UNITED STATES | |
SECURITIES AND EXCHANGE COMMISSION | |
Washington, DC 20549 | |
FORM N-PX | |
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED | |
MANAGEMENT INVESTMENT COMPANY | |
Investment Company Act File Number : 811-06628 | |
Name of Registrant: The Yacktman Funds, Inc. | |
Address of Principal Executive Offices: | |
6300 Bridgepoint Parkway | |
Building One, Suite 320 | |
Austin, Texas 78730 | |
Name and address of agent of service: | |
Yacktman Asset Management Co. | |
The Yacktman Funds, Inc. | |
6300 Bridgepoint Parkway | |
Building One, Suite 320 | |
Austin, Texas 78730 | |
Registrant's telephone number including area code: | |
512-767-6707 | |
Date of fiscal year end: | |
12/31/2012 | |
Date of reporting period: | |
07/01/2011 - 06/30/2012 |
Fund Name : The Yacktman Focused Fund | ||||||||
Avon Products, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVP | CUSIP 054303102 | 05/03/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Douglas Conant | Mgmt | For | For | For | |||
1.2 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
1.3 | Elect V. Ann Hailey | Mgmt | For | For | For | |||
1.4 | Elect Fred Hassan | Mgmt | For | For | For | |||
1.5 | Elect Andrea Jung | Mgmt | For | For | For | |||
1.6 | Elect Maria Lagomasino | Mgmt | For | For | For | |||
1.7 | Elect Ann Moore | Mgmt | For | For | For | |||
1.8 | Elect Gary Rodkin | Mgmt | For | For | For | |||
1.9 | Elect Paula Stern | Mgmt | For | For | For | |||
1.10 | Elect Lawrence Weinbach | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Bank of New York Mellon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BK | CUSIP 064058100 | 04/10/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ruth Bruch | Mgmt | For | Against | Against | |||
2 | Elect Nicholas Donofrio | Mgmt | For | For | For | |||
3 | Elect Gerald Hassell | Mgmt | For | For | For | |||
4 | Elect Edmund Kelly | Mgmt | For | Against | Against | |||
5 | Elect Richard Kogan | Mgmt | For | Against | Against | |||
6 | Elect Michael Kowalski | Mgmt | For | For | For | |||
7 | Elect John Luke, Jr. | Mgmt | For | For | For | |||
8 | Elect Mark Nordenberg | Mgmt | For | For | For | |||
9 | Elect Catherine Rein | Mgmt | For | For | For | |||
10 | Elect William Richardson | Mgmt | For | For | For | |||
11 | Elect Samuel Scott III | Mgmt | For | Against | Against | |||
12 | Elect Wesley von Schack | Mgmt | For | Against | Against | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
Becton, Dickinson and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDX | CUSIP 075887109 | 01/31/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Basil Anderson | Mgmt | For | For | For | |||
2 | Elect Henry Becton, Jr. | Mgmt | For | For | For | |||
3 | Elect Edward DeGraan | Mgmt | For | For | For | |||
4 | Elect Vincent Forlenza | Mgmt | For | For | For | |||
5 | Elect Claire Fraser-Liggett | Mgmt | For | For | For | |||
6 | Elect Christopher Jones | Mgmt | For | For | For | |||
7 | Elect Marshall Larsen | Mgmt | For | For | For | |||
8 | Elect Edward Ludwig | Mgmt | For | For | For | |||
9 | Elect Adel Mahmoud | Mgmt | For | For | For | |||
10 | Elect Gary Mecklenburg | Mgmt | For | For | For | |||
11 | Elect James Orr | Mgmt | For | For | For | |||
12 | Elect Willard Overlock, Jr. | Mgmt | For | For | For | |||
13 | Elect Bertram Scott | Mgmt | For | For | For | |||
14 | Elect Alfred Sommer | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Adoption of Cumulative Voting | ShrHldr | Against | Against | For | |||
C.R. Bard, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BCR | CUSIP 067383109 | 04/18/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc Breslawsky | Mgmt | For | For | For | |||
2 | Elect Herbert Henkel | Mgmt | For | For | For | |||
3 | Elect Tommy Thompson | Mgmt | For | For | For | |||
4 | Elect Timothy Ring | Mgmt | For | For | For | |||
5 | Elect G. Mason Morfit | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | 2012 Long Term Incentive Plan | Mgmt | For | Against | Against | |||
8 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Repeal of Classified Board | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
Cisco Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSCO | CUSIP 17275R102 | 12/07/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carol Bartz | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Michael Capellas | Mgmt | For | For | For | |||
4 | Elect Larry Carter | Mgmt | For | For | For | |||
5 | Elect John Chambers | Mgmt | For | For | For | |||
6 | Elect Brian Halla | Mgmt | For | For | For | |||
7 | Elect John Hennessy | Mgmt | For | Against | Against | |||
8 | Elect Richard Kovacevich | Mgmt | For | Against | Against | |||
9 | Elect Roderick McGeary | Mgmt | For | For | For | |||
10 | Elect Arun Sarin | Mgmt | For | For | For | |||
11 | Elect Steven West | Mgmt | For | For | For | |||
12 | Elect Jerry Yang | Mgmt | For | For | For | |||
13 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | Against | Against | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Formation of Environmental Sustainability Committee | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Internet Fragmentation | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding the Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||
Colgate-Palmolive Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CL | CUSIP 194162103 | 05/11/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nikesh Arora | Mgmt | For | For | For | |||
2 | Elect John Cahill | Mgmt | For | For | For | |||
3 | Elect Ian Cook | Mgmt | For | For | For | |||
4 | Elect Helene Gayle | Mgmt | For | For | For | |||
5 | Elect Ellen Hancock | Mgmt | For | For | For | |||
6 | Elect Joseph Jimenez | Mgmt | For | For | For | |||
7 | Elect Richard Kogan | Mgmt | For | For | For | |||
8 | Elect Delano Lewis | Mgmt | For | For | For | |||
9 | Elect J. Pedro Reinhard | Mgmt | For | For | For | |||
10 | Elect Stephen Sadove | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N101 | 05/31/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth Bacon | Mgmt | For | Withhold | Against | |||
1.2 | Elect Sheldon Bonovitz | Mgmt | For | For | For | |||
1.3 | Elect Joseph Collins | Mgmt | For | For | For | |||
1.4 | Elect J. Michael Cook | Mgmt | For | For | For | |||
1.5 | Elect Gerald Hassell | Mgmt | For | For | For | |||
1.6 | Elect Jeffrey Honickman | Mgmt | For | For | For | |||
1.7 | Elect Eduardo Mestre | Mgmt | For | For | For | |||
1.8 | Elect Brian Roberts | Mgmt | For | For | For | |||
1.9 | Elect Ralph Roberts | Mgmt | For | For | For | |||
1.10 | Elect Johnathan Rodgers | Mgmt | For | For | For | |||
1.11 | Elect Judith Rodin | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2002 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Amendment to the 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Poison Pills | ShrHldr | Against | For | Against | |||
ConocoPhillips | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COP | CUSIP 20825C104 | 05/09/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Armitage | Mgmt | For | For | For | |||
2 | Elect Richard Auchinleck | Mgmt | For | For | For | |||
3 | Elect James Copeland, Jr. | Mgmt | For | For | For | |||
4 | Elect Kenneth Duberstein | Mgmt | For | For | For | |||
5 | Elect Ruth Harkin | Mgmt | For | For | For | |||
6 | Elect Ryan Lance | Mgmt | For | For | For | |||
7 | Elect Mohd Hassan Marican | Mgmt | For | For | For | |||
8 | Elect Harold McGraw III | Mgmt | For | Against | Against | |||
9 | Elect James Mulva | Mgmt | For | For | For | |||
10 | Elect Robert Niblock | Mgmt | For | For | For | |||
11 | Elect Harald Norvik | Mgmt | For | For | For | |||
12 | Elect William Reilly | Mgmt | For | For | For | |||
13 | Elect Victoria Tschinkel | Mgmt | For | For | For | |||
14 | Elect Kathryn Turner | Mgmt | For | Against | Against | |||
15 | Elect William Wade, Jr. | Mgmt | For | Against | Against | |||
16 | Ratification of Auditor | Mgmt | For | Against | Against | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
18 | Shareholder Proposal Regarding Louisiana Wetlands | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Safety Report | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Adopting Gender Identity and Expression Anti-Bias Policy | ShrHldr | Against | Against | For | |||
