Joseph I. Benedek
First Investors Management Company, Inc.
Item 1. Proxy Voting Record
Armstrong World Industries, Inc. | | | | | |
Ticker AWI | Meeting Date | | Meeting Type | Record Date | |
| 02-Jul-10 | | Annual | 05-Apr-10 | |
| CUSIP: 04247X102 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Stan A. Askren | Mgmt | For | | For |
1.2 | Elect Director David Bonderman | Mgmt | For | | For |
1.3 | Elect Director Kevin R. Burns | Mgmt | For | | For |
1.4 | Elect Director James J. Gaffney | Mgmt | For | | For |
1.5 | Elect Director Tao Huang | Mgmt | For | | For |
1.6 | Elect Director Michael F. Johnston | Mgmt | For | | For |
1.7 | Elect Director Larry S. McWilliams | Mgmt | For | | For |
1.8 | Elect Director James J. O'Connor | Mgmt | For | | For |
1.9 | Elect Director John J. Roberts | Mgmt | For | | For |
1.10 | Elect Director Richard E. Wenz | Mgmt | For | | For |
1.11 | Elect Director Bettina M. Whyte | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
inVentiv Health, Inc. | | | | | |
Ticker VTIV | Meeting Date | | Meeting Type | Record Date | |
| 21-Jul-10 | | Special | 15-Jun-10 | |
| CUSIP: 46122E105 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Approve Merger Agreement | Mgmt | For | | For |
2 | Adjourn Meeting | Mgmt | For | | For |
| | | | | |
Polo Ralph Lauren Corporation | | | | | |
Ticker RL | Meeting Date | | Meeting Type | Record Date | |
| 05-Aug-10 | | Annual | 21-Jun-10 | |
| CUSIP: 731572103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Frank A. Bennack, Jr | Mgmt | For | | For |
1.2 | Elect Director Joel L. Fleishman | Mgmt | For | | For |
1.3 | Elect Director Steven P. Murphy | Mgmt | For | | For |
2 | Approve Omnibus Stock Plan | Mgmt | For | | For |
3 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Xilinx, Inc. | | | | | |
Ticker XLNX | Meeting Date | | Meeting Type | Record Date | |
| 11-Aug-10 | | Annual | 14-Jun-10 | |
| CUSIP: 983919101 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Philip T. Gianos | Mgmt | For | | For |
2 | Elect Director Moshe N. Gavrielov | Mgmt | For | | For |
3 | Elect Director John L. Doyle | Mgmt | For | | For |
4 | Elect Director Jerald G. Fishman | Mgmt | For | | For |
5 | Elect Director William G. Howard, Jr. | Mgmt | For | | For |
6 | Elect Director J. Michael Patterson | Mgmt | For | | For |
7 | Elect Director Albert A. Pimentel | Mgmt | For | | For |
8 | Elect Director Marshall C. Turner | Mgmt | For | | For |
9 | Elect Director Elizabeth W. Vanderslice | Mgmt | For | | For |
10 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | | For |
11 | Amend Omnibus Stock Plan | Mgmt | For | | For |
12 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
PSS World Medical, Inc. | | | | | |
Ticker PSSI | Meeting Date | | Meeting Type | Record Date | |
| 24-Aug-10 | | Annual | 18-Jun-10 | |
| CUSIP: 69366A100 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Gary A. Corless | Mgmt | For | | For |
1.2 | Elect Director Melvin L. Hecktman | Mgmt | For | | For |
1.3 | Elect Director Delores M. Kesler | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Medtronic, Inc. | | | | | |
Ticker MDT | Meeting Date | | Meeting Type | Record Date | |
| 25-Aug-10 | | Annual | 28-Jun-10 | |
| CUSIP: 585055106 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Richard H. Anderson | Mgmt | For | | For |
1.2 | Elect Director David L. Calhoun | Mgmt | For | | For |
1.3 | Elect Director Victor J. Dzau | Mgmt | For | | For |
1.4 | Elect Director William A. Hawkins | Mgmt | For | | For |
1.5 | Elect Director Shirley A. Jackson | Mgmt | For | | For |
1.6 | Elect Director James T. Lenehan | Mgmt | For | | For |
1.7 | Elect Director Denise M. O'Leary | Mgmt | For | | For |
1.8 | Elect Director Kendall J. Powell | Mgmt | For | | For |
1.9 | Elect Director Robert C. Pozen | Mgmt | For | | For |
1.10 | Elect Director Jean-Pierre Rosso | Mgmt | For | | For |
1.11 | Elect Director Jack W. Schuler | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
NIKE, Inc. | | | | | |
Ticker NKE | Meeting Date | | Meeting Type | Record Date | |
| 20-Sep-10 | | Annual | 26-Jul-10 | |
| CUSIP: 654106103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Jill K. Conway | Mgmt | For | | For |
1.2 | Elect Director Alan B. Graf, Jr. | Mgmt | For | | For |
1.3 | Elect Director John C. Lechleiter | Mgmt | For | | For |
1.4 | Elect Director Phyllis M. Wise | Mgmt | For | | For |
2 | Amend Executive Incentive Bonus Plan | Mgmt | For | | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Symantec Corporation | | | | | |
Ticker SYMC | Meeting Date | | Meeting Type | Record Date | |
| 20-Sep-10 | | Annual | 26-Jul-10 | |
| CUSIP: 871503108 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Stephen M. Bennett | Mgmt | For | | For |
2 | Elect Director Michael A. Brown | Mgmt | For | | For |
3 | Elect Director William T. Coleman, III | Mgmt | For | | For |
4 | Elect Director Frank E. Dangeard | Mgmt | For | | For |
5 | Elect Director Geraldine B. Laybourne | Mgmt | For | | For |
6 | Elect Director David L. Mahoney | Mgmt | For | | For |
7 | Elect Director Robert S. Miller | Mgmt | For | | For |
8 | Elect Director Enrique Salem | Mgmt | For | | For |
9 | Elect Director Daniel H. Schulman | Mgmt | For | | For |
10 | Elect Director John W. Thompson | Mgmt | For | | For |
11 | Elect Director V. Paul Unruh | Mgmt | For | | For |
12 | Ratify Auditors | Mgmt | For | | For |
13 | Amend Omnibus Stock Plan | Mgmt | For | | For |
14 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | | For |
| | | | | |
National Semiconductor Corporation | | | | | |
Ticker NSM | Meeting Date | | Meeting Type | Record Date | |
| 24-Sep-10 | | Annual | 30-Jul-10 | |
| CUSIP: 637640103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director William J. Amelio | Mgmt | For | | For |
2 | Elect Director Steven R. Appleton | Mgmt | For | | For |
3 | Elect Director Gary P. Arnold | Mgmt | For | | For |
4 | Elect Director Richard J. Danzig | Mgmt | For | | For |
5 | Elect Director Robert J. Frankenberg | Mgmt | For | | For |
6 | Elect Director Donald Macleod | Mgmt | For | | For |
7 | Elect Director Edward R. McCracken | Mgmt | For | | For |
8 | Elect Director Roderick C. McGeary | Mgmt | For | | For |
9 | Elect Director William E. Mitchell | Mgmt | For | | For |
10 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
H&R Block, Inc. | | | | | |
Ticker HRB | Meeting Date | | Meeting Type | Record Date | |
| 30-Sep-10 | | Annual | 27-Jul-10 | |
| CUSIP: 093671105 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Alan M. Bennett | Mgmt | For | | For |
2 | Elect Director Richard C. Breeden | Mgmt | For | | For |
3 | Elect Director William C. Cobb | Mgmt | For | | For |
4 | Elect Director Robert A. Gerard | Mgmt | For | | For |
5 | Elect Director Len J. Lauer | Mgmt | For | | For |
6 | Elect Director David B. Lewis | Mgmt | For | | For |
7 | Elect Director Bruce C. Rohde | Mgmt | For | | For |
8 | Elect Director Tom D. Seip | Mgmt | For | | For |
9 | Elect Director L. Edward Shaw, Jr. | Mgmt | For | | For |
10 | Elect Director Christianna Wood | Mgmt | For | | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
12 | Amend Omnibus Stock Plan | Mgmt | For | | For |
13 | Amend Executive Incentive Bonus Plan | Mgmt | For | | For |
14 | Reduce Supermajority Vote Requirement | SH | For | | For |
15 | Provide Right to Call Special Meeting | Mgmt | For | | For |
16 | Reduce Supermajority Vote Requirement Relating to the Removal of Directors | Mgmt | For | | For |
17 | Reduce Supermajority Vote Requirement Relating to Amendments to Articles of Incorporation and Bylaws | Mgmt | For | | For |
18 | Reduce Supermajority Vote Requirement Regarding the Related Person Transaction Provision | Mgmt | For | | For |
19 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Ruby Tuesday, Inc. | | | | | |
Ticker RT | Meeting Date | | Meeting Type | Record Date | |
| 06-Oct-10 | | Annual | 09-Aug-10 | |
| CUSIP: 781182100 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Samuel E. Beall, III | Mgmt | For | | For |
2 | Elect Director Bernard Lanigan, Jr. | Mgmt | For | | For |
3 | Approve Executive Incentive Bonus Plan | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
RPM International Inc. | | | | | |
Ticker RPM | Meeting Date | | Meeting Type | Record Date | |
| 07-Oct-10 | | Annual | 13-Aug-10 | |
| CUSIP: 749685103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director David A. Daberko | Mgmt | For | | Withhold |
1.2 | Elect Director William A. Papenbrock | Mgmt | For | | Withhold |
1.3 | Elect Director Frank C. Sullivan | Mgmt | For | | Withhold |
1.4 | Elect Director Thomas C. Sullivan | Mgmt | For | | Withhold |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
The Procter & Gamble Company | | | | | |
Ticker PG | Meeting Date | | Meeting Type | Record Date | |
| 12-Oct-10 | | Annual | 13-Aug-10 | |
| CUSIP: 742718109 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Angela F. Braly | Mgmt | For | | For |
2 | Elect Director Kenneth I. Chenault | Mgmt | For | | For |
3 | Elect Director Scott D. Cook | Mgmt | For | | For |
4 | Elect Director Rajat K. Gupta | Mgmt | For | | For |
5 | Elect Director Robert A. Mcdonald | Mgmt | For | | For |
6 | Elect Director W. James Mcnerney, Jr. | Mgmt | For | | For |
7 | Elect Director Johnathan A. Rodgers | Mgmt | For | | For |
8 | Elect Director Mary A. Wilderotter | Mgmt | For | | For |
9 | Elect Director Patricia A. Woertz | Mgmt | For | | For |
10 | Elect Director Ernesto Zedillo | Mgmt | For | | For |
11 | Ratify Auditors | Mgmt | For | | For |
12 | Provide for Cumulative Voting | SH | Against | | For |
| | | | | |
SRA International, Inc. | | | | | |
Ticker SRX | Meeting Date | | Meeting Type | Record Date | |
| 28-Oct-10 | | Annual | 31-Aug-10 | |
| CUSIP: 78464R105 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director John W. Barter | Mgmt | For | | For |
1.2 | Elect Director Larry R. Ellis | Mgmt | For | | For |
1.3 | Elect Director Miles R. Gilburne | Mgmt | For | | For |
1.4 | Elect Director W. Robert Grafton | Mgmt | For | | For |
1.5 | Elect Director William T. Keevan | Mgmt | For | | For |
1.6 | Elect Director Michael R. Klein | Mgmt | For | | For |
1.7 | Elect Director David H. Langstaff | Mgmt | For | | For |
1.8 | Elect Director Stanton D. Sloane | Mgmt | For | | For |
1.9 | Elect Director Ernst Volgenau | Mgmt | For | | For |
1.10 | Elect Director Gail R. Wilensky | Mgmt | For | | For |
2 | Approve Omnibus Stock Plan | Mgmt | For | | For |
3 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Coach, Inc. | | | | | |
Ticker COH | Meeting Date | | Meeting Type | Record Date | |
| 03-Nov-10 | | Annual | 07-Sep-10 | |
| CUSIP: 189754104 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Lew Frankfort | Mgmt | For | | For |
1.2 | Elect Director Susan Kropf | Mgmt | For | | For |
1.3 | Elect Director Gary Loveman | Mgmt | For | | For |
1.4 | Elect Director Ivan Menezes | Mgmt | For | | For |
1.5 | Elect Director Irene Miller | Mgmt | For | | For |
1.6 | Elect Director Michael Murphy | Mgmt | For | | For |
1.7 | Elect Director Jide Zeitlin | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Approve Omnibus Stock Plan | Mgmt | For | | For |
4 | Adopt Policy on Ending Use of Animal Fur in Products | SH | Against | | Against |
| | | | | |
Microsoft Corporation | | | | | |
Ticker MSFT | Meeting Date | | Meeting Type | Record Date | |
| 16-Nov-10 | | Annual | 03-Sep-10 | |
| CUSIP: 594918104 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Steven A. Ballmer | Mgmt | For | | For |
2 | Elect Director Dina Dublon | Mgmt | For | | For |
3 | Elect Director William H. Gates III | Mgmt | For | | For |
4 | Elect Director Raymond V. Gilmartin | Mgmt | For | | For |
5 | Elect Director Reed Hastings | Mgmt | For | | For |
6 | Elect Director Maria M. Klawe | Mgmt | For | | For |
7 | Elect Director David F. Marquardt | Mgmt | For | | For |
8 | Elect Director Charles H. Noski | Mgmt | For | | For |
9 | Elect Director Helmut Panke | Mgmt | For | | For |
10 | Ratify Auditors | Mgmt | For | | For |
11 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | SH | Against | | Against |
| | | | | |
CACI International, Inc. | | | | | |
Ticker CACI | Meeting Date | | Meeting Type | Record Date | |
| 17-Nov-10 | | Annual | 20-Sep-10 | |
| CUSIP: 127190304 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Dan R. Bannister | Mgmt | For | | For |
1.2 | Elect Director Paul M. Cofoni | Mgmt | For | | For |
1.3 | Elect Director Gordon R. England | Mgmt | For | | For |
1.4 | Elect Director James S. Gilmore III | Mgmt | For | | For |
1.5 | Elect Director Gregory G. Johnson | Mgmt | For | | For |
1.6 | Elect Director Richard L. Leatherwood | Mgmt | For | | For |
1.7 | Elect Director J. Phillip London | Mgmt | For | | For |
1.8 | Elect Director James L. Pavitt | Mgmt | For | | For |
1.9 | Elect Director Warren R. Phillips | Mgmt | For | | For |
1.10 | Elect Director Charles P. Revoile | Mgmt | For | | For |
1.11 | Elect Director William S. Wallace | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Other Business | Mgmt | None | | Against |
| | | | | |
Cisco Systems, Inc. | | | | | |
Ticker CSCO | Meeting Date | | Meeting Type | Record Date | |
| 18-Nov-10 | | Annual | 20-Sep-10 | |
| CUSIP: 17275R102 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Carol A. Bartz | Mgmt | For | | For |
2 | Elect Director M. Michele Burns | Mgmt | For | | For |
3 | Elect Director Michael D. Capellas | Mgmt | For | | For |
4 | Elect Director Larry R. Carter | Mgmt | For | | For |
5 | Elect Director John T. Chambers | Mgmt | For | | For |
6 | Elect Director Brian L. Halla | Mgmt | For | | For |
7 | Elect Director John L. Hennessy | Mgmt | For | | For |
8 | Elect Director Richard M. Kovacevich | Mgmt | For | | For |
9 | Elect Director Roderick C. Mcgeary | Mgmt | For | | For |
10 | Elect Director Michael K. Powell | Mgmt | For | | For |
11 | Elect Director Arun Sarin | Mgmt | For | | For |
12 | Elect Director Steven M. West | Mgmt | For | | For |
13 | Elect Director Jerry Yang | Mgmt | For | | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
15 | Ratify Auditors | Mgmt | For | | For |
16 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | SH | Against | | Against |
17 | Report on Internet Fragmentation | SH | Against | | For |
18 | Adopt Policy Prohibiting Sale of Products in China if they Contribute to Human Rights Abuses | SH | Against | | Against |
| | | | | |
Sasol Ltd | | | | | |
Ticker SOL | Meeting Date | | Meeting Type | Record Date | |
| 26-Nov-10 | | Annual | 04-Oct-10 | |
| CUSIP: 803866102 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
| Meeting for ADR Holders | Mgmt | | | |
1 | Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2010 | Mgmt | For | | For |
2 | Approve Audit Committee Report on its Statutory Duties for the Year Ended 30 June 2010 | Mgmt | For | | For |
3.1 | Re-elect Pat Davies as Director | Mgmt | For | | For |
3.2 | Re-elect Mandla Gantsho as Director | Mgmt | For | | For |
3.3 | Re-elect Hixonia Nyasulu as Director | Mgmt | For | | For |
3.4 | Re-elect Christine Ramon as Director | Mgmt | For | | For |
4.1 | Re-elect Nolitha Fakude as Director | Mgmt | For | | For |
4.2 | Re-elect Imogen Mkhize as Director | Mgmt | For | | For |
5 | Elect Greg Lewin as Director | Mgmt | For | | For |
6 | Reappoint KPMG Inc as Auditors of the Company and CH Basson as the Individual Registered Auditor | Mgmt | For | | For |
7 | Authorise Repurchase of Up to Ten Percent of Issued Share Capital | Mgmt | For | | For |
8 | Amend Articles of Association | Mgmt | For | | For |
9 | Approve Remuneration Policy | Mgmt | For | | For |
10 | Approve Non-executive Directors Fees with Effect from 1 July 2010 | Mgmt | For | | For |
| | | | | |
Sasol Ltd | | | | | |
Ticker SOL | Meeting Date | | Meeting Type | Record Date | |
| 26-Nov-10 | | Special | 28-Oct-10 | |
| CUSIP: 803866102 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
| Meeting for ADR Holders | Mgmt | | | |
1 | Amend Articles of Association Re: New Definitions for New Articles 162, 163, 164.1 and 165 to 169 | Mgmt | For | | For |
2 | Amend Articles of Association Re: Bulk Dematerialisation | Mgmt | For | | For |
3 | Amend Articles of Association Re: Continued Application of Cash Contract or New Cash Contract in Respect of Sasol BEE Ordinary Shares That Are Not Dematerialised Pursuant to Bulk Dematerialisation | Mgmt | For | | For |
4 | Authorise Transfer Secretaries to Replace Share Certificates of All the Election Shareholders and Issue New Share Certificates in the Event That Sasol BEE Ordinary Shares are Listed on Proposed BEE Segment | Mgmt | For | | For |
5 | Amend Articles of Association Re: Additional Terms Applicable to the BEE Contract for Trading in Respect of Sasol BEE Ordinary Shares on the BEE Segment | Mgmt | For | | For |
6 | Amend Articles of Association Re: Rights, Privileges and Restrictions Applicable to Sasol BEE Ordinary Shares to Take Account of the Listing on BEE Segment | Mgmt | For | | For |
7 | Amend Articles of Association Re: Provisions Covering the Holding of Shares Either in Certificated or Dematerialised Form and Cessation of Any Proof-of-Participation Documents Issued by the Company to Any Holder of Certificated Sasol BEE Ordinary Shares | Mgmt | For | | For |
8 | Amend Articles of Association Re: Right on the Part of the Company to Delist the Sasol BEE Ordinary Shares from the JSE in Limited Circumstances | Mgmt | For | | For |
9 | Amend Articles of Association Re: Release of Contact Information by the CSD Participant, Broker and/or Nominee Company of any Sasol Shareholder to Sasol | Mgmt | For | | For |
10 | Authorise Company to Provide Potential Financial Assistance to the Public Facilitation Trust | Mgmt | For | | For |
| | | | | |
Lance, Inc. | | | | | |
Ticker LNCE | Meeting Date | | Meeting Type | Record Date | |
| 02-Dec-10 | | Special | 15-Oct-10 | |
| CUSIP: 514606102 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Issue Shares in Connection with Acquisition | Mgmt | For | | For |
2 | Change Company Name | Mgmt | For | | For |
3.1 | Elect Director Peter P. Brubaker | Mgmt | For | | For |
3.2 | Elect Director Carl E. Lee, Jr. | Mgmt | For | | For |
3.3 | Elect Director John E. Denton | Mgmt | For | | For |
3.4 | Elect Director Michael A. Warehime | Mgmt | For | | For |
4 | Adjourn Meeting | Mgmt | For | | For |
| | | | | |
NewAlliance Bancshares, Inc. | | | | | |
Ticker NAL | Meeting Date | | Meeting Type | Record Date | |
| 20-Dec-10 | | Special | 01-Nov-10 | |
| CUSIP: 650203102 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Approve Merger Agreement | Mgmt | For | | For |
2 | Adjourn Meeting | Mgmt | For | | For |
| | | | | |
CommScope, Inc. | | | | | |
Ticker CTV | Meeting Date | | Meeting Type | Record Date | |
| 30-Dec-10 | | Special | 03-Dec-10 | |
| CUSIP: 203372107 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Approve Merger Agreement | Mgmt | For | | For |
2 | Adjourn Meeting | Mgmt | For | | For |
| | | | | |
Walgreen Co. | | | | | |
Ticker WAG | Meeting Date | | Meeting Type | Record Date | |
| 12-Jan-11 | | Annual | 15-Nov-10 | |
| CUSIP: 931422109 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director David J. Brailer | Mgmt | For | | For |
2 | Elect Director Steven A. Davis | Mgmt | For | | For |
3 | Elect Director William C. Foote | Mgmt | For | | For |
4 | Elect Director Mark P. Frissora | Mgmt | For | | For |
5 | Elect Director Ginger L. Graham | Mgmt | For | | For |
6 | Elect Director Alan G. McNally | Mgmt | For | | For |
7 | Elect Director Nancy M. Schlichting | Mgmt | For | | For |
8 | Elect Director David Y. Schwartz | Mgmt | For | | For |
9 | Elect Director Alejandro Silva | Mgmt | For | | For |
10 | Elect Director James A. Skinner | Mgmt | For | | For |
11 | Elect Director Gregory D. Wasson | Mgmt | For | | For |
12 | Ratify Auditors | Mgmt | For | | For |
13 | Amend Articles of Incorporation to Revise the Purpose Clause | Mgmt | For | | For |
14 | Reduce Supermajority Vote Requirement | Mgmt | For | | For |
15 | Rescind Fair Price Provision | Mgmt | For | | For |
16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
17 | Performance-Based Equity Awards | SH | Against | | For |
| | | | | |
First Mercury Financial Corporation | | | | | |
Ticker FMR | Meeting Date | | Meeting Type | Record Date | |
| 14-Jan-11 | | Special | 13-Dec-10 | |
| CUSIP: 320841109 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Approve Merger Agreement | Mgmt | For | | For |
2 | Adjourn Meeting | Mgmt | For | | For |
3 | Other Business | Mgmt | For | | Against |
| | | | | |
Atmos Energy Corporation | | | | | |
Ticker ATO | Meeting Date | | Meeting Type | Record Date | |
| 09-Feb-11 | | Annual | 15-Dec-10 | |
| CUSIP: 049560105 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Kim R. Cocklin | Mgmt | For | | For |
2 | Elect Director Richard W. Douglas | Mgmt | For | | For |
3 | Elect Director Ruben E. Esquivel | Mgmt | For | | For |
4 | Elect Director Richard K. Gordon | Mgmt | For | | For |
5 | Amend Omnibus Stock Plan | Mgmt | For | | For |
6 | Amend Executive Incentive Bonus Plan | Mgmt | For | | For |
7 | Ratify Auditors | Mgmt | For | | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
9 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
Esterline Technologies Corporation | | | | | |
Ticker ESL | Meeting Date | | Meeting Type | Record Date | |
| 02-Mar-11 | | Annual | 03-Jan-11 | |
| CUSIP: 297425100 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Robert W. Cremin | Mgmt | For | | For |
2 | Elect Director Anthony P. Franceschini | Mgmt | For | | For |
3 | Elect Director James J. Morris | Mgmt | For | | For |
4 | Elect Director Delores M. Etter | Mgmt | For | | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
6 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
7 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
QUALCOMM Incorporated | | | | | |
Ticker QCOM | Meeting Date | | Meeting Type | Record Date | |
| 08-Mar-11 | | Annual | 10-Jan-11 | |
| CUSIP: 747525103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Barbara T. Alexander | Mgmt | For | | For |
1.2 | Elect Director Stephen M. Bennett | Mgmt | For | | For |
1.3 | Elect Director Donald G. Cruickshank | Mgmt | For | | For |
1.4 | Elect Director Raymond V. Dittamore | Mgmt | For | | For |
1.5 | Elect Director Thomas W. Horton | Mgmt | For | | For |
1.6 | Elect Director Irwin Mark Jacobs | Mgmt | For | | For |
1.7 | Elect Director Paul E. Jacobs | Mgmt | For | | For |
1.8 | Elect Director Robert E. Kahn | Mgmt | For | | For |
1.9 | Elect Director Sherry Lansing | Mgmt | For | | For |
1.10 | Elect Director Duane A. Nelles | Mgmt | For | | For |
1.11 | Elect Director Francisco Ros | Mgmt | For | | For |
1.12 | Elect Director Brent Scowcroft | Mgmt | For | | For |
1.13 | Elect Director Marc I. Stern | Mgmt | For | | For |
2 | Amend Omnibus Stock Plan | Mgmt | For | | For |
3 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
6 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
7 | Require a Majority Vote for the Election of Directors | SH | Against | | For |
| | | | | |
Parametric Technology Corporation | | | | | |
Ticker PMTC | Meeting Date | | Meeting Type | Record Date | |
| 09-Mar-11 | | Annual | 07-Jan-11 | |
| CUSIP: 699173209 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director C. Richard Harrison | Mgmt | For | | For |
2 | Amend Omnibus Stock Plan | Mgmt | For | | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
6 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Tyco Electronics Ltd. | | | | | |
Ticker TEL | Meeting Date | | Meeting Type | Record Date | |
| 09-Mar-11 | | Annual | 17-Feb-11 | |
| CUSIP: H8912P106 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Reelect Pierre Brondeau as Director | Mgmt | For | | For |
2 | Reelect Juergen Gromer as Director | Mgmt | For | | For |
3 | Reelect Robert Hernandez as Director | Mgmt | For | | For |
4 | Reelect Thomas Lynch as Director | Mgmt | For | | For |
5 | Reelect Daniel Phelan as Director | Mgmt | For | | For |
6 | Reelect Frederic Poses as Director | Mgmt | For | | For |
7 | Reelect Lawrence Smith as Director | Mgmt | For | | For |
8 | Reelect Paula Sneed as Director | Mgmt | For | | For |
9 | Reelect David Steiner as Director | Mgmt | For | | For |
10 | Reelect John Van Scoter as Director | Mgmt | For | | For |
11 | Accept Annual Report for Fiscal 2009/2010 | Mgmt | For | | For |
12 | Accept Statutory Financial Statements for Fiscal 2010/2011 | Mgmt | For | | For |
13 | Accept Consolidated Financial Statements for Fiscal 2010/2011 | Mgmt | For | | For |
14 | Approve Discharge of Board and Senior Management | Mgmt | For | | For |
15 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2010/2011 | Mgmt | For | | For |
16 | Ratify Deloitte AG as Swiss Registered Auditors for Fiscal 2010/2011 | Mgmt | For | | For |
17 | Ratify PricewaterhouseCoopers AG as Special Auditor for Fiscal 2010/2011 | Mgmt | For | | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
19 | Advisory Vote on Say on Pay Frequency | Mgmt | None | | One Year |
20 | Approve Ordinary Cash Dividend | Mgmt | For | | For |
21 | Change Company Name to TE Connectivity Ltd | Mgmt | For | | For |
22 | Amend Articles to Renew Authorized Share Capital | Mgmt | For | | For |
23 | Approve Reduction in Share Capital | Mgmt | For | | For |
24 | Authorize Repurchase of up to USD 800 million of Share Capital | Mgmt | For | | Against |
25 | Adjourn Meeting | Mgmt | For | | Against |
| | | | | |
Tyco International, Ltd. | | | | | |
Ticker TYC | Meeting Date | | Meeting Type | Record Date | |
| 09-Mar-11 | | Annual | 10-Jan-11 | |
| CUSIP: H89128104 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports for Fiscal 2009/2010 | Mgmt | For | | For |
2 | Approve Discharge of Board and Senior Management | Mgmt | For | | For |
3.1 | Elect Edward D. Breen as Director | Mgmt | For | | For |
3.2 | Elect Michael Daniels as Director | Mgmt | For | | For |
3.3 | Reelect Timothy Donahue as Director | Mgmt | For | | For |
3.4 | Reelect Brian Duperreault as Director | Mgmt | For | | For |
3.5 | Reelect Bruce Gordon as Director | Mgmt | For | | For |
3.6 | Reelect Rajiv L. Gupta as Director | Mgmt | For | | For |
3.7 | Reelect John Krol as Director | Mgmt | For | | For |
3.8 | Reelect Brendan O'Neill as Director | Mgmt | For | | For |
3.9 | Reelect Dinesh Paliwal as Director | Mgmt | For | | For |
3.10 | Reelect William Stavropoulos as Director | Mgmt | For | | For |
3.11 | Reelect Sandra Wijnberg as Director | Mgmt | For | | For |
3.12 | Reelect R. David Yost as Director | Mgmt | For | | For |
4a | Ratify Deloitte AG as Auditors | Mgmt | For | | For |
4b | Appoint Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2010/2011 | Mgmt | For | | For |
4c | Ratify PricewaterhouseCoopers AG as Special Auditors | Mgmt | For | | For |
5a | Approve Carrying Forward of Net Loss | Mgmt | For | | For |
5b | Approve Ordinary Cash Dividend | Mgmt | For | | For |
6 | Amend Articles to Renew Authorized Share Capital | Mgmt | For | | For |
7 | Approve CHF 188,190,276.70 Reduction in Share Capital | Mgmt | For | | For |
8a | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
8b | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
| | | | | |
Urstadt Biddle Properties Inc. | | | | | |
Ticker UBA | Meeting Date | | Meeting Type | Record Date | |
| 10-Mar-11 | | Annual | 24-Jan-11 | |
| CUSIP: 917286205 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director in Kevin J. Bannon | Mgmt | For | | For |
1.2 | Elect Director Peter Herrick | Mgmt | For | | For |
1.3 | Elect Director Charles D. Urstadt | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Restricted Stock Plan | Mgmt | For | | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
| | | | | |
Hewlett-Packard Company | | | | | |
Ticker HPQ | Meeting Date | | Meeting Type | Record Date | |
| 23-Mar-11 | | Annual | 24-Jan-11 | |
| CUSIP: 428236103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director M. L. Andreessen | Mgmt | For | | For |
2 | Elect Director L. Apotheker | Mgmt | For | | For |
3 | Elect Director L.T. Babbio, Jr. | Mgmt | For | | Against |
4 | Elect Director S.M. Baldauf | Mgmt | For | | Against |
5 | Elect Director S. Banerji | Mgmt | For | | For |
6 | Elect Director R.L. Gupta | Mgmt | For | | For |
7 | Elect Director J.H. Hammergren | Mgmt | For | | For |
8 | Elect Director R.J. Lane | Mgmt | For | | For |
9 | Elect Director G.M. Reiner | Mgmt | For | | For |
10 | Elect Director P.F. Russo | Mgmt | For | | For |
11 | Elect Director D. Senequier | Mgmt | For | | For |
12 | Elect Director G.K. Thompson | Mgmt | For | | Against |
13 | Elect Director M.C. Whitman | Mgmt | For | | For |
14 | Ratify Auditors | Mgmt | For | | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
16 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
17 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For | | For |
18 | Amend Executive Incentive Bonus Plan | Mgmt | For | | For |
| | | | | |
Avago Technologies Limited | | | | | |
Ticker AVGO | Meeting Date | | Meeting Type | Record Date | |
| 30-Mar-11 | | Annual | 09-Feb-11 | |
| CUSIP: Y0486S104 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Reelect Hock E. Tan as Director | Mgmt | For | | For |
1.2 | Reelect Adam H. Clammer as Director | Mgmt | For | | Against |
1.3 | Reelect James A. Davidson as Director | Mgmt | For | | Against |
1.4 | Reelect James V. Diller as Director | Mgmt | For | | For |
1.5 | Reelect Kenneth Y. Hao as Director | Mgmt | For | | Against |
1.6 | Reelect John M. Hsuan as Director | Mgmt | For | | For |
1.7 | Reelect David Kerko as Director | Mgmt | For | | Against |
1.8 | Reelect Justine F. Lien as Director | Mgmt | For | | For |
1.9 | Reelect Donald Macleod as Director | Mgmt | For | | For |
1.10 | Reelect Bock Seng Tan as Director | Mgmt | For | | For |
2 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | | For |
3 | Approve Cash Compensation to Directors | Mgmt | For | | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
6 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Mgmt | For | | For |
7 | Approve Repurchase of Up to 10 Percent of Issued Capital | Mgmt | For | | For |
| | | | | |
IDEX Corporation | | | | | |
Ticker IEX | Meeting Date | | Meeting Type | Record Date | |
| 05-Apr-11 | | Annual | 23-Feb-11 | |
| CUSIP: 45167R104 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Bradley J. Bell | Mgmt | For | | For |
1.2 | Elect Director Lawrence D. Kingsley | Mgmt | For | | For |
1.3 | Elect Director Gregory F. Milzcik | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Discover Financial Services | | | | | |
Ticker DFS | Meeting Date | | Meeting Type | Record Date | |
| 07-Apr-11 | | Annual | 07-Feb-11 | |
| CUSIP: 254709108 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Jeffrey S. Aronin | Mgmt | For | | For |
2 | Elect Director Mary K. Bush | Mgmt | For | | For |
3 | Elect Director Gregory C. Case | Mgmt | For | | For |
4 | Elect Director Robert M. Devlin | Mgmt | For | | For |
5 | Elect Director Cynthia A. Glassman | Mgmt | For | | For |
6 | Elect Director Richard H. Lenny | Mgmt | For | | For |
7 | Elect Director Thomas G. Maheras | Mgmt | For | | For |
8 | Elect Director Michael H. Moskow | Mgmt | For | | For |
9 | Elect Director David W. Nelms | Mgmt | For | | For |
10 | Elect Director E. Follin Smith | Mgmt | For | | For |
11 | Elect Director Lawrence A.Weinbach | Mgmt | For | | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
13 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
14 | Amend Non-Employee Director Omnibus Stock Plan | Mgmt | For | | For |
15 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Stewart Enterprises, Inc. | | | | | |
Ticker STEI | Meeting Date | | Meeting Type | Record Date | |
| 07-Apr-11 | | Annual | 09-Feb-11 | |
| CUSIP: 860370105 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director John B. Elstrott | Mgmt | For | | For |
1.2 | Elect Director Thomas M. Kitchen | Mgmt | For | | For |
1.3 | Elect Director Alden J. McDonald, Jr | Mgmt | For | | For |
1.4 | Elect Director Ronald H. Patron | Mgmt | For | | For |
1.5 | Elect Director Ashton J. Ryan, Jr. | Mgmt | For | | For |
1.6 | Elect Director John K. Saer, Jr. | Mgmt | For | | For |
1.7 | Elect Director Frank B. Stewart, Jr. | Mgmt | For | | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
4 | Ratify Auditors | Mgmt | For | | For |
5 | Other Business | Mgmt | For | | Against |
| | | | | |
Brocade Communications Systems, Inc. | | | | | |
Ticker BRCD | Meeting Date | | Meeting Type | Record Date | |
| 12-Apr-11 | | Annual | 18-Feb-11 | |
| CUSIP: 111621306 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director John Gerdelman | Mgmt | For | | For |
2 | Elect Director Glenn Jones | Mgmt | For | | For |
3 | Elect Director Michael Klayko | Mgmt | For | | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | Two Years | | One Year |
6 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
United Technologies Corporation | | | | | |
Ticker UTX | Meeting Date | | Meeting Type | Record Date | |
| 13-Apr-11 | | Annual | 15-Feb-11 | |
| CUSIP: 913017109 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Louis R. Chenevert | Mgmt | For | | For |
2 | Elect Director John V. Faraci | Mgmt | For | | For |
3 | Elect Director Jean-Pierre Garnier | Mgmt | For | | For |
4 | Elect Director Jamie S. Gorelick | Mgmt | For | | For |
5 | Elect Director Edward A. Kangas | Mgmt | For | | For |
6 | Elect Director Ellen J. Kullman | Mgmt | For | | For |
7 | Elect Director Charles R. Lee | Mgmt | For | | For |
8 | Elect Director Richard D. McCormick | Mgmt | For | | For |
9 | Elect Director Harold McGraw III | Mgmt | For | | For |
10 | Elect Director Richard B. Myers | Mgmt | For | | For |
11 | Elect Director H. Patrick Swygert | Mgmt | For | | For |
12 | Elect Director Andre Villeneuve | Mgmt | For | | For |
13 | Elect Director Christine Todd Whitman | Mgmt | For | | For |
14 | Ratify Auditors | Mgmt | For | | For |
15 | Amend Omnibus Stock Plan | Mgmt | For | | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
17 | Advisory Vote on Say on Pay Frequency | Mgmt | None | | One Year |
18 | Stock Retention/Holding Period | SH | Against | | For |
| | | | | |
Hudson City Bancorp, Inc. | | | | | |
Ticker HCBK | Meeting Date | | Meeting Type | Record Date | |
| 19-Apr-11 | | Annual | 01-Mar-11 | |
| CUSIP: 443683107 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Ronald E. Hermance, Jr. | Mgmt | For | | For |
2 | Elect Director William G. Bardel | Mgmt | For | | For |
3 | Elect Director Scott A. Belair | Mgmt | For | | For |
4 | Elect Director Cornelius E. Golding | Mgmt | For | | For |
5 | Ratify Auditors | Mgmt | For | | For |
6 | Approve Omnibus Stock Plan | Mgmt | For | | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
8 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
9 | Declassify the Board of Directors | SH | Against | | For |
| | | | | |
M&T Bank Corporation | | | | | |
Ticker MTB | Meeting Date | | Meeting Type | Record Date | |
| 19-Apr-11 | | Annual | 28-Feb-11 | |
| CUSIP: 55261F104 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Brent D. Baird | Mgmt | For | | For |
1.2 | Elect Director Robert J. Bennett | Mgmt | For | | For |
1.3 | Elect Director C. Angela Bontempo | Mgmt | For | | For |
1.4 | Elect Director Robert T. Brady | Mgmt | For | | Withhold |
1.5 | Elect Director Michael D. Buckley | Mgmt | For | | For |
1.6 | Elect Director T. Jefferson Cunningham, III | Mgmt | For | | For |
1.7 | Elect Director Mark J. Czarnecki | Mgmt | For | | For |
1.8 | Elect Director Gary N. Geisel | Mgmt | For | | For |
1.9 | Elect Director Patrick W.E. Hodgson | Mgmt | For | | For |
1.10 | Elect Director Richard G. King | Mgmt | For | | For |
1.11 | Elect Director Jorge G. Pereira | Mgmt | For | | For |
1.12 | Elect Director Michael P. Pinto | Mgmt | For | | For |
1.13 | Elect Director Melinda R. Rich | Mgmt | For | | For |
1.14 | Elect Director Robert E. Sadler, Jr. | Mgmt | For | | For |
1.15 | Elect Director Herbert L. Washington | Mgmt | For | | For |
1.16 | Elect Director Robert G. Wilmers | Mgmt | For | | For |
2 | Advisory Vote on Executive Compensation | Mgmt | For | | For |
3 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
U.S. Bancorp | | | | | |
Ticker USB | Meeting Date | | Meeting Type | Record Date | |
| 19-Apr-11 | | Annual | 22-Feb-11 | |
| CUSIP: 902973304 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Douglas M. Baker, Jr. | Mgmt | For | | For |
2 | Elect Director Y. Marc Belton | Mgmt | For | | For |
3 | Elect Director Victoria Buyniski Gluckman | Mgmt | For | | For |
4 | Elect Director Arthur D. Collins, Jr. | Mgmt | For | | For |
5 | Elect Director Richard K. Davis | Mgmt | For | | For |
6 | Elect Director Joel W. Johnson | Mgmt | For | | For |
7 | Elect Director Olivia F. Kirtley | Mgmt | For | | For |
8 | Elect Director Jerry W. Levin | Mgmt | For | | For |
9 | Elect Director David B. O'Maley | Mgmt | For | | For |
10 | Elect Director O Dell M. Owens | Mgmt | For | | For |
11 | Elect Director Richard G. Reiten | Mgmt | For | | For |
12 | Elect Director Craig D. Schnuck | Mgmt | For | | For |
13 | Elect Director Patrick T. Stokes | Mgmt | For | | For |
14 | Ratify Auditors | Mgmt | For | | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
16 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
17 | Advisory Vote to Ratify Directors' Compensation | SH | Against | | Against |
| | | | | |
Brookline Bancorp, Inc. | | | | | |
Ticker BRKL | Meeting Date | | Meeting Type | Record Date | |
| 20-Apr-11 | | Annual | 07-Mar-11 | |
| CUSIP: 11373M107 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Peter O. Wilde | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
5 | Approve Restricted Stock Plan | Mgmt | For | | For |
| | | | | |
FirstMerit Corporation | | | | | |
Ticker FMER | Meeting Date | | Meeting Type | Record Date | |
| 20-Apr-11 | | Annual | 22-Feb-11 | |
| CUSIP: 337915102 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Steven H. Baer | Mgmt | For | | For |
1.2 | Elect Director Karen S. Belden | Mgmt | For | | For |
1.3 | Elect Director R. Cary Blair | Mgmt | For | | For |
1.4 | Elect Director John C. Blickle | Mgmt | For | | For |
1.5 | Elect Director Robert W. Briggs | Mgmt | For | | For |
1.6 | Elect Director Richard Colella | Mgmt | For | | For |
1.7 | Elect Director Gina D. France | Mgmt | For | | For |
1.8 | Elect Director Paul G. Greig | Mgmt | For | | For |
1.9 | Elect Director Terry L. Haines | Mgmt | For | | For |
1.10 | Elect Director J. Michael Hochschwender | Mgmt | For | | For |
1.11 | Elect Director Clifford J. Isroff | Mgmt | For | | For |
1.12 | Elect Director Philip A. Lloyd II | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
5 | Approve Omnibus Stock Plan | Mgmt | For | | For |
| | | | | |
Celanese Corporation | | | | | |
Ticker CE | Meeting Date | | Meeting Type | Record Date | |
| 21-Apr-11 | | Annual | 23-Feb-11 | |
| CUSIP: 150870103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Martin G. McGuinn | Mgmt | For | | For |
2 | Elect Director Daniel S. Sanders | Mgmt | For | | For |
3 | Elect Director John K. Wulff | Mgmt | For | | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
6 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Honeywell International Inc. | | | | | |
Ticker HON | Meeting Date | | Meeting Type | Record Date | |
| 25-Apr-11 | | Annual | 25-Feb-11 | |
| CUSIP: 438516106 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Gordon M. Bethune | Mgmt | For | | For |
2 | Elect Director Kevin Burke | Mgmt | For | | For |
3 | Elect Director Jaime Chico Pardo | Mgmt | For | | For |
4 | Elect Director David M. Cote | Mgmt | For | | For |
5 | Elect Director D. Scott Davis | Mgmt | For | | For |
6 | Elect Director Linnet F. Deily | Mgmt | For | | For |
7 | Elect Director Judd Gregg | Mgmt | For | | For |
8 | Elect Director Clive R. Hollick | Mgmt | For | | For |
9 | Elect Director George Paz | Mgmt | For | | For |
10 | Elect Director Bradley T. Sheares | Mgmt | For | | For |
11 | Ratify Auditors | Mgmt | For | | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
13 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
14 | Approve Omnibus Stock Plan | Mgmt | For | | For |
15 | Amend Executive Incentive Bonus Plan | Mgmt | For | | For |
16 | Provide Right to Act by Written Consent | SH | Against | | For |
17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
| | | | | |
International Business Machines Corporation | | | | | |
Ticker IBM | Meeting Date | | Meeting Type | Record Date | |
| 26-Apr-11 | | Annual | 25-Feb-11 | |
| CUSIP: 459200101 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director A. J. P. Belda | Mgmt | For | | For |
2 | Elect Director W. R. Brody | Mgmt | For | | For |
3 | Elect Director K. I. Chenault | Mgmt | For | | For |
4 | Elect Director M. L. Eskew | Mgmt | For | | For |
5 | Elect Director S. A. Jackson | Mgmt | For | | For |
6 | Elect Director A. N. Liveris | Mgmt | For | | For |
7 | Elect Director W. J. McNerney, Jr. | Mgmt | For | | For |
8 | Elect Director J. W. Owens | Mgmt | For | | For |
9 | Elect Director S. J. Palmisano | Mgmt | For | | For |
10 | Elect Director J. E. Spero | Mgmt | For | | For |
11 | Elect Director S. Taurel | Mgmt | For | | For |
12 | Elect Director L. H. Zambrano | Mgmt | For | | For |
13 | Ratify Auditors | Mgmt | For | | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
15 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
16 | Provide for Cumulative Voting | SH | Against | | For |
17 | Report on Political Contributions | SH | Against | | For |
18 | Report on Lobbying Expenses | SH | Against | | For |
| | | | | |
PGT, Inc. | | | | | |
Ticker PGTI | Meeting Date | | Meeting Type | Record Date | |
| 26-Apr-11 | | Annual | 01-Apr-11 | |
| CUSIP: 69336V101 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Brett N. Milgrim | Mgmt | For | | For |
1.2 | Elect Director Ramsey A. Frank | Mgmt | For | | Withhold |
1.3 | Elect Director Richard D. Feintuch | Mgmt | For | | Withhold |
1.4 | Elect Director Daniel Agroskin | Mgmt | For | | Withhold |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Praxair, Inc. | | | | | |
Ticker PX | Meeting Date | | Meeting Type | Record Date | |
| 26-Apr-11 | | Annual | 07-Mar-11 | |
| CUSIP: 74005P104 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Stephen F. Angel | Mgmt | For | | For |
1.2 | Elect Director Oscar Bernardes | Mgmt | For | | For |
1.3 | Elect Director Nance K. Dicciani | Mgmt | For | | For |
1.4 | Elect Director Edward G. Galante | Mgmt | For | | For |
1.5 | Elect Director Claire W. Gargalli | Mgmt | For | | For |
1.6 | Elect Director Ira D. Hall | Mgmt | For | | For |
1.7 | Elect Director Raymond W. LeBoeuf | Mgmt | For | | For |
1.8 | Elect Director Larry D. McVay | Mgmt | For | | For |
1.9 | Elect Director Wayne T. Smith | Mgmt | For | | For |
1.10 | Elect Director Robert L. Wood | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
4 | Amend Executive Incentive Bonus Plan | Mgmt | For | | For |
5 | Amend Omnibus Stock Plan | Mgmt | For | | For |
6 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
TAL International Group, Inc. | | | | | |
Ticker TAL | Meeting Date | | Meeting Type | Record Date | |
| 26-Apr-11 | | Annual | 15-Mar-11 | |
| CUSIP: 874083108 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Brian M. Sondey | Mgmt | For | | Withhold |
1.2 | Elect Director Malcolm P. Baker | Mgmt | For | | For |
1.3 | Elect Director A. Richard Caputo, Jr. | Mgmt | For | | Withhold |
1.4 | Elect Director Claude Germain | Mgmt | For | | For |
1.5 | Elect Director Brian J. Higgins | Mgmt | For | | Withhold |
1.6 | Elect Director John W. Jordan II | Mgmt | For | | Withhold |
1.7 | Elect Director Frederic H. Lindeberg | Mgmt | For | | For |
1.8 | Elect Director David W. Zalaznick | Mgmt | For | | Withhold |
1.9 | Elect Director Douglas J. Zych | Mgmt | For | | Withhold |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
�� | | | | | |
Ameriprise Financial, Inc. | | | | | |
Ticker AMP | Meeting Date | | Meeting Type | Record Date | |
| 27-Apr-11 | | Annual | 28-Feb-11 | |
| CUSIP: 03076C106 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Siri S. Marshall | Mgmt | For | | For |
2 | Elect Director W. Walker Lewis | Mgmt | For | | For |
3 | Elect Director William H. Turner | Mgmt | For | | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
6 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
BorgWarner Inc. | | | | | |
Ticker BWA | Meeting Date | | Meeting Type | Record Date | |
| 27-Apr-11 | | Annual | 01-Mar-11 | |
| CUSIP: 099724106 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Robin J. Adams | Mgmt | For | | For |
2 | Elect Director David T. Brown | Mgmt | For | | For |
3 | Elect Director Jan Carlson | Mgmt | For | | For |
4 | Elect Director Dennis C. Cuneo | Mgmt | For | | For |
5 | Ratify Auditors | Mgmt | For | | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
7 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
| | | | | |
General Electric Company | | | | | |
Ticker GE | Meeting Date | | Meeting Type | Record Date | |
| 27-Apr-11 | | Annual | 28-Feb-11 | |
| CUSIP: 369604103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director W. Geoffrey Beattie | Mgmt | For | | For |
2 | Elect Director James I. Cash, Jr. | Mgmt | For | | For |
3 | Elect Director Ann M. Fudge | Mgmt | For | | For |
4 | Elect Director Susan Hockfield | Mgmt | For | | For |
5 | Elect Director Jeffrey R. Immelt | Mgmt | For | | For |
6 | Elect Director Andrea Jung | Mgmt | For | | For |
7 | Elect Director Alan G. Lafley | Mgmt | For | | For |
8 | Elect Director Robert W. Lane | Mgmt | For | | For |
9 | Elect Director Ralph S. Larsen | Mgmt | For | | For |
10 | Elect Director Rochelle B. Lazarus | Mgmt | For | | For |
11 | Elect Director James J. Mulva | Mgmt | For | | For |
12 | Elect Director Sam Nunn | Mgmt | For | | For |
13 | Elect Director Roger S. Penske | Mgmt | For | | For |
14 | Elect Director Robert J. Swieringa | Mgmt | For | | For |
15 | Elect Director James S. Tisch | Mgmt | For | | For |
16 | Elect Director Douglas A. Warner III | Mgmt | For | | For |
17 | Ratify Auditors | Mgmt | For | | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
19 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
20 | Provide for Cumulative Voting | SH | Against | | For |
21 | Performance-Based Equity Awards | SH | Against | | For |
22 | Withdraw Stock Options Granted to Executive Officers | SH | Against | | Against |
23 | Report on Climate Change Business Risk | SH | Against | | Against |
24 | Report on Animal Testing and Plans for Reduction | SH | Against | | Against |
| | | | | |
Marathon Oil Corporation | | | | | |
Ticker MRO | Meeting Date | | Meeting Type | Record Date | |
| 27-Apr-11 | | Annual | 28-Feb-11 | |
| CUSIP: 565849106 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Gregory H. Boyce | Mgmt | For | | Against |
2 | Elect Director Pierre Brondeau | Mgmt | For | | For |
3 | Elect Director Clarence P. Cazalot, Jr. | Mgmt | For | | Against |
4 | Elect Director David A. Daberko | Mgmt | For | | Against |
5 | Elect Director William L. Davis | Mgmt | For | | Against |
6 | Elect Director Shirley Ann Jackson | Mgmt | For | | Against |
7 | Elect Director Philip Lader | Mgmt | For | | Against |
8 | Elect Director Charles R. Lee | Mgmt | For | | Against |
9 | Elect Director Michael E. J. Phelps | Mgmt | For | | Against |
10 | Elect Director Dennis H. Reilley | Mgmt | For | | Against |
11 | Elect Director Seth E. Schofield | Mgmt | For | | Against |
12 | Elect Director John W. Snow | Mgmt | For | | Against |
13 | Elect Director Thomas J. Usher | Mgmt | For | | Against |
14 | Ratify Auditors | Mgmt | For | | For |
15 | Provide Right to Call Special Meeting | Mgmt | For | | Against |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
17 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
18 | Report on Accident Risk Reduction Efforts | SH | Against | | Against |
| | | | | |
The Coca-Cola Company | | | | | |
Ticker KO | Meeting Date | | Meeting Type | Record Date | |
| 27-Apr-11 | | Annual | 28-Feb-11 | |
| CUSIP: 191216100 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Herbert A. Allen | Mgmt | For | | For |
2 | Elect Director Ronald W. Allen | Mgmt | For | | For |
3 | Elect Director Howard G. Buffett | Mgmt | For | | For |
4 | Elect Director Barry Diller | Mgmt | For | | For |
5 | Elect Director Evan G. Greenberg | Mgmt | For | | For |
6 | Elect Director Alexis M. Herman | Mgmt | For | | For |
7 | Elect Director Muhtar Kent | Mgmt | For | | For |
8 | Elect Director Donald R. Keough | Mgmt | For | | For |
9 | Elect Director Maria Elena Lagomasino | Mgmt | For | | For |
10 | Elect Director Donald F. McHenry | Mgmt | For | | For |
11 | Elect Director Sam Nunn | Mgmt | For | | For |
12 | Elect Director James D. Robinson III | Mgmt | For | | For |
13 | Elect Director Peter V. Ueberroth | Mgmt | For | | For |
14 | Elect Director Jacob Wallenberg | Mgmt | For | | For |
15 | Elect Director James B. Williams | Mgmt | For | | For |
16 | Ratify Auditors | Mgmt | For | | For |
17 | Amend Executive Incentive Bonus Plan | Mgmt | For | | For |
18 | Amend Restricted Stock Plan | Mgmt | For | | For |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
20 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
21 | Publish Report on Chemical Bisphenol-A (BPA) | SH | Against | | For |
| | | | | |
Altra Holdings, Inc. | | | | | |
Ticker AIMC | Meeting Date | | Meeting Type | Record Date | |
| 28-Apr-11 | | Annual | 15-Mar-11 | |
| CUSIP: 02208R106 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Edmund M. Carpenter | Mgmt | For | | For |
1.2 | Elect Director Carl R. Christenson | Mgmt | For | | For |
1.3 | Elect Director Lyle G. Ganske | Mgmt | For | | For |
1.4 | Elect Director Michael L. Hurt | Mgmt | For | | For |
1.5 | Elect Director Michael S. Lipscomb | Mgmt | For | | For |
1.6 | Elect Director Larry McPherson | Mgmt | For | | For |
1.7 | Elect Director James H. Woodward Jr. | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
Johnson & Johnson | | | | | |
Ticker JNJ | Meeting Date | | Meeting Type | Record Date | |
| 28-Apr-11 | | Annual | 01-Mar-11 | |
| CUSIP: 478160104 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Mary Sue Coleman | Mgmt | For | | For |
2 | Elect Director James G. Cullen | Mgmt | For | | For |
3 | Elect Director Ian E.L. Davis | Mgmt | For | | For |
4 | Elect Director Michael M.e. Johns | Mgmt | For | | For |
5 | Elect Director Susan L. Lindquist | Mgmt | For | | For |
6 | Elect Director Anne M. Mulcahy | Mgmt | For | | For |
7 | Elect Director Leo F. Mullin | Mgmt | For | | For |
8 | Elect Director William D. Perez | Mgmt | For | | For |
9 | Elect Director Charles Prince | Mgmt | For | | For |
10 | Elect Director David Satcher | Mgmt | For | | For |
11 | Elect Director William C. Weldon | Mgmt | For | | For |
12 | Ratify Auditors | Mgmt | For | | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
14 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
15 | Adopt Policy to Restrain Pharmaceutical Price Increases | SH | Against | | Against |
16 | Amend EEO Policy to Prohibit Discrimination Based on Applicant's Health Status | SH | Against | | Against |
17 | Adopt Animal-Free Training Methods | SH | Against | | Against |
| | | | | |
Lockheed Martin Corporation | | | | | |
Ticker LMT | Meeting Date | | Meeting Type | Record Date | |
| 28-Apr-11 | | Annual | 01-Mar-11 | |
| CUSIP: 539830109 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Nolan D. Archibald | Mgmt | For | | For |
2 | Elect Director Rosalind G. Brewer | Mgmt | For | | For |
3 | Elect Director David B. Burritt | Mgmt | For | | For |
4 | Elect Director James O. Ellis, Jr. | Mgmt | For | | For |
5 | Elect Director Thomas J. Falk | Mgmt | For | | For |
6 | Elect Director Gwendolyn S. King | Mgmt | For | | For |
7 | Elect Director James M. Loy | Mgmt | For | | For |
8 | Elect Director Douglas H. McCorkindale | Mgmt | For | | For |
9 | Elect Director Joseph W. Ralston | Mgmt | For | | For |
10 | Elect Director Anne Stevens | Mgmt | For | | For |
11 | Elect Director Robert J. Stevens | Mgmt | For | | For |
12 | Ratify Auditors | Mgmt | For | | For |
13 | Approve Omnibus Stock Plan | Mgmt | For | | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
15 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
16 | Provide Right to Act by Written Consent | SH | Against | | For |
| | | | | |
Olin Corporation | | | | | |
Ticker OLN | Meeting Date | | Meeting Type | Record Date | |
| 28-Apr-11 | | Annual | 28-Feb-11 | |
| CUSIP: 680665205 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Gray G. Benoist | Mgmt | For | | For |
1.2 | Elect Director Richard M. Rompala | Mgmt | For | | For |
1.3 | Elect Director Joseph D. Rupp | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Pfizer Inc. | | | | | |
Ticker PFE | Meeting Date | | Meeting Type | Record Date | |
| 28-Apr-11 | | Annual | 01-Mar-11 | |
| CUSIP: 717081103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Dennis A. Ausiello | Mgmt | For | | For |
2 | Elect Director Michael S. Brown | Mgmt | For | | For |
3 | Elect Director M. Anthony Burns | Mgmt | For | | For |
4 | Elect Director W. Don Cornwell | Mgmt | For | | For |
5 | Elect Director Frances D. Fergusson | Mgmt | For | | For |
6 | Elect Director William H. Gray III | Mgmt | For | | For |
7 | Elect Director Constance J. Horner | Mgmt | For | | For |
8 | Elect Director James M. Kilts | Mgmt | For | | For |
9 | Elect Director George A. Lorch | Mgmt | For | | For |
10 | Elect Director John P. Mascotte | Mgmt | For | | For |
11 | Elect Director Suzanne Nora Johnson | Mgmt | For | | For |
12 | Elect Director Ian C. Read | Mgmt | For | | For |
13 | Elect Director Stephen W. Sanger | Mgmt | For | | For |
14 | Ratify Auditors | Mgmt | For | | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
16 | Advisory Vote on Say on Pay Frequency | Mgmt | Two Years | | One Year |
17 | Publish Political Contributions | SH | Against | | Against |
18 | Report on Public Policy Advocacy Process | SH | Against | | Against |
19 | Adopt Policy to Restrain Pharmaceutical Price Increases | SH | Against | | Against |
20 | Provide Right to Act by Written Consent | SH | Against | | For |
21 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
22 | Report on Animal Testing and Plans for Reduction | SH | Against | | Against |
| | | | | |
Schweitzer-Mauduit International, Inc. | | | | | |
Ticker SWM | Meeting Date | | Meeting Type | Record Date | |
| 28-Apr-11 | | Annual | 24-Feb-11 | |
| CUSIP: 808541106 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Claire L. Arnold | Mgmt | For | | For |
1.2 | Elect Director Robert F. McCullough | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
Snap-on Incorporated | | | | | |
Ticker SNA | Meeting Date | | Meeting Type | Record Date | |
| 28-Apr-11 | | Annual | 28-Feb-11 | |
| CUSIP: 833034101 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Roxanne J. Decyk | Mgmt | For | | For |
2 | Elect Director Nicholas T. Pinchuk | Mgmt | For | | For |
3 | Elect Director Gregg M. Sherrill | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
5 | Approve Omnibus Stock Plan | Mgmt | For | | For |
6 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
8 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
Abbott Laboratories | | | | | |
Ticker ABT | Meeting Date | | Meeting Type | Record Date | |
| 29-Apr-11 | | Annual | 02-Mar-11 | |
| CUSIP: 002824100 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Robert J. Alpern | Mgmt | For | | For |
1.2 | Elect Director Roxanne S. Austin | Mgmt | For | | For |
1.3 | Elect Director W. James Farrell | Mgmt | For | | For |
1.4 | Elect Director H. Laurance Fuller | Mgmt | For | | For |
1.5 | Elect Director Edward M. Liddy | Mgmt | For | | For |
1.6 | Elect Director Phebe N. Novakovic | Mgmt | For | | For |
1.7 | Elect Director William A. Osborn | Mgmt | For | | For |
1.8 | Elect Director Samuel C. Scott III | Mgmt | For | | For |
1.9 | Elect Director Glenn F. Tilton | Mgmt | For | | For |
1.10 | Elect Director Miles D. White | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
5 | Adopt Policy on Pharmaceutical Price Restraint | SH | Against | | Against |
| | | | | |
AT&T Inc. | | | | | |
Ticker T | Meeting Date | | Meeting Type | Record Date | |
| 29-Apr-11 | | Annual | 01-Mar-11 | |
| CUSIP: 00206R102 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Randall L. Stephenson | Mgmt | For | | For |
2 | Elect Director Gilbert F. Amelio | Mgmt | For | | For |
3 | Elect Director Reuben V. Anderson | Mgmt | For | | For |
4 | Elect Director James H. Blanchard | Mgmt | For | | For |
5 | Elect Director Jaime Chico Pardo | Mgmt | For | | For |
6 | Elect Director James P. Kelly | Mgmt | For | | For |
7 | Elect Director Jon C. Madonna | Mgmt | For | | For |
8 | Elect Director Lynn M. Martin | Mgmt | For | | For |
9 | Elect Director John B. McCoy | Mgmt | For | | For |
10 | Elect Director Joyce M. Roche | Mgmt | For | | For |
11 | Elect Director Matthew K. Rose | Mgmt | For | | For |
12 | Elect Director Laura D Andrea Tyson | Mgmt | For | | For |
13 | Ratify Auditors | Mgmt | For | | For |
14 | Approve Omnibus Stock Plan | Mgmt | For | | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
16 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
17 | Report on Political Contributions | SH | Against | | For |
18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
19 | Provide Right to Act by Written Consent | SH | Against | | For |
| | | | | |
Lincoln Educational Services Corporation | | | | | |
Ticker LINC | Meeting Date | | Meeting Type | Record Date | |
| 29-Apr-11 | | Annual | 15-Mar-11 | |
| CUSIP: 533535100 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Alvin O. Austin | Mgmt | For | | For |
1.2 | Elect Director Peter S. Burgess | Mgmt | For | | For |
1.3 | Elect Director James J. Burke, Jr. | Mgmt | For | | For |
1.4 | Elect Director Celia H. Currin | Mgmt | For | | For |
1.5 | Elect Director Paul E. Glaske | Mgmt | For | | For |
1.6 | Elect Director Charles F. Kalmbach | Mgmt | For | | For |
1.7 | Elect Director Shaun E. McAlmont | Mgmt | For | | For |
1.8 | Elect Director Alexis P. Michas | Mgmt | For | | For |
1.9 | Elect Director J. Barry Morrow | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
4 | Amend Omnibus Stock Plan | Mgmt | For | | For |
5 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Noble Corporation | | | | | |
Ticker N0L | Meeting Date | | Meeting Type | Record Date | |
| 29-Apr-11 | | Annual | 11-Apr-11 | |
| CUSIP: H5833N103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Lawrence J. Chazen | Mgmt | For | | For |
1.2 | Elect Director Jon A. Marshall | Mgmt | For | | For |
1.3 | Elect Director Mary P. Ricciardello | Mgmt | For | | For |
2 | Accept Financial Statements and Statutory Reports | Mgmt | For | | For |
3 | Approve Creation of Reserve Through Appropriation of Retained Earnings. | Mgmt | For | | For |
4 | Approve CHF 38.4 Million Reduction in Share Capital | Mgmt | For | | For |
5 | Approve Extension of CHF 133 Million Pool of Capital without Preemptive Rights | Mgmt | For | | For |
6 | Approve CHF 143 Million Reduction in Share Capital and Repayment of CHF 0.13 per Share | Mgmt | For | | For |
7 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm and PricewaterhouseCoopers AG as Statutory Auditor | Mgmt | For | | For |
8 | Approve Discharge of Board and Senior Management | Mgmt | For | | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
10 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
| | | | | |
American Express Company | | | | | |
Ticker AXP | Meeting Date | | Meeting Type | Record Date | |
| 02-May-11 | | Annual | 04-Mar-11 | |
| CUSIP: 025816109 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Daniel F. Akerson | Mgmt | For | | For |
1.2 | Elect Director Charlene Barshefsky | Mgmt | For | | For |
1.3 | Elect Director Ursula M. Burns | Mgmt | For | | For |
1.4 | Elect Director Kenneth I. Chenault | Mgmt | For | | For |
1.5 | Elect Director Peter Chernin | Mgmt | For | | For |
1.6 | Elect Director Theodore J. Leonsis | Mgmt | For | | For |
1.7 | Director Jan Leschly | Mgmt | For | | For |
1.8 | Director Richard C. Levin | Mgmt | For | | For |
1.9 | Director Richard A. McGinn | Mgmt | For | | For |
1.10 | Director Edward D. Miller | Mgmt | For | | For |
1.11 | Director Steven S. Reinemund | Mgmt | For | | For |
1.12 | Director Robert D. Walter | Mgmt | For | | For |
1.13 | Director Ronald A. Williams | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
5 | Provide for Cumulative Voting | SH | Against | | For |
6 | Amend Bylaws-- Call Special Meetings | SH | Against | | For |
| | | | | |
Baxter International Inc. | | | | | |
Ticker BAX | Meeting Date | | Meeting Type | Record Date | |
| 03-May-11 | | Annual | 07-Mar-11 | |
| CUSIP: 071813109 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Wayne T. Hockmeyer | Mgmt | For | | For |
2 | Elect Director Robert L. Parkinson, Jr. | Mgmt | For | | For |
3 | Elect Director Thomas T. Stallkamp | Mgmt | For | | For |
4 | Elect Director Albert P.L. Stroucken | Mgmt | For | | For |
5 | Ratify Auditors | Mgmt | For | | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
7 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
8 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For | | For |
9 | Approve Omnibus Stock Plan | Mgmt | For | | For |
10 | Amend Certificate of Incorporation to Declassify the Board and Reduce Supermajority Voting Requirement | Mgmt | For | | For |
| | | | | |
CEC Entertainment, Inc. | | | | | |
Ticker CEC | Meeting Date | | Meeting Type | Record Date | |
| 03-May-11 | | Annual | 07-Mar-11 | |
| CUSIP: 125137109 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Tommy Franks | Mgmt | For | | For |
1.2 | Elect Director Cynthia Pharr Lee | Mgmt | For | | For |
1.3 | Elect Director Raymond E. Wooldridge | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Snyder's-Lance, Inc. | | | | | |
Ticker LNCE | Meeting Date | | Meeting Type | Record Date | |
| 03-May-11 | | Annual | 09-Mar-11 | |
| CUSIP: 833551104 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director C. Peter Carlucci, Jr. | Mgmt | For | | Withhold |
1.2 | Elect Director James W. Johnston | Mgmt | For | | For |
1.3 | Elect Director W. J. Prezzano | Mgmt | For | | For |
1.4 | Elect Director Patricia A. Warehime | Mgmt | For | | Withhold |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
Suncor Energy Inc | | | | | |
Ticker SU | Meeting Date | | Meeting Type | Record Date | |
| 03-May-11 | | Annual | 04-Mar-11 | |
| CUSIP: 867224107 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Mel E. Benson | Mgmt | For | | For |
1.2 | Elect Director Dominic D'Alessandro | Mgmt | For | | For |
1.3 | Elect Director John T. Ferguson | Mgmt | For | | For |
1.4 | Elect Director W. Douglas Ford | Mgmt | For | | For |
1.5 | Elect Director Richard L. George | Mgmt | For | | For |
1.6 | Elect Director Paul Haseldonckx | Mgmt | For | | For |
1.7 | Elect Director John R. Huff | Mgmt | For | | For |
1.8 | Elect Director Jacques Lamarre | Mgmt | For | | For |
1.9 | Elect Director Brian F. MacNeill | Mgmt | For | | For |
1.10 | Elect Director Maureen McCaw | Mgmt | For | | For |
1.11 | Elect Director Michael W. O'Brien | Mgmt | For | | For |
1.12 | Elect Director James W. Simpson | Mgmt | For | | For |
1.13 | Elect Director Eira Thomas | Mgmt | For | | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | | For |
3 | Advisory Vote on Executive Compensation Approach | Mgmt | For | | For |
| | | | | |
Wells Fargo & Company | | | | | |
Ticker WFC | Meeting Date | | Meeting Type | Record Date | |
| 03-May-11 | | Annual | 04-Mar-11 | |
| CUSIP: 949746101 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Election Director John D. Baker II | Mgmt | For | | For |
2 | Election Director John S. Chen | Mgmt | For | | For |
3 | Election Director Lloyd H. Dean | Mgmt | For | | For |
4 | Election Director Susan E. Engel | Mgmt | For | | For |
5 | Election Director Enrique Hernandez, Jr. | Mgmt | For | | For |
6 | Election Director Donald M. James | Mgmt | For | | For |
7 | Election Director Mackey J. McDonald | Mgmt | For | | For |
8 | Election Director Cynthia H. Milligan | Mgmt | For | | For |
9 | Elect Director Nicholas G. Moore | Mgmt | For | | For |
10 | Elect Director Philip J. Quigley | Mgmt | For | | Against |
11 | Elect Director Judith M. Runstad | Mgmt | For | | For |
12 | Elect Director Stephen W. Sanger | Mgmt | For | | For |
13 | Elect Director John G. Stumpf | Mgmt | For | | For |
14 | Elect Director an G. Swenson | Mgmt | For | | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
16 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
17 | Ratify Auditors | Mgmt | For | | For |
18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
19 | Provide for Cumulative Voting | SH | Against | | For |
20 | Require Independent Board Chairman | SH | Against | | For |
21 | Advisory Vote to Ratify Directors' Compensation | SH | Against | | Against |
22 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | SH | Against | | For |
| | | | | |
Chicago Bridge & Iron Company N.V. | | | | | |
Ticker CBI | Meeting Date | | Meeting Type | Record Date | |
| 04-May-11 | | Annual | 10-Mar-11 | |
| CUSIP: 167250109 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Gary L. Neale to Supervisory Board | Mgmt | For | | For |
2 | Elect J. Charles Jennett to Supervisory Board | Mgmt | For | | For |
3 | Elect Larry D. McVay to Supervisory Board | Mgmt | For | | For |
4 | Elect Marsha C. Williams to Supervisory Board | Mgmt | For | | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
6 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
7 | Approve Financial Statements, Discuss Statutory Reports, and Approve Publication of Information in English | Mgmt | For | | For |
8 | Approve Discharge of Management Board | Mgmt | For | | For |
9 | Approve Discharge of Supervisory Board | Mgmt | For | | For |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | | For |
11 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | | For |
12 | Grant Board Authority to Issue Shares | Mgmt | For | | For |
| | | | | |
EMC Corporation | | | | | |
Ticker EMC | Meeting Date | | Meeting Type | Record Date | |
| 04-May-11 | | Annual | 07-Mar-11 | |
| CUSIP: 268648102 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Michael W. Brown | Mgmt | For | | For |
2 | Elect Director Randolph L. Cowen | Mgmt | For | | For |
3 | Elect Director Michael J. Cronin | Mgmt | For | | For |
4 | Elect Director Gail Deegan | Mgmt | For | | For |
5 | Elect Director James S. DiStasio | Mgmt | For | | For |
6 | Elect Director John R. Egan | Mgmt | For | | For |
7 | Elect Director Edmund F. Kelly | Mgmt | For | | For |
8 | Elect Director Windle B. Priem | Mgmt | For | | For |
9 | Elect Director Paul Sagan | Mgmt | For | | For |
10 | Elect Director David N. Strohm | Mgmt | For | | For |
11 | Elect Director Joseph M. Tucci | Mgmt | For | | For |
12 | Ratify Auditors | Mgmt | For | | For |
13 | Amend Omnibus Stock Plan | Mgmt | For | | For |
14 | Provide Right to Call Special Meeting | Mgmt | For | | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
16 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
Intersil Corporation | | | | | |
Ticker ISIL | Meeting Date | | Meeting Type | Record Date | |
| 04-May-11 | | Annual | 10-Mar-11 | |
| CUSIP: 46069S109 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director David B. Bell | Mgmt | For | | For |
2 | Elect Director Robert W. Conn | Mgmt | For | | For |
3 | Elect Director James V. Diller | Mgmt | For | | For |
4 | Elect Director Gary E. Gist | Mgmt | For | | For |
5 | Elect Director Mercedes Johnson | Mgmt | For | | For |
6 | Elect Director Gregory Lang | Mgmt | For | | For |
7 | Elect Director Jan Peeters | Mgmt | For | | For |
8 | Elect Director Robert N. Pokelwaldt | Mgmt | For | | For |
9 | Elect Director James A. Urry | Mgmt | For | | For |
10 | Ratify Auditors | Mgmt | For | | For |
11 | Amend Omnibus Stock Plan | Mgmt | For | | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
13 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
PepsiCo, Inc. | | | | | |
Ticker PEP | Meeting Date | | Meeting Type | Record Date | |
| 04-May-11 | | Annual | 04-Mar-11 | |
| CUSIP: 713448108 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director S.L. Brown | Mgmt | For | | For |
2 | Elect Director I.M. Cook | Mgmt | For | | For |
3 | Elect Director D. Dublon | Mgmt | For | | For |
4 | Elect Director V.J. Dzau | Mgmt | For | | For |
5 | Elect Director R.L. Hunt | Mgmt | For | | For |
6 | Elect Director A. Ibarguen | Mgmt | For | | For |
7 | Elect Director A.C. Martinez | Mgmt | For | | For |
8 | Elect Director I.K. Nooyi | Mgmt | For | | For |
9 | Elect Director S.P. Rockefeller | Mgmt | For | | For |
10 | Elect Director J.J. Schiro | Mgmt | For | | For |
11 | Elect Director L.G. Trotter | Mgmt | For | | For |
12 | Elect Director D. Vasella | Mgmt | For | | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
14 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
15 | Ratify Auditors | Mgmt | For | | For |
16 | Adopt Majority Voting for Uncontested Election of Directors | Mgmt | For | | For |
17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
18 | Report on Political Contributions | SH | Against | | Against |
| | | | | |
Sunstone Hotel Investors, Inc. | | | | | |
Ticker SHO | Meeting Date | | Meeting Type | Record Date | |
| 04-May-11 | | Annual | 11-Mar-11 | |
| CUSIP: 867892101 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Robert A. Alter | Mgmt | For | | For |
1.2 | Elect Director Lewis N. Wolff | Mgmt | For | | For |
1.3 | Elect Director Z. Jamie Behar | Mgmt | For | | For |
1.4 | Elect Director Thomas A. Lewis | Mgmt | For | | For |
1.5 | Elect Director Keith M. Locker | Mgmt | For | | For |
1.6 | Elect Director Keith P. Russell | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
| | | | | |
Avon Products, Inc. | | | | | |
Ticker AVP | Meeting Date | | Meeting Type | Record Date | |
| 05-May-11 | | Annual | 17-Mar-11 | |
| CUSIP: 054303102 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director W. Don Cornwell | Mgmt | For | | For |
1.2 | Elect Director V. Ann Hailey | Mgmt | For | | For |
1.3 | Elect Director Fred Hassan | Mgmt | For | | For |
1.4 | Elect Director Andrea Jung | Mgmt | For | | For |
1.5 | Elect Director Maria Elena Lagomasino | Mgmt | For | | For |
1.6 | Elect Director Ann S. Moore | Mgmt | For | | For |
1.7 | Elect Director Paul S. Pressler | Mgmt | For | | For |
1.8 | Elect Director Gary M. Rodkin | Mgmt | For | | For |
1.9 | Elect Director Paula Stern | Mgmt | For | | For |
1.10 | Elect Director Lawrence A. Weinbach | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
4 | Ratify Auditors | Mgmt | For | | For |
5 | Reduce Supermajority Vote Requirement | Mgmt | For | | For |
| | | | | |
Verizon Communications Inc. | | | | | |
Ticker VZ | Meeting Date | | Meeting Type | Record Date | |
| 05-May-11 | | Annual | 07-Mar-11 | |
| CUSIP: 92343V104 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Richard L. Carrion | Mgmt | For | | For |
2 | Elect Director M. Frances Keeth | Mgmt | For | | For |
3 | Elect Director Robert W. Lane | Mgmt | For | | For |
4 | Elect Director Lowell C. Mcadam | Mgmt | For | | For |
5 | Elect Director Sandra O. Moose | Mgmt | For | | For |
6 | Elect Director Joseph Neubauer | Mgmt | For | | For |
7 | Elect Director Donald T. Nicolaisen | Mgmt | For | | For |
8 | Elect Director Clarence Otis, Jr. | Mgmt | For | | For |
9 | Elect Director Hugh B. Price | Mgmt | For | | For |
10 | Elect Director Ivan G. Seidenberg | Mgmt | For | | For |
11 | Elect Director Rodney E. Slater | Mgmt | For | | For |
12 | Elect Director John W. Snow | Mgmt | For | | For |
13 | Ratify Auditors | Mgmt | For | | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
15 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
16 | Disclose Prior Government Service | SH | Against | | Against |
17 | Performance-Based Equity Awards | SH | Against | | For |
18 | Restore or Provide for Cumulative Voting | SH | Against | | For |
19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
| | | | | |
IBERIABANK Corporation | | | | | |
Ticker IBKC | Meeting Date | | Meeting Type | Record Date | |
| 06-May-11 | | Annual | 25-Mar-11 | |
| CUSIP: 450828108 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Harry V. Barton, Jr. | Mgmt | For | | For |
1.2 | Elect Director E. Stewart Shea III | Mgmt | For | | For |
1.3 | Elect Director David H. Welch | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
Sanofi Aventis | | | | | |
Ticker SAN | Meeting Date | | Meeting Type | Record Date | |
| 06-May-11 | | Annual/Special | 28-Mar-11 | |
| CUSIP: F5548N101 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
| Meeting for ADR Holders | Mgmt | | | |
| Ordinary Business | Mgmt | | | |
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Mgmt | For | | For |
3 | Approve Allocation of Income and Dividends of EUR 2.5 per Share | Mgmt | For | | For |
4 | Approve Auditors' Special Report on Related-Party Transactions | Mgmt | For | | For |
5 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.5 Million | Mgmt | For | | For |
6 | Ratify Appointment of Carole Piwnica as Director | Mgmt | For | | For |
7 | Elect Suet Fern Lee as Director | Mgmt | For | | For |
8 | Reelect Thierry Desmarest as Director | Mgmt | For | | For |
9 | Reelect Igor Landau as Director | Mgmt | For | | For |
10 | Reelect Gerard Van Kemmel as Director | Mgmt | For | | For |
11 | Reelect Serge Weinberg as Director | Mgmt | For | | For |
12 | Renew Appointment of PricewaterhouseCoopers Audit as Auditor | Mgmt | For | | For |
13 | Appoint Yves Nicolas as Alternate Auditor | Mgmt | For | | For |
14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | | For |
| Extraordinary Business | Mgmt | | | |
15 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.3 Billion | Mgmt | For | | For |
16 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 520 Million | Mgmt | For | | For |
17 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Mgmt | For | | For |
18 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Mgmt | For | | For |
19 | Authorize Capitalization of Reserves of up to EUR 500 Million for Bonus Issue or Increase in Par Value | Mgmt | For | | For |
20 | Approve Employee Stock Purchase Plan | Mgmt | For | | For |
21 | Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plan | Mgmt | For | | Against |
22 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | | For |
23 | Amend Article 11 of Bylaws Re: Board Size | Mgmt | For | | For |
24 | Amend Article 12 of Bylaws Re: Vice Chairman Age Limit | Mgmt | For | | For |
25 | Amend Article 19 of Bylaws to Comply with New Legislation Re: Shareholder Rights | Mgmt | For | | For |
26 | Change Company Name to Sanofi and Amend Article 2 of Bylaws Accordingly | Mgmt | For | | For |
27 | Authorize Filing of Required Documents/ Other Formalities | Mgmt | For | | For |
| | | | | |
Temple-Inland Inc. | | | | | |
Ticker TIN | Meeting Date | | Meeting Type | Record Date | |
| 06-May-11 | | Annual | 10-Mar-11 | |
| CUSIP: 879868107 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Larry R. Faulkner | Mgmt | For | | For |
2 | Elect Director Jeffrey M. Heller | Mgmt | For | | For |
3 | Elect Director Doyle R. Simons | Mgmt | For | | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
6 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
3M Company | | | | | |
Ticker MMM | Meeting Date | | Meeting Type | Record Date | |
| 10-May-11 | | Annual | 11-Mar-11 | |
| CUSIP: 88579Y101 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Linda G. Alvarado | Mgmt | For | | For |
2 | Elect Director George W. Buckley | Mgmt | For | | For |
3 | Elect Director Vance D. Coffman | Mgmt | For | | For |
4 | Elect Director Michael L. Eskew | Mgmt | For | | For |
5 | Elect Director W. James Farrell | Mgmt | For | | For |
6 | Elect Director Herbert L. Henkel | Mgmt | For | | For |
7 | Elect Director Edward M. Liddy | Mgmt | For | | For |
8 | Elect Director Robert S. Morrison | Mgmt | For | | For |
9 | Elect Director Aulana L. Peters | Mgmt | For | | For |
10 | Elect Director Robert J. Ulrich | Mgmt | For | | For |
11 | Ratify Auditors | Mgmt | For | | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
13 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
14 | Report on Political Contributions | SH | Against | | For |
| | | | | |
Newell Rubbermaid Inc. | | | | | |
Ticker NWL | Meeting Date | | Meeting Type | Record Date | |
| 10-May-11 | | Annual | 17-Mar-11 | |
| CUSIP: 651229106 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Kevin C. Conroy | Mgmt | For | | For |
2 | Elect Director Michael T. Cowhig | Mgmt | For | | For |
3 | Elect Director Mark D. Ketchum | Mgmt | For | | For |
4 | Elect Director Raymond G. Viault | Mgmt | For | | For |
5 | Ratify Auditors | Mgmt | For | | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
7 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
8 | Declassify the Board of Directors | SH | Against | | For |
| | | | | |
Capital One Financial Corporation | | | | | |
Ticker COF | Meeting Date | | Meeting Type | Record Date | |
| 11-May-11 | | Annual | 16-Mar-11 | |
| CUSIP: 14040H105 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Patrick W. Gross | Mgmt | For | | For |
2 | Elect Director Ann Fritz Hackett | Mgmt | For | | For |
3 | Elect Director Pierre E. Leroy | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
5 | Declassify the Board of Directors | Mgmt | For | | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
7 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
ConocoPhillips | | | | | |
Ticker COP | Meeting Date | | Meeting Type | Record Date | |
| 11-May-11 | | Annual | 14-Mar-11 | |
| CUSIP: 20825C104 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Richard L. Armitage | Mgmt | For | | For |
2 | Elect Director Richard H. Auchinleck | Mgmt | For | | For |
3 | Elect Director James E. Copeland, Jr. | Mgmt | For | | For |
4 | Elect Director Kenneth M. Duberstein | Mgmt | For | | For |
5 | Elect Director Ruth R. Harkin | Mgmt | For | | For |
6 | Elect Director Harold W. McGraw III | Mgmt | For | | For |
7 | Elect Director James J. Mulva | Mgmt | For | | For |
8 | Elect Director Robert A. Niblock | Mgmt | For | | For |
9 | Elect Director Harald J. Norvik | Mgmt | For | | For |
10 | Elect Director William K. Reilly | Mgmt | For | | For |
11 | Elect Director Victoria J. Tschinkel | Mgmt | For | | For |
12 | Elect Director Kathryn C. Turner | Mgmt | For | | For |
13 | Elect Director William E. Wade, Jr. | Mgmt | For | | For |
14 | Ratify Auditors | Mgmt | For | | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
16 | Advisory Vote on Say on Pay Frequency | Mgmt | None | | One Year |
17 | Approve Omnibus Stock Plan | Mgmt | For | | For |
18 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | SH | Against | | For |
19 | Report on Political Contributions | SH | Against | | For |
20 | Report on Lobbying Expenses | SH | Against | | For |
21 | Report on Accident Risk Reduction Efforts | SH | Against | | Against |
22 | Adopt Policy to Address Coastal Louisiana Environmental Impacts | SH | Against | | Against |
23 | Adopt Quantitative GHG Goals for Products and Operations | SH | Against | | For |
24 | Report on Financial Risks of Climate Change | SH | Against | | Against |
25 | Report on Environmental Impact of Oil Sands Operations in Canada | SH | Against | | For |
| | | | | |
CVS Caremark Corporation | | | | | |
Ticker CVS | Meeting Date | | Meeting Type | Record Date | |
| 11-May-11 | | Annual | 15-Mar-11 | |
| CUSIP: 126650100 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Edwin M. Banks | Mgmt | For | | For |
2 | Elect Director C. David Brown II | Mgmt | For | | For |
3 | Elect Director David W. Dorman | Mgmt | For | | For |
4 | Elect Director Anne M. Finucane | Mgmt | For | | For |
5 | Elect Director Kristen Gibney Williams | Mgmt | For | | For |
6 | Elect Director Marian L. Heard | Mgmt | For | | For |
7 | Elect Director Larry J. Merlo | Mgmt | For | | For |
8 | Elect Director Jean-Pierre Millon | Mgmt | For | | For |
9 | Elect Director Terrence Murray | Mgmt | For | | For |
10 | Elect Director C.A. Lance Piccolo | Mgmt | For | | For |
11 | Elect Director Richard J. Swift | Mgmt | For | | For |
12 | Elect Director Tony L. White | Mgmt | For | | For |
13 | Ratify Auditors | Mgmt | For | | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
15 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
16 | Report on Political Contributions | SH | Against | | For |
17 | Provide Right to Act by Written Consent | SH | Against | | For |
| | | | | |
Philip Morris International Inc. | | | | | |
Ticker PM | Meeting Date | | Meeting Type | Record Date | |
| 11-May-11 | | Annual | 15-Mar-11 | |
| CUSIP: 718172109 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Harold Brown | Mgmt | For | | For |
2 | Elect Director Mathis Cabiallavetta | Mgmt | For | | For |
3 | Elect Director Louis C. Camilleri | Mgmt | For | | For |
4 | Elect Director J. Dudley Fishburn | Mgmt | For | | For |
5 | Elect Director Jennifer Li | Mgmt | For | | For |
6 | Elect Director Graham Mackay | Mgmt | For | | For |
7 | Elect Director Sergio Marchionne | Mgmt | For | | Against |
8 | Elect Director Lucio A. Noto | Mgmt | For | | For |
9 | Elect Director Carlos Slim Helu | Mgmt | For | | For |
10 | Elect Director Stephen M. Wolf | Mgmt | For | | For |
11 | Ratify Auditors | Mgmt | For | | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
13 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
14 | Report on Effect of Marketing Practices on the Poor | SH | Against | | Against |
15 | Require Independent Board Chairman | SH | Against | | Against |
| | | | | |
Tupperware Brands Corporation | | | | | |
Ticker TUP | Meeting Date | | Meeting Type | Record Date | |
| 11-May-11 | | Annual | 14-Mar-11 | |
| CUSIP: 899896104 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Catherine A. Bertini | Mgmt | For | | For |
2 | Elect Director Rita Bornstein | Mgmt | For | | For |
3 | Elect Director Kriss Cloninger, III | Mgmt | For | | For |
4 | Elect Director E. V. Goings | Mgmt | For | | For |
5 | Elect Director Clifford J. Grum | Mgmt | For | | For |
6 | Elect Director Joe R. Lee | Mgmt | For | | For |
7 | Elect Director Bob Marbut | Mgmt | For | | For |
8 | Elect Director Angel R. Martinez | Mgmt | For | | For |
9 | Elect Director Antonio Monteiro de Castro | Mgmt | For | | For |
10 | Elect Director Robert J. Murray | Mgmt | For | | For |
11 | Elect Director David R. Parker | Mgmt | For | | For |
12 | Elect Director Joyce M. Roche | Mgmt | For | | For |
13 | Elect Director J. Patrick Spainhour | Mgmt | For | | For |
14 | Elect Director M. Anne Szostak | Mgmt | For | | For |
15 | Ratify Auditors | Mgmt | For | | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
17 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
| | | | | |
Gilead Sciences, Inc. | | | | | |
Ticker GILD | Meeting Date | | Meeting Type | Record Date | |
| 12-May-11 | | Annual | 16-Mar-11 | |
| CUSIP: 375558103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director John F. Cogan | Mgmt | For | | For |
1.2 | Elect Director Etienne F. Davignon | Mgmt | For | | For |
1.3 | Elect Director James M. Denny | Mgmt | For | | For |
1.4 | Elect Director Carla A. Hills | Mgmt | For | | For |
1.5 | Elect Director Kevin E. Lofton | Mgmt | For | | For |
1.6 | Elect Director John W. Madigan | Mgmt | For | | For |
1.7 | Elect Director John C. Martin | Mgmt | For | | For |
1.8 | Elect Director Gordon E. Moore | Mgmt | For | | For |
1.9 | Elect Director Nicholas G. Moore | Mgmt | For | | For |
1.10 | Elect Director Richard J. Whitley | Mgmt | For | | For |
1.11 | Elect Director Gayle E. Wilson | Mgmt | For | | For |
1.12 | Elect Director Per Wold-Olsen | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Executive Incentive Bonus Plan | Mgmt | For | | For |
4 | Reduce Supermajority Vote Requirement | Mgmt | For | | For |
5 | Provide Right to Call Special Meeting | Mgmt | For | | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
7 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
Republic Services, Inc. | | | | | |
Ticker RSG | Meeting Date | | Meeting Type | Record Date | |
| 12-May-11 | | Annual | 15-Mar-11 | |
| CUSIP: 760759100 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director James W. Crownover | Mgmt | For | | For |
2 | Elect Director John W. Croghan | Mgmt | For | | For |
3 | Elect Director William J. Flynn | Mgmt | For | | For |
4 | Elect Director Michael Larson | Mgmt | For | | For |
5 | Elect Director Nolan Lehmann | Mgmt | For | | For |
6 | Elect Director W. Lee Nutter | Mgmt | For | | For |
7 | Elect Director Ramon A. Rodriguez | Mgmt | For | | For |
8 | Elect Director Donald W. Slager | Mgmt | For | | For |
9 | Elect Director Allan C. Sorensen | Mgmt | For | | For |
10 | Elect Director John M. Trani | Mgmt | For | | For |
11 | Elect Director Michael W. Wickham | Mgmt | For | | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
13 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
14 | Amend Omnibus Stock Plan | Mgmt | For | | For |
15 | Ratify Auditors | Mgmt | For | | For |
16 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | SH | Against | | For |
| | | | | |
St. Jude Medical, Inc. | | | | | |
Ticker STJ | Meeting Date | | Meeting Type | Record Date | |
| 12-May-11 | | Annual | 15-Mar-11 | |
| CUSIP: 790849103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Richard R. Devenuti | Mgmt | For | | For |
2 | Elect Director Thomas H. Garrett, III | Mgmt | For | | For |
3 | Elect Director Wendy L. Yarno | Mgmt | For | | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | None | | One Year |
6 | Amend Omnibus Stock Plan | Mgmt | For | | For |
7 | Declassify the Board of Directors | SH | None | | For |
8 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Wyndham Worldwide Corporation | | | | | |
Ticker WYN | Meeting Date | | Meeting Type | Record Date | |
| 12-May-11 | | Annual | 17-Mar-11 | |
| CUSIP: 98310W108 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director James E. Buckman | Mgmt | For | | For |
1.2 | Elect Director George Herrera | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
4 | Ratify Auditors | Mgmt | For | | For |
5 | Declassify the Board of Directors | SH | Against | | For |
| | | | | |
Transocean Ltd. | | | | | |
Ticker RIGN | Meeting Date | | Meeting Type | Record Date | |
| 13-May-11 | | Annual | 26-Apr-11 | |
| CUSIP: H8817H100 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | | For |
2 | Approve Discharge of Board and Senior Management | Mgmt | For | | Against |
3 | Approve Allocation of Income and Omission of Dividends | Mgmt | For | | For |
4 | Approve Re-allocation of Free Reserves to Legal Reserves from Capital Contribution | Mgmt | For | | For |
5 | Approve Reduction in Share Capital and Repayment of $3.11 per Share | Mgmt | For | | For |
6 | Approve Release and Re-allocation of Legal Reserves, Reserve from Capital Contribution, to Dividend Reserve From Capital Contributions | Mgmt | For | | For |
7 | Approve Creation of CHF 67 Million Pool of Capital without Preemptive Rights | Mgmt | For | | For |
8 | Approve Decrease in Size of Board | Mgmt | For | | For |
9a | Reelect Jagjeet S. Bindra as Director | Mgmt | For | | For |
9b | Reelect Steve Lucas as Director | Mgmt | For | | For |
9c | Reelect Tan Ek Kia as Director | Mgmt | For | | For |
9d | Reelect Martin B. McNamara as Director | Mgmt | For | | For |
9e | Reelect Ian C. Strachan as Director | Mgmt | For | | For |
10 | Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2010 | Mgmt | For | | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
12 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
Anadarko Petroleum Corporation | | | | | |
Ticker APC | Meeting Date | | Meeting Type | Record Date | |
| 17-May-11 | | Annual | 22-Mar-11 | |
| CUSIP: 032511107 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director John R. Butler, Jr. | Mgmt | For | | For |
2 | Elect Director Kevin P. Chilton | Mgmt | For | | For |
3 | Elect Director Luke R. Corbett | Mgmt | For | | Against |
4 | Elect Director H. Paulett Eberhart | Mgmt | For | | For |
5 | Elect Director Preston M. Geren, III | Mgmt | For | | For |
6 | Elect Director John R. Gordon | Mgmt | For | | For |
7 | Elect Director James T. Hackett | Mgmt | For | | For |
8 | Ratify Auditors | Mgmt | For | | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
10 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
11 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | SH | Against | | For |
12 | Require Independent Board Chairman | SH | Against | | For |
13 | Pro-rata Vesting of Equity Plans | SH | Against | | For |
14 | Report on Political Contributions | SH | Against | | For |
| | | | | |
JPMorgan Chase & Co. | | | | | |
Ticker JPM | Meeting Date | | Meeting Type | Record Date | |
| 17-May-11 | | Annual | 18-Mar-11 | |
| CUSIP: 46625H100 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Crandall C. Bowles | Mgmt | For | | For |
2 | Elect Director Stephen B. Burke | Mgmt | For | | For |
3 | Elect Director David M. Cote | Mgmt | For | | For |
4 | Elect Director James S. Crown | Mgmt | For | | For |
5 | Elect Director James Dimon | Mgmt | For | | For |
6 | Elect Director Ellen V. Futter | Mgmt | For | | For |
7 | Elect Director William H. Gray, III | Mgmt | For | | For |
8 | Elect Director Laban P. Jackson, Jr. | Mgmt | For | | For |
9 | Elect Director David C. Novak | Mgmt | For | | For |
10 | Elect Director Lee R. Raymond | Mgmt | For | | For |
11 | Elect Director William C. Weldon | Mgmt | For | | For |
12 | Ratify Auditors | Mgmt | For | | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
14 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
15 | Amend Omnibus Stock Plan | Mgmt | For | | Against |
16 | Affirm Political Non-Partisanship | SH | Against | | Against |
17 | Provide Right to Act by Written Consent | SH | Against | | For |
18 | Report on Loan Modifications | SH | Against | | Against |
19 | Report on Political Contributions | SH | Against | | For |
20 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | SH | Against | | Against |
21 | Require Independent Board Chairman | SH | Against | | Against |
| | | | | |
Pinnacle Airlines Corp. | | | | | |
Ticker PNCL | Meeting Date | | Meeting Type | Record Date | |
| 17-May-11 | | Annual | 18-Mar-11 | |
| CUSIP: 723443107 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Ian Massey | Mgmt | For | | For |
1.2 | Elect Director James E. McGehee, Jr. | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Textainer Group Holdings Ltd | | | | | |
Ticker TGH | Meeting Date | | Meeting Type | Record Date | |
| 17-May-11 | | Annual | 11-Apr-11 | |
| CUSIP: G8766E109 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1a | Reelect Neil I. Jowell as Director | Mgmt | For | | For |
1b | Reelect Cecil Jowell as Director | Mgmt | For | | For |
1c | Reelect David M. Nurek as Director | Mgmt | For | | Against |
2 | Accept Financial Statements and Statutory Reports | Mgmt | For | | For |
3 | Reappoint KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | | For |
4 | Transact Other Business (Non-Voting) | Mgmt | | | |
| | | | | |
Morgan Stanley | | | | | |
Ticker MS | Meeting Date | | Meeting Type | Record Date | |
| 18-May-11 | | Annual | 21-Mar-11 | |
| CUSIP: 617446448 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Roy J. Bostock | Mgmt | For | | For |
2 | Elect Director Erskine B. Bowles | Mgmt | For | | For |
3 | Elect Director Howard J. Davies | Mgmt | For | | For |
4 | Elect Director James P. Gorman | Mgmt | For | | For |
5 | Elect Director James H. Hance Jr. | Mgmt | For | | For |
6 | Elect Director C. Robert Kidder | Mgmt | For | | For |
7 | Elect Director John J. Mack | Mgmt | For | | For |
8 | Elect Director Donald T. Nicolaisen | Mgmt | For | | For |
9 | Elect Director Hutham S. Olayan | Mgmt | For | | For |
10 | Elect Director James. W. Owens | Mgmt | For | | For |
11 | Elect Director O. Griffith Sexton | Mgmt | For | | For |
12 | Elect Director Masaaki Tanaka | Mgmt | For | | For |
13 | Elect Director Laura D. Tyson | Mgmt | For | | For |
14 | Ratify Auditors | Mgmt | For | | For |
15 | Amend Omnibus Stock Plan | Mgmt | For | | Against |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
17 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
Morgans Hotel Group Co. | | | | | |
Ticker MHGC | Meeting Date | | Meeting Type | Record Date | |
| 18-May-11 | | Annual | 25-Mar-11 | |
| CUSIP: 61748W108 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Ronald W. Burkle | Mgmt | For | | For |
1.2 | Elect Director Robert Friedman | Mgmt | For | | Withhold |
1.3 | Elect Director Jeffrey M. Gault | Mgmt | For | | Withhold |
1.4 | Elect Director Michael Gross | Mgmt | For | | For |
1.5 | Elect Director David T. Hamamoto | Mgmt | For | | For |
1.6 | Elect Director Jason T. Kalisman | Mgmt | For | | For |
1.7 | Elect Director Thomas L. Harrison | Mgmt | For | | For |
1.8 | Elect Director Edwin L. Knetzger, III | Mgmt | For | | For |
1.9 | Elect Director Michael D. Malone | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
| | | | | |
Northrop Grumman Corporation | | | | | |
Ticker NOC | Meeting Date | | Meeting Type | Record Date | |
| 18-May-11 | | Annual | 22-Mar-11 | |
| CUSIP: 666807102 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Wesley G. Bush | Mgmt | For | | For |
2 | Elect Director Lewis W. Coleman | Mgmt | For | | For |
3 | Elect Director Victor H. Fazio | Mgmt | For | | For |
4 | Elect Director Donald E. Felsinger | Mgmt | For | | For |
5 | Elect Director Stephen E. Frank | Mgmt | For | | For |
6 | Elect Director Bruce S. Gordon | Mgmt | For | | For |
7 | Elect Director Madeleine Kleiner | Mgmt | For | | For |
8 | Elect Director Karl J. Krapek | Mgmt | For | | For |
9 | Elect Director Richard B. Myers | Mgmt | For | | For |
10 | Elect Director Aulana L. Peters | Mgmt | For | | For |
11 | Elect Director Kevin W. Sharer | Mgmt | For | | For |
12 | Ratify Auditors | Mgmt | For | | For |
13 | Approve Omnibus Stock Plan | Mgmt | For | | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
15 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
16 | Provide for Cumulative Voting | SH | Against | | For |
17 | Report on Political Contributions | SH | Against | | For |
18 | Provide Right to Act by Written Consent | SH | Against | | For |
| | | | | |
TRW Automotive Holdings Corp. | | | | | |
Ticker TRW | Meeting Date | | Meeting Type | Record Date | |
| 18-May-11 | | Annual | 21-Mar-11 | |
| CUSIP: 87264S106 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Francois J. Castaing | Mgmt | For | | For |
1.2 | Elect Director Michael R. Gambrell | Mgmt | For | | For |
1.3 | Elect Director Paul H. O'neill | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
| | | | | |
Altria Group, Inc. | | | | | |
Ticker MO | Meeting Date | | Meeting Type | Record Date | |
| 19-May-11 | | Annual | 28-Mar-11 | |
| CUSIP: 02209S103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Elizabeth E. Bailey | Mgmt | For | | For |
2 | Elect Director Gerald L. Baliles | Mgmt | For | | For |
3 | Elect Director John T. Casteen III | Mgmt | For | | For |
4 | Elect Director Dinyar S. Devitre | Mgmt | For | | For |
5 | Elect Director Thomas F. Farrell II | Mgmt | For | | For |
6 | Elect Director Thomas W. Jones | Mgmt | For | | For |
7 | Elect Director George Munoz | Mgmt | For | | For |
8 | Elect Director Nabil Y. Sakkab | Mgmt | For | | For |
9 | Elect Director Michael E. Szymanczyk | Mgmt | For | | For |
10 | Ratify Auditors | Mgmt | For | | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
12 | Advisory Vote on Say on Pay Frequency | Mgmt | None | | One Year |
13 | Cease Production of Flavored Tobacco Products | SH | Against | | Against |
| | | | | |
Intel Corporation | | | | | |
Ticker INTC | Meeting Date | | Meeting Type | Record Date | |
| 19-May-11 | | Annual | 21-Mar-11 | |
| CUSIP: 458140100 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Charlene Barshefsky | Mgmt | For | | For |
2 | Elect Director Susan L. Decker | Mgmt | For | | For |
3 | Elect Director John J. Donahoe | Mgmt | For | | For |
4 | Elect Director Reed E. Hundt | Mgmt | For | | For |
5 | Elect Director Paul S. Otellini | Mgmt | For | | For |
6 | Elect Director James D. Plummer | Mgmt | For | | For |
7 | Elect Director David S. Pottruck | Mgmt | For | | For |
8 | Elect Director Jane E. Shaw | Mgmt | For | | For |
9 | Elect Director Frank D. Yeary | Mgmt | For | | For |
10 | Elect Director David B. Yoffie | Mgmt | For | | For |
11 | Ratify Auditors | Mgmt | For | | For |
12 | Amend Omnibus Stock Plan | Mgmt | For | | For |
13 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
15 | Advisory Vote on Say on Pay Frequency | Mgmt | None | | One Year |
| | | | | |
McDonald's Corporation | | | | | |
Ticker MCD | Meeting Date | | Meeting Type | Record Date | |
| 19-May-11 | | Annual | 22-Mar-11 | |
| CUSIP: 580135101 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Susan E. Arnold | Mgmt | For | | For |
2 | Elect Director Richard H. Lenny | Mgmt | For | | For |
3 | Elect Director Cary D. McMillan | Mgmt | For | | For |
4 | Elect Director Sheila A. Penrose | Mgmt | For | | For |
5 | Elect Director James A. Skinner | Mgmt | For | | For |
6 | Ratify Auditors | Mgmt | For | | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
8 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
9 | Reduce Supermajority Vote Requirement for Transactions With Interested Shareholders | Mgmt | For | | For |
10 | Reduce Supermajority Vote Requirement Relating to the Board of Directors | Mgmt | For | | For |
11 | Reduce Supermajority Vote Requirement for Shareholder Action | Mgmt | For | | For |
12 | Declassify the Board of Directors | SH | Against | | For |
13 | Require Suppliers to Adopt CAK | SH | Against | | Against |
14 | Report on Policy Responses to Children's Health Concerns and Fast Food | SH | Against | | Against |
15 | Report on Beverage Container Environmental Strategy | SH | Against | | For |
| | | | | |
Amgen Inc. | | | | | |
Ticker AMGN | Meeting Date | | Meeting Type | Record Date | |
| 20-May-11 | | Annual | 21-Mar-11 | |
| CUSIP: 031162100 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director David Baltimore | Mgmt | For | | For |
2 | Elect Director Frank J. Biondi, Jr. | Mgmt | For | | For |
3 | Elect Director Francois De Carbonnel | Mgmt | For | | For |
4 | Elect Director Vance D. Coffman | Mgmt | For | | For |
5 | Elect Director Rebecca M. Henderson | Mgmt | For | | For |
6 | Elect Director Frank C. Herringer | Mgmt | For | | For |
7 | Elect Director Gilbert S. Omenn | Mgmt | For | | For |
8 | Elect Director Judith C. Pelham | Mgmt | For | | For |
9 | Elect Director J. Paul Reason | Mgmt | For | | For |
10 | Elect Director Leonard D. Schaeffer | Mgmt | For | | For |
11 | Elect Director Kevin W. Sharer | Mgmt | For | | For |
12 | Elect Director Ronald D. Sugar | Mgmt | For | | For |
13 | Ratify Auditors | Mgmt | For | | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
15 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
16 | Provide Right to Act by Written Consent | SH | Against | | For |
| | | | | |
The Western Union Company | | | | | |
Ticker WU | Meeting Date | | Meeting Type | Record Date | |
| 20-May-11 | | Annual | 22-Mar-11 | |
| CUSIP: 959802109 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Hikmet Ersek | Mgmt | For | | For |
2 | Elect Director Jack M. Greenberg | Mgmt | For | | For |
3 | Elect Director Linda Fayne Levinson | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
6 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
7 | Declassify the Board of Directors | SH | Against | | For |
| | | | | |
Ensco plc | | | | | |
Ticker ESV | Meeting Date | | Meeting Type | Record Date | |
| 24-May-11 | | Annual | 31-Mar-11 | |
| CUSIP: 29358Q109 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
| Meeting for ADR Holders | Mgmt | | | |
1 | Re-elect J. Roderick Clark as Director | Mgmt | For | | For |
2 | Re-elect Daniel W. Rabun as Director | Mgmt | For | | For |
3 | Re-elect Keith O. Rattie as Director | Mgmt | For | | For |
4 | Appoint KPMG LLP as Independent Registered Auditors of the Company | Mgmt | For | | For |
5 | Reappoint KPMG Audit Plc as Auditors of the Company | Mgmt | For | | For |
6 | Authorize Board to Fix Remuneration of Auditors | Mgmt | For | | For |
7 | Approve Special Dividends | Mgmt | For | | For |
8 | Authorize Associated Deed of Release for Historic Dividends | Mgmt | For | | For |
9 | Authorize Release All Claims Against Directors for Historic Dividends | Mgmt | For | | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
11 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
Merck & Co., Inc. | | | | | |
Ticker MRK | Meeting Date | | Meeting Type | Record Date | |
| 24-May-11 | | Annual | 25-Mar-11 | |
| CUSIP: 58933Y105 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Leslie A. Brun | Mgmt | For | | For |
2 | Elect Director Thomas R. Cech | Mgmt | For | | For |
3 | Elect Director Richard T. Clark | Mgmt | For | | For |
4 | Elect Director Kenneth C. Frazier | Mgmt | For | | For |
5 | Elect Director Thomas H. Glocer | Mgmt | For | | For |
6 | Elect Director Steven F. Goldstone | Mgmt | For | | For |
7 | Elect Director William B. Harrison. Jr. | Mgmt | For | | For |
8 | Elect Director Harry R. Jacobson | Mgmt | For | | For |
9 | Elect Director William N. Kelley | Mgmt | For | | For |
10 | Elect Director C. Robert Kidder | Mgmt | For | | For |
11 | Elect Director Rochelle B. Lazarus | Mgmt | For | | For |
12 | Elect Director Carlos E. Represas | Mgmt | For | | For |
13 | Elect Director Patricia F. Russo | Mgmt | For | | For |
14 | Elect Director Thomas E. Shenk | Mgmt | For | | For |
15 | Elect Director Anne M. Tatlock | Mgmt | For | | For |
16 | Elect Director Craig B. Thompson | Mgmt | For | | For |
17 | Elect Director Wendell P. Weeks | Mgmt | For | | For |
18 | Elect Director Peter C. Wendell | Mgmt | For | | For |
19 | Ratify Auditors | Mgmt | For | | For |
20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
21 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
| | | | | |
Nu Skin Enterprises, Inc. | | | | | |
Ticker NUS | Meeting Date | | Meeting Type | Record Date | |
| 24-May-11 | | Annual | 25-Mar-11 | |
| CUSIP: 67018T105 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Nevin N. Andersen | Mgmt | For | | For |
1.2 | Elect Director M. Truman Hunt | Mgmt | For | | For |
1.3 | Elect Director Patricia A. Negron | Mgmt | For | | For |
1.4 | Elect Director Sandra N. Tillotson | Mgmt | For | | For |
1.5 | Elect Director Daniel W. Campbell | Mgmt | For | | For |
1.6 | Elect Director Andrew D. Lipman | Mgmt | For | | For |
1.7 | Elect Director Thomas R. Pisano | Mgmt | For | | For |
1.8 | Elect Director David D. Ussery | Mgmt | For | | For |
1.9 | Elect Director E.J. Garn | Mgmt | For | | For |
1.10 | Elect Director Steven J. Lund | Mgmt | For | | For |
1.11 | Elect Director Blake M. Roney | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Chevron Corporation | | | | | |
Ticker CVX | Meeting Date | | Meeting Type | Record Date | |
| 25-May-11 | | Annual | 01-Apr-11 | |
| CUSIP: 166764100 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director L.F. Deily | Mgmt | For | | For |
2 | Elect Director R.E. Denham | Mgmt | For | | For |
3 | Elect Director R.J. Eaton | Mgmt | For | | For |
4 | Elect Director C. Hagel | Mgmt | For | | For |
5 | Elect Director E. Hernandez | Mgmt | For | | For |
6 | Elect Director G.L. Kirkland | Mgmt | For | | For |
7 | Elect Director D.B. Rice | Mgmt | For | | For |
8 | Elect Director K.W. Sharer | Mgmt | For | | For |
9 | Elect Director C.R. Shoemate | Mgmt | For | | For |
10 | Elect Director J.G. Stumpf | Mgmt | For | | For |
11 | Elect Director R.D. Sugar | Mgmt | For | | For |
12 | Elect Director C. Ware | Mgmt | For | | For |
13 | Elect Director J.S. Watson | Mgmt | For | | For |
14 | Ratify Auditors | Mgmt | For | | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
16 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
17 | Request Director Nominee with Environmental Qualifications | SH | Against | | For |
18 | Amend Bylaws to Establish a Board Committee on Human Rights | SH | Against | | Against |
19 | Include Sustainability as a Performance Measure for Senior Executive Compensation | SH | Against | | Against |
20 | Adopt Guidelines for Country Selection | SH | Against | | For |
21 | Report on Financial Risks of Climate Change | SH | Against | | Against |
22 | Report on Environmental Impacts of Natural Gas Fracturing | SH | Against | | For |
23 | Report on Offshore Oil Wells and Spill Mitigation Measures | SH | Against | | Against |
| | | | | |
Exxon Mobil Corporation | | | | | |
Ticker XOM | Meeting Date | | Meeting Type | Record Date | |
| 25-May-11 | | Annual | 06-Apr-11 | |
| CUSIP: 30231G102 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director M.J. Boskin | Mgmt | For | | For |
1.2 | Elect Director P. Brabeck-Letmathe | Mgmt | For | | For |
1.3 | Elect Director L.R. Faulkner | Mgmt | For | | For |
1.4 | Elect Director J.S. Fishman | Mgmt | For | | For |
1.5 | Elect Director K.C. Frazier | Mgmt | For | | For |
1.6 | Elect Director W.W. George | Mgmt | For | | For |
1.7 | Elect Director M.C. Nelson | Mgmt | For | | For |
1.8 | Elect Director S.J. Palmisano | Mgmt | For | | For |
1.9 | Elect Director S.S. Reinemund | Mgmt | For | | For |
1.10 | Elect Director R.W. Tillerson | Mgmt | For | | For |
1.11 | Elect Director E.E. Whitacre, Jr. | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
5 | Require Independent Board Chairman | SH | Against | | For |
6 | Report on Political Contributions | SH | Against | | For |
7 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | SH | Against | | Against |
8 | Adopt Policy on Human Right to Water | SH | Against | | Against |
9 | Report on Environmental Impact of Oil Sands Operations in Canada | SH | Against | | For |
10 | Report on Environmental Impacts of Natural Gas Fracturing | SH | Against | | For |
11 | Report on Energy Technologies Development | SH | Against | | Against |
12 | Adopt Quantitative GHG Goals for Products and Operations | SH | Against | | For |
| | | | | |
Thermo Fisher Scientific Inc. | | | | | |
Ticker TMO | Meeting Date | | Meeting Type | Record Date | |
| 25-May-11 | | Annual | 28-Mar-11 | |
| CUSIP: 883556102 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Thomas J. Lynch | Mgmt | For | | For |
2 | Elect Director William G. Parrett | Mgmt | For | | For |
3 | Elect Director Michael E. Porter | Mgmt | For | | For |
4 | Elect Director Scott M. Sperling | Mgmt | For | | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
6 | Advisory Vote on Say on Pay Frequency | Mgmt | Two Years | | One Year |
7 | Ratify Auditors | Mgmt | For | | For |
8 | Declassify the Board of Directors | SH | Against | | For |
| | | | | |
Brown Shoe Company, Inc. | | | | | |
Ticker BWS | Meeting Date | | Meeting Type | Record Date | |
| 26-May-11 | | Annual | 31-Mar-11 | |
| CUSIP: 115736100 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Ronald A. Fromm | Mgmt | For | | For |
1.2 | Elect Director Steven W. Korn | Mgmt | For | | For |
1.3 | Elect Director Patricia G. McGinnis | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
Invesco Ltd. | | | | | |
Ticker IVZ | Meeting Date | | Meeting Type | Record Date | |
| 26-May-11 | | Annual | 28-Mar-11 | |
| CUSIP: G491BT108 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Rex D. Adams | Mgmt | For | | For |
1.2 | Elect Director John Banham | Mgmt | For | | For |
1.3 | Elect Director Denis Kessler | Mgmt | For | | Against |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
4 | Approve Omnibus Stock Plan | Mgmt | For | | For |
5 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | | For |
| | | | | |
Limited Brands, Inc. | | | | | |
Ticker LTD | Meeting Date | | Meeting Type | Record Date | |
| 26-May-11 | | Annual | 28-Mar-11 | |
| CUSIP: 532716107 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Donna A. James | Mgmt | For | | For |
2 | Elect Director Jeffrey H. Miro | Mgmt | For | | For |
3 | Elect Director Raymond Zimmerman | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
5 | Approve Omnibus Stock Plan | Mgmt | For | | For |
6 | Approve Executive Incentive Bonus Plan | Mgmt | For | | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
8 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
9 | Reduce Supermajority Vote Requirement | SH | Against | | For |
| | | | | |
Raytheon Company | | | | | |
Ticker RTN | Meeting Date | | Meeting Type | Record Date | |
| 26-May-11 | | Annual | 01-Apr-11 | |
| CUSIP: 755111507 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Vernon E. Clark | Mgmt | For | | For |
2 | Elect Director John M. Deutch | Mgmt | For | | For |
3 | Elect Director Stephen J. Hadley | Mgmt | For | | For |
4 | Elect Director Frederic M. Poses | Mgmt | For | | For |
5 | Elect Director Michael C. Ruettgers | Mgmt | For | | For |
6 | Elect Director Ronald L. Skates | Mgmt | For | | For |
7 | Elect Director William R. Spivey | Mgmt | For | | For |
8 | Elect Director Linda G. Stuntz | Mgmt | For | | Against |
9 | Elect Director William H. Swanson | Mgmt | For | | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
11 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
12 | Ratify Auditors | Mgmt | For | | For |
13 | Provide Right to Act by Written Consent | SH | Against | | For |
14 | Stock Retention/Holding Period | SH | Against | | For |
15 | Report on Lobbying Contributions and Expenses | SH | Against | | For |
16 | Submit SERP to Shareholder Vote | SH | Against | | For |
| | | | | |
Ensco plc | | | | | |
Ticker ESV | Meeting Date | | Meeting Type | Record Date | |
| 31-May-11 | | Special | 11-Apr-11 | |
| CUSIP: 29358Q109 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Issue Shares in Connection with Acquisition | Mgmt | For | | For |
| | | | | |
New York Community Bancorp, Inc. | | | | | |
Ticker NYB | Meeting Date | | Meeting Type | Record Date | |
| 02-Jun-11 | | Annual | 07-Apr-11 | |
| CUSIP: 649445103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Dominick Ciampa | Mgmt | For | | For |
1.2 | Elect Director W.c. Frederick | Mgmt | For | | For |
1.3 | Elect Director Max L. Kupferberg | Mgmt | For | | For |
1.4 | Elect Director Spiros J. Voutsinas | Mgmt | For | | For |
1.5 | Elect Director Robert Wann | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Executive Incentive Bonus Plan | Mgmt | For | | For |
4 | Amend Omnibus Stock Plan | Mgmt | For | | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
6 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
| | | | | |
The Home Depot, Inc. | | | | | |
Ticker HD | Meeting Date | | Meeting Type | Record Date | |
| 02-Jun-11 | | Annual | 04-Apr-11 | |
| CUSIP: 437076102 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director F. Duane Ackerman | Mgmt | For | | For |
2 | Elect Director Francis S. Blake | Mgmt | For | | For |
3 | Elect Director Ari Bousbib | Mgmt | For | | For |
4 | Elect Director Gregory D. Brenneman | Mgmt | For | | For |
5 | Elect Director J. Frank Brown | Mgmt | For | | For |
6 | Elect Director Albert P. Carey | Mgmt | For | | For |
7 | Elect Director Armando Codina | Mgmt | For | | For |
8 | Elect Director Bonnie G. Hill | Mgmt | For | | For |
9 | Elect Director Karen L. Katen | Mgmt | For | | For |
10 | Elect Director Ronald L. Sargent | Mgmt | For | | For |
11 | Ratify Auditors | Mgmt | For | | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
13 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
14 | Provide Right to Act by Written Consent | Mgmt | For | | For |
15 | Restore or Provide for Cumulative Voting | SH | Against | | For |
16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
17 | Prepare Employment Diversity Report | SH | Against | | For |
18 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | SH | Against | | Against |
| | | | | |
Wal-Mart Stores, Inc. | | | | | |
Ticker WMT | Meeting Date | | Meeting Type | Record Date | |
| 03-Jun-11 | | Annual | 06-Apr-11 | |
| CUSIP: 931142103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Aida M. Alvarez | Mgmt | For | | For |
2 | Elect Director James W. Breyer | Mgmt | For | | For |
3 | Elect Director M. Michele Burns | Mgmt | For | | For |
4 | Elect Director James I. Cash, Jr. | Mgmt | For | | For |
5 | Elect Director Roger C. Corbett | Mgmt | For | | For |
6 | Elect Director Douglas N. Daft | Mgmt | For | | For |
7 | Elect Director Michael T. Duke | Mgmt | For | | For |
8 | Elect Director Gregory B. Penner | Mgmt | For | | For |
9 | Elect Director Steven S Reinemund | Mgmt | For | | For |
10 | Elect Director H. Lee Scott, Jr. | Mgmt | For | | For |
11 | Elect Director Arne M. Sorenson | Mgmt | For | | For |
12 | Elect Director Jim C. Walton | Mgmt | For | | For |
13 | Elect Director S. Robson Walton | Mgmt | For | | For |
14 | Elect Director Christopher J. Williams | Mgmt | For | | For |
15 | Elect Director Linda S. Wolf | Mgmt | For | | For |
16 | Ratify Auditors | Mgmt | For | | For |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
18 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
19 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | SH | Against | | For |
20 | Report on Political Contributions | SH | Against | | For |
21 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
22 | Require Suppliers to Produce Sustainability Reports | SH | Against | | Against |
23 | Report on Climate Change Business Risks | SH | Against | | Against |
| | | | | |
Caterpillar Inc. | | | | | |
Ticker CAT | Meeting Date | | Meeting Type | Record Date | |
| 08-Jun-11 | | Annual | 11-Apr-11 | |
| CUSIP: 149123101 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director David L. Calhoun | Mgmt | For | | Withhold |
1.2 | Elect Director Daniel M. Dickinson | Mgmt | For | | For |
1.3 | Elect Director Eugene V. Fife | Mgmt | For | | For |
1.4 | Elect Director Juan Gallardo | Mgmt | For | | For |
1.5 | Elect Director David R. Goode | Mgmt | For | | For |
1.6 | Elect Director Jesse J. Greene, Jr. | Mgmt | For | | For |
1.7 | Elect Director Peter A. Magowan | Mgmt | For | | For |
1.8 | Elect Director Dennis A. Muilenburg | Mgmt | For | | For |
1.9 | Elect Director Douglas R. Oberhelman | Mgmt | For | | For |
1.10 | Elect Director William A. Osborn | Mgmt | For | | For |
1.11 | Elect Director Charles D. Powell | Mgmt | For | | For |
1.12 | Elect Director Edward B. Rust, Jr. | Mgmt | For | | For |
1.13 | Elect Director Susan C. Schwab | Mgmt | For | | For |
1.14 | Elect Director Joshua I. Smith | Mgmt | For | | For |
1.15 | Elect Director Miles D. White | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Executive Incentive Bonus Plan | Mgmt | For | | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
6 | Report on Political Contributions | SH | Against | | For |
7 | Stock Retention/Holding Period | SH | Against | | For |
8 | Require a Majority Vote for the Election of Directors | SH | Against | | For |
9 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
10 | Require Independent Board Chairman | SH | Against | | Against |
11 | Review and Assess Human Rights Policies | SH | Against | | For |
12 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | SH | Against | | Against |
| | | | | |
Generac Holdings Inc. | | | | | |
Ticker GNRC | Meeting Date | | Meeting Type | Record Date | |
| 08-Jun-11 | | Annual | 19-Apr-11 | |
| CUSIP: N/A | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Stephen Murray | Mgmt | For | | Withhold |
1.2 | Elect Director Edward A. LeBlanc | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
NCI, Inc. | | | | | |
Ticker NCIT | Meeting Date | | Meeting Type | Record Date | |
| 08-Jun-11 | | Annual | 11-Apr-11 | |
| CUSIP: 62886K104 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Charles K. Narang | Mgmt | For | | For |
1.2 | Elect Director Terry W. Glasgow | Mgmt | For | | For |
1.3 | Elect Director James P. Allen | Mgmt | For | | For |
1.4 | Elect Director John E. Lawler | Mgmt | For | | For |
1.5 | Elect Director Paul V. Lombardi | Mgmt | For | | For |
1.6 | Elect Director J. Patrick McMahon | Mgmt | For | | For |
1.7 | Elect Director Phillip O. Nolan | Mgmt | For | | For |
1.8 | Elect Director Stephen L. Waechter | Mgmt | For | | For |
1.9 | Elect Director Daniel R. Young | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Steiner Leisure Ltd. | | | | | |
Ticker STNR | Meeting Date | | Meeting Type | Record Date | |
| 14-Jun-11 | | Annual | 15-Apr-11 | |
| CUSIP: P8744Y102 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Leonard I. Fluxman as Director | Mgmt | For | | For |
1.2 | Elect Michele Steiner Warshaw as Director | Mgmt | For | | For |
1.3 | Elect Steven J. Preston as Director | Mgmt | For | | For |
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
| | | | | |
Freeport-McMoRan Copper & Gold Inc. | | | | | |
Ticker FCX | Meeting Date | | Meeting Type | Record Date | |
| 15-Jun-11 | | Annual | 19-Apr-11 | |
| CUSIP: 35671D857 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Richard C. Adkerson | Mgmt | For | | For |
1.2 | Elect Director Robert J. Allison, Jr. | Mgmt | For | | For |
1.3 | Elect Director Robert A. Day | Mgmt | For | | For |
1.4 | Elect Director Gerald J. Ford | Mgmt | For | | For |
1.5 | Elect Director H. Devon Graham, Jr. | Mgmt | For | | For |
1.6 | Elect Director Charles C. Krulak | Mgmt | For | | For |
1.7 | Elect Director Bobby Lee Lackey | Mgmt | For | | For |
1.8 | Elect Director Jon C. Madonna | Mgmt | For | | For |
1.9 | Elect Director Dustan E. McCoy | Mgmt | For | | For |
1.10 | Elect Director James R. Moffett | Mgmt | For | | For |
1.11 | Elect Director B.M. Rankin, Jr. | Mgmt | For | | For |
1.12 | Elect Director Stephen H. Siegele | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
4 | Ratify Auditors | Mgmt | For | | For |
5 | Request Director Nominee with Environmental Qualifications | SH | Against | | For |
| | | | | |
Oxford Industries, Inc. | | | | | |
Ticker OXM | Meeting Date | | Meeting Type | Record Date | |
| 15-Jun-11 | | Annual | 15-Apr-11 | |
| CUSIP: 691497309 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director J. Reese Lanier | Mgmt | For | | For |
2 | Elect Director Dennis M. Love | Mgmt | For | | For |
3 | Elect Director Clyde C. Tuggle | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
6 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
Best Buy Co., Inc. | | | | | |
Ticker BBY | Meeting Date | | Meeting Type | Record Date | |
| 21-Jun-11 | | Annual | 25-Apr-11 | |
| CUSIP: 086516101 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Ronald James | Mgmt | For | | For |
1.2 | Elect Director Sanjay Khosla | Mgmt | For | | For |
1.3 | Elect Director George L. Mikan III | Mgmt | For | | For |
1.4 | Elect Director Matthew H. Paull | Mgmt | For | | For |
1.5 | Elect Director Richard M. Schulze | Mgmt | For | | For |
1.6 | Elect Director Hatim A. Tyabji | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Change Range for Size of the Board | Mgmt | For | | Against |
4 | Amend Omnibus Stock Plan | Mgmt | For | | For |
5 | Approve Executive Incentive Bonus Plan | Mgmt | For | | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
7 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
8 | Declassify the Board of Directors | SH | Against | | For |
| | | | | |
GameStop Corp. | | | | | |
Ticker GME | Meeting Date | | Meeting Type | Record Date | |
| 21-Jun-11 | | Annual | 02-May-11 | |
| CUSIP: 36467W109 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Stanley (Mickey) Steinberg | Mgmt | For | | For |
1.2 | Elect Director Gerald R. Szczepanski | Mgmt | For | | For |
1.3 | Elect Director Lawrence S. Zilavy | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | None | | One Year |
4 | Approve Omnibus Stock Plan | Mgmt | For | | For |
5 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
National Semiconductor Corporation | | | | | |
Ticker NSM | Meeting Date | | Meeting Type | Record Date | |
| 21-Jun-11 | | Special | 11-May-11 | |
| CUSIP: 637640103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Approve Merger Agreement | Mgmt | For | | For |
2 | Adjourn Meeting | Mgmt | For | | For |
| | | | | |
American Greetings Corporation | | | | | |
Ticker AM | Meeting Date | | Meeting Type | Record Date | |
| 24-Jun-11 | | Annual | 02-May-11 | |
| CUSIP: 026375105 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Jeffery D. Dunn | Mgmt | For | | For |
