UNITED STATES | |
SECURITIES AND EXCHANGE COMMISSION | |
Washington, DC 20549 | |
FORM N-PX | |
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED | |
MANAGEMENT INVESTMENT COMPANY | |
Investment Company Act File Number : 811-06628 | |
Name of Registrant: The Yacktman Funds, Inc. | |
Address of Principal Executive Offices: | |
6300 Bridgepoint Parkway | |
Building One, Suite 320 | |
Austin, Texas 78730 | |
Name and address of agent of service: | |
Yacktman Asset Management Co. | |
The Yacktman Funds, Inc. | |
6300 Bridgepoint Parkway | |
Building One, Suite 320 | |
Austin, Texas 78730 | |
Registrant's telephone number including area code: | |
512-767-6700 | |
Date of fiscal year end: | |
12/31/2010 | |
Date of reporting period: | |
07/01/2010 - 06/30/2011 |
Fund Name : The Yacktman Focused Fund | ||||||||
Becton, Dickinson and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDX | CUSIP 075887109 | 02/01/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Basil Anderson | Mgmt | For | For | For | |||
1.2 | Elect Henry Becton, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Edward DeGraan | Mgmt | For | For | For | |||
1.4 | Elect Claire Fraser-Liggett | Mgmt | For | For | For | |||
1.5 | Elect Christopher Jones | Mgmt | For | For | For | |||
1.6 | Elect Marshall Larsen | Mgmt | For | For | For | |||
1.7 | Elect Edward Ludwig | Mgmt | For | For | For | |||
1.8 | Elect Adel Mahmoud | Mgmt | For | For | For | |||
1.9 | Elect Gary Mecklenburg | Mgmt | For | For | For | |||
1.10 | Elect Cathy Minehan | Mgmt | For | Withhold | Against | |||
1.11 | Elect James Orr | Mgmt | For | For | For | |||
1.12 | Elect Willard Overlock, Jr. | Mgmt | For | For | For | |||
1.13 | Elect Bertram Scott | Mgmt | For | For | For | |||
1.14 | Elect Alfred Sommer | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | |||
5 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shrhldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Cumulative Voting | Shrhldr | Against | For | Against | |||
C.R. Bard, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BCR | CUSIP 067383109 | 04/20/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Kelly | Mgmt | For | For | For | |||
1.2 | Elect Gail Naughton | Mgmt | For | For | For | |||
1.3 | Elect John Weiland | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Sustainability Report | Shrhldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Declassification of the Board | Shrhldr | Against | For | Against | |||
Colgate-Palmolive Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CL | CUSIP 194162103 | 05/06/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Cahill | Mgmt | For | For | For | |||
2 | Elect Ian Cook | Mgmt | For | For | For | |||
3 | Elect Helene Gayle | Mgmt | For | For | For | |||
4 | Elect Ellen Hancock | Mgmt | For | For | For | |||
5 | Elect Joseph Jimenez | Mgmt | For | For | For | |||
6 | Elect Richard Kogan | Mgmt | For | For | For | |||
7 | Elect Delano Lewis | Mgmt | For | For | For | |||
8 | Elect J. Pedro Reinhard | Mgmt | For | For | For | |||
9 | Elect Stephen Sadove | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||
13 | Shareholder Proposal Regarding the Right to Call a Special Meeting | Shrhldr | Against | Against | For | |||
ConocoPhillips | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COP | CUSIP 20825C104 | 05/11/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Armitage | Mgmt | For | For | For | |||
2 | Elect Richard Auchinleck | Mgmt | For | For | For | |||
3 | Elect James Copeland, Jr. | Mgmt | For | For | For | |||
4 | Elect Kenneth Duberstein | Mgmt | For | For | For | |||
5 | Elect Ruth Harkin | Mgmt | For | For | For | |||
6 | Elect Harold McGraw III | Mgmt | For | For | For | |||
7 | Elect James Mulva | Mgmt | For | For | For | |||
8 | Elect Robert Niblock | Mgmt | For | For | For | |||
9 | Elect Harald Norvik | Mgmt | For | For | For | |||
10 | Elect William Reilly | Mgmt | For | For | For | |||
11 | Elect Victoria Tschinkel | Mgmt | For | For | For | |||
12 | Elect Kathryn Turner | Mgmt | For | For | For | |||
13 | Elect William Wade, Jr. | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | Against | Against | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | 2011 Omnibus Stock and Performance Incentive Plan | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Adopting Gender Identity and Expression Anti-Bias Policy | Shrhldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | Shrhldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Lobbying Report | Shrhldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Safety Report | Shrhldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Louisiana Wetlands | Shrhldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | Shrhldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding the Financial Risks of Climate Change | Shrhldr | Against | Against | For | |||
25 | Shareholder Proposal Regarding Report on Oil Sands Operations | Shrhldr | Against | Against | For | |||
Corning Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLW | CUSIP 219350105 | 04/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Seely Brown | Mgmt | For | Against | Against | |||
2 | Elect John Canning Jr. | Mgmt | For | For | For | |||
3 | Elect Gordon Gund | Mgmt | For | Against | Against | |||
4 | Elect Kurt Landgraf | Mgmt | For | For | For | |||
5 | Elect H. Onno Ruding | Mgmt | For | For | For | |||
6 | Elect Glenn Tilton | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shrhldr | Against | For | Against | |||
Covidien Public Limited Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COV | CUSIP G2554F105 | 03/15/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Craig Arnold | Mgmt | For | For | For | |||
2 | Elect Robert Brust | Mgmt | For | For | For | |||
3 | Elect John Connors, Jr. | Mgmt | For | For | For | |||
4 | Elect Christopher Coughlin | Mgmt | For | For | For | |||
5 | Elect Timothy Donahue | Mgmt | For | For | For | |||
6 | Elect Kathy Herbert | Mgmt | For | For | For | |||
7 | Elect Randall Hogan, III | Mgmt | For | For | For | |||
8 | Elect Richard Meelia | Mgmt | For | For | For | |||
9 | Elect Dennis Reilley | Mgmt | For | For | For | |||
10 | Elect Tadataka Yamada | Mgmt | For | For | For | |||
11 | Elect Joseph Zaccagnino | Mgmt | For | For | For | |||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
13 | Reverse Stock Split Followed by a Forward Stock Split | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
EBay Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EBAY | CUSIP 278642103 | 04/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Fred Anderson | Mgmt | For | For | For | |||
2 | Elect Edward Barnholt | Mgmt | For | For | For | |||
3 | Elect Scott Cook | Mgmt | For | For | For | |||
4 | Elect John Donahoe | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Simple Majority Vote | Shrhldr | Against | For | Against | |||
Exxon Mobil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XOM | CUSIP 30231G102 | 05/25/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael Boskin | Mgmt | For | For | For | |||