Corning Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLW | CUSIP 219350105 | 04/26/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Seely Brown | Mgmt | For | For | For | |||
2 | Elect Stephanie Burns | Mgmt | For | For | For | |||
3 | Elect John Canning Jr. | Mgmt | For | For | For | |||
4 | Elect Richard Clark | Mgmt | For | For | For | |||
5 | Elect James Flaws | Mgmt | For | Against | Against | |||
6 | Elect Gordon Gund | Mgmt | For | For | For | |||
7 | Elect Kurt Landgraf | Mgmt | For | For | For | |||
8 | Elect Deborah Rieman | Mgmt | For | For | For | |||
9 | Elect H. Onno Ruding | Mgmt | For | For | For | |||
10 | Elect Mark Wrighton | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | 2012 Long-Term Incentive Plan | Mgmt | For | For | For | |||
14 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
Covidien Public Limited Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COV | CUSIP G2554F113 | 03/13/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jose Almeida | Mgmt | For | For | For | |||
2 | Elect Craig Arnold | Mgmt | For | For | For | |||
3 | Elect Robert Brust | Mgmt | For | For | For | |||
4 | Elect John Connors, Jr. | Mgmt | For | For | For | |||
5 | Elect Christopher Coughlin | Mgmt | For | For | For | |||
6 | Elect Timothy Donahue | Mgmt | For | For | For | |||
7 | Elect Randall Hogan, III | Mgmt | For | For | For | |||
8 | Elect Martin Madaus | Mgmt | For | For | For | |||
9 | Elect Dennis Reilley | Mgmt | For | For | For | |||
10 | Elect Joseph Zaccagnino | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Remuneration | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authority to Reissue Treasury Shares | Mgmt | For | Against | Against | |||
15 | Amendments to Articles to Provide for Escheatment | Mgmt | For | For | For | |||
16 | Amendment to Articles to Allow Non-Cash Dividends | Mgmt | For | For | For | |||
Exxon Mobil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XOM | CUSIP 30231G102 | 05/30/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael Boskin | Mgmt | For | For | For | |||
1.2 | Elect Peter Brabeck-Letmathe | Mgmt | For | For | For | |||
1.3 | Elect Larry Faulkner | Mgmt | For | For | For | |||
1.4 | Elect Jay Fishman | Mgmt | For | For | For | |||
1.5 | Elect Henrietta Fore | Mgmt | For | For | For | |||
1.6 | Elect Kenneth Frazier | Mgmt | For | For | For | |||
1.7 | Elect William George | Mgmt | For | For | For | |||
1.8 | Elect Samuel Palmisano | Mgmt | For | For | For | |||
1.9 | Elect Steven Reinemund | Mgmt | For | For | For | |||
1.10 | Elect Rex Tillerson | Mgmt | For | For | For | |||
1.11 | Elect Edward Whitacre, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Adopting Sexual Orientation Anti-Bias Policy | ShrHldr | Against | For | Against | |||
8 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||
H&R Block, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HRB | CUSIP 093671105 | 09/14/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul Brown | Mgmt | For | For | For | |||
2 | Elect William Cobb | Mgmt | For | For | For | |||
3 | Elect Marvin Ellison | Mgmt | For | For | For | |||
4 | Elect Robert Gerard | Mgmt | For | For | For | |||
5 | Elect David Lewis | Mgmt | For | For | For | |||
6 | Elect Victoria Reich | Mgmt | For | For | For | |||
7 | Elect Bruce Rohde | Mgmt | For | For | For | |||
8 | Elect Tom Seip | Mgmt | For | For | For | |||
9 | Elect Christianna Wood | Mgmt | For | For | For | |||
10 | Elect James Wright | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Amendment to the 2008 Deferred Stock Unit Plan for Outside Directors | Mgmt | For | For | For | |||
14 | Amendment to the 2003 Long-Term Executive Compensation Plan | Mgmt | For | Against | Against | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Hewlett-Packard Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HPQ | CUSIP 428236103 | 03/21/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc Andreessen | Mgmt | For | Against | Against | |||
2 | Elect Shumeet Banerji | Mgmt | For | For | For | |||
3 | Elect Rajiv Gupta | Mgmt | For | Against | Against | |||
4 | Elect John Hammergren | Mgmt | For | Against | Against | |||
5 | Elect Raymond Lane | Mgmt | For | For | For | |||
6 | Elect Ann Livermore | Mgmt | For | For | For | |||
7 | Elect Gary Reiner | Mgmt | For | For | For | |||
8 | Elect Patricia Russo | Mgmt | For | For | For | |||
9 | Elect G. Kennedy Thompson | Mgmt | For | Against | Against | |||
10 | Elect Margaret Whitman | Mgmt | For | For | For | |||
11 | Elect Ralph Whitworth | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||
Johnson & Johnson | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNJ | CUSIP 478160104 | 04/26/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary Coleman | Mgmt | For | For | For | |||
2 | Elect James Cullen | Mgmt | For | For | For | |||
3 | Elect Ian Davis | Mgmt | For | For | For | |||
4 | Elect Alex Gorsky | Mgmt | For | For | For | |||
5 | Elect Michael Johns | Mgmt | For | For | For | |||
6 | Elect Susan Lindquist | Mgmt | For | For | For | |||
7 | Elect Anne Mulcahy | Mgmt | For | Against | Against | |||
8 | Elect Leo Mullin | Mgmt | For | For | For | |||
9 | Elect William Perez | Mgmt | For | For | For | |||
10 | Elect Charles Prince | Mgmt | For | Against | Against | |||
11 | Elect David Satcher | Mgmt | For | For | For | |||
12 | Elect William Weldon | Mgmt | For | For | For | |||
13 | Elect Ronald Williams | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | 2012 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Binding Vote on Electioneering Expenditures | ShrHldr | Against | For | Against | |||
19 | Shareholder Proposal Regarding Animal Welfare | ShrHldr | Against | Against | For | |||
Lancaster Colony Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LANC | CUSIP 513847103 | 11/21/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Fox | Mgmt | For | For | For | |||
1.2 | Elect John Gerlach, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Edward Jennings | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Liberty Media Corporation (Capital) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LCAPA | CUSIP 53071M302 | 09/07/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Evan Malone | Mgmt | For | Withhold | Against | |||
1.2 | Elect David Rapley | Mgmt | For | Withhold | Against | |||
1.3 | Elect Larry Romrell | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | 2011 Nonemployee Director Incentive Plan | Mgmt | For | Against | Against | |||
5 | Company Name Change | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 11/15/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven Ballmer | Mgmt | For | For | For | |||
2 | Elect Dina Dublon | Mgmt | For | For | For | |||
3 | Elect William Gates III | Mgmt | For | For | For | |||
4 | Elect Raymond Gilmartin | Mgmt | For | For | For | |||
5 | Elect Reed Hastings | Mgmt | For | For | For | |||
6 | Elect Maria Klawe | Mgmt | For | For | For | |||
7 | Elect David Marquardt | Mgmt | For | For | For | |||
8 | Elect Charles Noski | Mgmt | For | For | For | |||
9 | Elect Helmut Panke | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Formation of Environmental Sustainability Committee | ShrHldr | Against | Against | For | |||
Northern Trust Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NTRS | CUSIP 665859104 | 04/17/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Linda Bynoe | Mgmt | For | For | For | |||
1.2 | Elect Nicholas Chabraja | Mgmt | For | For | For | |||
1.3 | Elect Susan Crown | Mgmt | For | For | For | |||
1.4 | Elect Dipak Jain | Mgmt | For | For | For | |||
1.5 | Elect Robert Lane | Mgmt | For | For | For | |||
1.6 | Elect Edward Mooney | Mgmt | For | For | For | |||
1.7 | Elect John Rowe | Mgmt | For | Withhold | Against | |||
1.8 | Elect Martin Slark | Mgmt | For | For | For | |||
1.9 | Elect David Smith, Jr. | Mgmt | For | For | For | |||
1.10 | Elect Charles Tribbett III | Mgmt | For | For | For | |||
1.11 | Elect Frederick Waddell | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | 2012 Stock Plan | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
