FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number: 811-6618
First Investors Equity Funds
(Exact name of registrant as specified in charter)
110 Wall Street
New York, NY 10005
(Address of principle executive offices)
Joseph I. Benedek
First Investors Management Company, Inc.
Raritan Plaza I
8th Floor
Edison, NJ 08837-3620
(Name and address of agent for service)
Registrant's telephone number, including area code: 1-212-858-8000
Date of Fiscal year-end: 9/30/2009
Date of reporting period: 7/1/2008 - 6/30/2009
Item 1. Proxy Voting Record
First Investors Total Return Fund
Mtg Date | Company | Security/ | Mgmt | Vote | Record | Shares | |
/Type | /Ballot Issues | Proponent | Rec | Cast | Date | Voted | |
05/12/09 AGM | 3M CO | 88579Y101 | 3/13/2009 | 26,400 | |||
1.1 | Elect Director Linda G. Alvarado | Mgmt | For | For | |||
1.2 | Elect Director George W. Buckley | Mgmt | For | For | |||
1.3 | Elect Director Vance D. Coffman | Mgmt | For | For | |||
1.4 | Elect Director Michael L. Eskew | Mgmt | For | For | |||
1.5 | Elect Director W. James Farrell | Mgmt | For | For | |||
1.6 | Elect Director Herbert L. Henkel | Mgmt | For | For | |||
1.7 | Elect Director Edward M. Liddy | Mgmt | For | For | |||
1.8 | Elect Director Robert S. Morrison | Mgmt | For | For | |||
1.9 | Elect Director Aulana L. Peters | Mgmt | For | For | |||
1.10 | Elect Director Robert J. Ulrich | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Amend Bylaws-- Call Special Meetings | ShrHoldr | Against | For | |||
4 | Stock Retention/Holding Period | ShrHoldr | Against | For | |||
10/08/08 AGM | AAR Corp. | 361105 | 8/18/2008 | 77,400 | |||
1.1 | Elect Director Ronald R. Fogleman | Mgmt | For | For | |||
1.2 | Elect Director Patrick J. Kelly | Mgmt | For | For | |||
1.3 | Elect Director Timothy J. Romenesko | Mgmt | For | For | |||
1.4 | Elect Director Ronald B. Woodard | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
04/24/09 AGM | Abbott Laboratories | 2824100 | 2/25/2009 | 45,500 | |||
1.1 | Elect Director R.J. Alpern | Mgmt | For | For | |||
1.2 | Elect Director R.S. Austin | Mgmt | For | For | |||
1.3 | Elect Director W.M. Daley | Mgmt | For | For | |||
1.4 | Elect Director W.J. Farrell | Mgmt | For | For | |||
1.5 | Elect Director H.L. Fuller | Mgmt | For | For | |||
1.6 | Elect Director W.A. Osborn | Mgmt | For | For | |||
1.7 | Elect Director D.A.L. Owen | Mgmt | For | For | |||
1.8 | Elect Director W.A. Reynolds | Mgmt | For | For | |||
1.9 | Elect Director R.S. Roberts | Mgmt | For | For | |||
1.10 | Elect Director S.C. Scott, III | Mgmt | For | For | |||
1.11 | Elect Director W.D. Smithburg | Mgmt | For | For | |||
1.12 | Elect Director G.F. Tilton | Mgmt | For | For | |||
1.13 | Elect Director M.D. White | Mgmt | For | For | |||
2 | Approve Omnibus Stock Plan | Mgmt | For | For | |||
3 | Approve Nonqualified Employee Stock Purchase Plan | Mgmt | For | For | |||
4 | Ratify Auditors | Mgmt | For | For | |||
5 | Report on Animal Testing | ShrHoldr | Against | Against | |||
6 | Adopt Principles for Health Care Reform | ShrHoldr | Against | Against | |||
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
05/13/09 AGM | Agrium Inc. | 8916108 | 3/23/2009 | 18,500 | |||
1.1 | Elect Director Ralph S. Cunningham | Mgmt | For | For | |||
1.2 | Elect Director Germaine Gibara | Mgmt | For | For | |||
1.3 | Elect Director Russell K. Girling | Mgmt | For | For | |||
1.4 | Elect Director Susan A. Henry | Mgmt | For | For | |||
1.5 | Elect Director Russell J. Horner | Mgmt | For | For | |||
1.6 | Elect Director A. Anne McLellan | Mgmt | For | For | |||
1.7 | Elect Director Derek G. Pannell | Mgmt | For | For | |||
1.8 | Elect Director Frank W. Proto | Mgmt | For | For | |||
1.9 | Elect Director Michael M. Wilson | Mgmt | For | For | |||
1.10 | Elect Director Victor J. Zaleschuk | Mgmt | For | For | |||
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | |||
04/30/09 AGM | Alexander & Baldwin, Inc. | 14482103 | 2/20/2009 | 27,600 | |||
1.1 | Elect Director W. Blake Baird | Mgmt | For | For | |||
1.2 | Elect Director Michael J. Chun | Mgmt | For | For | |||
1.3 | Elect Director W. Allen Doane | Mgmt | For | For | |||
1.4 | Elect Director Walter A. Dods, Jr. | Mgmt | For | For | |||
1.5 | Elect Director Charles G. King | Mgmt | For | For | |||
1.6 | Elect Director Constance H. Lau | Mgmt | For | For | |||
1.7 | Elect Director Douglas M. Pasquale | Mgmt | For | For | |||
1.8 | Elect Director Maryanna G. Shaw | Mgmt | For | For | |||
1.9 | Elect Director Jeffrey N. Watanabe | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
11/14/08 EGM | Allied Waste Industries, Inc. | 19589308 | 10/6/2008 | 0 | |||
1 | Approve Merger Agreement | Mgmt | For | ||||
2 | Adjourn Meeting | Mgmt | For | ||||
05/06/09 AGM | Altra Holdings Inc. | 02208R106 | 3/23/2009 | 35,504 | |||
1.1 | Elect Director Edmund M. Carpenter | Mgmt | For | Withhold | |||
1.2 | Elect Director Carl R. Christenson | Mgmt | For | For | |||
1.3 | Elect Director Lyle G. Ganske | Mgmt | For | For | |||
1.4 | Elect Director Michael L. Hurt | Mgmt | For | For | |||
1.5 | Elect Director Michael S. Lipscomb | Mgmt | For | Withhold | |||
1.6 | Elect Director Larry McPherson | Mgmt | For | Withhold | |||
1.7 | Elect Director James H. Woodward Jr. | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
05/19/09 AGM | Altria Group, Inc. | 02209S103 | 3/30/2009 | 128,500 | |||
1 | Elect Director Elizabeth E. Bailey | Mgmt | For | For | |||
2 | Elect Director Gerald L. Baliles | Mgmt | For | For | |||
3 | Elect Director Dinyar S. Devitre | Mgmt | For | For | |||
4 | Elect Director Thomas F. Farrell | Mgmt | For | For | |||
5 | Elect Director Robert E. R. Huntley | Mgmt | For | For | |||
6 | Elect Director Thomas W. Jones | Mgmt | For | For | |||
7 | Elect Director George Munoz | Mgmt | For | For | |||
8 | Elect Director Nabil Y. Sakkab | Mgmt | For | For | |||
9 | Elect Director Michael E. Szymanczyk | Mgmt | For | For | |||
10 | Ratify Auditors | Mgmt | For | For | |||
11 | Reduce Tobacco Harm to Health | ShrHoldr | Against | Against | |||
12 | Report on Marketing Practices on the Poor | ShrHoldr | Against | Against | |||
13 | Adopt Principles for Health Care Reform | ShrHoldr | Against | Against | |||
14 | Adopt Human Rights Protocols for Company and Suppliers | ShrHoldr | Against | For | |||
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
16 | Report on Political Contributions | ShrHoldr | Against | For | |||
04/27/09 AGM | American Express Co. | 25816109 | 2/27/2009 | 13,700 | |||
1.1 | Elect Director D.F. Akerson | Mgmt | For | For | |||
1.2 | Elect Director C. Barshefsky | Mgmt | For | For | |||
1.3 | Elect Director U.M. Burns | Mgmt | For | For | |||
1.4 | Elect Director K.I. Chenault | Mgmt | For | For | |||
1.5 | Elect Director P. Chernin | Mgmt | For | For | |||
1.6 | Elect Director J. Leschly | Mgmt | For | For | |||
1.7 | Elect Director R.C. Levin | Mgmt | For | For | |||
1.8 | Elect Director R.A. Mcginn | Mgmt | For | For | |||
1.9 | Elect Director E.D. Miller | Mgmt | For | For | |||
1.10 | Elect Director S.S Reinemund | Mgmt | For | For | |||
1.11 | Elect Director R.D. Walter | Mgmt | For | For | |||
1.12 | Elect Director R.A. Williams | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | |||
4 | Provide for Cumulative Voting | ShrHoldr | Against | For | |||
5 | Amend Bylaws-- Call Special Meetings | ShrHoldr | Against | For | |||
05/06/09 AGM | Amgen, Inc. | 31162100 | 3/9/2009 | 15,100 | |||
1 | Elect Director David Baltimore | Mgmt | For | For | |||
2 | Elect Director Frank J. Biondi, Jr. | Mgmt | For | For | |||
3 | Elect Director Francois de Carbonnel | Mgmt | For | For | |||
4 | Elect Director Jerry D. Choate | Mgmt | For | For | |||
5 | Elect Director Vance D. Coffman | Mgmt | For | For | |||
6 | Elect Director Frederick W. Gluck | Mgmt | For | For | |||
7 | Elect Director Frank C. Herringer | Mgmt | For | For | |||
8 | Elect Director Gilbert S. Omenn | Mgmt | For | For | |||
9 | Elect Director Judith C. Pelham | Mgmt | For | For | |||
10 | Elect Director J. Paul Reason | Mgmt | For | For | |||
11 | Elect Director Leonard D. Schaeffer | Mgmt | For | For | |||
12 | Elect Director Kevin W. Sharer | Mgmt | For | For | |||
13 | Ratify Auditors | Mgmt | For | For | |||
14 | Approve Omnibus Stock Plan | Mgmt | For | For | |||
15 | Reduce Supermajority Vote Requirement | Mgmt | For | For | |||
16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | ShrHoldr | Against | For | |||
17 | Reincorporate in Another State [from Delaware to North Dakota ] | ShrHoldr | Against | Against | |||
05/19/09 AGM | Anadarko Petroleum Corp. | 32511107 | 3/25/2009 | 19,700 | |||
1.1 | Elect Director Robert J. Allison, Jr. | Mgmt | For | For | |||
1.2 | Elect Director Peter J. Fluor | Mgmt | For | For | |||
1.3 | Elect Director John W. Poduska, Sr. | Mgmt | For | Against | |||
1.4 | Elect Director Paula Rosput Reynolds | Mgmt | For | Against | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Declassify the Board of Directors | Mgmt | For | For | |||
4 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | ShrHoldr | Against | For | |||
06/22/09 AGM | Armstrong World Industries, Inc. | 04247X102 | 3/27/2009 | 50,000 | |||
1.1 | Elect Director Stan A. Askren | Mgmt | For | For | |||
1.2 | Elect Director Jon A. Boscia | Mgmt | For | For | |||
1.3 | Elect Director James J. Gaffney | Mgmt | For | Withhold | |||
1.4 | Elect Director Robert C. Garland | Mgmt | For | For | |||
1.5 | Elect Director Judith R. Haberkorn | Mgmt | For | Withhold | |||
1.6 | Elect Director Michael D. Lockhart | Mgmt | For | For | |||
1.7 | Elect Director James J. O'Connor | Mgmt | For | For | |||
1.8 | Elect Director Russell F. Peppet | Mgmt | For | Withhold | |||
1.9 | Elect Director Arthur J. Pergament | Mgmt | For | For | |||
1.10 | Elect Director John J. Roberts | Mgmt | For | For | |||
1.11 | Elect Director A. M. Sanders, Jr. | Mgmt | For | Withhold | |||
2 | Ratify Auditors | Mgmt | For | For | |||
05/20/09 AGM | Astoria Financial Corp. | 46265104 | 3/23/2009 | 29,100 | |||
1.1 | Elect Director Gerard C. Keegan | Mgmt | For | For | |||
1.2 | Elect Director Denis J. Connors | Mgmt | For | For | |||
1.3 | Elect Director Thomas J. Donahue | Mgmt | For | For | |||
2 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
04/24/09 AGM | AT&T Inc | 00206R102 | 2/25/2009 | 74,700 | |||
1.1 | Elect Director Randall L. Stephenson | Mgmt | For | For | |||
1.2 | Elect Director William F. Aldinger III | Mgmt | For | Against | |||
1.3 | Elect Director Gilbert F. Amelio | Mgmt | For | Against | |||
1.4 | Elect Director Reuben V. Anderson | Mgmt | For | For | |||
1.5 | Elect Director James H. Blanchard | Mgmt | For | Against | |||
1.6 | Elect Director August A. Busch III | Mgmt | For | For | |||
1.7 | Elect Director Jaime Chico Pardo | Mgmt | For | For | |||
1.8 | Elect Director James P. Kelly | Mgmt | For | For | |||
1.9 | Elect Director Jon C. Madonna | Mgmt | For | For | |||
1.10 | Elect Director Lynn M. Martin | Mgmt | For | For | |||
1.11 | Elect Director John B. McCoy | Mgmt | For | For | |||
1.12 | Elect Director Mary S. Metz | Mgmt | For | For | |||
1.13 | Elect Director Joyce M. Roche | Mgmt | For | For | |||
1.14 | Elect Director Laura D Andrea Tyson | Mgmt | For | For | |||
1.15 | Elect Director Patricia P. Upton | Mgmt | For | Against | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Increase Authorized Common Stock | Mgmt | For | For | |||
4 | Report on Political Contributions | ShrHoldr | Against | For | |||
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | ShrHoldr | Against | For | |||
6 | Provide for Cumulative Voting | ShrHoldr | Against | For | |||
7 | Require Independent Board Chairman | ShrHoldr | Against | For | |||
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
9 | Exclude Pension Credits ftom Earnings Performance Measure | ShrHoldr | Against | For | |||
02/04/09 AGM | Atmos Energy Corp. | 49560105 | 12/10/2008 | 34,200 | |||
1.1 | Elect Director Ruben E. Esquivel | Mgmt | For | For | |||
1.2 | Elect Director Richard W. Cardin | Mgmt | For | For | |||
1.3 | Elect Director Thomas C. Meredith | Mgmt | For | For | |||
1.4 | Elect Director Nancy K. Quinn | Mgmt | For | For | |||
1.5 | Elect Director Stephen R. Springer | Mgmt | For | For | |||
1.6 | Elect Director Richard Ware II | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Declassify the Board of Directors | ShrHoldr | Against | For | |||
05/07/09 AGM | Avon Products, Inc. | 54303102 | 3/18/2009 | 33,900 | |||
1.1 | Elect Director W. Don Cornwell | Mgmt | For | For | |||
1.2 | Elect Director Edward T. Fogarty | Mgmt | For | For | |||
1.3 | Elect Director V. Ann Hailey | Mgmt | For | For | |||
1.4 | Elect Director Fred Hassan | Mgmt | For | Withhold | |||
1.5 | Elect Director Andrea Jung | Mgmt | For | For | |||
1.6 | Elect Director Maria Elena Lagomasino | Mgmt | For | Withhold | |||
1.7 | Elect Director Ann S. Moore | Mgmt | For | Withhold | |||
1.8 | Elect Director Paul S. Pressler | Mgmt | For | For | |||
1.9 | Elect Director Gary M. Rodkin | Mgmt | For | Withhold | |||
1.10 | Elect Director Paula Stern | Mgmt | For | For | |||
1.11 | Elect Director Lawrence A. Weinbach | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Report on Nanomaterial Product Safety | ShrHoldr | Against | Against | |||
12/05/08 EGM | Bank of America Corp. | 60505104 | 10/10/2008 | 25,700 | |||
1 | Issue Shares in Connection with Acquisition | Mgmt | For | For | |||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
3 | Increase Authorized Common Stock | Mgmt | For | For | |||
4 | Adjourn Meeting | Mgmt | For | For | |||
04/29/09 AGM | Bank of America Corp. | 60505104 | 3/4/2009 | 16,797 | |||
1.1 | Elect Director William Barnet, III | Mgmt | For | For | |||
1.2 | Elect Director Frank P. Bramble, Sr. | Mgmt | For | Against | |||
1.3 | Elect Director Virgis W. Colbert | Mgmt | For | For | |||
1.4 | Elect Director John T. Collins | Mgmt | For | For | |||
1.5 | Elect Director Gary L. Countryman | Mgmt | For | For | |||
1.6 | Elect Director Tommy R. Franks | Mgmt | For | For | |||
1.7 | Elect Director Charles K. Gifford | Mgmt | For | For | |||
1.8 | Elect Director Kenneth D. Lewis | Mgmt | For | Against | |||
1.9 | Elect Director Monica C. Lozano | Mgmt | For | Against | |||
1.10 | Elect Director Walter E. Massey | Mgmt | For | For | |||
1.11 | Elect Director Thomas J. May | Mgmt | For | For | |||
1.12 | Elect Director Patricia E. Mitchell | Mgmt | For | For | |||
1.13 | Elect Director Joseph W. Prueher | Mgmt | For | For | |||
1.14 | Elect Director Charles O. Rossotti | Mgmt | For | For | |||
1.15 | Elect Director Thomas M. Ryan | Mgmt | For | For | |||
1.16 | Elect Director O. Temple Sloan, Jr. | Mgmt | For | Against | |||
1.17 | Elect Director Robert L. Tillman | Mgmt | For | Against | |||
1.18 | Elect Director Jackie M. Ward | Mgmt | For | Against | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | |||
4 | Report on Government Service of Employees | ShrHoldr | Against | Against | |||
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
6 | Provide for Cumulative Voting | ShrHoldr | Against | For | |||
7 | Amend Articles/Bylaws/Charter -- Call Special Meetings | ShrHoldr | Against | For | |||
8 | Require Independent Board Chairman | ShrHoldr | Against | For | |||
9 | Report on Predatory Lending Policies | ShrHoldr | Against | For | |||
10 | Adopt Principles for Health Care Reform | ShrHoldr | Against | Against | |||
11 | TARP Related Compensation | ShrHoldr | Against | For | |||
05/07/09 AGM | Barnes Group, Inc. | 67806109 | 3/10/2009 | 12,600 | |||
1.1 | Elect Director Thomas J. Albani | Mgmt | For | For | |||
1.2 | Elect Director Thomas O. Barnes | Mgmt | For | For | |||
1.3 | Elect Director Gary G. Benanav | Mgmt | For | Withhold | |||
1.4 | Elect Director Mylle H. Mangum | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
11/21/08 EGM | Barr Pharmaceuticals Inc | 68306109 | 10/10/2008 | 32,400 | |||
1 | Approve Merger Agreement | Mgmt | For | For | |||
2 | Adjourn Meeting | Mgmt | For | For | |||
05/05/09 AGM | Baxter International Inc. | 71813109 | 3/9/2009 | 18,500 | |||
1.1 | Elect Director Walter E. Boomer | Mgmt | For | For | |||
1.2 | Elect Director James R. Gavin III | Mgmt | For | For | |||
1.3 | Elect Director Peter S. Hellman | Mgmt | For | For | |||
1.4 | Elect Director K. J. Storm | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Report on Animal Testing | ShrHoldr | Against | Against | |||
07/31/08 AGM | BE Aerospace, Inc. | 73302101 | 5/30/2008 | 25,450 | |||
1.1 | Elect Director Robert J. Khoury | Mgmt | For | For | |||
1.2 | Elect Director Jonathan M. Schofield | Mgmt | For | For | |||
2 | Implement MacBride Principles | ShrHoldr | Against | Against | |||
02/03/09 AGM | Becton, Dickinson and Company | 75887109 | 12/12/2008 | 23,775 | |||
1.1 | Elect Director Claire M. Fraser-Liggett | Mgmt | For | For | |||
1.2 | Elect Director Edward J. Ludwig | Mgmt | For | For | |||
1.3 | Elect Director Willard J. Overlock, Jr. | Mgmt | For | For | |||
1.4 | Elect Director Bertram L. Scott | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Declassify the Board of Directors | Mgmt | For | For | |||
4 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
5 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
6 | Amend Bylaws -- Call Special Meetings | ShrHoldr | Against | For | |||
7 | Provide for Cumulative Voting | ShrHoldr | Against | For | |||
04/29/09 AGM | Borg-Warner, Inc. | 99724106 | 3/2/2009 | 29,800 | |||
1.1 | Elect Director Phyllis O. Bonanno | Mgmt | For | Withhold | |||
1.2 | Elect Director Alexis P. Michas | Mgmt | For | For | |||
1.3 | Elect Director Richard O. Schaum | Mgmt | For | For | |||
1.4 | Elect Director Thomas T. Stallkamp | Mgmt | For | For | |||
1.5 | Elect Director Dennis C. Cuneo | Mgmt | For | For | |||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
04/30/09 AGM | Brookline Bancorp, Inc. | 11373M107 | 3/2/2009 | 48,600 | |||
1.1 | Elect Director John J. Doyle, Jr. | Mgmt | For | For | |||
1.2 | Elect Director Thomas J. Hollister | Mgmt | For | For | |||
1.3 | Elect Director Charles H. Peck | Mgmt | For | For | |||
1.4 | Elect Director Paul A. Perrault | Mgmt | For | For | |||
1.5 | Elect Director Joseph J. Slotnik | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
05/28/09 AGM | Brown Shoe Company, Inc. | 115736100 | 4/3/2009 | 69,000 | |||
1.1 | Elect Director Mario L. Baeza | Mgmt | For | For | |||
1.2 | Elect Director Joseph L. Bower | Mgmt | For | For | |||
1.3 | Elect Director Julie C. Esrey | Mgmt | For | For | |||
1.4 | Elect Director Carla Hendra | Mgmt | For | For | |||
1.5 | Elect Director Michael F. Neidorff | Mgmt | For | For | |||
1.6 | Elect Director Harold B. Wright | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
04/23/09 AGM | Burlington Northern Santa Fe Corp. | 12189T104 | 2/27/2009 | 9,500 | |||
1.1 | Elect Director Alan L. Boeckmann | Mgmt | For | For | |||
1.2 | Elect Director Donald G. Cook | Mgmt | For | For | |||
1.3 | Elect Director Vilma S. Martinez | Mgmt | For | For | |||
1.4 | Elect Director Marc F. Racicot | Mgmt | For | For | |||
1.5 | Elect Director Roy S. Roberts | Mgmt | For | For | |||
1.6 | Elect Director Matthew K. Rose | Mgmt | For | For | |||
1.7 | Elect Director Marc J. Shapiro | Mgmt | For | For | |||
1.8 | Elect Director J.C. Watts, Jr. | Mgmt | For | For | |||
1.9 | Elect Director Robert H. West | Mgmt | For | For | |||
1.10 | Elect Director J. Steven Whisler | Mgmt | For | For | |||
1.11 | Elect Director Edward E. Whitacre, Jr. | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
4 | Amend Bylaws-- Call Special Meetings | ShrHoldr | Against | For | |||
5 | Report on Political Contributions | ShrHoldr | Against | For | |||
11/19/08 AGM | CACI International, Inc. | 127190304 | 9/22/2008 | 11,600 | |||
1.1 | Elect Director Dan R. Bannister | Mgmt | For | For | |||
1.2 | Elect Director Paul M. Cofoni | Mgmt | For | For | |||
1.3 | Elect Director Gregory G. Johnson | Mgmt | For | For | |||
1.4 | Elect Director Richard L. Leatherwood | Mgmt | For | For | |||
1.5 | Elect Director J. Phillip London | Mgmt | For | For | |||
1.6 | Elect Director Michael J. Mancuso | Mgmt | For | For | |||
1.7 | Elect Director James L. Pavitt | Mgmt | For | For | |||
1.8 | Elect Director Warren R. Phillips | Mgmt | For | For | |||
1.9 | Elect Director Charles P. Revoile | Mgmt | For | For | |||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
3 | Adjourn Meeting | Mgmt | For | For | |||
4 | Ratify Auditors | Mgmt | For | For | |||
05/12/09 AGM | Cal Dive International, Inc. | 12802T101 | 3/27/2009 | 67,500 | |||
1.1 | Elect Director Quinn J. Hebert | Mgmt | For | For | |||
1.2 | Elect Director Todd A. Dittmann | Mgmt | For | For | |||
04/23/09 AGM | Capital One Financial Corp. | 14040H105 | 2/23/2009 | 20,692 | |||
1.1 | Elect Director Richard D. Fairbank | Mgmt | For | For | |||
1.2 | Elect Director E.R. Campbell | Mgmt | For | For | |||
1.3 | Elect Director Bradford H. Warner | Mgmt | For | For | |||
1.4 | Elect Director Stanley Westreich | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||
04/28/09 AGM | CEC Entertainment, Inc. | 125137109 | 3/2/2009 | 60,600 | |||
1.1 | Elect Director Richard M. Frank | Mgmt | For | For | |||
1.2 | Elect Director Tim T. Morris | Mgmt | For | For | |||
1.3 | Elect Director Louis P. Neeb | Mgmt | For | For | |||
2.0 | Amend Restricted Stock Plan | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
04/23/09 AGM | Celanese Corp. | 150870103 | 3/2/2009 | 58,100 | |||
1.1 | Elect Director James E. Barlett | Mgmt | For | For | |||
1.2 | Elect Director David F. Hoffmeister | Mgmt | For | For | |||
1.3 | Elect Director Paul H. O'Neill | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Approve Omnibus Stock Plan | Mgmt | For | For | |||
4 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For | For | |||
05/12/09 AGM | Cephalon, Inc. | 156708109 | 3/17/2009 | 17,500 | |||
1.1 | Elect Director Frank Baldino, Jr., Ph.D. | Mgmt | For | For | |||
1.2 | Elect Director William P. Egan | Mgmt | For | For | |||
1.3 | Elect Director Martyn D. Greenacre | Mgmt | For | For | |||
1.4 | Elect Director Vaughn M. Kailian | Mgmt | For | For | |||
1.5 | Elect Director Kevin E. Moley | Mgmt | For | For | |||
1.6 | Elect Director Charles A. Sanders, M.D. | Mgmt | For | For | |||
1.7 | Elect Director Gail R. Wilensky, Ph.D. | Mgmt | For | For | |||
1.8 | Elect Director Dennis L. Winger | Mgmt | For | For | |||
2 | Amend Stock Option Plan | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
04/08/09 AGM | Chattem, Inc. | 162456107 | 2/18/2009 | 28,400 | |||
1.1 | Elect Director Robert E. Bosworth | Mgmt | For | Withhold | |||
1.2 | Elect Director Gary D. Chazen | Mgmt | For | For | |||
1.3 | Elect Director Joey B. Hogan | Mgmt | For | For | |||
2 | Approve Omnibus Stock Plan | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
05/07/09 AGM | Chicago Bridge & Iron Co. | 167250109 | TNA | 3/13/2009 | 0 | ||
Meeting for ADR Holders | |||||||
1.1 | DIRECTOR PHILIP K. ASHERMAN | Mgmt | For | TNA | |||
1.2 | DIRECTOR L. RICHARD FLURY | Mgmt | For | TNA | |||
1.3 | DIRECTOR W. CRAIG KISSEL | Mgmt | For | TNA | |||
2 | TO AUTHORIZE PREPARATION OF OUR DUTCH STATUTORY ANNUAL ACCOUNTS AND ANNUAL REPORT OF OUR MANAGEMENT BOARD IN ENGLISH LANGUAGE. | Mgmt | For | TNA | |||
3 | TO DISCHARGE THE SOLE MEMBER OF OUR MANAGEMENT BOARD FROMLIABILITY IN RESPECT OF THE EXERCISE OF ITS DUTIES. | Mgmt | For | TNA | |||
4 | TO DISCHARGE THE MEMBERS OF THE SUPERVISORY BOARD FROM LIABILITYIN RESPECT OF THE EXERCISE OF THEIR DUTIES. | Mgmt | For | TNA | |||
5 | TO APPROVE THE FINAL DIVIDEND IN AN AMOUNT OF $0.16 PER SHARE. | Mgmt | For | TNA | |||
6 | APPROVE EXTENSION OF AUTHORITY OF OUR MANAGEMENT BOARD TO REPURCHASE UP TO 10% OF ISSUED SHARE CAPITAL OF THE COMPANY. | Mgmt | For | TNA | |||
7 | TO APPOINT ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2009. | Mgmt | For | TNA | |||
8 | AMEND ARTICLES OF ASSOCIATION TO PROVIDE THAT MANDATORYRETIREMENT DATE OF DIRECTORS WHO ATTAIN AGE OF SEVENTY-TWO WILLBE THE DAY ON WHICH ANNUAL MEETING IS HELD. | Mgmt | For | TNA | |||
9 | TO APPROVE THE AMENDMENT OF THE 2008 LONG-TERM INCENTIVE PLAN. | Mgmt | For | TNA | |||
10 | TO APPROVE THE AMENDMENT OF THE CHICAGO BRIDGE & IRON 2001 EMPLOYEE STOCK PURCHASE PLAN. | Mgmt | For | TNA | |||
11 | APPROVE EXTENSION OF AUTHORITY OF SUPERVISORY BOARD TO ISSUE AND/OR GRANT RIGHTS TO ACQUIRE SHARES, NEVER TO EXCEED NUMBER OF AUTHORIZED BUT UNISSUED SHARES. | Mgmt | For | TNA | |||
12 | RECEIVE EXPLANATION ON COMPANY'S RESERVES AND DIVIDEND POLICY | ||||||
05/13/09 AGM | Cinemark Holdings Inc. | 17243V102 | 3/20/2009 | 300 | |||
1.1 | Elect Director Vahe A. Dombalagian | Mgmt | For | For | |||
1.2 | Elect Director Peter R. Ezersky | Mgmt | For | For | |||
1.3 | Elect Director Carlos M. Sepulveda | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
11/13/08 AGM | Cisco Systems, Inc. | 17275R102 | 9/15/2008 | 106,200 | |||
1 | Elect Director Carol A. Bartz | Mgmt | For | For | |||
2 | Elect Director M. Michele Burns | Mgmt | For | For | |||
3 | Elect Director Michael D. Capellas | Mgmt | For | For | |||
4 | Elect Director Larry R. Carter | Mgmt | For | For | |||
5 | Elect Director John T. Chambers | Mgmt | For | For | |||
6 | Elect Director Brian L. Halla | Mgmt | For | For | |||
7 | Elect Director John L. Hennessy | Mgmt | For | For | |||
8 | Elect Director Richard M. Kovacevich | Mgmt | For | For | |||
9 | Elect Director Roderick C. McGeary | Mgmt | For | For | |||
10 | Elect Director Michael K. Powell | Mgmt | For | For | |||
11 | Elect Director Steven M. West | Mgmt | For | For | |||
12 | Elect Director Jerry Yang | Mgmt | For | For | |||
13 | Ratify Auditors | Mgmt | For | For | |||
14 | Amend Bylaws to Establish a Board Committee on Human Rights | ShrHoldr | Against | Against | |||
15 | Report on Internet Fragmentation | ShrHoldr | Against | Against | |||
04/21/09 AGM | Citigroup Inc. | 172967101 | 2/27/2009 | 16,400 | |||
1.1 | Elect Director C. Michael Armstrong | Mgmt | For | Against | |||
1.2 | Elect Director Alain J.P. Belda | Mgmt | For | Against | |||
1.3 | Elect Director John M. Deutch | Mgmt | For | Against | |||
1.4 | Elect Director Jerry A. Grundhofer | Mgmt | For | For | |||
1.5 | Elect Director Andrew N. Liveris | Mgmt | For | For | |||
1.6 | Elect Director Anne Mulcahy | Mgmt | For | Against | |||
1.7 | Elect Director Michael E. O'Neill | Mgmt | For | For | |||
1.8 | Elect Director Vikram Pandit | Mgmt | For | For | |||
1.9 | Elect Director Richard D. Parsons | Mgmt | For | For | |||
1.10 | Elect Director Lawrence R. Ricciardi | Mgmt | For | For | |||
1.11 | Elect Director Judith Rodin | Mgmt | For | For | |||
1.12 | Elect Director Robert L. Ryan | Mgmt | For | For | |||
1.13 | Elect Director Anthony M. Santomero | Mgmt | For | For | |||
1.14 | Elect Director William S. Thompson, Jr. | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Approve Omnibus Stock Plan | Mgmt | For | For | |||
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |||
5 | Disclose Prior Government Service | ShrHoldr | Against | Against | |||
6 | Report on Political Contributions | ShrHoldr | Against | For | |||
7 | Report on Predatory Lending Policies | ShrHoldr | Against | For | |||
8 | Require More Director Nominations Than Open Seats | ShrHoldr | Against | Against | |||
9 | Prepare Carbon Principles Report | ShrHoldr | Against | Against | |||
10 | Stock Retention/Holding Period | ShrHoldr | Against | For | |||
11 | Disclose Information on Compensation Consultant | ShrHoldr | Against | For | |||
12 | Amend Articles/Bylaws/Charter -- Call Special Meetings | ShrHoldr | Against | For | |||
13 | Restore or Provide for Cumulative Voting | ShrHoldr | Against | For | |||
07/24/08 EGM | Clear Channel Communications, Inc. | 184502102 | 6/19/2008 | 49,600 | |||
1 | Approve Merger Agreement | Mgmt | For | For | |||
2 | Adjourn Meeting | Mgmt | For | For | |||
3 | Other Business | Mgmt | For | For | |||
10/30/08 AGM | Coach, Inc. | 189754104 | 9/3/2008 | 40,800 | |||
1.1 | Elect Director Lew Frankfort | Mgmt | For | For | |||
1.2 | Elect Director Susan Kropf | Mgmt | For | For | |||
1.3 | Elect Director Gary Loveman | Mgmt | For | For | |||
1.4 | Elect Director Ivan Menezes | Mgmt | For | For | |||
1.5 | Elect Director Irene Miller | Mgmt | For | For | |||
1.6 | Elect Director Keith Monda | Mgmt | For | For | |||
1.7 | Elect Director Michael Murphy | Mgmt | For | For | |||
1.8 | Elect Director Jide Zeitlin | Mgmt | For | For | |||
2 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | |||
05/13/09 AGM | ConocoPhillips | 20825C104 | 3/16/2009 | 29,900 | |||
1.1 | Elect Director Richard L. Armitage | Mgmt | For | For | |||
1.2 | Elect Director Richard H. Auchinleck | Mgmt | For | For | |||
1.3 | Elect Director James E. Copeland, Jr. | Mgmt | For | For | |||
1.4 | Elect Director Kenneth M. Duberstein | Mgmt | For | For | |||
1.5 | Elect Director Ruth R. Harkin | Mgmt | For | For | |||
1.6 | Elect Director Harold W. McGraw III | Mgmt | For | For | |||
1.7 | Elect Director James J. Mulva | Mgmt | For | For | |||
1.8 | Elect Director Harald J. Norvik | Mgmt | For | For | |||
1.9 | Elect Director William K. Reilly | Mgmt | For | For | |||
1.10 | Elect Director Bobby S. Shackouls | Mgmt | For | For | |||
1.11 | Elect Director Victoria J. Tschinkel | Mgmt | For | For | |||
1.12 | Elect Director Kathryn C. Turner | Mgmt | For | For | |||
1.13 | Elect Director William E. Wade, Jr. | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Approve Omnibus Stock Plan | Mgmt | For | For | |||
4 | Adopt Principles for Health Care Reform | ShrHoldr | Against | Against | |||
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
6 | Report on Political Contributions | ShrHoldr | Against | For | |||
7 | Adopt Quantitative GHG Goals for Products and Operations | ShrHoldr | Against | For | |||
8 | Report on Environmental Impact of Oil Sands Operations in Canada | ShrHoldr | Against | For | |||
9 | Require Director Nominee Qualifications | ShrHoldr | Against | Against | |||
05/18/09 AGM | Consolidated Edison, Inc. | 209115104 | 3/30/2009 | 15,700 | |||
1.1 | Elect Director Kevin Burke | Mgmt | For | For | |||
1.2 | Elect Director Vincent A. Calarco | Mgmt | For | For | |||
1.3 | Elect Director George Campbell, Jr. | Mgmt | For | For | |||
1.4 | Elect Director Gordon J. Davis | Mgmt | For | For | |||
1.5 | Elect Director Michael J. Del Giudice | Mgmt | For | For | |||
1.6 | Elect Director Ellen V. Futter | Mgmt | For | For | |||
1.7 | Elect Director John F. Hennessy III | Mgmt | For | For | |||
1.8 | Elect Director Sally Hernandez | Mgmt | For | For | |||
1.9 | Elect Director John F. Kilian | Mgmt | For | For | |||
1.10 | Elect Director Eugene R. McGrath | Mgmt | For | For | |||
1.11 | Elect Director Michael W. Ranger | Mgmt | For | For | |||
1.12 | Elect Director L. Frederick Sutherland | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Increase Disclosure of Executive Compensation | ShrHoldr | Against | Against | |||
05/06/09 AGM | CVS Caremark Corp | 126650100 | 3/12/2009 | 101,700 | |||
1.1 | Elect Director Edwin M. Banks | Mgmt | For | For | |||
1.2 | Elect Director C. David Brown II | Mgmt | For | For | |||
1.3 | Elect Director David W. Dorman | Mgmt | For | For | |||
1.4 | Elect Director Kristen E. Gibney Williams | Mgmt | For | For | |||
1.5 | Elect Director Marian L. Heard | Mgmt | For | For | |||
1.6 | Elect Director William H. Joyce | Mgmt | For | For | |||
1.7 | Elect Director Jean-Pierre Million | Mgmt | For | For | |||
1.8 | Elect Director Terrence Murray | Mgmt | For | For | |||
1.9 | Elect Director C.A. Lance Piccolo | Mgmt | For | For | |||
1.10 | Elect Director Sheli Z. Rosenberg | Mgmt | For | For | |||
1.11 | Elect Director Thomas M. Ryan | Mgmt | For | For | |||
1.12 | Elect Director Richard J. Swift | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Amend Articles/Bylaws/Charter -- Call Special Meetings | ShrHoldr | Against | For | |||
4 | Require Independent Board Chairman | ShrHoldr | Against | For | |||
5 | Report on Political Contributions | ShrHoldr | Against | For | |||
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
05/21/09 AGM | Dean Foods Company | 242370104 | 3/25/2009 | 37,300 | |||
1.1 | Elect Director Janet Hill | Mgmt | For | For | |||
1.2 | Elect Director Hector M. Nevares | Mgmt | For | For | |||
2 | Amend Omnibus Stock Plan | Mgmt | For | Against | |||
3 | Ratify Auditors | Mgmt | For | For | |||
04/21/09 AGM | Discover Financial Services | 254709108 | 2/23/2009 | 26,550 | |||
1.1 | Elect Director Jeffrey S. Aronin | Mgmt | For | For | |||
1.2 | Elect Director Mary K. Bush | Mgmt | For | For | |||
1.3 | Elect Director Gregory C. Case | Mgmt | For | For | |||
1.4 | Elect Director Robert M. Devlin | Mgmt | For | For | |||
1.5 | Elect Director Cynthia A. Glassman | Mgmt | For | For | |||
1.6 | Elect Director Richard H. Lenny | Mgmt | For | For | |||
1.7 | Elect Director Thomas G. Maheras | Mgmt | For | For | |||
1.8 | Elect Director Michael H. Moskow | Mgmt | For | For | |||
1.9 | Elect Director David W. Nelms | Mgmt | For | For | |||
1.10 | Elect Director E. Follin Smith | Mgmt | For | For | |||
1.11 | Elect Director Lawrence A.Weinbach | Mgmt | For | For | |||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
11/05/08 EGM | Eddie Bauer Holdings, Inc | 71625107 | 10/3/2008 | 26,800 | |||
1 | Amend Stock Ownership Limitations | Mgmt | For | For | |||
2 | Adjourn Meeting | Mgmt | For | For | |||
05/08/09 AGM | Eddie Bauer Holdings, Inc | 71625107 | 3/11/2009 | 26,800 | |||
1.1 | Elect Director William T. End | Mgmt | For | For | |||
1.2 | Elect Director Mcneil S. Fiske Jr. | Mgmt | For | For | |||
1.3 | Elect Director Kenneth M. Reiss | Mgmt | For | For | |||
1.4 | Elect Director Jerry M. Comstock, Jr. | Mgmt | For | For | |||
1.5 | Elect Director Scott Galloway | Mgmt | For | For | |||
1.6 | Elect Director Stephen E. Watson | Mgmt | For | For | |||
1.7 | Elect Director William E. Redmond, Jr. | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
06/19/09 AGM | Electronics For Imaging, Inc. | 286082102 | 5/19/2009 | 37,400 | |||
1.1 | Elect Director Gill Cogan | Mgmt | For | For | |||
1.2 | Elect Director Guy Gecht | Mgmt | For | For | |||
1.3 | Elect Director Thomas Georgens | Mgmt | For | For | |||
1.4 | Elect Director James S. Greene | Mgmt | For | For | |||
1.5 | Elect Director Richard A. Kashnow | Mgmt | For | For | |||
1.6 | Elect Director Dan Maydan | Mgmt | For | For | |||
1.7 | Elect Director Fred Rosenzweig | Mgmt | For | For | |||
2 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | |||
3 | Amend Omnibus Stock Plan | Mgmt | For | Against | |||
4 | Approve Stock Option Exchange Program | Mgmt | For | Against | |||
5 | Approve Stock Option Exchange Program | Mgmt | For | Against | |||
6 | Ratify Auditors | Mgmt | For | For | |||
05/06/09 AGM | EMC Corp. | 268648102 | 3/5/2009 | 116,600 | |||
1 | Elect Director Michael W. Brown | Mgmt | For | For | |||
2 | Elect Director Randolph L. Cowen | Mgmt | For | For | |||
3 | Elect Director Michael J. Cronin | Mgmt | For | For | |||
4 | Elect Director Gail Deegan | Mgmt | For | For | |||
5 | Elect Director John R. Egan | Mgmt | For | For | |||
6 | Elect Director W. Paul Fitzgerald | Mgmt | For | For | |||
7 | Elect Director Edmund F. Kelly | Mgmt | For | For | |||
8 | Elect Director Windle B. Priem | Mgmt | For | For | |||
9 | Elect Director Paul Sagan | Mgmt | For | For | |||
10 | Elect Director David N. Strohm | Mgmt | For | For | |||
11 | Elect Director Joseph M. Tucci | Mgmt | For | For | |||
12 | Ratify Auditors | Mgmt | For | For | |||
13 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | |||
14 | Permit Right to Call Special Meeting | Mgmt | For | For | |||
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
05/01/09 AGM | Entrust, Inc. | 293848107 | 2/19/2009 | 79,400 | |||
1.1 | Elect Director F. William Conner | Mgmt | For | For | |||
1.2 | Elect Director Douglas Schloss | Mgmt | For | For | |||
1.3 | Elect Director Ray Washburne | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
03/04/09 AGM | Esterline Technologies Corp. | 297425100 | 1/6/2009 | 36,800 | |||
1.1 | Elect Director Lewis E. Burns | Mgmt | For | For | |||
1.2 | Elect Director Robert S. Cline | Mgmt | For | For | |||
1.3 | Elect Director Jerry D. Leitman | Mgmt | For | For | |||
1.4 | Elect Director Paul V. Haack | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
05/27/09 AGM | Exxon Mobil Corp. | 30231G102 | 4/6/2009 | 34,000 | |||
1.1 | Elect Director M.J. Boskin | Mgmt | For | For | |||
1.2 | Elect Director L.R. Faulkner | Mgmt | For | For | |||
1.3 | Elect Director K.C. Frazier | Mgmt | For | For | |||
1.4 | Elect Director .W. George | Mgmt | For | For | |||
1.5 | Elect Director R.C. King | Mgmt | For | For | |||
1.6 | Elect Director M.C. Nelson | Mgmt | For | For | |||
1.7 | Elect Director S.J. Palmisano | Mgmt | For | For | |||
1.8 | Elect Director S.S Reinemund | Mgmt | For | For | |||
1.9 | Elect Director R.W. Tillerson | Mgmt | For | For | |||
1.10 | Elect Director E.E. Whitacre, Jr. | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Provide for Cumulative Voting | ShrHoldr | Against | For | |||
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | ShrHoldr | Against | For | |||
5 | Reincorporate in Another State [from New Jersey to North Dakota] | ShrHoldr | Against | Against | |||
6 | Require Independent Board Chairman | ShrHoldr | Against | For | |||
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
8 | Compare CEO Compensation to Average U.S. per Capita Income | ShrHoldr | Against | Against | |||
9 | Review Anti-discrimination Policy on Corporate Sponsorships and Executive Perks | ShrHoldr | Against | Against | |||
10 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | ShrHoldr | Against | For | |||
11 | Adopt Quantitative GHG Goals for Products and Operations | ShrHoldr | Against | For | |||
12 | Report on Climate Change Impacts on Emerging Countries | ShrHoldr | Against | Against | |||
13 | Adopt Policy to Increase Renewable Energy | ShrHoldr | Against | For | |||
05/13/09 AGM | First Mercury Financial Corporation | 320841109 | 3/19/2009 | 53,750 | |||
1.1 | Elect Director Thomas B. Kearney | Mgmt | For | Withhold | |||
1.2 | Elect Director William C. Tyler | Mgmt | For | For | |||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
3 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
4 | Ratify Auditors | Mgmt | For | For | |||
06/11/09 AGM | Freeport-McMoRan Copper & Gold Inc. | 35671D857 | 4/14/2009 | 23,100 | |||
1.1 | Elect Director Richard C. Adkerson | Mgmt | For | For | |||
1.2 | Elect Director Robert J. Allison, Jr. | Mgmt | For | For | |||
1.3 | Elect Director Robert A. Day | Mgmt | For | For | |||
1.4 | Elect Director Gerald J. Ford | Mgmt | For | For | |||
1.5 | Elect Director H. Devon Graham, Jr. | Mgmt | For | For | |||
1.6 | Elect Director J. Bennett Johnston | Mgmt | For | For | |||
1.7 | Elect Director Charles C. Krulak | Mgmt | For | For | |||
1.8 | Elect Director Bobby Lee Lackey | Mgmt | For | For | |||
1.9 | Elect Director Jon C. Madonna | Mgmt | For | For | |||
1.10 | Elect Director Dustan E. McCoy | Mgmt | For | For | |||
1.11 | Elect Director Gabrielle K. McDonald | Mgmt | For | For | |||
1.12 | Elect Director James R. Moffett | Mgmt | For | For | |||
1.13 | Elect Director B.M. Rankin, Jr. | Mgmt | For | For | |||
1.14 | Elect Director J. Stapleton Roy | Mgmt | For | For | |||
1.15 | Elect Director Stephen H. Siegele | Mgmt | For | For | |||
1.16 | Elect Director J. Taylor Wharton | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | |||
4 | Request Director Nominee Environmental Qualifications | ShrHoldr | Against | For | |||
04/22/09 AGM | General Electric Co. | 369604103 | 2/23/2009 | 77,200 | |||
1.1 | Elect Director James I. Cash, Jr. | Mgmt | For | For | |||
1.2 | Elect Director William M. Castell | Mgmt | For | For | |||
1.3 | Elect Director Ann M. Fudge | Mgmt | For | For | |||
1.4 | Elect Director Susan Hockfield | Mgmt | For | For | |||
1.5 | Elect Director Jeffrey R. Immelt | Mgmt | For | For | |||
1.6 | Elect Director Andrea Jung | Mgmt | For | For | |||
1.7 | Elect Director Alan G. (A.G.) Lafley | Mgmt | For | Against | |||
1.8 | Elect Director Robert W. Lane | Mgmt | For | For | |||
1.9 | Elect Director Ralph S. Larsen | Mgmt | For | For | |||
1.10 | Elect Director Rochelle B. Lazarus | Mgmt | For | For | |||
1.11 | Elect Director James J. Mulva | Mgmt | For | For | |||
1.12 | Elect Director Sam Nunn | Mgmt | For | For | |||
1.13 | Elect Director Roger S. Penske | Mgmt | For | Against | |||
1.14 | Elect Director Robert J. Swieringa | Mgmt | For | For | |||
1.15 | Elect Director Douglas A. Warner III | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Provide for Cumulative Voting | ShrHoldr | Against | For | |||
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
5 | Evaluate the Potential Conversion of the Corporation's Business Units into Four or More Public Corporations and Distribute New Shares | ShrHoldr | Against | Against | |||
6 | Adopt Policy to Cease the Payments of Dividends or Equivalent Payments to Senior Executives for Shares Not Owned | ShrHoldr | Against | For | |||
7 | Submit Severance Agreement (Change in Control) to shareholder Vote | ShrHoldr | Against | For | |||
04/20/09 AGM | Genuine Parts Co. | 372460105 | 2/12/2009 | 19,100 | |||
1.1 | Elect Director Mary B. Bullock | Mgmt | For | For | |||
1.2 | Elect Director Jean Douville | Mgmt | For | For | |||
1.3 | Elect Director Thomas C. Gallagher | Mgmt | For | For | |||
1.4 | Elect Director George C. 'Jack' Guynn | Mgmt | For | For | |||
1.5 | Elect Director John D. Johns | Mgmt | For | For | |||
1.6 | Elect Director Michael M.E. Johns | Mgmt | For | For | |||
1.7 | Elect Director J. Hicks Lanier | Mgmt | For | Withhold | |||
1.8 | Elect Director Wendy B. Needham | Mgmt | For | For | |||
1.9 | Elect Director Jerry W. Nix | Mgmt | For | For | |||
1.10 | Elect Director Larry L. Prince | Mgmt | For | For | |||
1.11 | Elect Director Gary W. Rollins | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
05/21/09 AGM | Genzyme Corp. | 372917104 | 3/31/2009 | 23,700 | |||
1.1 | Elect Director Douglas A. Berthiaume | Mgmt | For | For | |||
1.2 | Elect Director Gail K. Boudreaux | Mgmt | For | For | |||
1.3 | Elect Director Robert J. Carpenter | Mgmt | For | For | |||
1.4 | Elect Director Charles L. Cooney | Mgmt | For | For | |||
1.5 | Elect Director Victor J. Dzau | Mgmt | For | For | |||
1.6 | Elect Director Connie Mack III | Mgmt | For | For | |||
1.7 | Elect Director Richard F. Syron | Mgmt | For | For | |||
1.8 | Elect Director Henri A. Termeer | Mgmt | For | For | |||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
3 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For | For | |||
4 | Ratify Auditors | Mgmt | For | For | |||
09/04/08 AGM | H&R Block, Inc. | 93671105 | 7/7/2008 | 23,600 | |||
1 | Elect Director Alan M. Bennett | Mgmt | For | For | |||
2 | Elect Director Thomas M. Bloch | Mgmt | For | For | |||
3 | Elect Director Richard C. Breeden | Mgmt | For | For | |||
4 | Elect Director Robert A. Gerard | Mgmt | For | For | |||
5 | Elect Director Len J. Lauer | Mgmt | For | For | |||
6 | Elect Director David B. Lewis | Mgmt | For | For | |||
7 | Elect Director Tom D. Seip | Mgmt | For | For | |||
8 | Elect Director L. Edward Shaw, Jr. | Mgmt | For | For | |||
9 | Elect Director Russell P. Smyth | Mgmt | For | For | |||
10 | Elect Director Christianna Wood | Mgmt | For | For | |||
11 | Amend Articles of Incorporation to Require an Independent Chairman | Mgmt | For | For | |||
12 | Approve Decrease in Size of Board | Mgmt | For | For | |||
13 | Impose Director Term Limits | Mgmt | For | Against | |||
14 | Limit Voting Rights of Preferred Stock | Mgmt | For | For | |||
15 | Advisory Vote on Executive Compensation - Approve Application of Compensation Philosophy, Policies and Procedures | Mgmt | For | For | |||
16 | Approve Deferred Compensation Plan | Mgmt | For | For | |||
17 | Ratify Auditors | Mgmt | For | For | |||
10/24/08 AGM | Harris Corp. | 413875105 | 8/29/2008 | 51,000 | |||
1 | Elect Director Lewis Hay III | Mgmt | For | For | |||
2 | Elect Director Karen Katen | Mgmt | For | For | |||
3 | Elect Director Stephen P. Kaufman | Mgmt | For | For | |||
4 | Elect Director Hansel E. Tookes II | Mgmt | For | For | |||
5 | Ratify Auditors | Mgmt | For | For | |||
6 | Increase Authorized Common Stock | Mgmt | For | For | |||
7 | Declassify the Board of Directors | Mgmt | For | For | |||
04/28/09 AGM | Harsco Corp. | 415864107 | 3/3/2009 | 26,900 | |||
1.1 | Elect Director G.D.H. Butler | Mgmt | For | For | |||
1.2 | Elect Director K.G. Eddy | Mgmt | For | For | |||
1.3 | Elect Director S.D. Fazzolari | Mgmt | For | For | |||
1.4 | Elect Director S. E. Graham | Mgmt | For | For | |||
1.5 | Elect Director T.D. Growcock | Mgmt | For | For | |||
1.6 | Elect Director H. W. Knueppel | Mgmt | For | For | |||
1.7 | Elect Director D.H. Pierce | Mgmt | For | For | |||
1.9 | Elect Director J.I. Scheiner | Mgmt | For | For | |||
1.10 | Elect Director A.J. Sordoni, III | Mgmt | For | For | |||
1.11 | Elect Director R.C. Wilburn | Mgmt | For | For | |||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
03/18/09 AGM | Hewlett-Packard Co. | 428236103 | 1/20/2009 | 35,600 | |||
1 | Elect Director Lawrence T. Babbio, Jr. | Mgmt | For | For | |||
2 | Elect Director Sari M. Baldauf | Mgmt | For | For | |||
3 | Elect Director Rajiv L. Gupta | Mgmt | For | For | |||
4 | Elect Director John H. Hammergren | Mgmt | For | For | |||
5 | Elect Director Mark V. Hurd | Mgmt | For | For | |||
6 | Elect Director Joel Z. Hyatt | Mgmt | For | For | |||
7 | Elect Director John R. Joyce | Mgmt | For | For | |||
8 | Elect Director Robert L. Ryan | Mgmt | For | For | |||
9 | Elect Director Lucille S. Salhany | Mgmt | For | For | |||
10 | Elect Director G. Kennedy Thompson | Mgmt | For | For | |||
11 | Ratify Auditors | Mgmt | For | For | |||
05/28/09 AGM | Home Depot, Inc. | 437076102 | 3/30/2009 | 66,400 | |||
1 | Elect Director F. Duane Ackerman | Mgmt | For | For | |||
2 | Elect Director David H. Batchelder | Mgmt | For | For | |||
3 | Elect Director Francis S. Blake | Mgmt | For | For | |||
4 | Elect Director Ari Bousbib | Mgmt | For | For | |||
5 | Elect Director Gregory D. Brenneman | Mgmt | For | For | |||
6 | Elect Director Albert P. Carey | Mgmt | For | For | |||
7 | Elect Director Armando Codina | Mgmt | For | For | |||
8 | Elect Director Bonnie G. Hill | Mgmt | For | For | |||
9 | Elect Director Karen L. Katen | Mgmt | For | For | |||
10 | Ratify Auditors | Mgmt | For | For | |||
11 | Approve Right to Call Special Meetings | Mgmt | For | Against | |||
12 | Provide for Cumulative Voting | ShrHoldr | Against | For | |||
13 | Call Special Meetings | ShrHoldr | Against | For | |||
14 | Prepare Employment Diversity Report | ShrHoldr | Against | For | |||
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
16 | Assess Energy Use and Establish Reduction Targets | ShrHoldr | Against | For | |||
04/27/09 AGM | Honeywell International, Inc. | 438516106 | 2/27/2009 | 42,600 | |||
1.1 | Elect Director Gordon M. Bethune | Mgmt | For | Against | |||
1.2 | Elect Director Jaime Chico Pardo | Mgmt | For | For | |||
1.3 | Elect Director David M. Cote | Mgmt | For | For | |||
1.4 | Elect Director D. Scott Davis | Mgmt | For | For | |||
1.5 | Elect Director Linnet F. Deily | Mgmt | For | For | |||
1.6 | Elect Director Clive R. Hollick | Mgmt | For | Against | |||
1.7 | Elect Director George Paz | Mgmt | For | For | |||
1.8 | Elect Director Bradley T. Sheares | Mgmt | For | Against | |||
1.9 | Elect Director John R. Stafford | Mgmt | For | Against | |||
1.10 | Elect Director Michael W. Wright | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Provide for Cumulative Voting | ShrHoldr | Against | For | |||
4 | Adopt Principles for Health Care Reform | ShrHoldr | Against | Against | |||
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
6 | Adopt Anti Gross-up Policy | ShrHoldr | Against | For | |||
7 | Amend Bylaws-- Call Special Meetings | ShrHoldr | Against | For | |||
04/07/09 AGM | IDEX Corp. | 45167R104 | 2/20/2009 | 38,700 | |||
1.1 | Elect Director William M. Cook | Mgmt | For | For | |||
1.2 | Elect Director Frank S. Hermance | Mgmt | For | For | |||
1.3 | Elect Director Michael T. Tokarz | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
05/08/09 AGM | Illinois Tool Works Inc. | 452308109 | 3/10/2009 | 16,600 | |||
1.1 | Elect Director William F. Aldinger | Mgmt | For | For | |||
1.2 | Elect Director Marvin D. Brailsford | Mgmt | For | For | |||
1.3 | Elect Director Susan Crown | Mgmt | For | For | |||
1.4 | Elect Director Don H. Davis, Jr. | Mgmt | For | For | |||
1.5 | Elect Director Robert C. McCormack | Mgmt | For | For | |||
1.6 | Elect Director Robert S. Morrison | Mgmt | For | For | |||
1.7 | Elect Director James A. Skinner | Mgmt | For | For | |||
1.8 | Elect Director Harold B. Smith | Mgmt | For | For | |||
1.9 | Elect Director David B. Speer | Mgmt | For | For | |||
1.10 | Elect Director Pamela B. Strobel | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Submit SERP to Shareholder Vote | ShrHoldr | Against | For | |||
05/20/09 AGM | Intel Corp. | 458140100 | 3/23/2009 | 58,400 | |||
1 | Elect Director Charlene Barshefsky | Mgmt | For | For | |||
2 | Elect Director Susan L. Decker | Mgmt | For | For | |||
3 | Elect Director John J. Donahoe | Mgmt | For | For | |||
4 | Elect Director Reed E. Hundt | Mgmt | For | For | |||
5 | Elect Director Paul S. Otellini | Mgmt | For | For | |||
6 | Elect Director James D. Plummer | Mgmt | For | For | |||
7 | Elect Director David S. Pottruck | Mgmt | For | For | |||
8 | Elect Director Jane E. Shaw | Mgmt | For | For | |||
9 | Elect Director John L. Thornton | Mgmt | For | For | |||
10 | Elect Director Frank D. Yeary | Mgmt | For | For | |||
11 | Elect Director David B. Yoffie | Mgmt | For | For | |||
12 | Ratify Auditors | Mgmt | For | For | |||
13 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
14 | Approve Stock Option Exchange Program | Mgmt | For | For | |||
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |||
16 | Provide for Cumulative Voting | ShrHoldr | Against | For | |||
17 | Adopt Policy on Human Rights to Water | ShrHoldr | Against | Against | |||
04/28/09 AGM | International Business Machines Corp. | 459200101 | 2/27/2009 | 36,000 | |||
1.1 | Elect Director A. J. P. Belda | Mgmt | For | For | |||
1.2 | Elect Director C. Black | Mgmt | For | For | |||
1.3 | Elect Director W. R. Brody | Mgmt | For | For | |||
1.4 | Elect Director K. I. Chenault | Mgmt | For | For | |||
1.5 | Elect Director M. L. Eskew | Mgmt | For | For | |||
1.6 | Elect Director S. A. Jackson | Mgmt | For | For | |||
1.7 | Elect Director T. Nishimuro | Mgmt | For | For | |||
1.8 | Elect Director J. W. Owens | Mgmt | For | For | |||
1.9 | Elect Director S. J. Palmisano | Mgmt | For | For | |||
1.10 | Elect Director J. E. Spero | Mgmt | For | For | |||
1.11 | Elect Director S. Taurel | Mgmt | For | For | |||
1.12 | Elect Director L. H. Zambrano | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | |||
4 | Provide for Cumulative Voting | ShrHoldr | Against | For | |||
5 | Review Executive Compensation | ShrHoldr | Against | For | |||
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
02/13/09 AGM | Jack In the Box Inc. | 466367109 | 12/19/2008 | 69,800 | |||
1.1 | Elect Director Michael E. Alpert | Mgmt | For | For | |||
1.2 | Elect Director David L. Goebel | Mgmt | For | For | |||
1.3 | Elect Director Anne B. Gust | Mgmt | For | For | |||
1.4 | Elect Director Murray H. Hutchison | Mgmt | For | For | |||
1.5 | Elect Director Linda A. Lang | Mgmt | For | For | |||
1.6 | Elect Director Michael W. Murphy | Mgmt | For | For | |||
1.7 | Elect Director David M. Tehle | Mgmt | For | For | |||
1.8 | Elect Director Winifred M. Webb | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
04/23/09 AGM | Johnson & Johnson | 478160104 | 2/24/2009 | 56,200 | |||
1.1 | Elect Director Mary Sue Coleman | Mgmt | For | For | |||
1.2 | Elect Director James G. Cullen | Mgmt | For | For | |||
1.3 | Elect Director Michael M.E. Johns | Mgmt | For | For | |||
1.4 | Elect Director Arnold G. Langbo | Mgmt | For | For | |||
1.5 | Elect Director Susan L. Lindquist | Mgmt | For | For | |||
1.6 | Elect Director Leo F. Mullin | Mgmt | For | For | |||
1.7 | Elect Director Wiliam D. Perez | Mgmt | For | For | |||
1.8 | Elect Director Charles Prince | Mgmt | For | For | |||
1.9 | Elect Director David Satcher | Mgmt | For | For | |||
1.10 | Elect Director William C. Weldon | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
05/19/09 AGM | JPMorgan Chase & Co. | 46625H100 | 3/20/2009 | 57,900 | |||
1.1 | Elect Director Crandall C. Bowles | Mgmt | For | For | |||
1.2 | Elect Director Stephen B. Burke | Mgmt | For | For | |||
1.3 | Elect Director David M. Cote | Mgmt | For | For | |||
1.4 | Elect Director James S. Crown | Mgmt | For | For | |||
1.5 | Elect Director James Dimon | Mgmt | For | For | |||
1.6 | Elect Director Ellen V. Futter | Mgmt | For | For | |||
1.7 | Elect Director William H. Gray, III | Mgmt | For | For | |||
1.8 | Elect Director Laban P. Jackson, Jr. | Mgmt | For | For | |||
1.9 | Elect Director David C. Novak | Mgmt | For | For | |||
1.10 | Elect Director Lee R. Raymond | Mgmt | For | For | |||
1.11 | Elect Director William C. Weldon | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |||
4 | Disclose Prior Government Service | ShrHoldr | Against | Against | |||
5 | Provide for Cumulative Voting | ShrHoldr | Against | For | |||
6 | Amend Articles/Bylaws/Charter -- Call Special Meetings | ShrHoldr | Against | For | |||
7 | Report on Predatory Lending Policies | ShrHoldr | Against | Against | |||
8 | Amend Key Executive Performance Plan | ShrHoldr | Against | For | |||
9 | Stock Retention/Holding Period | ShrHoldr | Against | For | |||
10 | Prepare Carbon Principles Report | ShrHoldr | Against | Against | |||
05/21/09 AGM | KeyCorp | 493267108 | 3/24/2009 | 24,499 | |||
1.1 | Elect Director William G. Bares | Mgmt | For | For | |||
1.2 | Elect Director Carol A. Cartwright | Mgmt | For | For | |||
1.3 | Elect Director Kristen L. Manos | Mgmt | For | For | |||
1.4 | Elect Director Thomas C. Stevens | Mgmt | For | For | |||
2 | Require Majority Vote for Election of Directors | Mgmt | For | For | |||
3 | Amend Votes Per Share of Existing Stock | Mgmt | For | For | |||
4 | Ratify Auditors | Mgmt | For | For | |||
5 | Advisory Vote to Ratify Named Executive Officer's Compensation | Mgmt | For | For | |||
05/20/09 AGM | Kraft Foods Inc | 50075N104 | 3/12/2009 | 35,449 | |||
1.1 | Elect Director Ajay Banga | Mgmt | For | Against | |||
1.2 | Elect Director Myra M. Hart | Mgmt | For | For | |||
1.3 | Elect Director Lois D. Juliber | Mgmt | For | For | |||
1.4 | Elect Director Mark D. Ketchum | Mgmt | For | For | |||
1.5 | Elect Director Richard A. Lerner | Mgmt | For | For | |||
1.6 | Elect Director John C. Pope | Mgmt | For | For | |||
1.7 | Elect Director Fredric G. Reynolds | Mgmt | For | For | |||
1.8 | Elect Director Irene B. Rosenfeld | Mgmt | For | For | |||
1.9 | Elect Director Deborah C. Wright | Mgmt | For | For | |||
1.10 | Elect Director Frank G. Zarb | Mgmt | For | For | |||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | ShrHoldr | Against | For | |||
05/06/09 AGM | Laboratory Corporation of America Holdings | 50540R409 | 3/13/2009 | 15,500 | |||
1 | Elect Director Thomas P. Mac Mahon | Mgmt | For | For | |||
2 | Elect Director Kerrii B. Anderson | Mgmt | For | For | |||
3 | Elect Director Jean-Luc Belingard | Mgmt | For | Against | |||
4 | Elect Director David P. King | Mgmt | For | For | |||
5 | Elect Director Wendy E. Lane | Mgmt | For | For | |||
6 | Elect Director Robert E. Mittelstaedt, Jr. | Mgmt | For | For | |||
7 | Elect Director Arthur H. Rubenstein | Mgmt | For | For | |||
8 | Elect Director M. Keith Weikel | Mgmt | For | For | |||
9 | Elect Director R. Sanders Williams | Mgmt | For | For | |||
10 | Ratify Auditors | Mgmt | For | For | |||
04/30/09 AGM | LINCOLN EDUCATIONAL SERVICES CORP | 533535100 | 3/17/2009 | 82,500 | |||
1.1 | Elect Director Peter S. Burgess | Mgmt | For | For | |||
1.2 | Elect Director David F. Carney | Mgmt | For | For | |||
1.3 | Elect Director Paul E. Glaske | Mgmt | For | Withhold | |||
1.4 | Elect Director Shaun E. McAlmont | Mgmt | For | For | |||
1.5 | Elect Director J. Barry Morrow | Mgmt | For | For | |||
1.6 | Elect Director James J. Burke, Jr. | Mgmt | For | Withhold | |||
1.7 | Elect Director Celia H. Currin | Mgmt | For | For | |||
1.8 | Elect Director Charles F. Kalmbach | Mgmt | For | Withhold | |||
1.9 | Elect Director Alexis P. Michas | Mgmt | For | Withhold | |||
1.10 | Elect Director Jerry G. Rubenstein | Mgmt | For | For | |||
2 | Amend Non-Employee Director Restricted Stock Plan | Mgmt | For | Against | |||
3 | Ratify Auditors | Mgmt | For | For | |||
04/23/09 AGM | Lockheed Martin Corp. | 539830109 | 3/2/2009 | 19,000 | |||
1.1 | Elect Director E. C. "Pete" Aldrige, Jr. | Mgmt | For | Against | |||
1.2 | Elect Director Nolan D. Archibald | Mgmt | For | Against | |||
1.3 | Elect Director David B. Burritt | Mgmt | For | For | |||
1.4 | Elect Director James O. Ellis, Jr. | Mgmt | For | For | |||
1.5 | Elect Director Gwendolyn S. King | Mgmt | For | For | |||
1.6 | Elect Director James M. Loy | Mgmt | For | For | |||
1.7 | Elect Director Douglas H. McCorkindale | Mgmt | For | Against | |||
1.8 | Elect Director Joseph W. Ralston | Mgmt | For | For | |||
1.9 | Elect Director Frank Savage | Mgmt | For | For | |||
1.10 | Elect Director James Schneider | Mgmt | For | Against | |||
1.11 | Elect Director Anne Stevens | Mgmt | For | Against | |||
1.12 | Elect Director Robert J. Stevens | Mgmt | For | For | |||
1.13 | Elect Director James R. Ukropina | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Reduce Supermajority Vote Requirement | Mgmt | For | For | |||
4 | Report on Space-based Weapons Program | ShrHoldr | Against | Against | |||
5 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | ShrHoldr | Against | For | |||
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
04/29/09 AGM | Luxottica Group S.p.A. | 55068R202 | TNA | 3/26/2009 | 0 | ||
Meeting for ADR Holders | |||||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | TNA | |||
2 | Approve Allocation of Income | Mgmt | For | TNA | |||
Elect Directors, Fix Their Number, and Approve Their Remuneration | |||||||
3.1 | Slate Submitted by Delfin Sarl | Mgmt | TNA | ||||
3.2 | Slate Submitted by Institutional Investors | Mgmt | TNA | ||||
Appoint Internal Statutory Auditors and Approve Auditors' Remuneration | |||||||
4.1 | Slate Submitted by Delfin Sarl | Mgmt | TNA | ||||
4.2 | Slate Submitted by Institutional Investors | Mgmt | TNA | ||||
07/15/08 EGM | Macrovision Solutions Corp. | 55611C108 | 6/9/2008 | 27,000 | |||
1 | Approve Omnibus Stock Plan | Mgmt | For | For | |||
2 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For | For | |||
04/29/09 AGM | Marathon Oil Corp | 565849106 | 3/2/2009 | 24,886 | |||
1.1 | Elect Director Charles F. Bolden, Jr. | Mgmt | For | For | |||
1.2 | Elect Director Gregory H. Boyce | Mgmt | For | For | |||
1.3 | Elect Director Clarence P. Cazalot, Jr. | Mgmt | For | For | |||
1.4 | Elect Director David A. Daberko | Mgmt | For | For | |||
1.5 | Elect Director William L. Davis | Mgmt | For | For | |||
1.6 | Elect Director Shirley Ann Jackson | Mgmt | For | For | |||
1.7 | Elect Director Philip Lader | Mgmt | For | For | |||
1.8 | Elect Director Charles R. Lee | Mgmt | For | For | |||
1.9 | Elect Director Michael E. J. Phelps | Mgmt | For | For | |||
1.10 | Elect Director Dennis H. Reilley | Mgmt | For | For | |||
1.11 | Elect Director Seth E. Schofield | Mgmt | For | For | |||
1.12 | Elect Director John W. Snow | Mgmt | For | For | |||
1.13 | Elect Director Thomas J. Usher | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Amend Bylaws-- Call Special Meetings | ShrHoldr | Against | For | |||
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
05/27/09 AGM | McDonald's Corp. | 580135101 | 3/30/2009 | 34,900 | |||
1 | Elect Director Robert A. Eckert | Mgmt | For | For | |||
2 | Elect Director Enrique Hernandez, Jr. | Mgmt | For | For | |||
3 | Elect Director Jeanne P. Jackson | Mgmt | For | For | |||
4 | Elect Director Andrew J. McKenna | Mgmt | For | For | |||
5 | Ratify Auditors | Mgmt | For | For | |||
6 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
7 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | |||
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
9 | Phase out Sales of Eggs from Battery Cage Hens | ShrHoldr | Against | Against | |||
08/21/08 AGM | Medtronic, Inc. | 585055106 | 6/23/2008 | 20,200 | |||
1.1 | Elect Director Victor J. Dzau | Mgmt | For | For | |||
1.2 | Elect Director William A. Hawkins | Mgmt | For | For | |||
1.3 | Elect Director Shirley A. Jackson | Mgmt | For | For | |||
1.4 | Elect Director Denise M. O'Leary | Mgmt | For | For | |||
1.5 | Elect Director Jean-Pierre Rosso | Mgmt | For | For | |||
1.6 | Elect Director Jack W. Schuler | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Approve Omnibus Stock Plan | Mgmt | For | For | |||
04/28/09 AGM | Merck & Co., Inc. | 589331107 | 2/27/2009 | 31,900 | |||
1 | Elect Director Leslie A. Brun | Mgmt | For | For | |||
2 | Elect Director Thomas R. Cech | Mgmt | For | For | |||
3 | Elect Director Richard T. Clark | Mgmt | For | For | |||
4 | Elect Director Thomas H. Glocer | Mgmt | For | For | |||
5 | Elect Director Steven F. Goldstone | Mgmt | For | For | |||
6 | Elect Director William B. Harrison, Jr. | Mgmt | For | For | |||
7 | Elect Director Harry R. Jacobson | Mgmt | For | For | |||
8 | Elect Director William N. Kelley | Mgmt | For | For | |||
9 | Elect Director Rochelle B. Lazarus | Mgmt | For | For | |||
10 | Elect Director Carlos E. Represas | Mgmt | For | For | |||
11 | Elect Director Thomas E. Shenk | Mgmt | For | For | |||
12 | Elect Director Anne M. Tatlock | Mgmt | For | For | |||
13 | Elect Director Samuel O. Thier | Mgmt | For | For | |||
14 | Elect Director Wendell P. Weeks | Mgmt | For | For | |||
15 | Elect Director Peter C. Wendell | Mgmt | For | For | |||
16 | Ratify Auditors | Mgmt | For | For | |||
17 | Fix Number of Directors | Mgmt | For | For | |||
18 | Amend Bylaws-- Call Special Meetings | ShrHoldr | Against | For | |||
19 | Require Independent Lead Director | ShrHoldr | Against | Against | |||
20 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
12/05/08 EGM | Merrill Lynch & Co., Inc. | 590188108 | 10/10/2008 | 5,000 | |||
1 | Approve Merger Agreement | Mgmt | For | For | |||
2 | Amend Certificate of Incorporation to Permit Holders of Series 2 and 3 Preferred Stock the Right to vote with Common Stock Holders | Mgmt | For | For | |||
3 | Adjourn Meeting | Mgmt | For | For | |||
11/19/08 AGM | Microsoft Corp. | 594918104 | 9/5/2008 | 107,900 | |||
1 | Elect Director Steven A. Ballmer | Mgmt | For | For | |||
2 | Elect Director James I. Cash, Jr. | Mgmt | For | For | |||
3 | Elect Director Dina Dublon | Mgmt | For | For | |||
4 | Elect Director William H. Gates, III | Mgmt | For | For | |||
5 | Elect Director Raymond V. Gilmartin | Mgmt | For | For | |||
6 | Elect Director Reed Hastings | Mgmt | For | For | |||
7 | Elect Director David F. Marquardt | Mgmt | For | For | |||
8 | Elect Director Charles H. Noski | Mgmt | For | For | |||
9 | Elect Director Helmut Panke | Mgmt | For | For | |||
10 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | |||
11 | Amend Non-Employee Director Omnibus Stock Plan | Mgmt | For | For | |||
12 | Ratify Auditors | Mgmt | For | For | |||
13 | Adopt Policies to Protect Freedom of Access to the Internet | ShrHoldr | Against | Against | |||
14 | Amend Bylaws to Establish a Board Committee on Human Rights | ShrHoldr | Against | Against | |||
15 | Report on Charitable Contributions | ShrHoldr | Against | Against | |||
06/24/09 AGM | Mobile Mini, Inc. | 60740F105 | 4/27/2009 | 59,700 | |||
1.1 | Elect Director Stephen A Mcconnell | Mgmt | For | For | |||
1.2 | Elect Director Jeffrey S. Goble | Mgmt | For | For | |||
1.3 | Elect Director Michael E. Donovan | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Amend Omnibus Stock Plan | Mgmt | For | Against | |||
02/09/09 EGM | Morgan Stanley | 617446448 | 12/15/2008 | 46,100 | |||
1 | Approve Conversion of Securities | Mgmt | For | For | |||
2 | Adjourn Meeting | Mgmt | For | For | |||
04/29/09 AGM | Morgan Stanley | 617446448 | 3/4/2009 | 46,100 | |||
1.1 | Elect Director Roy J. Bostock | Mgmt | For | Against | |||
1.2 | Elect Director Erskine B. Bowles | Mgmt | For | For | |||
1.3 | Elect Director Howard J. Davies | Mgmt | For | For | |||
1.4 | Elect Director Nobuyuki Hirano | Mgmt | For | For | |||
1.5 | Elect Director C. Robert Kidder | Mgmt | For | For | |||
1.6 | Elect Director John J. Mack | Mgmt | For | For | |||
1.7 | Elect Director Donald T. Nicolaisen | Mgmt | For | For | |||
1.8 | Elect Director Charles H. Noski | Mgmt | For | For | |||
1.9 | Elect Director Hutham S. Olayan | Mgmt | For | For | |||
1.10 | Elect Director Charles E. Phillips, Jr. | Mgmt | For | For | |||
1.11 | Elect Director Griffith Sexton | Mgmt | For | For | |||
1.12 | Elect Director Laura D. Tyson | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |||
4 | Amend Omnibus Stock Plan | Mgmt | For | Against | |||
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | ShrHoldr | Against | For | |||
6 | Require Independent Board Chairman | ShrHoldr | Against | For | |||
05/19/09 AGM | Morgans Hotel Group Company | 61748W108 | 3/27/2009 | 135,300 | |||
1.1 | Elect Director Deepak Chopra | Mgmt | For | Withhold | |||
1.2 | Elect Director Robert Friedman | Mgmt | For | Withhold | |||
1.3 | Elect Director Jeffrey M. Gault | Mgmt | For | Withhold | |||
1.4 | Elect Director Marc Gordon | Mgmt | For | Withhold | |||
1.5 | Elect Director David T. Hamamoto | Mgmt | For | Withhold | |||
1.6 | Elect Director Thomas L. Harrison | Mgmt | For | Withhold | |||
1.7 | Elect Director Fred J. Kleisner | Mgmt | For | Withhold | |||
1.8 | Elect Director Edwin L. Knetzger, III | Mgmt | For | Withhold | |||
1.9 | Elect Director Michael D. Malone | Mgmt | For | Withhold | |||
1.10 | Elect Director David J. Moore | Mgmt | For | Withhold | |||
2 | Ratify Auditors | Mgmt | For | For | |||
06/10/09 AGM | NCI INC | 62886K104 | 4/20/2009 | 21,950 | |||
1.1 | Elect Director Charles K. Narang | Mgmt | For | For | |||
1.2 | Elect Director Terry W. Glasgow | Mgmt | For | For | |||
1.3 | Elect Director James P. Allen | Mgmt | For | For | |||
1.4 | Elect Director John E. Lawler | Mgmt | For | For | |||
1.5 | Elect Director Paul V. Lombardi | Mgmt | For | For | |||
1.6 | Elect Director J. Patrick McMahon | Mgmt | For | For | |||
1.7 | Elect Director Gurvinder P. Singh | Mgmt | For | For | |||
1.8 | Elect Director Stephen L. Waechter | Mgmt | For | For | |||
1.9 | Elect Director Daniel R. Young | Mgmt | For | For | |||
2 | Amend Omnibus Stock Plan | Mgmt | For | Against | |||
3 | Ratify Auditors | Mgmt | For | For | |||
06/10/09 AGM | New York Community Bancorp, Inc. | 649445103 | 4/16/2009 | 67,800 | |||
1.1 | Elect Director Maureen E. Clancy | Mgmt | For | For | |||
1.2 | Elect Director Robert S. Farrell | Mgmt | For | For | |||
1.3 | Elect Director Joseph R. Ficalora | Mgmt | For | For | |||
1.4 | Elect Director James J. O'Donovan | Mgmt | For | For | |||
1.5 | Elect Director Hanif W. Dahya | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
04/20/09 AGM | NewAlliance Bancshares, Inc. | 650203102 | 3/9/2009 | 88,200 | |||
1.1 | Elect Director Robert J. Lyons, Jr. | Mgmt | For | For | |||
1.2 | Elect Director Eric A. Marziali | Mgmt | For | For | |||
1.3 | Elect Director Julia M. McNamara | Mgmt | For | For | |||
1.4 | Elect Director Peyton R. Patterson | Mgmt | For | For | |||
1.5 | Elect Director Gerald B. Rosenberg | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Other Business | Mgmt | For | Against | |||
05/05/09 AGM | Newell Rubbermaid Inc. | 651229106 | 3/13/2009 | 27,400 | |||
1.1 | Elect Director Thomas E. Clarke | Mgmt | For | For | |||
1.2 | Elect Director Domenico De Sole | Mgmt | For | For | |||
1.3 | Elect Director Elizabeth Cuthbert-Millett | Mgmt | For | For | |||
1.4 | Elect Director Steven J. Strobel | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
03/17/09 EGM | Noble Corporation | G65422100 | 2/10/2009 | 48,800 | |||
1 | Change Country of Incorporation to Switzerland Through a Scheme of Arrangement | Mgmt | For | For | |||
2 | Adjourn Meeting | Mgmt | For | For | |||
05/28/09 AGM | Noble Corporation | H5833N103 | TNA | 4/14/2009 | 0 | ||
This is a duplicate meeting for ballots received via the Broadridge North American Ballot Distribution System | |||||||
1 | Approval Of The Payment Of A Dividend Through A Reduction Of Thepar Value Of The Shares In An Amount Equal To Swiss Francs 0.25 | Mgmt | For | TNA | |||
2.1 | Director Julie H. Edwards | Mgmt | For | TNA | |||
2.2 | Director Marc E. Leland | Mgmt | For | TNA | |||
2.3 | Director David W. Williams | Mgmt | For | TNA | |||
3 | Approval Of The Appointment Of Pricewaterhousecoopers Llp Asnoble Corporation S Independent Registered Public Accountingfirm For 2009 | Mgmt | For | TNA | |||
4 | Amend Articles Re: (Non-Routine) | Mgmt | For | TNA | |||
04/23/09 AGM | Nokia Corp. | 654902204 | 2/17/2009 | 87,500 | |||
Meeting for ADR Holders | |||||||
1 | Open Meeting | ||||||
2 | Calling the Meeting to Order | ||||||
3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | ||||||
4 | Acknowledge Proper Convening of Meeting | ||||||
5 | Prepare and Approve List of Shareholders | ||||||
6 | Receive Financial Statements and Statutory Reports; Receive CEO's Review | ||||||
7 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | |||
8 | Approve Allocation of Income and Dividends of EUR 0.40 Per Share | Mgmt | For | For | |||
9 | Approve Discharge of Board and President | Mgmt | For | For | |||
10 | Approve Remuneration of Directors in the Amount of EUR 440,000 for Chairman, EUR 150,000 for Vice Chairman, and EUR 130,000 for Other Directors; Approve Remuneration for Committee Work | Mgmt | For | For | |||
11 | Fix Number of Directors at 11 | Mgmt | For | For | |||
12.1 | Reelect Georg Ehrnrooth as Director | Mgmt | For | For | |||
12.2 | Reelect Lalita D. Gupte as Director | Mgmt | For | For | |||
12.3 | Reelect Bengt Holmstrom as Director | Mgmt | For | For | |||
12.4 | Reelect Henning Kagermann as Director | Mgmt | For | For | |||
12.5 | Reelect Olli-Pekka Kallasvuo as Director | Mgmt | For | For | |||
12.6 | Reelect Per Karlsson as Director | Mgmt | For | For | |||
12.7 | Reelect Jorma Ollila as Director | Mgmt | For | For | |||
12.8 | Reelect Marjorie Scardino as Director | Mgmt | For | For | |||
12.9 | Reelect Risto Siilasmaa as Director | Mgmt | For | For | |||
12.10 | Reelect Keijo Suila as Directors as Director | Mgmt | For | For | |||
12.11 | Elect Isabel Marey-Semper as New Director | Mgmt | For | For | |||
13 | Approve Remuneration of Auditors | Mgmt | For | For | |||
14 | Ratify PricewaterhouseCoopers Oy as Auditors | Mgmt | For | For | |||
15 | Authorize Repurchase of up to 360 Million Nokia Shares | Mgmt | For | For | |||
16 | Close Meeting | ||||||
17 | MARK THE FOR BOX IF YOU WISH TO INSTRUCT THE DEPOSITARY TO GIVE A PROXY TO LEENA SIIRALA OR ESA NIINIMAKI, BOTH LEGALCOUNSELS OF NOKIA CORPORATION, TO VOTE, IN THEIR DISCRETION, ONYOUR BEHALF ONLY UPON ITEM 17. | Mgmt | Against | ||||
05/20/09 AGM | Northrop Grumman Corp. | 666807102 | 3/24/2009 | 25,400 | |||
1 | Elect Director Lewis W. Coleman | Mgmt | For | For | |||
2 | Elect Director Thomas B. Fargo | Mgmt | For | For | |||
3 | Elect Director Victor H. Fazio | Mgmt | For | For | |||
4 | Elect Director Donald E. Felsinger | Mgmt | For | For | |||
5 | Elect Director Stephen E. Frank | Mgmt | For | For | |||
6 | Elect Director Bruce S. Gordon | Mgmt | For | For | |||
7 | Elect Director Madeleine Kleiner | Mgmt | For | For | |||
8 | Elect Director Karl J. Krapek | Mgmt | For | For | |||
9 | Elect Director Richard B. Myers | Mgmt | For | For | |||
10 | Elect Director Aulana L. Peters | Mgmt | For | For | |||
11 | Elect Director Kevin W. Sharer | Mgmt | For | For | |||
12 | Elect Director Ronald D. Sugar | Mgmt | For | For | |||
13 | Ratify Auditors | Mgmt | For | For | |||
14 | Report on Space-based Weapons Program | ShrHoldr | Against | Against | |||
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | ShrHoldr | Against | For | |||
05/18/09 AGM | Nu Skin Enterprises Inc. | 67018T105 | 3/31/2009 | 188,100 | |||
1.1 | Elect Director Nevin N. Andersen | Mgmt | For | For | |||
1.2 | Elect Director Daniel W. Campbell | Mgmt | For | For | |||
1.3 | Elect Director E.J. "Jake" Garn | Mgmt | For | Withhold | |||
1.4 | Elect Director M. Truman Hunt | Mgmt | For | For | |||
1.5 | Elect Director Andrew D. Lipman | Mgmt | For | Withhold | |||
1.6 | Elect Director Steven J. Lund | Mgmt | For | For | |||
1.7 | Elect Director Patricia A. Negron | Mgmt | For | Withhold | |||
1.8 | Elect Director Thomas R. Pisano | Mgmt | For | For | |||
1.9 | Elect Director Blake M. Roney | Mgmt | For | For | |||
1.10 | Elect Director Sandra N. Tillotson | Mgmt | For | For | |||
1.11 | Elect Director David D. Ussery | Mgmt | For | Withhold | |||
2 | Ratify Auditors | Mgmt | For | For | |||
03/04/09 AGM | Parametric Technology Corp. | 699173209 | 1/5/2009 | 69,500 | |||
1.1 | Elect Director Donald K. Grierson | Mgmt | For | For | |||
1.2 | Elect Director James E. Heppelmann | Mgmt | For | For | |||
1.3 | Elect Director Oscar B. Marx, III | Mgmt | For | For | |||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
05/06/09 AGM | PepsiCo, Inc. | 713448108 | 3/6/2009 | 32,400 | |||
1 | Elect Director S.L. Brown | Mgmt | For | For | |||
2 | Elect Director I.M. Cook | Mgmt | For | For | |||
3 | Elect Director D. Dublon | Mgmt | For | For | |||
4 | Elect Director V.J. Dzau | Mgmt | For | For | |||
5 | Elect Director R.L. Hunt | Mgmt | For | For | |||
6 | Elect Director A. Ibarguen | Mgmt | For | For | |||
7 | Elect Director A.C. Martinez | Mgmt | For | For | |||
8 | Elect Director I.K. Nooyi | Mgmt | For | For | |||
9 | Elect Director S.P. Rockefeller | Mgmt | For | For | |||
10 | Elect Director J.J. Schiro | Mgmt | For | Against | |||
11 | Elect Director L.G. Trotter | Mgmt | For | For | |||
12 | Elect Director D.Vasella | Mgmt | For | For | |||
13 | Elect Director M.D. White | Mgmt | For | For | |||
14 | Ratify Auditors | Mgmt | For | For | |||
15 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | |||
16 | Report on Recycling | ShrHoldr | Against | Against | |||
17 | Report on Genetically Engineered Products | ShrHoldr | Against | Against | |||
18 | Report on Charitable Contributions | ShrHoldr | Against | Against | |||
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
04/23/09 AGM | Pfizer Inc. | 717081103 | 2/24/2009 | 134,680 | |||
1.1 | Elect Director Dennis A. Ausiello | Mgmt | For | For | |||
1.2 | Elect Director Michael S. Brown | Mgmt | For | For | |||
1.3 | Elect Director M. Anthony Burns | Mgmt | For | For | |||
1.4 | Elect Director Robert N. Burt | Mgmt | For | For | |||
1.5 | Elect Director W. Don Cornwell | Mgmt | For | For | |||
1.6 | Elect Director William H. Gray, III | Mgmt | For | For | |||
1.7 | Elect Director Constance J. Horner | Mgmt | For | For | |||
1.8 | Elect Director James M. Kilts | Mgmt | For | For | |||
1.9 | Elect Director Jeffrey B. Kindler | Mgmt | For | For | |||
1.10 | Elect Director George A. Lorch | Mgmt | For | For | |||
1.11 | Elect Director Dana G. Mead | Mgmt | For | For | |||
1.12 | Elect Director Suzanne Nora Johnson | Mgmt | For | For | |||
1.13 | Elect Director Stephen W. Sanger | Mgmt | For | For | |||
1.14 | Elect Director William C. Steere, Jr. | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
4 | Limit/Prohibit Executive Stock-Based Awards | ShrHoldr | Against | Against | |||
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
6 | Provide for Cumulative Voting | ShrHoldr | Against | For | |||
7 | Amend Bylaws -- Call Special Meetings | ShrHoldr | Against | For | |||
07/23/08 AGM | PGT INC | 69336V101 | 5/30/2008 | 30,200 | |||
1.1 | Elect Director Daniel Agroskin | Mgmt | For | For | |||
1.2 | Elect Director Richard D. Feintuch | Mgmt | For | For | |||
1.3 | Elect Director Ramsey A. Frank | Mgmt | For | For | |||
1.4 | Elect Director Brett N. Milgrim | Mgmt | For | For | |||
2 | Approve Repricing of Options | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
05/12/09 AGM | PGT INC | 69336V101 | 4/14/2009 | 39,230 | |||
1.1 | Elect Director Paul S. Levy | Mgmt | For | Withhold | |||
1.2 | Elect Director Rodney Hershberger | Mgmt | For | Withhold | |||
1.3 | Elect Director Floyd F. Sherman | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
05/05/09 AGM | Philip Morris International Inc. | 718172109 | 3/10/2009 | 76,300 | |||
1.1 | Elect Director Harold Brown | Mgmt | For | For | |||
1.2 | Elect Director Mathis Cabiallavetta | Mgmt | For | For | |||
1.3 | Elect Director Louis C. Camilleri | Mgmt | For | For | |||
1.4 | Elect Director J. Dudley Fishburn | Mgmt | For | For | |||
1.5 | Elect Director Graham Mackay | Mgmt | For | For | |||
1.6 | Elect Director Sergio Marchionne | Mgmt | For | Against | |||
1.7 | Elect Director Lucio A. Noto | Mgmt | For | For | |||
1.8 | Elect Director Carlos Slim Helu | Mgmt | For | For | |||
1.9 | Elect Director Stephen M. Wolf | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
05/21/09 AGM | Pinnacle Airlines Corp. | 723443107 | 3/26/2009 | 27,000 | |||
1.1 | Elect Director Donald J. Breeding | Mgmt | For | For | |||
1.2 | Elect Director Susan M. Coughlin | Mgmt | For | For | |||
1.3 | Elect Director R. Philip Shannon | Mgmt | For | For | |||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
08/07/08 AGM | Polo Ralph Lauren Corp. | 731572103 | 6/23/2008 | 13,200 | |||
1.1 | Elect Frank A. Bennack, Jr. | Mgmt | For | For | |||
1.2 | Elect Joel L. Fleishman | Mgmt | For | For | |||
1.3 | Elect Terry S. Semel | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
04/16/09 AGM | PPG Industries, Inc. | 693506107 | 2/20/2009 | 12,600 | |||
1.1 | Elect Director Charles E. Bunch | Mgmt | For | For | |||
1.2 | Elect Director Robert Ripp | Mgmt | For | For | |||
1.3 | Elect Director Thomas J. Usher | Mgmt | For | For | |||
1.4 | Elect Director David R. Whitwam | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
04/28/09 AGM | Praxair, Inc. | 74005P104 | 3/2/2009 | 13,400 | |||
1.1 | Elect Director Stephen F. Angel | Mgmt | For | For | |||
1.2 | Elect Director Nance K. Dicciani | Mgmt | For | For | |||
1.3 | Elect Director Edward G. Galante | Mgmt | For | For | |||
1.4 | Elect Director Claire W. Gargalli | Mgmt | For | For | |||
1.5 | Elect Director Ira D. Hall | Mgmt | For | For | |||
1.6 | Elect Director Raymond W. LeBoeuf | Mgmt | For | For | |||
1.7 | Elect Director Larry D. McVay | Mgmt | For | For | |||
1.8 | Elect Director Wayne T. Smith | Mgmt | For | For | |||
1.9 | Elect Director H. Mitchell Watson, Jr. | Mgmt | For | For | |||
1.10 | Elect Director Robert L. Wood | Mgmt | For | For | |||
2 | Approve Omnibus Stock Plan | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
08/12/08 AGM | Precision Castparts Corp. | 740189105 | 6/19/2008 | 13,000 | |||
1.1 | Elect Director Don R. Graber | Mgmt | For | For | |||
1.2 | Elect Director Lester L. Lyles | Mgmt | For | For | |||
2 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For | For | |||
3 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
4 | Ratify Auditors | Mgmt | For | For | |||
03/03/09 EGM | QUALCOMM Inc. | 747525103 | 1/2/2009 | 48,800 | |||
1.1 | Elect Director Barbara T. Alexander | Mgmt | For | For | |||
1.2 | Elect Director Stephen M. Bennett | Mgmt | For | For | |||
1.3 | Elect Director Donald G. Cruickshank | Mgmt | For | For | |||
1.4 | Elect Director Raymond V. Dittamore | Mgmt | For | For | |||
1.5 | Elect Director Thomas W. Horton | Mgmt | For | For | |||
1.6 | Elect Director Irwin Mark Jacobs | Mgmt | For | For | |||
1.7 | Elect Director Paul E. Jacobs | Mgmt | For | For | |||
1.8 | Elect Director Robert E. Kahn | Mgmt | For | For | |||
1.9 | Elect Director Sherry Lansing | Mgmt | For | For | |||
1.10 | Elect Director Duane A. Nelles | Mgmt | For | For | |||
1.11 | Elect Director Marc I. Stern | Mgmt | For | For | |||
1.12 | Elect Director Brent Scowcroft | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
05/28/09 AGM | Raytheon Co. | 755111507 | 4/3/2009 | 25,400 | |||
1 | Elect Director Vernon E. Clark | Mgmt | For | Against | |||
2 | Elect Director John M. Deutch | Mgmt | For | For | |||
3 | Elect Director Frederic M. Poses | Mgmt | For | Against | |||
4 | Elect Director Michael C. Ruettgers | Mgmt | For | For | |||
5 | Elect Director Ronald L. Skates | Mgmt | For | For | |||
6 | Elect Director William R. Spivey | Mgmt | For | Against | |||
7 | Elect Director Linda G. Stuntz | Mgmt | For | For | |||
8 | Elect Director William H. Swanson | Mgmt | For | For | |||
9 | Ratify Auditors | Mgmt | For | For | |||
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
11 | Amend Articles/Bylaws/Charter -- Call Special Meetings | ShrHoldr | Against | For | |||
12 | Provide for Cumulative Voting | ShrHoldr | Against | For | |||
13 | Adopt Principles for Health Care Reform | ShrHoldr | Against | Against | |||
14 | Submit SERP to Shareholder Vote | ShrHoldr | Against | For | |||
05/14/09 AGM | Republic Services, Inc. | 760759100 | 3/16/2009 | 15,210 | |||
1.1 | Elect Director James E. O'Connor | Mgmt | For | For | |||
1.2 | Elect Director John W. Croghan | Mgmt | For | For | |||
1.3 | Elect Director James W. Crownover | Mgmt | For | For | |||
1.4 | Elect Director William J. Flynn | Mgmt | For | For | |||
1.5 | Elect Director David I. Foley | Mgmt | For | For | |||
1.6 | Elect Director Nolan Lehmann | Mgmt | For | For | |||
1.7 | Elect Director W. Lee Nutter | Mgmt | For | For | |||
1.8 | Elect Director Ramon A. Rodriguez | Mgmt | For | For | |||
1.9 | Elect Director Allan C. Sorensen | Mgmt | For | For | |||
1.10 | Elect Director John M. Trani | Mgmt | For | For | |||
1.11 | Elect Director Michael W. Wickham | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | |||
4 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For | For | |||
10/10/08 AGM | RPM International Inc. | 749685103 | 8/15/2008 | 63,700 | |||
1.1 | Elect Director Frederick R. Nance | Mgmt | For | For | |||
1.2 | Elect Director Charles A. Ratner | Mgmt | For | For | |||
1.3 | Elect Director William B. Summers, Jr. | Mgmt | For | For | |||
1.4 | Elect Director Jerry Sue Thornton | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
10/08/08 AGM | Ruby Tuesday, Inc. | 781182100 | 8/11/2008 | 67,500 | |||
1.1 | Elect Director R. Brad Martin | Mgmt | For | For | |||
1.2 | Elect Director Stephen I. Sadove | Mgmt | For | For | |||
1.3 | Elect Director James A. Haslam, III | Mgmt | For | For | |||
2 | Amend Non-Employee Director Omnibus Stock Plan | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
05/13/09 AGM | Safeway Inc. | 786514208 | 3/16/2009 | 97,100 | |||
1.1 | Elect Director Steven A. Burd | Mgmt | For | For | |||
1.2 | Elect Director Janet E. Grove | Mgmt | For | For | |||
1.3 | Elect Director Mohan Gyani | Mgmt | For | For | |||
1.4 | Elect Director Paul Hazen | Mgmt | For | For | |||
1.5 | Elect Director Frank C. Herringer | Mgmt | For | For | |||
1.6 | Elect Director Robert I. MacDonnell | Mgmt | For | For | |||
1.7 | Elect Director Kenneth W. Oder | Mgmt | For | For | |||
1.8 | Elect Director Rebecca A. Stirn | Mgmt | For | For | |||
1.9 | Elect Director William Y. Tauscher | Mgmt | For | For | |||
1.10 | Elect Director Raymond G. Viault | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Provide for Cumulative Voting | ShrHoldr | Against | For | |||
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | ShrHoldr | Against | For | |||
5 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | ShrHoldr | Against | For | |||
04/17/09 MIX | Sanofi Aventis | 80105N105 | 3/16/2009 | 33,700 | |||
Meeting for ADR Holders | |||||||
Ordinary Business | |||||||
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | |||
2 | Accept Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | |||
3 | Approve Allocation of Income and Dividends of EUR 2.20 per Share | Mgmt | For | For | |||
4 | Ratify Appointment of Chris Viehbacher as Director | Mgmt | For | For | |||
5 | Approve Auditors' Special Report Regarding Related-Party Transactions | Mgmt | For | Against | |||
6 | Approve Transaction with Chris Viehbacher Re: Severance Payments | Mgmt | For | Against | |||
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | |||
Special Business | |||||||
8 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.3 Billion | Mgmt | For | For | |||
9 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 500 Million | Mgmt | For | For | |||
10 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Mgmt | For | For | |||
11 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Mgmt | For | For | |||
12 | Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value | Mgmt | For | For | |||
13 | Approve Employee Stock Purchase Plan | Mgmt | For | For | |||
14 | Authorize up to 2.5 Percent of Issued Capital for Use in Stock Option Plan | Mgmt | For | Against | |||
15 | Authorize up to 1.0 Percent of Issued Capital for Use in Restricted Stock Plan | Mgmt | For | Against | |||
16 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | |||
17 | Amend Article 15 of the Bylaws Re: Audit Committee | Mgmt | For | For | |||
18 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | |||
11/28/08 AGM | Sasol Ltd. | 803866300 | 10/21/2008 | 0 | |||
Meeting for ADR Holders | |||||||
1 | Accept Financial Statements and Statutory Reports for Year Ended June 30, 2008 | Mgmt | For | ||||
2.1 | Reelect LPA Davies as Director | Mgmt | For | ||||
2.2 | Reelect AM Mokaba as Director | Mgmt | For | ||||
2.3 | Reelect TH Nyasulu as Director | Mgmt | For | ||||
2.4 | Reelect KC Ramon as Director | Mgmt | For | ||||
3.1 | Reelect BP Connellan as Director | Mgmt | For | ||||
3.2 | Reelect MSV Gantsho as Director | Mgmt | For | ||||
3.3 | Reelect A Jain as Director | Mgmt | For | ||||
3.4 | Reelect JE Schrempp as Director | Mgmt | For | ||||
4 | Reappoint KPMG, Inc. as Auditors | Mgmt | For | ||||
5 | Amend Article160 of the Articles of Association Re: Approve Substitution of Rights, Privileges and Conditions Attached to the Sasol Preferred Ordinary Shares | Mgmt | For | ||||
6 | Authorize Repurchase of 31.5 Million Ordinary Shares from Sasol Investment Company (Pty) Limited | Mgmt | For | ||||
7 | Authorize Repurchase of Up to 20 Percent of Issued Share Capital | Mgmt | For | ||||
8 | Approve Remuneration of Non-Executive Directors for Year Ended June 30, 2009 | Mgmt | For | ||||
9 | Authorize Board to Ratify and Execute Approved Resolutions | Mgmt | For | ||||
11/13/08 EGM | SI International, Inc. | 78427V102 | 10/6/2008 | 22,300 | |||
1 | Approve Merger Agreement | Mgmt | For | For | |||
2 | Adjourn Meeting | Mgmt | For | For | |||
05/08/09 AGM | St. Jude Medical, Inc. | 790849103 | 3/11/2009 | 16,200 | |||
1.1 | Elect Director John W. Brown | Mgmt | For | For | |||
1.2 | Elect Director Daniel J. Starks | Mgmt | For | For | |||
2 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
06/09/09 AGM | Staples, Inc. | 855030102 | 4/13/2009 | 49,700 | |||
1.1 | Elect Director Basil L. Anderson | Mgmt | For | Against | |||
1.2 | Elect Director Arthur M. Blank | Mgmt | For | Against | |||
1.3 | Elect Director Mary Elizabeth Burton | Mgmt | For | Against | |||
1.4 | Elect Director Justin King | Mgmt | For | Against | |||
1.5 | Elect Director Carol Meyrowitz | Mgmt | For | Against | |||
1.6 | Elect Director Rowland T. Moriarty | Mgmt | For | Against | |||
1.7 | Elect Director Robert C. Nakasone | Mgmt | For | Against | |||
1.8 | Elect Director Ronald L. Sargent | Mgmt | For | Against | |||
1.9 | Elect Director Elizabeth A. Smith | Mgmt | For | For | |||
1.10 | Elect Director Robert E. Sulentic | Mgmt | For | Against | |||
1.11 | Elect Director Vijay Vishwanath | Mgmt | For | Against | |||
1.12 | Elect Director Paul F. Walsh | Mgmt | For | Against | |||
2 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | |||
3 | Amend Nonqualified Employee Stock Purchase Plan | Mgmt | For | For | |||
4 | Ratify Auditors | Mgmt | For | For | |||
5 | Reincorporate in Another State [from Delaware to North Dakota] | ShrHoldr | Against | For | |||
06/10/09 AGM | Steiner Leisure Ltd. | P8744Y102 | 4/15/2009 | 31,700 | |||
1.1 | Elect Clive E. Warshaw as Director | Mgmt | For | For | |||
1.2 | Elect David S. Harris as Director | Mgmt | For | For | |||
2 | Approve 2009 Incentive Plan | Mgmt | For | For | |||
3 | Ratification of the appointement of Ernst & Young LLP as independent auditors for the 2009 fiscal year. | Mgmt | For | For | |||
04/02/09 AGM | Stewart Enterprises, Inc. | 860370105 | 2/6/2009 | 198,300 | |||
1.1 | Elect Director Thomas J. Crawford | Mgmt | For | For | |||
1.2 | Elect Director Thomas M. Kitchen | Mgmt | For | For | |||
1.3 | Elect Director Alden J. McDonald, Jr | Mgmt | For | For | |||
1.4 | Elect Director James W. McFarland | Mgmt | For | For | |||
1.5 | Elect Director Ronald H. Patron | Mgmt | For | For | |||
1.6 | Elect Director Michael O. Read | Mgmt | For | For | |||
1.7 | Elect Director Ashton J. Ryan, Jr. | Mgmt | For | For | |||
1.8 | Elect Director Frank B. Stewart, Jr. | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
06/04/09 MIX | Suncor Energy Inc | 867229106 | 4/28/2009 | 67,400 | |||
1 | Approve Plan of Arrangement - Merger with Petro-Canada | Mgmt | For | For | |||
2 | Amend Stock Option Plan | Mgmt | For | Against | |||
3.1 | Elect Director Mel E. Benson | Mgmt | For | For | |||
3.2 | Elect Director Brian A. Canfield | Mgmt | For | For | |||
3.3 | Elect Director Bryan P. Davies | Mgmt | For | For | |||
3.4 | Elect Director Brian A. Felesky | Mgmt | For | For | |||
3.5 | Elect Director John T. Ferguson | Mgmt | For | For | |||
3.6 | Elect Director W. Douglas Ford | Mgmt | For | For | |||
3.7 | Elect Director Richard L. George | Mgmt | For | For | |||
3.8 | Elect Director John R. Huff | Mgmt | For | For | |||
3.9 | Elect Director M. Ann McCaig | Mgmt | For | For | |||
3.10 | Elect Director Michael W. O'Brien | Mgmt | For | For | |||
3.11 | Elect Director Eira M. Thomas | Mgmt | For | For | |||
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | |||
05/06/09 AGM | Sunstone Hotel Investors, Inc. | 867892101 | 3/13/2009 | 99,272 | |||
1.1 | Elect Director Robert A. Alter | Mgmt | For | For | |||
1.2 | Elect Director Arthur L. Buser, Jr. | Mgmt | For | For | |||
1.3 | Elect Director Lewis N. Wolff | Mgmt | For | Withhold | |||
1.4 | Elect Director Z. Jamie Behar | Mgmt | For | For | |||
1.5 | Elect Director Thomas A. Lewis, Jr. | Mgmt | For | For | |||
1.6 | Elect Director Keith M. Locker | Mgmt | For | For | |||
1.7 | Elect Director Keith P. Russell | Mgmt | For | Withhold | |||
2 | Ratify Auditors | Mgmt | For | For | |||
09/22/08 AGM | Symantec Corp. | 871503108 | 7/24/2008 | 94,000 | |||
1.1 | Elect Director Michael A. Brown | Mgmt | For | For | |||
1.2 | Elect Director William T. Coleman | Mgmt | For | For | |||
1.3 | Elect Director Frank E. Dangeard | Mgmt | For | For | |||
1.4 | Elect Director Geraldine B. Laybourne | Mgmt | For | For | |||
1.5 | Elect Director David L. Mahoney | Mgmt | For | For | |||
1.6 | Elect Director Robert S. Miller | Mgmt | For | For | |||
1.7 | Elect Director George Reyes | Mgmt | For | For | |||
1.8 | Elect Director Daniel H. Schulman | Mgmt | For | For | |||
1.9 | Elect Director ohn W. Thompson | Mgmt | For | For | |||
1.10 | Elect Director V. Paul Unruh | Mgmt | For | For | |||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
3 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For | For | |||
4 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | |||
5 | Ratify Auditors | Mgmt | For | For | |||
04/30/09 AGM | TAL International Group, Inc. | 874083108 | 3/17/2009 | 93,300 | |||
1.1 | Elect Director Brian M. Sondey | Mgmt | For | Withhold | |||
1.2 | Elect Director Malcolm P. Baker | Mgmt | For | For | |||
1.3 | Elect Director A. Richard Caputo, Jr. | Mgmt | For | Withhold | |||
1.4 | Elect Director Claude Germain | Mgmt | For | For | |||
1.5 | Elect Director Brian J. Higgins | Mgmt | For | Withhold | |||
1.6 | Elect Director John W. Jordan II | Mgmt | For | Withhold | |||
1.7 | Elect Director Frederic H. Lindeberg | Mgmt | For | For | |||
1.8 | Elect Director David W. Zalaznick | Mgmt | For | Withhold | |||
1.9 | Elect Director Douglas J. Zych | Mgmt | For | Withhold | |||
2 | Ratify Auditors | Mgmt | For | For | |||
05/01/09 AGM | Temple-Inland Inc. | 879868107 | 3/6/2009 | 41,550 | |||
1 | Elect Director Cassandra C. Carr | Mgmt | For | For | |||
2 | Elect Director Richard M. Smith | Mgmt | For | For | |||
3 | Elect Director Arthur Temple III | Mgmt | For | For | |||
4 | Elect Director R.A. Walker | Mgmt | For | For | |||
5 | Ratify Auditors | Mgmt | For | For | |||
05/20/09 AGM | Textainer Group Holdings Ltd | G8766E109 | 4/6/2009 | 59,200 | |||
1.1 | Reelect James A. Owens as Director | Mgmt | For | Against | |||
1.2 | Reelect Isam K. Kabbani as Director | Mgmt | For | Against | |||
1.3 | Reelect James E. McQueen as Director | Mgmt | For | Against | |||
2 | Accept Financial Statements and Statutory Reports (Voting) | Mgmt | For | For | |||
3 | Approve KPMG LLP as Auditors and Authorize Audit Committee to Fix Their Remuneration | Mgmt | For | For | |||
04/22/09 AGM | The Coca-Cola Company | 191216100 | 2/23/2009 | 26,300 | |||
1.1 | Elect Director Herbert A. Allen | Mgmt | For | For | |||
1.2 | Elect Director Ronald W. Allen | Mgmt | For | Against | |||
1.3 | Elect Director Cathleen P. Black | Mgmt | For | Against | |||
1.4 | Elect Director Barry Diller | Mgmt | For | Against | |||
1.5 | Elect Director Alexis M. Herman | Mgmt | For | Against | |||
1.6 | Elect Director Muhtar Kent | Mgmt | For | For | |||
1.7 | Elect Director Donald R. Keough | Mgmt | For | For | |||
1.8 | Elect Director Maria Elena Lagomsino | Mgmt | For | Against | |||
1.9 | Elect Director Donald F. McHenry | Mgmt | For | For | |||
1.10 | Elect Director Sam Nunn | Mgmt | For | For | |||
1.11 | Elect Director James D. Robinson III | Mgmt | For | Against | |||
1.12 | Elect Director Peter V. Ueberroth | Mgmt | For | Against | |||
1.13 | Elect Director Jacob Wallenberg | Mgmt | For | For | |||
1.14 | Elect Director James B. Williams | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
4 | Require Independent Board Chairman | ShrHoldr | Against | For | |||
5 | Amend Bylaws to Establish a Board Committee on Human Rights | ShrHoldr | Against | Against | |||
6 | Performance-Based Awards | ShrHoldr | Against | Against | |||
03/26/09 EGM | The Hartford Financial Services Group, Inc. | 416515104 | 2/5/2009 | 13,324 | |||
1 | Approve Conversion of Securities | Mgmt | For | For | |||
05/27/09 AGM | The Hartford Financial Services Group, Inc. | 416515104 | 3/30/2009 | 13,324 | |||
1.1 | Elect Director Robert B. Allardice, III | Mgmt | For | For | |||
1.2 | Elect Director Ramani Ayer | Mgmt | For | For | |||
1.3 | Elect Director Trevor Fetter | Mgmt | For | For | |||
1.4 | Elect Director Edward J. Kelly, III | Mgmt | For | For | |||
1.5 | Elect Director Paul G. Kirk, Jr. | Mgmt | For | For | |||
1.6 | Elect Director Gail J. McGovern | Mgmt | For | For | |||
1.7 | Elect Director Michael G. Morris | Mgmt | For | For | |||
1.8 | Elect Director Charles B. Strauss | Mgmt | For | For | |||
1.9 | Elect Director H. Patrick Swygert | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Increase Authorized Common Stock | Mgmt | For | For | |||
4 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | |||
04/27/09 AGM | The Lubrizol Corp. | 549271104 | 3/6/2009 | 38,400 | |||
1.1 | Elect Director Forest J. Farmer, Sr. | Mgmt | For | For | |||
1.2 | Elect Director Michael J. Graff | Mgmt | For | For | |||
1.3 | Elect Director James E. Sweetnam | Mgmt | For | For | |||
1.4 | Elect Director Phillip C. Widman | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3.1 | Adopt Majority Voting for Uncontested Election of Directors | Mgmt | For | For | |||
3.2 | Approve Control Share Acquisition | Mgmt | For | For | |||
4.1 | Amend the Regulations Concerning Composition, Term and Election of Directors | Mgmt | For | For | |||
4.2 | Amend the Regulations to Modernize and Clarify Amendments | Mgmt | For | Against | |||
4.3 | Require Advance Notice for Shareholder Proposals/Nominations | Mgmt | For | For | |||
4.4 | Amend the Regulations in Accordance with Ohio Law | Mgmt | For | For | |||
10/14/08 AGM | The Procter & Gamble Company | 742718109 | 8/15/2008 | 21,000 | |||
1.1 | Elect Director Kenneth I. Chenault | Mgmt | For | For | |||
1.2 | Elect Director Scott D. Cook | Mgmt | For | For | |||
1.3 | Elect Director Rajat K. Gupta | Mgmt | For | For | |||
1.4 | Elect Director A.G. Lafley | Mgmt | For | For | |||
1.5 | Elect Director Charles R. Lee | Mgmt | For | For | |||
1.6 | Elect Director Lynn M. Martin | Mgmt | For | For | |||
1.7 | Elect Director W. James McNerney, Jr. | Mgmt | For | For | |||
1.8 | Elect Director Johnathan A. Rodgers | Mgmt | For | For | |||
1.9 | Elect Director Ralph Snyderman | Mgmt | For | For | |||
1.10 | Elect Director Margaret C. Whitman | Mgmt | For | For | |||
1.11 | Elect Director Patricia A. Woertz | Mgmt | For | For | |||
1.12 | Elect Director Ernesto Zedillo | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Adopt Majority Voting for Uncontested Election of Directors | Mgmt | For | For | |||
4 | Rotate Annual Meeting Location | ShrHoldr | Against | For | |||
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | Against | |||
07/18/08 EGM | The South Financial Group Inc. | 837841105 | 6/9/2008 | 34,800 | |||
1 | Approve Conversion of Securities | Mgmt | For | For | |||
2 | Adjourn Meeting | Mgmt | For | For | |||
07/14/08 EGM | The TriZetto Group, Inc. | 896882107 | 5/19/2008 | 24,200 | |||
1 | Approve Merger Agreement | Mgmt | For | For | |||
2 | Adjourn Meeting | Mgmt | For | For | |||
05/20/09 AGM | Thermo Fisher Scientific Inc. | 883556102 | 3/27/2009 | 27,500 | |||
11 | Elect Director Judy C. Lewent | Mgmt | For | For | |||
1.2 | Elect Director Peter J. Manning | Mgmt | For | For | |||
1.3 | Elect Director Jim P. Manzi | Mgmt | For | For | |||
1.4 | Elect Director Elaine S. Ullian | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
04/08/09 AGM | TIBCO Software, Inc. | 88632Q103 | 2/9/2009 | 115,200 | |||
1.1 | Elect Director Vivek Y. Ranadive | Mgmt | For | For | |||
1.2 | Elect Director Eric C.W. Dunn | Mgmt | For | For | |||
1.3 | Elect Director Narendra K. Gupta | Mgmt | For | For | |||
1.4 | Elect Director Peter J. Job | Mgmt | For | For | |||
1.5 | Elect Director Philip K. Wood | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
05/04/09 AGM | Tootsie Roll Industries, Inc. | 890516107 | 3/10/2009 | 14,117 | |||
1.1 | Elect Director Melvin J. Gordon | Mgmt | For | Withhold | |||
1.2 | Elect Director Ellen R. Gordon | Mgmt | For | Withhold | |||
1.3 | Elect Director Lana Jane Lewis-Brent | Mgmt | For | Withhold | |||
1.4 | Elect Director Barre A. Seibert | Mgmt | For | Withhold | |||
1.5 | Elect Director Richard P. Bergeman | Mgmt | For | Withhold | |||
2 | Ratify Auditors | Mgmt | For | For | |||
12/08/08 EGM | Transocean Inc. | G90073100 | 10/27/2008 | 14,470 | |||
This is a duplicate meeting for ballots received via the Broadridge North American ballot distribution system | |||||||
1 | APPROVAL OF THE MERGER TRANSACTION TO BE EFFECTED BY THE SCHEMES OF ARRANGEMENT, ATTACHED TO THE ACCOMPANYING PROXY STATEMENT AS ANNEX B. | Mgmt | For | For | |||
2 | APPROVAL OF THE MOTION TO ADJOURN THE MEETING TO A LATER DATE TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE MEETING TO APPROVE THE MERGER TRANSACTION. | Mgmt | For | For | |||
05/15/09 AGM | Transocean Ltd. | H8817H100 | TNA | 3/18/2009 | 0 | ||
This is a duplicate meeting for ballots received via the Broadridge North American Ballot Distribution System | |||||||
1 | APPROVAL OF THE 2008 ANNUAL REPORT, THE CONSOLIDATED FINANCIALSTATEMENTS OF TRANSOCEAN LTD. FOR FISCAL YEAR 2008 AND THESTATUTORY FINANCIAL STATEMENTS OF TRANSOCEAN LTD. | Mgmt | For | TNA | |||
2 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THEEXECUTIVE OFFICERS FOR FISCAL YEAR 2008 | Mgmt | For | TNA | |||
3 | APPROPRIATION OF THE AVAILABLE RETAINED EARNINGS WITHOUT PAYMENTOF A DIVIDEND TO SHAREHOLDERS FOR FISCAL YEAR 2008 AND RELEASEOF CHF 3.5 BILLION OF LEGAL RESERVES TO OTHER RESERVES. | Mgmt | For | TNA | |||
4 | AUTHORIZATION OF A SHARE REPURCHASE PROGRAM | Mgmt | For | TNA | |||
5 | APPROVAL OF THE LONG-TERM INCENTIVE PLAN OF TRANSOCEAN LTD. INTHE FORM AS AMENDED AND RESTATED EFFECTIVE AS OF 2/12/09 | Mgmt | For | TNA | |||
6 | REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR TERM:W. RICHARD ANDERSON | Mgmt | For | TNA | |||
7 | REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR TERM:RICHARD L. GEORGE | Mgmt | For | TNA | |||
8 | REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR TERM:ROBERT L. LONG | Mgmt | For | TNA | |||
9 | REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR TERM:EDWARD R. MULLER | Mgmt | For | TNA | |||
10 | REELECTION OF CLASS III DIRECTOR FOR A TWO-YEAR TERM:VICTOR E. GRIJALVA | Mgmt | For | TNA | |||
11 | APPOINTMENT OF ERNST & YOUNG LLP AS TRANSOCEAN LTD. SINDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR2009 AND REELECTION OF ERNST & YOUNG LTD., ZURICH, AS TRANSOCEANLTD. S AUDITOR PURSUANT TO THE SWISS CODE OF OBLIGATIONS FOR AFURTHER ONE-YEA | Mgmt | For | TNA | |||
03/12/09 AGM | Tyco International Ltd. | G9143X208 | 1/6/2009 | 27,175 | |||
1.1 | Elect Edward D. Breen as Director | Mgmt | For | For | |||
1.2 | Elect Timothy M. Donahue as Director | Mgmt | For | For | |||
1.3 | Elect Brian Duperreault as Director | Mgmt | For | For | |||
1.4 | Elect Bruce S. Gordon as Director | Mgmt | For | For | |||
1.5 | Elect Rajiv Gupta as Director | Mgmt | For | For | |||
1.6 | Elect John A. Krol as Director | Mgmt | For | For | |||
1.7 | Elect Brendan R. O' Neil as Director | Mgmt | For | For | |||
1.8 | Elect William S. Stavropoulos as Director | Mgmt | For | For | |||
1.9 | Elect Sandra Wijnberg as Director | Mgmt | For | For | |||
1.10 | Elect Jerome B. York as Director | Mgmt | For | For | |||
1.11 | Elect David Yost as Director | Mgmt | For | For | |||
2 | Approve Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | |||
3 | Amend 2004 Stock and Incentive Plan | Mgmt | For | For | |||
03/12/09 EGM | Tyco International Ltd. | G9143X208 | 1/16/2009 | 27,175 | |||
1 | Change of Domicile | Mgmt | For | For | |||
2 | Increase Authorized Capital | Mgmt | For | For | |||
3 | Change Company Name to Tyco International Ltd. | Mgmt | For | For | |||
4 | Amend Corporate Purpose | Mgmt | For | For | |||
5 | Adopt New Articles of Association | Mgmt | For | For | |||
6 | Confirmation of Swiss Law as the Authoritative Governing Legislation | Mgmt | For | For | |||
7 | Approve Schaffhausen, Switzerland as Our Principal Place of Business | Mgmt | For | For | |||
8 | Appoint PriceWaterhouseCoopers AG, Zurich as Special Auditor | Mgmt | For | For | |||
9 | Ratify Deloitte AG as Auditors | Mgmt | For | For | |||
10 | Approve Dividends in the Form of a Capital Reduction | Mgmt | For | For | |||
11 | Adjourn Meeting | Mgmt | For | For | |||
04/21/09 AGM | U.S. Bancorp | 902973304 | 2/23/2009 | 33,300 | |||
1.1 | Elect Director Douglas M. Baker, Jr. | Mgmt | For | For | |||
1.2 | Elect Director Y. Marc Belton | Mgmt | For | For | |||
1.3 | Elect Director Richard K. Davis | Mgmt | For | For | |||
1.4 | Elect Director Joel W. Johnson | Mgmt | For | For | |||
1.5 | Elect Director David O'Maley | Mgmt | For | For | |||
1.6 | Elect Director O'dell M. Owens | Mgmt | For | For | |||
1.7 | Elect Director Craig D. Schnuck | Mgmt | For | For | |||
1.8 | Elect Director Patrick T. Stokes | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |||
04/08/09 AGM | United Technologies Corp. | 913017109 | 2/10/2009 | 38,100 | |||
1.1 | Elect Director Louis R. Chenevert | Mgmt | For | For | |||
1.2 | Elect Director George David | Mgmt | For | For | |||
1.3 | Elect Director John V. Faraci | Mgmt | For | For | |||
1.4 | Elect Director Jean-Pierre Garnier | Mgmt | For | For | |||
1.5 | Elect Director Jamie S. Gorelick | Mgmt | For | For | |||
1.6 | Elect Director Carlos M. Gutierrez | Mgmt | For | For | |||
1.7 | Elect Director Edward A. Kangas | Mgmt | For | For | |||
1.8 | Elect Director Charles R. Lee | Mgmt | For | For | |||
1.9 | Elect Director Richard D. McCormick | Mgmt | For | For | |||
1.10 | Elect Director Harold McGraw III | Mgmt | For | For | |||
1.11 | Elect Director Richard B. Myers | Mgmt | For | For | |||
1.12 | Elect Director H. Patrick Swygert | Mgmt | For | For | |||
1.13 | Elect Director Andre Villeneuve | Mgmt | For | For | |||
1.14 | Elect Director Christine Todd Whitman | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Report on Foreign Military Sales Offsets | ShrHoldr | Against | Against | |||
05/07/09 AGM | Verizon Communications | 92343V104 | 3/9/2009 | 87,600 | |||
1.1 | Elect Director Richard L. Carrion | Mgmt | For | For | |||
1.2 | Elect Director M. Frances Keeth | Mgmt | For | For | |||
1.3 | Elect Director Robert W. Lane | Mgmt | For | For | |||
1.4 | Elect Director Sandra O. Moose | Mgmt | For | For | |||
1.5 | Elect Director Joseph Neubauer | Mgmt | For | For | |||
1.6 | Elect Director Donald T. Nicolaisen | Mgmt | For | For | |||
1.7 | Elect Director Thomas H. O'Brien | Mgmt | For | For | |||
1.8 | Elect Director Clarence Otis, Jr. | Mgmt | For | For | |||
1.9 | Elect Director Hugh B. Price | Mgmt | For | For | |||
1.10 | Elect Director Ivan G. Seidenberg | Mgmt | For | For | |||
1.11 | Elect Director John W. Snow | Mgmt | For | For | |||
1.12 | Elect Director John R. Stafford | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |||
4 | Approve Omnibus Stock Plan | Mgmt | For | For | |||
5 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | |||
6 | Prohibit Executive Stock-Based Awards | ShrHoldr | Against | Against | |||
7 | Amend Articles/Bylaws/Charter -- Call Special Meetings | ShrHoldr | Against | For | |||
8 | Require Independent Board Chairman | ShrHoldr | Against | Against | |||
9 | Provide for Cumulative Voting | ShrHoldr | Against | For | |||
10 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | ShrHoldr | Against | For | |||
06/05/09 AGM | Wal-Mart Stores, Inc. | 931142103 | 4/9/2009 | 48,700 | |||
1 | Elect Director Aida M. Alvarez | Mgmt | For | For | |||
2 | Elect Director James W. Breyer | Mgmt | For | For | |||
3 | Elect Director M. Michele Burns | Mgmt | For | For | |||
4 | Elect Director James I. Cash, Jr. | Mgmt | For | For | |||
5 | Elect Director Roger C. Corbett | Mgmt | For | For | |||
6 | Elect Director Douglas N. Daft | Mgmt | For | For | |||
7 | Elect Director Michael T. Duke | Mgmt | For | For | |||
8 | Elect Director Gregory B. Penner | Mgmt | For | For | |||
9 | Elect Director Allen I. Questrom | Mgmt | For | For | |||
10 | Elect Director H. Lee Scott, Jr. | Mgmt | For | For | |||
11 | Elect Director Arne M. Sorenson | Mgmt | For | For | |||
12 | Elect Director Jim C. Walton | Mgmt | For | For | |||
13 | Elect Director S. Robson Walton | Mgmt | For | For | |||
14 | Elect Director Christopher J. Williams | Mgmt | For | For | |||
15 | Elect Director Linda S. Wolf | Mgmt | For | For | |||
16 | Ratify Auditors | Mgmt | For | For | |||
17 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | ShrHoldr | Against | For | |||
18 | Pay For Superior Performance | ShrHoldr | Against | Against | |||
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
20 | Report on Political Contributions | ShrHoldr | Against | For | |||
21 | Amend Articles/Bylaws/Charter -- Call Special Meetings | ShrHoldr | Against | For | |||
22 | Stock Retention/Holding Period | ShrHoldr | Against | Against | |||
01/14/09 AGM | Walgreen Co. | 931422109 | 11/17/2008 | 68,700 | |||
1.1 | Elect Director William C. Foote | Mgmt | For | For | |||
1.2 | Elect Director Mark P. Frissora | Mgmt | For | For | |||
1.3 | Elect Director Alan G. Mcnally | Mgmt | For | For | |||
1.4 | Elect Director Cordell Reed | Mgmt | For | For | |||
1.5 | Elect Director Nancy M. Schlichting | Mgmt | For | For | |||
1.6 | Elect Director David Y. Schwartz | Mgmt | For | For | |||
1.7 | Elect Director Alejandro Silva | Mgmt | For | For | |||
1.8 | Elect Director James A. Skinner | Mgmt | For | For | |||
1.9 | Elect Director Marilou M. Von Ferstel | Mgmt | For | For | |||
1.10 | Elect Director Charles R. Walgreen III | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | |||
4 | Require Independent Board Chairman | ShrHoldr | Against | For | |||
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
06/16/09 AGM | Websense, Inc. | 947684106 | 4/17/2009 | 24,000 | |||
1.1 | Elect Director Bruce T. Coleman | Mgmt | For | Withhold | |||
1.2 | Elect Director Gene Hodges | Mgmt | For | For | |||
1.3 | Elect Director John F. Schaefer | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Declassify the Board of Directors | Mgmt | For | For | |||
4 | Eliminate Supermajority Vote Requirement | Mgmt | For | For | |||
5 | Approve Omnibus Stock Plan | Mgmt | For | For | |||
04/23/09 AGM | Webster Financial Corp. | 947890109 | 2/19/2009 | 16,700 | |||
1.1 | Elect Director Robert A. Finkenzeller | Mgmt | For | For | |||
1.2 | Elect Director Laurence C. Morse | Mgmt | For | For | |||
1.3 | Elect Director Mark Pettie | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |||
04/28/09 AGM | Wells Fargo and Company | 949746101 | 2/27/2009 | 28,700 | |||
1 | Elect Director John D. Baker II | Mgmt | For | For | |||
2 | Elect Director John S. Chen | Mgmt | For | Against | |||
3 | Elect Director Lloyd H. Dean | Mgmt | For | For | |||
4 | Elect Director Susan E. Engel | Mgmt | For | Against | |||
5 | Elect Director Enrique Hernandez, Jr. | Mgmt | For | For | |||
6 | Elect Director Donald M. James | Mgmt | For | Against | |||
7 | Elect Director Robert L. Joss | Mgmt | For | For | |||
8 | Elect Director Richard M. Kovacevich | Mgmt | For | For | |||
9 | Elect Director Richard D. McCormick | Mgmt | For | Against | |||
10 | Elect Director Mackey J. McDonald | Mgmt | For | Against | |||
11 | Elect Director Cynthia H. Milligan | Mgmt | For | Against | |||
12 | Elect Director Nicholas G. Moore | Mgmt | For | For | |||
13 | Elect Director Philip J. Quigley | Mgmt | For | Against | |||
14 | Elect Director Donald B. Rice | Mgmt | For | Against | |||
15 | Elect Director Judith M. Runstad | Mgmt | For | For | |||
16 | Elect Director Stephen W. Sanger | Mgmt | For | Against | |||
17 | Elect Director Robert K. Steel | Mgmt | For | For | |||
18 | Elect Director John G. Stumpf | Mgmt | For | For | |||
19 | Elect Director Susan G. Swenson | Mgmt | For | For | |||
20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |||
21 | Ratify Auditors | Mgmt | For | For | |||
22 | Amend Omnibus Stock Plan | Mgmt | For | Against | |||
23 | Require Independent Board Chairman | ShrHoldr | Against | For | |||
24 | Report on Political Contributions | ShrHoldr | Against | For | |||
05/13/09 AGM | Western Union Co | 959802109 | 3/16/2009 | 66,076 | |||
1.1 | Elect Director Roberto G. Mendoza | Mgmt | For | For | |||
1.2 | Elect Director Michael A. Miles, Jr. | Mgmt | For | For | |||
1.3 | Elect Director Dennis Stevenson | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
09/22/08 AGM | Westwood One, Inc. | 961815107 | 8/8/2008 | 56,000 | |||
1.1 | Elect Director H. Melvin Ming | Mgmt | For | For | |||
1.2 | Elect Director Emanuel Nunez | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
05/29/09 AGM | World Fuel Services Corp. | 981475106 | 4/10/2009 | 21,000 | |||
1.1 | Elect Director Paul H. Stebbins | Mgmt | For | For | |||
1.2 | Elect Director Michael J. Kasbar | Mgmt | For | For | |||
1.3 | Elect Director Ken Bakshi | Mgmt | For | For | |||
1.4 | Elect Director Joachim Heel | Mgmt | For | For | |||
1.5 | Elect Director Richard A. Kassar | Mgmt | For | For | |||
1.6 | Elect Director Myles Klein | Mgmt | For | For | |||
1.7 | Elect Director J. Thomas Presby | Mgmt | For | For | |||
1.8 | Elect Director Stephen K. Roddenberry | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Amend Omnibus Stock Plan | Mgmt | For | Against | |||
05/12/09 AGM | Wyndham Worldwide Corp | 98310W108 | 3/16/2009 | 71,660 | |||
1.1 | Elect Director Stephen P. Holmes | Mgmt | For | For | |||
1.2 | Elect Director Myra J. Biblowit | Mgmt | For | For | |||
1.3 | Elect Director Pauline D.E. Richards | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
4 | Eliminate or Restrict Severance Agreements (Change-in-Control) | ShrHoldr | Against | For | |||
5 | Require Independent Board Chairman | ShrHoldr | Against | For | |||
08/14/08 AGM | Xilinx, Inc. | 983919101 | 6/16/2008 | 53,700 | |||
1.1 | Elect Director Willem P. Roelandts | Mgmt | For | For | |||
1.2 | Elect Director Moshe N. Gavrielov | Mgmt | For | For | |||
1.3 | Elect Director John L. Doyle | Mgmt | For | For | |||
1.4 | Elect Director Jerald G. Fishman | Mgmt | For | For | |||
1.5 | Elect Director Philip T. Gianos | Mgmt | For | For | |||
1.6 | Elect Director William G. Howard, Jr. | Mgmt | For | For | |||
1.7 | Elect Director J. Michael Patterson | Mgmt | For | For | |||
1.8 | Elect Director Marshall C. Turner | Mgmt | For | For | |||
1.9 | Elect Director E.W. Vanderslice | Mgmt | For | For | |||
2 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | |||
3 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
4 | Ratify Auditors | Mgmt | For | For | |||
05/19/09 AGM | XTO Energy Inc | 98385X106 | 3/31/2009 | 52,500 | |||
1 | Declassify the Board of Directors | Mgmt | For | For | |||
2.1 | Elect Director Phillip R. Kevil | Mgmt | For | For | |||
2.2 | Elect Director Herbert D. Simons | Mgmt | For | Against | |||
2.3 | Elect Director Vaughn O. Vennerberg II | Mgmt | For | For | |||
3 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | |||
4 | Ratify Auditors | Mgmt | For | For | |||
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
6 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | ShrHoldr | Against | For |
First Investors Value Fund
Mtg Date | Company | Security/ | Mgmt | Vote | Record | Shares | |
/Type | /Ballot Issues | Proponent | Rec | Cast | Date | Voted | |
05/12/09 AGM | 3M CO | 88579Y101 | 3/13/2009 | 39,600 | |||
1.1 | Elect Director Linda G. Alvarado | Mgmt | For | For | |||
1.2 | Elect Director George W. Buckley | Mgmt | For | For | |||
1.3 | Elect Director Vance D. Coffman | Mgmt | For | For | |||
1.4 | Elect Director Michael L. Eskew | Mgmt | For | For | |||
1.5 | Elect Director W. James Farrell | Mgmt | For | For | |||
1.6 | Elect Director Herbert L. Henkel | Mgmt | For | For | |||
1.7 | Elect Director Edward M. Liddy | Mgmt | For | For | |||
1.8 | Elect Director Robert S. Morrison | Mgmt | For | For | |||
1.9 | Elect Director Aulana L. Peters | Mgmt | For | For | |||
1.10 | Elect Director Robert J. Ulrich | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Amend Bylaws-- Call Special Meetings | ShrHoldr | Against | For | |||
4 | Stock Retention/Holding Period | ShrHoldr | Against | For | |||
04/24/09 AGM | Abbott Laboratories | 2824100 | 2/25/2009 | 71,400 | |||
1.1 | Elect Director R.J. Alpern | Mgmt | For | For | |||
1.2 | Elect Director R.S. Austin | Mgmt | For | For | |||
1.3 | Elect Director W.M. Daley | Mgmt | For | For | |||
1.4 | Elect Director W.J. Farrell | Mgmt | For | For | |||
1.5 | Elect Director H.L. Fuller | Mgmt | For | For | |||
1.6 | Elect Director W.A. Osborn | Mgmt | For | For | |||
1.7 | Elect Director D.A.L. Owen | Mgmt | For | For | |||
1.8 | Elect Director W.A. Reynolds | Mgmt | For | For | |||
1.9 | Elect Director R.S. Roberts | Mgmt | For | For | |||
1.10 | Elect Director S.C. Scott, III | Mgmt | For | For | |||
1.11 | Elect Director W.D. Smithburg | Mgmt | For | For | |||
1.12 | Elect Director G.F. Tilton | Mgmt | For | For | |||
1.13 | Elect Director M.D. White | Mgmt | For | For | |||
2 | Approve Omnibus Stock Plan | Mgmt | For | For | |||
3 | Approve Nonqualified Employee Stock Purchase Plan | Mgmt | For | For | |||
4 | Ratify Auditors | Mgmt | For | For | |||
5 | Report on Animal Testing | ShrHoldr | Against | Against | |||
6 | Adopt Principles for Health Care Reform | ShrHoldr | Against | Against | |||
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
07/14/08 AGM | Ace Ltd. | G0070K103 | 5/27/2008 | 18,000 | |||
This is a duplicate meeting for ballots received via the Broadridge North American Ballot distribution system. | |||||||
1 | ELECTION OF DIRECTOR: MICHAEL G. ATIEH TO TERM EXPIRING IN 2009. | Mgmt | For | For | |||
2 | ELECTION OF DIRECTOR: MARY A. CIRILLO TO TERM EXPIRING IN 2009. | Mgmt | For | For | |||
3 | ELECTION OF DIRECTOR: BRUCE L. CROCKETT TO TERM EXPIRING IN 2009. | Mgmt | For | For | |||
4 | ELECTION OF DIRECTOR: THOMAS J. NEFF TO TERM EXPIRING IN 2009. | Mgmt | For | For | |||
5 | ELECTION OF DIRECTOR: GARY M. STUART TO TERM EXPIRING IN 2009. | Mgmt | For | For | |||
6 | ELECTION OF DIRECTOR: ROBERT M. HERNANDEZ TO TERM EXPIRING IN 2010. | Mgmt | For | For | |||
7 | ELECTION OF DIRECTOR: PETER MENIKOFF TO TERM EXPIRING IN 2010. | Mgmt | For | For | |||
8 | ELECTION OF DIRECTOR: ROBERT RIPP TO TERM EXPIRING IN 2010. | Mgmt | For | For | |||
9 | ELECTION OF DIRECTOR: DERMOT F. SMURFIT TO TERM EXPIRING IN 2010. | Mgmt | For | For | |||
10 | ELECTION OF DIRECTOR: EVAN G. GREENBERG TO TERM EXPIRING IN | Mgmt | For | For | |||
11 | ELECTION OF DIRECTOR: JOHN A. KROL TO TERM EXPIRING IN 2011. | Mgmt | For | For | |||
12 | ELECTION OF DIRECTOR: LEO F. MULLIN TO TERM EXPIRING IN 2011. | Mgmt | For | For | |||
13 | ELECTION OF DIRECTOR: OLIVIER STEIMER TO TERM EXPIRING IN 2011. | Mgmt | For | For | |||
14 | APPROVAL OF THE AMENDMENT (THE DE-REGISTRATION AMENDMENT ) TO THE COMPANY S MEMORANDUM OF ASSOCIATION AND ARTICLES OF ASSOCIATION TO PERMIT THE DEREGISTRATION OF THE COMPANY FROM THE CAYMAN ISLANDS | Mgmt | For | For | |||
15 | APPROVAL OF THE AMENDMENT (THE FINANCIAL STATEMENT AMENDMENT ) TO THE COMPANY S ARTICLES OF ASSOCIATION TO REQUIRE THE COMPANY TO PREPARE AND PROVIDE TO SHAREHOLDERS NOT LESS THAN ANNUALLY AN UNCONSOLIDATED BALANCE SHEET OF THE COMPANY | Mgmt | For | For | |||
16 | APPROVAL OF AMENDMENTS TO THE ARTICLES OF ASSOCIATION WHICH WILL HAVE THE EFFECT OF INCREASING THE PAR VALUE OF THE ORDINARY SHARES FROM $0.041666667 TO AN AMOUNT IN SWISS FRANCS EQUAL TO $11,000,000,000 DIVIDED BY THE NUMBER OF OUR ORDINARY SHARES | Mgmt | For | For | |||
17 | APPROVAL OF THE COMPANY S DE-REGISTRATION FROM THE CAYMAN ISLANDS AND CONTINUATION IN SWITZERLAND (THE CONTINUATION ) | Mgmt | For | For | |||