1.2 | Elect Peter Brabeck-Letmathe | Mgmt | For | For | For | |||
1.3 | Elect Larry Faulkner | Mgmt | For | For | For | |||
1.4 | Elect Jay Fishman | Mgmt | For | For | For | |||
1.5 | Elect Kenneth Frazier | Mgmt | For | For | For | |||
1.6 | Elect William George | Mgmt | For | For | For | |||
1.7 | Elect Marilyn Nelson | Mgmt | For | For | For | |||
1.8 | Elect Samuel Palmisano | Mgmt | For | For | For | |||
1.9 | Elect Steven Reinemund | Mgmt | For | For | For | |||
1.10 | Elect Rex Tillerson | Mgmt | For | For | For | |||
1.11 | Elect Edward Whitacre, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
5 | Shareholder Proposal Regarding Independent Board Chairman | Shrhldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | Shrhldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Sexual Orientation and Gender identity Anti-Bias Policy | Shrhldr | Against | For | Against | |||
8 | Shareholder Proposal Regarding Human Right to Water | Shrhldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Report on Oil Sands Operations | Shrhldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Report on Hydraulic Fracturing | Shrhldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Report on Technology and Products to Become Environmentally Sustainable | Shrhldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Greenhouse Gas Emission Goals | Shrhldr | Against | Against | For | |||
H&R Block, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HRB | CUSIP 093671105 | 09/30/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan Bennett | Mgmt | For | For | For | |||
2 | Elect Richard Breeden | Mgmt | For | For | For | |||
3 | Elect William Cobb | Mgmt | For | For | For | |||
4 | Elect Robert Gerard | Mgmt | For | For | For | |||
5 | Elect Len Lauer | Mgmt | For | For | For | |||
6 | Elect David Lewis | Mgmt | For | For | For | |||
7 | Elect Bruce Rohde | Mgmt | For | For | For | |||
8 | Elect Tom Seip | Mgmt | For | For | For | |||
9 | Elect L. Edward Shaw, Jr. | Mgmt | For | For | For | |||
10 | Elect Christianna Wood | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | Amendment to the 2003 Long-Term Executive Compensation Plan | Mgmt | For | Against | Against | |||
13 | Amendment to the Executive Performance Plan | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Simple Majority Vote | Shrhldr | For | For | For | |||
15 | Amendment to Supermajority Requirement to Call a Special Meeting | Mgmt | For | For | For | |||
16 | Amendment to Supermajority Requirement Relating to Removal of Directors | Mgmt | For | For | For | |||
17 | Amendment to Supermajority Requirement Relating to Amendments to the Articles and Bylaws | Mgmt | For | For | For | |||
18 | Amendment to Supermajority Requirement Relating to Related Person Transaction Provision | Mgmt | For | For | For | |||
19 | Ratification of Auditor | Mgmt | For | For | For | |||
Hewlett-Packard Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HPQ | CUSIP 428236103 | 03/23/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc Andreessen | Mgmt | For | For | For | |||
2 | Elect Leo Apotheker | Mgmt | For | For | For | |||
3 | Elect Lawrence Babbio Jr. | Mgmt | For | Against | Against | |||
4 | Elect Sari Baldauf | Mgmt | For | For | For | |||
5 | Elect Shumeet Banerji | Mgmt | For | For | For | |||
6 | Elect Rajiv Gupta | Mgmt | For | For | For | |||
7 | Elect John Hammergren | Mgmt | For | For | For | |||
8 | Elect Raymond Lane | Mgmt | For | For | For | |||
9 | Elect Gary Reiner | Mgmt | For | For | For | |||
10 | Elect Patricia Russo | Mgmt | For | For | For | |||
11 | Elect Dominique Senequier | Mgmt | For | For | For | |||
12 | Elect G. Kennedy Thompson | Mgmt | For | For | For | |||
13 | Elect Margaret Whitman | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
18 | Amendment to the 2005 Pay-for-Results Plan | Mgmt | For | Against | Against | |||
Johnson & Johnson | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNJ | CUSIP 478160104 | 04/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary Coleman | Mgmt | For | Against | Against | |||
2 | Elect James Cullen | Mgmt | For | For | For | |||
3 | Elect Ian Davis | Mgmt | For | For | For | |||
4 | Elect Michael Johns | Mgmt | For | Against | Against | |||
5 | Elect Susan Lindquist | Mgmt | For | For | For | |||
6 | Elect Anne Mulcahy | Mgmt | For | Against | Against | |||
7 | Elect Leo Mullin | Mgmt | For | For | For | |||
8 | Elect William Perez | Mgmt | For | Against | Against | |||
9 | Elect Charles Prince | Mgmt | For | Against | Against | |||
10 | Elect David Satcher | Mgmt | For | For | For | |||
11 | Elect William Weldon | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Shareholder Proposal Regarding Pharmaceutical Price Restraints | Shrhldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Policy on Health Status Discrimination | Shrhldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Animal Welfare | Shrhldr | Against | Against | For | |||
Lancaster Colony Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LANC | CUSIP 513847103 | 11/15/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth Cooke | Mgmt | For | For | For | |||
1.2 | Elect Alan Harris | Mgmt | For | For | For | |||
1.3 | Elect Zuheir Sofia | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2005 Stock Plan | Mgmt | For | For | For | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 11/16/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven Ballmer | Mgmt | For | For | For | |||
2 | Elect Dina Dublon | Mgmt | For | For | For | |||
3 | Elect William Gates III | Mgmt | For | For | For | |||
4 | Elect Raymond Gilmartin | Mgmt | For | For | For | |||
5 | Elect Reed Hastings | Mgmt | For | For | For | |||
6 | Elect Maria Klawe | Mgmt | For | For | For | |||
7 | Elect David Marquardt | Mgmt | For | For | For | |||
8 | Elect Charles Noski | Mgmt | For | For | For | |||
9 | Elect Helmut Panke | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Formation of Environmental Sustainability Committee | Shrhldr | Against | Against | For | |||
PepsiCo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEP | CUSIP 713448108 | 05/04/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shona Brown | Mgmt | For | For | For | |||
2 | Elect Ian Cook | Mgmt | For | For | For | |||
3 | Elect Dina Dublon | Mgmt | For | For | For | |||
4 | Elect Victor Dzau | Mgmt | For | For | For | |||
5 | Elect Ray Hunt | Mgmt | For | For | For | |||
6 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
7 | Elect Arthur Martinez | Mgmt | For | For | For | |||
8 | Elect Indra Nooyi | Mgmt | For | For | For | |||
9 | Elect Sharon Rockefeller | Mgmt | For | For | For | |||
10 | Elect James Schiro | Mgmt | For | For | For | |||
11 | Elect Lloyd Trotter | Mgmt | For | For | For | |||
12 | Elect Daniel Vasella | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shrhldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Reviewing Political Contributions and Expenditures | Shrhldr | Against | Against | For | |||