PepsiCo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEP | CUSIP 713448108 | 05/02/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shona Brown | Mgmt | For | For | For | |||
2 | Elect Ian Cook | Mgmt | For | For | For | |||
3 | Elect Dina Dublon | Mgmt | For | For | For | |||
4 | Elect Victor Dzau | Mgmt | For | For | For | |||
5 | Elect Ray Hunt | Mgmt | For | For | For | |||
6 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
7 | Elect Indra Nooyi | Mgmt | For | For | For | |||
8 | Elect Sharon Rockefeller | Mgmt | For | For | For | |||
9 | Elect James Schiro | Mgmt | For | For | For | |||
10 | Elect Lloyd Trotter | Mgmt | For | For | For | |||
11 | Elect Daniel Vasella | Mgmt | For | For | For | |||
12 | Elect Alberto Weisser | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Reapproval of the 2007 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Risk Oversight Committee | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | |||
Pfizer Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFE | CUSIP 717081103 | 04/26/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dennis Ausiello | Mgmt | For | For | For | |||
2 | Elect M. Anthony Burns | Mgmt | For | For | For | |||
3 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
4 | Elect Frances Fergusson | Mgmt | For | For | For | |||
5 | Elect William Gray, III | Mgmt | For | For | For | |||
6 | Elect Helen Hobbs | Mgmt | For | For | For | |||
7 | Elect Constance Horner | Mgmt | For | For | For | |||
8 | Elect James Kilts | Mgmt | For | For | For | |||
9 | Elect George Lorch | Mgmt | For | For | For | |||
10 | Elect John Mascotte | Mgmt | For | For | For | |||
11 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
12 | Elect Ian Read | Mgmt | For | For | For | |||
13 | Elect Stephen Sanger | Mgmt | For | For | For | |||
14 | Elect Marc Tessier-Lavigne | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Political Contributions and Expenditure in Newspapers | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | For | Against | |||
19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Advisory Vote on Director Compensation | ShrHldr | Against | Against | For | |||
Resource America, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
REXI | CUSIP 761195205 | 03/08/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jonathan Cohen | Mgmt | For | For | For | |||
1.2 | Elect Donald Delson | Mgmt | For | For | For | |||
1.3 | Elect John White | Mgmt | For | Withhold | Against | |||
2 | 2012 Non-Employee Director Deferred Stock Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Transaction of Other Business | Mgmt | For | Against | Against | |||
State Street Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STT | CUSIP 857477103 | 05/16/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kennett Burnes | Mgmt | For | For | For | |||
2 | Elect Peter Coym | Mgmt | For | For | For | |||
3 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | |||
4 | Elect Amelia Fawcett | Mgmt | For | For | For | |||
5 | Elect David Gruber | Mgmt | For | For | For | |||
6 | Elect Linda Hill | Mgmt | For | For | For | |||
7 | Elect Joseph Hooley | Mgmt | For | For | For | |||
8 | Elect Robert Kaplan | Mgmt | For | For | For | |||
9 | Elect Richard Sergel | Mgmt | For | For | For | |||
10 | Elect Ronald Skates | Mgmt | For | For | For | |||
11 | Elect Gregory Summe | Mgmt | For | For | For | |||
12 | Elect Robert Weissman | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | Against | Against | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Stryker Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYK | CUSIP 863667101 | 04/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Howard Cox, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Srikant Datar | Mgmt | For | For | For | |||
1.3 | Elect Roch Doliveux | Mgmt | For | For | For | |||
1.4 | Elect Louis Francesconi | Mgmt | For | Withhold | Against | |||
1.5 | Elect Allan Golston | Mgmt | For | For | For | |||
1.6 | Elect Howard Lance | Mgmt | For | For | For | |||
1.7 | Elect William Parfet | Mgmt | For | Withhold | Against | |||
1.8 | Elect Ronda Stryker | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
4 | Re-approval of the Executive Bonus Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Sysco Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYY | CUSIP 871829107 | 11/16/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Judith Craven | Mgmt | For | For | For | |||
2 | Elect William DeLaney | Mgmt | For | For | For | |||
3 | Elect Larry Glasscock | Mgmt | For | For | For | |||
4 | Elect Richard Tilghman | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
7 | Repeal of Classified Board | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
The Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TBBK | CUSIP 05969A105 | 05/07/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Betsy Cohen | Mgmt | For | For | For | |||
2 | Elect Daniel Cohen | Mgmt | For | For | For | |||
3 | Elect Walter Beach | Mgmt | For | For | For | |||
4 | Elect Michael Bradley | Mgmt | For | For | For | |||
5 | Elect Matthew Cohn | Mgmt | For | For | For | |||
6 | Elect William Lamb | Mgmt | For | Against | Against | |||
7 | Elect Frank Mastrangelo | Mgmt | For | For | For | |||
8 | Elect James McEntee, III | Mgmt | For | Against | Against | |||
9 | Elect Linda Schaeffer | Mgmt | For | For | For | |||
10 | Elect Joan Specter | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
The Clorox Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLX | CUSIP 189054109 | 11/16/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel Boggan, Jr. | Mgmt | For | Against | Against | |||
2 | Elect Richard Carmona | Mgmt | For | For | For | |||
3 | Elect Tully Friedman | Mgmt | For | For | For | |||
4 | Elect George Harad | Mgmt | For | For | For | |||
5 | Elect Donald Knauss | Mgmt | For | For | For | |||
6 | Elect Robert Matschullat | Mgmt | For | For | For | |||
7 | Elect Gary Michael | Mgmt | For | Against | Against | |||
8 | Elect Edward Mueller | Mgmt | For | For | For | |||
9 | Elect Pamela Thomas-Graham | Mgmt | For | For | For | |||
10 | Elect Carolyn Ticknor | Mgmt | For | Against | Against | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
The Coca-Cola Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KO | CUSIP 191216100 | 04/25/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Herbert Allen | Mgmt | For | For | For | |||
2 | Elect Ronald Allen | Mgmt | For | Against | Against | |||
3 | Elect Howard Buffett | Mgmt | For | For | For | |||
4 | Elect Richard Daley | Mgmt | For | For | For | |||
5 | Elect Barry Diller | Mgmt | For | Against | Against | |||
6 | Elect Evan Greenberg | Mgmt | For | For | For | |||
7 | Elect Alexis Herman | Mgmt | For | For | For | |||
8 | Elect Muhtar Kent | Mgmt | For | For | For | |||
9 | Elect Donald Keough | Mgmt | For | For | For | |||
10 | Elect Robert Kotick | Mgmt | For | For | For | |||
11 | Elect Maria Lagomasino | Mgmt | For | For | For | |||
12 | Elect Donald McHenry | Mgmt | For | For | For | |||
13 | Elect Sam Nunn | Mgmt | For | For | For | |||
14 | Elect James Robinson III | Mgmt | For | For | For | |||
15 | Elect Peter Ueberroth | Mgmt | For | For | For | |||
16 | Elect Jacob Wallenberg | Mgmt | For | Against | Against | |||
17 | Elect James Williams | Mgmt | For | Against | Against | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
The Goldman Sachs Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GS | CUSIP 38141G104 | 05/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd Blankfein | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Gary Cohn | Mgmt | For | For | For | |||
4 | Elect Claes Dahlback | Mgmt | For | For | For | |||
5 | Elect Stephen Friedman | Mgmt | For | For | For | |||
6 | Elect William George | Mgmt | For | For | For | |||
7 | Elect James Johnson | Mgmt | For | Against | Against | |||
8 | Elect Lakshmi Mittal | Mgmt | For | For | For | |||
9 | Elect James Schiro | Mgmt | For | For | For | |||
10 | Elect Debra Spar | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
The Procter & Gamble Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PG | CUSIP 742718109 | 10/11/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Angela Braly | Mgmt | For | For | For | |||