1.2 | Elect Director Michael J. Merriman, Jr | Mgmt | For | | Withhold |
1.3 | Elect Director Morry Weiss | Mgmt | For | | For |
2 | Amend Omnibus Stock Plan | Mgmt | For | | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
| | | | | |
Armstrong World Industries, Inc. | | | | | |
Ticker AWI | Meeting Date | | Meeting Type | Record Date | |
| 24-Jun-11 | | Annual | 11-Apr-11 | |
| CUSIP: 04247X102 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Stan A. Askren | Mgmt | For | | For |
1.2 | Elect Director David Bonderman | Mgmt | For | | Withhold |
1.3 | Elect Director Kevin R. Burns | Mgmt | For | | For |
1.4 | Elect Director Matthew J. Espe | Mgmt | For | | For |
1.5 | Elect Director James J. Gaffney | Mgmt | For | | For |
1.6 | Elect Director Tao Huang | Mgmt | For | | For |
1.7 | Elect Director Michael F. Johnston | Mgmt | For | | For |
1.8 | Elect Director Larry S. McWilliams | Mgmt | For | | For |
1.9 | Elect Director James J. O'Connor | Mgmt | For | | For |
1.10 | Elect Director John J. Roberts | Mgmt | For | | For |
1.11 | Elect Director Richard E. Wenz | Mgmt | For | | For |
2 | Approve Omnibus Stock Plan | Mgmt | For | | For |
3 | Amend Executive Incentive Bonus Plan | Mgmt | For | | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
6 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Mobile Mini, Inc. | | | | | |
Ticker MINI | Meeting Date | | Meeting Type | Record Date | |
| 28-Jun-11 | | Annual | 02-May-11 | |
| CUSIP: 60740F105 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Steven G. Bunger | Mgmt | For | | For |
1.2 | Elect Director Sanjay Swani | Mgmt | For | | For |
1.3 | Elect Director Michael L. Watts | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
| | | | | |
Pier 1 Imports, Inc | | | | | |
Ticker PIR | Meeting Date | | Meeting Type | Record Date | |
| 28-Jun-11 | | Annual | 29-Apr-11 | |
| CUSIP: 720279108 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Claire H. Babrowski | Mgmt | For | | For |
2 | Elect Director John H. Burgoyne | Mgmt | For | | For |
3 | Elect Director Hamish A. Dodds | Mgmt | For | | For |
4 | Elect Director Michael R. Ferrari | Mgmt | For | | For |
5 | Elect Director Brendan L. Hoffman | Mgmt | For | | For |
6 | Elect Director Terry E. London | Mgmt | For | | For |
7 | Elect Director Alexander W. Smith | Mgmt | For | | For |
8 | Elect Director Cece Smith | Mgmt | For | | For |
9 | Amend Omnibus Stock Plan | Mgmt | For | | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
11 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
12 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Armstrong World Industries, Inc. | | | | | |
Ticker AWI | Meeting Date | | Meeting Type | Record Date | |
| 02-Jul-10 | | Annual | 05-Apr-10 | |
| CUSIP: 04247X102 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Stan A. Askren | Mgmt | For | | For |
1.2 | Elect Director David Bonderman | Mgmt | For | | For |
1.3 | Elect Director Kevin R. Burns | Mgmt | For | | For |
1.4 | Elect Director James J. Gaffney | Mgmt | For | | For |
1.5 | Elect Director Tao Huang | Mgmt | For | | For |
1.6 | Elect Director Michael F. Johnston | Mgmt | For | | For |
1.7 | Elect Director Larry S. McWilliams | Mgmt | For | | For |
1.8 | Elect Director James J. O'Connor | Mgmt | For | | For |
1.9 | Elect Director John J. Roberts | Mgmt | For | | For |
1.10 | Elect Director Richard E. Wenz | Mgmt | For | | For |
1.11 | Elect Director Bettina M. Whyte | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
AVX Corporation | | | | | |
Ticker AVX | Meeting Date | | Meeting Type | Record Date | |
| 21-Jul-10 | | Annual | 28-May-10 | |
| CUSIP: 002444107 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Kazuo Inamori | Mgmt | For | | Withhold |
1.2 | Elect Director David A. Decenzo | Mgmt | For | | For |
1.3 | Elect Director Tetsuo Kuba | Mgmt | For | | Withhold |
1.4 | Elect Director Tatsumi Maeda | Mgmt | For | | Withhold |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Tidewater Inc. | | | | | |
Ticker TDW | Meeting Date | | Meeting Type | Record Date | |
| 22-Jul-10 | | Annual | 28-May-10 | |
| CUSIP: 886423102 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director M. Jay Allison | Mgmt | For | | For |
1.2 | Elect Director James C. Day | Mgmt | For | | For |
1.3 | Elect Director Richard T. Du Moulin | Mgmt | For | | For |
1.4 | Elect Director Morris E. Foster | Mgmt | For | | For |
1.5 | Elect Director J. Wayne Leonard | Mgmt | For | | For |
1.6 | Elect Director Jon C. Madonna | Mgmt | For | | For |
1.7 | Elect Director Joseph H. Netherland | Mgmt | For | | For |
1.8 | Elect Director Richard A. Pattarozzi | Mgmt | For | | For |
1.9 | Elect Director Nicholas Sutton | Mgmt | For | | For |
1.10 | Elect Director Cindy B. Taylor | Mgmt | For | | For |
1.11 | Elect Director Dean E. Taylor | Mgmt | For | | For |
1.12 | Elect Director Jack E. Thompson | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Electronic Arts Inc. | | | | | |
Ticker ERTS | Meeting Date | | Meeting Type | Record Date | |
| 05-Aug-10 | | Annual | 14-Jun-10 | |
| CUSIP: 285512109 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Leonard S. Coleman | Mgmt | For | | Against |
2 | Elect Director Jeffrey T. Huber | Mgmt | For | | For |
3 | Elect Director Gary M. Kusin | Mgmt | For | | For |
4 | Elect Director Geraldine B. Laybourne | Mgmt | For | | Against |
5 | Elect Director Gregory B. Maffei | Mgmt | For | | For |
6 | Elect Director Vivek Paul | Mgmt | For | | For |
7 | Elect Director Lawrence F. Probst III | Mgmt | For | | For |
8 | Elect Director John S. Riccitiello | Mgmt | For | | For |
9 | Elect Director Richard A. Simonson | Mgmt | For | | For |
10 | Elect Director Linda J. Srere | Mgmt | For | | Against |
11 | Amend Omnibus Stock Plan | Mgmt | For | | For |
12 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | | For |
13 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
CenturyLink, Inc. | | | | | |
Ticker CTL | Meeting Date | | Meeting Type | Record Date | |
| 24-Aug-10 | | Special | 13-Jul-10 | |
| CUSIP: 156700106 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Issue Shares in Connection with Acquisition | Mgmt | For | | For |
2 | Adjourn Meeting | Mgmt | For | | For |
| | | | | |
Medtronic, Inc. | | | | | |
Ticker MDT | Meeting Date | | Meeting Type | Record Date | |
| 25-Aug-10 | | Annual | 28-Jun-10 | |
| CUSIP: 585055106 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Richard H. Anderson | Mgmt | For | | For |
1.2 | Elect Director David L. Calhoun | Mgmt | For | | For |
1.3 | Elect Director Victor J. Dzau | Mgmt | For | | For |
1.4 | Elect Director William A. Hawkins | Mgmt | For | | For |
1.5 | Elect Director Shirley A. Jackson | Mgmt | For | | For |
1.6 | Elect Director James T. Lenehan | Mgmt | For | | For |
1.7 | Elect Director Denise M. O'Leary | Mgmt | For | | For |
1.8 | Elect Director Kendall J. Powell | Mgmt | For | | For |
1.9 | Elect Director Robert C. Pozen | Mgmt | For | | For |
1.10 | Elect Director Jean-Pierre Rosso | Mgmt | For | | For |
1.11 | Elect Director Jack W. Schuler | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
H. J. Heinz Company | | | | | |
Ticker HNZ | Meeting Date | | Meeting Type | Record Date | |
| 31-Aug-10 | | Annual | 02-Jun-10 | |
| CUSIP: 423074103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director William R. Johnson | Mgmt | For | | For |
2 | Elect Director Charles E. Bunch | Mgmt | For | | For |
3 | Elect Director Leonard S. Coleman | Mgmt | For | | For |
4 | Elect Director John G. Drosdick | Mgmt | For | | For |
5 | Elect Director Edith E. Holiday | Mgmt | For | | For |
6 | Elect Director Candace Kendle | Mgmt | For | | For |
7 | Elect Director Dean R. O'Hare | Mgmt | For | | For |
8 | Elect Director Nelson Peltz | Mgmt | For | | For |
9 | Elect Director Dennis H. Reilley | Mgmt | For | | For |
10 | Elect Director Lynn C. Swann | Mgmt | For | | For |
11 | Elect Director Thomas J. Usher | Mgmt | For | | For |
12 | Elect Director Michael F. Weinstein | Mgmt | For | | For |
13 | Ratify Auditors | Mgmt | For | | For |
14 | Provide Right to Act by Written Consent | SH | Against | | For |
| | | | | |
Bob Evans Farms, Inc. | | | | | |
Ticker BOBE | Meeting Date | | Meeting Type | Record Date | |
| 13-Sep-10 | | Annual | 15-Jul-10 | |
| CUSIP: 096761101 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Michael J. Gasser | Mgmt | For | | For |
2 | Elect Director E. Gordon Gee | Mgmt | For | | For |
3 | Elect Director E.W. (Bill) Ingram | Mgmt | For | | For |
4 | Elect Director Bryan G. Stockton | Mgmt | For | | For |
5 | Declassify the Board of Directors | Mgmt | For | | For |
6 | Reduce Supermajority Vote Requirement | Mgmt | For | | For |
7 | Ratify Auditors | Mgmt | For | | For |
8 | Approve Omnibus Stock Plan | Mgmt | For | | For |
| | | | | |
Aon Corporation | | | | | |
Ticker AON | Meeting Date | | Meeting Type | Record Date | |
| 20-Sep-10 | | Special | 16-Aug-10 | |
| CUSIP: 037389103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Issue Shares in Connection with Acquisition | Mgmt | For | | For |
2 | Adjourn Meeting | Mgmt | For | | For |
| | | | | |
Investors Real Estate Trust | | | | | |
Ticker IRET | Meeting Date | | Meeting Type | Record Date | |
| 21-Sep-10 | | Annual | 23-Jul-10 | |
| CUSIP: 461730103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Patrick G. Jones | Mgmt | For | | For |
1.2 | Elect Director Timothy P. Mihalick | Mgmt | For | | For |
1.3 | Elect Director Jeffrey L. Miller | Mgmt | For | | For |
1.4 | Elect Director C.W. "Chip" Morgan | Mgmt | For | | For |
1.5 | Elect Director John T. Reed | Mgmt | For | | For |
1.6 | Elect Director Edward T. Schafer | Mgmt | For | | For |
1.7 | Elect Director W. David Scott | Mgmt | For | | For |
1.8 | Elect Director Stephen L. Stenehjem | Mgmt | For | | For |
1.9 | Elect Director John D. Stewart | Mgmt | For | | For |
1.10 | Elect Director Thomas A. Wentz, Jr. | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Conagra Foods, Inc. | | | | | |
Ticker CAG | Meeting Date | | Meeting Type | Record Date | |
| 24-Sep-10 | | Annual | 02-Aug-10 | |
| CUSIP: 205887102 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Mogens C. Bay | Mgmt | For | | For |
1.2 | Elect Director Stephen G. Butler | Mgmt | For | | For |
1.3 | Elect Director Steven F. Goldstone | Mgmt | For | | For |
1.4 | Elect Director Joie A. Gregor | Mgmt | For | | For |
1.5 | Elect Director Rajive Johri | Mgmt | For | | For |
1.6 | Elect Director W.G. Jurgensen | Mgmt | For | | For |
1.7 | Elect Director Richard H. Lenny | Mgmt | For | | For |
1.8 | Elect Director Ruth Ann Marshall | Mgmt | For | | For |
1.9 | Elect Director Gary M. Rodkin | Mgmt | For | | For |
1.10 | Elect Director Andrew J. Schindler | Mgmt | For | | For |
1.11 | Elect Director Kenneth E. Stinson | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
National Semiconductor Corporation | | | | | |
Ticker NSM | Meeting Date | | Meeting Type | Record Date | |
| 24-Sep-10 | | Annual | 30-Jul-10 | |
| CUSIP: 637640103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director William J. Amelio | Mgmt | For | | For |
2 | Elect Director Steven R. Appleton | Mgmt | For | | For |
3 | Elect Director Gary P. Arnold | Mgmt | For | | For |
4 | Elect Director Richard J. Danzig | Mgmt | For | | For |
5 | Elect Director Robert J. Frankenberg | Mgmt | For | | For |
6 | Elect Director Donald Macleod | Mgmt | For | | For |
7 | Elect Director Edward R. McCracken | Mgmt | For | | For |
8 | Elect Director Roderick C. McGeary | Mgmt | For | | For |
9 | Elect Director William E. Mitchell | Mgmt | For | | For |
10 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
H&R Block, Inc. | | | | | |
Ticker HRB | Meeting Date | | Meeting Type | Record Date | |
| 30-Sep-10 | | Annual | 27-Jul-10 | |
| CUSIP: 093671105 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Alan M. Bennett | Mgmt | For | | For |
2 | Elect Director Richard C. Breeden | Mgmt | For | | For |
3 | Elect Director William C. Cobb | Mgmt | For | | For |
4 | Elect Director Robert A. Gerard | Mgmt | For | | For |
5 | Elect Director Len J. Lauer | Mgmt | For | | For |
6 | Elect Director David B. Lewis | Mgmt | For | | For |
7 | Elect Director Bruce C. Rohde | Mgmt | For | | For |
8 | Elect Director Tom D. Seip | Mgmt | For | | For |
9 | Elect Director L. Edward Shaw, Jr. | Mgmt | For | | For |
10 | Elect Director Christianna Wood | Mgmt | For | | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
12 | Amend Omnibus Stock Plan | Mgmt | For | | For |
13 | Amend Executive Incentive Bonus Plan | Mgmt | For | | For |
14 | Reduce Supermajority Vote Requirement | SH | For | | For |
15 | Provide Right to Call Special Meeting | Mgmt | For | | For |
16 | Reduce Supermajority Vote Requirement Relating to the Removal of Directors | Mgmt | For | | For |
17 | Reduce Supermajority Vote Requirement Relating to Amendments to Articles of Incorporation and Bylaws | Mgmt | For | | For |
18 | Reduce Supermajority Vote Requirement Regarding the Related Person Transaction Provision | Mgmt | For | | For |
19 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Ruby Tuesday, Inc. | | | | | |
Ticker RT | Meeting Date | | Meeting Type | Record Date | |
| 06-Oct-10 | | Annual | 09-Aug-10 | |
| CUSIP: 781182100 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Samuel E. Beall, III | Mgmt | For | | For |
2 | Elect Director Bernard Lanigan, Jr. | Mgmt | For | | For |
3 | Approve Executive Incentive Bonus Plan | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
The Procter & Gamble Company | | | | | |
Ticker PG | Meeting Date | | Meeting Type | Record Date | |
| 12-Oct-10 | | Annual | 13-Aug-10 | |
| CUSIP: 742718109 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Angela F. Braly | Mgmt | For | | For |
2 | Elect Director Kenneth I. Chenault | Mgmt | For | | For |
3 | Elect Director Scott D. Cook | Mgmt | For | | For |
4 | Elect Director Rajat K. Gupta | Mgmt | For | | For |
5 | Elect Director Robert A. Mcdonald | Mgmt | For | | For |
6 | Elect Director W. James Mcnerney, Jr. | Mgmt | For | | For |
7 | Elect Director Johnathan A. Rodgers | Mgmt | For | | For |
8 | Elect Director Mary A. Wilderotter | Mgmt | For | | For |
9 | Elect Director Patricia A. Woertz | Mgmt | For | | For |
10 | Elect Director Ernesto Zedillo | Mgmt | For | | For |
11 | Ratify Auditors | Mgmt | For | | For |
12 | Provide for Cumulative Voting | SH | Against | | For |
| | | | | |
Diageo plc | | | | | |
Ticker DGE | Meeting Date | | Meeting Type | Record Date | |
| 14-Oct-10 | | Annual | 03-Sep-10 | |
| CUSIP: G42089113 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
| Meeting for ADR Holders | Mgmt | | | |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | | For |
2 | Approve Remuneration Report | Mgmt | For | | For |
3 | Approve Final Dividend | Mgmt | For | | For |
4 | Re-elect Peggy Bruzelius as Director | Mgmt | For | | For |
5 | Re-elect Laurence Danon as Director | Mgmt | For | | For |
6 | Re-elect Betsy Holden as Director | Mgmt | For | | For |
7 | Re-elect Lord (Clive) Hollick of Notting Hill as Director | Mgmt | For | | For |
8 | Re-elect Franz Humer as Director | Mgmt | For | | For |
9 | Re-elect Philip Scott as Director | Mgmt | For | | For |
10 | Re-elect Todd Stitzer as Director | Mgmt | For | | For |
11 | Re-elect Paul Walker as Director | Mgmt | For | | For |
12 | Re-elect Paul Walsh as Director | Mgmt | For | | For |
13 | Elect Lord (Mervyn) Davies of Abersoch as Director | Mgmt | For | | For |
14 | Elect Deirdre Mahlan as Director | Mgmt | For | | For |
15 | Reappoint KPMG Audit plc as Auditors | Mgmt | For | | For |
16 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | | For |
19 | Authorise Market Purchase | Mgmt | For | | For |
20 | Authorise EU Political Donations and Expenditure | Mgmt | For | | For |
21 | Amend Diageo 2001 Share Incentive Plan | Mgmt | For | | For |
22 | Approve Diageo 2010 Sharesave Plan | Mgmt | For | | For |
23 | Authorise the Company to Establish International Share Plans | Mgmt | For | | For |
24 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | | For |
| | | | | |
Methode Electronics, Inc. | | | | | |
Ticker MEI | Meeting Date | | Meeting Type | Record Date | |
| 14-Oct-10 | | Annual | 16-Jul-10 | |
| CUSIP: 591520200 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Walter J. Aspatore | Mgmt | For | | For |
2 | Elect Director Warren L. Batts | Mgmt | For | | For |
3 | Elect Director J. Edward Colgate | Mgmt | For | | For |
4 | Elect Director Darren M. Dawson | Mgmt | For | | For |
5 | Elect Director Donald W. Duda | Mgmt | For | | For |
6 | Elect Director Stephen F. Gates | Mgmt | For | | For |
7 | Elect Director Isabelle C. Goossen | Mgmt | For | | For |
8 | Elect Director Christopher J. Hornung | Mgmt | For | | For |
9 | Elect Director Paul G. Shelton | Mgmt | For | | For |
10 | Elect Director Lawrence B. Skatoff | Mgmt | For | | For |
11 | Ratify Auditors | Mgmt | For | | For |
12 | Approve Executive Incentive Bonus Plan | Mgmt | For | | For |
13 | Approve Omnibus Stock Plan | Mgmt | For | | For |
| | | | | |
Molex Incorporated | | | | | |
Ticker MOLX | Meeting Date | | Meeting Type | Record Date | |
| 29-Oct-10 | | Annual | 01-Sep-10 | |
| CUSIP: 608554101 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Michael J. Birck | Mgmt | For | | For |
1.2 | Elect Director Anirudh Dhebar | Mgmt | For | | For |
1.3 | Elect Director Frederick A. Krehbiel | Mgmt | For | | For |
1.4 | Elect Director Martin P. Slark | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Archer-Daniels-Midland Company | | | | | |
Ticker ADM | Meeting Date | | Meeting Type | Record Date | |
| 04-Nov-10 | | Annual | 09-Sep-10 | |
| CUSIP: 039483102 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director George W. Buckley | Mgmt | For | | For |
2 | Elect Director Mollie Hale Carter | Mgmt | For | | For |
3 | Elect Director Pierre Dufour | Mgmt | For | | For |
4 | Elect Director Donald E. Felsinger | Mgmt | For | | For |
5 | Elect Director Victoria F. Haynes | Mgmt | For | | For |
6 | Elect Director Antonio Maciel Neto | Mgmt | For | | For |
7 | Elect Director Patrick J. Moore | Mgmt | For | | For |
8 | Elect Director Thomas F. O'Neill | Mgmt | For | | For |
9 | Elect Director Kelvin R. Westbrook | Mgmt | For | | For |
10 | Elect Director Patricia A. Woertz | Mgmt | For | | For |
11 | Ratify Auditors | Mgmt | For | | For |
12 | Adopt Policy to Prohibit Political Spending | SH | Against | | Against |
13 | Report on Political Contributions | SH | Against | | For |
| | | | | |
Automatic Data Processing, Inc. | | | | | |
Ticker ADP | Meeting Date | | Meeting Type | Record Date | |
| 09-Nov-10 | | Annual | 10-Sep-10 | |
| CUSIP: 053015103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Gregory D. Brenneman | Mgmt | For | | For |
1.2 | Elect Director Leslie A. Brun | Mgmt | For | | For |
1.3 | Elect Director Gary C. Butler | Mgmt | For | | For |
1.4 | Elect Director Leon G. Cooperman | Mgmt | For | | For |
1.5 | Elect Director Eric C. Fast | Mgmt | For | | For |
1.6 | Elect Director Linda R. Gooden | Mgmt | For | | For |
1.7 | Elect Director R. Glenn Hubbard | Mgmt | For | | For |
1.8 | Elect Director John P. Jones | Mgmt | For | | For |
1.9 | Elect Director Sharon T. Rowlands | Mgmt | For | | For |
1.10 | Elect Director Enrique T. Salem | Mgmt | For | | For |
1.11 | Elect Director Gregory L. Summe | Mgmt | For | | For |
2 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | | For |
3 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Microsoft Corporation | | | | | |
Ticker MSFT | Meeting Date | | Meeting Type | Record Date | |
| 16-Nov-10 | | Annual | 03-Sep-10 | |
| CUSIP: 594918104 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Steven A. Ballmer | Mgmt | For | | For |
2 | Elect Director Dina Dublon | Mgmt | For | | For |
3 | Elect Director William H. Gates III | Mgmt | For | | For |
4 | Elect Director Raymond V. Gilmartin | Mgmt | For | | For |
5 | Elect Director Reed Hastings | Mgmt | For | | For |
6 | Elect Director Maria M. Klawe | Mgmt | For | | For |
7 | Elect Director David F. Marquardt | Mgmt | For | | For |
8 | Elect Director Charles H. Noski | Mgmt | For | | For |
9 | Elect Director Helmut Panke | Mgmt | For | | For |
10 | Ratify Auditors | Mgmt | For | | For |
11 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | SH | Against | | Against |
| | | | | |
The Clorox Company | | | | | |
Ticker CLX | Meeting Date | | Meeting Type | Record Date | |
| 17-Nov-10 | | Annual | 20-Sep-10 | |
| CUSIP: 189054109 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Daniel Boggan, Jr. | Mgmt | For | | For |
2 | Elect Director Richard H. Carmona | Mgmt | For | | For |
3 | Elect Director Tully M. Friedman | Mgmt | For | | For |
4 | Elect Director George J. Harad | Mgmt | For | | For |
5 | Elect Director Donald R. Knauss | Mgmt | For | | For |
6 | Elect Director Robert W. Matschullat | Mgmt | For | | For |
7 | Elect Director Gary G. Michael | Mgmt | For | | For |
8 | Elect Director Edward A. Mueller | Mgmt | For | | For |
9 | Elect Director Jan L. Murley | Mgmt | For | | For |
10 | Elect Director Pamela Thomas-Graham | Mgmt | For | | For |
11 | Elect Director Carolyn M. Ticknor | Mgmt | For | | For |
12 | Ratify Auditors | Mgmt | For | | For |
13 | Amend Omnibus Stock Plan | Mgmt | For | | For |
14 | Amend Executive Incentive Bonus Plan | Mgmt | For | | For |
15 | Require Independent Board Chairman | SH | Against | | Against |
| | | | | |
Lance, Inc. | | | | | |
Ticker LNCE | Meeting Date | | Meeting Type | Record Date | |
| 02-Dec-10 | | Special | 15-Oct-10 | |
| CUSIP: 514606102 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Issue Shares in Connection with Acquisition | Mgmt | For | | For |
2 | Change Company Name | Mgmt | For | | For |
3.1 | Elect Director Peter P. Brubaker | Mgmt | For | | For |
3.2 | Elect Director Carl E. Lee, Jr. | Mgmt | For | | For |
3.3 | Elect Director John E. Denton | Mgmt | For | | For |
3.4 | Elect Director Michael A. Warehime | Mgmt | For | | For |
4 | Adjourn Meeting | Mgmt | For | | For |
| | | | | |
NewAlliance Bancshares, Inc. | | | | | |
Ticker NAL | Meeting Date | | Meeting Type | Record Date | |
| 20-Dec-10 | | Special | 01-Nov-10 | |
| CUSIP: 650203102 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Approve Merger Agreement | Mgmt | For | | For |
2 | Adjourn Meeting | Mgmt | For | | For |
| | | | | |
Walgreen Co. | | | | | |
Ticker WAG | Meeting Date | | Meeting Type | Record Date | |
| 12-Jan-11 | | Annual | 15-Nov-10 | |
| CUSIP: 931422109 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director David J. Brailer | Mgmt | For | | For |
2 | Elect Director Steven A. Davis | Mgmt | For | | For |
3 | Elect Director William C. Foote | Mgmt | For | | For |
4 | Elect Director Mark P. Frissora | Mgmt | For | | For |
5 | Elect Director Ginger L. Graham | Mgmt | For | | For |
6 | Elect Director Alan G. McNally | Mgmt | For | | For |
7 | Elect Director Nancy M. Schlichting | Mgmt | For | | For |
8 | Elect Director David Y. Schwartz | Mgmt | For | | For |
9 | Elect Director Alejandro Silva | Mgmt | For | | For |
10 | Elect Director James A. Skinner | Mgmt | For | | For |
11 | Elect Director Gregory D. Wasson | Mgmt | For | | For |
12 | Ratify Auditors | Mgmt | For | | For |
13 | Amend Articles of Incorporation to Revise the Purpose Clause | Mgmt | For | | For |
14 | Reduce Supermajority Vote Requirement | Mgmt | For | | For |
15 | Rescind Fair Price Provision | Mgmt | For | | For |
16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
17 | Performance-Based Equity Awards | SH | Against | | For |
| | | | | |
Costco Wholesale Corporation | | | | | |
Ticker COST | Meeting Date | | Meeting Type | Record Date | |
| 27-Jan-11 | | Annual | 22-Nov-10 | |
| CUSIP: 22160K105 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Susan L. Decker | Mgmt | For | | For |
1.2 | Elect Director Richard M. Libenson | Mgmt | For | | For |
1.3 | Elect Director John W. Meisenbach | Mgmt | For | | For |
1.4 | Elect Director Charles T. Munger | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
| | | | | |
Becton, Dickinson and Company | | | | | |
Ticker BDX | Meeting Date | | Meeting Type | Record Date | |
| 01-Feb-11 | | Annual | 10-Dec-10 | |
| CUSIP: 075887109 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Basil L. Anderson | Mgmt | For | | For |
1.2 | Elect Director Henry P. Becton, Jr. | Mgmt | For | | For |
1.3 | Elect Director Edward F. Degraan | Mgmt | For | | For |
1.4 | Elect Director C.M. Fraser-Liggett | Mgmt | For | | For |
1.5 | Elect Director Christopher Jones | Mgmt | For | | For |
1.6 | Elect Director Marshall O. Larsen | Mgmt | For | | For |
1.7 | Elect Director Edward J. Ludwig | Mgmt | For | | For |
1.8 | Elect Director Adel A.F. Mahmoud | Mgmt | For | | For |
1.9 | Elect Director Gary A. Mecklenburg | Mgmt | For | | For |
1.10 | Elect Director Cathy E. Minehan | Mgmt | For | | Withhold |
1.11 | Elect Director James F. Orr | Mgmt | For | | For |
1.12 | Elect Director Willard J. Overlock, Jr | Mgmt | For | | For |
1.13 | Elect Director Bertram L. Scott | Mgmt | For | | For |
1.14 | Elect Director Alfred Sommer | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | None | | One Year |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
6 | Provide for Cumulative Voting | SH | Against | | For |
| | | | | |
Novartis AG | | | | | |
Ticker NOVN | Meeting Date | | Meeting Type | Record Date | |
| 22-Feb-11 | | Annual | 25-Jan-11 | |
| CUSIP: H5820Q150 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
| Meeting for ADR Holders | Mgmt | | | |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | | For |
2 | Approve Discharge of Board and Senior Management | Mgmt | For | | For |
3 | Approve Allocation of Income and Dividends of CHF 2.20 per Share | Mgmt | For | | For |
4 | Approve Remuneration System | Mgmt | For | | Against |
5a | Reelect Ann Fudge as Director | Mgmt | For | | For |
5b | Reelect Pierre Landolt as Director | Mgmt | For | | For |
5c | Reelect Ulrich Lehner as Director | Mgmt | For | | For |
5d | Elect Enrico Vanni as Director | Mgmt | For | | For |
6 | Ratify PricewaterhouseCoopers AG as Auditors | Mgmt | For | | For |
7 | Additional And/or Counter-proposals Presented At The Meeting | Mgmt | For | | Against |
| | | | | |
International Game Technology | | | | | |
Ticker IGT | Meeting Date | | Meeting Type | Record Date | |
| 01-Mar-11 | | Annual | 03-Jan-11 | |
| CUSIP: 459902102 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Paget L. Alves | Mgmt | For | | For |
1.2 | Elect Director Janice Chaffin | Mgmt | For | | For |
1.3 | Elect Director Greg Creed | Mgmt | For | | For |
1.4 | Elect Director Patti S. Hart | Mgmt | For | | For |
1.5 | Elect Director Robert J. Miller | Mgmt | For | | For |
1.6 | Elect Director David E. Roberson | Mgmt | For | | For |
1.7 | Elect Director Vincent L. Sadusky | Mgmt | For | | For |
1.8 | Elect Director Philip G. Satre | Mgmt | For | | For |
2 | Amend Omnibus Stock Plan | Mgmt | For | | For |
3 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
6 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
QUALCOMM Incorporated | | | | | |
Ticker QCOM | Meeting Date | | Meeting Type | Record Date | |
| 08-Mar-11 | | Annual | 10-Jan-11 | |
| CUSIP: 747525103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Barbara T. Alexander | Mgmt | For | | For |
1.2 | Elect Director Stephen M. Bennett | Mgmt | For | | For |
1.3 | Elect Director Donald G. Cruickshank | Mgmt | For | | For |
1.4 | Elect Director Raymond V. Dittamore | Mgmt | For | | For |
1.5 | Elect Director Thomas W. Horton | Mgmt | For | | For |
1.6 | Elect Director Irwin Mark Jacobs | Mgmt | For | | For |
1.7 | Elect Director Paul E. Jacobs | Mgmt | For | | For |
1.8 | Elect Director Robert E. Kahn | Mgmt | For | | For |
1.9 | Elect Director Sherry Lansing | Mgmt | For | | For |
1.10 | Elect Director Duane A. Nelles | Mgmt | For | | For |
1.11 | Elect Director Francisco Ros | Mgmt | For | | For |
1.12 | Elect Director Brent Scowcroft | Mgmt | For | | For |
1.13 | Elect Director Marc I. Stern | Mgmt | For | | For |
2 | Amend Omnibus Stock Plan | Mgmt | For | | For |
3 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
6 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
7 | Require a Majority Vote for the Election of Directors | SH | Against | | For |
| | | | | |
Tyco Electronics Ltd. | | | | | |
Ticker TEL | Meeting Date | | Meeting Type | Record Date | |
| 09-Mar-11 | | Annual | 17-Feb-11 | |
| CUSIP: H8912P106 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Reelect Pierre Brondeau as Director | Mgmt | For | | For |
2 | Reelect Juergen Gromer as Director | Mgmt | For | | For |
3 | Reelect Robert Hernandez as Director | Mgmt | For | | For |
4 | Reelect Thomas Lynch as Director | Mgmt | For | | For |
5 | Reelect Daniel Phelan as Director | Mgmt | For | | For |
6 | Reelect Frederic Poses as Director | Mgmt | For | | For |
7 | Reelect Lawrence Smith as Director | Mgmt | For | | For |
8 | Reelect Paula Sneed as Director | Mgmt | For | | For |
9 | Reelect David Steiner as Director | Mgmt | For | | For |
10 | Reelect John Van Scoter as Director | Mgmt | For | | For |
11 | Accept Annual Report for Fiscal 2009/2010 | Mgmt | For | | For |
12 | Accept Statutory Financial Statements for Fiscal 2010/2011 | Mgmt | For | | For |
13 | Accept Consolidated Financial Statements for Fiscal 2010/2011 | Mgmt | For | | For |
14 | Approve Discharge of Board and Senior Management | Mgmt | For | | For |
15 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2010/2011 | Mgmt | For | | For |
16 | Ratify Deloitte AG as Swiss Registered Auditors for Fiscal 2010/2011 | Mgmt | For | | For |
17 | Ratify PricewaterhouseCoopers AG as Special Auditor for Fiscal 2010/2011 | Mgmt | For | | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
19 | Advisory Vote on Say on Pay Frequency | Mgmt | None | | One Year |
20 | Approve Ordinary Cash Dividend | Mgmt | For | | For |
21 | Change Company Name to TE Connectivity Ltd | Mgmt | For | | For |
22 | Amend Articles to Renew Authorized Share Capital | Mgmt | For | | For |
23 | Approve Reduction in Share Capital | Mgmt | For | | For |
24 | Authorize Repurchase of up to USD 800 million of Share Capital | Mgmt | For | | Against |
25 | Adjourn Meeting | Mgmt | For | | Against |
| | | | | |
Tyco International, Ltd. | | | | | |
Ticker TYC | Meeting Date | | Meeting Type | Record Date | |
| 09-Mar-11 | | Annual | 10-Jan-11 | |
| CUSIP: H89128104 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports for Fiscal 2009/2010 | Mgmt | For | | For |
2 | Approve Discharge of Board and Senior Management | Mgmt | For | | For |
3.1 | Elect Edward D. Breen as Director | Mgmt | For | | For |
3.2 | Elect Michael Daniels as Director | Mgmt | For | | For |
3.3 | Reelect Timothy Donahue as Director | Mgmt | For | | For |
3.4 | Reelect Brian Duperreault as Director | Mgmt | For | | For |
3.5 | Reelect Bruce Gordon as Director | Mgmt | For | | For |
3.6 | Reelect Rajiv L. Gupta as Director | Mgmt | For | | For |
3.7 | Reelect John Krol as Director | Mgmt | For | | For |
3.8 | Reelect Brendan O'Neill as Director | Mgmt | For | | For |
3.9 | Reelect Dinesh Paliwal as Director | Mgmt | For | | For |
3.10 | Reelect William Stavropoulos as Director | Mgmt | For | | For |
3.11 | Reelect Sandra Wijnberg as Director | Mgmt | For | | For |
3.12 | Reelect R. David Yost as Director | Mgmt | For | | For |
4a | Ratify Deloitte AG as Auditors | Mgmt | For | | For |
4b | Appoint Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2010/2011 | Mgmt | For | | For |
4c | Ratify PricewaterhouseCoopers AG as Special Auditors | Mgmt | For | | For |
5a | Approve Carrying Forward of Net Loss | Mgmt | For | | For |
5b | Approve Ordinary Cash Dividend | Mgmt | For | | For |
6 | Amend Articles to Renew Authorized Share Capital | Mgmt | For | | For |
7 | Approve CHF 188,190,276.70 Reduction in Share Capital | Mgmt | For | | For |
8a | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
8b | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
| | | | | |
Hewlett-Packard Company | | | | | |
Ticker HPQ | Meeting Date | | Meeting Type | Record Date | |
| 23-Mar-11 | | Annual | 24-Jan-11 | |
| CUSIP: 428236103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director M. L. Andreessen | Mgmt | For | | For |
2 | Elect Director L. Apotheker | Mgmt | For | | For |
3 | Elect Director L.T. Babbio, Jr. | Mgmt | For | | Against |
4 | Elect Director S.M. Baldauf | Mgmt | For | | Against |
5 | Elect Director S. Banerji | Mgmt | For | | For |
6 | Elect Director R.L. Gupta | Mgmt | For | | For |
7 | Elect Director J.H. Hammergren | Mgmt | For | | For |
8 | Elect Director R.J. Lane | Mgmt | For | | For |
9 | Elect Director G.M. Reiner | Mgmt | For | | For |
10 | Elect Director P.F. Russo | Mgmt | For | | For |
11 | Elect Director D. Senequier | Mgmt | For | | For |
12 | Elect Director G.K. Thompson | Mgmt | For | | Against |
13 | Elect Director M.C. Whitman | Mgmt | For | | For |
14 | Ratify Auditors | Mgmt | For | | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
16 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
17 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For | | For |
18 | Amend Executive Incentive Bonus Plan | Mgmt | For | | For |
| | | | | |
The Walt Disney Company | | | | | |
Ticker DIS | Meeting Date | | Meeting Type | Record Date | |
| 23-Mar-11 | | Annual | 24-Jan-11 | |
| CUSIP: 254687106 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Susan E. Arnold | Mgmt | For | | For |
2 | Elect Director John E. Bryson | Mgmt | For | | For |
3 | Elect Director John S. Chen | Mgmt | For | | For |
4 | Elect Director Judith L. Estrin | Mgmt | For | | For |
5 | Elect Director Robert A. Iger | Mgmt | For | | For |
6 | Elect Director Steven P. Jobs | Mgmt | For | | For |
7 | Elect Director Fred H. Langhammer | Mgmt | For | | For |
8 | Elect Director Aylwin B. Lewis | Mgmt | For | | For |
9 | Elect Director Monica C. Lozano | Mgmt | For | | For |
10 | Elect Director Robert W. Matschullat | Mgmt | For | | For |
11 | Elect Director John E. Pepper, Jr. | Mgmt | For | | For |
12 | Elect Director Sheryl Sandberg | Mgmt | For | | For |
13 | Elect Director Orin C. Smith | Mgmt | For | | For |
14 | Ratify Auditors | Mgmt | For | | For |
15 | Approve Omnibus Stock Plan | Mgmt | For | | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
17 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
18 | Prohibit Retesting Performance Goals | SH | Against | | For |
| | | | | |
Novartis AG | | | | | |
Ticker NOVN | Meeting Date | | Meeting Type | Record Date | |
| 08-Apr-11 | | Special | 25-Feb-11 | |
| CUSIP: H5820Q150 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
| Meeting for ADR Holders | Mgmt | | | |
1.1 | Approve Merger Agreement with Alcon Inc. | Mgmt | For | | For |
1.2 | Approve Creation of CHF 54 Million Pool of Authorized Capital in Connection with Merger Agreement with Alcon Inc. | Mgmt | For | | For |
2 | Additional And/or Counter-proposals Presented At The Meeting | Mgmt | For | | Against |
| | | | | |
The Bank of New York Mellon Corporation | | | | | |
Ticker BK | Meeting Date | | Meeting Type | Record Date | |
| 12-Apr-11 | | Annual | 11-Feb-11 | |
| CUSIP: 064058100 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Ruth E. Bruch | Mgmt | For | | For |
2 | Elect Director Nicholas M. Donofrio | Mgmt | For | | For |
3 | Elect Director Gerald L. Hassell | Mgmt | For | | For |
4 | Elect Director Edmund F. Kelly | Mgmt | For | | For |
5 | Elect Director Robert P. Kelly | Mgmt | For | | For |
6 | Elect Director Richard J. Kogan | Mgmt | For | | For |
7 | Elect Director Michael J. Kowalski | Mgmt | For | | For |
8 | Elect Director John A. Luke, Jr. | Mgmt | For | | For |
9 | Elect Director Mark A. Nordenberg | Mgmt | For | | For |
10 | Elect Director Catherine A. Rein | Mgmt | For | | For |
11 | Elect Director William C. Richardson | Mgmt | For | | For |
12 | Elect Director Samuel C. Scott III | Mgmt | For | | For |
13 | Elect Director John P. Surma | Mgmt | For | | For |
14 | Elect Director Wesley W. von Schack | Mgmt | For | | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
16 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
17 | Amend Omnibus Stock Plan | Mgmt | For | | For |
18 | Amend Executive Incentive Bonus Plan | Mgmt | For | | For |
19 | Ratify Auditors | Mgmt | For | | For |
20 | Provide for Cumulative Voting | SH | Against | | For |
| | | | | |
Carnival Corporation | | | | | |
Ticker CCL | Meeting Date | | Meeting Type | Record Date | |
| 13-Apr-11 | | Annual | 14-Feb-11 | |
| CUSIP: 143658300 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Reelect Micky Arison As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Mgmt | For | | For |
2 | Reelect Sir Jonathon Band As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Mgmt | For | | For |
3 | Reelect Robert H. Dickinson As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Mgmt | For | | For |
4 | Reelect Arnold W. Donald As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Mgmt | For | | For |
5 | Reelect Pier Luigi Foschi As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Mgmt | For | | For |
6 | Reelect Howard S. Frank As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Mgmt | For | | For |
7 | Reelect Richard J. Glasier As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Mgmt | For | | For |
8 | Reelect Modesto A. Maidique As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Mgmt | For | | For |
9 | Reelect Sir John Parker As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Mgmt | For | | For |
10 | Reelect Peter G. Ratcliffe As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Mgmt | For | | For |
11 | Reelect Stuart Subotnick As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Mgmt | For | | For |
12 | Reelect Laura Weil As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Mgmt | For | | For |
13 | Reelect Randall J. Weisenburger As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Mgmt | For | | For |
14 | Reelect Uzi Zucker As A Director Of Carnival Corporation And As A Director Of Carnival Plc | Mgmt | For | | For |
15 | Reappoint The UK Firm Of PricewaterhouseCoopers LLP As Independent Auditors For Carnival Plc And Ratify The U.S. Firm Of PricewaterhouseCoopers LLP As The Independent Auditor For Carnival Corporation | Mgmt | For | | For |
16 | Authorize The Audit Committee Of Carnival Plc To Fix Remuneration Of The Independent Auditors Of Carnival Plc | Mgmt | For | | For |
17 | Receive The UK Accounts And Reports Of The Directors And Auditors Of Carnival Plc For The Year Ended November 30, 2010 | Mgmt | For | | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
19 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
20 | Approve Remuneration of Executive and Non-Executive Directors | Mgmt | For | | For |
21 | Authorize Issue of Equity with Pre-emptive Rights | Mgmt | For | | For |
22 | Authorize Issue of Equity without Pre-emptive Rights | Mgmt | For | | For |
23 | Authorise Shares for Market Purchase | Mgmt | For | | For |
24 | Approve Omnibus Stock Plan | Mgmt | For | | For |
| | | | | |
H.B. Fuller Company | | | | | |
Ticker FUL | Meeting Date | | Meeting Type | Record Date | |
| 14-Apr-11 | | Annual | 16-Feb-11 | |
| CUSIP: 359694106 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director J. Michael Losh | Mgmt | For | | For |
1.2 | Elect Director Lee R. Mitau | Mgmt | For | | For |
1.3 | Elect Director R. William Van Sant | Mgmt | For | | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Genuine Parts Company | | | | | |
Ticker GPC | Meeting Date | | Meeting Type | Record Date | |
| 18-Apr-11 | | Annual | 10-Feb-11 | |
| CUSIP: 372460105 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Mary B. Bullock | Mgmt | For | | For |
1.2 | Elect Director Jean Douville | Mgmt | For | | For |
1.3 | Elect Director Thomas C. Gallagher | Mgmt | For | | For |
1.4 | Elect Director George C. Guynn | Mgmt | For | | For |
1.5 | Elect Director John R. Holder | Mgmt | For | | For |
1.6 | Elect Director John D. Johns | Mgmt | For | | For |
1.7 | Elect Director Michael M.E. Johns | Mgmt | For | | For |
1.8 | Elect Director J. Hicks Lanier | Mgmt | For | | For |
1.9 | Elect Director Robert C. Loudermilk, Jr. | Mgmt | For | | For |
1.10 | Elect Director Wendy B. Needham | Mgmt | For | | For |
1.11 | Elect Director Jerry W. Nix | Mgmt | For | | For |
1.12 | Elect Director Gary W. Rollins | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
4 | Amend Omnibus Stock Plan | Mgmt | For | | For |
5 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Hudson City Bancorp, Inc. | | | | | |
Ticker HCBK | Meeting Date | | Meeting Type | Record Date | |
| 19-Apr-11 | | Annual | 01-Mar-11 | |
| CUSIP: 443683107 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Ronald E. Hermance, Jr. | Mgmt | For | | For |
2 | Elect Director William G. Bardel | Mgmt | For | | For |
3 | Elect Director Scott A. Belair | Mgmt | For | | For |
4 | Elect Director Cornelius E. Golding | Mgmt | For | | For |
5 | Ratify Auditors | Mgmt | For | | For |
6 | Approve Omnibus Stock Plan | Mgmt | For | | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
8 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
9 | Declassify the Board of Directors | SH | Against | | For |
| | | | | |
FirstMerit Corporation | | | | | |
Ticker FMER | Meeting Date | | Meeting Type | Record Date | |
| 20-Apr-11 | | Annual | 22-Feb-11 | |
| CUSIP: 337915102 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Steven H. Baer | Mgmt | For | | For |
1.2 | Elect Director Karen S. Belden | Mgmt | For | | For |
1.3 | Elect Director R. Cary Blair | Mgmt | For | | For |
1.4 | Elect Director John C. Blickle | Mgmt | For | | For |
1.5 | Elect Director Robert W. Briggs | Mgmt | For | | For |
1.6 | Elect Director Richard Colella | Mgmt | For | | For |
1.7 | Elect Director Gina D. France | Mgmt | For | | For |
1.8 | Elect Director Paul G. Greig | Mgmt | For | | For |
1.9 | Elect Director Terry L. Haines | Mgmt | For | | For |
1.10 | Elect Director J. Michael Hochschwender | Mgmt | For | | For |
1.11 | Elect Director Clifford J. Isroff | Mgmt | For | | For |
1.12 | Elect Director Philip A. Lloyd II | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
5 | Approve Omnibus Stock Plan | Mgmt | For | | For |
| | | | | |
Sonoco Products Company | | | | | |
Ticker SON | Meeting Date | | Meeting Type | Record Date | |
| 20-Apr-11 | | Annual | 18-Feb-11 | |
| CUSIP: 835495102 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director J.L. Coker | Mgmt | For | | For |
1.2 | Elect Director J.M. Micali | Mgmt | For | | For |
1.3 | Elect Director L.W. Newton | Mgmt | For | | For |
1.4 | Elect Director M.D. Oken | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
Kimberly-Clark Corporation | | | | | |
Ticker KMB | Meeting Date | | Meeting Type | Record Date | |
| 21-Apr-11 | | Annual | 22-Feb-11 | |
| CUSIP: 494368103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director John R. Alm | Mgmt | For | | For |
2 | Elect Director John F. Bergstrom | Mgmt | For | | For |
3 | Elect Director Abelardo E. Bru | Mgmt | For | | For |
4 | Elect Director Robert W. Decherd | Mgmt | For | | For |
5 | Elect Director Thomas J. Falk | Mgmt | For | | For |
6 | Elect Director Mae C. Jemison | Mgmt | For | | For |
7 | Elect Director James M. Jenness | Mgmt | For | | For |
8 | Elect Director Nancy J. Karch | Mgmt | For | | For |
9 | Elect Director Ian C. Read | Mgmt | For | | For |
10 | Elect Director Linda Johnson Rice | Mgmt | For | | For |
11 | Elect Director Marc J. Shapiro | Mgmt | For | | For |
12 | Elect Director G. Craig Sullivan | Mgmt | For | | For |
13 | Ratify Auditors | Mgmt | For | | For |
14 | Approve Non-Employee Director Omnibus Stock Plan | Mgmt | For | | For |
15 | Approve Omnibus Stock Plan | Mgmt | For | | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
17 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
People's United Financial, Inc. | | | | | |
Ticker PBCT | Meeting Date | | Meeting Type | Record Date | |
| 21-Apr-11 | | Annual | 28-Feb-11 | |
| CUSIP: 712704105 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director John P. Barnes | Mgmt | For | | For |
1.2 | Elect Director Collin P. Baron | Mgmt | For | | For |
1.3 | Elect Director Richard M. Hoyt | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Texas Instruments Incorporated | | | | | |
Ticker TXN | Meeting Date | | Meeting Type | Record Date | |
| 21-Apr-11 | | Annual | 22-Feb-11 | |
| CUSIP: 882508104 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director R.W. Babb, Jr. | Mgmt | For | | For |
2 | Elect Director D.A. Carp | Mgmt | For | | For |
3 | Elect Director C.S. Cox | Mgmt | For | | For |
4 | Elect Director S.P. MacMillan | Mgmt | For | | For |
5 | Elect Director P.H. Patsley | Mgmt | For | | For |
6 | Elect Director R.E. Sanchez | Mgmt | For | | For |
7 | Elect Director W.R. Sanders | Mgmt | For | | For |
8 | Elect Director R.J. Simmons | Mgmt | For | | For |
9 | Elect Director R.K. Templeton | Mgmt | For | | For |
10 | Elect Director C.T. Whitman | Mgmt | For | | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
12 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
13 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Honeywell International Inc. | | | | | |
Ticker HON | Meeting Date | | Meeting Type | Record Date | |
| 25-Apr-11 | | Annual | 25-Feb-11 | |
| CUSIP: 438516106 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Gordon M. Bethune | Mgmt | For | | For |
2 | Elect Director Kevin Burke | Mgmt | For | | For |
3 | Elect Director Jaime Chico Pardo | Mgmt | For | | For |
4 | Elect Director David M. Cote | Mgmt | For | | For |
5 | Elect Director D. Scott Davis | Mgmt | For | | For |
6 | Elect Director Linnet F. Deily | Mgmt | For | | For |
7 | Elect Director Judd Gregg | Mgmt | For | | For |
8 | Elect Director Clive R. Hollick | Mgmt | For | | For |
9 | Elect Director George Paz | Mgmt | For | | For |
10 | Elect Director Bradley T. Sheares | Mgmt | For | | For |
11 | Ratify Auditors | Mgmt | For | | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
13 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
14 | Approve Omnibus Stock Plan | Mgmt | For | | For |
15 | Amend Executive Incentive Bonus Plan | Mgmt | For | | For |
16 | Provide Right to Act by Written Consent | SH | Against | | For |
17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
| | | | | |
Alexander & Baldwin, Inc. | | | | | |
Ticker ALEX | Meeting Date | | Meeting Type | Record Date | |
| 26-Apr-11 | | Annual | 16-Feb-11 | |
| CUSIP: 014482103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Director W.B. Baird | Mgmt | For | | For |
1.2 | Director M.J. Chun | Mgmt | For | | For |
1.3 | Director W.A. Doane | Mgmt | For | | For |
1.4 | Director W.A. Dods, Jr. | Mgmt | For | | For |
1.5 | Director C.G. King | Mgmt | For | | For |
1.6 | Director S.M. Kuriyama | Mgmt | For | | For |
1.7 | Director C.H. Lau | Mgmt | For | | For |
1.8 | Director D.M. Pasquale | Mgmt | For | | For |
1.9 | Director J.N. Watanabe | Mgmt | For | | For |
2 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
American Electric Power Company, Inc. | | | | | |
Ticker AEP | Meeting Date | | Meeting Type | Record Date | |
| 26-Apr-11 | | Annual | 28-Feb-11 | |
| CUSIP: 025537101 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director David J. Anderson | Mgmt | For | | For |
2 | Elect Director James F. Cordes | Mgmt | For | | For |
3 | Elect Director Ralph D. Crosby, Jr. | Mgmt | For | | For |
4 | Elect Director Linda A. Goodspeed | Mgmt | For | | For |
5 | Elect Director Thomas E. Hoaglin | Mgmt | For | | For |
6 | Elect Director Lester A. Hudson, Jr. | Mgmt | For | | For |
7 | Elect Director Michael G. Morris | Mgmt | For | | For |
8 | Elect Director Richard C. Notebaert | Mgmt | For | | For |
9 | Elect Director Lionel L. Nowell III | Mgmt | For | | For |
10 | Elect Director Richard L. Sandor | Mgmt | For | | For |
11 | Elect Director Kathryn D. Sullivan | Mgmt | For | | For |
12 | Elect Director Sara Martinez Tucker | Mgmt | For | | For |
13 | Elect Director John F. Turner | Mgmt | For | | For |
14 | Ratify Auditors | Mgmt | For | | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
16 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
Comerica Incorporated | | | | | |
Ticker CMA | Meeting Date | | Meeting Type | Record Date | |
| 26-Apr-11 | | Annual | 25-Feb-11 | |
| CUSIP: 200340107 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Roger A. Cregg | Mgmt | For | | For |
2 | Elect Director T. Kevin DeNicola | Mgmt | For | | For |
3 | Elect Director Alfred A. Piergallini | Mgmt | For | | For |
4 | Elect Director Nina G. Vaca | Mgmt | For | | For |
5 | Ratify Auditors | Mgmt | For | | For |
6 | Approve Executive Incentive Bonus Plan | Mgmt | For | | For |
7 | Reduce Supermajority Vote Requirement | Mgmt | For | | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
9 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
Fortune Brands, Inc. | | | | | |
Ticker FO | Meeting Date | | Meeting Type | Record Date | |
| 26-Apr-11 | | Annual | 25-Feb-11 | |
| CUSIP: 349631101 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Richard A. Goldstein | Mgmt | For | | For |
2 | Elect Director Pierre E. Leroy | Mgmt | For | | For |
3 | Elect Director A. D. David Mackay | Mgmt | For | | For |
4 | Elect Director Anne M. Tatlock | Mgmt | For | | For |
5 | Elect Director Norman H. Wesley | Mgmt | For | | For |
6 | Elect Director Peter M. Wilson | Mgmt | For | | For |
7 | Ratify Auditors | Mgmt | For | | For |
8 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
10 | Provide Right to Call Special Meeting | Mgmt | For | | For |
11 | Approve Omnibus Stock Plan | Mgmt | For | | For |
| | | | | |
MDU Resources Group, Inc. | | | | | |
Ticker MDU | Meeting Date | | Meeting Type | Record Date | |
| 26-Apr-11 | | Annual | 25-Feb-11 | |
| CUSIP: 552690109 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Thomas Everist | Mgmt | For | | For |
2 | Elect Director Karen B. Fagg | Mgmt | For | | For |
3 | Elect Director Terry D. Hildestad | Mgmt | For | | For |
4 | Elect Director A. Bart Holaday | Mgmt | For | | For |
5 | Elect Director Dennis W. Johnson | Mgmt | For | | For |
6 | Elect Director Thomas C. Knudson | Mgmt | For | | For |
7 | Elect Director Richard H. Lewis | Mgmt | For | | For |
8 | Elect Director Patricia L. Moss | Mgmt | For | | For |
9 | Elect Director Harry J. Pearce | Mgmt | For | | For |
10 | Elect Director John K. Wilson | Mgmt | For | | For |
11 | Amend Omnibus Stock Plan | Mgmt | For | | For |
12 | Ratify Auditors | Mgmt | For | | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
14 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
The Chubb Corporation | | | | | |
Ticker CB | Meeting Date | | Meeting Type | Record Date | |
| 26-Apr-11 | | Annual | 04-Mar-11 | |
| CUSIP: 171232101 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Zoe Baird | Mgmt | For | | For |
2 | Elect Director Sheila P. Burke | Mgmt | For | | For |
3 | Elect Director James I. Cash, Jr. | Mgmt | For | | For |
4 | Elect Director John D. Finnegan | Mgmt | For | | For |
5 | Elect Director Lawrence W. Kellner | Mgmt | For | | For |
6 | Elect Director Martin G. McGuinn | Mgmt | For | | For |
7 | Elect Director Lawrence M. Small | Mgmt | For | | For |
8 | Elect Director Jess Soderberg | Mgmt | For | | For |
9 | Elect Director Daniel E. Somers | Mgmt | For | | For |
10 | Elect Director James M. Zimmerman | Mgmt | For | | For |
11 | Elect Director Alfred W. Zollar | Mgmt | For | | For |
12 | Approve Executive Incentive Bonus Plan | Mgmt | For | | For |
13 | Ratify Auditors | Mgmt | For | | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
15 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
| | | | | |
The PNC Financial Services Group, Inc. | | | | | |
Ticker PNC | Meeting Date | | Meeting Type | Record Date | |
| 26-Apr-11 | | Annual | 11-Feb-11 | |
| CUSIP: 693475105 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Richard O. Berndt | Mgmt | For | | For |
2 | Elect Director Charles E. Bunch | Mgmt | For | | For |
3 | Elect Director Paul W. Chellgren | Mgmt | For | | For |
4 | Elect Director Kay Coles James | Mgmt | For | | For |
5 | Elect Director Richard B. Kelson | Mgmt | For | | Against |
6 | Elect Director Bruce C. Lindsay | Mgmt | For | | For |
7 | Elect Director Anthony A. Massaro | Mgmt | For | | For |
8 | Elect Director Jane G. Pepper | Mgmt | For | | For |
9 | Elect Director James E. Rohr | Mgmt | For | | For |
10 | Elect Director Donald J. Shepard | Mgmt | For | | For |
11 | Elect Director Lorene K. Steffes | Mgmt | For | | For |
12 | Elect Director Dennis F. Strigl | Mgmt | For | | For |
13 | Elect Director Thomas J. Usher | Mgmt | For | | For |
14 | Elect Director George H. Walls, Jr. | Mgmt | For | | For |
15 | Elect Director Helge H. Wehmeier | Mgmt | For | | For |
16 | Ratify Auditors | Mgmt | For | | For |
17 | Amend Omnibus Stock Plan | Mgmt | For | | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
19 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
Ameriprise Financial, Inc. | | | | | |
Ticker AMP | Meeting Date | | Meeting Type | Record Date | |
| 27-Apr-11 | | Annual | 28-Feb-11 | |
| CUSIP: 03076C106 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Siri S. Marshall | Mgmt | For | | For |
2 | Elect Director W. Walker Lewis | Mgmt | For | | For |
3 | Elect Director William H. Turner | Mgmt | For | | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
6 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
E. I. du Pont de Nemours and Company | | | | | |
Ticker DD | Meeting Date | | Meeting Type | Record Date | |
| 27-Apr-11 | | Annual | 02-Mar-11 | |
| CUSIP: 263534109 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Richard H. Brown | Mgmt | For | | For |
2 | Elect Director Robert A. Brown | Mgmt | For | | For |
3 | Elect Director Bertrand P. Collomb | Mgmt | For | | For |
4 | Elect Director Curtis J. Crawford | Mgmt | For | | For |
5 | Elect Director Alexander M. Cutler | Mgmt | For | | For |
6 | Elect Director Eleuthere I. du Pont | Mgmt | For | | For |
7 | Elect Director Marillyn A. Hewson | Mgmt | For | | For |
8 | Elect Director Lois D. Juliber | Mgmt | For | | For |
9 | Elect Director Ellen J. Kullman | Mgmt | For | | For |
10 | Elect Director William K. Reilly | Mgmt | For | | For |
11 | Ratify Auditors | Mgmt | For | | For |
12 | Amend Omnibus Stock Plan | Mgmt | For | | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
14 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
15 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
16 | Report on Genetically Engineered Seed | SH | Against | | Against |
17 | Report on Pay Disparity | SH | Against | | Against |
| | | | | |
General Electric Company | | | | | |
Ticker GE | Meeting Date | | Meeting Type | Record Date | |
| 27-Apr-11 | | Annual | 28-Feb-11 | |
| CUSIP: 369604103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director W. Geoffrey Beattie | Mgmt | For | | For |
2 | Elect Director James I. Cash, Jr. | Mgmt | For | | For |
3 | Elect Director Ann M. Fudge | Mgmt | For | | For |
4 | Elect Director Susan Hockfield | Mgmt | For | | For |
5 | Elect Director Jeffrey R. Immelt | Mgmt | For | | For |
6 | Elect Director Andrea Jung | Mgmt | For | | For |
7 | Elect Director Alan G. Lafley | Mgmt | For | | For |
8 | Elect Director Robert W. Lane | Mgmt | For | | For |
9 | Elect Director Ralph S. Larsen | Mgmt | For | | For |
10 | Elect Director Rochelle B. Lazarus | Mgmt | For | | For |
11 | Elect Director James J. Mulva | Mgmt | For | | For |
12 | Elect Director Sam Nunn | Mgmt | For | | For |
13 | Elect Director Roger S. Penske | Mgmt | For | | For |
14 | Elect Director Robert J. Swieringa | Mgmt | For | | For |
15 | Elect Director James S. Tisch | Mgmt | For | | For |
16 | Elect Director Douglas A. Warner III | Mgmt | For | | For |
17 | Ratify Auditors | Mgmt | For | | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
19 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
20 | Provide for Cumulative Voting | SH | Against | | For |
21 | Performance-Based Equity Awards | SH | Against | | For |
22 | Withdraw Stock Options Granted to Executive Officers | SH | Against | | Against |
23 | Report on Climate Change Business Risk | SH | Against | | Against |
24 | Report on Animal Testing and Plans for Reduction | SH | Against | | Against |
| | | | | |
Marathon Oil Corporation | | | | | |
Ticker MRO | Meeting Date | | Meeting Type | Record Date | |
| 27-Apr-11 | | Annual | 28-Feb-11 | |
| CUSIP: 565849106 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Gregory H. Boyce | Mgmt | For | | Against |
2 | Elect Director Pierre Brondeau | Mgmt | For | | For |
3 | Elect Director Clarence P. Cazalot, Jr. | Mgmt | For | | Against |
4 | Elect Director David A. Daberko | Mgmt | For | | Against |
5 | Elect Director William L. Davis | Mgmt | For | | Against |
6 | Elect Director Shirley Ann Jackson | Mgmt | For | | Against |
7 | Elect Director Philip Lader | Mgmt | For | | Against |
8 | Elect Director Charles R. Lee | Mgmt | For | | Against |
9 | Elect Director Michael E. J. Phelps | Mgmt | For | | Against |
10 | Elect Director Dennis H. Reilley | Mgmt | For | | Against |
11 | Elect Director Seth E. Schofield | Mgmt | For | | Against |
12 | Elect Director John W. Snow | Mgmt | For | | Against |
13 | Elect Director Thomas J. Usher | Mgmt | For | | Against |
14 | Ratify Auditors | Mgmt | For | | For |
15 | Provide Right to Call Special Meeting | Mgmt | For | | Against |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
17 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
18 | Report on Accident Risk Reduction Efforts | SH | Against | | Against |
| | | | | |
The Coca-Cola Company | | | | | |
Ticker KO | Meeting Date | | Meeting Type | Record Date | |
| 27-Apr-11 | | Annual | 28-Feb-11 | |
| CUSIP: 191216100 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Herbert A. Allen | Mgmt | For | | For |
2 | Elect Director Ronald W. Allen | Mgmt | For | | For |
3 | Elect Director Howard G. Buffett | Mgmt | For | | For |
4 | Elect Director Barry Diller | Mgmt | For | | For |
5 | Elect Director Evan G. Greenberg | Mgmt | For | | For |
6 | Elect Director Alexis M. Herman | Mgmt | For | | For |
7 | Elect Director Muhtar Kent | Mgmt | For | | For |
8 | Elect Director Donald R. Keough | Mgmt | For | | For |
9 | Elect Director Maria Elena Lagomasino | Mgmt | For | | For |
10 | Elect Director Donald F. McHenry | Mgmt | For | | For |
11 | Elect Director Sam Nunn | Mgmt | For | | For |
12 | Elect Director James D. Robinson III | Mgmt | For | | For |
13 | Elect Director Peter V. Ueberroth | Mgmt | For | | For |
14 | Elect Director Jacob Wallenberg | Mgmt | For | | For |
15 | Elect Director James B. Williams | Mgmt | For | | For |
16 | Ratify Auditors | Mgmt | For | | For |
17 | Amend Executive Incentive Bonus Plan | Mgmt | For | | For |
18 | Amend Restricted Stock Plan | Mgmt | For | | For |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
20 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
21 | Publish Report on Chemical Bisphenol-A (BPA) | SH | Against | | For |
| | | | | |
Aspen Insurance Holdings Limited | | | | | |
Ticker AHL | Meeting Date | | Meeting Type | Record Date | |
| 28-Apr-11 | | Annual | 01-Mar-11 | |
| CUSIP: G05384105 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
2.1 | Elect Director Christopher O'Kane | Mgmt | For | | For |
2.2 | Elect Director John Cavoores | Mgmt | For | | For |
2.3 | Elect Director Liaquat Ahamed | Mgmt | For | | For |
2.4 | Elect Director Heidi Hutter | Mgmt | For | | For |
2.5 | Elect Director Albert Beer | Mgmt | For | | For |
3 | Ratify KPMG Audit plc, London, England as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | | For |
4 | Approve Omnibus Stock Plan | Mgmt | For | | Against |
| | | | | |
Avery Dennison Corporation | | | | | |
Ticker AVY | Meeting Date | | Meeting Type | Record Date | |
| 28-Apr-11 | | Annual | 28-Feb-11 | |
| CUSIP: 053611109 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Peter K. Barker | Mgmt | For | | For |
2 | Elect Director Ken C. Hicks | Mgmt | For | | For |
3 | Elect Director Debra L. Reed | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
5 | Declassify the Board of Directors | Mgmt | For | | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
7 | Advisory Vote on Say on Pay Frequency | Mgmt | Two Years | | One Year |
| | | | | |
Johnson & Johnson | | | | | |
Ticker JNJ | Meeting Date | | Meeting Type | Record Date | |
| 28-Apr-11 | | Annual | 01-Mar-11 | |
| CUSIP: 478160104 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Mary Sue Coleman | Mgmt | For | | For |
2 | Elect Director James G. Cullen | Mgmt | For | | For |
3 | Elect Director Ian E.L. Davis | Mgmt | For | | For |
4 | Elect Director Michael M.e. Johns | Mgmt | For | | For |
5 | Elect Director Susan L. Lindquist | Mgmt | For | | For |
6 | Elect Director Anne M. Mulcahy | Mgmt | For | | For |
7 | Elect Director Leo F. Mullin | Mgmt | For | | For |
8 | Elect Director William D. Perez | Mgmt | For | | For |
9 | Elect Director Charles Prince | Mgmt | For | | For |
10 | Elect Director David Satcher | Mgmt | For | | For |
11 | Elect Director William C. Weldon | Mgmt | For | | For |
12 | Ratify Auditors | Mgmt | For | | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
14 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
15 | Adopt Policy to Restrain Pharmaceutical Price Increases | SH | Against | | Against |
16 | Amend EEO Policy to Prohibit Discrimination Based on Applicant's Health Status | SH | Against | | Against |
17 | Adopt Animal-Free Training Methods | SH | Against | | Against |
| | | | | |
Pfizer Inc. | | | | | |
Ticker PFE | Meeting Date | | Meeting Type | Record Date | |
| 28-Apr-11 | | Annual | 01-Mar-11 | |
| CUSIP: 717081103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Dennis A. Ausiello | Mgmt | For | | For |
2 | Elect Director Michael S. Brown | Mgmt | For | | For |
3 | Elect Director M. Anthony Burns | Mgmt | For | | For |
4 | Elect Director W. Don Cornwell | Mgmt | For | | For |
5 | Elect Director Frances D. Fergusson | Mgmt | For | | For |
6 | Elect Director William H. Gray III | Mgmt | For | | For |
7 | Elect Director Constance J. Horner | Mgmt | For | | For |
8 | Elect Director James M. Kilts | Mgmt | For | | For |
9 | Elect Director George A. Lorch | Mgmt | For | | For |
10 | Elect Director John P. Mascotte | Mgmt | For | | For |
11 | Elect Director Suzanne Nora Johnson | Mgmt | For | | For |
12 | Elect Director Ian C. Read | Mgmt | For | | For |
13 | Elect Director Stephen W. Sanger | Mgmt | For | | For |
14 | Ratify Auditors | Mgmt | For | | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
16 | Advisory Vote on Say on Pay Frequency | Mgmt | Two Years | | One Year |
17 | Publish Political Contributions | SH | Against | | Against |
18 | Report on Public Policy Advocacy Process | SH | Against | | Against |
19 | Adopt Policy to Restrain Pharmaceutical Price Increases | SH | Against | | Against |
20 | Provide Right to Act by Written Consent | SH | Against | | For |
21 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
22 | Report on Animal Testing and Plans for Reduction | SH | Against | | Against |
| | | | | |
The Hershey Company | | | | | |
Ticker HSY | Meeting Date | | Meeting Type | Record Date | |
| 28-Apr-11 | | Annual | 28-Feb-11 | |
| CUSIP: 427866108 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director P.M. Arway | Mgmt | For | | For |
1.2 | Elect Director R.F. Cavanaugh | Mgmt | For | | For |
1.3 | Elect Director C.A. Davis | Mgmt | For | | For |
1.4 | Elect Director J.M. Mead | Mgmt | For | | For |
1.5 | Elect Director J.E. Nevels | Mgmt | For | | For |
1.6 | Elect Director A.J. Palmer | Mgmt | For | | For |
1.7 | Elect Director T.J. Ridge | Mgmt | For | | For |
1.8 | Elect Director D.L. Shedlarz | Mgmt | For | | For |
1.9 | Elect Director D.J. West | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
5 | Amend Omnibus Stock Plan | Mgmt | For | | For |
| | | | | |
Abbott Laboratories | | | | | |
Ticker ABT | Meeting Date | | Meeting Type | Record Date | |
| 29-Apr-11 | | Annual | 02-Mar-11 | |
| CUSIP: 002824100 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Robert J. Alpern | Mgmt | For | | For |
1.2 | Elect Director Roxanne S. Austin | Mgmt | For | | For |
1.3 | Elect Director W. James Farrell | Mgmt | For | | For |
1.4 | Elect Director H. Laurance Fuller | Mgmt | For | | For |
1.5 | Elect Director Edward M. Liddy | Mgmt | For | | For |
1.6 | Elect Director Phebe N. Novakovic | Mgmt | For | | For |
1.7 | Elect Director William A. Osborn | Mgmt | For | | For |
1.8 | Elect Director Samuel C. Scott III | Mgmt | For | | For |
1.9 | Elect Director Glenn F. Tilton | Mgmt | For | | For |
1.10 | Elect Director Miles D. White | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
5 | Adopt Policy on Pharmaceutical Price Restraint | SH | Against | | Against |
| | | | | |
AT&T Inc. | | | | | |
Ticker T | Meeting Date | | Meeting Type | Record Date | |
| 29-Apr-11 | | Annual | 01-Mar-11 | |
| CUSIP: 00206R102 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Randall L. Stephenson | Mgmt | For | | For |
2 | Elect Director Gilbert F. Amelio | Mgmt | For | | For |
3 | Elect Director Reuben V. Anderson | Mgmt | For | | For |
4 | Elect Director James H. Blanchard | Mgmt | For | | For |
5 | Elect Director Jaime Chico Pardo | Mgmt | For | | For |
6 | Elect Director James P. Kelly | Mgmt | For | | For |
7 | Elect Director Jon C. Madonna | Mgmt | For | | For |
8 | Elect Director Lynn M. Martin | Mgmt | For | | For |
9 | Elect Director John B. McCoy | Mgmt | For | | For |
10 | Elect Director Joyce M. Roche | Mgmt | For | | For |
11 | Elect Director Matthew K. Rose | Mgmt | For | | For |
12 | Elect Director Laura D Andrea Tyson | Mgmt | For | | For |
13 | Ratify Auditors | Mgmt | For | | For |
14 | Approve Omnibus Stock Plan | Mgmt | For | | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
16 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
17 | Report on Political Contributions | SH | Against | | For |
18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
19 | Provide Right to Act by Written Consent | SH | Against | | For |
| | | | | |
Cincinnati Financial Corporation | | | | | |
Ticker CINF | Meeting Date | | Meeting Type | Record Date | |
| 30-Apr-11 | | Annual | 03-Mar-11 | |
| CUSIP: 172062101 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Kenneth C. Lichtendahl | Mgmt | For | | For |
1.2 | Elect Director W. Rodney McMullen | Mgmt | For | | For |
1.3 | Elect Director Thomas R. Schiff | Mgmt | For | | For |
1.4 | Elect Director John F. Steele, Jr. | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
5 | Amend Omnibus Stock Plan | Mgmt | For | | For |
| | | | | |
Bank Mutual Corporation | | | | | |
Ticker BKMU | Meeting Date | | Meeting Type | Record Date | |
| 02-May-11 | | Annual | 01-Mar-11 | |
| CUSIP: 063750103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director David A. Baumgarten | Mgmt | For | | For |
1.2 | Elect Director David C. Boerke | Mgmt | For | | For |
1.3 | Elect Director Thomas J. Lopina, Sr. | Mgmt | For | | For |
1.4 | Elect Director Robert B. Olson | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
| | | | | |
Baxter International Inc. | | | | | |
Ticker BAX | Meeting Date | | Meeting Type | Record Date | |
| 03-May-11 | | Annual | 07-Mar-11 | |
| CUSIP: 071813109 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Wayne T. Hockmeyer | Mgmt | For | | For |
2 | Elect Director Robert L. Parkinson, Jr. | Mgmt | For | | For |
3 | Elect Director Thomas T. Stallkamp | Mgmt | For | | For |
4 | Elect Director Albert P.L. Stroucken | Mgmt | For | | For |
5 | Ratify Auditors | Mgmt | For | | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
7 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
8 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For | | For |
9 | Approve Omnibus Stock Plan | Mgmt | For | | For |
10 | Amend Certificate of Incorporation to Declassify the Board and Reduce Supermajority Voting Requirement | Mgmt | For | | For |
| | | | | |
Nokia Corp. | | | | | |
Ticker N/A | Meeting Date | | Meeting Type | Record Date | |
| 03-May-11 | | Annual | 07-Feb-11 | |
| CUSIP: X61873133 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
| Meeting for ADR Holders | Mgmt | | | |
1 | Open Meeting | Mgmt | | | |
2 | Call the Meeting to Order | Mgmt | | | |
3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Mgmt | | | |
4 | Acknowledge Proper Convening of Meeting | Mgmt | | | |
5 | Prepare and Approve List of Shareholders | Mgmt | | | |
6 | Receive Financial Statements and Statutory Reports, the Board's Report, and the Auditor's Report; Receive Review by the CEO | Mgmt | | | |
7 | Accept Financial Statements and Statutory Reports | Mgmt | For | | For |
8 | Approve Allocation of Income and Dividends of EUR 0.40 Per Share | Mgmt | For | | For |
9 | Approve Discharge of Board and President | Mgmt | For | | For |
10 | Approve Remuneration of Directors in the Amount of EUR 440,000 for Chairman, EUR 150,000 for Vice Chairman, and EUR 130,000 for Other Directors; Approve Remuneration for Committee Work | Mgmt | For | | For |
11 | Fix Number of Directors at Eleven | Mgmt | For | | For |
12.1 | Elect Stephen Elopas as Director | Mgmt | For | | For |
12.2 | Elect Dr. Bengt Holmstrom as Director | Mgmt | For | | For |
12.3 | Elect Prof. Dr. H. Kagermann as Director | Mgmt | For | | For |
12.4 | Elect Per Karlsson as Director | Mgmt | For | | For |
12.5 | Elect Jouko Karvinen as Director | Mgmt | For | | For |
12.6 | Elect Helge Lund as Director | Mgmt | For | | For |
12.7 | Elect Isabel Marey-Semper as Director | Mgmt | For | | For |
12.8 | Elect Jorma Ollila as Director | Mgmt | For | | For |
12.9 | Elect Dame Marjorie Scardino as Director | Mgmt | For | | For |
12.10 | Elect Risto Siilasmaa as Director | Mgmt | For | | For |
12.11 | Elect Kari Stadigh as Director | Mgmt | For | | For |
13 | Approve Remuneration of Auditors | Mgmt | For | | For |
14 | Ratify PricewaterhouseCoopers Oy as Auditors | Mgmt | For | | For |
15 | Authorize Repurchase of up to 360 Million Issued Shares | Mgmt | For | | For |
16 | Approve Stock Option Plan for Key Employees; Approve Issuance of up to 35 Million Stock Options | Mgmt | For | | For |
17 | Close Meeting | Mgmt | | | |
| | | | | |
Snyder's-Lance, Inc. | | | | | |
Ticker LNCE | Meeting Date | | Meeting Type | Record Date | |
| 03-May-11 | | Annual | 09-Mar-11 | |
| CUSIP: 833551104 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director C. Peter Carlucci, Jr. | Mgmt | For | | Withhold |
1.2 | Elect Director James W. Johnston | Mgmt | For | | For |
1.3 | Elect Director W. J. Prezzano | Mgmt | For | | For |
1.4 | Elect Director Patricia A. Warehime | Mgmt | For | | Withhold |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
Wells Fargo & Company | | | | | |
Ticker WFC | Meeting Date | | Meeting Type | Record Date | |
| 03-May-11 | | Annual | 04-Mar-11 | |
| CUSIP: 949746101 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Election Director John D. Baker II | Mgmt | For | | For |
2 | Election Director John S. Chen | Mgmt | For | | For |
3 | Election Director Lloyd H. Dean | Mgmt | For | | For |
4 | Election Director Susan E. Engel | Mgmt | For | | For |
5 | Election Director Enrique Hernandez, Jr. | Mgmt | For | | For |
6 | Election Director Donald M. James | Mgmt | For | | For |
7 | Election Director Mackey J. McDonald | Mgmt | For | | For |
8 | Election Director Cynthia H. Milligan | Mgmt | For | | For |
9 | Elect Director Nicholas G. Moore | Mgmt | For | | For |
10 | Elect Director Philip J. Quigley | Mgmt | For | | Against |
11 | Elect Director Judith M. Runstad | Mgmt | For | | For |
12 | Elect Director Stephen W. Sanger | Mgmt | For | | For |
13 | Elect Director John G. Stumpf | Mgmt | For | | For |
14 | Elect Director an G. Swenson | Mgmt | For | | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
16 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
17 | Ratify Auditors | Mgmt | For | | For |
18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
19 | Provide for Cumulative Voting | SH | Against | | For |
20 | Require Independent Board Chairman | SH | Against | | For |
21 | Advisory Vote to Ratify Directors' Compensation | SH | Against | | Against |
22 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | SH | Against | | For |
| | | | | |
General Dynamics Corporation | | | | | |
Ticker GD | Meeting Date | | Meeting Type | Record Date | |
| 04-May-11 | | Annual | 07-Mar-11 | |
| CUSIP: 369550108 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Mary T. Barra | Mgmt | For | | For |
2 | Elect Director Nicholas D. Chabraja | Mgmt | For | | For |
3 | Elect Director James S. Crown | Mgmt | For | | For |
4 | Elect Director William P. Fricks | Mgmt | For | | For |
5 | Elect Director Jay L. Johnson | Mgmt | For | | For |
6 | Elect Director George A. Joulwan | Mgmt | For | | For |
7 | Elect Director Paul G. Kaminski | Mgmt | For | | For |
8 | Elect Director John M. Keane | Mgmt | For | | For |
9 | Elect Director Lester L. Lyles | Mgmt | For | | For |
10 | Elect Director William A. Osborn | Mgmt | For | | For |
11 | Elect Director Robert Walmsley | Mgmt | For | | For |
12 | Ratify Auditors | Mgmt | For | | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
14 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
15 | Review and Assess Human Rights Policies | SH | Against | | For |
16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
| | | | | |
Hess Corporation | | | | | |
Ticker HES | Meeting Date | | Meeting Type | Record Date | |
| 04-May-11 | | Annual | 14-Mar-11 | |
| CUSIP: 42809H107 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director E.E. Holiday | Mgmt | For | | For |
2 | Elect Director J.H. Mullin | Mgmt | For | | For |
3 | Elect Director F.B. Walker | Mgmt | For | | For |
4 | Elect Director R.N. Wilson | Mgmt | For | | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
6 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
7 | Ratify Auditors | Mgmt | For | | For |
8 | Amend Executive Incentive Bonus Plan | Mgmt | For | | For |
| | | | | |
Intersil Corporation | | | | | |
Ticker ISIL | Meeting Date | | Meeting Type | Record Date | |
| 04-May-11 | | Annual | 10-Mar-11 | |
| CUSIP: 46069S109 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director David B. Bell | Mgmt | For | | For |
2 | Elect Director Robert W. Conn | Mgmt | For | | For |
3 | Elect Director James V. Diller | Mgmt | For | | For |
4 | Elect Director Gary E. Gist | Mgmt | For | | For |
5 | Elect Director Mercedes Johnson | Mgmt | For | | For |
6 | Elect Director Gregory Lang | Mgmt | For | | For |
7 | Elect Director Jan Peeters | Mgmt | For | | For |
8 | Elect Director Robert N. Pokelwaldt | Mgmt | For | | For |
9 | Elect Director James A. Urry | Mgmt | For | | For |
10 | Ratify Auditors | Mgmt | For | | For |
11 | Amend Omnibus Stock Plan | Mgmt | For | | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
13 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
P. H. Glatfelter Company | | | | | |
Ticker GLT | Meeting Date | | Meeting Type | Record Date | |
| 04-May-11 | | Annual | 10-Mar-11 | |
| CUSIP: 377316104 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Kathleen A. Dahlberg | Mgmt | For | | For |
1.2 | Elect Director Nicholas DeBenedictis | Mgmt | For | | For |
1.3 | Elect Director J. Robert Hall | Mgmt | For | | For |
1.4 | Elect Director Richard C. Ill | Mgmt | For | | For |
1.5 | Elect Director Ronald J. Naples | Mgmt | For | | For |
1.6 | Elect Director Dante C. Parrini | Mgmt | For | | For |
1.7 | Elect Director Richard L. Smoot | Mgmt | For | | For |
1.8 | Elect Director Lee C. Stewart | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
| | | | | |
PepsiCo, Inc. | | | | | |
Ticker PEP | Meeting Date | | Meeting Type | Record Date | |
| 04-May-11 | | Annual | 04-Mar-11 | |
| CUSIP: 713448108 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director S.L. Brown | Mgmt | For | | For |
2 | Elect Director I.M. Cook | Mgmt | For | | For |
3 | Elect Director D. Dublon | Mgmt | For | | For |
4 | Elect Director V.J. Dzau | Mgmt | For | | For |
5 | Elect Director R.L. Hunt | Mgmt | For | | For |
6 | Elect Director A. Ibarguen | Mgmt | For | | For |
7 | Elect Director A.C. Martinez | Mgmt | For | | For |
8 | Elect Director I.K. Nooyi | Mgmt | For | | For |
9 | Elect Director S.P. Rockefeller | Mgmt | For | | For |
10 | Elect Director J.J. Schiro | Mgmt | For | | For |
11 | Elect Director L.G. Trotter | Mgmt | For | | For |
12 | Elect Director D. Vasella | Mgmt | For | | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
14 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
15 | Ratify Auditors | Mgmt | For | | For |
16 | Adopt Majority Voting for Uncontested Election of Directors | Mgmt | For | | For |
17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
18 | Report on Political Contributions | SH | Against | | Against |
| | | | | |
Unitrin, Inc. | | | | | |
Ticker UTR | Meeting Date | | Meeting Type | Record Date | |
| 04-May-11 | | Annual | 11-Mar-11 | |
| CUSIP: 913275103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director James E. Annable | Mgmt | For | | For |
2 | Elect Director Douglas G. Geoga | Mgmt | For | | For |
3 | Elect Director Reuben L. Hedlund | Mgmt | For | | For |
4 | Elect Director Julie M. Howard | Mgmt | For | | For |
5 | Elect Director Wayne Kauth | Mgmt | For | | For |
6 | Elect Director Fayez S. Sarofim | Mgmt | For | | For |
7 | Elect Director Donald G. Southwell | Mgmt | For | | For |
8 | Elect Director David P. Storch | Mgmt | For | | For |
9 | Elect Director Richard C. Vie | Mgmt | For | | For |
10 | Ratify Auditors | Mgmt | For | | For |
11 | Approve Omnibus Stock Plan | Mgmt | For | | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
13 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
| | | | | |
Avon Products, Inc. | | | | | |
Ticker AVP | Meeting Date | | Meeting Type | Record Date | |
| 05-May-11 | | Annual | 17-Mar-11 | |
| CUSIP: 054303102 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director W. Don Cornwell | Mgmt | For | | For |
1.2 | Elect Director V. Ann Hailey | Mgmt | For | | For |
1.3 | Elect Director Fred Hassan | Mgmt | For | | For |
1.4 | Elect Director Andrea Jung | Mgmt | For | | For |
1.5 | Elect Director Maria Elena Lagomasino | Mgmt | For | | For |
1.6 | Elect Director Ann S. Moore | Mgmt | For | | For |
1.7 | Elect Director Paul S. Pressler | Mgmt | For | | For |
1.8 | Elect Director Gary M. Rodkin | Mgmt | For | | For |
1.9 | Elect Director Paula Stern | Mgmt | For | | For |
1.10 | Elect Director Lawrence A. Weinbach | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
4 | Ratify Auditors | Mgmt | For | | For |
5 | Reduce Supermajority Vote Requirement | Mgmt | For | | For |
| | | | | |
Bemis Company, Inc. | | | | | |
Ticker BMS | Meeting Date | | Meeting Type | Record Date | |
| 05-May-11 | | Annual | 07-Mar-11 | |
| CUSIP: 081437105 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Edward N. Perry | Mgmt | For | | For |
1.2 | Elect Director William J. Scholle | Mgmt | For | | For |
1.3 | Elect Director Timothy M. Manganello | Mgmt | For | | For |
1.4 | Elect Director Philip G. Weaver | Mgmt | For | | For |
1.5 | Elect Director Henry J. Theisen | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Dover Corporation | | | | | |
Ticker DOV | Meeting Date | | Meeting Type | Record Date | |
| 05-May-11 | | Annual | 09-Mar-11 | |
| CUSIP: 260003108 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director D.H. Benson | Mgmt | For | | For |
2 | Elect Director R.W. Cremin | Mgmt | For | | For |
3 | Elect Director J-P.M. Ergas | Mgmt | For | | For |
4 | Elect Director P.T. Francis | Mgmt | For | | For |
5 | Elect Director K.C. Graham | Mgmt | For | | For |
6 | Elect Director R.A. Livingston | Mgmt | For | | For |
7 | Elect Director R.K. Lochridge | Mgmt | For | | For |
8 | Elect Director B.G. Rethore | Mgmt | For | | For |
9 | Elect Director M.B. Stubbs | Mgmt | For | | For |
10 | Elect Director S.M. Todd | Mgmt | For | | For |
11 | Elect Director S.K. Wagner | Mgmt | For | | For |
12 | Elect Director M.A. Winston | Mgmt | For | | For |
13 | Ratify Auditors | Mgmt | For | | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
15 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
Equifax Inc. | | | | | |
Ticker EFX | Meeting Date | | Meeting Type | Record Date | |
| 05-May-11 | | Annual | 07-Mar-11 | |
| CUSIP: 294429105 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director James E. Copeland, Jr. | Mgmt | For | | For |
2 | Elect Director Robert D. Daleo | Mgmt | For | | For |
3 | Elect Director Walter W. Driver, Jr. | Mgmt | For | | For |
4 | Elect Director L. Phillip Humann | Mgmt | For | | For |
5 | Elect Director Siri S. Marshall | Mgmt | For | | For |
6 | Elect Director Mark B. Templeton | Mgmt | For | | For |
7 | Ratify Auditors | Mgmt | For | | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
9 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
GlaxoSmithKline plc | | | | | |
Ticker GSK | Meeting Date | | Meeting Type | Record Date | |
| 05-May-11 | | Annual | 08-Mar-11 | |
| CUSIP: G3910J112 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
| Meeting for ADR Holders | Mgmt | | | |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | | For |
2 | Approve Remuneration Report | Mgmt | For | | For |
3 | Elect Simon Dingemans as Director | Mgmt | For | | For |
4 | Elect Stacey Cartwright as Director | Mgmt | For | | For |
5 | Elect Judy Lewent as Director | Mgmt | For | | For |
6 | Re-elect Sir Christopher Gent as Director | Mgmt | For | | For |
7 | Re-elect Andrew Witty as Director | Mgmt | For | | For |
8 | Re-elect Sir Roy Anderson as Director | Mgmt | For | | For |
9 | Re-elect Dr Stephanie Burns as Director | Mgmt | For | | For |
10 | Re-elect Larry Culp as Director | Mgmt | For | | For |
11 | Re-elect Sir Crispin Davis as Director | Mgmt | For | | For |
12 | Re-elect Sir Deryck Maughan as Director | Mgmt | For | | For |
13 | Re-elect James Murdoch as Director | Mgmt | For | | For |
14 | Re-elect Dr Daniel Podolsky as Director | Mgmt | For | | For |
15 | Re-elect Dr Moncef Slaoui as Director | Mgmt | For | | For |
16 | Re-elect Tom de Swaan as Director | Mgmt | For | | For |
17 | Re-elect Sir Robert Wilson as Director | Mgmt | For | | For |
18 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | | For |
19 | Authorise Audit Committee to Fix Remuneration of Auditors | Mgmt | For | | For |
20 | Authorise EU Political Donations and Expenditure | Mgmt | For | | For |
21 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | | For |
22 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | | For |
23 | Authorise Market Purchase | Mgmt | For | | For |
24 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports | Mgmt | For | | For |
25 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | | For |
| | | | | |
Southwest Gas Corporation | | | | | |
Ticker SWX | Meeting Date | | Meeting Type | Record Date | |
| 05-May-11 | | Annual | 08-Mar-11 | |
| CUSIP: 844895102 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Robert L. Boughner | Mgmt | For | | For |
1.2 | Elect Director Thomas E. Chestnut | Mgmt | For | | For |
1.3 | Elect Director Stephen C. Comer | Mgmt | For | | For |
1.4 | Elect Director LeRoy C. Hanneman, Jr. | Mgmt | For | | For |
1.5 | Elect Director Michael O. Maffie | Mgmt | For | | For |
1.6 | Elect Director Anne L. Mariucci | Mgmt | For | | For |
1.7 | Elect Director Michael J. Melarkey | Mgmt | For | | For |
1.8 | Elect Director Jeffrey W. Shaw | Mgmt | For | | For |
1.9 | Elect Director A. Randall Thoman | Mgmt | For | | For |
1.10 | Elect Director Thomas A. Thomas | Mgmt | For | | For |
1.11 | Elect Director Terrence L. Wright | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | Two Years | | One Year |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Tower Group, Inc. | | | | | |
Ticker TWGP | Meeting Date | | Meeting Type | Record Date | |
| 05-May-11 | | Annual | 08-Mar-11 | |
| CUSIP: 891777104 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Michael H. Lee | Mgmt | For | | For |
1.2 | Elect Director William W. Fox, Jr. | Mgmt | For | | For |
1.3 | Elect Director William A. Robbie | Mgmt | For | | For |
1.4 | Elect Director Steven W. Schuster | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
| | | | | |
United Parcel Service, Inc. | | | | | |
Ticker UPS | Meeting Date | | Meeting Type | Record Date | |
| 05-May-11 | | Annual | 07-Mar-11 | |
| CUSIP: 911312106 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director F. Duane Ackerman | Mgmt | For | | For |
2 | Elect Director Michael J. Burns | Mgmt | For | | For |
3 | Elect Director D. Scott Davis | Mgmt | For | | For |
4 | Elect Director Stuart E. Eizenstat | Mgmt | For | | For |
5 | Elect Director Michael L. Eskew | Mgmt | For | | For |
6 | Elect Director William R. Johnson | Mgmt | For | | For |
7 | Elect Director Ann M. Livermore | Mgmt | For | | For |
8 | Elect Director Rudy H.P. Markham | Mgmt | For | | For |
9 | Elect Director Clark T. Randt, Jr. | Mgmt | For | | For |
10 | Elect Director John W. Thompson | Mgmt | For | | For |
11 | Elect Director Carol B. Tome | Mgmt | For | | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
13 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
14 | Ratify Auditors | Mgmt | For | | For |
15 | Other Business | Mgmt | For | | Against |
| | | | | |
Verizon Communications Inc. | | | | | |
Ticker VZ | Meeting Date | | Meeting Type | Record Date | |
| 05-May-11 | | Annual | 07-Mar-11 | |
| CUSIP: 92343V104 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Richard L. Carrion | Mgmt | For | | For |
2 | Elect Director M. Frances Keeth | Mgmt | For | | For |
3 | Elect Director Robert W. Lane | Mgmt | For | | For |
4 | Elect Director Lowell C. Mcadam | Mgmt | For | | For |
5 | Elect Director Sandra O. Moose | Mgmt | For | | For |
6 | Elect Director Joseph Neubauer | Mgmt | For | | For |
7 | Elect Director Donald T. Nicolaisen | Mgmt | For | | For |
8 | Elect Director Clarence Otis, Jr. | Mgmt | For | | For |
9 | Elect Director Hugh B. Price | Mgmt | For | | For |
10 | Elect Director Ivan G. Seidenberg | Mgmt | For | | For |
11 | Elect Director Rodney E. Slater | Mgmt | For | | For |
12 | Elect Director John W. Snow | Mgmt | For | | For |
13 | Ratify Auditors | Mgmt | For | | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
15 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
16 | Disclose Prior Government Service | SH | Against | | Against |
17 | Performance-Based Equity Awards | SH | Against | | For |
18 | Restore or Provide for Cumulative Voting | SH | Against | | For |
19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
| | | | | |
Alcoa Inc. | | | | | |
Ticker AA | Meeting Date | | Meeting Type | Record Date | |
| 06-May-11 | | Annual | 11-Feb-11 | |
| CUSIP: 013817101 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Klaus Kleinfeld | Mgmt | For | | For |
1.2 | Elect Director James W. Owens | Mgmt | For | | For |
1.3 | Elect Director Ratan N. Tata | Mgmt | For | | For |
2 | Ratify Auditor | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
5 | Approve Executive Incentive Bonus Plan | Mgmt | For | | For |
6 | Reduce Supermajority Vote Requirement Relating to Fair Price Protection | Mgmt | For | | For |
7 | Reduce Supermajority Vote Requirement Relating to Director Elections | Mgmt | For | | For |
8 | Reduce Supermajority Vote Requirement Relating to the Removal of Directors | Mgmt | For | | For |
9 | Provide Right to Act by Written Consent | SH | Against | | For |
10 | Declassify the Board of Directors | SH | Against | | For |
| | | | | |
Curtiss-Wright Corporation | | | | | |
Ticker CW | Meeting Date | | Meeting Type | Record Date | |
| 06-May-11 | | Annual | 11-Mar-11 | |
| CUSIP: 231561101 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Martin R. Benante | Mgmt | For | | For |
1.2 | Elect Director S. Marce Fuller | Mgmt | For | | For |
1.3 | Elect Director Allen A. Kozinski | Mgmt | For | | For |
1.4 | Elect Director John R. Myers | Mgmt | For | | For |
1.5 | Elect Director John B. Nathman | Mgmt | For | | For |
1.6 | Elect Director Robert J. Rivet | Mgmt | For | | For |
1.7 | Elect Director William W. Sihler | Mgmt | For | | For |
1.8 | Elect Director Albert E. Smith | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Executive Incentive Bonus Plan | Mgmt | For | | For |
4 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
6 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
IBERIABANK Corporation | | | | | |
Ticker IBKC | Meeting Date | | Meeting Type | Record Date | |
| 06-May-11 | | Annual | 25-Mar-11 | |
| CUSIP: 450828108 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Harry V. Barton, Jr. | Mgmt | For | | For |
1.2 | Elect Director E. Stewart Shea III | Mgmt | For | | For |
1.3 | Elect Director David H. Welch | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
Illinois Tool Works Inc. | | | | | |
Ticker ITW | Meeting Date | | Meeting Type | Record Date | |
| 06-May-11 | | Annual | 08-Mar-11 | |
| CUSIP: 452308109 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Susan Crown | Mgmt | For | | For |
2 | Elect Director Don H. Davis, Jr. | Mgmt | For | | For |
3 | Elect Director Robert C. McCormack | Mgmt | For | | Against |
4 | Elect Director Robert S. Morrison | Mgmt | For | | For |
5 | Elect Director James A. Skinner | Mgmt | For | | For |
6 | Elect Director David B. Smith, Jr. | Mgmt | For | | For |
7 | Elect Director David B. Speer | Mgmt | For | | For |
8 | Elect Director Pamela B. Strobel | Mgmt | For | | For |
9 | Elect Director Kevin M. Warren | Mgmt | For | | For |
10 | Elect Director Anre D. Williams | Mgmt | For | | For |
11 | Ratify Auditors | Mgmt | For | | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
13 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
14 | Approve Executive Incentive Bonus Plan | Mgmt | For | | For |
15 | Amend Omnibus Stock Plan | Mgmt | For | | For |
| | | | | |
Pitney Bowes Inc. | | | | | |
Ticker PBI | Meeting Date | | Meeting Type | Record Date | |
| 09-May-11 | | Annual | 18-Mar-11 | |
| CUSIP: 724479100 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Rodney C. Adkins | Mgmt | For | | For |
2 | Elect Director Murray D. Martin | Mgmt | For | | For |
3 | Elect Director Michael I. Roth | Mgmt | For | | For |
4 | Elect Director Robert E. Weissman | Mgmt | For | | For |
5 | Ratify Auditors | Mgmt | For | | For |
6 | Reduce Supermajority Vote Requirement for Removing Directors | Mgmt | For | | For |
7 | Reduce Supermajority Vote Requirement for Certain Business Combinations | Mgmt | For | | For |
8 | Reduce Supermajority Vote Requirement for Amendments to the Certificate | Mgmt | For | | For |
9 | Reduce Supermajority Vote Requirement for Amendments to the By-laws | Mgmt | For | | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
11 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
12 | Amend Executive Incentive Bonus Plan | Mgmt | For | | For |
13 | Amend Omnibus Stock Plan | Mgmt | For | | For |
| | | | | |
Protective Life Corporation | | | | | |
Ticker PL | Meeting Date | | Meeting Type | Record Date | |
| 09-May-11 | | Annual | 11-Mar-11 | |
| CUSIP: 743674103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Robert O. Burton | Mgmt | For | | For |
1.2 | Elect Director Thomas L. Hamby | Mgmt | For | | For |
1.3 | Elect Director John D. Johns | Mgmt | For | | For |
1.4 | Elect Director Vanessa Leonard | Mgmt | For | | For |
1.5 | Elect Director Charles D. McCrary | Mgmt | For | | For |
1.6 | Elect Director John J. McMahon, Jr. | Mgmt | For | | For |
1.7 | Elect Director Hans H. Miller | Mgmt | For | | For |
1.8 | Elect Director Malcolm Portera | Mgmt | For | | For |
1.9 | Elect Director C. Dowd Ritter | Mgmt | For | | For |
1.10 | Elect Director Jesse J. Spikes | Mgmt | For | | For |
1.11 | Elect Director William A. Terry | Mgmt | For | | For |
1.12 | Elect Director W. Michael Warren, Jr. | Mgmt | For | | For |
1.13 | Elect Director Vanessa Wilson | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
3M Company | | | | | |
Ticker MMM | Meeting Date | | Meeting Type | Record Date | |
| 10-May-11 | | Annual | 11-Mar-11 | |
| CUSIP: 88579Y101 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Linda G. Alvarado | Mgmt | For | | For |
2 | Elect Director George W. Buckley | Mgmt | For | | For |
3 | Elect Director Vance D. Coffman | Mgmt | For | | For |
4 | Elect Director Michael L. Eskew | Mgmt | For | | For |
5 | Elect Director W. James Farrell | Mgmt | For | | For |
6 | Elect Director Herbert L. Henkel | Mgmt | For | | For |
7 | Elect Director Edward M. Liddy | Mgmt | For | | For |
8 | Elect Director Robert S. Morrison | Mgmt | For | | For |
9 | Elect Director Aulana L. Peters | Mgmt | For | | For |
10 | Elect Director Robert J. Ulrich | Mgmt | For | | For |
11 | Ratify Auditors | Mgmt | For | | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
13 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
14 | Report on Political Contributions | SH | Against | | For |
| | | | | |
Con-way Inc. | | | | | |
Ticker CNW | Meeting Date | | Meeting Type | Record Date | |
| 10-May-11 | | Annual | 21-Mar-11 | |
| CUSIP: 205944101 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director John J. Anton | Mgmt | For | | For |
2 | Elect Director William R. Corbin | Mgmt | For | | For |
3 | Elect Director Robert Jaunich II | Mgmt | For | | For |
4 | Elect Director W. Keith Kennedy, Jr. | Mgmt | For | | For |
5 | Elect Director Michael J. Murray | Mgmt | For | | For |
6 | Elect Director Edith R. Perez | Mgmt | For | | For |
7 | Elect Director John C. Pope | Mgmt | For | | For |
8 | Elect Director William J. Schroeder | Mgmt | For | | For |
9 | Elect Director Douglas W. Stotlar | Mgmt | For | | For |
10 | Elect Director Peter W. Stott | Mgmt | For | | For |
11 | Elect Director Chelsea C. White III | Mgmt | For | | For |
12 | Amend Omnibus Stock Plan | Mgmt | For | | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
14 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
15 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
ITT Corporation | | | | | |
Ticker ITT | Meeting Date | | Meeting Type | Record Date | |
| 10-May-11 | | Annual | 16-Mar-11 | |
| CUSIP: 450911102 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Steven R. Loranger | Mgmt | For | | For |
1.2 | Elect Director Curtis J. Crawford | Mgmt | For | | For |
1.3 | Elect Director Christina A. Gold | Mgmt | For | | For |
1.4 | Elect Director Ralph F. Hake | Mgmt | For | | For |
1.5 | Elect Director John J. Hamre | Mgmt | For | | For |
1.6 | Elect Director Paul J. Kern | Mgmt | For | | For |
1.7 | Elect Director Frank T. MacInnis | Mgmt | For | | For |
1.8 | Elect Director Surya N. Mohapatra | Mgmt | For | | For |
1.9 | Elect Director Linda S. Sanford | Mgmt | For | | For |
1.10 | Elect Director Markos I. Tambakeras | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Approve Omnibus Stock Plan | Mgmt | For | | For |
4 | Provide Right to Call Special Meeting | Mgmt | For | | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
6 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
7 | Amend Human Rights Policies | SH | Against | | Against |
| | | | | |
Newell Rubbermaid Inc. | | | | | |
Ticker NWL | Meeting Date | | Meeting Type | Record Date | |
| 10-May-11 | | Annual | 17-Mar-11 | |
| CUSIP: 651229106 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Kevin C. Conroy | Mgmt | For | | For |
2 | Elect Director Michael T. Cowhig | Mgmt | For | | For |
3 | Elect Director Mark D. Ketchum | Mgmt | For | | For |
4 | Elect Director Raymond G. Viault | Mgmt | For | | For |
5 | Ratify Auditors | Mgmt | For | | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
7 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
8 | Declassify the Board of Directors | SH | Against | | For |
| | | | | |
NiSource Inc. | | | | | |
Ticker NI | Meeting Date | | Meeting Type | Record Date | |
| 10-May-11 | | Annual | 15-Mar-11 | |
| CUSIP: 65473P105 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Richard A. Abdoo | Mgmt | For | | For |
2 | Elect Director Steven C. Beering | Mgmt | For | | For |
3 | Elect Director Michael E. Jesanis | Mgmt | For | | For |
4 | Elect Director Marty R. Kittrell | Mgmt | For | | For |
5 | Elect Director W. Lee Nutter | Mgmt | For | | For |
6 | Elect Director Deborah S. Parker | Mgmt | For | | For |
7 | Elect Director Ian M. Rolland | Mgmt | For | | For |
8 | Elect Director Robert C. Skaggs, Jr. | Mgmt | For | | For |
9 | Elect Director Richard L. Thompson | Mgmt | For | | For |
10 | Elect Director Carolyn Y. Woo | Mgmt | For | | For |
11 | Ratify Auditors | Mgmt | For | | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
13 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
14 | Provide Right to Act by Written Consent | SH | Against | | For |
| | | | | |
Bank of America Corporation | | | | | |
Ticker BAC | Meeting Date | | Meeting Type | Record Date | |
| 11-May-11 | | Annual | 16-Mar-11 | |
| CUSIP: 060505104 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Mukesh D. Ambani | Mgmt | For | | For |
2 | Elect Director Susan S. Bies | Mgmt | For | | For |
3 | Elect Director Frank P. Bramble, Sr. | Mgmt | For | | For |
4 | Elect Director Virgis W. Colbert | Mgmt | For | | For |
5 | Elect Director Charles K. Gifford | Mgmt | For | | For |
6 | Elect Director Charles O. Holliday, Jr. | Mgmt | For | | For |
7 | Elect Director D. Paul Jones, Jr. | Mgmt | For | | For |
8 | Elect Director Monica C. Lozano | Mgmt | For | | For |
9 | Elect Director Thomas J. May | Mgmt | For | | For |
10 | Elect Director Brian T. Moynihan | Mgmt | For | | For |
11 | Elect Director Donald E. Powell | Mgmt | For | | For |
12 | Elect Director Charles O. Rossotti | Mgmt | For | | For |
13 | Elect Director Robert W. Scully | Mgmt | For | | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
15 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
16 | Ratify Auditors | Mgmt | For | | For |
17 | Disclose Prior Government Service | SH | Against | | Against |
18 | Provide Right to Act by Written Consent | SH | Against | | For |
19 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | SH | Against | | For |
20 | Report on Lobbying Expenses | SH | Against | | For |
21 | Report on Collateral in Derivatives Trading | SH | Against | | For |
22 | Restore or Provide for Cumulative Voting | SH | Against | | For |
23 | Claw-back of Payments under Restatements | SH | Against | | For |
24 | Prohibit Certain Relocation Benefits to Senior Executives | SH | Against | | For |
| | | | | |
Capital One Financial Corporation | | | | | |
Ticker COF | Meeting Date | | Meeting Type | Record Date | |
| 11-May-11 | | Annual | 16-Mar-11 | |
| CUSIP: 14040H105 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Patrick W. Gross | Mgmt | For | | For |
2 | Elect Director Ann Fritz Hackett | Mgmt | For | | For |
3 | Elect Director Pierre E. Leroy | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
5 | Declassify the Board of Directors | Mgmt | For | | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
7 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
Compass Minerals International, Inc. | | | | | |
Ticker CMP | Meeting Date | | Meeting Type | Record Date | |
| 11-May-11 | | Annual | 14-Mar-11 | |
| CUSIP: 20451N101 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Bradley J. Bell | Mgmt | For | | For |
1.2 | Elect Director Richard S. Grant | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | None | | One Year |
| | | | | |
ConocoPhillips | | | | | |
Ticker COP | Meeting Date | | Meeting Type | Record Date | |
| 11-May-11 | | Annual | 14-Mar-11 | |
| CUSIP: 20825C104 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Richard L. Armitage | Mgmt | For | | For |
2 | Elect Director Richard H. Auchinleck | Mgmt | For | | For |
3 | Elect Director James E. Copeland, Jr. | Mgmt | For | | For |
4 | Elect Director Kenneth M. Duberstein | Mgmt | For | | For |
5 | Elect Director Ruth R. Harkin | Mgmt | For | | For |
6 | Elect Director Harold W. McGraw III | Mgmt | For | | For |
7 | Elect Director James J. Mulva | Mgmt | For | | For |
8 | Elect Director Robert A. Niblock | Mgmt | For | | For |
9 | Elect Director Harald J. Norvik | Mgmt | For | | For |
10 | Elect Director William K. Reilly | Mgmt | For | | For |
11 | Elect Director Victoria J. Tschinkel | Mgmt | For | | For |
12 | Elect Director Kathryn C. Turner | Mgmt | For | | For |
13 | Elect Director William E. Wade, Jr. | Mgmt | For | | For |
14 | Ratify Auditors | Mgmt | For | | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
16 | Advisory Vote on Say on Pay Frequency | Mgmt | None | | One Year |
17 | Approve Omnibus Stock Plan | Mgmt | For | | For |
18 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | SH | Against | | For |
19 | Report on Political Contributions | SH | Against | | For |
20 | Report on Lobbying Expenses | SH | Against | | For |
21 | Report on Accident Risk Reduction Efforts | SH | Against | | Against |
22 | Adopt Policy to Address Coastal Louisiana Environmental Impacts | SH | Against | | Against |
23 | Adopt Quantitative GHG Goals for Products and Operations | SH | Against | | For |
24 | Report on Financial Risks of Climate Change | SH | Against | | Against |
25 | Report on Environmental Impact of Oil Sands Operations in Canada | SH | Against | | For |
| | | | | |
CVS Caremark Corporation | | | | | |
Ticker CVS | Meeting Date | | Meeting Type | Record Date | |
| 11-May-11 | | Annual | 15-Mar-11 | |
| CUSIP: 126650100 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Edwin M. Banks | Mgmt | For | | For |
2 | Elect Director C. David Brown II | Mgmt | For | | For |
3 | Elect Director David W. Dorman | Mgmt | For | | For |
4 | Elect Director Anne M. Finucane | Mgmt | For | | For |
5 | Elect Director Kristen Gibney Williams | Mgmt | For | | For |
6 | Elect Director Marian L. Heard | Mgmt | For | | For |
7 | Elect Director Larry J. Merlo | Mgmt | For | | For |
8 | Elect Director Jean-Pierre Millon | Mgmt | For | | For |
9 | Elect Director Terrence Murray | Mgmt | For | | For |
10 | Elect Director C.A. Lance Piccolo | Mgmt | For | | For |
11 | Elect Director Richard J. Swift | Mgmt | For | | For |
12 | Elect Director Tony L. White | Mgmt | For | | For |
13 | Ratify Auditors | Mgmt | For | | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
15 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
16 | Report on Political Contributions | SH | Against | | For |
17 | Provide Right to Act by Written Consent | SH | Against | | For |
| | | | | |
Philip Morris International Inc. | | | | | |
Ticker PM | Meeting Date | | Meeting Type | Record Date | |
| 11-May-11 | | Annual | 15-Mar-11 | |
| CUSIP: 718172109 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Harold Brown | Mgmt | For | | For |
2 | Elect Director Mathis Cabiallavetta | Mgmt | For | | For |
3 | Elect Director Louis C. Camilleri | Mgmt | For | | For |
4 | Elect Director J. Dudley Fishburn | Mgmt | For | | For |
5 | Elect Director Jennifer Li | Mgmt | For | | For |
6 | Elect Director Graham Mackay | Mgmt | For | | For |
7 | Elect Director Sergio Marchionne | Mgmt | For | | Against |
8 | Elect Director Lucio A. Noto | Mgmt | For | | For |
9 | Elect Director Carlos Slim Helu | Mgmt | For | | For |
10 | Elect Director Stephen M. Wolf | Mgmt | For | | For |
11 | Ratify Auditors | Mgmt | For | | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
13 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
14 | Report on Effect of Marketing Practices on the Poor | SH | Against | | Against |
15 | Require Independent Board Chairman | SH | Against | | Against |
| | | | | |
Portland General Electric Company | | | | | |
Ticker POR | Meeting Date | | Meeting Type | Record Date | |
| 11-May-11 | | Annual | 07-Mar-11 | |
| CUSIP: 736508847 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director John W. Ballantine | Mgmt | For | | For |
1.2 | Elect Director Rodney L. Brown, Jr. | Mgmt | For | | For |
1.3 | Elect Director David A. Dietzler | Mgmt | For | | For |
1.4 | Elect Director Kirby A. Dyess | Mgmt | For | | For |
1.5 | Elect Director Peggy Y. Fowler | Mgmt | For | | For |
1.6 | Elect Director Mark B. Ganz | Mgmt | For | | For |
1.7 | Elect Director Corbin A. McNeill, Jr. | Mgmt | For | | For |
1.8 | Elect Director Neil J. Nelson | Mgmt | For | | For |
1.9 | Elect Director M. Lee Pelton | Mgmt | For | | For |
1.10 | Elect Director James J. Piro | Mgmt | For | | For |
1.11 | Elect Director Robert T.F. Reid | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
4 | Ratify Auditors | Mgmt | For | | For |
5 | Adopt Quantitative GHG Goals for Products and Operations | SH | Against | | For |
| | | | | |
Vectren Corporation | | | | | |
Ticker VVC | Meeting Date | | Meeting Type | Record Date | |
| 11-May-11 | | Annual | 09-Mar-11 | |
| CUSIP: 92240G101 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Carl L. Chapman | Mgmt | For | | For |
1.2 | Elect Director James H. DeGraffenreidt, Jr. | Mgmt | For | | For |
1.3 | Elect Director Niel C. Ellerbrook | Mgmt | For | | For |
1.4 | Elect Director John D. Engelbrecht | Mgmt | For | | For |
1.5 | Elect Director Anton H. George | Mgmt | For | | For |
1.6 | Elect Director Martin C. Jischke | Mgmt | For | | For |
1.7 | Elect Director Robert G. Jones | Mgmt | For | | For |
1.8 | Elect Director William G. Mays | Mgmt | For | | For |
1.9 | Elect Director J. Timothy McGinley | Mgmt | For | | For |
1.10 | Elect Director R. Daniel Sadlier | Mgmt | For | | For |
1.11 | Elect Director Michael L. Smith | Mgmt | For | | For |
1.12 | Elect Director Jean L. Wojtowicz | Mgmt | For | | For |
2 | Amend Omnibus Stock Plan | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
5 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
The Dow Chemical Company | | | | | |
Ticker DOW | Meeting Date | | Meeting Type | Record Date | |
| 12-May-11 | | Annual | 14-Mar-11 | |
| CUSIP: 260543103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Arnold A. Allemang | Mgmt | For | | For |
2 | Elect Director Jacqueline K. Barton | Mgmt | For | | For |
3 | Elect Director James A. Bell | Mgmt | For | | For |
4 | Elect Director Jeff M. Fettig | Mgmt | For | | For |
5 | Elect Director Barbara H. Franklin | Mgmt | For | | For |
6 | Elect Director Jennifer M. Granholm | Mgmt | For | | For |
7 | Elect Director John B. Hess | Mgmt | For | | For |
8 | Elect Director Andrew N. Liveris | Mgmt | For | | For |
9 | Elect Director Paul Polman | Mgmt | For | | For |
10 | Elect Director Dennis H. Reilley | Mgmt | For | | For |
11 | Elect Director James M. Ringler | Mgmt | For | | For |
12 | Elect Director Ruth G. Shaw | Mgmt | For | | For |
13 | Elect Director Paul G. Stern | Mgmt | For | | For |
14 | Ratify Auditors | Mgmt | For | | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
16 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
17 | Provide Right to Act by Written Consent | SH | Against | | For |
| | | | | |
JPMorgan Chase & Co. | | | | | |
Ticker JPM | Meeting Date | | Meeting Type | Record Date | |
| 17-May-11 | | Annual | 18-Mar-11 | |
| CUSIP: 46625H100 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Crandall C. Bowles | Mgmt | For | | For |
2 | Elect Director Stephen B. Burke | Mgmt | For | | For |
3 | Elect Director David M. Cote | Mgmt | For | | For |
4 | Elect Director James S. Crown | Mgmt | For | | For |
5 | Elect Director James Dimon | Mgmt | For | | For |
6 | Elect Director Ellen V. Futter | Mgmt | For | | For |
7 | Elect Director William H. Gray, III | Mgmt | For | | For |
8 | Elect Director Laban P. Jackson, Jr. | Mgmt | For | | For |
9 | Elect Director David C. Novak | Mgmt | For | | For |
10 | Elect Director Lee R. Raymond | Mgmt | For | | For |
11 | Elect Director William C. Weldon | Mgmt | For | | For |
12 | Ratify Auditors | Mgmt | For | | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
14 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
15 | Amend Omnibus Stock Plan | Mgmt | For | | Against |
16 | Affirm Political Non-Partisanship | SH | Against | | Against |
17 | Provide Right to Act by Written Consent | SH | Against | | For |
18 | Report on Loan Modifications | SH | Against | | Against |
19 | Report on Political Contributions | SH | Against | | For |
20 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | SH | Against | | Against |
21 | Require Independent Board Chairman | SH | Against | | Against |
| | | | | |
Quest Diagnostics Incorporated | | | | | |
Ticker DGX | Meeting Date | | Meeting Type | Record Date | |
| 17-May-11 | | Annual | 18-Mar-11 | |
| CUSIP: 74834L100 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director William F. Buehler | Mgmt | For | | For |
2 | Elect Director Daniel C. Stanzione | Mgmt | For | | For |
3 | Ratify Auditors | Mgmt | For | | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
| | | | | |
Royal Dutch Shell plc | | | | | |
Ticker RDSB | Meeting Date | | Meeting Type | Record Date | |
| 17-May-11 | | Annual | 04-Apr-11 | |
| CUSIP: G7690A118 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
| Meeting for ADR Holders | Mgmt | | | |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | | For |
2 | Approve Remuneration Report | Mgmt | For | | For |
3 | Elect Linda Stuntz as Director | Mgmt | For | | For |
4 | Re-elect Josef Ackermann as Director | Mgmt | For | | For |
5 | Re-elect Malcolm Brinded as Director | Mgmt | For | | For |
6 | Elect Guy Elliott as Director | Mgmt | For | | For |
7 | Re-elect Simon Henry as Director | Mgmt | For | | For |
8 | Re-elect Charles Holliday as Director | Mgmt | For | | For |
9 | Re-elect Lord Kerr of Kinlochard as Director | Mgmt | For | | For |
10 | Elect Gerard Kleisterlee as Director | Mgmt | For | | For |
11 | Re-elect Christine Morin-Postel as Director | Mgmt | For | | For |
12 | Re-elect Jorma Ollila as Director | Mgmt | For | | For |
13 | Re-elect Jeroen van der Veer as Director | Mgmt | For | | For |
14 | Re-elect Peter Voser as Director | Mgmt | For | | For |
15 | Re-elect Hans Wijers as Director | Mgmt | For | | For |
16 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Mgmt | For | | For |
17 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | | For |
20 | Authorise Market Purchase | Mgmt | For | | For |
21 | Authorise EU Political Donations and Expenditure | Mgmt | For | | For |
| | | | | |
Textainer Group Holdings Ltd | | | | | |
Ticker TGH | Meeting Date | | Meeting Type | Record Date | |
| 17-May-11 | | Annual | 11-Apr-11 | |
| CUSIP: G8766E109 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1a | Reelect Neil I. Jowell as Director | Mgmt | For | | For |
1b | Reelect Cecil Jowell as Director | Mgmt | For | | For |
1c | Reelect David M. Nurek as Director | Mgmt | For | | Against |
2 | Accept Financial Statements and Statutory Reports | Mgmt | For | | For |
3 | Reappoint KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | | For |
4 | Transact Other Business (Non-Voting) | Mgmt | | | |
| | | | | |
The Allstate Corporation | | | | | |
Ticker ALL | Meeting Date | | Meeting Type | Record Date | |
| 17-May-11 | | Annual | 18-Mar-11 | |
| CUSIP: 020002101 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director F. Duane Ackerman | Mgmt | For | | Against |
2 | Elect Director Robert D. Beyer | Mgmt | For | | Against |
3 | Elect Director W. James Farrell | Mgmt | For | | Against |
4 | Elect Director Jack M. Greenberg | Mgmt | For | | Against |
5 | Elect Director Ronald T. Lemay | Mgmt | For | | Against |
6 | Elect Director Andrea Redmond | Mgmt | For | | Against |
7 | Elect Director H. John Riley, Jr. | Mgmt | For | | Against |
8 | Elect Director Joshua I. Smith | Mgmt | For | | Against |
9 | Elect Director Judith A. Sprieser | Mgmt | For | | Against |
10 | Elect Director Mary Alice Taylor | Mgmt | For | | Against |
11 | Elect Director Thomas J. Wilson | Mgmt | For | | Against |
12 | Ratify Auditors | Mgmt | For | | For |
13 | Provide Right to Call Special Meeting | Mgmt | For | | For |
14 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Mgmt | For | | Against |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
16 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
17 | Provide Right to Act by Written Consent | SH | Against | | For |
18 | Report on Political Contributions | SH | Against | | For |
| | | | | |
ACE Limited | | | | | |
Ticker ACE | Meeting Date | | Meeting Type | Record Date | |
| 18-May-11 | | Annual | 30-Mar-11 | |
| CUSIP: H0023R105 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Evan G. Greenberg as Director | Mgmt | For | | For |
1.2 | Elect Leo F. Mullin as Director | Mgmt | For | | For |
1.3 | Elect Olivier Steimer as Director | Mgmt | For | | For |
1.4 | Elect Michael P. Connors as Director | Mgmt | For | | For |
1.5 | Elect Eugene B. Shanks, Jr as Director | Mgmt | For | | For |
1.6 | Elect John A. Krol as Director | Mgmt | For | | For |
2.1 | Approve Annual Report | Mgmt | For | | For |
2.2 | Accept Statutory Financial Statements | Mgmt | For | | For |
2.3 | Accept Consolidated Financial Statements | Mgmt | For | | For |
3 | Approve Allocation of Income and Dividends | Mgmt | For | | For |
4 | Approve Discharge of Board and Senior Management | Mgmt | For | | For |
5.1 | Ratify PricewaterhouseCoopers AG as Auditors | Mgmt | For | | For |
5.2 | Ratify Ratify PricewaterhouseCoopers LLC as Independent Registered Public Accounting Firm as Auditors | Mgmt | For | | For |
5.3 | Ratify BDO AG as Special Auditors | Mgmt | For | | For |
6 | Approve Dividend Distribution from Legal Reserves | Mgmt | For | | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
8 | Advisory Vote on Say on Pay Frequency | Mgmt | None | | One Year |
| | | | | |
CenturyLink, Inc. | | | | | |
Ticker CTL | Meeting Date | | Meeting Type | Record Date | |
| 18-May-11 | | Annual | 21-Mar-11 | |
| CUSIP: 156700106 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Virginia Boulet | Mgmt | For | | For |
1.2 | Elect Director Peter C. Brown | Mgmt | For | | For |
1.3 | Elect Director Richard A. Gephardt | Mgmt | For | | For |
1.4 | Elect Director Gregory J. McCray | Mgmt | For | | For |
1.5 | Elect Director Michael J. Roberts | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Approve Omnibus Stock Plan | Mgmt | For | | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
6 | Report on Political Contributions | SH | Against | | For |
7 | Declassify the Board of Directors | SH | Against | | For |
| | | | | |
Morgan Stanley | | | | | |
Ticker MS | Meeting Date | | Meeting Type | Record Date | |
| 18-May-11 | | Annual | 21-Mar-11 | |
| CUSIP: 617446448 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Roy J. Bostock | Mgmt | For | | For |
2 | Elect Director Erskine B. Bowles | Mgmt | For | | For |
3 | Elect Director Howard J. Davies | Mgmt | For | | For |
4 | Elect Director James P. Gorman | Mgmt | For | | For |
5 | Elect Director James H. Hance Jr. | Mgmt | For | | For |
6 | Elect Director C. Robert Kidder | Mgmt | For | | For |
7 | Elect Director John J. Mack | Mgmt | For | | For |
8 | Elect Director Donald T. Nicolaisen | Mgmt | For | | For |
9 | Elect Director Hutham S. Olayan | Mgmt | For | | For |
10 | Elect Director James. W. Owens | Mgmt | For | | For |
11 | Elect Director O. Griffith Sexton | Mgmt | For | | For |
12 | Elect Director Masaaki Tanaka | Mgmt | For | | For |
13 | Elect Director Laura D. Tyson | Mgmt | For | | For |
14 | Ratify Auditors | Mgmt | For | | For |
15 | Amend Omnibus Stock Plan | Mgmt | For | | Against |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
17 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
First Potomac Realty Trust | | | | | |
Ticker FPO | Meeting Date | | Meeting Type | Record Date | |
| 19-May-11 | | Annual | 17-Mar-11 | |
| CUSIP: 33610F109 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Robert H. Arnold | Mgmt | For | | For |
1.2 | Elect Director Richard B. Chess | Mgmt | For | | For |
1.3 | Elect Director Douglas J. Donatelli | Mgmt | For | | For |
1.4 | Elect Director J. Roderick Heller III | Mgmt | For | | For |
1.5 | Elect Director R. Michael McCullough | Mgmt | For | | For |
1.6 | Elect Director Alan G. Merten | Mgmt | For | | For |
1.7 | Elect Director Terry L. Stevens | Mgmt | For | | For |
2 | Amend Omnibus Stock Plan | Mgmt | For | | For |
3 | Ratify Auditors | Mgmt | For | | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
Intel Corporation | | | | | |
Ticker INTC | Meeting Date | | Meeting Type | Record Date | |
| 19-May-11 | | Annual | 21-Mar-11 | |
| CUSIP: 458140100 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Charlene Barshefsky | Mgmt | For | | For |
2 | Elect Director Susan L. Decker | Mgmt | For | | For |
3 | Elect Director John J. Donahoe | Mgmt | For | | For |
4 | Elect Director Reed E. Hundt | Mgmt | For | | For |
5 | Elect Director Paul S. Otellini | Mgmt | For | | For |
6 | Elect Director James D. Plummer | Mgmt | For | | For |
7 | Elect Director David S. Pottruck | Mgmt | For | | For |
8 | Elect Director Jane E. Shaw | Mgmt | For | | For |
9 | Elect Director Frank D. Yeary | Mgmt | For | | For |
10 | Elect Director David B. Yoffie | Mgmt | For | | For |
11 | Ratify Auditors | Mgmt | For | | For |
12 | Amend Omnibus Stock Plan | Mgmt | For | | For |
13 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
15 | Advisory Vote on Say on Pay Frequency | Mgmt | None | | One Year |
| | | | | |
McDonald's Corporation | | | | | |
Ticker MCD | Meeting Date | | Meeting Type | Record Date | |
| 19-May-11 | | Annual | 22-Mar-11 | |
| CUSIP: 580135101 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Susan E. Arnold | Mgmt | For | | For |
2 | Elect Director Richard H. Lenny | Mgmt | For | | For |
3 | Elect Director Cary D. McMillan | Mgmt | For | | For |
4 | Elect Director Sheila A. Penrose | Mgmt | For | | For |
5 | Elect Director James A. Skinner | Mgmt | For | | For |
6 | Ratify Auditors | Mgmt | For | | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
8 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
9 | Reduce Supermajority Vote Requirement for Transactions With Interested Shareholders | Mgmt | For | | For |
10 | Reduce Supermajority Vote Requirement Relating to the Board of Directors | Mgmt | For | | For |
11 | Reduce Supermajority Vote Requirement for Shareholder Action | Mgmt | For | | For |
12 | Declassify the Board of Directors | SH | Against | | For |
13 | Require Suppliers to Adopt CAK | SH | Against | | Against |
14 | Report on Policy Responses to Children's Health Concerns and Fast Food | SH | Against | | Against |
15 | Report on Beverage Container Environmental Strategy | SH | Against | | For |
| | | | | |
Safeway Inc. | | | | | |
Ticker SWY | Meeting Date | | Meeting Type | Record Date | |
| 19-May-11 | | Annual | 21-Mar-11 | |
| CUSIP: 786514208 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Steven A. Burd | Mgmt | For | | For |
2 | Elect Director Janet E. Grove | Mgmt | For | | For |
3 | Elect Director Mohan Gyani | Mgmt | For | | For |
4 | Elect Director Paul Hazen | Mgmt | For | | For |
5 | Elect Director Frank C. Herringer | Mgmt | For | | For |
6 | Elect Director Kenneth W. Oder | Mgmt | For | | For |
7 | Elect Director T. Gary Rogers | Mgmt | For | | For |
8 | Elect Director Arun Sarin | Mgmt | For | | For |
9 | Elect Director Michael S. Shannon | Mgmt | For | | For |
10 | Elect Director William Y. Tauscher | Mgmt | For | | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
12 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
13 | Approve Omnibus Stock Plan | Mgmt | For | | For |
14 | Amend Executive Incentive Bonus Plan | Mgmt | For | | For |
15 | Ratify Auditors | Mgmt | For | | For |
16 | Provide for Cumulative Voting | SH | Against | | For |
| | | | | |
Telephone and Data Systems, Inc. | | | | | |
Ticker TDS | Meeting Date | | Meeting Type | Record Date | |
| 19-May-11 | | Annual | 30-Mar-11 | |
| CUSIP: 879433100 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Clarence A. Davis | Mgmt | For | | For |
1.2 | Elect Director Christopher D. O'Leary | Mgmt | For | | For |
1.3 | Elect Director Gary L. Sugarman | Mgmt | For | | For |
1.4 | Elect Director Herbert S. Wander | Mgmt | For | | For |
| | | | | |
Westfield Financial, Inc. | | | | | |
Ticker WFD | Meeting Date | | Meeting Type | Record Date | |
| 19-May-11 | | Annual | 31-Mar-11 | |
| CUSIP: 96008P104 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Donna J. Damon | Mgmt | For | | For |
1.2 | Elect Director Robert T. Crowley, Jr. | Mgmt | For | | For |
1.3 | Elect Director Paul R. Pohl | Mgmt | For | | For |
1.4 | Elect Director Steven G. Richter | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Two Years | | One Year |