Pfizer Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFE | CUSIP 717081103 | 04/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dennis Ausiello | Mgmt | For | For | For | |||
2 | Elect Michael Brown | Mgmt | For | For | For | |||
3 | Elect M. Anthony Burns | Mgmt | For | For | For | |||
4 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
5 | Elect Frances Fergusson | Mgmt | For | For | For | |||
6 | Elect William Gray, III | Mgmt | For | For | For | |||
7 | Elect Constance Horner | Mgmt | For | For | For | |||
8 | Elect James Kilts | Mgmt | For | For | For | |||
9 | Elect George Lorch | Mgmt | For | For | For | |||
10 | Elect John Mascotte | Mgmt | For | For | For | |||
11 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
12 | Elect Ian Read | Mgmt | For | For | For | |||
13 | Elect Stephen Sanger | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | Against | Against | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||
17 | Shareholder Proposal Regarding Publishing Political Contributions and Expenditure in Newspapers | Shrhldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Priorities Report | Shrhldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Pharmaceutical Price Restraints | Shrhldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding the Right to Act by Written Consent | Shrhldr | Against | For | Against | |||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shrhldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Transparency in Animal Research | Shrhldr | Against | Against | For | |||
Resource America, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
REXI | CUSIP 761195205 | 03/10/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Carlos Campbell | Mgmt | For | Withhold | Against | |||
1.2 | Elect Edward Cohen | Mgmt | For | Withhold | Against | |||
1.3 | Elect Hersh Kozlov | Mgmt | For | For | For | |||
2 | Amendment to the 2005 Omnibus Equity Compensation Plan | Mgmt | For | Against | Against | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
5 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Stryker Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYK | CUSIP 863667101 | 04/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Howard Cox, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Srikant Datar | Mgmt | For | For | For | |||
1.3 | Elect Roch Doliveux | Mgmt | For | For | For | |||
1.4 | Elect Louis Francesconi | Mgmt | For | Withhold | Against | |||
1.5 | Elect Allan Golston | Mgmt | For | For | For | |||
1.6 | Elect Howard Lance | Mgmt | For | For | For | |||
1.7 | Elect Stephen MacMillan | Mgmt | For | For | For | |||
1.8 | Elect William Parfet | Mgmt | For | Withhold | Against | |||
1.9 | Elect Ronda Stryker | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2011 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
4 | 2011 Performance Incentive Award Plan | Mgmt | For | Against | Against | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
7 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shrhldr | Against | For | Against | |||
Sysco Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYY | CUSIP 871829107 | 11/12/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Cassaday | Mgmt | For | Against | Against | |||
2 | Elect Manuel Fernandez | Mgmt | For | Against | Against | |||
3 | Elect Hans-Joachim Korber | Mgmt | For | For | For | |||
4 | Elect Jackie Ward | Mgmt | For | Against | Against | |||
5 | Amendment to the 1974 Employees' Stock Purchase Plan | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
The Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TBBK | CUSIP 05969A105 | 05/12/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Betsy Cohen | Mgmt | For | For | For | |||
2 | Elect Daniel Cohen | Mgmt | For | For | For | |||
3 | Elect Walter Beach | Mgmt | For | For | For | |||
4 | Elect Michael Bradley | Mgmt | For | For | For | |||
5 | Elect Matthew Cohn | Mgmt | For | For | For | |||
6 | Elect Leon Huff | Mgmt | For | For | For | |||
7 | Elect William Lamb | Mgmt | For | Against | Against | |||
8 | Elect Frank Mastrangelo | Mgmt | For | For | For | |||
9 | Elect James McEntee, III | Mgmt | For | Against | Against | |||
10 | Elect Linda Schaeffer | Mgmt | For | Against | Against | |||
11 | Elect Joan Specter | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Stock Option and Equity Plan of 2011 | Mgmt | For | Against | Against | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
The Clorox Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLX | CUSIP 189054109 | 11/17/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel Boggan, Jr. | Mgmt | For | For | For | |||
2 | Elect Richard Carmona | Mgmt | For | For | For | |||
3 | Elect Tully Friedman | Mgmt | For | For | For | |||
4 | Elect George Harad | Mgmt | For | For | For | |||
5 | Elect Donald Knauss | Mgmt | For | For | For | |||
6 | Elect Robert Matschullat | Mgmt | For | For | For | |||
7 | Elect Gary Michael | Mgmt | For | For | For | |||
8 | Elect Edward Mueller | Mgmt | For | For | For | |||
9 | Elect Jan Murley | Mgmt | For | For | For | |||
10 | Elect Pamela Thomas-Graham | Mgmt | For | For | For | |||
11 | Elect Carolyn Ticknor | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Approval of the Material Terms of the Performance Goals under the 2005 Stock Incentive Plan | Mgmt | For | Against | Against | |||
14 | Approval of the Material Terms of the Performance Goals under the Executive Incentive Compensation Plan | Mgmt | For | Against | Against | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | Shrhldr | Against | For | Against | |||
The Coca-Cola Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KO | CUSIP 191216100 | 04/27/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Herbert Allen | Mgmt | For | Against | Against | |||
2 | Elect Ronald Allen | Mgmt | For | For | For | |||
3 | Elect Howard Buffett | Mgmt | For | For | For | |||
4 | Elect Barry Diller | Mgmt | For | Against | Against | |||
5 | Elect Evan Greenberg | Mgmt | For | For | For | |||
6 | Elect Alexis Herman | Mgmt | For | For | For | |||
7 | Elect Muhtar Kent | Mgmt | For | For | For | |||
8 | Elect Donald Keough | Mgmt | For | For | For | |||
9 | Elect Maria Lagomasino | Mgmt | For | For | For | |||
10 | Elect Donald McHenry | Mgmt | For | For | For | |||
11 | Elect Sam Nunn | Mgmt | For | For | For | |||
12 | Elect James Robinson III | Mgmt | For | For | For | |||
13 | Elect Peter Ueberroth | Mgmt | For | For | For | |||
14 | Elect Jacob Wallenberg | Mgmt | For | For | For | |||
15 | Elect James Williams | Mgmt | For | Against | Against | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Amendment to the Performance Incentive Plan | Mgmt | For | For | For | |||
18 | Amendment to the 1989 Restricted Stock Award Plan | Mgmt | For | Against | Against | |||
19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
20 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
21 | Shareholder Proposal Regarding Report on Bisphenol-A | Shrhldr | Against | Against | For | |||
The Procter & Gamble Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PG | CUSIP 742718109 | 10/12/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Angela Braly | Mgmt | For | For | For | |||
