Joseph I. Benedek
First Investors Management Company, Inc.
Item 1. Proxy Voting Record
Rovi Corp | Meeting Date | | Meeting Type | Record Date | |
Ticker: ROVI | 15-Jul-09 | | Annual | 18-May-09 | |
CUSIP: 779376102 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Alfred J. Amoroso | Mgmt | For | | For |
1.2 | Elect Director Andrew K. Ludwick | Mgmt | For | | For |
1.3 | Elect Director Alan L. Earhart | Mgmt | For | | For |
1.4 | Elect Director Robert J. Majteles | Mgmt | For | | For |
1.5 | Elect Director James E. Meyer | Mgmt | For | | For |
1.6 | Elect Director James P. O'Shaughnessy | Mgmt | For | | For |
1.7 | Elect Director Ruthann Quindlen | Mgmt | For | | For |
2 | Change Company Name | Mgmt | For | | For |
3 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Wyeth | Meeting Date | | Meeting Type | Record Date | |
Ticker: WYE | 20-Jul-09 | | Annual | 05-Jun-09 | |
CUSIP: N/A | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Approve Merger Agreement | Mgmt | For | | For |
2 | Adjourn Meeting | Mgmt | For | | For |
3.1 | Elect Director Robert M. Amen | Mgmt | For | | Against |
3.2 | Elect Director Michael J. Critelli | Mgmt | For | | Against |
3.3 | Elect Director Frances D. Fergusson | Mgmt | For | | For |
3.4 | Elect Director Victor F. Ganzi | Mgmt | For | | Against |
3.5 | Elect Director Robert Langer | Mgmt | For | | For |
3.6 | Elect Director John P. Mascotte | Mgmt | For | | Against |
3.7 | Elect Director Raymond J. McGuire | Mgmt | For | | Against |
3.8 | Elect Director Mary Lake Polan | Mgmt | For | | For |
3.9 | Elect Director Bernard Poussot | Mgmt | For | | For |
3.10 | Elect Director Gary L. Rogers | Mgmt | For | | Against |
3.11 | Elect Director John R. Torell III | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
5 | Report on Political Contributions | SH | Against | | For |
6 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
| | | | | |
Citigroup Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: C | 24-Jul-09 | | Written Consent | 16-Jun-09 | |
CUSIP: 172967101 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Amend Certificate of Incorporation to Approve Dividend Blocker Amendment | Mgmt | For | | For |
2 | Amend Certificate of Incorporation to Approve Director Amendment | Mgmt | For | | For |
3 | Amend Certificate of Incorporation to Approve Retirement Amendment | Mgmt | For | | Against |
4 | Increase Authorized Preferred Stock | Mgmt | For | | Against |
| | | | | |
BE Aerospace, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: BEAV | 30-Jul-09 | | Annual | 01-Jun-09 | |
CUSIP: 073302101 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Charles L. Chadwell | Mgmt | For | | Withhold |
1.2 | Elect Director Richard G. Hamermesh | Mgmt | For | | For |
1.3 | Elect Director Amin J. Khoury | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | | For |
4 | Implement MacBride Principles | SH | Against | | Against |
5 | Other Business | Mgmt | For | | Against |
| | | | | |
Polo Ralph Lauren Corp. | Meeting Date | | Meeting Type | Record Date | |
Ticker: RL | 06-Aug-09 | | Annual | 22-Jun-09 | |
CUSIP: 731572103 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Frank A. Bennack, Jr | Mgmt | For | | Withhold |
1.2 | Elect Director Joel L. Fleishman | Mgmt | For | | Withhold |
1.3 | Elect Director Steven P. Murphy | Mgmt | For | | Withhold |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Merck & Co., Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: MRK | 07-Aug-09 | | Special | 22-Jun-09 | |
CUSIP: 58933Y105 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Approve Acquisition | Mgmt | For | | For |
| | | | | |
Xilinx, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: XLNX | 12-Aug-09 | | Annual | 15-Jun-09 | |
CUSIP: 983919101 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Philip T. Gianos | Mgmt | For | | For |
1.2 | Elect Director Moshe N. Gavrielov | Mgmt | For | | For |
1.3 | Elect Director John L. Doyle | Mgmt | For | | For |
1.4 | Elect Director Jerald G. Fishman | Mgmt | For | | For |
1.5 | Elect Director William G. Howard, Jr. | Mgmt | For | | For |
1.6 | Elect Director J. Michael Patterson | Mgmt | For | | For |
1.7 | Elect Director Marshall C. Turner | Mgmt | For | | For |
1.8 | Elect Director E.W. Vanderslice | Mgmt | For | | For |
2 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
PSS World Medical, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: PSSI | 20-Aug-09 | | Annual | 12-Jun-09 | |
CUSIP: 69366A100 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Jeffrey C. Crowe | Mgmt | For | | For |
1.2 | Elect Director Steven T. Halverson | Mgmt | For | | For |
2 | Amend Omnibus Stock Plan | Mgmt | For | | For |
3 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Medtronic, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: MDT | 27-Aug-09 | | Annual | 29-Jun-09 | |
CUSIP: 585055106 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Richard H. Anderson | Mgmt | For | | For |
1.2 | Elect Director Victor J. Dzau | Mgmt | For | | For |
1.3 | Elect Director William A. Hawkins | Mgmt | For | | For |
1.4 | Elect Director S. Ann Jackson | Mgmt | For | | For |
1.5 | Elect Director Denise M. O'Leary | Mgmt | For | | For |
1.6 | Elect Director Robert C. Pozen | Mgmt | For | | For |
1.7 | Elect Director Jean-pierre Rosso | Mgmt | For | | For |
1.8 | Elect Director Jack W. Schuler | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | | For |
4 | Amend Omnibus Stock Plan | Mgmt | For | | For |
| | | | | |
Citigroup Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: C | 02-Sep-09 | | Written Consent | 29-Jul-09 | |
CUSIP: 172967101 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Increase Authorized Common Stock | Mgmt | For | | For |
2 | Approve Reverse Stock Split | Mgmt | For | | For |
3 | Amend Certificate of Incorporation to Eliminate Voting Rights of Common Stock that Relates to Outstanding Series of Preferred Stock | Mgmt | For | | Against |
| | | | | |
Symantec Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: SYMC | 23-Sep-09 | | Annual | 27-Jul-09 | |
CUSIP: 871503108 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Michael A. Brown | Mgmt | For | | For |
1.2 | Elect Director William T. Coleman | Mgmt | For | | For |
1.3 | Elect Director Frank E. Dangeard | Mgmt | For | | For |
1.4 | Elect Director Geraldine B. Laybourne | Mgmt | For | | For |
1.5 | Elect Director David L. Mahoney | Mgmt | For | | For |
1.6 | Elect Director Robert S. Miller | Mgmt | For | | For |
1.7 | Elect Director Enrique Salem | Mgmt | For | | For |
1.8 | Elect Director Daniel H. Schulman | Mgmt | For | | For |
1.9 | Elect Director John W. Thompson | Mgmt | For | | For |
1.10 | Elect Director V. Paul Unruh | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
| | | | | |
H&R Block, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: HRB | 24-Sep-09 | | Annual | 06-Aug-09 | |
CUSIP: 093671105 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Alan M. Bennett | Mgmt | For | | For |
1.2 | Elect Director Thomas M. Bloch | Mgmt | For | | For |
1.3 | Elect Director Richard C. Breeden | Mgmt | For | | For |
1.4 | Elect Director Robert A. Gerard | Mgmt | For | | For |
1.5 | Elect Director Len J. Lauer | Mgmt | For | | For |
1.6 | Elect Director David B. Lewis | Mgmt | For | | For |
1.7 | Elect Director Tom D. Seip | Mgmt | For | | For |
1.8 | Elect Director L. Edward Shaw, Jr. | Mgmt | For | | For |
1.9 | Elect Director Russell P. Smyth | Mgmt | For | | For |
1.10 | Elect Director Christianna Wood | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Ruby Tuesday, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: RT | 07-Oct-09 | | Annual | 10-Aug-09 | |
CUSIP: 781182100 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Claire L. Arnold | Mgmt | For | | For |
1.2 | Elect Director Kevin T. Clayton | Mgmt | For | | For |
1.3 | Elect Director Dr. Donald Ratajczak | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
RPM International Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: RPM | 08-Oct-09 | | Annual | 14-Aug-09 | |
CUSIP: 749685103 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director John P. Abizaid | Mgmt | For | | Withhold |
1.2 | Elect Director Bruce A. Carbonari | Mgmt | For | | Withhold |
1.3 | Elect Director James A. Karman | Mgmt | For | | Withhold |
1.4 | Elect Director Donald K. Miller | Mgmt | For | | Withhold |
1.5 | Elect Director Joseph P. Viviano | Mgmt | For | | Withhold |
2 | Amend Omnibus Stock Plan | Mgmt | For | | Against |
3 | Ratify Auditors | Mgmt | For | | For |
4 | Declassify the Board of Directors | SH | Against | | For |
| | | | | |
The Procter & Gamble Company | Meeting Date | | Meeting Type | Record Date | |
Ticker: PG | 13-Oct-09 | | Annual | 14-Aug-09 | |
CUSIP: 742718109 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Kenneth I. Chenault | Mgmt | For | | For |
2 | Elect Director Scott D. Cook | Mgmt | For | | For |
3 | Elect Director Rajat K. Gupta | Mgmt | For | | For |
4 | Elect Director A.G. Lafley | Mgmt | For | | For |
5 | Elect Director Charles R. Lee | Mgmt | For | | For |
6 | Elect Director Lynn M. Martin | Mgmt | For | | For |
7 | Elect Director Robert A. McDonald | Mgmt | For | | For |
8 | Elect Director W. James McNerney, Jr. | Mgmt | For | | For |
9 | Elect Director Johnathan A. Rodgers | Mgmt | For | | For |
10 | Elect Director Ralph Snyderman | Mgmt | For | | For |
11 | Elect Director Mary Agnes Wilderotter | Mgmt | For | | For |
12 | Elect Director Patricia A. Woertz | Mgmt | For | | For |
13 | Elect Director Ernesto Zedillo | Mgmt | For | | For |
14 | Ratify Auditors | Mgmt | For | | For |
15 | Amend Code of Regulations | Mgmt | For | | For |
16 | Approve Omnibus Stock Plan | Mgmt | For | | For |
17 | Provide for Cumulative Voting | SH | Against | | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
| | | | | |
AAR Corp. | Meeting Date | | Meeting Type | Record Date | |
Ticker: AIR | 14-Oct-09 | | Annual | 20-Aug-09 | |
CUSIP: 000361105 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Michael R. Boyce | Mgmt | For | | For |
1.2 | Elect Director James G. Brocksmith, Jr | Mgmt | For | | For |
1.3 | Elect Director David P. Storch | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Harris Corp. | Meeting Date | | Meeting Type | Record Date | |
Ticker: HRS | 23-Oct-09 | | Annual | 28-Aug-09 | |
CUSIP: 413875105 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Terry D. Growcock | Mgmt | For | | For |
1.2 | Elect Director Leslie F. Kenne | Mgmt | For | | For |
1.3 | Elect Director David B. Rickard | Mgmt | For | | For |
1.4 | Elect Director Gregory T. Swienton | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Require Independent Board Chairman | SH | Against | | Against |
| | | | | |
SRA International, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: SRX | 28-Oct-09 | | Annual | 31-Aug-09 | |
CUSIP: 78464R105 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Declassify the Board of Directors | Mgmt | For | | For |
2.1 | Elect Director Stanton D. Sloane | Mgmt | For | | For |
2.2 | Elect Director E.P. Giambastiani, Jr. | Mgmt | For | | For |
2.3 | Elect Director William T. Keevan | Mgmt | For | | For |
2.4 | Elect Director John W. Barter | Mgmt | For | | For |
2.5 | Elect Director Larry R. Ellis | Mgmt | For | | For |
2.6 | Elect Director Miles R. Gilburne | Mgmt | For | | For |
2.7 | Elect Director Gail R. Wilensky | Mgmt | For | | For |
2.8 | Elect Director Michael R. Klein | Mgmt | For | | For |
2.9 | Elect Director David H. Langstaff | Mgmt | For | | For |
2.10 | Elect Director Ernst Volgenau | Mgmt | For | | For |
3 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Luxottica Group S.p.A. | Meeting Date | | Meeting Type | Record Date | |
Ticker: N/A | 29-Oct-09 | | Special | 01-Oct-09 | |
CUSIP: T6444Z110 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
| Meeting for ADR Holders | Mgmt | None | | None |
| Ordinary Business | Mgmt | None | | None |
1 | Approve Allocation of Income | Mgmt | For | | Do Not Vote |
2 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Mgmt | For | | Do Not Vote |
3 | Appoint Alternate Internal Statutory Auditor | Mgmt | For | | Do Not Vote |
| | | | | |
Noble Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: N/A | 29-Oct-09 | | Special | 04-Sep-09 | |
CUSIP: H5833N103 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
| This is a duplicate meeting for ballots received via the Broadridge North American Ballot distribution system. | Mgmt | None | | None |
1.1 | Director Gordon T. Hall | Mgmt | For | | Do Not Vote |
1.2 | Director Jon A. Marshall | Mgmt | For | | Do Not Vote |
2 | Approval Of The Amendment And Restatement Of The Noble Corporation 1991 Stock Option And Restricted Stock Plan effective As Of October 29, 2009 | Mgmt | For | | Do Not Vote |
| | | | | |
Perrigo Co. | Meeting Date | | Meeting Type | Record Date | |
Ticker: PRGO | 29-Oct-09 | | Annual | 04-Sep-09 | |
CUSIP: 714290103 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Gary M. Cohen | Mgmt | For | | For |
1.2 | Elect Director David T. Gibbons | Mgmt | For | | For |
1.3 | Elect Director Ran Gottfried | Mgmt | For | | For |
1.4 | Elect Director Ellen R. Hoffing | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Coach, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: COH | 05-Nov-09 | | Annual | 08-Sep-09 | |
CUSIP: 189754104 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Lew Frankfort | Mgmt | For | | For |
1.2 | Elect Director Susan Kropf | Mgmt | For | | Withhold |
1.3 | Elect Director Gary Loveman | Mgmt | For | | Withhold |
1.4 | Elect Director Ivan Menezes | Mgmt | For | | Withhold |
1.5 | Elect Director Irene Miller | Mgmt | For | | Withhold |
1.6 | Elect Director Michael Murphy | Mgmt | For | | Withhold |
1.7 | Elect Director Jide Zeitlin | Mgmt | For | | Withhold |
2 | Amend Omnibus Stock Plan | Mgmt | For | | For |
3 | Report on Ending Use of Animal Fur in Products | SH | Against | | Against |
| | | | | |
Cisco Systems, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: CSCO | 12-Nov-09 | | Annual | 14-Sep-09 | |
CUSIP: 17275R102 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Carol A. Bartz | Mgmt | For | | For |
2 | Elect Director M. Michele Burns | Mgmt | For | | For |
3 | Elect Director Michael D. Capellas | Mgmt | For | | For |
4 | Elect Director Larry R. Carter | Mgmt | For | | For |
5 | Elect Director John T. Chambers | Mgmt | For | | For |
6 | Elect Director Brian L. Halla | Mgmt | For | | For |
7 | Elect Director John L. Hennessy | Mgmt | For | | For |
8 | Elect Director Richard M. Kovacevich | Mgmt | For | | For |
9 | Elect Director Roderick C. McGeary | Mgmt | For | | For |
10 | Elect Director Michael K. Powell | Mgmt | For | | For |
11 | Elect Director Arun Sarin | Mgmt | For | | For |
12 | Elect Director Steven M. West | Mgmt | For | | For |
13 | Elect Director Jerry Yang | Mgmt | For | | For |
14 | Amend Omnibus Stock Plan | Mgmt | For | | For |
15 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | | For |
16 | Ratify Auditors | Mgmt | For | | For |
17 | Amend Bylaws to Establish a Board Committee on Human Rights | SH | Against | | Against |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
19 | Report on Internet Fragmentation | SH | Against | | For |
| | | | | |
CACI International, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: CACI | 18-Nov-09 | | Annual | 21-Sep-09 | |
CUSIP: 127190304 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Dan R. Bannister | Mgmt | For | | For |
1.2 | Elect Director Paul M. Cofoni | Mgmt | For | | For |
1.3 | Elect Director Gordon R. England | Mgmt | For | | For |
1.4 | Elect Director James S. Gilmore III | Mgmt | For | | For |
1.5 | Elect Director Gregory G. Johnson | Mgmt | For | | For |
1.6 | Elect Director Richard L. Leatherwood | Mgmt | For | | For |
1.7 | Elect Director J. Phillip London | Mgmt | For | | For |
1.8 | Elect Director James L. Pavitt | Mgmt | For | | For |
1.9 | Elect Director Warren R. Phillips | Mgmt | For | | For |
1.10 | Elect Director Charles P. Revoile | Mgmt | For | | For |
1.11 | Elect Director William S. Wallace | Mgmt | For | | For |
2 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | | Against |
4 | Adjourn Meeting | Mgmt | For | | Against |
5 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Microsoft Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: MSFT | 19-Nov-09 | | Annual | 04-Sep-09 | |
CUSIP: 594918104 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director William H. Gates, III | Mgmt | For | | For |
2 | Elect Director Steven A. Ballmer | Mgmt | For | | For |
3 | Elect Director Dina Dublon | Mgmt | For | | For |
4 | Elect Director Raymond V. Gilmartin | Mgmt | For | | For |
5 | Elect Director Reed Hastings | Mgmt | For | | For |
6 | Elect Director Maria Klawe | Mgmt | For | | For |
7 | Elect Director David F. Marquardt | Mgmt | For | | For |
8 | Elect Director Charles H. Noski | Mgmt | For | | For |
9 | Elect Director Helmut Panke | Mgmt | For | | For |
10 | Ratify Auditors | Mgmt | For | | For |
11 | Permit Right to Call Special Meeting | Mgmt | For | | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
13 | Adopt Principles for Health Care Reform | SH | Against | | Against |
14 | Report on Charitable Contributions | SH | Against | | Against |
| | | | | |
Sasol Ltd | Meeting Date | | Meeting Type | Record Date | |
Ticker: N/A | 27-Nov-09 | | Annual | 28-Oct-09 | |
CUSIP: N/A | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
| Meeting for ADR Holders | Mgmt | None | | None |
1 | Accept Financial Statements and Statutory Reports for Year Ended 30 June 2009 | Mgmt | For | | For |
2.1 | Re-elect Brian Connellan as Director | Mgmt | For | | For |
2.2 | Re-elect Henk Dijkgraaf as Director | Mgmt | For | | For |
2.3 | Re-elect Nolitha Fakude as Director | Mgmt | For | | For |
2.4 | Re-elect Imogen Mkhize as Director | Mgmt | For | | For |
2.5 | Re-elect Tom Wixley as Director | Mgmt | For | | For |
3.1 | Elect Colin Beggs as Director | Mgmt | For | | For |
3.2 | Elect Johnson Njeke as Director | Mgmt | For | | For |
4 | Reappoint KPMG Inc as Auditors of the Company and AW van der Lith as the Individual Registered Auditor | Mgmt | For | | For |
5 | Authorize Repurchase of Up to 4 Percent of Issued Share Capital | Mgmt | For | | For |
6 | Approve Remuneration of Non-Executive Directors with Effect from 1 July 2009 | Mgmt | For | | For |
| | | | | |
Webster Financial Corp. | Meeting Date | | Meeting Type | Record Date | |
Ticker: WBS | 10-Dec-09 | | Special | 20-Oct-09 | |
CUSIP: 947890109 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Amend Articles of Incorporation to Remove the 10% Capital Stock Acquisition Limitation | Mgmt | For | | For |
2 | Approve Conversion of Securities | Mgmt | For | | For |
3 | Adjourn Meeting | Mgmt | For | | For |
| | | | | |
Walgreen Co. | Meeting Date | | Meeting Type | Record Date | |
Ticker: WAG | 13-Jan-10 | | Annual | 16-Nov-09 | |
CUSIP: 931422109 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Steven A. Davis | Mgmt | For | | For |
1.2 | Elect Director William C. Foote | Mgmt | For | | For |
1.3 | Elect Director Mark P. Frissora | Mgmt | For | | For |
1.4 | Elect Director Alan G. McNally | Mgmt | For | | For |
1.5 | Elect Director Nancy M. Schlichting | Mgmt | For | | For |
1.6 | Elect Director David Y. Schwartz | Mgmt | For | | For |
1.7 | Elect Director Alejandro Silva | Mgmt | For | | For |
1.8 | Elect Director James A. Skinner | Mgmt | For | | For |
1.9 | Elect Director Gregory D. Wasson | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Stock Option Plan | Mgmt | For | | For |
4 | Reduce Supermajority Vote Requirement | SH | Against | | For |
5 | Performance-Based Equity Awards | SH | Against | | For |
6 | Report on Charitable Contributions | SH | Against | | Against |
| | | | | |
Morgans Hotel Group Company | Meeting Date | | Meeting Type | Record Date | |
Ticker: MHGC | 28-Jan-10 | | Special | 11-Dec-09 | |
CUSIP: 61748W108 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Approve Conversion of Securities | Mgmt | For | | For |
2 | Amend Omnibus Stock Plan | Mgmt | For | | Against |
3 | Adjourn Meeting | Mgmt | For | | Against |
| | | | | |
Becton, Dickinson and Company | Meeting Date | | Meeting Type | Record Date | |
Ticker: BDX | 02-Feb-10 | | Annual | 11-Dec-09 | |
CUSIP: 075887109 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Henry P. Becton, Jr. | Mgmt | For | | For |
1.2 | Elect Director Edward F. Degraan | Mgmt | For | | For |
1.3 | Elect Director Claire M. Fraser-liggett | Mgmt | For | | For |
1.4 | Elect Director Edward J. Ludwig | Mgmt | For | | For |
1.5 | Elect Director Adel A.F. Mahmoud | Mgmt | For | | For |
1.6 | Elect Director James F. Orr | Mgmt | For | | For |
1.7 | Elect Director Willard J. Overlock, Jr. | Mgmt | For | | For |
1.8 | Elect Director Bertram L. Scott | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Company-Specific--Approval Of A By-law Amendment Regarding Special Shareholdermeetings | Mgmt | For | | For |
4 | Amend Omnibus Stock Plan | Mgmt | For | | For |
5 | Approve Executive Incentive Bonus Plan | Mgmt | For | | For |
6 | Require a Majority Vote for the Election of Directors | SH | Against | | For |
7 | Provide for Cumulative Voting | SH | Against | | For |
| | | | | |
Atmos Energy Corp. | Meeting Date | | Meeting Type | Record Date | |
Ticker: ATO | 03-Feb-10 | | Annual | 10-Dec-09 | |
CUSIP: 049560105 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Robert W. Best | Mgmt | For | | For |
1.2 | Elect Director Kim R. Cocklin | Mgmt | For | | For |
1.3 | Elect Director Robert C. Grable | Mgmt | For | | For |
1.4 | Elect Director Phillip E. Nichol | Mgmt | For | | For |
1.5 | Elect Director Charles K. Vaughan | Mgmt | For | | For |
2 | Declassify the Board of Directors | Mgmt | For | | For |
3 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Jack In the Box Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: JACK | 10-Feb-10 | | Annual | 16-Dec-09 | |
CUSIP: 466367109 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Michael E. Alpert | Mgmt | For | | For |
1.2 | Elect Director David L. Goebel | Mgmt | For | | For |
1.3 | Elect Director Murray H. Hutchison | Mgmt | For | | For |
1.4 | Elect Director Linda A. Lang | Mgmt | For | | For |
1.5 | Elect Director Michael W. Murphy | Mgmt | For | | For |
1.6 | Elect Director David M. Tehle | Mgmt | For | | For |
1.7 | Elect Director Winifred M. Webb | Mgmt | For | | For |
2 | Amend Omnibus Stock Plan | Mgmt | For | | For |
3 | Ratify Auditors | Mgmt | For | | For |
4 | Require Suppliers to Adopt CAK | SH | Against | | Against |
| | | | | |
Burlington Northern Santa Fe Corp. | Meeting Date | | Meeting Type | Record Date | |
Ticker: BNI | 11-Feb-10 | | Special | 18-Dec-09 | |
CUSIP: 12189T104 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Approve Merger Agreement | Mgmt | For | | For |
2 | Adjourn Meeting | Mgmt | For | | For |
| | | | | |
Bank of America Corp. | Meeting Date | | Meeting Type | Record Date | |
Ticker: BAC | 23-Feb-10 | | Special | 07-Jan-10 | |
CUSIP: 060505104 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Increase Authorized Common Stock | Mgmt | For | | For |
2 | Adjourn Meeting | Mgmt | For | | For |
| | | | | |
QUALCOMM Incorporated | Meeting Date | | Meeting Type | Record Date | |
Ticker: QCOM | 02-Mar-10 | | Annual | 04-Jan-10 | |
CUSIP: 747525103 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Barbara T. Alexander | Mgmt | For | | For |
1.2 | Elect Director Stephen M. Bennett | Mgmt | For | | For |
1.3 | Elect Director Donald G. Cruickshank | Mgmt | For | | For |
1.4 | Elect Director Raymond V. Dittamore | Mgmt | For | | For |
1.5 | Elect Director Thomas W. Horton | Mgmt | For | | For |
1.6 | Elect Director Irwin Mark Jacobs | Mgmt | For | | For |
1.7 | Elect Director Paul E. Jacobs | Mgmt | For | | For |
1.8 | Elect Director Robert E. Kahn | Mgmt | For | | For |
1.9 | Elect Director Sherry Lansing | Mgmt | For | | For |
1.10 | Elect Director Duane A. Nelles | Mgmt | For | | For |
1.11 | Elect Director Brent Scowcroft | Mgmt | For | | For |
1.12 | Elect Director Marc I. Stern | Mgmt | For | | For |
2 | Amend Omnibus Stock Plan | Mgmt | For | | For |
3 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Esterline Technologies Corp. | Meeting Date | | Meeting Type | Record Date | |
Ticker: ESL | 03-Mar-10 | | Annual | 05-Jan-10 | |
CUSIP: 297425100 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Paul V. Haack | Mgmt | For | | For |
1.2 | Elect Director R. Bradley Lawrence | Mgmt | For | | For |
1.3 | Elect Director Leroy D. Nosbaum | Mgmt | For | | For |
1.4 | Elect Director Gary E. Pruitt | Mgmt | For | | For |
1.5 | Elect Director John F. Clearman | Mgmt | For | | For |
2 | Amend Omnibus Stock Plan | Mgmt | For | | For |
3 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Parametric Technology Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: PMTC | 03-Mar-10 | | Annual | 04-Jan-10 | |
CUSIP: 699173209 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Paul A. Lacy | Mgmt | For | | For |
1.2 | Elect Director Michael E. Porter | Mgmt | For | | Withhold |
1.3 | Elect Director Robert P. Schechter | Mgmt | For | | For |
2 | Approve Executive Incentive Bonus Plan | Mgmt | For | | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Urstadt Biddle Properties Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: UBA | 09-Mar-10 | | Annual | 25-Jan-10 | |
CUSIP: 917286205 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Willing L. Biddle | Mgmt | For | | For |
1.2 | Elect Director E. Virgil Conway | Mgmt | For | | For |
1.3 | Elect Director Robert J. Mueller | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Dividend Reinvestment and Share Purchase Plan | Mgmt | For | | For |
4 | Amend Restricted Stock Plan | Mgmt | For | | Against |
| | | | | |
Tyco International Ltd. | Meeting Date | | Meeting Type | Record Date | |
Ticker: TYC | 10-Mar-10 | | Annual | 11-Jan-10 | |
CUSIP: H89128104 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports for Fiscal 2008/2009 | Mgmt | For | | For |
2 | Approve Discharge of Board and Senior Management | Mgmt | For | | For |
3.1 | Reelect Edward Breen as Director | Mgmt | For | | Withhold |
3.2 | Elect Michael Daniels as Director | Mgmt | For | | For |
3.3 | Reelect Timothy Donahue as Director | Mgmt | For | | For |
3.4 | Reelect Brian Duperreault as Director | Mgmt | For | | For |
3.5 | Reelect Bruce Gordon as Director | Mgmt | For | | For |
3.6 | Reelect Rajiv Gupta as Director | Mgmt | For | | For |
3.7 | Reelect John Krol as Director | Mgmt | For | | For |
3.8 | Reelect Brendan O'Neill as Director | Mgmt | For | | For |
3.9 | Reelect William Stavropoulos as Director | Mgmt | For | | For |
3.10 | Reelect Sandra Wijnberg as Director | Mgmt | For | | For |
3.11 | Reelect R. David Yost as Director | Mgmt | For | | For |
4a | Ratify Deloitte AG as Auditors | Mgmt | For | | For |
4b | Appoint Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2009/2010 | Mgmt | For | | For |
4c | Ratify PricewaterhouseCoopers AG as Special Auditor | Mgmt | For | | For |
5a | Approve Carrying Forward of Net Loss | Mgmt | For | | For |
5b | Approve CHF 407.4 Million Reduction in Share Capital and Repayment of CHF 0.85 per Share | Mgmt | For | | For |
6 | Amend Articles Re: Plurality Voting Standard for Board Elections When the Number of Candidates Exceeds the Number of Board Positions Available | Mgmt | For | | For |
7 | Transact Other Business (Voting) | Mgmt | For | | Against |
| | | | | |
Hewlett-Packard Company | Meeting Date | | Meeting Type | Record Date | |
Ticker: HPQ | 17-Mar-10 | | Annual | 19-Jan-10 | |
CUSIP: 428236103 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Marc L. Andreessen | Mgmt | For | | For |
1.2 | Elect Director Lawrence T. Babbio, Jr. | Mgmt | For | | For |
1.3 | Elect Director Sari M. Baldauf | Mgmt | For | | For |
1.4 | Elect Director Rajiv L. Gupta | Mgmt | For | | For |
1.5 | Elect Director John H. Hammergren | Mgmt | For | | For |
1.6 | Elect Director Mark V. Hurd | Mgmt | For | | For |
1.7 | Elect Director Joel Z. Hyatt | Mgmt | For | | For |
1.8 | Elect Director John R. Joyce | Mgmt | For | | For |
1.9 | Elect Director Robert L. Ryan | Mgmt | For | | For |
1.10 | Elect Director Lucille S. Salhany | Mgmt | For | | For |
1.11 | Elect Director G. Kennedy Thompson | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | | For |
4 | Company Request on Advisory Vote on Executive Compensation | Mgmt | For | | For |
| | | | | |
IDEX Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: IEX | 06-Apr-10 | | Annual | 19-Feb-10 | |
CUSIP: 45167R104 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Neil A. Springer | Mgmt | For | | For |
1.2 | Elect Director Ruby R. Chandy | Mgmt | For | | For |
2 | Amend Omnibus Stock Plan | Mgmt | For | | For |
3 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
PGT, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: PGTI | 06-Apr-10 | | Annual | 19-Mar-10 | |
CUSIP: 69336V101 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Alexander R. Castaldi | Mgmt | For | | Withhold |
1.2 | Elect Director M. Joseph McHugh | Mgmt | For | | For |
1.3 | Elect Director William J. Morgan | Mgmt | For | | For |
1.4 | Elect Director Randy White | Mgmt | For | | Withhold |
2 | Amend Omnibus Stock Plan | Mgmt | For | | Against |
3 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Discover Financial Services | Meeting Date | | Meeting Type | Record Date | |
Ticker: DFS | 08-Apr-10 | | Annual | 10-Feb-10 | |
CUSIP: 254709108 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Jeffrey S. Aronin | Mgmt | For | | For |
2 | Elect Director Mary K. Bush | Mgmt | For | | For |
3 | Elect Director Gregory C. Case | Mgmt | For | | For |
4 | Elect Director Robert M. Devlin | Mgmt | For | | For |
5 | Elect Director Cynthia A. Glassman | Mgmt | For | | For |
6 | Elect Director Richard H. Lenny | Mgmt | For | | For |
7 | Elect Director Thomas G. Maheras | Mgmt | For | | For |
8 | Elect Director Michael H. Moskow | Mgmt | For | | For |
9 | Elect Director David W. Nelms | Mgmt | For | | For |
10 | Elect Director E. Follin Smith | Mgmt | For | | For |
11 | Elect Director Lawrence A.Weinbach | Mgmt | For | | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
13 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Stewart Enterprises, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: STEI | 08-Apr-10 | | Annual | 11-Feb-10 | |
CUSIP: 860370105 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Thomas J. Crawford | Mgmt | For | | For |
1.2 | Elect Director Thomas M. Kitchen | Mgmt | For | | For |
1.3 | Elect Director Alden J. McDonald, Jr | Mgmt | For | | For |
1.4 | Elect Director James W. McFarland | Mgmt | For | | For |
1.5 | Elect Director Ronald H. Patron | Mgmt | For | | For |
1.6 | Elect Director Michael O. Read | Mgmt | For | | For |
1.7 | Elect Director Ashton J. Ryan, Jr. | Mgmt | For | | For |
1.8 | Elect Director Frank B. Stewart, Jr. | Mgmt | For | | For |
2 | Approve Omnibus Stock Plan | Mgmt | For | | For |
3 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Brocade Communications Systems, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: BRCD | 12-Apr-10 | | Annual | 18-Feb-10 | |
CUSIP: 111621306 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Renato DiPentima | Mgmt | For | | For |
2 | Elect Director Alan Earhart | Mgmt | For | | For |
3 | Elect Director Sanjay Vaswani | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
5 | Declassify the Board of Directors | Mgmt | For | | For |
6 | Amend Supermajority Vote Requirement | Mgmt | For | | For |
| | | | | |
United Technologies Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: UTX | 14-Apr-10 | | Annual | 16-Feb-10 | |
CUSIP: 913017109 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Louis R. Chenevert | Mgmt | For | | For |
1.2 | Elect Director John V. Faraci | Mgmt | For | | For |
1.3 | Elect Director Jean-Pierre Garnier, Ph.D. | Mgmt | For | | For |
1.4 | Elect Director Jamie S. Gorelick | Mgmt | For | | For |
1.5 | Elect Director Carlos M. Gutierrez | Mgmt | For | | For |
1.6 | Elect Director Edward A. Kangas | Mgmt | For | | For |
1.7 | Elect Director Charles R. Lee | Mgmt | For | | For |
1.8 | Elect Director Richard D. McCormick | Mgmt | For | | For |
1.9 | Elect Director Harold McGraw, III | Mgmt | For | | For |
1.10 | Elect Director Richard B. Myers | Mgmt | For | | For |
1.11 | Elect Director H. Patrick Swygert | Mgmt | For | | For |
1.12 | Elect Director Andre Villeneuve | Mgmt | For | | For |
1.13 | Elect Director Christine Todd Whitman | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
| | | | | |
Genuine Parts Co. | Meeting Date | | Meeting Type | Record Date | |
Ticker: GPC | 19-Apr-10 | | Annual | 11-Feb-10 | |
CUSIP: 372460105 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Mary B. Bullock, Ph.D. | Mgmt | For | | For |
1.2 | Elect Director Jean Douville | Mgmt | For | | For |
1.3 | Elect Director Thomas C. Gallagher | Mgmt | For | | For |
1.4 | Elect Director George C. 'Jack' Guynn | Mgmt | For | | For |
1.5 | Elect Director John D. Johns | Mgmt | For | | For |
1.6 | Elect Director Michael M.E. Johns, M.D. | Mgmt | For | | For |
1.7 | Elect Director J. Hicks Lanier | Mgmt | For | | For |
1.8 | Elect Director Wendy B. Needham | Mgmt | For | | For |
1.9 | Elect Director Jerry W. Nix | Mgmt | For | | For |
1.10 | Elect Director Larry L. Prince | Mgmt | For | | For |
1.11 | Elect Director Gary W. Rollins | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Citigroup Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: C | 20-Apr-10 | | Annual | 25-Feb-10 | |
CUSIP: 172967101 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Alain J.P. Belda | Mgmt | For | | For |
2 | Elect Director Timothy C. Collins | Mgmt | For | | For |
3 | Elect Director Jerry A. Grundhofer | Mgmt | For | | For |
4 | Elect Director Robert L. Joss | Mgmt | For | | For |
5 | Elect Director Andrew N. Liveris | Mgmt | For | | For |
6 | Elect Director Michael E. O'Neill | Mgmt | For | | For |
7 | Elect Director Vikram S. Pandit | Mgmt | For | | For |
8 | Elect Director Richard D. Parsons | Mgmt | For | | For |
9 | Elect Director Lawrence R. Ricciardi | Mgmt | For | | For |
10 | Elect Director Judith Rodin | Mgmt | For | | For |
11 | Elect Director Robert L. Ryan | Mgmt | For | | For |
12 | Elect Director Anthony M. Santomero | Mgmt | For | | For |
13 | Elect Director Diana L. Taylor | Mgmt | For | | For |
14 | Elect Director William S. Thompson, Jr. | Mgmt | For | | For |
15 | Elect Director Ernesto Zedillo | Mgmt | For | | For |
16 | Ratify Auditors | Mgmt | For | | For |
17 | Amend Omnibus Stock Plan | Mgmt | For | | For |
18 | Amend Omnibus Stock Plan | Mgmt | For | | For |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
20 | Amend NOL Rights Plan (NOL Pill) | Mgmt | For | | For |
21 | Approve Reverse Stock Split | Mgmt | For | | For |
22 | Affirm Political Non-Partisanship | SH | Against | | Against |
23 | Report on Political Contributions | SH | Against | | For |
24 | Report on Collateral in Derivatives Trading | SH | Against | | For |
25 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
26 | Stock Retention/Holding Period | SH | Against | | For |
27 | Reimburse Expenses Incurred by Stockholder in Contested Election of Directors | SH | Against | | For |
| | | | | |
NewAlliance Bancshares, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: NAL | 20-Apr-10 | | Annual | 08-Mar-10 | |
CUSIP: 650203102 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Carlton L. Highsmith | Mgmt | For | | For |
1.2 | Elect Director Joseph H. Rossi | Mgmt | For | | For |
1.3 | Elect Director Nathaniel D. Woodson | Mgmt | For | | For |
1.4 | Elect Director Joseph A. Zaccagnino | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
U.S. Bancorp | Meeting Date | | Meeting Type | Record Date | |
Ticker: USB | 20-Apr-10 | | Annual | 22-Feb-10 | |
CUSIP: 902973304 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Douglas M. Baker, Jr. | Mgmt | For | | For |
2 | Elect Director Y. Marc Belton | Mgmt | For | | For |
3 | Elect Director Victoria Buyniski Gluckman | Mgmt | For | | For |
4 | Elect Director Arthur D. Collins, Jr. | Mgmt | For | | For |
5 | Elect Director Richard K. Davis | Mgmt | For | | For |
6 | Elect Director Joel W. Johnson | Mgmt | For | | For |
7 | Elect Director Olivia F. Kirtley | Mgmt | For | | For |
8 | Elect Director Jerry W. Levin | Mgmt | For | | For |
9 | Elect Director David B. O'Maley | Mgmt | For | | For |
10 | Elect Director O'dell M. Owens, M.D., M.P.H. | Mgmt | For | | For |
11 | Elect Director Richard G. Reiten | Mgmt | For | | For |
12 | Elect Director Craig D. Schnuck | Mgmt | For | | For |
13 | Elect Director Patrick T. Stokes | Mgmt | For | | For |
14 | Ratify Auditors | Mgmt | For | | For |
15 | Amend Omnibus Stock Plan | Mgmt | For | | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
| | | | | |
Brookline Bancorp, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: BRKL | 21-Apr-10 | | Annual | 08-Mar-10 | |
CUSIP: 11373M107 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director David C. Chapin | Mgmt | For | | For |
1.2 | Elect Director John A. Hackett, Sr. | Mgmt | For | | For |
1.3 | Elect Director John L. Hall, II | Mgmt | For | | For |
1.4 | Elect Director Rosamond B. Vaule | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Hudson City Bancorp, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: HCBK | 21-Apr-10 | | Annual | 01-Mar-10 | |
CUSIP: 443683107 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Donald O. Quest PhD | Mgmt | For | | For |
2 | Elect Director Joseph G. Sponholz | Mgmt | For | | For |
3 | Approve/Amend Executive Incentive Bonus Plan | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
The Coca-Cola Company | Meeting Date | | Meeting Type | Record Date | |
Ticker: KO | 21-Apr-10 | | Annual | 22-Feb-10 | |
CUSIP: 191216100 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Herbert A. Allen | Mgmt | For | | For |
2 | Elect Director Ronald W. Allen | Mgmt | For | | For |
3 | Elect Director Cathleen P. Black | Mgmt | For | | For |
4 | Elect Director Barry Diller | Mgmt | For | | Against |
5 | Elect Director Alexis M. Herman | Mgmt | For | | For |
6 | Elect Director Muhtar Kent | Mgmt | For | | For |
7 | Elect Director Donald R. Keough | Mgmt | For | | For |
8 | Elect Director Maria Elena Lagomasino | Mgmt | For | | For |
9 | Elect Director Donald F. McHenry | Mgmt | For | | For |
10 | Elect Director Sam Nunn | Mgmt | For | | For |
11 | Elect Director James D. Robinson III | Mgmt | For | | For |
12 | Elect Director Peter V. Ueberroth | Mgmt | For | | For |
13 | Elect Director Jacob Wallenberg | Mgmt | For | | For |
14 | Elect Director James B. Williams | Mgmt | For | | For |
15 | Ratify Auditors | Mgmt | For | | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
17 | Require Independent Board Chairman | SH | Against | | For |
18 | Performance-Based Equity Awards | SH | Against | | Against |
19 | Publish Report on Chemical Bisphenol A (BPA) | SH | Against | | For |
| | | | | |
Celanese Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: CE | 22-Apr-10 | | Annual | 24-Feb-10 | |
CUSIP: 150870103 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director David N. Weidman | Mgmt | For | | For |
2 | Elect Director Mark C. Rohr | Mgmt | For | | For |
3 | Elect Director Farah M. Walters | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Johnson & Johnson | Meeting Date | | Meeting Type | Record Date | |
Ticker: JNJ | 22-Apr-10 | | Annual | 23-Feb-10 | |
CUSIP: 478160104 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Mary Sue Coleman | Mgmt | For | | For |
2 | Elect Director James G. Culien | Mgmt | For | | For |
3 | Elect Director Michael M. E. Johns | Mgmt | For | | For |
4 | Elect Director Susan L. Lindquist | Mgmt | For | | For |
5 | Elect Director Anne M. Mulcahy | Mgmt | For | | For |
6 | Elect Director Lea F. Mullin | Mgmt | For | | For |
7 | Elect Director William D. Perez | Mgmt | For | | For |
8 | Elect Director Charles Prince | Mgmt | For | | For |
9 | Elect Director David Satcher | Mgmt | For | | For |
10 | Elect Director William C. Welcon | Mgmt | For | | For |
11 | Ratify Auditors | Mgmt | For | | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
13 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
| | | | | |
Lockheed Martin Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: LMT | 22-Apr-10 | | Annual | 01-Mar-10 | |
CUSIP: 539830109 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director E. C. "Pete" Aldrige, Jr. | Mgmt | For | | For |
2 | Elect Director Nolan D. Archibald | Mgmt | For | | For |
3 | Elect Director David B. Burritt | Mgmt | For | | For |
4 | Elect Director James O. Ellis, Jr. | Mgmt | For | | For |
5 | Elect Director Gwendolyn S. King | Mgmt | For | | For |
6 | Elect Director James M. Loy | Mgmt | For | | For |
7 | Elect Director Douglas H. McCorkindale | Mgmt | For | | For |
8 | Elect Director Joseph W. Ralston | Mgmt | For | | For |
9 | Elect Director James Schneider | Mgmt | For | | For |
10 | Elect Director Anne Stevens | Mgmt | For | | For |
11 | Elect Director Robert J. Stevens | Mgmt | For | | For |
12 | Ratify Auditors | Mgmt | For | | For |
13 | Report on Space-based Weapons Program | SH | Against | | Against |
| | | | | |
Olin Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: OLN | 22-Apr-10 | | Annual | 26-Feb-10 | |
CUSIP: 680665205 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director C. Robert Bunch | Mgmt | For | | For |
1.2 | Elect Director RandallL W. Larrimore | Mgmt | For | | For |
1.3 | Elect Director John M. B. O'Connor | Mgmt | For | | For |
2 | Amend Non-Employee Director Stock Option Plan | Mgmt | For | | For |
3 | Amend Executive Incentive Bonus Plan | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Pfizer Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: PFE | 22-Apr-10 | | Annual | 23-Feb-10 | |
CUSIP: 717081103 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Dennis A. Ausiello | Mgmt | For | | For |
2 | Elect Director Michael S. Brown | Mgmt | For | | For |
3 | Elect Director M. Anthony Burns | Mgmt | For | | For |
4 | Elect Director Robert N. Burt | Mgmt | For | | For |
5 | Elect Director W. Don Cornwell | Mgmt | For | | For |
6 | Elect Director Frances D. Fergusson | Mgmt | For | | For |
7 | Elect Director William H. Gray III | Mgmt | For | | For |
8 | Elect Director Constance J. Horner | Mgmt | For | | For |
9 | Elect Director James M. Kilts | Mgmt | For | | For |
10 | Elect Director Jeffrey B. Kindler | Mgmt | For | | For |
11 | Elect Director George A. Lorch | Mgmt | For | | For |
12 | Elect Director John P. Mascotte | Mgmt | For | | For |
13 | Elect Director Suzanne Nora Johnson | Mgmt | For | | For |
14 | Elect Director Stephen W. Sanger | Mgmt | For | | For |
15 | Elect Director William C. Steere, Jr. | Mgmt | For | | For |
16 | Ratify Auditors | Mgmt | For | | For |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
18 | Provide Right to Call Special Meeting | Mgmt | For | | For |
19 | Prohibit Executive Stock-Based Awards | SH | Against | | Against |
| | | | | |
Abbott Laboratories | Meeting Date | | Meeting Type | Record Date | |
Ticker: ABT | 23-Apr-10 | | Annual | 24-Feb-10 | |
CUSIP: 002824100 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director R.J. Alpern | Mgmt | For | | For |
1.2 | Elect Director R.S. Austin | Mgmt | For | | For |
1.3 | Elect Director W.M. Daley | Mgmt | For | | Withhold |
1.4 | Elect Director W.J. Farrell | Mgmt | For | | Withhold |
1.5 | Elect Director H.L. Fuller | Mgmt | For | | Withhold |
1.6 | Elect Director W.A. Osborn | Mgmt | For | | Withhold |
1.7 | Elect Director D.A.L. Owen | Mgmt | For | | For |
1.8 | Elect Director R.S. Roberts | Mgmt | For | | For |
1.9 | Elect Director S.C. Scott, III | Mgmt | For | | For |
1.10 | Elect Director W.D. Smithburg | Mgmt | For | | Withhold |
1.11 | Elect Director G.F. Tilton | Mgmt | For | | For |
1.12 | Elect Director M.D. White | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
| | | | | |
Kellogg Company | Meeting Date | | Meeting Type | Record Date | |
Ticker: K | 23-Apr-10 | | Annual | 02-Mar-10 | |
CUSIP: 487836108 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Benjamin Carson | Mgmt | For | | For |
1.2 | Elect Director Gordon Gund | Mgmt | For | | For |
1.3 | Elect Director Dorothy Johnson | Mgmt | For | | For |
1.4 | Elect Director Ann McLaughlin Korologos | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Reduce Supermajority Vote Requirement | SH | Against | | For |
| | | | | |
American Express Company | Meeting Date | | Meeting Type | Record Date | |
Ticker: AXP | 26-Apr-10 | | Annual | 26-Feb-10 | |
CUSIP: 025816109 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Daniel F. Akerson | Mgmt | For | | For |
1.2 | Elect Director Charlene Barshefsky | Mgmt | For | | For |
1.3 | Elect Director Ursula M. Burns | Mgmt | For | | For |
1.4 | Elect Director Kenneth I. Chenault | Mgmt | For | | For |
1.5 | Elect Director Peter Chernin | Mgmt | For | | For |
1.6 | Elect Director Jan Leschly | Mgmt | For | | For |
1.7 | Elect Director Richard C. Levin | Mgmt | For | | For |
1.8 | Elect Director Richard A. McGinn | Mgmt | For | | For |
1.9 | Elect Director Edward .D. Miller | Mgmt | For | | For |
1.10 | Elect Director Steven S. Reinemund | Mgmt | For | | For |
1.11 | Elect Director Robert D. Walter | Mgmt | For | | For |
1.12 | Elect Director Ronald A. Williams | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
4 | Provide for Cumulative Voting | SH | Against | | For |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
6 | Stock Retention/Holding Period | SH | Against | | For |
| | | | | |
Honeywell International Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: HON | 26-Apr-10 | | Annual | 26-Feb-10 | |
CUSIP: 438516106 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Gordon M. Bethune | Mgmt | For | | For |
2 | Elect Director Kevin Burke | Mgmt | For | | For |
3 | Elect Director Jaime Chico Pardo | Mgmt | For | | For |
4 | Elect Director David M. Cote | Mgmt | For | | For |
5 | Elect Director D. Scott Davis | Mgmt | For | | For |
6 | Elect Director Linnet F. Deily | Mgmt | For | | For |
7 | Elect Director Clive R. Hollick | Mgmt | For | | For |
8 | Elect Director George Paz | Mgmt | For | | For |
9 | Elect Director Bradley T. Sheares | Mgmt | For | | For |
10 | Elect Director Michael W. Wright | Mgmt | For | | For |
11 | Ratify Auditors | Mgmt | For | | For |
12 | Provide Right to Call Special Meeting | Mgmt | For | | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
14 | Provide Right to Act by Written Consent | SH | Against | | For |
15 | Require Independent Board Chairman | SH | Against | | For |
16 | Review and Amend Code of Conduct to Include Human Rights | SH | Against | | Against |
| | | | | |
Harsco Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: HSC | 27-Apr-10 | | Annual | 02-Mar-10 | |
CUSIP: 415864107 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director G.D.H. Butler | Mgmt | For | | For |
1.2 | Elect Director K.G. Eddy | Mgmt | For | | For |
1.3 | Elect Director S.D. Fazzolari | Mgmt | For | | For |
1.4 | Elect Director S.E. Graham | Mgmt | For | | For |
1.5 | Elect Director T.D. Growcock | Mgmt | For | | For |
1.6 | Elect Director H.W. Knueppel | Mgmt | For | | For |
1.7 | Elect Director D.H. Pierce | Mgmt | For | | For |
1.8 | Elect Director J.I. Scheiner | Mgmt | For | | For |
1.9 | Elect Director A.J. Sordoni, III | Mgmt | For | | For |
1.10 | Elect Director R.C. Wilburn | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
International Business Machines Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: IBM | 27-Apr-10 | | Annual | 26-Feb-10 | |
CUSIP: 459200101 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director A. J. P. Belda | Mgmt | For | | For |
2 | Elect Director C. Black | Mgmt | For | | For |
3 | Elect Director W. R. Brody | Mgmt | For | | For |
4 | Elect Director K. I. Chenault | Mgmt | For | | For |
5 | Elect Director M. L. Eskew | Mgmt | For | | For |
6 | Elect Director S. A. Jackson | Mgmt | For | | For |
7 | Elect Director A. N. Liveris | Mgmt | For | | For |
8 | Elect Director W. J. McNerney, Jr. | Mgmt | For | | For |
9 | Elect Director T. Nishimuro | Mgmt | For | | For |
10 | Elect Director J. W. Owens | Mgmt | For | | For |
11 | Elect Director S. J. Palmisano | Mgmt | For | | For |
12 | Elect Director J. E. Spero | Mgmt | For | | For |
13 | Elect Director S. Taurel | Mgmt | For | | For |
14 | Elect Director L. H. Zambrano | Mgmt | For | | For |
15 | Ratify Auditors | Mgmt | For | | For |
16 | Adopt Policy on Bonus Banking | SH | Against | | For |
17 | Provide for Cumulative Voting | SH | Against | | For |
18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
| | | | | |
Praxair, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: PX | 27-Apr-10 | | Annual | 01-Mar-10 | |
CUSIP: 74005P104 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Stephen F. Angel | Mgmt | For | | For |
1.2 | Elect Director Nance K. Dicciani | Mgmt | For | | For |
1.3 | Elect Director Edward G. Galante | Mgmt | For | | For |
1.4 | Elect Director Claire W. Gargalli | Mgmt | For | | For |
1.5 | Elect Director Ira D. Hall | Mgmt | For | | For |
1.6 | Elect Director Raymond W. LeBoeuf | Mgmt | For | | For |
1.7 | Elect Director Larry D. Mcvay | Mgmt | For | | For |
1.8 | Elect Director Wayne T. Smith | Mgmt | For | | For |
1.9 | Elect Director Robert L. Wood | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Wells Fargo & Company | Meeting Date | | Meeting Type | Record Date | |
Ticker: WFC | 27-Apr-10 | | Annual | 26-Feb-10 | |
CUSIP: 949746101 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Election Director John D. Baker II | Mgmt | For | | For |
2 | Election Director John S. Chen | Mgmt | For | | For |
3 | Election Director Lloyd H. Dean | Mgmt | For | | For |
4 | Election Director Susan E. Engel | Mgmt | For | | For |
5 | Election Director Enrique Hernandez, Jr. | Mgmt | For | | For |
6 | Election Director Donald M. James | Mgmt | For | | For |
7 | Election Director Richard D. McCormick | Mgmt | For | | For |
8 | Election Director Mackey J. McDonald | Mgmt | For | | For |
9 | Election Director Cynthia H. Milligan | Mgmt | For | | For |
10 | Elect Director Nicholas G. Moore | Mgmt | For | | For |
11 | Elect Director Philip J. Quigley | Mgmt | For | | Against |
12 | Elect Director Judith M. Runstad | Mgmt | For | | For |
13 | Elect Director Stephen W. Sanger | Mgmt | For | | For |
14 | Elect Director Robert K. Steel | Mgmt | For | | For |
15 | Elect Director John G. Stumpf | Mgmt | For | | For |
16 | Elect Director an G. Swenson | Mgmt | For | | For |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
18 | Increase Authorized Common Stock | Mgmt | For | | For |
19 | Ratify Auditors | Mgmt | For | | For |
20 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
21 | Require Independent Board Chairman | SH | Against | | For |
22 | Report on Charitable Contributions | SH | Against | | Against |
23 | Report on Political Contributions | SH | Against | | For |
| | | | | |
Ameriprise Financial, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: AMP | 28-Apr-10 | | Annual | 01-Mar-10 | |
CUSIP: 03076C106 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director James M. Cracchiolo | Mgmt | For | | For |
2 | Elect Director H. Jay Sarles | Mgmt | For | | For |
3 | Declassify the Board of Directors | Mgmt | For | | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
5 | Amend Omnibus Stock Plan | Mgmt | For | | For |
6 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Bank of America Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: BAC | 28-Apr-10 | | Annual | 03-Mar-10 | |
CUSIP: 060505104 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Susan S. Bies | Mgmt | For | | For |
2 | Elect Director William P. Boardman | Mgmt | For | | For |
3 | Elect Director Frank P. Bramble, Sr. | Mgmt | For | | For |
4 | Elect Director Virgis W. Colbert | Mgmt | For | | For |
5 | Elect Director Charles K. Gifford | Mgmt | For | | For |
6 | Elect Director Charles O. Holliday, Jr. | Mgmt | For | | For |
7 | Elect Director D. Paul Jones, Jr. | Mgmt | For | | For |
8 | Elect Director Monica C. Lozano | Mgmt | For | | For |
9 | Elect Director Thomas J. May | Mgmt | For | | For |
10 | Elect Director Brian T. Moynihan | Mgmt | For | | For |
11 | Elect Director Donald E. Powell | Mgmt | For | | For |
12 | Elect Director Charles O. Rossotti | Mgmt | For | | For |
13 | Elect Director Robert W. Scully | Mgmt | For | | For |
14 | Ratify Auditors | Mgmt | For | | For |
15 | Increase Authorized Common Stock | Mgmt | For | | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
17 | Amend Omnibus Stock Plan | Mgmt | For | | For |
18 | Report on Government Service of Employees | SH | Against | | Against |
19 | TARP Related Compensation | SH | Against | | For |
20 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
21 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
22 | Adopt Policy on Succession Planning | SH | Against | | For |
23 | Report on Collateral in Derivatives Trading | SH | Against | | For |
24 | Claw-back of Payments under Restatements | SH | Against | | For |
| | | | | |
BorgWarner Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: BWA | 28-Apr-10 | | Annual | 02-Mar-10 | |
CUSIP: 099724106 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Jere A. Drummond | Mgmt | For | | For |
1.2 | Elect Director Timothy M. Manganello | Mgmt | For | | For |
1.3 | Elect Director John R. Mckernan, Jr. | Mgmt | For | | For |
1.4 | Elect Director Ernest J. Novak, Jr. | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
General Electric Company | Meeting Date | | Meeting Type | Record Date | |
Ticker: GE | 28-Apr-10 | | Annual | 01-Mar-10 | |
CUSIP: 369604103 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director W. Geoffrey Beattie | Mgmt | For | | For |
2 | Elect Director James I. Cash, Jr. | Mgmt | For | | For |
3 | Elect Director William M. Castell | Mgmt | For | | For |
4 | Elect Director Ann M. Fudge | Mgmt | For | | For |
5 | Elect Director Susan Hockfield | Mgmt | For | | For |
6 | Elect Director Jeffrey R. Immelt | Mgmt | For | | For |
7 | Elect Director Andrea Jung | Mgmt | For | | For |
8 | Elect Director Alan G. (A.G.) Lafley | Mgmt | For | | For |
9 | Elect Director Robert W. Lane | Mgmt | For | | For |
10 | Elect Director Ralph S. Larsen | Mgmt | For | | For |
11 | Elect Director Rochelle B. Lazarus | Mgmt | For | | For |
12 | Elect Director James J. Mulva | Mgmt | For | | For |
13 | Elect Director Sam Nunn | Mgmt | For | | For |
14 | Elect Director Roger S. Penske | Mgmt | For | | For |
15 | Elect Director Robert J. Swieringa | Mgmt | For | | For |
16 | Elect Director Douglas A. Warner III | Mgmt | For | | For |
17 | Ratify Auditors | Mgmt | For | | For |
18 | Provide for Cumulative Voting | SH | Against | | For |
19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
20 | Require Independent Board Chairman | SH | Against | | For |
21 | Report on Pay Disparity | SH | Against | | Against |
22 | Adopt Policy Prohibiting Certain Directors from Serving on Key Board Committees | SH | Against | | Against |
23 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
| | | | | |
Marathon Oil Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: MRO | 28-Apr-10 | | Annual | 01-Mar-10 | |
CUSIP: 565849106 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Gregory H. Boyce | Mgmt | For | | For |
2 | Elect Director Clarence P. Cazalot, Jr. | Mgmt | For | | For |
3 | Elect Director David A. Daberko | Mgmt | For | | For |
4 | Elect Director William L. Davis | Mgmt | For | | For |
5 | Elect Director Shirley Ann Jackson | Mgmt | For | | For |
6 | Elect Director Philip Lader | Mgmt | For | | For |
7 | Elect Director Charles R. Lee | Mgmt | For | | For |
8 | Elect Director Michael E. J. Phelps | Mgmt | For | | For |
9 | Elect Director Dennis H. Reilley | Mgmt | For | | For |
10 | Elect Director Seth E. Schofield | Mgmt | For | | For |
11 | Elect Director John W. Snow | Mgmt | For | | For |
12 | Elect Director Thomas J. Usher | Mgmt | For | | For |
13 | Ratify Auditors | Mgmt | For | | For |
14 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
| | | | | |
Alexander & Baldwin, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: ALEX | 29-Apr-10 | | Annual | 19-Feb-10 | |
CUSIP: 014482103 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director W. Blake Baird | Mgmt | For | | For |
1.2 | Elect Director Michael J. Chun | Mgmt | For | | For |
1.3 | Elect Director W. Allen Doane | Mgmt | For | | For |
1.4 | Elect Director Walter A. Dods, Jr. | Mgmt | For | | For |
1.5 | Elect Director Charles G. King | Mgmt | For | | For |
1.6 | Elect Director Stanley M. Kuriyama | Mgmt | For | | For |
1.7 | Elect Director Constance H. Lau | Mgmt | For | | For |
1.8 | Elect Director Douglas M. Pasquale | Mgmt | For | | For |
1.9 | Elect Director Maryanna G. Shaw | Mgmt | For | | For |
1.10 | Elect Director Jeffrey N. Watanabe | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | | For |
| | | | | |
Capital One Financial Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: COF | 29-Apr-10 | | Annual | 01-Mar-10 | |
CUSIP: 14040H105 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director W. Ronald Dietz | Mgmt | For | | For |
2 | Elect Director Lewis Hay, III | Mgmt | For | | For |
3 | Elect Director Mayo A. Shattuck III | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
6 | Stock Retention/Holding Period | SH | Against | | For |
7 | Declassify the Board of Directors | SH | Against | | For |
| | | | | |
EMC Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: EMC | 29-Apr-10 | | Annual | 23-Feb-10 | |
CUSIP: 268648102 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Michael W. Brown | Mgmt | For | | For |
2 | Elect Director Randolph L. Cowen | Mgmt | For | | For |
3 | Elect Director Michael J. Cronin | Mgmt | For | | For |
4 | Elect Director Gail Deegan | Mgmt | For | | For |
5 | Elect Director James S. DiStasio | Mgmt | For | | For |
6 | Elect Director John R. Egan | Mgmt | For | | For |
7 | Elect Director Edmund F. Kelly | Mgmt | For | | For |
8 | Elect Director Windle B. Priem | Mgmt | For | | For |
9 | Elect Director Paul Sagan | Mgmt | For | | For |
10 | Elect Director David N. Strohm | Mgmt | For | | For |
11 | Elect Director Joseph M. Tucci | Mgmt | For | | For |
12 | Ratify Auditors | Mgmt | For | | For |
13 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
| | | | | |
TAL International Group, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: TAL | 29-Apr-10 | | Annual | 15-Mar-10 | |
CUSIP: 874083108 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Brian M. Sondey | Mgmt | For | | Withhold |
1.2 | Elect Director Malcolm P. Baker | Mgmt | For | | For |
1.3 | Elect Director A. Richard Caputo, Jr. | Mgmt | For | | Withhold |
1.4 | Elect Director Claude Germain | Mgmt | For | | For |
1.5 | Elect Director Brian J. Higgins | Mgmt | For | | Withhold |
1.6 | Elect Director John W. Jordan II | Mgmt | For | | Withhold |
1.7 | Elect Director Frederic H. Lindeberg | Mgmt | For | | For |
1.8 | Elect Director David W. Zalaznick | Mgmt | For | | Withhold |
1.9 | Elect Director Douglas J. Zych | Mgmt | For | | Withhold |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Webster Financial Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: WBS | 29-Apr-10 | | Annual | 01-Mar-10 | |
CUSIP: 947890109 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Joel S. Becker | Mgmt | For | | For |
1.2 | Elect Director David A. Coulter | Mgmt | For | | For |
1.3 | Elect Director Charles W. Shivery | Mgmt | For | | For |
1.4 | Elect Director James C. Smith | Mgmt | For | | For |
2 | Amend Omnibus Stock Plan | Mgmt | For | | For |
3 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
6 | Other Business | Mgmt | For | | Against |
| | | | | |
AT&T Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: T | 30-Apr-10 | | Annual | 02-Mar-10 | |
CUSIP: 00206R102 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Randall L. Stephenson | Mgmt | For | | For |
2 | Elect Director Gilbert F. Amelio | Mgmt | For | | For |
3 | Elect Director Reuben V. Anderson | Mgmt | For | | For |
4 | Elect Director James H. Blanchard | Mgmt | For | | For |
5 | Elect Director Jaime Chico Pardo | Mgmt | For | | For |
6 | Elect Director James P. Kelly | Mgmt | For | | For |
7 | Elect Director Jon C. Madonna | Mgmt | For | | For |
8 | Elect Director Lynn M. Martin | Mgmt | For | | For |
9 | Elect Director John B. McCoy | Mgmt | For | | For |
10 | Elect Director Joyce M. Roche | Mgmt | For | | For |
11 | Elect Director Laura D Andrea Tyson | Mgmt | For | | For |
12 | Elect Director Patricia P. Upton | Mgmt | For | | For |
13 | Ratify Auditors | Mgmt | For | | For |
14 | Provide for Cumulative Voting | SH | Against | | For |
15 | Exclude Pension Credits from Calculations of Performance-Based Pay | SH | Against | | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
| | | | | |
Lincoln Educational Services Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: LINC | 30-Apr-10 | | Annual | 15-Mar-10 | |
CUSIP: 533535100 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director David F. Carney | Mgmt | For | | For |
1.2 | Elect Director Shaun E. McAlmont | Mgmt | For | | For |
1.3 | Elect Director Alexis P. Michas | Mgmt | For | | Withhold |
1.4 | Elect Director James J. Burke, Jr. | Mgmt | For | | Withhold |
1.5 | Elect Director Paul E. Glaske | Mgmt | For | | For |
1.6 | Elect Director Peter S. Burgess | Mgmt | For | | For |
1.7 | Elect Director J. Barry Morrow | Mgmt | For | | For |
1.8 | Elect Director Celia H. Currin | Mgmt | For | | For |
1.9 | Elect Director Charles F. Kalmbach | Mgmt | For | | For |
1.10 | Elect Director Alvin O. Austin | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Noble Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: N/A | 30-Apr-10 | | Annual | 23-Apr-10 | |
CUSIP: H5833N103 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1a | Reelect Michael Cawley as Director | Mgmt | For | | For |
1b | Reelect Gordon Hall as Director | Mgmt | For | | For |
1c | Reelect Jack Little as Director | Mgmt | For | | For |
2 | Approve Creation of CHF 663.0 Million Pool of Capital without Preemptive Rights | Mgmt | For | | Against |
3 | Approve CHF 143.7 Million Reduction in Share Capital and Capital Repayment of CHF 0.52 per Share | Mgmt | For | | For |
4 | Approve CHF 154.7 Million Reduction in Share Capital and Capital Repayment of CHF 0.56 per Share | Mgmt | For | | For |
5 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm and PricewaterhouseCoopers AG as Statutory Auditor | Mgmt | For | | For |
6 | Accept Financial Statements and Statutory Reports | Mgmt | For | | For |
7 | Approve Discharge of Board and Senior Management | Mgmt | For | | For |
| | | | | |
Baldor Electric Company | Meeting Date | | Meeting Type | Record Date | |
Ticker: BEZ | 01-May-10 | | Annual | 17-Mar-10 | |
CUSIP: 057741100 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Jean A. Mauldin | Mgmt | For | | For |
1.2 | Elect Director R.L. Qualls | Mgmt | For | | For |
1.3 | Elect Director Barry K. Rogstad | Mgmt | For | | For |
1.4 | Elect Director Ronald E. Tucker | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Tootsie Roll Industries, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: TR | 03-May-10 | | Annual | 09-Mar-10 | |
CUSIP: 890516107 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Melvin J. Gordon | Mgmt | For | | Withhold |
1.2 | Elect Director Ellen R. Gordon | Mgmt | For | | Withhold |
1.3 | Elect Director Lana Jane Lewis-Brent | Mgmt | For | | Withhold |
1.4 | Elect Director Barre A. Seibert | Mgmt | For | | Withhold |
1.5 | Elect Director Richard P. Bergeman | Mgmt | For | | Withhold |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Baxter International Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: BAX | 04-May-10 | | Annual | 08-Mar-10 | |
CUSIP: 071813109 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Blake E. Devitt | Mgmt | For | | For |
2 | Elect Director John D. Forsyth | Mgmt | For | | For |
3 | Elect Director Gail D. Fosler | Mgmt | For | | For |
4 | Elect Director Carole J. Shapazian | Mgmt | For | | For |
5 | Ratify Auditors | Mgmt | For | | For |
6 | Reduce Supermajority Vote Requirement | SH | Against | | For |
| | | | | |
CEC Entertainment, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: CEC | 04-May-10 | | Annual | 08-Mar-10 | |
CUSIP: 125137109 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Michael H. Magusiak | Mgmt | For | | Withhold |
1.2 | Elect Director Larry T. Mcdowell | Mgmt | For | | Withhold |
1.3 | Elect Director Walter Tyree | Mgmt | For | | Withhold |
2 | Declassify the Board of Directors | Mgmt | For | | For |
3 | Eliminate Cumulative Voting | Mgmt | For | | For |
4 | Amend Restricted Stock Plan | Mgmt | For | | For |
5 | Amend Non-Employee Director Restricted Stock Plan | Mgmt | For | | For |
6 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
IBERIABANK Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: IBKC | 04-May-10 | | Annual | 17-Mar-10 | |
CUSIP: 450828108 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Elaine D. Abell | Mgmt | For | | Withhold |
1.2 | Elect Director William H. Fenstermaker | Mgmt | For | | Withhold |
1.3 | Elect Director O. L. Pollard Jr. | Mgmt | For | | Withhold |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Suncor Energy Inc | Meeting Date | | Meeting Type | Record Date | |
Ticker: SU | 04-May-10 | | Annual | 05-Mar-10 | |
CUSIP: 867224107 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Mel E. Benson | Mgmt | For | | For |
1.2 | Elect Director Brian A. Canfield | Mgmt | For | | For |
1.3 | Elect Director Dominic D'Alessandro | Mgmt | For | | For |
1.4 | Elect Director John T. Ferguson | Mgmt | For | | For |
1.5 | Elect Director W. Douglas Ford | Mgmt | For | | For |
1.6 | Elect Director Richard L. George | Mgmt | For | | For |
1.7 | Elect Director Paul Haseldonckx | Mgmt | For | | For |
1.8 | Elect Director John R. Huff | Mgmt | For | | For |
1.9 | Elect Director Jacques Lamarre | Mgmt | For | | For |
1.10 | Elect Director Brian F. MacNeill | Mgmt | For | | For |
1.11 | Elect Director Maureen McCaw | Mgmt | For | | For |
1.12 | Elect Director Michael W. O'Brien | Mgmt | For | | For |
1.13 | Elect Director James W. Simpson | Mgmt | For | | For |
1.14 | Elect Director Eira Thomas | Mgmt | For | | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | | For |
| | | | | |
PepsiCo, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: PEP | 05-May-10 | | Annual | 05-Mar-10 | |
CUSIP: 713448108 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Shona L. Brown | Mgmt | For | | For |
2 | Elect Director Ian M. Cook | Mgmt | For | | For |
3 | Elect Director Dina Dublon | Mgmt | For | | For |
4 | Elect Director Victor J. Dzau | Mgmt | For | | For |
5 | Elect Director Ray L. Hunt | Mgmt | For | | For |
6 | Elect Director Alberto Ibarguen | Mgmt | For | | For |
7 | Elect Director Arthur C. Martinez | Mgmt | For | | For |
8 | Elect Director Indra K. Nooyi | Mgmt | For | | For |
9 | Elect Director Sharon P. Rockefeller | Mgmt | For | | For |
10 | Elect Director James J. Schiro | Mgmt | For | | For |
11 | Elect Director Lloyd G. Trotter | Mgmt | For | | For |
12 | Elect Director Daniel Vasella | Mgmt | For | | Against |
13 | Ratify Auditors | Mgmt | For | | For |
14 | Amend Omnibus Stock Plan | Mgmt | For | | For |
15 | Report on Charitable Contributions | SH | Against | | Against |
16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
17 | Report on Public Policy Advocacy Process | SH | Against | | Against |
| | | | | |
Sunstone Hotel Investors, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: SHO | 05-May-10 | | Annual | 12-Mar-10 | |
CUSIP: 867892101 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Robert A. Alter | Mgmt | For | | For |
1.2 | Elect Director Arthur L. Buser, Jr. | Mgmt | For | | For |
1.3 | Elect Director Lewis N. Wolff | Mgmt | For | | For |
1.4 | Elect Director Z. Jamie Behar | Mgmt | For | | For |
1.5 | Elect Director Thomas A. Lewis, Jr. | Mgmt | For | | For |
1.6 | Elect Director Keith M. Locker | Mgmt | For | | For |
1.7 | Elect Director Keith P. Russell | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | | For |
| | | | | |
Altra Holdings, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: AIMC | 06-May-10 | | Annual | 23-Mar-10 | |
CUSIP: 02208R106 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Edmund M. Carpenter | Mgmt | For | | For |
1.2 | Elect Director Carl R. Christenson | Mgmt | For | | For |
1.3 | Elect Director Lyle G. Ganske | Mgmt | For | | For |
1.4 | Elect Director Michael L. Hurt | Mgmt | For | | For |
1.5 | Elect Director Michael S. Lipscomb | Mgmt | For | | For |
1.6 | Elect Director Larry McPherson | Mgmt | For | | For |
1.7 | Elect Director James H. Woodward Jr. | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Avon Products, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: AVP | 06-May-10 | | Annual | 17-Mar-10 | |
CUSIP: 054303102 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director W. Don Cornwell | Mgmt | For | | For |
1.2 | Elect Director V. Ann Hailey | Mgmt | For | | For |
1.3 | Elect Director Fred Hassan | Mgmt | For | | For |
1.4 | Elect Director Andrea Jung | Mgmt | For | | For |
1.5 | Elect Director Maria Elena Lagomasino | Mgmt | For | | For |
1.6 | Elect Director Ann S. Moore | Mgmt | For | | For |
1.7 | Elect Director Paul S. Pressler | Mgmt | For | | For |
1.8 | Elect Director Gary M. Rodkin | Mgmt | For | | For |
1.9 | Elect Director Paula Stern | Mgmt | For | | For |
1.10 | Elect Director Lawrence A. Weinbach | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Approve Omnibus Stock Plan | Mgmt | For | | For |
| | | | | |
Bemis Company, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: BMS | 06-May-10 | | Annual | 08-Mar-10 | |
CUSIP: 081437105 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Jeffery H. Curler | Mgmt | For | | For |
1.2 | Elect Director Roger D. O'Shaugnessey | Mgmt | For | | For |
1.3 | Elect Director David S. Haffner | Mgmt | For | | For |
1.4 | Elect Director Holly A. Van Deursen | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Report on Pay Disparity | SH | Against | | Against |
| | | | | |
CHICAGO BRIDGE AND IRON COMPANY NV | Meeting Date | | Meeting Type | Record Date | |
Ticker: CBI | 06-May-10 | | Annual | 12-Mar-10 | |
CUSIP: 167250109 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
| Meeting for ADR Holders | Mgmt | | | |
1 | Election Of The Member Of The Supervisory Board: Michael L. Underwood. (please Note That An Abstain Vote Will count As A For Vote For The Alternate Nominee Luciano Reyes) | Mgmt | For | | For |
2 | Election Of Member Of Management Board: Chicago Bridge & Iron Company B.v. (please Note That An Abstain Vote Will Count As a For Vote For Alternate Nominee Lealand Finance Company B.v.) | Mgmt | For | | For |
3 | Authorize The Preparation Of Our Dutch Statutory Annual Accounts and Annual Report Of Our Management Board In English Language. | Mgmt | For | | For |
4 | To Discharge The Sole Member Of The Management Board From liability, All As More Fully Described In The Proxy Statement. | Mgmt | For | | For |
5 | To Discharge The Members Of The Supervisory Board From liability, All As More Fully Described In The Proxy Statement. | Mgmt | For | | For |
6 | To Approve The Extension Of The Authority Of Our Management Board, To Repurchase Up To 10% Of Issued Share Capital. | Mgmt | For | | For |
7 | To Appoint Ernst & Young Llp As Our Independent Registered Public Accounting Firm, Who Will Audit Our Accounts. | Mgmt | For | | For |
8 | To Approve The Chicago Bridge & Iron Company Incentive Compensation Program. | Mgmt | For | | For |
9 | To Approve The Extension Of The Authority Of The Supervisory Board To Issue Shares And/or Grant Rights To Acquire Shares. | Mgmt | For | | Against |
10 | To Approve The Compensation Of The Members Of The Supervisory Board. | Mgmt | For | | Against |
11 | Receive Explanation on Company's Reserves and Dividend Policy | Mgmt | | | |
| | | | | |
Dole Food Company, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: DOLE | 06-May-10 | | Annual | 25-Mar-10 | |
CUSIP: 256603101 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Andrew J. Conrad | Mgmt | For | | Withhold |
1.2 | Elect Director Justin M. Murdock | Mgmt | For | | Withhold |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Nokia Corp. | Meeting Date | | Meeting Type | Record Date | |
Ticker: N/A | 06-May-10 | | Annual | 26-Apr-10 | |
CUSIP: X61873133 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
| Meeting for ADR Holders | Mgmt | | | |
1 | Open Meeting | Mgmt | | | |
2 | Calling the Meeting to Order | Mgmt | | | |
3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Mgmt | | | |
4 | Acknowledge Proper Convening of Meeting | Mgmt | | | |
5 | Prepare and Approve List of Shareholders | Mgmt | | | |
6 | Receive Financial Statements and Statutory Reports, the Board's Report, and the Auditor's Report; Receive Review by the CEO | Mgmt | | | |
7 | Accept Financial Statements and Statutory Reports | Mgmt | For | | For |
8 | Approve Allocation of Income and Dividends of EUR 0.40 Per Share | Mgmt | For | | For |
9 | Approve Discharge of Board and President | Mgmt | For | | For |
10 | Approve Remuneration of Directors in the Amount of EUR 440,000 for Chairman, EUR 150,000 for Vice Chairman, and EUR 130,000 for Other Directors; Approve Remuneration for Committee Work | Mgmt | For | | For |
11 | Fix Number of Directors at 10 | Mgmt | For | | For |
12 | Reelect Lalita Gupte, Bengt Holmstrom, Henning Kagermann, Olli-Pekka Kallasvuo, Per Karlsson, Isabel Marey-Semper, Jorma Ollila, Marjorie Scardino, Risto Siilasmaa, and Keijo Suila as Directors | Mgmt | For | | For |
13 | Approve Remuneration of Auditors | Mgmt | For | | For |
14 | Ratify PricewaterhouseCoopers Oy as Auditors | Mgmt | For | | For |
15 | Amend Articles Re: Amend Corporate Purpose; Amend Method of Convening General Meetings | Mgmt | For | | For |
16 | Authorize Repurchase of up to 360 Million Issued Shares | Mgmt | For | | For |
17 | Approve Issuance of up to 740 Million Shares without Preemptive Rights | Mgmt | For | | For |
18 | Close Meeting | Mgmt | | | |
| | | | | |
Verizon Communications Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: VZ | 06-May-10 | | Annual | 08-Mar-10 | |
CUSIP: 92343V104 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Richard L. Carrion | Mgmt | For | | For |
2 | Elect Director M. Frances Keeth | Mgmt | For | | For |
3 | Elect Director Robert W. Lane | Mgmt | For | | For |
4 | Elect Director Sandra O. Moose | Mgmt | For | | For |
5 | Elect Director Joseph Neubauer | Mgmt | For | | For |
6 | Elect Director Donald T. Nicolaisen | Mgmt | For | | For |
7 | Elect Director Thomas H. O'Brien | Mgmt | For | | For |
8 | Elect Director Clarence Otis, Jr. | Mgmt | For | | For |
9 | Elect Director Hugh B. Price | Mgmt | For | | For |
10 | Elect Director Ivan G. Seidenberg | Mgmt | For | | For |
11 | Elect Director Rodney E. Slater | Mgmt | For | | For |
12 | Elect Director John W. Snow | Mgmt | For | | For |
13 | Elect Director John R. Stafford | Mgmt | For | | For |
14 | Ratify Auditors | Mgmt | For | | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
16 | Prohibit Executive Stock-Based Awards | SH | Against | | Against |
17 | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | SH | Against | | For |
18 | Performance-Based Equity Awards | SH | Against | | For |
19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
20 | Adopt Policy on Succession Planning | SH | Against | | For |
21 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | SH | Against | | For |
22 | Stock Retention/Holding Period | SH | Against | | For |
| | | | | |
St. Jude Medical, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: STJ | 07-May-10 | | Annual | 10-Mar-10 | |
CUSIP: 790849103 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Stuart M. Essig | Mgmt | For | | For |
1.2 | Elect Director Barbara B. Hill | Mgmt | For | | For |
1.3 | Elect Director Michael A. Rocca | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Prepare Sustainability Report | SH | Against | | For |
| | | | | |
Temple-Inland Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: TIN | 07-May-10 | | Annual | 10-Mar-10 | |
CUSIP: 879868107 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director E. Linn Draper, Jr. | Mgmt | For | | For |
2 | Elect Director J. Patrick Maley III | Mgmt | For | | For |
3 | Elect Director W. Allen Reed | Mgmt | For | | For |
4 | Approve Omnibus Stock Plan | Mgmt | For | | For |
5 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
3M Company | Meeting Date | | Meeting Type | Record Date | |
Ticker: MMM | 11-May-10 | | Annual | 12-Mar-10 | |
CUSIP: 88579Y101 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Linda G. Alvarado | Mgmt | For | | For |
2 | Elect Director George W. Buckley | Mgmt | For | | For |
3 | Elect Director Vance D. Coffman | Mgmt | For | | For |
4 | Elect Director Michael L. Eskew | Mgmt | For | | For |
5 | Elect Director W. James Farrell | Mgmt | For | | For |
6 | Elect Director Herbert L. Henkel | Mgmt | For | | For |
7 | Elect Director Edward M. Liddy | Mgmt | For | | For |
8 | Elect Director Robert S. Morrison | Mgmt | For | | For |
9 | Elect Director Aulana L. Peters | Mgmt | For | | For |
10 | Elect Director Robert J. Ulrich | Mgmt | For | | For |
11 | Ratify Auditors | Mgmt | For | | For |
12 | Amend Omnibus Stock Plan | Mgmt | For | | For |
13 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
| | | | | |
Cal Dive International, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: DVR | 11-May-10 | | Annual | 12-Mar-10 | |
CUSIP: 12802T101 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Owen E. Kratz | Mgmt | For | | For |
1.2 | Elect Director David E. Preng | Mgmt | For | | Withhold |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
First Mercury Financial Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: FMR | 11-May-10 | | Annual | 01-Apr-10 | |
CUSIP: 320841109 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Steven A. Shapiro | Mgmt | For | | Withhold |
1.2 | Elect Director Jerome M. Shaw | Mgmt | For | | For |
1.3 | Elect Director Richard H. Smith | Mgmt | For | | For |
2 | Approve Executive Incentive Bonus Plan | Mgmt | For | | For |
3 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Gilead Sciences, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: GILD | 11-May-10 | | Annual | 15-Mar-10 | |
CUSIP: 375558103 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Paul Berg | Mgmt | For | | For |
1.2 | Elect Director John F. Cogan | Mgmt | For | | For |
1.3 | Elect Director Etienne F. Davignon | Mgmt | For | | For |
1.4 | Elect Director James M. Denny | Mgmt | For | | For |
1.5 | Elect Director Carla A. Hills | Mgmt | For | | For |
1.6 | Elect Director Kevin E. Lofton | Mgmt | For | | For |
1.7 | Elect Director John W. Madigan | Mgmt | For | | For |
1.8 | Elect Director John C. Martin | Mgmt | For | | For |
1.9 | Elect Director Gordon E. Moore | Mgmt | For | | For |
1.10 | Elect Director Nicholas G. Moore | Mgmt | For | | For |
1.11 | Elect Director Richard J. Whitley | Mgmt | For | | For |
1.12 | Elect Director Gayle E. Wilson | Mgmt | For | | For |
1.13 | Elect Director Per Wold-Olsen | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Reduce Supermajority Vote Requirement | SH | Against | | For |
| | | | | |
Newell Rubbermaid Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: NWL | 11-May-10 | | Annual | 17-Mar-10 | |
CUSIP: 651229106 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Scott S. Cowen | Mgmt | For | | For |
2 | Elect Director Cynthia A. Montgomery | Mgmt | For | | For |
3 | Elect Director Michael B. Polk | Mgmt | For | | For |
4 | Elect Director Michael A. Todman | Mgmt | For | | For |
5 | Approve Omnibus Stock Plan | Mgmt | For | | For |
6 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Pinnacle Airlines Corp. | Meeting Date | | Meeting Type | Record Date | |
Ticker: PNCL | 11-May-10 | | Annual | 16-Mar-10 | |
CUSIP: 723443107 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Thomas S. Schreier, Jr. | Mgmt | For | | For |
1.2 | Elect Director Alfred T. Spain | Mgmt | For | | For |
1.3 | Elect Director Nicholas R. Tomassetti | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Amgen, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: AMGN | 12-May-10 | | Annual | 15-Mar-10 | |
CUSIP: 031162100 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Dr. David Baltimore | Mgmt | For | | For |
2 | Elect Director Frank J. Biondi, Jr. | Mgmt | For | | For |
3 | Elect Director Francois De Carbonnel | Mgmt | For | | For |
4 | Elect Director Jerry D. Choate | Mgmt | For | | For |
5 | Elect Director Dr. Vance D. Coffman | Mgmt | For | | For |
6 | Elect Director Frederick W. Gluck | Mgmt | For | | For |
7 | Elect Director Dr. Rebecca M. Henderson | Mgmt | For | | For |
8 | Elect Director Frank C. Herringer | Mgmt | For | | For |
9 | Elect Director Dr. Gilbert S. Omenn | Mgmt | For | | For |
10 | Elect Director Judith C. Pelham | Mgmt | For | | For |
11 | Elect Director Adm. J. Paul Reason, USN (Retired) | Mgmt | For | | For |
12 | Elect Director Leonard D. Schaeffer | Mgmt | For | | For |
13 | Elect Director Kevin W. Sharer | Mgmt | For | | For |
14 | Ratify Auditors | Mgmt | For | | For |
15 | Provide Right to Act by Written Consent | SH | Against | | For |
16 | Stock Retention/Holding Period | SH | Against | | For |
| | | | | |
ConocoPhillips | Meeting Date | | Meeting Type | Record Date | |
Ticker: COP | 12-May-10 | | Annual | 15-Mar-10 | |
CUSIP: 20825C104 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Richard L. Armitage | Mgmt | For | | For |
1.2 | Elect Director Richard H. Auchinleck | Mgmt | For | | For |
1.3 | Elect Director James E. Copeland, Jr. | Mgmt | For | | For |
1.4 | Elect Director Kenneth M. Duberstein | Mgmt | For | | For |
1.5 | Elect Director Ruth R. Harkin | Mgmt | For | | For |
1.6 | Elect Director Harold W. Mcgraw III | Mgmt | For | | For |
1.7 | Elect Director James J. Mulva | Mgmt | For | | For |
1.8 | Elect Director Robert A. Niblock | Mgmt | For | | For |
1.9 | Elect Director Harald J. Norvik | Mgmt | For | | For |
1.10 | Elect Director William K. Reilly | Mgmt | For | | For |
1.11 | Elect Director Bobby S. Shackouls | Mgmt | For | | For |
1.12 | Elect Director Victoria J. Tschinkel | Mgmt | For | | For |
1.13 | Elect Director Kathryn C. Turner | Mgmt | For | | For |
1.14 | Elect Director William E. Wade, Jr. | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Report on Board Risk Management Oversight | SH | Against | | Against |
4 | Adopt Quantitative GHG Goals for Products and Operations | SH | Against | | For |
5 | Report on Environmental Impact of Oil Sands Operations in Canada | SH | Against | | For |
6 | Adopt Policy to Address Coastal Louisiana Environmental Impacts | SH | Against | | Against |
7 | Report on Financial Risks of Climate Change | SH | Against | | Against |
8 | Adopt Goals to Reduce Emission of TRI Chemicals | SH | Against | | Against |
9 | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | SH | Against | | For |
10 | Report on Political Contributions | SH | Against | | For |
| | | | | |
CVS Caremark Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: CVS | 12-May-10 | | Annual | 15-Mar-10 | |
CUSIP: 126650100 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Edwin M. Banks | Mgmt | For | | For |
2 | Elect Director C. David Brown II | Mgmt | For | | For |
3 | Elect Director David W. Dorman | Mgmt | For | | For |
4 | Elect Director Kristen Gibney Williams | Mgmt | For | | For |
5 | Elect Director Marian L. Heard | Mgmt | For | | For |
6 | Elect Director William H. Joyce | Mgmt | For | | For |
7 | Elect Director Jean-Pierre Millon | Mgmt | For | | For |
8 | Elect Director Terrence Murray | Mgmt | For | | For |
9 | Elect Director C.A. Lance Piccolo | Mgmt | For | | For |
10 | Elect Director Sheli Z. Rosenberg | Mgmt | For | | For |
11 | Elect Director Thomas M. Ryan | Mgmt | For | | For |
12 | Elect Director Richard J. Swift | Mgmt | For | | For |
13 | Ratify Auditors | Mgmt | For | | For |
14 | Approve Omnibus Stock Plan | Mgmt | For | | For |
15 | Provide Right to Call Special Meeting | Mgmt | For | | For |
16 | Report on Political Contributions | SH | Against | | For |
17 | Adopt Global Warming Principles | SH | Against | | Against |
| | | | | |
Laboratory Corporation of America Holdings | Meeting Date | | Meeting Type | Record Date | |
Ticker: LH | 12-May-10 | | Annual | 15-Mar-10 | |
CUSIP: 50540R409 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director David P. King | Mgmt | For | | For |
2 | Elect Director Kerrii B. Anderson | Mgmt | For | | For |
3 | Elect Director Jean-Luc Belingard | Mgmt | For | | Against |
4 | Elect Director Wendy E. Lane | Mgmt | For | | For |
5 | Elect Director Thomas P. Mac Mahon | Mgmt | For | | For |
6 | Elect Director Robert E. Mittelstaedt, Jr. | Mgmt | For | | For |
7 | Elect Director Arthur H. Rubenstein | Mgmt | For | | For |
8 | Elect Director M. Keith Weikel | Mgmt | For | | For |
9 | Elect Director R. Sanders Williams | Mgmt | For | | For |
10 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Philip Morris International Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: PM | 12-May-10 | | Annual | 16-Mar-10 | |
CUSIP: 718172109 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Harold Brown | Mgmt | For | | For |
2 | Elect Director Mathis Cabiallavetta | Mgmt | For | | For |
3 | Elect Director Louis C. Camilleri | Mgmt | For | | For |
4 | Elect Director J. Dudley Fishburn | Mgmt | For | | For |
5 | Elect Director Jennifer Li | Mgmt | For | | For |
6 | Elect Director Graham Mackay | Mgmt | For | | For |
7 | Elect Director Sergio Marchionne | Mgmt | For | | For |
8 | Elect Director Lucio A. Noto | Mgmt | For | | For |
9 | Elect Director Carlos Slim Helu | Mgmt | For | | For |
10 | Elect Director Stephen M. Wolf | Mgmt | For | | For |
11 | Ratify Auditors | Mgmt | For | | For |
12 | Report on Effect of Marketing Practices on the Poor | SH | Against | | Against |
13 | Establish Supplier Human Rights Purchasing Protocols | SH | Against | | Against |
| | | | | |
Tupperware Brands Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: TUP | 12-May-10 | | Annual | 15-Mar-10 | |
CUSIP: 899896104 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Rita Bornstein, Ph.D. | Mgmt | For | | For |
2 | Elect Director Kriss Cloninger, III | Mgmt | For | | For |
3 | Elect Director E.V. Goings | Mgmt | For | | For |
4 | Elect Director Joe R. Lee | Mgmt | For | | For |
5 | Elect Director Bob Marbut | Mgmt | For | | For |
6 | Elect Director Antonio Monteiro de Castro | Mgmt | For | | For |
7 | Elect Director David R. Parker | Mgmt | For | | For |
8 | Elect Director Joyce M. Roche | Mgmt | For | | For |
9 | Elect Director J. Patrick Spainhour | Mgmt | For | | For |
10 | Elect Director M. Anne Szostak | Mgmt | For | | For |
11 | Ratify Auditors | Mgmt | For | | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
13 | Approve Omnibus Stock Plan | Mgmt | For | | For |
| | | | | |
Republic Services, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: RSG | 13-May-10 | | Annual | 16-Mar-10 | |
CUSIP: 760759100 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Election Director James E. O Connor | Mgmt | For | | For |
2 | Election Director John W. Croghan | Mgmt | For | | For |
3 | Election Director James W. Crownover | Mgmt | For | | For |
4 | Election Director William J. Flynn | Mgmt | For | | For |
5 | Election Director David I. Foley | Mgmt | For | | For |
6 | Election Director Michael Larson | Mgmt | For | | For |
7 | Election Director Nolan Lehmann | Mgmt | For | | For |
8 | Election Director W. Lee Nutter | Mgmt | For | | For |
9 | Election Director Ramon A. Rodriguez | Mgmt | For | | For |
10 | Election Director Allan C. Sorensen | Mgmt | For | | For |
11 | Election Director John M. Trani | Mgmt | For | | For |
12 | Election Director Michael W. Wickham | Mgmt | For | | For |
13 | Ratify Auditors | Mgmt | For | | For |
14 | Report on Political Contributions | SH | Against | | Against |
| | | | | |
Wyndham Worldwide Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: WYN | 13-May-10 | | Annual | 17-Mar-10 | |
CUSIP: 98310W108 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Honourable B. Mulroney | Mgmt | For | | For |
1.2 | ElectDirector Michael H. Wargotz | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | | Against |
| | | | | |
The Western Union Company | Meeting Date | | Meeting Type | Record Date | |
Ticker: WU | 14-May-10 | | Annual | 17-Mar-10 | |
CUSIP: 959802109 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Dinyar S. Devitre | Mgmt | For | | For |
2 | Elect Director Christina A. Gold | Mgmt | For | | For |
3 | Elect Director Betsy D. Holden | Mgmt | For | | For |
4 | Elect Director Wulf Von Schimmelmann | Mgmt | For | | For |
5 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Transocean Ltd. | Meeting Date | | Meeting Type | Record Date | |
Ticker: RIG | 14-May-10 | | Annual | 26-Apr-10 | |
CUSIP: H8817H100 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | | For |
2 | Approve Discharge of Board and Senior Management | Mgmt | For | | For |
3 | Approve Allocation of Income and Omission of Dividends | Mgmt | For | | For |
4 | Change Location of Registered Office to Steinhausen, Switzerland | Mgmt | For | | For |
5 | Approve Creation of CHF 2.5 Billion Pool of Capital without Preemptive Rights | Mgmt | For | | Against |
6 | Approve Reduction in Share Capita and Repayment of $3.11 per Sharel | Mgmt | For | | For |
7 | Amend Articles Re: Share Certificates due to New Swiss Federal Act on Intermediated Securities | Mgmt | For | | For |
8a | Elect Steven Newman as Director | Mgmt | For | | For |
8b | Reelect Thomas Carson as Director | Mgmt | For | | For |
8c | Reelect Robert Sprague as Director | Mgmt | For | | For |
8d | Reelect J. Michael Talbert as Director | Mgmt | For | | For |
8e | Reelect John Whitmire as Director | Mgmt | For | | For |
9 | Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2010 | Mgmt | For | | For |
10 | Transact Other Business (Voting) | Mgmt | For | | Against |
| | | | | |
Consolidated Edison, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: ED | 17-May-10 | | Annual | 30-Mar-10 | |
CUSIP: 209115104 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Kevin Burke | Mgmt | For | | For |
2 | Elect Director Vincent A. Calarco | Mgmt | For | | For |
3 | Elect Director George Campbell, Jr. | Mgmt | For | | For |
4 | Elect Director Gordon J. Davis | Mgmt | For | | For |
5 | Elect Director Michael J. Del Giudice | Mgmt | For | | For |
6 | Elect Director Ellen V. Futter | Mgmt | For | | For |
7 | Elect Director John F. Hennessy, III | Mgmt | For | | For |
8 | Elect Director Sally Hernandez | Mgmt | For | | For |
9 | Elect Director John F. Killian | Mgmt | For | | For |
10 | Elect Director Eugene R. McGrath | Mgmt | For | | For |
11 | Elect Director Michael W. Ranger | Mgmt | For | | For |
12 | Elect Director L. Frederick Sutherland | Mgmt | For | | For |
13 | Ratify Auditors | Mgmt | For | | For |
14 | Increase Disclosure of Executive Compensation | SH | Against | | Against |
| | | | | |
Sanofi Aventis | Meeting Date | | Meeting Type | Record Date | |
Ticker: N/A | 17-May-10 | | Annual/Special | 07-Apr-10 | |
CUSIP: F5548N101 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
| Meeting for ADR Holders | Mgmt | | | |
| Ordinary Business | Mgmt | | | |
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Mgmt | For | | For |
3 | Approve Allocation of Income and Dividends of EUR 2.40 per Share | Mgmt | For | | For |
4 | Receive Auditors' Special Report Mentioning the Absence of New Related-Party Transactions | Mgmt | For | | Against |
5 | Ratify Appointment of Serge Weinberg as Director | Mgmt | For | | For |
6 | Elect Catherine Brechignac as Director | Mgmt | For | | For |
7 | Reelect Robert Castaigne as Director | Mgmt | For | | For |
8 | Reelect Lord Douro as Director | Mgmt | For | | For |
9 | Reelect Christian Mulliez as Director | Mgmt | For | | For |
10 | Reelect Christopher Viehbacher as Director | Mgmt | For | | For |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | | For |
| Special Business | Mgmt | | | |
12 | Amend Articles 11 of Bylaws Re: Shareholding Requirements and Length of Term for Directors | Mgmt | For | | For |
13 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | | For |
| | | | | |
Anadarko Petroleum Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: APC | 18-May-10 | | Annual | 23-Mar-10 | |
CUSIP: 032511107 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director H. Paulett Eberhart | Mgmt | For | | For |
2 | Elect Director Preston M. Geren III | Mgmt | For | | For |
3 | Elect Director James T. Hackett | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
5 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | SH | Against | | For |
6 | Reimburse Expenses Incurred by Stockholder in Contested Election of Directors | SH | Against | | For |
| | | | | |
JPMorgan Chase & Co. | Meeting Date | | Meeting Type | Record Date | |
Ticker: JPM | 18-May-10 | | Annual | 19-Mar-10 | |
CUSIP: 46625H100 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Crandall C. Bowles | Mgmt | For | | For |
1.2 | Elect Director Stephen B. Burke | Mgmt | For | | For |
1.3 | Elect Director David M. Cote | Mgmt | For | | For |
1.4 | Elect Director James S. Crown | Mgmt | For | | For |
1.5 | Elect Director James Dimon | Mgmt | For | | For |
1.6 | Elect Director Ellen V. Futter | Mgmt | For | | For |
1.7 | Elect Director William H. Gray, III | Mgmt | For | | For |
1.8 | Elect Director Laban P. Jackson, Jr. | Mgmt | For | | For |
1.9 | Elect Director David C. Novak | Mgmt | For | | For |
1.10 | Elect Director Lee R. Raymond | Mgmt | For | | For |
1.11 | Elect Director William C. Weldon | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Affirm Political Non-Partisanship | SH | Against | | Against |
5 | Amend Bylaws-- Call Special Meetings | SH | Against | | For |
6 | Report on Collateral in Derivatives Trading | SH | Against | | For |
7 | Provide Right to Act by Written Consent | SH | Against | | For |
8 | Require Independent Board Chairman | SH | Against | | For |
9 | Report on Pay Disparity | SH | Against | | Against |
10 | Stock Retention/Holding Period | SH | Against | | For |
| | | | | |
Morgan Stanley | Meeting Date | | Meeting Type | Record Date | |
Ticker: MS | 18-May-10 | | Annual | 22-Mar-10 | |
CUSIP: 617446448 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Roy J. Bostock | Mgmt | For | | Against |
2 | Elect Director Erskine B. Bowles | Mgmt | For | | For |
3 | Elect Director Howard J. Davies | Mgmt | For | | For |
4 | Elect Director James P. Gorman | Mgmt | For | | For |
5 | Elect Director James H. Hance, Jr. | Mgmt | For | | For |
6 | Elect Director Nobuyuki Hirano | Mgmt | For | | For |
7 | Elect Director C. Robert Kidder | Mgmt | For | | For |
8 | Elect Director John J. Mack | Mgmt | For | | For |
9 | Elect Director Donald T. Nicolaisen | Mgmt | For | | For |
10 | Elect Director Charles H. Noski | Mgmt | For | | For |
11 | Elect Director Hutham S. Olayan | Mgmt | For | | For |
12 | Elect Director O. Griffith Sexton | Mgmt | For | | For |
13 | Elect Director Laura D. Tyson | Mgmt | For | | For |
14 | Ratify Auditors | Mgmt | For | | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
16 | Amend Omnibus Stock Plan | Mgmt | For | | Against |
17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
18 | Stock Retention/Holding Period | SH | Against | | For |
19 | Require Independent Board Chairman | SH | Against | | For |
20 | Report on Pay Disparity | SH | Against | | Against |
21 | Claw-back of Payments under Restatements | SH | Against | | For |
| | | | | |
Astoria Financial Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: AF | 19-May-10 | | Annual | 24-Mar-10 | |
CUSIP: 046265104 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director John R. Chrin | Mgmt | For | | For |
1.2 | Elect Director John J. Conefry, Jr. | Mgmt | For | | For |
1.3 | Elect Director Brian M. Leeney | Mgmt | For | | For |
1.4 | Elect Director Thomas V. Powderly | Mgmt | For | | For |
2 | Amend Non-Employee Director Restricted Stock Plan | Mgmt | For | | For |
3 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Intel Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: INTC | 19-May-10 | | Annual | 22-Mar-10 | |
CUSIP: 458140100 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Charlene Barshefsky | Mgmt | For | | For |
2 | Elect Director Susan L. Decker | Mgmt | For | | For |
3 | Elect Director John J. Donahoe | Mgmt | For | | For |
4 | Elect Director Reed E. Hundt | Mgmt | For | | For |
5 | Elect Director Paul S. Otellini | Mgmt | For | | For |
6 | Elect Director James D. Plummer | Mgmt | For | | For |
7 | Elect Director David S. Pottruck | Mgmt | For | | For |
8 | Elect Director Jane E. Shaw | Mgmt | For | | For |
9 | Elect Director Frank D. Yeary | Mgmt | For | | For |
10 | Elect Director David B. Yoffie | Mgmt | For | | For |
11 | Ratify Auditors | Mgmt | For | | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
| | | | | |
Morgans Hotel Group Co. | Meeting Date | | Meeting Type | Record Date | |
Ticker: MHGC | 19-May-10 | | Annual | 26-Mar-10 | |
CUSIP: 61748W108 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Robert Friedman | Mgmt | For | | Withhold |
1.2 | Elect Director Jeffrey M. Gault | Mgmt | For | | Withhold |
1.3 | Elect Director Marc Gordon | Mgmt | For | | Withhold |
1.4 | Elect Director Michael Gross | Mgmt | For | | Withhold |
1.5 | Elect Director David T. Hamamoto | Mgmt | For | | Withhold |
1.6 | Elect Director Thomas L. Harrison | Mgmt | For | | Withhold |
1.7 | Elect Director Fred J. Kleisner | Mgmt | For | | Withhold |
1.8 | Elect Director Edwin L. Knetzger, III | Mgmt | For | | Withhold |
1.9 | Elect Director Michael D. Malone | Mgmt | For | | Withhold |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Northrop Grumman Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: NOC | 19-May-10 | | Annual | 23-Mar-10 | |
CUSIP: 666807102 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Wesley G. Bush | Mgmt | For | | For |
2 | Elect Director Lewis W. Coleman | Mgmt | For | | For |
3 | Elect Director Thomas B. Fargo | Mgmt | For | | For |
4 | Elect Director Victor H. Fazio | Mgmt | For | | For |
5 | Elect Director Donald E. Felsinger | Mgmt | For | | For |
6 | Elect Director Stephen E. Frank | Mgmt | For | | For |
7 | Elect Director Bruce S. Gordon | Mgmt | For | | For |
8 | Elect Director Madeleine Kleiner | Mgmt | For | | For |
9 | Elect Director Karl J. Krapek | Mgmt | For | | For |
10 | Elect Director Richard B. Myers | Mgmt | For | | For |
11 | Elect Director Aulana L. Peters | Mgmt | For | | For |
12 | Elect Director Kevin W. Sharer | Mgmt | For | | For |
13 | Ratify Auditors | Mgmt | For | | For |
14 | Amend Certificate of Incorporation to Provide Shareholders the Right to Call Special Meetings and Make Other Revisions | Mgmt | For | | For |
15 | Amend Certificate of Incorporation of Subsidiary to Eliminate Requirement of Shareholder Approval of Certain Actions | Mgmt | For | | For |
16 | Reincorporate in Another State [from Delaware to North Dakota] | SH | Against | | Against |
| | | | | |
Safeway Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: SWY | 19-May-10 | | Annual | 22-Mar-10 | |
CUSIP: 786514208 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Steven A. Burd | Mgmt | For | | For |
2 | Elect Director Janet E. Grove | Mgmt | For | | For |
3 | Elect Director Mohan Gyani | Mgmt | For | | For |
4 | Elect Director Paul Hazen | Mgmt | For | | For |
5 | Elect Director Frank C. Herringer | Mgmt | For | | For |
6 | Elect Director Kenneth W. Oder | Mgmt | For | | For |
7 | Elect Director Arun Sarin | Mgmt | For | | For |
8 | Elect Director Michael S. Shannon | Mgmt | For | | For |
9 | Elect Director William Y. Tauscher | Mgmt | For | | For |
10 | Provide Right to Call Special Meeting | Mgmt | For | | For |
11 | Ratify Auditors | Mgmt | For | | For |
12 | Restore or Provide for Cumulative Voting | SH | Against | | For |
13 | Adopt Global Warming Principles | SH | Against | | Against |
14 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | SH | Against | | For |
15 | Purchase Poultry from Suppliers Using CAK | SH | Against | | Against |
| | | | | |
Textainer Group Holdings Ltd | Meeting Date | | Meeting Type | Record Date | |
Ticker: TGH | 19-May-10 | | Annual | 05-Apr-10 | |
CUSIP: G8766E109 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Reelect John A. Maccarone as Director | Mgmt | For | | Against |
1.2 | Reelect Dudley R. Cottingham as Director | Mgmt | For | | Against |
1.3 | Reelect Hyman Shwiel as Director | Mgmt | For | | For |
1.4 | Reelect James E. Hoelter as Director | Mgmt | For | | Against |
2 | Accept Financial Statements and Statutory Reports (Voting) | Mgmt | For | | For |
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | | For |
4 | Amend Omnibus Stock Plan | Mgmt | For | | For |
5 | Transact Other Business (Non-Voting) | Mgmt | | | |
| | | | | |
The Hartford Financial Services Group, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: HIG | 19-May-10 | | Annual | 31-Mar-10 | |
CUSIP: 416515104 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Robert B. Allardice, III | Mgmt | For | | For |
2 | Elect Director Trevor Fetter | Mgmt | For | | For |
3 | Elect Director Paul G. Kirk, Jr. | Mgmt | For | | For |
4 | Elect Director Liam E. McGee | Mgmt | For | | For |
5 | Elect Director Gail J. McGovern | Mgmt | For | | For |
6 | Elect Director Michael G. Morris | Mgmt | For | | For |
7 | Elect Director Thomas A. Renyi | Mgmt | For | | For |
8 | Elect Director Charles B. Strauss | Mgmt | For | | For |
9 | Elect Director H. Patrick Swygert | Mgmt | For | | For |
10 | Ratify Auditors | Mgmt | For | | For |
11 | Approve Omnibus Stock Plan | Mgmt | For | | For |
12 | Amend Executive Incentive Bonus Plan | Mgmt | For | | For |
13 | Reimburse Proxy Contest Expenses | SH | Against | | For |
| | | | | |
Altria Group, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: MO | 20-May-10 | | Annual | 29-Mar-10 | |
CUSIP: 02209S103 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Elizabeth E. Bailey | Mgmt | For | | For |
2 | Elect Director Gerald L. Baliles | Mgmt | For | | For |
3 | Elect Director John T. Casteen III | Mgmt | For | | For |
4 | Elect Director Dinyar S. Devitre | Mgmt | For | | For |
5 | Elect Director Thomas F. Farrell II | Mgmt | For | | For |
6 | Elect Director Robert E. R. Huntley | Mgmt | For | | For |
7 | Elect Director Thomas W. Jones | Mgmt | For | | For |
8 | Elect Director George Munoz | Mgmt | For | | For |
9 | Elect Director Nabil Y. Sakkab | Mgmt | For | | For |
10 | Elect Director Michael E. Szymanczyk | Mgmt | For | | For |
11 | Approve Omnibus Stock Plan | Mgmt | For | | For |
12 | Ratify Auditors | Mgmt | For | | For |
13 | Report on Effect of Marketing Practices on the Poor | SH | Against | | Against |
14 | Adopt Human Rights Protocols for Company and Suppliers | SH | Against | | For |
| | | | | |
Cephalon, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: CEPH | 20-May-10 | | Annual | 25-Mar-10 | |
CUSIP: 156708109 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Frank Baldino, Jr., Ph.D. | Mgmt | For | | For |
1.2 | Elect Director William P. Egan | Mgmt | For | | For |
1.3 | Elect Director Martyn D. Greenacre | Mgmt | For | | For |
1.4 | Elect Director Vaughn M. Kailian | Mgmt | For | | For |
1.5 | Elect Director Kevin E. Moley | Mgmt | For | | For |
1.6 | Elect Director Charles A. Sanders, M.D. | Mgmt | For | | For |
1.7 | Elect Director Gail R. Wilensky, Ph.D. | Mgmt | For | | For |
1.8 | Elect Director Dennis L. Winger | Mgmt | For | | For |
2 | Amend Omnibus Stock Plan | Mgmt | For | | For |
3 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
KeyCorp | Meeting Date | | Meeting Type | Record Date | |
Ticker: KEY | 20-May-10 | | Annual | 23-Mar-10 | |
CUSIP: 493267108 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director William G. Bares | Mgmt | For | | For |
1.2 | Elect Director Joseph A. Carrabba | Mgmt | For | | For |
1.3 | Elect Director Carol A. Cartwright | Mgmt | For | | For |
1.4 | Elect Director Alexander M. Cutler | Mgmt | For | | For |
1.5 | Elect Director Elizabeth R. Gile | Mgmt | For | | For |
1.6 | Elect Director Ruth Ann M. Gillis | Mgmt | For | | For |
1.7 | Elect Director Kristen L. Manos | Mgmt | For | | For |
1.8 | Elect Director Eduardo R. Menasce | Mgmt | For | | For |
1.9 | Elect Director Henry L. Meyer III | Mgmt | For | | For |
1.10 | Elect Director Edward W. Stack | Mgmt | For | | For |
1.11 | Elect Director Thomas C. Stevens | Mgmt | For | | For |
2 | Approve Omnibus Stock Plan | Mgmt | For | | For |
3 | Amend Voting Rights of Series B Preferred Stock | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
5 | Advisory Vote to Ratify Named Executive Officer's Compensation | Mgmt | For | | Against |
| | | | | |
McDonald's Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: MCD | 20-May-10 | | Annual | 23-Mar-10 | |
CUSIP: 580135101 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Walter E. Massey | Mgmt | For | | For |
2 | Elect Director John W. Rogers, Jr. | Mgmt | For | | For |
3 | Elect Director Roger W. Stone | Mgmt | For | | For |
4 | Elect Director Miles D. White | Mgmt | For | | For |
5 | Ratify Auditors | Mgmt | For | | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
7 | Reduce Supermajority Vote Requirement | SH | Against | | For |
8 | Require Suppliers to Adopt CAK | SH | Against | | Against |
9 | Adopt Cage-Free Eggs Purchasing Policy | SH | Against | | Against |
| | | | | |
The Home Depot, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: HD | 20-May-10 | | Annual | 22-Mar-10 | |
CUSIP: 437076102 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director F. Duane Ackerman | Mgmt | For | | For |
2 | Elect Director David H. Batchelder | Mgmt | For | | For |
3 | Elect Director Francis S. Blake | Mgmt | For | | For |
4 | Elect Director Ari Bousbib | Mgmt | For | | For |
5 | Elect Director Gregory D. Brenneman | Mgmt | For | | For |
6 | Elect Director Albert P. Carey | Mgmt | For | | For |
7 | Elect Director Armando Codina | Mgmt | For | | For |
8 | Elect Director Bonnie G. Hill | Mgmt | For | | For |
9 | Elect Director Karen L. Katen | Mgmt | For | | For |
10 | Ratify Auditors | Mgmt | For | | For |
11 | Amend Omnibus Stock Plan | Mgmt | For | | For |
12 | Provide for Cumulative Voting | SH | Against | | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
14 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
15 | Provide Right to Act by Written Consent | SH | Against | | For |
16 | Require Independent Board Chairman | SH | Against | | Against |
17 | Prepare Employment Diversity Report | SH | Against | | For |
18 | Reincorporate in Another State [from Delaware to North Dakota] | SH | Against | | Against |
| | | | | |
Merck & Co., Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: MRK | 25-May-10 | | Annual | 26-Mar-10 | |
CUSIP: 58933Y105 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Leslie A. Brun | Mgmt | For | | For |
2 | Elect Director Thomas R. Cech | Mgmt | For | | For |
3 | Elect Director Richard T. Clark | Mgmt | For | | For |
4 | Elect Director Thomas H. Glocer | Mgmt | For | | For |
5 | Elect Director Steven F. Goldstone | Mgmt | For | | For |
6 | Elect Director William B. Harrison, Jr. | Mgmt | For | | For |
7 | Elect Director Harry R. Jacobson | Mgmt | For | | For |
8 | Elect Director William N. Kelley | Mgmt | For | | For |
9 | Elect Director C. Robert Kidder | Mgmt | For | | For |
10 | Elect Director Rochelle B. Lazarus | Mgmt | For | | For |
11 | Elect Director Carlos E. Represas | Mgmt | For | | For |
12 | Elect Director Patricia F. Russo | Mgmt | For | | For |
13 | Elect Director Thomas E. Shenk | Mgmt | For | | For |
14 | Elect Director Anne M. Tatlock | Mgmt | For | | For |
15 | Elect Director Craig B. Thompson | Mgmt | For | | For |
16 | Elect Director Wendell P. Weeks | Mgmt | For | | For |
17 | Elect Director Peter C. Wendell | Mgmt | For | | For |
18 | Ratify Auditors | Mgmt | For | | For |
19 | Approve Omnibus Stock Plan | Mgmt | For | | For |
20 | Approve Non-Employee Director Omnibus Stock Plan | Mgmt | For | | For |
| | | | | |
Exxon Mobil Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: XOM | 26-May-10 | | Annual | 06-Apr-10 | |
CUSIP: 30231G102 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director M.J. Boskin | Mgmt | For | | For |
1.2 | Elect Director P. Brabeck-Letmathe | Mgmt | For | | For |
1.3 | Elect Director L.R. Faulkner | Mgmt | For | | For |
1.4 | Elect Director J.S. Fishman | Mgmt | For | | For |
1.5 | Elect Director K.C. Frazier | Mgmt | For | | For |
1.6 | Elect Director W.W. George | Mgmt | For | | For |
1.7 | Elect Director M.C. Nelson | Mgmt | For | | For |
1.8 | Elect Director S.J. Palmisano | Mgmt | For | | For |
1.9 | Elect Director S.C. Reinemund | Mgmt | For | | For |
1.10 | Elect Director R.W. Tillerson | Mgmt | For | | For |
1.11 | Elect Director E.E. Whitacre, Jr. | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
4 | Reincorporate in Another State [from New Jersey to North Dakota] | SH | Against | | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
6 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | SH | Against | | Against |
7 | Adopt Policy on Human Right to Water | SH | Against | | Against |
8 | Adopt Policy to Address Coastal Louisiana Environmental Impacts | SH | Against | | Against |
9 | Report on Environmental Impact of Oil Sands Operations in Canada | SH | Against | | For |
10 | Report on Environmental Impacts of Natural Gas Fracturing | SH | Against | | For |
11 | Report on Energy Technologies Development | SH | Against | | Against |
12 | Adopt Quantitative GHG Goals from Products and Operations | SH | Against | | For |
13 | Report on Risks of Alternative Long-term Fossil Fuel Demand Estimates | SH | Against | | Against |
| | | | | |
Nu Skin Enterprises, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: NUS | 26-May-10 | | Annual | 31-Mar-10 | |
CUSIP: 67018T105 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Nevin N. Andersen | Mgmt | For | | For |
1.2 | Elect Director Daniel W. Campbell | Mgmt | For | | Withhold |
1.3 | Elect Director E.J. "Jake" Garn | Mgmt | For | | Withhold |
1.4 | Elect Director M. Truman Hunt | Mgmt | For | | For |
1.5 | Elect Director Andrew D. Lipman | Mgmt | For | | Withhold |
1.6 | Elect Director Steven J. Lund | Mgmt | For | | For |
1.7 | Elect Director Patricia A. Negron | Mgmt | For | | Withhold |
1.8 | Elect Director Thomas R. Pisano | Mgmt | For | | For |
1.9 | Elect Director Blake M. Roney | Mgmt | For | | For |
1.10 | Elect Director Sandra N. Tillotson | Mgmt | For | | For |
1.11 | Elect Director David D. Ussery | Mgmt | For | | Withhold |
2 | Approve Omnibus Stock Plan | Mgmt | For | | For |
3 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Thermo Fisher Scientific Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: TMO | 26-May-10 | | Annual | 29-Mar-10 | |
CUSIP: 883556102 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Marc N. Casper | Mgmt | For | | For |
2 | Elect Director Tyler Jacks | Mgmt | For | | For |
3 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Big Lots, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: BIG | 27-May-10 | | Annual | 29-Mar-10 | |
CUSIP: 089302103 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Jeffrey P. Berger | Mgmt | For | | For |
1.2 | Elect Director Steven S. Fishman | Mgmt | For | | For |
1.3 | Elect Director Peter J. Hayes | Mgmt | For | | For |
1.4 | Elect Director David T. Kollat | Mgmt | For | | For |
1.5 | Elect Director Brenda J. Lauderback | Mgmt | For | | For |
1.6 | Elect Director Philip E. Mallott | Mgmt | For | | For |
1.7 | Elect Director Russell Solt | Mgmt | For | | For |
1.8 | Elect Director James R. Tener | Mgmt | For | | For |
1.9 | Elect Director Dennis B. Tishkoff | Mgmt | For | | For |
2 | Amend Omnibus Stock Plan | Mgmt | For | | For |
3 | Amend Executive Incentive Bonus Plan | Mgmt | For | | For |
4 | Adopt Majority Voting for Uncontested Election of Directors | Mgmt | For | | For |
5 | Require Advance Notice for Shareholder Director Nominations | Mgmt | For | | Against |
6 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Brown Shoe Company, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: BWS | 27-May-10 | | Annual | 31-Mar-10 | |
CUSIP: 115736100 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Carla Hendra | Mgmt | For | | For |
1.2 | Elect Director Ward M. Klein | Mgmt | For | | For |