18 | APPROVAL OF THE NAME OF THE COMPANY | Mgmt | For | For | |||
19 | APPROVAL OF THE CHANGE OF THE PURPOSE OF THE COMPANY | Mgmt | For | For | |||
20 | APPROVAL OF THE REARRANGEMENT OF THE COMPANY S EXISTING SHARE CAPITAL | Mgmt | For | For | |||
21 | APPROVAL OF THE COMPANY S ARTICLES OF ASSOCIATION | Mgmt | For | For | |||
22 | CONFIRMATION OF SWISS LAW AS THE AUTHORITATIVE LEGISLATION GOVERNING THE COMPANY | Mgmt | For | For | |||
23 | CONFIRMATION OF THE PRINCIPAL PLACE OF BUSINESS OF THE COMPANY AS ZURICH, SWITZERLAND | Mgmt | For | For | |||
24 | RATIFY AUDITORS | Mgmt | For | For | |||
25 | APPROVAL OF THE COMPANY S 2004 LONG-TERM INCENTIVE PLAN AS AMENDED THROUGH THE FOURTH AMENDMENT | Mgmt | For | For | |||
26 | RATIFY AUDITORS | Mgmt | For | For | |||
27 | APPROVAL OF PAYMENT OF A DIVIDEND THROUGH A REDUCTION OF THE PAR VALUE OF OUR SHARES IN AN AMOUNT EQUAL TO THE SWISS FRANC EQUIVALENT OF $0.87, CONVERTED INTO SWISS FRANCS | Mgmt | For | For | |||
05/20/09 AGM | Ace Ltd. | H0023R105 | TNA | 3/31/2009 | 0 | ||
This is a duplicate meeting for ballots received via the Broadridge North American Ballot distribution system. | |||||||
1 | Election Of Director: Michael G. Atieh | Mgmt | For | TNA | |||
2 | Election Of Director: Mary A. Cirillo | Mgmt | For | TNA | |||
3 | Election Of Director: Bruce L. Crockett | Mgmt | For | TNA | |||
4 | Election Of Director: Thomas J. Neff | Mgmt | For | TNA | |||
5 | Approval Of The Annual Report | Mgmt | For | TNA | |||
6 | Approval Of The Statutory Financial Statements Of Ace Limited | Mgmt | For | TNA | |||
7 | Approval Of The Consolidated Financial Statements | Mgmt | For | TNA | |||
8 | Allocation Of Disposable Profit | Mgmt | For | TNA | |||
9 | Discharge Of The Board Of Directors | Mgmt | For | TNA | |||
10 | Amendment Of Articles Of Association Relating To Special Auditor | Mgmt | For | TNA | |||
11 | Election Of Pricewaterhousecoopers Ag (zurich) As Our Statutoryauditor Until Our Next Annual Ordinary General Meeting | Mgmt | For | TNA | |||
12 | Ratification Of Appointment Of Independent Registered Publicaccounting Firm Pricewaterhousecoopers Llp | Mgmt | For | TNA | |||
13 | Election Of Bdo Visura (zurich) As Special Auditing Firm Until our Next Annual Ordinary General Meeting | Mgmt | For | TNA | |||
14 | Approval Of The Payment Of A Dividend In The Form Of Adistribution Through A Reduction Of The Par Value Of Our Shares | Mgmt | For | TNA | |||
01/22/09 AGM | Air Products & Chemicals, Inc. | 9158106 | 11/30/2008 | 36,700 | |||
1.1 | Elect Director Mario L. Baeza | Mgmt | For | For | |||
1.2 | Elect Director Edward E. Hagenlocker | Mgmt | For | For | |||
1.3 | Elect Director John E. McGlade | Mgmt | For | For | |||
1.4 | Elect Director Charles H. Noski | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
05/08/09 AGM | Alcoa Inc. | 13817101 | 2/11/2009 | 70,200 | |||
1.1 | Elect Director Kathryn S. Fuller | Mgmt | For | For | |||
1.2 | Elect Director Judith M. Gueron | Mgmt | For | For | |||
1.3 | Elect Director Patricia F. Russo | Mgmt | For | For | |||
1.4 | Elect Director Ernesto Zedillo | Mgmt | For | For | |||
2 | Ratify Auditor | Mgmt | For | For | |||
3 | Approve Omnibus Stock Plan | Mgmt | For | For | |||
4 | Amend Vote Requirements to Amend Articles/Bylaws/Charter | ShrHoldr | Against | For | |||
04/30/09 AGM | Alexander & Baldwin, Inc. | 14482103 | 2/20/2009 | 8,700 | |||
1.1 | Elect Director W. Blake Baird | Mgmt | For | For | |||
1.2 | Elect Director Michael J. Chun | Mgmt | For | For | |||
1.3 | Elect Director W. Allen Doane | Mgmt | For | For | |||
1.4 | Elect Director Walter A. Dods, Jr. | Mgmt | For | For | |||
1.5 | Elect Director Charles G. King | Mgmt | For | For | |||
1.6 | Elect Director Constance H. Lau | Mgmt | For | For | |||
1.7 | Elect Director Douglas M. Pasquale | Mgmt | For | For | |||
1.8 | Elect Director Maryanna G. Shaw | Mgmt | For | For | |||
1.9 | Elect Director Jeffrey N. Watanabe | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
05/19/09 AGM | American States Water Company | 29899101 | 3/23/2009 | 20,150 | |||
1.1 | Elect Director James L. Anderson | Mgmt | For | For | |||
1.2 | Elect Director Diana M. Bonta | Mgmt | For | For | |||
1.3 | Elect Director Anne M. Holloway | Mgmt | For | For | |||
1.4 | Elect Director Robert J. Sprowls | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Other Business | Mgmt | For | Against | |||
05/19/09 AGM | Anadarko Petroleum Corp. | 32511107 | 3/25/2009 | 54,400 | |||
1.1 | Elect Director Robert J. Allison, Jr. | Mgmt | For | For | |||
1.2 | Elect Director Peter J. Fluor | Mgmt | For | For | |||
1.3 | Elect Director John W. Poduska, Sr. | Mgmt | For | Against | |||
1.4 | Elect Director Paula Rosput Reynolds | Mgmt | For | Against | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Declassify the Board of Directors | Mgmt | For | For | |||
4 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | ShrHoldr | Against | For | |||
11/12/08 EGM | Anheuser-Busch Companies, Inc. | 35229103 | 10/3/2008 | 88,300 | |||
1 | Approve Merger Agreement | Mgmt | For | For | |||
2 | Adjourn Meeting | Mgmt | For | For | |||
05/15/09 AGM | Aon Corp. | 37389103 | 3/18/2009 | 44,300 | |||
1 | Elect Director Lester B. Knight | Mgmt | For | For | |||
2 | Elect Director Gregory C. Case | Mgmt | For | For | |||
3 | Elect Director Fulvio Conti | Mgmt | For | For | |||
4 | Elect Director Edgar D. Jannotta | Mgmt | For | For | |||
5 | Elect Director Jan Kalff | Mgmt | For | For | |||
6 | Elect Director J. Michael Losh | Mgmt | For | For | |||
7 | Elect Director R. Eden Martin | Mgmt | For | For | |||
8 | Elect Director Andrew J. McKenna | Mgmt | For | For | |||
9 | Elect Director Robert S. Morrison | Mgmt | For | For | |||
10 | Elect Director Richard B. Myers | Mgmt | For | For | |||
11 | Elect Director Richard C. Notebaert | Mgmt | For | For | |||
12 | Elect Director John W. Rogers, Jr. | Mgmt | For | For | |||
13 | Elect Director Gloria Santona | Mgmt | For | For | |||
14 | Elect Director Carolyn Y. Woo | Mgmt | For | For | |||
15 | Ratify Auditors | Mgmt | For | For | |||
06/22/09 AGM | Armstrong World Industries, Inc. | 04247X102 | 3/27/2009 | 30,600 | |||
1.1 | Elect Director Stan A. Askren | Mgmt | For | For | |||
1.2 | Elect Director Jon A. Boscia | Mgmt | For | For | |||
1.3 | Elect Director James J. Gaffney | Mgmt | For | Withhold | |||
1.4 | Elect Director Robert C. Garland | Mgmt | For | For | |||
1.5 | Elect Director Judith R. Haberkorn | Mgmt | For | Withhold | |||
1.6 | Elect Director Michael D. Lockhart | Mgmt | For | For | |||
1.7 | Elect Director James J. O'Connor | Mgmt | For | For | |||
1.8 | Elect Director Russell F. Peppet | Mgmt | For | Withhold | |||
1.9 | Elect Director Arthur J. Pergament | Mgmt | For | For | |||
1.10 | Elect Director John J. Roberts | Mgmt | For | For | |||
1.11 | Elect Director A. M. Sanders, Jr. | Mgmt | For | Withhold | |||
2 | Ratify Auditors | Mgmt | For | For | |||
04/29/09 AGM | Aspen Insurance Holdings, Ltd. | G05384105 | 3/2/2009 | 29,000 | |||
1.1 | Reelect Richard Houghton as Class II Director | Mgmt | For | For | |||
1.2 | Reelect Julian Cusack as Class II Director | Mgmt | For | For | |||
1.3 | Reelect Glyn Jones as Class II Director | Mgmt | For | For | |||
2 | Appoint KPMG Audit Plc as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | |||
3 | Adopt the Amended and Restated Bye-laws | Mgmt | For | For | |||
4 | Adopt the Amendments to the Memorandum of Association | Mgmt | For | For | |||
5.1 | Elect Glyn Jones as Director of Aspen Insurance UK Limited | Mgmt | For | For | |||
5.2 | Elect Christopher O'Kane as Director of Aspen Insurance UK Limited | Mgmt | For | For | |||
5.3 | Elect Richard Bucknall as Director of Aspen Insurance UK Limited | Mgmt | For | For | |||
5.4 | Elect Ian Cormack as Director of Aspen Insurance UK Limited | Mgmt | For | For | |||
5.5 | Elect Richard Houghton as Director of Aspen Insurance UK Limited | Mgmt | For | For | |||
5.6 | Elect Stephen Rose as Director of Aspen Insurance UK Limited | Mgmt | For | For | |||
5.7 | Elect Oliver Peterken as Director of Aspen Insurance UK Limited | Mgmt | For | For | |||
5.8 | Elect Heidi Hutter as Director of Aspen Insurance UK Limited | Mgmt | For | For | |||
6 | Amend Aspen Insurance UK Limited's Articles of Association | Mgmt | For | For | |||
7.1 | Elect Christopher O'Kane as Director of Aspen Insurance UK Services Limited | Mgmt | For | For | |||
7.2 | Elect Richard Houghton as Director of Aspen Insurance UK Services Limited | Mgmt | For | For | |||
7.3 | Elect Stephen Rose as Director of Aspen Insurance UK Services Limited | Mgmt | For | For | |||
8 | Amend Aspen Insurance UK Services Limited's Articles of Association | Mgmt | For | For | |||
9.1 | Elect Christopher O'Kane as Director of Aspen Insurance (UK) Holdings Limited | Mgmt | For | For | |||
9.2 | Elect Richard Houghton as Director of Aspen Insurance (UK) Holdings Limited | Mgmt | For | For | |||
9.3 | Elect Stephen Rose as Director of Aspen Insurance (UK) Holdings Limited | Mgmt | For | For | |||
10 | Amend Aspen (UK) Holdings Limited's Articles of Association | Mgmt | For | For | |||
11.1 | Elect Stephen Rose as Director of AIUK Trustees Limited | Mgmt | For | For | |||
11.2 | Elect John Henderson as Director of AIUK Trustees Limited | Mgmt | For | For | |||
11.3 | Elect Christopher Woodman as Director of AIUK Trustees Limited | Mgmt | For | For | |||
11.4 | Elect Michael Cain as Director of AIUK Trustees Limited | Mgmt | For | For | |||
11.5 | Elect Katharine Wade as Director of AIUK Trustees Limited | Mgmt | For | For | |||
12 | Amend AIUK Trustees Limited's Articles of Association | Mgmt | For | For | |||
13.1 | Elect Karen Green as Director of Aspen Underwriting Limited | Mgmt | For | For | |||
13.2 | Elect Christopher O'Brien as Director of Aspen Underwriting Limited | Mgmt | For | For | |||
14 | Amend Aspen Underwriting Limited's Articles of Association | Mgmt | For | For | |||
15.1 | Elect Richard Bucknall as Director of Aspen Managing Agency Limited | Mgmt | For | For | |||
15.2 | Elect John Hobbs as Director of Aspen Managing Agency Limited | Mgmt | For | For | |||
15.3 | Elect James Ingham Clark as Director of Aspen Managing Agency Limited | Mgmt | For | For | |||
15.4 | Elect Robert Long as Director of Aspen Managing Agency Limited | Mgmt | For | For | |||
15.5 | Elect Christopher O'Brien as Director of Aspen Managing Agency Limited | Mgmt | For | For | |||
15.6 | Elect Matthew Yeldham as Director of Aspen Managing Agency Limited | Mgmt | For | For | |||
15.7 | Elect Karen Green as Director of Aspen Managing Agency Limited | Mgmt | For | For | |||
15.8 | Elect Heidi Hutter as Director of Aspen Managing Agency Limited | Mgmt | For | For | |||
16 | Amend Aspen Managing Agency Limited's Articles of Association | Mgmt | For | For | |||
17.1 | Elect Christopher O'Kane as Director of Aspen Insurance Ltd. and Authorize Appointment of Any Individual as an Alternate Director to Fill Vacancies and to Fix the Remuneration of Such Directors | Mgmt | For | For | |||
17.2 | Elect Julian Cusack as Director of Aspen Insurance Ltd. and Authorize Appointment of Any Individual as an Alternate Director to Fill Vacancies and to Fix the Remuneration of Such Directors | Mgmt | For | For | |||
17.3 | Elect James Few as Director of Aspen Insurance Limited and Authorize Appointment of Any Individual as an Alternate Director to Fill Vacancies and to Fix the Remuneration of Such Directors | Mgmt | For | For | |||
17.4 | Elect Oliver Peterken as Director of Aspen Insurance Limited and Authorize Appointment of Any Individual as an Alternate Director to Fill Vacancies and to Fix the Remuneration of Such Directors | Mgmt | For | For | |||
17.5 | Elect David Skinner as Director of Aspen Insurance Ltd. and Authorize Appointment of Any Individual as an Alternate Director to Fill Vacancies and to Fix the Remuneration of Such Directors | Mgmt | For | For | |||
17.6 | Elect Karen Green as Director of Aspen Insurance Limited and Authorize Appointment of Any Individual as an Alternate Director to Fill Vacancies and to Fix the Remuneration of Such Directors | Mgmt | For | For | |||
17.7 | Elect Heather Kitson as Director of Aspen Insurance Limited and Authorize Appointment of Any Individual as an Alternate Director to Fill Vacancies and to Fix the Remuneration of Such Directors | Mgmt | For | For | |||
18 | Appoint KPMG Audit Plc as Auditor of Aspen Insurance Limited and Authorize its Board to Fix Their Remuneration | Mgmt | For | For | |||
19 | Amend Aspen Insurance Limited's Bye-Laws | Mgmt | For | For | |||
20 | Amend Aspen Insurance Limited's Memorandum of Association | Mgmt | For | For | |||
04/24/09 AGM | AT&T Inc | 00206R102 | 2/25/2009 | 155,430 | |||
1.1 | Elect Director Randall L. Stephenson | Mgmt | For | For | |||
1.2 | Elect Director William F. Aldinger III | Mgmt | For | Against | |||
1.3 | Elect Director Gilbert F. Amelio | Mgmt | For | Against | |||
1.4 | Elect Director Reuben V. Anderson | Mgmt | For | For | |||
1.5 | Elect Director James H. Blanchard | Mgmt | For | Against | |||
1.6 | Elect Director August A. Busch III | Mgmt | For | For | |||
1.7 | Elect Director Jaime Chico Pardo | Mgmt | For | For | |||
1.8 | Elect Director James P. Kelly | Mgmt | For | For | |||
1.9 | Elect Director Jon C. Madonna | Mgmt | For | For | |||
1.10 | Elect Director Lynn M. Martin | Mgmt | For | For | |||
1.11 | Elect Director John B. McCoy | Mgmt | For | For | |||
1.12 | Elect Director Mary S. Metz | Mgmt | For | For | |||
1.13 | Elect Director Joyce M. Roche | Mgmt | For | For | |||
1.14 | Elect Director Laura D Andrea Tyson | Mgmt | For | For | |||
1.15 | Elect Director Patricia P. Upton | Mgmt | For | Against | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Increase Authorized Common Stock | Mgmt | For | For | |||
4 | Report on Political Contributions | ShrHoldr | Against | For | |||
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | ShrHoldr | Against | For | |||
6 | Provide for Cumulative Voting | ShrHoldr | Against | For | |||
7 | Require Independent Board Chairman | ShrHoldr | Against | For | |||
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
9 | Exclude Pension Credits ftom Earnings Performance Measure | ShrHoldr | Against | For | |||
11/11/08 AGM | Automatic Data Processing, Inc. | 53015103 | 9/12/2008 | 74,700 | |||
1.1 | Elect Director Gregory D. Brenneman | Mgmt | For | For | |||
1.2 | Elect Director Leslie A. Brun | Mgmt | For | For | |||
1.3 | Elect Director Gary C. Butler | Mgmt | For | For | |||
1.4 | Elect Director Leon G. Cooperman | Mgmt | For | For | |||
1.5 | Elect Director Eric C. Fast | Mgmt | For | For | |||
1.6 | Elect Director R. Glenn Hubbard | Mgmt | For | For | |||
1.7 | Elect Director John P. Jones | Mgmt | For | For | |||
1.8 | Elect Director Frederic V. Malek | Mgmt | For | For | |||
1.9 | Elect Director Charles H. Noski | Mgmt | For | For | |||
1.10 | Elect Director Sharon T. Rowlands | Mgmt | For | For | |||
1.11 | Elect Director Gregory L. Summe | Mgmt | For | For | |||
1.12 | Elect Director Henry Taub | Mgmt | For | For | |||
2 | Approve Omnibus Stock Plan | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
04/23/09 AGM | Avery Dennison Corp. | 53611109 | 2/23/2009 | 57,300 | |||
1.1 | Elect Director John T. Cardis | Mgmt | For | For | |||
1.2 | Elect Director David E.I. Pyott | Mgmt | For | For | |||
1.3 | Elect Director Dean A. Scarborough | Mgmt | For | For | |||
1.4 | Elect Director Julia A. Stewart | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | |||
05/07/09 AGM | Avon Products, Inc. | 54303102 | 3/18/2009 | 77,200 | |||
1.1 | Elect Director W. Don Cornwell | Mgmt | For | For | |||
1.2 | Elect Director Edward T. Fogarty | Mgmt | For | For | |||
1.3 | Elect Director V. Ann Hailey | Mgmt | For | For | |||
1.4 | Elect Director Fred Hassan | Mgmt | For | Withhold | |||
1.5 | Elect Director Andrea Jung | Mgmt | For | For | |||
1.6 | Elect Director Maria Elena Lagomasino | Mgmt | For | Withhold | |||
1.7 | Elect Director Ann S. Moore | Mgmt | For | Withhold | |||
1.8 | Elect Director Paul S. Pressler | Mgmt | For | For | |||
1.9 | Elect Director Gary M. Rodkin | Mgmt | For | Withhold | |||
1.10 | Elect Director Paula Stern | Mgmt | For | For | |||
1.11 | Elect Director Lawrence A. Weinbach | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Report on Nanomaterial Product Safety | ShrHoldr | Against | Against | |||
07/23/08 AGM | Avx Corp. | 2444107 | 5/30/2008 | 76,300 | |||
1.1 | Elect Director Kensuke Itoh | Mgmt | For | For | |||
1.2 | Elect Director Yuzo Yamamura | Mgmt | For | For | |||
1.3 | Elect Director Donald B. Christiansen | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
05/04/09 AGM | Bank Mutual Corporation | 63750103 | 3/2/2009 | 157,200 | |||
1.1 | Elect Director Thomas H. Buestrin | Mgmt | For | For | |||
1.2 | Elect Director Michael T. Crowley Jr. | Mgmt | For | For | |||
1.3 | Elect Director William J.Mielke | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
12/05/08 EGM | Bank of America Corp. | 60505104 | 10/10/2008 | 91,866 | |||
1 | Issue Shares in Connection with Acquisition | Mgmt | For | For | |||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
3 | Increase Authorized Common Stock | Mgmt | For | For | |||
4 | Adjourn Meeting | Mgmt | For | For | |||
04/29/09 AGM | Bank of America Corp. | 60505104 | 3/4/2009 | 130,887 | |||
1.1 | Elect Director William Barnet, III | Mgmt | For | For | |||
1.2 | Elect Director Frank P. Bramble, Sr. | Mgmt | For | Against | |||
1.3 | Elect Director Virgis W. Colbert | Mgmt | For | For | |||
1.4 | Elect Director John T. Collins | Mgmt | For | For | |||
1.5 | Elect Director Gary L. Countryman | Mgmt | For | For | |||
1.6 | Elect Director Tommy R. Franks | Mgmt | For | For | |||
1.7 | Elect Director Charles K. Gifford | Mgmt | For | For | |||
1.8 | Elect Director Kenneth D. Lewis | Mgmt | For | Against | |||
1.9 | Elect Director Monica C. Lozano | Mgmt | For | Against | |||
1.10 | Elect Director Walter E. Massey | Mgmt | For | For | |||
1.11 | Elect Director Thomas J. May | Mgmt | For | For | |||
1.12 | Elect Director Patricia E. Mitchell | Mgmt | For | For | |||
1.13 | Elect Director Joseph W. Prueher | Mgmt | For | For | |||
1.14 | Elect Director Charles O. Rossotti | Mgmt | For | For | |||
1.15 | Elect Director Thomas M. Ryan | Mgmt | For | For | |||
1.16 | Elect Director O. Temple Sloan, Jr. | Mgmt | For | Against | |||
1.17 | Elect Director Robert L. Tillman | Mgmt | For | Against | |||
1.18 | Elect Director Jackie M. Ward | Mgmt | For | Against | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | |||
4 | Report on Government Service of Employees | ShrHoldr | Against | Against | |||
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
6 | Provide for Cumulative Voting | ShrHoldr | Against | For | |||
7 | Amend Articles/Bylaws/Charter -- Call Special Meetings | ShrHoldr | Against | For | |||
8 | Require Independent Board Chairman | ShrHoldr | Against | For | |||
9 | Report on Predatory Lending Policies | ShrHoldr | Against | For | |||
10 | Adopt Principles for Health Care Reform | ShrHoldr | Against | Against | |||
11 | TARP Related Compensation | ShrHoldr | Against | For | |||
11/05/08 AGM | Bebe Stores, Inc. | 75571109 | 9/22/2008 | 123,600 | |||
1.1 | Elect Director Manny Mashouf | Mgmt | For | For | |||
1.2 | Elect Director Barbara Bass | Mgmt | For | For | |||
1.3 | Elect Director Cynthia Cohen | Mgmt | For | For | |||
1.4 | Elect Director Corrado Federico | Mgmt | For | For | |||
1.5 | Elect Director Caden Wang | Mgmt | For | For | |||
1.6 | Elect Director Gregory Scott | Mgmt | For | For | |||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
02/03/09 AGM | Becton, Dickinson and Company | 75887109 | 12/12/2008 | 20,700 | |||
1.1 | Elect Director Claire M. Fraser-Liggett | Mgmt | For | For | |||
1.2 | Elect Director Edward J. Ludwig | Mgmt | For | For | |||
1.3 | Elect Director Willard J. Overlock, Jr. | Mgmt | For | For | |||
1.4 | Elect Director Bertram L. Scott | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Declassify the Board of Directors | Mgmt | For | For | |||
4 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
5 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
6 | Amend Bylaws -- Call Special Meetings | ShrHoldr | Against | For | |||
7 | Provide for Cumulative Voting | ShrHoldr | Against | For | |||
05/07/09 AGM | Bemis Company, Inc. | 81437105 | 3/9/2009 | 39,000 | |||
1.1 | Elect Director William J. Bolton | Mgmt | For | For | |||
1.2 | Elect Director Barbara L. Johnson | Mgmt | For | For | |||
1.3 | Elect Director Paul S. Peercy | Mgmt | For | For | |||
1.4 | Elect Director Gene C. Wulf | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | |||
4 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
5 | Report on Pay Disparity | ShrHoldr | Against | Against | |||
06/24/09 AGM | Best Buy Co., Inc. | 86516101 | 4/27/2009 | 24,500 | |||
1.1 | Elect Director Ronald James | Mgmt | For | For | |||
1.2 | Elect Director Elliot S. Kaplan | Mgmt | For | For | |||
1.3 | Elect Director Sanjay Khosla | Mgmt | For | For | |||
1.4 | Elect Director George L. Mikan III | Mgmt | For | For | |||
1.5 | Elect Director Matthew H. Paull | Mgmt | For | For | |||
1.6 | Elect Director Richard M. Schulze | Mgmt | For | For | |||
1.7 | Elect Director Hatim A. Tyabji | Mgmt | For | For | |||
1.8 | Elect Director Gerard R. Vittecoq | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
4 | Reduce Supermajority Vote Requirement | Mgmt | For | For | |||
5 | Reduce Supermajority Vote Requirement | Mgmt | For | For | |||
6 | Reduce Supermajority Vote Requirement | Mgmt | For | For | |||
7 | Reduce Supermajority Vote Requirement | Mgmt | For | For | |||
8 | Reduce Supermajority Vote Requirement | Mgmt | For | For | |||
9 | Reduce Supermajority Vote Requirement | Mgmt | For | For | |||
09/08/08 AGM | Bob Evans Farms, Inc. | 96761101 | 7/10/2008 | 58,900 | |||
1 | Elect Director Cheryl L. Krueger | Mgmt | For | For | |||
2 | Elect Director G. Robert Lucas, II | Mgmt | For | For | |||
3 | Elect Director Eileen A. Mallesch | Mgmt | For | For | |||
4 | Ratify Auditors | Mgmt | For | For | |||
04/16/09 AGM | BP plc | 55622104 | 2/20/2009 | 53,800 | |||
Meeting for ADR Holders | |||||||
1 | TO RECEIVE THE DIRECTORS ANNUAL REPORT AND ACCOUNTS | Mgmt | For | For | |||
2 | TO APPROVE THE DIRECTORS REMUNERATION REPORT | Mgmt | For | Against | |||
3 | DIRECTOR MR A BURGMANS | Mgmt | For | For | |||
4 | DIRECTOR MRS C B CARROLL | Mgmt | For | For | |||
5 | DIRECTOR SIR WILLIAM CASTELL | Mgmt | For | For | |||
6 | DIRECTOR MR I C CONN | Mgmt | For | For | |||
7 | DIRECTOR MR G DAVID | Mgmt | For | For | |||
8 | DIRECTOR MR E B DAVIS, JR | Mgmt | For | For | |||
9 | DIRECTOR MR R DUDLEY | Mgmt | For | For | |||
10 | DIRECTOR MR D J FLINT | Mgmt | For | For | |||
11 | DIRECTOR DR B E GROTE | Mgmt | For | For | |||
12 | DIRECTOR DR A B HAYWARD | Mgmt | For | For | |||
13 | DIRECTOR MR A G INGLIS | Mgmt | For | For | |||
14 | DIRECTOR DR D S JULIUS | Mgmt | For | For | |||
15 | DIRECTOR SIR TOM MCKILLOP | Mgmt | For | Withhold | |||
16 | DIRECTOR SIR IAN PROSSER | Mgmt | For | For | |||
17 | DIRECTOR MR P D SUTHERLAND | Mgmt | For | For | |||
18 | TO RE-APPOINT ERNST & YOUNG LLP AS AUDITORS AND AUTHORIZE THEBOARD TO FIX THEIR REMUNERATION | Mgmt | For | For | |||
19 | SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY FOR THE PURCHASEOF ITS OWN SHARES BY THE COMPANY | Mgmt | For | For | |||
20 | TO GIVE LIMITED AUTHORITY TO ALLOT SHARES UP TO A SPECIFIEDAMOUNT | Mgmt | For | For | |||
21 | SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT A LIMITED NUMBEROF SHARES FOR CASH FREE OF PRE-EMPTION RIGHTS | Mgmt | For | For | |||
22 | SPECIAL RESOLUTION: TO AUTHORIZE THE CALLING OF GENERAL MEETINGS(EXCLUDING ANNUAL GENERAL MEETINGS) BY NOTICE OF AT LEAST 14CLEAR DAYS | Mgmt | For | For | |||
05/05/09 MIX | Brookfield Asset Management Inc. | 112585104 | 3/10/2009 | 65,521 | |||
Meeting for Class A Limited Voting Shareholders / Elect Eight Directors By Cumulative Voting | |||||||
1.1 | Elect Director Marcel R. Coutu | Mgmt | For | For | |||
1.2 | Elect Director Maureen Kempston Darkes | Mgmt | For | For | |||
1.3 | Elect Director Lance Liebman | Mgmt | For | For | |||
1.4 | Elect Director G. Wallace F. McCain | Mgmt | For | For | |||
1.5 | Elect Director Frank J. McKenna | Mgmt | For | For | |||
1.6 | Elect Director Jack M. Mintz | Mgmt | For | For | |||
1.7 | Elect Director Patricia M. Newson | Mgmt | For | For | |||
1.8 | Elect Director James A. Pattison | Mgmt | For | For | |||
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | |||
3 | Approve Stock Option Plan | Mgmt | For | Against | |||
04/23/09 AGM | Capital One Financial Corp. | 14040H105 | 2/23/2009 | 25,903 | |||
1.1 | Elect Director Richard D. Fairbank | Mgmt | For | For | |||
1.2 | Elect Director E.R. Campbell | Mgmt | For | For | |||
1.3 | Elect Director Bradford H. Warner | Mgmt | For | For | |||
1.4 | Elect Director Stanley Westreich | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||
04/15/09 AGM | Carnival Corp. | 143658300 | 2/17/2009 | 55,800 | |||
This is a duplicate meeting for ballots received via the Broadridge North American Ballot distribution system. | |||||||
1.1 | DIRECTOR MICKY ARISON | Mgmt | For | For | |||
1.2 | DIRECTOR A. RICHARD G. CAPEN, JR | Mgmt | For | For | |||
1.3 | DIRECTOR ROBERT H. DICKINSON | Mgmt | For | For | |||
1.4 | DIRECTOR ARNOLD W. DONALD | Mgmt | For | For | |||
1.5 | DIRECTOR PIER LUIGI FOSCHI | Mgmt | For | For | |||
1.6 | DIRECTOR HOWARD S. FRANK | Mgmt | For | For | |||
1.7 | DIRECTOR RICHARD J. GLASIER | Mgmt | For | For | |||
1.8 | DIRECTOR MODESTO A. MAIDIQUE | Mgmt | For | For | |||
1.9 | DIRECTOR SIR JOHN PARKER | Mgmt | For | For | |||
1.10 | DIRECTOR PETER G. RATCLIFFE | Mgmt | For | For | |||
1.11 | DIRECTOR STUART SUBOTNICK | Mgmt | For | For | |||
1.12 | DIRECTOR LAURA WEIL | Mgmt | For | For | |||
1.13 | DIRECTOR RANDALL J. WEISENBURGER | Mgmt | For | For | |||
1.14 | DIRECTOR UZI ZUCKER | Mgmt | For | For | |||
2 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS INDEPENDENTAUDITORS FOR CARNIVAL PLC. | Mgmt | For | For | |||
3 | TO AUTHORIZE THE AUDIT COMMITTEE OF CARNIVAL PLC TO AGREE TO THE REMUNERATION OF THE INDEPENDENT AUDITORS. | Mgmt | For | For | |||
4 | TO RECEIVE THE UK ACCOUNTS AND REPORTS OF THE DIRECTORS AND AUDITORS OF CARNIVAL PLC FOR THE FINANCIAL YEAR ENDED NOVEMBER 30, 2008. | Mgmt | For | For | |||
5 | TO APPROVE THE DIRECTORS REMUNERATION REPORT OF CARNIVAL PLC FOR THE FINANCIAL YEAR ENDED NOVEMBER 30, 2008. | Mgmt | For | Against | |||
6 | TO INCREASE THE AMOUNT OF THE AUTHORIZED BUT UNISSUED SHARE CAPITAL OF CARNIVAL PLC. | Mgmt | For | For | |||
7 | TO ADOPT THE AMENDED AND RESTATED ARTICLES OF ASSOCIATION OF CARNIVAL PLC. | Mgmt | For | For | |||
8 | TO APPROVE CERTAIN AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF CARNIVAL PLC, TO TAKE EFFECT FROM OCTOBER 1, 2009. | Mgmt | For | For | |||
9 | TO APPROVE THE GIVING OF AUTHORITY FOR THE ALLOTMENT OF NEW SHARES BY CARNIVAL PLC. | Mgmt | For | For | |||
10 | TO APPROVE THE DISAPPLICATION OF PRE-EMPTION RIGHTS IN RELATION TO THE ALLOTMENT OF NEW SHARES BY CARNIVAL PLC. | Mgmt | For | For | |||
11 | TO APPROVE A GENERAL AUTHORITY FOR CARNIVAL PLC TO BUY BACK CARNIVAL PLC ORDINARY SHARES IN THE OPEN MARKET. | Mgmt | For | For | |||
05/27/09 AGM | Chevron Corporation | 166764100 | 4/1/2009 | 60,417 | |||
1.1 | Elect Director S. H. Armacost | Mgmt | For | For | |||
1.2 | Elect Director L. F. Deily | Mgmt | For | For | |||
1.3 | Elect Director R. E. Denham | Mgmt | For | For | |||
1.4 | Elect Director R. J. Eaton | Mgmt | For | For | |||
1.5 | Elect Director E. Hernandez | Mgmt | For | For | |||
1.6 | Elect Director F. G. Jenifer | Mgmt | For | For | |||
1.7 | Elect Director S. Nunn | Mgmt | For | For | |||
1.8 | Elect Director D. J. O'Reilly | Mgmt | For | For | |||
1.9 | Elect Director D. B. Rice | Mgmt | For | For | |||
1.10 | Elect Director K. W. Sharer | Mgmt | For | For | |||
1.11 | Elect Director C. R. Shoemate | Mgmt | For | For | |||
1.12 | Elect Director R. D. Sugar | Mgmt | For | For | |||
1.13 | Elect Director C. Ware | Mgmt | For | For | |||
1.14 | Elect Director J. S. Watson | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | |||
4 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | ShrHoldr | Against | For | |||
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
7 | Adopt Quantitative GHG Goals for Products and Operations | ShrHoldr | Against | Against | |||
8 | Adopt Guidelines for Country Selection | ShrHoldr | Against | For | |||
9 | Adopt Human Rights Policy | ShrHoldr | Against | For | |||
10 | Report on Market Specific Environmental Laws | ShrHoldr | Against | Against | |||
05/02/09 AGM | Cincinnati Financial Corp. | 172062101 | 3/4/2009 | 54,047 | |||
1.1 | Elect Director James E. Benoski | Mgmt | For | For | |||
1.2 | Elect Director William F. Bahl | Mgmt | For | For | |||
1.3 | Elect Director Gretchen W. Price | Mgmt | For | For | |||
1.4 | Elect Director John J. Schiff, Jr. | Mgmt | For | For | |||
1.5 | Elect Director Kenneth W. Stecher | Mgmt | For | For | |||
1.6 | Elect Director E. Anthony Woods | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | |||
4 | Approve Outside Director Stock Awards | Mgmt | For | For | |||
5 | Declassify the Board of Directors | ShrHoldr | Against | For | |||
05/13/09 AGM | Cinemark Holdings Inc. | 17243V102 | 3/20/2009 | 78,900 | |||
1.1 | Elect Director Vahe A. Dombalagian | Mgmt | For | For | |||
1.2 | Elect Director Peter R. Ezersky | Mgmt | For | For | |||
1.3 | Elect Director Carlos M. Sepulveda | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
04/21/09 AGM | Citigroup Inc. | 172967101 | 2/27/2009 | 89,600 | |||
1.1 | Elect Director C. Michael Armstrong | Mgmt | For | Against | |||
1.2 | Elect Director Alain J.P. Belda | Mgmt | For | Against | |||
1.3 | Elect Director John M. Deutch | Mgmt | For | Against | |||
1.4 | Elect Director Jerry A. Grundhofer | Mgmt | For | For | |||
1.5 | Elect Director Andrew N. Liveris | Mgmt | For | For | |||
1.6 | Elect Director Anne Mulcahy | Mgmt | For | Against | |||
1.7 | Elect Director Michael E. O'Neill | Mgmt | For | For | |||
1.8 | Elect Director Vikram Pandit | Mgmt | For | For | |||
1.9 | Elect Director Richard D. Parsons | Mgmt | For | For | |||
1.10 | Elect Director Lawrence R. Ricciardi | Mgmt | For | For | |||
1.11 | Elect Director Judith Rodin | Mgmt | For | For | |||
1.12 | Elect Director Robert L. Ryan | Mgmt | For | For | |||
1.13 | Elect Director Anthony M. Santomero | Mgmt | For | For | |||
1.14 | Elect Director William S. Thompson, Jr. | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Approve Omnibus Stock Plan | Mgmt | For | For | |||
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |||
5 | Disclose Prior Government Service | ShrHoldr | Against | Against | |||
6 | Report on Political Contributions | ShrHoldr | Against | For | |||
7 | Report on Predatory Lending Policies | ShrHoldr | Against | For | |||
8 | Require More Director Nominations Than Open Seats | ShrHoldr | Against | Against | |||
9 | Prepare Carbon Principles Report | ShrHoldr | Against | Against | |||
10 | Stock Retention/Holding Period | ShrHoldr | Against | For | |||
11 | Disclose Information on Compensation Consultant | ShrHoldr | Against | For | |||
12 | Amend Articles/Bylaws/Charter -- Call Special Meetings | ShrHoldr | Against | For | |||
13 | Restore or Provide for Cumulative Voting | ShrHoldr | Against | For | |||
07/24/08 EGM | Clear Channel Communications, Inc. | 184502102 | 6/19/2008 | 85,100 | |||
1 | Approve Merger Agreement | Mgmt | For | For | |||
2 | Adjourn Meeting | Mgmt | For | For | |||
3 | Other Business | Mgmt | For | For | |||
05/08/09 AGM | Colgate-Palmolive Co. | 194162103 | 3/9/2009 | 15,800 | |||
1.1 | Elect Director John T. Cahill | Mgmt | For | For | |||
1.2 | Elect Director Jill K. Conway | Mgmt | For | For | |||
1.3 | Elect Director Ian Cook | Mgmt | For | For | |||
1.4 | Elect Director Ellen M. Hancock | Mgmt | For | For | |||
1.5 | Elect Director David W. Johnson | Mgmt | For | For | |||
1.6 | Elect Director Richard J. Kogan | Mgmt | For | For | |||
1.7 | Elect Director Delano E. Lewis | Mgmt | For | For | |||
1.8 | Elect Director J. Pedro Reinhard | Mgmt | For | For | |||
1.9 | Elect Director Stephen I. Sadove | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Approve Omnibus Stock Plan | Mgmt | For | For | |||
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
05/19/09 AGM | Comerica Inc. | 200340107 | 3/20/2009 | 44,800 | |||
1 | Elect Director Lillian Bauder | Mgmt | For | For | |||
2 | Elect Director Richard G. Lindner | Mgmt | For | For | |||
3 | Elect Director Robert S. Taubman | Mgmt | For | Against | |||
4 | Elect Director Reginald M. Turner, Jr. | Mgmt | For | For | |||
5 | Ratify Auditors | Mgmt | For | For | |||
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | |||
7 | Declassify the Board of Directors | ShrHoldr | Against | For | |||
05/06/09 AGM | Compass Minerals International, Inc | 20451N101 | 3/20/2009 | 27,100 | |||
1.1 | Elect Director David J. D'Antoni | Mgmt | For | For | |||
1.2 | Elect Director Perry W. Premdas | Mgmt | For | For | |||
1.3 | Elect Director Allan R. Rothwell | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
09/25/08 AGM | Conagra Foods Inc. | 205887102 | 8/1/2008 | 59,400 | |||
1.1 | Elect Director Mogens C. Bay | Mgmt | For | For | |||
1.2 | Elect Director Stephen G. Butler | Mgmt | For | For | |||
1.3 | Elect Director Steven F. Goldstone | Mgmt | For | For | |||
1.4 | Elect Director W.G. Jurgensen | Mgmt | For | For | |||
1.5 | Elect Director Ruth Ann Marshall | Mgmt | For | For | |||
1.6 | Elect Director Gary M. Rodkin | Mgmt | For | For | |||
1.7 | Elect Director Andrew J. Schindler | Mgmt | For | For | |||
1.8 | Elect Director Kenneth E. Stinson | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
05/13/09 AGM | ConocoPhillips | 20825C104 | 3/16/2009 | 64,700 | |||
1.1 | Elect Director Richard L. Armitage | Mgmt | For | For | |||
1.2 | Elect Director Richard H. Auchinleck | Mgmt | For | For | |||
1.3 | Elect Director James E. Copeland, Jr. | Mgmt | For | For | |||
1.4 | Elect Director Kenneth M. Duberstein | Mgmt | For | For | |||
1.5 | Elect Director Ruth R. Harkin | Mgmt | For | For | |||
1.6 | Elect Director Harold W. McGraw III | Mgmt | For | For | |||
1.7 | Elect Director James J. Mulva | Mgmt | For | For | |||
1.8 | Elect Director Harald J. Norvik | Mgmt | For | For | |||
1.9 | Elect Director William K. Reilly | Mgmt | For | For | |||
1.10 | Elect Director Bobby S. Shackouls | Mgmt | For | For | |||
1.11 | Elect Director Victoria J. Tschinkel | Mgmt | For | For | |||
1.12 | Elect Director Kathryn C. Turner | Mgmt | For | For | |||
1.13 | Elect Director William E. Wade, Jr. | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Approve Omnibus Stock Plan | Mgmt | For | For | |||
4 | Adopt Principles for Health Care Reform | ShrHoldr | Against | Against | |||
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
6 | Report on Political Contributions | ShrHoldr | Against | For | |||
7 | Adopt Quantitative GHG Goals for Products and Operations | ShrHoldr | Against | For | |||
8 | Report on Environmental Impact of Oil Sands Operations in Canada | ShrHoldr | Against | For | |||
9 | Require Director Nominee Qualifications | ShrHoldr | Against | Against | |||
01/28/09 AGM | Costco Wholesale Corporation | 22160K105 | 11/21/2008 | 33,900 | |||
1.1 | Elect Director James D. Sinegal | Mgmt | For | For | |||
1.2 | Elect Director Jeffrey H. Brotman | Mgmt | For | For | |||
1.3 | Elect Director Richard A. Galanti | Mgmt | For | For | |||
1.4 | Elect Director Daniel J. Evans | Mgmt | For | For | |||
1.5 | Elect Director Jeffrey S. Raikes | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
03/18/09 AGM | Covidien Ltd. | G2552X108 | 1/6/2009 | 44,775 | |||
1a | Elect Craig Arnold as Director | Mgmt | For | For | |||
1b | Elect Robert H. Brust as Director | Mgmt | For | For | |||
1c | Elect John M. Connors, Jr. as Director | Mgmt | For | For | |||
1d | Elect Christopher J. Coughlin as Director | Mgmt | For | For | |||
1e | Elect Timothy M. Donahue as Director | Mgmt | For | For | |||
1f | Elect Kathy J. Herbert as Director | Mgmt | For | For | |||
1g | Elect Randall J. Hogan, III as Director | Mgmt | For | For | |||
1h | Elect Richard J. Meelia as Director | Mgmt | For | For | |||
1i | Elect Dennis H. Reilley as Director | Mgmt | For | For | |||
1j | Elect Tadataka Yamada as Director | Mgmt | For | For | |||
1k | Elect Joseph A. Zaccagnino as Director | Mgmt | For | For | |||
2 | Approve Amended and Restated 2007 Stock and Incentive Plan | Mgmt | For | For | |||
3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | |||
05/28/09 CRT | Covidien Ltd. | G2552X108 | 4/17/2009 | 44,775 | |||
1 | Approve Reincorporation from Bermuda to Ireland through Scheme of Arrangement | Mgmt | For | For | |||
2 | Approve the Creation of Distributable Reserves of Covidien plc | Mgmt | For | For | |||
3 | Adjourn Meeting | Mgmt | For | For | |||
05/06/09 AGM | CVS Caremark Corp | 126650100 | 3/12/2009 | 53,100 | |||
1.1 | Elect Director Edwin M. Banks | Mgmt | For | For | |||
1.2 | Elect Director C. David Brown II | Mgmt | For | For | |||
1.3 | Elect Director David W. Dorman | Mgmt | For | For | |||
1.4 | Elect Director Kristen E. Gibney Williams | Mgmt | For | For | |||
1.5 | Elect Director Marian L. Heard | Mgmt | For | For | |||
1.6 | Elect Director William H. Joyce | Mgmt | For | For | |||
1.7 | Elect Director Jean-Pierre Million | Mgmt | For | For | |||
1.8 | Elect Director Terrence Murray | Mgmt | For | For | |||
1.9 | Elect Director C.A. Lance Piccolo | Mgmt | For | For | |||
1.10 | Elect Director Sheli Z. Rosenberg | Mgmt | For | For | |||
1.11 | Elect Director Thomas M. Ryan | Mgmt | For | For | |||
1.12 | Elect Director Richard J. Swift | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Amend Articles/Bylaws/Charter -- Call Special Meetings | ShrHoldr | Against | For | |||
4 | Require Independent Board Chairman | ShrHoldr | Against | For | |||
5 | Report on Political Contributions | ShrHoldr | Against | For | |||
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
04/23/09 AGM | D&E Communications, Inc. | 232860106 | 3/2/2009 | 60,200 | |||
1.1 | Elect Director Frank M. Coughlin | Mgmt | For | For | |||
1.2 | Elect Director James W. Morozzi | Mgmt | For | For | |||
1.3 | Elect Director D. Mark Thomas | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
09/25/08 AGM | Del Monte Foods Co. | 24522P103 | 7/31/2008 | 23,881 | |||
1 | Elect Director Timothy G. Bruer | Mgmt | For | For | |||
2 | Elect Director Mary R. Henderson | Mgmt | For | For | |||
3 | Elect Director Sharon L. McCollam | Mgmt | For | For | |||
4 | Ratify Auditors | Mgmt | For | For | |||
10/15/08 AGM | Diageo plc | 25243Q205 | 9/8/2008 | 45,200 | |||
Meeting for ADR Holders | |||||||
1 | REPORT AND ACCOUNTS 2008 | Mgmt | For | For | |||
2 | DIRECTORS REMUNERATION REPORT 2008 | Mgmt | For | For | |||
3 | DECLARATION OF FINAL DIVIDEND | Mgmt | For | For | |||
4 | TO RE-ELECT DR FB HUMER (MEMBER OF NOMINATION COMMITTEE, CHAIRMAN OF COMMITTEE) AS A DIRECTOR | Mgmt | For | For | |||
5 | TO RE-ELECT M LILJA (MEMBER OF AUDIT, NOMINATION, REMUNERATION COMMITTEE) AS A DIRECTOR | Mgmt | For | For | |||
6 | TO RE-ELECT WS SHANAHAN (MEMBER OF AUDIT, NOMINATION, REMUNERATION COMMITTEE) AS A DIRECTOR | Mgmt | For | For | |||
7 | TO RE-ELECT HT STITZER (MEMBER OF AUDIT, NOMINATION, REMUNERATION COMMITTEE) AS A DIRECTOR | Mgmt | For | For | |||
8 | ELECTION OF PG SCOTT (MEMBER OF AUDIT, CHAIRMAN OF COMMITTEE, NOMINATION, REMUNERATION) AS A DIRECTOR | Mgmt | For | For | |||
9 | RATIFY AUDITORS | Mgmt | For | For | |||
10 | AUTHORITY TO ALLOT RELEVANT SECURITIES | Mgmt | For | For | |||
11 | DISAPPLICATION OF PRE-EMPTION RIGHTS | Mgmt | For | For | |||
12 | AUTHORITY TO PURCHASE OWN ORDINARY SHARES | Mgmt | For | For | |||
13 | AUTHORITY TO MAKE POLITICAL DONATIONS AND/OR TO INCUR POLITICAL EXPENDITURE | Mgmt | For | For | |||
14 | ADOPTION OF THE DIAGEO PLC 2008 PERFORMANCE SHARE PLAN | Mgmt | For | For | |||
15 | ADOPTION OF THE DIAGEO PLC 2008 SENIOR EXECUTIVE SHARE OPTION PLAN | Mgmt | For | For | |||
16 | AUTHORITY TO ESTABLISH INTERNATIONAL SHARE PLANS | Mgmt | For | For | |||
17 | AMENDMENTS TO THE ARTICLES OF ASSOCIATION | Mgmt | For | For | |||
05/19/09 AGM | Diamond Offshore Drilling, Inc. | 25271C102 | 3/23/2009 | 30,800 | |||
1.1 | Elect Director James S. Tisch | Mgmt | For | Withhold | |||
1.2 | Elect Director Lawrence R. Dickerson | Mgmt | For | Withhold | |||
1.3 | Elect Director John R. Bolton | Mgmt | For | For | |||
1.4 | Elect Director Charles L. Fabrikant | Mgmt | For | For | |||
1.5 | Elect Director Paul G. Gaffney II | Mgmt | For | For | |||
1.6 | Elect Director Edward Grebow | Mgmt | For | For | |||
1.7 | Elect Director Herbert C. Hofmann | Mgmt | For | Withhold | |||
1.8 | Elect Director Arthur L. Rebell | Mgmt | For | Withhold | |||
1.9 | Elect Director Raymond S. Troubh | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
05/07/09 AGM | Dover Corporation | 260003108 | 3/10/2009 | 73,300 | |||
1.1 | Elect Director D. H. Benson | Mgmt | For | For | |||
1.2 | Elect Director R. W. Cremin | Mgmt | For | For | |||
1.3 | Elect Director T. J. Derosa | Mgmt | For | For | |||
1.4 | Elect Director J-P. M. Ergas | Mgmt | For | For | |||
1.5 | Elect Director P. T. Francis | Mgmt | For | For | |||
1.6 | Elect Directors K. C. Graham | Mgmt | For | For | |||
1.7 | Elect Director J. L. Koley | Mgmt | For | For | |||
1.8 | Elect Director R. A. Livingston | Mgmt | For | For | |||
1.9 | Elect Director R. K. Lochridge | Mgmt | For | For | |||
1.10 | Elect Director B. G. Rethore | Mgmt | For | For | |||
1.11 | Elect Director M. B. Stubbs | Mgmt | For | For | |||
1.12 | Elect Director M. A. Winston | Mgmt | For | For | |||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
3 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | |||
4 | Report on Climate Change | ShrHoldr | Against | For | |||
5 | Ratify Auditors | Mgmt | For | For | |||
05/07/09 AGM | Duke Energy Corp. | 26441C105 | 3/12/2009 | 61,100 | |||
1.1 | Elect Director William Barnet, III | Mgmt | For | For | |||
1.2 | Elect Director G. Alex Bernhardt, Sr. | Mgmt | For | For | |||
1.3 | Elect Director Michael G. Browning | Mgmt | For | For | |||
1.4 | Elect Director Daniel R. DiMicco | Mgmt | For | For | |||
1.5 | Elect Director Ann Maynard Gray | Mgmt | For | For | |||
1.6 | Elect Director James H. Hance, Jr | Mgmt | For | For | |||
1.7 | Elect Director James T. Rhodes | Mgmt | For | For | |||
1.8 | Elect Director James E. Rogers | Mgmt | For | For | |||
1.9 | Elect Director Philip R. Sharp | Mgmt | For | For | |||
1.10 | Elect Director Dudley S. Taft | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
04/29/09 AGM | E.I. Du Pont De Nemours & Co. | 263534109 | 3/4/2009 | 105,100 | |||
1 | Elect Director Samuel W. Bodman | Mgmt | For | For | |||
2 | Elect Director Richard H. Brown | Mgmt | For | For | |||
3 | Elect Director Robert A. Brown | Mgmt | For | For | |||
4 | Elect Director Bertrand P. Collomb | Mgmt | For | For | |||
5 | Elect Director Curtis J. Crawford | Mgmt | For | For | |||
6 | Elect Director Alexander M. Cutler | Mgmt | For | For | |||
7 | Elect Director John T. Dillon | Mgmt | For | For | |||
8 | Elect Director Eleuthere I. Du Pont | Mgmt | For | For | |||
9 | Elect Director Marillyn Hewson | Mgmt | For | For | |||
10 | Elect Director Charles O. Holliday, Jr. | Mgmt | For | For | |||
11 | Elect Director Lois D. Juliber | Mgmt | For | For | |||
12 | Elect Director Ellen J. Kullman | Mgmt | For | For | |||
13 | Elect Director William K. Reily | Mgmt | For | For | |||
14 | Ratify Auditors | Mgmt | For | For | |||
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
01/27/09 EGM | Embarq Corp | 2.91E+109 | 12/17/2008 | 21,420 | |||
1 | Approve Merger Agreement | Mgmt | For | For | |||
05/19/09 AGM | EMC Insurance Group, Inc. | 268664109 | 3/24/2009 | 32,700 | |||
1.1 | Elect Director Margaret A. Ball | Mgmt | For | For | |||
1.2 | Elect Director George C. Carpenter, III | Mgmt | For | For | |||
1.3 | Elect Director Stephen A. Crane | Mgmt | For | For | |||
1.4 | Elect Director Robert L. Howe | Mgmt | For | For | |||
1.5 | Elect Director Bruce G. Kelley | Mgmt | For | For | |||
1.6 | Elect Director Raymond A. Michel | Mgmt | For | For | |||
1.7 | Elect Director Gretchen H. Tegeler | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
02/03/09 AGM | Emerson Electric Co. | 291011104 | 11/25/2008 | 31,400 | |||
1.1 | Elect Director A.A. Busch III | Mgmt | For | For | |||
1.2 | Elect Director A.F. Golden | Mgmt | For | Withhold | |||
1.3 | Elect Director H. Green | Mgmt | For | For | |||
1.4 | Elect Director W.R. Johnson | Mgmt | For | For | |||
1.5 | Elect Director J.B. Menzer | Mgmt | For | For | |||
1.6 | Elect Director V.R. Loucks, Jr. | Mgmt | For | Withhold | |||
2 | Ratify Auditors | Mgmt | For | For | |||
05/27/09 AGM | Exxon Mobil Corp. | 30231G102 | 4/6/2009 | 23,200 | |||
1.1 | Elect Director M.J. Boskin | Mgmt | For | For | |||
1.2 | Elect Director L.R. Faulkner | Mgmt | For | For | |||
1.3 | Elect Director K.C. Frazier | Mgmt | For | For | |||
1.4 | Elect Director .W. George | Mgmt | For | For | |||
1.5 | Elect Director R.C. King | Mgmt | For | For | |||
1.6 | Elect Director M.C. Nelson | Mgmt | For | For | |||
1.7 | Elect Director S.J. Palmisano | Mgmt | For | For | |||
1.8 | Elect Director S.S Reinemund | Mgmt | For | For | |||
1.9 | Elect Director R.W. Tillerson | Mgmt | For | For | |||
1.10 | Elect Director E.E. Whitacre, Jr. | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Provide for Cumulative Voting | ShrHoldr | Against | For | |||
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | ShrHoldr | Against | For | |||
5 | Reincorporate in Another State [from New Jersey to North Dakota] | ShrHoldr | Against | Against | |||
6 | Require Independent Board Chairman | ShrHoldr | Against | For | |||
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
8 | Compare CEO Compensation to Average U.S. per Capita Income | ShrHoldr | Against | Against | |||
9 | Review Anti-discrimination Policy on Corporate Sponsorships and Executive Perks | ShrHoldr | Against | Against | |||
10 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | ShrHoldr | Against | For | |||
11 | Adopt Quantitative GHG Goals for Products and Operations | ShrHoldr | Against | For | |||
12 | Report on Climate Change Impacts on Emerging Countries | ShrHoldr | Against | Against | |||
13 | Adopt Policy to Increase Renewable Energy | ShrHoldr | Against | For | |||
01/15/09 AGM | Family Dollar Stores, Inc. | 307000109 | 11/28/2008 | 120,600 | |||
1.1 | Elect Director Mark R. Bernstein | Mgmt | For | For | |||
1.2 | Elect Director Pamela L. Davies | Mgmt | For | For | |||
1.3 | Elect Director Sharon Allred Decker | Mgmt | For | For | |||
1.4 | Elect Director Edward C. Dolby | Mgmt | For | For | |||
1.5 | Elect Director Glenn A. Eisenberg | Mgmt | For | For | |||
1.6 | Elect Director Howard R. Levine | Mgmt | For | For | |||
1.7 | Elect Director George R. Mahoney, Jr. | Mgmt | For | For | |||
1.8 | Elect Director James G. Martin | Mgmt | For | For | |||
1.9 | Elect Director Harvey Morgan | Mgmt | For | For | |||
1.10 | Elect Director Dale C. Pond | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
05/21/09 AGM | First Potomac Realty Trust | 33610F109 | 3/16/2009 | 85,900 | |||
1.1 | Elect Director Robert H. Arnold | Mgmt | For | For | |||
1.2 | Elect Director Richard B. Chess | Mgmt | For | Withhold | |||
1.3 | Elect Director Douglas J. Donatelli | Mgmt | For | For | |||
1.4 | Elect Director J. Roderick Heller III | Mgmt | For | For | |||
1.5 | Elect Director R. Michael McCullough | Mgmt | For | Withhold | |||
1.6 | Elect Director Alan G. Merten | Mgmt | For | Withhold | |||
1.7 | Elect Director Terry L. Stevens | Mgmt | For | For | |||
2 | Approve Omnibus Stock Plan | Mgmt | For | For | |||
3 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For | For | |||
4 | Ratify Auditors | Mgmt | For | For | |||
05/22/09 AGM | FPL Group, Inc. | 302571104 | 3/23/2009 | 33,200 | |||
1.1 | Elect Director Sherry S. Barrat | Mgmt | For | Withhold | |||
1.2 | Elect Director Robert M. Beall, II | Mgmt | For | Withhold | |||
1.3 | Elect Director J. Hyatt Brown | Mgmt | For | For | |||
1.4 | Elect Director James L. Camaren | Mgmt | For | Withhold | |||
1.5 | Elect Director J. Brian Ferguson | Mgmt | For | Withhold | |||
1.6 | Elect Director Lewis Hay, III | Mgmt | For | For | |||
1.7 | Elect Director Toni Jennings | Mgmt | For | Withhold | |||
1.8 | Elect Director Oliver D. Kingsley, Jr. | Mgmt | For | For | |||
1.9 | Elect Director Rudy E. Schupp | Mgmt | For | For | |||
1.10 | Elect Director Michael H. Thaman | Mgmt | For | For | |||
1.11 | Elect Director Hansel E. Tookes, II | Mgmt | For | For | |||
1.12 | Elect Director Paul R. Tregurtha | Mgmt | For | Withhold | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
05/06/09 AGM | General Dynamics Corp. | 369550108 | 3/9/2009 | 35,500 | |||
1 | Elect Director Nicholas D. Chabraja | Mgmt | For | For | |||
2 | Elect Director James S. Crown | Mgmt | For | For | |||
3 | Elect Director William P. Fricks | Mgmt | For | For | |||
4 | Elect Director Jay L. Johnson | Mgmt | For | For | |||
5 | Elect Director George A. Joulwan | Mgmt | For | For | |||
6 | Elect Director Paul G. Kaminski | Mgmt | For | For | |||
7 | Elect Director John M. Keane | Mgmt | For | For | |||
8 | Elect Director Deborah J. Lucas | Mgmt | For | For | |||
9 | Elect Director Lester L. Lyles | Mgmt | For | For | |||
10 | Elect Director J. Christopher Reyes | Mgmt | For | For | |||
11 | Elect Director Robert Walmsley | Mgmt | For | For | |||
12 | Approve Omnibus Stock Plan | Mgmt | For | For | |||
13 | Approve Nonqualified Employee Stock Purchase Plan | Mgmt | For | For | |||
14 | Ratify Auditors | Mgmt | For | For | |||
15 | Report on Space-based Weapons Program | ShrHoldr | Against | Against | |||
16 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | ShrHoldr | Against | For | |||
04/22/09 AGM | General Electric Co. | 369604103 | 2/23/2009 | 149,800 | |||
1.1 | Elect Director James I. Cash, Jr. | Mgmt | For | For | |||
1.2 | Elect Director William M. Castell | Mgmt | For | For | |||
1.3 | Elect Director Ann M. Fudge | Mgmt | For | For | |||
1.4 | Elect Director Susan Hockfield | Mgmt | For | For | |||
1.5 | Elect Director Jeffrey R. Immelt | Mgmt | For | For | |||
1.6 | Elect Director Andrea Jung | Mgmt | For | For | |||
1.7 | Elect Director Alan G. (A.G.) Lafley | Mgmt | For | Against | |||
1.8 | Elect Director Robert W. Lane | Mgmt | For | For | |||
1.9 | Elect Director Ralph S. Larsen | Mgmt | For | For | |||
1.10 | Elect Director Rochelle B. Lazarus | Mgmt | For | For | |||
1.11 | Elect Director James J. Mulva | Mgmt | For | For | |||
1.12 | Elect Director Sam Nunn | Mgmt | For | For | |||
1.13 | Elect Director Roger S. Penske | Mgmt | For | Against | |||
1.14 | Elect Director Robert J. Swieringa | Mgmt | For | For | |||
1.15 | Elect Director Douglas A. Warner III | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Provide for Cumulative Voting | ShrHoldr | Against | For | |||
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
5 | Evaluate the Potential Conversion of the Corporation's Business Units into Four or More Public Corporations and Distribute New Shares | ShrHoldr | Against | Against | |||
6 | Adopt Policy to Cease the Payments of Dividends or Equivalent Payments to Senior Executives for Shares Not Owned | ShrHoldr | Against | For | |||
7 | Submit Severance Agreement (Change in Control) to shareholder Vote | ShrHoldr | Against | For | |||
09/22/08 AGM | General Mills, Inc. | 370334104 | 7/24/2008 | 32,125 | |||
1 | Elect Director Bradbury H. Anderson | Mgmt | For | For | |||
2 | Elect Director Paul Danos | Mgmt | For | For | |||
3 | Elect Director William T. Esrey | Mgmt | For | For | |||
4 | Elect Director Raymond V. Gilmartin | Mgmt | For | For | |||
5 | Elect Director Judith Richards Hope | Mgmt | For | For | |||
6 | Elect Director Heidi G. Miller | Mgmt | For | For | |||
7 | Elect Director Hilda Ochoa-Brillembourg | Mgmt | For | For | |||
8 | Elect Director Steve Odland | Mgmt | For | For | |||
9 | Elect Director Kendall J. Powell | Mgmt | For | For | |||
10 | Elect Director Lois E. Quam | Mgmt | For | For | |||
11 | Elect Director Michael D. Rose | Mgmt | For | For | |||
12 | Elect Director Robert L. Ryan | Mgmt | For | For | |||
13 | Elect Director Dorothy A. Terrell | Mgmt | For | For | |||
14 | Ratify Auditors | Mgmt | For | For | |||
04/20/09 AGM | Genuine Parts Co. | 372460105 | 2/12/2009 | 52,000 | |||
1.1 | Elect Director Mary B. Bullock | Mgmt | For | For | |||
1.2 | Elect Director Jean Douville | Mgmt | For | For | |||
1.3 | Elect Director Thomas C. Gallagher | Mgmt | For | For | |||
1.4 | Elect Director George C. 'Jack' Guynn | Mgmt | For | For | |||
1.5 | Elect Director John D. Johns | Mgmt | For | For | |||
1.6 | Elect Director Michael M.E. Johns | Mgmt | For | For | |||
1.7 | Elect Director J. Hicks Lanier | Mgmt | For | Withhold | |||
1.8 | Elect Director Wendy B. Needham | Mgmt | For | For | |||
1.9 | Elect Director Jerry W. Nix | Mgmt | For | For | |||
1.10 | Elect Director Larry L. Prince | Mgmt | For | For | |||
1.11 | Elect Director Gary W. Rollins | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
05/20/09 MIX | GlaxoSmithKline plc | 37733W105 | 3/11/2009 | 58,600 | |||
Meeting for ADR Holders | |||||||
Ordinary Business | |||||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | |||
2 | Approve Remuneration Report | Mgmt | For | For | |||
3 | Elect James Murdoch as Director | Mgmt | For | For | |||
4 | Re-elect Larry Culp as Director | Mgmt | For | For | |||
5 | Re-elect Sir Crispin Davis as Director | Mgmt | For | For | |||
6 | Re-elect Dr Moncef Slaoui as Director | Mgmt | For | For | |||
7 | Re-elect Tom de Swaan as Director | Mgmt | For | For | |||
8 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Mgmt | For | For | |||
9 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For | |||
Special Business | |||||||
10 | Authorise the Company and its Subsidiaries to Make EU Political Donations to Political Organisations Other than Political Parties up to GBP 50,000 and to Incur EU Political Expenditure up to GBP 50,000 | Mgmt | For | For | |||
11 | Authorise Issue of Equity with Pre-emptive Rights Under a General Authority up to GBP 432,359,137 and an Additional Amount Pursuant to a Rights Issue of up to GBP 864,692,333 After Deducting Any Securities Issued Under the General Authority | Mgmt | For | For | |||
12 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 64,854,519 | Mgmt | For | For | |||
13 | Authorise 518,836,153 Ordinary Shares for Market Purchase | Mgmt | For | For | |||
14 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditor's Reports | Mgmt | For | For | |||
15 | Approve That a General Meeting of the Company Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | Mgmt | For | For | |||
16 | Approve GlaxoSmithKline 2009 Performance Share Plan | Mgmt | For | For | |||
17 | Approve GlaxoSmithKline 2009 Share Option Plan | Mgmt | For | For | |||
18 | Approve GlaxoSmithKline 2009 Deferred Annual Bonus Plan | Mgmt | For | For | |||
09/04/08 AGM | H&R Block, Inc. | 93671105 | 7/7/2008 | 62,000 | |||
1 | Elect Director Alan M. Bennett | Mgmt | For | For | |||
2 | Elect Director Thomas M. Bloch | Mgmt | For | For | |||
3 | Elect Director Richard C. Breeden | Mgmt | For | For | |||
4 | Elect Director Robert A. Gerard | Mgmt | For | For | |||
5 | Elect Director Len J. Lauer | Mgmt | For | For | |||
6 | Elect Director David B. Lewis | Mgmt | For | For | |||
7 | Elect Director Tom D. Seip | Mgmt | For | For | |||
8 | Elect Director L. Edward Shaw, Jr. | Mgmt | For | For | |||
9 | Elect Director Russell P. Smyth | Mgmt | For | For | |||
10 | Elect Director Christianna Wood | Mgmt | For | For | |||
11 | Amend Articles of Incorporation to Require an Independent Chairman | Mgmt | For | For | |||
12 | Approve Decrease in Size of Board | Mgmt | For | For | |||
13 | Impose Director Term Limits | Mgmt | For | Against | |||
14 | Limit Voting Rights of Preferred Stock | Mgmt | For | For | |||
15 | Advisory Vote on Executive Compensation - Approve Application of Compensation Philosophy, Policies and Procedures | Mgmt | For | For | |||
16 | Approve Deferred Compensation Plan | Mgmt | For | For | |||
17 | Ratify Auditors | Mgmt | For | For | |||
08/13/08 AGM | H. J. Heinz Co. | 423074103 | 6/4/2008 | 53,600 | |||
1.1 | Elect Director W.R. Johnson | Mgmt | For | For | |||
1.2 | Elect Director C.E. Bunch | Mgmt | For | For | |||
1.3 | Elect Director L.S. Coleman, Jr. | Mgmt | For | For | |||
1.4 | Elect Director J.G. Drosdick | Mgmt | For | For | |||
1.5 | Elect Director E.E. Holiday | Mgmt | For | For | |||
1.6 | Elect Director C. Kendle | Mgmt | For | For | |||
1.7 | Elect Director D.R. O'Hare | Mgmt | For | For | |||
1.8 | Elect Director N. Peltz | Mgmt | For | For | |||
1.9 | Elect Director D.H. Reilley | Mgmt | For | For | |||
1.10 | Elect Director L.C. Swann | Mgmt | For | For | |||
1.11 | Elect Director T.J. Usher | Mgmt | For | For | |||
1.12 | Elect Director M.F. Weinstein | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Reduce Supermajority Vote Requirement to Amend Limitation of Director Liability and Director/Officer Indemnification | Mgmt | For | For | |||
4 | Reduce Supermajority Vote Requirement to Approve Certain Business Combinations | Mgmt | For | For | |||
05/06/09 AGM | Hess Corporation | 42809H107 | 3/16/2009 | 23,200 | |||
1.1 | Elect Director J.B. Hess | Mgmt | For | For | |||
1.2 | Elect Director S.W. Bodman | Mgmt | For | For | |||
1.3 | Elect Director R. Lavizzo-Mourey | Mgmt | For | For | |||
1.4 | Elect Director C.G. Matthews | Mgmt | For | For | |||
1.5 | Elect Director E.H. von Metzsch | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
03/18/09 AGM | Hewlett-Packard Co. | 428236103 | 1/20/2009 | 85,600 | |||
1 | Elect Director Lawrence T. Babbio, Jr. | Mgmt | For | For | |||
2 | Elect Director Sari M. Baldauf | Mgmt | For | For | |||
3 | Elect Director Rajiv L. Gupta | Mgmt | For | For | |||
4 | Elect Director John H. Hammergren | Mgmt | For | For | |||
5 | Elect Director Mark V. Hurd | Mgmt | For | For | |||
6 | Elect Director Joel Z. Hyatt | Mgmt | For | For | |||
7 | Elect Director John R. Joyce | Mgmt | For | For | |||
8 | Elect Director Robert L. Ryan | Mgmt | For | For | |||
9 | Elect Director Lucille S. Salhany | Mgmt | For | For | |||
10 | Elect Director G. Kennedy Thompson | Mgmt | For | For | |||
11 | Ratify Auditors | Mgmt | For | For | |||
05/28/09 AGM | Home Depot, Inc. | 437076102 | 3/30/2009 | 80,900 | |||
1 | Elect Director F. Duane Ackerman | Mgmt | For | For | |||
2 | Elect Director David H. Batchelder | Mgmt | For | For | |||
3 | Elect Director Francis S. Blake | Mgmt | For | For | |||
4 | Elect Director Ari Bousbib | Mgmt | For | For | |||
5 | Elect Director Gregory D. Brenneman | Mgmt | For | For | |||
6 | Elect Director Albert P. Carey | Mgmt | For | For | |||
7 | Elect Director Armando Codina | Mgmt | For | For | |||
8 | Elect Director Bonnie G. Hill | Mgmt | For | For | |||
9 | Elect Director Karen L. Katen | Mgmt | For | For | |||
10 | Ratify Auditors | Mgmt | For | For | |||
11 | Approve Right to Call Special Meetings | Mgmt | For | Against | |||
12 | Provide for Cumulative Voting | ShrHoldr | Against | For | |||
13 | Call Special Meetings | ShrHoldr | Against | For | |||
14 | Prepare Employment Diversity Report | ShrHoldr | Against | For | |||
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
16 | Assess Energy Use and Establish Reduction Targets | ShrHoldr | Against | For | |||
04/27/09 AGM | Honeywell International, Inc. | 438516106 | 2/27/2009 | 70,800 | |||
1.1 | Elect Director Gordon M. Bethune | Mgmt | For | Against | |||
1.2 | Elect Director Jaime Chico Pardo | Mgmt | For | For | |||
1.3 | Elect Director David M. Cote | Mgmt | For | For | |||
1.4 | Elect Director D. Scott Davis | Mgmt | For | For | |||
1.5 | Elect Director Linnet F. Deily | Mgmt | For | For | |||
1.6 | Elect Director Clive R. Hollick | Mgmt | For | Against | |||
1.7 | Elect Director George Paz | Mgmt | For | For | |||
1.8 | Elect Director Bradley T. Sheares | Mgmt | For | Against | |||
1.9 | Elect Director John R. Stafford | Mgmt | For | Against | |||
1.10 | Elect Director Michael W. Wright | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Provide for Cumulative Voting | ShrHoldr | Against | For | |||
4 | Adopt Principles for Health Care Reform | ShrHoldr | Against | Against | |||
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
6 | Adopt Anti Gross-up Policy | ShrHoldr | Against | For | |||
7 | Amend Bylaws-- Call Special Meetings | ShrHoldr | Against | For | |||
05/04/09 AGM | Hubbell Incorporated | 443510201 | 3/6/2009 | 23,900 | |||
1.1 | Elect Director E. Brooks | Mgmt | For | Withhold | |||
1.2 | Elect Director G. Edwards | Mgmt | For | Withhold | |||
1.3 | Elect Director A. Guzzi | Mgmt | For | Withhold | |||
1.4 | Elect Director J. Hoffman | Mgmt | For | Withhold | |||
1.5 | Elect Director A. McNally IV | Mgmt | For | Withhold | |||
1.6 | Elect Director T. Powers | Mgmt | For | Withhold | |||
1.7 | Elect Director G. Ratcliffe | Mgmt | For | Withhold | |||
1.8 | Elect Director R. Swift | Mgmt | For | Withhold | |||
1.9 | Elect Director D. Van Riper | Mgmt | For | Withhold | |||
2 | Ratify Auditors | Mgmt | For | For | |||
04/21/09 AGM | Hudson City Bancorp, Inc. | 443683107 | 3/2/2009 | 88,900 | |||
1.1 | Elect Director Denis J. Salamone | Mgmt | For | For | |||
1.2 | Elect Director Michael W. Azzara | Mgmt | For | For | |||
1.3 | Elect Director Victoria H. Bruni | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
05/08/09 AGM | Illinois Tool Works Inc. | 452308109 | 3/10/2009 | 62,700 | |||
1.1 | Elect Director William F. Aldinger | Mgmt | For | For | |||
1.2 | Elect Director Marvin D. Brailsford | Mgmt | For | For | |||
1.3 | Elect Director Susan Crown | Mgmt | For | For | |||
1.4 | Elect Director Don H. Davis, Jr. | Mgmt | For | For | |||
1.5 | Elect Director Robert C. McCormack | Mgmt | For | For | |||
1.6 | Elect Director Robert S. Morrison | Mgmt | For | For | |||
1.7 | Elect Director James A. Skinner | Mgmt | For | For | |||
1.8 | Elect Director Harold B. Smith | Mgmt | For | For | |||
1.9 | Elect Director David B. Speer | Mgmt | For | For | |||
1.10 | Elect Director Pamela B. Strobel | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Submit SERP to Shareholder Vote | ShrHoldr | Against | For | |||
05/13/09 AGM | Integrys Energy Group Inc | 45822P105 | 3/19/2009 | 18,200 | |||
1.1 | Elect Director Keith E. Bailey | Mgmt | For | For | |||
1.2 | Elect Director Kathryn M. Hasselblad-Pascale | Mgmt | For | For | |||
1.3 | Elect Director John W. Higgins | Mgmt | For | For | |||
1.4 | Elect Director James L. Kemerling | Mgmt | For | For | |||
1.5 | Elect Director Charles A. Schrock | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
05/20/09 AGM | Intel Corp. | 458140100 | 3/23/2009 | 59,300 | |||
1 | Elect Director Charlene Barshefsky | Mgmt | For | For | |||
2 | Elect Director Susan L. Decker | Mgmt | For | For | |||
3 | Elect Director John J. Donahoe | Mgmt | For | For | |||
4 | Elect Director Reed E. Hundt | Mgmt | For | For | |||
5 | Elect Director Paul S. Otellini | Mgmt | For | For | |||
6 | Elect Director James D. Plummer | Mgmt | For | For | |||
7 | Elect Director David S. Pottruck | Mgmt | For | For | |||
8 | Elect Director Jane E. Shaw | Mgmt | For | For | |||
9 | Elect Director John L. Thornton | Mgmt | For | For | |||
10 | Elect Director Frank D. Yeary | Mgmt | For | For | |||
11 | Elect Director David B. Yoffie | Mgmt | For | For | |||
12 | Ratify Auditors | Mgmt | For | For | |||
13 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
14 | Approve Stock Option Exchange Program | Mgmt | For | For | |||
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |||
16 | Provide for Cumulative Voting | ShrHoldr | Against | For | |||
17 | Adopt Policy on Human Rights to Water | ShrHoldr | Against | Against | |||
04/28/09 AGM | International Business Machines Corp. | 459200101 | 2/27/2009 | 15,700 | |||
1.1 | Elect Director A. J. P. Belda | Mgmt | For | For | |||
1.2 | Elect Director C. Black | Mgmt | For | For | |||
1.3 | Elect Director W. R. Brody | Mgmt | For | For | |||
1.4 | Elect Director K. I. Chenault | Mgmt | For | For | |||
1.5 | Elect Director M. L. Eskew | Mgmt | For | For | |||
1.6 | Elect Director S. A. Jackson | Mgmt | For | For | |||
1.7 | Elect Director T. Nishimuro | Mgmt | For | For | |||
1.8 | Elect Director J. W. Owens | Mgmt | For | For | |||
1.9 | Elect Director S. J. Palmisano | Mgmt | For | For | |||
1.10 | Elect Director J. E. Spero | Mgmt | For | For | |||
1.11 | Elect Director S. Taurel | Mgmt | For | For | |||
1.12 | Elect Director L. H. Zambrano | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | |||
4 | Provide for Cumulative Voting | ShrHoldr | Against | For | |||
5 | Review Executive Compensation | ShrHoldr | Against | For | |||
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
05/21/09 AGM | Invesco Ltd. (formerly INVESCO plc) | G491BT108 | 3/23/2009 | 68,300 | |||
Meeting for ADR Holders | |||||||
1 | Election Of Director: Martin L. Flanagan | Mgmt | For | For | |||
2 | Election Of Director: Ben F. Johnson, III | Mgmt | For | For | |||
3 | Election Of Director: J. Thomas Presby, Cpa | Mgmt | For | For | |||
4 | To Appoint Ernst & Young Llp As The Company S Independentregistered Public Accounting Firm For The Fiscal Year Endingdecember 31, 2009 | Mgmt | For | For | |||
09/16/08 AGM | Investors Real Estate Trust | 461730103 | 7/21/2008 | 197,200 | |||
1.1 | Elect Director Patrick G. Jones | Mgmt | For | For | |||
1.2 | Elect Director Timothy P. Mihalick | Mgmt | For | For | |||
1.3 | Elect Director Jeffrey L. Miller | Mgmt | For | For | |||
1.4 | Elect Director C.W. ''Chip'' Morgan | Mgmt | For | For | |||
1.5 | Elect Director John T. Reed | Mgmt | For | For | |||
1.6 | Elect Director W. David Scott | Mgmt | For | For | |||
1.7 | Elect Director Stephen L. Stenehjem | Mgmt | For | For | |||
1.8 | Elect Director John D. Stewart | Mgmt | For | For | |||
1.9 | Elect Director Thomas A. Wentz, Jr. | Mgmt | For | For | |||
2 | Approve Incentive Award Plan | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
05/12/09 AGM | ITT Corp. | 450911102 | 3/16/2009 | 33,000 | |||
1.1 | Elect Director Steven R. Loranger | Mgmt | For | For | |||
1.2 | Elect Director Curtis J. Crawford | Mgmt | For | For | |||
1.3 | Elect Director Christina A. Gold | Mgmt | For | For | |||
1.4 | Elect Director Ralph F. Hake | Mgmt | For | For | |||
1.5 | Elect Director John J. Hamre | Mgmt | For | For | |||
1.6 | Elect Director Paul J. Kern | Mgmt | For | For | |||
1.7 | Elect Director Frank T. MacInnis | Mgmt | For | For | |||
1.8 | Elect Director Surya N. Mohapatra | Mgmt | For | For | |||
1.9 | Elect Director Linda S. Sanford | Mgmt | For | For | |||
1.10 | Elect Director Markos I. Tambakeras | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Report on Foreign Military Sales | ShrHoldr | Against | Against | |||
05/15/09 AGM | J. C. Penney Co., Inc (HLDG CO) | 708160106 | 3/16/2009 | 29,700 | |||
1 | Elect Director Colleen C. Barrett | Mgmt | For | For | |||
2 | Elect Director M. Anthony Burns | Mgmt | For | For | |||
3 | Elect Director Maxine K. Clark | Mgmt | For | For | |||
4 | Elect Director Thomas J. Engibous | Mgmt | For | For | |||
5 | Elect Director Kent B. Foster | Mgmt | For | For | |||
6 | Elect Director Ken C. Hicks | Mgmt | For | For | |||
7 | Elect Director Burl Osborne | Mgmt | For | For | |||
8 | Elect Director Leonard H. Roberts | Mgmt | For | For | |||
9 | Elect Director Javier G. Teruel | Mgmt | For | For | |||
10 | Elect Director R. Gerald Turner | Mgmt | For | For | |||
11 | Elect Director Myron E. Ullman, III | Mgmt | For | For | |||
12 | Elect Director Mary Beth West | Mgmt | For | For | |||
13 | Ratify Auditors | Mgmt | For | For | |||
14 | Approve Omnibus Stock Plan | Mgmt | For | For | |||
15 | Adopt Principles for Health Care Reform | ShrHoldr | Against | Against | |||
04/23/09 AGM | Johnson & Johnson | 478160104 | 2/24/2009 | 98,800 | |||
1.1 | Elect Director Mary Sue Coleman | Mgmt | For | For | |||
1.2 | Elect Director James G. Cullen | Mgmt | For | For | |||
1.3 | Elect Director Michael M.E. Johns | Mgmt | For | For | |||
1.4 | Elect Director Arnold G. Langbo | Mgmt | For | For | |||
1.5 | Elect Director Susan L. Lindquist | Mgmt | For | For | |||
1.6 | Elect Director Leo F. Mullin | Mgmt | For | For | |||
1.7 | Elect Director Wiliam D. Perez | Mgmt | For | For | |||
1.8 | Elect Director Charles Prince | Mgmt | For | For | |||
1.9 | Elect Director David Satcher | Mgmt | For | For | |||
1.10 | Elect Director William C. Weldon | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
05/19/09 AGM | JPMorgan Chase & Co. | 46625H100 | 3/20/2009 | 100,300 | |||
1.1 | Elect Director Crandall C. Bowles | Mgmt | For | For | |||
1.2 | Elect Director Stephen B. Burke | Mgmt | For | For | |||
1.3 | Elect Director David M. Cote | Mgmt | For | For | |||
1.4 | Elect Director James S. Crown | Mgmt | For | For | |||
1.5 | Elect Director James Dimon | Mgmt | For | For | |||
1.6 | Elect Director Ellen V. Futter | Mgmt | For | For | |||
1.7 | Elect Director William H. Gray, III | Mgmt | For | For | |||
1.8 | Elect Director Laban P. Jackson, Jr. | Mgmt | For | For | |||
1.9 | Elect Director David C. Novak | Mgmt | For | For | |||
1.10 | Elect Director Lee R. Raymond | Mgmt | For | For | |||
1.11 | Elect Director William C. Weldon | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |||
4 | Disclose Prior Government Service | ShrHoldr | Against | Against | |||
5 | Provide for Cumulative Voting | ShrHoldr | Against | For | |||
6 | Amend Articles/Bylaws/Charter -- Call Special Meetings | ShrHoldr | Against | For | |||
7 | Report on Predatory Lending Policies | ShrHoldr | Against | Against | |||
8 | Amend Key Executive Performance Plan | ShrHoldr | Against | For | |||
9 | Stock Retention/Holding Period | ShrHoldr | Against | For | |||
10 | Prepare Carbon Principles Report | ShrHoldr | Against | Against | |||
05/21/09 AGM | KeyCorp | 493267108 | 3/24/2009 | 58,600 | |||
1.1 | Elect Director William G. Bares | Mgmt | For | For | |||
1.2 | Elect Director Carol A. Cartwright | Mgmt | For | For | |||
1.3 | Elect Director Kristen L. Manos | Mgmt | For | For | |||
1.4 | Elect Director Thomas C. Stevens | Mgmt | For | For | |||
2 | Require Majority Vote for Election of Directors | Mgmt | For | For | |||
3 | Amend Votes Per Share of Existing Stock | Mgmt | For | For | |||
4 | Ratify Auditors | Mgmt | For | For | |||
5 | Advisory Vote to Ratify Named Executive Officer's Compensation | Mgmt | For | For | |||
04/30/09 AGM | Kimberly-Clark Corp. | 494368103 | 3/2/2009 | 63,600 | |||
1.1 | Elect Director John R. Alm | Mgmt | For | For | |||
1.2 | Elect Director Dennis R. Beresford | Mgmt | For | For | |||
1.3 | Elect Director John F. Bergstrom | Mgmt | For | For | |||
1.4 | Elect Director Abelardo E. Bru | Mgmt | For | For | |||
1.5 | Elect Director Robert W. Decherd | Mgmt | For | For | |||
1.6 | Elect Director Thomas J. Falk | Mgmt | For | For | |||
1.7 | Elect Director Mae C. Jemison | Mgmt | For | For | |||
1.8 | Elect Director Ian C. Read | Mgmt | For | For | |||
1.9 | Elect Director G. Craig Sullivan | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Provide Right to Call Special Meeting | Mgmt | For | For | |||
4 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
5 | Provide for Cumulative Voting | ShrHoldr | Against | For | |||
05/20/09 AGM | Kraft Foods Inc | 50075N104 | 3/12/2009 | 169,700 | |||
1.1 | Elect Director Ajay Banga | Mgmt | For | Against | |||
1.2 | Elect Director Myra M. Hart | Mgmt | For | For | |||
1.3 | Elect Director Lois D. Juliber | Mgmt | For | For | |||
1.4 | Elect Director Mark D. Ketchum | Mgmt | For | For | |||
1.5 | Elect Director Richard A. Lerner | Mgmt | For | For | |||
1.6 | Elect Director John C. Pope | Mgmt | For | For | |||
1.7 | Elect Director Fredric G. Reynolds | Mgmt | For | For | |||
1.8 | Elect Director Irene B. Rosenfeld | Mgmt | For | For | |||
1.9 | Elect Director Deborah C. Wright | Mgmt | For | For | |||
1.10 | Elect Director Frank G. Zarb | Mgmt | For | For | |||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | ShrHoldr | Against | For | |||
05/07/09 AGM | Leggett & Platt, Inc. | 524660107 | 3/5/2009 | 93,100 | |||
1 | Elect Director Ralph W. Clark | Mgmt | For | For | |||
2 | Elect Director R. Ted Enloe, III | Mgmt | For | For | |||
3 | Elect Director Richard T. Fisher | Mgmt | For | For | |||
4 | Elect Director Karl G. Glassman | Mgmt | For | For | |||
5 | Elect Director David S. Haffner | Mgmt | For | For | |||
6 | Elect Director Joseph W. McClanathan | Mgmt | For | For | |||
7 | Elect Director Judy C. Odom | Mgmt | For | For | |||
8 | Elect Director Maurice E. Purnell, Jr. | Mgmt | For | For | |||
9 | Elect Director Phoebe A. Wood | Mgmt | For | For | |||
10 | Ratify Auditors | Mgmt | For | For | |||
11 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | |||
12 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | ShrHoldr | Against | For | |||
05/14/09 AGM | Lincoln National Corp. | 534187109 | 3/9/2009 | 41,074 | |||
1.1 | Elect Director George W. Henderson, III | Mgmt | For | For | |||
1.2 | Elect Director Eric G. Johnson | Mgmt | For | For | |||
1.3 | Elect Director M. Leanne Lachman | Mgmt | For | For | |||
1.4 | Elect Director Isaiah Tidwell | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Approve Omnibus Stock Plan | Mgmt | For | For | |||
4 | Require a Majority Vote for the Election of Directors | ShrHoldr | Against | For | |||
05/29/09 AGM | Lowe's Companies, Inc. | 548661107 | 3/27/2009 | 96,400 | |||
1.1 | Elect Director Peter C. Browning | Mgmt | For | For | |||
1.2 | Elect Director Marshall O. Larsen | Mgmt | For | For | |||
1.3 | Elect Director Stephen F. Page | Mgmt | For | For | |||
1.4 | Elect Director O. Temple Sloan, Jr. | Mgmt | For | For | |||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
4 | Eliminate Supermajority Vote Requirement | Mgmt | For | For | |||
5 | Reincorporate in Another State from Delaware to North Dakota | ShrHoldr | Against | Against | |||
6 | Adopt Principles for Health Care Reform | ShrHoldr | Against | Against | |||
7 | Require Independent Board Chairman | ShrHoldr | Against | Against | |||
04/29/09 AGM | Marathon Oil Corp | 565849106 | 3/2/2009 | 106,600 | |||
1.1 | Elect Director Charles F. Bolden, Jr. | Mgmt | For | For | |||
1.2 | Elect Director Gregory H. Boyce | Mgmt | For | For | |||
1.3 | Elect Director Clarence P. Cazalot, Jr. | Mgmt | For | For | |||
1.4 | Elect Director David A. Daberko | Mgmt | For | For | |||
1.5 | Elect Director William L. Davis | Mgmt | For | For | |||
1.6 | Elect Director Shirley Ann Jackson | Mgmt | For | For | |||
1.7 | Elect Director Philip Lader | Mgmt | For | For | |||
1.8 | Elect Director Charles R. Lee | Mgmt | For | For | |||
1.9 | Elect Director Michael E. J. Phelps | Mgmt | For | For | |||
1.10 | Elect Director Dennis H. Reilley | Mgmt | For | For | |||
1.11 | Elect Director Seth E. Schofield | Mgmt | For | For | |||
1.12 | Elect Director John W. Snow | Mgmt | For | For | |||
1.13 | Elect Director Thomas J. Usher | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Amend Bylaws-- Call Special Meetings | ShrHoldr | Against | For | |||
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
04/28/09 AGM | Marine Products Corp | 568427108 | 2/27/2009 | 74,300 | |||
1.1 | Elect Director Richard A. Hubbell | Mgmt | For | Withhold | |||
1.2 | Elect Director Linda H. Graham | Mgmt | For | Withhold | |||
1.3 | Elect Director Bill J. Dismuke | Mgmt | For | For | |||
1.4 | Elect Director Larry L. Prince | Mgmt | For | For | |||
05/27/09 AGM | McDonald's Corp. | 580135101 | 3/30/2009 | 56,400 | |||
1 | Elect Director Robert A. Eckert | Mgmt | For | For | |||
2 | Elect Director Enrique Hernandez, Jr. | Mgmt | For | For | |||
3 | Elect Director Jeanne P. Jackson | Mgmt | For | For | |||
4 | Elect Director Andrew J. McKenna | Mgmt | For | For | |||
5 | Ratify Auditors | Mgmt | For | For | |||
6 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
7 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | |||
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
9 | Phase out Sales of Eggs from Battery Cage Hens | ShrHoldr | Against | Against | |||
04/28/09 AGM | MDU Resources Group, Inc. | 552690109 | 2/27/2009 | 80,050 | |||
1.1 | Elect Director Thomas Everist | Mgmt | For | For | |||
1.2 | Elect Director Karen B. Fagg | Mgmt | For | For | |||
1.3 | Elect Director A. Bart Holaday | Mgmt | For | For | |||
1.4 | Elect Director Thomas C. Knudson | Mgmt | For | For | |||
1.5 | Elect Director Richard H. Lewis | Mgmt | For | For | |||
1.6 | Elect Director Patricia L. Moss | Mgmt | For | For | |||
1.7 | Elect Director Harry J. Pearce | Mgmt | For | For | |||
1.8 | Elect Director Sister Thomas Welder | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
04/27/09 AGM | MeadWestvaco Corp. | 583334107 | 2/27/2009 | 55,000 | |||
1.1 | Elect Director Michael E. Campbell | Mgmt | For | For | |||
1.2 | Elect Director Thomas W. Cole, Jr. | Mgmt | For | For | |||
1.3 | Elect Director James G. Kaiser | Mgmt | For | For | |||
1.4 | Elect Director Richard B. Kelson | Mgmt | For | For | |||
1.5 | Elect Director James M. Kilts | Mgmt | For | For | |||
1.6 | Elect Director Susan J. Kropf | Mgmt | For | For | |||
1.7 | Elect Director Douglas S. Luke | Mgmt | For | For | |||
1.8 | Elect Director John A. Luke, Jr. | Mgmt | For | For | |||
1.9 | Elect Director Robert C. McCormack | Mgmt | For | For | |||
1.10 | Elect Director Timothy H. Powers | Mgmt | For | For | |||
1.11 | Elect Director Edward M. Straw | Mgmt | For | For | |||
1.12 | Elect Director Jane L. Warner | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | ShrHoldr | Against | For | |||
12/05/08 EGM | Merrill Lynch & Co., Inc. | 590188108 | 10/10/2008 | 45,400 | |||
1 | Approve Merger Agreement | Mgmt | For | For | |||
2 | Amend Certificate of Incorporation to Permit Holders of Series 2 and 3 Preferred Stock the Right to vote with Common Stock Holders | Mgmt | For | For | |||
3 | Adjourn Meeting | Mgmt | For | For | |||
09/18/08 AGM | Methode Electronics, Inc. | 591520200 | 7/25/2008 | 159,100 | |||
1.1 | Elect Director Walter J. Aspatore | Mgmt | For | For | |||
1.2 | Elect Director Warren L. Batts | Mgmt | For | For | |||
1.3 | Elect Director J. Edward Colgate | Mgmt | For | For | |||
1.4 | Elect Director Darren M. Dawson | Mgmt | For | For | |||
1.5 | Elect Director Donald W. Duda | Mgmt | For | For | |||
1.6 | Elect Director Isabelle C. Goossen | Mgmt | For | For | |||
1.7 | Elect Director Christopher J. Hornung | Mgmt | For | For | |||
1.8 | Elect Director Paul G. Shelton | Mgmt | For | For | |||
1.9 | Elect Director Lawrence B. Skatoff | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
11/19/08 AGM | Microsoft Corp. | 594918104 | 9/5/2008 | 120,500 | |||
1 | Elect Director Steven A. Ballmer | Mgmt | For | For | |||
2 | Elect Director James I. Cash, Jr. | Mgmt | For | For | |||
3 | Elect Director Dina Dublon | Mgmt | For | For | |||
4 | Elect Director William H. Gates, III | Mgmt | For | For | |||
5 | Elect Director Raymond V. Gilmartin | Mgmt | For | For | |||
6 | Elect Director Reed Hastings | Mgmt | For | For | |||
7 | Elect Director David F. Marquardt | Mgmt | For | For | |||
8 | Elect Director Charles H. Noski | Mgmt | For | For | |||
9 | Elect Director Helmut Panke | Mgmt | For | For | |||
10 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | |||
11 | Amend Non-Employee Director Omnibus Stock Plan | Mgmt | For | For | |||
12 | Ratify Auditors | Mgmt | For | For | |||
13 | Adopt Policies to Protect Freedom of Access to the Internet | ShrHoldr | Against | Against | |||
14 | Amend Bylaws to Establish a Board Committee on Human Rights | ShrHoldr | Against | Against | |||
15 | Report on Charitable Contributions | ShrHoldr | Against | Against | |||
10/31/08 AGM | Molex Incorporated | 608554101 | 9/2/2008 | 76,500 | |||
1.1 | Elect Director Edgar D. Jannotta | Mgmt | For | For | |||
1.2 | Elect Director John H. Krehbiel, Jr. | Mgmt | For | For | |||
1.3 | Elect Director Donald G. Lubin | Mgmt | For | For | |||
1.4 | Elect Director Robert J. Potter | Mgmt | For | For | |||
2 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | |||
3 | Approve Omnibus Stock Plan | Mgmt | For | For | |||
4 | Ratify Auditors | Mgmt | For | For | |||
02/09/09 EGM | Morgan Stanley | 617446448 | 12/15/2008 | 53,600 | |||
1 | Approve Conversion of Securities | Mgmt | For | For | |||
2 | Adjourn Meeting | Mgmt | For | For | |||
04/29/09 AGM | Morgan Stanley | 617446448 | 3/4/2009 | 53,600 | |||
1.1 | Elect Director Roy J. Bostock | Mgmt | For | Against | |||
1.2 | Elect Director Erskine B. Bowles | Mgmt | For | For | |||
1.3 | Elect Director Howard J. Davies | Mgmt | For | For | |||
1.4 | Elect Director Nobuyuki Hirano | Mgmt | For | For | |||
1.5 | Elect Director C. Robert Kidder | Mgmt | For | For | |||
1.6 | Elect Director John J. Mack | Mgmt | For | For | |||
1.7 | Elect Director Donald T. Nicolaisen | Mgmt | For | For | |||
1.8 | Elect Director Charles H. Noski | Mgmt | For | For | |||
1.9 | Elect Director Hutham S. Olayan | Mgmt | For | For | |||
1.10 | Elect Director Charles E. Phillips, Jr. | Mgmt | For | For | |||
1.11 | Elect Director Griffith Sexton | Mgmt | For | For | |||
1.12 | Elect Director Laura D. Tyson | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |||
4 | Amend Omnibus Stock Plan | Mgmt | For | Against | |||
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | ShrHoldr | Against | For | |||
6 | Require Independent Board Chairman | ShrHoldr | Against | For | |||
04/30/09 AGM | Myers Industries, Inc. | 628464109 | 3/10/2009 | 65,530 | |||
1.1 | Elect Director Keith A. Brown | Mgmt | For | For | |||
1.2 | Elect Director Vincent C. Byrd | Mgmt | For | For | |||
1.3 | Elect Director Richard P. Johnston | Mgmt | For | For | |||
1.4 | Elect Director Edward W. Kissel | Mgmt | For | For | |||
1.5 | Elect Director Stephen E. Myers | Mgmt | For | For | |||
1.6 | Elect Director John C. Orr | Mgmt | For | For | |||
1.7 | Elect Director John B. Crowe | Mgmt | For | For | |||
1.8 | Elect Director Jon H. Outcalt | Mgmt | For | For | |||
1.9 | Elect Director Robert A. Stefanko | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Approve Omnibus Stock Plan | Mgmt | For | For | |||
4 | Amend Code of Regulations | Mgmt | For | For | |||
04/20/09 AGM | NewAlliance Bancshares, Inc. | 650203102 | 3/9/2009 | 118,300 | |||
1.1 | Elect Director Robert J. Lyons, Jr. | Mgmt | For | For | |||
1.2 | Elect Director Eric A. Marziali | Mgmt | For | For | |||
1.3 | Elect Director Julia M. McNamara | Mgmt | For | For | |||
1.4 | Elect Director Peyton R. Patterson | Mgmt | For | For | |||
1.5 | Elect Director Gerald B. Rosenberg | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Other Business | Mgmt | For | Against | |||
05/05/09 AGM | Newell Rubbermaid Inc. | 651229106 | 3/13/2009 | 55,700 | |||
1.1 | Elect Director Thomas E. Clarke | Mgmt | For | For | |||
1.2 | Elect Director Domenico De Sole | Mgmt | For | For | |||
1.3 | Elect Director Elizabeth Cuthbert-Millett | Mgmt | For | For | |||
1.4 | Elect Director Steven J. Strobel | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
05/12/09 AGM | NiSource Inc. | 65473P105 | 3/17/2009 | 130,600 | |||
1 | Elect Director Richard A. Abdoo | Mgmt | For | For | |||
2 | Elect Director Steven C. Beering | Mgmt | For | For | |||
3 | Elect Director Dennis E. Foster | Mgmt | For | For | |||
4 | Elect Director Michael E. Jesanis | Mgmt | For | For | |||
5 | Elect Director Marty R. Kittrell | Mgmt | For | For | |||
6 | Elect Director W. Lee Nutter | Mgmt | For | For | |||
7 | Elect Director Deborah S. Parker | Mgmt | For | For | |||
8 | Elect Director Ian M. Rolland | Mgmt | For | For | |||
9 | Elect Director Robert C. Skaggs, Jr. | Mgmt | For | For | |||
10 | Elect Director Richard L. Thompson | Mgmt | For | For | |||
11 | Elect Director Carolyn Y. Woo | Mgmt | For | For | |||
12 | Ratify Auditors | Mgmt | For | For | |||
13 | Amend Articles/Bylaws/Charter -- Call Special Meetings | ShrHoldr | Against | For | |||
04/23/09 AGM | Nokia Corp. | 654902204 | 2/17/2009 | 122,300 | |||
Meeting for ADR Holders | |||||||
1 | Open Meeting | ||||||
2 | Calling the Meeting to Order | ||||||
3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | ||||||
4 | Acknowledge Proper Convening of Meeting | ||||||
5 | Prepare and Approve List of Shareholders | ||||||
6 | Receive Financial Statements and Statutory Reports; Receive CEO's Review | ||||||
7 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | |||
8 | Approve Allocation of Income and Dividends of EUR 0.40 Per Share | Mgmt | For | For | |||
9 | Approve Discharge of Board and President | Mgmt | For | For | |||
10 | Approve Remuneration of Directors in the Amount of EUR 440,000 for Chairman, EUR 150,000 for Vice Chairman, and EUR 130,000 for Other Directors; Approve Remuneration for Committee Work | Mgmt | For | For | |||
11 | Fix Number of Directors at 11 | Mgmt | For | For | |||
12.1 | Reelect Georg Ehrnrooth as Director | Mgmt | For | For | |||
12.2 | Reelect Lalita D. Gupte as Director | Mgmt | For | For | |||
12.3 | Reelect Bengt Holmstrom as Director | Mgmt | For | For | |||
12.4 | Reelect Henning Kagermann as Director | Mgmt | For | For | |||
12.5 | Reelect Olli-Pekka Kallasvuo as Director | Mgmt | For | For | |||
12.6 | Reelect Per Karlsson as Director | Mgmt | For | For | |||
12.7 | Reelect Jorma Ollila as Director | Mgmt | For | For | |||
12.8 | Reelect Marjorie Scardino as Director | Mgmt | For | For | |||
12.9 | Reelect Risto Siilasmaa as Director | Mgmt | For | For | |||
12.10 | Reelect Keijo Suila as Directors as Director | Mgmt | For | For | |||
12.11 | Elect Isabel Marey-Semper as New Director | Mgmt | For | For | |||
13 | Approve Remuneration of Auditors | Mgmt | For | For | |||
14 | Ratify PricewaterhouseCoopers Oy as Auditors | Mgmt | For | For | |||
15 | Authorize Repurchase of up to 360 Million Nokia Shares | Mgmt | For | For | |||
16 | Close Meeting | ||||||
17 | MARK THE FOR BOX IF YOU WISH TO INSTRUCT THE DEPOSITARY TO GIVE A PROXY TO LEENA SIIRALA OR ESA NIINIMAKI, BOTH LEGALCOUNSELS OF NOKIA CORPORATION, TO VOTE, IN THEIR DISCRETION, ONYOUR BEHALF ONLY UPON ITEM 17. | Mgmt | Against | ||||
05/14/09 AGM | Norfolk Southern Corp. | 655844108 | 3/6/2009 | 37,400 | |||
1.1 | Elect Director Daniel A. Carp | Mgmt | For | For | |||
1.2 | Elect Director Steven F. Leer | Mgmt | For | For | |||
1.3 | Elect Director Michael D. Lockhart | Mgmt | For | For | |||
1.4 | Elect Director Charles W. Moorman | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Report on Political Contributions | ShrHoldr | Against | For | |||
02/24/09 AGM | Novartis AG | 66987V109 | TNA | 1/23/2009 | 0 | ||
Meeting for ADR Holders | |||||||
Management Proposals | |||||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | TNA | |||
2 | Approve Discharge of Board and Senior Management | Mgmt | For | TNA | |||
3 | Approve Allocation of Income and Dividends of CHF 2 per Share | Mgmt | For | TNA | |||
4 | Approve CHF 3 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | TNA | |||
Shareholder Proposal Submitted by Ethos and Eight Other Shareholders | |||||||
5.1 | Amend Articles Re: Require Annual Advisory Vote on Remuneration Report, incl. Disclosure of Compensation Amount Paid to Board of Directors and Executive Management | ShrHoldr | Against | TNA | |||
Management Proposals | |||||||
5.2 | Amend Corporate Purpose Re: Sustainability | Mgmt | For | TNA | |||
5.3 | Amend Articles Re: Auditors | Mgmt | For | TNA | |||
6.1 | Retirement of Peter Burckhardt and William George as Directors (Non-Voting) | ||||||
6.2.1 | Reelect Srikant Datar as Director | Mgmt | For | TNA | |||
6.2.2 | Reelect Andreas von Planta as Director | Mgmt | For | TNA | |||
6.2.3 | Reelect Wendelin Wiedeking as Director | Mgmt | For | TNA | |||
6.2.4 | Reelect Rolf Zinkernagel as Director | Mgmt | For | TNA | |||
6.3 | Elect William Brody as Director | Mgmt | For | TNA | |||
7 | Ratify PricewaterhouseCoopers AG as Auditors | Mgmt | For | TNA | |||
05/21/09 AGM | Oneok, Inc. | 682680103 | 3/23/2009 | 36,800 | |||
1 | Elect Director James C. Day | Mgmt | For | For | |||
2 | Elect Director Julie H. Edwards | Mgmt | For | For | |||
3 | Elect Director William L. Ford | Mgmt | For | For | |||
4 | Elect Director John W. Gibson | Mgmt | For | For | |||
5 | Elect Director David L. Kyle | Mgmt | For | For | |||
6 | Elect Director Bert H. Mackie | Mgmt | For | For | |||
7 | Elect Director Jim W. Mogg | Mgmt | For | For | |||
8 | Elect Director Pattye L. Moore | Mgmt | For | For | |||
9 | Elect Director Gary D. Parker | Mgmt | For | For | |||
10 | Elect Director Eduardo A. Rodriguez | Mgmt | For | For | |||
11 | Elect Director David J. Tippeconnic | Mgmt | For | For | |||
12 | Ratify Auditors | Mgmt | For | For | |||
04/29/09 AGM | P. H. Glatfelter Company | 377316104 | 3/5/2009 | 72,300 | |||
1.1 | Elect Director George H. Glatfelter II | Mgmt | For | For | |||
1.2 | Elect Director Ronald J. Naples | Mgmt | For | For | |||
1.3 | Elect Director Richard L. Smoot | Mgmt | For | For | |||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
05/01/09 AGM | Pearson plc | 705015105 | 3/24/2009 | 125,800 | |||
Meeting for ADR Holders | |||||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | |||
2 | Approve Final Dividend of 22 Pence Per Ordinary Share | Mgmt | For | For | |||
3 | Re-elect David Arculus as Director | Mgmt | For | For | |||
4 | Re-elect Terry Burns as Director | Mgmt | For | For | |||
5 | Re-elect Patrick Cescau as Director | Mgmt | For | For | |||
6 | Re-elect Rona Fairhead as Director | Mgmt | For | For | |||
7 | Re-elect Robin Freestone as Director | Mgmt | For | For | |||
8 | Re-elect Susan Fuhrman as Director | Mgmt | For | For | |||
9 | Re-elect Ken Hydon as Director | Mgmt | For | For | |||
10 | Re-elect John Makinson as Director | Mgmt | For | For | |||
11 | Re-elect Glen Moreno as Director | Mgmt | For | For | |||
12 | Re-elect Marjorie Scardino as Director | Mgmt | For | For | |||
13 | Elect Will Ethridge as Director | Mgmt | For | For | |||
14 | Elect CK Prahalad as Director | Mgmt | For | For | |||
15 | Approve Remuneration Report | Mgmt | For | Against | |||
16 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Mgmt | For | For | |||
17 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | |||
18 | Authorise Issue of Equity with Pre-emptive Rights Under a General Authority up to GBP 67,500,000 and an Additional Amount Pursuant to a Rights Issue of up to GBP 135,000,000 After Deducting Any Securities Issued Under the General Authority | Mgmt | For | For | |||
19 | Approve Increase in Authorised Ordinary Share Capital from GBP 299,500,000 to GBP 400,000,000 | Mgmt | For | For | |||
20 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 10,123,000 | Mgmt | For | For | |||
21 | Authorise 80,000,000 Ordinary Shares for Market Purchase | Mgmt | For | For | |||
22 | Amend Articles of Association by Deleting All Provisions of Company's Memorandum of Association which, by Virtue of Sec28 of Companies Act 2006, would Otherwise be Treated as Provisions of Company's Articles of Association, and by Deleting Article 3 | Mgmt | For | For | |||
23 | Authorise the Company to Call General Meetings on 14 Clear Days' Notice | Mgmt | For | For | |||
05/07/09 AGM | People's United Financial, Inc. | 712704105 | 3/9/2009 | 116,200 | |||
1.1 | Elect Director George P. Carter | Mgmt | For | Withhold | |||
1.2 | Elect Director Jerry Franklin | Mgmt | For | Withhold | |||
1.3 | Elect Director Eunice S. Groark | Mgmt | For | For | |||
1.4 | Elect Director James A. Thomas | Mgmt | For | Withhold | |||
2 | Ratify Auditors | Mgmt | For | For | |||
05/07/09 AGM | PepsiAmericas, Inc. | 71343P200 | 3/10/2009 | 71,000 | |||
1.1 | Elect Director Herbert M. Baum | Mgmt | For | For | |||
1.2 | Elect Director Richard G. Cline | Mgmt | For | For | |||
1.3 | Elect Director Michael J. Corliss | Mgmt | For | For | |||
1.4 | Elect Director Pierre S. du Pont | Mgmt | For | For | |||
1.5 | Elect Director Archie R. Dykes | Mgmt | For | For | |||
1.6 | Elect Director Jarobin Gilbert, Jr. | Mgmt | For | For | |||
1.7 | Elect Director James R. Kackley | Mgmt | For | For | |||
1.8 | Elect Director Matthew M. McKenna | Mgmt | For | For | |||
1.9 | Elect Director Robert C. Pohlad | Mgmt | For | For | |||
1.10 | Elect Director Deborah E. Powell | Mgmt | For | For | |||
2 | Approve Omnibus Stock Plan | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
05/06/09 AGM | PepsiCo, Inc. | 713448108 | 3/6/2009 | 51,400 | |||
1 | Elect Director S.L. Brown | Mgmt | For | For | |||
2 | Elect Director I.M. Cook | Mgmt | For | For | |||
3 | Elect Director D. Dublon | Mgmt | For | For | |||
4 | Elect Director V.J. Dzau | Mgmt | For | For | |||
5 | Elect Director R.L. Hunt | Mgmt | For | For | |||
6 | Elect Director A. Ibarguen | Mgmt | For | For | |||
7 | Elect Director A.C. Martinez | Mgmt | For | For | |||
8 | Elect Director I.K. Nooyi | Mgmt | For | For | |||
9 | Elect Director S.P. Rockefeller | Mgmt | For | For | |||
10 | Elect Director J.J. Schiro | Mgmt | For | Against | |||
11 | Elect Director L.G. Trotter | Mgmt | For | For | |||
12 | Elect Director D.Vasella | Mgmt | For | For | |||
13 | Elect Director M.D. White | Mgmt | For | For | |||
14 | Ratify Auditors | Mgmt | For | For | |||
15 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | |||
16 | Report on Recycling | ShrHoldr | Against | Against | |||
17 | Report on Genetically Engineered Products | ShrHoldr | Against | Against | |||
18 | Report on Charitable Contributions | ShrHoldr | Against | Against | |||
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
04/23/09 AGM | Pfizer Inc. | 717081103 | 2/24/2009 | 179,500 | |||
1.1 | Elect Director Dennis A. Ausiello | Mgmt | For | For | |||
1.2 | Elect Director Michael S. Brown | Mgmt | For | For | |||
1.3 | Elect Director M. Anthony Burns | Mgmt | For | For | |||
1.4 | Elect Director Robert N. Burt | Mgmt | For | For | |||
1.5 | Elect Director W. Don Cornwell | Mgmt | For | For | |||
1.6 | Elect Director William H. Gray, III | Mgmt | For | For | |||
1.7 | Elect Director Constance J. Horner | Mgmt | For | For | |||
1.8 | Elect Director James M. Kilts | Mgmt | For | For | |||
1.9 | Elect Director Jeffrey B. Kindler | Mgmt | For | For | |||
1.10 | Elect Director George A. Lorch | Mgmt | For | For | |||
1.11 | Elect Director Dana G. Mead | Mgmt | For | For | |||
1.12 | Elect Director Suzanne Nora Johnson | Mgmt | For | For | |||
1.13 | Elect Director Stephen W. Sanger | Mgmt | For | For | |||
1.14 | Elect Director William C. Steere, Jr. | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
4 | Limit/Prohibit Executive Stock-Based Awards | ShrHoldr | Against | Against | |||
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
6 | Provide for Cumulative Voting | ShrHoldr | Against | For | |||
7 | Amend Bylaws -- Call Special Meetings | ShrHoldr | Against | For | |||
05/05/09 AGM | Philip Morris International Inc. | 718172109 | 3/10/2009 | 81,000 | |||
1.1 | Elect Director Harold Brown | Mgmt | For | For | |||
1.2 | Elect Director Mathis Cabiallavetta | Mgmt | For | For | |||
1.3 | Elect Director Louis C. Camilleri | Mgmt | For | For | |||
1.4 | Elect Director J. Dudley Fishburn | Mgmt | For | For | |||
1.5 | Elect Director Graham Mackay | Mgmt | For | For | |||
1.6 | Elect Director Sergio Marchionne | Mgmt | For | Against | |||
1.7 | Elect Director Lucio A. Noto | Mgmt | For | For | |||
1.8 | Elect Director Carlos Slim HelD | Mgmt | For | For | |||
1.9 | Elect Director Stephen M. Wolf | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
05/11/09 AGM | Pitney Bowes Inc. | 724479100 | 3/18/2009 | 51,600 | |||
1.1 | Elect Director Anne M. Busquet | Mgmt | For | For | |||
1.2 | Elect Director Anne Sutherland Fuchs | Mgmt | For | For | |||
1.3 | Elect Director James H. Keyes | Mgmt | For | For | |||
1.4 | Elect Director David L. Shedlarz | Mgmt | For | For | |||
1.5 | Elect Director David B. Snow, Jr. | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
05/06/09 AGM | Plum Creek Timber Company, Inc. | 729251108 | 3/10/2009 | 47,300 | |||
1.1 | Elect Director Rick R. Holley | Mgmt | For | For | |||
1.2 | Elect Director Robin Josephs | Mgmt | For | For | |||
1.3 | Elect Director John G. McDonald | Mgmt | For | For | |||
1.4 | Elect Director Robert B. McLeod | Mgmt | For | For | |||
1.5 | Elect Director John F. Morgan, Sr. | Mgmt | For | For | |||
1.6 | Elect Director John H. Scully | Mgmt | For | For | |||
1.7 | Elect Director Stephen C. Tobias | Mgmt | For | For | |||
1.8 | Elect Director Martin A. White | Mgmt | For | For | |||
2 | Adopt Majority Voting for Uncontested Election of Directors | Mgmt | For | For | |||
3 | Amend Stock Ownership Limitations | Mgmt | For | For | |||
4 | Ratify Auditors | Mgmt | For | For | |||
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
12/23/08 EGM | PNC Financial Services Group, Inc. | 693475105 | 11/14/2008 | 43,300 | |||
1 | Approve Acquisition | Mgmt | For | For | |||
2 | Adjourn Meeting | Mgmt | For | For | |||
04/28/09 AGM | PNC Financial Services Group, Inc. | 693475105 | 2/27/2009 | 43,300 | |||
1.1 | Elect Director Richard O. Berndt | Mgmt | For | For | |||
1.2 | Elect Director Charles E. Bunch | Mgmt | For | For | |||
1.3 | Elect Director Paul W. Chellgren | Mgmt | For | For | |||
1.4 | Elect Director Robert N. Clay | Mgmt | For | For | |||
1.5 | Elect Director Kay Coles James | Mgmt | For | For | |||
1.6 | Elect Director Richard B. Kelson | Mgmt | For | For | |||
1.7 | Elect Director Bruce C. Lindsay | Mgmt | For | For | |||
1.8 | Elect Director Anthony A. Massaro | Mgmt | For | For | |||
1.9 | Elect Director Jane G. Pepper | Mgmt | For | For | |||
1.10 | Elect Director James E. Rohr | Mgmt | For | For | |||
1.11 | Elect Director Donald J. Shepard | Mgmt | For | For | |||
1.12 | Elect Director Lorene K. Steffes | Mgmt | For | For | |||
1.13 | Elect Director Dennis F. Strigl | Mgmt | For | For | |||
1.14 | Elect Director Stephen G. Thieke | Mgmt | For | For | |||
1.15 | Elect Director Thomas J. Usher | Mgmt | For | For | |||
1.16 | Elect Director George H. Walls, Jr. | Mgmt | For | For | |||
1.17 | Elect Director Helge H. Wehmeier | Mgmt | For | For | |||
2 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |||
5 | Stock Retention/Holding Period | ShrHoldr | Against | For | |||
05/13/09 AGM | Portland General Electric Co. | 736508847 | 3/6/2009 | 56,200 | |||
1.1 | Elect Director John W. Ballantine | Mgmt | For | For | |||
1.2 | Elect Director Rodney L. Brown, Jr. | Mgmt | For | For | |||
1.3 | Elect Director David A. Dietzler | Mgmt | For | For | |||
1.4 | Elect Director Peggy Y. Fowler | Mgmt | For | For | |||
1.5 | Elect Director Mark B. Ganz | Mgmt | For | For | |||
1.6 | Elect Director Corbin A. McNeill, Jr. | Mgmt | For | For | |||
1.7 | Elect Director Neil J. Nelson | Mgmt | For | For | |||
1.8 | Elect Director M. Lee Pelton | Mgmt | For | For | |||
1.9 | Elect Director James J. Piro | Mgmt | For | For | |||
1.10 | Elect Director Robert T. F. Reid | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Increase Authorized Common Stock | Mgmt | For | For | |||
04/16/09 AGM | PPG Industries, Inc. | 693506107 | 2/20/2009 | 31,600 | |||
1.1 | Elect Director Charles E. Bunch | Mgmt | For | For | |||
1.2 | Elect Director Robert Ripp | Mgmt | For | For | |||
1.3 | Elect Director Thomas J. Usher | Mgmt | For | For | |||
1.4 | Elect Director David R. Whitwam | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
05/04/09 AGM | Protective Life Corp. | 743674103 | 3/9/2009 | 49,300 | |||
1.1 | Elect Director James S. M. French | Mgmt | For | For | |||
1.2 | Elect Director Thomas L. Hamby | Mgmt | For | For | |||
1.3 | Elect Director John D. Johns | Mgmt | For | For | |||
1.4 | Elect Director Vanessa Leonard | Mgmt | For | For | |||
1.5 | Elect Director Charles D. McCrary | Mgmt | For | For | |||
1.6 | Elect Director John J. McMahon, Jr. | Mgmt | For | For | |||
1.7 | Elect Director Malcolm Portera | Mgmt | For | For | |||
1.8 | Elect Director C. Dowd Ritter | Mgmt | For | For | |||
1.9 | Elect Director William A. Terry | Mgmt | For | For | |||
1.10 | Elect Director W. Michael Warren, Jr. | Mgmt | For | For | |||
1.11 | Elect Director Vanessa Wilson | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
05/19/09 AGM | Royal Dutch Shell plc | 780259206 | 4/9/2009 | 56,100 | |||
Meeting for ADR Holders | |||||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | |||
2 | Approve Remuneration Report | Mgmt | For | Against | |||
3 | Elect Simon Henry as Director | Mgmt | For | For | |||
4 | Re-elect Lord Kerr of Kinlochard as Director | Mgmt | For | For | |||
5 | Re-elect Wim Kok as Director | Mgmt | For | For | |||
6 | Re-elect Nick Land as Director | Mgmt | For | For | |||
7 | Re-elect Jorma Ollila as Director | Mgmt | For | For | |||
8 | Re-elect Jeroen van der Veer as Director | Mgmt | For | For | |||
9 | Re-elect Hans Wijers as Director | Mgmt | For | For | |||
10 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Mgmt | For | For | |||
11 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | |||
12 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of EUR 145 Million | Mgmt | For | For | |||
13 | Subject to the Previous Resolution Being Passed, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of EUR 21 Million | Mgmt | For | For | |||
14 | Authorise 624 Million Ordinary Shares for Market Purchase | Mgmt | For | For | |||
15 | Authorise the Company and its Subsidiaries to Make EU Political Donations to Political Organisations Other than Political Parties up to GBP 200,000 and to Incur EU Political Expenditure up to GBP 200,000 | Mgmt | For | For | |||
10/08/08 AGM | Ruby Tuesday, Inc. | 781182100 | 8/11/2008 | 112,400 | |||
1.1 | Elect Director R. Brad Martin | Mgmt | For | For | |||
1.2 | Elect Director Stephen I. Sadove | Mgmt | For | For | |||
1.3 | Elect Director James A. Haslam, III | Mgmt | For | For | |||
2 | Amend Non-Employee Director Omnibus Stock Plan | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
02/19/09 AGM | Ruddick Corporation | 781258108 | 12/12/2008 | 30,400 | |||
1.1 | Elect Director John R. Belk | Mgmt | For | For | |||
1.2 | Elect Director John P. Derham Cato | Mgmt | For | For | |||
1.3 | Elect Director Alan T. Dickson | Mgmt | For | For | |||
1.4 | Elect Director Thomas W. Dickson | Mgmt | For | For | |||
1.5 | Elect Director James E.S. Hynes | Mgmt | For | For | |||
1.6 | Elect Director Anna Spangler Nelson | Mgmt | For | For | |||
1.7 | Elect Director Bailey W. Patrick | Mgmt | For | For | |||
1.8 | Elect Director Robert H. Spilman, Jr. | Mgmt | For | For | |||
1.9 | Elect Director Harold C. Stowe | Mgmt | For | For | |||
1.10 | Elect Director Isaiah Tidwell | Mgmt | For | For | |||
1.11 | Elect Director William C. Warden, Jr. | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
05/13/09 AGM | Safeway Inc. | 786514208 | 3/16/2009 | 37,200 | |||
1.1 | Elect Director Steven A. Burd | Mgmt | For | For | |||
1.2 | Elect Director Janet E. Grove | Mgmt | For | For | |||
1.3 | Elect Director Mohan Gyani | Mgmt | For | For | |||
1.4 | Elect Director Paul Hazen | Mgmt | For | For | |||
1.5 | Elect Director Frank C. Herringer | Mgmt | For | For | |||
1.6 | Elect Director Robert I. MacDonnell | Mgmt | For | For | |||
1.7 | Elect Director Kenneth W. Oder | Mgmt | For | For | |||
1.8 | Elect Director Rebecca A. Stirn | Mgmt | For | For | |||
1.9 | Elect Director William Y. Tauscher | Mgmt | For | For | |||
1.10 | Elect Director Raymond G. Viault | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Provide for Cumulative Voting | ShrHoldr | Against | For | |||
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | ShrHoldr | Against | For | |||
5 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | ShrHoldr | Against | For | |||
11/03/08 EGM | Sappi Ltd. | 803069202 | 10/16/2008 | 90,000 | |||
Meeting for ADR Holders | |||||||
1 | Approve Acquisition of Certain Assets of M-real and Issue Shares in Connection with the Acquisition | Mgmt | For | For | |||
2 | Approve Increase in Authorized Share Capital | Mgmt | For | For | |||
3 | Place Authorized But Unissued Shares under Control of Directors | Mgmt | For | For | |||
4 | Waive Requirement for Mandatory Offer to All Shareholders | Mgmt | For | For | |||
10/30/08 AGM | Sara Lee Corp. | 803111103 | 9/3/2008 | 176,700 | |||
1 | Elect Director Brenda C. Barnes | Mgmt | For | For | |||
2 | Elect Director Christopher B. Begley | Mgmt | For | For | |||
3 | Elect Director Crandall C. Bowles | Mgmt | For | For | |||
4 | Elect Director Virgis W. Colbert | Mgmt | For | For | |||
5 | Elect Director James S. Crown | Mgmt | For | For | |||
6 | Elect Director Laurette T. Koellner | Mgmt | For | For | |||
7 | Elect Director Cornelis J.A. van Lede | Mgmt | For | For | |||
8 | Elect Director John McAdam | Mgmt | For | For | |||
9 | Elect Director Ian Prosser | Mgmt | For | For | |||
10 | Elect Director Rozanne L. Ridgway | Mgmt | For | For | |||
11 | Elect Director Norman R. Sorensen | Mgmt | For | For | |||
12 | Elect Director Jeffrey W. Ubben | Mgmt | For | For | |||
13 | Elect Director Jonathan P. Ward | Mgmt | For | For | |||
14 | Ratify Auditors | Mgmt | For | For | |||
15 | Re-Approve Performance Measures | Mgmt | For | For | |||
05/18/09 AGM | Schering-Plough Corp. | 806605101 | 4/6/2009 | 67,300 | |||
1.1 | Elect Director Thomas J. Colligan | Mgmt | For | For | |||
1.2 | Elect Director Fred Hassan | Mgmt | For | For | |||
1.3 | Elect Director C. Robert Kidder | Mgmt | For | For | |||
1.4 | Elect Director Eugene R. McGrath | Mgmt | For | For | |||
1.5 | Elect Director Antonio M. Perez | Mgmt | For | For | |||
1.6 | Elect Director Patricia F. Russo | Mgmt | For | For | |||
1.7 | Elect Director Jack L. Stahl | Mgmt | For | For | |||
1.8 | Elect Director Craig B. Thompson | Mgmt | For | For | |||
1.9 | Elect Director Kathryn C. Turner | Mgmt | For | For | |||
1.10 | Elect Director Robert F.W. van Oordt | Mgmt | For | For | |||
1.11 | Elect Director Arthur F. Weinbach | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Provide for Cumulative Voting | ShrHoldr | Against | For | |||
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | ShrHoldr | Against | For | |||
04/15/09 AGM | Sonoco Products Co. | 835495102 | 2/20/2009 | 72,300 | |||
1.1 | Elect Director P.L. Davies | Mgmt | For | Withhold | |||
1.2 | Elect Director H.E. DeLoach | Mgmt | For | For | |||
1.3 | Elect Director E.H. Lawton | Mgmt | For | For | |||
1.4 | Elect Director J.E. Linville | Mgmt | For | For | |||
1.5 | Elect Director J.M. Micali | Mgmt | For | Withhold | |||
2 | Ratify Auditors | Mgmt | For | For | |||
05/07/09 AGM | Southwest Gas Corporation | 844895102 | 3/10/2009 | 56,700 | |||
1.1 | Elect Director George C. Biehl | Mgmt | For | For | |||
1.2 | Elect Director Robert L. Boughner | Mgmt | For | For | |||
1.3 | Elect Director Thomas E. Chestnut | Mgmt | For | For | |||
1.4 | Elect Director Stephen C. Comer | Mgmt | For | For | |||
1.5 | Elect Director Richard M. Gardner | Mgmt | For | For | |||
1.6 | Elect Director LeRoy C. Hanneman, Jr. | Mgmt | For | For | |||
1.7 | Elect Director James J. Kropid | Mgmt | For | For | |||
1.8 | Elect Director Michael O. Maffie | Mgmt | For | For | |||
1.9 | Elect Director Anne L. Mariucci | Mgmt | For | For | |||
1.10 | Elect Director Michael J. Melarkey | Mgmt | For | For | |||
1.11 | Elect Director Jeffrey W. Shaw | Mgmt | For | For | |||
1.12 | Elect Director Thomas A. Thomas | Mgmt | For | For | |||
1.13 | Elect Director Terrence L. Wright | Mgmt | For | For | |||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
06/09/09 AGM | Staples, Inc. | 855030102 | 4/13/2009 | 78,000 | |||
1.1 | Elect Director Basil L. Anderson | Mgmt | For | Against | |||
1.2 | Elect Director Arthur M. Blank | Mgmt | For | Against | |||
1.3 | Elect Director Mary Elizabeth Burton | Mgmt | For | Against | |||
1.4 | Elect Director Justin King | Mgmt | For | Against | |||
1.5 | Elect Director Carol Meyrowitz | Mgmt | For | Against | |||
1.6 | Elect Director Rowland T. Moriarty | Mgmt | For | Against | |||
1.7 | Elect Director Robert C. Nakasone | Mgmt | For | Against | |||
1.8 | Elect Director Ronald L. Sargent | Mgmt | For | Against | |||
1.9 | Elect Director Elizabeth A. Smith | Mgmt | For | For | |||
1.10 | Elect Director Robert E. Sulentic | Mgmt | For | Against | |||
1.11 | Elect Director Vijay Vishwanath | Mgmt | For | Against | |||
1.12 | Elect Director Paul F. Walsh | Mgmt | For | Against | |||
2 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | |||
3 | Amend Nonqualified Employee Stock Purchase Plan | Mgmt | For | For | |||
4 | Ratify Auditors | Mgmt | For | For | |||
5 | Reincorporate in Another State [from Delaware to North Dakota] | ShrHoldr | Against | For | |||
04/28/09 AGM | SunTrust Banks, Inc. | 867914103 | 2/18/2009 | 16,800 | |||
1.1 | Elect Director Alston D. Correll | Mgmt | For | For | |||
1.2 | Elect Director Patricia C. Frist | Mgmt | For | For | |||
1.3 | Elect Director Blake P. Garrett, Jr. | Mgmt | For | For | |||
1.4 | Elect Director David H. Hughes | Mgmt | For | For | |||
1.5 | Elect Director M. Douglas Ivester | Mgmt | For | For | |||
1.6 | Elect Director G. Gilmer Minor, III | Mgmt | For | For | |||
1.7 | Elect Director James M. Wells III | Mgmt | For | For | |||
1.8 | Elect Director Karen Hastie Williams | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Approve Omnibus Stock Plan | Mgmt | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | |||
05/21/09 AGM | Telephone and Data Systems, Inc. | 879433100 879433860 | 3/30/2009 | 54,000 | |||
1.1 | Elect Director Clarence A. Davis | Mgmt | For | For | |||
1.2 | Elect Director Christopher D. O'Leary | Mgmt | For | For | |||
1.3 | Elect Director Gary L. Sugarman | Mgmt | For | For | |||
1.4 | Elect Director Herbert S. Wander | Mgmt | For | For | |||
2 | Amend Non-Employee Director Omnibus Stock Plan | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
4 | Adopt Recapitalization Plan | ShrHoldr | Against | For | |||
04/16/09 AGM | Texas Instruments, Inc. | 882508104 | 2/17/2009 | 53,600 | |||
1 | Elect Director J. R. Adams | Mgmt | For | For | |||
2 | Elect Director D.L. Boren | Mgmt | For | For | |||
3 | Elect Director D. A. Carp | Mgmt | For | For | |||
4 | Elect Director C.S. Cox | Mgmt | For | For | |||
5 | Elect Director D.R. Goode | Mgmt | For | For | |||
6 | Elect Director S.P. MacMillan | Mgmt | For | For | |||
7 | Elect Director P.H. Patsley | Mgmt | For | For | |||
8 | Elect Director W.R. Sanders | Mgmt | For | For | |||
9 | Elect Director R.J. Simmons | Mgmt | For | For | |||
10 | Elect Director R.K. Templeton | Mgmt | For | For | |||
11 | Elect Director C.T. Whitman | Mgmt | For | For | |||
12 | Ratify Auditors | Mgmt | For | For | |||
13 | Approve Omnibus Stock Plan | Mgmt | For | For | |||
14 | Approve Non-Employee Director Omnibus Stock Plan | Mgmt | For | For | |||
15 | Require Independent Board Chairman | ShrHoldr | Against | For | |||
05/20/09 AGM | Textainer Group Holdings Ltd | G8766E109 | 4/6/2009 | 47,800 | |||
1.1 | Reelect James A. Owens as Director | Mgmt | For | Against | |||
1.2 | Reelect Isam K. Kabbani as Director | Mgmt | For | Against | |||
1.3 | Reelect James E. McQueen as Director | Mgmt | For | Against | |||
2 | Accept Financial Statements and Statutory Reports (Voting) | Mgmt | For | For | |||
3 | Approve KPMG LLP as Auditors and Authorize Audit Committee to Fix Their Remuneration | Mgmt | For | For | |||
05/19/09 AGM | The Allstate Corp. | 20002101 | 3/20/2009 | 39,500 | |||
1.1 | Elect Director F. Duane Ackerman | Mgmt | For | For | |||
1.2 | Elect Director Robert D. Beyer | Mgmt | For | For | |||
1.3 | Elect Director W. James Farrell | Mgmt | For | For | |||
1.4 | Elect Director Jack M. Greenberg | Mgmt | For | For | |||
1.5 | Elect Director Ronald T. LeMay | Mgmt | For | For | |||
1.6 | Elect Director H. John Riley, Jr. | Mgmt | For | For | |||
1.7 | Elect Director Joshua I. Smith | Mgmt | For | For | |||
1.8 | Elect Director Judith A. Sprieser | Mgmt | For | For | |||
1.9 | Elect Director Mary Alice Taylor | Mgmt | For | For | |||
1.10 | Elect Director Thomas J. Wilson | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | |||
4 | Approve Omnibus Stock Plan | Mgmt | For | For | |||
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | ShrHoldr | Against | For | |||
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
7 | Report on Political Contributions | ShrHoldr | Against | For | |||
04/14/09 AGM | The Bank Of New York Mellon Corp. | 64058100 | 2/13/2009 | 93,028 | |||
1.1 | Elect Director Ruth E. Bruch | Mgmt | For | For | |||
1.2 | Elect Director Nicholas M. Donofrio | Mgmt | For | For | |||
1.3 | Elect Director Gerald L. Hassell | Mgmt | For | For | |||
1.4 | Elect Director Edmund F. Kelly | Mgmt | For | For | |||
1.5 | Elect Director Robert P. Kelly | Mgmt | For | For | |||
1.6 | Elect Director Richard J. Kogan | Mgmt | For | For | |||
1.7 | Elect Director Michael J. Kowalski | Mgmt | For | For | |||
1.8 | Elect Director John A. Luke, Jr. | Mgmt | For | For | |||
1.9 | Elect Director Robert Mehrabian | Mgmt | For | For | |||
1.10 | Elect Director Mark A. Nordenberg | Mgmt | For | For | |||
1.11 | Elect Director Catherine A. Rein | Mgmt | For | For | |||
1.12 | Elect Director William C. Richardson | Mgmt | For | For | |||
1.13 | Elect Director Samuel C. Scott III | Mgmt | For | For | |||
1.14 | Elect Director John P. Surma | Mgmt | For | For | |||
1.15 | Elect Director Wesley W. von Schack | Mgmt | For | For | |||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
4 | Provide for Cumulative Voting | ShrHoldr | Against | For | |||
5 | Stock Retention/Holding Period | ShrHoldr | Against | For | |||
04/28/09 AGM | The Chubb Corp. | 171232101 | 3/9/2009 | 46,456 | |||
1.1 | Elect Director Zoe Baird | Mgmt | For | For | |||
1.2 | Elect Director Sheila P. Burke | Mgmt | For | For | |||
1.3 | Elect Director James I. Cash, Jr. | Mgmt | For | For | |||
1.4 | Elect Director Joel J. Cohen | Mgmt | For | For | |||
1.5 | Elect Director John D. Finnegan | Mgmt | For | For | |||
1.6 | Elect Director Klaus J. Mangold | Mgmt | For | For | |||
1.7 | Elect Director Martin G. McGuinn | Mgmt | For | For | |||
1.8 | Elect Director Lawrence M. Small | Mgmt | For | For | |||
1.9 | Elect Director Jess Soderberg | Mgmt | For | For | |||
1.10 | Elect Director Daniel E. Somers | Mgmt | For | For | |||
1.11 | Elect Director Karen Hastie Williams | Mgmt | For | For | |||
1.12 | Elect Director James M. Zimmerman | Mgmt | For | For | |||
1.13 | Elect Director Alfred W. Zollar | Mgmt | For | For | |||
2 | Approve Omnibus Stock Plan | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
04/22/09 AGM | The Coca-Cola Company | 191216100 | 2/23/2009 | 95,700 | |||
1.1 | Elect Director Herbert A. Allen | Mgmt | For | For | |||
1.2 | Elect Director Ronald W. Allen | Mgmt | For | Against | |||
1.3 | Elect Director Cathleen P. Black | Mgmt | For | Against | |||
1.4 | Elect Director Barry Diller | Mgmt | For | Against | |||
1.5 | Elect Director Alexis M. Herman | Mgmt | For | Against | |||
1.6 | Elect Director Muhtar Kent | Mgmt | For | For | |||
1.7 | Elect Director Donald R. Keough | Mgmt | For | For | |||
1.8 | Elect Director Maria Elena Lagomsino | Mgmt | For | Against | |||
1.9 | Elect Director Donald F. McHenry | Mgmt | For | For | |||
1.10 | Elect Director Sam Nunn | Mgmt | For | For | |||
1.11 | Elect Director James D. Robinson III | Mgmt | For | Against | |||
1.12 | Elect Director Peter V. Ueberroth | Mgmt | For | Against | |||
1.13 | Elect Director Jacob Wallenberg | Mgmt | For | For | |||
1.14 | Elect Director James B. Williams | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
4 | Require Independent Board Chairman | ShrHoldr | Against | For | |||
5 | Amend Bylaws to Establish a Board Committee on Human Rights | ShrHoldr | Against | Against | |||
6 | Performance-Based Awards | ShrHoldr | Against | Against | |||
05/14/09 AGM | The Dow Chemical Company | 260543103 | 3/16/2009 | 106,700 | |||
1 | Elect Director Arnold A. Allemang | Mgmt | For | For | |||
2 | Elect Director Jacqueline K. Barton | Mgmt | For | For | |||
3 | Elect Director James A. Bell | Mgmt | For | For | |||
4 | Elect Director Jeff M. Fettig | Mgmt | For | For | |||
5 | Elect Director Barbara H. Franklin | Mgmt | For | For | |||
6 | Elect Director John B. Hess | Mgmt | For | For | |||
7 | Elect Director Andrew N. Liveris | Mgmt | For | For | |||
8 | Elect Director Geoffery E. Merszei | Mgmt | For | For | |||
9 | Elect Director Dennis H. Reilley | Mgmt | For | For | |||
10 | Elect Director James M. Ringler | Mgmt | For | For | |||
11 | Elect Director Ruth G. Shaw | Mgmt | For | For | |||
12 | Elect Director Paul G. Stern | Mgmt | For | For | |||
13 | Ratify Auditors | Mgmt | For | For | |||
14 | Restore or Provide for Cumulative Voting | ShrHoldr | Against | For | |||
15 | Amend Articles/Bylaws/Charter -- Call Special Meetings | ShrHoldr | Against | For | |||
16 | Stock Retention/Holding Period | ShrHoldr | Against | For | |||
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
18 | Report on Environmental Remediation in Midland Area | ShrHoldr | Against | For | |||
11/07/08 AGM | The Estee Lauder Companies Inc. | 518439104 | 9/16/2008 | 33,000 | |||
1.1 | Elect Director Charlene Barshefsky | Mgmt | For | For | |||
1.2 | Elect Director Leonard A. Lauder | Mgmt | For | For | |||
1.3 | Elect Director Ronald S. Lauder | Mgmt | For | For | |||
2 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
04/30/09 AGM | The Hershey Co | 427866108 | 3/2/2009 | 91,100 | |||
1.1 | Elect Director R.F. Cavanaugh | Mgmt | For | Withhold | |||
1.2 | Elect Director C.A. Davis | Mgmt | For | For | |||
1.3 | Elect Director A.G. Langbo | Mgmt | For | Withhold | |||
1.4 | Elect Director J.E. Nevels | Mgmt | For | Withhold | |||
1.5 | Elect Director T.J. Ridge | Mgmt | For | For | |||
1.6 | Elect Director D.L. Shedlarz | Mgmt | For | For | |||
1.7 | Elect Director C.B. Strauss | Mgmt | For | Withhold | |||
1.8 | Elect Director D.J. West | Mgmt | For | For | |||
1.9 | Elect Director L.S. Zimmerman | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
04/27/09 AGM | The Lubrizol Corp. | 549271104 | 3/6/2009 | 52,300 | |||
1.1 | Elect Director Forest J. Farmer, Sr. | Mgmt | For | For | |||
1.2 | Elect Director Michael J. Graff | Mgmt | For | For | |||
1.3 | Elect Director James E. Sweetnam | Mgmt | For | For | |||