2 | Elect Kenneth Chenault | Mgmt | For | For | For | |||
3 | Elect Scott Cook | Mgmt | For | For | For | |||
4 | Elect Rajat Gupta | Mgmt | For | For | For | |||
5 | Elect Robert McDonald | Mgmt | For | For | For | |||
6 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||
7 | Elect Johnathan Rodgers | Mgmt | For | Against | Against | |||
8 | Elect Mary Wilderotter | Mgmt | For | For | For | |||
9 | Elect Patricia Woertz | Mgmt | For | For | For | |||
10 | Elect Ernesto Zedillo | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Cumulative Voting | Shrhldr | Against | Against | For | |||
Total System Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TSS | CUSIP 891906109 | 05/03/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kriss Cloninger III | Mgmt | For | For | For | |||
2 | Elect Sidney Harris | Mgmt | For | For | For | |||
3 | Elect Mason Lampton | Mgmt | For | For | For | |||
4 | Elect H. Lynn Page | Mgmt | For | For | For | |||
5 | Elect John Turner | Mgmt | For | For | For | |||
6 | Elect Philip Tomlinson | Mgmt | For | For | For | |||
7 | Elect Richard Ussery | Mgmt | For | For | For | |||
8 | Elect M. Troy Woods | Mgmt | For | For | For | |||
9 | Elect James Yancey | Mgmt | For | Against | Against | |||
10 | Elect Rebecca Yarbrough | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
U.S. Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
USB | CUSIP 902973304 | 04/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Douglas Baker, Jr. | Mgmt | For | For | For | |||
2 | Elect Y. Marc Belton | Mgmt | For | For | For | |||
3 | Elect Victoria Buyniski Gluckman | Mgmt | For | For | For | |||
4 | Elect Arthur Collins, Jr. | Mgmt | For | For | For | |||
5 | Elect Richard Davis | Mgmt | For | For | For | |||
6 | Elect Joel Johnson | Mgmt | For | For | For | |||
7 | Elect Olivia Kirtley | Mgmt | For | For | For | |||
8 | Elect Jerry Levin | Mgmt | For | For | For | |||
9 | Elect David O'Maley | Mgmt | For | For | For | |||
10 | Elect O'Dell Owens | Mgmt | For | For | For | |||
11 | Elect Richard Reiten | Mgmt | For | For | For | |||
12 | Elect Craig Schnuck | Mgmt | For | For | For | |||
13 | Elect Patrick Stokes | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
17 | Shareholder Proposal Regarding Advisory Vote on Director Compensation | Shrhldr | Against | Against | For | |||
UnitedHealth Group Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNH | CUSIP 91324P102 | 05/23/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William Ballard, Jr. | Mgmt | For | Against | Against | |||
2 | Elect Richard Burke | Mgmt | For | Against | Against | |||
3 | Elect Robert Darretta | Mgmt | For | For | For | |||
4 | Elect Stephen Hemsley | Mgmt | For | For | For | |||
5 | Elect Michele Hooper | Mgmt | For | For | For | |||
6 | Elect Rodger Lawson | Mgmt | For | For | For | |||
7 | Elect Douglas Leatherdale | Mgmt | For | Against | Against | |||
8 | Elect Glenn Renwick | Mgmt | For | For | For | |||
9 | Elect Kenneth Shine | Mgmt | For | For | For | |||
10 | Elect Gail Wilensky | Mgmt | For | Against | Against | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | 2011 Incentive Stock Plan | Mgmt | For | Against | Against | |||
14 | Amendment to the 1993 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Wal-Mart Stores, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WMT | CUSIP 931142103 | 06/03/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Aida Alvarez | Mgmt | For | For | For | |||
2 | Elect James Breyer | Mgmt | For | For | For | |||
3 | Elect M. Michele Burns | Mgmt | For | For | For | |||
4 | Elect James Cash, Jr. | Mgmt | For | For | For | |||
5 | Elect Roger Corbett | Mgmt | For | For | For | |||
6 | Elect Douglas Daft | Mgmt | For | For | For | |||
7 | Elect Michael Duke | Mgmt | For | For | For | |||
8 | Elect Gregory Penner | Mgmt | For | For | For | |||
9 | Elect Steven Reinemund | Mgmt | For | For | For | |||
10 | Elect H. Lee Scott, Jr. | Mgmt | For | For | For | |||
11 | Elect Arne Sorenson | Mgmt | For | For | For | |||
12 | Elect Jim Walton | Mgmt | For | For | For | |||
13 | Elect S. Robson Walton | Mgmt | For | For | For | |||
14 | Elect Christopher Williams | Mgmt | For | For | For | |||
15 | Elect Linda Wolf | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
18 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
19 | Shareholder Proposal Regarding Adopting Gender Identity Anti-Bias Policy | Shrhldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | Shrhldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shrhldr | Against | For | Against | |||
22 | Shareholder Proposal Regarding Supplier Sustainability Reports | Shrhldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Climate Change Risk Report | Shrhldr | Against | Against | For |
Fund Name : The Yacktman Fund | ||||||||
American Express Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXP | CUSIP 025816109 | 05/02/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daniel Akerson | Mgmt | For | For | For | |||
1.2 | Elect Charlene Barshefsky | Mgmt | For | Withhold | Against | |||
1.3 | Elect Ursula Burns | Mgmt | For | For | For | |||
1.4 | Elect Kenneth Chenault | Mgmt | For | For | For | |||
1.5 | Elect Peter Chernin | Mgmt | For | For | For | |||
1.6 | Elect Theodore Leonsis | Mgmt | For | Withhold | Against | |||
1.7 | Elect Jan Leschly | Mgmt | For | For | For | |||
1.8 | Elect Richard Levin | Mgmt | For | For | For | |||
1.9 | Elect Richard McGinn | Mgmt | For | For | For | |||
1.10 | Elect Edward Miller | Mgmt | For | For | For | |||
1.11 | Elect Steven Reinemund | Mgmt | For | For | For | |||
1.12 | Elect Robert Walter | Mgmt | For | For | For | |||
1.13 | Elect Ronald Williams | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Cumulative Voting | Shrhldr | Against | Against | For | |||
6 | Sharehoholder Proposal Regarding Right to Call a Special Meeting | Shrhldr | Against | For | Against | |||
Becton, Dickinson and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDX | CUSIP 075887109 | 02/01/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Basil Anderson | Mgmt | For | For | For | |||
1.2 | Elect Henry Becton, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Edward DeGraan | Mgmt | For | For | For | |||
1.4 | Elect Claire Fraser-Liggett | Mgmt | For | For | For | |||
1.5 | Elect Christopher Jones | Mgmt | For | For | For | |||
1.6 | Elect Marshall Larsen | Mgmt | For | For | For | |||
1.7 | Elect Edward Ludwig | Mgmt | For | For | For | |||
1.8 | Elect Adel Mahmoud | Mgmt | For | For | For | |||
1.9 | Elect Gary Mecklenburg | Mgmt | For | For | For | |||
1.10 | Elect Cathy Minehan | Mgmt | For | Withhold | Against | |||
1.11 | Elect James Orr | Mgmt | For | For | For | |||
1.12 | Elect Willard Overlock, Jr. | Mgmt | For | For | For | |||
1.13 | Elect Bertram Scott | Mgmt | For | For | For | |||
1.14 | Elect Alfred Sommer | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | 1 Year | N/A | |||
