UNITED STATES | |
SECURITIES AND EXCHANGE COMMISSION | |
Washington, DC 20549 | |
FORM N-PX | |
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED | |
MANAGEMENT INVESTMENT COMPANY | |
Investment Company Act File Number : 811-06628 | |
Name of Registrant: | The Yacktman Funds |
Address of Principal Executive Offices: | |
6300 Bridgepoint Parkway | |
Building One, Suite 320 | |
Austin, Texas 78730 | |
Name and address of agent of service: | |
Yacktman Asset Management Co. | |
The Yacktman Funds, Inc. | |
6300 Bridgepoint Parkway | |
Building One, Suite 320 | |
Austin, Texas 78730 | |
Registrant's telephone number including area code: | |
512-767-6700 | |
Date of fiscal year end: | |
06/30/2009 | |
Date of reporting period: | |
07/01/2008 - 06/30/2009 |
Item 1: Proxy Voting Record | ||||||||
Registrant : The Yacktman Funds | ||||||||
Fund Name : The Yacktman Fund | ||||||||
07/01/2008 - 06/30/2009 | ||||||||
Abercrombie & Fitch Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANF | CUSIP 002896207 | 06/10/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James Bachmann | Mgmt | For | Withhold | Against | |||
1.2 | Elect Michael Jeffries | Mgmt | For | Withhold | Against | |||
1.3 | Elect John Kessler | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Survivor Benefits (Golden Coffins) | ShrHoldr | Against | For | Against | |||
American Express Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXP | CUSIP 025816109 | 04/27/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | ELECTION OF DIRECTOR: D.F. AKERSON | Mgmt | For | For | For | |||
2 | ELECTION OF DIRECTOR: C. BARSHEFSKY | Mgmt | For | Against | Against | |||
3 | ELECTION OF DIRECTOR: U.M. BURNS | Mgmt | For | For | For | |||
4 | ELECTION OF DIRECTOR: K.I. CHENAULT | Mgmt | For | For | For | |||
5 | ELECTION OF DIRECTOR: P. CHERNIN | Mgmt | For | Against | Against | |||
6 | ELECTION OF DIRECTOR: J. LESCHLY | Mgmt | For | Against | Against | |||
7 | ELECTION OF DIRECTOR: R.C. LEVIN | Mgmt | For | For | For | |||
8 | ELECTION OF DIRECTOR: R.A. MCGINN | Mgmt | For | Against | Against | |||
9 | ELECTION OF DIRECTOR: E.D. MILLER | Mgmt | For | Against | Against | |||
10 | ELECTION OF DIRECTOR: S.S REINEMUND | Mgmt | For | For | For | |||
11 | ELECTION OF DIRECTOR: R.D. WALTER | Mgmt | For | Against | Against | |||
12 | ELECTION OF DIRECTOR: R.A. WILLIAMS | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | ADVISORY (NON-BINDING) VOTE APPROVING EXECUTIVE COMPENSATION. | Mgmt | For | Against | Against | |||
15 | SHAREHOLDER PROPOSAL RELATING TO CUMULATIVE VOTING FOR DIRECTORS. | ShrHoldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Americredit Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACF | CUSIP 03060R101 | 10/28/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Clifton Morris, Jr. | Mgmt | For | For | For | |||
1.2 | Elect John Clay | Mgmt | For | For | For | |||
1.3 | Elect Justin Wheeler | Mgmt | For | For | For | |||
1.4 | Elect Ian Cumming | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | PROPOSAL TO APPROVE THE 2008 OMNIBUS INCENTIVE PLAN FOR AMERICREDIT CORP. | Mgmt | For | Against | Against | |||
4 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | ATTEND TO OTHER BUSINESS PROPERLY PRESENTED AT THE MEETING. | Mgmt | For | Against | Against | |||
Anheuser-Busch Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BUD | CUSIP 035229103 | 11/12/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approval of the Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505104 | 04/29/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | ELECTION OF DIRECTOR: WILLIAM BARNET, III | Mgmt | For | For | For | |||
2 | ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. | Mgmt | For | For | For | |||
3 | ELECTION OF DIRECTOR: VIRGIS W. COLBERT | Mgmt | For | Against | Against | |||
4 | ELECTION OF DIRECTOR: JOHN T. COLLINS | Mgmt | For | For | For | |||
5 | ELECTION OF DIRECTOR: GARY L. COUNTRYMAN | Mgmt | For | For | For | |||
6 | ELECTION OF DIRECTOR: TOMMY R. FRANKS | Mgmt | For | For | For | |||
7 | ELECTION OF DIRECTOR: CHARLES K. GIFFORD | Mgmt | For | For | For | |||
8 | ELECTION OF DIRECTOR: KENNETH D. LEWIS | Mgmt | For | Against | Against | |||
9 | ELECTION OF DIRECTOR: MONICA C. LOZANO | Mgmt | For | For | For | |||
10 | ELECTION OF DIRECTOR: WALTER E. MASSEY | Mgmt | For | For | For | |||
11 | ELECTION OF DIRECTOR: THOMAS J. MAY | Mgmt | For | For | For | |||
12 | ELECTION OF DIRECTOR: PATRICIA E. MITCHELL | Mgmt | For | For | For | |||
13 | ELECTION OF DIRECTOR: JOSEPH W. PRUEHER | Mgmt | For | Against | Against | |||
14 | ELECTION OF DIRECTOR: CHARLES O. ROSSOTTI | Mgmt | For | Against | Against | |||
15 | ELECTION OF DIRECTOR: THOMAS M. RYAN | Mgmt | For | For | For | |||
16 | ELECTION OF DIRECTOR: O. TEMPLE SLOAN, JR. | Mgmt | For | Against | Against | |||
17 | ELECTION OF DIRECTOR: ROBERT L. TILLMAN | Mgmt | For | For | For | |||
18 | ELECTION OF DIRECTOR: JACKIE M. WARD | Mgmt | For | For | For | |||
19 | RATIFICATION OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009 | Mgmt | For | For | For | |||
20 | AN ADVISORY (NON-BINDING) VOTE APPROVING EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
21 | STOCKHOLDER PROPOSAL - DISCLOSURE OF GOVERNMENT EMPLOYMENT | ShrHoldr | Against | Against | For | |||
22 | STOCKHOLDER PROPOSAL - ADVISORY VOTE ON EXEC COMP | ShrHoldr | Against | Against | For | |||
23 | STOCKHOLDER PROPOSAL - CUMULATIVE VOTING | ShrHoldr | Against | For | Against | |||
24 | STOCKHOLDER PROPOSAL - SPECIAL STOCKHOLDER MEETINGS | ShrHoldr | Against | For | Against | |||
25 | STOCKHOLDER PROPOSAL - INDEPENDENT BOARD CHAIRMAN | ShrHoldr | Against | For | Against | |||
26 | STOCKHOLDER PROPOSAL - PREDATORY CREDIT CARD LENDING PRACTICES | ShrHoldr | Against | Against | For | |||
27 | STOCKHOLDER PROPOSAL - ADOPTION OF PRINCIPLES FOR HEALTH CARE REFORM | ShrHoldr | Against | Against | For | |||
28 | STOCKHOLDER PROPOSAL - LIMITS ON EXEC COMP | ShrHoldr | Against | Against | For | |||
Barclays plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BCS | CUSIP 06738E204 | 04/23/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | THAT SIMON FRASER BE RE-ELECTED A DIRECTOR OF THE COMPANY. | Mgmt | For | For | For | |||
4 | THAT MARCUS AGIUS BE RE-ELECTED A DIRECTOR OF THE COMPANY. | Mgmt | For | For | For | |||
5 | THAT DAVID BOOTH BE RE-ELECTED A DIRECTOR OF THE COMPANY. | Mgmt | For | For | For | |||
6 | THAT SIR RICHARD BROADBENT BE RE-ELECTED A DIRECTOR OF THE COMPANY. | Mgmt | For | For | For | |||
7 | THAT RICHARD LEIGH CLIFFORD BE RE-ELECTED A DIRECTOR OF THE COMPANY. | Mgmt | For | Against | Against | |||
8 | THAT FULVIO CONTI BE RE-ELECTED A DIRECTOR OF THE COMPANY. | Mgmt | For | For | For | |||
9 | THAT ROBERT E DIAMOND JR BE RE-ELECTED A DIRECTOR OF THE COMPANY. | Mgmt | For | For | For | |||
10 | THAT SIR ANDREW LIKIERMAN BE RE-ELECTED A DIRECTOR OF THE COMPANY. | Mgmt | For | For | For | |||
11 | THAT CHRISTOPHER LUCAS BE RE-ELECTED A DIRECTOR OF THE COMPANY. | Mgmt | For | For | For | |||
12 | THAT SIR MICHAEL RAKE BE RE-ELECTED A DIRECTOR OF THE COMPANY. | Mgmt | For | For | For | |||
13 | THAT STEPHEN RUSSELL BE RE-ELECTED A DIRECTOR OF THE COMPANY. | Mgmt | For | Against | Against | |||
14 | THAT FREDERIK SEEGERS BE RE-ELECTED A DIRECTOR OF THE COMPANY. | Mgmt | For | For | For | |||
15 | THAT SIR JOHN SUNDERLAND BE RE-ELECTED A DIRECTOR OF THE COMPANY. | Mgmt | For | For | For | |||
16 | THAT JOHN VARLEY BE RE-ELECTED A DIRECTOR OF THE COMPANY. | Mgmt | For | For | For | |||
17 | THAT PATIENCE WHEATCROFT BE RE-ELECTED A DIRECTOR OF THE COMPANY. | Mgmt | For | For | For | |||
18 | TO REAPPOINT PRICEWATERHOUSECOOPERS LLP AS THE AUDITORS OF THE COMPANY. | Mgmt | For | For | For | |||
19 | TO AUTHORISE THE DIRECTORS TO SET THE REMUNERATION OF THE AUDITORS. | Mgmt | For | For | For | |||
20 | Authorization of Political Donations | Mgmt | For | For | For | |||
21 | Increase in Authorized Capital | Mgmt | For | For | For | |||
22 | TO AUTHORISE THE DIRECTORS TO ALLOT SECURITIES. | Mgmt | For | For | For | |||
23 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