1.3 | Elect Director W. Patrick McGinnis | Mgmt | For | | For |
1.4 | Elect Director Diane M. Sullivan | Mgmt | For | | For |
1.5 | Elect Director Hal J. Upbin | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Limited Brands, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: LTD | 27-May-10 | | Annual | 29-Mar-10 | |
CUSIP: 532716107 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Dennis S. Hersch | Mgmt | For | | For |
1.2 | Elect Director David T. Kollat | Mgmt | For | | For |
1.3 | Elect Director William R. Loomis, Jr. | Mgmt | For | | For |
1.4 | Elect Director Leslie H. Wexner | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Raytheon Company | Meeting Date | | Meeting Type | Record Date | |
Ticker: RTN | 27-May-10 | | Annual | 02-Apr-10 | |
CUSIP: 755111507 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Vernon E. Clark | Mgmt | For | | For |
2 | Elect Director John M. Deutch | Mgmt | For | | For |
3 | Elect Director Stephen J. Hadley | Mgmt | For | | For |
4 | Elect Director Frederic M. Poses | Mgmt | For | | For |
5 | Elect Director Michael C. Ruettgers | Mgmt | For | | For |
6 | Elect Director Ronald L. Skates | Mgmt | For | | For |
7 | Elect Director William R. Spivey | Mgmt | For | | For |
8 | Elect Director Linda G. Stuntz | Mgmt | For | | For |
9 | Elect Director William H. Swanson | Mgmt | For | | For |
10 | Ratify Auditors | Mgmt | For | | For |
11 | Provide Right to Call Special Meeting | Mgmt | For | | For |
12 | Approve Omnibus Stock Plan | Mgmt | For | | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
14 | Submit SERP to Shareholder Vote | SH | Against | | For |
15 | Provide Right to Act by Written Consent | SH | Against | | For |
| | | | | |
New York Community Bancorp, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: NYB | 03-Jun-10 | | Annual | 05-Apr-10 | |
CUSIP: 649445103 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Donald M. Blake | Mgmt | For | | For |
1.2 | Elect Director Michael J. Levine | Mgmt | For | | For |
1.3 | Elect Director Guy V. Molinari | Mgmt | For | | For |
1.4 | Elect Director John M. Tsimbinos | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Generac Holdings, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: GNRC | 04-Jun-10 | | Annual | 23-Apr-10 | |
CUSIP: N/A | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Aaron Jagdfeld | Mgmt | For | | Withhold |
1.2 | Elect Director John D. Bowlin | Mgmt | For | | Withhold |
1.3 | Elect Director Timothy Walsh | Mgmt | For | | Withhold |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Wal-Mart Stores, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: WMT | 04-Jun-10 | | Annual | 08-Apr-10 | |
CUSIP: 931142103 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Aida M. Alvarez | Mgmt | For | | For |
2 | Elect Director James W. Breyer | Mgmt | For | | For |
3 | Elect Director M. Michele Burns | Mgmt | For | | For |
4 | Elect Director James I. Cash, Jr. | Mgmt | For | | For |
5 | Elect Director Roger C. Corbett | Mgmt | For | | For |
6 | Elect Director Douglas N. Daft | Mgmt | For | | Against |
7 | Elect Director Michael T. Duke | Mgmt | For | | For |
8 | Elect Director Gregory B. Penner | Mgmt | For | | For |
9 | Elect Director Steven S. Reinemund | Mgmt | For | | For |
10 | Elect Director H. Lee Scott, Jr. | Mgmt | For | | For |
11 | Elect Director Arne M. Sorenson | Mgmt | For | | For |
12 | Elect Director Jim C. Walton | Mgmt | For | | For |
13 | Elect Director S. Robson Walton | Mgmt | For | | For |
14 | Elect Director Christopher J. Williams | Mgmt | For | | For |
15 | Elect Director Linda S. Wolf | Mgmt | For | | Against |
16 | Ratify Auditors | Mgmt | For | | For |
17 | Approve Omnibus Stock Plan | Mgmt | For | | Against |
18 | Amend Sharesave Plan | Mgmt | For | | For |
19 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | SH | Against | | For |
20 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
21 | Report on Political Contributions | SH | Against | | For |
22 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
23 | Require Suppliers to Adopt CAK | SH | Against | | Against |
24 | Report on Process for Identifying and Prioritizing Public Policy Activities | SH | Against | | Against |
| | | | | |
Staples, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: SPLS | 07-Jun-10 | | Annual | 12-Apr-10 | |
CUSIP: 855030102 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Basil L. Anderson | Mgmt | For | | For |
2 | Elect Director Arthur M. Blank | Mgmt | For | | For |
3 | Elect Director Mary Elizabeth Burton | Mgmt | For | | For |
4 | Elect Director Justin King | Mgmt | For | | For |
5 | Elect Director Carol Meyrowitz | Mgmt | For | | For |
6 | Elect Director Rowland T. Moriarty | Mgmt | For | | For |
7 | Elect Director Robert C. Nakasone | Mgmt | For | | For |
8 | Elect Director Ronald L. Sargent | Mgmt | For | | For |
9 | Elect Director Elizabeth A. Smith | Mgmt | For | | For |
10 | Elect Director Robert E. Sulentic | Mgmt | For | | For |
11 | Elect Director Vijay Vishwanath | Mgmt | For | | For |
12 | Elect Director Paul F. Walsh | Mgmt | For | | For |
13 | Approve Executive Incentive Bonus Plan | Mgmt | For | | For |
14 | Amend Omnibus Stock Plan | Mgmt | For | | For |
15 | Ratify Auditors | Mgmt | For | | For |
16 | Provide Right to Act by Written Consent | SH | Against | | For |
17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
| | | | | |
inVentiv Health, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: VTIV | 08-Jun-10 | | Annual | 12-Apr-10 | |
CUSIP: 46122E105 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Eran Broshy | Mgmt | For | | For |
1.2 | Elect Director R. Blane Walter | Mgmt | For | | For |
1.3 | Elect Director Terrell G. Herring | Mgmt | For | | For |
1.4 | Elect Director Mark E. Jennings | Mgmt | For | | For |
1.5 | Elect Director Per G.H. Lofberg | Mgmt | For | | For |
1.6 | Elect Director A. Clayton Perfall | Mgmt | For | | For |
1.7 | Elect Director Craig Saxton | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Caterpillar Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: CAT | 09-Jun-10 | | Annual | 12-Apr-10 | |
CUSIP: 149123101 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director John T. Dillon | Mgmt | For | | For |
1.2 | Elect Director Juan Gallardo | Mgmt | For | | For |
1.3 | Elect Director William A. Osborn | Mgmt | For | | For |
1.4 | Elect Director Edward B. Rust, Jr. | Mgmt | For | | For |
1.5 | Elect Director Susan C. Schwab | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | | Against |
4 | Declassify the Board of Directors | Mgmt | For | | For |
5 | Reduce Supermajority Vote Requirement | Mgmt | For | | For |
6 | Require Independent Board Chairman | SH | Against | | Against |
7 | Amend Human Rights Policy | SH | Against | | For |
8 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
| | | | | |
Freeport-McMoRan Copper & Gold Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: FCX | 09-Jun-10 | | Annual | 13-Apr-10 | |
CUSIP: 35671D857 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Richard C. Adkerson | Mgmt | For | | For |
1.2 | Elect Director Robert J. Allison, Jr. | Mgmt | For | | For |
1.3 | Elect Director Robert A. Day | Mgmt | For | | For |
1.4 | Elect Director Gerald J. Ford | Mgmt | For | | For |
1.5 | Elect Director H. Devon Graham, Jr. | Mgmt | For | | For |
1.6 | Elect Director Charles C. Krulak | Mgmt | For | | For |
1.7 | Elect Director Bobby Lee Lackey | Mgmt | For | | For |
1.8 | Elect Director Jon C. Madonna | Mgmt | For | | For |
1.9 | Elect Director Dustan E. McCoy | Mgmt | For | | For |
1.10 | Elect Director James R. Moffett | Mgmt | For | | For |
1.11 | Elect Director B.M. Rankin, Jr. | Mgmt | For | | For |
1.12 | Elect Director Stephen H. Siegele | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | | For |
4 | Request Director Nominee with Environmental Qualifications | SH | Against | | For |
5 | Stock Retention/Holding Period | SH | Against | | For |
| | | | | |
NCI, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: NCIT | 09-Jun-10 | | Annual | 19-Apr-10 | |
CUSIP: 62886K104 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Charles K. Narang | Mgmt | For | | For |
1.2 | Elect Director Terry W. Glasgow | Mgmt | For | | For |
1.3 | Elect Director James P. Allen | Mgmt | For | | Withhold |
1.4 | Elect Director John E. Lawler | Mgmt | For | | For |
1.5 | Elect Director Paul V. Lombardi | Mgmt | For | | Withhold |
1.6 | Elect Director J. Patrick McMahon | Mgmt | For | | For |
1.7 | Elect Director Stephen L. Waechter | Mgmt | For | | For |
1.8 | Elect Director Daniel R. Young | Mgmt | For | | Withhold |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Steiner Leisure Ltd. | Meeting Date | | Meeting Type | Record Date | |
Ticker: STNR | 10-Jun-10 | | Annual | 15-Apr-10 | |
CUSIP: P8744Y102 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Cynthia R. Cohen as Director | Mgmt | For | | For |
1.2 | Elect Denise Dickins as Director | Mgmt | For | | For |
2 | Ratification Of The Appointment Of Ernst & Young LLP As Independent Auditors for the fiscal year ending December 31, 2010. | Mgmt | For | | For |
| | | | | |
American Greetings Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: AM | 11-Jun-10 | | Annual | 26-Apr-10 | |
CUSIP: 026375105 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Scott S. Cowen | Mgmt | For | | For |
1.2 | Elect Director William E. MacDonald, III | Mgmt | For | | For |
1.3 | Elect Director Zev Weiss | Mgmt | For | | For |
| | | | | |
Genzyme Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: GENZ | 16-Jun-10 | | Proxy Contest | 09-Apr-10 | |
CUSIP: 372917104 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
| Management Proxy (White Card) | Mgmt | | | |
1.1 | Elect Director Douglas A. Berthiaume | Mgmt | For | | For |
1.2 | Elect Director Robert J. Bertolini | Mgmt | For | | For |
1.3 | Elect Director Gail K. Boudreaux | Mgmt | For | | For |
1.4 | Elect Director Robert J. Carpenter | Mgmt | For | | For |
1.5 | Elect Director Charles L. Cooney | Mgmt | For | | For |
1.6 | Elect Director Victor J. Dzau | Mgmt | For | | For |
1.7 | Elect Director Connie Mack, III | Mgmt | For | | For |
1.8 | Elect Director Richard F. Syron | Mgmt | For | | For |
1.9 | Elect Director Henri A. Termeer | Mgmt | For | | For |
1.10 | Elect Director Ralph V. Whitworth | Mgmt | For | | For |
2 | Amend Omnibus Stock Plan | Mgmt | For | | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | | For |
4 | Amend Non-Employee Director Omnibus Stock Plan | Mgmt | For | | For |
5 | Provide Right to Call Special Meeting | Mgmt | For | | For |
6 | Ratify Auditors | Mgmt | For | | For |
| Dissident Proxy (Gold Card) | Mgmt | | | |
1.1 | Elect Director Steven Burakoff | SH | For | | Do Not Vote |
1.2 | Elect Director Alexander J. Denner | SH | For | | Do Not Vote |
1.3 | Elect Director Carl C. Icahn | SH | For | | Do Not Vote |
1.4 | Elect Director Richard Mulligan | SH | For | | Do Not Vote |
1.5 | Management Nominee - Douglas A. Berthiaume | SH | For | | Do Not Vote |
1.6 | Management Nominee - Robert J. Bertolini | SH | For | | Do Not Vote |
1.7 | Management Nominee - Gail K. Boudreaux | SH | For | | Do Not Vote |
1.8 | Management Nominee - Robert J. Carpenter | SH | For | | Do Not Vote |
1.9 | Management Nominee - Victor J. Dzau | SH | For | | Do Not Vote |
1.10 | Management Nominee - Ralph V. Whitworth | SH | For | | Do Not Vote |
2 | Amend Omnibus Stock Plan | Mgmt | For | | Do Not Vote |
3 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | | Do Not Vote |
4 | Amend Non-Employee Director Omnibus Stock Plan | Mgmt | Against | | Do Not Vote |
5 | Provide Right to Call Special Meeting | Mgmt | For | | Do Not Vote |
6 | Ratify Auditors | Mgmt | For | | Do Not Vote |
| | | | | |
SPDR Series Trust | Meeting Date | | Meeting Type | Record Date | |
Ticker: TFI | 18-Jun-10 | | Special | 06-Jan-10 | |
CUSIP: 78464A458 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Frank Nesvet | Mgmt | For | | For |
1.2 | Elect Director David M. Kelly | Mgmt | For | | For |
1.3 | Elect Director Bonny Eugenia Boatman | Mgmt | For | | For |
1.4 | Elect Director Dwight D. Churchill | Mgmt | For | | For |
1.5 | Elect Director Carl G. Verboncoeur | Mgmt | For | | For |
1.6 | Elect Director James E. Ross | Mgmt | For | | For |
2 | Approve Multi-Manager Structure | Mgmt | For | | Against |
3 | Approve Change of Fundamental Investment Policy: Purchasing And Selling Real Estate | Mgmt | For | | For |
4 | Approve Change of Fundamental Investment Policy: Issuing Senior Securities And Borrowing Money | Mgmt | For | | For |
5 | Approve Change of Fundamental Investment Policy: Making Loans | Mgmt | For | | For |
6 | Approve Change of Fundamental Investment Policy: Purchasing And Selling Commodities | Mgmt | For | | For |
7 | Approve Change of Fundamental Investment Policy: Concentrating Investments In A Particular Industry Or Group Of Industries | Mgmt | For | | For |
8 | Approve Change of Fundamental Investment Policy: Underwriting Activities | Mgmt | For | | For |
9 | Approve Elimination of Fundamental Investment Policy: Outdated Policies Not Required By Law | Mgmt | For | | For |
| | | | | |
GameStop Corp. | Meeting Date | | Meeting Type | Record Date | |
Ticker: GME | 22-Jun-10 | | Annual | 03-May-10 | |
CUSIP: 36467W109 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director R. Richard Fontaine | Mgmt | For | | For |
1.2 | Elect Director Jerome L. Davis | Mgmt | For | | Withhold |
1.3 | Elect Director Steven R. Koonin | Mgmt | For | | For |
1.4 | Elect Director Stephanie M. Shern | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Mobile Mini, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: MINI | 23-Jun-10 | | Annual | 27-Apr-10 | |
CUSIP: 60740F105 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Frederick G. McNamee | Mgmt | For | | For |
1.2 | Elect Director Lawrence Trachtenberg | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
| | | | | |
XTO Energy Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: XTO | 25-Jun-10 | | Special | 03-May-10 | |
CUSIP: 98385X106 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Approve Merger Agreement | Mgmt | For | | For |
2 | Adjourn Meeting | Mgmt | For | | For |
Tidewater Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: TDW | 09-Jul-09 | | Annual | 15-May-09 | |
CUSIP: 886423102 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director M. Jay Allison | Mgmt | For | | For |
1.2 | Elect Director James C. Day | Mgmt | For | | Withhold |
1.3 | Elect Director Richard T. Du Moulin | Mgmt | For | | Withhold |
1.4 | Elect Director J. Wayne Leonard | Mgmt | For | | For |
1.5 | Elect Director Jon C. Madonna | Mgmt | For | | For |
1.6 | Elect Director Joseph H. Netherland | Mgmt | For | | For |
1.7 | Elect Director Richard A. Pattarozzi | Mgmt | For | | For |
1.8 | Elect Director Nicholas Sutton | Mgmt | For | | Withhold |
1.9 | Elect Director Cindy B. Taylor | Mgmt | For | | For |
1.10 | Elect Director Dean E. Taylor | Mgmt | For | | For |
1.11 | Elect Director Jack E. Thompson | Mgmt | For | | Withhold |
2 | Approve Omnibus Stock Plan | Mgmt | For | | For |
3 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Avx Corp. | Meeting Date | | Meeting Type | Record Date | |
Ticker: AVX | 22-Jul-09 | | Annual | 29-May-09 | |
CUSIP: 002444107 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Tetsuo Kuba | Mgmt | For | | Withhold |
1.2 | Elect Director John S. Gilbertson | Mgmt | For | | Withhold |
1.3 | Elect Director Makoto Kawamura | Mgmt | For | | Withhold |
1.4 | Elect Director Rodney N. Lanthorne | Mgmt | For | | Withhold |
1.5 | Elect Director Joseph Stach | Mgmt | For | | For |
2 | Approve Executive Incentive Bonus Plan | Mgmt | For | | Against |
3 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Citigroup Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: C | 24-Jul-09 | | Written Consent | 16-Jun-09 | |
CUSIP: 172967101 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Amend Certificate of Incorporation to Approve Dividend Blocker Amendment | Mgmt | For | | For |
2 | Amend Certificate of Incorporation to Approve Director Amendment | Mgmt | For | | For |
3 | Amend Certificate of Incorporation to Approve Retirement Amendment | Mgmt | For | | Against |
4 | Increase Authorized Preferred Stock | Mgmt | For | | Against |
| | | | | |
Schering-Plough Corp. | Meeting Date | | Meeting Type | Record Date | |
Ticker: SGP | 07-Aug-09 | | Special | 22-Jun-09 | |
CUSIP: N/A | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Issue Shares in Connection with Acquisition | Mgmt | For | | For |
2 | Adjourn Meeting | Mgmt | For | | For |
| | | | | |
H. J. Heinz Co. | Meeting Date | | Meeting Type | Record Date | |
Ticker: HNZ | 12-Aug-09 | | Annual | 04-Jun-09 | |
CUSIP: 423074103 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director W.R. Johnson | Mgmt | For | | For |
2 | Elect Director C.E. Bunch | Mgmt | For | | For |
3 | Elect Director L.S. Coleman, Jr. | Mgmt | For | | For |
4 | Elect Director J.G. Drosdick | Mgmt | For | | For |
5 | Elect Director E.E. Holiday | Mgmt | For | | For |
6 | Elect Director C. Kendle | Mgmt | For | | For |
7 | Elect Director D.R. O Hare | Mgmt | For | | For |
8 | Elect Director N. Peltz | Mgmt | For | | For |
9 | Elect Director D.H. Reilley | Mgmt | For | | For |
10 | Elect Director L.C. Swann | Mgmt | For | | For |
11 | Elect Director T.J. Usher | Mgmt | For | | For |
12 | Elect Director M.F. Weinstein | Mgmt | For | | For |
13 | Ratify Auditors | Mgmt | For | | For |
14 | Provide Right to Call Special Meeting | Mgmt | For | | For |
| | | | | |
Xilinx, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: XLNX | 12-Aug-09 | | Annual | 15-Jun-09 | |
CUSIP: 983919101 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Philip T. Gianos | Mgmt | For | | For |
1.2 | Elect Director Moshe N. Gavrielov | Mgmt | For | | For |
1.3 | Elect Director John L. Doyle | Mgmt | For | | For |
1.4 | Elect Director Jerald G. Fishman | Mgmt | For | | For |
1.5 | Elect Director William G. Howard, Jr. | Mgmt | For | | For |
1.6 | Elect Director J. Michael Patterson | Mgmt | For | | For |
1.7 | Elect Director Marshall C. Turner | Mgmt | For | | For |
1.8 | Elect Director E.W. Vanderslice | Mgmt | For | | For |
2 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Medtronic, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: MDT | 27-Aug-09 | | Annual | 29-Jun-09 | |
CUSIP: 585055106 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Richard H. Anderson | Mgmt | For | | For |
1.2 | Elect Director Victor J. Dzau | Mgmt | For | | For |
1.3 | Elect Director William A. Hawkins | Mgmt | For | | For |
1.4 | Elect Director S. Ann Jackson | Mgmt | For | | For |
1.5 | Elect Director Denise M. O'Leary | Mgmt | For | | For |
1.6 | Elect Director Robert C. Pozen | Mgmt | For | | For |
1.7 | Elect Director Jean-pierre Rosso | Mgmt | For | | For |
1.8 | Elect Director Jack W. Schuler | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | | For |
4 | Amend Omnibus Stock Plan | Mgmt | For | | For |
| | | | | |
Citigroup Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: C | 02-Sep-09 | | Written Consent | 29-Jul-09 | |
CUSIP: 172967101 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Increase Authorized Common Stock | Mgmt | For | | For |
2 | Approve Reverse Stock Split | Mgmt | For | | For |
3 | Amend Certificate of Incorporation to Eliminate Voting Rights of Common Stock that Relates to Outstanding Series of Preferred Stock | Mgmt | For | | Against |
| | | | | |
Bob Evans Farms, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: BOBE | 14-Sep-09 | | Annual | 16-Jul-09 | |
CUSIP: 096761101 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Larry C. Corbin | Mgmt | For | | For |
1.2 | Elect Director Steven A. Davis | Mgmt | For | | For |
1.3 | Elect Director Paul S. Williams | Mgmt | For | | For |
2 | Declassify the Board of Directors | Mgmt | For | | For |
3 | Reduce Supermajority Vote Requirement | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Investors Real Estate Trust | Meeting Date | | Meeting Type | Record Date | |
Ticker: IRET | 15-Sep-09 | | Annual | 20-Jul-09 | |
CUSIP: 461730103 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Patrick G. Jones | Mgmt | For | | For |
1.2 | Elect Director Timothy P. Mihalick | Mgmt | For | | For |
1.3 | Elect Director Jeffrey L. Miller | Mgmt | For | | For |
1.4 | Elect Director C.W. "Chip" Morgan | Mgmt | For | | For |
1.5 | Elect Director John T. Reed | Mgmt | For | | For |
1.6 | Elect Director Edward T. Schafer | Mgmt | For | | For |
1.7 | Elect Director W. David Scott | Mgmt | For | | For |
1.8 | Elect Director Stephen L. Stenehjem | Mgmt | For | | For |
1.9 | Elect Director John D. Stewart | Mgmt | For | | For |
1.10 | Elect Director Thomas A. Wentz, Jr. | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Methode Electronics, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: MEI | 17-Sep-09 | | Annual | 17-Jul-09 | |
CUSIP: 591520200 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Walter J. Aspatore | Mgmt | For | | For |
1.2 | Elect Director Warren L. Batts | Mgmt | For | | For |
1.3 | Elect Director J. Edward Colgate | Mgmt | For | | For |
1.4 | Elect Director Darren M. Dawson | Mgmt | For | | For |
1.5 | Elect Director Donald W. Duda | Mgmt | For | | For |
1.6 | Elect Director Isabelle C. Goossen | Mgmt | For | | For |
1.7 | Elect Director Christopher J. Hornung | Mgmt | For | | For |
1.8 | Elect Director Paul G. Shelton | Mgmt | For | | For |
1.9 | Elect Director Lawrence B. Skatoff | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
General Mills, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: GIS | 21-Sep-09 | | Annual | 23-Jul-09 | |
CUSIP: 370334104 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Bradbury H. Anderson | Mgmt | For | | For |
2 | Elect Director R. Kerry Clark | Mgmt | For | | For |
3 | Elect Director Paul Danos | Mgmt | For | | For |
4 | Elect Director William T. Esrey | Mgmt | For | | For |
5 | Elect Director Raymond V. Gilmartin | Mgmt | For | | For |
6 | Elect Director Judith Richards Hope | Mgmt | For | | For |
7 | Elect Director Heidi G. Miller | Mgmt | For | | For |
8 | Elect Director Hilda Ochoa-Brillembourg | Mgmt | For | | For |
9 | Elect Director Steve Odland | Mgmt | For | | For |
10 | Elect Director Kendall J. Powell | Mgmt | For | | For |
11 | Elect Director Lois E. Quam | Mgmt | For | | For |
12 | Elect Director Michael D. Rose | Mgmt | For | | For |
13 | Elect Director Robert L. Ryan | Mgmt | For | | For |
14 | Elect Director Dorothy A. Terrell | Mgmt | For | | For |
15 | Approve Omnibus Stock Plan | Mgmt | For | | For |
16 | Ratify Auditors | Mgmt | For | | For |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
| | | | | |
D&E Communications, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: DECC | 24-Sep-09 | | Special | 17-Aug-09 | |
CUSIP: N/A | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Approve Merger Agreement | Mgmt | For | | For |
2 | Adjourn Meeting | Mgmt | For | | For |
| | | | | |
H&R Block, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: HRB | 24-Sep-09 | | Annual | 06-Aug-09 | |
CUSIP: 093671105 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Alan M. Bennett | Mgmt | For | | For |
1.2 | Elect Director Thomas M. Bloch | Mgmt | For | | For |
1.3 | Elect Director Richard C. Breeden | Mgmt | For | | For |
1.4 | Elect Director Robert A. Gerard | Mgmt | For | | For |
1.5 | Elect Director Len J. Lauer | Mgmt | For | | For |
1.6 | Elect Director David B. Lewis | Mgmt | For | | For |
1.7 | Elect Director Tom D. Seip | Mgmt | For | | For |
1.8 | Elect Director L. Edward Shaw, Jr. | Mgmt | For | | For |
1.9 | Elect Director Russell P. Smyth | Mgmt | For | | For |
1.10 | Elect Director Christianna Wood | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Conagra Foods Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: CAG | 25-Sep-09 | | Annual | 31-Jul-09 | |
CUSIP: 205887102 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Mogens C. Bay | Mgmt | For | | For |
1.2 | Elect Director Stephen G. Butler | Mgmt | For | | For |
1.3 | Elect Director Steven F. Goldstone | Mgmt | For | | For |
1.4 | Elect Director Joie A. Gregor | Mgmt | For | | For |
1.5 | Elect Director Rajive Johri | Mgmt | For | | For |
1.6 | Elect Director W.g. Jurgensen | Mgmt | For | | For |
1.7 | Elect Director Richard H. Lenny | Mgmt | For | | For |
1.8 | Elect Director Ruth Ann Marshall | Mgmt | For | | For |
1.9 | Elect Director Gary M. Rodkin | Mgmt | For | | For |
1.10 | Elect Director Andrew J. Schindler | Mgmt | For | | For |
1.11 | Elect Director Kenneth E. Stinson | Mgmt | For | | For |
2 | Approve Omnibus Stock Plan | Mgmt | For | | For |
3 | Approve Executive Incentive Bonus Plan | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Ruby Tuesday, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: RT | 07-Oct-09 | | Annual | 10-Aug-09 | |
CUSIP: 781182100 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Claire L. Arnold | Mgmt | For | | For |
1.2 | Elect Director Kevin T. Clayton | Mgmt | For | | For |
1.3 | Elect Director Dr. Donald Ratajczak | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Tyco Electronics Ltd. | Meeting Date | | Meeting Type | Record Date | |
Ticker: TEL | 08-Oct-09 | | Special | 24-Aug-09 | |
CUSIP: H8912P106 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
| This is a duplicate meeting for ballots received via the Broadridge North American Ballot Distribution System | Mgmt | None | | None |
1 | To Approve Payment Of A Distribution To Shareholders Through Areduction Of The Par Value Of Our Shares, Such Payment To Bemade In Two Installments On Or Before March 26, 2010 (the End Ofthe Second Fiscal Quarter Of 2010). | Mgmt | For | | Do Not Vote |
2 | To Approve Any Adjournments Or Postponements Of Theextraordinary General Meeting. | Mgmt | For | | Do Not Vote |
3 | Transact Other Business (Voting) | Mgmt | For | | Do Not Vote |
| | | | | |
The Procter & Gamble Company | Meeting Date | | Meeting Type | Record Date | |
Ticker: PG | 13-Oct-09 | | Annual | 14-Aug-09 | |
CUSIP: 742718109 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Kenneth I. Chenault | Mgmt | For | | For |
2 | Elect Director Scott D. Cook | Mgmt | For | | For |
3 | Elect Director Rajat K. Gupta | Mgmt | For | | For |
4 | Elect Director A.G. Lafley | Mgmt | For | | For |
5 | Elect Director Charles R. Lee | Mgmt | For | | For |
6 | Elect Director Lynn M. Martin | Mgmt | For | | For |
7 | Elect Director Robert A. McDonald | Mgmt | For | | For |
8 | Elect Director W. James McNerney, Jr. | Mgmt | For | | For |
9 | Elect Director Johnathan A. Rodgers | Mgmt | For | | For |
10 | Elect Director Ralph Snyderman | Mgmt | For | | For |
11 | Elect Director Mary Agnes Wilderotter | Mgmt | For | | For |
12 | Elect Director Patricia A. Woertz | Mgmt | For | | For |
13 | Elect Director Ernesto Zedillo | Mgmt | For | | For |
14 | Ratify Auditors | Mgmt | For | | For |
15 | Amend Code of Regulations | Mgmt | For | | For |
16 | Approve Omnibus Stock Plan | Mgmt | For | | For |
17 | Provide for Cumulative Voting | SH | Against | | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
| | | | | |
Diageo plc | Meeting Date | | Meeting Type | Record Date | |
Ticker: N/A | 14-Oct-09 | | Annual | 04-Sep-09 | |
CUSIP: G42089113 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
| Meeting for ADR Holders | Mgmt | None | | None |
1 | Report And Accounts 2009 | Mgmt | For | | For |
2 | Directors Remuneration Report 2009 | Mgmt | For | | For |
3 | Declaration Of Final Dividend | Mgmt | For | | For |
4 | Re-election Of LM Danon As A Director | Mgmt | For | | For |
5 | Re-election Of Lord Hollick As A Director | Mgmt | For | | For |
6 | Re-election Of PS Walsh As A Director | Mgmt | For | | For |
7 | Election Of PB Bruzelius As A Director | Mgmt | For | | For |
8 | Election Of BD Holden As A Director | Mgmt | For | | For |
9 | Re-appointment Of Auditor | Mgmt | For | | For |
10 | Remuneration Of Auditor | Mgmt | For | | For |
11 | Authority To Allot Shares | Mgmt | For | | For |
12 | Disapplication Of Pre-emption Rights | Mgmt | For | | For |
13 | Authority To Purchase Own Ordinary Shares | Mgmt | For | | For |
14 | Authority To Make Political Donations And/or To Incur Political Expenditure In The EU. | Mgmt | For | | For |
15 | Adoption Of The Diageo Plc 2009 Discretionary Incentive Plan | Mgmt | For | | For |
16 | Adoption Of The Diageo Plc 2009 Executive Long Term Incentive Plan | Mgmt | For | | For |
17 | Adoption Of The Diageo Plc International Sharematch Plan 2009 | Mgmt | For | | For |
18 | Authority To Establish International Share Plans | Mgmt | For | | For |
19 | Adoption Of The Diageo Plc 2009 Irish Sharesave Plan | Mgmt | For | | For |
20 | Amendments To The Rules Of Diageo Plc Executive Share Option Plan | Mgmt | For | | For |
21 | Amendments To The Rules Of Diageo Plc 2008 Senior Executive Share Option Plan | Mgmt | For | | For |
22 | Amendments To The Rules Of Diageo Plc Senior Executive Share Option Plan | Mgmt | For | | For |
23 | Reduced Notice Of A General Meeting Other Than An Annual General Meeting | Mgmt | For | | For |
24 | Adoption Of Articles Of Association | Mgmt | For | | For |
| | | | | |
Sara Lee Corp. | Meeting Date | | Meeting Type | Record Date | |
Ticker: SLE | 29-Oct-09 | | Annual | 08-Sep-09 | |
CUSIP: 803111103 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Brenda C. Barnes | Mgmt | For | | For |
2 | Elect Director Christopher B. Begley | Mgmt | For | | For |
3 | Elect Director Crandall C. Bowles | Mgmt | For | | Against |
4 | Elect Director Virgis W. Colbert | Mgmt | For | | For |
5 | Elect Director James S. Crown | Mgmt | For | | Against |
6 | Elect Director Laurette T. Koellner | Mgmt | For | | For |
7 | Elect Director Cornelis J.A. Van Lede | Mgmt | For | | For |
8 | Elect Director Dr. John McAdam | Mgmt | For | | For |
9 | Elect Director Sir Ian Prosser | Mgmt | For | | For |
10 | Elect Director Norman R. Sorensen | Mgmt | For | | Against |
11 | Elect Director Jeffrey W. Ubben | Mgmt | For | | For |
12 | Elect Director Jonathan P. Ward | Mgmt | For | | Against |
13 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Molex Incorporated | Meeting Date | | Meeting Type | Record Date | |
Ticker: MOLX | 30-Oct-09 | | Annual | 08-Sep-09 | |
CUSIP: 608554101 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Michelle L. Collins | Mgmt | For | | For |
1.2 | Elect Director Fred L. Krehbiel | Mgmt | For | | For |
1.3 | Elect Director David L. Landsittel | Mgmt | For | | For |
1.4 | Elect Director Joe W. Laymon | Mgmt | For | | For |
1.5 | Elect Director James S. Metcalf | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Automatic Data Processing, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: ADP | 10-Nov-09 | | Annual | 11-Sep-09 | |
CUSIP: 053015103 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Gregory D. Brenneman | Mgmt | For | | For |
1.2 | Elect Director Leslie A. Brun | Mgmt | For | | For |
1.3 | Elect Director Gary C. Butler | Mgmt | For | | For |
1.4 | Elect Director Leon G. Cooperman | Mgmt | For | | For |
1.5 | Elect Director Eric C. Fast | Mgmt | For | | For |
1.6 | Elect Director Linda R. Gooden | Mgmt | For | | For |
1.7 | Elect Director R. Glenn Hubbard | Mgmt | For | | For |
1.8 | Elect Director John P. Jones | Mgmt | For | | For |
1.9 | Elect Director Charles H. Noski | Mgmt | For | | For |
1.10 | Elect Director Sharon T. Rowlands | Mgmt | For | | For |
1.11 | Elect Director Gregory L. Summe | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
The Estee Lauder Companies Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: EL | 13-Nov-09 | | Annual | 16-Sep-09 | |
CUSIP: 518439104 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Rose Marie Bravo | Mgmt | For | | For |
1.2 | Elect Director Paul J. Fribourg | Mgmt | For | | For |
1.3 | Elect Director Mellody Hobson | Mgmt | For | | For |
1.4 | Elect Director Irvine O. Hockaday, Jr. | Mgmt | For | | For |
1.5 | Elect Director Barry S. Sternlicht | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Microsoft Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: MSFT | 19-Nov-09 | | Annual | 04-Sep-09 | |
CUSIP: 594918104 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director William H. Gates, III | Mgmt | For | | For |
2 | Elect Director Steven A. Ballmer | Mgmt | For | | For |
3 | Elect Director Dina Dublon | Mgmt | For | | For |
4 | Elect Director Raymond V. Gilmartin | Mgmt | For | | For |
5 | Elect Director Reed Hastings | Mgmt | For | | For |
6 | Elect Director Maria Klawe | Mgmt | For | | For |
7 | Elect Director David F. Marquardt | Mgmt | For | | For |
8 | Elect Director Charles H. Noski | Mgmt | For | | For |
9 | Elect Director Helmut Panke | Mgmt | For | | For |
10 | Ratify Auditors | Mgmt | For | | For |
11 | Permit Right to Call Special Meeting | Mgmt | For | | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
13 | Adopt Principles for Health Care Reform | SH | Against | | Against |
14 | Report on Charitable Contributions | SH | Against | | Against |
| | | | | |
Lawson Products, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: LAWS | 08-Dec-09 | | Annual | 02-Nov-09 | |
CUSIP: 520776105 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Thomas S. Postek | Mgmt | For | | For |
1.2 | Elect Director Andrew B. Albert | Mgmt | For | | For |
1.3 | Elect Director I. Steven Edelson | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Approve Omnibus Stock Plan | Mgmt | For | | For |
| | | | | |
Walgreen Co. | Meeting Date | | Meeting Type | Record Date | |
Ticker: WAG | 13-Jan-10 | | Annual | 16-Nov-09 | |
CUSIP: 931422109 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Steven A. Davis | Mgmt | For | | For |
1.2 | Elect Director William C. Foote | Mgmt | For | | For |
1.3 | Elect Director Mark P. Frissora | Mgmt | For | | For |
1.4 | Elect Director Alan G. McNally | Mgmt | For | | For |
1.5 | Elect Director Nancy M. Schlichting | Mgmt | For | | For |
1.6 | Elect Director David Y. Schwartz | Mgmt | For | | For |
1.7 | Elect Director Alejandro Silva | Mgmt | For | | For |
1.8 | Elect Director James A. Skinner | Mgmt | For | | For |
1.9 | Elect Director Gregory D. Wasson | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Stock Option Plan | Mgmt | For | | For |
4 | Reduce Supermajority Vote Requirement | SH | Against | | For |
5 | Performance-Based Equity Awards | SH | Against | | For |
6 | Report on Charitable Contributions | SH | Against | | Against |
| | | | | |
Family Dollar Stores, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: FDO | 21-Jan-10 | | Annual | 27-Nov-09 | |
CUSIP: 307000109 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Mark R. Bernstein | Mgmt | For | | For |
1.2 | Elect Director Pamela L. Davies | Mgmt | For | | For |
1.3 | Elect Director Sharon Allred Decker | Mgmt | For | | For |
1.4 | Elect Director Edward C. Dolby | Mgmt | For | | For |
1.5 | Elect Director Glenn A. Eisenberg | Mgmt | For | | For |
1.6 | Elect Director Howard R. Levine | Mgmt | For | | For |
1.7 | Elect Director George R. Mahoney, Jr. | Mgmt | For | | For |
1.8 | Elect Director James G. Martin | Mgmt | For | | For |
1.9 | Elect Director Harvey Morgan | Mgmt | For | | For |
1.10 | Elect Director Dale C. Pond | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Air Products and Chemicals, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: APD | 28-Jan-10 | | Annual | 30-Nov-09 | |
CUSIP: 009158106 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director William L. Davis, III | Mgmt | For | | For |
1.2 | Elect Director W. Douglas Ford | Mgmt | For | | For |
1.3 | Elect Director Evert Henkes | Mgmt | For | | For |
1.4 | Elect Director Margaret G. McGlynn | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | | For |
| | | | | |
Costco Wholesale Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: COST | 28-Jan-10 | | Annual | 23-Nov-09 | |
CUSIP: 22160K105 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director B.S. Carson, Sr., M.D. | Mgmt | For | | For |
1.2 | Elect Director William H. Gates | Mgmt | For | | For |
1.3 | Elect Director Hamilton E. James | Mgmt | For | | For |
1.4 | Elect Director Jill S. Ruckelshaus | Mgmt | For | | For |
2 | Amend Omnibus Stock Plan | Mgmt | For | | For |
3 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Becton, Dickinson and Company | Meeting Date | | Meeting Type | Record Date | |
Ticker: BDX | 02-Feb-10 | | Annual | 11-Dec-09 | |
CUSIP: 075887109 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Henry P. Becton, Jr. | Mgmt | For | | For |
1.2 | Elect Director Edward F. Degraan | Mgmt | For | | For |
1.3 | Elect Director Claire M. Fraser-liggett | Mgmt | For | | For |
1.4 | Elect Director Edward J. Ludwig | Mgmt | For | | For |
1.5 | Elect Director Adel A.F. Mahmoud | Mgmt | For | | For |
1.6 | Elect Director James F. Orr | Mgmt | For | | For |
1.7 | Elect Director Willard J. Overlock, Jr. | Mgmt | For | | For |
1.8 | Elect Director Bertram L. Scott | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Company-Specific--Approval Of A By-law Amendment Regarding Special Shareholdermeetings | Mgmt | For | | For |
4 | Amend Omnibus Stock Plan | Mgmt | For | | For |
5 | Approve Executive Incentive Bonus Plan | Mgmt | For | | For |
6 | Require a Majority Vote for the Election of Directors | SH | Against | | For |
7 | Provide for Cumulative Voting | SH | Against | | For |
| | | | | |
Emerson Electric Co. | Meeting Date | | Meeting Type | Record Date | |
Ticker: EMR | 02-Feb-10 | | Annual | 24-Nov-09 | |
CUSIP: 291011104 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director C. A. H. Boersig | Mgmt | For | | For |
1.2 | Elect Director C. Fernandez G. | Mgmt | For | | For |
1.3 | Elect Director W. J. Galvin | Mgmt | For | | For |
1.4 | Elect Director R. L. Stephenson | Mgmt | For | | For |
1.5 | Elect Director V. R. Loucks, Jr. | Mgmt | For | | For |
1.6 | Elect Director R. L. Ridgway | Mgmt | For | | For |
2 | Amend Executive Incentive Bonus Plan | Mgmt | For | | For |
3 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
PepsiAmericas, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: PAS | 17-Feb-10 | | Special | 04-Jan-10 | |
CUSIP: 71343P200 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Approve Merger Agreement | Mgmt | For | | For |
| | | | | |
Ruddick Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: RDK | 18-Feb-10 | | Annual | 11-Dec-09 | |
CUSIP: 781258108 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director John R. Belk | Mgmt | For | | For |
1.2 | Elect Director John P. Derham Cato | Mgmt | For | | For |
1.3 | Elect Director Thomas W. Dickson | Mgmt | For | | For |
1.4 | Elect Director James E.S. Hynes | Mgmt | For | | For |
1.5 | Elect Director Anna Spangler Nelson | Mgmt | For | | For |
1.6 | Elect Director Bailey W. Patrick | Mgmt | For | | For |
1.7 | Elect Director Robert H. Spilman, Jr. | Mgmt | For | | For |
1.8 | Elect Director Harold C. Stowe | Mgmt | For | | For |
1.9 | Elect Director Isaiah Tidwell | Mgmt | For | | For |
1.10 | Elect Director William C. Warden, Jr. | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Bank of America Corp. | Meeting Date | | Meeting Type | Record Date | |
Ticker: BAC | 23-Feb-10 | | Special | 07-Jan-10 | |
CUSIP: 060505104 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Increase Authorized Common Stock | Mgmt | For | | For |
2 | Adjourn Meeting | Mgmt | For | | For |
| | | | | |
Novartis AG | Meeting Date | | Meeting Type | Record Date | |
Ticker: N/A | 26-Feb-10 | | Annual | 25-Jan-10 | |
CUSIP: H5820Q150 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
| Meeting for ADR Holders | Mgmt | | | |
1 | Accept Financial Statements and Statutory Reports, Including Remuneration Report | Mgmt | For | | For |
2 | Approve Discharge of Board and Senior Management | Mgmt | For | | For |
3 | Approve Allocation of Income and Dividends of CHF 2.10 per Share | Mgmt | For | | For |
4.1 | Amend Articles Re: Compliance with Swiss Federal Act on Intermediated Securites | Mgmt | For | | For |
4.2 | Amend Articles Re: Introduction of a Consultative Resolution on the Remuneration System | Mgmt | For | | For |
5.1 | Reelect Marjorie M.T. Yang as Director | Mgmt | For | | For |
5.2 | Reelect Daniel Vasella as Director | Mgmt | For | | For |
5.3 | Reelect Hans-Joerg Rudloff as Director | Mgmt | For | | For |
6 | Ratify PricewaterhouseCoopers as Auditors | Mgmt | For | | For |
7 | Additional And/or Counter-proposals Presented At The Meeting | Mgmt | For | | Against |
| | | | | |
ABM Industries Incorporated | Meeting Date | | Meeting Type | Record Date | |
Ticker: ABM | 02-Mar-10 | | Annual | 13-Jan-10 | |
CUSIP: 000957100 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Luke S. Helms | Mgmt | For | | For |
1.2 | Elect Director Henry L. Kotkins, Jr. | Mgmt | For | | For |
1.3 | Elect Director William W. Steele | Mgmt | For | | Withhold |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | | For |
| | | | | |
The Walt Disney Company | Meeting Date | | Meeting Type | Record Date | |
Ticker: DIS | 10-Mar-10 | | Annual | 11-Jan-10 | |
CUSIP: 254687106 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Susan E. Arnold | Mgmt | For | | For |
2 | Elect Director John E. Bryson | Mgmt | For | | For |
3 | Elect Director John S. Chen | Mgmt | For | | For |
4 | Elect Director Judith L. Estrin | Mgmt | For | | For |
5 | Elect Director Robert A. Iger | Mgmt | For | | For |
6 | Elect Director Steven P. Jobs | Mgmt | For | | For |
7 | Elect Director Fred H. Langhammer | Mgmt | For | | For |
8 | Elect Director Aylwin B. Lewis | Mgmt | For | | For |
9 | Elect Director Monica C. Lozano | Mgmt | For | | For |
10 | Elect Director Robert W. Matschullat | Mgmt | For | | For |
11 | Elect Director John E. Pepper, Jr. | Mgmt | For | | For |
12 | Elect Director Sheryl Sandberg | Mgmt | For | | For |
13 | Elect Director Orin C. Smith | Mgmt | For | | For |
14 | Ratify Auditors | Mgmt | For | | For |
15 | Amend Omnibus Stock Plan | Mgmt | For | | Against |
16 | Reduce Supermajority Vote Requirement | Mgmt | For | | For |
17 | Reduce Supermajority Vote Requirement | Mgmt | For | | For |
18 | Amend Articles of Incorporation to Delete Certain Tracking Stock Provisions | Mgmt | For | | For |
19 | Amend Articles of Incorporation to Delete Classified Board Transition Provisions | Mgmt | For | | For |
20 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
21 | Amend EEO Policy to Prohibit Discrimination Based on Ex-Gay Status | SH | Against | | Against |
| | | | | |
Tyco Electronics Ltd. | Meeting Date | | Meeting Type | Record Date | |
Ticker: TEL | 10-Mar-10 | | Annual | 21-Jan-10 | |
CUSIP: H8912P106 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Reelect Pierre Brondeau as Director | Mgmt | For | | For |
1.2 | Reelect Ram Charan as Director | Mgmt | For | | For |
1.3 | Reelect Juergen Gromer as Director | Mgmt | For | | For |
1.4 | Reelect Robert Hernandez as Director | Mgmt | For | | For |
1.5 | Reelect Thomas Lynch as Director | Mgmt | For | | For |
1.6 | Reelect Daniel Phelan as Director | Mgmt | For | | For |
1.7 | Reelect Frederic Poses as Director | Mgmt | For | | For |
1.8 | Reelect Lawrence Smith as Director | Mgmt | For | | For |
1.9 | Reelect Paula Sneed as Director | Mgmt | For | | For |
1.10 | Reelect David Steiner as Director | Mgmt | For | | For |
1.11 | Reelect John Van Scoter as Director | Mgmt | For | | For |
2.1 | Accept Annual Report for Fiscal 2008/2009 | Mgmt | For | | For |
2.2 | Accept Statutory Financial Statements for Fiscal 2008/2009 | Mgmt | For | | For |
2.3 | Accept Consolidated Financial Statements for Fiscal 2008/2009 | Mgmt | For | | For |
3 | Approve Share Capital Reduction and Repayment of $0.64 per Share | Mgmt | For | | For |
4 | Approve Discharge of Board and Senior Management | Mgmt | For | | For |
5 | Increase the Number of Shares Available for Awards under Tyco Electronics Ltd. 2007 Stock and Incentive Plan | Mgmt | For | | Against |
6.1 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2009/2010 | Mgmt | For | | For |
6.2 | Ratify Deloitte AG as Swiss Registered Auditors for Fiscal 2009/2010 | Mgmt | For | | For |
6.3 | Ratify PricewaterhouseCoopers AG as Special Auditor for Fiscal 2009/2010 | Mgmt | For | | For |
7 | Adjourn Meeting | Mgmt | For | | Against |
8 | Transact Other Business (Voting) | Mgmt | For | | Against |
| | | | | |
Tyco International Ltd. | Meeting Date | | Meeting Type | Record Date | |
Ticker: TYC | 10-Mar-10 | | Annual | 11-Jan-10 | |
CUSIP: H89128104 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports for Fiscal 2008/2009 | Mgmt | For | | For |
2 | Approve Discharge of Board and Senior Management | Mgmt | For | | For |
3.1 | Reelect Edward Breen as Director | Mgmt | For | | Withhold |
3.2 | Elect Michael Daniels as Director | Mgmt | For | | For |
3.3 | Reelect Timothy Donahue as Director | Mgmt | For | | For |
3.4 | Reelect Brian Duperreault as Director | Mgmt | For | | For |
3.5 | Reelect Bruce Gordon as Director | Mgmt | For | | For |
3.6 | Reelect Rajiv Gupta as Director | Mgmt | For | | For |
3.7 | Reelect John Krol as Director | Mgmt | For | | For |
3.8 | Reelect Brendan O'Neill as Director | Mgmt | For | | For |
3.9 | Reelect William Stavropoulos as Director | Mgmt | For | | For |
3.10 | Reelect Sandra Wijnberg as Director | Mgmt | For | | For |
3.11 | Reelect R. David Yost as Director | Mgmt | For | | For |
4a | Ratify Deloitte AG as Auditors | Mgmt | For | | For |
4b | Appoint Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2009/2010 | Mgmt | For | | For |
4c | Ratify PricewaterhouseCoopers AG as Special Auditor | Mgmt | For | | For |
5a | Approve Carrying Forward of Net Loss | Mgmt | For | | For |
5b | Approve CHF 407.4 Million Reduction in Share Capital and Repayment of CHF 0.85 per Share | Mgmt | For | | For |
6 | Amend Articles Re: Plurality Voting Standard for Board Elections When the Number of Candidates Exceeds the Number of Board Positions Available | Mgmt | For | | For |
7 | Transact Other Business (Voting) | Mgmt | For | | Against |
| | | | | |
Covidien plc | Meeting Date | | Meeting Type | Record Date | |
Ticker: COV | 16-Mar-10 | | Annual | 13-Jan-10 | |
CUSIP: G2554F105 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
| Ordinary Resolutions | Mgmt | | | |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | | For |
2a | Elect Craig Arnold as Director | Mgmt | For | | For |
2b | Elect Robert H. Brust as Director | Mgmt | For | | For |
2c | Elect John M. Connors, Jr. as Director | Mgmt | For | | For |
2d | Elect Christopher J. Coughlin as Director | Mgmt | For | | For |
2e | Elect Timothy M. Donahue as Director | Mgmt | For | | For |
2f | Elect Kathy J. Herbert as Director | Mgmt | For | | For |
2g | Elect Randall J. Hogan, III as Director | Mgmt | For | | For |
2h | Elect Richard J. Meelia as Director | Mgmt | For | | Abstain |
2i | Elect Dennis H. Reilley as Director | Mgmt | For | | For |
2j | Elect Tadataka Yamada as Director | Mgmt | For | | For |
2k | Elect Joseph A. Zaccagnino as Director | Mgmt | For | | For |
3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors | Mgmt | For | | For |
4 | Authorize Share Repurchase Program | Mgmt | For | | For |
| Special Resolutions | Mgmt | | | |
5 | Authorize Reissuance of Treasury Shares | Mgmt | For | | For |
| | | | | |
Hewlett-Packard Company | Meeting Date | | Meeting Type | Record Date | |
Ticker: HPQ | 17-Mar-10 | | Annual | 19-Jan-10 | |
CUSIP: 428236103 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Marc L. Andreessen | Mgmt | For | | For |
1.2 | Elect Director Lawrence T. Babbio, Jr. | Mgmt | For | | For |
1.3 | Elect Director Sari M. Baldauf | Mgmt | For | | For |
1.4 | Elect Director Rajiv L. Gupta | Mgmt | For | | For |
1.5 | Elect Director John H. Hammergren | Mgmt | For | | For |
1.6 | Elect Director Mark V. Hurd | Mgmt | For | | For |
1.7 | Elect Director Joel Z. Hyatt | Mgmt | For | | For |
1.8 | Elect Director John R. Joyce | Mgmt | For | | For |
1.9 | Elect Director Robert L. Ryan | Mgmt | For | | For |
1.10 | Elect Director Lucille S. Salhany | Mgmt | For | | For |
1.11 | Elect Director G. Kennedy Thompson | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | | For |
4 | Company Request on Advisory Vote on Executive Compensation | Mgmt | For | | For |
| | | | | |
Waddell & Reed Financial, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: WDR | 07-Apr-10 | | Annual | 11-Feb-10 | |
CUSIP: 930059100 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Henry J. Herrmann | Mgmt | For | | Withhold |
1.2 | Elect Director James M. Raines | Mgmt | For | | Withhold |
1.3 | Elect Director William L. Rogers | Mgmt | For | | Withhold |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
| | | | | |
Carnival Corp. | Meeting Date | | Meeting Type | Record Date | |
Ticker: CCL | 13-Apr-10 | | Annual | 12-Feb-10 | |
CUSIP: 143658300 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Reelect Micky Arison As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Mgmt | For | | For |
2 | Elect Sir Jonathon Band As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Mgmt | For | | For |
3 | Reelect Robert H. Dickinson As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Mgmt | For | | For |
4 | Reelect Arnold W. Donald As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Mgmt | For | | For |
5 | Reelect Pier Luigi Foschi As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Mgmt | For | | For |
6 | Reelect Howard S. Frank As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Mgmt | For | | For |
7 | Reelect Richard J. Glasier As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Mgmt | For | | For |
8 | Reelect Modesto A. Maidique As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Mgmt | For | | For |
9 | Reelect Sir John Parker As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Mgmt | For | | For |
10 | Reelect Peter G. Ratcliffe As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Mgmt | For | | For |
11 | Reelect Stuart Subotnick As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Mgmt | For | | For |
12 | Reelect Laura Weil As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Mgmt | For | | For |
13 | Reelect Randall J. Weisenburger As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Mgmt | For | | For |
14 | Reelect Uzi Zucker As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | Mgmt | For | | For |
15 | Reappoint The UK Firm Of PricewaterhouseCoopers LLP As Independent Auditors For Carnival Plc And Ratify The U.S. Firm Of PricewaterhouseCoopers LLP As The Independent Auditor For Carnival Corporation. | Mgmt | For | | For |
16 | Authorize The Audit Committee Of Carnival Plc To Fix Remuneration Of The Independent Auditors Of Carnival Plc. | Mgmt | For | | For |
17 | Receive The UK Accounts And Reports Of The Directors And Auditors Of Carnival Plc For The Year Ended November 30, 2009 | Mgmt | For | | For |
18 | Approve The Directors Remuneration Report Of Carnival Plc For The Year Ended November 30, 2009 | Mgmt | For | | For |
19 | Authorize Issue of Equity with Pre-emptive Rights | Mgmt | For | | For |
20 | Authorize Issue of Equity without Pre-emptive Rights | Mgmt | For | | For |
21 | Authorise Shares for Market Purchase | Mgmt | For | | For |
22 | Stock Retention/Holding Period | SH | Against | | For |
23 | Transact Other Business (Non-Voting) | Mgmt | | | |
| | | | | |
The Bank of New York Mellon Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: BK | 13-Apr-10 | | Annual | 12-Feb-10 | |
CUSIP: 064058100 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Ruth E. Bruch | Mgmt | For | | For |
1.2 | Elect Director Nicholas M. Donofrio | Mgmt | For | | For |
1.3 | Elect Director Gerald L. Hassell | Mgmt | For | | For |
1.4 | Elect Director Edmund F. Kelly | Mgmt | For | | For |
1.5 | Elect Director Robert P. Kelly | Mgmt | For | | For |
1.6 | Elect Director Richard J. Kogan | Mgmt | For | | For |
1.7 | Elect Director Michael J. Kowalski | Mgmt | For | | For |
1.8 | Elect Director John A. Luke, Jr. | Mgmt | For | | For |
1.9 | Elect Director Robert Mehrabian | Mgmt | For | | For |
1.10 | Elect Director Mark A. Nordenberg | Mgmt | For | | For |
1.11 | Elect Director Catherine A. Rein | Mgmt | For | | For |
1.12 | Elect Director William C. Richardson | Mgmt | For | | For |
1.13 | Elect Director Samuel C. Scott III | Mgmt | For | | For |
1.14 | Elect Director John P. Surma | Mgmt | For | | For |
1.15 | Elect Director Wesley W. von Schack | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
3 | Ratify Auditors | Mgmt | For | | For |
4 | Provide for Cumulative Voting | SH | Against | | For |
5 | Stock Retention/Holding Period | SH | Against | | For |
6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | SH | Against | | For |
| | | | | |
BP plc | Meeting Date | | Meeting Type | Record Date | |
Ticker: N/A | 15-Apr-10 | | Annual | 19-Feb-10 | |
CUSIP: G12793108 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
| Meeting for ADR Holders | Mgmt | | | |
1 | To Receive The Directors Annual Report And Accounts | Mgmt | For | | For |
2 | To Approve The Directors Remuneration Report | Mgmt | For | | For |
3 | To Elect P Anderson As A Director | Mgmt | For | | For |
4 | To Re-elect A Burgmans As A Director | Mgmt | For | | For |
5 | To Re-elect C B Carroll As A Director | Mgmt | For | | For |
6 | To Re-elect William Castell As A Director | Mgmt | For | | For |
7 | To Re-elect I C Conn As A Director | Mgmt | For | | For |
8 | To Re-elect G David As A Director | Mgmt | For | | For |
9 | To Elect I E L Davis As A Director | Mgmt | For | | For |
10 | To Re-elect R Dudley As A Director | Mgmt | For | | For |
11 | To Re-elect D J Flint As A Director | Mgmt | For | | For |
12 | To Re-elect B E Grote As A Director | Mgmt | For | | For |
13 | To Re-elect A B Hayward As A Director | Mgmt | For | | For |
14 | To Re-elect A G Inglis As A Director | Mgmt | For | | For |
15 | To Re-elect D S Julius As A Director | Mgmt | For | | For |
16 | To Elect C-H Svanberg As A Director | Mgmt | For | | For |
17 | To Reappoint Ernst & Young Llp As Auditors And Authorize The board To Fix Their Remuneration | Mgmt | For | | For |
18 | To Adopt New Articles Of Association | Mgmt | For | | For |
19 | To Give Limited Authority For The Purchaseof Its Own Shares By The Company | Mgmt | For | | For |
20 | To Give Limited Authority To Allot Shares Up To A Specified amount | Mgmt | For | | For |
21 | To Give Authority To Allot A Limited Number of Shares For Cash Free Of Pre-emption Rights | Mgmt | For | | For |
22 | To Authorize The Calling Of General Meetings(excluding Annual General Meetings) By Notice Of At Least 14 clear Days | Mgmt | For | | For |
23 | To Approve The Renewal Of The Executive Directors Incentive Plan | Mgmt | For | | For |
24 | To Approve The Scrip Dividend Programme | Mgmt | For | | For |
| Shareholder Proposal | Mgmt | | | |
25 | Special Resolution: To Instruct A Committee Of The Board To Review The Assumptions Behind The Sunrise Project | SH | Against | | Against |
| | | | | |
PPG Industries, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: PPG | 15-Apr-10 | | Annual | 19-Feb-10 | |
CUSIP: 693506107 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director James G. Berges | Mgmt | For | | For |
1.2 | Elect Director Victoria F. Haynes | Mgmt | For | | For |
1.3 | Elect Director Martin H. Richenhagen | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Report on Community Environmental Impact Disclosure Process | SH | Against | | Against |
| | | | | |
Texas Instruments Incorporated | Meeting Date | | Meeting Type | Record Date | |
Ticker: TXN | 15-Apr-10 | | Annual | 16-Feb-10 | |
CUSIP: 882508104 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director R.W. Babb, Jr. | Mgmt | For | | For |
2 | Elect Director D.L. Boren | Mgmt | For | | For |
3 | Elect Director D.A. Carp | Mgmt | For | | For |
4 | Elect Director C.S. Cox | Mgmt | For | | For |
5 | Elect Director D.R. Goode | Mgmt | For | | For |
6 | Elect Director S.P. MacMillan | Mgmt | For | | For |
7 | Elect Director P.H. Patsley | Mgmt | For | | For |
8 | Elect Director W.R. Sanders | Mgmt | For | | For |
9 | Elect Director R.J. Simmons | Mgmt | For | | For |
10 | Elect Director R.K. Templeton | Mgmt | For | | For |
11 | Elect Director C.T. Whitman | Mgmt | For | | For |
12 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Genuine Parts Co. | Meeting Date | | Meeting Type | Record Date | |
Ticker: GPC | 19-Apr-10 | | Annual | 11-Feb-10 | |
CUSIP: 372460105 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Mary B. Bullock, Ph.D. | Mgmt | For | | For |
1.2 | Elect Director Jean Douville | Mgmt | For | | For |
1.3 | Elect Director Thomas C. Gallagher | Mgmt | For | | For |
1.4 | Elect Director George C. 'Jack' Guynn | Mgmt | For | | For |
1.5 | Elect Director John D. Johns | Mgmt | For | | For |
1.6 | Elect Director Michael M.E. Johns, M.D. | Mgmt | For | | For |
1.7 | Elect Director J. Hicks Lanier | Mgmt | For | | For |
1.8 | Elect Director Wendy B. Needham | Mgmt | For | | For |
1.9 | Elect Director Jerry W. Nix | Mgmt | For | | For |
1.10 | Elect Director Larry L. Prince | Mgmt | For | | For |
1.11 | Elect Director Gary W. Rollins | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
NewAlliance Bancshares, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: NAL | 20-Apr-10 | | Annual | 08-Mar-10 | |
CUSIP: 650203102 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Carlton L. Highsmith | Mgmt | For | | For |
1.2 | Elect Director Joseph H. Rossi | Mgmt | For | | For |
1.3 | Elect Director Nathaniel D. Woodson | Mgmt | For | | For |
1.4 | Elect Director Joseph A. Zaccagnino | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Hudson City Bancorp, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: HCBK | 21-Apr-10 | | Annual | 01-Mar-10 | |
CUSIP: 443683107 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Donald O. Quest PhD | Mgmt | For | | For |
2 | Elect Director Joseph G. Sponholz | Mgmt | For | | For |
3 | Approve/Amend Executive Incentive Bonus Plan | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Sonoco Products Company | Meeting Date | | Meeting Type | Record Date | |
Ticker: SON | 21-Apr-10 | | Annual | 19-Feb-10 | |
CUSIP: 835495102 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director C.C. Fort | Mgmt | For | | Withhold |
1.2 | Elect Director J.H. Mullin | Mgmt | For | | Withhold |
1.3 | Elect Director P.R. Rollier | Mgmt | For | | For |
1.4 | Elect Director T.E. Whiddon | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
The Coca-Cola Company | Meeting Date | | Meeting Type | Record Date | |
Ticker: KO | 21-Apr-10 | | Annual | 22-Feb-10 | |
CUSIP: 191216100 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Herbert A. Allen | Mgmt | For | | For |
2 | Elect Director Ronald W. Allen | Mgmt | For | | For |
3 | Elect Director Cathleen P. Black | Mgmt | For | | For |
4 | Elect Director Barry Diller | Mgmt | For | | Against |
5 | Elect Director Alexis M. Herman | Mgmt | For | | For |
6 | Elect Director Muhtar Kent | Mgmt | For | | For |
7 | Elect Director Donald R. Keough | Mgmt | For | | For |
8 | Elect Director Maria Elena Lagomasino | Mgmt | For | | For |
9 | Elect Director Donald F. McHenry | Mgmt | For | | For |
10 | Elect Director Sam Nunn | Mgmt | For | | For |
11 | Elect Director James D. Robinson III | Mgmt | For | | For |
12 | Elect Director Peter V. Ueberroth | Mgmt | For | | For |
13 | Elect Director Jacob Wallenberg | Mgmt | For | | For |
14 | Elect Director James B. Williams | Mgmt | For | | For |
15 | Ratify Auditors | Mgmt | For | | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
17 | Require Independent Board Chairman | SH | Against | | For |
18 | Performance-Based Equity Awards | SH | Against | | Against |
19 | Publish Report on Chemical Bisphenol A (BPA) | SH | Against | | For |
| | | | | |
Avery Dennison Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: AVY | 22-Apr-10 | | Annual | 22-Feb-10 | |
CUSIP: 053611109 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Rolf Borjesson | Mgmt | For | | For |
2 | Elect Director Peter W. Mullin | Mgmt | For | | For |
3 | Elect Director Patrick T. Siewert | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
5 | Reduce Supermajority Vote Requirement | Mgmt | For | | For |
6 | Amend Omnibus Stock Plan | Mgmt | For | | For |
| | | | | |
Johnson & Johnson | Meeting Date | | Meeting Type | Record Date | |
Ticker: JNJ | 22-Apr-10 | | Annual | 23-Feb-10 | |
CUSIP: 478160104 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Mary Sue Coleman | Mgmt | For | | For |
2 | Elect Director James G. Culien | Mgmt | For | | For |
3 | Elect Director Michael M. E. Johns | Mgmt | For | | For |
4 | Elect Director Susan L. Lindquist | Mgmt | For | | For |
5 | Elect Director Anne M. Mulcahy | Mgmt | For | | For |
6 | Elect Director Lea F. Mullin | Mgmt | For | | For |
7 | Elect Director William D. Perez | Mgmt | For | | For |
8 | Elect Director Charles Prince | Mgmt | For | | For |
9 | Elect Director David Satcher | Mgmt | For | | For |
10 | Elect Director William C. Welcon | Mgmt | For | | For |
11 | Ratify Auditors | Mgmt | For | | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
13 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
| | | | | |
Lockheed Martin Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: LMT | 22-Apr-10 | | Annual | 01-Mar-10 | |
CUSIP: 539830109 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director E. C. "Pete" Aldrige, Jr. | Mgmt | For | | For |
2 | Elect Director Nolan D. Archibald | Mgmt | For | | For |
3 | Elect Director David B. Burritt | Mgmt | For | | For |
4 | Elect Director James O. Ellis, Jr. | Mgmt | For | | For |
5 | Elect Director Gwendolyn S. King | Mgmt | For | | For |
6 | Elect Director James M. Loy | Mgmt | For | | For |
7 | Elect Director Douglas H. McCorkindale | Mgmt | For | | For |
8 | Elect Director Joseph W. Ralston | Mgmt | For | | For |
9 | Elect Director James Schneider | Mgmt | For | | For |
10 | Elect Director Anne Stevens | Mgmt | For | | For |
11 | Elect Director Robert J. Stevens | Mgmt | For | | For |
12 | Ratify Auditors | Mgmt | For | | For |
13 | Report on Space-based Weapons Program | SH | Against | | Against |
| | | | | |
Pfizer Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: PFE | 22-Apr-10 | | Annual | 23-Feb-10 | |
CUSIP: 717081103 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Dennis A. Ausiello | Mgmt | For | | For |
2 | Elect Director Michael S. Brown | Mgmt | For | | For |
3 | Elect Director M. Anthony Burns | Mgmt | For | | For |
4 | Elect Director Robert N. Burt | Mgmt | For | | For |
5 | Elect Director W. Don Cornwell | Mgmt | For | | For |
6 | Elect Director Frances D. Fergusson | Mgmt | For | | For |
7 | Elect Director William H. Gray III | Mgmt | For | | For |
8 | Elect Director Constance J. Horner | Mgmt | For | | For |
9 | Elect Director James M. Kilts | Mgmt | For | | For |
10 | Elect Director Jeffrey B. Kindler | Mgmt | For | | For |
11 | Elect Director George A. Lorch | Mgmt | For | | For |
12 | Elect Director John P. Mascotte | Mgmt | For | | For |
13 | Elect Director Suzanne Nora Johnson | Mgmt | For | | For |
14 | Elect Director Stephen W. Sanger | Mgmt | For | | For |
15 | Elect Director William C. Steere, Jr. | Mgmt | For | | For |
16 | Ratify Auditors | Mgmt | For | | For |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
18 | Provide Right to Call Special Meeting | Mgmt | For | | For |
19 | Prohibit Executive Stock-Based Awards | SH | Against | | Against |
| | | | | |
Abbott Laboratories | Meeting Date | | Meeting Type | Record Date | |
Ticker: ABT | 23-Apr-10 | | Annual | 24-Feb-10 | |
CUSIP: 002824100 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director R.J. Alpern | Mgmt | For | | For |
1.2 | Elect Director R.S. Austin | Mgmt | For | | For |
1.3 | Elect Director W.M. Daley | Mgmt | For | | Withhold |
1.4 | Elect Director W.J. Farrell | Mgmt | For | | Withhold |
1.5 | Elect Director H.L. Fuller | Mgmt | For | | Withhold |
1.6 | Elect Director W.A. Osborn | Mgmt | For | | Withhold |
1.7 | Elect Director D.A.L. Owen | Mgmt | For | | For |
1.8 | Elect Director R.S. Roberts | Mgmt | For | | For |
1.9 | Elect Director S.C. Scott, III | Mgmt | For | | For |
1.10 | Elect Director W.D. Smithburg | Mgmt | For | | Withhold |
1.11 | Elect Director G.F. Tilton | Mgmt | For | | For |
1.12 | Elect Director M.D. White | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
| | | | | |
Alcoa Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: AA | 23-Apr-10 | | Annual | 27-Jan-10 | |
CUSIP: 013817101 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Arthur D. Collins, Jr | Mgmt | For | | For |
1.2 | Elect Director Carlos Ghosn | Mgmt | For | | For |
1.3 | Elect Director Michael G. Morris | Mgmt | For | | For |
1.4 | Elect Director E. Stanley O'Neal | Mgmt | For | | For |
2 | Ratify Auditor | Mgmt | For | | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Mgmt | For | | For |
4 | Reduce Supermajority Vote Requirement Relating to Fair Price Protection | Mgmt | For | | For |
5 | Reduce Supermajority Vote Requirement Relating to Director Elections | Mgmt | For | | For |
6 | Reduce Supermajority Vote Requirement Relating to the Removal of Directors | Mgmt | For | | For |
7 | Adopt Simple Majority Vote | SH | Against | | For |
| | | | | |
Honeywell International Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: HON | 26-Apr-10 | | Annual | 26-Feb-10 | |
CUSIP: 438516106 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Gordon M. Bethune | Mgmt | For | | For |
2 | Elect Director Kevin Burke | Mgmt | For | | For |
3 | Elect Director Jaime Chico Pardo | Mgmt | For | | For |
4 | Elect Director David M. Cote | Mgmt | For | | For |
5 | Elect Director D. Scott Davis | Mgmt | For | | For |
6 | Elect Director Linnet F. Deily | Mgmt | For | | For |
7 | Elect Director Clive R. Hollick | Mgmt | For | | For |
8 | Elect Director George Paz | Mgmt | For | | For |
9 | Elect Director Bradley T. Sheares | Mgmt | For | | For |
10 | Elect Director Michael W. Wright | Mgmt | For | | For |
11 | Ratify Auditors | Mgmt | For | | For |
12 | Provide Right to Call Special Meeting | Mgmt | For | | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
14 | Provide Right to Act by Written Consent | SH | Against | | For |
15 | Require Independent Board Chairman | SH | Against | | For |
16 | Review and Amend Code of Conduct to Include Human Rights | SH | Against | | Against |
| | | | | |
American Electric Power Company, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: AEP | 27-Apr-10 | | Annual | 01-Mar-10 | |
CUSIP: 025537101 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director E. R. Brooks | Mgmt | For | | For |
1.2 | Elect Director Donald M. Carlton | Mgmt | For | | For |
1.3 | Elect Director James F. Cordes | Mgmt | For | | For |
1.4 | Elect Director Ralph D. Crosby, Jr. | Mgmt | For | | For |
1.5 | Elect Director Linda A. Goodspeed | Mgmt | For | | For |
1.6 | Elect Director Thomas E. Hoaglin | Mgmt | For | | For |
1.7 | Elect Director Lester A. Hudson, Jr. | Mgmt | For | | For |
1.8 | Elect Director Michael G. Morris | Mgmt | For | | For |
1.9 | Elect Director Lionel L. Nowell III | Mgmt | For | | For |
1.10 | Elect Director Richard L. Sandor | Mgmt | For | | For |
1.11 | Elect Director Kathryn D. Sullivan | Mgmt | For | | For |
1.12 | Elect Director Sara Martinez Tucker | Mgmt | For | | For |
1.13 | Elect Director John F. Turner | Mgmt | For | | For |
2 | Amend Omnibus Stock Plan | Mgmt | For | | For |
3 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Comerica Incorporated | Meeting Date | | Meeting Type | Record Date | |
Ticker: CMA | 27-Apr-10 | | Annual | 26-Feb-10 | |
CUSIP: 200340107 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Ralph W. Babb, Jr. | Mgmt | For | | For |
2 | Elect Director James F. Cordes | Mgmt | For | | For |
3 | Elect Director Jacqueline P. Kane | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
6 | Amend Omnibus Stock Plan | Mgmt | For | | Against |
7 | Declassify the Board of Directors | Mgmt | For | | For |
8 | Eliminate Supermajority Vote Requirement | SH | Against | | For |
9 | Claw-back of Payments under Restatements | SH | Against | | For |
10 | Pay For Superior Performance | SH | Against | | For |
| | | | | |
Fortune Brands, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: FO | 27-Apr-10 | | Annual | 26-Feb-10 | |
CUSIP: 349631101 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Anne M. Tatlock | Mgmt | For | | Against |
2 | Elect Director Norman H. Wesley | Mgmt | For | | For |
3 | Elect Director Peter M. Wilson | Mgmt | For | | Against |
4 | Ratify Auditors | Mgmt | For | | For |
5 | Reduce Supermajority Vote Requirement | Mgmt | For | | For |
6 | Approve Non-Employee Director Stock Award Plan | Mgmt | For | | For |
7 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
| | | | | |
International Business Machines Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: IBM | 27-Apr-10 | | Annual | 26-Feb-10 | |
CUSIP: 459200101 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director A. J. P. Belda | Mgmt | For | | For |
2 | Elect Director C. Black | Mgmt | For | | For |
3 | Elect Director W. R. Brody | Mgmt | For | | For |
4 | Elect Director K. I. Chenault | Mgmt | For | | For |
5 | Elect Director M. L. Eskew | Mgmt | For | | For |
6 | Elect Director S. A. Jackson | Mgmt | For | | For |
7 | Elect Director A. N. Liveris | Mgmt | For | | For |
8 | Elect Director W. J. McNerney, Jr. | Mgmt | For | | For |
9 | Elect Director T. Nishimuro | Mgmt | For | | For |
10 | Elect Director J. W. Owens | Mgmt | For | | For |
11 | Elect Director S. J. Palmisano | Mgmt | For | | For |
12 | Elect Director J. E. Spero | Mgmt | For | | For |
13 | Elect Director S. Taurel | Mgmt | For | | For |
14 | Elect Director L. H. Zambrano | Mgmt | For | | For |
15 | Ratify Auditors | Mgmt | For | | For |
16 | Adopt Policy on Bonus Banking | SH | Against | | For |
17 | Provide for Cumulative Voting | SH | Against | | For |
18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
| | | | | |
MDU Resources Group, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: MDU | 27-Apr-10 | | Annual | 26-Feb-10 | |
CUSIP: 552690109 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Thomas Everist | Mgmt | For | | For |
2 | Elect Director Karen B. Fagg | Mgmt | For | | For |
3 | Elect Director Terry D. Hildestad | Mgmt | For | | For |
4 | Elect Director A. Bart Holaday | Mgmt | For | | For |
5 | Elect Director Dennis W. Johnson | Mgmt | For | | For |
6 | Elect Director Thomas C. Knudson | Mgmt | For | | For |
7 | Elect Director Richard H. Lewis | Mgmt | For | | For |
8 | Elect Director Patricia L. Moss | Mgmt | For | | For |
9 | Elect Director Harry J. Pearce | Mgmt | For | | For |
10 | Elect Director John K. Wilson | Mgmt | For | | For |
11 | Reduce Supermajority Vote Requirement Relating to Business Combinations | Mgmt | For | | For |
12 | Reduce Supermajority Vote Requirement | Mgmt | For | | For |
13 | Eliminate Provision Stating Directors May Only Be Removed for Cause | Mgmt | For | | For |
14 | Ratify Auditors | Mgmt | For | | For |
15 | Report on Coal Combustion Waste Hazard and Risk Mitigation Efforts | SH | Against | | For |
| | | | | |
The Chubb Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: CB | 27-Apr-10 | | Annual | 08-Mar-10 | |
CUSIP: 171232101 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Zoe Baird | Mgmt | For | | For |
2 | Elect Director Sheila P. Burke | Mgmt | For | | For |
3 | Elect Director James I. Cash, Jr. | Mgmt | For | | For |
4 | Elect Director John D. Finnegan | Mgmt | For | | For |
5 | Elect Director Martin G. Mcguinn | Mgmt | For | | For |
6 | Elect Director Lawrence M. Small | Mgmt | For | | For |
7 | Elect Director Jess Soderberg | Mgmt | For | | For |
8 | Elect Director Daniel E. Somers | Mgmt | For | | For |
9 | Elect Director Karen Hastie Williams | Mgmt | For | | For |
10 | Elect Director James M. Zimmerman | Mgmt | For | | For |
11 | Elect Director Alfred W. Zollar | Mgmt | For | | For |
12 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
The PNC Financial Services Group, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: PNC | 27-Apr-10 | | Annual | 12-Feb-10 | |
CUSIP: 693475105 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Richard O. Berndt | Mgmt | For | | For |
2 | Elect Director Charles E. Bunch | Mgmt | For | | For |
3 | Elect Director Paul W. Chellgren | Mgmt | For | | For |
4 | Elect Director Robert N. Clay | Mgmt | For | | For |
5 | Elect Director Kay Coles James | Mgmt | For | | For |
6 | Elect Director Richard B. Kelson | Mgmt | For | | For |
7 | Elect Director Bruce C. Lindsay | Mgmt | For | | For |
8 | Elect Director Anthony A. Massaro | Mgmt | For | | For |
9 | Elect Director Jane G. Pepper | Mgmt | For | | For |
10 | Elect Director James E. Rohr | Mgmt | For | | For |
11 | Elect Director Donald J. Shepard | Mgmt | For | | For |
12 | Elect Director Lorene K. Steffes | Mgmt | For | | For |
13 | Elect Director Dennis F. Strigl | Mgmt | For | | For |
14 | Elect Director Stephen G. Thieke | Mgmt | For | | For |
15 | Elect Director Thomas J. Usher | Mgmt | For | | For |
16 | Elect Director George H. Walls, Jr. | Mgmt | For | | For |
17 | Elect Director Helge H. Wehmeier | Mgmt | For | | For |
18 | Ratify Auditors | Mgmt | For | | For |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
20 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | SH | Against | | For |
21 | TARP Related Compensation | SH | Against | | For |
| | | | | |
Wells Fargo & Company | Meeting Date | | Meeting Type | Record Date | |
Ticker: WFC | 27-Apr-10 | | Annual | 26-Feb-10 | |
CUSIP: 949746101 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Election Director John D. Baker II | Mgmt | For | | For |
2 | Election Director John S. Chen | Mgmt | For | | For |
3 | Election Director Lloyd H. Dean | Mgmt | For | | For |
4 | Election Director Susan E. Engel | Mgmt | For | | For |
5 | Election Director Enrique Hernandez, Jr. | Mgmt | For | | For |
6 | Election Director Donald M. James | Mgmt | For | | For |
7 | Election Director Richard D. McCormick | Mgmt | For | | For |
8 | Election Director Mackey J. McDonald | Mgmt | For | | For |
9 | Election Director Cynthia H. Milligan | Mgmt | For | | For |
10 | Elect Director Nicholas G. Moore | Mgmt | For | | For |
11 | Elect Director Philip J. Quigley | Mgmt | For | | Against |
12 | Elect Director Judith M. Runstad | Mgmt | For | | For |
13 | Elect Director Stephen W. Sanger | Mgmt | For | | For |
14 | Elect Director Robert K. Steel | Mgmt | For | | For |
15 | Elect Director John G. Stumpf | Mgmt | For | | For |
16 | Elect Director an G. Swenson | Mgmt | For | | For |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
18 | Increase Authorized Common Stock | Mgmt | For | | For |
19 | Ratify Auditors | Mgmt | For | | For |
20 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
21 | Require Independent Board Chairman | SH | Against | | For |
22 | Report on Charitable Contributions | SH | Against | | Against |
23 | Report on Political Contributions | SH | Against | | For |
| | | | | |
Ameriprise Financial, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: AMP | 28-Apr-10 | | Annual | 01-Mar-10 | |
CUSIP: 03076C106 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director James M. Cracchiolo | Mgmt | For | | For |
2 | Elect Director H. Jay Sarles | Mgmt | For | | For |
3 | Declassify the Board of Directors | Mgmt | For | | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
5 | Amend Omnibus Stock Plan | Mgmt | For | | For |
6 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Aspen Insurance Holdings, Ltd. | Meeting Date | | Meeting Type | Record Date | |
Ticker: AHL | 28-Apr-10 | | Annual | 01-Mar-10 | |
CUSIP: G05384105 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Reelect Ian Cormack as Director | Mgmt | For | | For |
1.2 | Reelect Matthew Botein as Director | Mgmt | For | | For |
1.3 | Reelect Richard Bucknall as Director | Mgmt | For | | For |
1.4 | Elect Peter O'Flinn as Director | Mgmt | For | | For |
2 | Ratify KPMG Audit plc, London, England as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | | For |
| | | | | |
Bank of America Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: BAC | 28-Apr-10 | | Annual | 03-Mar-10 | |
CUSIP: 060505104 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Susan S. Bies | Mgmt | For | | For |
2 | Elect Director William P. Boardman | Mgmt | For | | For |
3 | Elect Director Frank P. Bramble, Sr. | Mgmt | For | | For |
4 | Elect Director Virgis W. Colbert | Mgmt | For | | For |
5 | Elect Director Charles K. Gifford | Mgmt | For | | For |
6 | Elect Director Charles O. Holliday, Jr. | Mgmt | For | | For |
7 | Elect Director D. Paul Jones, Jr. | Mgmt | For | | For |
8 | Elect Director Monica C. Lozano | Mgmt | For | | For |
9 | Elect Director Thomas J. May | Mgmt | For | | For |
10 | Elect Director Brian T. Moynihan | Mgmt | For | | For |
11 | Elect Director Donald E. Powell | Mgmt | For | | For |
12 | Elect Director Charles O. Rossotti | Mgmt | For | | For |
13 | Elect Director Robert W. Scully | Mgmt | For | | For |
14 | Ratify Auditors | Mgmt | For | | For |
15 | Increase Authorized Common Stock | Mgmt | For | | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
17 | Amend Omnibus Stock Plan | Mgmt | For | | For |
18 | Report on Government Service of Employees | SH | Against | | Against |
19 | TARP Related Compensation | SH | Against | | For |
20 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
21 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
22 | Adopt Policy on Succession Planning | SH | Against | | For |
23 | Report on Collateral in Derivatives Trading | SH | Against | | For |
24 | Claw-back of Payments under Restatements | SH | Against | | For |
| | | | | |
E. I. du Pont de Nemours and Company | Meeting Date | | Meeting Type | Record Date | |
Ticker: DD | 28-Apr-10 | | Annual | 03-Mar-10 | |
CUSIP: 263534109 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Samuel W. Bodman | Mgmt | For | | For |
2 | Elect Director Richard H. Brown | Mgmt | For | | For |
3 | Elect Director Robert A. Brown | Mgmt | For | | For |
4 | Elect Director Bertrand P. Collomb | Mgmt | For | | For |
5 | Elect Director Curtis J. Crawford | Mgmt | For | | For |
6 | Elect Director Alexander M. Cutler | Mgmt | For | | For |
7 | Elect Director John T. Dillon | Mgmt | For | | For |
8 | Elect Director Eleuthere I. Du Pont | Mgmt | For | | For |
9 | Elect Director Marillyn A. Hewson | Mgmt | For | | For |
10 | Elect Director Lois D. Juliber | Mgmt | For | | For |
11 | Elect Director Ellen J. Kullman | Mgmt | For | | For |
12 | Elect Director William K. Reilly | Mgmt | For | | For |
13 | Ratify Auditors | Mgmt | For | | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
15 | Amend Human Rights Policy to Address Seed Saving | SH | Against | | Against |
| | | | | |
General Electric Company | Meeting Date | | Meeting Type | Record Date | |
Ticker: GE | 28-Apr-10 | | Annual | 01-Mar-10 | |
CUSIP: 369604103 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director W. Geoffrey Beattie | Mgmt | For | | For |
2 | Elect Director James I. Cash, Jr. | Mgmt | For | | For |
3 | Elect Director William M. Castell | Mgmt | For | | For |
4 | Elect Director Ann M. Fudge | Mgmt | For | | For |
5 | Elect Director Susan Hockfield | Mgmt | For | | For |
6 | Elect Director Jeffrey R. Immelt | Mgmt | For | | For |
7 | Elect Director Andrea Jung | Mgmt | For | | For |
8 | Elect Director Alan G. (A.G.) Lafley | Mgmt | For | | For |
9 | Elect Director Robert W. Lane | Mgmt | For | | For |
10 | Elect Director Ralph S. Larsen | Mgmt | For | | For |
11 | Elect Director Rochelle B. Lazarus | Mgmt | For | | For |
12 | Elect Director James J. Mulva | Mgmt | For | | For |
13 | Elect Director Sam Nunn | Mgmt | For | | For |
14 | Elect Director Roger S. Penske | Mgmt | For | | For |
15 | Elect Director Robert J. Swieringa | Mgmt | For | | For |
16 | Elect Director Douglas A. Warner III | Mgmt | For | | For |
17 | Ratify Auditors | Mgmt | For | | For |
18 | Provide for Cumulative Voting | SH | Against | | For |
19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
20 | Require Independent Board Chairman | SH | Against | | For |
21 | Report on Pay Disparity | SH | Against | | Against |
22 | Adopt Policy Prohibiting Certain Directors from Serving on Key Board Committees | SH | Against | | Against |
23 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
| | | | | |
Marathon Oil Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: MRO | 28-Apr-10 | | Annual | 01-Mar-10 | |
CUSIP: 565849106 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Gregory H. Boyce | Mgmt | For | | For |
2 | Elect Director Clarence P. Cazalot, Jr. | Mgmt | For | | For |
3 | Elect Director David A. Daberko | Mgmt | For | | For |
4 | Elect Director William L. Davis | Mgmt | For | | For |
5 | Elect Director Shirley Ann Jackson | Mgmt | For | | For |
6 | Elect Director Philip Lader | Mgmt | For | | For |
7 | Elect Director Charles R. Lee | Mgmt | For | | For |
8 | Elect Director Michael E. J. Phelps | Mgmt | For | | For |
9 | Elect Director Dennis H. Reilley | Mgmt | For | | For |
10 | Elect Director Seth E. Schofield | Mgmt | For | | For |
11 | Elect Director John W. Snow | Mgmt | For | | For |
12 | Elect Director Thomas J. Usher | Mgmt | For | | For |
13 | Ratify Auditors | Mgmt | For | | For |
14 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
| | | | | |
Alexander & Baldwin, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: ALEX | 29-Apr-10 | | Annual | 19-Feb-10 | |
CUSIP: 014482103 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director W. Blake Baird | Mgmt | For | | For |
1.2 | Elect Director Michael J. Chun | Mgmt | For | | For |
1.3 | Elect Director W. Allen Doane | Mgmt | For | | For |
1.4 | Elect Director Walter A. Dods, Jr. | Mgmt | For | | For |
1.5 | Elect Director Charles G. King | Mgmt | For | | For |
1.6 | Elect Director Stanley M. Kuriyama | Mgmt | For | | For |
1.7 | Elect Director Constance H. Lau | Mgmt | For | | For |
1.8 | Elect Director Douglas M. Pasquale | Mgmt | For | | For |
1.9 | Elect Director Maryanna G. Shaw | Mgmt | For | | For |
1.10 | Elect Director Jeffrey N. Watanabe | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | | For |
| | | | | |
Capital One Financial Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: COF | 29-Apr-10 | | Annual | 01-Mar-10 | |
CUSIP: 14040H105 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director W. Ronald Dietz | Mgmt | For | | For |
2 | Elect Director Lewis Hay, III | Mgmt | For | | For |
3 | Elect Director Mayo A. Shattuck III | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
6 | Stock Retention/Holding Period | SH | Against | | For |
7 | Declassify the Board of Directors | SH | Against | | For |
| | | | | |
Kimberly-Clark Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: KMB | 29-Apr-10 | | Annual | 01-Mar-10 | |
CUSIP: 494368103 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director John R. Alm | Mgmt | For | | For |
2 | Elect Director Dennis R. Beresford | Mgmt | For | | For |
3 | Elect Director John F. Bergstrom | Mgmt | For | | For |
4 | Elect Director Abelardo E. Bru | Mgmt | For | | For |
5 | Elect Director Robert W. Decherd | Mgmt | For | | For |
6 | Elect Director Thomas J. Falk | Mgmt | For | | For |
7 | Elect Director Mae C. Jemison, M.D. | Mgmt | For | | For |
8 | Elect Director James M. Jenness | Mgmt | For | | For |
9 | Elect Director Ian C. Read | Mgmt | For | | For |
10 | Elect Director Linda Johnson Rice | Mgmt | For | | For |
11 | Elect Director Marc J. Shapiro | Mgmt | For | | For |
12 | Elect Director G. Craig Sullivan | Mgmt | For | | For |
13 | Ratification Of Auditors | Mgmt | For | | For |
14 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
| | | | | |
AT&T Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: T | 30-Apr-10 | | Annual | 02-Mar-10 | |
CUSIP: 00206R102 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Randall L. Stephenson | Mgmt | For | | For |
2 | Elect Director Gilbert F. Amelio | Mgmt | For | | For |
3 | Elect Director Reuben V. Anderson | Mgmt | For | | For |
4 | Elect Director James H. Blanchard | Mgmt | For | | For |
5 | Elect Director Jaime Chico Pardo | Mgmt | For | | For |
6 | Elect Director James P. Kelly | Mgmt | For | | For |
7 | Elect Director Jon C. Madonna | Mgmt | For | | For |
8 | Elect Director Lynn M. Martin | Mgmt | For | | For |
9 | Elect Director John B. McCoy | Mgmt | For | | For |
10 | Elect Director Joyce M. Roche | Mgmt | For | | For |
11 | Elect Director Laura D Andrea Tyson | Mgmt | For | | For |
12 | Elect Director Patricia P. Upton | Mgmt | For | | For |
13 | Ratify Auditors | Mgmt | For | | For |
14 | Provide for Cumulative Voting | SH | Against | | For |
15 | Exclude Pension Credits from Calculations of Performance-Based Pay | SH | Against | | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
| | | | | |
Pearson plc | Meeting Date | | Meeting Type | Record Date | |
Ticker: N/A | 30-Apr-10 | | Annual | 23-Mar-10 | |
CUSIP: G69651100 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
| Meeting for ADR Holders | Mgmt | | | |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | | For |
2 | Approve Final Dividend | Mgmt | For | | For |
3 | Re-elect David Arculus as Director | Mgmt | For | | For |
4 | Re-elect Patrick Cescau as Director | Mgmt | For | | For |
5 | Re-elect Will Ethridge as Director | Mgmt | For | | For |
6 | Re-elect Rona Fairhead as Director | Mgmt | For | | For |
7 | Re-elect Robin Freestone as Director | Mgmt | For | | For |
8 | Re-elect Susan Fuhrman as Director | Mgmt | For | | For |
9 | Re-elect Ken Hydon as Director | Mgmt | For | | For |
10 | Re-elect John Makinson as Director | Mgmt | For | | For |
11 | Re-elect Glen Moreno as Director | Mgmt | For | | For |
12 | Re-elect CK Prahalad as Director | Mgmt | For | | For |
13 | Re-elect Marjorie Scardino as Director | Mgmt | For | | For |
14 | Approve Remuneration Report | Mgmt | For | | For |
15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | | For |
16 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | | For |
19 | Authorise Market Purchase | Mgmt | For | | For |
20 | Adopt New Articles of Association | Mgmt | For | | For |
21 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | | For |
22 | Approve Share Incentive Plan | Mgmt | For | | For |
| | | | | |
Baldor Electric Company | Meeting Date | | Meeting Type | Record Date | |
Ticker: BEZ | 01-May-10 | | Annual | 17-Mar-10 | |
CUSIP: 057741100 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Jean A. Mauldin | Mgmt | For | | For |
1.2 | Elect Director R.L. Qualls | Mgmt | For | | For |
1.3 | Elect Director Barry K. Rogstad | Mgmt | For | | For |
1.4 | Elect Director Ronald E. Tucker | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Cincinnati Financial Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: CINF | 01-May-10 | | Annual | 03-Mar-10 | |
CUSIP: 172062101 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Gregory T. Bier | Mgmt | For | | For |
1.2 | Elect Director Linda W. Clement-holmes | Mgmt | For | | For |
1.3 | Elect Director Douglas S. Skidmore | Mgmt | For | | For |
1.4 | Elect Director Larry R. Webb | Mgmt | For | | For |
2 | Declassify the Board of Directors | Mgmt | For | | For |
3 | Require Advance Notice for Shareholder Proposals/Nominations | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Bank Mutual Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: BKMU | 03-May-10 | | Annual | 01-Mar-10 | |
CUSIP: 063750103 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Richard A. Brown | Mgmt | For | | For |
1.2 | Elect Director Mark C. Herr | Mgmt | For | | For |
1.3 | Elect Director J. Gus Swoboda | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Hubbell Incorporated | Meeting Date | | Meeting Type | Record Date | |
Ticker: HUB.B | 03-May-10 | | Annual | 05-Mar-10 | |
CUSIP: 443510201 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Timothy H. Powers | Mgmt | For | | For |
1.2 | Elect Director G. Jackson Ratcliffe | Mgmt | For | | For |
1.3 | Elect Director George W. Edwards, Jr. | Mgmt | For | | For |
1.4 | Elect Director Lynn J. Good | Mgmt | For | | For |
1.5 | Elect Director Anthony J. Guzzi | Mgmt | For | | For |
1.6 | Elect Director Joel S. Hoffman | Mgmt | For | | For |
1.7 | Elect Director Andrew McNally, IV | Mgmt | For | | For |
1.8 | Elect Director Carlos A. Rodriguez | Mgmt | For | | For |
1.9 | Elect Director Richard J. Swift | Mgmt | For | | For |
1.10 | Elect Director Daniel S. Van Riper | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | | For |
| | | | | |
IBERIABANK Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: IBKC | 04-May-10 | | Annual | 17-Mar-10 | |
CUSIP: 450828108 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Elaine D. Abell | Mgmt | For | | Withhold |
1.2 | Elect Director William H. Fenstermaker | Mgmt | For | | Withhold |
1.3 | Elect Director O. L. Pollard Jr. | Mgmt | For | | Withhold |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Plum Creek Timber Company, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: PCL | 04-May-10 | | Annual | 10-Mar-10 | |
CUSIP: 729251108 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Rick R. Holley | Mgmt | For | | For |
1.2 | Elect Director Robin Josephs | Mgmt | For | | For |
1.3 | Elect Director John G. McDonald | Mgmt | For | | For |
1.4 | Elect Director Robert B. McLeod | Mgmt | For | | For |
1.5 | Elect Director John F. Morgan, Sr. | Mgmt | For | | For |
1.6 | Elect Director Marc F. Racicot | Mgmt | For | | For |
1.7 | Elect Director John H. Scully | Mgmt | For | | For |
1.8 | Elect Director Stephen C. Tobias | Mgmt | For | | For |
1.9 | Elect Director Martin A. White | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Vote Requirements to Amend Articles/Bylaws/Charter | SH | Against | | Against |
| | | | | |
The Hershey Company | Meeting Date | | Meeting Type | Record Date | |
Ticker: HSY | 04-May-10 | | Annual | 08-Mar-10 | |
CUSIP: 427866108 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Pamela M. Arway | Mgmt | For | | For |
1.2 | Elect Director Robert F. Cavanaugh | Mgmt | For | | Withhold |
1.3 | Elect Director Charles A. Davis | Mgmt | For | | For |
1.4 | Elect Director James E. Nevels | Mgmt | For | | Withhold |
1.5 | Elect Director Thomas J. Ridge | Mgmt | For | | For |
1.6 | Elect Director David L. Shedlarz | Mgmt | For | | Withhold |
1.7 | Elect Director David J. West | Mgmt | For | | For |
1.8 | Elect Director LeRoy S. Zimmerman | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Brookfield Asset Management Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: BAM.A | 05-May-10 | | Annual | 08-Mar-10 | |
CUSIP: 112585104 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
| Meeting for Class A Limited Voting Shareholders / Elect Eight Directors by Cumulative Voting | Mgmt | | | |
1.1 | Elect Director Marcel R. Coutu | Mgmt | For | | For |
1.2 | Elect Director Maureen Kempston Darkes | Mgmt | For | | For |
1.3 | Elect Director Lance Liebman | Mgmt | For | | For |
1.4 | Elect Director G. Wallace F. McCain | Mgmt | For | | For |
1.5 | Elect Director Frank J. McKenna | Mgmt | For | | For |
1.6 | Elect Director Jack M. Mintz | Mgmt | For | | For |
1.7 | Elect Director Patricia M. Newson | Mgmt | For | | For |
1.8 | Elect Director James A. Pattison | Mgmt | For | | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | | For |
| | | | | |
Compass Minerals International, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: CMP | 05-May-10 | | Annual | 12-Mar-10 | |
CUSIP: 20451N101 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Angelo C. Brisimitzakis, PhD | Mgmt | For | | For |
1.2 | Elect Director Timothy R. Snider | Mgmt | For | | For |
1.3 | Elect Director Paul S. Williams | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | | For |
| | | | | |
General Dynamics Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: GD | 05-May-10 | | Annual | 08-Mar-10 | |
CUSIP: 369550108 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Nicholas D. Chabraja | Mgmt | For | | For |
2 | Elect Director James S. Crown | Mgmt | For | | For |
3 | Elect Director William P. Fricks | Mgmt | For | | For |
4 | Elect Director Jay L. Johnson | Mgmt | For | | For |
5 | Elect Director George A. Joulwan | Mgmt | For | | For |
6 | Elect Director Paul G. Kaminski | Mgmt | For | | For |
7 | Elect Director John M. Keane | Mgmt | For | | For |
8 | Elect Director Lester L. Lyles | Mgmt | For | | For |
9 | Elect Director William A. Osborn | Mgmt | For | | For |
10 | Elect Director Robert Walmsley | Mgmt | For | | For |
11 | Ratify Auditors | Mgmt | For | | For |
12 | Report on Space-based Weapons Program | SH | Against | | Against |
| | | | | |
Hess Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: HES | 05-May-10 | | Annual | 15-Mar-10 | |
CUSIP: 42809H107 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director N.F. Brady | Mgmt | For | | Withhold |
1.2 | Elect Director G.P. Hill | Mgmt | For | | For |
1.3 | Elect Director T.H. Kean | Mgmt | For | | Withhold |
1.4 | Elect Director F.A. Olson | Mgmt | For | | Withhold |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | | For |
4 | Report on Political Contributions | SH | Against | | For |
| | | | | |
Intersil Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: ISIL | 05-May-10 | | Annual | 11-Mar-10 | |
CUSIP: 46069S109 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director David B. Bell | Mgmt | For | | For |
1.2 | Elect Director Dr. Robert W. Conn | Mgmt | For | | For |
1.3 | Elect Director James V. Diller | Mgmt | For | | For |
1.4 | Elect Director Gary E. Gist | Mgmt | For | | For |
1.5 | Elect Director Mercedes Johnson | Mgmt | For | | For |
1.6 | Elect Director Gregory Lang | Mgmt | For | | For |
1.7 | Elect Director Jan Peeters | Mgmt | For | | For |
1.8 | Elect Director Robert N. Pokelwaldt | Mgmt | For | | For |
1.9 | Elect Director James A. Urry | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Approve Executive Incentive Bonus Plan | Mgmt | For | | For |
4 | Other Business | Mgmt | For | | Against |
| | | | | |
P. H. Glatfelter Company | Meeting Date | | Meeting Type | Record Date | |
Ticker: GLT | 05-May-10 | | Annual | 11-Mar-10 | |
CUSIP: 377316104 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Kathleen A. Dahlberg | Mgmt | For | | Withhold |
1.2 | Elect Director George H. Glatfelter II | Mgmt | For | | For |
1.3 | Elect Director Richard C. III | Mgmt | For | | For |
1.4 | Elect Director Ronald J. Naples | Mgmt | For | | Withhold |
1.5 | Elect Director Richard L. Smoot | Mgmt | For | | Withhold |
1.6 | Elect Director Lee C. Stewart | Mgmt | For | | Withhold |
2 | Amend Executive Incentive Bonus Plan | Mgmt | For | | For |
3 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
PepsiCo, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: PEP | 05-May-10 | | Annual | 05-Mar-10 | |
CUSIP: 713448108 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Shona L. Brown | Mgmt | For | | For |
2 | Elect Director Ian M. Cook | Mgmt | For | | For |
3 | Elect Director Dina Dublon | Mgmt | For | | For |
4 | Elect Director Victor J. Dzau | Mgmt | For | | For |
5 | Elect Director Ray L. Hunt | Mgmt | For | | For |
6 | Elect Director Alberto Ibarguen | Mgmt | For | | For |
7 | Elect Director Arthur C. Martinez | Mgmt | For | | For |
8 | Elect Director Indra K. Nooyi | Mgmt | For | | For |
9 | Elect Director Sharon P. Rockefeller | Mgmt | For | | For |
10 | Elect Director James J. Schiro | Mgmt | For | | For |
11 | Elect Director Lloyd G. Trotter | Mgmt | For | | For |
12 | Elect Director Daniel Vasella | Mgmt | For | | Against |
13 | Ratify Auditors | Mgmt | For | | For |
14 | Amend Omnibus Stock Plan | Mgmt | For | | For |
15 | Report on Charitable Contributions | SH | Against | | Against |
16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
17 | Report on Public Policy Advocacy Process | SH | Against | | Against |
| | | | | |
Avon Products, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: AVP | 06-May-10 | | Annual | 17-Mar-10 | |
CUSIP: 054303102 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director W. Don Cornwell | Mgmt | For | | For |
1.2 | Elect Director V. Ann Hailey | Mgmt | For | | For |
1.3 | Elect Director Fred Hassan | Mgmt | For | | For |
1.4 | Elect Director Andrea Jung | Mgmt | For | | For |
1.5 | Elect Director Maria Elena Lagomasino | Mgmt | For | | For |
1.6 | Elect Director Ann S. Moore | Mgmt | For | | For |
1.7 | Elect Director Paul S. Pressler | Mgmt | For | | For |
1.8 | Elect Director Gary M. Rodkin | Mgmt | For | | For |
1.9 | Elect Director Paula Stern | Mgmt | For | | For |
1.10 | Elect Director Lawrence A. Weinbach | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Approve Omnibus Stock Plan | Mgmt | For | | For |
| | | | | |
Bemis Company, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: BMS | 06-May-10 | | Annual | 08-Mar-10 | |
CUSIP: 081437105 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Jeffery H. Curler | Mgmt | For | | For |
1.2 | Elect Director Roger D. O'Shaugnessey | Mgmt | For | | For |
1.3 | Elect Director David S. Haffner | Mgmt | For | | For |
1.4 | Elect Director Holly A. Van Deursen | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Report on Pay Disparity | SH | Against | | Against |
| | | | | |
Dover Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: DOV | 06-May-10 | | Annual | 09-Mar-10 | |
CUSIP: 260003108 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director David H. Benson | Mgmt | For | | For |
2 | Elect Director Robert W. Cremin | Mgmt | For | | For |
3 | Elect Director Jean-Pierre M. Ergas | Mgmt | For | | For |
4 | Elect Director Peter T. Francis | Mgmt | For | | For |
5 | Elect Director Kristiane C. Graham | Mgmt | For | | For |
6 | Elect Directors James L. Koley | Mgmt | For | | For |
7 | Elect Director Robert A. Livingston | Mgmt | For | | For |
8 | Elect Director Richard K. Lochridge | Mgmt | For | | For |
9 | Elect Director Bernard G. Rethore | Mgmt | For | | For |
10 | Elect Director Michael B. Stubbs | Mgmt | For | | For |
11 | Elect Director Mary A. Winston | Mgmt | For | | For |
12 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Duke Energy Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: DUK | 06-May-10 | | Annual | 11-Mar-10 | |
CUSIP: 26441C105 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director William Barnet, III | Mgmt | For | | For |
1.2 | Elect Director G. Alex Bernhardt, Sr. | Mgmt | For | | For |
1.3 | Elect Director Michael G. Browning | Mgmt | For | | For |
1.4 | Elect Director Daniel R. DiMicco | Mgmt | For | | For |
1.5 | Elect Director John H. Forsgren | Mgmt | For | | For |
1.6 | Elect Director Ann Maynard Gray | Mgmt | For | | For |
1.7 | Elect Director James H. Hance, Jr. | Mgmt | For | | For |
1.8 | Elect Director E. James Reinsch | Mgmt | For | | For |
1.9 | Elect Director James T. Rhodes | Mgmt | For | | For |
1.10 | Elect Director James E. Rogers | Mgmt | For | | For |
1.11 | Elect Director Philip R. Sharp | Mgmt | For | | For |
2 | Approve Omnibus Stock Plan | Mgmt | For | | For |
3 | Ratify Auditors | Mgmt | For | | For |
4 | Report on Global Warming Lobbying Activities | SH | Against | | Against |
5 | Require a Majority Vote for the Election of Directors | SH | Against | | For |
6 | Stock Retention/Holding Period | SH | Against | | For |
| | | | | |
GlaxoSmithKline plc | Meeting Date | | Meeting Type | Record Date | |
Ticker: N/A | 06-May-10 | | Annual | 09-Mar-10 | |
CUSIP: G3910J112 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
| Meeting for ADR Holders | Mgmt | | | |
1 | To Receive And Adopt The Directors Report And The Financialstatements | Mgmt | For | | For |
2 | To Approve The Remuneration Report | Mgmt | For | | For |
3 | To Re-elect Dr Stephanie Burns As A Director | Mgmt | For | | For |
4 | To Re-elect Mr Julian Heslop As A Director | Mgmt | For | | For |
5 | To Re-elect Sir Deryck Maughan As A Director | Mgmt | For | | For |
6 | To Re-elect Dr Daniel Podolsky As A Director | Mgmt | For | | For |
7 | To Re-elect Sir Robert Wilson As A Director | Mgmt | For | | For |
8 | Re-appointment Of Auditors | Mgmt | For | | For |
9 | Remuneration Of Auditors | Mgmt | For | | For |
10 | To Authorise The Company And Its Subsidiaries To Make Donations to Political Organisations And Incur Political Expenditure | Mgmt | For | | For |
11 | Authority To Allot Shares | Mgmt | For | | For |
12 | Disapplication Of Pre-emption Rights | Mgmt | For | | For |
13 | Authority For The Company To Purchase Its Own Shares | Mgmt | For | | For |
14 | Exemption From Statement Of Senior Statutory Auditor's Name | Mgmt | For | | For |
15 | Reduced Notice Of A General Meeting Other Than An Agm | Mgmt | For | | For |
16 | Adopt New Articles Of Association | Mgmt | For | | For |
| | | | | |
Nokia Corp. | Meeting Date | | Meeting Type | Record Date | |
Ticker: N/A | 06-May-10 | | Annual | 26-Apr-10 | |
CUSIP: X61873133 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
| Meeting for ADR Holders | Mgmt | | | |
1 | Open Meeting | Mgmt | | | |
2 | Calling the Meeting to Order | Mgmt | | | |
3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Mgmt | | | |
4 | Acknowledge Proper Convening of Meeting | Mgmt | | | |
5 | Prepare and Approve List of Shareholders | Mgmt | | | |
6 | Receive Financial Statements and Statutory Reports, the Board's Report, and the Auditor's Report; Receive Review by the CEO | Mgmt | | | |
7 | Accept Financial Statements and Statutory Reports | Mgmt | For | | For |
8 | Approve Allocation of Income and Dividends of EUR 0.40 Per Share | Mgmt | For | | For |
9 | Approve Discharge of Board and President | Mgmt | For | | For |
10 | Approve Remuneration of Directors in the Amount of EUR 440,000 for Chairman, EUR 150,000 for Vice Chairman, and EUR 130,000 for Other Directors; Approve Remuneration for Committee Work | Mgmt | For | | For |
11 | Fix Number of Directors at 10 | Mgmt | For | | For |
12 | Reelect Lalita Gupte, Bengt Holmstrom, Henning Kagermann, Olli-Pekka Kallasvuo, Per Karlsson, Isabel Marey-Semper, Jorma Ollila, Marjorie Scardino, Risto Siilasmaa, and Keijo Suila as Directors | Mgmt | For | | For |
13 | Approve Remuneration of Auditors | Mgmt | For | | For |
14 | Ratify PricewaterhouseCoopers Oy as Auditors | Mgmt | For | | For |
15 | Amend Articles Re: Amend Corporate Purpose; Amend Method of Convening General Meetings | Mgmt | For | | For |
16 | Authorize Repurchase of up to 360 Million Issued Shares | Mgmt | For | | For |
17 | Approve Issuance of up to 740 Million Shares without Preemptive Rights | Mgmt | For | | For |
18 | Close Meeting | Mgmt | | | |
| | | | | |
People's United Financial, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: PBCT | 06-May-10 | | Annual | 08-Mar-10 | |
CUSIP: 712704105 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director John K. Dwight | Mgmt | For | | For |
1.2 | Elect Director Janet M. Hansen | Mgmt | For | | For |
1.3 | Elect Director Mark W. Richards | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Require a Majority Vote for the Election of Directors | SH | None | | For |
| | | | | |
Southwest Gas Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: SWX | 06-May-10 | | Annual | 09-Mar-10 | |
CUSIP: 844895102 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Robert L. Boughner | Mgmt | For | | For |
1.2 | Elect Director Thomas E. Chestnut | Mgmt | For | | For |
1.3 | Elect Director Stephen C. Comer | Mgmt | For | | For |
1.4 | Elect Director Richard M. Gardner | Mgmt | For | | For |
1.5 | Elect Director Leroy C. Hanneman, Jr. | Mgmt | For | | For |
1.6 | Elect Director James J. Kropid | Mgmt | For | | For |
1.7 | Elect Director Michael O. Maffie | Mgmt | For | | For |
1.8 | Elect Director Anne L. Mariucci | Mgmt | For | | For |
1.9 | Elect Director Michael J. Melarkey | Mgmt | For | | For |
1.10 | Elect Director Jeffrey W. Shaw | Mgmt | For | | For |
1.11 | Elect Director Thomas A. Thomas | Mgmt | For | | For |
1.12 | Elect Director Terrence L. Wright | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
United Parcel Service, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: UPS | 06-May-10 | | Annual | 08-Mar-10 | |
CUSIP: 911312106 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director F. Duane Ackerman | Mgmt | For | | For |
1.2 | Elect Director Michael J. Burns | Mgmt | For | | For |
1.3 | Elect Director D. Scott Davis | Mgmt | For | | For |
1.4 | Elect Director Stuart E. Eizenstat | Mgmt | For | | For |
1.5 | Elect Director Michael L. Eskew | Mgmt | For | | For |
1.6 | Elect Director William R. Johnson | Mgmt | For | | For |
1.7 | Elect Director Ann M. Livermore | Mgmt | For | | Withhold |
1.8 | Elect Director Rudy Markham | Mgmt | For | | For |
1.9 | Elect Director John W. Thompson | Mgmt | For | | For |
1.10 | Elect Director Carol B. Tome | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Mgmt | For | | For |
| | | | | |
Verizon Communications Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: VZ | 06-May-10 | | Annual | 08-Mar-10 | |
CUSIP: 92343V104 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Richard L. Carrion | Mgmt | For | | For |
2 | Elect Director M. Frances Keeth | Mgmt | For | | For |
3 | Elect Director Robert W. Lane | Mgmt | For | | For |
4 | Elect Director Sandra O. Moose | Mgmt | For | | For |
5 | Elect Director Joseph Neubauer | Mgmt | For | | For |
6 | Elect Director Donald T. Nicolaisen | Mgmt | For | | For |
7 | Elect Director Thomas H. O'Brien | Mgmt | For | | For |
8 | Elect Director Clarence Otis, Jr. | Mgmt | For | | For |
9 | Elect Director Hugh B. Price | Mgmt | For | | For |
10 | Elect Director Ivan G. Seidenberg | Mgmt | For | | For |
11 | Elect Director Rodney E. Slater | Mgmt | For | | For |
12 | Elect Director John W. Snow | Mgmt | For | | For |
13 | Elect Director John R. Stafford | Mgmt | For | | For |
14 | Ratify Auditors | Mgmt | For | | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
16 | Prohibit Executive Stock-Based Awards | SH | Against | | Against |
17 | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | SH | Against | | For |
18 | Performance-Based Equity Awards | SH | Against | | For |
19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
20 | Adopt Policy on Succession Planning | SH | Against | | For |
21 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | SH | Against | | For |
22 | Stock Retention/Holding Period | SH | Against | | For |
| | | | | |
Wisconsin Energy Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: WEC | 06-May-10 | | Annual | 25-Feb-10 | |
CUSIP: 976657106 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director John F. Bergstrom | Mgmt | For | | For |
1.2 | Elect Director Barbara L. Bowles | Mgmt | For | | For |
1.3 | Elect Director Patricia W. Chadwick | Mgmt | For | | For |
1.4 | Elect Director Robert A. Cornog | Mgmt | For | | For |
1.5 | Elect Director Curt S. Culver | Mgmt | For | | For |
1.6 | Elect Director Thomas J. Fischer | Mgmt | For | | For |
1.7 | Elect Director Gale E. Klappa | Mgmt | For | | For |
1.8 | Elect Director Ulice Payne, Jr. | Mgmt | For | | For |
1.9 | Elect Director Frederick P. Stratton, Jr. | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Equifax Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: EFX | 07-May-10 | | Annual | 02-Mar-10 | |
CUSIP: 294429105 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Robert D. Daleo | Mgmt | For | | For |
2 | Elect Director Walter W. Driver, Jr. | Mgmt | For | | For |
3 | Elect Director L. Phillip Humann | Mgmt | For | | For |
4 | Elect Director Mark B. Templeton | Mgmt | For | | For |
5 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Illinois Tool Works Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: ITW | 07-May-10 | | Annual | 09-Mar-10 | |
CUSIP: 452308109 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Marvin D. Brailsford | Mgmt | For | | For |
2 | Elect Director Susan Crown | Mgmt | For | | For |
3 | Elect Director Don H. Davis, Jr. | Mgmt | For | | For |
4 | Elect Director Robert C. McCormack | Mgmt | For | | For |
5 | Elect Director Robert S. Morrison | Mgmt | For | | For |
6 | Elect Director James A. Skinner | Mgmt | For | | For |
7 | Elect Director David B. Smith, Jr. | Mgmt | For | | For |
8 | Elect Director David B. Speer | Mgmt | For | | For |
9 | Elect Director Pamela B. Strobel | Mgmt | For | | For |
10 | Ratify Auditors | Mgmt | For | | For |
11 | Report on Political Contributions | SH | Against | | For |
| | | | | |
Pitney Bowes Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: PBI | 10-May-10 | | Annual | 18-Mar-10 | |
CUSIP: 724479100 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Linda G. Alvarado | Mgmt | For | | For |
2 | Elect Director Ernie Green | Mgmt | For | | For |
3 | Elect Director John S. McFarlane | Mgmt | For | | For |
4 | Elect Director Eduardo R. Menasce | Mgmt | For | | For |
5 | Ratify Auditors | Mgmt | For | | For |
6 | Declassify the Board of Directors | Mgmt | For | | For |
7 | Reduce Supermajority Vote Requirement | SH | Against | | For |
| | | | | |
Protective Life Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: PL | 10-May-10 | | Annual | 12-Mar-10 | |
CUSIP: 743674103 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director James S. M. French | Mgmt | For | | For |
1.2 | Elect Director Thomas L. Hamby | Mgmt | For | | For |
1.3 | Elect Director John D. Johns | Mgmt | For | | For |
1.4 | Elect Director Vanessa Leonard | Mgmt | For | | For |
1.5 | Elect Director Charles D. McCrary | Mgmt | For | | For |
1.6 | Elect Director John J. McMahon, Jr. | Mgmt | For | | For |
1.7 | Elect Director Hans H. Miller | Mgmt | For | | For |
1.8 | Elect Director Malcolm Portera | Mgmt | For | | For |
1.9 | Elect Director C. Dowd Ritter | Mgmt | For | | For |
1.10 | Elect Director William A. Terry | Mgmt | For | | For |
1.11 | Elect Director W. Michael Warren, Jr. | Mgmt | For | | For |
1.12 | Elect Director Vanessa Wilson | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
3M Company | Meeting Date | | Meeting Type | Record Date | |
Ticker: MMM | 11-May-10 | | Annual | 12-Mar-10 | |
CUSIP: 88579Y101 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Linda G. Alvarado | Mgmt | For | | For |
2 | Elect Director George W. Buckley | Mgmt | For | | For |
3 | Elect Director Vance D. Coffman | Mgmt | For | | For |
4 | Elect Director Michael L. Eskew | Mgmt | For | | For |
5 | Elect Director W. James Farrell | Mgmt | For | | For |
6 | Elect Director Herbert L. Henkel | Mgmt | For | | For |
7 | Elect Director Edward M. Liddy | Mgmt | For | | For |
8 | Elect Director Robert S. Morrison | Mgmt | For | | For |
9 | Elect Director Aulana L. Peters | Mgmt | For | | For |
10 | Elect Director Robert J. Ulrich | Mgmt | For | | For |
11 | Ratify Auditors | Mgmt | For | | For |
12 | Amend Omnibus Stock Plan | Mgmt | For | | For |
13 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
| | | | | |
ITT Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: ITT | 11-May-10 | | Annual | 17-Mar-10 | |
CUSIP: 450911102 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Steven R. Loranger | Mgmt | For | | For |
1.2 | Elect Director Curtis J. Crawford | Mgmt | For | | For |
1.3 | Elect Director Christina A. Gold | Mgmt | For | | For |
1.4 | Elect Director Ralph F. Hake | Mgmt | For | | For |
1.5 | Elect Director John J. Hamre | Mgmt | For | | For |
1.6 | Elect Director Paul J. Kern | Mgmt | For | | For |
1.7 | Elect Director Frank T. MacInnis | Mgmt | For | | For |
1.8 | Elect Director Surya N. Mohapatra | Mgmt | For | | For |
1.9 | Elect Director Linda S. Sanford | Mgmt | For | | For |
1.10 | Elect Director Markos I. Tambakeras | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Report on Foreign Military Sales | SH | Against | | Against |
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
| | | | | |
Lawson Products, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: LAWS | 11-May-10 | | Annual | 22-Mar-10 | |
CUSIP: 520776105 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director James S. Errant | Mgmt | For | | For |
1.2 | Elect Director Lee S. Hillman | Mgmt | For | | For |
1.3 | Elect Director Thomas J. Neri | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Newell Rubbermaid Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: NWL | 11-May-10 | | Annual | 17-Mar-10 | |
CUSIP: 651229106 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Scott S. Cowen | Mgmt | For | | For |
2 | Elect Director Cynthia A. Montgomery | Mgmt | For | | For |
3 | Elect Director Michael B. Polk | Mgmt | For | | For |
4 | Elect Director Michael A. Todman | Mgmt | For | | For |
5 | Approve Omnibus Stock Plan | Mgmt | For | | For |
6 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
NiSource Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: NI | 11-May-10 | | Annual | 15-Mar-10 | |