5 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shrhldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Cumulative Voting | Shrhldr | Against | For | Against | |||
C.R. Bard, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BCR | CUSIP 067383109 | 04/20/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Kelly | Mgmt | For | For | For | |||
1.2 | Elect Gail Naughton | Mgmt | For | For | For | |||
1.3 | Elect John Weiland | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
5 | Shareholder Proposal Regarding Sustainability Report | Shrhldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Declassification of the Board | Shrhldr | Against | For | Against | |||
Colgate-Palmolive Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CL | CUSIP 194162103 | 05/06/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Cahill | Mgmt | For | For | For | |||
2 | Elect Ian Cook | Mgmt | For | For | For | |||
3 | Elect Helene Gayle | Mgmt | For | For | For | |||
4 | Elect Ellen Hancock | Mgmt | For | For | For | |||
5 | Elect Joseph Jimenez | Mgmt | For | For | For | |||
6 | Elect Richard Kogan | Mgmt | For | For | For | |||
7 | Elect Delano Lewis | Mgmt | For | For | For | |||
8 | Elect J. Pedro Reinhard | Mgmt | For | For | For | |||
9 | Elect Stephen Sadove | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||
13 | Shareholder Proposal Regarding the Right to Call a Special Meeting | Shrhldr | Against | Against | For | |||
ConocoPhillips | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COP | CUSIP 20825C104 | 05/11/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Armitage | Mgmt | For | For | For | |||
2 | Elect Richard Auchinleck | Mgmt | For | For | For | |||
3 | Elect James Copeland, Jr. | Mgmt | For | For | For | |||
4 | Elect Kenneth Duberstein | Mgmt | For | For | For | |||
5 | Elect Ruth Harkin | Mgmt | For | For | For | |||
6 | Elect Harold McGraw III | Mgmt | For | For | For | |||
7 | Elect James Mulva | Mgmt | For | For | For | |||
8 | Elect Robert Niblock | Mgmt | For | For | For | |||
9 | Elect Harald Norvik | Mgmt | For | For | For | |||
10 | Elect William Reilly | Mgmt | For | For | For | |||
11 | Elect Victoria Tschinkel | Mgmt | For | For | For | |||
12 | Elect Kathryn Turner | Mgmt | For | For | For | |||
13 | Elect William Wade, Jr. | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | Against | Against | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | 2011 Omnibus Stock and Performance Incentive Plan | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Adopting Gender Identity and Expression Anti-Bias Policy | Shrhldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | Shrhldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Lobbying Report | Shrhldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Safety Report | Shrhldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Louisiana Wetlands | Shrhldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | Shrhldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding the Financial Risks of Climate Change | Shrhldr | Against | Against | For | |||
25 | Shareholder Proposal Regarding Report on Oil Sands Operations | Shrhldr | Against | Against | For | |||
Corning Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLW | CUSIP 219350105 | 04/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Seely Brown | Mgmt | For | Against | Against | |||
2 | Elect John Canning Jr. | Mgmt | For | For | For | |||
3 | Elect Gordon Gund | Mgmt | For | Against | Against | |||
4 | Elect Kurt Landgraf | Mgmt | For | For | For | |||
5 | Elect H. Onno Ruding | Mgmt | For | For | For | |||
6 | Elect Glenn Tilton | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shrhldr | Against | For | Against | |||
Covidien Public Limited Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COV | CUSIP G2554F105 | 03/15/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Craig Arnold | Mgmt | For | For | For | |||
2 | Elect Robert Brust | Mgmt | For | For | For | |||
3 | Elect John Connors, Jr. | Mgmt | For | For | For | |||
4 | Elect Christopher Coughlin | Mgmt | For | For | For | |||
5 | Elect Timothy Donahue | Mgmt | For | For | For | |||
6 | Elect Kathy Herbert | Mgmt | For | For | For | |||
7 | Elect Randall Hogan, III | Mgmt | For | For | For | |||
8 | Elect Richard Meelia | Mgmt | For | For | For | |||
9 | Elect Dennis Reilley | Mgmt | For | For | For | |||
10 | Elect Tadataka Yamada | Mgmt | For | For | For | |||
11 | Elect Joseph Zaccagnino | Mgmt | For | For | For | |||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
13 | Reverse Stock Split Followed by a Forward Stock Split | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
Dell Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DELL | CUSIP 24702R101 | 08/12/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James Breyer | Mgmt | For | For | For | |||
1.2 | Elect Donald Carty | Mgmt | For | For | For | |||
1.3 | Elect Michael Dell | Mgmt | For | For | For | |||
1.4 | Elect William Gray, III | Mgmt | For | For | For | |||
1.5 | Elect Judy Lewent | Mgmt | For | For | For | |||
1.6 | Elect Thomas Luce, III | Mgmt | For | Withhold | Against | |||
1.7 | Elect Klaus Luft | Mgmt | For | For | For | |||
1.8 | Elect Alex Mandl | Mgmt | For | For | For | |||
1.9 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
1.10 | Elect Sam Nunn | Mgmt | For | For | For | |||
1.11 | Elect H. Ross Perot, Jr. | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Reimbursement of Solicitation Expenses | Shrhldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | Shrhldr | Against | For | Against | |||
EBay Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EBAY | CUSIP 278642103 | 04/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Fred Anderson | Mgmt | For | For | For | |||
2 | Elect Edward Barnholt | Mgmt | For | For | For | |||
3 | Elect Scott Cook | Mgmt | For | For | For | |||
4 | Elect John Donahoe | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Simple Majority Vote | Shrhldr | Against | For | Against | |||
Exxon Mobil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XOM | CUSIP 30231G102 | 05/25/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Michael Boskin | Mgmt | For | For | For | |||
1.2 | Elect Peter Brabeck-Letmathe | Mgmt | For | For | For | |||
1.3 | Elect Larry Faulkner | Mgmt | For | For | For | |||
1.4 | Elect Jay Fishman | Mgmt | For | For | For | |||
1.5 | Elect Kenneth Frazier | Mgmt | For | For | For | |||
1.6 | Elect William George | Mgmt | For | For | For | |||
1.7 | Elect Marilyn Nelson | Mgmt | For | For | For | |||
1.8 | Elect Samuel Palmisano | Mgmt | For | For | For | |||
1.9 | Elect Steven Reinemund | Mgmt | For | For | For | |||
1.10 | Elect Rex Tillerson | Mgmt | For | For | For | |||
1.11 | Elect Edward Whitacre, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
5 | Shareholder Proposal Regarding Independent Board Chairman | Shrhldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | Shrhldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Sexual Orientation and Gender identity Anti-Bias Policy | Shrhldr | Against | For | Against | |||