24 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES. | Mgmt | For | For | For | |||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Citigroup Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
C | CUSIP 172967101 | 04/21/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | ELECTION OF DIRECTOR: C. MICHAEL ARMSTRONG | Mgmt | For | Against | Against | |||
2 | ELECTION OF DIRECTOR: ALAIN J.P. BELDA | Mgmt | For | Against | Against | |||
3 | ELECTION OF DIRECTOR: JOHN M. DEUTCH | Mgmt | For | Against | Against | |||
4 | ELECTION OF DIRECTOR: JERRY A. GRUNDHOFER | Mgmt | For | For | For | |||
5 | ELECTION OF DIRECTOR: ANDREW N. LIVERIS | Mgmt | For | Against | Against | |||
6 | ELECTION OF DIRECTOR: ANNE M. MULCAHY | Mgmt | For | Against | Against | |||
7 | ELECTION OF DIRECTOR: MICHAEL E. O NEILL | Mgmt | For | For | For | |||
8 | ELECTION OF DIRECTOR: VIKRAM S. PANDIT | Mgmt | For | For | For | |||
9 | ELECTION OF DIRECTOR: RICHARD D. PARSONS | Mgmt | For | Against | Against | |||
10 | ELECTION OF DIRECTOR: LAWRENCE R. RICCIARDI | Mgmt | For | For | For | |||
11 | ELECTION OF DIRECTOR: JUDITH RODIN | Mgmt | For | Against | Against | |||
12 | ELECTION OF DIRECTOR: ROBERT L. RYAN | Mgmt | For | For | For | |||
13 | ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO | Mgmt | For | For | For | |||
14 | ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, JR. | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | PROPOSAL TO APPROVE THE CITIGROUP 2009 STOCK INCENTIVE PLAN. | Mgmt | For | Against | Against | |||
17 | PROPOSAL TO APPROVE CITI S 2008 EXECUTIVE COMPENSATION | Mgmt | For | Against | Against | |||
18 | Shareholder Proposal Regarding Disclosure of Prior Government Service | ShrHoldr | Against | Against | For | |||
19 | STOCKHOLDER PROPOSAL REQUESTING A REPORT ON POLITICAL CONTRIBUTIONS. | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Report on Credit Card Practices | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Double Board Nominees | ShrHoldr | Against | Against | For | |||
22 | STOCKHOLDER PROPOSAL REQUESTING A REPORT ON THE CARBON PRINCIPLES. | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Compensation Consultants | ShrHoldr | Against | For | Against | |||
25 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||
26 | STOCKHOLDER PROPOSAL REQUESTING CUMULATIVE VOTING. | ShrHoldr | Against | For | Against | |||
Clorox Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLX | CUSIP 189054109 | 11/19/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | ELECT DANIEL BOGGAN, JR. AS A DIRECTOR | Mgmt | For | For | For | |||
2 | ELECT RICHARD H. CARMONA AS A DIRECTOR | Mgmt | For | For | For | |||
3 | ELECT TULLY M. FRIEDMAN AS A DIRECTOR | Mgmt | For | For | For | |||
4 | ELECT GEORGE J. HARAD AS A DIRECTOR | Mgmt | For | For | For | |||
5 | ELECT DONALD R. KNAUSS AS A DIRECTOR | Mgmt | For | For | For | |||
6 | ELECT ROBERT W. MATSCHULLAT AS A DIRECTOR | Mgmt | For | For | For | |||
7 | ELECT GARY G. MICHAEL AS A DIRECTOR | Mgmt | For | For | For | |||
8 | ELECT EDWARD A. MUELLER AS A DIRECTOR | Mgmt | For | For | For | |||
9 | ELECT JAN L. MURLEY AS A DIRECTOR | Mgmt | For | For | For | |||
10 | ELECT PAMELA THOMAS-GRAHAM AS A DIRECTOR | Mgmt | For | For | For | |||
11 | ELECT CAROLYN M. TICKNOR AS A DIRECTOR | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Coca-Cola Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KO | CUSIP 191216100 | 04/22/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | ELECTION OF DIRECTOR: HERBERT A. ALLEN | Mgmt | For | Against | Against | |||
2 | ELECTION OF DIRECTOR: RONALD W. ALLEN | Mgmt | For | For | For | |||
3 | ELECTION OF DIRECTOR: CATHLEEN P. BLACK | Mgmt | For | For | For | |||
4 | ELECTION OF DIRECTOR: BARRY DILLER | Mgmt | For | Against | Against | |||
5 | ELECTION OF DIRECTOR: ALEXIS M. HERMAN | Mgmt | For | For | For | |||
6 | ELECTION OF DIRECTOR: MUHTAR KENT | Mgmt | For | For | For | |||
7 | ELECTION OF DIRECTOR: DONALD R. KEOUGH | Mgmt | For | For | For | |||
8 | ELECTION OF DIRECTOR: MARIA ELENA LAGOMASINO | Mgmt | For | For | For | |||
9 | ELECTION OF DIRECTOR: DONALD F. MCHENRY | Mgmt | For | For | For | |||
10 | ELECTION OF DIRECTOR: SAM NUNN | Mgmt | For | For | For | |||
11 | ELECTION OF DIRECTOR: JAMES D. ROBINSON III | Mgmt | For | For | For | |||
12 | ELECTION OF DIRECTOR: PETER V. UEBERROTH | Mgmt | For | For | For | |||
13 | ELECTION OF DIRECTOR: JACOB WALLENBERG | Mgmt | For | For | For | |||
14 | ELECTION OF DIRECTOR: JAMES B. WILLIAMS | Mgmt | For | Against | Against | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | SHAREOWNER PROPOSAL REGARDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION | ShrHoldr | Against | For | Against | |||
17 | SHAREOWNER PROPOSAL REGARDING AN INDEPENDENT BOARD CHAIR | ShrHoldr | Against | For | Against | |||
18 | SHAREOWNER PROPOSAL REGARDING A BOARD COMMITTEE ON HUMAN RIGHTS | ShrHoldr | Against | Against | For | |||
19 | SHAREOWNER PROPOSAL REGARDING RESTRICTED STOCK | ShrHoldr | Against | For | Against | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N | 05/13/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect S. Decker Anstrom | Mgmt | For | For | For | |||
1.2 | Elect Kenneth Bacon | Mgmt | For | Withhold | Against | |||
1.3 | Elect Sheldon Bonovitz | Mgmt | For | For | For | |||
1.4 | Elect Edward Breen | Mgmt | For | For | For | |||
1.5 | Elect Julian Brodsky | Mgmt | For | For | For | |||
1.6 | Elect Joseph Collins | Mgmt | For | For | For | |||
1.7 | Elect J. Michael Cook | Mgmt | For | For | For | |||
1.8 | Elect Gerald Hassell | Mgmt | For | For | For | |||
1.9 | Elect Jeffrey Honickman | Mgmt | For | For | For | |||
1.10 | Elect Brian Roberts | Mgmt | For | For | For | |||
1.11 | Elect Ralph Roberts | Mgmt | For | For | For | |||
1.12 | Elect Judith Rodin | Mgmt | For | Withhold | Against | |||
1.13 | Elect Michael Sovern | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2002 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Amendment to the 2002 Restricted Stock Plan | Mgmt | For | For | For | |||
5 | Amendment to the 2003 Stock Option Plan | Mgmt | For | Against | Against | |||
6 | Shareholder Proposal Regarding Disclosure of Executives Earning in Excess of $500,000 | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding the Approval of Survivor Benefits (Golden Coffin) Arrangements | ShrHoldr | Against | For | Against | |||
8 | Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay) | ShrHoldr | Against | For | Against | |||
9 | Shareholder Proposal Regarding a Recapitalization Plan | ShrHoldr | Against | For | Against | |||
Conocophillips | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COP | CUSIP 20825C104 | 05/13/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Armitage | Mgmt | For | For | For | |||
2 | Elect Richard Auchinleck | Mgmt | For | For | For | |||
3 | Elect James Copeland Jr. | Mgmt | For | Against | Against | |||
4 | Elect Kenneth Duberstein | Mgmt | For | For | For | |||
5 | Elect Ruth Harkin | Mgmt | For | For | For | |||
6 | Elect Harold McGraw III | Mgmt | For | For | For | |||
7 | Elect James Mulva | Mgmt | For | For | For | |||
8 | Elect Harald Norvik | Mgmt | For | Against | Against | |||
9 | Elect William Reilly | Mgmt | For | For | For | |||
10 | Elect Bobby Shackouls | Mgmt | For | For | For | |||
11 | Elect Victoria Tschinkel | Mgmt | For | Against | Against | |||
12 | Elect Kathryn Turner | Mgmt | For | For | For | |||
13 | Elect William Wade, Jr. | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | Against | Against | |||
15 | 2009 Omnibus Stock and Performance Incentive Plan | Mgmt | For | Against | Against | |||
16 | Shareholder Proposal Regarding Adoption of Principles for Health Care Reform | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Report on Oil Sands Operations | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Director Qualifications | ShrHoldr | Against | Against | For | |||
DISH NETWORK CORPORATION | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DISH | CUSIP 25470M109 | 05/11/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James DeFranco | Mgmt | For | For | For | |||
1.2 | Elect Cantey Ergen | Mgmt | For | For | For | |||
1.3 | Elect Charles Ergen | Mgmt | For | For | For | |||
1.4 | Elect Steven Goodbarn | Mgmt | For | For | For | |||