| | | | | |
J. C. Penney Company, Inc. | | | | | |
Ticker JCP | Meeting Date | | Meeting Type | Record Date | |
| 20-May-11 | | Annual | 21-Mar-11 | |
| CUSIP: 708160106 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director William A. Ackman | Mgmt | For | | For |
2 | Elect Director Colleen C. Barrett | Mgmt | For | | For |
3 | Elect Director Thomas J. Engibous | Mgmt | For | | For |
4 | Elect Director Kent B. Foster | Mgmt | For | | For |
5 | Elect Director G.B. Laybourne | Mgmt | For | | For |
6 | Elect Director Burl Osborne | Mgmt | For | | For |
7 | Elect Director Leonard H. Roberts | Mgmt | For | | For |
8 | Elect Director Steven Roth | Mgmt | For | | For |
9 | Elect Director Javier G. Teruel | Mgmt | For | | For |
10 | Elect Director R. Gerald Turner | Mgmt | For | | For |
11 | Elect Director Mary Beth West | Mgmt | For | | For |
12 | Elect Director Myron E. Ullman, III | Mgmt | For | | For |
13 | Ratify Auditors | Mgmt | For | | For |
14 | Reduce Supermajority Vote Requirement | Mgmt | For | | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
16 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
Macy's, Inc. | | | | | |
Ticker M | Meeting Date | | Meeting Type | Record Date | |
| 20-May-11 | | Annual | 25-Mar-11 | |
| CUSIP: 55616P104 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Stephen F. Bollenbach | Mgmt | For | | For |
1.2 | Elect Director Deirdre P. Connelly | Mgmt | For | | For |
1.3 | Elect Director Meyer Feldberg | Mgmt | For | | For |
1.4 | Elect Director Sara Levinson | Mgmt | For | | For |
1.5 | Elect Director Terry J. Lundgren | Mgmt | For | | For |
1.6 | Elect Director Joseph Neubauer | Mgmt | For | | For |
1.7 | Elect Director Joseph A. Pichler | Mgmt | For | | For |
1.8 | Elect Director Joyce M. Roche | Mgmt | For | | For |
1.9 | Elect Director Craig E. Weatherup | Mgmt | For | | For |
1.10 | Elect Director Marna C. Whittington | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Mgmt | For | | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
NextEra Energy, Inc. | | | | | |
Ticker NEE | Meeting Date | | Meeting Type | Record Date | |
| 20-May-11 | | Annual | 22-Mar-11 | |
| CUSIP: 65339F101 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Sherry S. Barrat | Mgmt | For | | For |
1.2 | Elect Director Robert M. Beall, II | Mgmt | For | | For |
1.3 | Elect Director J. Hyatt Brown | Mgmt | For | | For |
1.4 | Elect Director James L. Camaren | Mgmt | For | | For |
1.5 | Elect Director Kenneth B. Dunn | Mgmt | For | | For |
1.6 | Elect Director J. Brian Ferguson | Mgmt | For | | For |
1.7 | Elect Director Lewis Hay, III | Mgmt | For | | For |
1.8 | Elect Director Toni Jennings | Mgmt | For | | For |
1.9 | Elect Director Oliver D. Kingsley, Jr. | Mgmt | For | | For |
1.10 | Elect Director Rudy E. Schupp | Mgmt | For | | For |
1.11 | Elect Director William H. Swanson | Mgmt | For | | For |
1.12 | Elect Director Michael H. Thaman | Mgmt | For | | For |
1.13 | Elect Director Hansel E. Tookes, II | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Approve Omnibus Stock Plan | Mgmt | For | | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
The Western Union Company | | | | | |
Ticker WU | Meeting Date | | Meeting Type | Record Date | |
| 20-May-11 | | Annual | 22-Mar-11 | |
| CUSIP: 959802109 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Hikmet Ersek | Mgmt | For | | For |
2 | Elect Director Jack M. Greenberg | Mgmt | For | | For |
3 | Elect Director Linda Fayne Levinson | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
6 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
7 | Declassify the Board of Directors | SH | Against | | For |
| | | | | |
Time Warner Inc. | | | | | |
Ticker TWX | Meeting Date | | Meeting Type | Record Date | |
| 20-May-11 | | Annual | 25-Mar-11 | |
| CUSIP: 887317303 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director James L. Barksdale | Mgmt | For | | For |
2 | Elect Director William P. Barr | Mgmt | For | | For |
3 | Elect Director Jeffrey L. Bewkes | Mgmt | For | | For |
4 | Elect Director Stephen F. Bollenbach | Mgmt | For | | For |
5 | Elect Director Frank J. Caufield | Mgmt | For | | For |
6 | Elect Director Robert C. Clark | Mgmt | For | | For |
7 | Elect Director Mathias Dopfner | Mgmt | For | | For |
8 | Elect Director Jessica P. Einhorn | Mgmt | For | | For |
9 | Elect Director Fred Hassan | Mgmt | For | | For |
10 | Elect Director Michael A. Miles | Mgmt | For | | For |
11 | Elect Director Kenneth J. Novack | Mgmt | For | | For |
12 | Elect Director Paul D. Wachter | Mgmt | For | | For |
13 | Elect Director Deborah C. Wright | Mgmt | For | | For |
14 | Ratify Auditors | Mgmt | For | | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
16 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
17 | Reduce Supermajority Vote Requirement | Mgmt | For | | For |
18 | Provide Right to Act by Written Consent | SH | Against | | For |
| | | | | |
Diamond Offshore Drilling, Inc. | | | | | |
Ticker DO | Meeting Date | | Meeting Type | Record Date | |
| 23-May-11 | | Annual | 28-Mar-11 | |
| CUSIP: 25271C102 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director James S. Tisch | Mgmt | For | | Against |
2 | Elect Director Lawrence R. Dickerson | Mgmt | For | | Against |
3 | Elect Director John R. Bolton | Mgmt | For | | For |
4 | Elect Director Charles L. Fabrikant | Mgmt | For | | For |
5 | Elect Director Paul G. Gaffney II | Mgmt | For | | For |
6 | Elect Director Edward Grebow | Mgmt | For | | For |
7 | Elect Director Herbert C. Hofmann | Mgmt | For | | Against |
8 | Elect Director Andrew H. Tisch | Mgmt | For | | Against |
9 | Elect Director Raymond S. Troubh | Mgmt | For | | For |
10 | Ratify Auditors | Mgmt | For | | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
12 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
Kraft Foods Inc. | | | | | |
Ticker KFT | Meeting Date | | Meeting Type | Record Date | |
| 24-May-11 | | Annual | 16-Mar-11 | |
| CUSIP: 50075N104 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Ajaypal S. Banga | Mgmt | For | | For |
2 | Elect Director Myra M. Hart | Mgmt | For | | For |
3 | Elect Director Peter B. Henry | Mgmt | For | | For |
4 | Elect Director Lois D. Juliber | Mgmt | For | | For |
5 | Elect Director Mark D. Ketchum | Mgmt | For | | For |
6 | Elect Director Richard A. Lerner | Mgmt | For | | For |
7 | Elect Director Mackey J. McDonald | Mgmt | For | | For |
8 | Elect Director John C. Pope | Mgmt | For | | For |
9 | Elect Director Fredric G. Reynolds | Mgmt | For | | For |
10 | Elect Director Irene B. Rosenfeld | Mgmt | For | | For |
11 | Elect Director J.F. Van Boxmeer | Mgmt | For | | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
13 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
14 | Amend Non-Employee Director Omnibus Stock Plan | Mgmt | For | | For |
15 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Merck & Co., Inc. | | | | | |
Ticker MRK | Meeting Date | | Meeting Type | Record Date | |
| 24-May-11 | | Annual | 25-Mar-11 | |
| CUSIP: 58933Y105 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Leslie A. Brun | Mgmt | For | | For |
2 | Elect Director Thomas R. Cech | Mgmt | For | | For |
3 | Elect Director Richard T. Clark | Mgmt | For | | For |
4 | Elect Director Kenneth C. Frazier | Mgmt | For | | For |
5 | Elect Director Thomas H. Glocer | Mgmt | For | | For |
6 | Elect Director Steven F. Goldstone | Mgmt | For | | For |
7 | Elect Director William B. Harrison. Jr. | Mgmt | For | | For |
8 | Elect Director Harry R. Jacobson | Mgmt | For | | For |
9 | Elect Director William N. Kelley | Mgmt | For | | For |
10 | Elect Director C. Robert Kidder | Mgmt | For | | For |
11 | Elect Director Rochelle B. Lazarus | Mgmt | For | | For |
12 | Elect Director Carlos E. Represas | Mgmt | For | | For |
13 | Elect Director Patricia F. Russo | Mgmt | For | | For |
14 | Elect Director Thomas E. Shenk | Mgmt | For | | For |
15 | Elect Director Anne M. Tatlock | Mgmt | For | | For |
16 | Elect Director Craig B. Thompson | Mgmt | For | | For |
17 | Elect Director Wendell P. Weeks | Mgmt | For | | For |
18 | Elect Director Peter C. Wendell | Mgmt | For | | For |
19 | Ratify Auditors | Mgmt | For | | For |
20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
21 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
| | | | | |
Omnicom Group Inc. | | | | | |
Ticker OMC | Meeting Date | | Meeting Type | Record Date | |
| 24-May-11 | | Annual | 08-Apr-11 | |
| CUSIP: 681919106 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director John D. Wren | Mgmt | For | | For |
2 | Elect Director Bruce Crawford | Mgmt | For | | For |
3 | Elect Director Alan R. Batkin | Mgmt | For | | For |
4 | Elect Director Robert Charles Clark | Mgmt | For | | For |
5 | Elect Director Leonard S. Coleman, Jr. | Mgmt | For | | For |
6 | Elect Director Errol M. Cook | Mgmt | For | | For |
7 | Elect Director Susan S. Denison | Mgmt | For | | For |
8 | Elect Director Michael A. Henning | Mgmt | For | | For |
9 | Elect Director John R. Murphy | Mgmt | For | | For |
10 | Elect Director John R. Purcell | Mgmt | For | | For |
11 | Elect Director Linda Johnson Rice | Mgmt | For | | For |
12 | Elect Director Gary L. Roubos | Mgmt | For | | For |
13 | Ratify Auditors | Mgmt | For | | For |
14 | Provide Right to Act by Written Consent | Mgmt | For | | For |
15 | Reduce Supermajority Vote Requirement | Mgmt | For | | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
17 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
Chevron Corporation | | | | | |
Ticker CVX | Meeting Date | | Meeting Type | Record Date | |
| 25-May-11 | | Annual | 01-Apr-11 | |
| CUSIP: 166764100 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director L.F. Deily | Mgmt | For | | For |
2 | Elect Director R.E. Denham | Mgmt | For | | For |
3 | Elect Director R.J. Eaton | Mgmt | For | | For |
4 | Elect Director C. Hagel | Mgmt | For | | For |
5 | Elect Director E. Hernandez | Mgmt | For | | For |
6 | Elect Director G.L. Kirkland | Mgmt | For | | For |
7 | Elect Director D.B. Rice | Mgmt | For | | For |
8 | Elect Director K.W. Sharer | Mgmt | For | | For |
9 | Elect Director C.R. Shoemate | Mgmt | For | | For |
10 | Elect Director J.G. Stumpf | Mgmt | For | | For |
11 | Elect Director R.D. Sugar | Mgmt | For | | For |
12 | Elect Director C. Ware | Mgmt | For | | For |
13 | Elect Director J.S. Watson | Mgmt | For | | For |
14 | Ratify Auditors | Mgmt | For | | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
16 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
17 | Request Director Nominee with Environmental Qualifications | SH | Against | | For |
18 | Amend Bylaws to Establish a Board Committee on Human Rights | SH | Against | | Against |
19 | Include Sustainability as a Performance Measure for Senior Executive Compensation | SH | Against | | Against |
20 | Adopt Guidelines for Country Selection | SH | Against | | For |
21 | Report on Financial Risks of Climate Change | SH | Against | | Against |
22 | Report on Environmental Impacts of Natural Gas Fracturing | SH | Against | | For |
23 | Report on Offshore Oil Wells and Spill Mitigation Measures | SH | Against | | Against |
| | | | | |
Exxon Mobil Corporation | | | | | |
Ticker XOM | Meeting Date | | Meeting Type | Record Date | |
�� | 25-May-11 | | Annual | 06-Apr-11 | |
| CUSIP: 30231G102 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director M.J. Boskin | Mgmt | For | | For |
1.2 | Elect Director P. Brabeck-Letmathe | Mgmt | For | | For |
1.3 | Elect Director L.R. Faulkner | Mgmt | For | | For |
1.4 | Elect Director J.S. Fishman | Mgmt | For | | For |
1.5 | Elect Director K.C. Frazier | Mgmt | For | | For |
1.6 | Elect Director W.W. George | Mgmt | For | | For |
1.7 | Elect Director M.C. Nelson | Mgmt | For | | For |
1.8 | Elect Director S.J. Palmisano | Mgmt | For | | For |
1.9 | Elect Director S.S. Reinemund | Mgmt | For | | For |
1.10 | Elect Director R.W. Tillerson | Mgmt | For | | For |
1.11 | Elect Director E.E. Whitacre, Jr. | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
5 | Require Independent Board Chairman | SH | Against | | For |
6 | Report on Political Contributions | SH | Against | | For |
7 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | SH | Against | | Against |
8 | Adopt Policy on Human Right to Water | SH | Against | | Against |
9 | Report on Environmental Impact of Oil Sands Operations in Canada | SH | Against | | For |
10 | Report on Environmental Impacts of Natural Gas Fracturing | SH | Against | | For |
11 | Report on Energy Technologies Development | SH | Against | | Against |
12 | Adopt Quantitative GHG Goals for Products and Operations | SH | Against | | For |
| | | | | |
ONEOK, Inc. | | | | | |
Ticker OKE | Meeting Date | | Meeting Type | Record Date | |
| 25-May-11 | | Annual | 28-Mar-11 | |
| CUSIP: 682680103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director James C. Day | Mgmt | For | | For |
2 | Elect Director Julie H. Edwards | Mgmt | For | | For |
3 | Elect Director William L. Ford | Mgmt | For | | For |
4 | Elect Director John W. Gibson | Mgmt | For | | For |
5 | Elect Director Bert H. Mackie | Mgmt | For | | For |
6 | Elect Director Jim W. Mogg | Mgmt | For | | For |
7 | Elect Director Pattye L. Moore | Mgmt | For | | For |
8 | Elect Director Gary D. Parker | Mgmt | For | | For |
9 | Elect Director Eduardo A. Rodriguez | Mgmt | For | | For |
10 | Elect Director Gerald B. Smith | Mgmt | For | | For |
11 | Elect Director David J. Tippeconnic | Mgmt | For | | For |
12 | Ratify Auditors | Mgmt | For | | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
14 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
Brown Shoe Company, Inc. | | | | | |
Ticker BWS | Meeting Date | | Meeting Type | Record Date | |
| 26-May-11 | | Annual | 31-Mar-11 | |
| CUSIP: 115736100 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Ronald A. Fromm | Mgmt | For | | For |
1.2 | Elect Director Steven W. Korn | Mgmt | For | | For |
1.3 | Elect Director Patricia G. McGinnis | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
EMC Insurance Group Inc. | | | | | |
Ticker EMCI | Meeting Date | | Meeting Type | Record Date | |
| 26-May-11 | | Annual | 29-Mar-11 | |
| CUSIP: 268664109 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director George C. Carpenter, III | Mgmt | For | | For |
1.2 | Elect Director Stephen A. Crane | Mgmt | For | | For |
1.3 | Elect Director Jonathan R. Fletcher | Mgmt | For | | For |
1.4 | Elect Director Robert L. Howe | Mgmt | For | | For |
1.5 | Elect Director Bruce G. Kelley | Mgmt | For | | For |
1.6 | Elect Director Gretchen H. Tegeler | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
| | | | | |
Invesco Ltd. | | | | | |
Ticker IVZ | Meeting Date | | Meeting Type | Record Date | |
| 26-May-11 | | Annual | 28-Mar-11 | |
| CUSIP: G491BT108 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Rex D. Adams | Mgmt | For | | For |
1.2 | Elect Director John Banham | Mgmt | For | | For |
1.3 | Elect Director Denis Kessler | Mgmt | For | | Against |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
4 | Approve Omnibus Stock Plan | Mgmt | For | | For |
5 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | | For |
| | | | | |
Lowe's Companies, Inc. | | | | | |
Ticker LOW | Meeting Date | | Meeting Type | Record Date | |
| 27-May-11 | | Annual | 25-Mar-11 | |
| CUSIP: 548661107 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Raul Alvarez | Mgmt | For | | For |
1.2 | Elect Director David W. Bernauer | Mgmt | For | | For |
1.3 | Elect Director Leonard L. Berry | Mgmt | For | | For |
1.4 | Elect Director Peter C. Browning | Mgmt | For | | For |
1.5 | Elect Director Dawn E. Hudson | Mgmt | For | | For |
1.6 | Elect Director Robert L. Johnson | Mgmt | For | | For |
1.7 | Elect Director Marshall O. Larsen | Mgmt | For | | For |
1.8 | Elect Director Richard K. Lochridge | Mgmt | For | | For |
1.9 | Elect Director Robert A. Niblock | Mgmt | For | | For |
1.10 | Elect Director Stephen F. Page | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
5 | Approve Executive Incentive Bonus Plan | Mgmt | For | | For |
6 | Submit Severance Agreement (Change-in- Control) to Shareholder Vote | SH | Against | | For |
7 | Include Sustainability as a Performance Measure for Senior Executive Compensation | SH | Against | | Against |
8 | Report on Political Contributions | SH | Against | | For |
| | | | | |
The Home Depot, Inc. | | | | | |
Ticker HD | Meeting Date | | Meeting Type | Record Date | |
| 02-Jun-11 | | Annual | 04-Apr-11 | |
| CUSIP: 437076102 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director F. Duane Ackerman | Mgmt | For | | For |
2 | Elect Director Francis S. Blake | Mgmt | For | | For |
3 | Elect Director Ari Bousbib | Mgmt | For | | For |
4 | Elect Director Gregory D. Brenneman | Mgmt | For | | For |
5 | Elect Director J. Frank Brown | Mgmt | For | | For |
6 | Elect Director Albert P. Carey | Mgmt | For | | For |
7 | Elect Director Armando Codina | Mgmt | For | | For |
8 | Elect Director Bonnie G. Hill | Mgmt | For | | For |
9 | Elect Director Karen L. Katen | Mgmt | For | | For |
10 | Elect Director Ronald L. Sargent | Mgmt | For | | For |
11 | Ratify Auditors | Mgmt | For | | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
13 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
14 | Provide Right to Act by Written Consent | Mgmt | For | | For |
15 | Restore or Provide for Cumulative Voting | SH | Against | | For |
16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
17 | Prepare Employment Diversity Report | SH | Against | | For |
18 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | SH | Against | | Against |
| | | | | |
Wal-Mart Stores, Inc. | | | | | |
Ticker WMT | Meeting Date | | Meeting Type | Record Date | |
| 03-Jun-11 | | Annual | 06-Apr-11 | |
| CUSIP: 931142103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Aida M. Alvarez | Mgmt | For | | For |
2 | Elect Director James W. Breyer | Mgmt | For | | For |
3 | Elect Director M. Michele Burns | Mgmt | For | | For |
4 | Elect Director James I. Cash, Jr. | Mgmt | For | | For |
5 | Elect Director Roger C. Corbett | Mgmt | For | | For |
6 | Elect Director Douglas N. Daft | Mgmt | For | | For |
7 | Elect Director Michael T. Duke | Mgmt | For | | For |
8 | Elect Director Gregory B. Penner | Mgmt | For | | For |
9 | Elect Director Steven S Reinemund | Mgmt | For | | For |
10 | Elect Director H. Lee Scott, Jr. | Mgmt | For | | For |
11 | Elect Director Arne M. Sorenson | Mgmt | For | | For |
12 | Elect Director Jim C. Walton | Mgmt | For | | For |
13 | Elect Director S. Robson Walton | Mgmt | For | | For |
14 | Elect Director Christopher J. Williams | Mgmt | For | | For |
15 | Elect Director Linda S. Wolf | Mgmt | For | | For |
16 | Ratify Auditors | Mgmt | For | | For |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
18 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
19 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | SH | Against | | For |
20 | Report on Political Contributions | SH | Against | | For |
21 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
22 | Require Suppliers to Produce Sustainability Reports | SH | Against | | Against |
23 | Report on Climate Change Business Risks | SH | Against | | Against |
| | | | | |
Staples, Inc. | | | | | |
Ticker SPLS | Meeting Date | | Meeting Type | Record Date | |
| 07-Jun-11 | | Annual | 11-Apr-11 | |
| CUSIP: 855030102 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Basil L. Anderson | Mgmt | For | | For |
2 | Elect Director Arthur M. Blank | Mgmt | For | | For |
3 | Elect Director Mary Elizabeth Burton | Mgmt | For | | For |
4 | Elect Director Justin King | Mgmt | For | | For |
5 | Elect Director Carol Meyrowitz | Mgmt | For | | For |
6 | Elect Director Rowland T. Moriarty | Mgmt | For | | For |
7 | Elect Director Robert C. Nakasone | Mgmt | For | | For |
8 | Elect Director Ronald L. Sargent | Mgmt | For | | For |
9 | Elect Director Elizabeth A. Smith | Mgmt | For | | For |
10 | Elect Director Robert E. Sulentic | Mgmt | For | | For |
11 | Elect Director Vijay Vishwanath | Mgmt | For | | For |
12 | Elect Director Paul F. Walsh | Mgmt | For | | For |
13 | Ratify Auditors | Mgmt | For | | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
15 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
16 | Provide Right to Act by Written Consent | SH | Against | | For |
| | | | | |
Devon Energy Corporation | | | | | |
Ticker DVN | Meeting Date | | Meeting Type | Record Date | |
| 08-Jun-11 | | Annual | 11-Apr-11 | |
| CUSIP: 25179M103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Robert H. Henry | Mgmt | For | | For |
1.2 | Elect Director John A. Hill | Mgmt | For | | For |
1.3 | Elect Director Michael M. Kanovsky | Mgmt | For | | For |
1.4 | Elect Director Robert A. Mosbacher, Jr | Mgmt | For | | For |
1.5 | Elect Director J. Larry Nichols | Mgmt | For | | For |
1.6 | Elect Director Duane C. Radtke | Mgmt | For | | For |
1.7 | Elect Director Mary P. Ricciardello | Mgmt | For | | For |
1.8 | Elect Director John Richels | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
4 | Reduce Supermajority Vote Requirement | Mgmt | For | | For |
5 | Amend Certificate of Incorporation | Mgmt | For | | For |
6 | Ratify Auditors | Mgmt | For | | For |
7 | Provide Right to Act by Written Consent | SH | Against | | For |
| | | | | |
Stage Stores, Inc. | | | | | |
Ticker SSI | Meeting Date | | Meeting Type | Record Date | |
| 09-Jun-11 | | Annual | 12-Apr-11 | |
| CUSIP: 85254C305 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Alan Barocas | Mgmt | For | | For |
2 | Elect Director Michael Glazer | Mgmt | For | | For |
3 | Elect Director Gabrielle Green | Mgmt | For | | For |
4 | Elect Director Andrew Hall | Mgmt | For | | For |
5 | Elect Director Earl Hesterberg | Mgmt | For | | For |
6 | Elect Director William Montgoris | Mgmt | For | | For |
7 | Elect Director David Schwartz | Mgmt | For | | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
9 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
10 | Ratify Auditors | Mgmt | For | | For |
11 | Amend Omnibus Stock Plan | Mgmt | For | | For |
| | | | | |
FXCM Inc. | | | | | |
Ticker FXCM | Meeting Date | | Meeting Type | Record Date | |
| 15-Jun-11 | | Annual | 20-Apr-11 | |
| CUSIP: 302693106 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director William Ahdout | Mgmt | For | | For |
1.2 | Elect Director James Brown | Mgmt | For | | For |
1.3 | Elect Director Robin Davis | Mgmt | For | | For |
1.4 | Elect Director Perry Fish | Mgmt | For | | For |
1.5 | Elect Director Kenneth Grossman | Mgmt | For | | For |
1.6 | Elect Director Arthur Gruen | Mgmt | For | | For |
1.7 | Elect Director Eric LeGoff | Mgmt | For | | For |
1.8 | Elect Director Dror (Drew) Niv | Mgmt | For | | For |
1.9 | Elect Director David Sakhai | Mgmt | For | | For |
1.10 | Elect Director Ryan Silverman | Mgmt | For | | For |
1.11 | Elect Director Eduard Yusupov | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
American Eagle Outfitters, Inc. | | | | | |
Ticker AEO | Meeting Date | | Meeting Type | Record Date | |
| 21-Jun-11 | | Annual | 25-Apr-11 | |
| CUSIP: 02553E106 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Michael G. Jesselson | Mgmt | For | | For |
2 | Elect Director Roger S. Markfield | Mgmt | For | | For |
3 | Elect Director Jay L. Schottenstein | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
6 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
Best Buy Co., Inc. | | | | | |
Ticker BBY | Meeting Date | | Meeting Type | Record Date | |
| 21-Jun-11 | | Annual | 25-Apr-11 | |
| CUSIP: 086516101 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Ronald James | Mgmt | For | | For |
1.2 | Elect Director Sanjay Khosla | Mgmt | For | | For |
1.3 | Elect Director George L. Mikan III | Mgmt | For | | For |
1.4 | Elect Director Matthew H. Paull | Mgmt | For | | For |
1.5 | Elect Director Richard M. Schulze | Mgmt | For | | For |
1.6 | Elect Director Hatim A. Tyabji | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Change Range for Size of the Board | Mgmt | For | | Against |
4 | Amend Omnibus Stock Plan | Mgmt | For | | For |
5 | Approve Executive Incentive Bonus Plan | Mgmt | For | | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
7 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
8 | Declassify the Board of Directors | SH | Against | | For |
| | | | | |
National Semiconductor Corporation | | | | | |
Ticker NSM | Meeting Date | | Meeting Type | Record Date | |
| 21-Jun-11 | | Special | 11-May-11 | |
| CUSIP: 637640103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Approve Merger Agreement | Mgmt | For | | For |
2 | Adjourn Meeting | Mgmt | For | | For |
| | | | | |
Chico's FAS, Inc. | | | | | |
Ticker CHS | Meeting Date | | Meeting Type | Record Date | |
| 23-Jun-11 | | Annual | 25-Apr-11 | |
| CUSIP: 168615102 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director John J. Mahoney | Mgmt | For | | For |
2 | Elect Director David F. Walker | Mgmt | For | | For |
3 | Elect Director Stephen E. Watson | Mgmt | For | | For |
4 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | | For |
5 | Ratify Auditors | Mgmt | For | | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
7 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
The Kroger Co. | | | | | |
Ticker KR | Meeting Date | | Meeting Type | Record Date | |
| 23-Jun-11 | | Annual | 25-Apr-11 | |
| CUSIP: 501044101 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Reuben V. Anderson | Mgmt | For | | For |
2 | Elect Director Robert D. Beyer | Mgmt | For | | For |
3 | Elect Director David B. Dillon | Mgmt | For | | For |
4 | Elect Director Susan J. Kropf | Mgmt | For | | For |
5 | Elect Director John T. Lamacchia | Mgmt | For | | For |
6 | Elect Director David B. Lewis | Mgmt | For | | For |
7 | Elect Director W. Rodney Mcmullen | Mgmt | For | | For |
8 | Elect Director Jorge P. Montoya | Mgmt | For | | For |
9 | Elect Director Clyde R. Moore | Mgmt | For | | For |
10 | Elect Director Susan M. Phillips | Mgmt | For | | For |
11 | Elect Director Steven R. Rogel | Mgmt | For | | For |
12 | Elect Director James A. Runde | Mgmt | For | | For |
13 | Elect Director Ronald L. Sargent | Mgmt | For | | For |
14 | Elect Director Bobby S. Shackouls | Mgmt | For | | For |
15 | Approve Omnibus Stock Plan | Mgmt | For | | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
17 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
18 | Ratify Auditors | Mgmt | For | | For |
19 | Adopt ILO Based Code of Conduct | SH | Against | | Against |
| | | | | |
American Greetings Corporation | | | | | |
Ticker AM | Meeting Date | | Meeting Type | Record Date | |
| 24-Jun-11 | | Annual | 02-May-11 | |
| CUSIP: 026375105 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Jeffery D. Dunn | Mgmt | For | | For |
1.2 | Elect Director Michael J. Merriman, Jr | Mgmt | For | | Withhold |
1.3 | Elect Director Morry Weiss | Mgmt | For | | For |
2 | Amend Omnibus Stock Plan | Mgmt | For | | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
| | | | | |
Armstrong World Industries, Inc. | | | | | |
Ticker AWI | Meeting Date | | Meeting Type | Record Date | |
| 24-Jun-11 | | Annual | 11-Apr-11 | |
| CUSIP: 04247X102 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Stan A. Askren | Mgmt | For | | For |
1.2 | Elect Director David Bonderman | Mgmt | For | | Withhold |
1.3 | Elect Director Kevin R. Burns | Mgmt | For | | For |
1.4 | Elect Director Matthew J. Espe | Mgmt | For | | For |
1.5 | Elect Director James J. Gaffney | Mgmt | For | | For |
1.6 | Elect Director Tao Huang | Mgmt | For | | For |
1.7 | Elect Director Michael F. Johnston | Mgmt | For | | For |
1.8 | Elect Director Larry S. McWilliams | Mgmt | For | | For |
1.9 | Elect Director James J. O'Connor | Mgmt | For | | For |
1.10 | Elect Director John J. Roberts | Mgmt | For | | For |
1.11 | Elect Director Richard E. Wenz | Mgmt | For | | For |
2 | Approve Omnibus Stock Plan | Mgmt | For | | For |
3 | Amend Executive Incentive Bonus Plan | Mgmt | For | | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
6 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
McKesson Corporation | | | | | |
Ticker MCK | Meeting Date | | Meeting Type | Record Date | |
| 28-Jul-10 | | Annual | 01-Jun-10 | |
| CUSIP: 58155Q103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Andy D. Bryant | Mgmt | For | | For |
2 | Elect Director Wayne A. Budd | Mgmt | For | | For |
3 | Elect Director John H. Hammergren | Mgmt | For | | For |
4 | Elect Director Alton F. Irby III | Mgmt | For | | Against |
5 | Elect Director M. Christine Jacobs | Mgmt | For | | Against |
6 | Elect Director Marie L. Knowles | Mgmt | For | | For |
7 | Elect Director David M. Lawrence | Mgmt | For | | Against |
8 | Elect Director Edward A. Mueller | Mgmt | For | | Against |
9 | Elect Director Jane E. Shaw | Mgmt | For | | For |
10 | Amend Omnibus Stock Plan | Mgmt | For | | For |
11 | Amend Executive Incentive Bonus Plan | Mgmt | For | | For |
12 | Ratify Auditors | Mgmt | For | | For |
13 | Stock Retention/Holding Period | SH | Against | | For |
14 | Report on Pay Disparity | SH | Against | | Against |
| | | | | |
Medtronic, Inc. | | | | | |
Ticker MDT | Meeting Date | | Meeting Type | Record Date | |
| 25-Aug-10 | | Annual | 28-Jun-10 | |
| CUSIP: 585055106 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Richard H. Anderson | Mgmt | For | | For |
1.2 | Elect Director David L. Calhoun | Mgmt | For | | For |
1.3 | Elect Director Victor J. Dzau | Mgmt | For | | For |
1.4 | Elect Director William A. Hawkins | Mgmt | For | | For |
1.5 | Elect Director Shirley A. Jackson | Mgmt | For | | For |
1.6 | Elect Director James T. Lenehan | Mgmt | For | | For |
1.7 | Elect Director Denise M. O'Leary | Mgmt | For | | For |
1.8 | Elect Director Kendall J. Powell | Mgmt | For | | For |
1.9 | Elect Director Robert C. Pozen | Mgmt | For | | For |
1.10 | Elect Director Jean-Pierre Rosso | Mgmt | For | | For |
1.11 | Elect Director Jack W. Schuler | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
NIKE, Inc. | | | | | |
Ticker NKE | Meeting Date | | Meeting Type | Record Date | |
| 20-Sep-10 | | Annual | 26-Jul-10 | |
| CUSIP: 654106103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Jill K. Conway | Mgmt | For | | For |
1.2 | Elect Director Alan B. Graf, Jr. | Mgmt | For | | For |
1.3 | Elect Director John C. Lechleiter | Mgmt | For | | For |
1.4 | Elect Director Phyllis M. Wise | Mgmt | For | | For |
2 | Amend Executive Incentive Bonus Plan | Mgmt | For | | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Symantec Corporation | | | | | |
Ticker SYMC | Meeting Date | | Meeting Type | Record Date | |
| 20-Sep-10 | | Annual | 26-Jul-10 | |
| CUSIP: 871503108 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Stephen M. Bennett | Mgmt | For | | For |
2 | Elect Director Michael A. Brown | Mgmt | For | | For |
3 | Elect Director William T. Coleman, III | Mgmt | For | | For |
4 | Elect Director Frank E. Dangeard | Mgmt | For | | For |
5 | Elect Director Geraldine B. Laybourne | Mgmt | For | | For |
6 | Elect Director David L. Mahoney | Mgmt | For | | For |
7 | Elect Director Robert S. Miller | Mgmt | For | | For |
8 | Elect Director Enrique Salem | Mgmt | For | | For |
9 | Elect Director Daniel H. Schulman | Mgmt | For | | For |
10 | Elect Director John W. Thompson | Mgmt | For | | For |
11 | Elect Director V. Paul Unruh | Mgmt | For | | For |
12 | Ratify Auditors | Mgmt | For | | For |
13 | Amend Omnibus Stock Plan | Mgmt | For | | For |
14 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | | For |
| | | | | |
H&R Block, Inc. | | | | | |
Ticker HRB | Meeting Date | | Meeting Type | Record Date | |
| 30-Sep-10 | | Annual | 27-Jul-10 | |
| | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Alan M. Bennett | Mgmt | For | | For |
2 | Elect Director Richard C. Breeden | Mgmt | For | | For |
3 | Elect Director William C. Cobb | Mgmt | For | | For |
4 | Elect Director Robert A. Gerard | Mgmt | For | | For |
5 | Elect Director Len J. Lauer | Mgmt | For | | For |
6 | Elect Director David B. Lewis | Mgmt | For | | For |
7 | Elect Director Bruce C. Rohde | Mgmt | For | | For |
8 | Elect Director Tom D. Seip | Mgmt | For | | For |
9 | Elect Director L. Edward Shaw, Jr. | Mgmt | For | | For |
10 | Elect Director Christianna Wood | Mgmt | For | | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
12 | Amend Omnibus Stock Plan | Mgmt | For | | For |
13 | Amend Executive Incentive Bonus Plan | Mgmt | For | | For |
14 | Reduce Supermajority Vote Requirement | SH | For | | For |
15 | Provide Right to Call Special Meeting | Mgmt | For | | For |
16 | Reduce Supermajority Vote Requirement Relating to the Removal of Directors | Mgmt | For | | For |
17 | Reduce Supermajority Vote Requirement Relating to Amendments to Articles of Incorporation and Bylaws | Mgmt | For | | For |
18 | Reduce Supermajority Vote Requirement Regarding the Related Person Transaction Provision | Mgmt | For | | For |
19 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Oracle Corporation | | | | | |
Ticker ORCL | Meeting Date | | Meeting Type | Record Date | |
| 06-Oct-10 | | Annual | 09-Aug-10 | |
| CUSIP: 68389X105 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Jeffrey S. Berg | Mgmt | For | | Withhold |
1.2 | Elect Director H. Raymond Bingham | Mgmt | For | | For |
1.3 | Elect Director Michael J. Boskin | Mgmt | For | | For |
1.4 | Elect Director Safra A. Catz | Mgmt | For | | For |
1.5 | Elect Director Bruce R. Chizen | Mgmt | For | | For |
1.6 | Elect Director George H. Conrades | Mgmt | For | | For |
1.7 | Elect Director Lawrence J. Ellison | Mgmt | For | | For |
1.8 | Elect Director Hector Garcia-Molina | Mgmt | For | | Withhold |
1.9 | Elect Director Jeffrey O. Henley | Mgmt | For | | For |
1.10 | Elect Director Mark V. Hurd | Mgmt | For | | For |
1.11 | Elect Director Donald L. Lucas | Mgmt | For | | For |
1.12 | Elect Director Naomi O. Seligman | Mgmt | For | | Withhold |
2 | Approve Executive Incentive Bonus Plan | Mgmt | For | | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
5 | Establish Board Committee on Sustainability | SH | Against | | Against |
6 | Require a Majority Vote for the Election of Directors | SH | Against | | For |
7 | Stock Retention/Holding Period | SH | Against | | For |
| | | | | |
The Procter & Gamble Company | | | | | |
Ticker PG | Meeting Date | | Meeting Type | Record Date | |
| 12-Oct-10 | | Annual | 13-Aug-10 | |
| CUSIP: 742718109 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Angela F. Braly | Mgmt | For | | For |
2 | Elect Director Kenneth I. Chenault | Mgmt | For | | For |
3 | Elect Director Scott D. Cook | Mgmt | For | | For |
4 | Elect Director Rajat K. Gupta | Mgmt | For | | For |
5 | Elect Director Robert A. Mcdonald | Mgmt | For | | For |
6 | Elect Director W. James Mcnerney, Jr. | Mgmt | For | | For |
7 | Elect Director Johnathan A. Rodgers | Mgmt | For | | For |
8 | Elect Director Mary A. Wilderotter | Mgmt | For | | For |
9 | Elect Director Patricia A. Woertz | Mgmt | For | | For |
10 | Elect Director Ernesto Zedillo | Mgmt | For | | For |
11 | Ratify Auditors | Mgmt | For | | For |
12 | Provide for Cumulative Voting | SH | Against | | For |
| | | | | |
Automatic Data Processing, Inc. | | | | | |
Ticker ADP | Meeting Date | | Meeting Type | Record Date | |
| 09-Nov-10 | | Annual | 10-Sep-10 | |
| CUSIP: 053015103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Gregory D. Brenneman | Mgmt | For | | For |
1.2 | Elect Director Leslie A. Brun | Mgmt | For | | For |
1.3 | Elect Director Gary C. Butler | Mgmt | For | | For |
1.4 | Elect Director Leon G. Cooperman | Mgmt | For | | For |
1.5 | Elect Director Eric C. Fast | Mgmt | For | | For |
1.6 | Elect Director Linda R. Gooden | Mgmt | For | | For |
1.7 | Elect Director R. Glenn Hubbard | Mgmt | For | | For |
1.8 | Elect Director John P. Jones | Mgmt | For | | For |
1.9 | Elect Director Sharon T. Rowlands | Mgmt | For | | For |
1.10 | Elect Director Enrique T. Salem | Mgmt | For | | For |
1.11 | Elect Director Gregory L. Summe | Mgmt | For | | For |
2 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | | For |
3 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Microsoft Corporation | | | | | |
Ticker MSFT | Meeting Date | | Meeting Type | Record Date | |
| 16-Nov-10 | | Annual | 03-Sep-10 | |
| CUSIP: 594918104 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Steven A. Ballmer | Mgmt | For | | For |
2 | Elect Director Dina Dublon | Mgmt | For | | For |
3 | Elect Director William H. Gates III | Mgmt | For | | For |
4 | Elect Director Raymond V. Gilmartin | Mgmt | For | | For |
5 | Elect Director Reed Hastings | Mgmt | For | | For |
6 | Elect Director Maria M. Klawe | Mgmt | For | | For |
7 | Elect Director David F. Marquardt | Mgmt | For | | For |
8 | Elect Director Charles H. Noski | Mgmt | For | | For |
9 | Elect Director Helmut Panke | Mgmt | For | | For |
10 | Ratify Auditors | Mgmt | For | | For |
11 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | SH | Against | | Against |
| | | | | |
The Clorox Company | | | | | |
Ticker CLX | Meeting Date | | Meeting Type | Record Date | |
| 17-Nov-10 | | Annual | 20-Sep-10 | |
| CUSIP: 189054109 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Daniel Boggan, Jr. | Mgmt | For | | For |
2 | Elect Director Richard H. Carmona | Mgmt | For | | For |
3 | Elect Director Tully M. Friedman | Mgmt | For | | For |
4 | Elect Director George J. Harad | Mgmt | For | | For |
5 | Elect Director Donald R. Knauss | Mgmt | For | | For |
6 | Elect Director Robert W. Matschullat | Mgmt | For | | For |
7 | Elect Director Gary G. Michael | Mgmt | For | | For |
8 | Elect Director Edward A. Mueller | Mgmt | For | | For |
9 | Elect Director Jan L. Murley | Mgmt | For | | For |
10 | Elect Director Pamela Thomas-Graham | Mgmt | For | | For |
11 | Elect Director Carolyn M. Ticknor | Mgmt | For | | For |
12 | Ratify Auditors | Mgmt | For | | For |
13 | Amend Omnibus Stock Plan | Mgmt | For | | For |
14 | Amend Executive Incentive Bonus Plan | Mgmt | For | | For |
15 | Require Independent Board Chairman | SH | Against | | Against |
| | | | | |
Cisco Systems, Inc. | | | | | |
Ticker CSCO | Meeting Date | | Meeting Type | Record Date | |
| 18-Nov-10 | | Annual | 20-Sep-10 | |
| CUSIP: 17275R102 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Carol A. Bartz | Mgmt | For | | For |
2 | Elect Director M. Michele Burns | Mgmt | For | | For |
3 | Elect Director Michael D. Capellas | Mgmt | For | | For |
4 | Elect Director Larry R. Carter | Mgmt | For | | For |
5 | Elect Director John T. Chambers | Mgmt | For | | For |
6 | Elect Director Brian L. Halla | Mgmt | For | | For |
7 | Elect Director John L. Hennessy | Mgmt | For | | For |
8 | Elect Director Richard M. Kovacevich | Mgmt | For | | For |
9 | Elect Director Roderick C. Mcgeary | Mgmt | For | | For |
10 | Elect Director Michael K. Powell | Mgmt | For | | For |
11 | Elect Director Arun Sarin | Mgmt | For | | For |
12 | Elect Director Steven M. West | Mgmt | For | | For |
13 | Elect Director Jerry Yang | Mgmt | For | | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
15 | Ratify Auditors | Mgmt | For | | For |
16 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | SH | Against | | Against |
17 | Report on Internet Fragmentation | SH | Against | | For |
18 | Adopt Policy Prohibiting Sale of Products in China if they Contribute to Human Rights Abuses | SH | Against | | Against |
| | | | | |
Walgreen Co. | | | | | |
Ticker WAG | Meeting Date | | Meeting Type | Record Date | |
| 12-Jan-11 | | Annual | 15-Nov-10 | |
| CUSIP: 931422109 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director David J. Brailer | Mgmt | For | | For |
2 | Elect Director Steven A. Davis | Mgmt | For | | For |
3 | Elect Director William C. Foote | Mgmt | For | | For |
4 | Elect Director Mark P. Frissora | Mgmt | For | | For |
5 | Elect Director Ginger L. Graham | Mgmt | For | | For |
6 | Elect Director Alan G. McNally | Mgmt | For | | For |
7 | Elect Director Nancy M. Schlichting | Mgmt | For | | For |
8 | Elect Director David Y. Schwartz | Mgmt | For | | For |
9 | Elect Director Alejandro Silva | Mgmt | For | | For |
10 | Elect Director James A. Skinner | Mgmt | For | | For |
11 | Elect Director Gregory D. Wasson | Mgmt | For | | For |
12 | Ratify Auditors | Mgmt | For | | For |
13 | Amend Articles of Incorporation to Revise the Purpose Clause | Mgmt | For | | For |
14 | Reduce Supermajority Vote Requirement | Mgmt | For | | For |
15 | Rescind Fair Price Provision | Mgmt | For | | For |
16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
17 | Performance-Based Equity Awards | SH | Against | | For |
| | | | | |
Costco Wholesale Corporation | | | | | |
Ticker COST | Meeting Date | | Meeting Type | Record Date | |
| 27-Jan-11 | | Annual | 22-Nov-10 | |
| CUSIP: 22160K105 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Susan L. Decker | Mgmt | For | | For |
1.2 | Elect Director Richard M. Libenson | Mgmt | For | | For |
1.3 | Elect Director John W. Meisenbach | Mgmt | For | | For |
1.4 | Elect Director Charles T. Munger | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
| | | | | |
Emerson Electric Co. | | | | | |
Ticker EMR | Meeting Date | | Meeting Type | Record Date | |
| 01-Feb-11 | | Annual | 23-Nov-10 | |
| CUSIP: 291011104 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director D.N. Farr | Mgmt | For | | For |
1.2 | Elect Director H. Green | Mgmt | For | | For |
1.3 | Elect Director C.A. Peters | Mgmt | For | | For |
1.4 | Elect Director J.W. Prueher | Mgmt | For | | For |
1.5 | Elect Director R.L. Ridgway | Mgmt | For | | For |
2 | Amend Omnibus Stock Plan | Mgmt | For | | For |
3 | Approve Stock Option Plan | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
6 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
7 | Report on Sustainability | SH | Against | | For |
| | | | | |
Novartis AG | | | | | |
Ticker NOVN | Meeting Date | | Meeting Type | Record Date | |
| 22-Feb-11 | | Annual | 25-Jan-11 | |
| CUSIP: H5820Q150 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
| Meeting for ADR Holders | Mgmt | | | |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | | For |
2 | Approve Discharge of Board and Senior Management | Mgmt | For | | For |
3 | Approve Allocation of Income and Dividends of CHF 2.20 per Share | Mgmt | For | | For |
4 | Approve Remuneration System | Mgmt | For | | Against |
5a | Reelect Ann Fudge as Director | Mgmt | For | | For |
5b | Reelect Pierre Landolt as Director | Mgmt | For | | For |
5c | Reelect Ulrich Lehner as Director | Mgmt | For | | For |
5d | Elect Enrico Vanni as Director | Mgmt | For | | For |
6 | Ratify PricewaterhouseCoopers AG as Auditors | Mgmt | For | | For |
7 | Additional And/or Counter-proposals Presented At The Meeting | Mgmt | For | | Against |
| | | | | |
Apple Inc. | | | | | |
Ticker AAPL | Meeting Date | | Meeting Type | Record Date | |
| 23-Feb-11 | | Annual | 27-Dec-10 | |
| CUSIP: 037833100 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director William V. Campbell | Mgmt | For | | For |
1.2 | Elect Director Millard S. Drexler | Mgmt | For | | For |
1.3 | Elect Director Albert A. Gore, Jr. | Mgmt | For | | For |
1.4 | Elect Director Steven P. Jobs | Mgmt | For | | For |
1.5 | Elect Director Andrea Jung | Mgmt | For | | For |
1.6 | Elect Director Arthur D. Levinson | Mgmt | For | | For |
1.7 | Elect Director Ronald D. Sugar | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
5 | Adopt Policy on Succession Planning | SH | Against | | For |
6 | Require a Majority Vote for the Election of Directors | SH | Against | | For |
| | | | | |
QUALCOMM Incorporated | | | | | |
Ticker QCOM | Meeting Date | | Meeting Type | Record Date | |
| 08-Mar-11 | | Annual | 10-Jan-11 | |
| CUSIP: 747525103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Barbara T. Alexander | Mgmt | For | | For |
1.2 | Elect Director Stephen M. Bennett | Mgmt | For | | For |
1.3 | Elect Director Donald G. Cruickshank | Mgmt | For | | For |
1.4 | Elect Director Raymond V. Dittamore | Mgmt | For | | For |
1.5 | Elect Director Thomas W. Horton | Mgmt | For | | For |
1.6 | Elect Director Irwin Mark Jacobs | Mgmt | For | | For |
1.7 | Elect Director Paul E. Jacobs | Mgmt | For | | For |
1.8 | Elect Director Robert E. Kahn | Mgmt | For | | For |
1.9 | Elect Director Sherry Lansing | Mgmt | For | | For |
1.10 | Elect Director Duane A. Nelles | Mgmt | For | | For |
1.11 | Elect Director Francisco Ros | Mgmt | For | | For |
1.12 | Elect Director Brent Scowcroft | Mgmt | For | | For |
1.13 | Elect Director Marc I. Stern | Mgmt | For | | For |
2 | Amend Omnibus Stock Plan | Mgmt | For | | For |
3 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
6 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
7 | Require a Majority Vote for the Election of Directors | SH | Against | | For |
| | | | | |
Tyco International, Ltd. | | | | | |
Ticker TYC | Meeting Date | | Meeting Type | Record Date | |
| 09-Mar-11 | | Annual | 10-Jan-11 | |
| CUSIP: H89128104 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports for Fiscal 2009/2010 | Mgmt | For | | For |
2 | Approve Discharge of Board and Senior Management | Mgmt | For | | For |
3.1 | Elect Edward D. Breen as Director | Mgmt | For | | For |
3.2 | Elect Michael Daniels as Director | Mgmt | For | | For |
3.3 | Reelect Timothy Donahue as Director | Mgmt | For | | For |
3.4 | Reelect Brian Duperreault as Director | Mgmt | For | | For |
3.5 | Reelect Bruce Gordon as Director | Mgmt | For | | For |
3.6 | Reelect Rajiv L. Gupta as Director | Mgmt | For | | For |
3.7 | Reelect John Krol as Director | Mgmt | For | | For |
3.8 | Reelect Brendan O'Neill as Director | Mgmt | For | | For |
3.9 | Reelect Dinesh Paliwal as Director | Mgmt | For | | For |
3.10 | Reelect William Stavropoulos as Director | Mgmt | For | | For |
3.11 | Reelect Sandra Wijnberg as Director | Mgmt | For | | For |
3.12 | Reelect R. David Yost as Director | Mgmt | For | | For |
4a | Ratify Deloitte AG as Auditors | Mgmt | For | | For |
4b | Appoint Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2010/2011 | Mgmt | For | | For |
4c | Ratify PricewaterhouseCoopers AG as Special Auditors | Mgmt | For | | For |
5a | Approve Carrying Forward of Net Loss | Mgmt | For | | For |
5b | Approve Ordinary Cash Dividend | Mgmt | For | | For |
6 | Amend Articles to Renew Authorized Share Capital | Mgmt | For | | For |
7 | Approve CHF 188,190,276.70 Reduction in Share Capital | Mgmt | For | | For |
8a | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
8b | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
| | | | | |
Hewlett-Packard Company | | | | | |
Ticker HPQ | Meeting Date | | Meeting Type | Record Date | |
| 23-Mar-11 | | Annual | 24-Jan-11 | |
| CUSIP: 428236103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director M. L. Andreessen | Mgmt | For | | For |
2 | Elect Director L. Apotheker | Mgmt | For | | For |
3 | Elect Director L.T. Babbio, Jr. | Mgmt | For | | Against |
4 | Elect Director S.M. Baldauf | Mgmt | For | | Against |
5 | Elect Director S. Banerji | Mgmt | For | | For |
6 | Elect Director R.L. Gupta | Mgmt | For | | For |
7 | Elect Director J.H. Hammergren | Mgmt | For | | For |
8 | Elect Director R.J. Lane | Mgmt | For | | For |
9 | Elect Director G.M. Reiner | Mgmt | For | | For |
10 | Elect Director P.F. Russo | Mgmt | For | | For |
11 | Elect Director D. Senequier | Mgmt | For | | For |
12 | Elect Director G.K. Thompson | Mgmt | For | | Against |
13 | Elect Director M.C. Whitman | Mgmt | For | | For |
14 | Ratify Auditors | Mgmt | For | | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
16 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
17 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For | | For |
18 | Amend Executive Incentive Bonus Plan | Mgmt | For | | For |
| | | | | |
The Walt Disney Company | | | | | |
Ticker DIS | Meeting Date | | Meeting Type | Record Date | |
| 23-Mar-11 | | Annual | 24-Jan-11 | |
| CUSIP: 254687106 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Susan E. Arnold | Mgmt | For | | For |
2 | Elect Director John E. Bryson | Mgmt | For | | For |
3 | Elect Director John S. Chen | Mgmt | For | | For |
4 | Elect Director Judith L. Estrin | Mgmt | For | | For |
5 | Elect Director Robert A. Iger | Mgmt | For | | For |
6 | Elect Director Steven P. Jobs | Mgmt | For | | For |
7 | Elect Director Fred H. Langhammer | Mgmt | For | | For |
8 | Elect Director Aylwin B. Lewis | Mgmt | For | | For |
9 | Elect Director Monica C. Lozano | Mgmt | For | | For |
10 | Elect Director Robert W. Matschullat | Mgmt | For | | For |
11 | Elect Director John E. Pepper, Jr. | Mgmt | For | | For |
12 | Elect Director Sheryl Sandberg | Mgmt | For | | For |
13 | Elect Director Orin C. Smith | Mgmt | For | | For |
14 | Ratify Auditors | Mgmt | For | | For |
15 | Approve Omnibus Stock Plan | Mgmt | For | | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
17 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
18 | Prohibit Retesting Performance Goals | SH | Against | | For |
| | | | | |
Schlumberger Limited | | | | | |
Ticker SLB | Meeting Date | | Meeting Type | Record Date | |
| 06-Apr-11 | | Annual | 16-Feb-11 | |
| CUSIP: 806857108 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Philippe Camus | Mgmt | For | | For |
1.2 | Elect Director Peter L.S. Currie | Mgmt | For | | For |
1.3 | Elect Director Andrew Gould | Mgmt | For | | For |
1.4 | Elect Director Tony Isaac | Mgmt | For | | For |
1.5 | Elect Director K. Vaman Kamath | Mgmt | For | | For |
1.6 | Elect Director Nikolay Kudryavtsev | Mgmt | For | | For |
1.7 | Elect Director Adrian Lajous | Mgmt | For | | For |
1.8 | Elect Director Michael E. Marks | Mgmt | For | | For |
1.9 | Elect Director Elizabeth Moler | Mgmt | For | | For |
1.10 | Elect Director Leo Rafael Reif | Mgmt | For | | For |
1.11 | Elect Director Tore I. Sandvold | Mgmt | For | | For |
1.12 | Elect Director Henri Seydoux | Mgmt | For | | For |
1.13 | Elect Director Paal Kibsgaard | Mgmt | For | | For |
1.14 | Elect Director Lubna S. Olayan | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | Two Years | | One Year |
4 | Increase Authorized Common Stock | Mgmt | For | | For |
5 | Adopt Plurality Voting for Contested Election of Directors | Mgmt | For | | For |
6 | Adopt and Approve Financials and Dividends | Mgmt | For | | For |
7 | Ratify PricewaterhouseCoopers LLP as Auditors | Mgmt | For | | For |
| | | | | |
Novartis AG | | | | | |
Ticker NOVN | Meeting Date | | Meeting Type | Record Date | |
| 08-Apr-11 | | Special | 25-Feb-11 | |
| CUSIP: H5820Q150 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
| Meeting for ADR Holders | Mgmt | | | |
1.1 | Approve Merger Agreement with Alcon Inc. | Mgmt | For | | For |
1.2 | Approve Creation of CHF 54 Million Pool of Authorized Capital in Connection with Merger Agreement with Alcon Inc. | Mgmt | For | | For |
2 | Additional And/or Counter-proposals Presented At The Meeting | Mgmt | For | | Against |
| | | | | |
The Bank of New York Mellon Corporation | | | | | |
Ticker BK | Meeting Date | | Meeting Type | Record Date | |
| 12-Apr-11 | | Annual | 11-Feb-11 | |
| CUSIP: 064058100 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Ruth E. Bruch | Mgmt | For | | For |
2 | Elect Director Nicholas M. Donofrio | Mgmt | For | | For |
3 | Elect Director Gerald L. Hassell | Mgmt | For | | For |
4 | Elect Director Edmund F. Kelly | Mgmt | For | | For |
5 | Elect Director Robert P. Kelly | Mgmt | For | | For |
6 | Elect Director Richard J. Kogan | Mgmt | For | | For |
7 | Elect Director Michael J. Kowalski | Mgmt | For | | For |
8 | Elect Director John A. Luke, Jr. | Mgmt | For | | For |
9 | Elect Director Mark A. Nordenberg | Mgmt | For | | For |
10 | Elect Director Catherine A. Rein | Mgmt | For | | For |
11 | Elect Director William C. Richardson | Mgmt | For | | For |
12 | Elect Director Samuel C. Scott III | Mgmt | For | | For |
13 | Elect Director John P. Surma | Mgmt | For | | For |
14 | Elect Director Wesley W. von Schack | Mgmt | For | | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
16 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
17 | Amend Omnibus Stock Plan | Mgmt | For | | For |
18 | Amend Executive Incentive Bonus Plan | Mgmt | For | | For |
19 | Ratify Auditors | Mgmt | For | | For |
20 | Provide for Cumulative Voting | SH | Against | | For |
| | | | | |
United Technologies Corporation | | | | | |
Ticker UTX | Meeting Date | | Meeting Type | Record Date | |
| 13-Apr-11 | | Annual | 15-Feb-11 | |
| CUSIP: 913017109 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Louis R. Chenevert | Mgmt | For | | For |
2 | Elect Director John V. Faraci | Mgmt | For | | For |
3 | Elect Director Jean-Pierre Garnier | Mgmt | For | | For |
4 | Elect Director Jamie S. Gorelick | Mgmt | For | | For |
5 | Elect Director Edward A. Kangas | Mgmt | For | | For |
6 | Elect Director Ellen J. Kullman | Mgmt | For | | For |
7 | Elect Director Charles R. Lee | Mgmt | For | | For |
8 | Elect Director Richard D. McCormick | Mgmt | For | | For |
9 | Elect Director Harold McGraw III | Mgmt | For | | For |
10 | Elect Director Richard B. Myers | Mgmt | For | | For |
11 | Elect Director H. Patrick Swygert | Mgmt | For | | For |
12 | Elect Director Andre Villeneuve | Mgmt | For | | For |
13 | Elect Director Christine Todd Whitman | Mgmt | For | | For |
14 | Ratify Auditors | Mgmt | For | | For |
15 | Amend Omnibus Stock Plan | Mgmt | For | | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
17 | Advisory Vote on Say on Pay Frequency | Mgmt | None | | One Year |
18 | Stock Retention/Holding Period | SH | Against | | For |
| | | | | |
Hudson City Bancorp, Inc. | | | | | |
Ticker HCBK | Meeting Date | | Meeting Type | Record Date | |
| 19-Apr-11 | | Annual | 01-Mar-11 | |
| CUSIP: 443683107 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Ronald E. Hermance, Jr. | Mgmt | For | | For |
2 | Elect Director William G. Bardel | Mgmt | For | | For |
3 | Elect Director Scott A. Belair | Mgmt | For | | For |
4 | Elect Director Cornelius E. Golding | Mgmt | For | | For |
5 | Ratify Auditors | Mgmt | For | | For |
6 | Approve Omnibus Stock Plan | Mgmt | For | | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
8 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
9 | Declassify the Board of Directors | SH | Against | | For |
| | | | | |
M&T Bank Corporation | | | | | |
Ticker MTB | Meeting Date | | Meeting Type | Record Date | |
| 19-Apr-11 | | Annual | 28-Feb-11 | |
| CUSIP: 55261F104 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Brent D. Baird | Mgmt | For | | For |
1.2 | Elect Director Robert J. Bennett | Mgmt | For | | For |
1.3 | Elect Director C. Angela Bontempo | Mgmt | For | | For |
1.4 | Elect Director Robert T. Brady | Mgmt | For | | Withhold |
1.5 | Elect Director Michael D. Buckley | Mgmt | For | | For |
1.6 | Elect Director T. Jefferson Cunningham, III | Mgmt | For | | For |
1.7 | Elect Director Mark J. Czarnecki | Mgmt | For | | For |
1.8 | Elect Director Gary N. Geisel | Mgmt | For | | For |
1.9 | Elect Director Patrick W.E. Hodgson | Mgmt | For | | For |
1.10 | Elect Director Richard G. King | Mgmt | For | | For |
1.11 | Elect Director Jorge G. Pereira | Mgmt | For | | For |
1.12 | Elect Director Michael P. Pinto | Mgmt | For | | For |
1.13 | Elect Director Melinda R. Rich | Mgmt | For | | For |
1.14 | Elect Director Robert E. Sadler, Jr. | Mgmt | For | | For |
1.15 | Elect Director Herbert L. Washington | Mgmt | For | | For |
1.16 | Elect Director Robert G. Wilmers | Mgmt | For | | For |
2 | Advisory Vote on Executive Compensation | Mgmt | For | | For |
3 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Northern Trust Corporation | | | | | |
Ticker NTRS | Meeting Date | | Meeting Type | Record Date | |
| 19-Apr-11 | | Annual | 28-Feb-11 | |
| CUSIP: 665859104 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Linda Walker Bynoe | Mgmt | For | | For |
1.2 | Elect Director Nicholas D. Chabraja | Mgmt | For | | For |
1.3 | Elect Director Susan Crown | Mgmt | For | | For |
1.4 | Elect Director Dipak C. Jain | Mgmt | For | | For |
1.5 | Elect Director Robert W. Lane | Mgmt | For | | For |
1.6 | Elect Director Robert C. McCormack | Mgmt | For | | For |
1.7 | Elect Director Edward J. Mooney | Mgmt | For | | For |
1.8 | Elect Director John W. Rowe | Mgmt | For | | For |
1.9 | Elect DirectorMartin P. Slark | Mgmt | For | | For |
1.10 | Elect Director David H.B. Smith, Jr. | Mgmt | For | | For |
1.11 | Elect Director Enrique J. Sosa | Mgmt | For | | For |
1.12 | Elect Director Charles A. Tribbett, III | Mgmt | For | | For |
1.13 | Elect Director Frederick H. Waddell | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
U.S. Bancorp | | | | | |
Ticker USB | Meeting Date | | Meeting Type | Record Date | |
| 19-Apr-11 | | Annual | 22-Feb-11 | |
| CUSIP: 902973304 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Douglas M. Baker, Jr. | Mgmt | For | | For |
2 | Elect Director Y. Marc Belton | Mgmt | For | | For |
3 | Elect Director Victoria Buyniski Gluckman | Mgmt | For | | For |
4 | Elect Director Arthur D. Collins, Jr. | Mgmt | For | | For |
5 | Elect Director Richard K. Davis | Mgmt | For | | For |
6 | Elect Director Joel W. Johnson | Mgmt | For | | For |
7 | Elect Director Olivia F. Kirtley | Mgmt | For | | For |
8 | Elect Director Jerry W. Levin | Mgmt | For | | For |
9 | Elect Director David B. O'Maley | Mgmt | For | | For |
10 | Elect Director O Dell M. Owens | Mgmt | For | | For |
11 | Elect Director Richard G. Reiten | Mgmt | For | | For |
12 | Elect Director Craig D. Schnuck | Mgmt | For | | For |
13 | Elect Director Patrick T. Stokes | Mgmt | For | | For |
14 | Ratify Auditors | Mgmt | For | | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
16 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
17 | Advisory Vote to Ratify Directors' Compensation | SH | Against | | Against |
| | | | | |
C. R. Bard, Inc. | | | | | |
Ticker BCR | Meeting Date | | Meeting Type | Record Date | |
| 20-Apr-11 | | Annual | 28-Feb-11 | |
| CUSIP: 067383109 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director John C. Kelly | Mgmt | For | | For |
1.2 | Elect Director Gail K. Naughton | Mgmt | For | | For |
1.3 | Elect Director John H. Weiland | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
5 | Prepare Sustainability Report | SH | Against | | For |
6 | Declassify the Board of Directors | SH | Against | | For |
| | | | | |
Adobe Systems Incorporated | | | | | |
Ticker ADBE | Meeting Date | | Meeting Type | Record Date | |
| 21-Apr-11 | | Annual | 25-Feb-11 | |
| CUSIP: 00724F101 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Robert K. Burgess | Mgmt | For | | For |
2 | Elect Director Daniel Rosensweig | Mgmt | For | | For |
3 | Elect Director Robert Sedgewick | Mgmt | For | | For |
4 | Elect Director John E. Warnock | Mgmt | For | | For |
5 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | | For |
6 | Approve Executive Incentive Bonus Plan | Mgmt | For | | For |
7 | Ratify Auditors | Mgmt | For | | For |
8 | Declassify the Board of Directors | Mgmt | For | | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
10 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
Kimberly-Clark Corporation | | | | | |
Ticker KMB | Meeting Date | | Meeting Type | Record Date | |
| 21-Apr-11 | | Annual | 22-Feb-11 | |
| CUSIP: 494368103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director John R. Alm | Mgmt | For | | For |
2 | Elect Director John F. Bergstrom | Mgmt | For | | For |
3 | Elect Director Abelardo E. Bru | Mgmt | For | | For |
4 | Elect Director Robert W. Decherd | Mgmt | For | | For |
5 | Elect Director Thomas J. Falk | Mgmt | For | | For |
6 | Elect Director Mae C. Jemison | Mgmt | For | | For |
7 | Elect Director James M. Jenness | Mgmt | For | | For |
8 | Elect Director Nancy J. Karch | Mgmt | For | | For |
9 | Elect Director Ian C. Read | Mgmt | For | | For |
10 | Elect Director Linda Johnson Rice | Mgmt | For | | For |
11 | Elect Director Marc J. Shapiro | Mgmt | For | | For |
12 | Elect Director G. Craig Sullivan | Mgmt | For | | For |
13 | Ratify Auditors | Mgmt | For | | For |
14 | Approve Non-Employee Director Omnibus Stock Plan | Mgmt | For | | For |
15 | Approve Omnibus Stock Plan | Mgmt | For | | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
17 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
Texas Instruments Incorporated | | | | | |
Ticker TXN | Meeting Date | | Meeting Type | Record Date | |
| 21-Apr-11 | | Annual | 22-Feb-11 | |
| CUSIP: 882508104 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director R.W. Babb, Jr. | Mgmt | For | | For |
2 | Elect Director D.A. Carp | Mgmt | For | | For |
3 | Elect Director C.S. Cox | Mgmt | For | | For |
4 | Elect Director S.P. MacMillan | Mgmt | For | | For |
5 | Elect Director P.H. Patsley | Mgmt | For | | For |
6 | Elect Director R.E. Sanchez | Mgmt | For | | For |
7 | Elect Director W.R. Sanders | Mgmt | For | | For |
8 | Elect Director R.J. Simmons | Mgmt | For | | For |
9 | Elect Director R.K. Templeton | Mgmt | For | | For |
10 | Elect Director C.T. Whitman | Mgmt | For | | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
12 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
13 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Honeywell International Inc. | | | | | |
Ticker HON | Meeting Date | | Meeting Type | Record Date | |
| 25-Apr-11 | | Annual | 25-Feb-11 | |
| CUSIP: 438516106 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Gordon M. Bethune | Mgmt | For | | For |
2 | Elect Director Kevin Burke | Mgmt | For | | For |
3 | Elect Director Jaime Chico Pardo | Mgmt | For | | For |
4 | Elect Director David M. Cote | Mgmt | For | | For |
5 | Elect Director D. Scott Davis | Mgmt | For | | For |
6 | Elect Director Linnet F. Deily | Mgmt | For | | For |
7 | Elect Director Judd Gregg | Mgmt | For | | For |
8 | Elect Director Clive R. Hollick | Mgmt | For | | For |
9 | Elect Director George Paz | Mgmt | For | | For |
10 | Elect Director Bradley T. Sheares | Mgmt | For | | For |
11 | Ratify Auditors | Mgmt | For | | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
13 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
14 | Approve Omnibus Stock Plan | Mgmt | For | | For |
15 | Amend Executive Incentive Bonus Plan | Mgmt | For | | For |
16 | Provide Right to Act by Written Consent | SH | Against | | For |
17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
| | | | | |
American Electric Power Company, Inc. | | | | | |
Ticker AEP | Meeting Date | | Meeting Type | Record Date | |
| 26-Apr-11 | | Annual | 28-Feb-11 | |
| CUSIP: 025537101 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director David J. Anderson | Mgmt | For | | For |
2 | Elect Director James F. Cordes | Mgmt | For | | For |
3 | Elect Director Ralph D. Crosby, Jr. | Mgmt | For | | For |
4 | Elect Director Linda A. Goodspeed | Mgmt | For | | For |
5 | Elect Director Thomas E. Hoaglin | Mgmt | For | | For |
6 | Elect Director Lester A. Hudson, Jr. | Mgmt | For | | For |
7 | Elect Director Michael G. Morris | Mgmt | For | | For |
8 | Elect Director Richard C. Notebaert | Mgmt | For | | For |
9 | Elect Director Lionel L. Nowell III | Mgmt | For | | For |
10 | Elect Director Richard L. Sandor | Mgmt | For | | For |
11 | Elect Director Kathryn D. Sullivan | Mgmt | For | | For |
12 | Elect Director Sara Martinez Tucker | Mgmt | For | | For |
13 | Elect Director John F. Turner | Mgmt | For | | For |
14 | Ratify Auditors | Mgmt | For | | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
16 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
International Business Machines Corporation | | | | | |
Ticker IBM | Meeting Date | | Meeting Type | Record Date | |
| 26-Apr-11 | | Annual | 25-Feb-11 | |
| CUSIP: 459200101 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director A. J. P. Belda | Mgmt | For | | For |
2 | Elect Director W. R. Brody | Mgmt | For | | For |
3 | Elect Director K. I. Chenault | Mgmt | For | | For |
4 | Elect Director M. L. Eskew | Mgmt | For | | For |
5 | Elect Director S. A. Jackson | Mgmt | For | | For |
6 | Elect Director A. N. Liveris | Mgmt | For | | For |
7 | Elect Director W. J. McNerney, Jr. | Mgmt | For | | For |
8 | Elect Director J. W. Owens | Mgmt | For | | For |
9 | Elect Director S. J. Palmisano | Mgmt | For | | For |
10 | Elect Director J. E. Spero | Mgmt | For | | For |
11 | Elect Director S. Taurel | Mgmt | For | | For |
12 | Elect Director L. H. Zambrano | Mgmt | For | | For |
13 | Ratify Auditors | Mgmt | For | | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
15 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
16 | Provide for Cumulative Voting | SH | Against | | For |
17 | Report on Political Contributions | SH | Against | | For |
18 | Report on Lobbying Expenses | SH | Against | | For |
| | | | | |
MetLife, Inc. | | | | | |
Ticker MET | Meeting Date | | Meeting Type | Record Date | |
| 26-Apr-11 | | Annual | 01-Mar-11 | |
| CUSIP: 59156R108 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Steven A. Kandarian | Mgmt | For | | For |
1.2 | Elect Director Sylvia Mathews Burwell | Mgmt | For | | For |
1.3 | Elect Director Eduardo Castro-Wright | Mgmt | For | | For |
1.4 | Elect Director Cheryl W. Grise | Mgmt | For | | For |
1.5 | Elect Director Lulu C. Wang | Mgmt | For | | For |
2 | Declassify the Board of Directors | Mgmt | For | | For |
3 | Ratify Auditors | Mgmt | For | | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
The Chubb Corporation | | | | | |
Ticker CB | Meeting Date | | Meeting Type | Record Date | |
| 26-Apr-11 | | Annual | 04-Mar-11 | |
| CUSIP: 171232101 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Zoe Baird | Mgmt | For | | For |
2 | Elect Director Sheila P. Burke | Mgmt | For | | For |
3 | Elect Director James I. Cash, Jr. | Mgmt | For | | For |
4 | Elect Director John D. Finnegan | Mgmt | For | | For |
5 | Elect Director Lawrence W. Kellner | Mgmt | For | | For |
6 | Elect Director Martin G. McGuinn | Mgmt | For | | For |
7 | Elect Director Lawrence M. Small | Mgmt | For | | For |
8 | Elect Director Jess Soderberg | Mgmt | For | | For |
9 | Elect Director Daniel E. Somers | Mgmt | For | | For |
10 | Elect Director James M. Zimmerman | Mgmt | For | | For |
11 | Elect Director Alfred W. Zollar | Mgmt | For | | For |
12 | Approve Executive Incentive Bonus Plan | Mgmt | For | | For |
13 | Ratify Auditors | Mgmt | For | | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
15 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
| | | | | |
Ameriprise Financial, Inc. | | | | | |
Ticker AMP | Meeting Date | | Meeting Type | Record Date | |
| 27-Apr-11 | | Annual | 28-Feb-11 | |
| CUSIP: 03076C106 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Siri S. Marshall | Mgmt | For | | For |
2 | Elect Director W. Walker Lewis | Mgmt | For | | For |
3 | Elect Director William H. Turner | Mgmt | For | | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
6 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
E. I. du Pont de Nemours and Company | | | | | |
Ticker DD | Meeting Date | | Meeting Type | Record Date | |
| 27-Apr-11 | | Annual | 02-Mar-11 | |
| CUSIP: 263534109 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Richard H. Brown | Mgmt | For | | For |
2 | Elect Director Robert A. Brown | Mgmt | For | | For |
3 | Elect Director Bertrand P. Collomb | Mgmt | For | | For |
4 | Elect Director Curtis J. Crawford | Mgmt | For | | For |
5 | Elect Director Alexander M. Cutler | Mgmt | For | | For |
6 | Elect Director Eleuthere I. du Pont | Mgmt | For | | For |
7 | Elect Director Marillyn A. Hewson | Mgmt | For | | For |
8 | Elect Director Lois D. Juliber | Mgmt | For | | For |
9 | Elect Director Ellen J. Kullman | Mgmt | For | | For |
10 | Elect Director William K. Reilly | Mgmt | For | | For |
11 | Ratify Auditors | Mgmt | For | | For |
12 | Amend Omnibus Stock Plan | Mgmt | For | | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
14 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
15 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
16 | Report on Genetically Engineered Seed | SH | Against | | Against |
17 | Report on Pay Disparity | SH | Against | | Against |
| | | | | |
General Electric Company | | | | | |
Ticker GE | Meeting Date | | Meeting Type | Record Date | |
| 27-Apr-11 | | Annual | 28-Feb-11 | |
| CUSIP: 369604103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director W. Geoffrey Beattie | Mgmt | For | | For |
2 | Elect Director James I. Cash, Jr. | Mgmt | For | | For |
3 | Elect Director Ann M. Fudge | Mgmt | For | | For |
4 | Elect Director Susan Hockfield | Mgmt | For | | For |
5 | Elect Director Jeffrey R. Immelt | Mgmt | For | | For |
6 | Elect Director Andrea Jung | Mgmt | For | | For |
7 | Elect Director Alan G. Lafley | Mgmt | For | | For |
8 | Elect Director Robert W. Lane | Mgmt | For | | For |
9 | Elect Director Ralph S. Larsen | Mgmt | For | | For |
10 | Elect Director Rochelle B. Lazarus | Mgmt | For | | For |
11 | Elect Director James J. Mulva | Mgmt | For | | For |
12 | Elect Director Sam Nunn | Mgmt | For | | For |
13 | Elect Director Roger S. Penske | Mgmt | For | | For |
14 | Elect Director Robert J. Swieringa | Mgmt | For | | For |
15 | Elect Director James S. Tisch | Mgmt | For | | For |
16 | Elect Director Douglas A. Warner III | Mgmt | For | | For |
17 | Ratify Auditors | Mgmt | For | | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
19 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
20 | Provide for Cumulative Voting | SH | Against | | For |
21 | Performance-Based Equity Awards | SH | Against | | For |
22 | Withdraw Stock Options Granted to Executive Officers | SH | Against | | Against |
23 | Report on Climate Change Business Risk | SH | Against | | Against |
24 | Report on Animal Testing and Plans for Reduction | SH | Against | | Against |
| | | | | |
Marathon Oil Corporation | | | | | |
Ticker MRO | Meeting Date | | Meeting Type | Record Date | |
| 27-Apr-11 | | Annual | 28-Feb-11 | |
| CUSIP: 565849106 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Gregory H. Boyce | Mgmt | For | | Against |
2 | Elect Director Pierre Brondeau | Mgmt | For | | For |
3 | Elect Director Clarence P. Cazalot, Jr. | Mgmt | For | | Against |
4 | Elect Director David A. Daberko | Mgmt | For | | Against |
5 | Elect Director William L. Davis | Mgmt | For | | Against |
6 | Elect Director Shirley Ann Jackson | Mgmt | For | | Against |
7 | Elect Director Philip Lader | Mgmt | For | | Against |
8 | Elect Director Charles R. Lee | Mgmt | For | | Against |
9 | Elect Director Michael E. J. Phelps | Mgmt | For | | Against |
10 | Elect Director Dennis H. Reilley | Mgmt | For | | Against |
11 | Elect Director Seth E. Schofield | Mgmt | For | | Against |
12 | Elect Director John W. Snow | Mgmt | For | | Against |
13 | Elect Director Thomas J. Usher | Mgmt | For | | Against |
14 | Ratify Auditors | Mgmt | For | | For |
15 | Provide Right to Call Special Meeting | Mgmt | For | | Against |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
17 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
18 | Report on Accident Risk Reduction Efforts | SH | Against | | Against |
| | | | | |
The Coca-Cola Company | | | | | |
Ticker KO | Meeting Date | | Meeting Type | Record Date | |
| 27-Apr-11 | | Annual | 28-Feb-11 | |
| CUSIP: 191216100 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Herbert A. Allen | Mgmt | For | | For |
2 | Elect Director Ronald W. Allen | Mgmt | For | | For |
3 | Elect Director Howard G. Buffett | Mgmt | For | | For |
4 | Elect Director Barry Diller | Mgmt | For | | For |
5 | Elect Director Evan G. Greenberg | Mgmt | For | | For |
6 | Elect Director Alexis M. Herman | Mgmt | For | | For |
7 | Elect Director Muhtar Kent | Mgmt | For | | For |
8 | Elect Director Donald R. Keough | Mgmt | For | | For |
9 | Elect Director Maria Elena Lagomasino | Mgmt | For | | For |
10 | Elect Director Donald F. McHenry | Mgmt | For | | For |
11 | Elect Director Sam Nunn | Mgmt | For | | For |
12 | Elect Director James D. Robinson III | Mgmt | For | | For |
13 | Elect Director Peter V. Ueberroth | Mgmt | For | | For |
14 | Elect Director Jacob Wallenberg | Mgmt | For | | For |
15 | Elect Director James B. Williams | Mgmt | For | | For |
16 | Ratify Auditors | Mgmt | For | | For |
17 | Amend Executive Incentive Bonus Plan | Mgmt | For | | For |
18 | Amend Restricted Stock Plan | Mgmt | For | | For |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
20 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
21 | Publish Report on Chemical Bisphenol-A (BPA) | SH | Against | | For |
| | | | | |
eBay Inc. | | | | | |
Ticker EBAY | Meeting Date | | Meeting Type | Record Date | |
| 28-Apr-11 | | Annual | 17-Mar-11 | |
| CUSIP: 278642103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Fred D. Anderson | Mgmt | For | | For |
2 | Elect Director Edward W. Barnholt | Mgmt | For | | For |
3 | Elect Director Scott D. Cook | Mgmt | For | | For |
4 | Elect Director John J. Donahoe | Mgmt | For | | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
6 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
7 | Ratify Auditors | Mgmt | For | | For |
8 | Reduce Supermajority Vote Requirement | SH | Against | | For |
| | | | | |
Johnson & Johnson | | | | | |
Ticker JNJ | Meeting Date | | Meeting Type | Record Date | |
| 28-Apr-11 | | Annual | 01-Mar-11 | |
| CUSIP: 478160104 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Mary Sue Coleman | Mgmt | For | | For |
2 | Elect Director James G. Cullen | Mgmt | For | | For |
3 | Elect Director Ian E.L. Davis | Mgmt | For | | For |
4 | Elect Director Michael M.e. Johns | Mgmt | For | | For |
5 | Elect Director Susan L. Lindquist | Mgmt | For | | For |
6 | Elect Director Anne M. Mulcahy | Mgmt | For | | For |
7 | Elect Director Leo F. Mullin | Mgmt | For | | For |
8 | Elect Director William D. Perez | Mgmt | For | | For |
9 | Elect Director Charles Prince | Mgmt | For | | For |
10 | Elect Director David Satcher | Mgmt | For | | For |
11 | Elect Director William C. Weldon | Mgmt | For | | For |
12 | Ratify Auditors | Mgmt | For | | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
14 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
15 | Adopt Policy to Restrain Pharmaceutical Price Increases | SH | Against | | Against |
16 | Amend EEO Policy to Prohibit Discrimination Based on Applicant's Health Status | SH | Against | | Against |
17 | Adopt Animal-Free Training Methods | SH | Against | | Against |
| | | | | |
Life Technologies Corporation | | | | | |
Ticker LIFE | Meeting Date | | Meeting Type | Record Date | |
| 28-Apr-11 | | Annual | 28-Feb-11 | |
| CUSIP: 53217V109 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Balakrishnan S. Iyer | Mgmt | For | | For |
2 | Elect Director Gregory T. Lucier | Mgmt | For | | For |
3 | EleElect Director Ronald A. Matricaria | Mgmt | For | | For |
4 | Elect Director David C. U Prichard | Mgmt | For | | For |
5 | Elect Director William H. Longfield | Mgmt | For | | For |
6 | Elect Director Ora H. Pescovitz | Mgmt | For | | For |
7 | Ratify Auditors | Mgmt | For | | For |
8 | Amend Certificate of Incorporation | Mgmt | For | | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
10 | Advisory Vote on Say on Pay Frequency | Mgmt | Two Years | | One Year |
| | | | | |
Pfizer Inc. | | | | | |
Ticker PFE | Meeting Date | | Meeting Type | Record Date | |
| 28-Apr-11 | | Annual | 01-Mar-11 | |
| CUSIP: 717081103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Dennis A. Ausiello | Mgmt | For | | For |
2 | Elect Director Michael S. Brown | Mgmt | For | | For |
3 | Elect Director M. Anthony Burns | Mgmt | For | | For |
4 | Elect Director W. Don Cornwell | Mgmt | For | | For |
5 | Elect Director Frances D. Fergusson | Mgmt | For | | For |
6 | Elect Director William H. Gray III | Mgmt | For | | For |
7 | Elect Director Constance J. Horner | Mgmt | For | | For |
8 | Elect Director James M. Kilts | Mgmt | For | | For |
9 | Elect Director George A. Lorch | Mgmt | For | | For |
10 | Elect Director John P. Mascotte | Mgmt | For | | For |
11 | Elect Director Suzanne Nora Johnson | Mgmt | For | | For |
12 | Elect Director Ian C. Read | Mgmt | For | | For |
13 | Elect Director Stephen W. Sanger | Mgmt | For | | For |
14 | Ratify Auditors | Mgmt | For | | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
16 | Advisory Vote on Say on Pay Frequency | Mgmt | Two Years | | One Year |
17 | Publish Political Contributions | SH | Against | | Against |
18 | Report on Public Policy Advocacy Process | SH | Against | | Against |
19 | Adopt Policy to Restrain Pharmaceutical Price Increases | SH | Against | | Against |
20 | Provide Right to Act by Written Consent | SH | Against | | For |
21 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
22 | Report on Animal Testing and Plans for Reduction | SH | Against | | Against |
| | | | | |
Abbott Laboratories | | | | | |
Ticker ABT | Meeting Date | | Meeting Type | Record Date | |
| 29-Apr-11 | | Annual | 02-Mar-11 | |
| CUSIP: 002824100 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Robert J. Alpern | Mgmt | For | | For |
1.2 | Elect Director Roxanne S. Austin | Mgmt | For | | For |
1.3 | Elect Director W. James Farrell | Mgmt | For | | For |
1.4 | Elect Director H. Laurance Fuller | Mgmt | For | | For |
1.5 | Elect Director Edward M. Liddy | Mgmt | For | | For |
1.6 | Elect Director Phebe N. Novakovic | Mgmt | For | | For |
1.7 | Elect Director William A. Osborn | Mgmt | For | | For |
1.8 | Elect Director Samuel C. Scott III | Mgmt | For | | For |
1.9 | Elect Director Glenn F. Tilton | Mgmt | For | | For |
1.10 | Elect Director Miles D. White | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
5 | Adopt Policy on Pharmaceutical Price Restraint | SH | Against | | Against |
| | | | | |
AT&T Inc. | | | | | |
Ticker T | Meeting Date | | Meeting Type | Record Date | |
| 29-Apr-11 | | Annual | 01-Mar-11 | |
| CUSIP: 00206R102 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Randall L. Stephenson | Mgmt | For | | For |
2 | Elect Director Gilbert F. Amelio | Mgmt | For | | For |
3 | Elect Director Reuben V. Anderson | Mgmt | For | | For |
4 | Elect Director James H. Blanchard | Mgmt | For | | For |
5 | Elect Director Jaime Chico Pardo | Mgmt | For | | For |
6 | Elect Director James P. Kelly | Mgmt | For | | For |
7 | Elect Director Jon C. Madonna | Mgmt | For | | For |
8 | Elect Director Lynn M. Martin | Mgmt | For | | For |
9 | Elect Director John B. McCoy | Mgmt | For | | For |
10 | Elect Director Joyce M. Roche | Mgmt | For | | For |
11 | Elect Director Matthew K. Rose | Mgmt | For | | For |
12 | Elect Director Laura D Andrea Tyson | Mgmt | For | | For |
13 | Ratify Auditors | Mgmt | For | | For |
14 | Approve Omnibus Stock Plan | Mgmt | For | | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
16 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
17 | Report on Political Contributions | SH | Against | | For |
18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
19 | Provide Right to Act by Written Consent | SH | Against | | For |
| | | | | |
Kellogg Company | | | | | |
Ticker K | Meeting Date | | Meeting Type | Record Date | |
| 29-Apr-11 | | Annual | 01-Mar-11 | |
| CUSIP: 487836108 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director John Bryant | Mgmt | For | | For |
1.2 | Elect Director Rogelio Rebolledo | Mgmt | For | | For |
1.3 | Elect Director Sterling Speirn | Mgmt | For | | For |
1.4 | Elect Director John Zabriskie | Mgmt | For | | For |
2 | Approve Executive Incentive Bonus Plan | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
5 | Ratify Auditors | Mgmt | For | | For |
6 | Reduce Supermajority Vote Requirement | SH | Against | | For |
7 | Require a Majority Vote for the Election of Directors | SH | Against | | For |
| | | | | |
Noble Corporation | | | | | |
Ticker N0L | Meeting Date | | Meeting Type | Record Date | |
| 29-Apr-11 | | Annual | 11-Apr-11 | |
| CUSIP: H5833N103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Lawrence J. Chazen | Mgmt | For | | For |
1.2 | Elect Director Jon A. Marshall | Mgmt | For | | For |
1.3 | Elect Director Mary P. Ricciardello | Mgmt | For | | For |
2 | Accept Financial Statements and Statutory Reports | Mgmt | For | | For |
3 | Approve Creation of Reserve Through Appropriation of Retained Earnings. | Mgmt | For | | For |
4 | Approve CHF 38.4 Million Reduction in Share Capital | Mgmt | For | | For |
5 | Approve Extension of CHF 133 Million Pool of Capital without Preemptive Rights | Mgmt | For | | For |
6 | Approve CHF 143 Million Reduction in Share Capital and Repayment of CHF 0.13 per Share | Mgmt | For | | For |
7 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm and PricewaterhouseCoopers AG as Statutory Auditor | Mgmt | For | | For |
8 | Approve Discharge of Board and Senior Management | Mgmt | For | | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
10 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
| | | | | |
American Express Company | | | | | |
Ticker AXP | Meeting Date | | Meeting Type | Record Date | |
| 02-May-11 | | Annual | 04-Mar-11 | |
| CUSIP: 025816109 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Daniel F. Akerson | Mgmt | For | | For |
1.2 | Elect Director Charlene Barshefsky | Mgmt | For | | For |
1.3 | Elect Director Ursula M. Burns | Mgmt | For | | For |
1.4 | Elect Director Kenneth I. Chenault | Mgmt | For | | For |
1.5 | Elect Director Peter Chernin | Mgmt | For | | For |
1.6 | Elect Director Theodore J. Leonsis | Mgmt | For | | For |
1.7 | Director Jan Leschly | Mgmt | For | | For |
1.8 | Director Richard C. Levin | Mgmt | For | | For |
1.9 | Director Richard A. McGinn | Mgmt | For | | For |
1.10 | Director Edward D. Miller | Mgmt | For | | For |
1.11 | Director Steven S. Reinemund | Mgmt | For | | For |
1.12 | Director Robert D. Walter | Mgmt | For | | For |
1.13 | Director Ronald A. Williams | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
5 | Provide for Cumulative Voting | SH | Against | | For |
6 | Amend Bylaws-- Call Special Meetings | SH | Against | | For |
| | | | | |
Zimmer Holdings, Inc. | | | | | |
Ticker ZMH | Meeting Date | | Meeting Type | Record Date | |
| 02-May-11 | | Annual | 03-Mar-11 | |
| CUSIP: 98956P102 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Betsy J. Bernard | Mgmt | For | | For |
2 | Elect Director Marc N. Casper | Mgmt | For | | For |
3 | Elect Director David C. Dvorak | Mgmt | For | | For |
4 | Elect Director Larry C. Glasscock | Mgmt | For | | For |
5 | Elect Director Robert A. Hagemann | Mgmt | For | | For |
6 | Elect Director Arthur J. Higgins | Mgmt | For | | For |
7 | Elect Director John L. McGoldrick | Mgmt | For | | For |
8 | Elect Director Cecil B. Pickett | Mgmt | For | | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
10 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
11 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Bristol-Myers Squibb Company | | | | | |
Ticker BMY | Meeting Date | | Meeting Type | Record Date | |
| 03-May-11 | | Annual | 10-Mar-11 | |
| CUSIP: 110122108 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director L. Andreotti | Mgmt | For | | For |
2 | Elect Director L.B. Campbell | Mgmt | For | | For |
3 | Elect Director J.M. Cornelius | Mgmt | For | | For |
4 | Elect Director L.J. Freeh | Mgmt | For | | For |
5 | Elect Director L.H. Glimcher | Mgmt | For | | For |
6 | Elect Director M. Grobstein | Mgmt | For | | For |
7 | Elect Director L. Johansson | Mgmt | For | | For |
8 | Elect Director A.J. Lacy | Mgmt | For | | For |
9 | Elect Director V.L. Sato | Mgmt | For | | For |
10 | Elect Director E. Sigal | Mgmt | For | | For |
11 | Elect Director T.D. West, Jr. | Mgmt | For | | For |
12 | Elect Director R.S. Williams | Mgmt | For | | For |
13 | Ratify Auditors | Mgmt | For | | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
15 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
16 | Increase Disclosure of Executive Compensation | SH | Against | | Against |
17 | Provide Right to Act by Written Consent | SH | Against | | For |
18 | Adopt Policy to Restrain Pharmaceutical Price Increases | SH | Against | | Against |
| | | | | |
Wells Fargo & Company | | | | | |
Ticker WFC | Meeting Date | | Meeting Type | Record Date | |
| 03-May-11 | | Annual | 04-Mar-11 | |
| CUSIP: 949746101 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Election Director John D. Baker II | Mgmt | For | | For |
2 | Election Director John S. Chen | Mgmt | For | | For |
3 | Election Director Lloyd H. Dean | Mgmt | For | | For |
4 | Election Director Susan E. Engel | Mgmt | For | | For |
5 | Election Director Enrique Hernandez, Jr. | Mgmt | For | | For |
6 | Election Director Donald M. James | Mgmt | For | | For |
7 | Election Director Mackey J. McDonald | Mgmt | For | | For |
8 | Election Director Cynthia H. Milligan | Mgmt | For | | For |
9 | Elect Director Nicholas G. Moore | Mgmt | For | | For |
10 | Elect Director Philip J. Quigley | Mgmt | For | | Against |
11 | Elect Director Judith M. Runstad | Mgmt | For | | For |
12 | Elect Director Stephen W. Sanger | Mgmt | For | | For |
13 | Elect Director John G. Stumpf | Mgmt | For | | For |
14 | Elect Director an G. Swenson | Mgmt | For | | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
16 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
17 | Ratify Auditors | Mgmt | For | | For |
18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
19 | Provide for Cumulative Voting | SH | Against | | For |
20 | Require Independent Board Chairman | SH | Against | | For |
21 | Advisory Vote to Ratify Directors' Compensation | SH | Against | | Against |
22 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | SH | Against | | For |
| | | | | |
EMC Corporation | | | | | |
Ticker EMC | Meeting Date | | Meeting Type | Record Date | |
| 04-May-11 | | Annual | 07-Mar-11 | |
| CUSIP: 268648102 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Michael W. Brown | Mgmt | For | | For |
2 | Elect Director Randolph L. Cowen | Mgmt | For | | For |
3 | Elect Director Michael J. Cronin | Mgmt | For | | For |
4 | Elect Director Gail Deegan | Mgmt | For | | For |
5 | Elect Director James S. DiStasio | Mgmt | For | | For |
6 | Elect Director John R. Egan | Mgmt | For | | For |
7 | Elect Director Edmund F. Kelly | Mgmt | For | | For |
8 | Elect Director Windle B. Priem | Mgmt | For | | For |
9 | Elect Director Paul Sagan | Mgmt | For | | For |
10 | Elect Director David N. Strohm | Mgmt | For | | For |
11 | Elect Director Joseph M. Tucci | Mgmt | For | | For |
12 | Ratify Auditors | Mgmt | For | | For |
13 | Amend Omnibus Stock Plan | Mgmt | For | | For |
14 | Provide Right to Call Special Meeting | Mgmt | For | | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
16 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
Hess Corporation | | | | | |
Ticker HES | Meeting Date | | Meeting Type | Record Date | |
| 04-May-11 | | Annual | 14-Mar-11 | |
| CUSIP: 42809H107 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director E.E. Holiday | Mgmt | For | | For |
2 | Elect Director J.H. Mullin | Mgmt | For | | For |
3 | Elect Director F.B. Walker | Mgmt | For | | For |
4 | Elect Director R.N. Wilson | Mgmt | For | | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
6 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
7 | Ratify Auditors | Mgmt | For | | For |
8 | Amend Executive Incentive Bonus Plan | Mgmt | For | | For |
| | | | | |
PepsiCo, Inc. | | | | | |
Ticker PEP | Meeting Date | | Meeting Type | Record Date | |
| 04-May-11 | | Annual | 04-Mar-11 | |
| CUSIP: 713448108 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director S.L. Brown | Mgmt | For | | For |
2 | Elect Director I.M. Cook | Mgmt | For | | For |
3 | Elect Director D. Dublon | Mgmt | For | | For |
4 | Elect Director V.J. Dzau | Mgmt | For | | For |
5 | Elect Director R.L. Hunt | Mgmt | For | | For |
6 | Elect Director A. Ibarguen | Mgmt | For | | For |
7 | Elect Director A.C. Martinez | Mgmt | For | | For |
8 | Elect Director I.K. Nooyi | Mgmt | For | | For |
9 | Elect Director S.P. Rockefeller | Mgmt | For | | For |
10 | Elect Director J.J. Schiro | Mgmt | For | | For |
11 | Elect Director L.G. Trotter | Mgmt | For | | For |
12 | Elect Director D. Vasella | Mgmt | For | | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
14 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
15 | Ratify Auditors | Mgmt | For | | For |
16 | Adopt Majority Voting for Uncontested Election of Directors | Mgmt | For | | For |
17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
18 | Report on Political Contributions | SH | Against | | Against |
| | | | | |
Avon Products, Inc. | | | | | |
Ticker AVP | Meeting Date | | Meeting Type | Record Date | |
| 05-May-11 | | Annual | 17-Mar-11 | |
| CUSIP: 054303102 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director W. Don Cornwell | Mgmt | For | | For |
1.2 | Elect Director V. Ann Hailey | Mgmt | For | | For |
1.3 | Elect Director Fred Hassan | Mgmt | For | | For |
1.4 | Elect Director Andrea Jung | Mgmt | For | | For |
1.5 | Elect Director Maria Elena Lagomasino | Mgmt | For | | For |
1.6 | Elect Director Ann S. Moore | Mgmt | For | | For |
1.7 | Elect Director Paul S. Pressler | Mgmt | For | | For |
1.8 | Elect Director Gary M. Rodkin | Mgmt | For | | For |
1.9 | Elect Director Paula Stern | Mgmt | For | | For |
1.10 | Elect Director Lawrence A. Weinbach | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
4 | Ratify Auditors | Mgmt | For | | For |
5 | Reduce Supermajority Vote Requirement | Mgmt | For | | For |
| | | | | |
United Parcel Service, Inc. | | | | | |
Ticker UPS | Meeting Date | | Meeting Type | Record Date | |
| 05-May-11 | | Annual | 07-Mar-11 | |
| CUSIP: 911312106 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director F. Duane Ackerman | Mgmt | For | | For |
2 | Elect Director Michael J. Burns | Mgmt | For | | For |
3 | Elect Director D. Scott Davis | Mgmt | For | | For |
4 | Elect Director Stuart E. Eizenstat | Mgmt | For | | For |
5 | Elect Director Michael L. Eskew | Mgmt | For | | For |
6 | Elect Director William R. Johnson | Mgmt | For | | For |
7 | Elect Director Ann M. Livermore | Mgmt | For | | For |
8 | Elect Director Rudy H.P. Markham | Mgmt | For | | For |
9 | Elect Director Clark T. Randt, Jr. | Mgmt | For | | For |
10 | Elect Director John W. Thompson | Mgmt | For | | For |
11 | Elect Director Carol B. Tome | Mgmt | For | | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
13 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
14 | Ratify Auditors | Mgmt | For | | For |
15 | Other Business | Mgmt | For | | Against |
| | | | | |
Verizon Communications Inc. | | | | | |
Ticker VZ | Meeting Date | | Meeting Type | Record Date | |
| 05-May-11 | | Annual | 07-Mar-11 | |
| CUSIP: 92343V104 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Richard L. Carrion | Mgmt | For | | For |
2 | Elect Director M. Frances Keeth | Mgmt | For | | For |
3 | Elect Director Robert W. Lane | Mgmt | For | | For |
4 | Elect Director Lowell C. Mcadam | Mgmt | For | | For |
5 | Elect Director Sandra O. Moose | Mgmt | For | | For |
6 | Elect Director Joseph Neubauer | Mgmt | For | | For |
7 | Elect Director Donald T. Nicolaisen | Mgmt | For | | For |
8 | Elect Director Clarence Otis, Jr. | Mgmt | For | | For |
9 | Elect Director Hugh B. Price | Mgmt | For | | For |
10 | Elect Director Ivan G. Seidenberg | Mgmt | For | | For |
11 | Elect Director Rodney E. Slater | Mgmt | For | | For |
12 | Elect Director John W. Snow | Mgmt | For | | For |
13 | Ratify Auditors | Mgmt | For | | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
15 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
16 | Disclose Prior Government Service | SH | Against | | Against |
17 | Performance-Based Equity Awards | SH | Against | | For |
18 | Restore or Provide for Cumulative Voting | SH | Against | | For |
19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
| | | | | |
Illinois Tool Works Inc. | | | | | |
Ticker ITW | Meeting Date | | Meeting Type | Record Date | |
| 06-May-11 | | Annual | 08-Mar-11 | |
| CUSIP: 452308109 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Susan Crown | Mgmt | For | | For |
2 | Elect Director Don H. Davis, Jr. | Mgmt | For | | For |
3 | Elect Director Robert C. McCormack | Mgmt | For | | Against |
4 | Elect Director Robert S. Morrison | Mgmt | For | | For |
5 | Elect Director James A. Skinner | Mgmt | For | | For |
6 | Elect Director David B. Smith, Jr. | Mgmt | For | | For |
7 | Elect Director David B. Speer | Mgmt | For | | For |
8 | Elect Director Pamela B. Strobel | Mgmt | For | | For |
9 | Elect Director Kevin M. Warren | Mgmt | For | | For |
10 | Elect Director Anre D. Williams | Mgmt | For | | For |
11 | Ratify Auditors | Mgmt | For | | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
13 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
14 | Approve Executive Incentive Bonus Plan | Mgmt | For | | For |
15 | Amend Omnibus Stock Plan | Mgmt | For | | For |
| | | | | |
3M Company | | | | | |
Ticker MMM | Meeting Date | | Meeting Type | Record Date | |
| 10-May-11 | | Annual | 11-Mar-11 | |
| CUSIP: 88579Y101 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Linda G. Alvarado | Mgmt | For | | For |
2 | Elect Director George W. Buckley | Mgmt | For | | For |
3 | Elect Director Vance D. Coffman | Mgmt | For | | For |
4 | Elect Director Michael L. Eskew | Mgmt | For | | For |
5 | Elect Director W. James Farrell | Mgmt | For | | For |
6 | Elect Director Herbert L. Henkel | Mgmt | For | | For |
7 | Elect Director Edward M. Liddy | Mgmt | For | | For |
8 | Elect Director Robert S. Morrison | Mgmt | For | | For |
9 | Elect Director Aulana L. Peters | Mgmt | For | | For |
10 | Elect Director Robert J. Ulrich | Mgmt | For | | For |
11 | Ratify Auditors | Mgmt | For | | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
13 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
14 | Report on Political Contributions | SH | Against | | For |
| | | | | |
ITT Corporation | | | | | |
Ticker ITT | Meeting Date | | Meeting Type | Record Date | |
| 10-May-11 | | Annual | 16-Mar-11 | |
| CUSIP: 450911102 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Steven R. Loranger | Mgmt | For | | For |
1.2 | Elect Director Curtis J. Crawford | Mgmt | For | | For |
1.3 | Elect Director Christina A. Gold | Mgmt | For | | For |
1.4 | Elect Director Ralph F. Hake | Mgmt | For | | For |
1.5 | Elect Director John J. Hamre | Mgmt | For | | For |
1.6 | Elect Director Paul J. Kern | Mgmt | For | | For |
1.7 | Elect Director Frank T. MacInnis | Mgmt | For | | For |
1.8 | Elect Director Surya N. Mohapatra | Mgmt | For | | For |
1.9 | Elect Director Linda S. Sanford | Mgmt | For | | For |
1.10 | Elect Director Markos I. Tambakeras | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Approve Omnibus Stock Plan | Mgmt | For | | For |
4 | Provide Right to Call Special Meeting | Mgmt | For | | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
6 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
7 | Amend Human Rights Policies | SH | Against | | Against |
| | | | | |
Bank of America Corporation | | | | | |
Ticker BAC | Meeting Date | | Meeting Type | Record Date | |
| 11-May-11 | | Annual | 16-Mar-11 | |
| CUSIP: 060505104 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Mukesh D. Ambani | Mgmt | For | | For |
2 | Elect Director Susan S. Bies | Mgmt | For | | For |
3 | Elect Director Frank P. Bramble, Sr. | Mgmt | For | | For |
4 | Elect Director Virgis W. Colbert | Mgmt | For | | For |
5 | Elect Director Charles K. Gifford | Mgmt | For | | For |
6 | Elect Director Charles O. Holliday, Jr. | Mgmt | For | | For |
7 | Elect Director D. Paul Jones, Jr. | Mgmt | For | | For |
8 | Elect Director Monica C. Lozano | Mgmt | For | | For |
9 | Elect Director Thomas J. May | Mgmt | For | | For |
10 | Elect Director Brian T. Moynihan | Mgmt | For | | For |
11 | Elect Director Donald E. Powell | Mgmt | For | | For |
12 | Elect Director Charles O. Rossotti | Mgmt | For | | For |
13 | Elect Director Robert W. Scully | Mgmt | For | | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
15 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
16 | Ratify Auditors | Mgmt | For | | For |
17 | Disclose Prior Government Service | SH | Against | | Against |
18 | Provide Right to Act by Written Consent | SH | Against | | For |
19 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | SH | Against | | For |
20 | Report on Lobbying Expenses | SH | Against | | For |
21 | Report on Collateral in Derivatives Trading | SH | Against | | For |
22 | Restore or Provide for Cumulative Voting | SH | Against | | For |
23 | Claw-back of Payments under Restatements | SH | Against | | For |
24 | Prohibit Certain Relocation Benefits to Senior Executives | SH | Against | | For |
| | | | | |
Capital One Financial Corporation | | | | | |
Ticker COF | Meeting Date | | Meeting Type | Record Date | |
| 11-May-11 | | Annual | 16-Mar-11 | |
| CUSIP: 14040H105 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Patrick W. Gross | Mgmt | For | | For |
2 | Elect Director Ann Fritz Hackett | Mgmt | For | | For |
3 | Elect Director Pierre E. Leroy | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
5 | Declassify the Board of Directors | Mgmt | For | | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
7 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
ConocoPhillips | | | | | |
Ticker COP | Meeting Date | | Meeting Type | Record Date | |
| 11-May-11 | | Annual | 14-Mar-11 | |
| CUSIP: 20825C104 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Richard L. Armitage | Mgmt | For | | For |
2 | Elect Director Richard H. Auchinleck | Mgmt | For | | For |
3 | Elect Director James E. Copeland, Jr. | Mgmt | For | | For |
4 | Elect Director Kenneth M. Duberstein | Mgmt | For | | For |
5 | Elect Director Ruth R. Harkin | Mgmt | For | | For |
6 | Elect Director Harold W. McGraw III | Mgmt | For | | For |
7 | Elect Director James J. Mulva | Mgmt | For | | For |
8 | Elect Director Robert A. Niblock | Mgmt | For | | For |
9 | Elect Director Harald J. Norvik | Mgmt | For | | For |
10 | Elect Director William K. Reilly | Mgmt | For | | For |
11 | Elect Director Victoria J. Tschinkel | Mgmt | For | | For |
12 | Elect Director Kathryn C. Turner | Mgmt | For | | For |
13 | Elect Director William E. Wade, Jr. | Mgmt | For | | For |
14 | Ratify Auditors | Mgmt | For | | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
16 | Advisory Vote on Say on Pay Frequency | Mgmt | None | | One Year |
17 | Approve Omnibus Stock Plan | Mgmt | For | | For |
18 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | SH | Against | | For |
19 | Report on Political Contributions | SH | Against | | For |
20 | Report on Lobbying Expenses | SH | Against | | For |
21 | Report on Accident Risk Reduction Efforts | SH | Against | | Against |
22 | Adopt Policy to Address Coastal Louisiana Environmental Impacts | SH | Against | | Against |
23 | Adopt Quantitative GHG Goals for Products and Operations | SH | Against | | For |
24 | Report on Financial Risks of Climate Change | SH | Against | | Against |
25 | Report on Environmental Impact of Oil Sands Operations in Canada | SH | Against | | For |
| | | | | |
CVS Caremark Corporation | | | | | |
Ticker CVS | Meeting Date | | Meeting Type | Record Date | |
| 11-May-11 | | Annual | 15-Mar-11 | |
| CUSIP: 126650100 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Edwin M. Banks | Mgmt | For | | For |
2 | Elect Director C. David Brown II | Mgmt | For | | For |
3 | Elect Director David W. Dorman | Mgmt | For | | For |
4 | Elect Director Anne M. Finucane | Mgmt | For | | For |
5 | Elect Director Kristen Gibney Williams | Mgmt | For | | For |
6 | Elect Director Marian L. Heard | Mgmt | For | | For |
7 | Elect Director Larry J. Merlo | Mgmt | For | | For |
8 | Elect Director Jean-Pierre Millon | Mgmt | For | | For |
9 | Elect Director Terrence Murray | Mgmt | For | | For |
10 | Elect Director C.A. Lance Piccolo | Mgmt | For | | For |
11 | Elect Director Richard J. Swift | Mgmt | For | | For |
12 | Elect Director Tony L. White | Mgmt | For | | For |
13 | Ratify Auditors | Mgmt | For | | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
15 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
16 | Report on Political Contributions | SH | Against | | For |
17 | Provide Right to Act by Written Consent | SH | Against | | For |
| | | | | |
Philip Morris International Inc. | | | | | |
Ticker PM | Meeting Date | | Meeting Type | Record Date | |
| 11-May-11 | | Annual | 15-Mar-11 | |
| CUSIP: 718172109 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Harold Brown | Mgmt | For | | For |
2 | Elect Director Mathis Cabiallavetta | Mgmt | For | | For |
3 | Elect Director Louis C. Camilleri | Mgmt | For | | For |
4 | Elect Director J. Dudley Fishburn | Mgmt | For | | For |
5 | Elect Director Jennifer Li | Mgmt | For | | For |
6 | Elect Director Graham Mackay | Mgmt | For | | For |
7 | Elect Director Sergio Marchionne | Mgmt | For | | Against |
8 | Elect Director Lucio A. Noto | Mgmt | For | | For |
9 | Elect Director Carlos Slim Helu | Mgmt | For | | For |
10 | Elect Director Stephen M. Wolf | Mgmt | For | | For |
11 | Ratify Auditors | Mgmt | For | | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
13 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
14 | Report on Effect of Marketing Practices on the Poor | SH | Against | | Against |
15 | Require Independent Board Chairman | SH | Against | | Against |
| | | | | |
Gilead Sciences, Inc. | | | | | |
Ticker GILD | Meeting Date | | Meeting Type | Record Date | |
| 12-May-11 | | Annual | 16-Mar-11 | |
| CUSIP: 375558103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director John F. Cogan | Mgmt | For | | For |
1.2 | Elect Director Etienne F. Davignon | Mgmt | For | | For |
1.3 | Elect Director James M. Denny | Mgmt | For | | For |
1.4 | Elect Director Carla A. Hills | Mgmt | For | | For |
1.5 | Elect Director Kevin E. Lofton | Mgmt | For | | For |
1.6 | Elect Director John W. Madigan | Mgmt | For | | For |
1.7 | Elect Director John C. Martin | Mgmt | For | | For |
1.8 | Elect Director Gordon E. Moore | Mgmt | For | | For |
1.9 | Elect Director Nicholas G. Moore | Mgmt | For | | For |
1.10 | Elect Director Richard J. Whitley | Mgmt | For | | For |
1.11 | Elect Director Gayle E. Wilson | Mgmt | For | | For |
1.12 | Elect Director Per Wold-Olsen | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Executive Incentive Bonus Plan | Mgmt | For | | For |
4 | Reduce Supermajority Vote Requirement | Mgmt | For | | For |
5 | Provide Right to Call Special Meeting | Mgmt | For | | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
7 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
Kohl's Corporation | | | | | |
Ticker KSS | Meeting Date | | Meeting Type | Record Date | |
| 12-May-11 | | Annual | 09-Mar-11 | |
| CUSIP: 500255104 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Peter Boneparth | Mgmt | For | | For |
2 | Elect Director Steven A. Burd | Mgmt | For | | For |
3 | Elect Director John F. Herma | Mgmt | For | | For |
4 | Elect Director Dale E. Jones | Mgmt | For | | For |
5 | Elect Director William S. Kellogg | Mgmt | For | | For |
6 | Elect Director Kevin Mansell | Mgmt | For | | For |
7 | Elect Director Frank V. Sica | Mgmt | For | | For |
8 | Elect Director Peter M. Sommerhauser | Mgmt | For | | For |
9 | Elect Director Stephanie A. Streeter | Mgmt | For | | For |
10 | Elect Director Nina G. Vaca | Mgmt | For | | For |
11 | Elect Director Stephen E. Watson | Mgmt | For | | For |
12 | Ratify Auditors | Mgmt | For | | For |
13 | Reduce Supermajority Vote Requirement Relating to Director Elections | Mgmt | For | | For |
14 | Reduce Supermajority Vote Requirement | Mgmt | For | | For |
15 | Amend Executive Incentive Bonus Plan | Mgmt | For | | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
17 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
18 | Provide Right to Act by Written Consent | SH | Against | | Against |
19 | Adopt Policy on Succession Planning | SH | Against | | For |
| | | | | |
Republic Services, Inc. | | | | | |
Ticker RSG | Meeting Date | | Meeting Type | Record Date | |
| 12-May-11 | | Annual | 15-Mar-11 | |
| CUSIP: 760759100 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director James W. Crownover | Mgmt | For | | For |
2 | Elect Director John W. Croghan | Mgmt | For | | For |
3 | Elect Director William J. Flynn | Mgmt | For | | For |
4 | Elect Director Michael Larson | Mgmt | For | | For |
5 | Elect Director Nolan Lehmann | Mgmt | For | | For |
6 | Elect Director W. Lee Nutter | Mgmt | For | | For |
7 | Elect Director Ramon A. Rodriguez | Mgmt | For | | For |
8 | Elect Director Donald W. Slager | Mgmt | For | | For |
9 | Elect Director Allan C. Sorensen | Mgmt | For | | For |
10 | Elect Director John M. Trani | Mgmt | For | | For |
11 | Elect Director Michael W. Wickham | Mgmt | For | | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
13 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
14 | Amend Omnibus Stock Plan | Mgmt | For | | For |
15 | Ratify Auditors | Mgmt | For | | For |
16 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | SH | Against | | For |
| | | | | |
St. Jude Medical, Inc. | | | | | |
Ticker STJ | Meeting Date | | Meeting Type | Record Date | |
| 12-May-11 | | Annual | 15-Mar-11 | |
| CUSIP: 790849103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Richard R. Devenuti | Mgmt | For | | For |
2 | Elect Director Thomas H. Garrett, III | Mgmt | For | | For |
3 | Elect Director Wendy L. Yarno | Mgmt | For | | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | None | | One Year |
6 | Amend Omnibus Stock Plan | Mgmt | For | | For |
7 | Declassify the Board of Directors | SH | None | | For |
8 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
The Dow Chemical Company | | | | | |
Ticker DOW | Meeting Date | | Meeting Type | Record Date | |
| 12-May-11 | | Annual | 14-Mar-11 | |
| CUSIP: 260543103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Arnold A. Allemang | Mgmt | For | | For |
2 | Elect Director Jacqueline K. Barton | Mgmt | For | | For |
3 | Elect Director James A. Bell | Mgmt | For | | For |
4 | Elect Director Jeff M. Fettig | Mgmt | For | | For |
5 | Elect Director Barbara H. Franklin | Mgmt | For | | For |
6 | Elect Director Jennifer M. Granholm | Mgmt | For | | For |
7 | Elect Director John B. Hess | Mgmt | For | | For |
8 | Elect Director Andrew N. Liveris | Mgmt | For | | For |
9 | Elect Director Paul Polman | Mgmt | For | | For |
10 | Elect Director Dennis H. Reilley | Mgmt | For | | For |
11 | Elect Director James M. Ringler | Mgmt | For | | For |
12 | Elect Director Ruth G. Shaw | Mgmt | For | | For |
13 | Elect Director Paul G. Stern | Mgmt | For | | For |
14 | Ratify Auditors | Mgmt | For | | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
16 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
17 | Provide Right to Act by Written Consent | SH | Against | | For |
| | | | | |
JPMorgan Chase & Co. | | | | | |
Ticker JPM | Meeting Date | | Meeting Type | Record Date | |
| 17-May-11 | | Annual | 18-Mar-11 | |
| CUSIP: 46625H100 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Crandall C. Bowles | Mgmt | For | | For |
2 | Elect Director Stephen B. Burke | Mgmt | For | | For |
3 | Elect Director David M. Cote | Mgmt | For | | For |
4 | Elect Director James S. Crown | Mgmt | For | | For |
5 | Elect Director James Dimon | Mgmt | For | | For |
6 | Elect Director Ellen V. Futter | Mgmt | For | | For |
7 | Elect Director William H. Gray, III | Mgmt | For | | For |
8 | Elect Director Laban P. Jackson, Jr. | Mgmt | For | | For |
9 | Elect Director David C. Novak | Mgmt | For | | For |
10 | Elect Director Lee R. Raymond | Mgmt | For | | For |
11 | Elect Director William C. Weldon | Mgmt | For | | For |
12 | Ratify Auditors | Mgmt | For | | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
14 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
15 | Amend Omnibus Stock Plan | Mgmt | For | | Against |
16 | Affirm Political Non-Partisanship | SH | Against | | Against |
17 | Provide Right to Act by Written Consent | SH | Against | | For |
18 | Report on Loan Modifications | SH | Against | | Against |
19 | Report on Political Contributions | SH | Against | | For |
20 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | SH | Against | | Against |
21 | Require Independent Board Chairman | SH | Against | | Against |
| | | | | |
Quest Diagnostics Incorporated | | | | | |
Ticker DGX | Meeting Date | | Meeting Type | Record Date | |
| 17-May-11 | | Annual | 18-Mar-11 | |
| CUSIP: 74834L100 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director William F. Buehler | Mgmt | For | | For |
2 | Elect Director Daniel C. Stanzione | Mgmt | For | | For |
3 | Ratify Auditors | Mgmt | For | | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
| | | | | |
The Allstate Corporation | | | | | |
Ticker ALL | Meeting Date | | Meeting Type | Record Date | |
| 17-May-11 | | Annual | 18-Mar-11 | |
| CUSIP: 020002101 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director F. Duane Ackerman | Mgmt | For | | Against |
2 | Elect Director Robert D. Beyer | Mgmt | For | | Against |
3 | Elect Director W. James Farrell | Mgmt | For | | Against |
4 | Elect Director Jack M. Greenberg | Mgmt | For | | Against |
5 | Elect Director Ronald T. Lemay | Mgmt | For | | Against |
6 | Elect Director Andrea Redmond | Mgmt | For | | Against |
7 | Elect Director H. John Riley, Jr. | Mgmt | For | | Against |
8 | Elect Director Joshua I. Smith | Mgmt | For | | Against |
9 | Elect Director Judith A. Sprieser | Mgmt | For | | Against |
10 | Elect Director Mary Alice Taylor | Mgmt | For | | Against |
11 | Elect Director Thomas J. Wilson | Mgmt | For | | Against |
12 | Ratify Auditors | Mgmt | For | | For |
13 | Provide Right to Call Special Meeting | Mgmt | For | | For |
14 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Mgmt | For | | Against |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
16 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
17 | Provide Right to Act by Written Consent | SH | Against | | For |
18 | Report on Political Contributions | SH | Against | | For |
| | | | | |
ACE Limited | | | | | |
Ticker ACE | Meeting Date | | Meeting Type | Record Date | |
| 18-May-11 | | Annual | 30-Mar-11 | |
| CUSIP: H0023R105 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Evan G. Greenberg as Director | Mgmt | For | | For |
1.2 | Elect Leo F. Mullin as Director | Mgmt | For | | For |
1.3 | Elect Olivier Steimer as Director | Mgmt | For | | For |
1.4 | Elect Michael P. Connors as Director | Mgmt | For | | For |
1.5 | Elect Eugene B. Shanks, Jr as Director | Mgmt | For | | For |
1.6 | Elect John A. Krol as Director | Mgmt | For | | For |
2.1 | Approve Annual Report | Mgmt | For | | For |
2.2 | Accept Statutory Financial Statements | Mgmt | For | | For |
2.3 | Accept Consolidated Financial Statements | Mgmt | For | | For |
3 | Approve Allocation of Income and Dividends | Mgmt | For | | For |
4 | Approve Discharge of Board and Senior Management | Mgmt | For | | For |
5.1 | Ratify PricewaterhouseCoopers AG as Auditors | Mgmt | For | | For |
5.2 | Ratify Ratify PricewaterhouseCoopers LLC as Independent Registered Public Accounting Firm as Auditors | Mgmt | For | | For |
5.3 | Ratify BDO AG as Special Auditors | Mgmt | For | | For |
6 | Approve Dividend Distribution from Legal Reserves | Mgmt | For | | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
8 | Advisory Vote on Say on Pay Frequency | Mgmt | None | | One Year |
| | | | | |
Morgan Stanley | | | | | |
Ticker MS | Meeting Date | | Meeting Type | Record Date | |
| 18-May-11 | | Annual | 21-Mar-11 | |
| CUSIP: 617446448 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Roy J. Bostock | Mgmt | For | | For |
2 | Elect Director Erskine B. Bowles | Mgmt | For | | For |
3 | Elect Director Howard J. Davies | Mgmt | For | | For |
4 | Elect Director James P. Gorman | Mgmt | For | | For |
5 | Elect Director James H. Hance Jr. | Mgmt | For | | For |
6 | Elect Director C. Robert Kidder | Mgmt | For | | For |
7 | Elect Director John J. Mack | Mgmt | For | | For |
8 | Elect Director Donald T. Nicolaisen | Mgmt | For | | For |
9 | Elect Director Hutham S. Olayan | Mgmt | For | | For |
10 | Elect Director James. W. Owens | Mgmt | For | | For |
11 | Elect Director O. Griffith Sexton | Mgmt | For | | For |
12 | Elect Director Masaaki Tanaka | Mgmt | For | | For |
13 | Elect Director Laura D. Tyson | Mgmt | For | | For |
14 | Ratify Auditors | Mgmt | For | | For |
15 | Amend Omnibus Stock Plan | Mgmt | For | | Against |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
17 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
Northrop Grumman Corporation | | | | | |
Ticker NOC | Meeting Date | | Meeting Type | Record Date | |
| 18-May-11 | | Annual | 22-Mar-11 | |
| CUSIP: 666807102 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Wesley G. Bush | Mgmt | For | | For |
2 | Elect Director Lewis W. Coleman | Mgmt | For | | For |
3 | Elect Director Victor H. Fazio | Mgmt | For | | For |
4 | Elect Director Donald E. Felsinger | Mgmt | For | | For |
5 | Elect Director Stephen E. Frank | Mgmt | For | | For |
6 | Elect Director Bruce S. Gordon | Mgmt | For | | For |
7 | Elect Director Madeleine Kleiner | Mgmt | For | | For |
8 | Elect Director Karl J. Krapek | Mgmt | For | | For |
9 | Elect Director Richard B. Myers | Mgmt | For | | For |
10 | Elect Director Aulana L. Peters | Mgmt | For | | For |
11 | Elect Director Kevin W. Sharer | Mgmt | For | | For |
12 | Ratify Auditors | Mgmt | For | | For |
13 | Approve Omnibus Stock Plan | Mgmt | For | | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
15 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
16 | Provide for Cumulative Voting | SH | Against | | For |
17 | Report on Political Contributions | SH | Against | | For |
18 | Provide Right to Act by Written Consent | SH | Against | | For |
| | | | | |
State Street Corporation | | | | | |
Ticker STT | Meeting Date | | Meeting Type | Record Date | |
| 18-May-11 | | Annual | 15-Mar-11 | |
| CUSIP: 857477103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director K. Burnes | Mgmt | For | | For |
2 | Elect Director P. Coym | Mgmt | For | | For |
3 | Elect Director P. De Saint-Aignan | Mgmt | For | | For |
4 | Elect Director A. Fawcett | Mgmt | For | | For |
5 | Elect Director D. Gruber | Mgmt | For | | For |
6 | Elect Director L. Hill | Mgmt | For | | For |
7 | Elect Director J. Hooley | Mgmt | For | | For |
8 | Elect Director R. Kaplan | Mgmt | For | | For |
9 | Elect Director C. LaMantia | Mgmt | For | | For |
10 | Elect Director R. Sergel | Mgmt | For | | For |
11 | Elect Director R. Skates | Mgmt | For | | For |
12 | Elect Director G. Summe | Mgmt | For | | For |
13 | Elect Director R. Weissman | Mgmt | For | | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
15 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
16 | Approve Executive Incentive Bonus Plan | Mgmt | For | | For |
17 | Ratify Auditors | Mgmt | For | | For |
18 | Report on Political Contributions | SH | Against | | For |
| | | | | |
Intel Corporation | | | | | |
Ticker INTC | Meeting Date | | Meeting Type | Record Date | |
| 19-May-11 | | Annual | 21-Mar-11 | |
| CUSIP: 458140100 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Charlene Barshefsky | Mgmt | For | | For |
2 | Elect Director Susan L. Decker | Mgmt | For | | For |
3 | Elect Director John J. Donahoe | Mgmt | For | | For |
4 | Elect Director Reed E. Hundt | Mgmt | For | | For |
5 | Elect Director Paul S. Otellini | Mgmt | For | | For |
6 | Elect Director James D. Plummer | Mgmt | For | | For |
7 | Elect Director David S. Pottruck | Mgmt | For | | For |
8 | Elect Director Jane E. Shaw | Mgmt | For | | For |
9 | Elect Director Frank D. Yeary | Mgmt | For | | For |
10 | Elect Director David B. Yoffie | Mgmt | For | | For |
11 | Ratify Auditors | Mgmt | For | | For |
12 | Amend Omnibus Stock Plan | Mgmt | For | | For |
13 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
15 | Advisory Vote on Say on Pay Frequency | Mgmt | None | | One Year |
| | | | | |
McDonald's Corporation | | | | | |
Ticker MCD | Meeting Date | | Meeting Type | Record Date | |
| 19-May-11 | | Annual | 22-Mar-11 | |
| CUSIP: 580135101 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Susan E. Arnold | Mgmt | For | | For |
2 | Elect Director Richard H. Lenny | Mgmt | For | | For |
3 | Elect Director Cary D. McMillan | Mgmt | For | | For |
4 | Elect Director Sheila A. Penrose | Mgmt | For | | For |
5 | Elect Director James A. Skinner | Mgmt | For | | For |
6 | Ratify Auditors | Mgmt | For | | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
8 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
9 | Reduce Supermajority Vote Requirement for Transactions With Interested Shareholders | Mgmt | For | | For |
10 | Reduce Supermajority Vote Requirement Relating to the Board of Directors | Mgmt | For | | For |
11 | Reduce Supermajority Vote Requirement for Shareholder Action | Mgmt | For | | For |
12 | Declassify the Board of Directors | SH | Against | | For |
13 | Require Suppliers to Adopt CAK | SH | Against | | Against |
14 | Report on Policy Responses to Children's Health Concerns and Fast Food | SH | Against | | Against |
15 | Report on Beverage Container Environmental Strategy | SH | Against | | For |
| | | | | |
Amgen Inc. | | | | | |
Ticker AMGN | Meeting Date | | Meeting Type | Record Date | |
| 20-May-11 | | Annual | 21-Mar-11 | |
| CUSIP: 031162100 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director David Baltimore | Mgmt | For | | For |
2 | Elect Director Frank J. Biondi, Jr. | Mgmt | For | | For |
3 | Elect Director Francois De Carbonnel | Mgmt | For | | For |
4 | Elect Director Vance D. Coffman | Mgmt | For | | For |
5 | Elect Director Rebecca M. Henderson | Mgmt | For | | For |
6 | Elect Director Frank C. Herringer | Mgmt | For | | For |
7 | Elect Director Gilbert S. Omenn | Mgmt | For | | For |
8 | Elect Director Judith C. Pelham | Mgmt | For | | For |
9 | Elect Director J. Paul Reason | Mgmt | For | | For |
10 | Elect Director Leonard D. Schaeffer | Mgmt | For | | For |
11 | Elect Director Kevin W. Sharer | Mgmt | For | | For |
12 | Elect Director Ronald D. Sugar | Mgmt | For | | For |
13 | Ratify Auditors | Mgmt | For | | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
15 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
16 | Provide Right to Act by Written Consent | SH | Against | | For |
| | | | | |
NextEra Energy, Inc. | | | | | |
Ticker NEE | Meeting Date | | Meeting Type | Record Date | |
| 20-May-11 | | Annual | 22-Mar-11 | |
| CUSIP: 65339F101 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Sherry S. Barrat | Mgmt | For | | For |
1.2 | Elect Director Robert M. Beall, II | Mgmt | For | | For |
1.3 | Elect Director J. Hyatt Brown | Mgmt | For | | For |
1.4 | Elect Director James L. Camaren | Mgmt | For | | For |
1.5 | Elect Director Kenneth B. Dunn | Mgmt | For | | For |
1.6 | Elect Director J. Brian Ferguson | Mgmt | For | | For |
1.7 | Elect Director Lewis Hay, III | Mgmt | For | | For |
1.8 | Elect Director Toni Jennings | Mgmt | For | | For |
1.9 | Elect Director Oliver D. Kingsley, Jr. | Mgmt | For | | For |
1.10 | Elect Director Rudy E. Schupp | Mgmt | For | | For |
1.11 | Elect Director William H. Swanson | Mgmt | For | | For |
1.12 | Elect Director Michael H. Thaman | Mgmt | For | | For |
1.13 | Elect Director Hansel E. Tookes, II | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Approve Omnibus Stock Plan | Mgmt | For | | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
The Western Union Company | | | | | |
Ticker WU | Meeting Date | | Meeting Type | Record Date | |
| 20-May-11 | | Annual | 22-Mar-11 | |
| CUSIP: 959802109 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Hikmet Ersek | Mgmt | For | | For |
2 | Elect Director Jack M. Greenberg | Mgmt | For | | For |
3 | Elect Director Linda Fayne Levinson | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
6 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
7 | Declassify the Board of Directors | SH | Against | | For |
| | | | | |
Time Warner Inc. | | | | | |
Ticker TWX | Meeting Date | | Meeting Type | Record Date | |
| 20-May-11 | | Annual | 25-Mar-11 | |
| CUSIP: 887317303 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director James L. Barksdale | Mgmt | For | | For |
2 | Elect Director William P. Barr | Mgmt | For | | For |
3 | Elect Director Jeffrey L. Bewkes | Mgmt | For | | For |