1.4 | Elect Director Phillip C. Widman | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3.1 | Adopt Majority Voting for Uncontested Election of Directors | Mgmt | For | For | |||
3.2 | Approve Control Share Acquisition | Mgmt | For | For | |||
4.1 | Amend the Regulations Concerning Composition, Term and Election of Directors | Mgmt | For | For | |||
4.2 | Amend the Regulations to Modernize and Clarify Amendments | Mgmt | For | Against | |||
4.3 | Require Advance Notice for Shareholder Proposals/Nominations | Mgmt | For | For | |||
4.4 | Amend the Regulations in Accordance with Ohio Law | Mgmt | For | For | |||
03/10/09 AGM | The Walt Disney Company | 254687106 | 1/9/2009 | 131,500 | |||
1 | Elect Director Susan E. Arnold | Mgmt | For | For | |||
2 | Elect Director John E. Bryson | Mgmt | For | For | |||
3 | Elect Director John S. Chen | Mgmt | For | For | |||
4 | Elect Director Judith L. Estrin | Mgmt | For | For | |||
5 | Elect Director Robert A. Iger | Mgmt | For | For | |||
6 | Elect Director Steven P. Jobs | Mgmt | For | For | |||
7 | Elect Director Fred H. Langhammer | Mgmt | For | For | |||
8 | Elect Director Aylwin B. Lewis | Mgmt | For | For | |||
9 | Elect Director Monica C. Lozano | Mgmt | For | For | |||
10 | Elect Director Robert W. Matschullat | Mgmt | For | For | |||
11 | Elect Director John E. Pepper , Jr. | Mgmt | For | For | |||
12 | Elect Director Orin C. Smith | Mgmt | For | For | |||
13 | Ratify Auditors | Mgmt | For | For | |||
14 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
15 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | |||
16 | Report on Political Contributions | ShrHoldr | Against | For | |||
17 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | ShrHoldr | Against | For | |||
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
07/31/08 AGM | Tidewater Inc. | 886423102 | 6/6/2008 | 53,900 | |||
1.1 | Elect Director M. Jay Allison | Mgmt | For | For | |||
1.2 | Elect Director James C. Day | Mgmt | For | For | |||
1.3 | Elect Director Richard T. Du Moulin | Mgmt | For | For | |||
1.4 | Elect Director J. Wayne Leonard | Mgmt | For | For | |||
1.5 | Elect Director Richard A. Pattarozzi | Mgmt | For | For | |||
1.6 | Elect Director Nicholas Sutton | Mgmt | For | For | |||
1.7 | Elect Director Cindy B. Taylor | Mgmt | For | For | |||
1.8 | Elect Director Dean E. Taylor | Mgmt | For | For | |||
1.9 | Elect Director Jack E. Thompson | Mgmt | For | For | |||
2 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
05/21/09 AGM | Tiffany & Co. | 886547108 | 3/23/2009 | 72,800 | |||
1.1 | Elect Director Michael J. Kowalski | Mgmt | For | For | |||
1.2 | Elect Director Rose Marie Bravo | Mgmt | For | For | |||
1.3 | Elect Director Gary E. Costley | Mgmt | For | For | |||
1.4 | Elect Director Lawrence K. Fish | Mgmt | For | For | |||
1.5 | Elect Director Abby F. Kohnstamm | Mgmt | For | For | |||
1.6 | Elect Director Charles K. Marquis | Mgmt | For | For | |||
1.7 | Elect Director Peter W. May | Mgmt | For | For | |||
1.8 | Elect Director J. Thomas Presby | Mgmt | For | For | |||
1.9 | Elect Director William A. Shutzer | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
06/03/09 AGM | Time Warner Cable Inc. | 88732J207 | 4/8/2009 | 16,700 | |||
1 | Elect Director Carole Black | Mgmt | For | For | |||
2 | Elect Director Glenn A. Britt | Mgmt | For | For | |||
3 | Elect Director Thomas H. Castro | Mgmt | For | For | |||
4 | Elect Director David C. Chang | Mgmt | For | For | |||
5 | Elect Director James E. Copeland, Jr. | Mgmt | For | For | |||
6 | Elect Director Peter R. Haje | Mgmt | For | For | |||
7 | Elect Director Donna A. James | Mgmt | For | For | |||
8 | Elect Director Don Logan | Mgmt | For | For | |||
9 | Elect Director N.J. Nicholas, Jr. | Mgmt | For | For | |||
10 | Elect Director Wayne H. Pace | Mgmt | For | For | |||
11 | Elect Director Edward D. Shirley | Mgmt | For | For | |||
12 | Elect Director John E. Sununu | Mgmt | For | For | |||
13 | Ratify Auditors | Mgmt | For | For | |||
01/16/09 EGM | Time Warner Inc | 887317105 | 11/20/2008 | 199,600 | |||
1 | Approve Reverse Stock Split | Mgmt | For | For | |||
05/28/09 AGM | Time Warner Inc | 887317303 | 4/3/2009 | 66,533 | |||
1.1 | Elect Director Herbert M. Allison, Jr. | Mgmt | For | For | |||
1.2 | Elect Director James L. Barksdale | Mgmt | For | For | |||
1.3 | Elect Director Jeffrey L. Bewkes | Mgmt | For | For | |||
1.4 | Elect Director Stephen F. Bollenbach | Mgmt | For | For | |||
1.5 | Elect Director Frank J. Caufield | Mgmt | For | Against | |||
1.6 | Elect Director Robert C. Clark | Mgmt | For | For | |||
1.7 | Elect Director Mathias Dopfner | Mgmt | For | Against | |||
1.8 | Elect Director Jessica P. Einhorn | Mgmt | For | For | |||
1.9 | Elect Director Michael A. Miles | Mgmt | For | Against | |||
1.10 | Elect Director Kenneth J. Novack | Mgmt | For | For | |||
1.11 | Elect Director Deborah C. Wright | Mgmt | For | Against | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | |||
4 | Provide for Cumulative Voting | ShrHoldr | Against | For | |||
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | ShrHoldr | Against | For | |||
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
06/22/09 AGM | Tyco Electronics Ltd. | G9144P105 | 4/3/2009 | 47,875 | |||
1.1 | Reelect Pierre R. Brondeau as Director | Mgmt | For | For | |||
1.2 | Reelect Ram Charan as Director | Mgmt | For | For | |||
1.3 | Reelect Juergen W. Gromer as Director | Mgmt | For | For | |||
1.4 | Reelect Robert M. Hernandez as Director | Mgmt | For | For | |||
1.5 | Reelect Thomas J. Lynch as Director | Mgmt | For | For | |||
1.6 | Reelect Daniel J. Phelan as Director | Mgmt | For | For | |||
1.7 | Reelect Frederic M. Poses as Director | Mgmt | For | For | |||
1.8 | Reelect Lawrence S. Smith as Director | Mgmt | For | For | |||
1.9 | Reelect Paula A. Sneed as Director | Mgmt | For | For | |||
1.10 | Reelect David P. Steiner as Director | Mgmt | For | For | |||
1.11 | Reelect John C. Van Scoter as Director | Mgmt | For | For | |||
2 | Approve Amended and Restated Tyco Electronics Ltd. 2007 Stock and Incentive Plan | Mgmt | For | For | |||
3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | |||
06/22/09 EGM | Tyco Electronics Ltd. | G9144P105 | 4/6/2009 | 47,875 | |||
1 | Change Country of Incorporation from Bermuda to Switzerland | Mgmt | For | For | |||
2 | Amend Bye-laws Re: Eliminate Certain Supermajority Vote Requirements | Mgmt | For | For | |||
3 | Amend Bye-laws Re: Increase Registered Share Capital | Mgmt | For | For | |||
4 | Approve Dividend of USD 0.16 Per Share Through a Reduction in Share Capital | Mgmt | For | For | |||
5 | Approve Swiss Law as the Authoritative Governing Legislation | Mgmt | For | For | |||
6 | Change Company Name to Tyco Electronics Ltd. | Mgmt | For | For | |||
7 | Amend Corporate Purpose | Mgmt | For | For | |||
8 | Adopt New Articles of Association | Mgmt | For | For | |||
9 | Approve Schaffhausen, Switzerland as Principal Place of Business | Mgmt | For | For | |||
10 | Appoint PricewaterhouseCoopers AG, Zurich as Special Auditor | Mgmt | For | For | |||
11 | Ratify Deloitte AG as Auditors | Mgmt | For | For | |||
12 | Approve Additional Provisions to the Articles of Association Re: Limit the Number of Shares that may be Registered | Mgmt | For | Against | |||
13 | Approve Additional Provisions to the Articles of Association Re: Supermajority Vote and Amendment to the Provisions in Proposal 12 | Mgmt | For | Against | |||
14 | Adjourn Meeting | Mgmt | For | For | |||
03/12/09 AGM | Tyco International Ltd. | G9143X208 | 1/6/2009 | 30,375 | |||
1.1 | Elect Edward D. Breen as Director | Mgmt | For | For | |||
1.2 | Elect Timothy M. Donahue as Director | Mgmt | For | For | |||
1.3 | Elect Brian Duperreault as Director | Mgmt | For | For | |||
1.4 | Elect Bruce S. Gordon as Director | Mgmt | For | For | |||
1.5 | Elect Rajiv Gupta as Director | Mgmt | For | For | |||
1.6 | Elect John A. Krol as Director | Mgmt | For | For | |||
1.7 | Elect Brendan R. O' Neil as Director | Mgmt | For | For | |||
1.8 | Elect William S. Stavropoulos as Director | Mgmt | For | For | |||
1.9 | Elect Sandra Wijnberg as Director | Mgmt | For | For | |||
1.10 | Elect Jerome B. York as Director | Mgmt | For | For | |||
1.11 | Elect David Yost as Director | Mgmt | For | For | |||
2 | Approve Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | |||
3 | Amend 2004 Stock and Incentive Plan | Mgmt | For | For | |||
03/12/09 EGM | Tyco International Ltd. | G9143X208 | 1/16/2009 | 30,375 | |||
1 | Change of Domicile | Mgmt | For | For | |||
2 | Increase Authorized Capital | Mgmt | For | For | |||
3 | Change Company Name to Tyco International Ltd. | Mgmt | For | For | |||
4 | Amend Corporate Purpose | Mgmt | For | For | |||
5 | Adopt New Articles of Association | Mgmt | For | For | |||
6 | Confirmation of Swiss Law as the Authoritative Governing Legislation | Mgmt | For | For | |||
7 | Approve Schaffhausen, Switzerland as Our Principal Place of Business | Mgmt | For | For | |||
8 | Appoint PriceWaterhouseCoopers AG, Zurich as Special Auditor | Mgmt | For | For | |||
9 | Ratify Deloitte AG as Auditors | Mgmt | For | For | |||
10 | Approve Dividends in the Form of a Capital Reduction | Mgmt | For | For | |||
11 | Adjourn Meeting | Mgmt | For | For | |||
05/26/09 AGM | U-Store-It Trust | 91274F104 | 3/24/2009 | 19,000 | |||
1.1 | Elect Trustee William M. Diefenderfer III | Mgmt | For | For | |||
1.2 | Elect Trustee Charles Elliott Andrews | Mgmt | For | For | |||
1.3 | Elect Trustee John C. (Jack) Dannemiller | Mgmt | For | For | |||
1.4 | Elect Trustee Harold S. Haller, Ph.D. | Mgmt | For | For | |||
1.5 | Elect Trustee Daniel B. Hurwitz | Mgmt | For | For | |||
1.6 | Elect Trustee Dean Jernigan | Mgmt | For | For | |||
1.7 | Elect Trustee Marianne M. Keler | Mgmt | For | For | |||
1.8 | Elect Trustee David J. LaRue | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
05/07/09 AGM | United Parcel Service, Inc. | 911312106 | 3/9/2009 | 49,000 | |||
1.1 | Elect Director F. Duane Ackerman | Mgmt | For | For | |||
1.2 | Elect Director Michael J. Burns | Mgmt | For | For | |||
1.3 | Elect Director D. Scott Davis | Mgmt | For | For | |||
1.4 | Elect Director Stuart E. Eizenstat | Mgmt | For | For | |||
1.5 | Elect Director Michael L. Eskew | Mgmt | For | For | |||
1.6 | Elect Director William R. Johnson | Mgmt | For | For | |||
1.7 | Elect Director Ann M. Livermore | Mgmt | For | For | |||
1.8 | Elect Director Rudy Markham | Mgmt | For | For | |||
1.9 | Elect Director John W. Thompson | Mgmt | For | For | |||
1.10 | Elect Director Carol B. Tome | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Approve Omnibus Stock Plan | Mgmt | For | For | |||
12/04/08 EGM | UST Inc. | 902911106 | 10/23/2008 | 34,700 | |||
1 | Approve Merger Agreement | Mgmt | For | For | |||
2 | Adjourn Meeting | Mgmt | For | For | |||
05/13/09 AGM | Vectren Corp. | 92240G101 | 3/11/2009 | 59,700 | |||
1.1 | Elect Director Carl L. Chapman | Mgmt | For | For | |||
1.2 | Elect Director John M. Dunn | Mgmt | For | For | |||
1.3 | Elect Director Niel C. Ellerbrook | Mgmt | For | For | |||
1.4 | Elect Director John D. Engelbrecht | Mgmt | For | For | |||
1.5 | Elect Director Anton H. George | Mgmt | For | For | |||
1.6 | Elect Director Martin C. Jischke | Mgmt | For | For | |||
1.7 | Elect Director Robert L. Koch II | Mgmt | For | For | |||
1.8 | Elect Director William G. Mays | Mgmt | For | For | |||
1.9 | Elect Director J. Timothy McGinley | Mgmt | For | For | |||
1.10 | Elect Director Richard P. Rechter | Mgmt | For | For | |||
1.11 | Elect Director R. Daniel Sadlier | Mgmt | For | For | |||
1.12 | Elect Director Michael L. Smith | Mgmt | For | For | |||
1.13 | Elect Director Jean L. Wojtowicz | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
05/07/09 AGM | Verizon Communications | 92343V104 | 3/9/2009 | 103,128 | |||
1.1 | Elect Director Richard L. Carrion | Mgmt | For | For | |||
1.2 | Elect Director M. Frances Keeth | Mgmt | For | For | |||
1.3 | Elect Director Robert W. Lane | Mgmt | For | For | |||
1.4 | Elect Director Sandra O. Moose | Mgmt | For | For | |||
1.5 | Elect Director Joseph Neubauer | Mgmt | For | For | |||
1.6 | Elect Director Donald T. Nicolaisen | Mgmt | For | For | |||
1.7 | Elect Director Thomas H. O'Brien | Mgmt | For | For | |||
1.8 | Elect Director Clarence Otis, Jr. | Mgmt | For | For | |||
1.9 | Elect Director Hugh B. Price | Mgmt | For | For | |||
1.10 | Elect Director Ivan G. Seidenberg | Mgmt | For | For | |||
1.11 | Elect Director John W. Snow | Mgmt | For | For | |||
1.12 | Elect Director John R. Stafford | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |||
4 | Approve Omnibus Stock Plan | Mgmt | For | For | |||
5 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | |||
6 | Prohibit Executive Stock-Based Awards | ShrHoldr | Against | Against | |||
7 | Amend Articles/Bylaws/Charter -- Call Special Meetings | ShrHoldr | Against | For | |||
8 | Require Independent Board Chairman | ShrHoldr | Against | Against | |||
9 | Provide for Cumulative Voting | ShrHoldr | Against | For | |||
10 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | ShrHoldr | Against | For | |||
04/08/09 AGM | Waddell & Reed Financial, Inc. | 930059100 | 2/11/2009 | 34,600 | |||
1.1 | Elect Director Dennis E. Logue | Mgmt | For | For | |||
1.2 | Elect Director Ronald C. Reimer | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
06/05/09 AGM | Wal-Mart Stores, Inc. | 931142103 | 4/9/2009 | 97,400 | |||
1 | Elect Director Aida M. Alvarez | Mgmt | For | For | |||
2 | Elect Director James W. Breyer | Mgmt | For | For | |||
3 | Elect Director M. Michele Burns | Mgmt | For | For | |||
4 | Elect Director James I. Cash, Jr. | Mgmt | For | For | |||
5 | Elect Director Roger C. Corbett | Mgmt | For | For | |||
6 | Elect Director Douglas N. Daft | Mgmt | For | For | |||
7 | Elect Director Michael T. Duke | Mgmt | For | For | |||
8 | Elect Director Gregory B. Penner | Mgmt | For | For | |||
9 | Elect Director Allen I. Questrom | Mgmt | For | For | |||
10 | Elect Director H. Lee Scott, Jr. | Mgmt | For | For | |||
11 | Elect Director Arne M. Sorenson | Mgmt | For | For | |||
12 | Elect Director Jim C. Walton | Mgmt | For | For | |||
13 | Elect Director S. Robson Walton | Mgmt | For | For | |||
14 | Elect Director Christopher J. Williams | Mgmt | For | For | |||
15 | Elect Director Linda S. Wolf | Mgmt | For | For | |||
16 | Ratify Auditors | Mgmt | For | For | |||
17 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | ShrHoldr | Against | For | |||
18 | Pay For Superior Performance | ShrHoldr | Against | Against | |||
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
20 | Report on Political Contributions | ShrHoldr | Against | For | |||
21 | Amend Articles/Bylaws/Charter -- Call Special Meetings | ShrHoldr | Against | For | |||
22 | Stock Retention/Holding Period | ShrHoldr | Against | Against | |||
01/14/09 AGM | Walgreen Co. | 931422109 | 11/17/2008 | 78,300 | |||
1.1 | Elect Director William C. Foote | Mgmt | For | For | |||
1.2 | Elect Director Mark P. Frissora | Mgmt | For | For | |||
1.3 | Elect Director Alan G. Mcnally | Mgmt | For | For | |||
1.4 | Elect Director Cordell Reed | Mgmt | For | For | |||
1.5 | Elect Director Nancy M. Schlichting | Mgmt | For | For | |||
1.6 | Elect Director David Y. Schwartz | Mgmt | For | For | |||
1.7 | Elect Director Alejandro Silva | Mgmt | For | For | |||
1.8 | Elect Director James A. Skinner | Mgmt | For | For | |||
1.9 | Elect Director Marilou M. Von Ferstel | Mgmt | For | For | |||
1.10 | Elect Director Charles R. Walgreen III | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | |||
4 | Require Independent Board Chairman | ShrHoldr | Against | For | |||
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
04/28/09 AGM | Wells Fargo and Company | 949746101 | 2/27/2009 | 87,200 | |||
1 | Elect Director John D. Baker II | Mgmt | For | For | |||
2 | Elect Director John S. Chen | Mgmt | For | Against | |||
3 | Elect Director Lloyd H. Dean | Mgmt | For | For | |||
4 | Elect Director Susan E. Engel | Mgmt | For | Against | |||
5 | Elect Director Enrique Hernandez, Jr. | Mgmt | For | For | |||
6 | Elect Director Donald M. James | Mgmt | For | Against | |||
7 | Elect Director Robert L. Joss | Mgmt | For | For | |||
8 | Elect Director Richard M. Kovacevich | Mgmt | For | For | |||
9 | Elect Director Richard D. McCormick | Mgmt | For | Against | |||
10 | Elect Director Mackey J. McDonald | Mgmt | For | Against | |||
11 | Elect Director Cynthia H. Milligan | Mgmt | For | Against | |||
12 | Elect Director Nicholas G. Moore | Mgmt | For | For | |||
13 | Elect Director Philip J. Quigley | Mgmt | For | Against | |||
14 | Elect Director Donald B. Rice | Mgmt | For | Against | |||
15 | Elect Director Judith M. Runstad | Mgmt | For | For | |||
16 | Elect Director Stephen W. Sanger | Mgmt | For | Against | |||
17 | Elect Director Robert K. Steel | Mgmt | For | For | |||
18 | Elect Director John G. Stumpf | Mgmt | For | For | |||
19 | Elect Director Susan G. Swenson | Mgmt | For | For | |||
20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |||
21 | Ratify Auditors | Mgmt | For | For | |||
22 | Amend Omnibus Stock Plan | Mgmt | For | Against | |||
23 | Require Independent Board Chairman | ShrHoldr | Against | For | |||
24 | Report on Political Contributions | ShrHoldr | Against | For | |||
05/12/09 AGM | Werner Enterprises, Inc. | 950755108 | 3/23/2009 | 106,500 | |||
1.1 | Elect Director Clarence L. Werner | Mgmt | For | For | |||
1.2 | Elect Director Patrick J. Jung | Mgmt | For | For | |||
1.3 | Elect Director Duane K. Sather | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
05/21/09 AGM | Westfield Financial, Inc. | 96008P104 | 3/23/2009 | 107,400 | |||
1.1 | Elect Director David C. Colton, Jr. | Mgmt | For | For | |||
1.2 | Elect Director James C. Hagan | Mgmt | For | For | |||
1.3 | Elect Director Philip R. Smith | Mgmt | For | For | |||
1.4 | Elect Director Donald A. Williams | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
05/12/09 AGM | Wyndham Worldwide Corp | 98310W108 | 3/16/2009 | 39,220 | |||
1.1 | Elect Director Stephen P. Holmes | Mgmt | For | For | |||
1.2 | Elect Director Myra J. Biblowit | Mgmt | For | For | |||
1.3 | Elect Director Pauline D.E. Richards | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
4 | Eliminate or Restrict Severance Agreements (Change-in-Control) | ShrHoldr | Against | For | |||
5 | Require Independent Board Chairman | ShrHoldr | Against | For | |||
08/14/08 AGM | Xilinx, Inc. | 983919101 | 6/16/2008 | 38,500 | |||
1.1 | Elect Director Willem P. Roelandts | Mgmt | For | For | |||
1.2 | Elect Director Moshe N. Gavrielov | Mgmt | For | For | |||
1.3 | Elect Director John L. Doyle | Mgmt | For | For | |||
1.4 | Elect Director Jerald G. Fishman | Mgmt | For | For | |||
1.5 | Elect Director Philip T. Gianos | Mgmt | For | For | |||
1.6 | Elect Director William G. Howard, Jr. | Mgmt | For | For | |||
1.7 | Elect Director J. Michael Patterson | Mgmt | For | For | |||
1.8 | Elect Director Marshall C. Turner | Mgmt | For | For | |||
1.9 | Elect Director E.W. Vanderslice | Mgmt | For | For | |||
2 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | |||
3 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
4 | Ratify Auditors | Mgmt | For | For |
First Investors Blue Chip Fund
Mtg Date | Company | Security/ | Mgmt | Vote | Record | Shares | |
/Type | /Ballot Issues | Proponent | Rec | Cast | Date | Voted | |
05/12/09 AGM | 3M CO | 88579Y101 | 3/13/2009 | 56,100 | |||
1.1 | Elect Director Linda G. Alvarado | Mgmt | For | For | |||
1.2 | Elect Director George W. Buckley | Mgmt | For | For | |||
1.3 | Elect Director Vance D. Coffman | Mgmt | For | For | |||
1.4 | Elect Director Michael L. Eskew | Mgmt | For | For | |||
1.5 | Elect Director W. James Farrell | Mgmt | For | For | |||
1.6 | Elect Director Herbert L. Henkel | Mgmt | For | For | |||
1.7 | Elect Director Edward M. Liddy | Mgmt | For | For | |||
1.8 | Elect Director Robert S. Morrison | Mgmt | For | For | |||
1.9 | Elect Director Aulana L. Peters | Mgmt | For | For | |||
1.10 | Elect Director Robert J. Ulrich | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Amend Bylaws-- Call Special Meetings | ShrHoldr | Against | For | |||
4 | Stock Retention/Holding Period | ShrHoldr | Against | For | |||
04/24/09 AGM | Abbott Laboratories | 2824100 | 2/25/2009 | 89,800 | |||
1.1 | Elect Director R.J. Alpern | Mgmt | For | For | |||
1.2 | Elect Director R.S. Austin | Mgmt | For | For | |||
1.3 | Elect Director W.M. Daley | Mgmt | For | For | |||
1.4 | Elect Director W.J. Farrell | Mgmt | For | For | |||
1.5 | Elect Director H.L. Fuller | Mgmt | For | For | |||
1.6 | Elect Director W.A. Osborn | Mgmt | For | For | |||
1.7 | Elect Director D.A.L. Owen | Mgmt | For | For | |||
1.8 | Elect Director W.A. Reynolds | Mgmt | For | For | |||
1.9 | Elect Director R.S. Roberts | Mgmt | For | For | |||
1.10 | Elect Director S.C. Scott, III | Mgmt | For | For | |||
1.11 | Elect Director W.D. Smithburg | Mgmt | For | For | |||
1.12 | Elect Director G.F. Tilton | Mgmt | For | For | |||
1.13 | Elect Director M.D. White | Mgmt | For | For | |||
2 | Approve Omnibus Stock Plan | Mgmt | For | For | |||
3 | Approve Nonqualified Employee Stock Purchase Plan | Mgmt | For | For | |||
4 | Ratify Auditors | Mgmt | For | For | |||
5 | Report on Animal Testing | ShrHoldr | Against | Against | |||
6 | Adopt Principles for Health Care Reform | ShrHoldr | Against | Against | |||
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
02/12/09 AGM | ACCENTURE LTD | G1150G111 | 12/15/2008 | 36,320 | |||
This is a duplicate meeting for ballots received via the Broadridge North American Ballot distribution system. | |||||||
1 | RE-APPOINTMENT TO THE BOARD OF DIRECTORS: CHARLES H. GIANCARLO | Mgmt | For | For | |||
2 | RE-APPOINTMENT TO THE BOARD OF DIRECTORS: DINA DUBLON | Mgmt | For | For | |||
3 | RE-APPOINTMENT TO THE BOARD OF DIRECTORS: WILLIAM D. GREEN | Mgmt | For | For | |||
4 | RE-APPOINTMENT TO THE BOARD OF DIRECTORS: NOBUYUKI IDEI | Mgmt | For | Against | |||
5 | RE-APPOINTMENT TO THE BOARD OF DIRECTORS: MARJORIE MAGNER | Mgmt | For | For | |||
6 | RATIFY AUDITORS | Mgmt | For | For | |||
07/14/08 AGM | Ace Ltd. | G0070K103 | 5/27/2008 | 38,000 | |||
This is a duplicate meeting for ballots received via the Broadridge North American Ballot distribution system. | |||||||
1 | ELECTION OF DIRECTOR: MICHAEL G. ATIEH TO TERM EXPIRING IN 2009. | Mgmt | For | For | |||
2 | ELECTION OF DIRECTOR: MARY A. CIRILLO TO TERM EXPIRING IN 2009. | Mgmt | For | For | |||
3 | ELECTION OF DIRECTOR: BRUCE L. CROCKETT TO TERM EXPIRING IN 2009. | Mgmt | For | For | |||
4 | ELECTION OF DIRECTOR: THOMAS J. NEFF TO TERM EXPIRING IN 2009. | Mgmt | For | For | |||
5 | ELECTION OF DIRECTOR: GARY M. STUART TO TERM EXPIRING IN 2009. | Mgmt | For | For | |||
6 | ELECTION OF DIRECTOR: ROBERT M. HERNANDEZ TO TERM EXPIRING IN 2010. | Mgmt | For | For | |||
7 | ELECTION OF DIRECTOR: PETER MENIKOFF TO TERM EXPIRING IN 2010. | Mgmt | For | For | |||
8 | ELECTION OF DIRECTOR: ROBERT RIPP TO TERM EXPIRING IN 2010. | Mgmt | For | For | |||
9 | ELECTION OF DIRECTOR: DERMOT F. SMURFIT TO TERM EXPIRING IN 2010. | Mgmt | For | For | |||
10 | ELECTION OF DIRECTOR: EVAN G. GREENBERG TO TERM EXPIRING IN | Mgmt | For | For | |||
11 | ELECTION OF DIRECTOR: JOHN A. KROL TO TERM EXPIRING IN 2011. | Mgmt | For | For | |||
12 | ELECTION OF DIRECTOR: LEO F. MULLIN TO TERM EXPIRING IN 2011. | Mgmt | For | For | |||
13 | ELECTION OF DIRECTOR: OLIVIER STEIMER TO TERM EXPIRING IN 2011. | Mgmt | For | For | |||
14 | APPROVAL OF THE AMENDMENT (THE DE-REGISTRATION AMENDMENT ) TO THE COMPANY S MEMORANDUM OF ASSOCIATION AND ARTICLES OF ASSOCIATION TO PERMIT THE DEREGISTRATION OF THE COMPANY FROM THE CAYMAN ISLANDS | Mgmt | For | For | |||
15 | APPROVAL OF THE AMENDMENT (THE FINANCIAL STATEMENT AMENDMENT ) TO THE COMPANY S ARTICLES OF ASSOCIATION TO REQUIRE THE COMPANY TO PREPARE AND PROVIDE TO SHAREHOLDERS NOT LESS THAN ANNUALLY AN UNCONSOLIDATED BALANCE SHEET OF THE COMPANY | Mgmt | For | For | |||
16 | APPROVAL OF AMENDMENTS TO THE ARTICLES OF ASSOCIATION WHICH WILL HAVE THE EFFECT OF INCREASING THE PAR VALUE OF THE ORDINARY SHARES FROM $0.041666667 TO AN AMOUNT IN SWISS FRANCS EQUAL TO $11,000,000,000 DIVIDED BY THE NUMBER OF OUR ORDINARY SHARES | Mgmt | For | For | |||
17 | APPROVAL OF THE COMPANY S DE-REGISTRATION FROM THE CAYMAN ISLANDS AND CONTINUATION IN SWITZERLAND (THE CONTINUATION ) | Mgmt | For | For | |||
18 | APPROVAL OF THE NAME OF THE COMPANY | Mgmt | For | For | |||
19 | APPROVAL OF THE CHANGE OF THE PURPOSE OF THE COMPANY | Mgmt | For | For | |||
20 | APPROVAL OF THE REARRANGEMENT OF THE COMPANY S EXISTING SHARE CAPITAL | Mgmt | For | For | |||
21 | APPROVAL OF THE COMPANY S ARTICLES OF ASSOCIATION | Mgmt | For | For | |||
22 | CONFIRMATION OF SWISS LAW AS THE AUTHORITATIVE LEGISLATION GOVERNING THE COMPANY | Mgmt | For | For | |||
23 | CONFIRMATION OF THE PRINCIPAL PLACE OF BUSINESS OF THE COMPANY AS ZURICH, SWITZERLAND | Mgmt | For | For | |||
24 | RATIFY AUDITORS | Mgmt | For | For | |||
25 | APPROVAL OF THE COMPANY S 2004 LONG-TERM INCENTIVE PLAN AS AMENDED THROUGH THE FOURTH AMENDMENT | Mgmt | For | For | |||
26 | RATIFY AUDITORS | Mgmt | For | For | |||
27 | APPROVAL OF PAYMENT OF A DIVIDEND THROUGH A REDUCTION OF THE PAR VALUE OF OUR SHARES IN AN AMOUNT EQUAL TO THE SWISS FRANC EQUIVALENT OF $0.87, CONVERTED INTO SWISS FRANCS | Mgmt | For | For | |||
05/20/09 AGM | Ace Ltd. | H0023R105 | TNA | 3/31/2009 | 0 | ||
This is a duplicate meeting for ballots received via the Broadridge North American Ballot distribution system. | |||||||
1 | Election Of Director: Michael G. Atieh | Mgmt | For | TNA | |||
2 | Election Of Director: Mary A. Cirillo | Mgmt | For | TNA | |||
3 | Election Of Director: Bruce L. Crockett | Mgmt | For | TNA | |||
4 | Election Of Director: Thomas J. Neff | Mgmt | For | TNA | |||
5 | Approval Of The Annual Report | Mgmt | For | TNA | |||
6 | Approval Of The Statutory Financial Statements Of Ace Limited | Mgmt | For | TNA | |||
7 | Approval Of The Consolidated Financial Statements | Mgmt | For | TNA | |||
8 | Allocation Of Disposable Profit | Mgmt | For | TNA | |||
9 | Discharge Of The Board Of Directors | Mgmt | For | TNA | |||
10 | Amendment Of Articles Of Association Relating To Special Auditor | Mgmt | For | TNA | |||
11 | Election Of Pricewaterhousecoopers Ag (zurich) As Our Statutoryauditor Until Our Next Annual Ordinary General Meeting | Mgmt | For | TNA | |||
12 | Ratification Of Appointment Of Independent Registered Publicaccounting Firm Pricewaterhousecoopers Llp | Mgmt | For | TNA | |||
13 | Election Of Bdo Visura (zurich) As Special Auditing Firm Until our Next Annual Ordinary General Meeting | Mgmt | For | TNA | |||
14 | Approval Of The Payment Of A Dividend In The Form Of Adistribution Through A Reduction Of The Par Value Of Our Shares | Mgmt | For | TNA | |||
04/01/09 AGM | Adobe Systems Inc. | 00724F101 | 2/9/2009 | 47,000 | |||
1.1 | Elect Director Robert K. Burgess | Mgmt | For | For | |||
1.2 | Elect Director Carol Mills | Mgmt | For | For | |||
1.3 | Elect Director Daniel Rosensweig | Mgmt | For | For | |||
1.4 | Elect Director Robert Sedgewick | Mgmt | For | For | |||
1.5 | Elect Director John E. Warnock | Mgmt | For | For | |||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
05/29/09 AGM | Aetna Inc. | 00817Y108 | 3/27/2009 | 47,000 | |||
1 | Elect Director Frank M. Clark | Mgmt | For | For | |||
2 | Elect Director Betsy Z. Cohen | Mgmt | For | For | |||
3 | Elect Director Molly J. Coye, M.D. | Mgmt | For | For | |||
4 | Elect Director Roger N. Farah | Mgmt | For | For | |||
5 | Elect Director Barbara Hackman Franklin | Mgmt | For | For | |||
6 | Elect Director Jeffrey E. Garten | Mgmt | For | For | |||
7 | Elect Director Earl G. Graves | Mgmt | For | For | |||
8 | Elect Director Gerald Greenwald | Mgmt | For | For | |||
9 | Elect Director Ellen M. Hancock | Mgmt | For | For | |||
10 | Elect Director Richard J. Harrington | Mgmt | For | For | |||
11 | Elect Director Edward J. Ludwig | Mgmt | For | For | |||
12 | Elect Director Joseph P. Newhouse | Mgmt | For | For | |||
13 | Elect Director Ronald A. Williams | Mgmt | For | For | |||
14 | Ratify Auditors | Mgmt | For | For | |||
15 | Provide for Cumulative Voting | ShrHoldr | Against | For | |||
16 | Adopt a Policy to Elect a Retired Management Employee | ShrHoldr | Against | Against | |||
05/08/09 AGM | Alcoa Inc. | 13817101 | 2/11/2009 | 58,600 | |||
1.1 | Elect Director Kathryn S. Fuller | Mgmt | For | For | |||
1.2 | Elect Director Judith M. Gueron | Mgmt | For | For | |||
1.3 | Elect Director Patricia F. Russo | Mgmt | For | For | |||
1.4 | Elect Director Ernesto Zedillo | Mgmt | For | For | |||
2 | Ratify Auditor | Mgmt | For | For | |||
3 | Approve Omnibus Stock Plan | Mgmt | For | For | |||
4 | Amend Vote Requirements to Amend Articles/Bylaws/Charter | ShrHoldr | Against | For | |||
05/19/09 AGM | Altria Group, Inc. | 02209S103 | 3/30/2009 | 81,600 | |||
1 | Elect Director Elizabeth E. Bailey | Mgmt | For | For | |||
2 | Elect Director Gerald L. Baliles | Mgmt | For | For | |||
3 | Elect Director Dinyar S. Devitre | Mgmt | For | For | |||
4 | Elect Director Thomas F. Farrell | Mgmt | For | For | |||
5 | Elect Director Robert E. R. Huntley | Mgmt | For | For | |||
6 | Elect Director Thomas W. Jones | Mgmt | For | For | |||
7 | Elect Director George Munoz | Mgmt | For | For | |||
8 | Elect Director Nabil Y. Sakkab | Mgmt | For | For | |||
9 | Elect Director Michael E. Szymanczyk | Mgmt | For | For | |||
10 | Ratify Auditors | Mgmt | For | For | |||
11 | Reduce Tobacco Harm to Health | ShrHoldr | Against | Against | |||
12 | Report on Marketing Practices on the Poor | ShrHoldr | Against | Against | |||
13 | Adopt Principles for Health Care Reform | ShrHoldr | Against | Against | |||
14 | Adopt Human Rights Protocols for Company and Suppliers | ShrHoldr | Against | For | |||
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
16 | Report on Political Contributions | ShrHoldr | Against | For | |||
04/28/09 AGM | American Electric Power Co. | 25537101 | 3/2/2009 | 47,400 | |||
1.1 | Elect Director E. R. Brooks | Mgmt | For | For | |||
1.2 | Elect Director Donald M. Carlton | Mgmt | For | For | |||
1.3 | Elect Director Ralph D. Crosby, Jr. | Mgmt | For | For | |||
1.4 | Elect Director Linda A. Goodspeed | Mgmt | For | For | |||
1.5 | Elect Director Thomas E. Hoaglin | Mgmt | For | For | |||
1.6 | Elect Director Lester A. Hudson, Jr. | Mgmt | For | For | |||
1.7 | Elect Director Michael G. Morris | Mgmt | For | For | |||
1.8 | Elect Director Lionel L. Nowell III | Mgmt | For | For | |||
1.9 | Elect Director Richard L. Sandor | Mgmt | For | For | |||
1.10 | Elect Director Kathryn D. Sullivan | Mgmt | For | For | |||
1.11 | Elect Director Sara Martinez Tucker | Mgmt | For | For | |||
1.12 | Elect Director John F. Turner | Mgmt | For | For | |||
2 | Eliminate Cumulative Voting and Adopt Majority Voting for Uncontested Election of Directors | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
04/27/09 AGM | American Express Co. | 25816109 | 2/27/2009 | 98,500 | |||
1.1 | Elect Director D.F. Akerson | Mgmt | For | For | |||
1.2 | Elect Director C. Barshefsky | Mgmt | For | For | |||
1.3 | Elect Director U.M. Burns | Mgmt | For | For | |||
1.4 | Elect Director K.I. Chenault | Mgmt | For | For | |||
1.5 | Elect Director P. Chernin | Mgmt | For | For | |||
1.6 | Elect Director J. Leschly | Mgmt | For | For | |||
1.7 | Elect Director R.C. Levin | Mgmt | For | For | |||
1.8 | Elect Director R.A. Mcginn | Mgmt | For | For | |||
1.9 | Elect Director E.D. Miller | Mgmt | For | For | |||
1.10 | Elect Director S.S Reinemund | Mgmt | For | For | |||
1.11 | Elect Director R.D. Walter | Mgmt | For | For | |||
1.12 | Elect Director R.A. Williams | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | |||
4 | Provide for Cumulative Voting | ShrHoldr | Against | For | |||
5 | Amend Bylaws-- Call Special Meetings | ShrHoldr | Against | For | |||
05/06/09 AGM | Amgen, Inc. | 31162100 | 3/9/2009 | 70,800 | |||
1 | Elect Director David Baltimore | Mgmt | For | For | |||
2 | Elect Director Frank J. Biondi, Jr. | Mgmt | For | For | |||
3 | Elect Director Francois de Carbonnel | Mgmt | For | For | |||
4 | Elect Director Jerry D. Choate | Mgmt | For | For | |||
5 | Elect Director Vance D. Coffman | Mgmt | For | For | |||
6 | Elect Director Frederick W. Gluck | Mgmt | For | For | |||
7 | Elect Director Frank C. Herringer | Mgmt | For | For | |||
8 | Elect Director Gilbert S. Omenn | Mgmt | For | For | |||
9 | Elect Director Judith C. Pelham | Mgmt | For | For | |||
10 | Elect Director J. Paul Reason | Mgmt | For | For | |||
11 | Elect Director Leonard D. Schaeffer | Mgmt | For | For | |||
12 | Elect Director Kevin W. Sharer | Mgmt | For | For | |||
13 | Ratify Auditors | Mgmt | For | For | |||
14 | Approve Omnibus Stock Plan | Mgmt | For | For | |||
15 | Reduce Supermajority Vote Requirement | Mgmt | For | For | |||
16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | ShrHoldr | Against | For | |||
17 | Reincorporate in Another State [from Delaware to North Dakota ] | ShrHoldr | Against | Against | |||
03/10/09 AGM | Analog Devices, Inc. | 32654105 | 1/16/2009 | 36,000 | |||
1.1 | Elect Director James A. Champy | Mgmt | For | For | |||
1.2 | Elect Director Yves-Andre Istel | Mgmt | For | For | |||
1.3 | Elect Director Neil Novich | Mgmt | For | For | |||
1.4 | Elect Director Kenton J. Sicchitano | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Declassify the Board of Directors | ShrHoldr | Against | For | |||
11/12/08 EGM | Anheuser-Busch Companies, Inc. | 35229103 | 10/3/2008 | 72,700 | |||
1 | Approve Merger Agreement | Mgmt | For | For | |||
2 | Adjourn Meeting | Mgmt | For | For | |||
02/25/09 AGM | Apple, Inc. | 37833100 | 12/29/2008 | 17,400 | |||
1.1 | Elect Director William V. Campbell | Mgmt | For | For | |||
1.2 | Elect Director Millard S. Drexler | Mgmt | For | For | |||
1.3 | Elect Director Albert A. Gore, Jr. | Mgmt | For | For | |||
1.4 | Elect Director Steven P. Jobs | Mgmt | For | For | |||
1.5 | Elect Director Andrea Jung | Mgmt | For | For | |||
1.6 | Elect Director A.D. Levinson | Mgmt | For | For | |||
1.7 | Elect Director Eric E. Schmidt | Mgmt | For | For | |||
1.8 | Elect Director Jerome B. York | Mgmt | For | For | |||
2 | Report on Political Contributions | ShrHoldr | Against | Against | |||
3 | Adopt Principles for Health Care Reform | ShrHoldr | Against | Against | |||
4 | Prepare Sustainability Report | ShrHoldr | Against | Against | |||
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
03/10/09 AGM | Applied Materials, Inc. | 38222105 | 1/12/2009 | 72,100 | |||
1.1 | Elect Director Aart J. de Geus | Mgmt | For | For | |||
1.2 | Elect Director Stephen R. Forrest | Mgmt | For | For | |||
1.3 | Elect Director Philip V. Gerdine | Mgmt | For | For | |||
1.4 | Elect Director Thomas J. Iannotti | Mgmt | For | For | |||
1.5 | Elect Director Alexander A. Karsner | Mgmt | For | For | |||
1.6 | Elect Director Charles Y.S. Liu | Mgmt | For | For | |||
1.7 | Elect Director Gerhard H. Parker | Mgmt | For | For | |||
1.8 | Elect Director Dennis D. Powell | Mgmt | For | For | |||
1.9 | Elect Director Willem P. Roelandts | Mgmt | For | For | |||
1.10 | Elect Director James E. Rogers | Mgmt | For | Withhold | |||
1.11 | Elect Director Michael R. Splinter | Mgmt | For | For | |||
2 | Reduce Supermajority Vote Requirement | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
04/24/09 AGM | AT&T Inc | 00206R102 | 2/25/2009 | 190,000 | |||
1.1 | Elect Director Randall L. Stephenson | Mgmt | For | For | |||
1.2 | Elect Director William F. Aldinger III | Mgmt | For | Against | |||
1.3 | Elect Director Gilbert F. Amelio | Mgmt | For | Against | |||
1.4 | Elect Director Reuben V. Anderson | Mgmt | For | For | |||
1.5 | Elect Director James H. Blanchard | Mgmt | For | Against | |||
1.6 | Elect Director August A. Busch III | Mgmt | For | For | |||
1.7 | Elect Director Jaime Chico Pardo | Mgmt | For | For | |||
1.8 | Elect Director James P. Kelly | Mgmt | For | For | |||
1.9 | Elect Director Jon C. Madonna | Mgmt | For | For | |||
1.10 | Elect Director Lynn M. Martin | Mgmt | For | For | |||
1.11 | Elect Director John B. McCoy | Mgmt | For | For | |||
1.12 | Elect Director Mary S. Metz | Mgmt | For | For | |||
1.13 | Elect Director Joyce M. Roche | Mgmt | For | For | |||
1.14 | Elect Director Laura D Andrea Tyson | Mgmt | For | For | |||
1.15 | Elect Director Patricia P. Upton | Mgmt | For | Against | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Increase Authorized Common Stock | Mgmt | For | For | |||
4 | Report on Political Contributions | ShrHoldr | Against | For | |||
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | ShrHoldr | Against | For | |||
6 | Provide for Cumulative Voting | ShrHoldr | Against | For | |||
7 | Require Independent Board Chairman | ShrHoldr | Against | For | |||
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
9 | Exclude Pension Credits ftom Earnings Performance Measure | ShrHoldr | Against | For | |||
11/11/08 AGM | Automatic Data Processing, Inc. | 53015103 | 9/12/2008 | 31,800 | |||
1.1 | Elect Director Gregory D. Brenneman | Mgmt | For | For | |||
1.2 | Elect Director Leslie A. Brun | Mgmt | For | For | |||
1.3 | Elect Director Gary C. Butler | Mgmt | For | For | |||
1.4 | Elect Director Leon G. Cooperman | Mgmt | For | For | |||
1.5 | Elect Director Eric C. Fast | Mgmt | For | For | |||
1.6 | Elect Director R. Glenn Hubbard | Mgmt | For | For | |||
1.7 | Elect Director John P. Jones | Mgmt | For | For | |||
1.8 | Elect Director Frederic V. Malek | Mgmt | For | For | |||
1.9 | Elect Director Charles H. Noski | Mgmt | For | For | |||
1.10 | Elect Director Sharon T. Rowlands | Mgmt | For | For | |||
1.11 | Elect Director Gregory L. Summe | Mgmt | For | For | |||
1.12 | Elect Director Henry Taub | Mgmt | For | For | |||
2 | Approve Omnibus Stock Plan | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
05/07/09 AGM | Avon Products, Inc. | 54303102 | 3/18/2009 | 78,600 | |||
1.1 | Elect Director W. Don Cornwell | Mgmt | For | For | |||
1.2 | Elect Director Edward T. Fogarty | Mgmt | For | For | |||
1.3 | Elect Director V. Ann Hailey | Mgmt | For | For | |||
1.4 | Elect Director Fred Hassan | Mgmt | For | Withhold | |||
1.5 | Elect Director Andrea Jung | Mgmt | For | For | |||
1.6 | Elect Director Maria Elena Lagomasino | Mgmt | For | Withhold | |||
1.7 | Elect Director Ann S. Moore | Mgmt | For | Withhold | |||
1.8 | Elect Director Paul S. Pressler | Mgmt | For | For | |||
1.9 | Elect Director Gary M. Rodkin | Mgmt | For | Withhold | |||
1.10 | Elect Director Paula Stern | Mgmt | For | For | |||
1.11 | Elect Director Lawrence A. Weinbach | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Report on Nanomaterial Product Safety | ShrHoldr | Against | Against | |||
12/05/08 EGM | Bank of America Corp. | 60505104 | 10/10/2008 | 133,966 | |||
1 | Issue Shares in Connection with Acquisition | Mgmt | For | For | |||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
3 | Increase Authorized Common Stock | Mgmt | For | For | |||
4 | Adjourn Meeting | Mgmt | For | For | |||
04/29/09 AGM | Bank of America Corp. | 60505104 | 3/4/2009 | 170,236 | |||
1.1 | Elect Director William Barnet, III | Mgmt | For | For | |||
1.2 | Elect Director Frank P. Bramble, Sr. | Mgmt | For | Against | |||
1.3 | Elect Director Virgis W. Colbert | Mgmt | For | For | |||
1.4 | Elect Director John T. Collins | Mgmt | For | For | |||
1.5 | Elect Director Gary L. Countryman | Mgmt | For | For | |||
1.6 | Elect Director Tommy R. Franks | Mgmt | For | For | |||
1.7 | Elect Director Charles K. Gifford | Mgmt | For | For | |||
1.8 | Elect Director Kenneth D. Lewis | Mgmt | For | Against | |||
1.9 | Elect Director Monica C. Lozano | Mgmt | For | Against | |||
1.10 | Elect Director Walter E. Massey | Mgmt | For | For | |||
1.11 | Elect Director Thomas J. May | Mgmt | For | For | |||
1.12 | Elect Director Patricia E. Mitchell | Mgmt | For | For | |||
1.13 | Elect Director Joseph W. Prueher | Mgmt | For | For | |||
1.14 | Elect Director Charles O. Rossotti | Mgmt | For | For | |||
1.15 | Elect Director Thomas M. Ryan | Mgmt | For | For | |||
1.16 | Elect Director O. Temple Sloan, Jr. | Mgmt | For | Against | |||
1.17 | Elect Director Robert L. Tillman | Mgmt | For | Against | |||
1.18 | Elect Director Jackie M. Ward | Mgmt | For | Against | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | |||
4 | Report on Government Service of Employees | ShrHoldr | Against | Against | |||
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
6 | Provide for Cumulative Voting | ShrHoldr | Against | For | |||
7 | Amend Articles/Bylaws/Charter -- Call Special Meetings | ShrHoldr | Against | For | |||
8 | Require Independent Board Chairman | ShrHoldr | Against | For | |||
9 | Report on Predatory Lending Policies | ShrHoldr | Against | For | |||
10 | Adopt Principles for Health Care Reform | ShrHoldr | Against | Against | |||
11 | TARP Related Compensation | ShrHoldr | Against | For | |||
05/05/09 AGM | Baxter International Inc. | 71813109 | 3/9/2009 | 27,300 | |||
1.1 | Elect Director Walter E. Boomer | Mgmt | For | For | |||
1.2 | Elect Director James R. Gavin III | Mgmt | For | For | |||
1.3 | Elect Director Peter S. Hellman | Mgmt | For | For | |||
1.4 | Elect Director K. J. Storm | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Report on Animal Testing | ShrHoldr | Against | Against | |||
05/02/09 AGM | Berkshire Hathaway Inc. | 84670207 | 3/4/2009 | 850 | |||
1.1 | Elect Director Warren E. Buffett | Mgmt | For | For | |||
1.2 | Elect Director Charles T. Munger | Mgmt | For | For | |||
1.3 | Elect Director Howard G. Buffett | Mgmt | For | For | |||
1.4 | Elect Director Susan L. Decker | Mgmt | For | For | |||
1.5 | Elect Director William H. Gates III | Mgmt | For | For | |||
1.6 | Elect Director David S. Gottesman | Mgmt | For | For | |||
1.7 | Elect Director Charlotte Guyman | Mgmt | For | For | |||
1.8 | Elect Director Donald R. Keough | Mgmt | For | For | |||
1.9 | Elect Director Thomas S. Murphy | Mgmt | For | For | |||
1.10 | Elect Director Ronald L. Olson | Mgmt | For | For | |||
1.11 | Elect Director Walter Scott, Jr. | Mgmt | For | For | |||
2 | Prepare Sustainability Report | ShrHoldr | Against | For | |||
06/24/09 AGM | Best Buy Co., Inc. | 86516101 | 4/27/2009 | 20,900 | |||
1.1 | Elect Director Ronald James | Mgmt | For | For | |||
1.2 | Elect Director Elliot S. Kaplan | Mgmt | For | For | |||
1.3 | Elect Director Sanjay Khosla | Mgmt | For | For | |||
1.4 | Elect Director George L. Mikan III | Mgmt | For | For | |||
1.5 | Elect Director Matthew H. Paull | Mgmt | For | For | |||
1.6 | Elect Director Richard M. Schulze | Mgmt | For | For | |||
1.7 | Elect Director Hatim A. Tyabji | Mgmt | For | For | |||
1.8 | Elect Director Gerard R. Vittecoq | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
4 | Reduce Supermajority Vote Requirement | Mgmt | For | For | |||
5 | Reduce Supermajority Vote Requirement | Mgmt | For | For | |||
6 | Reduce Supermajority Vote Requirement | Mgmt | For | For | |||
7 | Reduce Supermajority Vote Requirement | Mgmt | For | For | |||
8 | Reduce Supermajority Vote Requirement | Mgmt | For | For | |||
9 | Reduce Supermajority Vote Requirement | Mgmt | For | For | |||
04/16/09 AGM | BP plc | 55622104 | 2/20/2009 | 39,300 | |||
Meeting for ADR Holders | |||||||
1 | TO RECEIVE THE DIRECTORS ANNUAL REPORT AND ACCOUNTS | Mgmt | For | For | |||
2 | TO APPROVE THE DIRECTORS REMUNERATION REPORT | Mgmt | For | Against | |||
3 | DIRECTOR MR A BURGMANS | Mgmt | For | For | |||
4 | DIRECTOR MRS C B CARROLL | Mgmt | For | For | |||
5 | DIRECTOR SIR WILLIAM CASTELL | Mgmt | For | For | |||
6 | DIRECTOR MR I C CONN | Mgmt | For | For | |||
7 | DIRECTOR MR G DAVID | Mgmt | For | For | |||
8 | DIRECTOR MR E B DAVIS, JR | Mgmt | For | For | |||
9 | DIRECTOR MR R DUDLEY | Mgmt | For | For | |||
10 | DIRECTOR MR D J FLINT | Mgmt | For | For | |||
11 | DIRECTOR DR B E GROTE | Mgmt | For | For | |||
12 | DIRECTOR DR A B HAYWARD | Mgmt | For | For | |||
13 | DIRECTOR MR A G INGLIS | Mgmt | For | For | |||
14 | DIRECTOR DR D S JULIUS | Mgmt | For | For | |||
15 | DIRECTOR SIR TOM MCKILLOP | Mgmt | For | Withhold | |||
16 | DIRECTOR SIR IAN PROSSER | Mgmt | For | For | |||
17 | DIRECTOR MR P D SUTHERLAND | Mgmt | For | For | |||
18 | TO RE-APPOINT ERNST & YOUNG LLP AS AUDITORS AND AUTHORIZE THEBOARD TO FIX THEIR REMUNERATION | Mgmt | For | For | |||
19 | SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY FOR THE PURCHASEOF ITS OWN SHARES BY THE COMPANY | Mgmt | For | For | |||
20 | TO GIVE LIMITED AUTHORITY TO ALLOT SHARES UP TO A SPECIFIEDAMOUNT | Mgmt | For | For | |||
21 | SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT A LIMITED NUMBEROF SHARES FOR CASH FREE OF PRE-EMPTION RIGHTS | Mgmt | For | For | |||
22 | SPECIAL RESOLUTION: TO AUTHORIZE THE CALLING OF GENERAL MEETINGS(EXCLUDING ANNUAL GENERAL MEETINGS) BY NOTICE OF AT LEAST 14CLEAR DAYS | Mgmt | For | For | |||
05/05/09 AGM | Bristol-Myers Squibb Co. | 110122108 | 3/12/2009 | 136,300 | |||
1 | Elect Director L. Andreotti | Mgmt | For | For | |||
2 | Elect Director L. B. Campbell | Mgmt | For | For | |||
3 | Elect Director J. M. Cornelius | Mgmt | For | For | |||
4 | Elect Director L. J. Freeh | Mgmt | For | For | |||
5 | Elect Director L. H. Glimcher | Mgmt | For | For | |||
6 | Elect Director M. Grobstein | Mgmt | For | For | |||
7 | Elect Director L. Johansson | Mgmt | For | For | |||
8 | Elect Director A. J. Lacy | Mgmt | For | For | |||
9 | Elect Director V. L. Sato | Mgmt | For | For | |||
10 | Elect Director T. D. West, Jr. | Mgmt | For | For | |||
11 | Elect Director R. S. Williams | Mgmt | For | For | |||
12 | Ratify Auditors | Mgmt | For | For | |||
13 | Increase Disclosure of Executive Compensation | ShrHoldr | Against | Against | |||
14 | Reduce Supermajority Vote Requirement | ShrHoldr | Against | Against | |||
15 | Amend Articles/Bylaws/Charter -- Call Special Meetings | ShrHoldr | Against | For | |||
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
04/23/09 AGM | Capital One Financial Corp. | 14040H105 | 2/23/2009 | 43,000 | |||
1.1 | Elect Director Richard D. Fairbank | Mgmt | For | For | |||
1.2 | Elect Director E.R. Campbell | Mgmt | For | For | |||
1.3 | Elect Director Bradford H. Warner | Mgmt | For | For | |||
1.4 | Elect Director Stanley Westreich | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||
04/15/09 AGM | Carnival Corp. | 143658300 | 2/17/2009 | 45,100 | |||
This is a duplicate meeting for ballots received via the Broadridge North American Ballot distribution system. | |||||||
1.1 | DIRECTOR MICKY ARISON | Mgmt | For | For | |||
1.2 | DIRECTOR A. RICHARD G. CAPEN, JR | Mgmt | For | For | |||
1.3 | DIRECTOR ROBERT H. DICKINSON | Mgmt | For | For | |||
1.4 | DIRECTOR ARNOLD W. DONALD | Mgmt | For | For | |||
1.5 | DIRECTOR PIER LUIGI FOSCHI | Mgmt | For | For | |||
1.6 | DIRECTOR HOWARD S. FRANK | Mgmt | For | For | |||
1.7 | DIRECTOR RICHARD J. GLASIER | Mgmt | For | For | |||
1.8 | DIRECTOR MODESTO A. MAIDIQUE | Mgmt | For | For | |||
1.9 | DIRECTOR SIR JOHN PARKER | Mgmt | For | For | |||
1.10 | DIRECTOR PETER G. RATCLIFFE | Mgmt | For | For | |||
1.11 | DIRECTOR STUART SUBOTNICK | Mgmt | For | For | |||
1.12 | DIRECTOR LAURA WEIL | Mgmt | For | For | |||
1.13 | DIRECTOR RANDALL J. WEISENBURGER | Mgmt | For | For | |||
1.14 | DIRECTOR UZI ZUCKER | Mgmt | For | For | |||
2 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS INDEPENDENTAUDITORS FOR CARNIVAL PLC. | Mgmt | For | For | |||
3 | TO AUTHORIZE THE AUDIT COMMITTEE OF CARNIVAL PLC TO AGREE TO THE REMUNERATION OF THE INDEPENDENT AUDITORS. | Mgmt | For | For | |||
4 | TO RECEIVE THE UK ACCOUNTS AND REPORTS OF THE DIRECTORS AND AUDITORS OF CARNIVAL PLC FOR THE FINANCIAL YEAR ENDED NOVEMBER 30, 2008. | Mgmt | For | For | |||
5 | TO APPROVE THE DIRECTORS REMUNERATION REPORT OF CARNIVAL PLC FOR THE FINANCIAL YEAR ENDED NOVEMBER 30, 2008. | Mgmt | For | Against | |||
6 | TO INCREASE THE AMOUNT OF THE AUTHORIZED BUT UNISSUED SHARE CAPITAL OF CARNIVAL PLC. | Mgmt | For | For | |||
7 | TO ADOPT THE AMENDED AND RESTATED ARTICLES OF ASSOCIATION OF CARNIVAL PLC. | Mgmt | For | For | |||
8 | TO APPROVE CERTAIN AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF CARNIVAL PLC, TO TAKE EFFECT FROM OCTOBER 1, 2009. | Mgmt | For | For | |||
9 | TO APPROVE THE GIVING OF AUTHORITY FOR THE ALLOTMENT OF NEW SHARES BY CARNIVAL PLC. | Mgmt | For | For | |||
10 | TO APPROVE THE DISAPPLICATION OF PRE-EMPTION RIGHTS IN RELATION TO THE ALLOTMENT OF NEW SHARES BY CARNIVAL PLC. | Mgmt | For | For | |||
11 | TO APPROVE A GENERAL AUTHORITY FOR CARNIVAL PLC TO BUY BACK CARNIVAL PLC ORDINARY SHARES IN THE OPEN MARKET. | Mgmt | For | For | |||
05/27/09 AGM | Chevron Corporation | 166764100 | 4/1/2009 | 112,300 | |||
1.1 | Elect Director S. H. Armacost | Mgmt | For | For | |||
1.2 | Elect Director L. F. Deily | Mgmt | For | For | |||
1.3 | Elect Director R. E. Denham | Mgmt | For | For | |||
1.4 | Elect Director R. J. Eaton | Mgmt | For | For | |||
1.5 | Elect Director E. Hernandez | Mgmt | For | For | |||
1.6 | Elect Director F. G. Jenifer | Mgmt | For | For | |||
1.7 | Elect Director S. Nunn | Mgmt | For | For | |||
1.8 | Elect Director D. J. O'Reilly | Mgmt | For | For | |||
1.9 | Elect Director D. B. Rice | Mgmt | For | For | |||
1.10 | Elect Director K. W. Sharer | Mgmt | For | For | |||
1.11 | Elect Director C. R. Shoemate | Mgmt | For | For | |||
1.12 | Elect Director R. D. Sugar | Mgmt | For | For | |||
1.13 | Elect Director C. Ware | Mgmt | For | For | |||
1.14 | Elect Director J. S. Watson | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | |||
4 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | ShrHoldr | Against | For | |||
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
7 | Adopt Quantitative GHG Goals for Products and Operations | ShrHoldr | Against | Against | |||
8 | Adopt Guidelines for Country Selection | ShrHoldr | Against | For | |||
9 | Adopt Human Rights Policy | ShrHoldr | Against | For | |||
10 | Report on Market Specific Environmental Laws | ShrHoldr | Against | Against | |||
11/13/08 AGM | Cisco Systems, Inc. | 17275R102 | 9/15/2008 | 272,200 | |||
1 | Elect Director Carol A. Bartz | Mgmt | For | For | |||
2 | Elect Director M. Michele Burns | Mgmt | For | For | |||
3 | Elect Director Michael D. Capellas | Mgmt | For | For | |||
4 | Elect Director Larry R. Carter | Mgmt | For | For | |||
5 | Elect Director John T. Chambers | Mgmt | For | For | |||
6 | Elect Director Brian L. Halla | Mgmt | For | For | |||
7 | Elect Director John L. Hennessy | Mgmt | For | For | |||
8 | Elect Director Richard M. Kovacevich | Mgmt | For | For | |||
9 | Elect Director Roderick C. McGeary | Mgmt | For | For | |||
10 | Elect Director Michael K. Powell | Mgmt | For | For | |||
11 | Elect Director Steven M. West | Mgmt | For | For | |||
12 | Elect Director Jerry Yang | Mgmt | For | For | |||
13 | Ratify Auditors | Mgmt | For | For | |||
14 | Amend Bylaws to Establish a Board Committee on Human Rights | ShrHoldr | Against | Against | |||
15 | Report on Internet Fragmentation | ShrHoldr | Against | Against | |||
04/21/09 AGM | Citigroup Inc. | 172967101 | 2/27/2009 | 92,000 | |||
1.1 | Elect Director C. Michael Armstrong | Mgmt | For | Against | |||
1.2 | Elect Director Alain J.P. Belda | Mgmt | For | Against | |||
1.3 | Elect Director John M. Deutch | Mgmt | For | Against | |||
1.4 | Elect Director Jerry A. Grundhofer | Mgmt | For | For | |||
1.5 | Elect Director Andrew N. Liveris | Mgmt | For | For | |||
1.6 | Elect Director Anne Mulcahy | Mgmt | For | Against | |||
1.7 | Elect Director Michael E. O'Neill | Mgmt | For | For | |||
1.8 | Elect Director Vikram Pandit | Mgmt | For | For | |||
1.9 | Elect Director Richard D. Parsons | Mgmt | For | For | |||
1.10 | Elect Director Lawrence R. Ricciardi | Mgmt | For | For | |||
1.11 | Elect Director Judith Rodin | Mgmt | For | For | |||
1.12 | Elect Director Robert L. Ryan | Mgmt | For | For | |||
1.13 | Elect Director Anthony M. Santomero | Mgmt | For | For | |||
1.14 | Elect Director William S. Thompson, Jr. | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Approve Omnibus Stock Plan | Mgmt | For | For | |||
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |||
5 | Disclose Prior Government Service | ShrHoldr | Against | Against | |||
6 | Report on Political Contributions | ShrHoldr | Against | For | |||
7 | Report on Predatory Lending Policies | ShrHoldr | Against | For | |||
8 | Require More Director Nominations Than Open Seats | ShrHoldr | Against | Against | |||
9 | Prepare Carbon Principles Report | ShrHoldr | Against | Against | |||
10 | Stock Retention/Holding Period | ShrHoldr | Against | For | |||
11 | Disclose Information on Compensation Consultant | ShrHoldr | Against | For | |||
12 | Amend Articles/Bylaws/Charter -- Call Special Meetings | ShrHoldr | Against | For | |||
13 | Restore or Provide for Cumulative Voting | ShrHoldr | Against | For | |||
07/24/08 EGM | Clear Channel Communications, Inc. | 184502102 | 6/19/2008 | 56,800 | |||
1 | Approve Merger Agreement | Mgmt | For | For | |||
2 | Adjourn Meeting | Mgmt | For | For | |||
3 | Other Business | Mgmt | For | For | |||
05/08/09 AGM | Colgate-Palmolive Co. | 194162103 | 3/9/2009 | 34,800 | |||
1.1 | Elect Director John T. Cahill | Mgmt | For | For | |||
1.2 | Elect Director Jill K. Conway | Mgmt | For | For | |||
1.3 | Elect Director Ian Cook | Mgmt | For | For | |||
1.4 | Elect Director Ellen M. Hancock | Mgmt | For | For | |||
1.5 | Elect Director David W. Johnson | Mgmt | For | For | |||
1.6 | Elect Director Richard J. Kogan | Mgmt | For | For | |||
1.7 | Elect Director Delano E. Lewis | Mgmt | For | For | |||
1.8 | Elect Director J. Pedro Reinhard | Mgmt | For | For | |||
1.9 | Elect Director Stephen I. Sadove | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Approve Omnibus Stock Plan | Mgmt | For | For | |||
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
05/13/09 AGM | Comcast Corp. | 20030N101 | 3/4/2009 | 47,394 | |||
1.1 | Elect Director S. Decker Anstrom | Mgmt | For | Withhold | |||
1.2 | Elect Director Kenneth J. Bacon | Mgmt | For | For | |||
1.3 | Elect Director Sheldon M. Bonovitz | Mgmt | For | For | |||
1.4 | Elect Director Edward D. Breen | Mgmt | For | For | |||
1.5 | Elect Director Julian A. Brodsky | Mgmt | For | For | |||
1.6 | Elect Director Joseph J. Collins | Mgmt | For | Withhold | |||
1.7 | Elect Director J. Michael Cook | Mgmt | For | For | |||
1.8 | Elect Director Gerald L. Hassell | Mgmt | For | For | |||
1.9 | Elect Director Jeffrey A. Honickman | Mgmt | For | For | |||
1.10 | Elect Director Brian L. Roberts | Mgmt | For | For | |||
1.11 | Elect Director Ralph J. Roberts | Mgmt | For | For | |||
1.12 | Elect Director Dr. Judith Rodin | Mgmt | For | Withhold | |||
1.13 | Elect Director Michael I. Sovern | Mgmt | For | Withhold | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | |||
4 | Amend Restricted Stock Plan | Mgmt | For | For | |||
5 | Amend Stock Option Plan | Mgmt | For | For | |||
6 | Increase Disclosure of Executive Compensation | ShrHoldr | Against | Against | |||
7 | Seek Shareholder Approval on Certain Future Death Benefit Arrangements | ShrHoldr | Against | For | |||
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
9 | Adopt a Recapitalization Plan | ShrHoldr | Against | For | |||
05/13/09 AGM | ConocoPhillips | 20825C104 | 3/16/2009 | 89,870 | |||
1.1 | Elect Director Richard L. Armitage | Mgmt | For | For | |||
1.2 | Elect Director Richard H. Auchinleck | Mgmt | For | For | |||
1.3 | Elect Director James E. Copeland, Jr. | Mgmt | For | For | |||
1.4 | Elect Director Kenneth M. Duberstein | Mgmt | For | For | |||
1.5 | Elect Director Ruth R. Harkin | Mgmt | For | For | |||
1.6 | Elect Director Harold W. McGraw III | Mgmt | For | For | |||
1.7 | Elect Director James J. Mulva | Mgmt | For | For | |||
1.8 | Elect Director Harald J. Norvik | Mgmt | For | For | |||
1.9 | Elect Director William K. Reilly | Mgmt | For | For | |||
1.10 | Elect Director Bobby S. Shackouls | Mgmt | For | For | |||
1.11 | Elect Director Victoria J. Tschinkel | Mgmt | For | For | |||
1.12 | Elect Director Kathryn C. Turner | Mgmt | For | For | |||
1.13 | Elect Director William E. Wade, Jr. | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Approve Omnibus Stock Plan | Mgmt | For | For | |||
4 | Adopt Principles for Health Care Reform | ShrHoldr | Against | Against | |||
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
6 | Report on Political Contributions | ShrHoldr | Against | For | |||
7 | Adopt Quantitative GHG Goals for Products and Operations | ShrHoldr | Against | For | |||
8 | Report on Environmental Impact of Oil Sands Operations in Canada | ShrHoldr | Against | For | |||
9 | Require Director Nominee Qualifications | ShrHoldr | Against | Against | |||
01/28/09 AGM | Costco Wholesale Corporation | 22160K105 | 11/21/2008 | 33,800 | |||
1.1 | Elect Director James D. Sinegal | Mgmt | For | For | |||
1.2 | Elect Director Jeffrey H. Brotman | Mgmt | For | For | |||
1.3 | Elect Director Richard A. Galanti | Mgmt | For | For | |||
1.4 | Elect Director Daniel J. Evans | Mgmt | For | For | |||
1.5 | Elect Director Jeffrey S. Raikes | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
03/18/09 AGM | Covidien Ltd. | G2552X108 | 1/6/2009 | 48,325 | |||
1a | Elect Craig Arnold as Director | Mgmt | For | For | |||
1b | Elect Robert H. Brust as Director | Mgmt | For | For | |||
1c | Elect John M. Connors, Jr. as Director | Mgmt | For | For | |||
1d | Elect Christopher J. Coughlin as Director | Mgmt | For | For | |||
1e | Elect Timothy M. Donahue as Director | Mgmt | For | For | |||
1f | Elect Kathy J. Herbert as Director | Mgmt | For | For | |||
1g | Elect Randall J. Hogan, III as Director | Mgmt | For | For | |||
1h | Elect Richard J. Meelia as Director | Mgmt | For | For | |||
1i | Elect Dennis H. Reilley as Director | Mgmt | For | For | |||
1j | Elect Tadataka Yamada as Director | Mgmt | For | For | |||
1k | Elect Joseph A. Zaccagnino as Director | Mgmt | For | For | |||
2 | Approve Amended and Restated 2007 Stock and Incentive Plan | Mgmt | For | For | |||
3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | |||
05/28/09 CRT | Covidien Ltd. | G2552X108 | 4/17/2009 | 30,225 | |||
1 | Approve Reincorporation from Bermuda to Ireland through Scheme of Arrangement | Mgmt | For | For | |||
2 | Approve the Creation of Distributable Reserves of Covidien plc | Mgmt | For | For | |||
3 | Adjourn Meeting | Mgmt | For | For | |||
05/06/09 AGM | CVS Caremark Corp | 126650100 | 3/12/2009 | 116,000 | |||
1.1 | Elect Director Edwin M. Banks | Mgmt | For | For | |||
1.2 | Elect Director C. David Brown II | Mgmt | For | For | |||
1.3 | Elect Director David W. Dorman | Mgmt | For | For | |||
1.4 | Elect Director Kristen E. Gibney Williams | Mgmt | For | For | |||
1.5 | Elect Director Marian L. Heard | Mgmt | For | For | |||
1.6 | Elect Director William H. Joyce | Mgmt | For | For | |||
1.7 | Elect Director Jean-Pierre Million | Mgmt | For | For | |||
1.8 | Elect Director Terrence Murray | Mgmt | For | For | |||
1.9 | Elect Director C.A. Lance Piccolo | Mgmt | For | For | |||
1.10 | Elect Director Sheli Z. Rosenberg | Mgmt | For | For | |||
1.11 | Elect Director Thomas M. Ryan | Mgmt | For | For | |||
1.12 | Elect Director Richard J. Swift | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Amend Articles/Bylaws/Charter -- Call Special Meetings | ShrHoldr | Against | For | |||
4 | Require Independent Board Chairman | ShrHoldr | Against | For | |||
5 | Report on Political Contributions | ShrHoldr | Against | For | |||
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
05/05/09 AGM | Danaher Corp. | 235851102 | 3/9/2009 | 21,200 | |||
1.1 | Elect Director Mortimer M. Caplin | Mgmt | For | For | |||
1.2 | Elect Director Donald J. Ehrlich | Mgmt | For | For | |||
1.3 | Elect Director Walter G. Lohr, Jr. | Mgmt | For | Against | |||
1.4 | Elect Director Linda P. Hefner | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
4 | Adopt Employment Contract | ShrHoldr | Against | For | |||
5 | Stock Retention/Holding Period | ShrHoldr | Against | For | |||
6 | Report on Mercury Product Policies | ShrHoldr | Against | For | |||
07/18/08 AGM | Dell Inc. | 24702R101 | 5/23/2008 | 183,700 | |||
1.1 | Elect Director Donald J. Carty | Mgmt | For | For | |||
1.2 | Elect Director Michael S. Dell | Mgmt | For | For | |||
1.3 | Elect Director William H. Gray, III | Mgmt | For | For | |||
1.4 | Elect Director Sallie L. Krawcheck | Mgmt | For | For | |||
1.5 | Elect Director Alan (A.G.) Lafley | Mgmt | For | For | |||
1.6 | Elect Director Judy C. Lewent | Mgmt | For | For | |||
1.7 | Elect Director Thomas W. Luce, III | Mgmt | For | For | |||
1.8 | Elect Director Klaus S. Luft | Mgmt | For | For | |||
1.9 | Elect Director Alex J. Mandl | Mgmt | For | For | |||
1.10 | Elect Director Michael A. Miles | Mgmt | For | For | |||
1.11 | Elect Director Samuel A. Nunn, Jr. | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | |||
4 | Reimburse Proxy Expenses | ShrHoldr | Against | Against | |||
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | Against | |||
06/03/09 AGM | Devon Energy Corp. | 25179M103 | 4/6/2009 | 33,200 | |||
1.1 | Elect Director Robert L. Howard | Mgmt | For | For | |||
1.2 | Elect Director Michael M. Kanovsky | Mgmt | For | For | |||
1.3 | Elect Director J. Todd Mitchell | Mgmt | For | For | |||
1.4 | Elect Director J. Larry Nichols | Mgmt | For | For | |||
2 | Elect Director Robert A. Mosbacher, Jr. | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
4 | Approve Omnibus Stock Plan | Mgmt | For | For | |||
5 | Require a Majority Vote for the Election of Directors | ShrHoldr | Against | For | |||
05/07/09 AGM | Dover Corporation | 260003108 | 3/10/2009 | 45,600 | |||
1.1 | Elect Director D. H. Benson | Mgmt | For | For | |||
1.2 | Elect Director R. W. Cremin | Mgmt | For | For | |||
1.3 | Elect Director T. J. Derosa | Mgmt | For | For | |||
1.4 | Elect Director J-P. M. Ergas | Mgmt | For | For | |||
1.5 | Elect Director P. T. Francis | Mgmt | For | For | |||
1.6 | Elect Directors K. C. Graham | Mgmt | For | For | |||
1.7 | Elect Director J. L. Koley | Mgmt | For | For | |||
1.8 | Elect Director R. A. Livingston | Mgmt | For | For | |||
1.9 | Elect Director R. K. Lochridge | Mgmt | For | For | |||
1.10 | Elect Director B. G. Rethore | Mgmt | For | For | |||
1.11 | Elect Director M. B. Stubbs | Mgmt | For | For | |||
1.12 | Elect Director M. A. Winston | Mgmt | For | For | |||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
3 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | |||
4 | Report on Climate Change | ShrHoldr | Against | For | |||
5 | Ratify Auditors | Mgmt | For | For | |||
05/07/09 AGM | Duke Energy Corp. | 26441C105 | 3/12/2009 | 159,600 | |||
1.1 | Elect Director William Barnet, III | Mgmt | For | For | |||
1.2 | Elect Director G. Alex Bernhardt, Sr. | Mgmt | For | For | |||
1.3 | Elect Director Michael G. Browning | Mgmt | For | For | |||
1.4 | Elect Director Daniel R. DiMicco | Mgmt | For | For | |||
1.5 | Elect Director Ann Maynard Gray | Mgmt | For | For | |||
1.6 | Elect Director James H. Hance, Jr | Mgmt | For | For | |||
1.7 | Elect Director James T. Rhodes | Mgmt | For | For | |||
1.8 | Elect Director James E. Rogers | Mgmt | For | For | |||
1.9 | Elect Director Philip R. Sharp | Mgmt | For | For | |||
1.10 | Elect Director Dudley S. Taft | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
04/29/09 AGM | E.I. Du Pont De Nemours & Co. | 263534109 | 3/4/2009 | 77,600 | |||
1 | Elect Director Samuel W. Bodman | Mgmt | For | For | |||
2 | Elect Director Richard H. Brown | Mgmt | For | For | |||
3 | Elect Director Robert A. Brown | Mgmt | For | For | |||
4 | Elect Director Bertrand P. Collomb | Mgmt | For | For | |||
5 | Elect Director Curtis J. Crawford | Mgmt | For | For | |||
6 | Elect Director Alexander M. Cutler | Mgmt | For | For | |||
7 | Elect Director John T. Dillon | Mgmt | For | For | |||
8 | Elect Director Eleuthere I. Du Pont | Mgmt | For | For | |||
9 | Elect Director Marillyn Hewson | Mgmt | For | For | |||
10 | Elect Director Charles O. Holliday, Jr. | Mgmt | For | For | |||
11 | Elect Director Lois D. Juliber | Mgmt | For | For | |||
12 | Elect Director Ellen J. Kullman | Mgmt | For | For | |||
13 | Elect Director William K. Reily | Mgmt | For | For | |||
14 | Ratify Auditors | Mgmt | For | For | |||
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
04/22/09 AGM | Eaton Corporation | 278058102 | 2/23/2009 | 21,600 | |||
1.1 | Elect Director Alexander M. Cutler | Mgmt | For | For | |||
1.2 | Elect Director Arthur E. Johnson | Mgmt | For | For | |||
1.3 | Elect Director Deborah L. McCoy | Mgmt | For | For | |||
1.4 | Elect Director Gary L. Tooker | Mgmt | For | For | |||
2 | Approve Omnibus Stock Plan | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
05/06/09 AGM | EMC Corp. | 268648102 | 3/5/2009 | 226,625 | |||
1 | Elect Director Michael W. Brown | Mgmt | For | For | |||
2 | Elect Director Randolph L. Cowen | Mgmt | For | For | |||
3 | Elect Director Michael J. Cronin | Mgmt | For | For | |||
4 | Elect Director Gail Deegan | Mgmt | For | For | |||
5 | Elect Director John R. Egan | Mgmt | For | For | |||
6 | Elect Director W. Paul Fitzgerald | Mgmt | For | For | |||
7 | Elect Director Edmund F. Kelly | Mgmt | For | For | |||
8 | Elect Director Windle B. Priem | Mgmt | For | For | |||
9 | Elect Director Paul Sagan | Mgmt | For | For | |||
10 | Elect Director David N. Strohm | Mgmt | For | For | |||
11 | Elect Director Joseph M. Tucci | Mgmt | For | For | |||
12 | Ratify Auditors | Mgmt | For | For | |||
13 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | |||
14 | Permit Right to Call Special Meeting | Mgmt | For | For | |||
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
02/03/09 AGM | Emerson Electric Co. | 291011104 | 11/25/2008 | 70,700 | |||
1.1 | Elect Director A.A. Busch III | Mgmt | For | For | |||
1.2 | Elect Director A.F. Golden | Mgmt | For | Withhold | |||
1.3 | Elect Director H. Green | Mgmt | For | For | |||
1.4 | Elect Director W.R. Johnson | Mgmt | For | For | |||
1.5 | Elect Director J.B. Menzer | Mgmt | For | For | |||
1.6 | Elect Director V.R. Loucks, Jr. | Mgmt | For | Withhold | |||
2 | Ratify Auditors | Mgmt | For | For | |||
05/27/09 AGM | Exxon Mobil Corp. | 30231G102 | 4/6/2009 | 161,700 | |||
1.1 | Elect Director M.J. Boskin | Mgmt | For | For | |||
1.2 | Elect Director L.R. Faulkner | Mgmt | For | For | |||
1.3 | Elect Director K.C. Frazier | Mgmt | For | For | |||
1.4 | Elect Director .W. George | Mgmt | For | For | |||
1.5 | Elect Director R.C. King | Mgmt | For | For | |||
1.6 | Elect Director M.C. Nelson | Mgmt | For | For | |||
1.7 | Elect Director S.J. Palmisano | Mgmt | For | For | |||
1.8 | Elect Director S.S Reinemund | Mgmt | For | For | |||
1.9 | Elect Director R.W. Tillerson | Mgmt | For | For | |||
1.10 | Elect Director E.E. Whitacre, Jr. | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Provide for Cumulative Voting | ShrHoldr | Against | For | |||
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | ShrHoldr | Against | For | |||
5 | Reincorporate in Another State [from New Jersey to North Dakota] | ShrHoldr | Against | Against | |||
6 | Require Independent Board Chairman | ShrHoldr | Against | For | |||
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
8 | Compare CEO Compensation to Average U.S. per Capita Income | ShrHoldr | Against | Against | |||
9 | Review Anti-discrimination Policy on Corporate Sponsorships and Executive Perks | ShrHoldr | Against | Against | |||
10 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | ShrHoldr | Against | For | |||
11 | Adopt Quantitative GHG Goals for Products and Operations | ShrHoldr | Against | For | |||
12 | Report on Climate Change Impacts on Emerging Countries | ShrHoldr | Against | Against | |||
13 | Adopt Policy to Increase Renewable Energy | ShrHoldr | Against | For | |||
05/22/09 AGM | FPL Group, Inc. | 302571104 | 3/23/2009 | 29,700 | |||
1.1 | Elect Director Sherry S. Barrat | Mgmt | For | Withhold | |||
1.2 | Elect Director Robert M. Beall, II | Mgmt | For | Withhold | |||
1.3 | Elect Director J. Hyatt Brown | Mgmt | For | For | |||
1.4 | Elect Director James L. Camaren | Mgmt | For | Withhold | |||
1.5 | Elect Director J. Brian Ferguson | Mgmt | For | Withhold | |||
1.6 | Elect Director Lewis Hay, III | Mgmt | For | For | |||
1.7 | Elect Director Toni Jennings | Mgmt | For | Withhold | |||
1.8 | Elect Director Oliver D. Kingsley, Jr. | Mgmt | For | For | |||
1.9 | Elect Director Rudy E. Schupp | Mgmt | For | For | |||
1.10 | Elect Director Michael H. Thaman | Mgmt | For | For | |||
1.11 | Elect Director Hansel E. Tookes, II | Mgmt | For | For | |||
1.12 | Elect Director Paul R. Tregurtha | Mgmt | For | Withhold | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
04/22/09 AGM | General Electric Co. | 369604103 | 2/23/2009 | 434,300 | |||
1.1 | Elect Director James I. Cash, Jr. | Mgmt | For | For | |||
1.2 | Elect Director William M. Castell | Mgmt | For | For | |||
1.3 | Elect Director Ann M. Fudge | Mgmt | For | For | |||
1.4 | Elect Director Susan Hockfield | Mgmt | For | For | |||
1.5 | Elect Director Jeffrey R. Immelt | Mgmt | For | For | |||
1.6 | Elect Director Andrea Jung | Mgmt | For | For | |||
1.7 | Elect Director Alan G. (A.G.) Lafley | Mgmt | For | Against | |||
1.8 | Elect Director Robert W. Lane | Mgmt | For | For | |||
1.9 | Elect Director Ralph S. Larsen | Mgmt | For | For | |||
1.10 | Elect Director Rochelle B. Lazarus | Mgmt | For | For | |||
1.11 | Elect Director James J. Mulva | Mgmt | For | For | |||
1.12 | Elect Director Sam Nunn | Mgmt | For | For | |||
1.13 | Elect Director Roger S. Penske | Mgmt | For | Against | |||
1.14 | Elect Director Robert J. Swieringa | Mgmt | For | For | |||
1.15 | Elect Director Douglas A. Warner III | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Provide for Cumulative Voting | ShrHoldr | Against | For | |||
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
5 | Evaluate the Potential Conversion of the Corporation's Business Units into Four or More Public Corporations and Distribute New Shares | ShrHoldr | Against | Against | |||
6 | Adopt Policy to Cease the Payments of Dividends or Equivalent Payments to Senior Executives for Shares Not Owned | ShrHoldr | Against | For | |||
7 | Submit Severance Agreement (Change in Control) to shareholder Vote | ShrHoldr | Against | For | |||
09/22/08 AGM | General Mills, Inc. | 370334104 | 7/24/2008 | 36,400 | |||
1 | Elect Director Bradbury H. Anderson | Mgmt | For | For | |||
2 | Elect Director Paul Danos | Mgmt | For | For | |||
3 | Elect Director William T. Esrey | Mgmt | For | For | |||
4 | Elect Director Raymond V. Gilmartin | Mgmt | For | For | |||
5 | Elect Director Judith Richards Hope | Mgmt | For | For | |||
6 | Elect Director Heidi G. Miller | Mgmt | For | For | |||
7 | Elect Director Hilda Ochoa-Brillembourg | Mgmt | For | For | |||
8 | Elect Director Steve Odland | Mgmt | For | For | |||
9 | Elect Director Kendall J. Powell | Mgmt | For | For | |||
10 | Elect Director Lois E. Quam | Mgmt | For | For | |||
11 | Elect Director Michael D. Rose | Mgmt | For | For | |||
12 | Elect Director Robert L. Ryan | Mgmt | For | For | |||
13 | Elect Director Dorothy A. Terrell | Mgmt | For | For | |||
14 | Ratify Auditors | Mgmt | For | For | |||
05/21/09 AGM | Genzyme Corp. | 372917104 | 3/31/2009 | 17,500 | |||
1.1 | Elect Director Douglas A. Berthiaume | Mgmt | For | For | |||
1.2 | Elect Director Gail K. Boudreaux | Mgmt | For | For | |||
1.3 | Elect Director Robert J. Carpenter | Mgmt | For | For | |||
1.4 | Elect Director Charles L. Cooney | Mgmt | For | For | |||
1.5 | Elect Director Victor J. Dzau | Mgmt | For | For | |||
1.6 | Elect Director Connie Mack III | Mgmt | For | For | |||
1.7 | Elect Director Richard F. Syron | Mgmt | For | For | |||
1.8 | Elect Director Henri A. Termeer | Mgmt | For | For | |||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
3 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For | For | |||
4 | Ratify Auditors | Mgmt | For | For | |||
09/04/08 AGM | H&R Block, Inc. | 93671105 | 7/7/2008 | 57,200 | |||
1 | Elect Director Alan M. Bennett | Mgmt | For | For | |||
2 | Elect Director Thomas M. Bloch | Mgmt | For | For | |||
3 | Elect Director Richard C. Breeden | Mgmt | For | For | |||
4 | Elect Director Robert A. Gerard | Mgmt | For | For | |||
5 | Elect Director Len J. Lauer | Mgmt | For | For | |||
6 | Elect Director David B. Lewis | Mgmt | For | For | |||
7 | Elect Director Tom D. Seip | Mgmt | For | For | |||
8 | Elect Director L. Edward Shaw, Jr. | Mgmt | For | For | |||
9 | Elect Director Russell P. Smyth | Mgmt | For | For | |||
10 | Elect Director Christianna Wood | Mgmt | For | For | |||
11 | Amend Articles of Incorporation to Require an Independent Chairman | Mgmt | For | For | |||
12 | Approve Decrease in Size of Board | Mgmt | For | For | |||
13 | Impose Director Term Limits | Mgmt | For | Against | |||
14 | Limit Voting Rights of Preferred Stock | Mgmt | For | For | |||
15 | Advisory Vote on Executive Compensation - Approve Application of Compensation Philosophy, Policies and Procedures | Mgmt | For | For | |||
16 | Approve Deferred Compensation Plan | Mgmt | For | For | |||
17 | Ratify Auditors | Mgmt | For | For | |||
05/20/09 AGM | Halliburton Co. | 406216101 | 3/23/2009 | 105,790 | |||
1.1 | Elect Director Alan M. Bennett | Mgmt | For | For | |||
1.2 | Elect Director James R. Boyd | Mgmt | For | For | |||
1.3 | Elect Director Milton Carroll | Mgmt | For | For | |||
1.4 | Elect Director S. Malcolm Gillis | Mgmt | For | For | |||
1.5 | Elect Director James T. Hackett | Mgmt | For | For | |||
1.6 | Elect Director David J. Lesar | Mgmt | For | For | |||
1.7 | Elect Director Robert A. Malone | Mgmt | For | For | |||
1.8 | Elect Director J. Landis Martin | Mgmt | For | For | |||
1.9 | Elect Director Jay A. Precourt | Mgmt | For | For | |||
1.10 | Elect Director Debra L. Reed | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
4 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | |||
5 | Review and Asses Human Rights Policies | ShrHoldr | Against | For | |||
6 | Report on Political Contributions | ShrHoldr | Against | For | |||
7 | Adopt Low Carbon Energy Policy | ShrHoldr | Against | Against | |||
8 | Disclose Information on Compensation Consultant | ShrHoldr | Against | For | |||
9 | Amend Articles/Bylaws/Charter -- Call Special Meetings | ShrHoldr | Against | For | |||
10 | Establish Independent Director Committee to Review and Report on Financial Misconducts and Human Rights Abuses | ShrHoldr | Against | For | |||
05/06/09 AGM | Hess Corporation | 42809H107 | 3/16/2009 | 17,500 | |||
1.1 | Elect Director J.B. Hess | Mgmt | For | For | |||
1.2 | Elect Director S.W. Bodman | Mgmt | For | For | |||
1.3 | Elect Director R. Lavizzo-Mourey | Mgmt | For | For | |||
1.4 | Elect Director C.G. Matthews | Mgmt | For | For | |||
1.5 | Elect Director E.H. von Metzsch | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
03/18/09 AGM | Hewlett-Packard Co. | 428236103 | 1/20/2009 | 134,300 | |||
1 | Elect Director Lawrence T. Babbio, Jr. | Mgmt | For | For | |||
2 | Elect Director Sari M. Baldauf | Mgmt | For | For | |||
3 | Elect Director Rajiv L. Gupta | Mgmt | For | For | |||
4 | Elect Director John H. Hammergren | Mgmt | For | For | |||
5 | Elect Director Mark V. Hurd | Mgmt | For | For | |||
6 | Elect Director Joel Z. Hyatt | Mgmt | For | For | |||
7 | Elect Director John R. Joyce | Mgmt | For | For | |||
8 | Elect Director Robert L. Ryan | Mgmt | For | For | |||
9 | Elect Director Lucille S. Salhany | Mgmt | For | For | |||
10 | Elect Director G. Kennedy Thompson | Mgmt | For | For | |||
11 | Ratify Auditors | Mgmt | For | For | |||
05/28/09 AGM | Home Depot, Inc. | 437076102 | 3/30/2009 | 127,700 | |||
1 | Elect Director F. Duane Ackerman | Mgmt | For | For | |||
2 | Elect Director David H. Batchelder | Mgmt | For | For | |||
3 | Elect Director Francis S. Blake | Mgmt | For | For | |||
4 | Elect Director Ari Bousbib | Mgmt | For | For | |||
5 | Elect Director Gregory D. Brenneman | Mgmt | For | For | |||
6 | Elect Director Albert P. Carey | Mgmt | For | For | |||
7 | Elect Director Armando Codina | Mgmt | For | For | |||
8 | Elect Director Bonnie G. Hill | Mgmt | For | For | |||
9 | Elect Director Karen L. Katen | Mgmt | For | For | |||
10 | Ratify Auditors | Mgmt | For | For | |||
11 | Approve Right to Call Special Meetings | Mgmt | For | Against | |||
12 | Provide for Cumulative Voting | ShrHoldr | Against | For | |||
13 | Call Special Meetings | ShrHoldr | Against | For | |||
14 | Prepare Employment Diversity Report | ShrHoldr | Against | For | |||
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
16 | Assess Energy Use and Establish Reduction Targets | ShrHoldr | Against | For | |||
04/27/09 AGM | Honeywell International, Inc. | 438516106 | 2/27/2009 | 51,500 | |||
1.1 | Elect Director Gordon M. Bethune | Mgmt | For | Against | |||
1.2 | Elect Director Jaime Chico Pardo | Mgmt | For | For | |||
1.3 | Elect Director David M. Cote | Mgmt | For | For | |||
1.4 | Elect Director D. Scott Davis | Mgmt | For | For | |||
1.5 | Elect Director Linnet F. Deily | Mgmt | For | For | |||
1.6 | Elect Director Clive R. Hollick | Mgmt | For | Against | |||
1.7 | Elect Director George Paz | Mgmt | For | For | |||
1.8 | Elect Director Bradley T. Sheares | Mgmt | For | Against | |||
1.9 | Elect Director John R. Stafford | Mgmt | For | Against | |||
1.10 | Elect Director Michael W. Wright | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Provide for Cumulative Voting | ShrHoldr | Against | For | |||
4 | Adopt Principles for Health Care Reform | ShrHoldr | Against | Against | |||
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
6 | Adopt Anti Gross-up Policy | ShrHoldr | Against | For | |||
7 | Amend Bylaws-- Call Special Meetings | ShrHoldr | Against | For | |||
05/08/09 AGM | Illinois Tool Works Inc. | 452308109 | 3/10/2009 | 46,200 | |||
1.1 | Elect Director William F. Aldinger | Mgmt | For | For | |||
1.2 | Elect Director Marvin D. Brailsford | Mgmt | For | For | |||
1.3 | Elect Director Susan Crown | Mgmt | For | For | |||
1.4 | Elect Director Don H. Davis, Jr. | Mgmt | For | For | |||
1.5 | Elect Director Robert C. McCormack | Mgmt | For | For | |||
1.6 | Elect Director Robert S. Morrison | Mgmt | For | For | |||
1.7 | Elect Director James A. Skinner | Mgmt | For | For | |||
1.8 | Elect Director Harold B. Smith | Mgmt | For | For | |||
1.9 | Elect Director David B. Speer | Mgmt | For | For | |||
1.10 | Elect Director Pamela B. Strobel | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Submit SERP to Shareholder Vote | ShrHoldr | Against | For | |||
05/20/09 AGM | Intel Corp. | 458140100 | 3/23/2009 | 251,400 | |||
1 | Elect Director Charlene Barshefsky | Mgmt | For | For | |||
2 | Elect Director Susan L. Decker | Mgmt | For | For | |||
3 | Elect Director John J. Donahoe | Mgmt | For | For | |||
4 | Elect Director Reed E. Hundt | Mgmt | For | For | |||
5 | Elect Director Paul S. Otellini | Mgmt | For | For | |||
6 | Elect Director James D. Plummer | Mgmt | For | For | |||
7 | Elect Director David S. Pottruck | Mgmt | For | For | |||
8 | Elect Director Jane E. Shaw | Mgmt | For | For | |||
9 | Elect Director John L. Thornton | Mgmt | For | For | |||
10 | Elect Director Frank D. Yeary | Mgmt | For | For | |||
11 | Elect Director David B. Yoffie | Mgmt | For | For | |||
12 | Ratify Auditors | Mgmt | For | For | |||
13 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
14 | Approve Stock Option Exchange Program | Mgmt | For | For | |||
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |||
16 | Provide for Cumulative Voting | ShrHoldr | Against | For | |||
17 | Adopt Policy on Human Rights to Water | ShrHoldr | Against | Against | |||
04/28/09 AGM | International Business Machines Corp. | 459200101 | 2/27/2009 | 59,800 | |||
1.1 | Elect Director A. J. P. Belda | Mgmt | For | For | |||
1.2 | Elect Director C. Black | Mgmt | For | For | |||
1.3 | Elect Director W. R. Brody | Mgmt | For | For | |||
1.4 | Elect Director K. I. Chenault | Mgmt | For | For | |||
1.5 | Elect Director M. L. Eskew | Mgmt | For | For | |||
1.6 | Elect Director S. A. Jackson | Mgmt | For | For | |||
1.7 | Elect Director T. Nishimuro | Mgmt | For | For | |||
1.8 | Elect Director J. W. Owens | Mgmt | For | For | |||
1.9 | Elect Director S. J. Palmisano | Mgmt | For | For | |||
1.10 | Elect Director J. E. Spero | Mgmt | For | For | |||
1.11 | Elect Director S. Taurel | Mgmt | For | For | |||
1.12 | Elect Director L. H. Zambrano | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | |||
4 | Provide for Cumulative Voting | ShrHoldr | Against | For | |||
5 | Review Executive Compensation | ShrHoldr | Against | For | |||
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
05/12/09 AGM | ITT Corp. | 450911102 | 3/16/2009 | 37,800 | |||
1.1 | Elect Director Steven R. Loranger | Mgmt | For | For | |||
1.2 | Elect Director Curtis J. Crawford | Mgmt | For | For | |||
1.3 | Elect Director Christina A. Gold | Mgmt | For | For | |||
1.4 | Elect Director Ralph F. Hake | Mgmt | For | For | |||
1.5 | Elect Director John J. Hamre | Mgmt | For | For | |||
1.6 | Elect Director Paul J. Kern | Mgmt | For | For | |||
1.7 | Elect Director Frank T. MacInnis | Mgmt | For | For | |||
1.8 | Elect Director Surya N. Mohapatra | Mgmt | For | For | |||
1.9 | Elect Director Linda S. Sanford | Mgmt | For | For | |||
1.10 | Elect Director Markos I. Tambakeras | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Report on Foreign Military Sales | ShrHoldr | Against | Against | |||
04/23/09 AGM | Johnson & Johnson | 478160104 | 2/24/2009 | 184,800 | |||
1.1 | Elect Director Mary Sue Coleman | Mgmt | For | For | |||
1.2 | Elect Director James G. Cullen | Mgmt | For | For | |||
1.3 | Elect Director Michael M.E. Johns | Mgmt | For | For | |||
1.4 | Elect Director Arnold G. Langbo | Mgmt | For | For | |||
1.5 | Elect Director Susan L. Lindquist | Mgmt | For | For | |||
1.6 | Elect Director Leo F. Mullin | Mgmt | For | For | |||
1.7 | Elect Director Wiliam D. Perez | Mgmt | For | For | |||
1.8 | Elect Director Charles Prince | Mgmt | For | For | |||
1.9 | Elect Director David Satcher | Mgmt | For | For | |||
1.10 | Elect Director William C. Weldon | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
05/19/09 AGM | JPMorgan Chase & Co. | 46625H100 | 3/20/2009 | 174,068 | |||
1.1 | Elect Director Crandall C. Bowles | Mgmt | For | For | |||
1.2 | Elect Director Stephen B. Burke | Mgmt | For | For | |||
1.3 | Elect Director David M. Cote | Mgmt | For | For | |||
1.4 | Elect Director James S. Crown | Mgmt | For | For | |||
1.5 | Elect Director James Dimon | Mgmt | For | For | |||
1.6 | Elect Director Ellen V. Futter | Mgmt | For | For | |||
1.7 | Elect Director William H. Gray, III | Mgmt | For | For | |||
1.8 | Elect Director Laban P. Jackson, Jr. | Mgmt | For | For | |||
1.9 | Elect Director David C. Novak | Mgmt | For | For | |||
1.10 | Elect Director Lee R. Raymond | Mgmt | For | For | |||
1.11 | Elect Director William C. Weldon | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |||
4 | Disclose Prior Government Service | ShrHoldr | Against | Against | |||
5 | Provide for Cumulative Voting | ShrHoldr | Against | For | |||
6 | Amend Articles/Bylaws/Charter -- Call Special Meetings | ShrHoldr | Against | For | |||
7 | Report on Predatory Lending Policies | ShrHoldr | Against | Against | |||
8 | Amend Key Executive Performance Plan | ShrHoldr | Against | For | |||
9 | Stock Retention/Holding Period | ShrHoldr | Against | For | |||
10 | Prepare Carbon Principles Report | ShrHoldr | Against | Against | |||
04/30/09 AGM | Kimberly-Clark Corp. | 494368103 | 3/2/2009 | 61,800 | |||
1.1 | Elect Director John R. Alm | Mgmt | For | For | |||
1.2 | Elect Director Dennis R. Beresford | Mgmt | For | For | |||
1.3 | Elect Director John F. Bergstrom | Mgmt | For | For | |||
1.4 | Elect Director Abelardo E. Bru | Mgmt | For | For | |||
1.5 | Elect Director Robert W. Decherd | Mgmt | For | For | |||
1.6 | Elect Director Thomas J. Falk | Mgmt | For | For | |||
1.7 | Elect Director Mae C. Jemison | Mgmt | For | For | |||
1.8 | Elect Director Ian C. Read | Mgmt | For | For | |||
1.9 | Elect Director G. Craig Sullivan | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Provide Right to Call Special Meeting | Mgmt | For | For | |||
4 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
5 | Provide for Cumulative Voting | ShrHoldr | Against | For | |||
05/14/09 AGM | Kohl's Corp. | 500255104 | 3/11/2009 | 35,600 | |||
1 | Elect Director Peter Boneparth | Mgmt | For | For | |||
2 | Elect Director Steven A. Burd | Mgmt | For | For | |||
3 | Elect Director John F. Herma | Mgmt | For | For | |||
4 | Elect Director Dale E. Jones | Mgmt | For | For | |||
5 | Elect Director William S. Kellogg | Mgmt | For | For | |||
6 | Elect Director Kevin Mansell | Mgmt | For | For | |||
7 | Elect Director R. Lawrence Montgomery | Mgmt | For | For | |||
8 | Elect Director Frank V. Sica | Mgmt | For | For | |||
9 | Elect Director Peter M. Sommerhauser | Mgmt | For | For | |||
10 | Elect Director Stephanie A. Streeter | Mgmt | For | For | |||
11 | Elect Director Stephen E. Watson | Mgmt | For | For | |||
12 | Ratify Auditors | Mgmt | For | For | |||
13 | Require a Majority Vote for the Election of Directors | ShrHoldr | Against | For | |||
05/20/09 AGM | Kraft Foods Inc | 50075N104 | 3/12/2009 | 123,724 | |||
1.1 | Elect Director Ajay Banga | Mgmt | For | Against | |||
1.2 | Elect Director Myra M. Hart | Mgmt | For | For | |||
1.3 | Elect Director Lois D. Juliber | Mgmt | For | For | |||
1.4 | Elect Director Mark D. Ketchum | Mgmt | For | For | |||
1.5 | Elect Director Richard A. Lerner | Mgmt | For | For | |||
1.6 | Elect Director John C. Pope | Mgmt | For | For | |||
1.7 | Elect Director Fredric G. Reynolds | Mgmt | For | For | |||
1.8 | Elect Director Irene B. Rosenfeld | Mgmt | For | For | |||
1.9 | Elect Director Deborah C. Wright | Mgmt | For | For | |||
1.10 | Elect Director Frank G. Zarb | Mgmt | For | For | |||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | ShrHoldr | Against | For | |||
04/23/09 AGM | Lockheed Martin Corp. | 539830109 | 3/2/2009 | 28,500 | |||
1.1 | Elect Director E. C. "Pete" Aldrige, Jr. | Mgmt | For | Against | |||
1.2 | Elect Director Nolan D. Archibald | Mgmt | For | Against | |||
1.3 | Elect Director David B. Burritt | Mgmt | For | For | |||
1.4 | Elect Director James O. Ellis, Jr. | Mgmt | For | For | |||
1.5 | Elect Director Gwendolyn S. King | Mgmt | For | For | |||
1.6 | Elect Director James M. Loy | Mgmt | For | For | |||
1.7 | Elect Director Douglas H. McCorkindale | Mgmt | For | Against | |||
1.8 | Elect Director Joseph W. Ralston | Mgmt | For | For | |||
1.9 | Elect Director Frank Savage | Mgmt | For | For | |||
1.10 | Elect Director James Schneider | Mgmt | For | Against | |||
1.11 | Elect Director Anne Stevens | Mgmt | For | Against | |||
1.12 | Elect Director Robert J. Stevens | Mgmt | For | For | |||
1.13 | Elect Director James R. Ukropina | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Reduce Supermajority Vote Requirement | Mgmt | For | For | |||
4 | Report on Space-based Weapons Program | ShrHoldr | Against | Against | |||
5 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | ShrHoldr | Against | For | |||
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
05/29/09 AGM | Lowe's Companies, Inc. | 548661107 | 3/27/2009 | 157,000 | |||
1.1 | Elect Director Peter C. Browning | Mgmt | For | For | |||
1.2 | Elect Director Marshall O. Larsen | Mgmt | For | For | |||
1.3 | Elect Director Stephen F. Page | Mgmt | For | For | |||
1.4 | Elect Director O. Temple Sloan, Jr. | Mgmt | For | For | |||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
4 | Eliminate Supermajority Vote Requirement | Mgmt | For | For | |||
5 | Reincorporate in Another State from Delaware to North Dakota | ShrHoldr | Against | Against | |||
6 | Adopt Principles for Health Care Reform | ShrHoldr | Against | Against | |||
7 | Require Independent Board Chairman | ShrHoldr | Against | Against | |||
04/29/09 AGM | Marathon Oil Corp | 565849106 | 3/2/2009 | 61,000 | |||
1.1 | Elect Director Charles F. Bolden, Jr. | Mgmt | For | For | |||
1.2 | Elect Director Gregory H. Boyce | Mgmt | For | For | |||
1.3 | Elect Director Clarence P. Cazalot, Jr. | Mgmt | For | For | |||
1.4 | Elect Director David A. Daberko | Mgmt | For | For | |||
1.5 | Elect Director William L. Davis | Mgmt | For | For | |||
1.6 | Elect Director Shirley Ann Jackson | Mgmt | For | For | |||
1.7 | Elect Director Philip Lader | Mgmt | For | For | |||
1.8 | Elect Director Charles R. Lee | Mgmt | For | For | |||
1.9 | Elect Director Michael E. J. Phelps | Mgmt | For | For | |||
1.10 | Elect Director Dennis H. Reilley | Mgmt | For | For | |||
1.11 | Elect Director Seth E. Schofield | Mgmt | For | For | |||
1.12 | Elect Director John W. Snow | Mgmt | For | For | |||
1.13 | Elect Director Thomas J. Usher | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Amend Bylaws-- Call Special Meetings | ShrHoldr | Against | For | |||
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
05/21/09 AGM | Marsh & McLennan Companies, Inc. | 571748102 | 3/23/2009 | 56,900 | |||
1.1 | Elect Director Leslie M. Baker, Jr. | Mgmt | For | For | |||
1.2 | Elect Director Gwendolyn S. King | Mgmt | For | For | |||
1.3 | Elect Director Marc D. Oken | Mgmt | For | For | |||
1.4 | Elect Director David A. Olsen | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Reincorporate in Another State from Delaware to North Dakota | ShrHoldr | Against | Against | |||
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | ShrHoldr | Against | For | |||
5 | Report on Political Contributions | ShrHoldr | Against | For | |||
05/27/09 AGM | McDonald's Corp. | 580135101 | 3/30/2009 | 51,200 | |||
1 | Elect Director Robert A. Eckert | Mgmt | For | For | |||
2 | Elect Director Enrique Hernandez, Jr. | Mgmt | For | For | |||
3 | Elect Director Jeanne P. Jackson | Mgmt | For | For | |||
4 | Elect Director Andrew J. McKenna | Mgmt | For | For | |||
5 | Ratify Auditors | Mgmt | For | For | |||
6 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
7 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | |||
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
9 | Phase out Sales of Eggs from Battery Cage Hens | ShrHoldr | Against | Against | |||
07/23/08 AGM | McKesson Corporation | 58155Q103 | 5/30/2008 | 22,700 | |||
1 | Elect Director Andy D. Bryant | Mgmt | For | For | |||
2 | Elect Director Wayne A. Budd | Mgmt | For | For | |||
3 | Elect Director John H. Hammergren | Mgmt | For | For | |||
4 | Elect Director Alton F. Irby III | Mgmt | For | For | |||
5 | Elect Director M. Christine Jacobs | Mgmt | For | For | |||
6 | Elect Director Marie L. Knowles | Mgmt | For | For | |||
7 | Elect Director David M. Lawrence | Mgmt | For | For | |||
8 | Elect Director Edward A. Mueller | Mgmt | For | For | |||
9 | Elect Director James V. Napier | Mgmt | For | For | |||
10 | Elect Director Jane E. Shaw | Mgmt | For | For | |||
11 | Ratify Auditors | Mgmt | For | For | |||
08/21/08 AGM | Medtronic, Inc. | 585055106 | 6/23/2008 | 90,700 | |||
1.1 | Elect Director Victor J. Dzau | Mgmt | For | For | |||
1.2 | Elect Director William A. Hawkins | Mgmt | For | For | |||
1.3 | Elect Director Shirley A. Jackson | Mgmt | For | For | |||
1.4 | Elect Director Denise M. O'Leary | Mgmt | For | For | |||
1.5 | Elect Director Jean-Pierre Rosso | Mgmt | For | For | |||
1.6 | Elect Director Jack W. Schuler | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Approve Omnibus Stock Plan | Mgmt | For | For | |||
04/28/09 AGM | Merck & Co., Inc. | 589331107 | 2/27/2009 | 91,800 | |||
1 | Elect Director Leslie A. Brun | Mgmt | For | For | |||
2 | Elect Director Thomas R. Cech | Mgmt | For | For | |||
3 | Elect Director Richard T. Clark | Mgmt | For | For | |||
4 | Elect Director Thomas H. Glocer | Mgmt | For | For | |||
5 | Elect Director Steven F. Goldstone | Mgmt | For | For | |||
6 | Elect Director William B. Harrison, Jr. | Mgmt | For | For | |||
7 | Elect Director Harry R. Jacobson | Mgmt | For | For | |||
8 | Elect Director William N. Kelley | Mgmt | For | For | |||
9 | Elect Director Rochelle B. Lazarus | Mgmt | For | For | |||
10 | Elect Director Carlos E. Represas | Mgmt | For | For | |||
11 | Elect Director Thomas E. Shenk | Mgmt | For | For | |||
12 | Elect Director Anne M. Tatlock | Mgmt | For | For | |||
13 | Elect Director Samuel O. Thier | Mgmt | For | For | |||
14 | Elect Director Wendell P. Weeks | Mgmt | For | For | |||
15 | Elect Director Peter C. Wendell | Mgmt | For | For | |||
16 | Ratify Auditors | Mgmt | For | For | |||
17 | Fix Number of Directors | Mgmt | For | For | |||
18 | Amend Bylaws-- Call Special Meetings | ShrHoldr | Against | For | |||
19 | Require Independent Lead Director | ShrHoldr | Against | Against | |||
20 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
12/05/08 EGM | Merrill Lynch & Co., Inc. | 590188108 | 10/10/2008 | 42,200 | |||
1 | Approve Merger Agreement | Mgmt | For | For | |||
2 | Amend Certificate of Incorporation to Permit Holders of Series 2 and 3 Preferred Stock the Right to vote with Common Stock Holders | Mgmt | For | For | |||
3 | Adjourn Meeting | Mgmt | For | For | |||
11/19/08 AGM | Microsoft Corp. | 594918104 | 9/5/2008 | 547,445 | |||
1 | Elect Director Steven A. Ballmer | Mgmt | For | For | |||
2 | Elect Director James I. Cash, Jr. | Mgmt | For | For | |||
3 | Elect Director Dina Dublon | Mgmt | For | For | |||
4 | Elect Director William H. Gates, III | Mgmt | For | For | |||
5 | Elect Director Raymond V. Gilmartin | Mgmt | For | For | |||
6 | Elect Director Reed Hastings | Mgmt | For | For | |||
7 | Elect Director David F. Marquardt | Mgmt | For | For | |||
8 | Elect Director Charles H. Noski | Mgmt | For | For | |||
9 | Elect Director Helmut Panke | Mgmt | For | For | |||
10 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | |||
11 | Amend Non-Employee Director Omnibus Stock Plan | Mgmt | For | For | |||
12 | Ratify Auditors | Mgmt | For | For | |||
13 | Adopt Policies to Protect Freedom of Access to the Internet | ShrHoldr | Against | Against | |||
14 | Amend Bylaws to Establish a Board Committee on Human Rights | ShrHoldr | Against | Against | |||
15 | Report on Charitable Contributions | ShrHoldr | Against | Against | |||
02/09/09 EGM | Morgan Stanley | 617446448 | 12/15/2008 | 65,300 | |||
1 | Approve Conversion of Securities | Mgmt | For | For | |||
2 | Adjourn Meeting | Mgmt | For | For | |||
04/29/09 AGM | Morgan Stanley | 617446448 | 3/4/2009 | 65,300 | |||
1.1 | Elect Director Roy J. Bostock | Mgmt | For | Against | |||
1.2 | Elect Director Erskine B. Bowles | Mgmt | For | For | |||
1.3 | Elect Director Howard J. Davies | Mgmt | For | For | |||
1.4 | Elect Director Nobuyuki Hirano | Mgmt | For | For | |||
1.5 | Elect Director C. Robert Kidder | Mgmt | For | For | |||
1.6 | Elect Director John J. Mack | Mgmt | For | For | |||
1.7 | Elect Director Donald T. Nicolaisen | Mgmt | For | For | |||
1.8 | Elect Director Charles H. Noski | Mgmt | For | For | |||
1.9 | Elect Director Hutham S. Olayan | Mgmt | For | For | |||
1.10 | Elect Director Charles E. Phillips, Jr. | Mgmt | For | For | |||
1.11 | Elect Director Griffith Sexton | Mgmt | For | For | |||
1.12 | Elect Director Laura D. Tyson | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |||
4 | Amend Omnibus Stock Plan | Mgmt | For | Against | |||
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | ShrHoldr | Against | For | |||
6 | Require Independent Board Chairman | ShrHoldr | Against | For | |||
04/29/09 AGM | Newmont Mining Corp. | 651639106 | 3/2/2009 | 28,000 | |||
1.1 | Elect Director Glen A. Barton | Mgmt | For | For | |||
1.2 | Elect Director Vincent A. Calarco | Mgmt | For | For | |||
1.3 | Elect Director Joseph A. Carrabba | Mgmt | For | For | |||
1.4 | Elect Director Noreen Doyle | Mgmt | For | For | |||
1.5 | Elect Director Veronica M. Hagen | Mgmt | For | For | |||
1.6 | Elect Director Michael S. Hamson | Mgmt | For | For | |||
1.7 | Elect Director Robert J. Miller | Mgmt | For | For | |||
1.8 | Elect Director Richard T. O'Brien | Mgmt | For | For | |||
1.9 | Elect Director John B. Prescott | Mgmt | For | For | |||
1.10 | Elect Director Donald C. Roth | Mgmt | For | For | |||
1.11 | Elect Director James V. Taranik | Mgmt | For | For | |||
1.12 | Elect Director Simon Thompson | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Amend Articles/Bylaws/Charter -- Call Special Meetings | ShrHoldr | Against | For | |||
4 | Require a Majority Vote for the Election of Directors | ShrHoldr | Against | For | |||
09/22/08 AGM | Nike, Inc. | 654106103 | 7/25/2008 | 29,500 | |||
1.1 | Elect Director Jill K. Conway | Mgmt | For | For | |||
1.2 | Elect Director Alan B. Graf, Jr. | Mgmt | For | For | |||
1.3 | Elect Director Jeanne P. Jackson | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
04/23/09 AGM | Nokia Corp. | 654902204 | 2/17/2009 | 139,400 | |||
Meeting for ADR Holders | |||||||
1 | Open Meeting | ||||||
2 | Calling the Meeting to Order | ||||||
3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | ||||||
4 | Acknowledge Proper Convening of Meeting | ||||||
5 | Prepare and Approve List of Shareholders | ||||||
6 | Receive Financial Statements and Statutory Reports; Receive CEO's Review | ||||||
7 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | |||
8 | Approve Allocation of Income and Dividends of EUR 0.40 Per Share | Mgmt | For | For | |||
9 | Approve Discharge of Board and President | Mgmt | For | For | |||
10 | Approve Remuneration of Directors in the Amount of EUR 440,000 for Chairman, EUR 150,000 for Vice Chairman, and EUR 130,000 for Other Directors; Approve Remuneration for Committee Work | Mgmt | For | For | |||
11 | Fix Number of Directors at 11 | Mgmt | For | For | |||
12.1 | Reelect Georg Ehrnrooth as Director | Mgmt | For | For | |||
12.2 | Reelect Lalita D. Gupte as Director | Mgmt | For | For | |||
12.3 | Reelect Bengt Holmstrom as Director | Mgmt | For | For | |||
12.4 | Reelect Henning Kagermann as Director | Mgmt | For | For | |||
12.5 | Reelect Olli-Pekka Kallasvuo as Director | Mgmt | For | For | |||
12.6 | Reelect Per Karlsson as Director | Mgmt | For | For | |||
12.7 | Reelect Jorma Ollila as Director | Mgmt | For | For | |||
12.8 | Reelect Marjorie Scardino as Director | Mgmt | For | For | |||
12.9 | Reelect Risto Siilasmaa as Director | Mgmt | For | For | |||
12.10 | Reelect Keijo Suila as Directors as Director | Mgmt | For | For | |||
12.11 | Elect Isabel Marey-Semper as New Director | Mgmt | For | For | |||
13 | Approve Remuneration of Auditors | Mgmt | For | For | |||
14 | Ratify PricewaterhouseCoopers Oy as Auditors | Mgmt | For | For | |||
15 | Authorize Repurchase of up to 360 Million Nokia Shares | Mgmt | For | For | |||
16 | Close Meeting | ||||||
17 | MARK THE FOR BOX IF YOU WISH TO INSTRUCT THE DEPOSITARY TO GIVE A PROXY TO LEENA SIIRALA OR ESA NIINIMAKI, BOTH LEGALCOUNSELS OF NOKIA CORPORATION, TO VOTE, IN THEIR DISCRETION, ONYOUR BEHALF ONLY UPON ITEM 17. | Mgmt | Against | ||||
05/20/09 AGM | Northrop Grumman Corp. | 666807102 | 3/24/2009 | 30,700 | |||
1 | Elect Director Lewis W. Coleman | Mgmt | For | For | |||
2 | Elect Director Thomas B. Fargo | Mgmt | For | For | |||
3 | Elect Director Victor H. Fazio | Mgmt | For | For | |||
4 | Elect Director Donald E. Felsinger | Mgmt | For | For | |||
5 | Elect Director Stephen E. Frank | Mgmt | For | For | |||
6 | Elect Director Bruce S. Gordon | Mgmt | For | For | |||
7 | Elect Director Madeleine Kleiner | Mgmt | For | For | |||
8 | Elect Director Karl J. Krapek | Mgmt | For | For | |||
9 | Elect Director Richard B. Myers | Mgmt | For | For | |||
10 | Elect Director Aulana L. Peters | Mgmt | For | For | |||
11 | Elect Director Kevin W. Sharer | Mgmt | For | For | |||
12 | Elect Director Ronald D. Sugar | Mgmt | For | For | |||
13 | Ratify Auditors | Mgmt | For | For | |||
14 | Report on Space-based Weapons Program | ShrHoldr | Against | Against | |||
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | ShrHoldr | Against | For | |||
02/24/09 AGM | Novartis AG | 66987V109 | TNA | 1/23/2009 | 0 | ||
Meeting for ADR Holders | |||||||
Management Proposals | |||||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | TNA | |||
2 | Approve Discharge of Board and Senior Management | Mgmt | For | TNA | |||
3 | Approve Allocation of Income and Dividends of CHF 2 per Share | Mgmt | For | TNA | |||
4 | Approve CHF 3 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | TNA | |||
Shareholder Proposal Submitted by Ethos and Eight Other Shareholders | |||||||
5.1 | Amend Articles Re: Require Annual Advisory Vote on Remuneration Report, incl. Disclosure of Compensation Amount Paid to Board of Directors and Executive Management | ShrHoldr | Against | TNA | |||
Management Proposals | |||||||
5.2 | Amend Corporate Purpose Re: Sustainability | Mgmt | For | TNA | |||
5.3 | Amend Articles Re: Auditors | Mgmt | For | TNA | |||
6.1 | Retirement of Peter Burckhardt and William George as Directors (Non-Voting) | ||||||
6.2.1 | Reelect Srikant Datar as Director | Mgmt | For | TNA | |||
6.2.2 | Reelect Andreas von Planta as Director | Mgmt | For | TNA | |||
6.2.3 | Reelect Wendelin Wiedeking as Director | Mgmt | For | TNA | |||
6.2.4 | Reelect Rolf Zinkernagel as Director | Mgmt | For | TNA | |||
6.3 | Elect William Brody as Director | Mgmt | For | TNA | |||
7 | Ratify PricewaterhouseCoopers AG as Auditors | Mgmt | For | TNA | |||
10/10/08 AGM | Oracle Corp. | 68389X105 | 8/12/2008 | 183,300 | |||
1.1 | Elect Director Jeffrey O. Henley | Mgmt | For | For | |||
1.2 | Elect Director Lawrence J. Ellison | Mgmt | For | For | |||
1.3 | Elect Director Donald L. Lucas | Mgmt | For | For | |||
1.4 | Elect Director Michael J. Boskin | Mgmt | For | For | |||
1.5 | Elect Director Jack F. Kemp | Mgmt | For | For | |||
1.6 | Elect Director Jeffrey S. Berg | Mgmt | For | For | |||
1.7 | Elect Director Safra A. Catz | Mgmt | For | For | |||
1.8 | Elect Director Hector Garcia-Molina | Mgmt | For | For | |||
1.9 | Elect Director H. Raymond Bingham | Mgmt | For | For | |||
1.10 | Elect Director Charles E. Phillips, Jr. | Mgmt | For | For | |||
1.11 | Elect Director Naomi O. Seligman | Mgmt | For | For | |||
1.12 | Elect Director George H. Conrades | Mgmt | For | For | |||
1.13 | Elect Director Bruce R. Chizen | Mgmt | For | For | |||
2 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | Against | |||
05/06/09 AGM | PepsiCo, Inc. | 713448108 | 3/6/2009 | 109,900 | |||
1 | Elect Director S.L. Brown | Mgmt | For | For | |||
2 | Elect Director I.M. Cook | Mgmt | For | For | |||
3 | Elect Director D. Dublon | Mgmt | For | For | |||
4 | Elect Director V.J. Dzau | Mgmt | For | For | |||
5 | Elect Director R.L. Hunt | Mgmt | For | For | |||
6 | Elect Director A. Ibarguen | Mgmt | For | For | |||
7 | Elect Director A.C. Martinez | Mgmt | For | For | |||
8 | Elect Director I.K. Nooyi | Mgmt | For | For | |||
9 | Elect Director S.P. Rockefeller | Mgmt | For | For | |||
10 | Elect Director J.J. Schiro | Mgmt | For | Against | |||
11 | Elect Director L.G. Trotter | Mgmt | For | For | |||
12 | Elect Director D.Vasella | Mgmt | For | For | |||
13 | Elect Director M.D. White | Mgmt | For | For | |||
14 | Ratify Auditors | Mgmt | For | For | |||
15 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | |||
16 | Report on Recycling | ShrHoldr | Against | Against | |||
17 | Report on Genetically Engineered Products | ShrHoldr | Against | Against | |||
18 | Report on Charitable Contributions | ShrHoldr | Against | Against | |||
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
04/23/09 AGM | Pfizer Inc. | 717081103 | 2/24/2009 | 322,860 | |||
1.1 | Elect Director Dennis A. Ausiello | Mgmt | For | For | |||
1.2 | Elect Director Michael S. Brown | Mgmt | For | For | |||
1.3 | Elect Director M. Anthony Burns | Mgmt | For | For | |||
1.4 | Elect Director Robert N. Burt | Mgmt | For | For | |||
1.5 | Elect Director W. Don Cornwell | Mgmt | For | For | |||
1.6 | Elect Director William H. Gray, III | Mgmt | For | For | |||
1.7 | Elect Director Constance J. Horner | Mgmt | For | For | |||
1.8 | Elect Director James M. Kilts | Mgmt | For | For | |||
1.9 | Elect Director Jeffrey B. Kindler | Mgmt | For | For | |||
1.10 | Elect Director George A. Lorch | Mgmt | For | For | |||
1.11 | Elect Director Dana G. Mead | Mgmt | For | For | |||
1.12 | Elect Director Suzanne Nora Johnson | Mgmt | For | For | |||
1.13 | Elect Director Stephen W. Sanger | Mgmt | For | For | |||
1.14 | Elect Director William C. Steere, Jr. | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
4 | Limit/Prohibit Executive Stock-Based Awards | ShrHoldr | Against | Against | |||
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
6 | Provide for Cumulative Voting | ShrHoldr | Against | For | |||
7 | Amend Bylaws -- Call Special Meetings | ShrHoldr | Against | For | |||
05/05/09 AGM | Philip Morris International Inc. | 718172109 | 3/10/2009 | 94,900 | |||
1.1 | Elect Director Harold Brown | Mgmt | For | For | |||
1.2 | Elect Director Mathis Cabiallavetta | Mgmt | For | For | |||
1.3 | Elect Director Louis C. Camilleri | Mgmt | For | For | |||
1.4 | Elect Director J. Dudley Fishburn | Mgmt | For | For | |||
1.5 | Elect Director Graham Mackay | Mgmt | For | For | |||
1.6 | Elect Director Sergio Marchionne | Mgmt | For | Against | |||
1.7 | Elect Director Lucio A. Noto | Mgmt | For | For | |||
1.8 | Elect Director Carlos Slim Helu | Mgmt | For | For | |||
1.9 | Elect Director Stephen M. Wolf | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
12/23/08 EGM | PNC Financial Services Group, Inc. | 693475105 | 11/14/2008 | 20,000 | |||
1 | Approve Acquisition | Mgmt | For | For | |||
2 | Adjourn Meeting | Mgmt | For | For | |||
04/28/09 AGM | PNC Financial Services Group, Inc. | 693475105 | 2/27/2009 | 20,000 | |||
1.1 | Elect Director Richard O. Berndt | Mgmt | For | For | |||
1.2 | Elect Director Charles E. Bunch | Mgmt | For | For | |||
1.3 | Elect Director Paul W. Chellgren | Mgmt | For | For | |||
1.4 | Elect Director Robert N. Clay | Mgmt | For | For | |||
1.5 | Elect Director Kay Coles James | Mgmt | For | For | |||
1.6 | Elect Director Richard B. Kelson | Mgmt | For | For | |||
1.7 | Elect Director Bruce C. Lindsay | Mgmt | For | For | |||
1.8 | Elect Director Anthony A. Massaro | Mgmt | For | For | |||
1.9 | Elect Director Jane G. Pepper | Mgmt | For | For | |||
1.10 | Elect Director James E. Rohr | Mgmt | For | For | |||
1.11 | Elect Director Donald J. Shepard | Mgmt | For | For | |||
1.12 | Elect Director Lorene K. Steffes | Mgmt | For | For | |||
1.13 | Elect Director Dennis F. Strigl | Mgmt | For | For | |||
1.14 | Elect Director Stephen G. Thieke | Mgmt | For | For | |||
1.15 | Elect Director Thomas J. Usher | Mgmt | For | For | |||
1.16 | Elect Director George H. Walls, Jr. | Mgmt | For | For | |||
1.17 | Elect Director Helge H. Wehmeier | Mgmt | For | For | |||
2 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |||
5 | Stock Retention/Holding Period | ShrHoldr | Against | For | |||
04/16/09 AGM | PPG Industries, Inc. | 693506107 | 2/20/2009 | 17,500 | |||
1.1 | Elect Director Charles E. Bunch | Mgmt | For | For | |||
1.2 | Elect Director Robert Ripp | Mgmt | For | For | |||
1.3 | Elect Director Thomas J. Usher | Mgmt | For | For | |||
1.4 | Elect Director David R. Whitwam | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
03/03/09 EGM | QUALCOMM Inc. | 747525103 | 1/2/2009 | 52,570 | |||
1.1 | Elect Director Barbara T. Alexander | Mgmt | For | For | |||
1.2 | Elect Director Stephen M. Bennett | Mgmt | For | For | |||
1.3 | Elect Director Donald G. Cruickshank | Mgmt | For | For | |||
1.4 | Elect Director Raymond V. Dittamore | Mgmt | For | For | |||
1.5 | Elect Director Thomas W. Horton | Mgmt | For | For | |||
1.6 | Elect Director Irwin Mark Jacobs | Mgmt | For | For | |||
1.7 | Elect Director Paul E. Jacobs | Mgmt | For | For | |||
1.8 | Elect Director Robert E. Kahn | Mgmt | For | For | |||
1.9 | Elect Director Sherry Lansing | Mgmt | For | For | |||
1.10 | Elect Director Duane A. Nelles | Mgmt | For | For | |||
1.11 | Elect Director Marc I. Stern | Mgmt | For | For | |||
1.12 | Elect Director Brent Scowcroft | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
05/28/09 AGM | Raytheon Co. | 755111507 | 4/3/2009 | 34,900 | |||
1 | Elect Director Vernon E. Clark | Mgmt | For | Against | |||
2 | Elect Director John M. Deutch | Mgmt | For | For | |||
3 | Elect Director Frederic M. Poses | Mgmt | For | Against | |||
4 | Elect Director Michael C. Ruettgers | Mgmt | For | For | |||
5 | Elect Director Ronald L. Skates | Mgmt | For | For | |||
6 | Elect Director William R. Spivey | Mgmt | For | Against | |||
7 | Elect Director Linda G. Stuntz | Mgmt | For | For | |||
8 | Elect Director William H. Swanson | Mgmt | For | For | |||
9 | Ratify Auditors | Mgmt | For | For | |||
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
11 | Amend Articles/Bylaws/Charter -- Call Special Meetings | ShrHoldr | Against | For | |||
12 | Provide for Cumulative Voting | ShrHoldr | Against | For | |||
13 | Adopt Principles for Health Care Reform | ShrHoldr | Against | Against | |||
14 | Submit SERP to Shareholder Vote | ShrHoldr | Against | For | |||
05/13/09 AGM | Safeway Inc. | 786514208 | 3/16/2009 | 44,600 | |||
1.1 | Elect Director Steven A. Burd | Mgmt | For | For | |||
1.2 | Elect Director Janet E. Grove | Mgmt | For | For | |||
1.3 | Elect Director Mohan Gyani | Mgmt | For | For | |||
1.4 | Elect Director Paul Hazen | Mgmt | For | For | |||
1.5 | Elect Director Frank C. Herringer | Mgmt | For | For | |||
1.6 | Elect Director Robert I. MacDonnell | Mgmt | For | For | |||
1.7 | Elect Director Kenneth W. Oder | Mgmt | For | For | |||
1.8 | Elect Director Rebecca A. Stirn | Mgmt | For | For | |||
1.9 | Elect Director William Y. Tauscher | Mgmt | For | For | |||
1.10 | Elect Director Raymond G. Viault | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Provide for Cumulative Voting | ShrHoldr | Against | For | |||
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | ShrHoldr | Against | For | |||
5 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | ShrHoldr | Against | For | |||
04/08/09 AGM | Schlumberger Ltd. | 806857108 | 2/18/2009 | 75,200 | |||
1.1 | Elect P. Camus as Director | Mgmt | For | For | |||
1.2 | Elect J.S. Gorelick as Director | Mgmt | For | For | |||
1.3 | Elect A. Gould as Director | Mgmt | For | For | |||
1.4 | Elect T. Issac as Director | Mgmt | For | For | |||
1.5 | Elect N. Kudryavtsev as Director | Mgmt | For | For | |||
1.6 | Elect A. Lajous as Director | Mgmt | For | For | |||
1.7 | Elect M.E. Marks as Director | Mgmt | For | For | |||
1.8 | Elect L.R. Reif as Director | Mgmt | For | For | |||
1.9 | Elect T.I. Sandvold as Director | Mgmt | For | For | |||
1.10 | Elect H. Seydoux as Director | Mgmt | For | For | |||
1.11 | Elect L.G. Stuntz as Director | Mgmt | For | For | |||
2 | Adopt and Approve Financials and Dividends | Mgmt | For | For | |||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
4 | Approval of Independent Registered Public Accounting Firm | Mgmt | For | For | |||
05/07/09 AGM | Spectra Energy Corp. | 847560109 | 3/9/2009 | 78,450 | |||
1 | Declassify the Board of Directors | Mgmt | For | For | |||
2.1 | Elect Director Gregory L. Ebel | Mgmt | For | For | |||
2.2 | Elect Director Peter B. Hamilton | Mgmt | For | For | |||
2.3 | Elect Director Michael E. J. Phelps | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
05/08/09 AGM | St. Jude Medical, Inc. | 790849103 | 3/11/2009 | 25,700 | |||
1.1 | Elect Director John W. Brown | Mgmt | For | For | |||
1.2 | Elect Director Daniel J. Starks | Mgmt | For | For | |||
2 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
06/09/09 AGM | Staples, Inc. | 855030102 | 4/13/2009 | 64,100 | |||
1.1 | Elect Director Basil L. Anderson | Mgmt | For | Against | |||
1.2 | Elect Director Arthur M. Blank | Mgmt | For | Against | |||
1.3 | Elect Director Mary Elizabeth Burton | Mgmt | For | Against | |||
1.4 | Elect Director Justin King | Mgmt | For | Against | |||
1.5 | Elect Director Carol Meyrowitz | Mgmt | For | Against | |||
1.6 | Elect Director Rowland T. Moriarty | Mgmt | For | Against | |||
1.7 | Elect Director Robert C. Nakasone | Mgmt | For | Against | |||
1.8 | Elect Director Ronald L. Sargent | Mgmt | For | Against | |||
1.9 | Elect Director Elizabeth A. Smith | Mgmt | For | For | |||
1.10 | Elect Director Robert E. Sulentic | Mgmt | For | Against | |||
1.11 | Elect Director Vijay Vishwanath | Mgmt | For | Against | |||
1.12 | Elect Director Paul F. Walsh | Mgmt | For | Against | |||
2 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | |||
3 | Amend Nonqualified Employee Stock Purchase Plan | Mgmt | For | For | |||
4 | Ratify Auditors | Mgmt | For | For | |||
5 | Reincorporate in Another State [from Delaware to North Dakota] | ShrHoldr | Against | For | |||
09/22/08 AGM | Symantec Corp. | 871503108 | 7/24/2008 | 99,100 | |||
1.1 | Elect Director Michael A. Brown | Mgmt | For | For | |||
1.2 | Elect Director William T. Coleman | Mgmt | For | For | |||
1.3 | Elect Director Frank E. Dangeard | Mgmt | For | For | |||
1.4 | Elect Director Geraldine B. Laybourne | Mgmt | For | For | |||
1.5 | Elect Director David L. Mahoney | Mgmt | For | For | |||
1.6 | Elect Director Robert S. Miller | Mgmt | For | For | |||
1.7 | Elect Director George Reyes | Mgmt | For | For | |||
1.8 | Elect Director Daniel H. Schulman | Mgmt | For | For | |||
1.9 | Elect Director ohn W. Thompson | Mgmt | For | For | |||
1.10 | Elect Director V. Paul Unruh | Mgmt | For | For | |||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
3 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For | For | |||
4 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | |||
5 | Ratify Auditors | Mgmt | For | For | |||
05/28/09 Contest | Target Corporation | 8.76E+110 | 3/30/2009 | 46,200 | |||
Management Proxy (White Card) | |||||||
1 | Fix Number of Directors at 12 | Mgmt | For | TNA | |||
2 | Elect Director Mary N. Dillon | Mgmt | For | TNA | |||
3 | Elect Director Richard M. Kovacevich | Mgmt | For | TNA | |||
4 | Elect Director George W. Tamke | Mgmt | For | TNA | |||
5 | Elect Director Solomon D. Trujillo | Mgmt | For | TNA | |||
6 | Ratify Auditors | Mgmt | For | TNA | |||
7 | Amend Omnibus Stock Plan | Mgmt | For | TNA | |||
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | TNA | |||
Dissident Proxy (Gold Card) | |||||||
1 | Fix Number of Directors at 12 | Mgmt | Against | Against | |||
2 | Elect Director William A. Ackman | ShrHoldr | For | For | |||
3 | Elect Director Michael L. Ashner | ShrHoldr | For | Withhold | |||
4 | Elect Director James L. Donald | ShrHoldr | For | For | |||
5 | Elect Director Richard W. Vague | ShrHoldr | For | Withhold | |||
6 | Elect Director Ronald J. Gilson | ShrHoldr | For | Against | |||
7 | Ratify Auditors | Mgmt | For | For | |||
8 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Abstain | For | |||
09/25/08 EGM | Teva Pharmaceutical Industries Ltd. | 881624209 | 8/18/2008 | 44,200 | |||
Meeting for ADR Holders | |||||||
1 | Elect Joseph (Yosi) Nitzani as External Director | Mgmt | For | For | |||
06/22/09 AGM | Teva Pharmaceutical Industries Ltd. | 881624209 | 5/13/2009 | 44,200 | |||
Meeting for ADR Holders | |||||||
1 | Approve Final Dividend | Mgmt | For | For | |||
2.1 | Elect Phillip Frost as Director | Mgmt | For | For | |||
2.2 | Elect Roger Abravanel as Director | Mgmt | For | For | |||
2.3 | Elect Elon Kohlberg as Director | Mgmt | For | For | |||
2.4 | Elect Yitzhak Peterburg as Director | Mgmt | For | For | |||
2.5 | Elect Erez Vigodman as Director | Mgmt | For | For | |||
3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | |||
04/16/09 AGM | Texas Instruments, Inc. | 882508104 | 2/17/2009 | 109,900 | |||
1 | Elect Director J. R. Adams | Mgmt | For | For | |||
2 | Elect Director D.L. Boren | Mgmt | For | For | |||
3 | Elect Director D. A. Carp | Mgmt | For | For | |||
4 | Elect Director C.S. Cox | Mgmt | For | For | |||
5 | Elect Director D.R. Goode | Mgmt | For | For | |||
6 | Elect Director S.P. MacMillan | Mgmt | For | For | |||
7 | Elect Director P.H. Patsley | Mgmt | For | For | |||
8 | Elect Director W.R. Sanders | Mgmt | For | For | |||
9 | Elect Director R.J. Simmons | Mgmt | For | For | |||
10 | Elect Director R.K. Templeton | Mgmt | For | For | |||
11 | Elect Director C.T. Whitman | Mgmt | For | For | |||
12 | Ratify Auditors | Mgmt | For | For | |||
13 | Approve Omnibus Stock Plan | Mgmt | For | For | |||
14 | Approve Non-Employee Director Omnibus Stock Plan | Mgmt | For | For | |||
15 | Require Independent Board Chairman | ShrHoldr | Against | For | |||
05/19/09 AGM | The Allstate Corp. | 20002101 | 3/20/2009 | 48,700 | |||
1.1 | Elect Director F. Duane Ackerman | Mgmt | For | For | |||
1.2 | Elect Director Robert D. Beyer | Mgmt | For | For | |||
1.3 | Elect Director W. James Farrell | Mgmt | For | For | |||
1.4 | Elect Director Jack M. Greenberg | Mgmt | For | For | |||
1.5 | Elect Director Ronald T. LeMay | Mgmt | For | For | |||
1.6 | Elect Director H. John Riley, Jr. | Mgmt | For | For | |||
1.7 | Elect Director Joshua I. Smith | Mgmt | For | For | |||
1.8 | Elect Director Judith A. Sprieser | Mgmt | For | For | |||
1.9 | Elect Director Mary Alice Taylor | Mgmt | For | For | |||
1.10 | Elect Director Thomas J. Wilson | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | |||
4 | Approve Omnibus Stock Plan | Mgmt | For | For | |||
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | ShrHoldr | Against | For | |||
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
7 | Report on Political Contributions | ShrHoldr | Against | For | |||
04/14/09 AGM | The Bank Of New York Mellon Corp. | 64058100 | 2/13/2009 | 141,787 | |||
1.1 | Elect Director Ruth E. Bruch | Mgmt | For | For | |||
1.2 | Elect Director Nicholas M. Donofrio | Mgmt | For | For | |||
1.3 | Elect Director Gerald L. Hassell | Mgmt | For | For | |||
1.4 | Elect Director Edmund F. Kelly | Mgmt | For | For | |||
1.5 | Elect Director Robert P. Kelly | Mgmt | For | For | |||
1.6 | Elect Director Richard J. Kogan | Mgmt | For | For | |||
1.7 | Elect Director Michael J. Kowalski | Mgmt | For | For | |||
1.8 | Elect Director John A. Luke, Jr. | Mgmt | For | For | |||
1.9 | Elect Director Robert Mehrabian | Mgmt | For | For | |||
1.10 | Elect Director Mark A. Nordenberg | Mgmt | For | For | |||
1.11 | Elect Director Catherine A. Rein | Mgmt | For | For | |||
1.12 | Elect Director William C. Richardson | Mgmt | For | For | |||
1.13 | Elect Director Samuel C. Scott III | Mgmt | For | For | |||
1.14 | Elect Director John P. Surma | Mgmt | For | For | |||