1.5 | Elect Gary Howard | Mgmt | For | For | For | |||
1.6 | Elect David Moskowitz | Mgmt | For | For | For | |||
1.7 | Elect Tom Ortolf | Mgmt | For | For | For | |||
1.8 | Elect Carl Vogel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2009 Stock Incentive Plan | Mgmt | For | Against | Against | |||
4 | Amendment to Existing Equity Plans | Mgmt | For | Against | Against | |||
eBay Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EBAY | CUSIP 278642103 | 04/29/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | ELECTION OF DIRECTOR: MARC L. ANDREESSEN | Mgmt | For | For | For | |||
2 | ELECTION OF DIRECTOR: WILLIAM C. FORD, JR. | Mgmt | For | Against | Against | |||
3 | ELECTION OF DIRECTOR: DAWN G. LEPORE | Mgmt | For | For | For | |||
4 | ELECTION OF DIRECTOR: PIERRE M. OMIDYAR | Mgmt | For | For | For | |||
5 | ELECTION OF DIRECTOR: RICHARD T. SCHLOSBERG, III | Mgmt | For | For | For | |||
6 | One-time Stock Option Exchange Program | Mgmt | For | Against | Against | |||
7 | Amendment to the 2008 Equity Incentive Award Plan | Mgmt | For | Against | Against | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
Furniture Brands International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FBN | CUSIP 360921100 | 05/07/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wilbert Holliman | Mgmt | For | Against | Against | |||
2 | Elect John Jordan, Jr. | Mgmt | For | Against | Against | |||
3 | Elect Ira Kaplan | Mgmt | For | Against | Against | |||
4 | Elect Bob Martin | Mgmt | For | Against | Against | |||
5 | Elect Maureen McGuire | Mgmt | For | Against | Against | |||
6 | Elect Aubrey Patterson | Mgmt | For | Against | Against | |||
7 | Elect Alan Schwartz | Mgmt | For | Against | Against | |||
8 | Elect Ralph Scozzafava | Mgmt | For | Against | Against | |||
9 | Reimbursement of Proxy Expenses | Mgmt | Against | For | Against | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
H&R Block, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HRB | CUSIP 093671105 | 09/04/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | ELECTION OF DIRECTOR: ALAN M. BENNETT | Mgmt | For | For | For | |||
2 | ELECTION OF DIRECTOR: THOMAS M. BLOCH | Mgmt | For | For | For | |||
3 | ELECTION OF DIRECTOR: RICHARD C. BREEDEN | Mgmt | For | For | For | |||
4 | ELECTION OF DIRECTOR: ROBERT A. GERARD | Mgmt | For | For | For | |||
5 | ELECTION OF DIRECTOR: LEN J. LAUER | Mgmt | For | For | For | |||
6 | ELECTION OF DIRECTOR: DAVID B. LEWIS | Mgmt | For | For | For | |||
7 | ELECTION OF DIRECTOR: TOM D. SEIP | Mgmt | For | For | For | |||
8 | ELECTION OF DIRECTOR: L. EDWARD SHAW, JR. | Mgmt | For | For | For | |||
9 | ELECTION OF DIRECTOR: RUSSELL P. SMYTH | Mgmt | For | For | For | |||
10 | ELECTION OF DIRECTOR: CHRISTIANNA WOOD | Mgmt | For | For | For | |||
11 | Amendment to Articles Regarding Independent Chairman of the Board | Mgmt | For | For | For | |||
12 | Amendment to Articles Regarding Board Size | Mgmt | For | For | For | |||
13 | Amendment to Articles Regarding Director Term Limits | Mgmt | For | Against | Against | |||
14 | Amendment to Articles Regarding Authorized Preferred Stock | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | 2008 Deferred Stock Unit Plan for Outside Directors | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
Home Depot Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HD | CUSIP 437076102 | 05/28/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | |||
2 | Elect David Batchelder | Mgmt | For | For | For | |||
3 | Elect Francis Blake | Mgmt | For | For | For | |||
4 | Elect Ari Bousbib | Mgmt | For | For | For | |||
5 | Elect Gregory Brenneman | Mgmt | For | For | For | |||
6 | Elect Albert Carey | Mgmt | For | For | For | |||
7 | Elect Armando Codina | Mgmt | For | Against | Against | |||
8 | Elect Bonnie Hill | Mgmt | For | For | For | |||
9 | Elect Karen Katen | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Right to Call a Special Meeting | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||
13 | Shareholder Proposal Regarding Special Shareholder Meetings | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding Energy Usage | ShrHoldr | Against | Against | For | |||
Lancaster Colony Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LANC | CUSIP 513847103 | 11/17/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Fox | Mgmt | For | For | For | |||
1.2 | Elect John Gerlach, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Edward Jennings | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Opting Into State Takeover Law | Mgmt | For | For | For | |||
4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
5 | Revise Authority of Meeting Chairperson and Adopt Advanced Notice Requirement | Mgmt | For | Against | Against | |||
6 | Allow Alternative Proxy Formats | Mgmt | For | For | For | |||
7 | Additional Requirements Regarding Director Nominations | Mgmt | For | For | For | |||
8 | Allow Amendments Without Shareholder Approval | Mgmt | For | For | For | |||
Liberty Media Corporation (Interactive) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LINTA | CUSIP 53071M104 | 06/25/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Donne Fisher | Mgmt | For | Withhold | Against | |||
1.2 | Elect Gregory Maffei | Mgmt | For | Withhold | Against | |||
1.3 | Elect M. LaVoy Robison | Mgmt | For | Withhold | Against | |||
2 | Technical Amendments to the Certificate of Incorporation | Mgmt | For | For | For | |||
3 | Reverse Stock Split | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
MGIC Investment Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTG | CUSIP 552848103 | 05/14/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Karl Case | Mgmt | For | For | For | |||
1.2 | Elect Curt Culver | Mgmt | For | For | For | |||
1.3 | Elect William McIntosh | Mgmt | For | For | For | |||
1.4 | Elect Leslie Muma | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Microsoft Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 11/19/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | ELECTION OF DIRECTOR: STEVEN A. BALLMER | Mgmt | For | For | For | |||
2 | ELECTION OF DIRECTOR: JAMES I. CASH JR. | Mgmt | For | For | For | |||
3 | ELECTION OF DIRECTOR: DINA DUBLON | Mgmt | For | For | For | |||
4 | ELECTION OF DIRECTOR: WILLIAM H. GATES III | Mgmt | For | For | For | |||
5 | ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN | Mgmt | For | For | For | |||
6 | ELECTION OF DIRECTOR: REED HASTINGS | Mgmt | For | For | For | |||
7 | ELECTION OF DIRECTOR: DAVID F. MARQUARDT | Mgmt | For | For | For | |||
8 | ELECTION OF DIRECTOR: CHARLES H. NOSKI | Mgmt | For | For | For | |||
9 | ELECTION OF DIRECTOR: HELMUT PANKE | Mgmt | For | For | For | |||
10 | Executive Officer Incentive Plan | Mgmt | For | For | For | |||
11 | Amendment to the 1999 Stock Option Plan for Non-Employee Directors | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | SHAREHOLDER PROPOSAL - ADOPTION OF POLICIES ON INTERNET CENSORSHIP. | ShrHoldr | Against | Against | For | |||
14 | SHAREHOLDER PROPOSAL - ESTABLISHMENT OF BOARD COMMITTEE ON HUMAN RIGHTS. | ShrHoldr | Against | Against | For | |||
15 | SHAREHOLDER PROPOSAL - DISCLOSURE OF CHARITABLE CONTRIBUTIONS. | ShrHoldr | Against | Against | For | |||
PepsiCo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEP | CUSIP 713448108 | 05/06/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shona Brown | Mgmt | For | For | For | |||
2 | Elect Ian Cook | Mgmt | For | For | For | |||
3 | Elect Dina Dublon | Mgmt | For | For | For | |||
4 | Elect Victor Dzau | Mgmt | For | For | For | |||
5 | Elect Ray Hunt | Mgmt | For | For | For | |||
6 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
7 | Elect Arthur Martinez | Mgmt | For | For | For | |||
8 | Elect Indra Nooyi | Mgmt | For | For | For | |||
9 | Elect Sharon Rockefeller | Mgmt | For | For | For | |||
10 | Elect James Schiro | Mgmt | For | For | For | |||
11 | Elect Lloyd Trotter | Mgmt | For | For | For | |||
12 | Elect Daniel Vasella | Mgmt | For | For | For | |||
13 | Elect Michael White | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Executive Incentive Compensation Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Report on Beverage Container Recycling Program | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Genetically Engineered Products | ShrHoldr | Against | Against | For | |||