2 | Elect Kenneth Chenault | Mgmt | For | For | For | |||
3 | Elect Scott Cook | Mgmt | For | For | For | |||
4 | Elect Susan Desmond-Hellmann | Mgmt | For | For | For | |||
5 | Elect Robert McDonald | Mgmt | For | For | For | |||
6 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||
7 | Elect Johnathan Rodgers | Mgmt | For | For | For | |||
8 | Elect Margaret Whitman | Mgmt | For | For | For | |||
9 | Elect Mary Wilderotter | Mgmt | For | For | For | |||
10 | Elect Patricia Woertz | Mgmt | For | For | For | |||
11 | Elect Ernesto Zedillo | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Technical Amendments Regarding Preferred Stock | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Animal Welfare | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditure | ShrHldr | Against | Against | For | |||
Total System Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TSS | CUSIP 891906109 | 05/01/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James Blanchard | Mgmt | For | For | For | |||
2 | Elect Richard Bradley | Mgmt | For | For | For | |||
3 | Elect Kriss Cloninger III | Mgmt | For | For | For | |||
4 | Elect Walter Driver, Jr. | Mgmt | For | For | For | |||
5 | Elect Gardiner Garrard, Jr. | Mgmt | For | Against | Against | |||
6 | Elect Sidney Harris | Mgmt | For | For | For | |||
7 | Elect Mason Lampton | Mgmt | For | For | For | |||
8 | Elect H. Lynn Page | Mgmt | For | For | For | |||
9 | Elect Philip Tomlinson | Mgmt | For | For | For | |||
10 | Elect John Turner | Mgmt | For | For | For | |||
11 | Elect Richard Ussery | Mgmt | For | For | For | |||
12 | Elect M. Troy Woods | Mgmt | For | For | For | |||
13 | Elect James Yancey | Mgmt | For | Against | Against | |||
14 | Elect Rebecca Yarbrough | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Amendment to the 2008 Omnibus Plan | Mgmt | For | Against | Against | |||
18 | 2012 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
U.S. Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
USB | CUSIP 902973304 | 04/17/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Douglas Baker, Jr. | Mgmt | For | For | For | |||
2 | Elect Y. Marc Belton | Mgmt | For | For | For | |||
3 | Elect Victoria Buyniski Gluckman | Mgmt | For | For | For | |||
4 | Elect Arthur Collins, Jr. | Mgmt | For | Against | Against | |||
5 | Elect Richard Davis | Mgmt | For | For | For | |||
6 | Elect Roland Hernandez | Mgmt | For | For | For | |||
7 | Elect Joel Johnson | Mgmt | For | For | For | |||
8 | Elect Olivia Kirtley | Mgmt | For | For | For | |||
9 | Elect Jerry Levin | Mgmt | For | For | For | |||
10 | Elect David O'Maley | Mgmt | For | For | For | |||
11 | Elect O'Dell Owens | Mgmt | For | For | For | |||
12 | Elect Craig Schnuck | Mgmt | For | For | For | |||
13 | Elect Patrick Stokes | Mgmt | For | For | For | |||
14 | Elect Doreen Woo Ho | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
UnitedHealth Group Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNH | CUSIP 91324P102 | 06/04/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William Ballard, Jr. | Mgmt | For | Against | Against | |||
2 | Elect Richard Burke | Mgmt | For | Against | Against | |||
3 | Elect Robert Darretta | Mgmt | For | For | For | |||
4 | Elect Stephen Hemsley | Mgmt | For | For | For | |||
5 | Elect Michele Hooper | Mgmt | For | For | For | |||
6 | Elect Rodger Lawson | Mgmt | For | For | For | |||
7 | Elect Douglas Leatherdale | Mgmt | For | Against | Against | |||
8 | Elect Glenn Renwick | Mgmt | For | For | For | |||
9 | Elect Kenneth Shine | Mgmt | For | For | For | |||
10 | Elect Gail Wilensky | Mgmt | For | Against | Against | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Wal-Mart Stores, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WMT | CUSIP 931142103 | 06/01/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Aida Alvarez | Mgmt | For | Against | Against | |||
2 | Elect James Breyer | Mgmt | For | For | For | |||
3 | Elect M. Michele Burns | Mgmt | For | Against | Against | |||
4 | Elect James Cash, Jr. | Mgmt | For | Against | Against | |||
5 | Elect Roger Corbett | Mgmt | For | For | For | |||
6 | Elect Douglas Daft | Mgmt | For | For | For | |||
7 | Elect Michael Duke | Mgmt | For | Against | Against | |||
8 | Elect Marissa Mayer | Mgmt | For | For | For | |||
9 | Elect Gregory Penner | Mgmt | For | For | For | |||
10 | Elect Steven Reinemund | Mgmt | For | For | For | |||
11 | Elect H. Lee Scott, Jr. | Mgmt | For | Against | Against | |||
12 | Elect Arne Sorenson | Mgmt | For | Against | Against | |||
13 | Elect Jim Walton | Mgmt | For | For | For | |||
14 | Elect S. Robson Walton | Mgmt | For | For | For | |||
15 | Elect Christopher Williams | Mgmt | For | For | For | |||
16 | Elect Linda Wolf | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | For | Against | |||
20 | Shareholder Proposal Regarding Director Qualifications | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding an Incentive Compensation Report | ShrHldr | Against | Against | For |
Fund Name : The Yacktman Fund | ||||||||
American Express Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXP | CUSIP 025816109 | 04/30/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charlene Barshefsky | Mgmt | For | Withhold | Against | |||
1.2 | Elect Ursula Burns | Mgmt | For | For | For | |||
1.3 | Elect Kenneth Chenault | Mgmt | For | For | For | |||
1.4 | Elect Peter Chernin | Mgmt | For | For | For | |||
1.5 | Elect Theodore Leonsis | Mgmt | For | Withhold | Against | |||
1.6 | Elect Jan Leschly | Mgmt | For | For | For | |||
1.7 | Elect Richard Levin | Mgmt | For | For | For | |||
1.8 | Elect Richard McGinn | Mgmt | For | For | For | |||
1.9 | Elect Edward Miller | Mgmt | For | For | For | |||
1.10 | Elect Steven Reinemund | Mgmt | For | For | For | |||
1.11 | Elect Robert Walter | Mgmt | For | For | For | |||
1.12 | Elect Ronald Williams | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2007 Incentive Compensation Plan | Mgmt | For | Against | Against | |||
5 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | |||
Avon Products, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVP | CUSIP 054303102 | 05/03/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Douglas Conant | Mgmt | For | For | For | |||
1.2 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
1.3 | Elect V. Ann Hailey | Mgmt | For | For | For | |||
1.4 | Elect Fred Hassan | Mgmt | For | For | For | |||
1.5 | Elect Andrea Jung | Mgmt | For | For | For | |||
1.6 | Elect Maria Lagomasino | Mgmt | For | For | For | |||
1.7 | Elect Ann Moore | Mgmt | For | For | For | |||
1.8 | Elect Gary Rodkin | Mgmt | For | For | For | |||
1.9 | Elect Paula Stern | Mgmt | For | For | For | |||
1.10 | Elect Lawrence Weinbach | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Bank of America Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BAC | CUSIP 060505104 | 05/09/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mukesh Ambani | Mgmt | For | For | For | |||
2 | Elect Susan Bies | Mgmt | For | For | For | |||
3 | Elect Frank Bramble, Sr. | Mgmt | For | For | For | |||
4 | Elect Virgis Colbert | Mgmt | For | Against | Against | |||
5 | Elect Charles Gifford | Mgmt | For | For | For | |||
6 | Elect Charles Holliday, Jr. | Mgmt | For | For | For | |||
7 | Elect Monica Lozano | Mgmt | For | For | For | |||
8 | Elect Thomas May | Mgmt | For | For | For | |||
9 | Elect Brian Moynihan | Mgmt | For | For | For | |||
10 | Elect Donald Powell | Mgmt | For | For | For | |||
11 | Elect Charles Rossotti | Mgmt | For | Against | Against | |||
12 | Elect Robert Scully | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Disclosure of Prior Government Service | ShrHldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | For | Against | |||
17 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHldr | Against | For | Against | |||
19 | Shareholder Proposal Regarding Prohibition on Political Spending | ShrHldr | Against | Against | For | |||
Bank of New York Mellon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BK | CUSIP 064058100 | 04/10/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ruth Bruch | Mgmt | For | Against | Against | |||