CUSIP: 65473P105 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Richard A. Abdoo | Mgmt | For | | For |
2 | Elect Director Steven C. Beering | Mgmt | For | | For |
3 | Elect Director Dennis E. Foster | Mgmt | For | | For |
4 | Elect Director Michael E. Jesanis | Mgmt | For | | For |
5 | Elect Director Marty R. Kittrell | Mgmt | For | | For |
6 | Elect Director W. Lee Nutter | Mgmt | For | | For |
7 | Elect Director Deborah S. Parker | Mgmt | For | | For |
8 | Elect Director Ian M. Rolland | Mgmt | For | | For |
9 | Elect Director Robert C. Skaggs, Jr. | Mgmt | For | | For |
10 | Elect Director Richard L. Thompson | Mgmt | For | | For |
11 | Elect Director Carolyn Y. Woo | Mgmt | For | | For |
12 | Ratify Auditors | Mgmt | For | | For |
13 | Provide Right to Call Special Meeting | Mgmt | For | | For |
14 | Approve Omnibus Stock Plan | Mgmt | For | | For |
15 | Stock Retention/Holding Period | SH | Against | | For |
| | | | | |
ConocoPhillips | Meeting Date | | Meeting Type | Record Date | |
Ticker: COP | 12-May-10 | | Annual | 15-Mar-10 | |
CUSIP: 20825C104 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Richard L. Armitage | Mgmt | For | | For |
1.2 | Elect Director Richard H. Auchinleck | Mgmt | For | | For |
1.3 | Elect Director James E. Copeland, Jr. | Mgmt | For | | For |
1.4 | Elect Director Kenneth M. Duberstein | Mgmt | For | | For |
1.5 | Elect Director Ruth R. Harkin | Mgmt | For | | For |
1.6 | Elect Director Harold W. Mcgraw III | Mgmt | For | | For |
1.7 | Elect Director James J. Mulva | Mgmt | For | | For |
1.8 | Elect Director Robert A. Niblock | Mgmt | For | | For |
1.9 | Elect Director Harald J. Norvik | Mgmt | For | | For |
1.10 | Elect Director William K. Reilly | Mgmt | For | | For |
1.11 | Elect Director Bobby S. Shackouls | Mgmt | For | | For |
1.12 | Elect Director Victoria J. Tschinkel | Mgmt | For | | For |
1.13 | Elect Director Kathryn C. Turner | Mgmt | For | | For |
1.14 | Elect Director William E. Wade, Jr. | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Report on Board Risk Management Oversight | SH | Against | | Against |
4 | Adopt Quantitative GHG Goals for Products and Operations | SH | Against | | For |
5 | Report on Environmental Impact of Oil Sands Operations in Canada | SH | Against | | For |
6 | Adopt Policy to Address Coastal Louisiana Environmental Impacts | SH | Against | | Against |
7 | Report on Financial Risks of Climate Change | SH | Against | | Against |
8 | Adopt Goals to Reduce Emission of TRI Chemicals | SH | Against | | Against |
9 | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | SH | Against | | For |
10 | Report on Political Contributions | SH | Against | | For |
| | | | | |
CVS Caremark Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: CVS | 12-May-10 | | Annual | 15-Mar-10 | |
CUSIP: 126650100 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Edwin M. Banks | Mgmt | For | | For |
2 | Elect Director C. David Brown II | Mgmt | For | | For |
3 | Elect Director David W. Dorman | Mgmt | For | | For |
4 | Elect Director Kristen Gibney Williams | Mgmt | For | | For |
5 | Elect Director Marian L. Heard | Mgmt | For | | For |
6 | Elect Director William H. Joyce | Mgmt | For | | For |
7 | Elect Director Jean-Pierre Millon | Mgmt | For | | For |
8 | Elect Director Terrence Murray | Mgmt | For | | For |
9 | Elect Director C.A. Lance Piccolo | Mgmt | For | | For |
10 | Elect Director Sheli Z. Rosenberg | Mgmt | For | | For |
11 | Elect Director Thomas M. Ryan | Mgmt | For | | For |
12 | Elect Director Richard J. Swift | Mgmt | For | | For |
13 | Ratify Auditors | Mgmt | For | | For |
14 | Approve Omnibus Stock Plan | Mgmt | For | | For |
15 | Provide Right to Call Special Meeting | Mgmt | For | | For |
16 | Report on Political Contributions | SH | Against | | For |
17 | Adopt Global Warming Principles | SH | Against | | Against |
| | | | | |
Philip Morris International Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: PM | 12-May-10 | | Annual | 16-Mar-10 | |
CUSIP: 718172109 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Harold Brown | Mgmt | For | | For |
2 | Elect Director Mathis Cabiallavetta | Mgmt | For | | For |
3 | Elect Director Louis C. Camilleri | Mgmt | For | | For |
4 | Elect Director J. Dudley Fishburn | Mgmt | For | | For |
5 | Elect Director Jennifer Li | Mgmt | For | | For |
6 | Elect Director Graham Mackay | Mgmt | For | | For |
7 | Elect Director Sergio Marchionne | Mgmt | For | | For |
8 | Elect Director Lucio A. Noto | Mgmt | For | | For |
9 | Elect Director Carlos Slim Helu | Mgmt | For | | For |
10 | Elect Director Stephen M. Wolf | Mgmt | For | | For |
11 | Ratify Auditors | Mgmt | For | | For |
12 | Report on Effect of Marketing Practices on the Poor | SH | Against | | Against |
13 | Establish Supplier Human Rights Purchasing Protocols | SH | Against | | Against |
| | | | | |
Cinemark Holdings, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: CNK | 13-May-10 | | Annual | 25-Mar-10 | |
CUSIP: 17243V102 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Benjamin D. Chereskin | Mgmt | For | | For |
1.2 | Elect Director Lee Roy Mitchell | Mgmt | For | | For |
1.3 | Elect Director Raymond W. Syufy | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Portland General Electric Company | Meeting Date | | Meeting Type | Record Date | |
Ticker: POR | 13-May-10 | | Annual | 08-Mar-10 | |
CUSIP: 736508847 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director John W. Ballantine | Mgmt | For | | For |
1.2 | Elect Director Rodney L. Brown, Jr. | Mgmt | For | | For |
1.3 | Elect Director David A. Dietzler | Mgmt | For | | For |
1.4 | Elect Director Kirby A. Dyess | Mgmt | For | | For |
1.5 | Elect Director Peggy Y. Fowler | Mgmt | For | | For |
1.6 | Elect Director Mark B. Ganz | Mgmt | For | | For |
1.7 | Elect Director Corbin A. McNeill, Jr. | Mgmt | For | | For |
1.8 | Elect Director Neil J. Nelson | Mgmt | For | | For |
1.9 | Elect Director M. Lee Pelton | Mgmt | For | | For |
1.10 | Elect Director James J. Piro | Mgmt | For | | For |
1.11 | Elect Director Robert T.F. Reid | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
The Dow Chemical Company | Meeting Date | | Meeting Type | Record Date | |
Ticker: DOW | 13-May-10 | | Annual | 15-Mar-10 | |
CUSIP: 260543103 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Arnold A. Allemang | Mgmt | For | | For |
2 | Elect Director Jacqueline K. Barton | Mgmt | For | | For |
3 | Elect Director James A. Bell | Mgmt | For | | For |
4 | Elect Director Jeff M. Fettig | Mgmt | For | | For |
5 | Elect Director Barbara H. Franklin | Mgmt | For | | For |
6 | Elect Director John B. Hess | Mgmt | For | | For |
7 | Elect Director Andrew N. Liveris | Mgmt | For | | For |
8 | Elect Director Paul Polman | Mgmt | For | | For |
9 | Elect Director Dennis H. Reilley | Mgmt | For | | For |
10 | Elect Director James M. Ringler | Mgmt | For | | For |
11 | Elect Director Ruth G. Shaw | Mgmt | For | | For |
12 | Elect Director Paul G. Stern | Mgmt | For | | For |
13 | Ratify Auditors | Mgmt | For | | For |
14 | Provide Right to Call Special Meeting | Mgmt | For | | For |
15 | Report on Environmental Remediation in Midland Area | SH | Against | | Against |
16 | Stock Retention/Holding Period | SH | Against | | For |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
| | | | | |
Wyndham Worldwide Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: WYN | 13-May-10 | | Annual | 17-Mar-10 | |
CUSIP: 98310W108 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Honourable B. Mulroney | Mgmt | For | | For |
1.2 | ElectDirector Michael H. Wargotz | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | | Against |
| | | | | |
Anadarko Petroleum Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: APC | 18-May-10 | | Annual | 23-Mar-10 | |
CUSIP: 032511107 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director H. Paulett Eberhart | Mgmt | For | | For |
2 | Elect Director Preston M. Geren III | Mgmt | For | | For |
3 | Elect Director James T. Hackett | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
5 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | SH | Against | | For |
6 | Reimburse Expenses Incurred by Stockholder in Contested Election of Directors | SH | Against | | For |
| | | | | |
Bel Fuse Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: BELFB | 18-May-10 | | Annual | 09-Apr-10 | |
CUSIP: 077347300 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Daniel Bernstein | Mgmt | For | | For |
1.2 | Elect Director Peter Gilbert | Mgmt | For | | For |
1.3 | Elect Director John S. Johnson | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Invesco Ltd. (formerly INVESCO plc) | Meeting Date | | Meeting Type | Record Date | |
Ticker: IVZ | 18-May-10 | | Annual | 19-Mar-10 | |
CUSIP: G491BT108 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Joseph R. Canion as Director | Mgmt | For | | For |
1.2 | Elect Edward P. Lawrence as Director | Mgmt | For | | For |
1.3 | Elect James I. Robertson as Director | Mgmt | For | | For |
1.4 | Elect Phoebe A. Wood as Director | Mgmt | For | | For |
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | | For |
| | | | | |
JPMorgan Chase & Co. | Meeting Date | | Meeting Type | Record Date | |
Ticker: JPM | 18-May-10 | | Annual | 19-Mar-10 | |
CUSIP: 46625H100 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Crandall C. Bowles | Mgmt | For | | For |
1.2 | Elect Director Stephen B. Burke | Mgmt | For | | For |
1.3 | Elect Director David M. Cote | Mgmt | For | | For |
1.4 | Elect Director James S. Crown | Mgmt | For | | For |
1.5 | Elect Director James Dimon | Mgmt | For | | For |
1.6 | Elect Director Ellen V. Futter | Mgmt | For | | For |
1.7 | Elect Director William H. Gray, III | Mgmt | For | | For |
1.8 | Elect Director Laban P. Jackson, Jr. | Mgmt | For | | For |
1.9 | Elect Director David C. Novak | Mgmt | For | | For |
1.10 | Elect Director Lee R. Raymond | Mgmt | For | | For |
1.11 | Elect Director William C. Weldon | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Affirm Political Non-Partisanship | SH | Against | | Against |
5 | Amend Bylaws-- Call Special Meetings | SH | Against | | For |
6 | Report on Collateral in Derivatives Trading | SH | Against | | For |
7 | Provide Right to Act by Written Consent | SH | Against | | For |
8 | Require Independent Board Chairman | SH | Against | | For |
9 | Report on Pay Disparity | SH | Against | | Against |
10 | Stock Retention/Holding Period | SH | Against | | For |
| | | | | |
Kraft Foods Inc | Meeting Date | | Meeting Type | Record Date | |
Ticker: KFT | 18-May-10 | | Annual | 11-Mar-10 | |
CUSIP: 50075N104 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Ajaypal S. Banga | Mgmt | For | | For |
2 | Elect Director Myra M. Hart | Mgmt | For | | For |
3 | Elect Director Lois D. Juliber | Mgmt | For | | For |
4 | Elect Director Mark D. Ketchum | Mgmt | For | | For |
5 | Elect Director Richard A. Lerner | Mgmt | For | | For |
6 | Elect Director Mackey J. McDonald | Mgmt | For | | For |
7 | Elect Director John C. Pope | Mgmt | For | | For |
8 | Elect Director Fredric G. Reynolds | Mgmt | For | | For |
9 | Elect Director Irene B. Rosenfeld | Mgmt | For | | For |
10 | Elect Director J.F. Van Boxmeer | Mgmt | For | | For |
11 | Elect Director Deborah C. Wright | Mgmt | For | | For |
12 | Elect Director Frank G. Zarb | Mgmt | For | | For |
13 | Ratify Auditors | Mgmt | For | | For |
14 | Provide Right to Act by Written Consent | SH | Against | | For |
| | | | | |
Morgan Stanley | Meeting Date | | Meeting Type | Record Date | |
Ticker: MS | 18-May-10 | | Annual | 22-Mar-10 | |
CUSIP: 617446448 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Roy J. Bostock | Mgmt | For | | Against |
2 | Elect Director Erskine B. Bowles | Mgmt | For | | For |
3 | Elect Director Howard J. Davies | Mgmt | For | | For |
4 | Elect Director James P. Gorman | Mgmt | For | | For |
5 | Elect Director James H. Hance, Jr. | Mgmt | For | | For |
6 | Elect Director Nobuyuki Hirano | Mgmt | For | | For |
7 | Elect Director C. Robert Kidder | Mgmt | For | | For |
8 | Elect Director John J. Mack | Mgmt | For | | For |
9 | Elect Director Donald T. Nicolaisen | Mgmt | For | | For |
10 | Elect Director Charles H. Noski | Mgmt | For | | For |
11 | Elect Director Hutham S. Olayan | Mgmt | For | | For |
12 | Elect Director O. Griffith Sexton | Mgmt | For | | For |
13 | Elect Director Laura D. Tyson | Mgmt | For | | For |
14 | Ratify Auditors | Mgmt | For | | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
16 | Amend Omnibus Stock Plan | Mgmt | For | | Against |
17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
18 | Stock Retention/Holding Period | SH | Against | | For |
19 | Require Independent Board Chairman | SH | Against | | For |
20 | Report on Pay Disparity | SH | Against | | Against |
21 | Claw-back of Payments under Restatements | SH | Against | | For |
| | | | | |
Royal Dutch Shell plc | Meeting Date | | Meeting Type | Record Date | |
Ticker: N/A | 18-May-10 | | Annual | 08-Apr-10 | |
CUSIP: G7690A118 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
| Meeting for ADR Holders | Mgmt | | | |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | | For |
2 | Approve Remuneration Report | Mgmt | For | | For |
3 | Elect Charles Holliday as Director | Mgmt | For | | For |
4 | Re-elect Josef Ackermann as Director | Mgmt | For | | For |
5 | Re-elect Malcolm Brinded as Director | Mgmt | For | | For |
6 | Re-elect Simon Henry as Director | Mgmt | For | | For |
7 | Re-elect Lord Kerr of Kinlochard as Director | Mgmt | For | | For |
8 | Re-elect Wim Kok as Director | Mgmt | For | | For |
9 | Re-elect Nick Land as Director | Mgmt | For | | For |
10 | Re-elect Christine Morin-Postel as Director | Mgmt | For | | For |
11 | Re-elect Jorma Ollila as Director | Mgmt | For | | For |
12 | Re-elect Jeroen van der Veer as Director | Mgmt | For | | For |
13 | Re-elect Peter Voser as Director | Mgmt | For | | For |
14 | Re-elect Hans Wijers as Director | Mgmt | For | | For |
15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | | For |
16 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | | For |
19 | Authorise Market Purchase | Mgmt | For | | For |
20 | Approve Scrip Dividend Scheme | Mgmt | For | | For |
21 | Authorise EU Political Donations and Expenditure | Mgmt | For | | For |
22 | Adopt New Articles of Association | Mgmt | For | | For |
| Shareholder Resolution | Mgmt | | | |
23 | Direct the Audit Committee or a Risk Committee of the Board to Commission and Review a Report on Investment Risks Associated with Future Canadian Oil Sands Projects | SH | Against | | Against |
| | | | | |
The Allstate Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: ALL | 18-May-10 | | Annual | 19-Mar-10 | |
CUSIP: 020002101 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director F. Duane Ackerman | Mgmt | For | | For |
1.2 | Elect Director Robert D. Beyer | Mgmt | For | | For |
1.3 | Elect Director W. James Farrell | Mgmt | For | | For |
1.4 | Elect Director Jack M. Greenberg | Mgmt | For | | For |
1.5 | Elect Director Ronald T. LeMay | Mgmt | For | | For |
1.6 | Elect Director Andrea Redmond | Mgmt | For | | For |
1.7 | Elect Director H. John Riley, Jr. | Mgmt | For | | For |
1.8 | Elect Director Joshua I. Smith | Mgmt | For | | For |
1.9 | Elect Director Judith A. Sprieser | Mgmt | For | | For |
1.10 | Elect Director Mary Alice Taylor | Mgmt | For | | For |
1.11 | Elect Director Thomas J. Wilson | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Bylaws -- Call Special Meetings | SH | Against | | For |
4 | Provide Right to Act by Written Consent | SH | Against | | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
6 | Report on Pay Disparity | SH | Against | | Against |
7 | Report on Political Contributions | SH | Against | | For |
| | | | | |
ACE Limited | Meeting Date | | Meeting Type | Record Date | |
Ticker: ACE | 19-May-10 | | Annual | 31-Mar-10 | |
CUSIP: H0023R105 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Robert Hernandez as Director | Mgmt | For | | Against |
1.2 | Elect Peter Menikoff as Director | Mgmt | For | | Against |
1.3 | Elect Robert Ripp as Director | Mgmt | For | | Against |
1.4 | Elect Theodore Shasta as Director | Mgmt | For | | For |
2 | Amend Articles Re: Treatment of Abstentions and Broker Non-Votes | Mgmt | For | | For |
3.1 | Approve Annual Report | Mgmt | For | | For |
3.2 | Accept Statutory Financial Statements | Mgmt | For | | For |
3.3 | Accept Consolidated Financial Statements | Mgmt | For | | For |
4 | Approve Allocation of Income and Omission of Dividends | Mgmt | For | | For |
5 | Approve Discharge of Board and Senior Management | Mgmt | For | | For |
6 | Approve Creation of CHF 4.4 Billion Pool of Capital without Preemptive Rights | Mgmt | For | | For |
7.1 | Ratify PricewaterhouseCoopers AG as Auditors | Mgmt | For | | For |
7.2 | Ratify PricewaterhouseCoopers LLC as Independent Registered Public Accounting Firm | Mgmt | For | | For |
7.3 | Ratify BDO AG as Special Auditors | Mgmt | For | | For |
8 | Amend 2004 Long-Term Incentive Plan | Mgmt | For | | Against |
9 | Approve Reduction in Share Capital and Capital Repayment of $1.32 per Share | Mgmt | For | | For |
| | | | | |
Intel Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: INTC | 19-May-10 | | Annual | 22-Mar-10 | |
CUSIP: 458140100 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Charlene Barshefsky | Mgmt | For | | For |
2 | Elect Director Susan L. Decker | Mgmt | For | | For |
3 | Elect Director John J. Donahoe | Mgmt | For | | For |
4 | Elect Director Reed E. Hundt | Mgmt | For | | For |
5 | Elect Director Paul S. Otellini | Mgmt | For | | For |
6 | Elect Director James D. Plummer | Mgmt | For | | For |
7 | Elect Director David S. Pottruck | Mgmt | For | | For |
8 | Elect Director Jane E. Shaw | Mgmt | For | | For |
9 | Elect Director Frank D. Yeary | Mgmt | For | | For |
10 | Elect Director David B. Yoffie | Mgmt | For | | For |
11 | Ratify Auditors | Mgmt | For | | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
| | | | | |
Safeway Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: SWY | 19-May-10 | | Annual | 22-Mar-10 | |
CUSIP: 786514208 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Steven A. Burd | Mgmt | For | | For |
2 | Elect Director Janet E. Grove | Mgmt | For | | For |
3 | Elect Director Mohan Gyani | Mgmt | For | | For |
4 | Elect Director Paul Hazen | Mgmt | For | | For |
5 | Elect Director Frank C. Herringer | Mgmt | For | | For |
6 | Elect Director Kenneth W. Oder | Mgmt | For | | For |
7 | Elect Director Arun Sarin | Mgmt | For | | For |
8 | Elect Director Michael S. Shannon | Mgmt | For | | For |
9 | Elect Director William Y. Tauscher | Mgmt | For | | For |
10 | Provide Right to Call Special Meeting | Mgmt | For | | For |
11 | Ratify Auditors | Mgmt | For | | For |
12 | Restore or Provide for Cumulative Voting | SH | Against | | For |
13 | Adopt Global Warming Principles | SH | Against | | Against |
14 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | SH | Against | | For |
15 | Purchase Poultry from Suppliers Using CAK | SH | Against | | Against |
| | | | | |
Textainer Group Holdings Ltd | Meeting Date | | Meeting Type | Record Date | |
Ticker: TGH | 19-May-10 | | Annual | 05-Apr-10 | |
CUSIP: G8766E109 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Reelect John A. Maccarone as Director | Mgmt | For | | Against |
1.2 | Reelect Dudley R. Cottingham as Director | Mgmt | For | | Against |
1.3 | Reelect Hyman Shwiel as Director | Mgmt | For | | For |
1.4 | Reelect James E. Hoelter as Director | Mgmt | For | | Against |
2 | Accept Financial Statements and Statutory Reports (Voting) | Mgmt | For | | For |
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | | For |
4 | Amend Omnibus Stock Plan | Mgmt | For | | For |
5 | Transact Other Business (Non-Voting) | Mgmt | | | |
| | | | | |
Vectren Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: VVC | 19-May-10 | | Annual | 17-Mar-10 | |
CUSIP: 92240G101 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Carl L. Chapman | Mgmt | For | | For |
1.2 | Elect Director James H. DeGraffenreidt, Jr. | Mgmt | For | | For |
1.3 | Elect Director Niel C. Ellerbrook | Mgmt | For | | For |
1.4 | Elect Director John D. Engelbrecht | Mgmt | For | | For |
1.5 | Elect Director Anton H. George | Mgmt | For | | For |
1.6 | Elect Director Martin C. Jischke | Mgmt | For | | For |
1.7 | Elect Director Robert L. Koch II | Mgmt | For | | For |
1.8 | Elect Director William G. Mays | Mgmt | For | | For |
1.9 | Elect Director J. Timothy McGinley | Mgmt | For | | For |
1.10 | Elect Director R. Daniel Sadlier | Mgmt | For | | For |
1.11 | Elect Director Michael L. Smith | Mgmt | For | | For |
1.12 | Elect Director Jean L. Wojtowicz | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
| | | | | |
CenturyTel, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: CTL | 20-May-10 | | Annual | 22-Mar-10 | |
CUSIP: 156700106 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director W. Bruce Hanks | Mgmt | For | | For |
1.2 | Elect Director C. G. Melville, Jr. | Mgmt | For | | For |
1.3 | Elect Director William A. Owens | Mgmt | For | | For |
1.4 | Elect Director Glen F. Post, III | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Change Company Name | Mgmt | For | | For |
4 | Approve Executive Incentive Bonus Plan | Mgmt | For | | For |
5 | Report on Internet Network Management Practices Regarding Privacy and Freedom of Expression | SH | Against | | For |
6 | Limit Executive Compensation | SH | Against | | Against |
7 | Stock Retention/Holding Period | SH | Against | | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
| | | | | |
First Potomac Realty Trust | Meeting Date | | Meeting Type | Record Date | |
Ticker: FPO | 20-May-10 | | Annual | 15-Mar-10 | |
CUSIP: 33610F109 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Robert H. Arnold | Mgmt | For | | For |
1.2 | Elect Director Richard B. Chess | Mgmt | For | | For |
1.3 | Elect Director Douglas J. Donatelli | Mgmt | For | | For |
1.4 | Elect Director J. Roderick Heller, III | Mgmt | For | | For |
1.5 | Elect Director R. Michael McCullough | Mgmt | For | | For |
1.6 | Elect Director Alan G. Merten | Mgmt | For | | For |
1.7 | Elect Director Terry L. Stevens | Mgmt | For | | For |
2 | Amend Omnibus Stock Plan | Mgmt | For | | For |
3 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
McDonald's Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: MCD | 20-May-10 | | Annual | 23-Mar-10 | |
CUSIP: 580135101 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Walter E. Massey | Mgmt | For | | For |
2 | Elect Director John W. Rogers, Jr. | Mgmt | For | | For |
3 | Elect Director Roger W. Stone | Mgmt | For | | For |
4 | Elect Director Miles D. White | Mgmt | For | | For |
5 | Ratify Auditors | Mgmt | For | | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
7 | Reduce Supermajority Vote Requirement | SH | Against | | For |
8 | Require Suppliers to Adopt CAK | SH | Against | | Against |
9 | Adopt Cage-Free Eggs Purchasing Policy | SH | Against | | Against |
| | | | | |
ONEOK, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: OKE | 20-May-10 | | Annual | 22-Mar-10 | |
CUSIP: 682680103 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director James C. Day | Mgmt | For | | For |
2 | Elect Director Julie H. Edwards | Mgmt | For | | For |
3 | Elect Director William L. Ford | Mgmt | For | | For |
4 | Elect Director John W. Gibson | Mgmt | For | | For |
5 | Elect Director David L. Kyle | Mgmt | For | | For |
6 | Elect Director Bert H. Mackie | Mgmt | For | | For |
7 | Elect Director Jim W. Mogg | Mgmt | For | | For |
8 | Elect Director Pattye L. Moore | Mgmt | For | | For |
9 | Elect Director Gary D. Parker | Mgmt | For | | For |
10 | Elect Director Eduardo A. Rodriguez | Mgmt | For | | For |
11 | Elect Director Gerald B. Smith | Mgmt | For | | For |
12 | Elect Director David J. Tippeconnic | Mgmt | For | | For |
13 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
The Home Depot, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: HD | 20-May-10 | | Annual | 22-Mar-10 | |
CUSIP: 437076102 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director F. Duane Ackerman | Mgmt | For | | For |
2 | Elect Director David H. Batchelder | Mgmt | For | | For |
3 | Elect Director Francis S. Blake | Mgmt | For | | For |
4 | Elect Director Ari Bousbib | Mgmt | For | | For |
5 | Elect Director Gregory D. Brenneman | Mgmt | For | | For |
6 | Elect Director Albert P. Carey | Mgmt | For | | For |
7 | Elect Director Armando Codina | Mgmt | For | | For |
8 | Elect Director Bonnie G. Hill | Mgmt | For | | For |
9 | Elect Director Karen L. Katen | Mgmt | For | | For |
10 | Ratify Auditors | Mgmt | For | | For |
11 | Amend Omnibus Stock Plan | Mgmt | For | | For |
12 | Provide for Cumulative Voting | SH | Against | | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
14 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
15 | Provide Right to Act by Written Consent | SH | Against | | For |
16 | Require Independent Board Chairman | SH | Against | | Against |
17 | Prepare Employment Diversity Report | SH | Against | | For |
18 | Reincorporate in Another State [from Delaware to North Dakota] | SH | Against | | Against |
| | | | | |
Aon Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: AON | 21-May-10 | | Annual | 24-Mar-10 | |
CUSIP: 037389103 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Lester B. Knight | Mgmt | For | | For |
2 | Elect Director Gregory C. Case | Mgmt | For | | For |
3 | Elect Director Fulvio Conti | Mgmt | For | | For |
4 | Elect Director Edgar D. Jannotta | Mgmt | For | | For |
5 | Elect Director Jan Kalff | Mgmt | For | | For |
6 | Elect Director J. Michael Losh | Mgmt | For | | For |
7 | Elect Director R. Eden Martin | Mgmt | For | | Against |
8 | Elect Director Andrew J. McKenna | Mgmt | For | | For |
9 | Elect Director Robert S. Morrison | Mgmt | For | | For |
10 | Elect Director Richard B. Myers | Mgmt | For | | For |
11 | Elect Director Richard C. Notebaert | Mgmt | For | | For |
12 | Elect Director John W. Rogers, Jr. | Mgmt | For | | For |
13 | Elect Director Gloria Santona | Mgmt | For | | For |
14 | Elect Director Carolyn Y. Woo | Mgmt | For | | For |
15 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
FPL Group, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: FPL | 21-May-10 | | Annual | 22-Mar-10 | |
CUSIP: 302571104 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Sherry S. Barrat | Mgmt | For | | For |
1.2 | Elect Director Robert M. Beall, II | Mgmt | For | | For |
1.3 | Elect Director J. Hyatt Brown | Mgmt | For | | For |
1.4 | Elect Director James L. Camaren | Mgmt | For | | For |
1.5 | Elect Director J. Brian Ferguson | Mgmt | For | | For |
1.6 | Elect Director Lewis Hay, III | Mgmt | For | | For |
1.7 | Elect Director Toni Jennings | Mgmt | For | | For |
1.8 | Elect Director Oliver D. Kingsley, Jr. | Mgmt | For | | For |
1.9 | Elect Director Rudy E. Schupp | Mgmt | For | | For |
1.10 | Elect Director William H. Swanson | Mgmt | For | | For |
1.11 | Elect Director Michael H. Thaman | Mgmt | For | | For |
1.12 | Elect Director Hansel E. Tookes, II | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Change Company Name | Mgmt | For | | For |
| | | | | |
J. C. Penney Company, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: JCP | 21-May-10 | | Annual | 22-Mar-10 | |
CUSIP: 708160106 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Colleen C. Barrett | Mgmt | For | | For |
2 | Elect Director M. Anthony Burns | Mgmt | For | | For |
3 | Elect Director Maxine K. Clark | Mgmt | For | | For |
4 | Elect Director Thomas J. Engibous | Mgmt | For | | For |
5 | Elect Director Kent B. Foster | Mgmt | For | | For |
6 | Elect Director G.B. Laybourne | Mgmt | For | | For |
7 | Elect Director Burl Osborne | Mgmt | For | | For |
8 | Elect Director Leonard H. Roberts | Mgmt | For | | For |
9 | Elect Director Javier G. Teruel | Mgmt | For | | For |
10 | Elect Director R. Gerald Turner | Mgmt | For | | For |
11 | Elect Director Myron E. Ullman, III | Mgmt | For | | For |
12 | Elect Director Mary Beth West | Mgmt | For | | For |
13 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Time Warner Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: TWX | 21-May-10 | | Annual | 26-Mar-10 | |
CUSIP: 887317303 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director James L. Barksdale | Mgmt | For | | For |
2 | Elect Director William P. Barr | Mgmt | For | | For |
3 | Elect Director Jeffrey L. Bewkes | Mgmt | For | | For |
4 | Elect Director Stephen F. Bollenbach | Mgmt | For | | For |
5 | Elect Director Frank J. Caufield | Mgmt | For | | For |
6 | Elect Director Robert C. Clark | Mgmt | For | | For |
7 | Elect Director Mathias Dopfner | Mgmt | For | | For |
8 | Elect Director Jessica P. Einhorn | Mgmt | For | | For |
9 | Elect Director Fred Hassan | Mgmt | For | | For |
10 | Elect Director Michael A. Miles | Mgmt | For | | For |
11 | Elect Director Kenneth J. Novack | Mgmt | For | | For |
12 | Elect Director Deborah C. Wright | Mgmt | For | | For |
13 | Ratify Auditors | Mgmt | For | | For |
14 | Approve Omnibus Stock Plan | Mgmt | For | | For |
15 | Provide Right to Call Special Meeting | Mgmt | For | | For |
16 | Reduce Supermajority Vote Requirement | SH | Against | | For |
17 | Stock Retention/Holding Period | SH | Against | | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
| | | | | |
Diamond Offshore Drilling, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: DO | 24-May-10 | | Annual | 29-Mar-10 | |
CUSIP: 25271C102 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director James S. Tisch | Mgmt | For | | Withhold |
1.2 | Elect Director Lawrence R. Dickerson | Mgmt | For | | Withhold |
1.3 | Elect Director John R. Bolton | Mgmt | For | | For |
1.4 | Elect Director Charles L. Fabrikant | Mgmt | For | | For |
1.5 | Elect Director Paul G. Gaffney II | Mgmt | For | | For |
1.6 | Elect Director Edward Grebow | Mgmt | For | | For |
1.7 | Elect Director Herbert C. Hofmann | Mgmt | For | | Withhold |
1.8 | Elect Director Arthur L. Rebell | Mgmt | For | | For |
1.9 | Elect Director Raymond S. Troubh | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Other Business | Mgmt | For | | Against |
| | | | | |
EMC Insurance Group Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: EMCI | 25-May-10 | | Annual | 29-Mar-10 | |
CUSIP: 268664109 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director George C. Carpenter, III | Mgmt | For | | For |
1.2 | Elect Director Stephen A. Crane | Mgmt | For | | For |
1.3 | Elect Director Jonathan R. Fletcher | Mgmt | For | | For |
1.4 | Elect Director Robert L. Howe | Mgmt | For | | For |
1.5 | Elect Director Bruce G. Kelley | Mgmt | For | | For |
1.6 | Elect Director Raymond A. Michel | Mgmt | For | | For |
1.7 | Elect Director Gretchen H. Tegeler | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Merck & Co., Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: MRK | 25-May-10 | | Annual | 26-Mar-10 | |
CUSIP: 58933Y105 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Leslie A. Brun | Mgmt | For | | For |
2 | Elect Director Thomas R. Cech | Mgmt | For | | For |
3 | Elect Director Richard T. Clark | Mgmt | For | | For |
4 | Elect Director Thomas H. Glocer | Mgmt | For | | For |
5 | Elect Director Steven F. Goldstone | Mgmt | For | | For |
6 | Elect Director William B. Harrison, Jr. | Mgmt | For | | For |
7 | Elect Director Harry R. Jacobson | Mgmt | For | | For |
8 | Elect Director William N. Kelley | Mgmt | For | | For |
9 | Elect Director C. Robert Kidder | Mgmt | For | | For |
10 | Elect Director Rochelle B. Lazarus | Mgmt | For | | For |
11 | Elect Director Carlos E. Represas | Mgmt | For | | For |
12 | Elect Director Patricia F. Russo | Mgmt | For | | For |
13 | Elect Director Thomas E. Shenk | Mgmt | For | | For |
14 | Elect Director Anne M. Tatlock | Mgmt | For | | For |
15 | Elect Director Craig B. Thompson | Mgmt | For | | For |
16 | Elect Director Wendell P. Weeks | Mgmt | For | | For |
17 | Elect Director Peter C. Wendell | Mgmt | For | | For |
18 | Ratify Auditors | Mgmt | For | | For |
19 | Approve Omnibus Stock Plan | Mgmt | For | | For |
20 | Approve Non-Employee Director Omnibus Stock Plan | Mgmt | For | | For |
| | | | | |
Omnicom Group Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: OMC | 25-May-10 | | Annual | 05-Apr-10 | |
CUSIP: 681919106 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director John D. Wren | Mgmt | For | | For |
1.2 | Elect Director Bruce Crawford | Mgmt | For | | For |
1.3 | Elect Director Alan R. Batkin | Mgmt | For | | For |
1.4 | Elect Director Robert Charles Clark | Mgmt | For | | For |
1.5 | Elect Director Leonard S. Coleman, Jr. | Mgmt | For | | For |
1.6 | Elect Director Errol M. Cook | Mgmt | For | | For |
1.7 | Elect Director Susan S. Denison | Mgmt | For | | For |
1.8 | Elect Director Michael A. Henning | Mgmt | For | | For |
1.9 | Elect Director John R. Murphy | Mgmt | For | | For |
1.10 | Elect Director John R. Purcell | Mgmt | For | | For |
1.11 | Elect Director Linda Johnson Rice | Mgmt | For | | For |
1.12 | Elect Director Gary L. Roubos | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | | For |
4 | Adopt Majority Voting for Uncontested Election of Directors | Mgmt | For | | For |
5 | Reimburse Proxy Contest Expenses | SH | Against | | For |
6 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | SH | Against | | For |
7 | Reduce Supermajority Vote Requirement | SH | Against | | For |
| | | | | |
Chevron Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: CVX | 26-May-10 | | Annual | 01-Apr-10 | |
CUSIP: 166764100 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director S.H. Armacost | Mgmt | For | | For |
2 | Elect Director L.F. Deily | Mgmt | For | | For |
3 | Elect Director R.E. Denham | Mgmt | For | | For |
4 | Elect Director R.J. Eaton | Mgmt | For | | For |
5 | Elect Director C. Hagel | Mgmt | For | | For |
6 | Elect Director E. Hernandez | Mgmt | For | | For |
7 | Elect Director F.G. Jenifer | Mgmt | For | | For |
8 | Elect Director G.L. Kirkland | Mgmt | For | | For |
9 | Elect Director S. Nunn | Mgmt | For | | For |
10 | Elect Director D.B. Rice | Mgmt | For | | For |
11 | Elect Director K.W. Sharer | Mgmt | For | | For |
12 | Elect Director C.R. Shoemate | Mgmt | For | | For |
13 | Elect Director J.G. Stumpf | Mgmt | For | | For |
14 | Elect Director R.D. Sugar | Mgmt | For | | For |
15 | Elect Director C. Ware | Mgmt | For | | For |
16 | Elect Director J.S. Watson | Mgmt | For | | For |
17 | Ratify Auditors | Mgmt | For | | For |
18 | Provide Right to Call Special Meeting | Mgmt | For | | For |
19 | Request Director Nominee with Environmental Qualifications | SH | Against | | For |
20 | Stock Retention/Holding Period | SH | Against | | For |
21 | Disclose Payments To Host Governments | SH | Against | | Against |
22 | Adopt Guidelines for Country Selection | SH | Against | | For |
23 | Report on Financial Risks From Climate Change | SH | Against | | Against |
24 | Amend Bylaws to Establish a Board Committee on Human Rights | SH | Against | | Against |
| | | | | |
Exxon Mobil Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: XOM | 26-May-10 | | Annual | 06-Apr-10 | |
CUSIP: 30231G102 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director M.J. Boskin | Mgmt | For | | For |
1.2 | Elect Director P. Brabeck-Letmathe | Mgmt | For | | For |
1.3 | Elect Director L.R. Faulkner | Mgmt | For | | For |
1.4 | Elect Director J.S. Fishman | Mgmt | For | | For |
1.5 | Elect Director K.C. Frazier | Mgmt | For | | For |
1.6 | Elect Director W.W. George | Mgmt | For | | For |
1.7 | Elect Director M.C. Nelson | Mgmt | For | | For |
1.8 | Elect Director S.J. Palmisano | Mgmt | For | | For |
1.9 | Elect Director S.C. Reinemund | Mgmt | For | | For |
1.10 | Elect Director R.W. Tillerson | Mgmt | For | | For |
1.11 | Elect Director E.E. Whitacre, Jr. | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
4 | Reincorporate in Another State [from New Jersey to North Dakota] | SH | Against | | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
6 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | SH | Against | | Against |
7 | Adopt Policy on Human Right to Water | SH | Against | | Against |
8 | Adopt Policy to Address Coastal Louisiana Environmental Impacts | SH | Against | | Against |
9 | Report on Environmental Impact of Oil Sands Operations in Canada | SH | Against | | For |
10 | Report on Environmental Impacts of Natural Gas Fracturing | SH | Against | | For |
11 | Report on Energy Technologies Development | SH | Against | | Against |
12 | Adopt Quantitative GHG Goals from Products and Operations | SH | Against | | For |
13 | Report on Risks of Alternative Long-term Fossil Fuel Demand Estimates | SH | Against | | Against |
| | | | | |
Telephone and Data Systems, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: TDS | 26-May-10 | | Annual | 30-Mar-10 | |
CUSIP: 879433100 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director C.A. Davis | Mgmt | For | | For |
1.2 | Elect Director C.D. O'Leary | Mgmt | For | | For |
1.3 | Elect Director G.L. Sugarman | Mgmt | For | | For |
1.4 | Elect Director H.S. Wander | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
| | | | | |
American States Water Company | Meeting Date | | Meeting Type | Record Date | |
Ticker: AWR | 27-May-10 | | Annual | 31-Mar-10 | |
CUSIP: 029899101 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Robert F. Kathol | Mgmt | For | | For |
1.2 | Elect Director Gary F. King | Mgmt | For | | For |
1.3 | Elect Director Lloyd E. Ross | Mgmt | For | | For |
2 | Approve Executive Incentive Bonus Plan | Mgmt | For | | For |
3 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Westfield Financial, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: WFD | 27-May-10 | | Annual | 29-Mar-10 | |
CUSIP: 96008P104 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Victor J. Carra | Mgmt | For | | For |
1.2 | Elect Director Richard C. Placek | Mgmt | For | | For |
1.3 | Elect Director Charles E. Sullivan | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Lowe's Companies, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: LOW | 28-May-10 | | Annual | 26-Mar-10 | |
CUSIP: 548661107 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director David W. Bernauer | Mgmt | For | | For |
1.2 | Elect Director Leonard L. Berry | Mgmt | For | | For |
1.3 | Elect Director Dawn E. Hudson | Mgmt | For | | For |
1.4 | Elect Director Robert A. Niblock | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Provide Right to Call Special Meeting | Mgmt | For | | For |
4 | Report on Political Contributions | SH | Against | | For |
5 | Require Independent Board Chairman | SH | Against | | Against |
| | | | | |
Wal-Mart Stores, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: WMT | 04-Jun-10 | | Annual | 08-Apr-10 | |
CUSIP: 931142103 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Aida M. Alvarez | Mgmt | For | | For |
2 | Elect Director James W. Breyer | Mgmt | For | | For |
3 | Elect Director M. Michele Burns | Mgmt | For | | For |
4 | Elect Director James I. Cash, Jr. | Mgmt | For | | For |
5 | Elect Director Roger C. Corbett | Mgmt | For | | For |
6 | Elect Director Douglas N. Daft | Mgmt | For | | Against |
7 | Elect Director Michael T. Duke | Mgmt | For | | For |
8 | Elect Director Gregory B. Penner | Mgmt | For | | For |
9 | Elect Director Steven S. Reinemund | Mgmt | For | | For |
10 | Elect Director H. Lee Scott, Jr. | Mgmt | For | | For |
11 | Elect Director Arne M. Sorenson | Mgmt | For | | For |
12 | Elect Director Jim C. Walton | Mgmt | For | | For |
13 | Elect Director S. Robson Walton | Mgmt | For | | For |
14 | Elect Director Christopher J. Williams | Mgmt | For | | For |
15 | Elect Director Linda S. Wolf | Mgmt | For | | Against |
16 | Ratify Auditors | Mgmt | For | | For |
17 | Approve Omnibus Stock Plan | Mgmt | For | | Against |
18 | Amend Sharesave Plan | Mgmt | For | | For |
19 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | SH | Against | | For |
20 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
21 | Report on Political Contributions | SH | Against | | For |
22 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
23 | Require Suppliers to Adopt CAK | SH | Against | | Against |
24 | Report on Process for Identifying and Prioritizing Public Policy Activities | SH | Against | | Against |
| | | | | |
Staples, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: SPLS | 07-Jun-10 | | Annual | 12-Apr-10 | |
CUSIP: 855030102 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Basil L. Anderson | Mgmt | For | | For |
2 | Elect Director Arthur M. Blank | Mgmt | For | | For |
3 | Elect Director Mary Elizabeth Burton | Mgmt | For | | For |
4 | Elect Director Justin King | Mgmt | For | | For |
5 | Elect Director Carol Meyrowitz | Mgmt | For | | For |
6 | Elect Director Rowland T. Moriarty | Mgmt | For | | For |
7 | Elect Director Robert C. Nakasone | Mgmt | For | | For |
8 | Elect Director Ronald L. Sargent | Mgmt | For | | For |
9 | Elect Director Elizabeth A. Smith | Mgmt | For | | For |
10 | Elect Director Robert E. Sulentic | Mgmt | For | | For |
11 | Elect Director Vijay Vishwanath | Mgmt | For | | For |
12 | Elect Director Paul F. Walsh | Mgmt | For | | For |
13 | Approve Executive Incentive Bonus Plan | Mgmt | For | | For |
14 | Amend Omnibus Stock Plan | Mgmt | For | | For |
15 | Ratify Auditors | Mgmt | For | | For |
16 | Provide Right to Act by Written Consent | SH | Against | | For |
17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
| | | | | |
American Eagle Outfitters, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: AEO | 09-Jun-10 | | Annual | 12-Apr-10 | |
CUSIP: 02553E106 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Alan T. Kane | Mgmt | For | | For |
2 | Elect Director Cary D. McMillan | Mgmt | For | | For |
3 | Elect Director James V. O'Donnell | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Best Buy Co., Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: BBY | 24-Jun-10 | | Annual | 27-Apr-10 | |
CUSIP: 086516101 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Lisa M. Caputo | Mgmt | For | | For |
1.2 | Elect Director Brian J. Dunn | Mgmt | For | | For |
1.3 | Elect Director Kathy J. Higgins Victor | Mgmt | For | | For |
1.4 | Elect Director Rogelio M. Rebolledo | Mgmt | For | | For |
1.5 | Elect Director Gerard R. Vittecoq | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
The Kroger Co. | Meeting Date | | Meeting Type | Record Date | |
Ticker: KR | 24-Jun-10 | | Annual | 26-Apr-10 | |
CUSIP: 501044101 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Reuben V. Anderson | Mgmt | For | | For |
2 | Elect Director Robert D. Beyer | Mgmt | For | | For |
3 | Elect Director David B. Dillon | Mgmt | For | | For |
4 | Elect Director Susan J. Kropf | Mgmt | For | | For |
5 | Elect Director John T. LaMacchia | Mgmt | For | | For |
6 | Elect Director David B. Lewis | Mgmt | For | | For |
7 | Elect Director W. Rodney McMullen | Mgmt | For | | For |
8 | Elect Director Jorge P. Montoya | Mgmt | For | | For |
9 | Elect Director Clyde R. Moore | Mgmt | For | | For |
10 | Elect Director Susan M. Phillips | Mgmt | For | | For |
11 | Elect Director Steven R. Rogel | Mgmt | For | | For |
12 | Elect Director James A. Runde | Mgmt | For | | For |
13 | Elect Director Ronald L. Sargent | Mgmt | For | | For |
14 | Elect Director Bobby S. Shackouls | Mgmt | For | | For |
15 | Adopt Majority Voting for Uncontested Election of Directors | Mgmt | For | | For |
16 | Ratify Auditors | Mgmt | For | | For |
17 | Report on Climate Change | SH | Against | | For |
Dell Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: DELL | 17-Jul-09 | | Annual | 22-May-09 | |
CUSIP: 24702R101 | | | Meeting ID: 518736 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director James W. Breyer | Mgmt | For | | For |
1.2 | Elect Director Donald J. Carty | Mgmt | For | | For |
1.3 | Elect Director Michael S. Dell | Mgmt | For | | For |
1.4 | Elect Director William H. Gray, III | Mgmt | For | | Withhold |
1.5 | Elect Director Sallie L. Krawcheck | Mgmt | For | | For |
1.6 | Elect Director Judy C. Lewent | Mgmt | For | | For |
1.7 | Elect Director Thomas W. Luce, III | Mgmt | For | | For |
1.8 | Elect Director Klaus S. Luft | Mgmt | For | | For |
1.9 | Elect Director Alex J. Mandl | Mgmt | For | | For |
1.10 | Elect Director Sam Nunn | Mgmt | For | | Withhold |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Reimburse Proxy Contest Expenses | SH | Against | | For |
4 | Reduce Supermajority Vote Requirement | SH | Against | | For |
| | | | | |
Analog Devices, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: ADI | 20-Jul-09 | | Special | 04-Jun-09 | |
CUSIP: 032654105 | | | Meeting ID: 523714 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Approve Stock Option Exchange Program | Mgmt | For | | For |
| | | | | |
Wyeth | Meeting Date | | Meeting Type | Record Date | |
Ticker: WYE | 20-Jul-09 | | Annual | 05-Jun-09 | |
CUSIP: N/A | | | Meeting ID: 523705 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Approve Merger Agreement | Mgmt | For | | For |
2 | Adjourn Meeting | Mgmt | For | | For |
3.1 | Elect Director Robert M. Amen | Mgmt | For | | Against |
3.2 | Elect Director Michael J. Critelli | Mgmt | For | | Against |
3.3 | Elect Director Frances D. Fergusson | Mgmt | For | | For |
3.4 | Elect Director Victor F. Ganzi | Mgmt | For | | Against |
3.5 | Elect Director Robert Langer | Mgmt | For | | For |
3.6 | Elect Director John P. Mascotte | Mgmt | For | | Against |
3.7 | Elect Director Raymond J. McGuire | Mgmt | For | | Against |
3.8 | Elect Director Mary Lake Polan | Mgmt | For | | For |
3.9 | Elect Director Bernard Poussot | Mgmt | For | | For |
3.10 | Elect Director Gary L. Rogers | Mgmt | For | | Against |
3.11 | Elect Director John R. Torell III | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
5 | Report on Political Contributions | SH | Against | | For |
6 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
| | | | | |
McKesson Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: MCK | 22-Jul-09 | | Annual | 29-May-09 | |
CUSIP: 58155Q103 | | | Meeting ID: 523409 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Andy D. Bryant | Mgmt | For | | For |
1.2 | Elect Director Wayne A. Budd | Mgmt | For | | For |
1.3 | Elect Director John H. Hammergren | Mgmt | For | | For |
1.4 | Elect Director Alton F. Irby, III | Mgmt | For | | For |
1.5 | Elect Director M. Christine Jacobs | Mgmt | For | | For |
1.6 | Elect Director Marie L. Knowles | Mgmt | For | | For |
1.7 | Elect Director David M. Lawrence | Mgmt | For | | For |
1.8 | Elect Director Edward A. Mueller | Mgmt | For | | For |
1.9 | Elect Director Jane E. Shaw | Mgmt | For | | For |
2 | Amend Omnibus Stock Plan | Mgmt | For | | For |
3 | Ratify Auditors | Mgmt | For | | For |
4 | Stock Retention/Holding Period | SH | Against | | For |
5 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | SH | Against | | For |
| | | | | |
Citigroup Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: C | 24-Jul-09 | | Written Consent | 16-Jun-09 | |
CUSIP: 172967101 | | | Meeting ID: 523981 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Amend Certificate of Incorporation to Approve Dividend Blocker Amendment | Mgmt | For | | For |
2 | Amend Certificate of Incorporation to Approve Director Amendment | Mgmt | For | | For |
3 | Amend Certificate of Incorporation to Approve Retirement Amendment | Mgmt | For | | Against |
4 | Increase Authorized Preferred Stock | Mgmt | For | | Against |
| | | | | |
Accenture plc | Meeting Date | | Meeting Type | Record Date | |
Ticker: N/A | 05-Aug-09 | | Special | 19-Jun-09 | |
CUSIP: G1151C101 | | | Meeting ID: 524616 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
| Accenture Ltd Class A Common Shareholder Class Meeting Proposals | Mgmt | None | | None |
1 | Approve Reincorporation from Bermuda to Ireland through Scheme of Arrangement | Mgmt | For | | For |
2 | Adjourn Meeting | Mgmt | For | | For |
| Accenture Ltd Class X Common Shareholder Class Meeting Proposals | Mgmt | None | | None |
1 | Approve Reincorporation from Bermuda to Ireland through Scheme of Arrangement | Mgmt | For | | For |
2 | Adjourn Meeting | Mgmt | For | | For |
| Accenture Ltd Special General Meeting Proposals | Mgmt | None | | None |
1 | Approve the Creation of Distributable Reserves for Accenture plc | Mgmt | For | | For |
2 | Adjourn Meeting | Mgmt | For | | For |
| | | | | |
Merck & Co., Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: MRK | 07-Aug-09 | | Special | 22-Jun-09 | |
CUSIP: 58933Y105 | | | Meeting ID: 525291 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Approve Acquisition | Mgmt | For | | For |
| | | | | |
Medtronic, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: MDT | 27-Aug-09 | | Annual | 29-Jun-09 | |
CUSIP: 585055106 | | | Meeting ID: 527246 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Richard H. Anderson | Mgmt | For | | For |
1.2 | Elect Director Victor J. Dzau | Mgmt | For | | For |
1.3 | Elect Director William A. Hawkins | Mgmt | For | | For |
1.4 | Elect Director S. Ann Jackson | Mgmt | For | | For |
1.5 | Elect Director Denise M. O'Leary | Mgmt | For | | For |
1.6 | Elect Director Robert C. Pozen | Mgmt | For | | For |
1.7 | Elect Director Jean-pierre Rosso | Mgmt | For | | For |
1.8 | Elect Director Jack W. Schuler | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | | For |
4 | Amend Omnibus Stock Plan | Mgmt | For | | For |
| | | | | |
Citigroup Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: C | 02-Sep-09 | | Written Consent | 29-Jul-09 | |
CUSIP: 172967101 | | | Meeting ID: 529397 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Increase Authorized Common Stock | Mgmt | For | | For |
2 | Approve Reverse Stock Split | Mgmt | For | | For |
3 | Amend Certificate of Incorporation to Eliminate Voting Rights of Common Stock that Relates to Outstanding Series of Preferred Stock | Mgmt | For | | Against |
| | | | | |
General Mills, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: GIS | 21-Sep-09 | | Annual | 23-Jul-09 | |
CUSIP: 370334104 | | | Meeting ID: 529710 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Bradbury H. Anderson | Mgmt | For | | For |
2 | Elect Director R. Kerry Clark | Mgmt | For | | For |
3 | Elect Director Paul Danos | Mgmt | For | | For |
4 | Elect Director William T. Esrey | Mgmt | For | | For |
5 | Elect Director Raymond V. Gilmartin | Mgmt | For | | For |
6 | Elect Director Judith Richards Hope | Mgmt | For | | For |
7 | Elect Director Heidi G. Miller | Mgmt | For | | For |
8 | Elect Director Hilda Ochoa-Brillembourg | Mgmt | For | | For |
9 | Elect Director Steve Odland | Mgmt | For | | For |
10 | Elect Director Kendall J. Powell | Mgmt | For | | For |
11 | Elect Director Lois E. Quam | Mgmt | For | | For |
12 | Elect Director Michael D. Rose | Mgmt | For | | For |
13 | Elect Director Robert L. Ryan | Mgmt | For | | For |
14 | Elect Director Dorothy A. Terrell | Mgmt | For | | For |
15 | Approve Omnibus Stock Plan | Mgmt | For | | For |
16 | Ratify Auditors | Mgmt | For | | For |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
| | | | | |
Nike, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: NKE | 21-Sep-09 | | Annual | 24-Jul-09 | |
CUSIP: 654106103 | | | Meeting ID: 528568 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Jill K. Conway | Mgmt | For | | For |
1.2 | Elect Director Alan B. Graf, Jr. | Mgmt | For | | For |
1.3 | Elect Director John C. Lechleiter | Mgmt | For | | For |
2 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | | For |
3 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Symantec Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: SYMC | 23-Sep-09 | | Annual | 27-Jul-09 | |
CUSIP: 871503108 | | | Meeting ID: 529306 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Michael A. Brown | Mgmt | For | | For |
1.2 | Elect Director William T. Coleman | Mgmt | For | | For |
1.3 | Elect Director Frank E. Dangeard | Mgmt | For | | For |
1.4 | Elect Director Geraldine B. Laybourne | Mgmt | For | | For |
1.5 | Elect Director David L. Mahoney | Mgmt | For | | For |
1.6 | Elect Director Robert S. Miller | Mgmt | For | | For |
1.7 | Elect Director Enrique Salem | Mgmt | For | | For |
1.8 | Elect Director Daniel H. Schulman | Mgmt | For | | For |
1.9 | Elect Director John W. Thompson | Mgmt | For | | For |
1.10 | Elect Director V. Paul Unruh | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
| | | | | |
H&R Block, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: HRB | 24-Sep-09 | | Annual | 06-Aug-09 | |
CUSIP: 093671105 | | | Meeting ID: 530257 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Alan M. Bennett | Mgmt | For | | For |
1.2 | Elect Director Thomas M. Bloch | Mgmt | For | | For |
1.3 | Elect Director Richard C. Breeden | Mgmt | For | | For |
1.4 | Elect Director Robert A. Gerard | Mgmt | For | | For |
1.5 | Elect Director Len J. Lauer | Mgmt | For | | For |
1.6 | Elect Director David B. Lewis | Mgmt | For | | For |
1.7 | Elect Director Tom D. Seip | Mgmt | For | | For |
1.8 | Elect Director L. Edward Shaw, Jr. | Mgmt | For | | For |
1.9 | Elect Director Russell P. Smyth | Mgmt | For | | For |
1.10 | Elect Director Christianna Wood | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Oracle Corp. | Meeting Date | | Meeting Type | Record Date | |
Ticker: ORCL | 07-Oct-09 | | Annual | 10-Aug-09 | |
CUSIP: 68389X105 | | | Meeting ID: 531656 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Jeffrey S. Berg | Mgmt | For | | Withhold |
1.2 | Elect Director H. Raymond Bingham | Mgmt | For | | For |
1.3 | Elect Director Michael J. Boskin | Mgmt | For | | For |
1.4 | Elect Director Safra A. Catz | Mgmt | For | | For |
1.5 | Elect Director Bruce R. Chizen | Mgmt | For | | For |
1.6 | Elect Director George H. Conrades | Mgmt | For | | For |
1.7 | Elect Director Lawrence J. Ellison | Mgmt | For | | For |
1.8 | Elect Director Hector Garcia-Molina | Mgmt | For | | Withhold |
1.9 | Elect Director Jeffrey O. Henley | Mgmt | For | | For |
1.10 | Elect Director Donald L. Lucas | Mgmt | For | | For |
1.11 | Elect Director Charles E. Phillips, Jr. | Mgmt | For | | For |
1.12 | Elect Director Naomi O. Seligman | Mgmt | For | | Withhold |
2 | Approve Executive Incentive Bonus Plan | Mgmt | For | | For |
3 | Ratify Auditors | Mgmt | For | | For |
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
6 | Stock Retention/Holding Period | SH | Against | | For |
| | | | | |
The Procter & Gamble Company | Meeting Date | | Meeting Type | Record Date | |
Ticker: PG | 13-Oct-09 | | Annual | 14-Aug-09 | |
CUSIP: 742718109 | | | Meeting ID: 531953 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Kenneth I. Chenault | Mgmt | For | | For |
2 | Elect Director Scott D. Cook | Mgmt | For | | For |
3 | Elect Director Rajat K. Gupta | Mgmt | For | | For |
4 | Elect Director A.G. Lafley | Mgmt | For | | For |
5 | Elect Director Charles R. Lee | Mgmt | For | | For |
6 | Elect Director Lynn M. Martin | Mgmt | For | | For |
7 | Elect Director Robert A. McDonald | Mgmt | For | | For |
8 | Elect Director W. James McNerney, Jr. | Mgmt | For | | For |
9 | Elect Director Johnathan A. Rodgers | Mgmt | For | | For |
10 | Elect Director Ralph Snyderman | Mgmt | For | | For |
11 | Elect Director Mary Agnes Wilderotter | Mgmt | For | | For |
12 | Elect Director Patricia A. Woertz | Mgmt | For | | For |
13 | Elect Director Ernesto Zedillo | Mgmt | For | | For |
14 | Ratify Auditors | Mgmt | For | | For |
15 | Amend Code of Regulations | Mgmt | For | | For |
16 | Approve Omnibus Stock Plan | Mgmt | For | | For |
17 | Provide for Cumulative Voting | SH | Against | | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
| | | | | |
Automatic Data Processing, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: ADP | 10-Nov-09 | | Annual | 11-Sep-09 | |
CUSIP: 053015103 | | | Meeting ID: 536243 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Gregory D. Brenneman | Mgmt | For | | For |
1.2 | Elect Director Leslie A. Brun | Mgmt | For | | For |
1.3 | Elect Director Gary C. Butler | Mgmt | For | | For |
1.4 | Elect Director Leon G. Cooperman | Mgmt | For | | For |
1.5 | Elect Director Eric C. Fast | Mgmt | For | | For |
1.6 | Elect Director Linda R. Gooden | Mgmt | For | | For |
1.7 | Elect Director R. Glenn Hubbard | Mgmt | For | | For |
1.8 | Elect Director John P. Jones | Mgmt | For | | For |
1.9 | Elect Director Charles H. Noski | Mgmt | For | | For |
1.10 | Elect Director Sharon T. Rowlands | Mgmt | For | | For |
1.11 | Elect Director Gregory L. Summe | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Cisco Systems, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: CSCO | 12-Nov-09 | | Annual | 14-Sep-09 | |
CUSIP: 17275R102 | | | Meeting ID: 535870 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Carol A. Bartz | Mgmt | For | | For |
2 | Elect Director M. Michele Burns | Mgmt | For | | For |
3 | Elect Director Michael D. Capellas | Mgmt | For | | For |
4 | Elect Director Larry R. Carter | Mgmt | For | | For |
5 | Elect Director John T. Chambers | Mgmt | For | | For |
6 | Elect Director Brian L. Halla | Mgmt | For | | For |
7 | Elect Director John L. Hennessy | Mgmt | For | | For |
8 | Elect Director Richard M. Kovacevich | Mgmt | For | | For |
9 | Elect Director Roderick C. McGeary | Mgmt | For | | For |
10 | Elect Director Michael K. Powell | Mgmt | For | | For |
11 | Elect Director Arun Sarin | Mgmt | For | | For |
12 | Elect Director Steven M. West | Mgmt | For | | For |
13 | Elect Director Jerry Yang | Mgmt | For | | For |
14 | Amend Omnibus Stock Plan | Mgmt | For | | For |
15 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | | For |
16 | Ratify Auditors | Mgmt | For | | For |
17 | Amend Bylaws to Establish a Board Committee on Human Rights | SH | Against | | Against |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
19 | Report on Internet Fragmentation | SH | Against | | For |
| | | | | |
Microsoft Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: MSFT | 19-Nov-09 | | Annual | 04-Sep-09 | |
CUSIP: 594918104 | | | Meeting ID: 537045 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director William H. Gates, III | Mgmt | For | | For |
2 | Elect Director Steven A. Ballmer | Mgmt | For | | For |
3 | Elect Director Dina Dublon | Mgmt | For | | For |
4 | Elect Director Raymond V. Gilmartin | Mgmt | For | | For |
5 | Elect Director Reed Hastings | Mgmt | For | | For |
6 | Elect Director Maria Klawe | Mgmt | For | | For |
7 | Elect Director David F. Marquardt | Mgmt | For | | For |
8 | Elect Director Charles H. Noski | Mgmt | For | | For |
9 | Elect Director Helmut Panke | Mgmt | For | | For |
10 | Ratify Auditors | Mgmt | For | | For |
11 | Permit Right to Call Special Meeting | Mgmt | For | | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
13 | Adopt Principles for Health Care Reform | SH | Against | | Against |
14 | Report on Charitable Contributions | SH | Against | | Against |
| | | | | |
Activision Blizzard, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: ATVI | 17-Dec-09 | | Special | 05-Nov-09 | |
CUSIP: 00507V109 | | | Meeting ID: 544277 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Amend Omnibus Stock Plan | Mgmt | For | | For |
| | | | | |
Walgreen Co. | Meeting Date | | Meeting Type | Record Date | |
Ticker: WAG | 13-Jan-10 | | Annual | 16-Nov-09 | |
CUSIP: 931422109 | | | Meeting ID: 545283 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Steven A. Davis | Mgmt | For | | For |
1.2 | Elect Director William C. Foote | Mgmt | For | | For |
1.3 | Elect Director Mark P. Frissora | Mgmt | For | | For |
1.4 | Elect Director Alan G. McNally | Mgmt | For | | For |
1.5 | Elect Director Nancy M. Schlichting | Mgmt | For | | For |
1.6 | Elect Director David Y. Schwartz | Mgmt | For | | For |
1.7 | Elect Director Alejandro Silva | Mgmt | For | | For |
1.8 | Elect Director James A. Skinner | Mgmt | For | | For |
1.9 | Elect Director Gregory D. Wasson | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Stock Option Plan | Mgmt | For | | For |
4 | Reduce Supermajority Vote Requirement | SH | Against | | For |
5 | Performance-Based Equity Awards | SH | Against | | For |
6 | Report on Charitable Contributions | SH | Against | | Against |
| | | | | |
Berkshire Hathaway Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: BRK.A | 20-Jan-10 | | Special | 30-Nov-09 | |
CUSIP: 084670108 | | | Meeting ID: 546868 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Approve Stock Split | Mgmt | For | | For |
2 | Approve Split of Class B Stock Without Splitting Class A Stock | Mgmt | For | | For |
3 | Adjust Par Value of Common Stock | Mgmt | For | | For |
4 | Increase Authorized Common Stock | Mgmt | For | | For |
5 | Remove Requirement of Issuing Physical Stock Certificates for Class B Stock Upon Conversion of Class A Stock | Mgmt | For | | For |
| | | | | |
Costco Wholesale Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: COST | 28-Jan-10 | | Annual | 23-Nov-09 | |
CUSIP: 22160K105 | | | Meeting ID: 547375 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director B.S. Carson, Sr., M.D. | Mgmt | For | | For |
1.2 | Elect Director William H. Gates | Mgmt | For | | For |
1.3 | Elect Director Hamilton E. James | Mgmt | For | | For |
1.4 | Elect Director Jill S. Ruckelshaus | Mgmt | For | | For |
2 | Amend Omnibus Stock Plan | Mgmt | For | | For |
3 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Emerson Electric Co. | Meeting Date | | Meeting Type | Record Date | |
Ticker: EMR | 02-Feb-10 | | Annual | 24-Nov-09 | |
CUSIP: 291011104 | | | Meeting ID: 547041 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director C. A. H. Boersig | Mgmt | For | | For |
1.2 | Elect Director C. Fernandez G. | Mgmt | For | | For |
1.3 | Elect Director W. J. Galvin | Mgmt | For | | For |
1.4 | Elect Director R. L. Stephenson | Mgmt | For | | For |
1.5 | Elect Director V. R. Loucks, Jr. | Mgmt | For | | For |
1.6 | Elect Director R. L. Ridgway | Mgmt | For | | For |
2 | Amend Executive Incentive Bonus Plan | Mgmt | For | | For |
3 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Accenture plc | Meeting Date | | Meeting Type | Record Date | |
Ticker: N/A | 04-Feb-10 | | Annual | 14-Dec-09 | |
CUSIP: G1151C101 | | | Meeting ID: 547982 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Reelect William L. Kimsey as a Director | Mgmt | For | | For |
1.2 | Reelect Robert I. Lipp as a Director | Mgmt | For | | For |
1.3 | Reelect Wulf von Schimmelmann as a Director | Mgmt | For | | For |
2 | Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | | For |
3 | Approve 2010 Share Incentive Plan | Mgmt | For | | Against |
4 | Approve 2010 Employee Share Purchase Plan | Mgmt | For | | For |
5 | Change Location of Annual Meeting | Mgmt | For | | For |
6 | Authorize Open-Market Purchases of Class A Ordinary Shares | Mgmt | For | | For |
7 | Authorize Board to Determine Price Range for the Issuance of Acquired Treasury Stock | Mgmt | For | | For |
| | | | | |
Bank of America Corp. | Meeting Date | | Meeting Type | Record Date | |
Ticker: BAC | 23-Feb-10 | | Special | 07-Jan-10 | |
CUSIP: 060505104 | | | Meeting ID: 550628 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Increase Authorized Common Stock | Mgmt | For | | For |
2 | Adjourn Meeting | Mgmt | For | | For |
| | | | | |
Apple Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: AAPL | 25-Feb-10 | | Annual | 28-Dec-09 | |
CUSIP: 037833100 | | | Meeting ID: 549366 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director William V. Campbell | Mgmt | For | | For |
1.2 | Elect Director Millard S. Drexler | Mgmt | For | | For |
1.3 | Elect Director Albert A. Gore, Jr. | Mgmt | For | | For |
1.4 | Elect Director Steven P. Jobs | Mgmt | For | | For |
1.5 | Elect Director Andrea Jung | Mgmt | For | | For |
1.6 | Elect Director Arthur D. Levinson | Mgmt | For | | For |
1.7 | Elect Director Jerome B. York | Mgmt | For | | For |
2 | Amend Omnibus Stock Plan | Mgmt | For | | For |
3 | Amend Non-Employee Director Omnibus Stock Plan | Mgmt | For | | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
5 | Ratify Auditors | Mgmt | For | | For |
6 | Prepare Sustainability Report | SH | Against | | Against |
7 | Establish Other Board Committee | SH | Against | | Against |
| | | | | |
Novartis AG | Meeting Date | | Meeting Type | Record Date | |
Ticker: N/A | 26-Feb-10 | | Annual | 25-Jan-10 | |
CUSIP: H5820Q150 | | | Meeting ID: 553003 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
| Meeting for ADR Holders | Mgmt | | | |
1 | Accept Financial Statements and Statutory Reports, Including Remuneration Report | Mgmt | For | | For |
2 | Approve Discharge of Board and Senior Management | Mgmt | For | | For |
3 | Approve Allocation of Income and Dividends of CHF 2.10 per Share | Mgmt | For | | For |
4.1 | Amend Articles Re: Compliance with Swiss Federal Act on Intermediated Securites | Mgmt | For | | For |
4.2 | Amend Articles Re: Introduction of a Consultative Resolution on the Remuneration System | Mgmt | For | | For |
5.1 | Reelect Marjorie M.T. Yang as Director | Mgmt | For | | For |
5.2 | Reelect Daniel Vasella as Director | Mgmt | For | | For |
5.3 | Reelect Hans-Joerg Rudloff as Director | Mgmt | For | | For |
6 | Ratify PricewaterhouseCoopers as Auditors | Mgmt | For | | For |
7 | Additional And/or Counter-proposals Presented At The Meeting | Mgmt | For | | Against |
| | | | | |
QUALCOMM Incorporated | Meeting Date | | Meeting Type | Record Date | |
Ticker: QCOM | 02-Mar-10 | | Annual | 04-Jan-10 | |
CUSIP: 747525103 | | | Meeting ID: 549938 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Barbara T. Alexander | Mgmt | For | | For |
1.2 | Elect Director Stephen M. Bennett | Mgmt | For | | For |
1.3 | Elect Director Donald G. Cruickshank | Mgmt | For | | For |
1.4 | Elect Director Raymond V. Dittamore | Mgmt | For | | For |
1.5 | Elect Director Thomas W. Horton | Mgmt | For | | For |
1.6 | Elect Director Irwin Mark Jacobs | Mgmt | For | | For |
1.7 | Elect Director Paul E. Jacobs | Mgmt | For | | For |
1.8 | Elect Director Robert E. Kahn | Mgmt | For | | For |
1.9 | Elect Director Sherry Lansing | Mgmt | For | | For |
1.10 | Elect Director Duane A. Nelles | Mgmt | For | | For |
1.11 | Elect Director Brent Scowcroft | Mgmt | For | | For |
1.12 | Elect Director Marc I. Stern | Mgmt | For | | For |
2 | Amend Omnibus Stock Plan | Mgmt | For | | For |
3 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
The Walt Disney Company | Meeting Date | | Meeting Type | Record Date | |
Ticker: DIS | 10-Mar-10 | | Annual | 11-Jan-10 | |
CUSIP: 254687106 | | | Meeting ID: 551191 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Susan E. Arnold | Mgmt | For | | For |
2 | Elect Director John E. Bryson | Mgmt | For | | For |
3 | Elect Director John S. Chen | Mgmt | For | | For |
4 | Elect Director Judith L. Estrin | Mgmt | For | | For |
5 | Elect Director Robert A. Iger | Mgmt | For | | For |
6 | Elect Director Steven P. Jobs | Mgmt | For | | For |
7 | Elect Director Fred H. Langhammer | Mgmt | For | | For |
8 | Elect Director Aylwin B. Lewis | Mgmt | For | | For |
9 | Elect Director Monica C. Lozano | Mgmt | For | | For |
10 | Elect Director Robert W. Matschullat | Mgmt | For | | For |
11 | Elect Director John E. Pepper, Jr. | Mgmt | For | | For |
12 | Elect Director Sheryl Sandberg | Mgmt | For | | For |
13 | Elect Director Orin C. Smith | Mgmt | For | | For |
14 | Ratify Auditors | Mgmt | For | | For |
15 | Amend Omnibus Stock Plan | Mgmt | For | | Against |
16 | Reduce Supermajority Vote Requirement | Mgmt | For | | For |
17 | Reduce Supermajority Vote Requirement | Mgmt | For | | For |
18 | Amend Articles of Incorporation to Delete Certain Tracking Stock Provisions | Mgmt | For | | For |
19 | Amend Articles of Incorporation to Delete Classified Board Transition Provisions | Mgmt | For | | For |
20 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
21 | Amend EEO Policy to Prohibit Discrimination Based on Ex-Gay Status | SH | Against | | Against |
| | | | | |
Tyco International Ltd. | Meeting Date | | Meeting Type | Record Date | |
Ticker: TYC | 10-Mar-10 | | Annual | 11-Jan-10 | |
CUSIP: H89128104 | | | Meeting ID: 547795 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports for Fiscal 2008/2009 | Mgmt | For | | For |
2 | Approve Discharge of Board and Senior Management | Mgmt | For | | For |
3.1 | Reelect Edward Breen as Director | Mgmt | For | | Withhold |
3.2 | Elect Michael Daniels as Director | Mgmt | For | | For |
3.3 | Reelect Timothy Donahue as Director | Mgmt | For | | For |
3.4 | Reelect Brian Duperreault as Director | Mgmt | For | | For |
3.5 | Reelect Bruce Gordon as Director | Mgmt | For | | For |
3.6 | Reelect Rajiv Gupta as Director | Mgmt | For | | For |
3.7 | Reelect John Krol as Director | Mgmt | For | | For |
3.8 | Reelect Brendan O'Neill as Director | Mgmt | For | | For |
3.9 | Reelect William Stavropoulos as Director | Mgmt | For | | For |
3.10 | Reelect Sandra Wijnberg as Director | Mgmt | For | | For |
3.11 | Reelect R. David Yost as Director | Mgmt | For | | For |
4a | Ratify Deloitte AG as Auditors | Mgmt | For | | For |
4b | Appoint Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2009/2010 | Mgmt | For | | For |
4c | Ratify PricewaterhouseCoopers AG as Special Auditor | Mgmt | For | | For |
5a | Approve Carrying Forward of Net Loss | Mgmt | For | | For |
5b | Approve CHF 407.4 Million Reduction in Share Capital and Repayment of CHF 0.85 per Share | Mgmt | For | | For |
6 | Amend Articles Re: Plurality Voting Standard for Board Elections When the Number of Candidates Exceeds the Number of Board Positions Available | Mgmt | For | | For |
7 | Transact Other Business (Voting) | Mgmt | For | | Against |
| | | | | |
Hewlett-Packard Company | Meeting Date | | Meeting Type | Record Date | |
Ticker: HPQ | 17-Mar-10 | | Annual | 19-Jan-10 | |
CUSIP: 428236103 | | | Meeting ID: 552069 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Marc L. Andreessen | Mgmt | For | | For |
1.2 | Elect Director Lawrence T. Babbio, Jr. | Mgmt | For | | For |
1.3 | Elect Director Sari M. Baldauf | Mgmt | For | | For |
1.4 | Elect Director Rajiv L. Gupta | Mgmt | For | | For |
1.5 | Elect Director John H. Hammergren | Mgmt | For | | For |
1.6 | Elect Director Mark V. Hurd | Mgmt | For | | For |
1.7 | Elect Director Joel Z. Hyatt | Mgmt | For | | For |
1.8 | Elect Director John R. Joyce | Mgmt | For | | For |
1.9 | Elect Director Robert L. Ryan | Mgmt | For | | For |
1.10 | Elect Director Lucille S. Salhany | Mgmt | For | | For |
1.11 | Elect Director G. Kennedy Thompson | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | | For |
4 | Company Request on Advisory Vote on Executive Compensation | Mgmt | For | | For |
| | | | | |
Schlumberger Ltd. | Meeting Date | | Meeting Type | Record Date | |
Ticker: SLB | 07-Apr-10 | | Annual | 17-Feb-10 | |
CUSIP: 806857108 | | | Meeting ID: 559716 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect P. Camus as Director | Mgmt | For | | For |
1.2 | Elect P. Currie as Director | Mgmt | For | | For |
1.3 | Elect J.S. Gorelick as Director | Mgmt | For | | For |
1.4 | Elect A. Gould as Director | Mgmt | For | | For |
1.5 | Elect T. Isaac as Director | Mgmt | For | | For |
1.6 | Elect K.V. Kamath as Director | Mgmt | For | | For |
1.7 | Elect N. Kudryavtsev as Director | Mgmt | For | | For |
1.8 | Elect A. Lajous as Director | Mgmt | For | | For |
1.9 | Elect M.E. Marks as Director | Mgmt | For | | For |
1.10 | Elect L.R. Reif as Director | Mgmt | For | | For |
1.11 | Elect T.I. Sandvold as Director | Mgmt | For | | For |
1.12 | Elect H. Seydoux as Director | Mgmt | For | | For |
2 | Adopt and Approve Financials and Dividends | Mgmt | For | | For |
3 | Approve 2010 Omnibus Stock Incentive Plan | Mgmt | For | | For |
4 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | | For |
| | | | | |
The Bank of New York Mellon Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: BK | 13-Apr-10 | | Annual | 12-Feb-10 | |
CUSIP: 064058100 | | | Meeting ID: 562351 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Ruth E. Bruch | Mgmt | For | | For |
1.2 | Elect Director Nicholas M. Donofrio | Mgmt | For | | For |
1.3 | Elect Director Gerald L. Hassell | Mgmt | For | | For |
1.4 | Elect Director Edmund F. Kelly | Mgmt | For | | For |
1.5 | Elect Director Robert P. Kelly | Mgmt | For | | For |
1.6 | Elect Director Richard J. Kogan | Mgmt | For | | For |
1.7 | Elect Director Michael J. Kowalski | Mgmt | For | | For |
1.8 | Elect Director John A. Luke, Jr. | Mgmt | For | | For |
1.9 | Elect Director Robert Mehrabian | Mgmt | For | | For |
1.10 | Elect Director Mark A. Nordenberg | Mgmt | For | | For |
1.11 | Elect Director Catherine A. Rein | Mgmt | For | | For |
1.12 | Elect Director William C. Richardson | Mgmt | For | | For |
1.13 | Elect Director Samuel C. Scott III | Mgmt | For | | For |
1.14 | Elect Director John P. Surma | Mgmt | For | | For |
1.15 | Elect Director Wesley W. von Schack | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
3 | Ratify Auditors | Mgmt | For | | For |
4 | Provide for Cumulative Voting | SH | Against | | For |
5 | Stock Retention/Holding Period | SH | Against | | For |
6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | SH | Against | | For |
| | | | | |
United Technologies Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: UTX | 14-Apr-10 | | Annual | 16-Feb-10 | |
CUSIP: 913017109 | | | Meeting ID: 557661 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Louis R. Chenevert | Mgmt | For | | For |
1.2 | Elect Director John V. Faraci | Mgmt | For | | For |
1.3 | Elect Director Jean-Pierre Garnier, Ph.D. | Mgmt | For | | For |
1.4 | Elect Director Jamie S. Gorelick | Mgmt | For | | For |
1.5 | Elect Director Carlos M. Gutierrez | Mgmt | For | | For |
1.6 | Elect Director Edward A. Kangas | Mgmt | For | | For |
1.7 | Elect Director Charles R. Lee | Mgmt | For | | For |
1.8 | Elect Director Richard D. McCormick | Mgmt | For | | For |
1.9 | Elect Director Harold McGraw, III | Mgmt | For | | For |
1.10 | Elect Director Richard B. Myers | Mgmt | For | | For |
1.11 | Elect Director H. Patrick Swygert | Mgmt | For | | For |
1.12 | Elect Director Andre Villeneuve | Mgmt | For | | For |
1.13 | Elect Director Christine Todd Whitman | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
| | | | | |
BP plc | Meeting Date | | Meeting Type | Record Date | |
Ticker: N/A | 15-Apr-10 | | Annual | 19-Feb-10 | |
CUSIP: G12793108 | | | Meeting ID: 561735 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
| Meeting for ADR Holders | Mgmt | | | |
1 | To Receive The Directors Annual Report And Accounts | Mgmt | For | | For |
2 | To Approve The Directors Remuneration Report | Mgmt | For | | For |
3 | To Elect P Anderson As A Director | Mgmt | For | | For |
4 | To Re-elect A Burgmans As A Director | Mgmt | For | | For |
5 | To Re-elect C B Carroll As A Director | Mgmt | For | | For |
6 | To Re-elect William Castell As A Director | Mgmt | For | | For |
7 | To Re-elect I C Conn As A Director | Mgmt | For | | For |
8 | To Re-elect G David As A Director | Mgmt | For | | For |
9 | To Elect I E L Davis As A Director | Mgmt | For | | For |
10 | To Re-elect R Dudley As A Director | Mgmt | For | | For |
11 | To Re-elect D J Flint As A Director | Mgmt | For | | For |
12 | To Re-elect B E Grote As A Director | Mgmt | For | | For |
13 | To Re-elect A B Hayward As A Director | Mgmt | For | | For |
14 | To Re-elect A G Inglis As A Director | Mgmt | For | | For |
15 | To Re-elect D S Julius As A Director | Mgmt | For | | For |
16 | To Elect C-H Svanberg As A Director | Mgmt | For | | For |
17 | To Reappoint Ernst & Young Llp As Auditors And Authorize The board To Fix Their Remuneration | Mgmt | For | | For |
18 | To Adopt New Articles Of Association | Mgmt | For | | For |
19 | To Give Limited Authority For The Purchaseof Its Own Shares By The Company | Mgmt | For | | For |
20 | To Give Limited Authority To Allot Shares Up To A Specified amount | Mgmt | For | | For |
21 | To Give Authority To Allot A Limited Number of Shares For Cash Free Of Pre-emption Rights | Mgmt | For | | For |
22 | To Authorize The Calling Of General Meetings(excluding Annual General Meetings) By Notice Of At Least 14 clear Days | Mgmt | For | | For |
23 | To Approve The Renewal Of The Executive Directors Incentive Plan | Mgmt | For | | For |
24 | To Approve The Scrip Dividend Programme | Mgmt | For | | For |
| Shareholder Proposal | Mgmt | | | |
25 | Special Resolution: To Instruct A Committee Of The Board To Review The Assumptions Behind The Sunrise Project | SH | Against | | Against |
| | | | | |
PPG Industries, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: PPG | 15-Apr-10 | | Annual | 19-Feb-10 | |
CUSIP: 693506107 | | | Meeting ID: 557541 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director James G. Berges | Mgmt | For | | For |
1.2 | Elect Director Victoria F. Haynes | Mgmt | For | | For |
1.3 | Elect Director Martin H. Richenhagen | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Report on Community Environmental Impact Disclosure Process | SH | Against | | Against |
| | | | | |
Texas Instruments Incorporated | Meeting Date | | Meeting Type | Record Date | |
Ticker: TXN | 15-Apr-10 | | Annual | 16-Feb-10 | |
CUSIP: 882508104 | | | Meeting ID: 557965 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director R.W. Babb, Jr. | Mgmt | For | | For |
2 | Elect Director D.L. Boren | Mgmt | For | | For |
3 | Elect Director D.A. Carp | Mgmt | For | | For |
4 | Elect Director C.S. Cox | Mgmt | For | | For |
5 | Elect Director D.R. Goode | Mgmt | For | | For |
6 | Elect Director S.P. MacMillan | Mgmt | For | | For |
7 | Elect Director P.H. Patsley | Mgmt | For | | For |
8 | Elect Director W.R. Sanders | Mgmt | For | | For |
9 | Elect Director R.J. Simmons | Mgmt | For | | For |
10 | Elect Director R.K. Templeton | Mgmt | For | | For |
11 | Elect Director C.T. Whitman | Mgmt | For | | For |
12 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Adobe Systems Incorporated | Meeting Date | | Meeting Type | Record Date | |
Ticker: ADBE | 16-Apr-10 | | Annual | 22-Feb-10 | |
CUSIP: 00724F101 | | | Meeting ID: 558459 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Edward W. Barnholt | Mgmt | For | | For |
2 | Elect Director Michael R. Cannon | Mgmt | For | | For |
3 | Elect Director James E. Daley | Mgmt | For | | For |
4 | Elect Director Charles M. Geschke | Mgmt | For | | For |
5 | Elect Director Shantanu Narayen | Mgmt | For | | For |
6 | Amend Omnibus Stock Plan | Mgmt | For | | For |
7 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Northern Trust Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: NTRS | 20-Apr-10 | | Annual | 01-Mar-10 | |
CUSIP: 665859104 | | | Meeting ID: 562081 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Linda Walker Bynoe | Mgmt | For | | For |
1.2 | Elect Director Nicholas D. Chabraja | Mgmt | For | | For |
1.3 | Elect Director Susan Crown | Mgmt | For | | For |
1.4 | Elect Director Dipak C. Jain | Mgmt | For | | For |
1.5 | Elect Director Robert W. Lane | Mgmt | For | | For |
1.6 | Elect Director Robert C. McCormack | Mgmt | For | | For |
1.7 | Elect Director Edward J. Mooney | Mgmt | For | | For |
1.8 | Elect Director John W. Rowe | Mgmt | For | | For |
1.9 | Elect Director David H.B. Smith, Jr. | Mgmt | For | | For |
1.10 | Elect Director William D. Smithburg | Mgmt | For | | For |
1.11 | Elect Director Enrique J. Sosa | Mgmt | For | | For |
1.12 | Elect Director Charles A. Tribbett, III | Mgmt | For | | For |
1.13 | Elect Director Frederick H. Waddell | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
U.S. Bancorp | Meeting Date | | Meeting Type | Record Date | |
Ticker: USB | 20-Apr-10 | | Annual | 22-Feb-10 | |
CUSIP: 902973304 | | | Meeting ID: 561507 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Douglas M. Baker, Jr. | Mgmt | For | | For |
2 | Elect Director Y. Marc Belton | Mgmt | For | | For |
3 | Elect Director Victoria Buyniski Gluckman | Mgmt | For | | For |
4 | Elect Director Arthur D. Collins, Jr. | Mgmt | For | | For |
5 | Elect Director Richard K. Davis | Mgmt | For | | For |
6 | Elect Director Joel W. Johnson | Mgmt | For | | For |
7 | Elect Director Olivia F. Kirtley | Mgmt | For | | For |
8 | Elect Director Jerry W. Levin | Mgmt | For | | For |
9 | Elect Director David B. O'Maley | Mgmt | For | | For |
10 | Elect Director O'dell M. Owens, M.D., M.P.H. | Mgmt | For | | For |
11 | Elect Director Richard G. Reiten | Mgmt | For | | For |
12 | Elect Director Craig D. Schnuck | Mgmt | For | | For |
13 | Elect Director Patrick T. Stokes | Mgmt | For | | For |
14 | Ratify Auditors | Mgmt | For | | For |
15 | Amend Omnibus Stock Plan | Mgmt | For | | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
| | | | | |
C. R. Bard, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: BCR | 21-Apr-10 | | Annual | 01-Mar-10 | |
CUSIP: 067383109 | | | Meeting ID: 563397 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Theodore E. Martin | Mgmt | For | | For |
1.2 | Elect Director Anthony Welters | Mgmt | For | | For |
1.3 | Elect Director Tony L. White | Mgmt | For | | For |
1.4 | Elect Director David M. Barrett, Ph.D. | Mgmt | For | | For |
1.5 | Elect Director John C. Kelly | Mgmt | For | | For |
2 | Amend Omnibus Stock Plan | Mgmt | For | | For |
3 | Ratify Auditors | Mgmt | For | | For |
4 | Prepare Sustainability Report | SH | Against | | For |
| | | | | |
Hudson City Bancorp, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: HCBK | 21-Apr-10 | | Annual | 01-Mar-10 | |
CUSIP: 443683107 | | | Meeting ID: 563271 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Donald O. Quest PhD | Mgmt | For | | For |
2 | Elect Director Joseph G. Sponholz | Mgmt | For | | For |
3 | Approve/Amend Executive Incentive Bonus Plan | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
The Coca-Cola Company | Meeting Date | | Meeting Type | Record Date | |
Ticker: KO | 21-Apr-10 | | Annual | 22-Feb-10 | |
CUSIP: 191216100 | | | Meeting ID: 558747 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Herbert A. Allen | Mgmt | For | | For |
2 | Elect Director Ronald W. Allen | Mgmt | For | | For |
3 | Elect Director Cathleen P. Black | Mgmt | For | | For |
4 | Elect Director Barry Diller | Mgmt | For | | Against |
5 | Elect Director Alexis M. Herman | Mgmt | For | | For |
6 | Elect Director Muhtar Kent | Mgmt | For | | For |
7 | Elect Director Donald R. Keough | Mgmt | For | | For |
8 | Elect Director Maria Elena Lagomasino | Mgmt | For | | For |
9 | Elect Director Donald F. McHenry | Mgmt | For | | For |
10 | Elect Director Sam Nunn | Mgmt | For | | For |
11 | Elect Director James D. Robinson III | Mgmt | For | | For |
12 | Elect Director Peter V. Ueberroth | Mgmt | For | | For |
13 | Elect Director Jacob Wallenberg | Mgmt | For | | For |
14 | Elect Director James B. Williams | Mgmt | For | | For |
15 | Ratify Auditors | Mgmt | For | | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
17 | Require Independent Board Chairman | SH | Against | | For |
18 | Performance-Based Equity Awards | SH | Against | | Against |
19 | Publish Report on Chemical Bisphenol A (BPA) | SH | Against | | For |
| | | | | |
Johnson & Johnson | Meeting Date | | Meeting Type | Record Date | |
Ticker: JNJ | 22-Apr-10 | | Annual | 23-Feb-10 | |
CUSIP: 478160104 | | | Meeting ID: 562814 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Mary Sue Coleman | Mgmt | For | | For |
2 | Elect Director James G. Culien | Mgmt | For | | For |
3 | Elect Director Michael M. E. Johns | Mgmt | For | | For |
4 | Elect Director Susan L. Lindquist | Mgmt | For | | For |
5 | Elect Director Anne M. Mulcahy | Mgmt | For | | For |
6 | Elect Director Lea F. Mullin | Mgmt | For | | For |
7 | Elect Director William D. Perez | Mgmt | For | | For |
8 | Elect Director Charles Prince | Mgmt | For | | For |
9 | Elect Director David Satcher | Mgmt | For | | For |
10 | Elect Director William C. Welcon | Mgmt | For | | For |
11 | Ratify Auditors | Mgmt | For | | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
13 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
| | | | | |
Lockheed Martin Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: LMT | 22-Apr-10 | | Annual | 01-Mar-10 | |
CUSIP: 539830109 | | | Meeting ID: 559444 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director E. C. "Pete" Aldrige, Jr. | Mgmt | For | | For |
2 | Elect Director Nolan D. Archibald | Mgmt | For | | For |
3 | Elect Director David B. Burritt | Mgmt | For | | For |
4 | Elect Director James O. Ellis, Jr. | Mgmt | For | | For |
5 | Elect Director Gwendolyn S. King | Mgmt | For | | For |
6 | Elect Director James M. Loy | Mgmt | For | | For |
7 | Elect Director Douglas H. McCorkindale | Mgmt | For | | For |
8 | Elect Director Joseph W. Ralston | Mgmt | For | | For |
9 | Elect Director James Schneider | Mgmt | For | | For |
10 | Elect Director Anne Stevens | Mgmt | For | | For |
11 | Elect Director Robert J. Stevens | Mgmt | For | | For |
12 | Ratify Auditors | Mgmt | For | | For |
13 | Report on Space-based Weapons Program | SH | Against | | Against |
| | | | | |
Pfizer Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: PFE | 22-Apr-10 | | Annual | 23-Feb-10 | |
CUSIP: 717081103 | | | Meeting ID: 562462 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Dennis A. Ausiello | Mgmt | For | | For |
2 | Elect Director Michael S. Brown | Mgmt | For | | For |
3 | Elect Director M. Anthony Burns | Mgmt | For | | For |
4 | Elect Director Robert N. Burt | Mgmt | For | | For |
5 | Elect Director W. Don Cornwell | Mgmt | For | | For |
6 | Elect Director Frances D. Fergusson | Mgmt | For | | For |
7 | Elect Director William H. Gray III | Mgmt | For | | For |
8 | Elect Director Constance J. Horner | Mgmt | For | | For |
9 | Elect Director James M. Kilts | Mgmt | For | | For |
10 | Elect Director Jeffrey B. Kindler | Mgmt | For | | For |
11 | Elect Director George A. Lorch | Mgmt | For | | For |
12 | Elect Director John P. Mascotte | Mgmt | For | | For |
13 | Elect Director Suzanne Nora Johnson | Mgmt | For | | For |
14 | Elect Director Stephen W. Sanger | Mgmt | For | | For |
15 | Elect Director William C. Steere, Jr. | Mgmt | For | | For |
16 | Ratify Auditors | Mgmt | For | | For |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
18 | Provide Right to Call Special Meeting | Mgmt | For | | For |
19 | Prohibit Executive Stock-Based Awards | SH | Against | | Against |
| | | | | |
Abbott Laboratories | Meeting Date | | Meeting Type | Record Date | |
Ticker: ABT | 23-Apr-10 | | Annual | 24-Feb-10 | |
CUSIP: 002824100 | | | Meeting ID: 562331 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director R.J. Alpern | Mgmt | For | | For |
1.2 | Elect Director R.S. Austin | Mgmt | For | | For |
1.3 | Elect Director W.M. Daley | Mgmt | For | | Withhold |
1.4 | Elect Director W.J. Farrell | Mgmt | For | | Withhold |
1.5 | Elect Director H.L. Fuller | Mgmt | For | | Withhold |
1.6 | Elect Director W.A. Osborn | Mgmt | For | | Withhold |
1.7 | Elect Director D.A.L. Owen | Mgmt | For | | For |
1.8 | Elect Director R.S. Roberts | Mgmt | For | | For |
1.9 | Elect Director S.C. Scott, III | Mgmt | For | | For |
1.10 | Elect Director W.D. Smithburg | Mgmt | For | | Withhold |
1.11 | Elect Director G.F. Tilton | Mgmt | For | | For |
1.12 | Elect Director M.D. White | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
| | | | | |
Kellogg Company | Meeting Date | | Meeting Type | Record Date | |
Ticker: K | 23-Apr-10 | | Annual | 02-Mar-10 | |
CUSIP: 487836108 | | | Meeting ID: 559765 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Benjamin Carson | Mgmt | For | | For |
1.2 | Elect Director Gordon Gund | Mgmt | For | | For |
1.3 | Elect Director Dorothy Johnson | Mgmt | For | | For |
1.4 | Elect Director Ann McLaughlin Korologos | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Reduce Supermajority Vote Requirement | SH | Against | | For |
| | | | | |
Newmont Mining Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: NEM | 23-Apr-10 | | Annual | 22-Feb-10 | |
CUSIP: 651639106 | | | Meeting ID: 559181 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Glen A. Barton | Mgmt | For | | For |
2 | Elect Director Vincent A. Calarco | Mgmt | For | | For |
3 | Elect Director Joseph A. Carrabba | Mgmt | For | | For |
4 | Elect Director Noreen Doyle | Mgmt | For | | For |
5 | Elect Director Veronica M. Hagen | Mgmt | For | | For |
6 | Elect Director Michael S. Hamson | Mgmt | For | | For |
7 | Elect Director Richard T. O'Brien | Mgmt | For | | For |
8 | Elect Director John B. Prescott | Mgmt | For | | For |
9 | Elect Director Donald C. Roth | Mgmt | For | | For |
10 | Elect Director James V. Taranik | Mgmt | For | | For |
11 | Elect Director Simon Thompson | Mgmt | For | | For |
12 | Ratify Auditors | Mgmt | For | | For |
13 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
14 | Require a Majority Vote for the Election of Directors | SH | Against | | For |
| | | | | |
American Express Company | Meeting Date | | Meeting Type | Record Date | |
Ticker: AXP | 26-Apr-10 | | Annual | 26-Feb-10 | |
CUSIP: 025816109 | | | Meeting ID: 561598 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Daniel F. Akerson | Mgmt | For | | For |
1.2 | Elect Director Charlene Barshefsky | Mgmt | For | | For |
1.3 | Elect Director Ursula M. Burns | Mgmt | For | | For |
1.4 | Elect Director Kenneth I. Chenault | Mgmt | For | | For |
1.5 | Elect Director Peter Chernin | Mgmt | For | | For |
1.6 | Elect Director Jan Leschly | Mgmt | For | | For |
1.7 | Elect Director Richard C. Levin | Mgmt | For | | For |
1.8 | Elect Director Richard A. McGinn | Mgmt | For | | For |
1.9 | Elect Director Edward .D. Miller | Mgmt | For | | For |
1.10 | Elect Director Steven S. Reinemund | Mgmt | For | | For |
1.11 | Elect Director Robert D. Walter | Mgmt | For | | For |
1.12 | Elect Director Ronald A. Williams | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
4 | Provide for Cumulative Voting | SH | Against | | For |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
6 | Stock Retention/Holding Period | SH | Against | | For |
| | | | | |
Honeywell International Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: HON | 26-Apr-10 | | Annual | 26-Feb-10 | |
CUSIP: 438516106 | | | Meeting ID: 560993 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Gordon M. Bethune | Mgmt | For | | For |
2 | Elect Director Kevin Burke | Mgmt | For | | For |
3 | Elect Director Jaime Chico Pardo | Mgmt | For | | For |
4 | Elect Director David M. Cote | Mgmt | For | | For |
5 | Elect Director D. Scott Davis | Mgmt | For | | For |
6 | Elect Director Linnet F. Deily | Mgmt | For | | For |
7 | Elect Director Clive R. Hollick | Mgmt | For | | For |
8 | Elect Director George Paz | Mgmt | For | | For |
9 | Elect Director Bradley T. Sheares | Mgmt | For | | For |
10 | Elect Director Michael W. Wright | Mgmt | For | | For |
11 | Ratify Auditors | Mgmt | For | | For |
12 | Provide Right to Call Special Meeting | Mgmt | For | | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
14 | Provide Right to Act by Written Consent | SH | Against | | For |
15 | Require Independent Board Chairman | SH | Against | | For |
16 | Review and Amend Code of Conduct to Include Human Rights | SH | Against | | Against |
| | | | | |
American Electric Power Company, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: AEP | 27-Apr-10 | | Annual | 01-Mar-10 | |
CUSIP: 025537101 | | | Meeting ID: 562359 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director E. R. Brooks | Mgmt | For | | For |
1.2 | Elect Director Donald M. Carlton | Mgmt | For | | For |
1.3 | Elect Director James F. Cordes | Mgmt | For | | For |
1.4 | Elect Director Ralph D. Crosby, Jr. | Mgmt | For | | For |
1.5 | Elect Director Linda A. Goodspeed | Mgmt | For | | For |
1.6 | Elect Director Thomas E. Hoaglin | Mgmt | For | | For |
1.7 | Elect Director Lester A. Hudson, Jr. | Mgmt | For | | For |
1.8 | Elect Director Michael G. Morris | Mgmt | For | | For |
1.9 | Elect Director Lionel L. Nowell III | Mgmt | For | | For |
1.10 | Elect Director Richard L. Sandor | Mgmt | For | | For |
1.11 | Elect Director Kathryn D. Sullivan | Mgmt | For | | For |
1.12 | Elect Director Sara Martinez Tucker | Mgmt | For | | For |
1.13 | Elect Director John F. Turner | Mgmt | For | | For |
2 | Amend Omnibus Stock Plan | Mgmt | For | | For |
3 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
International Business Machines Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: IBM | 27-Apr-10 | | Annual | 26-Feb-10 | |
CUSIP: 459200101 | | | Meeting ID: 559916 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director A. J. P. Belda | Mgmt | For | | For |
2 | Elect Director C. Black | Mgmt | For | | For |
3 | Elect Director W. R. Brody | Mgmt | For | | For |
4 | Elect Director K. I. Chenault | Mgmt | For | | For |
5 | Elect Director M. L. Eskew | Mgmt | For | | For |
6 | Elect Director S. A. Jackson | Mgmt | For | | For |
7 | Elect Director A. N. Liveris | Mgmt | For | | For |
8 | Elect Director W. J. McNerney, Jr. | Mgmt | For | | For |
9 | Elect Director T. Nishimuro | Mgmt | For | | For |
10 | Elect Director J. W. Owens | Mgmt | For | | For |
11 | Elect Director S. J. Palmisano | Mgmt | For | | For |
12 | Elect Director J. E. Spero | Mgmt | For | | For |
13 | Elect Director S. Taurel | Mgmt | For | | For |
14 | Elect Director L. H. Zambrano | Mgmt | For | | For |
15 | Ratify Auditors | Mgmt | For | | For |
16 | Adopt Policy on Bonus Banking | SH | Against | | For |
17 | Provide for Cumulative Voting | SH | Against | | For |
18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
| | | | | |
The Chubb Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: CB | 27-Apr-10 | | Annual | 08-Mar-10 | |
CUSIP: 171232101 | | | Meeting ID: 562187 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Zoe Baird | Mgmt | For | | For |
2 | Elect Director Sheila P. Burke | Mgmt | For | | For |
3 | Elect Director James I. Cash, Jr. | Mgmt | For | | For |
4 | Elect Director John D. Finnegan | Mgmt | For | | For |
5 | Elect Director Martin G. Mcguinn | Mgmt | For | | For |
6 | Elect Director Lawrence M. Small | Mgmt | For | | For |
7 | Elect Director Jess Soderberg | Mgmt | For | | For |
8 | Elect Director Daniel E. Somers | Mgmt | For | | For |
9 | Elect Director Karen Hastie Williams | Mgmt | For | | For |
10 | Elect Director James M. Zimmerman | Mgmt | For | | For |
11 | Elect Director Alfred W. Zollar | Mgmt | For | | For |
12 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Wells Fargo & Company | Meeting Date | | Meeting Type | Record Date | |
Ticker: WFC | 27-Apr-10 | | Annual | 26-Feb-10 | |
CUSIP: 949746101 | | | Meeting ID: 562603 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Election Director John D. Baker II | Mgmt | For | | For |
2 | Election Director John S. Chen | Mgmt | For | | For |
3 | Election Director Lloyd H. Dean | Mgmt | For | | For |
4 | Election Director Susan E. Engel | Mgmt | For | | For |
5 | Election Director Enrique Hernandez, Jr. | Mgmt | For | | For |
6 | Election Director Donald M. James | Mgmt | For | | For |
7 | Election Director Richard D. McCormick | Mgmt | For | | For |
8 | Election Director Mackey J. McDonald | Mgmt | For | | For |
9 | Election Director Cynthia H. Milligan | Mgmt | For | | For |
10 | Elect Director Nicholas G. Moore | Mgmt | For | | For |
11 | Elect Director Philip J. Quigley | Mgmt | For | | Against |
12 | Elect Director Judith M. Runstad | Mgmt | For | | For |
13 | Elect Director Stephen W. Sanger | Mgmt | For | | For |
14 | Elect Director Robert K. Steel | Mgmt | For | | For |
15 | Elect Director John G. Stumpf | Mgmt | For | | For |
16 | Elect Director an G. Swenson | Mgmt | For | | For |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
18 | Increase Authorized Common Stock | Mgmt | For | | For |
19 | Ratify Auditors | Mgmt | For | | For |
20 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
21 | Require Independent Board Chairman | SH | Against | | For |
22 | Report on Charitable Contributions | SH | Against | | Against |
23 | Report on Political Contributions | SH | Against | | For |
| | | | | |
Ameriprise Financial, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: AMP | 28-Apr-10 | | Annual | 01-Mar-10 | |
CUSIP: 03076C106 | | | Meeting ID: 562599 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director James M. Cracchiolo | Mgmt | For | | For |
2 | Elect Director H. Jay Sarles | Mgmt | For | | For |
3 | Declassify the Board of Directors | Mgmt | For | | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
5 | Amend Omnibus Stock Plan | Mgmt | For | | For |
6 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Bank of America Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: BAC | 28-Apr-10 | | Annual | 03-Mar-10 | |
CUSIP: 060505104 | | | Meeting ID: 562186 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Susan S. Bies | Mgmt | For | | For |
2 | Elect Director William P. Boardman | Mgmt | For | | For |
3 | Elect Director Frank P. Bramble, Sr. | Mgmt | For | | For |
4 | Elect Director Virgis W. Colbert | Mgmt | For | | For |
5 | Elect Director Charles K. Gifford | Mgmt | For | | For |
6 | Elect Director Charles O. Holliday, Jr. | Mgmt | For | | For |
7 | Elect Director D. Paul Jones, Jr. | Mgmt | For | | For |
8 | Elect Director Monica C. Lozano | Mgmt | For | | For |
9 | Elect Director Thomas J. May | Mgmt | For | | For |
10 | Elect Director Brian T. Moynihan | Mgmt | For | | For |
11 | Elect Director Donald E. Powell | Mgmt | For | | For |
12 | Elect Director Charles O. Rossotti | Mgmt | For | | For |
13 | Elect Director Robert W. Scully | Mgmt | For | | For |
14 | Ratify Auditors | Mgmt | For | | For |
15 | Increase Authorized Common Stock | Mgmt | For | | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
17 | Amend Omnibus Stock Plan | Mgmt | For | | For |
18 | Report on Government Service of Employees | SH | Against | | Against |
19 | TARP Related Compensation | SH | Against | | For |
20 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
21 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
22 | Adopt Policy on Succession Planning | SH | Against | | For |
23 | Report on Collateral in Derivatives Trading | SH | Against | | For |
24 | Claw-back of Payments under Restatements | SH | Against | | For |
| | | | | |
E. I. du Pont de Nemours and Company | Meeting Date | | Meeting Type | Record Date | |
Ticker: DD | 28-Apr-10 | | Annual | 03-Mar-10 | |
CUSIP: 263534109 | | | Meeting ID: 562921 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Samuel W. Bodman | Mgmt | For | | For |
2 | Elect Director Richard H. Brown | Mgmt | For | | For |
3 | Elect Director Robert A. Brown | Mgmt | For | | For |
4 | Elect Director Bertrand P. Collomb | Mgmt | For | | For |
5 | Elect Director Curtis J. Crawford | Mgmt | For | | For |
6 | Elect Director Alexander M. Cutler | Mgmt | For | | For |
7 | Elect Director John T. Dillon | Mgmt | For | | For |
8 | Elect Director Eleuthere I. Du Pont | Mgmt | For | | For |
9 | Elect Director Marillyn A. Hewson | Mgmt | For | | For |
10 | Elect Director Lois D. Juliber | Mgmt | For | | For |
11 | Elect Director Ellen J. Kullman | Mgmt | For | | For |
12 | Elect Director William K. Reilly | Mgmt | For | | For |
13 | Ratify Auditors | Mgmt | For | | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
15 | Amend Human Rights Policy to Address Seed Saving | SH | Against | | Against |
| | | | | |
General Electric Company | Meeting Date | | Meeting Type | Record Date | |
Ticker: GE | 28-Apr-10 | | Annual | 01-Mar-10 | |
CUSIP: 369604103 | | | Meeting ID: 559340 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director W. Geoffrey Beattie | Mgmt | For | | For |
2 | Elect Director James I. Cash, Jr. | Mgmt | For | | For |
3 | Elect Director William M. Castell | Mgmt | For | | For |
4 | Elect Director Ann M. Fudge | Mgmt | For | | For |
5 | Elect Director Susan Hockfield | Mgmt | For | | For |
6 | Elect Director Jeffrey R. Immelt | Mgmt | For | | For |
7 | Elect Director Andrea Jung | Mgmt | For | | For |
8 | Elect Director Alan G. (A.G.) Lafley | Mgmt | For | | For |
9 | Elect Director Robert W. Lane | Mgmt | For | | For |
10 | Elect Director Ralph S. Larsen | Mgmt | For | | For |
11 | Elect Director Rochelle B. Lazarus | Mgmt | For | | For |
12 | Elect Director James J. Mulva | Mgmt | For | | For |
13 | Elect Director Sam Nunn | Mgmt | For | | For |
14 | Elect Director Roger S. Penske | Mgmt | For | | For |
15 | Elect Director Robert J. Swieringa | Mgmt | For | | For |
16 | Elect Director Douglas A. Warner III | Mgmt | For | | For |
17 | Ratify Auditors | Mgmt | For | | For |
18 | Provide for Cumulative Voting | SH | Against | | For |
19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
20 | Require Independent Board Chairman | SH | Against | | For |
21 | Report on Pay Disparity | SH | Against | | Against |
22 | Adopt Policy Prohibiting Certain Directors from Serving on Key Board Committees | SH | Against | | Against |
23 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
| | | | | |
Marathon Oil Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: MRO | 28-Apr-10 | | Annual | 01-Mar-10 | |
CUSIP: 565849106 | | | Meeting ID: 559876 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Gregory H. Boyce | Mgmt | For | | For |
2 | Elect Director Clarence P. Cazalot, Jr. | Mgmt | For | | For |
3 | Elect Director David A. Daberko | Mgmt | For | | For |
4 | Elect Director William L. Davis | Mgmt | For | | For |
5 | Elect Director Shirley Ann Jackson | Mgmt | For | | For |
6 | Elect Director Philip Lader | Mgmt | For | | For |
7 | Elect Director Charles R. Lee | Mgmt | For | | For |
8 | Elect Director Michael E. J. Phelps | Mgmt | For | | For |
9 | Elect Director Dennis H. Reilley | Mgmt | For | | For |
10 | Elect Director Seth E. Schofield | Mgmt | For | | For |
11 | Elect Director John W. Snow | Mgmt | For | | For |
12 | Elect Director Thomas J. Usher | Mgmt | For | | For |
13 | Ratify Auditors | Mgmt | For | | For |
14 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
| | | | | |
Capital One Financial Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: COF | 29-Apr-10 | | Annual | 01-Mar-10 | |
CUSIP: 14040H105 | | | Meeting ID: 562182 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director W. Ronald Dietz | Mgmt | For | | For |
2 | Elect Director Lewis Hay, III | Mgmt | For | | For |
3 | Elect Director Mayo A. Shattuck III | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
6 | Stock Retention/Holding Period | SH | Against | | For |
7 | Declassify the Board of Directors | SH | Against | | For |
| | | | | |
EMC Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: EMC | 29-Apr-10 | | Annual | 23-Feb-10 | |
CUSIP: 268648102 | | | Meeting ID: 562190 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Michael W. Brown | Mgmt | For | | For |
2 | Elect Director Randolph L. Cowen | Mgmt | For | | For |
3 | Elect Director Michael J. Cronin | Mgmt | For | | For |
4 | Elect Director Gail Deegan | Mgmt | For | | For |
5 | Elect Director James S. DiStasio | Mgmt | For | | For |
6 | Elect Director John R. Egan | Mgmt | For | | For |
7 | Elect Director Edmund F. Kelly | Mgmt | For | | For |
8 | Elect Director Windle B. Priem | Mgmt | For | | For |
9 | Elect Director Paul Sagan | Mgmt | For | | For |
10 | Elect Director David N. Strohm | Mgmt | For | | For |
11 | Elect Director Joseph M. Tucci | Mgmt | For | | For |
12 | Ratify Auditors | Mgmt | For | | For |
13 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
| | | | | |
Kimberly-Clark Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: KMB | 29-Apr-10 | | Annual | 01-Mar-10 | |
CUSIP: 494368103 | | | Meeting ID: 559122 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director John R. Alm | Mgmt | For | | For |
2 | Elect Director Dennis R. Beresford | Mgmt | For | | For |
3 | Elect Director John F. Bergstrom | Mgmt | For | | For |
4 | Elect Director Abelardo E. Bru | Mgmt | For | | For |
5 | Elect Director Robert W. Decherd | Mgmt | For | | For |
6 | Elect Director Thomas J. Falk | Mgmt | For | | For |
7 | Elect Director Mae C. Jemison, M.D. | Mgmt | For | | For |
8 | Elect Director James M. Jenness | Mgmt | For | | For |
9 | Elect Director Ian C. Read | Mgmt | For | | For |
10 | Elect Director Linda Johnson Rice | Mgmt | For | | For |
11 | Elect Director Marc J. Shapiro | Mgmt | For | | For |
12 | Elect Director G. Craig Sullivan | Mgmt | For | | For |
13 | Ratification Of Auditors | Mgmt | For | | For |
14 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
| | | | | |
AT&T Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: T | 30-Apr-10 | | Annual | 02-Mar-10 | |
CUSIP: 00206R102 | | | Meeting ID: 560875 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Randall L. Stephenson | Mgmt | For | | For |
2 | Elect Director Gilbert F. Amelio | Mgmt | For | | For |
3 | Elect Director Reuben V. Anderson | Mgmt | For | | For |
4 | Elect Director James H. Blanchard | Mgmt | For | | For |
5 | Elect Director Jaime Chico Pardo | Mgmt | For | | For |
6 | Elect Director James P. Kelly | Mgmt | For | | For |
7 | Elect Director Jon C. Madonna | Mgmt | For | | For |
8 | Elect Director Lynn M. Martin | Mgmt | For | | For |
9 | Elect Director John B. McCoy | Mgmt | For | | For |
10 | Elect Director Joyce M. Roche | Mgmt | For | | For |
11 | Elect Director Laura D Andrea Tyson | Mgmt | For | | For |
12 | Elect Director Patricia P. Upton | Mgmt | For | | For |
13 | Ratify Auditors | Mgmt | For | | For |
14 | Provide for Cumulative Voting | SH | Against | | For |
15 | Exclude Pension Credits from Calculations of Performance-Based Pay | SH | Against | | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
| | | | | |
Berkshire Hathaway Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: BRK.B | 01-May-10 | | Annual | 03-Mar-10 | |
CUSIP: 084670108 | | | Meeting ID: 561364 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Warren E. Buffett | Mgmt | For | | For |
1.2 | Elect Director Charles T. Munger | Mgmt | For | | For |
1.3 | Elect Director Howard G. Buffett | Mgmt | For | | For |
1.4 | Elect director Stephen Burke | Mgmt | For | | For |
1.5 | Elect Director Susan L. Decker | Mgmt | For | | For |
1.6 | Elect Director William H. Gates III | Mgmt | For | | For |
1.7 | Elect Director David S. Gottesman | Mgmt | For | | For |
1.8 | Elect Director Charlotte Guyman | Mgmt | For | | For |
1.9 | Elect Director Donald R. Keough | Mgmt | For | | For |
1.10 | Elect Director Thomas S. Murphy | Mgmt | For | | For |
1.11 | Elect Director Ronald L. Olson | Mgmt | For | | For |
1.12 | Elect Director Walter Scott, Jr. | Mgmt | For | | For |
| | | | | |
Zimmer Holdings, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: ZMH | 03-May-10 | | Annual | 04-Mar-10 | |
CUSIP: 98956P102 | | | Meeting ID: 561289 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Betsy J. Bernard | Mgmt | For | | For |
2 | Elect Director Marc N. Casper | Mgmt | For | | For |
3 | Elect Director David C. Dvorak | Mgmt | For | | For |
4 | Elect Director Larry C. Glasscock | Mgmt | For | | For |
5 | Elect Director Robert A. Hagemann | Mgmt | For | | For |
6 | Elect Director Arthur J. Higgins | Mgmt | For | | For |
7 | Elect Director John L. McGoldrick | Mgmt | For | | For |
8 | Elect Director Cecil B. Pickett, Ph.D. | Mgmt | For | | For |
9 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Bristol-Myers Squibb Company | Meeting Date | | Meeting Type | Record Date | |
Ticker: BMY | 04-May-10 | | Annual | 11-Mar-10 | |
CUSIP: 110122108 | | | Meeting ID: 564126 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Lamberto Andreotti | Mgmt | For | | For |
2 | Elect Director Lewis B. Campbell | Mgmt | For | | For |
3 | Elect Director James M. Cornelius | Mgmt | For | | For |
4 | Elect Director Louis J. Freeh | Mgmt | For | | For |
5 | Elect Director Laurie H. Glimcher, M.D | Mgmt | For | | For |
6 | Elect Director Michael Grobstein | Mgmt | For | | For |
7 | Elect Director Leif Johansson | Mgmt | For | | For |
8 | Elect Director Alan J. Lacy | Mgmt | For | | For |
9 | Elect Director Vicki L. Sato, Ph.D. | Mgmt | For | | For |
10 | Elect Director Togo D. West, Jr. | Mgmt | For | | For |
11 | Elect Director R. Sanders Williams, M.D. | Mgmt | For | | For |
12 | Ratify Auditors | Mgmt | For | | For |
13 | Provide Right to Call Special Meeting | Mgmt | For | | For |
14 | Reduce Supermajority Vote Requirements Applicable to Common Stock | Mgmt | For | | For |
15 | Reduce Supermajority Vote Requirement Applicable to Preferred Stock | Mgmt | For | | For |
16 | Increase Disclosure of Executive Compensation | SH | Against | | Against |
17 | Provide Right to Act by Written Consent | SH | Against | | For |
18 | Report and Set Goals Related to Animal Use and Testing | SH | Against | | Against |
| | | | | |
The Travelers Companies, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: TRV | 04-May-10 | | Annual | 05-Mar-10 | |
CUSIP: 89417E109 | | | Meeting ID: 562625 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Alan L. Beller | Mgmt | For | | For |
1.2 | Elect Director John H. Dasburg | Mgmt | For | | For |
1.3 | Elect Director Janet M. Dolan | Mgmt | For | | For |
1.4 | Elect Director Kenneth M. Duberstein | Mgmt | For | | For |
1.5 | Elect Director Jay S. Fishman | Mgmt | For | | For |
1.6 | Elect Director Lawrence G. Graev | Mgmt | For | | For |
1.7 | Elect Director Patricia L. Higgins | Mgmt | For | | For |
1.8 | Elect Director Thomas R. Hodgson | Mgmt | For | | For |
1.9 | Elect Director Cleve L. Killingsworth, Jr. | Mgmt | For | | For |
1.10 | Elect Director Blythe J. McGarvie | Mgmt | For | | For |
1.11 | Elect Director Donald J. Shepard | Mgmt | For | | For |
1.12 | Elect Director Laurie J. Thomsen | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Hess Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: HES | 05-May-10 | | Annual | 15-Mar-10 | |
CUSIP: 42809H107 | | | Meeting ID: 564996 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director N.F. Brady | Mgmt | For | | Withhold |
1.2 | Elect Director G.P. Hill | Mgmt | For | | For |
1.3 | Elect Director T.H. Kean | Mgmt | For | | Withhold |
1.4 | Elect Director F.A. Olson | Mgmt | For | | Withhold |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | | For |
4 | Report on Political Contributions | SH | Against | | For |
| | | | | |
PepsiCo, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: PEP | 05-May-10 | | Annual | 05-Mar-10 | |
CUSIP: 713448108 | | | Meeting ID: 564652 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Shona L. Brown | Mgmt | For | | For |
2 | Elect Director Ian M. Cook | Mgmt | For | | For |
3 | Elect Director Dina Dublon | Mgmt | For | | For |
4 | Elect Director Victor J. Dzau | Mgmt | For | | For |
5 | Elect Director Ray L. Hunt | Mgmt | For | | For |
6 | Elect Director Alberto Ibarguen | Mgmt | For | | For |
7 | Elect Director Arthur C. Martinez | Mgmt | For | | For |
8 | Elect Director Indra K. Nooyi | Mgmt | For | | For |
9 | Elect Director Sharon P. Rockefeller | Mgmt | For | | For |
10 | Elect Director James J. Schiro | Mgmt | For | | For |
11 | Elect Director Lloyd G. Trotter | Mgmt | For | | For |
12 | Elect Director Daniel Vasella | Mgmt | For | | Against |
13 | Ratify Auditors | Mgmt | For | | For |
14 | Amend Omnibus Stock Plan | Mgmt | For | | For |
15 | Report on Charitable Contributions | SH | Against | | Against |
16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
17 | Report on Public Policy Advocacy Process | SH | Against | | Against |
| | | | | |
Avon Products, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: AVP | 06-May-10 | | Annual | 17-Mar-10 | |
CUSIP: 054303102 | | | Meeting ID: 564542 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director W. Don Cornwell | Mgmt | For | | For |
1.2 | Elect Director V. Ann Hailey | Mgmt | For | | For |
1.3 | Elect Director Fred Hassan | Mgmt | For | | For |
1.4 | Elect Director Andrea Jung | Mgmt | For | | For |
1.5 | Elect Director Maria Elena Lagomasino | Mgmt | For | | For |
1.6 | Elect Director Ann S. Moore | Mgmt | For | | For |
1.7 | Elect Director Paul S. Pressler | Mgmt | For | | For |
1.8 | Elect Director Gary M. Rodkin | Mgmt | For | | For |
1.9 | Elect Director Paula Stern | Mgmt | For | | For |
1.10 | Elect Director Lawrence A. Weinbach | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Approve Omnibus Stock Plan | Mgmt | For | | For |
| | | | | |
Duke Energy Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: DUK | 06-May-10 | | Annual | 11-Mar-10 | |
CUSIP: 26441C105 | | | Meeting ID: 563388 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director William Barnet, III | Mgmt | For | | For |
1.2 | Elect Director G. Alex Bernhardt, Sr. | Mgmt | For | | For |
1.3 | Elect Director Michael G. Browning | Mgmt | For | | For |
1.4 | Elect Director Daniel R. DiMicco | Mgmt | For | | For |