1.15 | Elect Director Wesley W. von Schack | Mgmt | For | For | |||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
4 | Provide for Cumulative Voting | ShrHoldr | Against | For | |||
5 | Stock Retention/Holding Period | ShrHoldr | Against | For | |||
04/27/09 AGM | The Boeing Co. | 97023105 | 2/27/2009 | 21,200 | |||
1.1 | Elect Director John H. Biggs | Mgmt | For | For | |||
1.2 | Elect Director John E. Bryson | Mgmt | For | For | |||
1.3 | Elect Director Arthur D. Collins, Jr. | Mgmt | For | For | |||
1.4 | Elect Director Linda Z. Cook | Mgmt | For | For | |||
1.5 | Elect Director William M. Daley | Mgmt | For | For | |||
1.6 | Elect Director Kenneth M. Duberstein | Mgmt | For | For | |||
1.7 | Elect Director John F. McDonnell | Mgmt | For | For | |||
1.8 | Elect Director W. James McNerney, Jr. | Mgmt | For | For | |||
1.9 | Elect Director Mike S. Zafirovski | Mgmt | For | For | |||
2 | Amend Omnibus Stock Plan | Mgmt | For | Against | |||
3 | Ratify Auditors | Mgmt | For | For | |||
4 | Provide for Cumulative Voting | ShrHoldr | Against | For | |||
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
6 | Adopt Principles for Health Care Reform | ShrHoldr | Against | Against | |||
7 | Report on Foreign Military Sales | ShrHoldr | Against | Against | |||
8 | Require Independent Lead Director | ShrHoldr | Against | For | |||
9 | Restrict Severance Agreements (Change-in-Control) | ShrHoldr | Against | For | |||
10 | Report on Political Contributions | ShrHoldr | Against | For | |||
04/28/09 AGM | The Chubb Corp. | 171232101 | 3/9/2009 | 55,000 | |||
1.1 | Elect Director Zoe Baird | Mgmt | For | For | |||
1.2 | Elect Director Sheila P. Burke | Mgmt | For | For | |||
1.3 | Elect Director James I. Cash, Jr. | Mgmt | For | For | |||
1.4 | Elect Director Joel J. Cohen | Mgmt | For | For | |||
1.5 | Elect Director John D. Finnegan | Mgmt | For | For | |||
1.6 | Elect Director Klaus J. Mangold | Mgmt | For | For | |||
1.7 | Elect Director Martin G. McGuinn | Mgmt | For | For | |||
1.8 | Elect Director Lawrence M. Small | Mgmt | For | For | |||
1.9 | Elect Director Jess Soderberg | Mgmt | For | For | |||
1.10 | Elect Director Daniel E. Somers | Mgmt | For | For | |||
1.11 | Elect Director Karen Hastie Williams | Mgmt | For | For | |||
1.12 | Elect Director James M. Zimmerman | Mgmt | For | For | |||
1.13 | Elect Director Alfred W. Zollar | Mgmt | For | For | |||
2 | Approve Omnibus Stock Plan | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
04/22/09 AGM | The Coca-Cola Company | 191216100 | 2/23/2009 | 143,700 | |||
1.1 | Elect Director Herbert A. Allen | Mgmt | For | For | |||
1.2 | Elect Director Ronald W. Allen | Mgmt | For | Against | |||
1.3 | Elect Director Cathleen P. Black | Mgmt | For | Against | |||
1.4 | Elect Director Barry Diller | Mgmt | For | Against | |||
1.5 | Elect Director Alexis M. Herman | Mgmt | For | Against | |||
1.6 | Elect Director Muhtar Kent | Mgmt | For | For | |||
1.7 | Elect Director Donald R. Keough | Mgmt | For | For | |||
1.8 | Elect Director Maria Elena Lagomsino | Mgmt | For | Against | |||
1.9 | Elect Director Donald F. McHenry | Mgmt | For | For | |||
1.10 | Elect Director Sam Nunn | Mgmt | For | For | |||
1.11 | Elect Director James D. Robinson III | Mgmt | For | Against | |||
1.12 | Elect Director Peter V. Ueberroth | Mgmt | For | Against | |||
1.13 | Elect Director Jacob Wallenberg | Mgmt | For | For | |||
1.14 | Elect Director James B. Williams | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
4 | Require Independent Board Chairman | ShrHoldr | Against | For | |||
5 | Amend Bylaws to Establish a Board Committee on Human Rights | ShrHoldr | Against | Against | |||
6 | Performance-Based Awards | ShrHoldr | Against | Against | |||
05/14/09 AGM | The Dow Chemical Company | 260543103 | 3/16/2009 | 89,900 | |||
1 | Elect Director Arnold A. Allemang | Mgmt | For | For | |||
2 | Elect Director Jacqueline K. Barton | Mgmt | For | For | |||
3 | Elect Director James A. Bell | Mgmt | For | For | |||
4 | Elect Director Jeff M. Fettig | Mgmt | For | For | |||
5 | Elect Director Barbara H. Franklin | Mgmt | For | For | |||
6 | Elect Director John B. Hess | Mgmt | For | For | |||
7 | Elect Director Andrew N. Liveris | Mgmt | For | For | |||
8 | Elect Director Geoffery E. Merszei | Mgmt | For | For | |||
9 | Elect Director Dennis H. Reilley | Mgmt | For | For | |||
10 | Elect Director James M. Ringler | Mgmt | For | For | |||
11 | Elect Director Ruth G. Shaw | Mgmt | For | For | |||
12 | Elect Director Paul G. Stern | Mgmt | For | For | |||
13 | Ratify Auditors | Mgmt | For | For | |||
14 | Restore or Provide for Cumulative Voting | ShrHoldr | Against | For | |||
15 | Amend Articles/Bylaws/Charter -- Call Special Meetings | ShrHoldr | Against | For | |||
16 | Stock Retention/Holding Period | ShrHoldr | Against | For | |||
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
18 | Report on Environmental Remediation in Midland Area | ShrHoldr | Against | For | |||
04/30/09 AGM | The Hershey Co | 427866108 | 3/2/2009 | 34,100 | |||
1.1 | Elect Director R.F. Cavanaugh | Mgmt | For | Withhold | |||
1.2 | Elect Director C.A. Davis | Mgmt | For | For | |||
1.3 | Elect Director A.G. Langbo | Mgmt | For | Withhold | |||
1.4 | Elect Director J.E. Nevels | Mgmt | For | Withhold | |||
1.5 | Elect Director T.J. Ridge | Mgmt | For | For | |||
1.6 | Elect Director D.L. Shedlarz | Mgmt | For | For | |||
1.7 | Elect Director C.B. Strauss | Mgmt | For | Withhold | |||
1.8 | Elect Director D.J. West | Mgmt | For | For | |||
1.9 | Elect Director L.S. Zimmerman | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
10/14/08 AGM | The Procter & Gamble Company | 742718109 | 8/15/2008 | 131,940 | |||
1.1 | Elect Director Kenneth I. Chenault | Mgmt | For | For | |||
1.2 | Elect Director Scott D. Cook | Mgmt | For | For | |||
1.3 | Elect Director Rajat K. Gupta | Mgmt | For | For | |||
1.4 | Elect Director A.G. Lafley | Mgmt | For | For | |||
1.5 | Elect Director Charles R. Lee | Mgmt | For | For | |||
1.6 | Elect Director Lynn M. Martin | Mgmt | For | For | |||
1.7 | Elect Director W. James McNerney, Jr. | Mgmt | For | For | |||
1.8 | Elect Director Johnathan A. Rodgers | Mgmt | For | For | |||
1.9 | Elect Director Ralph Snyderman | Mgmt | For | For | |||
1.10 | Elect Director Margaret C. Whitman | Mgmt | For | For | |||
1.11 | Elect Director Patricia A. Woertz | Mgmt | For | For | |||
1.12 | Elect Director Ernesto Zedillo | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Adopt Majority Voting for Uncontested Election of Directors | Mgmt | For | For | |||
4 | Rotate Annual Meeting Location | ShrHoldr | Against | For | |||
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | Against | |||
05/05/09 AGM | The Travelers Companies, Inc. | 8.94E+113 | 3/6/2009 | 48,700 | |||
1.1 | Elect Director Alan L. Beller | Mgmt | For | For | |||
1.2 | Elect Director John H. Dasburg | Mgmt | For | For | |||
1.3 | Elect Director Janet M. Dolan | Mgmt | For | For | |||
1.4 | Elect Director Kenneth M. Duberstein | Mgmt | For | For | |||
1.5 | Elect Director Jay S. Fishman | Mgmt | For | For | |||
1.6 | Elect Director Lawrence G. Graev | Mgmt | For | For | |||
1.7 | Elect Director Patricia L. Higgins | Mgmt | For | For | |||
1.8 | Elect Director Thomas R. Hodgson | Mgmt | For | For | |||
1.9 | Elect Director Cleve L. Killingsworth, Jr. | Mgmt | For | For | |||
1.10 | Elect Director Robert I. Lipp | Mgmt | For | For | |||
1.11 | Elect Director Blythe J. McGarvie | Mgmt | For | For | |||
1.12 | Elect Director Laurie J. Thomsen | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
4 | Report on Political Contributions | ShrHoldr | Against | For | |||
03/10/09 AGM | The Walt Disney Company | 254687106 | 1/9/2009 | 143,400 | |||
1 | Elect Director Susan E. Arnold | Mgmt | For | For | |||
2 | Elect Director John E. Bryson | Mgmt | For | For | |||
3 | Elect Director John S. Chen | Mgmt | For | For | |||
4 | Elect Director Judith L. Estrin | Mgmt | For | For | |||
5 | Elect Director Robert A. Iger | Mgmt | For | For | |||
6 | Elect Director Steven P. Jobs | Mgmt | For | For | |||
7 | Elect Director Fred H. Langhammer | Mgmt | For | For | |||
8 | Elect Director Aylwin B. Lewis | Mgmt | For | For | |||
9 | Elect Director Monica C. Lozano | Mgmt | For | For | |||
10 | Elect Director Robert W. Matschullat | Mgmt | For | For | |||
11 | Elect Director John E. Pepper , Jr. | Mgmt | For | For | |||
12 | Elect Director Orin C. Smith | Mgmt | For | For | |||
13 | Ratify Auditors | Mgmt | For | For | |||
14 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
15 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | |||
16 | Report on Political Contributions | ShrHoldr | Against | For | |||
17 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | ShrHoldr | Against | For | |||
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
06/03/09 AGM | Time Warner Cable Inc. | 88732J207 | 4/8/2009 | 23,703 | |||
1 | Elect Director Carole Black | Mgmt | For | For | |||
2 | Elect Director Glenn A. Britt | Mgmt | For | For | |||
3 | Elect Director Thomas H. Castro | Mgmt | For | For | |||
4 | Elect Director David C. Chang | Mgmt | For | For | |||
5 | Elect Director James E. Copeland, Jr. | Mgmt | For | For | |||
6 | Elect Director Peter R. Haje | Mgmt | For | For | |||
7 | Elect Director Donna A. James | Mgmt | For | For | |||
8 | Elect Director Don Logan | Mgmt | For | For | |||
9 | Elect Director N.J. Nicholas, Jr. | Mgmt | For | For | |||
10 | Elect Director Wayne H. Pace | Mgmt | For | For | |||
11 | Elect Director Edward D. Shirley | Mgmt | For | For | |||
12 | Elect Director John E. Sununu | Mgmt | For | For | |||
13 | Ratify Auditors | Mgmt | For | For | |||
01/16/09 EGM | Time Warner Inc | 887317105 | 11/20/2008 | 283,300 | |||
1 | Approve Reverse Stock Split | Mgmt | For | For | |||
05/28/09 AGM | Time Warner Inc | 887317303 | 4/3/2009 | 94,433 | |||
1.1 | Elect Director Herbert M. Allison, Jr. | Mgmt | For | For | |||
1.2 | Elect Director James L. Barksdale | Mgmt | For | For | |||
1.3 | Elect Director Jeffrey L. Bewkes | Mgmt | For | For | |||
1.4 | Elect Director Stephen F. Bollenbach | Mgmt | For | For | |||
1.5 | Elect Director Frank J. Caufield | Mgmt | For | Against | |||
1.6 | Elect Director Robert C. Clark | Mgmt | For | For | |||
1.7 | Elect Director Mathias Dopfner | Mgmt | For | Against | |||
1.8 | Elect Director Jessica P. Einhorn | Mgmt | For | For | |||
1.9 | Elect Director Michael A. Miles | Mgmt | For | Against | |||
1.10 | Elect Director Kenneth J. Novack | Mgmt | For | For | |||
1.11 | Elect Director Deborah C. Wright | Mgmt | For | Against | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | |||
4 | Provide for Cumulative Voting | ShrHoldr | Against | For | |||
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | ShrHoldr | Against | For | |||
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
12/08/08 EGM | Transocean Inc. | G90073100 | 10/27/2008 | 26,951 | |||
This is a duplicate meeting for ballots received via the Broadridge North American ballot distribution system | |||||||
1 | APPROVAL OF THE MERGER TRANSACTION TO BE EFFECTED BY THE SCHEMES OF ARRANGEMENT, ATTACHED TO THE ACCOMPANYING PROXY STATEMENT AS ANNEX B. | Mgmt | For | For | |||
2 | APPROVAL OF THE MOTION TO ADJOURN THE MEETING TO A LATER DATE TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE MEETING TO APPROVE THE MERGER TRANSACTION. | Mgmt | For | For | |||
05/15/09 AGM | Transocean Ltd. | H8817H100 | TNA | 3/18/2009 | 0 | ||
This is a duplicate meeting for ballots received via the Broadridge North American Ballot Distribution System | |||||||
1 | APPROVAL OF THE 2008 ANNUAL REPORT, THE CONSOLIDATED FINANCIALSTATEMENTS OF TRANSOCEAN LTD. FOR FISCAL YEAR 2008 AND THESTATUTORY FINANCIAL STATEMENTS OF TRANSOCEAN LTD. | Mgmt | For | TNA | |||
2 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THEEXECUTIVE OFFICERS FOR FISCAL YEAR 2008 | Mgmt | For | TNA | |||
3 | APPROPRIATION OF THE AVAILABLE RETAINED EARNINGS WITHOUT PAYMENTOF A DIVIDEND TO SHAREHOLDERS FOR FISCAL YEAR 2008 AND RELEASEOF CHF 3.5 BILLION OF LEGAL RESERVES TO OTHER RESERVES. | Mgmt | For | TNA | |||
4 | AUTHORIZATION OF A SHARE REPURCHASE PROGRAM | Mgmt | For | TNA | |||
5 | APPROVAL OF THE LONG-TERM INCENTIVE PLAN OF TRANSOCEAN LTD. INTHE FORM AS AMENDED AND RESTATED EFFECTIVE AS OF 2/12/09 | Mgmt | For | TNA | |||
6 | REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR TERM:W. RICHARD ANDERSON | Mgmt | For | TNA | |||
7 | REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR TERM:RICHARD L. GEORGE | Mgmt | For | TNA | |||
8 | REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR TERM:ROBERT L. LONG | Mgmt | For | TNA | |||
9 | REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR TERM:EDWARD R. MULLER | Mgmt | For | TNA | |||
10 | REELECTION OF CLASS III DIRECTOR FOR A TWO-YEAR TERM:VICTOR E. GRIJALVA | Mgmt | For | TNA | |||
11 | APPOINTMENT OF ERNST & YOUNG LLP AS TRANSOCEAN LTD. SINDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR2009 AND REELECTION OF ERNST & YOUNG LTD., ZURICH, AS TRANSOCEANLTD. S AUDITOR PURSUANT TO THE SWISS CODE OF OBLIGATIONS FOR AFURTHER ONE-YEA | Mgmt | For | TNA | |||
03/12/09 AGM | Tyco International Ltd. | G9143X208 | 1/6/2009 | 55,725 | |||
1.1 | Elect Edward D. Breen as Director | Mgmt | For | For | |||
1.2 | Elect Timothy M. Donahue as Director | Mgmt | For | For | |||
1.3 | Elect Brian Duperreault as Director | Mgmt | For | For | |||
1.4 | Elect Bruce S. Gordon as Director | Mgmt | For | For | |||
1.5 | Elect Rajiv Gupta as Director | Mgmt | For | For | |||
1.6 | Elect John A. Krol as Director | Mgmt | For | For | |||
1.7 | Elect Brendan R. O' Neil as Director | Mgmt | For | For | |||
1.8 | Elect William S. Stavropoulos as Director | Mgmt | For | For | |||
1.9 | Elect Sandra Wijnberg as Director | Mgmt | For | For | |||
1.10 | Elect Jerome B. York as Director | Mgmt | For | For | |||
1.11 | Elect David Yost as Director | Mgmt | For | For | |||
2 | Approve Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | |||
3 | Amend 2004 Stock and Incentive Plan | Mgmt | For | For | |||
03/12/09 EGM | Tyco International Ltd. | G9143X208 | 1/16/2009 | 55,725 | |||
1 | Change of Domicile | Mgmt | For | For | |||
2 | Increase Authorized Capital | Mgmt | For | For | |||
3 | Change Company Name to Tyco International Ltd. | Mgmt | For | For | |||
4 | Amend Corporate Purpose | Mgmt | For | For | |||
5 | Adopt New Articles of Association | Mgmt | For | For | |||
6 | Confirmation of Swiss Law as the Authoritative Governing Legislation | Mgmt | For | For | |||
7 | Approve Schaffhausen, Switzerland as Our Principal Place of Business | Mgmt | For | For | |||
8 | Appoint PriceWaterhouseCoopers AG, Zurich as Special Auditor | Mgmt | For | For | |||
9 | Ratify Deloitte AG as Auditors | Mgmt | For | For | |||
10 | Approve Dividends in the Form of a Capital Reduction | Mgmt | For | For | |||
11 | Adjourn Meeting | Mgmt | For | For | |||
04/21/09 AGM | U.S. Bancorp | 902973304 | 2/23/2009 | 64,500 | |||
1.1 | Elect Director Douglas M. Baker, Jr. | Mgmt | For | For | |||
1.2 | Elect Director Y. Marc Belton | Mgmt | For | For | |||
1.3 | Elect Director Richard K. Davis | Mgmt | For | For | |||
1.4 | Elect Director Joel W. Johnson | Mgmt | For | For | |||
1.5 | Elect Director David O'Maley | Mgmt | For | For | |||
1.6 | Elect Director O'dell M. Owens | Mgmt | For | For | |||
1.7 | Elect Director Craig D. Schnuck | Mgmt | For | For | |||
1.8 | Elect Director Patrick T. Stokes | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |||
05/07/09 AGM | United Parcel Service, Inc. | 911312106 | 3/9/2009 | 34,700 | |||
1.1 | Elect Director F. Duane Ackerman | Mgmt | For | For | |||
1.2 | Elect Director Michael J. Burns | Mgmt | For | For | |||
1.3 | Elect Director D. Scott Davis | Mgmt | For | For | |||
1.4 | Elect Director Stuart E. Eizenstat | Mgmt | For | For | |||
1.5 | Elect Director Michael L. Eskew | Mgmt | For | For | |||
1.6 | Elect Director William R. Johnson | Mgmt | For | For | |||
1.7 | Elect Director Ann M. Livermore | Mgmt | For | For | |||
1.8 | Elect Director Rudy Markham | Mgmt | For | For | |||
1.9 | Elect Director John W. Thompson | Mgmt | For | For | |||
1.10 | Elect Director Carol B. Tome | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Approve Omnibus Stock Plan | Mgmt | For | For | |||
04/08/09 AGM | United Technologies Corp. | 913017109 | 2/10/2009 | 102,700 | |||
1.1 | Elect Director Louis R. Chenevert | Mgmt | For | For | |||
1.2 | Elect Director George David | Mgmt | For | For | |||
1.3 | Elect Director John V. Faraci | Mgmt | For | For | |||
1.4 | Elect Director Jean-Pierre Garnier | Mgmt | For | For | |||
1.5 | Elect Director Jamie S. Gorelick | Mgmt | For | For | |||
1.6 | Elect Director Carlos M. Gutierrez | Mgmt | For | For | |||
1.7 | Elect Director Edward A. Kangas | Mgmt | For | For | |||
1.8 | Elect Director Charles R. Lee | Mgmt | For | For | |||
1.9 | Elect Director Richard D. McCormick | Mgmt | For | For | |||
1.10 | Elect Director Harold McGraw III | Mgmt | For | For | |||
1.11 | Elect Director Richard B. Myers | Mgmt | For | For | |||
1.12 | Elect Director H. Patrick Swygert | Mgmt | For | For | |||
1.13 | Elect Director Andre Villeneuve | Mgmt | For | For | |||
1.14 | Elect Director Christine Todd Whitman | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Report on Foreign Military Sales Offsets | ShrHoldr | Against | Against | |||
06/02/09 AGM | UnitedHealth Group Incorporated | 91324P102 | 4/3/2009 | 35,600 | |||
1 | Elect Director William C. Ballard, Jr. | Mgmt | For | For | |||
2 | Elect Director Richard T. Burke | Mgmt | For | For | |||
3 | Elect Director Robert J. Darretta | Mgmt | For | For | |||
4 | Elect Director Stephen J. Hemsley | Mgmt | For | For | |||
5 | Elect Director Michele J. Hooper | Mgmt | For | For | |||
6 | Elect Director Douglas W. Leatherdale | Mgmt | For | For | |||
7 | Elect Director Glenn M. Renwick | Mgmt | For | For | |||
8 | Elect Director Kenneth I. Shine, M.D. | Mgmt | For | For | |||
9 | Elect Director Gail R. Wilensky, Ph.D. | Mgmt | For | For | |||
10 | Ratify Auditors | Mgmt | For | For | |||
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
04/30/09 AGM | Valero Energy Corp. | 91913Y100 | 3/2/2009 | 34,870 | |||
1.1 | Elect Director Jerry D. Choate | Mgmt | For | Against | |||
1.2 | Elect Director William R. Klesse | Mgmt | For | Against | |||
1.3 | Elect Director Donald L. Nickles | Mgmt | For | Against | |||
1.4 | Elect Director Susan Kaufman Purcell | Mgmt | For | Against | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
4 | Stock Retention/Holding Period | ShrHoldr | Against | For | |||
5 | Disclose Information on Compensation Consultant | ShrHoldr | Against | For | |||
6 | Report on Political Contributions | ShrHoldr | Against | For | |||
05/07/09 AGM | Verizon Communications | 92343V104 | 3/9/2009 | 159,000 | |||
1.1 | Elect Director Richard L. Carrion | Mgmt | For | For | |||
1.2 | Elect Director M. Frances Keeth | Mgmt | For | For | |||
1.3 | Elect Director Robert W. Lane | Mgmt | For | For | |||
1.4 | Elect Director Sandra O. Moose | Mgmt | For | For | |||
1.5 | Elect Director Joseph Neubauer | Mgmt | For | For | |||
1.6 | Elect Director Donald T. Nicolaisen | Mgmt | For | For | |||
1.7 | Elect Director Thomas H. O'Brien | Mgmt | For | For | |||
1.8 | Elect Director Clarence Otis, Jr. | Mgmt | For | For | |||
1.9 | Elect Director Hugh B. Price | Mgmt | For | For | |||
1.10 | Elect Director Ivan G. Seidenberg | Mgmt | For | For | |||
1.11 | Elect Director John W. Snow | Mgmt | For | For | |||
1.12 | Elect Director John R. Stafford | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |||
4 | Approve Omnibus Stock Plan | Mgmt | For | For | |||
5 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | |||
6 | Prohibit Executive Stock-Based Awards | ShrHoldr | Against | Against | |||
7 | Amend Articles/Bylaws/Charter -- Call Special Meetings | ShrHoldr | Against | For | |||
8 | Require Independent Board Chairman | ShrHoldr | Against | Against | |||
9 | Provide for Cumulative Voting | ShrHoldr | Against | For | |||
10 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | ShrHoldr | Against | For | |||
06/05/09 AGM | Wal-Mart Stores, Inc. | 931142103 | 4/9/2009 | 128,330 | |||
1 | Elect Director Aida M. Alvarez | Mgmt | For | For | |||
2 | Elect Director James W. Breyer | Mgmt | For | For | |||
3 | Elect Director M. Michele Burns | Mgmt | For | For | |||
4 | Elect Director James I. Cash, Jr. | Mgmt | For | For | |||
5 | Elect Director Roger C. Corbett | Mgmt | For | For | |||
6 | Elect Director Douglas N. Daft | Mgmt | For | For | |||
7 | Elect Director Michael T. Duke | Mgmt | For | For | |||
8 | Elect Director Gregory B. Penner | Mgmt | For | For | |||
9 | Elect Director Allen I. Questrom | Mgmt | For | For | |||
10 | Elect Director H. Lee Scott, Jr. | Mgmt | For | For | |||
11 | Elect Director Arne M. Sorenson | Mgmt | For | For | |||
12 | Elect Director Jim C. Walton | Mgmt | For | For | |||
13 | Elect Director S. Robson Walton | Mgmt | For | For | |||
14 | Elect Director Christopher J. Williams | Mgmt | For | For | |||
15 | Elect Director Linda S. Wolf | Mgmt | For | For | |||
16 | Ratify Auditors | Mgmt | For | For | |||
17 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | ShrHoldr | Against | For | |||
18 | Pay For Superior Performance | ShrHoldr | Against | Against | |||
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
20 | Report on Political Contributions | ShrHoldr | Against | For | |||
21 | Amend Articles/Bylaws/Charter -- Call Special Meetings | ShrHoldr | Against | For | |||
22 | Stock Retention/Holding Period | ShrHoldr | Against | Against | |||
01/14/09 AGM | Walgreen Co. | 931422109 | 11/17/2008 | 108,200 | |||
1.1 | Elect Director William C. Foote | Mgmt | For | For | |||
1.2 | Elect Director Mark P. Frissora | Mgmt | For | For | |||
1.3 | Elect Director Alan G. Mcnally | Mgmt | For | For | |||
1.4 | Elect Director Cordell Reed | Mgmt | For | For | |||
1.5 | Elect Director Nancy M. Schlichting | Mgmt | For | For | |||
1.6 | Elect Director David Y. Schwartz | Mgmt | For | For | |||
1.7 | Elect Director Alejandro Silva | Mgmt | For | For | |||
1.8 | Elect Director James A. Skinner | Mgmt | For | For | |||
1.9 | Elect Director Marilou M. Von Ferstel | Mgmt | For | For | |||
1.10 | Elect Director Charles R. Walgreen III | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | |||
4 | Require Independent Board Chairman | ShrHoldr | Against | For | |||
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
05/08/09 AGM | Waste Management, Inc. | 94106L109 | 3/11/2009 | 54,600 | |||
1.1 | Elect Director Pastora San Juan Cafferty | Mgmt | For | For | |||
1.2 | Elect Director Frank M. Clark, Jr. | Mgmt | For | For | |||
1.3 | Elect Director Patrick W. Gross | Mgmt | For | For | |||
1.4 | Elect Director John C. Pope | Mgmt | For | For | |||
1.5 | Elect Director W. Robert Reum | Mgmt | For | For | |||
1.6 | Elect Director Steven G. Rothmeier | Mgmt | For | For | |||
1.7 | Elect Director David P. Steiner | Mgmt | For | For | |||
1.8 | Elect Director Thomas H. Weidemeyer | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | |||
4 | Approve Omnibus Stock Plan | Mgmt | For | For | |||
5 | Report on Political Contributions | ShrHoldr | Against | For | |||
6 | Reduce Supermajority Vote Requirement | ShrHoldr | Against | For | |||
04/28/09 AGM | Wells Fargo and Company | 949746101 | 2/27/2009 | 87,100 | |||
1 | Elect Director John D. Baker II | Mgmt | For | For | |||
2 | Elect Director John S. Chen | Mgmt | For | Against | |||
3 | Elect Director Lloyd H. Dean | Mgmt | For | For | |||
4 | Elect Director Susan E. Engel | Mgmt | For | Against | |||
5 | Elect Director Enrique Hernandez, Jr. | Mgmt | For | For | |||
6 | Elect Director Donald M. James | Mgmt | For | Against | |||
7 | Elect Director Robert L. Joss | Mgmt | For | For | |||
8 | Elect Director Richard M. Kovacevich | Mgmt | For | For | |||
9 | Elect Director Richard D. McCormick | Mgmt | For | Against | |||
10 | Elect Director Mackey J. McDonald | Mgmt | For | Against | |||
11 | Elect Director Cynthia H. Milligan | Mgmt | For | Against | |||
12 | Elect Director Nicholas G. Moore | Mgmt | For | For | |||
13 | Elect Director Philip J. Quigley | Mgmt | For | Against | |||
14 | Elect Director Donald B. Rice | Mgmt | For | Against | |||
15 | Elect Director Judith M. Runstad | Mgmt | For | For | |||
16 | Elect Director Stephen W. Sanger | Mgmt | For | Against | |||
17 | Elect Director Robert K. Steel | Mgmt | For | For | |||
18 | Elect Director John G. Stumpf | Mgmt | For | For | |||
19 | Elect Director Susan G. Swenson | Mgmt | For | For | |||
20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |||
21 | Ratify Auditors | Mgmt | For | For | |||
22 | Amend Omnibus Stock Plan | Mgmt | For | Against | |||
23 | Require Independent Board Chairman | ShrHoldr | Against | For | |||
24 | Report on Political Contributions | ShrHoldr | Against | For | |||
05/13/09 AGM | Western Union Co | 959802109 | 3/16/2009 | 103,200 | |||
1.1 | Elect Director Roberto G. Mendoza | Mgmt | For | For | |||
1.2 | Elect Director Michael A. Miles, Jr. | Mgmt | For | For | |||
1.3 | Elect Director Dennis Stevenson | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
08/01/08 Contest | Yahoo!, Inc. | 984332106 | 6/3/2008 | 68,100 | |||
Management Proxy (White Card) | |||||||
1.1 | Elect Director Roy J. Bostock | Mgmt | For | For | |||
1.2 | Elect Director Ronald W. Burkle | Mgmt | For | For | |||
1.3 | Elect Director Eric Hippeau | Mgmt | For | For | |||
1.4 | Elect Director Vyomesh Joshi | Mgmt | For | For | |||
1.5 | Elect Director Arthur H. Kern | Mgmt | For | For | |||
1.6 | Elect Director Robert A. Kotick | Mgmt | For | For | |||
1.7 | Elect Director Mary Agnes Wilderotter | Mgmt | For | For | |||
1.8 | Elect Director Gary L. Wilson | Mgmt | For | For | |||
1.9 | Elect Director Jerry Yang | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Pay For Superior Performance | ShrHoldr | Against | Against | |||
4 | Adopt Policies to Protect Freedom of Access to the Internet | ShrHoldr | Against | Against | |||
5 | Amend Bylaws to Establish a Board Committee on Human Rights | ShrHoldr | Against | Against | |||
Dissident Proxy (Gold Proxy) | |||||||
1.1 | Elect Director Lucian A. Bebchuk | ShrHoldr | For | ||||
1.2 | Elect Director Frank J. Biondi, Jr. | ShrHoldr | For | ||||
1.3 | Elect Director John H. Chapple | ShrHoldr | For | ||||
1.4 | Elect Director Mark Cuban | ShrHoldr | For | ||||
1.5 | Elect Director Adam Dell | ShrHoldr | For | ||||
1.6 | Elect Director Carl C. Icahn | ShrHoldr | For | ||||
1.7 | Elect Director Keith A, Meister | ShrHoldr | For | ||||
1.8 | Elect Director Edward H. Meyer | ShrHoldr | For | ||||
1.9 | Elect Director Brian S. Posner | ShrHoldr | For | ||||
2 | Ratify Auditors | Mgmt | For | ||||
3 | Pay For Superior Performance | ShrHoldr | For | ||||
4 | Adopt Policies to Protect Freedom of Access to the Internet | ShrHoldr | Against | ||||
5 | Amend Bylaws to Establish a Board Committee on Human Rights | ShrHoldr | Against | ||||
06/25/09 AGM | Yahoo!, Inc. | 984332106 | 4/27/2009 | 56,200 | |||
1.1 | Elect Director Carol Bartz | Mgmt | For | For | |||
1.2 | Elect Director Frank J. Biondi, Jr. | Mgmt | For | For | |||
1.3 | Elect Director Roy J. Bostock | Mgmt | For | For | |||
1.4 | Elect Director Ronald W. Burkle | Mgmt | For | For | |||
1.5 | Elect Director John H. Chapple | Mgmt | For | For | |||
1.6 | Elect Director Eric Hippeau | Mgmt | For | For | |||
1.7 | Elect Director Carl C. Icahn | Mgmt | For | Against | |||
1.8 | Elect Director Vyomesh Joshi | Mgmt | For | For | |||
1.9 | Elect Director Arthur H. Kern | Mgmt | For | For | |||
1.10 | Elect Director Mary Agnes Wilderotter | Mgmt | For | For | |||
1.11 | Elect Director Gary L. Wilson | Mgmt | For | For | |||
1.12 | Elect Director Jerry Yang | Mgmt | For | For | |||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
3 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | |||
4 | Ratify Auditors | Mgmt | For | For | |||
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For |
First Investors Growth & Income Fund
Mtg Date | Company | Security/ | Mgmt | Vote | Record | Shares | |
/Type | /Ballot Issues | Proponent | Rec | Cast | Date | Voted | |
05/12/09 AGM | 3M CO | 88579Y101 | 3/13/2009 | 78,000 | |||
1.1 | Elect Director Linda G. Alvarado | Mgmt | For | For | |||
1.2 | Elect Director George W. Buckley | Mgmt | For | For | |||
1.3 | Elect Director Vance D. Coffman | Mgmt | For | For | |||
1.4 | Elect Director Michael L. Eskew | Mgmt | For | For | |||
1.5 | Elect Director W. James Farrell | Mgmt | For | For | |||
1.6 | Elect Director Herbert L. Henkel | Mgmt | For | For | |||
1.7 | Elect Director Edward M. Liddy | Mgmt | For | For | |||
1.8 | Elect Director Robert S. Morrison | Mgmt | For | For | |||
1.9 | Elect Director Aulana L. Peters | Mgmt | For | For | |||
1.10 | Elect Director Robert J. Ulrich | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Amend Bylaws-- Call Special Meetings | ShrHoldr | Against | For | |||
4 | Stock Retention/Holding Period | ShrHoldr | Against | For | |||
10/08/08 AGM | AAR Corp. | 361105 | 8/18/2008 | 285,000 | |||
1.1 | Elect Director Ronald R. Fogleman | Mgmt | For | For | |||
1.2 | Elect Director Patrick J. Kelly | Mgmt | For | For | |||
1.3 | Elect Director Timothy J. Romenesko | Mgmt | For | For | |||
1.4 | Elect Director Ronald B. Woodard | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
04/24/09 AGM | Abbott Laboratories | 2824100 | 2/25/2009 | 140,000 | |||
1.1 | Elect Director R.J. Alpern | Mgmt | For | For | |||
1.2 | Elect Director R.S. Austin | Mgmt | For | For | |||
1.3 | Elect Director W.M. Daley | Mgmt | For | For | |||
1.4 | Elect Director W.J. Farrell | Mgmt | For | For | |||
1.5 | Elect Director H.L. Fuller | Mgmt | For | For | |||
1.6 | Elect Director W.A. Osborn | Mgmt | For | For | |||
1.7 | Elect Director D.A.L. Owen | Mgmt | For | For | |||
1.8 | Elect Director W.A. Reynolds | Mgmt | For | For | |||
1.9 | Elect Director R.S. Roberts | Mgmt | For | For | |||
1.10 | Elect Director S.C. Scott, III | Mgmt | For | For | |||
1.11 | Elect Director W.D. Smithburg | Mgmt | For | For | |||
1.12 | Elect Director G.F. Tilton | Mgmt | For | For | |||
1.13 | Elect Director M.D. White | Mgmt | For | For | |||
2 | Approve Omnibus Stock Plan | Mgmt | For | For | |||
3 | Approve Nonqualified Employee Stock Purchase Plan | Mgmt | For | For | |||
4 | Ratify Auditors | Mgmt | For | For | |||
5 | Report on Animal Testing | ShrHoldr | Against | Against | |||
6 | Adopt Principles for Health Care Reform | ShrHoldr | Against | Against | |||
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
05/13/09 AGM | Agrium Inc. | 8916108 | 3/23/2009 | 50,000 | |||
1.1 | Elect Director Ralph S. Cunningham | Mgmt | For | For | |||
1.2 | Elect Director Germaine Gibara | Mgmt | For | For | |||
1.3 | Elect Director Russell K. Girling | Mgmt | For | For | |||
1.4 | Elect Director Susan A. Henry | Mgmt | For | For | |||
1.5 | Elect Director Russell J. Horner | Mgmt | For | For | |||
1.6 | Elect Director A. Anne McLellan | Mgmt | For | For | |||
1.7 | Elect Director Derek G. Pannell | Mgmt | For | For | |||
1.8 | Elect Director Frank W. Proto | Mgmt | For | For | |||
1.9 | Elect Director Michael M. Wilson | Mgmt | For | For | |||
1.10 | Elect Director Victor J. Zaleschuk | Mgmt | For | For | |||
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | |||
04/30/09 AGM | Alexander & Baldwin, Inc. | 14482103 | 2/20/2009 | 82,485 | |||
1.1 | Elect Director W. Blake Baird | Mgmt | For | For | |||
1.2 | Elect Director Michael J. Chun | Mgmt | For | For | |||
1.3 | Elect Director W. Allen Doane | Mgmt | For | For | |||
1.4 | Elect Director Walter A. Dods, Jr. | Mgmt | For | For | |||
1.5 | Elect Director Charles G. King | Mgmt | For | For | |||
1.6 | Elect Director Constance H. Lau | Mgmt | For | For | |||
1.7 | Elect Director Douglas M. Pasquale | Mgmt | For | For | |||
1.8 | Elect Director Maryanna G. Shaw | Mgmt | For | For | |||
1.9 | Elect Director Jeffrey N. Watanabe | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
11/14/08 EGM | Allied Waste Industries, Inc. | 19589308 | 10/6/2008 | 0 | |||
1 | Approve Merger Agreement | Mgmt | For | ||||
2 | Adjourn Meeting | Mgmt | For | ||||
05/06/09 AGM | Altra Holdings Inc. | 02208R106 | 3/23/2009 | 129,382 | |||
1.1 | Elect Director Edmund M. Carpenter | Mgmt | For | Withhold | |||
1.2 | Elect Director Carl R. Christenson | Mgmt | For | For | |||
1.3 | Elect Director Lyle G. Ganske | Mgmt | For | For | |||
1.4 | Elect Director Michael L. Hurt | Mgmt | For | For | |||
1.5 | Elect Director Michael S. Lipscomb | Mgmt | For | Withhold | |||
1.6 | Elect Director Larry McPherson | Mgmt | For | Withhold | |||
1.7 | Elect Director James H. Woodward Jr. | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
05/19/09 AGM | Altria Group, Inc. | 02209S103 | 3/30/2009 | 378,900 | |||
1 | Elect Director Elizabeth E. Bailey | Mgmt | For | For | |||
2 | Elect Director Gerald L. Baliles | Mgmt | For | For | |||
3 | Elect Director Dinyar S. Devitre | Mgmt | For | For | |||
4 | Elect Director Thomas F. Farrell | Mgmt | For | For | |||
5 | Elect Director Robert E. R. Huntley | Mgmt | For | For | |||
6 | Elect Director Thomas W. Jones | Mgmt | For | For | |||
7 | Elect Director George Munoz | Mgmt | For | For | |||
8 | Elect Director Nabil Y. Sakkab | Mgmt | For | For | |||
9 | Elect Director Michael E. Szymanczyk | Mgmt | For | For | |||
10 | Ratify Auditors | Mgmt | For | For | |||
11 | Reduce Tobacco Harm to Health | ShrHoldr | Against | Against | |||
12 | Report on Marketing Practices on the Poor | ShrHoldr | Against | Against | |||
13 | Adopt Principles for Health Care Reform | ShrHoldr | Against | Against | |||
14 | Adopt Human Rights Protocols for Company and Suppliers | ShrHoldr | Against | For | |||
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
16 | Report on Political Contributions | ShrHoldr | Against | For | |||
04/27/09 AGM | American Express Co. | 25816109 | 2/27/2009 | 50,700 | |||
1.1 | Elect Director D.F. Akerson | Mgmt | For | For | |||
1.2 | Elect Director C. Barshefsky | Mgmt | For | For | |||
1.3 | Elect Director U.M. Burns | Mgmt | For | For | |||
1.4 | Elect Director K.I. Chenault | Mgmt | For | For | |||
1.5 | Elect Director P. Chernin | Mgmt | For | For | |||
1.6 | Elect Director J. Leschly | Mgmt | For | For | |||
1.7 | Elect Director R.C. Levin | Mgmt | For | For | |||
1.8 | Elect Director R.A. Mcginn | Mgmt | For | For | |||
1.9 | Elect Director E.D. Miller | Mgmt | For | For | |||
1.10 | Elect Director S.S Reinemund | Mgmt | For | For | |||
1.11 | Elect Director R.D. Walter | Mgmt | For | For | |||
1.12 | Elect Director R.A. Williams | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | |||
4 | Provide for Cumulative Voting | ShrHoldr | Against | For | |||
5 | Amend Bylaws-- Call Special Meetings | ShrHoldr | Against | For | |||
05/06/09 AGM | Amgen, Inc. | 31162100 | 3/9/2009 | 45,532 | |||
1 | Elect Director David Baltimore | Mgmt | For | For | |||
2 | Elect Director Frank J. Biondi, Jr. | Mgmt | For | For | |||
3 | Elect Director Francois de Carbonnel | Mgmt | For | For | |||
4 | Elect Director Jerry D. Choate | Mgmt | For | For | |||
5 | Elect Director Vance D. Coffman | Mgmt | For | For | |||
6 | Elect Director Frederick W. Gluck | Mgmt | For | For | |||
7 | Elect Director Frank C. Herringer | Mgmt | For | For | |||
8 | Elect Director Gilbert S. Omenn | Mgmt | For | For | |||
9 | Elect Director Judith C. Pelham | Mgmt | For | For | |||
10 | Elect Director J. Paul Reason | Mgmt | For | For | |||
11 | Elect Director Leonard D. Schaeffer | Mgmt | For | For | |||
12 | Elect Director Kevin W. Sharer | Mgmt | For | For | |||
13 | Ratify Auditors | Mgmt | For | For | |||
14 | Approve Omnibus Stock Plan | Mgmt | For | For | |||
15 | Reduce Supermajority Vote Requirement | Mgmt | For | For | |||
16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | ShrHoldr | Against | For | |||
17 | Reincorporate in Another State [from Delaware to North Dakota ] | ShrHoldr | Against | Against | |||
05/19/09 AGM | Anadarko Petroleum Corp. | 32511107 | 3/25/2009 | 58,046 | |||
1.1 | Elect Director Robert J. Allison, Jr. | Mgmt | For | For | |||
1.2 | Elect Director Peter J. Fluor | Mgmt | For | For | |||
1.3 | Elect Director John W. Poduska, Sr. | Mgmt | For | Against | |||
1.4 | Elect Director Paula Rosput Reynolds | Mgmt | For | Against | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Declassify the Board of Directors | Mgmt | For | For | |||
4 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | ShrHoldr | Against | For | |||
06/22/09 AGM | Armstrong World Industries, Inc. | 04247X102 | 3/27/2009 | 185,000 | |||
1.1 | Elect Director Stan A. Askren | Mgmt | For | For | |||
1.2 | Elect Director Jon A. Boscia | Mgmt | For | For | |||
1.3 | Elect Director James J. Gaffney | Mgmt | For | Withhold | |||
1.4 | Elect Director Robert C. Garland | Mgmt | For | For | |||
1.5 | Elect Director Judith R. Haberkorn | Mgmt | For | Withhold | |||
1.6 | Elect Director Michael D. Lockhart | Mgmt | For | For | |||
1.7 | Elect Director James J. O'Connor | Mgmt | For | For | |||
1.8 | Elect Director Russell F. Peppet | Mgmt | For | Withhold | |||
1.9 | Elect Director Arthur J. Pergament | Mgmt | For | For | |||
1.10 | Elect Director John J. Roberts | Mgmt | For | For | |||
1.11 | Elect Director A. M. Sanders, Jr. | Mgmt | For | Withhold | |||
2 | Ratify Auditors | Mgmt | For | For | |||
05/20/09 AGM | Astoria Financial Corp. | 46265104 | 3/23/2009 | 102,625 | |||
1.1 | Elect Director Gerard C. Keegan | Mgmt | For | For | |||
1.2 | Elect Director Denis J. Connors | Mgmt | For | For | |||
1.3 | Elect Director Thomas J. Donahue | Mgmt | For | For | |||
2 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
04/24/09 AGM | AT&T Inc | 00206R102 | 2/25/2009 | 234,000 | |||
1.1 | Elect Director Randall L. Stephenson | Mgmt | For | For | |||
1.2 | Elect Director William F. Aldinger III | Mgmt | For | Against | |||
1.3 | Elect Director Gilbert F. Amelio | Mgmt | For | Against | |||
1.4 | Elect Director Reuben V. Anderson | Mgmt | For | For | |||
1.5 | Elect Director James H. Blanchard | Mgmt | For | Against | |||
1.6 | Elect Director August A. Busch III | Mgmt | For | For | |||
1.7 | Elect Director Jaime Chico Pardo | Mgmt | For | For | |||
1.8 | Elect Director James P. Kelly | Mgmt | For | For | |||
1.9 | Elect Director Jon C. Madonna | Mgmt | For | For | |||
1.10 | Elect Director Lynn M. Martin | Mgmt | For | For | |||
1.11 | Elect Director John B. McCoy | Mgmt | For | For | |||
1.12 | Elect Director Mary S. Metz | Mgmt | For | For | |||
1.13 | Elect Director Joyce M. Roche | Mgmt | For | For | |||
1.14 | Elect Director Laura D Andrea Tyson | Mgmt | For | For | |||
1.15 | Elect Director Patricia P. Upton | Mgmt | For | Against | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Increase Authorized Common Stock | Mgmt | For | For | |||
4 | Report on Political Contributions | ShrHoldr | Against | For | |||
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | ShrHoldr | Against | For | |||
6 | Provide for Cumulative Voting | ShrHoldr | Against | For | |||
7 | Require Independent Board Chairman | ShrHoldr | Against | For | |||
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
9 | Exclude Pension Credits ftom Earnings Performance Measure | ShrHoldr | Against | For | |||
02/04/09 AGM | Atmos Energy Corp. | 49560105 | 12/10/2008 | 112,515 | |||
1.1 | Elect Director Ruben E. Esquivel | Mgmt | For | For | |||
1.2 | Elect Director Richard W. Cardin | Mgmt | For | For | |||
1.3 | Elect Director Thomas C. Meredith | Mgmt | For | For | |||
1.4 | Elect Director Nancy K. Quinn | Mgmt | For | For | |||
1.5 | Elect Director Stephen R. Springer | Mgmt | For | For | |||
1.6 | Elect Director Richard Ware II | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Declassify the Board of Directors | ShrHoldr | Against | For | |||
05/07/09 AGM | Avon Products, Inc. | 54303102 | 3/18/2009 | 100,000 | |||
1.1 | Elect Director W. Don Cornwell | Mgmt | For | For | |||
1.2 | Elect Director Edward T. Fogarty | Mgmt | For | For | |||
1.3 | Elect Director V. Ann Hailey | Mgmt | For | For | |||
1.4 | Elect Director Fred Hassan | Mgmt | For | Withhold | |||
1.5 | Elect Director Andrea Jung | Mgmt | For | For | |||
1.6 | Elect Director Maria Elena Lagomasino | Mgmt | For | Withhold | |||
1.7 | Elect Director Ann S. Moore | Mgmt | For | Withhold | |||
1.8 | Elect Director Paul S. Pressler | Mgmt | For | For | |||
1.9 | Elect Director Gary M. Rodkin | Mgmt | For | Withhold | |||
1.10 | Elect Director Paula Stern | Mgmt | For | For | |||
1.11 | Elect Director Lawrence A. Weinbach | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Report on Nanomaterial Product Safety | ShrHoldr | Against | Against | |||
12/05/08 EGM | Bank of America Corp. | 60505104 | 10/10/2008 | 97,500 | |||
1 | Issue Shares in Connection with Acquisition | Mgmt | For | For | |||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
3 | Increase Authorized Common Stock | Mgmt | For | For | |||
4 | Adjourn Meeting | Mgmt | For | For | |||
04/29/09 AGM | Bank of America Corp. | 60505104 | 3/4/2009 | 64,260 | |||
1.1 | Elect Director William Barnet, III | Mgmt | For | For | |||
1.2 | Elect Director Frank P. Bramble, Sr. | Mgmt | For | Against | |||
1.3 | Elect Director Virgis W. Colbert | Mgmt | For | For | |||
1.4 | Elect Director John T. Collins | Mgmt | For | For | |||
1.5 | Elect Director Gary L. Countryman | Mgmt | For | For | |||
1.6 | Elect Director Tommy R. Franks | Mgmt | For | For | |||
1.7 | Elect Director Charles K. Gifford | Mgmt | For | For | |||
1.8 | Elect Director Kenneth D. Lewis | Mgmt | For | Against | |||
1.9 | Elect Director Monica C. Lozano | Mgmt | For | Against | |||
1.10 | Elect Director Walter E. Massey | Mgmt | For | For | |||
1.11 | Elect Director Thomas J. May | Mgmt | For | For | |||
1.12 | Elect Director Patricia E. Mitchell | Mgmt | For | For | |||
1.13 | Elect Director Joseph W. Prueher | Mgmt | For | For | |||
1.14 | Elect Director Charles O. Rossotti | Mgmt | For | For | |||
1.15 | Elect Director Thomas M. Ryan | Mgmt | For | For | |||
1.16 | Elect Director O. Temple Sloan, Jr. | Mgmt | For | Against | |||
1.17 | Elect Director Robert L. Tillman | Mgmt | For | Against | |||
1.18 | Elect Director Jackie M. Ward | Mgmt | For | Against | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | |||
4 | Report on Government Service of Employees | ShrHoldr | Against | Against | |||
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
6 | Provide for Cumulative Voting | ShrHoldr | Against | For | |||
7 | Amend Articles/Bylaws/Charter -- Call Special Meetings | ShrHoldr | Against | For | |||
8 | Require Independent Board Chairman | ShrHoldr | Against | For | |||
9 | Report on Predatory Lending Policies | ShrHoldr | Against | For | |||
10 | Adopt Principles for Health Care Reform | ShrHoldr | Against | Against | |||
11 | TARP Related Compensation | ShrHoldr | Against | For | |||
05/07/09 AGM | Barnes Group, Inc. | 67806109 | 3/10/2009 | 50,000 | |||
1.1 | Elect Director Thomas J. Albani | Mgmt | For | For | |||
1.2 | Elect Director Thomas O. Barnes | Mgmt | For | For | |||
1.3 | Elect Director Gary G. Benanav | Mgmt | For | Withhold | |||
1.4 | Elect Director Mylle H. Mangum | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
11/21/08 EGM | Barr Pharmaceuticals Inc | 68306109 | 10/10/2008 | 117,000 | |||
1 | Approve Merger Agreement | Mgmt | For | For | |||
2 | Adjourn Meeting | Mgmt | For | For | |||
05/05/09 AGM | Baxter International Inc. | 71813109 | 3/9/2009 | 55,000 | |||
1.1 | Elect Director Walter E. Boomer | Mgmt | For | For | |||
1.2 | Elect Director James R. Gavin III | Mgmt | For | For | |||
1.3 | Elect Director Peter S. Hellman | Mgmt | For | For | |||
1.4 | Elect Director K. J. Storm | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Report on Animal Testing | ShrHoldr | Against | Against | |||
07/31/08 AGM | BE Aerospace, Inc. | 73302101 | 5/30/2008 | 100,000 | |||
1.1 | Elect Director Robert J. Khoury | Mgmt | For | For | |||
1.2 | Elect Director Jonathan M. Schofield | Mgmt | For | For | |||
2 | Implement MacBride Principles | ShrHoldr | Against | Against | |||
02/03/09 AGM | Becton, Dickinson and Company | 75887109 | 12/12/2008 | 75,475 | |||
1.1 | Elect Director Claire M. Fraser-Liggett | Mgmt | For | For | |||
1.2 | Elect Director Edward J. Ludwig | Mgmt | For | For | |||
1.3 | Elect Director Willard J. Overlock, Jr. | Mgmt | For | For | |||
1.4 | Elect Director Bertram L. Scott | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Declassify the Board of Directors | Mgmt | For | For | |||
4 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
5 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
6 | Amend Bylaws -- Call Special Meetings | ShrHoldr | Against | For | |||
7 | Provide for Cumulative Voting | ShrHoldr | Against | For | |||
04/29/09 AGM | Borg-Warner, Inc. | 99724106 | 3/2/2009 | 110,000 | |||
1.1 | Elect Director Phyllis O. Bonanno | Mgmt | For | Withhold | |||
1.2 | Elect Director Alexis P. Michas | Mgmt | For | For | |||
1.3 | Elect Director Richard O. Schaum | Mgmt | For | For | |||
1.4 | Elect Director Thomas T. Stallkamp | Mgmt | For | For | |||
1.5 | Elect Director Dennis C. Cuneo | Mgmt | For | For | |||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
04/30/09 AGM | Brookline Bancorp, Inc. | 11373M107 | 3/2/2009 | 182,000 | |||
1.1 | Elect Director John J. Doyle, Jr. | Mgmt | For | For | |||
1.2 | Elect Director Thomas J. Hollister | Mgmt | For | For | |||
1.3 | Elect Director Charles H. Peck | Mgmt | For | For | |||
1.4 | Elect Director Paul A. Perrault | Mgmt | For | For | |||
1.5 | Elect Director Joseph J. Slotnik | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
05/28/09 AGM | Brown Shoe Company, Inc. | 115736100 | 4/3/2009 | 248,625 | |||
1.1 | Elect Director Mario L. Baeza | Mgmt | For | For | |||
1.2 | Elect Director Joseph L. Bower | Mgmt | For | For | |||
1.3 | Elect Director Julie C. Esrey | Mgmt | For | For | |||
1.4 | Elect Director Carla Hendra | Mgmt | For | For | |||
1.5 | Elect Director Michael F. Neidorff | Mgmt | For | For | |||
1.6 | Elect Director Harold B. Wright | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
04/23/09 AGM | Burlington Northern Santa Fe Corp. | 12189T104 | 2/27/2009 | 35,000 | |||
1.1 | Elect Director Alan L. Boeckmann | Mgmt | For | For | |||
1.2 | Elect Director Donald G. Cook | Mgmt | For | For | |||
1.3 | Elect Director Vilma S. Martinez | Mgmt | For | For | |||
1.4 | Elect Director Marc F. Racicot | Mgmt | For | For | |||
1.5 | Elect Director Roy S. Roberts | Mgmt | For | For | |||
1.6 | Elect Director Matthew K. Rose | Mgmt | For | For | |||
1.7 | Elect Director Marc J. Shapiro | Mgmt | For | For | |||
1.8 | Elect Director J.C. Watts, Jr. | Mgmt | For | For | |||
1.9 | Elect Director Robert H. West | Mgmt | For | For | |||
1.10 | Elect Director J. Steven Whisler | Mgmt | For | For | |||
1.11 | Elect Director Edward E. Whitacre, Jr. | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
4 | Amend Bylaws-- Call Special Meetings | ShrHoldr | Against | For | |||
5 | Report on Political Contributions | ShrHoldr | Against | For | |||
11/19/08 AGM | CACI International, Inc. | 127190304 | 9/22/2008 | 43,900 | |||
1.1 | Elect Director Dan R. Bannister | Mgmt | For | For | |||
1.2 | Elect Director Paul M. Cofoni | Mgmt | For | For | |||
1.3 | Elect Director Gregory G. Johnson | Mgmt | For | For | |||
1.4 | Elect Director Richard L. Leatherwood | Mgmt | For | For | |||
1.5 | Elect Director J. Phillip London | Mgmt | For | For | |||
1.6 | Elect Director Michael J. Mancuso | Mgmt | For | For | |||
1.7 | Elect Director James L. Pavitt | Mgmt | For | For | |||
1.8 | Elect Director Warren R. Phillips | Mgmt | For | For | |||
1.9 | Elect Director Charles P. Revoile | Mgmt | For | For | |||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
3 | Adjourn Meeting | Mgmt | For | For | |||
4 | Ratify Auditors | Mgmt | For | For | |||
05/12/09 AGM | Cal Dive International, Inc. | 12802T101 | 3/27/2009 | 248,625 | |||
1.1 | Elect Director Quinn J. Hebert | Mgmt | For | For | |||
1.2 | Elect Director Todd A. Dittmann | Mgmt | For | For | |||
04/23/09 AGM | Capital One Financial Corp. | 14040H105 | 2/23/2009 | 63,745 | |||
1.1 | Elect Director Richard D. Fairbank | Mgmt | For | For | |||
1.2 | Elect Director E.R. Campbell | Mgmt | For | For | |||
1.3 | Elect Director Bradford H. Warner | Mgmt | For | For | |||
1.4 | Elect Director Stanley Westreich | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | |||
04/28/09 AGM | CEC Entertainment, Inc. | 125137109 | 3/2/2009 | 181,850 | |||
1.1 | Elect Director Richard M. Frank | Mgmt | For | For | |||
1.2 | Elect Director Tim T. Morris | Mgmt | For | For | |||
1.3 | Elect Director Louis P. Neeb | Mgmt | For | For | |||
2.0 | Amend Restricted Stock Plan | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
04/23/09 AGM | Celanese Corp. | 150870103 | 3/2/2009 | 220,000 | |||
1.1 | Elect Director James E. Barlett | Mgmt | For | For | |||
1.2 | Elect Director David F. Hoffmeister | Mgmt | For | For | |||
1.3 | Elect Director Paul H. O'Neill | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Approve Omnibus Stock Plan | Mgmt | For | For | |||
4 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For | For | |||
05/12/09 AGM | Cephalon, Inc. | 156708109 | 3/17/2009 | 52,500 | |||
1.1 | Elect Director Frank Baldino, Jr., Ph.D. | Mgmt | For | For | |||
1.2 | Elect Director William P. Egan | Mgmt | For | For | |||
1.3 | Elect Director Martyn D. Greenacre | Mgmt | For | For | |||
1.4 | Elect Director Vaughn M. Kailian | Mgmt | For | For | |||
1.5 | Elect Director Kevin E. Moley | Mgmt | For | For | |||
1.6 | Elect Director Charles A. Sanders, M.D. | Mgmt | For | For | |||
1.7 | Elect Director Gail R. Wilensky, Ph.D. | Mgmt | For | For | |||
1.8 | Elect Director Dennis L. Winger | Mgmt | For | For | |||
2 | Amend Stock Option Plan | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
04/08/09 AGM | Chattem, Inc. | 162456107 | 2/18/2009 | 88,700 | |||
1.1 | Elect Director Robert E. Bosworth | Mgmt | For | Withhold | |||
1.2 | Elect Director Gary D. Chazen | Mgmt | For | For | |||
1.3 | Elect Director Joey B. Hogan | Mgmt | For | For | |||
2 | Approve Omnibus Stock Plan | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
05/07/09 AGM | Chicago Bridge & Iron Co. | 167250109 | TNA | 3/13/2009 | 0 | ||
Meeting for ADR Holders | |||||||
1.1 | DIRECTOR PHILIP K. ASHERMAN | Mgmt | For | TNA | |||
1.2 | DIRECTOR L. RICHARD FLURY | Mgmt | For | TNA | |||
1.3 | DIRECTOR W. CRAIG KISSEL | Mgmt | For | TNA | |||
2 | TO AUTHORIZE PREPARATION OF OUR DUTCH STATUTORY ANNUAL ACCOUNTS AND ANNUAL REPORT OF OUR MANAGEMENT BOARD IN ENGLISH LANGUAGE. | Mgmt | For | TNA | |||
3 | TO DISCHARGE THE SOLE MEMBER OF OUR MANAGEMENT BOARD FROMLIABILITY IN RESPECT OF THE EXERCISE OF ITS DUTIES. | Mgmt | For | TNA | |||
4 | TO DISCHARGE THE MEMBERS OF THE SUPERVISORY BOARD FROM LIABILITYIN RESPECT OF THE EXERCISE OF THEIR DUTIES. | Mgmt | For | TNA | |||
5 | TO APPROVE THE FINAL DIVIDEND IN AN AMOUNT OF $0.16 PER SHARE. | Mgmt | For | TNA | |||
6 | APPROVE EXTENSION OF AUTHORITY OF OUR MANAGEMENT BOARD TO REPURCHASE UP TO 10% OF ISSUED SHARE CAPITAL OF THE COMPANY. | Mgmt | For | TNA | |||
7 | TO APPOINT ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2009. | Mgmt | For | TNA | |||
8 | AMEND ARTICLES OF ASSOCIATION TO PROVIDE THAT MANDATORYRETIREMENT DATE OF DIRECTORS WHO ATTAIN AGE OF SEVENTY-TWO WILLBE THE DAY ON WHICH ANNUAL MEETING IS HELD. | Mgmt | For | TNA | |||
9 | TO APPROVE THE AMENDMENT OF THE 2008 LONG-TERM INCENTIVE PLAN. | Mgmt | For | TNA | |||
10 | TO APPROVE THE AMENDMENT OF THE CHICAGO BRIDGE & IRON 2001 EMPLOYEE STOCK PURCHASE PLAN. | Mgmt | For | TNA | |||
11 | APPROVE EXTENSION OF AUTHORITY OF SUPERVISORY BOARD TO ISSUE AND/OR GRANT RIGHTS TO ACQUIRE SHARES, NEVER TO EXCEED NUMBER OF AUTHORIZED BUT UNISSUED SHARES. | Mgmt | For | TNA | |||
12 | RECEIVE EXPLANATION ON COMPANY'S RESERVES AND DIVIDEND POLICY | ||||||
05/13/09 AGM | Cinemark Holdings Inc. | 17243V102 | 3/20/2009 | 3,200 | |||
1.1 | Elect Director Vahe A. Dombalagian | Mgmt | For | For | |||
1.2 | Elect Director Peter R. Ezersky | Mgmt | For | For | |||
1.3 | Elect Director Carlos M. Sepulveda | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
11/13/08 AGM | Cisco Systems, Inc. | 17275R102 | 9/15/2008 | 400,000 | |||
1 | Elect Director Carol A. Bartz | Mgmt | For | For | |||
2 | Elect Director M. Michele Burns | Mgmt | For | For | |||
3 | Elect Director Michael D. Capellas | Mgmt | For | For | |||
4 | Elect Director Larry R. Carter | Mgmt | For | For | |||
5 | Elect Director John T. Chambers | Mgmt | For | For | |||
6 | Elect Director Brian L. Halla | Mgmt | For | For | |||
7 | Elect Director John L. Hennessy | Mgmt | For | For | |||
8 | Elect Director Richard M. Kovacevich | Mgmt | For | For | |||
9 | Elect Director Roderick C. McGeary | Mgmt | For | For | |||
10 | Elect Director Michael K. Powell | Mgmt | For | For | |||
11 | Elect Director Steven M. West | Mgmt | For | For | |||
12 | Elect Director Jerry Yang | Mgmt | For | For | |||
13 | Ratify Auditors | Mgmt | For | For | |||
14 | Amend Bylaws to Establish a Board Committee on Human Rights | ShrHoldr | Against | Against | |||
15 | Report on Internet Fragmentation | ShrHoldr | Against | Against | |||
04/21/09 AGM | Citigroup Inc. | 172967101 | 2/27/2009 | 61,150 | |||
1.1 | Elect Director C. Michael Armstrong | Mgmt | For | Against | |||
1.2 | Elect Director Alain J.P. Belda | Mgmt | For | Against | |||
1.3 | Elect Director John M. Deutch | Mgmt | For | Against | |||
1.4 | Elect Director Jerry A. Grundhofer | Mgmt | For | For | |||
1.5 | Elect Director Andrew N. Liveris | Mgmt | For | For | |||
1.6 | Elect Director Anne Mulcahy | Mgmt | For | Against | |||
1.7 | Elect Director Michael E. O'Neill | Mgmt | For | For | |||
1.8 | Elect Director Vikram Pandit | Mgmt | For | For | |||
1.9 | Elect Director Richard D. Parsons | Mgmt | For | For | |||
1.10 | Elect Director Lawrence R. Ricciardi | Mgmt | For | For | |||
1.11 | Elect Director Judith Rodin | Mgmt | For | For | |||
1.12 | Elect Director Robert L. Ryan | Mgmt | For | For | |||
1.13 | Elect Director Anthony M. Santomero | Mgmt | For | For | |||
1.14 | Elect Director William S. Thompson, Jr. | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Approve Omnibus Stock Plan | Mgmt | For | For | |||
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |||
5 | Disclose Prior Government Service | ShrHoldr | Against | Against | |||
6 | Report on Political Contributions | ShrHoldr | Against | For | |||
7 | Report on Predatory Lending Policies | ShrHoldr | Against | For | |||
8 | Require More Director Nominations Than Open Seats | ShrHoldr | Against | Against | |||
9 | Prepare Carbon Principles Report | ShrHoldr | Against | Against | |||
10 | Stock Retention/Holding Period | ShrHoldr | Against | For | |||
11 | Disclose Information on Compensation Consultant | ShrHoldr | Against | For | |||
12 | Amend Articles/Bylaws/Charter -- Call Special Meetings | ShrHoldr | Against | For | |||
13 | Restore or Provide for Cumulative Voting | ShrHoldr | Against | For | |||
07/24/08 EGM | Clear Channel Communications, Inc. | 184502102 | 6/19/2008 | 190,000 | |||
1 | Approve Merger Agreement | Mgmt | For | For | |||
2 | Adjourn Meeting | Mgmt | For | For | |||
3 | Other Business | Mgmt | For | For | |||
10/30/08 AGM | Coach, Inc. | 189754104 | 9/3/2008 | 150,000 | |||
1.1 | Elect Director Lew Frankfort | Mgmt | For | For | |||
1.2 | Elect Director Susan Kropf | Mgmt | For | For | |||
1.3 | Elect Director Gary Loveman | Mgmt | For | For | |||
1.4 | Elect Director Ivan Menezes | Mgmt | For | For | |||
1.5 | Elect Director Irene Miller | Mgmt | For | For | |||
1.6 | Elect Director Keith Monda | Mgmt | For | For | |||
1.7 | Elect Director Michael Murphy | Mgmt | For | For | |||
1.8 | Elect Director Jide Zeitlin | Mgmt | For | For | |||
2 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | |||
05/13/09 AGM | ConocoPhillips | 20825C104 | 3/16/2009 | 87,750 | |||
1.1 | Elect Director Richard L. Armitage | Mgmt | For | For | |||
1.2 | Elect Director Richard H. Auchinleck | Mgmt | For | For | |||
1.3 | Elect Director James E. Copeland, Jr. | Mgmt | For | For | |||
1.4 | Elect Director Kenneth M. Duberstein | Mgmt | For | For | |||
1.5 | Elect Director Ruth R. Harkin | Mgmt | For | For | |||
1.6 | Elect Director Harold W. McGraw III | Mgmt | For | For | |||
1.7 | Elect Director James J. Mulva | Mgmt | For | For | |||
1.8 | Elect Director Harald J. Norvik | Mgmt | For | For | |||
1.9 | Elect Director William K. Reilly | Mgmt | For | For | |||
1.10 | Elect Director Bobby S. Shackouls | Mgmt | For | For | |||
1.11 | Elect Director Victoria J. Tschinkel | Mgmt | For | For | |||
1.12 | Elect Director Kathryn C. Turner | Mgmt | For | For | |||
1.13 | Elect Director William E. Wade, Jr. | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Approve Omnibus Stock Plan | Mgmt | For | For | |||
4 | Adopt Principles for Health Care Reform | ShrHoldr | Against | Against | |||
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
6 | Report on Political Contributions | ShrHoldr | Against | For | |||
7 | Adopt Quantitative GHG Goals for Products and Operations | ShrHoldr | Against | For | |||
8 | Report on Environmental Impact of Oil Sands Operations in Canada | ShrHoldr | Against | For | |||
9 | Require Director Nominee Qualifications | ShrHoldr | Against | Against | |||
05/18/09 AGM | Consolidated Edison, Inc. | 209115104 | 3/30/2009 | 48,371 | |||
1.1 | Elect Director Kevin Burke | Mgmt | For | For | |||
1.2 | Elect Director Vincent A. Calarco | Mgmt | For | For | |||
1.3 | Elect Director George Campbell, Jr. | Mgmt | For | For | |||
1.4 | Elect Director Gordon J. Davis | Mgmt | For | For | |||
1.5 | Elect Director Michael J. Del Giudice | Mgmt | For | For | |||
1.6 | Elect Director Ellen V. Futter | Mgmt | For | For | |||
1.7 | Elect Director John F. Hennessy III | Mgmt | For | For | |||
1.8 | Elect Director Sally Hernandez | Mgmt | For | For | |||
1.9 | Elect Director John F. Kilian | Mgmt | For | For | |||
1.10 | Elect Director Eugene R. McGrath | Mgmt | For | For | |||
1.11 | Elect Director Michael W. Ranger | Mgmt | For | For | |||
1.12 | Elect Director L. Frederick Sutherland | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Increase Disclosure of Executive Compensation | ShrHoldr | Against | Against | |||
05/06/09 AGM | CVS Caremark Corp | 126650100 | 3/12/2009 | 300,000 | |||
1.1 | Elect Director Edwin M. Banks | Mgmt | For | For | |||
1.2 | Elect Director C. David Brown II | Mgmt | For | For | |||
1.3 | Elect Director David W. Dorman | Mgmt | For | For | |||
1.4 | Elect Director Kristen E. Gibney Williams | Mgmt | For | For | |||
1.5 | Elect Director Marian L. Heard | Mgmt | For | For | |||
1.6 | Elect Director William H. Joyce | Mgmt | For | For | |||
1.7 | Elect Director Jean-Pierre Million | Mgmt | For | For | |||
1.8 | Elect Director Terrence Murray | Mgmt | For | For | |||
1.9 | Elect Director C.A. Lance Piccolo | Mgmt | For | For | |||
1.10 | Elect Director Sheli Z. Rosenberg | Mgmt | For | For | |||
1.11 | Elect Director Thomas M. Ryan | Mgmt | For | For | |||
1.12 | Elect Director Richard J. Swift | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Amend Articles/Bylaws/Charter -- Call Special Meetings | ShrHoldr | Against | For | |||
4 | Require Independent Board Chairman | ShrHoldr | Against | For | |||
5 | Report on Political Contributions | ShrHoldr | Against | For | |||
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
05/21/09 AGM | Dean Foods Company | 242370104 | 3/25/2009 | 100,000 | |||
1.1 | Elect Director Janet Hill | Mgmt | For | For | |||
1.2 | Elect Director Hector M. Nevares | Mgmt | For | For | |||
2 | Amend Omnibus Stock Plan | Mgmt | For | Against | |||
3 | Ratify Auditors | Mgmt | For | For | |||
04/21/09 AGM | Discover Financial Services | 254709108 | 2/23/2009 | 97,500 | |||
1.1 | Elect Director Jeffrey S. Aronin | Mgmt | For | For | |||
1.2 | Elect Director Mary K. Bush | Mgmt | For | For | |||
1.3 | Elect Director Gregory C. Case | Mgmt | For | For | |||
1.4 | Elect Director Robert M. Devlin | Mgmt | For | For | |||
1.5 | Elect Director Cynthia A. Glassman | Mgmt | For | For | |||
1.6 | Elect Director Richard H. Lenny | Mgmt | For | For | |||
1.7 | Elect Director Thomas G. Maheras | Mgmt | For | For | |||
1.8 | Elect Director Michael H. Moskow | Mgmt | For | For | |||
1.9 | Elect Director David W. Nelms | Mgmt | For | For | |||
1.10 | Elect Director E. Follin Smith | Mgmt | For | For | |||
1.11 | Elect Director Lawrence A.Weinbach | Mgmt | For | For | |||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
11/05/08 EGM | Eddie Bauer Holdings, Inc | 71625107 | 10/3/2008 | 100,000 | |||
1 | Amend Stock Ownership Limitations | Mgmt | For | For | |||
2 | Adjourn Meeting | Mgmt | For | For | |||
05/08/09 AGM | Eddie Bauer Holdings, Inc | 71625107 | 3/11/2009 | 97,500 | |||
1.1 | Elect Director William T. End | Mgmt | For | For | |||
1.2 | Elect Director Mcneil S. Fiske Jr. | Mgmt | For | For | |||
1.3 | Elect Director Kenneth M. Reiss | Mgmt | For | For | |||
1.4 | Elect Director Jerry M. Comstock, Jr. | Mgmt | For | For | |||
1.5 | Elect Director Scott Galloway | Mgmt | For | For | |||
1.6 | Elect Director Stephen E. Watson | Mgmt | For | For | |||
1.7 | Elect Director William E. Redmond, Jr. | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
06/19/09 AGM | Electronics For Imaging, Inc. | 286082102 | 5/19/2009 | 135,000 | |||
1.1 | Elect Director Gill Cogan | Mgmt | For | For | |||
1.2 | Elect Director Guy Gecht | Mgmt | For | For | |||
1.3 | Elect Director Thomas Georgens | Mgmt | For | For | |||
1.4 | Elect Director James S. Greene | Mgmt | For | For | |||
1.5 | Elect Director Richard A. Kashnow | Mgmt | For | For | |||
1.6 | Elect Director Dan Maydan | Mgmt | For | For | |||
1.7 | Elect Director Fred Rosenzweig | Mgmt | For | For | |||
2 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | |||
3 | Amend Omnibus Stock Plan | Mgmt | For | Against | |||
4 | Approve Stock Option Exchange Program | Mgmt | For | Against | |||
5 | Approve Stock Option Exchange Program | Mgmt | For | Against | |||
6 | Ratify Auditors | Mgmt | For | For | |||
05/06/09 AGM | EMC Corp. | 268648102 | 3/5/2009 | 361,725 | |||
1 | Elect Director Michael W. Brown | Mgmt | For | For | |||
2 | Elect Director Randolph L. Cowen | Mgmt | For | For | |||
3 | Elect Director Michael J. Cronin | Mgmt | For | For | |||
4 | Elect Director Gail Deegan | Mgmt | For | For | |||
5 | Elect Director John R. Egan | Mgmt | For | For | |||
6 | Elect Director W. Paul Fitzgerald | Mgmt | For | For | |||
7 | Elect Director Edmund F. Kelly | Mgmt | For | For | |||
8 | Elect Director Windle B. Priem | Mgmt | For | For | |||
9 | Elect Director Paul Sagan | Mgmt | For | For | |||
10 | Elect Director David N. Strohm | Mgmt | For | For | |||
11 | Elect Director Joseph M. Tucci | Mgmt | For | For | |||
12 | Ratify Auditors | Mgmt | For | For | |||
13 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | |||
14 | Permit Right to Call Special Meeting | Mgmt | For | For | |||
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
05/01/09 AGM | Entrust, Inc. | 293848107 | 2/19/2009 | 292,500 | |||
1.1 | Elect Director F. William Conner | Mgmt | For | For | |||
1.2 | Elect Director Douglas Schloss | Mgmt | For | For | |||
1.3 | Elect Director Ray Washburne | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
03/04/09 AGM | Esterline Technologies Corp. | 297425100 | 1/6/2009 | 115,000 | |||
1.1 | Elect Director Lewis E. Burns | Mgmt | For | For | |||
1.2 | Elect Director Robert S. Cline | Mgmt | For | For | |||
1.3 | Elect Director Jerry D. Leitman | Mgmt | For | For | |||
1.4 | Elect Director Paul V. Haack | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
05/27/09 AGM | Exxon Mobil Corp. | 30231G102 | 4/6/2009 | 100,000 | |||
1.1 | Elect Director M.J. Boskin | Mgmt | For | For | |||
1.2 | Elect Director L.R. Faulkner | Mgmt | For | For | |||
1.3 | Elect Director K.C. Frazier | Mgmt | For | For | |||
1.4 | Elect Director .W. George | Mgmt | For | For | |||
1.5 | Elect Director R.C. King | Mgmt | For | For | |||
1.6 | Elect Director M.C. Nelson | Mgmt | For | For | |||
1.7 | Elect Director S.J. Palmisano | Mgmt | For | For | |||
1.8 | Elect Director S.S Reinemund | Mgmt | For | For | |||
1.9 | Elect Director R.W. Tillerson | Mgmt | For | For | |||
1.10 | Elect Director E.E. Whitacre, Jr. | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Provide for Cumulative Voting | ShrHoldr | Against | For | |||
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | ShrHoldr | Against | For | |||
5 | Reincorporate in Another State [from New Jersey to North Dakota] | ShrHoldr | Against | Against | |||
6 | Require Independent Board Chairman | ShrHoldr | Against | For | |||
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
8 | Compare CEO Compensation to Average U.S. per Capita Income | ShrHoldr | Against | Against | |||
9 | Review Anti-discrimination Policy on Corporate Sponsorships and Executive Perks | ShrHoldr | Against | Against | |||
10 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | ShrHoldr | Against | For | |||
11 | Adopt Quantitative GHG Goals for Products and Operations | ShrHoldr | Against | For | |||
12 | Report on Climate Change Impacts on Emerging Countries | ShrHoldr | Against | Against | |||
13 | Adopt Policy to Increase Renewable Energy | ShrHoldr | Against | For | |||
05/13/09 AGM | First Mercury Financial Corporation | 320841109 | 3/19/2009 | 175,500 | |||
1.1 | Elect Director Thomas B. Kearney | Mgmt | For | Withhold | |||
1.2 | Elect Director William C. Tyler | Mgmt | For | For | |||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
3 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
4 | Ratify Auditors | Mgmt | For | For | |||
06/11/09 AGM | Freeport-McMoRan Copper & Gold Inc. | 35671D857 | 4/14/2009 | 68,250 | |||
1.1 | Elect Director Richard C. Adkerson | Mgmt | For | For | |||
1.2 | Elect Director Robert J. Allison, Jr. | Mgmt | For | For | |||
1.3 | Elect Director Robert A. Day | Mgmt | For | For | |||
1.4 | Elect Director Gerald J. Ford | Mgmt | For | For | |||
1.5 | Elect Director H. Devon Graham, Jr. | Mgmt | For | For | |||
1.6 | Elect Director J. Bennett Johnston | Mgmt | For | For | |||
1.7 | Elect Director Charles C. Krulak | Mgmt | For | For | |||
1.8 | Elect Director Bobby Lee Lackey | Mgmt | For | For | |||
1.9 | Elect Director Jon C. Madonna | Mgmt | For | For | |||
1.10 | Elect Director Dustan E. McCoy | Mgmt | For | For | |||
1.11 | Elect Director Gabrielle K. McDonald | Mgmt | For | For | |||
1.12 | Elect Director James R. Moffett | Mgmt | For | For | |||
1.13 | Elect Director B.M. Rankin, Jr. | Mgmt | For | For | |||
1.14 | Elect Director J. Stapleton Roy | Mgmt | For | For | |||
1.15 | Elect Director Stephen H. Siegele | Mgmt | For | For | |||
1.16 | Elect Director J. Taylor Wharton | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | |||
4 | Request Director Nominee Environmental Qualifications | ShrHoldr | Against | For | |||
04/22/09 AGM | General Electric Co. | 369604103 | 2/23/2009 | 219,375 | |||
1.1 | Elect Director James I. Cash, Jr. | Mgmt | For | For | |||
1.2 | Elect Director William M. Castell | Mgmt | For | For | |||
1.3 | Elect Director Ann M. Fudge | Mgmt | For | For | |||
1.4 | Elect Director Susan Hockfield | Mgmt | For | For | |||
1.5 | Elect Director Jeffrey R. Immelt | Mgmt | For | For | |||
1.6 | Elect Director Andrea Jung | Mgmt | For | For | |||
1.7 | Elect Director Alan G. (A.G.) Lafley | Mgmt | For | Against | |||
1.8 | Elect Director Robert W. Lane | Mgmt | For | For | |||
1.9 | Elect Director Ralph S. Larsen | Mgmt | For | For | |||
1.10 | Elect Director Rochelle B. Lazarus | Mgmt | For | For | |||
1.11 | Elect Director James J. Mulva | Mgmt | For | For | |||
1.12 | Elect Director Sam Nunn | Mgmt | For | For | |||
1.13 | Elect Director Roger S. Penske | Mgmt | For | Against | |||
1.14 | Elect Director Robert J. Swieringa | Mgmt | For | For | |||
1.15 | Elect Director Douglas A. Warner III | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Provide for Cumulative Voting | ShrHoldr | Against | For | |||
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
5 | Evaluate the Potential Conversion of the Corporation's Business Units into Four or More Public Corporations and Distribute New Shares | ShrHoldr | Against | Against | |||
6 | Adopt Policy to Cease the Payments of Dividends or Equivalent Payments to Senior Executives for Shares Not Owned | ShrHoldr | Against | For | |||
7 | Submit Severance Agreement (Change in Control) to shareholder Vote | ShrHoldr | Against | For | |||
04/20/09 AGM | Genuine Parts Co. | 372460105 | 2/12/2009 | 68,250 | |||
1.1 | Elect Director Mary B. Bullock | Mgmt | For | For | |||
1.2 | Elect Director Jean Douville | Mgmt | For | For | |||
1.3 | Elect Director Thomas C. Gallagher | Mgmt | For | For | |||
1.4 | Elect Director George C. 'Jack' Guynn | Mgmt | For | For | |||
1.5 | Elect Director John D. Johns | Mgmt | For | For | |||
1.6 | Elect Director Michael M.E. Johns | Mgmt | For | For | |||
1.7 | Elect Director J. Hicks Lanier | Mgmt | For | Withhold | |||
1.8 | Elect Director Wendy B. Needham | Mgmt | For | For | |||
1.9 | Elect Director Jerry W. Nix | Mgmt | For | For | |||
1.10 | Elect Director Larry L. Prince | Mgmt | For | For | |||
1.11 | Elect Director Gary W. Rollins | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
05/21/09 AGM | Genzyme Corp. | 372917104 | 3/31/2009 | 70,000 | |||
1.1 | Elect Director Douglas A. Berthiaume | Mgmt | For | For | |||
1.2 | Elect Director Gail K. Boudreaux | Mgmt | For | For | |||
1.3 | Elect Director Robert J. Carpenter | Mgmt | For | For | |||
1.4 | Elect Director Charles L. Cooney | Mgmt | For | For | |||
1.5 | Elect Director Victor J. Dzau | Mgmt | For | For | |||
1.6 | Elect Director Connie Mack III | Mgmt | For | For | |||
1.7 | Elect Director Richard F. Syron | Mgmt | For | For | |||
1.8 | Elect Director Henri A. Termeer | Mgmt | For | For | |||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
3 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For | For | |||
4 | Ratify Auditors | Mgmt | For | For | |||
09/04/08 AGM | H&R Block, Inc. | 93671105 | 7/7/2008 | 100,000 | |||
1 | Elect Director Alan M. Bennett | Mgmt | For | For | |||
2 | Elect Director Thomas M. Bloch | Mgmt | For | For | |||
3 | Elect Director Richard C. Breeden | Mgmt | For | For | |||
4 | Elect Director Robert A. Gerard | Mgmt | For | For | |||
5 | Elect Director Len J. Lauer | Mgmt | For | For | |||
6 | Elect Director David B. Lewis | Mgmt | For | For | |||
7 | Elect Director Tom D. Seip | Mgmt | For | For | |||
8 | Elect Director L. Edward Shaw, Jr. | Mgmt | For | For | |||
9 | Elect Director Russell P. Smyth | Mgmt | For | For | |||
10 | Elect Director Christianna Wood | Mgmt | For | For | |||
11 | Amend Articles of Incorporation to Require an Independent Chairman | Mgmt | For | For | |||
12 | Approve Decrease in Size of Board | Mgmt | For | For | |||
13 | Impose Director Term Limits | Mgmt | For | Against | |||
14 | Limit Voting Rights of Preferred Stock | Mgmt | For | For | |||
15 | Advisory Vote on Executive Compensation - Approve Application of Compensation Philosophy, Policies and Procedures | Mgmt | For | For | |||
16 | Approve Deferred Compensation Plan | Mgmt | For | For | |||
17 | Ratify Auditors | Mgmt | For | For | |||
10/24/08 AGM | Harris Corp. | 413875105 | 8/29/2008 | 190,000 | |||
1 | Elect Director Lewis Hay III | Mgmt | For | For | |||
2 | Elect Director Karen Katen | Mgmt | For | For | |||
3 | Elect Director Stephen P. Kaufman | Mgmt | For | For | |||
4 | Elect Director Hansel E. Tookes II | Mgmt | For | For | |||
5 | Ratify Auditors | Mgmt | For | For | |||
6 | Increase Authorized Common Stock | Mgmt | For | For | |||
7 | Declassify the Board of Directors | Mgmt | For | For | |||
04/28/09 AGM | Harsco Corp. | 415864107 | 3/3/2009 | 100,000 | |||
1.1 | Elect Director G.D.H. Butler | Mgmt | For | For | |||
1.2 | Elect Director K.G. Eddy | Mgmt | For | For | |||
1.3 | Elect Director S.D. Fazzolari | Mgmt | For | For | |||
1.4 | Elect Director S. E. Graham | Mgmt | For | For | |||
1.5 | Elect Director T.D. Growcock | Mgmt | For | For | |||
1.6 | Elect Director H. W. Knueppel | Mgmt | For | For | |||
1.7 | Elect Director D.H. Pierce | Mgmt | For | For | |||
1.9 | Elect Director J.I. Scheiner | Mgmt | For | For | |||
1.10 | Elect Director A.J. Sordoni, III | Mgmt | For | For | |||
1.11 | Elect Director R.C. Wilburn | Mgmt | For | For | |||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
03/18/09 AGM | Hewlett-Packard Co. | 428236103 | 1/20/2009 | 129,500 | |||
1 | Elect Director Lawrence T. Babbio, Jr. | Mgmt | For | For | |||
2 | Elect Director Sari M. Baldauf | Mgmt | For | For | |||
3 | Elect Director Rajiv L. Gupta | Mgmt | For | For | |||
4 | Elect Director John H. Hammergren | Mgmt | For | For | |||
5 | Elect Director Mark V. Hurd | Mgmt | For | For | |||
6 | Elect Director Joel Z. Hyatt | Mgmt | For | For | |||
7 | Elect Director John R. Joyce | Mgmt | For | For | |||
8 | Elect Director Robert L. Ryan | Mgmt | For | For | |||
9 | Elect Director Lucille S. Salhany | Mgmt | For | For | |||
10 | Elect Director G. Kennedy Thompson | Mgmt | For | For | |||
11 | Ratify Auditors | Mgmt | For | For | |||
05/28/09 AGM | Home Depot, Inc. | 437076102 | 3/30/2009 | 200,000 | |||
1 | Elect Director F. Duane Ackerman | Mgmt | For | For | |||
2 | Elect Director David H. Batchelder | Mgmt | For | For | |||
3 | Elect Director Francis S. Blake | Mgmt | For | For | |||
4 | Elect Director Ari Bousbib | Mgmt | For | For | |||
5 | Elect Director Gregory D. Brenneman | Mgmt | For | For | |||
6 | Elect Director Albert P. Carey | Mgmt | For | For | |||
7 | Elect Director Armando Codina | Mgmt | For | For | |||
8 | Elect Director Bonnie G. Hill | Mgmt | For | For | |||
9 | Elect Director Karen L. Katen | Mgmt | For | For | |||
10 | Ratify Auditors | Mgmt | For | For | |||
11 | Approve Right to Call Special Meetings | Mgmt | For | Against | |||
12 | Provide for Cumulative Voting | ShrHoldr | Against | For | |||
13 | Call Special Meetings | ShrHoldr | Against | For | |||
14 | Prepare Employment Diversity Report | ShrHoldr | Against | For | |||
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
16 | Assess Energy Use and Establish Reduction Targets | ShrHoldr | Against | For | |||
04/27/09 AGM | Honeywell International, Inc. | 438516106 | 2/27/2009 | 136,500 | |||
1.1 | Elect Director Gordon M. Bethune | Mgmt | For | Against | |||
1.2 | Elect Director Jaime Chico Pardo | Mgmt | For | For | |||
1.3 | Elect Director David M. Cote | Mgmt | For | For | |||
1.4 | Elect Director D. Scott Davis | Mgmt | For | For | |||
1.5 | Elect Director Linnet F. Deily | Mgmt | For | For | |||
1.6 | Elect Director Clive R. Hollick | Mgmt | For | Against | |||
1.7 | Elect Director George Paz | Mgmt | For | For | |||
1.8 | Elect Director Bradley T. Sheares | Mgmt | For | Against | |||
1.9 | Elect Director John R. Stafford | Mgmt | For | Against | |||
1.10 | Elect Director Michael W. Wright | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Provide for Cumulative Voting | ShrHoldr | Against | For | |||
4 | Adopt Principles for Health Care Reform | ShrHoldr | Against | Against | |||
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
6 | Adopt Anti Gross-up Policy | ShrHoldr | Against | For | |||
7 | Amend Bylaws-- Call Special Meetings | ShrHoldr | Against | For | |||
04/07/09 AGM | IDEX Corp. | 45167R104 | 2/20/2009 | 121,875 | |||
1.1 | Elect Director William M. Cook | Mgmt | For | For | |||
1.2 | Elect Director Frank S. Hermance | Mgmt | For | For | |||
1.3 | Elect Director Michael T. Tokarz | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
05/08/09 AGM | Illinois Tool Works Inc. | 452308109 | 3/10/2009 | 60,000 | |||
1.1 | Elect Director William F. Aldinger | Mgmt | For | For | |||
1.2 | Elect Director Marvin D. Brailsford | Mgmt | For | For | |||
1.3 | Elect Director Susan Crown | Mgmt | For | For | |||
1.4 | Elect Director Don H. Davis, Jr. | Mgmt | For | For | |||
1.5 | Elect Director Robert C. McCormack | Mgmt | For | For | |||
1.6 | Elect Director Robert S. Morrison | Mgmt | For | For | |||
1.7 | Elect Director James A. Skinner | Mgmt | For | For | |||
1.8 | Elect Director Harold B. Smith | Mgmt | For | For | |||
1.9 | Elect Director David B. Speer | Mgmt | For | For | |||
1.10 | Elect Director Pamela B. Strobel | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Submit SERP to Shareholder Vote | ShrHoldr | Against | For | |||
05/20/09 AGM | Intel Corp. | 458140100 | 3/23/2009 | 180,375 | |||
1 | Elect Director Charlene Barshefsky | Mgmt | For | For | |||
2 | Elect Director Susan L. Decker | Mgmt | For | For | |||
3 | Elect Director John J. Donahoe | Mgmt | For | For | |||
4 | Elect Director Reed E. Hundt | Mgmt | For | For | |||
5 | Elect Director Paul S. Otellini | Mgmt | For | For | |||
6 | Elect Director James D. Plummer | Mgmt | For | For | |||
7 | Elect Director David S. Pottruck | Mgmt | For | For | |||
8 | Elect Director Jane E. Shaw | Mgmt | For | For | |||
9 | Elect Director John L. Thornton | Mgmt | For | For | |||
10 | Elect Director Frank D. Yeary | Mgmt | For | For | |||
11 | Elect Director David B. Yoffie | Mgmt | For | For | |||
12 | Ratify Auditors | Mgmt | For | For | |||
13 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
14 | Approve Stock Option Exchange Program | Mgmt | For | For | |||
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |||
16 | Provide for Cumulative Voting | ShrHoldr | Against | For | |||
17 | Adopt Policy on Human Rights to Water | ShrHoldr | Against | Against | |||
04/28/09 AGM | International Business Machines Corp. | 459200101 | 2/27/2009 | 108,525 | |||
1.1 | Elect Director A. J. P. Belda | Mgmt | For | For | |||
1.2 | Elect Director C. Black | Mgmt | For | For | |||
1.3 | Elect Director W. R. Brody | Mgmt | For | For | |||
1.4 | Elect Director K. I. Chenault | Mgmt | For | For | |||
1.5 | Elect Director M. L. Eskew | Mgmt | For | For | |||
1.6 | Elect Director S. A. Jackson | Mgmt | For | For | |||
1.7 | Elect Director T. Nishimuro | Mgmt | For | For | |||
1.8 | Elect Director J. W. Owens | Mgmt | For | For | |||
1.9 | Elect Director S. J. Palmisano | Mgmt | For | For | |||
1.10 | Elect Director J. E. Spero | Mgmt | For | For | |||
1.11 | Elect Director S. Taurel | Mgmt | For | For | |||
1.12 | Elect Director L. H. Zambrano | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | |||
4 | Provide for Cumulative Voting | ShrHoldr | Against | For | |||
5 | Review Executive Compensation | ShrHoldr | Against | For | |||
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
02/13/09 AGM | Jack In the Box Inc. | 466367109 | 12/19/2008 | 221,000 | |||
1.1 | Elect Director Michael E. Alpert | Mgmt | For | For | |||
1.2 | Elect Director David L. Goebel | Mgmt | For | For | |||
1.3 | Elect Director Anne B. Gust | Mgmt | For | For | |||
1.4 | Elect Director Murray H. Hutchison | Mgmt | For | For | |||
1.5 | Elect Director Linda A. Lang | Mgmt | For | For | |||
1.6 | Elect Director Michael W. Murphy | Mgmt | For | For | |||
1.7 | Elect Director David M. Tehle | Mgmt | For | For | |||
1.8 | Elect Director Winifred M. Webb | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
04/23/09 AGM | Johnson & Johnson | 478160104 | 2/24/2009 | 170,625 | |||
1.1 | Elect Director Mary Sue Coleman | Mgmt | For | For | |||
1.2 | Elect Director James G. Cullen | Mgmt | For | For | |||
1.3 | Elect Director Michael M.E. Johns | Mgmt | For | For | |||
1.4 | Elect Director Arnold G. Langbo | Mgmt | For | For | |||
1.5 | Elect Director Susan L. Lindquist | Mgmt | For | For | |||
1.6 | Elect Director Leo F. Mullin | Mgmt | For | For | |||
1.7 | Elect Director Wiliam D. Perez | Mgmt | For | For | |||
1.8 | Elect Director Charles Prince | Mgmt | For | For | |||
1.9 | Elect Director David Satcher | Mgmt | For | For | |||
1.10 | Elect Director William C. Weldon | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
05/19/09 AGM | JPMorgan Chase & Co. | 46625H100 | 3/20/2009 | 173,062 | |||
1.1 | Elect Director Crandall C. Bowles | Mgmt | For | For | |||
1.2 | Elect Director Stephen B. Burke | Mgmt | For | For | |||
1.3 | Elect Director David M. Cote | Mgmt | For | For | |||
1.4 | Elect Director James S. Crown | Mgmt | For | For | |||
1.5 | Elect Director James Dimon | Mgmt | For | For | |||
1.6 | Elect Director Ellen V. Futter | Mgmt | For | For | |||
1.7 | Elect Director William H. Gray, III | Mgmt | For | For | |||
1.8 | Elect Director Laban P. Jackson, Jr. | Mgmt | For | For | |||
1.9 | Elect Director David C. Novak | Mgmt | For | For | |||
1.10 | Elect Director Lee R. Raymond | Mgmt | For | For | |||
1.11 | Elect Director William C. Weldon | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |||
4 | Disclose Prior Government Service | ShrHoldr | Against | Against | |||
5 | Provide for Cumulative Voting | ShrHoldr | Against | For | |||
6 | Amend Articles/Bylaws/Charter -- Call Special Meetings | ShrHoldr | Against | For | |||
7 | Report on Predatory Lending Policies | ShrHoldr | Against | Against | |||
8 | Amend Key Executive Performance Plan | ShrHoldr | Against | For | |||
9 | Stock Retention/Holding Period | ShrHoldr | Against | For | |||
10 | Prepare Carbon Principles Report | ShrHoldr | Against | Against | |||
05/21/09 AGM | KeyCorp | 493267108 | 3/24/2009 | 88,725 | |||
1.1 | Elect Director William G. Bares | Mgmt | For | For | |||
1.2 | Elect Director Carol A. Cartwright | Mgmt | For | For | |||
1.3 | Elect Director Kristen L. Manos | Mgmt | For | For | |||
1.4 | Elect Director Thomas C. Stevens | Mgmt | For | For | |||
2 | Require Majority Vote for Election of Directors | Mgmt | For | For | |||
3 | Amend Votes Per Share of Existing Stock | Mgmt | For | For | |||
4 | Ratify Auditors | Mgmt | For | For | |||
5 | Advisory Vote to Ratify Named Executive Officer's Compensation | Mgmt | For | For | |||
05/20/09 AGM | Kraft Foods Inc | 50075N104 | 3/12/2009 | 104,581 | |||
1.1 | Elect Director Ajay Banga | Mgmt | For | Against | |||
1.2 | Elect Director Myra M. Hart | Mgmt | For | For | |||
1.3 | Elect Director Lois D. Juliber | Mgmt | For | For | |||
1.4 | Elect Director Mark D. Ketchum | Mgmt | For | For | |||
1.5 | Elect Director Richard A. Lerner | Mgmt | For | For | |||
1.6 | Elect Director John C. Pope | Mgmt | For | For | |||
1.7 | Elect Director Fredric G. Reynolds | Mgmt | For | For | |||
1.8 | Elect Director Irene B. Rosenfeld | Mgmt | For | For | |||
1.9 | Elect Director Deborah C. Wright | Mgmt | For | For | |||
1.10 | Elect Director Frank G. Zarb | Mgmt | For | For | |||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | ShrHoldr | Against | For | |||
05/06/09 AGM | Laboratory Corporation of America Holdings | 50540R409 | 3/13/2009 | 48,750 | |||
1 | Elect Director Thomas P. Mac Mahon | Mgmt | For | For | |||
2 | Elect Director Kerrii B. Anderson | Mgmt | For | For | |||
3 | Elect Director Jean-Luc Belingard | Mgmt | For | Against | |||
4 | Elect Director David P. King | Mgmt | For | For | |||
5 | Elect Director Wendy E. Lane | Mgmt | For | For | |||
6 | Elect Director Robert E. Mittelstaedt, Jr. | Mgmt | For | For | |||
7 | Elect Director Arthur H. Rubenstein | Mgmt | For | For | |||
8 | Elect Director M. Keith Weikel | Mgmt | For | For | |||
9 | Elect Director R. Sanders Williams | Mgmt | For | For | |||
10 | Ratify Auditors | Mgmt | For | For | |||
04/30/09 AGM | LINCOLN EDUCATIONAL SERVICES CORP | 533535100 | 3/17/2009 | 250,000 | |||
1.1 | Elect Director Peter S. Burgess | Mgmt | For | For | |||
1.2 | Elect Director David F. Carney | Mgmt | For | For | |||
1.3 | Elect Director Paul E. Glaske | Mgmt | For | Withhold | |||
1.4 | Elect Director Shaun E. McAlmont | Mgmt | For | For | |||
1.5 | Elect Director J. Barry Morrow | Mgmt | For | For | |||
1.6 | Elect Director James J. Burke, Jr. | Mgmt | For | Withhold | |||
1.7 | Elect Director Celia H. Currin | Mgmt | For | For | |||
1.8 | Elect Director Charles F. Kalmbach | Mgmt | For | Withhold | |||
1.9 | Elect Director Alexis P. Michas | Mgmt | For | Withhold | |||
1.10 | Elect Director Jerry G. Rubenstein | Mgmt | For | For | |||
2 | Amend Non-Employee Director Restricted Stock Plan | Mgmt | For | Against | |||
3 | Ratify Auditors | Mgmt | For | For | |||
04/23/09 AGM | Lockheed Martin Corp. | 539830109 | 3/2/2009 | 60,000 | |||
1.1 | Elect Director E. C. "Pete" Aldrige, Jr. | Mgmt | For | Against | |||
1.2 | Elect Director Nolan D. Archibald | Mgmt | For | Against | |||
1.3 | Elect Director David B. Burritt | Mgmt | For | For | |||
1.4 | Elect Director James O. Ellis, Jr. | Mgmt | For | For | |||
1.5 | Elect Director Gwendolyn S. King | Mgmt | For | For | |||
1.6 | Elect Director James M. Loy | Mgmt | For | For | |||
1.7 | Elect Director Douglas H. McCorkindale | Mgmt | For | Against | |||
1.8 | Elect Director Joseph W. Ralston | Mgmt | For | For | |||
1.9 | Elect Director Frank Savage | Mgmt | For | For | |||
1.10 | Elect Director James Schneider | Mgmt | For | Against | |||
1.11 | Elect Director Anne Stevens | Mgmt | For | Against | |||
1.12 | Elect Director Robert J. Stevens | Mgmt | For | For | |||
1.13 | Elect Director James R. Ukropina | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Reduce Supermajority Vote Requirement | Mgmt | For | For | |||
4 | Report on Space-based Weapons Program | ShrHoldr | Against | Against | |||
5 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | ShrHoldr | Against | For | |||
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
04/29/09 AGM | Luxottica Group S.p.A. | 55068R202 | TNA | 3/26/2009 | 0 | ||
Meeting for ADR Holders | |||||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | TNA | |||
2 | Approve Allocation of Income | Mgmt | For | TNA | |||
Elect Directors, Fix Their Number, and Approve Their Remuneration | |||||||
3.1 | Slate Submitted by Delfin Sarl | Mgmt | TNA | ||||
3.2 | Slate Submitted by Institutional Investors | Mgmt | TNA | ||||
Appoint Internal Statutory Auditors and Approve Auditors' Remuneration | |||||||
4.1 | Slate Submitted by Delfin Sarl | Mgmt | TNA | ||||
4.2 | Slate Submitted by Institutional Investors | Mgmt | TNA | ||||
07/15/08 EGM | Macrovision Solutions Corp. | 55611C108 | 6/9/2008 | 100,000 | |||
1 | Approve Omnibus Stock Plan | Mgmt | For | For | |||
2 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For | For | |||
04/29/09 AGM | Marathon Oil Corp | 565849106 | 3/2/2009 | 76,519 | |||
1.1 | Elect Director Charles F. Bolden, Jr. | Mgmt | For | For | |||
1.2 | Elect Director Gregory H. Boyce | Mgmt | For | For | |||
1.3 | Elect Director Clarence P. Cazalot, Jr. | Mgmt | For | For | |||
1.4 | Elect Director David A. Daberko | Mgmt | For | For | |||
1.5 | Elect Director William L. Davis | Mgmt | For | For | |||
1.6 | Elect Director Shirley Ann Jackson | Mgmt | For | For | |||
1.7 | Elect Director Philip Lader | Mgmt | For | For | |||
1.8 | Elect Director Charles R. Lee | Mgmt | For | For | |||
1.9 | Elect Director Michael E. J. Phelps | Mgmt | For | For | |||
1.10 | Elect Director Dennis H. Reilley | Mgmt | For | For | |||
1.11 | Elect Director Seth E. Schofield | Mgmt | For | For | |||
1.12 | Elect Director John W. Snow | Mgmt | For | For | |||
1.13 | Elect Director Thomas J. Usher | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Amend Bylaws-- Call Special Meetings | ShrHoldr | Against | For | |||
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
05/27/09 AGM | McDonald's Corp. | 580135101 | 3/30/2009 | 110,000 | |||
1 | Elect Director Robert A. Eckert | Mgmt | For | For | |||
2 | Elect Director Enrique Hernandez, Jr. | Mgmt | For | For | |||
3 | Elect Director Jeanne P. Jackson | Mgmt | For | For | |||
4 | Elect Director Andrew J. McKenna | Mgmt | For | For | |||
5 | Ratify Auditors | Mgmt | For | For | |||
6 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
7 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | |||
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
9 | Phase out Sales of Eggs from Battery Cage Hens | ShrHoldr | Against | Against | |||
08/21/08 AGM | Medtronic, Inc. | 585055106 | 6/23/2008 | 75,000 | |||
1.1 | Elect Director Victor J. Dzau | Mgmt | For | For | |||
1.2 | Elect Director William A. Hawkins | Mgmt | For | For | |||
1.3 | Elect Director Shirley A. Jackson | Mgmt | For | For | |||
1.4 | Elect Director Denise M. O'Leary | Mgmt | For | For | |||
1.5 | Elect Director Jean-Pierre Rosso | Mgmt | For | For | |||
1.6 | Elect Director Jack W. Schuler | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Approve Omnibus Stock Plan | Mgmt | For | For | |||
04/28/09 AGM | Merck & Co., Inc. | 589331107 | 2/27/2009 | 97,500 | |||
1 | Elect Director Leslie A. Brun | Mgmt | For | For | |||
2 | Elect Director Thomas R. Cech | Mgmt | For | For | |||
3 | Elect Director Richard T. Clark | Mgmt | For | For | |||
4 | Elect Director Thomas H. Glocer | Mgmt | For | For | |||
5 | Elect Director Steven F. Goldstone | Mgmt | For | For | |||
6 | Elect Director William B. Harrison, Jr. | Mgmt | For | For | |||
7 | Elect Director Harry R. Jacobson | Mgmt | For | For | |||
8 | Elect Director William N. Kelley | Mgmt | For | For | |||
9 | Elect Director Rochelle B. Lazarus | Mgmt | For | For | |||
10 | Elect Director Carlos E. Represas | Mgmt | For | For | |||
11 | Elect Director Thomas E. Shenk | Mgmt | For | For | |||
12 | Elect Director Anne M. Tatlock | Mgmt | For | For | |||
13 | Elect Director Samuel O. Thier | Mgmt | For | For | |||
14 | Elect Director Wendell P. Weeks | Mgmt | For | For | |||
15 | Elect Director Peter C. Wendell | Mgmt | For | For | |||
16 | Ratify Auditors | Mgmt | For | For | |||
17 | Fix Number of Directors | Mgmt | For | For | |||
18 | Amend Bylaws-- Call Special Meetings | ShrHoldr | Against | For | |||
19 | Require Independent Lead Director | ShrHoldr | Against | Against | |||
20 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
12/05/08 EGM | Merrill Lynch & Co., Inc. | 590188108 | 10/10/2008 | 19,500 | |||
1 | Approve Merger Agreement | Mgmt | For | For | |||
2 | Amend Certificate of Incorporation to Permit Holders of Series 2 and 3 Preferred Stock the Right to vote with Common Stock Holders | Mgmt | For | For | |||
3 | Adjourn Meeting | Mgmt | For | For | |||
11/19/08 AGM | Microsoft Corp. | 594918104 | 9/5/2008 | 400,000 | |||
1 | Elect Director Steven A. Ballmer | Mgmt | For | For | |||
2 | Elect Director James I. Cash, Jr. | Mgmt | For | For | |||
3 | Elect Director Dina Dublon | Mgmt | For | For | |||
4 | Elect Director William H. Gates, III | Mgmt | For | For | |||
5 | Elect Director Raymond V. Gilmartin | Mgmt | For | For | |||
6 | Elect Director Reed Hastings | Mgmt | For | For | |||
7 | Elect Director David F. Marquardt | Mgmt | For | For | |||
8 | Elect Director Charles H. Noski | Mgmt | For | For | |||
9 | Elect Director Helmut Panke | Mgmt | For | For | |||
10 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | |||
11 | Amend Non-Employee Director Omnibus Stock Plan | Mgmt | For | For | |||
12 | Ratify Auditors | Mgmt | For | For | |||
13 | Adopt Policies to Protect Freedom of Access to the Internet | ShrHoldr | Against | Against | |||
14 | Amend Bylaws to Establish a Board Committee on Human Rights | ShrHoldr | Against | Against | |||
15 | Report on Charitable Contributions | ShrHoldr | Against | Against | |||
06/24/09 AGM | Mobile Mini, Inc. | 60740F105 | 4/27/2009 | 216,450 | |||
1.1 | Elect Director Stephen A Mcconnell | Mgmt | For | For | |||
1.2 | Elect Director Jeffrey S. Goble | Mgmt | For | For | |||
1.3 | Elect Director Michael E. Donovan | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Amend Omnibus Stock Plan | Mgmt | For | Against | |||
02/09/09 EGM | Morgan Stanley | 617446448 | 12/15/2008 | 165,750 | |||
1 | Approve Conversion of Securities | Mgmt | For | For | |||
2 | Adjourn Meeting | Mgmt | For | For | |||
04/29/09 AGM | Morgan Stanley | 617446448 | 3/4/2009 | 165,750 | |||
1.1 | Elect Director Roy J. Bostock | Mgmt | For | Against | |||
1.2 | Elect Director Erskine B. Bowles | Mgmt | For | For | |||
1.3 | Elect Director Howard J. Davies | Mgmt | For | For | |||
1.4 | Elect Director Nobuyuki Hirano | Mgmt | For | For | |||
1.5 | Elect Director C. Robert Kidder | Mgmt | For | For | |||
1.6 | Elect Director John J. Mack | Mgmt | For | For | |||
1.7 | Elect Director Donald T. Nicolaisen | Mgmt | For | For | |||
1.8 | Elect Director Charles H. Noski | Mgmt | For | For | |||
1.9 | Elect Director Hutham S. Olayan | Mgmt | For | For | |||
1.10 | Elect Director Charles E. Phillips, Jr. | Mgmt | For | For | |||
1.11 | Elect Director Griffith Sexton | Mgmt | For | For | |||
1.12 | Elect Director Laura D. Tyson | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |||
4 | Amend Omnibus Stock Plan | Mgmt | For | Against | |||
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | ShrHoldr | Against | For | |||
6 | Require Independent Board Chairman | ShrHoldr | Against | For | |||
05/19/09 AGM | Morgans Hotel Group Company | 61748W108 | 3/27/2009 | 445,000 | |||
1.1 | Elect Director Deepak Chopra | Mgmt | For | Withhold | |||
1.2 | Elect Director Robert Friedman | Mgmt | For | Withhold | |||
1.3 | Elect Director Jeffrey M. Gault | Mgmt | For | Withhold | |||
1.4 | Elect Director Marc Gordon | Mgmt | For | Withhold | |||
1.5 | Elect Director David T. Hamamoto | Mgmt | For | Withhold | |||
1.6 | Elect Director Thomas L. Harrison | Mgmt | For | Withhold | |||
1.7 | Elect Director Fred J. Kleisner | Mgmt | For | Withhold | |||
1.8 | Elect Director Edwin L. Knetzger, III | Mgmt | For | Withhold | |||
1.9 | Elect Director Michael D. Malone | Mgmt | For | Withhold | |||
1.10 | Elect Director David J. Moore | Mgmt | For | Withhold | |||
2 | Ratify Auditors | Mgmt | For | For | |||
06/10/09 AGM | NCI INC | 62886K104 | 4/20/2009 | 65,000 | |||
1.1 | Elect Director Charles K. Narang | Mgmt | For | For | |||
1.2 | Elect Director Terry W. Glasgow | Mgmt | For | For | |||
1.3 | Elect Director James P. Allen | Mgmt | For | For | |||
1.4 | Elect Director John E. Lawler | Mgmt | For | For | |||
1.5 | Elect Director Paul V. Lombardi | Mgmt | For | For | |||
1.6 | Elect Director J. Patrick McMahon | Mgmt | For | For | |||
1.7 | Elect Director Gurvinder P. Singh | Mgmt | For | For | |||
1.8 | Elect Director Stephen L. Waechter | Mgmt | For | For | |||
1.9 | Elect Director Daniel R. Young | Mgmt | For | For | |||
2 | Amend Omnibus Stock Plan | Mgmt | For | Against | |||
3 | Ratify Auditors | Mgmt | For | For | |||
06/10/09 AGM | New York Community Bancorp, Inc. | 649445103 | 4/16/2009 | 200,000 | |||
1.1 | Elect Director Maureen E. Clancy | Mgmt | For | For | |||
1.2 | Elect Director Robert S. Farrell | Mgmt | For | For | |||
1.3 | Elect Director Joseph R. Ficalora | Mgmt | For | For | |||
1.4 | Elect Director James J. O'Donovan | Mgmt | For | For | |||
1.5 | Elect Director Hanif W. Dahya | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
04/20/09 AGM | NewAlliance Bancshares, Inc. | 650203102 | 3/9/2009 | 265,000 | |||
1.1 | Elect Director Robert J. Lyons, Jr. | Mgmt | For | For | |||
1.2 | Elect Director Eric A. Marziali | Mgmt | For | For | |||
1.3 | Elect Director Julia M. McNamara | Mgmt | For | For | |||
1.4 | Elect Director Peyton R. Patterson | Mgmt | For | For | |||
1.5 | Elect Director Gerald B. Rosenberg | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Other Business | Mgmt | For | Against | |||
05/05/09 AGM | Newell Rubbermaid Inc. | 651229106 | 3/13/2009 | 97,500 | |||
1.1 | Elect Director Thomas E. Clarke | Mgmt | For | For | |||
1.2 | Elect Director Domenico De Sole | Mgmt | For | For | |||
1.3 | Elect Director Elizabeth Cuthbert-Millett | Mgmt | For | For | |||
1.4 | Elect Director Steven J. Strobel | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
03/17/09 EGM | Noble Corporation | G65422100 | 2/10/2009 | 156,000 | |||
1 | Change Country of Incorporation to Switzerland Through a Scheme of Arrangement | Mgmt | For | For | |||
2 | Adjourn Meeting | Mgmt | For | For | |||
05/28/09 AGM | Noble Corporation | H5833N103 | TNA | 4/14/2009 | 0 | ||
This is a duplicate meeting for ballots received via the Broadridge North American Ballot Distribution System | |||||||
1 | Approval Of The Payment Of A Dividend Through A Reduction Of Thepar Value Of The Shares In An Amount Equal To Swiss Francs 0.25 | Mgmt | For | TNA | |||
2.1 | Director Julie H. Edwards | Mgmt | For | TNA | |||
2.2 | Director Marc E. Leland | Mgmt | For | TNA | |||
2.3 | Director David W. Williams | Mgmt | For | TNA | |||
3 | Approval Of The Appointment Of Pricewaterhousecoopers Llp Asnoble Corporation S Independent Registered Public Accountingfirm For 2009 | Mgmt | For | TNA | |||
4 | Amend Articles Re: (Non-Routine) | Mgmt | For | TNA | |||
04/23/09 AGM | Nokia Corp. | 654902204 | 2/17/2009 | 268,125 | |||
Meeting for ADR Holders | |||||||
1 | Open Meeting | ||||||
2 | Calling the Meeting to Order | ||||||
3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | ||||||
4 | Acknowledge Proper Convening of Meeting | ||||||
5 | Prepare and Approve List of Shareholders | ||||||
6 | Receive Financial Statements and Statutory Reports; Receive CEO's Review | ||||||
7 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | |||
8 | Approve Allocation of Income and Dividends of EUR 0.40 Per Share | Mgmt | For | For | |||
9 | Approve Discharge of Board and President | Mgmt | For | For | |||
10 | Approve Remuneration of Directors in the Amount of EUR 440,000 for Chairman, EUR 150,000 for Vice Chairman, and EUR 130,000 for Other Directors; Approve Remuneration for Committee Work | Mgmt | For | For | |||
11 | Fix Number of Directors at 11 | Mgmt | For | For | |||
12.1 | Reelect Georg Ehrnrooth as Director | Mgmt | For | For | |||
12.2 | Reelect Lalita D. Gupte as Director | Mgmt | For | For | |||
12.3 | Reelect Bengt Holmstrom as Director | Mgmt | For | For | |||
12.4 | Reelect Henning Kagermann as Director | Mgmt | For | For | |||
12.5 | Reelect Olli-Pekka Kallasvuo as Director | Mgmt | For | For | |||
12.6 | Reelect Per Karlsson as Director | Mgmt | For | For | |||
12.7 | Reelect Jorma Ollila as Director | Mgmt | For | For | |||
12.8 | Reelect Marjorie Scardino as Director | Mgmt | For | For | |||
12.9 | Reelect Risto Siilasmaa as Director | Mgmt | For | For | |||
12.10 | Reelect Keijo Suila as Directors as Director | Mgmt | For | For | |||
12.11 | Elect Isabel Marey-Semper as New Director | Mgmt | For | For | |||
13 | Approve Remuneration of Auditors | Mgmt | For | For | |||
14 | Ratify PricewaterhouseCoopers Oy as Auditors | Mgmt | For | For | |||
15 | Authorize Repurchase of up to 360 Million Nokia Shares | Mgmt | For | For | |||
16 | Close Meeting | ||||||
17 | MARK THE FOR BOX IF YOU WISH TO INSTRUCT THE DEPOSITARY TO GIVE A PROXY TO LEENA SIIRALA OR ESA NIINIMAKI, BOTH LEGALCOUNSELS OF NOKIA CORPORATION, TO VOTE, IN THEIR DISCRETION, ONYOUR BEHALF ONLY UPON ITEM 17. | Mgmt | Against | ||||
05/20/09 AGM | Northrop Grumman Corp. | 666807102 | 3/24/2009 | 77,500 | |||
1 | Elect Director Lewis W. Coleman | Mgmt | For | For | |||
2 | Elect Director Thomas B. Fargo | Mgmt | For | For | |||
3 | Elect Director Victor H. Fazio | Mgmt | For | For | |||
4 | Elect Director Donald E. Felsinger | Mgmt | For | For | |||
5 | Elect Director Stephen E. Frank | Mgmt | For | For | |||
6 | Elect Director Bruce S. Gordon | Mgmt | For | For | |||
7 | Elect Director Madeleine Kleiner | Mgmt | For | For | |||
8 | Elect Director Karl J. Krapek | Mgmt | For | For | |||
9 | Elect Director Richard B. Myers | Mgmt | For | For | |||
10 | Elect Director Aulana L. Peters | Mgmt | For | For | |||
11 | Elect Director Kevin W. Sharer | Mgmt | For | For | |||
12 | Elect Director Ronald D. Sugar | Mgmt | For | For | |||
13 | Ratify Auditors | Mgmt | For | For | |||
14 | Report on Space-based Weapons Program | ShrHoldr | Against | Against | |||
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | ShrHoldr | Against | For | |||
05/18/09 AGM | Nu Skin Enterprises Inc. | 67018T105 | 3/31/2009 | 555,000 | |||
1.1 | Elect Director Nevin N. Andersen | Mgmt | For | For | |||
1.2 | Elect Director Daniel W. Campbell | Mgmt | For | For | |||
1.3 | Elect Director E.J. "Jake" Garn | Mgmt | For | Withhold | |||
1.4 | Elect Director M. Truman Hunt | Mgmt | For | For | |||
1.5 | Elect Director Andrew D. Lipman | Mgmt | For | Withhold | |||
1.6 | Elect Director Steven J. Lund | Mgmt | For | For | |||
1.7 | Elect Director Patricia A. Negron | Mgmt | For | Withhold | |||
1.8 | Elect Director Thomas R. Pisano | Mgmt | For | For | |||
1.9 | Elect Director Blake M. Roney | Mgmt | For | For | |||
1.10 | Elect Director Sandra N. Tillotson | Mgmt | For | For | |||
1.11 | Elect Director David D. Ussery | Mgmt | For | Withhold | |||
2 | Ratify Auditors | Mgmt | For | For | |||
03/04/09 AGM | Parametric Technology Corp. | 699173209 | 1/5/2009 | 248,625 | |||
1.1 | Elect Director Donald K. Grierson | Mgmt | For | For | |||
1.2 | Elect Director James E. Heppelmann | Mgmt | For | For | |||
1.3 | Elect Director Oscar B. Marx, III | Mgmt | For | For | |||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
05/06/09 AGM | PepsiCo, Inc. | 713448108 | 3/6/2009 | 100,000 | |||
1 | Elect Director S.L. Brown | Mgmt | For | For | |||
2 | Elect Director I.M. Cook | Mgmt | For | For | |||
3 | Elect Director D. Dublon | Mgmt | For | For | |||
4 | Elect Director V.J. Dzau | Mgmt | For | For | |||
5 | Elect Director R.L. Hunt | Mgmt | For | For | |||
6 | Elect Director A. Ibarguen | Mgmt | For | For | |||
7 | Elect Director A.C. Martinez | Mgmt | For | For | |||
8 | Elect Director I.K. Nooyi | Mgmt | For | For | |||
9 | Elect Director S.P. Rockefeller | Mgmt | For | For | |||
10 | Elect Director J.J. Schiro | Mgmt | For | Against | |||
11 | Elect Director L.G. Trotter | Mgmt | For | For | |||
12 | Elect Director D.Vasella | Mgmt | For | For | |||
13 | Elect Director M.D. White | Mgmt | For | For | |||
14 | Ratify Auditors | Mgmt | For | For | |||
15 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | |||
16 | Report on Recycling | ShrHoldr | Against | Against | |||
17 | Report on Genetically Engineered Products | ShrHoldr | Against | Against | |||
18 | Report on Charitable Contributions | ShrHoldr | Against | Against | |||
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
04/23/09 AGM | Pfizer Inc. | 717081103 | 2/24/2009 | 414,375 | |||
1.1 | Elect Director Dennis A. Ausiello | Mgmt | For | For | |||
1.2 | Elect Director Michael S. Brown | Mgmt | For | For | |||
1.3 | Elect Director M. Anthony Burns | Mgmt | For | For | |||
1.4 | Elect Director Robert N. Burt | Mgmt | For | For | |||
1.5 | Elect Director W. Don Cornwell | Mgmt | For | For | |||
1.6 | Elect Director William H. Gray, III | Mgmt | For | For | |||
1.7 | Elect Director Constance J. Horner | Mgmt | For | For | |||
1.8 | Elect Director James M. Kilts | Mgmt | For | For | |||
1.9 | Elect Director Jeffrey B. Kindler | Mgmt | For | For | |||
1.10 | Elect Director George A. Lorch | Mgmt | For | For | |||
1.11 | Elect Director Dana G. Mead | Mgmt | For | For | |||
1.12 | Elect Director Suzanne Nora Johnson | Mgmt | For | For | |||
1.13 | Elect Director Stephen W. Sanger | Mgmt | For | For | |||
1.14 | Elect Director William C. Steere, Jr. | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
4 | Limit/Prohibit Executive Stock-Based Awards | ShrHoldr | Against | Against | |||
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
6 | Provide for Cumulative Voting | ShrHoldr | Against | For | |||
7 | Amend Bylaws -- Call Special Meetings | ShrHoldr | Against | For | |||
07/23/08 AGM | PGT INC | 69336V101 | 5/30/2008 | 110,000 | |||
1.1 | Elect Director Daniel Agroskin | Mgmt | For | For | |||
1.2 | Elect Director Richard D. Feintuch | Mgmt | For | For | |||
1.3 | Elect Director Ramsey A. Frank | Mgmt | For | For | |||
1.4 | Elect Director Brett N. Milgrim | Mgmt | For | For | |||
2 | Approve Repricing of Options | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
05/12/09 AGM | PGT INC | 69336V101 | 4/14/2009 | 142,888 | |||
1.1 | Elect Director Paul S. Levy | Mgmt | For | Withhold | |||
1.2 | Elect Director Rodney Hershberger | Mgmt | For | Withhold | |||
1.3 | Elect Director Floyd F. Sherman | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
05/05/09 AGM | Philip Morris International Inc. | 718172109 | 3/10/2009 | 225,000 | |||
1.1 | Elect Director Harold Brown | Mgmt | For | For | |||
1.2 | Elect Director Mathis Cabiallavetta | Mgmt | For | For | |||
1.3 | Elect Director Louis C. Camilleri | Mgmt | For | For | |||
1.4 | Elect Director J. Dudley Fishburn | Mgmt | For | For | |||
1.5 | Elect Director Graham Mackay | Mgmt | For | For | |||
1.6 | Elect Director Sergio Marchionne | Mgmt | For | Against | |||
1.7 | Elect Director Lucio A. Noto | Mgmt | For | For | |||
1.8 | Elect Director Carlos Slim Helu | Mgmt | For | For | |||
1.9 | Elect Director Stephen M. Wolf | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
05/21/09 AGM | Pinnacle Airlines Corp. | 723443107 | 3/26/2009 | 96,743 | |||
1.1 | Elect Director Donald J. Breeding | Mgmt | For | For | |||
1.2 | Elect Director Susan M. Coughlin | Mgmt | For | For | |||
1.3 | Elect Director R. Philip Shannon | Mgmt | For | For | |||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
08/07/08 AGM | Polo Ralph Lauren Corp. | 731572103 | 6/23/2008 | 50,000 | |||
1.1 | Elect Frank A. Bennack, Jr. | Mgmt | For | For | |||
1.2 | Elect Joel L. Fleishman | Mgmt | For | For | |||
1.3 | Elect Terry S. Semel | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
04/16/09 AGM | PPG Industries, Inc. | 693506107 | 2/20/2009 | 45,000 | |||
1.1 | Elect Director Charles E. Bunch | Mgmt | For | For | |||
1.2 | Elect Director Robert Ripp | Mgmt | For | For | |||
1.3 | Elect Director Thomas J. Usher | Mgmt | For | For | |||
1.4 | Elect Director David R. Whitwam | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
04/28/09 AGM | Praxair, Inc. | 74005P104 | 3/2/2009 | 50,000 | |||
1.1 | Elect Director Stephen F. Angel | Mgmt | For | For | |||
1.2 | Elect Director Nance K. Dicciani | Mgmt | For | For | |||
1.3 | Elect Director Edward G. Galante | Mgmt | For | For | |||
1.4 | Elect Director Claire W. Gargalli | Mgmt | For | For | |||
1.5 | Elect Director Ira D. Hall | Mgmt | For | For | |||
1.6 | Elect Director Raymond W. LeBoeuf | Mgmt | For | For | |||
1.7 | Elect Director Larry D. McVay | Mgmt | For | For | |||
1.8 | Elect Director Wayne T. Smith | Mgmt | For | For | |||
1.9 | Elect Director H. Mitchell Watson, Jr. | Mgmt | For | For | |||
1.10 | Elect Director Robert L. Wood | Mgmt | For | For | |||
2 | Approve Omnibus Stock Plan | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
08/12/08 AGM | Precision Castparts Corp. | 740189105 | 6/19/2008 | 50,000 | |||
1.1 | Elect Director Don R. Graber | Mgmt | For | For | |||
1.2 | Elect Director Lester L. Lyles | Mgmt | For | For | |||
2 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For | For | |||
3 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
4 | Ratify Auditors | Mgmt | For | For | |||
03/03/09 EGM | QUALCOMM Inc. | 747525103 | 1/2/2009 | 156,000 | |||
1.1 | Elect Director Barbara T. Alexander | Mgmt | For | For | |||
1.2 | Elect Director Stephen M. Bennett | Mgmt | For | For | |||
1.3 | Elect Director Donald G. Cruickshank | Mgmt | For | For | |||
1.4 | Elect Director Raymond V. Dittamore | Mgmt | For | For | |||
1.5 | Elect Director Thomas W. Horton | Mgmt | For | For | |||
1.6 | Elect Director Irwin Mark Jacobs | Mgmt | For | For | |||
1.7 | Elect Director Paul E. Jacobs | Mgmt | For | For | |||
1.8 | Elect Director Robert E. Kahn | Mgmt | For | For | |||
1.9 | Elect Director Sherry Lansing | Mgmt | For | For | |||
1.10 | Elect Director Duane A. Nelles | Mgmt | For | For | |||
1.11 | Elect Director Marc I. Stern | Mgmt | For | For | |||
1.12 | Elect Director Brent Scowcroft | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
05/28/09 AGM | Raytheon Co. | 755111507 | 4/3/2009 | 75,000 | |||
1 | Elect Director Vernon E. Clark | Mgmt | For | Against | |||
2 | Elect Director John M. Deutch | Mgmt | For | For | |||
3 | Elect Director Frederic M. Poses | Mgmt | For | Against | |||
4 | Elect Director Michael C. Ruettgers | Mgmt | For | For | |||
5 | Elect Director Ronald L. Skates | Mgmt | For | For | |||
6 | Elect Director William R. Spivey | Mgmt | For | Against | |||
7 | Elect Director Linda G. Stuntz | Mgmt | For | For | |||
8 | Elect Director William H. Swanson | Mgmt | For | For | |||
9 | Ratify Auditors | Mgmt | For | For | |||
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
11 | Amend Articles/Bylaws/Charter -- Call Special Meetings | ShrHoldr | Against | For | |||
12 | Provide for Cumulative Voting | ShrHoldr | Against | For | |||
13 | Adopt Principles for Health Care Reform | ShrHoldr | Against | Against | |||
14 | Submit SERP to Shareholder Vote | ShrHoldr | Against | For | |||
05/14/09 AGM | Republic Services, Inc. | 760759100 | 3/16/2009 | 45,000 | |||
1.1 | Elect Director James E. O'Connor | Mgmt | For | For | |||
1.2 | Elect Director John W. Croghan | Mgmt | For | For | |||
1.3 | Elect Director James W. Crownover | Mgmt | For | For | |||
1.4 | Elect Director William J. Flynn | Mgmt | For | For | |||
1.5 | Elect Director David I. Foley | Mgmt | For | For | |||
1.6 | Elect Director Nolan Lehmann | Mgmt | For | For | |||
1.7 | Elect Director W. Lee Nutter | Mgmt | For | For | |||
1.8 | Elect Director Ramon A. Rodriguez | Mgmt | For | For | |||
1.9 | Elect Director Allan C. Sorensen | Mgmt | For | For | |||
1.10 | Elect Director John M. Trani | Mgmt | For | For | |||
1.11 | Elect Director Michael W. Wickham | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | |||
4 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For | For | |||
10/10/08 AGM | RPM International Inc. | 749685103 | 8/15/2008 | 235,000 | |||
1.1 | Elect Director Frederick R. Nance | Mgmt | For | For | |||
1.2 | Elect Director Charles A. Ratner | Mgmt | For | For | |||
1.3 | Elect Director William B. Summers, Jr. | Mgmt | For | For | |||
1.4 | Elect Director Jerry Sue Thornton | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
10/08/08 AGM | Ruby Tuesday, Inc. | 781182100 | 8/11/2008 | 245,000 | |||
1.1 | Elect Director R. Brad Martin | Mgmt | For | For | |||
1.2 | Elect Director Stephen I. Sadove | Mgmt | For | For | |||
1.3 | Elect Director James A. Haslam, III | Mgmt | For | For | |||
2 | Amend Non-Employee Director Omnibus Stock Plan | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
05/13/09 AGM | Safeway Inc. | 786514208 | 3/16/2009 | 288,750 | |||
1.1 | Elect Director Steven A. Burd | Mgmt | For | For | |||
1.2 | Elect Director Janet E. Grove | Mgmt | For | For | |||
1.3 | Elect Director Mohan Gyani | Mgmt | For | For | |||
1.4 | Elect Director Paul Hazen | Mgmt | For | For | |||
1.5 | Elect Director Frank C. Herringer | Mgmt | For | For | |||
1.6 | Elect Director Robert I. MacDonnell | Mgmt | For | For | |||
1.7 | Elect Director Kenneth W. Oder | Mgmt | For | For | |||
1.8 | Elect Director Rebecca A. Stirn | Mgmt | For | For | |||
1.9 | Elect Director William Y. Tauscher | Mgmt | For | For | |||
1.10 | Elect Director Raymond G. Viault | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Provide for Cumulative Voting | ShrHoldr | Against | For | |||
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | ShrHoldr | Against | For | |||
5 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | ShrHoldr | Against | For | |||
04/17/09 MIX | Sanofi Aventis | 80105N105 | 3/16/2009 | 121,875 | |||
Meeting for ADR Holders | |||||||
Ordinary Business | |||||||
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | |||
2 | Accept Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | |||
3 | Approve Allocation of Income and Dividends of EUR 2.20 per Share | Mgmt | For | For | |||
4 | Ratify Appointment of Chris Viehbacher as Director | Mgmt | For | For | |||
5 | Approve Auditors' Special Report Regarding Related-Party Transactions | Mgmt | For | Against | |||
6 | Approve Transaction with Chris Viehbacher Re: Severance Payments | Mgmt | For | Against | |||
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | |||
Special Business | |||||||
8 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.3 Billion | Mgmt | For | For | |||
9 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 500 Million | Mgmt | For | For | |||
10 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Mgmt | For | For | |||
11 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Mgmt | For | For | |||
12 | Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value | Mgmt | For | For | |||
13 | Approve Employee Stock Purchase Plan | Mgmt | For | For | |||
14 | Authorize up to 2.5 Percent of Issued Capital for Use in Stock Option Plan | Mgmt | For | Against | |||
15 | Authorize up to 1.0 Percent of Issued Capital for Use in Restricted Stock Plan | Mgmt | For | Against | |||
16 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | |||
17 | Amend Article 15 of the Bylaws Re: Audit Committee | Mgmt | For | For | |||
18 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | |||
11/28/08 AGM | Sasol Ltd. | 803866300 | 10/21/2008 | 0 | |||
Meeting for ADR Holders | |||||||
1 | Accept Financial Statements and Statutory Reports for Year Ended June 30, 2008 | Mgmt | For | ||||
2.1 | Reelect LPA Davies as Director | Mgmt | For | ||||
2.2 | Reelect AM Mokaba as Director | Mgmt | For | ||||
2.3 | Reelect TH Nyasulu as Director | Mgmt | For | ||||
2.4 | Reelect KC Ramon as Director | Mgmt | For | ||||
3.1 | Reelect BP Connellan as Director | Mgmt | For | ||||
3.2 | Reelect MSV Gantsho as Director | Mgmt | For | ||||
3.3 | Reelect A Jain as Director | Mgmt | For | ||||
3.4 | Reelect JE Schrempp as Director | Mgmt | For | ||||
4 | Reappoint KPMG, Inc. as Auditors | Mgmt | For | ||||
5 | Amend Article160 of the Articles of Association Re: Approve Substitution of Rights, Privileges and Conditions Attached to the Sasol Preferred Ordinary Shares | Mgmt | For | ||||
6 | Authorize Repurchase of 31.5 Million Ordinary Shares from Sasol Investment Company (Pty) Limited | Mgmt | For | ||||
7 | Authorize Repurchase of Up to 20 Percent of Issued Share Capital | Mgmt | For | ||||
8 | Approve Remuneration of Non-Executive Directors for Year Ended June 30, 2009 | Mgmt | For | ||||
9 | Authorize Board to Ratify and Execute Approved Resolutions | Mgmt | For | ||||
11/13/08 EGM | SI International, Inc. | 78427V102 | 10/6/2008 | 81,700 | |||
1 | Approve Merger Agreement | Mgmt | For | For | |||
2 | Adjourn Meeting | Mgmt | For | For | |||
05/08/09 AGM | St. Jude Medical, Inc. | 790849103 | 3/11/2009 | 50,000 | |||
1.1 | Elect Director John W. Brown | Mgmt | For | For | |||
1.2 | Elect Director Daniel J. Starks | Mgmt | For | For | |||
2 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
06/09/09 AGM | Staples, Inc. | 855030102 | 4/13/2009 | 175,500 | |||
1.1 | Elect Director Basil L. Anderson | Mgmt | For | Against | |||
1.2 | Elect Director Arthur M. Blank | Mgmt | For | Against | |||
1.3 | Elect Director Mary Elizabeth Burton | Mgmt | For | Against | |||
1.4 | Elect Director Justin King | Mgmt | For | Against | |||
1.5 | Elect Director Carol Meyrowitz | Mgmt | For | Against | |||
1.6 | Elect Director Rowland T. Moriarty | Mgmt | For | Against | |||
1.7 | Elect Director Robert C. Nakasone | Mgmt | For | Against | |||
1.8 | Elect Director Ronald L. Sargent | Mgmt | For | Against | |||
1.9 | Elect Director Elizabeth A. Smith | Mgmt | For | For | |||
1.10 | Elect Director Robert E. Sulentic | Mgmt | For | Against | |||
1.11 | Elect Director Vijay Vishwanath | Mgmt | For | Against | |||
1.12 | Elect Director Paul F. Walsh | Mgmt | For | Against | |||
2 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | |||
3 | Amend Nonqualified Employee Stock Purchase Plan | Mgmt | For | For | |||
4 | Ratify Auditors | Mgmt | For | For | |||
5 | Reincorporate in Another State [from Delaware to North Dakota] | ShrHoldr | Against | For | |||
06/10/09 AGM | Steiner Leisure Ltd. | P8744Y102 | 4/15/2009 | 93,502 | |||
1.1 | Elect Clive E. Warshaw as Director | Mgmt | For | For | |||
1.2 | Elect David S. Harris as Director | Mgmt | For | For | |||
2 | Approve 2009 Incentive Plan | Mgmt | For | For | |||
3 | Ratification of the appointement of Ernst & Young LLP as independent auditors for the 2009 fiscal year. | Mgmt | For | For | |||
04/02/09 AGM | Stewart Enterprises, Inc. | 860370105 | 2/6/2009 | 660,000 | |||
1.1 | Elect Director Thomas J. Crawford | Mgmt | For | For | |||
1.2 | Elect Director Thomas M. Kitchen | Mgmt | For | For | |||
1.3 | Elect Director Alden J. McDonald, Jr | Mgmt | For | For | |||
1.4 | Elect Director James W. McFarland | Mgmt | For | For | |||
1.5 | Elect Director Ronald H. Patron | Mgmt | For | For | |||
1.6 | Elect Director Michael O. Read | Mgmt | For | For | |||
1.7 | Elect Director Ashton J. Ryan, Jr. | Mgmt | For | For | |||
1.8 | Elect Director Frank B. Stewart, Jr. | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
06/04/09 MIX | Suncor Energy Inc | 867229106 | 4/28/2009 | 198,750 | |||
1 | Approve Plan of Arrangement - Merger with Petro-Canada | Mgmt | For | For | |||
2 | Amend Stock Option Plan | Mgmt | For | Against | |||
3.1 | Elect Director Mel E. Benson | Mgmt | For | For | |||
3.2 | Elect Director Brian A. Canfield | Mgmt | For | For | |||
3.3 | Elect Director Bryan P. Davies | Mgmt | For | For | |||
3.4 | Elect Director Brian A. Felesky | Mgmt | For | For | |||
3.5 | Elect Director John T. Ferguson | Mgmt | For | For | |||
3.6 | Elect Director W. Douglas Ford | Mgmt | For | For | |||
3.7 | Elect Director Richard L. George | Mgmt | For | For | |||
3.8 | Elect Director John R. Huff | Mgmt | For | For | |||
3.9 | Elect Director M. Ann McCaig | Mgmt | For | For | |||
3.10 | Elect Director Michael W. O'Brien | Mgmt | For | For | |||
3.11 | Elect Director Eira M. Thomas | Mgmt | For | For | |||
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | |||
05/06/09 AGM | Sunstone Hotel Investors, Inc. | 867892101 | 3/13/2009 | 352,766 | |||
1.1 | Elect Director Robert A. Alter | Mgmt | For | For | |||
1.2 | Elect Director Arthur L. Buser, Jr. | Mgmt | For | For | |||
1.3 | Elect Director Lewis N. Wolff | Mgmt | For | Withhold | |||
1.4 | Elect Director Z. Jamie Behar | Mgmt | For | For | |||
1.5 | Elect Director Thomas A. Lewis, Jr. | Mgmt | For | For | |||
1.6 | Elect Director Keith M. Locker | Mgmt | For | For | |||
1.7 | Elect Director Keith P. Russell | Mgmt | For | Withhold | |||
2 | Ratify Auditors | Mgmt | For | For | |||
09/22/08 AGM | Symantec Corp. | 871503108 | 7/24/2008 | 350,000 | |||
1.1 | Elect Director Michael A. Brown | Mgmt | For | For | |||