18 | Shareholder Regarding Reviewing Charitable Spending | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | For | Against | |||
Pfizer Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFE | CUSIP 717081103 | 04/23/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | ELECTION OF DIRECTOR: DENNIS A. AUSIELLO | Mgmt | For | For | For | |||
2 | ELECTION OF DIRECTOR: MICHAEL S. BROWN | Mgmt | For | For | For | |||
3 | ELECTION OF DIRECTOR: M. ANTHONY BURNS | Mgmt | For | For | For | |||
4 | ELECTION OF DIRECTOR: ROBERT N. BURT | Mgmt | For | For | For | |||
5 | ELECTION OF DIRECTOR: W. DON CORNWELL | Mgmt | For | For | For | |||
6 | ELECTION OF DIRECTOR: WILLIAM H. GRAY, III | Mgmt | For | For | For | |||
7 | ELECTION OF DIRECTOR: CONSTANCE J. HORNER | Mgmt | For | For | For | |||
8 | ELECTION OF DIRECTOR: JAMES M. KILTS | Mgmt | For | For | For | |||
9 | ELECTION OF DIRECTOR: JEFFREY B. KINDLER | Mgmt | For | For | For | |||
10 | ELECTION OF DIRECTOR: GEORGE A. LORCH | Mgmt | For | For | For | |||
11 | ELECTION OF DIRECTOR: DANA G. MEAD | Mgmt | For | For | For | |||
12 | ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON | Mgmt | For | For | For | |||
13 | ELECTION OF DIRECTOR: STEPHEN W. SANGER | Mgmt | For | For | For | |||
14 | ELECTION OF DIRECTOR: WILLIAM C. STEERE, JR. | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Amendment to the 2004 Stock Plan | Mgmt | For | Against | Against | |||
17 | SHAREHOLDER PROPOSAL REGARDING STOCK OPTIONS. | ShrHoldr | Against | Against | For | |||
18 | SHAREHOLDER PROPOSAL REGARDING ADVISORY VOTE ON EXECUTIVE COMPENSATION. | ShrHoldr | Against | For | Against | |||
19 | SHAREHOLDER PROPOSAL REGARDING CUMULATIVE VOTING. | ShrHoldr | Against | For | Against | |||
20 | SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER MEETINGS. | ShrHoldr | Against | Against | For | |||
Proctor & Gamble | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PG | CUSIP 742718109 | 10/14/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth Chenault | Mgmt | For | For | For | |||
1.2 | Elect Scott Cook | Mgmt | For | For | For | |||
1.3 | Elect Rajat Gupta | Mgmt | For | For | For | |||
1.4 | Elect Alan Lafley | Mgmt | For | For | For | |||
1.5 | Elect Charles Lee | Mgmt | For | For | For | |||
1.6 | Elect Lynn Martin | Mgmt | For | For | For | |||
1.7 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Johnathan Rodgers | Mgmt | For | For | For | |||
1.9 | Elect Ralph Snyderman | Mgmt | For | For | For | |||
1.10 | Elect Margaret Whitman | Mgmt | For | For | For | |||
1.11 | Elect Patricia Woertz | Mgmt | For | For | For | |||
1.12 | Elect Ernesto Zedillo | Mgmt | For | For | For | |||
2 | RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Mgmt | For | For | For | |||
3 | AMEND COMPANY S AMENDED ARTICLES OF INCORPORATION TO ADOPT MAJORITY VOTING | Mgmt | For | For | For | |||
4 | SHAREHOLDER PROPOSAL #1 - ROTATE SITE OF ANNUAL MEETING | ShrHoldr | Against | Against | For | |||
5 | SHAREHOLDER PROPOSAL #2 - ADVISORY VOTE ON EXECUTIVE COMPENSATION | ShrHoldr | Against | For | Against | |||
Resource America, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
REXI | CUSIP 761195205 | 03/12/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jonathan Cohen | Mgmt | For | For | For | |||
1.2 | Elect Kenneth Kind | Mgmt | For | For | For | |||
1.3 | Elect John White | Mgmt | For | For | For | |||
2 | Transaction of Other Business | Mgmt | For | Against | Against | |||
The Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TBBK | CUSIP 05969A105 | 06/04/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Betsy Cohen | Mgmt | For | For | For | |||
1.2 | Elect Daniel Cohen | Mgmt | For | For | For | |||
1.3 | Elect Walter Beach | Mgmt | For | For | For | |||
1.4 | Elect Michael Bradley | Mgmt | For | For | For | |||
1.5 | Elect Matthew Cohn | Mgmt | For | For | For | |||
1.6 | Elect Leon Huff | Mgmt | For | For | For | |||
1.7 | Elect William Lamb | Mgmt | For | For | For | |||
1.8 | Elect Frank Mastrangelo | Mgmt | For | For | For | |||
1.9 | Elect James McEntee III | Mgmt | For | For | For | |||
1.10 | Elect Linda Schaeffer | Mgmt | For | For | For | |||
1.11 | Elect Joan Specter | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Abstain | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Tyco International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP G9143X208 | 03/12/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reincorporation from Bermuda to Switzerland | Mgmt | For | For | For | |||
2 | Change of Par Value | Mgmt | For | For | For | |||
3 | TO CONSIDER AND APPROVE THE NAME OF TYCO INTERNATIONAL LTD. | Mgmt | For | For | For | |||
4 | Change of Company Purpose | Mgmt | For | For | For | |||
5 | Approval of the Swiss Articles of Association | Mgmt | For | For | For | |||
6 | Confirmation of Swiss Law as the Authoritative Legislation Governing the Company | Mgmt | For | For | For | |||
7 | Approval of Schaffhausen, Switzerland as the Company's Principal Place of Business | Mgmt | For | For | For | |||
8 | Appointment of Special Auditor | Mgmt | For | For | For | |||
9 | Appointment of Statutory Auditor | Mgmt | For | For | For | |||
10 | Approval of Dividend in the Form of a Reduction of Registered Captial | Mgmt | For | For | For | |||
11 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Tyco International Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TYC | CUSIP G9143X208 | 03/12/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Edward Breen | Mgmt | For | For | For | |||
1.2 | Elect Timothy Donahue | Mgmt | For | For | For | |||
1.3 | Elect Brian Duperreault | Mgmt | For | For | For | |||
1.4 | Elect Bruce Gordon | Mgmt | For | For | For | |||
1.5 | Elect Rajiv Gupta | Mgmt | For | Withhold | Against | |||
1.6 | Elect John Krol | Mgmt | For | For | For | |||
1.7 | Elect Brendan O'Neill | Mgmt | For | Withhold | Against | |||
1.8 | Elect William Stavropoulos | Mgmt | For | For | For | |||
1.9 | Elect Sandra Wijnberg | Mgmt | For | For | For | |||
1.10 | Elect Jerome York | Mgmt | For | Withhold | Against | |||
1.11 | Elect R. David Yost | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | AMENDMENTS TO THE COMPANY S 2004 STOCK AND INCENTIVE PLAN. | Mgmt | For | Against | Against | |||
U.S. Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
USB | CUSIP 902973304 | 04/21/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Douglas Baker, Jr. | Mgmt | For | For | For | |||
2 | Elect Y. Marc Belton | Mgmt | For | For | For | |||
3 | Elect Richard Davis | Mgmt | For | For | For | |||
4 | Elect Joel Johnson | Mgmt | For | For | For | |||
5 | Elect David O'Maley | Mgmt | For | For | For | |||
6 | Elect O'Dell Owens | Mgmt | For | For | For | |||
7 | Elect Craig Schnuck | Mgmt | For | For | For | |||
8 | Elect Patrick Stokes | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | Against | Against | |||
10 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION PROGRAM. | Mgmt | For | For | For | |||
UnitedHealth Group Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNH | CUSIP 91324P102 | 06/02/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William Ballard, Jr. | Mgmt | For | Against | Against | |||
2 | Elect Richard Burke | Mgmt | For | Against | Against | |||
3 | Elect Robert Darretta | Mgmt | For | For | For | |||
4 | Elect Stephen Hemsley | Mgmt | For | Against | Against | |||
5 | Elect Michele Hooper | Mgmt | For | Against | Against | |||
6 | Elect Douglas Leatherdale | Mgmt | For | Against | Against | |||
7 | Elect Glenn Renwick | Mgmt | For | For | For | |||
8 | Elect Kenneth Shine | Mgmt | For | For | For | |||
9 | Elect Gail Wilensky | Mgmt | For | Against | Against | |||
10 | Ratification of Auditor | Mgmt | For | Against | Against | |||
11 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | For | Against | |||
USG Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
USGWS | CUSIP 903293405 | 02/09/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Issuance of Common Stock | Mgmt | For | For | For | |||
USG Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