2 | Elect Nicholas Donofrio | Mgmt | For | For | For | |||
3 | Elect Gerald Hassell | Mgmt | For | For | For | |||
4 | Elect Edmund Kelly | Mgmt | For | Against | Against | |||
5 | Elect Richard Kogan | Mgmt | For | Against | Against | |||
6 | Elect Michael Kowalski | Mgmt | For | For | For | |||
7 | Elect John Luke, Jr. | Mgmt | For | For | For | |||
8 | Elect Mark Nordenberg | Mgmt | For | For | For | |||
9 | Elect Catherine Rein | Mgmt | For | For | For | |||
10 | Elect William Richardson | Mgmt | For | For | For | |||
11 | Elect Samuel Scott III | Mgmt | For | Against | Against | |||
12 | Elect Wesley von Schack | Mgmt | For | Against | Against | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
Becton, Dickinson and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDX | CUSIP 075887109 | 01/31/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Basil Anderson | Mgmt | For | For | For | |||
2 | Elect Henry Becton, Jr. | Mgmt | For | For | For | |||
3 | Elect Edward DeGraan | Mgmt | For | For | For | |||
4 | Elect Vincent Forlenza | Mgmt | For | For | For | |||
5 | Elect Claire Fraser-Liggett | Mgmt | For | For | For | |||
6 | Elect Christopher Jones | Mgmt | For | For | For | |||
7 | Elect Marshall Larsen | Mgmt | For | For | For | |||
8 | Elect Edward Ludwig | Mgmt | For | For | For | |||
9 | Elect Adel Mahmoud | Mgmt | For | For | For | |||
10 | Elect Gary Mecklenburg | Mgmt | For | For | For | |||
11 | Elect James Orr | Mgmt | For | For | For | |||
12 | Elect Willard Overlock, Jr. | Mgmt | For | For | For | |||
13 | Elect Bertram Scott | Mgmt | For | For | For | |||
14 | Elect Alfred Sommer | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Adoption of Cumulative Voting | ShrHldr | Against | Against | For | |||
C.R. Bard, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BCR | CUSIP 067383109 | 04/18/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc Breslawsky | Mgmt | For | For | For | |||
2 | Elect Herbert Henkel | Mgmt | For | For | For | |||
3 | Elect Tommy Thompson | Mgmt | For | For | For | |||
4 | Elect Timothy Ring | Mgmt | For | For | For | |||
5 | Elect G. Mason Morfit | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | 2012 Long Term Incentive Plan | Mgmt | For | Against | Against | |||
8 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Repeal of Classified Board | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | Against | For | |||
Cisco Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSCO | CUSIP 17275R102 | 12/07/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carol Bartz | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Michael Capellas | Mgmt | For | For | For | |||
4 | Elect Larry Carter | Mgmt | For | For | For | |||
5 | Elect John Chambers | Mgmt | For | For | For | |||
6 | Elect Brian Halla | Mgmt | For | For | For | |||
7 | Elect John Hennessy | Mgmt | For | Against | Against | |||
8 | Elect Richard Kovacevich | Mgmt | For | Against | Against | |||
9 | Elect Roderick McGeary | Mgmt | For | For | For | |||
10 | Elect Arun Sarin | Mgmt | For | For | For | |||
11 | Elect Steven West | Mgmt | For | For | For | |||
12 | Elect Jerry Yang | Mgmt | For | For | For | |||
13 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | Against | Against | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Formation of Environmental Sustainability Committee | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Internet Fragmentation | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding the Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||
Colgate-Palmolive Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CL | CUSIP 194162103 | 05/11/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nikesh Arora | Mgmt | For | For | For | |||
2 | Elect John Cahill | Mgmt | For | For | For | |||
3 | Elect Ian Cook | Mgmt | For | For | For | |||
4 | Elect Helene Gayle | Mgmt | For | For | For | |||
5 | Elect Ellen Hancock | Mgmt | For | For | For | |||
6 | Elect Joseph Jimenez | Mgmt | For | For | For | |||
7 | Elect Richard Kogan | Mgmt | For | For | For | |||
8 | Elect Delano Lewis | Mgmt | For | For | For | |||
9 | Elect J. Pedro Reinhard | Mgmt | For | For | For | |||
10 | Elect Stephen Sadove | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N101 | 05/31/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth Bacon | Mgmt | For | Withhold | Against | |||
1.2 | Elect Sheldon Bonovitz | Mgmt | For | For | For | |||
1.3 | Elect Joseph Collins | Mgmt | For | For | For | |||
1.4 | Elect J. Michael Cook | Mgmt | For | For | For | |||
1.5 | Elect Gerald Hassell | Mgmt | For | For | For | |||
1.6 | Elect Jeffrey Honickman | Mgmt | For | For | For | |||
1.7 | Elect Eduardo Mestre | Mgmt | For | For | For | |||
1.8 | Elect Brian Roberts | Mgmt | For | For | For | |||
1.9 | Elect Ralph Roberts | Mgmt | For | For | For | |||
1.10 | Elect Johnathan Rodgers | Mgmt | For | For | For | |||
1.11 | Elect Judith Rodin | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2002 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Amendment to the 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Poison Pills | ShrHldr | Against | For | Against | |||
ConocoPhillips | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COP | CUSIP 20825C104 | 05/09/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Armitage | Mgmt | For | For | For | |||
2 | Elect Richard Auchinleck | Mgmt | For | For | For | |||
3 | Elect James Copeland, Jr. | Mgmt | For | For | For | |||
4 | Elect Kenneth Duberstein | Mgmt | For | For | For | |||
5 | Elect Ruth Harkin | Mgmt | For | For | For | |||
6 | Elect Ryan Lance | Mgmt | For | For | For | |||
7 | Elect Mohd Hassan Marican | Mgmt | For | For | For | |||
8 | Elect Harold McGraw III | Mgmt | For | Against | Against | |||
9 | Elect James Mulva | Mgmt | For | For | For | |||
10 | Elect Robert Niblock | Mgmt | For | For | For | |||
11 | Elect Harald Norvik | Mgmt | For | For | For | |||
12 | Elect William Reilly | Mgmt | For | For | For | |||
13 | Elect Victoria Tschinkel | Mgmt | For | For | For | |||
14 | Elect Kathryn Turner | Mgmt | For | Against | Against | |||
15 | Elect William Wade, Jr. | Mgmt | For | Against | Against | |||
16 | Ratification of Auditor | Mgmt | For | Against | Against | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
18 | Shareholder Proposal Regarding Louisiana Wetlands | ShrHldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Safety Report | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Adopting Gender Identity and Expression Anti-Bias Policy | ShrHldr | Against | Against | For | |||
Corning Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLW | CUSIP 219350105 | 04/26/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Seely Brown | Mgmt | For | For | For | |||
2 | Elect Stephanie Burns | Mgmt | For | For | For | |||
3 | Elect John Canning Jr. | Mgmt | For | For | For | |||
4 | Elect Richard Clark | Mgmt | For | For | For | |||
5 | Elect James Flaws | Mgmt | For | Against | Against | |||
6 | Elect Gordon Gund | Mgmt | For | For | For | |||
7 | Elect Kurt Landgraf | Mgmt | For | For | For | |||
8 | Elect Deborah Rieman | Mgmt | For | For | For | |||
9 | Elect H. Onno Ruding | Mgmt | For | For | For | |||
10 | Elect Mark Wrighton | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | 2012 Long-Term Incentive Plan | Mgmt | For | For | For | |||
14 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
Covidien Public Limited Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COV | CUSIP G2554F113 | 03/13/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jose Almeida | Mgmt | For | For | For | |||
2 | Elect Craig Arnold | Mgmt | For | For | For | |||
3 | Elect Robert Brust | Mgmt | For | For | For | |||
4 | Elect John Connors, Jr. | Mgmt | For | For | For | |||
5 | Elect Christopher Coughlin | Mgmt | For | For | For | |||
6 | Elect Timothy Donahue | Mgmt | For | For | For | |||
7 | Elect Randall Hogan, III | Mgmt | For | For | For | |||
8 | Elect Martin Madaus | Mgmt | For | For | For | |||
9 | Elect Dennis Reilley | Mgmt | For | For | For | |||
10 | Elect Joseph Zaccagnino | Mgmt | For | For | For | |||