4 | Elect Director Stephen F. Bollenbach | Mgmt | For | | For |
5 | Elect Director Frank J. Caufield | Mgmt | For | | For |
6 | Elect Director Robert C. Clark | Mgmt | For | | For |
7 | Elect Director Mathias Dopfner | Mgmt | For | | For |
8 | Elect Director Jessica P. Einhorn | Mgmt | For | | For |
9 | Elect Director Fred Hassan | Mgmt | For | | For |
10 | Elect Director Michael A. Miles | Mgmt | For | | For |
11 | Elect Director Kenneth J. Novack | Mgmt | For | | For |
12 | Elect Director Paul D. Wachter | Mgmt | For | | For |
13 | Elect Director Deborah C. Wright | Mgmt | For | | For |
14 | Ratify Auditors | Mgmt | For | | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
16 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
17 | Reduce Supermajority Vote Requirement | Mgmt | For | | For |
18 | Provide Right to Act by Written Consent | SH | Against | | For |
| | | | | |
Kraft Foods Inc. | | | | | |
Ticker KFT | Meeting Date | | Meeting Type | Record Date | |
| 24-May-11 | | Annual | 16-Mar-11 | |
| CUSIP: 50075N104 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Ajaypal S. Banga | Mgmt | For | | For |
2 | Elect Director Myra M. Hart | Mgmt | For | | For |
3 | Elect Director Peter B. Henry | Mgmt | For | | For |
4 | Elect Director Lois D. Juliber | Mgmt | For | | For |
5 | Elect Director Mark D. Ketchum | Mgmt | For | | For |
6 | Elect Director Richard A. Lerner | Mgmt | For | | For |
7 | Elect Director Mackey J. McDonald | Mgmt | For | | For |
8 | Elect Director John C. Pope | Mgmt | For | | For |
9 | Elect Director Fredric G. Reynolds | Mgmt | For | | For |
10 | Elect Director Irene B. Rosenfeld | Mgmt | For | | For |
11 | Elect Director J.F. Van Boxmeer | Mgmt | For | | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
13 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
14 | Amend Non-Employee Director Omnibus Stock Plan | Mgmt | For | | For |
15 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Merck & Co., Inc. | | | | | |
Ticker MRK | Meeting Date | | Meeting Type | Record Date | |
| 24-May-11 | | Annual | 25-Mar-11 | |
| CUSIP: 58933Y105 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Leslie A. Brun | Mgmt | For | | For |
2 | Elect Director Thomas R. Cech | Mgmt | For | | For |
3 | Elect Director Richard T. Clark | Mgmt | For | | For |
4 | Elect Director Kenneth C. Frazier | Mgmt | For | | For |
5 | Elect Director Thomas H. Glocer | Mgmt | For | | For |
6 | Elect Director Steven F. Goldstone | Mgmt | For | | For |
7 | Elect Director William B. Harrison. Jr. | Mgmt | For | | For |
8 | Elect Director Harry R. Jacobson | Mgmt | For | | For |
9 | Elect Director William N. Kelley | Mgmt | For | | For |
10 | Elect Director C. Robert Kidder | Mgmt | For | | For |
11 | Elect Director Rochelle B. Lazarus | Mgmt | For | | For |
12 | Elect Director Carlos E. Represas | Mgmt | For | | For |
13 | Elect Director Patricia F. Russo | Mgmt | For | | For |
14 | Elect Director Thomas E. Shenk | Mgmt | For | | For |
15 | Elect Director Anne M. Tatlock | Mgmt | For | | For |
16 | Elect Director Craig B. Thompson | Mgmt | For | | For |
17 | Elect Director Wendell P. Weeks | Mgmt | For | | For |
18 | Elect Director Peter C. Wendell | Mgmt | For | | For |
19 | Ratify Auditors | Mgmt | For | | For |
20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
21 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
| | | | | |
Chevron Corporation | | | | | |
Ticker CVX | Meeting Date | | Meeting Type | Record Date | |
| 25-May-11 | | Annual | 01-Apr-11 | |
| CUSIP: 166764100 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director L.F. Deily | Mgmt | For | | For |
2 | Elect Director R.E. Denham | Mgmt | For | | For |
3 | Elect Director R.J. Eaton | Mgmt | For | | For |
4 | Elect Director C. Hagel | Mgmt | For | | For |
5 | Elect Director E. Hernandez | Mgmt | For | | For |
6 | Elect Director G.L. Kirkland | Mgmt | For | | For |
7 | Elect Director D.B. Rice | Mgmt | For | | For |
8 | Elect Director K.W. Sharer | Mgmt | For | | For |
9 | Elect Director C.R. Shoemate | Mgmt | For | | For |
10 | Elect Director J.G. Stumpf | Mgmt | For | | For |
11 | Elect Director R.D. Sugar | Mgmt | For | | For |
12 | Elect Director C. Ware | Mgmt | For | | For |
13 | Elect Director J.S. Watson | Mgmt | For | | For |
14 | Ratify Auditors | Mgmt | For | | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
16 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
17 | Request Director Nominee with Environmental Qualifications | SH | Against | | For |
18 | Amend Bylaws to Establish a Board Committee on Human Rights | SH | Against | | Against |
19 | Include Sustainability as a Performance Measure for Senior Executive Compensation | SH | Against | | Against |
20 | Adopt Guidelines for Country Selection | SH | Against | | For |
21 | Report on Financial Risks of Climate Change | SH | Against | | Against |
22 | Report on Environmental Impacts of Natural Gas Fracturing | SH | Against | | For |
23 | Report on Offshore Oil Wells and Spill Mitigation Measures | SH | Against | | Against |
| | | | | |
Exxon Mobil Corporation | | | | | |
Ticker XOM | Meeting Date | | Meeting Type | Record Date | |
| 25-May-11 | | Annual | 06-Apr-11 | |
| CUSIP: 30231G102 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director M.J. Boskin | Mgmt | For | | For |
1.2 | Elect Director P. Brabeck-Letmathe | Mgmt | For | | For |
1.3 | Elect Director L.R. Faulkner | Mgmt | For | | For |
1.4 | Elect Director J.S. Fishman | Mgmt | For | | For |
1.5 | Elect Director K.C. Frazier | Mgmt | For | | For |
1.6 | Elect Director W.W. George | Mgmt | For | | For |
1.7 | Elect Director M.C. Nelson | Mgmt | For | | For |
1.8 | Elect Director S.J. Palmisano | Mgmt | For | | For |
1.9 | Elect Director S.S. Reinemund | Mgmt | For | | For |
1.10 | Elect Director R.W. Tillerson | Mgmt | For | | For |
1.11 | Elect Director E.E. Whitacre, Jr. | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
5 | Require Independent Board Chairman | SH | Against | | For |
6 | Report on Political Contributions | SH | Against | | For |
7 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | SH | Against | | Against |
8 | Adopt Policy on Human Right to Water | SH | Against | | Against |
9 | Report on Environmental Impact of Oil Sands Operations in Canada | SH | Against | | For |
10 | Report on Environmental Impacts of Natural Gas Fracturing | SH | Against | | For |
11 | Report on Energy Technologies Development | SH | Against | | Against |
12 | Adopt Quantitative GHG Goals for Products and Operations | SH | Against | | For |
| | | | | |
Thermo Fisher Scientific Inc. | | | | | |
Ticker TMO | Meeting Date | | Meeting Type | Record Date | |
| 25-May-11 | | Annual | 28-Mar-11 | |
| CUSIP: 883556102 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Thomas J. Lynch | Mgmt | For | | For |
2 | Elect Director William G. Parrett | Mgmt | For | | For |
3 | Elect Director Michael E. Porter | Mgmt | For | | For |
4 | Elect Director Scott M. Sperling | Mgmt | For | | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
6 | Advisory Vote on Say on Pay Frequency | Mgmt | Two Years | | One Year |
7 | Ratify Auditors | Mgmt | For | | For |
8 | Declassify the Board of Directors | SH | Against | | For |
| | | | | |
Raytheon Company | | | | | |
Ticker RTN | Meeting Date | | Meeting Type | Record Date | |
| 26-May-11 | | Annual | 01-Apr-11 | |
| CUSIP: 755111507 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Vernon E. Clark | Mgmt | For | | For |
2 | Elect Director John M. Deutch | Mgmt | For | | For |
3 | Elect Director Stephen J. Hadley | Mgmt | For | | For |
4 | Elect Director Frederic M. Poses | Mgmt | For | | For |
5 | Elect Director Michael C. Ruettgers | Mgmt | For | | For |
6 | Elect Director Ronald L. Skates | Mgmt | For | | For |
7 | Elect Director William R. Spivey | Mgmt | For | | For |
8 | Elect Director Linda G. Stuntz | Mgmt | For | | Against |
9 | Elect Director William H. Swanson | Mgmt | For | | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
11 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
12 | Ratify Auditors | Mgmt | For | | For |
13 | Provide Right to Act by Written Consent | SH | Against | | For |
14 | Stock Retention/Holding Period | SH | Against | | For |
15 | Report on Lobbying Contributions and Expenses | SH | Against | | For |
16 | Submit SERP to Shareholder Vote | SH | Against | | For |
| | | | | |
The Travelers Companies, Inc. | | | | | |
Ticker TRV | Meeting Date | | Meeting Type | Record Date | |
| 26-May-11 | | Annual | 28-Mar-11 | |
| CUSIP: 89417E109 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Alan L. Beller | Mgmt | For | | For |
2 | Elect Director John H. Dasburg | Mgmt | For | | For |
3 | Elect Director Janet M. Dolan | Mgmt | For | | For |
4 | Elect Director Kenneth M. Duberstein | Mgmt | For | | For |
5 | Elect Director Jay S. Fishman | Mgmt | For | | For |
6 | Elect Director Lawrence G. Graev | Mgmt | For | | For |
7 | Elect Director Patricia L. Higgins | Mgmt | For | | For |
8 | Elect Director Thomas R. Hodgson | Mgmt | For | | For |
9 | Elect Director Cleve L. Killingsworth, Jr. | Mgmt | For | | For |
10 | Elect Director Donald J. Shepard | Mgmt | For | | For |
11 | Elect Director Laurie J. Thomsen | Mgmt | For | | For |
12 | Ratify Auditors | Mgmt | For | | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
14 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
| | | | | |
Lowe's Companies, Inc. | | | | | |
Ticker LOW | Meeting Date | | Meeting Type | Record Date | |
| 27-May-11 | | Annual | 25-Mar-11 | |
| CUSIP: 548661107 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Raul Alvarez | Mgmt | For | | For |
1.2 | Elect Director David W. Bernauer | Mgmt | For | | For |
1.3 | Elect Director Leonard L. Berry | Mgmt | For | | For |
1.4 | Elect Director Peter C. Browning | Mgmt | For | | For |
1.5 | Elect Director Dawn E. Hudson | Mgmt | For | | For |
1.6 | Elect Director Robert L. Johnson | Mgmt | For | | For |
1.7 | Elect Director Marshall O. Larsen | Mgmt | For | | For |
1.8 | Elect Director Richard K. Lochridge | Mgmt | For | | For |
1.9 | Elect Director Robert A. Niblock | Mgmt | For | | For |
1.10 | Elect Director Stephen F. Page | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
5 | Approve Executive Incentive Bonus Plan | Mgmt | For | | For |
6 | Submit Severance Agreement (Change- in-Control) to Shareholder Vote | SH | Against | | For |
7 | Include Sustainability as a Performance Measure for Senior Executive Compensation | SH | Against | | Against |
8 | Report on Political Contributions | SH | Against | | For |
| | | | | |
Activision Blizzard, Inc. | | | | | |
Ticker ATVI | Meeting Date | | Meeting Type | Record Date | |
| 02-Jun-11 | | Annual | 05-Apr-11 | |
| CUSIP: 00507V109 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Philippe G.H. Capron | Mgmt | For | | Against |
2 | Elect Director Robert J. Corti | Mgmt | For | | For |
3 | Elect Director Frederic R. Crepin | Mgmt | For | | Against |
4 | Elect Director Lucian Grainge | Mgmt | For | | Against |
5 | Elect Director Brian G. Kelly | Mgmt | For | | Against |
6 | Elect Director Robert A. Kotick | Mgmt | For | | Against |
7 | Elect Director Jean-Bernard Levy | Mgmt | For | | Against |
8 | Elect Director Robert J. Morgado | Mgmt | For | | For |
9 | Elect Director Stephane Roussel | Mgmt | For | | Against |
10 | Elect Director Richard Sarnoff | Mgmt | For | | For |
11 | Elect Director Regis Turrini | Mgmt | For | | Against |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
13 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
Ingersoll-Rand plc | | | | | |
Ticker IR | Meeting Date | | Meeting Type | Record Date | |
| 02-Jun-11 | | Annual | 06-Apr-11 | |
| CUSIP: G47791101 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Ann C. Berzin | Mgmt | For | | For |
2 | Elect Director John Bruton | Mgmt | For | | For |
3 | Elect Director Jared L. Cohon | Mgmt | For | | For |
4 | Elect Director Gary D. Forsee | Mgmt | For | | For |
5 | Elect Director Peter C. Godsoe | Mgmt | For | | For |
6 | Elect Director Edward E. Hagenlocker | Mgmt | For | | For |
7 | Elect Director Constance J. Horner | Mgmt | For | | For |
8 | Elect Director Michael W. Lamach | Mgmt | For | | For |
9 | Elect Director Theodore E. Martin | Mgmt | For | | For |
10 | Elect Director Richard J. Swift | Mgmt | For | | For |
11 | Elect Director Tony L. White | Mgmt | For | | For |
12 | Approve Executive Incentive Scheme | Mgmt | For | | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
14 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
15 | Authorize Market Purchase | Mgmt | For | | For |
16 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
The Home Depot, Inc. | | | | | |
Ticker HD | Meeting Date | | Meeting Type | Record Date | |
| 02-Jun-11 | | Annual | 04-Apr-11 | |
| CUSIP: 437076102 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director F. Duane Ackerman | Mgmt | For | | For |
2 | Elect Director Francis S. Blake | Mgmt | For | | For |
3 | Elect Director Ari Bousbib | Mgmt | For | | For |
4 | Elect Director Gregory D. Brenneman | Mgmt | For | | For |
5 | Elect Director J. Frank Brown | Mgmt | For | | For |
6 | Elect Director Albert P. Carey | Mgmt | For | | For |
7 | Elect Director Armando Codina | Mgmt | For | | For |
8 | Elect Director Bonnie G. Hill | Mgmt | For | | For |
9 | Elect Director Karen L. Katen | Mgmt | For | | For |
10 | Elect Director Ronald L. Sargent | Mgmt | For | | For |
11 | Ratify Auditors | Mgmt | For | | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
13 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
14 | Provide Right to Act by Written Consent | Mgmt | For | | For |
15 | Restore or Provide for Cumulative Voting | SH | Against | | For |
16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
17 | Prepare Employment Diversity Report | SH | Against | | For |
18 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | SH | Against | | Against |
| | | | | |
Wal-Mart Stores, Inc. | | | | | |
Ticker WMT | Meeting Date | | Meeting Type | Record Date | |
| 03-Jun-11 | | Annual | 06-Apr-11 | |
| CUSIP: 931142103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Aida M. Alvarez | Mgmt | For | | For |
2 | Elect Director James W. Breyer | Mgmt | For | | For |
3 | Elect Director M. Michele Burns | Mgmt | For | | For |
4 | Elect Director James I. Cash, Jr. | Mgmt | For | | For |
5 | Elect Director Roger C. Corbett | Mgmt | For | | For |
6 | Elect Director Douglas N. Daft | Mgmt | For | | For |
7 | Elect Director Michael T. Duke | Mgmt | For | | For |
8 | Elect Director Gregory B. Penner | Mgmt | For | | For |
9 | Elect Director Steven S Reinemund | Mgmt | For | | For |
10 | Elect Director H. Lee Scott, Jr. | Mgmt | For | | For |
11 | Elect Director Arne M. Sorenson | Mgmt | For | | For |
12 | Elect Director Jim C. Walton | Mgmt | For | | For |
13 | Elect Director S. Robson Walton | Mgmt | For | | For |
14 | Elect Director Christopher J. Williams | Mgmt | For | | For |
15 | Elect Director Linda S. Wolf | Mgmt | For | | For |
16 | Ratify Auditors | Mgmt | For | | For |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
18 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
19 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | SH | Against | | For |
20 | Report on Political Contributions | SH | Against | | For |
21 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
22 | Require Suppliers to Produce Sustainability Reports | SH | Against | | Against |
23 | Report on Climate Change Business Risks | SH | Against | | Against |
| | | | | |
Staples, Inc. | | | | | |
Ticker SPLS | Meeting Date | | Meeting Type | Record Date | |
| 07-Jun-11 | | Annual | 11-Apr-11 | |
| CUSIP: 855030102 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Basil L. Anderson | Mgmt | For | | For |
2 | Elect Director Arthur M. Blank | Mgmt | For | | For |
3 | Elect Director Mary Elizabeth Burton | Mgmt | For | | For |
4 | Elect Director Justin King | Mgmt | For | | For |
5 | Elect Director Carol Meyrowitz | Mgmt | For | | For |
6 | Elect Director Rowland T. Moriarty | Mgmt | For | | For |
7 | Elect Director Robert C. Nakasone | Mgmt | For | | For |
8 | Elect Director Ronald L. Sargent | Mgmt | For | | For |
9 | Elect Director Elizabeth A. Smith | Mgmt | For | | For |
10 | Elect Director Robert E. Sulentic | Mgmt | For | | For |
11 | Elect Director Vijay Vishwanath | Mgmt | For | | For |
12 | Elect Director Paul F. Walsh | Mgmt | For | | For |
13 | Ratify Auditors | Mgmt | For | | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
15 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
16 | Provide Right to Act by Written Consent | SH | Against | | For |
| | | | | |
Devon Energy Corporation | | | | | |
Ticker DVN | Meeting Date | | Meeting Type | Record Date | |
| 08-Jun-11 | | Annual | 11-Apr-11 | |
| CUSIP: 25179M103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Robert H. Henry | Mgmt | For | | For |
1.2 | Elect Director John A. Hill | Mgmt | For | | For |
1.3 | Elect Director Michael M. Kanovsky | Mgmt | For | | For |
1.4 | Elect Director Robert A. Mosbacher, Jr | Mgmt | For | | For |
1.5 | Elect Director J. Larry Nichols | Mgmt | For | | For |
1.6 | Elect Director Duane C. Radtke | Mgmt | For | | For |
1.7 | Elect Director Mary P. Ricciardello | Mgmt | For | | For |
1.8 | Elect Director John Richels | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
4 | Reduce Supermajority Vote Requirement | Mgmt | For | | For |
5 | Amend Certificate of Incorporation | Mgmt | For | | For |
6 | Ratify Auditors | Mgmt | For | | For |
7 | Provide Right to Act by Written Consent | SH | Against | | For |
| | | | | |
Target Corporation | | | | | |
Ticker TGT | Meeting Date | | Meeting Type | Record Date | |
| 08-Jun-11 | | Annual | 11-Apr-11 | |
| CUSIP: 87612E106 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Roxanne S. Austin | Mgmt | For | | For |
2 | Elect Director Calvin Darden | Mgmt | For | | For |
3 | Elect Director Mary N. Dillon | Mgmt | For | | For |
4 | Elect Director James A. Johnson | Mgmt | For | | For |
5 | Elect Director Mary E. Minnick | Mgmt | For | | For |
6 | Elect Director Anne M. Mulcahy | Mgmt | For | | For |
7 | Elect Director Derica W. Rice | Mgmt | For | | For |
8 | Elect Director Stephen W. Sanger | Mgmt | For | | For |
9 | Elect Director Gregg W. Steinhafel | Mgmt | For | | For |
10 | Elect Director John G. Stumpf | Mgmt | For | | For |
11 | Elect Director Solomon D. Trujillo | Mgmt | For | | For |
12 | Ratify Auditors | Mgmt | For | | For |
13 | Approve Omnibus Stock Plan | Mgmt | For | | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
15 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
16 | Adopt Compensation Benchmarking Policy | SH | Against | | For |
17 | Report on Electronics Recycling and Preventing E-Waste Export | SH | Against | | For |
| | | | | |
Best Buy Co., Inc. | | | | | |
Ticker BBY | Meeting Date | | Meeting Type | Record Date | |
| 21-Jun-11 | | Annual | 25-Apr-11 | |
| CUSIP: 086516101 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Ronald James | Mgmt | For | | For |
1.2 | Elect Director Sanjay Khosla | Mgmt | For | | For |
1.3 | Elect Director George L. Mikan III | Mgmt | For | | For |
1.4 | Elect Director Matthew H. Paull | Mgmt | For | | For |
1.5 | Elect Director Richard M. Schulze | Mgmt | For | | For |
1.6 | Elect Director Hatim A. Tyabji | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Change Range for Size of the Board | Mgmt | For | | Against |
4 | Amend Omnibus Stock Plan | Mgmt | For | | For |
5 | Approve Executive Incentive Bonus Plan | Mgmt | For | | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
7 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
8 | Declassify the Board of Directors | SH | Against | | For |
| | | | | |
The Kroger Co. | | | | | |
Ticker KR | Meeting Date | | Meeting Type | Record Date | |
| 23-Jun-11 | | Annual | 25-Apr-11 | |
| CUSIP: 501044101 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Reuben V. Anderson | Mgmt | For | | For |
2 | Elect Director Robert D. Beyer | Mgmt | For | | For |
3 | Elect Director David B. Dillon | Mgmt | For | | For |
4 | Elect Director Susan J. Kropf | Mgmt | For | | For |
5 | Elect Director John T. Lamacchia | Mgmt | For | | For |
6 | Elect Director David B. Lewis | Mgmt | For | | For |
7 | Elect Director W. Rodney Mcmullen | Mgmt | For | | For |
8 | Elect Director Jorge P. Montoya | Mgmt | For | | For |
9 | Elect Director Clyde R. Moore | Mgmt | For | | For |
10 | Elect Director Susan M. Phillips | Mgmt | For | | For |
11 | Elect Director Steven R. Rogel | Mgmt | For | | For |
12 | Elect Director James A. Runde | Mgmt | For | | For |
13 | Elect Director Ronald L. Sargent | Mgmt | For | | For |
14 | Elect Director Bobby S. Shackouls | Mgmt | For | | For |
15 | Approve Omnibus Stock Plan | Mgmt | For | | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
17 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
18 | Ratify Auditors | Mgmt | For | | For |
19 | Adopt ILO Based Code of Conduct | SH | Against | | Against |
| | | | | |
Armstrong World Industries, Inc. | | | | | |
Ticker AWI | Meeting Date | | Meeting Type | Record Date | |
| 02-Jul-10 | | Annual | 05-Apr-10 | |
| CUSIP: 04247X102 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Stan A. Askren | Mgmt | For | | For |
1.2 | Elect Director David Bonderman | Mgmt | For | | For |
1.3 | Elect Director Kevin R. Burns | Mgmt | For | | For |
1.4 | Elect Director James J. Gaffney | Mgmt | For | | For |
1.5 | Elect Director Tao Huang | Mgmt | For | | For |
1.6 | Elect Director Michael F. Johnston | Mgmt | For | | For |
1.7 | Elect Director Larry S. McWilliams | Mgmt | For | | For |
1.8 | Elect Director James J. O'Connor | Mgmt | For | | For |
1.9 | Elect Director John J. Roberts | Mgmt | For | | For |
1.10 | Elect Director Richard E. Wenz | Mgmt | For | | For |
1.11 | Elect Director Bettina M. Whyte | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
inVentiv Health, Inc. | | | | | |
| | | | | |
Ticker VTIV | Meeting Date | | Meeting Type | Record Date | |
| 21-Jul-10 | | Special | 15-Jun-10 | |
| CUSIP: 46122E105 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Approve Merger Agreement | Mgmt | For | | For |
2 | Adjourn Meeting | Mgmt | For | | For |
| | | | | |
Polo Ralph Lauren Corporation | | | | | |
Ticker RL | Meeting Date | | Meeting Type | Record Date | |
| 05-Aug-10 | | Annual | 21-Jun-10 | |
| CUSIP: 731572103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Frank A. Bennack, Jr | Mgmt | For | | For |
1.2 | Elect Director Joel L. Fleishman | Mgmt | For | | For |
1.3 | Elect Director Steven P. Murphy | Mgmt | For | | For |
2 | Approve Omnibus Stock Plan | Mgmt | For | | For |
3 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Xilinx, Inc. | | | | | |
Ticker XLNX | Meeting Date | | Meeting Type | Record Date | |
| 11-Aug-10 | | Annual | 14-Jun-10 | |
| CUSIP: 983919101 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Philip T. Gianos | Mgmt | For | | For |
2 | Elect Director Moshe N. Gavrielov | Mgmt | For | | For |
3 | Elect Director John L. Doyle | Mgmt | For | | For |
4 | Elect Director Jerald G. Fishman | Mgmt | For | | For |
5 | Elect Director William G. Howard, Jr. | Mgmt | For | | For |
6 | Elect Director J. Michael Patterson | Mgmt | For | | For |
7 | Elect Director Albert A. Pimentel | Mgmt | For | | For |
8 | Elect Director Marshall C. Turner | Mgmt | For | | For |
9 | Elect Director Elizabeth W. Vanderslice | Mgmt | For | | For |
10 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | | For |
11 | Amend Omnibus Stock Plan | Mgmt | For | | For |
12 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
PSS World Medical, Inc. | | | | | |
Ticker PSSI | Meeting Date | | Meeting Type | Record Date | |
| 24-Aug-10 | | Annual | 18-Jun-10 | |
| CUSIP: 69366A100 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Gary A. Corless | Mgmt | For | | For |
1.2 | Elect Director Melvin L. Hecktman | Mgmt | For | | For |
1.3 | Elect Director Delores M. Kesler | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Medtronic, Inc. | | | | | |
Ticker MDT | Meeting Date | | Meeting Type | Record Date | |
| 25-Aug-10 | | Annual | 28-Jun-10 | |
| CUSIP: 585055106 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Richard H. Anderson | Mgmt | For | | For |
1.2 | Elect Director David L. Calhoun | Mgmt | For | | For |
1.3 | Elect Director Victor J. Dzau | Mgmt | For | | For |
1.4 | Elect Director William A. Hawkins | Mgmt | For | | For |
1.5 | Elect Director Shirley A. Jackson | Mgmt | For | | For |
1.6 | Elect Director James T. Lenehan | Mgmt | For | | For |
1.7 | Elect Director Denise M. O'Leary | Mgmt | For | | For |
1.8 | Elect Director Kendall J. Powell | Mgmt | For | | For |
1.9 | Elect Director Robert C. Pozen | Mgmt | For | | For |
1.10 | Elect Director Jean-Pierre Rosso | Mgmt | For | | For |
1.11 | Elect Director Jack W. Schuler | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
NIKE, Inc. | | | | | |
Ticker NKE | Meeting Date | | Meeting Type | Record Date | |
| 20-Sep-10 | | Annual | 26-Jul-10 | |
| CUSIP: 654106103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Jill K. Conway | Mgmt | For | | For |
1.2 | Elect Director Alan B. Graf, Jr. | Mgmt | For | | For |
1.3 | Elect Director John C. Lechleiter | Mgmt | For | | For |
1.4 | Elect Director Phyllis M. Wise | Mgmt | For | | For |
2 | Amend Executive Incentive Bonus Plan | Mgmt | For | | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Symantec Corporation | | | | | |
Ticker SYMC | Meeting Date | | Meeting Type | Record Date | |
| 20-Sep-10 | | Annual | 26-Jul-10 | |
| CUSIP: 871503108 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Stephen M. Bennett | Mgmt | For | | For |
2 | Elect Director Michael A. Brown | Mgmt | For | | For |
3 | Elect Director William T. Coleman, III | Mgmt | For | | For |
4 | Elect Director Frank E. Dangeard | Mgmt | For | | For |
5 | Elect Director Geraldine B. Laybourne | Mgmt | For | | For |
6 | Elect Director David L. Mahoney | Mgmt | For | | For |
7 | Elect Director Robert S. Miller | Mgmt | For | | For |
8 | Elect Director Enrique Salem | Mgmt | For | | For |
9 | Elect Director Daniel H. Schulman | Mgmt | For | | For |
10 | Elect Director John W. Thompson | Mgmt | For | | For |
11 | Elect Director V. Paul Unruh | Mgmt | For | | For |
12 | Ratify Auditors | Mgmt | For | | For |
13 | Amend Omnibus Stock Plan | Mgmt | For | | For |
14 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | | For |
| | | | | |
National Semiconductor Corporation | | | | | |
Ticker NSM | Meeting Date | | Meeting Type | Record Date | |
| 24-Sep-10 | | Annual | 30-Jul-10 | |
| CUSIP: 637640103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director William J. Amelio | Mgmt | For | | For |
2 | Elect Director Steven R. Appleton | Mgmt | For | | For |
3 | Elect Director Gary P. Arnold | Mgmt | For | | For |
4 | Elect Director Richard J. Danzig | Mgmt | For | | For |
5 | Elect Director Robert J. Frankenberg | Mgmt | For | | For |
6 | Elect Director Donald Macleod | Mgmt | For | | For |
7 | Elect Director Edward R. McCracken | Mgmt | For | | For |
8 | Elect Director Roderick C. McGeary | Mgmt | For | | For |
9 | Elect Director William E. Mitchell | Mgmt | For | | For |
10 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
H&R Block, Inc. | | | | | |
Ticker HRB | Meeting Date | | Meeting Type | Record Date | |
| 30-Sep-10 | | Annual | 27-Jul-10 | |
| CUSIP: 093671105 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Alan M. Bennett | Mgmt | For | | For |
2 | Elect Director Richard C. Breeden | Mgmt | For | | For |
3 | Elect Director William C. Cobb | Mgmt | For | | For |
4 | Elect Director Robert A. Gerard | Mgmt | For | | For |
5 | Elect Director Len J. Lauer | Mgmt | For | | For |
6 | Elect Director David B. Lewis | Mgmt | For | | For |
7 | Elect Director Bruce C. Rohde | Mgmt | For | | For |
8 | Elect Director Tom D. Seip | Mgmt | For | | For |
9 | Elect Director L. Edward Shaw, Jr. | Mgmt | For | | For |
10 | Elect Director Christianna Wood | Mgmt | For | | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
12 | Amend Omnibus Stock Plan | Mgmt | For | | For |
13 | Amend Executive Incentive Bonus Plan | Mgmt | For | | For |
14 | Reduce Supermajority Vote Requirement | SH | For | | For |
15 | Provide Right to Call Special Meeting | Mgmt | For | | For |
16 | Reduce Supermajority Vote Requirement Relating to the Removal of Directors | Mgmt | For | | For |
17 | Reduce Supermajority Vote Requirement Relating to Amendments to Articles of Incorporation and Bylaws | Mgmt | For | | For |
18 | Reduce Supermajority Vote Requirement Regarding the Related Person Transaction Provision | Mgmt | For | | For |
19 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Ruby Tuesday, Inc. | | | | | |
Ticker RT | Meeting Date | | Meeting Type | Record Date | |
| 06-Oct-10 | | Annual | 09-Aug-10 | |
| | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Samuel E. Beall, III | Mgmt | For | | For |
2 | Elect Director Bernard Lanigan, Jr. | Mgmt | For | | For |
3 | Approve Executive Incentive Bonus Plan | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
RPM International Inc. | | | | | |
Ticker RPM | Meeting Date | | Meeting Type | Record Date | |
| 07-Oct-10 | | Annual | 13-Aug-10 | |
| CUSIP: 749685103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director David A. Daberko | Mgmt | For | | Withhold |
1.2 | Elect Director William A. Papenbrock | Mgmt | For | | Withhold |
1.3 | Elect Director Frank C. Sullivan | Mgmt | For | | Withhold |
1.4 | Elect Director Thomas C. Sullivan | Mgmt | For | | Withhold |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
The Procter & Gamble Company | | | | | |
Ticker PG | Meeting Date | | Meeting Type | Record Date | |
| 12-Oct-10 | | Annual | 13-Aug-10 | |
| CUSIP: 742718109 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Angela F. Braly | Mgmt | For | | For |
2 | Elect Director Kenneth I. Chenault | Mgmt | For | | For |
3 | Elect Director Scott D. Cook | Mgmt | For | | For |
4 | Elect Director Rajat K. Gupta | Mgmt | For | | For |
5 | Elect Director Robert A. Mcdonald | Mgmt | For | | For |
6 | Elect Director W. James Mcnerney, Jr. | Mgmt | For | | For |
7 | Elect Director Johnathan A. Rodgers | Mgmt | For | | For |
8 | Elect Director Mary A. Wilderotter | Mgmt | For | | For |
9 | Elect Director Patricia A. Woertz | Mgmt | For | | For |
10 | Elect Director Ernesto Zedillo | Mgmt | For | | For |
11 | Ratify Auditors | Mgmt | For | | For |
12 | Provide for Cumulative Voting | SH | Against | | For |
| | | | | |
SRA International, Inc. | | | | | |
Ticker SRX | Meeting Date | | Meeting Type | Record Date | |
| 28-Oct-10 | | Annual | 31-Aug-10 | |
| CUSIP: 78464R105 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director John W. Barter | Mgmt | For | | For |
1.2 | Elect Director Larry R. Ellis | Mgmt | For | | For |
1.3 | Elect Director Miles R. Gilburne | Mgmt | For | | For |
1.4 | Elect Director W. Robert Grafton | Mgmt | For | | For |
1.5 | Elect Director William T. Keevan | Mgmt | For | | For |
1.6 | Elect Director Michael R. Klein | Mgmt | For | | For |
1.7 | Elect Director David H. Langstaff | Mgmt | For | | For |
1.8 | Elect Director Stanton D. Sloane | Mgmt | For | | For |
1.9 | Elect Director Ernst Volgenau | Mgmt | For | | For |
1.10 | Elect Director Gail R. Wilensky | Mgmt | For | | For |
2 | Approve Omnibus Stock Plan | Mgmt | For | | For |
3 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Coach, Inc. | | | | | |
Ticker COH | Meeting Date | | Meeting Type | Record Date | |
| 03-Nov-10 | | Annual | 07-Sep-10 | |
| CUSIP: 189754104 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Lew Frankfort | Mgmt | For | | For |
1.2 | Elect Director Susan Kropf | Mgmt | For | | For |
1.3 | Elect Director Gary Loveman | Mgmt | For | | For |
1.4 | Elect Director Ivan Menezes | Mgmt | For | | For |
1.5 | Elect Director Irene Miller | Mgmt | For | | For |
1.6 | Elect Director Michael Murphy | Mgmt | For | | For |
1.7 | Elect Director Jide Zeitlin | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Approve Omnibus Stock Plan | Mgmt | For | | For |
4 | Adopt Policy on Ending Use of Animal Fur in Products | SH | Against | | Against |
| | | | | |
Microsoft Corporation | | | | | |
Ticker MSFT | Meeting Date | | Meeting Type | Record Date | |
| 16-Nov-10 | | Annual | 03-Sep-10 | |
| CUSIP: 594918104 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Steven A. Ballmer | Mgmt | For | | For |
2 | Elect Director Dina Dublon | Mgmt | For | | For |
3 | Elect Director William H. Gates III | Mgmt | For | | For |
4 | Elect Director Raymond V. Gilmartin | Mgmt | For | | For |
5 | Elect Director Reed Hastings | Mgmt | For | | For |
6 | Elect Director Maria M. Klawe | Mgmt | For | | For |
7 | Elect Director David F. Marquardt | Mgmt | For | | For |
8 | Elect Director Charles H. Noski | Mgmt | For | | For |
9 | Elect Director Helmut Panke | Mgmt | For | | For |
10 | Ratify Auditors | Mgmt | For | | For |
11 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | SH | Against | | Against |
| | | | | |
CACI International, Inc. | | | | | |
Ticker CACI | Meeting Date | | Meeting Type | Record Date | |
| 17-Nov-10 | | Annual | 20-Sep-10 | |
| CUSIP: 127190304 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Dan R. Bannister | Mgmt | For | | For |
1.2 | Elect Director Paul M. Cofoni | Mgmt | For | | For |
1.3 | Elect Director Gordon R. England | Mgmt | For | | For |
1.4 | Elect Director James S. Gilmore III | Mgmt | For | | For |
1.5 | Elect Director Gregory G. Johnson | Mgmt | For | | For |
1.6 | Elect Director Richard L. Leatherwood | Mgmt | For | | For |
1.7 | Elect Director J. Phillip London | Mgmt | For | | For |
1.8 | Elect Director James L. Pavitt | Mgmt | For | | For |
1.9 | Elect Director Warren R. Phillips | Mgmt | For | | For |
1.10 | Elect Director Charles P. Revoile | Mgmt | For | | For |
1.11 | Elect Director William S. Wallace | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Other Business | Mgmt | None | | Against |
| | | | | |
Cisco Systems, Inc. | | | | | |
Ticker CSCO | Meeting Date | | Meeting Type | Record Date | |
| 18-Nov-10 | | Annual | 20-Sep-10 | |
| CUSIP: 17275R102 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Carol A. Bartz | Mgmt | For | | For |
2 | Elect Director M. Michele Burns | Mgmt | For | | For |
3 | Elect Director Michael D. Capellas | Mgmt | For | | For |
4 | Elect Director Larry R. Carter | Mgmt | For | | For |
5 | Elect Director John T. Chambers | Mgmt | For | | For |
6 | Elect Director Brian L. Halla | Mgmt | For | | For |
7 | Elect Director John L. Hennessy | Mgmt | For | | For |
8 | Elect Director Richard M. Kovacevich | Mgmt | For | | For |
9 | Elect Director Roderick C. Mcgeary | Mgmt | For | | For |
10 | Elect Director Michael K. Powell | Mgmt | For | | For |
11 | Elect Director Arun Sarin | Mgmt | For | | For |
12 | Elect Director Steven M. West | Mgmt | For | | For |
13 | Elect Director Jerry Yang | Mgmt | For | | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
15 | Ratify Auditors | Mgmt | For | | For |
16 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | SH | Against | | Against |
17 | Report on Internet Fragmentation | SH | Against | | For |
18 | Adopt Policy Prohibiting Sale of Products in China if they Contribute to Human Rights Abuses | SH | Against | | Against |
| | | | | |
Sasol Ltd | | | | | |
Ticker SOL | Meeting Date | | Meeting Type | Record Date | |
| 26-Nov-10 | | Annual | 04-Oct-10 | |
| CUSIP: 803866102 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
| Meeting for ADR Holders | Mgmt | | | |
1 | Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2010 | Mgmt | For | | For |
2 | Approve Audit Committee Report on its Statutory Duties for the Year Ended 30 June 2010 | Mgmt | For | | For |
3.1 | Re-elect Pat Davies as Director | Mgmt | For | | For |
3.2 | Re-elect Mandla Gantsho as Director | Mgmt | For | | For |
3.3 | Re-elect Hixonia Nyasulu as Director | Mgmt | For | | For |
3.4 | Re-elect Christine Ramon as Director | Mgmt | For | | For |
4.1 | Re-elect Nolitha Fakude as Director | Mgmt | For | | For |
4.2 | Re-elect Imogen Mkhize as Director | Mgmt | For | | For |
5 | Elect Greg Lewin as Director | Mgmt | For | | For |
6 | Reappoint KPMG Inc as Auditors of the Company and CH Basson as the Individual Registered Auditor | Mgmt | For | | For |
7 | Authorise Repurchase of Up to Ten Percent of Issued Share Capital | Mgmt | For | | For |
8 | Amend Articles of Association | Mgmt | For | | For |
9 | Approve Remuneration Policy | Mgmt | For | | For |
10 | Approve Non-executive Directors Fees with Effect from 1 July 2010 | Mgmt | For | | For |
| | | | | |
Sasol Ltd | | | | | |
Ticker SOL | Meeting Date | | Meeting Type | Record Date | |
| 26-Nov-10 | | Special | 28-Oct-10 | |
| CUSIP: 803866102 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
| Meeting for ADR Holders | Mgmt | | | |
1 | Amend Articles of Association Re: New Definitions for New Articles 162, 163, 164.1 and 165 to 169 | Mgmt | For | | For |
2 | Amend Articles of Association Re: Bulk Dematerialisation | Mgmt | For | | For |
3 | Amend Articles of Association Re: Continued Application of Cash Contract or New Cash Contract in Respect of Sasol BEE Ordinary Shares That Are Not Dematerialised Pursuant to Bulk Dematerialisation | Mgmt | For | | For |
4 | Authorise Transfer Secretaries to Replace Share Certificates of All the Election Shareholders and Issue New Share Certificates in the Event That Sasol BEE Ordinary Shares are Listed on Proposed BEE Segment | Mgmt | For | | For |
5 | Amend Articles of Association Re: Additional Terms Applicable to the BEE Contract for Trading in Respect of Sasol BEE Ordinary Shares on the BEE Segment | Mgmt | For | | For |
6 | Amend Articles of Association Re: Rights, Privileges and Restrictions Applicable to Sasol BEE Ordinary Shares to Take Account of the Listing on BEE Segment | Mgmt | For | | For |
7 | Amend Articles of Association Re: Provisions Covering the Holding of Shares Either in Certificated or Dematerialised Form and Cessation of Any Proof-of-Participation Documents Issued by the Company to Any Holder of Certificated Sasol BEE Ordinary Shares | Mgmt | For | | For |
8 | Amend Articles of Association Re: Right on the Part of the Company to Delist the Sasol BEE Ordinary Shares from the JSE in Limited Circumstances | Mgmt | For | | For |
9 | Amend Articles of Association Re: Release of Contact Information by the CSD Participant, Broker and/or Nominee Company of any Sasol Shareholder to Sasol | Mgmt | For | | For |
10 | Authorise Company to Provide Potential Financial Assistance to the Public Facilitation Trust | Mgmt | For | | For |
Lance, Inc. | | | | | |
Ticker LNCE | Meeting Date | | Meeting Type | Record Date | |
| 02-Dec-10 | | Special | 15-Oct-10 | |
| CUSIP: 514606102 | | | | |
| | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Issue Shares in Connection with Acquisition | Mgmt | For | | For |
2 | Change Company Name | Mgmt | For | | For |
3.1 | Elect Director Peter P. Brubaker | Mgmt | For | | For |
3.2 | Elect Director Carl E. Lee, Jr. | Mgmt | For | | For |
3.3 | Elect Director John E. Denton | Mgmt | For | | For |
3.4 | Elect Director Michael A. Warehime | Mgmt | For | | For |
4 | Adjourn Meeting | Mgmt | For | | For |
| | | | | |
NewAlliance Bancshares, Inc. | | | | | |
Ticker NAL | Meeting Date | | Meeting Type | Record Date | |
| 20-Dec-10 | | Special | 01-Nov-10 | |
| CUSIP: 650203102 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Approve Merger Agreement | Mgmt | For | | For |
2 | Adjourn Meeting | Mgmt | For | | For |
| | | | | |
CommScope, Inc. | | | | | |
Ticker CTV | Meeting Date | | Meeting Type | Record Date | |
| 30-Dec-10 | | Special | 03-Dec-10 | |
| CUSIP: 203372107 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Approve Merger Agreement | Mgmt | For | | For |
2 | Adjourn Meeting | Mgmt | For | | For |
| | | | | |
Walgreen Co. | | | | | |
Ticker WAG | Meeting Date | | Meeting Type | Record Date | |
| 12-Jan-11 | | Annual | 15-Nov-10 | |
| | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director David J. Brailer | Mgmt | For | | For |
2 | Elect Director Steven A. Davis | Mgmt | For | | For |
3 | Elect Director William C. Foote | Mgmt | For | | For |
4 | Elect Director Mark P. Frissora | Mgmt | For | | For |
5 | Elect Director Ginger L. Graham | Mgmt | For | | For |
6 | Elect Director Alan G. McNally | Mgmt | For | | For |
7 | Elect Director Nancy M. Schlichting | Mgmt | For | | For |
8 | Elect Director David Y. Schwartz | Mgmt | For | | For |
9 | Elect Director Alejandro Silva | Mgmt | For | | For |
10 | Elect Director James A. Skinner | Mgmt | For | | For |
11 | Elect Director Gregory D. Wasson | Mgmt | For | | For |
12 | Ratify Auditors | Mgmt | For | | For |
13 | Amend Articles of Incorporation to Revise the Purpose Clause | Mgmt | For | | For |
14 | Reduce Supermajority Vote Requirement | Mgmt | For | | For |
15 | Rescind Fair Price Provision | Mgmt | For | | For |
16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
17 | Performance-Based Equity Awards | SH | Against | | For |
| | | | | |
First Mercury Financial Corporation | | | | | |
Ticker FMR | Meeting Date | | Meeting Type | Record Date | |
| 14-Jan-11 | | Special | 13-Dec-10 | |
| CUSIP: 320841109 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Approve Merger Agreement | Mgmt | For | | For |
2 | Adjourn Meeting | Mgmt | For | | For |
3 | Other Business | Mgmt | For | | Against |
| | | | | |
Atmos Energy Corporation | | | | | |
Ticker ATO | Meeting Date | | Meeting Type | Record Date | |
| 09-Feb-11 | | Annual | 15-Dec-10 | |
| CUSIP: 049560105 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Kim R. Cocklin | Mgmt | For | | For |
2 | Elect Director Richard W. Douglas | Mgmt | For | | For |
3 | Elect Director Ruben E. Esquivel | Mgmt | For | | For |
4 | Elect Director Richard K. Gordon | Mgmt | For | | For |
5 | Amend Omnibus Stock Plan | Mgmt | For | | For |
6 | Amend Executive Incentive Bonus Plan | Mgmt | For | | For |
7 | Ratify Auditors | Mgmt | For | | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
9 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
Esterline Technologies Corporation | | | | | |
Ticker ESL | Meeting Date | | Meeting Type | Record Date | |
| 02-Mar-11 | | Annual | 03-Jan-11 | |
| CUSIP: 297425100 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Robert W. Cremin | Mgmt | For | | For |
2 | Elect Director Anthony P. Franceschini | Mgmt | For | | For |
3 | Elect Director James J. Morris | Mgmt | For | | For |
4 | Elect Director Delores M. Etter | Mgmt | For | | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
6 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
7 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
QUALCOMM Incorporated | | | | | |
Ticker QCOM | Meeting Date | | Meeting Type | Record Date | |
| 08-Mar-11 | | Annual | 10-Jan-11 | |
| CUSIP: 747525103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Barbara T. Alexander | Mgmt | For | | For |
1.2 | Elect Director Stephen M. Bennett | Mgmt | For | | For |
1.3 | Elect Director Donald G. Cruickshank | Mgmt | For | | For |
1.4 | Elect Director Raymond V. Dittamore | Mgmt | For | | For |
1.5 | Elect Director Thomas W. Horton | Mgmt | For | | For |
1.6 | Elect Director Irwin Mark Jacobs | Mgmt | For | | For |
1.7 | Elect Director Paul E. Jacobs | Mgmt | For | | For |
1.8 | Elect Director Robert E. Kahn | Mgmt | For | | For |
1.9 | Elect Director Sherry Lansing | Mgmt | For | | For |
1.10 | Elect Director Duane A. Nelles | Mgmt | For | | For |
1.11 | Elect Director Francisco Ros | Mgmt | For | | For |
1.12 | Elect Director Brent Scowcroft | Mgmt | For | | For |
1.13 | Elect Director Marc I. Stern | Mgmt | For | | For |
2 | Amend Omnibus Stock Plan | Mgmt | For | | For |
3 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
6 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
7 | Require a Majority Vote for the Election of Directors | SH | Against | | For |
| | | | | |
Parametric Technology Corporation | | | | | |
Ticker PMTC | Meeting Date | | Meeting Type | Record Date | |
| 09-Mar-11 | | Annual | 07-Jan-11 | |
| CUSIP: 699173209 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director C. Richard Harrison | Mgmt | For | | For |
2 | Amend Omnibus Stock Plan | Mgmt | For | | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
6 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Tyco Electronics Ltd. | | | | | |
Ticker TEL | Meeting Date | | Meeting Type | Record Date | |
| 09-Mar-11 | | Annual | 17-Feb-11 | |
| CUSIP: H8912P106 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Reelect Pierre Brondeau as Director | Mgmt | For | | For |
2 | Reelect Juergen Gromer as Director | Mgmt | For | | For |
3 | Reelect Robert Hernandez as Director | Mgmt | For | | For |
4 | Reelect Thomas Lynch as Director | Mgmt | For | | For |
5 | Reelect Daniel Phelan as Director | Mgmt | For | | For |
6 | Reelect Frederic Poses as Director | Mgmt | For | | For |
7 | Reelect Lawrence Smith as Director | Mgmt | For | | For |
8 | Reelect Paula Sneed as Director | Mgmt | For | | For |
9 | Reelect David Steiner as Director | Mgmt | For | | For |
10 | Reelect John Van Scoter as Director | Mgmt | For | | For |
11 | Accept Annual Report for Fiscal 2009/ 2010 | Mgmt | For | | For |
12 | Accept Statutory Financial Statements for Fiscal 2010/2011 | Mgmt | For | | For |
13 | Accept Consolidated Financial Statements for Fiscal 2010/2011 | Mgmt | For | | For |
14 | Approve Discharge of Board and Senior Management | Mgmt | For | | For |
15 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2010/2011 | Mgmt | For | | For |
16 | Ratify Deloitte AG as Swiss Registered Auditors for Fiscal 2010/2011 | Mgmt | For | | For |
17 | Ratify PricewaterhouseCoopers AG as Special Auditor for Fiscal 2010/2011 | Mgmt | For | | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
19 | Advisory Vote on Say on Pay Frequency | Mgmt | None | | One Year |
20 | Approve Ordinary Cash Dividend | Mgmt | For | | For |
21 | Change Company Name to TE Connectivity Ltd | Mgmt | For | | For |
22 | Amend Articles to Renew Authorized Share Capital | Mgmt | For | | For |
23 | Approve Reduction in Share Capital | Mgmt | For | | For |
24 | Authorize Repurchase of up to USD 800 million of Share Capital | Mgmt | For | | Against |
25 | Adjourn Meeting | Mgmt | For | | Against |
| | | | | |
Tyco International, Ltd. | | | | | |
Ticker TYC | Meeting Date | | Meeting Type | Record Date | |
| 09-Mar-11 | | Annual | 10-Jan-11 | |
| CUSIP: H89128104 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports for Fiscal 2009/2010 | Mgmt | For | | For |
2 | Approve Discharge of Board and Senior Management | Mgmt | For | | For |
3.1 | Elect Edward D. Breen as Director | Mgmt | For | | For |
3.2 | Elect Michael Daniels as Director | Mgmt | For | | For |
3.3 | Reelect Timothy Donahue as Director | Mgmt | For | | For |
3.4 | Reelect Brian Duperreault as Director | Mgmt | For | | For |
3.5 | Reelect Bruce Gordon as Director | Mgmt | For | | For |
3.6 | Reelect Rajiv L. Gupta as Director | Mgmt | For | | For |
3.7 | Reelect John Krol as Director | Mgmt | For | | For |
3.8 | Reelect Brendan O'Neill as Director | Mgmt | For | | For |
3.9 | Reelect Dinesh Paliwal as Director | Mgmt | For | | For |
3.10 | Reelect William Stavropoulos as Director | Mgmt | For | | For |
3.11 | Reelect Sandra Wijnberg as Director | Mgmt | For | | For |
3.12 | Reelect R. David Yost as Director | Mgmt | For | | For |
4a | Ratify Deloitte AG as Auditors | Mgmt | For | | For |
4b | Appoint Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2010/2011 | Mgmt | For | | For |
4c | Ratify PricewaterhouseCoopers AG as Special Auditors | Mgmt | For | | For |
5a | Approve Carrying Forward of Net Loss | Mgmt | For | | For |
5b | Approve Ordinary Cash Dividend | Mgmt | For | | For |
6 | Amend Articles to Renew Authorized Share Capital | Mgmt | For | | For |
7 | Approve CHF 188,190,276.70 Reduction in Share Capital | Mgmt | For | | For |
8a | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
8b | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
| | | | | |
Urstadt Biddle Properties Inc. | | | | | |
Ticker UBA | Meeting Date | | Meeting Type | Record Date | |
| 10-Mar-11 | | Annual | 24-Jan-11 | |
| CUSIP: 917286205 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director in Kevin J. Bannon | Mgmt | For | | For |
1.2 | Elect Director Peter Herrick | Mgmt | For | | For |
1.3 | Elect Director Charles D. Urstadt | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Restricted Stock Plan | Mgmt | For | | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
| | | | | |
Hewlett-Packard Company | | | | | |
Ticker HPQ | Meeting Date | | Meeting Type | Record Date | |
| 23-Mar-11 | | Annual | 24-Jan-11 | |
| CUSIP: 428236103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director M. L. Andreessen | Mgmt | For | | For |
2 | Elect Director L. Apotheker | Mgmt | For | | For |
3 | Elect Director L.T. Babbio, Jr. | Mgmt | For | | Against |
4 | Elect Director S.M. Baldauf | Mgmt | For | | Against |
5 | Elect Director S. Banerji | Mgmt | For | | For |
6 | Elect Director R.L. Gupta | Mgmt | For | | For |
7 | Elect Director J.H. Hammergren | Mgmt | For | | For |
8 | Elect Director R.J. Lane | Mgmt | For | | For |
9 | Elect Director G.M. Reiner | Mgmt | For | | For |
10 | Elect Director P.F. Russo | Mgmt | For | | For |
11 | Elect Director D. Senequier | Mgmt | For | | For |
12 | Elect Director G.K. Thompson | Mgmt | For | | Against |
13 | Elect Director M.C. Whitman | Mgmt | For | | For |
14 | Ratify Auditors | Mgmt | For | | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
16 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
17 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For | | For |
18 | Amend Executive Incentive Bonus Plan | Mgmt | For | | For |
| | | | | |
Avago Technologies Limited | | | | | |
Ticker AVGO | Meeting Date | | Meeting Type | Record Date | |
| 30-Mar-11 | | Annual | 09-Feb-11 | |
| CUSIP: Y0486S104 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Reelect Hock E. Tan as Director | Mgmt | For | | For |
1.2 | Reelect Adam H. Clammer as Director | Mgmt | For | | Against |
1.3 | Reelect James A. Davidson as Director | Mgmt | For | | Against |
1.4 | Reelect James V. Diller as Director | Mgmt | For | | For |
1.5 | Reelect Kenneth Y. Hao as Director | Mgmt | For | | Against |
1.6 | Reelect John M. Hsuan as Director | Mgmt | For | | For |
1.7 | Reelect David Kerko as Director | Mgmt | For | | Against |
1.8 | Reelect Justine F. Lien as Director | Mgmt | For | | For |
1.9 | Reelect Donald Macleod as Director | Mgmt | For | | For |
1.10 | Reelect Bock Seng Tan as Director | Mgmt | For | | For |
2 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | | For |
3 | Approve Cash Compensation to Directors | Mgmt | For | | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
6 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Mgmt | For | | For |
7 | Approve Repurchase of Up to 10 Percent of Issued Capital | Mgmt | For | | For |
| | | | | |
IDEX Corporation | | | | | |
Ticker IEX | Meeting Date | | Meeting Type | Record Date | |
| 05-Apr-11 | | Annual | 23-Feb-11 | |
| CUSIP: 45167R104 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Bradley J. Bell | Mgmt | For | | For |
1.2 | Elect Director Lawrence D. Kingsley | Mgmt | For | | For |
1.3 | Elect Director Gregory F. Milzcik | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Discover Financial Services | | | | | |
Ticker DFS | Meeting Date | | Meeting Type | Record Date | |
| 07-Apr-11 | | Annual | 07-Feb-11 | |
| CUSIP: 254709108 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Jeffrey S. Aronin | Mgmt | For | | For |
2 | Elect Director Mary K. Bush | Mgmt | For | | For |
3 | Elect Director Gregory C. Case | Mgmt | For | | For |
4 | Elect Director Robert M. Devlin | Mgmt | For | | For |
5 | Elect Director Cynthia A. Glassman | Mgmt | For | | For |
6 | Elect Director Richard H. Lenny | Mgmt | For | | For |
7 | Elect Director Thomas G. Maheras | Mgmt | For | | For |
8 | Elect Director Michael H. Moskow | Mgmt | For | | For |
9 | Elect Director David W. Nelms | Mgmt | For | | For |
10 | Elect Director E. Follin Smith | Mgmt | For | | For |
11 | Elect Director Lawrence A.Weinbach | Mgmt | For | | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
13 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
14 | Amend Non-Employee Director Omnibus Stock Plan | Mgmt | For | | For |
15 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Stewart Enterprises, Inc. | | | | | |
Ticker STEI | Meeting Date | | Meeting Type | Record Date | |
| 07-Apr-11 | | Annual | 09-Feb-11 | |
| CUSIP: 860370105 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director John B. Elstrott | Mgmt | For | | For |
1.2 | Elect Director Thomas M. Kitchen | Mgmt | For | | For |
1.3 | Elect Director Alden J. McDonald, Jr | Mgmt | For | | For |
1.4 | Elect Director Ronald H. Patron | Mgmt | For | | For |
1.5 | Elect Director Ashton J. Ryan, Jr. | Mgmt | For | | For |
1.6 | Elect Director John K. Saer, Jr. | Mgmt | For | | For |
1.7 | Elect Director Frank B. Stewart, Jr. | Mgmt | For | | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
4 | Ratify Auditors | Mgmt | For | | For |
5 | Other Business | Mgmt | For | | Against |
| | | | | |
Brocade Communications Systems, Inc. | | | | | |
Ticker BRCD | Meeting Date | | Meeting Type | Record Date | |
| 12-Apr-11 | | Annual | 18-Feb-11 | |
| CUSIP: 111621306 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director John Gerdelman | Mgmt | For | | For |
2 | Elect Director Glenn Jones | Mgmt | For | | For |
3 | Elect Director Michael Klayko | Mgmt | For | | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | Two Years | | One Year |
6 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
United Technologies Corporation | | | | | |
Ticker UTX | Meeting Date | | Meeting Type | Record Date | |
| 13-Apr-11 | | Annual | 15-Feb-11 | |
| CUSIP: 913017109 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Louis R. Chenevert | Mgmt | For | | For |
2 | Elect Director John V. Faraci | Mgmt | For | | For |
3 | Elect Director Jean-Pierre Garnier | Mgmt | For | | For |
4 | Elect Director Jamie S. Gorelick | Mgmt | For | | For |
5 | Elect Director Edward A. Kangas | Mgmt | For | | For |
6 | Elect Director Ellen J. Kullman | Mgmt | For | | For |
7 | Elect Director Charles R. Lee | Mgmt | For | | For |
8 | Elect Director Richard D. McCormick | Mgmt | For | | For |
9 | Elect Director Harold McGraw III | Mgmt | For | | For |
10 | Elect Director Richard B. Myers | Mgmt | For | | For |
11 | Elect Director H. Patrick Swygert | Mgmt | For | | For |
12 | Elect Director Andre Villeneuve | Mgmt | For | | For |
13 | Elect Director Christine Todd Whitman | Mgmt | For | | For |
14 | Ratify Auditors | Mgmt | For | | For |
15 | Amend Omnibus Stock Plan | Mgmt | For | | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
17 | Advisory Vote on Say on Pay Frequency | Mgmt | None | | One Year |
18 | Stock Retention/Holding Period | SH | Against | | For |
| | | | | |
Hudson City Bancorp, Inc. | | | | | |
Ticker HCBK | Meeting Date | | Meeting Type | Record Date | |
| 19-Apr-11 | | Annual | 01-Mar-11 | |
| CUSIP: 443683107 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Ronald E. Hermance, Jr. | Mgmt | For | | For |
2 | Elect Director William G. Bardel | Mgmt | For | | For |
3 | Elect Director Scott A. Belair | Mgmt | For | | For |
4 | Elect Director Cornelius E. Golding | Mgmt | For | | For |
5 | Ratify Auditors | Mgmt | For | | For |
6 | Approve Omnibus Stock Plan | Mgmt | For | | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
8 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
9 | Declassify the Board of Directors | SH | Against | | For |
| | | | | |
M&T Bank Corporation | | | | | |
Ticker MTB | Meeting Date | | Meeting Type | Record Date | |
| 19-Apr-11 | | Annual | 28-Feb-11 | |
| CUSIP: 55261F104 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Brent D. Baird | Mgmt | For | | For |
1.2 | Elect Director Robert J. Bennett | Mgmt | For | | For |
1.3 | Elect Director C. Angela Bontempo | Mgmt | For | | For |
1.4 | Elect Director Robert T. Brady | Mgmt | For | | Withhold |
1.5 | Elect Director Michael D. Buckley | Mgmt | For | | For |
1.6 | Elect Director T. Jefferson Cunningham, III | Mgmt | For | | For |
1.7 | Elect Director Mark J. Czarnecki | Mgmt | For | | For |
1.8 | Elect Director Gary N. Geisel | Mgmt | For | | For |
1.9 | Elect Director Patrick W.E. Hodgson | Mgmt | For | | For |
1.10 | Elect Director Richard G. King | Mgmt | For | | For |
1.11 | Elect Director Jorge G. Pereira | Mgmt | For | | For |
1.12 | Elect Director Michael P. Pinto | Mgmt | For | | For |
1.13 | Elect Director Melinda R. Rich | Mgmt | For | | For |
1.14 | Elect Director Robert E. Sadler, Jr. | Mgmt | For | | For |
1.15 | Elect Director Herbert L. Washington | Mgmt | For | | For |
1.16 | Elect Director Robert G. Wilmers | Mgmt | For | | For |
2 | Advisory Vote on Executive Compensation | Mgmt | For | | For |
3 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
U.S. Bancorp | | | | | |
Ticker USB | Meeting Date | | Meeting Type | Record Date | |
| 19-Apr-11 | | Annual | 22-Feb-11 | |
| CUSIP: 902973304 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Douglas M. Baker, Jr. | Mgmt | For | | For |
2 | Elect Director Y. Marc Belton | Mgmt | For | | For |
3 | Elect Director Victoria Buyniski Gluckman | Mgmt | For | | For |
4 | Elect Director Arthur D. Collins, Jr. | Mgmt | For | | For |
5 | Elect Director Richard K. Davis | Mgmt | For | | For |
6 | Elect Director Joel W. Johnson | Mgmt | For | | For |
7 | Elect Director Olivia F. Kirtley | Mgmt | For | | For |
8 | Elect Director Jerry W. Levin | Mgmt | For | | For |
9 | Elect Director David B. O'Maley | Mgmt | For | | For |
10 | Elect Director O Dell M. Owens | Mgmt | For | | For |
11 | Elect Director Richard G. Reiten | Mgmt | For | | For |
12 | Elect Director Craig D. Schnuck | Mgmt | For | | For |
13 | Elect Director Patrick T. Stokes | Mgmt | For | | For |
14 | Ratify Auditors | Mgmt | For | | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
16 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
17 | Advisory Vote to Ratify Directors' Compensation | SH | Against | | Against |
| | | | | |
Brookline Bancorp, Inc. | | | | | |
Ticker BRKL | Meeting Date | | Meeting Type | Record Date | |
| 20-Apr-11 | | Annual | 07-Mar-11 | |
| CUSIP: 11373M107 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Peter O. Wilde | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
5 | Approve Restricted Stock Plan | Mgmt | For | | For |
| | | | | |
FirstMerit Corporation | | | | | |
Ticker FMER | Meeting Date | | Meeting Type | Record Date | |
| 20-Apr-11 | | Annual | 22-Feb-11 | |
| CUSIP: 337915102 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Steven H. Baer | Mgmt | For | | For |
1.2 | Elect Director Karen S. Belden | Mgmt | For | | For |
1.3 | Elect Director R. Cary Blair | Mgmt | For | | For |
1.4 | Elect Director John C. Blickle | Mgmt | For | | For |
1.5 | Elect Director Robert W. Briggs | Mgmt | For | | For |
1.6 | Elect Director Richard Colella | Mgmt | For | | For |
1.7 | Elect Director Gina D. France | Mgmt | For | | For |
1.8 | Elect Director Paul G. Greig | Mgmt | For | | For |
1.9 | Elect Director Terry L. Haines | Mgmt | For | | For |
1.10 | Elect Director J. Michael Hochschwender | Mgmt | For | | For |
1.11 | Elect Director Clifford J. Isroff | Mgmt | For | | For |
1.12 | Elect Director Philip A. Lloyd II | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
5 | Approve Omnibus Stock Plan | Mgmt | For | | For |
| | | | | |
Celanese Corporation | | | | | |
Ticker CE | Meeting Date | | Meeting Type | Record Date | |
| 21-Apr-11 | | Annual | 23-Feb-11 | |
| CUSIP: 150870103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Martin G. McGuinn | Mgmt | For | | For |
2 | Elect Director Daniel S. Sanders | Mgmt | For | | For |
3 | Elect Director John K. Wulff | Mgmt | For | | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
6 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Honeywell International Inc. | | | | | |
Ticker HON | Meeting Date | | Meeting Type | Record Date | |
| 25-Apr-11 | | Annual | 25-Feb-11 | |
| CUSIP: 438516106 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Gordon M. Bethune | Mgmt | For | | For |
2 | Elect Director Kevin Burke | Mgmt | For | | For |
3 | Elect Director Jaime Chico Pardo | Mgmt | For | | For |
4 | Elect Director David M. Cote | Mgmt | For | | For |
5 | Elect Director D. Scott Davis | Mgmt | For | | For |
6 | Elect Director Linnet F. Deily | Mgmt | For | | For |
7 | Elect Director Judd Gregg | Mgmt | For | | For |
8 | Elect Director Clive R. Hollick | Mgmt | For | | For |
9 | Elect Director George Paz | Mgmt | For | | For |
10 | Elect Director Bradley T. Sheares | Mgmt | For | | For |
11 | Ratify Auditors | Mgmt | For | | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
13 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
14 | Approve Omnibus Stock Plan | Mgmt | For | | For |
15 | Amend Executive Incentive Bonus Plan | Mgmt | For | | For |
16 | Provide Right to Act by Written Consent | SH | Against | | For |
17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
| | | | | |
International Business Machines Corporation | | | | | |
Ticker IBM | Meeting Date | | Meeting Type | Record Date | |
| 26-Apr-11 | | Annual | 25-Feb-11 | |
| CUSIP: 459200101 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director A. J. P. Belda | Mgmt | For | | For |
2 | Elect Director W. R. Brody | Mgmt | For | | For |
3 | Elect Director K. I. Chenault | Mgmt | For | | For |
4 | Elect Director M. L. Eskew | Mgmt | For | | For |
5 | Elect Director S. A. Jackson | Mgmt | For | | For |
6 | Elect Director A. N. Liveris | Mgmt | For | | For |
7 | Elect Director W. J. McNerney, Jr. | Mgmt | For | | For |
8 | Elect Director J. W. Owens | Mgmt | For | | For |
9 | Elect Director S. J. Palmisano | Mgmt | For | | For |
10 | Elect Director J. E. Spero | Mgmt | For | | For |
11 | Elect Director S. Taurel | Mgmt | For | | For |
12 | Elect Director L. H. Zambrano | Mgmt | For | | For |
13 | Ratify Auditors | Mgmt | For | | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
15 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
16 | Provide for Cumulative Voting | SH | Against | | For |
17 | Report on Political Contributions | SH | Against | | For |
18 | Report on Lobbying Expenses | SH | Against | | For |
| | | | | |
PGT, Inc. | | | | | |
Ticker PGTI | Meeting Date | | Meeting Type | Record Date | |
| 26-Apr-11 | | Annual | 01-Apr-11 | |
| CUSIP: 69336V101 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Brett N. Milgrim | Mgmt | For | | For |
1.2 | Elect Director Ramsey A. Frank | Mgmt | For | | Withhold |
1.3 | Elect Director Richard D. Feintuch | Mgmt | For | | Withhold |
1.4 | Elect Director Daniel Agroskin | Mgmt | For | | Withhold |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Praxair, Inc. | | | | | |
Ticker PX | Meeting Date | | Meeting Type | Record Date | |
| 26-Apr-11 | | Annual | 07-Mar-11 | |
| CUSIP: 74005P104 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Stephen F. Angel | Mgmt | For | | For |
1.2 | Elect Director Oscar Bernardes | Mgmt | For | | For |
1.3 | Elect Director Nance K. Dicciani | Mgmt | For | | For |
1.4 | Elect Director Edward G. Galante | Mgmt | For | | For |
1.5 | Elect Director Claire W. Gargalli | Mgmt | For | | For |
1.6 | Elect Director Ira D. Hall | Mgmt | For | | For |
1.7 | Elect Director Raymond W. LeBoeuf | Mgmt | For | | For |
1.8 | Elect Director Larry D. McVay | Mgmt | For | | For |
1.9 | Elect Director Wayne T. Smith | Mgmt | For | | For |
1.10 | Elect Director Robert L. Wood | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
4 | Amend Executive Incentive Bonus Plan | Mgmt | For | | For |
5 | Amend Omnibus Stock Plan | Mgmt | For | | For |
6 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
TAL International Group, Inc. | | | | | |
Ticker TAL | Meeting Date | | Meeting Type | Record Date | |
| 26-Apr-11 | | Annual | 15-Mar-11 | |
| CUSIP: 874083108 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Brian M. Sondey | Mgmt | For | | Withhold |
1.2 | Elect Director Malcolm P. Baker | Mgmt | For | | For |
1.3 | Elect Director A. Richard Caputo, Jr. | Mgmt | For | | Withhold |
1.4 | Elect Director Claude Germain | Mgmt | For | | For |
1.5 | Elect Director Brian J. Higgins | Mgmt | For | | Withhold |
1.6 | Elect Director John W. Jordan II | Mgmt | For | | Withhold |
1.7 | Elect Director Frederic H. Lindeberg | Mgmt | For | | For |
1.8 | Elect Director David W. Zalaznick | Mgmt | For | | Withhold |
1.9 | Elect Director Douglas J. Zych | Mgmt | For | | Withhold |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
| | | | | |
Ameriprise Financial, Inc. | | | | | |
Ticker AMP | Meeting Date | | Meeting Type | Record Date | |
| 27-Apr-11 | | Annual | 28-Feb-11 | |
| CUSIP: 03076C106 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Siri S. Marshall | Mgmt | For | | For |
2 | Elect Director W. Walker Lewis | Mgmt | For | | For |
3 | Elect Director William H. Turner | Mgmt | For | | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
6 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
BorgWarner Inc. | | | | | |
Ticker BWA | Meeting Date | | Meeting Type | Record Date | |
| 27-Apr-11 | | Annual | 01-Mar-11 | |
| CUSIP: 099724106 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Robin J. Adams | Mgmt | For | | For |
2 | Elect Director David T. Brown | Mgmt | For | | For |
3 | Elect Director Jan Carlson | Mgmt | For | | For |
4 | Elect Director Dennis C. Cuneo | Mgmt | For | | For |
5 | Ratify Auditors | Mgmt | For | | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
7 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
| | | | | |
General Electric Company | | | | | |
Ticker GE | Meeting Date | | Meeting Type | Record Date | |
| 27-Apr-11 | | Annual | 28-Feb-11 | |
| CUSIP: 369604103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director W. Geoffrey Beattie | Mgmt | For | | For |
2 | Elect Director James I. Cash, Jr. | Mgmt | For | | For |
3 | Elect Director Ann M. Fudge | Mgmt | For | | For |
4 | Elect Director Susan Hockfield | Mgmt | For | | For |
5 | Elect Director Jeffrey R. Immelt | Mgmt | For | | For |
6 | Elect Director Andrea Jung | Mgmt | For | | For |
7 | Elect Director Alan G. Lafley | Mgmt | For | | For |
8 | Elect Director Robert W. Lane | Mgmt | For | | For |
9 | Elect Director Ralph S. Larsen | Mgmt | For | | For |
10 | Elect Director Rochelle B. Lazarus | Mgmt | For | | For |
11 | Elect Director James J. Mulva | Mgmt | For | | For |
12 | Elect Director Sam Nunn | Mgmt | For | | For |
13 | Elect Director Roger S. Penske | Mgmt | For | | For |
14 | Elect Director Robert J. Swieringa | Mgmt | For | | For |
15 | Elect Director James S. Tisch | Mgmt | For | | For |
16 | Elect Director Douglas A. Warner III | Mgmt | For | | For |
17 | Ratify Auditors | Mgmt | For | | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
19 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
20 | Provide for Cumulative Voting | SH | Against | | For |
21 | Performance-Based Equity Awards | SH | Against | | For |
22 | Withdraw Stock Options Granted to Executive Officers | SH | Against | | Against |
23 | Report on Climate Change Business Risk | SH | Against | | Against |
24 | Report on Animal Testing and Plans for Reduction | SH | Against | | Against |
| | | | | |
Marathon Oil Corporation | | | | | |
Ticker MRO | Meeting Date | | Meeting Type | Record Date | |
| 27-Apr-11 | | Annual | 28-Feb-11 | |
| CUSIP: 565849106 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Gregory H. Boyce | Mgmt | For | | Against |
2 | Elect Director Pierre Brondeau | Mgmt | For | | For |
3 | Elect Director Clarence P. Cazalot, Jr. | Mgmt | For | | Against |
4 | Elect Director David A. Daberko | Mgmt | For | | Against |
5 | Elect Director William L. Davis | Mgmt | For | | Against |
6 | Elect Director Shirley Ann Jackson | Mgmt | For | | Against |
7 | Elect Director Philip Lader | Mgmt | For | | Against |
8 | Elect Director Charles R. Lee | Mgmt | For | | Against |
9 | Elect Director Michael E. J. Phelps | Mgmt | For | | Against |
10 | Elect Director Dennis H. Reilley | Mgmt | For | | Against |
11 | Elect Director Seth E. Schofield | Mgmt | For | | Against |
12 | Elect Director John W. Snow | Mgmt | For | | Against |
13 | Elect Director Thomas J. Usher | Mgmt | For | | Against |
14 | Ratify Auditors | Mgmt | For | | For |
15 | Provide Right to Call Special Meeting | Mgmt | For | | Against |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
17 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
18 | Report on Accident Risk Reduction Efforts | SH | Against | | Against |
| | | | | |
The Coca-Cola Company | | | | | |
Ticker KO | Meeting Date | | Meeting Type | Record Date | |
| 27-Apr-11 | | Annual | 28-Feb-11 | |
| CUSIP: 191216100 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Herbert A. Allen | Mgmt | For | | For |
2 | Elect Director Ronald W. Allen | Mgmt | For | | For |
3 | Elect Director Howard G. Buffett | Mgmt | For | | For |
4 | Elect Director Barry Diller | Mgmt | For | | For |
5 | Elect Director Evan G. Greenberg | Mgmt | For | | For |
6 | Elect Director Alexis M. Herman | Mgmt | For | | For |
7 | Elect Director Muhtar Kent | Mgmt | For | | For |
8 | Elect Director Donald R. Keough | Mgmt | For | | For |
9 | Elect Director Maria Elena Lagomasino | Mgmt | For | | For |
10 | Elect Director Donald F. McHenry | Mgmt | For | | For |
11 | Elect Director Sam Nunn | Mgmt | For | | For |
12 | Elect Director James D. Robinson III | Mgmt | For | | For |
13 | Elect Director Peter V. Ueberroth | Mgmt | For | | For |
14 | Elect Director Jacob Wallenberg | Mgmt | For | | For |
15 | Elect Director James B. Williams | Mgmt | For | | For |
16 | Ratify Auditors | Mgmt | For | | For |
17 | Amend Executive Incentive Bonus Plan | Mgmt | For | | For |
18 | Amend Restricted Stock Plan | Mgmt | For | | For |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
20 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
21 | Publish Report on Chemical Bisphenol-A (BPA) | SH | Against | | For |
| | | | | |
Altra Holdings, Inc. | | | | | |
Ticker AIMC | Meeting Date | | Meeting Type | Record Date | |
| 28-Apr-11 | | Annual | 15-Mar-11 | |
| CUSIP: 02208R106 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Edmund M. Carpenter | Mgmt | For | | For |
1.2 | Elect Director Carl R. Christenson | Mgmt | For | | For |
1.3 | Elect Director Lyle G. Ganske | Mgmt | For | | For |
1.4 | Elect Director Michael L. Hurt | Mgmt | For | | For |
1.5 | Elect Director Michael S. Lipscomb | Mgmt | For | | For |
1.6 | Elect Director Larry McPherson | Mgmt | For | | For |
1.7 | Elect Director James H. Woodward Jr. | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
Johnson & Johnson | | | | | |
Ticker JNJ | Meeting Date | | Meeting Type | Record Date | |
| 28-Apr-11 | | Annual | 01-Mar-11 | |
| CUSIP: 478160104 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Mary Sue Coleman | Mgmt | For | | For |
2 | Elect Director James G. Cullen | Mgmt | For | | For |
3 | Elect Director Ian E.L. Davis | Mgmt | For | | For |
4 | Elect Director Michael M.e. Johns | Mgmt | For | | For |
5 | Elect Director Susan L. Lindquist | Mgmt | For | | For |
6 | Elect Director Anne M. Mulcahy | Mgmt | For | | For |
7 | Elect Director Leo F. Mullin | Mgmt | For | | For |
8 | Elect Director William D. Perez | Mgmt | For | | For |
9 | Elect Director Charles Prince | Mgmt | For | | For |
10 | Elect Director David Satcher | Mgmt | For | | For |
11 | Elect Director William C. Weldon | Mgmt | For | | For |
12 | Ratify Auditors | Mgmt | For | | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
14 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
15 | Adopt Policy to Restrain Pharmaceutical Price Increases | SH | Against | | Against |
16 | Amend EEO Policy to Prohibit Discrimination Based on Applicant's Health Status | SH | Against | | Against |
17 | Adopt Animal-Free Training Methods | SH | Against | | Against |
| | | | | |
Lockheed Martin Corporation | | | | | |
Ticker LMT | Meeting Date | | Meeting Type | Record Date | |
| 28-Apr-11 | | Annual | 01-Mar-11 | |
| CUSIP: 539830109 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Nolan D. Archibald | Mgmt | For | | For |
2 | Elect Director Rosalind G. Brewer | Mgmt | For | | For |
3 | Elect Director David B. Burritt | Mgmt | For | | For |
4 | Elect Director James O. Ellis, Jr. | Mgmt | For | | For |
5 | Elect Director Thomas J. Falk | Mgmt | For | | For |
6 | Elect Director Gwendolyn S. King | Mgmt | For | | For |
7 | Elect Director James M. Loy | Mgmt | For | | For |
8 | Elect Director Douglas H. McCorkindale | Mgmt | For | | For |
9 | Elect Director Joseph W. Ralston | Mgmt | For | | For |
10 | Elect Director Anne Stevens | Mgmt | For | | For |
11 | Elect Director Robert J. Stevens | Mgmt | For | | For |
12 | Ratify Auditors | Mgmt | For | | For |
13 | Approve Omnibus Stock Plan | Mgmt | For | | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
15 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
16 | Provide Right to Act by Written Consent | SH | Against | | For |
| | | | | |
Olin Corporation | | | | | |
Ticker OLN | Meeting Date | | Meeting Type | Record Date | |
| 28-Apr-11 | | Annual | 28-Feb-11 | |
| CUSIP: 680665205 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Gray G. Benoist | Mgmt | For | | For |
1.2 | Elect Director Richard M. Rompala | Mgmt | For | | For |
1.3 | Elect Director Joseph D. Rupp | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Pfizer Inc. | | | | | |
Ticker PFE | Meeting Date | | Meeting Type | Record Date | |
| 28-Apr-11 | | Annual | 01-Mar-11 | |
| CUSIP: 717081103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Dennis A. Ausiello | Mgmt | For | | For |
2 | Elect Director Michael S. Brown | Mgmt | For | | For |
3 | Elect Director M. Anthony Burns | Mgmt | For | | For |
4 | Elect Director W. Don Cornwell | Mgmt | For | | For |
5 | Elect Director Frances D. Fergusson | Mgmt | For | | For |
6 | Elect Director William H. Gray III | Mgmt | For | | For |
7 | Elect Director Constance J. Horner | Mgmt | For | | For |
8 | Elect Director James M. Kilts | Mgmt | For | | For |
9 | Elect Director George A. Lorch | Mgmt | For | | For |
10 | Elect Director John P. Mascotte | Mgmt | For | | For |
11 | Elect Director Suzanne Nora Johnson | Mgmt | For | | For |
12 | Elect Director Ian C. Read | Mgmt | For | | For |
13 | Elect Director Stephen W. Sanger | Mgmt | For | | For |
14 | Ratify Auditors | Mgmt | For | | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
16 | Advisory Vote on Say on Pay Frequency | Mgmt | Two Years | | One Year |
17 | Publish Political Contributions | SH | Against | | Against |
18 | Report on Public Policy Advocacy Process | SH | Against | | Against |
19 | Adopt Policy to Restrain Pharmaceutical Price Increases | SH | Against | | Against |
20 | Provide Right to Act by Written Consent | SH | Against | | For |
21 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
22 | Report on Animal Testing and Plans for Reduction | SH | Against | | Against |
| | | | | |
Schweitzer-Mauduit International, Inc. | | | | | |
Ticker SWM | Meeting Date | | Meeting Type | Record Date | |
| 28-Apr-11 | | Annual | 24-Feb-11 | |
| CUSIP: 808541106 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Claire L. Arnold | Mgmt | For | | For |
1.2 | Elect Director Robert F. McCullough | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
Snap-on Incorporated | | | | | |
Ticker SNA | Meeting Date | | Meeting Type | Record Date | |
| 28-Apr-11 | | Annual | 28-Feb-11 | |
| CUSIP: 833034101 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Roxanne J. Decyk | Mgmt | For | | For |
2 | Elect Director Nicholas T. Pinchuk | Mgmt | For | | For |
3 | Elect Director Gregg M. Sherrill | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
5 | Approve Omnibus Stock Plan | Mgmt | For | | For |
6 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
8 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
Abbott Laboratories | | | | | |
Ticker ABT | Meeting Date | | Meeting Type | Record Date | |
| 29-Apr-11 | | Annual | 02-Mar-11 | |
| CUSIP: 002824100 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Robert J. Alpern | Mgmt | For | | For |
1.2 | Elect Director Roxanne S. Austin | Mgmt | For | | For |
1.3 | Elect Director W. James Farrell | Mgmt | For | | For |
1.4 | Elect Director H. Laurance Fuller | Mgmt | For | | For |
1.5 | Elect Director Edward M. Liddy | Mgmt | For | | For |
1.6 | Elect Director Phebe N. Novakovic | Mgmt | For | | For |
1.7 | Elect Director William A. Osborn | Mgmt | For | | For |
1.8 | Elect Director Samuel C. Scott III | Mgmt | For | | For |
1.9 | Elect Director Glenn F. Tilton | Mgmt | For | | For |
1.10 | Elect Director Miles D. White | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
5 | Adopt Policy on Pharmaceutical Price Restraint | SH | Against | | Against |
| | | | | |
AT&T Inc. | | | | | |
Ticker T | Meeting Date | | Meeting Type | Record Date | |
| 29-Apr-11 | | Annual | 01-Mar-11 | |
| CUSIP: 00206R102 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Randall L. Stephenson | Mgmt | For | | For |
2 | Elect Director Gilbert F. Amelio | Mgmt | For | | For |
3 | Elect Director Reuben V. Anderson | Mgmt | For | | For |
4 | Elect Director James H. Blanchard | Mgmt | For | | For |
5 | Elect Director Jaime Chico Pardo | Mgmt | For | | For |
6 | Elect Director James P. Kelly | Mgmt | For | | For |
7 | Elect Director Jon C. Madonna | Mgmt | For | | For |
8 | Elect Director Lynn M. Martin | Mgmt | For | | For |
9 | Elect Director John B. McCoy | Mgmt | For | | For |
10 | Elect Director Joyce M. Roche | Mgmt | For | | For |
11 | Elect Director Matthew K. Rose | Mgmt | For | | For |
12 | Elect Director Laura D Andrea Tyson | Mgmt | For | | For |
13 | Ratify Auditors | Mgmt | For | | For |
14 | Approve Omnibus Stock Plan | Mgmt | For | | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
16 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
17 | Report on Political Contributions | SH | Against | | For |
18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
19 | Provide Right to Act by Written Consent | SH | Against | | For |
| | | | | |
Lincoln Educational Services Corporation | | | | | |
Ticker LINC | Meeting Date | | Meeting Type | Record Date | |
| 29-Apr-11 | | Annual | 15-Mar-11 | |
| CUSIP: 533535100 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Alvin O. Austin | Mgmt | For | | For |
1.2 | Elect Director Peter S. Burgess | Mgmt | For | | For |
1.3 | Elect Director James J. Burke, Jr. | Mgmt | For | | For |
1.4 | Elect Director Celia H. Currin | Mgmt | For | | For |
1.5 | Elect Director Paul E. Glaske | Mgmt | For | | For |
1.6 | Elect Director Charles F. Kalmbach | Mgmt | For | | For |
1.7 | Elect Director Shaun E. McAlmont | Mgmt | For | | For |
1.8 | Elect Director Alexis P. Michas | Mgmt | For | | For |
1.9 | Elect Director J. Barry Morrow | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
4 | Amend Omnibus Stock Plan | Mgmt | For | | For |
5 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Noble Corporation | | | | | |
Ticker N0L | Meeting Date | | Meeting Type | Record Date | |
| 29-Apr-11 | | Annual | 11-Apr-11 | |
| CUSIP: H5833N103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Lawrence J. Chazen | Mgmt | For | | For |
1.2 | Elect Director Jon A. Marshall | Mgmt | For | | For |
1.3 | Elect Director Mary P. Ricciardello | Mgmt | For | | For |
2 | Accept Financial Statements and Statutory Reports | Mgmt | For | | For |
3 | Approve Creation of Reserve Through Appropriation of Retained Earnings. | Mgmt | For | | For |
4 | Approve CHF 38.4 Million Reduction in Share Capital | Mgmt | For | | For |
5 | Approve Extension of CHF 133 Million Pool of Capital without Preemptive Rights | Mgmt | For | | For |
6 | Approve CHF 143 Million Reduction in Share Capital and Repayment of CHF 0.13 per Share | Mgmt | For | | For |
7 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm and PricewaterhouseCoopers AG as Statutory Auditor | Mgmt | For | | For |
8 | Approve Discharge of Board and Senior Management | Mgmt | For | | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
10 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
| | | | | |
American Express Company | | | | | |
Ticker AXP | Meeting Date | | Meeting Type | Record Date | |
| 02-May-11 | | Annual | 04-Mar-11 | |
| CUSIP: 025816109 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Daniel F. Akerson | Mgmt | For | | For |
1.2 | Elect Director Charlene Barshefsky | Mgmt | For | | For |
1.3 | Elect Director Ursula M. Burns | Mgmt | For | | For |
1.4 | Elect Director Kenneth I. Chenault | Mgmt | For | | For |
1.5 | Elect Director Peter Chernin | Mgmt | For | | For |
1.6 | Elect Director Theodore J. Leonsis | Mgmt | For | | For |
1.7 | Director Jan Leschly | Mgmt | For | | For |
1.8 | Director Richard C. Levin | Mgmt | For | | For |
1.9 | Director Richard A. McGinn | Mgmt | For | | For |
1.10 | Director Edward D. Miller | Mgmt | For | | For |
1.11 | Director Steven S. Reinemund | Mgmt | For | | For |
1.12 | Director Robert D. Walter | Mgmt | For | | For |
1.13 | Director Ronald A. Williams | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
5 | Provide for Cumulative Voting | SH | Against | | For |
6 | Amend Bylaws-- Call Special Meetings | SH | Against | | For |
| | | | | |
Baxter International Inc. | | | | | |
Ticker BAX | Meeting Date | | Meeting Type | Record Date | |
| 03-May-11 | | Annual | 07-Mar-11 | |
| CUSIP: 071813109 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Wayne T. Hockmeyer | Mgmt | For | | For |
2 | Elect Director Robert L. Parkinson, Jr. | Mgmt | For | | For |
3 | Elect Director Thomas T. Stallkamp | Mgmt | For | | For |
4 | Elect Director Albert P.L. Stroucken | Mgmt | For | | For |
5 | Ratify Auditors | Mgmt | For | | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
7 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
8 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For | | For |
9 | Approve Omnibus Stock Plan | Mgmt | For | | For |
10 | Amend Certificate of Incorporation to Declassify the Board and Reduce Supermajority Voting Requirement | Mgmt | For | | For |
| | | | | |
CEC Entertainment, Inc. | | | | | |
Ticker CEC | Meeting Date | | Meeting Type | Record Date | |
| 03-May-11 | | Annual | 07-Mar-11 | |
| CUSIP: 125137109 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Tommy Franks | Mgmt | For | | For |
1.2 | Elect Director Cynthia Pharr Lee | Mgmt | For | | For |
1.3 | Elect Director Raymond E. Wooldridge | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Snyder's-Lance, Inc. | | | | | |
Ticker LNCE | Meeting Date | | Meeting Type | Record Date | |
| 03-May-11 | | Annual | 09-Mar-11 | |
| CUSIP: 833551104 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director C. Peter Carlucci, Jr. | Mgmt | For | | Withhold |
1.2 | Elect Director James W. Johnston | Mgmt | For | | For |
1.3 | Elect Director W. J. Prezzano | Mgmt | For | | For |
1.4 | Elect Director Patricia A. Warehime | Mgmt | For | | Withhold |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
Suncor Energy Inc | | | | | |
Ticker SU | Meeting Date | | Meeting Type | Record Date | |
| 03-May-11 | | Annual | 04-Mar-11 | |
| CUSIP: 867224107 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Mel E. Benson | Mgmt | For | | For |
1.2 | Elect Director Dominic D'Alessandro | Mgmt | For | | For |
1.3 | Elect Director John T. Ferguson | Mgmt | For | | For |
1.4 | Elect Director W. Douglas Ford | Mgmt | For | | For |
1.5 | Elect Director Richard L. George | Mgmt | For | | For |
1.6 | Elect Director Paul Haseldonckx | Mgmt | For | | For |
1.7 | Elect Director John R. Huff | Mgmt | For | | For |
1.8 | Elect Director Jacques Lamarre | Mgmt | For | | For |
1.9 | Elect Director Brian F. MacNeill | Mgmt | For | | For |
1.10 | Elect Director Maureen McCaw | Mgmt | For | | For |
1.11 | Elect Director Michael W. O'Brien | Mgmt | For | | For |
1.12 | Elect Director James W. Simpson | Mgmt | For | | For |
1.13 | Elect Director Eira Thomas | Mgmt | For | | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | | For |
3 | Advisory Vote on Executive Compensation Approach | Mgmt | For | | For |
| | | | | |
Wells Fargo & Company | | | | | |
Ticker WFC | Meeting Date | | Meeting Type | Record Date | |
| 03-May-11 | | Annual | 04-Mar-11 | |
| CUSIP: 949746101 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Election Director John D. Baker II | Mgmt | For | | For |
2 | Election Director John S. Chen | Mgmt | For | | For |
3 | Election Director Lloyd H. Dean | Mgmt | For | | For |
4 | Election Director Susan E. Engel | Mgmt | For | | For |
5 | Election Director Enrique Hernandez, Jr. | Mgmt | For | | For |
6 | Election Director Donald M. James | Mgmt | For | | For |
7 | Election Director Mackey J. McDonald | Mgmt | For | | For |
8 | Election Director Cynthia H. Milligan | Mgmt | For | | For |
9 | Elect Director Nicholas G. Moore | Mgmt | For | | For |
10 | Elect Director Philip J. Quigley | Mgmt | For | | Against |
11 | Elect Director Judith M. Runstad | Mgmt | For | | For |
12 | Elect Director Stephen W. Sanger | Mgmt | For | | For |
13 | Elect Director John G. Stumpf | Mgmt | For | | For |
14 | Elect Director an G. Swenson | Mgmt | For | | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
16 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
17 | Ratify Auditors | Mgmt | For | | For |
18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
19 | Provide for Cumulative Voting | SH | Against | | For |
20 | Require Independent Board Chairman | SH | Against | | For |
21 | Advisory Vote to Ratify Directors' Compensation | SH | Against | | Against |
22 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | SH | Against | | For |
| | | | | |
Chicago Bridge & Iron Company N.V. | | | | | |
Ticker CBI | Meeting Date | | Meeting Type | Record Date | |
| 04-May-11 | | Annual | 10-Mar-11 | |
| CUSIP: 167250109 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Gary L. Neale to Supervisory Board | Mgmt | For | | For |
2 | Elect J. Charles Jennett to Supervisory Board | Mgmt | For | | For |
3 | Elect Larry D. McVay to Supervisory Board | Mgmt | For | | For |
4 | Elect Marsha C. Williams to Supervisory Board | Mgmt | For | | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
6 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
7 | Approve Financial Statements, Discuss Statutory Reports, and Approve Publication of Information in English | Mgmt | For | | For |
8 | Approve Discharge of Management Board | Mgmt | For | | For |
9 | Approve Discharge of Supervisory Board | Mgmt | For | | For |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | | For |
11 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | | For |
12 | Grant Board Authority to Issue Shares | Mgmt | For | | For |
| | | | | |
EMC Corporation | | | | | |
Ticker EMC | Meeting Date | | Meeting Type | Record Date | |
| 04-May-11 | | Annual | 07-Mar-11 | |
| CUSIP: 268648102 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Michael W. Brown | Mgmt | For | | For |
2 | Elect Director Randolph L. Cowen | Mgmt | For | | For |
3 | Elect Director Michael J. Cronin | Mgmt | For | | For |
4 | Elect Director Gail Deegan | Mgmt | For | | For |
5 | Elect Director James S. DiStasio | Mgmt | For | | For |
6 | Elect Director John R. Egan | Mgmt | For | | For |
7 | Elect Director Edmund F. Kelly | Mgmt | For | | For |
8 | Elect Director Windle B. Priem | Mgmt | For | | For |
9 | Elect Director Paul Sagan | Mgmt | For | | For |
10 | Elect Director David N. Strohm | Mgmt | For | | For |
11 | Elect Director Joseph M. Tucci | Mgmt | For | | For |
12 | Ratify Auditors | Mgmt | For | | For |
13 | Amend Omnibus Stock Plan | Mgmt | For | | For |
14 | Provide Right to Call Special Meeting | Mgmt | For | | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
16 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
Intersil Corporation | | | | | |
Ticker ISIL | Meeting Date | | Meeting Type | Record Date | |
| 04-May-11 | | Annual | 10-Mar-11 | |
| CUSIP: 46069S109 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director David B. Bell | Mgmt | For | | For |
2 | Elect Director Robert W. Conn | Mgmt | For | | For |
3 | Elect Director James V. Diller | Mgmt | For | | For |
4 | Elect Director Gary E. Gist | Mgmt | For | | For |
5 | Elect Director Mercedes Johnson | Mgmt | For | | For |
6 | Elect Director Gregory Lang | Mgmt | For | | For |
7 | Elect Director Jan Peeters | Mgmt | For | | For |
8 | Elect Director Robert N. Pokelwaldt | Mgmt | For | | For |
9 | Elect Director James A. Urry | Mgmt | For | | For |
10 | Ratify Auditors | Mgmt | For | | For |
11 | Amend Omnibus Stock Plan | Mgmt | For | | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
13 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
PepsiCo, Inc. | | | | | |
Ticker PEP | Meeting Date | | Meeting Type | Record Date | |
| 04-May-11 | | Annual | 04-Mar-11 | |
| CUSIP: 713448108 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director S.L. Brown | Mgmt | For | | For |
2 | Elect Director I.M. Cook | Mgmt | For | | For |
3 | Elect Director D. Dublon | Mgmt | For | | For |
4 | Elect Director V.J. Dzau | Mgmt | For | | For |
5 | Elect Director R.L. Hunt | Mgmt | For | | For |
6 | Elect Director A. Ibarguen | Mgmt | For | | For |
7 | Elect Director A.C. Martinez | Mgmt | For | | For |
8 | Elect Director I.K. Nooyi | Mgmt | For | | For |
9 | Elect Director S.P. Rockefeller | Mgmt | For | | For |
10 | Elect Director J.J. Schiro | Mgmt | For | | For |
11 | Elect Director L.G. Trotter | Mgmt | For | | For |
12 | Elect Director D. Vasella | Mgmt | For | | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
14 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
15 | Ratify Auditors | Mgmt | For | | For |
16 | Adopt Majority Voting for Uncontested Election of Directors | Mgmt | For | | For |
17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
18 | Report on Political Contributions | SH | Against | | Against |
| | | | | |
Sunstone Hotel Investors, Inc. | | | | | |
Ticker SHO | Meeting Date | | Meeting Type | Record Date | |
| 04-May-11 | | Annual | 11-Mar-11 | |
| CUSIP: 867892101 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Robert A. Alter | Mgmt | For | | For |
1.2 | Elect Director Lewis N. Wolff | Mgmt | For | | For |
1.3 | Elect Director Z. Jamie Behar | Mgmt | For | | For |
1.4 | Elect Director Thomas A. Lewis | Mgmt | For | | For |
1.5 | Elect Director Keith M. Locker | Mgmt | For | | For |
1.6 | Elect Director Keith P. Russell | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
| | | | | |
Avon Products, Inc. | | | | | |
Ticker AVP | Meeting Date | | Meeting Type | Record Date | |
| 05-May-11 | | Annual | 17-Mar-11 | |
| CUSIP: 054303102 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director W. Don Cornwell | Mgmt | For | | For |
1.2 | Elect Director V. Ann Hailey | Mgmt | For | | For |
1.3 | Elect Director Fred Hassan | Mgmt | For | | For |
1.4 | Elect Director Andrea Jung | Mgmt | For | | For |
1.5 | Elect Director Maria Elena Lagomasino | Mgmt | For | | For |
1.6 | Elect Director Ann S. Moore | Mgmt | For | | For |
1.7 | Elect Director Paul S. Pressler | Mgmt | For | | For |
1.8 | Elect Director Gary M. Rodkin | Mgmt | For | | For |
1.9 | Elect Director Paula Stern | Mgmt | For | | For |
1.10 | Elect Director Lawrence A. Weinbach | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
4 | Ratify Auditors | Mgmt | For | | For |
5 | Reduce Supermajority Vote Requirement | Mgmt | For | | For |
| | | | | |
Verizon Communications Inc. | | | | | |
Ticker VZ | Meeting Date | | Meeting Type | Record Date | |
| 05-May-11 | | Annual | 07-Mar-11 | |
| CUSIP: 92343V104 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Richard L. Carrion | Mgmt | For | | For |
2 | Elect Director M. Frances Keeth | Mgmt | For | | For |
3 | Elect Director Robert W. Lane | Mgmt | For | | For |
4 | Elect Director Lowell C. Mcadam | Mgmt | For | | For |
5 | Elect Director Sandra O. Moose | Mgmt | For | | For |
6 | Elect Director Joseph Neubauer | Mgmt | For | | For |
7 | Elect Director Donald T. Nicolaisen | Mgmt | For | | For |
8 | Elect Director Clarence Otis, Jr. | Mgmt | For | | For |
9 | Elect Director Hugh B. Price | Mgmt | For | | For |
10 | Elect Director Ivan G. Seidenberg | Mgmt | For | | For |
11 | Elect Director Rodney E. Slater | Mgmt | For | | For |
12 | Elect Director John W. Snow | Mgmt | For | | For |
13 | Ratify Auditors | Mgmt | For | | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
15 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
16 | Disclose Prior Government Service | SH | Against | | Against |
17 | Performance-Based Equity Awards | SH | Against | | For |
18 | Restore or Provide for Cumulative Voting | SH | Against | | For |
19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
| | | | | |
IBERIABANK Corporation | | | | | |
Ticker IBKC | Meeting Date | | Meeting Type | Record Date | |
| 06-May-11 | | Annual | 25-Mar-11 | |
| CUSIP: 450828108 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Harry V. Barton, Jr. | Mgmt | For | | For |
1.2 | Elect Director E. Stewart Shea III | Mgmt | For | | For |
1.3 | Elect Director David H. Welch | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
Sanofi Aventis | | | | | |
Ticker SAN | Meeting Date | | Meeting Type | Record Date | |
| 06-May-11 | | Annual/Special | 28-Mar-11 | |
| CUSIP: F5548N101 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
| Meeting for ADR Holders | Mgmt | | | |
| Ordinary Business | Mgmt | | | |
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Mgmt | For | | For |
3 | Approve Allocation of Income and Dividends of EUR 2.5 per Share | Mgmt | For | | For |
4 | Approve Auditors' Special Report on Related-Party Transactions | Mgmt | For | | For |
5 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.5 Million | Mgmt | For | | For |
6 | Ratify Appointment of Carole Piwnica as Director | Mgmt | For | | For |
7 | Elect Suet Fern Lee as Director | Mgmt | For | | For |
8 | Reelect Thierry Desmarest as Director | Mgmt | For | | For |
9 | Reelect Igor Landau as Director | Mgmt | For | | For |
10 | Reelect Gerard Van Kemmel as Director | Mgmt | For | | For |
11 | Reelect Serge Weinberg as Director | Mgmt | For | | For |
12 | Renew Appointment of PricewaterhouseCoopers Audit as Auditor | Mgmt | For | | For |
13 | Appoint Yves Nicolas as Alternate Auditor | Mgmt | For | | For |
14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | | For |
| Extraordinary Business | Mgmt | | | |
15 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.3 Billion | Mgmt | For | | For |
16 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 520 Million | Mgmt | For | | For |
17 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Mgmt | For | | For |
18 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Mgmt | For | | For |
19 | Authorize Capitalization of Reserves of up to EUR 500 Million for Bonus Issue or Increase in Par Value | Mgmt | For | | For |
20 | Approve Employee Stock Purchase Plan | Mgmt | For | | For |
21 | Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plan | Mgmt | For | | Against |
22 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | | For |
23 | Amend Article 11 of Bylaws Re: Board Size | Mgmt | For | | For |
24 | Amend Article 12 of Bylaws Re: Vice Chairman Age Limit | Mgmt | For | | For |
25 | Amend Article 19 of Bylaws to Comply with New Legislation Re: Shareholder Rights | Mgmt | For | | For |
26 | Change Company Name to Sanofi and Amend Article 2 of Bylaws Accordingly | Mgmt | For | | For |
27 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | | For |
Temple-Inland Inc. | | | | | |
Ticker TIN | Meeting Date | | Meeting Type | Record Date | |
| 06-May-11 | | Annual | 10-Mar-11 | |
| CUSIP: 879868107 | | | | |
| | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Larry R. Faulkner | Mgmt | For | | For |
2 | Elect Director Jeffrey M. Heller | Mgmt | For | | For |
3 | Elect Director Doyle R. Simons | Mgmt | For | | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
6 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
3M Company | | | | | |
Ticker MMM | Meeting Date | | Meeting Type | Record Date | |
| 10-May-11 | | Annual | 11-Mar-11 | |
| CUSIP: 88579Y101 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Linda G. Alvarado | Mgmt | For | | For |
2 | Elect Director George W. Buckley | Mgmt | For | | For |
3 | Elect Director Vance D. Coffman | Mgmt | For | | For |
4 | Elect Director Michael L. Eskew | Mgmt | For | | For |
5 | Elect Director W. James Farrell | Mgmt | For | | For |
6 | Elect Director Herbert L. Henkel | Mgmt | For | | For |
7 | Elect Director Edward M. Liddy | Mgmt | For | | For |
8 | Elect Director Robert S. Morrison | Mgmt | For | | For |
9 | Elect Director Aulana L. Peters | Mgmt | For | | For |
10 | Elect Director Robert J. Ulrich | Mgmt | For | | For |
11 | Ratify Auditors | Mgmt | For | | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
13 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
14 | Report on Political Contributions | SH | Against | | For |
| | | | | |
Newell Rubbermaid Inc. | | | | | |
Ticker NWL | Meeting Date | | Meeting Type | Record Date | |
| 10-May-11 | | Annual | 17-Mar-11 | |
| CUSIP: 651229106 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Kevin C. Conroy | Mgmt | For | | For |
2 | Elect Director Michael T. Cowhig | Mgmt | For | | For |
3 | Elect Director Mark D. Ketchum | Mgmt | For | | For |
4 | Elect Director Raymond G. Viault | Mgmt | For | | For |
5 | Ratify Auditors | Mgmt | For | | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
7 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
8 | Declassify the Board of Directors | SH | Against | | For |
| | | | | |
Capital One Financial Corporation | | | | | |
Ticker COF | Meeting Date | | Meeting Type | Record Date | |
| 11-May-11 | | Annual | 16-Mar-11 | |
| CUSIP: 14040H105 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Patrick W. Gross | Mgmt | For | | For |
2 | Elect Director Ann Fritz Hackett | Mgmt | For | | For |
3 | Elect Director Pierre E. Leroy | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
5 | Declassify the Board of Directors | Mgmt | For | | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
7 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
ConocoPhillips | | | | | |
Ticker COP | Meeting Date | | Meeting Type | Record Date | |
| 11-May-11 | | Annual | 14-Mar-11 | |
| CUSIP: 20825C104 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Richard L. Armitage | Mgmt | For | | For |
2 | Elect Director Richard H. Auchinleck | Mgmt | For | | For |
3 | Elect Director James E. Copeland, Jr. | Mgmt | For | | For |
4 | Elect Director Kenneth M. Duberstein | Mgmt | For | | For |
5 | Elect Director Ruth R. Harkin | Mgmt | For | | For |
6 | Elect Director Harold W. McGraw III | Mgmt | For | | For |
7 | Elect Director James J. Mulva | Mgmt | For | | For |
8 | Elect Director Robert A. Niblock | Mgmt | For | | For |
9 | Elect Director Harald J. Norvik | Mgmt | For | | For |
10 | Elect Director William K. Reilly | Mgmt | For | | For |
11 | Elect Director Victoria J. Tschinkel | Mgmt | For | | For |
12 | Elect Director Kathryn C. Turner | Mgmt | For | | For |
13 | Elect Director William E. Wade, Jr. | Mgmt | For | | For |
14 | Ratify Auditors | Mgmt | For | | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
16 | Advisory Vote on Say on Pay Frequency | Mgmt | None | | One Year |
17 | Approve Omnibus Stock Plan | Mgmt | For | | For |
18 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | SH | Against | | For |
19 | Report on Political Contributions | SH | Against | | For |
20 | Report on Lobbying Expenses | SH | Against | | For |
21 | Report on Accident Risk Reduction Efforts | SH | Against | | Against |
22 | Adopt Policy to Address Coastal Louisiana Environmental Impacts | SH | Against | | Against |
23 | Adopt Quantitative GHG Goals for Products and Operations | SH | Against | | For |
24 | Report on Financial Risks of Climate Change | SH | Against | | Against |
25 | Report on Environmental Impact of Oil Sands Operations in Canada | SH | Against | | For |
| | | | | |
CVS Caremark Corporation | | | | | |
Ticker CVS | Meeting Date | | Meeting Type | Record Date | |
| 11-May-11 | | Annual | 15-Mar-11 | |
| CUSIP: 126650100 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Edwin M. Banks | Mgmt | For | | For |
2 | Elect Director C. David Brown II | Mgmt | For | | For |
3 | Elect Director David W. Dorman | Mgmt | For | | For |
4 | Elect Director Anne M. Finucane | Mgmt | For | | For |
5 | Elect Director Kristen Gibney Williams | Mgmt | For | | For |
6 | Elect Director Marian L. Heard | Mgmt | For | | For |
7 | Elect Director Larry J. Merlo | Mgmt | For | | For |
8 | Elect Director Jean-Pierre Millon | Mgmt | For | | For |
9 | Elect Director Terrence Murray | Mgmt | For | | For |
10 | Elect Director C.A. Lance Piccolo | Mgmt | For | | For |
11 | Elect Director Richard J. Swift | Mgmt | For | | For |
12 | Elect Director Tony L. White | Mgmt | For | | For |
13 | Ratify Auditors | Mgmt | For | | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
15 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
16 | Report on Political Contributions | SH | Against | | For |
17 | Provide Right to Act by Written Consent | SH | Against | | For |
| | | | | |
Philip Morris International Inc. | | | | | |
Ticker PM | Meeting Date | | Meeting Type | Record Date | |
| 11-May-11 | | Annual | 15-Mar-11 | |
| CUSIP: 718172109 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Harold Brown | Mgmt | For | | For |
2 | Elect Director Mathis Cabiallavetta | Mgmt | For | | For |
3 | Elect Director Louis C. Camilleri | Mgmt | For | | For |
4 | Elect Director J. Dudley Fishburn | Mgmt | For | | For |
5 | Elect Director Jennifer Li | Mgmt | For | | For |
6 | Elect Director Graham Mackay | Mgmt | For | | For |
7 | Elect Director Sergio Marchionne | Mgmt | For | | Against |
8 | Elect Director Lucio A. Noto | Mgmt | For | | For |
9 | Elect Director Carlos Slim Helu | Mgmt | For | | For |
10 | Elect Director Stephen M. Wolf | Mgmt | For | | For |
11 | Ratify Auditors | Mgmt | For | | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
13 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
14 | Report on Effect of Marketing Practices on the Poor | SH | Against | | Against |
15 | Require Independent Board Chairman | SH | Against | | Against |
| | | | | |
Tupperware Brands Corporation | | | | | |
Ticker TUP | Meeting Date | | Meeting Type | Record Date | |
| 11-May-11 | | Annual | 14-Mar-11 | |
| CUSIP: 899896104 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Catherine A. Bertini | Mgmt | For | | For |
2 | Elect Director Rita Bornstein | Mgmt | For | | For |
3 | Elect Director Kriss Cloninger, III | Mgmt | For | | For |
4 | Elect Director E. V. Goings | Mgmt | For | | For |
5 | Elect Director Clifford J. Grum | Mgmt | For | | For |
6 | Elect Director Joe R. Lee | Mgmt | For | | For |
7 | Elect Director Bob Marbut | Mgmt | For | | For |
8 | Elect Director Angel R. Martinez | Mgmt | For | | For |
9 | Elect Director Antonio Monteiro de Castro | Mgmt | For | | For |
10 | Elect Director Robert J. Murray | Mgmt | For | | For |
11 | Elect Director David R. Parker | Mgmt | For | | For |
12 | Elect Director Joyce M. Roche | Mgmt | For | | For |
13 | Elect Director J. Patrick Spainhour | Mgmt | For | | For |
14 | Elect Director M. Anne Szostak | Mgmt | For | | For |
15 | Ratify Auditors | Mgmt | For | | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
17 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
| | | | | |
Gilead Sciences, Inc. | | | | | |
Ticker GILD | Meeting Date | | Meeting Type | Record Date | |
| 12-May-11 | | Annual | 16-Mar-11 | |
| CUSIP: 375558103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director John F. Cogan | Mgmt | For | | For |
1.2 | Elect Director Etienne F. Davignon | Mgmt | For | | For |
1.3 | Elect Director James M. Denny | Mgmt | For | | For |
1.4 | Elect Director Carla A. Hills | Mgmt | For | | For |
1.5 | Elect Director Kevin E. Lofton | Mgmt | For | | For |
1.6 | Elect Director John W. Madigan | Mgmt | For | | For |
1.7 | Elect Director John C. Martin | Mgmt | For | | For |
1.8 | Elect Director Gordon E. Moore | Mgmt | For | | For |
1.9 | Elect Director Nicholas G. Moore | Mgmt | For | | For |
1.10 | Elect Director Richard J. Whitley | Mgmt | For | | For |
1.11 | Elect Director Gayle E. Wilson | Mgmt | For | | For |
1.12 | Elect Director Per Wold-Olsen | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Executive Incentive Bonus Plan | Mgmt | For | | For |
4 | Reduce Supermajority Vote Requirement | Mgmt | For | | For |
5 | Provide Right to Call Special Meeting | Mgmt | For | | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
7 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
Republic Services, Inc. | | | | | |
Ticker RSG | Meeting Date | | Meeting Type | Record Date | |
| 12-May-11 | | Annual | 15-Mar-11 | |
| CUSIP: 760759100 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director James W. Crownover | Mgmt | For | | For |
2 | Elect Director John W. Croghan | Mgmt | For | | For |
3 | Elect Director William J. Flynn | Mgmt | For | | For |
4 | Elect Director Michael Larson | Mgmt | For | | For |
5 | Elect Director Nolan Lehmann | Mgmt | For | | For |
6 | Elect Director W. Lee Nutter | Mgmt | For | | For |
7 | Elect Director Ramon A. Rodriguez | Mgmt | For | | For |
8 | Elect Director Donald W. Slager | Mgmt | For | | For |
9 | Elect Director Allan C. Sorensen | Mgmt | For | | For |
10 | Elect Director John M. Trani | Mgmt | For | | For |
11 | Elect Director Michael W. Wickham | Mgmt | For | | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
13 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
14 | Amend Omnibus Stock Plan | Mgmt | For | | For |
15 | Ratify Auditors | Mgmt | For | | For |
16 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | SH | Against | | For |
| | | | | |
St. Jude Medical, Inc. | | | | | |
Ticker STJ | Meeting Date | | Meeting Type | Record Date | |
| 12-May-11 | | Annual | 15-Mar-11 | |
| CUSIP: 790849103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Richard R. Devenuti | Mgmt | For | | For |
2 | Elect Director Thomas H. Garrett, III | Mgmt | For | | For |
3 | Elect Director Wendy L. Yarno | Mgmt | For | | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | None | | One Year |
6 | Amend Omnibus Stock Plan | Mgmt | For | | For |
7 | Declassify the Board of Directors | SH | None | | For |
8 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Wyndham Worldwide Corporation | | | | | |
Ticker WYN | Meeting Date | | Meeting Type | Record Date | |
| 12-May-11 | | Annual | 17-Mar-11 | |
| CUSIP: 98310W108 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director James E. Buckman | Mgmt | For | | For |
1.2 | Elect Director George Herrera | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
4 | Ratify Auditors | Mgmt | For | | For |
5 | Declassify the Board of Directors | SH | Against | | For |
| | | | | |
Transocean Ltd. | | | | | |
Ticker RIGN | Meeting Date | | Meeting Type | Record Date | |
| 13-May-11 | | Annual | 26-Apr-11 | |
| CUSIP: H8817H100 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | | For |
2 | Approve Discharge of Board and Senior Management | Mgmt | For | | Against |
3 | Approve Allocation of Income and Omission of Dividends | Mgmt | For | | For |
4 | Approve Re-allocation of Free Reserves to Legal Reserves from Capital Contribution | Mgmt | For | | For |
5 | Approve Reduction in Share Capital and Repayment of $3.11 per Share | Mgmt | For | | For |
6 | Approve Release and Re-allocation of Legal Reserves, Reserve from Capital Contribution, to Dividend Reserve From Capital Contributions | Mgmt | For | | For |
7 | Approve Creation of CHF 67 Million Pool of Capital without Preemptive Rights | Mgmt | For | | For |
8 | Approve Decrease in Size of Board | Mgmt | For | | For |
9a | Reelect Jagjeet S. Bindra as Director | Mgmt | For | | For |
9b | Reelect Steve Lucas as Director | Mgmt | For | | For |
9c | Reelect Tan Ek Kia as Director | Mgmt | For | | For |
9d | Reelect Martin B. McNamara as Director | Mgmt | For | | For |
9e | Reelect Ian C. Strachan as Director | Mgmt | For | | For |
10 | Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2010 | Mgmt | For | | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
12 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
Anadarko Petroleum Corporation | | | | | |
Ticker APC | Meeting Date | | Meeting Type | Record Date | |
| 17-May-11 | | Annual | 22-Mar-11 | |
| CUSIP: 032511107 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director John R. Butler, Jr. | Mgmt | For | | For |
2 | Elect Director Kevin P. Chilton | Mgmt | For | | For |
3 | Elect Director Luke R. Corbett | Mgmt | For | | Against |
4 | Elect Director H. Paulett Eberhart | Mgmt | For | | For |
5 | Elect Director Preston M. Geren, III | Mgmt | For | | For |
6 | Elect Director John R. Gordon | Mgmt | For | | For |
7 | Elect Director James T. Hackett | Mgmt | For | | For |
8 | Ratify Auditors | Mgmt | For | | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
10 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
11 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | SH | Against | | For |
12 | Require Independent Board Chairman | SH | Against | | For |
13 | Pro-rata Vesting of Equity Plans | SH | Against | | For |
14 | Report on Political Contributions | SH | Against | | For |
| | | | | |
JPMorgan Chase & Co. | | | | | |
Ticker JPM | Meeting Date | | Meeting Type | Record Date | |
| 17-May-11 | | Annual | 18-Mar-11 | |
| CUSIP: 46625H100 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Crandall C. Bowles | Mgmt | For | | For |
2 | Elect Director Stephen B. Burke | Mgmt | For | | For |
3 | Elect Director David M. Cote | Mgmt | For | | For |
4 | Elect Director James S. Crown | Mgmt | For | | For |
5 | Elect Director James Dimon | Mgmt | For | | For |
6 | Elect Director Ellen V. Futter | Mgmt | For | | For |
7 | Elect Director William H. Gray, III | Mgmt | For | | For |
8 | Elect Director Laban P. Jackson, Jr. | Mgmt | For | | For |
9 | Elect Director David C. Novak | Mgmt | For | | For |
10 | Elect Director Lee R. Raymond | Mgmt | For | | For |
11 | Elect Director William C. Weldon | Mgmt | For | | For |
12 | Ratify Auditors | Mgmt | For | | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
14 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
15 | Amend Omnibus Stock Plan | Mgmt | For | | Against |
16 | Affirm Political Non-Partisanship | SH | Against | | Against |
17 | Provide Right to Act by Written Consent | SH | Against | | For |
18 | Report on Loan Modifications | SH | Against | | Against |
19 | Report on Political Contributions | SH | Against | | For |
20 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | SH | Against | | Against |
21 | Require Independent Board Chairman | SH | Against | | Against |
| | | | | |
Pinnacle Airlines Corp. | | | | | |
Ticker PNCL | Meeting Date | | Meeting Type | Record Date | |
| 17-May-11 | | Annual | 18-Mar-11 | |
| CUSIP: 723443107 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Ian Massey | Mgmt | For | | For |
1.2 | Elect Director James E. McGehee, Jr. | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Textainer Group Holdings Ltd | | | | | |
Ticker TGH | Meeting Date | | Meeting Type | Record Date | |
| 17-May-11 | | Annual | 11-Apr-11 | |
| CUSIP: G8766E109 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1a | Reelect Neil I. Jowell as Director | Mgmt | For | | For |
1b | Reelect Cecil Jowell as Director | Mgmt | For | | For |
1c | Reelect David M. Nurek as Director | Mgmt | For | | Against |
2 | Accept Financial Statements and Statutory Reports | Mgmt | For | | For |
3 | Reappoint KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | | For |
4 | Transact Other Business (Non-Voting) | Mgmt | | | |
| | | | | |
Morgan Stanley | | | | | |
Ticker MS | Meeting Date | | Meeting Type | Record Date | |
| 18-May-11 | | Annual | 21-Mar-11 | |
| CUSIP: 617446448 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Roy J. Bostock | Mgmt | For | | For |
2 | Elect Director Erskine B. Bowles | Mgmt | For | | For |
3 | Elect Director Howard J. Davies | Mgmt | For | | For |
4 | Elect Director James P. Gorman | Mgmt | For | | For |
5 | Elect Director James H. Hance Jr. | Mgmt | For | | For |
6 | Elect Director C. Robert Kidder | Mgmt | For | | For |
7 | Elect Director John J. Mack | Mgmt | For | | For |
8 | Elect Director Donald T. Nicolaisen | Mgmt | For | | For |
9 | Elect Director Hutham S. Olayan | Mgmt | For | | For |
10 | Elect Director James. W. Owens | Mgmt | For | | For |
11 | Elect Director O. Griffith Sexton | Mgmt | For | | For |
12 | Elect Director Masaaki Tanaka | Mgmt | For | | For |
13 | Elect Director Laura D. Tyson | Mgmt | For | | For |
14 | Ratify Auditors | Mgmt | For | | For |
15 | Amend Omnibus Stock Plan | Mgmt | For | | Against |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
17 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
Morgans Hotel Group Co. | | | | | |
Ticker MHGC | Meeting Date | | Meeting Type | Record Date | |
| 18-May-11 | | Annual | 25-Mar-11 | |
| CUSIP: 61748W108 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Ronald W. Burkle | Mgmt | For | | For |
1.2 | Elect Director Robert Friedman | Mgmt | For | | Withhold |
1.3 | Elect Director Jeffrey M. Gault | Mgmt | For | | Withhold |
1.4 | Elect Director Michael Gross | Mgmt | For | | For |
1.5 | Elect Director David T. Hamamoto | Mgmt | For | | For |
1.6 | Elect Director Jason T. Kalisman | Mgmt | For | | For |
1.7 | Elect Director Thomas L. Harrison | Mgmt | For | | For |
1.8 | Elect Director Edwin L. Knetzger, III | Mgmt | For | | For |
1.9 | Elect Director Michael D. Malone | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
| | | | | |
Northrop Grumman Corporation | | | | | |
Ticker NOC | Meeting Date | | Meeting Type | Record Date | |
| 18-May-11 | | Annual | 22-Mar-11 | |
| CUSIP: 666807102 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Wesley G. Bush | Mgmt | For | | For |
2 | Elect Director Lewis W. Coleman | Mgmt | For | | For |
3 | Elect Director Victor H. Fazio | Mgmt | For | | For |
4 | Elect Director Donald E. Felsinger | Mgmt | For | | For |
5 | Elect Director Stephen E. Frank | Mgmt | For | | For |
6 | Elect Director Bruce S. Gordon | Mgmt | For | | For |
7 | Elect Director Madeleine Kleiner | Mgmt | For | | For |
8 | Elect Director Karl J. Krapek | Mgmt | For | | For |
9 | Elect Director Richard B. Myers | Mgmt | For | | For |
10 | Elect Director Aulana L. Peters | Mgmt | For | | For |
11 | Elect Director Kevin W. Sharer | Mgmt | For | | For |
12 | Ratify Auditors | Mgmt | For | | For |
13 | Approve Omnibus Stock Plan | Mgmt | For | | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
15 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
16 | Provide for Cumulative Voting | SH | Against | | For |
17 | Report on Political Contributions | SH | Against | | For |
18 | Provide Right to Act by Written Consent | SH | Against | | For |
| | | | | |
TRW Automotive Holdings Corp. | | | | | |
Ticker TRW | Meeting Date | | Meeting Type | Record Date | |
| 18-May-11 | | Annual | 21-Mar-11 | |
| CUSIP: 87264S106 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Francois J. Castaing | Mgmt | For | | For |
1.2 | Elect Director Michael R. Gambrell | Mgmt | For | | For |
1.3 | Elect Director Paul H. O'neill | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
| | | | | |
Altria Group, Inc. | | | | | |
Ticker MO | Meeting Date | | Meeting Type | Record Date | |
| 19-May-11 | | Annual | 28-Mar-11 | |
| CUSIP: 02209S103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Elizabeth E. Bailey | Mgmt | For | | For |
2 | Elect Director Gerald L. Baliles | Mgmt | For | | For |
3 | Elect Director John T. Casteen III | Mgmt | For | | For |
4 | Elect Director Dinyar S. Devitre | Mgmt | For | | For |
5 | Elect Director Thomas F. Farrell II | Mgmt | For | | For |
6 | Elect Director Thomas W. Jones | Mgmt | For | | For |
7 | Elect Director George Munoz | Mgmt | For | | For |
8 | Elect Director Nabil Y. Sakkab | Mgmt | For | | For |
9 | Elect Director Michael E. Szymanczyk | Mgmt | For | | For |
10 | Ratify Auditors | Mgmt | For | | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
12 | Advisory Vote on Say on Pay Frequency | Mgmt | None | | One Year |
13 | Cease Production of Flavored Tobacco Products | SH | Against | | Against |
| | | | | |
Intel Corporation | | | | | |
Ticker INTC | Meeting Date | | Meeting Type | Record Date | |
| 19-May-11 | | Annual | 21-Mar-11 | |
| CUSIP: 458140100 | | | | |
| | | | | |
| | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Charlene Barshefsky | Mgmt | For | | For |
2 | Elect Director Susan L. Decker | Mgmt | For | | For |
3 | Elect Director John J. Donahoe | Mgmt | For | | For |
4 | Elect Director Reed E. Hundt | Mgmt | For | | For |
5 | Elect Director Paul S. Otellini | Mgmt | For | | For |
6 | Elect Director James D. Plummer | Mgmt | For | | For |
7 | Elect Director David S. Pottruck | Mgmt | For | | For |
8 | Elect Director Jane E. Shaw | Mgmt | For | | For |
9 | Elect Director Frank D. Yeary | Mgmt | For | | For |
10 | Elect Director David B. Yoffie | Mgmt | For | | For |
11 | Ratify Auditors | Mgmt | For | | For |
12 | Amend Omnibus Stock Plan | Mgmt | For | | For |
13 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
15 | Advisory Vote on Say on Pay Frequency | Mgmt | None | | One Year |
| | | | | |
McDonald's Corporation | | | | | |
Ticker MCD | Meeting Date | | Meeting Type | Record Date | |
| 19-May-11 | | Annual | 22-Mar-11 | |
| CUSIP: 580135101 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Susan E. Arnold | Mgmt | For | | For |
2 | Elect Director Richard H. Lenny | Mgmt | For | | For |
3 | Elect Director Cary D. McMillan | Mgmt | For | | For |
4 | Elect Director Sheila A. Penrose | Mgmt | For | | For |
5 | Elect Director James A. Skinner | Mgmt | For | | For |
6 | Ratify Auditors | Mgmt | For | | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
8 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
9 | Reduce Supermajority Vote Requirement for Transactions With Interested Shareholders | Mgmt | For | | For |
10 | Reduce Supermajority Vote Requirement Relating to the Board of Directors | Mgmt | For | | For |
11 | Reduce Supermajority Vote Requirement for Shareholder Action | Mgmt | For | | For |
12 | Declassify the Board of Directors | SH | Against | | For |
13 | Require Suppliers to Adopt CAK | SH | Against | | Against |
14 | Report on Policy Responses to Children's Health Concerns and Fast Food | SH | Against | | Against |
15 | Report on Beverage Container Environmental Strategy | SH | Against | | For |
| | | | | |
Amgen Inc. | | | | | |
Ticker AMGN | Meeting Date | | Meeting Type | Record Date | |
| 20-May-11 | | Annual | 21-Mar-11 | |
| CUSIP: 031162100 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director David Baltimore | Mgmt | For | | For |
2 | Elect Director Frank J. Biondi, Jr. | Mgmt | For | | For |
3 | Elect Director Francois De Carbonnel | Mgmt | For | | For |
4 | Elect Director Vance D. Coffman | Mgmt | For | | For |
5 | Elect Director Rebecca M. Henderson | Mgmt | For | | For |
6 | Elect Director Frank C. Herringer | Mgmt | For | | For |
7 | Elect Director Gilbert S. Omenn | Mgmt | For | | For |
8 | Elect Director Judith C. Pelham | Mgmt | For | | For |
9 | Elect Director J. Paul Reason | Mgmt | For | | For |
10 | Elect Director Leonard D. Schaeffer | Mgmt | For | | For |
11 | Elect Director Kevin W. Sharer | Mgmt | For | | For |
12 | Elect Director Ronald D. Sugar | Mgmt | For | | For |
13 | Ratify Auditors | Mgmt | For | | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
15 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
16 | Provide Right to Act by Written Consent | SH | Against | | For |
| | | | | |
The Western Union Company | | | | | |
Ticker WU | Meeting Date | | Meeting Type | Record Date | |
| 20-May-11 | | Annual | 22-Mar-11 | |
| CUSIP: 959802109 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Hikmet Ersek | Mgmt | For | | For |
2 | Elect Director Jack M. Greenberg | Mgmt | For | | For |
3 | Elect Director Linda Fayne Levinson | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