1.5 | Elect Director John H. Forsgren | Mgmt | For | | For |
1.6 | Elect Director Ann Maynard Gray | Mgmt | For | | For |
1.7 | Elect Director James H. Hance, Jr. | Mgmt | For | | For |
1.8 | Elect Director E. James Reinsch | Mgmt | For | | For |
1.9 | Elect Director James T. Rhodes | Mgmt | For | | For |
1.10 | Elect Director James E. Rogers | Mgmt | For | | For |
1.11 | Elect Director Philip R. Sharp | Mgmt | For | | For |
2 | Approve Omnibus Stock Plan | Mgmt | For | | For |
3 | Ratify Auditors | Mgmt | For | | For |
4 | Report on Global Warming Lobbying Activities | SH | Against | | Against |
5 | Require a Majority Vote for the Election of Directors | SH | Against | | For |
6 | Stock Retention/Holding Period | SH | Against | | For |
| | | | | |
Nokia Corp. | Meeting Date | | Meeting Type | Record Date | |
Ticker: N/A | 06-May-10 | | Annual | 26-Apr-10 | |
CUSIP: X61873133 | | | Meeting ID: 553007 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
| Meeting for ADR Holders | Mgmt | | | |
1 | Open Meeting | Mgmt | | | |
2 | Calling the Meeting to Order | Mgmt | | | |
3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Mgmt | | | |
4 | Acknowledge Proper Convening of Meeting | Mgmt | | | |
5 | Prepare and Approve List of Shareholders | Mgmt | | | |
6 | Receive Financial Statements and Statutory Reports, the Board's Report, and the Auditor's Report; Receive Review by the CEO | Mgmt | | | |
7 | Accept Financial Statements and Statutory Reports | Mgmt | For | | For |
8 | Approve Allocation of Income and Dividends of EUR 0.40 Per Share | Mgmt | For | | For |
9 | Approve Discharge of Board and President | Mgmt | For | | For |
10 | Approve Remuneration of Directors in the Amount of EUR 440,000 for Chairman, EUR 150,000 for Vice Chairman, and EUR 130,000 for Other Directors; Approve Remuneration for Committee Work | Mgmt | For | | For |
11 | Fix Number of Directors at 10 | Mgmt | For | | For |
12 | Reelect Lalita Gupte, Bengt Holmstrom, Henning Kagermann, Olli-Pekka Kallasvuo, Per Karlsson, Isabel Marey-Semper, Jorma Ollila, Marjorie Scardino, Risto Siilasmaa, and Keijo Suila as Directors | Mgmt | For | | For |
13 | Approve Remuneration of Auditors | Mgmt | For | | For |
14 | Ratify PricewaterhouseCoopers Oy as Auditors | Mgmt | For | | For |
15 | Amend Articles Re: Amend Corporate Purpose; Amend Method of Convening General Meetings | Mgmt | For | | For |
16 | Authorize Repurchase of up to 360 Million Issued Shares | Mgmt | For | | For |
17 | Approve Issuance of up to 740 Million Shares without Preemptive Rights | Mgmt | For | | For |
18 | Close Meeting | Mgmt | | | |
| | | | | |
Quest Diagnostics Incorporated | Meeting Date | | Meeting Type | Record Date | |
Ticker: DGX | 06-May-10 | | Annual | 08-Mar-10 | |
CUSIP: 74834L100 | | | Meeting ID: 568764 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director John C. Baldwin | Mgmt | For | | For |
1.2 | Elect Director Surya N. Mohapatra | Mgmt | For | | For |
1.3 | Elect Director Gary M. Pfeiffer | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
United Parcel Service, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: UPS | 06-May-10 | | Annual | 08-Mar-10 | |
CUSIP: 911312106 | | | Meeting ID: 562339 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director F. Duane Ackerman | Mgmt | For | | For |
1.2 | Elect Director Michael J. Burns | Mgmt | For | | For |
1.3 | Elect Director D. Scott Davis | Mgmt | For | | For |
1.4 | Elect Director Stuart E. Eizenstat | Mgmt | For | | For |
1.5 | Elect Director Michael L. Eskew | Mgmt | For | | For |
1.6 | Elect Director William R. Johnson | Mgmt | For | | For |
1.7 | Elect Director Ann M. Livermore | Mgmt | For | | Withhold |
1.8 | Elect Director Rudy Markham | Mgmt | For | | For |
1.9 | Elect Director John W. Thompson | Mgmt | For | | For |
1.10 | Elect Director Carol B. Tome | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Mgmt | For | | For |
| | | | | |
Verizon Communications Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: VZ | 06-May-10 | | Annual | 08-Mar-10 | |
CUSIP: 92343V104 | | | Meeting ID: 563889 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Richard L. Carrion | Mgmt | For | | For |
2 | Elect Director M. Frances Keeth | Mgmt | For | | For |
3 | Elect Director Robert W. Lane | Mgmt | For | | For |
4 | Elect Director Sandra O. Moose | Mgmt | For | | For |
5 | Elect Director Joseph Neubauer | Mgmt | For | | For |
6 | Elect Director Donald T. Nicolaisen | Mgmt | For | | For |
7 | Elect Director Thomas H. O'Brien | Mgmt | For | | For |
8 | Elect Director Clarence Otis, Jr. | Mgmt | For | | For |
9 | Elect Director Hugh B. Price | Mgmt | For | | For |
10 | Elect Director Ivan G. Seidenberg | Mgmt | For | | For |
11 | Elect Director Rodney E. Slater | Mgmt | For | | For |
12 | Elect Director John W. Snow | Mgmt | For | | For |
13 | Elect Director John R. Stafford | Mgmt | For | | For |
14 | Ratify Auditors | Mgmt | For | | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
16 | Prohibit Executive Stock-Based Awards | SH | Against | | Against |
17 | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | SH | Against | | For |
18 | Performance-Based Equity Awards | SH | Against | | For |
19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
20 | Adopt Policy on Succession Planning | SH | Against | | For |
21 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | SH | Against | | For |
22 | Stock Retention/Holding Period | SH | Against | | For |
| | | | | |
Illinois Tool Works Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: ITW | 07-May-10 | | Annual | 09-Mar-10 | |
CUSIP: 452308109 | | | Meeting ID: 563177 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Marvin D. Brailsford | Mgmt | For | | For |
2 | Elect Director Susan Crown | Mgmt | For | | For |
3 | Elect Director Don H. Davis, Jr. | Mgmt | For | | For |
4 | Elect Director Robert C. McCormack | Mgmt | For | | For |
5 | Elect Director Robert S. Morrison | Mgmt | For | | For |
6 | Elect Director James A. Skinner | Mgmt | For | | For |
7 | Elect Director David B. Smith, Jr. | Mgmt | For | | For |
8 | Elect Director David B. Speer | Mgmt | For | | For |
9 | Elect Director Pamela B. Strobel | Mgmt | For | | For |
10 | Ratify Auditors | Mgmt | For | | For |
11 | Report on Political Contributions | SH | Against | | For |
| | | | | |
St. Jude Medical, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: STJ | 07-May-10 | | Annual | 10-Mar-10 | |
CUSIP: 790849103 | | | Meeting ID: 563479 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Stuart M. Essig | Mgmt | For | | For |
1.2 | Elect Director Barbara B. Hill | Mgmt | For | | For |
1.3 | Elect Director Michael A. Rocca | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Prepare Sustainability Report | SH | Against | | For |
| | | | | |
3M Company | Meeting Date | | Meeting Type | Record Date | |
Ticker: MMM | 11-May-10 | | Annual | 12-Mar-10 | |
CUSIP: 88579Y101 | | | Meeting ID: 563480 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Linda G. Alvarado | Mgmt | For | | For |
2 | Elect Director George W. Buckley | Mgmt | For | | For |
3 | Elect Director Vance D. Coffman | Mgmt | For | | For |
4 | Elect Director Michael L. Eskew | Mgmt | For | | For |
5 | Elect Director W. James Farrell | Mgmt | For | | For |
6 | Elect Director Herbert L. Henkel | Mgmt | For | | For |
7 | Elect Director Edward M. Liddy | Mgmt | For | | For |
8 | Elect Director Robert S. Morrison | Mgmt | For | | For |
9 | Elect Director Aulana L. Peters | Mgmt | For | | For |
10 | Elect Director Robert J. Ulrich | Mgmt | For | | For |
11 | Ratify Auditors | Mgmt | For | | For |
12 | Amend Omnibus Stock Plan | Mgmt | For | | For |
13 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
| | | | | |
Danaher Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: DHR | 11-May-10 | | Annual | 12-Mar-10 | |
CUSIP: 235851102 | | | Meeting ID: 568989 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Steven M. Rales | Mgmt | For | | For |
2 | Elect Director John T. Schwieters | Mgmt | For | | For |
3 | Elect Director Alan G. Spoon | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
5 | Declassify the Board of Directors | SH | Against | | For |
| | | | | |
Gilead Sciences, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: GILD | 11-May-10 | | Annual | 15-Mar-10 | |
CUSIP: 375558103 | | | Meeting ID: 564209 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Paul Berg | Mgmt | For | | For |
1.2 | Elect Director John F. Cogan | Mgmt | For | | For |
1.3 | Elect Director Etienne F. Davignon | Mgmt | For | | For |
1.4 | Elect Director James M. Denny | Mgmt | For | | For |
1.5 | Elect Director Carla A. Hills | Mgmt | For | | For |
1.6 | Elect Director Kevin E. Lofton | Mgmt | For | | For |
1.7 | Elect Director John W. Madigan | Mgmt | For | | For |
1.8 | Elect Director John C. Martin | Mgmt | For | | For |
1.9 | Elect Director Gordon E. Moore | Mgmt | For | | For |
1.10 | Elect Director Nicholas G. Moore | Mgmt | For | | For |
1.11 | Elect Director Richard J. Whitley | Mgmt | For | | For |
1.12 | Elect Director Gayle E. Wilson | Mgmt | For | | For |
1.13 | Elect Director Per Wold-Olsen | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Reduce Supermajority Vote Requirement | SH | Against | | For |
| | | | | |
ITT Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: ITT | 11-May-10 | | Annual | 17-Mar-10 | |
CUSIP: 450911102 | | | Meeting ID: 565492 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Steven R. Loranger | Mgmt | For | | For |
1.2 | Elect Director Curtis J. Crawford | Mgmt | For | | For |
1.3 | Elect Director Christina A. Gold | Mgmt | For | | For |
1.4 | Elect Director Ralph F. Hake | Mgmt | For | | For |
1.5 | Elect Director John J. Hamre | Mgmt | For | | For |
1.6 | Elect Director Paul J. Kern | Mgmt | For | | For |
1.7 | Elect Director Frank T. MacInnis | Mgmt | For | | For |
1.8 | Elect Director Surya N. Mohapatra | Mgmt | For | | For |
1.9 | Elect Director Linda S. Sanford | Mgmt | For | | For |
1.10 | Elect Director Markos I. Tambakeras | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Report on Foreign Military Sales | SH | Against | | Against |
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
| | | | | |
Amgen, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: AMGN | 12-May-10 | | Annual | 15-Mar-10 | |
CUSIP: 031162100 | | | Meeting ID: 564545 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Dr. David Baltimore | Mgmt | For | | For |
2 | Elect Director Frank J. Biondi, Jr. | Mgmt | For | | For |
3 | Elect Director Francois De Carbonnel | Mgmt | For | | For |
4 | Elect Director Jerry D. Choate | Mgmt | For | | For |
5 | Elect Director Dr. Vance D. Coffman | Mgmt | For | | For |
6 | Elect Director Frederick W. Gluck | Mgmt | For | | For |
7 | Elect Director Dr. Rebecca M. Henderson | Mgmt | For | | For |
8 | Elect Director Frank C. Herringer | Mgmt | For | | For |
9 | Elect Director Dr. Gilbert S. Omenn | Mgmt | For | | For |
10 | Elect Director Judith C. Pelham | Mgmt | For | | For |
11 | Elect Director Adm. J. Paul Reason, USN (Retired) | Mgmt | For | | For |
12 | Elect Director Leonard D. Schaeffer | Mgmt | For | | For |
13 | Elect Director Kevin W. Sharer | Mgmt | For | | For |
14 | Ratify Auditors | Mgmt | For | | For |
15 | Provide Right to Act by Written Consent | SH | Against | | For |
16 | Stock Retention/Holding Period | SH | Against | | For |
| | | | | |
ConocoPhillips | Meeting Date | | Meeting Type | Record Date | |
Ticker: COP | 12-May-10 | | Annual | 15-Mar-10 | |
CUSIP: 20825C104 | | | Meeting ID: 566790 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Richard L. Armitage | Mgmt | For | | For |
1.2 | Elect Director Richard H. Auchinleck | Mgmt | For | | For |
1.3 | Elect Director James E. Copeland, Jr. | Mgmt | For | | For |
1.4 | Elect Director Kenneth M. Duberstein | Mgmt | For | | For |
1.5 | Elect Director Ruth R. Harkin | Mgmt | For | | For |
1.6 | Elect Director Harold W. Mcgraw III | Mgmt | For | | For |
1.7 | Elect Director James J. Mulva | Mgmt | For | | For |
1.8 | Elect Director Robert A. Niblock | Mgmt | For | | For |
1.9 | Elect Director Harald J. Norvik | Mgmt | For | | For |
1.10 | Elect Director William K. Reilly | Mgmt | For | | For |
1.11 | Elect Director Bobby S. Shackouls | Mgmt | For | | For |
1.12 | Elect Director Victoria J. Tschinkel | Mgmt | For | | For |
1.13 | Elect Director Kathryn C. Turner | Mgmt | For | | For |
1.14 | Elect Director William E. Wade, Jr. | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Report on Board Risk Management Oversight | SH | Against | | Against |
4 | Adopt Quantitative GHG Goals for Products and Operations | SH | Against | | For |
5 | Report on Environmental Impact of Oil Sands Operations in Canada | SH | Against | | For |
6 | Adopt Policy to Address Coastal Louisiana Environmental Impacts | SH | Against | | Against |
7 | Report on Financial Risks of Climate Change | SH | Against | | Against |
8 | Adopt Goals to Reduce Emission of TRI Chemicals | SH | Against | | Against |
9 | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | SH | Against | | For |
10 | Report on Political Contributions | SH | Against | | For |
| | | | | |
CVS Caremark Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: CVS | 12-May-10 | | Annual | 15-Mar-10 | |
CUSIP: 126650100 | | | Meeting ID: 566799 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Edwin M. Banks | Mgmt | For | | For |
2 | Elect Director C. David Brown II | Mgmt | For | | For |
3 | Elect Director David W. Dorman | Mgmt | For | | For |
4 | Elect Director Kristen Gibney Williams | Mgmt | For | | For |
5 | Elect Director Marian L. Heard | Mgmt | For | | For |
6 | Elect Director William H. Joyce | Mgmt | For | | For |
7 | Elect Director Jean-Pierre Millon | Mgmt | For | | For |
8 | Elect Director Terrence Murray | Mgmt | For | | For |
9 | Elect Director C.A. Lance Piccolo | Mgmt | For | | For |
10 | Elect Director Sheli Z. Rosenberg | Mgmt | For | | For |
11 | Elect Director Thomas M. Ryan | Mgmt | For | | For |
12 | Elect Director Richard J. Swift | Mgmt | For | | For |
13 | Ratify Auditors | Mgmt | For | | For |
14 | Approve Omnibus Stock Plan | Mgmt | For | | For |
15 | Provide Right to Call Special Meeting | Mgmt | For | | For |
16 | Report on Political Contributions | SH | Against | | For |
17 | Adopt Global Warming Principles | SH | Against | | Against |
| | | | | |
Philip Morris International Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: PM | 12-May-10 | | Annual | 16-Mar-10 | |
CUSIP: 718172109 | | | Meeting ID: 568108 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Harold Brown | Mgmt | For | | For |
2 | Elect Director Mathis Cabiallavetta | Mgmt | For | | For |
3 | Elect Director Louis C. Camilleri | Mgmt | For | | For |
4 | Elect Director J. Dudley Fishburn | Mgmt | For | | For |
5 | Elect Director Jennifer Li | Mgmt | For | | For |
6 | Elect Director Graham Mackay | Mgmt | For | | For |
7 | Elect Director Sergio Marchionne | Mgmt | For | | For |
8 | Elect Director Lucio A. Noto | Mgmt | For | | For |
9 | Elect Director Carlos Slim Helu | Mgmt | For | | For |
10 | Elect Director Stephen M. Wolf | Mgmt | For | | For |
11 | Ratify Auditors | Mgmt | For | | For |
12 | Report on Effect of Marketing Practices on the Poor | SH | Against | | Against |
13 | Establish Supplier Human Rights Purchasing Protocols | SH | Against | | Against |
| | | | | |
Kohl's Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: KSS | 13-May-10 | | Annual | 10-Mar-10 | |
CUSIP: 500255104 | | | Meeting ID: 564107 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Peter Boneparth | Mgmt | For | | For |
2 | Elect Director Steven A. Burd | Mgmt | For | | For |
3 | Elect Director John F. Herma | Mgmt | For | | For |
4 | Elect Director Dale E. Jones | Mgmt | For | | For |
5 | Elect Director William S. Kellogg | Mgmt | For | | For |
6 | Elect Director Kevin Mansell | Mgmt | For | | For |
7 | Elect Director Frank V. Sica | Mgmt | For | | For |
8 | Elect Director Peter M. Sommerhauser | Mgmt | For | | For |
9 | Elect Director Stephanie A. Streeter | Mgmt | For | | For |
10 | Elect Director Nina G. Vaca | Mgmt | For | | For |
11 | Elect Director Stephen E. Watson | Mgmt | For | | For |
12 | Ratify Auditors | Mgmt | For | | For |
13 | Approve Omnibus Stock Plan | Mgmt | For | | For |
14 | Reduce Supermajority Vote Requirement | SH | Against | | For |
15 | Require Independent Board Chairman | SH | Against | | Against |
| | | | | |
The Dow Chemical Company | Meeting Date | | Meeting Type | Record Date | |
Ticker: DOW | 13-May-10 | | Annual | 15-Mar-10 | |
CUSIP: 260543103 | | | Meeting ID: 566793 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Arnold A. Allemang | Mgmt | For | | For |
2 | Elect Director Jacqueline K. Barton | Mgmt | For | | For |
3 | Elect Director James A. Bell | Mgmt | For | | For |
4 | Elect Director Jeff M. Fettig | Mgmt | For | | For |
5 | Elect Director Barbara H. Franklin | Mgmt | For | | For |
6 | Elect Director John B. Hess | Mgmt | For | | For |
7 | Elect Director Andrew N. Liveris | Mgmt | For | | For |
8 | Elect Director Paul Polman | Mgmt | For | | For |
9 | Elect Director Dennis H. Reilley | Mgmt | For | | For |
10 | Elect Director James M. Ringler | Mgmt | For | | For |
11 | Elect Director Ruth G. Shaw | Mgmt | For | | For |
12 | Elect Director Paul G. Stern | Mgmt | For | | For |
13 | Ratify Auditors | Mgmt | For | | For |
14 | Provide Right to Call Special Meeting | Mgmt | For | | For |
15 | Report on Environmental Remediation in Midland Area | SH | Against | | Against |
16 | Stock Retention/Holding Period | SH | Against | | For |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
| | | | | |
The Western Union Company | Meeting Date | | Meeting Type | Record Date | |
Ticker: WU | 14-May-10 | | Annual | 17-Mar-10 | |
CUSIP: 959802109 | | | Meeting ID: 566004 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Dinyar S. Devitre | Mgmt | For | | For |
2 | Elect Director Christina A. Gold | Mgmt | For | | For |
3 | Elect Director Betsy D. Holden | Mgmt | For | | For |
4 | Elect Director Wulf Von Schimmelmann | Mgmt | For | | For |
5 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Transocean Ltd. | Meeting Date | | Meeting Type | Record Date | |
Ticker: RIG | 14-May-10 | | Annual | 26-Apr-10 | |
CUSIP: H8817H100 | | | Meeting ID: 566780 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | | For |
2 | Approve Discharge of Board and Senior Management | Mgmt | For | | For |
3 | Approve Allocation of Income and Omission of Dividends | Mgmt | For | | For |
4 | Change Location of Registered Office to Steinhausen, Switzerland | Mgmt | For | | For |
5 | Approve Creation of CHF 2.5 Billion Pool of Capital without Preemptive Rights | Mgmt | For | | Against |
6 | Approve Reduction in Share Capita and Repayment of $3.11 per Sharel | Mgmt | For | | For |
7 | Amend Articles Re: Share Certificates due to New Swiss Federal Act on Intermediated Securities | Mgmt | For | | For |
8a | Elect Steven Newman as Director | Mgmt | For | | For |
8b | Reelect Thomas Carson as Director | Mgmt | For | | For |
8c | Reelect Robert Sprague as Director | Mgmt | For | | For |
8d | Reelect J. Michael Talbert as Director | Mgmt | For | | For |
8e | Reelect John Whitmire as Director | Mgmt | For | | For |
9 | Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2010 | Mgmt | For | | For |
10 | Transact Other Business (Voting) | Mgmt | For | | Against |
| | | | | |
JPMorgan Chase & Co. | Meeting Date | | Meeting Type | Record Date | |
Ticker: JPM | 18-May-10 | | Annual | 19-Mar-10 | |
CUSIP: 46625H100 | | | Meeting ID: 568199 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Crandall C. Bowles | Mgmt | For | | For |
1.2 | Elect Director Stephen B. Burke | Mgmt | For | | For |
1.3 | Elect Director David M. Cote | Mgmt | For | | For |
1.4 | Elect Director James S. Crown | Mgmt | For | | For |
1.5 | Elect Director James Dimon | Mgmt | For | | For |
1.6 | Elect Director Ellen V. Futter | Mgmt | For | | For |
1.7 | Elect Director William H. Gray, III | Mgmt | For | | For |
1.8 | Elect Director Laban P. Jackson, Jr. | Mgmt | For | | For |
1.9 | Elect Director David C. Novak | Mgmt | For | | For |
1.10 | Elect Director Lee R. Raymond | Mgmt | For | | For |
1.11 | Elect Director William C. Weldon | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Affirm Political Non-Partisanship | SH | Against | | Against |
5 | Amend Bylaws-- Call Special Meetings | SH | Against | | For |
6 | Report on Collateral in Derivatives Trading | SH | Against | | For |
7 | Provide Right to Act by Written Consent | SH | Against | | For |
8 | Require Independent Board Chairman | SH | Against | | For |
9 | Report on Pay Disparity | SH | Against | | Against |
10 | Stock Retention/Holding Period | SH | Against | | For |
| | | | | |
Kraft Foods Inc | Meeting Date | | Meeting Type | Record Date | |
Ticker: KFT | 18-May-10 | | Annual | 11-Mar-10 | |
CUSIP: 50075N104 | | | Meeting ID: 562632 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Ajaypal S. Banga | Mgmt | For | | For |
2 | Elect Director Myra M. Hart | Mgmt | For | | For |
3 | Elect Director Lois D. Juliber | Mgmt | For | | For |
4 | Elect Director Mark D. Ketchum | Mgmt | For | | For |
5 | Elect Director Richard A. Lerner | Mgmt | For | | For |
6 | Elect Director Mackey J. McDonald | Mgmt | For | | For |
7 | Elect Director John C. Pope | Mgmt | For | | For |
8 | Elect Director Fredric G. Reynolds | Mgmt | For | | For |
9 | Elect Director Irene B. Rosenfeld | Mgmt | For | | For |
10 | Elect Director J.F. Van Boxmeer | Mgmt | For | | For |
11 | Elect Director Deborah C. Wright | Mgmt | For | | For |
12 | Elect Director Frank G. Zarb | Mgmt | For | | For |
13 | Ratify Auditors | Mgmt | For | | For |
14 | Provide Right to Act by Written Consent | SH | Against | | For |
| | | | | |
Morgan Stanley | Meeting Date | | Meeting Type | Record Date | |
Ticker: MS | 18-May-10 | | Annual | 22-Mar-10 | |
CUSIP: 617446448 | | | Meeting ID: 570481 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Roy J. Bostock | Mgmt | For | | Against |
2 | Elect Director Erskine B. Bowles | Mgmt | For | | For |
3 | Elect Director Howard J. Davies | Mgmt | For | | For |
4 | Elect Director James P. Gorman | Mgmt | For | | For |
5 | Elect Director James H. Hance, Jr. | Mgmt | For | | For |
6 | Elect Director Nobuyuki Hirano | Mgmt | For | | For |
7 | Elect Director C. Robert Kidder | Mgmt | For | | For |
8 | Elect Director John J. Mack | Mgmt | For | | For |
9 | Elect Director Donald T. Nicolaisen | Mgmt | For | | For |
10 | Elect Director Charles H. Noski | Mgmt | For | | For |
11 | Elect Director Hutham S. Olayan | Mgmt | For | | For |
12 | Elect Director O. Griffith Sexton | Mgmt | For | | For |
13 | Elect Director Laura D. Tyson | Mgmt | For | | For |
14 | Ratify Auditors | Mgmt | For | | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
16 | Amend Omnibus Stock Plan | Mgmt | For | | Against |
17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
18 | Stock Retention/Holding Period | SH | Against | | For |
19 | Require Independent Board Chairman | SH | Against | | For |
20 | Report on Pay Disparity | SH | Against | | Against |
21 | Claw-back of Payments under Restatements | SH | Against | | For |
| | | | | |
The Allstate Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: ALL | 18-May-10 | | Annual | 19-Mar-10 | |
CUSIP: 020002101 | | | Meeting ID: 568568 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director F. Duane Ackerman | Mgmt | For | | For |
1.2 | Elect Director Robert D. Beyer | Mgmt | For | | For |
1.3 | Elect Director W. James Farrell | Mgmt | For | | For |
1.4 | Elect Director Jack M. Greenberg | Mgmt | For | | For |
1.5 | Elect Director Ronald T. LeMay | Mgmt | For | | For |
1.6 | Elect Director Andrea Redmond | Mgmt | For | | For |
1.7 | Elect Director H. John Riley, Jr. | Mgmt | For | | For |
1.8 | Elect Director Joshua I. Smith | Mgmt | For | | For |
1.9 | Elect Director Judith A. Sprieser | Mgmt | For | | For |
1.10 | Elect Director Mary Alice Taylor | Mgmt | For | | For |
1.11 | Elect Director Thomas J. Wilson | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Bylaws -- Call Special Meetings | SH | Against | | For |
4 | Provide Right to Act by Written Consent | SH | Against | | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
6 | Report on Pay Disparity | SH | Against | | Against |
7 | Report on Political Contributions | SH | Against | | For |
| | | | | |
ACE Limited | Meeting Date | | Meeting Type | Record Date | |
Ticker: ACE | 19-May-10 | | Annual | 31-Mar-10 | |
CUSIP: H0023R105 | | | Meeting ID: 559109 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Robert Hernandez as Director | Mgmt | For | | Against |
1.2 | Elect Peter Menikoff as Director | Mgmt | For | | Against |
1.3 | Elect Robert Ripp as Director | Mgmt | For | | Against |
1.4 | Elect Theodore Shasta as Director | Mgmt | For | | For |
2 | Amend Articles Re: Treatment of Abstentions and Broker Non-Votes | Mgmt | For | | For |
3.1 | Approve Annual Report | Mgmt | For | | For |
3.2 | Accept Statutory Financial Statements | Mgmt | For | | For |
3.3 | Accept Consolidated Financial Statements | Mgmt | For | | For |
4 | Approve Allocation of Income and Omission of Dividends | Mgmt | For | | For |
5 | Approve Discharge of Board and Senior Management | Mgmt | For | | For |
6 | Approve Creation of CHF 4.4 Billion Pool of Capital without Preemptive Rights | Mgmt | For | | For |
7.1 | Ratify PricewaterhouseCoopers AG as Auditors | Mgmt | For | | For |
7.2 | Ratify PricewaterhouseCoopers LLC as Independent Registered Public Accounting Firm | Mgmt | For | | For |
7.3 | Ratify BDO AG as Special Auditors | Mgmt | For | | For |
8 | Amend 2004 Long-Term Incentive Plan | Mgmt | For | | Against |
9 | Approve Reduction in Share Capital and Capital Repayment of $1.32 per Share | Mgmt | For | | For |
| | | | | |
Halliburton Company | Meeting Date | | Meeting Type | Record Date | |
Ticker: HAL | 19-May-10 | | Annual | 22-Mar-10 | |
CUSIP: 406216101 | | | Meeting ID: 568121 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director A.M. Bennett | Mgmt | For | | For |
2 | Elect Director J.R. Boyd | Mgmt | For | | For |
3 | Elect Director M. Carroll | Mgmt | For | | For |
4 | Elect Director N.K. Dicciani | Mgmt | For | | For |
5 | Elect Director S.M. Gillis | Mgmt | For | | For |
6 | Elect Director J.T. Hackett | Mgmt | For | | For |
7 | Elect Director D.J. Lesar | Mgmt | For | | For |
8 | Elect Director R.A. Malone | Mgmt | For | | For |
9 | Elect Director J.L. Martin | Mgmt | For | | For |
10 | Elect Director D.L. Reed | Mgmt | For | | For |
11 | Ratify Auditors | Mgmt | For | | For |
12 | Review and Assess Human Rights Policies | SH | Against | | For |
13 | Report on Political Contributions | SH | Against | | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
15 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
| | | | | |
Intel Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: INTC | 19-May-10 | | Annual | 22-Mar-10 | |
CUSIP: 458140100 | | | Meeting ID: 568510 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Charlene Barshefsky | Mgmt | For | | For |
2 | Elect Director Susan L. Decker | Mgmt | For | | For |
3 | Elect Director John J. Donahoe | Mgmt | For | | For |
4 | Elect Director Reed E. Hundt | Mgmt | For | | For |
5 | Elect Director Paul S. Otellini | Mgmt | For | | For |
6 | Elect Director James D. Plummer | Mgmt | For | | For |
7 | Elect Director David S. Pottruck | Mgmt | For | | For |
8 | Elect Director Jane E. Shaw | Mgmt | For | | For |
9 | Elect Director Frank D. Yeary | Mgmt | For | | For |
10 | Elect Director David B. Yoffie | Mgmt | For | | For |
11 | Ratify Auditors | Mgmt | For | | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
| | | | | |
Northrop Grumman Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: NOC | 19-May-10 | | Annual | 23-Mar-10 | |
CUSIP: 666807102 | | | Meeting ID: 570192 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Wesley G. Bush | Mgmt | For | | For |
2 | Elect Director Lewis W. Coleman | Mgmt | For | | For |
3 | Elect Director Thomas B. Fargo | Mgmt | For | | For |
4 | Elect Director Victor H. Fazio | Mgmt | For | | For |
5 | Elect Director Donald E. Felsinger | Mgmt | For | | For |
6 | Elect Director Stephen E. Frank | Mgmt | For | | For |
7 | Elect Director Bruce S. Gordon | Mgmt | For | | For |
8 | Elect Director Madeleine Kleiner | Mgmt | For | | For |
9 | Elect Director Karl J. Krapek | Mgmt | For | | For |
10 | Elect Director Richard B. Myers | Mgmt | For | | For |
11 | Elect Director Aulana L. Peters | Mgmt | For | | For |
12 | Elect Director Kevin W. Sharer | Mgmt | For | | For |
13 | Ratify Auditors | Mgmt | For | | For |
14 | Amend Certificate of Incorporation to Provide Shareholders the Right to Call Special Meetings and Make Other Revisions | Mgmt | For | | For |
15 | Amend Certificate of Incorporation of Subsidiary to Eliminate Requirement of Shareholder Approval of Certain Actions | Mgmt | For | | For |
16 | Reincorporate in Another State [from Delaware to North Dakota] | SH | Against | | Against |
| | | | | |
State Street Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: STT | 19-May-10 | | Annual | 15-Mar-10 | |
CUSIP: 857477103 | | | Meeting ID: 568780 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director K. Burnes | Mgmt | For | | For |
2 | Elect Director P. Coym | Mgmt | For | | For |
3 | Elect Director P. De Saint-Aignan | Mgmt | For | | For |
4 | Elect Director A. Fawcett | Mgmt | For | | For |
5 | Elect Director D. Gruber | Mgmt | For | | For |
6 | Elect Director L. Hill | Mgmt | For | | For |
7 | Elect Director J. Hooley | Mgmt | For | | For |
8 | Elect Director R. Kaplan | Mgmt | For | | For |
9 | Elect Director C. LaMantia | Mgmt | For | | For |
10 | Elect Director R. Logue | Mgmt | For | | For |
11 | Elect Director R. Sergel | Mgmt | For | | For |
12 | Elect Director R. Skates | Mgmt | For | | For |
13 | Elect Director G. Summe | Mgmt | For | | For |
14 | Elect Director R. Weissman | Mgmt | For | | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
16 | Ratify Auditors | Mgmt | For | | For |
17 | Require Independent Board Chairman | SH | Against | | Against |
18 | Report on Pay Disparity | SH | Against | | Against |
| | | | | |
Marsh & McLennan Companies, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: MMC | 20-May-10 | | Annual | 22-Mar-10 | |
CUSIP: 571748102 | | | Meeting ID: 567609 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Leslie M. Baker | Mgmt | For | | For |
1.2 | Elect Director Zachary W. Carter | Mgmt | For | | For |
1.3 | Elect Director Brian Duperreault | Mgmt | For | | For |
1.4 | Elect Director Oscar Fanjul | Mgmt | For | | For |
1.5 | Elect Director H. Edward Hanway | Mgmt | For | | For |
1.6 | Elect Director Gwendolyn S. King | Mgmt | For | | For |
1.7 | Elect Director Bruce P. Nolop | Mgmt | For | | For |
1.8 | Elect Director Marc D. Oken | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Provide Right to Act by Written Consent | SH | Against | | For |
| | | | | |
McDonald's Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: MCD | 20-May-10 | | Annual | 23-Mar-10 | |
CUSIP: 580135101 | | | Meeting ID: 570179 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Walter E. Massey | Mgmt | For | | For |
2 | Elect Director John W. Rogers, Jr. | Mgmt | For | | For |
3 | Elect Director Roger W. Stone | Mgmt | For | | For |
4 | Elect Director Miles D. White | Mgmt | For | | For |
5 | Ratify Auditors | Mgmt | For | | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
7 | Reduce Supermajority Vote Requirement | SH | Against | | For |
8 | Require Suppliers to Adopt CAK | SH | Against | | Against |
9 | Adopt Cage-Free Eggs Purchasing Policy | SH | Against | | Against |
| | | | | |
The Home Depot, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: HD | 20-May-10 | | Annual | 22-Mar-10 | |
CUSIP: 437076102 | | | Meeting ID: 569262 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director F. Duane Ackerman | Mgmt | For | | For |
2 | Elect Director David H. Batchelder | Mgmt | For | | For |
3 | Elect Director Francis S. Blake | Mgmt | For | | For |
4 | Elect Director Ari Bousbib | Mgmt | For | | For |
5 | Elect Director Gregory D. Brenneman | Mgmt | For | | For |
6 | Elect Director Albert P. Carey | Mgmt | For | | For |
7 | Elect Director Armando Codina | Mgmt | For | | For |
8 | Elect Director Bonnie G. Hill | Mgmt | For | | For |
9 | Elect Director Karen L. Katen | Mgmt | For | | For |
10 | Ratify Auditors | Mgmt | For | | For |
11 | Amend Omnibus Stock Plan | Mgmt | For | | For |
12 | Provide for Cumulative Voting | SH | Against | | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
14 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
15 | Provide Right to Act by Written Consent | SH | Against | | For |
16 | Require Independent Board Chairman | SH | Against | | Against |
17 | Prepare Employment Diversity Report | SH | Against | | For |
18 | Reincorporate in Another State [from Delaware to North Dakota] | SH | Against | | Against |
| | | | | |
FPL Group, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: FPL | 21-May-10 | | Annual | 22-Mar-10 | |
CUSIP: 302571104 | | | Meeting ID: 569359 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Sherry S. Barrat | Mgmt | For | | For |
1.2 | Elect Director Robert M. Beall, II | Mgmt | For | | For |
1.3 | Elect Director J. Hyatt Brown | Mgmt | For | | For |
1.4 | Elect Director James L. Camaren | Mgmt | For | | For |
1.5 | Elect Director J. Brian Ferguson | Mgmt | For | | For |
1.6 | Elect Director Lewis Hay, III | Mgmt | For | | For |
1.7 | Elect Director Toni Jennings | Mgmt | For | | For |
1.8 | Elect Director Oliver D. Kingsley, Jr. | Mgmt | For | | For |
1.9 | Elect Director Rudy E. Schupp | Mgmt | For | | For |
1.10 | Elect Director William H. Swanson | Mgmt | For | | For |
1.11 | Elect Director Michael H. Thaman | Mgmt | For | | For |
1.12 | Elect Director Hansel E. Tookes, II | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Change Company Name | Mgmt | For | | For |
| | | | | |
Time Warner Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: TWX | 21-May-10 | | Annual | 26-Mar-10 | |
CUSIP: 887317303 | | | Meeting ID: 569400 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director James L. Barksdale | Mgmt | For | | For |
2 | Elect Director William P. Barr | Mgmt | For | | For |
3 | Elect Director Jeffrey L. Bewkes | Mgmt | For | | For |
4 | Elect Director Stephen F. Bollenbach | Mgmt | For | | For |
5 | Elect Director Frank J. Caufield | Mgmt | For | | For |
6 | Elect Director Robert C. Clark | Mgmt | For | | For |
7 | Elect Director Mathias Dopfner | Mgmt | For | | For |
8 | Elect Director Jessica P. Einhorn | Mgmt | For | | For |
9 | Elect Director Fred Hassan | Mgmt | For | | For |
10 | Elect Director Michael A. Miles | Mgmt | For | | For |
11 | Elect Director Kenneth J. Novack | Mgmt | For | | For |
12 | Elect Director Deborah C. Wright | Mgmt | For | | For |
13 | Ratify Auditors | Mgmt | For | | For |
14 | Approve Omnibus Stock Plan | Mgmt | For | | For |
15 | Provide Right to Call Special Meeting | Mgmt | For | | For |
16 | Reduce Supermajority Vote Requirement | SH | Against | | For |
17 | Stock Retention/Holding Period | SH | Against | | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
| | | | | |
Merck & Co., Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: MRK | 25-May-10 | | Annual | 26-Mar-10 | |
CUSIP: 58933Y105 | | | Meeting ID: 571001 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Leslie A. Brun | Mgmt | For | | For |
2 | Elect Director Thomas R. Cech | Mgmt | For | | For |
3 | Elect Director Richard T. Clark | Mgmt | For | | For |
4 | Elect Director Thomas H. Glocer | Mgmt | For | | For |
5 | Elect Director Steven F. Goldstone | Mgmt | For | | For |
6 | Elect Director William B. Harrison, Jr. | Mgmt | For | | For |
7 | Elect Director Harry R. Jacobson | Mgmt | For | | For |
8 | Elect Director William N. Kelley | Mgmt | For | | For |
9 | Elect Director C. Robert Kidder | Mgmt | For | | For |
10 | Elect Director Rochelle B. Lazarus | Mgmt | For | | For |
11 | Elect Director Carlos E. Represas | Mgmt | For | | For |
12 | Elect Director Patricia F. Russo | Mgmt | For | | For |
13 | Elect Director Thomas E. Shenk | Mgmt | For | | For |
14 | Elect Director Anne M. Tatlock | Mgmt | For | | For |
15 | Elect Director Craig B. Thompson | Mgmt | For | | For |
16 | Elect Director Wendell P. Weeks | Mgmt | For | | For |
17 | Elect Director Peter C. Wendell | Mgmt | For | | For |
18 | Ratify Auditors | Mgmt | For | | For |
19 | Approve Omnibus Stock Plan | Mgmt | For | | For |
20 | Approve Non-Employee Director Omnibus Stock Plan | Mgmt | For | | For |
| | | | | |
Omnicom Group Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: OMC | 25-May-10 | | Annual | 05-Apr-10 | |
CUSIP: 681919106 | | | Meeting ID: 573019 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director John D. Wren | Mgmt | For | | For |
1.2 | Elect Director Bruce Crawford | Mgmt | For | | For |
1.3 | Elect Director Alan R. Batkin | Mgmt | For | | For |
1.4 | Elect Director Robert Charles Clark | Mgmt | For | | For |
1.5 | Elect Director Leonard S. Coleman, Jr. | Mgmt | For | | For |
1.6 | Elect Director Errol M. Cook | Mgmt | For | | For |
1.7 | Elect Director Susan S. Denison | Mgmt | For | | For |
1.8 | Elect Director Michael A. Henning | Mgmt | For | | For |
1.9 | Elect Director John R. Murphy | Mgmt | For | | For |
1.10 | Elect Director John R. Purcell | Mgmt | For | | For |
1.11 | Elect Director Linda Johnson Rice | Mgmt | For | | For |
1.12 | Elect Director Gary L. Roubos | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | | For |
4 | Adopt Majority Voting for Uncontested Election of Directors | Mgmt | For | | For |
5 | Reimburse Proxy Contest Expenses | SH | Against | | For |
6 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | SH | Against | | For |
7 | Reduce Supermajority Vote Requirement | SH | Against | | For |
| | | | | |
Chevron Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: CVX | 26-May-10 | | Annual | 01-Apr-10 | |
CUSIP: 166764100 | | | Meeting ID: 572446 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director S.H. Armacost | Mgmt | For | | For |
2 | Elect Director L.F. Deily | Mgmt | For | | For |
3 | Elect Director R.E. Denham | Mgmt | For | | For |
4 | Elect Director R.J. Eaton | Mgmt | For | | For |
5 | Elect Director C. Hagel | Mgmt | For | | For |
6 | Elect Director E. Hernandez | Mgmt | For | | For |
7 | Elect Director F.G. Jenifer | Mgmt | For | | For |
8 | Elect Director G.L. Kirkland | Mgmt | For | | For |
9 | Elect Director S. Nunn | Mgmt | For | | For |
10 | Elect Director D.B. Rice | Mgmt | For | | For |
11 | Elect Director K.W. Sharer | Mgmt | For | | For |
12 | Elect Director C.R. Shoemate | Mgmt | For | | For |
13 | Elect Director J.G. Stumpf | Mgmt | For | | For |
14 | Elect Director R.D. Sugar | Mgmt | For | | For |
15 | Elect Director C. Ware | Mgmt | For | | For |
16 | Elect Director J.S. Watson | Mgmt | For | | For |
17 | Ratify Auditors | Mgmt | For | | For |
18 | Provide Right to Call Special Meeting | Mgmt | For | | For |
19 | Request Director Nominee with Environmental Qualifications | SH | Against | | For |
20 | Stock Retention/Holding Period | SH | Against | | For |
21 | Disclose Payments To Host Governments | SH | Against | | Against |
22 | Adopt Guidelines for Country Selection | SH | Against | | For |
23 | Report on Financial Risks From Climate Change | SH | Against | | Against |
24 | Amend Bylaws to Establish a Board Committee on Human Rights | SH | Against | | Against |
| | | | | |
Exxon Mobil Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: XOM | 26-May-10 | | Annual | 06-Apr-10 | |
CUSIP: 30231G102 | | | Meeting ID: 571886 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director M.J. Boskin | Mgmt | For | | For |
1.2 | Elect Director P. Brabeck-Letmathe | Mgmt | For | | For |
1.3 | Elect Director L.R. Faulkner | Mgmt | For | | For |
1.4 | Elect Director J.S. Fishman | Mgmt | For | | For |
1.5 | Elect Director K.C. Frazier | Mgmt | For | | For |
1.6 | Elect Director W.W. George | Mgmt | For | | For |
1.7 | Elect Director M.C. Nelson | Mgmt | For | | For |
1.8 | Elect Director S.J. Palmisano | Mgmt | For | | For |
1.9 | Elect Director S.C. Reinemund | Mgmt | For | | For |
1.10 | Elect Director R.W. Tillerson | Mgmt | For | | For |
1.11 | Elect Director E.E. Whitacre, Jr. | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
4 | Reincorporate in Another State [from New Jersey to North Dakota] | SH | Against | | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
6 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | SH | Against | | Against |
7 | Adopt Policy on Human Right to Water | SH | Against | | Against |
8 | Adopt Policy to Address Coastal Louisiana Environmental Impacts | SH | Against | | Against |
9 | Report on Environmental Impact of Oil Sands Operations in Canada | SH | Against | | For |
10 | Report on Environmental Impacts of Natural Gas Fracturing | SH | Against | | For |
11 | Report on Energy Technologies Development | SH | Against | | Against |
12 | Adopt Quantitative GHG Goals from Products and Operations | SH | Against | | For |
13 | Report on Risks of Alternative Long-term Fossil Fuel Demand Estimates | SH | Against | | Against |
| | | | | |
Raytheon Company | Meeting Date | | Meeting Type | Record Date | |
Ticker: RTN | 27-May-10 | | Annual | 02-Apr-10 | |
CUSIP: 755111507 | | | Meeting ID: 576680 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Vernon E. Clark | Mgmt | For | | For |
2 | Elect Director John M. Deutch | Mgmt | For | | For |
3 | Elect Director Stephen J. Hadley | Mgmt | For | | For |
4 | Elect Director Frederic M. Poses | Mgmt | For | | For |
5 | Elect Director Michael C. Ruettgers | Mgmt | For | | For |
6 | Elect Director Ronald L. Skates | Mgmt | For | | For |
7 | Elect Director William R. Spivey | Mgmt | For | | For |
8 | Elect Director Linda G. Stuntz | Mgmt | For | | For |
9 | Elect Director William H. Swanson | Mgmt | For | | For |
10 | Ratify Auditors | Mgmt | For | | For |
11 | Provide Right to Call Special Meeting | Mgmt | For | | For |
12 | Approve Omnibus Stock Plan | Mgmt | For | | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
14 | Submit SERP to Shareholder Vote | SH | Against | | For |
15 | Provide Right to Act by Written Consent | SH | Against | | For |
| | | | | |
Lowe's Companies, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: LOW | 28-May-10 | | Annual | 26-Mar-10 | |
CUSIP: 548661107 | | | Meeting ID: 571700 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director David W. Bernauer | Mgmt | For | | For |
1.2 | Elect Director Leonard L. Berry | Mgmt | For | | For |
1.3 | Elect Director Dawn E. Hudson | Mgmt | For | | For |
1.4 | Elect Director Robert A. Niblock | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Provide Right to Call Special Meeting | Mgmt | For | | For |
4 | Report on Political Contributions | SH | Against | | For |
5 | Require Independent Board Chairman | SH | Against | | Against |
| | | | | |
Activision Blizzard, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: ATVI | 03-Jun-10 | | Annual | 06-Apr-10 | |
CUSIP: 00507V109 | | | Meeting ID: 573822 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Philippe G.H. Capron | Mgmt | For | | Against |
2 | Elect Director Robert J. Corti | Mgmt | For | | Against |
3 | Elect Director Frederic R. Crepin | Mgmt | For | | Against |
4 | Elect Director Brian G. Kelly | Mgmt | For | | Against |
5 | Elect Director Robert A. Kotick | Mgmt | For | | Against |
6 | Elect Director Jean-Bernard Levy | Mgmt | For | | Against |
7 | Elect Director Robert J. Morgado | Mgmt | For | | Against |
8 | Elect Director Douglas P. Morris | Mgmt | For | | Against |
9 | Elect Director Stephane Roussel | Mgmt | For | | Against |
10 | Elect Director Richard Sarnoff | Mgmt | For | | For |
11 | Elect Director Regis Turrini | Mgmt | For | | Against |
12 | Amend Omnibus Stock Plan | Mgmt | For | | For |
| | | | | |
Ingersoll-Rand plc | Meeting Date | | Meeting Type | Record Date | |
Ticker: IR | 03-Jun-10 | | Annual | 01-Jun-10 | |
CUSIP: G47791101 | | | Meeting ID: 575028 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1a | Elect Ann Berzin as Director | Mgmt | For | | For |
1b | Elect John Bruton as Director | Mgmt | For | | For |
1c | Elect Jared Cohon as Director | Mgmt | For | | For |
1d | Elect Gary Forsee as Director | Mgmt | For | | For |
1e | Elect Peter Godsoe as Director | Mgmt | For | | For |
1f | Elect Edward Hagenlocker as Director | Mgmt | For | | For |
1g | Elect Constance Horner as Director | Mgmt | For | | Abstain |
1h | Elect Michael Lamach as Director | Mgmt | For | | For |
1i | Elect Theodore Martin as Director | Mgmt | For | | Abstain |
1j | Elect Orin Smith as Director | Mgmt | For | | Abstain |
1k | Elect Richard Swift as Director | Mgmt | For | | Abstain |
1l | Elect Tony White as Director | Mgmt | For | | Abstain |
2 | Approve an Advisory Proposal Relating to Executive Pay-For-Performance Compensation Policies and Procedures | Mgmt | For | | Against |
3 | Approve PricewaterhouseCoopers Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | | For |
| | | | | |
Wal-Mart Stores, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: WMT | 04-Jun-10 | | Annual | 08-Apr-10 | |
CUSIP: 931142103 | | | Meeting ID: 574373 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Aida M. Alvarez | Mgmt | For | | For |
2 | Elect Director James W. Breyer | Mgmt | For | | For |
3 | Elect Director M. Michele Burns | Mgmt | For | | For |
4 | Elect Director James I. Cash, Jr. | Mgmt | For | | For |
5 | Elect Director Roger C. Corbett | Mgmt | For | | For |
6 | Elect Director Douglas N. Daft | Mgmt | For | | Against |
7 | Elect Director Michael T. Duke | Mgmt | For | | For |
8 | Elect Director Gregory B. Penner | Mgmt | For | | For |
9 | Elect Director Steven S. Reinemund | Mgmt | For | | For |
10 | Elect Director H. Lee Scott, Jr. | Mgmt | For | | For |
11 | Elect Director Arne M. Sorenson | Mgmt | For | | For |
12 | Elect Director Jim C. Walton | Mgmt | For | | For |
13 | Elect Director S. Robson Walton | Mgmt | For | | For |
14 | Elect Director Christopher J. Williams | Mgmt | For | | For |
15 | Elect Director Linda S. Wolf | Mgmt | For | | Against |
16 | Ratify Auditors | Mgmt | For | | For |
17 | Approve Omnibus Stock Plan | Mgmt | For | | Against |
18 | Amend Sharesave Plan | Mgmt | For | | For |
19 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | SH | Against | | For |
20 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
21 | Report on Political Contributions | SH | Against | | For |
22 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
23 | Require Suppliers to Adopt CAK | SH | Against | | Against |
24 | Report on Process for Identifying and Prioritizing Public Policy Activities | SH | Against | | Against |
| | | | | |
Staples, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: SPLS | 07-Jun-10 | | Annual | 12-Apr-10 | |
CUSIP: 855030102 | | | Meeting ID: 575466 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Basil L. Anderson | Mgmt | For | | For |
2 | Elect Director Arthur M. Blank | Mgmt | For | | For |
3 | Elect Director Mary Elizabeth Burton | Mgmt | For | | For |
4 | Elect Director Justin King | Mgmt | For | | For |
5 | Elect Director Carol Meyrowitz | Mgmt | For | | For |
6 | Elect Director Rowland T. Moriarty | Mgmt | For | | For |
7 | Elect Director Robert C. Nakasone | Mgmt | For | | For |
8 | Elect Director Ronald L. Sargent | Mgmt | For | | For |
9 | Elect Director Elizabeth A. Smith | Mgmt | For | | For |
10 | Elect Director Robert E. Sulentic | Mgmt | For | | For |
11 | Elect Director Vijay Vishwanath | Mgmt | For | | For |
12 | Elect Director Paul F. Walsh | Mgmt | For | | For |
13 | Approve Executive Incentive Bonus Plan | Mgmt | For | | For |
14 | Amend Omnibus Stock Plan | Mgmt | For | | For |
15 | Ratify Auditors | Mgmt | For | | For |
16 | Provide Right to Act by Written Consent | SH | Against | | For |
17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
| | | | | |
Devon Energy Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: DVN | 09-Jun-10 | | Annual | 12-Apr-10 | |
CUSIP: 25179M103 | | | Meeting ID: 577403 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director John Richels | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Reduce Supermajority Vote Requirement | SH | Against | | For |
| | | | | |
Target Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: TGT | 09-Jun-10 | | Annual | 12-Apr-10 | |
CUSIP: 87612E106 | | | Meeting ID: 576886 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Calvin Darden | Mgmt | For | | For |
2 | Elect Director Anne M. Mulcahy | Mgmt | For | | For |
3 | Elect Director Stephen W. Sanger | Mgmt | For | | For |
4 | Elect Director Gregg W. Steinhafel | Mgmt | For | | For |
5 | Ratify Auditors | Mgmt | For | | For |
6 | Declassify the Board of Directors | Mgmt | For | | For |
7 | Reduce Supermajority Vote Requirement | Mgmt | For | | For |
8 | Amend Articles of Incorporation | Mgmt | For | | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
| | | | | |
Best Buy Co., Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: BBY | 24-Jun-10 | | Annual | 27-Apr-10 | |
CUSIP: 086516101 | | | Meeting ID: 581024 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Lisa M. Caputo | Mgmt | For | | For |
1.2 | Elect Director Brian J. Dunn | Mgmt | For | | For |
1.3 | Elect Director Kathy J. Higgins Victor | Mgmt | For | | For |
1.4 | Elect Director Rogelio M. Rebolledo | Mgmt | For | | For |
1.5 | Elect Director Gerard R. Vittecoq | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
The Kroger Co. | Meeting Date | | Meeting Type | Record Date | |
Ticker: KR | 24-Jun-10 | | Annual | 26-Apr-10 | |
CUSIP: 501044101 | | | Meeting ID: 581646 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Reuben V. Anderson | Mgmt | For | | For |
2 | Elect Director Robert D. Beyer | Mgmt | For | | For |
3 | Elect Director David B. Dillon | Mgmt | For | | For |
4 | Elect Director Susan J. Kropf | Mgmt | For | | For |
5 | Elect Director John T. LaMacchia | Mgmt | For | | For |
6 | Elect Director David B. Lewis | Mgmt | For | | For |
7 | Elect Director W. Rodney McMullen | Mgmt | For | | For |
8 | Elect Director Jorge P. Montoya | Mgmt | For | | For |
9 | Elect Director Clyde R. Moore | Mgmt | For | | For |
10 | Elect Director Susan M. Phillips | Mgmt | For | | For |
11 | Elect Director Steven R. Rogel | Mgmt | For | | For |
12 | Elect Director James A. Runde | Mgmt | For | | For |
13 | Elect Director Ronald L. Sargent | Mgmt | For | | For |
14 | Elect Director Bobby S. Shackouls | Mgmt | For | | For |
15 | Adopt Majority Voting for Uncontested Election of Directors | Mgmt | For | | For |
16 | Ratify Auditors | Mgmt | For | | For |
17 | Report on Climate Change | SH | Against | | For |
| | | | | |
Yahoo! Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: YHOO | 24-Jun-10 | | Annual | 27-Apr-10 | |
CUSIP: 984332106 | | | Meeting ID: 578594 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Carol Bartz | Mgmt | For | | For |
2 | Elect Director Roy J. Bostock | Mgmt | For | | For |
3 | Elect Director Pati S. Hart | Mgmt | For | | For |
4 | Elect Director Eric Hippeau | Mgmt | For | | For |
5 | Elect Director Susan M. James | Mgmt | For | | For |
6 | Elect Director Vyomesh Joshi | Mgmt | For | | For |
7 | Elect Director Arthur H. Kern | Mgmt | For | | For |
8 | Elect Director Brad D. Smith | Mgmt | For | | For |
9 | Elect Director Gary L. Wilson | Mgmt | For | | For |
10 | Elect Director Jerry Yang | Mgmt | For | | For |
11 | Amend Non-Employee Director Omnibus Stock Plan | Mgmt | For | | For |
12 | Ratify Auditors | Mgmt | For | | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
| | | | | |
Teva Pharmaceutical Industries Ltd. | Meeting Date | | Meeting Type | Record Date | |
Ticker: N/A | 29-Jun-10 | | Annual | 24-May-10 | |
CUSIP: M8769Q102 | | | Meeting ID: 586190 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
| Meeting for ADR Holders | Mgmt | | | |
1 | Approve Final Dividend of NIS 2.50 (USD 0.642) Per Share | Mgmt | For | | For |
2 | Election Of Director: Mr. Abraham E. Cohen | Mgmt | For | | For |
3 | Election Of Director: Mr. Amir Elstein | Mgmt | For | | For |
4 | Election Of Director: Prof. Roger Kornberg | Mgmt | For | | For |
5 | Election Of Director: Prof. Moshe Many | Mgmt | For | | For |
6 | Election Of Director: Mr. Dan Propper | Mgmt | For | | For |
7 | Approve Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | | For |
8 | Approve Stock Option Plan | Mgmt | For | | Against |
9 | Approve Compensation of Board Chairman | Mgmt | For | | For |
10 | Approve Compensation of Director | Mgmt | For | | For |
11 | Approve Compensation of Director | Mgmt | For | | For |
12 | Increase Authorized Share Capital | Mgmt | For | | For |
Rovi Corp | Meeting Date | | Meeting Type | Record Date | |
Ticker: ROVI | 15-Jul-09 | | Annual | 18-May-09 | |
CUSIP: 779376102 | | | Meeting ID: 518914 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Alfred J. Amoroso | Mgmt | For | | For |
1.2 | Elect Director Andrew K. Ludwick | Mgmt | For | | For |
1.3 | Elect Director Alan L. Earhart | Mgmt | For | | For |
1.4 | Elect Director Robert J. Majteles | Mgmt | For | | For |
1.5 | Elect Director James E. Meyer | Mgmt | For | | For |
1.6 | Elect Director James P. O'Shaughnessy | Mgmt | For | | For |
1.7 | Elect Director Ruthann Quindlen | Mgmt | For | | For |
2 | Change Company Name | Mgmt | For | | For |
3 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Wyeth | Meeting Date | | Meeting Type | Record Date | |
Ticker: WYE | 20-Jul-09 | | Annual | 05-Jun-09 | |
CUSIP: N/A | | | Meeting ID: 523705 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Approve Merger Agreement | Mgmt | For | | For |
2 | Adjourn Meeting | Mgmt | For | | For |
3.1 | Elect Director Robert M. Amen | Mgmt | For | | Against |
3.2 | Elect Director Michael J. Critelli | Mgmt | For | | Against |
3.3 | Elect Director Frances D. Fergusson | Mgmt | For | | For |
3.4 | Elect Director Victor F. Ganzi | Mgmt | For | | Against |
3.5 | Elect Director Robert Langer | Mgmt | For | | For |
3.6 | Elect Director John P. Mascotte | Mgmt | For | | Against |
3.7 | Elect Director Raymond J. McGuire | Mgmt | For | | Against |
3.8 | Elect Director Mary Lake Polan | Mgmt | For | | For |
3.9 | Elect Director Bernard Poussot | Mgmt | For | | For |
3.10 | Elect Director Gary L. Rogers | Mgmt | For | | Against |
3.11 | Elect Director John R. Torell III | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
5 | Report on Political Contributions | SH | Against | | For |
6 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
| | | | | |
Citigroup Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: C | 24-Jul-09 | | Written Consent | 16-Jun-09 | |
CUSIP: 172967101 | | | Meeting ID: 523981 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Amend Certificate of Incorporation to Approve Dividend Blocker Amendment | Mgmt | For | | For |
2 | Amend Certificate of Incorporation to Approve Director Amendment | Mgmt | For | | For |
3 | Amend Certificate of Incorporation to Approve Retirement Amendment | Mgmt | For | | Against |
4 | Increase Authorized Preferred Stock | Mgmt | For | | Against |
| | | | | |
BE Aerospace, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: BEAV | 30-Jul-09 | | Annual | 01-Jun-09 | |
CUSIP: 073302101 | | | Meeting ID: 520258 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Charles L. Chadwell | Mgmt | For | | Withhold |
1.2 | Elect Director Richard G. Hamermesh | Mgmt | For | | For |
1.3 | Elect Director Amin J. Khoury | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | | For |
4 | Implement MacBride Principles | SH | Against | | Against |
5 | Other Business | Mgmt | For | | Against |
| | | | | |
Polo Ralph Lauren Corp. | Meeting Date | | Meeting Type | Record Date | |
Ticker: RL | 06-Aug-09 | | Annual | 22-Jun-09 | |
CUSIP: 731572103 | | | Meeting ID: 526010 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Frank A. Bennack, Jr | Mgmt | For | | Withhold |
1.2 | Elect Director Joel L. Fleishman | Mgmt | For | | Withhold |
1.3 | Elect Director Steven P. Murphy | Mgmt | For | | Withhold |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Merck & Co., Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: MRK | 07-Aug-09 | | Special | 22-Jun-09 | |
CUSIP: 58933Y105 | | | Meeting ID: 525291 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Approve Acquisition | Mgmt | For | | For |
| | | | | |
Xilinx, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: XLNX | 12-Aug-09 | | Annual | 15-Jun-09 | |
CUSIP: 983919101 | | | Meeting ID: 518977 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Philip T. Gianos | Mgmt | For | | For |
1.2 | Elect Director Moshe N. Gavrielov | Mgmt | For | | For |
1.3 | Elect Director John L. Doyle | Mgmt | For | | For |
1.4 | Elect Director Jerald G. Fishman | Mgmt | For | | For |
1.5 | Elect Director William G. Howard, Jr. | Mgmt | For | | For |
1.6 | Elect Director J. Michael Patterson | Mgmt | For | | For |
1.7 | Elect Director Marshall C. Turner | Mgmt | For | | For |
1.8 | Elect Director E.W. Vanderslice | Mgmt | For | | For |
2 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
PSS World Medical, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: PSSI | 20-Aug-09 | | Annual | 12-Jun-09 | |
CUSIP: 69366A100 | | | Meeting ID: 526211 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Jeffrey C. Crowe | Mgmt | For | | For |
1.2 | Elect Director Steven T. Halverson | Mgmt | For | | For |
2 | Amend Omnibus Stock Plan | Mgmt | For | | For |
3 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Medtronic, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: MDT | 27-Aug-09 | | Annual | 29-Jun-09 | |
CUSIP: 585055106 | | | Meeting ID: 527246 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Richard H. Anderson | Mgmt | For | | For |
1.2 | Elect Director Victor J. Dzau | Mgmt | For | | For |
1.3 | Elect Director William A. Hawkins | Mgmt | For | | For |
1.4 | Elect Director S. Ann Jackson | Mgmt | For | | For |
1.5 | Elect Director Denise M. O'Leary | Mgmt | For | | For |
1.6 | Elect Director Robert C. Pozen | Mgmt | For | | For |
1.7 | Elect Director Jean-pierre Rosso | Mgmt | For | | For |
1.8 | Elect Director Jack W. Schuler | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | | For |
4 | Amend Omnibus Stock Plan | Mgmt | For | | For |
| | | | | |
Citigroup Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: C | 02-Sep-09 | | Written Consent | 29-Jul-09 | |
CUSIP: 172967101 | | | Meeting ID: 529397 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Increase Authorized Common Stock | Mgmt | For | | For |
2 | Approve Reverse Stock Split | Mgmt | For | | For |
3 | Amend Certificate of Incorporation to Eliminate Voting Rights of Common Stock that Relates to Outstanding Series of Preferred Stock | Mgmt | For | | Against |
| | | | | |
Symantec Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: SYMC | 23-Sep-09 | | Annual | 27-Jul-09 | |
CUSIP: 871503108 | | | Meeting ID: 529306 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Michael A. Brown | Mgmt | For | | For |
1.2 | Elect Director William T. Coleman | Mgmt | For | | For |
1.3 | Elect Director Frank E. Dangeard | Mgmt | For | | For |
1.4 | Elect Director Geraldine B. Laybourne | Mgmt | For | | For |
1.5 | Elect Director David L. Mahoney | Mgmt | For | | For |
1.6 | Elect Director Robert S. Miller | Mgmt | For | | For |
1.7 | Elect Director Enrique Salem | Mgmt | For | | For |
1.8 | Elect Director Daniel H. Schulman | Mgmt | For | | For |
1.9 | Elect Director John W. Thompson | Mgmt | For | | For |
1.10 | Elect Director V. Paul Unruh | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
| | | | | |
H&R Block, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: HRB | 24-Sep-09 | | Annual | 06-Aug-09 | |
CUSIP: 093671105 | | | Meeting ID: 530257 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Alan M. Bennett | Mgmt | For | | For |
1.2 | Elect Director Thomas M. Bloch | Mgmt | For | | For |
1.3 | Elect Director Richard C. Breeden | Mgmt | For | | For |
1.4 | Elect Director Robert A. Gerard | Mgmt | For | | For |
1.5 | Elect Director Len J. Lauer | Mgmt | For | | For |
1.6 | Elect Director David B. Lewis | Mgmt | For | | For |
1.7 | Elect Director Tom D. Seip | Mgmt | For | | For |
1.8 | Elect Director L. Edward Shaw, Jr. | Mgmt | For | | For |
1.9 | Elect Director Russell P. Smyth | Mgmt | For | | For |
1.10 | Elect Director Christianna Wood | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Ruby Tuesday, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: RT | 07-Oct-09 | | Annual | 10-Aug-09 | |
CUSIP: 781182100 | | | Meeting ID: 531227 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Claire L. Arnold | Mgmt | For | | For |
1.2 | Elect Director Kevin T. Clayton | Mgmt | For | | For |
1.3 | Elect Director Dr. Donald Ratajczak | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
RPM International Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: RPM | 08-Oct-09 | | Annual | 14-Aug-09 | |
CUSIP: 749685103 | | | Meeting ID: 532326 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director John P. Abizaid | Mgmt | For | | Withhold |
1.2 | Elect Director Bruce A. Carbonari | Mgmt | For | | Withhold |
1.3 | Elect Director James A. Karman | Mgmt | For | | Withhold |
1.4 | Elect Director Donald K. Miller | Mgmt | For | | Withhold |
1.5 | Elect Director Joseph P. Viviano | Mgmt | For | | Withhold |
2 | Amend Omnibus Stock Plan | Mgmt | For | | Against |
3 | Ratify Auditors | Mgmt | For | | For |
4 | Declassify the Board of Directors | SH | Against | | For |
| | | | | |
The Procter & Gamble Company | Meeting Date | | Meeting Type | Record Date | |
Ticker: PG | 13-Oct-09 | | Annual | 14-Aug-09 | |
CUSIP: 742718109 | | | Meeting ID: 531953 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Kenneth I. Chenault | Mgmt | For | | For |
2 | Elect Director Scott D. Cook | Mgmt | For | | For |
3 | Elect Director Rajat K. Gupta | Mgmt | For | | For |
4 | Elect Director A.G. Lafley | Mgmt | For | | For |
5 | Elect Director Charles R. Lee | Mgmt | For | | For |
6 | Elect Director Lynn M. Martin | Mgmt | For | | For |
7 | Elect Director Robert A. McDonald | Mgmt | For | | For |
8 | Elect Director W. James McNerney, Jr. | Mgmt | For | | For |
9 | Elect Director Johnathan A. Rodgers | Mgmt | For | | For |
10 | Elect Director Ralph Snyderman | Mgmt | For | | For |
11 | Elect Director Mary Agnes Wilderotter | Mgmt | For | | For |
12 | Elect Director Patricia A. Woertz | Mgmt | For | | For |
13 | Elect Director Ernesto Zedillo | Mgmt | For | | For |
14 | Ratify Auditors | Mgmt | For | | For |
15 | Amend Code of Regulations | Mgmt | For | | For |
16 | Approve Omnibus Stock Plan | Mgmt | For | | For |
17 | Provide for Cumulative Voting | SH | Against | | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
| | | | | |
AAR Corp. | Meeting Date | | Meeting Type | Record Date | |
Ticker: AIR | 14-Oct-09 | | Annual | 20-Aug-09 | |
CUSIP: 000361105 | | | Meeting ID: 531955 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Michael R. Boyce | Mgmt | For | | For |
1.2 | Elect Director James G. Brocksmith, Jr | Mgmt | For | | For |
1.3 | Elect Director David P. Storch | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Harris Corp. | Meeting Date | | Meeting Type | Record Date | |
Ticker: HRS | 23-Oct-09 | | Annual | 28-Aug-09 | |
CUSIP: 413875105 | | | Meeting ID: 535525 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Terry D. Growcock | Mgmt | For | | For |
1.2 | Elect Director Leslie F. Kenne | Mgmt | For | | For |
1.3 | Elect Director David B. Rickard | Mgmt | For | | For |
1.4 | Elect Director Gregory T. Swienton | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Require Independent Board Chairman | SH | Against | | Against |
| | | | | |
SRA International, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: SRX | 28-Oct-09 | | Annual | 31-Aug-09 | |
CUSIP: 78464R105 | | | Meeting ID: 535184 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Declassify the Board of Directors | Mgmt | For | | For |
2.1 | Elect Director Stanton D. Sloane | Mgmt | For | | For |
2.2 | Elect Director E.P. Giambastiani, Jr. | Mgmt | For | | For |
2.3 | Elect Director William T. Keevan | Mgmt | For | | For |
2.4 | Elect Director John W. Barter | Mgmt | For | | For |
2.5 | Elect Director Larry R. Ellis | Mgmt | For | | For |
2.6 | Elect Director Miles R. Gilburne | Mgmt | For | | For |
2.7 | Elect Director Gail R. Wilensky | Mgmt | For | | For |
2.8 | Elect Director Michael R. Klein | Mgmt | For | | For |
2.9 | Elect Director David H. Langstaff | Mgmt | For | | For |
2.10 | Elect Director Ernst Volgenau | Mgmt | For | | For |
3 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Luxottica Group S.p.A. | Meeting Date | | Meeting Type | Record Date | |
Ticker: N/A | 29-Oct-09 | | Special | 01-Oct-09 | |
CUSIP: T6444Z110 | | | Meeting ID: 540025 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
| Meeting for ADR Holders | Mgmt | None | | None |
| Ordinary Business | Mgmt | None | | None |
1 | Approve Allocation of Income | Mgmt | For | | Do Not Vote |
2 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Mgmt | For | | Do Not Vote |
3 | Appoint Alternate Internal Statutory Auditor | Mgmt | For | | Do Not Vote |
| | | | | |
Noble Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: N/A | 29-Oct-09 | | Special | 04-Sep-09 | |
CUSIP: H5833N103 | | | Meeting ID: 535215 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
| This is a duplicate meeting for ballots received via the Broadridge North American Ballot distribution system. | Mgmt | None | | None |
1.1 | Director Gordon T. Hall | Mgmt | For | | Do Not Vote |
1.2 | Director Jon A. Marshall | Mgmt | For | | Do Not Vote |
2 | Approval Of The Amendment And Restatement Of The Noble Corporation 1991 Stock Option And Restricted Stock Plan effective As Of October 29, 2009 | Mgmt | For | | Do Not Vote |
| | | | | |
Perrigo Co. | Meeting Date | | Meeting Type | Record Date | |
Ticker: PRGO | 29-Oct-09 | | Annual | 04-Sep-09 | |
CUSIP: 714290103 | | | Meeting ID: 535921 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Gary M. Cohen | Mgmt | For | | For |
1.2 | Elect Director David T. Gibbons | Mgmt | For | | For |
1.3 | Elect Director Ran Gottfried | Mgmt | For | | For |
1.4 | Elect Director Ellen R. Hoffing | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Coach, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: COH | 05-Nov-09 | | Annual | 08-Sep-09 | |
CUSIP: 189754104 | | | Meeting ID: 535319 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Lew Frankfort | Mgmt | For | | For |
1.2 | Elect Director Susan Kropf | Mgmt | For | | Withhold |
1.3 | Elect Director Gary Loveman | Mgmt | For | | Withhold |
1.4 | Elect Director Ivan Menezes | Mgmt | For | | Withhold |
1.5 | Elect Director Irene Miller | Mgmt | For | | Withhold |
1.6 | Elect Director Michael Murphy | Mgmt | For | | Withhold |
1.7 | Elect Director Jide Zeitlin | Mgmt | For | | Withhold |
2 | Amend Omnibus Stock Plan | Mgmt | For | | For |
3 | Report on Ending Use of Animal Fur in Products | SH | Against | | Against |
| | | | | |
Cisco Systems, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: CSCO | 12-Nov-09 | | Annual | 14-Sep-09 | |
CUSIP: 17275R102 | | | Meeting ID: 535870 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Carol A. Bartz | Mgmt | For | | For |
2 | Elect Director M. Michele Burns | Mgmt | For | | For |
3 | Elect Director Michael D. Capellas | Mgmt | For | | For |
4 | Elect Director Larry R. Carter | Mgmt | For | | For |
5 | Elect Director John T. Chambers | Mgmt | For | | For |
6 | Elect Director Brian L. Halla | Mgmt | For | | For |
7 | Elect Director John L. Hennessy | Mgmt | For | | For |
8 | Elect Director Richard M. Kovacevich | Mgmt | For | | For |
9 | Elect Director Roderick C. McGeary | Mgmt | For | | For |
10 | Elect Director Michael K. Powell | Mgmt | For | | For |
11 | Elect Director Arun Sarin | Mgmt | For | | For |
12 | Elect Director Steven M. West | Mgmt | For | | For |
13 | Elect Director Jerry Yang | Mgmt | For | | For |
14 | Amend Omnibus Stock Plan | Mgmt | For | | For |
15 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | | For |
16 | Ratify Auditors | Mgmt | For | | For |
17 | Amend Bylaws to Establish a Board Committee on Human Rights | SH | Against | | Against |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
19 | Report on Internet Fragmentation | SH | Against | | For |
| | | | | |
CACI International, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: CACI | 18-Nov-09 | | Annual | 21-Sep-09 | |
CUSIP: 127190304 | | | Meeting ID: 537367 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Dan R. Bannister | Mgmt | For | | For |
1.2 | Elect Director Paul M. Cofoni | Mgmt | For | | For |
1.3 | Elect Director Gordon R. England | Mgmt | For | | For |
1.4 | Elect Director James S. Gilmore III | Mgmt | For | | For |
1.5 | Elect Director Gregory G. Johnson | Mgmt | For | | For |
1.6 | Elect Director Richard L. Leatherwood | Mgmt | For | | For |
1.7 | Elect Director J. Phillip London | Mgmt | For | | For |
1.8 | Elect Director James L. Pavitt | Mgmt | For | | For |
1.9 | Elect Director Warren R. Phillips | Mgmt | For | | For |
1.10 | Elect Director Charles P. Revoile | Mgmt | For | | For |
1.11 | Elect Director William S. Wallace | Mgmt | For | | For |
2 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | | Against |
4 | Adjourn Meeting | Mgmt | For | | Against |
5 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Microsoft Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: MSFT | 19-Nov-09 | | Annual | 04-Sep-09 | |
CUSIP: 594918104 | | | Meeting ID: 537045 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director William H. Gates, III | Mgmt | For | | For |
2 | Elect Director Steven A. Ballmer | Mgmt | For | | For |
3 | Elect Director Dina Dublon | Mgmt | For | | For |
4 | Elect Director Raymond V. Gilmartin | Mgmt | For | | For |
5 | Elect Director Reed Hastings | Mgmt | For | | For |
6 | Elect Director Maria Klawe | Mgmt | For | | For |
7 | Elect Director David F. Marquardt | Mgmt | For | | For |
8 | Elect Director Charles H. Noski | Mgmt | For | | For |
9 | Elect Director Helmut Panke | Mgmt | For | | For |
10 | Ratify Auditors | Mgmt | For | | For |
11 | Permit Right to Call Special Meeting | Mgmt | For | | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
13 | Adopt Principles for Health Care Reform | SH | Against | | Against |
14 | Report on Charitable Contributions | SH | Against | | Against |
| | | | | |
Sasol Ltd | Meeting Date | | Meeting Type | Record Date | |
Ticker: N/A | 27-Nov-09 | | Annual | 28-Oct-09 | |
CUSIP: N/A | | | Meeting ID: 541797 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
| Meeting for ADR Holders | Mgmt | None | | None |
1 | Accept Financial Statements and Statutory Reports for Year Ended 30 June 2009 | Mgmt | For | | For |
2.1 | Re-elect Brian Connellan as Director | Mgmt | For | | For |
2.2 | Re-elect Henk Dijkgraaf as Director | Mgmt | For | | For |
2.3 | Re-elect Nolitha Fakude as Director | Mgmt | For | | For |
2.4 | Re-elect Imogen Mkhize as Director | Mgmt | For | | For |
2.5 | Re-elect Tom Wixley as Director | Mgmt | For | | For |
3.1 | Elect Colin Beggs as Director | Mgmt | For | | For |
3.2 | Elect Johnson Njeke as Director | Mgmt | For | | For |
4 | Reappoint KPMG Inc as Auditors of the Company and AW van der Lith as the Individual Registered Auditor | Mgmt | For | | For |
5 | Authorize Repurchase of Up to 4 Percent of Issued Share Capital | Mgmt | For | | For |
6 | Approve Remuneration of Non-Executive Directors with Effect from 1 July 2009 | Mgmt | For | | For |
�� | | | | | |
Webster Financial Corp. | Meeting Date | | Meeting Type | Record Date | |
Ticker: WBS | 10-Dec-09 | | Special | 20-Oct-09 | |
CUSIP: 947890109 | | | Meeting ID: 541424 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Amend Articles of Incorporation to Remove the 10% Capital Stock Acquisition Limitation | Mgmt | For | | For |
2 | Approve Conversion of Securities | Mgmt | For | | For |
3 | Adjourn Meeting | Mgmt | For | | For |
| | | | | |
Walgreen Co. | Meeting Date | | Meeting Type | Record Date | |
Ticker: WAG | 13-Jan-10 | | Annual | 16-Nov-09 | |
CUSIP: 931422109 | | | Meeting ID: 545283 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Steven A. Davis | Mgmt | For | | For |
1.2 | Elect Director William C. Foote | Mgmt | For | | For |
1.3 | Elect Director Mark P. Frissora | Mgmt | For | | For |
1.4 | Elect Director Alan G. McNally | Mgmt | For | | For |
1.5 | Elect Director Nancy M. Schlichting | Mgmt | For | | For |
1.6 | Elect Director David Y. Schwartz | Mgmt | For | | For |
1.7 | Elect Director Alejandro Silva | Mgmt | For | | For |
1.8 | Elect Director James A. Skinner | Mgmt | For | | For |
1.9 | Elect Director Gregory D. Wasson | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Stock Option Plan | Mgmt | For | | For |
4 | Reduce Supermajority Vote Requirement | SH | Against | | For |
5 | Performance-Based Equity Awards | SH | Against | | For |
6 | Report on Charitable Contributions | SH | Against | | Against |
| | | | | |
Morgans Hotel Group Company | Meeting Date | | Meeting Type | Record Date | |
Ticker: MHGC | 28-Jan-10 | | Special | 11-Dec-09 | |
CUSIP: 61748W108 | | | Meeting ID: 548683 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Approve Conversion of Securities | Mgmt | For | | For |
2 | Amend Omnibus Stock Plan | Mgmt | For | | Against |
3 | Adjourn Meeting | Mgmt | For | | Against |
| | | | | |
Becton, Dickinson and Company | Meeting Date | | Meeting Type | Record Date | |
Ticker: BDX | 02-Feb-10 | | Annual | 11-Dec-09 | |
CUSIP: 075887109 | | | Meeting ID: 547932 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Henry P. Becton, Jr. | Mgmt | For | | For |
1.2 | Elect Director Edward F. Degraan | Mgmt | For | | For |
1.3 | Elect Director Claire M. Fraser-liggett | Mgmt | For | | For |
1.4 | Elect Director Edward J. Ludwig | Mgmt | For | | For |
1.5 | Elect Director Adel A.F. Mahmoud | Mgmt | For | | For |
1.6 | Elect Director James F. Orr | Mgmt | For | | For |
1.7 | Elect Director Willard J. Overlock, Jr. | Mgmt | For | | For |
1.8 | Elect Director Bertram L. Scott | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Company-Specific--Approval Of A By-law Amendment Regarding Special Shareholdermeetings | Mgmt | For | | For |
4 | Amend Omnibus Stock Plan | Mgmt | For | | For |
5 | Approve Executive Incentive Bonus Plan | Mgmt | For | | For |
6 | Require a Majority Vote for the Election of Directors | SH | Against | | For |
7 | Provide for Cumulative Voting | SH | Against | | For |
| | | | | |
Atmos Energy Corp. | Meeting Date | | Meeting Type | Record Date | |
Ticker: ATO | 03-Feb-10 | | Annual | 10-Dec-09 | |
CUSIP: 049560105 | | | Meeting ID: 546084 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Robert W. Best | Mgmt | For | | For |
1.2 | Elect Director Kim R. Cocklin | Mgmt | For | | For |
1.3 | Elect Director Robert C. Grable | Mgmt | For | | For |
1.4 | Elect Director Phillip E. Nichol | Mgmt | For | | For |
1.5 | Elect Director Charles K. Vaughan | Mgmt | For | | For |
2 | Declassify the Board of Directors | Mgmt | For | | For |
3 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Jack In the Box Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: JACK | 10-Feb-10 | | Annual | 16-Dec-09 | |
CUSIP: 466367109 | | | Meeting ID: 549332 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Michael E. Alpert | Mgmt | For | | For |
1.2 | Elect Director David L. Goebel | Mgmt | For | | For |
1.3 | Elect Director Murray H. Hutchison | Mgmt | For | | For |
1.4 | Elect Director Linda A. Lang | Mgmt | For | | For |
1.5 | Elect Director Michael W. Murphy | Mgmt | For | | For |
1.6 | Elect Director David M. Tehle | Mgmt | For | | For |
1.7 | Elect Director Winifred M. Webb | Mgmt | For | | For |
2 | Amend Omnibus Stock Plan | Mgmt | For | | For |
3 | Ratify Auditors | Mgmt | For | | For |
4 | Require Suppliers to Adopt CAK | SH | Against | | Against |
| | | | | |
Burlington Northern Santa Fe Corp. | Meeting Date | | Meeting Type | Record Date | |
Ticker: BNI | 11-Feb-10 | | Special | 18-Dec-09 | |
CUSIP: 12189T104 | | | Meeting ID: 548475 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Approve Merger Agreement | Mgmt | For | | For |
2 | Adjourn Meeting | Mgmt | For | | For |
| | | | | |
Bank of America Corp. | Meeting Date | | Meeting Type | Record Date | |
Ticker: BAC | 23-Feb-10 | | Special | 07-Jan-10 | |
CUSIP: 060505104 | | | Meeting ID: 550628 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Increase Authorized Common Stock | Mgmt | For | | For |
2 | Adjourn Meeting | Mgmt | For | | For |
| | | | | |
QUALCOMM Incorporated | Meeting Date | | Meeting Type | Record Date | |
Ticker: QCOM | 02-Mar-10 | | Annual | 04-Jan-10 | |
CUSIP: 747525103 | | | Meeting ID: 549938 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Barbara T. Alexander | Mgmt | For | | For |
1.2 | Elect Director Stephen M. Bennett | Mgmt | For | | For |
1.3 | Elect Director Donald G. Cruickshank | Mgmt | For | | For |
1.4 | Elect Director Raymond V. Dittamore | Mgmt | For | | For |
1.5 | Elect Director Thomas W. Horton | Mgmt | For | | For |
1.6 | Elect Director Irwin Mark Jacobs | Mgmt | For | | For |
1.7 | Elect Director Paul E. Jacobs | Mgmt | For | | For |
1.8 | Elect Director Robert E. Kahn | Mgmt | For | | For |
1.9 | Elect Director Sherry Lansing | Mgmt | For | | For |
1.10 | Elect Director Duane A. Nelles | Mgmt | For | | For |
1.11 | Elect Director Brent Scowcroft | Mgmt | For | | For |
1.12 | Elect Director Marc I. Stern | Mgmt | For | | For |
2 | Amend Omnibus Stock Plan | Mgmt | For | | For |
3 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Esterline Technologies Corp. | Meeting Date | | Meeting Type | Record Date | |
Ticker: ESL | 03-Mar-10 | | Annual | 05-Jan-10 | |
CUSIP: 297425100 | | | Meeting ID: 551163 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Paul V. Haack | Mgmt | For | | For |
1.2 | Elect Director R. Bradley Lawrence | Mgmt | For | | For |
1.3 | Elect Director Leroy D. Nosbaum | Mgmt | For | | For |
1.4 | Elect Director Gary E. Pruitt | Mgmt | For | | For |
1.5 | Elect Director John F. Clearman | Mgmt | For | | For |
2 | Amend Omnibus Stock Plan | Mgmt | For | | For |
3 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Parametric Technology Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: PMTC | 03-Mar-10 | | Annual | 04-Jan-10 | |
CUSIP: 699173209 | | | Meeting ID: 551115 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Paul A. Lacy | Mgmt | For | | For |
1.2 | Elect Director Michael E. Porter | Mgmt | For | | Withhold |
1.3 | Elect Director Robert P. Schechter | Mgmt | For | | For |
2 | Approve Executive Incentive Bonus Plan | Mgmt | For | | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Urstadt Biddle Properties Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: UBA | 09-Mar-10 | | Annual | 25-Jan-10 | |
CUSIP: 917286205 | | | Meeting ID: 552990 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Willing L. Biddle | Mgmt | For | | For |
1.2 | Elect Director E. Virgil Conway | Mgmt | For | | For |
1.3 | Elect Director Robert J. Mueller | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Dividend Reinvestment and Share Purchase Plan | Mgmt | For | | For |
4 | Amend Restricted Stock Plan | Mgmt | For | | Against |
| | | | | |
Tyco International Ltd. | Meeting Date | | Meeting Type | Record Date | |
Ticker: TYC | 10-Mar-10 | | Annual | 11-Jan-10 | |
CUSIP: H89128104 | | | Meeting ID: 547795 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports for Fiscal 2008/2009 | Mgmt | For | | For |
2 | Approve Discharge of Board and Senior Management | Mgmt | For | | For |
3.1 | Reelect Edward Breen as Director | Mgmt | For | | Withhold |
3.2 | Elect Michael Daniels as Director | Mgmt | For | | For |
3.3 | Reelect Timothy Donahue as Director | Mgmt | For | | For |
3.4 | Reelect Brian Duperreault as Director | Mgmt | For | | For |
3.5 | Reelect Bruce Gordon as Director | Mgmt | For | | For |
3.6 | Reelect Rajiv Gupta as Director | Mgmt | For | | For |
3.7 | Reelect John Krol as Director | Mgmt | For | | For |
3.8 | Reelect Brendan O'Neill as Director | Mgmt | For | | For |
3.9 | Reelect William Stavropoulos as Director | Mgmt | For | | For |
3.10 | Reelect Sandra Wijnberg as Director | Mgmt | For | | For |
3.11 | Reelect R. David Yost as Director | Mgmt | For | | For |
4a | Ratify Deloitte AG as Auditors | Mgmt | For | | For |
4b | Appoint Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2009/2010 | Mgmt | For | | For |
4c | Ratify PricewaterhouseCoopers AG as Special Auditor | Mgmt | For | | For |
5a | Approve Carrying Forward of Net Loss | Mgmt | For | | For |
5b | Approve CHF 407.4 Million Reduction in Share Capital and Repayment of CHF 0.85 per Share | Mgmt | For | | For |
6 | Amend Articles Re: Plurality Voting Standard for Board Elections When the Number of Candidates Exceeds the Number of Board Positions Available | Mgmt | For | | For |
7 | Transact Other Business (Voting) | Mgmt | For | | Against |
| | | | | |
Hewlett-Packard Company | Meeting Date | | Meeting Type | Record Date | |
Ticker: HPQ | 17-Mar-10 | | Annual | 19-Jan-10 | |
CUSIP: 428236103 | | | Meeting ID: 552069 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Marc L. Andreessen | Mgmt | For | | For |
1.2 | Elect Director Lawrence T. Babbio, Jr. | Mgmt | For | | For |
1.3 | Elect Director Sari M. Baldauf | Mgmt | For | | For |
1.4 | Elect Director Rajiv L. Gupta | Mgmt | For | | For |
1.5 | Elect Director John H. Hammergren | Mgmt | For | | For |
1.6 | Elect Director Mark V. Hurd | Mgmt | For | | For |
1.7 | Elect Director Joel Z. Hyatt | Mgmt | For | | For |
1.8 | Elect Director John R. Joyce | Mgmt | For | | For |
1.9 | Elect Director Robert L. Ryan | Mgmt | For | | For |
1.10 | Elect Director Lucille S. Salhany | Mgmt | For | | For |
1.11 | Elect Director G. Kennedy Thompson | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | | For |
4 | Company Request on Advisory Vote on Executive Compensation | Mgmt | For | | For |
| | | | | |
IDEX Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: IEX | 06-Apr-10 | | Annual | 19-Feb-10 | |
CUSIP: 45167R104 | | | Meeting ID: 559423 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Neil A. Springer | Mgmt | For | | For |
1.2 | Elect Director Ruby R. Chandy | Mgmt | For | | For |
2 | Amend Omnibus Stock Plan | Mgmt | For | | For |
3 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
PGT, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: PGTI | 06-Apr-10 | | Annual | 19-Mar-10 | |
CUSIP: 69336V101 | | | Meeting ID: 563882 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Alexander R. Castaldi | Mgmt | For | | Withhold |
1.2 | Elect Director M. Joseph McHugh | Mgmt | For | | For |
1.3 | Elect Director William J. Morgan | Mgmt | For | | For |
1.4 | Elect Director Randy White | Mgmt | For | | Withhold |
2 | Amend Omnibus Stock Plan | Mgmt | For | | Against |
3 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Discover Financial Services | Meeting Date | | Meeting Type | Record Date | |
Ticker: DFS | 08-Apr-10 | | Annual | 10-Feb-10 | |
CUSIP: 254709108 | | | Meeting ID: 555737 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Jeffrey S. Aronin | Mgmt | For | | For |
2 | Elect Director Mary K. Bush | Mgmt | For | | For |
3 | Elect Director Gregory C. Case | Mgmt | For | | For |
4 | Elect Director Robert M. Devlin | Mgmt | For | | For |
5 | Elect Director Cynthia A. Glassman | Mgmt | For | | For |
6 | Elect Director Richard H. Lenny | Mgmt | For | | For |
7 | Elect Director Thomas G. Maheras | Mgmt | For | | For |
8 | Elect Director Michael H. Moskow | Mgmt | For | | For |
9 | Elect Director David W. Nelms | Mgmt | For | | For |
10 | Elect Director E. Follin Smith | Mgmt | For | | For |
11 | Elect Director Lawrence A.Weinbach | Mgmt | For | | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
13 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Stewart Enterprises, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: STEI | 08-Apr-10 | | Annual | 11-Feb-10 | |
CUSIP: 860370105 | | | Meeting ID: 556510 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Thomas J. Crawford | Mgmt | For | | For |
1.2 | Elect Director Thomas M. Kitchen | Mgmt | For | | For |
1.3 | Elect Director Alden J. McDonald, Jr | Mgmt | For | | For |
1.4 | Elect Director James W. McFarland | Mgmt | For | | For |
1.5 | Elect Director Ronald H. Patron | Mgmt | For | | For |
1.6 | Elect Director Michael O. Read | Mgmt | For | | For |
1.7 | Elect Director Ashton J. Ryan, Jr. | Mgmt | For | | For |
1.8 | Elect Director Frank B. Stewart, Jr. | Mgmt | For | | For |
2 | Approve Omnibus Stock Plan | Mgmt | For | | For |
3 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Brocade Communications Systems, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: BRCD | 12-Apr-10 | | Annual | 18-Feb-10 | |
CUSIP: 111621306 | | | Meeting ID: 556333 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Renato DiPentima | Mgmt | For | | For |
2 | Elect Director Alan Earhart | Mgmt | For | | For |
3 | Elect Director Sanjay Vaswani | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
5 | Declassify the Board of Directors | Mgmt | For | | For |
6 | Amend Supermajority Vote Requirement | Mgmt | For | | For |
| | | | | |
United Technologies Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: UTX | 14-Apr-10 | | Annual | 16-Feb-10 | |
CUSIP: 913017109 | | | Meeting ID: 557661 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Louis R. Chenevert | Mgmt | For | | For |
1.2 | Elect Director John V. Faraci | Mgmt | For | | For |
1.3 | Elect Director Jean-Pierre Garnier, Ph.D. | Mgmt | For | | For |
1.4 | Elect Director Jamie S. Gorelick | Mgmt | For | | For |
1.5 | Elect Director Carlos M. Gutierrez | Mgmt | For | | For |
1.6 | Elect Director Edward A. Kangas | Mgmt | For | | For |
1.7 | Elect Director Charles R. Lee | Mgmt | For | | For |
1.8 | Elect Director Richard D. McCormick | Mgmt | For | | For |
1.9 | Elect Director Harold McGraw, III | Mgmt | For | | For |
1.10 | Elect Director Richard B. Myers | Mgmt | For | | For |
1.11 | Elect Director H. Patrick Swygert | Mgmt | For | | For |
1.12 | Elect Director Andre Villeneuve | Mgmt | For | | For |
1.13 | Elect Director Christine Todd Whitman | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
| | | | | |
Genuine Parts Co. | Meeting Date | | Meeting Type | Record Date | |
Ticker: GPC | 19-Apr-10 | | Annual | 11-Feb-10 | |
CUSIP: 372460105 | | | Meeting ID: 557397 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Mary B. Bullock, Ph.D. | Mgmt | For | | For |
1.2 | Elect Director Jean Douville | Mgmt | For | | For |
1.3 | Elect Director Thomas C. Gallagher | Mgmt | For | | For |
1.4 | Elect Director George C. 'Jack' Guynn | Mgmt | For | | For |
1.5 | Elect Director John D. Johns | Mgmt | For | | For |
1.6 | Elect Director Michael M.E. Johns, M.D. | Mgmt | For | | For |
1.7 | Elect Director J. Hicks Lanier | Mgmt | For | | For |
1.8 | Elect Director Wendy B. Needham | Mgmt | For | | For |
1.9 | Elect Director Jerry W. Nix | Mgmt | For | | For |
1.10 | Elect Director Larry L. Prince | Mgmt | For | | For |
1.11 | Elect Director Gary W. Rollins | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Citigroup Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: C | 20-Apr-10 | | Annual | 25-Feb-10 | |
CUSIP: 172967101 | | | Meeting ID: 561864 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Alain J.P. Belda | Mgmt | For | | For |
2 | Elect Director Timothy C. Collins | Mgmt | For | | For |
3 | Elect Director Jerry A. Grundhofer | Mgmt | For | | For |
4 | Elect Director Robert L. Joss | Mgmt | For | | For |
5 | Elect Director Andrew N. Liveris | Mgmt | For | | For |
6 | Elect Director Michael E. O'Neill | Mgmt | For | | For |
7 | Elect Director Vikram S. Pandit | Mgmt | For | | For |
8 | Elect Director Richard D. Parsons | Mgmt | For | | For |
9 | Elect Director Lawrence R. Ricciardi | Mgmt | For | | For |
10 | Elect Director Judith Rodin | Mgmt | For | | For |
11 | Elect Director Robert L. Ryan | Mgmt | For | | For |
12 | Elect Director Anthony M. Santomero | Mgmt | For | | For |
13 | Elect Director Diana L. Taylor | Mgmt | For | | For |
14 | Elect Director William S. Thompson, Jr. | Mgmt | For | | For |
15 | Elect Director Ernesto Zedillo | Mgmt | For | | For |
16 | Ratify Auditors | Mgmt | For | | For |
17 | Amend Omnibus Stock Plan | Mgmt | For | | For |
18 | Amend Omnibus Stock Plan | Mgmt | For | | For |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
20 | Amend NOL Rights Plan (NOL Pill) | Mgmt | For | | For |
21 | Approve Reverse Stock Split | Mgmt | For | | For |
22 | Affirm Political Non-Partisanship | SH | Against | | Against |
23 | Report on Political Contributions | SH | Against | | For |
24 | Report on Collateral in Derivatives Trading | SH | Against | | For |
25 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
26 | Stock Retention/Holding Period | SH | Against | | For |
27 | Reimburse Expenses Incurred by Stockholder in Contested Election of Directors | SH | Against | | For |
| | | | | |
NewAlliance Bancshares, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: NAL | 20-Apr-10 | | Annual | 08-Mar-10 | |
CUSIP: 650203102 | | | Meeting ID: 561335 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Carlton L. Highsmith | Mgmt | For | | For |
1.2 | Elect Director Joseph H. Rossi | Mgmt | For | | For |
1.3 | Elect Director Nathaniel D. Woodson | Mgmt | For | | For |
1.4 | Elect Director Joseph A. Zaccagnino | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
U.S. Bancorp | Meeting Date | | Meeting Type | Record Date | |
Ticker: USB | 20-Apr-10 | | Annual | 22-Feb-10 | |
CUSIP: 902973304 | | | Meeting ID: 561507 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Douglas M. Baker, Jr. | Mgmt | For | | For |
2 | Elect Director Y. Marc Belton | Mgmt | For | | For |
3 | Elect Director Victoria Buyniski Gluckman | Mgmt | For | | For |
4 | Elect Director Arthur D. Collins, Jr. | Mgmt | For | | For |
5 | Elect Director Richard K. Davis | Mgmt | For | | For |
6 | Elect Director Joel W. Johnson | Mgmt | For | | For |
7 | Elect Director Olivia F. Kirtley | Mgmt | For | | For |
8 | Elect Director Jerry W. Levin | Mgmt | For | | For |
9 | Elect Director David B. O'Maley | Mgmt | For | | For |
10 | Elect Director O'dell M. Owens, M.D., M.P.H. | Mgmt | For | | For |
11 | Elect Director Richard G. Reiten | Mgmt | For | | For |
12 | Elect Director Craig D. Schnuck | Mgmt | For | | For |
13 | Elect Director Patrick T. Stokes | Mgmt | For | | For |
14 | Ratify Auditors | Mgmt | For | | For |
15 | Amend Omnibus Stock Plan | Mgmt | For | | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
| | | | | |
Brookline Bancorp, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: BRKL | 21-Apr-10 | | Annual | 08-Mar-10 | |
CUSIP: 11373M107 | | | Meeting ID: 562619 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director David C. Chapin | Mgmt | For | | For |
1.2 | Elect Director John A. Hackett, Sr. | Mgmt | For | | For |
1.3 | Elect Director John L. Hall, II | Mgmt | For | | For |
1.4 | Elect Director Rosamond B. Vaule | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Hudson City Bancorp, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: HCBK | 21-Apr-10 | | Annual | 01-Mar-10 | |
CUSIP: 443683107 | | | Meeting ID: 563271 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Donald O. Quest PhD | Mgmt | For | | For |
2 | Elect Director Joseph G. Sponholz | Mgmt | For | | For |
3 | Approve/Amend Executive Incentive Bonus Plan | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
The Coca-Cola Company | Meeting Date | | Meeting Type | Record Date | |
Ticker: KO | 21-Apr-10 | | Annual | 22-Feb-10 | |
CUSIP: 191216100 | | | Meeting ID: 558747 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Herbert A. Allen | Mgmt | For | | For |
2 | Elect Director Ronald W. Allen | Mgmt | For | | For |
3 | Elect Director Cathleen P. Black | Mgmt | For | | For |
4 | Elect Director Barry Diller | Mgmt | For | | Against |
5 | Elect Director Alexis M. Herman | Mgmt | For | | For |
6 | Elect Director Muhtar Kent | Mgmt | For | | For |
7 | Elect Director Donald R. Keough | Mgmt | For | | For |
8 | Elect Director Maria Elena Lagomasino | Mgmt | For | | For |
9 | Elect Director Donald F. McHenry | Mgmt | For | | For |
10 | Elect Director Sam Nunn | Mgmt | For | | For |
11 | Elect Director James D. Robinson III | Mgmt | For | | For |
12 | Elect Director Peter V. Ueberroth | Mgmt | For | | For |
13 | Elect Director Jacob Wallenberg | Mgmt | For | | For |
14 | Elect Director James B. Williams | Mgmt | For | | For |
15 | Ratify Auditors | Mgmt | For | | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
17 | Require Independent Board Chairman | SH | Against | | For |
18 | Performance-Based Equity Awards | SH | Against | | Against |
19 | Publish Report on Chemical Bisphenol A (BPA) | SH | Against | | For |
| | | �� | | |
Celanese Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: CE | 22-Apr-10 | | Annual | 24-Feb-10 | |
CUSIP: 150870103 | | | Meeting ID: 560455 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director David N. Weidman | Mgmt | For | | For |
2 | Elect Director Mark C. Rohr | Mgmt | For | | For |
3 | Elect Director Farah M. Walters | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Johnson & Johnson | Meeting Date | | Meeting Type | Record Date | |
Ticker: JNJ | 22-Apr-10 | | Annual | 23-Feb-10 | |
CUSIP: 478160104 | | | Meeting ID: 562814 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Mary Sue Coleman | Mgmt | For | | For |
2 | Elect Director James G. Culien | Mgmt | For | | For |
3 | Elect Director Michael M. E. Johns | Mgmt | For | | For |
4 | Elect Director Susan L. Lindquist | Mgmt | For | | For |
5 | Elect Director Anne M. Mulcahy | Mgmt | For | | For |
6 | Elect Director Lea F. Mullin | Mgmt | For | | For |
7 | Elect Director William D. Perez | Mgmt | For | | For |
8 | Elect Director Charles Prince | Mgmt | For | | For |
9 | Elect Director David Satcher | Mgmt | For | | For |
10 | Elect Director William C. Welcon | Mgmt | For | | For |
11 | Ratify Auditors | Mgmt | For | | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
13 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
| | | | | |
Lockheed Martin Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: LMT | 22-Apr-10 | | Annual | 01-Mar-10 | |
CUSIP: 539830109 | | | Meeting ID: 559444 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director E. C. "Pete" Aldrige, Jr. | Mgmt | For | | For |
2 | Elect Director Nolan D. Archibald | Mgmt | For | | For |
3 | Elect Director David B. Burritt | Mgmt | For | | For |
4 | Elect Director James O. Ellis, Jr. | Mgmt | For | | For |
5 | Elect Director Gwendolyn S. King | Mgmt | For | | For |
6 | Elect Director James M. Loy | Mgmt | For | | For |
7 | Elect Director Douglas H. McCorkindale | Mgmt | For | | For |
8 | Elect Director Joseph W. Ralston | Mgmt | For | | For |
9 | Elect Director James Schneider | Mgmt | For | | For |
10 | Elect Director Anne Stevens | Mgmt | For | | For |
11 | Elect Director Robert J. Stevens | Mgmt | For | | For |
12 | Ratify Auditors | Mgmt | For | | For |
13 | Report on Space-based Weapons Program | SH | Against | | Against |
| | | | | |
Olin Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: OLN | 22-Apr-10 | | Annual | 26-Feb-10 | |
CUSIP: 680665205 | | | Meeting ID: 558439 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director C. Robert Bunch | Mgmt | For | | For |
1.2 | Elect Director RandallL W. Larrimore | Mgmt | For | | For |
1.3 | Elect Director John M. B. O'Connor | Mgmt | For | | For |
2 | Amend Non-Employee Director Stock Option Plan | Mgmt | For | | For |
3 | Amend Executive Incentive Bonus Plan | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Pfizer Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: PFE | 22-Apr-10 | | Annual | 23-Feb-10 | |
CUSIP: 717081103 | | | Meeting ID: 562462 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Dennis A. Ausiello | Mgmt | For | | For |
2 | Elect Director Michael S. Brown | Mgmt | For | | For |
3 | Elect Director M. Anthony Burns | Mgmt | For | | For |
4 | Elect Director Robert N. Burt | Mgmt | For | | For |
5 | Elect Director W. Don Cornwell | Mgmt | For | | For |
6 | Elect Director Frances D. Fergusson | Mgmt | For | | For |
7 | Elect Director William H. Gray III | Mgmt | For | | For |
8 | Elect Director Constance J. Horner | Mgmt | For | | For |
9 | Elect Director James M. Kilts | Mgmt | For | | For |
10 | Elect Director Jeffrey B. Kindler | Mgmt | For | | For |
11 | Elect Director George A. Lorch | Mgmt | For | | For |
12 | Elect Director John P. Mascotte | Mgmt | For | | For |
13 | Elect Director Suzanne Nora Johnson | Mgmt | For | | For |
14 | Elect Director Stephen W. Sanger | Mgmt | For | | For |
15 | Elect Director William C. Steere, Jr. | Mgmt | For | | For |
16 | Ratify Auditors | Mgmt | For | | For |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
18 | Provide Right to Call Special Meeting | Mgmt | For | | For |
19 | Prohibit Executive Stock-Based Awards | SH | Against | | Against |
| | | | | |
Abbott Laboratories | Meeting Date | | Meeting Type | Record Date | |
Ticker: ABT | 23-Apr-10 | | Annual | 24-Feb-10 | |
CUSIP: 002824100 | | | Meeting ID: 562331 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director R.J. Alpern | Mgmt | For | | For |
1.2 | Elect Director R.S. Austin | Mgmt | For | | For |
1.3 | Elect Director W.M. Daley | Mgmt | For | | Withhold |
1.4 | Elect Director W.J. Farrell | Mgmt | For | | Withhold |
1.5 | Elect Director H.L. Fuller | Mgmt | For | | Withhold |
1.6 | Elect Director W.A. Osborn | Mgmt | For | | Withhold |
1.7 | Elect Director D.A.L. Owen | Mgmt | For | | For |
1.8 | Elect Director R.S. Roberts | Mgmt | For | | For |
1.9 | Elect Director S.C. Scott, III | Mgmt | For | | For |
1.10 | Elect Director W.D. Smithburg | Mgmt | For | | Withhold |
1.11 | Elect Director G.F. Tilton | Mgmt | For | | For |
1.12 | Elect Director M.D. White | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
| | | | | |
Kellogg Company | Meeting Date | | Meeting Type | Record Date | |
Ticker: K | 23-Apr-10 | | Annual | 02-Mar-10 | |
CUSIP: 487836108 | | | Meeting ID: 559765 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Benjamin Carson | Mgmt | For | | For |
1.2 | Elect Director Gordon Gund | Mgmt | For | | For |
1.3 | Elect Director Dorothy Johnson | Mgmt | For | | For |
1.4 | Elect Director Ann McLaughlin Korologos | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Reduce Supermajority Vote Requirement | SH | Against | | For |
| | | | | |
American Express Company | Meeting Date | | Meeting Type | Record Date | |
Ticker: AXP | 26-Apr-10 | | Annual | 26-Feb-10 | |
CUSIP: 025816109 | | | Meeting ID: 561598 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Daniel F. Akerson | Mgmt | For | | For |
1.2 | Elect Director Charlene Barshefsky | Mgmt | For | | For |
1.3 | Elect Director Ursula M. Burns | Mgmt | For | | For |
1.4 | Elect Director Kenneth I. Chenault | Mgmt | For | | For |
1.5 | Elect Director Peter Chernin | Mgmt | For | | For |
1.6 | Elect Director Jan Leschly | Mgmt | For | | For |
1.7 | Elect Director Richard C. Levin | Mgmt | For | | For |
1.8 | Elect Director Richard A. McGinn | Mgmt | For | | For |
1.9 | Elect Director Edward .D. Miller | Mgmt | For | | For |
1.10 | Elect Director Steven S. Reinemund | Mgmt | For | | For |
1.11 | Elect Director Robert D. Walter | Mgmt | For | | For |
1.12 | Elect Director Ronald A. Williams | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
4 | Provide for Cumulative Voting | SH | Against | | For |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
6 | Stock Retention/Holding Period | SH | Against | | For |
| | | | | |
Honeywell International Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: HON | 26-Apr-10 | | Annual | 26-Feb-10 | |
CUSIP: 438516106 | | | Meeting ID: 560993 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Gordon M. Bethune | Mgmt | For | | For |
2 | Elect Director Kevin Burke | Mgmt | For | | For |
3 | Elect Director Jaime Chico Pardo | Mgmt | For | | For |
4 | Elect Director David M. Cote | Mgmt | For | | For |
5 | Elect Director D. Scott Davis | Mgmt | For | | For |
6 | Elect Director Linnet F. Deily | Mgmt | For | | For |
7 | Elect Director Clive R. Hollick | Mgmt | For | | For |
8 | Elect Director George Paz | Mgmt | For | | For |
9 | Elect Director Bradley T. Sheares | Mgmt | For | | For |
10 | Elect Director Michael W. Wright | Mgmt | For | | For |
11 | Ratify Auditors | Mgmt | For | | For |
12 | Provide Right to Call Special Meeting | Mgmt | For | | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
14 | Provide Right to Act by Written Consent | SH | Against | | For |
15 | Require Independent Board Chairman | SH | Against | | For |
16 | Review and Amend Code of Conduct to Include Human Rights | SH | Against | | Against |
| | | | | |
Harsco Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: HSC | 27-Apr-10 | | Annual | 02-Mar-10 | |
CUSIP: 415864107 | | | Meeting ID: 565505 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director G.D.H. Butler | Mgmt | For | | For |
1.2 | Elect Director K.G. Eddy | Mgmt | For | | For |
1.3 | Elect Director S.D. Fazzolari | Mgmt | For | | For |
1.4 | Elect Director S.E. Graham | Mgmt | For | | For |
1.5 | Elect Director T.D. Growcock | Mgmt | For | | For |
1.6 | Elect Director H.W. Knueppel | Mgmt | For | | For |
1.7 | Elect Director D.H. Pierce | Mgmt | For | | For |
1.8 | Elect Director J.I. Scheiner | Mgmt | For | | For |
1.9 | Elect Director A.J. Sordoni, III | Mgmt | For | | For |
1.10 | Elect Director R.C. Wilburn | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
International Business Machines Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: IBM | 27-Apr-10 | | Annual | 26-Feb-10 | |
CUSIP: 459200101 | | | Meeting ID: 559916 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director A. J. P. Belda | Mgmt | For | | For |
2 | Elect Director C. Black | Mgmt | For | | For |
3 | Elect Director W. R. Brody | Mgmt | For | | For |
4 | Elect Director K. I. Chenault | Mgmt | For | | For |
5 | Elect Director M. L. Eskew | Mgmt | For | | For |
6 | Elect Director S. A. Jackson | Mgmt | For | | For |
7 | Elect Director A. N. Liveris | Mgmt | For | | For |
8 | Elect Director W. J. McNerney, Jr. | Mgmt | For | | For |
9 | Elect Director T. Nishimuro | Mgmt | For | | For |
10 | Elect Director J. W. Owens | Mgmt | For | | For |
11 | Elect Director S. J. Palmisano | Mgmt | For | | For |
12 | Elect Director J. E. Spero | Mgmt | For | | For |
13 | Elect Director S. Taurel | Mgmt | For | | For |
14 | Elect Director L. H. Zambrano | Mgmt | For | | For |
15 | Ratify Auditors | Mgmt | For | | For |
16 | Adopt Policy on Bonus Banking | SH | Against | | For |
17 | Provide for Cumulative Voting | SH | Against | | For |
18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
| | | | | |
Praxair, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: PX | 27-Apr-10 | | Annual | 01-Mar-10 | |
CUSIP: 74005P104 | | | Meeting ID: 561294 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Stephen F. Angel | Mgmt | For | | For |
1.2 | Elect Director Nance K. Dicciani | Mgmt | For | | For |
1.3 | Elect Director Edward G. Galante | Mgmt | For | | For |
1.4 | Elect Director Claire W. Gargalli | Mgmt | For | | For |
1.5 | Elect Director Ira D. Hall | Mgmt | For | | For |
1.6 | Elect Director Raymond W. LeBoeuf | Mgmt | For | | For |
1.7 | Elect Director Larry D. Mcvay | Mgmt | For | | For |
1.8 | Elect Director Wayne T. Smith | Mgmt | For | | For |
1.9 | Elect Director Robert L. Wood | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Wells Fargo & Company | Meeting Date | | Meeting Type | Record Date | |
Ticker: WFC | 27-Apr-10 | | Annual | 26-Feb-10 | |
CUSIP: 949746101 | | | Meeting ID: 562603 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Election Director John D. Baker II | Mgmt | For | | For |
2 | Election Director John S. Chen | Mgmt | For | | For |
3 | Election Director Lloyd H. Dean | Mgmt | For | | For |
4 | Election Director Susan E. Engel | Mgmt | For | | For |
5 | Election Director Enrique Hernandez, Jr. | Mgmt | For | | For |
6 | Election Director Donald M. James | Mgmt | For | | For |
7 | Election Director Richard D. McCormick | Mgmt | For | | For |
8 | Election Director Mackey J. McDonald | Mgmt | For | | For |
9 | Election Director Cynthia H. Milligan | Mgmt | For | | For |
10 | Elect Director Nicholas G. Moore | Mgmt | For | | For |
11 | Elect Director Philip J. Quigley | Mgmt | For | | Against |
12 | Elect Director Judith M. Runstad | Mgmt | For | | For |
13 | Elect Director Stephen W. Sanger | Mgmt | For | | For |
14 | Elect Director Robert K. Steel | Mgmt | For | | For |
15 | Elect Director John G. Stumpf | Mgmt | For | | For |
16 | Elect Director an G. Swenson | Mgmt | For | | For |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
18 | Increase Authorized Common Stock | Mgmt | For | | For |
19 | Ratify Auditors | Mgmt | For | | For |
20 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
21 | Require Independent Board Chairman | SH | Against | | For |
22 | Report on Charitable Contributions | SH | Against | | Against |
23 | Report on Political Contributions | SH | Against | | For |
| | | | | |
Ameriprise Financial, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: AMP | 28-Apr-10 | | Annual | 01-Mar-10 | |
CUSIP: 03076C106 | | | Meeting ID: 562599 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director James M. Cracchiolo | Mgmt | For | | For |
2 | Elect Director H. Jay Sarles | Mgmt | For | | For |
3 | Declassify the Board of Directors | Mgmt | For | | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
5 | Amend Omnibus Stock Plan | Mgmt | For | | For |
6 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Bank of America Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: BAC | 28-Apr-10 | | Annual | 03-Mar-10 | |
CUSIP: 060505104 | | | Meeting ID: 562186 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Susan S. Bies | Mgmt | For | | For |
2 | Elect Director William P. Boardman | Mgmt | For | | For |
3 | Elect Director Frank P. Bramble, Sr. | Mgmt | For | | For |
4 | Elect Director Virgis W. Colbert | Mgmt | For | | For |
5 | Elect Director Charles K. Gifford | Mgmt | For | | For |
6 | Elect Director Charles O. Holliday, Jr. | Mgmt | For | | For |
7 | Elect Director D. Paul Jones, Jr. | Mgmt | For | | For |
8 | Elect Director Monica C. Lozano | Mgmt | For | | For |
9 | Elect Director Thomas J. May | Mgmt | For | | For |
10 | Elect Director Brian T. Moynihan | Mgmt | For | | For |
11 | Elect Director Donald E. Powell | Mgmt | For | | For |
12 | Elect Director Charles O. Rossotti | Mgmt | For | | For |
13 | Elect Director Robert W. Scully | Mgmt | For | | For |
14 | Ratify Auditors | Mgmt | For | | For |
15 | Increase Authorized Common Stock | Mgmt | For | | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
17 | Amend Omnibus Stock Plan | Mgmt | For | | For |
18 | Report on Government Service of Employees | SH | Against | | Against |
19 | TARP Related Compensation | SH | Against | | For |
20 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
21 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
22 | Adopt Policy on Succession Planning | SH | Against | | For |
23 | Report on Collateral in Derivatives Trading | SH | Against | | For |
24 | Claw-back of Payments under Restatements | SH | Against | | For |
| | | | | |
BorgWarner Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: BWA | 28-Apr-10 | | Annual | 02-Mar-10 | |
CUSIP: 099724106 | | | Meeting ID: 560464 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Jere A. Drummond | Mgmt | For | | For |
1.2 | Elect Director Timothy M. Manganello | Mgmt | For | | For |
1.3 | Elect Director John R. Mckernan, Jr. | Mgmt | For | | For |
1.4 | Elect Director Ernest J. Novak, Jr. | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
General Electric Company | Meeting Date | | Meeting Type | Record Date | |
Ticker: GE | 28-Apr-10 | | Annual | 01-Mar-10 | |
CUSIP: 369604103 | | | Meeting ID: 559340 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director W. Geoffrey Beattie | Mgmt | For | | For |
2 | Elect Director James I. Cash, Jr. | Mgmt | For | | For |
3 | Elect Director William M. Castell | Mgmt | For | | For |
4 | Elect Director Ann M. Fudge | Mgmt | For | | For |
5 | Elect Director Susan Hockfield | Mgmt | For | | For |
6 | Elect Director Jeffrey R. Immelt | Mgmt | For | | For |
7 | Elect Director Andrea Jung | Mgmt | For | | For |
8 | Elect Director Alan G. (A.G.) Lafley | Mgmt | For | | For |
9 | Elect Director Robert W. Lane | Mgmt | For | | For |
10 | Elect Director Ralph S. Larsen | Mgmt | For | | For |
11 | Elect Director Rochelle B. Lazarus | Mgmt | For | | For |
12 | Elect Director James J. Mulva | Mgmt | For | | For |
13 | Elect Director Sam Nunn | Mgmt | For | | For |
14 | Elect Director Roger S. Penske | Mgmt | For | | For |
15 | Elect Director Robert J. Swieringa | Mgmt | For | | For |
16 | Elect Director Douglas A. Warner III | Mgmt | For | | For |
17 | Ratify Auditors | Mgmt | For | | For |
18 | Provide for Cumulative Voting | SH | Against | | For |
19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
20 | Require Independent Board Chairman | SH | Against | | For |
21 | Report on Pay Disparity | SH | Against | | Against |
22 | Adopt Policy Prohibiting Certain Directors from Serving on Key Board Committees | SH | Against | | Against |
23 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
| | | | | |
Marathon Oil Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: MRO | 28-Apr-10 | | Annual | 01-Mar-10 | |
CUSIP: 565849106 | | | Meeting ID: 559876 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Gregory H. Boyce | Mgmt | For | | For |
2 | Elect Director Clarence P. Cazalot, Jr. | Mgmt | For | | For |
3 | Elect Director David A. Daberko | Mgmt | For | | For |
4 | Elect Director William L. Davis | Mgmt | For | | For |
5 | Elect Director Shirley Ann Jackson | Mgmt | For | | For |
6 | Elect Director Philip Lader | Mgmt | For | | For |
7 | Elect Director Charles R. Lee | Mgmt | For | | For |
8 | Elect Director Michael E. J. Phelps | Mgmt | For | | For |
9 | Elect Director Dennis H. Reilley | Mgmt | For | | For |
10 | Elect Director Seth E. Schofield | Mgmt | For | | For |
11 | Elect Director John W. Snow | Mgmt | For | | For |
12 | Elect Director Thomas J. Usher | Mgmt | For | | For |
13 | Ratify Auditors | Mgmt | For | | For |
14 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
| | | | | |
Alexander & Baldwin, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: ALEX | 29-Apr-10 | | Annual | 19-Feb-10 | |
CUSIP: 014482103 | | | Meeting ID: 557538 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director W. Blake Baird | Mgmt | For | | For |
1.2 | Elect Director Michael J. Chun | Mgmt | For | | For |
1.3 | Elect Director W. Allen Doane | Mgmt | For | | For |
1.4 | Elect Director Walter A. Dods, Jr. | Mgmt | For | | For |
1.5 | Elect Director Charles G. King | Mgmt | For | | For |
1.6 | Elect Director Stanley M. Kuriyama | Mgmt | For | | For |
1.7 | Elect Director Constance H. Lau | Mgmt | For | | For |
1.8 | Elect Director Douglas M. Pasquale | Mgmt | For | | For |
1.9 | Elect Director Maryanna G. Shaw | Mgmt | For | | For |
1.10 | Elect Director Jeffrey N. Watanabe | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | | For |
| | | | | |
Capital One Financial Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: COF | 29-Apr-10 | | Annual | 01-Mar-10 | |
CUSIP: 14040H105 | | | Meeting ID: 562182 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director W. Ronald Dietz | Mgmt | For | | For |
2 | Elect Director Lewis Hay, III | Mgmt | For | | For |
3 | Elect Director Mayo A. Shattuck III | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
6 | Stock Retention/Holding Period | SH | Against | | For |
7 | Declassify the Board of Directors | SH | Against | | For |
| | | | | |
EMC Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: EMC | 29-Apr-10 | | Annual | 23-Feb-10 | |
CUSIP: 268648102 | | | Meeting ID: 562190 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Michael W. Brown | Mgmt | For | | For |
2 | Elect Director Randolph L. Cowen | Mgmt | For | | For |
3 | Elect Director Michael J. Cronin | Mgmt | For | | For |
4 | Elect Director Gail Deegan | Mgmt | For | | For |
5 | Elect Director James S. DiStasio | Mgmt | For | | For |
6 | Elect Director John R. Egan | Mgmt | For | | For |
7 | Elect Director Edmund F. Kelly | Mgmt | For | | For |
8 | Elect Director Windle B. Priem | Mgmt | For | | For |
9 | Elect Director Paul Sagan | Mgmt | For | | For |