11 | Appointment of Auditor and Authority to Set Remuneration | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authority to Reissue Treasury Shares | Mgmt | For | Against | Against | |||
15 | Amendments to Articles to Provide for Escheatment | Mgmt | For | For | For | |||
16 | Amendment to Articles to Allow Non-Cash Dividends | Mgmt | For | For | For | |||
Dell Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DELL | CUSIP 24702R101 | 07/15/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James Breyer | Mgmt | For | Withhold | Against | |||
1.2 | Elect Donald Carty | Mgmt | For | For | For | |||
1.3 | Elect Michael Dell | Mgmt | For | For | For | |||
1.4 | Elect William Gray, III | Mgmt | For | For | For | |||
1.5 | Elect Gerard Kleisterlee | Mgmt | For | For | For | |||
1.6 | Elect Thomas Luce, III | Mgmt | For | For | For | |||
1.7 | Elect Klaus Luft | Mgmt | For | For | For | |||
1.8 | Elect Alex Mandl | Mgmt | For | For | For | |||
1.9 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
1.10 | Elect H. Ross Perot, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Declaration of Dividends | ShrHldr | Against | Against | For | |||
eBay Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EBAY | CUSIP 278642103 | 04/26/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc Andreessen | Mgmt | For | For | For | |||
2 | Elect William Ford, Jr. | Mgmt | For | For | For | |||
3 | Elect Dawn Lepore | Mgmt | For | For | For | |||
4 | Elect Kathleen Mitic | Mgmt | For | For | For | |||
5 | Elect Pierre Omidyar | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Amendment to the 2008 Equity Incentive Award Plan | Mgmt | For | Against | Against | |||
8 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
9 | Repeal of Classified Board | Mgmt | For | For | For | |||
10 | Restoration of Right to Call a Special Meeting | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Exxon Mobil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XOM | CUSIP 30231G102 | 05/30/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael Boskin | Mgmt | For | For | For | |||
1.2 | Elect Peter Brabeck-Letmathe | Mgmt | For | For | For | |||
1.3 | Elect Larry Faulkner | Mgmt | For | For | For | |||
1.4 | Elect Jay Fishman | Mgmt | For | For | For | |||
1.5 | Elect Henrietta Fore | Mgmt | For | For | For | |||
1.6 | Elect Kenneth Frazier | Mgmt | For | For | For | |||
1.7 | Elect William George | Mgmt | For | For | For | |||
1.8 | Elect Samuel Palmisano | Mgmt | For | For | For | |||
1.9 | Elect Steven Reinemund | Mgmt | For | For | For | |||
1.10 | Elect Rex Tillerson | Mgmt | For | For | For | |||
1.11 | Elect Edward Whitacre, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Adopting Sexual Orientation Anti-Bias Policy | ShrHldr | Against | For | Against | |||
8 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHldr | Against | Against | For | |||
H&R Block, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HRB | CUSIP 093671105 | 09/14/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Paul Brown | Mgmt | For | For | For | |||
2 | Elect William Cobb | Mgmt | For | For | For | |||
3 | Elect Marvin Ellison | Mgmt | For | For | For | |||
4 | Elect Robert Gerard | Mgmt | For | For | For | |||
5 | Elect David Lewis | Mgmt | For | For | For | |||
6 | Elect Victoria Reich | Mgmt | For | For | For | |||
7 | Elect Bruce Rohde | Mgmt | For | For | For | |||
8 | Elect Tom Seip | Mgmt | For | For | For | |||
9 | Elect Christianna Wood | Mgmt | For | For | For | |||
10 | Elect James Wright | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Amendment to the 2008 Deferred Stock Unit Plan for Outside Directors | Mgmt | For | For | For | |||
14 | Amendment to the 2003 Long-Term Executive Compensation Plan | Mgmt | For | Against | Against | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Hewlett-Packard Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HPQ | CUSIP 428236103 | 03/21/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc Andreessen | Mgmt | For | Against | Against | |||
2 | Elect Shumeet Banerji | Mgmt | For | For | For | |||
3 | Elect Rajiv Gupta | Mgmt | For | Against | Against | |||
4 | Elect John Hammergren | Mgmt | For | Against | Against | |||
5 | Elect Raymond Lane | Mgmt | For | For | For | |||
6 | Elect Ann Livermore | Mgmt | For | For | For | |||
7 | Elect Gary Reiner | Mgmt | For | For | For | |||
8 | Elect Patricia Russo | Mgmt | For | For | For | |||
9 | Elect G. Kennedy Thompson | Mgmt | For | Against | Against | |||
10 | Elect Margaret Whitman | Mgmt | For | For | For | |||
11 | Elect Ralph Whitworth | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||
Intel Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INTC | CUSIP 458140100 | 05/17/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charlene Barshefsky | Mgmt | For | Against | Against | |||
2 | Elect Andy Bryant | Mgmt | For | For | For | |||
3 | Elect Susan Decker | Mgmt | For | For | For | |||
4 | Elect John Donahoe | Mgmt | For | For | For | |||
5 | Elect Reed Hundt | Mgmt | For | For | For | |||
6 | Elect Paul Otellini | Mgmt | For | For | For | |||
7 | Elect James Plummer | Mgmt | For | For | For | |||
8 | Elect David Pottruck | Mgmt | For | For | For | |||
9 | Elect Frank Yeary | Mgmt | For | For | For | |||
10 | Elect David Yoffie | Mgmt | For | Against | Against | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditures | ShrHldr | Against | Against | For | |||
Janus Capital Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNS | CUSIP 47102X105 | 04/26/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Repeal of Classified Board | Mgmt | For | For | For | |||
2 | Elect Timothy Armour | Mgmt | For | Against | Against | |||
3 | Elect J. Richard Fredericks | Mgmt | For | For | For | |||
4 | Elect Lawrence Kochard | Mgmt | For | Against | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Amendment to the 2010 Long Term Incentive Stock Plan | Mgmt | For | Against | Against | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | N/A | For | N/A | |||
Johnson & Johnson | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNJ | CUSIP 478160104 | 04/26/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary Coleman | Mgmt | For | For | For | |||
2 | Elect James Cullen | Mgmt | For | For | For | |||
3 | Elect Ian Davis | Mgmt | For | For | For | |||
4 | Elect Alex Gorsky | Mgmt | For | For | For | |||
5 | Elect Michael Johns | Mgmt | For | For | For | |||
6 | Elect Susan Lindquist | Mgmt | For | For | For | |||
7 | Elect Anne Mulcahy | Mgmt | For | Against | Against | |||
8 | Elect Leo Mullin | Mgmt | For | For | For | |||
9 | Elect William Perez | Mgmt | For | For | For | |||
10 | Elect Charles Prince | Mgmt | For | Against | Against | |||
11 | Elect David Satcher | Mgmt | For | For | For | |||
12 | Elect William Weldon | Mgmt | For | For | For | |||
13 | Elect Ronald Williams | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | 2012 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Binding Vote on Electioneering Expenditures | ShrHldr | Against | For | Against | |||
19 | Shareholder Proposal Regarding Animal Welfare | ShrHldr | Against | Against | For | |||
Lancaster Colony Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LANC | CUSIP 513847103 | 11/21/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Fox | Mgmt | For | For | For | |||
1.2 | Elect John Gerlach, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Edward Jennings | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Liberty Media Corporation (Capital) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LCAPA | CUSIP 53071M302 | 09/07/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Evan Malone | Mgmt | For | Withhold | Against | |||
1.2 | Elect David Rapley | Mgmt | For | Withhold | Against | |||
1.3 | Elect Larry Romrell | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | 2011 Nonemployee Director Incentive Plan | Mgmt | For | Against | Against | |||
5 | Company Name Change | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Medtronic, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDT | CUSIP 585055106 | 08/25/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard Anderson | Mgmt | For | For | For | |||