1.2 | Elect Director William T. Coleman | Mgmt | For | For | |||
1.3 | Elect Director Frank E. Dangeard | Mgmt | For | For | |||
1.4 | Elect Director Geraldine B. Laybourne | Mgmt | For | For | |||
1.5 | Elect Director David L. Mahoney | Mgmt | For | For | |||
1.6 | Elect Director Robert S. Miller | Mgmt | For | For | |||
1.7 | Elect Director George Reyes | Mgmt | For | For | |||
1.8 | Elect Director Daniel H. Schulman | Mgmt | For | For | |||
1.9 | Elect Director ohn W. Thompson | Mgmt | For | For | |||
1.10 | Elect Director V. Paul Unruh | Mgmt | For | For | |||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
3 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For | For | |||
4 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | |||
5 | Ratify Auditors | Mgmt | For | For | |||
04/30/09 AGM | TAL International Group, Inc. | 874083108 | 3/17/2009 | 300,100 | |||
1.1 | Elect Director Brian M. Sondey | Mgmt | For | Withhold | |||
1.2 | Elect Director Malcolm P. Baker | Mgmt | For | For | |||
1.3 | Elect Director A. Richard Caputo, Jr. | Mgmt | For | Withhold | |||
1.4 | Elect Director Claude Germain | Mgmt | For | For | |||
1.5 | Elect Director Brian J. Higgins | Mgmt | For | Withhold | |||
1.6 | Elect Director John W. Jordan II | Mgmt | For | Withhold | |||
1.7 | Elect Director Frederic H. Lindeberg | Mgmt | For | For | |||
1.8 | Elect Director David W. Zalaznick | Mgmt | For | Withhold | |||
1.9 | Elect Director Douglas J. Zych | Mgmt | For | Withhold | |||
2 | Ratify Auditors | Mgmt | For | For | |||
05/01/09 AGM | Temple-Inland Inc. | 879868107 | 3/6/2009 | 146,250 | |||
1 | Elect Director Cassandra C. Carr | Mgmt | For | For | |||
2 | Elect Director Richard M. Smith | Mgmt | For | For | |||
3 | Elect Director Arthur Temple III | Mgmt | For | For | |||
4 | Elect Director R.A. Walker | Mgmt | For | For | |||
5 | Ratify Auditors | Mgmt | For | For | |||
05/20/09 AGM | Textainer Group Holdings Ltd | G8766E109 | 4/6/2009 | 175,000 | |||
1.1 | Reelect James A. Owens as Director | Mgmt | For | Against | |||
1.2 | Reelect Isam K. Kabbani as Director | Mgmt | For | Against | |||
1.3 | Reelect James E. McQueen as Director | Mgmt | For | Against | |||
2 | Accept Financial Statements and Statutory Reports (Voting) | Mgmt | For | For | |||
3 | Approve KPMG LLP as Auditors and Authorize Audit Committee to Fix Their Remuneration | Mgmt | For | For | |||
04/22/09 AGM | The Coca-Cola Company | 191216100 | 2/23/2009 | 80,812 | |||
1.1 | Elect Director Herbert A. Allen | Mgmt | For | For | |||
1.2 | Elect Director Ronald W. Allen | Mgmt | For | Against | |||
1.3 | Elect Director Cathleen P. Black | Mgmt | For | Against | |||
1.4 | Elect Director Barry Diller | Mgmt | For | Against | |||
1.5 | Elect Director Alexis M. Herman | Mgmt | For | Against | |||
1.6 | Elect Director Muhtar Kent | Mgmt | For | For | |||
1.7 | Elect Director Donald R. Keough | Mgmt | For | For | |||
1.8 | Elect Director Maria Elena Lagomsino | Mgmt | For | Against | |||
1.9 | Elect Director Donald F. McHenry | Mgmt | For | For | |||
1.10 | Elect Director Sam Nunn | Mgmt | For | For | |||
1.11 | Elect Director James D. Robinson III | Mgmt | For | Against | |||
1.12 | Elect Director Peter V. Ueberroth | Mgmt | For | Against | |||
1.13 | Elect Director Jacob Wallenberg | Mgmt | For | For | |||
1.14 | Elect Director James B. Williams | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
4 | Require Independent Board Chairman | ShrHoldr | Against | For | |||
5 | Amend Bylaws to Establish a Board Committee on Human Rights | ShrHoldr | Against | Against | |||
6 | Performance-Based Awards | ShrHoldr | Against | Against | |||
03/26/09 EGM | The Hartford Financial Services Group, Inc. | 416515104 | 2/5/2009 | 48,750 | |||
1 | Approve Conversion of Securities | Mgmt | For | For | |||
05/27/09 AGM | The Hartford Financial Services Group, Inc. | 416515104 | 3/30/2009 | 48,750 | |||
1.1 | Elect Director Robert B. Allardice, III | Mgmt | For | For | |||
1.2 | Elect Director Ramani Ayer | Mgmt | For | For | |||
1.3 | Elect Director Trevor Fetter | Mgmt | For | For | |||
1.4 | Elect Director Edward J. Kelly, III | Mgmt | For | For | |||
1.5 | Elect Director Paul G. Kirk, Jr. | Mgmt | For | For | |||
1.6 | Elect Director Gail J. McGovern | Mgmt | For | For | |||
1.7 | Elect Director Michael G. Morris | Mgmt | For | For | |||
1.8 | Elect Director Charles B. Strauss | Mgmt | For | For | |||
1.9 | Elect Director H. Patrick Swygert | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Increase Authorized Common Stock | Mgmt | For | For | |||
4 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | |||
04/27/09 AGM | The Lubrizol Corp. | 549271104 | 3/6/2009 | 120,000 | |||
1.1 | Elect Director Forest J. Farmer, Sr. | Mgmt | For | For | |||
1.2 | Elect Director Michael J. Graff | Mgmt | For | For | |||
1.3 | Elect Director James E. Sweetnam | Mgmt | For | For | |||
1.4 | Elect Director Phillip C. Widman | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3.1 | Adopt Majority Voting for Uncontested Election of Directors | Mgmt | For | For | |||
3.2 | Approve Control Share Acquisition | Mgmt | For | For | |||
4.1 | Amend the Regulations Concerning Composition, Term and Election of Directors | Mgmt | For | For | |||
4.2 | Amend the Regulations to Modernize and Clarify Amendments | Mgmt | For | Against | |||
4.3 | Require Advance Notice for Shareholder Proposals/Nominations | Mgmt | For | For | |||
4.4 | Amend the Regulations in Accordance with Ohio Law | Mgmt | For | For | |||
10/14/08 AGM | The Procter & Gamble Company | 742718109 | 8/15/2008 | 77,500 | |||
1.1 | Elect Director Kenneth I. Chenault | Mgmt | For | For | |||
1.2 | Elect Director Scott D. Cook | Mgmt | For | For | |||
1.3 | Elect Director Rajat K. Gupta | Mgmt | For | For | |||
1.4 | Elect Director A.G. Lafley | Mgmt | For | For | |||
1.5 | Elect Director Charles R. Lee | Mgmt | For | For | |||
1.6 | Elect Director Lynn M. Martin | Mgmt | For | For | |||
1.7 | Elect Director W. James McNerney, Jr. | Mgmt | For | For | |||
1.8 | Elect Director Johnathan A. Rodgers | Mgmt | For | For | |||
1.9 | Elect Director Ralph Snyderman | Mgmt | For | For | |||
1.10 | Elect Director Margaret C. Whitman | Mgmt | For | For | |||
1.11 | Elect Director Patricia A. Woertz | Mgmt | For | For | |||
1.12 | Elect Director Ernesto Zedillo | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Adopt Majority Voting for Uncontested Election of Directors | Mgmt | For | For | |||
4 | Rotate Annual Meeting Location | ShrHoldr | Against | For | |||
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | Against | |||
07/18/08 EGM | The South Financial Group Inc. | 837841105 | 6/9/2008 | 130,000 | |||
1 | Approve Conversion of Securities | Mgmt | For | For | |||
2 | Adjourn Meeting | Mgmt | For | For | |||
07/14/08 EGM | The TriZetto Group, Inc. | 896882107 | 5/19/2008 | 90,000 | |||
1 | Approve Merger Agreement | Mgmt | For | For | |||
2 | Adjourn Meeting | Mgmt | For | For | |||
05/20/09 AGM | Thermo Fisher Scientific Inc. | 883556102 | 3/27/2009 | 80,000 | |||
11 | Elect Director Judy C. Lewent | Mgmt | For | For | |||
1.2 | Elect Director Peter J. Manning | Mgmt | For | For | |||
1.3 | Elect Director Jim P. Manzi | Mgmt | For | For | |||
1.4 | Elect Director Elaine S. Ullian | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
04/08/09 AGM | TIBCO Software, Inc. | 88632Q103 | 2/9/2009 | 365,625 | |||
1.1 | Elect Director Vivek Y. Ranadive | Mgmt | For | For | |||
1.2 | Elect Director Eric C.W. Dunn | Mgmt | For | For | |||
1.3 | Elect Director Narendra K. Gupta | Mgmt | For | For | |||
1.4 | Elect Director Peter J. Job | Mgmt | For | For | |||
1.5 | Elect Director Philip K. Wood | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
05/04/09 AGM | Tootsie Roll Industries, Inc. | 890516107 | 3/10/2009 | 49,286 | |||
1.1 | Elect Director Melvin J. Gordon | Mgmt | For | Withhold | |||
1.2 | Elect Director Ellen R. Gordon | Mgmt | For | Withhold | |||
1.3 | Elect Director Lana Jane Lewis-Brent | Mgmt | For | Withhold | |||
1.4 | Elect Director Barre A. Seibert | Mgmt | For | Withhold | |||
1.5 | Elect Director Richard P. Bergeman | Mgmt | For | Withhold | |||
2 | Ratify Auditors | Mgmt | For | For | |||
12/08/08 EGM | Transocean Inc. | G90073100 | 10/27/2008 | 53,208 | |||
This is a duplicate meeting for ballots received via the Broadridge North American ballot distribution system | |||||||
1 | APPROVAL OF THE MERGER TRANSACTION TO BE EFFECTED BY THE SCHEMES OF ARRANGEMENT, ATTACHED TO THE ACCOMPANYING PROXY STATEMENT AS ANNEX B. | Mgmt | For | For | |||
2 | APPROVAL OF THE MOTION TO ADJOURN THE MEETING TO A LATER DATE TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE MEETING TO APPROVE THE MERGER TRANSACTION. | Mgmt | For | For | |||
05/15/09 AGM | Transocean Ltd. | H8817H100 | TNA | 3/18/2009 | 0 | ||
This is a duplicate meeting for ballots received via the Broadridge North American Ballot Distribution System | |||||||
1 | APPROVAL OF THE 2008 ANNUAL REPORT, THE CONSOLIDATED FINANCIALSTATEMENTS OF TRANSOCEAN LTD. FOR FISCAL YEAR 2008 AND THESTATUTORY FINANCIAL STATEMENTS OF TRANSOCEAN LTD. | Mgmt | For | TNA | |||
2 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THEEXECUTIVE OFFICERS FOR FISCAL YEAR 2008 | Mgmt | For | TNA | |||
3 | APPROPRIATION OF THE AVAILABLE RETAINED EARNINGS WITHOUT PAYMENTOF A DIVIDEND TO SHAREHOLDERS FOR FISCAL YEAR 2008 AND RELEASEOF CHF 3.5 BILLION OF LEGAL RESERVES TO OTHER RESERVES. | Mgmt | For | TNA | |||
4 | AUTHORIZATION OF A SHARE REPURCHASE PROGRAM | Mgmt | For | TNA | |||
5 | APPROVAL OF THE LONG-TERM INCENTIVE PLAN OF TRANSOCEAN LTD. INTHE FORM AS AMENDED AND RESTATED EFFECTIVE AS OF 2/12/09 | Mgmt | For | TNA | |||
6 | REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR TERM:W. RICHARD ANDERSON | Mgmt | For | TNA | |||
7 | REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR TERM:RICHARD L. GEORGE | Mgmt | For | TNA | |||
8 | REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR TERM:ROBERT L. LONG | Mgmt | For | TNA | |||
9 | REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR TERM:EDWARD R. MULLER | Mgmt | For | TNA | |||
10 | REELECTION OF CLASS III DIRECTOR FOR A TWO-YEAR TERM:VICTOR E. GRIJALVA | Mgmt | For | TNA | |||
11 | APPOINTMENT OF ERNST & YOUNG LLP AS TRANSOCEAN LTD. SINDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR2009 AND REELECTION OF ERNST & YOUNG LTD., ZURICH, AS TRANSOCEANLTD. S AUDITOR PURSUANT TO THE SWISS CODE OF OBLIGATIONS FOR AFURTHER ONE-YEA | Mgmt | For | TNA | |||
03/12/09 AGM | Tyco International Ltd. | G9143X208 | 1/6/2009 | 97,500 | |||
1.1 | Elect Edward D. Breen as Director | Mgmt | For | For | |||
1.2 | Elect Timothy M. Donahue as Director | Mgmt | For | For | |||
1.3 | Elect Brian Duperreault as Director | Mgmt | For | For | |||
1.4 | Elect Bruce S. Gordon as Director | Mgmt | For | For | |||
1.5 | Elect Rajiv Gupta as Director | Mgmt | For | For | |||
1.6 | Elect John A. Krol as Director | Mgmt | For | For | |||
1.7 | Elect Brendan R. O' Neil as Director | Mgmt | For | For | |||
1.8 | Elect William S. Stavropoulos as Director | Mgmt | For | For | |||
1.9 | Elect Sandra Wijnberg as Director | Mgmt | For | For | |||
1.10 | Elect Jerome B. York as Director | Mgmt | For | For | |||
1.11 | Elect David Yost as Director | Mgmt | For | For | |||
2 | Approve Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | |||
3 | Amend 2004 Stock and Incentive Plan | Mgmt | For | For | |||
03/12/09 EGM | Tyco International Ltd. | G9143X208 | 1/16/2009 | 97,500 | |||
1 | Change of Domicile | Mgmt | For | For | |||
2 | Increase Authorized Capital | Mgmt | For | For | |||
3 | Change Company Name to Tyco International Ltd. | Mgmt | For | For | |||
4 | Amend Corporate Purpose | Mgmt | For | For | |||
5 | Adopt New Articles of Association | Mgmt | For | For | |||
6 | Confirmation of Swiss Law as the Authoritative Governing Legislation | Mgmt | For | For | |||
7 | Approve Schaffhausen, Switzerland as Our Principal Place of Business | Mgmt | For | For | |||
8 | Appoint PriceWaterhouseCoopers AG, Zurich as Special Auditor | Mgmt | For | For | |||
9 | Ratify Deloitte AG as Auditors | Mgmt | For | For | |||
10 | Approve Dividends in the Form of a Capital Reduction | Mgmt | For | For | |||
11 | Adjourn Meeting | Mgmt | For | For | |||
04/21/09 AGM | U.S. Bancorp | 902973304 | 2/23/2009 | 100,000 | |||
1.1 | Elect Director Douglas M. Baker, Jr. | Mgmt | For | For | |||
1.2 | Elect Director Y. Marc Belton | Mgmt | For | For | |||
1.3 | Elect Director Richard K. Davis | Mgmt | For | For | |||
1.4 | Elect Director Joel W. Johnson | Mgmt | For | For | |||
1.5 | Elect Director David O'Maley | Mgmt | For | For | |||
1.6 | Elect Director O'dell M. Owens | Mgmt | For | For | |||
1.7 | Elect Director Craig D. Schnuck | Mgmt | For | For | |||
1.8 | Elect Director Patrick T. Stokes | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |||
04/08/09 AGM | United Technologies Corp. | 913017109 | 2/10/2009 | 141,375 | |||
1.1 | Elect Director Louis R. Chenevert | Mgmt | For | For | |||
1.2 | Elect Director George David | Mgmt | For | For | |||
1.3 | Elect Director John V. Faraci | Mgmt | For | For | |||
1.4 | Elect Director Jean-Pierre Garnier | Mgmt | For | For | |||
1.5 | Elect Director Jamie S. Gorelick | Mgmt | For | For | |||
1.6 | Elect Director Carlos M. Gutierrez | Mgmt | For | For | |||
1.7 | Elect Director Edward A. Kangas | Mgmt | For | For | |||
1.8 | Elect Director Charles R. Lee | Mgmt | For | For | |||
1.9 | Elect Director Richard D. McCormick | Mgmt | For | For | |||
1.10 | Elect Director Harold McGraw III | Mgmt | For | For | |||
1.11 | Elect Director Richard B. Myers | Mgmt | For | For | |||
1.12 | Elect Director H. Patrick Swygert | Mgmt | For | For | |||
1.13 | Elect Director Andre Villeneuve | Mgmt | For | For | |||
1.14 | Elect Director Christine Todd Whitman | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Report on Foreign Military Sales Offsets | ShrHoldr | Against | Against | |||
05/07/09 AGM | Verizon Communications | 92343V104 | 3/9/2009 | 258,375 | |||
1.1 | Elect Director Richard L. Carrion | Mgmt | For | For | |||
1.2 | Elect Director M. Frances Keeth | Mgmt | For | For | |||
1.3 | Elect Director Robert W. Lane | Mgmt | For | For | |||
1.4 | Elect Director Sandra O. Moose | Mgmt | For | For | |||
1.5 | Elect Director Joseph Neubauer | Mgmt | For | For | |||
1.6 | Elect Director Donald T. Nicolaisen | Mgmt | For | For | |||
1.7 | Elect Director Thomas H. O'Brien | Mgmt | For | For | |||
1.8 | Elect Director Clarence Otis, Jr. | Mgmt | For | For | |||
1.9 | Elect Director Hugh B. Price | Mgmt | For | For | |||
1.10 | Elect Director Ivan G. Seidenberg | Mgmt | For | For | |||
1.11 | Elect Director John W. Snow | Mgmt | For | For | |||
1.12 | Elect Director John R. Stafford | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |||
4 | Approve Omnibus Stock Plan | Mgmt | For | For | |||
5 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | |||
6 | Prohibit Executive Stock-Based Awards | ShrHoldr | Against | Against | |||
7 | Amend Articles/Bylaws/Charter -- Call Special Meetings | ShrHoldr | Against | For | |||
8 | Require Independent Board Chairman | ShrHoldr | Against | Against | |||
9 | Provide for Cumulative Voting | ShrHoldr | Against | For | |||
10 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | ShrHoldr | Against | For | |||
06/05/09 AGM | Wal-Mart Stores, Inc. | 931142103 | 4/9/2009 | 146,250 | |||
1 | Elect Director Aida M. Alvarez | Mgmt | For | For | |||
2 | Elect Director James W. Breyer | Mgmt | For | For | |||
3 | Elect Director M. Michele Burns | Mgmt | For | For | |||
4 | Elect Director James I. Cash, Jr. | Mgmt | For | For | |||
5 | Elect Director Roger C. Corbett | Mgmt | For | For | |||
6 | Elect Director Douglas N. Daft | Mgmt | For | For | |||
7 | Elect Director Michael T. Duke | Mgmt | For | For | |||
8 | Elect Director Gregory B. Penner | Mgmt | For | For | |||
9 | Elect Director Allen I. Questrom | Mgmt | For | For | |||
10 | Elect Director H. Lee Scott, Jr. | Mgmt | For | For | |||
11 | Elect Director Arne M. Sorenson | Mgmt | For | For | |||
12 | Elect Director Jim C. Walton | Mgmt | For | For | |||
13 | Elect Director S. Robson Walton | Mgmt | For | For | |||
14 | Elect Director Christopher J. Williams | Mgmt | For | For | |||
15 | Elect Director Linda S. Wolf | Mgmt | For | For | |||
16 | Ratify Auditors | Mgmt | For | For | |||
17 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | ShrHoldr | Against | For | |||
18 | Pay For Superior Performance | ShrHoldr | Against | Against | |||
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
20 | Report on Political Contributions | ShrHoldr | Against | For | |||
21 | Amend Articles/Bylaws/Charter -- Call Special Meetings | ShrHoldr | Against | For | |||
22 | Stock Retention/Holding Period | ShrHoldr | Against | Against | |||
01/14/09 AGM | Walgreen Co. | 931422109 | 11/17/2008 | 250,000 | |||
1.1 | Elect Director William C. Foote | Mgmt | For | For | |||
1.2 | Elect Director Mark P. Frissora | Mgmt | For | For | |||
1.3 | Elect Director Alan G. Mcnally | Mgmt | For | For | |||
1.4 | Elect Director Cordell Reed | Mgmt | For | For | |||
1.5 | Elect Director Nancy M. Schlichting | Mgmt | For | For | |||
1.6 | Elect Director David Y. Schwartz | Mgmt | For | For | |||
1.7 | Elect Director Alejandro Silva | Mgmt | For | For | |||
1.8 | Elect Director James A. Skinner | Mgmt | For | For | |||
1.9 | Elect Director Marilou M. Von Ferstel | Mgmt | For | For | |||
1.10 | Elect Director Charles R. Walgreen III | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | |||
4 | Require Independent Board Chairman | ShrHoldr | Against | For | |||
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
06/16/09 AGM | Websense, Inc. | 947684106 | 4/17/2009 | 75,000 | |||
1.1 | Elect Director Bruce T. Coleman | Mgmt | For | Withhold | |||
1.2 | Elect Director Gene Hodges | Mgmt | For | For | |||
1.3 | Elect Director John F. Schaefer | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Declassify the Board of Directors | Mgmt | For | For | |||
4 | Eliminate Supermajority Vote Requirement | Mgmt | For | For | |||
5 | Approve Omnibus Stock Plan | Mgmt | For | For | |||
04/23/09 AGM | Webster Financial Corp. | 947890109 | 2/19/2009 | 58,500 | |||
1.1 | Elect Director Robert A. Finkenzeller | Mgmt | For | For | |||
1.2 | Elect Director Laurence C. Morse | Mgmt | For | For | |||
1.3 | Elect Director Mark Pettie | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |||
04/28/09 AGM | Wells Fargo and Company | 949746101 | 2/27/2009 | 107,250 | |||
1 | Elect Director John D. Baker II | Mgmt | For | For | |||
2 | Elect Director John S. Chen | Mgmt | For | Against | |||
3 | Elect Director Lloyd H. Dean | Mgmt | For | For | |||
4 | Elect Director Susan E. Engel | Mgmt | For | Against | |||
5 | Elect Director Enrique Hernandez, Jr. | Mgmt | For | For | |||
6 | Elect Director Donald M. James | Mgmt | For | Against | |||
7 | Elect Director Robert L. Joss | Mgmt | For | For | |||
8 | Elect Director Richard M. Kovacevich | Mgmt | For | For | |||
9 | Elect Director Richard D. McCormick | Mgmt | For | Against | |||
10 | Elect Director Mackey J. McDonald | Mgmt | For | Against | |||
11 | Elect Director Cynthia H. Milligan | Mgmt | For | Against | |||
12 | Elect Director Nicholas G. Moore | Mgmt | For | For | |||
13 | Elect Director Philip J. Quigley | Mgmt | For | Against | |||
14 | Elect Director Donald B. Rice | Mgmt | For | Against | |||
15 | Elect Director Judith M. Runstad | Mgmt | For | For | |||
16 | Elect Director Stephen W. Sanger | Mgmt | For | Against | |||
17 | Elect Director Robert K. Steel | Mgmt | For | For | |||
18 | Elect Director John G. Stumpf | Mgmt | For | For | |||
19 | Elect Director Susan G. Swenson | Mgmt | For | For | |||
20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |||
21 | Ratify Auditors | Mgmt | For | For | |||
22 | Amend Omnibus Stock Plan | Mgmt | For | Against | |||
23 | Require Independent Board Chairman | ShrHoldr | Against | For | |||
24 | Report on Political Contributions | ShrHoldr | Against | For | |||
05/13/09 AGM | Western Union Co | 959802109 | 3/16/2009 | 195,000 | |||
1.1 | Elect Director Roberto G. Mendoza | Mgmt | For | For | |||
1.2 | Elect Director Michael A. Miles, Jr. | Mgmt | For | For | |||
1.3 | Elect Director Dennis Stevenson | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
09/22/08 AGM | Westwood One, Inc. | 961815107 | 8/8/2008 | 212,100 | |||
1.1 | Elect Director H. Melvin Ming | Mgmt | For | For | |||
1.2 | Elect Director Emanuel Nunez | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
05/29/09 AGM | World Fuel Services Corp. | 981475106 | 4/10/2009 | 61,400 | |||
1.1 | Elect Director Paul H. Stebbins | Mgmt | For | For | |||
1.2 | Elect Director Michael J. Kasbar | Mgmt | For | For | |||
1.3 | Elect Director Ken Bakshi | Mgmt | For | For | |||
1.4 | Elect Director Joachim Heel | Mgmt | For | For | |||
1.5 | Elect Director Richard A. Kassar | Mgmt | For | For | |||
1.6 | Elect Director Myles Klein | Mgmt | For | For | |||
1.7 | Elect Director J. Thomas Presby | Mgmt | For | For | |||
1.8 | Elect Director Stephen K. Roddenberry | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Amend Omnibus Stock Plan | Mgmt | For | Against | |||
05/12/09 AGM | Wyndham Worldwide Corp | 98310W108 | 3/16/2009 | 234,000 | |||
1.1 | Elect Director Stephen P. Holmes | Mgmt | For | For | |||
1.2 | Elect Director Myra J. Biblowit | Mgmt | For | For | |||
1.3 | Elect Director Pauline D.E. Richards | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
4 | Eliminate or Restrict Severance Agreements (Change-in-Control) | ShrHoldr | Against | For | |||
5 | Require Independent Board Chairman | ShrHoldr | Against | For | |||
08/14/08 AGM | Xilinx, Inc. | 983919101 | 6/16/2008 | 200,000 | |||
1.1 | Elect Director Willem P. Roelandts | Mgmt | For | For | |||
1.2 | Elect Director Moshe N. Gavrielov | Mgmt | For | For | |||
1.3 | Elect Director John L. Doyle | Mgmt | For | For | |||
1.4 | Elect Director Jerald G. Fishman | Mgmt | For | For | |||
1.5 | Elect Director Philip T. Gianos | Mgmt | For | For | |||
1.6 | Elect Director William G. Howard, Jr. | Mgmt | For | For | |||
1.7 | Elect Director J. Michael Patterson | Mgmt | For | For | |||
1.8 | Elect Director Marshall C. Turner | Mgmt | For | For | |||
1.9 | Elect Director E.W. Vanderslice | Mgmt | For | For | |||
2 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | |||
3 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
4 | Ratify Auditors | Mgmt | For | For | |||
05/19/09 AGM | XTO Energy Inc | 98385X106 | 3/31/2009 | 155,000 | |||
1 | Declassify the Board of Directors | Mgmt | For | For | |||
2.1 | Elect Director Phillip R. Kevil | Mgmt | For | For | |||
2.2 | Elect Director Herbert D. Simons | Mgmt | For | Against | |||
2.3 | Elect Director Vaughn O. Vennerberg II | Mgmt | For | For | |||
3 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | |||
4 | Ratify Auditors | Mgmt | For | For | |||
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
6 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | ShrHoldr | Against | For |
First Investors Global Fund
AIR FRANCE - KLM, ROISSY CHARLES DE GAULLE | ||||||||||||||||||||
Security | F01699135 | Meeting Type | MIX | |||||||||||||||||
Ticker Symbol | Meeting Date | 10-Jul-2008 | ||||||||||||||||||
ISIN | FR0000031122 | Agenda | 701617649 - Management | |||||||||||||||||
City | PARIS | Holding Recon Date | 04-Jul-2008 | |||||||||||||||||
Country | France | Vote Deadline Date | 27-Jun-2008 | |||||||||||||||||
SEDOL(s) | 4916039 - 5573347 - B010YS4 - B02F110 | Quick Code | ||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
French Resident Shareowners must complete, sign and forward the Proxy Card dir-ectly to the sub custodian. Please contact your Client Service Representative-to obtain the necessary card, account details and directions. The followin-g applies to Non- Resident Shareowners: Proxy Cards: Voting instructions will-be forwarded to the Global Custodians that have become Registered Intermediar-ies, on the Vote Deadline Date. In capacity as Registered Intermediary, the Gl-obal Custodian will sign the Proxy Card and forward to the local custodian. If-you are unsure whether your Global Custodian acts as Registered Intermediary,-please contact your representative | Non-Voting | |||||||||||||||||||
O.1 | Management Proposal | Management | For | For | ||||||||||||||||
O.2 | Management Proposal | Management | For | For | ||||||||||||||||
O.3 | Management Proposal | Management | For | For | ||||||||||||||||
O.4 | Management Proposal | Management | For | For | ||||||||||||||||
O.5 | Management Proposal | Management | For | For | ||||||||||||||||
O.6 | Management Proposal | Management | For | For | ||||||||||||||||
O.7. | Management Proposal | Management | For | For | ||||||||||||||||
E.8 | Management Proposal | Management | For | For | ||||||||||||||||
E.9 | Management Proposal | Management | For | For | ||||||||||||||||
PLEASE BE INFORMED THAT ADDITIONAL INFORMATION REGARDING AIR FRANCE - KLM IS A-VAILABLE ON THE FOLLOWING WEBSITE: http://www.airfranceklm-finance.com/. | Non-Voting | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
8102733 | 01Q | 43067 | 0 | 27-Jun-2008 | 27-Jun-2008 | |||||||||||||||
BRITISH LAND CO PLC R.E.I.T., LONDON | ||||||||||||||||||||
Security | G15540118 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 11-Jul-2008 | ||||||||||||||||||
ISIN | GB0001367019 | Agenda | 701642490 - Management | |||||||||||||||||
City | LONDON | Holding Recon Date | 09-Jul-2008 | |||||||||||||||||
Country | United Kingdom | Vote Deadline Date | 02-Jul-2008 | |||||||||||||||||
SEDOL(s) | 0136701 - 5898943 - B02S777 | Quick Code | ||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1. | Management Proposal | Management | For | For | ||||||||||||||||
2. | Management Proposal | Management | For | For | ||||||||||||||||
3. | Management Proposal | Management | For | For | ||||||||||||||||
4. | Management Proposal | Management | For | For | ||||||||||||||||
5. | Management Proposal | Management | For | For | ||||||||||||||||
6. | Management Proposal | Management | For | For | ||||||||||||||||
7. | Management Proposal | Management | For | For | ||||||||||||||||
8. | Management Proposal | Management | For | For | ||||||||||||||||
s.9 | Management Proposal | Management | For | For | ||||||||||||||||
s.10 | Management Proposal | Management | For | For | ||||||||||||||||
s.11 | Management Proposal | Management | For | For | ||||||||||||||||
S.12 | Management Proposal | Management | For | For | ||||||||||||||||
13. | Management Proposal | Management | For | For | ||||||||||||||||
14. | Management Proposal | Management | For | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
8102733 | 01Q | 67561 | 0 | 09-Jul-2008 | 09-Jul-2008 | |||||||||||||||
ACE LIMITED | ||||||||||||||||||||
Security | G0070K103 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | ACE | Meeting Date | 14-Jul-2008 | |||||||||||||||||
ISIN | KYG0070K1031 | Agenda | 932924978 - Management | |||||||||||||||||
City | Holding Recon Date | 27-May-2008 | ||||||||||||||||||
Country | Bermuda | Vote Deadline Date | 11-Jul-2008 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1A | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1B | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1C | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1D | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1E | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1F | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1G | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1H | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1I | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1J | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1K | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1L | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1M | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
02 | Approve Article Amendments | Management | For | For | ||||||||||||||||
03 | Approve Financial Statements, Allocation of Income, and Discharge Directors | Management | For | For | ||||||||||||||||
04 | Approve Stock Par Value Change | Management | For | For | ||||||||||||||||
05 | Approve Continuance of Company | Management | For | For | ||||||||||||||||
06 | Approve Company Name Change | Management | For | For | ||||||||||||||||
07 | Miscellaneous Corporate Governance | Management | For | For | ||||||||||||||||
08 | Amalgamation Plan | Management | For | For | ||||||||||||||||
09 | Approve Article Amendments | Management | For | For | ||||||||||||||||
10 | Miscellaneous Corporate Governance | Management | For | For | ||||||||||||||||
11 | Miscellaneous Corporate Governance | Management | For | For | ||||||||||||||||
12 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||
13 | Approve Stock Compensation Plan | Management | For | For | ||||||||||||||||
14 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||
15 | Approve Allocation of Dividends on Shares Held By Company | Management | For | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
C 8102733 | 010 | 17065 | 0 | 27-Jun-2008 | 27-Jun-2008 | |||||||||||||||
BRITISH AWYS PLC | ||||||||||||||||||||
Security | G14980109 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 15-Jul-2008 | ||||||||||||||||||
ISIN | GB0001290575 | Agenda | 701632398 - Management | |||||||||||||||||
City | LONDON | Holding Recon Date | 11-Jul-2008 | |||||||||||||||||
Country | United Kingdom | Vote Deadline Date | 07-Jul-2008 | |||||||||||||||||
SEDOL(s) | 0129057 - 5473782 - B02S744 | Quick Code | ||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1. | Management Proposal | Management | For | For | ||||||||||||||||
2. | Management Proposal | Management | For | For | ||||||||||||||||
3. | Management Proposal | Management | For | For | ||||||||||||||||
4. | Management Proposal | Management | For | For | ||||||||||||||||
5. | Management Proposal | Management | For | For | ||||||||||||||||
6. | Management Proposal | Management | For | For | ||||||||||||||||
7. | Management Proposal | Management | For | For | ||||||||||||||||
8. | Management Proposal | Management | For | For | ||||||||||||||||
9. | Management Proposal | Management | For | For | ||||||||||||||||
10. | Management Proposal | Management | For | For | ||||||||||||||||
11. | Management Proposal | Management | For | For | ||||||||||||||||
12. | Management Proposal | Management | For | For | ||||||||||||||||
S.13 | Management Proposal | Management | For | For | ||||||||||||||||
S.14 | Management Proposal | Management | For | For | ||||||||||||||||
S.15 | Management Proposal | Management | For | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
8102733 | 01Q | 215868 | 0 | 02-Jul-2008 | 02-Jul-2008 | |||||||||||||||
RESEARCH IN MOTION LIMITED | ||||||||||||||||||||
Security | 760975102 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | RIMM | Meeting Date | 15-Jul-2008 | |||||||||||||||||
ISIN | CA7609751028 | Agenda | 932925639 - Management | |||||||||||||||||
City | Holding Recon Date | 27-May-2008 | ||||||||||||||||||
Country | Canada | Vote Deadline Date | 10-Jul-2008 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
01 | Election of Directors (Full Slate) | Management | For | For | ||||||||||||||||
02 | Approve Remuneration of Directors and Auditors | Management | For | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
C 8102733 | 010 | 1635 | 0 | 26-Jun-2008 | 26-Jun-2008 | |||||||||||||||
JOHNSON MATTHEY PLC, LONDON | ||||||||||||||||||||
Security | G51604109 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 22-Jul-2008 | ||||||||||||||||||
ISIN | GB0004764071 | Agenda | 701644026 - Management | |||||||||||||||||
City | LONDON | Holding Recon Date | 18-Jul-2008 | |||||||||||||||||
Country | United Kingdom | Vote Deadline Date | 16-Jul-2008 | |||||||||||||||||
SEDOL(s) | 0476407 - 5830569 - B02SXN5 | Quick Code | ||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1. | Management Proposal | Management | For | For | ||||||||||||||||
2. | Management Proposal | Management | For | For | ||||||||||||||||
3. | Management Proposal | Management | For | For | ||||||||||||||||
4. | Management Proposal | Management | For | For | ||||||||||||||||
5. | Management Proposal | Management | Against | Against | ||||||||||||||||
6. | Management Proposal | Management | For | For | ||||||||||||||||
7. | Management Proposal | Management | For | For | ||||||||||||||||
8. | Management Proposal | Management | For | For | ||||||||||||||||
9. | Management Proposal | Management | For | For | ||||||||||||||||
10. | Management Proposal | Management | For | For | ||||||||||||||||
11. | Management Proposal | Management | For | For | ||||||||||||||||
S.12 | Management Proposal | Management | For | For | ||||||||||||||||
S.13 | Management Proposal | Management | For | For | ||||||||||||||||
S.14 | Management Proposal | Management | For | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
8102733 | 01Q | 29577 | 0 | 01-Jul-2008 | 01-Jul-2008 | |||||||||||||||
VODAFONE GROUP PLC NEW | ||||||||||||||||||||
Security | G93882135 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 29-Jul-2008 | ||||||||||||||||||
ISIN | GB00B16GWD56 | Agenda | 701643430 - Management | |||||||||||||||||
City | TBA | Holding Recon Date | 25-Jul-2008 | |||||||||||||||||
Country | United Kingdom | Vote Deadline Date | 18-Jul-2008 | |||||||||||||||||
SEDOL(s) | B16GWD5 - B17SDS2 - B197P81 | Quick Code | ||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1. | Management Proposal | Management | For | For | ||||||||||||||||
2. | Management Proposal | Management | For | For | ||||||||||||||||
3. | Management Proposal | Management | For | For | ||||||||||||||||
4. | Management Proposal | Management | For | For | ||||||||||||||||
5. | Management Proposal | Management | For | For | ||||||||||||||||
6. | Management Proposal | Management | For | For | ||||||||||||||||
7. | Management Proposal | Management | For | For | ||||||||||||||||
8. | Management Proposal | Management | For | For | ||||||||||||||||
9. | Management Proposal | Management | For | For | ||||||||||||||||
10. | Management Proposal | Management | For | For | ||||||||||||||||
11. | Management Proposal | Management | For | For | ||||||||||||||||
12. | Management Proposal | Management | For | For | ||||||||||||||||
13. | Management Proposal | Management | For | For | ||||||||||||||||
14. | Management Proposal | Management | For | For | ||||||||||||||||
15. | Management Proposal | Management | For | For | ||||||||||||||||
16. | Management Proposal | Management | For | For | ||||||||||||||||
17. | Management Proposal | Management | For | For | ||||||||||||||||
s.18 | Management Proposal | Management | For | For | ||||||||||||||||
s.19 | Management Proposal | Management | For | For | ||||||||||||||||
20. | Management Proposal | Management | For | For | ||||||||||||||||
s.21 | Management Proposal | Management | For | For | ||||||||||||||||
22. | Management Proposal | Management | For | For | ||||||||||||||||
PLEASE NOTE THAT THIS IS A REVISION DUE TO ORDINARY RESOLUTIONS CHANGED TO SPE-CIAL RESOLUTIONS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN-THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK-YOU. | Non-Voting | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
8102733 | 01Q | 1324975 | 0 | 11-Jul-2008 | 11-Jul-2008 | |||||||||||||||
SABMILLER PLC, WOKING SURREY | ||||||||||||||||||||
Security | G77395104 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 31-Jul-2008 | ||||||||||||||||||
ISIN | GB0004835483 | Agenda | 701652782 - Management | |||||||||||||||||
City | LONDON | Holding Recon Date | 29-Jul-2008 | |||||||||||||||||
Country | United Kingdom | Vote Deadline Date | 23-Jul-2008 | |||||||||||||||||
SEDOL(s) | 0483548 - 5837708 - 6145240 - B01DQ76 | Quick Code | ||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1. | Management Proposal | Management | For | For | ||||||||||||||||
2. | Management Proposal | Management | For | For | ||||||||||||||||
3. | Management Proposal | Management | For | For | ||||||||||||||||
4. | Management Proposal | Management | For | For | ||||||||||||||||
5. | Management Proposal | Management | For | For | ||||||||||||||||
6. | Management Proposal | Management | For | For | ||||||||||||||||
7. | Management Proposal | Management | For | For | ||||||||||||||||
8. | Management Proposal | Management | For | For | ||||||||||||||||
9. | Management Proposal | Management | Against | Against | ||||||||||||||||
10. | Management Proposal | Management | For | For | ||||||||||||||||
11. | Management Proposal | Management | For | For | ||||||||||||||||
12. | Management Proposal | Management | For | For | ||||||||||||||||
13. | Management Proposal | Management | For | For | ||||||||||||||||
14. | Management Proposal | Management | For | For | ||||||||||||||||
15. | Management Proposal | Management | For | For | ||||||||||||||||
S.16 | Management Proposal | Management | For | For | ||||||||||||||||
S.17 | Management Proposal | Management | For | For | ||||||||||||||||
S.18 | Management Proposal | Management | For | For | ||||||||||||||||
S.19 | Management Proposal | Management | Against | Against | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
8102733 | 01Q | 132391 | 0 | 16-Jul-2008 | 16-Jul-2008 | |||||||||||||||
PETROCHINA COMPANY LIMITED | ||||||||||||||||||||
Security | 71646E100 | Meeting Type | Special | |||||||||||||||||
Ticker Symbol | PTR | Meeting Date | 31-Jul-2008 | |||||||||||||||||
ISIN | US71646E1001 | Agenda | 932932519 - Management | |||||||||||||||||
City | Holding Recon Date | 24-Jun-2008 | ||||||||||||||||||
Country | United States | Vote Deadline Date | 22-Jul-2008 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
S1 | Miscellaneous Corporate Governance | Management | For | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
C 8102733 | 010 | 4900 | 0 | 10-Jul-2008 | 10-Jul-2008 | |||||||||||||||
ORASCOM TELECOM S A E | ||||||||||||||||||||
Security | 68554W205 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 06-Aug-2008 | ||||||||||||||||||
ISIN | US68554W2052 | Agenda | 701672594 - Management | |||||||||||||||||
City | CAIRO | Holding Recon Date | 23-Jul-2008 | |||||||||||||||||
Country | Egypt | Vote Deadline Date | 23-Jul-2008 | |||||||||||||||||
SEDOL(s) | 4007739 - B012D49 - B0218M8 | Quick Code | ||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-. | Non-Voting | |||||||||||||||||||
1. | Management Proposal | Management | For | For | ||||||||||||||||
2. | Management Proposal | Management | For | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
8102733 | 01Q | 10193 | 0 | 01-Aug-2008 | 01-Aug-2008 | |||||||||||||||
PRECISION CASTPARTS CORP. | ||||||||||||||||||||
Security | 740189105 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | PCP | Meeting Date | 12-Aug-2008 | |||||||||||||||||
ISIN | US7401891053 | Agenda | 932930630 - Management | |||||||||||||||||
City | Holding Recon Date | 19-Jun-2008 | ||||||||||||||||||
Country | United States | Vote Deadline Date | 11-Aug-2008 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
01 | Election of Directors | Management | ||||||||||||||||||
1 | DON R. GRABER | For | For | |||||||||||||||||
2 | LESTER L. LYLES | For | For | |||||||||||||||||
02 | Adopt Employee Stock Purchase Plan | Management | For | For | ||||||||||||||||
03 | Amend Stock Compensation Plan | Management | For | For | ||||||||||||||||
04 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
C 8102733 | 010 | 9300 | 0 | 22-Jul-2008 | 22-Jul-2008 | |||||||||||||||
MEDTRONIC, INC. | ||||||||||||||||||||
Security | 585055106 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | MDT | Meeting Date | 21-Aug-2008 | |||||||||||||||||
ISIN | US5850551061 | Agenda | 932935488 - Management | |||||||||||||||||
City | Holding Recon Date | 23-Jun-2008 | ||||||||||||||||||
Country | United States | Vote Deadline Date | 20-Aug-2008 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
01 | Election of Directors | Management | ||||||||||||||||||
1 | VICTOR J. DZAU, M.D. | For | For | |||||||||||||||||
2 | WILLIAM A. HAWKINS | For | For | |||||||||||||||||
3 | SHIRLEY A. JACKSON, PHD | For | For | |||||||||||||||||
4 | DENISE M. O'LEARY | For | For | |||||||||||||||||
5 | JEAN-PIERRE ROSSO | For | For | |||||||||||||||||
6 | JACK W. SCHULER | For | For | |||||||||||||||||
02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||
03 | Approve Stock Compensation Plan | Management | For | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
C 8102733 | 010 | 42305 | 0 | 05-Aug-2008 | 05-Aug-2008 | |||||||||||||||
CHINA COMMUNICATIONS CONSTRUCTION COMPANY LTD, BEI | ||||||||||||||||||||
Security | Y14369105 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 29-Aug-2008 | ||||||||||||||||||
ISIN | CNE1000002F5 | Agenda | 701661553 - Management | |||||||||||||||||
City | BEIJING | Holding Recon Date | 29-Jul-2008 | |||||||||||||||||
Country | China | Vote Deadline Date | 19-Aug-2008 | |||||||||||||||||
SEDOL(s) | B1JKTQ6 - B1L7ZX4 - B1MT2B6 | Quick Code | ||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
S.1 | Management Proposal | Management | For | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
8102733 | 01Q | 0 | 0 | 13-Aug-2008 | ||||||||||||||||
SHANGRI-LA ASIA LTD | ||||||||||||||||||||
Security | G8063F106 | Meeting Type | Special General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 10-Sep-2008 | ||||||||||||||||||
ISIN | BMG8063F1068 | Agenda | 701682533 - Management | |||||||||||||||||
City | HONG KONG | Holding Recon Date | 27-Aug-2008 | |||||||||||||||||
Country | Bermuda | Vote Deadline Date | 29-Aug-2008 | |||||||||||||||||
SEDOL(s) | 5797879 - 6175463 - 6771032 - B01XWP6 - B17KX99 | Quick Code | ||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1. | Management Proposal | Management | For | For | ||||||||||||||||
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ACTUAL RECORD DATE AND C-ONSERVATIVE CUT-OFF DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NO-T RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS-. THANK YOU. | Non-Voting | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
8102733 | 01Q | 1024888 | 0 | 26-Aug-2008 | 26-Aug-2008 | |||||||||||||||
BANCO SANTANDER SA, SANTANDER | ||||||||||||||||||||
Security | E19790109 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 22-Sep-2008 | ||||||||||||||||||
ISIN | ES0113900J37 | Agenda | 701685096 - Management | |||||||||||||||||
City | SANTANDER | Holding Recon Date | 18-Sep-2008 | |||||||||||||||||
Country | Spain | Vote Deadline Date | 11-Sep-2008 | |||||||||||||||||
SEDOL(s) | 0736082 - 2576628 - 5705946 - 5706637 - 5706819 - 5761885 - 5852433 - 5900600 - 6162595 - B02TB23 - B0CL505 - B0LTJV9 | Quick Code | 572405000 | |||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1. | Management Proposal | Management | For | For | ||||||||||||||||
2. | Management Proposal | Management | For | For | ||||||||||||||||
3. | Management Proposal | Management | For | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
8102733 | 01Q | 101102 | 0 | 08-Sep-2008 | 08-Sep-2008 | |||||||||||||||
NIKE, INC. | ||||||||||||||||||||
Security | 654106103 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | NKE | Meeting Date | 22-Sep-2008 | |||||||||||||||||
ISIN | US6541061031 | Agenda | 932939551 - Management | |||||||||||||||||
City | Holding Recon Date | 25-Jul-2008 | ||||||||||||||||||
Country | United States | Vote Deadline Date | 19-Sep-2008 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
01 | Election of Directors | Management | ||||||||||||||||||
1 | JILL K. CONWAY | For | For | |||||||||||||||||
2 | ALAN B. GRAF, JR. | For | For | |||||||||||||||||
3 | JEANNE P. JACKSON | For | For | |||||||||||||||||
02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
C 8102733 | 010 | 15900 | 0 | 02-Sep-2008 | 02-Sep-2008 | |||||||||||||||
TEVA PHARMACEUTICAL INDUSTRIES LIMITED | ||||||||||||||||||||
Security | 881624209 | Meeting Type | Special | |||||||||||||||||
Ticker Symbol | TEVA | Meeting Date | 25-Sep-2008 | |||||||||||||||||
ISIN | US8816242098 | Agenda | 932949398 - Management | |||||||||||||||||
City | Holding Recon Date | 18-Aug-2008 | ||||||||||||||||||
Country | Israel | Vote Deadline Date | 16-Sep-2008 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
01 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
C 8102733 | 010 | 53500 | 0 | 09-Sep-2008 | 09-Sep-2008 | |||||||||||||||
UBS AG | ||||||||||||||||||||
Security | H89231338 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 02-Oct-2008 | ||||||||||||||||||
ISIN | CH0024899483 | Agenda | 701698461 - Management | |||||||||||||||||
City | BASEL | Holding Recon Date | 25-Sep-2008 | |||||||||||||||||
Country | Switzerland | Blocking | Vote Deadline Date | 16-Sep-2008 | ||||||||||||||||
SEDOL(s) | B17MJS6 - B17MV57 - B17XGG6 - B18NGG5 - B18XLJ3 - B18YFJ4 | Quick Code | 575607000 | |||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
THE PRACTICE OF SHARE BLOCKING VARIES WIDELY IN THIS MARKET. PLEASE CONTACT YO-UR CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOU-NTS. | Non-Voting | |||||||||||||||||||
PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING NOTICE SENT UNDER MEETING-492216 , INCLUDING THE AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST-BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RE-REGIST-RATION DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS THAT ARE SUBMITTED AFTER-THE CUTOFF DATE WILL BE PROCESSED ON A BEST EFFORT BASIS. THANK YOU. | Non-Voting | |||||||||||||||||||
1.1 | Management Proposal | Management | No Action | |||||||||||||||||
1.2 | Management Proposal | Management | No Action | |||||||||||||||||
1.3 | Management Proposal | Management | No Action | |||||||||||||||||
1.4 | Management Proposal | Management | No Action | |||||||||||||||||
2. | Management Proposal | Management | No Action | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
8102733 | 01Q | 206800 | 0 | 11-Sep-2008 | 11-Sep-2008 | |||||||||||||||
UNILEVER NV | ||||||||||||||||||||
Security | N8981F271 | Meeting Type | Ordinary General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 03-Oct-2008 | ||||||||||||||||||
ISIN | NL0000009355 | Agenda | 701707210 - Management | |||||||||||||||||
City | ROTTERDAM | Holding Recon Date | 26-Sep-2008 | |||||||||||||||||
Country | Netherlands | Blocking | Vote Deadline Date | 22-Sep-2008 | ||||||||||||||||
SEDOL(s) | B12T3J1 - B15CPS0 - B15G6S9 - B15RB98 - B1XH7K3 | Quick Code | ||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
PLEASE NOTE THAT BLOCKING CONDITIONS FOR VOTING AT THIS GENERAL MEETING ARE RE-LAXED. BLOCKING PERIOD ENDS ONE DAY AFTER THE REGISTRATION DATE SET ON 26 SEP-2008 SHARES CAN BE TRADED THEREAFTER. THANK YOU | Non-Voting | |||||||||||||||||||
1. | Opening and announcements | Non-Voting | ||||||||||||||||||
2. | Management Proposal | Management | For | For | ||||||||||||||||
3. | Management Proposal | Management | For | For | ||||||||||||||||
4. | Questions | Non-Voting | ||||||||||||||||||
5. | Closing | Non-Voting | ||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
8102733 | 01Q | 52328 | 0 | 09-Oct-2008 | 16-Sep-2008 | |||||||||||||||
ORACLE CORPORATION | ||||||||||||||||||||
Security | 68389X105 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | ORCL | Meeting Date | 10-Oct-2008 | |||||||||||||||||
ISIN | US68389X1054 | Agenda | 932949033 - Management | |||||||||||||||||
City | Holding Recon Date | 12-Aug-2008 | ||||||||||||||||||
Country | United States | Vote Deadline Date | 09-Oct-2008 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
01 | Election of Directors | Management | ||||||||||||||||||
1 | JEFFREY O. HENLEY | For | For | |||||||||||||||||
2 | LAWRENCE J. ELLISON | For | For | |||||||||||||||||
3 | DONALD L. LUCAS | For | For | |||||||||||||||||
4 | MICHAEL J. BOSKIN | For | For | |||||||||||||||||
5 | JACK F. KEMP | For | For | |||||||||||||||||
6 | JEFFREY S. BERG | For | For | |||||||||||||||||
7 | SAFRA A. CATZ | For | For | |||||||||||||||||
8 | HECTOR GARCIA-MOLINA | For | For | |||||||||||||||||
9 | H. RAYMOND BINGHAM | For | For | |||||||||||||||||
10 | CHARLES E. PHILLIPS, JR | For | For | |||||||||||||||||
11 | NAOMI O. SELIGMAN | For | For | |||||||||||||||||
12 | GEORGE H. CONRADES | For | For | |||||||||||||||||
13 | BRUCE R. CHIZEN | For | For | |||||||||||||||||
02 | Approve Cash/Stock Bonus Plan | Management | For | For | ||||||||||||||||
03 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||
04 | S/H Proposal - Executive Compensation | Shareholder | For | Against | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
C 8102733 | 010 | 151110 | 0 | 24-Sep-2008 | 24-Sep-2008 | |||||||||||||||
THE PROCTER & GAMBLE COMPANY | ||||||||||||||||||||
Security | 742718109 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | PG | Meeting Date | 14-Oct-2008 | |||||||||||||||||
ISIN | US7427181091 | Agenda | 932946556 - Management | |||||||||||||||||
City | Holding Recon Date | 15-Aug-2008 | ||||||||||||||||||
Country | United States | Vote Deadline Date | 13-Oct-2008 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
01 | Election of Directors | Management | ||||||||||||||||||
1 | KENNETH I. CHENAULT | For | For | |||||||||||||||||
2 | SCOTT D. COOK | For | For | |||||||||||||||||
3 | RAJAT K. GUPTA | For | For | |||||||||||||||||
4 | A.G. LAFLEY | For | For | |||||||||||||||||
5 | CHARLES R. LEE | For | For | |||||||||||||||||
6 | LYNN M. MARTIN | For | For | |||||||||||||||||
7 | W. JAMES MCNERNEY, JR. | For | For | |||||||||||||||||
8 | JOHNATHAN A. RODGERS | For | For | |||||||||||||||||
9 | RALPH SNYDERMAN, M.D. | For | For | |||||||||||||||||
10 | MARGARET C. WHITMAN | For | For | |||||||||||||||||
11 | PATRICIA A. WOERTZ | For | For | |||||||||||||||||
12 | ERNESTO ZEDILLO | For | For | |||||||||||||||||
02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||
03 | Eliminate Cumulative Voting | Management | For | For | ||||||||||||||||
04 | S/H Proposal - Proxy Process/Statement | Shareholder | Against | For | ||||||||||||||||
05 | S/H Proposal - Executive Compensation | Shareholder | For | Against | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
C 8102733 | 010 | 32270 | 0 | 26-Sep-2008 | 26-Sep-2008 | |||||||||||||||
IMPALA PLATINUM HLDGS LTD | ||||||||||||||||||||
Security | S37840113 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 23-Oct-2008 | ||||||||||||||||||
ISIN | ZAE000083648 | Agenda | 701696835 - Management | |||||||||||||||||
City | JOHANNESBURG | Holding Recon Date | 21-Oct-2008 | |||||||||||||||||
Country | South Africa | Vote Deadline Date | 13-Oct-2008 | |||||||||||||||||
SEDOL(s) | B1DH4F7 - B1FFT76 - B1GH8B8 - B1GK3Z6 | Quick Code | ||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
O.1 | Management Proposal | Management | For | For | ||||||||||||||||
O.2.1 | Management Proposal | Management | For | For | ||||||||||||||||
O.2.2 | Management Proposal | Management | For | For | ||||||||||||||||
O.2.3 | Management Proposal | Management | For | For | ||||||||||||||||
O.2.4 | Management Proposal | Management | For | For | ||||||||||||||||
O.2.5 | Management Proposal | Management | For | For | ||||||||||||||||
O.3 | Management Proposal | Management | For | For | ||||||||||||||||
S.1 | Management Proposal | Management | For | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
8102733 | 01Q | 71710 | 0 | 02-Oct-2008 | 02-Oct-2008 | |||||||||||||||
BHP BILLITON PLC | ||||||||||||||||||||
Security | G10877101 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 23-Oct-2008 | ||||||||||||||||||
ISIN | GB0000566504 | Agenda | 701729684 - Management | |||||||||||||||||
City | LONDON | Holding Recon Date | 21-Oct-2008 | |||||||||||||||||
Country | United Kingdom | Vote Deadline Date | 15-Oct-2008 | |||||||||||||||||
SEDOL(s) | 0056650 - 4878333 - 5359730 - 6016777 - B02S6G9 | Quick Code | ||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 500449 DUE TO SPLITTING OF-RESOLUTIONS AND CHANGE IN VOTING STATUS. ALL VOTES RECEIVED ON THE PREVIOUS M-EETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOT-ICE. THANK YOU. | Non-Voting | |||||||||||||||||||
1. | Management Proposal | Management | For | For | ||||||||||||||||
2. | Management Proposal | Management | For | For | ||||||||||||||||
3. | Management Proposal | Management | For | For | ||||||||||||||||
4. | Management Proposal | Management | For | For | ||||||||||||||||
5. | Management Proposal | Management | For | For | ||||||||||||||||
6. | Management Proposal | Management | For | For | ||||||||||||||||
7. | Management Proposal | Management | For | For | ||||||||||||||||
8. | Management Proposal | Management | For | For | ||||||||||||||||
9. | Management Proposal | Management | For | For | ||||||||||||||||
10. | Management Proposal | Management | For | For | ||||||||||||||||
11. | Management Proposal | Management | For | For | ||||||||||||||||
12. | Management Proposal | Management | For | For | ||||||||||||||||
13. | Management Proposal | Management | For | For | ||||||||||||||||
14. | Management Proposal | Management | For | For | ||||||||||||||||
15. | Management Proposal | Management | For | For | ||||||||||||||||
16. | Management Proposal | Management | For | For | ||||||||||||||||
17. | Shareholder Proposal | Shareholder | Against | For | ||||||||||||||||
18. | Shareholder Proposal | Shareholder | Against | For | ||||||||||||||||
19. | Management Proposal | Management | For | For | ||||||||||||||||
20. | Management Proposal | Management | For | For | ||||||||||||||||
21. | Management Proposal | Management | For | For | ||||||||||||||||
22. | Management Proposal | Management | For | For | ||||||||||||||||
23. | Management Proposal | Management | For | For | ||||||||||||||||
24. | Management Proposal | Management | For | For | ||||||||||||||||
S.25 | Management Proposal | Management | For | For | ||||||||||||||||
S.26 | Management Proposal | Management | For | For | ||||||||||||||||
S27.1 | Management Proposal | Management | For | For | ||||||||||||||||
S27.2 | Management Proposal | Management | For | For | ||||||||||||||||
S27.3 | Management Proposal | Management | For | For | ||||||||||||||||
S27.4 | Management Proposal | Management | For | For | ||||||||||||||||
S27.5 | Management Proposal | Management | For | For | ||||||||||||||||
S27.6 | Management Proposal | Management | For | For | ||||||||||||||||
28. | Management Proposal | Management | For | For | ||||||||||||||||
29. | Management Proposal | Management | For | For | ||||||||||||||||
30. | Management Proposal | Management | For | For | ||||||||||||||||
31. | Management Proposal | Management | For | For | ||||||||||||||||
32. | Management Proposal | Management | For | For | ||||||||||||||||
S.33 | Management Proposal | Management | For | For | ||||||||||||||||
S.34 | Management Proposal | Management | For | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
8102733 | 01Q | 196319 | 0 | 14-Oct-2008 | 14-Oct-2008 | |||||||||||||||
CHINA LIFE INS CO LTD | ||||||||||||||||||||
Security | Y1477R204 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 27-Oct-2008 | ||||||||||||||||||
ISIN | CNE1000002L3 | Agenda | 701705557 - Management | |||||||||||||||||
City | BEIJING | Holding Recon Date | 26-Sep-2008 | |||||||||||||||||
Country | China | Vote Deadline Date | 14-Oct-2008 | |||||||||||||||||
SEDOL(s) | 6718976 - B02W3K4 - B06KKF8 | Quick Code | ||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1.A | Management Proposal | Management | For | For | ||||||||||||||||
1.B | Management Proposal | Management | For | For | ||||||||||||||||
1.C | Management Proposal | Management | For | For | ||||||||||||||||
S.2 | Management Proposal | Management | For | For | ||||||||||||||||
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF CONSERVATIVE CUT-OFF DAT-E. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FOR-M UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
8102733 | 01Q | 438000 | 0 | 09-Oct-2008 | 09-Oct-2008 | |||||||||||||||
UNILEVER NV | ||||||||||||||||||||
Security | N8981F271 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 29-Oct-2008 | ||||||||||||||||||
ISIN | NL0000009355 | Agenda | 701725713 - Management | |||||||||||||||||
City | ROTTERDAM | Holding Recon Date | 08-Oct-2008 | |||||||||||||||||
Country | Netherlands | Vote Deadline Date | 16-Oct-2008 | |||||||||||||||||
SEDOL(s) | B12T3J1 - B15CPS0 - B15G6S9 - B15RB98 - B1XH7K3 | Quick Code | ||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1. | Management Proposal | Management | For | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
8102733 | 01Q | 52328 | 0 | 09-Oct-2008 | 09-Oct-2008 | |||||||||||||||
CISCO SYSTEMS, INC. | ||||||||||||||||||||
Security | 17275R102 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | CSCO | Meeting Date | 13-Nov-2008 | |||||||||||||||||
ISIN | US17275R1023 | Agenda | 932954729 - Management | |||||||||||||||||
City | Holding Recon Date | 15-Sep-2008 | ||||||||||||||||||
Country | United States | Vote Deadline Date | 12-Nov-2008 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1A | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1B | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1C | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1D | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1E | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1F | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1G | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1H | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1I | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1J | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1K | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1L | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||
03 | S/H Proposal - Research Renewable Energy | Shareholder | Against | For | ||||||||||||||||
04 | S/H Proposal - Research Renewable Energy | Shareholder | Against | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
C 8102733 | 010 | 124525 | 0 | 11-Nov-2008 | 11-Nov-2008 | |||||||||||||||
UNICREDIT SPA, GENOVA | ||||||||||||||||||||
Security | T95132105 | Meeting Type | MIX | |||||||||||||||||
Ticker Symbol | Meeting Date | 14-Nov-2008 | ||||||||||||||||||
ISIN | IT0000064854 | Agenda | 701731300 - Management | |||||||||||||||||
City | ROMA | Holding Recon Date | 10-Nov-2008 | |||||||||||||||||
Country | Italy | Blocking | Vote Deadline Date | 04-Nov-2008 | ||||||||||||||||
SEDOL(s) | 0711670 - 4232445 - 5179712 - B020SH0 - B11RZ56 - B2B3HG6 | Quick Code | ||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN MEETING DATE. IF YOU HAVE-ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU D-ECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||||||||||||||
O.1 | Management Proposal | Management | No Action | |||||||||||||||||
E.1 | Management Proposal | Management | No Action | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
8102733 | 01Q | 152650 | 0 | 11-Nov-2008 | 11-Nov-2008 | |||||||||||||||
WOLSELEY PLC | ||||||||||||||||||||
Security | G97278108 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 18-Nov-2008 | ||||||||||||||||||
ISIN | GB0009764027 | Agenda | 701737047 - Management | |||||||||||||||||
City | LONDON | Holding Recon Date | 14-Nov-2008 | |||||||||||||||||
Country | United Kingdom | Vote Deadline Date | 11-Nov-2008 | |||||||||||||||||
SEDOL(s) | 0976402 - 5848175 - B02RBK5 | Quick Code | ||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1. | Management Proposal | Management | For | For | ||||||||||||||||
2. | Management Proposal | Management | For | For | ||||||||||||||||
3. | Management Proposal | Management | For | For | ||||||||||||||||
4. | Management Proposal | Management | For | For | ||||||||||||||||
5. | Management Proposal | Management | For | For | ||||||||||||||||
6. | Management Proposal | Management | For | For | ||||||||||||||||
7. | Management Proposal | Management | For | For | ||||||||||||||||
8. | Management Proposal | Management | For | For | ||||||||||||||||
S.9 | Management Proposal | Management | For | For | ||||||||||||||||
S.10 | Management Proposal | Management | For | For | ||||||||||||||||
11. | Management Proposal | Management | For | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
8102733 | 01Q | 69350 | 0 | 05-Nov-2008 | 05-Nov-2008 | |||||||||||||||
MICROSOFT CORPORATION | ||||||||||||||||||||
Security | 594918104 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | MSFT | Meeting Date | 19-Nov-2008 | |||||||||||||||||
ISIN | US5949181045 | Agenda | 932960013 - Management | |||||||||||||||||
City | Holding Recon Date | 05-Sep-2008 | ||||||||||||||||||
Country | United States | Vote Deadline Date | 18-Nov-2008 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
01 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
02 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
03 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
04 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
05 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
06 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
07 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
08 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
09 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
10 | Approve Stock Compensation Plan | Management | For | For | ||||||||||||||||
11 | Amend Stock Option Plan | Management | For | For | ||||||||||||||||
12 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||
13 | Miscellaneous Shareholder Proposal | Shareholder | Against | For | ||||||||||||||||
14 | S/H Proposal - Human Rights Related | Shareholder | Against | For | ||||||||||||||||
15 | S/H Proposal - Report on Charitable Contributions | Shareholder | Against | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
C 8102733 | 010 | 113555 | 0 | 04-Nov-2008 | 04-Nov-2008 | |||||||||||||||
UBS AG | ||||||||||||||||||||
Security | H89231338 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 27-Nov-2008 | ||||||||||||||||||
ISIN | CH0024899483 | Agenda | 701761618 - Management | |||||||||||||||||
City | LUZERN | Holding Recon Date | 24-Nov-2008 | |||||||||||||||||
Country | Switzerland | Vote Deadline Date | 12-Nov-2008 | |||||||||||||||||
SEDOL(s) | B17MJS6 - B17MV57 - B17XGG6 - B18NGG5 - B18XLJ3 - B18YFJ4 | Quick Code | 575607000 | |||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
THE PRACTICE OF SHARE BLOCKING VARIES WIDELY IN THIS MARKET. PLEASE CONTACT YO-UR CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOU-NTS. | Non-Voting | |||||||||||||||||||
PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING NOTICE SENT UNDER MEETING-513377, INCLUDING THE AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST-BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RE-REGISTR-ATION DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS THAT ARE SUBMITTED AFTER T-HE CUTOFF DATE WILL BE PROCESSED ON A BEST EFFORT BASIS. THANK YOU. | Non-Voting | |||||||||||||||||||
Status report of the Board of Directors and report on compensation | Non-Voting | |||||||||||||||||||
1. | Management Proposal | Management | No Action | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
8102733 | 01Q | 213500 | 0 | 07-Nov-2008 | 07-Nov-2008 | |||||||||||||||
BHP BILLITON LTD | ||||||||||||||||||||
Security | Q1498M100 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 27-Nov-2008 | ||||||||||||||||||
ISIN | AU000000BHP4 | Agenda | 701766769 - Management | |||||||||||||||||
City | MELBOURNE | Holding Recon Date | 25-Nov-2008 | |||||||||||||||||
Country | Australia | Vote Deadline Date | 19-Nov-2008 | |||||||||||||||||
SEDOL(s) | 0144403 - 0144414 - 5709506 - 6144690 - 6144764 - 6146760 - B02KCV2 | Quick Code | 503607000 | |||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 508523 DUE TO CHANGE IN VO-TING STATUS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AN-D YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | Non-Voting | |||||||||||||||||||
1. | Management Proposal | Management | For | For | ||||||||||||||||
2. | Management Proposal | Management | For | For | ||||||||||||||||
3. | Management Proposal | Management | For | For | ||||||||||||||||
4. | Management Proposal | Management | For | For | ||||||||||||||||
5. | Management Proposal | Management | For | For | ||||||||||||||||
6. | Management Proposal | Management | For | For | ||||||||||||||||
7. | Management Proposal | Management | For | For | ||||||||||||||||
8. | Management Proposal | Management | For | For | ||||||||||||||||
9. | Management Proposal | Management | For | For | ||||||||||||||||
10. | Management Proposal | Management | For | For | ||||||||||||||||
11. | Management Proposal | Management | For | For | ||||||||||||||||
12. | Management Proposal | Management | For | For | ||||||||||||||||
13. | Management Proposal | Management | For | For | ||||||||||||||||
14. | Management Proposal | Management | For | For | ||||||||||||||||
15. | Management Proposal | Management | For | For | ||||||||||||||||
16. | Management Proposal | Management | For | For | ||||||||||||||||
17. | Shareholder Proposal | Shareholder | Against | For | ||||||||||||||||
18. | Shareholder Proposal | Shareholder | Against | For | ||||||||||||||||
19. | Management Proposal | Management | For | For | ||||||||||||||||
20. | Management Proposal | Management | For | For | ||||||||||||||||
21. | Management Proposal | Management | For | For | ||||||||||||||||
22. | Management Proposal | Management | For | For | ||||||||||||||||
23. | Management Proposal | Management | For | For | ||||||||||||||||
24. | Management Proposal | Management | For | For | ||||||||||||||||
S.25 | Management Proposal | Management | For | For | ||||||||||||||||
S.26 | Management Proposal | Management | For | For | ||||||||||||||||
S27.1 | Management Proposal | Management | For | For | ||||||||||||||||
S27.2 | Management Proposal | Management | For | For | ||||||||||||||||
S27.3 | Management Proposal | Management | For | For | ||||||||||||||||
S27.4 | Management Proposal | Management | For | For | ||||||||||||||||
S27.5 | Management Proposal | Management | For | For | ||||||||||||||||
S27.6 | Management Proposal | Management | For | For | ||||||||||||||||
28. | Management Proposal | Management | For | For | ||||||||||||||||
29. | Management Proposal | Management | For | For | ||||||||||||||||
30. | Management Proposal | Management | For | For | ||||||||||||||||
31. | Management Proposal | Management | For | For | ||||||||||||||||
32. | Management Proposal | Management | For | For | ||||||||||||||||
S.33 | Management Proposal | Management | For | For | ||||||||||||||||
S.34 | Management Proposal | Management | For | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
8102733 | 01Q | 0 | 0 | 14-Nov-2008 | 14-Nov-2008 | |||||||||||||||
BANK OF AMERICA CORPORATION | ||||||||||||||||||||
Security | 060505104 | Meeting Type | Special | |||||||||||||||||
Ticker Symbol | BAC | Meeting Date | 05-Dec-2008 | |||||||||||||||||
ISIN | US0605051046 | Agenda | 932970343 - Management | |||||||||||||||||
City | Holding Recon Date | 10-Oct-2008 | ||||||||||||||||||
Country | United States | Vote Deadline Date | 04-Dec-2008 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
01 | Stock Issuance | Management | Against | Against | ||||||||||||||||
02 | Amend Stock Option Plan | Management | For | For | ||||||||||||||||
03 | Authorize Common Stock Increase | Management | Against | Against | ||||||||||||||||
04 | Approve Motion to Adjourn Meeting | Management | Against | Against | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
C 8102733 | 010 | 81130 | 0 | 01-Dec-2008 | 01-Dec-2008 | |||||||||||||||
TRANSOCEAN INC | ||||||||||||||||||||
Security | G90073100 | Meeting Type | Special | |||||||||||||||||
Ticker Symbol | RIG | Meeting Date | 08-Dec-2008 | |||||||||||||||||
ISIN | KYG900731004 | Agenda | 932973173 - Management | |||||||||||||||||
City | Holding Recon Date | 27-Oct-2008 | ||||||||||||||||||
Country | United States | Vote Deadline Date | 05-Dec-2008 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
01 | Approve Merger Agreement | Management | For | For | ||||||||||||||||
02 | Approve Motion to Adjourn Meeting | Management | For | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
C 8102733 | 010 | 16898 | 0 | 25-Nov-2008 | 25-Nov-2008 | |||||||||||||||
SHANGRI-LA ASIA LTD | ||||||||||||||||||||
Security | G8063F106 | Meeting Type | Special General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 17-Dec-2008 | ||||||||||||||||||
ISIN | BMG8063F1068 | Agenda | 701773485 - Management | |||||||||||||||||
City | HONG KONG | Holding Recon Date | 16-Dec-2008 | |||||||||||||||||
Country | Bermuda | Vote Deadline Date | 08-Dec-2008 | |||||||||||||||||
SEDOL(s) | 5797879 - 6175463 - 6771032 - B01XWP6 - B17KX99 | Quick Code | ||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR "AGAINST" ONLY-FOR RESOLUTION 1. THANK YOU. | Non-Voting | |||||||||||||||||||
1. | Management Proposal | Management | For | For | ||||||||||||||||
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE. IF YOU HAVE-ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DE-CIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
8102733 | 01Q | 1114888 | 0 | 28-Nov-2008 | 28-Nov-2008 | |||||||||||||||
THE PNC FINANCIAL SERVICES GROUP, INC. | ||||||||||||||||||||
Security | 693475105 | Meeting Type | Special | |||||||||||||||||
Ticker Symbol | PNC | Meeting Date | 23-Dec-2008 | |||||||||||||||||
ISIN | US6934751057 | Agenda | 932981257 - Management | |||||||||||||||||
City | Holding Recon Date | 14-Nov-2008 | ||||||||||||||||||
Country | United States | Vote Deadline Date | 22-Dec-2008 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
01 | Stock Issuance | Management | For | For | ||||||||||||||||
02 | Approve Motion to Adjourn Meeting | Management | For | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
C 8102733 | 010 | 24605 | 0 | 16-Dec-2008 | 16-Dec-2008 | |||||||||||||||
COMPANHIA VALE DO RIO DOCE | ||||||||||||||||||||
Security | 204412209 | Meeting Type | Special | |||||||||||||||||
Ticker Symbol | RIO | Meeting Date | 29-Dec-2008 | |||||||||||||||||
ISIN | US2044122099 | Agenda | 932983871 - Management | |||||||||||||||||
City | Holding Recon Date | 05-Dec-2008 | ||||||||||||||||||
Country | Brazil | Vote Deadline Date | 19-Dec-2008 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
01 | Miscellaneous Corporate Actions | Management | For | For | ||||||||||||||||
02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||
03 | Approve Remuneration of Directors and Auditors | Management | For | For | ||||||||||||||||
04 | Approve Stock Split | Management | For | For | ||||||||||||||||
05 | Approve Article Amendments | Management | For | For | ||||||||||||||||
06 | Approve Article Amendments | Management | For | For | ||||||||||||||||
07 | Approve Article Amendments | Management | For | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
C 8102733 | 010 | 36000 | 0 | 15-Dec-2008 | 15-Dec-2008 | |||||||||||||||
AMDOCS LIMITED | ||||||||||||||||||||
Security | G02602103 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | DOX | Meeting Date | 22-Jan-2009 | |||||||||||||||||
ISIN | GB0022569080 | Agenda | 932983631 - Management | |||||||||||||||||
City | Holding Recon Date | 24-Nov-2008 | ||||||||||||||||||
Country | United Kingdom | Vote Deadline Date | 21-Jan-2009 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
01 | Election of Directors | Management | ||||||||||||||||||
1 | BRUCE K. ANDERSON | For | For | |||||||||||||||||
2 | ADRIAN GARDNER | For | For | |||||||||||||||||
3 | CHARLES E. FOSTER | For | For | |||||||||||||||||
4 | JAMES S. KAHAN | For | For | |||||||||||||||||
5 | ZOHAR ZISAPEL | For | For | |||||||||||||||||
6 | DOV BAHARAV | For | For | |||||||||||||||||
7 | JULIAN A. BRODSKY | For | For | |||||||||||||||||
8 | ELI GELMAN | For | For | |||||||||||||||||
9 | NEHEMIA LEMELBAUM | For | For | |||||||||||||||||
10 | JOHN T. MCLENNAN | For | For | |||||||||||||||||
11 | ROBERT A. MINICUCCI | For | For | |||||||||||||||||
12 | SIMON OLSWANG | For | For | |||||||||||||||||
02 | Approve Charter Amendment | Management | For | For | ||||||||||||||||
03 | Approve Financial Statements, Allocation of Income, and Discharge Directors | Management | For | For | ||||||||||||||||
04 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
C 8102733 | 010 | 32700 | 0 | 08-Jan-2009 | 08-Jan-2009 | |||||||||||||||
SIEMENS AG, MUENCHEN | ||||||||||||||||||||
Security | D69671218 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 27-Jan-2009 | ||||||||||||||||||
ISIN | DE0007236101 | Agenda | 701785567 - Management | |||||||||||||||||
City | MUNCHEN | Holding Recon Date | 23-Jan-2009 | |||||||||||||||||
Country | Germany | Vote Deadline Date | 14-Jan-2009 | |||||||||||||||||
SEDOL(s) | 0798725 - 4617008 - 5727973 - 5735222 - 5735233 - 5735288 - 5750399 - 5751615 - B0395G4 - B19GK05 | Quick Code | ||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
AS A CONDITION OF VOTING, GERMAN MARKET REGULATIONS REQUIRE THAT YOU DISCLOSE-WHETHER YOU HAVE A CONTROLLING OR PERSONAL INTEREST IN THIS COMPANY. SHOULD EI-THER BE THE CASE, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE SO THAT WE-MAY LODGE YOUR INSTRUCTIONS ACCORDINGLY. IF YOU DO NOT HAVE A CONTROLLING OR- PERSONAL INTEREST, SUBMIT YOUR VOTE AS NORMAL. THANK YOU | Non-Voting | |||||||||||||||||||
PLEASE NOTE THAT THESE SHARES MAY BE BLOCKED DEPENDING ON SOME SUBCUSTODIANS'-PROCESSING IN THE MARKET. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO-OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS. | Non-Voting | |||||||||||||||||||
1. | Presentation of the report of the Supervisory Board, the corporate governance-and compensation report, and the compliance report for the 2007/2008 FY | Non-Voting | ||||||||||||||||||
2. | Presentation of the Company and group financial statements and annual reports-for the 2007/2008 FY with the report pursuant to Sections 289(4) and 315(4) of-the German Commercial Code | Non-Voting | ||||||||||||||||||
3. | Management Proposal | Management | For | For | ||||||||||||||||
4.1. | Management Proposal | Management | For | For | ||||||||||||||||
4.2. | Management Proposal | Management | For | For | ||||||||||||||||
4.3. | Management Proposal | Management | For | For | ||||||||||||||||
4.4. | Management Proposal | Management | For | For | ||||||||||||||||
4.5. | Management Proposal | Management | For | For | ||||||||||||||||
4.6. | Management Proposal | Management | For | For | ||||||||||||||||
4.7. | Management Proposal | Management | For | For | ||||||||||||||||
4.8. | Management Proposal | Management | For | For | ||||||||||||||||
4.9. | Management Proposal | Management | For | For | ||||||||||||||||
4.10. | Management Proposal | Management | For | For | ||||||||||||||||
4.11. | Management Proposal | Management | For | For | ||||||||||||||||
4.12. | Management Proposal | Management | For | For | ||||||||||||||||
4.13. | Management Proposal | Management | For | For | ||||||||||||||||
4.14. | Management Proposal | Management | For | For | ||||||||||||||||
5.1. | Management Proposal | Management | For | For | ||||||||||||||||
5.2. | Management Proposal | Management | For | For | ||||||||||||||||
5.3. | Management Proposal | Management | For | For | ||||||||||||||||
5.4. | Management Proposal | Management | For | For | ||||||||||||||||
5.5. | Management Proposal | Management | For | For | ||||||||||||||||
5.6. | Management Proposal | Management | For | For | ||||||||||||||||
5.7. | Management Proposal | Management | For | For | ||||||||||||||||
5.8. | Management Proposal | Management | For | For | ||||||||||||||||
5.9. | Management Proposal | Management | For | For | ||||||||||||||||
5.10. | Management Proposal | Management | For | For | ||||||||||||||||
5.11. | Management Proposal | Management | For | For | ||||||||||||||||
5.12. | Management Proposal | Management | For | For | ||||||||||||||||
5.13. | Management Proposal | Management | For | For | ||||||||||||||||
5.14. | Management Proposal | Management | For | For | ||||||||||||||||
5.15. | Management Proposal | Management | For | For | ||||||||||||||||
5.16. | Management Proposal | Management | For | For | ||||||||||||||||
5.17. | Management Proposal | Management | For | For | ||||||||||||||||
5.18. | Management Proposal | Management | For | For | ||||||||||||||||
5.19. | Management Proposal | Management | For | For | ||||||||||||||||
5.20. | Management Proposal | Management | For | For | ||||||||||||||||
5.21. | Management Proposal | Management | For | For | ||||||||||||||||
5.22. | Management Proposal | Management | For | For | ||||||||||||||||
5.23. | Management Proposal | Management | For | For | ||||||||||||||||
5.24. | Management Proposal | Management | For | For | ||||||||||||||||
5.25. | Management Proposal | Management | For | For | ||||||||||||||||
5.26. | Management Proposal | Management | For | For | ||||||||||||||||
5.27. | Management Proposal | Management | For | For | ||||||||||||||||
5.28. | Management Proposal | Management | For | For | ||||||||||||||||
5.29. | Management Proposal | Management | For | For | ||||||||||||||||
5.30. | Management Proposal | Management | For | For | ||||||||||||||||
5.31. | Management Proposal | Management | For | For | ||||||||||||||||
5.32. | Management Proposal | Management | For | For | ||||||||||||||||
6. | Management Proposal | Management | For | For | ||||||||||||||||
7. | Management Proposal | Management | For | For | ||||||||||||||||
8. | Management Proposal | Management | For | For | ||||||||||||||||
9. | Management Proposal | Management | For | For | ||||||||||||||||
10. | Management Proposal | Management | For | For | ||||||||||||||||
11. | Management Proposal | Management | For | For | ||||||||||||||||
12. | Management Proposal | Management | For | For | ||||||||||||||||
COUNTER PROPOSALS HAVE BEEN RECEIVED FOR THIS MEETING. A LINK TO THE COUNTER P-ROPOSAL INFORMATION IS AVAILABLE IN THE MATERIAL URL SECTION OF THE APPLICATIO-N. IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEN-D AND VOTE YOUR SHARES AT THE COMPANYS MEETING. | Non-Voting | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
8102733 | 01Q | 11788 | 0 | 16-Jan-2009 | 16-Jan-2009 | |||||||||||||||
IMPERIAL TOB GROUP PLC | ||||||||||||||||||||
Security | G4721W102 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 03-Feb-2009 | ||||||||||||||||||
ISIN | GB0004544929 | Agenda | 701789856 - Management | |||||||||||||||||
City | TBA | Holding Recon Date | 30-Jan-2009 | |||||||||||||||||
Country | United Kingdom | Vote Deadline Date | 26-Jan-2009 | |||||||||||||||||
SEDOL(s) | 0454492 - 5919974 - B02SW50 | Quick Code | ||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1. | Management Proposal | Management | For | For | ||||||||||||||||
2. | Management Proposal | Management | For | For | ||||||||||||||||
3. | Management Proposal | Management | For | For | ||||||||||||||||
4. | Management Proposal | Management | For | For | ||||||||||||||||
5. | Management Proposal | Management | For | For | ||||||||||||||||
6. | Management Proposal | Management | For | For | ||||||||||||||||
7. | Management Proposal | Management | For | For | ||||||||||||||||
8. | Management Proposal | Management | For | For | ||||||||||||||||
9. | Management Proposal | Management | For | For | ||||||||||||||||
10. | Management Proposal | Management | For | For | ||||||||||||||||
11. | Management Proposal | Management | For | For | ||||||||||||||||
12. | Management Proposal | Management | For | For | ||||||||||||||||
S.13 | Management Proposal | Management | For | For | ||||||||||||||||
S.14 | Management Proposal | Management | For | For | ||||||||||||||||
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF AUDITOR NAME. IF YOU HAV-E ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
8102733 | 01Q | 82647 | 0 | 20-Jan-2009 | 20-Jan-2009 | |||||||||||||||
ACCENTURE LTD | ||||||||||||||||||||
Security | G1150G111 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | ACN | Meeting Date | 12-Feb-2009 | |||||||||||||||||
ISIN | BMG1150G1116 | Agenda | 932988554 - Management | |||||||||||||||||
City | Holding Recon Date | 15-Dec-2008 | ||||||||||||||||||
Country | United States | Vote Deadline Date | 11-Feb-2009 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1A | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1B | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1C | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1D | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1E | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
2 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
C 8102733 | 010 | 22400 | 0 | 30-Jan-2009 | 30-Jan-2009 | |||||||||||||||
ATWOOD OCEANICS, INC. | ||||||||||||||||||||
Security | 050095108 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | ATW | Meeting Date | 12-Feb-2009 | |||||||||||||||||
ISIN | US0500951084 | Agenda | 932992894 - Management | |||||||||||||||||
City | Holding Recon Date | 31-Dec-2008 | ||||||||||||||||||
Country | United States | Vote Deadline Date | 11-Feb-2009 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
01 | Election of Directors | Management | ||||||||||||||||||
1 | DEBORAH A. BECK | For | For | |||||||||||||||||
2 | GEORGE S. DOTSON | For | For | |||||||||||||||||
3 | JOHN R. IRWIN | For | For | |||||||||||||||||
4 | ROBERT W. BURGESS | For | For | |||||||||||||||||
5 | HANS HELMERICH | For | For | |||||||||||||||||
6 | JAMES R. MONTAGUE | For | For | |||||||||||||||||
02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
C 8102733 | 010 | 32400 | 0 | 28-Jan-2009 | 28-Jan-2009 | |||||||||||||||
NOVARTIS AG | ||||||||||||||||||||
Security | H5820Q150 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 24-Feb-2009 | ||||||||||||||||||
ISIN | CH0012005267 | Agenda | 701810168 - Management | |||||||||||||||||
City | BASEL | Holding Recon Date | 19-Feb-2009 | |||||||||||||||||
Country | Switzerland | Blocking | Vote Deadline Date | 18-Feb-2009 | ||||||||||||||||
SEDOL(s) | 7103065 - 7105083 - B01DMY5 - B10S3M3 | Quick Code | ||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING 530415 DUE TO CHANGE IN VOTIN-G STATUS OF RESOLUTION 5.1. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU-. | Non-Voting | |||||||||||||||||||
THE PRACTICE OF SHARE BLOCKING VARIES WIDELY IN THIS MARKET. PLEASE CONTACT YO-UR CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOU-NTS. | Non-Voting | |||||||||||||||||||
PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING NOTICE SENT UNDER MEETING-524714, INCLUDING THE AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST-BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RE-REGISTR-ATION DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS THAT ARE SUBMITTED AFTER T-HE CUTOFF DATE WILL BE PROCESSED ON A BEST EFFORT BASIS. THANK YOU. | Non-Voting | |||||||||||||||||||
1. | Management Proposal | Management | No Action | |||||||||||||||||
2. | Management Proposal | Management | No Action | |||||||||||||||||
3. | Management Proposal | Management | No Action | |||||||||||||||||
4. | Management Proposal | Management | No Action | |||||||||||||||||
5.1 | Shareholder Proposal | Shareholder | No Action | |||||||||||||||||
5.2 | Management Proposal | Management | No Action | |||||||||||||||||
5.3 | Management Proposal | Management | No Action | |||||||||||||||||
6.1 | Acknowledge that, at this AGM, Prof. Peter Burckhardt M.D. is resigning from t-he Board of Directors, having reached the age limit, at his own wish and Prof.-William W. George is also resigning from the Board of Directors | Non-Voting | ||||||||||||||||||
6.2.A | Management Proposal | Management | No Action | |||||||||||||||||
6.2.B | Management Proposal | Management | No Action | |||||||||||||||||
6.2.C | Management Proposal | Management | No Action | |||||||||||||||||
6.2.D | Management Proposal | Management | No Action | |||||||||||||||||
6.3 | Management Proposal | Management | No Action | |||||||||||||||||
7. | Management Proposal | Management | No Action | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
8102733 | 01Q | 12875 | 0 | 09-Feb-2009 | 09-Feb-2009 | |||||||||||||||
APPLE INC. | ||||||||||||||||||||
Security | 037833100 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | AAPL | Meeting Date | 25-Feb-2009 | |||||||||||||||||
ISIN | US0378331005 | Agenda | 932989760 - Management | |||||||||||||||||
City | Holding Recon Date | 29-Dec-2008 | ||||||||||||||||||
Country | United States | Vote Deadline Date | 24-Feb-2009 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
01 | Election of Directors | Management | ||||||||||||||||||
1 | WILLIAM V. CAMPBELL | For | For | |||||||||||||||||
2 | MILLARD S. DREXLER | For | For | |||||||||||||||||
3 | ALBERT A. GORE, JR. | For | For | |||||||||||||||||
4 | STEVEN P. JOBS | For | For | |||||||||||||||||
5 | ANDREA JUNG | For | For | |||||||||||||||||
6 | A.D. LEVINSON, PH.D. | For | For | |||||||||||||||||
7 | ERIC E. SCHMIDT, PH.D. | For | For | |||||||||||||||||
8 | JEROME B. YORK | For | For | |||||||||||||||||
02 | S/H Proposal - Political/Government | Shareholder | Against | For | ||||||||||||||||
03 | S/H Proposal - Health Issues | Shareholder | Against | For | ||||||||||||||||
04 | S/H Proposal - Environmental | Shareholder | Against | For | ||||||||||||||||
05 | S/H Proposal - Executive Compensation | Shareholder | Against | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
C 8102733 | 010 | 1600 | 0 | 17-Feb-2009 | 17-Feb-2009 | |||||||||||||||
DEERE & COMPANY | ||||||||||||||||||||
Security | 244199105 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | DE | Meeting Date | 25-Feb-2009 | |||||||||||||||||
ISIN | US2441991054 | Agenda | 932992185 - Management | |||||||||||||||||
City | Holding Recon Date | 31-Dec-2008 | ||||||||||||||||||
Country | United States | Vote Deadline Date | 24-Feb-2009 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1A | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1B | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1C | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1D | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||
03 | Miscellaneous Corporate Actions | Management | For | For | ||||||||||||||||
04 | S/H Proposal - Report on Executive Compensation | Shareholder | Against | For | ||||||||||||||||
05 | S/H Proposal - Separate Chairman/Coe | Shareholder | For | Against | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
C 8102733 | 010 | 12400 | 0 | 19-Feb-2009 | 19-Feb-2009 | |||||||||||||||
BRITISH LAND CO PLC R.E.I.T., LONDON | ||||||||||||||||||||
Security | G15540118 | Meeting Type | Ordinary General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 03-Mar-2009 | ||||||||||||||||||
ISIN | GB0001367019 | Agenda | 701816552 - Management | |||||||||||||||||
City | LONDON | Holding Recon Date | 27-Feb-2009 | |||||||||||||||||
Country | United Kingdom | Vote Deadline Date | 24-Feb-2009 | |||||||||||||||||
SEDOL(s) | 0136701 - 5898943 - B02S777 | Quick Code | ||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1. | Management Proposal | Management | For | For | ||||||||||||||||
2. | Management Proposal | Management | For | For | ||||||||||||||||
S.3 | Management Proposal | Management | For | For | ||||||||||||||||
S.4 | Management Proposal | Management | For | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
8102733 | 01Q | 41854 | 0 | 18-Feb-2009 | 18-Feb-2009 | |||||||||||||||
QUALCOMM, INCORPORATED | ||||||||||||||||||||
Security | 747525103 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | QCOM | Meeting Date | 03-Mar-2009 | |||||||||||||||||
ISIN | US7475251036 | Agenda | 932990218 - Management | |||||||||||||||||
City | Holding Recon Date | 02-Jan-2009 | ||||||||||||||||||
Country | United States | Vote Deadline Date | 02-Mar-2009 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
01 | Election of Directors | Management | ||||||||||||||||||
1 | BARBARA T. ALEXANDER | For | For | |||||||||||||||||
2 | STEPHEN M. BENNETT | For | For | |||||||||||||||||
3 | DONALD G. CRUICKSHANK | For | For | |||||||||||||||||
4 | RAYMOND V. DITTAMORE | For | For | |||||||||||||||||
5 | THOMAS W. HORTON | For | For | |||||||||||||||||
6 | IRWIN MARK JACOBS | For | For | |||||||||||||||||
7 | PAUL E. JACOBS | For | For | |||||||||||||||||
8 | ROBERT E. KAHN | For | For | |||||||||||||||||
9 | SHERRY LANSING | For | For | |||||||||||||||||
10 | DUANE A. NELLES | For | For | |||||||||||||||||
11 | MARC I. STERN | For | For | |||||||||||||||||
12 | BRENT SCOWCROFT | For | For | |||||||||||||||||
02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
C 8102733 | 010 | 34135 | 0 | 17-Feb-2009 | 17-Feb-2009 | |||||||||||||||
SAMSUNG ELECTRS LTD | ||||||||||||||||||||
Security | Y74718100 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 13-Mar-2009 | ||||||||||||||||||
ISIN | KR7005930003 | Agenda | 701818013 - Management | |||||||||||||||||
City | SEOUL | Holding Recon Date | 31-Dec-2008 | |||||||||||||||||
Country | Korea, Republic Of | Vote Deadline Date | 02-Mar-2009 | |||||||||||||||||
SEDOL(s) | 6771720 - B19VC15 | Quick Code | ||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTING OPTION FOR THIS MEETING. THANK-YOU. | Non-Voting | |||||||||||||||||||
1. | Management Proposal | Management | For | For | ||||||||||||||||
2. | Management Proposal | Management | For | For | ||||||||||||||||
3. | Management Proposal | Management | For | For | ||||||||||||||||
4. | Management Proposal | Management | For | For | ||||||||||||||||
5. | Management Proposal | Management | Against | Against | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
8102733 | 01Q | 1671 | 0 | 25-Feb-2009 | 25-Feb-2009 | |||||||||||||||
ASSURED GUARANTY LTD. | ||||||||||||||||||||
Security | G0585R106 | Meeting Type | Special | |||||||||||||||||
Ticker Symbol | AGO | Meeting Date | 16-Mar-2009 | |||||||||||||||||
ISIN | BMG0585R1060 | Agenda | 932999432 - Management | |||||||||||||||||
City | Holding Recon Date | 06-Feb-2009 | ||||||||||||||||||
Country | United States | Vote Deadline Date | 13-Mar-2009 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
01 | Stock Issuance | Management | For | For | ||||||||||||||||
02 | Stock Issuance | Management | For | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
C 8102733 | 010 | 60000 | 0 | 11-Mar-2009 | 11-Mar-2009 | |||||||||||||||
NOVO-NORDISK A/S (VORMALS NOVO INDUSTRI A/S) | ||||||||||||||||||||
Security | K7314N152 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 18-Mar-2009 | ||||||||||||||||||
ISIN | DK0060102614 | Agenda | 701845692 - Management | |||||||||||||||||
City | FREDERIKSBERG | Holding Recon Date | 16-Mar-2009 | |||||||||||||||||
Country | Denmark | Vote Deadline Date | 10-Mar-2009 | |||||||||||||||||
SEDOL(s) | 3035322 - 7077524 - 7250035 | Quick Code | ||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 540030 DUE TO SPLITTING OF-DIRECTOR NAMES. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDE-D AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | Non-Voting | |||||||||||||||||||
IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | Non-Voting | |||||||||||||||||||
1. | Approve the Board of Director's oral report on the Company's activities in the-past FY | Non-Voting | ||||||||||||||||||
2. | Management Proposal | Management | For | For | ||||||||||||||||
3. | Management Proposal | Management | For | For | ||||||||||||||||
4. | Management Proposal | Management | For | For | ||||||||||||||||
5.1 | Management Proposal | Management | For | For | ||||||||||||||||
5.2 | Management Proposal | Management | For | For | ||||||||||||||||
5.3 | Management Proposal | Management | For | For | ||||||||||||||||
5.4 | Management Proposal | Management | For | For | ||||||||||||||||
5.5 | Management Proposal | Management | For | For | ||||||||||||||||
5.6 | Management Proposal | Management | For | For | ||||||||||||||||
5.7 | Management Proposal | Management | For | For | ||||||||||||||||
6. | Management Proposal | Management | For | For | ||||||||||||||||
7.1 | Management Proposal | Management | For | For | ||||||||||||||||
7.2 | Management Proposal | Management | For | For | ||||||||||||||||
7.3.1 | Management Proposal | Management | For | For | ||||||||||||||||
7.3.2 | Management Proposal | Management | For | For | ||||||||||||||||
7.3.3 | Management Proposal | Management | For | For | ||||||||||||||||
7.3.4 | Management Proposal | Management | For | For | ||||||||||||||||
Miscellaneous | Non-Voting | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
8102733 | 01Q | 22821 | 0 | 16-Mar-2009 | 16-Mar-2009 | |||||||||||||||
COVIDIEN LTD. | ||||||||||||||||||||
Security | G2552X108 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | COV | Meeting Date | 18-Mar-2009 | |||||||||||||||||
ISIN | BMG2552X1083 | Agenda | 932993377 - Management | |||||||||||||||||
City | Holding Recon Date | 06-Jan-2009 | ||||||||||||||||||
Country | Bermuda | Vote Deadline Date | 17-Mar-2009 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1A | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1B | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1C | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1D | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1E | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1F | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1G | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1H | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1I | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1J | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1K | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
02 | Amend Stock Compensation Plan | Management | For | For | ||||||||||||||||
03 | Approve Remuneration of Directors and Auditors | Management | For | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | �� | Date Confirmed | ||||||||||||||
C 8102733 | 010 | 22685 | 0 | 02-Mar-2009 | 02-Mar-2009 | |||||||||||||||
HEWLETT-PACKARD COMPANY | ||||||||||||||||||||
Security | 428236103 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | HPQ | Meeting Date | 18-Mar-2009 | |||||||||||||||||
ISIN | US4282361033 | Agenda | 932994785 - Management | |||||||||||||||||
City | Holding Recon Date | 20-Jan-2009 | ||||||||||||||||||
Country | United States | Vote Deadline Date | 17-Mar-2009 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1A | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1B | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1C | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1D | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1E | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1F | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1G | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1H | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1I | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1J | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
C 8102733 | 010 | 62680 | 0 | 03-Mar-2009 | 03-Mar-2009 | |||||||||||||||
HSBC HOLDINGS PLC, LONDON | ||||||||||||||||||||
Security | G4634U169 | Meeting Type | Ordinary General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 19-Mar-2009 | ||||||||||||||||||
ISIN | GB0005405286 | Agenda | 701830172 - Management | |||||||||||||||||
City | LONDON | Holding Recon Date | 17-Mar-2009 | |||||||||||||||||
Country | United Kingdom | Vote Deadline Date | 09-Mar-2009 | |||||||||||||||||
SEDOL(s) | 0540528 - 0560582 - 2367543 - 4097279 - 5722592 - 6153221 - 6158163 - 6165464 - B00JZT0 - B2NSSQ6 | Quick Code | ||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1. | Management Proposal | Management | For | For | ||||||||||||||||
2. | Management Proposal | Management | For | For | ||||||||||||||||
S.3 | Management Proposal | Management | For | For | ||||||||||||||||
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF CONSERVATIVE CUT-OFF. IF-YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNL-ESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
8102733 | 01Q | 317300 | 0 | 10-Mar-2009 | 10-Mar-2009 | |||||||||||||||
THE HARTFORD FINANCIAL SVCS GROUP, INC. | ||||||||||||||||||||
Security | 416515104 | Meeting Type | Special | |||||||||||||||||
Ticker Symbol | HIG | Meeting Date | 26-Mar-2009 | |||||||||||||||||
ISIN | US4165151048 | Agenda | 932999127 - Management | |||||||||||||||||
City | Holding Recon Date | 05-Feb-2009 | ||||||||||||||||||
Country | United States | Vote Deadline Date | 25-Mar-2009 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
01 | Stock Conversion | Management | For | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
C 8102733 | 010 | 20200 | 0 | 20-Mar-2009 | 20-Mar-2009 | |||||||||||||||
ENAGAS SA | ||||||||||||||||||||
Security | E41759106 | Meeting Type | Ordinary General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 27-Mar-2009 | ||||||||||||||||||
ISIN | ES0130960018 | Agenda | 701820347 - Management | |||||||||||||||||
City | MADRID | Holding Recon Date | 25-Mar-2009 | |||||||||||||||||
Country | Spain | Vote Deadline Date | 18-Mar-2009 | |||||||||||||||||
SEDOL(s) | 7383072 - B06MMP8 - B1BK276 - B28H040 | Quick Code | ||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A SE-COND CALL ON 27 MAR 2009. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN V-ALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. | Non-Voting | |||||||||||||||||||
1. | Management Proposal | Management | For | For | ||||||||||||||||
2. | Management Proposal | Management | For | For | ||||||||||||||||
3. | Management Proposal | Management | For | For | ||||||||||||||||
4. | Management Proposal | Management | Against | Against | ||||||||||||||||
5.1 | Management Proposal | Management | For | For | ||||||||||||||||
5.2 | Management Proposal | Management | For | For | ||||||||||||||||
5.3 | Management Proposal | Management | For | For | ||||||||||||||||
5.4 | Management Proposal | Management | Against | Against | ||||||||||||||||
5.5 | Management Proposal | Management | For | For | ||||||||||||||||
6. | Management Proposal | Management | For | For | ||||||||||||||||
7. | Management Proposal | Management | For | For | ||||||||||||||||
8. | Management Proposal | Management | For | For | ||||||||||||||||
9. | Management Proposal | Management | For | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
8102733 | 01Q | 62207 | 0 | 13-Mar-2009 | 13-Mar-2009 | |||||||||||||||
CANON INC. | ||||||||||||||||||||
Security | J05124144 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 27-Mar-2009 | ||||||||||||||||||
ISIN | JP3242800005 | Agenda | 701829395 - Management | |||||||||||||||||
City | TOKYO | Holding Recon Date | 30-Dec-2008 | |||||||||||||||||
Country | Japan | Vote Deadline Date | 12-Mar-2009 | |||||||||||||||||
SEDOL(s) | 5485271 - 6172323 - B021CR1 - B16MTZ4 | Quick Code | 77510 | |||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1 | Approve Appropriation of Retained Earnings | Management | For | For | ||||||||||||||||
2 | Amend the Articles of Incorporation | Management | For | For | ||||||||||||||||
3.1 | Appoint a Director | Management | For | For | ||||||||||||||||
3.2 | Appoint a Director | Management | For | For | ||||||||||||||||
3.3 | Appoint a Director | Management | For | For | ||||||||||||||||
3.4 | Appoint a Director | Management | For | For | ||||||||||||||||
3.5 | Appoint a Director | Management | For | For | ||||||||||||||||
3.6 | Appoint a Director | Management | For | For | ||||||||||||||||
3.7 | Appoint a Director | Management | For | For | ||||||||||||||||
3.8 | Appoint a Director | Management | For | For | ||||||||||||||||
3.9 | Appoint a Director | Management | For | For | ||||||||||||||||
3.10 | Appoint a Director | Management | For | For | ||||||||||||||||
3.11 | Appoint a Director | Management | For | For | ||||||||||||||||
3.12 | Appoint a Director | Management | For | For | ||||||||||||||||
3.13 | Appoint a Director | Management | For | For | ||||||||||||||||
3.14 | Appoint a Director | Management | For | For | ||||||||||||||||
3.15 | Appoint a Director | Management | For | For | ||||||||||||||||
3.16 | Appoint a Director | Management | For | For | ||||||||||||||||
3.17 | Appoint a Director | Management | For | For | ||||||||||||||||
3.18 | Appoint a Director | Management | For | For | ||||||||||||||||
3.19 | Appoint a Director | Management | For | For | ||||||||||||||||
3.20 | Appoint a Director | Management | For | For | ||||||||||||||||
3.21 | Appoint a Director | Management | For | For | ||||||||||||||||
3.22 | Appoint a Director | Management | For | For | ||||||||||||||||
3.23 | Appoint a Director | Management | For | For | ||||||||||||||||
3.24 | Appoint a Director | Management | For | For | ||||||||||||||||
3.25 | Appoint a Director | Management | For | For | ||||||||||||||||
4 | Approve Provision of Retirement Allowance for Retiring Corporate Auditors | Management | For | For | ||||||||||||||||
5 | Approve Payment of Bonuses to Corporate Officers | Management | For | For | ||||||||||||||||
6 | Approve Issuance of Share Acquisition Rights as Stock Options | Management | For | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
8102733 | 01Q | 37850 | 0 | 06-Mar-2009 | 06-Mar-2009 | |||||||||||||||
BNP PARIBAS | ||||||||||||||||||||
Security | F1058Q238 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 27-Mar-2009 | ||||||||||||||||||
ISIN | FR0000131104 | Agenda | 701830716 - Management | |||||||||||||||||
City | TBA | Holding Recon Date | 23-Mar-2009 | |||||||||||||||||
Country | France | Vote Deadline Date | 16-Mar-2009 | |||||||||||||||||
SEDOL(s) | 4133667 - 4144681 - 4904357 - 6222187 - 6507000 - 7166057 - 7309681 - 7309692 - 7309766 - 7310070 - 7529757 - B01DCX4 - B0CRJ34 - B0Z5388 - B19GH59 | Quick Code | 525017000 | |||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
French Resident Shareowners must complete, sign and forward the Proxy Card dir-ectly to the sub custodian. Please contact your Client Service Representative-to obtain the necessary card, account details and directions. The following-applies to Non- Resident Shareowners: Proxy Cards: Voting instructions will b-e forwarded to the Global Custodians that have become Registered Intermediarie-s, on the Vote Deadline Date. In capacity as Registered Intermediary, the Glob-al Custodian will sign the Proxy Card and forward to the local custodian. If y-ou are unsure whether your Global Custodian acts as Registered Intermediary, p-lease contact your representative | Non-Voting | |||||||||||||||||||
PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR" AN-D "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting | |||||||||||||||||||
1. | Management Proposal | Management | For | For | ||||||||||||||||
2. | Management Proposal | Management | For | For | ||||||||||||||||
3. | Management Proposal | Management | For | For | ||||||||||||||||
4. | Management Proposal | Management | For | For | ||||||||||||||||
5. | Management Proposal | Management | For | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
8102733 | 01Q | 14782 | 0 | 19-Mar-2009 | 19-Mar-2009 | |||||||||||||||
WOLSELEY PLC | ||||||||||||||||||||
Security | G97278108 | Meeting Type | Ordinary General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 01-Apr-2009 | ||||||||||||||||||
ISIN | GB0009764027 | Agenda | 701843775 - Management | |||||||||||||||||
City | LONDON | Holding Recon Date | 30-Mar-2009 | |||||||||||||||||
Country | United Kingdom | Vote Deadline Date | 25-Mar-2009 | |||||||||||||||||
SEDOL(s) | 0976402 - 5848175 - B02RBK5 | Quick Code | ||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1. | Management Proposal | Management | For | For | ||||||||||||||||
S.2 | Management Proposal | Management | For | For | ||||||||||||||||
3. | Management Proposal | Management | For | For | ||||||||||||||||
4. | Management Proposal | Management | For | For | ||||||||||||||||
5. | Management Proposal | Management | For | For | ||||||||||||||||
S.6 | Management Proposal | Management | For | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
8102733 | 01Q | 90701 | 0 | 19-Mar-2009 | 19-Mar-2009 | |||||||||||||||
TORONTO DOMINION BK ONT | ||||||||||||||||||||
Security | 891160509 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 02-Apr-2009 | ||||||||||||||||||
ISIN | CA8911605092 | Agenda | 701819154 - Management | |||||||||||||||||
City | BRUNSWICK | Holding Recon Date | 09-Feb-2009 | |||||||||||||||||
Country | Canada | Vote Deadline Date | 27-Mar-2009 | |||||||||||||||||
SEDOL(s) | 0897547 - 2042516 - 2897222 - 5705719 - 6897671 - B043KB5 | Quick Code | 512409000 | |||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ''FOR" OR "AGAINST" ONLY FOR-RESOLUTIONS "3 TO 9" AND "FOR" OR ''WITHHOLD" ONLY FOR RESOLUTION NUMBERS "1.-1 TO 1.17" AND "2". THANK YOU. | Non-Voting | |||||||||||||||||||
Receive the financial statements for the YE 31 OCT 2008, and the Auditor's rep-ort thereon | Non-Voting | |||||||||||||||||||
1.1 | Management Proposal | Management | For | For | ||||||||||||||||
1.2 | Management Proposal | Management | For | For | ||||||||||||||||
1.3 | Management Proposal | Management | For | For | ||||||||||||||||
1.4 | Management Proposal | Management | For | For | ||||||||||||||||
1.5 | Management Proposal | Management | For | For | ||||||||||||||||
1.6 | Management Proposal | Management | For | For | ||||||||||||||||
1.7 | Management Proposal | Management | For | For | ||||||||||||||||
1.8 | Management Proposal | Management | For | For | ||||||||||||||||
1.9 | Management Proposal | Management | For | For | ||||||||||||||||
1.10 | Management Proposal | Management | For | For | ||||||||||||||||
1.11 | Management Proposal | Management | For | For | ||||||||||||||||
1.12 | Management Proposal | Management | For | For | ||||||||||||||||
1.13 | Management Proposal | Management | For | For | ||||||||||||||||
1.14 | Management Proposal | Management | For | For | ||||||||||||||||
1.15 | Management Proposal | Management | For | For | ||||||||||||||||
1.16 | Management Proposal | Management | For | For | ||||||||||||||||
1.17 | Management Proposal | Management | For | For | ||||||||||||||||
2. | Management Proposal | Management | For | For | ||||||||||||||||
3. | Shareholder Proposal | Shareholder | Against | For | ||||||||||||||||
4. | Shareholder Proposal | Shareholder | Against | For | ||||||||||||||||
5. | Shareholder Proposal | Shareholder | Against | For | ||||||||||||||||
6. | Shareholder Proposal | Shareholder | Against | For | ||||||||||||||||
7. | Shareholder Proposal | Shareholder | Against | For | ||||||||||||||||
8. | Shareholder Proposal | Shareholder | Against | For | ||||||||||||||||
9. | Shareholder Proposal | Shareholder | Against | For | ||||||||||||||||
Transact any other business | Non-Voting | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
8102733 | 01Q | 62300 | 0 | 17-Mar-2009 | 17-Mar-2009 | |||||||||||||||
TURKIYE GARANTI BANKASI A S | ||||||||||||||||||||
Security | M4752S106 | Meeting Type | Ordinary General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 02-Apr-2009 | ||||||||||||||||||
ISIN | TRAGARAN91N1 | Agenda | 701835867 - Management | |||||||||||||||||
City | ISTANBUL | Holding Recon Date | 31-Mar-2009 | |||||||||||||||||
Country | Turkey | Blocking | Vote Deadline Date | 19-Mar-2009 | ||||||||||||||||
SEDOL(s) | 4361617 - B032YF5 - B03MYP5 - B03N2W1 - B04KF33 | Quick Code | ||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | Non-Voting | |||||||||||||||||||
1. | Management Proposal | Management | No Action | |||||||||||||||||
2. | Management Proposal | Management | No Action | |||||||||||||||||
3. | Management Proposal | Management | No Action | |||||||||||||||||
4. | Management Proposal | Management | No Action | |||||||||||||||||
5. | Management Proposal | Management | No Action | |||||||||||||||||
6. | Management Proposal | Management | No Action | |||||||||||||||||
7. | Management Proposal | Management | No Action | |||||||||||||||||
8. | Management Proposal | Management | No Action | |||||||||||||||||
9. | Management Proposal | Management | No Action | |||||||||||||||||
10. | Management Proposal | Management | No Action | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
8102733 | 01Q | 201617 | 0 | 01-Apr-2009 | 01-Apr-2009 | |||||||||||||||
KONINKLIJKE KPN NV | ||||||||||||||||||||
Security | N4297B146 | Meeting Type | Ordinary General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 07-Apr-2009 | ||||||||||||||||||
ISIN | NL0000009082 | Agenda | 701836681 - Management | |||||||||||||||||
City | AMSTERDAM | Holding Recon Date | 16-Mar-2009 | |||||||||||||||||
Country | Netherlands | Blocking | Vote Deadline Date | 25-Mar-2009 | ||||||||||||||||
SEDOL(s) | 0726469 - 5956078 - 5983537 - B02P035 - B0CM843 | Quick Code | ||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
PLEASE NOTE THAT BLOCKING CONDITIONS FOR VOTING AT THIS GENERAL MEETING ARE RE-LAXED. BLOCKING PERIOD ENDS ONE DAY AFTER THE REGISTRATION DATE SET ON 16 MAR-2009 SHARES CAN BE TRADED THEREAFTER. THANK YOU. | Non-Voting | |||||||||||||||||||
PLEASE NOTE THAT THIS IS AN AGM. THANK YOU. | Non-Voting | |||||||||||||||||||
1. | Opening and announcements | Non-Voting | ||||||||||||||||||
2. | Report by the Board of Management for the FY 2008 | Non-Voting | ||||||||||||||||||
3. | Management Proposal | Management | No Action | |||||||||||||||||
4. | Under this agenda item the Board of Management will give an explanation of the-financial, dividend and reservation policy of Koninklijke KPN N.V., as outlin-ed in the annual report over the FY 2008 | Non-Voting | ||||||||||||||||||
5. | Management Proposal | Management | No Action | |||||||||||||||||
6. | Management Proposal | Management | No Action | |||||||||||||||||
7. | Management Proposal | Management | No Action | |||||||||||||||||
8. | Management Proposal | Management | No Action | |||||||||||||||||
9. | Opportunity to make recommendations for the appointment of Mr. A.H.J. Risseeuw-and Mrs. M.E. Van Lier Lels are due to step down from the Supervisory Board a-t the end of this general meeting of Shareholders as they have reached the end-of their 4 year term of office, Mr. Eustace stepped down at the 2008 AGM and-decided not to stand for reappointment, the Supervisory Board's intention to f-ill in the vacancy at this AGM was announced during last year's general meetin-g of shareholders, the vacancies arising must be filled in accordance with the-profile of the Supervisory Board, in particular, candidates should either hav-e extensive knowledge of and expertise in financial and auditing matters, on r-elevant technology, and/or on public policy, furthermore, candidates should ha-ve sufficient experience in (inter) national business, Mr. Risseeuw and Mrs. V-an Lier Lels have both indicated their availability for reappointment; the gen- eral meeting of Shareholders has the opportunity to put forward recommendation-s for the vacancies | Non-Voting | ||||||||||||||||||
10. | Management Proposal | Management | No Action | |||||||||||||||||
11. | Management Proposal | Management | No Action | |||||||||||||||||
12. | Management Proposal | Management | No Action | |||||||||||||||||
13. | Management Proposal | Management | No Action | |||||||||||||||||
14. | At the closure of the AGM of shareholders in 2010, Mr. D.I. Jager will step do-wn since he has then reached the end of his 4 year term of office | Non-Voting | ||||||||||||||||||
15. | Management Proposal | Management | No Action | |||||||||||||||||
16. | Management Proposal | Management | No Action | |||||||||||||||||
17. | Any other business and closure of the meeting | Non-Voting | ||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
8102733 | 01Q | 163851 | 0 | 17-Mar-2009 | 17-Mar-2009 | |||||||||||||||
JULIUS BAER HOLDING AG, ZUERICH | ||||||||||||||||||||
Security | H4407G263 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 08-Apr-2009 | ||||||||||||||||||
ISIN | CH0029758650 | Agenda | 701849892 - Management | |||||||||||||||||
City | ZUERICH | Holding Recon Date | 27-Mar-2009 | |||||||||||||||||
Country | Switzerland | Blocking | Vote Deadline Date | 16-Mar-2009 | ||||||||||||||||
SEDOL(s) | B1W6WD9 - B1WDCX0 - B1WDFF3 - B1WHVV3 - B1WHWN2 - B1WLDC0 | Quick Code | ||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
THE PRACTICE OF SHARE BLOCKING VARIES WIDELY IN THIS MARKET. PLEASE CONTACT YO-UR CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOU-NTS. | Non-Voting | |||||||||||||||||||
PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING NOTICE SENT UNDER MEETING-544358, INCLUDING THE AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST-BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RE-REGISTR-ATION DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS THAT ARE SUBMITTED AFTER T-HE CUTOFF DATE WILL BE PROCESSED ON A BEST EFFORT BASIS. THANK YOU. | Non-Voting | |||||||||||||||||||
1. | Management Proposal | Management | No Action | |||||||||||||||||
2. | Management Proposal | Management | No Action | |||||||||||||||||
3. | Management Proposal | Management | No Action | |||||||||||||||||
4.1 | Management Proposal | Management | No Action | |||||||||||||||||
4.2 | Management Proposal | Management | No Action | |||||||||||||||||
5. | Management Proposal | Management | No Action | |||||||||||||||||
6. | Management Proposal | Management | No Action | |||||||||||||||||
7. | Management Proposal | Management | No Action | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
8102733 | 01Q | 45595 | 0 | 18-Mar-2009 | 18-Mar-2009 | |||||||||||||||
PETROLEO BRASILEIRO S.A. - PETROBRAS | ||||||||||||||||||||
Security | 71654V408 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | PBR | Meeting Date | 08-Apr-2009 | |||||||||||||||||
ISIN | US71654V4086 | Agenda | 933032497 - Management | |||||||||||||||||
City | Holding Recon Date | 23-Mar-2009 | ||||||||||||||||||
Country | Brazil | Vote Deadline Date | 06-Apr-2009 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
I | Approve Financial Statements, Allocation of Income, and Discharge Directors | Management | For | For | ||||||||||||||||
II | Miscellaneous Corporate Actions | Management | For | For | ||||||||||||||||
III | Approve Financial Statements, Allocation of Income, and Discharge Directors | Management | For | For | ||||||||||||||||
IV | Miscellaneous Corporate Governance | Management | Against | Against | ||||||||||||||||
V | Miscellaneous Corporate Governance | Management | Against | Against | ||||||||||||||||
VI | Ratify Appointment of Independent Auditors | Management | Against | Against | ||||||||||||||||
VII | Approve Remuneration of Directors and Auditors | Management | For | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
C 8102733 | 010 | 16900 | 0 | 02-Apr-2009 | 02-Apr-2009 | |||||||||||||||
RIO TINTO PLC, LONDON | ||||||||||||||||||||
Security | G75754104 | Meeting Type | Ordinary General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 15-Apr-2009 | ||||||||||||||||||
ISIN | GB0007188757 | Agenda | 701850946 - Management | |||||||||||||||||
City | LONDON | Holding Recon Date | 13-Apr-2009 | |||||||||||||||||
Country | United Kingdom | Vote Deadline Date | 01-Apr-2009 | |||||||||||||||||
SEDOL(s) | 0718875 - 4718699 - 5725676 - 6720595 - B02T7C5 - B0CRGK0 | Quick Code | ||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1. | Management Proposal | Management | For | For | ||||||||||||||||
2. | Management Proposal | Management | For | For | ||||||||||||||||
3. | Management Proposal | Management | For | For | ||||||||||||||||
4. | Management Proposal | Management | For | For | ||||||||||||||||
5. | Management Proposal | Management | For | For | ||||||||||||||||
6. | Management Proposal | Management | For | For | ||||||||||||||||
7. | Management Proposal | Management | For | For | ||||||||||||||||
8. | Management Proposal | Management | For | For | ||||||||||||||||
9. | Management Proposal | Management | For | For | ||||||||||||||||
10. | Management Proposal | Management | For | For | ||||||||||||||||
S.11 | Management Proposal | Management | For | For | ||||||||||||||||
S.12 | Management Proposal | Management | For | For | ||||||||||||||||
13. | Management Proposal | Management | For | For | ||||||||||||||||
S.14 | Management Proposal | Management | For | For | ||||||||||||||||
PLEASE NOTE THAT THIS IS AN AGM. THANK YOU | Non-Voting | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
8102733 | 01Q | 67377 | 0 | 31-Mar-2009 | 31-Mar-2009 | |||||||||||||||
UBS AG | ||||||||||||||||||||
Security | H89231338 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 15-Apr-2009 | ||||||||||||||||||
ISIN | CH0024899483 | Agenda | 701856861 - Management | |||||||||||||||||
City | RLIKON | Holding Recon Date | 09-Apr-2009 | |||||||||||||||||
Country | Switzerland | Blocking | Vote Deadline Date | 02-Apr-2009 | ||||||||||||||||
SEDOL(s) | B17MJS6 - B17MV57 - B17XGG6 - B18NGG5 - B18XLJ3 - B18YFJ4 | Quick Code | 575607000 | |||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
THE PRACTICE OF SHARE BLOCKING VARIES WIDELY IN THIS MARKET. PLEASE CONTACT YO-UR CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOU-NTS. | Non-Voting | |||||||||||||||||||
PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING NOTICE SENT UNDER MEETING-546004, INCLUDING THE AGENDA. TO BE ELIGIBLE TO VOTE AT THE UPCOMING MEETING,-YOUR SHARES MUST BE RE-REGISTERED FOR THIS MEETING. IN ADDITION, YOUR NAME MAY-BE PROVIDED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER. PLEASE CONTACT YOUR-GLOBAL CUSTODIAN OR YOUR CLIENT SERVICE REPRESENTATIVE IF YOU HAVE ANY QUESTI-ONS OR TO FIND OUT WHETHER YOUR SHARES HAVE BEEN RE-REGISTERED FOR THIS MEETIN-G. THANK YOU | Non-Voting | |||||||||||||||||||
1.1 | Management Proposal | Management | No Action | |||||||||||||||||
1.2 | Management Proposal | Management | No Action | |||||||||||||||||
2. | Management Proposal | Management | No Action | |||||||||||||||||
3.1.1 | Management Proposal | Management | No Action | |||||||||||||||||
3.1.2 | Management Proposal | Management | No Action | |||||||||||||||||
3.1.3 | Management Proposal | Management | No Action | |||||||||||||||||
3.1.4 | Management Proposal | Management | No Action | |||||||||||||||||
3.1.5 | Management Proposal | Management | No Action | |||||||||||||||||
3.1.6 | Management Proposal | Management | No Action | |||||||||||||||||
3.2.1 | Management Proposal | Management | No Action | |||||||||||||||||
3.2.2 | Management Proposal | Management | No Action | |||||||||||||||||
3.2.3 | Management Proposal | Management | No Action | |||||||||||||||||
3.2.4 | Management Proposal | Management | No Action | |||||||||||||||||