10 | Elect Director David N. Strohm | Mgmt | For | | For |
11 | Elect Director Joseph M. Tucci | Mgmt | For | | For |
12 | Ratify Auditors | Mgmt | For | | For |
13 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
| | | | | |
TAL International Group, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: TAL | 29-Apr-10 | | Annual | 15-Mar-10 | |
CUSIP: 874083108 | | | Meeting ID: 566294 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Brian M. Sondey | Mgmt | For | | Withhold |
1.2 | Elect Director Malcolm P. Baker | Mgmt | For | | For |
1.3 | Elect Director A. Richard Caputo, Jr. | Mgmt | For | | Withhold |
1.4 | Elect Director Claude Germain | Mgmt | For | | For |
1.5 | Elect Director Brian J. Higgins | Mgmt | For | | Withhold |
1.6 | Elect Director John W. Jordan II | Mgmt | For | | Withhold |
1.7 | Elect Director Frederic H. Lindeberg | Mgmt | For | | For |
1.8 | Elect Director David W. Zalaznick | Mgmt | For | | Withhold |
1.9 | Elect Director Douglas J. Zych | Mgmt | For | | Withhold |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Webster Financial Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: WBS | 29-Apr-10 | | Annual | 01-Mar-10 | |
CUSIP: 947890109 | | | Meeting ID: 562185 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Joel S. Becker | Mgmt | For | | For |
1.2 | Elect Director David A. Coulter | Mgmt | For | | For |
1.3 | Elect Director Charles W. Shivery | Mgmt | For | | For |
1.4 | Elect Director James C. Smith | Mgmt | For | | For |
2 | Amend Omnibus Stock Plan | Mgmt | For | | For |
3 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
6 | Other Business | Mgmt | For | | Against |
| | | | | |
AT&T Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: T | 30-Apr-10 | | Annual | 02-Mar-10 | |
CUSIP: 00206R102 | | | Meeting ID: 560875 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Randall L. Stephenson | Mgmt | For | | For |
2 | Elect Director Gilbert F. Amelio | Mgmt | For | | For |
3 | Elect Director Reuben V. Anderson | Mgmt | For | | For |
4 | Elect Director James H. Blanchard | Mgmt | For | | For |
5 | Elect Director Jaime Chico Pardo | Mgmt | For | | For |
6 | Elect Director James P. Kelly | Mgmt | For | | For |
7 | Elect Director Jon C. Madonna | Mgmt | For | | For |
8 | Elect Director Lynn M. Martin | Mgmt | For | | For |
9 | Elect Director John B. McCoy | Mgmt | For | | For |
10 | Elect Director Joyce M. Roche | Mgmt | For | | For |
11 | Elect Director Laura D Andrea Tyson | Mgmt | For | | For |
12 | Elect Director Patricia P. Upton | Mgmt | For | | For |
13 | Ratify Auditors | Mgmt | For | | For |
14 | Provide for Cumulative Voting | SH | Against | | For |
15 | Exclude Pension Credits from Calculations of Performance-Based Pay | SH | Against | | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
| | | | | |
Lincoln Educational Services Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: LINC | 30-Apr-10 | | Annual | 15-Mar-10 | |
CUSIP: 533535100 | | | Meeting ID: 565698 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director David F. Carney | Mgmt | For | | For |
1.2 | Elect Director Shaun E. McAlmont | Mgmt | For | | For |
1.3 | Elect Director Alexis P. Michas | Mgmt | For | | Withhold |
1.4 | Elect Director James J. Burke, Jr. | Mgmt | For | | Withhold |
1.5 | Elect Director Paul E. Glaske | Mgmt | For | | For |
1.6 | Elect Director Peter S. Burgess | Mgmt | For | | For |
1.7 | Elect Director J. Barry Morrow | Mgmt | For | | For |
1.8 | Elect Director Celia H. Currin | Mgmt | For | | For |
1.9 | Elect Director Charles F. Kalmbach | Mgmt | For | | For |
1.10 | Elect Director Alvin O. Austin | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Noble Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: N/A | 30-Apr-10 | | Annual | 23-Apr-10 | |
CUSIP: H5833N103 | | | Meeting ID: 555022 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1a | Reelect Michael Cawley as Director | Mgmt | For | | For |
1b | Reelect Gordon Hall as Director | Mgmt | For | | For |
1c | Reelect Jack Little as Director | Mgmt | For | | For |
2 | Approve Creation of CHF 663.0 Million Pool of Capital without Preemptive Rights | Mgmt | For | | Against |
3 | Approve CHF 143.7 Million Reduction in Share Capital and Capital Repayment of CHF 0.52 per Share | Mgmt | For | | For |
4 | Approve CHF 154.7 Million Reduction in Share Capital and Capital Repayment of CHF 0.56 per Share | Mgmt | For | | For |
5 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm and PricewaterhouseCoopers AG as Statutory Auditor | Mgmt | For | | For |
6 | Accept Financial Statements and Statutory Reports | Mgmt | For | | For |
7 | Approve Discharge of Board and Senior Management | Mgmt | For | | For |
| | | | | |
Baldor Electric Company | Meeting Date | | Meeting Type | Record Date | |
Ticker: BEZ | 01-May-10 | | Annual | 17-Mar-10 | |
CUSIP: 057741100 | | | Meeting ID: 567231 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Jean A. Mauldin | Mgmt | For | | For |
1.2 | Elect Director R.L. Qualls | Mgmt | For | | For |
1.3 | Elect Director Barry K. Rogstad | Mgmt | For | | For |
1.4 | Elect Director Ronald E. Tucker | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Tootsie Roll Industries, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: TR | 03-May-10 | | Annual | 09-Mar-10 | |
CUSIP: 890516107 | | | Meeting ID: 565004 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Melvin J. Gordon | Mgmt | For | | Withhold |
1.2 | Elect Director Ellen R. Gordon | Mgmt | For | | Withhold |
1.3 | Elect Director Lana Jane Lewis-Brent | Mgmt | For | | Withhold |
1.4 | Elect Director Barre A. Seibert | Mgmt | For | | Withhold |
1.5 | Elect Director Richard P. Bergeman | Mgmt | For | | Withhold |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Baxter International Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: BAX | 04-May-10 | | Annual | 08-Mar-10 | |
CUSIP: 071813109 | | | Meeting ID: 563738 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Blake E. Devitt | Mgmt | For | | For |
2 | Elect Director John D. Forsyth | Mgmt | For | | For |
3 | Elect Director Gail D. Fosler | Mgmt | For | | For |
4 | Elect Director Carole J. Shapazian | Mgmt | For | | For |
5 | Ratify Auditors | Mgmt | For | | For |
6 | Reduce Supermajority Vote Requirement | SH | Against | | For |
| | | | | |
CEC Entertainment, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: CEC | 04-May-10 | | Annual | 08-Mar-10 | |
CUSIP: 125137109 | | | Meeting ID: 562615 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Michael H. Magusiak | Mgmt | For | | Withhold |
1.2 | Elect Director Larry T. Mcdowell | Mgmt | For | | Withhold |
1.3 | Elect Director Walter Tyree | Mgmt | For | | Withhold |
2 | Declassify the Board of Directors | Mgmt | For | | For |
3 | Eliminate Cumulative Voting | Mgmt | For | | For |
4 | Amend Restricted Stock Plan | Mgmt | For | | For |
5 | Amend Non-Employee Director Restricted Stock Plan | Mgmt | For | | For |
6 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
IBERIABANK Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: IBKC | 04-May-10 | | Annual | 17-Mar-10 | |
CUSIP: 450828108 | | | Meeting ID: 567592 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Elaine D. Abell | Mgmt | For | | Withhold |
1.2 | Elect Director William H. Fenstermaker | Mgmt | For | | Withhold |
1.3 | Elect Director O. L. Pollard Jr. | Mgmt | For | | Withhold |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Suncor Energy Inc | Meeting Date | | Meeting Type | Record Date | |
Ticker: SU | 04-May-10 | | Annual | 05-Mar-10 | |
CUSIP: 867224107 | | | Meeting ID: 553154 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Mel E. Benson | Mgmt | For | | For |
1.2 | Elect Director Brian A. Canfield | Mgmt | For | | For |
1.3 | Elect Director Dominic D'Alessandro | Mgmt | For | | For |
1.4 | Elect Director John T. Ferguson | Mgmt | For | | For |
1.5 | Elect Director W. Douglas Ford | Mgmt | For | | For |
1.6 | Elect Director Richard L. George | Mgmt | For | | For |
1.7 | Elect Director Paul Haseldonckx | Mgmt | For | | For |
1.8 | Elect Director John R. Huff | Mgmt | For | | For |
1.9 | Elect Director Jacques Lamarre | Mgmt | For | | For |
1.10 | Elect Director Brian F. MacNeill | Mgmt | For | | For |
1.11 | Elect Director Maureen McCaw | Mgmt | For | | For |
1.12 | Elect Director Michael W. O'Brien | Mgmt | For | | For |
1.13 | Elect Director James W. Simpson | Mgmt | For | | For |
1.14 | Elect Director Eira Thomas | Mgmt | For | | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | | For |
| | | | | |
PepsiCo, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: PEP | 05-May-10 | | Annual | 05-Mar-10 | |
CUSIP: 713448108 | | | Meeting ID: 564652 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Shona L. Brown | Mgmt | For | | For |
2 | Elect Director Ian M. Cook | Mgmt | For | | For |
3 | Elect Director Dina Dublon | Mgmt | For | | For |
4 | Elect Director Victor J. Dzau | Mgmt | For | | For |
5 | Elect Director Ray L. Hunt | Mgmt | For | | For |
6 | Elect Director Alberto Ibarguen | Mgmt | For | | For |
7 | Elect Director Arthur C. Martinez | Mgmt | For | | For |
8 | Elect Director Indra K. Nooyi | Mgmt | For | | For |
9 | Elect Director Sharon P. Rockefeller | Mgmt | For | | For |
10 | Elect Director James J. Schiro | Mgmt | For | | For |
11 | Elect Director Lloyd G. Trotter | Mgmt | For | | For |
12 | Elect Director Daniel Vasella | Mgmt | For | | Against |
13 | Ratify Auditors | Mgmt | For | | For |
14 | Amend Omnibus Stock Plan | Mgmt | For | | For |
15 | Report on Charitable Contributions | SH | Against | | Against |
16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
17 | Report on Public Policy Advocacy Process | SH | Against | | Against |
| | | | | |
Sunstone Hotel Investors, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: SHO | 05-May-10 | | Annual | 12-Mar-10 | |
CUSIP: 867892101 | | | Meeting ID: 564389 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Robert A. Alter | Mgmt | For | | For |
1.2 | Elect Director Arthur L. Buser, Jr. | Mgmt | For | | For |
1.3 | Elect Director Lewis N. Wolff | Mgmt | For | | For |
1.4 | Elect Director Z. Jamie Behar | Mgmt | For | | For |
1.5 | Elect Director Thomas A. Lewis, Jr. | Mgmt | For | | For |
1.6 | Elect Director Keith M. Locker | Mgmt | For | | For |
1.7 | Elect Director Keith P. Russell | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | | For |
| | | | | |
Altra Holdings, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: AIMC | 06-May-10 | | Annual | 23-Mar-10 | |
CUSIP: 02208R106 | | | Meeting ID: 562698 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Edmund M. Carpenter | Mgmt | For | | For |
1.2 | Elect Director Carl R. Christenson | Mgmt | For | | For |
1.3 | Elect Director Lyle G. Ganske | Mgmt | For | | For |
1.4 | Elect Director Michael L. Hurt | Mgmt | For | | For |
1.5 | Elect Director Michael S. Lipscomb | Mgmt | For | | For |
1.6 | Elect Director Larry McPherson | Mgmt | For | | For |
1.7 | Elect Director James H. Woodward Jr. | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Avon Products, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: AVP | 06-May-10 | | Annual | 17-Mar-10 | |
CUSIP: 054303102 | | | Meeting ID: 564542 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director W. Don Cornwell | Mgmt | For | | For |
1.2 | Elect Director V. Ann Hailey | Mgmt | For | | For |
1.3 | Elect Director Fred Hassan | Mgmt | For | | For |
1.4 | Elect Director Andrea Jung | Mgmt | For | | For |
1.5 | Elect Director Maria Elena Lagomasino | Mgmt | For | | For |
1.6 | Elect Director Ann S. Moore | Mgmt | For | | For |
1.7 | Elect Director Paul S. Pressler | Mgmt | For | | For |
1.8 | Elect Director Gary M. Rodkin | Mgmt | For | | For |
1.9 | Elect Director Paula Stern | Mgmt | For | | For |
1.10 | Elect Director Lawrence A. Weinbach | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Approve Omnibus Stock Plan | Mgmt | For | | For |
| | | | | |
Bemis Company, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: BMS | 06-May-10 | | Annual | 08-Mar-10 | |
CUSIP: 081437105 | | | Meeting ID: 563084 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Jeffery H. Curler | Mgmt | For | | For |
1.2 | Elect Director Roger D. O'Shaugnessey | Mgmt | For | | For |
1.3 | Elect Director David S. Haffner | Mgmt | For | | For |
1.4 | Elect Director Holly A. Van Deursen | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Report on Pay Disparity | SH | Against | | Against |
| | | | | |
CHICAGO BRIDGE AND IRON COMPANY NV | Meeting Date | | Meeting Type | Record Date | |
Ticker: CBI | 06-May-10 | | Annual | 12-Mar-10 | |
CUSIP: 167250109 | | | Meeting ID: 565092 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
| Meeting for ADR Holders | Mgmt | | | |
1 | Election Of The Member Of The Supervisory Board: Michael L. Underwood. (please Note That An Abstain Vote Will count As A For Vote For The Alternate Nominee Luciano Reyes) | Mgmt | For | | For |
2 | Election Of Member Of Management Board: Chicago Bridge & Iron Company B.v. (please Note That An Abstain Vote Will Count As a For Vote For Alternate Nominee Lealand Finance Company B.v.) | Mgmt | For | | For |
3 | Authorize The Preparation Of Our Dutch Statutory Annual Accounts and Annual Report Of Our Management Board In English Language. | Mgmt | For | | For |
4 | To Discharge The Sole Member Of The Management Board From liability, All As More Fully Described In The Proxy Statement. | Mgmt | For | | For |
5 | To Discharge The Members Of The Supervisory Board From liability, All As More Fully Described In The Proxy Statement. | Mgmt | For | | For |
6 | To Approve The Extension Of The Authority Of Our Management Board, To Repurchase Up To 10% Of Issued Share Capital. | Mgmt | For | | For |
7 | To Appoint Ernst & Young Llp As Our Independent Registered Public Accounting Firm, Who Will Audit Our Accounts. | Mgmt | For | | For |
8 | To Approve The Chicago Bridge & Iron Company Incentive Compensation Program. | Mgmt | For | | For |
9 | To Approve The Extension Of The Authority Of The Supervisory Board To Issue Shares And/or Grant Rights To Acquire Shares. | Mgmt | For | | Against |
10 | To Approve The Compensation Of The Members Of The Supervisory Board. | Mgmt | For | | Against |
11 | Receive Explanation on Company's Reserves and Dividend Policy | Mgmt | | | |
| | | | | |
Dole Food Company, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: DOLE | 06-May-10 | | Annual | 25-Mar-10 | |
CUSIP: 256603101 | | | Meeting ID: 568958 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Andrew J. Conrad | Mgmt | For | | Withhold |
1.2 | Elect Director Justin M. Murdock | Mgmt | For | | Withhold |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Nokia Corp. | Meeting Date | | Meeting Type | Record Date | |
Ticker: N/A | 06-May-10 | | Annual | 26-Apr-10 | |
CUSIP: X61873133 | | | Meeting ID: 553007 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
| Meeting for ADR Holders | Mgmt | | | |
1 | Open Meeting | Mgmt | | | |
2 | Calling the Meeting to Order | Mgmt | | | |
3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Mgmt | | | |
4 | Acknowledge Proper Convening of Meeting | Mgmt | | | |
5 | Prepare and Approve List of Shareholders | Mgmt | | | |
6 | Receive Financial Statements and Statutory Reports, the Board's Report, and the Auditor's Report; Receive Review by the CEO | Mgmt | | | |
7 | Accept Financial Statements and Statutory Reports | Mgmt | For | | For |
8 | Approve Allocation of Income and Dividends of EUR 0.40 Per Share | Mgmt | For | | For |
9 | Approve Discharge of Board and President | Mgmt | For | | For |
10 | Approve Remuneration of Directors in the Amount of EUR 440,000 for Chairman, EUR 150,000 for Vice Chairman, and EUR 130,000 for Other Directors; Approve Remuneration for Committee Work | Mgmt | For | | For |
11 | Fix Number of Directors at 10 | Mgmt | For | | For |
12 | Reelect Lalita Gupte, Bengt Holmstrom, Henning Kagermann, Olli-Pekka Kallasvuo, Per Karlsson, Isabel Marey-Semper, Jorma Ollila, Marjorie Scardino, Risto Siilasmaa, and Keijo Suila as Directors | Mgmt | For | | For |
13 | Approve Remuneration of Auditors | Mgmt | For | | For |
14 | Ratify PricewaterhouseCoopers Oy as Auditors | Mgmt | For | | For |
15 | Amend Articles Re: Amend Corporate Purpose; Amend Method of Convening General Meetings | Mgmt | For | | For |
16 | Authorize Repurchase of up to 360 Million Issued Shares | Mgmt | For | | For |
17 | Approve Issuance of up to 740 Million Shares without Preemptive Rights | Mgmt | For | | For |
18 | Close Meeting | Mgmt | | | |
| | | | | |
Verizon Communications Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: VZ | 06-May-10 | | Annual | 08-Mar-10 | |
CUSIP: 92343V104 | | | Meeting ID: 563889 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Richard L. Carrion | Mgmt | For | | For |
2 | Elect Director M. Frances Keeth | Mgmt | For | | For |
3 | Elect Director Robert W. Lane | Mgmt | For | | For |
4 | Elect Director Sandra O. Moose | Mgmt | For | | For |
5 | Elect Director Joseph Neubauer | Mgmt | For | | For |
6 | Elect Director Donald T. Nicolaisen | Mgmt | For | | For |
7 | Elect Director Thomas H. O'Brien | Mgmt | For | | For |
8 | Elect Director Clarence Otis, Jr. | Mgmt | For | | For |
9 | Elect Director Hugh B. Price | Mgmt | For | | For |
10 | Elect Director Ivan G. Seidenberg | Mgmt | For | | For |
11 | Elect Director Rodney E. Slater | Mgmt | For | | For |
12 | Elect Director John W. Snow | Mgmt | For | | For |
13 | Elect Director John R. Stafford | Mgmt | For | | For |
14 | Ratify Auditors | Mgmt | For | | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
16 | Prohibit Executive Stock-Based Awards | SH | Against | | Against |
17 | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | SH | Against | | For |
18 | Performance-Based Equity Awards | SH | Against | | For |
19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
20 | Adopt Policy on Succession Planning | SH | Against | | For |
21 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | SH | Against | | For |
22 | Stock Retention/Holding Period | SH | Against | | For |
| | | | | |
St. Jude Medical, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: STJ | 07-May-10 | | Annual | 10-Mar-10 | |
CUSIP: 790849103 | | | Meeting ID: 563479 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Stuart M. Essig | Mgmt | For | | For |
1.2 | Elect Director Barbara B. Hill | Mgmt | For | | For |
1.3 | Elect Director Michael A. Rocca | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Prepare Sustainability Report | SH | Against | | For |
| | | | | |
Temple-Inland Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: TIN | 07-May-10 | | Annual | 10-Mar-10 | |
CUSIP: 879868107 | | | Meeting ID: 564271 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director E. Linn Draper, Jr. | Mgmt | For | | For |
2 | Elect Director J. Patrick Maley III | Mgmt | For | | For |
3 | Elect Director W. Allen Reed | Mgmt | For | | For |
4 | Approve Omnibus Stock Plan | Mgmt | For | | For |
5 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
3M Company | Meeting Date | | Meeting Type | Record Date | |
Ticker: MMM | 11-May-10 | | Annual | 12-Mar-10 | |
CUSIP: 88579Y101 | | | Meeting ID: 563480 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Linda G. Alvarado | Mgmt | For | | For |
2 | Elect Director George W. Buckley | Mgmt | For | | For |
3 | Elect Director Vance D. Coffman | Mgmt | For | | For |
4 | Elect Director Michael L. Eskew | Mgmt | For | | For |
5 | Elect Director W. James Farrell | Mgmt | For | | For |
6 | Elect Director Herbert L. Henkel | Mgmt | For | | For |
7 | Elect Director Edward M. Liddy | Mgmt | For | | For |
8 | Elect Director Robert S. Morrison | Mgmt | For | | For |
9 | Elect Director Aulana L. Peters | Mgmt | For | | For |
10 | Elect Director Robert J. Ulrich | Mgmt | For | | For |
11 | Ratify Auditors | Mgmt | For | | For |
12 | Amend Omnibus Stock Plan | Mgmt | For | | For |
13 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
| | | | | |
Cal Dive International, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: DVR | 11-May-10 | | Annual | 12-Mar-10 | |
CUSIP: 12802T101 | | | Meeting ID: 562907 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Owen E. Kratz | Mgmt | For | | For |
1.2 | Elect Director David E. Preng | Mgmt | For | | Withhold |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
First Mercury Financial Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: FMR | 11-May-10 | | Annual | 01-Apr-10 | |
CUSIP: 320841109 | | | Meeting ID: 571708 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Steven A. Shapiro | Mgmt | For | | Withhold |
1.2 | Elect Director Jerome M. Shaw | Mgmt | For | | For |
1.3 | Elect Director Richard H. Smith | Mgmt | For | | For |
2 | Approve Executive Incentive Bonus Plan | Mgmt | For | | For |
3 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Gilead Sciences, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: GILD | 11-May-10 | | Annual | 15-Mar-10 | |
CUSIP: 375558103 | | | Meeting ID: 564209 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Paul Berg | Mgmt | For | | For |
1.2 | Elect Director John F. Cogan | Mgmt | For | | For |
1.3 | Elect Director Etienne F. Davignon | Mgmt | For | | For |
1.4 | Elect Director James M. Denny | Mgmt | For | | For |
1.5 | Elect Director Carla A. Hills | Mgmt | For | | For |
1.6 | Elect Director Kevin E. Lofton | Mgmt | For | | For |
1.7 | Elect Director John W. Madigan | Mgmt | For | | For |
1.8 | Elect Director John C. Martin | Mgmt | For | | For |
1.9 | Elect Director Gordon E. Moore | Mgmt | For | | For |
1.10 | Elect Director Nicholas G. Moore | Mgmt | For | | For |
1.11 | Elect Director Richard J. Whitley | Mgmt | For | | For |
1.12 | Elect Director Gayle E. Wilson | Mgmt | For | | For |
1.13 | Elect Director Per Wold-Olsen | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Reduce Supermajority Vote Requirement | SH | Against | | For |
| | | | | |
Newell Rubbermaid Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: NWL | 11-May-10 | | Annual | 17-Mar-10 | |
CUSIP: 651229106 | | | Meeting ID: 568426 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Scott S. Cowen | Mgmt | For | | For |
2 | Elect Director Cynthia A. Montgomery | Mgmt | For | | For |
3 | Elect Director Michael B. Polk | Mgmt | For | | For |
4 | Elect Director Michael A. Todman | Mgmt | For | | For |
5 | Approve Omnibus Stock Plan | Mgmt | For | | For |
6 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Pinnacle Airlines Corp. | Meeting Date | | Meeting Type | Record Date | |
Ticker: PNCL | 11-May-10 | | Annual | 16-Mar-10 | |
CUSIP: 723443107 | | | Meeting ID: 564117 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Thomas S. Schreier, Jr. | Mgmt | For | | For |
1.2 | Elect Director Alfred T. Spain | Mgmt | For | | For |
1.3 | Elect Director Nicholas R. Tomassetti | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Amgen, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: AMGN | 12-May-10 | | Annual | 15-Mar-10 | |
CUSIP: 031162100 | | | Meeting ID: 564545 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Dr. David Baltimore | Mgmt | For | | For |
2 | Elect Director Frank J. Biondi, Jr. | Mgmt | For | | For |
3 | Elect Director Francois De Carbonnel | Mgmt | For | | For |
4 | Elect Director Jerry D. Choate | Mgmt | For | | For |
5 | Elect Director Dr. Vance D. Coffman | Mgmt | For | | For |
6 | Elect Director Frederick W. Gluck | Mgmt | For | | For |
7 | Elect Director Dr. Rebecca M. Henderson | Mgmt | For | | For |
8 | Elect Director Frank C. Herringer | Mgmt | For | | For |
9 | Elect Director Dr. Gilbert S. Omenn | Mgmt | For | | For |
10 | Elect Director Judith C. Pelham | Mgmt | For | | For |
11 | Elect Director Adm. J. Paul Reason, USN (Retired) | Mgmt | For | | For |
12 | Elect Director Leonard D. Schaeffer | Mgmt | For | | For |
13 | Elect Director Kevin W. Sharer | Mgmt | For | | For |
14 | Ratify Auditors | Mgmt | For | | For |
15 | Provide Right to Act by Written Consent | SH | Against | | For |
16 | Stock Retention/Holding Period | SH | Against | | For |
| | | | | |
ConocoPhillips | Meeting Date | | Meeting Type | Record Date | |
Ticker: COP | 12-May-10 | | Annual | 15-Mar-10 | |
CUSIP: 20825C104 | | | Meeting ID: 566790 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Richard L. Armitage | Mgmt | For | | For |
1.2 | Elect Director Richard H. Auchinleck | Mgmt | For | | For |
1.3 | Elect Director James E. Copeland, Jr. | Mgmt | For | | For |
1.4 | Elect Director Kenneth M. Duberstein | Mgmt | For | | For |
1.5 | Elect Director Ruth R. Harkin | Mgmt | For | | For |
1.6 | Elect Director Harold W. Mcgraw III | Mgmt | For | | For |
1.7 | Elect Director James J. Mulva | Mgmt | For | | For |
1.8 | Elect Director Robert A. Niblock | Mgmt | For | | For |
1.9 | Elect Director Harald J. Norvik | Mgmt | For | | For |
1.10 | Elect Director William K. Reilly | Mgmt | For | | For |
1.11 | Elect Director Bobby S. Shackouls | Mgmt | For | | For |
1.12 | Elect Director Victoria J. Tschinkel | Mgmt | For | | For |
1.13 | Elect Director Kathryn C. Turner | Mgmt | For | | For |
1.14 | Elect Director William E. Wade, Jr. | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Report on Board Risk Management Oversight | SH | Against | | Against |
4 | Adopt Quantitative GHG Goals for Products and Operations | SH | Against | | For |
5 | Report on Environmental Impact of Oil Sands Operations in Canada | SH | Against | | For |
6 | Adopt Policy to Address Coastal Louisiana Environmental Impacts | SH | Against | | Against |
7 | Report on Financial Risks of Climate Change | SH | Against | | Against |
8 | Adopt Goals to Reduce Emission of TRI Chemicals | SH | Against | | Against |
9 | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | SH | Against | | For |
10 | Report on Political Contributions | SH | Against | | For |
| | | | | |
CVS Caremark Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: CVS | 12-May-10 | | Annual | 15-Mar-10 | |
CUSIP: 126650100 | | | Meeting ID: 566799 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Edwin M. Banks | Mgmt | For | | For |
2 | Elect Director C. David Brown II | Mgmt | For | | For |
3 | Elect Director David W. Dorman | Mgmt | For | | For |
4 | Elect Director Kristen Gibney Williams | Mgmt | For | | For |
5 | Elect Director Marian L. Heard | Mgmt | For | | For |
6 | Elect Director William H. Joyce | Mgmt | For | | For |
7 | Elect Director Jean-Pierre Millon | Mgmt | For | | For |
8 | Elect Director Terrence Murray | Mgmt | For | | For |
9 | Elect Director C.A. Lance Piccolo | Mgmt | For | | For |
10 | Elect Director Sheli Z. Rosenberg | Mgmt | For | | For |
11 | Elect Director Thomas M. Ryan | Mgmt | For | | For |
12 | Elect Director Richard J. Swift | Mgmt | For | | For |
13 | Ratify Auditors | Mgmt | For | | For |
14 | Approve Omnibus Stock Plan | Mgmt | For | | For |
15 | Provide Right to Call Special Meeting | Mgmt | For | | For |
16 | Report on Political Contributions | SH | Against | | For |
17 | Adopt Global Warming Principles | SH | Against | | Against |
| | | | | |
Laboratory Corporation of America Holdings | Meeting Date | | Meeting Type | Record Date | |
Ticker: LH | 12-May-10 | | Annual | 15-Mar-10 | |
CUSIP: 50540R409 | | | Meeting ID: 568103 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director David P. King | Mgmt | For | | For |
2 | Elect Director Kerrii B. Anderson | Mgmt | For | | For |
3 | Elect Director Jean-Luc Belingard | Mgmt | For | | Against |
4 | Elect Director Wendy E. Lane | Mgmt | For | | For |
5 | Elect Director Thomas P. Mac Mahon | Mgmt | For | | For |
6 | Elect Director Robert E. Mittelstaedt, Jr. | Mgmt | For | | For |
7 | Elect Director Arthur H. Rubenstein | Mgmt | For | | For |
8 | Elect Director M. Keith Weikel | Mgmt | For | | For |
9 | Elect Director R. Sanders Williams | Mgmt | For | | For |
10 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Philip Morris International Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: PM | 12-May-10 | | Annual | 16-Mar-10 | |
CUSIP: 718172109 | | | Meeting ID: 568108 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Harold Brown | Mgmt | For | | For |
2 | Elect Director Mathis Cabiallavetta | Mgmt | For | | For |
3 | Elect Director Louis C. Camilleri | Mgmt | For | | For |
4 | Elect Director J. Dudley Fishburn | Mgmt | For | | For |
5 | Elect Director Jennifer Li | Mgmt | For | | For |
6 | Elect Director Graham Mackay | Mgmt | For | | For |
7 | Elect Director Sergio Marchionne | Mgmt | For | | For |
8 | Elect Director Lucio A. Noto | Mgmt | For | | For |
9 | Elect Director Carlos Slim Helu | Mgmt | For | | For |
10 | Elect Director Stephen M. Wolf | Mgmt | For | | For |
11 | Ratify Auditors | Mgmt | For | | For |
12 | Report on Effect of Marketing Practices on the Poor | SH | Against | | Against |
13 | Establish Supplier Human Rights Purchasing Protocols | SH | Against | | Against |
| | | | | |
Tupperware Brands Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: TUP | 12-May-10 | | Annual | 15-Mar-10 | |
CUSIP: 899896104 | | | Meeting ID: 565928 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Rita Bornstein, Ph.D. | Mgmt | For | | For |
2 | Elect Director Kriss Cloninger, III | Mgmt | For | | For |
3 | Elect Director E.V. Goings | Mgmt | For | | For |
4 | Elect Director Joe R. Lee | Mgmt | For | | For |
5 | Elect Director Bob Marbut | Mgmt | For | | For |
6 | Elect Director Antonio Monteiro de Castro | Mgmt | For | | For |
7 | Elect Director David R. Parker | Mgmt | For | | For |
8 | Elect Director Joyce M. Roche | Mgmt | For | | For |
9 | Elect Director J. Patrick Spainhour | Mgmt | For | | For |
10 | Elect Director M. Anne Szostak | Mgmt | For | | For |
11 | Ratify Auditors | Mgmt | For | | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
13 | Approve Omnibus Stock Plan | Mgmt | For | | For |
| | | | | |
Republic Services, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: RSG | 13-May-10 | | Annual | 16-Mar-10 | |
CUSIP: 760759100 | | | Meeting ID: 567517 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Election Director James E. O Connor | Mgmt | For | | For |
2 | Election Director John W. Croghan | Mgmt | For | | For |
3 | Election Director James W. Crownover | Mgmt | For | | For |
4 | Election Director William J. Flynn | Mgmt | For | | For |
5 | Election Director David I. Foley | Mgmt | For | | For |
6 | Election Director Michael Larson | Mgmt | For | | For |
7 | Election Director Nolan Lehmann | Mgmt | For | | For |
8 | Election Director W. Lee Nutter | Mgmt | For | | For |
9 | Election Director Ramon A. Rodriguez | Mgmt | For | | For |
10 | Election Director Allan C. Sorensen | Mgmt | For | | For |
11 | Election Director John M. Trani | Mgmt | For | | For |
12 | Election Director Michael W. Wickham | Mgmt | For | | For |
13 | Ratify Auditors | Mgmt | For | | For |
14 | Report on Political Contributions | SH | Against | | Against |
| | | | | |
Wyndham Worldwide Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: WYN | 13-May-10 | | Annual | 17-Mar-10 | |
CUSIP: 98310W108 | | | Meeting ID: 568117 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Honourable B. Mulroney | Mgmt | For | | For |
1.2 | ElectDirector Michael H. Wargotz | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | | Against |
| | | | | |
The Western Union Company | Meeting Date | | Meeting Type | Record Date | |
Ticker: WU | 14-May-10 | | Annual | 17-Mar-10 | |
CUSIP: 959802109 | | | Meeting ID: 566004 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Dinyar S. Devitre | Mgmt | For | | For |
2 | Elect Director Christina A. Gold | Mgmt | For | | For |
3 | Elect Director Betsy D. Holden | Mgmt | For | | For |
4 | Elect Director Wulf Von Schimmelmann | Mgmt | For | | For |
5 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Transocean Ltd. | Meeting Date | | Meeting Type | Record Date | |
Ticker: RIG | 14-May-10 | | Annual | 26-Apr-10 | |
CUSIP: H8817H100 | | | Meeting ID: 566780 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | | For |
2 | Approve Discharge of Board and Senior Management | Mgmt | For | | For |
3 | Approve Allocation of Income and Omission of Dividends | Mgmt | For | | For |
4 | Change Location of Registered Office to Steinhausen, Switzerland | Mgmt | For | | For |
5 | Approve Creation of CHF 2.5 Billion Pool of Capital without Preemptive Rights | Mgmt | For | | Against |
6 | Approve Reduction in Share Capita and Repayment of $3.11 per Sharel | Mgmt | For | | For |
7 | Amend Articles Re: Share Certificates due to New Swiss Federal Act on Intermediated Securities | Mgmt | For | | For |
8a | Elect Steven Newman as Director | Mgmt | For | | For |
8b | Reelect Thomas Carson as Director | Mgmt | For | | For |
8c | Reelect Robert Sprague as Director | Mgmt | For | | For |
8d | Reelect J. Michael Talbert as Director | Mgmt | For | | For |
8e | Reelect John Whitmire as Director | Mgmt | For | | For |
9 | Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2010 | Mgmt | For | | For |
10 | Transact Other Business (Voting) | Mgmt | For | | Against |
| | | | | |
Consolidated Edison, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: ED | 17-May-10 | | Annual | 30-Mar-10 | |
CUSIP: 209115104 | | | Meeting ID: 569253 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Kevin Burke | Mgmt | For | | For |
2 | Elect Director Vincent A. Calarco | Mgmt | For | | For |
3 | Elect Director George Campbell, Jr. | Mgmt | For | | For |
4 | Elect Director Gordon J. Davis | Mgmt | For | | For |
5 | Elect Director Michael J. Del Giudice | Mgmt | For | | For |
6 | Elect Director Ellen V. Futter | Mgmt | For | | For |
7 | Elect Director John F. Hennessy, III | Mgmt | For | | For |
8 | Elect Director Sally Hernandez | Mgmt | For | | For |
9 | Elect Director John F. Killian | Mgmt | For | | For |
10 | Elect Director Eugene R. McGrath | Mgmt | For | | For |
11 | Elect Director Michael W. Ranger | Mgmt | For | | For |
12 | Elect Director L. Frederick Sutherland | Mgmt | For | | For |
13 | Ratify Auditors | Mgmt | For | | For |
14 | Increase Disclosure of Executive Compensation | SH | Against | | Against |
| | | | | |
Sanofi Aventis | Meeting Date | | Meeting Type | Record Date | |
Ticker: N/A | 17-May-10 | | Annual/Special | 07-Apr-10 | |
CUSIP: F5548N101 | | | Meeting ID: 575344 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
| Meeting for ADR Holders | Mgmt | | | |
| Ordinary Business | Mgmt | | | |
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Mgmt | For | | For |
3 | Approve Allocation of Income and Dividends of EUR 2.40 per Share | Mgmt | For | | For |
4 | Receive Auditors' Special Report Mentioning the Absence of New Related-Party Transactions | Mgmt | For | | Against |
5 | Ratify Appointment of Serge Weinberg as Director | Mgmt | For | | For |
6 | Elect Catherine Brechignac as Director | Mgmt | For | | For |
7 | Reelect Robert Castaigne as Director | Mgmt | For | | For |
8 | Reelect Lord Douro as Director | Mgmt | For | | For |
9 | Reelect Christian Mulliez as Director | Mgmt | For | | For |
10 | Reelect Christopher Viehbacher as Director | Mgmt | For | | For |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | | For |
| Special Business | Mgmt | | | |
12 | Amend Articles 11 of Bylaws Re: Shareholding Requirements and Length of Term for Directors | Mgmt | For | | For |
13 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | | For |
| | | | | |
Anadarko Petroleum Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: APC | 18-May-10 | | Annual | 23-Mar-10 | |
CUSIP: 032511107 | | | Meeting ID: 566263 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director H. Paulett Eberhart | Mgmt | For | | For |
2 | Elect Director Preston M. Geren III | Mgmt | For | | For |
3 | Elect Director James T. Hackett | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
5 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | SH | Against | | For |
6 | Reimburse Expenses Incurred by Stockholder in Contested Election of Directors | SH | Against | | For |
| | | | | |
JPMorgan Chase & Co. | Meeting Date | | Meeting Type | Record Date | |
Ticker: JPM | 18-May-10 | | Annual | 19-Mar-10 | |
CUSIP: 46625H100 | | | Meeting ID: 568199 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Crandall C. Bowles | Mgmt | For | | For |
1.2 | Elect Director Stephen B. Burke | Mgmt | For | | For |
1.3 | Elect Director David M. Cote | Mgmt | For | | For |
1.4 | Elect Director James S. Crown | Mgmt | For | | For |
1.5 | Elect Director James Dimon | Mgmt | For | | For |
1.6 | Elect Director Ellen V. Futter | Mgmt | For | | For |
1.7 | Elect Director William H. Gray, III | Mgmt | For | | For |
1.8 | Elect Director Laban P. Jackson, Jr. | Mgmt | For | | For |
1.9 | Elect Director David C. Novak | Mgmt | For | | For |
1.10 | Elect Director Lee R. Raymond | Mgmt | For | | For |
1.11 | Elect Director William C. Weldon | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Affirm Political Non-Partisanship | SH | Against | | Against |
5 | Amend Bylaws-- Call Special Meetings | SH | Against | | For |
6 | Report on Collateral in Derivatives Trading | SH | Against | | For |
7 | Provide Right to Act by Written Consent | SH | Against | | For |
8 | Require Independent Board Chairman | SH | Against | | For |
9 | Report on Pay Disparity | SH | Against | | Against |
10 | Stock Retention/Holding Period | SH | Against | | For |
| | | | | |
Morgan Stanley | Meeting Date | | Meeting Type | Record Date | |
Ticker: MS | 18-May-10 | | Annual | 22-Mar-10 | |
CUSIP: 617446448 | | | Meeting ID: 570481 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Roy J. Bostock | Mgmt | For | | Against |
2 | Elect Director Erskine B. Bowles | Mgmt | For | | For |
3 | Elect Director Howard J. Davies | Mgmt | For | | For |
4 | Elect Director James P. Gorman | Mgmt | For | | For |
5 | Elect Director James H. Hance, Jr. | Mgmt | For | | For |
6 | Elect Director Nobuyuki Hirano | Mgmt | For | | For |
7 | Elect Director C. Robert Kidder | Mgmt | For | | For |
8 | Elect Director John J. Mack | Mgmt | For | | For |
9 | Elect Director Donald T. Nicolaisen | Mgmt | For | | For |
10 | Elect Director Charles H. Noski | Mgmt | For | | For |
11 | Elect Director Hutham S. Olayan | Mgmt | For | | For |
12 | Elect Director O. Griffith Sexton | Mgmt | For | | For |
13 | Elect Director Laura D. Tyson | Mgmt | For | | For |
14 | Ratify Auditors | Mgmt | For | | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
16 | Amend Omnibus Stock Plan | Mgmt | For | | Against |
17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
18 | Stock Retention/Holding Period | SH | Against | | For |
19 | Require Independent Board Chairman | SH | Against | | For |
20 | Report on Pay Disparity | SH | Against | | Against |
21 | Claw-back of Payments under Restatements | SH | Against | | For |
| | | | | |
Astoria Financial Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: AF | 19-May-10 | | Annual | 24-Mar-10 | |
CUSIP: 046265104 | | | Meeting ID: 573013 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director John R. Chrin | Mgmt | For | | For |
1.2 | Elect Director John J. Conefry, Jr. | Mgmt | For | | For |
1.3 | Elect Director Brian M. Leeney | Mgmt | For | | For |
1.4 | Elect Director Thomas V. Powderly | Mgmt | For | | For |
2 | Amend Non-Employee Director Restricted Stock Plan | Mgmt | For | | For |
3 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Intel Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: INTC | 19-May-10 | | Annual | 22-Mar-10 | |
CUSIP: 458140100 | | | Meeting ID: 568510 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Charlene Barshefsky | Mgmt | For | | For |
2 | Elect Director Susan L. Decker | Mgmt | For | | For |
3 | Elect Director John J. Donahoe | Mgmt | For | | For |
4 | Elect Director Reed E. Hundt | Mgmt | For | | For |
5 | Elect Director Paul S. Otellini | Mgmt | For | | For |
6 | Elect Director James D. Plummer | Mgmt | For | | For |
7 | Elect Director David S. Pottruck | Mgmt | For | | For |
8 | Elect Director Jane E. Shaw | Mgmt | For | | For |
9 | Elect Director Frank D. Yeary | Mgmt | For | | For |
10 | Elect Director David B. Yoffie | Mgmt | For | | For |
11 | Ratify Auditors | Mgmt | For | | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
| | | | | |
Morgans Hotel Group Co. | Meeting Date | | Meeting Type | Record Date | |
Ticker: MHGC | 19-May-10 | | Annual | 26-Mar-10 | |
CUSIP: 61748W108 | | | Meeting ID: 573035 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Robert Friedman | Mgmt | For | | Withhold |
1.2 | Elect Director Jeffrey M. Gault | Mgmt | For | | Withhold |
1.3 | Elect Director Marc Gordon | Mgmt | For | | Withhold |
1.4 | Elect Director Michael Gross | Mgmt | For | | Withhold |
1.5 | Elect Director David T. Hamamoto | Mgmt | For | | Withhold |
1.6 | Elect Director Thomas L. Harrison | Mgmt | For | | Withhold |
1.7 | Elect Director Fred J. Kleisner | Mgmt | For | | Withhold |
1.8 | Elect Director Edwin L. Knetzger, III | Mgmt | For | | Withhold |
1.9 | Elect Director Michael D. Malone | Mgmt | For | | Withhold |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Northrop Grumman Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: NOC | 19-May-10 | | Annual | 23-Mar-10 | |
CUSIP: 666807102 | | | Meeting ID: 570192 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Wesley G. Bush | Mgmt | For | | For |
2 | Elect Director Lewis W. Coleman | Mgmt | For | | For |
3 | Elect Director Thomas B. Fargo | Mgmt | For | | For |
4 | Elect Director Victor H. Fazio | Mgmt | For | | For |
5 | Elect Director Donald E. Felsinger | Mgmt | For | | For |
6 | Elect Director Stephen E. Frank | Mgmt | For | | For |
7 | Elect Director Bruce S. Gordon | Mgmt | For | | For |
8 | Elect Director Madeleine Kleiner | Mgmt | For | | For |
9 | Elect Director Karl J. Krapek | Mgmt | For | | For |
10 | Elect Director Richard B. Myers | Mgmt | For | | For |
11 | Elect Director Aulana L. Peters | Mgmt | For | | For |
12 | Elect Director Kevin W. Sharer | Mgmt | For | | For |
13 | Ratify Auditors | Mgmt | For | | For |
14 | Amend Certificate of Incorporation to Provide Shareholders the Right to Call Special Meetings and Make Other Revisions | Mgmt | For | | For |
15 | Amend Certificate of Incorporation of Subsidiary to Eliminate Requirement of Shareholder Approval of Certain Actions | Mgmt | For | | For |
16 | Reincorporate in Another State [from Delaware to North Dakota] | SH | Against | | Against |
| | | | | |
Safeway Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: SWY | 19-May-10 | | Annual | 22-Mar-10 | |
CUSIP: 786514208 | | | Meeting ID: 568392 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Steven A. Burd | Mgmt | For | | For |
2 | Elect Director Janet E. Grove | Mgmt | For | | For |
3 | Elect Director Mohan Gyani | Mgmt | For | | For |
4 | Elect Director Paul Hazen | Mgmt | For | | For |
5 | Elect Director Frank C. Herringer | Mgmt | For | | For |
6 | Elect Director Kenneth W. Oder | Mgmt | For | | For |
7 | Elect Director Arun Sarin | Mgmt | For | | For |
8 | Elect Director Michael S. Shannon | Mgmt | For | | For |
9 | Elect Director William Y. Tauscher | Mgmt | For | | For |
10 | Provide Right to Call Special Meeting | Mgmt | For | �� | For |
11 | Ratify Auditors | Mgmt | For | | For |
12 | Restore or Provide for Cumulative Voting | SH | Against | | For |
13 | Adopt Global Warming Principles | SH | Against | | Against |
14 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | SH | Against | | For |
15 | Purchase Poultry from Suppliers Using CAK | SH | Against | | Against |
| | | | | |
Textainer Group Holdings Ltd | Meeting Date | | Meeting Type | Record Date | |
Ticker: TGH | 19-May-10 | | Annual | 05-Apr-10 | |
CUSIP: G8766E109 | | | Meeting ID: 574777 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Reelect John A. Maccarone as Director | Mgmt | For | | Against |
1.2 | Reelect Dudley R. Cottingham as Director | Mgmt | For | | Against |
1.3 | Reelect Hyman Shwiel as Director | Mgmt | For | | For |
1.4 | Reelect James E. Hoelter as Director | Mgmt | For | | Against |
2 | Accept Financial Statements and Statutory Reports (Voting) | Mgmt | For | | For |
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | | For |
4 | Amend Omnibus Stock Plan | Mgmt | For | | For |
5 | Transact Other Business (Non-Voting) | Mgmt | | | |
| | | | | |
The Hartford Financial Services Group, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: HIG | 19-May-10 | | Annual | 31-Mar-10 | |
CUSIP: 416515104 | | | Meeting ID: 570191 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Robert B. Allardice, III | Mgmt | For | | For |
2 | Elect Director Trevor Fetter | Mgmt | For | | For |
3 | Elect Director Paul G. Kirk, Jr. | Mgmt | For | | For |
4 | Elect Director Liam E. McGee | Mgmt | For | | For |
5 | Elect Director Gail J. McGovern | Mgmt | For | | For |
6 | Elect Director Michael G. Morris | Mgmt | For | | For |
7 | Elect Director Thomas A. Renyi | Mgmt | For | | For |
8 | Elect Director Charles B. Strauss | Mgmt | For | | For |
9 | Elect Director H. Patrick Swygert | Mgmt | For | | For |
10 | Ratify Auditors | Mgmt | For | | For |
11 | Approve Omnibus Stock Plan | Mgmt | For | | For |
12 | Amend Executive Incentive Bonus Plan | Mgmt | For | | For |
13 | Reimburse Proxy Contest Expenses | SH | Against | | For |
| | | | | |
Altria Group, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: MO | 20-May-10 | | Annual | 29-Mar-10 | |
CUSIP: 02209S103 | | | Meeting ID: 570177 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Elizabeth E. Bailey | Mgmt | For | | For |
2 | Elect Director Gerald L. Baliles | Mgmt | For | | For |
3 | Elect Director John T. Casteen III | Mgmt | For | | For |
4 | Elect Director Dinyar S. Devitre | Mgmt | For | | For |
5 | Elect Director Thomas F. Farrell II | Mgmt | For | | For |
6 | Elect Director Robert E. R. Huntley | Mgmt | For | | For |
7 | Elect Director Thomas W. Jones | Mgmt | For | | For |
8 | Elect Director George Munoz | Mgmt | For | | For |
9 | Elect Director Nabil Y. Sakkab | Mgmt | For | | For |
10 | Elect Director Michael E. Szymanczyk | Mgmt | For | | For |
11 | Approve Omnibus Stock Plan | Mgmt | For | | For |
12 | Ratify Auditors | Mgmt | For | | For |
13 | Report on Effect of Marketing Practices on the Poor | SH | Against | | Against |
14 | Adopt Human Rights Protocols for Company and Suppliers | SH | Against | | For |
| | | | | |
Cephalon, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: CEPH | 20-May-10 | | Annual | 25-Mar-10 | |
CUSIP: 156708109 | | | Meeting ID: 568416 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Frank Baldino, Jr., Ph.D. | Mgmt | For | | For |
1.2 | Elect Director William P. Egan | Mgmt | For | | For |
1.3 | Elect Director Martyn D. Greenacre | Mgmt | For | | For |
1.4 | Elect Director Vaughn M. Kailian | Mgmt | For | | For |
1.5 | Elect Director Kevin E. Moley | Mgmt | For | | For |
1.6 | Elect Director Charles A. Sanders, M.D. | Mgmt | For | | For |
1.7 | Elect Director Gail R. Wilensky, Ph.D. | Mgmt | For | | For |
1.8 | Elect Director Dennis L. Winger | Mgmt | For | | For |
2 | Amend Omnibus Stock Plan | Mgmt | For | | For |
3 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
KeyCorp | Meeting Date | | Meeting Type | Record Date | |
Ticker: KEY | 20-May-10 | | Annual | 23-Mar-10 | |
CUSIP: 493267108 | | | Meeting ID: 568692 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director William G. Bares | Mgmt | For | | For |
1.2 | Elect Director Joseph A. Carrabba | Mgmt | For | | For |
1.3 | Elect Director Carol A. Cartwright | Mgmt | For | | For |
1.4 | Elect Director Alexander M. Cutler | Mgmt | For | | For |
1.5 | Elect Director Elizabeth R. Gile | Mgmt | For | | For |
1.6 | Elect Director Ruth Ann M. Gillis | Mgmt | For | | For |
1.7 | Elect Director Kristen L. Manos | Mgmt | For | | For |
1.8 | Elect Director Eduardo R. Menasce | Mgmt | For | | For |
1.9 | Elect Director Henry L. Meyer III | Mgmt | For | | For |
1.10 | Elect Director Edward W. Stack | Mgmt | For | | For |
1.11 | Elect Director Thomas C. Stevens | Mgmt | For | | For |
2 | Approve Omnibus Stock Plan | Mgmt | For | | For |
3 | Amend Voting Rights of Series B Preferred Stock | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
5 | Advisory Vote to Ratify Named Executive Officer's Compensation | Mgmt | For | | Against |
| | | | | |
McDonald's Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: MCD | 20-May-10 | | Annual | 23-Mar-10 | |
CUSIP: 580135101 | | | Meeting ID: 570179 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Walter E. Massey | Mgmt | For | | For |
2 | Elect Director John W. Rogers, Jr. | Mgmt | For | | For |
3 | Elect Director Roger W. Stone | Mgmt | For | | For |
4 | Elect Director Miles D. White | Mgmt | For | | For |
5 | Ratify Auditors | Mgmt | For | | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
7 | Reduce Supermajority Vote Requirement | SH | Against | | For |
8 | Require Suppliers to Adopt CAK | SH | Against | | Against |
9 | Adopt Cage-Free Eggs Purchasing Policy | SH | Against | | Against |
| | | | | |
The Home Depot, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: HD | 20-May-10 | | Annual | 22-Mar-10 | |
CUSIP: 437076102 | | | Meeting ID: 569262 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director F. Duane Ackerman | Mgmt | For | | For |
2 | Elect Director David H. Batchelder | Mgmt | For | | For |
3 | Elect Director Francis S. Blake | Mgmt | For | | For |
4 | Elect Director Ari Bousbib | Mgmt | For | | For |
5 | Elect Director Gregory D. Brenneman | Mgmt | For | | For |
6 | Elect Director Albert P. Carey | Mgmt | For | | For |
7 | Elect Director Armando Codina | Mgmt | For | | For |
8 | Elect Director Bonnie G. Hill | Mgmt | For | | For |
9 | Elect Director Karen L. Katen | Mgmt | For | | For |
10 | Ratify Auditors | Mgmt | For | | For |
11 | Amend Omnibus Stock Plan | Mgmt | For | | For |
12 | Provide for Cumulative Voting | SH | Against | | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
14 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
15 | Provide Right to Act by Written Consent | SH | Against | | For |
16 | Require Independent Board Chairman | SH | Against | | Against |
17 | Prepare Employment Diversity Report | SH | Against | | For |
18 | Reincorporate in Another State [from Delaware to North Dakota] | SH | Against | | Against |
| | | | | |
Merck & Co., Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: MRK | 25-May-10 | | Annual | 26-Mar-10 | |
CUSIP: 58933Y105 | | | Meeting ID: 571001 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Leslie A. Brun | Mgmt | For | | For |
2 | Elect Director Thomas R. Cech | Mgmt | For | | For |
3 | Elect Director Richard T. Clark | Mgmt | For | | For |
4 | Elect Director Thomas H. Glocer | Mgmt | For | | For |
5 | Elect Director Steven F. Goldstone | Mgmt | For | | For |
6 | Elect Director William B. Harrison, Jr. | Mgmt | For | | For |
7 | Elect Director Harry R. Jacobson | Mgmt | For | | For |
8 | Elect Director William N. Kelley | Mgmt | For | | For |
9 | Elect Director C. Robert Kidder | Mgmt | For | | For |
10 | Elect Director Rochelle B. Lazarus | Mgmt | For | | For |
11 | Elect Director Carlos E. Represas | Mgmt | For | | For |
12 | Elect Director Patricia F. Russo | Mgmt | For | | For |
13 | Elect Director Thomas E. Shenk | Mgmt | For | | For |
14 | Elect Director Anne M. Tatlock | Mgmt | For | | For |
15 | Elect Director Craig B. Thompson | Mgmt | For | | For |
16 | Elect Director Wendell P. Weeks | Mgmt | For | | For |
17 | Elect Director Peter C. Wendell | Mgmt | For | | For |
18 | Ratify Auditors | Mgmt | For | | For |
19 | Approve Omnibus Stock Plan | Mgmt | For | | For |
20 | Approve Non-Employee Director Omnibus Stock Plan | Mgmt | For | | For |
| | | | | |
Exxon Mobil Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: XOM | 26-May-10 | | Annual | 06-Apr-10 | |
CUSIP: 30231G102 | | | Meeting ID: 571886 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director M.J. Boskin | Mgmt | For | | For |
1.2 | Elect Director P. Brabeck-Letmathe | Mgmt | For | | For |
1.3 | Elect Director L.R. Faulkner | Mgmt | For | | For |
1.4 | Elect Director J.S. Fishman | Mgmt | For | | For |
1.5 | Elect Director K.C. Frazier | Mgmt | For | | For |
1.6 | Elect Director W.W. George | Mgmt | For | | For |
1.7 | Elect Director M.C. Nelson | Mgmt | For | | For |
1.8 | Elect Director S.J. Palmisano | Mgmt | For | | For |
1.9 | Elect Director S.C. Reinemund | Mgmt | For | | For |
1.10 | Elect Director R.W. Tillerson | Mgmt | For | | For |
1.11 | Elect Director E.E. Whitacre, Jr. | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
4 | Reincorporate in Another State [from New Jersey to North Dakota] | SH | Against | | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
6 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | SH | Against | | Against |
7 | Adopt Policy on Human Right to Water | SH | Against | | Against |
8 | Adopt Policy to Address Coastal Louisiana Environmental Impacts | SH | Against | | Against |
9 | Report on Environmental Impact of Oil Sands Operations in Canada | SH | Against | | For |
10 | Report on Environmental Impacts of Natural Gas Fracturing | SH | Against | | For |
11 | Report on Energy Technologies Development | SH | Against | | Against |
12 | Adopt Quantitative GHG Goals from Products and Operations | SH | Against | | For |
13 | Report on Risks of Alternative Long-term Fossil Fuel Demand Estimates | SH | Against | | Against |
| | | | | |
Nu Skin Enterprises, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: NUS | 26-May-10 | | Annual | 31-Mar-10 | |
CUSIP: 67018T105 | | | Meeting ID: 577148 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Nevin N. Andersen | Mgmt | For | | For |
1.2 | Elect Director Daniel W. Campbell | Mgmt | For | | Withhold |
1.3 | Elect Director E.J. "Jake" Garn | Mgmt | For | | Withhold |
1.4 | Elect Director M. Truman Hunt | Mgmt | For | | For |
1.5 | Elect Director Andrew D. Lipman | Mgmt | For | | Withhold |
1.6 | Elect Director Steven J. Lund | Mgmt | For | | For |
1.7 | Elect Director Patricia A. Negron | Mgmt | For | | Withhold |
1.8 | Elect Director Thomas R. Pisano | Mgmt | For | | For |
1.9 | Elect Director Blake M. Roney | Mgmt | For | | For |
1.10 | Elect Director Sandra N. Tillotson | Mgmt | For | | For |
1.11 | Elect Director David D. Ussery | Mgmt | For | | Withhold |
2 | Approve Omnibus Stock Plan | Mgmt | For | | For |
3 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Thermo Fisher Scientific Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: TMO | 26-May-10 | | Annual | 29-Mar-10 | |
CUSIP: 883556102 | | | Meeting ID: 570423 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Marc N. Casper | Mgmt | For | | For |
2 | Elect Director Tyler Jacks | Mgmt | For | | For |
3 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Big Lots, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: BIG | 27-May-10 | | Annual | 29-Mar-10 | |
CUSIP: 089302103 | | | Meeting ID: 571908 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Jeffrey P. Berger | Mgmt | For | | For |
1.2 | Elect Director Steven S. Fishman | Mgmt | For | | For |
1.3 | Elect Director Peter J. Hayes | Mgmt | For | | For |
1.4 | Elect Director David T. Kollat | Mgmt | For | | For |
1.5 | Elect Director Brenda J. Lauderback | Mgmt | For | | For |
1.6 | Elect Director Philip E. Mallott | Mgmt | For | | For |
1.7 | Elect Director Russell Solt | Mgmt | For | | For |
1.8 | Elect Director James R. Tener | Mgmt | For | | For |
1.9 | Elect Director Dennis B. Tishkoff | Mgmt | For | | For |
2 | Amend Omnibus Stock Plan | Mgmt | For | | For |
3 | Amend Executive Incentive Bonus Plan | Mgmt | For | | For |
4 | Adopt Majority Voting for Uncontested Election of Directors | Mgmt | For | | For |
5 | Require Advance Notice for Shareholder Director Nominations | Mgmt | For | | Against |
6 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Brown Shoe Company, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: BWS | 27-May-10 | | Annual | 31-Mar-10 | |
CUSIP: 115736100 | | | Meeting ID: 572471 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Carla Hendra | Mgmt | For | | For |
1.2 | Elect Director Ward M. Klein | Mgmt | For | | For |
1.3 | Elect Director W. Patrick McGinnis | Mgmt | For | | For |
1.4 | Elect Director Diane M. Sullivan | Mgmt | For | | For |
1.5 | Elect Director Hal J. Upbin | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Limited Brands, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: LTD | 27-May-10 | | Annual | 29-Mar-10 | |
CUSIP: 532716107 | | | Meeting ID: 570248 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Dennis S. Hersch | Mgmt | For | | For |
1.2 | Elect Director David T. Kollat | Mgmt | For | | For |
1.3 | Elect Director William R. Loomis, Jr. | Mgmt | For | | For |
1.4 | Elect Director Leslie H. Wexner | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Raytheon Company | Meeting Date | | Meeting Type | Record Date | |
Ticker: RTN | 27-May-10 | | Annual | 02-Apr-10 | |
CUSIP: 755111507 | | | Meeting ID: 576680 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Vernon E. Clark | Mgmt | For | | For |
2 | Elect Director John M. Deutch | Mgmt | For | | For |
3 | Elect Director Stephen J. Hadley | Mgmt | For | | For |
4 | Elect Director Frederic M. Poses | Mgmt | For | | For |
5 | Elect Director Michael C. Ruettgers | Mgmt | For | | For |
6 | Elect Director Ronald L. Skates | Mgmt | For | | For |
7 | Elect Director William R. Spivey | Mgmt | For | | For |
8 | Elect Director Linda G. Stuntz | Mgmt | For | | For |
9 | Elect Director William H. Swanson | Mgmt | For | | For |
10 | Ratify Auditors | Mgmt | For | | For |
11 | Provide Right to Call Special Meeting | Mgmt | For | | For |
12 | Approve Omnibus Stock Plan | Mgmt | For | | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
14 | Submit SERP to Shareholder Vote | SH | Against | | For |
15 | Provide Right to Act by Written Consent | SH | Against | | For |
| | | | | |
New York Community Bancorp, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: NYB | 03-Jun-10 | | Annual | 05-Apr-10 | |
CUSIP: 649445103 | | | Meeting ID: 575460 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Donald M. Blake | Mgmt | For | | For |
1.2 | Elect Director Michael J. Levine | Mgmt | For | | For |
1.3 | Elect Director Guy V. Molinari | Mgmt | For | | For |
1.4 | Elect Director John M. Tsimbinos | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Generac Holdings, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: GNRC | 04-Jun-10 | | Annual | 23-Apr-10 | |
CUSIP: N/A | | | Meeting ID: 579619 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Aaron Jagdfeld | Mgmt | For | | Withhold |
1.2 | Elect Director John D. Bowlin | Mgmt | For | | Withhold |
1.3 | Elect Director Timothy Walsh | Mgmt | For | | Withhold |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Wal-Mart Stores, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: WMT | 04-Jun-10 | | Annual | 08-Apr-10 | |
CUSIP: 931142103 | | | Meeting ID: 574373 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Aida M. Alvarez | Mgmt | For | | For |
2 | Elect Director James W. Breyer | Mgmt | For | | For |
3 | Elect Director M. Michele Burns | Mgmt | For | | For |
4 | Elect Director James I. Cash, Jr. | Mgmt | For | | For |
5 | Elect Director Roger C. Corbett | Mgmt | For | | For |
6 | Elect Director Douglas N. Daft | Mgmt | For | | Against |
7 | Elect Director Michael T. Duke | Mgmt | For | | For |
8 | Elect Director Gregory B. Penner | Mgmt | For | | For |
9 | Elect Director Steven S. Reinemund | Mgmt | For | | For |
10 | Elect Director H. Lee Scott, Jr. | Mgmt | For | | For |
11 | Elect Director Arne M. Sorenson | Mgmt | For | | For |
12 | Elect Director Jim C. Walton | Mgmt | For | | For |
13 | Elect Director S. Robson Walton | Mgmt | For | | For |
14 | Elect Director Christopher J. Williams | Mgmt | For | | For |
15 | Elect Director Linda S. Wolf | Mgmt | For | | Against |
16 | Ratify Auditors | Mgmt | For | | For |
17 | Approve Omnibus Stock Plan | Mgmt | For | | Against |
18 | Amend Sharesave Plan | Mgmt | For | | For |
19 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | SH | Against | | For |
20 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
21 | Report on Political Contributions | SH | Against | | For |
22 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
23 | Require Suppliers to Adopt CAK | SH | Against | | Against |
24 | Report on Process for Identifying and Prioritizing Public Policy Activities | SH | Against | | Against |
| | | | | |
Staples, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: SPLS | 07-Jun-10 | | Annual | 12-Apr-10 | |
CUSIP: 855030102 | | | Meeting ID: 575466 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Basil L. Anderson | Mgmt | For | | For |
2 | Elect Director Arthur M. Blank | Mgmt | For | | For |
3 | Elect Director Mary Elizabeth Burton | Mgmt | For | | For |
4 | Elect Director Justin King | Mgmt | For | | For |
5 | Elect Director Carol Meyrowitz | Mgmt | For | | For |
6 | Elect Director Rowland T. Moriarty | Mgmt | For | | For |
7 | Elect Director Robert C. Nakasone | Mgmt | For | | For |
8 | Elect Director Ronald L. Sargent | Mgmt | For | | For |
9 | Elect Director Elizabeth A. Smith | Mgmt | For | | For |
10 | Elect Director Robert E. Sulentic | Mgmt | For | | For |
11 | Elect Director Vijay Vishwanath | Mgmt | For | | For |
12 | Elect Director Paul F. Walsh | Mgmt | For | | For |
13 | Approve Executive Incentive Bonus Plan | Mgmt | For | | For |
14 | Amend Omnibus Stock Plan | Mgmt | For | | For |
15 | Ratify Auditors | Mgmt | For | | For |
16 | Provide Right to Act by Written Consent | SH | Against | | For |
17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
| | | | | |
inVentiv Health, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: VTIV | 08-Jun-10 | | Annual | 12-Apr-10 | |
CUSIP: 46122E105 | | | Meeting ID: 577400 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Eran Broshy | Mgmt | For | | For |
1.2 | Elect Director R. Blane Walter | Mgmt | For | | For |
1.3 | Elect Director Terrell G. Herring | Mgmt | For | | For |
1.4 | Elect Director Mark E. Jennings | Mgmt | For | | For |
1.5 | Elect Director Per G.H. Lofberg | Mgmt | For | | For |
1.6 | Elect Director A. Clayton Perfall | Mgmt | For | | For |
1.7 | Elect Director Craig Saxton | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Caterpillar Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: CAT | 09-Jun-10 | | Annual | 12-Apr-10 | |
CUSIP: 149123101 | | | Meeting ID: 574632 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director John T. Dillon | Mgmt | For | | For |
1.2 | Elect Director Juan Gallardo | Mgmt | For | | For |
1.3 | Elect Director William A. Osborn | Mgmt | For | | For |
1.4 | Elect Director Edward B. Rust, Jr. | Mgmt | For | | For |
1.5 | Elect Director Susan C. Schwab | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | | Against |
4 | Declassify the Board of Directors | Mgmt | For | | For |
5 | Reduce Supermajority Vote Requirement | Mgmt | For | | For |
6 | Require Independent Board Chairman | SH | Against | | Against |
7 | Amend Human Rights Policy | SH | Against | | For |
8 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
| | | | | |
Freeport-McMoRan Copper & Gold Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: FCX | 09-Jun-10 | | Annual | 13-Apr-10 | |
CUSIP: 35671D857 | | | Meeting ID: 576569 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Richard C. Adkerson | Mgmt | For | | For |
1.2 | Elect Director Robert J. Allison, Jr. | Mgmt | For | | For |
1.3 | Elect Director Robert A. Day | Mgmt | For | | For |
1.4 | Elect Director Gerald J. Ford | Mgmt | For | | For |
1.5 | Elect Director H. Devon Graham, Jr. | Mgmt | For | | For |
1.6 | Elect Director Charles C. Krulak | Mgmt | For | | For |
1.7 | Elect Director Bobby Lee Lackey | Mgmt | For | | For |
1.8 | Elect Director Jon C. Madonna | Mgmt | For | | For |
1.9 | Elect Director Dustan E. McCoy | Mgmt | For | | For |
1.10 | Elect Director James R. Moffett | Mgmt | For | | For |
1.11 | Elect Director B.M. Rankin, Jr. | Mgmt | For | | For |
1.12 | Elect Director Stephen H. Siegele | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | | For |
4 | Request Director Nominee with Environmental Qualifications | SH | Against | | For |
5 | Stock Retention/Holding Period | SH | Against | | For |
| | | | | |
NCI, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: NCIT | 09-Jun-10 | | Annual | 19-Apr-10 | |
CUSIP: 62886K104 | | | Meeting ID: 579623 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Charles K. Narang | Mgmt | For | | For |
1.2 | Elect Director Terry W. Glasgow | Mgmt | For | | For |
1.3 | Elect Director James P. Allen | Mgmt | For | | Withhold |
1.4 | Elect Director John E. Lawler | Mgmt | For | | For |
1.5 | Elect Director Paul V. Lombardi | Mgmt | For | | Withhold |
1.6 | Elect Director J. Patrick McMahon | Mgmt | For | | For |
1.7 | Elect Director Stephen L. Waechter | Mgmt | For | | For |
1.8 | Elect Director Daniel R. Young | Mgmt | For | | Withhold |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Steiner Leisure Ltd. | Meeting Date | | Meeting Type | Record Date | |
Ticker: STNR | 10-Jun-10 | | Annual | 15-Apr-10 | |
CUSIP: P8744Y102 | | | Meeting ID: 577886 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Cynthia R. Cohen as Director | Mgmt | For | | For |
1.2 | Elect Denise Dickins as Director | Mgmt | For | | For |
2 | Ratification Of The Appointment Of Ernst & Young LLP As Independent Auditors for the fiscal year ending December 31, 2010. | Mgmt | For | | For |
| | | | | |
American Greetings Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: AM | 11-Jun-10 | | Annual | 26-Apr-10 | |
CUSIP: 026375105 | | | Meeting ID: 580423 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Scott S. Cowen | Mgmt | For | | For |
1.2 | Elect Director William E. MacDonald, III | Mgmt | For | | For |
1.3 | Elect Director Zev Weiss | Mgmt | For | | For |
| | | | | |
Genzyme Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: GENZ | 16-Jun-10 | | Proxy Contest | 09-Apr-10 | |
CUSIP: 372917104 | | | Meeting ID: 576901 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
| Management Proxy (White Card) | Mgmt | | | |
1.1 | Elect Director Douglas A. Berthiaume | Mgmt | For | | For |
1.2 | Elect Director Robert J. Bertolini | Mgmt | For | | For |
1.3 | Elect Director Gail K. Boudreaux | Mgmt | For | | For |
1.4 | Elect Director Robert J. Carpenter | Mgmt | For | | For |
1.5 | Elect Director Charles L. Cooney | Mgmt | For | | For |
1.6 | Elect Director Victor J. Dzau | Mgmt | For | | For |
1.7 | Elect Director Connie Mack, III | Mgmt | For | | For |
1.8 | Elect Director Richard F. Syron | Mgmt | For | | For |
1.9 | Elect Director Henri A. Termeer | Mgmt | For | | For |
1.10 | Elect Director Ralph V. Whitworth | Mgmt | For | | For |
2 | Amend Omnibus Stock Plan | Mgmt | For | | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | | For |
4 | Amend Non-Employee Director Omnibus Stock Plan | Mgmt | For | | For |
5 | Provide Right to Call Special Meeting | Mgmt | For | | For |
6 | Ratify Auditors | Mgmt | For | | For |
| Dissident Proxy (Gold Card) | Mgmt | | | |
1.1 | Elect Director Steven Burakoff | SH | For | | Do Not Vote |
1.2 | Elect Director Alexander J. Denner | SH | For | | Do Not Vote |
1.3 | Elect Director Carl C. Icahn | SH | For | | Do Not Vote |
1.4 | Elect Director Richard Mulligan | SH | For | | Do Not Vote |
1.5 | Management Nominee - Douglas A. Berthiaume | SH | For | | Do Not Vote |
1.6 | Management Nominee - Robert J. Bertolini | SH | For | | Do Not Vote |
1.7 | Management Nominee - Gail K. Boudreaux | SH | For | | Do Not Vote |
1.8 | Management Nominee - Robert J. Carpenter | SH | For | | Do Not Vote |
1.9 | Management Nominee - Victor J. Dzau | SH | For | | Do Not Vote |
1.10 | Management Nominee - Ralph V. Whitworth | SH | For | | Do Not Vote |
2 | Amend Omnibus Stock Plan | Mgmt | For | | Do Not Vote |
3 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | | Do Not Vote |
4 | Amend Non-Employee Director Omnibus Stock Plan | Mgmt | Against | | Do Not Vote |
5 | Provide Right to Call Special Meeting | Mgmt | For | | Do Not Vote |
6 | Ratify Auditors | Mgmt | For | | Do Not Vote |
| | | | | |
SPDR Series Trust | Meeting Date | | Meeting Type | Record Date | |
Ticker: TFI | 18-Jun-10 | | Special | 06-Jan-10 | |
CUSIP: 78464A458 | | | Meeting ID: 551834 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Frank Nesvet | Mgmt | For | | For |
1.2 | Elect Director David M. Kelly | Mgmt | For | | For |
1.3 | Elect Director Bonny Eugenia Boatman | Mgmt | For | | For |
1.4 | Elect Director Dwight D. Churchill | Mgmt | For | | For |
1.5 | Elect Director Carl G. Verboncoeur | Mgmt | For | | For |
1.6 | Elect Director James E. Ross | Mgmt | For | | For |
2 | Approve Multi-Manager Structure | Mgmt | For | | Against |
3 | Approve Change of Fundamental Investment Policy: Purchasing And Selling Real Estate | Mgmt | For | | For |
4 | Approve Change of Fundamental Investment Policy: Issuing Senior Securities And Borrowing Money | Mgmt | For | | For |
5 | Approve Change of Fundamental Investment Policy: Making Loans | Mgmt | For | | For |
6 | Approve Change of Fundamental Investment Policy: Purchasing And Selling Commodities | Mgmt | For | | For |
7 | Approve Change of Fundamental Investment Policy: Concentrating Investments In A Particular Industry Or Group Of Industries | Mgmt | For | | For |
8 | Approve Change of Fundamental Investment Policy: Underwriting Activities | Mgmt | For | | For |
9 | Approve Elimination of Fundamental Investment Policy: Outdated Policies Not Required By Law | Mgmt | For | | For |
| | | | | |
GameStop Corp. | Meeting Date | | Meeting Type | Record Date | |
Ticker: GME | 22-Jun-10 | | Annual | 03-May-10 | |
CUSIP: 36467W109 | | | Meeting ID: 582508 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director R. Richard Fontaine | Mgmt | For | | For |
1.2 | Elect Director Jerome L. Davis | Mgmt | For | | Withhold |
1.3 | Elect Director Steven R. Koonin | Mgmt | For | | For |
1.4 | Elect Director Stephanie M. Shern | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Mobile Mini, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: MINI | 23-Jun-10 | | Annual | 27-Apr-10 | |
CUSIP: 60740F105 | | | Meeting ID: 580302 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Frederick G. McNamee | Mgmt | For | | For |
1.2 | Elect Director Lawrence Trachtenberg | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
| | | | | |
XTO Energy Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: XTO | 25-Jun-10 | | Special | 03-May-10 | |
CUSIP: 98385X106 | | | Meeting ID: 583768 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Approve Merger Agreement | Mgmt | For | | For |
2 | Adjourn Meeting | Mgmt | For | | For |
IssuerName | Meeting Date | Meeting Type | Record Date | Ticker | SecurityID | Ballot Issue Number | ProposalText | Proponent | Mgmt Rec | Vote Cast |
ABB Ltd. | 04/26/2010 | Annual | 03/22/10 | ABLJY | 000375204 | 1 | Accounts and Reports | Mgmt | For | For |
| | | | | | 2 | Remuneration Report | Mgmt | For | For |
| | | | | | 3 | Ratification of Board and Management Acts | Mgmt | For | For |
| | | | | | 4 | Allocation of Profits/Dividends; Transfer of Reserves | Mgmt | For | For |
| | | | | | 5 | Reduction of Share Capital | Mgmt | For | For |
| | | | | | 6 | Amendment to Par Value; Capital Distribution | Mgmt | For | For |
| | | | | | 7 | Amendments to Articles | Mgmt | For | For |
| | | | | | 8 | Amend Article 6 | Mgmt | For | For |
| | | | | | 9 | Amend Articles 32 and 33 | Mgmt | For | For |
| | | | | | 10 | Elect Roger Agnelli | Mgmt | For | For |
| | | | | | 11 | Elect Louis Hughes | Mgmt | For | For |
| | | | | | 12 | Elect Hans Murki | Mgmt | For | For |
| | | | | | 13 | Elect Michel de Rosen | Mgmt | For | For |
| | | | | | 14 | Elect Michael Treschow | Mgmt | For | For |
| | | | | | 15 | Elect Bernd Voss | Mgmt | For | For |
| | | | | | 16 | Elect Jacob Wallenberg | Mgmt | For | For |
| | | | | | 17 | Elect Hubertus von Grunberg | Mgmt | For | For |
| | | | | | 18 | Appointment of Auditor | Mgmt | For | For |
Abbott Laboratories Inc | 04/23/2010 | Annual | 02/24/10 | ABT | 002824100 | 1.1 | Elect Robert Alpern | Mgmt | For | For |
| | | | | | 1.2 | Elect Roxanne Austin | Mgmt | For | For |
| | | | | | 1.3 | Elect William Daley | Mgmt | For | For |
| | | | | | 1.4 | Elect W. James Farrell | Mgmt | For | For |
| | | | | | 1.5 | Elect H. Laurance Fuller | Mgmt | For | For |
| | | | | | 1.6 | Elect William Osborn | Mgmt | For | For |
| | | | | | 1.7 | Elect David Owen | Mgmt | For | For |
| | | | | | 1.8 | Elect Roy Roberts | Mgmt | For | For |
| | | | | | 1.9 | Elect Samuel Scott III | Mgmt | For | For |
| | | | | | 1.10 | Elect William Smithburg | Mgmt | For | For |
| | | | | | 1.11 | Elect Glenn Tilton | Mgmt | For | For |
| | | | | | 1.12 | Elect Miles White | Mgmt | For | For |
| | | | | | 2 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 3 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against |
| | | | | | 4 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against |
ACCENTURE LIMITED | 08/05/2009 | Special | 06/19/09 | ACN | G1150G | 1 | Reincorporation from Bermuda to Ireland | Mgmt | For | For |
| | | | | | 2 | Right to Adjourn Meeting | Mgmt | For | For |
| | | | | | 3 | Creation of Distributable Reserves | Mgmt | For | For |
| | | | | | 4 | Right to Adjourn Meeting | Mgmt | For | For |
ACCENTURE PLC | 02/04/2010 | Annual | 12/14/09 | ACN | G1151C101 | 1 | Elect William Kimsey | Mgmt | For | For |
| | | | | | 2 | Elect Robert Lipp | Mgmt | For | For |
| | | | | | 3 | Elect Wulf von Schimmelmann | Mgmt | For | For |
| | | | | | 4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For |
| | | | | | 5 | 2010 Share Incentive Plan | Mgmt | For | For |
| | | | | | 6 | 2010 Employee Share Purchase Plan | Mgmt | For | For |
| | | | | | 7 | Authorization to Hold the 2011 Annual Meeting Outside of Ireland | Mgmt | For | For |
| | | | | | 8 | Authority to Repurchase Shares | Mgmt | For | For |
| | | | | | 9 | Issuance of Treasury Shares | Mgmt | For | For |
Aflac Inc | 05/03/2010 | Annual | 02/24/10 | AFL | 001055102 | 1 | Elect Daniel Amos | Mgmt | For | For |
| | | | | | 2 | Elect John Shelby Amos, II | Mgmt | For | For |
| | | | | | 3 | Elect Paul Amos, II | Mgmt | For | For |
| | | | | | 4 | Elect Michael Armacost | Mgmt | For | For |
| | | | | | 5 | Elect Kriss Cloninger, III | Mgmt | For | For |
| | | | | | 6 | Elect Joe Harris | Mgmt | For | For |
| | | | | | 7 | Elect Elizabeth Hudson | Mgmt | For | For |
| | | | | | 8 | Elect Douglas Johnson | Mgmt | For | For |
| | | | | | 9 | Elect Robert Johnson | Mgmt | For | For |
| | | | | | 10 | Elect Charles Knapp | Mgmt | For | For |
| | | | | | 11 | Elect E. Stephen Purdom | Mgmt | For | For |
| | | | | | 12 | Elect Barbara Rimer | Mgmt | For | For |
| | | | | | 13 | Elect Marvin Schuster | Mgmt | For | For |
| | | | | | 14 | Elect David Thompson | Mgmt | For | For |
| | | | | | 15 | Elect Robert Wright | Mgmt | For | For |
| | | | | | 16 | Elect Takuro Yoshida | Mgmt | For | For |
| | | | | | 17 | Advisory Vote on Executive Compensation | Mgmt | For | For |
| | | | | | 18 | Ratification of Auditor | Mgmt | For | For |
Agrium Inc | 05/12/2010 | Special | 03/23/10 | AGU | 008916108 | 1.1 | Elect Ralph Cunningham | Mgmt | For | For |
| | | | | | 1.2 | Elect Germaine Gibara | Mgmt | For | For |
| | | | | | 1.3 | Elect Russel Girling | Mgmt | For | For |
| | | | | | 1.4 | Elect Susan Henry | Mgmt | For | For |
| | | | | | 1.5 | Elect Russell Horner | Mgmt | For | For |
| | | | | | 1.6 | Elect A. Anne McLellan | Mgmt | For | For |
| | | | | | 1.7 | Elect David Lesar | Mgmt | For | For |
| | | | | | 1.8 | Elect John Lowe | Mgmt | For | For |
| | | | | | 1.9 | Elect Derek Pannell | Mgmt | For | For |
| | | | | | 1.10 | Elect Frank Proto | Mgmt | For | For |
| | | | | | 1.11 | Elect Michael Wilson | Mgmt | For | For |
| | | | | | 1.12 | Elect Victor Zaleschuk | Mgmt | For | For |
| | | | | | 2 | Appointment of Auditor | Mgmt | For | For |
| | | | | | 3 | Shareholder Rights Plan | Mgmt | For | For |
| | | | | | 4 | Advisory Vote on Executive Compensation | Mgmt | For | For |
Air Asia Berhad | 06/24/2010 | Annual | | | Y0029V101 | 1 | Accounts and Reports | Mgmt | For | For |
| | | | | | 2 | Directors' Fees | Mgmt | For | For |
| | | | | | 3 | Elect Conor McCarthy | Mgmt | For | For |
| | | | | | 4 | Elect FAM Lee Ee | Mgmt | For | For |
| | | | | | 5 | Elect Mohamed Khadar bin Merican | Mgmt | For | For |
| | | | | | 6 | Elect LEONG Sonny Leong Khee Seong | Mgmt | For | For |
| | | | | | 7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For |
| | | | | | 8 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For |
| | | | | | 9 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Private Placement | Mgmt | For | For |
| | | | | | 3 | Amendments to Articles Regarding Change in Company Purpose | Mgmt | For | For |
ALCATEL | 06/01/2010 | Mix | 05/26/10 | | F0191J101 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 3 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 4 | Accounts and Reports; Approval of Non-Tax-Deductible Expenses | Mgmt | For | For |
| | | | | | 5 | Consolidated Accounts and Reports | Mgmt | For | For |
| | | | | | 6 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 7 | Elect Philippe Camus | Mgmt | For | For |
| | | | | | 8 | Elect Ben Verwaayen | Mgmt | For | For |
| | | | | | 9 | Elect Daniel Bernard | Mgmt | For | For |
| | | | | | 10 | Elect Frank Blount | Mgmt | For | For |
| | | | | | 11 | Elect Stuart E. Eizenstat | Mgmt | For | For |
| | | | | | 12 | Elect Louis R. Hughes | Mgmt | For | For |
| | | | | | 13 | Elect Jean C. Monty | Mgmt | For | For |
| | | | | | 14 | Elect Olivier Piou | Mgmt | For | For |
| | | | | | 15 | Elect Carla Cico | Mgmt | For | For |
| | | | | | 16 | Directors' Fees | Mgmt | For | For |
| | | | | | 17 | Elect Jean-Pierre Desbois as Censor | Mgmt | For | For |
| | | | | | 18 | Elect Bertrand Lapraye as Censor | Mgmt | For | For |
| | | | | | 19 | Related Party Transactions | Mgmt | For | For |
| | | | | | 20 | Performance Shares (Philippe Camus ) | Mgmt | For | For |
| | | | | | 21 | Performance Shares and Supplementary Retirement Benefits (Ben Verwaayen) | Mgmt | For | For |
| | | | | | 22 | Relocation of Corporate Headquarters | Mgmt | For | For |
| | | | | | 23 | Authority to Repurchase Shares | Mgmt | For | For |
| | | | | | 24 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For |
| | | | | | 25 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For |
| | | | | | 26 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Increase Capital in Case of Exchange Offer; Authority to Issue Debt Instruments | Mgmt | For | For |
| | | | | | 27 | Authority to Issue Shares and/or Convertible Securities Through Private Placement; Authority to Issue Debt Instruments | Mgmt | For | For |
| | | | | | 28 | Authority to Increase Share Issuance Limit | Mgmt | For | For |
| | | | | | 29 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For |
| | | | | | 30 | Global Ceiling on Increases in Capital and Issuances of Debt | Mgmt | For | For |
| | | | | | 31 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For |
| | | | | | 32 | Authority to Issue Restricted Shares to Employees and Executives | Mgmt | For | Against |
| | | | | | 33 | Authority to Grant Stock Options to Employees and Executives | Mgmt | For | Against |
| | | | | | 34 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For |
| | | | | | 35 | Amendments to Article Regarding Director and Censor Term Lengths | Mgmt | For | For |
| | | | | | 36 | Authority to Carry Out Formalities | Mgmt | For | For |
| | | | | | 37 | Non-Voting Meeting Note | N/A | N/A | N/A |
Allegheny Technologies Inc | 05/07/2010 | Annual | 03/17/10 | ATI | 01741R102 | 1.1 | Elect L. Patrick Hassey | Mgmt | For | For |
| | | | | | 1.2 | Elect Barbara Jeremiah | Mgmt | For | For |
| | | | | | 1.3 | Elect John Turner | Mgmt | For | For |
| | | | | | 2 | Amendment to the 2007 Incentive Plan | Mgmt | For | For |
| | | | | | 3 | Ratification of Auditor | Mgmt | For | For |
Alliance Data System Corp. | 06/08/2010 | Annual | 04/09/10 | ADS | 018581108 | 1.1 | Elect Lawrence Benveniste | Mgmt | For | For |
| | | | | | 1.2 | Elect D. Keith Cobb | Mgmt | For | For |
| | | | | | 1.3 | Elect Kenneth Jensen | Mgmt | For | For |
| | | | | | 2 | 2010 Omnibus Incentive Plan | Mgmt | For | For |
| | | | | | 3 | Ratification of Auditor | Mgmt | For | For |
AMERICA MOVIL SA | 03/17/2010 | Special | 03/05/10 | AMX | 02364W105 | 1 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 2 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 3 | Tender Offers to Acquire Carso Global Telecom and Telmex International | Mgmt | For | For |
| | | | | | 4 | Election of Meeting Delegates | Mgmt | For | For |
| | | | | | 1 | Tender Offers to Acquire Carso Global Telecom and Telmex International | Mgmt | N/A | For |
| | | | | | 2 | Election of Meeting Delegates | Mgmt | N/A | For |
| | | | | | 1 | Election of Directors (Series L) | Mgmt | N/A | For |
| | | | | | 2 | Election of Meeting Delegates | Mgmt | N/A | For |
American Electric Power Company Inc | 04/27/2010 | Annual | 03/01/10 | AEP | 025537101 | 1 | Elect E. R. Brooks | Mgmt | For | For |
| | | | | | 2 | Elect Donald Carlton | Mgmt | For | For |
| | | | | | 3 | Elect James Cordes | Mgmt | For | For |
| | | | | | 4 | Elect Ralph Crosby, Jr. | Mgmt | For | For |
| | | | | | 5 | Elect Linda Goodspeed | Mgmt | For | For |
| | | | | | 6 | Elect Thomas Hoaglin | Mgmt | For | For |
| | | | | | 7 | Elect Lester Hudson, Jr. | Mgmt | For | For |
| | | | | | 8 | Elect Michael Morris | Mgmt | For | For |
| | | | | | 9 | Elect Lionel Nowell III | Mgmt | For | For |
| | | | | | 10 | Elect Richard Sandor | Mgmt | For | For |
| | | | | | 11 | Elect Kathryn Sullivan | Mgmt | For | For |
| | | | | | 12 | Elect Sara Tucker | Mgmt | For | For |
| | | | | | 13 | Elect John Turner | Mgmt | For | For |
| | | | | | 14 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For |
| | | | | | 15 | Ratification of Auditor | Mgmt | For | For |
Ameriprise Financial Inc. | 04/28/2010 | Annual | 03/01/10 | AMP | 03076C106 | 1 | Elect James Cracchiolo | Mgmt | For | For |
| | | | | | 2 | Elect H. Jay Sarles | Mgmt | For | For |
| | | | | | 3 | Repeal of Classified Board | Mgmt | For | For |
| | | | | | 4 | Advisory Vote on Executive Compensation | Mgmt | For | For |
| | | | | | 5 | Amendment to the 2005 Incentive Compensation Plan | Mgmt | For | For |
| | | | | | 6 | Ratification of Auditor | Mgmt | For | For |
Amgen Inc | 05/12/2010 | Annual | 03/15/10 | AMGN | 031162100 | 1 | Elect David Baltimore | Mgmt | For | For |
| | | | | | 2 | Elect Frank Biondi, Jr. | Mgmt | For | For |
| | | | | | 3 | Elect Fransois de Carbonnel | Mgmt | For | For |
| | | | | | 4 | Elect Jerry Choate | Mgmt | For | For |
| | | | | | 5 | Elect Vance Coffman | Mgmt | For | For |
| | | | | | 6 | Elect Frederick Gluck | Mgmt | For | For |
| | | | | | 7 | Elect Rebecca Henderson | Mgmt | For | For |
| | | | | | 8 | Elect Frank Herringer | Mgmt | For | For |
| | | | | | 9 | Elect Gilbert Omenn | Mgmt | For | For |
| | | | | | 10 | Elect Judith Pelham | Mgmt | For | For |
| | | | | | 11 | Elect J. Paul Reason | Mgmt | For | For |
| | | | | | 12 | Elect Leonard Schaeffer | Mgmt | For | For |
| | | | | | 13 | Elect Kevin Sharer | Mgmt | For | For |
| | | | | | 14 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against |
| | | | | | 16 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against |
Analog Devices Inc | 03/09/2010 | Annual | 01/15/10 | ADI | 032654105 | 1 | Elect Ray Stata | Mgmt | For | For |
| | | | | | 2 | Elect Jerald Fishman | Mgmt | For | For |
| | | | | | 3 | Elect James Champy | Mgmt | For | For |
| | | | | | 4 | Elect John Doyle | Mgmt | For | For |
| | | | | | 5 | Elect John Hodgson | Mgmt | For | For |
| | | | | | 6 | Elect Yves-Andre Istel | Mgmt | For | For |
| | | | | | 7 | Elect Neil Novich | Mgmt | For | For |
| | | | | | 8 | Elect F. Grant Saviers | Mgmt | For | For |
| | | | | | 9 | Elect Paul Severino | Mgmt | For | For |
| | | | | | 10 | Elect Kenton Sicchitano | Mgmt | For | For |
| | | | | | 11 | Ratification of Auditor | Mgmt | For | For |
Apache Corp. | 05/06/2010 | Annual | 03/08/10 | APA | 037411105 | 1 | Elect Eugene Fiedorek | Mgmt | For | For |
| | | | | | 2 | Elect Patricia Graham | Mgmt | For | For |
| | | | | | 3 | Elect F. H. Merelli | Mgmt | For | For |
| | | | | | 4 | Ratification of Auditor | Mgmt | For | For |
Apple Computers Inc | 02/25/2010 | Annual | 12/28/09 | AAPL | 037833100 | 1.1 | Elect William Campbell | Mgmt | For | For |
| | | | | | 1.2 | Elect Millard Drexler | Mgmt | For | For |
| | | | | | 1.3 | Elect Albert Gore, Jr. | Mgmt | For | For |
| | | | | | 1.4 | Elect Steven Jobs | Mgmt | For | For |
| | | | | | 1.5 | Elect Andrea Jung | Mgmt | For | For |
| | | | | | 1.6 | Elect Arthur Levinson | Mgmt | For | For |
| | | | | | 1.7 | Elect Jerome York | Mgmt | For | For |
| | | | | | 2 | Amendment to the 2003 Employee Stock Plan | Mgmt | For | For |
| | | | | | 3 | Amendment to the 1997 Director Stock Option Plan | Mgmt | For | For |
| | | | | | 4 | Advisory Vote on Executive Compensation | Mgmt | For | For |
| | | | | | 5 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 6 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against |
| | | | | | 7 | Shareholder Proposal Regarding Formation of Sustainability Committee | ShrHoldr | Against | Against |
Assured Guaranty Limited | 05/06/2010 | Annual | 03/16/10 | AGO | G0585R106 | 1.1 | Elect Neil Baron | Mgmt | For | For |
| | | | | | 1.2 | Elect G. Lawrence Buhl | Mgmt | For | For |
| | | | | | 1.3 | Elect Dominic Frederico | Mgmt | For | For |
| | | | | | 1.4 | Election of Directors (Assured Guaranty Re Ltd.) | Mgmt | For | For |
| | | | | | 1.5 | Election of Directors (Assured Guaranty Re Ltd.) | Mgmt | For | For |
| | | | | | 1.6 | Election of Directors (Assured Guaranty Re Ltd.) | Mgmt | For | For |
| | | | | | 1.7 | Election of Directors (Assured Guaranty Re Ltd.) | Mgmt | For | For |
| | | | | | 1.8 | Election of Directors (Assured Guaranty Re Ltd.) | Mgmt | For | For |
| | | | | | 1.9 | Election of Directors (Assured Guaranty Re Ltd.) | Mgmt | For | For |
| | | | | | 1.10 | Election of Directors (Assured Guaranty Re Ltd.) | Mgmt | For | For |
| | | | | | 1.11 | Election of Directors (Assured Guaranty Re Ltd.) | Mgmt | For | For |
| | | | | | 1.12 | Election of Directors (Assured Guaranty Re Ltd.) | Mgmt | For | For |
| | | | | | 1.13 | Election of Directors (Assured Guaranty Re Ltd.) | Mgmt | For | For |
| | | | | | 2 | Bermuda Law Change Amendments | Mgmt | For | For |
| | | | | | 3 | Corporate Governance Amendments | Mgmt | For | For |
| | | | | | 4 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 5 | Appointment of Auditor (Assured Guaranty Re Ltd.) | Mgmt | For | For |
| | | | | | 6 | Appointment of Auditor (Assured Guaranty Ireland Holdings Ltd.) | Mgmt | For | For |
Astrazeneca PLC | 04/29/2010 | Annual | | | G0593M107 | 1 | Accounts and Reports | Mgmt | For | For |
| | | | | | 2 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 3 | Appointment of Auditor | Mgmt | For | For |
| | | | | | 4 | Authority to Set Auditor's Fees | Mgmt | For | For |
| | | | | | 5 | Elect Louis Schweitzer | Mgmt | For | For |
| | | | | | 6 | Elect David Brennan | Mgmt | For | For |
| | | | | | 7 | Elect Simon Lowth | Mgmt | For | For |
| | | | | | 8 | Elect Jean-Philippe Courtois | Mgmt | For | For |
| | | | | | 9 | Elect Jane Henney | Mgmt | For | For |
| | | | | | 10 | Elect Michele Hooper | Mgmt | For | For |
| | | | | | 11 | Elect Rudy Markham | Mgmt | For | For |
| | | | | | 12 | Elect Nancy Rothwell | Mgmt | For | For |
| | | | | | 13 | Elect John Varley | Mgmt | For | For |
| | | | | | 14 | Elect Marcus Wallenberg | Mgmt | For | For |
| | | | | | 15 | Directors' Remuneration Report | Mgmt | For | For |
| | | | | | 16 | Authorisation of Political Donations | Mgmt | For | For |
| | | | | | 17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For |
| | | | | | 18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For |
| | | | | | 19 | Authority to Repurchase Shares | Mgmt | For | For |
| | | | | | 20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For |
| | | | | | 21 | Adoption of New Articles | Mgmt | For | For |
| | | | | | 22 | AstraZeneca Investment Plan | Mgmt | For | For |
| | | | | | 23 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 24 | Non-Voting Meeting Note | N/A | N/A | N/A |
ASTRAZENECA PLC- ADR | 04/29/2010 | Annual | 03/16/10 | AZN | 046353108 | 1 | Accounts and Reports | Mgmt | For | For |
| | | | | | 2 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 3 | Appointment of Auditor | Mgmt | For | For |
| | | | | | 4 | Authority to Set Auditor's Fees | Mgmt | For | For |
| | | | | | 5 | Elect Louis Schweitzer | Mgmt | For | For |
| | | | | | 6 | Elect David Brennan | Mgmt | For | For |
| | | | | | 7 | Elect Simon Lowth | Mgmt | For | For |
| | | | | | 8 | Elect Jean-Philippe Courtois | Mgmt | For | For |
| | | | | | 9 | Elect Jane Henney | Mgmt | For | For |
| | | | | | 10 | Elect Michele Hooper | Mgmt | For | For |
| | | | | | 11 | Elect Rudy Markham | Mgmt | For | For |
| | | | | | 12 | Elect Nancy Rothwell | Mgmt | For | For |
| | | | | | 13 | Elect John Varley | Mgmt | For | For |
| | | | | | 14 | Elect Marcus Wallenberg | Mgmt | For | For |
| | | | | | 15 | Directors' Remuneration Report | Mgmt | For | For |
| | | | | | 16 | Authorisation of Political Donations | Mgmt | For | For |
| | | | | | 17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For |
| | | | | | 18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For |
| | | | | | 19 | Authority to Repurchase Shares | Mgmt | For | For |
| | | | | | 20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For |
| | | | | | 21 | Adoption of New Articles | Mgmt | For | For |
| | | | | | 22 | AstraZeneca Investment Plan | Mgmt | For | For |
AT&T INC. | 04/30/2010 | Annual | 03/02/10 | T | 00206R102 | 1 | Elect Randall Stephenson | Mgmt | For | For |
| | | | | | 2 | Elect Gilbert Amelio | Mgmt | For | For |
| | | | | | 3 | Elect Reuben Anderson | Mgmt | For | For |
| | | | | | 4 | Elect James Blanchard | Mgmt | For | For |
| | | | | | 5 | Elect Jaime Chico Pardo | Mgmt | For | For |
| | | | | | 6 | Elect James Kelly | Mgmt | For | For |
| | | | | | 7 | Elect Jon Madonna | Mgmt | For | For |
| | | | | | 8 | Elect Lynn Martin | Mgmt | For | For |
| | | | | | 9 | Elect John McCoy | Mgmt | For | For |
| | | | | | 10 | Elect Joyce Roch' | Mgmt | For | For |
| | | | | | 11 | Elect Laura Tyson | Mgmt | For | For |
| | | | | | 12 | Elect Patricia Upton | Mgmt | For | For |
| | | | | | 13 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 14 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against |
| | | | | | 15 | Shareholder Proposal Regarding Pension Credit Policy | ShrHoldr | Against | Against |
| | | | | | 16 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against |
| | | | | | 17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against |
Atlas Copco AB | 04/28/2010 | Annual | 04/22/10 | | W10020118 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 3 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 4 | Opening of the Meeting; Election of Presiding Chairman | Mgmt | For | For |
| | | | | | 5 | Voting List | Mgmt | For | For |
| | | | | | 6 | Agenda | Mgmt | For | For |
| | | | | | 7 | Election of Individuals to Check Minutes | Mgmt | For | For |
| | | | | | 8 | Compliance with Rules of Convocation | Mgmt | For | For |
| | | | | | 9 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 10 | President's Address | Mgmt | For | For |
| | | | | | 11 | Report of the Board of Directors | Mgmt | For | For |
| | | | | | 12 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 13 | Ratification of Board and Management Acts | Mgmt | For | For |
| | | | | | 14 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 15 | Dividend Record Date | Mgmt | For | For |
| | | | | | 16 | Board Size | Mgmt | For | For |
| | | | | | 17 | Election of Directors | Mgmt | For | For |
| | | | | | 18 | Directors' Fees; Authority to Repurchase Shares | Mgmt | For | For |
| | | | | | 19 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 20 | Appointment of Auditor | Mgmt | For | For |
| | | | | | 21 | Compensation Guidelines | Mgmt | For | For |
| | | | | | 22 | 2010 Performance Option Plan | Mgmt | For | For |
| | | | | | 23 | Authority to Repurchase and Transfer Treasury Shares Pursuant to 2010 Long Term Incentive Plan | Mgmt | For | For |
| | | | | | 24 | Authority to Issue Treasury Shares Pursuant to Stock Options Plans 2006, 2007 and 2008. | Mgmt | For | For |
| | | | | | 25 | Directors' Fees; Authority to Repurchase Shares | Mgmt | For | For |
| | | | | | 26 | Nomination Committee | Mgmt | For | For |
| | | | | | 27 | Non-Voting Agenda Item | N/A | N/A | N/A |
Baker Hughes Inc | 04/22/2010 | Annual | 03/02/10 | BHI | 057224107 | 1.1 | Elect Larry Brady | Mgmt | For | For |
| | | | | | 1.2 | Elect Clarence Cazalot, Jr. | Mgmt | For | For |
| | | | | | 1.3 | Elect Chad Deaton | Mgmt | For | For |
| | | | | | 1.4 | Elect Edward Djerejian | Mgmt | For | For |
| | | | | | 1.5 | Elect Anthony Fernandes | Mgmt | For | For |
| | | | | | 1.6 | Elect Claire Gargalli | Mgmt | For | For |
| | | | | | 1.7 | Elect Pierre Jungels | Mgmt | For | For |
| | | | | | 1.8 | Elect James Lash | Mgmt | For | For |
| | | | | | 1.9 | Elect J. Larry Nichols | Mgmt | For | For |
| | | | | | 1.10 | Elect H. John Riley, Jr. | Mgmt | For | For |
| | | | | | 1.11 | Elect Charles Watson | Mgmt | For | For |
| | | | | | 1.12 | Elect J.W. Stewart | Mgmt | For | For |
| | | | | | 1.13 | Elect James Payne | Mgmt | For | For |
| | | | | | 2 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 3 | Amendment to the Certificate of Incorporation Regarding the Right to Call a Special Meeting | Mgmt | For | For |
| | | | | | 4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against |
Bank Of America Corp. | 02/23/2010 | Special | 01/07/10 | BAC | 060505104 | 1 | Increase of Authorized Common Stock | Mgmt | For | For |
| | | | | | 2 | Right to Adjourn Meeting | Mgmt | For | For |
| 04/28/2010 | Annual | 03/03/10 | BAC | 060505104 | 1 | Elect Susan Bies | Mgmt | For | For |
| | | | | | 2 | Elect William Boardman | Mgmt | For | For |
| | | | | | 3 | Elect Frank Bramble, Sr. | Mgmt | For | For |
| | | | | | 4 | Elect Virgis Colbert | Mgmt | For | For |
| | | | | | 5 | Elect Charles Gifford | Mgmt | For | For |
| | | | | | 6 | Elect Charles Holliday, Jr. | Mgmt | For | For |
| | | | | | 7 | Elect D. Paul Jones, Jr. | Mgmt | For | For |
| | | | | | 8 | Elect Monica Lozano | Mgmt | For | For |
| | | | | | 9 | Elect Thomas May | Mgmt | For | For |
| | | | | | 10 | Elect Brian Moynihan | Mgmt | For | For |
| | | | | | 11 | Elect Donald Powell | Mgmt | For | For |
| | | | | | 12 | Elect Charles Rossotti | Mgmt | For | For |
| | | | | | 13 | Elect Robert Scully | Mgmt | For | For |
| | | | | | 14 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 15 | Increase of Authorized Common Stock | Mgmt | For | For |
| | | | | | 16 | Advisory Vote on Executive Compensation | Mgmt | For | For |
| | | | | | 17 | Amendment to the 2003 Key Associate Stock Plan | Mgmt | For | For |
| | | | | | 18 | Shareholder Proposal Regarding Disclosure of Prior Government Service | ShrHoldr | Against | Against |
| | | | | | 19 | Shareholder Proposal Regarding Non-Deductible Compensation | ShrHoldr | Against | Against |
| | | | | | 20 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against |
| | | | | | 21 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against |
| | | | | | 22 | Shareholder Proposal Regarding CEO Succession Planning | ShrHoldr | Against | Against |
| | | | | | 23 | Shareholder Proposal Regarding Report OTC Derivative Trading | ShrHoldr | Against | Against |
| | | | | | 24 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses (Clawback) | ShrHoldr | Against | Against |
Barclays PLC | 04/30/2010 | Annual | | | G08036124 | 1 | Accounts and Reports | Mgmt | For | For |
| | | | | | 2 | Directors' Remuneration Report | Mgmt | For | For |
| | | | | | 3 | Elect Reuben Jeffrey III | Mgmt | For | For |
| | | | | | 4 | Elect Marcus Agius | Mgmt | For | For |
| | | | | | 5 | Elect David Booth | Mgmt | For | For |
| | | | | | 6 | Elect Sir Richard Broadbent | Mgmt | For | For |
| | | | | | 7 | Elect Sir Michael Rake | Mgmt | For | For |
| | | | | | 8 | Elect Sir Andrew Likierman | Mgmt | For | For |
| | | | | | 9 | Elect Christopher Lucas | Mgmt | For | For |
| | | | | | 10 | Appointment of Auditor | Mgmt | For | For |
| | | | | | 11 | Authority to Set Auditor's Fees | Mgmt | For | For |
| | | | | | 12 | Authorisation of Political Donations | Mgmt | For | For |
| | | | | | 13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For |
| | | | | | 14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For |
| | | | | | 15 | Authority to Repurchase Shares | Mgmt | For | For |
| | | | | | 16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For |
| | | | | | 17 | Adoption of New Articles | Mgmt | For | For |
| | | | | | 18 | Approval of SAYE Sharesave Plan | Mgmt | For | For |
| 08/06/2009 | Annual | | | G08036124 | 1 | Approval of the Disposal | Mgmt | For | For |
Barrick Gold Corp. | 04/28/2010 | Annual | 03/03/10 | ABX | 067901108 | 1.1 | Elect Howard Beck | Mgmt | For | For |
| | | | | | 1.2 | Elect Charles Birchall | Mgmt | For | For |
| | | | | | 1.3 | Elect Donald Carty | Mgmt | For | For |
| | | | | | 1.4 | Elect Gustavo Cisneros | Mgmt | For | For |
| | | | | | 1.5 | Elect Marshall Cohen | Mgmt | For | For |
| | | | | | 1.6 | Elect Peter Crossgrove | Mgmt | For | For |
| | | | | | 1.7 | Elect Robert Franklin | Mgmt | For | For |
| | | | | | 1.8 | Elect J. Brett Harvey | Mgmt | For | For |
| | | | | | 1.9 | Elect Brian Mulroney | Mgmt | For | For |
| | | | | | 1.10 | Elect Anthony Munk | Mgmt | For | For |
| | | | | | 1.11 | Elect Peter Munk | Mgmt | For | For |
| | | | | | 1.12 | Elect Aaron Regent | Mgmt | For | For |
| | | | | | 1.13 | Elect Nathaniel Rothschild | Mgmt | For | For |
| | | | | | 1.14 | Elect Steven Shapiro | Mgmt | For | For |
| | | | | | 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For |
| | | | | | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For |
BG Group PLC | 05/12/2010 | Annual | | | G1245Z108 | 1 | Accounts and Reports | Mgmt | For | For |
| | | | | | 2 | Directors' Remuneration Report | Mgmt | For | For |
| | | | | | 3 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 4 | Elect Mark Seligman | Mgmt | For | For |
| | | | | | 5 | Elect Peter Backhouse | Mgmt | For | For |
| | | | | | 6 | Elect Lord Colin Sharman of Redlynch | Mgmt | For | For |
| | | | | | 7 | Elect Philippe Varin | Mgmt | For | For |
| | | | | | 8 | Appointment of Auditor | Mgmt | For | For |
| | | | | | 9 | Authority to Set Auditor's Fees | Mgmt | For | For |
| | | | | | 10 | Authorisation of Political Donations | Mgmt | For | For |
| | | | | | 11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For |
| | | | | | 12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For |
| | | | | | 13 | Authority to Repurchase Shares | Mgmt | For | For |
| | | | | | 14 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For |
| | | | | | 15 | Adoption of New Articles | Mgmt | For | For |
BNP Paribas | 05/12/2010 | Mix | 05/06/10 | | F1058Q238 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 3 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 4 | Consolidated Accounts and Reports | Mgmt | For | For |
| | | | | | 5 | Accounts and Reports | Mgmt | For | For |
| | | | | | 6 | Allocation of Profits/Dividends; Form of Dividend Payment | Mgmt | For | For |
| | | | | | 7 | Related Party Transactions | Mgmt | For | For |
| | | | | | 8 | Authority to Repurchase Shares | Mgmt | For | For |
| | | | | | 9 | Elect Louis Schweitzer | Mgmt | For | For |
| | | | | | 10 | Elect Michel Tilmant | Mgmt | For | For |
| | | | | | 11 | Elect Emiel Van Broekhoven | Mgmt | For | For |
| | | | | | 12 | Elect Meglena Kuneva | Mgmt | For | For |
| | | | | | 13 | Elect Jean-Laurent Bonnaf | Mgmt | For | For |
| | | | | | 14 | Directors' Fees | Mgmt | For | For |
| | | | | | 15 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For |
| | | | | | 16 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For |
| | | | | | 17 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | For |
| | | | | | 18 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For |
| | | | | | 19 | Global Dilution Ceiling on Increases in Capital w/o Preemptive Rights | Mgmt | For | For |
| | | | | | 20 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For |
| | | | | | 21 | Global Dilution Ceiling on Increases in Capital w/ or w/out Preemptive Rights | Mgmt | For | For |
| | | | | | 22 | Authority to Issue Shares Under Employee Savings Plan | Mgmt | For | For |
| | | | | | 23 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For |
| | | | | | 24 | Merger by Absorption of Fortis Banque France | Mgmt | For | For |
| | | | | | 25 | Amendments to Articles Related to the Repurchase of Preferred Shares | Mgmt | For | For |
| | | | | | 26 | Authority to Carry Out Formalities | Mgmt | For | For |
Boeing Company | 04/26/2010 | Annual | 02/26/10 | BA | 097023105 | 1 | Elect John Biggs | Mgmt | For | For |
| | | | | | 2 | Elect John Bryson | Mgmt | For | For |
| | | | | | 3 | Elect David Calhoun | Mgmt | For | For |
| | | | | | 4 | Elect Arthur Collins, Jr. | Mgmt | For | For |
| | | | | | 5 | Elect Linda Cook | Mgmt | For | For |
| | | | | | 6 | Elect William Daley | Mgmt | For | For |
| | | | | | 7 | Elect Kenneth Duberstein | Mgmt | For | For |
| | | | | | 8 | Elect Edmund Giambastiani, Jr. | Mgmt | For | For |
| | | | | | 9 | Elect John McDonnell | Mgmt | For | For |
| | | | | | 10 | Elect W. James McNerney, Jr. | Mgmt | For | For |
| | | | | | 11 | Elect Susan Schwab | Mgmt | For | For |
| | | | | | 12 | Elect Mike Zafirovski | Mgmt | For | For |
| | | | | | 13 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 14 | Shareholder Proposal Regarding Military Contracts/Sales | ShrHoldr | Against | Against |
| | | | | | 15 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against |
| | | | | | 16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against |
| | | | | | 17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against |
| | | | | | 18 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against |
BP PLC | 04/15/2010 | Annual | | | G12793108 | 1 | Accounts and Reports | Mgmt | For | For |
| | | | | | 2 | Directors' Remuneration Report | Mgmt | For | For |
| | | | | | 3 | Elect Paul Anderson | Mgmt | For | For |
| | | | | | 4 | Elect Antony Burgmans | Mgmt | For | For |
| | | | | | 5 | Elect Cynthia Carroll | Mgmt | For | For |
| | | | | | 6 | Elect Sir William Castell | Mgmt | For | For |
| | | | | | 7 | Elect Iain Conn | Mgmt | For | For |
| | | | | | 8 | Elect George David | Mgmt | For | For |
| | | | | | 9 | Elect Ian Davis | Mgmt | For | For |
| | | | | | 10 | Elect Robert Dudley | Mgmt | For | For |
| | | | | | 11 | Elect Douglas Flint | Mgmt | For | For |
| | | | | | 12 | Elect Byron Grote | Mgmt | For | For |
| | | | | | 13 | Elect Anthony Hayward | Mgmt | For | For |
| | | | | | 14 | Elect Andrew Inglis | Mgmt | For | For |
| | | | | | 15 | Elect DeAnne Julius | Mgmt | For | For |
| | | | | | 16 | Elect Carl-Henric Svanberg | Mgmt | For | For |
| | | | | | 17 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For |
| | | | | | 18 | Adoption of New Articles | Mgmt | For | For |
| | | | | | 19 | Authority to Repurchase Shares | Mgmt | For | For |
| | | | | | 20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For |
| | | | | | 21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For |
| | | | | | 22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For |
| | | | | | 23 | Renewal of Executive Directors' Incentive Plan | Mgmt | For | For |
| | | | | | 24 | Scrip Dividend | Mgmt | For | For |
| | | | | | 25 | Shareholder Proposal Regarding Report on Sunrise SAGD Project | ShrHoldr | Against | Against |
| | | | | | 26 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 27 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 28 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 29 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 30 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 31 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 32 | Non-Voting Meeting Note | N/A | N/A | N/A |
Buckle Inc | 06/04/2010 | Annual | 03/26/10 | BKE | 118440106 | 1.1 | Elect Daniel Hirschfeld | Mgmt | For | Withhold |
| | | | | | 1.2 | Elect Dennis Nelson | Mgmt | For | Withhold |
| | | | | | 1.3 | Elect Karen Rhoads | Mgmt | For | Withhold |
| | | | | | 1.4 | Elect James Shada | Mgmt | For | Withhold |
| | | | | | 1.5 | Elect Robert Campbell | Mgmt | For | For |
| | | | | | 1.6 | Elect Bill Fairfield | Mgmt | For | For |
| | | | | | 1.7 | Elect Bruce Hoberman | Mgmt | For | For |
| | | | | | 1.8 | Elect John Peetz | Mgmt | For | For |
| | | | | | 1.9 | Elect Michael Huss | Mgmt | For | For |
| | | | | | 2 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 3 | [Bonus/162(m) Plan] | Mgmt | For | For |
| | | | | | 4 | Amendment to the 2005 Restricted Stock Plan | Mgmt | For | For |
| | | | | | 5 | Approval of Performance-Based Awards Granted Under the 2005 Restricted Stock Plan | Mgmt | For | For |
Cathay Pacific Airways Limited | 04/28/2010 | Special | 04/27/10 | | Y11757104 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Joint Venture Agreement | Mgmt | For | For |
| 05/12/2010 | Annual | 05/06/10 | | Y11757104 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 3 | Elect Robert Woods | Mgmt | For | For |
| | | | | | 4 | Elect ZHANG Lan | Mgmt | For | Against |
| | | | | | 5 | Elect CAI Jianjiang | Mgmt | For | For |
| | | | | | 6 | Elect FAN Cheng | Mgmt | For | For |
| | | | | | 7 | Elect Peter Kilgour | Mgmt | For | For |
| | | | | | 8 | Elect Irene LEE Yun Lien | Mgmt | For | For |
| | | | | | 9 | Elect Peter WONG Tung Shun | Mgmt | For | For |
| | | | | | 10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For |
| | | | | | 11 | Authority to Repurchase Shares | Mgmt | For | For |
| | | | | | 12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For |
| | | | | | 13 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 14 | Non-Voting Meeting Note | N/A | N/A | N/A |
| 10/16/2009 | Special | 10/15/09 | | Y11757104 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Proposed Share Sale | Mgmt | For | For |
Cephalon Inc | 05/20/2010 | Annual | 03/25/10 | CEPH | 156708109 | 1 | Elect Frank Baldino, Jr. | Mgmt | For | For |
| | | | | | 2 | Elect William Egan | Mgmt | For | For |
| | | | | | 3 | Elect Martyn Greenacre | Mgmt | For | For |
| | | | | | 4 | Elect Vaughn Kailian | Mgmt | For | For |
| | | | | | 5 | Elect Kevin Moley | Mgmt | For | For |
| | | | | | 6 | Elect Charles Sanders | Mgmt | For | For |
| | | | | | 7 | Elect Gail Wilensky | Mgmt | For | For |
| | | | | | 8 | Elect Dennis Winger | Mgmt | For | For |
| | | | | | 9 | Amendment to the 2004 Equity Compensation Plan | Mgmt | For | For |
| | | | | | 10 | Employee Stock Purchase Plan | Mgmt | For | For |
| | | | | | 11 | Ratification of Auditor | Mgmt | For | For |
Childrens Place Retail Stores Inc | 06/15/2010 | Annual | 05/14/10 | PLCE | 168905107 | 1 | Elect Jane Elfers | Mgmt | For | For |
| | | | | | 2 | Elect Robert Fisch | Mgmt | For | For |
| | | | | | 3 | Elect Louis Lipschitz | Mgmt | For | For |
| | | | | | 4 | Ratification of Auditor | Mgmt | For | For |
China Life Insurance Company Limited | 06/04/2010 | Annual | 05/03/10 | | Y1477R204 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Directors' Report | Mgmt | For | For |
| | | | | | 3 | Supervisors' Report | Mgmt | For | For |
| | | | | | 4 | Accounts and Reports | Mgmt | For | For |
| | | | | | 5 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For |
| | | | | | 7 | Elect Anthony Neoh | Mgmt | For | For |
| | | | | | 8 | Renewal of Liability Insurance | Mgmt | For | For |
| | | | | | 9 | Amendments to Articles | Mgmt | For | For |
CHINA MERCHANTS BANK CO LTD | 06/23/2010 | Annual | 05/11/10 | | Y14896115 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Directors' Report | Mgmt | For | For |
| | | | | | 3 | Supervisors' Report | Mgmt | For | For |
| | | | | | 4 | Approve the annual report for the year 2009 [including the audited financial report] | Mgmt | For | For |
| | | | | | 5 | Final Accounts and Reports | Mgmt | For | For |
| | | | | | 6 | Approve the proposed profit appropriations plan [including the distribution of final dividends] for the year 2009 | Mgmt | For | For |
| | | | | | 7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For |
| | | | | | 8 | Elect QIN Xiao | Mgmt | For | For |
| | | | | | 9 | Elect WEI Jiafu | Mgmt | For | For |
| | | | | | 10 | Elect FU Yuning | Mgmt | For | For |
| | | | | | 11 | Elect LI Yinquan | Mgmt | For | For |
| | | | | | 12 | Elect FU Gangfeng | Mgmt | For | For |
| | | | | | 13 | Elect HONG Xiaoyuan | Mgmt | For | For |
| | | | | | 14 | Elect SUN Yueying | Mgmt | For | For |
| | | | | | 15 | Elect WANG Daxiong | Mgmt | For | For |
| | | | | | 16 | Elect FU Junyuan | Mgmt | For | For |
| | | | | | 17 | Elect MA Weihua | Mgmt | For | For |
| | | | | | 18 | Elect ZHANG Guanghua | Mgmt | For | For |
| | | | | | 19 | Elect LI Hao | Mgmt | For | For |
| | | | | | 20 | Elect WU Jiesi | Mgmt | For | For |
| | | | | | 21 | Elect Yi Xiqun | Mgmt | For | For |
| | | | | | 22 | Elect YAN Lan | Mgmt | For | For |
| | | | | | 23 | Elect Edward CHOW Kwong Fai | Mgmt | For | For |
| | | | | | 24 | Elect LIU Yongzhang | Mgmt | For | For |
| | | | | | 25 | Elect LIU Hongxia | Mgmt | For | For |
| | | | | | 26 | Elect ZHU Genlin | Mgmt | For | For |
| | | | | | 27 | Elect HU Xupeng | Mgmt | For | For |
| | | | | | 28 | Elect WEN Jianguo | Mgmt | For | For |
| | | | | | 29 | Elect LI Jiangning | Mgmt | For | For |
| | | | | | 30 | Elect SHI Jiliang | Mgmt | Abstain | For |
| | | | | | 31 | Elect SHAO Ruiqing | Mgmt | For | For |
| | | | | | 32 | Medium-term Capital Management Plan | Mgmt | For | For |
| | | | | | 33 | Report on Performance of Directors | Mgmt | For | For |
| | | | | | 34 | Report on Performance of Supervisors | Mgmt | For | For |
| | | | | | 35 | Report on Performance of Independent Directors | Mgmt | For | For |
| | | | | | 36 | Report on Performance of External Supervisors | Mgmt | For | For |
| | | | | | 37 | Report on Related Party Transactions | Mgmt | For | For |
| | | | | | 38 | Elect HAN Mingzhi as Supervisor | Mgmt | For | For |
Cisco Systems Inc | 11/12/2009 | Annual | 09/14/09 | CSCO | 17275R | 1 | Elect Carol Bartz | Mgmt | For | For |
| | | | | | 2 | Elect M. Michele Burns | Mgmt | For | For |
| | | | | | 3 | Elect Michael Capellas | Mgmt | For | For |
| | | | | | 4 | Elect Larry Carter | Mgmt | For | For |
| | | | | | 5 | Elect John Chambers | Mgmt | For | For |
| | | | | | 6 | Elect Brian Halla | Mgmt | For | For |
| | | | | | 7 | Elect John Hennessy | Mgmt | For | For |
| | | | | | 8 | Elect Richard Kovacevich | Mgmt | For | For |
| | | | | | 9 | Elect Roderick McGeary | Mgmt | For | For |
| | | | | | 10 | Elect Michael Powell | Mgmt | For | For |
| | | | | | 11 | Elect Arun Sarin | Mgmt | For | For |
| | | | | | 12 | Elect Steven West | Mgmt | For | For |
| | | | | | 13 | Elect Jerry Yang | Mgmt | For | For |
| | | | | | 14 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | For |
| | | | | | 15 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For |
| | | | | | 16 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 17 | Shareholder Proposal Regarding Formation of a Board Committee on Human Rights | ShrHoldr | Against | Against |
| | | | | | 18 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against |
| | | | | | 19 | Shareholder Proposal Regarding Report on Internet Fragmentation | ShrHoldr | Against | Against |
Coach Inc | 11/05/2009 | Annual | 09/08/09 | COH | 189754 | 1.1 | Elect Lew Frankfort | Mgmt | For | For |
| | | | | | 1.2 | Elect Susan Kropf | Mgmt | For | For |
| | | | | | 1.3 | Elect Gary Loveman | Mgmt | For | For |
| | | | | | 1.4 | Elect Ivan Menezes | Mgmt | For | For |
| | | | | | 1.5 | Elect Irene Miller | Mgmt | For | For |
| | | | | | 1.6 | Elect Michael Murphy | Mgmt | For | For |
| | | | | | 1.7 | Elect Jide Zeitlin | Mgmt | For | For |
| | | | | | 2 | Amendment to the 2004 Stock Incentive Award Plan | Mgmt | For | For |
| | | | | | 3 | Shareholder Proposal Regarding Cessation of Fur Use in Products | ShrHoldr | Against | Against |
COBALT ENERGY LTD. | 05/04/2010 | Annual | 03/31/10 | CIE | 19075F106 | 1.1 | Elect Joseph Bryant | Mgmt | For | For |
| | | | | | 1.2 | Elect Gregory Beard | Mgmt | For | For |
| | | | | | 1.3 | Elect Peter Coneway | Mgmt | For | For |