1.2 | Elect David Calhoun | Mgmt | For | Withhold | Against | |||
1.3 | Elect Victor Dzau | Mgmt | For | For | For | |||
1.4 | Elect Omar Ishrak | Mgmt | For | For | For | |||
1.5 | Elect Shirley Jackson | Mgmt | For | For | For | |||
1.6 | Elect James Lenehan | Mgmt | For | For | For | |||
1.7 | Elect Denise O'Leary | Mgmt | For | For | For | |||
1.8 | Elect Kendall Powell | Mgmt | For | Withhold | Against | |||
1.9 | Elect Robert Pozen | Mgmt | For | For | For | |||
1.10 | Elect Jean-Pierre Rosso | Mgmt | For | For | For | |||
1.11 | Elect Jack Schuler | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 11/15/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven Ballmer | Mgmt | For | For | For | |||
2 | Elect Dina Dublon | Mgmt | For | For | For | |||
3 | Elect William Gates III | Mgmt | For | For | For | |||
4 | Elect Raymond Gilmartin | Mgmt | For | For | For | |||
5 | Elect Reed Hastings | Mgmt | For | For | For | |||
6 | Elect Maria Klawe | Mgmt | For | For | For | |||
7 | Elect David Marquardt | Mgmt | For | For | For | |||
8 | Elect Charles Noski | Mgmt | For | For | For | |||
9 | Elect Helmut Panke | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Formation of Environmental Sustainability Committee | ShrHldr | Against | Against | For | |||
Patterson Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PDCO | CUSIP 703395103 | 09/12/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Andre Lacy | Mgmt | For | For | For | |||
1.2 | Elect Les Vinney | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
PepsiCo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEP | CUSIP 713448108 | 05/02/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shona Brown | Mgmt | For | For | For | |||
2 | Elect Ian Cook | Mgmt | For | For | For | |||
3 | Elect Dina Dublon | Mgmt | For | For | For | |||
4 | Elect Victor Dzau | Mgmt | For | For | For | |||
5 | Elect Ray Hunt | Mgmt | For | For | For | |||
6 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
7 | Elect Indra Nooyi | Mgmt | For | For | For | |||
8 | Elect Sharon Rockefeller | Mgmt | For | For | For | |||
9 | Elect James Schiro | Mgmt | For | For | For | |||
10 | Elect Lloyd Trotter | Mgmt | For | For | For | |||
11 | Elect Daniel Vasella | Mgmt | For | For | For | |||
12 | Elect Alberto Weisser | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Reapproval of the 2007 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Risk Oversight Committee | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHldr | Against | For | Against | |||
Pfizer Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFE | CUSIP 717081103 | 04/26/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dennis Ausiello | Mgmt | For | For | For | |||
2 | Elect M. Anthony Burns | Mgmt | For | For | For | |||
3 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
4 | Elect Frances Fergusson | Mgmt | For | For | For | |||
5 | Elect William Gray, III | Mgmt | For | For | For | |||
6 | Elect Helen Hobbs | Mgmt | For | For | For | |||
7 | Elect Constance Horner | Mgmt | For | For | For | |||
8 | Elect James Kilts | Mgmt | For | For | For | |||
9 | Elect George Lorch | Mgmt | For | For | For | |||
10 | Elect John Mascotte | Mgmt | For | For | For | |||
11 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
12 | Elect Ian Read | Mgmt | For | For | For | |||
13 | Elect Stephen Sanger | Mgmt | For | For | For | |||
14 | Elect Marc Tessier-Lavigne | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Political Contributions and Expenditure in Newspapers | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHldr | Against | For | Against | |||
19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Advisory Vote on Director Compensation | ShrHldr | Against | Against | For | |||
Resource America, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
REXI | CUSIP 761195205 | 03/08/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jonathan Cohen | Mgmt | For | For | For | |||
1.2 | Elect Donald Delson | Mgmt | For | For | For | |||
1.3 | Elect John White | Mgmt | For | Withhold | Against | |||
2 | 2012 Non-Employee Director Deferred Stock Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Staples, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPLS | CUSIP 855030102 | 06/04/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Basil Anderson | Mgmt | For | For | For | |||
2 | Elect Arthur Blank | Mgmt | For | For | For | |||
3 | Elect David Faust | Mgmt | For | For | For | |||
4 | Elect Justin King | Mgmt | For | For | For | |||
5 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||
6 | Elect Rowland Moriarty | Mgmt | For | For | For | |||
7 | Elect Robert Nakasone | Mgmt | For | For | For | |||
8 | Elect Ronald Sargent | Mgmt | For | For | For | |||
9 | Elect Elizabeth Smith | Mgmt | For | For | For | |||
10 | Elect Robert Sulentic | Mgmt | For | For | For | |||
11 | Elect Vijay Vishwanath | Mgmt | For | For | For | |||
12 | Elect Paul Walsh | Mgmt | For | For | For | |||
13 | Action by Written Consent | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Amendment to the 2010 Long Term Cash Incentive Plan | Mgmt | For | For | For | |||
16 | Amendment to the Executive Officer Incentive Plan | Mgmt | For | For | For | |||
17 | 2012 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHldr | Against | Against | For | |||
State Street Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STT | CUSIP 857477103 | 05/16/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kennett Burnes | Mgmt | For | For | For | |||
2 | Elect Peter Coym | Mgmt | For | For | For | |||
3 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | |||
4 | Elect Amelia Fawcett | Mgmt | For | For | For | |||
5 | Elect David Gruber | Mgmt | For | For | For | |||
6 | Elect Linda Hill | Mgmt | For | For | For | |||
7 | Elect Joseph Hooley | Mgmt | For | For | For | |||
8 | Elect Robert Kaplan | Mgmt | For | For | For | |||
9 | Elect Richard Sergel | Mgmt | For | For | For | |||
10 | Elect Ronald Skates | Mgmt | For | For | For | |||
11 | Elect Gregory Summe | Mgmt | For | For | For | |||
12 | Elect Robert Weissman | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | Against | Against | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Stryker Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYK | CUSIP 863667101 | 04/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Howard Cox, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Srikant Datar | Mgmt | For | For | For | |||
1.3 | Elect Roch Doliveux | Mgmt | For | For | For | |||
1.4 | Elect Louis Francesconi | Mgmt | For | Withhold | Against | |||
1.5 | Elect Allan Golston | Mgmt | For | For | For | |||
1.6 | Elect Howard Lance | Mgmt | For | For | For | |||
1.7 | Elect William Parfet | Mgmt | For | Withhold | Against | |||
1.8 | Elect Ronda Stryker | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
4 | Re-approval of the Executive Bonus Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Sysco Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYY | CUSIP 871829107 | 11/16/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Judith Craven | Mgmt | For | For | For | |||
2 | Elect William DeLaney | Mgmt | For | For | For | |||
3 | Elect Larry Glasscock | Mgmt | For | For | For | |||
4 | Elect Richard Tilghman | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
7 | Repeal of Classified Board | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
The Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TBBK | CUSIP 05969A105 | 05/07/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Betsy Cohen | Mgmt | For | For | For | |||
2 | Elect Daniel Cohen | Mgmt | For | For | For | |||
3 | Elect Walter Beach | Mgmt | For | For | For | |||
4 | Elect Michael Bradley | Mgmt | For | For | For | |||
5 | Elect Matthew Cohn | Mgmt | For | For | For | |||
6 | Elect William Lamb | Mgmt | For | Against | Against | |||
7 | Elect Frank Mastrangelo | Mgmt | For | For | For | |||
8 | Elect James McEntee, III | Mgmt | For | Against | Against | |||
9 | Elect Linda Schaeffer | Mgmt | For | For | For | |||
10 | Elect Joan Specter | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