USG | CUSIP 903293405 | 05/13/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jose Armario | Mgmt | For | For | For | |||
1.2 | Elect W. Douglas Ford | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
VIACOM INC. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VIA | CUSIP 92553P | 06/04/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George Abrams | Mgmt | For | For | For | |||
1.2 | Elect Philippe Dauman | Mgmt | For | For | For | |||
1.3 | Elect Thomas Dooley | Mgmt | For | Withhold | Against | |||
1.4 | Elect Alan Greenberg | Mgmt | For | Withhold | Against | |||
1.5 | Elect Robert Kraft | Mgmt | For | Withhold | Against | |||
1.6 | Elect Blythe McGarvie | Mgmt | For | For | For | |||
1.7 | Elect Charles Phillips, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Shari Redstone | Mgmt | For | For | For | |||
1.9 | Elect Sumner Redstone | Mgmt | For | For | For | |||
1.10 | Elect Frederic Salerno | Mgmt | For | Withhold | Against | |||
1.11 | Elect William Schwartz | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Walt Disney Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DIS | CUSIP 254687106 | 03/10/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | ELECTION OF DIRECTOR: SUSAN E. ARNOLD | Mgmt | For | For | For | |||
2 | ELECTION OF DIRECTOR: JOHN E. BRYSON | Mgmt | For | For | For | |||
3 | ELECTION OF DIRECTOR: JOHN S. CHEN | Mgmt | For | For | For | |||
4 | ELECTION OF DIRECTOR: JUDITH L. ESTRIN | Mgmt | For | For | For | |||
5 | ELECTION OF DIRECTOR: ROBERT A. IGER | Mgmt | For | For | For | |||
6 | ELECTION OF DIRECTOR: STEVEN P. JOBS | Mgmt | For | For | For | |||
7 | ELECTION OF DIRECTOR: FRED H. LANGHAMMER | Mgmt | For | For | For | |||
8 | ELECTION OF DIRECTOR: AYLWIN B. LEWIS | Mgmt | For | For | For | |||
9 | ELECTION OF DIRECTOR: MONICA C. LOZANO | Mgmt | For | For | For | |||
10 | ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT | Mgmt | For | For | For | |||
11 | ELECTION OF DIRECTOR: JOHN E. PEPPER, JR. | Mgmt | For | For | For | |||
12 | ELECTION OF DIRECTOR: ORIN C. SMITH | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | Against | Against | |||
15 | Amendment to the 2002 Executive Performance Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Political Contributions Reporting | ShrHoldr | Against | For | Against | |||
17 | TO APPROVE THE SHAREHOLDER PROPOSAL RELATING TO DEATH BENEFIT PAYMENTS. | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay) | ShrHoldr | Against | For | Against | |||
Wellpoint Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WLP | CUSIP 94973V107 | 05/20/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lenox Baker, Jr. | Mgmt | For | For | For | |||
2 | Elect Susan Bayh | Mgmt | For | For | For | |||
3 | Elect Larry Glasscock | Mgmt | For | For | For | |||
4 | Elect Julie Hill | Mgmt | For | For | For | |||
5 | Elect Ramiro Peru | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Amendment to the 2006 Incentive Compensation Plan | Mgmt | For | Against | Against | |||
8 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | For | Against | |||
Williams-Sonoma, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WSM | CUSIP 969904101 | 05/22/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect W. Howard Lester | Mgmt | For | For | For | |||
1.2 | Elect Adrian Bellamy | Mgmt | For | For | For | |||
1.3 | Elect Patrick Connolly | Mgmt | For | For | For | |||
1.4 | Elect Adrian Dillon | Mgmt | For | For | For | |||
1.5 | Elect Anthony Greener | Mgmt | For | For | For | |||
1.6 | Elect Ted Hall | Mgmt | For | For | For | |||
1.7 | Elect Michael Lynch | Mgmt | For | For | For | |||
1.8 | Elect Richard Robertson | Mgmt | For | For | For | |||
1.9 | Elect David Zenoff | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
Item 1: Proxy Voting Record | ||||||||
Registrant : The Yacktman Funds | ||||||||
Fund Name : The Yacktman Focused Fund | ||||||||
07/01/2008 - 06/30/2009 | ||||||||
Abercrombie & Fitch Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANF | CUSIP 002896207 | 06/10/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James Bachmann | Mgmt | For | Withhold | Against | |||
1.2 | Elect Michael Jeffries | Mgmt | For | Withhold | Against | |||
1.3 | Elect John Kessler | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Survivor Benefits (Golden Coffins) | ShrHoldr | Against | For | Against | |||
American Express Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXP | CUSIP 025816109 | 04/27/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | ELECTION OF DIRECTOR: D.F. AKERSON | Mgmt | For | For | For | |||
2 | ELECTION OF DIRECTOR: C. BARSHEFSKY | Mgmt | For | Against | Against | |||
3 | ELECTION OF DIRECTOR: U.M. BURNS | Mgmt | For | For | For | |||
4 | ELECTION OF DIRECTOR: K.I. CHENAULT | Mgmt | For | For | For | |||
5 | ELECTION OF DIRECTOR: P. CHERNIN | Mgmt | For | Against | Against | |||
6 | ELECTION OF DIRECTOR: J. LESCHLY | Mgmt | For | Against | Against | |||
7 | ELECTION OF DIRECTOR: R.C. LEVIN | Mgmt | For | For | For | |||
8 | ELECTION OF DIRECTOR: R.A. MCGINN | Mgmt | For | Against | Against | |||
9 | ELECTION OF DIRECTOR: E.D. MILLER | Mgmt | For | Against | Against | |||
10 | ELECTION OF DIRECTOR: S.S REINEMUND | Mgmt | For | For | For | |||
11 | ELECTION OF DIRECTOR: R.D. WALTER | Mgmt | For | Against | Against | |||
12 | ELECTION OF DIRECTOR: R.A. WILLIAMS | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | ADVISORY (NON-BINDING) VOTE APPROVING EXECUTIVE COMPENSATION. | Mgmt | For | Against | Against | |||
15 | SHAREHOLDER PROPOSAL RELATING TO CUMULATIVE VOTING FOR DIRECTORS. | ShrHoldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Americredit Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACF | CUSIP 03060R101 | 10/28/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Clifton Morris, Jr. | Mgmt | For | For | For | |||
1.2 | Elect John Clay | Mgmt | For | For | For | |||
1.3 | Elect Justin Wheeler | Mgmt | For | For | For | |||
1.4 | Elect Ian Cumming | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | PROPOSAL TO APPROVE THE 2008 OMNIBUS INCENTIVE PLAN FOR AMERICREDIT CORP. | Mgmt | For | Against | Against | |||
4 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | ATTEND TO OTHER BUSINESS PROPERLY PRESENTED AT THE MEETING. | Mgmt | For | Against | Against | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505104 | 04/29/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | ELECTION OF DIRECTOR: WILLIAM BARNET, III | Mgmt | For | For | For | |||
2 | ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. | Mgmt | For | For | For | |||
3 | ELECTION OF DIRECTOR: VIRGIS W. COLBERT | Mgmt | For | Against | Against | |||
4 | ELECTION OF DIRECTOR: JOHN T. COLLINS | Mgmt | For | For | For | |||
5 | ELECTION OF DIRECTOR: GARY L. COUNTRYMAN | Mgmt | For | For | For | |||
6 | ELECTION OF DIRECTOR: TOMMY R. FRANKS | Mgmt | For | For | For | |||
7 | ELECTION OF DIRECTOR: CHARLES K. GIFFORD | Mgmt | For | For | For | |||
8 | ELECTION OF DIRECTOR: KENNETH D. LEWIS | Mgmt | For | Against | Against | |||
9 | ELECTION OF DIRECTOR: MONICA C. LOZANO | Mgmt | For | For | For | |||
10 | ELECTION OF DIRECTOR: WALTER E. MASSEY | Mgmt | For | For | For | |||
11 | ELECTION OF DIRECTOR: THOMAS J. MAY | Mgmt | For | For | For | |||
12 | ELECTION OF DIRECTOR: PATRICIA E. MITCHELL | Mgmt | For | For | For | |||
13 | ELECTION OF DIRECTOR: JOSEPH W. PRUEHER | Mgmt | For | Against | Against | |||
14 | ELECTION OF DIRECTOR: CHARLES O. ROSSOTTI | Mgmt | For | Against | Against | |||
15 | ELECTION OF DIRECTOR: THOMAS M. RYAN | Mgmt | For | For | For | |||
16 | ELECTION OF DIRECTOR: O. TEMPLE SLOAN, JR. | Mgmt | For | Against | Against | |||
17 | ELECTION OF DIRECTOR: ROBERT L. TILLMAN | Mgmt | For | For | For | |||
18 | ELECTION OF DIRECTOR: JACKIE M. WARD | Mgmt | For | For | For | |||
19 | RATIFICATION OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009 | Mgmt | For | For | For | |||
20 | AN ADVISORY (NON-BINDING) VOTE APPROVING EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
21 | STOCKHOLDER PROPOSAL - DISCLOSURE OF GOVERNMENT EMPLOYMENT | ShrHoldr | Against | Against | For | |||
22 | STOCKHOLDER PROPOSAL - ADVISORY VOTE ON EXEC COMP | ShrHoldr | Against | Against | For | |||