| | | | | | 1.4 | Elect Henry Cornell | Mgmt | For | For |
| | | | | | 1.5 | Elect Jack Golden | Mgmt | For | For |
| | | | | | 1.6 | Elect Kenneth Moore | Mgmt | For | For |
| | | | | | 1.7 | Elect J. Hardy Murchison | Mgmt | For | For |
| | | | | | 1.8 | Elect Kenneth Pontarelli | Mgmt | For | For |
| | | | | | 1.9 | Elect Myles Scoggins | Mgmt | For | For |
| | | | | | 1.10 | Elect D. Jeff van Steenbergen | Mgmt | For | For |
| | | | | | 1.11 | Elect Martin Young, Jr. | Mgmt | For | For |
| | | | | | 2 | Non-Employee Directors Compensation Plan and Non-Employee Directors Deferral Plan | Mgmt | For | For |
| | | | | | 3 | Ratification of Auditor | Mgmt | For | For |
Compagnie Financiere Richemont SA | 09/09/2009 | Annual | | | H25662158 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Accounts and Reports | Mgmt | For | N/A |
| | | | | | 3 | Allocation of Profits/Dividends | Mgmt | For | N/A |
| | | | | | 4 | Ratification of Board Acts | Mgmt | For | N/A |
| | | | | | 5 | Elect Johann Rupert | Mgmt | For | N/A |
| | | | | | 6 | Elect Jean-Paul Aeschimann | Mgmt | For | N/A |
| | | | | | 7 | Elect Dr. Franco Cologni | Mgmt | For | N/A |
| | | | | | 8 | Elect Lord Douro | Mgmt | For | N/A |
| | | | | | 9 | Elect Yves-Andre Istel | Mgmt | For | N/A |
| | | | | | 10 | Elect Richard Lepeu | Mgmt | For | N/A |
| | | | | | 11 | Elect Ruggero Magnoni | Mgmt | For | N/A |
| | | | | | 12 | Elect Simon Murray | Mgmt | For | N/A |
| | | | | | 13 | Elect Alain Dominique Perrin | Mgmt | For | N/A |
| | | | | | 14 | Elect Norbert Platt | Mgmt | For | N/A |
| | | | | | 15 | Elect Alan Quasha | Mgmt | For | N/A |
| | | | | | 16 | Elect Lord Renwick of Clifton | Mgmt | For | N/A |
| | | | | | 17 | Elect Jan Rupert | Mgmt | For | N/A |
| | | | | | 18 | Elect J'rgen Schrempp | Mgmt | For | N/A |
| | | | | | 19 | Elect Martha Wikstrom | Mgmt | For | N/A |
| | | | | | 20 | Appointment of Auditor | Mgmt | For | N/A |
Consol Energy Inc | 05/04/2010 | Annual | 03/11/10 | CNX | 20854P109 | 1.1 | Elect John Whitmire | Mgmt | For | For |
| | | | | | 1.2 | Elect J. Brett Harvey | Mgmt | For | For |
| | | | | | 1.3 | Elect James Altmeyer, Sr. | Mgmt | For | For |
| | | | | | 1.4 | Elect Philip Baxter | Mgmt | For | For |
| | | | | | 1.5 | Elect William Davis | Mgmt | For | For |
| | | | | | 1.6 | Elect Raj Gupta | Mgmt | For | For |
| | | | | | 1.7 | Elect Patricia Hammick | Mgmt | For | For |
| | | | | | 1.8 | Elect David Hardesty, Jr. | Mgmt | For | For |
| | | | | | 1.9 | Elect John Mills | Mgmt | For | For |
| | | | | | 1.10 | Elect William Powell | Mgmt | For | For |
| | | | | | 1.11 | Elect Joseph Williams | Mgmt | For | For |
| | | | | | 2 | Ratification of Auditor | Mgmt | For | For |
CONTINENTAL AG | 04/28/2010 | Annual | 04/06/10 | | D16212140 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 3 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 4 | Ratification of Management Board Acts | Mgmt | For | For |
| | | | | | 5 | Ratification of Supervisory Board Acts | Mgmt | For | For |
| | | | | | 6 | Remuneration Policy | Mgmt | For | For |
| | | | | | 7 | Appointment of Auditor | Mgmt | For | For |
| | | | | | 8 | Election of Supervisory Board Members | Mgmt | For | For |
| | | | | | 9 | Amendments to Articles | Mgmt | For | For |
| | | | | | 10 | Shareholder Proposal Regarding Election of Mr. Koerfer | ShrHoldr | N/A | Against |
Corning Inc | 04/29/2010 | Annual | 02/25/10 | GLW | 219350105 | 1 | Elect Robert Cummings, Jr. | Mgmt | For | For |
| | | | | | 2 | Elect Carlos Gutierrez | Mgmt | For | For |
| | | | | | 3 | Elect William Smithburg | Mgmt | For | For |
| | | | | | 4 | Elect Hansel Tookes, II | Mgmt | For | For |
| | | | | | 5 | Elect Wendell Weeks | Mgmt | For | For |
| | | | | | 6 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 7 | 2010 Variable Compensation Plan | Mgmt | For | For |
| | | | | | 8 | 2010 Equity Plan for Non-Employee Directors | Mgmt | For | For |
| | | | | | 9 | Repeal of Classified Board | Mgmt | For | For |
| | | | | | 10 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For |
COVIDIEN | 03/16/2010 | Annual | 01/13/10 | COV | G2554F105 | 1 | Accounts and Reports | Mgmt | For | For |
| | | | | | 2 | Elect Craig Arnold | Mgmt | For | For |
| | | | | | 3 | Elect Robert Brust | Mgmt | For | For |
| | | | | | 4 | Elect John Connors, Jr. | Mgmt | For | For |
| | | | | | 5 | Elect Christopher Coughlin | Mgmt | For | For |
| | | | | | 6 | Elect Timothy Donahue | Mgmt | For | For |
| | | | | | 7 | Elect Kathy Herbert | Mgmt | For | For |
| | | | | | 8 | Elect Randall Hogan, III | Mgmt | For | For |
| | | | | | 9 | Elect Richard Meelia | Mgmt | For | For |
| | | | | | 10 | Elect Dennis Reilley | Mgmt | For | For |
| | | | | | 11 | Elect Tadataka Yamada | Mgmt | For | For |
| | | | | | 12 | Elect Joseph Zaccagnino | Mgmt | For | For |
| | | | | | 13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For |
| | | | | | 14 | Authority to Repurchase Shares | Mgmt | For | For |
| | | | | | 15 | Authority to Reissue Treasury Shares | Mgmt | For | For |
CRH PLC | 05/05/2010 | Annual | | | G25508105 | 1 | Accounts and Reports | Mgmt | For | For |
| | | | | | 2 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 3 | Directors' Remuneration Report | Mgmt | For | For |
| | | | | | 4 | Elect Utz-Hellmuth Felcht | Mgmt | For | For |
| | | | | | 5 | Elect Daniel O'Connor | Mgmt | For | For |
| | | | | | 6 | Elect Liam O'Mahony | Mgmt | For | For |
| | | | | | 7 | Elect John Kennedy | Mgmt | For | For |
| | | | | | 8 | Authority to Set Auditor's Fees | Mgmt | For | For |
| | | | | | 9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For |
| | | | | | 10 | Authority to Repurchase Shares | Mgmt | For | For |
| | | | | | 11 | Authority to Reissue Treasury Shares | Mgmt | For | For |
| | | | | | 12 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For |
| | | | | | 13 | Share Option Scheme | Mgmt | For | For |
| | | | | | 14 | Savings-related Share Option Schemes | Mgmt | For | For |
| | | | | | 15 | Adoption of New Articles | Mgmt | For | For |
CVS Corp. | 05/12/2010 | Annual | 03/15/10 | CVS | 126650100 | 1 | Elect Edwin Banks | Mgmt | For | For |
| | | | | | 2 | Elect C. David Brown II | Mgmt | For | For |
| | | | | | 3 | Elect David Dorman | Mgmt | For | For |
| | | | | | 4 | Elect Kristen Gibney Williams | Mgmt | For | For |
| | | | | | 5 | Elect Marian Heard | Mgmt | For | For |
| | | | | | 6 | Elect William Joyce | Mgmt | For | For |
| | | | | | 7 | Elect Jean-Pierre Millon | Mgmt | For | For |
| | | | | | 8 | Elect Terrence Murray | Mgmt | For | For |
| | | | | | 9 | Elect C.A. Lance Piccolo | Mgmt | For | For |
| | | | | | 10 | Elect Sheli Rosenberg | Mgmt | For | For |
| | | | | | 11 | Elect Thomas Ryan | Mgmt | For | For |
| | | | | | 12 | Elect Richard Swift | Mgmt | For | For |
| | | | | | 13 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 14 | 2010 Incentive Compensation Plan | Mgmt | For | For |
| | | | | | 15 | Amendment to the Charter to Allow Shareholders to Call Special Meetings | Mgmt | For | For |
| | | | | | 16 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against |
| | | | | | 17 | Shareholder Proposal Regarding Climate Change Principles | ShrHoldr | Against | Against |
Daimlerchrysler AG | 04/14/2010 | Annual | | | D1668R123 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 3 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 4 | Ratification of Management Board Acts | Mgmt | For | For |
| | | | | | 5 | Ratification of Supervisory Board Acts | Mgmt | For | For |
| | | | | | 6 | Compensation Policy | Mgmt | For | For |
| | | | | | 7 | Appointment of Auditor | Mgmt | For | For |
| | | | | | 8 | Authority to Repurchase Shares | Mgmt | For | For |
| | | | | | 9 | Authority to Repurchase Shares Using Equity Derivatives | Mgmt | For | For |
| | | | | | 10 | Elect Paul Achleitner | Mgmt | For | For |
| | | | | | 11 | Amendments to Articles | Mgmt | For | For |
| | | | | | 12 | Amendments to Articles | Mgmt | For | For |
| | | | | | 13 | Authority to Issue Convertible Debt Instruments | Mgmt | For | For |
| | | | | | 14 | Non-Voting Meeting Note | N/A | N/A | N/A |
Daito Trust Construction Co Ltd | 06/25/2010 | Annual | 03/31/10 | | J11151107 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 3 | Elect Shuichi Nakata | Mgmt | For | For |
| | | | | | 4 | Elect Hiroshi Kawaguchi | Mgmt | For | For |
DE SAMMENSLUTTEDE VOGNMAEND AF | 03/26/2010 | Annual | | | K3013J154 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 3 | Report of the Board of Directors and the Executive Board | Mgmt | For | For |
| | | | | | 4 | Accounts and Reports; Directors' Fees | Mgmt | For | For |
| | | | | | 5 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 6 | Elect Kurt Larsen | Mgmt | For | For |
| | | | | | 7 | Elect Erik Pedersen | Mgmt | For | For |
| | | | | | 8 | Elect Per Skov | Mgmt | For | For |
| | | | | | 9 | Elect Kaj Christiansen | Mgmt | For | For |
| | | | | | 10 | Elect Annette Sadolin | Mgmt | For | For |
| | | | | | 11 | Elect Birgit N'rgaard | Mgmt | For | For |
| | | | | | 12 | Appointment of Auditor | Mgmt | For | For |
| | | | | | 13 | Authority to Repurchase Shares | Mgmt | For | For |
| | | | | | 14 | Authority to Issue Convertible Debt Instruments and Warrants | Mgmt | For | For |
| | | | | | 15 | Compensation Guidelines | Mgmt | For | For |
| | | | | | 16 | Amendments to Articles Regarding Companies Act | Mgmt | For | For |
| | | | | | 17 | Amendments to Articles | Mgmt | For | For |
| | | | | | 18 | Non-Voting Agenda Item | N/A | N/A | N/A |
Deere & Company | 02/24/2010 | Annual | 12/31/09 | DE | 244199105 | 1 | Elect Samuel Allen | Mgmt | For | For |
| | | | | | 2 | Elect Aulana Peters | Mgmt | For | For |
| | | | | | 3 | Elect David Speer | Mgmt | For | For |
| | | | | | 4 | Repeal of Classified Board | Mgmt | For | For |
| | | | | | 5 | Amendment to the Omnibus Equity and Incentive Plan | Mgmt | For | For |
| | | | | | 6 | Short-Term Incentive Bonus Plan | Mgmt | For | For |
| | | | | | 7 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 8 | Shareholder Proposal Regarding Internal Executive Compensation Equity | ShrHoldr | Against | Against |
| | | | | | 9 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against |
| | | | | | 10 | Shareholder Proposal Regarding an Independent Chairman | ShrHoldr | Against | Against |
DONGFENG MOTOR GROUP COMPANY LTD | 06/18/2010 | Annual | 05/18/10 | | Y21042109 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 3 | Directors' Report | Mgmt | For | For |
| | | | | | 4 | Supervisors' Report | Mgmt | For | For |
| | | | | | 5 | Accounts and Reports | Mgmt | For | For |
| | | | | | 6 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 7 | Authority to Distribute Interim Dividend | Mgmt | For | For |
| | | | | | 8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For |
| | | | | | 9 | Directors' and Supervisors' Fees | Mgmt | For | For |
| | | | | | 10 | Authority to Issue Domestic and H Shares w/o Preemptive Rights | Mgmt | For | For |
DR Horton Inc | 01/28/2010 | Annual | 12/01/09 | DHI | 23331A109 | 1.1 | Elect Donald Horton | Mgmt | For | Withhold |
| | | | | | 1.2 | Elect Bradley Anderson | Mgmt | For | Withhold |
| | | | | | 1.3 | Elect Michael Buchanan | Mgmt | For | Withhold |
| | | | | | 1.4 | Elect Michael Hewatt | Mgmt | For | Withhold |
| | | | | | 1.5 | Elect Bob Scott | Mgmt | For | Withhold |
| | | | | | 1.6 | Elect Donald Tomnitz | Mgmt | For | Withhold |
| | | | | | 1.7 | Elect Bill Wheat | Mgmt | For | Withhold |
| | | | | | 2 | Adoption of Section 382 Shareholder Rights Plan | Mgmt | For | For |
| | | | | | 3 | Ratification of Auditor | Mgmt | For | For |
Ebay Inc | 04/29/2010 | Annual | 03/04/10 | EBAY | 278642103 | 1 | Elect David Moffett | Mgmt | For | For |
| | | | | | 2 | Elect Richard Schlosberg, III | Mgmt | For | For |
| | | | | | 3 | Elect Thomas Tierney | Mgmt | For | For |
| | | | | | 4 | Amendment to the Incentive Plan | Mgmt | For | For |
| | | | | | 5 | Amendment to the 2008 Equity Incentive Award Plan | Mgmt | For | For |
| | | | | | 6 | Ratification of Auditor | Mgmt | For | For |
EISAI COMPANY LIMITED | 06/18/2010 | Annual | 03/31/10 | | J12852117 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Elect Haruo Naitoh | Mgmt | For | For |
| | | | | | 3 | Elect Hiroyuki Mitsui | Mgmt | For | For |
| | | | | | 4 | Elect Akira Fujiyoshi | Mgmt | For | For |
| | | | | | 5 | Elect Norio Kanoh | Mgmt | For | For |
| | | | | | 6 | Elect Norihiko Tanikawa | Mgmt | For | For |
| | | | | | 7 | Elect Satoru Anzaki | Mgmt | For | For |
| | | | | | 8 | Elect Junji Miyahara | Mgmt | For | For |
| | | | | | 9 | Elect Kimitoshi Yabuki | Mgmt | For | For |
| | | | | | 10 | Elect Christina Ahmadjian | Mgmt | For | For |
| | | | | | 11 | Elect Tokuji Izumi | Mgmt | For | For |
| | | | | | 12 | Elect Kohichi Masuda | Mgmt | For | For |
| | | | | | 13 | Stock Option Plan | Mgmt | For | For |
ELI Lilly & Company | 04/19/2010 | Annual | 02/12/10 | LLY | 532457108 | 1 | Elect Ralph Alvarez | Mgmt | For | For |
| | | | | | 2 | Elect Winfried Bischoff | Mgmt | For | For |
| | | | | | 3 | Elect R. David Hoover | Mgmt | For | For |
| | | | | | 4 | Elect Franklyn Prendergast | Mgmt | For | For |
| | | | | | 5 | Elect Kathi Seifert | Mgmt | For | For |
| | | | | | 6 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 7 | Repeal of Classified Board | Mgmt | For | For |
| | | | | | 8 | Elimination of Supermajority Requirement | Mgmt | For | For |
| | | | | | 9 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against |
| | | | | | 10 | Shareholder Proposal Regarding Exclusion of CEOs from Compensation Committee | ShrHoldr | Against | Against |
| | | | | | 11 | Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay) | ShrHoldr | Against | Against |
| | | | | | 12 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against |
EMC Corp. | 04/29/2010 | Annual | 02/23/10 | EMC | 268648102 | 1 | Elect Michael Brown | Mgmt | For | For |
| | | | | | 2 | Elect Randolph Cowen | Mgmt | For | For |
| | | | | | 3 | Elect Michael Cronin | Mgmt | For | For |
| | | | | | 4 | Elect Gail Deegan | Mgmt | For | For |
| | | | | | 5 | Elect James DiStasio | Mgmt | For | For |
| | | | | | 6 | Elect John Egan | Mgmt | For | For |
| | | | | | 7 | Elect Edmund Kelly | Mgmt | For | For |
| | | | | | 8 | Elect Windle Priem | Mgmt | For | For |
| | | | | | 9 | Elect Paul Sagan | Mgmt | For | For |
| | | | | | 10 | Elect David Strohm | Mgmt | For | For |
| | | | | | 11 | Elect Joseph Tucci | Mgmt | For | For |
| | | | | | 12 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 13 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against |
| | | | | | 14 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against |
Esprit Holdings Limited | 12/10/2009 | Annual | 11/27/09 | | BMG3122U1457 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Accounts and Reports | Mgmt | For | For |
| | | | | | 3 | Allocation of Final Dividends | Mgmt | For | For |
| | | | | | 4 | Allocation of Special Dividends | Mgmt | For | For |
| | | | | | 5 | Elect Heinz J'rgen Krogner-Kornalik | Mgmt | For | For |
| | | | | | 6 | Elect J'rgen Alfred Rudolf Friedrich | Mgmt | For | For |
| | | | | | 7 | Elect Ronald van der Vis | Mgmt | For | For |
| | | | | | 8 | Elect CHEW Fook Aun | Mgmt | For | For |
| | | | | | 9 | Elect Francesco Trapani | Mgmt | For | For |
| | | | | | 10 | Directors' Fees | Mgmt | For | For |
| | | | | | 11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For |
| | | | | | 12 | Authority to Repurchase Shares | Mgmt | For | For |
| | | | | | 13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For |
| | | | | | 14 | Adoption of New Share Option Scheme and Termination of 2001 Share Option Scheme | Mgmt | For | For |
Exxon Mobil Corp. | 05/26/2010 | Annual | 04/06/10 | XOM | 30231G102 | 1.1 | Elect Michael Boskin | Mgmt | For | For |
| | | | | | 1.2 | Elect Peter Brabeck-Letmathe | Mgmt | For | For |
| | | | | | 1.3 | Elect Larry Faulkner | Mgmt | For | For |
| | | | | | 1.4 | Elect Jay Fishman | Mgmt | For | For |
| | | | | | 1.5 | Elect Kenneth Frazier | Mgmt | For | For |
| | | | | | 1.6 | Elect William George | Mgmt | For | For |
| | | | | | 1.7 | Elect Marilyn Nelson | Mgmt | For | For |
| | | | | | 1.8 | Elect Samuel Palmisano | Mgmt | For | For |
| | | | | | 1.9 | Elect Steven Reinemund | Mgmt | For | For |
| | | | | | 1.10 | Elect Rex Tillerson | Mgmt | For | For |
| | | | | | 1.11 | Elect Edward Whitacre, Jr. | Mgmt | For | For |
| | | | | | 2 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 3 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against |
| | | | | | 4 | Shareholder Proposal Regarding Reincorporation | ShrHoldr | Against | Against |
| | | | | | 5 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against |
| | | | | | 6 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | ShrHoldr | Against | Against |
| | | | | | 7 | Shareholder Proposal Regarding Human Right to Water | ShrHoldr | Against | Against |
| | | | | | 8 | Shareholder Proposal Regarding Louisiana Wetlands | ShrHoldr | Against | Against |
| | | | | | 9 | Shareholder Proposal Regarding Report on Oil Sands Operations | ShrHoldr | Against | Against |
| | | | | | 10 | Shareholder Proposal Regarding Report on Hydraulic Fracturing | ShrHoldr | Against | Against |
| | | | | | 11 | Shareholder Proposal Regarding an Energy Technology Report | ShrHoldr | Against | Against |
| | | | | | 12 | Shareholder Proposal Regarding Greenhouse Gas Emissions Goals | ShrHoldr | Against | Against |
| | | | | | 13 | Shareholder Proposal Regarding Report on Future Energy Trends | ShrHoldr | Against | Against |
Fedex Corp. | 09/28/2009 | Annual | 08/03/09 | FDX | 31428X | 1 | Elect James Barksdale | Mgmt | For | For |
| | | | | | 2 | Elect John Edwardson | Mgmt | For | For |
| | | | | | 3 | Elect Judith Estrin | Mgmt | For | For |
| | | | | | 4 | Elect J.R. Hyde, III | Mgmt | For | For |
| | | | | | 5 | Elect Shirley Jackson | Mgmt | For | For |
| | | | | | 6 | Elect Steven Loranger | Mgmt | For | For |
| | | | | | 7 | Elect Gary Loveman | Mgmt | For | For |
| | | | | | 8 | Elect Susan Schwab | Mgmt | For | For |
| | | | | | 9 | Elect Frederick Smith | Mgmt | For | For |
| | | | | | 10 | Elect Joshua Smith | Mgmt | For | For |
| | | | | | 11 | Elect David Steiner | Mgmt | For | For |
| | | | | | 12 | Elect Paul Walsh | Mgmt | For | For |
| | | | | | 13 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against |
| | | | | | 15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against |
| | | | | | 16 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against |
| | | | | | 17 | Shareholder Proposal Regarding Adoption of Principles for Health Care Reform | ShrHoldr | Against | Against |
Flowserve Corporation | 05/14/2010 | Annual | 03/19/10 | FLS | 34354P105 | 1.1 | Elect Gayla Delly | Mgmt | For | For |
| | | | | | 1.2 | Elect Rick Mills | Mgmt | For | For |
| | | | | | 1.3 | Elect Charles Rampacek | Mgmt | For | For |
| | | | | | 1.4 | Elect William Rusnack | Mgmt | For | For |
| | | | | | 1.5 | Elect Mark Blinn | Mgmt | For | For |
| | | | | | 2 | Ratification of Auditor | Mgmt | For | For |
Ford Motor Company | 05/13/2010 | Annual | 03/17/10 | FPRB | 345370860 | 1.1 | Elect Stephen Butler | Mgmt | For | For |
| | | | | | 1.2 | Elect Kimberly Casiano | Mgmt | For | For |
| | | | | | 1.3 | Elect Anthony Earley, Jr. | Mgmt | For | For |
| | | | | | 1.4 | Elect Edsel Ford II | Mgmt | For | For |
| | | | | | 1.5 | Elect William Ford, Jr. | Mgmt | For | For |
| | | | | | 1.6 | Elect Richard Gephardt | Mgmt | For | For |
| | | | | | 1.7 | Elect Irvine Hockaday, Jr. | Mgmt | For | For |
| | | | | | 1.8 | Elect Richard Manoogian | Mgmt | For | For |
| | | | | | 1.9 | Elect Ellen Marram | Mgmt | For | For |
| | | | | | 1.10 | Elect Alan Mulally | Mgmt | For | For |
| | | | | | 1.11 | Elect Homer Neal | Mgmt | For | For |
| | | | | | 1.12 | Elect Gerald Shaheen | Mgmt | For | For |
| | | | | | 1.13 | Elect John Thornton | Mgmt | For | For |
| | | | | | 2 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 3 | Tax Benefit Preservation Plan | Mgmt | For | For |
| | | | | | 4 | Shareholder Proposal Regarding Disclosure of Prior Government Service | ShrHoldr | Against | Against |
| | | | | | 5 | Shareholder Proposal Regarding Recapitalization Plan | ShrHoldr | Against | For |
| | | | | | 6 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against |
| | | | | | 7 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against |
| | | | | | 8 | Shareholder Proposal Regarding Carbon Dioxide Reduction | ShrHoldr | Against | Against |
Fortis NV | 09/18/2009 | Special | | | B4399L102 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 3 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 4 | Elect Bart De Smet | Mgmt | For | N/A |
| | | | | | 5 | Authority to Repurchase Shares | Mgmt | For | N/A |
| | | | | | 6 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 7 | Non-Voting Meeting Note | N/A | N/A | N/A |
FPL Group Inc | 05/21/2010 | Annual | 03/22/10 | FPL | 302571104 | 1.1 | Elect Sherry Barrat | Mgmt | For | For |
| | | | | | 1.2 | Elect Robert Beall II | Mgmt | For | For |
| | | | | | 1.3 | Elect J. Hyatt Brown | Mgmt | For | For |
| | | | | | 1.4 | Elect James Camaren | Mgmt | For | For |
| | | | | | 1.5 | Elect J. Brian Ferguson | Mgmt | For | For |
| | | | | | 1.6 | Elect Lewis Hay III | Mgmt | For | For |
| | | | | | 1.7 | Elect Toni Jennings | Mgmt | For | For |
| | | | | | 1.8 | Elect Oliver Kingsley, Jr. | Mgmt | For | For |
| | | | | | 1.9 | Elect Rudy Schupp | Mgmt | For | For |
| | | | | | 1.10 | Elect William Swanson | Mgmt | For | For |
| | | | | | 1.11 | Elect Michael Thaman | Mgmt | For | For |
| | | | | | 1.12 | Elect Hansel Tookes II | Mgmt | For | For |
| | | | | | 2 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 3 | Company Name Change | Mgmt | For | For |
FRONTLINE LTD- ADR | 09/25/2009 | Annual | 07/17/09 | FRO | G3682E | 1 | Elect John Fredriksen | Mgmt | For | Against |
| | | | | | 2 | Elect Kate Blankenship | Mgmt | For | For |
| | | | | | 3 | Elect Frixos Savvides | Mgmt | For | For |
| | | | | | 4 | Elect Kathrine Fredriksen | Mgmt | For | For |
| | | | | | 5 | Board Size | Mgmt | For | For |
| | | | | | 6 | Board Vacancies | Mgmt | For | For |
| | | | | | 7 | Stock Option Plan | Mgmt | For | Against |
| | | | | | 8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For |
| | | | | | 9 | Directors' Fees | Mgmt | For | For |
Garanti Bankasi AS | 04/01/2010 | Annual | | | M4752S106 | 1 | Non-Voting Meeting Note | N/A | N/A | TNA |
| | | | | | 2 | Opening; Election of Presiding Board | Mgmt | For | TNA |
| | | | | | 3 | Minutes | Mgmt | For | TNA |
| | | | | | 4 | Reports | Mgmt | For | TNA |
| | | | | | 5 | Accounts; Allocation of Profits/Dividends | Mgmt | For | TNA |
| | | | | | 6 | Amendments to Articles | Mgmt | For | TNA |
| | | | | | 7 | Ratification of Board and Statutory Auditors' Acts | Mgmt | For | TNA |
| | | | | | 8 | Directors and Statutory Auditors' Fees | Mgmt | For | TNA |
| | | | | | 9 | Appointment of Auditor | Mgmt | For | TNA |
| | | | | | 10 | Charitable Donations | Mgmt | For | TNA |
| | | | | | 11 | Related Party Transactions | Mgmt | For | TNA |
Geely Automobile Holdings Limited | 05/25/2010 | Annual | 05/18/10 | | G3777B103 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 3 | Accounts and Reports | Mgmt | For | For |
| | | | | | 4 | Allocation of Final Dividend | Mgmt | For | For |
| | | | | | 5 | Elect YANG Jian | Mgmt | For | Against |
| | | | | | 6 | Elect Richard YIN Da Qing | Mgmt | For | Against |
| | | | | | 7 | Elect LIU Jin Liang | Mgmt | For | Against |
| | | | | | 8 | Elect ZHAO Fuquan | Mgmt | For | Against |
| | | | | | 9 | Directors' Fees | Mgmt | For | For |
| | | | | | 10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For |
| | | | | | 11 | Refreshment of Share Option Scheme | Mgmt | For | For |
| | | | | | 12 | Authority to Repurchase Shares | Mgmt | For | For |
| | | | | | 13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For |
| | | | | | 14 | Authority to Issue Repurchased Shares | Mgmt | For | For |
General Electric Company | 04/28/2010 | Annual | 03/01/10 | GE | 369604103 | 1 | Elect W. Geoffrey Beattie | Mgmt | For | For |
| | | | | | 2 | Elect James Cash, Jr. | Mgmt | For | For |
| | | | | | 3 | Elect Sir William Castell | Mgmt | For | For |
| | | | | | 4 | Elect Ann Fudge | Mgmt | For | For |
| | | | | | 5 | Elect Susan Hockfield | Mgmt | For | For |
| | | | | | 6 | Elect Jeffrey Immelt | Mgmt | For | For |
| | | | | | 7 | Elect Andrea Jung | Mgmt | For | For |
| | | | | | 8 | Elect Alan Lafley | Mgmt | For | For |
| | | | | | 9 | Elect Robert Lane | Mgmt | For | For |
| | | | | | 10 | Elect Ralph Larsen | Mgmt | For | For |
| | | | | | 11 | Elect Rochelle Lazarus | Mgmt | For | For |
| | | | | | 12 | Elect James Mulva | Mgmt | For | For |
| | | | | | 13 | Elect Sam Nunn | Mgmt | For | For |
| | | | | | 14 | Elect Roger Penske | Mgmt | For | For |
| | | | | | 15 | Elect Robert Swieringa | Mgmt | For | For |
| | | | | | 16 | Elect Douglas Warner III | Mgmt | For | For |
| | | | | | 17 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 18 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against |
| | | | | | 19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against |
| | | | | | 20 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against |
| | | | | | 21 | Shareholder Proposal Regarding Regarding Report on Ratio Between Executive and Employee Pay | ShrHoldr | Against | Against |
| | | | | | 22 | Shareholder Proposal Regarding Requiring Key Committee Directors To Receive Less Than 20% Against Votes | ShrHoldr | Against | Against |
| | | | | | 23 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against |
GKN PLC | 05/06/2010 | Annual | | | G39004232 | 1 | Accounts and Reports | Mgmt | For | For |
| | | | | | 2 | Elect Roy Brown | Mgmt | For | For |
| | | | | | 3 | Elect Sir Kevin Smith | Mgmt | For | For |
| | | | | | 4 | Elect Marcus Bryson | Mgmt | For | For |
| | | | | | 5 | Elect Andrew Reynolds Smith | Mgmt | For | For |
| | | | | | 6 | Elect William Seeger, Jr. | Mgmt | For | For |
| | | | | | 7 | Elect Nigel Stein | Mgmt | For | For |
| | | | | | 8 | Elect Helmut Mamsch | Mgmt | For | For |
| | | | | | 9 | Elect Richard Parry-Jones | Mgmt | For | For |
| | | | | | 10 | Elect John Sheldrick | Mgmt | For | For |
| | | | | | 11 | Elect Michael Turner | Mgmt | For | For |
| | | | | | 12 | Appointment of Auditor | Mgmt | For | For |
| | | | | | 13 | Authority to Set Auditor's Fees | Mgmt | For | For |
| | | | | | 14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For |
| | | | | | 15 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 16 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For |
| | | | | | 18 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 19 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 20 | Directors' Remuneration Report | Mgmt | For | For |
| | | | | | 21 | Authorisation of Political Donations | Mgmt | For | For |
| | | | | | 22 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 23 | Authority to Repurchase Shares | Mgmt | For | For |
| | | | | | 24 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For |
| | | | | | 26 | Authority to Repurchase Deferred Shares | Mgmt | For | For |
| | | | | | 27 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 28 | Adoption of New Articles | Mgmt | For | For |
Goldman Sachs Group Inc | 05/07/2010 | Annual | 03/08/10 | GS | 38141G104 | 1 | Elect Lloyd Blankfein | Mgmt | For | For |
| | | | | | 2 | Elect John Bryan | Mgmt | For | For |
| | | | | | 3 | Elect Gary Cohn | Mgmt | For | For |
| | | | | | 4 | Elect Claes Dahlb'ck | Mgmt | For | For |
| | | | | | 5 | Elect Stephen Friedman | Mgmt | For | For |
| | | | | | 6 | Elect William George | Mgmt | For | For |
| | | | | | 7 | Elect James Johnson | Mgmt | For | For |
| | | | | | 8 | Elect Lois Juliber | Mgmt | For | For |
| | | | | | 9 | Elect Lakshmi Mittal | Mgmt | For | For |
| | | | | | 10 | Elect James Schiro | Mgmt | For | For |
| | | | | | 11 | Elect H. Lee Scott, Jr. | Mgmt | For | For |
| | | | | | 12 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For |
| | | | | | 14 | Elimination of Supermajority Requirement | Mgmt | For | For |
| | | | | | 15 | Amendment to Certificate of Incorporation Regarding the Right to Call Special Meetings | Mgmt | For | For |
| | | | | | 16 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against |
| | | | | | 17 | Shareholder Proposal Regarding Report OTC Derivative Trading | ShrHoldr | Against | Against |
| | | | | | 18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against |
| | | | | | 19 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against |
| | | | | | 20 | Shareholder Proposal Regarding Report on Climate Policy | ShrHoldr | Against | Against |
| | | | | | 21 | Shareholder Proposal Regarding Report on Ratio Between Executive and Employee Pay | ShrHoldr | Against | Against |
| | | | | | 22 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against |
Google Inc | 05/13/2010 | Annual | 03/15/10 | GOOG | 38259P508 | 1.1 | Elect Eric Schmidt | Mgmt | For | For |
| | | | | | 1.2 | Elect Sergey Brin | Mgmt | For | For |
| | | | | | 1.3 | Elect Larry Page | Mgmt | For | For |
| | | | | | 1.4 | Elect L. John Doerr | Mgmt | For | For |
| | | | | | 1.5 | Elect John Hennessy | Mgmt | For | For |
| | | | | | 1.6 | Elect Ann Mather | Mgmt | For | For |
| | | | | | 1.7 | Elect Paul Otellini | Mgmt | For | For |
| | | | | | 1.8 | Elect K. Shriram | Mgmt | For | For |
| | | | | | 1.9 | Elect Shirley Tilghman | Mgmt | For | For |
| | | | | | 2 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 3 | Amendment to the 2004 Stock Plan | Mgmt | For | Against |
| | | | | | 4 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against |
| | | | | | 5 | Shareholder Proposal Regarding Behavorial Advertising | ShrHoldr | Against | Against |
| | | | | | 6 | Shareholder Proposal Regarding Human Rights in China | ShrHoldr | Against | Against |
Groupe Danone | 04/22/2010 | Mix | 04/16/10 | | F12033134 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 3 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 4 | Accounts and Reports | Mgmt | For | For |
| | | | | | 5 | Consolidated Accounts and Reports | Mgmt | For | For |
| | | | | | 6 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 7 | Elect Frank Riboud | Mgmt | For | For |
| | | | | | 8 | Elect Emmanuel Faber | Mgmt | For | For |
| | | | | | 9 | Appointment of Auditor (PricewaterhouseCoopers) | Mgmt | For | For |
| | | | | | 10 | Replacement of Auditor (Ernst & Young et Autres) | Mgmt | For | For |
| | | | | | 11 | Replacement of Alternate Auditor (Yves Nicolas) | Mgmt | For | For |
| | | | | | 12 | Replacement of Alternate Auditor (Auditex) | Mgmt | For | For |
| | | | | | 13 | Related Party Transactions | Mgmt | For | For |
| | | | | | 14 | Severance Package and Retirement Benefits (Frank Riboud) | Mgmt | For | For |
| | | | | | 15 | Severance Package and Retirement Benefits (Emmanuel Faber) | Mgmt | For | For |
| | | | | | 16 | Severance Package and Retirement Benefits (Bernard Hours) | Mgmt | For | For |
| | | | | | 17 | Authority to Repurchase Shares | Mgmt | For | For |
| | | | | | 18 | Authority to Issue Restricted Stock to Executives and Employees | Mgmt | For | For |
| | | | | | 19 | Amendment to Articles Regarding Voting Rights | Mgmt | For | For |
| | | | | | 20 | Authority to Carry Out Formalities | Mgmt | For | For |
Halliburton Company | 05/19/2010 | Annual | 03/22/10 | HAL | 406216101 | 1 | Elect Alan Bennett | Mgmt | For | For |
| | | | | | 2 | Elect James Boyd | Mgmt | For | For |
| | | | | | 3 | Elect Milton Carroll | Mgmt | For | For |
| | | | | | 4 | Elect Nance Dicciani | Mgmt | For | For |
| | | | | | 5 | Elect S. Malcolm Gillis | Mgmt | For | For |
| | | | | | 6 | Elect James Hackett | Mgmt | For | For |
| | | | | | 7 | Elect David Lesar | Mgmt | For | For |
| | | | | | 8 | Elect Robert Malone | Mgmt | For | For |
| | | | | | 9 | Elect J. Landis Martin | Mgmt | For | For |
| | | | | | 10 | Elect Debra Reed | Mgmt | For | For |
| | | | | | 11 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 12 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHoldr | Against | Against |
| | | | | | 13 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against |
| | | | | | 14 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against |
| | | | | | 15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against |
Hartford Financial Services Group | 05/19/2010 | Annual | 03/31/10 | HIG | 416515104 | 1 | Elect Robert Allardice, III | Mgmt | For | For |
| | | | | | 2 | Elect Trevor Fetter | Mgmt | For | For |
| | | | | | 3 | Elect Paul Kirk, Jr. | Mgmt | For | For |
| | | | | | 4 | Elect Liam McGee | Mgmt | For | For |
| | | | | | 5 | Elect Gail McGovern | Mgmt | For | For |
| | | | | | 6 | Elect Michael Morris | Mgmt | For | For |
| | | | | | 7 | Elect Thomas Renyi | Mgmt | For | For |
| | | | | | 8 | Elect Charles Strauss | Mgmt | For | For |
| | | | | | 9 | Elect H. Patrick Swygert | Mgmt | For | For |
| | | | | | 10 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 11 | 2010 Incentive Stock Plan | Mgmt | For | For |
| | | | | | 12 | Approve Material Terms of the Executive Bonus Program | Mgmt | For | For |
| | | | | | 13 | Shareholder Proposal Reimbursement of Solicitation Expenses | ShrHoldr | Against | For |
Heidelbergcement AG | 05/06/2010 | Annual | 04/14/10 | | D31709104 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 3 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 4 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 5 | Ratify Bernd Scheifele | Mgmt | For | For |
| | | | | | 6 | Ratify Dominik von Achten | Mgmt | For | For |
| | | | | | 7 | Ratify Daniel Gauthier | Mgmt | For | For |
| | | | | | 8 | Ratify Andreas Kern | Mgmt | For | For |
| | | | | | 9 | Ratify Lorenz N'ger | Mgmt | For | For |
| | | | | | 10 | Ratify Albert Scheuer | Mgmt | For | For |
| | | | | | 11 | Ratify Fritz-J'rgen Heckmann | Mgmt | For | For |
| | | | | | 12 | Ratify Heinz Schirmer | Mgmt | For | For |
| | | | | | 13 | Ratify Heinz Schmitt | Mgmt | For | For |
| | | | | | 14 | Ratify Theo Beermann | Mgmt | For | For |
| | | | | | 15 | Ratify Robert Feiger | Mgmt | For | For |
| | | | | | 16 | Ratify Veronika F'ss | Mgmt | For | For |
| | | | | | 17 | Ratify Josef Heumann | Mgmt | For | For |
| | | | | | 18 | Ratify Gerhard Hirth | Mgmt | For | For |
| | | | | | 19 | Ratify Max Dietrich Kley | Mgmt | For | For |
| | | | | | 20 | Ratify Hans Georg Kraut | Mgmt | For | For |
| | | | | | 21 | Ratify Adolf Merckle | Mgmt | For | For |
| | | | | | 22 | Ratify Ludwig Merckle | Mgmt | For | For |
| | | | | | 23 | Ratify Tobias Merckle | Mgmt | For | For |
| | | | | | 24 | Ratify Eduard Schleicher | Mgmt | For | For |
| | | | | | 25 | Ratify Werner Schraeder | Mgmt | For | For |
| | | | | | 26 | Ratify Frank-Dirk Steiniger | Mgmt | For | For |
| | | | | | 27 | Appointment of Auditor | Mgmt | For | For |
| | | | | | 28 | Increase in Authorized Capital I | Mgmt | For | For |
| | | | | | 29 | Increase in Authorized Capital II | Mgmt | For | For |
| | | | | | 30 | Authority to Issue Convertible Debt Instruments | Mgmt | For | For |
| | | | | | 31 | Authority to Increase Conditional Capital | Mgmt | For | For |
| | | | | | 32 | Compensation Policy | Mgmt | For | Against |
| | | | | | 33 | Elect Alan Murray | Mgmt | For | For |
| | | | | | 34 | Elect Herbert L'tkestratk'tter | Mgmt | For | For |
| | | | | | 35 | Amendment Regarding Nominating Committee | Mgmt | For | For |
| | | | | | 36 | Supervisory Board Members' Fees | Mgmt | For | For |
| | | | | | 37 | Amend Article 16(1) | Mgmt | For | For |
| | | | | | 38 | Amend Article 16(3); 16(4) | Mgmt | For | For |
| | | | | | 39 | Amend Article 18(3) | Mgmt | For | For |
| | | | | | 40 | Amend Article 11(2) | Mgmt | For | For |
Hewlett-Packard Company | 03/17/2010 | Annual | 01/19/10 | HPQ | 428236103 | 1 | Elect Marc Andreessen | Mgmt | For | For |
| | | | | | 2 | Elect Lawrence Babbio Jr. | Mgmt | For | For |
| | | | | | 3 | Elect Sari Baldauf | Mgmt | For | For |
| | | | | | 4 | Elect Rajiv Gupta | Mgmt | For | For |
| | | | | | 5 | Elect John Hammergren | Mgmt | For | For |
| | | | | | 6 | Elect Mark Hurd | Mgmt | For | For |
| | | | | | 7 | Elect Joel Hyatt | Mgmt | For | For |
| | | | | | 8 | Elect John Joyce | Mgmt | For | For |
| | | | | | 9 | Elect Robert Ryan | Mgmt | For | For |
| | | | | | 10 | Elect Lucille Salhany | Mgmt | For | For |
| | | | | | 11 | Elect G. Kennedy Thompson | Mgmt | For | For |
| | | | | | 12 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 13 | Amendment to the 2004 Stock Incentive Plan | Mgmt | For | For |
| | | | | | 14 | Adopt Advisory Vote on Executive Compensation | Mgmt | For | For |
Hino Motors Limited | 06/25/2010 | Annual | 03/31/10 | | 433406105 | 1 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 2 | Elect Shohji Kondoh | Mgmt | For | For |
| | | | | | 3 | Elect Yoshio Shirai | Mgmt | For | For |
| | | | | | 4 | Elect Masakazu Ichikawa | Mgmt | For | For |
| | | | | | 5 | Elect Toshiki Inoue | Mgmt | For | For |
| | | | | | 6 | Elect Tsunehiko Fujii | Mgmt | For | For |
| | | | | | 7 | Elect Seiei Okazaki | Mgmt | For | For |
| | | | | | 8 | Elect Kenji Wagu | Mgmt | For | For |
| | | | | | 9 | Elect Akimasa Yamamoto | Mgmt | For | For |
| | | | | | 10 | Elect Yasuo Tanigawa | Mgmt | For | For |
| | | | | | 11 | Elect Kohichi Ojima | Mgmt | For | For |
| | | | | | 12 | Elect Hideki Ueda | Mgmt | For | For |
| | | | | | 13 | Elect Yoshihide Meda | Mgmt | For | For |
| | | | | | 14 | Stock Option Plan | Mgmt | For | For |
| | | | | | 15 | Authority to Repurchase Shares | Mgmt | For | For |
Hon Hai Precision Industry Co Ltd | 06/08/2010 | Annual | 04/09/10 | | 438090201 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 3 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 4 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 5 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 6 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 7 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 8 | Accounts and Reports | Mgmt | For | For |
| | | | | | 9 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 10 | Authority to Increase Paid-in Capital | Mgmt | For | For |
| | | | | | 11 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For |
| | | | | | 12 | Amendments to Procedural Rules of Capital Loans | Mgmt | For | For |
| | | | | | 13 | Amendments to Procedural Rules of Endorsements/Guarantees | Mgmt | For | For |
| | | | | | 14 | Amendments to Articles | Mgmt | For | For |
| | | | | | 15 | Election of Directors and Supervisors (Slate) | Mgmt | For | For |
| | | | | | 16 | Non-Compete Restrictions for Directors | Mgmt | For | For |
| | | | | | 17 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 18 | Non-Voting Agenda Item | N/A | N/A | N/A |
Honeywell International Inc | 04/26/2010 | Annual | 02/26/10 | HON | 438516106 | 1 | Elect Gordon Bethune | Mgmt | For | For |
| | | | | | 2 | Elect Kevin Burke | Mgmt | For | For |
| | | | | | 3 | Elect Jaime Chico Pardo | Mgmt | For | For |
| | | | | | 4 | Elect David Cote | Mgmt | For | For |
| | | | | | 5 | Elect D. Scott Davis | Mgmt | For | For |
| | | | | | 6 | Elect Linnet Deily | Mgmt | For | For |
| | | | | | 7 | Elect Lord Clive Hollick | Mgmt | For | For |
| | | | | | 8 | Elect George Paz | Mgmt | For | For |
| | | | | | 9 | Elect Bradley Sheares | Mgmt | For | For |
| | | | | | 10 | Elect Michael Wright | Mgmt | For | For |
| | | | | | 11 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 12 | Amendment to Certificate of Incorporation Regarding the Right to Call a Special Meeting | Mgmt | For | For |
| | | | | | 13 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For |
| | | | | | 14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For |
| | | | | | 15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For |
| | | | | | 16 | Shareholder Proposal Regarding Human Rights | ShrHoldr | Against | Against |
HSBC Holdings PLC | 05/28/2010 | Annual | | | G4634U169 | 1 | Accounts and Reports | Mgmt | For | For |
| | | | | | 2 | Directors' Remuneration Report | Mgmt | For | For |
| | | | | | 3 | Elect Rona Fairhead | Mgmt | For | For |
| | | | | | 4 | Elect Michael Geoghegan | Mgmt | For | For |
| | | | | | 5 | Elect Stephen Green | Mgmt | For | For |
| | | | | | 6 | Elect Gwyn Morgan | Mgmt | For | For |
| | | | | | 7 | Elect Narayana Murthy | Mgmt | For | For |
| | | | | | 8 | Elect Simon Robertson | Mgmt | For | For |
| | | | | | 9 | Elect John Thornton | Mgmt | For | For |
| | | | | | 10 | Elect Sir Brian Williamson | Mgmt | For | For |
| | | | | | 11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For |
| | | | | | 12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For |
| | | | | | 13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For |
| | | | | | 14 | Amendments to New Articles | Mgmt | For | For |
| | | | | | 15 | UK Share Incentive Plan Extension | Mgmt | For | For |
| | | | | | 16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For |
HTC CORPORATION | 06/18/2010 | Annual | 04/19/10 | | 40432G207 | 1 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 2 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 3 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 4 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 5 | Accounts and Reports | Mgmt | For | For |
| | | | | | 6 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 7 | Authority to Increase Paid-in Capital | Mgmt | For | For |
| | | | | | 8 | Amendments to Articles | Mgmt | For | For |
| | | | | | 9 | Amendments to Procedural Rules for Acquisition/Disposal of Assets | Mgmt | For | For |
| | | | | | 10 | Amendments to Procedural Rules of Endorsements/Guarantees | Mgmt | For | For |
| | | | | | 11 | Amendments to Procedural Rules of Capital Loans | Mgmt | For | For |
| | | | | | 12 | Elect Cher Wang | Mgmt | For | For |
| | | | | | 13 | Elect CHEN Wen Chi | Mgmt | For | For |
| | | | | | 14 | Elect CHO Huo Tu | Mgmt | For | For |
| | | | | | 15 | Elect HO Chen Tan | Mgmt | For | For |
| | | | | | 16 | Elect Josef Felder | Mgmt | For | For |
| | | | | | 17 | Elect LIN Chen Kuo | Mgmt | For | For |
| | | | | | 18 | Elect Representative of Way Chin Investment Co. Ltd. | Mgmt | For | For |
| | | | | | 19 | Elect KO Po Cheng | Mgmt | For | For |
| | | | | | 20 | Elect OU YANG Caleb | Mgmt | For | Against |
| | | | | | 21 | Non-Compete Restrictions for Directors | Mgmt | For | For |
| | | | | | 22 | Extraordinary motions | Mgmt | For | Against |
| | | | | | 23 | Non-Voting Agenda Item | N/A | N/A | N/A |
Impala Platinum Holdings Limited | 10/22/2009 | Annual | 10/21/09 | | S37840113 | 1 | Accounts and Reports | Mgmt | For | For |
| | | | | | 2 | Elect Dawn Earp | Mgmt | For | For |
| | | | | | 3 | Elect Khotso Mokhele | Mgmt | For | For |
| | | | | | 4 | Elect Thandi Orleyn | Mgmt | For | For |
| | | | | | 5 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 6 | Increase Non-Executive Directors' Fees | Mgmt | For | For |
| | | | | | 7 | Amendments to Morokotso Trust Deed | Mgmt | For | For |
| | | | | | 8 | Authority to Repurchase Shares | Mgmt | For | For |
IMPERIAL TOBACCO GROUP PLC | 02/02/2010 | Annual | | | G4721W102 | 1 | Accounts and Reports | Mgmt | For | For |
| | | | | | 2 | Directors' Remuneration Report | Mgmt | For | For |
| | | | | | 3 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 4 | Elect Ken Burnett | Mgmt | For | For |
| | | | | | 5 | Elect Dominique Comolli | Mgmt | For | For |
| | | | | | 6 | Elect Robert Dyrbus | Mgmt | For | For |
| | | | | | 7 | Elect Charles Knott | Mgmt | For | For |
| | | | | | 8 | Elect Iain Napier | Mgmt | For | For |
| | | | | | 9 | Appointment of Auditor | Mgmt | For | For |
| | | | | | 10 | Authority to Set Auditor's Fees | Mgmt | For | For |
| | | | | | 11 | EU Political Donations | Mgmt | For | For |
| | | | | | 12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For |
| | | | | | 13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For |
| | | | | | 14 | Authority to Repurchase Shares | Mgmt | For | For |
| | | | | | 15 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For |
| | | | | | 16 | Adoption of New Articles | Mgmt | For | For |
Inditex SA | 07/15/2009 | Annual | 07/09/09 | | E6282J109 | 1 | Accounts and Reports; Ratification of Board Acts | Mgmt | For | For |
| | | | | | 2 | Consolidated Accounts and Reports; Ratification of Board Acts | Mgmt | For | For |
| | | | | | 3 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 4 | Elect Carlos Espinosa de los Monteros Bernaldo de Quir's | Mgmt | For | For |
| | | | | | 5 | Elect Francisco Luz'n L'pez | Mgmt | For | For |
| | | | | | 6 | Appointment of Auditor | Mgmt | For | For |
| | | | | | 7 | Authority to Repurchase Shares | Mgmt | For | For |
| | | | | | 8 | Authority to Carry Out Formalities | Mgmt | For | For |
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED | 04/08/2010 | Special | 03/08/10 | | ADPV10686 | 1 | Elect WANG Lili | Mgmt | For | For |
| | | | | | 2 | Fixed Assets Investment Budget | Mgmt | For | For |
| 05/18/2010 | Annual | 04/16/10 | | ADPV10686 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 3 | Directors' Report | Mgmt | For | For |
| | | | | | 4 | Supervisors' Report | Mgmt | For | For |
| | | | | | 5 | Accounts and Reports | Mgmt | For | For |
| | | | | | 6 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For |
| | | | | | 8 | Capital Management Plan | Mgmt | For | For |
| | | | | | 9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For |
| | | | | | 10 | Type of Securities | Mgmt | For | For |
| | | | | | 11 | Issue Size | Mgmt | For | For |
| | | | | | 12 | Nominal Value and Issue Price | Mgmt | For | For |
| | | | | | 13 | Term | Mgmt | For | For |
| | | | | | 14 | Interest Rate | Mgmt | For | For |
| | | | | | 15 | Timing and Method of Interest Payment | Mgmt | For | For |
| | | | | | 16 | Conversion Period | Mgmt | For | For |
| | | | | | 17 | Method for Determining Number of Shares for Conversion | Mgmt | For | For |
| | | | | | 18 | Determination and Adjustment of CB Conversion Price | Mgmt | For | For |
| | | | | | 19 | Downward Adjustment to CB Conversion Price | Mgmt | For | For |
| | | | | | 20 | Terms of Redemption | Mgmt | For | For |
| | | | | | 21 | Terms of Sale Back | Mgmt | For | For |
| | | | | | 22 | Dividend Rights of Year of Conversion | Mgmt | For | For |
| | | | | | 23 | Method of Issuance and Target Investors | Mgmt | For | For |
| | | | | | 24 | Subscription Arrangement for Existing Holders of A Shares | Mgmt | For | For |
| | | | | | 25 | CB Holders and CB Holders' Meetings | Mgmt | For | For |
| | | | | | 26 | Use of Proceeds | Mgmt | For | For |
| | | | | | 27 | Supplementary Capital | Mgmt | For | For |
| | | | | | 28 | Security | Mgmt | For | For |
| | | | | | 29 | Validity Period | Mgmt | For | For |
| | | | | | 30 | Authorization | Mgmt | For | For |
| | | | | | 31 | Feasibility Analysis Report on Use of Proceeds | Mgmt | For | For |
| | | | | | 32 | Utilization Report on Use of Proceeds | Mgmt | For | For |
| | | | | | 33 | Revised Plan on Authorization of the Shareholders' General Meeting to the Board of Directors | Mgmt | For | Against |
| 09/02/2009 | Special | 07/31/09 | | ADPV10686 | 1 | Approve Capital Injection | Mgmt | For | For |
| 11/27/2009 | Special | 10/27/09 | | ADPV10686 | 1 | Merger/Acquisition | Mgmt | For | For |
| | | | | | 2 | Elect Malcolm McCarthy | Mgmt | For | For |
| | | | | | 3 | Elect Kenneth CHUNG | Mgmt | For | For |
| | | | | | 4 | Non-Voting Agenda Item | N/A | N/A | N/A |
ING Groep NV | 11/25/2009 | Special | 10/30/09 | | N4578E413 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 3 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 4 | Strategy Plan | Mgmt | For | For |
| | | | | | 5 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For |
| | | | | | 6 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 7 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 8 | Non-Voting Meeting Note | N/A | N/A | N/A |
Ingersoll-Rand Company Limited | 06/03/2010 | Annual | 04/06/10 | IR | G47791101 | 1 | Elect Ann Berzin | Mgmt | For | For |
| | | | | | 2 | Elect John Bruton | Mgmt | For | For |
| | | | | | 3 | Elect Jared Cohon | Mgmt | For | For |
| | | | | | 4 | Elect Gary Forsee | Mgmt | For | For |
| | | | | | 5 | Elect Peter Godsoe | Mgmt | For | For |
| | | | | | 6 | Elect Edward Hagenlocker | Mgmt | For | For |
| | | | | | 7 | Elect Constance Horner | Mgmt | For | For |
| | | | | | 8 | Elect Michael Lamach | Mgmt | For | For |
| | | | | | 9 | Elect Theodore Martin | Mgmt | For | For |
| | | | | | 10 | Elect Orin Smith | Mgmt | For | For |
| | | | | | 11 | Elect Richard Swift | Mgmt | For | For |
| | | | | | 12 | Elect Tony White | Mgmt | For | For |
| | | | | | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For |
| | | | | | 14 | Ratification of Auditor | Mgmt | For | For |
Intel Corp. | 05/19/2010 | Annual | 03/22/10 | INTC | 458140100 | 1 | Elect Charlene Barshefsky | Mgmt | For | For |
| | | | | | 2 | Elect Susan Decker | Mgmt | For | For |
| | | | | | 3 | Elect John Donahoe | Mgmt | For | For |
| | | | | | 4 | Elect Reed Hundt | Mgmt | For | For |
| | | | | | 5 | Elect Paul Otellini | Mgmt | For | For |
| | | | | | 6 | Elect James Plummer | Mgmt | For | For |
| | | | | | 7 | Elect David Pottruck | Mgmt | For | For |
| | | | | | 8 | Elect Jane Shaw | Mgmt | For | For |
| | | | | | 9 | Elect Frank Yeary | Mgmt | For | For |
| | | | | | 10 | Elect David Yoffie | Mgmt | For | For |
| | | | | | 11 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 12 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For |
International Business Machine Corp. | 04/27/2010 | Annual | 02/26/10 | IBM | 459200101 | 1 | Elect Alain Belda | Mgmt | For | For |
| | | | | | 2 | Elect Cathleen Black | Mgmt | For | For |
| | | | | | 3 | Elect William Brody | Mgmt | For | For |
| | | | | | 4 | Elect Kenneth Chenault | Mgmt | For | For |
| | | | | | 5 | Elect Michael Eskew | Mgmt | For | For |
| | | | | | 6 | Elect Shirley Jackson | Mgmt | For | For |
| | | | | | 7 | Elect Andrew Liveris | Mgmt | For | For |
| | | | | | 8 | Elect W. James McNerney, Jr. | Mgmt | For | For |
| | | | | | 9 | Elect Taizo Nishimuro | Mgmt | For | For |
| | | | | | 10 | Elect James Owens | Mgmt | For | For |
| | | | | | 11 | Elect Samuel Palmisano | Mgmt | For | For |
| | | | | | 12 | Elect Joan Spero | Mgmt | For | For |
| | | | | | 13 | Elect Sidney Taurel | Mgmt | For | For |
| | | | | | 14 | Elect Lorenzo Zambrano | Mgmt | For | For |
| | | | | | 15 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 16 | Shareholder Proposal Regarding Restricting Executive Compensation | ShrHoldr | Against | Against |
| | | | | | 17 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against |
| | | | | | 18 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against |
| | | | | | 19 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against |
ITT Educational Services | 05/04/2010 | Annual | 03/05/10 | ESI | 45068B109 | 1 | Elect John Cozzi | Mgmt | For | For |
| | | | | | 2 | Elect Kevin Modany | Mgmt | For | For |
| | | | | | 3 | Elect Lloyd Waterhouse | Mgmt | For | For |
| | | | | | 4 | Ratification of Auditor | Mgmt | For | For |
Japan Tobacco Inc | 06/24/2010 | Annual | 03/31/10 | | J27869106 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 3 | Elect Yohji Wakui | Mgmt | For | For |
| | | | | | 4 | Elect Hiroshi Kimura | Mgmt | For | For |
| | | | | | 5 | Elect Munetaka Takeda | Mgmt | For | For |
| | | | | | 6 | Elect Masaaki Sumikawa | Mgmt | For | For |
| | | | | | 7 | Elect Mitsuomi Koizumi | Mgmt | For | For |
| | | | | | 8 | Elect Masakazu Shimizu | Mgmt | For | For |
| | | | | | 9 | Elect Noriaki Ohkubo | Mgmt | For | For |
| | | | | | 10 | Elect Mutsuo Iwai | Mgmt | For | For |
| | | | | | 11 | Elect Yasushi Shingai | Mgmt | For | For |
JP Morgan Chase & Company | 05/18/2010 | Annual | 03/19/10 | JPM | 46625H100 | 1 | Elect Crandall Bowles | Mgmt | For | For |
| | | | | | 2 | Elect Stephen Burke | Mgmt | For | For |
| | | | | | 3 | Elect David Cote | Mgmt | For | For |
| | | | | | 4 | Elect James Crown | Mgmt | For | For |
| | | | | | 5 | Elect James Dimon | Mgmt | For | For |
| | | | | | 6 | Elect Ellen Futter | Mgmt | For | For |
| | | | | | 7 | Elect William Gray, III | Mgmt | For | For |
| | | | | | 8 | Elect Laban Jackson, Jr. | Mgmt | For | For |
| | | | | | 9 | Elect David Novak | Mgmt | For | For |
| | | | | | 10 | Elect Lee Raymond | Mgmt | For | For |
| | | | | | 11 | Elect William Weldon | Mgmt | For | For |
| | | | | | 12 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 13 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For |
| | | | | | 14 | Shareholder Proposal Regarding Affirmation of Political Nonpartisanship | ShrHoldr | Against | Against |
| | | | | | 15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against |
| | | | | | 16 | Shareholder Proposal Regarding Report OTC Derivative Trading | ShrHoldr | Against | Against |
| | | | | | 17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against |
| | | | | | 18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against |
| | | | | | 19 | Shareholder Proposal Regarding Report of Ratio Between CEO and Employee Pay | ShrHoldr | Against | Against |
| | | | | | 20 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against |
JULIO SIMOES LOGISTICA SA | 06/09/2010 | Special | | | P6065E101 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Authority to Issue Debentures | Mgmt | For | For |
| | | | | | 3 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 4 | Non-Voting Meeting Note | N/A | N/A | N/A |
JULIUS BAER GROUP LTD | 04/08/2010 | Annual | 03/26/10 | | H4414N103 | 1 | Non-Voting Meeting Note | N/A | N/A | TNA |
| | | | | | 2 | Non-Voting Meeting Note | N/A | N/A | TNA |
| | | | | | 3 | Accounts and Reports | Mgmt | For | TNA |
| | | | | | 4 | Allocation of Profits/Dividends | Mgmt | For | TNA |
| | | | | | 5 | Ratification of Board and Management Acts | Mgmt | For | TNA |
| | | | | | 6 | Elect Rolf Jetzer | Mgmt | For | TNA |
| | | | | | 7 | Elect Gareth Penny | Mgmt | For | TNA |
| | | | | | 8 | Elect Daniel Sauter | Mgmt | For | TNA |
| | | | | | 9 | Elect Claire Giraut | Mgmt | For | TNA |
| | | | | | 10 | Appointment of Auditor | Mgmt | For | TNA |
| | | | | | 11 | Amendments to Articles | Mgmt | For | TNA |
Kddi Corp. | 06/17/2010 | Annual | 03/31/10 | | J31843105 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 3 | Amendments to Articles | Mgmt | For | For |
| | | | | | 4 | Elect Tadashi Onodera | Mgmt | For | For |
| | | | | | 5 | Elect Kanichiroh Aritomi | Mgmt | For | For |
| | | | | | 6 | Elect Hirofumi Morozumi | Mgmt | For | For |
| | | | | | 7 | Elect Takashi Tanaka | Mgmt | For | For |
| | | | | | 8 | Elect Makoto Takahashi | Mgmt | For | For |
| | | | | | 9 | Elect Yoshiharu Shimatani | Mgmt | For | For |
| | | | | | 10 | Elect Masahiro Inoue | Mgmt | For | For |
| | | | | | 11 | Elect Yuzoh Ishikawa | Mgmt | For | For |
| | | | | | 12 | Elect Hideo Yuasa | Mgmt | For | For |
| | | | | | 13 | Elect Hiromu Naratani | Mgmt | For | For |
| | | | | | 14 | Elect Makoto Kawamura | Mgmt | For | For |
| | | | | | 15 | Elect Shinichi Sasaki | Mgmt | For | For |
| | | | | | 16 | Elect Tsunehisa Katsumata | Mgmt | For | For |
| | | | | | 17 | Elect Masataka Iki | Mgmt | For | For |
| | | | | | 18 | Elect Yoshinari Sanpei | Mgmt | For | For |
| | | | | | 19 | Bonus | Mgmt | For | Against |
Konica Minolta Holdings Inc | 06/22/2010 | Annual | 03/31/10 | | J36060119 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Elect Yoshukatsu Ohta | Mgmt | For | For |
| | | | | | 3 | Elect Masatoshi Matsuzaki | Mgmt | For | For |
| | | | | | 4 | Elect Tadao Namiki | Mgmt | For | For |
| | | | | | 5 | Elect Tohru Tsuji | Mgmt | For | For |
| | | | | | 6 | Elect Yohzoh Izuhara | Mgmt | For | For |
| | | | | | 7 | Elect Nobuhiko Itoh | Mgmt | For | For |
| | | | | | 8 | Elect Yoshifumi Johno | Mgmt | For | For |
| | | | | | 9 | Elect Yasuo Matsumoto | Mgmt | For | For |
| | | | | | 10 | Elect Shohei Yamana | Mgmt | For | For |
| | | | | | 11 | Elect Akio Kitani | Mgmt | For | For |
| | | | | | 12 | Elect Yoshiaki Andoh | Mgmt | For | For |
Koninklijke KPN NV | 04/13/2010 | Annual | 03/16/10 | | N4297B146 | 1 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 2 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 3 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 4 | Accounts and Reports | Mgmt | For | For |
| | | | | | 5 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 6 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 7 | Ratification of Management Board Acts | Mgmt | For | For |
| | | | | | 8 | Ratification of Supervisory Board Acts | Mgmt | For | For |
| | | | | | 9 | Appointment of Auditor | Mgmt | For | For |
| | | | | | 10 | Amendment to Compensation Policy | Mgmt | For | For |
| | | | | | 11 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 12 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 13 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 14 | Authority to Repurchase Shares | Mgmt | For | For |
| | | | | | 15 | Authority to Cancel Shares | Mgmt | For | For |
| | | | | | 16 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 17 | Non-Voting Meeting Note | N/A | N/A | N/A |
| 11/03/2009 | Special | 10/20/09 | | N4297B146 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 3 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 4 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 5 | Non-Voting Agenda Item | N/A | N/A | N/A |
Kuehne & Nagel | 05/18/2010 | Annual | 05/10/10 | | H4673L145 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 3 | Accounts and Reports | Mgmt | For | N/A |
| | | | | | 4 | Allocation of Profits/Dividends | Mgmt | For | N/A |
| | | | | | 5 | Ratification of Board and Management Acts | Mgmt | For | N/A |
| | | | | | 6 | Elect J'rgen Fitschen | Mgmt | For | N/A |
| | | | | | 7 | Elect Karl Gernandt | Mgmt | For | N/A |
| | | | | | 8 | Elect Hans-J'rg Hager | Mgmt | For | N/A |
| | | | | | 9 | Elect Joachim Hausser | Mgmt | For | N/A |
| | | | | | 10 | Elect Klaus-Michael Kuehne | Mgmt | For | N/A |
| | | | | | 11 | Elect Hans Lerch | Mgmt | For | N/A |
| | | | | | 12 | Elect Georg Obermeier | Mgmt | For | N/A |
| | | | | | 13 | Elect Wolfgang Peiner | Mgmt | For | N/A |
| | | | | | 14 | Elect Thomas Staehelin | Mgmt | For | N/A |
| | | | | | 15 | Elect Bernd Wrede | Mgmt | For | N/A |
| | | | | | 16 | Elect Joerg Wolle | Mgmt | For | N/A |
| | | | | | 17 | Appointment of Auditor | Mgmt | For | N/A |
| | | | | | 18 | Increase in Authorized Capital | Mgmt | For | N/A |
Las Vegas Sands Corp. | 06/03/2010 | Annual | 04/12/10 | LVS | 517834107 | 1.1 | Elect Sheldon Adelson | Mgmt | For | For |
| | | | | | 1.2 | Elect Irwin Chafetz | Mgmt | For | For |
| | | | | | 2 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 3 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against |
| | | | | | 4 | Transaction of Other Business | Mgmt | For | Against |
Lenovo Group Limited | 01/22/2010 | Special | 01/21/10 | | Y5257Y107 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Approval of the Acquisition | Mgmt | For | For |
LLOYDS TSB GROUP PLC | 05/06/2010 | Annual | | | G5542W106 | 1 | Accounts and Reports | Mgmt | For | For |
| | | | | | 2 | Directors' Remuneration Report | Mgmt | For | For |
| | | | | | 3 | Elect Sir Winfried Bischoff | Mgmt | For | Against |
| | | | | | 4 | Elect Glen Moreno | Mgmt | For | For |
| | | | | | 5 | Elect David Roberts | Mgmt | For | For |
| | | | | | 6 | Elect Wolfgang Berndt | Mgmt | For | For |
| | | | | | 7 | Elect J. Eric Daniels | Mgmt | For | For |
| | | | | | 8 | Elect Helen Weir | Mgmt | For | For |
| | | | | | 9 | Appointment of Auditor | Mgmt | For | For |
| | | | | | 10 | Authority to Set Auditor's Fees | Mgmt | For | For |
| | | | | | 11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For |
| | | | | | 12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For |
| | | | | | 13 | Authority to Repurchase Ordinary Shares | Mgmt | For | For |
| | | | | | 14 | Authority to Repurchase Preference Shares | Mgmt | For | For |
| | | | | | 15 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For |
Lowe's Companies Inc | 05/28/2010 | Annual | 03/26/10 | LOW | 548661107 | 1.1 | Elect David Bernauer | Mgmt | For | For |
| | | | | | 1.2 | Elect Leonard Berry | Mgmt | For | For |
| | | | | | 1.3 | Elect Dawn Hudson | Mgmt | For | For |
| | | | | | 1.4 | Elect Robert Niblock | Mgmt | For | For |
| | | | | | 2 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 3 | Right to Call a Special Meeting | Mgmt | For | For |
| | | | | | 4 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against |
| | | | | | 5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against |
Martin Marietta Materials | 05/27/2010 | Annual | 03/19/10 | MLM | 573284106 | 1.1 | Elect C. Howard Nye | Mgmt | For | For |
| | | | | | 1.2 | Elect Laree Perez | Mgmt | For | For |
| | | | | | 1.3 | Elect Dennis Rediker | Mgmt | For | For |
| | | | | | 2 | Ratification of Auditor | Mgmt | For | For |
Maxim Integrated Products Inc | 12/10/2009 | Annual | 10/15/09 | MXIM | US57772K1016 | 1.1 | Elect Tunc Doluca | Mgmt | For | For |
| | | | | | 1.2 | Elect B. Kipling Hagopian | Mgmt | For | For |
| | | | | | 1.3 | Elect James Bergman | Mgmt | For | For |
| | | | | | 1.4 | Elect Joseph Bronson | Mgmt | For | For |
| | | | | | 1.5 | Elect Robert Grady | Mgmt | For | For |
| | | | | | 1.6 | Elect William Watkins | Mgmt | For | For |
| | | | | | 1.7 | Elect A.R. Frank Wazzan | Mgmt | For | For |
| | | | | | 2 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 3 | Amendment to the 2008 Employee Stock Purchase Plan | Mgmt | For | For |
| | | | | | 4 | Amendment to the 1996 Stock Incentive Plan | Mgmt | For | For |
| | | | | | 5 | Executive Bonus Plan | Mgmt | For | For |
McDonalds Corp. | 05/20/2010 | Annual | 03/23/10 | MCD | 580135101 | 1 | Elect Walter Massey | Mgmt | For | For |
| | | | | | 2 | Elect John Rogers, Jr. | Mgmt | For | For |
| | | | | | 3 | Elect Roger Stone | Mgmt | For | For |
| | | | | | 4 | Elect Miles White | Mgmt | For | For |
| | | | | | 5 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 6 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against |
| | | | | | 7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For |
| | | | | | 8 | Shareholder Proposal Regarding Controlled Atmosphere Killing | ShrHoldr | Against | Against |
| | | | | | 9 | Shareholder Proposal Regarding Cage-Free Eggs | ShrHoldr | Against | Against |
Medtronic Inc | 08/27/2009 | Annual | 06/29/09 | MDT | 585055 | 1.1 | Elect Richard Anderson | Mgmt | For | For |
| | | | | | 1.2 | Elect Victor Dzau | Mgmt | For | For |
| | | | | | 1.3 | Elect William Hawkins | Mgmt | For | For |
| | | | | | 1.4 | Elect Shirley Jackson | Mgmt | For | For |
| | | | | | 1.5 | Elect Denise O'Leary | Mgmt | For | For |
| | | | | | 1.6 | Elect Robert Pozen | Mgmt | For | For |
| | | | | | 1.7 | Elect Jean-Pierre Rosso | Mgmt | For | For |
| | | | | | 1.8 | Elect Jack Schuler | Mgmt | For | For |
| | | | | | 2 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 3 | Amendment to the 2005 Employees Stock Purchase Plan | Mgmt | For | For |
| | | | | | 4 | Amendment to the 2008 Stock Award and Incentive Plan | Mgmt | For | For |
Merck & Company Inc | 05/25/2010 | Annual | 03/26/10 | MRK | 58933Y105 | 1 | Elect Leslie Brun | Mgmt | For | For |
| | | | | | 2 | Elect Thomas Cech | Mgmt | For | For |
| | | | | | 3 | Elect Richard Clark | Mgmt | For | For |
| | | | | | 4 | Elect Thomas Glocer | Mgmt | For | For |
| | | | | | 5 | Elect Steven Goldstone | Mgmt | For | For |
| | | | | | 6 | Elect William Harrison, Jr. | Mgmt | For | For |
| | | | | | 7 | Elect Harry Jacobson | Mgmt | For | For |
| | | | | | 8 | Elect William Kelley | Mgmt | For | For |
| | | | | | 9 | Elect C. Robert Kidder | Mgmt | For | For |
| | | | | | 10 | Elect Rochelle Lazarus | Mgmt | For | For |
| | | | | | 11 | Elect Carlos Represas | Mgmt | For | For |
| | | | | | 12 | Elect Patricia Russo | Mgmt | For | For |
| | | | | | 13 | Elect Thomas Shenk | Mgmt | For | For |
| | | | | | 14 | Elect Anne Tatlock | Mgmt | For | For |
| | | | | | 15 | Elect Craig Thompson | Mgmt | For | For |
| | | | | | 16 | Elect Wendell Weeks | Mgmt | For | For |
| | | | | | 17 | Elect Peter Wendell | Mgmt | For | For |
| | | | | | 18 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 19 | 2010 Incentive Stock Plan | Mgmt | For | For |
| | | | | | 20 | 2010 Non-Employee Directors Stock Option Plan | Mgmt | For | For |
Micron Technology | 12/10/2009 | Annual | 10/13/09 | MU | US5951121038 | 1 | Elect Steven Appleton | Mgmt | For | For |
| | | | | | 2 | Elect Teruaki Aoki | Mgmt | For | For |
| | | | | | 3 | Elect James Bagley | Mgmt | For | For |
| | | | | | 4 | Elect Robert Bailey | Mgmt | For | For |
| | | | | | 5 | Elect Mercedes Johnson | Mgmt | For | For |
| | | | | | 6 | Elect Lawrence Mondry | Mgmt | For | For |
| | | | | | 7 | Elect Robert Switz | Mgmt | For | For |
| | | | | | 8 | Executive Officer Performance Incentive Plan | Mgmt | For | For |
| | | | | | 9 | Ratification of Auditor | Mgmt | For | For |
Microsoft Corp. | 11/19/2009 | Annual | 09/04/09 | MSFT | 594918 | 1 | Elect William Gates, III | Mgmt | For | For |
| | | | | | 2 | Elect Steven Ballmer | Mgmt | For | For |
| | | | | | 3 | Elect Dina Dublon | Mgmt | For | For |
| | | | | | 4 | Elect Raymond Gilmartin | Mgmt | For | For |
| | | | | | 5 | Elect Reed Hastings | Mgmt | For | For |
| | | | | | 6 | Elect Maria Klawe | Mgmt | For | For |
| | | | | | 7 | Elect David Marquardt | Mgmt | For | For |
| | | | | | 8 | Elect Charles Noski | Mgmt | For | For |
| | | | | | 9 | Elect Helmut Panke | Mgmt | For | For |
| | | | | | 10 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 11 | Restoration of Right to Call a Special Meeting | Mgmt | For | For |
| | | | | | 12 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For |
| | | | | | 13 | Shareholder Proposal Regarding Adoption of Principles for Health Care Reform | ShrHoldr | Against | Against |
| | | | | | 14 | Shareholder Proposal Regarding Charitable Contributions | ShrHoldr | Against | Against |
Mitsubishi UFJ Financial Group | 06/29/2010 | Annual | 03/31/10 | | J44497105 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 3 | Elect Munetaka Okihara | Mgmt | For | For |
| | | | | | 4 | Elect Kinya Okauchi | Mgmt | For | For |
| | | | | | 5 | Elect Katsunori Nagayasu | Mgmt | For | For |
| | | | | | 6 | Elect Kyouta Ohmori | Mgmt | For | For |
| | | | | | 7 | Elect Hiroshi Saitoh | Mgmt | For | For |
| | | | | | 8 | Elect Nobushige Kamei | Mgmt | For | For |
| | | | | | 9 | Elect Masao Hasegawa | Mgmt | For | For |
| | | | | | 10 | Elect Fumiyuki Akikusa | Mgmt | For | For |
| | | | | | 11 | Elect Kazuo Takeuchi | Mgmt | For | For |
| | | | | | 12 | Elect Nobuyuki Hirano | Mgmt | For | For |
| | | | | | 13 | Elect Shunsuke Teraoka | Mgmt | For | For |
| | | | | | 14 | Elect Kaoru Wachi | Mgmt | For | For |
| | | | | | 15 | Elect Takashi Oyamada | Mgmt | For | For |
| | | | | | 16 | Elect Ryuji Araki | Mgmt | For | For |
| | | | | | 17 | Elect Kazuhiro Watanabe | Mgmt | For | For |
| | | | | | 18 | Elect Takuma Ohtoshi | Mgmt | For | For |
Mitsui Osk Lines Limited | 06/22/2010 | Annual | 03/31/10 | | J45013109 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 3 | Elect Akimitsu Ashida | Mgmt | For | For |
| | | | | | 4 | Elect Masakazu Yakushiji | Mgmt | For | For |
| | | | | | 5 | Elect Yohichi Aoki | Mgmt | For | For |
| | | | | | 6 | Elect Masafumi Yasuoka | Mgmt | For | For |
| | | | | | 7 | Elect Kohichi Mutoh | Mgmt | For | For |
| | | | | | 8 | Elect Toshitaka Shishido | Mgmt | For | For |
| | | | | | 9 | Elect Tsuneo Watanabe | Mgmt | For | For |
| | | | | | 10 | Elect Kunio Kojima | Mgmt | For | For |
| | | | | | 11 | Elect Takeshi Komura | Mgmt | For | For |
| | | | | | 12 | Elect Sadayuki Sakakibara | Mgmt | For | For |
| | | | | | 13 | Elect Kazumasa Mizoshita | Mgmt | For | For |
| | | | | | 14 | Elect Sumio Iijima | Mgmt | For | For |
| | | | | | 15 | Appointment of Alternative Statutory Auditor | Mgmt | For | For |
| | | | | | 16 | Stock Option Plan | Mgmt | For | For |
Mosaic Company | 10/08/2009 | Annual | 08/10/09 | MOS | 61945A | 1.1 | Elect Phyllis Cochran | Mgmt | For | For |
| | | | | | 1.2 | Elect Robert Lumpkins | Mgmt | For | Withhold |
| | | | | | 1.3 | Elect Harold MacKay | Mgmt | For | For |
| | | | | | 1.4 | Elect William Monahan | Mgmt | For | For |
| | | | | | 2 | Amendment to the 2004 Omnibus Stock and Incentive Plan | Mgmt | For | For |
| | | | | | 3 | Ratification of Auditor | Mgmt | For | For |
National Bank Of Greece SA | 01/14/2010 | Special | | | X56533114 | 1 | Spin-off | Mgmt | For | TNA |
| | | | | | 2 | Report on the Spin-off | Mgmt | For | TNA |
| | | | | | 3 | Authorization of Legal Formalities | Mgmt | For | TNA |
| | | | | | 4 | Ratification of Co-option of New Board Members | Mgmt | For | TNA |
| | | | | | 5 | Election of Directors | Mgmt | For | TNA |
| | | | | | 6 | Election of Audit Committee | Mgmt | For | TNA |
| | | | | | 7 | Board Transactions | Mgmt | For | TNA |
| | | | | | 8 | Amendments to Articles | Mgmt | For | TNA |
| | | | | | 9 | Authority to Issue Convertible Bonds | Mgmt | For | TNA |
| | | | | | 10 | Announcements | Mgmt | Abstain | TNA |
| | | | | | 1 | Authority to Issue Convertible Debt Instruments | Mgmt | For | TNA |
| | | | | | 1 | Authority to Issue Convertible Debt Instruments | Mgmt | For | TNA |
NATIONAL GRID PLC - ADR | 07/27/2009 | Annual | | | G6375K151 | 1 | Accounts and Reports | Mgmt | For | For |
| | | | | | 2 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 3 | Elect Sir John Parker | Mgmt | For | For |
| | | | | | 4 | Elect Steven Holliday | Mgmt | For | For |
| | | | | | 5 | Elect Kenneth Harvey | Mgmt | For | For |
| | | | | | 6 | Elect Steve Lucas | Mgmt | For | For |
| | | | | | 7 | Elect Stephen Pettit | Mgmt | For | For |
| | | | | | 8 | Elect Nick Winser | Mgmt | For | For |
| | | | | | 9 | Elect George Rose | Mgmt | For | Against |
| | | | | | 10 | Appointment of Auditor | Mgmt | For | For |
| | | | | | 11 | Authority to Set Auditor's Fees | Mgmt | For | For |
| | | | | | 12 | Directors' Remuneration Report | Mgmt | For | For |
| | | | | | 13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For |
| | | | | | 14 | Scrip Dividend | Mgmt | For | For |
| | | | | | 15 | Capitalisation of Share Premium Account | Mgmt | For | For |
| | | | | | 16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For |
| | | | | | 17 | Authority to Repurchase Shares | Mgmt | For | For |
| | | | | | 18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For |
| | | | | | 19 | Amendments to Articles Regarding Borrowing Limits | Mgmt | For | For |
| | | | | | 20 | Amendments to Articles Regarding Objects Clause and Authorised Capital | Mgmt | For | For |
| | | | | | 21 | Non-Voting Meeting Note | N/A | N/A | N/A |
NESTLE S A | 04/15/2010 | Annual | 04/08/10 | | H57312649 | 1 | Non-Voting Meeting Note | N/A | N/A | TNA |
| | | | | | 2 | Non-Voting Meeting Note | N/A | N/A | TNA |
| | | | | | 3 | Accounts and Reports | Mgmt | For | TNA |
| | | | | | 4 | Compensation Report | Mgmt | For | TNA |
| | | | | | 5 | Ratification of Board and Management Acts | Mgmt | For | TNA |
| | | | | | 6 | Allocation of Profits/Dividends | Mgmt | For | TNA |
| | | | | | 7 | Elect Peter Brabeck-Letmathe | Mgmt | For | TNA |
| | | | | | 8 | Elect Steven Hoch | Mgmt | For | TNA |
| | | | | | 9 | Elect Andr' Kudelski | Mgmt | For | TNA |
| | | | | | 10 | Elect Jean-Ren' Fourtou | Mgmt | For | TNA |
| | | | | | 11 | Elect Titia de Lange | Mgmt | For | TNA |
| | | | | | 12 | Elect Jean-Pierre Roth | Mgmt | For | TNA |
| | | | | | 13 | Appointment of Auditor | Mgmt | For | TNA |
| | | | | | 14 | Reduction in Share Capital | Mgmt | For | TNA |
| | | | | | 15 | Amendments to Article 4 | Mgmt | For | TNA |
NETEASE.COM, INC. - ADR | 09/04/2009 | Annual | 07/24/09 | NTES | 64110W | 1 | Elect William Ding | Mgmt | For | For |
| | | | | | 2 | Elect Alice Cheng | Mgmt | For | For |
| | | | | | 3 | Elect Denny Lee | Mgmt | For | For |
| | | | | | 4 | Elect Joseph Tong | Mgmt | For | For |
| | | | | | 5 | Elect Lun Feng | Mgmt | For | For |
| | | | | | 6 | Elect Michael Leung | Mgmt | For | For |
| | | | | | 7 | Elect Michael Tong | Mgmt | For | For |
| | | | | | 8 | Appointment of Auditor | Mgmt | For | For |
Nike Inc | 09/21/2009 | Annual | 07/24/09 | NKE | 654106 | 1.1 | Elect Jill Conway | Mgmt | For | For |
| | | | | | 1.2 | Elect Alan Graf, Jr. | Mgmt | For | For |
| | | | | | 1.3 | Elect John Lechleiter | Mgmt | For | For |
| | | | | | 2 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For |
| | | | | | 3 | Ratification of Auditor | Mgmt | For | For |
Nikon Corporation | 06/29/2010 | Annual | 03/31/10 | | 654111103 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 3 | Elect Michio Kariya | Mgmt | For | For |
| | | | | | 4 | Elect Makoto Kimura | Mgmt | For | For |
| | | | | | 5 | Elect Ichiro Teratoh | Mgmt | For | For |
| | | | | | 6 | Elect Kyoichi Suwa | Mgmt | For | For |
| | | | | | 7 | Elect Kazuo Ushida | Mgmt | For | For |
| | | | | | 8 | Elect Yoshimichi Kawai | Mgmt | For | For |
| | | | | | 9 | Elect Masami Kumazawa | Mgmt | For | For |
| | | | | | 10 | Elect Toshiyuki Masai | Mgmt | For | For |
| | | | | | 11 | Elect Yasuyuki Okamoto | Mgmt | For | For |
| | | | | | 12 | Elect Norio Hashizume | Mgmt | For | For |
| | | | | | 13 | Elect Kenji Matsuo | Mgmt | For | For |
| | | | | | 14 | Elect Kohkei Higuchi | Mgmt | For | For |
| | | | | | 15 | Retirement Allowances for Directors | Mgmt | For | Against |
| | | | | | 16 | Stock Option Plan | Mgmt | For | For |
Noble Corp. | 04/30/2010 | Annual | 03/05/10 | NE | H5833N103 | 1.1 | Elect Michael Cawley | Mgmt | For | For |
| | | | | | 1.2 | Elect Gordon Hall | Mgmt | For | For |
| | | | | | 1.3 | Elect Jack Little | Mgmt | For | For |
| | | | | | 2 | Increase in Authorized Capital | Mgmt | For | For |
| | | | | | 3 | Amendment to Par Value; Capital Distribution | Mgmt | For | For |
| | | | | | 4 | Amendment to Par Value; Capital Distribution | Mgmt | For | For |
| | | | | | 5 | Appointment of Auditor | Mgmt | For | For |
| | | | | | 6 | Accounts and Reports | Mgmt | For | For |
| | | | | | 7 | Ratification of Board and Management Acts | Mgmt | For | For |
| | | | | | 1.1 | Elect Michael Cawley | Mgmt | For | For |
| | | | | | 1.2 | Elect Gordon Hall | Mgmt | For | For |
| | | | | | 1.3 | Elect Jack Little | Mgmt | For | For |
| | | | | | 2 | Increase in Authorized Capital | Mgmt | For | For |
| | | | | | 3 | Amendment to Par Value; Capital Distribution | Mgmt | For | For |
| | | | | | 4 | Amendment to Par Value; Capital Distribution | Mgmt | For | For |
| | | | | | 5 | Appointment of Auditor | Mgmt | For | For |
| | | | | | 6 | Accounts and Reports | Mgmt | For | For |
| | | | | | 7 | Ratification of Board and Management Acts | Mgmt | For | For |
| 10/29/2009 | Special | 09/04/09 | NE | H5833N | 1.1 | Elect Gordon Hall | Mgmt | For | For |
| | | | | | 1.2 | Elect Jon Marshall | Mgmt | For | For |
| | | | | | 2 | Amendment to the 1991 Stock Option and Restricted Stock Plan | Mgmt | For | For |
| | | | | | 1.1 | Elect Gordon Hall | Mgmt | For | For |
| | | | | | 1.2 | Elect Jon Marshall | Mgmt | For | For |
| | | | | | 2 | Amendment to the 1991 Stock Option and Restricted Stock Plan | Mgmt | For | For |
Noble Energy Inc | 04/27/2010 | Annual | 03/09/10 | NBL | 655044105 | 1 | Elect Jeffrey Berenson | Mgmt | For | For |
| | | | | | 2 | Elect Michael Cawley | Mgmt | For | For |
| | | | | | 3 | Elect Edward Cox | Mgmt | For | For |
| | | | | | 4 | Elect Charles Davidson | Mgmt | For | For |
| | | | | | 5 | Elect Thomas Edelman | Mgmt | For | For |
| | | | | | 6 | Elect Eric Grubman | Mgmt | For | For |
| | | | | | 7 | Elect Kirby Hedrick | Mgmt | For | For |
| | | | | | 8 | Elect Scott Urban | Mgmt | For | For |
| | | | | | 9 | Elect William Van Kleef | Mgmt | For | For |
| | | | | | 10 | Ratification of Auditor | Mgmt | For | For |
Nordstrom Inc | 05/18/2010 | Annual | 03/12/10 | JWN | 655664100 | 1 | Elect Phyllis Campbell | Mgmt | For | For |
| | | | | | 2 | Elect Enrique Hernandez, Jr. | Mgmt | For | For |
| | | | | | 3 | Elect Robert Miller | Mgmt | For | For |
| | | | | | 4 | Elect Blake Nordstrom | Mgmt | For | For |
| | | | | | 5 | Elect Erik Nordstrom | Mgmt | For | For |
| | | | | | 6 | Elect Peter Nordstrom | Mgmt | For | For |
| | | | | | 7 | Elect Philip Satre | Mgmt | For | For |
| | | | | | 8 | Elect Robert Walter | Mgmt | For | For |
| | | | | | 9 | Elect Alison Winter | Mgmt | For | For |
| | | | | | 10 | 2010 Equity Incentive Plan | Mgmt | For | For |
| | | | | | 11 | Ratification of Auditor | Mgmt | For | For |
OIL COMPANY LUKOIL (JSC)- ADR | 06/24/2010 | Annual | 05/07/10 | | 677862104 | 1 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 2 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 3 | Elect Vagit Alekperov | Mgmt | For | For |
| | | | | | 4 | Elect Igor Belikov | Mgmt | For | For |
| | | | | | 5 | Elect Victor Blazheev | Mgmt | For | For |
| | | | | | 6 | Elect Donald Wallette, Jr. | Mgmt | For | For |
| | | | | | 7 | Elect Valery Grayfer | Mgmt | For | For |
| | | | | | 8 | Elect Herman Gref | Mgmt | For | For |
| | | | | | 9 | Elect Tatiana Esaulkova | Mgmt | For | Abstain |
| | | | | | 10 | Elect Igor Ivanov | Mgmt | For | For |
| | | | | | 11 | Elect Ravil Maganov | Mgmt | For | For |
| | | | | | 12 | Elect Sergei Mikhailov | Mgmt | For | For |
| | | | | | 13 | Elect Mark Mobius | Mgmt | For | For |
| | | | | | 14 | Elect Aleksander Shokhin | Mgmt | For | For |
| | | | | | 15 | Elect Lyubov Ivanova | Mgmt | For | For |
| | | | | | 16 | Elect Pavel Kondratiev | Mgmt | For | For |
| | | | | | 17 | Elect Vladimir Nikitenko | Mgmt | For | For |
| | | | | | 18 | Directors' Fees | Mgmt | For | For |
| | | | | | 19 | Directors' Fees | Mgmt | For | For |
| | | | | | 20 | Audit Commission Members' Fees | Mgmt | For | For |
| | | | | | 21 | Audit Commission Members' Fees | Mgmt | For | For |
| | | | | | 22 | Appointment of Auditor | Mgmt | For | For |
| | | | | | 23 | Amendments to Regulations Regarding the General Meeting of Shareholders | Mgmt | For | For |
| | | | | | 24 | Related Party Transactions | Mgmt | For | For |
| | | | | | 25 | Related Party Transactions | Mgmt | For | For |
Oracle Corp. | 10/07/2009 | Annual | 08/10/09 | ORCL | 68389X | 1.1 | Elect Jeffrey Berg | Mgmt | For | For |
| | | | | | 1.2 | Elect H. Raymond Bingham | Mgmt | For | For |
| | | | | | 1.3 | Elect Michael Boskin | Mgmt | For | For |
| | | | | | 1.4 | Elect Safra Catz | Mgmt | For | For |
| | | | | | 1.5 | Elect Bruce Chizen | Mgmt | For | For |
| | | | | | 1.6 | Elect George Conrades | Mgmt | For | For |
| | | | | | 1.7 | Elect Lawrence Ellison | Mgmt | For | For |
| | | | | | 1.8 | Elect Hector Garcia-Molina | Mgmt | For | For |
| | | | | | 1.9 | Elect Jeffrey Henley | Mgmt | For | For |
| | | | | | 1.10 | Elect Donald Lucas | Mgmt | For | For |
| | | | | | 1.11 | Elect Charles Phillips, Jr. | Mgmt | For | For |
| | | | | | 1.12 | Elect Naomi Seligman | Mgmt | For | For |
| | | | | | 2 | 2010 Executive Bonus Plan | Mgmt | For | For |
| | | | | | 3 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 4 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against |
| | | | | | 5 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against |
| | | | | | 6 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against |
Pearson PLC | 04/30/2010 | Annual | | | G69651100 | 1 | Accounts and Reports | Mgmt | For | For |
| | | | | | 2 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 3 | Elect David Arculus | Mgmt | For | For |
| | | | | | 4 | Elect Patrick Cescau | Mgmt | For | For |
| | | | | | 5 | Elect Will Ethridge | Mgmt | For | For |
| | | | | | 6 | Elect Rona Fairhead | Mgmt | For | For |
| | | | | | 7 | Elect Robin Freestone | Mgmt | For | For |
| | | | | | 8 | Elect Susan Fuhrman | Mgmt | For | For |
| | | | | | 9 | Elect Kenneth Hydon | Mgmt | For | For |
| | | | | | 10 | Elect John Makinson | Mgmt | For | For |
| | | | | | 11 | Elect Glen Moreno | Mgmt | For | For |
| | | | | | 12 | Elect C.K. Prahalad | Mgmt | For | For |
| | | | | | 13 | Elect Marjorie Scardino | Mgmt | For | For |
| | | | | | 14 | Directors' Remuneration Report | Mgmt | For | For |
| | | | | | 15 | Appointment of Auditor | Mgmt | For | For |
| | | | | | 16 | Authority to Set Auditor's Fees | Mgmt | For | For |
| | | | | | 17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For |
| | | | | | 18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For |
| | | | | | 19 | Authority to Repurchase Shares | Mgmt | For | For |
| | | | | | 20 | Adoption of New Articles | Mgmt | For | For |
| | | | | | 21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For |
| | | | | | 22 | Share Incentive Plan Renewal | Mgmt | For | For |
Pepsico Inc | 05/05/2010 | Annual | 03/05/10 | PEP | 713448108 | 1 | Elect Shona Brown | Mgmt | For | For |
| | | | | | 2 | Elect Ian Cook | Mgmt | For | For |
| | | | | | 3 | Elect Dina Dublon | Mgmt | For | For |
| | | | | | 4 | Elect Victor Dzau | Mgmt | For | For |
| | | | | | 5 | Elect Ray Hunt | Mgmt | For | For |
| | | | | | 6 | Elect Alberto Ibarguen | Mgmt | For | For |
| | | | | | 7 | Elect Arthur Martinez | Mgmt | For | For |
| | | | | | 8 | Elect Indra Nooyi | Mgmt | For | For |
| | | | | | 9 | Elect Sharon Rockefeller | Mgmt | For | For |
| | | | | | 10 | Elect James Schiro | Mgmt | For | For |
| | | | | | 11 | Elect Lloyd Trotter | Mgmt | For | For |
| | | | | | 12 | Elect Daniel Vasella | Mgmt | For | Against |
| | | | | | 13 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 14 | Amendment to the 2007 Long-Term Incentive Plan | Mgmt | For | For |
| | | | | | 15 | Shareholder Proposal Regarding Reviewing Charitable Spending | ShrHoldr | Against | Against |
| | | | | | 16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against |
| | | | | | 17 | Shareholder Proposal Regarding Report on Public Policy Issues | ShrHoldr | Against | Against |
PERFECT WORLD CO., LIMITED. | 11/14/2009 | Annual | 10/27/09 | PWRD | 71372U | 1 | Amendment to the Share Incentive Plan (Increase Authorized Shares) | Mgmt | N/A | Against |
| | | | | | 2 | Amendment to the Share Incentive Plan (Transferability Provisions) | Mgmt | N/A | For |
| | | | | | 3 | Elect Han Zhang | Mgmt | N/A | For |
| | | | | | 4 | Elect Daniel Yang | Mgmt | N/A | For |
| | | | | | 5 | Ratification of Auditor | Mgmt | N/A | For |
| | | | | | 6 | Appointment of Auditor | Mgmt | N/A | For |
| | | | | | 7 | Amendments to Articles Regarding the Designated Stock Exchange | Mgmt | N/A | For |
| | | | | | 8 | Amendments to Articles Regarding Appointment of Auditors | Mgmt | N/A | For |
| | | | | | 9 | Accounts and Reports | Mgmt | N/A | For |
| | | | | | 10 | Ratification of Board Acts | Mgmt | N/A | Against |
Persimmon PLC | 04/22/2010 | Annual | | | G70202109 | 1 | Accounts and Reports | Mgmt | For | For |
| | | | | | 2 | Directors' Remuneration Report | Mgmt | For | For |
| | | | | | 3 | Elect Jeff Fairburn | Mgmt | For | For |
| | | | | | 4 | Elect Jonathan Davie | Mgmt | For | For |
| | | | | | 5 | Elect Mike Farley | Mgmt | For | For |
| | | | | | 6 | Elect Neil Davidson | Mgmt | For | For |
| | | | | | 7 | Elect David Thompson | Mgmt | For | For |
| | | | | | 8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For |
| | | | | | 9 | Adoption of New Articles | Mgmt | For | For |
| | | | | | 10 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For |
| | | | | | 11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For |
| | | | | | 12 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 13 | Authority to Repurchase Shares | Mgmt | For | For |
| | | | | | 14 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 15 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For |
PETROCHINA COMPANY LIMITED-ADR | 05/20/2010 | Annual | 04/12/10 | PTR | 71646E100 | 1 | Directors' Report | Mgmt | For | For |
| | | | | | 2 | Supervisors' Report | Mgmt | For | For |
| | | | | | 3 | Financial Statements | Mgmt | For | For |
| | | | | | 4 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 5 | Authority to Declare Interim Dividends | Mgmt | For | For |
| | | | | | 6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For |
| | | | | | 7 | Subscription Agreement | Mgmt | For | For |
| | | | | | 8 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For |
Pfizer Inc | 04/22/2010 | Annual | 02/23/10 | PFE | 717081103 | 1 | Elect Dennis Ausiello | Mgmt | For | For |
| | | | | | 2 | Elect Michael Brown | Mgmt | For | For |
| | | | | | 3 | Elect M. Anthony Burns | Mgmt | For | For |
| | | | | | 4 | Elect Robert Burt | Mgmt | For | For |
| | | | | | 5 | Elect W. Don Cornwell | Mgmt | For | For |
| | | | | | 6 | Elect Frances Fergusson | Mgmt | For | For |
| | | | | | 7 | Elect William Gray, III | Mgmt | For | For |
| | | | | | 8 | Elect Constance Horner | Mgmt | For | For |
| | | | | | 9 | Elect James Kilts | Mgmt | For | For |
| | | | | | 10 | Elect Jeffrey Kindler | Mgmt | For | For |
| | | | | | 11 | Elect George Lorch | Mgmt | For | For |
| | | | | | 12 | Elect John Mascotte | Mgmt | For | For |
| | | | | | 13 | Elect Suzanne Nora Johnson | Mgmt | For | For |
| | | | | | 14 | Elect Stephen Sanger | Mgmt | For | For |
| | | | | | 15 | Elect William Steere, Jr. | Mgmt | For | For |
| | | | | | 16 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 17 | Advisory Vote on Executive Compensation | Mgmt | For | For |
| | | | | | 18 | Amendment to Bylaws Regarding the Right to Call a Special Meeting | Mgmt | For | For |
| | | | | | 19 | Shareholder Proposal Regarding Stock Option Policy | ShrHoldr | Against | Against |
Philip Morris International Inc | 05/12/2010 | Annual | 03/16/10 | PM | 718172109 | 1 | Elect Harold Brown | Mgmt | For | For |
| | | | | | 2 | Elect Mathis Cabiallavetta | Mgmt | For | For |
| | | | | | 3 | Elect Louis Camilleri | Mgmt | For | For |
| | | | | | 4 | Elect J. Dudley Fishburn | Mgmt | For | For |
| | | | | | 5 | Elect Jennifer Li | Mgmt | For | For |
| | | | | | 6 | Elect Graham Mackay | Mgmt | For | For |
| | | | | | 7 | Elect Sergio Marchionne | Mgmt | For | For |
| | | | | | 8 | Elect Lucio Noto | Mgmt | For | For |
| | | | | | 9 | Elect Carlos Slim Hel' | Mgmt | For | For |
| | | | | | 10 | Elect Stephen Wolf | Mgmt | For | For |
| | | | | | 11 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 12 | Shareholder Proposal Regarding Food Insecurity and Tobacco Use | ShrHoldr | Against | Against |
| | | | | | 13 | Shareholder Proposal Regarding Human Rights Protocols | ShrHoldr | Against | Against |
Ping An Insurance (Group) Company | 06/29/2010 | Annual | 05/27/10 | | Y69790106 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 3 | Directors' Report | Mgmt | For | For |
| | | | | | 4 | Supervisors' Report | Mgmt | For | For |
| | | | | | 5 | Annual Report | Mgmt | For | For |
| | | | | | 6 | Accounts and Reports | Mgmt | For | For |
| | | | | | 7 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For |
| | | | | | 9 | Elect David Fried | Mgmt | For | For |
| | | | | | 10 | Amendments to Articles | Mgmt | For | For |
| | | | | | 11 | Authority to Issue H Shares w/o Preemptive Rights | Mgmt | For | For |
| | | | | | 12 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 13 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 14 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 15 | Amendments to Articles | Mgmt | For | For |
Potash Sask Inc | 05/06/2010 | Annual | 03/11/10 | | 73755L107 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 3 | Elect Christopher Burley | Mgmt | For | For |
| | | | | | 4 | Elect William Doyle | Mgmt | For | For |
| | | | | | 5 | Elect John Estey | Mgmt | For | For |
| | | | | | 6 | Elect Charles Hoffman | Mgmt | For | For |
| | | | | | 7 | Elect Dallas Howe | Mgmt | For | For |
| | | | | | 8 | Elect Alice Laberge | Mgmt | For | For |
| | | | | | 9 | Elect Keith Martell | Mgmt | For | For |
| | | | | | 10 | Elect Jeffrey McCaig | Mgmt | For | For |
| | | | | | 11 | Elect Mary Mogford | Mgmt | For | For |
| | | | | | 12 | Elect Paul Schoenhals | Mgmt | For | For |
| | | | | | 13 | Elect E. Robert Stromberg | Mgmt | For | For |
| | | | | | 14 | Elect Elena Viyella de Paliza | Mgmt | For | For |
| | | | | | 15 | Appointment of Auditor | Mgmt | For | For |
| | | | | | 16 | 2010 Performance Option Plan | Mgmt | For | For |
| | | | | | 17 | Advisory Vote on Executive Compensation | Mgmt | For | For |
| | | | | | 18 | Non-Voting Agenda Item | N/A | N/A | N/A |
Precision Industries Castparts Corp. | 08/11/2009 | Annual | 06/15/09 | PCP | 740189 | 1.1 | Elect Mark Donegan | Mgmt | For | For |
| | | | | | 1.2 | Elect Vernon Oechsle | Mgmt | For | For |
| | | | | | 1.3 | Elect Rick Schmidt | Mgmt | For | For |
| | | | | | 2 | Ratification of Auditor | Mgmt | For | For |
Procter & Gamble Company | 10/13/2009 | Annual | 08/14/09 | PG | 742718 | 1 | Elect Kenneth Chenault | Mgmt | For | For |
| | | | | | 2 | Elect Scott Cook | Mgmt | For | For |
| | | | | | 3 | Elect Rajat Gupta | Mgmt | For | For |
| | | | | | 4 | Elect Alan Lafley | Mgmt | For | For |
| | | | | | 5 | Elect Charles Lee | Mgmt | For | For |
| | | | | | 6 | Elect Lynn Martin | Mgmt | For | For |
| | | | | | 7 | Elect Robert McDonald | Mgmt | For | For |
| | | | | | 8 | Elect W. James McNerney, Jr. | Mgmt | For | For |
| | | | | | 9 | Elect Johnathan Rodgers | Mgmt | For | For |
| | | | | | 10 | Elect Ralph Snyderman | Mgmt | For | For |
| | | | | | 11 | Elect Mary Agnes Wilderotter | Mgmt | For | For |
| | | | | | 12 | Elect Patricia Woertz | Mgmt | For | For |
| | | | | | 13 | Elect Ernesto Zedillo | Mgmt | For | For |
| | | | | | 14 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 15 | Amendments to Code of Regulations | Mgmt | For | For |
| | | | | | 16 | 2009 Stock and Incentive Compensation Plan | Mgmt | For | For |
| | | | | | 17 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against |
| | | | | | 18 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against |
PRUDENTIAL PLC | 06/07/2010 | Annual | | | G72899100 | 1 | Accounts and Reports | Mgmt | For | For |
| | | | | | 2 | Directors' Remuneration Report | Mgmt | For | For |
| | | | | | 3 | Elect Michael Garrett | Mgmt | For | For |
| | | | | | 4 | Elect Bridget Macaskill | Mgmt | For | For |
| | | | | | 5 | Elect Clark Manning | Mgmt | For | For |
| | | | | | 6 | Elect Barry Stowe | Mgmt | For | For |
| | | | | | 7 | Elect Nic Nicandrou | Mgmt | For | For |
| | | | | | 8 | Elect Rob Devey | Mgmt | For | For |
| | | | | | 9 | Appointment of Auditor | Mgmt | For | For |
| | | | | | 10 | Authority to Set Auditor's Fees | Mgmt | For | For |
| | | | | | 11 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 12 | Authorisation of Political Donations | Mgmt | For | For |
| | | | | | 13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against |
| | | | | | 14 | Additional Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against |
| | | | | | 15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For |
| | | | | | 16 | Authority to Repurchase Shares | Mgmt | For | For |
| | | | | | 17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For |
| | | | | | 18 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 19 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Scheme of Arrangement | Mgmt | For | Against |
| | | | | | 1 | Scheme of Arrangement | Mgmt | For | Against |
| | | | | | 2 | Approval of Matters Giving Effect to the Scheme of Arrangement | Mgmt | For | Against |
| | | | | | 3 | Authority to Allot Shares According to the Rights Issue | Mgmt | For | Against |
| | | | | | 4 | Approval of Executive Share Plans | Mgmt | For | Against |
| | | | | | 5 | Approval of Employee Share Plans | Mgmt | For | Against |
Qualcomm Inc | 03/02/2010 | Annual | 01/04/10 | QCOM | 747525103 | 1.1 | Elect Barbara Alexander | Mgmt | For | For |
| | | | | | 1.2 | Elect Stephen Bennett | Mgmt | For | For |
| | | | | | 1.3 | Elect Donald Cruickshank | Mgmt | For | For |
| | | | | | 1.4 | Elect Raymond Dittamore | Mgmt | For | For |
| | | | | | 1.5 | Elect Thomas Horton | Mgmt | For | For |
| | | | | | 1.6 | Elect Irwin Jacobs | Mgmt | For | For |
| | | | | | 1.7 | Elect Paul Jacobs | Mgmt | For | For |
| | | | | | 1.8 | Elect Robert Kahn | Mgmt | For | For |
| | | | | | 1.9 | Elect Sherry Lansing | Mgmt | For | For |
| | | | | | 1.10 | Elect Duane Nelles | Mgmt | For | For |
| | | | | | 1.11 | Elect Brent Scowcroft | Mgmt | For | For |
| | | | | | 1.12 | Elect Marc Stern | Mgmt | For | For |
| | | | | | 2 | Amendment to the 2006 Long-Term Incentive Plan | Mgmt | For | For |
| | | | | | 3 | Ratification of Auditor | Mgmt | For | For |
Range Resources Corp. Commerce | 05/19/2010 | Annual | 03/26/10 | RRC | 75281A109 | 1 | Elect Charles Blackburn | Mgmt | For | For |
| | | | | | 2 | Elect Anthony Dub | Mgmt | For | For |
| | | | | | 3 | Elect V. Richard Eales | Mgmt | For | For |
| | | | | | 4 | Elect Allen Finkelson | Mgmt | For | For |
| | | | | | 5 | Elect James Funk | Mgmt | For | For |
| | | | | | 6 | Elect Jonathan Linker | Mgmt | For | For |
| | | | | | 7 | Elect Kevin McCarthy | Mgmt | For | For |
| | | | | | 8 | Elect John Pinkerton | Mgmt | For | For |
| | | | | | 9 | Elect Jeffrey Ventura | Mgmt | For | For |
| | | | | | 10 | Amendment to the 2005 Equity-Based Compensation Plan | Mgmt | For | For |
| | | | | | 11 | Ratification of Auditor | Mgmt | For | For |
Red Electrica De Espana | 05/20/2010 | Annual | | | E42807102 | 1 | Accounts and Reports | Mgmt | For | For |
| | | | | | 2 | Consolidated Accounts and Reports | Mgmt | For | For |
| | | | | | 3 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 4 | Ratification of Board Acts | Mgmt | For | For |
| | | | | | 5 | Elect Francisco Javier Salas Collantes | Mgmt | For | For |
| | | | | | 6 | Elect Miguel Boyer Salvador | Mgmt | For | For |
| | | | | | 7 | Elect Rui Manuel Janes Cartaxo | Mgmt | For | For |
| | | | | | 8 | Amend Article 9 | Mgmt | For | For |
| | | | | | 9 | Authority to Issue Shares w/ or w/out Preemptive Rights | Mgmt | For | For |
| | | | | | 10 | Authority to Issue Convertible and Non-Convertible Securities w/ or w/out Preemptive Rights | Mgmt | For | For |
| | | | | | 11 | Authority to Repurchase Shares | Mgmt | For | For |
| | | | | | 12 | Share Purchase Plan | Mgmt | For | For |
| | | | | | 13 | Revocation of Authority to Repurchase Shares | Mgmt | For | For |
| | | | | | 14 | Remuneration Report | Mgmt | For | For |
| | | | | | 15 | Ratification of Directors' Remuneration | Mgmt | For | For |
| | | | | | 16 | Authority to Carry Out Formalities | Mgmt | For | For |
| | | | | | 17 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 18 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 19 | Non-Voting Agenda Item | N/A | N/A | N/A |
Reed Elsevier PLC | 04/21/2010 | Annual | | | G74570121 | 1 | Accounts and Reports | Mgmt | For | For |
| | | | | | 2 | Directors' Remuneration Report | Mgmt | For | Against |
| | | | | | 3 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 4 | Appointment of Auditor | Mgmt | For | For |
| | | | | | 5 | Authority to Set Auditor's Fees | Mgmt | For | For |
| | | | | | 6 | Elect Anthony Habgood | Mgmt | For | For |
| | | | | | 7 | Elect Ben van der Veer | Mgmt | For | For |
| | | | | | 8 | Elect Erik Engstrom | Mgmt | For | For |
| | | | | | 9 | Elect Mark Armour | Mgmt | For | For |
| | | | | | 10 | Elect Robert Polet | Mgmt | For | For |
| | | | | | 11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For |
| | | | | | 12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For |
| | | | | | 13 | Authority to Repurchase Shares | Mgmt | For | For |
| | | | | | 14 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For |
| | | | | | 15 | Adoption of New Articles | Mgmt | For | For |
| | | | | | 16 | Reed Elsevier Growth Plan | Mgmt | For | Against |
| | | | | | 17 | Reed Elsevier Bonus Investment Plan 2010 | Mgmt | For | For |
REXAM PLC | 05/06/2010 | Annual | | | G1274K113 | 1 | Accounts and Reports | Mgmt | For | For |
| | | | | | 2 | Directors' Remuneration Report | Mgmt | For | For |
| | | | | | 3 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 4 | Elect Peter Ellwood | Mgmt | For | For |
| | | | | | 5 | Elect Graham Chipchase | Mgmt | For | For |
| | | | | | 6 | Elect David Robbie | Mgmt | For | For |
| | | | | | 7 | Elect Carl Symon | Mgmt | For | For |
| | | | | | 8 | Elect Noreen Doyle | Mgmt | For | For |
| | | | | | 9 | Elect John Langston | Mgmt | For | For |
| | | | | | 10 | Elect Wolfgang Meusburger | Mgmt | For | For |
| | | | | | 11 | Elect Jean-Pierre Rodier | Mgmt | For | For |
| | | | | | 12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For |
| | | | | | 13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For |
| | | | | | 14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For |
| | | | | | 15 | Authority to Repurchase Shares | Mgmt | For | For |
| | | | | | 16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For |
| | | | | | 17 | Adoption of New Articles | Mgmt | For | For |
Rio Tinto PLC | 04/15/2010 | Annual | | | G75754104 | 1 | Accounts and Reports | Mgmt | For | For |
| | | | | | 2 | Directors' Remuneration Report | Mgmt | For | For |
| | | | | | 3 | Elect Robert Brown | Mgmt | For | For |
| | | | | | 4 | Elect Ann Godbehere | Mgmt | For | For |
| | | | | | 5 | Elect Samuel Walsh | Mgmt | For | For |
| | | | | | 6 | Re-elect Guy Elliott | Mgmt | For | For |
| | | | | | 7 | Re-elect Michael Fitzpatrick | Mgmt | For | For |
| | | | | | 8 | Re-elect Lord Kerr of Kinlochard | Mgmt | For | For |
| | | | | | 9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For |
| | | | | | 10 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For |
| | | | | | 11 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For |
| | | | | | 13 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 14 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 15 | Authority to Repurchase Rio Tinto plc Shares | Mgmt | For | For |
| | | | | | 16 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 17 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For |
RIO TINTO PLC- ADR | 04/15/2010 | Annual | 03/08/10 | RTP | 767204100 | 1 | Accounts and Reports | Mgmt | For | For |
| | | | | | 2 | Directors' Remuneration Report | Mgmt | For | For |
| | | | | | 3 | Elect Robert Brown | Mgmt | For | For |
| | | | | | 4 | Elect Ann Godbehere | Mgmt | For | For |
| | | | | | 5 | Elect Samuel Walsh | Mgmt | For | For |
| | | | | | 6 | Re-elect Guy Elliott | Mgmt | For | For |
| | | | | | 7 | Re-elect Michael Fitzpatrick | Mgmt | For | For |
| | | | | | 8 | Re-elect Lord Kerr of Kinlochard | Mgmt | For | For |
| | | | | | 9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For |
| | | | | | 10 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For |
| | | | | | 11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For |
| | | | | | 12 | Authority to Repurchase Rio Tinto plc Shares | Mgmt | For | For |
| | | | | | 13 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For |
Roche Holdings Limited | 03/02/2010 | Annual | | | H69293217 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 3 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 4 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 5 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 6 | Non-Voting Agenda Item | N/A | N/A | N/A |
SABMILLER PLC | 07/31/2009 | Annual | | | G77395104 | 1 | Accounts and Reports | Mgmt | For | For |
| | | | | | 2 | Directors' Remuneration Report | Mgmt | For | For |
| | | | | | 3 | Elect Dambisa F. Moyo | Mgmt | For | For |
| | | | | | 4 | Elect Meyer Kahn | Mgmt | For | For |
| | | | | | 5 | Elect Lord Robert Fellowes | Mgmt | For | For |
| | | | | | 6 | Elect Geoffrey Bible | Mgmt | For | For |
| | | | | | 7 | Elect Elizabeth Doherty | Mgmt | For | For |
| | | | | | 8 | Elect Miles Morland | Mgmt | For | For |
| | | | | | 9 | Elect Carlos P'rez D'vila | Mgmt | For | For |
| | | | | | 10 | Elect Cyril Ramaphosa | Mgmt | For | For |
| | | | | | 11 | Elect Alejandro Santo Domingo D'vila | Mgmt | For | For |
| | | | | | 12 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 13 | Appointment of Auditor | Mgmt | For | For |
| | | | | | 14 | Authority to Set Auditor's Fees | Mgmt | For | For |
| | | | | | 15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For |
| | | | | | 16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For |
| | | | | | 17 | Authority to Repurchase Shares | Mgmt | For | For |
| | | | | | 18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For |
| | | | | | 19 | Adoption of New Articles | Mgmt | For | For |
Safran SA | 05/27/2010 | Mix | 05/20/10 | | F4035A557 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 3 | Accounts and Reports; Ratification of Management and Supervisory Board Acts; Approval of Non-Tax-Deductible Expenses | Mgmt | For | For |
| | | | | | 4 | Consolidated Accounts and Reports | Mgmt | For | For |
| | | | | | 5 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 6 | Related Party Transactions | Mgmt | For | For |
| | | | | | 7 | Appointment of Auditor (Mazars) | Mgmt | For | For |
| | | | | | 8 | Appointment of Auditor (Ernst & Young et Autres) | Mgmt | For | For |
| | | | | | 9 | Appointment of Alternate Auditor (Gilles Rainaut) | Mgmt | For | For |
| | | | | | 10 | Appointment of Alternate Auditor (Auditex) | Mgmt | For | For |
| | | | | | 11 | Authority to Repurchase Shares | Mgmt | For | For |
| | | | | | 12 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For |
| | | | | | 13 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For |
| | | | | | 14 | Authority to Carry Out Formalities | Mgmt | For | For |
| | | | | | 15 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 16 | Non-Voting Meeting Note | N/A | N/A | N/A |
Saint Jude Medical Income | 05/07/2010 | Annual | 03/10/10 | STJ | 790849103 | 1 | Elect Stuart Essig | Mgmt | For | For |
| | | | | | 2 | Elect Barbara Hill | Mgmt | For | For |
| | | | | | 3 | Elect Michael Rocca | Mgmt | For | For |
| | | | | | 4 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 5 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against |
Samsung Electronics Company Limited | 07/24/2009 | Annual | 07/13/09 | | Y74718100 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
Schering-Plough Corp. | 08/07/2009 | Special | 06/22/09 | SGP | 806605 | 1 | Approval of the Merger Agreement | Mgmt | For | For |
| | | | | | 2 | Right to Adjourn Meeting | Mgmt | For | For |
Schneider Electric SA,Rueil Malmaison | 04/22/2010 | Mix | 04/16/10 | | F86921107 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 3 | Accounts and Reports | Mgmt | For | For |
| | | | | | 4 | Consolidated Accounts and Reports | Mgmt | For | For |
| | | | | | 5 | Allocation of Profits/Dividends; Form of Dividend Payment | Mgmt | For | For |
| | | | | | 6 | Related Party Transactions | Mgmt | For | For |
| | | | | | 7 | Retirement Benefits (Emmanuel Babeau) | Mgmt | For | For |
| | | | | | 8 | Elect Henri Lachmann | Mgmt | For | For |
| | | | | | 9 | Elect Serge Weinberg | Mgmt | For | For |
| | | | | | 10 | Elect G'rard La Martini're | Mgmt | For | For |
| | | | | | 11 | Elect No'l Forgeard | Mgmt | For | For |
| | | | | | 12 | Elect Catherine Kopp | Mgmt | For | For |
| | | | | | 13 | Elect James Ross | Mgmt | For | For |
| | | | | | 14 | Appointment of Auditor (Ernst & Young et Autres) | Mgmt | For | For |
| | | | | | 15 | Appointment of Alternate Auditor (Auditex) | Mgmt | For | For |
| | | | | | 16 | Appointment of Auditor (Mazars) | Mgmt | For | For |
| | | | | | 17 | Appointment of Alternate Auditor (Thierry Blanchetier) | Mgmt | For | For |
| | | | | | 18 | Authority to Repurchase Shares | Mgmt | For | For |
| | | | | | 19 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights Through Private Placement | Mgmt | For | For |
| | | | | | 20 | Authority to Issue Shares and/or Convertible Securities Under Employee Savings Plan | Mgmt | For | For |
| | | | | | 21 | Authority to Issue Shares and/or Convertible Securities Under Foreign Employee Savings Plan | Mgmt | For | For |
| | | | | | 22 | Authority to Carry Out formalities | Mgmt | For | For |
| | | | | | 23 | Non-Voting Meeting Note | N/A | N/A | N/A |
Sekisui House Limited | 04/28/2010 | Annual | 01/31/10 | | J70746136 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Authority to Reduce Capital Reserve | Mgmt | For | For |
| | | | | | 3 | Elect Isami Wada | Mgmt | For | For |
| | | | | | 4 | Elect Toshinori Abe | Mgmt | For | For |
| | | | | | 5 | Elect Katsuhiko Machida | Mgmt | For | For |
| | | | | | 6 | Elect Sumio Wada | Mgmt | For | For |
| | | | | | 7 | Elect Shiroh Inagaki | Mgmt | For | For |
| | | | | | 8 | Elect Fumiaki Hirabayashi | Mgmt | For | For |
| | | | | | 9 | Elect Takashi Uchida | Mgmt | For | For |
| | | | | | 10 | Elect Junichi Terada | Mgmt | For | For |
| | | | | | 11 | Elect Tetsuo Iku | Mgmt | For | For |
| | | | | | 12 | Elect Daiji Kuroki | Mgmt | For | For |
| | | | | | 13 | Elect Kengo Yoshida | Mgmt | For | For |
| | | | | | 14 | Elect Yoshiroh Kubota | Mgmt | For | For |
SGS Surveillance | 03/22/2010 | Annual | 03/17/10 | | H7484G106 | 1 | Non-Voting Meeting Note | N/A | N/A | TNA |
| | | | | | 2 | Non-Voting Meeting Note | N/A | N/A | TNA |
| | | | | | 3 | Accounts and Reports | Mgmt | For | TNA |
| | | | | | 4 | Remuneration Report | Mgmt | For | TNA |
| | | | | | 5 | Ratification of Board and Management Acts | Mgmt | For | TNA |
| | | | | | 6 | Allocation of Profits/Dividends | Mgmt | For | TNA |
| | | | | | 7 | Elect Sergio Marchionne | Mgmt | For | TNA |
| | | | | | 8 | Elect Tiberto Brandolini d'Adda | Mgmt | For | TNA |
| | | | | | 9 | Elect August von Finck | Mgmt | For | TNA |
| | | | | | 10 | Elect August Francois von Finck | Mgmt | For | TNA |
| | | | | | 11 | Elect Peter Kalantzis | Mgmt | For | TNA |
| | | | | | 12 | Elect Thomas Limberger | Mgmt | For | TNA |
| | | | | | 13 | Elect Shelby du Pasquier | Mgmt | For | TNA |
| | | | | | 14 | Elect Carlo Sant'albano | Mgmt | For | TNA |
| | | | | | 15 | Appointment of Auditor | Mgmt | For | TNA |
| | | | | | 16 | Transaction of Other Business | Mgmt | For | TNA |
Shangri-La Asia Limited | 05/26/2010 | Annual | 05/20/10 | | G8063F106 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Routine Meeting Item | Mgmt | Abstain | Abstain |
| | | | | | 3 | Accounts and Reports | Mgmt | For | For |
| | | | | | 4 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 5 | Elect KUOK Khoon Ean | Mgmt | For | Against |
| | | | | | 6 | Elect Roberto V. Ongpin | Mgmt | For | For |
| | | | | | 7 | Elect Timothy D. Dattels | Mgmt | For | For |
| | | | | | 8 | Directors' Fees | Mgmt | For | For |
| | | | | | 9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For |
| | | | | | 10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For |
| | | | | | 11 | Authority to Repurchase Shares | Mgmt | For | For |
| | | | | | 12 | Authority to Issue Repurchased Shares | Mgmt | For | For |
| | | | | | 13 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 14 | Non-Voting Meeting Note | N/A | N/A | N/A |
Siemens AG | 01/26/2010 | Annual | | | D69671218 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 3 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 4 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 5 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 6 | Ratify Peter L'scher | Mgmt | For | For |
| | | | | | 7 | Ratify Wolfgang Dehen | Mgmt | For | For |
| | | | | | 8 | Ratify Heinrich Hiesinger | Mgmt | For | For |
| | | | | | 9 | Ratify Joe Kaeser | Mgmt | For | For |
| | | | | | 10 | Ratify Barbara Kux | Mgmt | For | For |
| | | | | | 11 | Ratify Jim Reid-Anderson | Mgmt | For | For |
| | | | | | 12 | Ratify Hermann Requardt | Mgmt | For | For |
| | | | | | 13 | Ratify Siegfried Russwurm | Mgmt | For | For |
| | | | | | 14 | Ratify Peter Solmssen | Mgmt | For | For |
| | | | | | 15 | Ratify Gerhard Cromme | Mgmt | For | For |
| | | | | | 16 | Ratify Berthold Huber | Mgmt | For | For |
| | | | | | 17 | Ratify Ralf Heckmann | Mgmt | For | For |
| | | | | | 18 | Ratify Josef Ackermann | Mgmt | For | For |
| | | | | | 19 | Ratify Lothar Adler | Mgmt | For | For |
| | | | | | 20 | Ratify Jean-Louis Beffa | Mgmt | For | For |
| | | | | | 21 | Ratify Gerd von Brandenstein | Mgmt | For | For |
| | | | | | 22 | Ratify Michael Diekmann | Mgmt | For | For |
| | | | | | 23 | Ratify Hans Michael Gaul | Mgmt | For | For |
| | | | | | 24 | Ratify Peter Gruss | Mgmt | For | For |
| | | | | | 25 | Ratify Bettina Haller | Mgmt | For | For |
| | | | | | 26 | Ratify Hans-J'rgen Hartung | Mgmt | For | For |
| | | | | | 27 | Ratify Heinz Hawreliuk | Mgmt | For | For |
| | | | | | 28 | Ratify Harald Kern | Mgmt | For | For |
| | | | | | 29 | Ratify Nicola Leibinger-Kamm'ller | Mgmt | For | For |
| | | | | | 30 | Ratify Werner M'nius | Mgmt | For | For |
| | | | | | 31 | Ratify H'kan Samuelsson | Mgmt | For | For |
| | | | | | 32 | Ratify Dieter Scheitor | Mgmt | For | For |
| | | | | | 33 | Ratify Rainer Sieg | Mgmt | For | For |
| | | | | | 34 | Ratify Birgit Steinborn | Mgmt | For | For |
| | | | | | 35 | Ratify Iain Vallance of Tummel | Mgmt | For | For |
| | | | | | 36 | Ratify Sibylle Wankel | Mgmt | For | For |
| | | | | | 37 | Approval of Compensation Policy | Mgmt | For | For |
| | | | | | 38 | Appointment of Auditor | Mgmt | For | For |
| | | | | | 39 | Authority to Repurchase Shares | Mgmt | For | For |
| | | | | | 40 | Authority to Repurchase Shares using Equity Derivatives | Mgmt | For | For |
| | | | | | 41 | Authority to Issue Convertible Bonds | Mgmt | For | For |
| | | | | | 42 | Amendments to Articles | Mgmt | For | For |
| | | | | | 43 | Agreement with Karl-Hermann Baumann | Mgmt | For | For |
| | | | | | 44 | Agreement with Johannes Feldmayer | Mgmt | For | For |
| | | | | | 45 | Agreement with Klaus Kleinfeld | Mgmt | For | For |
| | | | | | 46 | Agreement with Edward Krubasik | Mgmt | For | For |
| | | | | | 47 | Agreement with Rudi Lamprecht | Mgmt | For | For |
| | | | | | 48 | Agreement with Heinrich von Pierer | Mgmt | For | For |
| | | | | | 49 | Agreement with J'rgen Radomski | Mgmt | For | For |
| | | | | | 50 | Agreement with Uriel Sharef | Mgmt | For | For |
| | | | | | 51 | Agreement with Klaus Wucherer | Mgmt | For | For |
| | | | | | 52 | Approval of D&O Insurance Settlement Agreement | Mgmt | For | For |
| | | | | | 53 | Shareholder Proposal Regarding Supervisory Board Compensation | ShrHoldr | Against | Against |
| | | | | | 54 | Shareholder Proposal Regarding Amending the Corporate Purpose | ShrHoldr | Against | Against |
Snam Rete Gas | 04/27/2010 | Mix | | | T8578L107 | 1 | Non-Voting Meeting Note | N/A | N/A | TNA |
| | | | | | 2 | Non-Voting Meeting Note | N/A | N/A | TNA |
| | | | | | 3 | Accounts and Reports | Mgmt | For | TNA |
| | | | | | 4 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | TNA |
| | | | | | 5 | Board Size | Mgmt | For | TNA |
| | | | | | 6 | Board Term | Mgmt | For | TNA |
| | | | | | 7 | Non-Voting Agenda Item | N/A | N/A | TNA |
| | | | | | 8 | List 1 | Mgmt | For | TNA |
| | | | | | 9 | List 2 | Mgmt | For | TNA |
| | | | | | 10 | Election of Chairman of the Board of Directors | Mgmt | For | TNA |
| | | | | | 11 | Directors' Fees | Mgmt | For | TNA |
| | | | | | 12 | Election of Statutory Auditors | Mgmt | For | TNA |
| | | | | | 13 | Election of Chairman of the Board of the Statutory Auditors | Mgmt | For | TNA |
| | | | | | 14 | Statutory Auditors' Fees | Mgmt | For | TNA |
| | | | | | 15 | Appointment of Auditor | Mgmt | For | TNA |
| | | | | | 16 | Amendments to Articles | Mgmt | For | TNA |
Softbank Corporation | 06/25/2010 | Annual | 03/31/10 | | J75963108 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | J75963108 | 2 | Allocation of Profits/Dividends | Mgmt | For | For |
Standard Chartered PLC | 05/07/2010 | Annual | | | G84228157 | 1 | Accounts and Reports | Mgmt | For | For |
| | | | | | 2 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 3 | Directors' Remuneration Report | Mgmt | For | For |
| | | | | | 4 | Elect Jamie Dundas | Mgmt | For | For |
| | | | | | 5 | Elect Valerie Gooding | Mgmt | For | For |
| | | | | | 6 | Elect Rudy Markham | Mgmt | For | For |
| | | | | | 7 | Elect John Peace | Mgmt | For | For |
| | | | | | 8 | Elect Peter Sands | Mgmt | For | For |
| | | | | | 9 | Elect Paul Skinner | Mgmt | For | For |
| | | | | | 10 | Elect Oliver Stocken | Mgmt | For | For |
| | | | | | 11 | Elect Jaspal Bindra | Mgmt | For | For |
| | | | | | 12 | Elect Richard Delbridge | Mgmt | For | For |
| | | | | | 13 | Elect HAN Seung-Soo | Mgmt | For | For |