6 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
7 | Declassify the Board of Directors | SH | Against | | For |
| | | | | |
Ensco plc | | | | | |
Ticker ESV | Meeting Date | | Meeting Type | Record Date | |
| 24-May-11 | | Annual | 31-Mar-11 | |
| CUSIP: 29358Q109 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
| Meeting for ADR Holders | Mgmt | | | |
1 | Re-elect J. Roderick Clark as Director | Mgmt | For | | For |
2 | Re-elect Daniel W. Rabun as Director | Mgmt | For | | For |
3 | Re-elect Keith O. Rattie as Director | Mgmt | For | | For |
4 | Appoint KPMG LLP as Independent Registered Auditors of the Company | Mgmt | For | | For |
5 | Reappoint KPMG Audit Plc as Auditors of the Company | Mgmt | For | | For |
6 | Authorize Board to Fix Remuneration of Auditors | Mgmt | For | | For |
7 | Approve Special Dividends | Mgmt | For | | For |
8 | Authorize Associated Deed of Release for Historic Dividends | Mgmt | For | | For |
9 | Authorize Release All Claims Against Directors for Historic Dividends | Mgmt | For | | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
11 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
Merck & Co., Inc. | | | | | |
Ticker MRK | Meeting Date | | Meeting Type | Record Date | |
| 24-May-11 | | Annual | 25-Mar-11 | |
| CUSIP: 58933Y105 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Leslie A. Brun | Mgmt | For | | For |
2 | Elect Director Thomas R. Cech | Mgmt | For | | For |
3 | Elect Director Richard T. Clark | Mgmt | For | | For |
4 | Elect Director Kenneth C. Frazier | Mgmt | For | | For |
5 | Elect Director Thomas H. Glocer | Mgmt | For | | For |
6 | Elect Director Steven F. Goldstone | Mgmt | For | | For |
7 | Elect Director William B. Harrison. Jr. | Mgmt | For | | For |
8 | Elect Director Harry R. Jacobson | Mgmt | For | | For |
9 | Elect Director William N. Kelley | Mgmt | For | | For |
10 | Elect Director C. Robert Kidder | Mgmt | For | | For |
11 | Elect Director Rochelle B. Lazarus | Mgmt | For | | For |
12 | Elect Director Carlos E. Represas | Mgmt | For | | For |
13 | Elect Director Patricia F. Russo | Mgmt | For | | For |
14 | Elect Director Thomas E. Shenk | Mgmt | For | | For |
15 | Elect Director Anne M. Tatlock | Mgmt | For | | For |
16 | Elect Director Craig B. Thompson | Mgmt | For | | For |
17 | Elect Director Wendell P. Weeks | Mgmt | For | | For |
18 | Elect Director Peter C. Wendell | Mgmt | For | | For |
19 | Ratify Auditors | Mgmt | For | | For |
20 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
21 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
| | | | | |
Nu Skin Enterprises, Inc. | | | | | |
Ticker NUS | Meeting Date | | Meeting Type | Record Date | |
| 24-May-11 | | Annual | 25-Mar-11 | |
| CUSIP: 67018T105 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Nevin N. Andersen | Mgmt | For | | For |
1.2 | Elect Director M. Truman Hunt | Mgmt | For | | For |
1.3 | Elect Director Patricia A. Negron | Mgmt | For | | For |
1.4 | Elect Director Sandra N. Tillotson | Mgmt | For | | For |
1.5 | Elect Director Daniel W. Campbell | Mgmt | For | | For |
1.6 | Elect Director Andrew D. Lipman | Mgmt | For | | For |
1.7 | Elect Director Thomas R. Pisano | Mgmt | For | | For |
1.8 | Elect Director David D. Ussery | Mgmt | For | | For |
1.9 | Elect Director E.J. Garn | Mgmt | For | | For |
1.10 | Elect Director Steven J. Lund | Mgmt | For | | For |
1.11 | Elect Director Blake M. Roney | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Chevron Corporation | | | | | |
Ticker CVX | Meeting Date | | Meeting Type | Record Date | |
| 25-May-11 | | Annual | 01-Apr-11 | |
| CUSIP: 166764100 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director L.F. Deily | Mgmt | For | | For |
2 | Elect Director R.E. Denham | Mgmt | For | | For |
3 | Elect Director R.J. Eaton | Mgmt | For | | For |
4 | Elect Director C. Hagel | Mgmt | For | | For |
5 | Elect Director E. Hernandez | Mgmt | For | | For |
6 | Elect Director G.L. Kirkland | Mgmt | For | | For |
7 | Elect Director D.B. Rice | Mgmt | For | | For |
8 | Elect Director K.W. Sharer | Mgmt | For | | For |
9 | Elect Director C.R. Shoemate | Mgmt | For | | For |
10 | Elect Director J.G. Stumpf | Mgmt | For | | For |
11 | Elect Director R.D. Sugar | Mgmt | For | | For |
12 | Elect Director C. Ware | Mgmt | For | | For |
13 | Elect Director J.S. Watson | Mgmt | For | | For |
14 | Ratify Auditors | Mgmt | For | | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
16 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
17 | Request Director Nominee with Environmental Qualifications | SH | Against | | For |
18 | Amend Bylaws to Establish a Board Committee on Human Rights | SH | Against | | Against |
19 | Include Sustainability as a Performance Measure for Senior Executive Compensation | SH | Against | | Against |
20 | Adopt Guidelines for Country Selection | SH | Against | | For |
21 | Report on Financial Risks of Climate Change | SH | Against | | Against |
22 | Report on Environmental Impacts of Natural Gas Fracturing | SH | Against | | For |
23 | Report on Offshore Oil Wells and Spill Mitigation Measures | SH | Against | | Against |
| | | | | |
Exxon Mobil Corporation | | | | | |
Ticker XOM | Meeting Date | | Meeting Type | Record Date | |
| 25-May-11 | | Annual | 06-Apr-11 | |
| CUSIP: 30231G102 | | | | |
| | | | | |
| | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director M.J. Boskin | Mgmt | For | | For |
1.2 | Elect Director P. Brabeck-Letmathe | Mgmt | For | | For |
1.3 | Elect Director L.R. Faulkner | Mgmt | For | | For |
1.4 | Elect Director J.S. Fishman | Mgmt | For | | For |
1.5 | Elect Director K.C. Frazier | Mgmt | For | | For |
1.6 | Elect Director W.W. George | Mgmt | For | | For |
1.7 | Elect Director M.C. Nelson | Mgmt | For | | For |
1.8 | Elect Director S.J. Palmisano | Mgmt | For | | For |
1.9 | Elect Director S.S. Reinemund | Mgmt | For | | For |
1.10 | Elect Director R.W. Tillerson | Mgmt | For | | For |
1.11 | Elect Director E.E. Whitacre, Jr. | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
5 | Require Independent Board Chairman | SH | Against | | For |
6 | Report on Political Contributions | SH | Against | | For |
7 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | SH | Against | | Against |
8 | Adopt Policy on Human Right to Water | SH | Against | | Against |
9 | Report on Environmental Impact of Oil Sands Operations in Canada | SH | Against | | For |
10 | Report on Environmental Impacts of Natural Gas Fracturing | SH | Against | | For |
11 | Report on Energy Technologies Development | SH | Against | | Against |
12 | Adopt Quantitative GHG Goals for Products and Operations | SH | Against | | For |
| | | | | |
Thermo Fisher Scientific Inc. | | | | | |
Ticker TMO | Meeting Date | | Meeting Type | Record Date | |
| 25-May-11 | | Annual | 28-Mar-11 | |
| CUSIP: 883556102 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Thomas J. Lynch | Mgmt | For | | For |
2 | Elect Director William G. Parrett | Mgmt | For | | For |
3 | Elect Director Michael E. Porter | Mgmt | For | | For |
4 | Elect Director Scott M. Sperling | Mgmt | For | | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
6 | Advisory Vote on Say on Pay Frequency | Mgmt | Two Years | | One Year |
7 | Ratify Auditors | Mgmt | For | | For |
8 | Declassify the Board of Directors | SH | Against | | For |
| | | | | |
Brown Shoe Company, Inc. | | | | | |
Ticker BWS | Meeting Date | | Meeting Type | Record Date | |
| 26-May-11 | | Annual | 31-Mar-11 | |
| CUSIP: 115736100 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Ronald A. Fromm | Mgmt | For | | For |
1.2 | Elect Director Steven W. Korn | Mgmt | For | | For |
1.3 | Elect Director Patricia G. McGinnis | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
Invesco Ltd. | | | | | |
Ticker IVZ | Meeting Date | | Meeting Type | Record Date | |
| 26-May-11 | | Annual | 28-Mar-11 | |
| CUSIP: G491BT108 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Rex D. Adams | Mgmt | For | | For |
1.2 | Elect Director John Banham | Mgmt | For | | For |
1.3 | Elect Director Denis Kessler | Mgmt | For | | Against |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
4 | Approve Omnibus Stock Plan | Mgmt | For | | For |
5 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | | For |
| | | | | |
Limited Brands, Inc. | | | | | |
Ticker LTD | Meeting Date | | Meeting Type | Record Date | |
| 26-May-11 | | Annual | 28-Mar-11 | |
| CUSIP: 532716107 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Donna A. James | Mgmt | For | | For |
2 | Elect Director Jeffrey H. Miro | Mgmt | For | | For |
3 | Elect Director Raymond Zimmerman | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
5 | Approve Omnibus Stock Plan | Mgmt | For | | For |
6 | Approve Executive Incentive Bonus Plan | Mgmt | For | | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
8 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
9 | Reduce Supermajority Vote Requirement | SH | Against | | For |
| | | | | |
Raytheon Company | | | | | |
Ticker RTN | Meeting Date | | Meeting Type | Record Date | |
| 26-May-11 | | Annual | 01-Apr-11 | |
| CUSIP: 755111507 | | | | |
| | | | | |
| | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Vernon E. Clark | Mgmt | For | | For |
2 | Elect Director John M. Deutch | Mgmt | For | | For |
3 | Elect Director Stephen J. Hadley | Mgmt | For | | For |
4 | Elect Director Frederic M. Poses | Mgmt | For | | For |
5 | Elect Director Michael C. Ruettgers | Mgmt | For | | For |
6 | Elect Director Ronald L. Skates | Mgmt | For | | For |
7 | Elect Director William R. Spivey | Mgmt | For | | For |
8 | Elect Director Linda G. Stuntz | Mgmt | For | | Against |
9 | Elect Director William H. Swanson | Mgmt | For | | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
11 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
12 | Ratify Auditors | Mgmt | For | | For |
13 | Provide Right to Act by Written Consent | SH | Against | | For |
14 | Stock Retention/Holding Period | SH | Against | | For |
15 | Report on Lobbying Contributions and Expenses | SH | Against | | For |
16 | Submit SERP to Shareholder Vote | SH | Against | | For |
| | | | | |
Ensco plc | | | | | |
Ticker ESV | Meeting Date | | Meeting Type | Record Date | |
| 31-May-11 | | Special | 11-Apr-11 | |
| CUSIP: 29358Q109 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Issue Shares in Connection with Acquisition | Mgmt | For | | For |
| | | | | |
New York Community Bancorp, Inc. | | | | | |
Ticker NYB | Meeting Date | | Meeting Type | Record Date | |
| 02-Jun-11 | | Annual | 07-Apr-11 | |
| CUSIP: 649445103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Dominick Ciampa | Mgmt | For | | For |
1.2 | Elect Director W.c. Frederick | Mgmt | For | | For |
1.3 | Elect Director Max L. Kupferberg | Mgmt | For | | For |
1.4 | Elect Director Spiros J. Voutsinas | Mgmt | For | | For |
1.5 | Elect Director Robert Wann | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Executive Incentive Bonus Plan | Mgmt | For | | For |
4 | Amend Omnibus Stock Plan | Mgmt | For | | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
6 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
| | | | | |
The Home Depot, Inc. | | | | | |
Ticker HD | Meeting Date | | Meeting Type | Record Date | |
| 02-Jun-11 | | Annual | 04-Apr-11 | |
| CUSIP: 437076102 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director F. Duane Ackerman | Mgmt | For | | For |
2 | Elect Director Francis S. Blake | Mgmt | For | | For |
3 | Elect Director Ari Bousbib | Mgmt | For | | For |
4 | Elect Director Gregory D. Brenneman | Mgmt | For | | For |
5 | Elect Director J. Frank Brown | Mgmt | For | | For |
6 | Elect Director Albert P. Carey | Mgmt | For | | For |
7 | Elect Director Armando Codina | Mgmt | For | | For |
8 | Elect Director Bonnie G. Hill | Mgmt | For | | For |
9 | Elect Director Karen L. Katen | Mgmt | For | | For |
10 | Elect Director Ronald L. Sargent | Mgmt | For | | For |
11 | Ratify Auditors | Mgmt | For | | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
13 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
14 | Provide Right to Act by Written Consent | Mgmt | For | | For |
15 | Restore or Provide for Cumulative Voting | SH | Against | | For |
16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
17 | Prepare Employment Diversity Report | SH | Against | | For |
18 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | SH | Against | | Against |
| | | | | |
Wal-Mart Stores, Inc. | | | | | |
Ticker WMT | Meeting Date | | Meeting Type | Record Date | |
| 03-Jun-11 | | Annual | 06-Apr-11 | |
| CUSIP: 931142103 | | | | |
| | | | | |
| | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Aida M. Alvarez | Mgmt | For | | For |
2 | Elect Director James W. Breyer | Mgmt | For | | For |
3 | Elect Director M. Michele Burns | Mgmt | For | | For |
4 | Elect Director James I. Cash, Jr. | Mgmt | For | | For |
5 | Elect Director Roger C. Corbett | Mgmt | For | | For |
6 | Elect Director Douglas N. Daft | Mgmt | For | | For |
7 | Elect Director Michael T. Duke | Mgmt | For | | For |
8 | Elect Director Gregory B. Penner | Mgmt | For | | For |
9 | Elect Director Steven S Reinemund | Mgmt | For | | For |
10 | Elect Director H. Lee Scott, Jr. | Mgmt | For | | For |
11 | Elect Director Arne M. Sorenson | Mgmt | For | | For |
12 | Elect Director Jim C. Walton | Mgmt | For | | For |
13 | Elect Director S. Robson Walton | Mgmt | For | | For |
14 | Elect Director Christopher J. Williams | Mgmt | For | | For |
15 | Elect Director Linda S. Wolf | Mgmt | For | | For |
16 | Ratify Auditors | Mgmt | For | | For |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
18 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
19 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | SH | Against | | For |
20 | Report on Political Contributions | SH | Against | | For |
21 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
22 | Require Suppliers to Produce Sustainability Reports | SH | Against | | Against |
23 | Report on Climate Change Business Risks | SH | Against | | Against |
| | | | | |
Caterpillar Inc. | | | | | |
Ticker CAT | Meeting Date | | Meeting Type | Record Date | |
| 08-Jun-11 | | Annual | 11-Apr-11 | |
| CUSIP: 149123101 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director David L. Calhoun | Mgmt | For | | Withhold |
1.2 | Elect Director Daniel M. Dickinson | Mgmt | For | | For |
1.3 | Elect Director Eugene V. Fife | Mgmt | For | | For |
1.4 | Elect Director Juan Gallardo | Mgmt | For | | For |
1.5 | Elect Director David R. Goode | Mgmt | For | | For |
1.6 | Elect Director Jesse J. Greene, Jr. | Mgmt | For | | For |
1.7 | Elect Director Peter A. Magowan | Mgmt | For | | For |
1.8 | Elect Director Dennis A. Muilenburg | Mgmt | For | | For |
1.9 | Elect Director Douglas R. Oberhelman | Mgmt | For | | For |
1.10 | Elect Director William A. Osborn | Mgmt | For | | For |
1.11 | Elect Director Charles D. Powell | Mgmt | For | | For |
1.12 | Elect Director Edward B. Rust, Jr. | Mgmt | For | | For |
1.13 | Elect Director Susan C. Schwab | Mgmt | For | | For |
1.14 | Elect Director Joshua I. Smith | Mgmt | For | | For |
1.15 | Elect Director Miles D. White | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Executive Incentive Bonus Plan | Mgmt | For | | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
6 | Report on Political Contributions | SH | Against | | For |
7 | Stock Retention/Holding Period | SH | Against | | For |
8 | Require a Majority Vote for the Election of Directors | SH | Against | | For |
9 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | | For |
10 | Require Independent Board Chairman | SH | Against | | Against |
11 | Review and Assess Human Rights Policies | SH | Against | | For |
12 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | SH | Against | | Against |
| | | | | |
Generac Holdings Inc. | | | | | |
Ticker GNRC | Meeting Date | | Meeting Type | Record Date | |
| 08-Jun-11 | | Annual | 19-Apr-11 | |
| CUSIP: N/A | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Stephen Murray | Mgmt | For | | Withhold |
1.2 | Elect Director Edward A. LeBlanc | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
NCI, Inc. | | | | | |
Ticker NCIT | Meeting Date | | Meeting Type | Record Date | |
| 08-Jun-11 | | Annual | 11-Apr-11 | |
| CUSIP: 62886K104 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Charles K. Narang | Mgmt | For | | For |
1.2 | Elect Director Terry W. Glasgow | Mgmt | For | | For |
1.3 | Elect Director James P. Allen | Mgmt | For | | For |
1.4 | Elect Director John E. Lawler | Mgmt | For | | For |
1.5 | Elect Director Paul V. Lombardi | Mgmt | For | | For |
1.6 | Elect Director J. Patrick McMahon | Mgmt | For | | For |
1.7 | Elect Director Phillip O. Nolan | Mgmt | For | | For |
1.8 | Elect Director Stephen L. Waechter | Mgmt | For | | For |
1.9 | Elect Director Daniel R. Young | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Steiner Leisure Ltd. | | | | | |
Ticker STNR | Meeting Date | | Meeting Type | Record Date | |
| 14-Jun-11 | | Annual | 15-Apr-11 | |
| CUSIP: P8744Y102 | | | | |
| | | | | |
| | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Leonard I. Fluxman as Director | Mgmt | For | | For |
1.2 | Elect Michele Steiner Warshaw as Director | Mgmt | For | | For |
1.3 | Elect Steven J. Preston as Director | Mgmt | For | | For |
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
| | | | | |
Freeport-McMoRan Copper & Gold Inc. | | | | | |
Ticker FCX | Meeting Date | | Meeting Type | Record Date | |
| 15-Jun-11 | | Annual | 19-Apr-11 | |
| CUSIP: 35671D857 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Richard C. Adkerson | Mgmt | For | | For |
1.2 | Elect Director Robert J. Allison, Jr. | Mgmt | For | | For |
1.3 | Elect Director Robert A. Day | Mgmt | For | | For |
1.4 | Elect Director Gerald J. Ford | Mgmt | For | | For |
1.5 | Elect Director H. Devon Graham, Jr. | Mgmt | For | | For |
1.6 | Elect Director Charles C. Krulak | Mgmt | For | | For |
1.7 | Elect Director Bobby Lee Lackey | Mgmt | For | | For |
1.8 | Elect Director Jon C. Madonna | Mgmt | For | | For |
1.9 | Elect Director Dustan E. McCoy | Mgmt | For | | For |
1.10 | Elect Director James R. Moffett | Mgmt | For | | For |
1.11 | Elect Director B.M. Rankin, Jr. | Mgmt | For | | For |
1.12 | Elect Director Stephen H. Siegele | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
4 | Ratify Auditors | Mgmt | For | | For |
5 | Request Director Nominee with Environmental Qualifications | SH | Against | | For |
| | | | | |
Oxford Industries, Inc. | | | | | |
Ticker OXM | Meeting Date | | Meeting Type | Record Date | |
| 15-Jun-11 | | Annual | 15-Apr-11 | |
| CUSIP: 691497309 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director J. Reese Lanier | Mgmt | For | | For |
2 | Elect Director Dennis M. Love | Mgmt | For | | For |
3 | Elect Director Clyde C. Tuggle | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
6 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
Best Buy Co., Inc. | | | | | |
Ticker BBY | Meeting Date | | Meeting Type | Record Date | |
| 21-Jun-11 | | Annual | 25-Apr-11 | |
| CUSIP: 086516101 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Ronald James | Mgmt | For | | For |
1.2 | Elect Director Sanjay Khosla | Mgmt | For | | For |
1.3 | Elect Director George L. Mikan III | Mgmt | For | | For |
1.4 | Elect Director Matthew H. Paull | Mgmt | For | | For |
1.5 | Elect Director Richard M. Schulze | Mgmt | For | | For |
1.6 | Elect Director Hatim A. Tyabji | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Change Range for Size of the Board | Mgmt | For | | Against |
4 | Amend Omnibus Stock Plan | Mgmt | For | | For |
5 | Approve Executive Incentive Bonus Plan | Mgmt | For | | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
7 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
8 | Declassify the Board of Directors | SH | Against | | For |
| | | | | |
GameStop Corp. | | | | | |
Ticker GME | Meeting Date | | Meeting Type | Record Date | |
| 21-Jun-11 | | Annual | 02-May-11 | |
| CUSIP: 36467W109 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Stanley (Mickey) Steinberg | Mgmt | For | | For |
1.2 | Elect Director Gerald R. Szczepanski | Mgmt | For | | For |
1.3 | Elect Director Lawrence S. Zilavy | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | None | | One Year |
4 | Approve Omnibus Stock Plan | Mgmt | For | | For |
5 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
National Semiconductor Corporation | | | | | |
Ticker NSM | Meeting Date | | Meeting Type | Record Date | |
| 21-Jun-11 | | Special | 11-May-11 | |
| CUSIP: 637640103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Approve Merger Agreement | Mgmt | For | | For |
2 | Adjourn Meeting | Mgmt | For | | For |
| | | | | |
American Greetings Corporation | | | | | |
Ticker AM | Meeting Date | | Meeting Type | Record Date | |
| 24-Jun-11 | | Annual | 02-May-11 | |
| CUSIP: 026375105 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Jeffery D. Dunn | Mgmt | For | | For |
1.2 | Elect Director Michael J. Merriman, Jr | Mgmt | For | | Withhold |
1.3 | Elect Director Morry Weiss | Mgmt | For | | For |
2 | Amend Omnibus Stock Plan | Mgmt | For | | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
| | | | | |
Armstrong World Industries, Inc. | | | | | |
Ticker AWI | Meeting Date | | Meeting Type | Record Date | |
| 24-Jun-11 | | Annual | 11-Apr-11 | |
| CUSIP: 04247X102 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Stan A. Askren | Mgmt | For | | For |
1.2 | Elect Director David Bonderman | Mgmt | For | | Withhold |
1.3 | Elect Director Kevin R. Burns | Mgmt | For | | For |
1.4 | Elect Director Matthew J. Espe | Mgmt | For | | For |
1.5 | Elect Director James J. Gaffney | Mgmt | For | | For |
1.6 | Elect Director Tao Huang | Mgmt | For | | For |
1.7 | Elect Director Michael F. Johnston | Mgmt | For | | For |
1.8 | Elect Director Larry S. McWilliams | Mgmt | For | | For |
1.9 | Elect Director James J. O'Connor | Mgmt | For | | For |
1.10 | Elect Director John J. Roberts | Mgmt | For | | For |
1.11 | Elect Director Richard E. Wenz | Mgmt | For | | For |
2 | Approve Omnibus Stock Plan | Mgmt | For | | For |
3 | Amend Executive Incentive Bonus Plan | Mgmt | For | | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
6 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Mobile Mini, Inc. | | | | | |
Ticker MINI | Meeting Date | | Meeting Type | Record Date | |
| 28-Jun-11 | | Annual | 02-May-11 | |
| CUSIP: 60740F105 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Steven G. Bunger | Mgmt | For | | For |
1.2 | Elect Director Sanjay Swani | Mgmt | For | | For |
1.3 | Elect Director Michael L. Watts | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
| | | | | |
Pier 1 Imports, Inc | | | | | |
Ticker PIR | Meeting Date | | Meeting Type | Record Date | |
| 28-Jun-11 | | Annual | 29-Apr-11 | |
| CUSIP: 720279108 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Claire H. Babrowski | Mgmt | For | | For |
2 | Elect Director John H. Burgoyne | Mgmt | For | | For |
3 | Elect Director Hamish A. Dodds | Mgmt | For | | For |
4 | Elect Director Michael R. Ferrari | Mgmt | For | | For |
5 | Elect Director Brendan L. Hoffman | Mgmt | For | | For |
6 | Elect Director Terry E. London | Mgmt | For | | For |
7 | Elect Director Alexander W. Smith | Mgmt | For | | For |
8 | Elect Director Cece Smith | Mgmt | For | | For |
9 | Amend Omnibus Stock Plan | Mgmt | For | | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
11 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
12 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
IssuerName | Meeting Date | Meeting Type | Record Date | Ticker | SecurityID | Ballot Issue Number | ProposalText | Proponent | Mgmt Reco | Vote Cast |
ABB Ltd. | 04/29/2011 | Annual | 4/18/2011 | ABBN | H0010V101 | 1 | Non-Voting Meeting Note | N/A | N/A | TNA |
| | | | | | 2 | Non-Voting Meeting Note | N/A | N/A | TNA |
| | | | | | 3 | Non-Voting Meeting Note | N/A | N/A | TNA |
| | | | | | 4 | Non-Voting Meeting Note | N/A | N/A | TNA |
| | | | | | 5 | Accounts and Reports | Mgmt | For | TNA |
| | | | | | 6 | Remuneration Report | Mgmt | For | TNA |
| | | | | | 7 | Ratification of Board and Management Acts | Mgmt | For | TNA |
| | | | | | 8 | Allocation of Profits/Dividends | Mgmt | For | TNA |
| | | | | | 9 | Creation of Conditional Capital for Employee Compensation Plan | Mgmt | For | TNA |
| | | | | | 10 | Increase in Authorized Capital | Mgmt | For | TNA |
| | | | | | 11 | Elect Roger Agnelli | Mgmt | For | TNA |
| | | | | | 12 | Elect Louis Hughes | Mgmt | For | TNA |
| | | | | | 13 | Elect Hans Marki | Mgmt | For | TNA |
| | | | | | 14 | Elect Michel de Rosen | Mgmt | For | TNA |
| | | | | | 15 | Elect Michael Treschow | Mgmt | For | TNA |
| | | | | | 16 | Elect Jacob Wallenberg | Mgmt | For | TNA |
| | | | | | 17 | Elect Hubertus von Grunberg | Mgmt | For | TNA |
| | | | | | 18 | Elect Ying Yeh | Mgmt | For | TNA |
| | | | | | 19 | Appointment of Auditor | Mgmt | For | TNA |
| | | | | | 20 | Transaction of Other Business | Mgmt | For | TNA |
| | | | | | | | | | |
Accor SA | 05/30/2011 | Mix | 5/24/2011 | AC | F00189120 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 3 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 4 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 5 | Accounts and Reports; Ratification of Board Acts | Mgmt | For | For |
| | | | | | 6 | Consolidated Accounts and Reports | Mgmt | For | For |
| | | | | | 7 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 8 | Elect Virginie Morgon | Mgmt | For | Against |
| | | | | | 9 | Elect Sebastien Bazin | Mgmt | For | For |
| | | | | | 10 | Elect Denis Hennequin | Mgmt | For | For |
| | | | | | 11 | Elect Franck Riboud | Mgmt | For | For |
| | | | | | 12 | Elect Mercedes Erra | Mgmt | For | For |
| | | | | | 13 | Directors' Fees | Mgmt | For | For |
| | | | | | 14 | Related Party Transaction | Mgmt | For | For |
| | | | | | 15 | Severance Package (Yann Caillere) | Mgmt | For | For |
| | | | | | 16 | Severance Package (Gilles Pelisson) | Mgmt | For | For |
| | | | | | 17 | Severance Package and Supplementary Retirement Benefits (Denis Hennequin) | Mgmt | For | For |
| | | | | | 18 | Authority to Repurchase Shares | Mgmt | For | For |
| | | | | | 19 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For |
| | | | | | 20 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For |
| | | | | | 21 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Increase Capital in Case of Exchange Offer; Authority to Issue Debt Instruments | Mgmt | For | For |
| | | | | | 22 | Authority to Issue Shares and/or Convertible Securities Through Private Placement; Authority to Increase Capital in Case of Exchange Offer; Authority to Issue Debt Instruments | Mgmt | For | For |
| | | | | | 23 | Authority to Increase Share Issuance Limit | Mgmt | For | For |
| | | | | | 24 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For |
| | | | | | 25 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For |
| | | | | | 26 | Global Ceiling on Increases in Capital | Mgmt | For | For |
| | | | | | 27 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For |
| | | | | | 28 | Authority to Grant Stock Options | Mgmt | For | For |
| | | | | | 29 | Authority to Issue Restricted Shares | Mgmt | For | For |
| | | | | | 30 | Authority to Carry Out Formalities | Mgmt | For | For |
| | | | | | 31 | Relocation of Company Headquarters | Mgmt | For | For |
| | | | | | | | | | |
Aflac Incorporated | 05/02/2011 | Annual | 2/24/2011 | AFL | 001055102 | 1 | Elect Daniel Amos | Mgmt | For | For |
| | | | | | 2 | Elect John Shelby Amos II | Mgmt | For | Against |
| | | | | | 3 | Elect Paul Amos II | Mgmt | For | For |
| | | | | | 4 | Elect Michael Armacost | Mgmt | For | For |
| | | | | | 5 | Elect Kriss Cloninger III | Mgmt | For | For |
| | | | | | 6 | Elect Elizabeth Hudson | Mgmt | For | For |
| | | | | | 7 | Elect Douglas Johnson | Mgmt | For | For |
| | | | | | 8 | Elect Robert Johnson | Mgmt | For | For |
| | | | | | 9 | Elect Charles Knapp | Mgmt | For | For |
| | | | | | 10 | Elect E. Stephen Purdom | Mgmt | For | For |
| | | | | | 11 | Elect Barbara Rimer | Mgmt | For | For |
| | | | | | 12 | Elect Marvin Schuster | Mgmt | For | For |
| | | | | | 13 | Elect David Thompson | Mgmt | For | For |
| | | | | | 14 | Elect Robert Wright | Mgmt | For | For |
| | | | | | 15 | Elect Takuro Yoshida | Mgmt | For | For |
| | | | | | 16 | Advisory Vote on Executive Compensation | Mgmt | For | For |
| | | | | | 17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years |
| | | | | | 18 | Ratification of Auditor | Mgmt | For | For |
| | | | | | | | | | |
Agricultural Bank of China Limited | 03/02/2011 | Special | 1/28/2011 | 1288 | Y00289119 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 3 | Amendments to Procedural Rules of Shareholders' Meetings | Mgmt | For | For |
| | | | | | 4 | Amendments to Procedural Rules of Board of Directors | Mgmt | For | For |
| | | | | | 5 | Amendments to Procedural Rules of Supervisors | Mgmt | For | For |
| | | | | | 6 | Elect Frederick MA Si-Hang | Mgmt | For | For |
| | | | | | 7 | Elect WEN Tiejun | Mgmt | For | For |
| | | | | | 8 | Renewal of Liability Insurance | Mgmt | For | For |
| | | | | | 9 | Issuance of Subordinated Bonds | Mgmt | For | For |
| | | | | | 10 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | | | | | |
Agrium Inc. | 05/10/2011 | Annual | 3/22/2011 | AGU | 008916108 | 1.1 | Elect Ralph Cunningham | Mgmt | For | For |
| | | | | | 1.2 | Elect Russel Girling | Mgmt | For | For |
| | | | | | 1.3 | Elect Susan Henry | Mgmt | For | For |
| | | | | | 1.4 | Elect Russell Horner | Mgmt | For | For |
| | | | | | 1.5 | Elect David Lesar | Mgmt | For | For |
| | | | | | 1.6 | Elect John Lowe | Mgmt | For | For |
| | | | | | 1.7 | Elect A. Anne McLellan | Mgmt | For | For |
| | | | | | 1.8 | Elect Derek Pannell | Mgmt | For | For |
| | | | | | 1.9 | Elect Frank Proto | Mgmt | For | For |
| | | | | | 1.10 | Elect Michael Wilson | Mgmt | For | For |
| | | | | | 1.11 | Elect Victor Zaleschuk | Mgmt | For | For |
| | | | | | 2 | Appointment of Auditor | Mgmt | For | For |
| | | | | | | | | | |
AIA Group Limited | 05/26/2011 | Annual | 5/20/2011 | 1299 | Y002A1105 | 2 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 3 | Accounts and Reports | Mgmt | For | For |
| | | | | | 4 | Elect Edmund TSE Sze Wing | Mgmt | For | Against |
| | | | | | 5 | Elect Mark Tucker | Mgmt | For | For |
| | | | | | 6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For |
| | | | | | 7 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For |
| | | | | | 8 | Authority to Repurchase Shares | Mgmt | For | For |
| | | | | | 9 | Authority to Issue Repurchased Shares | Mgmt | For | For |
| | | | | | 10 | Authority to Issue Shares under the Restricted Share Unit Scheme | Mgmt | For | For |
| | | | | | | | | | |
Air Asia Berhad | 06/20/2011 | Annual | | AIRASIA | Y0029V101 | 1 | Accounts and Reports | Mgmt | For | For |
| | | | | | 2 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 3 | Directors' Fees | Mgmt | For | For |
| | | | | | 4 | Elect Abdul Aziz bin Abu Bakar | Mgmt | For | For |
| | | | | | 5 | Elect Mohd Omar bin Mustapha | Mgmt | For | For |
| | | | | | 6 | Elect Sonny LEONG Khee Seong | Mgmt | For | For |
| | | | | | 7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For |
| | | | | | 8 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For |
| | | | | | | | | | |
Allegheny Technologies Incorporated | 04/29/2011 | Annual | 3/7/2011 | ATI | 01741R102 | 1.1 | Elect James Diggs | Mgmt | For | For |
| | | | | | 1.2 | Elect J. Brett Harvey | Mgmt | For | For |
| | | | | | 1.3 | Elect Michael Joyce | Mgmt | For | For |
| | | | | | 2 | Advisory Vote on Executive Compensation | Mgmt | For | Against |
| | | | | | 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year |
| | | | | | 4 | Ratification of Auditor | Mgmt | For | For |
| | | | | | | | | | |
Alpha Natural Resources, Inc. | 05/19/2011 | Annual | 3/29/2011 | ANR | 02076X102 | 1.1 | Elect Michael Quillen | Mgmt | For | For |
| | | | | | 1.2 | Elect William Crowley, Jr. | Mgmt | For | For |
| | | | | | 1.3 | Elect Kevin Crutchfield | Mgmt | For | For |
| | | | | | 1.4 | Elect E. Linn Draper, Jr. | Mgmt | For | For |
| | | | | | 1.5 | Elect Glenn Eisenberg | Mgmt | For | For |
| | | | | | 1.6 | Elect P. Michael Giftos | Mgmt | For | For |
| | | | | | 1.7 | Elect Joel Richards, III | Mgmt | For | For |
| | | | | | 1.8 | Elect James Roberts | Mgmt | For | For |
| | | | | | 1.9 | Elect Ted Wood | Mgmt | For | For |
| | | | | | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For |
| | | | | | 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year |
| | | | | | 4 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 5 | Shareholder Proposal Regarding Pollution Report | ShrHoldr | Against | Against |
| | | | | | | | | | |
Alpha Natural Resources, Inc. | 06/01/2011 | Special | 4/27/2011 | ANR | 02076X102 | 1 | Increase of Authorized Common Stock | Mgmt | For | For |
| | | | | | 2 | Acquisition | Mgmt | For | For |
| | | | | | 3 | Right to Adjourn Meeting | Mgmt | For | For |
| | | | | | | | | | |
America Movil SAB de CV | 04/27/2011 | Special | 4/15/2011 | AMX | 02364W105 | 1 | Election of Directors (Series L) | Mgmt | For | Against |
| | | | | | 2 | Election of Meeting Delegates | Mgmt | For | For |
| | | | | | | | | | |
American Electric Power Company, Inc. | 04/26/2011 | Annual | 2/28/2011 | AEP | 025537101 | 1 | Elect David Anderson | Mgmt | For | For |
| | | | | | 2 | Elect James Cordes | Mgmt | For | For |
| | | | | | 3 | Elect Ralph Crosby, Jr. | Mgmt | For | For |
| | | | | | 4 | Elect Linda Goodspeed | Mgmt | For | For |
| | | | | | 5 | Elect Thomas Hoaglin | Mgmt | For | For |
| | | | | | 6 | Elect Lester Hudson, Jr. | Mgmt | For | For |
| | | | | | 7 | Elect Michael Morris | Mgmt | For | For |
| | | | | | 8 | Elect Richard Notebaert | Mgmt | For | For |
| | | | | | 9 | Elect Lionel Nowell III | Mgmt | For | For |
| | | | | | 10 | Elect Richard Sandor | Mgmt | For | For |
| | | | | | 11 | Elect Kathryn Sullivan | Mgmt | For | For |
| | | | | | 12 | Elect Sara Tucker | Mgmt | For | For |
| | | | | | 13 | Elect John Turner | Mgmt | For | For |
| | | | | | 14 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 15 | Advisory Vote on Executive Compensation | Mgmt | For | For |
| | | | | | 16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years |
| | | | | | | | | | |
Ameriprise Financial, Inc. | 04/27/2011 | Annual | 2/28/2011 | AMP | 03076C106 | 1 | Elect Siri Marshall | Mgmt | For | For |
| | | | | | 2 | Elect W. Walker Lewis | Mgmt | For | For |
| | | | | | 3 | Elect William Turner | Mgmt | For | For |
| | | | | | 4 | Advisory Vote on Executive Compensation | Mgmt | For | For |
| | | | | | 5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years |
| | | | | | 6 | Ratification of Auditor | Mgmt | For | For |
| | | | | | | | | | |
AMGEN Inc. | 05/20/2011 | Annual | 3/21/2011 | AMGN | 031162100 | 1 | Elect David Baltimore | Mgmt | For | For |
| | | | | | 2 | Elect Frank Biondi, Jr. | Mgmt | For | For |
| | | | | | 3 | Elect Francois de Carbonnel | Mgmt | For | For |
| | | | | | 4 | Elect Vance Coffman | Mgmt | For | For |
| | | | | | 5 | Elect Rebecca Henderson | Mgmt | For | For |
| | | | | | 6 | Elect Frank Herringer | Mgmt | For | For |
| | | | | | 7 | Elect Gilbert Omenn | Mgmt | For | For |
| | | | | | 8 | Elect Judith Pelham | Mgmt | For | For |
| | | | | | 9 | Elect J. Paul Reason | Mgmt | For | For |
| | | | | | 10 | Elect Leonard Schaeffer | Mgmt | For | For |
| | | | | | 11 | Elect Kevin Sharer | Mgmt | For | For |
| | | | | | 12 | Elect Ronald Sugar | Mgmt | For | For |
| | | | | | 13 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For |
| | | | | | 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year |
| | | | | | 16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For |
| | | | | | | | | | |
Analog Devices, Inc. | 03/08/2011 | Annual | 1/14/2011 | ADI | 032654105 | 1 | Elect Ray Stata | Mgmt | For | For |
| | | | | | 2 | Elect Jerald Fishman | Mgmt | For | For |
| | | | | | 3 | Elect James Champy | Mgmt | For | For |
| | | | | | 4 | Elect John Doyle | Mgmt | For | For |
| | | | | | 5 | Elect John Hodgson | Mgmt | For | For |
| | | | | | 6 | Elect Yves-Andre Istel | Mgmt | For | For |
| | | | | | 7 | Elect Neil Novich | Mgmt | For | For |
| | | | | | 8 | Elect F. Grant Saviers | Mgmt | For | For |
| | | | | | 9 | Elect Paul Severino | Mgmt | For | For |
| | | | | | 10 | Elect Kenton Sicchitano | Mgmt | For | For |
| | | | | | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For |
| | | | | | 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years |
| | | | | | 13 | Ratification of Auditor | Mgmt | For | For |
| | | | | | | | | | |
Apache Corporation | 05/05/2011 | Annual | 3/7/2011 | APA | 037411105 | 1 | Elect G. Steven Farris | Mgmt | For | For |
| | | | | | 2 | Elect Randolph Ferlic | Mgmt | For | For |
| | | | | | 3 | Elect A. D. Frazier, Jr. | Mgmt | For | For |
| | | | | | 4 | Elect John Kocur | Mgmt | For | For |
| | | | | | 5 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 6 | Advisory Vote on Executive Compensation | Mgmt | For | For |
| | | | | | 7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year |
| | | | | | 8 | Increase of Authorized Common Stock | Mgmt | For | For |
| | | | | | 9 | Increase of Preferred Stock | Mgmt | For | Against |
| | | | | | 10 | 2011 Omnibus Equity Compensation Plan | Mgmt | For | For |
| | | | | | | | | | |
Apple Inc. | 02/23/2011 | Annual | 12/27/2010 | AAPL | 037833100 | 1.1 | Elect William Campbell | Mgmt | For | For |
| | | | | | 1.2 | Elect Millard Drexler | Mgmt | For | For |
| | | | | | 1.3 | Elect Albert Gore, Jr. | Mgmt | For | For |
| | | | | | 1.4 | Elect Steven Jobs | Mgmt | For | For |
| | | | | | 1.5 | Elect Andrea Jung | Mgmt | For | For |
| | | | | | 1.6 | Elect Arthur Levinson | Mgmt | For | For |
| | | | | | 1.7 | Elect Ronald Sugar | Mgmt | For | For |
| | | | | | 2 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For |
| | | | | | 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years |
| | | | | | 5 | Shareholder Proposal Regarding Adoption and Disclosure of a Written CEO Succession Planning Policy | ShrHoldr | Against | Against |
| | | | | | 6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For |
| | | | | | | | | | |
ASML Holding N.V. | 04/20/2011 | Annual | 2/28/2011 | ASML | N07059186 | 1 | Accounts and Reports | Mgmt | For | For |
| | | | | | 2 | Ratification of Management Board Acts | Mgmt | For | For |
| | | | | | 3 | Ratification of Supervisory Board Acts | Mgmt | For | For |
| | | | | | 4 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 5 | Amendments to Articles | Mgmt | For | For |
| | | | | | 6 | Stock Option Grants to Employees | Mgmt | For | For |
| | | | | | 7 | Elect William Siegle | Mgmt | For | For |
| | | | | | 8 | Elect Josephus Westerburgen | Mgmt | For | For |
| | | | | | 9 | Supervisory Board Fees | Mgmt | For | For |
| | | | | | 10 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For |
| | | | | | 11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For |
| | | | | | 12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For |
| | | | | | 13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For |
| | | | | | 14 | Authority to Repurchase Shares | Mgmt | For | For |
| | | | | | 15 | Authority to Cancel Shares | Mgmt | For | For |
| | | | | | 16 | Authority to Cancel Additional Shares | Mgmt | For | For |
| | | | | | | | | | |
Assa Abloy AB | 04/29/2011 | Annual | 4/21/2011 | ASSA-B | W0817X105 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 3 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 4 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 5 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 6 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 7 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 8 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 9 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 10 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 11 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 12 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 13 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 14 | Accounts and Reports | Mgmt | For | For |
| | | | | | 15 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 16 | Ratification of Board and Management Acts | Mgmt | For | For |
| | | | | | 17 | Board Size | Mgmt | For | For |
| | | | | | 18 | Directors and Auditors' Fees | Mgmt | For | For |
| | | | | | 19 | Election of Directors | Mgmt | For | For |
| | | | | | 20 | Nomination Committee | Mgmt | For | For |
| | | | | | 21 | Compensation Guidelines | Mgmt | For | For |
| | | | | | 22 | Authority to Repurchase and Issue Shares | Mgmt | For | For |
| | | | | | 23 | 2011 Long-Term Incentive Plan | Mgmt | For | For |
| | | | | | 24 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | | | | | |
Assured Guaranty Ltd | 05/04/2011 | Annual | 3/9/2011 | AGO | G0585R106 | 1.1 | Elect Francisco Borges | Mgmt | For | For |
| | | | | | 1.2 | Elect Patrick Kenny | Mgmt | For | For |
| | | | | | 1.3 | Elect Robin Monro-Davies | Mgmt | For | For |
| | | | | | 1.4 | Elect Michael O'Kane | Mgmt | For | For |
| | | | | | 1.5 | Elect Howard Albert | Mgmt | For | For |
| | | | | | 1.6 | Elect Robert A. Bailenson | Mgmt | For | For |
| | | | | | 1.7 | Elect Russell B. Brewer | Mgmt | For | For |
| | | | | | 1.8 | Elect Gary Burnet | Mgmt | For | For |
| | | | | | 1.9 | Elect Dominic J. Frederico | Mgmt | For | For |
| | | | | | 1.10 | Elect James M. Michener | Mgmt | For | For |
| | | | | | 1.11 | Elect Robert B. Mills | Mgmt | For | For |
| | | | | | 1.12 | Elect Kevin Pearson | Mgmt | For | For |
| | | | | | 2 | Repeal of Classified Board | Mgmt | For | For |
| | | | | | 3 | Advisory Vote on Executive Compensation | Mgmt | For | Against |
| | | | | | 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years |
| | | | | | 5 | Ratification of Auditor for the Company | Mgmt | For | For |
| | | | | | 6 | Ratification of Auditor for the Company's Subsidiary | Mgmt | For | For |
| | | | | | | | | | |
Astrazeneca plc | 04/28/2011 | Annual | 3/16/2011 | AZN | 046353108 | 1 | Accounts and Reports | Mgmt | For | For |
| | | | | | 2 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 3 | Appointment of Auditor | Mgmt | For | For |
| | | | | | 4 | Authority to Set Auditor's Fees | Mgmt | For | For |
| | | | | | 5 | Elect Louis Schweitzer | Mgmt | For | For |
| | | | | | 6 | Elect David Brennan | Mgmt | For | For |
| | | | | | 7 | Elect Simon Lowth | Mgmt | For | For |
| | | | | | 8 | Elect D. Bruce Burlington | Mgmt | For | For |
| | | | | | 9 | Elect Jean-Philippe Courtois | Mgmt | For | For |
| | | | | | 10 | Elect Michele Hooper | Mgmt | For | For |
| | | | | | 11 | Elect Rudy Markham | Mgmt | For | For |
| | | | | | 12 | Elect Nancy Rothwell | Mgmt | For | For |
| | | | | | 13 | Elect Shriti Vadera | Mgmt | For | For |
| | | | | | 14 | Elect John Varley | Mgmt | For | For |
| | | | | | 15 | Elect Marcus Wallenberg | Mgmt | For | Against |
| | | | | | 16 | Directors' Remuneration Report | Mgmt | For | For |
| | | | | | 17 | Authorisation of Political Donations | Mgmt | For | For |
| | | | | | 18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For |
| | | | | | 19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For |
| | | | | | 20 | Authority to Repurchase Shares | Mgmt | For | For |
| | | | | | 21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For |
| | | | | | | | | | |
AT&T Inc. | 04/29/2011 | Annual | 3/1/2011 | T | 00206R102 | 1 | Elect Randall Stephenson | Mgmt | For | For |
| | | | | | 2 | Elect Gilbert Amelio | Mgmt | For | For |
| | | | | | 3 | Elect Reuben Anderson | Mgmt | For | For |
| | | | | | 4 | Elect James Blanchard | Mgmt | For | For |
| | | | | | 5 | Elect Jaime Chico Pardo | Mgmt | For | For |
| | | | | | 6 | Elect James Kelly | Mgmt | For | For |
| | | | | | 7 | Elect Jon Madonna | Mgmt | For | For |
| | | | | | 8 | Elect Lynn Martin | Mgmt | For | For |
| | | | | | 9 | Elect John McCoy | Mgmt | For | For |
| | | | | | 10 | Elect Joyce Roche | Mgmt | For | For |
| | | | | | 11 | Elect Matthew Rose | Mgmt | For | For |
| | | | | | 12 | Elect Laura Tyson | Mgmt | For | For |
| | | | | | 13 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 14 | 2011 Incentive Plan | Mgmt | For | For |
| | | | | | 15 | Advisory Vote on Executive Compensation | Mgmt | For | For |
| | | | | | 16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years |
| | | | | | 17 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against |
| | | | | | 18 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against |
| | | | | | 19 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For |
| | | | | | | | | | |
Atlas Copco AB | 04/20/2011 | Annual | 4/14/2011 | ATCO-A | W10020118 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 3 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 4 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 5 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 6 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 7 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 8 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 9 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 10 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 11 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 12 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 13 | Accounts and Reports | Mgmt | For | For |
| | | | | | 14 | Ratification of Board and Management Acts | Mgmt | For | For |
| | | | | | 15 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 16 | Dividend Record Date | Mgmt | For | For |
| | | | | | 17 | Board Size | Mgmt | For | For |
| | | | | | 18 | Election of Directors | Mgmt | For | For |
| | | | | | 19 | Directors' Fees | Mgmt | For | For |
| | | | | | 20 | Compensation Guidelines | Mgmt | For | For |
| | | | | | 21 | 2011 Performance Option Plan | Mgmt | For | For |
| | | | | | 22 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 23 | Authority to Repurchase Shares Pursuant to 2011 Performance Option Plan | Mgmt | For | For |
| | | | | | 24 | Authority to Repurchase Shares Pursuant to Directors' Fees | Mgmt | For | For |
| | | | | | 25 | Issuance of Treasury Shares Pursuant to 2011 Performance Option Plan | Mgmt | For | For |
| | | | | | 26 | Issuance of Treasury Shares Pursuant to Directors' Fees | Mgmt | For | For |
| | | | | | 27 | Issuance of Treasury Shares Pursuant to 2006, 2007, 2008 and 2009 Stock Option Plans | Mgmt | For | For |
| | | | | | 28 | Amendments to Articles Regarding Stock Split | Mgmt | For | For |
| | | | | | 29 | Stock Split | Mgmt | For | For |
| | | | | | 30 | Authority to Reduce Share Capital | Mgmt | For | For |
| | | | | | 31 | Increase in Share Capital | Mgmt | For | For |
| | | | | | 32 | Nomination Committee | Mgmt | For | For |
| | | | | | 33 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | | | | | |
Banco Santander (Brasil) SA | 04/26/2011 | Annual | 4/1/2011 | SANB11 | 05967A107 | 1 | Accounts and Reports | Mgmt | For | For |
| | | | | | 2 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 3 | Election of Directors | Mgmt | For | Against |
| | | | | | 4 | Remuneration Policy; Audit Committee Fees | Mgmt | For | For |
| | | | | | 5 | Amendment to Dividend Distribution Period | Mgmt | For | For |
| | | | | | | | | | |
Bank of America Corporation | 05/11/2011 | Annual | 3/16/2011 | BAC | 060505104 | 1 | Elect Mukesh Ambani | Mgmt | For | For |
| | | | | | 2 | Elect Susan Bies | Mgmt | For | For |
| | | | | | 3 | Elect Frank Bramble, Sr. | Mgmt | For | For |
| | | | | | 4 | Elect Virgis Colbert | Mgmt | For | For |
| | | | | | 5 | Elect Charles Gifford | Mgmt | For | For |
| | | | | | 6 | Elect Charles Holliday, Jr. | Mgmt | For | For |
| | | | | | 7 | Elect D. Paul Jones, Jr. | Mgmt | For | For |
| | | | | | 8 | Elect Monica Lozano | Mgmt | For | For |
| | | | | | 9 | Elect Thomas May | Mgmt | For | For |
| | | | | | 10 | Elect Brian Moynihan | Mgmt | For | For |
| | | | | | 11 | Elect Donald Powell | Mgmt | For | For |
| | | | | | 12 | Elect Charles Rossotti | Mgmt | For | For |
| | | | | | 13 | Elect Robert Scully | Mgmt | For | For |
| | | | | | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For |
| | | | | | 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year |
| | | | | | 16 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 17 | Shareholder Proposal Regarding Disclosure of Prior Government Service | ShrHoldr | Against | Against |
| | | | | | 18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For |
| | | | | | 19 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHoldr | Against | Against |
| | | | | | 20 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against |
| | | | | | 21 | Shareholder Proposal Regarding Report OTC Derivative Trading | ShrHoldr | Against | Against |
| | | | | | 22 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against |
| | | | | | 23 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses (Clawback) | ShrHoldr | Against | Against |
| | | | | | 24 | Shareholder Proposal Regarding Prohibition of Certain Relocation Benefits to Senior Executives | ShrHoldr | Against | Against |
| | | | | | | | | | |
Barclays plc | 04/27/2011 | Annual | | BARC | G08036124 | 1 | Accounts and Reports | Mgmt | For | For |
| | | | | | 2 | Directors' Remuneration Report | Mgmt | For | For |
| | | | | | 3 | Elect Alison Carnwath | Mgmt | For | For |
| | | | | | 4 | Elect Dambisa Moyo | Mgmt | For | For |
| | | | | | 5 | Elect Marcus Agius | Mgmt | For | For |
| | | | | | 6 | Elect David Booth | Mgmt | For | For |
| | | | | | 7 | Elect Sir Richard Broadbent | Mgmt | For | For |
| | | | | | 8 | Elect Fulvio Conti | Mgmt | For | For |
| | | | | | 9 | Elect Robert Diamond, Jr. | Mgmt | For | For |
| | | | | | 10 | Elect Simon Fraser | Mgmt | For | For |
| | | | | | 11 | Elect Reuben Jeffrey III | Mgmt | For | For |
| | | | | | 12 | Elect Sir Andrew Likierman | Mgmt | For | For |
| | | | | | 13 | Elect Christopher Lucas | Mgmt | For | For |
| | | | | | 14 | Elect Sir Michael Rake | Mgmt | For | For |
| | | | | | 15 | Elect Sir John Sunderland | Mgmt | For | For |
| | | | | | 16 | Appointment of Auditor | Mgmt | For | For |
| | | | | | 17 | Authority to Set Auditor's Fees | Mgmt | For | For |
| | | | | | 18 | Authorisation of Political Donations | Mgmt | For | For |
| | | | | | 19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For |
| | | | | | 20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For |
| | | | | | 21 | Authority to Repurchase Shares | Mgmt | For | For |
| | | | | | 22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For |
| | | | | | 23 | Long Term Incentive Plan | Mgmt | For | For |
| | | | | | 24 | Amendment to the Barclays Group Share Value Plan | Mgmt | For | For |
| | | | | | | | | | |
Barrick Gold Corporation | 04/27/2011 | Annual | 3/2/2011 | ABX | 067901108 | 1.1 | Elect Howard Beck | Mgmt | For | For |
| | | | | | 1.2 | Elect Charles Birchall | Mgmt | For | For |
| | | | | | 1.3 | Elect Donald Carty | Mgmt | For | For |
| | | | | | 1.4 | Elect Gustavo Cisneros | Mgmt | For | Withhold |
| | | | | | 1.5 | Elect Peter Crossgrove | Mgmt | For | For |
| | | | | | 1.6 | Elect Robert Franklin | Mgmt | For | For |
| | | | | | 1.7 | Elect J. Brett Harvey | Mgmt | For | For |
| | | | | | 1.8 | Elect Dambisa Moyo | Mgmt | For | For |
| | | | | | 1.9 | Elect Brian Mulroney | Mgmt | For | For |
| | | | | | 1.10 | Elect Anthony Munk | Mgmt | For | For |
| | | | | | 1.11 | Elect Peter Munk | Mgmt | For | For |
| | | | | | 1.12 | Elect Aaron Regent | Mgmt | For | For |
| | | | | | 1.13 | Elect Nathaniel Rothschild | Mgmt | For | For |
| | | | | | 1.14 | Elect Steven Shapiro | Mgmt | For | For |
| | | | | | 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For |
| | | | | | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For |
| | | | | | | | | | |
Beiersdorf AG | 04/21/2011 | Annual | 3/30/2011 | BEI | D08792109 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 3 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 4 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 5 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 6 | Ratification of Management Board Acts | Mgmt | For | For |
| | | | | | 7 | Ratification of Supervisory Board Acts | Mgmt | For | For |
| | | | | | 8 | Appointment of Auditor | Mgmt | For | For |
| | | | | | 9 | Amendments to Articles | Mgmt | For | For |
| | | | | | 10 | Supervisory Board Members' Fees | Mgmt | For | For |
| | | | | | 11 | Compensation Policy | Mgmt | For | For |
| | | | | | | | | | |
BG Group plc | 05/12/2011 | Annual | | BG | G1245Z108 | 1 | Accounts and Reports | Mgmt | For | For |
| | | | | | 2 | Directors' Remuneration Report | Mgmt | For | For |
| | | | | | 3 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 4 | Elect Fabio de Oliveira Barbosa | Mgmt | For | For |
| | | | | | 5 | Elect Caio Kock-Weser | Mgmt | For | For |
| | | | | | 6 | Elect Patrick Thomas | Mgmt | For | For |
| | | | | | 7 | Elect Peter Backhouse | Mgmt | For | For |
| | | | | | 8 | Elect Frank Chapman | Mgmt | For | For |
| | | | | | 9 | Elect Baroness Hogg | Mgmt | For | For |
| | | | | | 10 | Elect John Hood | Mgmt | For | For |
| | | | | | 11 | Elect Martin Houston | Mgmt | For | For |
| | | | | | 12 | Elect Sir David Manning | Mgmt | For | For |
| | | | | | 13 | Elect Mark Seligman | Mgmt | For | For |
| | | | | | 14 | Elect Philippe Varin | Mgmt | For | For |
| | | | | | 15 | Elect Sir Robert Wilson | Mgmt | For | For |
| | | | | | 16 | Appointment of Auditor | Mgmt | For | For |
| | | | | | 17 | Authority to Set Auditor's Fees | Mgmt | For | For |
| | | | | | 18 | Authorisation of Political Donations | Mgmt | For | For |
| | | | | | 19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For |
| | | | | | 20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For |
| | | | | | 21 | Authority to Repurchase Shares | Mgmt | For | For |
| | | | | | 22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For |
| | | | | | 23 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | | | | | |
BNP Paribas | 05/11/2011 | Mix | 5/5/2011 | BNP | F1058Q238 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 3 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 4 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For |
| | | | | | 5 | Consolidated Accounts and Reports | Mgmt | For | For |
| | | | | | 6 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 7 | Related Party Transactions | Mgmt | For | For |
| | | | | | 8 | Authority to Repurchase Shares | Mgmt | For | For |
| | | | | | 9 | Elect Jean-Francois Lepetit | Mgmt | For | For |
| | | | | | 10 | Elect Helene Ploix | Mgmt | For | For |
| | | | | | 11 | Elect Baudouin Prot | Mgmt | For | For |
| | | | | | 12 | Elect Daniela Weber-Rey | Mgmt | For | For |
| | | | | | 13 | Elect Fields Wicker-Miurin | Mgmt | For | For |
| | | | | | 14 | Merger by Absorption of Banque de Bretagne | Mgmt | For | For |
| | | | | | 15 | Merger by Absorption of BNP Paribas International BV | Mgmt | For | For |
| | | | | | 16 | Merger by Absorption of Cerenicim | Mgmt | For | For |
| | | | | | 17 | Merger by absorption of SAS Noria | Mgmt | For | For |
| | | | | | 18 | Authority to Issue Restricted Stock | Mgmt | For | For |
| | | | | | 19 | Authority to Grant Stock Options | Mgmt | For | For |
| | | | | | 20 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For |
| | | | | | 21 | Authority to Carry Out Formalities | Mgmt | For | For |
| | | | | | | | | | |
Bridgestone Corporation | 03/29/2011 | Annual | 12/31/2010 | 5108 | J04578126 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 3 | Elect Shohshi Arakawa | Mgmt | For | For |
| | | | | | 4 | Elect Kazuhisa Nishigai | Mgmt | For | For |
| | | | | | 5 | Elect Masaaki Tsuya | Mgmt | For | For |
| | | | | | 6 | Elect Mikio Masunaga | Mgmt | For | For |
| | | | | | 7 | Elect Kazuo Kakehi | Mgmt | For | For |
| | | | | | 8 | Elect Sakie Tachibana-Fukushima | Mgmt | For | For |
| | | | | | 9 | Elect Takao Enkawa | Mgmt | For | For |
| | | | | | 10 | Elect Kimiko Murafushi | Mgmt | For | For |
| | | | | | 11 | Elect Scott Davis | Mgmt | For | For |
| | | | | | 12 | Elect Kenichi Masuda | Mgmt | For | For |
| | | | | | 13 | Bonus | Mgmt | For | For |
| | | | | | 14 | Stock Option Plan | Mgmt | For | For |
| | | | | | | | | | |
British Airways PLC | 07/13/2010 | Annual | | BAY | G14980109 | 1 | Accounts and Reports | Mgmt | For | For |
| | | | | | 2 | Directors' Remuneration Report | Mgmt | For | For |
| | | | | | 3 | Elect Jim Lawrence | Mgmt | For | For |
| | | | | | 4 | Elect Alison Reed | Mgmt | For | For |
| | | | | | 5 | Elect Rafael Sanchez-Lozano Turmo | Mgmt | For | For |
| | | | | | 6 | Appointment of Auditor | Mgmt | For | For |
| | | | | | 7 | Authority to Set Auditor's Fees | Mgmt | For | For |
| | | | | | 8 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For |
| | | | | | 9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For |
| | | | | | 10 | Authority to Repurchase Shares | Mgmt | For | For |
| | | | | | 11 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For |
| | | | | | | | | | |
British Airways PLC | 11/29/2010 | Court | | BAY | G14980109 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Merger | Mgmt | For | For |
| | | | | | | | | | |
British Airways PLC | 11/29/2010 | Annual | | BAY | G14980109 | 1 | Scheme of Arrangement | Mgmt | For | For |
| | | | | | 2 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | | | | | |
British Airways PLC | 11/29/2010 | Other | | BAY | G14980109 | 1 | Scheme of Arrangement | Mgmt | For | For |
| | | | | | | | | | |
Cameron International Corporation | 05/03/2011 | Annual | 3/11/2011 | CAM | 13342B105 | 1 | Elect Peter Fluor | Mgmt | For | For |
| | | | | | 2 | Elect Jack Moore | Mgmt | For | For |
| | | | | | 3 | Elect David Ross III | Mgmt | For | For |
| | | | | | 4 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 5 | 2011 Management Incentive Compensation Plan | Mgmt | For | For |
| | | | | | 6 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | For |
| | | | | | 7 | Advisory Vote on Executive Compensation | Mgmt | For | For |
| | | | | | 8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year |
| | | | | | | | | | |
Canadian Natural Resources Ltd. | 05/05/2011 | Annual | 3/16/2011 | CNQ | 136385101 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Elect Catherine Best | Mgmt | For | For |
| | | | | | 3 | Elect N. Murray Edwards | Mgmt | For | For |
| | | | | | 4 | Elect Timothy Faithfull | Mgmt | For | For |
| | | | | | 5 | Elect Gary Filmon | Mgmt | For | For |
| | | | | | 6 | Elect Christopher Fong | Mgmt | For | For |
| | | | | | 7 | Elect Gordon Giffin | Mgmt | For | For |
| | | | | | 8 | Elect Wilfred Gobert | Mgmt | For | For |
| | | | | | 9 | Elect Steve Laut | Mgmt | For | For |
| | | | | | 10 | Elect Keith MacPhail | Mgmt | For | For |
| | | | | | 11 | Elect Allan Markin | Mgmt | For | For |
| | | | | | 12 | Elect Frank McKenna | Mgmt | For | For |
| | | | | | 13 | Elect James Palmer | Mgmt | For | For |
| | | | | | 14 | Elect Eldon Smith | Mgmt | For | For |
| | | | | | 15 | Elect David Tuer | Mgmt | For | For |
| | | | | | 16 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For |
| | | | | | 17 | Transaction of Other Business | Mgmt | For | Against |
| | | | | | 18 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | | | | | |
Capita plc | 05/10/2011 | Annual | | CPI | G1846J115 | 1 | Accounts and Reports | Mgmt | For | For |
| | | | | | 2 | Directors' Remuneration Report | Mgmt | For | For |
| | | | | | 3 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 4 | Elect Martin Bolland | Mgmt | For | For |
| | | | | | 5 | Elect Paul Pindar | Mgmt | For | For |
| | | | | | 6 | Elect Gordon Hurst | Mgmt | For | For |
| | | | | | 7 | Elect Maggi Bell | Mgmt | For | For |
| | | | | | 8 | Elect Paddy Doyle | Mgmt | For | For |
| | | | | | 9 | Elect Martina King | Mgmt | For | For |
| | | | | | 10 | Elect Nigel Wilson | Mgmt | For | For |
| | | | | | 11 | Elect Paul Bowtell | Mgmt | For | For |
| | | | | | 12 | Elect Vic Gysin | Mgmt | For | For |
| | | | | | 13 | Elect Andy Parker | Mgmt | For | For |
| | | | | | 14 | Appointment of Auditor | Mgmt | For | For |
| | | | | | 15 | Authority to Set Auditor's Fees | Mgmt | For | For |
| | | | | | 16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For |
| | | | | | 17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For |
| | | | | | 18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For |
| | | | | | 19 | Authority to Repurchase Shares | Mgmt | For | For |
| | | | | | 20 | Co-Investment Plan | Mgmt | For | For |
| | | | | | 21 | Amendment to the Deferred Annual Bonus Plan | Mgmt | For | For |
| | | | | | 22 | Change of Company Name | Mgmt | For | For |
| | | | | | | | | | |
CBS Corporation | 05/26/2011 | Annual | 3/31/2011 | CBS | 124857202 | 1.1 | Elect David Andelman | Mgmt | For | For |
| | | | | | 1.2 | Elect Joseph Califano, Jr. | Mgmt | For | For |
| | | | | | 1.3 | Elect William Cohen | Mgmt | For | Withhold |
| | | | | | 1.4 | Elect Gary Countryman | Mgmt | For | For |
| | | | | | 1.5 | Elect Charles Gifford | Mgmt | For | Withhold |
| | | | | | 1.6 | Elect Leonard Goldberg | Mgmt | For | Withhold |
| | | | | | 1.7 | Elect Bruce Gordon | Mgmt | For | Withhold |
| | | | | | 1.8 | Elect Linda Griego | Mgmt | For | For |
| | | | | | 1.9 | Elect Arnold Kopelson | Mgmt | For | For |
| | | | | | 1.10 | Elect Leslie Moonves | Mgmt | For | For |
| | | | | | 1.11 | Elect Douglas Morris | Mgmt | For | For |
| | | | | | 1.12 | Elect Shari Redstone | Mgmt | For | For |
| | | | | | 1.13 | Elect Sumner Redstone | Mgmt | For | For |
| | | | | | 1.14 | Elect Frederic Salerno | Mgmt | For | For |
| | | | | | 2 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 3 | Advisory Vote on Executive Compensation | Mgmt | For | Against |
| | | | | | 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year |
| | | | | | | | | | |
Cetip SA Balcao Organizado Ativos Derivatos | 04/29/2011 | Annual | | CTIP3 | P23840104 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 3 | Accounts and Reports | Mgmt | For | For |
| | | | | | 4 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 5 | Remuneration Policy | Mgmt | For | For |
| | | | | | | | | | |
Cetip SA Balcao Organizado Ativos Derivatos | 04/29/2011 | Special | | CTIP3 | P23840104 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 3 | Amendment to the Stock Option Plan | Mgmt | For | For |
| | | | | | | | | | |
Changsha Zoomlion Heavy Industry Science | 06/03/2011 | Annual | 5/3/2011 | 1157 | Y1293Y110 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Directors' Report | Mgmt | For | For |
| | | | | | 3 | Supervisors' Report | Mgmt | For | For |
| | | | | | 4 | Accounts and Reports Under PRC GAAP | Mgmt | For | For |
| | | | | | 5 | Accounts and Reports Under IFRS | Mgmt | For | For |
| | | | | | 6 | Approval of Settlement Accounts | Mgmt | For | For |
| | | | | | 7 | Financial Budget | Mgmt | For | For |
| | | | | | 8 | A Shares' Report | Mgmt | For | For |
| | | | | | 9 | H Shares' Report | Mgmt | For | For |
| | | | | | 10 | Appointment of Baker Tilly China Certified Public Accountants Co., Ltd. for 2011 | Mgmt | For | For |
| | | | | | 11 | Appointment of KPMG for 2010 | Mgmt | For | For |
| | | | | | 12 | Appointment of KPMG for 2011 | Mgmt | For | For |
| | | | | | 13 | Authority to Set Fees | Mgmt | For | For |
| | | | | | 14 | Approval of RMB 8 Billion Financing Limit for Zoomlion Finance and Leasing (China) Co., Ltd. | Mgmt | For | For |
| | | | | | 15 | Approval of RMB 12 Billion Financing Limit for Zoomlion Finance and Leasing (Beijing) Co., Ltd. | Mgmt | For | For |
| | | | | | 16 | Approval of RMB 100 Billion Financing Limit for the Company | Mgmt | For | For |
| | | | | | 17 | Authority to Give Guarantees | Mgmt | For | For |
| | | | | | 18 | Adoption of Rules of Procedures for Shareholder's General Meeting | Mgmt | For | For |
| | | | | | 19 | Adoption of Rules of Procedures for Board | Mgmt | For | For |
| | | | | | 20 | Adoption of Rules of Procedures for Supervisory | Mgmt | For | For |
| | | | | | 21 | Adoption of Management Measures on Connected Transactions of H Shares | Mgmt | For | For |
| | | | | | 22 | Adoption of Administrative Rules of Related Party Transactions | Mgmt | For | For |
| | | | | | 23 | Change in Company Name | Mgmt | For | For |
| | | | | | 24 | Amendments to Articles | Mgmt | For | For |
| | | | | | 25 | Final Dividends | Mgmt | For | For |
| | | | | | 26 | Bonus Share Issuance | Mgmt | For | For |
| | | | | | 27 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 28 | Ratification of Board Acts | Mgmt | For | For |
| | | | | | 29 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For |
| | | | | | | | | | |
Changsha Zoomlion Heavy Industry Science | 06/03/2011 | Other | 5/3/2011 | 1157 | Y1293Y110 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Final Dividends | Mgmt | For | For |
| | | | | | 3 | Bonus Share Issuance | Mgmt | For | For |
| | | | | | 4 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 5 | Ratification of Board Acts | Mgmt | For | For |
| | | | | | | | | | |
China Shenhua Energy Company Limited | 02/25/2011 | Special | 1/25/2011 | 1088 | Y1504C113 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 3 | Equity Purchase Agreements, Assets Purchase Agreement and Financial Services Agreement | Mgmt | For | For |
| | | | | | 4 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 5 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 6 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 7 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 8 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 9 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 10 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 11 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 12 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 13 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 14 | Amendments to Articles | Mgmt | For | For |
| | | | | | 15 | Amendments to Rules of Procedure of General Meeting | Mgmt | For | For |
| | | | | | 16 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | | | | | |
China Shenhua Energy Company Limited | 05/27/2011 | Annual | 4/26/2011 | 1088 | Y1504C113 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 3 | Directors' Report | Mgmt | For | For |
| | | | | | 4 | Supervisors' Report | Mgmt | For | For |
| | | | | | 5 | Financial Statements | Mgmt | For | For |
| | | | | | 6 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 7 | Directors' and Supervisors' Fees | Mgmt | For | For |
| | | | | | 8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For |
| | | | | | 9 | Authority to Issue Shares w/out Preemptive Rights | Mgmt | For | Against |
| | | | | | 10 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 11 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 12 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 13 | Authority to Repurchase Shares | Mgmt | For | For |
| | | | | | 14 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 15 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 16 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 17 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | | | | | |
China Shenhua Energy Company Limited | 05/27/2011 | Other | 4/26/2011 | 1088 | Y1504C113 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 3 | Authority to Repurchase Shares | Mgmt | For | For |
| | | | | | 4 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 5 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 6 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 7 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 8 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | | | | | |
Cisco Systems, Inc. | 11/18/2010 | Annual | 9/20/2010 | CSCO | 17275R102 | 1 | Elect Carol Bartz | Mgmt | For | For |
| | | | | | 2 | Elect M. Michele Burns | Mgmt | For | For |
| | | | | | 3 | Elect Michael Capellas | Mgmt | For | For |
| | | | | | 4 | Elect Larry Carter | Mgmt | For | For |
| | | | | | 5 | Elect John Chambers | Mgmt | For | For |
| | | | | | 6 | Elect Brian Halla | Mgmt | For | For |
| | | | | | 7 | Elect John Hennessy | Mgmt | For | For |
| | | | | | 8 | Elect Richard Kovacevich | Mgmt | For | For |
| | | | | | 9 | Elect Roderick McGeary | Mgmt | For | For |
| | | | | | 10 | Elect Michael Powell | Mgmt | For | For |
| | | | | | 11 | Elect Arun Sarin | Mgmt | For | For |
| | | | | | 12 | Elect Steven West | Mgmt | For | For |
| | | | | | 13 | Elect Jerry Yang | Mgmt | For | For |
| | | | | | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For |
| | | | | | 15 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 16 | Shareholder Proposal Regarding Formation of Environmental Sustainability Committee | ShrHoldr | Against | Against |
| | | | | | 17 | Shareholder Proposal Regarding Report on Internet Fragmentation | ShrHoldr | Against | Against |
| | | | | | 18 | Shareholder Proposal Regarding Restricting Sales to China | ShrHoldr | Against | Against |
| | | | | | | | | | |
Citigroup Inc. | 04/21/2011 | Annual | 2/22/2011 | C | 172967101 | 1 | Elect Alain Belda | Mgmt | For | For |
| | | | | | 2 | Elect Timothy Collins | Mgmt | For | For |
| | | | | | 3 | Elect Jerry Grundhofer | Mgmt | For | For |
| | | | | | 4 | Elect Robert Joss | Mgmt | For | For |
| | | | | | 5 | Elect Michael O'Neill | Mgmt | For | For |
| | | | | | 6 | Elect Vikram Pandit | Mgmt | For | For |
| | | | | | 7 | Elect Richard Parsons | Mgmt | For | For |
| | | | | | 8 | Elect Lawrence Ricciardi | Mgmt | For | For |
| | | | | | 9 | Elect Judith Rodin | Mgmt | For | For |
| | | | | | 10 | Elect Robert Ryan | Mgmt | For | For |
| | | | | | 11 | Elect Anthony Santomero | Mgmt | For | For |
| | | | | | 12 | Elect Diana Taylor | Mgmt | For | For |
| | | | | | 13 | Elect William Thompson, Jr. | Mgmt | For | For |
| | | | | | 14 | Elect Ernesto Zedillo | Mgmt | For | For |
| | | | | | 15 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 16 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | For |
| | | | | | 17 | 2011 Executive Performance Plan | Mgmt | For | For |
| | | | | | 18 | Advisory Vote on Executive Compensation | Mgmt | For | For |
| | | | | | 19 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years |
| | | | | | 20 | Reverse Stock Split Extension | Mgmt | For | For |
| | | | | | 21 | Shareholder Proposal Regarding Affirmation of Political Nonpartisanship | ShrHoldr | Against | Against |
| | | | | | 22 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against |
| | | | | | 23 | Shareholder Proposal Regarding Risk Management Report | ShrHoldr | Against | Against |
| | | | | | 24 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against |
| | | | | | 25 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHoldr | Against | Against |
| | | | | | | | | | |
Cliffs Natural Resources Inc. | 05/17/2011 | Annual | 3/25/2011 | CLF | 18683K101 | 1 | Elect Joseph Carrabba | Mgmt | For | For |
| | | | | | 2 | Elect Susan Cunningham | Mgmt | For | For |
| | | | | | 3 | Elect Barry Eldridge | Mgmt | For | For |
| | | | | | 4 | Elect Andres Ricardo Gluski Weilert | Mgmt | For | For |
| | | | | | 5 | Elect Susan Green | Mgmt | For | For |
| | | | | | 6 | Elect Janice Henry | Mgmt | For | For |
| | | | | | 7 | Elect James Kirsch | Mgmt | For | For |
| | | | | | 8 | Elect Francis McAllister | Mgmt | For | For |
| | | | | | 9 | Elect Roger Phillips | Mgmt | For | For |
| | | | | | 10 | Elect Richard Riederer | Mgmt | For | For |
| | | | | | 11 | Elect Richard Ross | Mgmt | For | For |
| | | | | | 12 | Elect Alan Schwartz | Mgmt | For | For |
| | | | | | 13 | Increase of Authorized Common Stock | Mgmt | For | For |
| | | | | | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For |
| | | | | | 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year |
| | | | | | 16 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against |
| | | | | | 17 | Ratification of Auditor | Mgmt | For | For |
| | | | | | | | | | |
Coinstar, Inc. | 06/01/2011 | Annual | 4/4/2011 | CSTR | 19259P300 | 1 | Elect Deborah Bevier | Mgmt | For | For |
| | | | | | 2 | Elect David Eskenazy | Mgmt | For | For |
| | | | | | 3 | Elect Robert Sznewajs | Mgmt | For | For |
| | | | | | 4 | 2011 Incentive Plan | Mgmt | For | For |
| | | | | | 5 | Advisory Vote on Executive Compensation | Mgmt | For | For |
| | | | | | 6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year |
| | | | | | 7 | Ratification of Auditor | Mgmt | For | For |
| | | | | | | | | | |
Compagnie Financiere Richemont S.A. | 09/08/2010 | Annual | | CFR | H25662158 | 1 | Non-Voting Meeting Note | N/A | N/A | TNA |
| | | | | | 2 | Non-Voting Meeting Note | N/A | N/A | TNA |
| | | | | | 3 | Accounts and Reports | Mgmt | For | TNA |
| | | | | | 4 | Allocation of Profits/Dividends | Mgmt | For | TNA |
| | | | | | 5 | Ratification of Board Acts | Mgmt | For | TNA |
| | | | | | 6 | Elect Johann Rupert | Mgmt | For | TNA |
| | | | | | 7 | Elect Franco Cologni | Mgmt | For | TNA |
| | | | | | 8 | Elect Lord Douro | Mgmt | For | TNA |
| | | | | | 9 | Elect Yves-Andre Istel | Mgmt | For | TNA |
| | | | | | 10 | Elect Richard Lepeu | Mgmt | For | TNA |
| | | | | | 11 | Elect Ruggero Magnoni | Mgmt | For | TNA |
| | | | | | 12 | Elect Simon Murray | Mgmt | For | TNA |
| | | | | | 13 | Elect Alain Dominique Perrin | Mgmt | For | TNA |
| | | | | | 14 | Elect Norbert Platt | Mgmt | For | TNA |
| | | | | | 15 | Elect Alan Quasha | Mgmt | For | TNA |
| | | | | | 16 | Elect Lord Renwick of Clifton | Mgmt | For | TNA |
| | | | | | 17 | Elect Jan Rupert | Mgmt | For | TNA |
| | | | | | 18 | Elect Jurgen Schrempp | Mgmt | For | TNA |
| | | | | | 19 | Elect Martha Wikstrom | Mgmt | For | TNA |
| | | | | | 20 | Elect Josua Malherbe | Mgmt | For | TNA |
| | | | | | 21 | Elect Frederick Mostert | Mgmt | For | TNA |
| | | | | | 22 | Elect Guillaume Pictet | Mgmt | For | TNA |
| | | | | | 23 | Elect Dominique Rochat | Mgmt | For | TNA |
| | | | | | 24 | Elect Gary Saage | Mgmt | For | TNA |
| | | | | | 25 | Appointment of Auditor | Mgmt | For | TNA |
| | | | | | 26 | Amendments to Articles | Mgmt | For | TNA |
| | | | | | 27 | Amendments to Articles | Mgmt | For | TNA |
| | | | | | | | | | |
Companhia de Concessoes Rodoviarias | 02/16/2011 | Special | | CCRO3 | P1413U105 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 3 | Change of Company Name | Mgmt | For | For |
| | | | | | 4 | Election of Directors | Mgmt | For | For |
| | | | | | 5 | Election of Alternate Directors | Mgmt | For | For |
| | | | | | 6 | Elect Newton Brandao Ferraz Ramos | Mgmt | For | For |
| | | | | | 7 | Election of Alternate Supervisory Council Member | Mgmt | For | For |
| | | | | | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 3 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 4 | Accounts and Reports | Mgmt | For | For |
| | | | | | 5 | Capital Expenditure Budget | Mgmt | For | For |
| | | | | | 6 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 7 | Election of Directors | Mgmt | For | For |
| | | | | | 8 | Remuneration Policy | Mgmt | For | For |
| | | | | | 9 | Election of Supervisory Council | Mgmt | For | For |
| | | | | | 10 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | | | | | |
Companhia de Concessoes Rodoviarias | 09/27/2010 | Special | | CCRO3 | P1413U105 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 3 | Amendments to Articles | Mgmt | For | For |
| | | | | | 4 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 5 | Amendments to Articles | Mgmt | For | For |
| | | | | | | | | | |
Continental AG | 04/28/2011 | Annual | 4/6/2011 | CON | D16212140 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 3 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 4 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 5 | Allocation of Profits/ Dividends | Mgmt | For | For |
| | | | | | 6 | Ratification of Management Board Acts | Mgmt | For | For |
| | | | | | 7 | Ratification of Supervisory Board Acts | Mgmt | For | For |
| | | | | | 8 | Appointment of Auditor | Mgmt | For | For |
| | | | | | 9 | Elect Siegfried Wolf | Mgmt | For | For |
| | | | | | 10 | Elect Heinrich Peters as Alternate Supervisory Board Member | Mgmt | For | For |
| | | | | | | | | | |
Corning Incorporated | 04/28/2011 | Annual | 2/24/2011 | GLW | 219350105 | 1 | Elect John Seely Brown | Mgmt | For | Against |
| | | | | | 2 | Elect John Canning Jr. | Mgmt | For | For |
| | | | | | 3 | Elect Gordon Gund | Mgmt | For | Against |
| | | | | | 4 | Elect Kurt Landgraf | Mgmt | For | For |
| | | | | | 5 | Elect H. Onno Ruding | Mgmt | For | For |
| | | | | | 6 | Elect Glenn Tilton | Mgmt | For | For |
| | | | | | 7 | Advisory Vote on Executive Compensation | Mgmt | For | For |
| | | | | | 8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years |
| | | | | | 9 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 10 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against |
| | | | | | | | | | |
Credit Suisse Group | 04/29/2011 | Annual | 4/26/2011 | CSGN | H3698D419 | 1 | Non-Voting Meeting Note | N/A | N/A | TNA |
| | | | | | 2 | Non-Voting Meeting Note | N/A | N/A | TNA |
| | | | | | 3 | Non-Voting Agenda Item | N/A | N/A | TNA |
| | | | | | 4 | Remuneration Report | Mgmt | For | TNA |
| | | | | | 5 | Accounts and Reports | Mgmt | For | TNA |
| | | | | | 6 | Ratification of Board and Management Acts | Mgmt | For | TNA |
| | | | | | 7 | Allocation of Profits | Mgmt | For | TNA |
| | | | | | 8 | Allocation of Dividends from Reserves | Mgmt | For | TNA |
| | | | | | 9 | Authority to Increase Conditional Capital | Mgmt | For | TNA |
| | | | | | 10 | Increase in Authorized Capital | Mgmt | For | TNA |
| | | | | | 11 | Amendment Regarding Voting Procedure | Mgmt | For | TNA |
| | | | | | 12 | Amendments to Articles | Mgmt | For | TNA |
| | | | | | 13 | Elect Peter Brabeck-Letmathe | Mgmt | For | TNA |
| | | | | | 14 | Elect Jean Lanier | Mgmt | For | TNA |
| | | | | | 15 | Elect Anton van Rossum | Mgmt | For | TNA |
| | | | | | 16 | Appointment of Auditor | Mgmt | For | TNA |
| | | | | | 17 | Appointment of Special Auditor | Mgmt | For | TNA |
| | | | | | 18 | Transaction of Other Business | Mgmt | For | TNA |
| | | | | | | | | | |
CRH Plc | 05/04/2011 | Annual | | CRH | G25508105 | 1 | Accounts and Reports | Mgmt | For | For |
| | | | | | 2 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 3 | Directors' Remuneration Report | Mgmt | For | Against |
| | | | | | 4 | Elect Maeve Carton | Mgmt | For | For |
| | | | | | 5 | Elect William Egan | Mgmt | For | For |
| | | | | | 6 | Elect Utz-Hellmuth Felcht | Mgmt | For | Against |
| | | | | | 7 | Elect Nicky Hartery | Mgmt | For | For |
| | | | | | 8 | Elect Jan Maarten de Jong | Mgmt | For | For |
| | | | | | 9 | Elect John Kennedy | Mgmt | For | For |
| | | | | | 10 | Elect Myles Lee | Mgmt | For | For |
| | | | | | 11 | Elect Albert Manifold | Mgmt | For | For |
| | | | | | 12 | Elect Kieran McGowan | Mgmt | For | For |
| | | | | | 13 | Elect Daniel O'Connor | Mgmt | For | For |
| | | | | | 14 | Elect Liam O'Mahony | Mgmt | For | For |
| | | | | | 15 | Elect Mark Towe | Mgmt | For | For |
| | | | | | 16 | Authority to Set Auditor's Fees | Mgmt | For | For |
| | | | | | 17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For |
| | | | | | 18 | Authority to Repurchase Shares | Mgmt | For | For |
| | | | | | 19 | Authority to Reissue Treasury Shares | Mgmt | For | For |
| | | | | | 20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For |
| | | | | | 21 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | | | | | |
CVS Caremark Corporation | 05/11/2011 | Annual | 3/15/2011 | CVS | 126650100 | 1 | Elect Edwin Banks | Mgmt | For | For |
| | | | | | 2 | Elect C. David Brown II | Mgmt | For | For |
| | | | | | 3 | Elect David Dorman | Mgmt | For | For |
| | | | | | 4 | Elect Anne Finucane | Mgmt | For | For |
| | | | | | 5 | Elect Kristen Gibney Williams | Mgmt | For | For |
| | | | | | 6 | Elect Marian Heard | Mgmt | For | For |
| | | | | | 7 | Elect Larry Merlo | Mgmt | For | For |
| | | | | | 8 | Elect Jean-Pierre Millon | Mgmt | For | For |
| | | | | | 9 | Elect Terrence Murray | Mgmt | For | For |
| | | | | | 10 | Elect C.A. Lance Piccolo | Mgmt | For | For |
| | | | | | 11 | Elect Richard Swift | Mgmt | For | For |
| | | | | | 12 | Elect Tony White | Mgmt | For | For |
| | | | | | 13 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For |
| | | | | | 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year |
| | | | | | 16 | Shareholder Proposal Regarding Political Contributions or Expenditure | ShrHoldr | Against | Against |
| | | | | | 17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For |
| | | | | | | | | | |
Deere & Company | 02/23/2011 | Annual | 12/31/2010 | DE | 244199105 | 1 | Elect Charles Holliday, Jr. | Mgmt | For | For |
| | | | | | 2 | Elect Dipak Jain | Mgmt | For | For |
| | | | | | 3 | Elect Joachim Milberg | Mgmt | For | For |
| | | | | | 4 | Elect Richard Myers | Mgmt | For | For |
| | | | | | 5 | Advisory Vote on Executive Compensation | Mgmt | For | For |
| | | | | | 6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years |
| | | | | | 7 | Ratification of Auditor | Mgmt | For | For |
| | | | | | | | | | |
Delta Electronic | 06/24/2011 | Annual | 4/22/2011 | 2308 | 247629207 | 1 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 2 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 3 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 4 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 5 | Accounts and Reports | Mgmt | For | For |
| | | | | | 6 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 7 | Amendments to Articles | Mgmt | For | For |
| | | | | | 8 | Amendments to Procedural Rules: Election of Directors and Supervisors | Mgmt | For | For |
| | | | | | 9 | Non-Compete Restrictions for Directors | Mgmt | For | For |
| | | | | | 10 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | | | | | |
Denso Corporation | 06/22/2011 | Annual | 3/31/2011 | 6902 | J12075107 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 3 | Elect Kohichi Fukaya | Mgmt | For | For |
| | | | | | 4 | Elect Nobuaki Katoh | Mgmt | For | For |
| | | | | | 5 | Elect Hiromi Tokuda | Mgmt | For | For |
| | | | | | 6 | Elect Kohji Kobayashi | Mgmt | For | For |
| | | | | | 7 | Elect Sohjiroh Tsuchiya | Mgmt | For | For |
| | | | | | 8 | Elect Kazuo Hironaka | Mgmt | For | For |
| | | | | | 9 | Elect Hikaru Sugi | Mgmt | For | For |
| | | | | | 10 | Elect Shinji Shirasaki | Mgmt | For | For |
| | | | | | 11 | Elect Masahiko Miyaki | Mgmt | For | For |
| | | | | | 12 | Elect Akio Shikamura | Mgmt | For | For |
| | | | | | 13 | Elect Haruya Maruyama | Mgmt | For | For |
| | | | | | 14 | Elect Akio Tajima | Mgmt | For | For |
| | | | | | 15 | Elect Shohichiroh Toyoda | Mgmt | For | For |
| | | | | | 16 | Elect Fujio Choh | Mgmt | For | For |
| | | | | | 17 | Elect Toshio Watanabe | Mgmt | For | For |
| | | | | | 18 | Elect Toshimichi Kondoh | Mgmt | For | For |
| | | | | | 19 | Bonus | Mgmt | For | Against |
| | | | | | | | | | |
Dongfeng Motor Group Company Limited | 10/11/2010 | Special | 9/10/2011 | 489 | Y21042109 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 3 | Amendments to Share Appreciation Right Scheme | Mgmt | For | Against |
| | | | | | 4 | Elect XU Ping | Mgmt | For | For |
| | | | | | 5 | Elect LI Shaozhu | Mgmt | For | For |
| | | | | | 6 | Elect FAN Zhong | Mgmt | For | For |
| | | | | | 7 | Elect ZHOU Wenjie | Mgmt | For | For |
| | | | | | 8 | Elect ZHU Fushou | Mgmt | For | For |
| | | | | | 9 | Elect TONG Dongcheng | Mgmt | For | For |
| | | | | | 10 | Elect OUYANG Jie | Mgmt | For | For |
| | | | | | 11 | Elect LIU Weidong | Mgmt | For | Against |
| | | | | | 12 | Elect ZHOU Qiang | Mgmt | For | For |
| | | | | | 13 | Elect SUN Shuyi | Mgmt | For | For |
| | | | | | 14 | Elect NG Lin-fung | Mgmt | For | For |
| | | | | | 15 | Elect YANG Xianzu | Mgmt | For | Against |
| | | | | | 16 | Elect WEN Shiyang | Mgmt | For | For |
| | | | | | 17 | Elect DENG Mingran | Mgmt | For | For |
| | | | | | 18 | Elect MA Liangjie | Mgmt | For | For |
| | | | | | 19 | Elect REN Yong | Mgmt | For | For |
| | | | | | 20 | Elect LI Chunrong | Mgmt | For | For |
| | | | | | 21 | Elect CHEN Binbo | Mgmt | For | For |
| | | | | | 22 | Elect HUANG Gang | Mgmt | For | For |
| | | | | | | | | | |
Dover Corporation | 05/05/2011 | Annual | 3/9/2011 | DOV | 260003108 | 1 | Elect David Benson | Mgmt | For | For |
| | | | | | 2 | Elect Robert Cremin | Mgmt | For | For |
| | | | | | 3 | Elect Jean-Pierre Ergas | Mgmt | For | For |
| | | | | | 4 | Elect Peter Francis | Mgmt | For | For |
| | | | | | 5 | Elect Kristiane Graham | Mgmt | For | For |
| | | | | | 6 | Elect Robert Livingston | Mgmt | For | For |
| | | | | | 7 | Elect Richard Lochridge | Mgmt | For | For |
| | | | | | 8 | Elect Bernard Rethore | Mgmt | For | For |
| | | | | | 9 | Elect Michael Stubbs | Mgmt | For | For |
| | | | | | 10 | Elect Stephen Todd | Mgmt | For | For |
| | | | | | 11 | Elect Stephen Wagner | Mgmt | For | For |
| | | | | | 12 | Elect Mary Winston | Mgmt | For | For |
| | | | | | 13 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For |
| | | | | | 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year |
| | | | | | | | | | |
DSV A/S | 03/24/2011 | Annual | 3/17/2011 | DSV | K3013J154 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 3 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 4 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 5 | Report of the Supervisory Board and the Executive Board | Mgmt | For | For |
| | | | | | 6 | Accounts and Reports; Supervisory Board Members' Fees | Mgmt | For | For |
| | | | | | 7 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 8 | Elect Kurt Larsen | Mgmt | For | For |
| | | | | | 9 | Elect Erik Pedersen | Mgmt | For | For |
| | | | | | 10 | Elect Per Skov | Mgmt | For | For |
| | | | | | 11 | Elect Kaj Christiansen | Mgmt | For | For |
| | | | | | 12 | Elect Annette Sadolin | Mgmt | For | For |
| | | | | | 13 | Elect Birgit Norgaard | Mgmt | For | For |
| | | | | | 14 | Elect Thomas Plenborg | Mgmt | For | For |
| | | | | | 15 | Appointment of Auditor | Mgmt | For | For |
| | | | | | 16 | Authority to Reduce Share Capital | Mgmt | For | For |
| | | | | | 17 | Amendments to Articles | Mgmt | For | For |
| | | | | | 18 | Amendments to Articles | Mgmt | For | For |
| | | | | | 19 | Amendment to Incentive Guidelines | Mgmt | For | For |
| | | | | | 20 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | | | | | |
EBay Inc. | 04/28/2011 | Annual | 3/17/2011 | EBAY | 278642103 | 1 | Elect Fred Anderson | Mgmt | For | For |
| | | | | | 2 | Elect Edward Barnholt | Mgmt | For | For |
| | | | | | 3 | Elect Scott Cook | Mgmt | For | For |
| | | | | | 4 | Elect John Donahoe | Mgmt | For | For |
| | | | | | 5 | Advisory Vote on Executive Compensation | Mgmt | For | For |
| | | | | | 6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years |
| | | | | | 7 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 8 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For |
| | | | | | | | | | |
Eisai Company Limited | 06/21/2011 | Annual | 3/31/2011 | 4523 | J12852117 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Elect Haruo Naitoh | Mgmt | For | For |
| | | | | | 3 | Elect Junji Miyahara | Mgmt | For | For |
| | | | | | 4 | Elect Kimitoshi Yabuki | Mgmt | For | For |
| | | | | | 5 | Elect Akira Fujiyoshi | Mgmt | For | For |
| | | | | | 6 | Elect Christina Ahmadjian | Mgmt | For | For |
| | | | | | 7 | Elect Tokuji Izumi | Mgmt | For | For |
| | | | | | 8 | Elect Kohichi Masuda | Mgmt | For | For |
| | | | | | 9 | Elect Norio Kanoh | Mgmt | For | For |
| | | | | | 10 | Elect Kiyochika Ohta | Mgmt | For | For |
| | | | | | 11 | Elect Michikazu Aoi | Mgmt | For | For |
| | | | | | 12 | Elect Hideaki Matsui | Mgmt | For | For |
| | | | | | 13 | Stock Option Plan | Mgmt | For | For |
| | | | | | | | | | |
Elisa Oyj | 03/25/2011 | Annual | 3/15/2011 | ELI1V | X1949T102 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 3 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 4 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 5 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 6 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 7 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 8 | Accounts and Reports | Mgmt | For | For |
| | | | | | 9 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 10 | Ratification of Board and Management Acts | Mgmt | For | For |
| | | | | | 11 | Directors' Fees | Mgmt | For | For |
| | | | | | 12 | Board Size | Mgmt | For | Against |
| | | | | | 13 | Election of Directors | Mgmt | For | Against |
| | | | | | 14 | Authority to Set Auditor's Fees | Mgmt | For | Against |
| | | | | | 15 | Number of Auditors | Mgmt | For | For |
| | | | | | 16 | Appointment of Auditor | Mgmt | For | Against |
| | | | | | 17 | Transfer of Reserves | Mgmt | For | For |
| | | | | | 18 | Authority to Repurchase Shares | Mgmt | For | For |
| | | | | | 19 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 20 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | | | | | |
EMC Corporation | 05/04/2011 | Annual | 3/7/2011 | EMC | 268648102 | 1 | Elect Michael Brown | Mgmt | For | For |
| | | | | | 2 | Elect Randolph Cowen | Mgmt | For | For |
| | | | | | 3 | Elect Michael Cronin | Mgmt | For | For |
| | | | | | 4 | Elect Gail Deegan | Mgmt | For | For |
| | | | | | 5 | Elect James DiStasio | Mgmt | For | For |
| | | | | | 6 | Elect John Egan | Mgmt | For | For |
| | | | | | 7 | Elect Edmund Kelly | Mgmt | For | For |
| | | | | | 8 | Elect Windle Priem | Mgmt | For | For |
| | | | | | 9 | Elect Paul Sagan | Mgmt | For | For |
| | | | | | 10 | Elect David Strohm | Mgmt | For | For |
| | | | | | 11 | Elect Joseph Tucci | Mgmt | For | For |
| | | | | | 12 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 13 | Amendment to the 2003 Stock Plan | Mgmt | For | For |
| | | | | | 14 | Amendment to Right to Call a Special Meeting | Mgmt | For | For |
| | | | | | 15 | Advisory Vote on Executive Compensation | Mgmt | For | For |
| | | | | | 16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year |
| | | | | | | | | | |
Encana Corporation | 04/20/2011 | Annual | 3/8/2011 | ECA | 292505104 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Elect Peter Dea | Mgmt | For | For |
| | | | | | 3 | Elect Randall Eresman | Mgmt | For | For |
| | | | | | 4 | Elect Claire Farley | Mgmt | For | For |
| | | | | | 5 | Elect Fred Fowler | Mgmt | For | For |
| | | | | | 6 | Elect Barry Harrison | Mgmt | For | For |
| | | | | | 7 | Elect Suzanne Nimocks | Mgmt | For | For |
| | | | | | 8 | Elect David O'Brien | Mgmt | For | For |
| | | | | | 9 | Elect Jane Peverett | Mgmt | For | For |
| | | | | | 10 | Elect Allan Sawin | Mgmt | For | For |
| | | | | | 11 | Elect Bruce Waterman | Mgmt | For | For |
| | | | | | 12 | Elect Clayton Woitas | Mgmt | For | For |
| | | | | | 13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For |
| | | | | | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For |
| | | | | | | | | | |
Enersis | 04/26/2011 | Annual | 3/18/2011 | ENERSIS | 29274F104 | 1 | Accounts and Reports | Mgmt | For | For |
| | | | | | 2 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 3 | Directors' Fees | Mgmt | For | Against |
| | | | | | 4 | Directors' Committee Fees and Budget | Mgmt | For | Against |
| | | | | | 5 | Appointment of Auditor | Mgmt | For | For |
| | | | | | 6 | Appointment of Account Inspectors and Authority to Set Fees | Mgmt | For | Against |
| | | | | | 7 | Appointment of Risk Rating Agency | Mgmt | For | Against |
| | | | | | 8 | Investment and Finance Policy | Mgmt | For | Against |
| | | | | | 9 | Transaction of Other Business | Mgmt | For | Against |
| | | | | | 10 | Authority to Carry Out Formalities | Mgmt | For | For |
| | | | | | | | | | |
Ensco International plc | 05/31/2011 | Special | 4/11/2011 | ESV | 29358Q109 | 1 | Merger/Acquisition | Mgmt | For | For |
| | | | | | | | | | |
Ensco plc | 05/24/2011 | Annual | 3/31/2011 | ESV | 29358Q109 | 1 | Elect J. Roderick Clark | Mgmt | For | For |
| | | | | | 2 | Elect Daniel Rabun | Mgmt | For | For |
| | | | | | 3 | Elect Keith Rattie | Mgmt | For | For |
| | | | | | 4 | Appointment of Auditor | Mgmt | For | For |
| | | | | | 5 | Appointment of Statutory Auditor | Mgmt | For | For |
| | | | | | 6 | Authority to Set Auditor's Fees | Mgmt | For | For |
| | | | | | 7 | Payment of Historic Dividends | Mgmt | For | For |
| | | | | | 8 | Release of Shareholders from Claims Regarding Historic Dividends | Mgmt | For | For |
| | | | | | 9 | Release of Shareholders from Claims Regarding Historical Dividends | Mgmt | For | For |
| | | | | | 10 | Advisory Vote on Executive Compensation | Mgmt | For | For |
| | | | | | 11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year |
| | | | | | | | | | |
EOG Resources, Inc. | 05/03/2011 | Annual | 3/9/2011 | EOG | 26875P101 | 1 | Elect George Alcorn | Mgmt | For | For |
| | | | | | 2 | Elect Charles Crisp | Mgmt | For | For |
| | | | | | 3 | Elect James Day | Mgmt | For | For |
| | | | | | 4 | Elect Mark Papa | Mgmt | For | For |
| | | | | | 5 | Elect H. Leighton Steward | Mgmt | For | For |
| | | | | | 6 | Elect Donald Textor | Mgmt | For | For |
| | | | | | 7 | Elect Frank Wisner | Mgmt | For | For |
| | | | | | 8 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 9 | Advisory Vote on Executive Compensation | Mgmt | For | Against |
| | | | | | 10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years |
| | | | | | 11 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against |
| | | | | | 12 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against |
| | | | | | | | | | |
Essilor International | 05/05/2011 | Mix | 4/29/2011 | EF | F31668100 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 3 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 4 | Accounts and Reports | Mgmt | For | For |
| | | | | | 5 | Consolidated Accounts and Reports | Mgmt | For | For |
| | | | | | 6 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 7 | Severance Package (Hubert Sagnieres) | Mgmt | For | Against |
| | | | | | 8 | Related Party Transactions (Previously Approved) | Mgmt | For | Against |
| | | | | | 9 | Elect Hubert Sagnieres | Mgmt | For | For |
| | | | | | 10 | Elect Philippe Alfroid | Mgmt | For | For |
| | | | | | 11 | Elect Yi He | Mgmt | For | For |
| | | | | | 12 | Elect Maurice Marchand-Tonel | Mgmt | For | For |
| | | | | | 13 | Elect Aicha Mokdahi | Mgmt | For | For |
| | | | | | 14 | Elect Michel Rose | Mgmt | For | For |
| | | | | | 15 | Authority to Repurchase Shares | Mgmt | For | For |
| | | | | | 16 | Authority to Increase Capital under Employee Savings Plan | Mgmt | For | Against |
| | | | | | 17 | Authority to Issue Warrants as a Takeover Defense | Mgmt | For | Against |
| | | | | | 18 | Authority to Carry Out Formalities | Mgmt | For | For |
| | | | | | 19 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | | | | | |
Exxon Mobil Corporation | 05/25/2011 | Annual | 4/6/2011 | XOM | 30231G102 | 1.1 | Elect Michael Boskin | Mgmt | For | For |
| | | | | | 1.2 | Elect Peter Brabeck-Letmathe | Mgmt | For | For |
| | | | | | 1.3 | Elect Larry Faulkner | Mgmt | For | For |
| | | | | | 1.4 | Elect Jay Fishman | Mgmt | For | For |
| | | | | | 1.5 | Elect Kenneth Frazier | Mgmt | For | For |
| | | | | | 1.6 | Elect William George | Mgmt | For | For |
| | | | | | 1.7 | Elect Marilyn Nelson | Mgmt | For | For |
| | | | | | 1.8 | Elect Samuel Palmisano | Mgmt | For | For |
| | | | | | 1.9 | Elect Steven Reinemund | Mgmt | For | For |
| | | | | | 1.10 | Elect Rex Tillerson | Mgmt | For | For |
| | | | | | 1.11 | Elect Edward Whitacre, Jr. | Mgmt | For | For |
| | | | | | 2 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For |
| | | | | | 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year |
| | | | | | 5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against |
| | | | | | 6 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against |
| | | | | | 7 | Shareholder Proposal Regarding Sexual Orientation and Gender identity Anti-Bias Policy | ShrHoldr | Against | Against |
| | | | | | 8 | Shareholder Proposal Regarding Human Right to Water | ShrHoldr | Against | Against |
| | | | | | 9 | Shareholder Proposal Regarding Report on Oil Sands Operations | ShrHoldr | Against | Against |
| | | | | | 10 | Shareholder Proposal Regarding Report on Hydraulic Fracturing | ShrHoldr | Against | Against |
| | | | | | 11 | Shareholder Proposal Regarding Report on Technology and Products to Become Environmentally Sustainable | ShrHoldr | Against | Against |
| | | | | | 12 | Shareholder Proposal Regarding Greenhouse Gas Emission Goals | ShrHoldr | Against | Against |
| | | | | | | | | | |
Fanuc Ltd | 06/29/2011 | Annual | 3/31/2011 | 6954 | J13440102 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 3 | Amendments to Articles | Mgmt | For | For |
| | | | | | 4 | Elect Yoshiharu Inaba | Mgmt | For | For |
| | | | | | 5 | Elect Hideo Kojima | Mgmt | For | For |
| | | | | | 6 | Elect Kenji Yamaguchi | Mgmt | For | For |
| | | | | | 7 | Elect Yoshihiro Gonda | Mgmt | For | For |
| | | | | | 8 | Elect Takayuki Itoh | Mgmt | For | For |
| | | | | | 9 | Elect Mitsuo Kurakake | Mgmt | For | For |
| | | | | | 10 | Elect Hajimu Kishi | Mgmt | For | For |
| | | | | | 11 | Elect Hiroyuki Uchida | Mgmt | For | For |
| | | | | | 12 | Elect Shunsuke Matsubara | Mgmt | For | For |
| | | | | | 13 | Elect Hidehiro Miyajima | Mgmt | For | For |
| | | | | | 14 | Elect Hiroshi Noda | Mgmt | For | For |
| | | | | | 15 | Elect Hiroshi Araki | Mgmt | For | For |
| | | | | | 16 | Elect Katsuo Kohari | Mgmt | For | For |
| | | | | | 17 | Elect Mineko Yamasaki | Mgmt | For | For |
| | | | | | 18 | Elect Richard Schneider | Mgmt | For | For |
| | | | | | 19 | Elect Olaf Gehrels | Mgmt | For | For |
| | | | | | 20 | Elect Shunsuke Kimura | Mgmt | For | For |
| | | | | | 21 | Elect Naoki Shimizu | Mgmt | For | For |
| | | | | | 22 | Elect Takeo Nakagawa | Mgmt | For | For |
| | | | | | | | | | |
Flowserve Corporation | 05/19/2011 | Annual | 3/25/2011 | FLS | 34354P105 | 1.1 | Elect John Friedery | Mgmt | For | For |
| | | | | | 1.2 | Elect Joe Harlan | Mgmt | For | For |
| | | | | | 1.3 | Elect Michael Johnston | Mgmt | For | For |
| | | | | | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For |
| | | | | | 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year |
| | | | | | 4 | Elimination of Certain Supermajority Requirements | Mgmt | For | For |
| | | | | | 5 | Amendments to Supermajority Provisions for Related Corporation Transactions | Mgmt | For | For |
| | | | | | 6 | Ratification of Auditor | Mgmt | For | For |
| | | | | | | | | | |
FLSmidth & Co. A/S | 04/29/2011 | Annual | 4/22/2011 | FLS | K90242130 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 3 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 4 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 5 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 6 | Accounts and Reports | Mgmt | For | For |
| | | | | | 7 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 8 | Elect Jens Stephensen | Mgmt | For | For |
| | | | | | 9 | Elect Torkil Bentzen | Mgmt | For | For |
| | | | | | 10 | Elect Jesper Ovesen | Mgmt | For | For |
| | | | | | 11 | Elect Martin Ivert | Mgmt | For | For |
| | | | | | 12 | Elect Vagn Ove Sorensen | Mgmt | For | For |
| | | | | | 13 | Elect Sten Jakobsson | Mgmt | For | For |
| | | | | | 14 | Appointment of Auditor | Mgmt | For | For |
| | | | | | 15 | Authority to Repurchase Shares | Mgmt | For | For |
| | | | | | 16 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | | | | | |
Fluor Corporation | 05/05/2011 | Annual | 3/10/2011 | FLR | 343412102 | 1 | Elect Peter Fluor | Mgmt | For | For |
| | | | | | 2 | Elect Joseph Prueher | Mgmt | For | For |
| | | | | | 3 | Elect Suzanne Woolsey | Mgmt | For | For |
| | | | | | 4 | Advisory Vote on Executive Compensation | Mgmt | For | Against |
| | | | | | 5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year |
| | | | | | 6 | Repeal of Classified Board | Mgmt | For | For |
| | | | | | 7 | Elimination of Supermajority Requirement | Mgmt | For | For |
| | | | | | 8 | Ratification of Auditor | Mgmt | For | For |
| | | | | | | | | | |
Ford Motor Company | 05/12/2011 | Annual | 3/16/2011 | F | 345370860 | 1 | Elect Stephen Butler | Mgmt | For | For |
| | | | | | 2 | Elect Kimberly Casiano | Mgmt | For | For |
| | | | | | 3 | Elect Anthony Earley, Jr. | Mgmt | For | For |
| | | | | | 4 | Elect Edsel Ford II | Mgmt | For | For |
| | | | | | 5 | Elect William Ford, Jr. | Mgmt | For | For |
| | | | | | 6 | Elect Richard Gephardt | Mgmt | For | For |
| | | | | | 7 | Elect James Hance, Jr. | Mgmt | For | For |
| | | | | | 8 | Elect Irvine Hockaday, Jr. | Mgmt | For | For |
| | | | | | 9 | Elect Richard Manoogian | Mgmt | For | For |
| | | | | | 10 | Elect Ellen Marram | Mgmt | For | For |
| | | | | | 11 | Elect Alan Mulally | Mgmt | For | For |
| | | | | | 12 | Elect Homer Neal | Mgmt | For | For |
| | | | | | 13 | Elect Gerald Shaheen | Mgmt | For | For |
| | | | | | 14 | Elect John Thornton | Mgmt | For | For |
| | | | | | 15 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 16 | Advisory Vote on Executive Compensation | Mgmt | For | For |
| | | | | | 17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year |
| | | | | | 18 | Shareholder Proposal Regarding Publishing Political Contributions and Expenditure in Newspapers | ShrHoldr | Against | Against |
| | | | | | 19 | Shareholder Proposal Regarding Recapitalization Plan | ShrHoldr | Against | For |
| | | | | | 20 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against |
| | | | | | | | | | |
Freeport-McMoRan Copper & Gold, Inc. | 06/15/2011 | Annual | 4/19/2011 | FCX | 35671D857 | 1.1 | Elect Richard Adkerson | Mgmt | For | For |
| | | | | | 1.2 | Elect Robert Allison, Jr. | Mgmt | For | For |
| | | | | | 1.3 | Elect Robert Day | Mgmt | For | For |
| | | | | | 1.4 | Elect Gerald Ford | Mgmt | For | For |
| | | | | | 1.5 | Elect H. Devon Graham, Jr. | Mgmt | For | For |
| | | | | | 1.6 | Elect Charles Krulak | Mgmt | For | For |
| | | | | | 1.7 | Elect Bobby Lackey | Mgmt | For | For |
| | | | | | 1.8 | Elect Jon Madonna | Mgmt | For | For |
| | | | | | 1.9 | Elect Dustan McCoy | Mgmt | For | For |
| | | | | | 1.10 | Elect James Moffett | Mgmt | For | For |
| | | | | | 1.11 | Elect B. M. Rankin, Jr. | Mgmt | For | For |
| | | | | | 1.12 | Elect Stephen Siegele | Mgmt | For | For |
| | | | | | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For |
| | | | | | 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year |
| | | | | | 4 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 5 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHoldr | Against | Against |
| | | | | | | | | | |
Frontline Ltd. | 09/24/2010 | Annual | 7/20/2010 | FRO | G3682E127 | 1 | Elect John Fredriksen | Mgmt | For | Against |
| | | | | | 2 | Elect Kate Blankenship | Mgmt | For | Against |
| | | | | | 3 | Elect Frixos Savvides | Mgmt | For | For |
| | | | | | 4 | Elect Tony Curry | Mgmt | For | For |
| | | | | | 5 | Elect Cecilie Fredriksen | Mgmt | For | For |
| | | | | | 6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For |
| | | | | | 7 | Directors' Fees | Mgmt | For | For |
| | | | | | | | | | |
General Electric Company | 04/27/2011 | Annual | 2/28/2011 | GE | 369604103 | 1 | Elect W. Geoffrey Beattie | Mgmt | For | For |
| | | | | | 2 | Elect James Cash, Jr. | Mgmt | For | For |
| | | | | | 3 | Elect Ann Fudge | Mgmt | For | For |
| | | | | | 4 | Elect Susan Hockfield | Mgmt | For | For |
| | | | | | 5 | Elect Jeffrey Immelt | Mgmt | For | For |
| | | | | | 6 | Elect Andrea Jung | Mgmt | For | For |
| | | | | | 7 | Elect Alan Lafley | Mgmt | For | For |
| | | | | | 8 | Elect Robert Lane | Mgmt | For | For |
| | | | | | 9 | Elect Ralph Larsen | Mgmt | For | For |
| | | | | | 10 | Elect Rochelle Lazarus | Mgmt | For | For |
| | | | | | 11 | Elect James Mulva | Mgmt | For | For |
| | | | | | 12 | Elect Sam Nunn | Mgmt | For | For |
| | | | | | 13 | Elect Roger Penske | Mgmt | For | For |
| | | | | | 14 | Elect Robert Swieringa | Mgmt | For | For |
| | | | | | 15 | Elect James Tisch | Mgmt | For | For |
| | | | | | 16 | Elect Douglas Warner III | Mgmt | For | For |
| | | | | | 17 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 18 | Advisory Vote on Executive Compensation | Mgmt | For | Against |
| | | | | | 19 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years |
| | | | | | 20 | Shareholder Proposal Cumulative Voting | ShrHoldr | Against | Against |
| | | | | | 21 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHoldr | Against | Against |
| | | | | | 22 | Shareholder Proposal Regarding Restricting Executive Compensation | ShrHoldr | Against | Against |
| | | | | | 23 | Shareholder Proposal Regarding Report on Financial Risks of Climate Change | ShrHoldr | Against | Against |
| | | | | | 24 | Shareholder Proposal Regarding Transparency in Animal Research | ShrHoldr | Against | Against |
| | | | | | | | | | |
Gilead Sciences, Inc. | 05/12/2011 | Annual | 3/16/2011 | GILD | 375558103 | 1.1 | Elect John Cogan | Mgmt | For | For |
| | | | | | 1.2 | Elect Etienne Davignon | Mgmt | For | For |
| | | | | | 1.3 | Elect James Denny | Mgmt | For | For |
| | | | | | 1.4 | Elect Carla Hills | Mgmt | For | For |
| | | | | | 1.5 | Elect Kevin Lofton | Mgmt | For | For |
| | | | | | 1.6 | Elect John Madigan | Mgmt | For | For |
| | | | | | 1.7 | Elect John Martin | Mgmt | For | For |
| | | | | | 1.8 | Elect Gordon Moore | Mgmt | For | For |
| | | | | | 1.9 | Elect Nicholas Moore | Mgmt | For | For |
| | | | | | 1.10 | Elect Richard Whitley | Mgmt | For | For |
| | | | | | 1.11 | Elect Gayle Wilson | Mgmt | For | For |
| | | | | | 1.12 | Elect Per Wold-Olsen | Mgmt | For | For |
| | | | | | 2 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 3 | Amendment to the 162(m) Bonus Plan | Mgmt | For | For |
| | | | | | 4 | Elimination of Supermajority Requirement | Mgmt | For | For |
| | | | | | 5 | Right to Call a Special Meeting | Mgmt | For | For |
| | | | | | 6 | Advisory Vote on Executive Compensation | Mgmt | For | For |
| | | | | | 7 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years |
| | | | | | | | | | |
Google Inc. | 06/02/2011 | Annual | 4/4/2011 | GOOG | 38259P508 | 1.1 | Elect Larry Page | Mgmt | For | For |
| | | | | | 1.2 | Elect Sergey Brin | Mgmt | For | For |
| | | | | | 1.3 | Elect Eric Schmidt | Mgmt | For | For |
| | | | | | 1.4 | Elect L. John Doerr | Mgmt | For | For |
| | | | | | 1.5 | Elect John Hennessy | Mgmt | For | For |
| | | | | | 1.6 | Elect Ann Mather | Mgmt | For | For |
| | | | | | 1.7 | Elect Paul Otellini | Mgmt | For | For |
| | | | | | 1.8 | Elect K. Ram Shriram | Mgmt | For | For |
| | | | | | 1.9 | Elect Shirley Tilghman | Mgmt | For | For |
| | | | | | 2 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 3 | Amendment to the 2004 Stock Plan | Mgmt | For | Against |
| | | | | | 4 | Advisory Vote on Executive Compensation | Mgmt | For | For |
| | | | | | 5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year |
| | | | | | 6 | Shareholder Proposal Regarding Formation of Sustainability Committee | ShrHoldr | Against | Against |
| | | | | | 7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For |
| | | | | | 8 | Shareholder Proposal Regarding Conflict of Interest Report | ShrHoldr | Against | Against |
| | | | | | | | | | |
Groupe Danone | 04/28/2011 | Mix | 4/21/2011 | BN | F12033134 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 3 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 4 | Accounts and Reports | Mgmt | For | For |
| | | | | | 5 | Consolidated Accounts and Reports | Mgmt | For | For |
| | | | | | 6 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 7 | Ratification of the Co-option of Yoshihiro Kawabata | Mgmt | For | For |
| | | | | | 8 | Elect Bruno Bonnell | Mgmt | For | For |
| | | | | | 9 | Elect Bernard Hours | Mgmt | For | For |
| | | | | | 10 | Elect Yoshihiro Kawabata | Mgmt | For | For |
| | | | | | 11 | Elect Jacques Vincent | Mgmt | For | For |
| | | | | | 12 | Elect Isabelle Seillier | Mgmt | For | For |
| | | | | | 13 | Elect Jean-Michel Severino | Mgmt | For | For |
| | | | | | 14 | Related Party Transactions | Mgmt | For | For |
| | | | | | 15 | Severance Package (Bernard Hours) | Mgmt | For | For |
| | | | | | 16 | Authority to Repurchase Shares | Mgmt | For | For |
| | | | | | 17 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For |
| | | | | | 18 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For |
| | | | | | 19 | Authority to Increase Share Issuance Limit | Mgmt | For | For |
| | | | | | 20 | Authority to Increase Capital in Case of Exchange Offer | Mgmt | For | Against |
| | | | | | 21 | Autority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against |
| | | | | | 22 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For |
| | | | | | 23 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For |
| | | | | | 24 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For |
| | | | | | 25 | Authority to Carry Out Formalities | Mgmt | For | For |
| | | | | | | | | | |
Grupo Julio Simoes | 11/24/2010 | Special | | JSLG3 | P6065E101 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 3 | Amendments to Articles Regarding Board Responsibilities | Mgmt | For | For |
| | | | | | 4 | Amendments to Articles Regarding Company Representation | Mgmt | For | For |
| | | | | | 5 | Amendments to Articles Regarding Board Size | Mgmt | For | For |
| | | | | | 6 | Consolidated Version of Articles | Mgmt | For | For |
| | | | | | | | | | |
Guess?, Inc. | 06/23/2011 | Annual | 5/5/2011 | GES | 401617105 | 1.1 | Elect Kay Isaacson-Leibowitz | Mgmt | For | For |
| | | | | | 1.2 | Elect Maurice Marciano | Mgmt | For | For |
| | | | | | 1.3 | Elect Alex Yemenidjian | Mgmt | For | For |
| | | | | | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For |
| | | | | | 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year |
| | | | | | 4 | Ratification of Auditor | Mgmt | For | For |
| | | | | | | | | | |
H.J. Heinz Company | 08/31/2010 | Annual | 6/2/2010 | HNZ | 423074103 | 1 | Elect William Johnson | Mgmt | For | For |
| | | | | | 2 | Elect Charles Bunch | Mgmt | For | For |
| | | | | | 3 | Elect Leonard Coleman, Jr. | Mgmt | For | For |
| | | | | | 4 | Elect John Drosdick | Mgmt | For | For |
| | | | | | 5 | Elect Edith Holiday | Mgmt | For | For |
| | | | | | 6 | Elect Candace Kendle | Mgmt | For | For |
| | | | | | 7 | Elect Dean O'Hare | Mgmt | For | For |
| | | | | | 8 | Elect Nelson Peltz | Mgmt | For | For |
| | | | | | 9 | Elect Dennis Reilley | Mgmt | For | For |
| | | | | | 10 | Elect Lynn Swann | Mgmt | For | For |
| | | | | | 11 | Elect Thomas Usher | Mgmt | For | For |
| | | | | | 12 | Elect Michael Weinstein | Mgmt | For | For |
| | | | | | 13 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For |
| | | | | | | | | | |
Hang Lung Properties Limited | 10/20/2010 | Annual | 10/15/2010 | 101 | Y30166105 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 3 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 4 | Accounts and Reports | Mgmt | For | For |
| | | | | | 5 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 6 | Elect Dominic HO Chiu Fai | Mgmt | For | For |
| | | | | | 7 | Elect Ronnie CHAN Chichung | Mgmt | For | For |
| | | | | | 8 | Elect Philip CHEN Nan Lok | Mgmt | For | For |
| | | | | | 9 | Elect William KO Pak Yau | Mgmt | For | For |
| | | | | | 10 | Elect Henry YIU Tze Yin | Mgmt | For | For |
| | | | | | 11 | Elect HO Hau Cheong | Mgmt | For | For |
| | | | | | 12 | Directors' Fees | Mgmt | For | For |
| | | | | | 13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For |
| | | | | | 14 | Authority to Repurchase Shares | Mgmt | For | For |
| | | | | | 15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For |
| | | | | | 16 | Authority to Issue Repurchased Shares | Mgmt | For | For |
| | | | | | | | | | |
HeidelbergCement AG | 05/05/2011 | Annual | 4/13/2011 | HEI | D31709104 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 3 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 4 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 5 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 6 | Ratify Bernd Scheifele | Mgmt | For | For |
| | | | | | 7 | Ratify Dominik von Achten | Mgmt | For | For |
| | | | | | 8 | Ratify Daniel Gauthier | Mgmt | For | For |
| | | | | | 9 | Ratify Andreas Kern | Mgmt | For | For |
| | | | | | 10 | Ratify Lorenz Naeger | Mgmt | For | For |
| | | | | | 11 | Ratify Albert Scheuer | Mgmt | For | For |
| | | | | | 12 | Ratify Fritz-Juergen Heckmann | Mgmt | For | For |
| | | | | | 13 | Ratify Heinz Schmitt | Mgmt | For | For |
| | | | | | 14 | Ratify Robert Feiger | Mgmt | For | For |
| | | | | | 15 | Ratify Josef Heumann | Mgmt | For | For |
| | | | | | 16 | Ratify Max Dietrich Kley | Mgmt | For | For |
| | | | | | 17 | Ratify Hans Georg Kraut | Mgmt | For | For |
| | | | | | 18 | Ratify Herbert Luetkesstratkoetter | Mgmt | For | For |
| | | | | | 19 | Ratify Tobias Merckle | Mgmt | For | For |
| | | | | | 20 | Ratify Tobias Merckle | Mgmt | For | For |
| | | | | | 21 | Ratify Alan James Murray | Mgmt | For | For |
| | | | | | 22 | Ratify Werner Schraeder | Mgmt | For | For |
| | | | | | 23 | Ratify Frank-Dirk Steininger | Mgmt | For | For |
| | | | | | 24 | Appointment of Auditor | Mgmt | For | For |
| | | | | | 25 | Compensation Policy | Mgmt | For | For |
| | | | | | | | | | |
Hengan International Group Company Limited | 05/26/2011 | Annual | 5/20/2011 | 1044 | G4402L151 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 3 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 4 | Accounts and Reports | Mgmt | For | For |
| | | | | | 5 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 6 | Elect HUI Lin Chit | Mgmt | For | For |
| | | | | | 7 | Elect Henry CHAN | Mgmt | For | For |
| | | | | | 8 | Elect Ada WONG Ying Kay | Mgmt | For | For |
| | | | | | 9 | Elect XU Shui Shen | Mgmt | For | For |
| | | | | | 10 | Elect XU Chun Man | Mgmt | For | For |
| | | | | | 11 | Elect SZE Wong Kim | Mgmt | For | For |
| | | | | | 12 | Elect HUI Ching Chi | Mgmt | For | For |
| | | | | | 13 | Directors' Fees | Mgmt | For | For |
| | | | | | 14 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For |
| | | | | | 15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For |
| | | | | | 16 | Authority to Repurchase Shares | Mgmt | For | For |
| | | | | | 17 | Authority to Issue Repurchased Shares | Mgmt | For | For |
| | | | | | 18 | Adoption of Share Option Scheme | Mgmt | For | For |
| | | | | | | | | | |
Hewlett-Packard Company | 03/23/2011 | Annual | 1/24/2011 | HPQ | 428236103 | 1 | Elect Marc Andreessen | Mgmt | For | For |
| | | | | | 2 | Elect Leo Apotheker | Mgmt | For | For |
| | | | | | 3 | Elect Lawrence Babbio Jr. | Mgmt | For | Against |
| | | | | | 4 | Elect Sari Baldauf | Mgmt | For | For |
| | | | | | 5 | Elect Shumeet Banerji | Mgmt | For | For |
| | | | | | 6 | Elect Rajiv Gupta | Mgmt | For | For |
| | | | | | 7 | Elect John Hammergren | Mgmt | For | For |
| | | | | | 8 | Elect Raymond Lane | Mgmt | For | For |
| | | | | | 9 | Elect Gary Reiner | Mgmt | For | For |
| | | | | | 10 | Elect Patricia Russo | Mgmt | For | For |
| | | | | | 11 | Elect Dominique Senequier | Mgmt | For | For |
| | | | | | 12 | Elect G. Kennedy Thompson | Mgmt | For | For |
| | | | | | 13 | Elect Margaret Whitman | Mgmt | For | For |
| | | | | | 14 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 15 | Advisory Vote on Executive Compensation | Mgmt | For | Against |
| | | | | | 16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years |
| | | | | | 17 | 2011 Employee Stock Purchase Plan | Mgmt | For | For |
| | | | | | 18 | Amendment to the 2005 Pay-for- Results Plan | Mgmt | For | For |
| | | | | | | | | | |
High Tech Computer Corp. | 06/15/2011 | Annual | 4/15/2011 | 2498 | 40432G207 | 1 | Accounts and Reports | Mgmt | For | For |
| | | | | | 2 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 3 | Authority to Increase Paid-in Capital | Mgmt | For | For |
| | | | | | 4 | Amendments to Articles | Mgmt | For | For |
| | | | | | 5 | Amendment to Procedural Rules: Acquisition/Disposal of Assets | Mgmt | For | For |
| | | | | | 6 | Election of Directors and Supervisors (Slate) | Mgmt | For | For |
| | | | | | 7 | Non-Compete Restrictions for Directors | Mgmt | For | For |
| | | | | | | | | | |
Honeywell International Inc. | 04/25/2011 | Annual | 2/25/2011 | HON | 438516106 | 1 | Elect Gordon Bethune | Mgmt | For | For |
| | | | | | 2 | Elect Kevin Burke | Mgmt | For | For |
| | | | | | 3 | Elect Jaime Chico Pardo | Mgmt | For | For |
| | | | | | 4 | Elect David Cote | Mgmt | For | For |
| | | | | | 5 | Elect D. Scott Davis | Mgmt | For | For |
| | | | | | 6 | Elect Linnet Deily | Mgmt | For | For |
| | | | | | 7 | Elect Judd Gregg | Mgmt | For | For |
| | | | | | 8 | Elect Lord Clive Hollick | Mgmt | For | For |
| | | | | | 9 | Elect George Paz | Mgmt | For | For |
| | | | | | 10 | Elect Bradley Sheares | Mgmt | For | For |
| | | | | | 11 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For |
| | | | | | 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years |
| | | | | | 14 | 2011 Stock Incentive Plan | Mgmt | For | For |
| | | | | | 15 | Amendment to the Incentive Compensation Plan for Executive Employees | Mgmt | For | For |
| | | | | | 16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For |
| | | | | | 17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against |
| | | | | | | | | | |
HSBC Holdings plc | 05/27/2011 | Annual | | HSBA | G4634U169 | 1 | Accounts and Reports | Mgmt | For | For |
| | | | | | 2 | Directors' Remuneration Report | Mgmt | For | Against |
| | | | | | 3 | Elect Safra Catz | Mgmt | For | For |
| | | | | | 4 | Elect Laura CHA May Lung | Mgmt | For | For |
| | | | | | 5 | Elect Marvin CHEUNG Kin Tung | Mgmt | For | For |
| | | | | | 6 | Elect John Coombe | Mgmt | For | For |
| | | | | | 7 | Elect Rona Fairhead | Mgmt | For | For |
| | | | | | 8 | Elect Douglas Flint | Mgmt | For | For |
| | | | | | 9 | Elect Alexander Flockhart | Mgmt | For | For |
| | | | | | 10 | Elect Stuart Gulliver | Mgmt | For | For |
| | | | | | 11 | Elect James Hughes-Hallett | Mgmt | For | For |
| | | | | | 12 | Elect Sam Laidlaw | Mgmt | For | For |
| | | | | | 13 | Elect J. Rachel Lomax | Mgmt | For | For |
| | | | | | 14 | Elect Iain Mackay | Mgmt | For | For |
| | | | | | 15 | Elect Gwyn Morgan | Mgmt | For | For |
| | | | | | 16 | Elect Narayana Murthy | Mgmt | For | For |
| | | | | | 17 | Elect Simon Robertson | Mgmt | For | For |
| | | | | | 18 | Elect John Thornton | Mgmt | For | For |
| | | | | | 19 | Elect Sir Brian Williamson | Mgmt | For | For |
| | | | | | 20 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For |
| | | | | | 21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For |
| | | | | | 22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For |
| | | | | | 23 | Share Plan 2011 | Mgmt | For | Against |
| | | | | | 24 | Directors' Fees | Mgmt | For | For |
| | | | | | 25 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For |
| | | | | | | | | | |
HYPERMARCAS SA | 09/06/2010 | Special | | HYPE3 | P5230A101 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 3 | Ratification of the Appointment of Apsis Consultoria Empresarial Ltda. | Mgmt | For | For |
| | | | | | 4 | Valuation Reports | Mgmt | For | For |
| | | | | | 5 | Acquisition of Luper Industria Farmaceutica Ltda. | Mgmt | For | For |
| | | | | | 6 | Acquisition of Sapeka - Industria e Comercio de Fraldas Descartaveis Ltda. | Mgmt | For | For |
| | | | | | 7 | Acquisition of Facilit Odontologica e Perfumaria Ltda. | Mgmt | For | For |
| | | | | | 8 | Merger with Sapeka - Industria e Comercio de Fraldas Descartaveis Ltda. | Mgmt | For | For |
| | | | | | 9 | Ratification of Appointment of Appraisers | Mgmt | For | For |
| | | | | | 10 | Valuation Reports | Mgmt | For | For |
| | | | | | 11 | Issuance of Shares in Consideration for Sapeka Shares | Mgmt | For | For |
| | | | | | 12 | Amendments to Articles | Mgmt | For | For |
| | | | | | 13 | Remuneration Policy | Mgmt | For | For |
| | | | | | 14 | Cancellation of Stock Option Plan | Mgmt | For | For |