The Clorox Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLX | CUSIP 189054109 | 11/16/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel Boggan, Jr. | Mgmt | For | Against | Against | |||
2 | Elect Richard Carmona | Mgmt | For | For | For | |||
3 | Elect Tully Friedman | Mgmt | For | For | For | |||
4 | Elect George Harad | Mgmt | For | For | For | |||
5 | Elect Donald Knauss | Mgmt | For | For | For | |||
6 | Elect Robert Matschullat | Mgmt | For | For | For | |||
7 | Elect Gary Michael | Mgmt | For | Against | Against | |||
8 | Elect Edward Mueller | Mgmt | For | For | For | |||
9 | Elect Pamela Thomas-Graham | Mgmt | For | For | For | |||
10 | Elect Carolyn Ticknor | Mgmt | For | Against | Against | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHldr | Against | For | Against | |||
The Coca-Cola Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KO | CUSIP 191216100 | 04/25/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Herbert Allen | Mgmt | For | For | For | |||
2 | Elect Ronald Allen | Mgmt | For | Against | Against | |||
3 | Elect Howard Buffett | Mgmt | For | For | For | |||
4 | Elect Richard Daley | Mgmt | For | For | For | |||
5 | Elect Barry Diller | Mgmt | For | Against | Against | |||
6 | Elect Evan Greenberg | Mgmt | For | For | For | |||
7 | Elect Alexis Herman | Mgmt | For | For | For | |||
8 | Elect Muhtar Kent | Mgmt | For | For | For | |||
9 | Elect Donald Keough | Mgmt | For | For | For | |||
10 | Elect Robert Kotick | Mgmt | For | For | For | |||
11 | Elect Maria Lagomasino | Mgmt | For | For | For | |||
12 | Elect Donald McHenry | Mgmt | For | For | For | |||
13 | Elect Sam Nunn | Mgmt | For | For | For | |||
14 | Elect James Robinson III | Mgmt | For | For | For | |||
15 | Elect Peter Ueberroth | Mgmt | For | For | For | |||
16 | Elect Jacob Wallenberg | Mgmt | For | Against | Against | |||
17 | Elect James Williams | Mgmt | For | Against | Against | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
The Goldman Sachs Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GS | CUSIP 38141G104 | 05/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lloyd Blankfein | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Gary Cohn | Mgmt | For | For | For | |||
4 | Elect Claes Dahlback | Mgmt | For | For | For | |||
5 | Elect Stephen Friedman | Mgmt | For | For | For | |||
6 | Elect William George | Mgmt | For | For | For | |||
7 | Elect James Johnson | Mgmt | For | Against | Against | |||
8 | Elect Lakshmi Mittal | Mgmt | For | For | For | |||
9 | Elect James Schiro | Mgmt | For | For | For | |||
10 | Elect Debra Spar | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
The Procter & Gamble Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PG | CUSIP 742718109 | 10/11/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Angela Braly | Mgmt | For | For | For | |||
2 | Elect Kenneth Chenault | Mgmt | For | For | For | |||
3 | Elect Scott Cook | Mgmt | For | For | For | |||
4 | Elect Susan Desmond-Hellmann | Mgmt | For | For | For | |||
5 | Elect Robert McDonald | Mgmt | For | For | For | |||
6 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||
7 | Elect Johnathan Rodgers | Mgmt | For | For | For | |||
8 | Elect Margaret Whitman | Mgmt | For | For | For | |||
9 | Elect Mary Wilderotter | Mgmt | For | For | For | |||
10 | Elect Patricia Woertz | Mgmt | For | For | For | |||
11 | Elect Ernesto Zedillo | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Technical Amendments Regarding Preferred Stock | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Animal Welfare | ShrHldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditure | ShrHldr | Against | Against | For | |||
Total System Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TSS | CUSIP 891906109 | 05/01/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James Blanchard | Mgmt | For | For | For | |||
2 | Elect Richard Bradley | Mgmt | For | For | For | |||
3 | Elect Kriss Cloninger III | Mgmt | For | For | For | |||
4 | Elect Walter Driver, Jr. | Mgmt | For | For | For | |||
5 | Elect Gardiner Garrard, Jr. | Mgmt | For | Against | Against | |||
6 | Elect Sidney Harris | Mgmt | For | For | For | |||
7 | Elect Mason Lampton | Mgmt | For | For | For | |||
8 | Elect H. Lynn Page | Mgmt | For | For | For | |||
9 | Elect Philip Tomlinson | Mgmt | For | For | For | |||
10 | Elect John Turner | Mgmt | For | For | For | |||
11 | Elect Richard Ussery | Mgmt | For | For | For | |||
12 | Elect M. Troy Woods | Mgmt | For | For | For | |||
13 | Elect James Yancey | Mgmt | For | Against | Against | |||
14 | Elect Rebecca Yarbrough | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Amendment to the 2008 Omnibus Plan | Mgmt | For | Against | Against | |||
18 | 2012 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
U.S. Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
USB | CUSIP 902973304 | 04/17/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Douglas Baker, Jr. | Mgmt | For | For | For | |||
2 | Elect Y. Marc Belton | Mgmt | For | For | For | |||
3 | Elect Victoria Buyniski Gluckman | Mgmt | For | For | For | |||
4 | Elect Arthur Collins, Jr. | Mgmt | For | Against | Against | |||
5 | Elect Richard Davis | Mgmt | For | For | For | |||
6 | Elect Roland Hernandez | Mgmt | For | For | For | |||
7 | Elect Joel Johnson | Mgmt | For | For | For | |||
8 | Elect Olivia Kirtley | Mgmt | For | For | For | |||
9 | Elect Jerry Levin | Mgmt | For | For | For | |||
10 | Elect David O'Maley | Mgmt | For | For | For | |||
11 | Elect O'Dell Owens | Mgmt | For | For | For | |||
12 | Elect Craig Schnuck | Mgmt | For | For | For | |||
13 | Elect Patrick Stokes | Mgmt | For | For | For | |||
14 | Elect Doreen Woo Ho | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
UnitedHealth Group Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNH | CUSIP 91324P102 | 06/04/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William Ballard, Jr. | Mgmt | For | Against | Against | |||
2 | Elect Richard Burke | Mgmt | For | Against | Against | |||
3 | Elect Robert Darretta | Mgmt | For | For | For | |||
4 | Elect Stephen Hemsley | Mgmt | For | For | For | |||
5 | Elect Michele Hooper | Mgmt | For | For | For | |||
6 | Elect Rodger Lawson | Mgmt | For | For | For | |||
7 | Elect Douglas Leatherdale | Mgmt | For | Against | Against | |||
8 | Elect Glenn Renwick | Mgmt | For | For | For | |||
9 | Elect Kenneth Shine | Mgmt | For | For | For | |||
10 | Elect Gail Wilensky | Mgmt | For | Against | Against | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Lobbying Report | ShrHldr | Against | Against | For | |||
Wal-Mart Stores, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WMT | CUSIP 931142103 | 06/01/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Aida Alvarez | Mgmt | For | Against | Against | |||
2 | Elect James Breyer | Mgmt | For | For | For | |||
3 | Elect M. Michele Burns | Mgmt | For | Against | Against | |||
4 | Elect James Cash, Jr. | Mgmt | For | Against | Against | |||
5 | Elect Roger Corbett | Mgmt | For | For | For | |||
6 | Elect Douglas Daft | Mgmt | For | For | For | |||
7 | Elect Michael Duke | Mgmt | For | Against | Against | |||
8 | Elect Marissa Mayer | Mgmt | For | For | For | |||
9 | Elect Gregory Penner | Mgmt | For | For | For | |||
10 | Elect Steven Reinemund | Mgmt | For | For | For | |||
11 | Elect H. Lee Scott, Jr. | Mgmt | For | Against | Against | |||
12 | Elect Arne Sorenson | Mgmt | For | Against | Against | |||
13 | Elect Jim Walton | Mgmt | For | For | For | |||
14 | Elect S. Robson Walton | Mgmt | For | For | For | |||
15 | Elect Christopher Williams | Mgmt | For | For | For | |||
16 | Elect Linda Wolf | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHldr | Against | For | Against | |||
20 | Shareholder Proposal Regarding Director Qualifications | ShrHldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding an Incentive Compensation Report | ShrHldr | Against | Against | For |
Pursuant to the requirements of the Investment Company Act of 1940,the registrant has duly caused this report to be signed on its behalf by the undersigned,thereunto duly authorised. | ||
Registrant: | The Yacktman Funds, Inc. | |
By: | /s/Donald A. Yacktman | |
Name: | Donald A. Yacktman | |
Title: | President | |
Date: | Aug /1/ 2012 |