| | | | | | 14 | Elect Simon Lowth | Mgmt | For | For |
| | | | | | 15 | Elect Michael Rees | Mgmt | For | For |
| | | | | | 16 | Appointment of Auditor | Mgmt | For | For |
| | | | | | 17 | Authority to Set Auditor's Fees | Mgmt | For | For |
| | | | | | 18 | Authorisation of Political Donations | Mgmt | For | For |
| | | | | | 19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For |
| | | | | | 20 | Authority to Issue Repurchased Shares w/ Preemptive Rights | Mgmt | For | For |
| | | | | | 21 | Authority to Issue Shares w/ Preemptive Rights Pursuant to Indian Listing | Mgmt | For | For |
| | | | | | 22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For |
| | | | | | 23 | Authority to Issue Shares w/o Preemptive Rights Pursuant to Indian Listing | Mgmt | For | For |
| | | | | | 24 | Authority to Repurchase Ordinary Shares | Mgmt | For | For |
| | | | | | 25 | Authority to Repurchase Preference Shares | Mgmt | For | For |
| | | | | | 26 | Adoption of New Articles | Mgmt | For | For |
| | | | | | 27 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For |
| | | | | | 28 | Amendments to Restricted Share Scheme | Mgmt | For | For |
| | | | | | 29 | Waiver From Strict Compliance With Reporting and Annual Review Requirements | Mgmt | For | For |
| | | | | | 30 | Waiver From Compliance with Written Agreement Requirements | Mgmt | For | For |
| | | | | | 31 | Waiver From Strict Compliance with Ongoing Banking Transactions Requirements | Mgmt | For | For |
Staples Inc | 06/07/2010 | Annual | 04/12/10 | SPLS | 855030102 | 1 | Elect Basil Anderson | Mgmt | For | For |
| | | | | | 2 | Elect Arthur Blank | Mgmt | For | For |
| | | | | | 3 | Elect Mary Burton | Mgmt | For | For |
| | | | | | 4 | Elect Justin King | Mgmt | For | For |
| | | | | | 5 | Elect Carol Meyrowitz | Mgmt | For | For |
| | | | | | 6 | Elect Rowland Moriarty | Mgmt | For | For |
| | | | | | 7 | Elect Robert Nakasone | Mgmt | For | For |
| | | | | | 8 | Elect Ronald Sargent | Mgmt | For | For |
| | | | | | 9 | Elect Elizabeth Smith | Mgmt | For | For |
| | | | | | 10 | Elect Robert Sulentic | Mgmt | For | For |
| | | | | | 11 | Elect Vijay Vishwanath | Mgmt | For | For |
| | | | | | 12 | Elect Paul Walsh | Mgmt | For | For |
| | | | | | 13 | Long Term Cash Incentive Plan | Mgmt | For | For |
| | | | | | 14 | Amendment to the 2004 Stock Incentive Plan | Mgmt | For | For |
| | | | | | 15 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against |
| | | | | | 17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against |
Sumitomo Metal Industries Limited | 06/18/2010 | Annual | 03/31/10 | | J77669133 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Elect Hiroshi Shimozuma | Mgmt | For | For |
| | | | | | 3 | Elect Hiroshi Tomono | Mgmt | For | For |
| | | | | | 4 | Elect Fumio Honbe | Mgmt | For | For |
| | | | | | 5 | Elect Yasuyuki Tozaki | Mgmt | For | For |
| | | | | | 6 | Elect Yasuo Imai | Mgmt | For | For |
| | | | | | 7 | Elect Shuichiroh Kozuka | Mgmt | For | For |
| | | | | | 8 | Elect Mitsunori Okada | Mgmt | For | For |
| | | | | | 9 | Elect Michiharu Takii | Mgmt | For | For |
| | | | | | 10 | Elect Shinichi Miki | Mgmt | For | For |
| | | | | | 11 | Elect Yoshitaka Hotta | Mgmt | For | For |
| | | | | | 12 | Elect Hirohiko Minato | Mgmt | For | For |
| | | | | | 13 | Elect Keiichi Murakami | Mgmt | For | For |
| | | | | | 14 | Elect Hirotake Abe | Mgmt | For | For |
Sumitomo Mitsui Financial Group | 06/29/2010 | Annual | 03/31/10 | | J7771X109 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 3 | Amendments to Articles | Mgmt | For | For |
| | | | | | 4 | Elect Teisuke Kitayama | Mgmt | For | For |
| | | | | | 5 | Elect Wataru Ohara | Mgmt | For | For |
| | | | | | 6 | Elect Hideo Shimada | Mgmt | For | For |
| | | | | | 7 | Elect Junsuke Fujii | Mgmt | For | For |
| | | | | | 8 | Elect Kohichi Miyata | Mgmt | For | For |
| | | | | | 9 | Elect Yoshinori Yokoyama | Mgmt | For | For |
| | | | | | 10 | Retirement Allowances for Directors | Mgmt | For | For |
| | | | | | 11 | Compensation Policy | Mgmt | For | For |
Sumitomo Titanium | 06/23/2010 | Annual | 03/31/10 | | J7794L108 | 1 | Elect Shohzoh Nishizawa | Mgmt | For | For |
| | | | | | 2 | Elect Shinichi Ogawa | Mgmt | For | For |
| | | | | | 3 | Elect Tsuyoji Hyohdoh | Mgmt | For | For |
| | | | | | 4 | Elect Kohji Ieda | Mgmt | For | For |
| | | | | | 5 | Elect Yoshiki Morishita | Mgmt | For | For |
| | | | | | 6 | Elect Atsushi Itoh | Mgmt | For | For |
| | | | | | 7 | Elect Yohichi Aminaga | Mgmt | For | For |
| | | | | | 8 | Elect Masuo Miyai | Mgmt | For | For |
| | | | | | 9 | Elect Masato Ichise | Mgmt | For | For |
| | | | | | 10 | Elect Masaru Itajiki | Mgmt | For | For |
| | | | | | 11 | Election of Shigeru Yoshida | Mgmt | For | For |
| | | | | | 12 | Election of Akihiko Imai | Mgmt | For | For |
Sun Hung Kai Properties Limited | 12/03/2009 | Annual | 11/25/09 | | HK0016000132 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Accounts and Reports | Mgmt | For | For |
| | | | | | 3 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 4 | Elect Patrick CHAN Kwok Wai | Mgmt | For | For |
| | | | | | 5 | Elect Dicky Peter YIP | Mgmt | For | Against |
| | | | | | 6 | Elect Richard WONG Yue Chim | Mgmt | For | Against |
| | | | | | 7 | Elect Marvin CHEUNG Kin Tung | Mgmt | For | For |
| | | | | | 8 | Elect Eric LI Ka Cheung | Mgmt | For | For |
| | | | | | 9 | Elect WOO Po Shing | Mgmt | For | For |
| | | | | | 10 | Elect William KWAN Cheuk Yin | Mgmt | For | Against |
| | | | | | 11 | Elect Clement LO Chiu Chun | Mgmt | For | Against |
| | | | | | 12 | Elect Thomas KWOK Ping Kwong | Mgmt | For | For |
| | | | | | 13 | Approve to fix the Directors fees [the proposed fees to be paid to each Director, each Vice Chairman and the Chairman for the FY ending 30 JUN 2010 are HKD 100,000, HKD 110,000 and HKD 120,000 respectively] | Mgmt | For | For |
| | | | | | 14 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For |
| | | | | | 15 | Authorize the Directors of the Company [the Directors] during the relevant period to repurchase shares of the Company and the aggregate nominal amount of the shares which may be repurchased on The Stock Exchange of Hong Kong Limited or any o | Mgmt | For | For |
| | | | | | 16 | Authorize the Directors, subject to this resolution, to allot, issue and deal with additional shares in the capital of the Company and to make or grant offers, agreements, options and warrants which might require during and after the end of | Mgmt | For | For |
| | | | | | 17 | Authority to Issue Repurchased Shares | Mgmt | For | For |
| | | | | | 18 | Non-Voting Meeting Note | N/A | N/A | N/A |
Synthes Inc | 04/28/2010 | Annual | 03/31/10 | | 87162M409 | 1 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 2 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 3 | Accounts and Reports | Mgmt | For | For |
| | | | | | 4 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 5 | Elect Charles Hedgepeth | Mgmt | For | For |
| | | | | | 6 | Elect Amin Khoury | Mgmt | For | For |
| | | | | | 7 | Elect Jobst Wagner | Mgmt | For | For |
| | | | | | 8 | Elect Daniel Eicher | Mgmt | For | For |
| | | | | | 9 | Appointment of Auditor | Mgmt | For | For |
| | | | | | 10 | Non-Voting Agenda Item | N/A | N/A | N/A |
T & D Holdings Inc | 06/25/2010 | Annual | 03/31/10 | | J86796109 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 3 | Elect Tamiji Matsumoto | Mgmt | For | For |
| | | | | | 4 | Elect Sohnosuke Usui | Mgmt | For | For |
| | | | | | 5 | Elect Tsugujiroh Nakatsukasa | Mgmt | For | For |
| | | | | | 6 | Elect Masaaki Uno | Mgmt | For | For |
| | | | | | 7 | Election of Alternate Statutory Auditor | Mgmt | For | For |
| | | | | | 8 | Retirement Allowances for Directors and Statutory Auditor | Mgmt | For | For |
TESCO PLC | 07/03/2009 | Annual | | | G87621101 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Accounts and Reports | Mgmt | For | For |
| | | | | | 3 | Directors' Remuneration Report | Mgmt | For | For |
| | | | | | 4 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 5 | Elect Richard Brasher | Mgmt | For | For |
| | | | | | 6 | Elect Philip Clarke | Mgmt | For | For |
| | | | | | 7 | Elect Andrew Higginson | Mgmt | For | For |
| | | | | | 8 | Elect Charles Allen | Mgmt | For | For |
| | | | | | 9 | Elect Harald Einsmann | Mgmt | For | For |
| | | | | | 10 | Elect Jacqueline Tammenoms Bakker | Mgmt | For | For |
| | | | | | 11 | Elect Patrick Cescau | Mgmt | For | For |
| | | | | | 12 | Elect Ken Hanna | Mgmt | For | For |
| | | | | | 13 | Elect Laurie McIlwee | Mgmt | For | For |
| | | | | | 14 | Appointment of Auditor | Mgmt | For | For |
| | | | | | 15 | Authority to Set Auditor's Fees | Mgmt | For | For |
| | | | | | 16 | Increase in Authorised Capital | Mgmt | For | For |
| | | | | | 17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For |
| | | | | | 18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For |
| | | | | | 19 | Authority to Repurchase Shares | Mgmt | For | For |
| | | | | | 20 | Authorisation of Political Donations | Mgmt | For | For |
| | | | | | 21 | Group Bonus Plan 2009 | Mgmt | For | For |
| | | | | | 22 | Amendment to Discretionary Share Option Plan | Mgmt | For | For |
| | | | | | 23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For |
| | | | | | 24 | Shareholder Proposal Regarding Labour Relations | ShrHoldr | Against | Against |
Teva Pharmaceutical Industries Ltd (ADR) | 06/29/2010 | Annual | 05/24/10 | TEVA | 881624209 | 1 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 2 | Elect Abraham Cohen | Mgmt | For | For |
| | | | | | 3 | Elect Amir Elstein | Mgmt | For | For |
| | | | | | 4 | Elect Roger Kornberg | Mgmt | For | For |
| | | | | | 5 | Elect Moshe Many | Mgmt | For | For |
| | | | | | 6 | Elect Dan Propper | Mgmt | For | For |
| | | | | | 7 | Appointment of Auditor | Mgmt | For | For |
| | | | | | 8 | 2010 Long-Term Equity-Based Incentive Plan | Mgmt | For | For |
| | | | | | 9 | Remuneration of Phillip Frost | Mgmt | For | For |
| | | | | | 10 | Remuneration of Moshe Many | Mgmt | For | For |
| | | | | | 11 | Remuneration of Roger Kornberg | Mgmt | For | For |
| | | | | | 12 | Increase in Authorized Capital | Mgmt | For | For |
The Capita Group PLC | 05/11/2010 | Annual | | | G1846J115 | 1 | Accounts and Reports | Mgmt | For | For |
| | | | | | 2 | Directors' Remuneration Report | Mgmt | For | For |
| | | | | | 3 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 4 | Elect Paul Pindar | Mgmt | For | Against |
| | | | | | 5 | Elect Simon Pilling | Mgmt | For | Against |
| | | | | | 6 | Elect Bill Grimsey | Mgmt | For | For |
| | | | | | 7 | Appointment of Auditor | Mgmt | For | For |
| | | | | | 8 | Authority to Set Auditor's Fees | Mgmt | For | For |
| | | | | | 9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For |
| | | | | | 10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For |
| | | | | | 11 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For |
| | | | | | 12 | Authority to Repurchase Shares | Mgmt | For | For |
| | | | | | 13 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 14 | SAYE Plan Renewal | Mgmt | For | For |
| | | | | | 15 | Deferred Annual Bonus Plan Renewal | Mgmt | For | For |
Thermo Electron Corp. | 05/26/2010 | Annual | 03/29/10 | TMO | 883556102 | 1 | Elect Marc Casper | Mgmt | For | For |
| | | | | | 2 | Elect Tyler Jacks | Mgmt | For | For |
| | | | | | 3 | Ratification of Auditor | Mgmt | For | For |
THOMAS COOK GROUP PLC, PETERBOROUGH | 03/25/2010 | Annual | | | G88471100 | 1 | Accounts and Reports | Mgmt | For | For |
| | | | | | 2 | Directors' Remuneration Report | Mgmt | For | For |
| | | | | | 3 | Amendment to Long-Term Incentive Plans | Mgmt | For | For |
| | | | | | 4 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 5 | Elect Roger Burnell | Mgmt | For | For |
| | | | | | 6 | Elect Manny Fontenla-Novoa | Mgmt | For | For |
| | | | | | 7 | Elect Sam Weihagen | Mgmt | For | For |
| | | | | | 8 | Elect Peter Middleton | Mgmt | For | For |
| | | | | | 9 | Elect Paul Hollingworth | Mgmt | For | For |
| | | | | | 10 | Appointment of Auditor | Mgmt | For | For |
| | | | | | 11 | Authority to Set Auditor's Fees | Mgmt | For | For |
| | | | | | 12 | EU Political Donations | Mgmt | For | For |
| | | | | | 13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For |
| | | | | | 14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For |
| | | | | | 15 | Adoption of New Articles | Mgmt | For | For |
| | | | | | 16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For |
TJX Companies Inc | 06/02/2010 | Annual | 04/12/10 | TJX | 872540109 | 1 | Elect Jos' Alvarez | Mgmt | For | For |
| | | | | | 2 | Elect Alan Bennett | Mgmt | For | For |
| | | | | | 3 | Elect David Brandon | Mgmt | For | For |
| | | | | | 4 | Elect Bernard Cammarata | Mgmt | For | For |
| | | | | | 5 | Elect David Ching | Mgmt | For | For |
| | | | | | 6 | Elect Michael Hines | Mgmt | For | For |
| | | | | | 7 | Elect Amy Lane | Mgmt | For | For |
| | | | | | 8 | Elect Carol Meyrowitz | Mgmt | For | For |
| | | | | | 9 | Elect John O'Brien | Mgmt | For | For |
| | | | | | 10 | Elect Willow Shire | Mgmt | For | For |
| | | | | | 11 | Elect Fletcher Wiley | Mgmt | For | For |
| | | | | | 12 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 13 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against |
Toho Titanium Company Limited | 06/29/2010 | Annual | 03/31/10 | | J85366102 | 1 | Elect Takeshi Kurushima | Mgmt | For | For |
| | | | | | 2 | Elect Kenji Toyoshima | Mgmt | For | For |
| | | | | | 3 | Elect Shinichi Watanabe | Mgmt | For | For |
| | | | | | 4 | Elect Yukihiro Kako | Mgmt | For | For |
| | | | | | 5 | Elect Masaji Funazu | Mgmt | For | For |
| | | | | | 6 | Elect Ryohich Kanai | Mgmt | For | For |
| | | | | | 7 | Elect HIroaki Satoh | Mgmt | For | For |
| | | | | | 8 | Elect Kiyonobu Sugiuchi | Mgmt | For | For |
| | | | | | 9 | Elect Yoshihisa Murasawa | Mgmt | For | For |
| | | | | | 10 | Elect Yukio Yamagata | Mgmt | For | For |
| | | | | | 11 | Elect Tomoyuki Urabe | Mgmt | For | For |
TRANSOCEAN, LTD. | 05/14/2010 | Annual | 03/15/10 | RIG | H8817H100 | 1 | Accounts and Reports | Mgmt | For | For |
| | | | | | 2 | Ratification of Board Acts | Mgmt | For | For |
| | | | | | 3 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 4 | Amendments to Articles to Change Place of Incorportation | Mgmt | For | For |
| | | | | | 5 | Renewal of Share Capital | Mgmt | For | For |
| | | | | | 6 | Amendment to Par Value | Mgmt | For | For |
| | | | | | 7 | Amendments to Articles to Comply with The Swiss Federal Act on Intermediated Securities ("FISA") | Mgmt | For | For |
| | | | | | 8 | Elect Steven Newman | Mgmt | For | For |
| | | | | | 9 | Elect Thomas Cason | Mgmt | For | For |
| | | | | | 10 | Elect Robert Sprague | Mgmt | For | For |
| | | | | | 11 | Elect J. Michael Talbert | Mgmt | For | For |
| | | | | | 12 | Elect John Whitmire | Mgmt | For | For |
| | | | | | 13 | Appointment of Auditor | Mgmt | For | For |
| | | | | | 1 | Accounts and Reports | Mgmt | For | For |
| | | | | | 2 | Ratification of Board Acts | Mgmt | For | For |
| | | | | | 3 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 4 | Amendments to Articles to Change Place of Incorportation | Mgmt | For | For |
| | | | | | 5 | Renewal of Share Capital | Mgmt | For | For |
| | | | | | 6 | Amendment to Par Value | Mgmt | For | For |
| | | | | | 7 | Amendments to Articles to Comply with The Swiss Federal Act on Intermediated Securities ("FISA") | Mgmt | For | For |
| | | | | | 8 | Elect Steven Newman | Mgmt | For | For |
| | | | | | 9 | Elect Thomas Cason | Mgmt | For | For |
| | | | | | 10 | Elect Robert Sprague | Mgmt | For | For |
| | | | | | 11 | Elect J. Michael Talbert | Mgmt | For | For |
| | | | | | 12 | Elect John Whitmire | Mgmt | For | For |
| | | | | | 13 | Appointment of Auditor | Mgmt | For | For |
UBS AG | 04/14/2010 | Annual | 04/09/10 | | H89231338 | 1 | Non-Voting Meeting Note | N/A | N/A | TNA |
| | | | | | 2 | Non-Voting Meeting Note | N/A | N/A | TNA |
| | | | | | 3 | Non-Voting Meeting Note | N/A | N/A | TNA |
| | | | | | 4 | Accounts and Reports | Mgmt | For | TNA |
| | | | | | 5 | Compensation Report | Mgmt | For | TNA |
| | | | | | 6 | Allocation of Profits/Dividends | Mgmt | For | TNA |
| | | | | | 7 | Ratification of Board and Management Acts (2009) | Mgmt | For | TNA |
| | | | | | 8 | Ratification of Board and Management Acts (2008) | Mgmt | For | TNA |
| | | | | | 9 | Ratification of Board and Management Acts (2007) | Mgmt | For | TNA |
| | | | | | 10 | Amendments to Articles | Mgmt | For | TNA |
| | | | | | 11 | Elect Kaspar Villiger | Mgmt | For | TNA |
| | | | | | 12 | Elect Sally Bott | Mgmt | For | TNA |
| | | | | | 13 | Elect Michel Demar' | Mgmt | For | TNA |
| | | | | | 14 | Elect Rainer-Marc Frey | Mgmt | For | TNA |
| | | | | | 15 | Elect Bruno Gehrig | Mgmt | For | TNA |
| | | | | | 16 | Elect Ann Godbehere | Mgmt | For | TNA |
| | | | | | 17 | Elect Axel Lehmann | Mgmt | For | TNA |
| | | | | | 18 | Elect Helmut Panke | Mgmt | For | TNA |
| | | | | | 19 | Elect William Parrett | Mgmt | For | TNA |
| | | | | | 20 | Elect David Sidwell | Mgmt | For | TNA |
| | | | | | 21 | Elect Wolfgang Mayrhuber | Mgmt | For | TNA |
| | | | | | 22 | Appointment of Auditor | Mgmt | For | TNA |
| | | | | | 23 | Increase in Conditional Capital | Mgmt | For | TNA |
| | | | | | 1 | Accounts and Reports | Mgmt | For | For |
| | | | | | 2 | Compensation Report | Mgmt | For | For |
| | | | | | 3 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 4 | Ratification of Board and Management Acts (2009) | Mgmt | For | For |
| | | | | | 5 | Ratification of Board and Management Acts (2008) | Mgmt | For | For |
| | | | | | 6 | Ratification of Board and Management Acts (2007) | Mgmt | For | For |
| | | | | | 7 | Amendments to Articles | Mgmt | For | For |
| | | | | | 8 | Elect Kaspar Villiger | Mgmt | For | For |
| | | | | | 9 | Elect Sally Bott | Mgmt | For | For |
| | | | | | 10 | Elect Michel Demar' | Mgmt | For | For |
| | | | | | 11 | Elect Rainer-Marc Frey | Mgmt | For | For |
| | | | | | 12 | Elect Bruno Gehrig | Mgmt | For | For |
| | | | | | 13 | Elect Ann Godbehere | Mgmt | For | For |
| | | | | | 14 | Elect Axel Lehmann | Mgmt | For | For |
| | | | | | 15 | Elect Helmut Panke | Mgmt | For | For |
| | | | | | 16 | Elect William Parrett | Mgmt | For | For |
| | | | | | 17 | Elect David Sidwell | Mgmt | For | For |
| | | | | | 18 | Elect Wolfgang Mayrhuber | Mgmt | For | For |
| | | | | | 19 | Appointment of Auditor | Mgmt | For | For |
| | | | | | 20 | Increase in Conditional Capital | Mgmt | For | For |
Ultra Petroleum Corp. | 06/14/2010 | Annual | 04/23/10 | UPL | 903914109 | 1.1 | Elect Michael Watford | Mgmt | For | For |
| | | | | | 1.2 | Elect W. Charles Helton | Mgmt | For | For |
| | | | | | 1.3 | Elect Robert Rigney | Mgmt | For | For |
| | | | | | 1.4 | Elect Stephen McDaniel | Mgmt | For | For |
| | | | | | 1.5 | Elect Roger Brown | Mgmt | For | For |
| | | | | | 2 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 3 | Shareholder Proposal Regarding Report on Hydraulic Fracturing | ShrHoldr | Against | Against |
Unitedhealth Group Inc | 05/24/2010 | Annual | 03/26/10 | UNH | 91324P102 | 1 | Elect William Ballard, Jr. | Mgmt | For | For |
| | | | | | 2 | Elect Richard Burke | Mgmt | For | For |
| | | | | | 3 | Elect Robert Darretta | Mgmt | For | For |
| | | | | | 4 | Elect Stephen Hemsley | Mgmt | For | For |
| | | | | | 5 | Elect Michele Hooper | Mgmt | For | For |
| | | | | | 6 | Elect Douglas Leatherdale | Mgmt | For | For |
| | | | | | 7 | Elect Glenn Renwick | Mgmt | For | For |
| | | | | | 8 | Elect Kenneth Shine | Mgmt | For | For |
| | | | | | 9 | Elect Gail Wilensky | Mgmt | For | For |
| | | | | | 10 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 11 | Shareholder Proposal Regarding Lobbying Contributions and Expenditure Report | ShrHoldr | Against | Against |
| | | | | | 12 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against |
Vodafone Group PLC | 07/28/2009 | Annual | | | G93882135 | 1 | Accounts and Reports | Mgmt | For | For |
| | | | | | 2 | Elect John R.H. Bond | Mgmt | For | For |
| | | | | | 3 | Elect John Buchanan | Mgmt | For | For |
| | | | | | 4 | Re-elect Mr. Vittorio Colao as a Director | Mgmt | For | For |
| | | | | | 5 | Elect Michel Combes | Mgmt | For | For |
| | | | | | 6 | Elect Andy Halford | Mgmt | For | For |
| | | | | | 7 | Elect Alan Jebson | Mgmt | For | For |
| | | | | | 8 | Elect Samuel Jonah | Mgmt | For | For |
| | | | | | 9 | Elect Nick Land | Mgmt | For | For |
| | | | | | 10 | Elect Anne Lauvergeon | Mgmt | For | For |
| | | | | | 11 | Elect Simon Murray | Mgmt | For | For |
| | | | | | 12 | Elect Steve Pusey | Mgmt | For | For |
| | | | | | 13 | Elect Luc Vandevelde | Mgmt | For | For |
| | | | | | 14 | Elect Anthony Watson | Mgmt | For | For |
| | | | | | 15 | Elect Philip Yea | Mgmt | For | For |
| | | | | | 16 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 17 | Directors' Remuneration Report | Mgmt | For | For |
| | | | | | 18 | Appointment of Auditor | Mgmt | For | For |
| | | | | | 19 | Authority to Set Auditor's Fees | Mgmt | For | For |
| | | | | | 20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For |
| | | | | | 21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For |
| | | | | | 22 | Authorize the Company s purchase of its own shares [Section 166, Companies Act 1985] | Mgmt | For | For |
| | | | | | 23 | Amendment to Articles Regarding Dividend Payments | Mgmt | For | For |
| | | | | | 24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For |
| | | | | | 25 | Non-Voting Meeting Note | N/A | N/A | N/A |
Volvo AB | 04/14/2010 | Annual | | | 928856301 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 3 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 4 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 5 | Election of Presiding Chairman | Mgmt | For | For |
| | | | | | 6 | Voting List | Mgmt | For | For |
| | | | | | 7 | Agenda | Mgmt | For | For |
| | | | | | 8 | Election of Individuals to Check Minutes | Mgmt | For | For |
| | | | | | 9 | Compliance with Rules of Convocation | Mgmt | For | For |
| | | | | | 10 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 11 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 12 | Accounts and Reports | Mgmt | For | For |
| | | | | | 13 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 14 | Ratification of Board and Management Acts | Mgmt | For | For |
| | | | | | 15 | Board Size | Mgmt | For | For |
| | | | | | 16 | Directors' Fees | Mgmt | For | For |
| | | | | | 17 | Authority to Set Auditor's Fees | Mgmt | For | For |
| | | | | | 18 | Election of Directors | Mgmt | For | For |
| | | | | | 19 | Appointment of Auditor | Mgmt | For | For |
| | | | | | 20 | Nominating Committee | Mgmt | For | For |
| | | | | | 21 | Compensation Guidelines | Mgmt | For | For |
Wal Mart Stores Inc | 06/04/2010 | Annual | 04/08/10 | WMT | 931142103 | 1 | Elect Aida Alvarez | Mgmt | For | For |
| | | | | | 2 | Elect James Breyer | Mgmt | For | For |
| | | | | | 3 | Elect M. Michele Burns | Mgmt | For | For |
| | | | | | 4 | Elect James Cash, Jr. | Mgmt | For | For |
| | | | | | 5 | Elect Roger Corbett | Mgmt | For | For |
| | | | | | 6 | Elect Douglas Daft | Mgmt | For | For |
| | | | | | 7 | Elect Michael Duke | Mgmt | For | For |
| | | | | | 8 | Elect Gregory Penner | Mgmt | For | For |
| | | | | | 9 | Elect Steven Reinemund | Mgmt | For | For |
| | | | | | 10 | Elect H. Lee Scott, Jr. | Mgmt | For | For |
| | | | | | 11 | Elect Arne Sorenson | Mgmt | For | For |
| | | | | | 12 | Elect Jim Walton | Mgmt | For | For |
| | | | | | 13 | Elect S. Robson Walton | Mgmt | For | For |
| | | | | | 14 | Elect Christopher Williams | Mgmt | For | For |
| | | | | | 15 | Elect Linda Wolf | Mgmt | For | For |
| | | | | | 16 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 17 | Amendment to the 2005 Stock Incentive Plan, Renamed the 2010 Stock Incentive Plan | Mgmt | For | For |
| | | | | | 18 | ASDA Limited Sharesave Plan 2000 | Mgmt | For | For |
| | | | | | 19 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | ShrHoldr | Against | Against |
| | | | | | 20 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against |
| | | | | | 21 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against |
| | | | | | 22 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For |
| | | | | | 23 | Shareholder Proposal Regarding Controlled Atmosphere Killing | ShrHoldr | Against | Against |
| | | | | | 24 | Shareholder Proposal Regarding Lobbying Priorities Report | ShrHoldr | Against | Against |
Wells Fargo & Co | 04/27/2010 | Annual | 02/26/10 | WFC | 949746101 | 1 | Elect John Baker II | Mgmt | For | For |
| | | | | | 2 | Elect John Chen | Mgmt | For | For |
| | | | | | 3 | Elect Lloyd Dean | Mgmt | For | For |
| | | | | | 4 | Elect Susan Engel | Mgmt | For | For |
| | | | | | 5 | Elect Enrique Hernandez, Jr. | Mgmt | For | For |
| | | | | | 6 | Elect Donald James | Mgmt | For | For |
| | | | | | 7 | Elect Richard McCormick | Mgmt | For | For |
| | | | | | 8 | Elect Mackey McDonald | Mgmt | For | For |
| | | | | | 9 | Elect Cynthia Milligan | Mgmt | For | For |
| | | | | | 10 | Elect Nicholas Moore | Mgmt | For | For |
| | | | | | 11 | Elect Philip Quigley | Mgmt | For | For |
| | | | | | 12 | Elect Judith Runstad | Mgmt | For | For |
| | | | | | 13 | Elect Stephen Sanger | Mgmt | For | For |
| | | | | | 14 | Elect Robert Steel | Mgmt | For | For |
| | | | | | 15 | Elect John Stumpf | Mgmt | For | For |
| | | | | | 16 | Elect Susan Swenson | Mgmt | For | For |
| | | | | | 17 | Advisory Vote on Executive Compensation | Mgmt | For | For |
| | | | | | 18 | Increase of Authorized Common Stock | Mgmt | For | For |
| | | | | | 19 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 20 | Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay) | ShrHoldr | Against | Against |
| | | | | | 21 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against |
| | | | | | 22 | Shareholder Proposal Regarding Reviewing Charitable Spending | ShrHoldr | Against | Against |
| | | | | | 23 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against |
Wesco International Inc | 05/19/2010 | Annual | 03/24/10 | WCC | 95082P105 | 1.1 | Elect Sandra Beach Lin | Mgmt | For | For |
| | | | | | 1.2 | Elect Robert Tarr, Jr. | Mgmt | For | For |
| | | | | | 1.3 | Elect Stephen Van Oss | Mgmt | For | For |
| | | | | | 2 | Ratification of Auditor | Mgmt | For | For |
Western Union Company | 05/14/2010 | Annual | 03/17/10 | WU | 959802109 | 1 | Elect Dinyar Devitre | Mgmt | For | For |
| | | | | | 2 | Elect Christina Gold | Mgmt | For | For |
| | | | | | 3 | Elect Betsy Holden | Mgmt | For | For |
| | | | | | 4 | Elect Wulf von Schimmelmann | Mgmt | For | For |
| | | | | | 5 | Ratification of Auditor | Mgmt | For | For |
Whiting Petroleum Corp. | 05/06/2010 | Annual | 03/12/10 | WLL | 966387102 | 1.1 | Elect Thomas Aller | Mgmt | For | For |
| | | | | | 1.2 | Elect Thomas Briggs | Mgmt | For | For |
| | | | | | 2 | Increase of Authorized Common Stock | Mgmt | For | For |
| | | | | | 3 | Ratification of Auditor | Mgmt | For | For |
WOLSELEY PLC | 11/18/2009 | Annual | | | G97278116 | 1 | Accounts and Reports | Mgmt | For | For |
| | | | | | 2 | Directors' Remuneration Report | Mgmt | For | For |
| | | | | | 3 | Elect John Whybrow | Mgmt | For | For |
| | | | | | 4 | Elect Gareth Davis | Mgmt | For | For |
| | | | | | 5 | Elect Frank Roach | Mgmt | For | For |
| | | | | | 6 | Elect Nigel Stein | Mgmt | For | For |
| | | | | | 7 | Elect Ian Meakins | Mgmt | For | For |
| | | | | | 8 | Elect Alain Le Goff | Mgmt | For | For |
| | | | | | 9 | Elect Michael Wareing | Mgmt | For | For |
| | | | | | 10 | Appointment of Auditor | Mgmt | For | For |
| | | | | | 11 | Authority to Set Auditor's Fees | Mgmt | For | For |
| | | | | | 12 | EU Political Donations | Mgmt | For | For |
| | | | | | 13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For |
| | | | | | 14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For |
| | | | | | 15 | Authority to Repurchase Shares | Mgmt | For | For |
| | | | | | 16 | Adoption of New Articles | Mgmt | For | For |
| | | | | | 17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For |
WPP PLC | 06/29/2010 | Annual | | | G9787K108 | 1 | Accounts and Reports | Mgmt | For | For |
| | | | | | 2 | Directors' Remuneration Report | Mgmt | For | For |
| | | | | | 3 | Advisory Vote on Corporate Responsibility Report | Mgmt | For | For |
| | | | | | 4 | Elect Paul Richardson | Mgmt | For | For |
| | | | | | 5 | Elect Philip Lader | Mgmt | For | For |
| | | | | | 6 | Elect Esther Dyson | Mgmt | For | For |
| | | | | | 7 | Elect John Quelch | Mgmt | For | For |
| | | | | | 8 | Elect Stanley Morten | Mgmt | For | For |
| | | | | | 9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For |
| | | | | | 10 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For |
| | | | | | 11 | Authority to Repurchase Shares | Mgmt | For | For |
| | | | | | 12 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For |
Wyeth | 07/20/2009 | Annual | 06/05/09 | WYE | 983024 | 1 | Approval of the Merger Agreement | Mgmt | For | For |
| | | | | | 2 | Right to Adjourn Meeting | Mgmt | For | For |
| | | | | | 3 | Elect Robert Amen | Mgmt | For | For |
| | | | | | 4 | Elect Michael Critelli | Mgmt | For | For |
| | | | | | 5 | Elect Frances Fergusson | Mgmt | For | For |
| | | | | | 6 | Elect Victor Ganzi | Mgmt | For | For |
| | | | | | 7 | Elect Robert Langer | Mgmt | For | For |
| | | | | | 8 | Elect John Mascotte | Mgmt | For | For |
| | | | | | 9 | Elect Raymond McGuire | Mgmt | For | For |
| | | | | | 10 | Elect Mary Polan | Mgmt | For | For |
| | | | | | 11 | Elect Bernard Poussot | Mgmt | For | For |
| | | | | | 12 | Elect Gary Rogers | Mgmt | For | For |
| | | | | | 13 | Elect John Torell III | Mgmt | For | For |
| | | | | | 14 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 15 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against |
| | | | | | 16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against |
Xstrata PLC | 05/05/2010 | Annual | | | G9826T102 | 1 | Accounts and Reports | Mgmt | For | For |
| | | | | | 2 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 3 | Directors' Remuneration Report | Mgmt | For | For |
| | | | | | 4 | Elect Mick Davis | Mgmt | For | For |
| | | | | | 5 | Elect David Rough | Mgmt | For | For |
| | | | | | 6 | Elect Sir Steve Robson | Mgmt | For | For |
| | | | | | 7 | Elect Willy Strothotte | Mgmt | For | For |
| | | | | | 8 | Elect Con Fauconnier | Mgmt | For | For |
| | | | | | 9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For |
| | | | | | 10 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For |
| | | | | | 11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For |
| | | | | | 12 | Authority to Set General Meeting Notice Period at 20 Days | Mgmt | For | For |
| | | | | | 13 | Adoption of New Articles | Mgmt | For | For |
Rovi Corp | Meeting Date | | Meeting Type | Record Date | |
Ticker: ROVI | 15-Jul-09 | | Annual | 18-May-09 | |
CUSIP: 779376102 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Alfred J. Amoroso | Mgmt | For | | For |
1.2 | Elect Director Andrew K. Ludwick | Mgmt | For | | For |
1.3 | Elect Director Alan L. Earhart | Mgmt | For | | For |
1.4 | Elect Director Robert J. Majteles | Mgmt | For | | For |
1.5 | Elect Director James E. Meyer | Mgmt | For | | For |
1.6 | Elect Director James P. O'Shaughnessy | Mgmt | For | | For |
1.7 | Elect Director Ruthann Quindlen | Mgmt | For | | For |
2 | Change Company Name | Mgmt | For | | For |
3 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
McKesson Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: MCK | 22-Jul-09 | | Annual | 29-May-09 | |
CUSIP: 58155Q103 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Andy D. Bryant | Mgmt | For | | For |
1.2 | Elect Director Wayne A. Budd | Mgmt | For | | For |
1.3 | Elect Director John H. Hammergren | Mgmt | For | | For |
1.4 | Elect Director Alton F. Irby, III | Mgmt | For | | For |
1.5 | Elect Director M. Christine Jacobs | Mgmt | For | | For |
1.6 | Elect Director Marie L. Knowles | Mgmt | For | | For |
1.7 | Elect Director David M. Lawrence | Mgmt | For | | For |
1.8 | Elect Director Edward A. Mueller | Mgmt | For | | For |
1.9 | Elect Director Jane E. Shaw | Mgmt | For | | For |
2 | Amend Omnibus Stock Plan | Mgmt | For | | For |
3 | Ratify Auditors | Mgmt | For | | For |
4 | Stock Retention/Holding Period | SH | Against | | For |
5 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | SH | Against | | For |
| | | | | |
Warner Chilcott plc | Meeting Date | | Meeting Type | Record Date | |
Ticker: WCRX | 05-Aug-09 | | Annual/Special | 19-Jun-09 | |
CUSIP: G94368100 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
| Annual Meeting Agenda | Mgmt | None | | None |
A1.1 | Elect James H. Bloem as Director | Mgmt | For | | For |
A1.2 | Elect Roger M. Boissonneault as Director | Mgmt | For | | Withhold |
A1.3 | Elect John A. King as Director | Mgmt | For | | Withhold |
A1.4 | Elect Patrick J. O'Sullivan as Director | Mgmt | For | | For |
A2 | Approve Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | | For |
A3 | Amend 2005 Equity Incentive Plan | Mgmt | For | | Against |
A4 | Amend Management Incentive Plan | Mgmt | For | | Against |
A5 | Transact Other Business (Non-Voting) | Mgmt | None | | None |
| Special Meeting Agenda | Mgmt | None | | None |
S1 | Approve Reincorporation from Bermuda to Ireland through Scheme of Arrangement | Mgmt | For | | For |
S2 | Approve the Creation of Distributable Reserves of Warner Chilcott Ltd | Mgmt | For | | For |
S3 | Adjourn Meeting | Mgmt | For | | For |
| | | | | |
Polo Ralph Lauren Corp. | Meeting Date | | Meeting Type | Record Date | |
Ticker: RL | 06-Aug-09 | | Annual | 22-Jun-09 | |
CUSIP: 731572103 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Frank A. Bennack, Jr | Mgmt | For | | Withhold |
1.2 | Elect Director Joel L. Fleishman | Mgmt | For | | Withhold |
1.3 | Elect Director Steven P. Murphy | Mgmt | For | | Withhold |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
PSS World Medical, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: PSSI | 20-Aug-09 | | Annual | 12-Jun-09 | |
CUSIP: 69366A100 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Jeffrey C. Crowe | Mgmt | For | | For |
1.2 | Elect Director Steven T. Halverson | Mgmt | For | | For |
2 | Amend Omnibus Stock Plan | Mgmt | For | | For |
3 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Symantec Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: SYMC | 23-Sep-09 | | Annual | 27-Jul-09 | |
CUSIP: 871503108 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Michael A. Brown | Mgmt | For | | For |
1.2 | Elect Director William T. Coleman | Mgmt | For | | For |
1.3 | Elect Director Frank E. Dangeard | Mgmt | For | | For |
1.4 | Elect Director Geraldine B. Laybourne | Mgmt | For | | For |
1.5 | Elect Director David L. Mahoney | Mgmt | For | | For |
1.6 | Elect Director Robert S. Miller | Mgmt | For | | For |
1.7 | Elect Director Enrique Salem | Mgmt | For | | For |
1.8 | Elect Director Daniel H. Schulman | Mgmt | For | | For |
1.9 | Elect Director John W. Thompson | Mgmt | For | | For |
1.10 | Elect Director V. Paul Unruh | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
| | | | | |
H&R Block, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: HRB | 24-Sep-09 | | Annual | 06-Aug-09 | |
CUSIP: 093671105 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Alan M. Bennett | Mgmt | For | | For |
1.2 | Elect Director Thomas M. Bloch | Mgmt | For | | For |
1.3 | Elect Director Richard C. Breeden | Mgmt | For | | For |
1.4 | Elect Director Robert A. Gerard | Mgmt | For | | For |
1.5 | Elect Director Len J. Lauer | Mgmt | For | | For |
1.6 | Elect Director David B. Lewis | Mgmt | For | | For |
1.7 | Elect Director Tom D. Seip | Mgmt | For | | For |
1.8 | Elect Director L. Edward Shaw, Jr. | Mgmt | For | | For |
1.9 | Elect Director Russell P. Smyth | Mgmt | For | | For |
1.10 | Elect Director Christianna Wood | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Ruby Tuesday, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: RT | 07-Oct-09 | | Annual | 10-Aug-09 | |
CUSIP: 781182100 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Claire L. Arnold | Mgmt | For | | For |
1.2 | Elect Director Kevin T. Clayton | Mgmt | For | | For |
1.3 | Elect Director Dr. Donald Ratajczak | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
AAR Corp. | Meeting Date | | Meeting Type | Record Date | |
Ticker: AIR | 14-Oct-09 | | Annual | 20-Aug-09 | |
CUSIP: 000361105 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Michael R. Boyce | Mgmt | For | | For |
1.2 | Elect Director James G. Brocksmith, Jr | Mgmt | For | | For |
1.3 | Elect Director David P. Storch | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Harris Corp. | Meeting Date | | Meeting Type | Record Date | |
Ticker: HRS | 23-Oct-09 | | Annual | 28-Aug-09 | |
CUSIP: 413875105 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Terry D. Growcock | Mgmt | For | | For |
1.2 | Elect Director Leslie F. Kenne | Mgmt | For | | For |
1.3 | Elect Director David B. Rickard | Mgmt | For | | For |
1.4 | Elect Director Gregory T. Swienton | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Require Independent Board Chairman | SH | Against | | Against |
| | | | | |
Frontier Communications Corp. | Meeting Date | | Meeting Type | Record Date | |
Ticker: FTR | 27-Oct-09 | | Special | 14-Sep-09 | |
CUSIP: 35906A108 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Approve Merger Agreement | Mgmt | For | | For |
2 | Increase Authorized Common Stock | Mgmt | For | | For |
3 | Issue Shares in Connection with Acquisition | Mgmt | For | | For |
| | | | | |
SRA International, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: SRX | 28-Oct-09 | | Annual | 31-Aug-09 | |
CUSIP: 78464R105 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Declassify the Board of Directors | Mgmt | For | | For |
2.1 | Elect Director Stanton D. Sloane | Mgmt | For | | For |
2.2 | Elect Director E.P. Giambastiani, Jr. | Mgmt | For | | For |
2.3 | Elect Director William T. Keevan | Mgmt | For | | For |
2.4 | Elect Director John W. Barter | Mgmt | For | | For |
2.5 | Elect Director Larry R. Ellis | Mgmt | For | | For |
2.6 | Elect Director Miles R. Gilburne | Mgmt | For | | For |
2.7 | Elect Director Gail R. Wilensky | Mgmt | For | | For |
2.8 | Elect Director Michael R. Klein | Mgmt | For | | For |
2.9 | Elect Director David H. Langstaff | Mgmt | For | | For |
2.10 | Elect Director Ernst Volgenau | Mgmt | For | | For |
3 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Perrigo Co. | Meeting Date | | Meeting Type | Record Date | |
Ticker: PRGO | 29-Oct-09 | | Annual | 04-Sep-09 | |
CUSIP: 714290103 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Gary M. Cohen | Mgmt | For | | For |
1.2 | Elect Director David T. Gibbons | Mgmt | For | | For |
1.3 | Elect Director Ran Gottfried | Mgmt | For | | For |
1.4 | Elect Director Ellen R. Hoffing | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Sara Lee Corp. | Meeting Date | | Meeting Type | Record Date | |
Ticker: SLE | 29-Oct-09 | | Annual | 08-Sep-09 | |
CUSIP: 803111103 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Brenda C. Barnes | Mgmt | For | | For |
2 | Elect Director Christopher B. Begley | Mgmt | For | | For |
3 | Elect Director Crandall C. Bowles | Mgmt | For | | Against |
4 | Elect Director Virgis W. Colbert | Mgmt | For | | For |
5 | Elect Director James S. Crown | Mgmt | For | | Against |
6 | Elect Director Laurette T. Koellner | Mgmt | For | | For |
7 | Elect Director Cornelis J.A. Van Lede | Mgmt | For | | For |
8 | Elect Director Dr. John McAdam | Mgmt | For | | For |
9 | Elect Director Sir Ian Prosser | Mgmt | For | | For |
10 | Elect Director Norman R. Sorensen | Mgmt | For | | Against |
11 | Elect Director Jeffrey W. Ubben | Mgmt | For | | For |
12 | Elect Director Jonathan P. Ward | Mgmt | For | | Against |
13 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Coach, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: COH | 05-Nov-09 | | Annual | 08-Sep-09 | |
CUSIP: 189754104 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Lew Frankfort | Mgmt | For | | For |
1.2 | Elect Director Susan Kropf | Mgmt | For | | Withhold |
1.3 | Elect Director Gary Loveman | Mgmt | For | | Withhold |
1.4 | Elect Director Ivan Menezes | Mgmt | For | | Withhold |
1.5 | Elect Director Irene Miller | Mgmt | For | | Withhold |
1.6 | Elect Director Michael Murphy | Mgmt | For | | Withhold |
1.7 | Elect Director Jide Zeitlin | Mgmt | For | | Withhold |
2 | Amend Omnibus Stock Plan | Mgmt | For | | For |
3 | Report on Ending Use of Animal Fur in Products | SH | Against | | Against |
| | | | | |
Western Digital Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: WDC | 11-Nov-09 | | Annual | 16-Sep-09 | |
CUSIP: 958102105 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Peter D. Behrendt | Mgmt | For | | For |
2 | Elect Director Kathleen A. Cote | Mgmt | For | | For |
3 | Elect Director John F. Coyne | Mgmt | For | | For |
4 | Elect Director Henry T. DeNero | Mgmt | For | | For |
5 | Elect Director William L. Kimsey | Mgmt | For | | For |
6 | Elect Director Michael D. Lambert | Mgmt | For | | For |
7 | Elect Director Matthew E. Massengill | Mgmt | For | | For |
8 | Elect Director Roger H. Moore | Mgmt | For | | For |
9 | Elect Director Thomas E. Pardun | Mgmt | For | | For |
10 | Elect Director Arif Shakeel | Mgmt | For | | For |
11 | Amend Omnibus Stock Plan | Mgmt | For | | For |
12 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
CACI International, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: CACI | 18-Nov-09 | | Annual | 21-Sep-09 | |
CUSIP: 127190304 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Dan R. Bannister | Mgmt | For | | For |
1.2 | Elect Director Paul M. Cofoni | Mgmt | For | | For |
1.3 | Elect Director Gordon R. England | Mgmt | For | | For |
1.4 | Elect Director James S. Gilmore III | Mgmt | For | | For |
1.5 | Elect Director Gregory G. Johnson | Mgmt | For | | For |
1.6 | Elect Director Richard L. Leatherwood | Mgmt | For | | For |
1.7 | Elect Director J. Phillip London | Mgmt | For | | For |
1.8 | Elect Director James L. Pavitt | Mgmt | For | | For |
1.9 | Elect Director Warren R. Phillips | Mgmt | For | | For |
1.10 | Elect Director Charles P. Revoile | Mgmt | For | | For |
1.11 | Elect Director William S. Wallace | Mgmt | For | | For |
2 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | | Against |
4 | Adjourn Meeting | Mgmt | For | | Against |
5 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Intuit Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: INTU | 15-Dec-09 | | Annual | 20-Oct-09 | |
CUSIP: 461202103 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director David H. Batchelder | Mgmt | For | | For |
1.2 | Elect Director Christopher W. Brody | Mgmt | For | | For |
1.3 | Elect Director William V. Campbell | Mgmt | For | | For |
1.4 | Elect Director Scott D. Cook | Mgmt | For | | For |
1.5 | Elect Director Diane B. Greene | Mgmt | For | | For |
1.6 | Elect Director Michael R. Hallman | Mgmt | For | | For |
1.7 | Elect Director Edward A. Kangas | Mgmt | For | | For |
1.8 | Elect Director Suzanne Nora Johnson | Mgmt | For | | For |
1.9 | Elect Director Dennis D. Powell | Mgmt | For | | For |
1.10 | Elect Director Stratton D. Sclavos | Mgmt | For | | For |
1.11 | Elect Director Brad D. Smith | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | | For |
4 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | | For |
| | | | | |
Morgans Hotel Group Company | Meeting Date | | Meeting Type | Record Date | |
Ticker: MHGC | 28-Jan-10 | | Special | 11-Dec-09 | |
CUSIP: 61748W108 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Approve Conversion of Securities | Mgmt | For | | For |
2 | Amend Omnibus Stock Plan | Mgmt | For | | Against |
3 | Adjourn Meeting | Mgmt | For | | Against |
| | | | | |
Jack In the Box Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: JACK | 10-Feb-10 | | Annual | 16-Dec-09 | |
CUSIP: 466367109 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Michael E. Alpert | Mgmt | For | | For |
1.2 | Elect Director David L. Goebel | Mgmt | For | | For |
1.3 | Elect Director Murray H. Hutchison | Mgmt | For | | For |
1.4 | Elect Director Linda A. Lang | Mgmt | For | | For |
1.5 | Elect Director Michael W. Murphy | Mgmt | For | | For |
1.6 | Elect Director David M. Tehle | Mgmt | For | | For |
1.7 | Elect Director Winifred M. Webb | Mgmt | For | | For |
2 | Amend Omnibus Stock Plan | Mgmt | For | | For |
3 | Ratify Auditors | Mgmt | For | | For |
4 | Require Suppliers to Adopt CAK | SH | Against | | Against |
| | | | | |
Argon ST Inc | Meeting Date | | Meeting Type | Record Date | |
Ticker: STST | 23-Feb-10 | | Annual | 04-Jan-10 | |
CUSIP: 040149106 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Terry L. Collins | Mgmt | For | | For |
1.2 | Elect Director S. Kent Rockwell | Mgmt | For | | For |
1.3 | Elect Director John Irvin | Mgmt | For | | For |
1.4 | Elect Director Victor F. Sellier | Mgmt | For | | For |
1.5 | Elect Director Thomas E. Murdock | Mgmt | For | | For |
1.6 | Elect Director Lloyd A. Semple | Mgmt | For | | For |
1.7 | Elect Director Peter A. Marino | Mgmt | For | | For |
1.8 | Elect Director David C. Karlgaard | Mgmt | For | | For |
1.9 | Elect Director Robert McCashin | Mgmt | For | | For |
1.10 | Elect Director Maureen Baginski | Mgmt | For | | For |
1.11 | Elect Director Delores M. Etter | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Sirona Dental Systems Inc | Meeting Date | | Meeting Type | Record Date | |
Ticker: SIRO | 25-Feb-10 | | Annual | 05-Jan-10 | |
CUSIP: 82966C103 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Simone Blank | Mgmt | For | | Withhold |
1.2 | Elect Director Timothy D. Sheehan | Mgmt | For | | For |
1.3 | Elect Director Timothy P. Sullivan | Mgmt | For | | Withhold |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Esterline Technologies Corp. | Meeting Date | | Meeting Type | Record Date | |
Ticker: ESL | 03-Mar-10 | | Annual | 05-Jan-10 | |
CUSIP: 297425100 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Paul V. Haack | Mgmt | For | | For |
1.2 | Elect Director R. Bradley Lawrence | Mgmt | For | | For |
1.3 | Elect Director Leroy D. Nosbaum | Mgmt | For | | For |
1.4 | Elect Director Gary E. Pruitt | Mgmt | For | | For |
1.5 | Elect Director John F. Clearman | Mgmt | For | | For |
2 | Amend Omnibus Stock Plan | Mgmt | For | | For |
3 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Tyco Electronics Ltd. | Meeting Date | | Meeting Type | Record Date | |
Ticker: TEL | 10-Mar-10 | | Annual | 21-Jan-10 | |
CUSIP: H8912P106 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Reelect Pierre Brondeau as Director | Mgmt | For | | For |
1.2 | Reelect Ram Charan as Director | Mgmt | For | | For |
1.3 | Reelect Juergen Gromer as Director | Mgmt | For | | For |
1.4 | Reelect Robert Hernandez as Director | Mgmt | For | | For |
1.5 | Reelect Thomas Lynch as Director | Mgmt | For | | For |
1.6 | Reelect Daniel Phelan as Director | Mgmt | For | | For |
1.7 | Reelect Frederic Poses as Director | Mgmt | For | | For |
1.8 | Reelect Lawrence Smith as Director | Mgmt | For | | For |
1.9 | Reelect Paula Sneed as Director | Mgmt | For | | For |
1.10 | Reelect David Steiner as Director | Mgmt | For | | For |
1.11 | Reelect John Van Scoter as Director | Mgmt | For | | For |
2.1 | Accept Annual Report for Fiscal 2008/2009 | Mgmt | For | | For |
2.2 | Accept Statutory Financial Statements for Fiscal 2008/2009 | Mgmt | For | | For |
2.3 | Accept Consolidated Financial Statements for Fiscal 2008/2009 | Mgmt | For | | For |
3 | Approve Share Capital Reduction and Repayment of $0.64 per Share | Mgmt | For | | For |
4 | Approve Discharge of Board and Senior Management | Mgmt | For | | For |
5 | Increase the Number of Shares Available for Awards under Tyco Electronics Ltd. 2007 Stock and Incentive Plan | Mgmt | For | | Against |
6.1 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2009/2010 | Mgmt | For | | For |
6.2 | Ratify Deloitte AG as Swiss Registered Auditors for Fiscal 2009/2010 | Mgmt | For | | For |
6.3 | Ratify PricewaterhouseCoopers AG as Special Auditor for Fiscal 2009/2010 | Mgmt | For | | For |
7 | Adjourn Meeting | Mgmt | For | | Against |
8 | Transact Other Business (Voting) | Mgmt | For | | Against |
| | | | | |
Avago Technologies Ltd. | Meeting Date | | Meeting Type | Record Date | |
Ticker: AVGO | 31-Mar-10 | | Annual | 23-Mar-10 | |
CUSIP: Y0486S104 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1a | Reelect Hock E. Tan as Director | Mgmt | For | | For |
1b | Reelect Adam H. Clammer as Director | Mgmt | For | | For |
1c | Reelect James A. Davidson as Director | Mgmt | For | | For |
1d | Reelect James V. Diller as Director | Mgmt | For | | For |
1e | Reelect James H. Greene, Jr. as Director | Mgmt | For | | For |
1f | Reelect Kenneth Y. Hao as Director | Mgmt | For | | For |
1g | Reelect John R. Joyce as Director | Mgmt | For | | For |
1h | Reelect David Kerko as Director | Mgmt | For | | For |
1i | Reelect Justine F. Lien as Director | Mgmt | For | | For |
1j | Reelect Donald Macleod as Director | Mgmt | For | | For |
1k | Reelect Bock Seng Tan as Director | Mgmt | For | | For |
2 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | | For |
3 | Approve Cash Compensation to Directors | Mgmt | For | | For |
4 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Mgmt | For | | For |
5 | Approve Repurchase of Up to 10 Percent of Issued Capital | Mgmt | For | | For |
| | | | | |
IDEX Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: IEX | 06-Apr-10 | | Annual | 19-Feb-10 | |
CUSIP: 45167R104 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Neil A. Springer | Mgmt | For | | For |
1.2 | Elect Director Ruby R. Chandy | Mgmt | For | | For |
2 | Amend Omnibus Stock Plan | Mgmt | For | | For |
3 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Waddell & Reed Financial, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: WDR | 07-Apr-10 | | Annual | 11-Feb-10 | |
CUSIP: 930059100 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Henry J. Herrmann | Mgmt | For | | Withhold |
1.2 | Elect Director James M. Raines | Mgmt | For | | Withhold |
1.3 | Elect Director William L. Rogers | Mgmt | For | | Withhold |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | For |
| | | | | |
Discover Financial Services | Meeting Date | | Meeting Type | Record Date | |
Ticker: DFS | 08-Apr-10 | | Annual | 10-Feb-10 | |
CUSIP: 254709108 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Jeffrey S. Aronin | Mgmt | For | | For |
2 | Elect Director Mary K. Bush | Mgmt | For | | For |
3 | Elect Director Gregory C. Case | Mgmt | For | | For |
4 | Elect Director Robert M. Devlin | Mgmt | For | | For |
5 | Elect Director Cynthia A. Glassman | Mgmt | For | | For |
6 | Elect Director Richard H. Lenny | Mgmt | For | | For |
7 | Elect Director Thomas G. Maheras | Mgmt | For | | For |
8 | Elect Director Michael H. Moskow | Mgmt | For | | For |
9 | Elect Director David W. Nelms | Mgmt | For | | For |
10 | Elect Director E. Follin Smith | Mgmt | For | | For |
11 | Elect Director Lawrence A.Weinbach | Mgmt | For | | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
13 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Stewart Enterprises, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: STEI | 08-Apr-10 | | Annual | 11-Feb-10 | |
CUSIP: 860370105 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Thomas J. Crawford | Mgmt | For | | For |
1.2 | Elect Director Thomas M. Kitchen | Mgmt | For | | For |
1.3 | Elect Director Alden J. McDonald, Jr | Mgmt | For | | For |
1.4 | Elect Director James W. McFarland | Mgmt | For | | For |
1.5 | Elect Director Ronald H. Patron | Mgmt | For | | For |
1.6 | Elect Director Michael O. Read | Mgmt | For | | For |
1.7 | Elect Director Ashton J. Ryan, Jr. | Mgmt | For | | For |
1.8 | Elect Director Frank B. Stewart, Jr. | Mgmt | For | | For |
2 | Approve Omnibus Stock Plan | Mgmt | For | | For |
3 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
A. O. Smith Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: AOS | 12-Apr-10 | | Annual | 15-Feb-10 | |
CUSIP: 831865209 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Ronald D. Brown | Mgmt | For | | Withhold |
1.2 | Elect Director William P. Greubel | Mgmt | For | | Withhold |
1.3 | Elect Director Rober J. O'Toole | Mgmt | For | | For |
1.4 | Elect Director Idelle K. Wolf | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Brocade Communications Systems, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: BRCD | 12-Apr-10 | | Annual | 18-Feb-10 | |
CUSIP: 111621306 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Renato DiPentima | Mgmt | For | | For |
2 | Elect Director Alan Earhart | Mgmt | For | | For |
3 | Elect Director Sanjay Vaswani | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
5 | Declassify the Board of Directors | Mgmt | For | | For |
6 | Amend Supermajority Vote Requirement | Mgmt | For | | For |
| | | | | |
NewAlliance Bancshares, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: NAL | 20-Apr-10 | | Annual | 08-Mar-10 | |
CUSIP: 650203102 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Carlton L. Highsmith | Mgmt | For | | For |
1.2 | Elect Director Joseph H. Rossi | Mgmt | For | | For |
1.3 | Elect Director Nathaniel D. Woodson | Mgmt | For | | For |
1.4 | Elect Director Joseph A. Zaccagnino | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
City National Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: CYN | 21-Apr-10 | | Annual | 22-Feb-10 | |
CUSIP: 178566105 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Russell Goldsmith | Mgmt | For | | For |
1.2 | Elect Director Ronald L. Olson | Mgmt | For | | For |
1.3 | Elect DirectorRobert H. Tuttle | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | | Against |
4 | Approve Executive Incentive Bonus Plan | Mgmt | For | | For |
5 | Declassify the Board of Directors | SH | Against | | For |
| | | | | |
EQT Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: EQT | 21-Apr-10 | | Annual | 10-Feb-10 | |
CUSIP: 26884L109 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Vicky A. Bailey | Mgmt | For | | For |
1.2 | Elect Director Murry S. Gerber | Mgmt | For | | For |
1.3 | Elect Director George L. Miles, Jr. | Mgmt | For | | For |
1.4 | Elect Director James W. Whalen | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Require a Majority Vote for the Election of Directors | SH | Against | | For |
4 | Prepare Sustainability Report | SH | Against | | For |
| | | | | |
Hudson City Bancorp, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: HCBK | 21-Apr-10 | | Annual | 01-Mar-10 | |
CUSIP: 443683107 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Donald O. Quest PhD | Mgmt | For | | For |
2 | Elect Director Joseph G. Sponholz | Mgmt | For | | For |
3 | Approve/Amend Executive Incentive Bonus Plan | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Beckman Coulter, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: BEC | 22-Apr-10 | | Annual | 22-Feb-10 | |
CUSIP: 075811109 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Robert G. Funari | Mgmt | For | | For |
1.2 | Elect Director Charles A. Haggerty | Mgmt | For | | For |
1.3 | Elect Director William N. Kelly, Ph.D. | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Olin Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: OLN | 22-Apr-10 | | Annual | 26-Feb-10 | |
CUSIP: 680665205 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director C. Robert Bunch | Mgmt | For | | For |
1.2 | Elect Director RandallL W. Larrimore | Mgmt | For | | For |
1.3 | Elect Director John M. B. O'Connor | Mgmt | For | | For |
2 | Amend Non-Employee Director Stock Option Plan | Mgmt | For | | For |
3 | Amend Executive Incentive Bonus Plan | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
AGL Resources Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: AGL | 27-Apr-10 | | Annual | 16-Feb-10 | |
CUSIP: 001204106 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Sandra N. Bane | Mgmt | For | | For |
1.2 | Elect Director Thomas D. Bell, Jr. | Mgmt | For | | For |
1.3 | Elect Director Dean R. O'Hare | Mgmt | For | | For |
2 | Declassify the Board of Directors | Mgmt | For | | For |
3 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Harsco Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: HSC | 27-Apr-10 | | Annual | 02-Mar-10 | |
CUSIP: 415864107 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director G.D.H. Butler | Mgmt | For | | For |
1.2 | Elect Director K.G. Eddy | Mgmt | For | | For |
1.3 | Elect Director S.D. Fazzolari | Mgmt | For | | For |
1.4 | Elect Director S.E. Graham | Mgmt | For | | For |
1.5 | Elect Director T.D. Growcock | Mgmt | For | | For |
1.6 | Elect Director H.W. Knueppel | Mgmt | For | | For |
1.7 | Elect Director D.H. Pierce | Mgmt | For | | For |
1.8 | Elect Director J.I. Scheiner | Mgmt | For | | For |
1.9 | Elect Director A.J. Sordoni, III | Mgmt | For | | For |
1.10 | Elect Director R.C. Wilburn | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
LAZARD LTD | Meeting Date | | Meeting Type | Record Date | |
Ticker: LAZ | 27-Apr-10 | | Annual | 05-Mar-10 | |
CUSIP: G54050102 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Laurent Mignon as Director | Mgmt | For | | Withhold |
1.2 | Elect Gary W. Parr as Director | Mgmt | For | | For |
1.3 | Elect Hal S. Scott as Director | Mgmt | For | | Withhold |
2 | Amend Bye-laws Re: Removal Procedure for Chairman and CEO | Mgmt | For | | For |
3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors | Mgmt | For | | For |
| | | | | |
Praxair, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: PX | 27-Apr-10 | | Annual | 01-Mar-10 | |
CUSIP: 74005P104 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Stephen F. Angel | Mgmt | For | | For |
1.2 | Elect Director Nance K. Dicciani | Mgmt | For | | For |
1.3 | Elect Director Edward G. Galante | Mgmt | For | | For |
1.4 | Elect Director Claire W. Gargalli | Mgmt | For | | For |
1.5 | Elect Director Ira D. Hall | Mgmt | For | | For |
1.6 | Elect Director Raymond W. LeBoeuf | Mgmt | For | | For |
1.7 | Elect Director Larry D. Mcvay | Mgmt | For | | For |
1.8 | Elect Director Wayne T. Smith | Mgmt | For | | For |
1.9 | Elect Director Robert L. Wood | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Ameriprise Financial, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: AMP | 28-Apr-10 | | Annual | 01-Mar-10 | |
CUSIP: 03076C106 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director James M. Cracchiolo | Mgmt | For | | For |
2 | Elect Director H. Jay Sarles | Mgmt | For | | For |
3 | Declassify the Board of Directors | Mgmt | For | | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
5 | Amend Omnibus Stock Plan | Mgmt | For | | For |
6 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
BorgWarner Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: BWA | 28-Apr-10 | | Annual | 02-Mar-10 | |
CUSIP: 099724106 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Jere A. Drummond | Mgmt | For | | For |
1.2 | Elect Director Timothy M. Manganello | Mgmt | For | | For |
1.3 | Elect Director John R. Mckernan, Jr. | Mgmt | For | | For |
1.4 | Elect Director Ernest J. Novak, Jr. | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
EOG Resources, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: EOG | 28-Apr-10 | | Annual | 01-Mar-10 | |
CUSIP: 26875P101 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director George A. Alcorn | Mgmt | For | | For |
2 | Elect Director Charles R. Crisp | Mgmt | For | | For |
3 | Elect Director James C. Day | Mgmt | For | | For |
4 | Elect Director Mark G. Papa | Mgmt | For | | For |
5 | Elect Director H. Leighton Steward | Mgmt | For | | For |
6 | Elect Director Donald F. Textor | Mgmt | For | | For |
7 | Elect Director Frank G. Wisner | Mgmt | For | | For |
8 | Ratify Auditors | Mgmt | For | | For |
9 | Amend Omnibus Stock Plan | Mgmt | For | | For |
10 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | | For |
11 | Amend Executive Incentive Bonus Plan | Mgmt | For | | For |
12 | Report on Environmental Impacts of Natural Gas Fracturing | SH | Against | | For |
13 | Stock Retention/Holding Period | SH | Against | | For |
14 | Double Trigger on Equity Plans | SH | Against | | For |
| | | | | |
J.B. Hunt Transport Services, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: JBHT | 28-Apr-10 | | Annual | 22-Feb-10 | |
CUSIP: 445658107 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Douglas G. Duncan | Mgmt | For | | For |
2 | Elect Director Sharilyn S. Gasaway | Mgmt | For | | For |
3 | Elect Director Coleman H. Peterson | Mgmt | For | | For |
4 | Elect Director James L. Robo | Mgmt | For | | For |
5 | Elect Director Wayne Garrison | Mgmt | For | | For |
6 | Elect Director Gary C. George | Mgmt | For | | For |
7 | Elect Director Bryan Hunt | Mgmt | For | | For |
8 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Mettler-Toledo International Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: MTD | 29-Apr-10 | | Annual | 01-Mar-10 | |
CUSIP: 592688105 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Robert F. Spoerry | Mgmt | For | | For |
2 | Elect Director Wah-hui Chu | Mgmt | For | | For |
3 | Elect Director Francis A. Contino | Mgmt | For | | For |
4 | Elect Director Olivier A. Filliol | Mgmt | For | | For |
5 | Elect Director Michael A. Kelly | Mgmt | For | | For |
6 | Elect Director Martin D. Madaus | Mgmt | For | | For |
7 | Elect Director Hans Ulrich Maerki | Mgmt | For | | For |
8 | Elect Director George G. Milne | Mgmt | For | | For |
9 | Elect Director Thomas P. Salice | Mgmt | For | | For |
10 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Lincoln Educational Services Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: LINC | 30-Apr-10 | | Annual | 15-Mar-10 | |
CUSIP: 533535100 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director David F. Carney | Mgmt | For | | For |
1.2 | Elect Director Shaun E. McAlmont | Mgmt | For | | For |
1.3 | Elect Director Alexis P. Michas | Mgmt | For | | Withhold |
1.4 | Elect Director James J. Burke, Jr. | Mgmt | For | | Withhold |
1.5 | Elect Director Paul E. Glaske | Mgmt | For | | For |
1.6 | Elect Director Peter S. Burgess | Mgmt | For | | For |
1.7 | Elect Director J. Barry Morrow | Mgmt | For | | For |
1.8 | Elect Director Celia H. Currin | Mgmt | For | | For |
1.9 | Elect Director Charles F. Kalmbach | Mgmt | For | | For |
1.10 | Elect Director Alvin O. Austin | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Baldor Electric Company | Meeting Date | | Meeting Type | Record Date | |
Ticker: BEZ | 01-May-10 | | Annual | 17-Mar-10 | |
CUSIP: 057741100 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Jean A. Mauldin | Mgmt | For | | For |
1.2 | Elect Director R.L. Qualls | Mgmt | For | | For |
1.3 | Elect Director Barry K. Rogstad | Mgmt | For | | For |
1.4 | Elect Director Ronald E. Tucker | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Tootsie Roll Industries, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: TR | 03-May-10 | | Annual | 09-Mar-10 | |
CUSIP: 890516107 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Melvin J. Gordon | Mgmt | For | | Withhold |
1.2 | Elect Director Ellen R. Gordon | Mgmt | For | | Withhold |
1.3 | Elect Director Lana Jane Lewis-Brent | Mgmt | For | | Withhold |
1.4 | Elect Director Barre A. Seibert | Mgmt | For | | Withhold |
1.5 | Elect Director Richard P. Bergeman | Mgmt | For | | Withhold |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
CEC Entertainment, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: CEC | 04-May-10 | | Annual | 08-Mar-10 | |
CUSIP: 125137109 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Michael H. Magusiak | Mgmt | For | | Withhold |
1.2 | Elect Director Larry T. Mcdowell | Mgmt | For | | Withhold |
1.3 | Elect Director Walter Tyree | Mgmt | For | | Withhold |
2 | Declassify the Board of Directors | Mgmt | For | | For |
3 | Eliminate Cumulative Voting | Mgmt | For | | For |
4 | Amend Restricted Stock Plan | Mgmt | For | | For |
5 | Amend Non-Employee Director Restricted Stock Plan | Mgmt | For | | For |
6 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Federal Realty Investment Trust | Meeting Date | | Meeting Type | Record Date | |
Ticker: FRT | 04-May-10 | | Annual | 17-Mar-10 | |
CUSIP: 313747206 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Jon E. Bortz | Mgmt | For | | For |
1.2 | Elect Director David W. Faeder | Mgmt | For | | For |
1.3 | Elect Director Kristin Gamble | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Approve Omnibus Stock Plan | Mgmt | For | | For |
4 | Prepare Sustainability Report | SH | Against | | For |
| | | | | |
IBERIABANK Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: IBKC | 04-May-10 | | Annual | 17-Mar-10 | |
CUSIP: 450828108 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Elaine D. Abell | Mgmt | For | | Withhold |
1.2 | Elect Director William H. Fenstermaker | Mgmt | For | | Withhold |
1.3 | Elect Director O. L. Pollard Jr. | Mgmt | For | | Withhold |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Sigma-Aldrich Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: SIAL | 04-May-10 | | Annual | 05-Mar-10 | |
CUSIP: 826552101 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Rebecca M. Bergman | Mgmt | For | | For |
2 | Elect Director George M. Church | Mgmt | For | | For |
3 | Elect Director David R. Harvey | Mgmt | For | | For |
4 | Elect Director W. Lee McCollum | Mgmt | For | | For |
5 | Elect Director Jai P. Nagarkatti | Mgmt | For | | For |
6 | Elect Director Avi M. Nash | Mgmt | For | | For |
7 | Elect Director Steven M. Paul | Mgmt | For | | For |
8 | Elect Director J. Pedro Reinhard | Mgmt | For | | For |
9 | Elect Director D. Dean Spatz | Mgmt | For | | For |
10 | Elect Director Barrett A. Toan | Mgmt | For | | For |
11 | Amend Executive Incentive Bonus Plan | Mgmt | For | | For |
12 | Ratify Auditors | Mgmt | For | | For |
13 | Reduce Supermajority Vote Requirement | SH | Against | | For |
| | | | | |
Tempur-Pedic International Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: TPX | 04-May-10 | | Annual | 05-Mar-10 | |
CUSIP: 88023U101 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Mark Sarvary | Mgmt | For | | For |
2 | Elect Director Evelyn Dilsaver | Mgmt | For | | For |
3 | Elect Director Francis A. Doyle | Mgmt | For | | For |
4 | Elect Director John A. Heil | Mgmt | For | | For |
5 | Elect Director Peter K. Hoffman | Mgmt | For | | For |
6 | Elect Director Sir Paul Judge | Mgmt | For | | For |
7 | Elect Director Nancy F. Koehn | Mgmt | For | | For |
8 | Elect Director Christopher A. Masto | Mgmt | For | | For |
9 | Elect Director P. Andrews McLane | Mgmt | For | | For |
10 | Elect Director Robert B. Trussell, Jr. | Mgmt | For | | For |
11 | Ratify Auditors | Mgmt | For | | For |
12 | Approve Executive Incentive Bonus Plan | Mgmt | For | | For |
| | | | | |
Hess Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: HES | 05-May-10 | | Annual | 15-Mar-10 | |
CUSIP: 42809H107 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director N.F. Brady | Mgmt | For | | Withhold |
1.2 | Elect Director G.P. Hill | Mgmt | For | | For |
1.3 | Elect Director T.H. Kean | Mgmt | For | | Withhold |
1.4 | Elect Director F.A. Olson | Mgmt | For | | Withhold |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | | For |
4 | Report on Political Contributions | SH | Against | | For |
| | | | | |
Sunstone Hotel Investors, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: SHO | 05-May-10 | | Annual | 12-Mar-10 | |
CUSIP: 867892101 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Robert A. Alter | Mgmt | For | | For |
1.2 | Elect Director Arthur L. Buser, Jr. | Mgmt | For | | For |
1.3 | Elect Director Lewis N. Wolff | Mgmt | For | | For |
1.4 | Elect Director Z. Jamie Behar | Mgmt | For | | For |
1.5 | Elect Director Thomas A. Lewis, Jr. | Mgmt | For | | For |
1.6 | Elect Director Keith M. Locker | Mgmt | For | | For |
1.7 | Elect Director Keith P. Russell | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | | For |
| | | | | |
Talisman Energy Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: TLM | 05-May-10 | | Annual/Special | 08-Mar-10 | |
CUSIP: 87425E103 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Christiane Bergevin as Director | Mgmt | For | | For |
1.2 | Elect Donald J. Carty as Director | Mgmt | For | | For |
1.3 | Elect William R.P. Dalton as Director | Mgmt | For | | For |
1.4 | Elect Kevin S. Dunne as Director | Mgmt | For | | For |
1.5 | Elect Harold N. Kvisle as Director | Mgmt | For | | For |
1.6 | Elect John A. Manzoni as Director | Mgmt | For | | For |
1.7 | Elect Lisa A. Stewart as Director | Mgmt | For | | For |
1.8 | Elect Peter W. Tomsett as Director | Mgmt | For | | For |
1.9 | Elect John D. Watson as Director | Mgmt | For | | For |
1.10 | Elect Charles R. Williamson as Director | Mgmt | For | | For |
1.11 | Elect Charles M. Winograd as Director | Mgmt | For | | For |
2 | Ratify Ernst & Young, LLP as Auditors | Mgmt | For | | For |
3 | Amend By-Law No.1 | Mgmt | For | | For |
| | | | | |
Bemis Company, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: BMS | 06-May-10 | | Annual | 08-Mar-10 | |
CUSIP: 081437105 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Jeffery H. Curler | Mgmt | For | | For |
1.2 | Elect Director Roger D. O'Shaugnessey | Mgmt | For | | For |
1.3 | Elect Director David S. Haffner | Mgmt | For | | For |
1.4 | Elect Director Holly A. Van Deursen | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Report on Pay Disparity | SH | Against | | Against |
| | | | | |
CHICAGO BRIDGE AND IRON COMPANY NV | Meeting Date | | Meeting Type | Record Date | |
Ticker: CBI | 06-May-10 | | Annual | 12-Mar-10 | |
CUSIP: 167250109 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
| Meeting for ADR Holders | Mgmt | | | |
1 | Election Of The Member Of The Supervisory Board: Michael L. Underwood. (please Note That An Abstain Vote Will count As A For Vote For The Alternate Nominee Luciano Reyes) | Mgmt | For | | For |
2 | Election Of Member Of Management Board: Chicago Bridge & Iron Company B.v. (please Note That An Abstain Vote Will Count As a For Vote For Alternate Nominee Lealand Finance Company B.v.) | Mgmt | For | | For |
3 | Authorize The Preparation Of Our Dutch Statutory Annual Accounts and Annual Report Of Our Management Board In English Language. | Mgmt | For | | For |
4 | To Discharge The Sole Member Of The Management Board From liability, All As More Fully Described In The Proxy Statement. | Mgmt | For | | For |
5 | To Discharge The Members Of The Supervisory Board From liability, All As More Fully Described In The Proxy Statement. | Mgmt | For | | For |
6 | To Approve The Extension Of The Authority Of Our Management Board, To Repurchase Up To 10% Of Issued Share Capital. | Mgmt | For | | For |
7 | To Appoint Ernst & Young Llp As Our Independent Registered Public Accounting Firm, Who Will Audit Our Accounts. | Mgmt | For | | For |
8 | To Approve The Chicago Bridge & Iron Company Incentive Compensation Program. | Mgmt | For | | For |
9 | To Approve The Extension Of The Authority Of The Supervisory Board To Issue Shares And/or Grant Rights To Acquire Shares. | Mgmt | For | | Against |
10 | To Approve The Compensation Of The Members Of The Supervisory Board. | Mgmt | For | | Against |
11 | Receive Explanation on Company's Reserves and Dividend Policy | Mgmt | | | |
| | | | | |
Dole Food Company, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: DOLE | 06-May-10 | | Annual | 25-Mar-10 | |
CUSIP: 256603101 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Andrew J. Conrad | Mgmt | For | | Withhold |
1.2 | Elect Director Justin M. Murdock | Mgmt | For | | Withhold |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
NTELOS Holdings Corp. | Meeting Date | | Meeting Type | Record Date | |
Ticker: NTLS | 06-May-10 | | Annual | 09-Mar-10 | |
CUSIP: 67020Q107 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Timothy G. Biltz | Mgmt | For | | For |
1.2 | Elect Director Daniel Fine | Mgmt | For | | For |
1.3 | Elect Director Robert E. Guth | Mgmt | For | | For |
1.4 | Elect Director Daniel J. Heneghan | Mgmt | For | | For |
1.5 | Elect Director Michael Huber | Mgmt | For | | For |
1.6 | Elect Director James A. Hyde | Mgmt | For | | For |
1.7 | Elect Director Julia B. North | Mgmt | For | | For |
1.8 | Elect Director Jerry E. Vaughn | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Approve Omnibus Stock Plan | Mgmt | For | | For |
| | | | | |
Plains Exploration & Production Company | Meeting Date | | Meeting Type | Record Date | |
Ticker: PXP | 06-May-10 | | Annual | 25-Mar-10 | |
CUSIP: 726505100 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director James C. Flores | Mgmt | For | | For |
1.2 | Elect Director Isaac Arnold, Jr. | Mgmt | For | | For |
1.3 | Elect Director Alan R. Buckwalter, III | Mgmt | For | | For |
1.4 | Elect Director Jerry L. Dees | Mgmt | For | | For |
1.5 | Elect Director Tom H. Delimitros | Mgmt | For | | For |
1.6 | Elect Director Thomas A. Fry, III | Mgmt | For | | For |
1.7 | Elect Director Robert L. Gerry, III | Mgmt | For | | For |
1.8 | Elect Director Charles G. Groat | Mgmt | For | | For |
1.9 | Elect Director John H. Lollar | Mgmt | For | | For |
2 | Approve Omnibus Stock Plan | Mgmt | For | | Against |
3 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
SCANA Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: SCG | 06-May-10 | | Annual | 17-Mar-10 | |
CUSIP: 80589M102 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Joshua W. Martin, III | Mgmt | For | | For |
1.2 | Elect Director James M. Micali | Mgmt | For | | For |
1.3 | Elect Director Harold C. Stowe | Mgmt | For | | For |
2 | Amend Omnibus Stock Plan | Mgmt | For | | For |
3 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Wisconsin Energy Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: WEC | 06-May-10 | | Annual | 25-Feb-10 | |
CUSIP: 976657106 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director John F. Bergstrom | Mgmt | For | | For |
1.2 | Elect Director Barbara L. Bowles | Mgmt | For | | For |
1.3 | Elect Director Patricia W. Chadwick | Mgmt | For | | For |
1.4 | Elect Director Robert A. Cornog | Mgmt | For | | For |
1.5 | Elect Director Curt S. Culver | Mgmt | For | | For |
1.6 | Elect Director Thomas J. Fischer | Mgmt | For | | For |
1.7 | Elect Director Gale E. Klappa | Mgmt | For | | For |
1.8 | Elect Director Ulice Payne, Jr. | Mgmt | For | | For |
1.9 | Elect Director Frederick P. Stratton, Jr. | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Allegheny Technologies Incorporated | Meeting Date | | Meeting Type | Record Date | |
Ticker: ATI | 07-May-10 | | Annual | 17-Mar-10 | |
CUSIP: 01741R102 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director L. Patrick Hassey | Mgmt | For | | For |
1.2 | Elect Director Barbara S. Jeremiah | Mgmt | For | | For |
1.3 | Elect Director John D. Turner | Mgmt | For | | For |
2 | Amend Omnibus Stock Plan | Mgmt | For | | For |
3 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
St. Jude Medical, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: STJ | 07-May-10 | | Annual | 10-Mar-10 | |
CUSIP: 790849103 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Stuart M. Essig | Mgmt | For | | For |
1.2 | Elect Director Barbara B. Hill | Mgmt | For | | For |
1.3 | Elect Director Michael A. Rocca | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Prepare Sustainability Report | SH | Against | | For |
| | | | | |
Protective Life Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: PL | 10-May-10 | | Annual | 12-Mar-10 | |
CUSIP: 743674103 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director James S. M. French | Mgmt | For | | For |
1.2 | Elect Director Thomas L. Hamby | Mgmt | For | | For |
1.3 | Elect Director John D. Johns | Mgmt | For | | For |
1.4 | Elect Director Vanessa Leonard | Mgmt | For | | For |
1.5 | Elect Director Charles D. McCrary | Mgmt | For | | For |
1.6 | Elect Director John J. McMahon, Jr. | Mgmt | For | | For |
1.7 | Elect Director Hans H. Miller | Mgmt | For | | For |
1.8 | Elect Director Malcolm Portera | Mgmt | For | | For |
1.9 | Elect Director C. Dowd Ritter | Mgmt | For | | For |
1.10 | Elect Director William A. Terry | Mgmt | For | | For |
1.11 | Elect Director W. Michael Warren, Jr. | Mgmt | For | | For |
1.12 | Elect Director Vanessa Wilson | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Cal Dive International, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: DVR | 11-May-10 | | Annual | 12-Mar-10 | |
CUSIP: 12802T101 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Owen E. Kratz | Mgmt | For | | For |
1.2 | Elect Director David E. Preng | Mgmt | For | | Withhold |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
DENTSPLY International Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: XRAY | 11-May-10 | | Annual | 15-Mar-10 | |
CUSIP: 249030107 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Paula H. Cholmondeley | Mgmt | For | | For |
1.2 | Elect Director Michael J. Coleman | Mgmt | For | | For |
1.3 | Elect Director John C. Miles II | Mgmt | For | | Against |
1.4 | Elect Director John L. Miclot | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Approve Omnibus Stock Plan | Mgmt | For | | For |
| | | | | |
Gilead Sciences, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: GILD | 11-May-10 | | Annual | 15-Mar-10 | |
CUSIP: 375558103 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Paul Berg | Mgmt | For | | For |
1.2 | Elect Director John F. Cogan | Mgmt | For | | For |
1.3 | Elect Director Etienne F. Davignon | Mgmt | For | | For |
1.4 | Elect Director James M. Denny | Mgmt | For | | For |
1.5 | Elect Director Carla A. Hills | Mgmt | For | | For |
1.6 | Elect Director Kevin E. Lofton | Mgmt | For | | For |
1.7 | Elect Director John W. Madigan | Mgmt | For | | For |
1.8 | Elect Director John C. Martin | Mgmt | For | | For |
1.9 | Elect Director Gordon E. Moore | Mgmt | For | | For |
1.10 | Elect Director Nicholas G. Moore | Mgmt | For | | For |
1.11 | Elect Director Richard J. Whitley | Mgmt | For | | For |
1.12 | Elect Director Gayle E. Wilson | Mgmt | For | | For |
1.13 | Elect Director Per Wold-Olsen | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Reduce Supermajority Vote Requirement | SH | Against | | For |
| | | | | |
Agrium Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: AGU | 12-May-10 | | Annual/Special | 23-Mar-10 | |
CUSIP: 008916108 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Ralph S. Cunningham | Mgmt | For | | For |
1.2 | Elect Director Germaine Gibara | Mgmt | For | | For |
1.3 | Elect Director Russell K. Girling | Mgmt | For | | For |
1.4 | Elect Director Susan A. Henry | Mgmt | For | | For |
1.5 | Elect Director Russell J. Horner | Mgmt | For | | For |
1.6 | Elect Director A. Anne McLellan | Mgmt | For | | For |
1.7 | Elect Director David J. Lesar | Mgmt | For | | For |
1.8 | Elect Director John E. Lowe | Mgmt | For | | For |
1.9 | Elect Director Derek G. Pannell | Mgmt | For | | For |
1.10 | Elect Director Frank W. Proto | Mgmt | For | | For |
1.11 | Elect Director Michael M. Wilson | Mgmt | For | | For |
1.12 | Elect Director Victor J. Zaleschuk | Mgmt | For | | For |
2 | Ratify KPMG LLP as Auditors | Mgmt | For | | For |
3 | Approve Shareholder Rights Plan | Mgmt | For | | For |
4 | Advisory Vote on Executive Compensation Approach | Mgmt | For | | For |
| | | | | |
DreamWorks Animation SKG, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: DWA | 12-May-10 | | Annual | 23-Mar-10 | |
CUSIP: 26153C103 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Jeffrey Katzenberg | Mgmt | For | | Withhold |
1.2 | Elect Director Roger A. Enrico | Mgmt | For | | For |
1.3 | Elect Director Lewis Coleman | Mgmt | For | | For |
1.4 | Elect Director Harry Brittenham | Mgmt | For | | For |
1.5 | Elect Director Thomas Freston | Mgmt | For | | For |
1.6 | Elect Director Judson C. Green | Mgmt | For | | For |
1.7 | Director Mellody Hobson | Mgmt | For | | For |
1.8 | Elect Director Michael Montgomery | Mgmt | For | | For |
1.9 | Elect Director Nathan Myhrvold | Mgmt | For | | For |
1.10 | Elect Director Richard Sherman | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For | | For |
| | | | | |
Dril-Quip, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: DRQ | 12-May-10 | | Annual | 25-Mar-10 | |
CUSIP: 262037104 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Alexander P. Shukis | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Laboratory Corporation of America Holdings | Meeting Date | | Meeting Type | Record Date | |
Ticker: LH | 12-May-10 | | Annual | 15-Mar-10 | |
CUSIP: 50540R409 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director David P. King | Mgmt | For | | For |
2 | Elect Director Kerrii B. Anderson | Mgmt | For | | For |
3 | Elect Director Jean-Luc Belingard | Mgmt | For | | Against |
4 | Elect Director Wendy E. Lane | Mgmt | For | | For |
5 | Elect Director Thomas P. Mac Mahon | Mgmt | For | | For |
6 | Elect Director Robert E. Mittelstaedt, Jr. | Mgmt | For | | For |
7 | Elect Director Arthur H. Rubenstein | Mgmt | For | | For |
8 | Elect Director M. Keith Weikel | Mgmt | For | | For |
9 | Elect Director R. Sanders Williams | Mgmt | For | | For |
10 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
National Oilwell Varco, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: NOV | 12-May-10 | | Annual | 23-Mar-10 | |
CUSIP: 637071101 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Ben A. Guill | Mgmt | For | | For |
1.2 | Elect Director Roger L. Jarvis | Mgmt | For | | For |
1.3 | Elect Director Eric L. Mattson | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Philip Morris International Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: PM | 12-May-10 | | Annual | 16-Mar-10 | |
CUSIP: 718172109 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Harold Brown | Mgmt | For | | For |
2 | Elect Director Mathis Cabiallavetta | Mgmt | For | | For |
3 | Elect Director Louis C. Camilleri | Mgmt | For | | For |
4 | Elect Director J. Dudley Fishburn | Mgmt | For | | For |
5 | Elect Director Jennifer Li | Mgmt | For | | For |
6 | Elect Director Graham Mackay | Mgmt | For | | For |
7 | Elect Director Sergio Marchionne | Mgmt | For | | For |
8 | Elect Director Lucio A. Noto | Mgmt | For | | For |
9 | Elect Director Carlos Slim Helu | Mgmt | For | | For |
10 | Elect Director Stephen M. Wolf | Mgmt | For | | For |
11 | Ratify Auditors | Mgmt | For | | For |
12 | Report on Effect of Marketing Practices on the Poor | SH | Against | | Against |
13 | Establish Supplier Human Rights Purchasing Protocols | SH | Against | | Against |
| | | | | |
The Warnaco Group, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: WRC | 12-May-10 | | Annual | 18-Mar-10 | |
CUSIP: 934390402 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director David A. Bell | Mgmt | For | | For |
2 | Elect Director Robert A. Bowman | Mgmt | For | | For |
3 | Elect Director Richard Karl Goeltz | Mgmt | For | | For |
4 | Elect Director Joseph R. Gromek | Mgmt | For | | For |
5 | Elect Director Sheila A. Hopkins | Mgmt | For | | For |
6 | Elect Director Charles R. Perrin | Mgmt | For | | For |
7 | Elect Director Nancy A. Reardon | Mgmt | For | | For |
8 | Elect Director Donald L. Seeley | Mgmt | For | | For |
9 | Elect Director Cheryl Nido Turpin | Mgmt | For | | For |
10 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Tupperware Brands Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: TUP | 12-May-10 | | Annual | 15-Mar-10 | |
CUSIP: 899896104 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Rita Bornstein, Ph.D. | Mgmt | For | | For |
2 | Elect Director Kriss Cloninger, III | Mgmt | For | | For |
3 | Elect Director E.V. Goings | Mgmt | For | | For |
4 | Elect Director Joe R. Lee | Mgmt | For | | For |
5 | Elect Director Bob Marbut | Mgmt | For | | For |
6 | Elect Director Antonio Monteiro de Castro | Mgmt | For | | For |
7 | Elect Director David R. Parker | Mgmt | For | | For |
8 | Elect Director Joyce M. Roche | Mgmt | For | | For |
9 | Elect Director J. Patrick Spainhour | Mgmt | For | | For |
10 | Elect Director M. Anne Szostak | Mgmt | For | | For |
11 | Ratify Auditors | Mgmt | For | | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
13 | Approve Omnibus Stock Plan | Mgmt | For | | For |
| | | | | |
Aegean Marine Petroleum Network Inc | Meeting Date | | Meeting Type | Record Date | |
Ticker: ANW | 13-May-10 | | Annual | 29-Mar-10 | |
CUSIP: Y0017S102 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Yiannis N. Papanicolaou as Director | Mgmt | For | | For |
1.2 | Elect Konstantinos D. Koutsomitopoulos as Director | Mgmt | For | | For |
2 | Ratify Deloitte Hadjipavlou Sofianos & Cambanis S.A. as the Company's independent auditors for the fiscal year ending December 31, 2010. | Mgmt | For | | For |
| | | | | |
Cinemark Holdings, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: CNK | 13-May-10 | | Annual | 25-Mar-10 | |
CUSIP: 17243V102 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Benjamin D. Chereskin | Mgmt | For | | For |
1.2 | Elect Director Lee Roy Mitchell | Mgmt | For | | For |
1.3 | Elect Director Raymond W. Syufy | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
FEI Company | Meeting Date | | Meeting Type | Record Date | |
Ticker: FEIC | 13-May-10 | | Annual | 08-Mar-10 | |
CUSIP: 30241L109 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Lawrence A. Bock | Mgmt | For | | For |
1.2 | Elect Director Wilfred J. Corrigan | Mgmt | For | | For |
1.3 | Elect Director Don R. Kania | Mgmt | For | | For |
1.4 | Elect Director Thomas F. Kelly | Mgmt | For | | For |
1.5 | Elect Director William W. Lattin | Mgmt | For | | For |
1.6 | Elect Director Jan C. Lobbezoo | Mgmt | For | | For |
1.7 | Elect Director Gerhard H. Parker | Mgmt | For | | For |
1.8 | Elect Director James T. Richardson | Mgmt | For | | For |
1.9 | Elect Director Richard H. Wills | Mgmt | For | | For |
2 | Amend Omnibus Stock Plan | Mgmt | For | | For |
3 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Frontier Communications Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: FTR | 13-May-10 | | Annual | 17-Mar-10 | |
CUSIP: 35906A108 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Leroy T. Barnes, Jr. | Mgmt | For | | For |
1.2 | Elect Director Peter C.B. Bynoe | Mgmt | For | | For |
1.3 | Elect Director Jeri B. Finard | Mgmt | For | | For |
1.4 | Elect Director Lawton Wehle Fitt | Mgmt | For | | For |
1.5 | Elect Director William M. Kraus | Mgmt | For | | For |
1.6 | Elect Director Howard L. Schrott | Mgmt | For | | For |
1.7 | Elect Director Larraine D. Segil | Mgmt | For | | For |
1.8 | Elect Director David H. Ward | Mgmt | For | | For |
1.9 | Elect Director Myron A. Wick, III | Mgmt | For | | For |
1.10 | Elect Director Mary Agnes Wilderotter | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
3 | Stock Retention/Holding Period | SH | Against | | For |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Portland General Electric Company | Meeting Date | | Meeting Type | Record Date | |
Ticker: POR | 13-May-10 | | Annual | 08-Mar-10 | |
CUSIP: 736508847 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director John W. Ballantine | Mgmt | For | | For |
1.2 | Elect Director Rodney L. Brown, Jr. | Mgmt | For | | For |
1.3 | Elect Director David A. Dietzler | Mgmt | For | | For |
1.4 | Elect Director Kirby A. Dyess | Mgmt | For | | For |
1.5 | Elect Director Peggy Y. Fowler | Mgmt | For | | For |
1.6 | Elect Director Mark B. Ganz | Mgmt | For | | For |
1.7 | Elect Director Corbin A. McNeill, Jr. | Mgmt | For | | For |
1.8 | Elect Director Neil J. Nelson | Mgmt | For | | For |
1.9 | Elect Director M. Lee Pelton | Mgmt | For | | For |
1.10 | Elect Director James J. Piro | Mgmt | For | | For |
1.11 | Elect Director Robert T.F. Reid | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Republic Services, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: RSG | 13-May-10 | | Annual | 16-Mar-10 | |
CUSIP: 760759100 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Election Director James E. O Connor | Mgmt | For | | For |
2 | Election Director John W. Croghan | Mgmt | For | | For |
3 | Election Director James W. Crownover | Mgmt | For | | For |
4 | Election Director William J. Flynn | Mgmt | For | | For |
5 | Election Director David I. Foley | Mgmt | For | | For |
6 | Election Director Michael Larson | Mgmt | For | | For |
7 | Election Director Nolan Lehmann | Mgmt | For | | For |
8 | Election Director W. Lee Nutter | Mgmt | For | | For |
9 | Election Director Ramon A. Rodriguez | Mgmt | For | | For |
10 | Election Director Allan C. Sorensen | Mgmt | For | | For |
11 | Election Director John M. Trani | Mgmt | For | | For |
12 | Election Director Michael W. Wickham | Mgmt | For | | For |
13 | Ratify Auditors | Mgmt | For | | For |
14 | Report on Political Contributions | SH | Against | | Against |
| | | | | |
Sybase, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: SY | 13-May-10 | | Annual | 31-Mar-10 | |
CUSIP: 871130100 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director John S. Chen | Mgmt | For | | For |
1.2 | Elect Director Richard C. Alberding | Mgmt | For | | For |
1.3 | Elect Director Cecilia Claudio | Mgmt | For | | For |
1.4 | Elect Director Michael A. Daniels | Mgmt | For | | For |
1.5 | Elect Director L. William Krause | Mgmt | For | | For |
1.6 | Elect Director Alan B. Salisbury | Mgmt | For | | For |
1.7 | Elect Director Jack E. Sum | Mgmt | For | | For |
1.8 | Elect Director Robert P. Wayman | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Executive Incentive Bonus Plan | Mgmt | For | | For |
| | | | | |
Warner Chilcott plc | Meeting Date | | Meeting Type | Record Date | |
Ticker: WCRX | 13-May-10 | | Annual | 16-Mar-10 | |
CUSIP: G94368100 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1A | Elect John Connaughton as Director | Mgmt | For | | For |
1B | Elect Stephen Murray as Director | Mgmt | For | | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | | For |
| | | | | |
Transocean Ltd. | Meeting Date | | Meeting Type | Record Date | |
Ticker: RIG | 14-May-10 | | Annual | 26-Apr-10 | |
CUSIP: H8817H100 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | | For |
2 | Approve Discharge of Board and Senior Management | Mgmt | For | | For |
3 | Approve Allocation of Income and Omission of Dividends | Mgmt | For | | For |
4 | Change Location of Registered Office to Steinhausen, Switzerland | Mgmt | For | | For |
5 | Approve Creation of CHF 2.5 Billion Pool of Capital without Preemptive Rights | Mgmt | For | | Against |
6 | Approve Reduction in Share Capita and Repayment of $3.11 per Sharel | Mgmt | For | | For |
7 | Amend Articles Re: Share Certificates due to New Swiss Federal Act on Intermediated Securities | Mgmt | For | | For |
8a | Elect Steven Newman as Director | Mgmt | For | | For |
8b | Reelect Thomas Carson as Director | Mgmt | For | | For |
8c | Reelect Robert Sprague as Director | Mgmt | For | | For |
8d | Reelect J. Michael Talbert as Director | Mgmt | For | | For |
8e | Reelect John Whitmire as Director | Mgmt | For | | For |
9 | Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2010 | Mgmt | For | | For |
10 | Transact Other Business (Voting) | Mgmt | For | | Against |
| | | | | |
Nordstrom, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: JWN | 18-May-10 | | Annual | 12-Mar-10 | |
CUSIP: 655664100 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Phyllis J. Campbell | Mgmt | For | | For |
2 | Elect Director Enrique Hernandez, Jr. | Mgmt | For | | For |
3 | Elect Director Robert G. Miller | Mgmt | For | | For |
4 | Elect Director Blake W. Nordstrom | Mgmt | For | | For |
5 | Elect Director Erik B. Nordstrom | Mgmt | For | | For |
6 | Elect Director Peter E. Nordstrom | Mgmt | For | | For |
7 | Elect Director Philip G. Satre | Mgmt | For | | For |
8 | Elect Director Robert D. Walter | Mgmt | For | | For |
9 | Elect Director Alison A. Winter | Mgmt | For | | For |
10 | Approve Omnibus Stock Plan | Mgmt | For | | For |
11 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
TRW Automotive Holdings Corp. | Meeting Date | | Meeting Type | Record Date | |
Ticker: TRW | 18-May-10 | | Annual | 19-Mar-10 | |
CUSIP: 87264S106 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Jody G. Miller | Mgmt | For | | For |
1.2 | Elect Director John C. Plant | Mgmt | For | | For |
1.3 | Elect Director Neil P. Simpkins | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Morgans Hotel Group Co. | Meeting Date | | Meeting Type | Record Date | |
Ticker: MHGC | 19-May-10 | | Annual | 26-Mar-10 | |
CUSIP: 61748W108 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Robert Friedman | Mgmt | For | | Withhold |
1.2 | Elect Director Jeffrey M. Gault | Mgmt | For | | Withhold |
1.3 | Elect Director Marc Gordon | Mgmt | For | | Withhold |
1.4 | Elect Director Michael Gross | Mgmt | For | | Withhold |
1.5 | Elect Director David T. Hamamoto | Mgmt | For | | Withhold |
1.6 | Elect Director Thomas L. Harrison | Mgmt | For | | Withhold |
1.7 | Elect Director Fred J. Kleisner | Mgmt | For | | Withhold |
1.8 | Elect Director Edwin L. Knetzger, III | Mgmt | For | | Withhold |
1.9 | Elect Director Michael D. Malone | Mgmt | For | | Withhold |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Safeway Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: SWY | 19-May-10 | | Annual | 22-Mar-10 | |
CUSIP: 786514208 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Steven A. Burd | Mgmt | For | | For |
2 | Elect Director Janet E. Grove | Mgmt | For | | For |
3 | Elect Director Mohan Gyani | Mgmt | For | | For |
4 | Elect Director Paul Hazen | Mgmt | For | | For |
5 | Elect Director Frank C. Herringer | Mgmt | For | | For |
6 | Elect Director Kenneth W. Oder | Mgmt | For | | For |
7 | Elect Director Arun Sarin | Mgmt | For | | For |
8 | Elect Director Michael S. Shannon | Mgmt | For | | For |
9 | Elect Director William Y. Tauscher | Mgmt | For | | For |
10 | Provide Right to Call Special Meeting | Mgmt | For | | For |
11 | Ratify Auditors | Mgmt | For | | For |
12 | Restore or Provide for Cumulative Voting | SH | Against | | For |
13 | Adopt Global Warming Principles | SH | Against | | Against |
14 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | SH | Against | | For |
15 | Purchase Poultry from Suppliers Using CAK | SH | Against | | Against |
| | | | | |
Cephalon, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: CEPH | 20-May-10 | | Annual | 25-Mar-10 | |
CUSIP: 156708109 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Frank Baldino, Jr., Ph.D. | Mgmt | For | | For |
1.2 | Elect Director William P. Egan | Mgmt | For | | For |
1.3 | Elect Director Martyn D. Greenacre | Mgmt | For | | For |
1.4 | Elect Director Vaughn M. Kailian | Mgmt | For | | For |
1.5 | Elect Director Kevin E. Moley | Mgmt | For | | For |
1.6 | Elect Director Charles A. Sanders, M.D. | Mgmt | For | | For |
1.7 | Elect Director Gail R. Wilensky, Ph.D. | Mgmt | For | | For |
1.8 | Elect Director Dennis L. Winger | Mgmt | For | | For |
2 | Amend Omnibus Stock Plan | Mgmt | For | | For |
3 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Tiffany & Co. | Meeting Date | | Meeting Type | Record Date | |
Ticker: TIF | 20-May-10 | | Annual | 23-Mar-10 | |
CUSIP: 886547108 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Michael J. Kowalski | Mgmt | For | | For |
2 | Elect Director Rose Marie Bravo | Mgmt | For | | For |
3 | Elect Director Gary E. Costley | Mgmt | For | | For |
4 | Elect Director Lawrence K. Fish | Mgmt | For | | For |
5 | Elect Director Abby F. Kohnstamm | Mgmt | For | | For |
6 | Elect Director Charles K. Marquis | Mgmt | For | | For |
7 | Elect Director Peter W. May | Mgmt | For | | For |
8 | Elect Director J. Thomas Presby | Mgmt | For | | For |
9 | Elect Director William A. Shutzer | Mgmt | For | | For |
10 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Fiserv, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: FISV | 26-May-10 | | Annual | 26-Mar-10 | |
CUSIP: 337738108 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Kim M. Robak | Mgmt | For | | For |
1.2 | Elect Director Doyle R. Simons | Mgmt | For | | For |
1.3 | Elect Director Thomas C. Wertheimer | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
King Pharmaceuticals, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: KG | 26-May-10 | | Annual | 30-Mar-10 | |
CUSIP: 495582108 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Kevin S. Crutchfield | Mgmt | For | | For |
1.2 | Elect Director E.W. Deavenport Jr. | Mgmt | For | | For |
1.3 | Elect Director Elizabeth M. Greetham | Mgmt | For | | For |
1.4 | Elect Director Philip A. Incarnati | Mgmt | For | | For |
1.5 | Elect Director Gregory D. Jordan | Mgmt | For | | For |
1.6 | Elect Director Brian A. Markison | Mgmt | For | | For |
1.7 | Elect Director R. Charles Moyer | Mgmt | For | | For |
1.8 | Elect Director D. Greg Rooker | Mgmt | For | | For |
1.9 | Elect Director Derace L. Schaffer | Mgmt | For | | For |
1.10 | Elect Director Ted G. Wood | Mgmt | For | | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Mgmt | For | | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
5 | Reduce Supermajority Vote Requirement | SH | Against | | For |
| | | | | |
Nu Skin Enterprises, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: NUS | 26-May-10 | | Annual | 31-Mar-10 | |
CUSIP: 67018T105 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Nevin N. Andersen | Mgmt | For | | For |
1.2 | Elect Director Daniel W. Campbell | Mgmt | For | | Withhold |
1.3 | Elect Director E.J. "Jake" Garn | Mgmt | For | | Withhold |
1.4 | Elect Director M. Truman Hunt | Mgmt | For | | For |
1.5 | Elect Director Andrew D. Lipman | Mgmt | For | | Withhold |
1.6 | Elect Director Steven J. Lund | Mgmt | For | | For |
1.7 | Elect Director Patricia A. Negron | Mgmt | For | | Withhold |
1.8 | Elect Director Thomas R. Pisano | Mgmt | For | | For |
1.9 | Elect Director Blake M. Roney | Mgmt | For | | For |
1.10 | Elect Director Sandra N. Tillotson | Mgmt | For | | For |
1.11 | Elect Director David D. Ussery | Mgmt | For | | Withhold |
2 | Approve Omnibus Stock Plan | Mgmt | For | | For |
3 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Thermo Fisher Scientific Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: TMO | 26-May-10 | | Annual | 29-Mar-10 | |
CUSIP: 883556102 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Marc N. Casper | Mgmt | For | | For |
2 | Elect Director Tyler Jacks | Mgmt | For | | For |
3 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Big Lots, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: BIG | 27-May-10 | | Annual | 29-Mar-10 | |
CUSIP: 089302103 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Jeffrey P. Berger | Mgmt | For | | For |
1.2 | Elect Director Steven S. Fishman | Mgmt | For | | For |
1.3 | Elect Director Peter J. Hayes | Mgmt | For | | For |
1.4 | Elect Director David T. Kollat | Mgmt | For | | For |
1.5 | Elect Director Brenda J. Lauderback | Mgmt | For | | For |
1.6 | Elect Director Philip E. Mallott | Mgmt | For | | For |
1.7 | Elect Director Russell Solt | Mgmt | For | | For |
1.8 | Elect Director James R. Tener | Mgmt | For | | For |
1.9 | Elect Director Dennis B. Tishkoff | Mgmt | For | | For |
2 | Amend Omnibus Stock Plan | Mgmt | For | | For |
3 | Amend Executive Incentive Bonus Plan | Mgmt | For | | For |
4 | Adopt Majority Voting for Uncontested Election of Directors | Mgmt | For | | For |
5 | Require Advance Notice for Shareholder Director Nominations | Mgmt | For | | Against |
6 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Douglas Emmett, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: DEI | 27-May-10 | | Annual | 01-Apr-10 | |
CUSIP: 25960P109 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Dan A. Emmett | Mgmt | For | | For |
1.2 | Elect Director Jordan L. Kaplan | Mgmt | For | | For |
1.3 | Elect Director Kenneth M. Panzer | Mgmt | For | | For |
1.4 | Elect Director Leslie E. Bider | Mgmt | For | | For |
1.5 | Elect Director Ghebre Selassie Mehreteab | Mgmt | For | | For |
1.6 | Elect Director Thomas E. O'Hern | Mgmt | For | | For |
1.7 | Elect Director Andrea Rich | Mgmt | For | | For |
1.8 | Elect Director William Wilson III | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Limited Brands, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: LTD | 27-May-10 | | Annual | 29-Mar-10 | |
CUSIP: 532716107 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Dennis S. Hersch | Mgmt | For | | For |
1.2 | Elect Director David T. Kollat | Mgmt | For | | For |
1.3 | Elect Director William R. Loomis, Jr. | Mgmt | For | | For |
1.4 | Elect Director Leslie H. Wexner | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
The NASDAQ OMX Group, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: NDAQ | 27-May-10 | | Annual | 01-Apr-10 | |
CUSIP: 631103108 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Urban Backstrom | Mgmt | For | | For |
2 | Elect Director H. Furlong Baldwin | Mgmt | For | | For |
3 | Elect Director Michael Casey | Mgmt | For | | Against |
4 | Elect Director Lon Gorman | Mgmt | For | | Against |
5 | Elect Director Robert Greifeld | Mgmt | For | | For |
6 | Elect Director Glenn H. Hutchins | Mgmt | For | | Against |
7 | Elect Director Birgitta Kantola | Mgmt | For | | Against |
8 | Elect Director Essa Kazim | Mgmt | For | | For |
9 | Elect Director John D. Markese | Mgmt | For | | For |
10 | Elect Director Hans Munk Nielsen | Mgmt | For | | For |
11 | Elect Director Thomas F. O'Neill | Mgmt | For | | For |
12 | Elect Director James S. Riepe | Mgmt | For | | For |
13 | Elect Director Michael R. Splinter | Mgmt | For | | Against |
14 | Elect Director Lars Wedenborn | Mgmt | For | | For |
15 | Elect Director Deborah L. Wince-Smith | Mgmt | For | | Against |
16 | Ratify Auditors | Mgmt | For | | For |
17 | Amend Omnibus Stock Plan | Mgmt | For | | For |
18 | Approve Stock Option Exchange Program | Mgmt | For | | For |
19 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | | For |
20 | Approve Executive Incentive Bonus Plan | Mgmt | For | | For |
21 | Approve Conversion of Securities | Mgmt | For | | For |
| | | | | |
Echo Global Logistics, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: ECHO | 02-Jun-10 | | Annual | 30-Apr-10 | |
CUSIP: 27875T101 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Samuel K. Skinner | Mgmt | For | | For |
1.2 | Elect Director Douglas R. Waggoner | Mgmt | For | | For |
1.3 | Elect Director John R. Walter | Mgmt | For | | For |
1.4 | Elect Director John F. Sandner | Mgmt | For | | For |
1.5 | Elect Director Peter J. Barris | Mgmt | For | | For |
1.6 | Elect Director Anthony R. Bobulinski | Mgmt | For | | For |
1.7 | Elect Director Eric P. Lefkofsky | Mgmt | For | | For |
1.8 | Elect Director Bradley A. Keywell | Mgmt | For | | For |
1.9 | Elect Director Matthew Ferguson | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | | Against |
| | | | | |
Roper Industries, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: ROP | 02-Jun-10 | | Annual | 09-Apr-10 | |
CUSIP: 776696106 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director David W. Devonshire | Mgmt | For | | For |
1.2 | Elect Director John F. Fort, III | Mgmt | For | | For |
1.3 | Elect Director Brian D. Jellison | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
New York Community Bancorp, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: NYB | 03-Jun-10 | | Annual | 05-Apr-10 | |
CUSIP: 649445103 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Donald M. Blake | Mgmt | For | | For |
1.2 | Elect Director Michael J. Levine | Mgmt | For | | For |
1.3 | Elect Director Guy V. Molinari | Mgmt | For | | For |
1.4 | Elect Director John M. Tsimbinos | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Generac Holdings, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: GNRC | 04-Jun-10 | | Annual | 23-Apr-10 | |
CUSIP: N/A | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Aaron Jagdfeld | Mgmt | For | | Withhold |
1.2 | Elect Director John D. Bowlin | Mgmt | For | | Withhold |
1.3 | Elect Director Timothy Walsh | Mgmt | For | | Withhold |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
inVentiv Health, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: VTIV | 08-Jun-10 | | Annual | 12-Apr-10 | |
CUSIP: 46122E105 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Eran Broshy | Mgmt | For | | For |
1.2 | Elect Director R. Blane Walter | Mgmt | For | | For |
1.3 | Elect Director Terrell G. Herring | Mgmt | For | | For |
1.4 | Elect Director Mark E. Jennings | Mgmt | For | | For |
1.5 | Elect Director Per G.H. Lofberg | Mgmt | For | | For |
1.6 | Elect Director A. Clayton Perfall | Mgmt | For | | For |
1.7 | Elect Director Craig Saxton | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Freeport-McMoRan Copper & Gold Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: FCX | 09-Jun-10 | | Annual | 13-Apr-10 | |
CUSIP: 35671D857 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Richard C. Adkerson | Mgmt | For | | For |
1.2 | Elect Director Robert J. Allison, Jr. | Mgmt | For | | For |
1.3 | Elect Director Robert A. Day | Mgmt | For | | For |
1.4 | Elect Director Gerald J. Ford | Mgmt | For | | For |
1.5 | Elect Director H. Devon Graham, Jr. | Mgmt | For | | For |
1.6 | Elect Director Charles C. Krulak | Mgmt | For | | For |
1.7 | Elect Director Bobby Lee Lackey | Mgmt | For | | For |
1.8 | Elect Director Jon C. Madonna | Mgmt | For | | For |
1.9 | Elect Director Dustan E. McCoy | Mgmt | For | | For |
1.10 | Elect Director James R. Moffett | Mgmt | For | | For |
1.11 | Elect Director B.M. Rankin, Jr. | Mgmt | For | | For |
1.12 | Elect Director Stephen H. Siegele | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | | For |
4 | Request Director Nominee with Environmental Qualifications | SH | Against | | For |
5 | Stock Retention/Holding Period | SH | Against | | For |
| | | | | |
American Greetings Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: AM | 11-Jun-10 | | Annual | 26-Apr-10 | |
CUSIP: 026375105 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Scott S. Cowen | Mgmt | For | | For |
1.2 | Elect Director William E. MacDonald, III | Mgmt | For | | For |
1.3 | Elect Director Zev Weiss | Mgmt | For | | For |
| | | | | |
SPDR Series Trust | Meeting Date | | Meeting Type | Record Date | |
Ticker: TFI | 18-Jun-10 | | Special | 06-Jan-10 | |
CUSIP: 78464A458 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Frank Nesvet | Mgmt | For | | For |
1.2 | Elect Director David M. Kelly | Mgmt | For | | For |
1.3 | Elect Director Bonny Eugenia Boatman | Mgmt | For | | For |
1.4 | Elect Director Dwight D. Churchill | Mgmt | For | | For |
1.5 | Elect Director Carl G. Verboncoeur | Mgmt | For | | For |
1.6 | Elect Director James E. Ross | Mgmt | For | | For |
2 | Approve Multi-Manager Structure | Mgmt | For | | Against |
3 | Approve Change of Fundamental Investment Policy: Purchasing And Selling Real Estate | Mgmt | For | | For |
4 | Approve Change of Fundamental Investment Policy: Issuing Senior Securities And Borrowing Money | Mgmt | For | | For |
5 | Approve Change of Fundamental Investment Policy: Making Loans | Mgmt | For | | For |
6 | Approve Change of Fundamental Investment Policy: Purchasing And Selling Commodities | Mgmt | For | | For |
7 | Approve Change of Fundamental Investment Policy: Concentrating Investments In A Particular Industry Or Group Of Industries | Mgmt | For | | For |
8 | Approve Change of Fundamental Investment Policy: Underwriting Activities | Mgmt | For | | For |
9 | Approve Elimination of Fundamental Investment Policy: Outdated Policies Not Required By Law | Mgmt | For | | For |
| | | | | |
GameStop Corp. | Meeting Date | | Meeting Type | Record Date | |
Ticker: GME | 22-Jun-10 | | Annual | 03-May-10 | |
CUSIP: 36467W109 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director R. Richard Fontaine | Mgmt | For | | For |
1.2 | Elect Director Jerome L. Davis | Mgmt | For | | Withhold |
1.3 | Elect Director Steven R. Koonin | Mgmt | For | | For |
1.4 | Elect Director Stephanie M. Shern | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Mobile Mini, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: MINI | 23-Jun-10 | | Annual | 27-Apr-10 | |
CUSIP: 60740F105 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Frederick G. McNamee | Mgmt | For | | For |
1.2 | Elect Director Lawrence Trachtenberg | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
| | | | | |
Weatherford International Ltd | Meeting Date | | Meeting Type | Record Date | |
Ticker: WFT | 23-Jun-10 | | Annual | 02-Jun-10 | |
CUSIP: H27013103 | | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | | For |
2 | Approve Discharge of Board and Senior Management | Mgmt | For | | For |
3.1 | Reelect Bernard Duroc-Danner as Director | Mgmt | For | | Against |
3.2 | Elect Samuel Bodman as Director | Mgmt | For | | For |
3.3 | Reelect David Butters as Director | Mgmt | For | | Against |
3.4 | Reelect Nicholas Brady as Director | Mgmt | For | | For |
3.5 | Reelect William Macauly as Director | Mgmt | For | | Against |
3.6 | Reelect Robert Millard as Director | Mgmt | For | | Against |
3.7 | Reelect Robert Moses as Director | Mgmt | For | | Against |
3.8 | Elect Guilliermo Ortiz as Director | Mgmt | For | | For |
3.9 | Elect Emyr Parry as Director | Mgmt | For | | For |
3.10 | Reelect Robert Rayne as Director | Mgmt | For | | Against |
4 | Ratify Ernst & Young LLP as Independent Registered Public Accounting Firm and Ernst & Young AG as Statutory Auditor | Mgmt | For | | For |
5 | Approve Reclassification of CHF 475 Million of Legal Reserves to Other Reserves | Mgmt | For | | For |
6 | Approve Creation of CHF 439.9 Million Pool of Capital without Preemptive Rights | Mgmt | For | | For |
7 | Increase Existing Pool of Conditional Capital without Preemptive Rights to CHF 439.9 Million | Mgmt | For | | For |
8 | Approve Weatherfor International Ltd. 2010 Omnibus Incentive Plan for Key Employees | Mgmt | For | | For |
9 | Transact Other Business (Non-Voting) | Mgmt | | | |
Steris Corp. | Meeting Date | | Meeting Type | Record Date | |
Ticker: STE | 23-Jul-09 | | Annual | 26-May-09 | |
CUSIP: 859152100 | | | Meeting ID: 522009 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Richard C. Breeden | Mgmt | For | | For |
1.2 | Elect Director Cynthia L. Feldmann | Mgmt | For | | For |
1.3 | Elect Director Robert H. Fields | Mgmt | For | | For |
1.4 | Elect Director Jacqueline B. Kosecoff | Mgmt | For | | For |
1.5 | Elect Director Kevin M. McMullen | Mgmt | For | | For |
1.6 | Elect Director Walter M Rosebrough, Jr. | Mgmt | For | | For |
1.7 | Elect Director Mohsen M. Sohi | Mgmt | For | | For |
1.8 | Elect Director John P. Wareham | Mgmt | For | | For |
1.9 | Elect Director Loyal W. Wilson | Mgmt | For | | For |
1.10 | Elect Director Michael B. Wood | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Alliant Techsystems Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: ATK | 04-Aug-09 | | Annual | 08-Jun-09 | |
CUSIP: 018804104 | | | Meeting ID: 524274 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Frances D. Cook | Mgmt | For | | For |
1.2 | Elect Director Martin C. Faga | Mgmt | For | | For |
1.3 | Elect Director Ronald R. Fogleman | Mgmt | For | | For |
1.4 | Elect Director Douglas L. Maine | Mgmt | For | | For |
1.5 | Elect Director Roman Martinez, IV | Mgmt | For | | For |
1.6 | Elect Director Daniel J. Murphy | Mgmt | For | | For |
1.7 | Elect Director Mark H. Ronald | Mgmt | For | | For |
1.8 | Elect Director William G. Van Dyke | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | | For |
| | | | | |
Precision Castparts Corp. | Meeting Date | | Meeting Type | Record Date | |
Ticker: PCP | 11-Aug-09 | | Annual | 15-Jun-09 | |
CUSIP: 740189105 | | | Meeting ID: 524743 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Mark Donegan | Mgmt | For | | For |
1.2 | Elect Director Vernon E. Oechsle | Mgmt | For | | For |
1.3 | Elect Director Rick Schmidt | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
The J. M. Smucker Co. | Meeting Date | | Meeting Type | Record Date | |
Ticker: SJM | 19-Aug-09 | | Annual | 23-Jun-09 | |
CUSIP: 832696405 | | | Meeting ID: 526212 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Paul J. Dolan | Mgmt | For | | For |
2 | Elect Director Nancy Lopez Knight | Mgmt | For | | For |
3 | Elect Director Gary A. Oatey | Mgmt | For | | For |
4 | Elect Director Alex Shumate | Mgmt | For | | For |
5 | Elect Director Timothy P. Smucker | Mgmt | For | | For |
6 | Ratify Auditors | Mgmt | For | | For |