| | | | | | 15 | Stock Option Plan | Mgmt | For | For |
| | | | | | 16 | Amend Article 1 | Mgmt | For | For |
| | | | | | 17 | Amend Articles 30 to 36 | Mgmt | For | For |
| | | | | | 18 | Amend Article 28 | Mgmt | For | For |
| | | | | | 19 | Amend Article 2 | Mgmt | For | For |
| | | | | | 20 | Consolidated Version of Articles | Mgmt | For | For |
| | | | | | 21 | Amended Partial Spin-off Agreement | Mgmt | For | For |
| | | | | | 22 | Ratification of Resolution Passed At June 30th EGM | Mgmt | For | For |
| | | | | | 23 | Authority to Carry Out Formalities | Mgmt | For | For |
| | | | | | | | | | |
HYPERMARCAS SA | 10/22/2010 | Special | | HYPE3 | P5230A101 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 3 | Authority to Issue Debentures and Bonds | Mgmt | For | For |
| | | | | | 4 | Terms of Preemptive Rights Relating to Bonds Issuance | Mgmt | For | For |
| | | | | | 5 | Authority to Carry Out Formalities | Mgmt | For | For |
| | | | | | | | | | |
HYPERMARCAS SA | 12/30/2010 | Special | | HYPE3 | P5230A101 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Ratification of Appraiser | Mgmt | For | Against |
| | | | | | 3 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 4 | Ratification of Acquisitions of York and Bitufo | Mgmt | For | Against |
| | | | | | 5 | Ratification of Acquisitions of York and Bitufo | Mgmt | For | Against |
| | | | | | 6 | Ratification of Acquisitions of York and Bitufo | Mgmt | For | Against |
| | | | | | 7 | Ratification of Acquisitions of York and Bitufo | Mgmt | For | Against |
| | | | | | 8 | Merger by Absorption of Versoix, Sapeka, Facilit, DPH and Maripa | Mgmt | For | Against |
| | | | | | 9 | Merger by Absorption of Versoix, Sapeka, Facilit, DPH and Maripa | Mgmt | For | Against |
| | | | | | 10 | Merger by Absorption of Versoix, Sapeka, Facilit, DPH and Maripa | Mgmt | For | Against |
| | | | | | 11 | Merger by Absorption of Versoix, Sapeka, Facilit, DPH and Maripa | Mgmt | For | Against |
| | | | | | 12 | Merger by Absorption of Versoix, Sapeka, Facilit, DPH and Maripa | Mgmt | For | Against |
| | | | | | 13 | Merger by Absorption of Versoix, Sapeka, Facilit, DPH and Maripa | Mgmt | For | Against |
| | | | | | 14 | Merger by Absorption of Versoix, Sapeka, Facilit, DPH and Maripa | Mgmt | For | Against |
| | | | | | 15 | Merger by Absorption of Versoix, Sapeka, Facilit, DPH and Maripa | Mgmt | For | Against |
| | | | | | 16 | Merger by Absorption of Versoix, Sapeka, Facilit, DPH and Maripa | Mgmt | For | Against |
| | | | | | 17 | Merger by Absorption of Versoix, Sapeka, Facilit, DPH and Maripa | Mgmt | For | Against |
| | | | | | 18 | Merger by Absorption of Versoix, Sapeka, Facilit, DPH and Maripa | Mgmt | For | Against |
| | | | | | 19 | Merger by Absorption of Versoix, Sapeka, Facilit, DPH and Maripa | Mgmt | For | Against |
| | | | | | 20 | Merger by Absorption of Versoix, Sapeka, Facilit, DPH and Maripa | Mgmt | For | Against |
| | | | | | 21 | Merger by Absorption of Versoix, Sapeka, Facilit, DPH and Maripa | Mgmt | For | Against |
| | | | | | 22 | Merger by Absorption of Versoix, Sapeka, Facilit, DPH and Maripa | Mgmt | For | Against |
| | | | | | 23 | Merger by Absorption of Versoix, Sapeka, Facilit, DPH and Maripa | Mgmt | For | Against |
| | | | | | 24 | Merger by Absorption of Versoix, Sapeka, Facilit, DPH and Maripa | Mgmt | For | Against |
| | | | | | 25 | Merger by Absorption of Versoix, Sapeka, Facilit, DPH and Maripa | Mgmt | For | Against |
| | | | | | 26 | Merger by Absorption of Versoix, Sapeka, Facilit, DPH and Maripa | Mgmt | For | Against |
| | | | | | 27 | Merger by Absorption of Versoix, Sapeka, Facilit, DPH and Maripa | Mgmt | For | Against |
| | | | | | 28 | Merger by Absorption of York | Mgmt | For | Against |
| | | | | | 29 | Merger by Absorption of York | Mgmt | For | Against |
| | | | | | 30 | Merger by Absorption of York | Mgmt | For | Against |
| | | | | | 31 | Merger by Absorption of York | Mgmt | For | Against |
| | | | | | 32 | Merger by Absorption of York | Mgmt | For | For |
| | | | | | 33 | Amendments to Articles | Mgmt | For | For |
| | | | | | 34 | Amendments to Articles | Mgmt | For | For |
| | | | | | 35 | Amendments to Articles | Mgmt | For | For |
| | | | | | 36 | Authority to Carry Out Formalities | Mgmt | For | For |
| | | | | | 37 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | | | | | |
Impala Platinum Holdings Limited | 10/19/2010 | Annual | 10/18/2010 | IMP | S37840113 | 1 | Accounts and Reports | Mgmt | For | For |
| | | | | | 2 | Appointment of Auditor | Mgmt | For | For |
| | | | | | 3 | Elect Michael McMahon | Mgmt | For | For |
| | | | | | 4 | Elect Paul Dunne | Mgmt | For | For |
| | | | | | 5 | Elect Terence Goodlace | Mgmt | For | For |
| | | | | | 6 | Elect Mpueleng Pooe | Mgmt | For | For |
| | | | | | 7 | Increase Non-Executive Directors' Fees | Mgmt | For | For |
| | | | | | 8 | General Authority to Issue Shares | Mgmt | For | For |
| | | | | | 9 | Authority to Repurchase Shares | Mgmt | For | For |
| | | | | | 10 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | | | | | |
Imperial Tobacco Group plc | 02/02/2011 | Annual | | IMT | G4721W102 | 1 | Accounts and Reports | Mgmt | For | For |
| | | | | | 2 | Directors' Remuneration Report | Mgmt | For | For |
| | | | | | 3 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 4 | Elect Ken Burnett | Mgmt | For | For |
| | | | | | 5 | Elect Alison Cooper | Mgmt | For | For |
| | | | | | 6 | Elect Robert Dyrbus | Mgmt | For | For |
| | | | | | 7 | Elect Michael Herlihy | Mgmt | For | For |
| | | | | | 8 | Elect Pierre Jungels | Mgmt | For | For |
| | | | | | 9 | Elect Susan Murray | Mgmt | For | For |
| | | | | | 10 | Elect Iain Napier | Mgmt | For | For |
| | | | | | 11 | Elect Berge Setrakian | Mgmt | For | Against |
| | | | | | 12 | Elect Mark Williamson | Mgmt | For | For |
| | | | | | 13 | Appointment of Auditor | Mgmt | For | For |
| | | | | | 14 | Authority to Set Auditor's Fees | Mgmt | For | For |
| | | | | | 15 | Authorisation of Political Donations | Mgmt | For | For |
| | | | | | 16 | Extension of French Sharesave Plan | Mgmt | For | For |
| | | | | | 17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For |
| | | | | | 18 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For |
| | | | | | 19 | Authority to Repurchase Shares | Mgmt | For | For |
| | | | | | 20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For |
| | | | | | 21 | Adoption of New Articles | Mgmt | For | For |
| | | | | | | | | | |
Industrial & Commercial Bank Of China | 09/21/2010 | Other | 8/13/2010 | 1398 | ADPV10686 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Types and Nominal Value of Securities to be Issued | Mgmt | For | For |
| | | | | | 3 | Proportion and Number of Shares to be Issued | Mgmt | For | For |
| | | | | | 4 | Subscription Price and the Basis for Price Determination | Mgmt | For | For |
| | | | | | 5 | Target Subscribers for the Rights Issue | Mgmt | For | For |
| | | | | | 6 | Amount and Use of Proceeds | Mgmt | For | For |
| | | | | | 7 | Effective Period of the Resolutions | Mgmt | For | For |
| | | | | | 8 | Authorization for the Rights Issue | Mgmt | For | For |
| | | | | | 9 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | | | | | |
Industrial & Commercial Bank Of China | 09/21/2010 | Special | 8/13/2010 | 1398 | ADPV10686 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 3 | Types and Nominal Value of Securities to be Issued | Mgmt | For | For |
| | | | | | 4 | Proportion and Number of Shares to be Issued | Mgmt | For | For |
| | | | | | 5 | Subscription Price and the Basis for Price Determination | Mgmt | For | For |
| | | | | | 6 | Target Subscribers for the Rights Issue | Mgmt | For | For |
| | | | | | 7 | Amount and Use of Proceeds | Mgmt | For | For |
| | | | | | 8 | Effective Period of the Resolutions | Mgmt | For | For |
| | | | | | 9 | Authorization for the Rights Issue | Mgmt | For | For |
| | | | | | 10 | Distribution of Undistributed Profits | Mgmt | For | For |
| | | | | | 11 | Feasibility Analysis Report on Use of Proceeds | Mgmt | For | For |
| | | | | | 12 | Utilization Report on Use of Proceeds from Previous Issuance | Mgmt | For | For |
| | | | | | 13 | Directors' and Supervisors' Fees | Mgmt | For | For |
| | | | | | 14 | Elect XU Shanda | Mgmt | For | For |
| | | | | | 15 | Elect LI Xiaopeng | Mgmt | For | For |
| | | | | | 16 | Utilization Report on Use of Proceeds from Previous Issuance | Mgmt | For | For |
| | | | | | | | | | |
Infosys Technologies Limited | 06/11/2011 | Annual | 5/2/2011 | INFOSYS | 456788108 | 1 | Accounts and Reports | Mgmt | For | For |
| | | | | | 2 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 3 | Elect Srinath Batni | Mgmt | For | For |
| | | | | | 4 | Elect Sridar Iyegar | Mgmt | For | For |
| | | | | | 5 | Elect Deepak Satwalekar | Mgmt | For | For |
| | | | | | 6 | Elect Omkar Goswami | Mgmt | For | For |
| | | | | | 7 | Retirement of K. Dinesh | Mgmt | For | For |
| | | | | | 8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For |
| | | | | | 9 | Elect Ramaswami Seshasayee | Mgmt | For | For |
| | | | | | 10 | Elect Ravi Venkatesan | Mgmt | For | For |
| | | | | | 11 | Appointment of S. Gopalakrishnan as Wholetime Director; Approval of Compensation | Mgmt | For | For |
| | | | | | 12 | Appointment of S.D. Shibulal as CEO and Managing Director; Approval of Compensation | Mgmt | For | For |
| | | | | | 13 | Change in Company Name | Mgmt | For | For |
| | | | | | | | | | |
ING Groep N.V. | 05/09/2011 | Annual | 4/11/2011 | INGA | N4578E413 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 3 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 4 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 5 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 6 | Accounts and Reports | Mgmt | For | For |
| | | | | | 7 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 8 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 9 | Executive Board Remuneration Policy | Mgmt | For | For |
| | | | | | 10 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 11 | Amendment to Articles A | Mgmt | For | For |
| | | | | | 12 | Amendment to Articles B | Mgmt | For | For |
| | | | | | 13 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 14 | Ratification of Executive Board Acts | Mgmt | For | For |
| | | | | | 15 | Ratification of Supervisory Board Acts | Mgmt | For | For |
| | | | | | 16 | Elect Koos Timmermans | Mgmt | For | For |
| | | | | | 17 | Elect Peter Elverding | Mgmt | For | For |
| | | | | | 18 | Elect Henk Breukink | Mgmt | For | For |
| | | | | | 19 | Elect Sjoerd van Keulen | Mgmt | For | For |
| | | | | | 20 | Elect Joost Kuiper | Mgmt | For | For |
| | | | | | 21 | Elect Luc Vandewalle | Mgmt | For | For |
| | | | | | 22 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For |
| | | | | | 23 | Authority to Issue Shares w/ or w/o Preemptive Rights in Connection with a Merger | Mgmt | For | For |
| | | | | | 24 | Authority to Repurchase Shares | Mgmt | For | For |
| | | | | | 25 | Authority to Repurchase Shares in Connection with a Merger | Mgmt | For | For |
| | | | | | 26 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | | | | | |
INPEX Corporation (fka INPEX Holdings Inc.) | 06/28/2011 | Annual | 3/31/2011 | 1605 | J2467E101 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 3 | Elect Yoshitsugu Takai | Mgmt | For | For |
| | | | | | 4 | Elect Haruhito Totsune | Mgmt | For | For |
| | | | | | 5 | Elect Kohji Sumiya | Mgmt | For | For |
| | | | | | 6 | Elect Hiroshi Satoh | Mgmt | For | For |
| | | | | | 7 | Elect Masaru Funai | Mgmt | For | For |
| | | | | | 8 | Bonus | Mgmt | For | For |
| | | | | | | | | | |
Intercontinental Hotels Group PLC | 05/27/2011 | Annual | | IHG | G4804L122 | 1 | Accounts and Reports | Mgmt | For | For |
| | | | | | 2 | Directors' Remuneration Report | Mgmt | For | For |
| | | | | | 3 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 4 | Elect James Abrahamson | Mgmt | For | For |
| | | | | | 5 | Elect Kirk Kinsell | Mgmt | For | For |
| | | | | | 6 | Elect Graham Allan | Mgmt | For | For |
| | | | | | 7 | Elect Andrew Cosslett | Mgmt | For | For |
| | | | | | 8 | Elect David Kappler | Mgmt | For | For |
| | | | | | 9 | Elect Ralph Kugler | Mgmt | For | For |
| | | | | | 10 | Elect Jennifer Laing | Mgmt | For | For |
| | | | | | 11 | Elect Jonathan Linen | Mgmt | For | For |
| | | | | | 12 | Elect Richard Solomons | Mgmt | For | For |
| | | | | | 13 | Elect David Webster | Mgmt | For | For |
| | | | | | 14 | Elect Ying Yeh | Mgmt | For | For |
| | | | | | 15 | Appointment of Auditor | Mgmt | For | For |
| | | | | | 16 | Authority to Set Auditor's Fees | Mgmt | For | For |
| | | | | | 17 | Authorisation of Political Donations | Mgmt | For | For |
| | | | | | 18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For |
| | | | | | 19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For |
| | | | | | 20 | Authority to Repurchase Shares | Mgmt | For | For |
| | | | | | 21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For |
| | | | | | | | | | |
International Business Machines Corporation | 04/26/2011 | Annual | 2/25/2011 | IBM | 459200101 | 1 | Elect Alain Belda | Mgmt | For | For |
| | | | | | 2 | Elect William Brody | Mgmt | For | For |
| | | | | | 3 | Elect Kenneth Chenault | Mgmt | For | For |
| | | | | | 4 | Elect Michael Eskew | Mgmt | For | For |
| | | | | | 5 | Elect Shirley Jackson | Mgmt | For | For |
| | | | | | 6 | Elect Andrew Liveris | Mgmt | For | For |
| | | | | | 7 | Elect W. James McNerney, Jr. | Mgmt | For | For |
| | | | | | 8 | Elect James Owens | Mgmt | For | For |
| | | | | | 9 | Elect Samuel Palmisano | Mgmt | For | For |
| | | | | | 10 | Elect Joan Spero | Mgmt | For | For |
| | | | | | 11 | Elect Sidney Taurel | Mgmt | For | For |
| | | | | | 12 | Elect Lorenzo Hector Zambrano Trevino | Mgmt | For | For |
| | | | | | 13 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 14 | Advisory Vote on Executive Compensation | Mgmt | For | For |
| | | | | | 15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years |
| | | | | | 16 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against |
| | | | | | 17 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against |
| | | | | | 18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against |
| | | | | | | | | | |
ITT Educational Services, Inc. | 05/03/2011 | Annual | 3/4/2011 | ESI | 45068B109 | 1 | Elect John Dean | Mgmt | For | For |
| | | | | | 2 | Elect James Fowler Jr. | Mgmt | For | For |
| | | | | | 3 | Elect Vin Weber | Mgmt | For | For |
| | | | | | 4 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 5 | Advisory Vote on Executive Compensation | Mgmt | For | For |
| | | | | | 6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year |
| | | | | | | | | | |
JPMorgan Chase & Co. | 05/17/2011 | Annual | 3/18/2011 | JPM | 46625H100 | 1 | Elect Crandall Bowles | Mgmt | For | For |
| | | | | | 2 | Elect Stephen Burke | Mgmt | For | For |
| | | | | | 3 | Elect David Cote | Mgmt | For | For |
| | | | | | 4 | Elect James Crown | Mgmt | For | For |
| | | | | | 5 | Elect James Dimon | Mgmt | For | For |
| | | | | | 6 | Elect Ellen Futter | Mgmt | For | For |
| | | | | | 7 | Elect William Gray, III | Mgmt | For | For |
| | | | | | 8 | Elect Laban Jackson, Jr. | Mgmt | For | For |
| | | | | | 9 | Elect David Novak | Mgmt | For | For |
| | | | | | 10 | Elect Lee Raymond | Mgmt | For | For |
| | | | | | 11 | Elect William Weldon | Mgmt | For | For |
| | | | | | 12 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 13 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For |
| | | | | | 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year |
| | | | | | 15 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For |
| | | | | | 16 | Shareholder Proposal Regarding Affirmation of Political Nonpartisanship | ShrHoldr | Against | Against |
| | | | | | 17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against |
| | | | | | 18 | Shareholder Proposal Regarding Mortgage Loan Servicing | ShrHoldr | Against | Against |
| | | | | | 19 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against |
| | | | | | 20 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHoldr | Against | Against |
| | | | | | 21 | Shareholder Proposal Regarding an Independent Lead Director | ShrHoldr | Against | Against |
| | | | | | | | | | |
JS Group Corporation | 06/23/2011 | Annual | 3/31/2011 | 5938 | J2855M103 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Amendments to Articles | Mgmt | For | For |
| | | | | | 3 | Elect Yohichiroh Ushioda | Mgmt | For | For |
| | | | | | 4 | Elect Takashi Tsutsui | Mgmt | For | For |
| | | | | | 5 | Elect Yoshizumi Kanamori | Mgmt | For | For |
| | | | | | 6 | Elect Keiichiroh Ina | Mgmt | For | For |
| | | | | | 7 | Elect Masahiro Takasaki | Mgmt | For | For |
| | | | | | 8 | Elect Tetsuo Shimura | Mgmt | For | For |
| | | | | | 9 | Elect Fumio Sudo | Mgmt | For | For |
| | | | | | 10 | Elect Hidehiko Satoh | Mgmt | For | For |
| | | | | | 11 | Elect Tsutomu Kawaguchi | Mgmt | For | For |
| | | | | | 12 | Elect Yoshiaki Fujimori | Mgmt | For | For |
| | | | | | | | | | |
Julio Simoes Logistica S.A. | 04/29/2011 | Special | | JSLG3 | P6065E101 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Amend Article 24 | Mgmt | For | For |
| | | | | | 3 | Remove Article 53 | Mgmt | For | For |
| | | | | | 4 | Publication of Company Notices | Mgmt | For | For |
| | | | | | 5 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 6 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 3 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 4 | Accounts and Reports | Mgmt | For | For |
| | | | | | 5 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 6 | Election of Directors | Mgmt | For | For |
| | | | | | 7 | Remuneration Policy | Mgmt | For | For |
| | | | | | 8 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | | | | | |
Julio Simoes Logistica S.A. | 12/30/2010 | Special | | JSLG3 | P6065E101 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 3 | Change of Company Name | Mgmt | For | For |
| | | | | | 4 | Amendments to Articles Regarding Corporate Purpose | Mgmt | For | For |
| | | | | | 5 | Amendments to Articles Regarding Board | Mgmt | For | For |
| | | | | | 6 | Amendments to Articles Regarding Legal Representation | Mgmt | For | For |
| | | | | | | | | | |
Kohl's Corporation | 05/12/2011 | Annual | 3/9/2011 | KSS | 500255104 | 1 | Elect Peter Boneparth | Mgmt | For | For |
| | | | | | 2 | Elect Steven Burd | Mgmt | For | For |
| | | | | | 3 | Elect John Herma | Mgmt | For | For |
| | | | | | 4 | Elect Dale Jones | Mgmt | For | For |
| | | | | | 5 | Elect William Kellogg | Mgmt | For | For |
| | | | | | 6 | Elect Kevin Mansell | Mgmt | For | For |
| | | | | | 7 | Elect Frank Sica | Mgmt | For | For |
| | | | | | 8 | Elect Peter Sommerhauser | Mgmt | For | For |
| | | | | | 9 | Elect Stephanie Streeter | Mgmt | For | For |
| | | | | | 10 | Elect Nina Vaca | Mgmt | For | For |
| | | | | | 11 | Elect Stephen Watson | Mgmt | For | For |
| | | | | | 12 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 13 | Elimination of Supermajority Requirement in Article V(f) | Mgmt | For | For |
| | | | | | 14 | Elimination of Supermajority Requirement in Article VI | Mgmt | For | For |
| | | | | | 15 | Annual Incentive Plan | Mgmt | For | For |
| | | | | | 16 | Advisory Vote on Executive Compensation | Mgmt | For | For |
| | | | | | 17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year |
| | | | | | 18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against |
| | | | | | 19 | Shareholder Proposal Regarding CEO Succession Planning | ShrHoldr | Against | Against |
| | | | | | | | | | |
Kone Oyj | 02/28/2011 | Annual | 2/16/2011 | KNEBV | X4551T105 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 3 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 4 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 5 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 6 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 7 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 8 | Accounts and Reports | Mgmt | For | For |
| | | | | | 9 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 10 | Ratification of Board and Management Acts | Mgmt | For | For |
| | | | | | 11 | Directors' Fees | Mgmt | For | For |
| | | | | | 12 | Board Size | Mgmt | For | For |
| | | | | | 13 | Election of Directors | Mgmt | For | For |
| | | | | | 14 | Authority to Set Auditor's Fees | Mgmt | For | For |
| | | | | | 15 | Number of Auditors | Mgmt | For | For |
| | | | | | 16 | Appointment of Auditor | Mgmt | For | For |
| | | | | | 17 | Authority to Repurchase Shares | Mgmt | For | For |
| | | | | | 18 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 19 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 20 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | | | | | |
Koninklijke KPN N.V. | 04/06/2011 | Annual | 3/9/2011 | KPN | N4297B146 | 1 | Non-Voting Meeting Note | N/A | N/A | TNA |
| | | | | | 2 | Non-Voting Agenda Item | N/A | N/A | TNA |
| | | | | | 3 | Non-Voting Agenda Item | N/A | N/A | TNA |
| | | | | | 4 | Accounts and Reports | Mgmt | For | TNA |
| | | | | | 5 | Non-Voting Agenda Item | N/A | N/A | TNA |
| | | | | | 6 | Allocation of Profits/Dividends | Mgmt | For | TNA |
| | | | | | 7 | Ratification of Management Board Acts | Mgmt | For | TNA |
| | | | | | 8 | Ratification of Supervisory Board Acts | Mgmt | For | TNA |
| | | | | | 9 | Appointment of Auditor | Mgmt | For | TNA |
| | | | | | 10 | Amendment to Management Board Compensation Policy | Mgmt | For | TNA |
| | | | | | 11 | Amendment to Supervisory Board Fees | Mgmt | For | TNA |
| | | | | | 12 | Non-Voting Agenda Item | N/A | N/A | TNA |
| | | | | | 13 | Elect J.B.M. Streppel | Mgmt | For | TNA |
| | | | | | 14 | Elect M. Bischoff | Mgmt | For | TNA |
| | | | | | 15 | Elect C.M. Hooymans | Mgmt | For | TNA |
| | | | | | 16 | Non-Voting Agenda Item | N/A | N/A | TNA |
| | | | | | 17 | Authority to Repurchase Shares | Mgmt | For | TNA |
| | | | | | 18 | Authority to Reduce Share Capital | Mgmt | For | TNA |
| | | | | | 19 | Non-Voting Agenda Item | N/A | N/A | TNA |
| | | | | | | | | | |
Kuehne & Nagel International AG | 05/10/2011 | Annual | 5/4/2011 | KNIN | H4673L145 | 1 | Non-Voting Meeting Note | N/A | N/A | TNA |
| | | | | | 2 | Non-Voting Meeting Note | N/A | N/A | TNA |
| | | | | | 3 | Accounts and Reports | Mgmt | For | TNA |
| | | | | | 4 | Allocation of Profits/Dividends | Mgmt | For | TNA |
| | | | | | 5 | Allocation of Dividends from Reserves | Mgmt | For | TNA |
| | | | | | 6 | Ratification of Board and Management Acts | Mgmt | For | TNA |
| | | | | | 7 | Elect Jurgen Fitschen | Mgmt | For | TNA |
| | | | | | 8 | Elect Karl Gernandt | Mgmt | For | TNA |
| | | | | | 9 | Elect Hans-Jorg Hager | Mgmt | For | TNA |
| | | | | | 10 | Elect Klaus-Michael Kuehne | Mgmt | For | TNA |
| | | | | | 11 | Elect Hans Lerch | Mgmt | For | TNA |
| | | | | | 12 | Elect Wolfgang Peiner | Mgmt | For | TNA |
| | | | | | 13 | Elect Thomas Staehelin | Mgmt | For | TNA |
| | | | | | 14 | Elect Joerg Wolle | Mgmt | For | TNA |
| | | | | | 15 | Elect Bernd Wrede | Mgmt | For | TNA |
| | | | | | 16 | Elect Renato Fassbind | Mgmt | For | TNA |
| | | | | | 17 | Appointment of Auditor | Mgmt | For | TNA |
| | | | | | 18 | Transaction of Other Business | Mgmt | For | TNA |
| | | | | | | | | | |
Lowe's Companies, Inc. | 05/27/2011 | Annual | 3/25/2011 | LOW | 548661107 | 1.1 | Elect Raul Alvarez | Mgmt | For | For |
| | | | | | 1.2 | Elect David Bernauer | Mgmt | For | For |
| | | | | | 1.3 | Elect Leonard Berry | Mgmt | For | For |
| | | | | | 1.4 | Elect Peter Browning | Mgmt | For | For |
| | | | | | 1.5 | Elect Dawn Hudson | Mgmt | For | For |
| | | | | | 1.6 | Elect Robert Johnson | Mgmt | For | For |
| | | | | | 1.7 | Elect Marshall Larsen | Mgmt | For | For |
| | | | | | 1.8 | Elect Richard Lochridge | Mgmt | For | For |
| | | | | | 1.9 | Elect Robert Niblock | Mgmt | For | For |
| | | | | | 1.10 | Elect Stephen Page | Mgmt | For | For |
| | | | | | 2 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For |
| | | | | | 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year |
| | | | | | 5 | 2011 Annual Incentive Plan | Mgmt | For | For |
| | | | | | 6 | Shareholder Proposal Regarding Shareholder Approval of Severance Agreements | ShrHoldr | Against | Against |
| | | | | | 7 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against |
| | | | | | 8 | Shareholder Proposal Regarding Report on Political Contributions and Expenditure Report | ShrHoldr | Against | Against |
| | | | | | | | | | |
McDonald's Corporation | 05/19/2011 | Annual | 3/22/2011 | MCD | 580135101 | 1 | Elect Susan Arnold | Mgmt | For | For |
| | | | | | 2 | Elect Richard Lenny | Mgmt | For | For |
| | | | | | 3 | Elect Cary McMillan | Mgmt | For | For |
| | | | | | 4 | Elect Sheila Penrose | Mgmt | For | For |
| | | | | | 5 | Elect James Skinner | Mgmt | For | For |
| | | | | | 6 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 7 | Advisory Vote on Executive Compensation | Mgmt | For | For |
| | | | | | 8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year |
| | | | | | 9 | Elimination of Super-majority Requirement in Article Regarding Transactions with Interested Shareholders | Mgmt | For | For |
| | | | | | 10 | Elimination of Supermajority Requirement in Article Regarding the Removal of Directors | Mgmt | For | For |
| | | | | | 11 | Elimination of Supermajority Requirement in Article Regarding Shareholder Action | Mgmt | For | For |
| | | | | | 12 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For |
| | | | | | 13 | Shareholder Proposal Regarding Controlled Atmosphere Killing | ShrHoldr | Against | Against |
| | | | | | 14 | Shareholder Proposal Regarding Report on Childhood Obesity | ShrHoldr | Against | Against |
| | | | | | 15 | Shareholder Proposal Regarding Beverage Containers | ShrHoldr | Against | Against |
| | | | | | | | | | |
MetLife, Inc. | 04/26/2011 | Annual | 3/1/2011 | MET | 59156R108 | 1.1 | Elect Steven Kandarian | Mgmt | For | For |
| | | | | | 1.2 | Elect Sylvia Mathews Burwell | Mgmt | For | For |
| | | | | | 1.3 | Elect Eduardo Castro-Wright | Mgmt | For | For |
| | | | | | 1.4 | Elect Cheryl Grise | Mgmt | For | For |
| | | | | | 1.5 | Elect Lulu Wang | Mgmt | For | For |
| | | | | | 2 | Repeal of Classified Board | Mgmt | For | For |
| | | | | | 3 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 4 | Advisory Vote on Executive Compensation | Mgmt | For | For |
| | | | | | 5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years |
| | | | | | | | | | |
Microsoft Corporation | 11/16/2010 | Annual | 9/3/2010 | MSFT | 594918104 | 1 | Elect Steven Ballmer | Mgmt | For | Against |
| | | | | | 2 | Elect Dina Dublon | Mgmt | For | For |
| | | | | | 3 | Elect William Gates III | Mgmt | For | For |
| | | | | | 4 | Elect Raymond Gilmartin | Mgmt | For | For |
| | | | | | 5 | Elect Reed Hastings | Mgmt | For | For |
| | | | | | 6 | Elect Maria Klawe | Mgmt | For | For |
| | | | | | 7 | Elect David Marquardt | Mgmt | For | For |
| | | | | | 8 | Elect Charles Noski | Mgmt | For | For |
| | | | | | 9 | Elect Helmut Panke | Mgmt | For | For |
| | | | | | 10 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 11 | Shareholder Proposal Regarding Formation of Environmental Sustainability Committee | ShrHoldr | Against | Against |
| | | | | | | | | | |
Mitsubishi Electric Corporation | 06/29/2011 | Annual | 3/31/2011 | 6503 | J43873116 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Elect Setsuhiro Shimomura | Mgmt | For | For |
| | | | | | 3 | Elect Kenichiroh Yamanishi | Mgmt | For | For |
| | | | | | 4 | Elect Masanori Saitoh | Mgmt | For | For |
| | | | | | 5 | Elect Hiroki Yoshimatsu | Mgmt | For | For |
| | | | | | 6 | Elect Noritomo Hashimoto | Mgmt | For | For |
| | | | | | 7 | Elect Ryohsuke Fujimoto | Mgmt | For | For |
| | | | | | 8 | Elect Hiroyoshi Sakuyama | Mgmt | For | For |
| | | | | | 9 | Elect Hiroyoshi Murayama | Mgmt | For | For |
| | | | | | 10 | Elect Shunji Yanai | Mgmt | For | For |
| | | | | | 11 | Elect Mikio Sasaki | Mgmt | For | For |
| | | | | | 12 | Elect Shigemitsu Miki | Mgmt | For | For |
| | | | | | 13 | Elect Fujiatsu Makino | Mgmt | For | For |
| | | | | | | | | | |
Mitsubishi UFJ Financial Group Inc. | 06/29/2011 | Annual | 3/31/2011 | 8306 | J44497105 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 3 | Elect Takamune Okihara | Mgmt | For | For |
| | | | | | 4 | Elect Kinya Okauchi | Mgmt | For | For |
| | | | | | 5 | Elect Katsunori Nagayasu | Mgmt | For | For |
| | | | | | 6 | Elect Tatsuo Tanaka | Mgmt | For | For |
| | | | | | 7 | Elect Nobuyuki Hirano | Mgmt | For | For |
| | | | | | 8 | Elect Taihei Yuki | Mgmt | For | For |
| | | | | | 9 | Elect Ichiroh Hamakawa | Mgmt | For | For |
| | | | | | 10 | Elect Masao Hasegawa | Mgmt | For | For |
| | | | | | 11 | Elect Toshiroh Toyoizumi | Mgmt | For | For |
| | | | | | 12 | Elect Shunsuke Teraoka | Mgmt | For | For |
| | | | | | 13 | Elect Tatsuo Wakabayashi | Mgmt | For | For |
| | | | | | 14 | Elect Takashi Oyamada | Mgmt | For | For |
| | | | | | 15 | Elect Hiroyuki Noguchi | Mgmt | For | For |
| | | | | | 16 | Elect Ryuji Araki | Mgmt | For | For |
| | | | | | 17 | Elect Kazuhiro Watanabe | Mgmt | For | For |
| | | | | | 18 | Elect Takuma Ohtoshi | Mgmt | For | For |
| | | | | | 19 | Elect Takehiko Nemoto | Mgmt | For | For |
| | | | | | | | | | |
Mitsui Fudosan Co Ltd | 06/29/2011 | Annual | 3/31/2011 | 8801 | J4509L101 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 3 | Elect Hiromichi Iwasa | Mgmt | For | For |
| | | | | | 4 | Elect Mitsuhiro Matsumoto | Mgmt | For | For |
| | | | | | 5 | Elect Masanobu Komoda | Mgmt | For | For |
| | | | | | 6 | Elect Yoshiaki Iinuma | Mgmt | For | For |
| | | | | | 7 | Elect Hitoshi Saitoh | Mgmt | For | For |
| | | | | | 8 | Elect Toshihide Ichikawa | Mgmt | For | For |
| | | | | | 9 | Elect Yoshikazu Kitahara | Mgmt | For | For |
| | | | | | 10 | Elect Hiroshi Asai | Mgmt | For | For |
| | | | | | 11 | Elect Kenji Iino | Mgmt | For | For |
| | | | | | 12 | Elect Yoshiharu Hayakawa | Mgmt | For | For |
| | | | | | 13 | Elect Mitsudo Urano | Mgmt | For | For |
| | | | | | 14 | Elect Eiji Hosoya | Mgmt | For | For |
| | | | | | 15 | Elect Masayuki Matsushima | Mgmt | For | For |
| | | | | | 16 | Elect Seizoh Kuramoto | Mgmt | For | For |
| | | | | | 17 | Elect Akishige Okada | Mgmt | For | For |
| | | | | | 18 | Elect Keiu Nishida | Mgmt | For | For |
| | | | | | 19 | Bonus | Mgmt | For | For |
| | | | | | | | | | |
Mitsui O.S.K Lines Limited | 06/23/2011 | Annual | 3/31/2011 | 9104 | J45013109 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 3 | Elect Akimitsu Ashida | Mgmt | For | For |
| | | | | | 4 | Elect Masakazu Yakushiji | Mgmt | For | For |
| | | | | | 5 | Elect Kohichi Mutoh | Mgmt | For | For |
| | | | | | 6 | Elect Masafumi Yasuoka | Mgmt | For | For |
| | | | | | 7 | Elect Toshitaka Shishido | Mgmt | For | For |
| | | | | | 8 | Elect Tsuneo Watanabe | Mgmt | For | For |
| | | | | | 9 | Elect Shugo Aoto | Mgmt | For | For |
| | | | | | 10 | Elect Takeshi Komura | Mgmt | For | For |
| | | | | | 11 | Elect Sadayuki Sakakibara | Mgmt | For | For |
| | | | | | 12 | Elect Masayuki Matsushima | Mgmt | For | For |
| | | | | | 13 | Elect Masaaki Tsuda | Mgmt | For | For |
| | | | | | 14 | Elect Hiroyuki Itami | Mgmt | For | For |
| | | | | | 15 | Election of Alternate Statutory Auditor(s) | Mgmt | For | For |
| | | | | | 16 | Stock Option Plan | Mgmt | For | For |
| | | | | | | | | | |
NetEase.com, Inc. | 09/02/2010 | Annual | 7/22/2010 | NTES | 64110W102 | 1 | Elect William Ding | Mgmt | For | For |
| | | | | | 2 | Elect Alice Cheng | Mgmt | For | For |
| | | | | | 3 | Elect Denny Lee | Mgmt | For | For |
| | | | | | 4 | Elect Joseph Tong | Mgmt | For | For |
| | | | | | 5 | Elect Lun Feng | Mgmt | For | For |
| | | | | | 6 | Elect Michael Leung | Mgmt | For | For |
| | | | | | 7 | Elect Michael Tong | Mgmt | For | For |
| | | | | | 8 | Ratification of Auditor | Mgmt | For | For |
| | | | | | | | | | |
Nexen Inc. | 04/27/2011 | Annual | 3/7/2011 | NXY | 65334H102 | 1.1 | Elect William Berry | Mgmt | For | For |
| | | | | | 1.2 | Elect Robert Bertram | Mgmt | For | For |
| | | | | | 1.3 | Elect Dennis Flanagan | Mgmt | For | For |
| | | | | | 1.4 | Elect S. Barry Jackson | Mgmt | For | For |
| | | | | | 1.5 | Elect Kevin Jenkins | Mgmt | For | For |
| | | | | | 1.6 | Elect A. Anne McLellan | Mgmt | For | For |
| | | | | | 1.7 | Elect Eric Newell | Mgmt | For | For |
| | | | | | 1.8 | Elect Thomas O'Neill | Mgmt | For | For |
| | | | | | 1.9 | Elect Marvin Romanow | Mgmt | For | For |
| | | | | | 1.10 | Elect Francis Saville | Mgmt | For | For |
| | | | | | 1.11 | Elect John Willson | Mgmt | For | For |
| | | | | | 1.12 | Elect Victor Zaleschuk | Mgmt | For | For |
| | | | | | 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For |
| | | | | | 3 | Amendment to Shareholder Rights' Plan | Mgmt | For | For |
| | | | | | 4 | Advisory Vote on Executive Compensation | Mgmt | For | For |
| | | | | | | | | | |
NextEra Energy, Inc. | 05/20/2011 | Annual | 3/22/2011 | NEE | 65339F101 | 1.1 | Elect Sherry Barrat | Mgmt | For | For |
| | | | | | 1.2 | Elect Robert Beall II | Mgmt | For | For |
| | | | | | 1.3 | Elect J. Hyatt Brown | Mgmt | For | For |
| | | | | | 1.4 | Elect James Camaren | Mgmt | For | For |
| | | | | | 1.5 | Elect Kenneth Dunn | Mgmt | For | For |
| | | | | | 1.6 | Elect J. Brian Ferguson | Mgmt | For | For |
| | | | | | 1.7 | Elect Lewis Hay III | Mgmt | For | For |
| | | | | | 1.8 | Elect Toni Jennings | Mgmt | For | For |
| | | | | | 1.9 | Elect Oliver Kingsley, Jr. | Mgmt | For | For |
| | | | | | 1.10 | Elect Rudy Schupp | Mgmt | For | For |
| | | | | | 1.11 | Elect William Swanson | Mgmt | For | For |
| | | | | | 1.12 | Elect Michael Thaman | Mgmt | For | For |
| | | | | | 1.13 | Elect Hansel Tookes II | Mgmt | For | For |
| | | | | | 2 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 3 | 2011 Long Term Incentive Plan | Mgmt | For | For |
| | | | | | 4 | Advisory Vote on Executive Compensation | Mgmt | For | For |
| | | | | | 5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year |
| | | | | | | | | | |
Nidec Corporation | 06/21/2011 | Annual | 3/31/2011 | 6594 | J52968104 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Elect Shigenobu Nagamori | Mgmt | For | For |
| | | | | | 3 | Elect Hiroshi Kobe | Mgmt | For | For |
| | | | | | 4 | Elect Kenji Sawamura | Mgmt | For | For |
| | | | | | 5 | Elect Juntaroh Fujii | Mgmt | For | For |
| | | | | | 6 | Elect Tadaaki Hamada | Mgmt | For | For |
| | | | | | 7 | Elect Masuo Yoshimatsu | Mgmt | For | For |
| | | | | | 8 | Elect Tetsuo Inoue | Mgmt | For | For |
| | | | | | 9 | Elect Shohzoh Wakabayashi | Mgmt | For | For |
| | | | | | 10 | Elect Masakazu Iwakura | Mgmt | For | For |
| | | | | | 11 | Elect Osamu Narumiya | Mgmt | For | For |
| | | | | | 12 | Elect Ryuichi Tanabe | Mgmt | For | For |
| | | | | | 13 | Elect Susumu Ohno | Mgmt | For | For |
| | | | | | | | | | |
Nissan Motor Co Ltd | 06/29/2011 | Annual | 3/31/2011 | 7201 | J57160129 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 3 | Stock Option Plan | Mgmt | For | For |
| | | | | | 4 | Elect Carlos Ghosn | Mgmt | For | For |
| | | | | | 5 | Elect Toshiyuki Shiga | Mgmt | For | For |
| | | | | | 6 | Elect Hiroto Saikawa | Mgmt | For | For |
| | | | | | 7 | Elect Colin Dodge | Mgmt | For | For |
| | | | | | 8 | Elect Mitsuhiko Yamashita | Mgmt | For | For |
| | | | | | 9 | Elect Carlos Tavares | Mgmt | For | For |
| | | | | | 10 | Elect Hidetoshi Imazu | Mgmt | For | For |
| | | | | | 11 | Elect Jean-Baptiste Duzan | Mgmt | For | For |
| | | | | | 12 | Elect Katsumi Nakamura | Mgmt | For | For |
| | | | | | | | | | |
Noble Corporation | 04/29/2011 | Annual | 3/4/2011 | NE | H5833N103 | 1.1 | Elect Lawrence Chazen | Mgmt | For | For |
| | | | | | 1.2 | Elect Jon Marshall | Mgmt | For | For |
| | | | | | 1.3 | Elect Mary Ricciardello | Mgmt | For | For |
| | | | | | 2 | Accounts and Reports | Mgmt | For | For |
| | | | | | 3 | Creation of Reserves | Mgmt | For | For |
| | | | | | 4 | Cancellation of Treasury Shares | Mgmt | For | For |
| | | | | | 5 | Increase of Authorized Capital | Mgmt | For | Against |
| | | | | | 6 | Reduction of Par Value; Capital Distribution | Mgmt | For | For |
| | | | | | 7 | Appointment of Auditor | Mgmt | For | For |
| | | | | | 8 | Discharge of the Board of Directors from Personal Liability | Mgmt | For | For |
| | | | | | 9 | Advisory Vote on Executive Compensation | Mgmt | For | Against |
| | | | | | 10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years |
| | | | | | 1.1 | Elect Lawrence Chazen | Mgmt | For | For |
| | | | | | 1.2 | Elect Jon Marshall | Mgmt | For | For |
| | | | | | 1.3 | Elect Mary Ricciardello | Mgmt | For | For |
| | | | | | 2 | Accounts and Reports | Mgmt | For | For |
| | | | | | 3 | Creation of Reserves | Mgmt | For | For |
| | | | | | 4 | Cancellation of Treasury Shares | Mgmt | For | For |
| | | | | | 5 | Increase of Authorized Capital | Mgmt | For | Against |
| | | | | | 6 | Reduction of Par Value; Capital Distribution | Mgmt | For | For |
| | | | | | 7 | Appointment of Auditor | Mgmt | For | For |
| | | | | | 8 | Discharge of the Board of Directors from Personal Liability | Mgmt | For | For |
| | | | | | 9 | Advisory Vote on Executive Compensation | Mgmt | For | Against |
| | | | | | 10 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years |
| | | | | | | | | | |
Nokian Renkaat Oyj | 04/07/2011 | Annual | 3/28/2011 | NRE1V | X5862L103 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 3 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 4 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 5 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 6 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 7 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 8 | Accounts and Reports | Mgmt | For | For |
| | | | | | 9 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 10 | Ratification of Board and Management Acts | Mgmt | For | For |
| | | | | | 11 | Directors' Fees | Mgmt | For | For |
| | | | | | 12 | Board Size | Mgmt | For | For |
| | | | | | 13 | Election of Directors | Mgmt | For | For |
| | | | | | 14 | Authority to Set Auditor's Fees | Mgmt | For | For |
| | | | | | 15 | Appointment of Auditor | Mgmt | For | For |
| | | | | | 16 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | | | | | |
Nordstrom, Inc. | 05/11/2011 | Annual | 3/11/2011 | JWN | 655664100 | 1 | Elect Phyllis Campbell | Mgmt | For | For |
| | | | | | 2 | Elect Michelle Ebanks | Mgmt | For | For |
| | | | | | 3 | Elect Enrique Hernandez, Jr. | Mgmt | For | For |
| | | | | | 4 | Elect Robert Miller | Mgmt | For | For |
| | | | | | 5 | Elect Blake Nordstrom | Mgmt | For | For |
| | | | | | 6 | Elect Erik Nordstrom | Mgmt | For | For |
| | | | | | 7 | Elect Peter Nordstrom | Mgmt | For | For |
| | | | | | 8 | Elect Philip Satre | Mgmt | For | For |
| | | | | | 9 | Elect Felicia Thornton | Mgmt | For | For |
| | | | | | 10 | Elect B. Kevin Turner | Mgmt | For | For |
| | | | | | 11 | Elect Robert Walter | Mgmt | For | For |
| | | | | | 12 | Elect Alison Winter | Mgmt | For | For |
| | | | | | 13 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For |
| | | | | | 14 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 15 | Advisory Vote on Executive Compensation | Mgmt | For | For |
| | | | | | 16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year |
| | | | | | | | | | |
Oracle Corporation | 10/06/2010 | Annual | 8/9/2010 | ORCL | 68389X105 | 1.1 | Elect Jeffrey Berg | Mgmt | For | For |
| | | | | | 1.2 | Elect H. Raymond Bingham | Mgmt | For | For |
| | | | | | 1.3 | Elect Michael Boskin | Mgmt | For | For |
| | | | | | 1.4 | Elect Safra Catz | Mgmt | For | For |
| | | | | | 1.5 | Elect Bruce Chizen | Mgmt | For | For |
| | | | | | 1.6 | Elect George Conrades | Mgmt | For | For |
| | | | | | 1.7 | Elect Lawrence Ellison | Mgmt | For | For |
| | | | | | 1.8 | Elect Hector Garcia-Molina | Mgmt | For | For |
| | | | | | 1.9 | Elect Jeffrey Henley | Mgmt | For | For |
| | | | | | 1.10 | Elect Mark Hurd | Mgmt | For | For |
| | | | | | 1.11 | Elect Donald Lucas | Mgmt | For | For |
| | | | | | 1.12 | Elect Naomi Seligman | Mgmt | For | For |
| | | | | | 2 | Executive Bonus Plan | Mgmt | For | For |
| | | | | | 3 | Amendment to the 2000 Long- Term Equity Incentive Plan | Mgmt | For | For |
| | | | | | 4 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 5 | Shareholder Proposal Regarding Formation of Sustainability Committee | ShrHoldr | Against | Against |
| | | | | | 6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against |
| | | | | | 7 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against |
| | | | | | | | | | |
PDG Realty S.A. Empreendimentos e Participaoes | 04/26/2011 | Annual | | PDGR3 | P7649U108 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 3 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 4 | Accounts and Reports | Mgmt | For | For |
| | | | | | 5 | Publication of Company Financials | Mgmt | For | For |
| | | | | | 6 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 7 | Election of Directors | Mgmt | For | For |
| | | | | | 8 | Remuneration Policy | Mgmt | For | Against |
| | | | | | 9 | Election of Supervisory Council | Mgmt | For | For |
| | | | | | | | | | |
PDG Realty S.A. Empreendimentos e Participaoes | 10/25/2010 | Special | | PDGR3 | P7649U108 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 3 | Stock Split | Mgmt | For | For |
| | | | | | 4 | Amend Article 5 | Mgmt | For | For |
| | | | | | 5 | Ratification of Board Acts | Mgmt | For | For |
| | | | | | | | | | |
PDG Realty S.A. Empreendimentos e Participaoes | 06/28/2011 | Special | | PDGR3 | P7649U108 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Amendments to Articles | Mgmt | For | For |
| | | | | | 3 | Amendments to Articles | Mgmt | For | For |
| | | | | | 4 | Amendments to Articles | Mgmt | For | For |
| | | | | | 5 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 6 | Amendments to Articles | Mgmt | For | For |
| | | | | | 7 | Amendments to Articles to Adopt Novo Mercado Regulations | Mgmt | For | For |
| | | | | | 8 | Amendments to Articles to Adopt Novo Mercado Regulations | Mgmt | For | For |
| | | | | | 9 | Amendments to Articles to Adopt Novo Mercado Regulations | Mgmt | For | For |
| | | | | | 10 | Amendments to Articles to Adopt Novo Mercado Regulations | Mgmt | For | For |
| | | | | | 11 | Amendments to Articles to Adopt Novo Mercado Regulations | Mgmt | For | For |
| | | | | | 12 | Amendments to Articles to Adopt Novo Mercado Regulations | Mgmt | For | For |
| | | | | | 13 | Amendments to Articles to Adopt Novo Mercado Regulations | Mgmt | For | For |
| | | | | | 14 | Amendments to Articles to Adopt Novo Mercado Regulations | Mgmt | For | For |
| | | | | | 15 | Amendments to Articles to Adopt Novo Mercado Regulations | Mgmt | For | For |
| | | | | | 16 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 17 | Amendments to Articles to Adopt Novo Mercado Regulations | Mgmt | For | For |
| | | | | | 18 | Amendments to Articles to Adopt Novo Mercado Regulations | Mgmt | For | For |
| | | | | | 19 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 20 | Amendments to Articles to Adopt Novo Mercado Regulations | Mgmt | For | For |
| | | | | | 21 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 22 | Amendments to Articles to Adopt Novo Mercado Regulations | Mgmt | For | For |
| | | | | | 23 | Amendments to Articles to Adopt Novo Mercado Regulations | Mgmt | For | For |
| | | | | | 24 | Amendments to Articles to Adopt Novo Mercado Regulations | Mgmt | For | For |
| | | | | | 25 | Amendments to Articles to Adopt Novo Mercado Regulations | Mgmt | For | For |
| | | | | | 26 | Amendments to Articles to Adopt Novo Mercado Regulations | Mgmt | For | For |
| | | | | | 27 | Amendments to Articles to Adopt Novo Mercado Regulations | Mgmt | For | For |
| | | | | | 28 | Amendments to Articles | Mgmt | For | For |
| | | | | | 29 | Remuneration Policy | Mgmt | For | For |
| | | | | | 30 | Authorization to Carry Out Competing Activities | Mgmt | For | For |
| | | | | | 31 | Reconciliation of Share Capital | Mgmt | For | For |
| | | | | | | | | | |
Peabody Energy Corporation | 05/03/2011 | Annual | 3/11/2011 | BTU | 704549104 | 1.1 | Elect Gregory Boyce | Mgmt | For | For |
| | | | | | 1.2 | Elect William Coley | Mgmt | For | For |
| | | | | | 1.3 | Elect William James | Mgmt | For | For |
| | | | | | 1.4 | Elect Robert Karn III | Mgmt | For | For |
| | | | | | 1.5 | Elect M. Frances Keeth | Mgmt | For | For |
| | | | | | 1.6 | Elect Henry Lentz | Mgmt | For | For |
| | | | | | 1.7 | Elect Robert Malone | Mgmt | For | For |
| | | | | | 1.8 | Elect William Rusnack | Mgmt | For | For |
| | | | | | 1.9 | Elect John Turner | Mgmt | For | For |
| | | | | | 1.10 | Elect Sandra Van Trease | Mgmt | For | For |
| | | | | | 1.11 | Elect Alan Washkowitz | Mgmt | For | For |
| | | | | | 2 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For |
| | | | | | 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year |
| | | | | | 5 | 2011 Long-Term Equity Incentive Plan | Mgmt | For | For |
| | | | | | | | | | |
PepsiCo, Inc. | 05/04/2011 | Annual | 3/4/2011 | PEP | 713448108 | 1 | Elect Shona Brown | Mgmt | For | For |
| | | | | | 2 | Elect Ian Cook | Mgmt | For | For |
| | | | | | 3 | Elect Dina Dublon | Mgmt | For | For |
| | | | | | 4 | Elect Victor Dzau | Mgmt | For | For |
| | | | | | 5 | Elect Ray Hunt | Mgmt | For | For |
| | | | | | 6 | Elect Alberto Ibarguen | Mgmt | For | For |
| | | | | | 7 | Elect Arthur Martinez | Mgmt | For | For |
| | | | | | 8 | Elect Indra Nooyi | Mgmt | For | For |
| | | | | | 9 | Elect Sharon Rockefeller | Mgmt | For | For |
| | | | | | 10 | Elect James Schiro | Mgmt | For | For |
| | | | | | 11 | Elect Lloyd Trotter | Mgmt | For | For |
| | | | | | 12 | Elect Daniel Vasella | Mgmt | For | For |
| | | | | | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For |
| | | | | | 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year |
| | | | | | 15 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 16 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For |
| | | | | | 17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against |
| | | | | | 18 | Shareholder Proposal Regarding Reviewing Political Contributions and Expenditures | ShrHoldr | Against | Against |
| | | | | | | | | | |
Perfect World Co., Ltd. | 08/14/2010 | Annual | 7/21/2010 | PWRD | 71372U104 | 1 | 2010 Share Incentive Plan | Mgmt | For | Against |
| | | | | | 2 | Appointment of Auditor | Mgmt | For | For |
| | | | | | 3 | Accounts and Reports | Mgmt | For | For |
| | | | | | 4 | Ratification of Board Acts | Mgmt | For | For |
| | | | | | | | | | |
Pernod Ricard SA | 11/10/2010 | Mix | 11/4/2010 | RI | F72027109 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 3 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 4 | Accounts and Reports; Approval of Non Tax-Deductible Expenses | Mgmt | For | For |
| | | | | | 5 | Consolidated Accounts and Reports | Mgmt | For | For |
| | | | | | 6 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 7 | Related Party Transactions | Mgmt | For | For |
| | | | | | 8 | Elect Francois Gerard | Mgmt | For | For |
| | | | | | 9 | Elect Susan Murray | Mgmt | For | For |
| | | | | | 10 | Appointment of Auditor (Mazars) | Mgmt | For | For |
| | | | | | 11 | Appointment of Alternate Auditor (Patrick de Cambourg) | Mgmt | For | For |
| | | | | | 12 | Directors' Fees | Mgmt | For | For |
| | | | | | 13 | Authority to Repurchase Shares | Mgmt | For | For |
| | | | | | 14 | Authority to Issue Restricted Stock | Mgmt | For | For |
| | | | | | 15 | Authority to Issue Warrants as a Takeover Defense | Mgmt | For | Against |
| | | | | | 16 | Authority to Issue Shares and/or Convertible Securities Under Employee Savings Plan | Mgmt | For | For |
| | | | | | 17 | Amendment Regarding Censors | Mgmt | For | For |
| | | | | | 18 | Amendment to Articles Regarding Electronic Voting and Participation | Mgmt | For | For |
| | | | | | 19 | Authority to Carry Out Formalities | Mgmt | For | For |
| | | | | | 20 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | | | | | |
Petroleo Brasileiro S.A. - Petrobras | 01/31/2011 | Special | 1/3/2011 | PETR3 | 71654V408 | 1 | Merger by Absorption | Mgmt | For | For |
| | | | | | 2 | Amendments to Articles | Mgmt | For | For |
| | | | | | 1 | Amendments to Articles | Mgmt | For | For |
| | | | | | 2 | Merger by Absorption | Mgmt | For | For |
| | | | | | | | | | |
Petroleo Brasileiro S.A. - Petrobras | 04/28/2011 | Annual | 4/1/2011 | PETR3 | 71654V408 | 1 | Accounts and Reports | Mgmt | For | For |
| | | | | | 2 | Capital Expenditure Budget | Mgmt | For | For |
| | | | | | 3 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 4 | Election of Directors | Mgmt | For | For |
| | | | | | 5 | Election of Chairman of the Board of Directors | Mgmt | For | For |
| | | | | | 6 | Election of Supervisory Council Members | Mgmt | For | For |
| | | | | | 7 | Remuneration Report | Mgmt | For | For |
| | | | | | 8 | Capitalization of Reserves | Mgmt | For | For |
| | | | | | | | | | |
Peugeot SA | 05/31/2011 | Mix | 5/25/2011 | UG | F72313111 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 3 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 4 | Accounts and Reports | Mgmt | For | For |
| | | | | | 5 | Consolidated Accounts and Reports | Mgmt | For | For |
| | | | | | 6 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 7 | Related Party Transactions | Mgmt | For | For |
| | | | | | 8 | Elect Marie-Helene Roncoroni | Mgmt | For | Against |
| | | | | | 9 | Elect Jean-Paul Parayre | Mgmt | For | For |
| | | | | | 10 | Elect Pamela Knapp | Mgmt | For | For |
| | | | | | 11 | Appointment of Auditor (Mazars) | Mgmt | For | For |
| | | | | | 12 | Appointment of Alternate Auditor (Patrick de Cambourg) | Mgmt | For | For |
| | | | | | 13 | Appointment of Auditor (Ernst & Young) | Mgmt | For | For |
| | | | | | 14 | Appointment of Alternate Auditor (Auditex) | Mgmt | For | For |
| | | | | | 15 | Supervisory Board Members' Fees | Mgmt | For | For |
| | | | | | 16 | Authority to Repurchase Shares | Mgmt | For | For |
| | | | | | 17 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For |
| | | | | | 18 | Authority to Issue Shares and Convertible Securities w/ Preemptive Rights; Authority to Increase Capital Through Capitalization; Authority to Issue Debt Instruments | Mgmt | For | Against |
| | | | | | 19 | Authority to Issue Shares and Convertible Securities w/out Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | Against |
| | | | | | 20 | Authority to Issue Shares and Convertible Securities Through Private Placement; Authority to Issue Debt Instruments | Mgmt | For | Against |
| | | | | | 21 | Authority to Increase Share Issuance Limit | Mgmt | For | Against |
| | | | | | 22 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For |
| | | | | | 23 | Authority to Issue Warrants as a Takeover Defense | Mgmt | For | Against |
| | | | | | 24 | Authority to Carry Out Formalities | Mgmt | For | For |
| | | | | | 25 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | | | | | |
Pfizer Inc. | 04/28/2011 | Annual | 3/1/2011 | PFE | 717081103 | 1 | Elect Dennis Ausiello | Mgmt | For | For |
| | | | | | 2 | Elect Michael Brown | Mgmt | For | For |
| | | | | | 3 | Elect M. Anthony Burns | Mgmt | For | For |
| | | | | | 4 | Elect W. Don Cornwell | Mgmt | For | For |
| | | | | | 5 | Elect Frances Fergusson | Mgmt | For | For |
| | | | | | 6 | Elect William Gray, III | Mgmt | For | For |
| | | | | | 7 | Elect Constance Horner | Mgmt | For | For |
| | | | | | 8 | Elect James Kilts | Mgmt | For | For |
| | | | | | 9 | Elect George Lorch | Mgmt | For | For |
| | | | | | 10 | Elect John Mascotte | Mgmt | For | For |
| | | | | | 11 | Elect Suzanne Nora Johnson | Mgmt | For | For |
| | | | | | 12 | Elect Ian Read | Mgmt | For | For |
| | | | | | 13 | Elect Stephen Sanger | Mgmt | For | For |
| | | | | | 14 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 15 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For |
| | | | | | 16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 3 Years |
| | | | | | 17 | Shareholder Proposal Regarding Publishing Political Contributions and Expenditure in Newspapers | ShrHoldr | Against | Against |
| | | | | | 18 | Shareholder Proposal Regarding Lobbying Priorities Report | ShrHoldr | Against | Against |
| | | | | | 19 | Shareholder Proposal Regarding Pharmaceutical Price Restraints | ShrHoldr | Against | Against |
| | | | | | 20 | Shareholder Proposal Regarding the Right to Act by Written Consent | ShrHoldr | Against | For |
| | | | | | 21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against |
| | | | | | 22 | Shareholder Proposal Regarding Transparency in Animal Research | ShrHoldr | Against | Against |
| | | | | | | | | | |
Philip Morris International Inc. | 05/11/2011 | Annual | 3/15/2011 | PM | 718172109 | 1 | Elect Harold Brown | Mgmt | For | For |
| | | | | | 2 | Elect Mathis Cabiallavetta | Mgmt | For | For |
| | | | | | 3 | Elect Louis Camilleri | Mgmt | For | For |
| | | | | | 4 | Elect J. Dudley Fishburn | Mgmt | For | For |
| | | | | | 5 | Elect Jennifer Li | Mgmt | For | For |
| | | | | | 6 | Elect Graham Mackay | Mgmt | For | For |
| | | | | | 7 | Elect Sergio Marchionne | Mgmt | For | For |
| | | | | | 8 | Elect Lucio Noto | Mgmt | For | For |
| | | | | | 9 | Elect Carlos Slim Helu | Mgmt | For | For |
| | | | | | 10 | Elect Stephen Wolf | Mgmt | For | For |
| | | | | | 11 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For |
| | | | | | 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year |
| | | | | | 14 | Shareholder proposal Regarding Food Insecurity and Tobacco Use | ShrHoldr | Against | Against |
| | | | | | 15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against |
| | | | | | | | | | |
Ping An Insurance (Group) Company of China | 11/01/2010 | Special | 9/29/2010 | 2318 | Y69790106 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Adjustment on Independent Directors' Fees | Mgmt | For | Against |
| | | | | | 3 | Means, Object of the Transaction and Parties to the Transaction | Mgmt | For | For |
| | | | | | 4 | Transaction Price and Basis of Pricing | Mgmt | For | For |
| | | | | | 5 | Vesting of Proit or Loss Arising from the Relevant Assets from the Base Date of Asset Pricing to the Completion Date | Mgmt | For | For |
| | | | | | 6 | Contract Obligations and Default Liabilities Under the Transfer of Ownership of the Relevant Assets | Mgmt | For | For |
| | | | | | 7 | Validity Period of the Resolution | Mgmt | For | For |
| | | | | | 8 | Share Subscription Agreement | Mgmt | For | For |
| | | | | | 9 | Profits Forecast Compensation Agreement | Mgmt | For | For |
| | | | | | 10 | Ratification of Board Acts | Mgmt | For | For |
| | | | | | | | | | |
Potash Corporation of Saskatchewan Inc. | 05/12/2011 | Special | 3/16/2011 | POT | 73755L107 | 1.1 | Elect Christopher Burley | Mgmt | For | For |
| | | | | | 1.2 | Elect William Doyle | Mgmt | For | For |
| | | | | | 1.3 | Elect John Estey | Mgmt | For | For |
| | | | | | 1.4 | Elect Charles Hoffman | Mgmt | For | For |
| | | | | | 1.5 | Elect Dallas Howe | Mgmt | For | For |
| | | | | | 1.6 | Elect Alice Laberge | Mgmt | For | For |
| | | | | | 1.7 | Elect Keith Martell | Mgmt | For | For |
| | | | | | 1.8 | Elect Jeffrey McCaig | Mgmt | For | For |
| | | | | | 1.9 | Elect Mary Mogford | Mgmt | For | For |
| | | | | | 1.10 | Elect Paul Schoenhals | Mgmt | For | For |
| | | | | | 1.11 | Elect E. Robert Stromberg | Mgmt | For | For |
| | | | | | 1.12 | Elect Elena Viyella de Paliza | Mgmt | For | For |
| | | | | | 2 | Appointment of Auditor | Mgmt | For | For |
| | | | | | 3 | 2011 Performance Option Plan | Mgmt | For | For |
| | | | | | 4 | Advisory Vote on Executive Compensation | Mgmt | For | For |
| | | | | | | | | | |
Precision Castparts Corp. | 08/10/2010 | Annual | 6/14/2010 | PCP | 740189105 | 1.1 | Elect Daniel Murphy | Mgmt | For | For |
| | | | | | 1.2 | Elect Steven Rothmeier | Mgmt | For | For |
| | | | | | 1.3 | Elect Richard Wambold | Mgmt | For | For |
| | | | | | 1.4 | Elect Timothy Wicks | Mgmt | For | For |
| | | | | | 2 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 3 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For |
| | | | | | | | | | |
Promise Company Limited | 06/24/2011 | Annual | 3/31/2011 | 8574 | J64083108 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Authority to Reduce Capital and Earned Reserves | Mgmt | For | For |
| | | | | | 3 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 4 | Amendments to Articles | Mgmt | For | For |
| | | | | | 5 | Election of Shohzoh Watanabe | Mgmt | For | For |
| | | | | | 6 | Election of Yoshiyuki Akasako | Mgmt | For | For |
| | | | | | 7 | Election of Hiroaki Mori | Mgmt | For | For |
| | | | | | 8 | Election of Alternate Statutory Auditor(s) | Mgmt | For | For |
| | | | | | | | | | |
QUALCOMM Incorporated | 03/08/2011 | Annual | 1/10/2011 | QCOM | 747525103 | 1.1 | Elect Barbara Alexander | Mgmt | For | For |
| | | | | | 1.2 | Elect Stephen Bennett | Mgmt | For | For |
| | | | | | 1.3 | Elect Donald Cruickshank | Mgmt | For | For |
| | | | | | 1.4 | Elect Raymond Dittamore | Mgmt | For | For |
| | | | | | 1.5 | Elect Thomas Horton | Mgmt | For | For |
| | | | | | 1.6 | Elect Irwin Jacobs | Mgmt | For | For |
| | | | | | 1.7 | Elect Paul Jacobs | Mgmt | For | For |
| | | | | | 1.8 | Elect Robert Kahn | Mgmt | For | For |
| | | | | | 1.9 | Elect Sherry Lansing | Mgmt | For | For |
| | | | | | 1.10 | Elect Duane Nelles | Mgmt | For | For |
| | | | | | 1.11 | Elect Francisco Ros | Mgmt | For | For |
| | | | | | 1.12 | Elect Brent Scowcroft | Mgmt | For | For |
| | | | | | 1.13 | Elect Marc Stern | Mgmt | For | For |
| | | | | | 2 | Amendment to the 2006 Long-term Incentive Plan | Mgmt | For | For |
| | | | | | 3 | Amendment to the 2001 Employee Stock Purchase Plan | Mgmt | For | For |
| | | | | | 4 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 5 | Advisory Vote on Executive Compensation | Mgmt | For | For |
| | | | | | 6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years |
| | | | | | 7 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against |
| | | | | | | | | | |
Raia SA | 04/29/2011 | Annual | | RAIA3 | P7991J107 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 3 | Accounts and Reports | Mgmt | For | For |
| | | | | | 4 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | | | | | |
Raia SA | 04/29/2011 | Special | | RAIA3 | P7991J107 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Ratification of Prior Remuneration Policy | Mgmt | For | For |
| | | | | | 3 | Remuneration Policy | Mgmt | For | For |
| | | | | | | | | | |
Raytheon Company | 05/26/2011 | Annual | 4/1/2011 | RTN | 755111507 | 1 | Elect Vernon Clark | Mgmt | For | For |
| | | | | | 2 | Elect John Deutch | Mgmt | For | For |
| | | | | | 3 | Elect Stephen Hadley | Mgmt | For | For |
| | | | | | 4 | Elect Frederic Poses | Mgmt | For | For |
| | | | | | 5 | Elect Michael Ruettgers | Mgmt | For | For |
| | | | | | 6 | Elect Ronald Skates | Mgmt | For | For |
| | | | | | 7 | Elect William Spivey | Mgmt | For | For |
| | | | | | 8 | Elect Linda Stuntz | Mgmt | For | For |
| | | | | | 9 | Elect William Swanson | Mgmt | For | For |
| | | | | | 10 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For |
| | | | | | 11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year |
| | | | | | 12 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against |
| | | | | | 14 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against |
| | | | | | 15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against |
| | | | | | 16 | Shareholder Proposal Regarding Supplemental Executive Retirement Plans | ShrHoldr | Against | Against |
| | | | | | | | | | |
Reed Elsevier Plc | 04/20/2011 | Annual | | REL | G74570121 | 1 | Accounts and Reports | Mgmt | For | For |
| | | | | | 2 | Directors' Remuneration Report | Mgmt | For | Against |
| | | | | | 3 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 4 | Appointment of Auditor | Mgmt | For | For |
| | | | | | 5 | Authority to Set Auditor's Fees | Mgmt | For | For |
| | | | | | 6 | Elect Adrian Hennah | Mgmt | For | For |
| | | | | | 7 | Elect Mark Armour | Mgmt | For | For |
| | | | | | 8 | Elect Mark Elliott | Mgmt | For | For |
| | | | | | 9 | Elect Erik Engstrom | Mgmt | For | For |
| | | | | | 10 | Elect Anthony Habgood | Mgmt | For | For |
| | | | | | 11 | Elect Lisa Hook | Mgmt | For | For |
| | | | | | 12 | Elect Robert Polet | Mgmt | For | For |
| | | | | | 13 | Elect David Reid | Mgmt | For | Against |
| | | | | | 14 | Elect Ben van der Veer | Mgmt | For | For |
| | | | | | 15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For |
| | | | | | 16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For |
| | | | | | 17 | Authority to Repurchase Shares | Mgmt | For | For |
| | | | | | 18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For |
| | | | | | | | | | |
Rio Tinto plc | 04/14/2011 | Annual | 3/9/2011 | RIO | 767204100 | 1 | Accounts and Reports | Mgmt | For | For |
| | | | | | 2 | Directors' Remuneration Report | Mgmt | For | For |
| | | | | | 3 | Elect Tom Albanese | Mgmt | For | For |
| | | | | | 4 | Elect Robert Brown | Mgmt | For | For |
| | | | | | 5 | Elect Vivienne Cox | Mgmt | For | For |
| | | | | | 6 | Elect Jan du Plessis | Mgmt | For | For |
| | | | | | 7 | Elect Guy Elliott | Mgmt | For | For |
| | | | | | 8 | Elect Michael Fitzpatrick | Mgmt | For | For |
| | | | | | 9 | Elect Ann Godbehere | Mgmt | For | For |
| | | | | | 10 | Elect Richard Goodmanson | Mgmt | For | For |
| | | | | | 11 | Elect Andrew Gould | Mgmt | For | For |
| | | | | | 12 | Elect Lord John Kerr of Kinlochard | Mgmt | For | For |
| | | | | | 13 | Elect Paul Tellier | Mgmt | For | For |
| | | | | | 14 | Elect Samuel Walsh | Mgmt | For | For |
| | | | | | 15 | Elect Stephen Mayne | Mgmt | Against | Against |
| | | | | | 16 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For |
| | | | | | 17 | Amendment to the Performance Share Plan | Mgmt | For | For |
| | | | | | 18 | Amendment to and Renewal of Share Ownership Plan | Mgmt | For | For |
| | | | | | 19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For |
| | | | | | 20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For |
| | | | | | 21 | Authority to Repurchase Rio Tinto plc Shares | Mgmt | For | For |
| | | | | | 22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For |
| | | | | | | | | | |
Rio Tinto plc | 04/14/2011 | Annual | | RIO | G75754104 | 1 | Accounts and Reports | Mgmt | For | For |
| | | | | | 2 | Directors' Remuneration Report | Mgmt | For | For |
| | | | | | 3 | Elect Tom Albanese | Mgmt | For | For |
| | | | | | 4 | Elect Robert Brown | Mgmt | For | For |
| | | | | | 5 | Elect Vivienne Cox | Mgmt | For | For |
| | | | | | 6 | Elect Jan du Plessis | Mgmt | For | For |
| | | | | | 7 | Elect Guy Elliott | Mgmt | For | For |
| | | | | | 8 | Elect Michael Fitzpatrick | Mgmt | For | For |
| | | | | | 9 | Elect Ann Godbehere | Mgmt | For | For |
| | | | | | 10 | Elect Richard Goodmanson | Mgmt | For | For |
| | | | | | 11 | Elect Andrew Gould | Mgmt | For | For |
| | | | | | 12 | Elect Lord John Kerr of Kinlochard | Mgmt | For | For |
| | | | | | 13 | Elect Paul Tellier | Mgmt | For | For |
| | | | | | 14 | Elect Samuel Walsh | Mgmt | For | For |
| | | | | | 15 | Elect Stephen Mayne | Mgmt | Against | Against |
| | | | | | 16 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For |
| | | | | | 17 | Amendment to the Performance Share Plan | Mgmt | For | For |
| | | | | | 18 | Amendment to and Renewal of Share Ownership Plan | Mgmt | For | For |
| | | | | | 19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For |
| | | | | | 20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For |
| | | | | | 21 | Authority to Repurchase Rio Tinto plc Shares | Mgmt | For | For |
| | | | | | 22 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For |
| | | | | | | | | | |
Rosneft Oil Co OAO | 06/10/2011 | Annual | 4/21/2011 | ROSN | 67812M207 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Annual Report | Mgmt | For | For |
| | | | | | 3 | Financial Statements | Mgmt | For | For |
| | | | | | 4 | Allocation of Profits | Mgmt | For | For |
| | | | | | 5 | Dividends | Mgmt | For | For |
| | | | | | 6 | Directors' Fees | Mgmt | For | For |
| | | | | | 7 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 8 | Elect Vladimir Bogdanov | Mgmt | For | Against |
| | | | | | 9 | Elect Andrey Kostin | Mgmt | For | For |
| | | | | | 10 | Elect Alexander Nekipelov | Mgmt | For | For |
| | | | | | 11 | Elect Yury Petrov | Mgmt | For | For |
| | | | | | 12 | Elect Hans-Joerg Rudloff | Mgmt | For | For |
| | | | | | 13 | Elect Nikolai Tokarev | Mgmt | For | For |
| | | | | | 14 | Elect Eduard Y. Khudainatov | Mgmt | For | For |
| | | | | | 15 | Elect Sergey V. Shishin | Mgmt | For | For |
| | | | | | 16 | Elect Dmitry E. Shugayev | Mgmt | For | For |
| | | | | | 17 | Elect Irina S. Baronova | Mgmt | For | For |
| | | | | | 18 | Elect Georgy A. Nozadze | Mgmt | For | For |
| | | | | | 19 | Elect Sergey Pakhomov | Mgmt | For | For |
| | | | | | 20 | Elect Tatiana Fisenko | Mgmt | For | For |
| | | | | | 21 | Elect Alexander Yugov | Mgmt | For | For |
| | | | | | 22 | Appointment of Auditor | Mgmt | For | For |
| | | | | | 23 | Amendment Regarding Dividend Policy | Mgmt | For | For |
| | | | | | 24 | Related Party Transactions (LLC RN-Yuganskneftegaz) | Mgmt | For | For |
| | | | | | 25 | Related Party Transactions (LLC RN-Yuganskneftegaz) | Mgmt | For | For |
| | | | | | 26 | Related Party Transactions (OJSC JSC Transneft) | Mgmt | For | For |
| | | | | | 27 | Related Party Transactions (OJSC VTB Bank) | Mgmt | For | For |
| | | | | | 28 | Related Party Transactions (OJSC All-Russia Regional Development Bank) | Mgmt | For | For |
| | | | | | 29 | Related Party Transactions (OJSC VTB Bank) | Mgmt | For | For |
| | | | | | 30 | Related Party Transactions (OJSC All-Russia Regional Development Bank) | Mgmt | For | For |
| | | | | | 31 | Related Party Transactions (OJSC VTB Bank) | Mgmt | For | For |
| | | | | | 32 | Related Party Transactions (OJSC All-Russia Regional Development Bank) | Mgmt | For | For |
| | | | | | | | | | |
Ryanair Holdings plc | 09/22/2010 | Annual | 8/13/2010 | RYA | 783513 | 1 | Accounts and Reports | Mgmt | For | For |
| | | | | | 2 | Special Dividend | Mgmt | For | For |
| | | | | | 3 | Elect Klaus Kirchberger | Mgmt | For | For |
| | | | | | 4 | Elect Charles McCreevy | Mgmt | For | For |
| | | | | | 5 | Elect Declan McKeon | Mgmt | For | For |
| | | | | | 6 | Authority to Set Auditor's Fees | Mgmt | For | For |
| | | | | | 7 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For |
| | | | | | 8 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For |
| | | | | | 9 | Authority to Repurchase Shares | Mgmt | For | For |
| | | | | | 10 | Amendments to Articles | Mgmt | For | For |
| | | | | | | | | | |
Safran SA | 04/21/2011 | Mix | 4/15/2011 | SAF | F4035A557 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 3 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 4 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 5 | Accounts and Reports; Ratification of Management Board and Supervisory Board Acts; Approval of Non-Tax- Deductible Expenses | Mgmt | For | For |
| | | | | | 6 | Consolidated Accounts and Reports | Mgmt | For | For |
| | | | | | 7 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 8 | Related Party Transactions | Mgmt | For | For |
| | | | | | 9 | Amendment to Governing Structure | Mgmt | For | For |
| | | | | | 10 | Adoption of New Articles | Mgmt | For | Against |
| | | | | | 11 | Amendment Regarding Cap on Voting Rights | Mgmt | For | Against |
| | | | | | 12 | Elect Jean-Paul Herteman | Mgmt | For | For |
| | | | | | 13 | Elect Francis Mer | Mgmt | For | For |
| | | | | | 14 | Elect Giovanni Bisignani | Mgmt | For | For |
| | | | | | 15 | Elect Jean-Lou Chameau | Mgmt | For | For |
| | | | | | 16 | Elect Odile Desforges | Mgmt | For | For |
| | | | | | 17 | Elect Jean-Marc Forneri | Mgmt | For | For |
| | | | | | 18 | Elect Xavier Lagarde | Mgmt | For | For |
| | | | | | 19 | Elect Michel Lucas | Mgmt | For | For |
| | | | | | 20 | Elect Elisabeth Lulin | Mgmt | For | For |
| | | | | | 21 | Election of Representatives of the State | Mgmt | For | For |
| | | | | | 22 | Elect Christian Halary | Mgmt | For | For |
| | | | | | 23 | Elect Marc Aubry | Mgmt | For | For |
| | | | | | 24 | Elect Caroline Gregoire-Sainte Marie as Censor | Mgmt | For | For |
| | | | | | 25 | Directors' Fees | Mgmt | For | For |
| | | | | | 26 | Authority to Repurchase Shares | Mgmt | For | For |
| | | | | | 27 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For |
| | | | | | 28 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For |
| | | | | | 29 | Authority to Increase capital in Case of Exchange Offer | Mgmt | For | For |
| | | | | | 30 | Authority to Issue Shares and/or Convertible Securities Through Private Placement; Authority to Issue Debt Instruments | Mgmt | For | For |
| | | | | | 31 | Authority to Increase Share Issuance Limit | Mgmt | For | For |
| | | | | | 32 | Authority to Set Offering Price of Shares | Mgmt | For | For |
| | | | | | 33 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For |
| | | | | | 34 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For |
| | | | | | 35 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For |
| | | | | | 36 | Authority to Grant Stock Options | Mgmt | For | For |
| | | | | | 37 | Global Ceiling on Increases in Capital and Debt Issuances | Mgmt | For | For |
| | | | | | 38 | Authority to Issue Restricted Shares | Mgmt | For | For |
| | | | | | 39 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For |
| | | | | | 40 | Authority to Issue Warrants as a Takeover Defense | Mgmt | For | Against |
| | | | | | 41 | Shareholder Proposal Regarding Representatives of Employee Shareholders | ShrHoldr | For | For |
| | | | | | 42 | Shareholder Proposal Regarding Employee Representation | ShrHoldr | Against | Against |
| | | | | | 43 | Authority to Carry Out Formalities | Mgmt | For | For |
| | | | | | 44 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | | | | | |
Sap AG | 05/25/2011 | Annual | 5/3/2011 | SAP | D66992104 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 3 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 4 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 5 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 6 | Ratification of Management Board Acts | Mgmt | For | For |
| | | | | | 7 | Ratification of Supervisory Board Acts | Mgmt | For | For |
| | | | | | 8 | Appointment of Auditor | Mgmt | For | For |
| | | | | | 9 | Cancellation of Conditional Capital VI | Mgmt | For | For |
| | | | | | 10 | Authority to Issue Convertible Debt Instruments | Mgmt | For | For |
| | | | | | 11 | Intra-company Control Agreements | Mgmt | For | For |
| | | | | | | | | | |
Schneider Electric SA | 04/21/2011 | Mix | 4/15/2011 | SU | F86921107 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 3 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 4 | Accounts and Reports | Mgmt | For | For |
| | | | | | 5 | Consolidated Accounts and Reports | Mgmt | For | For |
| | | | | | 6 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 7 | Related Party Transactions | Mgmt | For | For |
| | | | | | 8 | Ratification of the Co-option of Anand Mahindra | Mgmt | For | For |
| | | | | | 9 | Elect Betsy Atkins | Mgmt | For | For |
| | | | | | 10 | Elect Jeong H. Kim | Mgmt | For | For |
| | | | | | 11 | Elect Dominique Senequier | Mgmt | For | For |
| | | | | | 12 | Directors' Fees | Mgmt | For | For |
| | | | | | 13 | Authority to Repurchase Shares | Mgmt | For | For |
| | | | | | 14 | Amendment Regarding Director Age Limit | Mgmt | For | For |
| | | | | | 15 | Amendment Regarding Censors | Mgmt | For | For |
| | | | | | 16 | Stock Split | Mgmt | For | For |
| | | | | | 17 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For |
| | | | | | 18 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For |
| | | | | | 19 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For |
| | | | | | 20 | Authority to Increase Share Issuance Limit | Mgmt | For | For |
| | | | | | 21 | Authority to Increase Capital in Case of Exchange Offer or in Consideration for Contributions in Kind | Mgmt | For | For |
| | | | | | 22 | Authority to Issue Shares and/or Convertible Securities Through Private Placement; Authority to Issue Debt Instruments | Mgmt | For | For |
| | | | | | 23 | Authority to Grant Stock Options | Mgmt | For | For |
| | | | | | 24 | Authority to Issue Restricted Shares | Mgmt | For | For |
| | | | | | 25 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For |
| | | | | | 26 | Authority to Increase Capital Under Foreign Employee Savings Plan | Mgmt | For | For |
| | | | | | 27 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For |
| | | | | | 28 | Authority to Carry Out Formalities | Mgmt | For | For |
| | | | | | | | | | |
SGS Societe Generale de Surveillance SA | 03/15/2011 | Annual | 3/10/2011 | SGSN | H7484G106 | 1 | Non-Voting Meeting Note | N/A | N/A | TNA |
| | | | | | 2 | Non-Voting Meeting Note | N/A | N/A | TNA |
| | | | | | 3 | Accounts and Reports | Mgmt | For | TNA |
| | | | | | 4 | Remuneration Report | Mgmt | For | TNA |
| | | | | | 5 | Ratification of Board Management Acts | Mgmt | For | TNA |
| | | | | | 6 | Allocation of Profits/Dividends | Mgmt | For | TNA |
| | | | | | 7 | Elect John Elkann | Mgmt | For | TNA |
| | | | | | 8 | Elect Cornelius Grupp | Mgmt | For | TNA |
| | | | | | 9 | Appointment of Auditor | Mgmt | For | TNA |
| | | | | | 10 | Increase in Authorized Capital | Mgmt | For | TNA |
| | | | | | 11 | Non-Voting Meeting Note | N/A | N/A | TNA |
| | | | | | | | | | |
Shandong Weigao Group Medical Polymer Company Limited | 06/07/2011 | Annual | 5/5/2011 | 1066 | Y76810103 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 3 | Accounts and Reports | Mgmt | For | For |
| | | | | | 4 | Directors' Report | Mgmt | For | For |
| | | | | | 5 | Supervisory Committee's Report | Mgmt | For | For |
| | | | | | 6 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 7 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For |
| | | | | | 8 | Fees of Directors, Supervisors and Senior Management | Mgmt | For | For |
| | | | | | 9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against |
| | | | | | | | | | |
Shandong Weigao Group Medical Polymer Company Limited | 06/07/2011 | Special | 5/5/2011 | 1066 | Y76810103 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 3 | Bonus Share Issuance | Mgmt | For | For |
| | | | | | 4 | Allotment of Bonus Shares | Mgmt | For | For |
| | | | | | 5 | Increase in Authorized Capital | Mgmt | For | For |
| | | | | | 6 | Ratification of Board Acts | Mgmt | For | For |
| | | | | | 7 | Amendments to Articles | Mgmt | For | For |
| | | | | | | | | | |
Shandong Weigao Group Medical Polymer Company Limited | 06/07/2011 | Other | 5/5/2011 | 1066 | Y76810103 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 3 | Bonus Share Issuance | Mgmt | For | For |
| | | | | | 4 | Allotment of Bonus Shares | Mgmt | For | For |
| | | | | | 5 | Increase in Authorized Capital | Mgmt | For | For |
| | | | | | 6 | Ratification of Board Acts | Mgmt | For | For |
| | | | | | 7 | Amendments to Articles | Mgmt | For | For |
| | | | | | 8 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | | | | | |
Shandong Weigao Group Medical Polymer Company Limited | 06/07/2011 | Special | 5/5/2011 | 1066 | Y76810103 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 3 | Renewed Annual Caps of Weigao Distribution Agreement | Mgmt | For | For |
| | | | | | 4 | Ratification of Board Acts | Mgmt | For | For |
| | | | | | | | | | |
Shangri-La Asia Limited | 02/28/2011 | Special | 2/24/2011 | 69 | G8063F106 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 3 | Elect Gregory Dogan | Mgmt | For | For |
| | | | | | 4 | Acquisition and Joint Venture | Mgmt | For | For |
| | | | | | 5 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | | | | | |
Shangri-La Asia Limited | 05/31/2011 | Annual | 5/24/2011 | 69 | G8063F106 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Accounts and Reports | Mgmt | For | For |
| | | | | | 3 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 4 | Elect Madhu Rama Chandra Rao | Mgmt | For | For |
| | | | | | 5 | Elect Edward KUOK Khoon Loong | Mgmt | For | For |
| | | | | | 6 | Elect Alexander Hamilton | Mgmt | For | For |
| | | | | | 7 | Elect Michael CHIU Wing-Nin | Mgmt | For | For |
| | | | | | 8 | Elect Arthur LI Kwok Cheung | Mgmt | For | For |
| | | | | | 9 | Directors' Fees | Mgmt | For | For |
| | | | | | 10 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For |
| | | | | | 11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against |
| | | | | | 12 | Authority to Repurchase Shares | Mgmt | For | For |
| | | | | | 13 | Authority to Issue Repurchased Shares | Mgmt | For | For |
| | | | | | 14 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | | | | | |
Shin-Etsu Chemical Co Limited | 06/29/2011 | Annual | 3/31/2011 | 4063 | J72810120 | 1 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 2 | Elect Yasuhiko Saitoh | Mgmt | For | For |
| | | | | | 3 | Elect Yoshiaki Ono | Mgmt | For | For |
| | | | | | 4 | Elect Kohji Takasugi | Mgmt | For | For |
| | | | | | 5 | Elect Toshinobu Ishihara | Mgmt | For | For |
| | | | | | 6 | Elect Frank Peter Popoff | Mgmt | For | Against |
| | | | | | 7 | Elect Tsuyoshi Miyazaki | Mgmt | For | For |
| | | | | | 8 | Elect Toshihiko Fukui | Mgmt | For | For |
| | | | | | 9 | Elect Masaki Miyajima | Mgmt | For | For |
| | | | | | 10 | Elect Toshiyuki Kasahara | Mgmt | For | For |
| | | | | | 11 | Elect Hidenori Onezawa | Mgmt | For | For |
| | | | | | 12 | Elect Ken Nakamura | Mgmt | For | For |
| | | | | | 13 | Elect Yukihiro Matsui | Mgmt | For | For |
| | | | | | 14 | Elect Hiroaki Okamoto | Mgmt | For | For |
| | | | | | 15 | Elect Osamu Okada | Mgmt | For | For |
| | | | | | 16 | Elect Masahiko Watase | Mgmt | For | For |
| | | | | | 17 | Elect Kiyoshi Nagano | Mgmt | For | For |
| | | | | | 18 | Stock Option Plan | Mgmt | For | For |
| | | | | | 19 | Renewal of Takeover Defense Plan | Mgmt | For | Against |
| | | | | | | | | | |
Skyworth Digital Holdings Limited | 09/07/2010 | Annual | 8/25/2010 | 751 | G8181C100 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 3 | Accounts and Reports | Mgmt | For | For |
| | | | | | 4 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 5 | Elect Frederick LEUNG Chi Ching | Mgmt | For | For |
| | | | | | 6 | Elect YANG Dongwen | Mgmt | For | For |
| | | | | | 7 | Elect LU Rongchang | Mgmt | For | For |
| | | | | | 8 | Elect Stephen SO Hon Cheung | Mgmt | For | For |
| | | | | | 9 | Elect Katherine CHAN Wai Kay | Mgmt | For | For |
| | | | | | 10 | Directors' Fees | Mgmt | For | For |
| | | | | | 11 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For |
| | | | | | 12 | Refreshment of Share Option Scheme | Mgmt | For | For |
| | | | | | 13 | Authority to Repurchase Shares | Mgmt | For | For |
| | | | | | 14 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | | | | | |
Snam Rete Gas S.p.A. | 04/13/2011 | Special | 4/4/2011 | SRG | T8578L107 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Accounts and Reports | Mgmt | For | For |
| | | | | | 3 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 4 | Amendments to Meeting Regulations | Mgmt | For | For |
| | | | | | | | | | |
Sony Financial Holdings Inc. | 06/24/2011 | Annual | 3/31/2011 | 8729 | J76337104 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 3 | Amendments to Articles | Mgmt | For | For |
| | | | | | 4 | Elect Katsumi Ihara | Mgmt | For | For |
| | | | | | 5 | Elect Hirotoshi Watanabe | Mgmt | For | For |
| | | | | | 6 | Elect Taroh Okuda | Mgmt | For | For |
| | | | | | 7 | Elect Shinichi Yamamoto | Mgmt | For | For |
| | | | | | 8 | Elect Shigeru Ishii | Mgmt | For | For |
| | | | | | 9 | Elect Masaru Katoh | Mgmt | For | For |
| | | | | | 10 | Elect Yasushi Ikeda | Mgmt | For | For |
| | | | | | 11 | Elect Ryuji Yasuda | Mgmt | For | For |
| | | | | | 12 | Elect Isao Yamamoto | Mgmt | For | For |
| | | | | | 13 | Elect Hiroshi Sano | Mgmt | For | For |
| | | | | | 14 | Elect Takemi Nagasaka | Mgmt | For | Against |
| | | | | | 15 | Elect Hiroshi Ueda | Mgmt | For | Against |
| | | | | | 16 | Elect Soh Satoh | Mgmt | For | For |
| | | | | | 17 | Retirement Allowances for Director(s) | Mgmt | For | For |
| | | | | | | | | | |
St. Jude Medical, Inc. | 05/12/2011 | Annual | 3/15/2011 | STJ | 790849103 | 1 | Elect Richard Devenuti | Mgmt | For | For |
| | | | | | 2 | Elect Thomas Garrett III | Mgmt | For | For |
| | | | | | 3 | Elect Wendy Yarno | Mgmt | For | For |
| | | | | | 4 | Advisory Vote on Executive Compensation | Mgmt | For | For |
| | | | | | 5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year |
| | | | | | 6 | Amendment to the 2007 Stock Incentive Plan | Mgmt | For | For |
| | | | | | 7 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Abstain | For |
| | | | | | 8 | Ratification of Auditor | Mgmt | For | For |
| | | | | | | | | | |
Standard Chartered plc | 05/05/2011 | Annual | | STAN | G84228157 | 1 | Accounts and Reports | Mgmt | For | For |
| | | | | | 2 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 3 | Directors' Remuneration Report | Mgmt | For | For |
| | | | | | 4 | Elect Steve Bertamini | Mgmt | For | For |
| | | | | | 5 | Elect Jaspal Bindra | Mgmt | For | For |
| | | | | | 6 | Elect Richard Delbridge | Mgmt | For | For |
| | | | | | 7 | Elect Jamie Dundas | Mgmt | For | For |
| | | | | | 8 | Elect Valerie Gooding | Mgmt | For | For |
| | | | | | 9 | Elect HAN Seung-Soo | Mgmt | For | For |
| | | | | | 10 | Elect Simon Lowth | Mgmt | For | For |
| | | | | | 11 | Elect Rudy Markham | Mgmt | For | For |
| | | | | | 12 | Elect Ruth Markland | Mgmt | For | For |
| | | | | | 13 | Elect Richard Meddings | Mgmt | For | For |
| | | | | | 14 | Elect John Paynter | Mgmt | For | For |
| | | | | | 15 | Elect John Peace | Mgmt | For | For |
| | | | | | 16 | Elect Michael Rees | Mgmt | For | For |
| | | | | | 17 | Elect Peter Sands | Mgmt | For | For |
| | | | | | 18 | Elect Paul Skinner | Mgmt | For | For |
| | | | | | 19 | Elect Oliver Stocken | Mgmt | For | For |
| | | | | | 20 | Appointment of Auditor | Mgmt | For | For |
| | | | | | 21 | Authority to Set Auditor's Fees | Mgmt | For | For |
| | | | | | 22 | Authorisation of Political Donations | Mgmt | For | For |
| | | | | | 23 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For |
| | | | | | 24 | Authority to Issue Repurchased Shares w/ Preemptive Rights | Mgmt | For | For |
| | | | | | 25 | 2011 Share Plan | Mgmt | For | For |
| | | | | | 26 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For |
| | | | | | 27 | Authority to Repurchase Ordinary Shares | Mgmt | For | For |
| | | | | | 28 | Authority to Repurchase Preference Shares | Mgmt | For | For |
| | | | | | 29 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For |
| | | | | | 30 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | | | | | |
Starbucks Corporation | 03/23/2011 | Annual | 1/13/2011 | SBUX | 855244109 | 1 | Elect Howard Schultz | Mgmt | For | For |
| | | | | | 2 | Elect William Bradley | Mgmt | For | For |
| | | | | | 3 | Elect Mellody Hobson | Mgmt | For | For |
| | | | | | 4 | Elect Kevin Johnson | Mgmt | For | For |
| | | | | | 5 | Elect Olden Lee | Mgmt | For | For |
| | | | | | 6 | Elect Sheryl Sandberg | Mgmt | For | For |
| | | | | | 7 | Elect James Shennan, Jr. | Mgmt | For | For |
| | | | | | 8 | Elect Javier Teruel | Mgmt | For | For |
| | | | | | 9 | Elect Myron Ullman III | Mgmt | For | For |
| | | | | | 10 | Elect Craig Weatherup | Mgmt | For | For |
| | | | | | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For |
| | | | | | 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years |
| | | | | | 13 | Approval of Revised Performance Criteria Under the 2005 Long-Term Equity Incentive Plan | Mgmt | For | For |
| | | | | | 14 | Amendment to the 2005 Long-Term Equity Incentive Plan | Mgmt | For | For |
| | | | | | 15 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 16 | SHAREHOLDER PROPOSAL REGARDING RECYCLING STRATEGY FOR BEVERAGE CONTAINERS | ShrHoldr | Against | Against |
| | | | | | | | | | |
Sun Hung Kai Properties Limited | 12/02/2010 | Annual | 11/24/2010 | 16 | Y82594121 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 3 | Accounts and Reports | Mgmt | For | For |
| | | | | | 4 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 5 | Elect William FUNG Kwok Lun | Mgmt | For | Against |
| | | | | | 6 | Elect LEE Shau Kee | Mgmt | For | Against |
| | | | | | 7 | Elect Michael WONG Yick Kam | Mgmt | For | Against |
| | | | | | 8 | Elect Raymond KWOK Ping Luen | Mgmt | For | Against |
| | | | | | 9 | Elect CHAN Kai Ming | Mgmt | For | For |
| | | | | | 10 | Elect Thomas CHAN Kui Yuen | Mgmt | For | For |
| | | | | | 11 | Elect KWONG Chun | Mgmt | For | Against |
| | | | | | 12 | Directors' Fees | Mgmt | For | For |
| | | | | | 13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For |
| | | | | | 14 | Authority to Repurchase Shares | Mgmt | For | For |
| | | | | | 15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For |
| | | | | | 16 | Authority to Issue Repurchased Shares | Mgmt | For | For |
| | | | | | | | | | |
Suncor Energy Inc. | 05/03/2011 | Annual | 3/4/2011 | SU | 867224107 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 3 | Elect Mel Benson | Mgmt | For | Against |
| | | | | | 4 | Elect Dominic D'Alessandro | Mgmt | For | For |
| | | | | | 5 | Elect John Ferguson | Mgmt | For | For |
| | | | | | 6 | Elect W. Douglas Ford | Mgmt | For | For |
| | | | | | 7 | Elect Richard George | Mgmt | For | For |
| | | | | | 8 | Elect Paul Haseldonckx | Mgmt | For | For |
| | | | | | 9 | Elect John Huff | Mgmt | For | For |
| | | | | | 10 | Elect Jacques Lamarre | Mgmt | For | For |
| | | | | | 11 | Elect Brian MacNeill | Mgmt | For | For |
| | | | | | 12 | Elect Maureen McCaw | Mgmt | For | For |
| | | | | | 13 | Elect Michael O'Brien | Mgmt | For | For |
| | | | | | 14 | Elect James Simpson | Mgmt | For | For |
| | | | | | 15 | Elect Eira Thomas | Mgmt | For | For |
| | | | | | 16 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For |
| | | | | | 17 | Advisory Vote on Executive Compensation | Mgmt | For | For |
| | | | | | | | | | |
Swiss Reinsurance Company | 04/15/2011 | Annual | 4/12/2011 | RUKN | H84046137 | 1 | Non-Voting Meeting Note | N/A | N/A | TNA |
| | | | | | 2 | Non-Voting Meeting Note | N/A | N/A | TNA |
| | | | | | 3 | Compensation Report | Mgmt | For | TNA |
| | | | | | 4 | Accounts and Reports | Mgmt | For | TNA |
| | | | | | 5 | Allocation of Profits to Reserves | Mgmt | For | TNA |
| | | | | | 6 | Allocation of Dividends from Reserves | Mgmt | For | TNA |
| | | | | | 7 | Ratification of Board Acts | Mgmt | For | TNA |
| | | | | | 8 | Elect Raymund Breu | Mgmt | For | TNA |
| | | | | | 9 | Elect Mathis Cabiallavetta | Mgmt | For | TNA |
| | | | | | 10 | Elect Raymond Ch'ien | Mgmt | For | TNA |
| | | | | | 11 | Elect Rajna Gibson Brandon | Mgmt | For | TNA |
| | | | | | 12 | Elect Hans Ulrich Maerki | Mgmt | For | TNA |
| | | | | | 13 | Elect Renato Fassbind | Mgmt | For | TNA |
| | | | | | 14 | Appointment of Auditor | Mgmt | For | TNA |
| | | | | | 15 | Reduction of Authorized Share Capital | Mgmt | For | TNA |
| | | | | | 16 | Cancellation of Conditional Capital (Employee Participation) | Mgmt | For | TNA |
| | | | | | 17 | Cancellation of Conditional Capital (Berkshire Hathaway) | Mgmt | For | TNA |
| | | | | | 18 | Increase in Conditional Capital | Mgmt | For | TNA |
| | | | | | | | | | |
Swiss Reinsurance Company | 04/15/2011 | Annual | 4/12/2011 | RUKN | H84046137 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 3 | Compensation Report | Mgmt | For | N/A |
| | | | | | 4 | Accounts and Reports | Mgmt | For | N/A |
| | | | | | 5 | Allocation of Profits to Reserves | Mgmt | For | N/A |
| | | | | | 6 | Allocation of Dividends from Reserves | Mgmt | For | N/A |
| | | | | | 7 | Ratification of Board Acts | Mgmt | For | N/A |
| | | | | | 8 | Elect Raymund Breu | Mgmt | For | N/A |
| | | | | | 9 | Elect Mathis Cabiallavetta | Mgmt | For | N/A |
| | | | | | 10 | Elect Raymond Ch'ien | Mgmt | For | N/A |
| | | | | | 11 | Elect Rajna Gibson Brandon | Mgmt | For | N/A |
| | | | | | 12 | Elect Hans Ulrich Maerki | Mgmt | For | N/A |
| | | | | | 13 | Elect Renato Fassbind | Mgmt | For | N/A |
| | | | | | 14 | Appointment of Auditor | Mgmt | For | N/A |
| | | | | | 15 | Reduction of Authorized Share Capital | Mgmt | For | N/A |
| | | | | | 16 | Cancellation of Conditional Capital (Employee Participation) | Mgmt | For | N/A |
| | | | | | 17 | Cancellation of Conditional Capital (Berkshire Hathaway) | Mgmt | For | N/A |
| | | | | | 18 | Increase in Conditional Capital | Mgmt | For | N/A |
| | | | | | | | | | |
Taiwan Semiconductor Manufacturing | 06/09/2011 | Annual | 4/11/2011 | 2330 | 874039100 | 1 | Accounts and Reports | Mgmt | For | For |
| | | | | | 2 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 3 | Amendments to Procedural Rules: Capital Loans and Endorsements/Guarantees | Mgmt | For | For |
| | | | | | 4 | Approve Spin-off | Mgmt | For | For |
| | | | | | 5.1 | Elect Gregory C. Chow | Mgmt | For | For |
| | | | | | 5.2 | Elect Kok-Choo Chen | Mgmt | For | For |
| | | | | | | | | | |
The Boeing Company | 05/02/2011 | Annual | 3/3/2011 | BA | 097023105 | 1 | Elect John Bryson | Mgmt | For | For |
| | | | | | 2 | Elect David Calhoun | Mgmt | For | For |
| | | | | | 3 | Elect Arthur Collins, Jr. | Mgmt | For | For |
| | | | | | 4 | Elect Linda Cook | Mgmt | For | For |
| | | | | | 5 | Elect Kenneth Duberstein | Mgmt | For | For |
| | | | | | 6 | Elect Edmund Giambastiani, Jr. | Mgmt | For | For |
| | | | | | 7 | Elect Edward Liddy | Mgmt | For | For |
| | | | | | 8 | Elect John McDonnell | Mgmt | For | For |
| | | | | | 9 | Elect W. James McNerney, Jr. | Mgmt | For | For |
| | | | | | 10 | Elect Susan Schwab | Mgmt | For | For |
| | | | | | 11 | Elect Ronald Williams | Mgmt | For | For |
| | | | | | 12 | Elect Mike Zafirovski | Mgmt | For | For |
| | | | | | 13 | Advisory Vote on Executive Compensation | Mgmt | For | For |
| | | | | | 14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years |
| | | | | | 15 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 16 | Shareholder Proposal Regarding Independent Verification of Compliance with Labor and Human Rights Standards | ShrHoldr | Against | Against |
| | | | | | 17 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against |
| | | | | | 18 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For |
| | | | | | 19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against |
| | | | | | 20 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against |
| | | | | | | | | | |
The Goldman Sachs Group, Inc. | 05/06/2011 | Annual | 3/7/2011 | GS | 38141G104 | 1 | Elect Lloyd Blankfein | Mgmt | For | For |
| | | | | | 2 | Elect John Bryan | Mgmt | For | For |
| | | | | | 3 | Elect Gary Cohn | Mgmt | For | For |
| | | | | | 4 | Elect Claes Dahlback | Mgmt | For | For |
| | | | | | 5 | Elect Stephen Friedman | Mgmt | For | For |
| | | | | | 6 | Elect William George | Mgmt | For | For |
| | | | | | 7 | Elect James Johnson | Mgmt | For | For |
| | | | | | 8 | Elect Lois Juliber | Mgmt | For | For |
| | | | | | 9 | Elect Lakshmi Mittal | Mgmt | For | For |
| | | | | | 10 | Elect James Schiro | Mgmt | For | For |
| | | | | | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For |
| | | | | | 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year |
| | | | | | 13 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 14 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against |
| | | | | | 15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against |
| | | | | | 16 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against |
| | | | | | 17 | Shareholder Proposal Regarding Report on Compensation | ShrHoldr | Against | Against |
| | | | | | 18 | Shareholder Proposal Regarding Report on Climate Change | ShrHoldr | Against | Against |
| | | | | | 19 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against |
| | | | | | | | | | |
The Hartford Financial Services Group, Inc. | 05/18/2011 | Annual | 3/21/2011 | HIG | 416515104 | 1 | Elect Robert Allardice, III | Mgmt | For | For |
| | | | | | 2 | Elect Trevor Fetter | Mgmt | For | For |
| | | | | | 3 | Elect Paul Kirk, Jr. | Mgmt | For | For |
| | | | | | 4 | Elect Liam McGee | Mgmt | For | For |
| | | | | | 5 | Elect Kathryn Mikells | Mgmt | For | For |
| | | | | | 6 | Elect Michael Morris | Mgmt | For | For |
| | | | | | 7 | Elect Thomas Renyi | Mgmt | For | For |
| | | | | | 8 | Elect Charles Strauss | Mgmt | For | For |
| | | | | | 9 | Elect H. Patrick Swygert | Mgmt | For | For |
| | | | | | 10 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For |
| | | | | | 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year |
| | | | | | | | | | |
The Mosaic Company | 10/07/2010 | Annual | 8/9/2010 | MOS | 61945A107 | 1.1 | Elect William Graber | Mgmt | For | For |
| | | | | | 1.2 | Elect Emery Koenig | Mgmt | For | For |
| | | | | | 1.3 | Elect Sergio Rial | Mgmt | For | For |
| | | | | | 1.4 | Elect David Seaton | Mgmt | For | For |
| | | | | | 2 | Ratification of Auditor | Mgmt | For | For |
| | | | | | | | | | |
The Procter & Gamble Company | 10/12/2010 | Annual | 8/13/2010 | PG | 742718109 | 1 | Elect Angela Braly | Mgmt | For | For |
| | | | | | 2 | Elect Kenneth Chenault | Mgmt | For | For |
| | | | | | 3 | Elect Scott Cook | Mgmt | For | For |
| | | | | | 4 | Elect Rajat Gupta | Mgmt | For | For |
| | | | | | 5 | Elect Robert McDonald | Mgmt | For | For |
| | | | | | 6 | Elect W. James McNerney, Jr. | Mgmt | For | For |
| | | | | | 7 | Elect Johnathan Rodgers | Mgmt | For | For |
| | | | | | 8 | Elect Mary Wilderotter | Mgmt | For | For |
| | | | | | 9 | Elect Patricia Woertz | Mgmt | For | For |
| | | | | | 10 | Elect Ernesto Zedillo | Mgmt | For | For |
| | | | | | 11 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 12 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against |
| | | | | | | | | | |
The Western Union Company | 05/20/2011 | Annual | 3/22/2011 | WU | 959802109 | 1 | Elect Hikmet Ersek | Mgmt | For | For |
| | | | | | 2 | Elect Jack Greenberg | Mgmt | For | For |
| | | | | | 3 | Elect Linda Levinson | Mgmt | For | For |
| | | | | | 4 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 5 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For |
| | | | | | 6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year |
| | | | | | 7 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For |
| | | | | | | | | | |
Thermo Fisher Scientific Inc. | 05/25/2011 | Annual | 3/28/2011 | TMO | 883556102 | 1 | Elect Thomas Lynch | Mgmt | For | For |
| | | | | | 2 | Elect William Parrett | Mgmt | For | For |
| | | | | | 3 | Elect Michael Porter | Mgmt | For | For |
| | | | | | 4 | Elect Scott Sperling | Mgmt | For | For |
| | | | | | 5 | Advisory Vote on Executive Compensation | Mgmt | For | For |
| | | | | | 6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 2 Years | 1 Year |
| | | | | | 7 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 8 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For |
| | | | | | | | | | |
TJX Companies, Inc. | 06/14/2011 | Annual | 4/18/2011 | TJX | 872540109 | 1 | Elect Jose Alvarez | Mgmt | For | For |
| | | | | | 2 | Elect Alan Bennett | Mgmt | For | For |
| | | | | | 3 | Elect Bernard Cammarata | Mgmt | For | For |
| | | | | | 4 | Elect David Ching | Mgmt | For | For |
| | | | | | 5 | Elect Michael Hines | Mgmt | For | For |
| | | | | | 6 | Elect Amy Lane | Mgmt | For | For |
| | | | | | 7 | Elect Carol Meyrowitz | Mgmt | For | For |
| | | | | | 8 | Elect John O'Brien | Mgmt | For | For |
| | | | | | 9 | Elect Willow Shire | Mgmt | For | For |
| | | | | | 10 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For |
| | | | | | 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year |
| | | | | | | | | | |
Tokio Marine Holdings Inc. (fka Millea Holdings Incorporated) | 06/27/2011 | Annual | 3/31/2011 | 8766 | J86298106 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 3 | Elect Kunio Ishihara | Mgmt | For | For |
| | | | | | 4 | Elect Shuzoh Sumi | Mgmt | For | For |
| | | | | | 5 | Elect Hiroshi Amemiya | Mgmt | For | For |
| | | | | | 6 | Elect Masashi Ohba | Mgmt | For | For |
| | | | | | 7 | Elect Hiroshi Miyajima | Mgmt | For | For |
| | | | | | 8 | Elect Kunio Itoh | Mgmt | For | For |
| | | | | | 9 | Elect Akio Mimura | Mgmt | For | For |
| | | | | | 10 | Elect Toshifumi Kitazawa | Mgmt | For | For |
| | | | | | 11 | Elect Mikio Sasaki | Mgmt | For | For |
| | | | | | 12 | Elect Takaaki Tamai | Mgmt | For | For |
| | | | | | 13 | Elect Tsuyoshi Nagano | Mgmt | For | For |
| | | | | | 14 | Elect Akinari Horii | Mgmt | For | For |
| | | | | | 15 | Elect Toshiki Ohhashi | Mgmt | For | For |
| | | | | | 16 | Statutory Auditors' Fees | Mgmt | For | For |
| | | | | | | | | | |
UBS AG | 04/28/2011 | Annual | 4/21/2011 | UBSN | H89231338 | 1 | Non-Voting Meeting Note | N/A | N/A | TNA |
| | | | | | 2 | Non-Voting Meeting Note | N/A | N/A | TNA |
| | | | | | 3 | Accounts and Reports | Mgmt | For | TNA |
| | | | | | 4 | Compensation Report | Mgmt | For | TNA |
| | | | | | 5 | Allocation of Profits/Dividends | Mgmt | For | TNA |
| | | | | | 6 | Ratification of Board and Management Acts | Mgmt | For | TNA |
| | | | | | 7 | Elect Kaspar Villiger | Mgmt | For | TNA |
| | | | | | 8 | Elect Michel Demare | Mgmt | For | TNA |
| | | | | | 9 | Elect David Sidwell | Mgmt | For | TNA |
| | | | | | 10 | Elect Rainer-Marc Frey | Mgmt | For | TNA |
| | | | | | 11 | Elect Bruno Gehrig | Mgmt | For | TNA |
| | | | | | 12 | Elect Ann Godbehere | Mgmt | For | TNA |
| | | | | | 13 | Elect Axel Lehmann | Mgmt | For | TNA |
| | | | | | 14 | Elect Wolfgang Mayrhuber | Mgmt | For | TNA |
| | | | | | 15 | Elect Helmut Panke | Mgmt | For | TNA |
| | | | | | 16 | Elect William Parrett | Mgmt | For | TNA |
| | | | | | 17 | Elect Joseph YAM Chi Kwong | Mgmt | For | TNA |
| | | | | | 18 | Appointment of Auditor | Mgmt | For | TNA |
| | | | | | | | | | |
UBS AG | 04/28/2011 | Annual | 3/16/2011 | UBSN | H89231338 | 1 | Accounts and Reports | Mgmt | For | For |
| | | | | | 2 | Compensation Report | Mgmt | For | For |
| | | | | | 3 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 4 | Ratification of Board and Management Acts | Mgmt | For | For |
| | | | | | 5 | Elect Kaspar Villiger | Mgmt | For | For |
| | | | | | 6 | Elect Michel Demare | Mgmt | For | For |
| | | | | | 7 | Elect David Sidwell | Mgmt | For | For |
| | | | | | 8 | Elect Rainer-Marc Frey | Mgmt | For | For |
| | | | | | 9 | Elect Bruno Gehrig | Mgmt | For | For |
| | | | | | 10 | Elect Ann Godbehere | Mgmt | For | For |
| | | | | | 11 | Elect Axel Lehmann | Mgmt | For | For |
| | | | | | 12 | Elect Wolfgang Mayrhuber | Mgmt | For | For |
| | | | | | 13 | Elect Helmut Panke | Mgmt | For | For |
| | | | | | 14 | Elect William Parrett | Mgmt | For | For |
| | | | | | 15 | Elect Joseph YAM Chi Kwong | Mgmt | For | For |
| | | | | | 16 | Appointment of Auditor | Mgmt | For | For |
| | | | | | 17 | Transaction of Other Business | Mgmt | For | Against |
| | | | | | | | | | |
Ultra Petroleum Corp. | 05/25/2011 | Annual | 4/11/2011 | UPL | 903914109 | 1 | Elect Michael Watford | Mgmt | For | For |
| | | | | | 2 | Elect W. Charles Helton | Mgmt | For | For |
| | | | | | 3 | Elect Robert Rigney | Mgmt | For | For |
| | | | | | 4 | Elect Stephen McDaniel | Mgmt | For | For |
| | | | | | 5 | Elect Roger Brown | Mgmt | For | For |
| | | | | | 6 | Appointment of Independent Auditor | Mgmt | For | For |
| | | | | | 7 | Advisory Vote on Executive Compensation | Mgmt | For | For |
| | | | | | 8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year |
| | | | | | 9 | Shareholder Proposal Regarding Report on Hydraulic Fracturing | ShrHoldr | Against | Against |
| | | | | | | | | | |
Unibail-Rodamco | 04/27/2011 | Mix | 4/20/2011 | UL | F95094110 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 3 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 4 | Accounts and Reports | Mgmt | For | For |
| | | | | | 5 | Consolidated Accounts and Reports | Mgmt | For | For |
| | | | | | 6 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 7 | Distribution of Special Dividends | Mgmt | For | For |
| | | | | | 8 | Related Party Transactions | Mgmt | For | For |
| | | | | | 9 | Elect Yves Lyon-Caen | Mgmt | For | For |
| | | | | | 10 | Elect Robert ter Haar | Mgmt | For | For |
| | | | | | 11 | Elect Jose-Luis Duran | Mgmt | For | For |
| | | | | | 12 | Elect Marella Moretti | Mgmt | For | For |
| | | | | | 13 | Elect Herbert Schimetschek | Mgmt | For | For |
| | | | | | 14 | Appointment of Auditor (Ernst & Young Audit) | Mgmt | For | For |
| | | | | | 15 | Appointment of Auditor (Deloitte & Associes) | Mgmt | For | For |
| | | | | | 16 | Appointment of Alternate Auditor (Auditex) | Mgmt | For | For |
| | | | | | 17 | Appointment of Alternate Auditor (BEAS) | Mgmt | For | For |
| | | | | | 18 | Authority to Repurchase Shares | Mgmt | For | For |
| | | | | | 19 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For |
| | | | | | 20 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For |
| | | | | | 21 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Increase Capital in Case of Exchange Offer; Authority to Issue Debt Instruments | Mgmt | For | For |
| | | | | | 22 | Authority to Increase Share Issuance Limit | Mgmt | For | For |
| | | | | | 23 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | For |
| | | | | | 24 | Authority to Increase Capital Under Employee Savings PLan | Mgmt | For | For |
| | | | | | 25 | Authority to Grant Stock Options | Mgmt | For | For |
| | | | | | 26 | Authority to Carry Out Formalities | Mgmt | For | For |
| | | | | | 27 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | | | | | |
Unibail-Rodamco | 09/08/2010 | Annual | 9/2/2010 | UL | F95094110 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 3 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 4 | Distribution of Special Dividend from the Contribution Premium Account | Mgmt | For | For |
| | | | | | 5 | Authority to Carry Out Formalities | Mgmt | For | For |
| | | | | | | | | | |
Unicredit S.p.A. | 04/29/2011 | Mix | 4/14/2011 | UCG | T95132105 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Accounts and Reports | Mgmt | For | For |
| | | | | | 3 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 4 | Elect Federico Ghizzoni | Mgmt | For | For |
| | | | | | 5 | Directors' Fees | Mgmt | For | For |
| | | | | | 6 | Authority to Set Auditor's Fees | Mgmt | For | For |
| | | | | | 7 | Common Representative's Fees | Mgmt | For | For |
| | | | | | 8 | Amendments to Meeting Regulations | Mgmt | For | For |
| | | | | | 9 | Group Remuneration Policy | Mgmt | For | For |
| | | | | | 10 | 2011 Equity Compensation Plans | Mgmt | For | For |
| | | | | | 11 | 2011 Employee Stock Ownership Plan | Mgmt | For | For |
| | | | | | 12 | Amendments to Articles | Mgmt | For | For |
| | | | | | 13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For |
| | | | | | 14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For |
| | | | | | | | | | |
United Parcel Service, Inc. | 05/05/2011 | Annual | 3/7/2011 | UPS | 911312106 | 1 | Elect F. Duane Ackerman | Mgmt | For | For |
| | | | | | 2 | Elect Michael Burns | Mgmt | For | For |
| | | | | | 3 | Elect D. Scott Davis | Mgmt | For | For |
| | | | | | 4 | Elect Stuart Eizenstat | Mgmt | For | For |
| | | | | | 5 | Elect Michael Eskew | Mgmt | For | For |
| | | | | | 6 | Elect William Johnson | Mgmt | For | For |
| | | | | | 7 | Elect Ann Livermore | Mgmt | For | For |
| | | | | | 8 | Elect Rudy Markham | Mgmt | For | For |
| | | | | | 9 | Elect Clark Randt, Jr. | Mgmt | For | For |
| | | | | | 10 | Elect John Thompson | Mgmt | For | For |
| | | | | | 11 | Elect Carol Tome | Mgmt | For | For |
| | | | | | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For |
| | | | | | 13 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year |
| | | | | | 14 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 15 | Transaction of Other Business | Mgmt | For | Against |
| | | | | | | | | | |
UnitedHealth Group Incorporated | 05/23/2011 | Annual | 3/24/2011 | UNH | 91324P102 | 1 | Elect William Ballard, Jr. | Mgmt | For | For |
| | | | | | 2 | Elect Richard Burke | Mgmt | For | For |
| | | | | | 3 | Elect Robert Darretta | Mgmt | For | For |
| | | | | | 4 | Elect Stephen Hemsley | Mgmt | For | For |
| | | | | | 5 | Elect Michele Hooper | Mgmt | For | For |
| | | | | | 6 | Elect Rodger Lawson | Mgmt | For | For |
| | | | | | 7 | Elect Douglas Leatherdale | Mgmt | For | For |
| | | | | | 8 | Elect Glenn Renwick | Mgmt | For | For |
| | | | | | 9 | Elect Kenneth Shine | Mgmt | For | For |
| | | | | | 10 | Elect Gail Wilensky | Mgmt | For | For |
| | | | | | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For |
| | | | | | 12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year |
| | | | | | 13 | 2011 Incentive Stock Plan | Mgmt | For | For |
| | | | | | 14 | Amendment to the 1993 Employee Stock Purchase Plan | Mgmt | For | For |
| | | | | | 15 | Ratification of Auditor | Mgmt | For | For |
| | | | | | | | | | |
Vallourec | 06/07/2011 | Mix | 5/31/2011 | VK | F95922104 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 3 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 4 | Accounts and Reports | Mgmt | For | For |
| | | | | | 5 | Consolidated Accounts and Reports | Mgmt | For | For |
| | | | | | 6 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 7 | Form of Dividend Payment | Mgmt | For | For |
| | | | | | 8 | Ratification of the Co-option of Pascale Chargrasse | Mgmt | For | For |
| | | | | | 9 | Elect Pascale Chargrasse | Mgmt | For | For |
| | | | | | 10 | Elect Jean-Paul Parayre | Mgmt | For | For |
| | | | | | 11 | Elect Patrick Boissier | Mgmt | For | For |
| | | | | | 12 | Elect Anne-Marie Idrac | Mgmt | For | For |
| | | | | | 13 | Elect Francois Henrot as Censor | Mgmt | For | For |
| | | | | | 14 | Authority to Repurchase Shares | Mgmt | For | For |
| | | | | | 15 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For |
| | | | | | 16 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights; Authority to Issue Debt Instruments | Mgmt | For | For |
| | | | | | 17 | Authority to Issue Capital and/or Convertible Securities Through Private Placement; Authority to Issue Debt Instruments | Mgmt | For | For |
| | | | | | 18 | Authority to Set Offering Price of Shares | Mgmt | For | For |
| | | | | | 19 | Authority to Increase Share Issuance Limit | Mgmt | For | For |
| | | | | | 20 | Authority to Increase Capital In Consideration for Contributions in Kind; Authority to Issue Debt Instruments | Mgmt | For | For |
| | | | | | 21 | Authority to Increase Capital in Case of Exchange Offer; Authority to Issue Debt Instruments | Mgmt | For | For |
| | | | | | 22 | Authority for Subsidiaries to Issue Securities Convertible into Company Shares | Mgmt | For | For |
| | | | | | 23 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For |
| | | | | | 24 | Authority to Issue Debt Instruments | Mgmt | For | For |
| | | | | | 25 | Authority to Increase Capital Under Employee Savings Plan | Mgmt | For | For |
| | | | | | 26 | Authority to Increase Capital for Foreign Employees | Mgmt | For | For |
| | | | | | 27 | Authority to Increase Capital for Foreign Employees as an Alternative to Employee Savings Plan | Mgmt | For | For |
| | | | | | 28 | Authority to Issue Restricted Shares Under Savings Plans | Mgmt | For | For |
| | | | | | 29 | Authority to Issue Restricted Shares | Mgmt | For | For |
| | | | | | 30 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For |
| | | | | | 31 | Amendment Regarding Supervisory Board Member Term Length | Mgmt | For | For |
| | | | | | 32 | Amendment Regarding Employee Representation | Mgmt | For | For |
| | | | | | 33 | Authority to Carry Out Formalities | Mgmt | For | For |
| | | | | | | | | | |
Volvo AB | 04/06/2011 | Annual | 3/31/2011 | VOLV.A | 928856301 | 1 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 2 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 3 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | 4 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 5 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 6 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 7 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 8 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 9 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 10 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 11 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 12 | Accounts and Reports | Mgmt | For | For |
| | | | | | 13 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 14 | Ratification of Board and Management Acts | Mgmt | For | For |
| | | | | | 15 | Board Size | Mgmt | For | For |
| | | | | | 16 | Directors' Fees | Mgmt | For | For |
| | | | | | 17 | Election of Directors | Mgmt | For | For |
| | | | | | 18 | Nominating Committee | Mgmt | For | For |
| | | | | | 19 | Compensation Guidelines | Mgmt | For | For |
| | | | | | 20 | Shareholder Proposal Regarding Reclassification of Shares | ShrHoldr | N/A | For |
| | | | | | 21 | Long-Term Share-Based Incentive Plan | Mgmt | For | For |
| | | | | | 22 | Transfer of Shares Pursuant to LTIP | Mgmt | For | For |
| | | | | | 23 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 24 | Non-Voting Meeting Note | N/A | N/A | N/A |
| | | | | | | | | | |
Wal-Mart Stores, Inc. | 06/03/2011 | Annual | 4/6/2011 | WMT | 931142103 | 1 | Elect Aida Alvarez | Mgmt | For | For |
| | | | | | 2 | Elect James Breyer | Mgmt | For | For |
| | | | | | 3 | Elect M. Michele Burns | Mgmt | For | For |
| | | | | | 4 | Elect James Cash, Jr. | Mgmt | For | For |
| | | | | | 5 | Elect Roger Corbett | Mgmt | For | For |
| | | | | | 6 | Elect Douglas Daft | Mgmt | For | For |
| | | | | | 7 | Elect Michael Duke | Mgmt | For | For |
| | | | | | 8 | Elect Gregory Penner | Mgmt | For | For |
| | | | | | 9 | Elect Steven Reinemund | Mgmt | For | For |
| | | | | | 10 | Elect H. Lee Scott, Jr. | Mgmt | For | For |
| | | | | | 11 | Elect Arne Sorenson | Mgmt | For | For |
| | | | | | 12 | Elect Jim Walton | Mgmt | For | For |
| | | | | | 13 | Elect S. Robson Walton | Mgmt | For | For |
| | | | | | 14 | Elect Christopher Williams | Mgmt | For | For |
| | | | | | 15 | Elect Linda Wolf | Mgmt | For | For |
| | | | | | 16 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 17 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For |
| | | | | | 18 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year |
| | | | | | 19 | Shareholder Proposal Regarding Adopting Gender Identity Anti-Bias Policy | ShrHoldr | Against | Against |
| | | | | | 20 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against |
| | | | | | 21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against |
| | | | | | 22 | Shareholder Proposal Regarding Supplier Sustainability Reports | ShrHoldr | Against | Against |
| | | | | | 23 | Shareholder Proposal Regarding Climate Change Risk Report | ShrHoldr | Against | Against |
| | | | | | | | | | |
Wells Fargo & Company | 05/03/2011 | Annual | 3/4/2011 | WFC | 949746101 | 1 | Elect John Baker II | Mgmt | For | For |
| | | | | | 2 | Elect John Chen | Mgmt | For | For |
| | | | | | 3 | Elect Lloyd Dean | Mgmt | For | For |
| | | | | | 4 | Elect Susan Engel | Mgmt | For | For |
| | | | | | 5 | Elect Enrique Hernandez, Jr. | Mgmt | For | For |
| | | | | | 6 | Elect Donald James | Mgmt | For | For |
| | | | | | 7 | Elect Mackey McDonald | Mgmt | For | For |
| | | | | | 8 | Elect Cynthia Milligan | Mgmt | For | For |
| | | | | | 9 | Elect Nicholas Moore | Mgmt | For | For |
| | | | | | 10 | Elect Philip Quigley | Mgmt | For | For |
| | | | | | 11 | Elect Judith Runstad | Mgmt | For | For |
| | | | | | 12 | Elect Stephen Sanger | Mgmt | For | For |
| | | | | | 13 | Elect John Stumpf | Mgmt | For | For |
| | | | | | 14 | Elect Susan Swenson | Mgmt | For | For |
| | | | | | 15 | Advisory Vote on Executive Compensation | Mgmt | For | For |
| | | | | | 16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years |
| | | | | | 17 | Ratification of Auditor | Mgmt | For | For |
| | | | | | 18 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against |
| | | | | | 19 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against |
| | | | | | 20 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against |
| | | | | | 21 | Shareholder Proposal Regarding Advisory Vote on Director Compensation | ShrHoldr | Against | Against |
| | | | | | 22 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHoldr | Against | Against |
| | | | | | | | | | |
Wesco International, Inc. | 05/25/2011 | Annual | 3/30/2011 | WCC | 95082P105 | 1.1 | Elect George Miles, Jr. | Mgmt | For | For |
| | | | | | 1.2 | Elect John Morgan | Mgmt | For | For |
| | | | | | 1.3 | Elect James L. Singleton | Mgmt | For | For |
| | | | | | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For |
| | | | | | 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year |
| | | | | | 4 | Ratification of Auditor | Mgmt | For | For |
| | | | | | | | | | |
Whiting Petroleum Corporation | 05/03/2011 | Annual | 3/11/2011 | WLL | 966387102 | 1.1 | Elect D. Sherwin Artus | Mgmt | For | For |
| | | | | | 1.2 | Elect Philip Doty | Mgmt | For | For |
| | | | | | 2 | Increase of Authorized Common Stock | Mgmt | For | For |
| | | | | | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For |
| | | | | | 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year |
| | | | | | 5 | Ratification of Auditor | Mgmt | For | For |
| | | | | | | | | | |
WPP Plc | 06/02/2011 | Annual | | WPP | G9787K108 | 1 | Accounts and Reports | Mgmt | For | For |
| | | | | | 2 | Directors' Remuneration Report | Mgmt | For | Against |
| | | | | | 3 | Advisory Vote on Corporate Responsibility Report | Mgmt | For | For |
| | | | | | 4 | Amendment to Articles Regarding Annual Reelection of Directors | Mgmt | For | For |
| | | | | | 5 | Elect Ruigang Li | Mgmt | For | For |
| | | | | | 6 | Elect Sol Trujillo | Mgmt | For | For |
| | | | | | 7 | Elect Colin Day | Mgmt | For | For |
| | | | | | 8 | Elect Esther Dyson | Mgmt | For | For |
| | | | | | 9 | Elect Orit Gadiesh | Mgmt | For | For |
| | | | | | 10 | Elect Philip Lader | Mgmt | For | For |
| | | | | | 11 | Elect Stanley Morten | Mgmt | For | For |
| | | | | | 12 | Elect Koichiro Naganuma | Mgmt | For | Against |
| | | | | | 13 | Elect Lubna Olayan | Mgmt | For | For |
| | | | | | 14 | Elect John Quelch | Mgmt | For | For |
| | | | | | 15 | Elect Mark Read | Mgmt | For | For |
| | | | | | 16 | Elect Paul Richardson | Mgmt | For | For |
| | | | | | 17 | Elect Jeffrey Rosen | Mgmt | For | For |
| | | | | | 18 | Elect Timothy Shriver | Mgmt | For | For |
| | | | | | 19 | Elect Sir Martin Sorrell | Mgmt | For | For |
| | | | | | 20 | Elect Paul Spencer | Mgmt | For | For |
| | | | | | 21 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For |
| | | | | | 22 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For |
| | | | | | 23 | Directors' Fees | Mgmt | For | For |
| | | | | | 24 | Scrip Dividend | Mgmt | For | For |
| | | | | | 25 | Authority to Repurchase Shares | Mgmt | For | For |
| | | | | | 26 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For |
| | | | | | | | | | |
WPP PLC | 11/24/2010 | Annual | | WPP | G9787K108 | 1 | Authority to Defer 2004 Leadership Equity Acquisition Plan (""""LEAP"""") Awards (UK Portion)" | Mgmt | For | For |
| | | | | | 2 | Authority to Defer 2004 LEAP Awards (US Portion) | Mgmt | For | For |
| | | | | | 3 | Authority to Defer 2004 LEAP Awards (UK Portion) | Mgmt | For | For |
| | | | | | 4 | Authority to Defer 2004 LEAP Awards | Mgmt | For | For |
| | | | | | 5 | Authority to Defer 2004 LEAP III Awards | Mgmt | For | For |
| | | | | | 6 | Authority to Defer Deferred Stock Unit Awards | Mgmt | For | For |
| | | | | | | | | | |
Xstrata Plc | 05/04/2011 | Annual | | XTA | G9826T102 | 1 | Accounts and Reports | Mgmt | For | For |
| | | | | | 2 | Allocation of Profits/Dividends | Mgmt | For | For |
| | | | | | 3 | Directors' Remuneration Report | Mgmt | For | Against |
| | | | | | 4 | Elect Mick Davis | Mgmt | For | For |
| | | | | | 5 | Elect Con Fauconnier | Mgmt | For | For |
| | | | | | 6 | Elect Ivan Glasenberg | Mgmt | For | For |
| | | | | | 7 | Elect Peter Hooley | Mgmt | For | For |
| | | | | | 8 | Elect Claude Lamoureux | Mgmt | For | For |
| | | | | | 9 | Elect Trevor Reid | Mgmt | For | For |
| | | | | | 10 | Elect Sir Steve Robson | Mgmt | For | For |
| | | | | | 11 | Elect David Rough | Mgmt | For | For |
| | | | | | 12 | Elect Ian Strachan | Mgmt | For | For |
| | | | | | 13 | Elect Santiago Zaldumbide | Mgmt | For | For |
| | | | | | 14 | Elect John Bond | Mgmt | For | For |
| | | | | | 15 | Elect Aristotelis Mistakidis | Mgmt | For | For |
| | | | | | 16 | Elect Tor Peterson | Mgmt | For | For |
| | | | | | 17 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For |
| | | | | | 18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For |
| | | | | | 19 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 20 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For |
| | | | | | 22 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 23 | Non-Voting Agenda Item | N/A | N/A | N/A |
| | | | | | 24 | Authority to Set General Meeting Notice Period at 20 Days | Mgmt | For | For |
BMC Software, Inc. | | | | | |
Ticker BMC | Meeting Date | | Meeting Type | Record Date | |
| 21-Jul-10 | | Annual | 25-May-10 | |
| CUSIP: 055921100 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Robert E. Beauchamp | Mgmt | For | | For |
2 | Elect Director Jon E. Barfield | Mgmt | For | | For |
3 | Elect Director Gary L. Bloom | Mgmt | For | | For |
4 | Elect Director Meldon K. Gafner | Mgmt | For | | For |
5 | Elect Director Mark J. Hawkins | Mgmt | For | | For |
6 | Elect Director Stephan A. James | Mgmt | For | | For |
7 | Elect Director P. Thomas Jenkins | Mgmt | For | | For |
8 | Elect Director Louis J. Lavigne, Jr. | Mgmt | For | | For |
9 | Elect Director Kathleen A. O'Neil | Mgmt | For | | For |
10 | Elect Director Tom C. Tinsley | Mgmt | For | | For |
11 | Amend Certificate of Incorporation Providing for Certain Stockholder Voting Standards | Mgmt | For | | For |
12 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
McKesson Corporation | | | | | |
Ticker MCK | Meeting Date | | Meeting Type | Record Date | |
| 28-Jul-10 | | Annual | 01-Jun-10 | |
| CUSIP: 58155Q103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Andy D. Bryant | Mgmt | For | | For |
2 | Elect Director Wayne A. Budd | Mgmt | For | | For |
3 | Elect Director John H. Hammergren | Mgmt | For | | For |
4 | Elect Director Alton F. Irby III | Mgmt | For | | For |
5 | Elect Director M. Christine Jacobs | Mgmt | For | | For |
6 | Elect Director Marie L. Knowles | Mgmt | For | | For |
7 | Elect Director David M. Lawrence | Mgmt | For | | For |
8 | Elect Director Edward A. Mueller | Mgmt | For | | For |
9 | Elect Director Jane E. Shaw | Mgmt | For | | For |
10 | Amend Omnibus Stock Plan | Mgmt | For | | For |
11 | Amend Executive Incentive Bonus Plan | Mgmt | For | | For |
12 | Ratify Auditors | Mgmt | For | | For |
13 | Stock Retention/Holding Period | SH | Against | | For |
14 | Report on Pay Disparity | SH | Against | | Against |
| | | | | |
Red Hat, Inc. | | | | | |
Ticker RHT | Meeting Date | | Meeting Type | Record Date | |
| 12-Aug-10 | | Annual | 16-Jun-10 | |
| CUSIP: 756577102 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Jeffrey J. Clarke | Mgmt | For | | For |
2 | Elect Director H. Hugh Shelton | Mgmt | For | | For |
3 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Parker-Hannifin Corporation | | | | | |
Ticker PH | Meeting Date | | Meeting Type | Record Date | |
| 27-Oct-10 | | Annual | 31-Aug-10 | |
| CUSIP: 701094104 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Robert G. Bohn | Mgmt | For | | For |
1.2 | Elect Director Linda S. Harty | Mgmt | For | | For |