8 | Shareholder Proposal Regarding Human Right to Water | Shrhldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Report on Oil Sands Operations | Shrhldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Report on Hydraulic Fracturing | Shrhldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Report on Technology and Products to Become Environmentally Sustainable | Shrhldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Greenhouse Gas Emission Goals | Shrhldr | Against | Against | For | |||
H&R Block, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HRB | CUSIP 093671105 | 09/30/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan Bennett | Mgmt | For | For | For | |||
2 | Elect Richard Breeden | Mgmt | For | For | For | |||
3 | Elect William Cobb | Mgmt | For | For | For | |||
4 | Elect Robert Gerard | Mgmt | For | For | For | |||
5 | Elect Len Lauer | Mgmt | For | For | For | |||
6 | Elect David Lewis | Mgmt | For | For | For | |||
7 | Elect Bruce Rohde | Mgmt | For | For | For | |||
8 | Elect Tom Seip | Mgmt | For | For | For | |||
9 | Elect L. Edward Shaw, Jr. | Mgmt | For | For | For | |||
10 | Elect Christianna Wood | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | Amendment to the 2003 Long-Term Executive Compensation Plan | Mgmt | For | Against | Against | |||
13 | Amendment to the Executive Performance Plan | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Simple Majority Vote | Shrhldr | For | For | For | |||
15 | Amendment to Supermajority Requirement to Call a Special Meeting | Mgmt | For | For | For | |||
16 | Amendment to Supermajority Requirement Relating to Removal of Directors | Mgmt | For | For | For | |||
17 | Amendment to Supermajority Requirement Relating to Amendments to the Articles and Bylaws | Mgmt | For | For | For | |||
18 | Amendment to Supermajority Requirement Relating to Related Person Transaction Provision | Mgmt | For | For | For | |||
19 | Ratification of Auditor | Mgmt | For | For | For | |||
Hewlett-Packard Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HPQ | CUSIP 428236103 | 03/23/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc Andreessen | Mgmt | For | For | For | |||
2 | Elect Leo Apotheker | Mgmt | For | For | For | |||
3 | Elect Lawrence Babbio Jr. | Mgmt | For | Against | Against | |||
4 | Elect Sari Baldauf | Mgmt | For | For | For | |||
5 | Elect Shumeet Banerji | Mgmt | For | For | For | |||
6 | Elect Rajiv Gupta | Mgmt | For | For | For | |||
7 | Elect John Hammergren | Mgmt | For | For | For | |||
8 | Elect Raymond Lane | Mgmt | For | For | For | |||
9 | Elect Gary Reiner | Mgmt | For | For | For | |||
10 | Elect Patricia Russo | Mgmt | For | For | For | |||
11 | Elect Dominique Senequier | Mgmt | For | For | For | |||
12 | Elect G. Kennedy Thompson | Mgmt | For | For | For | |||
13 | Elect Margaret Whitman | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
18 | Amendment to the 2005 Pay-for-Results Plan | Mgmt | For | Against | Against | |||
Intel Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INTC | CUSIP 458140100 | 05/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charlene Barshefsky | Mgmt | For | Against | Against | |||
2 | Elect Susan Decker | Mgmt | For | For | For | |||
3 | Elect John Donahoe | Mgmt | For | For | For | |||
4 | Elect Reed Hundt | Mgmt | For | For | For | |||
5 | Elect Paul Otellini | Mgmt | For | For | For | |||
6 | Elect James Plummer | Mgmt | For | For | For | |||
7 | Elect David Pottruck | Mgmt | For | For | For | |||
8 | Elect Jane Shaw | Mgmt | For | For | For | |||
9 | Elect Frank Yeary | Mgmt | For | For | For | |||
10 | Elect David Yoffie | Mgmt | For | Against | Against | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | Against | Against | |||
13 | Amendment to the 2006 Stock Purchase Plan | Mgmt | For | For | For | |||
14 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Johnson & Johnson | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNJ | CUSIP 478160104 | 04/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary Coleman | Mgmt | For | Against | Against | |||
2 | Elect James Cullen | Mgmt | For | For | For | |||
3 | Elect Ian Davis | Mgmt | For | For | For | |||
4 | Elect Michael Johns | Mgmt | For | Against | Against | |||
5 | Elect Susan Lindquist | Mgmt | For | For | For | |||
6 | Elect Anne Mulcahy | Mgmt | For | Against | Against | |||
7 | Elect Leo Mullin | Mgmt | For | For | For | |||
8 | Elect William Perez | Mgmt | For | Against | Against | |||
9 | Elect Charles Prince | Mgmt | For | Against | Against | |||
10 | Elect David Satcher | Mgmt | For | For | For | |||
11 | Elect William Weldon | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Shareholder Proposal Regarding Pharmaceutical Price Restraints | Shrhldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Policy on Health Status Discrimination | Shrhldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Animal Welfare | Shrhldr | Against | Against | For | |||
Lancaster Colony Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LANC | CUSIP 513847103 | 11/15/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth Cooke | Mgmt | For | For | For | |||
1.2 | Elect Alan Harris | Mgmt | For | For | For | |||
1.3 | Elect Zuheir Sofia | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2005 Stock Plan | Mgmt | For | For | For | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 11/16/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven Ballmer | Mgmt | For | For | For | |||
2 | Elect Dina Dublon | Mgmt | For | For | For | |||
3 | Elect William Gates III | Mgmt | For | For | For | |||
4 | Elect Raymond Gilmartin | Mgmt | For | For | For | |||
5 | Elect Reed Hastings | Mgmt | For | For | For | |||
6 | Elect Maria Klawe | Mgmt | For | For | For | |||
7 | Elect David Marquardt | Mgmt | For | For | For | |||
8 | Elect Charles Noski | Mgmt | For | For | For | |||
9 | Elect Helmut Panke | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Formation of Environmental Sustainability Committee | Shrhldr | Against | Against | For | |||
PepsiCo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEP | CUSIP 713448108 | 05/04/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shona Brown | Mgmt | For | For | For | |||
2 | Elect Ian Cook | Mgmt | For | For | For | |||
3 | Elect Dina Dublon | Mgmt | For | For | For | |||
4 | Elect Victor Dzau | Mgmt | For | For | For | |||
5 | Elect Ray Hunt | Mgmt | For | For | For | |||
6 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
7 | Elect Arthur Martinez | Mgmt | For | For | For | |||
8 | Elect Indra Nooyi | Mgmt | For | For | For | |||
9 | Elect Sharon Rockefeller | Mgmt | For | For | For | |||
10 | Elect James Schiro | Mgmt | For | For | For | |||
11 | Elect Lloyd Trotter | Mgmt | For | For | For | |||
12 | Elect Daniel Vasella | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shrhldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Reviewing Political Contributions and Expenditures | Shrhldr | Against | Against | For | |||