23 | STOCKHOLDER PROPOSAL - CUMULATIVE VOTING | ShrHoldr | Against | For | Against | |||
24 | STOCKHOLDER PROPOSAL - SPECIAL STOCKHOLDER MEETINGS | ShrHoldr | Against | For | Against | |||
25 | STOCKHOLDER PROPOSAL - INDEPENDENT BOARD CHAIRMAN | ShrHoldr | Against | For | Against | |||
26 | STOCKHOLDER PROPOSAL - PREDATORY CREDIT CARD LENDING PRACTICES | ShrHoldr | Against | Against | For | |||
27 | STOCKHOLDER PROPOSAL - ADOPTION OF PRINCIPLES FOR HEALTH CARE REFORM | ShrHoldr | Against | Against | For | |||
28 | STOCKHOLDER PROPOSAL - LIMITS ON EXEC COMP | ShrHoldr | Against | Against | For | |||
Barclays plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BCS | CUSIP 06738E204 | 04/23/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | THAT SIMON FRASER BE RE-ELECTED A DIRECTOR OF THE COMPANY. | Mgmt | For | For | For | |||
4 | THAT MARCUS AGIUS BE RE-ELECTED A DIRECTOR OF THE COMPANY. | Mgmt | For | For | For | |||
5 | THAT DAVID BOOTH BE RE-ELECTED A DIRECTOR OF THE COMPANY. | Mgmt | For | For | For | |||
6 | THAT SIR RICHARD BROADBENT BE RE-ELECTED A DIRECTOR OF THE COMPANY. | Mgmt | For | For | For | |||
7 | THAT RICHARD LEIGH CLIFFORD BE RE-ELECTED A DIRECTOR OF THE COMPANY. | Mgmt | For | Against | Against | |||
8 | THAT FULVIO CONTI BE RE-ELECTED A DIRECTOR OF THE COMPANY. | Mgmt | For | For | For | |||
9 | THAT ROBERT E DIAMOND JR BE RE-ELECTED A DIRECTOR OF THE COMPANY. | Mgmt | For | For | For | |||
10 | THAT SIR ANDREW LIKIERMAN BE RE-ELECTED A DIRECTOR OF THE COMPANY. | Mgmt | For | For | For | |||
11 | THAT CHRISTOPHER LUCAS BE RE-ELECTED A DIRECTOR OF THE COMPANY. | Mgmt | For | For | For | |||
12 | THAT SIR MICHAEL RAKE BE RE-ELECTED A DIRECTOR OF THE COMPANY. | Mgmt | For | For | For | |||
13 | THAT STEPHEN RUSSELL BE RE-ELECTED A DIRECTOR OF THE COMPANY. | Mgmt | For | Against | Against | |||
14 | THAT FREDERIK SEEGERS BE RE-ELECTED A DIRECTOR OF THE COMPANY. | Mgmt | For | For | For | |||
15 | THAT SIR JOHN SUNDERLAND BE RE-ELECTED A DIRECTOR OF THE COMPANY. | Mgmt | For | For | For | |||
16 | THAT JOHN VARLEY BE RE-ELECTED A DIRECTOR OF THE COMPANY. | Mgmt | For | For | For | |||
17 | THAT PATIENCE WHEATCROFT BE RE-ELECTED A DIRECTOR OF THE COMPANY. | Mgmt | For | For | For | |||
18 | TO REAPPOINT PRICEWATERHOUSECOOPERS LLP AS THE AUDITORS OF THE COMPANY. | Mgmt | For | For | For | |||
19 | TO AUTHORISE THE DIRECTORS TO SET THE REMUNERATION OF THE AUDITORS. | Mgmt | For | For | For | |||
20 | Authorization of Political Donations | Mgmt | For | For | For | |||
21 | Increase in Authorized Capital | Mgmt | For | For | For | |||
22 | TO AUTHORISE THE DIRECTORS TO ALLOT SECURITIES. | Mgmt | For | For | For | |||
23 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
24 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES. | Mgmt | For | For | For | |||
25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | |||
Bed Bath & Beyond Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBBY | CUSIP 075896100 | 07/03/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Warren Eisenberg | Mgmt | For | For | For | |||
1.2 | Elect Leonard Feinstein | Mgmt | For | For | For | |||
1.3 | Elect Dean Adler | Mgmt | For | Withhold | Against | |||
1.4 | Elect Stanley Barshay | Mgmt | For | For | For | |||
1.5 | Elect Patrick Gaston | Mgmt | For | For | For | |||
1.6 | Elect Jordan Heller | Mgmt | For | For | For | |||
1.7 | Elect Robert Kaplan | Mgmt | For | For | For | |||
1.8 | Elect Victoria Morrison | Mgmt | For | For | For | |||
2 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP | Mgmt | For | For | For | |||
Clorox Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLX | CUSIP 189054109 | 11/19/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | ELECT DANIEL BOGGAN, JR. AS A DIRECTOR | Mgmt | For | For | For | |||
2 | ELECT RICHARD H. CARMONA AS A DIRECTOR | Mgmt | For | For | For | |||
3 | ELECT TULLY M. FRIEDMAN AS A DIRECTOR | Mgmt | For | For | For | |||
4 | ELECT GEORGE J. HARAD AS A DIRECTOR | Mgmt | For | For | For | |||
5 | ELECT DONALD R. KNAUSS AS A DIRECTOR | Mgmt | For | For | For | |||
6 | ELECT ROBERT W. MATSCHULLAT AS A DIRECTOR | Mgmt | For | For | For | |||
7 | ELECT GARY G. MICHAEL AS A DIRECTOR | Mgmt | For | For | For | |||
8 | ELECT EDWARD A. MUELLER AS A DIRECTOR | Mgmt | For | For | For | |||
9 | ELECT JAN L. MURLEY AS A DIRECTOR | Mgmt | For | For | For | |||
10 | ELECT PAMELA THOMAS-GRAHAM AS A DIRECTOR | Mgmt | For | For | For | |||
11 | ELECT CAROLYN M. TICKNOR AS A DIRECTOR | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Coca-Cola Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KO | CUSIP 191216100 | 04/22/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | ELECTION OF DIRECTOR: HERBERT A. ALLEN | Mgmt | For | Against | Against | |||
2 | ELECTION OF DIRECTOR: RONALD W. ALLEN | Mgmt | For | For | For | |||
3 | ELECTION OF DIRECTOR: CATHLEEN P. BLACK | Mgmt | For | For | For | |||
4 | ELECTION OF DIRECTOR: BARRY DILLER | Mgmt | For | Against | Against | |||
5 | ELECTION OF DIRECTOR: ALEXIS M. HERMAN | Mgmt | For | For | For | |||
6 | ELECTION OF DIRECTOR: MUHTAR KENT | Mgmt | For | For | For | |||
7 | ELECTION OF DIRECTOR: DONALD R. KEOUGH | Mgmt | For | For | For | |||
8 | ELECTION OF DIRECTOR: MARIA ELENA LAGOMASINO | Mgmt | For | For | For | |||
9 | ELECTION OF DIRECTOR: DONALD F. MCHENRY | Mgmt | For | For | For | |||
10 | ELECTION OF DIRECTOR: SAM NUNN | Mgmt | For | For | For | |||
11 | ELECTION OF DIRECTOR: JAMES D. ROBINSON III | Mgmt | For | For | For | |||
12 | ELECTION OF DIRECTOR: PETER V. UEBERROTH | Mgmt | For | For | For | |||
13 | ELECTION OF DIRECTOR: JACOB WALLENBERG | Mgmt | For | For | For | |||
14 | ELECTION OF DIRECTOR: JAMES B. WILLIAMS | Mgmt | For | Against | Against | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | SHAREOWNER PROPOSAL REGARDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION | ShrHoldr | Against | For | Against | |||
17 | SHAREOWNER PROPOSAL REGARDING AN INDEPENDENT BOARD CHAIR | ShrHoldr | Against | For | Against | |||
18 | SHAREOWNER PROPOSAL REGARDING A BOARD COMMITTEE ON HUMAN RIGHTS | ShrHoldr | Against | Against | For | |||
19 | SHAREOWNER PROPOSAL REGARDING RESTRICTED STOCK | ShrHoldr | Against | For | Against | |||
Conocophillips | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COP | CUSIP 20825C104 | 05/13/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Armitage | Mgmt | For | For | For | |||
2 | Elect Richard Auchinleck | Mgmt | For | For | For | |||
3 | Elect James Copeland Jr. | Mgmt | For | Against | Against | |||
4 | Elect Kenneth Duberstein | Mgmt | For | For | For | |||
5 | Elect Ruth Harkin | Mgmt | For | For | For | |||
6 | Elect Harold McGraw III | Mgmt | For | For | For | |||
7 | Elect James Mulva | Mgmt | For | For | For | |||
8 | Elect Harald Norvik | Mgmt | For | Against | Against | |||
9 | Elect William Reilly | Mgmt | For | For | For | |||
10 | Elect Bobby Shackouls | Mgmt | For | For | For | |||
11 | Elect Victoria Tschinkel | Mgmt | For | Against | Against | |||
12 | Elect Kathryn Turner | Mgmt | For | For | For | |||
13 | Elect William Wade, Jr. | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | Against | Against | |||
15 | 2009 Omnibus Stock and Performance Incentive Plan | Mgmt | For | Against | Against | |||
16 | Shareholder Proposal Regarding Adoption of Principles for Health Care Reform | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Report on Oil Sands Operations | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Director Qualifications | ShrHoldr | Against | Against | For | |||
DISH NETWORK CORPORATION | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DISH | CUSIP 25470M109 | 05/11/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James DeFranco | Mgmt | For | For | For | |||
1.2 | Elect Cantey Ergen | Mgmt | For | For | For | |||
1.3 | Elect Charles Ergen | Mgmt | For | For | For | |||
1.4 | Elect Steven Goodbarn | Mgmt | For | For | For | |||
1.5 | Elect Gary Howard | Mgmt | For | For | For | |||
1.6 | Elect David Moskowitz | Mgmt | For | For | For | |||
1.7 | Elect Tom Ortolf | Mgmt | For | For | For | |||
1.8 | Elect Carl Vogel | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2009 Stock Incentive Plan | Mgmt | For | Against | Against | |||