3.3 | Management Proposal | Management | No Action | |||||||||||||||||
3.4 | Management Proposal | Management | No Action | |||||||||||||||||
4. | Management Proposal | Management | No Action | |||||||||||||||||
5. | Management Proposal | Management | No Action | |||||||||||||||||
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE. IF YOU HAVE-ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DE-CIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
8102733 | 01Q | 197400 | 0 | 30-Jun-2009 | 25-Mar-2009 | |||||||||||||||
BP P L C | ||||||||||||||||||||
Security | G12793108 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 16-Apr-2009 | ||||||||||||||||||
ISIN | GB0007980591 | Agenda | 701833293 - Management | |||||||||||||||||
City | LONDON | Holding Recon Date | 14-Apr-2009 | |||||||||||||||||
Country | United Kingdom | Vote Deadline Date | 08-Apr-2009 | |||||||||||||||||
SEDOL(s) | 0798059 - 5789401 - 5790265 - 6167493 - 7110786 - B02S6Z8 | Quick Code | 582609000 | |||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1. | Management Proposal | Management | For | For | ||||||||||||||||
2. | Management Proposal | Management | For | For | ||||||||||||||||
3. | Management Proposal | Management | For | For | ||||||||||||||||
4. | Management Proposal | Management | For | For | ||||||||||||||||
5. | Management Proposal | Management | For | For | ||||||||||||||||
6. | Management Proposal | Management | For | For | ||||||||||||||||
7. | Management Proposal | Management | For | For | ||||||||||||||||
8. | Management Proposal | Management | For | For | ||||||||||||||||
9. | Management Proposal | Management | For | For | ||||||||||||||||
10. | Management Proposal | Management | For | For | ||||||||||||||||
11. | Management Proposal | Management | For | For | ||||||||||||||||
12. | Management Proposal | Management | For | For | ||||||||||||||||
13. | Management Proposal | Management | For | For | ||||||||||||||||
14. | Management Proposal | Management | For | For | ||||||||||||||||
15. | Management Proposal | Management | For | For | ||||||||||||||||
16. | Management Proposal | Management | For | For | ||||||||||||||||
17. | Management Proposal | Management | For | For | ||||||||||||||||
18. | Management Proposal | Management | For | For | ||||||||||||||||
S.19 | Management Proposal | Management | For | For | ||||||||||||||||
20. | Management Proposal | Management | For | For | ||||||||||||||||
S.21 | Management Proposal | Management | For | For | ||||||||||||||||
S.22 | Management Proposal | Management | For | For | ||||||||||||||||
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL COMMENT. IF Y-OU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLES-S YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||||||||||||||
PLEASE NOTE THAT RESOLUTION 15 IS NOT BEING COUNTED AT THE MEETING, AS MR. TOM-MCKILLOP IS NO LONGER STANDING AS DIRECTOR. THANK YOU. | Non-Voting | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
8102733 | 01Q | 336868 | 0 | 31-Mar-2009 | 31-Mar-2009 | |||||||||||||||
L'OREAL S.A., PARIS | ||||||||||||||||||||
Security | F58149133 | Meeting Type | Ordinary General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 16-Apr-2009 | ||||||||||||||||||
ISIN | FR0000120321 | Agenda | 701843016 - Management | |||||||||||||||||
City | TBA | Holding Recon Date | 08-Apr-2009 | |||||||||||||||||
Country | France | Vote Deadline Date | 06-Apr-2009 | |||||||||||||||||
SEDOL(s) | 4057808 - 4067089 - 4084282 - 4534787 - 7164619 - B033469 - B10LP48 - B23V2F2 | Quick Code | ||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
French Resident Shareowners must complete, sign and forward the Proxy Card dir-ectly to the sub custodian. Please contact your Client Service Representative-to obtain the necessary card, account details and directions. The followin-g applies to Non- Resident Shareowners: Proxy Cards: Voting instructions will-be forwarded to the Global Custodians that have become Registered Intermediar-ies, on the Vote Deadline Date. In capacity as Registered Intermediary, the Gl-obal Custodian will sign the Proxy Card and forward to the local custodian. If-you are unsure whether your Global Custodian acts as Registered Intermediary,-please contact your representative | Non-Voting | |||||||||||||||||||
PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR" AN-D "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting | |||||||||||||||||||
PLEASE NOTE THAT THIS IS AN MIX MEETING. THANK YOU. | Non-Voting | |||||||||||||||||||
O.1 | Management Proposal | Management | For | For | ||||||||||||||||
O.2 | Management Proposal | Management | For | For | ||||||||||||||||
O.3 | Management Proposal | Management | For | For | ||||||||||||||||
O.4 | Management Proposal | Management | For | For | ||||||||||||||||
O.5 | Management Proposal | Management | For | For | ||||||||||||||||
O.6 | Management Proposal | Management | Against | Against | ||||||||||||||||
O.7 | Management Proposal | Management | Against | Against | ||||||||||||||||
O.8 | Management Proposal | Management | For | For | ||||||||||||||||
O.9 | Management Proposal | Management | For | For | ||||||||||||||||
O.10 | Management Proposal | Management | For | For | ||||||||||||||||
E.11 | Management Proposal | Management | For | For | ||||||||||||||||
E.12 | Management Proposal | Management | For | For | ||||||||||||||||
E.13 | Management Proposal | Management | For | For | ||||||||||||||||
E.14 | Management Proposal | Management | For | For | ||||||||||||||||
E.15 | Management Proposal | Management | For | For | ||||||||||||||||
E.16 | Management Proposal | Management | Against | Against | ||||||||||||||||
E.17 | Management Proposal | Management | For | For | ||||||||||||||||
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE. IF YOU HAVE-ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DE-CIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
8102733 | 01Q | 18520 | 0 | 30-Mar-2009 | 30-Mar-2009 | |||||||||||||||
HON HAI PRECISION IND LTD | ||||||||||||||||||||
Security | 438090201 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 16-Apr-2009 | ||||||||||||||||||
ISIN | US4380902019 | Agenda | 701873653 - Management | |||||||||||||||||
City | TAIPEI HSIEN | Holding Recon Date | 13-Feb-2009 | |||||||||||||||||
Country | Taiwan, Province of China | Vote Deadline Date | 01-Apr-2009 | |||||||||||||||||
SEDOL(s) | 5758218 - B01D609 - B06YG74 | Quick Code | ||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 544354 DUE TO CHANGE IN VO-TING STATUS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AN-D YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | Non-Voting | |||||||||||||||||||
1.1 | The 2008 business reports | Non-Voting | ||||||||||||||||||
1.2 | The 2008 Audited reports reviewed by Supervisors | Non-Voting | ||||||||||||||||||
1.3 | The indirect investment status in Mainland China | Non-Voting | ||||||||||||||||||
1.4 | The issuance status of the local unsecured bonds | Non-Voting | ||||||||||||||||||
1.5 | Other reports | Non-Voting | ||||||||||||||||||
2.1 | Management Proposal | Management | For | For | ||||||||||||||||
2.2 | Management Proposal | Management | For | For | ||||||||||||||||
2.3 | Management Proposal | Management | For | For | ||||||||||||||||
2.4 | Management Proposal | Management | For | For | ||||||||||||||||
2.5 | Management Proposal | Management | For | For | ||||||||||||||||
2.6 | Management Proposal | Management | For | For | ||||||||||||||||
2.7 | Management Proposal | Management | For | For | ||||||||||||||||
2.8 | Management Proposal | Management | For | For | ||||||||||||||||
3. | Other issues and extraordinary motions | Non-Voting | ||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
8102733 | 01Q | 134509 | 0 | 06-Apr-2009 | 06-Apr-2009 | |||||||||||||||
SANOFI-AVENTIS | ||||||||||||||||||||
Security | F5548N101 | Meeting Type | Ordinary General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 17-Apr-2009 | ||||||||||||||||||
ISIN | FR0000120578 | Agenda | 701820397 - Management | |||||||||||||||||
City | PARIS | Holding Recon Date | 09-Apr-2009 | |||||||||||||||||
Country | France | Vote Deadline Date | 06-Apr-2009 | |||||||||||||||||
SEDOL(s) | 5671735 - 5696589 - 7166239 - B01DR51 - B043B67 - B0CRGJ9 - B114ZY6 - B19GKJ4 | Quick Code | ||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
French Resident Shareowners must complete, sign and forward the Proxy Card dir-ectly to the sub custodian. Please contact your Client Service Representative-to obtain the necessary card, account details and directions. The followin-g applies to Non- Resident Shareowners: Proxy Cards: Voting instructions will-be forwarded to the Global Custodians that have become Registered Intermediar-ies, on the Vote Deadline Date. In capacity as Registered Intermediary, the Gl-obal Custodian will sign the Proxy Card and forward to the local custodian. If-you are unsure whether your Global Custodian acts as Registered Intermediary,-please contact your representative | Non-Voting | |||||||||||||||||||
PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR" AN-D "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting | |||||||||||||||||||
PLEASE NOTE THAT THIS IS A MIX MEETING. THANK YOU. | Non-Voting | |||||||||||||||||||
O.1 | Management Proposal | Management | For | For | ||||||||||||||||
O.2 | Management Proposal | Management | For | For | ||||||||||||||||
O.3 | Management Proposal | Management | For | For | ||||||||||||||||
O.4 | Management Proposal | Management | For | For | ||||||||||||||||
O.5 | Management Proposal | Management | For | For | ||||||||||||||||
O.6 | Management Proposal | Management | For | For | ||||||||||||||||
O.7 | Management Proposal | Management | For | For | ||||||||||||||||
E.8 | Management Proposal | Management | For | For | ||||||||||||||||
E.9 | Management Proposal | Management | For | For | ||||||||||||||||
E.10 | Management Proposal | Management | For | For | ||||||||||||||||
E.11 | Management Proposal | Management | For | For | ||||||||||||||||
E.12 | Management Proposal | Management | For | For | ||||||||||||||||
E.13 | Management Proposal | Management | For | For | ||||||||||||||||
E.14 | Management Proposal | Management | For | For | ||||||||||||||||
E.15 | Management Proposal | Management | For | For | ||||||||||||||||
E.16 | Management Proposal | Management | For | For | ||||||||||||||||
E.17 | Management Proposal | Management | For | For | ||||||||||||||||
E.18 | Management Proposal | Management | For | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
8102733 | 01Q | 16483 | 0 | 31-Mar-2009 | 31-Mar-2009 | |||||||||||||||
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENG | ||||||||||||||||||||
Security | D55535104 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 22-Apr-2009 | ||||||||||||||||||
ISIN | DE0008430026 | Agenda | 701856671 - Management | |||||||||||||||||
City | MUENCHEN | Holding Recon Date | 20-Apr-2009 | |||||||||||||||||
Country | Germany | Vote Deadline Date | 08-Apr-2009 | |||||||||||||||||
SEDOL(s) | 4904409 - 5294121 - 7159239 - 7389081 - B018RN4 - B10RVR1 - B1G0J36 | Quick Code | ||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
Please note that shareholders must be registered in beneficial owner name to b-e eligible to vote at this meeting. Please note that you must check on ProxyEd-ge for your specific sub custodian deadline. Votes received after this specifi-c deadline can not be processed. Broadridge will disclose the beneficial owner-information for voted accounts and blocking may apply. Please contact your cl-ient service representative for further details. | Non-Voting | |||||||||||||||||||
AS A CONDITION OF VOTING, GERMAN MARKET REGULATIONS REQUIRE THAT YOU DISCLOSE-WHETHER YOU HAVE A CONTROLLING OR PERSONAL INTEREST IN THIS COMPANY. SHOULD EI-THER BE THE CASE, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE SO THAT WE-MAY LODGE YOUR INSTRUCTIONS ACCORDINGLY. IF YOU DO NOT HAVE A CONTROLLING OR- PERSONAL INTEREST, SUBMIT YOUR VOTE AS NORMAL. THANK YOU. | Non-Voting | |||||||||||||||||||
PLEASE NOTE THAT THESE SHARES MAY BE BLOCKED DEPENDING ON SOME SUBCUSTODIANS'-PROCESSING IN THE MARKET. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO-OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS. | Non-Voting | |||||||||||||||||||
1.A | Submission of the report of the Supervisory Board and the corporate governance-report including the remuneration report for the financial year 2008 | Non-Voting | ||||||||||||||||||
1.B | Submission of the adopted Company financial statements and management report f-or the financial year 2008, the approved consolidated financial statements and-management report for the Group for the financial year 2008, and the explanat-ory report on the information in accordance with Sections 289 para. 4 and 315- para. 4 of the German Commercial Code | Non-Voting | ||||||||||||||||||
2. | Management Proposal | Management | For | For | ||||||||||||||||
3. | Management Proposal | Management | For | For | ||||||||||||||||
4. | Management Proposal | Management | For | For | ||||||||||||||||
5. | Management Proposal | Management | For | For | ||||||||||||||||
6. | Management Proposal | Management | For | For | ||||||||||||||||
7.1. | Management Proposal | Management | For | For | ||||||||||||||||
7.2. | Management Proposal | Management | For | For | ||||||||||||||||
7.3. | Management Proposal | Management | For | For | ||||||||||||||||
7.4. | Management Proposal | Management | For | For | ||||||||||||||||
7.5. | Management Proposal | Management | For | For | ||||||||||||||||
7.6. | Management Proposal | Management | For | For | ||||||||||||||||
7.7. | Management Proposal | Management | For | For | ||||||||||||||||
7.8. | Management Proposal | Management | For | For | ||||||||||||||||
7.9. | Management Proposal | Management | For | For | ||||||||||||||||
7.10. | Management Proposal | Management | For | For | ||||||||||||||||
8. | Management Proposal | Management | For | For | ||||||||||||||||
9. | Management Proposal | Management | For | For | ||||||||||||||||
10. | Management Proposal | Management | For | For | ||||||||||||||||
11. | Management Proposal | Management | For | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
8102733 | 01Q | 11044 | 0 | 06-Apr-2009 | 06-Apr-2009 | |||||||||||||||
ENCANA CORP MEDIUM TERM NTS CDS- | ||||||||||||||||||||
Security | 292505104 | Meeting Type | Ordinary General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 22-Apr-2009 | ||||||||||||||||||
ISIN | CA2925051047 | Agenda | 701862422 - Management | |||||||||||||||||
City | ALBERTA | Holding Recon Date | 09-Mar-2009 | |||||||||||||||||
Country | Canada | Vote Deadline Date | 16-Apr-2009 | |||||||||||||||||
SEDOL(s) | 2793182 - 2793193 - 2873084 - 2873318 - B0R7MV8 | Quick Code | ||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
PLEASE NOTE THAT THIS IS AN AGM THANK YOU. | Non-Voting | |||||||||||||||||||
PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN' FOR-RESOLUTIONS '1.1' TO '1.13' AND '2'. THANK YOU. | Non-Voting | |||||||||||||||||||
To receive the consolidated financial statements and the Auditors' report for-the YE 31 DEC 2008 | Non-Voting | |||||||||||||||||||
1.1 | Management Proposal | Management | For | For | ||||||||||||||||
1.2 | Management Proposal | Management | For | For | ||||||||||||||||
1.3 | Management Proposal | Management | For | For | ||||||||||||||||
1.4 | Management Proposal | Management | For | For | ||||||||||||||||
1.5 | Management Proposal | Management | For | For | ||||||||||||||||
1.6 | Management Proposal | Management | For | For | ||||||||||||||||
1.7 | Management Proposal | Management | For | For | ||||||||||||||||
1.8 | Management Proposal | Management | For | For | ||||||||||||||||
1.9 | Management Proposal | Management | For | For | ||||||||||||||||
1.10 | Management Proposal | Management | For | For | ||||||||||||||||
1.11 | Management Proposal | Management | For | For | ||||||||||||||||
1.12 | Management Proposal | Management | For | For | ||||||||||||||||
1.13 | Management Proposal | Management | For | For | ||||||||||||||||
2. | Management Proposal | Management | For | For | ||||||||||||||||
Transact other business | Non-Voting | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
8102733 | 01Q | 25100 | 0 | 07-Apr-2009 | 07-Apr-2009 | |||||||||||||||
GENERAL ELECTRIC COMPANY | ||||||||||||||||||||
Security | 369604103 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | GE | Meeting Date | 22-Apr-2009 | |||||||||||||||||
ISIN | US3696041033 | Agenda | 933003713 - Management | |||||||||||||||||
City | Holding Recon Date | 23-Feb-2009 | ||||||||||||||||||
Country | United States | Vote Deadline Date | 21-Apr-2009 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
A1 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
A2 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
A3 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
A4 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
A5 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
A6 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
A7 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
A8 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
A9 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
A10 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
A11 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
A12 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
A13 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
A14 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
A15 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
B | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||
C1 | S/H Proposal - Adopt Cumulative Voting | Shareholder | Against | For | ||||||||||||||||
C2 | S/H Proposal - Advisory Vote Executive Pay | Shareholder | Against | For | ||||||||||||||||
C3 | S/H Proposal - Selling of Company | Shareholder | Against | For | ||||||||||||||||
C4 | S/H Proposal - Executive Compensation | Shareholder | For | Against | ||||||||||||||||
C5 | S/H Proposal - to Ratify Poison Pill | Shareholder | For | Against | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
C 8102733 | 010 | 104480 | 0 | 01-Apr-2009 | 01-Apr-2009 |
NOKIA CORPORATION | ||||||||||||||||||||
Security | X61873133 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 23-Apr-2009 | ||||||||||||||||||
ISIN | FI0009000681 | Agenda | 701803579 - Management | |||||||||||||||||
City | HELSINKI | Holding Recon Date | 09-Apr-2009 | |||||||||||||||||
Country | Finland | Vote Deadline Date | 03-Apr-2009 | |||||||||||||||||
SEDOL(s) | 0083443 - 0654504 - 5902941 - 5945418 - 5946154 - 5946455 - B02G9J7 - B0CRGQ6 - B10RVY8 - B19GJC0 - B1YCCZ7 | Quick Code | ||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
. | Non-Voting | |||||||||||||||||||
MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVI-DE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO-YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR-YOUR VOTE TO BE LODGED | Non-Voting | |||||||||||||||||||
1. | Management Proposal | Management | For | For | ||||||||||||||||
2. | Management Proposal | Management | For | For | ||||||||||||||||
3. | Management Proposal | Management | For | For | ||||||||||||||||
4. | Management Proposal | Management | For | For | ||||||||||||||||
5. | Management Proposal | Management | For | For | ||||||||||||||||
6. | Management Proposal | Management | For | For | ||||||||||||||||
7. | Management Proposal | Management | For | For | ||||||||||||||||
8. | Management Proposal | Management | For | For | ||||||||||||||||
9. | Management Proposal | Management | For | For | ||||||||||||||||
10. | Management Proposal | Management | For | For | ||||||||||||||||
11. | Management Proposal | Management | For | For | ||||||||||||||||
12. | Management Proposal | Management | For | For | ||||||||||||||||
13. | Management Proposal | Management | For | For | ||||||||||||||||
14. | Management Proposal | Management | For | For | ||||||||||||||||
15. | Management Proposal | Management | For | For | ||||||||||||||||
16. | Management Proposal | Management | For | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
8102733 | 01Q | 121262 | 0 | 02-Apr-2009 | 02-Apr-2009 | |||||||||||||||
GROUPE DANONE, PARIS | ||||||||||||||||||||
Security | F12033134 | Meeting Type | MIX | |||||||||||||||||
Ticker Symbol | Meeting Date | 23-Apr-2009 | ||||||||||||||||||
ISIN | FR0000120644 | Agenda | 701837823 - Management | |||||||||||||||||
City | PARIS | Holding Recon Date | 17-Apr-2009 | |||||||||||||||||
Country | France | Vote Deadline Date | 10-Apr-2009 | |||||||||||||||||
SEDOL(s) | 0799085 - 5981810 - 5983560 - 5984057 - 5984068 - 7164437 - B018SX1 - B01HK10 - B01HKG5 - B033328 - B043GP1 - B0ZGJH2 - B1Y95C6 - B1Y9RH5 - B1Y9TB3 - B1YBWV0 - B1YBYC5 - B2B3XM4 | Quick Code | ||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
French Resident Shareowners must complete, sign and forward the Proxy Card dir-ectly to the sub custodian. Please contact your Client Service Representative-to obtain the necessary card, account details and directions. The followin-g applies to Non- Resident Shareowners: Proxy Cards: Voting instructions will-be forwarded to the Global Custodians that have become Registered Intermediar-ies, on the Vote Deadline Date. In capacity as Registered Intermediary, the Gl-obal Custodian will sign the Proxy Card and forward to the local custodian. If-you are unsure whether your Global Custodian acts as Registered Intermediary,-please contact your representative | Non-Voting | |||||||||||||||||||
PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR" AN-D "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting | |||||||||||||||||||
O.1 | Management Proposal | Management | For | For | ||||||||||||||||
O.2 | Management Proposal | Management | For | For | ||||||||||||||||
O.3 | Management Proposal | Management | For | For | ||||||||||||||||
O.4 | Management Proposal | Management | For | For | ||||||||||||||||
O.5 | Management Proposal | Management | For | For | ||||||||||||||||
O.6 | Management Proposal | Management | For | For | ||||||||||||||||
O.7 | Management Proposal | Management | For | For | ||||||||||||||||
O.8 | Management Proposal | Management | For | For | ||||||||||||||||
O.9 | Management Proposal | Management | For | For | ||||||||||||||||
O.10 | Management Proposal | Management | For | For | ||||||||||||||||
O.11 | Management Proposal | Management | For | For | ||||||||||||||||
O.12 | Management Proposal | Management | For | For | ||||||||||||||||
O.13 | Management Proposal | Management | For | For | ||||||||||||||||
O.14 | Management Proposal | Management | For | For | ||||||||||||||||
E.15 | Management Proposal | Management | For | For | ||||||||||||||||
E.16 | Management Proposal | Management | For | For | ||||||||||||||||
E.17 | Management Proposal | Management | For | For | ||||||||||||||||
E.18 | Management Proposal | Management | For | For | ||||||||||||||||
E.19 | Management Proposal | Management | For | For | ||||||||||||||||
E.20 | Management Proposal | Management | For | For | ||||||||||||||||
E.21 | Management Proposal | Management | For | For | ||||||||||||||||
E.22 | Management Proposal | Management | For | For | ||||||||||||||||
E.23 | Management Proposal | Management | For | For | ||||||||||||||||
E.24 | Management Proposal | Management | For | For | ||||||||||||||||
E.25 | Management Proposal | Management | For | For | ||||||||||||||||
E.26 | Management Proposal | Management | For | For | ||||||||||||||||
E.27 | Management Proposal | Management | For | For | ||||||||||||||||
E.28 | Management Proposal | Management | For | For | ||||||||||||||||
E.29 | Management Proposal | Management | For | For | ||||||||||||||||
E.30 | Management Proposal | Management | For | For | ||||||||||||||||
E.31 | Management Proposal | Management | For | For | ||||||||||||||||
E.32 | Management Proposal | Management | For | For | ||||||||||||||||
E.33 | Management Proposal | Management | For | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
8102733 | 01Q | 35629 | 0 | 06-Apr-2009 | 06-Apr-2009 | |||||||||||||||
NESTLE SA, CHAM UND VEVEY | ||||||||||||||||||||
Security | H57312649 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 23-Apr-2009 | ||||||||||||||||||
ISIN | CH0038863350 | Agenda | 701860909 - Management | |||||||||||||||||
City | LAUSANNE | Holding Recon Date | 16-Apr-2009 | |||||||||||||||||
Country | Switzerland | Blocking | Vote Deadline Date | 06-Apr-2009 | ||||||||||||||||
SEDOL(s) | 3056044 - 7123870 - 7125274 - 7126578 - B0ZGHZ6 | Quick Code | ||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
THE PRACTICE OF SHARE BLOCKING VARIES WIDELY IN THIS MARKET. PLEASE CONTACT YO-UR CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOU-NTS. | Non-Voting | |||||||||||||||||||
PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING NOTICE SENT UNDER MEETING-525807, INCLUDING THE AGENDA. TO BE ELIGIBLE TO VOTE AT THE UPCOMING MEETING,-YOUR SHARES MUST BE RE-REGISTERED FOR THIS MEETING. IN ADDITION, YOUR NAME MAY-BE PROVIDED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER. PLEASE CONTACT YOUR-GLOBAL CUSTODIAN OR YOUR CLIENT SERVICE REPRESENTATIVE IF YOU HAVE ANY QUESTI-ONS OR TO FIND OUT WHETHER YOUR SHARES HAVE BEEN RE-REGISTERED FOR THIS MEETIN-G. THANK YOU. | Non-Voting | |||||||||||||||||||
1.1 | Management Proposal | Management | No Action | |||||||||||||||||
1.2 | Management Proposal | Management | No Action | |||||||||||||||||
2. | Management Proposal | Management | No Action | |||||||||||||||||
3. | Management Proposal | Management | No Action | |||||||||||||||||
4.1.1 | Management Proposal | Management | No Action | |||||||||||||||||
4.1.2 | Management Proposal | Management | No Action | |||||||||||||||||
4.2 | Management Proposal | Management | No Action | |||||||||||||||||
5. | Management Proposal | Management | No Action | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
8102733 | 01Q | 90631 | 0 | 02-Apr-2009 | 02-Apr-2009 | |||||||||||||||
ASSA ABLOY AB, STOCKHOLM | ||||||||||||||||||||
Security | W0817X105 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 23-Apr-2009 | ||||||||||||||||||
ISIN | SE0000255648 | Agenda | 701870885 - Management | |||||||||||||||||
City | STOCKHOLM | Holding Recon Date | 17-Apr-2009 | |||||||||||||||||
Country | Sweden | Vote Deadline Date | 14-Apr-2009 | |||||||||||||||||
SEDOL(s) | 4009304 - 5698789 - B02TNL6 - B049693 - B0YQ638 | Quick Code | ||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 540571 DUE TO CHANGE IN VO-TING STATUS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AN-D YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | Non-Voting | |||||||||||||||||||
IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY [POA] IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | Non-Voting | |||||||||||||||||||
MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVI-DE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO-YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR-YOUR VOTE TO BE LODGED | Non-Voting | |||||||||||||||||||
PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION IN SWEDEN. THANK YOU. | Non-Voting | |||||||||||||||||||
1. | Opening of the meeting | Non-Voting | ||||||||||||||||||
2. | Election of Mr. Gustaf Douglas as the Chairman of the meeting | Non-Voting | ||||||||||||||||||
3. | Preparation and approval of the voting list | Non-Voting | ||||||||||||||||||
4. | Approval of the agenda | Non-Voting | ||||||||||||||||||
5. | Election of 1 or 2 persons to approve the minutes | Non-Voting | ||||||||||||||||||
6. | Determination of compliance with the rules of convocation | Non-Voting | ||||||||||||||||||
7. | Report by the President and Chief Executive Officer, Mr. Johan Molin | Non-Voting | ||||||||||||||||||
8. | Presentation of the annual report and the Auditor's report and the consolidate-d financial statements and the Group Auditor's report | Non-Voting | ||||||||||||||||||
9.A | Management Proposal | Management | For | For | ||||||||||||||||
9.B | Management Proposal | Management | For | For | ||||||||||||||||
9.C | Management Proposal | Management | For | For | ||||||||||||||||
10. | Management Proposal | Management | For | For | ||||||||||||||||
11. | Management Proposal | Management | For | For | ||||||||||||||||
12. | Management Proposal | Management | Against | Against | ||||||||||||||||
13. | Management Proposal | Management | Against | Against | ||||||||||||||||
14. | Management Proposal | Management | For | For | ||||||||||||||||
15. | Management Proposal | Management | For | For | ||||||||||||||||
16. | Closing of the Meeting | Non-Voting | ||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
8102733 | 01Q | 73921 | 0 | 02-Apr-2009 | 02-Apr-2009 | |||||||||||||||
NOKIA CORPORATION | ||||||||||||||||||||
Security | 654902204 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | NOK | Meeting Date | 23-Apr-2009 | |||||||||||||||||
ISIN | US6549022043 | Agenda | 933002088 - Management | |||||||||||||||||
City | Holding Recon Date | 17-Feb-2009 | ||||||||||||||||||
Country | Finland | Vote Deadline Date | 31-Mar-2009 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
07 | Adopt Accounts for Past Year | Management | For | For | ||||||||||||||||
08 | Miscellaneous Corporate Actions | Management | For | For | ||||||||||||||||
09 | Approve Discharge of Management Board | Management | For | For | ||||||||||||||||
10 | Approve Remuneration of Directors and Auditors | Management | For | For | ||||||||||||||||
11 | Miscellaneous Corporate Governance | Management | For | For | ||||||||||||||||
12 | Election of Directors | Management | ||||||||||||||||||
1 | GEORG EHRNROOTH | For | For | |||||||||||||||||
2 | LALITA D. GUPTE | For | For | |||||||||||||||||
3 | BENGT HOLMSTROM | For | For | |||||||||||||||||
4 | HENNING KAGERMANN | For | For | |||||||||||||||||
5 | OLLI-PEKKA KALLASVUO | For | For | |||||||||||||||||
6 | PER KARLSSON | For | For | |||||||||||||||||
7 | JORMA OLLILA | For | For | |||||||||||||||||
8 | MARJORIE SCARDINO | For | For | |||||||||||||||||
9 | RISTO SIILASMAA | For | For | |||||||||||||||||
10 | KEIJO SUILA | For | For | |||||||||||||||||
11 | ISABEL MAREY-SEMPER | For | For | |||||||||||||||||
13 | Approve Remuneration of Directors and Auditors | Management | For | For | ||||||||||||||||
14 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||
15 | Authorize Purchase of Assets | Management | For | For | ||||||||||||||||
17 | Miscellaneous Corporate Governance | Management | Against | |||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
C 8102733 | 010 | 15000 | 0 | 02-Apr-2009 | 02-Apr-2009 | |||||||||||||||
PFIZER INC. | ||||||||||||||||||||
Security | 717081103 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | PFE | Meeting Date | 23-Apr-2009 | |||||||||||||||||
ISIN | US7170811035 | Agenda | 933011176 - Management | |||||||||||||||||
City | Holding Recon Date | 24-Feb-2009 | ||||||||||||||||||
Country | United States | Vote Deadline Date | 22-Apr-2009 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1A | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1B | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1C | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1D | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1E | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1F | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1G | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1H | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1I | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1J | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1K | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1L | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1M | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1N | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||
03 | Amend Stock Compensation Plan | Management | For | For | ||||||||||||||||
04 | S/H Proposal - Executive Compensation | Shareholder | Against | For | ||||||||||||||||
05 | S/H Proposal - Advisory Vote Executive Pay | Shareholder | Against | For | ||||||||||||||||
06 | S/H Proposal - Adopt Cumulative Voting | Shareholder | Against | For | ||||||||||||||||
07 | S/H Proposal - Proxy Process/Statement | Shareholder | Against | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
C 8102733 | 010 | 8600 | 0 | 09-Apr-2009 | 09-Apr-2009 | |||||||||||||||
LOCKHEED MARTIN CORPORATION | ||||||||||||||||||||
Security | 539830109 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | LMT | Meeting Date | 23-Apr-2009 | |||||||||||||||||
ISIN | US5398301094 | Agenda | 933013942 - Management | |||||||||||||||||
City | Holding Recon Date | 02-Mar-2009 | ||||||||||||||||||
Country | United States | Vote Deadline Date | 22-Apr-2009 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1A | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1B | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1C | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1D | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1E | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1F | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1G | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1H | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1I | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1J | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1K | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1L | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1M | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||
03 | Eliminate Supermajority Requirements | Management | For | For | ||||||||||||||||
04 | S/H Proposal - Military/Weapons | Shareholder | Against | For | ||||||||||||||||
05 | S/H Proposal - Executive Compensation | Shareholder | Against | For | ||||||||||||||||
06 | S/H Proposal - Advisory Vote Executive Pay | Shareholder | Against | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
C 8102733 | 010 | 7520 | 0 | 03-Apr-2009 | 03-Apr-2009 | |||||||||||||||
CEMEX, S.A.B. DE C.V. | ||||||||||||||||||||
Security | 151290889 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | CX | Meeting Date | 23-Apr-2009 | |||||||||||||||||
ISIN | US1512908898 | Agenda | 933041509 - Management | |||||||||||||||||
City | Holding Recon Date | 23-Mar-2009 | ||||||||||||||||||
Country | Mexico | Vote Deadline Date | 22-Apr-2009 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
01 | Approve Financial Statements, Allocation of Income, and Discharge Directors | Management | For | For | ||||||||||||||||
02 | Approve Allocation of Dividends on Shares Held By Company | Management | For | For | ||||||||||||||||
03 | Amend Articles/Charter to Reflect Changes in Capital | Management | For | For | ||||||||||||||||
04 | Miscellaneous Corporate Governance | Management | For | For | ||||||||||||||||
05 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||
06 | Miscellaneous Corporate Governance | Management | For | For | ||||||||||||||||
07 | Miscellaneous Corporate Governance | Management | For | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
C 8102733 | 010 | 66200 | 0 | 08-Apr-2009 | 08-Apr-2009 | |||||||||||||||
AT&T INC. | ||||||||||||||||||||
Security | 00206R102 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | T | Meeting Date | 24-Apr-2009 | |||||||||||||||||
ISIN | US00206R1023 | Agenda | 933004195 - Management | |||||||||||||||||
City | Holding Recon Date | 25-Feb-2009 | ||||||||||||||||||
Country | United States | Vote Deadline Date | 23-Apr-2009 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1A | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1B | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1C | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1D | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1E | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1F | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1G | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1H | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1I | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1J | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1K | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1L | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1M | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1N | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1O | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||
03 | Authorize Common Stock Increase | Management | For | For | ||||||||||||||||
04 | S/H Proposal - Political/Government | Shareholder | Against | For | ||||||||||||||||
05 | S/H Proposal - Proxy Process/Statement | Shareholder | Against | For | ||||||||||||||||
06 | S/H Proposal - Adopt Cumulative Voting | Shareholder | Against | For | ||||||||||||||||
07 | S/H Proposal - Establish Independent Chairman | Shareholder | Against | For | ||||||||||||||||
08 | S/H Proposal - Executive Compensation | Shareholder | Against | For | ||||||||||||||||
09 | S/H Proposal - Executive Compensation | Shareholder | For | Against | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
C 8102733 | 010 | 100605 | 0 | 06-Apr-2009 | 06-Apr-2009 | |||||||||||||||
ABBOTT LABORATORIES | ||||||||||||||||||||
Security | 002824100 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | ABT | Meeting Date | 24-Apr-2009 | |||||||||||||||||
ISIN | US0028241000 | Agenda | 933012293 - Management | |||||||||||||||||
City | Holding Recon Date | 25-Feb-2009 | ||||||||||||||||||
Country | United States | Vote Deadline Date | 23-Apr-2009 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
01 | Election of Directors | Management | ||||||||||||||||||
1 | R.J. ALPERN | For | For | |||||||||||||||||
2 | R.S. AUSTIN | For | For | |||||||||||||||||
3 | W.M. DALEY | For | For | |||||||||||||||||
4 | W.J. FARRELL | For | For | |||||||||||||||||
5 | H.L. FULLER | For | For | |||||||||||||||||
6 | W.A. OSBORN | For | For | |||||||||||||||||
7 | D.A.L. OWEN | For | For | |||||||||||||||||
8 | W.A. REYNOLDS | For | For | |||||||||||||||||
9 | R.S. ROBERTS | For | For | |||||||||||||||||
10 | S.C. SCOTT III | For | For | |||||||||||||||||
11 | W.D. SMITHBURG | For | For | |||||||||||||||||
12 | G.F. TILTON | For | For | |||||||||||||||||
13 | M.D. WHITE | For | For | |||||||||||||||||
02 | Approve Stock Compensation Plan | Management | For | For | ||||||||||||||||
03 | Adopt Employee Stock Purchase Plan | Management | For | For | ||||||||||||||||
04 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||
05 | S/H Proposal - Animal Rights | Shareholder | Against | For | ||||||||||||||||
06 | S/H Proposal - Health Issues | Shareholder | Against | For | ||||||||||||||||
07 | S/H Proposal - Advisory Vote Executive Pay | Shareholder | Against | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
C 8102733 | 010 | 45630 | 0 | 13-Apr-2009 | 13-Apr-2009 | |||||||||||||||
ING GROEP N V | ||||||||||||||||||||
Security | N4578E413 | Meeting Type | Ordinary General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 27-Apr-2009 | ||||||||||||||||||
ISIN | NL0000303600 | Agenda | 701852712 - Management | |||||||||||||||||
City | AMSTERDAM | Holding Recon Date | 30-Mar-2009 | |||||||||||||||||
Country | Netherlands | Vote Deadline Date | 13-Apr-2009 | |||||||||||||||||
SEDOL(s) | 7154160 - 7154182 - 7154245 - 7154740 - 7159176 - B01DKN0 - B1G0HC1 | Quick Code | ||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
PLEASE NOTE THAT THIS IS AN AGM. THANK YOU. | Non-Voting | |||||||||||||||||||
PLEASE NOTE THAT BLOCKING CONDITIONS FOR VOTING AT THIS GENERAL MEETING ARE RE-LAXED. BLOCKING PERIOD ENDS ONE DAY AFTER THE REGISTRATION DATE SET ON 30 MAR-2009. SHARES CAN BE TRADED THEREAFTER. THANK YOU. | Non-Voting | |||||||||||||||||||
1. | Opening remarks and announcements | Non-Voting | ||||||||||||||||||
2.A | Report of the Executive Board for 2008 | Non-Voting | ||||||||||||||||||
2.B | Report of the Supervisory Board for 2008 | Non-Voting | ||||||||||||||||||
2.C | Management Proposal | Management | For | For | ||||||||||||||||
3.A | Profit retention and Distribution Policy | Non-Voting | ||||||||||||||||||
3.B | Management Proposal | Management | For | For | ||||||||||||||||
4. | Remuneration report | Non-Voting | ||||||||||||||||||
5. | Corporate Governance | Non-Voting | ||||||||||||||||||
6. | Corporate Responsibility | Non-Voting | ||||||||||||||||||
7.A | Management Proposal | Management | For | For | ||||||||||||||||
7.B | Management Proposal | Management | For | For | ||||||||||||||||
8.A | Management Proposal | Management | For | For | ||||||||||||||||
8.B | Management Proposal | Management | For | For | ||||||||||||||||
9.A | Management Proposal | Management | For | For | ||||||||||||||||
9.B | Management Proposal | Management | For | For | ||||||||||||||||
9.C | Management Proposal | Management | For | For | ||||||||||||||||
9.D | Management Proposal | Management | For | For | ||||||||||||||||
10. | Management Proposal | Management | For | For | ||||||||||||||||
11. | Management Proposal | Management | For | For | ||||||||||||||||
12. | Any other business and conclusion | Non-Voting | ||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
8102733 | 01Q | 79719 | 0 | 09-Apr-2009 | 09-Apr-2009 | |||||||||||||||
HONEYWELL INTERNATIONAL INC. | ||||||||||||||||||||
Security | 438516106 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | HON | Meeting Date | 27-Apr-2009 | |||||||||||||||||
ISIN | US4385161066 | Agenda | 933006276 - Management | |||||||||||||||||
City | Holding Recon Date | 27-Feb-2009 | ||||||||||||||||||
Country | United States | Vote Deadline Date | 24-Apr-2009 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1A | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1B | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1C | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1D | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1E | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1F | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1G | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1H | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1I | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1J | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||
03 | S/H Proposal - Adopt Cumulative Voting | Shareholder | Against | For | ||||||||||||||||
04 | S/H Proposal - Health Issues | Shareholder | Against | For | ||||||||||||||||
05 | S/H Proposal - Advisory Vote Executive Pay | Shareholder | Against | For | ||||||||||||||||
06 | Miscellaneous Shareholder Proposal | Shareholder | Against | For | ||||||||||||||||
07 | S/H Proposal - Proxy Process/Statement | Shareholder | Against | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
C 8102733 | 010 | 53335 | 0 | 06-Apr-2009 | 06-Apr-2009 | |||||||||||||||
WELLS FARGO & COMPANY | ||||||||||||||||||||
Security | 949746101 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | WFC | Meeting Date | 28-Apr-2009 | |||||||||||||||||
ISIN | US9497461015 | Agenda | 933008422 - Management | |||||||||||||||||
City | Holding Recon Date | 27-Feb-2009 | ||||||||||||||||||
Country | United States | Vote Deadline Date | 27-Apr-2009 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1A | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1B | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1C | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1D | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1E | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1F | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1G | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1H | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1I | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1J | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1K | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1L | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1M | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1N | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1O | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1P | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1Q | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1R | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1S | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
02 | Miscellaneous Compensation Plans | Management | For | For | ||||||||||||||||
03 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||
04 | Amend Stock Compensation Plan | Management | For | For | ||||||||||||||||
05 | S/H Proposal - Establish Independent Chairman | Shareholder | Against | For | ||||||||||||||||
06 | S/H Proposal - Political/Government | Shareholder | Against | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
C 8102733 | 010 | 55275 | 0 | 17-Apr-2009 | 17-Apr-2009 | |||||||||||||||
INTERNATIONAL BUSINESS MACHINES CORP. | ||||||||||||||||||||
Security | 459200101 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | IBM | Meeting Date | 28-Apr-2009 | |||||||||||||||||
ISIN | US4592001014 | Agenda | 933008725 - Management | |||||||||||||||||
City | Holding Recon Date | 27-Feb-2009 | ||||||||||||||||||
Country | United States | Vote Deadline Date | 27-Apr-2009 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1A | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1B | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1C | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1D | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1E | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1F | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1G | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1H | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1I | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1J | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1K | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1L | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||
03 | Amend Stock Compensation Plan | Management | For | For | ||||||||||||||||
04 | S/H Proposal - Adopt Cumulative Voting | Shareholder | Against | For | ||||||||||||||||
05 | S/H Proposal - Executive Compensation | Shareholder | For | Against | ||||||||||||||||
06 | S/H Proposal - Advisory Vote Executive Pay | Shareholder | Against | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
C 8102733 | 010 | 12295 | 0 | 07-Apr-2009 | 07-Apr-2009 | |||||||||||||||
EXELON CORPORATION | ||||||||||||||||||||
Security | 30161N101 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | EXC | Meeting Date | 28-Apr-2009 | |||||||||||||||||
ISIN | US30161N1019 | Agenda | 933010984 - Management | |||||||||||||||||
City | Holding Recon Date | 02-Mar-2009 | ||||||||||||||||||
Country | United States | Vote Deadline Date | 27-Apr-2009 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1A | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1B | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1C | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1D | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1E | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1F | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1G | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1H | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1I | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1J | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
02 | Approve Stock Compensation Plan | Management | For | For | ||||||||||||||||
03 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||
04 | S/H Proposal - Environmental | Shareholder | Against | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
C 8102733 | 010 | 18155 | 0 | 07-Apr-2009 | 07-Apr-2009 | |||||||||||||||
AMERICAN ELECTRIC POWER COMPANY, INC. | ||||||||||||||||||||
Security | 025537101 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | AEP | Meeting Date | 28-Apr-2009 | |||||||||||||||||
ISIN | US0255371017 | Agenda | 933012635 - Management | |||||||||||||||||
City | Holding Recon Date | 02-Mar-2009 | ||||||||||||||||||
Country | United States | Vote Deadline Date | 27-Apr-2009 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
01 | Election of Directors | Management | ||||||||||||||||||
1 | E.R. BROOKS | For | For | |||||||||||||||||
2 | DONALD M. CARLTON | For | For | |||||||||||||||||
3 | RALPH D. CROSBY, JR. | For | For | |||||||||||||||||
4 | LINDA A. GOODSPEED | For | For | |||||||||||||||||
5 | THOMAS E. HOAGLIN | For | For | |||||||||||||||||
6 | LESTER A. HUDSON, JR. | For | For | |||||||||||||||||
7 | MICHAEL G. MORRIS | For | For | |||||||||||||||||
8 | LIONEL L. NOWELL III | For | For | |||||||||||||||||
9 | RICHARD L. SANDOR | For | For | |||||||||||||||||
10 | KATHRYN D. SULLIVAN | For | For | |||||||||||||||||
11 | SARA MARTINEZ TUCKER | For | For | |||||||||||||||||
12 | JOHN F. TURNER | For | For | |||||||||||||||||
02 | Eliminate Cumulative Voting | Management | For | For | ||||||||||||||||
03 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
C 8102733 | 010 | 24300 | 0 | 07-Apr-2009 | 07-Apr-2009 | |||||||||||||||
THE PNC FINANCIAL SERVICES GROUP, INC. | ||||||||||||||||||||
Security | 693475105 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | PNC | Meeting Date | 28-Apr-2009 | |||||||||||||||||
ISIN | US6934751057 | Agenda | 933014095 - Management | |||||||||||||||||
City | Holding Recon Date | 27-Feb-2009 | ||||||||||||||||||
Country | United States | Vote Deadline Date | 27-Apr-2009 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1A | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1B | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1C | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1D | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1E | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1F | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1G | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1H | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1I | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1J | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1K | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1L | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1M | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1N | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1O | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1P | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1Q | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
02 | Amend Employee Stock Purchase Plan | Management | For | For | ||||||||||||||||
03 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||
04 | Miscellaneous Compensation Plans | Management | For | For | ||||||||||||||||
05 | S/H Proposal - Executive Compensation | Shareholder | Against | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
C 8102733 | 010 | 12665 | 0 | 17-Apr-2009 | 17-Apr-2009 | |||||||||||||||
CONSOL ENERGY INC. | ||||||||||||||||||||
Security | 20854P109 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | CNX | Meeting Date | 28-Apr-2009 | |||||||||||||||||
ISIN | US20854P1093 | Agenda | 933021367 - Management | |||||||||||||||||
City | Holding Recon Date | 05-Mar-2009 | ||||||||||||||||||
Country | United States | Vote Deadline Date | 27-Apr-2009 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
01 | Election of Directors | Management | ||||||||||||||||||
1 | JOHN WHITMIRE | For | For | |||||||||||||||||
2 | J. BRETT HARVEY | For | For | |||||||||||||||||
3 | JAMES E. ALTMEYER, SR. | For | For | |||||||||||||||||
4 | PHILIP W. BAXTER | For | For | |||||||||||||||||
5 | WILLIAM E. DAVIS | For | For | |||||||||||||||||
6 | RAJ K. GUPTA | For | For | |||||||||||||||||
7 | PATRICIA A. HAMMICK | For | For | |||||||||||||||||
8 | DAVID C. HARDESTY, JR. | For | For | |||||||||||||||||
9 | JOHN T. MILLS | For | For | |||||||||||||||||
10 | WILLIAM P. POWELL | For | For | |||||||||||||||||
11 | JOSEPH T. WILLIAMS | For | For | |||||||||||||||||
02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||
03 | Amend Stock Compensation Plan | Management | For | For | ||||||||||||||||
04 | S/H Proposal - Election of Directors By Majority Vote | Shareholder | For | Against | ||||||||||||||||
05 | S/H Proposal - Proxy Process/Statement | Shareholder | Against | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
C 8102733 | 010 | 4600 | 0 | 08-Apr-2009 | 08-Apr-2009 | |||||||||||||||
NOBLE ENERGY, INC. | ||||||||||||||||||||
Security | 655044105 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | NBL | Meeting Date | 28-Apr-2009 | |||||||||||||||||
ISIN | US6550441058 | Agenda | 933026557 - Management | |||||||||||||||||
City | Holding Recon Date | 10-Mar-2009 | ||||||||||||||||||
Country | United States | Vote Deadline Date | 27-Apr-2009 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
01 | Election of Directors | Management | ||||||||||||||||||
1 | JEFFREY L. BERENSON | For | For | |||||||||||||||||
2 | MICHAEL A. CAWLEY | For | For | |||||||||||||||||
3 | EDWARD F. COX | For | For | |||||||||||||||||
4 | CHARLES D. DAVIDSON | For | For | |||||||||||||||||
5 | THOMAS J. EDELMAN | For | For | |||||||||||||||||
6 | ERIC P. GRUBMAN | For | For | |||||||||||||||||
7 | KIRBY L. HEDRICK | For | For | |||||||||||||||||
8 | SCOTT D. URBAN | For | For | |||||||||||||||||
9 | WILLIAM T. VAN KLEEF | For | For | |||||||||||||||||
02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||
03 | Amend Stock Option Plan | Management | For | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
C 8102733 | 010 | 5700 | 0 | 07-Apr-2009 | 07-Apr-2009 | |||||||||||||||
ALLIANZ SE, MUENCHEN | ||||||||||||||||||||
Security | D03080112 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 29-Apr-2009 | ||||||||||||||||||
ISIN | DE0008404005 | Agenda | 701857015 - Management | |||||||||||||||||
City | MUENCHEN | Holding Recon Date | 27-Apr-2009 | |||||||||||||||||
Country | Germany | Vote Deadline Date | 15-Apr-2009 | |||||||||||||||||
SEDOL(s) | 0018490 - 0048646 - 5231485 - 5242487 - 5479531 - 5766749 - 7158333 - B030T87 - B1FVBS9 | Quick Code | ||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
AS A CONDITION OF VOTING, GERMAN MARKET REGULATIONS REQUIRE THAT YOU DISCLOSE-WHETHER YOU HAVE A CONTROLLING OR PERSONAL INTEREST IN THIS COMPANY. SHOULD EI-THER BE THE CASE, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE SO THAT WE-MAY LODGE YOUR INSTRUCTIONS ACCORDINGLY. IF YOU DO NOT HAVE A CONTROLLING OR- PERSONAL INTEREST, SUBMIT YOUR VOTE AS NORMAL. THANK YOU. | Non-Voting | |||||||||||||||||||
PLEASE NOTE THAT THESE SHARES MAY BE BLOCKED DEPENDING ON SOME SUBCUSTODIANS'-PROCESSING IN THE MARKET. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO-OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS. | Non-Voting | |||||||||||||||||||
1. | Presentation of the approved Annual Financial Statements and the approved Cons-olidated Financial Statements as of and for the fiscal year ended December 31,-2008, and of the Management Reports for Allianz SE and for the Group, the Exp-lanatory Report on the information pursuant to paragraph 289 (4), paragraph 31-5 (4) of the German Commercial Code (Handelsgesetzbuch) as well as the Report-of the Supervisory Board for the fiscal year 2008 | Non-Voting | ||||||||||||||||||
2. | Management Proposal | Management | For | For | ||||||||||||||||
3. | Management Proposal | Management | For | For | ||||||||||||||||
4. | Management Proposal | Management | For | For | ||||||||||||||||
5. | Management Proposal | Management | For | For | ||||||||||||||||
6. | Management Proposal | Management | For | For | ||||||||||||||||
7. | Management Proposal | Management | For | For | ||||||||||||||||
8. | Management Proposal | Management | For | For | ||||||||||||||||
9. | Management Proposal | Management | For | For | ||||||||||||||||
10.A | Management Proposal | Management | For | For | ||||||||||||||||
10.B | Management Proposal | Management | For | For | ||||||||||||||||
11. | Management Proposal | Management | For | For | ||||||||||||||||
COUNTER PROPOSALS HAVE BEEN RECEIVED FOR THIS MEETING. A LINK TO THE COUNTER P-ROPOSAL INFORMATION IS AVAILABLE IN THE MATERIAL URL SECTION OF THE APPLICATIO-N. IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEN-D AND VOTE YOUR SHARES AT THE COMPANYS MEETING. | Non-Voting | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
8102733 | 01Q | 13928 | 0 | 09-Apr-2009 | 09-Apr-2009 | |||||||||||||||
MARATHON OIL CORPORATION | ||||||||||||||||||||
Security | 565849106 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | MRO | Meeting Date | 29-Apr-2009 | |||||||||||||||||
ISIN | US5658491064 | Agenda | 933009424 - Management | |||||||||||||||||
City | Holding Recon Date | 02-Mar-2009 | ||||||||||||||||||
Country | United States | Vote Deadline Date | 28-Apr-2009 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1A | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1B | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1C | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1D | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1E | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1F | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1G | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1H | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1I | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1J | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1K | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1L | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1M | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
02 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
03 | S/H Proposal - Proxy Process/Statement | Shareholder | Against | For | ||||||||||||||||
04 | S/H Proposal - Executive Compensation | Shareholder | Against | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
C 8102733 | 010 | 62315 | 0 | 08-Apr-2009 | 08-Apr-2009 | |||||||||||||||
BARRICK GOLD CORPORATION | ||||||||||||||||||||
Security | 067901108 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | ABX | Meeting Date | 29-Apr-2009 | |||||||||||||||||
ISIN | CA0679011084 | Agenda | 933017801 - Management | |||||||||||||||||
City | Holding Recon Date | 04-Mar-2009 | ||||||||||||||||||
Country | Canada | Vote Deadline Date | 27-Apr-2009 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
01 | Election of Directors | Management | ||||||||||||||||||
1 | H.L. BECK | For | For | |||||||||||||||||
2 | C.W.D. BIRCHALL | For | For | |||||||||||||||||
3 | D.J. CARTY | For | For | |||||||||||||||||
4 | G. CISNEROS | For | For | |||||||||||||||||
5 | M.A. COHEN | For | For | |||||||||||||||||
6 | P.A. CROSSGROVE | For | For | |||||||||||||||||
7 | R.M. FRANKLIN | For | For | |||||||||||||||||
8 | P.C. GODSOE | For | For | |||||||||||||||||
9 | J.B. HARVEY | For | For | |||||||||||||||||
10 | B. MULRONEY | For | For | |||||||||||||||||
11 | A. MUNK | For | For | |||||||||||||||||
12 | P. MUNK | For | For | |||||||||||||||||
13 | A.W. REGENT | For | For | |||||||||||||||||
14 | S.J. SHAPIRO | For | For | |||||||||||||||||
15 | G.C. WILKINS | For | For | |||||||||||||||||
02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||
03 | Miscellaneous Shareholder Proposal | Shareholder | Against | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
C 8102733 | 010 | 9130 | 0 | 15-Apr-2009 | 15-Apr-2009 | |||||||||||||||
EOG RESOURCES, INC. | ||||||||||||||||||||
Security | 26875P101 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | EOG | Meeting Date | 29-Apr-2009 | |||||||||||||||||
ISIN | US26875P1012 | Agenda | 933024197 - Management | |||||||||||||||||
City | Holding Recon Date | 05-Mar-2009 | ||||||||||||||||||
Country | United States | Vote Deadline Date | 28-Apr-2009 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1A | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1B | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1C | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1D | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1E | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1F | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1G | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
C 8102733 | 010 | 12480 | 0 | 09-Apr-2009 | 09-Apr-2009 | |||||||||||||||
ASTRAZENECA PLC, LONDON | ||||||||||||||||||||
Security | G0593M107 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 30-Apr-2009 | ||||||||||||||||||
ISIN | GB0009895292 | Agenda | 701834839 - Management | |||||||||||||||||
City | LONDON | Holding Recon Date | 28-Apr-2009 | |||||||||||||||||
Country | United Kingdom | Vote Deadline Date | 14-Apr-2009 | |||||||||||||||||
SEDOL(s) | 0989529 - 4983884 - 5659902 - B01DCL2 | Quick Code | ||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ''IN FAVOR" OR "AGAINST" FOR-BELOW RESOLUTIONS. THANK YOU. | Non-Voting | |||||||||||||||||||
1. | Management Proposal | Management | For | For | ||||||||||||||||
2. | Management Proposal | Management | For | For | ||||||||||||||||
3. | Management Proposal | Management | For | For | ||||||||||||||||
4. | Management Proposal | Management | For | For | ||||||||||||||||
5.A | Management Proposal | Management | For | For | ||||||||||||||||
5.B | Management Proposal | Management | For | For | ||||||||||||||||
5.C | Management Proposal | Management | For | For | ||||||||||||||||
5.D | Management Proposal | Management | For | For | ||||||||||||||||
5.E | Management Proposal | Management | For | For | ||||||||||||||||
5.F | Management Proposal | Management | For | For | ||||||||||||||||
5.G | Management Proposal | Management | For | For | ||||||||||||||||
5.H | Management Proposal | Management | For | For | ||||||||||||||||
5.I | Management Proposal | Management | For | For | ||||||||||||||||
5.J | Management Proposal | Management | For | For | ||||||||||||||||
5.K | Management Proposal | Management | For | For | ||||||||||||||||
5.L | Management Proposal | Management | For | For | ||||||||||||||||
6. | Management Proposal | Management | For | For | ||||||||||||||||
7. | Management Proposal | Management | For | For | ||||||||||||||||
8. | Management Proposal | Management | For | For | ||||||||||||||||
S.9 | Management Proposal | Management | For | For | ||||||||||||||||
S.10 | Management Proposal | Management | For | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
8102733 | 01Q | 51018 | 0 | 14-Apr-2009 | 14-Apr-2009 | |||||||||||||||
CORNING INCORPORATED | ||||||||||||||||||||
Security | 219350105 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | GLW | Meeting Date | 30-Apr-2009 | |||||||||||||||||
ISIN | US2193501051 | Agenda | 933011570 - Management | |||||||||||||||||
City | Holding Recon Date | 26-Feb-2009 | ||||||||||||||||||
Country | United States | Vote Deadline Date | 29-Apr-2009 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
01 | Election of Directors | Management | ||||||||||||||||||
1 | JAMES B. FLAWS | Withheld | Against | |||||||||||||||||
2 | JAMES R. HOUGHTON | Withheld | Against | |||||||||||||||||
3 | JAMES J. O'CONNOR | Withheld | Against | |||||||||||||||||
4 | DEBORAH D. RIEMAN | Withheld | Against | |||||||||||||||||
5 | PETER F. VOLANAKIS | Withheld | Against | |||||||||||||||||
6 | MARK S. WRIGHTON | Withheld | Against | |||||||||||||||||
02 | Ratify Appointment of Independent Auditors | Management | Against | Against | ||||||||||||||||
03 | S/H Proposal - Election of Directors By Majority Vote | Shareholder | For | Against | ||||||||||||||||
04 | Miscellaneous Shareholder Proposal | Shareholder | For | Against | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
C 8102733 | 010 | 72480 | 0 | 09-Apr-2009 | 09-Apr-2009 | |||||||||||||||
ASTRAZENECA PLC | ||||||||||||||||||||
Security | 046353108 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | AZN | Meeting Date | 30-Apr-2009 | |||||||||||||||||
ISIN | US0463531089 | Agenda | 933020593 - Management | |||||||||||||||||
City | Holding Recon Date | 17-Mar-2009 | ||||||||||||||||||
Country | United States | Vote Deadline Date | 22-Apr-2009 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
01 | Approve Financial Statements, Allocation of Income, and Discharge Directors | Management | For | For | ||||||||||||||||
02 | Dividends | Management | For | For | ||||||||||||||||
03 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||
04 | Approve Remuneration of Directors and Auditors | Management | For | For | ||||||||||||||||
5A | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
5B | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
5C | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
5D | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
5E | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
5F | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
5G | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
5H | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
5I | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
5J | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
5K | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
5L | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
06 | Approve Previous Board's Actions | Management | For | For | ||||||||||||||||
07 | Miscellaneous Corporate Actions | Management | For | For | ||||||||||||||||
08 | Allot Securities | Management | For | For | ||||||||||||||||
09 | Authorize Co to Carry Out Rights Issues/Ltd Issuances w/o Preemptive Rights | Management | For | For | ||||||||||||||||
10 | Stock Repurchase Plan | Management | For | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
C 8102733 | 010 | 16100 | 0 | 14-Apr-2009 | 14-Apr-2009 | |||||||||||||||
HENNES & MAURITZ AB | ||||||||||||||||||||
Security | W41422101 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 04-May-2009 | ||||||||||||||||||
ISIN | SE0000106270 | Agenda | 701876902 - Management | |||||||||||||||||
City | STOCKHOLM | Holding Recon Date | 23-Apr-2009 | |||||||||||||||||
Country | Sweden | Vote Deadline Date | 22-Apr-2009 | |||||||||||||||||
SEDOL(s) | 5687431 - 5697269 - B02V4F3 - B0CSYN2 - B103GT6 | Quick Code | ||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | Non-Voting | |||||||||||||||||||
MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVI-DE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO-YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR-YOUR VOTE TO BE LODGED | Non-Voting | |||||||||||||||||||
PLEASE NOTE THAT ABSTAIN IS NOT A VALID VOTE OPTION IN SWEDEN. THANK YOU. | Non-Voting | |||||||||||||||||||
1. | Management Proposal | Management | For | For | ||||||||||||||||
2. | Management Proposal | Management | For | For | ||||||||||||||||
3. | Management Proposal | Management | For | For | ||||||||||||||||
4. | Management Proposal | Management | For | For | ||||||||||||||||
5. | Management Proposal | Management | For | For | ||||||||||||||||
6. | Management Proposal | Management | For | For | ||||||||||||||||
7. | Management Proposal | Management | For | For | ||||||||||||||||
8.A | Management Proposal | Management | For | For | ||||||||||||||||
8.B | Management Proposal | Management | For | For | ||||||||||||||||
8.C | Management Proposal | Management | For | For | ||||||||||||||||
8.D | Management Proposal | Management | For | For | ||||||||||||||||
9.A | Management Proposal | Management | For | For | ||||||||||||||||
9.B | Management Proposal | Management | For | For | ||||||||||||||||
9.C | Management Proposal | Management | For | For | ||||||||||||||||
10. | Management Proposal | Management | For | For | ||||||||||||||||
11. | Management Proposal | Management | For | For | ||||||||||||||||
12. | Management Proposal | Management | For | For | ||||||||||||||||
13. | Management Proposal | Management | For | For | ||||||||||||||||
14. | Management Proposal | Management | For | For | ||||||||||||||||
15. | Management Proposal | Management | For | For | ||||||||||||||||
16. | Management Proposal | Management | For | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
8102733 | 01Q | 14423 | 0 | 13-Apr-2009 | 13-Apr-2009 | |||||||||||||||
AFLAC INCORPORATED | ||||||||||||||||||||
Security | 001055102 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | AFL | Meeting Date | 04-May-2009 | |||||||||||||||||
ISIN | US0010551028 | Agenda | 933013841 - Management | |||||||||||||||||
City | Holding Recon Date | 24-Feb-2009 | ||||||||||||||||||
Country | United States | Vote Deadline Date | 01-May-2009 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1A | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||
1B | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||
1C | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||
1D | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||
1E | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1F | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||
1G | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||
1H | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1I | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||
1J | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1K | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1L | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1M | Election of Directors (Majority Voting) | Management | Against | Against | ||||||||||||||||
1N | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1O | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1P | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1Q | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
02 | Miscellaneous Compensation Plans | Management | For | For | ||||||||||||||||
03 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
C 8102733 | 010 | 5400 | 0 | 20-Apr-2009 | 20-Apr-2009 | |||||||||||||||
XSTRATA PLC, LONDON | ||||||||||||||||||||
Security | G9826T102 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 05-May-2009 | ||||||||||||||||||
ISIN | GB0031411001 | Agenda | 701858283 - Management | |||||||||||||||||
City | ZUG | Holding Recon Date | 01-May-2009 | |||||||||||||||||
Country | United Kingdom | Vote Deadline Date | 24-Apr-2009 | |||||||||||||||||
SEDOL(s) | 3141100 - 7320790 - B02QZN3 - B06JJ58 | Quick Code | ||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1. | Management Proposal | Management | For | For | ||||||||||||||||
2. | Management Proposal | Management | For | For | ||||||||||||||||
3. | Management Proposal | Management | For | For | ||||||||||||||||
4. | Management Proposal | Management | For | For | ||||||||||||||||
5. | Management Proposal | Management | For | For | ||||||||||||||||
6. | Management Proposal | Management | For | For | ||||||||||||||||
7. | Management Proposal | Management | For | For | ||||||||||||||||
8. | Management Proposal | Management | For | For | ||||||||||||||||
S.9 | Management Proposal | Management | For | For | ||||||||||||||||
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF CONSERVATIVE CUT-OFF DAT-E. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FOR-M UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
8102733 | 01Q | 86000 | 0 | 30-Apr-2009 | 30-Apr-2009 | |||||||||||||||
BROOKFIELD ASSET MANAGEMENT INC | ||||||||||||||||||||
Security | 112585104 | Meeting Type | MIX | |||||||||||||||||
Ticker Symbol | Meeting Date | 05-May-2009 | ||||||||||||||||||
ISIN | CA1125851040 | Agenda | 701876736 - Management | |||||||||||||||||
City | NEW YORK | Holding Recon Date | 10-Mar-2009 | |||||||||||||||||
Country | Canada | Vote Deadline Date | 29-Apr-2009 | |||||||||||||||||
SEDOL(s) | 2092555 - 2092599 - B2QBRB0 - B3F9T61 | Quick Code | ||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ''IN FAVOR" OR "AGAINST" ONL-Y FOR RESOLUTIONS 3 AND "IN FAVOR" OR ''ABSTAIN" ONLY FOR RESOLUTION NUMBERS 1-.1 TO 1.8 AND 2. THANK YOU. | Non-Voting | |||||||||||||||||||
To receive the consolidated financial statements of the Corporation for the FY-E 31 DEC 2008 including the External Auditors report | Non-Voting | |||||||||||||||||||
1.1 | Management Proposal | Management | For | For | ||||||||||||||||
1.2 | Management Proposal | Management | For | For | ||||||||||||||||
1.3 | Management Proposal | Management | For | For | ||||||||||||||||
1.4 | Management Proposal | Management | For | For | ||||||||||||||||
1.5 | Management Proposal | Management | For | For | ||||||||||||||||
1.6 | Management Proposal | Management | For | For | ||||||||||||||||
1.7 | Management Proposal | Management | For | For | ||||||||||||||||
1.8 | Management Proposal | Management | For | For | ||||||||||||||||
2. | Management Proposal | Management | For | For | ||||||||||||||||
3. | Management Proposal | Management | For | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
8102733 | 01Q | 84800 | 0 | 22-Apr-2009 | 22-Apr-2009 | |||||||||||||||
THE TRAVELERS COMPANIES, INC. | ||||||||||||||||||||
Security | 89417E109 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | TRV | Meeting Date | 05-May-2009 | |||||||||||||||||
ISIN | US89417E1091 | Agenda | 933009703 - Management | |||||||||||||||||
City | Holding Recon Date | 06-Mar-2009 | ||||||||||||||||||
Country | United States | Vote Deadline Date | 04-May-2009 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1A | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1B | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1C | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1D | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1E | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1F | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1G | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1H | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1I | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1J | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1K | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1L | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||
03 | Amend Stock Compensation Plan | Management | For | For | ||||||||||||||||
04 | S/H Proposal - Political/Government | Shareholder | Against | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
C 8102733 | 010 | 24100 | 0 | 23-Apr-2009 | 23-Apr-2009 | |||||||||||||||
PHILIP MORRIS INTERNATIONAL INC. | ||||||||||||||||||||
Security | 718172109 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | PM | Meeting Date | 05-May-2009 | |||||||||||||||||
ISIN | US7181721090 | Agenda | 933018067 - Management | |||||||||||||||||
City | Holding Recon Date | 10-Mar-2009 | ||||||||||||||||||
Country | United States | Vote Deadline Date | 04-May-2009 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1A | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1B | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1C | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1D | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1E | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1F | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1G | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1H | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1I | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
2 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||
3 | Amend Stock Compensation Plan | Management | For | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
C 8102733 | 010 | 64495 | 0 | 17-Apr-2009 | 17-Apr-2009 | |||||||||||||||
BRISTOL-MYERS SQUIBB COMPANY | ||||||||||||||||||||
Security | 110122108 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | BMY | Meeting Date | 05-May-2009 | |||||||||||||||||
ISIN | US1101221083 | Agenda | 933018372 - Management | |||||||||||||||||
City | Holding Recon Date | 12-Mar-2009 | ||||||||||||||||||
Country | United States | Vote Deadline Date | 04-May-2009 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1A | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1B | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1C | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1D | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1E | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1F | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1G | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1H | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1I | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1J | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1K | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||
03 | S/H Proposal - Increase Disclosure of Executive Compensation | Shareholder | Against | For | ||||||||||||||||
04 | S/H Proposal - Election of Directors By Majority Vote | Shareholder | Against | For | ||||||||||||||||
05 | S/H Proposal - Proxy Process/Statement | Shareholder | Against | For | ||||||||||||||||
06 | S/H Proposal - Advisory Vote Executive Pay | Shareholder | Against | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
C 8102733 | 010 | 10220 | 0 | 23-Apr-2009 | 23-Apr-2009 | |||||||||||||||
WHITING PETROLEUM CORPORATION | ||||||||||||||||||||
Security | 966387102 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | WLL | Meeting Date | 05-May-2009 | |||||||||||||||||
ISIN | US9663871021 | Agenda | 933026177 - Management | |||||||||||||||||
City | Holding Recon Date | 13-Mar-2009 | ||||||||||||||||||
Country | United States | Vote Deadline Date | 04-May-2009 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
01 | Election of Directors | Management | ||||||||||||||||||
1 | JAMES J. VOLKER | For | For | |||||||||||||||||
2 | WILLIAM N. HAHNE | For | For | |||||||||||||||||
3 | GRAYDON D. HUBBARD | For | For | |||||||||||||||||
02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
C 8102733 | 010 | 13800 | 0 | 14-Apr-2009 | 14-Apr-2009 | |||||||||||||||
ABB LTD | ||||||||||||||||||||
Security | 000375204 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | ABB | Meeting Date | 05-May-2009 | |||||||||||||||||
ISIN | US0003752047 | Agenda | 933058059 - Management | |||||||||||||||||
City | Holding Recon Date | 31-Mar-2009 | ||||||||||||||||||
Country | United States | Vote Deadline Date | 24-Apr-2009 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
2A | Approve Financial Statements, Allocation of Income, and Discharge Directors | Management | For | For | ||||||||||||||||
2B | Approve Financial Statements, Allocation of Income, and Discharge Directors | Management | For | For | ||||||||||||||||
03 | Approve Financial Statements, Allocation of Income, and Discharge Directors | Management | For | For | ||||||||||||||||
04 | Approve Financial Statements, Allocation of Income, and Discharge Directors | Management | For | For | ||||||||||||||||
05 | Amend Articles/Charter to Reflect Changes in Capital | Management | For | For | ||||||||||||||||
06 | Amend Articles/Charter to Reflect Changes in Capital | Management | For | For | ||||||||||||||||
07 | Amend Articles/Charter to Reflect Changes in Capital | Management | For | For | ||||||||||||||||
8A | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
8B | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
8C | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
8D | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
8E | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
8F | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
8G | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
8H | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
09 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
C 8102733 | 010 | 49400 | 0 | 20-Apr-2009 | 20-Apr-2009 | |||||||||||||||
BAE SYS PLC | ||||||||||||||||||||
Security | G06940103 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 06-May-2009 | ||||||||||||||||||
ISIN | GB0002634946 | Agenda | 701875695 - Management | |||||||||||||||||
City | TBA | Holding Recon Date | 04-May-2009 | |||||||||||||||||
Country | United Kingdom | Vote Deadline Date | 27-Apr-2009 | |||||||||||||||||
SEDOL(s) | 0263494 - 2100425 - 5473759 - B02S669 | Quick Code | ||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1. | Management Proposal | Management | For | For | ||||||||||||||||
2. | Management Proposal | Management | For | For | ||||||||||||||||
3. | Management Proposal | Management | For | For | ||||||||||||||||
4. | Management Proposal | Management | For | For | ||||||||||||||||
5. | Management Proposal | Management | For | For | ||||||||||||||||
6. | Management Proposal | Management | For | For | ||||||||||||||||
7. | Management Proposal | Management | For | For | ||||||||||||||||
8. | Management Proposal | Management | For | For | ||||||||||||||||
9. | Management Proposal | Management | For | For | ||||||||||||||||
10. | Management Proposal | Management | For | For | ||||||||||||||||
11. | Management Proposal | Management | For | For | ||||||||||||||||
12. | Management Proposal | Management | For | For | ||||||||||||||||
13. | Management Proposal | Management | For | For | ||||||||||||||||
s.14 | Management Proposal | Management | For | For | ||||||||||||||||
s.15 | Management Proposal | Management | For | For | ||||||||||||||||
s.16 | Management Proposal | Management | For | For | ||||||||||||||||
s.17 | Management Proposal | Management | For | For | ||||||||||||||||
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF AMOUNTS. IF YOU HAVE ALR-EADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECID-E TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
8102733 | 01Q | 173775 | 0 | 23-Apr-2009 | 23-Apr-2009 | |||||||||||||||
CRH PLC | ||||||||||||||||||||
Security | G25508105 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 06-May-2009 | ||||||||||||||||||
ISIN | IE0001827041 | Agenda | 701880230 - Management | |||||||||||||||||
City | DUBLIN | Holding Recon Date | 04-May-2009 | |||||||||||||||||
Country | Ireland | Vote Deadline Date | 28-Apr-2009 | |||||||||||||||||
SEDOL(s) | 0182704 - 4182249 - 5465240 - B01ZKD6 | Quick Code | ||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1. | Management Proposal | Management | For | For | ||||||||||||||||
2. | Management Proposal | Management | For | For | ||||||||||||||||
3.a | Management Proposal | Management | For | For | ||||||||||||||||
3.b | Management Proposal | Management | For | For | ||||||||||||||||
3.c | Management Proposal | Management | For | For | ||||||||||||||||
3.d | Management Proposal | Management | For | For | ||||||||||||||||
3.e | Management Proposal | Management | For | For | ||||||||||||||||
3.f | Management Proposal | Management | For | For | ||||||||||||||||
3.g | Management Proposal | Management | For | For | ||||||||||||||||
4. | Management Proposal | Management | For | For | ||||||||||||||||
5. | Management Proposal | Management | For | For | ||||||||||||||||
6. | Management Proposal | Management | For | For | ||||||||||||||||
7. | Management Proposal | Management | For | For | ||||||||||||||||
8. | Management Proposal | Management | For | For | ||||||||||||||||
9. | Management Proposal | Management | For | For | ||||||||||||||||
10. | Management Proposal | Management | For | For | ||||||||||||||||
11. | Management Proposal | Management | For | For | ||||||||||||||||
12. | Management Proposal | Management | For | For | ||||||||||||||||
13. | Management Proposal | Management | For | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
8102733 | 01Q | 112553 | 0 | 21-Apr-2009 | 21-Apr-2009 | |||||||||||||||
WESTFIELD GROUP, SYDNEY NSW | ||||||||||||||||||||
Security | Q97062105 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 06-May-2009 | ||||||||||||||||||
ISIN | AU000000WDC7 | Agenda | 701899532 - Management | |||||||||||||||||
City | SYDNEY | Holding Recon Date | 04-May-2009 | |||||||||||||||||
Country | Australia | Vote Deadline Date | 28-Apr-2009 | |||||||||||||||||
SEDOL(s) | B01BTX7 - B020GC1 - B037L04 | Quick Code | ||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 548351 DUE TO DELETION OF-RESOLUTION. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND-YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | Non-Voting | |||||||||||||||||||
PLEASE NOTE THAT BELOW RESOLUTIONS ARE FOR WESTFIELD HOLDINGS LIMITED. THANK Y-OU. | Non-Voting | |||||||||||||||||||
1. | To discuss the Company's financial statements and reports for the YE 31 DEC 20-08 | Non-Voting | ||||||||||||||||||
2. | Management Proposal | Management | For | For | ||||||||||||||||
3. | Management Proposal | Management | For | For | ||||||||||||||||
4. | Management Proposal | Management | Against | Against | ||||||||||||||||
5. | Management Proposal | Management | For | For | ||||||||||||||||
6. | Management Proposal | Management | For | For | ||||||||||||||||
7. | Management Proposal | Management | For | For | ||||||||||||||||
PLEASE NOTE THAT BELOW RESOLUTION IS FOR WESTFIELD TRUST AND WESTFIELD AMERICA-TRUST [TRUSTS]. THANK YOU. | Non-Voting | |||||||||||||||||||
S.8 | Management Proposal | Management | For | For | ||||||||||||||||
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL COMMENT. IF Y-OU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLES-S YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||||||||||||||
PLEASE NOTE THAT ANY INDIVIDUAL OR RELATED PARTY TO ANY SPECIFIC VOTE EXCLUSIO-N WHICH HAS OBTAINED BENEFIT OR DOES EXPECT TO OBTAIN FUTURE BENEFIT SHOULD NO-T VOTE [OR VOTE 'ABSTAIN'] FOR THE RELEVANT PROPOSAL ITEMS. THANK YOU. | Non-Voting | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
8102733 | 01Q | 148879 | 0 | 21-Apr-2009 | 21-Apr-2009 | |||||||||||||||
PEPSICO, INC. | ||||||||||||||||||||
Security | 713448108 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | PEP | Meeting Date | 06-May-2009 | |||||||||||||||||
ISIN | US7134481081 | Agenda | 933014906 - Management | |||||||||||||||||
City | Holding Recon Date | 06-Mar-2009 | ||||||||||||||||||
Country | United States | Vote Deadline Date | 05-May-2009 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1A | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1B | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1C | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1D | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1E | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1F | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1G | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1H | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1I | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1J | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1K | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1L | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1M | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||
03 | Approve Cash/Stock Bonus Plan | Management | For | For | ||||||||||||||||
04 | S/H Proposal - Environmental | Shareholder | Against | For | ||||||||||||||||
05 | S/H Proposal - Board Independence | Shareholder | Against | For | ||||||||||||||||
06 | S/H Proposal - Research Renewable Energy | Shareholder | Against | For | ||||||||||||||||
07 | S/H Proposal - Advisory Vote Executive Pay | Shareholder | Against | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
C 8102733 | 010 | 28155 | 0 | 20-Apr-2009 | 20-Apr-2009 | |||||||||||||||
AMGEN INC. | ||||||||||||||||||||
Security | 031162100 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | AMGN | Meeting Date | 06-May-2009 | |||||||||||||||||
ISIN | US0311621009 | Agenda | 933015946 - Management | |||||||||||||||||
City | Holding Recon Date | 09-Mar-2009 | ||||||||||||||||||
Country | United States | Vote Deadline Date | 05-May-2009 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1A | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1B | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1C | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1D | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1E | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1F | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1G | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1H | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1I | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1J | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1K | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1L | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||
03 | Approve Stock Compensation Plan | Management | For | For | ||||||||||||||||
04 | Eliminate Supermajority Requirements | Management | For | For | ||||||||||||||||
5A | S/H Proposal - Proxy Process/Statement | Shareholder | For | Against | ||||||||||||||||
5B | Miscellaneous Shareholder Proposal | Shareholder | Against | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
C 8102733 | 010 | 28655 | 0 | 24-Apr-2009 | 24-Apr-2009 | |||||||||||||||
THOMAS & BETTS CORPORATION | ||||||||||||||||||||
Security | 884315102 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | TNB | Meeting Date | 06-May-2009 | |||||||||||||||||
ISIN | US8843151023 | Agenda | 933017382 - Management | |||||||||||||||||
City | Holding Recon Date | 06-Mar-2009 | ||||||||||||||||||
Country | United States | Vote Deadline Date | 05-May-2009 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1 | Election of Directors | Management | ||||||||||||||||||
1 | JEANANNE K. HAUSWALD | For | For | |||||||||||||||||
2 | DEAN JERNIGAN | For | For | |||||||||||||||||
3 | RONALD B. KALICH, SR. | For | For | |||||||||||||||||
4 | KENNETH R. MASTERSON | For | For | |||||||||||||||||
5 | DOMINIC J. PILEGGI | For | For | |||||||||||||||||
6 | JEAN-PAUL RICHARD | For | For | |||||||||||||||||
7 | RUFUS H. RIVERS | For | For | |||||||||||||||||
8 | KEVIN L. ROBERG | For | For | |||||||||||||||||
9 | DAVID D. STEVENS | For | For | |||||||||||||||||
10 | WILLIAM H. WALTRIP | For | For | |||||||||||||||||
2 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
C 8102733 | 010 | 21200 | 0 | 20-Apr-2009 | 20-Apr-2009 | |||||||||||||||
EMC CORPORATION | ||||||||||||||||||||
Security | 268648102 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | EMC | Meeting Date | 06-May-2009 | |||||||||||||||||
ISIN | US2686481027 | Agenda | 933017748 - Management | |||||||||||||||||
City | Holding Recon Date | 05-Mar-2009 | ||||||||||||||||||
Country | United States | Vote Deadline Date | 05-May-2009 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1A | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1B | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1C | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1D | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1E | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1F | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1G | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1H | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1I | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1J | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1K | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||
03 | Amend Employee Stock Purchase Plan | Management | For | For | ||||||||||||||||
04 | Restore Right to Call a Special Meeting | Management | For | For | ||||||||||||||||
05 | S/H Proposal - Executive Compensation | Shareholder | Against | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
C 8102733 | 010 | 142445 | 0 | 20-Apr-2009 | 20-Apr-2009 | |||||||||||||||
HESS CORPORATION | ||||||||||||||||||||
Security | 42809H107 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | HES | Meeting Date | 06-May-2009 | |||||||||||||||||
ISIN | US42809H1077 | Agenda | 933018334 - Management | |||||||||||||||||
City | Holding Recon Date | 16-Mar-2009 | ||||||||||||||||||
Country | United States | Vote Deadline Date | 05-May-2009 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1 | Election of Directors | Management | ||||||||||||||||||
1 | J.B. HESS | For | For | |||||||||||||||||
2 | S.W. BODMAN | For | For | |||||||||||||||||
3 | R. LAVIZZO-MOUREY | For | For | |||||||||||||||||
4 | C.G. MATTHEWS | For | For | |||||||||||||||||
5 | E.H. VON METZSCH | For | For | |||||||||||||||||
2 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
C 8102733 | 010 | 18860 | 0 | 20-Apr-2009 | 20-Apr-2009 | |||||||||||||||
CVS CAREMARK CORPORATION | ||||||||||||||||||||
Security | 126650100 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | CVS | Meeting Date | 06-May-2009 | |||||||||||||||||
ISIN | US1266501006 | Agenda | 933021418 - Management | |||||||||||||||||
City | Holding Recon Date | 12-Mar-2009 | ||||||||||||||||||
Country | United States | Vote Deadline Date | 05-May-2009 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1A | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1B | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1C | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1D | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1E | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1F | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1G | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1H | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1I | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1J | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1K | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1L | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||
03 | Miscellaneous Shareholder Proposal | Shareholder | For | Against | ||||||||||||||||
04 | S/H Proposal - Establish Independent Chairman | Shareholder | Against | For | ||||||||||||||||
05 | S/H Proposal - Political/Government | Shareholder | Against | For | ||||||||||||||||
06 | S/H Proposal - Advisory Vote Executive Pay | Shareholder | Against | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
C 8102733 | 010 | 23400 | 0 | 17-Apr-2009 | 17-Apr-2009 | |||||||||||||||
CANADIAN NAT RES LTD MED TERM NTS CDS- | ||||||||||||||||||||
Security | 136385101 | Meeting Type | Ordinary General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 07-May-2009 | ||||||||||||||||||
ISIN | CA1363851017 | Agenda | 701862496 - Management | |||||||||||||||||
City | ALBERTA | Holding Recon Date | 18-Mar-2009 | |||||||||||||||||
Country | Canada | Vote Deadline Date | 01-May-2009 | |||||||||||||||||
SEDOL(s) | 2125202 - 2171573 - 5313673 - B1SNWG7 | Quick Code | ||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
PLEASE NOTE THAT THIS IS AN AGM. THANK YOU. | Non-Voting | |||||||||||||||||||
PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN' RESO-LUTIONS 1.1 to 1.12 AND 2. THANK YOU. | Non-Voting | |||||||||||||||||||
To receive the annual report of the Corporation to the shareholders, the conso-lidated financial statements, and the report of the Auditors, for the FYE 31 D-EC 2008 | Non-Voting | |||||||||||||||||||
1.1 | Management Proposal | Management | For | For | ||||||||||||||||
1.2 | Management Proposal | Management | For | For | ||||||||||||||||
1.3 | Management Proposal | Management | For | For | ||||||||||||||||
1.4 | Management Proposal | Management | For | For | ||||||||||||||||
1.5 | Management Proposal | Management | For | For | ||||||||||||||||
1.6 | Management Proposal | Management | For | For | ||||||||||||||||
1.7 | Management Proposal | Management | For | For | ||||||||||||||||
1.8 | Management Proposal | Management | For | For | ||||||||||||||||
1.9 | Management Proposal | Management | For | For | ||||||||||||||||
1.10 | Management Proposal | Management | For | For | ||||||||||||||||
1.11 | Management Proposal | Management | For | For | ||||||||||||||||
1.12 | Management Proposal | Management | For | For | ||||||||||||||||
2. | Management Proposal | Management | For | For | ||||||||||||||||
3. | Transact any other business | Non-Voting | ||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
8102733 | 01Q | 49700 | 0 | 20-Apr-2009 | 20-Apr-2009 | |||||||||||||||
STANDARD CHARTERED PLC, LONDON | ||||||||||||||||||||
Security | G84228157 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 07-May-2009 | ||||||||||||||||||
ISIN | GB0004082847 | Agenda | 701867547 - Management | |||||||||||||||||
City | LONDON | Holding Recon Date | 05-May-2009 | |||||||||||||||||
Country | United Kingdom | Vote Deadline Date | 24-Apr-2009 | |||||||||||||||||
SEDOL(s) | 0408284 - 6558484 - 7032039 - B02TBL2 | Quick Code | ||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1. | Management Proposal | Management | For | For | ||||||||||||||||
2. | Management Proposal | Management | For | For | ||||||||||||||||
3. | Management Proposal | Management | For | For | ||||||||||||||||
4. | Management Proposal | Management | For | For | ||||||||||||||||
5. | Management Proposal | Management | For | For | ||||||||||||||||
6. | Management Proposal | Management | For | For | ||||||||||||||||
7. | Management Proposal | Management | For | For | ||||||||||||||||
8. | Management Proposal | Management | For | For | ||||||||||||||||
9. | Management Proposal | Management | For | For | ||||||||||||||||
10. | Management Proposal | Management | For | For | ||||||||||||||||
11. | Management Proposal | Management | For | For | ||||||||||||||||
12. | Management Proposal | Management | For | For | ||||||||||||||||
13. | Management Proposal | Management | For | For | ||||||||||||||||
14. | Management Proposal | Management | For | For | ||||||||||||||||
15. | Management Proposal | Management | For | For | ||||||||||||||||
16. | Management Proposal | Management | For | For | ||||||||||||||||
S.17 | Management Proposal | Management | For | For | ||||||||||||||||
s.18 | Management Proposal | Management | For | For | ||||||||||||||||
s.19 | Management Proposal | Management | For | For | ||||||||||||||||
s.20 | Management Proposal | Management | For | For | ||||||||||||||||
s.21 | Management Proposal | Management | For | For | ||||||||||||||||
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF CONSERVATIVE CUT-OFF AND-AMOUNTS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PR-OXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
8102733 | 01Q | 21134 | 0 | 22-Apr-2009 | 22-Apr-2009 | |||||||||||||||
POTASH CORPORATION OF SASKATCHEWAN INC. | ||||||||||||||||||||
Security | 73755L107 | Meeting Type | Annual and Special Meeting | |||||||||||||||||
Ticker Symbol | POT | Meeting Date | 07-May-2009 | |||||||||||||||||
ISIN | CA73755L1076 | Agenda | 933013156 - Management | |||||||||||||||||
City | Holding Recon Date | 12-Mar-2009 | ||||||||||||||||||
Country | Canada | Vote Deadline Date | 06-May-2009 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
01 | Election of Directors | Management | ||||||||||||||||||
1 | C.M. BURLEY | For | For | |||||||||||||||||
2 | W.J. DOYLE | For | For | |||||||||||||||||
3 | J.W. ESTEY | For | For | |||||||||||||||||
4 | C.S. HOFFMAN | For | For | |||||||||||||||||
5 | D.J. HOWE | For | For | |||||||||||||||||
6 | A.D. LABERGE | For | For | |||||||||||||||||
7 | K.G. MARTELL | For | For | |||||||||||||||||
8 | J.J. MCCAIG | For | For | |||||||||||||||||
9 | M. MOGFORD | For | For | |||||||||||||||||
10 | P.J. SCHOENHALS | For | For | |||||||||||||||||
11 | E.R. STROMBERG | For | For | |||||||||||||||||
12 | E. VIYELLA DE PALIZA | For | For | |||||||||||||||||
02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||
03 | Adopt Stock Option Plan | Management | For | For | ||||||||||||||||
04 | S/H Proposal - Proxy Process/Statement | Shareholder | Against | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
C 8102733 | 010 | 10800 | 0 | 16-Apr-2009 | 16-Apr-2009 | |||||||||||||||
GOOGLE INC. | ||||||||||||||||||||
Security | 38259P508 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | GOOG | Meeting Date | 07-May-2009 | |||||||||||||||||
ISIN | US38259P5089 | Agenda | 933017178 - Management | |||||||||||||||||
City | Holding Recon Date | 10-Mar-2009 | ||||||||||||||||||
Country | United States | Vote Deadline Date | 06-May-2009 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
01 | Election of Directors | Management | ||||||||||||||||||
1 | ERIC SCHMIDT | For | For | |||||||||||||||||
2 | SERGEY BRIN | For | For | |||||||||||||||||
3 | LARRY PAGE | For | For | |||||||||||||||||
4 | L. JOHN DOERR | For | For | |||||||||||||||||
5 | JOHN L. HENNESSY | For | For | |||||||||||||||||
6 | ARTHUR D. LEVINSON | For | For | |||||||||||||||||
7 | ANN MATHER | For | For | |||||||||||||||||
8 | PAUL S. OTELLINI | For | For | |||||||||||||||||
9 | K. RAM SHRIRAM | For | For | |||||||||||||||||
10 | SHIRLEY M. TILGHMAN | For | For | |||||||||||||||||
02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||
03 | Amend Stock Option Plan | Management | Against | Against | ||||||||||||||||
04 | Miscellaneous Corporate Actions | Management | For | For | ||||||||||||||||
05 | Miscellaneous Shareholder Proposal | Shareholder | Against | For | ||||||||||||||||
06 | S/H Proposal - Health Issues | Shareholder | Against | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
C 8102733 | 010 | 4420 | 0 | 20-Apr-2009 | 20-Apr-2009 | |||||||||||||||
APACHE CORPORATION | ||||||||||||||||||||
Security | 037411105 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | APA | Meeting Date | 07-May-2009 | |||||||||||||||||
ISIN | US0374111054 | Agenda | 933026254 - Management | |||||||||||||||||
City | Holding Recon Date | 18-Mar-2009 | ||||||||||||||||||
Country | United States | Vote Deadline Date | 06-May-2009 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
01 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
02 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
03 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
04 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
C 8102733 | 010 | 36535 | 0 | 22-Apr-2009 | 22-Apr-2009 | |||||||||||||||
ASSURED GUARANTY LTD. | ||||||||||||||||||||
Security | G0585R106 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | AGO | Meeting Date | 07-May-2009 | |||||||||||||||||
ISIN | BMG0585R1060 | Agenda | 933037827 - Management | |||||||||||||||||
City | Holding Recon Date | 17-Mar-2009 | ||||||||||||||||||
Country | United States | Vote Deadline Date | 06-May-2009 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
01 | Election of Directors | Management | ||||||||||||||||||
1 | STEPHEN A. COZEN* | For | For | |||||||||||||||||
2 | DONALD H. LAYTON* | Withheld | Against | |||||||||||||||||
3 | WILBUR L. ROSS, JR.* | For | For | |||||||||||||||||
4 | WALTER A. SCOTT* | For | For | |||||||||||||||||
5 | HOWARD ALBERT** | For | For | |||||||||||||||||
6 | ROBERT A. BAILENSON** | For | For | |||||||||||||||||
7 | GARY BURNET** | For | For | |||||||||||||||||
8 | DOMINIC J. FREDERICO** | For | For | |||||||||||||||||
9 | JAMES M. MICHENER** | For | For | |||||||||||||||||
10 | ROBERT B. MILLS** | For | For | |||||||||||||||||
11 | DAVID PENCHOFF** | For | For | |||||||||||||||||
12 | ANDREW PICKERING** | For | For | |||||||||||||||||
02 | Amend Stock Compensation Plan | Management | For | For | ||||||||||||||||
03 | Amend Employee Stock Purchase Plan | Management | For | For | ||||||||||||||||
04 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||
5B | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
C 8102733 | 010 | 31600 | 0 | 22-Apr-2009 | 22-Apr-2009 | |||||||||||||||
SHANGRI-LA ASIA LTD | ||||||||||||||||||||
Security | G8063F106 | Meeting Type | Special General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 08-May-2009 | ||||||||||||||||||
ISIN | BMG8063F1068 | Agenda | 701894203 - Management | |||||||||||||||||
City | HONG KONG | Holding Recon Date | 06-May-2009 | |||||||||||||||||
Country | Bermuda | Vote Deadline Date | 28-Apr-2009 | |||||||||||||||||
SEDOL(s) | 5797879 - 6175463 - 6771032 - B01XWP6 - B17KX99 | Quick Code | ||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ''IN FAVOR" OR "AGAINST" ONL-Y FOR BELOW RESOLUTIONS. THANK YOU. | Non-Voting | |||||||||||||||||||
1. | Management Proposal | Management | For | For | ||||||||||||||||
2. | Management Proposal | Management | For | For | ||||||||||||||||
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ACTUAL RECORD DATE. IF Y-OU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLES-S YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
8102733 | 01Q | 1156888 | 0 | 24-Apr-2009 | 24-Apr-2009 | |||||||||||||||
NITORI CO.,LTD. | ||||||||||||||||||||
Security | J58214107 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 08-May-2009 | ||||||||||||||||||
ISIN | JP3756100008 | Agenda | 701921125 - Management | |||||||||||||||||
City | HOKKAIDO | Holding Recon Date | 20-Feb-2009 | |||||||||||||||||
Country | Japan | Vote Deadline Date | 01-May-2009 | |||||||||||||||||
SEDOL(s) | 6644800 | Quick Code | 98430 | |||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1 | Amend the Articles of Incorporation | Management | For | For | ||||||||||||||||
2.1 | Appoint a Director | Management | For | For | ||||||||||||||||
2.2 | Appoint a Director | Management | For | For | ||||||||||||||||
2.3 | Appoint a Director | Management | For | For | ||||||||||||||||
2.4 | Appoint a Director | Management | For | For | ||||||||||||||||
2.5 | Appoint a Director | Management | For | For | ||||||||||||||||
2.6 | Appoint a Director | Management | For | For | ||||||||||||||||
2.7 | Appoint a Director | Management | For | For | ||||||||||||||||
2.8 | Appoint a Director | Management | For | For | ||||||||||||||||
2.9 | Appoint a Director | Management | For | For | ||||||||||||||||
3 | Amend the Compensation to be received by Corporate Officers | Management | For | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
8102733 | 01Q | 4150 | 0 | 27-Apr-2009 | 27-Apr-2009 | |||||||||||||||
ST. JUDE MEDICAL, INC. | ||||||||||||||||||||
Security | 790849103 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | STJ | Meeting Date | 08-May-2009 | |||||||||||||||||
ISIN | US7908491035 | Agenda | 933024159 - Management | |||||||||||||||||
City | Holding Recon Date | 11-Mar-2009 | ||||||||||||||||||
Country | United States | Vote Deadline Date | 07-May-2009 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
01 | Election of Directors | Management | ||||||||||||||||||
1 | JOHN W. BROWN | For | For | |||||||||||||||||
2 | DANIEL J. STARKS | For | For | |||||||||||||||||
02 | Amend Stock Compensation Plan | Management | For | For | ||||||||||||||||
03 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
C 8102733 | 010 | 12200 | 0 | 22-Apr-2009 | 22-Apr-2009 | |||||||||||||||
THE GOLDMAN SACHS GROUP, INC. | ||||||||||||||||||||
Security | 38141G104 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | GS | Meeting Date | 08-May-2009 | |||||||||||||||||
ISIN | US38141G1040 | Agenda | 933037322 - Management | |||||||||||||||||
City | Holding Recon Date | 09-Mar-2009 | ||||||||||||||||||
Country | United States | Vote Deadline Date | 07-May-2009 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1A | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1B | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1C | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1D | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1E | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1F | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1G | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1H | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1I | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1J | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1K | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1L | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||
03 | Miscellaneous Compensation Plans | Management | For | For | ||||||||||||||||
04 | S/H Proposal - Adopt Cumulative Voting | Shareholder | Against | For | ||||||||||||||||
05 | S/H Proposal - Election of Directors By Majority Vote | Shareholder | For | Against | ||||||||||||||||
06 | Miscellaneous Shareholder Proposal | Shareholder | Against | For | ||||||||||||||||
07 | S/H Proposal - Political/Government | Shareholder | Against | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
C 8102733 | 010 | 12765 | 0 | 27-Apr-2009 | 27-Apr-2009 | |||||||||||||||
CEPHALON, INC. | ||||||||||||||||||||
Security | 156708109 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | CEPH | Meeting Date | 12-May-2009 | |||||||||||||||||
ISIN | US1567081096 | Agenda | 933026684 - Management | |||||||||||||||||
City | Holding Recon Date | 17-Mar-2009 | ||||||||||||||||||
Country | United States | Vote Deadline Date | 11-May-2009 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
01 | Election of Directors | Management | ||||||||||||||||||
1 | F. BALDINO, JR., PH.D. | For | For | |||||||||||||||||
2 | WILLIAM P. EGAN | For | For | |||||||||||||||||
3 | MARTYN D. GREENACRE | For | For | |||||||||||||||||
4 | VAUGHN M. KAILIAN | For | For | |||||||||||||||||
5 | KEVIN E. MOLEY | For | For | |||||||||||||||||
6 | C.A. SANDERS, M.D. | For | For | |||||||||||||||||
7 | GAIL R. WILENSKY, PH.D. | For | For | |||||||||||||||||
8 | DENNIS L. WINGER | For | For | |||||||||||||||||
02 | Amend Stock Compensation Plan | Management | For | For | ||||||||||||||||
03 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
C 8102733 | 010 | 2100 | 0 | 29-Apr-2009 | 29-Apr-2009 | |||||||||||||||
CATHAY PAC AWYS LTD | ||||||||||||||||||||
Security | Y11757104 | Meeting Type | Annual General Meeting | |||||||||||||||||
Ticker Symbol | Meeting Date | 13-May-2009 | ||||||||||||||||||
ISIN | HK0293001514 | Agenda | 701880076 - Management | |||||||||||||||||
City | HONG KONG | Holding Recon Date | 11-May-2009 | |||||||||||||||||
Country | Hong Kong | Vote Deadline Date | 01-May-2009 | |||||||||||||||||
SEDOL(s) | 5290334 - 6179755 - 6179777 - B01XX19 - B16PGR4 | Quick Code | ||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR-ALL RESOLUTIONS. THANK YOU. | Non-Voting | |||||||||||||||||||
1.A | Management Proposal | Management | Against | Against | ||||||||||||||||
1.B | Management Proposal | Management | Against | Against | ||||||||||||||||
1.C | Management Proposal | Management | For | For | ||||||||||||||||
1.D | Management Proposal | Management | Against | Against | ||||||||||||||||
1.E | Management Proposal | Management | Against | Against | ||||||||||||||||
1.F | Management Proposal | Management | For | For | ||||||||||||||||
1.G | Management Proposal | Management | For | For | ||||||||||||||||
1.H | Management Proposal | Management | Against | Against | ||||||||||||||||
1.I | Management Proposal | Management | Against | Against | ||||||||||||||||
1.J | Management Proposal | Management | Against | Against | ||||||||||||||||
1.K | Management Proposal | Management | Against | Against | ||||||||||||||||
2. | Management Proposal | Management | For | For | ||||||||||||||||
3. | Management Proposal | Management | For | For | ||||||||||||||||
4. | Management Proposal | Management | For | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
8102733 | 01Q | 375000 | 0 | 29-Apr-2009 | 29-Apr-2009 | |||||||||||||||
BNP PARIBAS | ||||||||||||||||||||
Security | F1058Q238 | Meeting Type | MIX | |||||||||||||||||
Ticker Symbol | Meeting Date | 13-May-2009 | ||||||||||||||||||
ISIN | FR0000131104 | Agenda | 701930047 - Management | |||||||||||||||||
City | PARIS | Holding Recon Date | 06-May-2009 | |||||||||||||||||
Country | France | Vote Deadline Date | 30-Apr-2009 | |||||||||||||||||
SEDOL(s) | 4133667 - 4144681 - 4904357 - 6222187 - 6507000 - 7166057 - 7309681 - 7309692 - 7309766 - 7310070 - 7529757 - B01DCX4 - B0CRJ34 - B0Z5388 - B19GH59 | Quick Code | 525017000 | |||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
French Resident Shareowners must complete, sign and forward the Proxy Card dir-ectly to the sub custodian. Please contact your Client Service Representative-to obtain the necessary card, account details and directions. The followin-g applies to Non- Resident Shareowners: Proxy Cards: Voting instructions will-be forwarded to the Global Custodians that have become Registered Intermediar-ies, on the Vote Deadline Date. In capacity as Registered Intermediary, the Gl-obal Custodian will sign the Proxy Card and forward to the local custodian. If-you are unsure whether your Global Custodian acts as Registered Intermediary,-please contact your representative | Non-Voting | |||||||||||||||||||
PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR" AN-D "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting | |||||||||||||||||||
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 540421 DUE TO ADDITION IN-RESOLUTION. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND-YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | |||||||||||||||||||
O.1 | Management Proposal | Management | For | For | ||||||||||||||||
O.2 | Management Proposal | Management | For | For | ||||||||||||||||
O.3 | Management Proposal | Management | For | For | ||||||||||||||||
O.4 | Management Proposal | Management | For | For | ||||||||||||||||
O.5 | Management Proposal | Management | For | For | ||||||||||||||||
O.6 | Management Proposal | Management | For | For | ||||||||||||||||
O.7 | Management Proposal | Management | Against | Against | ||||||||||||||||
O.8 | Management Proposal | Management | For | For | ||||||||||||||||
O.9 | Management Proposal | Management | For | For | ||||||||||||||||
O.10 | Management Proposal | Management | For | For | ||||||||||||||||
E.11 | Management Proposal | Management | For | For | ||||||||||||||||
E.12 | Management Proposal | Management | For | For | ||||||||||||||||
E.13 | Management Proposal | Management | For | For | ||||||||||||||||
E.14 | Management Proposal | Management | For | For | ||||||||||||||||
E.15 | Management Proposal | Management | For | For | ||||||||||||||||
E.16 | Management Proposal | Management | For | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
8102733 | 01Q | 11407 | 0 | 30-Apr-2009 | 30-Apr-2009 | |||||||||||||||
THE WESTERN UNION COMPANY | ||||||||||||||||||||
Security | 959802109 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | WU | Meeting Date | 13-May-2009 | |||||||||||||||||
ISIN | US9598021098 | Agenda | 933024820 - Management | |||||||||||||||||
City | Holding Recon Date | 16-Mar-2009 | ||||||||||||||||||
Country | United States | Vote Deadline Date | 12-May-2009 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
01 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
02 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
03 | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
04 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
C 8102733 | 010 | 66540 | 0 | 01-May-2009 | 01-May-2009 | |||||||||||||||
NATIONAL OILWELL VARCO, INC. | ||||||||||||||||||||
Security | 637071101 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | NOV | Meeting Date | 13-May-2009 | |||||||||||||||||
ISIN | US6370711011 | Agenda | 933034100 - Management | |||||||||||||||||
City | Holding Recon Date | 23-Mar-2009 | ||||||||||||||||||
Country | United States | Vote Deadline Date | 12-May-2009 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1A | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1B | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1C | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
2 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||
3 | Amend Stock Compensation Plan | Management | For | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
C 8102733 | 010 | 32000 | 0 | 29-Apr-2009 | 29-Apr-2009 | |||||||||||||||
AGRIUM INC. | ||||||||||||||||||||
Security | 008916108 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | AGU | Meeting Date | 13-May-2009 | |||||||||||||||||
ISIN | CA0089161081 | Agenda | 933036229 - Management | |||||||||||||||||
City | Holding Recon Date | 23-Mar-2009 | ||||||||||||||||||
Country | Canada | Vote Deadline Date | 08-May-2009 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
01 | Election of Directors | Management | ||||||||||||||||||
1 | RALPH S. CUNNINGHAM | For | For | |||||||||||||||||
2 | GERMAINE GIBARA | For | For | |||||||||||||||||
3 | RUSSELL K. GIRLING | For | For | |||||||||||||||||
4 | SUSAN A. HENRY | For | For | |||||||||||||||||
5 | RUSSELL J. HORNER | For | For | |||||||||||||||||
6 | A. ANNE MCLELLAN | For | For | |||||||||||||||||
7 | DEREK G. PANNELL | For | For | |||||||||||||||||
8 | FRANK W. PROTO | For | For | |||||||||||||||||
9 | MICHAEL M. WILSON | For | For | |||||||||||||||||
10 | VICTOR J. ZALESCHUK | For | For | |||||||||||||||||
02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
C 8102733 | 010 | 7900 | 0 | 28-Apr-2009 | 28-Apr-2009 | |||||||||||||||
KOHL'S CORPORATION | ||||||||||||||||||||
Security | 500255104 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | KSS | Meeting Date | 14-May-2009 | |||||||||||||||||
ISIN | US5002551043 | Agenda | 933019538 - Management | |||||||||||||||||
City | Holding Recon Date | 11-Mar-2009 | ||||||||||||||||||
Country | United States | Vote Deadline Date | 13-May-2009 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
1A | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1B | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1C | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1D | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1E | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1F | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1G | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1H | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1I | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1J | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
1K | Election of Directors (Majority Voting) | Management | For | For | ||||||||||||||||
02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||
03 | Miscellaneous Shareholder Proposal | Shareholder | Against | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
C 8102733 | 010 | 59180 | 0 | 24-Apr-2009 | 24-Apr-2009 | |||||||||||||||
NUCOR CORPORATION | ||||||||||||||||||||
Security | 670346105 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | NUE | Meeting Date | 14-May-2009 | |||||||||||||||||
ISIN | US6703461052 | Agenda | 933023323 - Management | |||||||||||||||||
City | Holding Recon Date | 16-Mar-2009 | ||||||||||||||||||
Country | United States | Vote Deadline Date | 13-May-2009 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
01 | Election of Directors | Management | ||||||||||||||||||
1 | CLAYTON C. DALEY, JR. | For | For | |||||||||||||||||
2 | HARVEY B. GANTT | For | For | |||||||||||||||||
3 | BERNARD L. KASRIEL | For | For | |||||||||||||||||
4 | CHRISTOPHER J. KEARNEY | For | For | |||||||||||||||||
02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||
03 | S/H Proposal - Election of Directors By Majority Vote | Shareholder | Against | For | ||||||||||||||||
04 | S/H Proposal - Declassify Board | Shareholder | For | Against | ||||||||||||||||
05 | S/H Proposal - Human Rights Related | Shareholder | Against | For | ||||||||||||||||