1.3 | Elect Director William E. Kassling | Mgmt | For | | For |
1.4 | Elect Director Robert J. Kohlhepp | Mgmt | For | | For |
1.5 | Elect Director Klaus-Peter Muller | Mgmt | For | | For |
1.6 | Elect Director Candy M. Obourn | Mgmt | For | | For |
1.7 | Elect Director Joseph M. Scaminace | Mgmt | For | | For |
1.8 | Elect Director Wolfgang R. Schmitt | Mgmt | For | | For |
1.9 | Elect Director Ake Svensson | Mgmt | For | | For |
1.10 | Elect Director Markos I. Tambakeras | Mgmt | For | | For |
1.11 | Elect Director James L. Wainscott | Mgmt | For | | For |
1.12 | Elect Director Donald E. Washkewicz | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Approve Executive Incentive Bonus Plan | Mgmt | For | | For |
4 | Require Independent Board Chairman | SH | Against | | For |
| | | | | |
Microsoft Corporation | | | | | |
Ticker MSFT | Meeting Date | | Meeting Type | Record Date | |
| 16-Nov-10 | | Annual | 03-Sep-10 | |
| CUSIP: 594918104 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Steven A. Ballmer | Mgmt | For | | For |
2 | Elect Director Dina Dublon | Mgmt | For | | For |
3 | Elect Director William H. Gates III | Mgmt | For | | For |
4 | Elect Director Raymond V. Gilmartin | Mgmt | For | | For |
5 | Elect Director Reed Hastings | Mgmt | For | | For |
6 | Elect Director Maria M. Klawe | Mgmt | For | | For |
7 | Elect Director David F. Marquardt | Mgmt | For | | For |
8 | Elect Director Charles H. Noski | Mgmt | For | | For |
9 | Elect Director Helmut Panke | Mgmt | For | | For |
10 | Ratify Auditors | Mgmt | For | | For |
11 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | SH | Against | | Against |
| | | | | |
Jabil Circuit, Inc. | | | | | |
Ticker JBL | Meeting Date | | Meeting Type | Record Date | |
| 20-Jan-11 | | Annual | 23-Nov-10 | |
| CUSIP: 466313103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Mel S. Lavitt | Mgmt | For | | For |
1.2 | Elect Director Timothy L. Main | Mgmt | For | | For |
1.3 | Elect Director William D. Morean | Mgmt | For | | For |
1.4 | Elect Director Lawrence J. Murphy | Mgmt | For | | For |
1.5 | Elect Director Frank A. Newman | Mgmt | For | | For |
1.6 | Elect Director Steven A. Raymund | Mgmt | For | | For |
1.7 | Elect Director Thomas A. Sansone | Mgmt | For | | For |
1.8 | Elect Director David M. Stout | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Approve Omnibus Stock Plan | Mgmt | For | | Against |
4 | Amend Executive Incentive Bonus Plan | Mgmt | For | | For |
5 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For | | Against |
6 | Other Business | Mgmt | For | | Against |
| | | | | |
Apple Inc. | | | | | |
Ticker AAPL | Meeting Date | | Meeting Type | Record Date | |
| 23-Feb-11 | | Annual | 27-Dec-10 | |
| CUSIP: 037833100 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director William V. Campbell | Mgmt | For | | For |
1.2 | Elect Director Millard S. Drexler | Mgmt | For | | For |
1.3 | Elect Director Albert A. Gore, Jr. | Mgmt | For | | For |
1.4 | Elect Director Steven P. Jobs | Mgmt | For | | For |
1.5 | Elect Director Andrea Jung | Mgmt | For | | For |
1.6 | Elect Director Arthur D. Levinson | Mgmt | For | | For |
1.7 | Elect Director Ronald D. Sugar | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
5 | Adopt Policy on Succession Planning | SH | Against | | For |
6 | Require a Majority Vote for the Election of Directors | SH | Against | | For |
| | | | | |
Raymond James Financial, Inc. | | | | | |
Ticker RJF | Meeting Date | | Meeting Type | Record Date | |
| 24-Feb-11 | | Annual | 17-Dec-10 | |
| CUSIP: 754730109 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Shelley G. Broader | Mgmt | For | | For |
1.2 | Elect Director Francis S. Godbold | Mgmt | For | | For |
1.3 | Elect Director H.W. Habermeyer, Jr. | Mgmt | For | | For |
1.4 | Elect Director Chet Helck | Mgmt | For | | For |
1.5 | Elect Director Thomas A. James | Mgmt | For | | For |
1.6 | Elect Director Gordon L. Johnson | Mgmt | For | | For |
1.7 | Elect Director Paul C. Reilly | Mgmt | For | | For |
1.8 | Elect Director Robert P. Saltzman | Mgmt | For | | For |
1.9 | Elect Director Hardwick Simmons | Mgmt | For | | For |
1.10 | Elect Director Susan N. Story | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Restricted Stock Plan | Mgmt | For | | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
Whole Foods Market, Inc. | | | | | |
Ticker WFMI | Meeting Date | | Meeting Type | Record Date | |
| 28-Feb-11 | | Annual | 03-Jan-11 | |
| CUSIP: 966837106 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director John Elstrott | Mgmt | For | | For |
1.2 | Elect Director Gabrielle Greene | Mgmt | For | | For |
1.3 | Elect Director Shahid (Hass) Hassan | Mgmt | For | | For |
1.4 | Elect Director Stephanie Kugelman | Mgmt | For | | For |
1.5 | Elect Director John Mackey | Mgmt | For | | For |
1.6 | Elect Director Walter Robb | Mgmt | For | | For |
1.7 | Elect Director Jonathan Seiffer | Mgmt | For | | Withhold |
1.8 | Elect Director Morris (Mo) Siegel | Mgmt | For | | For |
1.9 | Elect Director Jonathan Sokoloff | Mgmt | For | | Withhold |
1.10 | Elect Director Ralph Sorenson | Mgmt | For | | For |
1.11 | Elect Director W. (Kip) Tindell, III | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Two Years | | One Year |
5 | Amend Articles/Bylaws/Charter -- Removal of Directors | SH | Against | | For |
6 | Require Independent Board Chairman | SH | Against | | For |
| | | | | |
Helmerich & Payne, Inc. | | | | | |
Ticker HP | Meeting Date | | Meeting Type | Record Date | |
| 02-Mar-11 | | Annual | 10-Jan-11 | |
| CUSIP: 423452101 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director John D. Zeglis | Mgmt | For | | For |
1.2 | Elect Director William L. Armstrong | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Approve Omnibus Stock Plan | Mgmt | For | | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
6 | Declassify the Board of Directors | SH | Against | | For |
| | | | | |
Franklin Resources, Inc. | | | | | |
Ticker BEN | Meeting Date | | Meeting Type | Record Date | |
| 15-Mar-11 | | Annual | 18-Jan-11 | |
| CUSIP: 354613101 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Samuel H. Armacost | Mgmt | For | | For |
2 | Elect Director Charles Crocker | Mgmt | For | | For |
3 | Elect Director Joseph R. Hardiman | Mgmt | For | | For |
4 | Elect Director Charles B. Johnson | Mgmt | For | | For |
5 | Elect Director Gregory E. Johnson | Mgmt | For | | For |
6 | Elect Director Rupert H. Johnson, Jr. | Mgmt | For | | For |
7 | Elect Director Mark C. Pigott | Mgmt | For | | For |
8 | Elect Director Chutta Ratnathicam | Mgmt | For | | For |
9 | Elect Director Peter M. Sacerdote | Mgmt | For | | For |
10 | Elect Director Laura Stein | Mgmt | For | | For |
11 | Elect Director Anne M. Tatlock | Mgmt | For | | Against |
12 | Elect Director Geoffrey Y. Yang | Mgmt | For | | For |
13 | Ratify Auditors | Mgmt | For | | For |
14 | Amend Omnibus Stock Plan | Mgmt | For | | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
16 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
| | | | | |
Hewlett-Packard Company | | | | | |
Ticker HPQ | Meeting Date | | Meeting Type | Record Date | |
| 23-Mar-11 | | Annual | 24-Jan-11 | |
| CUSIP: 428236103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director M. L. Andreessen | Mgmt | For | | For |
2 | Elect Director L. Apotheker | Mgmt | For | | For |
3 | Elect Director L.T. Babbio, Jr. | Mgmt | For | | For |
4 | Elect Director S.M. Baldauf | Mgmt | For | | For |
5 | Elect Director S. Banerji | Mgmt | For | | For |
6 | Elect Director R.L. Gupta | Mgmt | For | | For |
7 | Elect Director J.H. Hammergren | Mgmt | For | | For |
8 | Elect Director R.J. Lane | Mgmt | For | | For |
9 | Elect Director G.M. Reiner | Mgmt | For | | For |
10 | Elect Director P.F. Russo | Mgmt | For | | For |
11 | Elect Director D. Senequier | Mgmt | For | | For |
12 | Elect Director G.K. Thompson | Mgmt | For | | For |
13 | Elect Director M.C. Whitman | Mgmt | For | | For |
14 | Ratify Auditors | Mgmt | For | | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
16 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
17 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For | | Against |
18 | Amend Executive Incentive Bonus Plan | Mgmt | For | | For |
| | | | | |
TIBCO Software Inc. | | | | | |
Ticker TIBX | Meeting Date | | Meeting Type | Record Date | |
| 14-Apr-11 | | Annual | 14-Feb-11 | |
| CUSIP: 88632Q103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Vivek Y. Ranadive | Mgmt | For | | For |
1.2 | Elect Director Nanci E.Caldwell | Mgmt | For | | For |
1.3 | Elect Director Eric C.W. Dunn | Mgmt | For | | For |
1.4 | Elect Director Narendra K. Gupta | Mgmt | For | | For |
1.5 | Elect Director Peter J. Job | Mgmt | For | | For |
1.6 | Elect Director Philip K. Wood | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
International Business Machines Corporation | | | | | |
Ticker IBM | Meeting Date | | Meeting Type | Record Date | |
| 26-Apr-11 | | Annual | 25-Feb-11 | |
| CUSIP: 459200101 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director A. J. P. Belda | Mgmt | For | | For |
2 | Elect Director W. R. Brody | Mgmt | For | | For |
3 | Elect Director K. I. Chenault | Mgmt | For | | For |
4 | Elect Director M. L. Eskew | Mgmt | For | | For |
5 | Elect Director S. A. Jackson | Mgmt | For | | For |
6 | Elect Director A. N. Liveris | Mgmt | For | | For |
7 | Elect Director W. J. McNerney, Jr. | Mgmt | For | | For |
8 | Elect Director J. W. Owens | Mgmt | For | | For |
9 | Elect Director S. J. Palmisano | Mgmt | For | | For |
10 | Elect Director J. E. Spero | Mgmt | For | | For |
11 | Elect Director S. Taurel | Mgmt | For | | For |
12 | Elect Director L. H. Zambrano | Mgmt | For | | For |
13 | Ratify Auditors | Mgmt | For | | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
15 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
16 | Provide for Cumulative Voting | SH | Against | | For |
17 | Report on Political Contributions | SH | Against | | For |
18 | Report on Lobbying Expenses | SH | Against | | For |
| | | | | |
Eaton Corporation | | | | | |
Ticker ETN | Meeting Date | | Meeting Type | Record Date | |
| 27-Apr-11 | | Annual | 28-Feb-11 | |
| CUSIP: 278058102 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director George S. Barrett | Mgmt | For | | For |
2 | Elect Director Todd M. Bluedorn | Mgmt | For | | For |
3 | Elect Director Ned C. Lautenbach | Mgmt | For | | For |
4 | Elect Director Gregory R. Page | Mgmt | For | | For |
5 | Declassify the Board of Directors | Mgmt | For | | For |
6 | Eliminate Cumulative Voting | Mgmt | For | | For |
7 | Ratify Auditors | Mgmt | For | | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
9 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
American Express Company | | | | | |
Ticker AXP | Meeting Date | | Meeting Type | Record Date | |
| 02-May-11 | | Annual | 04-Mar-11 | |
| CUSIP: 025816109 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Daniel F. Akerson | Mgmt | For | | For |
1.2 | Elect Director Charlene Barshefsky | Mgmt | For | | For |
1.3 | Elect Director Ursula M. Burns | Mgmt | For | | For |
1.4 | Elect Director Kenneth I. Chenault | Mgmt | For | | For |
1.5 | Elect Director Peter Chernin | Mgmt | For | | For |
1.6 | Elect Director Theodore J. Leonsis | Mgmt | For | | For |
1.7 | Director Jan Leschly | Mgmt | For | | For |
1.8 | Director Richard C. Levin | Mgmt | For | | For |
1.9 | Director Richard A. McGinn | Mgmt | For | | For |
1.10 | Director Edward D. Miller | Mgmt | For | | For |
1.11 | Director Steven S. Reinemund | Mgmt | For | | For |
1.12 | Director Robert D. Walter | Mgmt | For | | For |
1.13 | Director Ronald A. Williams | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
5 | Provide for Cumulative Voting | SH | Against | | For |
6 | Amend Bylaws-- Call Special Meetings | SH | Against | | For |
| | | | | |
Arrow Electronics, Inc. | | | | | |
Ticker ARW | Meeting Date | | Meeting Type | Record Date | |
| 02-May-11 | | Annual | 09-Mar-11 | |
| CUSIP: 042735100 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Daniel W. Duval | Mgmt | For | | For |
1.2 | Elect Director Philip K. Asherman | Mgmt | For | | For |
1.3 | Elect Director Gail E. Hamilton | Mgmt | For | | For |
1.4 | Elect Director John N. Hanson | Mgmt | For | | For |
1.5 | Elect Director Richard S. Hill | Mgmt | For | | For |
1.6 | Elect Director M.F. Keeth | Mgmt | For | | For |
1.7 | Elect Director Andrew C. Kerin | Mgmt | For | | For |
1.8 | Elect Director Michael J. Long | Mgmt | For | | For |
1.9 | Elect Director Stephen C. Patrick | Mgmt | For | | For |
1.10 | Elect Director Barry W. Perry | Mgmt | For | | For |
1.11 | Elect Director John C. Waddell | Mgmt | For | | Withhold |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
| | | | | |
Manpower Group | | | | | |
Ticker MAN | Meeting Date | | Meeting Type | Record Date | |
| 03-May-11 | | Annual | 22-Feb-11 | |
| CUSIP: 56418H100 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Cari M. Dominguez | Mgmt | For | | For |
1.2 | Elect Director Roberto Mendoza | Mgmt | For | | For |
1.3 | Elect Director Elizabeth P. Sartain | Mgmt | For | | For |
1.4 | Elect Director Edward J. Zore | Mgmt | For | | For |
1.5 | Elect Director William Downe | Mgmt | For | | For |
1.6 | Elect Director Patricia A. Hemingway Hall | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Approve Executive Incentive Bonus Plan | Mgmt | For | | For |
4 | Approve Omnibus Stock Plan | Mgmt | For | | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
6 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
Express Scripts, Inc. | | | | | |
Ticker ESRX | Meeting Date | | Meeting Type | Record Date | |
| 04-May-11 | | Annual | 07-Mar-11 | |
| CUSIP: 302182100 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Gary G. Benanav | Mgmt | For | | For |
1.2 | Elect Director Maura C. Breen | Mgmt | For | | For |
1.3 | Elect Director Nicholas J. LaHowchic | Mgmt | For | | For |
1.4 | Elect Director Thomas P. Mac Mahon | Mgmt | For | | For |
1.5 | Elect Director Frank Mergenthaler | Mgmt | For | | For |
1.6 | Elect Director Woodrow A. Myers Jr. | Mgmt | For | | For |
1.7 | Elect Director John O. Parker, Jr. | Mgmt | For | | For |
1.8 | Elect Director George Paz | Mgmt | For | | For |
1.9 | Elect Director Samuel K. Skinner | Mgmt | For | | For |
1.10 | Elect Director Seymour Sternberg | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Provide Right to Call Special Meeting | Mgmt | For | | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
6 | Approve Omnibus Stock Plan | Mgmt | For | | Against |
7 | Report on Political Contributions | SH | Against | | For |
| | | | | |
United Parcel Service, Inc. | | | | | |
Ticker UPS | Meeting Date | | Meeting Type | Record Date | |
| 05-May-11 | | Annual | 07-Mar-11 | |
| CUSIP: 911312106 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director F. Duane Ackerman | Mgmt | For | | For |
2 | Elect Director Michael J. Burns | Mgmt | For | | For |
3 | Elect Director D. Scott Davis | Mgmt | For | | For |
4 | Elect Director Stuart E. Eizenstat | Mgmt | For | | For |
5 | Elect Director Michael L. Eskew | Mgmt | For | | For |
6 | Elect Director William R. Johnson | Mgmt | For | | For |
7 | Elect Director Ann M. Livermore | Mgmt | For | | For |
8 | Elect Director Rudy H.P. Markham | Mgmt | For | | For |
9 | Elect Director Clark T. Randt, Jr. | Mgmt | For | | For |
10 | Elect Director John W. Thompson | Mgmt | For | | For |
11 | Elect Director Carol B. Tome | Mgmt | For | | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
13 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
14 | Ratify Auditors | Mgmt | For | | For |
15 | Other Business | Mgmt | For | | Against |
| | | | | |
Illinois Tool Works Inc. | | | | | |
Ticker ITW | Meeting Date | | Meeting Type | Record Date | |
| 06-May-11 | | Annual | 08-Mar-11 | |
| CUSIP: 452308109 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Susan Crown | Mgmt | For | | For |
2 | Elect Director Don H. Davis, Jr. | Mgmt | For | | For |
3 | Elect Director Robert C. McCormack | Mgmt | For | | Against |
4 | Elect Director Robert S. Morrison | Mgmt | For | | For |
5 | Elect Director James A. Skinner | Mgmt | For | | For |
6 | Elect Director David B. Smith, Jr. | Mgmt | For | | For |
7 | Elect Director David B. Speer | Mgmt | For | | For |
8 | Elect Director Pamela B. Strobel | Mgmt | For | | For |
9 | Elect Director Kevin M. Warren | Mgmt | For | | For |
10 | Elect Director Anre D. Williams | Mgmt | For | | For |
11 | Ratify Auditors | Mgmt | For | | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
13 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
14 | Approve Executive Incentive Bonus Plan | Mgmt | For | | For |
15 | Amend Omnibus Stock Plan | Mgmt | For | | For |
| | | | | |
Autoliv Inc. | | | | | |
Ticker ALV | Meeting Date | | Meeting Type | Record Date | |
| 10-May-11 | | Annual | 14-Mar-11 | |
| CUSIP: 052800109 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Jan Carlson | Mgmt | For | | For |
1.2 | Elect Director Lars Nyberg | Mgmt | For | | For |
1.3 | Elect Director James M. Ringler | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
ANSYS, Inc. | | | | | |
Ticker ANSS | Meeting Date | | Meeting Type | Record Date | |
| 11-May-11 | | Annual | 16-Mar-11 | |
| CUSIP: 03662Q105 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director James E. Cashman III | Mgmt | For | | For |
1.2 | Elect Director William R. McDermott | Mgmt | For | | For |
1.3 | Elect Director Ajei S. Gopal | Mgmt | For | | For |
2 | Increase Authorized Common Stock | Mgmt | For | | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
6 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Capital One Financial Corporation | | | | | |
Ticker COF | Meeting Date | | Meeting Type | Record Date | |
| 11-May-11 | | Annual | 16-Mar-11 | |
| CUSIP: 14040H105 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Patrick W. Gross | Mgmt | For | | For |
2 | Elect Director Ann Fritz Hackett | Mgmt | For | | For |
3 | Elect Director Pierre E. Leroy | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
5 | Declassify the Board of Directors | Mgmt | For | | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
7 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
CF Industries Holdings, Inc. | | | | | |
Ticker CF | Meeting Date | | Meeting Type | Record Date | |
| 11-May-11 | | Annual | 21-Mar-11 | |
| CUSIP: 125269100 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Stephen R. Wilson | Mgmt | For | | For |
1.2 | Elect Director Wallace W. Creek | Mgmt | For | | For |
1.3 | Elect Director William Davisson | Mgmt | For | | For |
1.4 | Elect Director Robert G. Kuhbach | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
4 | Ratify Auditors | Mgmt | For | | For |
5 | Declassify the Board of Directors | SH | Against | | For |
| | | | | |
Mattel, Inc. | | | | | |
Ticker MAT | Meeting Date | | Meeting Type | Record Date | |
| 13-May-11 | | Annual | 18-Mar-11 | |
| CUSIP: 577081102 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Michael J. Dolan | Mgmt | For | | For |
2 | Elect Director Robert A. Eckert | Mgmt | For | | For |
3 | Elect Director Frances D. Fergusson | Mgmt | For | | For |
4 | Elect Director Tully M. Friedman | Mgmt | For | | For |
5 | Elect Director Dominic Ng | Mgmt | For | | For |
6 | Elect Director Vasant M. Prabhu | Mgmt | For | | For |
7 | Elect Director Andrea L. Rich | Mgmt | For | | For |
8 | Elect Director Dean A. Scarborough | Mgmt | For | | For |
9 | Elect Director Christopher A. Sinclair | Mgmt | For | | For |
10 | Elect Director G. Craig Sullivan | Mgmt | For | | For |
11 | Elect Director Kathy Brittain White | Mgmt | For | | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
13 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
14 | Provide Right to Call Special Meeting | Mgmt | For | | Against |
15 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Watson Pharmaceuticals, Inc. | | | | | |
Ticker WPI | Meeting Date | | Meeting Type | Record Date | |
| 13-May-11 | | Annual | 18-Mar-11 | |
| CUSIP: 942683103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Michael J. Fedida | Mgmt | For | | For |
2 | Elect Director Albert F. Hummel | Mgmt | For | | For |
3 | Elect Director Catherine M. Klema | Mgmt | For | | For |
4 | Elect Director Anthony Selwyn Tabatznik | Mgmt | For | | For |
5 | Declassify the Board of Directors | Mgmt | For | | For |
6 | Amend Omnibus Stock Plan | Mgmt | For | | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
8 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
9 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
JPMorgan Chase & Co. | | | | | |
Ticker JPM | Meeting Date | | Meeting Type | Record Date | |
| 17-May-11 | | Annual | 18-Mar-11 | |
| CUSIP: 46625H100 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Crandall C. Bowles | Mgmt | For | | For |
2 | Elect Director Stephen B. Burke | Mgmt | For | | For |
3 | Elect Director David M. Cote | Mgmt | For | | For |
4 | Elect Director James S. Crown | Mgmt | For | | For |
5 | Elect Director James Dimon | Mgmt | For | | For |
6 | Elect Director Ellen V. Futter | Mgmt | For | | For |
7 | Elect Director William H. Gray, III | Mgmt | For | | For |
8 | Elect Director Laban P. Jackson, Jr. | Mgmt | For | | For |
9 | Elect Director David C. Novak | Mgmt | For | | For |
10 | Elect Director Lee R. Raymond | Mgmt | For | | For |
11 | Elect Director William C. Weldon | Mgmt | For | | For |
12 | Ratify Auditors | Mgmt | For | | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
14 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
15 | Amend Omnibus Stock Plan | Mgmt | For | | For |
16 | Affirm Political Non-Partisanship | SH | Against | | For |
17 | Provide Right to Act by Written Consent | SH | Against | | For |
18 | Report on Loan Modifications | SH | Against | | For |
19 | Report on Political Contributions | SH | Against | | For |
20 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | SH | Against | | Against |
21 | Require Independent Board Chairman | SH | Against | | For |
| | | | | |
Cimarex Energy Co. | | | | | |
Ticker XEC | Meeting Date | | Meeting Type | Record Date | |
| 18-May-11 | | Annual | 22-Mar-11 | |
| CUSIP: 171798101 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director David A. Hentschel | Mgmt | For | | For |
2 | Elect Director F.H. Merelli | Mgmt | For | | For |
3 | Elect Director L. Paul Teague | Mgmt | For | | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
6 | Approve Omnibus Stock Plan | Mgmt | For | | Against |
7 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Corn Products International, Inc. | | | | | |
Ticker CPO | Meeting Date | | Meeting Type | Record Date | |
| 18-May-11 | | Annual | 21-Mar-11 | |
| CUSIP: 219023108 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Richard J. Almeida | Mgmt | For | | For |
1.2 | Elect Director Gregory B. Kenny | Mgmt | For | | For |
1.3 | Elect Director James M. Ringler | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Ross Stores, Inc. | | | | | |
Ticker ROST | Meeting Date | | Meeting Type | Record Date | |
| 18-May-11 | | Annual | 25-Mar-11 | |
| CUSIP: 778296103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director George P. Orban | Mgmt | For | | For |
1.2 | Elect Director Donald H. Seiler | Mgmt | For | | For |
2 | Approve Executive Incentive Bonus Plan | Mgmt | For | | For |
3 | Declassify the Board of Directors | Mgmt | For | | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
6 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Halliburton Company | | | | | |
Ticker HAL | Meeting Date | | Meeting Type | Record Date | |
| 19-May-11 | | Annual | 21-Mar-11 | |
| CUSIP: 406216101 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Alan M. Bennett | Mgmt | For | | For |
2 | Elect Director James R. Boyd | Mgmt | For | | For |
3 | Elect Director Milton Carroll | Mgmt | For | | For |
4 | Elect Director Nance K. Dicciani | Mgmt | For | | For |
5 | Elect Director S. Malcolm Gillis | Mgmt | For | | For |
6 | Elect Director Abdallah S. Jum'ah | Mgmt | For | | For |
7 | Elect Director David J. Lesar | Mgmt | For | | For |
8 | Elect Director Robert A. Malone | Mgmt | For | | For |
9 | Elect Director J Landis Martin | Mgmt | For | | For |
10 | Elect Director Debra L. Reed | Mgmt | For | | For |
11 | Ratify Auditors | Mgmt | For | | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
13 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
14 | Review and Assess Human Rights Policies | SH | Against | | Against |
15 | Report on Political Contributions | SH | Against | | For |
| | | | | |
Check Point Software Technologies Ltd. | | | | | |
Ticker CPW | Meeting Date | | Meeting Type | Record Date | |
| 24-May-11 | | Annual | 14-Apr-11 | |
| CUSIP: M22465104 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Gil Shwed as Director | Mgmt | For | | For |
1.2 | Elect Marius Nacht as Director | Mgmt | For | | For |
1.3 | Elect Jerry Ungerman as Director | Mgmt | For | | For |
1.4 | Elect Dan Propper as Director | Mgmt | For | | For |
1.5 | Elect David Rubner as Director | Mgmt | For | | For |
1.6 | Elect Tal Shavit as Director | Mgmt | For | | For |
2.1 | Elect Ray Rothrock as External Director | Mgmt | For | | For |
2.2 | Elect Irwin Federman as External Director | Mgmt | For | | For |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | | For |
4 | Amend Compensation of Directors | Mgmt | For | | For |
5 | Approve Grant of Options to Executive Director | Mgmt | For | | Against |
| | | | | |
East West Bancorp, Inc. | | | | | |
Ticker EWBC | Meeting Date | | Meeting Type | Record Date | |
| 24-May-11 | | Annual | 31-Mar-11 | |
| CUSIP: 27579R104 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Iris S. Chan | Mgmt | For | | For |
1.2 | Elect Director Rudolph I. Estrada | Mgmt | For | | For |
1.3 | Elect Director Julia S. Gouw | Mgmt | For | | For |
1.4 | Elect Director Paul H. Irving | Mgmt | For | | For |
1.5 | Elect Director Andrew S. Kane | Mgmt | For | | For |
1.6 | Elect Director John Lee | Mgmt | For | | For |
1.7 | Elect Director Herman Y. Li | Mgmt | For | | For |
1.8 | Elect Director Jack C. Liu | Mgmt | For | | For |
1.9 | Elect Director Dominic Ng | Mgmt | For | | For |
1.10 | Elect Director Keith W. Renken | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
Chevron Corporation | | | | | |
Ticker CVX | Meeting Date | | Meeting Type | Record Date | |
| 25-May-11 | | Annual | 01-Apr-11 | |
| CUSIP: 166764100 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director L.F. Deily | Mgmt | For | | For |
2 | Elect Director R.E. Denham | Mgmt | For | | For |
3 | Elect Director R.J. Eaton | Mgmt | For | | For |
4 | Elect Director C. Hagel | Mgmt | For | | For |
5 | Elect Director E. Hernandez | Mgmt | For | | For |
6 | Elect Director G.L. Kirkland | Mgmt | For | | For |
7 | Elect Director D.B. Rice | Mgmt | For | | For |
8 | Elect Director K.W. Sharer | Mgmt | For | | For |
9 | Elect Director C.R. Shoemate | Mgmt | For | | For |
10 | Elect Director J.G. Stumpf | Mgmt | For | | For |
11 | Elect Director R.D. Sugar | Mgmt | For | | For |
12 | Elect Director C. Ware | Mgmt | For | | For |
13 | Elect Director J.S. Watson | Mgmt | For | | For |
14 | Ratify Auditors | Mgmt | For | | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
16 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
17 | Request Director Nominee with Environmental Qualifications | SH | Against | | For |
18 | Amend Bylaws to Establish a Board Committee on Human Rights | SH | Against | | Against |
19 | Include Sustainability as a Performance Measure for Senior Executive Compensation | SH | Against | | Against |
20 | Adopt Guidelines for Country Selection | SH | Against | | Against |
21 | Report on Financial Risks of Climate Change | SH | Against | | Against |
22 | Report on Environmental Impacts of Natural Gas Fracturing | SH | Against | | Against |
23 | Report on Offshore Oil Wells and Spill Mitigation Measures | SH | Against | | Against |
| | | | | |
Chipotle Mexican Grill, Inc. | | | | | |
Ticker CMG | Meeting Date | | Meeting Type | Record Date | |
| 25-May-11 | | Annual | 30-Mar-11 | |
| CUSIP: 169656105 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director John S. Charlesworth | Mgmt | For | | For |
1.2 | Elect Director Montgomery F. Moran | Mgmt | For | | For |
2 | Approve Omnibus Stock Plan | Mgmt | For | | Against |
3 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For | | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
6 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Endo Pharmaceuticals Holdings Inc. | | | | | |
Ticker ENDP | Meeting Date | | Meeting Type | Record Date | |
| 25-May-11 | | Annual | 15-Apr-11 | |
| CUSIP: 29264F205 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director John J. Delucca | Mgmt | For | | For |
1.2 | Elect Director David P. Holveck | Mgmt | For | | For |
1.3 | Elect Director Nancy J. Hutson | Mgmt | For | | For |
1.4 | Elect Director Michael Hyatt | Mgmt | For | | For |
1.5 | Elect Director Roger H. Kimmel | Mgmt | For | | For |
1.6 | Elect Director William P. Montague | Mgmt | For | | For |
1.7 | Elect Director David B. Nash | Mgmt | For | | For |
1.8 | Elect Director Joseph C. Scodari | Mgmt | For | | For |
1.9 | Elect Director William F. Spengler | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
5 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For | | Against |
| | | | | |
Exxon Mobil Corporation | | | | | |
Ticker XOM | Meeting Date | | Meeting Type | Record Date | |
| 25-May-11 | | Annual | 06-Apr-11 | |
| CUSIP: 30231G102 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director M.J. Boskin | Mgmt | For | | For |
1.2 | Elect Director P. Brabeck-Letmathe | Mgmt | For | | For |
1.3 | Elect Director L.R. Faulkner | Mgmt | For | | For |
1.4 | Elect Director J.S. Fishman | Mgmt | For | | For |
1.5 | Elect Director K.C. Frazier | Mgmt | For | | For |
1.6 | Elect Director W.W. George | Mgmt | For | | For |
1.7 | Elect Director M.C. Nelson | Mgmt | For | | For |
1.8 | Elect Director S.J. Palmisano | Mgmt | For | | For |
1.9 | Elect Director S.S. Reinemund | Mgmt | For | | For |
1.10 | Elect Director R.W. Tillerson | Mgmt | For | | For |
1.11 | Elect Director E.E. Whitacre, Jr. | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
5 | Require Independent Board Chairman | SH | Against | | For |
6 | Report on Political Contributions | SH | Against | | For |
7 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | SH | Against | | Against |
8 | Adopt Policy on Human Right to Water | SH | Against | | Against |
9 | Report on Environmental Impact of Oil Sands Operations in Canada | SH | Against | | Against |
10 | Report on Environmental Impacts of Natural Gas Fracturing | SH | Against | | Against |
11 | Report on Energy Technologies Development | SH | Against | | Against |
12 | Adopt Quantitative GHG Goals for Products and Operations | SH | Against | | Against |
| | | | | |
VMware, Inc. | | | | | |
Ticker VMW | Meeting Date | | Meeting Type | Record Date | |
| 25-May-11 | | Annual | 31-Mar-11 | |
| CUSIP: 928563402 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Renee J. James | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Limited Brands, Inc. | | | | | |
Ticker LTD | Meeting Date | | Meeting Type | Record Date | |
| 26-May-11 | | Annual | 28-Mar-11 | |
| CUSIP: 532716107 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Donna A. James | Mgmt | For | | For |
2 | Elect Director Jeffrey H. Miro | Mgmt | For | | For |
3 | Elect Director Raymond Zimmerman | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
5 | Approve Omnibus Stock Plan | Mgmt | For | | Against |
6 | Approve Executive Incentive Bonus Plan | Mgmt | For | | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
8 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
9 | Reduce Supermajority Vote Requirement | SH | Against | | For |
| | | | | |
MetroPCS Communications, Inc. | | | | | |
Ticker PCS | Meeting Date | | Meeting Type | Record Date | |
| 26-May-11 | | Annual | 18-Apr-11 | |
| CUSIP: 591708102 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Roger D. Linquist | Mgmt | For | | For |
1.2 | Elect Director Arthur C. Patterson | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Google Inc. | | | | | |
Ticker GOOG | Meeting Date | | Meeting Type | Record Date | |
| 02-Jun-11 | | Annual | 04-Apr-11 | |
| CUSIP: 38259P508 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Larry Page | Mgmt | For | | For |
1.2 | Elect Director Sergey Brin | Mgmt | For | | For |
1.3 | Elect Director Eric E. Schmidt | Mgmt | For | | For |
1.4 | Elect Director L. John Doerr | Mgmt | For | | For |
1.5 | Elect Director John L. Hennessy | Mgmt | For | | For |
1.6 | Elect Director Ann Mather | Mgmt | For | | For |
1.7 | Elect Director Paul S. Otellini | Mgmt | For | | For |
1.8 | Elect Director K. Ram Shriram | Mgmt | For | | For |
1.9 | Elect Director Shirley M. Tilghman | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
6 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | SH | Against | | Against |
7 | Reduce Supermajority Vote Requirement | SH | Against | | Against |
8 | Report on Code of Conduct Compliance | SH | Against | | Against |
| | | | | |
priceline.com Incorporated | | | | | |
Ticker PCLN | Meeting Date | | Meeting Type | Record Date | |
| 02-Jun-11 | | Annual | 14-Apr-11 | |
| CUSIP: 741503403 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Jeffery H. Boyd | Mgmt | For | | For |
1.2 | Elect Director Ralph M. Bahna | Mgmt | For | | For |
1.3 | Elect Director Howard W. Barker, Jr. | Mgmt | For | | For |
1.4 | Elect Director Jan L. Docter | Mgmt | For | | For |
1.5 | Elect Director Jeffrey E. Epstein | Mgmt | For | | For |
1.6 | Elect Director James M. Guyette | Mgmt | For | | For |
1.7 | Elect Director Nancy B. Peretsman | Mgmt | For | | For |
1.8 | Elect Director Craig W. Rydin | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
5 | Provide Right to Act by Written Consent | SH | Against | | For |
| | | | | |
Freeport-McMoRan Copper & Gold Inc. | | | | | |
Ticker FCX | Meeting Date | | Meeting Type | Record Date | |
| 15-Jun-11 | | Annual | 19-Apr-11 | |
| CUSIP: 35671D857 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Richard C. Adkerson | Mgmt | For | | For |
1.2 | Elect Director Robert J. Allison, Jr. | Mgmt | For | | For |
1.3 | Elect Director Robert A. Day | Mgmt | For | | For |
1.4 | Elect Director Gerald J. Ford | Mgmt | For | | For |
1.5 | Elect Director H. Devon Graham, Jr. | Mgmt | For | | For |
1.6 | Elect Director Charles C. Krulak | Mgmt | For | | For |
1.7 | Elect Director Bobby Lee Lackey | Mgmt | For | | For |
1.8 | Elect Director Jon C. Madonna | Mgmt | For | | For |
1.9 | Elect Director Dustan E. McCoy | Mgmt | For | | For |
1.10 | Elect Director James R. Moffett | Mgmt | For | | For |
1.11 | Elect Director B.M. Rankin, Jr. | Mgmt | For | | For |
1.12 | Elect Director Stephen H. Siegele | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
4 | Ratify Auditors | Mgmt | For | | For |
5 | Request Director Nominee with Environmental Qualifications | SH | Against | | For |
| | | | | |
Bed Bath & Beyond Inc. | | | | | |
Ticker BBBY | Meeting Date | | Meeting Type | Record Date | |
| 23-Jun-11 | | Annual | 06-May-11 | |
| CUSIP: 075896100 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Warren Eisenberg | Mgmt | For | | For |
2 | Elect Director Leonard Feinstein | Mgmt | For | | For |
3 | Elect Director Steven H. Temares | Mgmt | For | | For |
4 | Elect Director Dean S. Adler | Mgmt | For | | For |
5 | Elect Director Stanley F. Barshay | Mgmt | For | | For |
6 | Elect Director Klaus Eppler | Mgmt | For | | For |
7 | Elect Director Patrick R. Gaston | Mgmt | For | | For |
8 | Elect Director Jordan Heller | Mgmt | For | | For |
9 | Elect Director Victoria A. Morrison | Mgmt | For | | For |
10 | Ratify Auditors | Mgmt | For | | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
12 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
Armstrong World Industries, Inc. | | | | | |
Ticker AWI | Meeting Date | | Meeting Type | Record Date | |
| 02-Jul-10 | | Annual | 05-Apr-10 | |
| CUSIP: 04247X102 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Stan A. Askren | Mgmt | For | | For |
1.2 | Elect Director David Bonderman | Mgmt | For | | For |
1.3 | Elect Director Kevin R. Burns | Mgmt | For | | For |
1.4 | Elect Director James J. Gaffney | Mgmt | For | | For |
1.5 | Elect Director Tao Huang | Mgmt | For | | For |
1.6 | Elect Director Michael F. Johnston | Mgmt | For | | For |
1.7 | Elect Director Larry S. McWilliams | Mgmt | For | | For |
1.8 | Elect Director James J. O'Connor | Mgmt | For | | For |
1.9 | Elect Director John J. Roberts | Mgmt | For | | For |
1.10 | Elect Director Richard E. Wenz | Mgmt | For | | For |
1.11 | Elect Director Bettina M. Whyte | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
inVentiv Health, Inc. | | | | | |
Ticker VTIV | Meeting Date | | Meeting Type | Record Date | |
| 21-Jul-10 | | Special | 15-Jun-10 | |
| CUSIP: 46122E105 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Approve Merger Agreement | Mgmt | For | | For |
2 | Adjourn Meeting | Mgmt | For | | For |
| | | | | |
McKesson Corporation | | | | | |
Ticker MCK | Meeting Date | | Meeting Type | Record Date | |
| 28-Jul-10 | | Annual | 01-Jun-10 | |
| CUSIP: 58155Q103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Andy D. Bryant | Mgmt | For | | For |
2 | Elect Director Wayne A. Budd | Mgmt | For | | For |
3 | Elect Director John H. Hammergren | Mgmt | For | | For |
4 | Elect Director Alton F. Irby III | Mgmt | For | | Against |
5 | Elect Director M. Christine Jacobs | Mgmt | For | | Against |
6 | Elect Director Marie L. Knowles | Mgmt | For | | For |
7 | Elect Director David M. Lawrence | Mgmt | For | | Against |
8 | Elect Director Edward A. Mueller | Mgmt | For | | Against |
9 | Elect Director Jane E. Shaw | Mgmt | For | | For |
10 | Amend Omnibus Stock Plan | Mgmt | For | | For |
11 | Amend Executive Incentive Bonus Plan | Mgmt | For | | For |
12 | Ratify Auditors | Mgmt | For | | For |
13 | Stock Retention/Holding Period | SH | Against | | For |
14 | Report on Pay Disparity | SH | Against | | Against |
| | | | | |
Polo Ralph Lauren Corporation | | | | | |
Ticker RL | Meeting Date | | Meeting Type | Record Date | |
| 05-Aug-10 | | Annual | 21-Jun-10 | |
| CUSIP: 731572103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Frank A. Bennack, Jr | Mgmt | For | | For |
1.2 | Elect Director Joel L. Fleishman | Mgmt | For | | For |
1.3 | Elect Director Steven P. Murphy | Mgmt | For | | For |
2 | Approve Omnibus Stock Plan | Mgmt | For | | For |
3 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
PSS World Medical, Inc. | | | | | |
Ticker PSSI | Meeting Date | | Meeting Type | Record Date | |
| 24-Aug-10 | | Annual | 18-Jun-10 | |
| CUSIP: 69366A100 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Gary A. Corless | Mgmt | For | | For |
1.2 | Elect Director Melvin L. Hecktman | Mgmt | For | | For |
1.3 | Elect Director Delores M. Kesler | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
NetScout Systems, Inc. | | | | | |
Ticker NTCT | Meeting Date | | Meeting Type | Record Date | |
| 08-Sep-10 | | Annual | 12-Jul-10 | |
| CUSIP: 64115T104 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Anil K. Singhal | Mgmt | For | | For |
1.2 | Elect Director John R. Egan | Mgmt | For | | For |
1.3 | Elect Director Stuart M. McGuigan | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Symantec Corporation | | | | | |
Ticker SYMC | Meeting Date | | Meeting Type | Record Date | |
| 20-Sep-10 | | Annual | 26-Jul-10 | |
| CUSIP: 871503108 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Stephen M. Bennett | Mgmt | For | | For |
2 | Elect Director Michael A. Brown | Mgmt | For | | For |
3 | Elect Director William T. Coleman, III | Mgmt | For | | For |
4 | Elect Director Frank E. Dangeard | Mgmt | For | | For |
5 | Elect Director Geraldine B. Laybourne | Mgmt | For | | For |
6 | Elect Director David L. Mahoney | Mgmt | For | | For |
7 | Elect Director Robert S. Miller | Mgmt | For | | For |
8 | Elect Director Enrique Salem | Mgmt | For | | For |
9 | Elect Director Daniel H. Schulman | Mgmt | For | | For |
10 | Elect Director John W. Thompson | Mgmt | For | | For |
11 | Elect Director V. Paul Unruh | Mgmt | For | | For |
12 | Ratify Auditors | Mgmt | For | | For |
13 | Amend Omnibus Stock Plan | Mgmt | For | | For |
14 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | | For |
| | | | | |
National Semiconductor Corporation | | | | | |
Ticker NSM | Meeting Date | | Meeting Type | Record Date | |
| 24-Sep-10 | | Annual | 30-Jul-10 | |
| CUSIP: 637640103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director William J. Amelio | Mgmt | For | | For |
2 | Elect Director Steven R. Appleton | Mgmt | For | | For |
3 | Elect Director Gary P. Arnold | Mgmt | For | | For |
4 | Elect Director Richard J. Danzig | Mgmt | For | | For |
5 | Elect Director Robert J. Frankenberg | Mgmt | For | | For |
6 | Elect Director Donald Macleod | Mgmt | For | | For |
7 | Elect Director Edward R. McCracken | Mgmt | For | | For |
8 | Elect Director Roderick C. McGeary | Mgmt | For | | For |
9 | Elect Director William E. Mitchell | Mgmt | For | | For |
10 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Barnes & Noble, Inc. | | | | | |
Ticker BKS | Meeting Date | | Meeting Type | Record Date | |
| 28-Sep-10 | | Proxy Contest | 16-Aug-10 | |
| CUSIP: 067774109 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
| Management Proxy (White Card) | Mgmt | | | |
1.1 | Elect Director Leonard Riggio | Mgmt | For | | Do Not Vote |
1.2 | Elect Director David G. Golden | Mgmt | For | | Do Not Vote |
1.3 | Elect Director David A. Wilson | Mgmt | For | | Do Not Vote |
2 | Ratify Auditors | Mgmt | For | | Do Not Vote |
3 | Amend Terms of Existing Poison Pill | SH | Against | | Do Not Vote |
| Dissident Proxy (Gold Card) | Mgmt | | | |
1.1 | Elect Director Ronald W. Burkle | SH | For | | For |
1.2 | Elect Director Stephen F. Bollenbach | SH | For | | For |
1.3 | Elect Director Michael S. McQuary | SH | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Terms of Existing Poison Pill | SH | For | | For |
| | | | | |
Triumph Group, Inc. | | | | | |
Ticker TGI | Meeting Date | | Meeting Type | Record Date | |
| 28-Sep-10 | | Annual | 09-Aug-10 | |
| CUSIP: 896818101 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Paul Bourgon | Mgmt | For | | For |
1.2 | Elect Director Elmer L. Doty | Mgmt | For | | For |
1.3 | Elect Director Ralph E. Eberhart | Mgmt | For | | For |
1.4 | Elect Director Richard C. Gozon | Mgmt | For | | For |
1.5 | Elect Director Richard C. Ill | Mgmt | For | | For |
1.6 | Elect Director Claude F. Kronk | Mgmt | For | | For |
1.7 | Elect Director Adam J. Palmer | Mgmt | For | | For |
1.8 | Elect Director Joseph M. Silvestri | Mgmt | For | | For |
1.9 | Elect Director George Simpson | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
H&R Block, Inc. | | | | | |
Ticker HRB | Meeting Date | | Meeting Type | Record Date | |
| 30-Sep-10 | | Annual | 27-Jul-10 | |
| CUSIP: 093671105 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Alan M. Bennett | Mgmt | For | | For |
2 | Elect Director Richard C. Breeden | Mgmt | For | | For |
3 | Elect Director William C. Cobb | Mgmt | For | | For |
4 | Elect Director Robert A. Gerard | Mgmt | For | | For |
5 | Elect Director Len J. Lauer | Mgmt | For | | For |
6 | Elect Director David B. Lewis | Mgmt | For | | For |
7 | Elect Director Bruce C. Rohde | Mgmt | For | | For |
8 | Elect Director Tom D. Seip | Mgmt | For | | For |
9 | Elect Director L. Edward Shaw, Jr. | Mgmt | For | | For |
10 | Elect Director Christianna Wood | Mgmt | For | | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
12 | Amend Omnibus Stock Plan | Mgmt | For | | For |
13 | Amend Executive Incentive Bonus Plan | Mgmt | For | | For |
14 | Reduce Supermajority Vote Requirement | SH | For | | For |
15 | Provide Right to Call Special Meeting | Mgmt | For | | For |
16 | Reduce Supermajority Vote Requirement Relating to the Removal of Directors | Mgmt | For | | For |
17 | Reduce Supermajority Vote Requirement Relating to Amendments to Articles of Incorporation and Bylaws | Mgmt | For | | For |
18 | Reduce Supermajority Vote Requirement Regarding the Related Person Transaction Provision | Mgmt | For | | For |
19 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Ruby Tuesday, Inc. | | | | | |
Ticker RT | Meeting Date | | Meeting Type | Record Date | |
| 06-Oct-10 | | Annual | 09-Aug-10 | |
| CUSIP: 781182100 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Samuel E. Beall, III | Mgmt | For | | For |
2 | Elect Director Bernard Lanigan, Jr. | Mgmt | For | | For |
3 | Approve Executive Incentive Bonus Plan | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Perrigo Company | | | | | |
Ticker PRGO | Meeting Date | | Meeting Type | Record Date | |
| 27-Oct-10 | | Annual | 03-Sep-10 | |
| CUSIP: 714290103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Laurie Brlas | Mgmt | For | | For |
1.2 | Elect Director Michael J. Jandernoa | Mgmt | For | | Withhold |
1.3 | Elect Director Joseph C. Papa | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Sara Lee Corporation | | | | | |
Ticker SLE | Meeting Date | | Meeting Type | Record Date | |
| 28-Oct-10 | | Annual | 07-Sep-10 | |
| CUSIP: 803111103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Christopher B. Begley | Mgmt | For | | For |
2 | Elect Director Crandall C. Bowles | Mgmt | For | | For |
3 | Elect Director Virgis W. Colbert | Mgmt | For | | For |
4 | Elect Director James S. Crown | Mgmt | For | | For |
5 | Elect Director Laurette T. Koellner | Mgmt | For | | For |
6 | Elect Director Cornelis J.A. Van Lede | Mgmt | For | | For |
7 | Elect Director Dr. John Mcadam | Mgmt | For | | For |
8 | Elect Director Sir Ian Prosser | Mgmt | For | | For |
9 | Elect Director Norman R. Sorensen | Mgmt | For | | For |
10 | Elect Director Jeffrey W. Ubben | Mgmt | For | | For |
11 | Elect Director Jonathan P. Ward | Mgmt | For | | For |
12 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
SRA International, Inc. | | | | | |
Ticker SRX | Meeting Date | | Meeting Type | Record Date | |
| 28-Oct-10 | | Annual | 31-Aug-10 | |
| CUSIP: 78464R105 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director John W. Barter | Mgmt | For | | For |
1.2 | Elect Director Larry R. Ellis | Mgmt | For | | For |
1.3 | Elect Director Miles R. Gilburne | Mgmt | For | | For |
1.4 | Elect Director W. Robert Grafton | Mgmt | For | | For |
1.5 | Elect Director William T. Keevan | Mgmt | For | | For |
1.6 | Elect Director Michael R. Klein | Mgmt | For | | For |
1.7 | Elect Director David H. Langstaff | Mgmt | For | | For |
1.8 | Elect Director Stanton D. Sloane | Mgmt | For | | For |
1.9 | Elect Director Ernst Volgenau | Mgmt | For | | For |
1.10 | Elect Director Gail R. Wilensky | Mgmt | For | | For |
2 | Approve Omnibus Stock Plan | Mgmt | For | | For |
3 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Coach, Inc. | | | | | |
Ticker COH | Meeting Date | | Meeting Type | Record Date | |
| 03-Nov-10 | | Annual | 07-Sep-10 | |
| CUSIP: 189754104 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Lew Frankfort | Mgmt | For | | For |
1.2 | Elect Director Susan Kropf | Mgmt | For | | For |
1.3 | Elect Director Gary Loveman | Mgmt | For | | For |
1.4 | Elect Director Ivan Menezes | Mgmt | For | | For |
1.5 | Elect Director Irene Miller | Mgmt | For | | For |
1.6 | Elect Director Michael Murphy | Mgmt | For | | For |
1.7 | Elect Director Jide Zeitlin | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Approve Omnibus Stock Plan | Mgmt | For | | For |
4 | Adopt Policy on Ending Use of Animal Fur in Products | SH | Against | | Against |
| | | | | |
Barnes & Noble, Inc. | | | | | |
Ticker BKS | Meeting Date | | Meeting Type | Record Date | |
| 17-Nov-10 | | Special | 21-Oct-10 | |
| CUSIP: 067774109 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Adopt Shareholder Rights Plan (Poison Pill) | Mgmt | For | | For |
| | | | | |
CACI International, Inc. | | | | | |
Ticker CACI | Meeting Date | | Meeting Type | Record Date | |
| 17-Nov-10 | | Annual | 20-Sep-10 | |
| CUSIP: 127190304 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Dan R. Bannister | Mgmt | For | | For |
1.2 | Elect Director Paul M. Cofoni | Mgmt | For | | For |
1.3 | Elect Director Gordon R. England | Mgmt | For | | For |
1.4 | Elect Director James S. Gilmore III | Mgmt | For | | For |
1.5 | Elect Director Gregory G. Johnson | Mgmt | For | | For |
1.6 | Elect Director Richard L. Leatherwood | Mgmt | For | | For |
1.7 | Elect Director J. Phillip London | Mgmt | For | | For |
1.8 | Elect Director James L. Pavitt | Mgmt | For | | For |
1.9 | Elect Director Warren R. Phillips | Mgmt | For | | For |
1.10 | Elect Director Charles P. Revoile | Mgmt | For | | For |
1.11 | Elect Director William S. Wallace | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Other Business | Mgmt | None | | Against |
| | | | | |
JDS Uniphase Corporation | | | | | |
Ticker JDSU | Meeting Date | | Meeting Type | Record Date | |
| 30-Nov-10 | | Annual | 04-Oct-10 | |
| CUSIP: 46612J507 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Martin A. Kaplan | Mgmt | For | | For |
1.2 | Elect Director Kevin J. Kennedy | Mgmt | For | | For |
2 | Amend Omnibus Stock Plan | Mgmt | For | | For |
3 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Lance, Inc. | | | | | |
Ticker LNCE | Meeting Date | | Meeting Type | Record Date | |
| 02-Dec-10 | | Special | 15-Oct-10 | |
| CUSIP: 514606102 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Issue Shares in Connection with Acquisition | Mgmt | For | | For |
2 | Change Company Name | Mgmt | For | | For |
3.1 | Elect Director Peter P. Brubaker | Mgmt | For | | For |
3.2 | Elect Director Carl E. Lee, Jr. | Mgmt | For | | For |
3.3 | Elect Director John E. Denton | Mgmt | For | | For |
3.4 | Elect Director Michael A. Warehime | Mgmt | For | | For |
4 | Adjourn Meeting | Mgmt | For | | For |
| | | | | |
Globe Specialty Metals, Inc. | | | | | |
Ticker GSM | Meeting Date | | Meeting Type | Record Date | |
| 06-Dec-10 | | Annual | 29-Oct-10 | |
| CUSIP: 37954N206 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Donald G. Barger, Jr. | Mgmt | For | | For |
1.2 | Elect Director Thomas A. Danjczek | Mgmt | For | | For |
1.3 | Elect Director Stuart E. Eizenstat | Mgmt | For | | For |
1.4 | Elect Director Alan Kestenbaum | Mgmt | For | | For |
1.5 | Elect Director Franklin L. Lavin | Mgmt | For | | For |
2 | Approve Executive Incentive Bonus Plan | Mgmt | For | | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Comtech Telecommunications Corp. | | | | | |
Ticker CMTL | Meeting Date | | Meeting Type | Record Date | |
| 09-Dec-10 | | Annual | 11-Oct-10 | |
| CUSIP: 205826209 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Fred Kornberg | Mgmt | For | | For |
1.2 | Elect Director Edwin Kantor | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
NewAlliance Bancshares, Inc. | | | | | |
Ticker NAL | Meeting Date | | Meeting Type | Record Date | |
| 20-Dec-10 | | Special | 01-Nov-10 | |
| CUSIP: 650203102 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Approve Merger Agreement | Mgmt | For | | For |
2 | Adjourn Meeting | Mgmt | For | | For |
| | | | | |
CommScope, Inc. | | | | | |
Ticker CTV | Meeting Date | | Meeting Type | Record Date | |
| 30-Dec-10 | | Special | 03-Dec-10 | |
| CUSIP: 203372107 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Approve Merger Agreement | Mgmt | For | | For |
2 | Adjourn Meeting | Mgmt | For | | For |
| | | | | |
Intuit Inc. | | | | | |
Ticker INTU | Meeting Date | | Meeting Type | Record Date | |
| 19-Jan-11 | | Annual | 22-Nov-10 | |
| CUSIP: 461202103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director David H. Batchelder | Mgmt | For | | For |
2 | Elect Director Christopher W. Brody | Mgmt | For | | For |
3 | Elect Director William V. Campbell | Mgmt | For | | For |
4 | Elect Director Scott D. Cook | Mgmt | For | | For |
5 | Elect Director Diane B. Greene | Mgmt | For | | For |
6 | Elect Director Michael R. Hallman | Mgmt | For | | For |
7 | Elect Director Edward A. Kangas | Mgmt | For | | For |
8 | Elect Director Suzanne Nora Johnson | Mgmt | For | | For |
9 | Elect Director Dennis D. Powell | Mgmt | For | | For |
10 | Elect Director Brad D. Smith | Mgmt | For | | For |
11 | Ratify Auditors | Mgmt | For | | For |
12 | Amend Omnibus Stock Plan | Mgmt | For | | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
| | | | | |
Sodastream International Ltd. | | | | | |
Ticker SODA | Meeting Date | | Meeting Type | Record Date | |
| 07-Feb-11 | | Special | 07-Jan-11 | |
| CUSIP: N/A | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Eytan Glazer as External Director | Mgmt | For | | For |
2 | Elect Lauri Hanover as External Director | Mgmt | For | | For |
| | | | | |
Sirona Dental Systems, Inc | | | | | |
Ticker SIRO | Meeting Date | | Meeting Type | Record Date | |
| 23-Feb-11 | | Annual | 27-Dec-10 | |
| CUSIP: 82966C103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director William K. Hood | Mgmt | For | | For |
1.2 | Elect Director Thomas Jetter | Mgmt | For | | For |
1.3 | Elect Director Harry M. Jansen Kraemer, Jr. | Mgmt | For | | For |
1.4 | Elect Director Jeffrey T. Slovin | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
| | | | | |
Esterline Technologies Corporation | | | | | |
Ticker ESL | Meeting Date | | Meeting Type | Record Date | |
| 02-Mar-11 | | Annual | 03-Jan-11 | |
| CUSIP: 297425100 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Robert W. Cremin | Mgmt | For | | For |
2 | Elect Director Anthony P. Franceschini | Mgmt | For | | For |
3 | Elect Director James J. Morris | Mgmt | For | | For |
4 | Elect Director Delores M. Etter | Mgmt | For | | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
6 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
7 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Tyco Electronics Ltd. | | | | | |
Ticker TEL | Meeting Date | | Meeting Type | Record Date | |
| 09-Mar-11 | | Annual | 17-Feb-11 | |
| CUSIP: H8912P106 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Reelect Pierre Brondeau as Director | Mgmt | For | | For |
2 | Reelect Juergen Gromer as Director | Mgmt | For | | For |
3 | Reelect Robert Hernandez as Director | Mgmt | For | | For |
4 | Reelect Thomas Lynch as Director | Mgmt | For | | For |
5 | Reelect Daniel Phelan as Director | Mgmt | For | | For |
6 | Reelect Frederic Poses as Director | Mgmt | For | | For |
7 | Reelect Lawrence Smith as Director | Mgmt | For | | For |
8 | Reelect Paula Sneed as Director | Mgmt | For | | For |
9 | Reelect David Steiner as Director | Mgmt | For | | For |
10 | Reelect John Van Scoter as Director | Mgmt | For | | For |
11 | Accept Annual Report for Fiscal 2009/2010 | Mgmt | For | | For |
12 | Accept Statutory Financial Statements for Fiscal 2010/2011 | Mgmt | For | | For |
13 | Accept Consolidated Financial Statements for Fiscal 2010/2011 | Mgmt | For | | For |
14 | Approve Discharge of Board and Senior Management | Mgmt | For | | For |
15 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2010/2011 | Mgmt | For | | For |
16 | Ratify Deloitte AG as Swiss Registered Auditors for Fiscal 2010/2011 | Mgmt | For | | For |
17 | Ratify PricewaterhouseCoopers AG as Special Auditor for Fiscal 2010/2011 | Mgmt | For | | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
19 | Advisory Vote on Say on Pay Frequency | Mgmt | None | | One Year |
20 | Approve Ordinary Cash Dividend | Mgmt | For | | For |
21 | Change Company Name to TE Connectivity Ltd | Mgmt | For | | For |
22 | Amend Articles to Renew Authorized Share Capital | Mgmt | For | | For |
23 | Approve Reduction in Share Capital | Mgmt | For | | For |
24 | Authorize Repurchase of up to USD 800 million of Share Capital | Mgmt | For | | Against |
25 | Adjourn Meeting | Mgmt | For | | Against |
| | | | | |
Avago Technologies Limited | | | | | |
Ticker AVGO | Meeting Date | | Meeting Type | Record Date | |
| 30-Mar-11 | | Annual | 09-Feb-11 | |
| CUSIP: Y0486S104 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Reelect Hock E. Tan as Director | Mgmt | For | | For |
1.2 | Reelect Adam H. Clammer as Director | Mgmt | For | | Against |
1.3 | Reelect James A. Davidson as Director | Mgmt | For | | Against |
1.4 | Reelect James V. Diller as Director | Mgmt | For | | For |
1.5 | Reelect Kenneth Y. Hao as Director | Mgmt | For | | Against |
1.6 | Reelect John M. Hsuan as Director | Mgmt | For | | For |
1.7 | Reelect David Kerko as Director | Mgmt | For | | Against |
1.8 | Reelect Justine F. Lien as Director | Mgmt | For | | For |
1.9 | Reelect Donald Macleod as Director | Mgmt | For | | For |
1.10 | Reelect Bock Seng Tan as Director | Mgmt | For | | For |
2 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | | For |
3 | Approve Cash Compensation to Directors | Mgmt | For | | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
6 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Mgmt | For | | For |
7 | Approve Repurchase of Up to 10 Percent of Issued Capital | Mgmt | For | | For |
| | | | | |
IDEX Corporation | | | | | |
Ticker IEX | Meeting Date | | Meeting Type | Record Date | |
| 05-Apr-11 | | Annual | 23-Feb-11 | |
| CUSIP: 45167R104 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Bradley J. Bell | Mgmt | For | | For |
1.2 | Elect Director Lawrence D. Kingsley | Mgmt | For | | For |
1.3 | Elect Director Gregory F. Milzcik | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Waddell & Reed Financial, Inc. | | | | | |
Ticker WDR | Meeting Date | | Meeting Type | Record Date | |
| 06-Apr-11 | | Annual | 11-Feb-11 | |
| CUSIP: 930059100 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Sharilyn S. Gasaway | Mgmt | For | | For |
1.2 | Elect Director Alan W. Kosloff | Mgmt | For | | For |
1.3 | Elect Director Jerry W. Walton | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
| | | | | |
Discover Financial Services | | | | | |
Ticker DFS | Meeting Date | | Meeting Type | Record Date | |
| 07-Apr-11 | | Annual | 07-Feb-11 | |
| CUSIP: 254709108 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Jeffrey S. Aronin | Mgmt | For | | For |
2 | Elect Director Mary K. Bush | Mgmt | For | | For |
3 | Elect Director Gregory C. Case | Mgmt | For | | For |
4 | Elect Director Robert M. Devlin | Mgmt | For | | For |
5 | Elect Director Cynthia A. Glassman | Mgmt | For | | For |
6 | Elect Director Richard H. Lenny | Mgmt | For | | For |
7 | Elect Director Thomas G. Maheras | Mgmt | For | | For |
8 | Elect Director Michael H. Moskow | Mgmt | For | | For |
9 | Elect Director David W. Nelms | Mgmt | For | | For |
10 | Elect Director E. Follin Smith | Mgmt | For | | For |
11 | Elect Director Lawrence A.Weinbach | Mgmt | For | | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
13 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
14 | Amend Non-Employee Director Omnibus Stock Plan | Mgmt | For | | For |
15 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Stewart Enterprises, Inc. | | | | | |
Ticker STEI | Meeting Date | | Meeting Type | Record Date | |
| 07-Apr-11 | | Annual | 09-Feb-11 | |
| CUSIP: 860370105 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director John B. Elstrott | Mgmt | For | | For |
1.2 | Elect Director Thomas M. Kitchen | Mgmt | For | | For |
1.3 | Elect Director Alden J. McDonald, Jr | Mgmt | For | | For |
1.4 | Elect Director Ronald H. Patron | Mgmt | For | | For |
1.5 | Elect Director Ashton J. Ryan, Jr. | Mgmt | For | | For |
1.6 | Elect Director John K. Saer, Jr. | Mgmt | For | | For |
1.7 | Elect Director Frank B. Stewart, Jr. | Mgmt | For | | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
4 | Ratify Auditors | Mgmt | For | | For |
5 | Other Business | Mgmt | For | | Against |
| | | | | |
A. O. Smith Corporation | | | | | |
Ticker AOS | Meeting Date | | Meeting Type | Record Date | |
| 11-Apr-11 | | Annual | 21-Feb-11 | |
| CUSIP: 831865209 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Gloster B. Current, Jr. | Mgmt | For | | For |
1.2 | Elect Director Robert J. O'Toole | Mgmt | For | | For |
1.3 | Elect Director Idelle K. Wolf | Mgmt | For | | For |
1.4 | Elect Director Gene C. Wulf | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
Brocade Communications Systems, Inc. | | | | | |
Ticker BRCD | Meeting Date | | Meeting Type | Record Date | |
| 12-Apr-11 | | Annual | 18-Feb-11 | |
| CUSIP: 111621306 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director John Gerdelman | Mgmt | For | | For |
2 | Elect Director Glenn Jones | Mgmt | For | | For |
3 | Elect Director Michael Klayko | Mgmt | For | | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | Two Years | | One Year |
6 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Hudson City Bancorp, Inc. | | | | | |
Ticker HCBK | Meeting Date | | Meeting Type | Record Date | |
| 19-Apr-11 | | Annual | 01-Mar-11 | |
| CUSIP: 443683107 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Ronald E. Hermance, Jr. | Mgmt | For | | For |
2 | Elect Director William G. Bardel | Mgmt | For | | For |
3 | Elect Director Scott A. Belair | Mgmt | For | | For |
4 | Elect Director Cornelius E. Golding | Mgmt | For | | For |
5 | Ratify Auditors | Mgmt | For | | For |
6 | Approve Omnibus Stock Plan | Mgmt | For | | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
8 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
9 | Declassify the Board of Directors | SH | Against | | For |
| | | | | |
M&T Bank Corporation | | | | | |
Ticker MTB | Meeting Date | | Meeting Type | Record Date | |
| 19-Apr-11 | | Annual | 28-Feb-11 | |
| CUSIP: 55261F104 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Brent D. Baird | Mgmt | For | | For |
1.2 | Elect Director Robert J. Bennett | Mgmt | For | | For |
1.3 | Elect Director C. Angela Bontempo | Mgmt | For | | For |
1.4 | Elect Director Robert T. Brady | Mgmt | For | | Withhold |
1.5 | Elect Director Michael D. Buckley | Mgmt | For | | For |
1.6 | Elect Director T. Jefferson Cunningham, III | Mgmt | For | | For |
1.7 | Elect Director Mark J. Czarnecki | Mgmt | For | | For |
1.8 | Elect Director Gary N. Geisel | Mgmt | For | | For |
1.9 | Elect Director Patrick W.E. Hodgson | Mgmt | For | | For |
1.10 | Elect Director Richard G. King | Mgmt | For | | For |
1.11 | Elect Director Jorge G. Pereira | Mgmt | For | | For |
1.12 | Elect Director Michael P. Pinto | Mgmt | For | | For |
1.13 | Elect Director Melinda R. Rich | Mgmt | For | | For |
1.14 | Elect Director Robert E. Sadler, Jr. | Mgmt | For | | For |
1.15 | Elect Director Herbert L. Washington | Mgmt | For | | For |
1.16 | Elect Director Robert G. Wilmers | Mgmt | For | | For |
2 | Advisory Vote on Executive Compensation | Mgmt | For | | For |
3 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
City National Corporation | | | | | |
Ticker CYN | Meeting Date | | Meeting Type | Record Date | |
| 20-Apr-11 | | Annual | 22-Feb-11 | |
| CUSIP: 178566105 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Richard L. Bloch | Mgmt | For | | For |
1.2 | Elect Director Bram Goldsmith | Mgmt | For | | For |
1.3 | Elect Director Ashok Israni | Mgmt | For | | For |
1.4 | Elect Director Kenneth Ziffren | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | | Against |
4 | Amend Executive Incentive Bonus Plan | Mgmt | For | | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
6 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
7 | Declassify the Board of Directors | SH | Against | | For |
| | | | | |
FirstMerit Corporation | | | | | |
Ticker FMER | Meeting Date | | Meeting Type | Record Date | |
| 20-Apr-11 | | Annual | 22-Feb-11 | |
| | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Steven H. Baer | Mgmt | For | | For |
1.2 | Elect Director Karen S. Belden | Mgmt | For | | For |
1.3 | Elect Director R. Cary Blair | Mgmt | For | | For |
1.4 | Elect Director John C. Blickle | Mgmt | For | | For |
1.5 | Elect Director Robert W. Briggs | Mgmt | For | | For |
1.6 | Elect Director Richard Colella | Mgmt | For | | For |
1.7 | Elect Director Gina D. France | Mgmt | For | | For |
1.8 | Elect Director Paul G. Greig | Mgmt | For | | For |
1.9 | Elect Director Terry L. Haines | Mgmt | For | | For |
1.10 | Elect Director J. Michael Hochschwender | Mgmt | For | | For |
1.11 | Elect Director Clifford J. Isroff | Mgmt | For | | For |
1.12 | Elect Director Philip A. Lloyd II | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
5 | Approve Omnibus Stock Plan | Mgmt | For | | For |
| | | | | |
DreamWorks Animation SKG, Inc. | | | | | |
Ticker DWA | Meeting Date | | Meeting Type | Record Date | |
| 21-Apr-11 | | Annual | 01-Mar-11 | |
| CUSIP: 26153C103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Jeffrey Katzenberg | Mgmt | For | | Withhold |
1.2 | Elect Director Roger A. Enrico | Mgmt | For | | For |
1.3 | Elect Director Lewis Coleman | Mgmt | For | | For |
1.4 | Elect Director Harry Brittenham | Mgmt | For | | For |
1.5 | Elect Director Thomas Freston | Mgmt | For | | Withhold |
1.6 | Elect Director Judson C. Green | Mgmt | For | | For |
1.7 | Elect Director Mellody Hobson | Mgmt | For | | For |
1.8 | Elect Director Michael Montgomery | Mgmt | For | | For |
1.9 | Elect Director Nathan Myhrvold | Mgmt | For | | For |
1.10 | Elect Director Richard Sherman | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
SCANA Corporation | | | | | |
Ticker SCG | Meeting Date | | Meeting Type | Record Date | |
| 21-Apr-11 | | Annual | 03-Mar-11 | |
| CUSIP: 80589M102 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Bill L. Amick | Mgmt | For | | For |
1.2 | Elect Director Sharon A. Decker | Mgmt | For | | For |
1.3 | Elect Director D. Maybank Hagood | Mgmt | For | | For |
1.4 | Elect Director William B. Timmerman | Mgmt | For | | For |
1.5 | Elect Director Kevin B. Marsh | Mgmt | For | | For |
2 | Amend Outside Director Stock Awards in Lieu of Cash | Mgmt | For | | For |
3 | Increase Authorized Common Stock | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
6 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
| | | | | |
Lazard Ltd | | | | | |
Ticker LAZ | Meeting Date | | Meeting Type | Record Date | |
| 26-Apr-11 | | Annual | 04-Mar-11 | |
| CUSIP: G54050102 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Kenneth M. Jacobs as Director | Mgmt | For | | For |
1.2 | Elect Philip A. Laskawy as Director | Mgmt | For | | For |
1.3 | Elect Michael J. Turner as Director | Mgmt | For | | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
| | | | | |
Praxair, Inc. | | | | | |
Ticker PX | Meeting Date | | Meeting Type | Record Date | |
| 26-Apr-11 | | Annual | 07-Mar-11 | |
| CUSIP: 74005P104 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Stephen F. Angel | Mgmt | For | | For |
1.2 | Elect Director Oscar Bernardes | Mgmt | For | | For |
1.3 | Elect Director Nance K. Dicciani | Mgmt | For | | For |
1.4 | Elect Director Edward G. Galante | Mgmt | For | | For |
1.5 | Elect Director Claire W. Gargalli | Mgmt | For | | For |
1.6 | Elect Director Ira D. Hall | Mgmt | For | | For |
1.7 | Elect Director Raymond W. LeBoeuf | Mgmt | For | | For |
1.8 | Elect Director Larry D. McVay | Mgmt | For | | For |
1.9 | Elect Director Wayne T. Smith | Mgmt | For | | For |
1.10 | Elect Director Robert L. Wood | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
4 | Amend Executive Incentive Bonus Plan | Mgmt | For | | For |
5 | Amend Omnibus Stock Plan | Mgmt | For | | For |
6 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
TAL International Group, Inc. | | | | | |
Ticker TAL | Meeting Date | | Meeting Type | Record Date | |
| 26-Apr-11 | | Annual | 15-Mar-11 | |
| CUSIP: 874083108 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Brian M. Sondey | Mgmt | For | | Withhold |
1.2 | Elect Director Malcolm P. Baker | Mgmt | For | | For |
1.3 | Elect Director A. Richard Caputo, Jr. | Mgmt | For | | Withhold |
1.4 | Elect Director Claude Germain | Mgmt | For | | For |
1.5 | Elect Director Brian J. Higgins | Mgmt | For | | Withhold |
1.6 | Elect Director John W. Jordan II | Mgmt | For | | Withhold |
1.7 | Elect Director Frederic H. Lindeberg | Mgmt | For | | For |
1.8 | Elect Director David W. Zalaznick | Mgmt | For | | Withhold |
1.9 | Elect Director Douglas J. Zych | Mgmt | For | | Withhold |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
| | | | | |
Tempur-Pedic International Inc. | | | | | |
Ticker TPX | Meeting Date | | Meeting Type | Record Date | |
| 26-Apr-11 | | Annual | 04-Mar-11 | |
| CUSIP: 88023U101 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Evelyn S. Dilsaver | Mgmt | For | | For |
2 | Elect Director Frank Doyle | Mgmt | For | | For |
3 | Elect Director John A. Heil | Mgmt | For | | For |
4 | Elect Director Peter K. Hoffman | Mgmt | For | | For |
5 | Elect Director Paul Judge | Mgmt | For | | For |
6 | Elect Director Nancy F. Koehn | Mgmt | For | | For |
7 | Elect Director Christopher A. Masto | Mgmt | For | | For |
8 | Elect Director P. Andrews Mclane | Mgmt | For | | For |
9 | Elect Director Mark Sarvary | Mgmt | For | | For |
10 | Elect Director Robert B. Trussell, Jr. | Mgmt | For | | For |
11 | Ratify Auditors | Mgmt | For | | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
13 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
Ameriprise Financial, Inc. | | | | | |
Ticker AMP | Meeting Date | | Meeting Type | Record Date | |
| 27-Apr-11 | | Annual | 28-Feb-11 | |
| CUSIP: 03076C106 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Siri S. Marshall | Mgmt | For | | For |
2 | Elect Director W. Walker Lewis | Mgmt | For | | For |
3 | Elect Director William H. Turner | Mgmt | For | | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
6 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
BorgWarner Inc. | | | | | |
Ticker BWA | Meeting Date | | Meeting Type | Record Date | |
| 27-Apr-11 | | Annual | 01-Mar-11 | |
| CUSIP: 099724106 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Robin J. Adams | Mgmt | For | | For |
2 | Elect Director David T. Brown | Mgmt | For | | For |
3 | Elect Director Jan Carlson | Mgmt | For | | For |
4 | Elect Director Dennis C. Cuneo | Mgmt | For | | For |
5 | Ratify Auditors | Mgmt | For | | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
7 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
| | | | | |
J.B. Hunt Transport Services, Inc. | | | | | |
Ticker JBHT | Meeting Date | | Meeting Type | Record Date | |
| 28-Apr-11 | | Annual | 15-Feb-11 | |
| CUSIP: 445658107 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Douglas G. Duncan | Mgmt | For | | For |
2 | Elect Director Wayne Garrison | Mgmt | For | | For |
3 | Elect Director Sharilyn S. Gasaway | Mgmt | For | | For |
4 | Elect Director Gary C. George | Mgmt | For | | For |
5 | Elect Director Bryan Hunt | Mgmt | For | | For |
6 | Elect Director Coleman H. Peterson | Mgmt | For | | For |
7 | Elect Director John N. Roberts III | Mgmt | For | | For |
8 | Elect Director James L. Robo | Mgmt | For | | For |
9 | Elect Director William J. Shea, Jr. | Mgmt | For | | For |
10 | Elect Director Kirk Thompson | Mgmt | For | | For |
11 | Elect Director John A. White | Mgmt | For | | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
13 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
14 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Olin Corporation | | | | | |
Ticker OLN | Meeting Date | | Meeting Type | Record Date | |
| 28-Apr-11 | | Annual | 28-Feb-11 | |
| CUSIP: 680665205 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Gray G. Benoist | Mgmt | For | | For |
1.2 | Elect Director Richard M. Rompala | Mgmt | For | | For |
1.3 | Elect Director Joseph D. Rupp | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Schweitzer-Mauduit International, Inc. | | | | | |
Ticker SWM | Meeting Date | | Meeting Type | Record Date | |
| 28-Apr-11 | | Annual | 24-Feb-11 | |
| CUSIP: 808541106 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Claire L. Arnold | Mgmt | For | | For |
1.2 | Elect Director Robert F. McCullough | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
Snap-on Incorporated | | | | | |
Ticker SNA | Meeting Date | | Meeting Type | Record Date | |
| 28-Apr-11 | | Annual | 28-Feb-11 | |
| CUSIP: 833034101 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Roxanne J. Decyk | Mgmt | For | | For |
2 | Elect Director Nicholas T. Pinchuk | Mgmt | For | | For |
3 | Elect Director Gregg M. Sherrill | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
5 | Approve Omnibus Stock Plan | Mgmt | For | | For |
6 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
8 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
Allegheny Technologies Incorporated | | | | | |
Ticker ATI | Meeting Date | | Meeting Type | Record Date | |
| 29-Apr-11 | | Annual | 07-Mar-11 | |
| CUSIP: 01741R102 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director James C. Diggs | Mgmt | For | | For |
1.2 | Elect Director J. Brett Harvey | Mgmt | For | | For |
1.3 | Elect Director Michael J. Joyce | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Lincoln Educational Services Corporation | | | | | |
Ticker LINC | Meeting Date | | Meeting Type | Record Date | |
| 29-Apr-11 | | Annual | 15-Mar-11 | |
| CUSIP: 533535100 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Alvin O. Austin | Mgmt | For | | For |
1.2 | Elect Director Peter S. Burgess | Mgmt | For | | For |
1.3 | Elect Director James J. Burke, Jr. | Mgmt | For | | For |
1.4 | Elect Director Celia H. Currin | Mgmt | For | | For |
1.5 | Elect Director Paul E. Glaske | Mgmt | For | | For |
1.6 | Elect Director Charles F. Kalmbach | Mgmt | For | | For |
1.7 | Elect Director Shaun E. McAlmont | Mgmt | For | | For |
1.8 | Elect Director Alexis P. Michas | Mgmt | For | | For |
1.9 | Elect Director J. Barry Morrow | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
4 | Amend Omnibus Stock Plan | Mgmt | For | | For |
5 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Tootsie Roll Industries, Inc. | | | | | |
Ticker TR | Meeting Date | | Meeting Type | Record Date | |
| 02-May-11 | | Annual | 08-Mar-11 | |
| CUSIP: 890516107 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Melvin J. Gordon | Mgmt | For | | Withhold |
1.2 | Elect Director Ellen R. Gordon | Mgmt | For | | Withhold |
1.3 | Elect Director Lane Jane Lewis-Brent | Mgmt | For | | For |
1.4 | Elect Director Barre A. Seibert | Mgmt | For | | For |
1.5 | Elect Director Richard P. Bergeman | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
| | | | | |
AGL Resources Inc. | | | | | |
Ticker AGL | Meeting Date | | Meeting Type | Record Date | |
| 03-May-11 | | Annual | 25-Feb-11 | |
| CUSIP: 001204106 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Sandra N. Bane | Mgmt | For | | For |
1.2 | Elect Director Thomas D. Bell, Jr. | Mgmt | For | | For |
1.3 | Elect Director Arthur E. Johnson | Mgmt | For | | For |
1.4 | Elect Director Dean R. O'Hare | Mgmt | For | | For |
1.5 | Elect Director James A. Rubright | Mgmt | For | | For |
1.6 | Elect Director John W. Somerhalder II | Mgmt | For | | For |
1.7 | Elect Director Bettina M. Whyte | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | | For |
4 | Amend Nonqualified Employee Stock Purchase Plan | Mgmt | For | | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
6 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
EOG Resources, Inc. | | | | | |
Ticker EOG | Meeting Date | | Meeting Type | Record Date | |
| 03-May-11 | | Annual | 09-Mar-11 | |
| CUSIP: 26875P101 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director George A. Alcorn | Mgmt | For | | For |
2 | Elect Director Charles R. Crisp | Mgmt | For | | For |
3 | Elect Director James C. Day | Mgmt | For | | For |
4 | Elect Director Mark G. Papa | Mgmt | For | | For |
5 | Elect Director H. Leighton Steward | Mgmt | For | | For |
6 | Elect Director Donald F. Textor | Mgmt | For | | For |
7 | Elect Director Frank G. Wisner | Mgmt | For | | For |
8 | Ratify Auditors | Mgmt | For | | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
10 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
11 | Pro-Rata Vesting on Equity Plans | SH | Against | | For |
12 | Report on Political Contributions | SH | Against | | For |
| | | | | |
Sigma-Aldrich Corporation | | | | | |
Ticker SIAL | Meeting Date | | Meeting Type | Record Date | |
| 03-May-11 | | Annual | 04-Mar-11 | |
| CUSIP: 826552101 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Rebecca M. Bergman | Mgmt | For | | For |
2 | Elect Director George M. Church | Mgmt | For | | For |
3 | Elect Director David R. Harvey | Mgmt | For | | For |
4 | Elect Director W. Lee McCollum | Mgmt | For | | For |
5 | Elect Director Avi M. Nash | Mgmt | For | | For |
6 | Elect Director Steven M. Paul | Mgmt | For | | For |
7 | Elect Director J. Pedro Reinhard | Mgmt | For | | For |
8 | Elect Director Rakesh Sachdev | Mgmt | For | | For |
9 | Elect Director D. Dean Spatz | Mgmt | For | | For |
10 | Elect Director Barrett A. Toan | Mgmt | For | | For |
11 | Amend Omnibus Stock Plan | Mgmt | For | | For |
12 | Ratify Auditors | Mgmt | For | | For |
13 | Reduce Supermajority Vote Requirement | Mgmt | For | | For |
14 | Reduce Supermajority Vote Requirement Relating to Business Combinations | Mgmt | For | | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
16 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
| | | | | |
Snyder's-Lance, Inc. | | | | | |
Ticker LNCE | Meeting Date | | Meeting Type | Record Date | |
| 03-May-11 | | Annual | 09-Mar-11 | |
| CUSIP: 833551104 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director C. Peter Carlucci, Jr. | Mgmt | For | | Withhold |
1.2 | Elect Director James W. Johnston | Mgmt | For | | For |
1.3 | Elect Director W. J. Prezzano | Mgmt | For | | For |
1.4 | Elect Director Patricia A. Warehime | Mgmt | For | | Withhold |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
Chicago Bridge & Iron Company N.V. | | | | | |
Ticker CBI | Meeting Date | | Meeting Type | Record Date | |
| 04-May-11 | | Annual | 10-Mar-11 | |
| CUSIP: 167250109 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Gary L. Neale to Supervisory Board | Mgmt | For | | For |
2 | Elect J. Charles Jennett to Supervisory Board | Mgmt | For | | For |
3 | Elect Larry D. McVay to Supervisory Board | Mgmt | For | | For |
4 | Elect Marsha C. Williams to Supervisory Board | Mgmt | For | | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
6 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
7 | Approve Financial Statements, Discuss Statutory Reports, and Approve Publication of Information in English | Mgmt | For | | For |
8 | Approve Discharge of Management Board | Mgmt | For | | For |
9 | Approve Discharge of Supervisory Board | Mgmt | For | | For |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | | For |
11 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | | For |
12 | Grant Board Authority to Issue Shares | Mgmt | For | | For |
| | | | | |
Federal Realty Investment Trust | | | | | |
Ticker FRT | Meeting Date | | Meeting Type | Record Date | |
| 04-May-11 | | Annual | 17-Mar-11 | |
| CUSIP: 313747206 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Jon E. Bortz | Mgmt | For | | For |
1.2 | Elect Director David W. Faeder | Mgmt | For | | For |
1.3 | Elect Director Kristin Gamble | Mgmt | For | | For |
1.4 | Elect Director Warren M. Thompson | Mgmt | For | | For |
1.5 | Elect Director Donald C. Wood | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
Hess Corporation | | | | | |
Ticker HES | Meeting Date | | Meeting Type | Record Date | |
| 04-May-11 | | Annual | 14-Mar-11 | |
| CUSIP: 42809H107 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director E.E. Holiday | Mgmt | For | | For |
2 | Elect Director J.H. Mullin | Mgmt | For | | For |
3 | Elect Director F.B. Walker | Mgmt | For | | For |
4 | Elect Director R.N. Wilson | Mgmt | For | | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
6 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
7 | Ratify Auditors | Mgmt | For | | For |
8 | Amend Executive Incentive Bonus Plan | Mgmt | For | | For |
| | | | | |
Intersil Corporation | | | | | |
Ticker ISIL | Meeting Date | | Meeting Type | Record Date | |
| 04-May-11 | | Annual | 10-Mar-11 | |
| CUSIP: 46069S109 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director David B. Bell | Mgmt | For | | For |
2 | Elect Director Robert W. Conn | Mgmt | For | | For |
3 | Elect Director James V. Diller | Mgmt | For | | For |
4 | Elect Director Gary E. Gist | Mgmt | For | | For |
5 | Elect Director Mercedes Johnson | Mgmt | For | | For |
6 | Elect Director Gregory Lang | Mgmt | For | | For |
7 | Elect Director Jan Peeters | Mgmt | For | | For |
8 | Elect Director Robert N. Pokelwaldt | Mgmt | For | | For |
9 | Elect Director James A. Urry | Mgmt | For | | For |
10 | Ratify Auditors | Mgmt | For | | For |
11 | Amend Omnibus Stock Plan | Mgmt | For | | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
13 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
Mettler-Toledo International Inc. | | | | | |
Ticker MTD | Meeting Date | | Meeting Type | Record Date | |
| 04-May-11 | | Annual | 07-Mar-11 | |
| CUSIP: 592688105 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Robert F. Spoerry | Mgmt | For | | For |
2 | Elect Director Wah-hui Chu | Mgmt | For | | For |
3 | Elect Director Francis A. Contino | Mgmt | For | | For |
4 | Elect Director Olivier A. Filliol | Mgmt | For | | For |
5 | Elect Director Michael A. Kelly | Mgmt | For | | For |
6 | Elect Director Martin D. Madaus | Mgmt | For | | For |
7 | Elect Director Hans Ulrich Maerki | Mgmt | For | | For |
8 | Elect Director George M. Milne | Mgmt | For | | For |
9 | Elect Director Thomas P. Salice | Mgmt | For | | For |
10 | Ratify Auditors | Mgmt | For | | For |
11 | Approve Executive Incentive Bonus Plan | Mgmt | For | | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
13 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
| | | | | |
Sunstone Hotel Investors, Inc. | | | | | |
Ticker SHO | Meeting Date | | Meeting Type | Record Date | |
| 04-May-11 | | Annual | 11-Mar-11 | |
| CUSIP: 867892101 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Robert A. Alter | Mgmt | For | | For |
1.2 | Elect Director Lewis N. Wolff | Mgmt | For | | For |
1.3 | Elect Director Z. Jamie Behar | Mgmt | For | | For |
1.4 | Elect Director Thomas A. Lewis | Mgmt | For | | For |
1.5 | Elect Director Keith M. Locker | Mgmt | For | | For |
1.6 | Elect Director Keith P. Russell | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
| | | | | |
Talisman Energy Inc. | | | | | |
Ticker TLM | Meeting Date | | Meeting Type | Record Date | |
| 04-May-11 | | Annual | 07-Mar-11 | |
| CUSIP: 87425E103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Christiane Bergevin | Mgmt | For | | For |
1.2 | Elect Director Donald J. Carty | Mgmt | For | | For |
1.3 | Elect Director William R.P. Dalton | Mgmt | For | | For |
1.4 | Elect Director Kevin S. Dunne | Mgmt | For | | For |
1.5 | Elect Director Harold N. Kvisle | Mgmt | For | | For |
1.6 | Elect Director John A. Manzoni | Mgmt | For | | For |
1.7 | Elect Director Lisa A. Stewart | Mgmt | For | | For |
1.8 | Elect Director Peter W. Tomsett | Mgmt | For | | For |
1.9 | Elect Director Charles R. Williamson | Mgmt | For | | For |
1.10 | Elect Director Charles M. Winograd | Mgmt | For | | For |
2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | | For |
3 | Approve Shareholder Rights Plan | Mgmt | For | | For |
4 | Advisory Vote on Executive Compensation Approach | Mgmt | For | | For |
| | | | | |
Bemis Company, Inc. | | | | | |
Ticker BMS | Meeting Date | | Meeting Type | Record Date | |
| 05-May-11 | | Annual | 07-Mar-11 | |
| CUSIP: 081437105 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Edward N. Perry | Mgmt | For | | For |
1.2 | Elect Director William J. Scholle | Mgmt | For | | For |
1.3 | Elect Director Timothy M. Manganello | Mgmt | For | | For |
1.4 | Elect Director Philip G. Weaver | Mgmt | For | | For |
1.5 | Elect Director Henry J. Theisen | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Berkshire Hills Bancorp, Inc. | | | | | |
Ticker BHLB | Meeting Date | | Meeting Type | Record Date | |
| 05-May-11 | | Annual | 10-Mar-11 | |
| CUSIP: 084680107 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Michael P. Daly | Mgmt | For | | For |
1.2 | Elect Director Susan M. Hill | Mgmt | For | | For |
1.3 | Elect Director Cornelius D. Mahoney | Mgmt | For | | For |
1.4 | Elect Director Catherine B. Miller | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
4 | Approve Omnibus Stock Plan | Mgmt | For | | For |
5 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
MasTec, Inc. | | | | | |
Ticker MTZ | Meeting Date | | Meeting Type | Record Date | |
| 05-May-11 | | Annual | 15-Mar-11 | |
| CUSIP: 576323109 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Ernest Csizar | Mgmt | For | | For |
1.2 | Elect Director Julia Johnson | Mgmt | For | | For |
1.3 | Elect Director Jorge Mas | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
5 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For | | For |
| | | | | |
Plains Exploration & Production Company | | | | | |
Ticker PXP | Meeting Date | | Meeting Type | Record Date | |
| 05-May-11 | | Annual | 24-Mar-11 | |
| CUSIP: 726505100 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director James C. Flores | Mgmt | For | | For |
2 | Elect Director Isaac Arnold, Jr. | Mgmt | For | | For |
3 | Elect Director Alan R. Buckwalter, III | Mgmt | For | | For |
4 | Elect Director Jerry L. Dees | Mgmt | For | | For |
5 | Elect Director Tom H. Delimitros | Mgmt | For | | For |
6 | Elect Director Thomas A. Fry, III | Mgmt | For | | For |
7 | Elect Director Charles G. Groat | Mgmt | For | | For |
8 | Elect Director John H. Lollar | Mgmt | For | | For |
9 | Ratify Auditors | Mgmt | For | | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
11 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
| | | | | |
Wisconsin Energy Corporation | | | | | |
Ticker WEC | Meeting Date | | Meeting Type | Record Date | |
| 05-May-11 | | Annual | 10-Mar-11 | |
| CUSIP: 976657106 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director John F. Bergstrom | Mgmt | For | | For |
1.2 | Elect Director Barbara L. Bowles | Mgmt | For | | For |
1.3 | Elect Director Patricia W. Chadwick | Mgmt | For | | For |
1.4 | Elect Director Robert A. Cornog | Mgmt | For | | For |
1.5 | Elect Director Curt S. Culver | Mgmt | For | | For |
1.6 | Elect Director Thomas J. Fischer | Mgmt | For | | For |
1.7 | Elect Director Gale E. Klappa | Mgmt | For | | For |
1.8 | Elect Director Ulice Payne, Jr. | Mgmt | For | | For |
1.9 | Elect Director Frederick P. Stratton, Jr. | Mgmt | For | | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Mgmt | For | | For |
3 | Ratify Auditors | Mgmt | For | | For |
4 | Amend Omnibus Stock Plan | Mgmt | For | | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
6 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
| | | | | |
IBERIABANK Corporation | | | | | |
Ticker IBKC | Meeting Date | | Meeting Type | Record Date | |
| 06-May-11 | | Annual | 25-Mar-11 | |
| CUSIP: 450828108 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Harry V. Barton, Jr. | Mgmt | For | | For |
1.2 | Elect Director E. Stewart Shea III | Mgmt | For | | For |
1.3 | Elect Director David H. Welch | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
Temple-Inland Inc. | | | | | |
Ticker TIN | Meeting Date | | Meeting Type | Record Date | |
| 06-May-11 | | Annual | 10-Mar-11 | |
| CUSIP: 879868107 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Larry R. Faulkner | Mgmt | For | | For |
2 | Elect Director Jeffrey M. Heller | Mgmt | For | | For |
3 | Elect Director Doyle R. Simons | Mgmt | For | | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
6 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Protective Life Corporation | | | | | |
Ticker PL | Meeting Date | | Meeting Type | Record Date | |
| 09-May-11 | | Annual | 11-Mar-11 | |
| CUSIP: 743674103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Robert O. Burton | Mgmt | For | | For |
1.2 | Elect Director Thomas L. Hamby | Mgmt | For | | For |
1.3 | Elect Director John D. Johns | Mgmt | For | | For |
1.4 | Elect Director Vanessa Leonard | Mgmt | For | | For |
1.5 | Elect Director Charles D. McCrary | Mgmt | For | | For |
1.6 | Elect Director John J. McMahon, Jr. | Mgmt | For | | For |
1.7 | Elect Director Hans H. Miller | Mgmt | For | | For |
1.8 | Elect Director Malcolm Portera | Mgmt | For | | For |
1.9 | Elect Director C. Dowd Ritter | Mgmt | For | | For |
1.10 | Elect Director Jesse J. Spikes | Mgmt | For | | For |
1.11 | Elect Director William A. Terry | Mgmt | For | | For |
1.12 | Elect Director W. Michael Warren, Jr. | Mgmt | For | | For |
1.13 | Elect Director Vanessa Wilson | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Agrium Inc. | | | | | |
Ticker AGU | Meeting Date | | Meeting Type | Record Date | |
| 10-May-11 | | Annual | 22-Mar-11 | |
| CUSIP: 008916108 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
| You may vote for the nominees for Directors as slate: | Mgmt | | | |
1 | Elect Ralph S. Cunningham, Russell K. Girling, Susan A. Henry, Russell J. Horner, David J. Lesar, John E. Lowe, A. Anne McLellan, Derek G. Pannell, Frank W. Proto, Michael M. Wilson, and Victor J. Zaleschuk as Directors | Mgmt | For | | For |
| OR you may vote for the nominees for Directors individually: | Mgmt | | | |
1.1 | Elect Director Ralph S. Cunningham | Mgmt | For | | For |
1.2 | Elect Director Russell K. Girling | Mgmt | For | | For |
1.3 | Elect Director Susan A. Henry | Mgmt | For | | For |
1.4 | Elect Director Russell J. Horner | Mgmt | For | | For |
1.5 | Elect Director David J. Lesar | Mgmt | For | | For |
1.6 | Elect Director John E. Lowe | Mgmt | For | | For |
1.7 | Elect Director A. Anne McLellan | Mgmt | For | | For |
1.8 | Elect Director Derek G. Pannell | Mgmt | For | | For |
1.9 | Elect Director Frank W. Proto | Mgmt | For | | For |
1.10 | Elect Director Michael M. Wilson | Mgmt | For | | For |
1.11 | Elect Director Victor J. Zaleschuk | Mgmt | For | | For |
2 | Ratify KPMG LLP as Auditors | Mgmt | For | | For |
| | | | | |
EQT Corporation | | | | | |
Ticker EQT | Meeting Date | | Meeting Type | Record Date | |
| 10-May-11 | | Annual | 09-Mar-11 | |
| CUSIP: 26884L109 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Stephen A. Thorington | Mgmt | For | | For |
1.2 | Elect Director David L. Porges | Mgmt | For | | For |
1.3 | Elect Director James E. Rohr | Mgmt | For | | For |
1.4 | Elect Director David S. Shapira | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Approve Executive Incentive Bonus Plan | Mgmt | For | | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
6 | Adopt Majority Voting for Uncontested Election of Directors | Mgmt | For | | For |
7 | Authorize Board to Fill Vacancies | Mgmt | For | | For |
8 | Eliminate Preemptive Rights | Mgmt | For | | For |
| | | | | |
NTELOS Holdings Corp. | | | | | |
Ticker NTLS | Meeting Date | | Meeting Type | Record Date | |
| 10-May-11 | | Annual | 15-Mar-11 | |
| CUSIP: 67020Q107 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Timothy G. Biltz | Mgmt | For | | For |
1.2 | Elect Director Steven G. Felsher | Mgmt | For | | For |
1.3 | Elect Director Robert E. Guth | Mgmt | For | | For |
1.4 | Elect Director Daniel J. Heneghan | Mgmt | For | | For |
1.5 | Elect Director Michael Huber | Mgmt | For | | For |
1.6 | Elect Director James A. Hyde | Mgmt | For | | For |
1.7 | Elect Director Julia B. North | Mgmt | For | | For |
1.8 | Elect Director Jerry E. Vaughn | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
4 | Increase Authorized Common Stock | Mgmt | For | | For |
5 | Approve Reverse Stock Split | Mgmt | For | | For |
6 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Dril-Quip, Inc. | | | | | |
Ticker DRQ | Meeting Date | | Meeting Type | Record Date | |
| 11-May-11 | | Annual | 25-Mar-11 | |
| CUSIP: 262037104 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director J. Mike Walker | Mgmt | For | | For |
1.2 | Elect Director John V. Lovoi | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
Metals USA Holdings Corp. | | | | | |
Ticker MUSA | Meeting Date | | Meeting Type | Record Date | |
| 11-May-11 | | Annual | 28-Mar-11 | |
| CUSIP: 59132A104 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Larry K. Powers | Mgmt | For | | For |
1.2 | Elect Director Mark A. Slaven | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Nordstrom, Inc. | | | | | |
Ticker JWN | Meeting Date | | Meeting Type | Record Date | |
| 11-May-11 | | Annual | 11-Mar-11 | |
| CUSIP: 655664100 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Phyllis J. Campbell | Mgmt | For | | For |
2 | Elect Director Michelle M. Ebanks | Mgmt | For | | For |
3 | Elect Director Enrique Hernandez, Jr. | Mgmt | For | | For |
4 | Elect Director Robert G. Miller | Mgmt | For | | For |
5 | Elect Director Blake W. Nordstrom | Mgmt | For | | For |
6 | Elect Director Erik B. Nordstrom | Mgmt | For | | For |
7 | Elect Director Peter E. Nordstrom | Mgmt | For | | For |
8 | Elect Director Philip G. Satre | Mgmt | For | | For |
9 | Elect Director Felicia D. Thornton | Mgmt | For | | For |
10 | Elect Director B. Kevin Turner | Mgmt | For | | For |
11 | Elect Director Robert D. Walter | Mgmt | For | | For |
12 | Elect Director Alison A. Winter | Mgmt | For | | For |
13 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | | For |
14 | Ratify Auditors | Mgmt | For | | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
16 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
Portland General Electric Company | | | | | |
Ticker POR | Meeting Date | | Meeting Type | Record Date | |
| 11-May-11 | | Annual | 07-Mar-11 | |
| CUSIP: 736508847 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director John W. Ballantine | Mgmt | For | | For |
1.2 | Elect Director Rodney L. Brown, Jr. | Mgmt | For | | For |
1.3 | Elect Director David A. Dietzler | Mgmt | For | | For |
1.4 | Elect Director Kirby A. Dyess | Mgmt | For | | For |
1.5 | Elect Director Peggy Y. Fowler | Mgmt | For | | For |
1.6 | Elect Director Mark B. Ganz | Mgmt | For | | For |
1.7 | Elect Director Corbin A. McNeill, Jr. | Mgmt | For | | For |
1.8 | Elect Director Neil J. Nelson | Mgmt | For | | For |
1.9 | Elect Director M. Lee Pelton | Mgmt | For | | For |
1.10 | Elect Director James J. Piro | Mgmt | For | | For |
1.11 | Elect Director Robert T.F. Reid | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
4 | Ratify Auditors | Mgmt | For | | For |
5 | Adopt Quantitative GHG Goals for Products and Operations | SH | Against | | For |
| | | | | |
The Warnaco Group, Inc. | | | | | |
Ticker WRC | Meeting Date | | Meeting Type | Record Date | |
| 11-May-11 | | Annual | 31-Mar-11 | |
| CUSIP: 934390402 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director David A. Bell | Mgmt | For | | For |
2 | Elect Director Robert A. Bowman | Mgmt | For | | For |
3 | Elect Director Richard Karl Goeltz | Mgmt | For | | For |
4 | Elect Director Joseph R. Gromek | Mgmt | For | | For |
5 | Elect Director Sheila A. Hopkins | Mgmt | For | | For |
6 | Elect Director Charles R. Perrin | Mgmt | For | | For |
7 | Elect Director Nancy A. Reardon | Mgmt | For | | For |
8 | Elect Director Donald L. Seeley | Mgmt | For | | For |
9 | Elect Director Cheryl Nido Turpin | Mgmt | For | | For |
10 | Ratify Auditors | Mgmt | For | | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
12 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
Tupperware Brands Corporation | | | | | |
Ticker TUP | Meeting Date | | Meeting Type | Record Date | |
| 11-May-11 | | Annual | 14-Mar-11 | |
| CUSIP: 899896104 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Catherine A. Bertini | Mgmt | For | | For |
2 | Elect Director Rita Bornstein | Mgmt | For | | For |
3 | Elect Director Kriss Cloninger, III | Mgmt | For | | For |
4 | Elect Director E. V. Goings | Mgmt | For | | For |
5 | Elect Director Clifford J. Grum | Mgmt | For | | For |
6 | Elect Director Joe R. Lee | Mgmt | For | | For |
7 | Elect Director Bob Marbut | Mgmt | For | | For |
8 | Elect Director Angel R. Martinez | Mgmt | For | | For |
9 | Elect Director Antonio Monteiro de Castro | Mgmt | For | | For |
10 | Elect Director Robert J. Murray | Mgmt | For | | For |
11 | Elect Director David R. Parker | Mgmt | For | | For |
12 | Elect Director Joyce M. Roche | Mgmt | For | | For |
13 | Elect Director J. Patrick Spainhour | Mgmt | For | | For |
14 | Elect Director M. Anne Szostak | Mgmt | For | | For |
15 | Ratify Auditors | Mgmt | For | | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
17 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
| | | | | |
FEI Company | | | | | |
Ticker FEIC | Meeting Date | | Meeting Type | Record Date | |
| 12-May-11 | | Annual | 07-Mar-11 | |
| CUSIP: 30241L109 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Lawrence A. Bock | Mgmt | For | | For |
1.2 | Elect Director Arie Huijser | Mgmt | For | | For |
1.3 | Elect Director Don R. Kania | Mgmt | For | | For |
1.4 | Elect Director Thomas F. Kelly | Mgmt | For | | For |
1.5 | Elect Director Jan C. Lobbezoo | Mgmt | For | | For |
1.6 | Elect Director Gerhard H. Parker | Mgmt | For | | For |
1.7 | Elect Director James T. Richardson | Mgmt | For | | For |
1.8 | Elect Director Richard H. Wills | Mgmt | For | | For |
2 | Amend Omnibus Stock Plan | Mgmt | For | | For |
3 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
6 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
| | | | | |
Gilead Sciences, Inc. | | | | | |
Ticker GILD | Meeting Date | | Meeting Type | Record Date | |
| 12-May-11 | | Annual | 16-Mar-11 | |
| CUSIP: 375558103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director John F. Cogan | Mgmt | For | | For |
1.2 | Elect Director Etienne F. Davignon | Mgmt | For | | For |
1.3 | Elect Director James M. Denny | Mgmt | For | | For |
1.4 | Elect Director Carla A. Hills | Mgmt | For | | For |
1.5 | Elect Director Kevin E. Lofton | Mgmt | For | | For |
1.6 | Elect Director John W. Madigan | Mgmt | For | | For |
1.7 | Elect Director John C. Martin | Mgmt | For | | For |
1.8 | Elect Director Gordon E. Moore | Mgmt | For | | For |
1.9 | Elect Director Nicholas G. Moore | Mgmt | For | | For |
1.10 | Elect Director Richard J. Whitley | Mgmt | For | | For |
1.11 | Elect Director Gayle E. Wilson | Mgmt | For | | For |
1.12 | Elect Director Per Wold-Olsen | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Executive Incentive Bonus Plan | Mgmt | For | | For |
4 | Reduce Supermajority Vote Requirement | Mgmt | For | | For |
5 | Provide Right to Call Special Meeting | Mgmt | For | | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
7 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
ManTech International Corporation | | | | | |
Ticker MANT | Meeting Date | | Meeting Type | Record Date | |
| 12-May-11 | | Annual | 15-Mar-11 | |
| CUSIP: 564563104 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director George J. Pedersen | Mgmt | For | | For |
1.2 | Elect Director Richard L. Armitage | Mgmt | For | | For |
1.3 | Elect Director Mary K. Bush | Mgmt | For | | For |
1.4 | Elect Director Barry G. Campbell | Mgmt | For | | For |
1.5 | Elect Director W.r. Fatzinger, Jr. | Mgmt | For | | For |
1.6 | Elect Director David E. Jeremiah | Mgmt | For | | For |
1.7 | Elect Director Richard J. Kerr | Mgmt | For | | For |
1.8 | Elect Director Kenneth A. Minihan | Mgmt | For | | For |
1.9 | Elect Director Stephen W. Porter | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
4 | Amend Omnibus Stock Plan | Mgmt | For | | Against |
5 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Republic Services, Inc. | | | | | |
Ticker RSG | Meeting Date | | Meeting Type | Record Date | |
| 12-May-11 | | Annual | 15-Mar-11 | |
| CUSIP: 760759100 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director James W. Crownover | Mgmt | For | | For |
2 | Elect Director John W. Croghan | Mgmt | For | | For |
3 | Elect Director William J. Flynn | Mgmt | For | | For |
4 | Elect Director Michael Larson | Mgmt | For | | For |
5 | Elect Director Nolan Lehmann | Mgmt | For | | For |
6 | Elect Director W. Lee Nutter | Mgmt | For | | For |
7 | Elect Director Ramon A. Rodriguez | Mgmt | For | | For |
8 | Elect Director Donald W. Slager | Mgmt | For | | For |
9 | Elect Director Allan C. Sorensen | Mgmt | For | | For |
10 | Elect Director John M. Trani | Mgmt | For | | For |
11 | Elect Director Michael W. Wickham | Mgmt | For | | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
13 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
14 | Amend Omnibus Stock Plan | Mgmt | For | | For |
15 | Ratify Auditors | Mgmt | For | | For |
16 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | SH | Against | | For |
| | | | | |
St. Jude Medical, Inc. | | | | | |
Ticker STJ | Meeting Date | | Meeting Type | Record Date | |
| 12-May-11 | | Annual | 15-Mar-11 | |
| CUSIP: 790849103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Richard R. Devenuti | Mgmt | For | | For |
2 | Elect Director Thomas H. Garrett, III | Mgmt | For | | For |
3 | Elect Director Wendy L. Yarno | Mgmt | For | | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | None | | One Year |
6 | Amend Omnibus Stock Plan | Mgmt | For | | For |
7 | Declassify the Board of Directors | SH | None | | For |
8 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Transocean Ltd. | | | | | |
Ticker RIGN | Meeting Date | | Meeting Type | Record Date | |
| 13-May-11 | | Annual | 26-Apr-11 | |
| CUSIP: H8817H100 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | | For |
2 | Approve Discharge of Board and Senior Management | Mgmt | For | | Against |
3 | Approve Allocation of Income and Omission of Dividends | Mgmt | For | | For |
4 | Approve Re-allocation of Free Reserves to Legal Reserves from Capital Contribution | Mgmt | For | | For |
5 | Approve Reduction in Share Capital and Repayment of $3.11 per Share | Mgmt | For | | For |
6 | Approve Release and Re-allocation of Legal Reserves, Reserve from Capital Contribution, to Dividend Reserve From Capital Contributions | Mgmt | For | | For |
7 | Approve Creation of CHF 67 Million Pool of Capital without Preemptive Rights | Mgmt | For | | For |
8 | Approve Decrease in Size of Board | Mgmt | For | | For |
9a | Reelect Jagjeet S. Bindra as Director | Mgmt | For | | For |
9b | Reelect Steve Lucas as Director | Mgmt | For | | For |
9c | Reelect Tan Ek Kia as Director | Mgmt | For | | For |
9d | Reelect Martin B. McNamara as Director | Mgmt | For | | For |
9e | Reelect Ian C. Strachan as Director | Mgmt | For | | For |
10 | Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2010 | Mgmt | For | | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
12 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
Watson Pharmaceuticals, Inc. | | | | | |
Ticker WPI | Meeting Date | | Meeting Type | Record Date | |
| 13-May-11 | | Annual | 18-Mar-11 | |
| CUSIP: 942683103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Michael J. Fedida | Mgmt | For | | For |
2 | Elect Director Albert F. Hummel | Mgmt | For | | For |
3 | Elect Director Catherine M. Klema | Mgmt | For | | For |
4 | Elect Director Anthony Selwyn Tabatznik | Mgmt | For | | For |
5 | Declassify the Board of Directors | Mgmt | For | | For |
6 | Amend Omnibus Stock Plan | Mgmt | For | | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
8 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
9 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Inphi Corporation | | | | | |
Ticker IPHI | Meeting Date | | Meeting Type | Record Date | |
| 17-May-11 | | Annual | 07-Apr-11 | |
| CUSIP: 45772F107 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director David J. Ladd | Mgmt | For | | For |
1.2 | Elect Director Lip-Bu Tan | Mgmt | For | | Withhold |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
| | | | | |
Warner Chilcott Public Limited Company | | | | | |
Ticker WCRX | Meeting Date | | Meeting Type | Record Date | |
| 17-May-11 | | Annual | 21-Mar-11 | |
| CUSIP: G94368100 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Todd M. Abbrecht | Mgmt | For | | For |
2 | Elect Director Liam M. Fitzgerald | Mgmt | For | | For |
3 | Ratify Auditors | Mgmt | For | | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
Morgans Hotel Group Co. | | | | | |
Ticker MHGC | Meeting Date | | Meeting Type | Record Date | |
| 18-May-11 | | Annual | 25-Mar-11 | |
| CUSIP: 61748W108 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Ronald W. Burkle | Mgmt | For | | For |
1.2 | Elect Director Robert Friedman | Mgmt | For | | Withhold |
1.3 | Elect Director Jeffrey M. Gault | Mgmt | For | | Withhold |
1.4 | Elect Director Michael Gross | Mgmt | For | | For |
1.5 | Elect Director David T. Hamamoto | Mgmt | For | | For |
1.6 | Elect Director Jason T. Kalisman | Mgmt | For | | For |
1.7 | Elect Director Thomas L. Harrison | Mgmt | For | | For |
1.8 | Elect Director Edwin L. Knetzger, III | Mgmt | For | | For |
1.9 | Elect Director Michael D. Malone | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
| | | | | |
TRW Automotive Holdings Corp. | | | | | |
Ticker TRW | Meeting Date | | Meeting Type | Record Date | |
| 18-May-11 | | Annual | 21-Mar-11 | |
| CUSIP: 87264S106 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Francois J. Castaing | Mgmt | For | | For |
1.2 | Elect Director Michael R. Gambrell | Mgmt | For | | For |
1.3 | Elect Director Paul H. O'neill | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
| | | | | |
National Oilwell Varco, Inc. | | | | | |
Ticker NOV | Meeting Date | | Meeting Type | Record Date | |
| 19-May-11 | | Annual | 28-Mar-11 | |
| CUSIP: 637071101 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Robert E. Beauchamp | Mgmt | For | | For |
2 | Elect Director Jeffery A. Smisek | Mgmt | For | | For |
3 | Ratify Auditors | Mgmt | For | | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
6 | Declassify the Board of Directors | Mgmt | For | | For |
7 | Increase Authorized Common Stock | Mgmt | For | | For |
8 | Report on Political Contributions | SH | Against | | For |
| | | | | |
Steel Dynamics, Inc. | | | | | |
Ticker STLD | Meeting Date | | Meeting Type | Record Date | |
| 19-May-11 | | Annual | 21-Mar-11 | |
| CUSIP: 858119100 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Keith E. Busse | Mgmt | For | | For |
1.2 | Elect Director Mark D. Millett | Mgmt | For | | For |
1.3 | Elect Director Richard . Teets, Jr. | Mgmt | For | | For |
1.4 | Elect Director John C. Bates | Mgmt | For | | For |
1.5 | Elect Director Frank D. Byrne | Mgmt | For | | For |
1.6 | Elect Director Paul B. Edgerley | Mgmt | For | | For |
1.7 | Elect Director Richard J. Freeland | Mgmt | For | | For |
1.8 | Elect Director Jurgen Kolb | Mgmt | For | | For |
1.9 | Elect Director James C. Marcuccilli | Mgmt | For | | For |
1.10 | Elect Director Joseph D. Ruffolo | Mgmt | For | | For |
1.11 | Elect Director Gabriel L. Shaheen | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
5 | Other Business | Mgmt | For | | Against |
| | | | | |
Tiffany & Co. | | | | | |
Ticker TIF | Meeting Date | | Meeting Type | Record Date | |
| 19-May-11 | | Annual | 22-Mar-11 | |
| CUSIP: 886547108 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Michael J. Kowalski | Mgmt | For | | For |
2 | Elect Director Rose Marie Bravo | Mgmt | For | | For |
3 | Elect Director Gary E. Costley | Mgmt | For | | For |
4 | Elect Director Lawrence K. Fish | Mgmt | For | | For |
5 | Elect Director Abby F. Kohnstamm | Mgmt | For | | For |
6 | Elect Director Charles K. Marquis | Mgmt | For | | For |
7 | Elect Director Peter W. May | Mgmt | For | | For |
8 | Elect Director J. Thomas Presby | Mgmt | For | | For |
9 | Elect Director William A. Shutzer | Mgmt | For | | For |
10 | Ratify Auditors | Mgmt | For | | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
12 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
Ensco plc | | | | | |
Ticker ESV | Meeting Date | | Meeting Type | Record Date | |
| 24-May-11 | | Annual | 31-Mar-11 | |
| CUSIP: 29358Q109 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
| Meeting for ADR Holders | Mgmt | | | |
1 | Re-elect J. Roderick Clark as Director | Mgmt | For | | For |
2 | Re-elect Daniel W. Rabun as Director | Mgmt | For | | For |
3 | Re-elect Keith O. Rattie as Director | Mgmt | For | | For |
4 | Appoint KPMG LLP as Independent Registered Auditors of the Company | Mgmt | For | | For |
5 | Reappoint KPMG Audit Plc as Auditors of the Company | Mgmt | For | | For |
6 | Authorize Board to Fix Remuneration of Auditors | Mgmt | For | | For |
7 | Approve Special Dividends | Mgmt | For | | For |
8 | Authorize Associated Deed of Release for Historic Dividends | Mgmt | For | | For |
9 | Authorize Release All Claims Against Directors for Historic Dividends | Mgmt | For | | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
11 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
Nu Skin Enterprises, Inc. | | | | | |
Ticker NUS | Meeting Date | | Meeting Type | Record Date | |
| 24-May-11 | | Annual | 25-Mar-11 | |
| CUSIP: 67018T105 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Nevin N. Andersen | Mgmt | For | | For |
1.2 | Elect Director M. Truman Hunt | Mgmt | For | | For |
1.3 | Elect Director Patricia A. Negron | Mgmt | For | | For |
1.4 | Elect Director Sandra N. Tillotson | Mgmt | For | | For |
1.5 | Elect Director Daniel W. Campbell | Mgmt | For | | For |
1.6 | Elect Director Andrew D. Lipman | Mgmt | For | | For |
1.7 | Elect Director Thomas R. Pisano | Mgmt | For | | For |
1.8 | Elect Director David D. Ussery | Mgmt | For | | For |
1.9 | Elect Director E.J. Garn | Mgmt | For | | For |
1.10 | Elect Director Steven J. Lund | Mgmt | For | | For |
1.11 | Elect Director Blake M. Roney | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Body Central Corp. | | | | | |
Ticker BODY | Meeting Date | | Meeting Type | Record Date | |
| 25-May-11 | | Annual | 28-Mar-11 | |
| CUSIP: 09689U102 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Scott M. Gallin | Mgmt | For | | For |
1.2 | Elect Director Carlo A. von Schroeter | Mgmt | For | | For |
1.3 | Elect Director Donna R. Ecton | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
4 | Reduce Authorized Common Stock | Mgmt | For | | For |
5 | Amend Omnibus Stock Plan | Mgmt | For | | For |
6 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
DENTSPLY International Inc. | | | | | |
Ticker XRAY | Meeting Date | | Meeting Type | Record Date | |
| 25-May-11 | | Annual | 28-Mar-11 | |
| CUSIP: 249030107 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Michael C. Alfano | Mgmt | For | | For |
1.2 | Elect Director Eric K. Brandt | Mgmt | For | | For |
1.3 | Elect Director William F. Hecht | Mgmt | For | | For |
1.4 | Elect Director Francis J. Lunger | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
| | | | | |
Fiserv, Inc. | | | | | |
Ticker FISV | Meeting Date | | Meeting Type | Record Date | |
| 25-May-11 | | Annual | 25-Mar-11 | |
| CUSIP: 337738108 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Donald F. Dillon | Mgmt | For | | For |
1.2 | Elect Director Denis J. O'Leary | Mgmt | For | | For |
1.3 | Elect Director Glenn M. Renwick | Mgmt | For | | For |
1.4 | Elect Director Carl W. Stern | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Thermo Fisher Scientific Inc. | | | | | |
Ticker TMO | Meeting Date | | Meeting Type | Record Date | |
| 25-May-11 | | Annual | 28-Mar-11 | |
| CUSIP: 883556102 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Thomas J. Lynch | Mgmt | For | | For |
2 | Elect Director William G. Parrett | Mgmt | For | | For |
3 | Elect Director Michael E. Porter | Mgmt | For | | For |
4 | Elect Director Scott M. Sperling | Mgmt | For | | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
6 | Advisory Vote on Say on Pay Frequency | Mgmt | Two Years | | One Year |
7 | Ratify Auditors | Mgmt | For | | For |
8 | Declassify the Board of Directors | SH | Against | | For |
| | | | | |
Weatherford International Ltd. | | | | | |
Ticker WFT | Meeting Date | | Meeting Type | Record Date | |
| 25-May-11 | | Annual | 04-May-11 | |
| CUSIP: H27013103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | | For |
2 | Approve Discharge of Board and Senior Management | Mgmt | For | | For |
3.1 | Reelect Bernard Duroc-Danner as Director | Mgmt | For | | For |
3.2 | Reelect Samuel Bodman, III as Director | Mgmt | For | | For |
3.3 | Reelect Nicholas Brady as Director | Mgmt | For | | For |
3.4 | Reelect David Butters as Director | Mgmt | For | | For |
3.5 | Reelect William Macaulay as Director | Mgmt | For | | For |
3.6 | Reelect Robert Millard as Director | Mgmt | For | | For |
3.7 | Reelect Robert Moses, Jr. as Director | Mgmt | For | | For |
3.8 | Reelect Guilliermo Ortiz as Director | Mgmt | For | | For |
3.9 | Reelect Emyr Parry as Director | Mgmt | For | | For |
3.10 | Reelect Robert Rayne as Director | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
6 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
Douglas Emmett, Inc. | | | | | |
Ticker DEI | Meeting Date | | Meeting Type | Record Date | |
| 26-May-11 | | Annual | 01-Apr-11 | |
| CUSIP: 25960P109 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Dan A. Emmett | Mgmt | For | | For |
1.2 | Elect Director Jordan L. Kaplan | Mgmt | For | | For |
1.3 | Elect Director Kenneth M. Panzer | Mgmt | For | | For |
1.4 | Elect Director Leslie E. Bider | Mgmt | For | | For |
1.5 | Elect Director Ghebre Selassie Mehreteab | Mgmt | For | | For |
1.6 | Elect Director Thomas E. O'Hern | Mgmt | For | | For |
1.7 | Elect Director Andrea Rich | Mgmt | For | | For |
1.8 | Elect Director William Wilson III | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Invesco Ltd. | | | | | |
Ticker IVZ | Meeting Date | | Meeting Type | Record Date | |
| 26-May-11 | | Annual | 28-Mar-11 | |
| CUSIP: G491BT108 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Rex D. Adams | Mgmt | For | | For |
1.2 | Elect Director John Banham | Mgmt | For | | For |
1.3 | Elect Director Denis Kessler | Mgmt | For | | Against |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
4 | Approve Omnibus Stock Plan | Mgmt | For | | For |
5 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | | For |
| | | | | |
JDA Software Group, Inc. | | | | | |
Ticker JDAS | Meeting Date | | Meeting Type | Record Date | |
| 26-May-11 | | Annual | 31-Mar-11 | |
| CUSIP: 46612K108 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director James D. Armstrong | Mgmt | For | | For |
2 | Elect Director Hamish N. Brewer | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
5 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Limited Brands, Inc. | | | | | |
Ticker LTD | Meeting Date | | Meeting Type | Record Date | |
| 26-May-11 | | Annual | 28-Mar-11 | |
| CUSIP: 532716107 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Donna A. James | Mgmt | For | | For |
2 | Elect Director Jeffrey H. Miro | Mgmt | For | | For |
3 | Elect Director Raymond Zimmerman | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
5 | Approve Omnibus Stock Plan | Mgmt | For | | For |
6 | Approve Executive Incentive Bonus Plan | Mgmt | For | | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
8 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
9 | Reduce Supermajority Vote Requirement | SH | Against | | For |
| | | | | |
The NASDAQ OMX Group, Inc. | | | | | |
Ticker NDAQ | Meeting Date | | Meeting Type | Record Date | |
| 26-May-11 | | Annual | 08-Apr-11 | |
| CUSIP: 631103108 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Urban Backstrom | Mgmt | For | | For |
2 | Elect Director H. Furlong Baldwin | Mgmt | For | | For |
3 | Elect Director Michael Casey | Mgmt | For | | For |
4 | Elect Director Borje Ekholm | Mgmt | For | | Against |
5 | Elect Director Lon Gorman | Mgmt | For | | For |
6 | Elect Director Robert Greifeld | Mgmt | For | | For |
7 | Elect Director Glenn H. Hutchins | Mgmt | For | | For |
8 | Elect Director Birgitta Kantola | Mgmt | For | | For |
9 | Elect Director Essa Kazim | Mgmt | For | | For |
10 | Elect Director John D. Markese | Mgmt | For | | For |
11 | Elect Director Hans Munk Nielsen | Mgmt | For | | For |
12 | Elect Director Thomas F. O Neill | Mgmt | For | | For |
13 | Elect Director James S. Riepe | Mgmt | For | | For |
14 | Elect Director Michael R. Splinter | Mgmt | For | | For |
15 | Elect Director Lars Wedenborn | Mgmt | For | | For |
16 | Elect Director Deborah L. Wince-Smith | Mgmt | For | | For |
17 | Ratify Auditors | Mgmt | For | | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
19 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
| | | | | |
Ensco plc | | | | | |
Ticker ESV | Meeting Date | | Meeting Type | Record Date | |
| 31-May-11 | | Special | 11-Apr-11 | |
| CUSIP: 29358Q109 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Issue Shares in Connection with Acquisition | Mgmt | For | | For |
| | | | | |
Roper Industries, Inc. | | | | | |
Ticker ROP | Meeting Date | | Meeting Type | Record Date | |
| 01-Jun-11 | | Annual | 08-Apr-11 | |
| CUSIP: 776696106 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Richard F. Wallman | Mgmt | For | | For |
1.2 | Elect Director Christopher Wright | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
New York Community Bancorp, Inc. | | | | | |
Ticker NYB | Meeting Date | | Meeting Type | Record Date | |
| 02-Jun-11 | | Annual | 07-Apr-11 | |
| CUSIP: 649445103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Dominick Ciampa | Mgmt | For | | For |
1.2 | Elect Director W.c. Frederick | Mgmt | For | | For |
1.3 | Elect Director Max L. Kupferberg | Mgmt | For | | For |
1.4 | Elect Director Spiros J. Voutsinas | Mgmt | For | | For |
1.5 | Elect Director Robert Wann | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Executive Incentive Bonus Plan | Mgmt | For | | For |
4 | Amend Omnibus Stock Plan | Mgmt | For | | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
6 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
| | | | | |
Generac Holdings Inc. | | | | | |
Ticker GNRC | Meeting Date | | Meeting Type | Record Date | |
| 08-Jun-11 | | Annual | 19-Apr-11 | |
| CUSIP: N/A | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Stephen Murray | Mgmt | For | | Withhold |
1.2 | Elect Director Edward A. LeBlanc | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
NCI, Inc. | | | | | |
Ticker NCIT | Meeting Date | | Meeting Type | Record Date | |
| 08-Jun-11 | | Annual | 11-Apr-11 | |
| CUSIP: 62886K104 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Charles K. Narang | Mgmt | For | | For |
1.2 | Elect Director Terry W. Glasgow | Mgmt | For | | For |
1.3 | Elect Director James P. Allen | Mgmt | For | | For |
1.4 | Elect Director John E. Lawler | Mgmt | For | | For |
1.5 | Elect Director Paul V. Lombardi | Mgmt | For | | For |
1.6 | Elect Director J. Patrick McMahon | Mgmt | For | | For |
1.7 | Elect Director Phillip O. Nolan | Mgmt | For | | For |
1.8 | Elect Director Stephen L. Waechter | Mgmt | For | | For |
1.9 | Elect Director Daniel R. Young | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
AGL Resources Inc. | | | | | |
Ticker AGL | Meeting Date | | Meeting Type | Record Date | |
| 14-Jun-11 | | Special | 18-Apr-11 | |
| CUSIP: 001204106 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Issue Shares in Connection with Acquisition | Mgmt | For | | For |
2 | Approve Increase in Size of Board | Mgmt | For | | For |
3 | Adjourn Meeting | Mgmt | For | | For |
| | | | | |
Fred's, Inc. | | | | | |
Ticker FRED | Meeting Date | | Meeting Type | Record Date | |
| 15-Jun-11 | | Annual | 22-Apr-11 | |
| CUSIP: 356108100 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Michael J. Hayes | Mgmt | For | | Withhold |
1.2 | Elect Director John R. Eisenman | Mgmt | For | | Withhold |
1.3 | Elect Director Roger T. Knox | Mgmt | For | | Withhold |
1.4 | Elect Director Thomas H. Tashjian | Mgmt | For | | Withhold |
1.5 | Elect Director B. Mary McNabb | Mgmt | For | | Withhold |
1.6 | Elect Director Michael T. McMillan | Mgmt | For | | Withhold |
1.7 | Elect Director Bruce A. Efird | Mgmt | For | | Withhold |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
| | | | | |
Freeport-McMoRan Copper & Gold Inc. | | | | | |
Ticker FCX | Meeting Date | | Meeting Type | Record Date | |
| 15-Jun-11 | | Annual | 19-Apr-11 | |
| CUSIP: 35671D857 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Richard C. Adkerson | Mgmt | For | | For |
1.2 | Elect Director Robert J. Allison, Jr. | Mgmt | For | | For |
1.3 | Elect Director Robert A. Day | Mgmt | For | | For |