Pfizer Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFE | CUSIP 717081103 | 04/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Dennis Ausiello | Mgmt | For | For | For | |||
2 | Elect Michael Brown | Mgmt | For | For | For | |||
3 | Elect M. Anthony Burns | Mgmt | For | For | For | |||
4 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
5 | Elect Frances Fergusson | Mgmt | For | For | For | |||
6 | Elect William Gray, III | Mgmt | For | For | For | |||
7 | Elect Constance Horner | Mgmt | For | For | For | |||
8 | Elect James Kilts | Mgmt | For | For | For | |||
9 | Elect George Lorch | Mgmt | For | For | For | |||
10 | Elect John Mascotte | Mgmt | For | For | For | |||
11 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
12 | Elect Ian Read | Mgmt | For | For | For | |||
13 | Elect Stephen Sanger | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | Against | Against | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year | Against | |||
17 | Shareholder Proposal Regarding Publishing Political Contributions and Expenditure in Newspapers | Shrhldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Lobbying Priorities Report | Shrhldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Pharmaceutical Price Restraints | Shrhldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding the Right to Act by Written Consent | Shrhldr | Against | For | Against | |||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shrhldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Transparency in Animal Research | Shrhldr | Against | Against | For | |||
Prestige Brands Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PBH | CUSIP 74112D101 | 08/03/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Matthew Mannelly | Mgmt | For | For | For | |||
1.2 | Elect John Byom | Mgmt | For | Withhold | Against | |||
1.3 | Elect Gary Costley | Mgmt | For | Withhold | Against | |||
1.4 | Elect Charles Hinkaty | Mgmt | For | For | For | |||
1.5 | Elect Patrick Lonergan | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Resource America, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
REXI | CUSIP 761195205 | 03/10/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Carlos Campbell | Mgmt | For | Withhold | Against | |||
1.2 | Elect Edward Cohen | Mgmt | For | Withhold | Against | |||
1.3 | Elect Hersh Kozlov | Mgmt | For | For | For | |||
2 | Amendment to the 2005 Omnibus Equity Compensation Plan | Mgmt | For | Against | Against | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
5 | Transaction of Other Business | Mgmt | For | Against | Against | |||
Stryker Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYK | CUSIP 863667101 | 04/26/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Howard Cox, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Srikant Datar | Mgmt | For | For | For | |||
1.3 | Elect Roch Doliveux | Mgmt | For | For | For | |||
1.4 | Elect Louis Francesconi | Mgmt | For | Withhold | Against | |||
1.5 | Elect Allan Golston | Mgmt | For | For | For | |||
1.6 | Elect Howard Lance | Mgmt | For | For | For | |||
1.7 | Elect Stephen MacMillan | Mgmt | For | For | For | |||
1.8 | Elect William Parfet | Mgmt | For | Withhold | Against | |||
1.9 | Elect Ronda Stryker | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2011 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
4 | 2011 Performance Incentive Award Plan | Mgmt | For | Against | Against | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
7 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shrhldr | Against | For | Against | |||
Sysco Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYY | CUSIP 871829107 | 11/12/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Cassaday | Mgmt | For | Against | Against | |||
2 | Elect Manuel Fernandez | Mgmt | For | Against | Against | |||
3 | Elect Hans-Joachim Korber | Mgmt | For | For | For | |||
4 | Elect Jackie Ward | Mgmt | For | Against | Against | |||
5 | Amendment to the 1974 Employees' Stock Purchase Plan | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
The Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TBBK | CUSIP 05969A105 | 05/12/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Betsy Cohen | Mgmt | For | For | For | |||
2 | Elect Daniel Cohen | Mgmt | For | For | For | |||
3 | Elect Walter Beach | Mgmt | For | For | For | |||
4 | Elect Michael Bradley | Mgmt | For | For | For | |||
5 | Elect Matthew Cohn | Mgmt | For | For | For | |||
6 | Elect Leon Huff | Mgmt | For | For | For | |||
7 | Elect William Lamb | Mgmt | For | Against | Against | |||
8 | Elect Frank Mastrangelo | Mgmt | For | For | For | |||
9 | Elect James McEntee, III | Mgmt | For | Against | Against | |||
10 | Elect Linda Schaeffer | Mgmt | For | Against | Against | |||
11 | Elect Joan Specter | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
14 | Stock Option and Equity Plan of 2011 | Mgmt | For | Against | Against | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
The Bank of New York Mellon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BK | CUSIP 064058100 | 04/12/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ruth Bruch | Mgmt | For | Against | Against | |||
2 | Elect Nicholas Donofrio | Mgmt | For | For | For | |||
3 | Elect Gerald Hassell | Mgmt | For | For | For | |||
4 | Elect Edmund Kelly | Mgmt | For | Against | Against | |||
5 | Elect Robert Kelly | Mgmt | For | For | For | |||
6 | Elect Richard Kogan | Mgmt | For | Against | Against | |||
7 | Elect Michael Kowalski | Mgmt | For | For | For | |||
8 | Elect John Luke, Jr. | Mgmt | For | For | For | |||
9 | Elect Mark Nordenberg | Mgmt | For | For | For | |||
10 | Elect Catherine Rein | Mgmt | For | For | For | |||
11 | Elect William Richardson | Mgmt | For | For | For | |||
12 | Elect Samuel Scott III | Mgmt | For | Against | Against | |||
13 | Elect John Surma | Mgmt | For | For | For | |||
14 | Elect Wesley von Schack | Mgmt | For | Against | Against | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
17 | Amendment to the Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
18 | Amendment to the Executive Incentive Compensation Plan | Mgmt | For | Against | Against | |||
19 | Ratification of Auditor | Mgmt | For | For | For | |||
20 | Shareholder Proposal Regarding Cumulative Voting | Shrhldr | Against | Against | For | |||
The Clorox Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CLX | CUSIP 189054109 | 11/17/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel Boggan, Jr. | Mgmt | For | For | For | |||
2 | Elect Richard Carmona | Mgmt | For | For | For | |||
3 | Elect Tully Friedman | Mgmt | For | For | For | |||
4 | Elect George Harad | Mgmt | For | For | For | |||
5 | Elect Donald Knauss | Mgmt | For | For | For | |||
6 | Elect Robert Matschullat | Mgmt | For | For | For | |||
7 | Elect Gary Michael | Mgmt | For | For | For | |||
8 | Elect Edward Mueller | Mgmt | For | For | For | |||
9 | Elect Jan Murley | Mgmt | For | For | For | |||
10 | Elect Pamela Thomas-Graham | Mgmt | For | For | For | |||
11 | Elect Carolyn Ticknor | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Approval of the Material Terms of the Performance Goals under the 2005 Stock Incentive Plan | Mgmt | For | Against | Against | |||