4 | Amendment to Existing Equity Plans | Mgmt | For | Against | Against | |||
eBay Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EBAY | CUSIP 278642103 | 04/29/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | ELECTION OF DIRECTOR: MARC L. ANDREESSEN | Mgmt | For | For | For | |||
2 | ELECTION OF DIRECTOR: WILLIAM C. FORD, JR. | Mgmt | For | Against | Against | |||
3 | ELECTION OF DIRECTOR: DAWN G. LEPORE | Mgmt | For | For | For | |||
4 | ELECTION OF DIRECTOR: PIERRE M. OMIDYAR | Mgmt | For | For | For | |||
5 | ELECTION OF DIRECTOR: RICHARD T. SCHLOSBERG, III | Mgmt | For | For | For | |||
6 | One-time Stock Option Exchange Program | Mgmt | For | Against | Against | |||
7 | Amendment to the 2008 Equity Incentive Award Plan | Mgmt | For | Against | Against | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
Furniture Brands International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FBN | CUSIP 360921100 | 05/07/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Wilbert Holliman | Mgmt | For | Against | Against | |||
2 | Elect John Jordan, Jr. | Mgmt | For | Against | Against | |||
3 | Elect Ira Kaplan | Mgmt | For | Against | Against | |||
4 | Elect Bob Martin | Mgmt | For | Against | Against | |||
5 | Elect Maureen McGuire | Mgmt | For | Against | Against | |||
6 | Elect Aubrey Patterson | Mgmt | For | Against | Against | |||
7 | Elect Alan Schwartz | Mgmt | For | Against | Against | |||
8 | Elect Ralph Scozzafava | Mgmt | For | Against | Against | |||
9 | Reimbursement of Proxy Expenses | Mgmt | Against | For | Against | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Johnson Matthey plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NULL | CUSIP G51604109 | 07/22/2008 | Annual | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||
2 | Approve Remuneration Report | Mgmt | For | For | For | |||
3 | Approve Final Dividend of 26.0 Pence Per Ordinary Share | Mgmt | For | For | For | |||
4 | Elect Dorothy Thompson as Director | Mgmt | For | For | For | |||
5 | Re-elect David Morgan as Director | Mgmt | For | For | For | |||
6 | Re-elect Alan Thomson as Director | Mgmt | For | For | For | |||
7 | Re-elect Robert Walvis as Director | Mgmt | For | For | For | |||
8 | Reappoint KPMG Audit plc as Auditors of the Company | Mgmt | For | For | For | |||
9 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | For | |||
10 | Auth. Company and its Subsidiaries to Make EU Political Donations to Political Parties or Independent Election Candidates up to GBP 50,000, to Political Org. Other Than Political Parties up to GBP 50,000 and Incur EU Political Expenditure up to GBP 50,000 | Mgmt | For | For | For | |||
11 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 70,876,387 | Mgmt | For | For | For | |||
12 | Subject to the Passing of Resolution 11, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 11,033,680 | Mgmt | For | For | For | |||
13 | Authorise 21,467,573 Ordinary Shares for Market Purchase | Mgmt | For | For | For | |||
14 | Adopt New Articles of Association | Mgmt | For | For | For | |||
Lancaster Colony Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LANC | CUSIP 513847103 | 11/17/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Fox | Mgmt | For | For | For | |||
1.2 | Elect John Gerlach, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Edward Jennings | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Opting Into State Takeover Law | Mgmt | For | For | For | |||
4 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
5 | Revise Authority of Meeting Chairperson and Adopt Advanced Notice Requirement | Mgmt | For | Against | Against | |||
6 | Allow Alternative Proxy Formats | Mgmt | For | For | For | |||
7 | Additional Requirements Regarding Director Nominations | Mgmt | For | For | For | |||
8 | Allow Amendments Without Shareholder Approval | Mgmt | For | For | For | |||
Liberty Media Corporation (Interactive) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LINTA | CUSIP 53071M104 | 06/25/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Donne Fisher | Mgmt | For | Withhold | Against | |||
1.2 | Elect Gregory Maffei | Mgmt | For | Withhold | Against | |||
1.3 | Elect M. LaVoy Robison | Mgmt | For | Withhold | Against | |||
2 | Technical Amendments to the Certificate of Incorporation | Mgmt | For | For | For | |||
3 | Reverse Stock Split | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Microsoft Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 11/19/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | ELECTION OF DIRECTOR: STEVEN A. BALLMER | Mgmt | For | For | For | |||
2 | ELECTION OF DIRECTOR: JAMES I. CASH JR. | Mgmt | For | For | For | |||
3 | ELECTION OF DIRECTOR: DINA DUBLON | Mgmt | For | For | For | |||
4 | ELECTION OF DIRECTOR: WILLIAM H. GATES III | Mgmt | For | For | For | |||
5 | ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN | Mgmt | For | For | For | |||
6 | ELECTION OF DIRECTOR: REED HASTINGS | Mgmt | For | For | For | |||
7 | ELECTION OF DIRECTOR: DAVID F. MARQUARDT | Mgmt | For | For | For | |||
8 | ELECTION OF DIRECTOR: CHARLES H. NOSKI | Mgmt | For | For | For | |||
9 | ELECTION OF DIRECTOR: HELMUT PANKE | Mgmt | For | For | For | |||
10 | Executive Officer Incentive Plan | Mgmt | For | For | For | |||
11 | Amendment to the 1999 Stock Option Plan for Non-Employee Directors | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | SHAREHOLDER PROPOSAL - ADOPTION OF POLICIES ON INTERNET CENSORSHIP. | ShrHoldr | Against | Against | For | |||
14 | SHAREHOLDER PROPOSAL - ESTABLISHMENT OF BOARD COMMITTEE ON HUMAN RIGHTS. | ShrHoldr | Against | Against | For | |||
15 | SHAREHOLDER PROPOSAL - DISCLOSURE OF CHARITABLE CONTRIBUTIONS. | ShrHoldr | Against | Against | For | |||
PepsiCo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEP | CUSIP 713448108 | 05/06/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shona Brown | Mgmt | For | For | For | |||
2 | Elect Ian Cook | Mgmt | For | For | For | |||
3 | Elect Dina Dublon | Mgmt | For | For | For | |||
4 | Elect Victor Dzau | Mgmt | For | For | For | |||
5 | Elect Ray Hunt | Mgmt | For | For | For | |||
6 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
7 | Elect Arthur Martinez | Mgmt | For | For | For | |||
8 | Elect Indra Nooyi | Mgmt | For | For | For | |||
9 | Elect Sharon Rockefeller | Mgmt | For | For | For | |||
10 | Elect James Schiro | Mgmt | For | For | For | |||
11 | Elect Lloyd Trotter | Mgmt | For | For | For | |||
12 | Elect Daniel Vasella | Mgmt | For | For | For | |||
13 | Elect Michael White | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Executive Incentive Compensation Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Report on Beverage Container Recycling Program | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Genetically Engineered Products | ShrHoldr | Against | Against | For | |||
18 | Shareholder Regarding Reviewing Charitable Spending | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | For | Against | |||
Pfizer Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFE | CUSIP 717081103 | 04/23/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | ELECTION OF DIRECTOR: DENNIS A. AUSIELLO | Mgmt | For | For | For | |||
2 | ELECTION OF DIRECTOR: MICHAEL S. BROWN | Mgmt | For | For | For | |||
3 | ELECTION OF DIRECTOR: M. ANTHONY BURNS | Mgmt | For | For | For | |||
4 | ELECTION OF DIRECTOR: ROBERT N. BURT | Mgmt | For | For | For | |||
5 | ELECTION OF DIRECTOR: W. DON CORNWELL | Mgmt | For | For | For | |||
6 | ELECTION OF DIRECTOR: WILLIAM H. GRAY, III | Mgmt | For | For | For | |||
7 | ELECTION OF DIRECTOR: CONSTANCE J. HORNER | Mgmt | For | For | For | |||
8 | ELECTION OF DIRECTOR: JAMES M. KILTS | Mgmt | For | For | For | |||
9 | ELECTION OF DIRECTOR: JEFFREY B. KINDLER | Mgmt | For | For | For | |||
10 | ELECTION OF DIRECTOR: GEORGE A. LORCH | Mgmt | For | For | For | |||
11 | ELECTION OF DIRECTOR: DANA G. MEAD | Mgmt | For | For | For | |||
12 | ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON | Mgmt | For | For | For | |||
13 | ELECTION OF DIRECTOR: STEPHEN W. SANGER | Mgmt | For | For | For | |||