7 | Eliminate Cumulative Voting | Mgmt | For | | For |
8 | Adopt Majority Voting for Uncontested Election of Directors | Mgmt | For | | For |
9 | Approve Board to Amend the Amendment Regulations to the Extent Permitted By Law | Mgmt | For | | For |
| | | | | |
QLogic Corp. | Meeting Date | | Meeting Type | Record Date | |
Ticker: QLGC | 20-Aug-09 | | Annual | 25-Jun-09 | |
CUSIP: 747277101 | | | Meeting ID: 527245 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director H.K. Desai | Mgmt | For | | For |
2 | Elect Director Joel S. Birnbaum | Mgmt | For | | For |
3 | Elect Director James R. Fiebiger | Mgmt | For | | For |
4 | Elect Director Balakrishnan S. Iyer | Mgmt | For | | For |
5 | Elect Director Kathryn B. Lewis | Mgmt | For | | For |
6 | Elect Director George D. Wells | Mgmt | For | | For |
7 | Amend Omnibus Stock Plan | Mgmt | For | | For |
8 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Compuware Corp. | Meeting Date | | Meeting Type | Record Date | |
Ticker: CPWR | 25-Aug-09 | | Annual | 30-Jun-09 | |
CUSIP: 205638109 | | | Meeting ID: 526641 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Dennis W. Archer | Mgmt | For | | For |
1.2 | Elect Director Gurminder S. Bedi | Mgmt | For | | For |
1.3 | Elect Director William O. Grabe | Mgmt | For | | For |
1.4 | Elect Director William R. Halling | Mgmt | For | | For |
1.5 | Elect Director Peter Karmanos, Jr. | Mgmt | For | | For |
1.6 | Elect Director Faye Alexander Nelson | Mgmt | For | | For |
1.7 | Elect Director Glenda D. Price | Mgmt | For | | For |
1.8 | Elect Director W. James Prowse | Mgmt | For | | For |
1.9 | Elect Director G. Scott Romney | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Shareholder Rights Plan (Poison Pill) | Mgmt | For | | For |
| | | | | |
Iridium Communications Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: IRDM.1 | 23-Sep-09 | | Special | 27-Aug-09 | |
CUSIP: 46269C102 | | | Meeting ID: 533291 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Approve SPAC Transaction | Mgmt | For | | For |
2 | If you vote FOR Proposal 1 you should also vote FOR this proposal. If you voted AGAINST Proposal 1 and wish to Exercise your Conversion Rights, you should vote AGAINST this proposal and follow the instructions in the company's filing with the SEC | Mgmt | None | | For |
3 | Amend Certificate of Incorporation to Make Certain Changes | Mgmt | For | | For |
4 | Issue Shares in Connection with Acquisition | Mgmt | For | | For |
5 | Approve Omnibus Stock Plan | Mgmt | For | | For |
6 | Adjourn Meeting | Mgmt | For | | For |
| | | | | |
Avnet, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: AVT | 05-Nov-09 | | Annual | 08-Sep-09 | |
CUSIP: 053807103 | | | Meeting ID: 535322 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Eleanor Baum | Mgmt | For | | For |
1.2 | Elect Director J. Veronica Biggins | Mgmt | For | | For |
1.3 | Elect Director Lawrence W. Clarkson | Mgmt | For | | For |
1.4 | Elect Director Ehud Houminer | Mgmt | For | | For |
1.5 | Elect Director Frank R. Noonan | Mgmt | For | | For |
1.6 | Elect Director Ray M. Robinson | Mgmt | For | | For |
1.7 | Elect Director William P. Sullivan | Mgmt | For | | For |
1.8 | Elect Director Gary L. Tooker | Mgmt | For | | For |
1.9 | Elect Director Roy Vallee | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
MICROS Systems, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: MCRS | 20-Nov-09 | | Annual | 05-Oct-09 | |
CUSIP: 594901100 | | | Meeting ID: 538916 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Louis M. Brown, Jr. | Mgmt | For | | For |
1.2 | Elect Director B. Gary Dando | Mgmt | For | | For |
1.3 | Elect Director A.L. Giannopoulos | Mgmt | For | | For |
1.4 | Elect Director F. Suzanne Jenniches | Mgmt | For | | For |
1.5 | Elect Director John G. Puente | Mgmt | For | | For |
1.6 | Elect Director Dwight S. Taylor | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Stock Option Plan | Mgmt | For | | For |
4 | Amend Stock Option Plan | Mgmt | For | | For |
| | | | | |
Robbins & Myers, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: RBN | 06-Jan-10 | | Annual | 18-Nov-09 | |
CUSIP: 770196103 | | | Meeting ID: 546323 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Richard J. Giromini | Mgmt | For | | For |
1.2 | Elect Director Stephen F. Kirk | Mgmt | For | | For |
1.3 | Elect Director Peter C. Wallace | Mgmt | For | | For |
2 | Amend Omnibus Stock Plan | Mgmt | For | | For |
3 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Fair Isaac Corp. | Meeting Date | | Meeting Type | Record Date | |
Ticker: FICO | 02-Feb-10 | | Annual | 08-Dec-09 | |
CUSIP: 303250104 | | | Meeting ID: 548669 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director A. George Battle | Mgmt | For | | |
1.2 | Elect Director Nicholas F. Graziano | Mgmt | For | | |
1.3 | Elect Director Mark N. Greene | Mgmt | For | | |
1.4 | Elect Director Alex W. Hart | Mgmt | For | | |
1.5 | Elect Director James D. Kirsner | Mgmt | For | | |
1.6 | Elect Director William J. Lansing | Mgmt | For | | |
1.7 | Elect Director Rahul N. Merchant | Mgmt | For | | |
1.8 | Elect Director Margaret L. Taylor | Mgmt | For | | |
1.9 | Elect Director Duane E. White | Mgmt | For | | |
2 | Eliminate Cumulative Voting | Mgmt | For | | |
3 | Adopt Majority Voting for Uncontested Election of Directors | Mgmt | For | | |
4 | Ratify Auditors | Mgmt | For | | |
| | | | | |
Rockwell Collins, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: COL | 09-Feb-10 | | Annual | 11-Dec-09 | |
CUSIP: 774341101 | | | Meeting ID: 547938 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Donald R. Beall | Mgmt | For | | |
1.2 | Elect Director Mark Donegan | Mgmt | For | | |
1.3 | Elect Director Andrew J. Policano | Mgmt | For | | |
2 | Ratify Auditors | Mgmt | For | | |
3 | Amend Omnibus Stock Plan | Mgmt | For | | |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | SH | Against | | |
| | | | | |
American Italian Pasta Co. | Meeting Date | | Meeting Type | Record Date | |
Ticker: AIPC | 25-Feb-10 | | Annual | 07-Jan-10 | |
CUSIP: 027070101 | | | Meeting ID: 551162 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director David W. Allen | Mgmt | For | | |
1.2 | Elect Director Cathleen S. Curless | Mgmt | For | | |
1.3 | Elect Director Tim M. Pollak | Mgmt | For | | |
2 | Ratify Auditors | Mgmt | For | | |
| | | | | |
Verigy Limited | Meeting Date | | Meeting Type | Record Date | |
Ticker: VRGY | 06-Apr-10 | | Annual | 06-Apr-10 | |
CUSIP: Y93691106 | | | Meeting ID: 555327 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Reelect Eric Meurice as Director | Mgmt | For | | |
2 | Reelect Steven W. Berglund as Director | Mgmt | For | | |
3 | Reelect Claudine Simson as Director | Mgmt | For | | |
4 | Reappoint PricewaterhouseCoopers LLP Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | | |
5 | Approve Annual Cash Compensation and Pro Rated Cash Compensation to Non-Employee Directors, Lead Independent Director, or Committee Chairperson for Services Rendered | Mgmt | For | | |
6 | Approve Issuance of Shares without Preemptive Rights | Mgmt | For | | |
7 | Authorize Share Repurchase Program | Mgmt | For | | |
8 | Amend 2006 Equity Incentive Plan to Increase Maximum Number of Ordinary Shares Authorized for Issuance by 3.0 Million Ordinary Shares | Mgmt | For | | |
9 | Amend 2006 Employee Shares Purchase Plan to Increase Maximum Number of Ordinary Shares Authorized for Issuance by 1.5 Million Ordinary Shares | Mgmt | For | | |
| | | | | |
Convergys Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: CVG | 20-Apr-10 | | Annual | 22-Feb-10 | |
CUSIP: 212485106 | | | Meeting ID: 560457 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Zoe Baird | Mgmt | For | | For |
1.2 | Elect Director Richard R. Devenuti | Mgmt | For | | For |
1.3 | Elect Director Thomas L. Monahan Iii | Mgmt | For | | For |
1.4 | Elect Director Philip A. Odeen | Mgmt | For | | For |
1.5 | Elect Director Richard F. Wallman | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Declassify the Board of Directors | Mgmt | For | | For |
| | | | | |
Olin Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: OLN | 22-Apr-10 | | Annual | 26-Feb-10 | |
CUSIP: 680665205 | | | Meeting ID: 558439 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director C. Robert Bunch | Mgmt | For | | For |
1.2 | Elect Director RandallL W. Larrimore | Mgmt | For | | For |
1.3 | Elect Director John M. B. O'Connor | Mgmt | For | | For |
2 | Amend Non-Employee Director Stock Option Plan | Mgmt | For | | For |
3 | Amend Executive Incentive Bonus Plan | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Sensient Technologies Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: SXT | 22-Apr-10 | | Annual | 26-Feb-10 | |
CUSIP: 81725T100 | | | Meeting ID: 562332 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Hank Brown | Mgmt | For | | For |
1.2 | Elect Director Fergus M. Clydesdale | Mgmt | For | | For |
1.3 | Elect Director James A. D. Croft | Mgmt | For | | For |
1.4 | Elect Director William V. Hickey | Mgmt | For | | For |
1.5 | Elect Director Kenneth P. Manning | Mgmt | For | | For |
1.6 | Elect Director Peter M. Salmon | Mgmt | For | | For |
1.7 | Elect Director Elaine R. Wedral | Mgmt | For | | For |
1.8 | Elect Director Essie Whitelaw | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Alleghany Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: Y | 23-Apr-10 | | Annual | 01-Mar-10 | |
CUSIP: 017175100 | | | Meeting ID: 562604 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Karen Brenner | Mgmt | For | | For |
2 | Elect Director Thomas S. Johnson | Mgmt | For | | For |
3 | Elect Director Phillip M. Martineau | Mgmt | For | | For |
4 | Elect Director James F. Will | Mgmt | For | | For |
5 | Approve Non-Employee Director Omnibus Stock Plan | Mgmt | For | | For |
6 | Approve Executive Incentive Bonus Plan | Mgmt | For | | For |
7 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
PerkinElmer, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: PKI | 27-Apr-10 | | Annual | 01-Mar-10 | |
CUSIP: 714046109 | | | Meeting ID: 561594 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Robert F. Friel | Mgmt | For | | For |
2 | Elect Director Nicholas A. Lopardo | Mgmt | For | | For |
3 | Elect Director Alexis P. Michas | Mgmt | For | | For |
4 | Elect Director James C. Mullen | Mgmt | For | | For |
5 | Elect Director Vicki L. Sato | Mgmt | For | | For |
6 | Elect Director Gabriel Schmergel | Mgmt | For | | For |
7 | Elect Director Kenton J. Sicchitano | Mgmt | For | | For |
8 | Elect Director Patrick J. Sullivan | Mgmt | For | | For |
9 | Elect Director G. Robert Tod | Mgmt | For | | For |
10 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Harleysville Group Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: HGIC | 28-Apr-10 | | Annual | 01-Mar-10 | |
CUSIP: 412824104 | | | Meeting ID: 565692 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Barbara A. Austell | Mgmt | For | | For |
2 | Elect Director G. Lawrence Buhl | Mgmt | For | | For |
3 | Elect Director William E. Storts | Mgmt | For | | For |
4 | Amend Omnibus Stock Plan | Mgmt | For | | For |
5 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Life Technologies Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: LIFE | 29-Apr-10 | | Annual | 01-Mar-10 | |
CUSIP: 53217V109 | | | Meeting ID: 562610 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director George F. Adam, Jr. | Mgmt | For | | For |
1.2 | Elect Director Raymond V. Dittamore | Mgmt | For | | For |
1.3 | Elect Director Arnold J. Levine, Ph.D. | Mgmt | For | | For |
1.4 | Elect Director Bradley G. Lorimier | Mgmt | For | | For |
1.5 | Elect Director David C. U'Prichard, Ph.D. | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Mgmt | For | | For |
4 | Eliminate Supermajority Vote Requirement | Mgmt | For | | For |
5 | Adopt Majority Voting for Uncontested Election of Directors | Mgmt | For | | For |
6 | Eliminate Supermajority Vote Requirement | Mgmt | For | | For |
7 | Approve Executive Incentive Bonus Plan | Mgmt | For | | For |
| | | | | |
Walter Investment Management Corp. | Meeting Date | | Meeting Type | Record Date | |
Ticker: WAC | 30-Apr-10 | | Annual | 08-Mar-10 | |
CUSIP: 93317W102 | | | Meeting ID: 564384 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Ellyn L. Brown | Mgmt | For | | For |
1.2 | Elect Director Denmar J. Dixon | Mgmt | For | | For |
1.3 | Elect Director Steven Berrard | Mgmt | For | | For |
1.4 | Elect Director Mark J. O'Brien | Mgmt | For | | For |
1.5 | Elect Director Shannon E. Smith | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
EarthLink, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: ELNK | 04-May-10 | | Annual | 15-Mar-10 | |
CUSIP: 270321102 | | | Meeting ID: 563922 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Susan D. Bowick | Mgmt | For | | |
1.2 | Elect Director Terrell B. Jones | Mgmt | For | | |
1.3 | Elect Director David A. Koretz | Mgmt | For | | |
2 | Ratify Auditors | Mgmt | For | | |
3 | Report on Adoption of Free and Open Internet Policy | SH | Against | | |
| | | | | |
AptarGroup, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: ATR | 05-May-10 | | Annual | 11-Mar-10 | |
CUSIP: 038336103 | | | Meeting ID: 563760 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Alain Chevassus | Mgmt | For | | For |
1.2 | Elect Director Stephen J. Hagge | Mgmt | For | | For |
1.3 | Elect Director Giovanna Kampouri Monnas | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Compass Minerals International, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: CMP | 05-May-10 | | Annual | 12-Mar-10 | |
CUSIP: 20451N101 | | | Meeting ID: 566920 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Angelo C. Brisimitzakis, PhD | Mgmt | For | | For |
1.2 | Elect Director Timothy R. Snider | Mgmt | For | | For |
1.3 | Elect Director Paul S. Williams | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | | For |
| | | | | |
Fresh Del Monte Produce Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: FDP | 05-May-10 | | Annual | 11-Mar-10 | |
CUSIP: G36738105 | | | Meeting ID: 565974 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1a | Re-elect Amir Abu-Ghazaleh as Director | Mgmt | For | | |
1b | Re-elect Salvatore H. Alfiero as Director | Mgmt | For | | |
1c | Re-elect Edward L. Boykin as Director | Mgmt | For | | |
2 | Accept Financial Statements and Statutory Reports (Voting) | Mgmt | For | | |
3 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | | |
4 | Approve Non-Employee Directors Equity Plan | Mgmt | For | | |
5 | Approve and Adopt Performance Incentive Plan for Senior Executives | Mgmt | For | | |
6 | Approve and Adopt Long-Term Incentive Plan | Mgmt | For | | |
| | | | | |
Piper Jaffray Companies | Meeting Date | | Meeting Type | Record Date | |
Ticker: PJC | 05-May-10 | | Annual | 09-Mar-10 | |
CUSIP: 724078100 | | | Meeting ID: 563179 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Andrew S. Duff | Mgmt | For | | For |
1.2 | Elect Director Michael R. Francis | Mgmt | For | | For |
1.3 | Elect Director Virginia Gambale | Mgmt | For | | For |
1.4 | Elect Director B. Kristine Johnson | Mgmt | For | | For |
1.5 | Elect Director Addison L. Piper | Mgmt | For | | For |
1.6 | Elect Director Lisa K. Polsky | Mgmt | For | | For |
1.7 | Elect Director Frank L. Sims | Mgmt | For | | For |
1.8 | Elect Director Jean M. Taylor | Mgmt | For | | For |
1.9 | Elect Director Michele Volpi | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Regal Entertainment Group | Meeting Date | | Meeting Type | Record Date | |
Ticker: RGC | 05-May-10 | | Annual | 10-Mar-10 | |
CUSIP: 758766109 | | | Meeting ID: 572798 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Thomas D. Bell, Jr. | Mgmt | For | | For |
1.2 | Elect Director David H. Keyte | Mgmt | For | | For |
1.3 | Elect Director Amy E. Miles | Mgmt | For | | For |
1.4 | Elect Director Lee M. Thomas | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Church & Dwight Co., Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: CHD | 06-May-10 | | Annual | 08-Mar-10 | |
CUSIP: 171340102 | | | Meeting ID: 564983 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Bradley C. Irwin | Mgmt | For | | For |
1.2 | Elect Director Jeffrey A. Levick | Mgmt | For | | For |
1.3 | Elect Director Arthur B. Winkleblack | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Dole Food Company, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: DOLE | 06-May-10 | | Annual | 25-Mar-10 | |
CUSIP: 256603101 | | | Meeting ID: 568958 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Andrew J. Conrad | Mgmt | For | | For |
1.2 | Elect Director Justin M. Murdock | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
MEDNAX, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: MD | 06-May-10 | | Annual | 09-Mar-10 | |
CUSIP: 58502B106 | | | Meeting ID: 564113 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Cesar L. Alvarez | Mgmt | For | | For |
1.2 | Elect Director Waldemar A. Carlo, M.D. | Mgmt | For | | For |
1.3 | Elect Director Michael B. Fernandez | Mgmt | For | | For |
1.4 | Elect Director Roger K. Freeman, M.D. | Mgmt | For | | For |
1.5 | Elect Director Paul G. Gabos | Mgmt | For | | For |
1.6 | Elect Director Dany Garcia | Mgmt | For | | For |
1.7 | Elect Director Pascal J. Goldschmidt, M.D. | Mgmt | For | | For |
1.8 | Elect Director Manuel Kadre | Mgmt | For | | For |
1.9 | Elect Director Roger J. Medel, M.D. | Mgmt | For | | For |
1.10 | Elect Director Donna E. Shalala, Ph.D. | Mgmt | For | | For |
1.11 | Elect Director Enrique J. Sosa, Ph.D. | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Mirant Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: MIR | 06-May-10 | | Annual | 08-Mar-10 | |
CUSIP: 60467R100 | | | Meeting ID: 563715 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Thomas W. Cason | Mgmt | For | | For |
1.2 | Elect Director A.D. (Pete) Correll | Mgmt | For | | For |
1.3 | Elect Director Terry G. Dallas | Mgmt | For | | For |
1.4 | Elect Director Thomas H. Johnson | Mgmt | For | | For |
1.5 | Elect Director John T. Miller | Mgmt | For | | For |
1.6 | Elect Director Edward R. Muller | Mgmt | For | | For |
1.7 | Elect Director Robert C. Murray | Mgmt | For | | For |
1.8 | Elect Director William L. Thacker | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Adopt NOL Rights Plan (NOL Pill) | Mgmt | For | | For |
4 | Amend Omnibus Stock Plan | Mgmt | For | | For |
5 | Adopt Quantitative GHG Goals for Products and Operations | SH | Against | | Against |
| | | | | |
Plains Exploration & Production Company | Meeting Date | | Meeting Type | Record Date | |
Ticker: PXP | 06-May-10 | | Annual | 25-Mar-10 | |
CUSIP: 726505100 | | | Meeting ID: 566964 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director James C. Flores | Mgmt | For | | For |
1.2 | Elect Director Isaac Arnold, Jr. | Mgmt | For | | For |
1.3 | Elect Director Alan R. Buckwalter, III | Mgmt | For | | For |
1.4 | Elect Director Jerry L. Dees | Mgmt | For | | For |
1.5 | Elect Director Tom H. Delimitros | Mgmt | For | | For |
1.6 | Elect Director Thomas A. Fry, III | Mgmt | For | | For |
1.7 | Elect Director Robert L. Gerry, III | Mgmt | For | | For |
1.8 | Elect Director Charles G. Groat | Mgmt | For | | For |
1.9 | Elect Director John H. Lollar | Mgmt | For | | For |
2 | Approve Omnibus Stock Plan | Mgmt | For | | For |
3 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Whiting Petroleum Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: WLL | 06-May-10 | | Annual | 12-Mar-10 | |
CUSIP: 966387102 | | | Meeting ID: 568365 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Thomas L. Aller | Mgmt | For | | For |
1.2 | Elect Director Thomas P. Briggs | Mgmt | For | | For |
2 | Increase Authorized Common Stock | Mgmt | For | | For |
3 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Curtiss-Wright Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: CW | 07-May-10 | | Annual | 01-Mar-10 | |
CUSIP: 231561101 | | | Meeting ID: 563779 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Martin R. Benante | Mgmt | For | | For |
1.2 | Elect Director S. Marce Fuller | Mgmt | For | | For |
1.3 | Elect Director Allen A. Kozinski | Mgmt | For | | For |
1.4 | Elect Director Carl G. Miller | Mgmt | For | | For |
1.5 | Elect Director William B. Mitchell | Mgmt | For | | For |
1.6 | Elect Director John R. Myers | Mgmt | For | | For |
1.7 | Elect Director John B. Nathman | Mgmt | For | | For |
1.8 | Elect Director William W. Sihler | Mgmt | For | | For |
1.9 | Elect Director Albert E. Smith | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | | For |
| | | | | |
Invesco Mortgage Capital Inc | Meeting Date | | Meeting Type | Record Date | |
Ticker: IVR | 10-May-10 | | Annual | 18-Mar-10 | |
CUSIP: 46131B100 | | | Meeting ID: 566823 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director G. Mark Armour | Mgmt | For | | For |
2 | Elect Director James S. Balloun | Mgmt | For | | For |
3 | Elect Director John S. Day | Mgmt | For | | For |
4 | Elect Director Karen Dunn Kelley | Mgmt | For | | For |
5 | Elect Director Neil Williams | Mgmt | For | | For |
6 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Lincare Holdings, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: LNCR | 10-May-10 | | Annual | 15-Mar-10 | |
CUSIP: 532791100 | | | Meeting ID: 568399 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director John P. Byrnes | Mgmt | For | | For |
1.2 | Elect Director Stuart H. Altman, Ph.D. | Mgmt | For | | For |
1.3 | Elect Director Chester B. Black | Mgmt | For | | For |
1.4 | Elect Director Frank D. Byrne, M.D. | Mgmt | For | | For |
1.5 | Elect Director William F. Miller, III | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Markel Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: MKL | 10-May-10 | | Annual | 02-Mar-10 | |
CUSIP: 570535104 | | | Meeting ID: 560465 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director J. Alfred Broaddus, Jr. | Mgmt | For | | For |
1.2 | Elect Director Douglas C. Eby | Mgmt | For | | For |
1.3 | Elect Director Stewart M. Kasen | Mgmt | For | | For |
1.4 | Elect Director Alan I. Kirshner | Mgmt | For | | For |
1.5 | Elect Director Lemuel E. Lewis | Mgmt | For | | For |
1.6 | Elect Director Darrell D. Martin | Mgmt | For | | For |
1.7 | Elect Director Anthony F. Markel | Mgmt | For | | For |
1.8 | Elect Director Steven A. Markel | Mgmt | For | | For |
1.9 | Elect Director Jay M. Weinberg | Mgmt | For | | For |
1.10 | Elect Director Debora J. Wilson | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Executive Incentive Bonus Plan | Mgmt | For | | For |
| | | | | |
Brightpoint, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: CELL | 11-May-10 | | Annual | 19-Mar-10 | |
CUSIP: 109473405 | | | Meeting ID: 566820 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Eliza Hermann | Mgmt | For | | For |
1.2 | Elect Director Robert J. Laikin | Mgmt | For | | For |
1.3 | Elect Director Cynthia L. Lucchese | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
American Financial Group, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: AFG | 12-May-10 | | Annual | 15-Mar-10 | |
CUSIP: 025932104 | | | Meeting ID: 566012 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Carl H. Lindner | Mgmt | For | | For |
1.2 | Elect Director Carl H. Lindner III | Mgmt | For | | For |
1.3 | Elect Director S. Craig Lindner | Mgmt | For | | For |
1.4 | Elect Director Kenneth C. Ambrecht | Mgmt | For | | For |
1.5 | Elect Director Theodore H. Emmerich | Mgmt | For | | For |
1.6 | Elect Director James E. Evans | Mgmt | For | | For |
1.7 | Elect Director Terry S. Jacobs | Mgmt | For | | For |
1.8 | Elect Director Gregory G. Joseph | Mgmt | For | | For |
1.9 | Elect Director William W. Verity | Mgmt | For | | For |
1.10 | Elect Director John I. Von Lehman | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | | For |
| | | | | |
Innospec Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: IOSP | 12-May-10 | | Annual | 16-Mar-10 | |
CUSIP: 45768S105 | | | Meeting ID: 564127 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Robert I. Paller | Mgmt | For | | For |
1.2 | Elect Director Patrick S. Williams | Mgmt | For | | Withhold |
1.3 | Elect Director Robert E. Bew | Mgmt | For | | Withhold |
1.4 | Elect Director Martin M. Hale | Mgmt | For | | Withhold |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
AMERIGROUP Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: AGP | 13-May-10 | | Annual | 16-Mar-10 | |
CUSIP: 03073T102 | | | Meeting ID: 568115 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Kay Coles James | Mgmt | For | | For |
1.2 | Elect Director Hala Moddelmog | Mgmt | For | | For |
1.3 | Elect Director Uwe E. Reinhardt, Ph.d. | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Sybase, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: SY | 13-May-10 | | Annual | 31-Mar-10 | |
CUSIP: 871130100 | | | Meeting ID: 563957 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director John S. Chen | Mgmt | For | | For |
1.2 | Elect Director Richard C. Alberding | Mgmt | For | | For |
1.3 | Elect Director Cecilia Claudio | Mgmt | For | | For |
1.4 | Elect Director Michael A. Daniels | Mgmt | For | | For |
1.5 | Elect Director L. William Krause | Mgmt | For | | For |
1.6 | Elect Director Alan B. Salisbury | Mgmt | For | | For |
1.7 | Elect Director Jack E. Sum | Mgmt | For | | For |
1.8 | Elect Director Robert P. Wayman | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Executive Incentive Bonus Plan | Mgmt | For | | For |
| | | | | |
Jefferies Group, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: JEF | 17-May-10 | | Annual | 19-Mar-10 | |
CUSIP: 472319102 | | | Meeting ID: 570031 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Richard B. Handler | Mgmt | For | | For |
1.2 | Elect Director Brian P. Friedman | Mgmt | For | | For |
1.3 | Elect Director W. Patrick Campbell | Mgmt | For | | For |
1.4 | Elect Director Ian M. Cumming | Mgmt | For | | For |
1.5 | Elect Director Richard G. Dooley | Mgmt | For | | For |
1.6 | Elect Director Robert E. Joyal | Mgmt | For | | For |
1.7 | Elect Director Michael T. O'Kane | Mgmt | For | | For |
1.8 | Elect Director Joseph S. Steinberg | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Career Education Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: CECO | 19-May-10 | | Annual | 29-Mar-10 | |
CUSIP: 141665109 | | | Meeting ID: 569285 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Dennis H. Chookaszian | Mgmt | For | | For |
2 | Elect Director David W. Devonshire | Mgmt | For | | For |
3 | Elect Director Patrick W. Gross | Mgmt | For | | For |
4 | Elect Director Gregory L. Jackson | Mgmt | For | | For |
5 | Elect Director Thomas B. Lally | Mgmt | For | | For |
6 | Elect Director Steven H. Lesnik | Mgmt | For | | For |
7 | Elect Director Gary E. McCullough | Mgmt | For | | For |
8 | Elect Director Edward A. Snyder | Mgmt | For | | For |
9 | Elect Director Leslie T. Thornton | Mgmt | For | | For |
10 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | | For |
11 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Corn Products International, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: CPO | 19-May-10 | | Annual | 22-Mar-10 | |
CUSIP: 219023108 | | | Meeting ID: 570686 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Ilene S. Gordon | Mgmt | For | | For |
1.2 | Elect Director Karen L. Hendricks | Mgmt | For | | For |
1.3 | Elect Director Barbara A. Klein | Mgmt | For | | For |
1.4 | Elect Director Dwayne A. Wilson | Mgmt | For | | For |
2 | Declassify the Board of Directors | Mgmt | For | | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | | For |
4 | Amend Executive Incentive Bonus Plan | Mgmt | For | | For |
5 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Everest Re Group LTD | Meeting Date | | Meeting Type | Record Date | |
Ticker: RE | 19-May-10 | | Annual | 26-Mar-10 | |
CUSIP: G3223R108 | | | Meeting ID: 573005 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Kenneth J. Duffy as Director | Mgmt | For | | |
1.2 | Elect Joseph V. Taranto as Director | Mgmt | For | | |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | | |
3 | Approve Omnibus Stock Plan | Mgmt | For | | |
| | | | | |
Foot Locker, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: FL | 19-May-10 | | Annual | 22-Mar-10 | |
CUSIP: 344849104 | | | Meeting ID: 568798 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Ken C. Hicks | Mgmt | For | | For |
1.2 | Elect Director James E. Preston | Mgmt | For | | For |
1.3 | Elect Director Dona D. Young | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | | For |
| | | | | |
Hasbro, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: HAS | 20-May-10 | | Annual | 26-Mar-10 | |
CUSIP: 418056107 | | | Meeting ID: 569284 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Basil L. Anderson | Mgmt | For | | For |
1.2 | Elect Director Alan R. Batkin | Mgmt | For | | For |
1.3 | Elect Director Frank J. Biondi, Jr. | Mgmt | For | | For |
1.4 | Elect Director Kenneth A. Bronfin | Mgmt | For | | For |
1.5 | Elect Director John M. Connors, Jr. | Mgmt | For | | For |
1.6 | Elect Director Michael W.o. Garrett | Mgmt | For | | For |
1.7 | Elect Director Brian Goldner | Mgmt | For | | For |
1.8 | Elect Director Jack M. Greenberg | Mgmt | For | | For |
1.9 | Elect Director Alan G. Hassenfeld | Mgmt | For | | For |
1.10 | Elect Director Tracy A. Leinbach | Mgmt | For | | For |
1.11 | Elect Director Edward M. Philip | Mgmt | For | | For |
1.12 | Elect Director Alfred J. Verrecchia | Mgmt | For | | For |
2 | Amend Omnibus Stock Plan | Mgmt | For | | For |
3 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Magellan Health Services, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: MGLN | 20-May-10 | | Annual | 31-Mar-10 | |
CUSIP: 559079207 | | | Meeting ID: 570178 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Michael P. Ressner | Mgmt | For | | For |
1.2 | Elect Director Michael S. Diament | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
MFA Financial Inc | Meeting Date | | Meeting Type | Record Date | |
Ticker: MFA | 20-May-10 | | Annual | 23-Mar-10 | |
CUSIP: 55272X102 | | | Meeting ID: 569254 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Stewart Zimmerman | Mgmt | For | | For |
1.2 | Elect Director James A. Brodsky | Mgmt | For | | For |
1.3 | Elect Director Alan L. Gosule | Mgmt | For | | For |
2 | Amend Omnibus Stock Plan | Mgmt | For | | For |
3 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
TNS, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: TNS | 20-May-10 | | Annual | 08-Apr-10 | |
CUSIP: 872960109 | | | Meeting ID: 575968 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director John B. Benton | Mgmt | For | | For |
1.2 | Elect Director Henry H. Graham, Jr. | Mgmt | For | | For |
1.3 | Elect Director Stephen X. Graham | Mgmt | For | | For |
1.4 | Elect Director John V. Sponyoe | Mgmt | For | | For |
1.5 | Elect Director Jay E. Ricks | Mgmt | For | | For |
1.6 | Elect Director Thomas E. Wheeler | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Anworth Mortgage Asset Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: ANH | 21-May-10 | | Annual | 23-Mar-10 | |
CUSIP: 037347101 | | | Meeting ID: 566808 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Election Director Lloyd Mcadams | Mgmt | For | | For |
2 | Election Director Lee A. Ault | Mgmt | For | | For |
3 | Election Director Charles H. Black | Mgmt | For | | For |
4 | Election Director Joe E. Davis | Mgmt | For | | For |
5 | Election Director Robert C. Davis | Mgmt | For | | For |
6 | Election Director Joseph E. Mcadams | Mgmt | For | | For |
7 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
CMS Energy Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: CMS | 21-May-10 | | Annual | 26-Mar-10 | |
CUSIP: 125896100 | | | Meeting ID: 571648 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Merribel S. Ayres | Mgmt | For | | For |
1.2 | Elect Director Jon E. Barfield | Mgmt | For | | For |
1.3 | Elect Director Stephen E. Ewing | Mgmt | For | | For |
1.4 | Elect Director Richard M. Gabrys | Mgmt | For | | For |
1.5 | Elect Director David W. Joos | Mgmt | For | | For |
1.6 | Elect Director Philip R. Lochner, Jr | Mgmt | For | | For |
1.7 | Elect Director Michael T. Monahan | Mgmt | For | | For |
1.8 | Elect Director John G. Russell | Mgmt | For | | For |
1.9 | Elect Director Kenneth L. Way | Mgmt | For | | For |
1.10 | Elect Director John B. Yasinsky | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Adopt Quantitative GHG Goals for Products and Operations | SH | Against | | For |
4 | Report on Coal Combustion Waste Hazard and Risk Mitigation Efforts | SH | Against | | For |
| | | | | |
Iridium Communications Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: IRDM | 25-May-10 | | Annual | 09-Apr-10 | |
CUSIP: 46269C102 | | | Meeting ID: 575653 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Robert H. Niehaus | Mgmt | For | | For |
1.2 | Elect Director J. Darrel Barros | Mgmt | For | | For |
1.3 | Elect Director Scott L. Bok | Mgmt | For | | For |
1.4 | Elect Director Thomas C. Canfield | Mgmt | For | | For |
1.5 | Elect Director Peter M. Dawkins | Mgmt | For | | For |
1.6 | Elect Director Matthew J. Desch | Mgmt | For | | For |
1.7 | Elect Director Terry L. Jones | Mgmt | For | | For |
1.8 | Elect Director Alvin B. Krongard | Mgmt | For | | For |
1.9 | Elect Director Steven B. Pfeiffer | Mgmt | For | | For |
1.10 | Elect Director Parker W. Rush | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Endo Pharmaceuticals Holdings Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: ENDP | 26-May-10 | | Annual | 14-Apr-10 | |
CUSIP: 29264F205 | | | Meeting ID: 578039 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director John J. Delucca | Mgmt | For | | For |
1.2 | Elect Director David P. Holveck | Mgmt | For | | For |
1.3 | Elect Director Nancy J Hutson | Mgmt | For | | For |
1.4 | Elect Director Michael Hyatt | Mgmt | For | | For |
1.5 | Elect Director Roger H. Kimmel | Mgmt | For | | For |
1.6 | Elect Director William P. Montague | Mgmt | For | | For |
1.7 | Elect Director Joseph C. Scodari | Mgmt | For | | For |
1.8 | Elect Director William F. Spengler | Mgmt | For | | For |
2 | Approve Omnibus Stock Plan | Mgmt | For | | For |
3 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
St. Mary Land & Exploration Company | Meeting Date | | Meeting Type | Record Date | |
Ticker: SM | 26-May-10 | | Annual | 29-Mar-10 | |
CUSIP: 792228108 | | | Meeting ID: 571882 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Barbara M. Baumann | Mgmt | For | | For |
2 | Elect Director Anthony J. Best | Mgmt | For | | For |
3 | Elect Director Larry W. Bickle | Mgmt | For | | For |
4 | Elect Director William J. Gardiner | Mgmt | For | | For |
5 | Elect Director Julio M. Quintana | Mgmt | For | | For |
6 | Elect Director John M. Seidl | Mgmt | For | | For |
7 | Elect Director William D. Sullivan | Mgmt | For | | For |
8 | Amend Omnibus Stock Plan | Mgmt | For | | For |
9 | Change Company Name | Mgmt | For | | For |
10 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Telephone and Data Systems, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: TDS | 26-May-10 | | Annual | 30-Mar-10 | |
CUSIP: 879433100 | | | Meeting ID: 577607 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director C.A. Davis | Mgmt | For | | For |
1.2 | Elect Director C.D. O'Leary | Mgmt | For | | For |
1.3 | Elect Director G.L. Sugarman | Mgmt | For | | For |
1.4 | Elect Director H.S. Wander | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
| | | | | |
Big Lots, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: BIG | 27-May-10 | | Annual | 29-Mar-10 | |
CUSIP: 089302103 | | | Meeting ID: 571908 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Jeffrey P. Berger | Mgmt | For | | For |
1.2 | Elect Director Steven S. Fishman | Mgmt | For | | For |
1.3 | Elect Director Peter J. Hayes | Mgmt | For | | For |
1.4 | Elect Director David T. Kollat | Mgmt | For | | For |
1.5 | Elect Director Brenda J. Lauderback | Mgmt | For | | For |
1.6 | Elect Director Philip E. Mallott | Mgmt | For | | For |
1.7 | Elect Director Russell Solt | Mgmt | For | | For |
1.8 | Elect Director James R. Tener | Mgmt | For | | For |
1.9 | Elect Director Dennis B. Tishkoff | Mgmt | For | | For |
2 | Amend Omnibus Stock Plan | Mgmt | For | | For |
3 | Amend Executive Incentive Bonus Plan | Mgmt | For | | For |
4 | Adopt Majority Voting for Uncontested Election of Directors | Mgmt | For | | For |
5 | Require Advance Notice for Shareholder Director Nominations | Mgmt | For | | For |
6 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Chart Industries, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: GTLS | 27-May-10 | | Annual | 30-Mar-10 | |
CUSIP: 16115Q308 | | | Meeting ID: 573020 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Samuel F. Thomas | Mgmt | For | | For |
1.2 | Elect Director W. Douglas Brown | Mgmt | For | | For |
1.3 | Elect Director Richard E. Goodrich | Mgmt | For | | For |
1.4 | Elect Director Steven W. Krablin | Mgmt | For | | For |
1.5 | Elect Director Michael W. Press | Mgmt | For | | For |
1.6 | Elect Director James M. Tidwell | Mgmt | For | | For |
1.7 | Elect Director Thomas L. Williams | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
FTI Consulting, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: FCN | 02-Jun-10 | | Annual | 01-Apr-10 | |
CUSIP: 302941109 | | | Meeting ID: 574978 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Brenda J. Bacon | Mgmt | For | | For |
1.2 | Elect Director James W. Crownover | Mgmt | For | | For |
1.3 | Elect Director Dennis J. Shaughnessy | Mgmt | For | | For |
1.4 | Elect Director George P. Stamas | Mgmt | For | | For |
2 | Amend Omnibus Stock Plan | Mgmt | For | | For |
3 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Flowers Foods, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: FLO | 04-Jun-10 | | Annual | 01-Apr-10 | |
CUSIP: 343498101 | | | Meeting ID: 573841 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director David V. Singer | Mgmt | For | | For |
1.2 | Elect Director Franklin L. Burke | Mgmt | For | | For |
1.3 | Elect Director George E. Deese | Mgmt | For | | For |
1.4 | Elect Director Manuel A. Fernandez | Mgmt | For | | For |
1.5 | Elect Director Melvin T. Stith | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Silgan Holdings Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: SLGN | 07-Jun-10 | | Annual | 16-Apr-10 | |
CUSIP: 827048109 | | | Meeting ID: 579003 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Amend Stockholder Voting Standard From A Majority Of Shares Outstanding Standard To A Majority Of Votes Cast Standard | Mgmt | For | | For |
2 | Increase Authorized Common Stock | Mgmt | For | | For |
3.1 | Elect Director R. Philip Silver | Mgmt | For | | For |
3.2 | Elect Director William C. Jennings | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
American Eagle Outfitters, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: AEO | 09-Jun-10 | | Annual | 12-Apr-10 | |
CUSIP: 02553E106 | | | Meeting ID: 576242 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Alan T. Kane | Mgmt | For | | For |
2 | Elect Director Cary D. McMillan | Mgmt | For | | For |
3 | Elect Director James V. O'Donnell | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Hilltop Holdings Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: HTH | 10-Jun-10 | | Annual | 05-Apr-10 | |
CUSIP: 432748101 | | | Meeting ID: 580560 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Rhodes R. Bobbitt | Mgmt | For | | For |
1.2 | Elect Director W. Joris Brinkerhoff | Mgmt | For | | For |
1.3 | Elect Director Charles R. Cummings | Mgmt | For | | For |
1.4 | Elect Director Gerald J. Ford | Mgmt | For | | For |
1.5 | Elect Director Jeremy B. Ford | Mgmt | For | | For |
1.6 | Elect Director J. Markham Green | Mgmt | For | | For |
1.7 | Elect Director Jess T. Hay | Mgmt | For | | For |
1.8 | Elect Director William T. Hill, Jr. | Mgmt | For | | For |
1.9 | Elect Director W. Robert Nichols, III | Mgmt | For | | For |
1.10 | Elect Director C. Clifton Robinson | Mgmt | For | | For |
1.11 | Elect Director Carl B. Webb | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Resolute Energy Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: REN | 10-Jun-10 | | Annual | 19-Apr-10 | |
CUSIP: 76116A108 | | | Meeting ID: 581036 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director William H. Cunningham | Mgmt | For | | For |
1.2 | Elect Director James E. Duffy | Mgmt | For | | For |
1.3 | Elect Director William J. Quinn | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
EMCOR Group, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: EME | 11-Jun-10 | | Annual | 20-Apr-10 | |
CUSIP: 29084Q100 | | | Meeting ID: 576898 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Stephen W. Bershad | Mgmt | For | | For |
1.2 | Elect Director David A.B. Brown | Mgmt | For | | For |
1.3 | Elect Director Larry J. Bump | Mgmt | For | | For |
1.4 | Elect Director Albert Fried, Jr. | Mgmt | For | | For |
1.5 | Elect Director Anthony J. Guzzi | Mgmt | For | | For |
1.6 | Elect Director Richard F. Hamm, Jr. | Mgmt | For | | For |
1.7 | Elect Director David H. Laidley | Mgmt | For | | For |
1.8 | Elect Director Frank T. MacInnis | Mgmt | For | | For |
1.9 | Elect Director Jerry E. Ryan | Mgmt | For | | For |
1.10 | Elect Director Michael T. Yonker | Mgmt | For | | For |
2 | Approve Omnibus Stock Plan | Mgmt | For | | For |
3 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Premiere Global Services, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: PGI | 16-Jun-10 | | Annual | 08-Apr-10 | |
CUSIP: 740585104 | | | Meeting ID: 578439 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Boland T. Jones | Mgmt | For | | For |
1.2 | Elect Director Jeffrey T. Arnold | Mgmt | For | | For |
1.3 | Elect Director Wilkie S. Colyer | Mgmt | For | | For |
1.4 | Elect Director John R. Harris | Mgmt | For | | For |
1.5 | Elect Director W. Steven Jones | Mgmt | For | | For |
1.6 | Elect Director Raymond H. Pirtle, Jr. | Mgmt | For | | For |
1.7 | Elect Director J. Walker Smith, Jr. | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | | For |
4 | Amend Non-Employee Director Omnibus Stock Plan | Mgmt | For | | Against |
| | | | | |
Vishay Intertechnology, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: VSH | 16-Jun-10 | | Annual | 19-Apr-10 | |
CUSIP: 928298108 | | | Meeting ID: 578434 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Felix Zandman | Mgmt | For | | For |
1.2 | Elect Director Gerald Paul | Mgmt | For | | For |
1.3 | Elect Director Frank Maier | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Seek Sale of Company | SH | Against | | For |
| | | | | |
EXCO Resources, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: XCO | 17-Jun-10 | | Annual | 22-Apr-10 | |
CUSIP: 269279402 | | | Meeting ID: 578443 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Douglas H. Miller | Mgmt | For | | For |
1.2 | Elect Director Stephen F. Smith | Mgmt | For | | For |
1.3 | Elect Director Jeffrey D. Benjamin | Mgmt | For | | For |
1.4 | Elect Director Vincent J. Cebula | Mgmt | For | | For |
1.5 | Elect Director Earl E. Ellis | Mgmt | For | | For |
1.6 | Elect Director B. James Ford | Mgmt | For | | For |
1.7 | Elect Director Mark Mulhern | Mgmt | For | | For |
1.8 | Elect Director T. Boone Pickens | Mgmt | For | | For |
1.9 | Elect Director Jeffrey S. Serota | Mgmt | For | | For |
1.10 | Elect Director Robert L. Stillwell | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Adopt Policy on Board Diversity | SH | Against | | Abstain |
| | | | | |
DXP Enterprises, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: DXPE | 18-Jun-10 | | Annual | 20-Apr-10 | |
CUSIP: 233377407 | | | Meeting ID: 579319 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director David R. Little | Mgmt | For | | For |
1.2 | Elect Director Cletus Davis | Mgmt | For | | For |
1.3 | Elect Director Kenneth H. Miller | Mgmt | For | | For |
1.4 | Elect Director Timothy P. Halter | Mgmt | For | | For |
2 | Other Business | Mgmt | For | | For |
| | | | | |
Phillips-Van Heusen Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: PVH | 24-Jun-10 | | Annual | 29-Apr-10 | |
CUSIP: 718592108 | | | Meeting ID: 583812 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Mary Baglivo | Mgmt | For | | For |
1.2 | Elect Director Emanuel Chirico | Mgmt | For | | For |
1.3 | Elect Director Edward H. Cohen | Mgmt | For | | For |
1.4 | Elect Director Joseph B. Fuller | Mgmt | For | | For |
1.5 | Elect Director Fred Gehring | Mgmt | For | | For |
1.6 | Elect Director Margaret L. Jenkins | Mgmt | For | | For |
1.7 | Elect Director David Landau | Mgmt | For | | For |
1.8 | Elect Director Bruce Maggin | Mgmt | For | | For |
1.9 | Elect Director V. James Marino | Mgmt | For | | For |
1.10 | Elect Director Henry Nasella | Mgmt | For | | For |
1.11 | Elect Director Rita M. Rodriguez | Mgmt | For | | For |
1.12 | Elect Director Craig Rydin | Mgmt | For | | For |
1.13 | Elect Director Christian Stahl | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
National Western Life Insurance Company | Meeting Date | | Meeting Type | Record Date | |
Ticker: NWLI | 29-Jun-10 | | Annual | 26-Apr-10 | |
CUSIP: 638522102 | | | Meeting ID: 581723 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Robert L. Moody | Mgmt | For | | For |
1.2 | Elect Director Stephen E. Glasgow | Mgmt | For | | For |
1.3 | Elect Director E. J. Pederson | Mgmt | For | | For |
2 | Approve Executive Incentive Bonus Plan | Mgmt | For | | For |
3 | Ratify Auditors | Mgmt | For | | For |
Hindustan Unilever Limited. | Meeting Date | | Meeting Type | Record Date | |
Ticker: N/A | 39997.60417 | | Annual | 16-Jun-09 | |
CUSIP: Y3218E138 | | | Meeting ID: 514004 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | | For |
2 | Confirm Interim Dividend of INR 3.50 Per Share and Approve Final Dividend of INR 4.00 Per Share | Mgmt | For | | For |
3a | Reappoint H. Manwani as Director | Mgmt | For | | For |
3b | Reappoint D.S. Parekh as Director | Mgmt | For | | For |
3c | Reappoint C.K. Prahalad as Director | Mgmt | For | | For |
3d | Reappoint A. Narayan as Director | Mgmt | For | | For |
3e | Reappoint S. Ramadorai as Director | Mgmt | For | | For |
3f | Reappoint R.A. Mashelkar as Director | Mgmt | For | | For |
4 | Approve Lovelock & Lewes as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | | For |
5 | Appoint D. Buch as Director | Mgmt | For | | For |
6 | Appoint G. Vittal as Director | Mgmt | For | | For |
7 | Appoint S. Ramamurthy as Director | Mgmt | For | | For |
8 | Approve Appointment and Remuneration of D. Buch, Executive Director | Mgmt | For | | For |
9 | Approve Appointment and Remuneration of G. Vittal, Executive Director | Mgmt | For | | For |
10 | Approve Appointment and Remuneration of S. Ramamurthy, Executive Director | Mgmt | For | | For |
| | | | | |
Tesco plc | Meeting Date | | Meeting Type | Record Date | |
Ticker: N/A | 39997.4375 | | Annual | | |
CUSIP: G87621101 | | | Meeting ID: 508286 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | | For |
2 | Approve Remuneration Report | Mgmt | For | | For |
3 | Approve Final Dividend of 8.39 Pence Per Ordinary Share | Mgmt | For | | For |
4 | Re-elect Richard Brasher as Director | Mgmt | For | | For |
5 | Re-elect Philip Clarke as Director | Mgmt | For | | For |
6 | Re-elect Andrew Higginson as Director | Mgmt | For | | For |
7 | Re-elect Charles Allen as Director | Mgmt | For | | For |
8 | Re-elect Dr Harald Einsmann as Director | Mgmt | For | | For |
9 | Elect Jacqueline Tammenoms Bakker as Director | Mgmt | For | | For |
10 | Elect Patrick Cescau as Director | Mgmt | For | | For |
11 | Elect Ken Hanna as Director | Mgmt | For | | For |
12 | Elect Laurie Mcllwee as Director | Mgmt | For | | For |
13 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Mgmt | For | | For |
14 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | | For |
15 | Approve Increase in Authorised Ordinary Share Capital from GBP 542,900,000 to GBP 667,900,000 | Mgmt | For | | For |
16 | Subject to the Passing of Resolution Numbered 15, Authorise Issue of Equity with Rights up to GBP 130,360,454 and an Additional Amount Pursuant to a Rights Issue of up to GBP 260,720,908 After Deducting Any Securities Issued Under the General Authority | Mgmt | For | | For |
17 | Subject to the Passing of Resolution Numbered 16, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 19,751,583 | Mgmt | For | | For |
18 | Authorise 790,063,358 Ordinary Shares for Market Purchase | Mgmt | For | | For |
19 | Auth. Company and Subsidiaries to Make EU Political Donations to Political Parties or Independent Election Candidates up to GBP 100,000, to Political Org. Other Than Political Parties up to GBP 100,000 and Incur EU Political Expenditure up to GBP 100,000 | Mgmt | For | | For |
20 | Approve Tesco plc Group Bonus Plan | Mgmt | For | | For |
21 | Amend Tesco plc 2004 Discretionary Share Option Plan | Mgmt | For | | Against |
22 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | Mgmt | For | | For |
| Shareholder Proposal | Mgmt | None | | None |
23 | Resolve that the Directors Allocate a NED to Tesco's Coprporate Responsibility Committee; Commit to Annual Reporting Publicly on Performance and Progress on Relevant Tesco Policies; Implement Improvements to Tesco's UK Meat and Poultry Supply Chain | SH | Against | | Against |
| | | | | |
Bharti Airtel Ltd(frmly BHARTI TELE-VENTURES LTD) | Meeting Date | | Meeting Type | Record Date | |
Ticker: N/A | 40001 | | Special | 29-May-09 | |
CUSIP: Y0885K108 | | | Meeting ID: 520439 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
| Postal Ballot | Mgmt | None | | None |
1 | Approve Two-for-One Stock Split and Amend Clause V of the Memorandum of Association to Reflect Changes in Capital | Mgmt | For | | For |
2 | Amend Articles of Association Re: Changes to the Shareholders Agreement among SingTel, Bharti Telecom, Brentwood Investments, and Bharti Airtel Ltd | Mgmt | For | | For |
3 | Approve Commission Remuneration for Independent Non-Executive Directors | Mgmt | For | | For |
| | | | | |
HDFC Bank Limited | Meeting Date | | Meeting Type | Record Date | |
Ticker: N/A | 40008.60417 | | Annual | 24-Jun-09 | |
CUSIP: Y3119P117 | | | Meeting ID: 510708 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | | For |
2 | Approve Dividend of INR 10.00 Per Share | Mgmt | For | | For |
3 | Reappoint A. Pande as Director | Mgmt | For | | For |
4 | Reappoint A. Samanta as Director | Mgmt | For | | For |
5 | Approve Haribhakti & Co. as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | | For |
6 | Approve Revision in Remuneration of A. Puri, Managing Director | Mgmt | For | | For |
7 | Approve Appointment and Remuneration of J. Capoor, Chairman | Mgmt | For | | For |
8 | Amend Employees Stock Option Schemes VIII to XIII Re: Exercise Period | Mgmt | For | | Against |
| | | | | |
Housing Development Finance Corp. Ltd. | Meeting Date | | Meeting Type | Record Date | |
Ticker: N/A | 40016.625 | | Annual | 08-Jul-09 | |
CUSIP: Y37246157 | | | Meeting ID: 512549 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | | For |
2 | Approve Dividend of INR 30.00 Per Share | Mgmt | For | | For |
3 | Reappoint S.B. Patel as Director | Mgmt | For | | For |
4 | Reappoint B.S. Mehta as Director | Mgmt | For | | For |
5 | Reappoint S.A. Dave as Director | Mgmt | For | | For |
6 | Approve Deloitte Haskins & Sells as Auditors and Branch Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | | For |
7 | Approve Pannell Kerr Forster as Branch Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | | For |
8 | Approve Reappointment and Remuneration of D.S. Parekh, Chairman and Managing Director | Mgmt | For | | For |
9 | Approve Commission Remuneration for Non-Executive Directors | Mgmt | For | | For |
10 | Authorize Issuance of Warrants Convertible into 10.95 Million Equity Shares with Secured Redeemable Non-Convertible Debentures without Preemptive Rights to Qualified Institutional Buyers | Mgmt | For | | For |
| | | | | |
De La Rue plc | Meeting Date | | Meeting Type | Record Date | |
Ticker: N/A | 40017.4375 | | Annual | 09-Jul-09 | |
CUSIP: G2702K139 | | | Meeting ID: 516172 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | | For |
2 | Approve Remuneration Report | Mgmt | For | | For |
3 | Approve Final Dividend of 27.4 Pence Per Ordinary Share | Mgmt | For | | For |
4 | Elect James Hussey as Director | Mgmt | For | | For |
5 | Elect Simon Webb as Director | Mgmt | For | | For |
6 | Re-elect Gill Rider as Director | Mgmt | For | | For |
7 | Re-elect Warren East as Director | Mgmt | For | | For |
8 | Re-elect Nicholas Brookes as Director | Mgmt | For | | For |
9 | Reappoint KPMG Audit Plc as Auditors of the Company | Mgmt | For | | For |
10 | Authorise Board to Determine Remuneration of Auditors | Mgmt | For | | For |
11 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 14,668,431 | Mgmt | For | | For |
12 | Subject to the Passing of the Previous Resolution, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 2,200,264 | Mgmt | For | | For |
13 | Authorise 9,807,598 Ordinary Shares for Market Purchase | Mgmt | For | | For |
14 | Authorise the Company and its Subsidiaries to Make EU Political Donations to Political Parties and/or Independent Election Candidates, to Political Organisations Other Than Political Parties and Incur EU Political Expenditure up to GBP 50,000 | Mgmt | For | | For |
| | | | | |
Scottish and Southern Energy plc | Meeting Date | | Meeting Type | Record Date | |
Ticker: N/A | 40017.5 | | Annual | | |
CUSIP: G7885V109 | | | Meeting ID: 487613 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | | For |
2 | Approve Remuneration Report | Mgmt | For | | For |
3 | Approve Final Dividend of 46.2 Pence Per Ordinary Share | Mgmt | For | | For |
4 | Elect Thomas Andersen as Director | Mgmt | For | | For |
5 | Re-elect Susan Rice as Director | Mgmt | For | | For |
6 | Re-elect Gregor Alexander as Director | Mgmt | For | | For |
7 | Reappoint KPMG Audit plc as Auditors of the Company | Mgmt | For | | For |
8 | Authorise Board to Determine Remuneration of Auditors | Mgmt | For | | For |
9 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 139,779,600 | Mgmt | For | | For |
10 | Subject to the Passing of Resolution 9, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 23,011,020 | Mgmt | For | | For |
11 | Authorise 92,044,080 Ordinary Shares for Market Purchase | Mgmt | For | | For |
12 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | Mgmt | For | | For |
| | | | | |
ITC Ltd. | Meeting Date | | Meeting Type | Record Date | |
Ticker: N/A | 40018.4375 | | Annual | 15-Jul-09 | |
CUSIP: Y4211T171 | | | Meeting ID: 516638 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | | For |
2 | Approve Dividend of INR 3.70 Per Share | Mgmt | For | | For |
3a | Reappoint A. Singh as Director | Mgmt | For | | For |
3b | Reappoint K. Vaidyanath as Director | Mgmt | For | | For |
3c | Reappoint S.H. Khan as Director | Mgmt | For | | For |
3d | Reappoint A. Baijal as Director | Mgmt | For | | For |
4 | Approve Deloitte Haskins & Sells as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | | For |
5 | Appoint A. Ruys as Director | Mgmt | For | | For |
| | | | | |
Bharti Airtel Ltd(frmly BHARTI TELE-VENTURES LTD) | Meeting Date | | Meeting Type | Record Date | |
Ticker: N/A | 40046.64583 | | Annual | 31-Jul-09 | |
CUSIP: Y0885K108 | | | Meeting ID: 527306 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | | For |
2 | Approve Dividend of INR 1.00 Per Share | Mgmt | For | | For |
3 | Reappoint A.K. Gupta as Director | Mgmt | For | | For |
4 | Reappoint A. Lal as Director | Mgmt | For | | For |
5 | Reappoint A.B. Ram as Director | Mgmt | For | | For |
6 | Reappoint N. Kumar as Director | Mgmt | For | | For |
7 | Approve S.R. Batliboi & Associates as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | | For |
8 | Appoint K.Y. Quah as Director | Mgmt | For | | For |
9 | Appoint N. Arora as Director | Mgmt | For | | For |
10 | Appoint C.E. Ehrlich as Director | Mgmt | For | | For |
| | | | | |
Cipla Limited | Meeting Date | | Meeting Type | Record Date | |
Ticker: N/A | 40051.625 | | Annual | 12-Aug-09 | |
CUSIP: Y1633P142 | | | Meeting ID: 527326 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | | For |
2 | Approve Dividend of INR 2.00 Per Share | Mgmt | For | | For |
3 | Reappoint S.A.A. Pinto as Director | Mgmt | For | | For |
4 | Reappoint V.C. Kotwal as Director | Mgmt | For | | For |
5 | Approve R.G.N. Price & Co. and V. Sankar Aiyar & Co. as Joint Statutory Auditors and Appoint Branch Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to an Aggregate Amount of INR 15 Billion | Mgmt | For | | Against |
| | | | | |
Colruyt SA | Meeting Date | | Meeting Type | Record Date | |
Ticker: N/A | 40072.66667 | | Annual | | |
CUSIP: B26882165 | | | Meeting ID: 482528 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
| Annual Meeting | Mgmt | None | | None |
1 | Receive Directors' and Auditors' Reports | Mgmt | None | | None |
2a | Accept Financial Statements | Mgmt | For | | For |
2b | Accept Consolidated Financial Statements | Mgmt | For | | For |
3 | Approve Dividends of EUR 4.04 per Share | Mgmt | For | | For |
4 | Approve Allocation of Income | Mgmt | For | | For |
5 | Approve Profit Participation of Employees Through Allotment of Repurchased Shares of Colruyt | Mgmt | For | | For |
6 | Approve Discharge of Directors | Mgmt | For | | For |
7 | Approve Discharge of Auditors | Mgmt | For | | For |
8a | Reelect SA Farik Represented by Frans Colruyt as Director | Mgmt | For | | Against |
8b | Reelect SA Herbeco Represented by Piet Colruyt as Director | Mgmt | For | | Against |
8c | Reelect Frans Colruyt as Director | Mgmt | For | | Against |
9 | Allow Questions | Mgmt | None | | None |
| | | | | |
Bharat Heavy Electricals Ltd. | Meeting Date | | Meeting Type | Record Date | |
Ticker: N/A | 40073.41667 | | Annual | | |
CUSIP: Y0882L117 | | | Meeting ID: 528509 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | | For |
2 | Approve Final Dividend of INR 8.00 Per Share | Mgmt | For | | For |
3 | Reappoint A. Sachdev as Director | Mgmt | For | | For |
4 | Reappoint B.P. Rao as Director | Mgmt | For | | For |
5 | Authorize Board to Fix Remuneration of Auditors | Mgmt | For | | For |
6 | Appoint A.K. Basu as Director | Mgmt | For | | For |
7 | Appoint M.A. Pathan as Director | Mgmt | For | | For |
8 | Appoint R. Nayyar as Director | Mgmt | For | | For |
9 | Appoint R. Bansal as Director | Mgmt | For | | For |
10 | Appoint S. Chandra as Director | Mgmt | For | | For |
| | | | | |
CPFL ENERGIA S A | Meeting Date | | Meeting Type | Record Date | |
Ticker: N/A | 40084.4375 | | Special | | |
CUSIP: N/A | | | Meeting ID: 532468 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Report on Resignation of Luiz Anibal de Lima Fernandes as Board Mmeber | Mgmt | For | | For |
2 | Elect Pedro Pullen Parente as Director for One-Year Term | Mgmt | For | | For |
| | | | | |
Diageo plc | Meeting Date | | Meeting Type | Record Date | |
Ticker: N/A | 40100.60417 | | Annual | 12-Oct-09 | |
CUSIP: G42089113 | | | Meeting ID: 487267 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | | For |
2 | Approve Remuneration Report | Mgmt | For | | For |
3 | Approve Final Dividend of 22.2 Pence Per Ordinary Share | Mgmt | For | | For |
4 | Re-elect Laurence Danon as Director | Mgmt | For | | For |
5 | Re-elect Lord (Clive) Hollick of Notting Hill as Director | Mgmt | For | | For |
6 | Re-elect Paul Walsh as Director | Mgmt | For | | For |
7 | Elect Peggy Bruzelius as Director | Mgmt | For | | For |
8 | Elect Betsy Holden as Director | Mgmt | For | | For |
9 | Reappoint KPMG Audit plc as Auditors of the Company | Mgmt | For | | For |
10 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | | For |
11 | Authorise Issue of Equity with Pre-emptive Rights Under a General Authority up to GBP 241,092,000 and an Additional Amount Pursuant to a Rights Issue of up to GBP 482,185,000 After Deducting Any Securities Issued Under the General Authority | Mgmt | For | | For |
12 | If Resolution 11 is Passed, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 39,842,000 | Mgmt | For | | For |
13 | Authorise 249,964,000 Ordinary Shares for Market Purchase | Mgmt | For | | For |
14 | Authorise the Company and its Subsidiaries to Make EU Political Donations to Political Parties, to Make EU Political Donations to Political Organisations Other Than Political Parties and to Incur EU Political Expenditure up to GBP 200,000 | Mgmt | For | | For |
15 | Approve Diageo plc 2009 Discretionary Incentive Plan | Mgmt | For | | For |
16 | Approve Diageo plc 2009 Executive Long Term Incentive Plan | Mgmt | For | | For |
17 | Approve Diageo plc 2009 International Sharematch Plan | Mgmt | For | | For |
18 | Authorise Board to Establish Future Share Plans for the Benefit of Employees Overseas Based on the Diageo plc 2009 Discretionary Incentive Plan, the Diageo plc 2009 Executive Long Term Incentive Plan and the Diageo plc 2009 International Sharematch Plan | Mgmt | For | | For |
19 | Approve Diageo plc 2009 Irish Sharesave Scheme | Mgmt | For | | For |
20 | Amend Diageo plc Executive Share Option Plan | Mgmt | For | | For |
21 | Amend Diageo plc 2008 Senior Executive Share Option Plan | Mgmt | For | | For |
22 | Amend Diageo plc Senior Executive Share Option Plan | Mgmt | For | | For |
23 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | Mgmt | For | | For |
24 | Adopt New Articles of Association | Mgmt | For | | For |
| | | | | |
Colruyt SA | Meeting Date | | Meeting Type | Record Date | |
Ticker: N/A | 40102.66667 | | Special | | |
CUSIP: B26882165 | | | Meeting ID: 534801 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
| Special Meeting | Mgmt | None | | None |
I.1 | Receive Special Board Report | Mgmt | For | | For |
I.2 | Receive Special Auditor Report | Mgmt | For | | For |
I.3 | Approve Employee Stock Purchase Plan Up To 200,000 Shares | Mgmt | For | | For |
I.4 | Approve Fixing of the Price of Shares to Be Issued | Mgmt | For | | For |
I.5 | Eliminate Preemptive Rights Re: Item I.3 | Mgmt | For | | For |
I.6 | Renew Authorization to Increase Share Capital within the Framework of Authorized Capital | Mgmt | For | | For |
I.7 | Approve Subscription Period Re: Item I.3 | Mgmt | For | | For |
I.8 | Authorize Board to Implement Approved Resolutions and File Required Documents/Formalities at Trade Registry | Mgmt | For | | For |
II1.1 | Receive Special Board Report | Mgmt | For | | For |
II1.2 | Receive Auditor Report | Mgmt | For | | For |
II1.3 | Amend Corporate Purpose | Mgmt | For | | For |
II.2 | Amend Articles Re: Duration of Share Repurchase Program | Mgmt | For | | For |
III.1 | Receive Special Board Report | Mgmt | For | | For |
III.2 | Authorize Repurchase of Up to 6,682,898 Shares | Mgmt | For | | Against |
IV | Approve Cancellation of Repurchased Shares | Mgmt | For | | Against |
V | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Mgmt | For | | For |
V.I | Allow Questions | Mgmt | None | | None |
| | | | | |
Woolworths Ltd. | Meeting Date | | Meeting Type | Record Date | |
Ticker: WOW | 40143.45833 | | Annual | 24-Nov-09 | |
CUSIP: Q98418108 | | | Meeting ID: 536201 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Receive the Financial Statements and Statutory Reports for the Financial Year Ended June 28, 2009 | Mgmt | None | | None |
2 | Approve the Remuneration Report for the Financial Year Ended June 28, 2009 | Mgmt | For | | For |
3a | Elect John Frederick Astbury as a Director | Mgmt | For | | For |
3b | Elect Thomas William Pockett as a Director | Mgmt | For | | For |
3c | Elect James Alexander Strong as a Director | Mgmt | For | | For |
4 | Amend the Company's Constitution to Re-Insert Proportional Takeover Approval Provisions | Mgmt | For | | For |
| | | | | |
Cemig, Companhia Energetica De Minas Gerais | Meeting Date | | Meeting Type | Record Date | |
Ticker: N/A | 40157.45833 | | Special | 26-Nov-09 | |
CUSIP: N/A | | | Meeting ID: 545253 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Change Compositon of Board of Directors Following Resignation of Directors | Mgmt | For | | Against |
2 | Instruct Shareholders to Elect CEMIG Representatives as Directors of CEMIG Distribuicao and CEMIG Geracao e Transmissao | Mgmt | For | | Against |
| | | | | |
CPFL ENERGIA S A | Meeting Date | | Meeting Type | Record Date | |
Ticker: N/A | 40157.41667 | | Special | 01-Dec-09 | |
CUSIP: N/A | | | Meeting ID: 541879 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Approve Absorbtion of Seven Subsidiaries | Mgmt | For | | For |
2 | Ratify Hirashima And Associados Consultoria em Transacoes Societarias Ltd. Approve Proposed Absorption | Mgmt | For | | For |
3 | Approve Appraisal Report Mentioned in Item II | Mgmt | For | | For |
4 | Approve Absortion Agreement | Mgmt | For | | For |
5 | Increased Share Capital Following Proposed Absortion | Mgmt | For | | For |
6 | Amend Article 5 to Reflect Change in Capital | Mgmt | For | | For |
| | | | | |
Cielo SA | Meeting Date | | Meeting Type | Record Date | |
Ticker: N/A | 40161.41667 | | Special | 30-Nov-09 | |
CUSIP: N/A | | | Meeting ID: 545434 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Change Company Name to Cielo SA; Amend and Consolidate Company Bylaws Accordingly | Mgmt | For | | For |
2 | Elect Fiscal Council Members and Their Alternates for The Fiscal Year Ended on Dec 31, 2009 | Mgmt | For | | For |
| | | | | |
Imperial Tobacco Group plc | Meeting Date | | Meeting Type | Record Date | |
Ticker: N/A | 40211.60417 | | Annual | 29-Jan-10 | |
CUSIP: G4721W102 | | | Meeting ID: 547112 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | | For |
2 | Approve Remuneration Report | Mgmt | For | | For |
3 | Approve Final Dividend of 52 Pence Per Ordinary Share | Mgmt | For | | For |
4 | Re-elect Dr Ken Burnett as Director | Mgmt | For | | For |
5 | Re-elect Jean-Dominique Comolli as Director | Mgmt | For | | For |
6 | Re-elect Robert Dyrbus as Director | Mgmt | For | | For |
7 | Re-elect Charles Knott as Director | Mgmt | For | | For |
8 | Re-elect Iain Napier as Director | Mgmt | For | | For |
9 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Mgmt | For | | For |
10 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | | For |
11 | Authorise Company and its Subsidiaries to Make EU Political Donations to Political Parties, Political Organisations Other Than Political Parties, or Independent Election Candidates up to GBP 100,000 and Incur EU Political Expenditure up to GBP 100,000 | Mgmt | For | | For |
12 | Authorise Issue of Equity with Pre-emptive Rights Under a General Authority up to GBP 35,500,000 and an Additional Amount Pursuant to a Rights Issue of up to GBP 71,000,000 After Deducting Any Securities Issued Under the General Authority | Mgmt | For | | For |
13 | Subject to the Passing of Resolution 12, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 5,330,000 | Mgmt | For | | For |
14 | Authorise 106,794,000 Ordinary Shares for Market Purchase | Mgmt | For | �� | For |
15 | Approve That a General Meeting of the Company Other Than an Annual General Meeting of the Company May be Called on Not Less Than 14 Clear Days' Notice | Mgmt | For | | For |
16 | Adopt New Articles of Association | Mgmt | For | | For |
| | | | | |
Novartis AG | Meeting Date | | Meeting Type | Record Date | |
Ticker: N/A | 40235.41667 | | Annual | 09-Feb-10 | |
CUSIP: H5820Q150 | | | Meeting ID: 530667 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports, Including Remuneration Report | Mgmt | For | | For |
2 | Approve Discharge of Board and Senior Management | Mgmt | For | | For |
3 | Approve Allocation of Income and Dividends of CHF 2.10 per Share | Mgmt | For | | For |
4.1 | Amend Articles Re: Compliance with Swiss Federal Act on Intermediated Securites | Mgmt | For | | For |
4.2 | Amend Articles Re: Introduction of a Consultative Resolution on the Remuneration System | Mgmt | For | | For |
5.1 | Reelect Marjorie M.T. Yang as Director | Mgmt | For | | For |
5.2 | Reelect Daniel Vasella as Director | Mgmt | For | | For |
5.3 | Reelect Hans-Joerg Rudloff as Director | Mgmt | For | | For |
6 | Ratify PricewaterhouseCoopers as Auditors | Mgmt | For | | For |
| | | | | |
Covidien plc | Meeting Date | | Meeting Type | Record Date | |
Ticker: COV | 40253.45833 | | Annual | 13-Jan-10 | |
CUSIP: G2554F105 | | | Meeting ID: 551920 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
| Ordinary Resolutions | Mgmt | | | |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | | For |
2a | Elect Craig Arnold as Director | Mgmt | For | | For |
2b | Elect Robert H. Brust as Director | Mgmt | For | | For |
2c | Elect John M. Connors, Jr. as Director | Mgmt | For | | For |
2d | Elect Christopher J. Coughlin as Director | Mgmt | For | | For |
2e | Elect Timothy M. Donahue as Director | Mgmt | For | | For |
2f | Elect Kathy J. Herbert as Director | Mgmt | For | | For |
2g | Elect Randall J. Hogan, III as Director | Mgmt | For | | For |
2h | Elect Richard J. Meelia as Director | Mgmt | For | | Abstain |
2i | Elect Dennis H. Reilley as Director | Mgmt | For | | For |
2j | Elect Tadataka Yamada as Director | Mgmt | For | | For |
2k | Elect Joseph A. Zaccagnino as Director | Mgmt | For | | For |
3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors | Mgmt | For | | For |
4 | Authorize Share Repurchase Program | Mgmt | For | | For |
| Special Resolutions | Mgmt | | | |
5 | Authorize Reissuance of Treasury Shares | Mgmt | For | | For |
| | | | | |
Souza Cruz S.A | Meeting Date | | Meeting Type | Record Date | |
Ticker: N/A | 40256.625 | | Annual/Special | 05-Mar-10 | |
CUSIP: P26663107 | | | Meeting ID: 557743 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 | Mgmt | For | | For |
2 | Approve Allocation of Income and Dividends | Mgmt | For | | For |
3 | Elect Directors | Mgmt | For | | For |
4 | Approve Remuneration of Executive Officers and Non-Executive Directors | Mgmt | For | | Against |
5 | Install Fiscal Council | Mgmt | For | | For |
6 | Elect Fiscal Council Members and Determine Their Remuneration | Mgmt | For | | For |
| Special Meeting Agenda | Mgmt | | | |
7 | Amend Article 25 | Mgmt | For | | For |
| | | | | |
Novo Nordisk A/S | Meeting Date | | Meeting Type | Record Date | |
Ticker: N/A | 40261.58333 | | Annual | 22-Feb-10 | |
CUSIP: K7314N152 | | | Meeting ID: 547802 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Receive Report of Board | Mgmt | | | |
2 | Receive and Approve Financial Statements and Statutory Reports | Mgmt | For | | For |
3 | Approve Remuneration of Directors | Mgmt | For | | For |
4 | Approve Allocation of Income and Dividends of DKK 7.5 per Class B Share of DKK 1 and Class A Share of DKK 1 | Mgmt | For | | For |
5a | Reelect Sten Scheibye as Director | Mgmt | For | | For |
5b | Reelect Goran Ando as Director | Mgmt | For | | For |
5c | Reelect Henrik Gurtler as Director | Mgmt | For | | For |
5d | Reelect Pamela Kirby as Director | Mgmt | For | | For |
5e | Reelect Kurt Nielsen as Director | Mgmt | For | | For |
5f | Reelect Hannu Ryopponen as Director | Mgmt | For | | For |
5g | Reelect Jorgen Wedel as Director | Mgmt | For | | For |
6 | Ratify PricewaterhouseCoopers as Auditor | Mgmt | For | | For |
7.1.1 | Amend Articles Re: Notice Period of General Meeting; Deadline for Submitting Shareholder Proposals; Registration Date and Record Date; Editorial Changes | Mgmt | For | | For |
7.1.2 | Amend Articles Re: Right to Issue Share Certificates for A-shares, Deadline for Convening an Extraordinary General Meeting; Electronic Distribution of Documents Pertaining to General Meetings; Voting by Correspondence and Proxy; Majority Requirements | Mgmt | For | | For |
7.1.3 | Amend Articles Re: Change Name of Company's Share Registrar | Mgmt | For | | For |
7.1.4 | Amend Articles Re: Appointment of Chairman and Vice Chairman | Mgmt | For | | For |
7.1.5 | Amend Articles Re: Right to Sign for the Company | Mgmt | For | | For |
7.1.6 | Amend Articles Re: Specify that the Corporate Language is English | Mgmt | For | | For |
7.1.7 | Amend Articles Re: General Reference to Applicable Law Instead of Requirements for the Annual Report | Mgmt | For | | For |
7.1.8 | Amend Articles Re: Delete Sentence Explaining the Lapse of the Right to Dividends | Mgmt | For | | For |
7.2 | Approve DKK 20.0 Million Reduction in Class B Share Capital via Share Cancellation; Amend Articles Accordingly | Mgmt | For | | For |
7.3 | Authorize Repurchase of up to 10 Percent of Share Capital | Mgmt | For | | Against |
7.4 | Amend Guidelines for Incentive-Based Compensation for Executive Management and Board | Mgmt | For | | For |
8 | Authorize Chairman of Meeting to Make Editorial Changes to Adopted Resolutions in Connection with Registration | Mgmt | For | | For |
9 | Other Business | Mgmt | | | |
| | | | | |
QBE Insurance Group Ltd. | Meeting Date | | Meeting Type | Record Date | |
Ticker: QBE | 40268.45833 | | Annual | 29-Mar-10 | |
CUSIP: Q78063114 | | | Meeting ID: 557652 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Accept the Financial Statements and Statutory Reports for the Financial Year Ended Dec. 31, 2009 | Mgmt | | | |
2 | Approve the Remuneration Report for the Financial Year Ended Dec. 31, 2009 | Mgmt | For | | For |
3 | Approve the Grant of Up to 110,000 Conditional Rights Under the 2009 Deferred Compensation Plan to Francis M O'Halloran, Chief Executive Officer of the Company | Mgmt | For | | For |
4a | Elect Len Bleasel as a Director | Mgmt | For | | For |
4b | Elect Duncan Boyle as a Director | Mgmt | For | | For |
5 | Elect John Green as a Director | Mgmt | For | | For |
| | | | | |
Nestle SA | Meeting Date | | Meeting Type | Record Date | |
Ticker: N/A | 40283.60417 | | Annual | 01-Apr-10 | |
CUSIP: H57312649 | | | Meeting ID: 530669 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Accept Financial Statements and Statutory Reports | Mgmt | For | | For |
1.2 | Approve Remuneration Report | Mgmt | For | | For |
2 | Approve Discharge of Board and Senior Management | Mgmt | For | | For |
3 | Approve Allocation of Income and Dividends of CHF 1.60 per Share | Mgmt | For | | For |
4.1.1 | Reelect Andre Kudelski as Director | Mgmt | For | | For |
4.1.2 | Reelect Jean-Rene Fourtou as Director | Mgmt | For | | For |
4.1.3 | Reelect Steven Hoch as Director | Mgmt | For | | For |
4.1.4 | Reelect Peter Brabeck-Letmathe as Director | Mgmt | For | | For |
4.2.1 | Elect Titia de Lange as Director | Mgmt | For | | For |
4.2.2 | Elect Jean-Pierre Roth as Director | Mgmt | For | | For |
4.3 | Ratify KPMG AG as Auditors | Mgmt | For | | For |
5 | Approve CHF 18.5 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | | For |
6 | Amend Articles Re: Share Certificates due to New Swiss Federal Act on Intermediated Securities | Mgmt | For | | For |
| | | | | |
REDECARD SA | Meeting Date | | Meeting Type | Record Date | |
Ticker: N/A | 40283.625 | | Annual/Special | 31-Mar-10 | |
CUSIP: P79941103 | | | Meeting ID: 553995 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
| Annual Meeting Agenda | Mgmt | | | |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 | Mgmt | For | | For |
2 | Approve Allocation of Income and Dividends | Mgmt | For | | For |
3 | Elect Directors | Mgmt | For | | For |
4 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Audit Committee Members | Mgmt | For | | For |
5 | Designate Newspapers to Publish Company Announcements | Mgmt | For | | For |
| Special Meeting Agenda | Mgmt | | | |
6 | Change Articles 16, 18, and 19 and Change the Wording of Articles 9, 29, 30, 32, 34 and 36 | Mgmt | For | | For |
7 | Amend Stock Option Plan | Mgmt | For | | Against |
| | | | | |
Nestle India Ltd. (ex-Food Specialities Ltd.) | Meeting Date | | Meeting Type | Record Date | |
Ticker: N/A | 40289.41667 | | Annual | 07-Apr-10 | |
CUSIP: Y6268T111 | | | Meeting ID: 555543 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | | For |
2 | Approve Final Dividend of INR 12.50 Per Share and Confirm Two Interim Dividends of INR 9.00 Per Share and INR 27.00 Per Share | Mgmt | For | | For |
3 | Reappoint R. Narain as Director | Mgmt | For | | For |
4 | Approve A.F. Ferguson & Co. as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | | For |
5 | Approve Appointment and Remuneration of A.H. Waszyk, Managing Director | Mgmt | For | | For |
6 | Amend Articles of Association Re: Power to Appoint Additional Directors | Mgmt | For | | For |
| | | | | |
RWE AG | Meeting Date | | Meeting Type | Record Date | |
Ticker: N/A | 40290.41667 | | Annual | 01-Apr-10 | |
CUSIP: D6629K109 | | | Meeting ID: 498360 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Mgmt | | | |
2 | Approve Allocation of Income and Dividends of EUR 3.50 per Share | Mgmt | For | | For |
3 | Approve Discharge of Management Board for Fiscal 2009 | Mgmt | For | | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2009 | Mgmt | For | | For |
5 | Approve Remuneration System for Management Board Members | Mgmt | For | | For |
6 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2010 | Mgmt | For | | For |
7 | Ratify PricewaterhouseCoopers AG for the Inspection of the 2010 Mid-Year Report | Mgmt | For | | For |
8a | Elect Dieter Zetsche to the Supervisory Board | Mgmt | For | | For |
8b | Elect Frithjof Kuehn to the Supervisory Board | Mgmt | For | | For |
8c | Elect Wolfgang Schuessel to the Supervisory Board | Mgmt | For | | For |
9a | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Mgmt | For | | For |
9b | Authorize Use of Financial Derivatives when Repurchasing Shares | Mgmt | For | | For |
10a | Amend Corporate Purpose | Mgmt | For | | For |
10b | Amend Articles Re: Board-Related | Mgmt | For | | For |
10c | Amend Articles Re: Convocation of, Participation in, Audio/Video Transmission of, Electronic Voting, and Exercise of Voting Rights at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Mgmt | For | | For |
11 | Approve Affiliation Agreements with Subsidiary RWE Supply & Trading GmbH | Mgmt | For | | For |
| | | | | |
CPFL ENERGIA S A | Meeting Date | | Meeting Type | Record Date | |
Ticker: N/A | 40294.41667 | | Annual/Special | 15-Apr-10 | |
CUSIP: P3179C105 | | | Meeting ID: 561420 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
| Annual Meeting Agenda | Mgmt | | | |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 | Mgmt | For | | For |
2 | Approve Allocation of Income and Dividends | Mgmt | For | | For |
3 | Elect Directors | Mgmt | For | | Against |
4 | Elect Fiscal Council Members | Mgmt | For | | For |
5 | Approve Remuneration of Executive Officers, Non-Executive Directors | Mgmt | For | | Against |
6 | Approve Remuneration of Fiscal Council Members | Mgmt | For | | For |
| Special Meeting Agenda | Mgmt | | | |
7 | Assess Proposed Absorption of Subsidiaries | Mgmt | For | | For |
8 | Ratify Hirashima & Associados Consultoria em Transacoes Societarias Ltda and Hirashima & Associados as the Appraisers for the Absorptions | Mgmt | For | | For |
9 | Approve Appraisal Reports | Mgmt | For | | For |
10 | Approve Absorption Agreements | Mgmt | For | | For |
11 | Approve Increase in Share Capital Following Proposed Absorptions | Mgmt | For | | For |
12 | Amend Articles to Reflect Changes in Capital | Mgmt | For | | For |
| | | | | |
British American Tobacco plc | Meeting Date | | Meeting Type | Record Date | |
Ticker: N/A | 40296.47917 | | Annual | 26-Apr-10 | |
CUSIP: G1510J102 | | | Meeting ID: 556683 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | | For |
2 | Approve Remuneration Report | Mgmt | For | | For |
3 | Approve Final Dividend | Mgmt | For | | For |
4 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | | For |
5 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | | For |
6a | Re-elect Ana Llopis as Director | Mgmt | For | | For |
6b | Re-elect Christine Morin-Postel as Director | Mgmt | For | | For |
6c | Re-elect Anthony Ruys as Director | Mgmt | For | | For |
7 | Elect Richard Burrows as Director | Mgmt | For | | For |
8 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | | For |
9 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | | For |
10 | Authorise Market Purchase | Mgmt | For | | For |
11 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | | For |
12 | Adopt New Articles of Association | Mgmt | For | | For |
13 | Amend Articles of Association | Mgmt | For | | For |
| | | | | |
Companhia de Bebidas Das Americas - AMBEV | Meeting Date | | Meeting Type | Record Date | |
Ticker: N/A | 40296 | | Annual | 08-Apr-10 | |
CUSIP: P0273S127 | | | Meeting ID: 572834 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
�� | Meeting for ADR Preferred Holders | Mgmt | | | |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 | Mgmt | | | |
2 | Approve Allocation of Income and Dividends | Mgmt | | | |
3 | Approve Remuneration of Executive Officers, Non-Executive Directors | Mgmt | | | |
4 | Elect Fiscal Council Members and Fix Their Remuneration | Mgmt | For | | For |
| | | | | |
Muenchener Rueckversicherungs-Gesellschaft AG | Meeting Date | | Meeting Type | Record Date | |
Ticker: N/A | 40296.41667 | | Annual | 12-Apr-10 | |
CUSIP: D55535104 | | | Meeting ID: 497625 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1a | Receive Supervisory Board, Corporate Governance, and Remuneration Report for Fiscal 2009 (Non-Voting) | Mgmt | | | |
1b | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Mgmt | | | |
2 | Approve Allocation of Income and Dividends of EUR 5.75 per Share | Mgmt | For | | For |
3 | Approve Discharge of Management Board for Fiscal 2009 | Mgmt | For | | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2009 | Mgmt | For | | For |
5 | Approve Remuneration System for Management Board Members | Mgmt | For | | For |
6 | Elect Benita Ferrero-Waldner to the Supervisory Board | Mgmt | For | | For |
7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Mgmt | For | | For |
8 | Authorize Use of Financial Derivatives when Repurchasing Shares | Mgmt | For | | For |
9 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 3 Billion; Approve Creation of EUR 117 Million Pool of Capital to Guarantee Conversion Rights | Mgmt | For | | For |
10 | Amend Articles Re: Registration for and Voting Rights Representation at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Mgmt | For | | For |
11 | Amend Articles Re: Electronic Distribution of Company Communications due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Mgmt | For | | For |
| | | | | |
Synthes, Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: N/A | 40296.66667 | | Annual | 31-Mar-10 | |
CUSIP: 87162M409 | | | Meeting ID: 549705 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | | For |
2 | Receive The Report on Dividend Approved by The Board of Directors | Mgmt | For | | For |
3 | Elect Director Charles Hedgepeth | Mgmt | For | | For |
4 | Elect Director Amin Khoury | Mgmt | For | | For |
5 | Elect Director Jobst Wagner | Mgmt | For | | For |
6 | Elect Director Daniel Eicher | Mgmt | For | | For |
7 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
ENAGAS SA | Meeting Date | | Meeting Type | Record Date | |
Ticker: N/A | 40297.5 | | Annual | 13-Apr-10 | |
CUSIP: E41759106 | | | Meeting ID: 564572 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Accept Individual and Consolidated Financial Statements and Statutory Reports for Fiscal Year 2009 | Mgmt | For | | For |
2 | Approve Allocation of Income for Fiscal Year 2009 | Mgmt | For | | For |
3 | Approve Discharge of Directors | Mgmt | For | | For |
4 | Re-elect Deloitte, S.L. as Auditor of the Company and Consolidated Group for Fiscal Year 2010 | Mgmt | For | | For |
5 | Amend Article 2 of the Company Bylaws Re: Business Purpose | Mgmt | For | | For |
6 | Amend Article 45 of the Company Bylaws Re: Conferring of Corporate Social Responsibility Functions on the Nomination and Compensation Committee | Mgmt | For | | For |
7 | Amend Article 49 of the Company Bylaws Re: Preparation of Financial Statements in Accordance with Article 172 of the Consolidated Text of the Corporations Law | Mgmt | For | | For |
8.1 | Re-elect Antonio Llarden Carratala as Executive Director for a Four-Year Term | Mgmt | For | | For |
8.2 | Re-elect Miguel Angel Lasheras Merino as Independent Director for a Four-Year Term | Mgmt | For | | For |
8.3 | Re-elect Dionisio Martinez Martinez as Independent Director for a Four-Year Term | Mgmt | For | | For |
8.4 | Re-elect Jose Riva Francos as Independent Director for a Four-Year Term | Mgmt | For | | For |
8.5 | Re-elect Teresa Garcia-Mila Lloveras as Independent Director for a Four-Year Term | Mgmt | For | | For |
8.6 | Re-elect Said Mohamed Abdullah Al Masoudi as Non-Independent Director for a Four-Year Term | Mgmt | For | | For |
8.7 | Elect Sagane Inversiones Sociedad Limitada as Non-Independent Director for a Four-Year Term | Mgmt | For | | For |
8.8 | Elect Isabel Sanchez Garcia as Independent Director for a Four-Year Term | Mgmt | For | | For |
8.9 | Fix Number of Directors to 16 Members | Mgmt | For | | For |
9 | Approve Remuneration of Directors for 2010 | Mgmt | For | | For |
10 | Authorize Share Repurchase Program | Mgmt | For | | Against |
11 | Receive Special Board Report in Compliance with Article 116 bis of the Corporations Law | Mgmt | | | |
12 | Authorize Board to Ratify and Execute Approved Resolutions | Mgmt | For | | For |
| | | | | |
AES Tiete SA | Meeting Date | | Meeting Type | Record Date | |
Ticker: N/A | 40298.54167 | | Annual/Special | 16-Apr-10 | |
CUSIP: P4991B101 | | | Meeting ID: 562716 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 | Mgmt | For | | For |
2 | Approve Allocation of Income and Dividends | Mgmt | For | | For |
3 | Elect Director | Mgmt | For | | For |
4 | Elect Fiscal Council Members | Mgmt | For | | For |
5 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members Paid in 2009 | Mgmt | For | | For |
6 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Mgmt | For | | For |
| | | | | |
Cetip SA | Meeting Date | | Meeting Type | Record Date | |
Ticker: N/A | 40298.41667 | | Annual | 16-Apr-10 | |
CUSIP: P23840104 | | | Meeting ID: 569853 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 | Mgmt | For | | For |
2 | Approve Allocation of Income and Dividends | Mgmt | For | | For |
3 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Mgmt | For | | For |
| | | | | |
Cielo SA | Meeting Date | | Meeting Type | Record Date | |
Ticker: N/A | 40298.41667 | | Annual/Special | 16-Apr-10 | |
CUSIP: P3063Y114 | | | Meeting ID: 567025 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
| Annual Meeting Agenda | Mgmt | | | |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 | Mgmt | For | | For |
2 | Approve Allocation of Income and Dividends | Mgmt | For | | For |
3 | Elect Directors | Mgmt | For | | For |
4 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Mgmt | For | | Against |
| Special Meeting Agenda | Mgmt | | | |
5 | Authorize Capitalization of Reserves without Issuing New Shares | Mgmt | For | | For |
6 | Amend Articles to Reflect Changes in Capital | Mgmt | For | | For |
7 | Amend the Term of Board Members | Mgmt | For | | Against |
8 | Amend the Term of Executive Officers | Mgmt | For | | For |
9 | Amend Article 13 to Reflect Change in the Term of Board Members | Mgmt | For | | Against |
10 | Amend Article 18 to Reflect Change in the Term of Executive Officers | Mgmt | For | | For |
| | | | | |
Terna SPA | Meeting Date | | Meeting Type | Record Date | |
Ticker: N/A | 40298.45833 | | Annual | 15-Apr-10 | |
CUSIP: T9471R100 | | | Meeting ID: 554137 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
| Ordinary Business | Mgmt | | | |
1 | Accept Financial Statements, Consolidated Financial Statements and Statutory Reports | Mgmt | For | | For |
2 | Approve Allocation of Income | Mgmt | For | | For |
| | | | | |
Canadian Natural Resources Ltd. | Meeting Date | | Meeting Type | Record Date | |
Ticker: CNQ | 40304.625 | | Annual/Special | 17-Mar-10 | |
CUSIP: 136385101 | | | Meeting ID: 555405 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Catherine M. Best | Mgmt | For | | For |
1.2 | Elect Director N. Murray Edwards | Mgmt | For | | For |
1.3 | Elect Director Gary A. Filmon | Mgmt | For | | For |
1.4 | Elect Director Gordon D. Giffin | Mgmt | For | | For |
1.5 | Elect Director Steve W. Laut | Mgmt | For | | For |
1.6 | Elect Director Keith A.J. MacPhail | Mgmt | For | | For |
1.7 | Elect Director Allan P. Markin | Mgmt | For | | For |
1.8 | Elect Director Frank J. McKenna | Mgmt | For | | For |
1.9 | Elect Director James S. Palmer | Mgmt | For | | For |
1.10 | Elect Director Eldon R. Smith | Mgmt | For | | For |
1.11 | Elect Director David A. Tuer | Mgmt | For | | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | | For |
3 | Approve Stock Split | Mgmt | For | | For |
4 | Amend Stock Option Plan | Mgmt | For | | Against |
| | | | | |
Reckitt Benckiser Group plc | Meeting Date | | Meeting Type | Record Date | |
Ticker: N/A | 40304.46875 | | Annual | 04-May-10 | |
CUSIP: G74079107 | | | Meeting ID: 545579 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | | For |
2 | Approve Remuneration Report | Mgmt | For | | For |
3 | Approve Final Dividend | Mgmt | For | | For |
4 | Re-elect Adrian Bellamy as Director | Mgmt | For | | Abstain |
5 | Re-elect Peter Harf as Director | Mgmt | For | | Abstain |
6 | Re-elect Colin Day as Director | Mgmt | For | | For |
7 | Re-elect Kenneth Hydon as Director | Mgmt | For | | For |
8 | Re-elect Judith Sprieser as Director | Mgmt | For | | For |
9 | Elect Richard Cousins as Director | Mgmt | For | | For |
10 | Elect Warren Tucker as Director | Mgmt | For | | For |
11 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | | For |
12 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | | For |
13 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | | For |
14 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | | For |
15 | Authorise Market Purchase | Mgmt | For | | For |
16 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | | For |
17 | Adopt New Articles of Association | Mgmt | For | | For |
| | | | | |
Shoppers Drug Mart Corporation | Meeting Date | | Meeting Type | Record Date | |
Ticker: SC | 40304.45833 | | Annual | 09-Mar-10 | |
CUSIP: 82509W103 | | | Meeting ID: 554336 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director M. Shan Atkins | Mgmt | For | | For |
1.2 | Elect Director James F. Hankinson | Mgmt | For | | For |
1.3 | Elect Director Krystyna Hoeg | Mgmt | For | | For |
1.4 | Elect Director Holger Kluge | Mgmt | For | | For |
1.5 | Elect Director Gaetan Lussier | Mgmt | For | | For |
1.6 | Elect Director David Peterson | Mgmt | For | | For |
1.7 | Elect Director Martha Piper | Mgmt | For | | For |
1.8 | Elect Director Sarah Raiss | Mgmt | For | | For |
1.9 | Elect Director Derek Ridout | Mgmt | For | | For |
1.10 | Elect Director Jurgen Schreiber | Mgmt | For | | For |
1.11 | Elect Director David M. Williams | Mgmt | For | | For |
2 | Approve Deloitte & Touche LLP as and Authorize Board to Fix Their Remuneration | Mgmt | For | | For |
| | | | | |
Nitori Co. | Meeting Date | | Meeting Type | Record Date | |
Ticker: 9843 | 40305.4375 | | Annual | 20-Feb-10 | |
CUSIP: J58214107 | | | Meeting ID: 575366 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Amend Articles To Change Company Name - Amend Business Lines - Set Maximum Board Size - Set Maximum Number of Statutory Auditors | Mgmt | For | | For |
2.1 | Elect Director | Mgmt | For | | For |
2.2 | Elect Director | Mgmt | For | | For |
2.3 | Elect Director | Mgmt | For | | For |
2.4 | Elect Director | Mgmt | For | | For |
3 | Appoint Statutory Auditor | Mgmt | For | | For |
4 | Approve Deep Discount Stock Option Plan for Director and Statutory Auditor | Mgmt | For | | Against |
5 | Approve Deep Discount Stock Option Plan | Mgmt | For | | Against |
6 | Approve Takeover Defense Plan (Poison Pill) | Mgmt | For | | Against |
| | | | | |
Essilor International | Meeting Date | | Meeting Type | Record Date | |
Ticker: N/A | 40309.4375 | | Annual/Special | 06-May-10 | |
CUSIP: F31668100 | | | Meeting ID: 564522 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
| Ordinary Business | Mgmt | | | |
1 | Approve Financial Statements and Discharge Directors | Mgmt | For | | For |
2 | Approve Consolidated Financial Statements and Discharge Directors | Mgmt | For | | For |
3 | Approve Allocation of Income and Dividends of EUR 0.70 per Share | Mgmt | For | | For |
4 | Approve Transaction with Hubert Sagnieres Re: Severance Payments | Mgmt | For | | For |
5 | Approve Auditors' Special Report Regarding Related-Party Transactions | Mgmt | For | | Against |
6 | Elect Yi He as Representative of Employee Shareholders to the Board | Mgmt | For | | Against |
7 | Reelect Xavier Fontanet as Director | Mgmt | For | | Against |
8 | Reelect Yves Chevillotte as Director | Mgmt | For | | For |
9 | Reelect Yves Gillet as Director | Mgmt | For | | Against |
10 | Elect Mireille Faugere as Director | Mgmt | For | | Against |
11 | Approve Remuneration of Directors in the Aggregate Amount of EUR 525,000 | Mgmt | For | | For |
12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | | For |
| Special Business | Mgmt | | | |
13 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | | For |
14 | Approve Employee Stock Purchase Plan | Mgmt | For | | For |
15 | Authorize up to 3 Percent of Issued Capital for Use in Stock Option Plan (New Shares) | Mgmt | For | | Against |
16 | Authorize up to 3 Percent of Issued Capital for Use in Restricted Stock Plan | Mgmt | For | | Against |
17 | Set Global Limit for Capital Increases Resulting from Items 15 and 16 at 3 Percent of Issued Capital | Mgmt | For | | For |
18 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to One Third of the Issued Capital | Mgmt | For | | Against |
19 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Item 18 | Mgmt | For | | Against |
20 | Approve Issuance of Debt Securities Convertible into Shares without Preemptive Rights | Mgmt | For | | Against |
21 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Item 20 | Mgmt | For | | Against |
22 | Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value | Mgmt | For | | For |
23 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Mgmt | For | | For |
24 | Authorize Board to Issue Free Warrants During a Public Tender Offer | Mgmt | For | | For |
25 | Amend Article 12 of Bylaws Re: Board of Directors Composition | Mgmt | For | | For |
26 | Amend Articles 12 and 14 of Bylaws Re: Directors Length of Term | Mgmt | For | | For |
27 | Amend Article 24 of Bylaws Re: General Meeting Convening and Quorum Requirements | Mgmt | For | | Against |
28 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | | For |
| | | | | |
The Capita Group plc | Meeting Date | | Meeting Type | Record Date | |
Ticker: N/A | 40309.45833 | | Annual | 07-May-10 | |
CUSIP: G1846J115 | | | Meeting ID: 564083 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | | For |
2 | Approve Remuneration Report | Mgmt | For | | For |
3 | Approve Final Dividend | Mgmt | For | | For |
4 | Re-elect Paul Pindar as Director | Mgmt | For | | For |
5 | Re-elect Simon Pilling as Director | Mgmt | For | | For |
6 | Re-elect Bill Grimsey as Director | Mgmt | For | | For |
7 | Reappoint Ernst & Young LLP as Auditors | Mgmt | For | | For |
8 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | | For |
9 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | | For |
10 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | | For |
11 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | | For |
12 | Authorise Market Purchase | Mgmt | For | | For |
13 | Approve the SAYE Plan | Mgmt | For | | For |
14 | Approve the 2010 Deferred Annual Bonus Plan | Mgmt | For | | For |
| | | | | |
BG Group plc | Meeting Date | | Meeting Type | Record Date | |
Ticker: N/A | 40310.47917 | | Annual | 10-May-10 | |
CUSIP: G1245Z108 | | | Meeting ID: 546174 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | | For |
2 | Approve Remuneration Report | Mgmt | For | | For |
3 | Approve Final Dividend | Mgmt | For | | For |
4 | Elect Mark Seligman as Director | Mgmt | For | | For |
5 | Re-elect Peter Backhouse as Director | Mgmt | For | | For |
6 | Re-elect Lord Sharman as Director | Mgmt | For | | For |
7 | Re-elect Philippe Varin as Director | Mgmt | For | | For |
8 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | | For |
9 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | | For |
10 | Authorise EU Political Donations and Expenditure | Mgmt | For | | For |
11 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | | For |
12 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | | For |
13 | Authorise Market Purchase | Mgmt | For | | For |
14 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | | For |
15 | Adopt New Articles of Association | Mgmt | For | | For |
| | | | | |
Philip Morris International Inc. | Meeting Date | | Meeting Type | Record Date | |
Ticker: PM | 40310.375 | | Annual | 16-Mar-10 | |
CUSIP: 718172109 | | | Meeting ID: 568108 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Harold Brown | Mgmt | For | | For |
2 | Elect Director Mathis Cabiallavetta | Mgmt | For | | For |
3 | Elect Director Louis C. Camilleri | Mgmt | For | | For |
4 | Elect Director J. Dudley Fishburn | Mgmt | For | | For |
5 | Elect Director Jennifer Li | Mgmt | For | | For |
6 | Elect Director Graham Mackay | Mgmt | For | | For |
7 | Elect Director Sergio Marchionne | Mgmt | For | | For |
8 | Elect Director Lucio A. Noto | Mgmt | For | | For |
9 | Elect Director Carlos Slim Helu | Mgmt | For | | For |
10 | Elect Director Stephen M. Wolf | Mgmt | For | | For |
11 | Ratify Auditors | Mgmt | For | | For |
12 | Report on Effect of Marketing Practices on the Poor | SH | Against | | Against |
13 | Establish Supplier Human Rights Purchasing Protocols | SH | Against | | Against |
| | | | | |
Amlin plc | Meeting Date | | Meeting Type | Record Date | |
Ticker: N/A | 40311.5 | | Annual | 11-May-10 | |
CUSIP: G0334Q177 | | | Meeting ID: 558030 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | | For |
2 | Approve Remuneration Report | Mgmt | For | | For |
3 | Appoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | | For |
4 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | | For |
5 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | | For |
6 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | | For |
7 | Authorise Market Purchase | Mgmt | For | | For |
8 | Adopt New Articles of Association | Mgmt | For | | For |
9 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | | For |
| | | | | |
Power Corporation Of Canada | Meeting Date | | Meeting Type | Record Date | |
Ticker: POW | 40311.45833 | | Annual | 19-Mar-10 | |
CUSIP: 739239101 | | | Meeting ID: 556232 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
| Shareholders may vote for directors as a slate: | Mgmt | | | |
1 | Elect P. Beaudoin, L. Dassault, A.Desmarais, P. Desmarais, P. Desmarais, Jr., G.Fortin, A.Graham, R.Gratton, I. Marcoux, D. Mazankowsk, R.McFeetors, J. Nickerson, J.Nininger, R.Orr, R. Parizeau, M.Plessis-Belair, J. Rae, H.Rousseau and E.Szathmary | Mgmt | For | | Withhold |
| OR Shareholders may vote for directors individually: | Mgmt | | | |
1.1 | Elect Pierre Beaudoin as Director | Mgmt | For | | Withhold |
1.2 | Elect Laurent Dassault as Director | Mgmt | For | | Withhold |
1.3 | Elect Andre Desmarais as Director | Mgmt | For | | Withhold |
1.4 | Elect Paul Desmarais as Director | Mgmt | For | | Withhold |
1.5 | Elect Paul Desmarais, Jr. as Director | Mgmt | For | | Withhold |
1.6 | Elect Guy Fortin as Director | Mgmt | For | | Withhold |
1.7 | Elect Anthony R. Graham as Director | Mgmt | For | | For |
1.8 | Elect Robert Gratton as Director | Mgmt | For | | Withhold |
1.9 | Elect Isabelle Marcoux as Director | Mgmt | For | | For |
1.10 | Elect Donald F. Mazankowski as Director | Mgmt | For | | For |
1.11 | Elect Raymond L. McFeetors as Director | Mgmt | For | | Withhold |
1.12 | Elect Jerry E.A. Nickerson as Director | Mgmt | For | | For |
1.13 | Elect James R. Nininger as Director | Mgmt | For | | For |
1.14 | Elect R. Jeffrey Orr as Director | Mgmt | For | | Withhold |
1.15 | Elect Robert Parizeau as Director | Mgmt | For | | For |
1.16 | Elect Michel Plessis-Belair as Director | Mgmt | For | | Withhold |
1.17 | Elect John A. Rae as Director | Mgmt | For | | Withhold |
1.18 | Elect Henri-Paul Rousseau as Director | Mgmt | For | | Withhold |
1.19 | Elect Emoke J.E. Szathmary as Director | Mgmt | For | | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Mgmt | For | | For |
3 | Adopt a Policy that Limits the Number of Board Committee Interlocks Among Related Companies and Require Majority of Independent Directors on Board | SH | Against | | For |
4 | Issue a Report Describing the Evaluation of Investments According to the Company's CSR Statement and its Commitment to the Universal Declaration of Human Rights | SH | Against | | For |
| | | | | |
Coca-Cola Amatil Ltd. | Meeting Date | | Meeting Type | Record Date | |
Ticker: CCL | 40312.41667 | | Annual | 12-May-10 | |
CUSIP: Q2594P146 | | | Meeting ID: 572428 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Receive Financial Statements and Statutory Reports for the Year Ended Dec. 31, 2009 | Mgmt | | | |
2 | Approve Remuneration Report for the Year Ended Dec. 31, 2009 | Mgmt | For | | Against |
3a | Elect Jillian Broadbent as Director | Mgmt | For | | For |
3b | Elect Geoffrey Kelly as Director | Mgmt | For | | For |
3c | Elect Martin Jansen as Director | Mgmt | For | | For |
4 | Approve the Issuance of 247,844 Shares to Terry Davis, Executive Director, Pursuant to the Long Term Incentive Share Plan of the Company | Mgmt | For | | For |
| | | | | |
Red Electrica Corporacion SA | Meeting Date | | Meeting Type | Record Date | |
Ticker: N/A | 40317.52083 | | Annual | 04-May-10 | |
CUSIP: E42807102 | | | Meeting ID: 573108 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports for the Year Ended Dec. 31, 2009 | Mgmt | For | | For |
2 | Accept Consolidated Financial Statements and Statutory Reports for the Year Ended Dec. 31, 2009 | Mgmt | For | | For |
3 | Approve Allocation of Income from Fiscal Year 2009 | Mgmt | For | | For |
4 | Approve Discharge of Directors | Mgmt | For | | For |
5.1 | Re-elect Francisco Javier Salas Collantes as Independent Director for a 4-Year Term | Mgmt | For | | For |
5.2 | Elect Miguel Boyer Salvador as Independent Director for a 4-Year Term | Mgmt | For | | For |
5.3 | Elect Rui Manuel Janes Cartaxo as Independent Director for a 4-Year Term | Mgmt | For | | For |
6 | Amend Article 9 of Company Bylaws Re: Preemptive Rights of Shareholders | Mgmt | For | | For |
7 | Authorize Capital Increase within a 5-Year Period Via Issuance of Equity or Equity-Linked Securities without Preemptive Rights of up EUR 135.27 Millon; Approve Consequent Amendment of Article 5 of Company Bylaws | Mgmt | For | | For |
8 | Authorize Issuance of Convertible Bonds or Other Debt Instruments upto EUR 5 Billon Within 5 years with Total or Partial Exclusion of Preemptive Rights . Approve Consequent Amendment of Article 5 of Company Bylaws | Mgmt | For | | For |
9.1 | Authorize Repurchase of Shares; Approve Allocation of Repurchased Shares as Part of Employees' and Executive Directors' Remuneration | Mgmt | For | | For |
9.2 | Approve Remuneration in Shares of Executive Directors and Senior Management of Red Electrica Group | Mgmt | For | | For |
9.3 | Void Previous Share Repurchase Authorization | Mgmt | For | | For |
10.1 | Approve Remuneration Report of Board of Directors | Mgmt | For | | For |
10.2 | Approve Remuneration of Directors for Fiscal Year 2009 | Mgmt | For | | For |
11 | Approve Minutes of Meeting | Mgmt | For | | For |
12 | Approve 2009 Corporate Governance Report | Mgmt | | | |
13 | Receive Special Board Report in Compliance with Article 116 bis of the Corporations Law | Mgmt | | | |
14 | Receive Report on Changes in Board of Directors Guidelines | Mgmt | | | |
| | | | | |
Total SA | Meeting Date | | Meeting Type | Record Date | |
Ticker: N/A | 40319.41667 | | Annual/Special | 18-May-10 | |
CUSIP: F92124100 | | | Meeting ID: 557223 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
| Ordinary Business | Mgmt | | | |
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Mgmt | For | | For |
3 | Approve Allocation of Income and Dividends of EUR 2.28 per Share | Mgmt | For | | For |
4 | Approve Auditors' Special Report Regarding Related-Party Transactions | Mgmt | For | | For |
5 | Approve Transaction with Christophe de Margerie Re: Severance Payment | Mgmt | For | | Against |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | | For |
7 | Reelect Thierry Desmarest as Director | Mgmt | For | | For |
8 | Reelect Thierry de Rudder as Director | Mgmt | For | | Against |
9 | Elect Gunnar Brock as Director | Mgmt | For | | For |
10 | Elect Claude Clement as Representative of Employee Shareholders to the Board | Mgmt | For | | For |
11 | Elect Philippe Marchandise as Representative of Employee Shareholders to the Board | Mgmt | Against | | Against |
12 | Elect Mohammed Zaki as Representative of Employee Shareholders to the Board | Mgmt | Against | | Against |
13 | Reelect Ernst & Young Audit as Auditor | Mgmt | For | | For |
14 | Reelect KPMG Audit as Auditor | Mgmt | For | | For |
15 | Ratify Auditex as Alternate Auditor | Mgmt | For | | For |
16 | Ratify KPMG Audit I.S. as Alternate Auditor | Mgmt | For | | For |
| Special Business | Mgmt | | | |
17 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Billion | Mgmt | For | | For |
18 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 850 million | Mgmt | For | | For |
19 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Mgmt | For | | For |
20 | Approve Employee Stock Purchase Plan | Mgmt | For | | For |
21 | Authorize up to 0.1 Percent of Issued Capital for Use in Stock Option Plan | Mgmt | For | | For |
| Employee Shareholder Proposals | Mgmt | | | |
A | Amend Article 9 of Bylaws Re: Mutual Fund | SH | Against | | Against |
| | | | | |
G4S plc | Meeting Date | | Meeting Type | Record Date | |
Ticker: N/A | 40326.58333 | | Annual | 26-May-10 | |
CUSIP: G39283109 | | | Meeting ID: 551155 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | | For |
2 | Approve Remuneration Report | Mgmt | For | | For |
3 | Approve Final Dividend | Mgmt | For | | For |
4 | Re-elect Alf Duch-Pedersen as Director | Mgmt | For | | For |
5 | Re-elect Lord Condon as Director | Mgmt | For | | For |
6 | Re-elect Nick Buckles as Director | Mgmt | For | | For |
7 | Re-elect Mark Elliott as Director | Mgmt | For | | For |
8 | Reappoint KPMG Audit plc as Auditors and Authorise Their Remuneration | Mgmt | For | | For |
9 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | | For |
10 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | | For |
11 | Authorise Market Purchase | Mgmt | For | | For |
12 | Authorise EU Political Donations and Expenditure | Mgmt | For | | For |
13 | Adopt New Articles of Association | Mgmt | For | | For |
14 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | | For |
| | | | | |
Bureau Veritas registre international de classification de navires et d aeronefs | Meeting Date | | Meeting Type | Record Date | |
Ticker: N/A | 40330.625 | | Annual/Special | 27-May-10 | |
CUSIP: F96888114 | | | Meeting ID: 572548 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
| Ordinary Business | Mgmt | | | |
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | | For |
2 | Approve Non-Tax Deductible Expenses | Mgmt | For | | For |
3 | Accept Consolidated Financial Statements and Statutory Reports | Mgmt | For | | For |
4 | Approve Allocation of Income and Dividends of EUR 0.84 per Share | Mgmt | For | | For |
5 | Approve Auditors' Special Report Regarding Related-Party Transactions | Mgmt | For | | For |
6 | Renew Appointment of PricewaterhouseCoopers Audit as Auditor | Mgmt | For | | For |
7 | Renew Appointment of Cabinet Bellot Mullenbach et Associes as Auditor | Mgmt | For | | For |
8 | Appoint Yves Nicolas as Alternate Auditor | Mgmt | For | | For |
9 | Renew Appointment of Jean-Louis Brun as Alternate Auditor | Mgmt | For | | For |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | | Against |
11 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | | For |
| Extraordinary Business | Mgmt | | | |
12 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | | For |
13 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | | For |
| | | | | |
Core Laboratories NV | Meeting Date | | Meeting Type | Record Date | |
Ticker: N/A | 40339.64583 | | Annual | 22-Mar-10 | |
CUSIP: N22717107 | | | Meeting ID: 573089 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
| Annual Meeting | Mgmt | | | |
1 | Elect Three Class II Supervisory Board Members (Bundled) | Mgmt | For | | For |
2 | Approve Financial Statements and Statutory Reports | Mgmt | For | | For |
3 | Approve Cancellation of Repurchased Shares | Mgmt | For | | For |
4a | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Mgmt | For | | For |
4b | Authorize Repurchase of Additional 15.6 Percent of Issued Share Capital for Seniot Exchangeable Notes and Lehman OTC Warrants | Mgmt | For | | For |
5 | Grant Board Authority to Issue Ordinary and Preference Shares Up To 20 Percent of Issued Capital | Mgmt | For | | For |
6 | Authorize Board to Exclude Preemptive Rights from Issuance under Item 5 | Mgmt | For | | For |
7a | Decrease Par Value of Common Stock and Amend Articles Accordingly | Mgmt | For | | For |
7b | Amend Articles - Board Related | Mgmt | For | | For |
8 | Approve 2:1 Stock Split | Mgmt | For | | For |
9 | Ratify PricewaterhouseCoopers as Auditors | Mgmt | For | | For |
10 | Other Business (Non-Voting) | Mgmt | | | |
| | | | | |
REDECARD SA | Meeting Date | | Meeting Type | Record Date | |
Ticker: N/A | 40345.5 | | Special | 02-Jun-10 | |
CUSIP: P79941103 | | | Meeting ID: 586097 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Directors | Mgmt | For | | For |
| | | | | |
Secom Co. Ltd. | Meeting Date | | Meeting Type | Record Date | |
Ticker: 9735 | 40354.41667 | | Annual | 31-Mar-10 | |
CUSIP: J69972107 | | | Meeting ID: 587029 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Approve Allocation of Income, with a Final Dividend of JPY 85 | Mgmt | For | | For |
2.1 | Elect Director Makoto Iida | Mgmt | For | | For |
2.2 | Elect Director Juichi Toda | Mgmt | For | | For |
2.3 | Elect Director Shouhei Kimura | Mgmt | For | | For |
2.4 | Elect Director Kanemasa Haraguchi | Mgmt | For | | For |
2.5 | Elect Director Shuuji Maeda | Mgmt | For | | For |
2.6 | Elect Director Kouichi Satou | Mgmt | For | | For |
2.7 | Elect Director Fumio Obata | Mgmt | For | | For |
2.8 | Elect Director Katsuhisa Kuwahara | Mgmt | For | | For |
2.9 | Elect Director Yasuo Nakayama | Mgmt | For | | For |
2.10 | Elect Director Hiroshi Itou | Mgmt | For | | For |
2.11 | Elect Director Takayuki Itou | Mgmt | For | | For |
| | | | | |
HDFC Bank Limited | Meeting Date | | Meeting Type | Record Date | |
Ticker: N/A | 40359.60417 | | Annual | 16-Jun-10 | |
CUSIP: Y3119P117 | | | Meeting ID: 576777 | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | | For |
2 | Approve Dividend of INR 12 Per Share | Mgmt | For | | For |
3 | Reappoint C.M. Vasudev as Director | Mgmt | For | | For |
4 | Reappoint P. Palande as Director | Mgmt | For | | For |
5 | Approve BSR & Co. as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | | For |
6 | Approve Reappointment and Remuneration of A. Puri as Managing Director | Mgmt | For | | For |
7 | Approve Reappointment and Remuneration of H. Engineer as Executive Director | Mgmt | For | | For |
8 | Approve Reappointment and Remuneration of P. Sukthankar as Executive Director | Mgmt | For | | For |
9 | Approve Employee Stock Option Plan | Mgmt | For | | Against |
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to be have been voted Against management's recommendation, regardless of whether the recommendation is 'For' or 'Against,' except where management has made no recommendation or has recommended that shareholders 'Abstain.'
Where management has recommended that shareholders 'Abstain' from voting on a ballot item:
1) a ballot market 'Abstain' is considered to have been voted for management's recommendation to 'Abstain' and
2) a ballot voted 'For" or 'Against' is considered to have been voted Against management's recommendation to 'Abstain.'
Where management has made no recommendation on a ballot item, the abbreviation "N/A" is used to denote that there is no applicable recommendation compared to which a vote may be 'For' or 'Against' the recommendation of management.
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
By: /S/ KATHRYN S. HEAD
Kathryn S. Head