06 | S/H Proposal - Health Issues | Shareholder | Against | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
C 8102733 | 010 | 6900 | 0 | 29-Apr-2009 | 29-Apr-2009 | |||||||||||||||
BROADCOM CORPORATION | ||||||||||||||||||||
Security | 111320107 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | BRCM | Meeting Date | 14-May-2009 | |||||||||||||||||
ISIN | US1113201073 | Agenda | 933028917 - Management | |||||||||||||||||
City | Holding Recon Date | 16-Mar-2009 | ||||||||||||||||||
Country | United States | Vote Deadline Date | 13-May-2009 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
01 | Election of Directors | Management | ||||||||||||||||||
1 | GEORGE L. FARINSKY | For | For | |||||||||||||||||
2 | NANCY H. HANDEL | For | For | |||||||||||||||||
3 | EDDY W. HARTENSTEIN | For | For | |||||||||||||||||
4 | JOHN E. MAJOR | For | For | |||||||||||||||||
5 | SCOTT A. MCGREGOR | For | For | |||||||||||||||||
6 | WILLIAM T. MORROW | For | For | |||||||||||||||||
7 | ROBERT E. SWITZ | For | For | |||||||||||||||||
02 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
C 8102733 | 010 | 21600 | 0 | 30-Apr-2009 | 30-Apr-2009 | |||||||||||||||
FLOWSERVE CORPORATION | ||||||||||||||||||||
Security | 34354P105 | Meeting Type | Annual | |||||||||||||||||
Ticker Symbol | FLS | Meeting Date | 14-May-2009 | |||||||||||||||||
ISIN | US34354P1057 | Agenda | 933047462 - Management | |||||||||||||||||
City | Holding Recon Date | 27-Mar-2009 | ||||||||||||||||||
Country | United States | Vote Deadline Date | 13-May-2009 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||
01 | Election of Directors | Management | ||||||||||||||||||
1 | ROGER L. FIX | For | For | |||||||||||||||||
2 | LEWIS M. KLING | For | For | |||||||||||||||||
3 | JAMES O. ROLLANS | For | For | |||||||||||||||||
02 | Approve Stock Compensation Plan | Management | For | For | ||||||||||||||||
03 | Ratify Appointment of Independent Auditors | Management | For | For | ||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||
C 8102733 | 010 | 9100 | 0 | 30-Apr-2009 | 30-Apr-2009 |
CIE GENERALE DES ETABLISSEMENTS MICHELIN SA, CLERM | |||||||||||||||||||||||
Security | F61824144 | Meeting Type | Annual General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 15-May-2009 | |||||||||||||||||||||
ISIN | FR0000121261 | Agenda | 701840349 - Management | ||||||||||||||||||||
City | CLERMONT-FERRAND | Holding Recon Date | 11-May-2009 | ||||||||||||||||||||
Country | France | Vote Deadline Date | 04-May-2009 | ||||||||||||||||||||
SEDOL(s) | 4588364 - 4588524 - 7166206 - 7625387 - B01DLZ9 - B05DWJ6 - B10QQ95 | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
French Resident Shareowners must complete, sign and forward the Proxy Card dir-ectly to the sub custodian. Please contact your Client Service Representative-to obtain the necessary card, account details and directions. The followin-g applies to Non- Resident Shareowners: Proxy Cards: Voting instructions will-be forwarded to the Global Custodians that have become Registered Intermediar-ies, on the Vote Deadline Date. In capacity as Registered Intermediary, the Gl-obal Custodian will sign the Proxy Card and forward to the local custodian. If-you are unsure whether your Global Custodian acts as Registered Intermediary,-please contact your representative | Non-Voting | ||||||||||||||||||||||
PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR" AN-D ""AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN ""AGAINST" VOTE. | Non-Voting | ||||||||||||||||||||||
PLEASE NOTE THAT THIS IS AN MIX MEETING. THANK YOU | Non-Voting | ||||||||||||||||||||||
O.1 | Management Proposal | Management | For | For | |||||||||||||||||||
O.2 | Management Proposal | Management | For | For | |||||||||||||||||||
O.3 | Management Proposal | Management | For | For | |||||||||||||||||||
O.4 | Management Proposal | Management | For | For | |||||||||||||||||||
O.5 | Management Proposal | Management | For | For | |||||||||||||||||||
O.6 | Management Proposal | Management | For | For | |||||||||||||||||||
O.7 | Management Proposal | Management | For | For | |||||||||||||||||||
E.8 | Management Proposal | Management | For | For | |||||||||||||||||||
E.9 | Management Proposal | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
8102733 | 01Q | 33471 | 0 | 27-Apr-2009 | 27-Apr-2009 | ||||||||||||||||||
Security | F92124100 | Meeting Type | MIX | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 15-May-2009 | |||||||||||||||||||||
ISIN | FR0000120271 | Agenda | 701919194 - Management | ||||||||||||||||||||
City | PARIS | Holding Recon Date | 11-May-2009 | ||||||||||||||||||||
Country | France | Vote Deadline Date | 29-Apr-2009 | ||||||||||||||||||||
SEDOL(s) | 0214663 - 4617462 - 4905413 - 5180628 - 5638279 - 5836976 - B030QX1 - B128WJ1 - B15C557 - B15C5P7 - B15C5S0 - B15C7G2 - B15CVJ3 - B19GK61 - B1YYWP3 | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
French Resident Shareowners must complete, sign and forward the Proxy Card dir-ectly to the sub custodian. Please contact your Client Service Representative-to obtain the necessary card, account details and directions. The followin-g applies to Non- Resident Shareowners: Proxy Cards: Voting instructions will-be forwarded to the Global Custodians that have become Registered Intermediar-ies, on the Vote Deadline Date. In capacity as Registered Intermediary, the Gl-obal Custodian will sign the Proxy Card and forward to the local custodian. If-you are unsure whether your Global Custodian acts as Registered Intermediary,-please contact your representative | Non-Voting | ||||||||||||||||||||||
PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR" AN-D "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting | ||||||||||||||||||||||
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 519433 DUE TO ADDITION OF-RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AN-D YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | Non-Voting | ||||||||||||||||||||||
O.1 | Management Proposal | Management | For | For | |||||||||||||||||||
O.2 | Management Proposal | Management | For | For | |||||||||||||||||||
O.3 | Management Proposal | Management | For | For | |||||||||||||||||||
O.4 | Management Proposal | Management | For | For | |||||||||||||||||||
O.5 | Management Proposal | Management | For | For | |||||||||||||||||||
O.6 | Management Proposal | Management | For | For | |||||||||||||||||||
O.7 | Management Proposal | Management | For | For | |||||||||||||||||||
O.8 | Management Proposal | Management | For | For | |||||||||||||||||||
O.9 | Management Proposal | Management | For | For | |||||||||||||||||||
O.10 | Management Proposal | Management | Against | Against | |||||||||||||||||||
O.11 | Management Proposal | Management | For | For | |||||||||||||||||||
O.12 | Management Proposal | Management | For | For | |||||||||||||||||||
O.13 | Management Proposal | Management | For | For | |||||||||||||||||||
E.14 | Management Proposal | Management | For | For | |||||||||||||||||||
A. | Management Proposal | Management | Against | Against | |||||||||||||||||||
B. | Management Proposal | Management | Against | Against | |||||||||||||||||||
C. | Management Proposal | Management | Against | Against | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
8102733 | 01Q | 39695 | 0 | 29-Apr-2009 | 29-Apr-2009 | ||||||||||||||||||
TRANSOCEAN, LTD. | |||||||||||||||||||||||
Security | H8817H100 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | RIG | Meeting Date | 15-May-2009 | ||||||||||||||||||||
ISIN | CH0048265513 | Agenda | 933053198 - Management | ||||||||||||||||||||
City | Holding Recon Date | 18-Mar-2009 | |||||||||||||||||||||
Country | United States | Vote Deadline Date | 14-May-2009 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | Approve Financial Statements, Allocation of Income, and Discharge Directors | Management | For | For | |||||||||||||||||||
02 | Declassify Board | Management | For | For | |||||||||||||||||||
03 | Approve Allocation of Dividends on Shares Held By Company | Management | For | For | |||||||||||||||||||
04 | Stock Repurchase Plan | Management | For | For | |||||||||||||||||||
05 | Approve Stock Compensation Plan | Management | For | For | |||||||||||||||||||
6A | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
6B | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
6C | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
6D | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
6E | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
07 | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
C 8102733 | 010 | 20073 | 0 | 30-Apr-2009 | 30-Apr-2009 | ||||||||||||||||||
TRANSOCEAN, LTD. | |||||||||||||||||||||||
Security | H8817H100 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | RIG | Meeting Date | 15-May-2009 | ||||||||||||||||||||
ISIN | CH0048265513 | Agenda | 933083759 - Management | ||||||||||||||||||||
City | Holding Recon Date | 24-Apr-2009 | |||||||||||||||||||||
Country | United States | Vote Deadline Date | 14-May-2009 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | Approve Financial Statements, Allocation of Income, and Discharge Directors | Management | For | For | |||||||||||||||||||
02 | Declassify Board | Management | For | For | |||||||||||||||||||
03 | Approve Allocation of Dividends on Shares Held By Company | Management | For | For | |||||||||||||||||||
04 | Stock Repurchase Plan | Management | For | For | |||||||||||||||||||
05 | Approve Stock Compensation Plan | Management | For | For | |||||||||||||||||||
6A | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
6B | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
6C | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
6D | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
6E | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
07 | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
C 8102733 | 010 | 18883 | 0 | 08-May-2009 | 08-May-2009 | ||||||||||||||||||
BG GROUP PLC | |||||||||||||||||||||||
Security | G1245Z108 | Meeting Type | Annual General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 18-May-2009 | |||||||||||||||||||||
ISIN | GB0008762899 | Agenda | 701883337 - Management | ||||||||||||||||||||
City | TBA | Holding Recon Date | 14-May-2009 | ||||||||||||||||||||
Country | United Kingdom | Vote Deadline Date | 08-May-2009 | ||||||||||||||||||||
SEDOL(s) | 0876289 - 5845455 - B02S6T2 | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | Management Proposal | Management | For | For | |||||||||||||||||||
2. | Management Proposal | Management | For | For | |||||||||||||||||||
3. | Management Proposal | Management | For | For | |||||||||||||||||||
4. | Management Proposal | Management | For | For | |||||||||||||||||||
5. | Management Proposal | Management | For | For | |||||||||||||||||||
6. | Management Proposal | Management | For | For | |||||||||||||||||||
7. | Management Proposal | Management | For | For | |||||||||||||||||||
8. | Management Proposal | Management | For | For | |||||||||||||||||||
9. | Management Proposal | Management | For | For | |||||||||||||||||||
10. | Management Proposal | Management | For | For | |||||||||||||||||||
11. | Management Proposal | Management | For | For | |||||||||||||||||||
12. | Management Proposal | Management | For | For | |||||||||||||||||||
13. | Management Proposal | Management | For | For | |||||||||||||||||||
14. | Management Proposal | Management | For | For | |||||||||||||||||||
S.15 | Management Proposal | Management | For | For | |||||||||||||||||||
S.16 | Management Proposal | Management | For | For | |||||||||||||||||||
S.17 | Management Proposal | Management | For | For | |||||||||||||||||||
S.18 | Management Proposal | Management | For | For | |||||||||||||||||||
S.19 | Management Proposal | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
8102733 | 01Q | 126172 | 0 | 04-May-2009 | 04-May-2009 | ||||||||||||||||||
SCHERING-PLOUGH CORPORATION | |||||||||||||||||||||||
Security | 806605101 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | SGP | Meeting Date | 18-May-2009 | ||||||||||||||||||||
ISIN | US8066051017 | Agenda | 933071920 - Management | ||||||||||||||||||||
City | Holding Recon Date | 06-Apr-2009 | |||||||||||||||||||||
Country | United States | Vote Deadline Date | 15-May-2009 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | Election of Directors | Management | |||||||||||||||||||||
1 | THOMAS J. COLLIGAN | For | For | ||||||||||||||||||||
2 | FRED HASSAN | For | For | ||||||||||||||||||||
3 | C. ROBERT KIDDER | For | For | ||||||||||||||||||||
4 | EUGENE R. MCGRATH | For | For | ||||||||||||||||||||
5 | ANTONIO M. PEREZ | For | For | ||||||||||||||||||||
6 | PATRICIA F. RUSSO | For | For | ||||||||||||||||||||
7 | JACK L. STAHL | For | For | ||||||||||||||||||||
8 | CRAIG B. THOMPSON, M.D. | For | For | ||||||||||||||||||||
9 | KATHRYN C. TURNER | For | For | ||||||||||||||||||||
10 | ROBERT F.W. VAN OORDT | For | For | ||||||||||||||||||||
11 | ARTHUR F. WEINBACH | For | For | ||||||||||||||||||||
02 | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
03 | S/H Proposal - Golden Parachutes to Vote | Shareholder | Against | For | |||||||||||||||||||
04 | S/H Proposal - Proxy Process/Statement | Shareholder | Against | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
C 8102733 | 010 | 36740 | 0 | 06-May-2009 | 06-May-2009 | ||||||||||||||||||
SAP AKTIENGESELLSCHAFT | |||||||||||||||||||||||
Security | D66992104 | Meeting Type | Annual General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 19-May-2009 | |||||||||||||||||||||
ISIN | DE0007164600 | Agenda | 701900094 - Management | ||||||||||||||||||||
City | MANNHEIM | Holding Recon Date | 27-Apr-2009 | ||||||||||||||||||||
Country | Germany | Vote Deadline Date | 05-May-2009 | ||||||||||||||||||||
SEDOL(s) | 4616889 - 4846288 - 4882185 - B02NV69 - B115107 - B23V638 | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
AS A CONDITION OF VOTING, GERMAN MARKET REGULATIONS REQUIRE THAT YOU DISCLOSE-WHETHER YOU HAVE A CONTROLLING OR PERSONAL INTEREST IN THIS COMPANY. SHOULD EI-THER BE THE CASE, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE SO THAT WE-MAY LODGE YOUR INSTRUCTIONS ACCORDINGLY. IF YOU DO NOT HAVE A CONTROLLING OR- PERSONAL INTEREST, SUBMIT YOUR VOTE AS NORMAL. THANK YOU. | Non-Voting | ||||||||||||||||||||||
PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 28 APR 2009, WHEREAS-THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS DAY. THI-S IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GE-RMAN LAW. THANK YOU. | Non-Voting | ||||||||||||||||||||||
1. | Presentation of the financial statements and annual report for the 2008 FY wit-h the report of the Supervisory Board, the Group financial statements and Grou-p annual report as well as the report by the Board of Managing Directors pursu-ant to sections 289[4] and 315[4] of the German Commercial Code | Non-Voting | |||||||||||||||||||||
2. | Management Proposal | Management | For | For | |||||||||||||||||||
3. | Management Proposal | Management | For | For | |||||||||||||||||||
4. | Management Proposal | Management | For | For | |||||||||||||||||||
5. | Management Proposal | Management | For | For | |||||||||||||||||||
6. | Management Proposal | Management | For | For | |||||||||||||||||||
7. | Management Proposal | Management | For | For | |||||||||||||||||||
COUNTER PROPOSALS HAVE BEEN RECEIVED FOR THIS MEETING. A LINK TO THE COUNTER P-ROPOSAL INFORMATION IS AVAILABLE IN THE MATERIAL URL SECTION OF THE APPLICATIO-N. IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEN-D AND VOTE YOUR SHARES AT THE COMPANYS MEETING. | Non-Voting | ||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
8102733 | 01Q | 20809 | 0 | 30-Apr-2009 | 30-Apr-2009 | ||||||||||||||||||
JPMORGAN CHASE & CO. | |||||||||||||||||||||||
Security | 46625H100 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | JPM | Meeting Date | 19-May-2009 | ||||||||||||||||||||
ISIN | US46625H1005 | Agenda | 933038641 - Management | ||||||||||||||||||||
City | Holding Recon Date | 20-Mar-2009 | |||||||||||||||||||||
Country | United States | Vote Deadline Date | 18-May-2009 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1B | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1C | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1D | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1E | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1F | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1G | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1H | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1I | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1J | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1K | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
02 | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
03 | Miscellaneous Compensation Plans | Management | For | For | |||||||||||||||||||
04 | S/H Proposal - Political/Government | Shareholder | Against | For | |||||||||||||||||||
05 | S/H Proposal - Adopt Cumulative Voting | Shareholder | Against | For | |||||||||||||||||||
06 | S/H Proposal - Proxy Process/Statement | Shareholder | Against | For | |||||||||||||||||||
07 | Miscellaneous Shareholder Proposal | Shareholder | Against | For | |||||||||||||||||||
08 | Miscellaneous Shareholder Proposal | Shareholder | Against | For | |||||||||||||||||||
09 | S/H Proposal - Executive Compensation | Shareholder | Against | For | |||||||||||||||||||
10 | S/H Proposal - Environmental | Shareholder | Against | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
C 8102733 | 010 | 66250 | 0 | 07-May-2009 | 07-May-2009 | ||||||||||||||||||
AKAMAI TECHNOLOGIES, INC. | |||||||||||||||||||||||
Security | 00971T101 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | AKAM | Meeting Date | 19-May-2009 | ||||||||||||||||||||
ISIN | US00971T1016 | Agenda | 933051497 - Management | ||||||||||||||||||||
City | Holding Recon Date | 31-Mar-2009 | |||||||||||||||||||||
Country | United States | Vote Deadline Date | 18-May-2009 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1B | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1C | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1D | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
02 | Approve Stock Compensation Plan | Management | For | For | |||||||||||||||||||
03 | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
C 8102733 | 010 | 11500 | 0 | 28-Apr-2009 | 28-Apr-2009 | ||||||||||||||||||
DEUTSCHE BOERSE AG, FRANKFURT AM MAIN | |||||||||||||||||||||||
Security | D1882G119 | Meeting Type | Annual General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 20-May-2009 | |||||||||||||||||||||
ISIN | DE0005810055 | Agenda | 701886319 - Management | ||||||||||||||||||||
City | FRANKFURT AM MAIN | Holding Recon Date | 18-May-2009 | ||||||||||||||||||||
Country | Germany | Vote Deadline Date | 04-May-2009 | ||||||||||||||||||||
SEDOL(s) | 7021963 - B01DFR9 - B0ZGJP0 | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
AS A CONDITION OF VOTING, GERMAN MARKET REGULATIONS REQUIRE THAT YOU DISCLOSE-WHETHER YOU HAVE A CONTROLLING OR PERSONAL INTEREST IN THIS COMPANY. SHOULD EI-THER BE THE CASE, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE SO THAT WE-MAY LODGE YOUR INSTRUCTIONS ACCORDINGLY. IF YOU DO NOT HAVE A CONTROLLING OR- PERSONAL INTEREST, SUBMIT YOUR VOTE AS NORMAL. THANK YOU | Non-Voting | ||||||||||||||||||||||
PLEASE NOTE THAT THESE SHARES MAY BE BLOCKED DEPENDING ON SOME SUBCUSTODIANS'-PROCESSING IN THE MARKET. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO-OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS. | Non-Voting | ||||||||||||||||||||||
1. | Presentation of the financial statements and annual report for the 2008 FY wit-h the report of the Supervisory Board, the group financial statements, the gro-up annual report, and the reports pursuant to Sections 289[4] and 315[4] of th-e German Commercial Code | Non-Voting | |||||||||||||||||||||
2. | Management Proposal | Management | For | For | |||||||||||||||||||
3. | Management Proposal | Management | For | For | |||||||||||||||||||
4. | Management Proposal | Management | For | For | |||||||||||||||||||
5.1 | Management Proposal | Management | For | For | |||||||||||||||||||
5.2 | Management Proposal | Management | For | For | |||||||||||||||||||
5.3 | Management Proposal | Management | For | For | |||||||||||||||||||
5.4 | Management Proposal | Management | For | For | |||||||||||||||||||
5.5 | Management Proposal | Management | For | For | |||||||||||||||||||
5.6 | Management Proposal | Management | For | For | |||||||||||||||||||
5.7 | Management Proposal | Management | For | For | |||||||||||||||||||
5.8 | Management Proposal | Management | For | For | |||||||||||||||||||
5.9 | Management Proposal | Management | For | For | |||||||||||||||||||
5.10 | Management Proposal | Management | For | For | |||||||||||||||||||
5.11 | Management Proposal | Management | For | For | |||||||||||||||||||
5.12 | Management Proposal | Management | For | For | |||||||||||||||||||
6. | Management Proposal | Management | For | For | |||||||||||||||||||
7. | Management Proposal | Management | For | For | |||||||||||||||||||
8. | Management Proposal | Management | For | For | |||||||||||||||||||
COUNTER PROPOSALS HAVE BEEN RECEIVED FOR THIS MEETING. A LINK TO THE COUNTER P-ROPOSAL INFORMATION IS AVAILABLE IN THE MATERIAL URL SECTION OF THE APPLICATIO-N. IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEN-D AND VOTE YOUR SHARES AT THE COMPANYS MEETING. | Non-Voting | ||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
8102733 | 01Q | 7279 | 0 | 30-Apr-2009 | 30-Apr-2009 | ||||||||||||||||||
INTEL CORPORATION | |||||||||||||||||||||||
Security | 458140100 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | INTC | Meeting Date | 20-May-2009 | ||||||||||||||||||||
ISIN | US4581401001 | Agenda | 933030897 - Management | ||||||||||||||||||||
City | Holding Recon Date | 23-Mar-2009 | |||||||||||||||||||||
Country | United States | Vote Deadline Date | 19-May-2009 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1B | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1C | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1D | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1E | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1F | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1G | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1H | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1I | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1J | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1K | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
02 | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
03 | Amend Stock Compensation Plan | Management | For | For | |||||||||||||||||||
04 | Miscellaneous Compensation Plans | Management | For | For | |||||||||||||||||||
05 | Miscellaneous Compensation Plans | Management | For | For | |||||||||||||||||||
06 | S/H Proposal - Adopt Cumulative Voting | Shareholder | Against | For | |||||||||||||||||||
07 | S/H Proposal - Human Rights Related | Shareholder | Against | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
C 8102733 | 010 | 49375 | 0 | 08-May-2009 | 08-May-2009 | ||||||||||||||||||
WELLPOINT, INC. | |||||||||||||||||||||||
Security | 94973V107 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | WLP | Meeting Date | 20-May-2009 | ||||||||||||||||||||
ISIN | US94973V1070 | Agenda | 933031255 - Management | ||||||||||||||||||||
City | Holding Recon Date | 18-Mar-2009 | |||||||||||||||||||||
Country | United States | Vote Deadline Date | 19-May-2009 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1B | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1C | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1D | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1E | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
02 | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
03 | Approve Stock Compensation Plan | Management | For | For | |||||||||||||||||||
04 | Adopt Employee Stock Purchase Plan | Management | For | For | |||||||||||||||||||
05 | Miscellaneous Shareholder Proposal | Shareholder | Against | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
C 8102733 | 010 | 8300 | 0 | 08-May-2009 | 08-May-2009 | ||||||||||||||||||
STATE STREET CORPORATION | |||||||||||||||||||||||
Security | 857477103 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | STT | Meeting Date | 20-May-2009 | ||||||||||||||||||||
ISIN | US8574771031 | Agenda | 933037144 - Management | ||||||||||||||||||||
City | Holding Recon Date | 13-Mar-2009 | |||||||||||||||||||||
Country | United States | Vote Deadline Date | 19-May-2009 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | Election of Directors | Management | |||||||||||||||||||||
1 | K. BURNES | For | For | ||||||||||||||||||||
2 | P. COYM | For | For | ||||||||||||||||||||
3 | P. DE SAINT-AIGNAN | For | For | ||||||||||||||||||||
4 | A. FAWCETT | For | For | ||||||||||||||||||||
5 | D. GRUBER | For | For | ||||||||||||||||||||
6 | L. HILL | For | For | ||||||||||||||||||||
7 | R. KAPLAN | For | For | ||||||||||||||||||||
8 | C. LAMANTIA | For | For | ||||||||||||||||||||
9 | R. LOGUE | For | For | ||||||||||||||||||||
10 | R. SERGEL | For | For | ||||||||||||||||||||
11 | R. SKATES | For | For | ||||||||||||||||||||
12 | G. SUMME | For | For | ||||||||||||||||||||
13 | R. WEISSMAN | For | For | ||||||||||||||||||||
02 | Approve Charter Amendment | Management | For | For | |||||||||||||||||||
03 | Amend Stock Compensation Plan | Management | For | For | |||||||||||||||||||
04 | S/H Proposal - Advisory Vote Executive Pay | Shareholder | For | For | |||||||||||||||||||
05 | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
06 | Miscellaneous Shareholder Proposal | Shareholder | Against | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
C 8102733 | 010 | 15280 | 0 | 15-May-2009 | 15-May-2009 | ||||||||||||||||||
HALLIBURTON COMPANY | |||||||||||||||||||||||
Security | 406216101 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | HAL | Meeting Date | 20-May-2009 | ||||||||||||||||||||
ISIN | US4062161017 | Agenda | 933038487 - Management | ||||||||||||||||||||
City | Holding Recon Date | 23-Mar-2009 | |||||||||||||||||||||
Country | United States | Vote Deadline Date | 19-May-2009 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1B | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1C | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1D | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1E | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1F | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1G | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1H | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1I | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1J | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
02 | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
03 | Amend Stock Compensation Plan | Management | For | For | |||||||||||||||||||
04 | Amend Employee Stock Purchase Plan | Management | For | For | |||||||||||||||||||
05 | S/H Proposal - Political/Government | Shareholder | Against | For | |||||||||||||||||||
06 | S/H Proposal - Human Rights Related | Shareholder | Against | For | |||||||||||||||||||
07 | S/H Proposal - Environmental | Shareholder | Against | For | |||||||||||||||||||
08 | S/H Proposal - Advisory Vote Executive Pay | Shareholder | Against | For | |||||||||||||||||||
09 | S/H Proposal - Proxy Process/Statement | Shareholder | Against | For | |||||||||||||||||||
10 | Miscellaneous Shareholder Proposal | Shareholder | Against | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
C 8102733 | 010 | 19766 | 0 | 07-May-2009 | 07-May-2009 | ||||||||||||||||||
ACE LIMITED | |||||||||||||||||||||||
Security | H0023R105 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | ACE | Meeting Date | 20-May-2009 | ||||||||||||||||||||
ISIN | CH0044328745 | Agenda | 933057944 - Management | ||||||||||||||||||||
City | Holding Recon Date | 31-Mar-2009 | |||||||||||||||||||||
Country | Bermuda | Vote Deadline Date | 18-May-2009 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1B | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1C | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1D | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
2A | Receive Directors' Report | Management | For | For | |||||||||||||||||||
2B | Approve Financial Statements, Allocation of Income, and Discharge Directors | Management | For | For | |||||||||||||||||||
2C | Receive Consolidated Financial Statements | Management | For | For | |||||||||||||||||||
03 | Dividends | Management | For | For | |||||||||||||||||||
04 | Declassify Board | Management | For | For | |||||||||||||||||||
05 | Approve Charter Amendment | Management | For | For | |||||||||||||||||||
6A | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
6B | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
6C | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
07 | Approve Allocation of Dividends on Shares Held By Company | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
C 8102733 | 010 | 6990 | 0 | 05-May-2009 | 05-May-2009 | ||||||||||||||||||
RED ELECTRICA CORPORACION, SA, ALCOBANDAS | |||||||||||||||||||||||
Security | E42807102 | Meeting Type | Annual General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 21-May-2009 | |||||||||||||||||||||
ISIN | ES0173093115 | Agenda | 701919485 - Management | ||||||||||||||||||||
City | MADRID | Holding Recon Date | 19-May-2009 | ||||||||||||||||||||
Country | Spain | Vote Deadline Date | 12-May-2009 | ||||||||||||||||||||
SEDOL(s) | 5723777 - 5846685 - B02TMH5 - B114HQ2 | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | Management Proposal | Management | For | For | |||||||||||||||||||
2. | Management Proposal | Management | For | For | |||||||||||||||||||
3. | Management Proposal | Management | For | For | |||||||||||||||||||
4. | Management Proposal | Management | For | For | |||||||||||||||||||
5.1 | Management Proposal | Management | For | For | |||||||||||||||||||
5.2 | Management Proposal | Management | For | For | |||||||||||||||||||
5.3 | Management Proposal | Management | For | For | |||||||||||||||||||
6. | Management Proposal | Management | For | For | |||||||||||||||||||
7. | Management Proposal | Management | For | For | |||||||||||||||||||
8.1 | Management Proposal | Management | For | For | |||||||||||||||||||
8.2 | Management Proposal | Management | For | For | |||||||||||||||||||
8.3 | Management Proposal | Management | For | For | |||||||||||||||||||
9. | Management Proposal | Management | For | For | |||||||||||||||||||
10. | Management Proposal | Management | For | For | |||||||||||||||||||
11. | Report to the General Shareholders Meeting on the annual corporate governance-report of Red Electrica Corporacion S.A. for the 2008 fiscal year. | Non-Voting | |||||||||||||||||||||
12. | Report to the General Shareholders Meeting on items contained in the Managemen-t report related to article 116 bis of the Securities Market Act. | Non-Voting | |||||||||||||||||||||
PLEASE NOTE THAT IF YOU OWN MORE THAN 3% OF THE COMPANY’S SHARES, YOU NEE-D TO COMPLETE A DOCUMENT AND SUBMIT IT TO THE COMPANY. PLEASE CONTACT YOUR CLI-ENT SERVICE REPRESENTATIVE FOR FURTHER DETAILS. THANK YOU. | Non-Voting | ||||||||||||||||||||||
PLEASE NOTE THAT THIS IS A REVISION DUE TO INCLUSION OF COMMENT. IF YOU HAVE A-LREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DEC-IDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
8102733 | 01Q | 33474 | 0 | 06-May-2009 | 06-May-2009 | ||||||||||||||||||
MARSH & MCLENNAN COMPANIES, INC. | |||||||||||||||||||||||
Security | 571748102 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | MMC | Meeting Date | 21-May-2009 | ||||||||||||||||||||
ISIN | US5717481023 | Agenda | 933037346 - Management | ||||||||||||||||||||
City | Holding Recon Date | 23-Mar-2009 | |||||||||||||||||||||
Country | United States | Vote Deadline Date | 20-May-2009 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1B | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1C | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1D | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
02 | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
03 | Miscellaneous Shareholder Proposal | Shareholder | Against | For | |||||||||||||||||||
04 | S/H Proposal - Proxy Process/Statement | Shareholder | Against | For | |||||||||||||||||||
05 | S/H Proposal - Political/Government | Shareholder | Against | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
C 8102733 | 010 | 6315 | 0 | 08-May-2009 | 08-May-2009 | ||||||||||||||||||
COVENTRY HEALTH CARE, INC. | |||||||||||||||||||||||
Security | 222862104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CVH | Meeting Date | 21-May-2009 | ||||||||||||||||||||
ISIN | US2228621049 | Agenda | 933047044 - Management | ||||||||||||||||||||
City | Holding Recon Date | 23-Mar-2009 | |||||||||||||||||||||
Country | United States | Vote Deadline Date | 20-May-2009 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1B | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1C | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
2 | Amend Cash/Stock Bonus Plan | Management | For | For | |||||||||||||||||||
3 | Amend Cash/Stock Bonus Plan | Management | For | For | |||||||||||||||||||
4 | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
C 8102733 | 010 | 21590 | 0 | 11-May-2009 | 11-May-2009 | ||||||||||||||||||
GENZYME CORPORATION | |||||||||||||||||||||||
Security | 372917104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | GENZ | Meeting Date | 21-May-2009 | ||||||||||||||||||||
ISIN | US3729171047 | Agenda | 933056132 - Management | ||||||||||||||||||||
City | Holding Recon Date | 31-Mar-2009 | |||||||||||||||||||||
Country | United States | Vote Deadline Date | 20-May-2009 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1B | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1C | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1D | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1E | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1F | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1G | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1H | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
02 | Amend Stock Compensation Plan | Management | For | For | |||||||||||||||||||
03 | Adopt Employee Stock Purchase Plan | Management | For | For | |||||||||||||||||||
04 | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
C 8102733 | 010 | 21845 | 0 | 11-May-2009 | 11-May-2009 | ||||||||||||||||||
ULTRA PETROLEUM CORP. | |||||||||||||||||||||||
Security | 903914109 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | UPL | Meeting Date | 21-May-2009 | ||||||||||||||||||||
ISIN | CA9039141093 | Agenda | 933061791 - Management | ||||||||||||||||||||
City | Holding Recon Date | 23-Mar-2009 | |||||||||||||||||||||
Country | United States | Vote Deadline Date | 18-May-2009 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | Election of Directors | Management | |||||||||||||||||||||
1 | MICHAEL D. WATFORD | For | For | ||||||||||||||||||||
2 | ROGER A. BROWN | For | For | ||||||||||||||||||||
3 | W. CHARLES HELTON | For | For | ||||||||||||||||||||
4 | STEPHEN J. MCDANIEL | For | For | ||||||||||||||||||||
5 | ROBERT E. RIGNEY | For | For | ||||||||||||||||||||
02 | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
03 | Miscellaneous Shareholder Proposal | Shareholder | Against | For | |||||||||||||||||||
04 | Transact Other Business | Management | Against | Against | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
C 8102733 | 010 | 25565 | 0 | 06-May-2009 | 06-May-2009 | ||||||||||||||||||
HSBC HOLDINGS PLC, LONDON | |||||||||||||||||||||||
Security | G4634U169 | Meeting Type | Annual General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 22-May-2009 | |||||||||||||||||||||
ISIN | GB0005405286 | Agenda | 701873463 - Management | ||||||||||||||||||||
City | LONDON | Holding Recon Date | 20-May-2009 | ||||||||||||||||||||
Country | United Kingdom | Vote Deadline Date | 12-May-2009 | ||||||||||||||||||||
SEDOL(s) | 0540528 - 0560582 - 2367543 - 4097279 - 5722592 - 6153221 - 6158163 - 6165464 - B00JZT0 - B2NSSQ6 | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | Management Proposal | Management | For | For | |||||||||||||||||||
2. | Management Proposal | Management | For | For | |||||||||||||||||||
3.1 | Management Proposal | Management | For | For | |||||||||||||||||||
3.2 | Management Proposal | Management | For | For | |||||||||||||||||||
3.3 | Management Proposal | Management | For | For | |||||||||||||||||||
3.4 | Management Proposal | Management | For | For | |||||||||||||||||||
3.5 | Management Proposal | Management | For | For | |||||||||||||||||||
3.6 | Management Proposal | Management | For | For | |||||||||||||||||||
3.7 | Management Proposal | Management | For | For | |||||||||||||||||||
3.8 | Management Proposal | Management | For | For | |||||||||||||||||||
3.9 | Management Proposal | Management | For | For | |||||||||||||||||||
3.10 | Management Proposal | Management | For | For | |||||||||||||||||||
3.11 | Management Proposal | Management | For | For | |||||||||||||||||||
3.12 | Management Proposal | Management | For | For | |||||||||||||||||||
3.13 | Management Proposal | Management | For | For | |||||||||||||||||||
3.14 | Management Proposal | Management | For | For | |||||||||||||||||||
3.15 | Management Proposal | Management | For | For | |||||||||||||||||||
3.16 | Management Proposal | Management | For | For | |||||||||||||||||||
3.17 | Management Proposal | Management | For | For | |||||||||||||||||||
3.18 | Management Proposal | Management | For | For | |||||||||||||||||||
3.19 | Management Proposal | Management | For | For | |||||||||||||||||||
3.20 | Management Proposal | Management | For | For | |||||||||||||||||||
3.21 | Management Proposal | Management | For | For | |||||||||||||||||||
4. | Management Proposal | Management | For | For | |||||||||||||||||||
5. | Management Proposal | Management | For | For | |||||||||||||||||||
S.6 | Management Proposal | Management | For | For | |||||||||||||||||||
7. | Management Proposal | Management | For | For | |||||||||||||||||||
S.8 | Management Proposal | Management | For | For | |||||||||||||||||||
S.9 | Management Proposal | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
8102733 | 01Q | 543507 | 0 | 06-May-2009 | 06-May-2009 | ||||||||||||||||||
FPL GROUP, INC. | |||||||||||||||||||||||
Security | 302571104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | FPL | Meeting Date | 22-May-2009 | ||||||||||||||||||||
ISIN | US3025711041 | Agenda | 933040569 - Management | ||||||||||||||||||||
City | Holding Recon Date | 23-Mar-2009 | |||||||||||||||||||||
Country | United States | Vote Deadline Date | 21-May-2009 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | Election of Directors | Management | |||||||||||||||||||||
1 | SHERRY S. BARRAT | For | For | ||||||||||||||||||||
2 | ROBERT M. BEALL, II | For | For | ||||||||||||||||||||
3 | J. HYATT BROWN | For | For | ||||||||||||||||||||
4 | JAMES L. CAMAREN | For | For | ||||||||||||||||||||
5 | J. BRIAN FERGUSON | For | For | ||||||||||||||||||||
6 | LEWIS HAY, III | For | For | ||||||||||||||||||||
7 | TONI JENNINGS | For | For | ||||||||||||||||||||
8 | OLIVER D. KINGSLEY, JR. | For | For | ||||||||||||||||||||
9 | RUDY E. SCHUPP | For | For | ||||||||||||||||||||
10 | MICHAEL H. THAMAN | For | For | ||||||||||||||||||||
11 | HANSEL E. TOOKES, II | For | For | ||||||||||||||||||||
12 | PAUL R. TREGURTHA | For | For | ||||||||||||||||||||
02 | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
03 | Amend Stock Compensation Plan | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
C 8102733 | 010 | 10245 | 0 | 07-May-2009 | 07-May-2009 | ||||||||||||||||||
CHINA LIFE INS CO LTD | |||||||||||||||||||||||
Security | Y1477R204 | Meeting Type | Annual General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 25-May-2009 | |||||||||||||||||||||
ISIN | CNE1000002L3 | Agenda | 701893807 - Management | ||||||||||||||||||||
City | BEIJING | Holding Recon Date | 24-Apr-2009 | ||||||||||||||||||||
Country | China | Vote Deadline Date | 13-May-2009 | ||||||||||||||||||||
SEDOL(s) | 6718976 - B02W3K4 - B06KKF8 | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | Management Proposal | Management | For | For | |||||||||||||||||||
2. | Management Proposal | Management | For | For | |||||||||||||||||||
3. | Management Proposal | Management | For | For | |||||||||||||||||||
4. | Management Proposal | Management | For | For | |||||||||||||||||||
5. | Management Proposal | Management | For | For | |||||||||||||||||||
6. | Management Proposal | Management | For | For | |||||||||||||||||||
7.1 | Management Proposal | Management | For | For | |||||||||||||||||||
7.2 | Management Proposal | Management | For | For | |||||||||||||||||||
7.3 | Management Proposal | Management | For | For | |||||||||||||||||||
7.4 | Management Proposal | Management | For | For | |||||||||||||||||||
7.5 | Management Proposal | Management | For | For | |||||||||||||||||||
7.6 | Management Proposal | Management | For | For | |||||||||||||||||||
7.7 | Management Proposal | Management | For | For | |||||||||||||||||||
7.8 | Management Proposal | Management | For | For | |||||||||||||||||||
7.9 | Management Proposal | Management | For | For | |||||||||||||||||||
7.10 | Management Proposal | Management | For | For | |||||||||||||||||||
7.11 | Management Proposal | Management | For | For | |||||||||||||||||||
8.1 | Management Proposal | Management | For | For | |||||||||||||||||||
8.2 | Management Proposal | Management | For | For | |||||||||||||||||||
8.3 | Management Proposal | Management | For | For | |||||||||||||||||||
9. | Management Proposal | Management | For | For | |||||||||||||||||||
10. | Receive to review the duty report of the Independent Directors for the year 20-08 | Non-Voting | |||||||||||||||||||||
11. | Receive the report on the status of connected transactions and execution of co-nnected transaction management system of the Company for the year 2008 | Non-Voting | |||||||||||||||||||||
S.12 | Management Proposal | Management | For | For | |||||||||||||||||||
S.13 | Management Proposal | Management | For | For | |||||||||||||||||||
S.14 | Management Proposal | Management | For | For | |||||||||||||||||||
S.15 | Management Proposal | Management | For | For | |||||||||||||||||||
S.16 | Management Proposal | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
8102733 | 01Q | 185000 | 0 | 04-May-2009 | 04-May-2009 | ||||||||||||||||||
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED | |||||||||||||||||||||||
Security | ADPV10686 | Meeting Type | Annual General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 25-May-2009 | |||||||||||||||||||||
ISIN | CNE1000003G1 | Agenda | 701954718 - Management | ||||||||||||||||||||
City | BEIJING | Holding Recon Date | 24-Apr-2009 | ||||||||||||||||||||
Country | China | Vote Deadline Date | 13-May-2009 | ||||||||||||||||||||
SEDOL(s) | B1G1QD8 | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 571675 DUE TO CHANGE IN VO-TING STATUS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AN-D YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | Non-Voting | ||||||||||||||||||||||
1. | Management Proposal | Management | For | For | |||||||||||||||||||
2. | Management Proposal | Management | For | For | |||||||||||||||||||
3. | Management Proposal | Management | For | For | |||||||||||||||||||
4. | Management Proposal | Management | For | For | |||||||||||||||||||
5. | Management Proposal | Management | For | For | |||||||||||||||||||
6. | Management Proposal | Management | For | For | |||||||||||||||||||
7. | Management Proposal | Management | For | For | |||||||||||||||||||
S.8 | Management Proposal | Management | For | For | |||||||||||||||||||
9. | Management Proposal | Management | For | For | |||||||||||||||||||
10. | Management Proposal | Management | For | For | |||||||||||||||||||
11. | Management Proposal | Management | For | For | |||||||||||||||||||
12. | Shareholder Proposal | Shareholder | For | Against | |||||||||||||||||||
13. | Shareholder Proposal | Shareholder | For | Against | |||||||||||||||||||
To listen to the 2008 work report of the Independent Directors of the bank | Non-Voting | ||||||||||||||||||||||
To listen to the report on the implementation of the rules of authorization to-the Board of Directors of the Bank by the Shareholders | Non-Voting | ||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
8102733 | 01Q | 1099000 | 0 | 14-May-2009 | 14-May-2009 | ||||||||||||||||||
FRANCE TELECOM SA | |||||||||||||||||||||||
Security | F4113C103 | Meeting Type | MIX | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 26-May-2009 | |||||||||||||||||||||
ISIN | FR0000133308 | Agenda | 701879958 - Management | ||||||||||||||||||||
City | PARIS | Holding Recon Date | 20-May-2009 | ||||||||||||||||||||
Country | France | Vote Deadline Date | 13-May-2009 | ||||||||||||||||||||
SEDOL(s) | 4617428 - 5176177 - 5356399 - 5897650 - B030BQ9 - B067338 - B0ZSJ34 - B19GJ75 | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
"French Resident Shareowners must complete, sign and forward the Proxy Card di-rectly to the sub custodian. Please contact your Client Service Representative-to obtain the necessary card, account details and directions. The following-applies to Non- Resident Shareowners: Proxy Cards: Voting instructions will b-e forwarded to the Global Custodians that have become Registered Intermediarie-s, on the Vote Deadline Date. In capacity as Registered Intermediary, the Glob-al Custodian will sign the Proxy Card and forward to the local custodian. If y-ou are unsure whether your Global Custodian acts as Registered Intermediary, p-lease contact your representative." | Non-Voting | ||||||||||||||||||||||
PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR" AN-D "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting | ||||||||||||||||||||||
O.1 | Management Proposal | Management | For | For | |||||||||||||||||||
O.2 | Management Proposal | Management | For | For | |||||||||||||||||||
O.3 | Management Proposal | Management | For | For | |||||||||||||||||||
O.4 | Management Proposal | Management | For | For | |||||||||||||||||||
O.5 | Management Proposal | Management | For | For | |||||||||||||||||||
O.6 | Management Proposal | Management | For | For | |||||||||||||||||||
O.7 | Management Proposal | Management | For | For | |||||||||||||||||||
O.8 | Management Proposal | Management | For | For | |||||||||||||||||||
O.9 | Management Proposal | Management | For | For | |||||||||||||||||||
E.10 | Management Proposal | Management | For | For | |||||||||||||||||||
E.11 | Management Proposal | Management | For | For | |||||||||||||||||||
E.12 | Management Proposal | Management | For | For | |||||||||||||||||||
E.13 | Management Proposal | Management | For | For | |||||||||||||||||||
E.14 | Management Proposal | Management | For | For | |||||||||||||||||||
E.15 | Management Proposal | Management | For | For | |||||||||||||||||||
E.16 | Management Proposal | Management | For | For | |||||||||||||||||||
E.17 | Management Proposal | Management | For | For | |||||||||||||||||||
E.18 | Management Proposal | Management | For | For | |||||||||||||||||||
E.19 | Management Proposal | Management | For | For | |||||||||||||||||||
E.20 | Management Proposal | Management | For | For | |||||||||||||||||||
E.21 | Management Proposal | Management | For | For | |||||||||||||||||||
E.22 | Management Proposal | Management | For | For | |||||||||||||||||||
E.23 | Management Proposal | Management | For | For | |||||||||||||||||||
E.24 | Management Proposal | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
8102733 | 01Q | 0 | 0 | 07-May-2009 | 07-May-2009 | ||||||||||||||||||
SHANGRI-LA ASIA LTD | |||||||||||||||||||||||
Security | G8063F106 | Meeting Type | Annual General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 27-May-2009 | |||||||||||||||||||||
ISIN | BMG8063F1068 | Agenda | 701923624 - Management | ||||||||||||||||||||
City | HONG KONG | Holding Recon Date | 22-May-2009 | ||||||||||||||||||||
Country | Bermuda | Vote Deadline Date | 15-May-2009 | ||||||||||||||||||||
SEDOL(s) | 5797879 - 6175463 - 6771032 - B01XWP6 - B17KX99 | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ''IN FAVOR" OR "AGAINST" FOR-ALL RESOLUTIONS. THANK YOU. | Non-Voting | ||||||||||||||||||||||
1. | Management Proposal | Management | For | For | |||||||||||||||||||
2. | Management Proposal | Management | For | For | |||||||||||||||||||
3.1 | Management Proposal | Management | For | For | |||||||||||||||||||
3.2 | Management Proposal | Management | For | For | |||||||||||||||||||
4. | Management Proposal | Management | For | For | |||||||||||||||||||
5. | Management Proposal | Management | For | For | |||||||||||||||||||
6.A | Management Proposal | Management | For | For | |||||||||||||||||||
6.B | Management Proposal | Management | For | For | |||||||||||||||||||
6.C | Management Proposal | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
8102733 | 01Q | 856888 | 0 | 12-May-2009 | 12-May-2009 | ||||||||||||||||||
EXXON MOBIL CORPORATION | |||||||||||||||||||||||
Security | 30231G102 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | XOM | Meeting Date | 27-May-2009 | ||||||||||||||||||||
ISIN | US30231G1022 | Agenda | 933046965 - Management | ||||||||||||||||||||
City | Holding Recon Date | 06-Apr-2009 | |||||||||||||||||||||
Country | United States | Vote Deadline Date | 26-May-2009 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | Election of Directors | Management | |||||||||||||||||||||
1 | M.J. BOSKIN | For | For | ||||||||||||||||||||
2 | L.R. FAULKNER | For | For | ||||||||||||||||||||
3 | K.C. FRAZIER | For | For | ||||||||||||||||||||
4 | W.W. GEORGE | For | For | ||||||||||||||||||||
5 | R.C. KING | For | For | ||||||||||||||||||||
6 | M.C. NELSON | For | For | ||||||||||||||||||||
7 | S.J. PALMISANO | For | For | ||||||||||||||||||||
8 | S.S REINEMUND | For | For | ||||||||||||||||||||
9 | R.W. TILLERSON | For | For | ||||||||||||||||||||
10 | E.E. WHITACRE, JR. | For | For | ||||||||||||||||||||
02 | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
03 | S/H Proposal - Adopt Cumulative Voting | Shareholder | Against | For | |||||||||||||||||||
04 | S/H Proposal - Proxy Process/Statement | Shareholder | Against | For | |||||||||||||||||||
05 | Miscellaneous Shareholder Proposal | Shareholder | Against | For | |||||||||||||||||||
06 | S/H Proposal - Separate Chairman/Coe | Shareholder | Against | For | |||||||||||||||||||
07 | S/H Proposal - Advisory Vote Executive Pay | Shareholder | Against | For | |||||||||||||||||||
08 | S/H Proposal - Executive Compensation | Shareholder | Against | For | |||||||||||||||||||
09 | S/H Proposal - Create a Non-Discriminatory Sexual Orientation Policy | Shareholder | Against | For | |||||||||||||||||||
10 | S/H Proposal - Create a Non-Discriminatory Sexual Orientation Policy | Shareholder | Against | For | |||||||||||||||||||
11 | S/H Proposal - Report/Reduce Greenhouse Gas Emissions | Shareholder | Against | For | |||||||||||||||||||
12 | S/H Proposal - Environmental | Shareholder | Against | For | |||||||||||||||||||
13 | S/H Proposal - Adopt Conservation Policy | Shareholder | Against | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
C 8102733 | 010 | 28650 | 0 | 13-May-2009 | 13-May-2009 | ||||||||||||||||||
THE HARTFORD FINANCIAL SVCS GROUP, INC. | |||||||||||||||||||||||
Security | 416515104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | HIG | Meeting Date | 27-May-2009 | ||||||||||||||||||||
ISIN | US4165151048 | Agenda | 933051524 - Management | ||||||||||||||||||||
City | Holding Recon Date | 30-Mar-2009 | |||||||||||||||||||||
Country | United States | Vote Deadline Date | 26-May-2009 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1B | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1C | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1D | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1E | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1F | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1G | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1H | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1I | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
02 | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
03 | Authorize Common Stock Increase | Management | For | For | |||||||||||||||||||
04 | Amend Employee Stock Purchase Plan | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
C 8102733 | 010 | 8800 | 0 | 20-May-2009 | 20-May-2009 | ||||||||||||||||||
COVIDIEN LTD. | |||||||||||||||||||||||
Security | G2552X108 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | COV | Meeting Date | 28-May-2009 | ||||||||||||||||||||
ISIN | BMG2552X1083 | Agenda | 933074851 - Management | ||||||||||||||||||||
City | Holding Recon Date | 17-Apr-2009 | |||||||||||||||||||||
Country | Bermuda | Vote Deadline Date | 27-May-2009 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | Amalgamation Plan | Management | For | For | |||||||||||||||||||
02 | Amalgamation Plan | Management | For | For | |||||||||||||||||||
03 | Approve Motion to Adjourn Meeting | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
C 8102733 | 010 | 23485 | 0 | 15-May-2009 | 15-May-2009 | ||||||||||||||||||
LOWE'S COMPANIES, INC. | |||||||||||||||||||||||
Security | 548661107 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | LOW | Meeting Date | 29-May-2009 | ||||||||||||||||||||
ISIN | US5486611073 | Agenda | 933047359 - Management | ||||||||||||||||||||
City | Holding Recon Date | 27-Mar-2009 | |||||||||||||||||||||
Country | United States | Vote Deadline Date | 28-May-2009 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | Election of Directors | Management | |||||||||||||||||||||
1 | PETER C. BROWNING | For | For | ||||||||||||||||||||
2 | MARSHALL O. LARSEN | For | For | ||||||||||||||||||||
3 | STEPHEN F. PAGE | For | For | ||||||||||||||||||||
4 | O. TEMPLE SLOAN, JR. | For | For | ||||||||||||||||||||
02 | Amend Stock Compensation Plan | Management | For | For | |||||||||||||||||||
03 | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
04 | Adopt Supermajority Requirements | Management | For | For | |||||||||||||||||||
05 | Miscellaneous Shareholder Proposal | Shareholder | Against | For | |||||||||||||||||||
06 | S/H Proposal - Health Issues | Shareholder | Against | For | |||||||||||||||||||
07 | S/H Proposal - Establish Independent Chairman | Shareholder | Against | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
C 8102733 | 010 | 51845 | 0 | 13-May-2009 | 13-May-2009 | ||||||||||||||||||
CHINA MERCHANTS HLDGS INTL CO LTD | |||||||||||||||||||||||
Security | Y1489Q103 | Meeting Type | Annual General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 02-Jun-2009 | |||||||||||||||||||||
ISIN | HK0144000764 | Agenda | 701934184 - Management | ||||||||||||||||||||
City | HONG KONG | Holding Recon Date | 26-May-2009 | ||||||||||||||||||||
Country | Hong Kong | Vote Deadline Date | 21-May-2009 | ||||||||||||||||||||
SEDOL(s) | 5387719 - 6416139 - B01XX53 | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED T-HE SAME AS A "TAKE NO ACTION" VOTE. | Non-Voting | ||||||||||||||||||||||
1. | Management Proposal | Management | For | For | |||||||||||||||||||
2. | Management Proposal | Management | For | For | |||||||||||||||||||
3.i | Management Proposal | Management | For | For | |||||||||||||||||||
3.ii | Management Proposal | Management | Against | Against | |||||||||||||||||||
3.iii | Management Proposal | Management | For | For | |||||||||||||||||||
3.iv | Management Proposal | Management | Against | Against | |||||||||||||||||||
3.v | Management Proposal | Management | For | For | |||||||||||||||||||
3.vi | Management Proposal | Management | For | For | |||||||||||||||||||
4. | Management Proposal | Management | For | For | |||||||||||||||||||
5.A | Management Proposal | Management | For | For | |||||||||||||||||||
5.B | Management Proposal | Management | For | For | |||||||||||||||||||
5.C | Management Proposal | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
8102733 | 01Q | 104000 | 0 | 20-May-2009 | 20-May-2009 | ||||||||||||||||||
WPP PLC, JERSEY | |||||||||||||||||||||||
Security | G9787K108 | Meeting Type | Annual General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 02-Jun-2009 | |||||||||||||||||||||
ISIN | JE00B3DMTY01 | Agenda | 701936049 - Management | ||||||||||||||||||||
City | DUBLIN | Holding Recon Date | 29-May-2009 | ||||||||||||||||||||
Country | Jersey | Vote Deadline Date | 19-May-2009 | ||||||||||||||||||||
SEDOL(s) | B3DMTY0 - B3DQ8G7 - B3FMR88 | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | Management Proposal | Management | For | For | |||||||||||||||||||
2. | Management Proposal | Management | For | For | |||||||||||||||||||
3. | Management Proposal | Management | For | For | |||||||||||||||||||
4. | Management Proposal | Management | Against | Against | |||||||||||||||||||
5. | Management Proposal | Management | For | For | |||||||||||||||||||
6. | Management Proposal | Management | For | For | |||||||||||||||||||
7. | Management Proposal | Management | For | For | |||||||||||||||||||
8. | Management Proposal | Management | For | For | |||||||||||||||||||
9. | Management Proposal | Management | For | For | |||||||||||||||||||
10. | Management Proposal | Management | For | For | |||||||||||||||||||
S.11 | Management Proposal | Management | For | For | |||||||||||||||||||
S.12 | Management Proposal | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
8102733 | 01Q | 193554 | 0 | 19-May-2009 | 19-May-2009 | ||||||||||||||||||
NATIONAL BK GREECE S A | |||||||||||||||||||||||
Security | X56533114 | Meeting Type | Ordinary General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 02-Jun-2009 | |||||||||||||||||||||
ISIN | GRS003013000 | Agenda | 701946684 - Management | ||||||||||||||||||||
City | ATHENS | Holding Recon Date | 29-May-2009 | ||||||||||||||||||||
Country | Greece | Blocking | Vote Deadline Date | 21-May-2009 | |||||||||||||||||||
SEDOL(s) | 4625959 - 4802280 - 5437539 - B28KYH0 | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | Management Proposal | Management | No Action | ||||||||||||||||||||
2. | Management Proposal | Management | No Action | ||||||||||||||||||||
3. | Management Proposal | Management | No Action | ||||||||||||||||||||
4. | Management Proposal | Management | No Action | ||||||||||||||||||||
5. | Management Proposal | Management | No Action | ||||||||||||||||||||
6. | Management Proposal | Management | No Action | ||||||||||||||||||||
7. | Management Proposal | Management | No Action | ||||||||||||||||||||
8. | Management Proposal | Management | No Action | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
8102733 | 01Q | 44295 | 0 | 12-May-2009 | 12-May-2009 | ||||||||||||||||||
WPP PLC, JERSEY | |||||||||||||||||||||||
Security | G9787K108 | Meeting Type | ExtraOrdinary General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 02-Jun-2009 | |||||||||||||||||||||
ISIN | JE00B3DMTY01 | Agenda | 701965165 - Management | ||||||||||||||||||||
City | DUBLIN | Holding Recon Date | 29-May-2009 | ||||||||||||||||||||
Country | Jersey | Vote Deadline Date | 25-May-2009 | ||||||||||||||||||||
SEDOL(s) | B3DMTY0 - B3DQ8G7 - B3FMR88 | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1. | Management Proposal | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | �� | Vote Date | Date Confirmed | |||||||||||||||||
8102733 | 01Q | 193554 | 0 | 21-May-2009 | 21-May-2009 | ||||||||||||||||||
UNITEDHEALTH GROUP INCORPORATED | |||||||||||||||||||||||
Security | 91324P102 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | UNH | Meeting Date | 02-Jun-2009 | ||||||||||||||||||||
ISIN | US91324P1021 | Agenda | 933031762 - Management | ||||||||||||||||||||
City | Holding Recon Date | 03-Apr-2009 | |||||||||||||||||||||
Country | United States | Vote Deadline Date | 01-Jun-2009 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1B | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1C | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1D | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1E | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1F | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1G | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1H | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1I | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
02 | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
03 | S/H Proposal - Advisory Vote Executive Pay | Shareholder | Against | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
C 8102733 | 010 | 60155 | 0 | 21-May-2009 | 21-May-2009 | ||||||||||||||||||
PEUGEOT SA, PARIS | |||||||||||||||||||||||
Security | F72313111 | Meeting Type | MIX | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 03-Jun-2009 | |||||||||||||||||||||
ISIN | FR0000121501 | Agenda | 701932750 - Management | ||||||||||||||||||||
City | PARIS | Holding Recon Date | 27-May-2009 | ||||||||||||||||||||
Country | France | Vote Deadline Date | 21-May-2009 | ||||||||||||||||||||
SEDOL(s) | 4683827 - 4683838 - 7103526 - 7160178 - 7165441 - 7260272 - B030Q64 - B043CQ4 - B10SP38 - B19LPL6 | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
"French Resident Shareowners must complete, sign and forward the Proxy Card di-rectly to the sub custodian. Please contact your Client Service Representative-to obtain the necessary card, account details and directions. The followi-ng applies to Non- Resident Shareowners: Proxy Cards: Voting instructions wil-l be forwarded to the Global Custodians that have become Registered Intermedia-ries, on the Vote Deadline Date. In capacity as Registered Intermediary, the G-lobal Custodian will sign the Proxy Card and forward to the local custodian. I-f you are unsure whether your Global Custodian acts as Registered Intermediary-, please contact your representative" | Non-Voting | ||||||||||||||||||||||
PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR" AN-D ""AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN ""AGAINST" VOTE. | Non-Voting | ||||||||||||||||||||||
O.1 | Management Proposal | Management | For | For | |||||||||||||||||||
O.2 | Management Proposal | Management | For | For | |||||||||||||||||||
O.3 | Management Proposal | Management | For | For | |||||||||||||||||||
O.4 | Management Proposal | Management | For | For | |||||||||||||||||||
O.5 | Management Proposal | Management | For | For | |||||||||||||||||||
E.6 | Management Proposal | Management | For | For | |||||||||||||||||||
E.7 | Management Proposal | Management | Against | Against | |||||||||||||||||||
E.8 | Management Proposal | Management | Against | Against | |||||||||||||||||||
E.9 | Management Proposal | Management | For | For | |||||||||||||||||||
E.10 | Management Proposal | Management | For | For | |||||||||||||||||||
E.11 | Management Proposal | Management | Against | Against | |||||||||||||||||||
E.12 | Management Proposal | Management | Against | Against | |||||||||||||||||||
E.13 | Management Proposal | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
8102733 | 01Q | 17477 | 0 | 20-May-2009 | 20-May-2009 | ||||||||||||||||||
PETRO-CANADA | |||||||||||||||||||||||
Security | 71644E102 | Meeting Type | Special | ||||||||||||||||||||
Ticker Symbol | PCZ | Meeting Date | 04-Jun-2009 | ||||||||||||||||||||
ISIN | CA71644E1025 | Agenda | 933083280 - Management | ||||||||||||||||||||
City | Holding Recon Date | 28-Apr-2009 | |||||||||||||||||||||
Country | Canada | Vote Deadline Date | 01-Jun-2009 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | Amalgamation Plan | Management | For | For | |||||||||||||||||||
02 | Adopt Stock Option Plan | Management | For | For | |||||||||||||||||||
03 | Election of Directors | Management | |||||||||||||||||||||
1 | RON A. BRENNEMAN | For | For | ||||||||||||||||||||
2 | HANS BRENNINKMEYER | For | For | ||||||||||||||||||||
3 | CLAUDE FONTAINE | For | For | ||||||||||||||||||||
4 | PAUL HASELDONCKX | For | For | ||||||||||||||||||||
5 | THOMAS E. KIERANS | For | For | ||||||||||||||||||||
6 | BRIAN F. MACNEILL | For | For | ||||||||||||||||||||
7 | MAUREEN MCCAW | For | For | ||||||||||||||||||||
8 | PAUL D. MELNUK | For | For | ||||||||||||||||||||
9 | GUYLAINE SAUCIER | For | For | ||||||||||||||||||||
10 | JAMES W. SIMPSON | For | For | ||||||||||||||||||||
11 | DANIEL L. VALOT | For | For | ||||||||||||||||||||
04 | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
C 8102733 | 010 | 12400 | 0 | 22-May-2009 | 22-May-2009 | ||||||||||||||||||
WAL-MART STORES, INC. | |||||||||||||||||||||||
Security | 931142103 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | WMT | Meeting Date | 05-Jun-2009 | ||||||||||||||||||||
ISIN | US9311421039 | Agenda | 933057754 - Management | ||||||||||||||||||||
City | Holding Recon Date | 09-Apr-2009 | |||||||||||||||||||||
Country | United States | Vote Deadline Date | 04-Jun-2009 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1B | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1C | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1D | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1E | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1F | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1G | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1H | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1I | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1J | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1K | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1L | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1M | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1N | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1O | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
02 | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
03 | S/H Proposal - Create a Non-Discriminatory Sexual Orientation Policy | Shareholder | Against | For | |||||||||||||||||||
04 | S/H Proposal - Executive Compensation | Shareholder | Against | For | |||||||||||||||||||
05 | S/H Proposal - Executive Compensation | Shareholder | Against | For | |||||||||||||||||||
06 | S/H Proposal - Political/Government | Shareholder | Against | For | |||||||||||||||||||
07 | S/H Proposal - Proxy Process/Statement | Shareholder | Against | For | |||||||||||||||||||
08 | S/H Proposal - Executive Compensation | Shareholder | Against | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
C 8102733 | 010 | 36950 | 0 | 21-May-2009 | 21-May-2009 | ||||||||||||||||||
STAPLES, INC. | |||||||||||||||||||||||
Security | 855030102 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | SPLS | Meeting Date | 09-Jun-2009 | ||||||||||||||||||||
ISIN | US8550301027 | Agenda | 933069759 - Management | ||||||||||||||||||||
City | Holding Recon Date | 13-Apr-2009 | |||||||||||||||||||||
Country | United States | Vote Deadline Date | 08-Jun-2009 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1A | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1B | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1C | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1D | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1E | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1F | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1G | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1H | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1I | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1J | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1K | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
1L | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
02 | Amend Stock Compensation Plan | Management | For | For | |||||||||||||||||||
03 | Amend Employee Stock Purchase Plan | Management | For | For | |||||||||||||||||||
04 | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
05 | Miscellaneous Shareholder Proposal | Shareholder | Against | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
C 8102733 | 010 | 67320 | 0 | 27-May-2009 | 27-May-2009 | ||||||||||||||||||
CATERPILLAR INC. | |||||||||||||||||||||||
Security | 149123101 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CAT | Meeting Date | 10-Jun-2009 | ||||||||||||||||||||
ISIN | US1491231015 | Agenda | 933068860 - Management | ||||||||||||||||||||
City | Holding Recon Date | 13-Apr-2009 | |||||||||||||||||||||
Country | United States | Vote Deadline Date | 09-Jun-2009 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | Election of Directors | Management | |||||||||||||||||||||
1 | DANIEL M. DICKINSON | For | For | ||||||||||||||||||||
2 | DAVID R. GOODE | For | For | ||||||||||||||||||||
3 | JAMES W. OWENS | For | For | ||||||||||||||||||||
4 | CHARLES D. POWELL | For | For | ||||||||||||||||||||
5 | JOSHUA I. SMITH | For | For | ||||||||||||||||||||
02 | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
03 | S/H Proposal - Declassify Board | Shareholder | For | Against | |||||||||||||||||||
04 | S/H Proposal - Election of Directors By Majority Vote | Shareholder | Against | For | |||||||||||||||||||
05 | S/H Proposal - Military/Weapons | Shareholder | Against | For | |||||||||||||||||||
06 | S/H Proposal - Eliminate Supermajority Vote | Shareholder | For | Against | |||||||||||||||||||
07 | S/H Proposal - Independence of Compensation Consultants | Shareholder | Against | For | |||||||||||||||||||
08 | S/H Proposal - Establish Independent Chairman | Shareholder | Against | For | |||||||||||||||||||
09 | S/H Proposal - Adopt/Implement Ceres Principles | Shareholder | Against | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
C 8102733 | 010 | 11255 | 0 | 27-May-2009 | 27-May-2009 | ||||||||||||||||||
TAIWAN SEMICONDUCTOR MFG. CO. LTD. | |||||||||||||||||||||||
Security | 874039100 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | TSM | Meeting Date | 10-Jun-2009 | ||||||||||||||||||||
ISIN | US8740391003 | Agenda | 933090211 - Management | ||||||||||||||||||||
City | Holding Recon Date | 13-Apr-2009 | |||||||||||||||||||||
Country | Taiwan, Province of China | Vote Deadline Date | 03-Jun-2009 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | Adopt Accounts for Past Year | Management | For | For | |||||||||||||||||||
02 | Approve Allocation of Dividends on Shares Held By Company | Management | For | For | |||||||||||||||||||
03 | Dividends | Management | For | For | |||||||||||||||||||
04 | Miscellaneous Corporate Actions | Management | For | For | |||||||||||||||||||
05 | Election of Directors | Management | |||||||||||||||||||||
1 | MR. MORRIS CHANG | For | For | ||||||||||||||||||||
2 | MR. F.C. TSENG | For | For | ||||||||||||||||||||
3 | MR. RICK TSAI | For | For | ||||||||||||||||||||
4 | MR. TAIN-JY CHEN | For | For | ||||||||||||||||||||
5 | SIR P. LEAHY BONFIELD | For | For | ||||||||||||||||||||
6 | MR. STAN SHIH | For | For | ||||||||||||||||||||
7 | MS. CARLY FIORINA | For | For | ||||||||||||||||||||
8 | MR. THOMAS J ENGIBOUS | For | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
C 8102733 | 010 | 86600 | 0 | 27-May-2009 | 27-May-2009 | ||||||||||||||||||
FREEPORT-MCMORAN COPPER & GOLD INC. | |||||||||||||||||||||||
Security | 35671D857 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | FCX | Meeting Date | 11-Jun-2009 | ||||||||||||||||||||
ISIN | US35671D8570 | Agenda | 933071754 - Management | ||||||||||||||||||||
City | Holding Recon Date | 14-Apr-2009 | |||||||||||||||||||||
Country | United States | Vote Deadline Date | 10-Jun-2009 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1 | Election of Directors | Management | |||||||||||||||||||||
1 | RICHARD C. ADKERSON | For | For | ||||||||||||||||||||
2 | ROBERT J. ALLISON, JR. | For | For | ||||||||||||||||||||
3 | ROBERT A. DAY | For | For | ||||||||||||||||||||
4 | GERALD J. FORD | For | For | ||||||||||||||||||||
5 | H. DEVON GRAHAM, JR. | For | For | ||||||||||||||||||||
6 | J. BENNETT JOHNSTON | For | For | ||||||||||||||||||||
7 | CHARLES C. KRULAK | For | For | ||||||||||||||||||||
8 | BOBBY LEE LACKEY | For | For | ||||||||||||||||||||
9 | JON C. MADONNA | For | For | ||||||||||||||||||||
10 | DUSTAN E. MCCOY | For | For | ||||||||||||||||||||
11 | GABRIELLE K. MCDONALD | For | For | ||||||||||||||||||||
12 | JAMES R. MOFFETT | For | For | ||||||||||||||||||||
13 | B. M. RANKIN, JR. | For | For | ||||||||||||||||||||
14 | J. STAPLETON ROY | For | For | ||||||||||||||||||||
15 | STEPHEN H. SIEGELE | For | For | ||||||||||||||||||||
16 | J. TAYLOR WHARTON | For | For | ||||||||||||||||||||
2 | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
3 | Approve Cash/Stock Bonus Plan | Management | For | For | |||||||||||||||||||
4 | S/H Proposal - Environmental | Shareholder | Against | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
C 8102733 | 010 | 18895 | 0 | 27-May-2009 | 27-May-2009 | ||||||||||||||||||
ALLIANCE DATA SYSTEMS CORPORATION | |||||||||||||||||||||||
Security | 018581108 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | ADS | Meeting Date | 15-Jun-2009 | ||||||||||||||||||||
ISIN | US0185811082 | Agenda | 933075221 - Management | ||||||||||||||||||||
City | Holding Recon Date | 16-Apr-2009 | |||||||||||||||||||||
Country | United States | Vote Deadline Date | 12-Jun-2009 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1 | Election of Directors | Management | |||||||||||||||||||||
1 | EDWARD J. HEFFERNAN | For | For | ||||||||||||||||||||
2 | ROBERT A. MINICUCCI | For | For | ||||||||||||||||||||
3 | J. MICHAEL PARKS | For | For | ||||||||||||||||||||
02 | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
C 8102733 | 010 | 23200 | 0 | 02-Jun-2009 | 02-Jun-2009 | ||||||||||||||||||
BANCO SANTANDER SA, SANTANDER | |||||||||||||||||||||||
Security | E19790109 | Meeting Type | Ordinary General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 19-Jun-2009 | |||||||||||||||||||||
ISIN | ES0113900J37 | Agenda | 701954237 - Management | ||||||||||||||||||||
City | SANTANDER | Holding Recon Date | 11-Jun-2009 | ||||||||||||||||||||
Country | Spain | Vote Deadline Date | 10-Jun-2009 | ||||||||||||||||||||
SEDOL(s) | 0736082 - 2576628 - 5705946 - 5706637 - 5706819 - 5761885 - 5852433 - 5900600 - 6162595 - B02TB23 - B0CL505 - B0LTJV9 | Quick Code | 572405000 | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN MEETING DATE. IF YOU HAVE-ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU D-ECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||||||||||||
1. | Management Proposal | Management | For | For | |||||||||||||||||||
2. | Management Proposal | Management | For | For | |||||||||||||||||||
3.1 | Management Proposal | Management | Against | Against | |||||||||||||||||||
3.2 | Management Proposal | Management | For | For | |||||||||||||||||||
3.3 | Management Proposal | Management | For | For | |||||||||||||||||||
3.4 | Management Proposal | Management | For | For | |||||||||||||||||||
4. | Management Proposal | Management | For | For | |||||||||||||||||||
5. | Management Proposal | Management | For | For | |||||||||||||||||||
6. | Management Proposal | Management | For | For | |||||||||||||||||||
7. | Management Proposal | Management | For | For | |||||||||||||||||||
8. | Management Proposal | Management | For | For | |||||||||||||||||||
9. | Management Proposal | Management | For | For | |||||||||||||||||||
10.1 | Management Proposal | Management | For | For | |||||||||||||||||||
10.2 | Management Proposal | Management | For | For | |||||||||||||||||||
10.3 | Management Proposal | Management | For | For | |||||||||||||||||||
11. | Management Proposal | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
8102733 | 01Q | 178807 | 0 | 03-Jun-2009 | 03-Jun-2009 | ||||||||||||||||||
EISAI CO.,LTD. | |||||||||||||||||||||||
Security | J12852117 | Meeting Type | Annual General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 19-Jun-2009 | |||||||||||||||||||||
ISIN | JP3160400002 | Agenda | 701965355 - Management | ||||||||||||||||||||
City | TOKYO | Holding Recon Date | 31-Mar-2009 | ||||||||||||||||||||
Country | Japan | Vote Deadline Date | 09-Jun-2009 | ||||||||||||||||||||
SEDOL(s) | 5451692 - 6307200 - B01DGT8 | Quick Code | 45230 | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
Please reference meeting materials. | Non-Voting | ||||||||||||||||||||||
1. | Amend the Articles of Incorporation | Management | For | For | |||||||||||||||||||
2.1 | Appoint a Director | Management | For | For | |||||||||||||||||||
2.2 | Appoint a Director | Management | For | For | |||||||||||||||||||
2.3 | Appoint a Director | Management | For | For | |||||||||||||||||||
2.4 | Appoint a Director | Management | For | For | |||||||||||||||||||
2.5 | Appoint a Director | Management | For | For | |||||||||||||||||||
2.6 | Appoint a Director | Management | For | For | |||||||||||||||||||
2.7 | Appoint a Director | Management | For | For | |||||||||||||||||||
2.8 | Appoint a Director | Management | For | For | |||||||||||||||||||
2.9 | Appoint a Director | Management | For | For | |||||||||||||||||||
2.10 | Appoint a Director | Management | For | For | |||||||||||||||||||
2.11 | Appoint a Director | Management | For | For | |||||||||||||||||||
3. | Approve Issuance of Share Acquisition Rights as Stock Options | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
8102733 | 01Q | 25600 | 0 | 29-May-2009 | 29-May-2009 | ||||||||||||||||||
TEVA PHARMACEUTICAL INDUSTRIES LIMITED | |||||||||||||||||||||||
Security | 881624209 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | TEVA | Meeting Date | 22-Jun-2009 | ||||||||||||||||||||
ISIN | US8816242098 | Agenda | 933094384 - Management | ||||||||||||||||||||
City | Holding Recon Date | 13-May-2009 | |||||||||||||||||||||
Country | United States | Vote Deadline Date | 11-Jun-2009 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | Dividends | Management | For | For | |||||||||||||||||||
2A | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
2B | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
2C | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
2D | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
2E | Election of Directors (Majority Voting) | Management | For | For | |||||||||||||||||||
03 | Approve Remuneration of Directors and Auditors | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
C 8102733 | 010 | 36600 | 0 | 02-Jun-2009 | 02-Jun-2009 | ||||||||||||||||||
ASTELLAS PHARMA INC. | |||||||||||||||||||||||
Security | J03393105 | Meeting Type | Annual General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 23-Jun-2009 | |||||||||||||||||||||
ISIN | JP3942400007 | Agenda | 701977300 - Management | ||||||||||||||||||||
City | TOKYO | Holding Recon Date | 31-Mar-2009 | ||||||||||||||||||||
Country | Japan | Vote Deadline Date | 11-Jun-2009 | ||||||||||||||||||||
SEDOL(s) | 4985891 - 5478066 - 6985383 - B02NKH3 - B17NBZ0 - B1CGSR5 | Quick Code | 45030 | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
Please reference meeting materials. | Non-Voting | ||||||||||||||||||||||
1. | Approve Appropriation of Retained Earnings | Management | For | For | |||||||||||||||||||
2. | Amend the Articles of Incorporation | Management | For | For | |||||||||||||||||||
3.1 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.2 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.3 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.4 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.5 | Appoint a Director | Management | For | For | |||||||||||||||||||
4. | Approve Payment of Bonuses to Corporate Officers | Management | For | For | |||||||||||||||||||
5. | Approve Details of Compensation as Stock Options for Corporate Officers | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
8102733 | 01Q | 19000 | 0 | 01-Jun-2009 | 01-Jun-2009 | ||||||||||||||||||
HONDA MOTOR CO.,LTD. | |||||||||||||||||||||||
Security | J22302111 | Meeting Type | Annual General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 23-Jun-2009 | |||||||||||||||||||||
ISIN | JP3854600008 | Agenda | 701977401 - Management | ||||||||||||||||||||
City | TOKYO | Holding Recon Date | 31-Mar-2009 | ||||||||||||||||||||
Country | Japan | Vote Deadline Date | 09-Jun-2009 | ||||||||||||||||||||
SEDOL(s) | 0435141 - 4435482 - 5326273 - 6435145 - B02F0P7 - B247ZM7 | Quick Code | 72670 | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
Please reference meeting materials. | Non-Voting | ||||||||||||||||||||||
1. | Approve Appropriation of Retained Earnings | Management | For | For | |||||||||||||||||||
2. | Amend the Articles of Incorporation | Management | For | For | |||||||||||||||||||
3.1 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.2 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.3 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.4 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.5 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.6 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.7 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.8 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.9 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.10 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.11 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.12 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.13 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.14 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.15 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.16 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.17 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.18 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.19 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.20 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.21 | Appoint a Director | Management | For | For | |||||||||||||||||||
4. | Appoint a Corporate Auditor | Management | For | For | |||||||||||||||||||
5. | Approve Payment of Bonuses to Corporate Officers | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
8102733 | 01Q | 11500 | 0 | 01-Jun-2009 | 01-Jun-2009 | ||||||||||||||||||
JAPAN TOBACCO INC. | |||||||||||||||||||||||
Security | J27869106 | Meeting Type | Annual General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 23-Jun-2009 | |||||||||||||||||||||
ISIN | JP3726800000 | Agenda | 701982096 - Management | ||||||||||||||||||||
City | TOKYO | Holding Recon Date | 31-Mar-2009 | ||||||||||||||||||||
Country | Japan | Vote Deadline Date | 11-Jun-2009 | ||||||||||||||||||||
SEDOL(s) | 5754357 - 6474535 - B02H525 - B170KG5 | Quick Code | 29140 | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
Please reference meeting materials. | Non-Voting | ||||||||||||||||||||||
1. | Approve Appropriation of Retained Earnings | Management | For | For | |||||||||||||||||||
2. | Amend the Articles of Incorporation | Management | For | For | |||||||||||||||||||
3. | Appoint a Director | Management | For | For | |||||||||||||||||||
4. | Appoint a Corporate Auditor | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
8102733 | 01Q | 163 | 0 | 01-Jun-2009 | 01-Jun-2009 | ||||||||||||||||||
EAST JAPAN RAILWAY COMPANY | |||||||||||||||||||||||
Security | J1257M109 | Meeting Type | Annual General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 23-Jun-2009 | |||||||||||||||||||||
ISIN | JP3783600004 | Agenda | 701985078 - Management | ||||||||||||||||||||
City | TOKYO | Holding Recon Date | 31-Mar-2009 | ||||||||||||||||||||
Country | Japan | Vote Deadline Date | 11-Jun-2009 | ||||||||||||||||||||
SEDOL(s) | 5734713 - 6298542 - B16TB60 - B3BH2R1 | Quick Code | 90200 | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
Please reference meeting materials. | Non-Voting | ||||||||||||||||||||||
1. | Approve Appropriation of Retained Earnings | Management | For | For | |||||||||||||||||||
2. | Amend the Articles of Incorporation | Management | For | For | |||||||||||||||||||
3.1 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.2 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.3 | Appoint a Director | Management | For | For | |||||||||||||||||||
4.1 | Appoint a Corporate Auditor | Management | For | For | |||||||||||||||||||
4.2 | Appoint a Corporate Auditor | Management | For | For | |||||||||||||||||||
5. | Approve Payment of Bonuses to Corporate Officers | Management | For | For | |||||||||||||||||||
6. | Shareholders' Proposals | Shareholder | Against | For | |||||||||||||||||||
7. | Shareholders' Proposals | Shareholder | Against | For | |||||||||||||||||||
8. | Shareholders' Proposals | Shareholder | Against | For | |||||||||||||||||||
9. | Shareholders' Proposals | Shareholder | For | Against | |||||||||||||||||||
10. | Shareholders' Proposals | Shareholder | Against | For | |||||||||||||||||||
11.1 | Shareholders' Proposals | Shareholder | Against | For | |||||||||||||||||||
11.2 | Shareholders' Proposals | Shareholder | Against | For | |||||||||||||||||||
11.3 | Shareholders' Proposals | Shareholder | Against | For | |||||||||||||||||||
11.4 | Shareholders' Proposals | Shareholder | Against | For | |||||||||||||||||||
11.5 | Shareholders' Proposals | Shareholder | Against | For | |||||||||||||||||||
11.6 | Shareholders' Proposals | Shareholder | Against | For | |||||||||||||||||||
11.7 | Shareholders' Proposals | Shareholder | Against | For | |||||||||||||||||||
11.8 | Shareholders' Proposals | Shareholder | Against | For | |||||||||||||||||||
12.1 | Shareholders' Proposals | Shareholder | Against | For | |||||||||||||||||||
12.2 | Shareholders' Proposals | Shareholder | Against | For | |||||||||||||||||||
12.3 | Shareholders' Proposals | Shareholder | Against | For | |||||||||||||||||||
12.4 | Shareholders' Proposals | Shareholder | Against | For | |||||||||||||||||||
12.5 | Shareholders' Proposals | Shareholder | Against | For | |||||||||||||||||||
13. | Shareholders' Proposals | Shareholder | Against | For | |||||||||||||||||||
14. | Shareholders' Proposals | Shareholder | Against | For | |||||||||||||||||||
15. | Shareholders' Proposals | Shareholder | Against | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
8102733 | 01Q | 23200 | 0 | 04-Jun-2009 | 04-Jun-2009 | ||||||||||||||||||
NIDEC CORPORATION | |||||||||||||||||||||||
Security | J52968104 | Meeting Type | Annual General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 23-Jun-2009 | |||||||||||||||||||||
ISIN | JP3734800000 | Agenda | 701990841 - Management | ||||||||||||||||||||
City | KYOTO | Holding Recon Date | 31-Mar-2009 | ||||||||||||||||||||
Country | Japan | Vote Deadline Date | 21-Jun-2009 | ||||||||||||||||||||
SEDOL(s) | 6640682 - B05PHB9 - B1C7KW7 | Quick Code | 65940 | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
Please reference meeting materials. | Non-Voting | ||||||||||||||||||||||
1. | Amend the Articles of Incorporation | Management | For | For | |||||||||||||||||||
2.1 | Appoint a Director | Management | For | For | |||||||||||||||||||
2.2 | Appoint a Director | Management | For | For | |||||||||||||||||||
2.3 | Appoint a Director | Management | For | For | |||||||||||||||||||
2.4 | Appoint a Director | Management | For | For | |||||||||||||||||||
2.5 | Appoint a Director | Management | For | For | |||||||||||||||||||
2.6 | Appoint a Director | Management | For | For | |||||||||||||||||||
2.7 | Appoint a Director | Management | For | For | |||||||||||||||||||
2.8 | Appoint a Director | Management | For | For | |||||||||||||||||||
2.9 | Appoint a Director | Management | For | For | |||||||||||||||||||
3. | Appoint a Corporate Auditor | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
8102733 | 01Q | 14400 | 0 | 05-Jun-2009 | 05-Jun-2009 | ||||||||||||||||||
GAMESTOP CORP. | |||||||||||||||||||||||
Security | 36467W109 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | GME | Meeting Date | 23-Jun-2009 | ||||||||||||||||||||
ISIN | US36467W1099 | Agenda | 933094093 - Management | ||||||||||||||||||||
City | Holding Recon Date | 01-May-2009 | |||||||||||||||||||||
Country | United States | Vote Deadline Date | 22-Jun-2009 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | Election of Directors | Management | |||||||||||||||||||||
1 | DANIEL A. DEMATTEO | For | For | ||||||||||||||||||||
2 | MICHAEL N. ROSEN | For | For | ||||||||||||||||||||
3 | EDWARD A. VOLKWEIN | For | For | ||||||||||||||||||||
02 | Approve Stock Compensation Plan | Management | For | For | |||||||||||||||||||
03 | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
C 8102733 | 010 | 19600 | 0 | 05-Jun-2009 | 05-Jun-2009 | ||||||||||||||||||
TOSHIBA CORPORATION | |||||||||||||||||||||||
Security | J89752117 | Meeting Type | Annual General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 24-Jun-2009 | |||||||||||||||||||||
ISIN | JP3592200004 | Agenda | 701982262 - Management | ||||||||||||||||||||
City | TOKYO | Holding Recon Date | 31-Mar-2009 | ||||||||||||||||||||
Country | Japan | Vote Deadline Date | 22-Jun-2009 | ||||||||||||||||||||
SEDOL(s) | 0897439 - 2897589 - 4899914 - 4900065 - 5485657 - 6897217 - B0CR525 - B1H51J0 | Quick Code | 65020 | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
Please reference meeting materials. | Non-Voting | ||||||||||||||||||||||
1. | Amend the Articles of Incorporation | Management | For | For | |||||||||||||||||||
2.1 | Appoint a Director | Management | For | For | |||||||||||||||||||
2.2 | Appoint a Director | Management | For | For | |||||||||||||||||||
2.3 | Appoint a Director | Management | For | For | |||||||||||||||||||
2.4 | Appoint a Director | Management | For | For | |||||||||||||||||||
2.5 | Appoint a Director | Management | For | For | |||||||||||||||||||
2.6 | Appoint a Director | Management | For | For | |||||||||||||||||||
2.7 | Appoint a Director | Management | For | For | |||||||||||||||||||
2.8 | Appoint a Director | Management | For | For | |||||||||||||||||||
2.9 | Appoint a Director | Management | For | For | |||||||||||||||||||
2.10 | Appoint a Director | Management | For | For | |||||||||||||||||||
2.11 | Appoint a Director | Management | For | For | |||||||||||||||||||
2.12 | Appoint a Director | Management | For | For | |||||||||||||||||||
2.13 | Appoint a Director | Management | For | For | |||||||||||||||||||
2.14 | Appoint a Director | Management | For | For | |||||||||||||||||||
3. | Approve Policy Regarding Large-scale Purchases of Company Shares | Management | For | For | |||||||||||||||||||
4. | Shareholders' Proposals | Shareholder | Against | For | |||||||||||||||||||
5. | Shareholders' Proposals | Shareholder | Against | For | |||||||||||||||||||
6. | Shareholders' Proposals | Shareholder | Against | For | |||||||||||||||||||
7. | Shareholders' Proposals | Shareholder | Against | For | |||||||||||||||||||
8. | Shareholders' Proposals | Shareholder | Against | For | |||||||||||||||||||
9. | Shareholders' Proposals | Shareholder | Against | For | |||||||||||||||||||
10. | Shareholders' Proposals | Shareholder | Against | For | |||||||||||||||||||
11. | Shareholders' Proposals | Shareholder | Against | For | |||||||||||||||||||
12. | Shareholders' Proposals | Shareholder | Against | For | |||||||||||||||||||
13. | Shareholders' Proposals | Shareholder | Against | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
8102733 | 01Q | 87000 | 0 | 03-Jun-2009 | 03-Jun-2009 | ||||||||||||||||||
NIPPON TELEGRAPH AND TELEPHONE CORPORATION | |||||||||||||||||||||||
Security | J59396101 | Meeting Type | Annual General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 24-Jun-2009 | |||||||||||||||||||||
ISIN | JP3735400008 | Agenda | 701982313 - Management | ||||||||||||||||||||
City | TOKYO | Holding Recon Date | 31-Mar-2009 | ||||||||||||||||||||
Country | Japan | Vote Deadline Date | 22-Jun-2009 | ||||||||||||||||||||
SEDOL(s) | 0641186 - 5168602 - 6641373 - B1570S0 | Quick Code | 94320 | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
Please reference meeting materials. | Non-Voting | ||||||||||||||||||||||
1. | Approve Appropriation of Retained Earnings | Management | For | For | |||||||||||||||||||
2. | Amend the Articles of Incorporation | Management | For | For | |||||||||||||||||||
3.1 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.2 | Appoint a Director | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
8102733 | 01Q | 29900 | 0 | 03-Jun-2009 | 03-Jun-2009 | ||||||||||||||||||
FUJI HEAVY INDUSTRIES LTD. | |||||||||||||||||||||||
Security | J14406136 | Meeting Type | Annual General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 24-Jun-2009 | |||||||||||||||||||||
ISIN | JP3814800003 | Agenda | 701982755 - Management | ||||||||||||||||||||
City | TOKYO | Holding Recon Date | 31-Mar-2009 | ||||||||||||||||||||
Country | Japan | Vote Deadline Date | 22-Jun-2009 | ||||||||||||||||||||
SEDOL(s) | 5714403 - 6356406 - B01DH73 - B16TBD7 | Quick Code | 72700 | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
Please reference meeting materials. | Non-Voting | ||||||||||||||||||||||
1. | Amend the Articles of Incorporation | Management | For | For | |||||||||||||||||||
2.1 | Appoint a Director | Management | For | For | |||||||||||||||||||
2.2 | Appoint a Director | Management | For | For | |||||||||||||||||||
2.3 | Appoint a Director | Management | For | For | |||||||||||||||||||
2.4 | Appoint a Director | Management | For | For | |||||||||||||||||||
2.5 | Appoint a Director | Management | For | For | |||||||||||||||||||
2.6 | Appoint a Director | Management | For | For | |||||||||||||||||||
2.7 | Appoint a Director | Management | For | For | |||||||||||||||||||
3. | Appoint a Corporate Auditor | Management | For | For | |||||||||||||||||||
4. | Appoint a Substitute Corporate Auditor | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
8102733 | 01Q | 140000 | 0 | 03-Jun-2009 | 03-Jun-2009 | ||||||||||||||||||
SOFTBANK CORP. | |||||||||||||||||||||||
Security | J75963108 | Meeting Type | Annual General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 24-Jun-2009 | |||||||||||||||||||||
ISIN | JP3436100006 | Agenda | 701991110 - Management | ||||||||||||||||||||
City | TOKYO | Holding Recon Date | 31-Mar-2009 | ||||||||||||||||||||
Country | Japan | Vote Deadline Date | 12-Jun-2009 | ||||||||||||||||||||
SEDOL(s) | 2407159 - 5603136 - 6770620 - B01JCG5 - B0CRGH7 - B17MJ08 | Quick Code | 99840 | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
Please reference meeting materials. | Non-Voting | ||||||||||||||||||||||
1. | Approve Appropriation of Retained Earnings | Management | For | For | |||||||||||||||||||
2. | Amend the Articles of Incorporation | Management | For | For | |||||||||||||||||||
3.1 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.2 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.3 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.4 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.5 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.6 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.7 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.8 | Appoint a Director | Management | Against | Against | |||||||||||||||||||
3.9 | Appoint a Director | Management | For | For | |||||||||||||||||||
4.1 | Appoint a Corporate Auditor | Management | For | For | |||||||||||||||||||
4.2 | Appoint a Corporate Auditor | Management | For | For | |||||||||||||||||||
4.3 | Appoint a Corporate Auditor | Management | For | For | |||||||||||||||||||
4.4 | Appoint a Corporate Auditor | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
8102733 | 01Q | 42300 | 0 | 08-Jun-2009 | 08-Jun-2009 | ||||||||||||||||||
DENSO CORPORATION | |||||||||||||||||||||||
Security | J12075107 | Meeting Type | Annual General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 24-Jun-2009 | |||||||||||||||||||||
ISIN | JP3551500006 | Agenda | 702000263 - Management | ||||||||||||||||||||
City | AICHI | Holding Recon Date | 31-Mar-2009 | ||||||||||||||||||||
Country | Japan | Vote Deadline Date | 12-Jun-2009 | ||||||||||||||||||||
SEDOL(s) | 5734694 - 6640381 - B021NW3 | Quick Code | 69020 | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
1 | Approve Appropriation of Retained Earnings | Management | For | For | |||||||||||||||||||
2 | Amend the Articles of Incorporation | Management | For | For | |||||||||||||||||||
3.1 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.2 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.3 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.4 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.5 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.6 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.7 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.8 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.9 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.10 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.11 | Appoint a Director | Management | For | For | |||||||||||||||||||
4.1 | Appoint a Corporate Auditor | Management | For | For | |||||||||||||||||||
4.2 | Appoint a Corporate Auditor | Management | For | For | |||||||||||||||||||
5 | Approve Issuance of Share Acquisition Rights as Stock Options | Management | For | For | |||||||||||||||||||
6 | Approve Provision of Retirement Allowance for Retiring Corporate Auditors | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
8102733 | 01Q | 27700 | 0 | 10-Jun-2009 | 10-Jun-2009 | ||||||||||||||||||
SECOM CO.,LTD. | |||||||||||||||||||||||
Security | J69972107 | Meeting Type | Annual General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 25-Jun-2009 | |||||||||||||||||||||
ISIN | JP3421800008 | Agenda | 701988226 - Management | ||||||||||||||||||||
City | TOKYO | Holding Recon Date | 31-Mar-2009 | ||||||||||||||||||||
Country | Japan | Vote Deadline Date | 23-Jun-2009 | ||||||||||||||||||||
SEDOL(s) | 5798504 - 6791591 - B018RR8 - B1CDZW0 | Quick Code | 97350 | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
Please reference meeting materials. | Non-Voting | ||||||||||||||||||||||
1. | Approve Appropriation of Retained Earnings | Management | For | For | |||||||||||||||||||
2. | Amend the Articles of Incorporation | Management | For | For | |||||||||||||||||||
3.1 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.2 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.3 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.4 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.5 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.6 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.7 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.8 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.9 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.10 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.11 | Appoint a Director | Management | For | For | |||||||||||||||||||
4. | Approve Provision of Retirement Allowance for Retiring Directors | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
8102733 | 01Q | 11400 | 0 | 04-Jun-2009 | 04-Jun-2009 | ||||||||||||||||||
MITSUBISHI ELECTRIC CORPORATION | |||||||||||||||||||||||
Security | J43873116 | Meeting Type | Annual General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 26-Jun-2009 | |||||||||||||||||||||
ISIN | JP3902400005 | Agenda | 701987933 - Management | ||||||||||||||||||||
City | TOKYO | Holding Recon Date | 31-Mar-2009 | ||||||||||||||||||||
Country | Japan | Vote Deadline Date | 24-Jun-2009 | ||||||||||||||||||||
SEDOL(s) | 0597609 - 0641164 - 0641197 - 4590400 - 4596668 - 5485334 - 6597045 - B16TL60 | Quick Code | 65030 | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
Please reference meeting materials. | Non-Voting | ||||||||||||||||||||||
1. | Amend the Articles of Incorporation | Management | For | For | |||||||||||||||||||
2.1 | Appoint a Director | Management | For | For | |||||||||||||||||||
2.2 | Appoint a Director | Management | For | For | |||||||||||||||||||
2.3 | Appoint a Director | Management | For | For | |||||||||||||||||||
2.4 | Appoint a Director | Management | For | For | |||||||||||||||||||
2.5 | Appoint a Director | Management | For | For | |||||||||||||||||||
2.6 | Appoint a Director | Management | For | For | |||||||||||||||||||
2.7 | Appoint a Director | Management | For | For | |||||||||||||||||||
2.8 | Appoint a Director | Management | For | For | |||||||||||||||||||
2.9 | Appoint a Director | Management | For | For | |||||||||||||||||||
2.10 | Appoint a Director | Management | For | For | |||||||||||||||||||
2.11 | Appoint a Director | Management | Against | Against | |||||||||||||||||||
2.12 | Appoint a Director | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
8102733 | 01Q | 124000 | 0 | 10-Jun-2009 | 10-Jun-2009 | ||||||||||||||||||
NINTENDO CO.,LTD. | |||||||||||||||||||||||
Security | J51699106 | Meeting Type | Annual General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 26-Jun-2009 | |||||||||||||||||||||
ISIN | JP3756600007 | Agenda | 701988048 - Management | ||||||||||||||||||||
City | KYOTO | Holding Recon Date | 31-Mar-2009 | ||||||||||||||||||||
Country | Japan | Vote Deadline Date | 16-Jun-2009 | ||||||||||||||||||||
SEDOL(s) | 5334209 - 6639550 - B02JMD1 - B0ZGTW7 | Quick Code | 79740 | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
Please reference meeting materials. | Non-Voting | ||||||||||||||||||||||
1. | Approve Appropriation of Retained Earnings | Management | For | For | |||||||||||||||||||
2. | Amend the Articles of Incorporation | Management | For | For | |||||||||||||||||||
3.1 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.2 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.3 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.4 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.5 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.6 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.7 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.8 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.9 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.10 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.11 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.12 | Appoint a Director | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
8102733 | 01Q | 1900 | 0 | 10-Jun-2009 | 10-Jun-2009 | ||||||||||||||||||
MITSUBISHI ESTATE COMPANY,LIMITED | |||||||||||||||||||||||
Security | J43916113 | Meeting Type | Annual General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 26-Jun-2009 | |||||||||||||||||||||
ISIN | JP3899600005 | Agenda | 701988113 - Management | ||||||||||||||||||||
City | TOKYO | Holding Recon Date | 31-Mar-2009 | ||||||||||||||||||||
Country | Japan | Vote Deadline Date | 16-Jun-2009 | ||||||||||||||||||||
SEDOL(s) | 5271113 - 6596729 - B02JCZ3 - B175XJ4 | Quick Code | 88020 | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
Please reference meeting materials. | Non-Voting | ||||||||||||||||||||||
1. | Approve Appropriation of Retained Earnings | Management | For | For | |||||||||||||||||||
2. | Amend the Articles of Incorporation | Management | For | For | |||||||||||||||||||
3.1 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.2 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.3 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.4 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.5 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.6 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.7 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.8 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.9 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.10 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.11 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.12 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.13 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.14 | Appoint a Director | Management | For | For | |||||||||||||||||||
4. | Appoint a Corporate Auditor | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
8102733 | 01Q | 83000 | 0 | 11-Jun-2009 | 11-Jun-2009 | ||||||||||||||||||
DAIICHI SANKYO COMPANY,LIMITED | |||||||||||||||||||||||
Security | J11257102 | Meeting Type | Annual General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 26-Jun-2009 | |||||||||||||||||||||
ISIN | JP3475350009 | Agenda | 701990776 - Management | ||||||||||||||||||||
City | TOKYO | Holding Recon Date | 31-Mar-2009 | ||||||||||||||||||||
Country | Japan | Vote Deadline Date | 16-Jun-2009 | ||||||||||||||||||||
SEDOL(s) | B0J7D91 - B0LCWL9 - B0LMP32 | Quick Code | 45680 | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
Please reference meeting materials. | Non-Voting | ||||||||||||||||||||||
1. | Approve Appropriation of Retained Earnings | Management | For | For | |||||||||||||||||||
2. | Amend the Articles of Incorporation | Management | For | For | |||||||||||||||||||
3.1 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.2 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.3 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.4 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.5 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.6 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.7 | Appoint a Director | Management | Against | Against | |||||||||||||||||||
3.8 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.9 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.10 | Appoint a Director | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
8102733 | 01Q | 22600 | 0 | 10-Jun-2009 | 10-Jun-2009 | ||||||||||||||||||
OLYMPUS CORPORATION | |||||||||||||||||||||||
Security | J61240107 | Meeting Type | Annual General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 26-Jun-2009 | |||||||||||||||||||||
ISIN | JP3201200007 | Agenda | 701996261 - Management | ||||||||||||||||||||
City | TOKYO | Holding Recon Date | 31-Mar-2009 | ||||||||||||||||||||
Country | Japan | Vote Deadline Date | 24-Jun-2009 | ||||||||||||||||||||
SEDOL(s) | 4661522 - 5763513 - 6658801 - B02K7C8 | Quick Code | 77330 | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
Please reference meeting materials. | Non-Voting | ||||||||||||||||||||||
1. | Approve Reduction of Legal Reserve | Management | For | For | |||||||||||||||||||
2. | Amend the Articles of Incorporation | Management | For | For | |||||||||||||||||||
3.1 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.2 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.3 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.4 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.5 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.6 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.7 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.8 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.9 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.10 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.11 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.12 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.13 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.14 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.15 | Appoint a Director | Management | For | For | |||||||||||||||||||
4. | Appoint a Substitute Corporate Auditor | Management | For | For | |||||||||||||||||||
5. | Appoint Accounting Auditors | Management | For | For | |||||||||||||||||||
6. | Approve Policy Regarding Large-scale Purchases of Company Shares | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
8102733 | 01Q | 23900 | 0 | 11-Jun-2009 | 11-Jun-2009 | ||||||||||||||||||
SUMITOMO MITSUI FINANCIAL GROUP,INC. | |||||||||||||||||||||||
Security | J7771X109 | Meeting Type | Annual General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 26-Jun-2009 | |||||||||||||||||||||
ISIN | JP3890350006 | Agenda | 701996312 - Management | ||||||||||||||||||||
City | TOKYO | Holding Recon Date | 31-Mar-2009 | ||||||||||||||||||||
Country | Japan | Vote Deadline Date | 16-Jun-2009 | ||||||||||||||||||||
SEDOL(s) | 3250095 - 6563024 - B02LM26 - B0R2R41 - B17MVZ7 | Quick Code | 83160 | ||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
Please reference meeting materials. | Non-Voting | ||||||||||||||||||||||
1. | Approve Appropriation of Retained Earnings | Management | For | For | |||||||||||||||||||
2. | Amend the Articles of Incorporation | Management | For | For | |||||||||||||||||||
3.1 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.2 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.3 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.4 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.5 | Appoint a Director | Management | For | For | |||||||||||||||||||
3.6 | Appoint a Director | Management | For | For | |||||||||||||||||||
4.1 | Appoint a Corporate Auditor | Management | For | For | |||||||||||||||||||
4.2 | Appoint a Corporate Auditor | Management | For | For | |||||||||||||||||||
4.3 | Appoint a Corporate Auditor | Management | For | For | |||||||||||||||||||
4.4 | Appoint a Corporate Auditor | Management | For | For | |||||||||||||||||||
5. | Appoint a Substitute Corporate Auditor | Management | For | For | |||||||||||||||||||
6. | Approve Provision of Retirement Allowance for Retiring Corporate Officers | Management | Against | Against | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
8102733 | 01Q | 15100 | 0 | 10-Jun-2009 | 10-Jun-2009 | ||||||||||||||||||
JULIUS BAER HOLDING AG, ZUERICH | |||||||||||||||||||||||
Security | H4407G263 | Meeting Type | ExtraOrdinary General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 30-Jun-2009 | |||||||||||||||||||||
ISIN | CH0029758650 | Agenda | 701995384 - Management | ||||||||||||||||||||
City | ZUERICH | Holding Recon Date | 18-Jun-2009 | ||||||||||||||||||||
Country | Switzerland | Blocking | Vote Deadline Date | 08-Jun-2009 | |||||||||||||||||||
SEDOL(s) | B1W6WD9 - B1WDCX0 - B1WDFF3 - B1WHVV3 - B1WHWN2 - B1WLDC0 | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
THE PRACTICE OF SHARE BLOCKING VARIES WIDELY IN THIS MARKET. PLEASE CONTACT YO-UR CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOU-NTS. | Non-Voting | ||||||||||||||||||||||
PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING NOTICE SENT UNDER MEETING-584452, INCLUDING THE AGENDA. TO BE ELIGIBLE TO VOTE AT THE UPCOMING MEETING,-YOUR SHARES MUST BE RE-REGISTERED FOR THIS MEETING. IN ADDITION, YOUR NAME MAY-BE PROVIDED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER. PLEASE CONTACT YOUR-GLOBAL CUSTODIAN OR YOUR CLIENT SERVICE REPRESENTATIVE IF YOU HAVE ANY QUESTI-ONS OR TO FIND OUT WHETHER YOUR SHARES HAVE BEEN RE-REGISTERED FOR THIS MEETIN-G. THANK YOU. | Non-Voting | ||||||||||||||||||||||
1. | Management Proposal | Management | No Action | ||||||||||||||||||||
2. | Management Proposal | Management | No Action | ||||||||||||||||||||
3.1 | Management Proposal | Management | No Action | ||||||||||||||||||||
3.2 | Management Proposal | Management | No Action | ||||||||||||||||||||
3.3.1 | Management Proposal | Management | No Action | ||||||||||||||||||||
3.3.2 | Management Proposal | Management | No Action | ||||||||||||||||||||
3.3.3 | Management Proposal | Management | No Action | ||||||||||||||||||||
4. | Management Proposal | Management | No Action | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
8102733 | 01Q | 30252 | 0 | 09-Jun-2009 | 09-Jun-2009 | ||||||||||||||||||
JSC MMC NORILSK NICKEL | |||||||||||||||||||||||
Security | 46626D108 | Meeting Type | Consent | ||||||||||||||||||||
Ticker Symbol | NILSY | Meeting Date | 30-Jun-2009 | ||||||||||||||||||||
ISIN | US46626D1081 | Agenda | 933108703 - Management | ||||||||||||||||||||
City | Holding Recon Date | 26-May-2009 | |||||||||||||||||||||
Country | United States | Vote Deadline Date | 23-Jun-2009 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
01 | Approve Financial Statements, Allocation of Income, and Discharge Directors | Management | For | For | |||||||||||||||||||
02 | Approve Financial Statements, Allocation of Income, and Discharge Directors | Management | For | For | |||||||||||||||||||
03 | Approve Financial Statements, Allocation of Income, and Discharge Directors | Management | For | For | |||||||||||||||||||
04 | Approve Allocation of Dividends on Shares Held By Company | Management | For | For | |||||||||||||||||||
6A | Miscellaneous Corporate Governance | Management | For | For | |||||||||||||||||||
6B | Miscellaneous Corporate Governance | Management | For | For | |||||||||||||||||||
6C | Miscellaneous Corporate Governance | Management | For | For | |||||||||||||||||||
6D | Miscellaneous Corporate Governance | Management | For | For | |||||||||||||||||||
6E | Miscellaneous Corporate Governance | Management | For | For | |||||||||||||||||||
07 | Ratify Appointment of Independent Auditors | Management | For | For | |||||||||||||||||||
08 | Approve Article Amendments | Management | For | For | |||||||||||||||||||
09 | Amend Articles-Board Related | Management | For | For | |||||||||||||||||||
10 | Amend Articles-Board Related | Management | For | For | |||||||||||||||||||
11A | Approve Remuneration of Directors and Auditors | Management | For | For | |||||||||||||||||||
11B | Approve Stock Compensation Plan | Management | For | For | |||||||||||||||||||
12 | Approve Director Indemnification | Management | For | For | |||||||||||||||||||
13 | Approve Director Indemnification | Management | For | For | |||||||||||||||||||
14 | Approve Director Liability Insurance | Management | For | For | |||||||||||||||||||
15 | Approve Director Liability Insurance | Management | For | For | |||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
C 8102733 | 010 | 61753 | 0 | 16-Jun-2009 | 16-Jun-2009 | ||||||||||||||||||
JSC MMC NORILSK NICKEL | |||||||||||||||||||||||
Security | 46626D108 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | NILSY | Meeting Date | 30-Jun-2009 | ||||||||||||||||||||
ISIN | US46626D1081 | Agenda | 933112435 - Management | ||||||||||||||||||||
City | Holding Recon Date | 26-May-2009 | |||||||||||||||||||||
Country | United States | Vote Deadline Date | 23-Jun-2009 | ||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||||||||
5A | Miscellaneous Corporate Governance | Management | Against | ||||||||||||||||||||
5B | Miscellaneous Corporate Governance | Management | Against | ||||||||||||||||||||
5C | Miscellaneous Corporate Governance | Management | Against | ||||||||||||||||||||
5D | Miscellaneous Corporate Governance | Management | For | ||||||||||||||||||||
5E | Miscellaneous Corporate Governance | Management | Against | ||||||||||||||||||||
5F | Miscellaneous Corporate Governance | Management | Against | ||||||||||||||||||||
5G | Miscellaneous Corporate Governance | Management | Against | ||||||||||||||||||||
5H | Miscellaneous Corporate Governance | Management | Against | ||||||||||||||||||||
5I | Miscellaneous Corporate Governance | Management | For | For | |||||||||||||||||||
5J | Miscellaneous Corporate Governance | Management | For | For | |||||||||||||||||||
5K | Miscellaneous Corporate Governance | Management | Against | ||||||||||||||||||||
5L | Miscellaneous Corporate Governance | Management | Against | ||||||||||||||||||||
5M | Miscellaneous Corporate Governance | Management | Against | ||||||||||||||||||||
5N | Miscellaneous Corporate Governance | Management | Against | ||||||||||||||||||||
5O | Miscellaneous Corporate Governance | Management | Against | ||||||||||||||||||||
5P | Miscellaneous Corporate Governance | Management | Against | ||||||||||||||||||||
5Q | Miscellaneous Corporate Governance | Management | Against | ||||||||||||||||||||
5R | Miscellaneous Corporate Governance | Management | Against | ||||||||||||||||||||
5S | Miscellaneous Corporate Governance | Management | Against | ||||||||||||||||||||
5T | Miscellaneous Corporate Governance | Management | Against | ||||||||||||||||||||
5U | Miscellaneous Corporate Governance | Management | Against | ||||||||||||||||||||
5V | Miscellaneous Corporate Governance | Management | Against | ||||||||||||||||||||
5W | Miscellaneous Corporate Governance | Management | For | ||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||
C 8102733 | 010 | 61753 | 0 | 16-Jun-2009 | 16-Jun-2009 |
First Investors Select Growth Fund
Mtg Date | Company | Security/ | Mgmt | Vote | Record | Shares | |
/Type | /Ballot Issues | Proponent | Rec | Cast | Date | Voted | |
05/28/09 AGM | Affiliated Computer Services, Inc. | 8190100 | 4/3/2009 | 91,885 | |||
1.1 | Elect Director Darwin Deason | Mgmt | For | For | |||
1.2 | Elect Director Lynn R. Blodgett | Mgmt | For | For | |||
1.3 | Elect Director Robert Druskin | Mgmt | For | For | |||
1.4 | Elect Director Kurt R. Krauss | Mgmt | For | For | |||
1.5 | Elect Director Ted B. Miller, Jr. | Mgmt | For | For | |||
1.6 | Elect Director Paul E. Sullivan | Mgmt | For | For | |||
1.7 | Elect Director Frank Varasano | Mgmt | For | For | |||
2 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
05/15/09 AGM | Aon Corp. | 37389103 | 3/18/2009 | 88,000 | |||
1 | Elect Director Lester B. Knight | Mgmt | For | For | |||
2 | Elect Director Gregory C. Case | Mgmt | For | For | |||
3 | Elect Director Fulvio Conti | Mgmt | For | For | |||
4 | Elect Director Edgar D. Jannotta | Mgmt | For | For | |||
5 | Elect Director Jan Kalff | Mgmt | For | For | |||
6 | Elect Director J. Michael Losh | Mgmt | For | For | |||
7 | Elect Director R. Eden Martin | Mgmt | For | For | |||
8 | Elect Director Andrew J. McKenna | Mgmt | For | For | |||
9 | Elect Director Robert S. Morrison | Mgmt | For | For | |||
10 | Elect Director Richard B. Myers | Mgmt | For | For | |||
11 | Elect Director Richard C. Notebaert | Mgmt | For | For | |||
12 | Elect Director John W. Rogers, Jr. | Mgmt | For | For | |||
13 | Elect Director Gloria Santona | Mgmt | For | For | |||
14 | Elect Director Carolyn Y. Woo | Mgmt | For | For | |||
15 | Ratify Auditors | Mgmt | For | For | |||
02/03/09 AGM | Becton, Dickinson and Company | 75887109 | 12/12/2008 | 64,385 | |||
1.1 | Elect Director Claire M. Fraser-Liggett | Mgmt | For | For | |||
1.2 | Elect Director Edward J. Ludwig | Mgmt | For | For | |||
1.3 | Elect Director Willard J. Overlock, Jr. | Mgmt | For | For | |||
1.4 | Elect Director Bertram L. Scott | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Declassify the Board of Directors | Mgmt | For | For | |||
4 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