14 | Approval of the Material Terms of the Performance Goals under the Executive Incentive Compensation Plan | Mgmt | For | Against | Against | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | Shrhldr | Against | For | Against | |||
The Coca-Cola Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KO | CUSIP 191216100 | 04/27/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Herbert Allen | Mgmt | For | Against | Against | |||
2 | Elect Ronald Allen | Mgmt | For | For | For | |||
3 | Elect Howard Buffett | Mgmt | For | For | For | |||
4 | Elect Barry Diller | Mgmt | For | Against | Against | |||
5 | Elect Evan Greenberg | Mgmt | For | For | For | |||
6 | Elect Alexis Herman | Mgmt | For | For | For | |||
7 | Elect Muhtar Kent | Mgmt | For | For | For | |||
8 | Elect Donald Keough | Mgmt | For | For | For | |||
9 | Elect Maria Lagomasino | Mgmt | For | For | For | |||
10 | Elect Donald McHenry | Mgmt | For | For | For | |||
11 | Elect Sam Nunn | Mgmt | For | For | For | |||
12 | Elect James Robinson III | Mgmt | For | For | For | |||
13 | Elect Peter Ueberroth | Mgmt | For | For | For | |||
14 | Elect Jacob Wallenberg | Mgmt | For | For | For | |||
15 | Elect James Williams | Mgmt | For | Against | Against | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Amendment to the Performance Incentive Plan | Mgmt | For | For | For | |||
18 | Amendment to the 1989 Restricted Stock Award Plan | Mgmt | For | Against | Against | |||
19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
20 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
21 | Shareholder Proposal Regarding Report on Bisphenol-A | Shrhldr | Against | Against | For | |||
The Procter & Gamble Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PG | CUSIP 742718109 | 10/12/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Angela Braly | Mgmt | For | For | For | |||
2 | Elect Kenneth Chenault | Mgmt | For | For | For | |||
3 | Elect Scott Cook | Mgmt | For | For | For | |||
4 | Elect Rajat Gupta | Mgmt | For | For | For | |||
5 | Elect Robert McDonald | Mgmt | For | For | For | |||
6 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||
7 | Elect Johnathan Rodgers | Mgmt | For | Against | Against | |||
8 | Elect Mary Wilderotter | Mgmt | For | For | For | |||
9 | Elect Patricia Woertz | Mgmt | For | For | For | |||
10 | Elect Ernesto Zedillo | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Cumulative Voting | Shrhldr | Against | Against | For | |||
Total System Services, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TSS | CUSIP 891906109 | 05/03/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kriss Cloninger III | Mgmt | For | For | For | |||
2 | Elect Sidney Harris | Mgmt | For | For | For | |||
3 | Elect Mason Lampton | Mgmt | For | For | For | |||
4 | Elect H. Lynn Page | Mgmt | For | For | For | |||
5 | Elect John Turner | Mgmt | For | For | For | |||
6 | Elect Philip Tomlinson | Mgmt | For | For | For | |||
7 | Elect Richard Ussery | Mgmt | For | For | For | |||
8 | Elect M. Troy Woods | Mgmt | For | For | For | |||
9 | Elect James Yancey | Mgmt | For | Against | Against | |||
10 | Elect Rebecca Yarbrough | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
U.S. Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
USB | CUSIP 902973304 | 04/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Douglas Baker, Jr. | Mgmt | For | For | For | |||
2 | Elect Y. Marc Belton | Mgmt | For | For | For | |||
3 | Elect Victoria Buyniski Gluckman | Mgmt | For | For | For | |||
4 | Elect Arthur Collins, Jr. | Mgmt | For | For | For | |||
5 | Elect Richard Davis | Mgmt | For | For | For | |||
6 | Elect Joel Johnson | Mgmt | For | For | For | |||
7 | Elect Olivia Kirtley | Mgmt | For | For | For | |||
8 | Elect Jerry Levin | Mgmt | For | For | For | |||
9 | Elect David O'Maley | Mgmt | For | For | For | |||
10 | Elect O'Dell Owens | Mgmt | For | For | For | |||
11 | Elect Richard Reiten | Mgmt | For | For | For | |||
12 | Elect Craig Schnuck | Mgmt | For | For | For | |||
13 | Elect Patrick Stokes | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
17 | Shareholder Proposal Regarding Advisory Vote on Director Compensation | Shrhldr | Against | Against | For | |||
UnitedHealth Group Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNH | CUSIP 91324P102 | 05/23/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William Ballard, Jr. | Mgmt | For | Against | Against | |||
2 | Elect Richard Burke | Mgmt | For | Against | Against | |||
3 | Elect Robert Darretta | Mgmt | For | For | For | |||
4 | Elect Stephen Hemsley | Mgmt | For | For | For | |||
5 | Elect Michele Hooper | Mgmt | For | For | For | |||
6 | Elect Rodger Lawson | Mgmt | For | For | For | |||
7 | Elect Douglas Leatherdale | Mgmt | For | Against | Against | |||
8 | Elect Glenn Renwick | Mgmt | For | For | For | |||
9 | Elect Kenneth Shine | Mgmt | For | For | For | |||
10 | Elect Gail Wilensky | Mgmt | For | Against | Against | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | 2011 Incentive Stock Plan | Mgmt | For | Against | Against | |||
14 | Amendment to the 1993 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Wal-Mart Stores, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WMT | CUSIP 931142103 | 06/03/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Aida Alvarez | Mgmt | For | For | For | |||
2 | Elect James Breyer | Mgmt | For | For | For | |||
3 | Elect M. Michele Burns | Mgmt | For | For | For | |||
4 | Elect James Cash, Jr. | Mgmt | For | For | For | |||
5 | Elect Roger Corbett | Mgmt | For | For | For | |||
6 | Elect Douglas Daft | Mgmt | For | For | For | |||
7 | Elect Michael Duke | Mgmt | For | For | For | |||
8 | Elect Gregory Penner | Mgmt | For | For | For | |||
9 | Elect Steven Reinemund | Mgmt | For | For | For | |||
10 | Elect H. Lee Scott, Jr. | Mgmt | For | For | For | |||
11 | Elect Arne Sorenson | Mgmt | For | For | For | |||
12 | Elect Jim Walton | Mgmt | For | For | For | |||
13 | Elect S. Robson Walton | Mgmt | For | For | For | |||
14 | Elect Christopher Williams | Mgmt | For | For | For | |||
15 | Elect Linda Wolf | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
18 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
19 | Shareholder Proposal Regarding Adopting Gender Identity Anti-Bias Policy | Shrhldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | Shrhldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shrhldr | Against | For | Against | |||
22 | Shareholder Proposal Regarding Supplier Sustainability Reports | Shrhldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Climate Change Risk Report | Shrhldr | Against | Against | For |
Pursuant to the requirements of the Investment Company Act of 1940,the registrant has duly caused this report to be signed on its behalf by the undersigned,thereunto duly authorised. | ||
Registrant: | The Yacktman Funds, Inc. | |
By: | /s/Donald A. Yacktman | |
Name: | Donald A. Yacktman | |
Title: | President | |
Date: | August/18 /2011 |