14 | ELECTION OF DIRECTOR: WILLIAM C. STEERE, JR. | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Amendment to the 2004 Stock Plan | Mgmt | For | Against | Against | |||
17 | SHAREHOLDER PROPOSAL REGARDING STOCK OPTIONS. | ShrHoldr | Against | Against | For | |||
18 | SHAREHOLDER PROPOSAL REGARDING ADVISORY VOTE ON EXECUTIVE COMPENSATION. | ShrHoldr | Against | For | Against | |||
19 | SHAREHOLDER PROPOSAL REGARDING CUMULATIVE VOTING. | ShrHoldr | Against | For | Against | |||
20 | SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER MEETINGS. | ShrHoldr | Against | Against | For | |||
Proctor & Gamble | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PG | CUSIP 742718109 | 10/14/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth Chenault | Mgmt | For | For | For | |||
1.2 | Elect Scott Cook | Mgmt | For | For | For | |||
1.3 | Elect Rajat Gupta | Mgmt | For | For | For | |||
1.4 | Elect Alan Lafley | Mgmt | For | For | For | |||
1.5 | Elect Charles Lee | Mgmt | For | For | For | |||
1.6 | Elect Lynn Martin | Mgmt | For | For | For | |||
1.7 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Johnathan Rodgers | Mgmt | For | For | For | |||
1.9 | Elect Ralph Snyderman | Mgmt | For | For | For | |||
1.10 | Elect Margaret Whitman | Mgmt | For | For | For | |||
1.11 | Elect Patricia Woertz | Mgmt | For | For | For | |||
1.12 | Elect Ernesto Zedillo | Mgmt | For | For | For | |||
2 | RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Mgmt | For | For | For | |||
3 | AMEND COMPANY S AMENDED ARTICLES OF INCORPORATION TO ADOPT MAJORITY VOTING | Mgmt | For | For | For | |||
4 | SHAREHOLDER PROPOSAL #1 - ROTATE SITE OF ANNUAL MEETING | ShrHoldr | Against | Against | For | |||
5 | SHAREHOLDER PROPOSAL #2 - ADVISORY VOTE ON EXECUTIVE COMPENSATION | ShrHoldr | Against | For | Against | |||
Research In Motion Ltd | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RIM | CUSIP 760975102 | 07/15/2008 | Annual | |||||
Meeting Type | Country of Trade | |||||||
Annual | Canada | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James Balsillie, Mike Lazaridis, James Estill, David Kerr, Roger Martin, John Richardson, Barbara Stymiest and John Wetmore as Directors | Mgmt | For | For | For | |||
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |||
Resource America, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
REXI | CUSIP 761195205 | 03/12/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jonathan Cohen | Mgmt | For | For | For | |||
1.2 | Elect Kenneth Kind | Mgmt | For | For | For | |||
1.3 | Elect John White | Mgmt | For | For | For | |||
2 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Sprint Nextel Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
S | CUSIP 852061100 | 05/12/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert Bennett | Mgmt | For | For | For | |||
2 | Elect Gordon Bethune | Mgmt | For | Against | Against | |||
3 | Elect Larry Glasscock | Mgmt | For | For | For | |||
4 | Elect James Hance, Jr. | Mgmt | For | For | For | |||
5 | Elect Daniel Hesse | Mgmt | For | For | For | |||
6 | Elect Janet Hill | Mgmt | For | Against | Against | |||
7 | Elect Frank Ianna | Mgmt | For | For | For | |||
8 | Elect Sven-Christer Nilsson | Mgmt | For | For | For | |||
9 | Elect William Nuti | Mgmt | For | For | For | |||
10 | Elect Rodney O'Neal | Mgmt | For | Against | Against | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the 1988 Employees Stock Purchase Plan | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Special Meetings | ShrHoldr | Against | For | Against | |||
14 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | For | Against | |||
The Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TBBK | CUSIP 05969A105 | 06/04/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Betsy Cohen | Mgmt | For | For | For | |||
1.2 | Elect Daniel Cohen | Mgmt | For | For | For | |||
1.3 | Elect Walter Beach | Mgmt | For | For | For | |||
1.4 | Elect Michael Bradley | Mgmt | For | For | For | |||
1.5 | Elect Matthew Cohn | Mgmt | For | For | For | |||
1.6 | Elect Leon Huff | Mgmt | For | For | For | |||
1.7 | Elect William Lamb | Mgmt | For | For | For | |||
1.8 | Elect Frank Mastrangelo | Mgmt | For | For | For | |||
1.9 | Elect James McEntee III | Mgmt | For | For | For | |||
1.10 | Elect Linda Schaeffer | Mgmt | For | For | For | |||
1.11 | Elect Joan Specter | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Abstain | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
UnitedHealth Group Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNH | CUSIP 91324P102 | 06/02/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William Ballard, Jr. | Mgmt | For | Against | Against | |||
2 | Elect Richard Burke | Mgmt | For | Against | Against | |||
3 | Elect Robert Darretta | Mgmt | For | For | For | |||
4 | Elect Stephen Hemsley | Mgmt | For | Against | Against | |||
5 | Elect Michele Hooper | Mgmt | For | Against | Against | |||
6 | Elect Douglas Leatherdale | Mgmt | For | Against | Against | |||
7 | Elect Glenn Renwick | Mgmt | For | For | For | |||
8 | Elect Kenneth Shine | Mgmt | For | For | For | |||
9 | Elect Gail Wilensky | Mgmt | For | Against | Against | |||
10 | Ratification of Auditor | Mgmt | For | Against | Against | |||
11 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | For | Against | |||
USG Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
USGWS | CUSIP 903293405 | 02/09/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Issuance of Common Stock | Mgmt | For | For | For | |||
USG Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
USG | CUSIP 903293405 | 05/13/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jose Armario | Mgmt | For | For | For | |||
1.2 | Elect W. Douglas Ford | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
VIACOM INC. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VIA | CUSIP 92553P102 | 06/04/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George Abrams | Mgmt | For | For | For | |||
1.2 | Elect Philippe Dauman | Mgmt | For | For | For | |||
1.3 | Elect Thomas Dooley | Mgmt | For | Withhold | Against | |||
1.4 | Elect Alan Greenberg | Mgmt | For | Withhold | Against | |||
1.5 | Elect Robert Kraft | Mgmt | For | Withhold | Against | |||
1.6 | Elect Blythe McGarvie | Mgmt | For | For | For | |||
1.7 | Elect Charles Phillips, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Shari Redstone | Mgmt | For | For | For | |||
1.9 | Elect Sumner Redstone | Mgmt | For | For | For | |||
1.10 | Elect Frederic Salerno | Mgmt | For | Withhold | Against | |||
1.11 | Elect William Schwartz | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Wellpoint | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WLP | CUSIP 94973V107 | 05/20/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lenox Baker, Jr. | Mgmt | For | For | For | |||
2 | Elect Susan Bayh | Mgmt | For | For | For | |||
3 | Elect Larry Glasscock | Mgmt | For | For | For | |||
4 | Elect Julie Hill | Mgmt | For | For | For | |||
5 | Elect Ramiro Peru | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Amendment to the 2006 Incentive Compensation Plan | Mgmt | For | Against | Against | |||
8 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | For | Against | |||
Williams-Sonoma, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WSM | CUSIP 969904101 | 05/22/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect W. Howard Lester | �� | Mgmt | For | For | For | ||
1.2 | Elect Adrian Bellamy | Mgmt | For | For | For | |||
1.3 | Elect Patrick Connolly | Mgmt | For | For | For | |||
1.4 | Elect Adrian Dillon | Mgmt | For | For | For | |||
1.5 | Elect Anthony Greener | Mgmt | For | For | For | |||
1.6 | Elect Ted Hall | Mgmt | For | For | For | |||
1.7 | Elect Michael Lynch | Mgmt | For | For | For | |||
1.8 | Elect Richard Robertson | Mgmt | For | For | For | |||
1.9 | Elect David Zenoff | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For |
Pursuant to the requirements of the Investment Company Act of 1940,the registrant has duly caused this report to be signed on its behalf by the undersigned,thereunto duly authorised. | ||
Registrant: | The Yacktman Funds, Inc. | |
By: | /s/Donald A. Yacktman | |
Name: | Donald A. Yacktman | |
Title: | President | |
Date: | August 25, 2009 |