5 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
6 | Amend Bylaws -- Call Special Meetings | ShrHoldr | Against | For | |||
7 | Provide for Cumulative Voting | ShrHoldr | Against | For | |||
06/03/09 Contest | Biogen Idec Inc. | 09062X103 | 4/6/2009 | 80,725 | |||
Management Proxy (White Card) | |||||||
1.1 | Elect Director Lawrence C. Best | Mgmt | For | TNA | |||
1.2 | Elect Director Alan B. Glassberg | Mgmt | For | TNA | |||
1.3 | Elect Director Robert W. Pangia | Mgmt | For | TNA | |||
1.4 | Elect Director William D. Young | Mgmt | For | TNA | |||
2 | Ratify Auditors | Mgmt | For | TNA | |||
3 | Adopt Majority Voting for Uncontested Election of Directors | Mgmt | For | TNA | |||
4 | Fix Size of Board at 13 and Remove the Board's Ability to Change the Size of the Board | ShrHoldr | Against | TNA | |||
5 | Reincorporate in Another State [North Dakota] | ShrHoldr | Against | TNA | |||
Dissident Proxy (Gold Card) | |||||||
1.1 | Elect Director Alexander J. Denner | ShrHoldr | For | For | |||
1.2 | Elect Director Richard C. Mulligan | ShrHoldr | For | For | |||
1.3 | Elect Director Thomas F. Deuel | ShrHoldr | For | Withhold | |||
1.4 | Elect Director David Sidransky | ShrHoldr | For | Withhold | |||
2 | Fix Size of Board at 13 and Remove the Board's Ability to Change the Size of the Board | ShrHoldr | For | For | |||
3 | Reincorporate in Another State [North Dakota] | ShrHoldr | For | Against | |||
4 | Ratify Auditors | Mgmt | For | For | |||
5 | Adopt Majority Voting for Uncontested Election of Directors | Mgmt | For | For | |||
05/21/09 AGM | BJ Wholesale Club, Inc | 05548J106 | 4/6/2009 | 124,400 | |||
1 | Elect Director Christine M. Cournoyer | Mgmt | For | For | |||
2 | Elect Director Edmond J. English | Mgmt | For | For | |||
3 | Elect Director Helen Frame Peters, Ph.D. | Mgmt | For | For | |||
4 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | |||
5 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | |||
6 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
7 | Ratify Auditors | Mgmt | For | For | |||
07/22/08 AGM | BMC Software, Inc. | 55921100 | 5/27/2008 | 181,700 | |||
1.1 | Elect Director B. Garland Cupp | Mgmt | For | For | |||
1.2 | Elect Director Robert E. Beauchamp | Mgmt | For | For | |||
1.3 | Elect Director Jon E. Barfield | Mgmt | For | For | |||
1.4 | Elect Director Gary Bloom | Mgmt | For | For | |||
1.5 | Elect Director Meldon K. Gafner | Mgmt | For | For | |||
1.6 | Elect Director P. Thomas Jenkins | Mgmt | For | For | |||
1.7 | Elect Director Louis J. Lavigne, Jr. | Mgmt | For | For | |||
1.8 | Elect Director Kathleen A. O'Neil | Mgmt | For | For | |||
1.9 | Elect Director Tom C. Tinsley | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
05/05/09 AGM | Bristol-Myers Squibb Co. | 110122108 | 3/12/2009 | 184,500 | |||
1 | Elect Director L. Andreotti | Mgmt | For | For | |||
2 | Elect Director L. B. Campbell | Mgmt | For | For | |||
3 | Elect Director J. M. Cornelius | Mgmt | For | For | |||
4 | Elect Director L. J. Freeh | Mgmt | For | For | |||
5 | Elect Director L. H. Glimcher | Mgmt | For | For | |||
6 | Elect Director M. Grobstein | Mgmt | For | For | |||
7 | Elect Director L. Johansson | Mgmt | For | For | |||
8 | Elect Director A. J. Lacy | Mgmt | For | For | |||
9 | Elect Director V. L. Sato | Mgmt | For | For | |||
10 | Elect Director T. D. West, Jr. | Mgmt | For | For | |||
11 | Elect Director R. S. Williams | Mgmt | For | For | |||
12 | Ratify Auditors | Mgmt | For | For | |||
13 | Increase Disclosure of Executive Compensation | ShrHoldr | Against | Against | |||
14 | Reduce Supermajority Vote Requirement | ShrHoldr | Against | Against | |||
15 | Amend Articles/Bylaws/Charter -- Call Special Meetings | ShrHoldr | Against | For | |||
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
05/12/09 AGM | Cephalon, Inc. | 156708109 | 3/17/2009 | 59,200 | |||
1.1 | Elect Director Frank Baldino, Jr., Ph.D. | Mgmt | For | For | |||
1.2 | Elect Director William P. Egan | Mgmt | For | For | |||
1.3 | Elect Director Martyn D. Greenacre | Mgmt | For | For | |||
1.4 | Elect Director Vaughn M. Kailian | Mgmt | For | For | |||
1.5 | Elect Director Kevin E. Moley | Mgmt | For | For | |||
1.6 | Elect Director Charles A. Sanders, M.D. | Mgmt | For | For | |||
1.7 | Elect Director Gail R. Wilensky, Ph.D. | Mgmt | For | For | |||
1.8 | Elect Director Dennis L. Winger | Mgmt | For | For | |||
2 | Amend Stock Option Plan | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
04/30/09 AGM | Church & Dwight Co., Inc. | 171340102 | 3/6/2009 | 84,700 | |||
1.1 | Elect Director T. Rosie Albright | Mgmt | For | For | |||
1.2 | Elect Director Ravichandra K. Saligram | Mgmt | For | For | |||
1.3 | Elect Director Robert K. Shearer | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
05/08/09 AGM | Colgate-Palmolive Co. | 194162103 | 3/9/2009 | 69,080 | |||
1.1 | Elect Director John T. Cahill | Mgmt | For | For | |||
1.2 | Elect Director Jill K. Conway | Mgmt | For | For | |||
1.3 | Elect Director Ian Cook | Mgmt | For | For | |||
1.4 | Elect Director Ellen M. Hancock | Mgmt | For | For | |||
1.5 | Elect Director David W. Johnson | Mgmt | For | For | |||
1.6 | Elect Director Richard J. Kogan | Mgmt | For | For | |||
1.7 | Elect Director Delano E. Lewis | Mgmt | For | For | |||
1.8 | Elect Director J. Pedro Reinhard | Mgmt | For | For | |||
1.9 | Elect Director Stephen I. Sadove | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Approve Omnibus Stock Plan | Mgmt | For | Against | |||
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
05/21/09 AGM | Dean Foods Company | 242370104 | 3/25/2009 | 194,800 | |||
1.1 | Elect Director Janet Hill | Mgmt | For | For | |||
1.2 | Elect Director Hector M. Nevares | Mgmt | For | For | |||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
05/27/09 AGM | Express Scripts, Inc. | 302182100 | 3/31/2009 | 82,000 | |||
1.1 | Elect Director Gary G. Benanav | Mgmt | For | For | |||
1.2 | Elect Director Frank J. Borelli | Mgmt | For | For | |||
1.3 | Elect Director Maura C. Breen | Mgmt | For | For | |||
1.4 | Elect Director Nicholas J. LaHowchic | Mgmt | For | For | |||
1.5 | Elect Director Thomas P. Mac Mahon | Mgmt | For | For | |||
1.6 | Elect Director Frank Mergenthaler | Mgmt | For | For | |||
1.7 | Elect Director Woodrow A Myers, Jr, MD | Mgmt | For | For | |||
1.8 | Elect Director John O. Parker, Jr. | Mgmt | For | For | |||
1.9 | Elect Director George Paz | Mgmt | For | For | |||
1.10 | Elect Director Samuel K. Skinner | Mgmt | For | For | |||
1.11 | Elect Director Seymour Sternberg | Mgmt | For | For | |||
1.12 | Elect Director Barrett A. Toan | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
05/27/09 AGM | Exxon Mobil Corp. | 30231G102 | 4/6/2009 | 54,400 | |||
1.1 | Elect Director M.J. Boskin | Mgmt | For | For | |||
1.2 | Elect Director L.R. Faulkner | Mgmt | For | For | |||
1.3 | Elect Director K.C. Frazier | Mgmt | For | For | |||
1.4 | Elect Director .W. George | Mgmt | For | For | |||
1.5 | Elect Director R.C. King | Mgmt | For | For | |||
1.6 | Elect Director M.C. Nelson | Mgmt | For | For | |||
1.7 | Elect Director S.J. Palmisano | Mgmt | For | For | |||
1.8 | Elect Director S.S Reinemund | Mgmt | For | For | |||
1.9 | Elect Director R.W. Tillerson | Mgmt | For | For | |||
1.10 | Elect Director E.E. Whitacre, Jr. | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Provide for Cumulative Voting | ShrHoldr | Against | For | |||
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | ShrHoldr | Against | For | |||
5 | Reincorporate in Another State [from New Jersey to North Dakota] | ShrHoldr | Against | Against | |||
6 | Require Independent Board Chairman | ShrHoldr | Against | For | |||
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
8 | Compare CEO Compensation to Average U.S. per Capita Income | ShrHoldr | Against | Against | |||
9 | Review Anti-discrimination Policy on Corporate Sponsorships and Executive Perks | ShrHoldr | Against | Against | |||
10 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | ShrHoldr | Against | Against | |||
11 | Adopt Quantitative GHG Goals for Products and Operations | ShrHoldr | Against | Against | |||
12 | Report on Climate Change Impacts on Emerging Countries | ShrHoldr | Against | Against | |||
13 | Adopt Policy to Increase Renewable Energy | ShrHoldr | Against | Against | |||
05/14/09 AGM | Gen-Probe, Inc. | 36866T103 | 3/19/2009 | 88,000 | |||
1 | Elect Director John W. Brown | Mgmt | For | For | |||
2 | Elect Director John C. Martin Ph.D. | Mgmt | For | For | |||
3 | Elect Director Henry L. Nordhoff | Mgmt | For | For | |||
4 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
5 | Ratify Auditors | Mgmt | For | For | |||
6 | Approve Increase in Size of Board | Mgmt | For | For | |||
03/18/09 AGM | Hewlett-Packard Co. | 428236103 | 1/20/2009 | 115,200 | |||
1 | Elect Director Lawrence T. Babbio, Jr. | Mgmt | For | For | |||
2 | Elect Director Sari M. Baldauf | Mgmt | For | For | |||
3 | Elect Director Rajiv L. Gupta | Mgmt | For | For | |||
4 | Elect Director John H. Hammergren | Mgmt | For | For | |||
5 | Elect Director Mark V. Hurd | Mgmt | For | For | |||
6 | Elect Director Joel Z. Hyatt | Mgmt | For | For | |||
7 | Elect Director John R. Joyce | Mgmt | For | For | |||
8 | Elect Director Robert L. Ryan | Mgmt | For | For | |||
9 | Elect Director Lucille S. Salhany | Mgmt | For | For | |||
10 | Elect Director G. Kennedy Thompson | Mgmt | For | For | |||
11 | Ratify Auditors | Mgmt | For | For | |||
04/28/09 AGM | International Business Machines Corp. | 459200101 | 2/27/2009 | 43,300 | |||
1.1 | Elect Director A. J. P. Belda | Mgmt | For | For | |||
1.2 | Elect Director C. Black | Mgmt | For | For | |||
1.3 | Elect Director W. R. Brody | Mgmt | For | For | |||
1.4 | Elect Director K. I. Chenault | Mgmt | For | For | |||
1.5 | Elect Director M. L. Eskew | Mgmt | For | For | |||
1.6 | Elect Director S. A. Jackson | Mgmt | For | For | |||
1.7 | Elect Director T. Nishimuro | Mgmt | For | For | |||
1.8 | Elect Director J. W. Owens | Mgmt | For | For | |||
1.9 | Elect Director S. J. Palmisano | Mgmt | For | For | |||
1.10 | Elect Director J. E. Spero | Mgmt | For | For | |||
1.11 | Elect Director S. Taurel | Mgmt | For | For | |||
1.12 | Elect Director L. H. Zambrano | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | |||
4 | Provide for Cumulative Voting | ShrHoldr | Against | For | |||
5 | Review Executive Compensation | ShrHoldr | Against | For | |||
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
01/22/09 AGM | Jacobs Engineering Group Inc. | 469814107 | 12/8/2008 | 80,900 | |||
1.1 | Elect Director Joseph R. Bronson | Mgmt | For | For | |||
1.2 | Elect Director Thomas M.T. Niles | Mgmt | For | For | |||
1.3 | Elect Director Noel G. Watson | Mgmt | For | For | |||
1.4 | Elect Director John F. Coyne | Mgmt | For | For | |||
2 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | Against | |||
3 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
4 | Ratify Auditors | Mgmt | For | For | |||
05/19/09 AGM | JPMorgan Chase & Co. | 46625H100 | 3/20/2009 | 117,070 | |||
1.1 | Elect Director Crandall C. Bowles | Mgmt | For | For | |||
1.2 | Elect Director Stephen B. Burke | Mgmt | For | For | |||
1.3 | Elect Director David M. Cote | Mgmt | For | For | |||
1.4 | Elect Director James S. Crown | Mgmt | For | For | |||
1.5 | Elect Director James Dimon | Mgmt | For | For | |||
1.6 | Elect Director Ellen V. Futter | Mgmt | For | For | |||
1.7 | Elect Director William H. Gray, III | Mgmt | For | For | |||
1.8 | Elect Director Laban P. Jackson, Jr. | Mgmt | For | For | |||
1.9 | Elect Director David C. Novak | Mgmt | For | For | |||
1.10 | Elect Director Lee R. Raymond | Mgmt | For | For | |||
1.11 | Elect Director William C. Weldon | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | |||
4 | Disclose Prior Government Service | ShrHoldr | Against | For | |||
5 | Provide for Cumulative Voting | ShrHoldr | Against | For | |||
6 | Amend Articles/Bylaws/Charter -- Call Special Meetings | ShrHoldr | Against | For | |||
7 | Report on Predatory Lending Policies | ShrHoldr | Against | Against | |||
8 | Amend Key Executive Performance Plan | ShrHoldr | Against | For | |||
9 | Stock Retention/Holding Period | ShrHoldr | Against | For | |||
10 | Prepare Carbon Principles Report | ShrHoldr | Against | Against | |||
04/28/09 AGM | L-3 Communications Holdings, Inc. | 502424104 | 3/2/2009 | 55,100 | |||
1.1 | Elect Director Robert B. Millard | Mgmt | For | For | |||
1.2 | Elect Director Arthur L. Simon | Mgmt | For | For | |||
2 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For | Against | |||
3 | Ratify Auditors | Mgmt | For | For | |||
04/27/09 AGM | McAfee, Inc. | 579064106 | 3/10/2009 | 137,135 | |||
1.1 | Elect Director Leslie G. Denend | Mgmt | For | For | |||
1.2 | Elect Director David G. DeWalt | Mgmt | For | For | |||
1.3 | Elect Director Charles J. Robel | Mgmt | For | For | |||
2 | Declassify the Board of Directors | Mgmt | For | For | |||
3 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
4 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | Against | |||
5 | Amend Non-Employee Director Omnibus Stock Plan | Mgmt | For | Against | |||
6 | Ratify Auditors | Mgmt | For | For | |||
05/27/09 AGM | McDonald's Corp. | 580135101 | 3/30/2009 | 66,400 | |||
1 | Elect Director Robert A. Eckert | Mgmt | For | For | |||
2 | Elect Director Enrique Hernandez, Jr. | Mgmt | For | For | |||
3 | Elect Director Jeanne P. Jackson | Mgmt | For | For | |||
4 | Elect Director Andrew J. McKenna | Mgmt | For | For | |||
5 | Ratify Auditors | Mgmt | For | For | |||
6 | Amend Omnibus Stock Plan | Mgmt | For | Against | |||
7 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | |||
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
9 | Phase out Sales of Eggs from Battery Cage Hens | ShrHoldr | Against | Against | |||
04/22/09 AGM | NCR Corporation | 6.29E+112 | 2/9/2009 | 258,100 | |||
1.1 | Elect Director William Nuti | Mgmt | For | For | |||
1.2 | Elect Director Gary Daichendt | Mgmt | For | For | |||
1.3 | Elect Director Robert P. DeRodes | Mgmt | For | For | |||
1.4 | Elect Director Quincy Allen | Mgmt | For | For | |||
1.5 | Elect Director Richard L. Clemmer | Mgmt | For | For | |||
2.0 | Ratify Auditors | Mgmt | For | For | |||
05/22/09 AGM | Omnicare, Inc. | 681904108 | 4/3/2009 | 158,800 | |||
1 | Elect Director John T. Crotty | Mgmt | For | For | |||
2 | Elect Director Joel F. Gemunder | Mgmt | For | For | |||
3 | Elect Director Steven J. Heyer | Mgmt | For | For | |||
4 | Elect Director Sandra E. Laney | Mgmt | For | For | |||
5 | Elect Director Andrea R. Lindell | Mgmt | For | For | |||
6 | Elect Director James D. Shelton | Mgmt | For | For | |||
7 | Elect Director John H. Timoney | Mgmt | For | For | |||
8 | Elect Director Amy Wallman | Mgmt | For | For | |||
9 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | |||
10 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
11 | Ratify Auditors | Mgmt | For | For | |||
10/10/08 AGM | Oracle Corp. | 68389X105 | 8/12/2008 | 276,000 | |||
1.1 | Elect Director Jeffrey O. Henley | Mgmt | For | For | |||
1.2 | Elect Director Lawrence J. Ellison | Mgmt | For | For | |||
1.3 | Elect Director Donald L. Lucas | Mgmt | For | For | |||
1.4 | Elect Director Michael J. Boskin | Mgmt | For | For | |||
1.5 | Elect Director Jack F. Kemp | Mgmt | For | For | |||
1.6 | Elect Director Jeffrey S. Berg | Mgmt | For | For | |||
1.7 | Elect Director Safra A. Catz | Mgmt | For | For | |||
1.8 | Elect Director Hector Garcia-Molina | Mgmt | For | For | |||
1.9 | Elect Director H. Raymond Bingham | Mgmt | For | For | |||
1.10 | Elect Director Charles E. Phillips, Jr. | Mgmt | For | For | |||
1.11 | Elect Director Naomi O. Seligman | Mgmt | For | For | |||
1.12 | Elect Director George H. Conrades | Mgmt | For | For | |||
1.13 | Elect Director Bruce R. Chizen | Mgmt | For | For | |||
2 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
06/17/09 AGM | OSI Pharmaceuticals, Inc. | 671040103 | 4/22/2009 | 116,400 | |||
1.1 | Elect Director Robert A. Ingram | Mgmt | For | For | |||
1.2 | Elect Director Colin Goddard, Ph.D. | Mgmt | For | For | |||
1.3 | Elect Director Santo J. Costa | Mgmt | For | For | |||
1.4 | Elect Director Joseph Klein, III | Mgmt | For | For | |||
1.5 | Elect Director Kenneth B. Lee, Jr. | Mgmt | For | For | |||
1.6 | Elect Director Viren Mehta | Mgmt | For | For | |||
1.7 | Elect Director David W. Niemiec | Mgmt | For | For | |||
1.8 | Elect Director Herbert M. Pinedo, M.D., Ph.D. | Mgmt | For | For | |||
1.9 | Elect Director Katharine B. Stevenson | Mgmt | For | For | |||
1.10 | Elect Director John P. White | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
05/15/09 AGM | Pactiv Corp. | 695257105 | 3/16/2009 | 178,000 | |||
1.1 | Elect Director Larry D. Brady | Mgmt | For | For | |||
1.2 | Elect Director K. Dane Brooksher | Mgmt | For | For | |||
1.3 | Elect Director Robert J. Darnall | Mgmt | For | For | |||
1.4 | Elect Director Mary R. (Nina) Henderson | Mgmt | For | For | |||
1.5 | Elect Director N. Thomas Linebarger | Mgmt | For | For | |||
1.6 | Elect Director Roger B. Porter | Mgmt | For | For | |||
1.7 | Elect Director Richard L. Wambold | Mgmt | For | For | |||
1.8 | Elect Director Norman H. Wesley | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
05/28/09 AGM | Raytheon Co. | 755111507 | 4/3/2009 | 86,500 | |||
1 | Elect Director Vernon E. Clark | Mgmt | For | For | |||
2 | Elect Director John M. Deutch | Mgmt | For | For | |||
3 | Elect Director Frederic M. Poses | Mgmt | For | For | |||
4 | Elect Director Michael C. Ruettgers | Mgmt | For | For | |||
5 | Elect Director Ronald L. Skates | Mgmt | For | For | |||
6 | Elect Director William R. Spivey | Mgmt | For | For | |||
7 | Elect Director Linda G. Stuntz | Mgmt | For | For | |||
8 | Elect Director William H. Swanson | Mgmt | For | For | |||
9 | Ratify Auditors | Mgmt | For | For | |||
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
11 | Amend Articles/Bylaws/Charter -- Call Special Meetings | ShrHoldr | Against | For | |||
12 | Provide for Cumulative Voting | ShrHoldr | Against | For | |||
13 | Adopt Principles for Health Care Reform | ShrHoldr | Against | Against | |||
14 | Submit SERP to Shareholder Vote | ShrHoldr | Against | For | |||
05/20/09 AGM | Ross Stores, Inc. | 778296103 | 3/27/2009 | 107,200 | |||
1.1 | Elect Director Michael Balmuth | Mgmt | For | For | |||
1.2 | Elect Director K. Gunnar Bjorklund | Mgmt | For | For | |||
1.3 | Elect Director Sharon D. Garrett | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
06/19/09 AGM | SAIC Inc | 78390X101 | 4/20/2009 | 235,500 | |||
1.1 | Elect Director France A. Cordova | Mgmt | For | For | |||
1.2 | Elect Director Kenneth C. Dahlberg | Mgmt | For | For | |||
1.3 | Elect Director Jere A. Drummond | Mgmt | For | For | |||
1.4 | Elect Director John J. Hamre | Mgmt | For | For | |||
1.5 | Elect Director Miriam E. John | Mgmt | For | For | |||
1.6 | Elect Director Anita K. Jones | Mgmt | For | For | |||
1.7 | Elect Director John P. Jumper | Mgmt | For | For | |||
1.8 | Elect Director Harry M.J. Kraemer, Jr. | Mgmt | For | For | |||
1.9 | Elect Director Edward J. Sanderson, Jr. | Mgmt | For | For | |||
1.10 | Elect Director Louis A. Simpson | Mgmt | For | For | |||
1.11 | Elect Director A. Thomas Young | Mgmt | For | For | |||
2 | Approve Conversion of Securities | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
04/28/09 AGM | Strayer Education, Inc. | 863236105 | 3/5/2009 | 16,595 | |||
1.1 | Elect Director Robert S. Silberman | Mgmt | For | For | |||
1.2 | Elect Director Dr. Charlotte F. Beason | Mgmt | For | For | |||
1.3 | Elect Director William E. Brock | Mgmt | For | For | |||
1.4 | Elect Director David A. Coulter | Mgmt | For | For | |||
1.5 | Elect Director Robert R. Grusky | Mgmt | For | For | |||
1.6 | Elect Director Robert L. Johnson | Mgmt | For | For | |||
1.7 | Elect Director Todd A. Milano | Mgmt | For | For | |||
1.8 | Elect Director G. Thomas Waite, III | Mgmt | For | For | |||
1.9 | Elect Director J. David Wargo | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | Against | |||
05/06/09 AGM | Tesoro Corp. | 881609101 | 3/12/2009 | 220,600 | |||
1.1 | Elect Director John F. Bookout, III | Mgmt | For | For | |||
1.2 | Elect Director Rodney F. Chase | Mgmt | For | For | |||
1.3 | Elect Director Robert W. Goldman | Mgmt | For | For | |||
1.4 | Elect Director Steven H. Grapstein | Mgmt | For | For | |||
1.5 | Elect Director William J. Johnson | Mgmt | For | For | |||
1.6 | Elect Director J.W. (Jim) Nokes | Mgmt | For | For | |||
1.7 | Elect Director Donald H. Schmude | Mgmt | For | For | |||
1.8 | Elect Director Bruce A. Smith | Mgmt | For | For | |||
1.9 | Elect Director Michael E. Wiley | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
04/30/09 AGM | Valero Energy Corp. | 91913Y100 | 3/2/2009 | 198,800 | |||
1.1 | Elect Director Jerry D. Choate | Mgmt | For | Against | |||
1.2 | Elect Director William R. Klesse | Mgmt | For | Against | |||
1.3 | Elect Director Donald L. Nickles | Mgmt | For | Against | |||
1.4 | Elect Director Susan Kaufman Purcell | Mgmt | For | Against | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
4 | Stock Retention/Holding Period | ShrHoldr | Against | For | |||
5 | Disclose Information on Compensation Consultant | ShrHoldr | Against | For | |||
6 | Report on Political Contributions | ShrHoldr | Against | For | |||
02/12/09 AGM | Varian Medical Systems Inc | 92220P105 | 12/15/2008 | 110,300 | |||
1.1 | Elect Director Timothy E. Guertin | Mgmt | For | For | |||
1.2 | Elect Director David W. Martin, Jr | Mgmt | For | For | |||
1.3 | Elect Director R. Naumann-Etienne | Mgmt | For | For | |||
1.4 | Elect Director V. Thyagarajan | Mgmt | For | For | |||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
3 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | |||
4 | Ratify Auditors | Mgmt | For | For | |||
06/05/09 AGM | Wal-Mart Stores, Inc. | 931142103 | 4/9/2009 | 82,700 | |||
1 | Elect Director Aida M. Alvarez | Mgmt | For | For | |||
2 | Elect Director James W. Breyer | Mgmt | For | For | |||
3 | Elect Director M. Michele Burns | Mgmt | For | For | |||
4 | Elect Director James I. Cash, Jr. | Mgmt | For | For | |||
5 | Elect Director Roger C. Corbett | Mgmt | For | For | |||
6 | Elect Director Douglas N. Daft | Mgmt | For | For | |||
7 | Elect Director Michael T. Duke | Mgmt | For | For | |||
8 | Elect Director Gregory B. Penner | Mgmt | For | For | |||
9 | Elect Director Allen I. Questrom | Mgmt | For | For | |||
10 | Elect Director H. Lee Scott, Jr. | Mgmt | For | For | |||
11 | Elect Director Arne M. Sorenson | Mgmt | For | For | |||
12 | Elect Director Jim C. Walton | Mgmt | For | For | |||
13 | Elect Director S. Robson Walton | Mgmt | For | For | |||
14 | Elect Director Christopher J. Williams | Mgmt | For | For | |||
15 | Elect Director Linda S. Wolf | Mgmt | For | For | |||
16 | Ratify Auditors | Mgmt | For | For | |||
17 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | ShrHoldr | Against | Against | |||
18 | Pay For Superior Performance | ShrHoldr | Against | Against | |||
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
20 | Report on Political Contributions | ShrHoldr | Against | For | |||
21 | Amend Articles/Bylaws/Charter -- Call Special Meetings | ShrHoldr | Against | For | |||
22 | Stock Retention/Holding Period | ShrHoldr | Against | Against |
First Investors Opportunity Fund
Mtg Date | Company | Security/ | Mgmt | Vote | Record | Shares | |
/Type | /Ballot Issues | Proponent | Rec | Cast | Date | Voted | |
10/08/08 AGM | AAR Corp. | 361105 | 8/18/2008 | 245,000 | |||
1.1 | Elect Director Ronald R. Fogleman | Mgmt | For | For | |||
1.2 | Elect Director Patrick J. Kelly | Mgmt | For | For | |||
1.3 | Elect Director Timothy J. Romenesko | Mgmt | For | For | |||
1.4 | Elect Director Ronald B. Woodard | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
04/29/09 AGM | AGL Resources Inc. | 1204106 | 2/20/2009 | 111,000 | |||
1.1 | Elect Director Charles R. Crisp | Mgmt | For | For | |||
1.2 | Elect Director Wyck A. Knox, Jr. | Mgmt | For | For | |||
1.3 | Elect Director Dennis M. Love | Mgmt | For | For | |||
1.4 | Elect Director Charles H. "Pete" McTier | Mgmt | For | For | |||
1.5 | Elect Director Henry C. Wolf | Mgmt | For | For | |||
2 | Declassify the Board of Directors | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
05/13/09 AGM | Agrium Inc. | 8916108 | 3/23/2009 | 160,000 | |||
1.1 | Elect Director Ralph S. Cunningham | Mgmt | For | For | |||
1.2 | Elect Director Germaine Gibara | Mgmt | For | For | |||
1.3 | Elect Director Russell K. Girling | Mgmt | For | For | |||
1.4 | Elect Director Susan A. Henry | Mgmt | For | For | |||
1.5 | Elect Director Russell J. Horner | Mgmt | For | For | |||
1.6 | Elect Director A. Anne McLellan | Mgmt | For | For | |||
1.7 | Elect Director Derek G. Pannell | Mgmt | For | For | |||
1.8 | Elect Director Frank W. Proto | Mgmt | For | For | |||
1.9 | Elect Director Michael M. Wilson | Mgmt | For | For | |||
1.10 | Elect Director Victor J. Zaleschuk | Mgmt | For | For | |||
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | |||
05/07/09 AGM | Allegheny Technologies Incorporated | 01741R102 | 3/11/2009 | 72,500 | |||
1.1 | Elect Director Diane C. Creel | Mgmt | For | For | |||
1.2 | Elect Director James E. Rohr | Mgmt | For | For | |||
1.3 | Elect Director Louis J. Thomas | Mgmt | For | For | |||
1.4 | Elect Director Barbara S. Jeremiah | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
11/14/08 EGM | Allied Waste Industries, Inc. | 19589308 | 10/6/2008 | 0 | |||
1 | Approve Merger Agreement | Mgmt | For | ||||
2 | Adjourn Meeting | Mgmt | For | ||||
06/22/09 AGM | Armstrong World Industries, Inc. | 04247X102 | 3/27/2009 | 135,000 | |||
1.1 | Elect Director Stan A. Askren | Mgmt | For | For | |||
1.2 | Elect Director Jon A. Boscia | Mgmt | For | For | |||
1.3 | Elect Director James J. Gaffney | Mgmt | For | Withhold | |||
1.4 | Elect Director Robert C. Garland | Mgmt | For | For | |||
1.5 | Elect Director Judith R. Haberkorn | Mgmt | For | Withhold | |||
1.6 | Elect Director Michael D. Lockhart | Mgmt | For | For | |||
1.7 | Elect Director James J. O'Connor | Mgmt | For | For | |||
1.8 | Elect Director Russell F. Peppet | Mgmt | For | Withhold | |||
1.9 | Elect Director Arthur J. Pergament | Mgmt | For | For | |||
1.10 | Elect Director John J. Roberts | Mgmt | For | For | |||
1.11 | Elect Director A. M. Sanders, Jr. | Mgmt | For | Withhold | |||
2 | Ratify Auditors | Mgmt | For | For | |||
05/02/09 AGM | Baldor Electric Co. | 57741100 | 3/16/2009 | 159,500 | |||
1.1 | Elect Director Merlin J. Augustine, Jr. | Mgmt | For | For | |||
1.2 | Elect Director John A. McFarland | Mgmt | For | For | |||
1.3 | Elect Director Robert L. Proost | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
4 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | |||
11/21/08 EGM | Barr Pharmaceuticals Inc | 68306109 | 10/10/2008 | 140,000 | |||
1 | Approve Merger Agreement | Mgmt | For | For | |||
2 | Adjourn Meeting | Mgmt | For | For | |||
04/23/09 AGM | Beckman Coulter, Inc. | 75811109 | 2/23/2009 | 72,500 | |||
1.1 | Elect Director Peter B. Dervan | Mgmt | For | For | |||
1.2 | Elect Director Scott Garrett | Mgmt | For | For | |||
1.3 | Elect Director Susan Nowakowski | Mgmt | For | For | |||
1.4 | Elect Director Glenn S. Schafer | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
04/29/09 AGM | Borg-Warner, Inc. | 99724106 | 3/2/2009 | 170,000 | |||
1.1 | Elect Director Phyllis O. Bonanno | Mgmt | For | Withhold | |||
1.2 | Elect Director Alexis P. Michas | Mgmt | For | For | |||
1.3 | Elect Director Richard O. Schaum | Mgmt | For | For | |||
1.4 | Elect Director Thomas T. Stallkamp | Mgmt | For | For | |||
1.5 | Elect Director Dennis C. Cuneo | Mgmt | For | For | |||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
05/28/09 AGM | Brown Shoe Company, Inc. | 115736100 | 4/3/2009 | 220,000 | |||
1.1 | Elect Director Mario L. Baeza | Mgmt | For | For | |||
1.2 | Elect Director Joseph L. Bower | Mgmt | For | For | |||
1.3 | Elect Director Julie C. Esrey | Mgmt | For | For | |||
1.4 | Elect Director Carla Hendra | Mgmt | For | For | |||
1.5 | Elect Director Michael F. Neidorff | Mgmt | For | For | |||
1.6 | Elect Director Harold B. Wright | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
11/19/08 AGM | CACI International, Inc. | 127190304 | 9/22/2008 | 11,700 | |||
1.1 | Elect Director Dan R. Bannister | Mgmt | For | For | |||
1.2 | Elect Director Paul M. Cofoni | Mgmt | For | For | |||
1.3 | Elect Director Gregory G. Johnson | Mgmt | For | For | |||
1.4 | Elect Director Richard L. Leatherwood | Mgmt | For | For | |||
1.5 | Elect Director J. Phillip London | Mgmt | For | For | |||
1.6 | Elect Director Michael J. Mancuso | Mgmt | For | For | |||
1.7 | Elect Director James L. Pavitt | Mgmt | For | For | |||
1.8 | Elect Director Warren R. Phillips | Mgmt | For | For | |||
1.9 | Elect Director Charles P. Revoile | Mgmt | For | For | |||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
3 | Adjourn Meeting | Mgmt | For | For | |||
4 | Ratify Auditors | Mgmt | For | For | |||
05/12/09 AGM | Cal Dive International, Inc. | 12802T101 | 3/27/2009 | 280,000 | |||
1.1 | Elect Director Quinn J. Hebert | Mgmt | For | For | |||
1.2 | Elect Director Todd A. Dittmann | Mgmt | For | For | |||
05/27/09 AGM | California Water Service Group | 130788102 | 3/31/2009 | 45,000 | |||
1.1 | Elect Director Douglas M. Brown | Mgmt | For | For | |||
1.2 | Elect Director Robert W. Foy | Mgmt | For | For | |||
1.3 | Elect Director Edwin A. Guiles | Mgmt | For | For | |||
1.4 | Elect Director Edward D. Harris, Jr., M.D. | Mgmt | For | For | |||
1.5 | Elect Director Bonnie G. Hill | Mgmt | For | For | |||
1.6 | Elect Director Richard P. Magnuson | Mgmt | For | For | |||
1.7 | Elect Director Linda R. Meier | Mgmt | For | For | |||
1.8 | Elect Director Peter C. Nelson | Mgmt | For | For | |||
1.9 | Elect Director George A. Vera | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
04/28/09 AGM | CEC Entertainment, Inc. | 125137109 | 3/2/2009 | 45,000 | |||
1.1 | Elect Director Richard M. Frank | Mgmt | For | For | |||
1.2 | Elect Director Tim T. Morris | Mgmt | For | For | |||
1.3 | Elect Director Louis P. Neeb | Mgmt | For | For | |||
2.0 | Amend Restricted Stock Plan | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
05/12/09 AGM | Cephalon, Inc. | 156708109 | 3/17/2009 | 47,500 | |||
1.1 | Elect Director Frank Baldino, Jr., Ph.D. | Mgmt | For | For | |||
1.2 | Elect Director William P. Egan | Mgmt | For | For | |||
1.3 | Elect Director Martyn D. Greenacre | Mgmt | For | For | |||
1.4 | Elect Director Vaughn M. Kailian | Mgmt | For | For | |||
1.5 | Elect Director Kevin E. Moley | Mgmt | For | For | |||
1.6 | Elect Director Charles A. Sanders, M.D. | Mgmt | For | For | |||
1.7 | Elect Director Gail R. Wilensky, Ph.D. | Mgmt | For | For | |||
1.8 | Elect Director Dennis L. Winger | Mgmt | For | For | |||
2 | Amend Stock Option Plan | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
04/08/09 AGM | Chattem, Inc. | 162456107 | 2/18/2009 | 33,700 | |||
1.1 | Elect Director Robert E. Bosworth | Mgmt | For | Withhold | |||
1.2 | Elect Director Gary D. Chazen | Mgmt | For | For | |||
1.3 | Elect Director Joey B. Hogan | Mgmt | For | For | |||
2 | Approve Omnibus Stock Plan | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
05/07/09 AGM | Chicago Bridge & Iron Co. | 167250109 | TNA | 3/13/2009 | 0 | ||
Meeting for ADR Holders | |||||||
1.1 | DIRECTOR PHILIP K. ASHERMAN | Mgmt | For | TNA | |||
1.2 | DIRECTOR L. RICHARD FLURY | Mgmt | For | TNA | |||
1.3 | DIRECTOR W. CRAIG KISSEL | Mgmt | For | TNA | |||
2 | TO AUTHORIZE PREPARATION OF OUR DUTCH STATUTORY ANNUAL ACCOUNTS AND ANNUAL REPORT OF OUR MANAGEMENT BOARD IN ENGLISH LANGUAGE. | Mgmt | For | TNA | |||
3 | TO DISCHARGE THE SOLE MEMBER OF OUR MANAGEMENT BOARD FROMLIABILITY IN RESPECT OF THE EXERCISE OF ITS DUTIES. | Mgmt | For | TNA | |||
4 | TO DISCHARGE THE MEMBERS OF THE SUPERVISORY BOARD FROM LIABILITYIN RESPECT OF THE EXERCISE OF THEIR DUTIES. | Mgmt | For | TNA | |||
5 | TO APPROVE THE FINAL DIVIDEND IN AN AMOUNT OF $0.16 PER SHARE. | Mgmt | For | TNA | |||
6 | APPROVE EXTENSION OF AUTHORITY OF OUR MANAGEMENT BOARD TO REPURCHASE UP TO 10% OF ISSUED SHARE CAPITAL OF THE COMPANY. | Mgmt | For | TNA | |||
7 | TO APPOINT ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2009. | Mgmt | For | TNA | |||
8 | AMEND ARTICLES OF ASSOCIATION TO PROVIDE THAT MANDATORYRETIREMENT DATE OF DIRECTORS WHO ATTAIN AGE OF SEVENTY-TWO WILLBE THE DAY ON WHICH ANNUAL MEETING IS HELD. | Mgmt | For | TNA | |||
9 | TO APPROVE THE AMENDMENT OF THE 2008 LONG-TERM INCENTIVE PLAN. | Mgmt | For | TNA | |||
10 | TO APPROVE THE AMENDMENT OF THE CHICAGO BRIDGE & IRON 2001 EMPLOYEE STOCK PURCHASE PLAN. | Mgmt | For | TNA | |||
11 | APPROVE EXTENSION OF AUTHORITY OF SUPERVISORY BOARD TO ISSUE AND/OR GRANT RIGHTS TO ACQUIRE SHARES, NEVER TO EXCEED NUMBER OF AUTHORIZED BUT UNISSUED SHARES. | Mgmt | For | TNA | |||
12 | RECEIVE EXPLANATION ON COMPANY'S RESERVES AND DIVIDEND POLICY | ||||||
05/13/09 AGM | Cinemark Holdings Inc. | 17243V102 | 3/20/2009 | 159,000 | |||
1.1 | Elect Director Vahe A. Dombalagian | Mgmt | For | For | |||
1.2 | Elect Director Peter R. Ezersky | Mgmt | For | For | |||
1.3 | Elect Director Carlos M. Sepulveda | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
05/27/09 AGM | City National Corp. | 178566105 | 3/30/2009 | 40,000 | |||
1.1 | Elect Director Kenneth L. Coleman | Mgmt | For | For | |||
1.2 | Elect Director Peter M. Thomas | Mgmt | For | For | |||
1.3 | Elect Director Bruce Rosenblum | Mgmt | For | For | |||
1.4 | Elect Director Christopher J. Warmuth | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | Against | |||
4 | Declassify the Board of Directors | ShrHoldr | Against | For | |||
10/30/08 AGM | Coach, Inc. | 189754104 | 9/3/2008 | 150,000 | |||
1.1 | Elect Director Lew Frankfort | Mgmt | For | For | |||
1.2 | Elect Director Susan Kropf | Mgmt | For | For | |||
1.3 | Elect Director Gary Loveman | Mgmt | For | For | |||
1.4 | Elect Director Ivan Menezes | Mgmt | For | For | |||
1.5 | Elect Director Irene Miller | Mgmt | For | For | |||
1.6 | Elect Director Keith Monda | Mgmt | For | For | |||
1.7 | Elect Director Michael Murphy | Mgmt | For | For | |||
1.8 | Elect Director Jide Zeitlin | Mgmt | For | For | |||
2 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | |||
06/04/09 AGM | Cubist Pharmaceuticals, Inc. | 229678107 | 4/9/2009 | 90,000 | |||
1.1 | Elect Director Kenneth Bate | Mgmt | For | For | |||
1.2 | Elect Director Nancy Hutson | Mgmt | For | For | |||
1.3 | Elect Director Martin Soeters | Mgmt | For | For | |||
2 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | |||
3 | Amend Non-Employee Director Omnibus Stock Plan | Mgmt | For | For | |||
4 | Ratify Auditors | Mgmt | For | For | |||
05/21/09 AGM | Dean Foods Company | 242370104 | 3/25/2009 | 280,500 | |||
1.1 | Elect Director Janet Hill | Mgmt | For | For | |||
1.2 | Elect Director Hector M. Nevares | Mgmt | For | For | |||
2 | Amend Omnibus Stock Plan | Mgmt | For | Against | |||
3 | Ratify Auditors | Mgmt | For | For | |||
05/12/09 AGM | Dentsply International, Inc. | 249030107 | 3/16/2009 | 185,000 | |||
1.1 | Elect Director Wendy L Dixon | Mgmt | For | For | |||
1.2 | Elect Director Leslie A. Jones | Mgmt | For | For | |||
1.3 | Elect Director Bret W. Wise | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
04/21/09 AGM | Discover Financial Services | 254709108 | 2/23/2009 | 130,000 | |||
1.1 | Elect Director Jeffrey S. Aronin | Mgmt | For | For | |||
1.2 | Elect Director Mary K. Bush | Mgmt | For | For | |||
1.3 | Elect Director Gregory C. Case | Mgmt | For | For | |||
1.4 | Elect Director Robert M. Devlin | Mgmt | For | For | |||
1.5 | Elect Director Cynthia A. Glassman | Mgmt | For | For | |||
1.6 | Elect Director Richard H. Lenny | Mgmt | For | For | |||
1.7 | Elect Director Thomas G. Maheras | Mgmt | For | For | |||
1.8 | Elect Director Michael H. Moskow | Mgmt | For | For | |||
1.9 | Elect Director David W. Nelms | Mgmt | For | For | |||
1.10 | Elect Director E. Follin Smith | Mgmt | For | For | |||
1.11 | Elect Director Lawrence A.Weinbach | Mgmt | For | For | |||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
06/11/09 AGM | Douglas Emmett, Inc. | 25960P109 | 4/13/2009 | 150,000 | |||
1.1 | Elect Director Dan A. Emmett | Mgmt | For | For | |||
1.2 | Elect Director Jordan L. Kaplan | Mgmt | For | For | |||
1.3 | Elect Director Kenneth M. Panzer | Mgmt | For | For | |||
1.4 | Elect Director Leslie E. Bider | Mgmt | For | For | |||
1.5 | Elect Director Victor J. Coleman | Mgmt | For | For | |||
1.6 | Elect Director Ghebre S. Mehreteab | Mgmt | For | For | |||
1.7 | Elect Director Thomas E. O'Hern | Mgmt | For | For | |||
1.8 | Elect Director Dr. Andrea Rich | Mgmt | For | For | |||
1.9 | Elect Director William Wilson III | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
06/10/09 AGM | DreamWorks Animation SKG, Inc. | 26153C103 | 4/20/2009 | 90,000 | |||
1.1 | Elect Director Jeffrey Katzenberg | Mgmt | For | Withhold | |||
1.2 | Elect Director Roger A. Enrico | Mgmt | For | For | |||
1.3 | Elect Director Lewis Coleman | Mgmt | For | For | |||
1.4 | Elect Director Harry Brittenham | Mgmt | For | For | |||
1.5 | Elect Director Thomas Freston | Mgmt | For | For | |||
1.6 | Elect Director Judson C. Green | Mgmt | For | For | |||
1.7 | Elect Director Mellody Hobson | Mgmt | For | For | |||
1.8 | Elect Director Michael Montgomery | Mgmt | For | For | |||
1.9 | Elect Director Nathan Myhrvold | Mgmt | For | For | |||
1.10 | Elect Director Richard Sherman | Mgmt | For | For | |||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
06/19/09 AGM | Electronics For Imaging, Inc. | 286082102 | 5/19/2009 | 90,000 | |||
1.1 | Elect Director Gill Cogan | Mgmt | For | For | |||
1.2 | Elect Director Guy Gecht | Mgmt | For | For | |||
1.3 | Elect Director Thomas Georgens | Mgmt | For | For | |||
1.4 | Elect Director James S. Greene | Mgmt | For | For | |||
1.5 | Elect Director Richard A. Kashnow | Mgmt | For | For | |||
1.6 | Elect Director Dan Maydan | Mgmt | For | For | |||
1.7 | Elect Director Fred Rosenzweig | Mgmt | For | For | |||
2 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | |||
3 | Amend Omnibus Stock Plan | Mgmt | For | Against | |||
4 | Approve Stock Option Exchange Program | Mgmt | For | Against | |||
5 | Approve Stock Option Exchange Program | Mgmt | For | Against | |||
6 | Ratify Auditors | Mgmt | For | For | |||
04/29/09 AGM | EOG Resources, Inc. | 26875P101 | 3/5/2009 | 47,500 | |||
1.1 | Elect Director George A. Alcorn | Mgmt | For | For | |||
1.2 | Elect Director Charles R. Crisp | Mgmt | For | For | |||
1.3 | Elect Director James C. Day | Mgmt | For | For | |||
1.4 | Elect Director Mark G. Papa | Mgmt | For | For | |||
1.5 | Elect Director H. Leighton Steward | Mgmt | For | For | |||
1.6 | Elect Director Donald F. Textor | Mgmt | For | For | |||
1.7 | Elect Director Frank G. Wisner | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
04/22/09 AGM | EQT Corp | 26884L109 | 2/13/2009 | 100,000 | |||
1.1 | Elect Director Philip G. Behrman | Mgmt | For | For | |||
1.2 | Elect Director A. Bray Cary, Jr. | Mgmt | For | For | |||
1.3 | Elect Director Barbara S. Jeremiah | Mgmt | For | For | |||
1.4 | Elect Director Lee T. Todd, Jr. | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Approve Omnibus Stock Plan | Mgmt | For | For | |||
4 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For | For | |||
03/04/09 AGM | Esterline Technologies Corp. | 297425100 | 1/6/2009 | 130,200 | |||
1.1 | Elect Director Lewis E. Burns | Mgmt | For | For | |||
1.2 | Elect Director Robert S. Cline | Mgmt | For | For | |||
1.3 | Elect Director Jerry D. Leitman | Mgmt | For | For | |||
1.4 | Elect Director Paul V. Haack | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
05/06/09 AGM | Federal Realty Investment Trust | 313747206 | 3/19/2009 | 32,500 | |||
1 | Elect Trustee Gail P. Steinel | Mgmt | For | For | |||
2 | Elect Trustee Joseph S. Vassalluzzo | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
4 | Declassify the Board of Trustees | Mgmt | For | For | |||
5 | Amend Shareholder Rights Plan (Poison Pill) | Mgmt | For | For | |||
05/20/09 AGM | Fiserv, Inc. | 337738108 | 3/27/2009 | 95,000 | |||
1.1 | Elect Director D. P. Kearney | Mgmt | For | For | |||
1.2 | Elect Director P. J. Kight | Mgmt | For | For | |||
1.3 | Elect Director J. W. Yabuki | Mgmt | For | For | |||
2 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
06/11/09 AGM | Freeport-McMoRan Copper & Gold Inc. | 35671D857 | 4/14/2009 | 44,000 | |||
1.1 | Elect Director Richard C. Adkerson | Mgmt | For | For | |||
1.2 | Elect Director Robert J. Allison, Jr. | Mgmt | For | For | |||
1.3 | Elect Director Robert A. Day | Mgmt | For | For | |||
1.4 | Elect Director Gerald J. Ford | Mgmt | For | For | |||
1.5 | Elect Director H. Devon Graham, Jr. | Mgmt | For | For | |||
1.6 | Elect Director J. Bennett Johnston | Mgmt | For | For | |||
1.7 | Elect Director Charles C. Krulak | Mgmt | For | For | |||
1.8 | Elect Director Bobby Lee Lackey | Mgmt | For | For | |||
1.9 | Elect Director Jon C. Madonna | Mgmt | For | For | |||
1.10 | Elect Director Dustan E. McCoy | Mgmt | For | For | |||
1.11 | Elect Director Gabrielle K. McDonald | Mgmt | For | For | |||
1.12 | Elect Director James R. Moffett | Mgmt | For | For | |||
1.13 | Elect Director B.M. Rankin, Jr. | Mgmt | For | For | |||
1.14 | Elect Director J. Stapleton Roy | Mgmt | For | For | |||
1.15 | Elect Director Stephen H. Siegele | Mgmt | For | For | |||
1.16 | Elect Director J. Taylor Wharton | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | |||
4 | Request Director Nominee Environmental Qualifications | ShrHoldr | Against | For | |||
05/14/09 AGM | Frontier Communications Corp. | 35906A108 | 3/18/2009 | 250,000 | |||
1.1 | Elect Director Kathleen Q. Abernathy | Mgmt | For | For | |||
1.2 | Elect Director Leroy T. Barnes, Jr. | Mgmt | For | For | |||
1.3 | Elect Director Peter C.B. Bynoe | Mgmt | For | For | |||
1.4 | Elect Director Michael T. Dugan | Mgmt | For | For | |||
1.5 | Elect Director Jeri B. Finard | Mgmt | For | For | |||
1.6 | Elect Director Lawton Wehle Fitt | Mgmt | For | For | |||
1.7 | Elect Director William M. Kraus | Mgmt | For | For | |||
1.8 | Elect Director Howard L. Schrott | Mgmt | For | For | |||
1.9 | Elect Director Larraine D. Segil | Mgmt | For | For | |||
1.10 | Elect Director David H. Ward | Mgmt | For | For | |||
1.11 | Elect Director Myron A. Wick, III | Mgmt | For | For | |||
1.12 | Elect Director Mary Agnes Wilderotter | Mgmt | For | For | |||
2 | Approve Omnibus Stock Plan | Mgmt | For | For | |||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
4 | Ratify Auditors | Mgmt | For | For | |||
05/06/09 AGM | Gilead Sciences, Inc. | 375558103 | 3/9/2009 | 57,500 | |||
1.1 | Elect Director Paul Berg | Mgmt | For | For | |||
1.2 | Elect Director John F. Cogan | Mgmt | For | For | |||
1.3 | Elect Director Etienne F. Davignon | Mgmt | For | For | |||
1.4 | Elect Director James M. Denny | Mgmt | For | For | |||
1.5 | Elect Director Carla A. Hills | Mgmt | For | For | |||
1.6 | Elect Director John W. Madigan | Mgmt | For | For | |||
1.7 | Elect Director John C. Martin | Mgmt | For | For | |||
1.8 | Elect Director Gordon E. Moore | Mgmt | For | For | |||
1.9 | Elect Director Nicholas G. Moore | Mgmt | For | For | |||
1.10 | Elect Director Richard J. Whitley | Mgmt | For | For | |||
1.11 | Elect Director Gayle E. Wilson | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
10/24/08 AGM | Harris Corp. | 413875105 | 8/29/2008 | 145,000 | |||
1 | Elect Director Lewis Hay III | Mgmt | For | For | |||
2 | Elect Director Karen Katen | Mgmt | For | For | |||
3 | Elect Director Stephen P. Kaufman | Mgmt | For | For | |||
4 | Elect Director Hansel E. Tookes II | Mgmt | For | For | |||
5 | Ratify Auditors | Mgmt | For | For | |||
6 | Increase Authorized Common Stock | Mgmt | For | For | |||
7 | Declassify the Board of Directors | Mgmt | For | For | |||
04/28/09 AGM | Harsco Corp. | 415864107 | 3/3/2009 | 86,000 | |||
1.1 | Elect Director G.D.H. Butler | Mgmt | For | For | |||
1.2 | Elect Director K.G. Eddy | Mgmt | For | For | |||
1.3 | Elect Director S.D. Fazzolari | Mgmt | For | For | |||
1.4 | Elect Director S. E. Graham | Mgmt | For | For | |||
1.5 | Elect Director T.D. Growcock | Mgmt | For | For | |||
1.6 | Elect Director H. W. Knueppel | Mgmt | For | For | |||
1.7 | Elect Director D.H. Pierce | Mgmt | For | For | |||
1.9 | Elect Director J.I. Scheiner | Mgmt | For | For | |||
1.10 | Elect Director A.J. Sordoni, III | Mgmt | For | For | |||
1.11 | Elect Director R.C. Wilburn | Mgmt | For | For | |||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
04/23/09 AGM | HCP Inc. | 40414L109 | 3/3/2009 | 115,000 | |||
1.1 | Elect Director Robert R. Fanning, Jr. | Mgmt | For | For | |||
1.2 | Elect Director James F. Flaherty III | Mgmt | For | For | |||
1.3 | Elect Director Christine N. Garvey | Mgmt | For | For | |||
1.4 | Elect Director David B. Henry | Mgmt | For | For | |||
1.5 | Elect Director Lauralee E. Martin | Mgmt | For | For | |||
1.6 | Elect Director Michael D. McKee | Mgmt | For | For | |||
1.7 | Elect Director Harold M. Messmer, Jr. | Mgmt | For | For | |||
1.8 | Elect Director Peter L. Rhein | Mgmt | For | For | |||
1.9 | Elect Director Kenneth B. Roath | Mgmt | For | For | |||
1.10 | Elect Director Richard M. Rosenberg | Mgmt | For | For | |||
1.11 | Elect Director Joseph P. Sullivan | Mgmt | For | For | |||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
05/06/09 AGM | Hess Corporation | 42809H107 | 3/16/2009 | 43,000 | |||
1.1 | Elect Director J.B. Hess | Mgmt | For | For | |||
1.2 | Elect Director S.W. Bodman | Mgmt | For | For | |||
1.3 | Elect Director R. Lavizzo-Mourey | Mgmt | For | For | |||
1.4 | Elect Director C.G. Matthews | Mgmt | For | For | |||
1.5 | Elect Director E.H. von Metzsch | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
04/07/09 AGM | IDEX Corp. | 45167R104 | 2/20/2009 | 170,000 | |||
1.1 | Elect Director William M. Cook | Mgmt | For | For | |||
1.2 | Elect Director Frank S. Hermance | Mgmt | For | For | |||
1.3 | Elect Director Michael T. Tokarz | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
12/16/08 AGM | Intuit Inc. | 461202103 | 10/21/2008 | 210,000 | |||
1.1 | Elect Director Stephen M. Bennett | Mgmt | For | For | |||
1.2 | Elect Director Christopher W. Brody | Mgmt | For | For | |||
1.3 | Elect Director William V. Campbell | Mgmt | For | For | |||
1.4 | Elect Director Scott D. Cook | Mgmt | For | For | |||
1.5 | Elect Director Diane B. Greene | Mgmt | For | Withhold | |||
1.6 | Elect Director Michael R. Hallman | Mgmt | For | For | |||
1.7 | Elect Director Edward A. Kangas | Mgmt | For | For | |||
1.8 | Elect Director Suzanne Nora Johnson | Mgmt | For | For | |||
1.9 | Elect Director Dennis D. Powell | Mgmt | For | For | |||
1.10 | Elect Director Stratton D. Sclavos | Mgmt | For | For | |||
1.11 | Elect Director Brad D. Smith | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
04/30/09 AGM | J. B. Hunt Transport Services, Inc. | 445658107 | 2/20/2009 | 115,000 | |||
1.1 | Elect Director Sharilyn S. Casaway | Mgmt | For | For | |||
1.2 | Elect Director Coleman H. Peterson | Mgmt | For | For | |||
1.3 | Elect Director James L. Robo | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
02/13/09 AGM | Jack In the Box Inc. | 466367109 | 12/19/2008 | 166,000 | |||
1.1 | Elect Director Michael E. Alpert | Mgmt | For | For | |||
1.2 | Elect Director David L. Goebel | Mgmt | For | For | |||
1.3 | Elect Director Anne B. Gust | Mgmt | For | For | |||
1.4 | Elect Director Murray H. Hutchison | Mgmt | For | For | |||
1.5 | Elect Director Linda A. Lang | Mgmt | For | For | |||
1.6 | Elect Director Michael W. Murphy | Mgmt | For | For | |||
1.7 | Elect Director David M. Tehle | Mgmt | For | For | |||
1.8 | Elect Director Winifred M. Webb | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
05/06/09 AGM | Laboratory Corporation of America Holdings | 50540R409 | 3/13/2009 | 67,500 | |||
1 | Elect Director Thomas P. Mac Mahon | Mgmt | For | For | |||
2 | Elect Director Kerrii B. Anderson | Mgmt | For | For | |||
3 | Elect Director Jean-Luc Belingard | Mgmt | For | Against | |||
4 | Elect Director David P. King | Mgmt | For | For | |||
5 | Elect Director Wendy E. Lane | Mgmt | For | For | |||
6 | Elect Director Robert E. Mittelstaedt, Jr. | Mgmt | For | For | |||
7 | Elect Director Arthur H. Rubenstein | Mgmt | For | For | |||
8 | Elect Director M. Keith Weikel | Mgmt | For | For | |||
9 | Elect Director R. Sanders Williams | Mgmt | For | For | |||
10 | Ratify Auditors | Mgmt | For | For | |||
04/28/09 AGM | LAZARD LTD | G54050102 | 3/6/2009 | 175,000 | |||
1.1 | Elect Steven J. Heyer as Director | Mgmt | For | For | |||
1.2 | Elect Sylvia Jay as Director | Mgmt | For | For | |||
1.3 | Elect Vernon E. Jordan Jr. as Director | Mgmt | For | For | |||
2 | Ratify Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | |||
07/15/08 EGM | Macrovision Solutions Corp. | 55611C108 | 6/9/2008 | 235,000 | |||
1 | Approve Omnibus Stock Plan | Mgmt | For | For | |||
2 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For | For | |||
07/23/08 AGM | McKesson Corporation | 58155Q103 | 5/30/2008 | 100,000 | |||
1 | Elect Director Andy D. Bryant | Mgmt | For | For | |||
2 | Elect Director Wayne A. Budd | Mgmt | For | For | |||
3 | Elect Director John H. Hammergren | Mgmt | For | For | |||
4 | Elect Director Alton F. Irby III | Mgmt | For | For | |||
5 | Elect Director M. Christine Jacobs | Mgmt | For | For | |||
6 | Elect Director Marie L. Knowles | Mgmt | For | For | |||
7 | Elect Director David M. Lawrence | Mgmt | For | For | |||
8 | Elect Director Edward A. Mueller | Mgmt | For | For | |||
9 | Elect Director James V. Napier | Mgmt | For | For | |||
10 | Elect Director Jane E. Shaw | Mgmt | For | For | |||
11 | Ratify Auditors | Mgmt | For | For | |||
04/30/09 AGM | Mettler-Toledo International Inc. | 592688105 | 3/2/2009 | 65,000 | |||
1.1 | Elect Director Robert F. Spoerry | Mgmt | For | For | |||
1.2 | Elect Director Wah-Hui Chu | Mgmt | For | For | |||
1.3 | Elect Director Francis A. Contino | Mgmt | For | For | |||
1.4 | Elect Director Olivier A. Filliol | Mgmt | For | For | |||
1.5 | Elect Director Michael A. Kelly | Mgmt | For | For | |||
1.6 | Elect Director Hans Ulrich Maerki | Mgmt | For | For | |||
1.7 | Elect Director George M. Milne | Mgmt | For | For | |||
1.8 | Elect Director Thomas P. Salice | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
06/24/09 AGM | Mobile Mini, Inc. | 60740F105 | 4/27/2009 | 255,000 | |||
1.1 | Elect Director Stephen A Mcconnell | Mgmt | For | For | |||
1.2 | Elect Director Jeffrey S. Goble | Mgmt | For | For | |||
1.3 | Elect Director Michael E. Donovan | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Amend Omnibus Stock Plan | Mgmt | For | Against | |||
05/19/09 AGM | Morgans Hotel Group Company | 61748W108 | 3/27/2009 | 295,000 | |||
1.1 | Elect Director Deepak Chopra | Mgmt | For | Withhold | |||
1.2 | Elect Director Robert Friedman | Mgmt | For | Withhold | |||
1.3 | Elect Director Jeffrey M. Gault | Mgmt | For | Withhold | |||
1.4 | Elect Director Marc Gordon | Mgmt | For | Withhold | |||
1.5 | Elect Director David T. Hamamoto | Mgmt | For | Withhold | |||
1.6 | Elect Director Thomas L. Harrison | Mgmt | For | Withhold | |||
1.7 | Elect Director Fred J. Kleisner | Mgmt | For | Withhold | |||
1.8 | Elect Director Edwin L. Knetzger, III | Mgmt | For | Withhold | |||
1.9 | Elect Director Michael D. Malone | Mgmt | For | Withhold | |||
1.10 | Elect Director David J. Moore | Mgmt | For | Withhold | |||
2 | Ratify Auditors | Mgmt | For | For | |||
05/13/09 AGM | National Oilwell Varco, Inc. | 637071101 | 3/23/2009 | 110,000 | |||
1.1 | Elect Director Merrill A. Miller, Jr. | Mgmt | For | For | |||
1.2 | Elect Director Greg L. Armstrong | Mgmt | For | For | |||
1.3 | Elect Director David D. Harrison | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
04/20/09 AGM | NewAlliance Bancshares, Inc. | 650203102 | 3/9/2009 | 220,000 | |||
1.1 | Elect Director Robert J. Lyons, Jr. | Mgmt | For | For | |||
1.2 | Elect Director Eric A. Marziali | Mgmt | For | For | |||
1.3 | Elect Director Julia M. McNamara | Mgmt | For | For | |||
1.4 | Elect Director Peyton R. Patterson | Mgmt | For | For | |||
1.5 | Elect Director Gerald B. Rosenberg | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Other Business | Mgmt | For | Against | |||
05/19/09 AGM | Nordstrom, Inc. | 655664100 | 3/11/2009 | 50,000 | |||
1 | Elect Director Phyllis J. Campbell | Mgmt | For | For | |||
2 | Elect Director Enrique Hernandez, Jr. | Mgmt | For | For | |||
3 | Elect Director Robert G. Miller | Mgmt | For | For | |||
4 | Elect Director Blake W. Nordstrom | Mgmt | For | For | |||
5 | Elect Director Erik B. Nordstrom | Mgmt | For | For | |||
6 | Elect Director Peter E. Nordstrom | Mgmt | For | For | |||
7 | Elect Director Philip G. Satre | Mgmt | For | For | |||
8 | Elect Director Robert D. Walter | Mgmt | For | For | |||
9 | Elect Director Alison A. Winter | Mgmt | For | For | |||
10 | Ratify Auditors | Mgmt | For | For | |||
11 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | |||
05/05/09 AGM | NTELOS Holdings Corp | 67020Q107 | 3/9/2009 | 190,000 | |||
1.1 | Elect Director Timothy G. Biltz | Mgmt | For | For | |||
1.2 | Elect Director Daniel Fine | Mgmt | For | For | |||
1.3 | Elect Director Daniel J. Heneghan | Mgmt | For | For | |||
1.4 | Elect Director Eric B. Hertz | Mgmt | For | For | |||
1.5 | Elect Director Michael Huber | Mgmt | For | For | |||
1.6 | Elect Director Julia B. North | Mgmt | For | For | |||
1.7 | Elect Director Jerry E. Vaughn | Mgmt | For | For | |||
1.8 | Elect Director James S. Quarforth | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
05/18/09 AGM | Nu Skin Enterprises Inc. | 67018T105 | 3/31/2009 | 358,000 | |||
1.1 | Elect Director Nevin N. Andersen | Mgmt | For | For | |||
1.2 | Elect Director Daniel W. Campbell | Mgmt | For | For | |||
1.3 | Elect Director E.J. "Jake" Garn | Mgmt | For | Withhold | |||
1.4 | Elect Director M. Truman Hunt | Mgmt | For | For | |||
1.5 | Elect Director Andrew D. Lipman | Mgmt | For | Withhold | |||
1.6 | Elect Director Steven J. Lund | Mgmt | For | For | |||
1.7 | Elect Director Patricia A. Negron | Mgmt | For | Withhold | |||
1.8 | Elect Director Thomas R. Pisano | Mgmt | For | For | |||
1.9 | Elect Director Blake M. Roney | Mgmt | For | For | |||
1.10 | Elect Director Sandra N. Tillotson | Mgmt | For | For | |||
1.11 | Elect Director David D. Ussery | Mgmt | For | Withhold | |||
2 | Ratify Auditors | Mgmt | For | For | |||
12/09/08 MIX | Open Text Corp. | 683715106 | 11/3/2008 | 80,000 | |||
1.1 | Elect as Director - P Thomas Jenkins | Mgmt | For | For | |||
1.2 | Elect as Director - John Shackleton | Mgmt | For | For | |||
1.3 | Elect as Director - H Garfield Emerson | Mgmt | For | For | |||
1.4 | Elect as Director - Randy Fowlie | Mgmt | For | For | |||
1.5 | Elect as Director - Gail Hamilton | Mgmt | For | For | |||
1.6 | Elect as Director - Brian Jackman | Mgmt | For | For | |||
1.7 | Elect as Director - Stephen J Sadler | Mgmt | For | For | |||
1.8 | Elect as Director - Michael Slaunwhite | Mgmt | For | For | |||
1.9 | Elect as Director - Katharine B Stevenson | Mgmt | For | For | |||
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | |||
3 | Approve Stock Option Plan | Mgmt | For | For | |||
03/04/09 AGM | Parametric Technology Corp. | 699173209 | 1/5/2009 | 85,000 | |||
1.1 | Elect Director Donald K. Grierson | Mgmt | For | For | |||
1.2 | Elect Director James E. Heppelmann | Mgmt | For | For | |||
1.3 | Elect Director Oscar B. Marx, III | Mgmt | For | For | |||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
05/05/09 AGM | Philip Morris International Inc. | 718172109 | 3/10/2009 | 85,500 | |||
1.1 | Elect Director Harold Brown | Mgmt | For | For | |||
1.2 | Elect Director Mathis Cabiallavetta | Mgmt | For | For | |||
1.3 | Elect Director Louis C. Camilleri | Mgmt | For | For | |||
1.4 | Elect Director J. Dudley Fishburn | Mgmt | For | For | |||
1.5 | Elect Director Graham Mackay | Mgmt | For | For | |||
1.6 | Elect Director Sergio Marchionne | Mgmt | For | Against | |||
1.7 | Elect Director Lucio A. Noto | Mgmt | For | For | |||
1.8 | Elect Director Carlos Slim Helu | Mgmt | For | For | |||
1.9 | Elect Director Stephen M. Wolf | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
05/07/09 AGM | Plains Exploration & Production Co | 726505100 | 3/23/2009 | 125,000 | |||
1.1 | Elect Director James C. Flores | Mgmt | For | For | |||
1.2 | Elect Director Isaac Arnold, Jr. | Mgmt | For | For | |||
1.3 | Elect Director Alan R. Buckwalter, III | Mgmt | For | For | |||
1.4 | Elect Director Jerry L. Dees | Mgmt | For | Withhold | |||
1.5 | Elect Director Tom H. Delimitros | Mgmt | For | Withhold | |||
1.6 | Elect Director Thomas A. Fry, III | Mgmt | For | For | |||
1.7 | Elect Director Robert L. Gerry, III | Mgmt | For | For | |||
1.8 | Elect Director Charles G. Groat | Mgmt | For | For | |||
1.9 | Elect Director John H. Lollar | Mgmt | For | Withhold | |||
2 | Ratify Auditors | Mgmt | For | For | |||
08/07/08 AGM | Polo Ralph Lauren Corp. | 731572103 | 6/23/2008 | 65,000 | |||
1.1 | Elect Frank A. Bennack, Jr. | Mgmt | For | For | |||
1.2 | Elect Joel L. Fleishman | Mgmt | For | For | |||
1.3 | Elect Terry S. Semel | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
05/13/09 AGM | Portland General Electric Co. | 736508847 | 3/6/2009 | 160,200 | |||
1.1 | Elect Director John W. Ballantine | Mgmt | For | For | |||
1.2 | Elect Director Rodney L. Brown, Jr. | Mgmt | For | For | |||
1.3 | Elect Director David A. Dietzler | Mgmt | For | For | |||
1.4 | Elect Director Peggy Y. Fowler | Mgmt | For | For | |||
1.5 | Elect Director Mark B. Ganz | Mgmt | For | For | |||
1.6 | Elect Director Corbin A. McNeill, Jr. | Mgmt | For | For | |||
1.7 | Elect Director Neil J. Nelson | Mgmt | For | For | |||
1.8 | Elect Director M. Lee Pelton | Mgmt | For | For | |||
1.9 | Elect Director James J. Piro | Mgmt | For | For | |||
1.10 | Elect Director Robert T. F. Reid | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Increase Authorized Common Stock | Mgmt | For | For | |||
04/28/09 AGM | Praxair, Inc. | 74005P104 | 3/2/2009 | 40,000 | |||
1.1 | Elect Director Stephen F. Angel | Mgmt | For | For | |||
1.2 | Elect Director Nance K. Dicciani | Mgmt | For | For | |||
1.3 | Elect Director Edward G. Galante | Mgmt | For | For | |||
1.4 | Elect Director Claire W. Gargalli | Mgmt | For | For | |||
1.5 | Elect Director Ira D. Hall | Mgmt | For | For | |||
1.6 | Elect Director Raymond W. LeBoeuf | Mgmt | For | For | |||
1.7 | Elect Director Larry D. McVay | Mgmt | For | For | |||
1.8 | Elect Director Wayne T. Smith | Mgmt | For | For | |||
1.9 | Elect Director H. Mitchell Watson, Jr. | Mgmt | For | For | |||
1.10 | Elect Director Robert L. Wood | Mgmt | For | For | |||
2 | Approve Omnibus Stock Plan | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
08/12/08 AGM | Precision Castparts Corp. | 740189105 | 6/19/2008 | 25,000 | |||
1.1 | Elect Director Don R. Graber | Mgmt | For | For | |||
1.2 | Elect Director Lester L. Lyles | Mgmt | For | For | |||
2 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For | For | |||
3 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
4 | Ratify Auditors | Mgmt | For | For | |||
05/04/09 AGM | Protective Life Corp. | 743674103 | 3/9/2009 | 105,000 | |||
1.1 | Elect Director James S. M. French | Mgmt | For | For | |||
1.2 | Elect Director Thomas L. Hamby | Mgmt | For | For | |||
1.3 | Elect Director John D. Johns | Mgmt | For | For | |||
1.4 | Elect Director Vanessa Leonard | Mgmt | For | For | |||
1.5 | Elect Director Charles D. McCrary | Mgmt | For | For | |||
1.6 | Elect Director John J. McMahon, Jr. | Mgmt | For | For | |||
1.7 | Elect Director Malcolm Portera | Mgmt | For | For | |||
1.8 | Elect Director C. Dowd Ritter | Mgmt | For | For | |||
1.9 | Elect Director William A. Terry | Mgmt | For | For | |||
1.10 | Elect Director W. Michael Warren, Jr. | Mgmt | For | For | |||
1.11 | Elect Director Vanessa Wilson | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
05/19/09 AGM | Psychiatric Solutions, Inc. | 74439H108 | 3/26/2009 | 177,800 | |||
1.1 | Elect Director Christopher Grant, Jr. | Mgmt | For | For | |||
1.2 | Elect Director David M. Dill | Mgmt | For | For | |||
2 | Amend Non-Employee Director Omnibus Stock Plan | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
05/28/09 AGM | Red Robin Gourmet Burgers Inc | 75689M101 | 4/6/2009 | 165,000 | |||
1.1 | Elect Director J. Taylor Simonton | Mgmt | For | Withhold | |||
1.2 | Elect Director James T. Rothe | Mgmt | For | Withhold | |||
1.3 | Elect Director Richard J. Howell | Mgmt | For | Withhold | |||
2 | Ratify Auditors | Mgmt | For | For | |||
05/14/09 AGM | Republic Services, Inc. | 760759100 | 3/16/2009 | 45,000 | |||
1.1 | Elect Director James E. O'Connor | Mgmt | For | For | |||
1.2 | Elect Director John W. Croghan | Mgmt | For | For | |||
1.3 | Elect Director James W. Crownover | Mgmt | For | For | |||
1.4 | Elect Director William J. Flynn | Mgmt | For | For | |||
1.5 | Elect Director David I. Foley | Mgmt | For | For | |||
1.6 | Elect Director Nolan Lehmann | Mgmt | For | For | |||
1.7 | Elect Director W. Lee Nutter | Mgmt | For | For | |||
1.8 | Elect Director Ramon A. Rodriguez | Mgmt | For | For | |||
1.9 | Elect Director Allan C. Sorensen | Mgmt | For | For | |||
1.10 | Elect Director John M. Trani | Mgmt | For | For | |||
1.11 | Elect Director Michael W. Wickham | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | |||
4 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For | For | |||
06/03/09 AGM | Roper Industries, Inc. | 776696106 | 4/6/2009 | 40,000 | |||
1.1 | Elect Director Robert D. Johnson | Mgmt | For | For | |||
1.2 | Elect Director Robert E. Knowling, Jr. | Mgmt | For | For | |||
1.3 | Elect Director Wilbur J. Prezzano | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
05/13/09 AGM | Safeway Inc. | 786514208 | 3/16/2009 | 190,000 | |||
1.1 | Elect Director Steven A. Burd | Mgmt | For | For | |||
1.2 | Elect Director Janet E. Grove | Mgmt | For | For | |||
1.3 | Elect Director Mohan Gyani | Mgmt | For | For | |||
1.4 | Elect Director Paul Hazen | Mgmt | For | For | |||
1.5 | Elect Director Frank C. Herringer | Mgmt | For | For | |||
1.6 | Elect Director Robert I. MacDonnell | Mgmt | For | For | |||
1.7 | Elect Director Kenneth W. Oder | Mgmt | For | For | |||
1.8 | Elect Director Rebecca A. Stirn | Mgmt | For | For | |||
1.9 | Elect Director William Y. Tauscher | Mgmt | For | For | |||
1.10 | Elect Director Raymond G. Viault | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Provide for Cumulative Voting | ShrHoldr | Against | For | |||
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | ShrHoldr | Against | For | |||
5 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | ShrHoldr | Against | For | |||
10/30/08 AGM | Sara Lee Corp. | 803111103 | 9/3/2008 | 375,000 | |||
1 | Elect Director Brenda C. Barnes | Mgmt | For | For | |||
2 | Elect Director Christopher B. Begley | Mgmt | For | For | |||
3 | Elect Director Crandall C. Bowles | Mgmt | For | For | |||
4 | Elect Director Virgis W. Colbert | Mgmt | For | For | |||
5 | Elect Director James S. Crown | Mgmt | For | For | |||
6 | Elect Director Laurette T. Koellner | Mgmt | For | For | |||
7 | Elect Director Cornelis J.A. van Lede | Mgmt | For | For | |||
8 | Elect Director John McAdam | Mgmt | For | For | |||
9 | Elect Director Ian Prosser | Mgmt | For | For | |||
10 | Elect Director Rozanne L. Ridgway | Mgmt | For | For | |||
11 | Elect Director Norman R. Sorensen | Mgmt | For | For | |||
12 | Elect Director Jeffrey W. Ubben | Mgmt | For | For | |||
13 | Elect Director Jonathan P. Ward | Mgmt | For | For | |||
14 | Ratify Auditors | Mgmt | For | For | |||
15 | Re-Approve Performance Measures | Mgmt | For | For | |||
04/23/09 AGM | SCANA Corporation | 80589M102 | 3/10/2009 | 125,000 | |||
1.1 | Elect Director James A. Bennett | Mgmt | For | Withhold | |||
1.2 | Elect Director Lynne M. Miller | Mgmt | For | Withhold | |||
1.3 | Elect Director James W. Roquemore | Mgmt | For | Withhold | |||
1.4 | Elect Director Maceo K. Sloan | Mgmt | For | Withhold | |||
2 | Ratify Auditors | Mgmt | For | For | |||
05/05/09 AGM | Sigma-Aldrich Corp. | 826552101 | 3/6/2009 | 80,000 | |||
1.1 | Elect Director Rebecca M. Bergman | Mgmt | For | For | |||
1.2 | Elect Director David R. Harvey | Mgmt | For | For | |||
1.3 | Elect Director W. Lee McCollum | Mgmt | For | For | |||
1.4 | Elect Director Jai P. Nagarkatti | Mgmt | For | For | |||
1.5 | Elect Director Avi M. Nash | Mgmt | For | For | |||
1.6 | Elect Director Steven M. Paul | Mgmt | For | Withhold | |||
1.7 | Elect Director J. Pedro Reinhard | Mgmt | For | For | |||
1.8 | Elect Director Timothy R.G. Sear | Mgmt | For | Withhold | |||
1.9 | Elect Director D. Dean Spatz | Mgmt | For | For | |||
1.10 | Elect Director Barrett A. Toan | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
05/08/09 AGM | St. Jude Medical, Inc. | 790849103 | 3/11/2009 | 55,000 | |||
1.1 | Elect Director John W. Brown | Mgmt | For | For | |||
1.2 | Elect Director Daniel J. Starks | Mgmt | For | For | |||
2 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
04/02/09 AGM | Stewart Enterprises, Inc. | 860370105 | 2/6/2009 | 550,900 | |||
1.1 | Elect Director Thomas J. Crawford | Mgmt | For | For | |||
1.2 | Elect Director Thomas M. Kitchen | Mgmt | For | For | |||
1.3 | Elect Director Alden J. McDonald, Jr | Mgmt | For | For | |||
1.4 | Elect Director James W. McFarland | Mgmt | For | For | |||
1.5 | Elect Director Ronald H. Patron | Mgmt | For | For | |||
1.6 | Elect Director Michael O. Read | Mgmt | For | For | |||
1.7 | Elect Director Ashton J. Ryan, Jr. | Mgmt | For | For | |||
1.8 | Elect Director Frank B. Stewart, Jr. | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
05/06/09 AGM | Sunstone Hotel Investors, Inc. | 867892101 | 3/13/2009 | 265,705 | |||
1.1 | Elect Director Robert A. Alter | Mgmt | For | For | |||
1.2 | Elect Director Arthur L. Buser, Jr. | Mgmt | For | For | |||
1.3 | Elect Director Lewis N. Wolff | Mgmt | For | Withhold | |||
1.4 | Elect Director Z. Jamie Behar | Mgmt | For | For | |||
1.5 | Elect Director Thomas A. Lewis, Jr. | Mgmt | For | For | |||
1.6 | Elect Director Keith M. Locker | Mgmt | For | For | |||
1.7 | Elect Director Keith P. Russell | Mgmt | For | Withhold | |||
2 | Ratify Auditors | Mgmt | For | For | |||
04/14/09 AGM | Sybase, Inc. | 871130100 | 2/27/2009 | 280,000 | |||
1.1 | Elect Director John S. Chen | Mgmt | For | For | |||
1.2 | Elect Director Richard C. Alberding | Mgmt | For | For | |||
1.3 | Elect Director Michael A. Daniels | Mgmt | For | For | |||
1.4 | Elect Director Alan B. Salisbury | Mgmt | For | For | |||
1.5 | Elect Director Jack E. Sum | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
09/22/08 AGM | Symantec Corp. | 871503108 | 7/24/2008 | 202,725 | |||
1.1 | Elect Director Michael A. Brown | Mgmt | For | For | |||
1.2 | Elect Director William T. Coleman | Mgmt | For | For | |||
1.3 | Elect Director Frank E. Dangeard | Mgmt | For | For | |||
1.4 | Elect Director Geraldine B. Laybourne | Mgmt | For | For | |||
1.5 | Elect Director David L. Mahoney | Mgmt | For | For | |||
1.6 | Elect Director Robert S. Miller | Mgmt | For | For | |||
1.7 | Elect Director George Reyes | Mgmt | For | For | |||
1.8 | Elect Director Daniel H. Schulman | Mgmt | For | For | |||
1.9 | Elect Director ohn W. Thompson | Mgmt | For | For | |||
1.10 | Elect Director V. Paul Unruh | Mgmt | For | For | |||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
3 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For | For | |||
4 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | |||
5 | Ratify Auditors | Mgmt | For | For | |||
04/29/09 MIX | Talisman Energy Inc. | 8.74E+107 | 3/2/2009 | 275,000 | |||
1.1 | Elect Director Christiane Bergevin | Mgmt | For | For | |||
1.2 | Elect Director Donald J. Carty | Mgmt | For | For | |||
1.3 | Elect Director William R.P. Dalton | Mgmt | For | For | |||
1.4 | Elect Director Kevin S. Dunne | Mgmt | For | For | |||
1.5 | Elect Director John A. Manzoni | Mgmt | For | For | |||
1.6 | Elect Director Stella M. Thompson | Mgmt | For | For | |||
1.7 | Elect Director John D. Watson | Mgmt | For | For | |||
1.8 | Elect Director Robert G. Welty | Mgmt | For | For | |||
1.9 | Elect Director Charles R. Williamson | Mgmt | For | For | |||
1.10 | Elect Director Charles W. Wilson | Mgmt | For | For | |||
1.11 | Elect Director Charles M. Winograd | Mgmt | For | For | |||
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | |||
3 | Amend By-Laws No. 1 | Mgmt | For | For | |||
04/27/09 AGM | The Lubrizol Corp. | 549271104 | 3/6/2009 | 100,000 | |||
1.1 | Elect Director Forest J. Farmer, Sr. | Mgmt | For | For | |||
1.2 | Elect Director Michael J. Graff | Mgmt | For | For | |||
1.3 | Elect Director James E. Sweetnam | Mgmt | For | For | |||
1.4 | Elect Director Phillip C. Widman | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3.1 | Adopt Majority Voting for Uncontested Election of Directors | Mgmt | For | For | |||
3.2 | Approve Control Share Acquisition | Mgmt | For | For | |||
4.1 | Amend the Regulations Concerning Composition, Term and Election of Directors | Mgmt | For | For | |||
4.2 | Amend the Regulations to Modernize and Clarify Amendments | Mgmt | For | Against | |||
4.3 | Require Advance Notice for Shareholder Proposals/Nominations | Mgmt | For | For | |||
4.4 | Amend the Regulations in Accordance with Ohio Law | Mgmt | For | For | |||
05/20/09 AGM | The NASDAQ OMX Group, Inc. | 631103108 | 3/27/2009 | 125,000 | |||
1.1 | Elect Director Soud Ba'alawy | Mgmt | For | For | |||
1.2 | Elect Director Urban Backstrom | Mgmt | For | For | |||
1.3 | Elect Director H. Furlong Baldwin | Mgmt | For | For | |||
1.4 | Elect Director Michael Casey | Mgmt | For | For | |||
1.5 | Elect Director Lon Gorman | Mgmt | For | For | |||
1.6 | Elect Director Robert Greifeld | Mgmt | For | For | |||
1.7 | Elect Director Glenn H. Hutchins | Mgmt | For | For | |||
1.8 | Elect Director Birgitta Kantola | Mgmt | For | For | |||
1.9 | Elect Director Essa Kazim | Mgmt | For | For | |||
1.10 | Elect Director John D. Markese | Mgmt | For | For | |||
1.11 | Elect Director Hans Munk Nielsen | Mgmt | For | For | |||
1.12 | Elect Director Thomas F. O'Neill | Mgmt | For | For | |||
1.13 | Elect Director James S. Riepe | Mgmt | For | For | |||
1.14 | Elect Director Michael R. Splinter | Mgmt | For | For | |||
1.15 | Elect Director Lars Wedenborn | Mgmt | For | For | |||
1.16 | Elect Director Deborah L. Wince-Smith | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
05/13/09 AGM | The Warnaco Group, Inc. | 934390402 | 3/19/2009 | 235,000 | |||
1 | Elect Director David A. Bell | Mgmt | For | For | |||
2 | Elect Director Robert A. Bowman | Mgmt | For | For | |||
3 | Elect Director Richard Karl Goeltz | Mgmt | For | For | |||
4 | Elect Director Joseph R. Gromek | Mgmt | For | For | |||
5 | Elect Director Sheila A. Hopkins | Mgmt | For | For | |||
6 | Elect Director Charles R. Perrin | Mgmt | For | For | |||
7 | Elect Director Nancy A. Reardon | Mgmt | For | For | |||
8 | Elect Director Donald L. Seeley | Mgmt | For | For | |||
9 | Elect Director Cheryl Nido Turpin | Mgmt | For | For | |||
10 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
11 | Ratify Auditors | Mgmt | For | For | |||
05/20/09 AGM | Thermo Fisher Scientific Inc. | 883556102 | 3/27/2009 | 95,000 | |||
11 | Elect Director Judy C. Lewent | Mgmt | For | For | |||
1.2 | Elect Director Peter J. Manning | Mgmt | For | For | |||
1.3 | Elect Director Jim P. Manzi | Mgmt | For | For | |||
1.4 | Elect Director Elaine S. Ullian | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
05/21/09 AGM | Tiffany & Co. | 886547108 | 3/23/2009 | 117,500 | |||
1.1 | Elect Director Michael J. Kowalski | Mgmt | For | For | |||
1.2 | Elect Director Rose Marie Bravo | Mgmt | For | For | |||
1.3 | Elect Director Gary E. Costley | Mgmt | For | For | |||
1.4 | Elect Director Lawrence K. Fish | Mgmt | For | For | |||
1.5 | Elect Director Abby F. Kohnstamm | Mgmt | For | For | |||
1.6 | Elect Director Charles K. Marquis | Mgmt | For | For | |||
1.7 | Elect Director Peter W. May | Mgmt | For | For | |||
1.8 | Elect Director J. Thomas Presby | Mgmt | For | For | |||
1.9 | Elect Director William A. Shutzer | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
05/04/09 AGM | Tootsie Roll Industries, Inc. | 890516107 | 3/10/2009 | 72,980 | |||
1.1 | Elect Director Melvin J. Gordon | Mgmt | For | Withhold | |||
1.2 | Elect Director Ellen R. Gordon | Mgmt | For | Withhold | |||
1.3 | Elect Director Lana Jane Lewis-Brent | Mgmt | For | Withhold | |||
1.4 | Elect Director Barre A. Seibert | Mgmt | For | Withhold | |||
1.5 | Elect Director Richard P. Bergeman | Mgmt | For | Withhold | |||
2 | Ratify Auditors | Mgmt | For | For | |||
12/08/08 EGM | Transocean Inc. | G90073100 | 10/27/2008 | 52,500 | |||
This is a duplicate meeting for ballots received via the Broadridge North American ballot distribution system | |||||||
1 | APPROVAL OF THE MERGER TRANSACTION TO BE EFFECTED BY THE SCHEMES OF ARRANGEMENT, ATTACHED TO THE ACCOMPANYING PROXY STATEMENT AS ANNEX B. | Mgmt | For | For | |||
2 | APPROVAL OF THE MOTION TO ADJOURN THE MEETING TO A LATER DATE TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE MEETING TO APPROVE THE MERGER TRANSACTION. | Mgmt | For | For | |||
05/15/09 AGM | Transocean Ltd. | H8817H100 | TNA | 3/18/2009 | 0 | ||
This is a duplicate meeting for ballots received via the Broadridge North American Ballot Distribution System | |||||||
1 | APPROVAL OF THE 2008 ANNUAL REPORT, THE CONSOLIDATED FINANCIALSTATEMENTS OF TRANSOCEAN LTD. FOR FISCAL YEAR 2008 AND THESTATUTORY FINANCIAL STATEMENTS OF TRANSOCEAN LTD. | Mgmt | For | TNA | |||
2 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THEEXECUTIVE OFFICERS FOR FISCAL YEAR 2008 | Mgmt | For | TNA | |||
3 | APPROPRIATION OF THE AVAILABLE RETAINED EARNINGS WITHOUT PAYMENTOF A DIVIDEND TO SHAREHOLDERS FOR FISCAL YEAR 2008 AND RELEASEOF CHF 3.5 BILLION OF LEGAL RESERVES TO OTHER RESERVES. | Mgmt | For | TNA | |||
4 | AUTHORIZATION OF A SHARE REPURCHASE PROGRAM | Mgmt | For | TNA | |||
5 | APPROVAL OF THE LONG-TERM INCENTIVE PLAN OF TRANSOCEAN LTD. INTHE FORM AS AMENDED AND RESTATED EFFECTIVE AS OF 2/12/09 | Mgmt | For | TNA | |||
6 | REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR TERM:W. RICHARD ANDERSON | Mgmt | For | TNA | |||
7 | REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR TERM:RICHARD L. GEORGE | Mgmt | For | TNA | |||
8 | REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR TERM:ROBERT L. LONG | Mgmt | For | TNA | |||
9 | REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR TERM:EDWARD R. MULLER | Mgmt | For | TNA | |||
10 | REELECTION OF CLASS III DIRECTOR FOR A TWO-YEAR TERM:VICTOR E. GRIJALVA | Mgmt | For | TNA | |||
11 | APPOINTMENT OF ERNST & YOUNG LLP AS TRANSOCEAN LTD. SINDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR2009 AND REELECTION OF ERNST & YOUNG LTD., ZURICH, AS TRANSOCEANLTD. S AUDITOR PURSUANT TO THE SWISS CODE OF OBLIGATIONS FOR AFURTHER ONE-YEA | Mgmt | For | TNA | |||
04/08/09 AGM | Waddell & Reed Financial, Inc. | 930059100 | 2/11/2009 | 195,000 | |||
1.1 | Elect Director Dennis E. Logue | Mgmt | For | For | |||
1.2 | Elect Director Ronald C. Reimer | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
02/17/09 CRT | Weatherford International Ltd | G95089101 | 12/15/2008 | 190,000 | |||
Court-Ordered Meeting for Shareholders | |||||||
1 | Approve Reincorporation through Scheme of Arrangement with Subsiadiary | Mgmt | For | For | |||
2 | Adjourn Meeting | Mgmt | For | For | |||
3 | Transact Other Business (Non-Voting) | ||||||
05/07/09 AGM | Weatherford International Ltd | H27013103 | TNA | 4/3/2009 | 0 | ||
This is a duplicate meeting for ballots received via the Broadridge North American Ballot distribution system. | |||||||
1.1 | Reelect Bernhard Duroc-Danner as Director | Mgmt | For | TNA | |||
1.2 | Reelect Nicholas Brady as Director | Mgmt | For | TNA | |||
1.3 | Reelect David Butters as Director | Mgmt | For | TNA | |||
1.4 | Reelect William Macaulay as Director | Mgmt | For | TNA | |||
1.5 | Reelect Robert Millard as Director | Mgmt | For | TNA | |||
1.6 | Reelect Robert Moses as Director | Mgmt | For | TNA | |||
1.7 | Reelect Robert Rayne as Director | Mgmt | For | TNA | |||
2 | Ratify Ernst & Young LLP as Independent Registered Public Accounting Firm and Ernst & Young AG as Statutory Auditors | Mgmt | For | TNA | |||
3 | Transact Other Business (Non-Voting) | ||||||
06/16/09 AGM | Websense, Inc. | 947684106 | 4/17/2009 | 115,000 | |||
1.1 | Elect Director Bruce T. Coleman | Mgmt | For | Withhold | |||
1.2 | Elect Director Gene Hodges | Mgmt | For | For | |||
1.3 | Elect Director John F. Schaefer | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Declassify the Board of Directors | Mgmt | For | For | |||
4 | Eliminate Supermajority Vote Requirement | Mgmt | For | For | |||
5 | Approve Omnibus Stock Plan | Mgmt | For | For | |||
05/07/09 AGM | Wisconsin Energy Corp. | 976657106 | 2/26/2009 | 120,000 | |||
1.1 | Elect Director John F. Bergstrom | Mgmt | For | Withhold | |||
1.2 | Elect Director Barbara L. Bowles | Mgmt | For | For | |||
1.3 | Elect Director Patricia W. Chadwick | Mgmt | For | For | |||
1.4 | Elect Director Robert A. Cornog | Mgmt | For | For | |||
1.5 | Elect Director Curt S. Culver | Mgmt | For | For | |||
1.6 | Elect Director Thomas J. Fischer | Mgmt | For | For | |||
1.7 | Elect Director Gale E. Klappa | Mgmt | For | For | |||
1.8 | Elect Director Ulice Payne, Jr. | Mgmt | For | Withhold | |||
1.9 | Elect Director Frederick P. Stratton, Jr. | Mgmt | For | Withhold | |||
2 | Ratify Auditors | Mgmt | For | For | |||
04/23/09 AGM | Wolverine World Wide, Inc. | 978097103 | 3/2/2009 | 150,000 | |||
1.1 | Elect Director Alberto L. Grimoldi | Mgmt | For | For | |||
1.2 | Elect Director Joseph R. Gromek | Mgmt | For | For | |||
1.3 | Elect Director Brenda J. Lauderback | Mgmt | For | For | |||
1.4 | Elect Director Shirley D. Peterson | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
05/19/09 AGM | XTO Energy Inc | 98385X106 | 3/31/2009 | 80,000 | |||
1 | Declassify the Board of Directors | Mgmt | For | For | |||
2.1 | Elect Director Phillip R. Kevil | Mgmt | For | For | |||
2.2 | Elect Director Herbert D. Simons | Mgmt | For | Against | |||
2.3 | Elect Director Vaughn O. Vennerberg II | Mgmt | For | For | |||
3 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | |||
4 | Ratify Auditors | Mgmt | For | For | |||
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
6 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | ShrHoldr | Against | For |
First Investors Special Situations Fund
Mtg Date | Company | Security/ | Mgmt | Vote | Record | Shares | |
/Type | /Ballot Issues | Proponent | Rec | Cast | Date | Voted | |
04/30/09 AGM | Alexander & Baldwin, Inc. | 14482103 | 2/20/2009 | 92,500 | |||
1.1 | Elect Director W. Blake Baird | Mgmt | For | For | |||
1.2 | Elect Director Michael J. Chun | Mgmt | For | For | |||
1.3 | Elect Director W. Allen Doane | Mgmt | For | For | |||
1.4 | Elect Director Walter A. Dods, Jr. | Mgmt | For | For | |||
1.5 | Elect Director Charles G. King | Mgmt | For | For | |||
1.6 | Elect Director Constance H. Lau | Mgmt | For | For | |||
1.7 | Elect Director Douglas M. Pasquale | Mgmt | For | For | |||
1.8 | Elect Director Maryanna G. Shaw | Mgmt | For | For | |||
1.9 | Elect Director Jeffrey N. Watanabe | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
04/24/09 AGM | Alleghany Corp. | 17175100 | 3/2/2009 | 15,914 | |||
1.1 | Elect Director John J. Burns, Jr. | Mgmt | For | For | |||
1.2 | Elect Director Dan R. Carmichael | Mgmt | For | For | |||
1.3 | Elect Director William K. Lavin | Mgmt | For | For | |||
1.4 | Elect Director Raymond L.M. Wong | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
08/05/08 AGM | Alliant Techsystems Inc. | 18804104 | 6/9/2008 | 43,200 | |||
1.1 | Elect Director Frances D. Cook | Mgmt | For | For | |||
1.2 | Elect Director Martin C. Faga | Mgmt | For | For | |||
1.3 | Elect Director Ronald R. Fogleman | Mgmt | For | For | |||
1.4 | Elect Director Cynthia L. Lesher | Mgmt | For | For | |||
1.5 | Elect Director Douglas L. Maine | Mgmt | For | For | |||
1.6 | Elect Director Roman Martinez IV | Mgmt | For | For | |||
1.7 | Elect Director Daniel J. Murphy | Mgmt | For | For | |||
1.8 | Elect Director Mark H. Ronald | Mgmt | For | For | |||
1.9 | Elect Director Michael T. Smith | Mgmt | For | For | |||
1.10 | Elect Director William G. Van Dyke | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Increase Authorized Common Stock | Mgmt | For | For | |||
4 | Adopt Principles for Health Care Reform | ShrHoldr | Against | For | |||
06/16/09 AGM | American Eagle Outfitters, Inc. | 2.55E+109 | 4/20/2009 | 184,900 | |||
1 | Elect Director Janice E. Page | Mgmt | For | For | |||
2 | Elect Director J. Thomas Presby | Mgmt | For | For | |||
3 | Elect Director Gerald E. Wedren | Mgmt | For | For | |||
4 | Amend Omnibus Stock Plan | Mgmt | For | Against | |||
5 | Ratify Auditors | Mgmt | For | For | |||
05/14/09 AGM | American Financial Group, Inc. | 25932104 | 3/17/2009 | 198,600 | |||
1.1 | Elect Director Carl H. Lindner | Mgmt | For | For | |||
1.2 | Elect Director Carl H. Lindner, III | Mgmt | For | For | |||
1.3 | Elect Director S. Craig Lindner | Mgmt | For | For | |||
1.4 | Elect Director Kenneth C. Ambrecht | Mgmt | For | For | |||
1.5 | Elect Director Theodore H. Emmerich | Mgmt | For | For | |||
1.6 | Elect Director James E. Evans | Mgmt | For | For | |||
1.7 | Elect Director Terry S. Jacobs | Mgmt | For | For | |||
1.8 | Elect Director Gregory G. Joseph | Mgmt | For | For | |||
1.9 | Elect Director William W. Verity | Mgmt | For | For | |||
1.10 | Elect Director John I. Von Lehman | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Approve Omnibus Stock Plan | Mgmt | For | For | |||
05/21/09 AGM | Anworth Mortgage Asset Corp. | 37347101 | 4/9/2009 | 789,600 | |||
1.1 | Elect Director Lloyd Mcadams | Mgmt | For | For | |||
1.2 | Elect Director Lee A. Ault | Mgmt | For | For | |||
1.3 | Elect Director Charles H. Black | Mgmt | For | For | |||
1.4 | Elect Director Joe E. Davis | Mgmt | For | For | |||
1.5 | Elect Director Robert C. Davis | Mgmt | For | For | |||
1.6 | Elect Director Joseph E. Mcadams | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
05/06/09 AGM | AptarGroup, Inc. | 38336103 | 3/12/2009 | 109,000 | |||
1.1 | Elect Director Stefan A. Baustert | Mgmt | For | For | |||
1.2 | Elect Director Rodney L. Goldstein | Mgmt | For | For | |||
1.3 | Elect Director Leo A. Guthart | Mgmt | For | For | |||
1.4 | Elect Director Ralf K. Wunderlich | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
05/12/09 AGM | Arthur J. Gallagher & Co. | 363576109 | 3/13/2009 | 118,400 | |||
1.1 | Elect Director Frank E. English, Jr. | Mgmt | For | For | |||
1.2 | Elect Director J. Patrick Gallagher, Jr. | Mgmt | For | For | |||
1.3 | Elect Director Ilene S. Gordon | Mgmt | For | For | |||
1.4 | Elect Director James R. Wimmer | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Approve Omnibus Stock Plan | Mgmt | For | For | |||
11/06/08 AGM | Avnet, Inc. | 53807103 | 9/8/2008 | 181,450 | |||
1.1 | Elect Director Eleanor Baum | Mgmt | For | For | |||
1.2 | Elect Director J. Veronica Biggins | Mgmt | For | For | |||
1.3 | Elect Director Lawrence W. Clarkson | Mgmt | For | For | |||
1.4 | Elect Director Ehud Houminer | Mgmt | For | For | |||
1.5 | Elect Director Frank R. Noonan | Mgmt | For | For | |||
1.6 | Elect Director Ray M. Robinson | Mgmt | For | For | |||
1.7 | Elect Director William P. Sullivan | Mgmt | For | For | |||
1.8 | Elect Director Gary L. Tooker | Mgmt | For | For | |||
1.9 | Elect Director Roy Vallee | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
07/23/08 AGM | Avx Corp. | 2444107 | 5/30/2008 | 314,500 | |||
1.1 | Elect Director Kensuke Itoh | Mgmt | For | For | |||
1.2 | Elect Director Yuzo Yamamura | Mgmt | For | For | |||
1.3 | Elect Director Donald B. Christiansen | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
03/03/09 AGM | Cabot Microelectronics Corp. | 12709P103 | 1/13/2009 | 96,800 | |||
1.1 | Elect Director John P. Frazee, Jr. | Mgmt | For | For | |||
1.2 | Elect Director Barbara A. Klein | Mgmt | For | For | |||
1.3 | Elect Director William P. Noglows | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
05/19/09 AGM | Callaway Golf Co. | 131193104 | 3/23/2009 | 118,300 | |||
1.1 | Elect Director George Fellows | Mgmt | For | For | |||
1.2 | Elect Director Samuel H. Armacost | Mgmt | For | For | |||
1.3 | Elect Director Ronald S. Beard | Mgmt | For | For | |||
1.4 | Elect Director John C. Cushman, III | Mgmt | For | For | |||
1.5 | Elect Director Yotaro Kobayashi | Mgmt | For | For | |||
1.6 | Elect Director John F. Lundgren | Mgmt | For | For | |||
1.7 | Elect Director Richard L. Rosenfield | Mgmt | For | For | |||
1.8 | Elect Director Anthony S. Thornley | Mgmt | For | For | |||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
04/30/09 AGM | Church & Dwight Co., Inc. | 171340102 | 3/6/2009 | 62,950 | |||
1.1 | Elect Director T. Rosie Albright | Mgmt | For | For | |||
1.2 | Elect Director Ravichandra K. Saligram | Mgmt | For | For | |||
1.3 | Elect Director Robert K. Shearer | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
05/22/09 AGM | CMS Energy Corp. | 125896100 | 3/27/2009 | 264,700 | |||
1.1 | Elect Director Merribel S. Ayres | Mgmt | For | For | |||
1.2 | Elect Director Jon E. Barfield | Mgmt | For | For | |||
1.3 | Elect Director Richard M. Gabrys | Mgmt | For | For | |||
1.4 | Elect Director David W. Joos | Mgmt | For | For | |||
1.5 | Elect Director Philip R. Lochner, Jr. | Mgmt | For | For | |||
1.6 | Elect Director Michael T. Monahan | Mgmt | For | For | |||
1.7 | Elect Director Joseph F. Paquette, Jr. | Mgmt | For | For | |||
1.8 | Elect Director Percy A. Pierre | Mgmt | For | For | |||
1.9 | Elect Director Kenneth L. Way | Mgmt | For | For | |||
1.10 | Elect Director Kenneth Whipple | Mgmt | For | For | |||
1.11 | Elect Director John B. Yasinsky | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Amend Omnibus Stock Plan | Mgmt | For | Against | |||
4 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | |||
5 | Adopt Majority Voting for Uncontested Election of Directors | Mgmt | For | For | |||
08/26/08 AGM | Compuware Corp. | 205638109 | 6/30/2008 | 432,900 | |||
1.1 | Elect Directors Dennis W. Archer | Mgmt | For | For | |||
1.2 | Elect Directors Gurminder S. Bedi | Mgmt | For | For | |||
1.3 | Elect Directors William O. Grabe | Mgmt | For | For | |||
1.4 | Elect Directors William R. Halling | Mgmt | For | For | |||
1.5 | Elect Directors Peter Karmanos, Jr | Mgmt | For | For | |||
1.6 | Elect Directors Faye Alexander Nelson | Mgmt | For | For | |||
1.7 | Elect Directors Glenda D. Price | Mgmt | For | For | |||
1.8 | Elect Directors W. James Prowse | Mgmt | For | For | |||
1.9 | Elect Directors G. Scott Romney | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
04/21/09 AGM | Convergys Corp. | 212485106 | 3/4/2009 | 433,000 | |||
1.1 | Elect Director John F. Barrett | Mgmt | For | For | |||
1.2 | Elect Director Willard W. Brittain, Jr. | Mgmt | For | For | |||
1.3 | Elect Director David F. Dougherty | Mgmt | For | For | |||
1.4 | Elect Director Joseph E. Gibbs | Mgmt | For | For | |||
1.5 | Elect Director Barry S. Rosenstein | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Amend Code of Regulation to Adopt Director Resignation Policy | Mgmt | For | For | |||
4 | Require a Majority Vote for the Election of Directors | ShrHoldr | Against | For | |||
5 | Declassify the Board of Directors | ShrHoldr | Against | For | |||
04/23/09 AGM | Crown Holdings, Inc. | 228368106 | 3/10/2009 | 169,000 | |||
1.1 | Elect Director Jenne K. Britell | Mgmt | For | For | |||
1.2 | Elect Director John W. Conway | Mgmt | For | For | |||
1.3 | Elect Director Arnold W. Donald | Mgmt | For | For | |||
1.4 | Elect Director William G. Little | Mgmt | For | For | |||
1.5 | Elect Director Hans J. Loliger | Mgmt | For | For | |||
1.6 | Elect Director Thomas A. Ralph | Mgmt | For | For | |||
1.7 | Elect Director Hugues Du Rouret | Mgmt | For | For | |||
1.8 | Elect Director Alan W. Rutherford | Mgmt | For | For | |||
1.9 | Elect Director Jim L. Turner | Mgmt | For | For | |||
1.10 | Elect Director William S. Urkiel | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
05/08/09 AGM | Curtiss-Wright Corp. | 231561101 | 3/4/2009 | 109,600 | |||
1.1 | Elect Director Martin R. Benante | Mgmt | For | For | |||
1.2 | Elect Director S. Marce Fuller | Mgmt | For | For | |||
1.3 | Elect Director Allen A. Kozinski | Mgmt | For | For | |||
1.4 | Elect Director Carl G. Miller | Mgmt | For | For | |||
1.5 | Elect Director William B. Mitchell | Mgmt | For | For | |||
1.6 | Elect Director John R. Myers | Mgmt | For | For | |||
1.7 | Elect Director John B. Nathman | Mgmt | For | For | |||
1.8 | Elect Director William W. Sihler | Mgmt | For | For | |||
1.9 | Elect Director Albert E. Smith | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
05/13/09 AGM | Denbury Resources Inc. | 247916208 | 3/31/2009 | 85,300 | |||
1.1 | Elect Director Wieland F. Wettstein | Mgmt | For | For | |||
1.2 | Elect Director Michael L. Beatty | Mgmt | For | For | |||
1.3 | Elect Director Michael B. Decker | Mgmt | For | For | |||
1.4 | Elect Director Ronald G. Greene | Mgmt | For | For | |||
1.5 | Elect Director David I. Heather | Mgmt | For | For | |||
1.6 | Elect Director Gregory L. McMichael | Mgmt | For | For | |||
1.7 | Elect Director Gareth Roberts | Mgmt | For | For | |||
1.8 | Elect Director Randy Stein | Mgmt | For | For | |||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
3 | Amend Stock Option Plan | Mgmt | For | Against | |||
4 | Ratify Auditors | Mgmt | For | For | |||
06/16/09 AGM | Emcor Group, Inc. | 29084Q100 | 4/20/2009 | 159,100 | |||
1.1 | Elect Director Frank T. MacInnis | Mgmt | For | For | |||
1.2 | Elect Director Stephen W. Bershad | Mgmt | For | For | |||
1.3 | Elect Director David A.B. Brown | Mgmt | For | For | |||
1.4 | Elect Director Larry J. Bump | Mgmt | For | For | |||
1.5 | Elect Director Albert Fried, Jr. | Mgmt | For | For | |||
1.6 | Elect Director Richard F. Hamm, Jr. | Mgmt | For | For | |||
1.7 | Elect Director David H. Laidley | Mgmt | For | For | |||
1.8 | Elect Director Jerry E. Ryan | Mgmt | For | For | |||
1.9 | Elect Director Michael T. Yonker | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
05/27/09 AGM | Endo Pharmaceuticals Holdings Inc. | 29264F205 | 4/15/2009 | 237,400 | |||
1.1 | Elect Director John J. Delucca | Mgmt | For | For | |||
1.2 | Elect Director David P. Holveck | Mgmt | For | For | |||
1.3 | Elect Director Nancy J Hutson | Mgmt | For | For | |||
1.4 | Elect Director Michael Hyatt | Mgmt | For | For | |||
1.5 | Elect Director Roger H. Kimmel | Mgmt | For | For | |||
1.6 | Elect Director C.A. Meanwell | Mgmt | For | For | |||
1.7 | Elect Director William P. Montague | Mgmt | For | For | |||
1.8 | Elect Director Joseph C. Scodari | Mgmt | For | For | |||
1.9 | Elect Director William F. Spengler | Mgmt | For | For | |||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
05/13/09 AGM | Everest Re Group LTD | G3223R108 | 3/20/2009 | 59,300 | |||
1.1 | Elect Martin Abrahams as Director | Mgmt | For | For | |||
1.2 | Elect John R. Dunne as Director | Mgmt | For | For | |||
1.3 | Elect John A. Weber as Director | Mgmt | For | For | |||
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | |||
3 | Approve Omnibus Stock Plan | Mgmt | For | For | |||
02/03/09 AGM | Fair Isaac Corp. | 303250104 | 12/8/2008 | 143,500 | |||
1.1 | Elect Director A. George Battle | Mgmt | For | For | |||
1.2 | Elect Director Nicholas F. Graziano | Mgmt | For | For | |||
1.3 | Elect Director Mark N. Greene | Mgmt | For | For | |||
1.4 | Elect Director Alex W. Hart | Mgmt | For | For | |||
1.5 | Elect Director James D. Kirsner | Mgmt | For | For | |||
1.6 | Elect Director William J. Lansing | Mgmt | For | For | |||
1.7 | Elect Director Allan Z. Loren | Mgmt | For | For | |||
1.8 | Elect Director John S. McFarlane | Mgmt | For | For | |||
1.9 | Elect Director Margaret L. Taylor | Mgmt | For | For | |||
1.10 | Elect Director Duane E. White | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
06/05/09 AGM | Flowers Foods, Inc. | 343498101 | 4/3/2009 | 149,100 | |||
1.1 | Elect Director Joe E. Beverly | Mgmt | For | For | |||
1.2 | Elect Director Amos R. McMullian | Mgmt | For | For | |||
1.3 | Elect Director J.V. Shields, Jr. | Mgmt | For | For | |||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
3 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | |||
4 | Ratify Auditors | Mgmt | For | For | |||
05/20/09 AGM | Foot Locker Inc | 344849104 | 3/27/2009 | 270,800 | |||
1.1 | Elect Director Alan D. Feldman | Mgmt | For | For | |||
1.2 | Elect Director Jarobin Gilbert Jr. | Mgmt | For | For | |||
1.3 | Elect Director David Y. Schwartz | Mgmt | For | For | |||
1.4 | Elect Director Cheryl Nido Turpin | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Approve Decrease in Size of Board | Mgmt | For | For | |||
04/22/09 AGM | Harleysville Group, Inc. | 412824104 | 3/2/2009 | 167,700 | |||
1.1 | Elect Director Michael L. Browne | Mgmt | For | For | |||
1.2 | Elect Director William Gray | Mgmt | For | For | |||
1.3 | Elect Director Jerry S. Rosenbloom | Mgmt | For | For | |||
2 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
01/27/09 AGM | Hormel Foods Corp. | 440452100 | 12/1/2008 | 130,400 | |||
1.1 | Elect Director Terrell K. Crews | Mgmt | For | For | |||
1.2 | Elect Director Jeffrey M. Ettinger | Mgmt | For | For | |||
1.3 | Elect Director Jody H. Feragen | Mgmt | For | For | |||
1.4 | Elect Director Luella G. Goldberg | Mgmt | For | For | |||
1.5 | Elect Director Susan I. Marvin | Mgmt | For | For | |||
1.6 | Elect Director John L. Morrison | Mgmt | For | For | |||
1.7 | Elect Director Elsa A. Murano | Mgmt | For | For | |||
1.8 | Elect Director Robert C. Nakasone | Mgmt | For | For | |||
1.9 | Elect Director Ronald D. Pearson | Mgmt | For | For | |||
1.10 | Elect Director Dakota A. Pippins | Mgmt | For | For | |||
1.11 | Elect Director Gary J. Ray | Mgmt | For | For | |||
1.12 | Elect Director Hugh C. Smith | Mgmt | For | For | |||
1.13 | Elect Director John G. Turner | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Approve Omnibus Stock Plan | Mgmt | For | Against | |||
4 | Approve Deferred Compensation Plan | Mgmt | For | For | |||
5 | Disclose GHG Emissions Caused by Individual Products via Product Packaging | ShrHoldr | Against | For | |||
05/07/09 AGM | Innospec Inc | 45768S105 | 3/11/2009 | 183,300 | |||
1.1 | Elect Director James M.C. Puckridge | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
05/20/09 AGM | INTERACTIVE DATA CORPORATION | 45840J107 | 3/27/2009 | 182,500 | |||
1.1 | Elect Director Raymond L. D?Arcy | Mgmt | For | For | |||
1.2 | Elect Director Myra R. Drucker | Mgmt | For | For | |||
1.3 | Elect Director Rona A. Fairhead | Mgmt | For | For | |||
1.4 | Elect Director Donald P. Greenberg | Mgmt | For | For | |||
1.5 | Elect Director Caspar J.A. Hobbs | Mgmt | For | For | |||
1.6 | Elect Director Philip J. Hoffman | Mgmt | For | For | |||
1.7 | Elect Director Robert C. Lamb, Jr. | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Approve Omnibus Stock Plan | Mgmt | For | For | |||
05/21/09 AGM | Interface, Inc. | 458665106 | 3/13/2009 | 161,800 | |||
1.1 | Elect Director Dianne Dillon-Ridgley | Mgmt | For | For | |||
1.2 | Elect Director Dr. June M. Henton | Mgmt | For | For | |||
1.3 | Elect Director Christopher G. Kennedy | Mgmt | For | For | |||
1.4 | Elect Director K. David Kohler | Mgmt | For | For | |||
1.5 | Elect Director Thomas R. Oliver | Mgmt | For | For | |||
2 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
10/28/08 EGM | Invitrogen Corp. | 46185R100 | 9/5/2008 | 126,100 | |||
1 | Issue Shares in Connection with Acquisition | Mgmt | For | For | |||
2 | Increase Authorized Common Stock | Mgmt | For | For | |||
3 | Adjourn Meeting | Mgmt | For | For | |||
05/18/09 AGM | Jefferies Group, Inc | 472319102 | 3/30/2009 | 235,000 | |||
1.1 | Elect Director Richard B. Handler | Mgmt | For | For | |||
1.2 | Elect Director Brian P. Friedman | Mgmt | For | For | |||
1.3 | Elect Director W. Patrick Campbell | Mgmt | For | For | |||
1.4 | Elect Director Ian M. Cumming | Mgmt | For | For | |||
1.5 | Elect Director Richard G. Dooley | Mgmt | For | For | |||
1.6 | Elect Director Robert E. Joyal | Mgmt | For | For | |||
1.7 | Elect Director Michael T. O?Kane | Mgmt | For | For | |||
1.8 | Elect Director Joseph S. Steinberg | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
09/05/08 AGM | K-V Pharmaceutical Co. | 482740206 | 7/7/2008 | 244,500 | |||
1 | Declassify the Board of Directors | Mgmt | For | For | |||
2.1 | Elect Director Jean M. Bellin | Mgmt | For | For | |||
2.2 | Elect Director Kevin S. Carlie | Mgmt | For | For | |||
2.3 | Elect Director Terry B. Hatfield | Mgmt | For | For | |||
2.4 | Elect Director David S. Hermelin | Mgmt | For | For | |||
2.5 | Elect Director Marc S. Hermelin | Mgmt | For | For | |||
2.6 | Elect Director Ronald J. Kanterman | Mgmt | For | For | |||
2.7 | Elect Director Jonathon E. Killmer | Mgmt | For | For | |||
2.8 | Elect Director Norman D. Schellenger | Mgmt | For | For | |||
2.9 | Elect Director Jean M. Bellin | Mgmt | For | For | |||
2.10 | Elect Director Terry B. Hatfield | Mgmt | For | For | |||
2.11 | Elect Director Norman D. Schellenger | Mgmt | For | For | |||
2.12 | Elect Director Jean M. Bellin | Mgmt | For | For | |||
2.13 | Elect Director Marc S. Hermelin | Mgmt | For | For | |||
3 | Amend Stock Option Plan | Mgmt | For | For | |||
4 | Ratify Auditors | Mgmt | For | For | |||
10/07/08 EGM | Kansas City Southern | 485170302 | 8/13/2008 | 129,027 | |||
1 | Approve Omnibus Stock Plan | Mgmt | For | For | |||
05/07/09 AGM | Kansas City Southern | 485170302 | 3/9/2009 | 121,927 | |||
1.1 | Elect Director Michael R. Haverty | Mgmt | For | For | |||
1.2 | Elect Director Thomas A. McDonnell | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For | For | |||
04/30/09 AGM | Life Technologies Corp | 53217V109 | 2/27/2009 | 139,500 | |||
1.1 | Elect Director Donald W. Grimm | Mgmt | For | For | |||
1.2 | Elect Director Gregory T. Lucier | Mgmt | For | For | |||
1.3 | Elect Director Per A. Peterson, Ph. D. | Mgmt | For | For | |||
1.4 | Elect Director William S. Shanahan | Mgmt | For | For | |||
1.5 | Elect Director Arnold J. Levine, Ph. D. | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | |||
4 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For | For | |||
5 | Approve Omnibus Stock Plan | Mgmt | For | For | |||
05/11/09 AGM | Lincare Holdings, Inc. | 532791100 | 3/16/2009 | 139,500 | |||
1.1 | Elect Director John P. Byrnes | Mgmt | For | For | |||
1.2 | Elect Director Stuart H. Altman, Ph.D. | Mgmt | For | For | |||
1.3 | Elect Director Chester B. Black | Mgmt | For | For | |||
1.4 | Elect Director Frank D. Byrne, M.D. | Mgmt | For | For | |||
1.5 | Elect Director William F. Miller, III | Mgmt | For | For | |||
2 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
05/19/09 AGM | Magellan Health Services, Inc. | 559079207 | 3/31/2009 | 126,500 | |||
1.1 | Elect Director Rene Lerer | Mgmt | For | For | |||
1.2 | Elect Director Nancy L. Johnson | Mgmt | For | For | |||
1.3 | Elect Director Eran Broshy | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
05/11/09 AGM | Markel Corp. | 570535104 | 3/3/2009 | 9,600 | |||
1.1 | Elect Director J. Alfred Broaddus, Jr. | Mgmt | For | For | |||
1.2 | Elect Director Douglas C. Eby | Mgmt | For | For | |||
1.3 | Elect Director Leslie A. Grandis | Mgmt | For | For | |||
1.4 | Elect Director Stewart M. Kasen | Mgmt | For | For | |||
1.5 | Elect Director Alan I. Kirshner | Mgmt | For | For | |||
1.6 | Elect Director Lemuel E. Lewis | Mgmt | For | For | |||
1.7 | Elect Director Anthony F. Markel | Mgmt | For | For | |||
1.8 | Elect Director Steven A. Markel | Mgmt | For | For | |||
1.9 | Elect Director Jay M. Weinberg | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
05/06/09 AGM | Mednax, Inc. | 58502B106 | 3/10/2009 | 49,400 | |||
1.1 | Elect Director Cesar L. Alvarez | Mgmt | For | For | |||
1.2 | Elect Director Waldemar A Carlo | Mgmt | For | For | |||
1.3 | Elect Director Michael B. Fernandez | Mgmt | For | For | |||
1.4 | Elect Director Roger K. Freeman | Mgmt | For | For | |||
1.5 | Elect Director Paul G. Gabos | Mgmt | For | For | |||
1.6 | Elect Director Dany Garcia | Mgmt | For | For | |||
1.7 | Elect Director Pascal J. Goldschmidt | Mgmt | For | For | |||
1.8 | Elect Director Roger J. Medel | Mgmt | For | For | |||
1.9 | Elect Director Manuel Kadre | Mgmt | For | For | |||
1.10 | Elect Director Enrique J. Sosa | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Other Business | Mgmt | For | For | |||
05/21/09 AGM | MFA Financial Inc | 55272X102 | 3/24/2009 | 687,300 | |||
1.1 | Elect Director Michael L. Dahir | Mgmt | For | For | |||
1.2 | Elect Director George H. Krauss | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
06/19/09 AGM | National Western Life Insurance Co. | 638522102 | 5/5/2009 | 9,752 | |||
1.1 | Elect Director Robert L. Moody | Mgmt | For | For | |||
1.2 | Elect Director Stephen E. Glasgow | Mgmt | For | For | |||
1.3 | Elect Director E.J. Pederson | Mgmt | For | For | |||
05/12/09 AGM | OM Group, Inc. | 670872100 | 3/20/2009 | 104,000 | |||
1.1 | Elect Director Richard W. Blackburn | Mgmt | For | For | |||
1.2 | Elect Director Steven J. Demetriou | Mgmt | For | For | |||
1.3 | Elect Director Gordon A. Ulsh | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
04/30/09 AGM | Pentair, Inc. | 709631105 | 3/2/2009 | 73,000 | |||
1.1 | Elect Director Charles A. Haggerty | Mgmt | For | For | |||
1.2 | Elect Director Randall J. Hogan | Mgmt | For | For | |||
1.3 | Elect Director David A. Jones | Mgmt | For | For | |||
2 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
04/28/09 AGM | PerkinElmer, Inc. | 714046109 | 3/2/2009 | 263,552 | |||
1.1 | Elect Director Robert F. Friel | Mgmt | For | For | |||
1.2 | Elect Director Nicholas A. Lopardo | Mgmt | For | For | |||
1.3 | Elect Director Alexis P. Michas | Mgmt | For | For | |||
1.4 | Elect Director James C. Mullen | Mgmt | For | For | |||
1.5 | Elect Director Vicki L. Sato | Mgmt | For | For | |||
1.6 | Elect Director Gabriel Schmergel | Mgmt | For | For | |||
1.7 | Elect Director Kenton J. Sicchitano | Mgmt | For | For | |||
1.8 | Elect Director Patrick J. Sullivan | Mgmt | For | For | |||
1.9 | Elect Director G. Robert Tod | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Approve Omnibus Stock Plan | Mgmt | For | For | |||
06/17/09 AGM | Petsmart | 716768106 | 4/20/2009 | 89,500 | |||
1 | Elect Director Rita V. Foley | Mgmt | For | For | |||
2 | Elect Director Joseph S. Hardin, Jr. | Mgmt | For | For | |||
3 | Elect Director Amin I. Khalifa | Mgmt | For | For | |||
4 | Declassify the Board of Directors | Mgmt | For | For | |||
5 | Ratify Auditors | Mgmt | For | For | |||
6 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | |||
06/25/09 AGM | Phillips-Van Heusen Corp. | 718592108 | 4/30/2009 | 101,500 | |||
1.1 | Elect Director Mary Baglivo | Mgmt | For | For | |||
1.2 | Elect Director Emanuel Chirico | Mgmt | For | For | |||
1.3 | Elect Director Edward H. Cohen | Mgmt | For | For | |||
1.4 | Elect Director Joseph B. Fuller | Mgmt | For | For | |||
1.5 | Elect Director Margaret L. Jenkins | Mgmt | For | For | |||
1.6 | Elect Director Bruce Maggin | Mgmt | For | For | |||
1.7 | Elect Director V. James Marino | Mgmt | For | For | |||
1.8 | Elect Director Henry Nasella | Mgmt | For | For | |||
1.9 | Elect Director Rita M. Rodriguez | Mgmt | For | For | |||
1.10 | Elect Director Craig Rydin | Mgmt | For | For | |||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
3 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | |||
4 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | |||
5 | Ratify Auditors | Mgmt | For | For | |||
05/07/09 AGM | Piper Jaffray Cos | 724078100 | 3/10/2009 | 100,700 | |||
1.1 | Elect Director Michael R. Francis | Mgmt | For | For | |||
1.2 | Elect Director B. Kristine Johnson | Mgmt | For | For | |||
1.3 | Elect Director Addison L. Piper | Mgmt | For | For | |||
1.4 | Elect Director Lisa K. Polsky | Mgmt | For | For | |||
1.5 | Elect Director Jean M. Taylor | Mgmt | For | For | |||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
05/07/09 AGM | Plains Exploration & Production Co | 726505100 | 3/23/2009 | 111,600 | |||
1.1 | Elect Director James C. Flores | Mgmt | For | For | |||
1.2 | Elect Director Isaac Arnold, Jr. | Mgmt | For | For | |||
1.3 | Elect Director Alan R. Buckwalter, III | Mgmt | For | For | |||
1.4 | Elect Director Jerry L. Dees | Mgmt | For | For | |||
1.5 | Elect Director Tom H. Delimitros | Mgmt | For | For | |||
1.6 | Elect Director Thomas A. Fry, III | Mgmt | For | For | |||
1.7 | Elect Director Robert L. Gerry, III | Mgmt | For | For | |||
1.8 | Elect Director Charles G. Groat | Mgmt | For | For | |||
1.9 | Elect Director John H. Lollar | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
05/13/09 AGM | Portland General Electric Co. | 736508847 | 3/6/2009 | 184,800 | |||
1.1 | Elect Director John W. Ballantine | Mgmt | For | For | |||
1.2 | Elect Director Rodney L. Brown, Jr. | Mgmt | For | For | |||
1.3 | Elect Director David A. Dietzler | Mgmt | For | For | |||
1.4 | Elect Director Peggy Y. Fowler | Mgmt | For | For | |||
1.5 | Elect Director Mark B. Ganz | Mgmt | For | For | |||
1.6 | Elect Director Corbin A. McNeill, Jr. | Mgmt | For | For | |||
1.7 | Elect Director Neil J. Nelson | Mgmt | For | For | |||
1.8 | Elect Director M. Lee Pelton | Mgmt | For | For | |||
1.9 | Elect Director James J. Piro | Mgmt | For | For | |||
1.10 | Elect Director Robert T. F. Reid | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Increase Authorized Common Stock | Mgmt | For | For | |||
06/10/09 AGM | Premiere Global Services, Inc. | 740585104 | 4/2/2009 | 465,000 | |||
1.1 | Elect Director Boland T. Jones | Mgmt | For | For | |||
1.2 | Elect Director Jeffrey T. Arnold | Mgmt | For | For | |||
1.3 | Elect Director Wilkie S. Colyer | Mgmt | For | For | |||
1.4 | Elect Director John R. Harris | Mgmt | For | For | |||
1.5 | Elect Director W. Steven Jones | Mgmt | For | For | |||
1.6 | Elect Director Raymond H. Pirtle, Jr. | Mgmt | For | For | |||
1.7 | Elect Director J. Walker Smith, Jr. | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
05/06/09 AGM | Regal Entertainment Group | 758766109 | 3/11/2009 | 383,200 | |||
1.1 | Elect Director Charles E. Brymer | Mgmt | For | For | |||
1.2 | Elect Director Michael L. Campbell | Mgmt | For | For | |||
1.3 | Elect Director Alex Yemenidjian | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
01/07/09 AGM | Robbins & Myers, Inc. | 770196103 | 11/19/2008 | 90,800 | |||
1.1 | Elect Director Andrew G. Lampereur | Mgmt | For | For | |||
1.2 | Elect Director Thomas P. Loftis | Mgmt | For | For | |||
1.3 | Elect Director Dale L. Medford | Mgmt | For | For | |||
1.4 | Elect Director Albert J. Neupaver | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
05/20/09 AGM | St. Mary Land & Exploration Co. | 792228108 | 3/23/2009 | 214,600 | |||
1.1 | Elect Director Barbara M. Baumann | Mgmt | For | For | |||
1.2 | Elect Director Anthony J. Best | Mgmt | For | For | |||
1.3 | Elect Director Larry W. Bickle | Mgmt | For | For | |||
1.4 | Elect Director William J. Gardiner | Mgmt | For | For | |||
1.5 | Elect Director Julio M. Quintana | Mgmt | For | For | |||
1.6 | Elect Director John M. Seidl | Mgmt | For | For | |||
1.7 | Elect Director William D. Sullivan | Mgmt | For | For | |||
2 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
07/24/08 AGM | Steris Corp. | 859152100 | 6/2/2008 | 148,700 | |||
1.1 | Elect Director Richard C. Breeden | Mgmt | For | For | |||
1.2 | Elect Director Cynthia L. Feldmann | Mgmt | For | For | |||
1.3 | Elect Director Robert H. Fields | Mgmt | For | For | |||
1.4 | Elect Director Jacqueline B. Kosecoff | Mgmt | For | For | |||
1.5 | Elect Director Raymond A. Lancaster | Mgmt | For | For | |||
1.6 | Elect Director Kevin M. McMullen | Mgmt | For | For | |||
1.7 | Elect Director J.B. Richey | Mgmt | For | For | |||
1.8 | Elect Director Walter M Rosebrough, Jr. | Mgmt | For | For | |||
1.9 | Elect Director Mohsen M. Sohi | Mgmt | For | For | |||
1.10 | Elect Director John P. Wareham | Mgmt | For | For | |||
1.11 | Elect Director Loyal W. Wilson | Mgmt | For | For | |||
1.12 | Elect Director Michael B. Wood | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
04/14/09 AGM | Sybase, Inc. | 871130100 | 2/27/2009 | 130,900 | |||
1.1 | Elect Director John S. Chen | Mgmt | For | For | |||
1.2 | Elect Director Richard C. Alberding | Mgmt | For | For | |||
1.3 | Elect Director Michael A. Daniels | Mgmt | For | For | |||
1.4 | Elect Director Alan B. Salisbury | Mgmt | For | For | |||
1.5 | Elect Director Jack E. Sum | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
05/21/09 AGM | Telephone and Data Systems, Inc. | 879433860 | 3/30/2009 | 102,675 | |||
1.1 | Elect Director Clarence A. Davis | Mgmt | For | For | |||
1.2 | Elect Director Christopher D. O'Leary | Mgmt | For | For | |||
1.3 | Elect Director Gary L. Sugarman | Mgmt | For | For | |||
1.4 | Elect Director Herbert S. Wander | Mgmt | For | For | |||
2 | Amend Non-Employee Director Omnibus Stock Plan | Mgmt | For | For | |||
3 | Ratify Auditors | Mgmt | For | For | |||
4 | Adopt Recapitalization Plan | ShrHoldr | Against | For | |||
08/21/08 AGM | The J. M. Smucker Co. | 832696405 | 6/23/2008 | 91,100 | |||
1.1 | Elect Director Vincent C. Byrd | Mgmt | For | For | |||
1.2 | Elect Director R. Douglas Cowan | Mgmt | For | For | |||
1.3 | Elect Director Elizabeth Valk Long | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
10/16/08 EGM | The J. M. Smucker Co. | 832696405 | 9/8/2008 | 91,100 | |||
1 | Issue Shares in Connection with Acquisition | Mgmt | For | For | |||
2 | Amend Articles of Incorporation to Change the Applicable Date for the Rights of Holders | Mgmt | For | For | |||
3 | Adjourn Meeting | Mgmt | For | For | |||
05/11/09 AGM | Titanium Metals Corp. | 888339207 | 3/31/2009 | 164,800 | |||
1.1 | Elect Director Keith R. Coogan | Mgmt | For | For | |||
1.2 | Elect Director Glenn R. Simmons | Mgmt | For | For | |||
1.3 | Elect Director Harold C. Simmons | Mgmt | For | For | |||
1.4 | Elect Director Thomas P. Stafford | Mgmt | For | For | |||
1.5 | Elect Director Steven L. Watson | Mgmt | For | For | |||
1.6 | Elect Director Terry N. Worrell | Mgmt | For | For | |||
1.7 | Elect Director Paul J. Zucconi | Mgmt | For | For | |||
04/14/09 AGM | Verigy Limited | Y93691106 | 4/14/2009 | 204,300 | |||
1 | Reelect Edward Grady as Director | Mgmt | For | For | |||
2 | Reelect Ernest Godshalk as Director | Mgmt | For | For | |||
3 | Reelect Bobby Cheng as Director | Mgmt | For | For | |||
4 | Reelect Keith Barnes as Director | Mgmt | For | For | |||
5 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | |||
6 | Approve Cash Compensation to Non-Employee Directors; Pro Rated Cash Compensation to New Non-Employee Directors; and Additional Cash Compensation to the Lead Independent Director and Chairperson of the Audit Committee for Services Rendered | Mgmt | For | For | |||
7 | Approve Issuance of Shares without Preemptive Rights | Mgmt | For | For | |||
8 | Authorize Share Repurchase Program | Mgmt | For | For | |||
05/05/09 AGM | West Pharmaceutical Services, Inc. | 955306105 | 3/20/2009 | 58,700 | |||
1.1 | Elect Director Paula A. Johnson | Mgmt | For | For | |||
1.2 | Elect Director Anthony Welters | Mgmt | For | For | |||
1.3 | Elect Director Patrick J. Zenner | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
05/05/09 AGM | Whiting Petroleum Corp. | 966387102 | 3/13/2009 | 99,500 | |||
1.1 | Elect Director James J. Volker | Mgmt | For | For | |||
1.2 | Elect Director William N. Hahne | Mgmt | For | For | |||
1.3 | Elect Director Graydon D. Hubbard | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
01/22/09 AGM | Woodward Governor Company | 980745103 | 11/24/2008 | 97,100 | |||
1.1 | Elect Director Paul Donovan | Mgmt | For | For | |||
1.2 | Elect Director Thomas A. Gendron | Mgmt | For | For | |||
1.3 | Elect Director John A. Halbrook | Mgmt | For | For | |||
1.4 | Elect Director Dr. Ronald M. Sega | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For |
First Investors International Fund
Mtg Date | Company | Security/ | Mgmt | Vote | Record | Shares | |
/Type | /Ballot Issues | Proponent | Rec | Cast | Date | Voted | |
05/19/09 AGM | China Mobile (Hong Kong) Limited | 16941M109 | 4/9/2009 | 10,400 | |||
Meeting for ADR Holders | |||||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | |||
2 | Approve Final Dividend | Mgmt | For | For | |||
3a | Reelect Wang Jianzhou as Director | Mgmt | For | For | |||
3b | Reelect Zhang Chunjiang as Director | Mgmt | For | Against | |||
3c | Reelect Sha Yuejia as Director | Mgmt | For | For | |||
3d | Reelect Liu Aili as Director | Mgmt | For | For | |||
3e | Reelect Xu Long as Director | Mgmt | For | For | |||
3f | Reelect Moses Cheng Mo Chi as Director | Mgmt | For | For | |||
3g | Reelect Nicholas Jonathan Read as Director | Mgmt | For | For | |||
4 | Reappoint KMPG as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | |||
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | |||
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | For | Against | |||
7 | Authorize Reissuance of Repurchased Shares | Mgmt | For | Against | |||
01/29/09 EGM | Core Laboratories N V | N22717107 | 12/24/2008 | 45,761 | |||
This is a global agenda received via the Broadridge North American Ballot distribution system. | |||||||
1 | AUTHORIZATION OF MANAGEMENT BOARD TO REPURCHASE UP TO 25.6% OF OUR ISSUED SHARE CAPITAL UNTIL JULY 29, 2010. | Mgmt | For | For | |||
05/14/09 AGM | Core Laboratories N V | N22717107 | 3/19/2009 | 39,761 | |||
This is a duplicate meeting for ballots received via the Broadridge North American Ballot Distribution System | |||||||
1.1 | Elect Richard L. Bergmark as Supervisory Board Member | Mgmt | For | For | |||
1.2 | Elect Alexander Vriesendorp as Supervisory Board Member | Mgmt | For | For | |||
2 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | |||
3 | Grant Board Authority to Issue Shares Up To 20 Percent of Issued Capital | Mgmt | For | For | |||
4 | Authorize Board to Exclude Preemptive Rights from Issuance under Item 3 | Mgmt | For | For | |||
5 | Ratify PricewaterhouseCoopers as Auditors | Mgmt | For | For | |||
6 | Transact Other Business | ||||||
11/24/08 EGM | Petroleo Brasileiro | 71654V408 | 10/30/2008 | 49,072 | |||
Meeting for ADR Holders | |||||||
1 | Approve Absorption of 17 de Maio Participacoes SA | Mgmt | For | For | |||
2 | Appoint Independent Firm to Appraise Proposed Absorption | Mgmt | For | For | |||
04/08/09 AGM | Petroleo Brasileiro | 71654V101 | 3/23/2009 | 12,392 | |||
Meeting for ADR Preferred Holders | |||||||
1 | Elect Director | Mgmt | For | Against | |||
2 | Elect Fiscal Council Members and Alternates | Mgmt | For | Against | |||
05/05/09 AGM | Philip Morris International Inc. | 718172109 | 3/10/2009 | 108,400 | |||
1.1 | Elect Director Harold Brown | Mgmt | For | For | |||
1.2 | Elect Director Mathis Cabiallavetta | Mgmt | For | For | |||
1.3 | Elect Director Louis C. Camilleri | Mgmt | For | For | |||
1.4 | Elect Director J. Dudley Fishburn | Mgmt | For | For | |||
1.5 | Elect Director Graham Mackay | Mgmt | For | For | |||
1.6 | Elect Director Sergio Marchionne | Mgmt | For | Against | |||
1.7 | Elect Director Lucio A. Noto | Mgmt | For | For | |||
1.8 | Elect Director Carlos Slim Helu | Mgmt | For | For | |||
1.9 | Elect Director Stephen M. Wolf | Mgmt | For | For | |||
2 | Ratify Auditors | Mgmt | For | For | |||
3 | Amend Omnibus Stock Plan | Mgmt | For | For | |||
04/08/09 AGM | Schlumberger Ltd. | 806857108 | 2/18/2009 | 10,250 | |||
1.1 | Elect P. Camus as Director | Mgmt | For | For | |||
1.2 | Elect J.S. Gorelick as Director | Mgmt | For | For | |||
1.3 | Elect A. Gould as Director | Mgmt | For | For | |||
1.4 | Elect T. Issac as Director | Mgmt | For | For | |||
1.5 | Elect N. Kudryavtsev as Director | Mgmt | For | For | |||
1.6 | Elect A. Lajous as Director | Mgmt | For | For | |||
1.7 | Elect M.E. Marks as Director | Mgmt | For | For | |||
1.8 | Elect L.R. Reif as Director | Mgmt | For | For | |||
1.9 | Elect T.I. Sandvold as Director | Mgmt | For | For | |||
1.10 | Elect H. Seydoux as Director | Mgmt | For | For | |||
1.11 | Elect L.G. Stuntz as Director | Mgmt | For | For | |||
2 | Adopt and Approve Financials and Dividends | Mgmt | For | For | |||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | ShrHoldr | Against | For | |||
4 | Approval of Independent Registered Public Accounting Firm | Mgmt | For | For | |||
12/08/08 EGM | Transocean Inc. | G90073100 | 10/27/2008 | 21,100 | |||
This is a duplicate meeting for ballots received via the Broadridge North American ballot distribution system | |||||||
1 | APPROVAL OF THE MERGER TRANSACTION TO BE EFFECTED BY THE SCHEMES OF ARRANGEMENT, ATTACHED TO THE ACCOMPANYING PROXY STATEMENT AS ANNEX B. | Mgmt | For | For | |||
2 | APPROVAL OF THE MOTION TO ADJOURN THE MEETING TO A LATER DATE TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE MEETING TO APPROVE THE MERGER TRANSACTION. | Mgmt | For | For |
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to be have been voted Against management's recommendation, regardless of whether the recommendation is 'For' or 'Against,' except where management has made no recommendation or has recommended that shareholders 'Abstain.'
Where management has recommended that shareholders 'Abstain' from voting on a ballot item:
1) a ballot market 'Abstain' is considered to have been voted for management's recommendation to 'Abstain' and
2) a ballot voted 'For" or 'Against' is considered to have been voted Against management's recommendation to 'Abstain.'
Where management has made no recommendation on a ballot item, the abbreviation "N/A" is used to denote that there is no applicable recommendation compared to which a vote may be 'For' or 'Against' the recommendation of management.
SIGNATURES:
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
First Investors Equity Funds
(Registrant)
By: /S/ KATHRYN S. HEAD
Kathryn S. Head
President and Principal Executive Officer
Date: August 20, 2009