1.4 | Elect Director Gerald J. Ford | Mgmt | For | | For |
1.5 | Elect Director H. Devon Graham, Jr. | Mgmt | For | | For |
1.6 | Elect Director Charles C. Krulak | Mgmt | For | | For |
1.7 | Elect Director Bobby Lee Lackey | Mgmt | For | | For |
1.8 | Elect Director Jon C. Madonna | Mgmt | For | | For |
1.9 | Elect Director Dustan E. McCoy | Mgmt | For | | For |
1.10 | Elect Director James R. Moffett | Mgmt | For | | For |
1.11 | Elect Director B.M. Rankin, Jr. | Mgmt | For | | For |
1.12 | Elect Director Stephen H. Siegele | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
4 | Ratify Auditors | Mgmt | For | | For |
5 | Request Director Nominee with Environmental Qualifications | SH | Against | | For |
| | | | | |
Oxford Industries, Inc. | | | | | |
Ticker OXM | Meeting Date | | Meeting Type | Record Date | |
| 15-Jun-11 | | Annual | 15-Apr-11 | |
| CUSIP: 691497309 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director J. Reese Lanier | Mgmt | For | | For |
2 | Elect Director Dennis M. Love | Mgmt | For | | For |
3 | Elect Director Clyde C. Tuggle | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
6 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
Berkshire Hills Bancorp, Inc. | | | | | |
Ticker BHLB | Meeting Date | | Meeting Type | Record Date | |
| 20-Jun-11 | | Special | 02-May-11 | |
| CUSIP: 084680107 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Issue Shares in Connection with Acquisition | Mgmt | For | | For |
2 | Increase Authorized Common Stock | Mgmt | For | | For |
3 | Adjourn Meeting | Mgmt | For | | For |
| | | | | |
GameStop Corp. | | | | | |
Ticker GME | Meeting Date | | Meeting Type | Record Date | |
| 21-Jun-11 | | Annual | 02-May-11 | |
| CUSIP: 36467W109 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Stanley (Mickey) Steinberg | Mgmt | For | | For |
1.2 | Elect Director Gerald R. Szczepanski | Mgmt | For | | For |
1.3 | Elect Director Lawrence S. Zilavy | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | None | | One Year |
4 | Approve Omnibus Stock Plan | Mgmt | For | | For |
5 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
National Semiconductor Corporation | | | | | |
Ticker NSM | Meeting Date | | Meeting Type | Record Date | |
| 21-Jun-11 | | Special | 11-May-11 | |
| CUSIP: 637640103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Approve Merger Agreement | Mgmt | For | | For |
2 | Adjourn Meeting | Mgmt | For | | For |
| | | | | |
American Greetings Corporation | | | | | |
Ticker AM | Meeting Date | | Meeting Type | Record Date | |
| 24-Jun-11 | | Annual | 02-May-11 | |
| CUSIP: 026375105 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Jeffery D. Dunn | Mgmt | For | | For |
1.2 | Elect Director Michael J. Merriman, Jr | Mgmt | For | | Withhold |
1.3 | Elect Director Morry Weiss | Mgmt | For | | For |
2 | Amend Omnibus Stock Plan | Mgmt | For | | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
| | | | | |
Armstrong World Industries, Inc. | | | | | |
Ticker AWI | Meeting Date | | Meeting Type | Record Date | |
| 24-Jun-11 | | Annual | 11-Apr-11 | |
| CUSIP: 04247X102 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Stan A. Askren | Mgmt | For | | For |
1.2 | Elect Director David Bonderman | Mgmt | For | | Withhold |
1.3 | Elect Director Kevin R. Burns | Mgmt | For | | For |
1.4 | Elect Director Matthew J. Espe | Mgmt | For | | For |
1.5 | Elect Director James J. Gaffney | Mgmt | For | | For |
1.6 | Elect Director Tao Huang | Mgmt | For | | For |
1.7 | Elect Director Michael F. Johnston | Mgmt | For | | For |
1.8 | Elect Director Larry S. McWilliams | Mgmt | For | | For |
1.9 | Elect Director James J. O'Connor | Mgmt | For | | For |
1.10 | Elect Director John J. Roberts | Mgmt | For | | For |
1.11 | Elect Director Richard E. Wenz | Mgmt | For | | For |
2 | Approve Omnibus Stock Plan | Mgmt | For | | For |
3 | Amend Executive Incentive Bonus Plan | Mgmt | For | | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
6 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Mobile Mini, Inc. | | | | | |
Ticker MINI | Meeting Date | | Meeting Type | Record Date | |
| 28-Jun-11 | | Annual | 02-May-11 | |
| CUSIP: 60740F105 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Steven G. Bunger | Mgmt | For | | For |
1.2 | Elect Director Sanjay Swani | Mgmt | For | | For |
1.3 | Elect Director Michael L. Watts | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
| | | | | |
Pier 1 Imports, Inc | | | | | |
Ticker PIR | Meeting Date | | Meeting Type | Record Date | |
| 28-Jun-11 | | Annual | 29-Apr-11 | |
| CUSIP: 720279108 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Claire H. Babrowski | Mgmt | For | | For |
2 | Elect Director John H. Burgoyne | Mgmt | For | | For |
3 | Elect Director Hamish A. Dodds | Mgmt | For | | For |
4 | Elect Director Michael R. Ferrari | Mgmt | For | | For |
5 | Elect Director Brendan L. Hoffman | Mgmt | For | | For |
6 | Elect Director Terry E. London | Mgmt | For | | For |
7 | Elect Director Alexander W. Smith | Mgmt | For | | For |
8 | Elect Director Cece Smith | Mgmt | For | | For |
9 | Amend Omnibus Stock Plan | Mgmt | For | | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
11 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
12 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
InterXion Holding NV | | | | | |
Ticker INXN | Meeting Date | | Meeting Type | Record Date | |
| 29-Jun-11 | | Annual | 01-Jun-11 | |
| CUSIP: N/A | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
| Annual Meeting | Mgmt | | | |
1 | Adopt Euro as Official Currency for the Dutch Statutory Annual Accounts | Mgmt | For | | For |
2 | Approve Financial Statements | Mgmt | For | | For |
3 | Approve Discharge of Supervisory Board and Management Board | Mgmt | For | | For |
4a | Elect Paul Schroder as Non-Executive Director | Mgmt | For | | For |
4b | Elect David Lister as Non-Executive Director | Mgmt | For | | For |
5 | Approve Stock Option Grant | Mgmt | For | | Against |
6 | Ratify KPMG as Auditors | Mgmt | For | | For |
7 | Adopt English as Official Language for the Statutory Accounts for 2011 and Onwards | Mgmt | For | | For |
8 | Approve Remuneration of Supervisory Board | Mgmt | For | | Against |
9 | Other Business (Non-Voting) | Mgmt | | | |
| | | | | |
Alliant Techsystems Inc. | | | | | |
Ticker ATK | Meeting Date | | Meeting Type | Record Date | |
| 03-Aug-10 | | Annual | 07-Jun-10 | |
| CUSIP: 018804104 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Roxanne J. Decyk | Mgmt | For | | For |
1.2 | Elect Director Mark W. DeYoung | Mgmt | For | | For |
1.3 | Elect Director Martin C. Faga | Mgmt | For | | For |
1.4 | Elect Director Ronald R. Fogleman | Mgmt | For | | For |
1.5 | Elect Director April H. Foley | Mgmt | For | | For |
1.6 | Elect Director Tig H. Krekel | Mgmt | For | | For |
1.7 | Elect Director Douglas L. Maine | Mgmt | For | | For |
1.8 | Elect Director Roman Martinez IV | Mgmt | For | | For |
1.9 | Elect Director Mark H. Ronald | Mgmt | For | | For |
1.10 | Elect Director William G. Van Dyke | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Precision Castparts Corp. | | | | | |
Ticker PCP | Meeting Date | | Meeting Type | Record Date | |
| 10-Aug-10 | | Annual | 14-Jun-10 | |
| CUSIP: 740189105 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Daniel J. Murphy | Mgmt | For | | For |
1.2 | Elect Director Steven G. Rothmeier | Mgmt | For | | For |
1.3 | Elect Director Richard L. Wambold | Mgmt | For | | For |
1.4 | Elect Director Timothy A. Wicks | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Declassify the Board of Directors | SH | Against | | Against |
| | | | | |
The J. M. Smucker Company | | | | | |
Ticker SJM | Meeting Date | | Meeting Type | Record Date | |
| 18-Aug-10 | | Annual | 23-Jun-10 | |
| CUSIP: 832696405 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Kathryn W. Dindo | Mgmt | For | | For |
2 | Elect Director Richard K. Smucker | Mgmt | For | | For |
3 | Elect Director William H. Steinbrink | Mgmt | For | | For |
4 | Elect Director Paul Smucker Wagstaff | Mgmt | For | | For |
5 | Ratify Auditors | Mgmt | For | | For |
6 | Approve Omnibus Stock Plan | Mgmt | For | | For |
| | | | | |
Compuware Corporation | | | | | |
Ticker CPWR | Meeting Date | | Meeting Type | Record Date | |
| 24-Aug-10 | | Annual | 28-Jun-10 | |
| CUSIP: 205638109 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Dennis W. Archer | Mgmt | For | | For |
1.2 | Elect Director Gurminder S. Bedi | Mgmt | For | | For |
1.3 | Elect Director William O. Grabe | Mgmt | For | | For |
1.4 | Elect Director William R. Halling | Mgmt | For | | For |
1.5 | Elect Director Peter Karmanos, Jr. | Mgmt | For | | For |
1.6 | Elect Director Faye Alexander Nelson | Mgmt | For | | For |
1.7 | Elect Director Glenda D. Price | Mgmt | For | | For |
1.8 | Elect Director Robert C. Paul | Mgmt | For | | For |
1.9 | Elect Director W. James Prowse | Mgmt | For | | For |
1.10 | Elect Director G. Scott Romney | Mgmt | For | | For |
1.11 | Elect Director Ralph J. Szygenda | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
QLogic Corporation | | | | | |
Ticker QLGC | Meeting Date | | Meeting Type | Record Date | |
| 26-Aug-10 | | Annual | 01-Jul-10 | |
| CUSIP: 747277101 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director H.K. Desai | Mgmt | For | | For |
2 | Elect Director Joel S. Birnbaum | Mgmt | For | | For |
3 | Elect Director James R. Fiebiger | Mgmt | For | | For |
4 | Elect Director Balakrishnan S. Iyer | Mgmt | For | | For |
5 | Elect Director Kathryn B. Lewis | Mgmt | For | | For |
6 | Elect Director George D. Wells | Mgmt | For | | For |
7 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Lawson Software, Inc. | | | | | |
Ticker LWSN | Meeting Date | | Meeting Type | Record Date | |
| 18-Oct-10 | | Annual | 25-Aug-10 | |
| CUSIP: 52078P102 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Steven C. Chang | Mgmt | For | | For |
1.2 | Elect Director Harry Debes | Mgmt | For | | For |
1.3 | Elect Director Peter Gyenes | Mgmt | For | | For |
1.4 | Elect Director David R. Hubers | Mgmt | For | | For |
1.5 | Elect Director H. Richard Lawson | Mgmt | For | | For |
1.6 | Elect Director Michael A. Rocca | Mgmt | For | | For |
1.7 | Elect Director Robert A. Schriesheim | Mgmt | For | | For |
1.8 | Elect Director Romesh Wadhwani | Mgmt | For | | For |
1.9 | Elect Director Paul Wahl | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Approve Omnibus Stock Plan | Mgmt | For | | Against |
| | | | | |
Matrix Service Company | | | | | |
Ticker MTRX | Meeting Date | | Meeting Type | Record Date | |
| 02-Dec-10 | | Annual | 13-Oct-10 | |
| CUSIP: 576853105 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Michael J. Bradley | Mgmt | For | | For |
1.2 | Elect Director Michael J. Hall | Mgmt | For | | For |
1.3 | Elect Director I. Edgar (Ed) Hendrix | Mgmt | For | | For |
1.4 | Elect Director Paul K. Lackey | Mgmt | For | | For |
1.5 | Elect Director Tom E. Maxwell | Mgmt | For | | For |
1.6 | Elect Director David J. Tippeconnic | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Myriad Genetics, Inc. | | | | | |
Ticker MYGN | Meeting Date | | Meeting Type | Record Date | |
| 03-Dec-10 | | Annual | 04-Oct-10 | |
| CUSIP: 62855J104 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Heiner Dreismann | Mgmt | For | | For |
1.2 | Elect Director Peter D. Meldrum | Mgmt | For | | For |
2 | Approve Omnibus Stock Plan | Mgmt | For | | For |
3 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Microsemi Corporation | | | | | |
Ticker MSCC | Meeting Date | | Meeting Type | Record Date | |
| 19-Jan-11 | | Annual | 22-Nov-10 | |
| CUSIP: 595137100 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director James J. Peterson | Mgmt | For | | For |
1.2 | Elect Director Dennis R. Leibel | Mgmt | For | | For |
1.3 | Elect Director Thomas R. Anderson | Mgmt | For | | For |
1.4 | Elect Director William E. Bendush | Mgmt | For | | For |
1.5 | Elect Director William L. Healey | Mgmt | For | | For |
1.6 | Elect Director Paul F. Folino | Mgmt | For | | For |
1.7 | Elect Director Matthew E. Massengill | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Schnitzer Steel Industries, Inc. | | | | | |
Ticker SCHN | Meeting Date | | Meeting Type | Record Date | |
| 19-Jan-11 | | Annual | 23-Nov-10 | |
| CUSIP: 806882106 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Wayland R. Hicks | Mgmt | For | | For |
1.2 | Elect Director Judith A. Johansen | Mgmt | For | | For |
1.3 | Elect Director Tamara L. Lundgren | Mgmt | For | | For |
| | | | | |
Fair Isaac Corporation | | | | | |
Ticker FICO | Meeting Date | | Meeting Type | Record Date | |
| 01-Feb-11 | | Annual | 08-Dec-10 | |
| CUSIP: 303250104 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director A. George Battle | Mgmt | For | | For |
1.2 | Elect Director Nicholas F. Graziano | Mgmt | For | | For |
1.3 | Elect Director Mark N. Greene | Mgmt | For | | For |
1.4 | Elect Director Alex W. Hart | Mgmt | For | | For |
1.5 | Elect Director James D. Kirsner | Mgmt | For | | For |
1.6 | Elect Director William J. Lansing | Mgmt | For | | For |
1.7 | Elect Director Rahul N. Merchant | Mgmt | For | | For |
1.8 | Elect Director Margaret L. Taylor | Mgmt | For | | For |
1.9 | Elect Director Duane E. White | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | Two Years | | One Year |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Oshkosh Corporation | | | | | |
Ticker OSK | Meeting Date | | Meeting Type | Record Date | |
| 01-Feb-11 | | Annual | 13-Dec-10 | |
| CUSIP: 688239201 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Richard M. Donnelly | Mgmt | For | | For |
2 | Elect Director Michael W. Grebe | Mgmt | For | | For |
3 | Elect Director John J. Hamre | Mgmt | For | | For |
4 | Elect Director Kathleen J. Hempel | Mgmt | For | | For |
5 | Elect Director Leslie F. Kenne | Mgmt | For | | For |
6 | Elect Director Harvey N. Medvin | Mgmt | For | | For |
7 | Elect Director J. Peter Mosling, Jr. | Mgmt | For | | For |
8 | Elect Director Craig P. Omtvedt | Mgmt | For | | For |
9 | Elect Director Richard G. Sim | Mgmt | For | | For |
10 | Elect Director Charles L. Szews | Mgmt | For | | For |
11 | Elect Director William S. Wallace | Mgmt | For | | For |
12 | Ratify Auditors | Mgmt | For | | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
14 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
Sensient Technologies Corporation | | | | | |
Ticker SXT | Meeting Date | | Meeting Type | Record Date | |
| 21-Apr-11 | | Annual | 25-Feb-11 | |
| CUSIP: 81725T100 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Hank Brown | Mgmt | For | | For |
1.2 | Elect Director Fergus M. Clydesdale | Mgmt | For | | For |
1.3 | Elect Director James A. D. Croft | Mgmt | For | | For |
1.4 | Elect Director William V. Hickey | Mgmt | For | | For |
1.5 | Elect Director Kenneth P. Manning | Mgmt | For | | For |
1.6 | Elect Director Peter M. Salmon | Mgmt | For | | For |
1.7 | Elect Director Elaine R. Wedral | Mgmt | For | | For |
1.8 | Elect Director Essie Whitelaw | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
PerkinElmer, Inc. | | | | | |
Ticker PKI | Meeting Date | | Meeting Type | Record Date | |
| 26-Apr-11 | | Annual | 28-Feb-11 | |
| CUSIP: 714046109 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Robert F. Friel | Mgmt | For | | For |
2 | Elect Director Nicholas A. Lopardo | Mgmt | For | | For |
3 | Elect Director Alexis P. Michas | Mgmt | For | | For |
4 | Elect Director James C. Mullen | Mgmt | For | | For |
5 | Elect Director Dr. Vicki L. Sato | Mgmt | For | | For |
6 | Elect Director Gabriel Schmergel | Mgmt | For | | For |
7 | Elect Director Kenton J. Sicchitano | Mgmt | For | | For |
8 | Elect Director Patrick J. Sullivan | Mgmt | For | | For |
9 | Elect Director G. Robert Tod | Mgmt | For | | For |
10 | Ratify Auditors | Mgmt | For | | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
12 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
| | | | | |
Convergys Corporation | | | | | |
Ticker CVG | Meeting Date | | Meeting Type | Record Date | |
| 27-Apr-11 | | Annual | 28-Feb-11 | |
| CUSIP: 212485106 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Jeffrey H. Fox | Mgmt | For | | For |
1.2 | Elect Director Ronald L. Nelson | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Mgmt | For | | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
Harleysville Group Inc. | | | | | |
Ticker HGIC | Meeting Date | | Meeting Type | Record Date | |
| 27-Apr-11 | | Annual | 28-Feb-11 | |
| CUSIP: 412824104 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director W. Thacher Brown | Mgmt | For | | For |
1.2 | Elect Director Mirian M. Graddick-Weir | Mgmt | For | | For |
1.3 | Elect Director William W. Scranton III | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Life Technologies Corporation | | | | | |
Ticker LIFE | Meeting Date | | Meeting Type | Record Date | |
| 28-Apr-11 | | Annual | 28-Feb-11 | |
| CUSIP: 53217V109 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Balakrishnan S. Iyer | Mgmt | For | | For |
2 | Elect Director Gregory T. Lucier | Mgmt | For | | For |
3 | EleElect Director Ronald A. Matricaria | Mgmt | For | | For |
4 | Elect Director David C. U Prichard | Mgmt | For | | For |
5 | Elect Director William H. Longfield | Mgmt | For | | For |
6 | Elect Director Ora H. Pescovitz | Mgmt | For | | For |
7 | Ratify Auditors | Mgmt | For | | For |
8 | Amend Certificate of Incorporation | Mgmt | For | | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
10 | Advisory Vote on Say on Pay Frequency | Mgmt | Two Years | | One Year |
| | | | | |
Olin Corporation | | | | | |
Ticker OLN | Meeting Date | | Meeting Type | Record Date | |
| 28-Apr-11 | | Annual | 28-Feb-11 | |
| CUSIP: 680665205 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Gray G. Benoist | Mgmt | For | | For |
1.2 | Elect Director Richard M. Rompala | Mgmt | For | | For |
1.3 | Elect Director Joseph D. Rupp | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Alleghany Corporation | | | | | |
Ticker Y | Meeting Date | | Meeting Type | Record Date | |
| 29-Apr-11 | | Annual | 07-Mar-11 | |
| CUSIP: 017175100 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Rex D. Adams | Mgmt | For | | For |
2 | Elect Director Weston M. Hicks | Mgmt | For | | For |
3 | Elect Director Jefferson W. Kirby | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
6 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
Whiting Petroleum Corporation | | | | | |
Ticker WLL | Meeting Date | | Meeting Type | Record Date | |
| 03-May-11 | | Annual | 11-Mar-11 | |
| CUSIP: 966387102 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director D. Sherwin Artus | Mgmt | For | | For |
1.2 | Elect Director Phillip E. Doty | Mgmt | For | | For |
2 | Increase Authorized Common Stock | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
5 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Aptargroup, Inc. | | | | | |
Ticker ATR | Meeting Date | | Meeting Type | Record Date | |
| 04-May-11 | | Annual | 10-Mar-11 | |
| CUSIP: 038336103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director George L. Fotiades | Mgmt | For | | For |
1.2 | Elect Director King W. Harris | Mgmt | For | | For |
1.3 | Elect Director Peter H. Pfeiffer | Mgmt | For | | For |
1.4 | Elect Director Joanne C. Smith | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
4 | Approve Omnibus Stock Plan | Mgmt | For | | Against |
5 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Regal Entertainment Group | | | | | |
Ticker RGC | Meeting Date | | Meeting Type | Record Date | |
| 04-May-11 | | Annual | 09-Mar-11 | |
| CUSIP: 758766109 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Stephen A. Kaplan | Mgmt | For | | For |
1.2 | Elect Director Jack Tyrrell | Mgmt | For | | For |
1.3 | Elect Director Nestor R. Weigand, Jr. | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
MEDNAX, Inc. | | | | | |
Ticker MD | Meeting Date | | Meeting Type | Record Date | |
| 05-May-11 | | Annual | 08-Mar-11 | |
| CUSIP: 58502B106 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Cesar L. Alvarez | Mgmt | For | | For |
1.2 | Elect Director Waldemar A. Carlo | Mgmt | For | | For |
1.3 | Elect Director Michael B. Fernandez | Mgmt | For | | For |
1.4 | Elect Director Roger K. Freeman | Mgmt | For | | For |
1.5 | Elect Director Paul G. Gabos | Mgmt | For | | For |
1.6 | Elect Director Dany Garcia | Mgmt | For | | For |
1.7 | Elect Director P.J. Goldschmidt | Mgmt | For | | For |
1.8 | Elect Director Manuel Kadre | Mgmt | For | | For |
1.9 | Elect Director Roger J. Medel | Mgmt | For | | For |
1.10 | Elect Director Donna E. Shalala | Mgmt | For | | For |
1.11 | Elect Director Enrique J. Sosa | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
| | | | | |
Plains Exploration & Production Company | | | | | |
Ticker PXP | Meeting Date | | Meeting Type | Record Date | |
| 05-May-11 | | Annual | 24-Mar-11 | |
| CUSIP: 726505100 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director James C. Flores | Mgmt | For | | For |
2 | Elect Director Isaac Arnold, Jr. | Mgmt | For | | For |
3 | Elect Director Alan R. Buckwalter, III | Mgmt | For | | For |
4 | Elect Director Jerry L. Dees | Mgmt | For | | For |
5 | Elect Director Tom H. Delimitros | Mgmt | For | | For |
6 | Elect Director Thomas A. Fry, III | Mgmt | For | | For |
7 | Elect Director Charles G. Groat | Mgmt | For | | For |
8 | Elect Director John H. Lollar | Mgmt | For | | For |
9 | Ratify Auditors | Mgmt | For | | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
11 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
| | | | | |
Jefferies Group, Inc. | | | | | |
Ticker JEF | Meeting Date | | Meeting Type | Record Date | |
| 09-May-11 | | Annual | 14-Mar-11 | |
| CUSIP: 472319102 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Richard B. Handler | Mgmt | For | | For |
1.2 | Elect Director Brian P. Friedman | Mgmt | For | | For |
1.3 | Elect Director W. Patrick Campbell | Mgmt | For | | For |
1.4 | Elect Director Ian M. Cumming | Mgmt | For | | For |
1.5 | Elect Director Richard G. Dooley | Mgmt | For | | For |
1.6 | Elect Director Robert E. Joyal | Mgmt | For | | For |
1.7 | Elect Director Michael T. O'Kane | Mgmt | For | | For |
1.8 | Elect Director Joseph S. Steinberg | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Markel Corporation | | | | | |
Ticker MKL | Meeting Date | | Meeting Type | Record Date | |
| 09-May-11 | | Annual | 03-Mar-11 | |
| CUSIP: 570535104 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director J. Alfred Broaddus, Jr. | Mgmt | For | | For |
1.2 | Elect Director Douglas C. Eby | Mgmt | For | | For |
1.3 | Elect Director Stewart M. Kasen | Mgmt | For | | For |
1.4 | Elect Director Alan I. Kirshner | Mgmt | For | | For |
1.5 | Elect Director Lemuel E. Lewis | Mgmt | For | | For |
1.6 | Elect Director Darrell D. Martin | Mgmt | For | | For |
1.7 | Elect Director Anthony F. Markel | Mgmt | For | | For |
1.8 | Elect Director Steven A. Markel | Mgmt | For | | For |
1.9 | Elect Director Jay M. Weinberg | Mgmt | For | | For |
1.10 | Elect Director Debora J. Wilson | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Brightpoint, Inc. | | | | | |
Ticker CELL | Meeting Date | | Meeting Type | Record Date | |
| 10-May-11 | | Annual | 18-Mar-11 | |
| CUSIP: 109473405 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Richard W. Roedel | Mgmt | For | | For |
1.2 | Elect Director John F. Levy | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Chemtura Corporation | | | | | |
Ticker CHMT | Meeting Date | | Meeting Type | Record Date | |
| 10-May-11 | | Annual | 21-Mar-11 | |
| CUSIP: 163893209 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Jeffrey D. Benjamin | Mgmt | For | | For |
1.2 | Elect Director Timothy J. Bernlohr | Mgmt | For | | For |
1.3 | Elect Director Anna C. Catalano | Mgmt | For | | For |
1.4 | Elect Director Alan S. Cooper | Mgmt | For | | For |
1.5 | Elect Director James W. Crownover | Mgmt | For | | For |
1.6 | Elect Director Jonathan F. Foster | Mgmt | For | | For |
1.7 | Elect Director Craig A. Rogerson | Mgmt | For | | For |
1.8 | Elect Director John K. Wulff | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
American Financial Group, Inc. | | | | | |
Ticker AFG | Meeting Date | | Meeting Type | Record Date | |
| 11-May-11 | | Annual | 15-Mar-11 | |
| CUSIP: 025932104 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Carl H. Lindner | Mgmt | For | | For |
1.2 | Elect Director Carl H. Lindner, III | Mgmt | For | | For |
1.3 | Elect Director S. Craig Lindner | Mgmt | For | | For |
1.4 | Elect Director Kenneth C. Ambrecht | Mgmt | For | | For |
1.5 | Elect Director Theodore H. Emmerich | Mgmt | For | | For |
1.6 | Elect Director James E. Evans | Mgmt | For | | For |
1.7 | Elect Director Terry S. Jacobs | Mgmt | For | | For |
1.8 | Elect Director Gregory G. Joseph | Mgmt | For | | For |
1.9 | Elect Director William W. Verity | Mgmt | For | | For |
1.10 | Elect Director John I. Von Lehman | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Approve Omnibus Stock Plan | Mgmt | For | | Against |
4 | Approve Executive Incentive Bonus Plan | Mgmt | For | | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
6 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
7 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | SH | Against | | Against |
8 | Adopt Policy and Report on Board Diversity | SH | Against | | Against |
| | | | | |
Compass Minerals International, Inc. | | | | | |
Ticker CMP | Meeting Date | | Meeting Type | Record Date | |
| 11-May-11 | | Annual | 14-Mar-11 | |
| CUSIP: 20451N101 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Bradley J. Bell | Mgmt | For | | For |
1.2 | Elect Director Richard S. Grant | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | None | | One Year |
| | | | | |
Innospec Inc. | | | | | |
Ticker IOSP | Meeting Date | | Meeting Type | Record Date | |
| 11-May-11 | | Annual | 22-Mar-11 | |
| CUSIP: 45768S105 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Milton C. Blackmore | Mgmt | For | | For |
1.2 | Elect Director Hugh G.C. Aldous | Mgmt | For | | For |
1.3 | Elect Director Joachim Roeser | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
4 | Amend Stock Option Plan | Mgmt | For | | Against |
5 | Amend Stock Option Plan | Mgmt | For | | For |
6 | Amend Non-Employee Director Stock Option Plan | Mgmt | For | | For |
| | | | | |
Knight Capital Group, Inc. | | | | | |
Ticker KCG | Meeting Date | | Meeting Type | Record Date | |
| 11-May-11 | | Annual | 01-Apr-11 | |
| CUSIP: 499005106 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director William L. Bolster | Mgmt | For | | For |
1.2 | Elect Director Thomas M. Joyce | Mgmt | For | | For |
1.3 | Elect Director James W. Lewis | Mgmt | For | | For |
1.4 | Elect Director Thomas C. Lockburner | Mgmt | For | | For |
1.5 | Elect Director James T. Milde | Mgmt | For | | For |
1.6 | Elect Director Christopher C. Quick | Mgmt | For | | For |
1.7 | Elect Director Laurie M. Shahon | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
AMERIGROUP Corporation | | | | | |
Ticker AGP | Meeting Date | | Meeting Type | Record Date | |
| 12-May-11 | | Annual | 16-Mar-11 | |
| CUSIP: 03073T102 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Directors James G. Carlson | Mgmt | For | | For |
1.2 | Elect Directors Jeffrey B. Child | Mgmt | For | | For |
1.3 | Elect Directors Richard D. Shirk | Mgmt | For | | For |
1.4 | Elect Directors John W. Snow | Mgmt | For | | For |
1.5 | Elect Directors Adm. Joseph W. Prueher | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
5 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For | | For |
| | | | | |
PetroQuest Energy, Inc. | | | | | |
Ticker PQ | Meeting Date | | Meeting Type | Record Date | |
| 12-May-11 | | Annual | 17-Mar-11 | |
| CUSIP: 716748108 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Charles T. Goodson | Mgmt | For | | For |
1.2 | Elect Director William W. Rucks, IV | Mgmt | For | | For |
1.3 | Elect Director E. Wayne Nordberg | Mgmt | For | | For |
1.4 | Elect Director Michael L. Finch | Mgmt | For | | For |
1.5 | Elect Director W.J. Gordon, III | Mgmt | For | | For |
1.6 | Elect Director Charles F. Mitchell, II | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
| | | | | |
Foot Locker, Inc. | | | | | |
Ticker FL | Meeting Date | | Meeting Type | Record Date | |
| 18-May-11 | | Annual | 21-Mar-11 | |
| CUSIP: 344849104 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Nicholas DiPaolo | Mgmt | For | | For |
1.2 | Elect Director Matthew M. McKenna | Mgmt | For | | For |
1.3 | Elect Director Allen Questrom | Mgmt | For | | For |
1.4 | Elect Director Cheryl Nido Turpin | Mgmt | For | | For |
1.5 | Elect Director Guillermo Marmol | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Amend Executive Incentive Bonus Plan | Mgmt | For | | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
| | | | | |
Magellan Health Services, Inc. | | | | | |
Ticker MGLN | Meeting Date | | Meeting Type | Record Date | |
| 18-May-11 | | Annual | 31-Mar-11 | |
| CUSIP: 559079207 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director William J. McBride | Mgmt | For | | For |
1.2 | Elect Director Robert M. Le Blanc | Mgmt | For | | For |
1.3 | Elect Director William D. Forrest | Mgmt | For | | For |
1.4 | Elect Director Barry M. Smith | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
4 | Approve Omnibus Stock Plan | Mgmt | For | | Against |
5 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For | | For |
6 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Career Education Corporation | | | | | |
Ticker CECO | Meeting Date | | Meeting Type | Record Date | |
| 19-May-11 | | Annual | 21-Mar-11 | |
| CUSIP: 141665109 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Dennis H. Chookaszian | Mgmt | For | | For |
2 | Elect Director David W. Devonshire | Mgmt | For | | For |
3 | Elect Director Patrick W. Gross | Mgmt | For | | For |
4 | Elect Director Gregory L. Jackson | Mgmt | For | | For |
5 | Elect Director Thomas B. Lally | Mgmt | For | | For |
6 | Elect Director Steven H. Lesnik | Mgmt | For | | For |
7 | Elect Director Gary E. McCullough | Mgmt | For | | For |
8 | Elect Director Leslie T. Thornton | Mgmt | For | | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
10 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
11 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Cymer, Inc. | | | | | |
Ticker CYMI | Meeting Date | | Meeting Type | Record Date | |
| 19-May-11 | | Annual | 21-Mar-11 | |
| CUSIP: 232572107 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Charles J. Abbe | Mgmt | For | | None |
1.2 | Elect Director Robert P. Akins | Mgmt | For | | None |
1.3 | Elect Director Edward H. Braun | Mgmt | For | | None |
1.4 | Elect Director Michael R. Gaulke | Mgmt | For | | None |
1.5 | Elect Director William G. Oldham | Mgmt | For | | None |
1.6 | Elect Director Eric M. Ruttenberg | Mgmt | For | | None |
1.7 | Elect Director Peter J. Simone | Mgmt | For | | None |
1.8 | Elect Director Young K. Sohn | Mgmt | For | | None |
1.9 | Elect Director Jon D. Tompkins | Mgmt | For | | None |
2 | Approve Omnibus Stock Plan | Mgmt | For | | None |
3 | Ratify Auditors | Mgmt | For | | None |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | None |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | None |
| | | | | |
Dole Food Company, Inc. | | | | | |
Ticker DOLE | Meeting Date | | Meeting Type | Record Date | |
| 19-May-11 | | Annual | 25-Mar-11 | |
| CUSIP: 256603101 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Elaine L. Chao | Mgmt | For | | For |
1.2 | Elect Director Sherry Lansing | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
| | | | | |
Lender Processing Services, Inc. | | | | | |
Ticker LPS | Meeting Date | | Meeting Type | Record Date | |
| 19-May-11 | | Annual | 21-Mar-11 | |
| CUSIP: 52602E102 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Lee A. Kennedy | Mgmt | For | | For |
1.2 | Elect Director Philip G. Heasley | Mgmt | For | | For |
1.3 | Elect Director Susan E. Lester | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
5 | Amend Omnibus Stock Plan | Mgmt | For | | For |
| | | | | |
Westlake Chemical Corporation | | | | | |
Ticker WLK | Meeting Date | | Meeting Type | Record Date | |
| 20-May-11 | | Annual | 01-Apr-11 | |
| CUSIP: 960413102 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Dorothy C. Jenkins | Mgmt | For | | For |
1.2 | Elect Director Max L. Lukens | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
MFA Financial, Inc. | | | | | |
Ticker MFA | Meeting Date | | Meeting Type | Record Date | |
| 24-May-11 | | Annual | 22-Mar-11 | |
| CUSIP: 55272X102 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Stephen R. Blank | Mgmt | For | | For |
1.2 | Elect Director William S. Gorin | Mgmt | For | | For |
2 | Increase Authorized Capital Stock | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
5 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Anworth Mortgage Asset Corporation | | | | | |
Ticker ANH | Meeting Date | | Meeting Type | Record Date | |
| 25-May-11 | | Annual | 25-Mar-11 | |
| CUSIP: 037347101 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Lloyd McAdams | Mgmt | For | | For |
2 | Elect Director Lee A. Ault, III | Mgmt | For | | For |
3 | Elect Director Charles H. Black | Mgmt | For | | For |
4 | Elect Director Joe E. Davis | Mgmt | For | | For |
5 | Elect Director Robert C. Davis | Mgmt | For | | For |
6 | Elect Director Joseph E. McAdams | Mgmt | For | | For |
7 | Approve Externalization Proposal | Mgmt | For | | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
9 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
10 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Endo Pharmaceuticals Holdings Inc. | | | | | |
Ticker ENDP | Meeting Date | | Meeting Type | Record Date | |
| 25-May-11 | | Annual | 15-Apr-11 | |
| CUSIP: 29264F205 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director John J. Delucca | Mgmt | For | | For |
1.2 | Elect Director David P. Holveck | Mgmt | For | | For |
1.3 | Elect Director Nancy J. Hutson | Mgmt | For | | For |
1.4 | Elect Director Michael Hyatt | Mgmt | For | | For |
1.5 | Elect Director Roger H. Kimmel | Mgmt | For | | For |
1.6 | Elect Director William P. Montague | Mgmt | For | | For |
1.7 | Elect Director David B. Nash | Mgmt | For | | For |
1.8 | Elect Director Joseph C. Scodari | Mgmt | For | | For |
1.9 | Elect Director William F. Spengler | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
5 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For | | For |
| | | | | |
SM Energy Co. | | | | | |
Ticker SM | Meeting Date | | Meeting Type | Record Date | |
| 25-May-11 | | Annual | 28-Mar-11 | |
| CUSIP: 792228108 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Barbara M. Baumann | Mgmt | For | | For |
2 | Elect Director Anthony J. Best | Mgmt | For | | For |
3 | Elect Director Larry W. Bickle | Mgmt | For | | For |
4 | Elect Director Stephen R. Brand | Mgmt | For | | For |
5 | Elect Director William J. Gardiner | Mgmt | For | | For |
6 | Elect Director Julio M. Quintana | Mgmt | For | | For |
7 | Elect Director John M. Seidl | Mgmt | For | | For |
8 | Elect Director William D. Sullivan | Mgmt | For | | For |
9 | Ratify Auditors | Mgmt | For | | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
11 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
| | | | | |
Big Lots, Inc. | | | | | |
Ticker BIG | Meeting Date | | Meeting Type | Record Date | |
| 26-May-11 | | Annual | 28-Mar-11 | |
| CUSIP: 089302103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Jeffrey P. Berger | Mgmt | For | | For |
1.2 | Elect Director Steven S. Fishman | Mgmt | For | | For |
1.3 | Elect Director Peter J. Hayes | Mgmt | For | | For |
1.4 | Elect Director David T. Kollat | Mgmt | For | | For |
1.5 | Elect Director Brenda J. Lauderback | Mgmt | For | | For |
1.6 | Elect Director Philip E. Mallott | Mgmt | For | | For |
1.7 | Elect Director Russell Solt | Mgmt | For | | For |
1.8 | Elect Director James R. Tener | Mgmt | For | | For |
1.9 | Elect Director Dennis B. Tishkoff | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Diodes Incorporated | | | | | |
Ticker DIOD | Meeting Date | | Meeting Type | Record Date | |
| 26-May-11 | | Annual | 31-Mar-11 | |
| CUSIP: 254543101 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director C.H. Chen | Mgmt | For | | For |
1.2 | Elect Director Michael R. Giordano | Mgmt | For | | For |
1.3 | Elect Director L.P. Hsu | Mgmt | For | | For |
1.4 | Elect Director Keh-Shew Lu | Mgmt | For | | For |
1.5 | Elect Director Raymond Soong | Mgmt | For | | For |
1.6 | Elect Director John M. Stich | Mgmt | For | | For |
1.7 | Elect Director Michael K.C. Tsai | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Mid-America Apartment Communities, Inc. | | | | | |
Ticker MAA | Meeting Date | | Meeting Type | Record Date | |
| 26-May-11 | | Annual | 18-Mar-11 | |
| CUSIP: 59522J103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director H. Eric Bolton, Jr. | Mgmt | For | | For |
1.2 | Elect Director Alan B. Graf, jr. | Mgmt | For | | For |
1.3 | Elect Director John S. Grinalds | Mgmt | For | | For |
1.4 | Elect Director Ralph Horn | Mgmt | For | | For |
1.5 | Elect Director Philip W. Norwood | Mgmt | For | | For |
1.6 | Elect Director W. Reid Sanders | Mgmt | For | | For |
1.7 | Elect Director William B. Sansom | Mgmt | For | | For |
1.8 | Elect Director Simon R.C. Wadsworth | Mgmt | For | | For |
2 | Increase Authorized Common Stock | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
5 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Smurfit-Stone Container Corporation | | | | | |
Ticker SSCC | Meeting Date | | Meeting Type | Record Date | |
| 27-May-11 | | Special | 08-Apr-11 | |
| CUSIP: 83272A104 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Approve Merger Agreement | Mgmt | For | | For |
2 | Adjourn Meeting | Mgmt | For | | For |
| | | | | |
EMCOR Group, Inc. | | | | | |
Ticker EME | Meeting Date | | Meeting Type | Record Date | |
| 01-Jun-11 | | Annual | 06-Apr-11 | |
| CUSIP: 29084Q100 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Stephen W. Bershad | Mgmt | For | | For |
1.2 | Elect Director David A.B. Brown | Mgmt | For | | For |
1.3 | Elect Director Larry J. Bump | Mgmt | For | | For |
1.4 | Elect Director Albert Fried, Jr. | Mgmt | For | | For |
1.5 | Elect Director Anthony J. Guzzi | Mgmt | For | | For |
1.6 | Elect Director Richard F. Hamm, Jr. | Mgmt | For | | For |
1.7 | Elect Director David H. Laidley | Mgmt | For | | For |
1.8 | Elect Director Frank T. MacInnis | Mgmt | For | | For |
1.9 | Elect Director Jerry E. Ryan | Mgmt | For | | For |
1.10 | Elect Director Michael T. Yonker | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
4 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
FTI Consulting, Inc. | | | | | |
Ticker FCN | Meeting Date | | Meeting Type | Record Date | |
| 01-Jun-11 | | Annual | 21-Mar-11 | |
| CUSIP: 302941109 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Mark H. Berey | Mgmt | For | | For |
1.2 | Elect Director Jack B. Dunn, IV | Mgmt | For | | For |
1.3 | Elect Director Gerard E. Holthaus | Mgmt | For | | For |
2 | Declassify the Board of Directors | Mgmt | For | | For |
3 | Approve Executive Incentive Bonus Plan | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
6 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
| | | | | |
Vishay Intertechnology, Inc. | | | | | |
Ticker VSH | Meeting Date | | Meeting Type | Record Date | |
| 01-Jun-11 | | Annual | 04-Apr-11 | |
| CUSIP: 928298108 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Eliyahu Hurvitz | Mgmt | For | | For |
1.2 | Elect Director Abraham Ludomirski | Mgmt | For | | For |
1.3 | Elect Director Wayne M. Rogers | Mgmt | For | | For |
1.4 | Elect Director Ronald Ruzic | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
| | | | | |
Carrizo Oil & Gas, Inc. | | | | | |
Ticker CRZO | Meeting Date | | Meeting Type | Record Date | |
| 02-Jun-11 | | Annual | 11-Apr-11 | |
| CUSIP: 144577103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director S.P. Johnson, IV | Mgmt | For | | For |
1.2 | Elect Director Steven A. Webster | Mgmt | For | | For |
1.3 | Elect Director Thomas L. Carter, Jr. | Mgmt | For | | For |
1.4 | Elect Director F. Gardner Parker | Mgmt | For | | For |
1.5 | Elect Director Roger A. Ramsey | Mgmt | For | | For |
1.6 | Elect Director Frank A. Wojtek | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
4 | Ratify Auditors | Mgmt | For | | For |
5 | Report on Environmental Impacts of Natural Gas Fracturing | SH | Against | | Against |
| | | | | |
Resolute Energy Corporation | | | | | |
Ticker REN | Meeting Date | | Meeting Type | Record Date | |
| 02-Jun-11 | | Annual | 18-Apr-11 | |
| CUSIP: 76116A108 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Richard L. Covington | Mgmt | For | | For |
1.2 | Elect Director James M. Piccone | Mgmt | For | | For |
1.3 | Elect Director Robert M. Swartz | Mgmt | For | | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
3 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
4 | Amend Omnibus Stock Plan | Mgmt | For | | Against |
5 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Express, Inc. | | | | | |
Ticker EXPR | Meeting Date | | Meeting Type | Record Date | |
| 03-Jun-11 | | Annual | 18-Apr-11 | |
| CUSIP: 30219E103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director David C. Dominik | Mgmt | For | | For |
1.2 | Elect Director Sam K. Duncan | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | Against |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
| | | | | |
Premiere Global Services, Inc. | | | | | |
Ticker PGI | Meeting Date | | Meeting Type | Record Date | |
| 15-Jun-11 | | Annual | 07-Apr-11 | |
| CUSIP: 740585104 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Boland T. Jones | Mgmt | For | | For |
1.2 | Elect Director Jeffrey T. Arnold | Mgmt | For | | For |
1.3 | Elect Director Wilkie S. Colyer | Mgmt | For | | For |
1.4 | Elect Director John R. Harris | Mgmt | For | | For |
1.5 | Elect Director W. Steven Jones | Mgmt | For | | For |
1.6 | Elect Director Raymond H. Pirtle, Jr. | Mgmt | For | | For |
1.7 | Elect Director J. Walker Smith, Jr. | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
| | | | | |
The Men's Wearhouse, Inc. | | | | | |
Ticker MW | Meeting Date | | Meeting Type | Record Date | |
| 15-Jun-11 | | Annual | 18-Apr-11 | |
| CUSIP: 587118100 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director George Zimmer | Mgmt | For | | For |
1.2 | Elect Director David H. Edwab | Mgmt | For | | For |
1.3 | Elect Director Rinaldo S. Brutoco | Mgmt | For | | For |
1.4 | Elect Director Michael L. Ray | Mgmt | For | | For |
1.5 | Elect Director Sheldon I. Stein | Mgmt | For | | For |
1.6 | Elect Director Deepak Chopra | Mgmt | For | | For |
1.7 | Elect Director William B. Sechrest | Mgmt | For | | For |
1.8 | Elect Director Larry R. Katzen | Mgmt | For | | For |
1.9 | Elect Director Grace Nichols | Mgmt | For | | For |
1.10 | Elect Director Douglas S. Ewert | Mgmt | For | | For |
2 | Amend Omnibus Stock Plan | Mgmt | For | | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
6 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
IAC/InterActiveCorp | | | | | |
Ticker IACI | Meeting Date | | Meeting Type | Record Date | |
| 16-Jun-11 | | Annual | 25-Apr-11 | |
| CUSIP: 44919P508 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Gregory R. Blatt | Mgmt | For | | For |
1.2 | Elect Director Edgar Bronfman, Jr. | Mgmt | For | | For |
1.3 | Elect Director Barry Diller | Mgmt | For | | For |
1.4 | Elect Director Michael D. Eisner | Mgmt | For | | For |
1.5 | Elect Director Victor A. Kaufman | Mgmt | For | | For |
1.6 | Elect Director Donald R. Keough | Mgmt | For | | For |
1.7 | Elect Director Bryan Lourd | Mgmt | For | | For |
1.8 | Elect Director Arthur C. Martinez | Mgmt | For | | For |
1.9 | Elect Director David Rosenblatt | Mgmt | For | | For |
1.10 | Elect Director Alan G. Spoon | Mgmt | For | | For |
1.11 | Elect Director Alexander von Furstenberg | Mgmt | For | | For |
1.12 | Elect Director Richard F. Zannino | Mgmt | For | | For |
2 | Ratify Auditors | Mgmt | For | | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
4 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
| | | | | |
American Eagle Outfitters, Inc. | | | | | |
Ticker AEO | Meeting Date | | Meeting Type | Record Date | |
| 21-Jun-11 | | Annual | 25-Apr-11 | |
| CUSIP: 02553E106 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Michael G. Jesselson | Mgmt | For | | For |
2 | Elect Director Roger S. Markfield | Mgmt | For | | For |
3 | Elect Director Jay L. Schottenstein | Mgmt | For | | For |
4 | Ratify Auditors | Mgmt | For | | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
6 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
| | | | | |
Phillips-Van Heusen Corporation | | | | | |
Ticker PVH | Meeting Date | | Meeting Type | Record Date | |
| 23-Jun-11 | | Annual | 26-Apr-11 | |
| CUSIP: 718592108 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Mary Baglivo | Mgmt | For | | For |
1.2 | Elect Director Emanuel Chirico | Mgmt | For | | For |
1.3 | Elect Director Juan Figuereo | Mgmt | For | | For |
1.4 | Elect Director Joseph B. Fuller | Mgmt | For | | For |
1.5 | Elect Director Fred Gehring | Mgmt | For | | For |
1.6 | Elect Director Margaret L. Jenkins | Mgmt | For | | For |
1.7 | Elect Director David Landau | Mgmt | For | | For |
1.8 | Elect Director Bruce Maggin | Mgmt | For | | For |
1.9 | Elect Director V. James Marino | Mgmt | For | | For |
1.10 | Elect Director Henry Nasella | Mgmt | For | | For |
1.11 | Elect Director Rita M. Rodriguez | Mgmt | For | | For |
1.12 | Elect Director Craig Rydin | Mgmt | For | | For |
1.13 | Elect Director Christian Stahl | Mgmt | For | | For |
2 | Change Company Name | Mgmt | For | | For |
3 | Amend Omnibus Stock Plan | Mgmt | For | | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
5 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
6 | Ratify Auditors | Mgmt | For | | For |
| | | | | |
Tesco plc | | | | | |
Ticker N/A | Meeting Date | | Meeting Type | Record Date | |
| 02-Jul-10 | | Annual | 30-Jun-10 | |
| CUSIP: G87621101 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | | For |
2 | Approve Remuneration Report | Mgmt | For | | Against |
3 | Approve Final Dividend | Mgmt | For | | For |
4 | Re-elect Ken Hydon as Director | Mgmt | For | | For |
5 | Re-elect Tim Mason as Director | Mgmt | For | | For |
6 | Re-elect Lucy Neville-Rolfe as Director | Mgmt | For | | For |
7 | Re-elect David Potts as Director | Mgmt | For | | For |
8 | Re-elect David Reid as Director | Mgmt | For | | For |
9 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | | For |
10 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | | For |
11 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | | For |
12 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | | For |
13 | Authorise Market Purchase | Mgmt | For | | For |
14 | Authorise EU Political Donations and Expenditure | Mgmt | For | | For |
15 | Approve Share Incentive Plan | Mgmt | For | | For |
16 | Adopt New Articles of Association | Mgmt | For | | For |
17 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | | For |
| | | | | |
Housing Development Finance Corp. Ltd. | | | | | |
Ticker N/A | Meeting Date | | Meeting Type | Record Date | |
| 14-Jul-10 | | Annual | 29-Jun-10 | |
| CUSIP: Y37246157 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | | For |
2 | Approve Dividend of INR 36 Per Share | Mgmt | For | | For |
3 | Reappoint K. Mahindra as Director | Mgmt | For | | Against |
4 | Reappoint D.M. Sukthankar as Director | Mgmt | For | | For |
5 | Reappoint N.M. Munjee as Director | Mgmt | For | | Against |
6 | Approve Deloitte Haskins & Sells as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | | For |
7 | Approve PKF as Branch Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | | For |
8 | Appoint D.S. Parekh as Director | Mgmt | For | | For |
9 | Approve Revision in Remuneration of Managing Directors | Mgmt | For | | For |
10 | Approve Appointment and Remuneration of R.S. Karnad as Managing Director | Mgmt | For | | For |
11 | Approve Appointment and Remuneration of V.S. Rangan as Executive Director | Mgmt | For | | For |
12 | Approve Five-for-One Stock Split and Amend Memorandum and Articles of Association to Reflect Changes in Share Capital | Mgmt | For | | For |
13 | Amend Clause V of the Memorandum of Association to Reflect Changes in Authorized Share Capital | Mgmt | For | | For |
14 | Amend Article 3 of the Articles of Association to Reflect Changes in Authorized Share Capital | Mgmt | For | | For |
| | | | | |
De La Rue plc | | | | | |
Ticker DLAR | Meeting Date | | Meeting Type | Record Date | |
| 22-Jul-10 | | Annual | 20-Jul-10 | |
| CUSIP: G2702K139 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | | For |
2 | Approve Remuneration Report | Mgmt | For | | For |
3 | Approve Final Dividend | Mgmt | For | | For |
4 | Elect Sir Julian Horn-Smith as Director | Mgmt | For | | For |
5 | Elect Victoria Jarman as Director | Mgmt | For | | For |
6 | Elect Colin Child as Director | Mgmt | For | | For |
7 | Re-elect James Hussey as Director | Mgmt | For | | For |
8 | Re-elect Warren East as Director | Mgmt | For | | For |
9 | Re-elect Sir Jeremy Greenstock as Director | Mgmt | For | | For |
10 | Re-elect Gill Rider as Director | Mgmt | For | | For |
11 | Re-elect Nicholas Brookes as Director | Mgmt | For | | For |
12 | Reappoint KPMG Audit plc as Auditors | Mgmt | For | | For |
13 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | | For |
14 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | | For |
15 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | | For |
16 | Authorise Market Purchase | Mgmt | For | | For |
17 | Authorise EU Political Donations and Expenditure | Mgmt | For | | For |
18 | Approve Annual Bonus Plan and Performance Share Plan | Mgmt | For | | Against |
19 | Adopt New Articles of Association | Mgmt | For | | For |
20 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | | For |
| | | | | |
SABMiller plc | | | | | |
Ticker SAB | Meeting Date | | Meeting Type | Record Date | |
| 22-Jul-10 | | Annual | 20-Jul-10 | |
| CUSIP: G77395104 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | | For |
2 | Approve Remuneration Report | Mgmt | For | | For |
3 | Elect Mark Armour as Director | Mgmt | For | | For |
4 | Elect Howard Willard as Director | Mgmt | For | | For |
5 | Re-elect Meyer Kahn as Director | Mgmt | For | | For |
6 | Re-elect John Manser as Director | Mgmt | For | | For |
7 | Re-elect Dinyar Devitre as Director | Mgmt | For | | For |
8 | Re-elect Miles Morland as Director | Mgmt | For | | For |
9 | Re-elect Cyril Ramaphosa as Director | Mgmt | For | | For |
10 | Re-elect Malcolm Wyman as Director | Mgmt | For | | For |
11 | Approve Final Dividend | Mgmt | For | | For |
12 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | | For |
13 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | | For |
14 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | | For |
15 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | | For |
16 | Authorise Market Purchase | Mgmt | For | | For |
17 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | | For |
18 | Adopt New Articles of Association | Mgmt | For | | For |
| | | | | |
Scottish and Southern Energy plc | | | | | |
Ticker SSE | Meeting Date | | Meeting Type | Record Date | |
| 22-Jul-10 | | Annual | 20-Jul-10 | |
| CUSIP: G7885V109 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | | For |
2 | Approve Remuneration Report | Mgmt | For | | For |
3 | Approve Final Dividend | Mgmt | For | | For |
4 | Re-elect Nick Baldwin as Director | Mgmt | For | | For |
5 | Re-elect Richard Gillingwater as Director | Mgmt | For | | For |
6 | Re-elect Alistair Phillips-Davies as Director | Mgmt | For | | For |
7 | Reappoint KPMG Audit plc as Auditors | Mgmt | For | | For |
8 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | | For |
9 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | | For |
10 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | | For |
11 | Authorise Market Purchase | Mgmt | For | | For |
12 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | | For |
13 | Adopt New Articles of Association | Mgmt | For | | For |
14 | Approve Scrip Dividend | Mgmt | For | | For |
| | | | | |
ITC Ltd. | | | | | |
Ticker N/A | Meeting Date | | Meeting Type | Record Date | |
| 23-Jul-10 | | Annual | | |
| CUSIP: Y4211T171 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | | For |
2 | Approve Special Centenary Dividend of INR 5.50 Per Share and Dividend of INR 4.50 Per Share | Mgmt | For | | For |
3 | Appoint Directors in Place of Those Retiring by Rotation | Mgmt | For | | Against |
4 | Approve Deloitte Haskins & Sells as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | | For |
5 | Appoint A. Baijal as Director | Mgmt | For | | Against |
6 | Appoint A. Banerjee as Director | Mgmt | For | | For |
7 | Appoint A.V.G. Kumar as Director | Mgmt | For | | For |
8 | Approve Appointment and Remuneration of K.N. Grant as Executive Director | Mgmt | For | | For |
9 | Approve Appointment and Remuneration of A. Singh as Executive Director | Mgmt | For | | For |
10 | Approve Revision in Remuneration of Executive Directors | Mgmt | For | | For |
11 | Approve Increase in Authorized Share Capital from INR 5 Billion to INR 10 Billion by the Creation of Additional 5 Billion Ordinary Shares | Mgmt | For | | For |
12 | Amend Article 4 of the Articles of Association to Reflect Increase in Authorized Share Capital | Mgmt | For | | For |
13 | Authorize Capitalization of Reserves for Bonus Issue of Ordinary Shares on the Basis of One Bonus Share for Every One Existing Ordinary Share Held | Mgmt | For | | For |
14 | Approve ITC Employee Stock Option Scheme - 2010 (Scheme) | Mgmt | For | | Against |
15 | Approve Stock Option Plan Grants to Employees Including Executive Directors of Subsidiary Companies Under the Sheme | Mgmt | For | | Against |
| | | | | |
Cipla Limited | | | | | |
Ticker N/A | Meeting Date | | Meeting Type | Record Date | |
| 25-Aug-10 | | Annual | 11-Aug-10 | |
| CUSIP: Y1633P142 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | | For |
2 | Approve Dividend of INR 2.00 Per Share | Mgmt | For | | For |
3 | Reappoint H.R. Manchanda as Director | Mgmt | For | | For |
4 | Reappoint R. Shroff as Director | Mgmt | For | | For |
5 | Approve R.G.N. Price & Co. and V. Sankar Aiyar & Co. as Joint Statutory Auditors and Appoint Branch Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | | For |
6 | Approve Appointment and Remuneration of K. Hamied, Relative of a Director, as a Member of the Management Team | Mgmt | For | | For |
| | | | | |
Colruyt SA | | | | | |
Ticker N/A | Meeting Date | | Meeting Type | Record Date | |
| 15-Sep-10 | | Annual | | |
| CUSIP: B26882165 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
| Annual Meeting | Mgmt | | | |
1 | Receive and Approve Directors' and Auditors' Reports, and Report of the Works Council | Mgmt | For | | For |
2a | Accept Financial Statements | Mgmt | For | | For |
2b | Accept Consolidated Financial Statements | Mgmt | For | | For |
3 | Approve Dividends of EUR 4.48 Per Share | Mgmt | For | | For |
4 | Approve Allocation of Income | Mgmt | For | | Against |
5 | Approve Profit Participation of Employees Through Allotment of Repurchased Shares of Colruyt | Mgmt | For | | For |
6 | Approve Discharge of Directors | Mgmt | For | | For |
7 | Approve Discharge of Auditors | Mgmt | For | | For |
8a | Elect Jef Colruyt as Director | Mgmt | For | | Against |
8b | Elect Wim Colruyt as Director | Mgmt | For | | Against |
9 | Ratify KPMG as Auditors and Approve Auditors' Remuneration | Mgmt | For | | For |
10 | Transact Other Business | Mgmt | | | |
| | | | | |
Bharat Heavy Electricals Ltd. | | | | | |
Ticker 500103 | Meeting Date | | Meeting Type | Record Date | |
| 17-Sep-10 | | Annual | | |
| CUSIP: Y0882L117 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | | For |
2 | Approve Final Dividend of INR 12.30 Per Share | Mgmt | For | | For |
3 | Reappoint S. Ravi as Director | Mgmt | For | | For |
4 | Reappoint A.K. Basu as Director | Mgmt | For | | For |
5 | Reappoint M.A. Pathan as Director | Mgmt | For | | For |
6 | Authorize Board to Fix Remuneration of Auditors | Mgmt | For | | For |
7 | Appoint A. Saraya as Director | Mgmt | For | | For |
8 | Appoint V.K. Jairath as Director | Mgmt | For | | For |
9 | Appoint O.P. Bhutani as Director | Mgmt | For | | For |
| | | | | |
Hero Honda Motors Ltd. | | | | | |
Ticker 500182 | Meeting Date | | Meeting Type | Record Date | |
| 20-Sep-10 | | Annual | | |
| CUSIP: Y3179Z146 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | | For |
2 | Confirm Interim Silver Jubilee Special Dividend of INR 80 Per Share and Approve Final Dividend of INR 30 Per Share | Mgmt | For | | For |
3 | Reappoint A. Singh as Director | Mgmt | For | | Against |
4 | Reappoint P. Singh as Director | Mgmt | For | | For |
5 | Reappoint S. Fukuda as Director | Mgmt | For | | For |
6 | Reappoint M. Damodaran as Director | Mgmt | For | | For |
7 | Approve A.F. Ferguson & Co as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | | For |
8 | Appoint R. Nath as Director | Mgmt | For | | For |
9 | Appoint A.C. Burman as Director | Mgmt | For | | For |
10 | Appoint S.K. Munjal as Director | Mgmt | For | | For |
11 | Approve Transfer of Register of Members, Documents, and Certificates to Karvy Computershare Pvt Ltd, Registrar and Share Transfer Agents | Mgmt | For | | For |
| | | | | |
Colruyt SA | | | | | |
Ticker N/A | Meeting Date | | Meeting Type | Record Date | |
| 12-Oct-10 | | Special | | |
| CUSIP: B26882165 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
| Special Meeting | Mgmt | | | |
I.1 | Receive and Approve Special Board Report Re: Stock Split | Mgmt | For | | For |
I.2 | Approve 5 for 1 Stock Split | Mgmt | For | | For |
II.1 | Receive and Approve Special Board Report Re: Employee Stock Purchase Plan | Mgmt | For | | For |
II.2 | Receive and Approve Special Auditor Report Re: Employee Stock Purchase Plan | Mgmt | For | | For |
II.3 | Approve Employee Stock Purchase Plan Up To 1,000,000 Shares | Mgmt | For | | For |
II.4 | Approve Fixing of the Price of Shares to Be Issued | Mgmt | For | | For |
II.5 | Eliminate Preemptive Rights Re: Item II.3 | Mgmt | For | | For |
II.6 | Approve Issuance of Equity without Preemptive Rights Re: Item II.3 | Mgmt | For | | For |
II.7 | Approve Subscription Period Re: Item I.3 | Mgmt | For | | For |
II.8 | Authorize Board to Implement Approved Resolutions and Fill Required Documents/Formalities at Trade Registry | Mgmt | For | | For |
III1a | Receive and Approve Special Board Report Re: Authorized Capital | Mgmt | For | | Against |
III1b | Increase Authorized Capital to EUR 200 Million and Amend Article 6 Accordinly | Mgmt | For | | Against |
III1c | Renew Authorization to Increase Share Capital within the Framework of Authorized Capital | Mgmt | For | | Against |
III1d | Authorize Board to Issue Shares in the Event of a Public Tender Offer or Share Exchange Offer | Mgmt | For | | Against |
III.2 | Authorize Board to Repurchase Shares in the Event of a Serious and Imminent Harm | Mgmt | For | | Against |
III.3 | Authorize Reissuance of Repurchased Shares under Item III.2 | Mgmt | For | | Against |
III.4 | Authorize Board to Reissue Repurchased Shares in the Event of a Public Tender Offer or Share Exchange Offer | Mgmt | For | | Against |
IV | Amend Article 20 Re: Share Blocking | Mgmt | For | | For |
V | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Mgmt | For | | For |
| | | | | |
Diageo plc | | | | | |
Ticker DGE | Meeting Date | | Meeting Type | Record Date | |
| 14-Oct-10 | | Annual | 12-Oct-10 | |
| CUSIP: G42089113 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | | For |
2 | Approve Remuneration Report | Mgmt | For | | For |
3 | Approve Final Dividend | Mgmt | For | | For |
4 | Re-elect Peggy Bruzelius as Director | Mgmt | For | | For |
5 | Re-elect Laurence Danon as Director | Mgmt | For | | For |
6 | Re-elect Betsy Holden as Director | Mgmt | For | | For |
7 | Re-elect Lord (Clive) Hollick of Notting Hill as Director | Mgmt | For | | For |
8 | Re-elect Franz Humer as Director | Mgmt | For | | For |
9 | Re-elect Philip Scott as Director | Mgmt | For | | For |
10 | Re-elect Todd Stitzer as Director | Mgmt | For | | For |
11 | Re-elect Paul Walker as Director | Mgmt | For | | For |
12 | Re-elect Paul Walsh as Director | Mgmt | For | | For |
13 | Elect Lord (Mervyn) Davies of Abersoch as Director | Mgmt | For | | For |
14 | Elect Deirdre Mahlan as Director | Mgmt | For | | For |
15 | Reappoint KPMG Audit plc as Auditors | Mgmt | For | | For |
16 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | | For |
19 | Authorise Market Purchase | Mgmt | For | | For |
20 | Authorise EU Political Donations and Expenditure | Mgmt | For | | For |
21 | Amend Diageo 2001 Share Incentive Plan | Mgmt | For | | For |
22 | Approve Diageo 2010 Sharesave Plan | Mgmt | For | | For |
23 | Authorise the Company to Establish International Share Plans | Mgmt | For | | For |
24 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | | For |
| | | | | |
Woolworths Ltd. | | | | | |
Ticker WOW | Meeting Date | | Meeting Type | Record Date | |
| 18-Nov-10 | | Annual | 16-Nov-10 | |
| CUSIP: Q98418108 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Receive the Financial Statements and Statutory Reports for the Fiscal Year Ended June 27, 2010 | Mgmt | | | |
2 | Approve the Remuneration Report for the Fiscal Year Ended June 27, 2010 | Mgmt | For | | For |
3(a) | Elect Jayne Hrdlicka as a Director | Mgmt | For | | For |
3(b) | Elect Stephen Mayne as a Director | SH | Against | | Against |
3(c) | Elect Ian John Macfarlane | Mgmt | For | | For |
4 | Approve the Woolworths Long Term Incentive Plan | Mgmt | For | | For |
5 | Approve the Amendments to the Company's Constitution Regarding the Apportionment of Dividends and Superannuation Contributions | Mgmt | For | | For |
6 | Approve the Increase in the Remuneration of Non-Executive Directors to A$4 Million Per Annum | Mgmt | For | | For |
| | | | | |
Cetip SA | | | | | |
Ticker CTIP3 | Meeting Date | | Meeting Type | Record Date | |
| 20-Dec-10 | | Special | | |
| CUSIP: P23840104 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Authorize Issuance of Non-Convertible Debentures | Mgmt | For | | For |
| | | | | |
REDECARD SA | | | | | |
Ticker RDCD3 | Meeting Date | | Meeting Type | Record Date | |
| 20-Dec-10 | | Special | | |
| CUSIP: P79941103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Increase Share Capital via Capitalization of Reserves | Mgmt | For | | For |
2 | Amend Article 5 Re: Increase Share Capital | Mgmt | For | | For |
3 | Consolidate ByLaws | Mgmt | For | | For |
| | | | | |
Cetip SA | | | | | |
Ticker CTIP3 | Meeting Date | | Meeting Type | Record Date | |
| 22-Dec-10 | | Special | | |
| CUSIP: P23840104 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Ratify Acquisition of GRV Solutions SA | Mgmt | For | | For |
| | | | | |
Cetip SA | | | | | |
Ticker CTIP3 | Meeting Date | | Meeting Type | Record Date | |
| 29-Dec-10 | | Special | | |
| CUSIP: P23840104 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Approve Protocol and Justification of Incorporation to Absorb GRV Solutions SA by Cetip SA | Mgmt | For | | For |
2 | Appoint Independent Firm to Appraise Proposed Absorption | Mgmt | For | | For |
3 | Approve Independent Firm's Appraisal Report | Mgmt | For | | For |
4 | Approve Absorption Agreement | Mgmt | For | | For |
5 | Amend Articles re: Change Business Lines, Reflect Capital Increase, Establish Titles of Executive Committee Members | Mgmt | For | | For |
6 | Approve Stock Option Plan | Mgmt | For | | Against |
| | | | | |
Imperial Tobacco Group plc | | | | | |
Ticker IMT | Meeting Date | | Meeting Type | Record Date | |
| 02-Feb-11 | | Annual | 31-Jan-11 | |
| CUSIP: G4721W102 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | | For |
2 | Approve Remuneration Report | Mgmt | For | | For |
3 | Approve Final Dividend | Mgmt | For | | For |
4 | Re-elect Ken Burnett as Director | Mgmt | For | | For |
5 | Re-elect Alison Cooper as Director | Mgmt | For | | For |
6 | Re-elect Robert Dyrbus as Director | Mgmt | For | | For |
7 | Re-elect Michael Herlihy as Director | Mgmt | For | | For |
8 | Re-elect Pierre Jungels as Director | Mgmt | For | | For |
9 | Re-elect Susan Murray as Director | Mgmt | For | | For |
10 | Re-elect Iain Napier as Director | Mgmt | For | | For |
11 | Re-elect Berge Setrakian as Director | Mgmt | For | | For |
12 | Re-elect Mark Williamson as Director | Mgmt | For | | For |
13 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | | For |
14 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | | For |
15 | Authorise EU Political Donations and Expenditure | Mgmt | For | | For |
16 | Extend the Grant of Options under the French Appendix to the Imperial Tobacco Group International Sharesave Plan | Mgmt | For | | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | | For |
19 | Authorise Market Purchase | Mgmt | For | | For |
20 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | | For |
21 | Adopt New Articles of Association | Mgmt | For | | For |
| | | | | |
Novartis AG | | | | | |
Ticker NOVN | Meeting Date | | Meeting Type | Record Date | |
| 22-Feb-11 | | Annual | 17-Feb-11 | |
| CUSIP: H5820Q150 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | | For |
2 | Approve Discharge of Board and Senior Management | Mgmt | For | | For |
3 | Approve Allocation of Income and Dividends of CHF 2.20 per Share | Mgmt | For | | For |
4 | Approve Remuneration System | Mgmt | For | | Against |
5a | Reelect Ann Fudge as Director | Mgmt | For | | For |
5b | Reelect Pierre Landolt as Director | Mgmt | For | | For |
5c | Reelect Ulrich Lehner as Director | Mgmt | For | | For |
5d | Elect Enrico Vanni as Director | Mgmt | For | | For |
6 | Ratify PricewaterhouseCoopers AG as Auditors | Mgmt | For | | For |
| | | | | |
Jain Irrigation Systems Ltd | | | | | |
Ticker 500219 | Meeting Date | | Meeting Type | Record Date | |
| 09-Mar-11 | | Special | | |
| CUSIP: N/A | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Approve Issuance of up to 33.1 Million Ordinary Shares without Preemptive Rights through Qualified Institutional Placement | Mgmt | For | | For |
2 | Approve Issuance of up to 6.1 Million Warrants to Jain Brothers Industries Pvt Ltd, Anil Bhavarlal Jain, and Atul Bhavarlal Jain, Members of the Promoters Group | Mgmt | For | | For |
| | | | | |
Wal-Mart de Mexico S.A.B. de C.V. | | | | | |
Ticker WALMEXV | Meeting Date | | Meeting Type | Record Date | |
| 10-Mar-11 | | Annual | | |
| CUSIP: P98180105 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Accept Board of Directors Report | Mgmt | For | | For |
2 | Accept CEO's Report | Mgmt | For | | For |
3 | Accept Report of Audit and Corporate Governance Committees | Mgmt | For | | For |
4 | Approve Financial Statements for Fiscal Year Ended Dec. 31, 2010 | Mgmt | For | | For |
5 | Present Report on the Share Repurchase Reserves | Mgmt | For | | For |
6 | Approve to Cancel Company Treasury Shares | Mgmt | For | | For |
7 | Amend Clause Five of Company Bylaws | Mgmt | For | | For |
8 | Approve Allocation of Income for Fiscal Year Ended Dec. 31, 2010 | Mgmt | For | | For |
9 | Approve Dividend of MXN 0.38 Per Share and Extraordinary Dividend of MXN 0.17 per Share | Mgmt | For | | For |
10 | Accept Report on Adherence to Fiscal Obligations | Mgmt | For | | For |
11 | Accept Report Re: Employee Stock Purchase Plan | Mgmt | For | | For |
12 | Accept Report Re: Wal-Mart de Mexico Foundation | Mgmt | For | | For |
13 | Ratify Board of Directors' Actions Between Fiscal Year Jan. 1 - Dec. 31, 2010 | Mgmt | For | | For |
14 | Elect Board Members | Mgmt | For | | For |
15 | Elect Audit and Corporate Governance Committee Chairs | Mgmt | For | | For |
| | | | | |
Jain Irrigation Systems Ltd | | | | | |
Ticker 500219 | Meeting Date | | Meeting Type | Record Date | |
| 14-Mar-11 | | Special | | |
| CUSIP: N/A | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
| Postal Ballot | Mgmt | | | |
1 | Amend Memorandum and Articles of Association to Reflect Changes in Authorized Share Capital | Mgmt | For | | For |
2 | Authorize Capitalization of Reserves for Bonus Issue in the Ratio of One Equity Share - Differential Voting Rights for Every 20 Existing Ordinary Equity Shares Held | Mgmt | For | | For |
3 | Approve Transfer of the Solar Business to a Newly Incorporated Wholly Owned Subsidiary | Mgmt | For | | For |
4 | Amend Other Objects Clause of the Memorandum of Association | Mgmt | For | | For |
| | | | | |
Covidien Public Limited Company | | | | | |
Ticker COV | Meeting Date | | Meeting Type | Record Date | |
| 15-Mar-11 | | Annual | 12-Jan-11 | |
| CUSIP: G2554F105 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Craig Arnold | Mgmt | For | | For |
2 | Elect Director Robert H. Brust | Mgmt | For | | For |
3 | Elect Director John M. Connors, Jr. | Mgmt | For | | For |
4 | Elect Director Christopher J. Coughlin | Mgmt | For | | For |
5 | Elect Director Timothy M. Donahue | Mgmt | For | | For |
6 | Elect Director Kathy J. Herbert | Mgmt | For | | For |
7 | Elect Director Randall J. Hogan III | Mgmt | For | | For |
8 | Elect Director Richard J. Meelia | Mgmt | For | | For |
9 | Elect Director Dennis H. Reilley | Mgmt | For | | For |
10 | Elect Director Tadataka Yamada | Mgmt | For | | For |
11 | Elect Director Joseph A. Zaccagnino | Mgmt | For | | For |
12 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | | For |
13 | Approve Reverse Stock Split Immediately Followed by a Forward Stock Split | Mgmt | For | | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
15 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
| | | | | |
Souza Cruz S.A | | | | | |
Ticker CRUZ3 | Meeting Date | | Meeting Type | Record Date | |
| 18-Mar-11 | | Annual | | |
| CUSIP: P26663107 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Mgmt | For | | For |
2 | Approve Allocation of Income and Dividends | Mgmt | For | | For |
3 | Elect Director | Mgmt | For | | For |
4 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Mgmt | For | | For |
5 | Install Fiscal Council | Mgmt | For | | For |
6 | Elect Fiscal Council Members and Approve their Remuneration | Mgmt | For | | For |
| | | | | |
Souza Cruz S.A | | | | | |
Ticker CRUZ3 | Meeting Date | | Meeting Type | Record Date | |
| 18-Mar-11 | | Special | | |
| CUSIP: P26663107 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Approve 5:1 Stock Split | Mgmt | For | | For |
2 | Approve Agreement to Absorb Souza Cruz Trading SA | Mgmt | For | | For |
3 | Appoint Independent Firm to Appraise Proposed Absorption | Mgmt | For | | For |
4 | Approve Independent Firm's Approval | Mgmt | For | | For |
5 | Approve Absorption of Souza Cruz Trading SA | Mgmt | For | | For |
| | | | | |
Novo Nordisk A/S | | | | | |
Ticker N/A | Meeting Date | | Meeting Type | Record Date | |
| 23-Mar-11 | | Annual | 16-Mar-11 | |
| CUSIP: K7314N152 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Receive Report of Board | Mgmt | | | |
2 | Receive and Approve Financial Statements and Statutory Reports | Mgmt | For | | For |
3.1 | Approve Remuneration of Directors for 2010 | Mgmt | For | | For |
3.2 | Approve Remuneration of Directors for 2011 | Mgmt | For | | For |
4 | Approve Allocation of Income and Dividends of DKK 10 for Each Novo Nordisk B Share of DKK 1 and for Each Novo Nordisk A Share of DKK 1 | Mgmt | For | | For |
5.1a | Reelect Sten Scheibye as Director | Mgmt | For | | For |
5.1b | Reelect Goran Ando as Director | Mgmt | For | | For |
5.1c | Elect Bruno Angelici as New Director | Mgmt | For | | For |
5.1d | Reelect Henrik Gurtler as Director | Mgmt | For | | For |
5.1e | Elect Thomas Koestler as New Director | Mgmt | For | | For |
5.1f | Reelect Kurt Nielsen as Director | Mgmt | For | | For |
5.1g | Reelect Hannu Ryopponen as Director | Mgmt | For | | For |
5.1h | Reelect Jorgen Wedel as Director | Mgmt | For | | For |
5.2 | Elect Sten Scheibye as Chairman of the Board | Mgmt | For | | For |
5.3 | Elect Goran Ando as Vice Chairman of the Board | Mgmt | For | | For |
6 | Ratify PricewaterhouseCoopers as Auditor | Mgmt | For | | For |
7.1 | Approve DKK 20.0 Million Reduction in Class B Share Capital via Share Cancellation | Mgmt | For | | For |
7.2 | Authorize Repurchase up to 10 Percent of Share Capital | Mgmt | For | | Against |
7.3a | Delete Article 2 Specifying Location of Registered Office | Mgmt | For | | For |
7.3b | Amend Articles Re: Removal of the Requirement to Advertise the Notice in Two Daily Newspapers | Mgmt | For | | For |
7.3c | Amend Articles Re: Introduce Age Limit of 70 Years for Board Members | Mgmt | For | | Against |
7.4 | Amend Guidelines for Incentive-Based Compensation for Executive Management and Board | Mgmt | For | | For |
8 | Other Business | Mgmt | | | |
| | | | | |
Domino's Pizza UK & IRL plc | | | | | |
Ticker DOM | Meeting Date | | Meeting Type | Record Date | |
| 30-Mar-11 | | Annual | 28-Mar-11 | |
| CUSIP: G2811T120 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | | For |
2 | Reappoint Ernst & Young LLP as Auditors | Mgmt | For | | For |
3 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | | For |
4 | Approve Final Dividend | Mgmt | For | | For |
5 | Re-elect Stephen Hemsley as Director | Mgmt | For | | For |
6 | Re-elect Colin Halpern as Director | Mgmt | For | | For |
7 | Re-elect Chris Moore as Director | Mgmt | For | | For |
8 | Re-elect Lee Ginsberg as Director | Mgmt | For | | For |
9 | Re-elect Nigel Wray as Director | Mgmt | For | | For |
10 | Re-elect John Hodson as Director | Mgmt | For | | For |
11 | Re-elect Michael Shallow as Director | Mgmt | For | | For |
12 | Re-elect Peter Klauber as Director | Mgmt | For | | For |
13 | Elect Lance Batchelor as Director | Mgmt | For | | For |
14 | Approve Remuneration Report | Mgmt | For | | Against |
15 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | | For |
16 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | | For |
17 | Authorise Market Purchase | Mgmt | For | | For |
18 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | | For |
| | | | | |
QBE Insurance Group Ltd. | | | | | |
Ticker QBE | Meeting Date | | Meeting Type | Record Date | |
| 05-Apr-11 | | Annual | 01-Apr-11 | |
| CUSIP: Q78063114 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
2 | Approve the Adoption of the Remuneration Report | Mgmt | For | | For |
3 | Approve the Grant of Up to 107,951 Conditional Rights Under the 2010 QBE Incentive Scheme and 2010 Long Term Incentive Plan to Frank O'Halloran, Chief Executive Officer of the Company | Mgmt | For | | For |
4 | Approve the Giving of Termination Benefits Under the QBE Incentive Scheme and Long Term Incentive Plan Pursuant to the Corporations Act | Mgmt | For | | For |
5 | Elect Charles Irby as a Director | Mgmt | For | | For |
| | | | | |
Novartis AG | | | | | |
Ticker NOVN | Meeting Date | | Meeting Type | Record Date | |
| 08-Apr-11 | | Special | 05-Apr-11 | |
| CUSIP: H5820Q150 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Approve Merger Agreement with Alcon Inc. | Mgmt | For | | For |
1.2 | Approve Creation of CHF 54 Million Pool of Authorized Capital in Connection with Merger Agreement with Alcon Inc. | Mgmt | For | | For |
| | | | | |
Nestle SA | | | | | |
Ticker NESN | Meeting Date | | Meeting Type | Record Date | |
| 14-Apr-11 | | Annual | 07-Apr-11 | |
| CUSIP: H57312649 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Accept Financial Statements and Statutory Reports | Mgmt | For | | For |
1.2 | Approve Remuneration Report | Mgmt | For | | For |
2 | Approve Discharge of Board and Senior Management | Mgmt | For | | For |
3 | Approve Allocation of Income and Dividends of CHF 1.85 per Share | Mgmt | For | | For |
4.1.1 | Reelect Paul Bulcke as Director | Mgmt | For | | For |
4.1.2 | Reelect Andreas Koopmann as Director | Mgmt | For | | For |
4.1.3 | Reelect Rolf Haenggi as Director | Mgmt | For | | For |
4.1.4 | Reelect Jean-Pierre Meyers as Director | Mgmt | For | | For |
4.1.5 | Reelect Naina Lal Kidwai as Director | Mgmt | For | | For |
4.1.6 | Reelect Beat Hess as Director | Mgmt | For | | For |
4.2 | Elect Ann Veneman as Director | Mgmt | For | | For |
4.3 | Ratify KPMG AG as Auditors | Mgmt | For | | For |
5 | Approve CHF 16.5 Million Reduction in Share Capital via Cancellation of 165 Million Shares | Mgmt | For | | For |
| | | | | |
Oversea-Chinese Banking Corp. Ltd. | | | | | |
Ticker O39 | Meeting Date | | Meeting Type | Record Date | |
| 15-Apr-11 | | Annual | | |
| CUSIP: Y64248209 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Adopt Financial Statements and Directors' and Auditors' Reports | Mgmt | For | | For |
2a | Reelect Lee Seng Wee as Director | Mgmt | For | | For |
2b | Reelect Patrick Yeoh Khwai Hoh as Director | Mgmt | For | | For |
3a | Reelect Cheong Choong Kong as Director | Mgmt | For | | For |
3b | Reelect Lee Tih Shih as Director | Mgmt | For | | For |
3c | Reelect Pramukti Surjaudaja as Director | Mgmt | For | | For |
4 | Reelect Lai Tek Poh as Director | Mgmt | For | | For |
5 | Declare Final Dividend of SGD 0.15 Per Share | Mgmt | For | | For |
6a | Approve Non-Executive Directors' Fees of SGD 1.4 Million for the Year Ended Dec. 31, 2010 | Mgmt | For | | For |
6a | Approve Issuance of 6,000 Shares for each Non-Executive Director | Mgmt | For | | For |
7 | Appoint Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | | For |
8a | Approve Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Mgmt | For | | For |
8b | Approve Issuance of Shares without Preemptive Rights | Mgmt | For | | For |
9 | Approve Issuance of Shares and Grant of Awards Pursuant to the OCBC Share Option Scheme 2001 and OCBC Employee Share Purchase Plan | Mgmt | For | | For |
10 | Approve Issuance of Shares Pursuant to the Oversea-Chinese Banking Corporation Limited Scrip Dividend Scheme | Mgmt | For | | For |
11 | Approve Issuance of Preference Shares | Mgmt | For | | For |
| | | | | |
Oversea-Chinese Banking Corp. Ltd. | | | | | |
Ticker O39 | Meeting Date | | Meeting Type | Record Date | |
| 15-Apr-11 | | Special | | |
| CUSIP: Y64248209 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Authorize Share Repurchase Program | Mgmt | For | | For |
2 | Approve Extension of the Duration of the OCBC Share Option Scheme 2001 | Mgmt | For | | For |
| | | | | |
Nestle India Ltd. | | | | | |
Ticker 500790 | Meeting Date | | Meeting Type | Record Date | |
| 19-Apr-11 | | Annual | | |
| CUSIP: Y6268T111 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | | For |
2 | Approve Final Dividend of INR 12.50 Per Share and Confirm Interim Dividends of INR 36.00 Per Share | Mgmt | For | | For |
3 | Approve A.F. Ferguson & Co. as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | | For |
4 | Appoint R. Mohan as Director | Mgmt | For | | For |
5 | Appoint S.A. Piramal as Director | Mgmt | For | | For |
6 | Appoint C. Schmid as Director | Mgmt | For | | Against |
7 | Approve Appointment and Remuneration of C. Schmid as Director - Technical | Mgmt | For | | Against |
8 | Approve Increase in Borrowing Powers to INR 25 Billion | Mgmt | For | | Against |
9 | Approve Commission Remuneration for Non-Executive Directors | Mgmt | For | | For |
| | | | | |
Bunzl plc | | | | | |
Ticker BNZL | Meeting Date | | Meeting Type | Record Date | |
| 20-Apr-11 | | Annual | 18-Apr-11 | |
| CUSIP: G16968110 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | | For |
2 | Approve Final Dividend | Mgmt | For | | For |
3 | Re-elect Philip Rogerson as Director | Mgmt | For | | For |
4 | Re-elect Michael Roney as Director | Mgmt | For | | For |
5 | Re-elect Pat Larmon as Director | Mgmt | For | | For |
6 | Re-elect Brian May as Director | Mgmt | For | | For |
7 | Re-elect Ulrich Wolters as Director | Mgmt | For | | For |
8 | Re-elect Peter Johnson as Director | Mgmt | For | | For |
9 | Re-elect David Sleath as Director | Mgmt | For | | For |
10 | Elect Eugenia Ulasewicz as Director | Mgmt | For | | For |
11 | Reappoint KPMG Audit plc as Auditors and Authorise Their Remuneration | Mgmt | For | | For |
12 | Approve Remuneration Report | Mgmt | For | | Against |
13 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | | For |
14 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | | For |
15 | Authorise Market Purchase | Mgmt | For | | For |
16 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | | For |
17 | Approve Employee Stock Purchase Plan (US) 2011 | Mgmt | For | | For |
18 | Approve Sharesave Scheme 2011 | Mgmt | For | | For |
| | | | | |
Muenchener Rueckversicherungs-Gesellschaft AG | | | | | |
Ticker MUV2 | Meeting Date | | Meeting Type | Record Date | |
| 20-Apr-11 | | Annual | | |
| CUSIP: D55535104 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1a | Receive Supervisory Board, Corporate Governance, and Remuneration Report for Fiscal 2010 (Non-Voting) | Mgmt | | | |
1b | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Mgmt | | | |
2 | Approve Allocation of Income and Dividends of EUR 6.25 per Share | Mgmt | For | | For |
3 | Approve Discharge of Management Board for Fiscal 2010 | Mgmt | For | | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2010 | Mgmt | For | | For |
5 | Approve Remuneration System for Management Board Members | Mgmt | For | | For |
6 | Elect Annika Falkengren to the Supervisory Board | Mgmt | For | | For |
7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Mgmt | For | | For |
8 | Authorize Use of Financial Derivatives when Repurchasing Shares | Mgmt | For | | For |
9 | Approve Employee Stock Purchase Plan; Approve Creation of EUR 10 Million Pool of Capital for Employee Stock Purchase Plan | Mgmt | For | | For |
| | | | | |
Redecard S.A | | | | | |
Ticker RDCD3 | Meeting Date | | Meeting Type | Record Date | |
| 20-Apr-11 | | Annual | | |
| CUSIP: P79941103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Mgmt | For | | For |
2 | Approve Allocation of Income and Dividends | Mgmt | For | | For |
3 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Audit Committee Members | Mgmt | For | | Against |
| | | | | |
Redecard S.A | | | | | |
Ticker RDCD3 | Meeting Date | | Meeting Type | Record Date | |
| 20-Apr-11 | | Special | | |
| CUSIP: P79941103 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Amend Stock Option Plan | Mgmt | For | | Against |
| | | | | |
Souza Cruz S.A | | | | | |
Ticker CRUZ3 | Meeting Date | | Meeting Type | Record Date | |
| 25-Apr-11 | | Special | | |
| CUSIP: P26663107 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director | Mgmt | For | | For |
2 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Mgmt | For | | For |
3 | Install Fiscal Council | Mgmt | For | | For |
4 | Elect Fiscal Council Members and Determine their Remuneration | Mgmt | For | | For |
| | | | | |
Anheuser-Busch InBev SA | | | | | |
Ticker N/A | Meeting Date | | Meeting Type | Record Date | |
| 26-Apr-11 | | Annual/Special | | |
| CUSIP: B6399C107 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
| Annual and Special Meeting | Mgmt | | | |
| Special Meeting | Mgmt | | | |
A1 | Change Date of Annual Meeting | Mgmt | For | | For |
A2 | Amend Articles Re: Variable Remuneration | Mgmt | For | | Against |
A3a | Approve Condition Precedent | Mgmt | For | | For |
A3b | Amend Article 24 Re: Shareholder Rights Act | Mgmt | For | | For |
A3c | Amend Article 25 Re: Shareholder Rights Act | Mgmt | For | | For |
A3d | Amend Article 26bis Re: Shareholder Rights Act | Mgmt | For | | For |
A3e | Amend Article 28 Re: Shareholder Rights Act | Mgmt | For | | For |
A3f | Amend Article 30 Re: Shareholder Rights Act | Mgmt | For | | For |
A3g | Delete Article36bis | Mgmt | For | | For |
A4a | Receive Special Board Report | Mgmt | | | |
A4b | Receive Special Auditor Report | Mgmt | | | |
A4c | Eliminate Preemptive Rights Re: Item A4d | Mgmt | For | | Against |
A4d | Approve Issuance of Stock Options for Board Members | Mgmt | For | | Against |
A4e | Amend Articles to Reflect Changes in Capital | Mgmt | For | | Against |
A4f | Approve Deviation from Belgian Company Law Provision Re: Stock Options to Independent Directors | Mgmt | For | | Against |
A4g | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Mgmt | For | | Against |
| Annual Meeting | Mgmt | | | |
B1 | Receive Directors' Report (Non-Voting) | Mgmt | | | |
B2 | Receive Auditors' Report (Non-Voting) | Mgmt | | | |
B3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Mgmt | | | |
B4 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 0.80 per Share | Mgmt | For | | For |
B5 | Approve Discharge of Directors | Mgmt | For | | For |
B6 | Approve Discharge of Auditors | Mgmt | For | | For |
B7 | Receive Information on Resignation of Arnoud de Pret, Jean-Luc Dehaene, and August Busch IV as Director | Mgmt | | | |
B8a | Elect Stefan Descheemaecker as Director | Mgmt | For | | Against |
B8b | Elect Paul Cornet de Ways Ruartas Director | Mgmt | For | | Against |
B8c | Reelect Kees Storm as Independent Director | Mgmt | For | | For |
B8d | Reelect Peter Harf as Independent Director | Mgmt | For | | For |
B8e | Elect Olivier Goudet as Independent Director | Mgmt | For | | For |
B9a | Approve Remuneration Report | Mgmt | For | | Against |
B9b | Approve Omnibus Stock Plan | Mgmt | For | | Against |
B10a | Approve Change-of-Control Clause Re : Updated EMTN Program | Mgmt | For | | For |
B10b | Approve Change-of-Control Clause Re : US Dollar Notes | Mgmt | For | | For |
B10c | Approve Change-of-Control Clause Re : Notes Issued under Anheuser-Busch InBev's Shelf Registration Statement | Mgmt | For | | For |
B10d | Approve Change-of-Control Clause Re : CAD Dollar Notes | Mgmt | For | | For |
C1 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Mgmt | For | | For |
| | | | | |
Canadian National Railway Company | | | | | |
Ticker CNR | Meeting Date | | Meeting Type | Record Date | |
| 27-Apr-11 | | Annual | 09-Mar-11 | |
| CUSIP: 136375102 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Michael R. Armellino as Director | Mgmt | For | | For |
2 | Elect A. Charles Baillie as Director | Mgmt | For | | For |
3 | Elect Hugh J. Bolton as Director | Mgmt | For | | For |
4 | Elect Donald J. Carty as Director | Mgmt | For | | For |
5 | Elect Gordon D. Giffin as Director | Mgmt | For | | For |
6 | Elect Edith E. Holiday as Director | Mgmt | For | | For |
7 | Elect V. Maureen Kempston Darkes as Director | Mgmt | For | | For |
8 | Elect Denis Losier as Director | Mgmt | For | | For |
9 | Elect Edward C. Lumley as Director | Mgmt | For | | For |
10 | Elect David G.A. McLean as Director | Mgmt | For | | For |
11 | Elect Claude Mongeau as Director | Mgmt | For | | For |
12 | Elect James E. O'Connor as Director | Mgmt | For | | For |
13 | Elect Robert Pace as Director | Mgmt | For | | For |
2 | Ratify KPMG LLP as Auditors | Mgmt | For | | For |
3 | Advisory Vote on Executive Compensation Approach | Mgmt | For | | For |
| | | | | |
British American Tobacco plc | | | | | |
Ticker BATS | Meeting Date | | Meeting Type | Record Date | |
| 28-Apr-11 | | Annual | 26-Apr-11 | |
| CUSIP: G1510J102 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | | For |
2 | Approve Remuneration Report | Mgmt | For | | For |
3 | Approve Final Dividend | Mgmt | For | | For |
4 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | | For |
5 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | | For |
6 | Re-elect Richard Burrows as Director | Mgmt | For | | For |
7 | Re-elect Karen de Segundo as Director | Mgmt | For | | For |
8 | Re-elect Nicandro Durante as Director | Mgmt | For | | For |
9 | Re-elect Robert Lerwill as Director | Mgmt | For | | For |
10 | Re-elect Christine Morin-Postel as Director | Mgmt | For | | For |
11 | Re-elect Gerry Murphy as Director | Mgmt | For | | For |
12 | Re-elect Anthony Ruys as Director | Mgmt | For | | For |
13 | Re-elect Sir Nicholas Scheele as Director | Mgmt | For | | For |
14 | Re-elect Ben Stevens as Director | Mgmt | For | | For |
15 | Elect John Daly as Director | Mgmt | For | | For |
16 | Elect Kieran Poynter as Director | Mgmt | For | | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | | For |
19 | Authorise Market Purchase | Mgmt | For | | For |
20 | Amend Long Term Incentive Plan | Mgmt | For | | Against |
21 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | | For |
| | | | | |
Cpfl Energia S.A | | | | | |
Ticker CPFE3 | Meeting Date | | Meeting Type | Record Date | |
| 28-Apr-11 | | Annual | | |
| CUSIP: P3179C105 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Mgmt | For | | For |
2 | Approve Allocation of Income and Dividends | Mgmt | For | | For |
3 | Elect Directors and Their Alternates | Mgmt | For | | Against |
4 | Elect Fiscal Council Members and Their Alternates | Mgmt | For | | For |
5 | Approve Remuneration of Executive Officers, Non-Executive Directors | Mgmt | For | | Against |
6 | Approve Remuneration of Fiscal Council Members | Mgmt | For | | For |
| | | | | |
Cpfl Energia S.A | | | | | |
Ticker CPFE3 | Meeting Date | | Meeting Type | Record Date | |
| 28-Apr-11 | | Special | | |
| CUSIP: P3179C105 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Approve Stock Split | Mgmt | For | | For |
2.1 | Amend Article 3 Re: Include Complete Company's Address in Bylaws | Mgmt | For | | For |
2.2 | Amend Article 5 to Reflect Changes in Capital | Mgmt | For | | For |
2.3 | Amend Article 13 Re: Rules Governing General Meetings | Mgmt | For | | For |
2.4 | Amend Paragraph 1 of Article 25 | Mgmt | For | | For |
3 | Consolidate Company Bylaws | Mgmt | For | | For |
| | | | | |
AES Tiete SA | | | | | |
Ticker GETI4 | Meeting Date | | Meeting Type | Record Date | |
| 29-Apr-11 | | Annual | | |
| CUSIP: P4991B101 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
| Holders of Preferred Shares Can Vote on Item 3 and 4 | Mgmt | | | |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Mgmt | For | | For |
2 | Approve Allocation of Income and Dividends | Mgmt | For | | For |
3 | Elect Directors | Mgmt | For | | For |
4 | Elect Fiscal Council Members | Mgmt | For | | For |
| | | | | |
Cetip S.A. - Balcao Organizado de Ativos | | | | | |
Ticker CTIP3 | Meeting Date | | Meeting Type | Record Date | |
| 29-Apr-11 | | Annual | | |
| CUSIP: P23840104 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Mgmt | For | | For |
2 | Approve Allocation of Income and Dividends | Mgmt | For | | For |
3 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Mgmt | For | | For |
| | | | | |
Cetip S.A. - Balcao Organizado de Ativos | | | | | |
Ticker CTIP3 | Meeting Date | | Meeting Type | Record Date | |
| 29-Apr-11 | | Special | | |
| CUSIP: P23840104 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Amend Stock Option Plan | Mgmt | For | | Against |
| | | | | |
Companhia de Bebidas Das Americas - AMBEV | | | | | |
Ticker AMBV4 | Meeting Date | | Meeting Type | Record Date | |
| 29-Apr-11 | | Annual | 11-Apr-11 | |
| CUSIP: P0273S127 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
| Meeting for Preferred ADR Holders | Mgmt | | | |
3.1 | Elect Mario Fernando Engelke as Fiscal Council Member | Mgmt | For | | For |
3.2 | Elect Euripedes de Freitas as Alternate Fiscal Council Member | Mgmt | For | | For |
| | | | | |
Coca-Cola Amatil Ltd. | | | | | |
Ticker CCL | Meeting Date | | Meeting Type | Record Date | |
| 04-May-11 | | Annual | 02-May-11 | |
| CUSIP: Q2594P146 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
2 | Approve the Adoption of the Remuneration Report | Mgmt | For | | Against |
3a | Elect Catherine Michelle Brenner as a Director | Mgmt | For | | For |
3b | Elect Wallace Macarthur King as a Director | Mgmt | For | | For |
3c | Elect David Edward Meiklejohn as a Director | Mgmt | For | | For |
3d | Elect Anthony Grant Froggatt as a Director | Mgmt | For | | For |
3e | Elect Ilana Rachel Atlas as a Director | Mgmt | For | | For |
4 | Approve the Increase in Non-Executive Directors' Fees from A$2 Million to Up to A$2.3 Million per Annum | Mgmt | For | | For |
5 | Approve the Issuance of Shares to Terry J Davis, Executive Director of the Company, Under the 2011-2013 Long Term Incentive Share Rights Plan | Mgmt | For | | Against |
| | | | | |
Canadian Natural Resources Limited | | | | | |
Ticker CNQ | Meeting Date | | Meeting Type | Record Date | |
| 05-May-11 | | Annual | 16-Mar-11 | |
| CUSIP: 136385101 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
| You may vote for the nominees for Directors as slate: | Mgmt | | | |
1 | Elect C.M. Best, S.W. Laut, N.M. Edwards, Keith A.J. MacPhail, T.W. Faithfull, A.P. Markin, G.A. Filmon, F.J. McKenna, C.L. Fong, J.S. Palmer, G.D. Giffin, E.R. Smith, W.A. Gobert, and D.A. Tuer as Directors | Mgmt | For | | For |
| OR you may vote for the nominees for Directors, individually: | Mgmt | | | |
1.1 | Elect Director Catherine M. Best | Mgmt | For | | For |
1.2 | Elect Director N. Murray Edwards | Mgmt | For | | For |
1.3 | Elect Director Timothy W. Faithfull | Mgmt | For | | For |
1.4 | Elect Director Gary A. Filmon | Mgmt | For | | For |
1.5 | Elect Director Christopher L. Fong | Mgmt | For | | For |
1.6 | Elect Director Gordon D. Giffin | Mgmt | For | | For |
1.7 | Elect Director Wilfred A. Gobert | Mgmt | For | | For |
1.8 | Elect Director Steve W. Laut | Mgmt | For | | For |
1.9 | Elect Director Keith A.J. MacPhail | Mgmt | For | | For |
1.10 | Elect Director Allan P. Markin | Mgmt | For | | For |
1.11 | Elect Director Frank J. McKenna | Mgmt | For | | For |
1.12 | Elect Director James S. Palmer | Mgmt | For | | For |
1.13 | Elect Director Eldon R. Smith | Mgmt | For | | For |
1.14 | Elect Director David A. Tuer | Mgmt | For | | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | | For |
| | | | | |
Essilor International | | | | | |
Ticker EI | Meeting Date | | Meeting Type | Record Date | |
| 05-May-11 | | Annual/Special | 02-May-11 | |
| CUSIP: F31668100 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
| Ordinary Business | Mgmt | | | |
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Mgmt | For | | For |
3 | Approve Allocation of Income and Dividends of EUR 0.83 per Share | Mgmt | For | | For |
4 | Approve Severance Payment Agreement with Hubert Sagnieres | Mgmt | For | | Against |
5 | Approve Auditors' Special Report on Related-Party Transactions | Mgmt | For | | Against |
6 | Reelect Hubert Sagnieres as Director | Mgmt | For | | For |
7 | Reelect Philippe Alfroid as Director | Mgmt | For | | For |
8 | Reelect Yi He as Director | Mgmt | For | | For |
9 | Reelect Maurice Marchand-Tonel as Director | Mgmt | For | | For |
10 | Reelect Aicha Mokdahi as Director | Mgmt | For | | For |
11 | Reelect Michel Rose as Director | Mgmt | For | | For |
12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | | For |
| Extraordinary Business | Mgmt | | | |
13 | Approve Employee Stock Purchase Plan | Mgmt | For | | For |
14 | Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer | Mgmt | For | | Against |
15 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | | For |
| | | | | |
Reckitt Benckiser Group plc | | | | | |
Ticker N/A | Meeting Date | | Meeting Type | Record Date | |
| 05-May-11 | | Annual | 03-May-11 | |
| CUSIP: G74079107 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | | For |
2 | Approve Remuneration Report | Mgmt | For | | Abstain |
3 | Approve Final Dividend | Mgmt | For | | For |
4 | Re-elect Adrian Bellamy as Director | Mgmt | For | | For |
5 | Re-elect Peter Harf as Director | Mgmt | For | | Abstain |
6 | Re-elect Bart Becht as Director | Mgmt | For | | For |
7 | Re-elect Graham Mackay as Director | Mgmt | For | | For |
8 | Elect Liz Doherty as Director | Mgmt | For | | For |
9 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | | For |
10 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | | For |
11 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | | For |
12 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | | For |
13 | Authorise Market Purchase | Mgmt | For | | For |
14 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | | For |
15 | Amend 2007 Senior Executives' Share Ownership Policy Plan, 2007 Global Stock Profit Plan, 2007 Long-Term Incentive Plan, 2007 US Savings-Related Share Option Plan and 2007 Savings Related Share Option Plan | Mgmt | For | | For |
| | | | | |
Standard Chartered plc | | | | | |
Ticker STAN | Meeting Date | | Meeting Type | Record Date | |
| 05-May-11 | | Annual | 03-May-11 | |
| CUSIP: G84228157 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | | For |
2 | Approve Final Dividend | Mgmt | For | | For |
3 | Approve Remuneration Report | Mgmt | For | | Abstain |
4 | Re-elect Steve Bertamini as Director | Mgmt | For | | For |
5 | Re-elect Jaspal Bindra as Director | Mgmt | For | | For |
6 | Re-elect Richard Delbridge as Director | Mgmt | For | | For |
7 | Re-elect Jamie Dundas as Director | Mgmt | For | | For |
8 | Re-elect Val Gooding as Director | Mgmt | For | | For |
9 | Re-elect Dr Han Seung-soo as Director | Mgmt | For | | For |
10 | Re-elect Simon Lowth as Director | Mgmt | For | | For |
11 | Re-elect Rudy Markham as Director | Mgmt | For | | For |
12 | Re-elect Ruth Markland as Director | Mgmt | For | | For |
13 | Re-elect Richard Meddings as Director | Mgmt | For | | For |
14 | Re-elect John Paynter as Director | Mgmt | For | | For |
15 | Re-elect John Peace as Director | Mgmt | For | | For |
16 | Re-elect Mike Rees as Director | Mgmt | For | | For |
17 | Re-elect Peter Sands as Director | Mgmt | For | | For |
18 | Re-elect Paul Skinner as Director | Mgmt | For | | For |
19 | Re-elect Oliver Stocken as Director | Mgmt | For | | For |
20 | Reappoint KPMG Audit plc as Auditors | Mgmt | For | | For |
21 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | | For |
22 | Authorise EU Political Donations and Expenditure | Mgmt | For | | For |
23 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | | For |
24 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | | For |
25 | Approve 2011 Share Plan | Mgmt | For | | For |
26 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | | For |
27 | Authorise Market Purchase | Mgmt | For | | For |
28 | Authorise Market Purchase | Mgmt | For | | For |
29 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | | For |
| | | | | |
Admiral Group plc | | | | | |
Ticker ADM | Meeting Date | | Meeting Type | Record Date | |
| 06-May-11 | | Annual | 04-May-11 | |
| CUSIP: G0110T106 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | | For |
2 | Approve Remuneration Report | Mgmt | For | | For |
3 | Approve Final Dividend | Mgmt | For | | For |
4 | Elect Colin Holmes as Director | Mgmt | For | | For |
5 | Re-elect Alastair Lyons as Director | Mgmt | For | | For |
6 | Re-elect Henry Engelhardt as Director | Mgmt | For | | For |
7 | Re-elect David Stevens as Director | Mgmt | For | | For |
8 | Re-elect Kevin Chidwick as Director | Mgmt | For | | For |
9 | Re-elect Martin Jackson as Director | Mgmt | For | | For |
10 | Re-elect Keith James as Director | Mgmt | For | | For |
11 | Re-elect Margaret Johnson as Director | Mgmt | For | | For |
12 | Re-elect Lucy Kellaway as Director | Mgmt | For | | For |
13 | Re-elect John Sussens as Director | Mgmt | For | | For |
14 | Re-elect Manfred Aldag as Director | Mgmt | For | | For |
15 | Reappoint KPMG Audit plc as Auditors | Mgmt | For | | For |
16 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | | For |
19 | Authorise Market Purchase | Mgmt | For | | For |
20 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | | For |
| | | | | |
Kuehne & Nagel International AG | | | | | |
Ticker KNIN | Meeting Date | | Meeting Type | Record Date | |
| 10-May-11 | | Annual | 04-May-11 | |
| CUSIP: H4673L145 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | | For |
2 | Approve Allocation of Income and Dividends of CHF 2.75 per Share from Balance Sheet Profit and CHF 1.50 per Share from Capital Contribution Reserves | Mgmt | For | | For |
3 | Approve Discharge of Board and Senior Management | Mgmt | For | | For |
4a | Reelect Juergen Fitschen as Director | Mgmt | For | | For |
4b | Reelect Karl Gernandt as Director | Mgmt | For | | Against |
4c | Reelect Hans-Joerg Hager as Director | Mgmt | For | | Against |
4d | Reelect Klaus-Michael Kuehne as Director | Mgmt | For | | Against |
4e | Reelect Hans Lerch as Director | Mgmt | For | | For |
4f | Reelect Wolfgang Peiner as Director | Mgmt | For | | Against |
4g | Reelect Thomas Staehelin as Director | Mgmt | For | | Against |
4h | Reelect Joerg Wolle as Director | Mgmt | For | | For |
4i | Reelect Bernd Wrede as Director | Mgmt | For | | Against |
4j | Elect Renato Fassbind as Director | Mgmt | For | | For |
5 | Ratify KPMG as Auditors | Mgmt | For | | For |
| | | | | |
The Capita Group plc | | | | | |
Ticker CPI | Meeting Date | | Meeting Type | Record Date | |
| 10-May-11 | | Annual | 06-May-11 | |
| CUSIP: G1846J115 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | | For |
2 | Approve Remuneration Report | Mgmt | For | | For |
3 | Approve Final Dividend | Mgmt | For | | For |
4 | Re-elect Martin Bolland as Director | Mgmt | For | | For |
5 | Re-elect Paul Pindar as Director | Mgmt | For | | For |
6 | Re-elect Gordon Hurst as Director | Mgmt | For | | For |
7 | Re-elect Maggi Bell as Director | Mgmt | For | | For |
8 | Re-elect Paddy Doyle as Director | Mgmt | For | | Against |
9 | Re-elect Martina King as Director | Mgmt | For | | For |
10 | Elect Paul Bowtell as Director | Mgmt | For | | For |
11 | Elect Nigel Wilson as Director | Mgmt | For | | For |
12 | Elect Vic Gysin as Director | Mgmt | For | | For |
13 | Elect Andy Parker as Director | Mgmt | For | | For |
14 | Appoint KPMG Auditors plc as Auditors | Mgmt | For | | For |
15 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | | For |
18 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | | For |
19 | Authorise Market Purchase | Mgmt | For | | For |
20 | Approve Co-Investment Plan | Mgmt | For | | Against |
21 | Amend 2010 Deferred Annual Bonus Plan | Mgmt | For | | Against |
22 | Change Company Name to Capita plc | Mgmt | For | | For |
| | | | | |
Philip Morris International Inc. | | | | | |
Ticker PM | Meeting Date | | Meeting Type | Record Date | |
| 11-May-11 | | Annual | 15-Mar-11 | |
| CUSIP: 718172109 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Elect Director Harold Brown | Mgmt | For | | For |
2 | Elect Director Mathis Cabiallavetta | Mgmt | For | | For |
3 | Elect Director Louis C. Camilleri | Mgmt | For | | For |
4 | Elect Director J. Dudley Fishburn | Mgmt | For | | For |
5 | Elect Director Jennifer Li | Mgmt | For | | For |
6 | Elect Director Graham Mackay | Mgmt | For | | For |
7 | Elect Director Sergio Marchionne | Mgmt | For | | Against |
8 | Elect Director Lucio A. Noto | Mgmt | For | | For |
9 | Elect Director Carlos Slim Helu | Mgmt | For | | For |
10 | Elect Director Stephen M. Wolf | Mgmt | For | | For |
11 | Ratify Auditors | Mgmt | For | | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
13 | Advisory Vote on Say on Pay Frequency | Mgmt | One Year | | One Year |
14 | Report on Effect of Marketing Practices on the Poor | SH | Against | | Against |
15 | Require Independent Board Chairman | SH | Against | | Against |
| | | | | |
Amlin plc | | | | | |
Ticker AML | Meeting Date | | Meeting Type | Record Date | |
| 12-May-11 | | Annual | 10-May-11 | |
| CUSIP: G0334Q177 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | | For |
2 | Approve Remuneration Report | Mgmt | For | | For |
3 | Approve Final Dividend | Mgmt | For | | For |
4 | Elect Simon Beale as Director | Mgmt | For | | For |
5 | Re-elect Roger Taylor as Director | Mgmt | For | | For |
6 | Re-elect Christine Bosse as Director | Mgmt | For | | For |
7 | Re-elect Nigel Buchanan as Director | Mgmt | For | | For |
8 | Re-elect Brian Carpenter as Director | Mgmt | For | | For |
9 | Re-elect Richard Davey as Director | Mgmt | For | | For |
10 | Re-elect Marty Feinstein as Director | Mgmt | For | | For |
11 | Re-elect Richard Hextall as Director | Mgmt | For | | For |
12 | Re-elect Charles Philipps as Director | Mgmt | For | | For |
13 | Re-elect Sir Mark Wrightson as Director | Mgmt | For | | For |
14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | | For |
15 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | | For |
18 | Authorise Market Purchase | Mgmt | For | | For |
19 | Authorise the Company to Call EGM with Two Weeks Notice | Mgmt | For | | For |
| | | | | |
Nitori Holdings Co Ltd | | | | | |
Ticker 9843 | Meeting Date | | Meeting Type | Record Date | |
| 12-May-11 | | Annual | 20-Feb-11 | |
| CUSIP: J58214107 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director Nitori, Akio | Mgmt | For | | For |
1.2 | Elect Director Sugiyama, Kiyoshi | Mgmt | For | | For |
1.3 | Elect Director Shirai, Toshiyuki | Mgmt | For | | For |
1.4 | Elect Director Komiya, Shoshin | Mgmt | For | | For |
2.1 | Appoint Statutory Auditor Satake, Akira | Mgmt | For | | For |
2.2 | Appoint Statutory Auditor Imoto, Shogo | Mgmt | For | | For |
3 | Approve Stock Option Plan for Directors and Statutory Auditors | Mgmt | For | | For |
4 | Approve Stock Option Plan | Mgmt | For | | For |
| | | | | |
Unilever NV | | | | | |
Ticker N/A | Meeting Date | | Meeting Type | Record Date | |
| 12-May-11 | | Annual | 14-Apr-11 | |
| CUSIP: N8981F271 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
| Annual Meeting | Mgmt | | | |
1 | Receive Report of Management Board (Non-Voting) | Mgmt | | | |
2 | Approve Financial Statements and Allocation of Income | Mgmt | For | | For |
3 | Approve Discharge of Executive Board Members | Mgmt | For | | For |
4 | Approve Discharge of Non-Executive Board Members | Mgmt | For | | For |
5 | Reelect P.G.J.M. Polman as CEO to Board of Directors | Mgmt | For | | For |
6 | Relect R.J.M.S. Huet as CFO to Board of Directors | Mgmt | For | | For |
7 | Reelect L.O. Fresco to Board of Directors | Mgmt | For | | For |
8 | Reelect A.M. Fudge to Board of Directors | Mgmt | For | | For |
9 | Reelect C.E. Golden to Board of Directors | Mgmt | For | | For |
10 | Reelect B.E. Grote to Board of Directors | Mgmt | For | | For |
11 | Reelect H. Nyasulu to Board of Directors | Mgmt | For | | For |
12 | Reelect M. Rifkind to Board of Directors | Mgmt | For | | For |
13 | Reelect K.J. Storm to Board of Directors | Mgmt | For | | For |
14 | Reelect M. Treschow to Board of Directors | Mgmt | For | | For |
15 | Reelect P.S. Walsh to Board of Directors | Mgmt | For | | For |
16 | Elect S. Bharti Mittal to Board of Directors | Mgmt | For | | For |
17 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | | For |
18 | Approve Authorization to Cancel Ordinary Shares | Mgmt | For | | For |
19 | Grant Board Authority to Issue Shares Up To10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Mgmt | For | | For |
20 | Ratify PricewaterhouseCoopers as Auditors | Mgmt | For | | For |
21 | Allow Questions and Close Meeting | Mgmt | | | |
| | | | | |
Royal Dutch Shell plc | | | | | |
Ticker RDSB | Meeting Date | | Meeting Type | Record Date | |
| 17-May-11 | | Annual | 13-May-11 | |
| CUSIP: G7690A118 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | | For |
2 | Approve Remuneration Report | Mgmt | For | | For |
3 | Elect Linda Stuntz as Director | Mgmt | For | | For |
4 | Re-elect Josef Ackermann as Director | Mgmt | For | | For |
5 | Re-elect Malcolm Brinded as Director | Mgmt | For | | For |
6 | Elect Guy Elliott as Director | Mgmt | For | | For |
7 | Re-elect Simon Henry as Director | Mgmt | For | | For |
8 | Re-elect Charles Holliday as Director | Mgmt | For | | For |
9 | Re-elect Lord Kerr of Kinlochard as Director | Mgmt | For | | For |
10 | Elect Gerard Kleisterlee as Director | Mgmt | For | | For |
11 | Re-elect Christine Morin-Postel as Director | Mgmt | For | | For |
12 | Re-elect Jorma Ollila as Director | Mgmt | For | | For |
13 | Re-elect Jeroen van der Veer as Director | Mgmt | For | | For |
14 | Re-elect Peter Voser as Director | Mgmt | For | | For |
15 | Re-elect Hans Wijers as Director | Mgmt | For | | For |
16 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Mgmt | For | | For |
17 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | | For |
20 | Authorise Market Purchase | Mgmt | For | | For |
21 | Authorise EU Political Donations and Expenditure | Mgmt | For | | For |
| | | | | |
Core Laboratories NV | | | | | |
Ticker CEI | Meeting Date | | Meeting Type | Record Date | |
| 19-May-11 | | Annual | 21-Mar-11 | |
| CUSIP: N22717107 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1.1 | Elect Director David M. Demshur | Mgmt | For | | For |
1.2 | Elect Director Rene R. Joyce | Mgmt | For | | For |
1.3 | Elect Director Michael C. Kearney | Mgmt | For | | For |
1.4 | Elect Director Jan Willem Sodderland | Mgmt | For | | For |
2 | Approve Financial Statements and Statutory Reports | Mgmt | For | | For |
3 | Approve Cancellation of Repurchased Shares | Mgmt | For | | For |
4 | Authorize Repurchase of Up to 25.6 Percent of Issued Share Capital | Mgmt | For | | For |
5 | Grant Board Authority to Issue Ordinary and Preference Shares Up To 20 Percent of Issued Capital | Mgmt | For | | For |
6 | Authorize Board to Exclude Preemptive Rights from Issuance under Item 5 | Mgmt | For | | For |
7 | Ratify PricewaterhouseCoopers as Auditors | Mgmt | For | | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | | For |
9 | Advisory Vote on Say on Pay Frequency | Mgmt | Three Years | | One Year |
| | | | | |
Bureau Veritas Registre international de classification de navires et d aeronefs | | | | | |
Ticker BVI | Meeting Date | | Meeting Type | Record Date | |
| 27-May-11 | | Annual/Special | 24-May-11 | |
| CUSIP: F96888114 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
| Ordinary Business | Mgmt | | | |
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | | For |
2 | Approve Non-Tax Deductible Expenses | Mgmt | For | | For |
3 | Accept Consolidated Financial Statements and Statutory Reports | Mgmt | For | | For |
4 | Approve Allocation of Income and Dividends of EUR 1.15 per Share | Mgmt | For | | For |
5 | Approve Auditors' Special Report on Related-Party Transactions | Mgmt | For | | For |
6 | Reelect Patrick Buffet as Director | Mgmt | For | | Against |
7 | Reelect Philippe Louis-Dreyfus as Director | Mgmt | For | | For |
8 | Reelect Pierre Hessler as Director | Mgmt | For | | For |
9 | Reelect Aldo Cardoso as Director | Mgmt | For | | For |
10 | Elect Barbara Vernicos as Director | Mgmt | For | | For |
11 | Approve Remuneration of Directors in the Aggregate Amount of EUR 500,000 | Mgmt | For | | For |
12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | | Against |
13 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | | For |
| Extraordinary Business | Mgmt | | | |
14 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Million | Mgmt | For | | For |
15 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Million | Mgmt | For | | For |
16 | Approve up to Aggregate Nominal Amount of EUR 1 Million for a Private Placement | Mgmt | For | | For |
17 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights under Items 15 and 16 | Mgmt | For | | Against |
18 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under Items 14, 15 and 16 Above | Mgmt | For | | For |
19 | Approve Employee Stock Purchase Plan | Mgmt | For | | For |
20 | Authorize Capitalization of Reserves of Up to EUR 1.5 Million for Bonus Issue or Increase in Par Value | Mgmt | For | | For |
21 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Mgmt | For | | For |
22 | Authorize Capital Increase of Up to EUR 1 Million for Future Exchange Offers | Mgmt | For | | For |
23 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | | For |
24 | Authorize up to 2 Percent of Issued Capital for Use in Stock Option Plan | Mgmt | For | | Against |
25 | Authorize up to 2 Percent of Issued Capital for Use in Restricted Stock Plan | Mgmt | For | | Against |
26 | Set Total Limit for Capital Increase to Result from Issuance Requests under Items 14, 15, 16, 18, 19, 21 and 22 at EUR 2 Million and from All Issuance Requests under Items 14, 15, 16, 18, 19, 20, 21 and 22 at EUR 3.5 Million | Mgmt | For | | For |
27 | Amend Article 26.3 of Bylaws to Comply with New Legislation Re: Attendance to General Meetings | Mgmt | For | | For |
28 | Amend Article 26.4 of Bylaws to Comply with New Legislation Re: Electronic Signature | Mgmt | For | | For |
29 | Amend Article 14.1 of Bylaws Re: Shareholding Requirements for Directors | Mgmt | For | | For |
30 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | | For |
| | | | | |
Hermes International | | | | | |
Ticker RMS | Meeting Date | | Meeting Type | Record Date | |
| 30-May-11 | | Annual/Special | 25-May-11 | |
| CUSIP: F48051100 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
| Ordinary Business | Mgmt | | | |
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Mgmt | For | | For |
3 | Approve Discharge of Management Board | Mgmt | For | | For |
4 | Approve Allocation of Income and Dividends of EUR 1.50 per Share | Mgmt | For | | For |
5 | Acknowledge Absence of New Related-Party Transactions | Mgmt | For | | Against |
6 | Ratify Appointment of Eric de Seynes as Supervisory Board Member | Mgmt | For | | Against |
7 | Ratify Appointment of Olaf Guerrand as Supervisory Board Member | Mgmt | For | | Against |
8 | Reelect Matthieu Dumas as Supervisory Board Member | Mgmt | For | | Against |
9 | Reelect Olaf Guerrand as Supervisory Board Member | Mgmt | For | | Against |
10 | Reelect Robert Peugeot as Supervisory Board Member | Mgmt | For | | Against |
11 | Reelect Charles-Eric Bauer as Supervisory Board Member | Mgmt | For | | Against |
12 | Reelect Julie Guerrand as Supervisory Board Member | Mgmt | For | | Against |
13 | Reelect Ernest-Antoine Seilliere as Supervisory Board Member | Mgmt | For | | Against |
14 | Reelect Maurice de Kervenoael as Supervisory Board Member | Mgmt | For | | For |
15 | Reelect Renaud Mommeja as Supervisory Board Member | Mgmt | For | | Against |
16 | Reelect Eric de Seynes as Supervisory Board Member | Mgmt | For | | Against |
17 | Ratify Appointment of PricewaterhouseCoopers Audit as Auditor | Mgmt | For | | For |
18 | Renew Appointment of Didier Kling and Associes as Auditor | Mgmt | For | | For |
19 | Ratify Appointment of Etienne Boris as Alternate Auditor | Mgmt | For | | For |
20 | Ratify Appointment of Dominique Mahias as Alternate Auditor | Mgmt | For | | For |
21 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | | Against |
22 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | | For |
| Extraordinary Business | Mgmt | | | |
23 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | | For |
24 | Authorize Capitalization of Reserves of up to 20 Percent of Issued Capital for Bonus Issue or Increase in Par Value | Mgmt | For | | For |
25 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to 20 Percent of Issued Capital | Mgmt | For | | For |
26 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to 20 Percent of Issued Capital | Mgmt | For | | For |
27 | Approve Employee Stock Purchase Plan | Mgmt | For | | For |
28 | Authorize up to 2 Percent of Issued Capital for Use in Stock Option Plan | Mgmt | For | | For |
29 | Authorize up to 2 Percent of Issued Capital for Use in Restricted Stock Plan | Mgmt | For | | Against |
30 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | | For |
| | | | | |
Biomerieux | | | | | |
Ticker BIM | Meeting Date | | Meeting Type | Record Date | |
| 15-Jun-11 | | Annual/Special | 10-Jun-11 | |
| CUSIP: F1149Y109 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
| Ordinary Business | Mgmt | | | |
1 | Approve Financial Statements and Discharge Directors | Mgmt | For | | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Mgmt | For | | For |
3 | Approve Allocation of Income and Dividends of EUR 0.98 per Share | Mgmt | For | | For |
4 | Approve Severance Payment Agreement with Jean-Luc Belingard | Mgmt | For | | Against |
5 | Approve Transaction with Thera Conseil Re: Lease Agreement | Mgmt | For | | Against |
6 | Approve Transaction with bioMerieux BV Re: Debt Relinquishment | Mgmt | For | | For |
7 | Acknowledge Auditors' Special Report on Related-Party Transactions | Mgmt | For | | Against |
8 | Ratify Appointment of Diagnostic Revision Conseil as Auditor | Mgmt | For | | For |
9 | Ratify Appointment of Commissariat Controle Audit CCA as Alternate Auditor | Mgmt | For | | For |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | | For |
| Extraordinary Business | Mgmt | | | |
11 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | | For |
12 | Amend Article 13.III of Bylaws Re: Shareholding Requirements for Directors | Mgmt | For | | For |
13 | Amend Article 19.8 of Bylaws Re: Shareholder Rights | Mgmt | For | | For |
14 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to 35 Percent of Issued Capital | Mgmt | For | | For |
15 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to 35 Percent of Issued Capital | Mgmt | For | | Against |
16 | Approve Issuance of up to 20 Percent of Issued Capital for a Private Placement | Mgmt | For | | For |
17 | Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | Mgmt | For | | For |
18 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under Items 14 to 16 | Mgmt | For | | Against |
19 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Mgmt | For | | Against |
20 | Approve Employee Stock Purchase Plan | Mgmt | For | | For |
21 | Allow Board to Use Authorizations and Delegations Granted Under Items 19 and 20 of the June 10, 2010 General Meeting and 14 to 20 Above and in the Event of a Public Tender Offer or Share Exchange Offer | Mgmt | For | | Against |
22 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | | For |
| | | | | |
Secom Co. Ltd. | | | | | |
Ticker 9735 | Meeting Date | | Meeting Type | Record Date | |
| 24-Jun-11 | | Annual | 31-Mar-11 | |
| CUSIP: J69972107 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Approve Allocation of Income, with a Final Dividend of JPY 90 | Mgmt | For | | For |
2 | Amend Articles To Indemnify Statutory Auditors - Amend Business Lines - Increase Maximum Number of Statutory Auditors | Mgmt | For | | For |
3.1 | Elect Director Iida, Makoto | Mgmt | For | | For |
3.2 | Elect Director Toda, Juichi | Mgmt | For | | For |
3.3 | Elect Director Kimura, Shohei | Mgmt | For | | For |
3.4 | Elect Director Haraguchi, Kanemasa | Mgmt | For | | For |
3.5 | Elect Director Maeda, Shuuji | Mgmt | For | | For |
3.6 | Elect Director Sato, Koichi | Mgmt | For | | For |
3.7 | Elect Director Obata, Fumio | Mgmt | For | | For |
3.8 | Elect Director Kuwahara, Katsuhisa | Mgmt | For | | For |
3.9 | Elect Director Nakayama, Yasuo | Mgmt | For | | For |
3.10 | Elect Director Ito, Hiroshi | Mgmt | For | | For |
3.11 | Elect Director Ito, Takayuki | Mgmt | For | | For |
4.1 | Appoint Statutory Auditor Ogino, Teruo | Mgmt | For | | For |
4.2 | Appoint Statutory Auditor Tsunematsu, Ken | Mgmt | For | | Against |
4.3 | Appoint Statutory Auditor Yasuda, Hiroshi | Mgmt | For | | Against |
4.4 | Appoint Statutory Auditor Yamashita, Kohei | Mgmt | For | | For |
4.5 | Appoint Statutory Auditor Sakamoto, Seiji | Mgmt | For | | For |
5 | Approve Adjustment to Aggregate Compensation Ceiling for Statutory Auditors | Mgmt | For | | For |
| | | | | |
Prosegur Compania de Seguridad S.A. | | | | | |
Ticker PSG | Meeting Date | | Meeting Type | Record Date | |
| 27-Jun-11 | | Annual | 20-Jun-11 | |
| CUSIP: E83453162 | | | | |
| | | | | |
| | Proponent | Mgmt Rec | | Vote Instruction |
1 | Approve Individual and Consolidated Financial Statements and Statutory Reports, Allocation of Income, and Discharge of Directors for FY 2010 | Mgmt | For | | For |
2 | Approve Dividends | Mgmt | For | | For |
3.1 | Reelect Pedro Guerrero Guerrero as Director | Mgmt | For | | For |
3.2 | Reelect Eugenio Ruiz-Galvez Priego as Director | Mgmt | For | | Against |
4.1 | Amend Article 2 Re: Corporate Purpose | Mgmt | For | | For |
4.2 | Amend Caption of Title II and Article 6 Re: Regulation on Subscriptions | Mgmt | For | | For |
4.3 | Amend Articles 9, 10, and 12 to Adapt to Provisions of and Change to Reference to Spanish Corporate Enterprises Act Re: Equity-Related | Mgmt | For | | For |
4.4 | Amend Articles 14, 15, 17, and 18 Re: General Meeting | Mgmt | For | | For |
4.5 | Amend Articles 21, 27, and 28 to Adapt to Revised Legislations Re: Board-Related | Mgmt | For | | For |
4.6 | Amend Articles 29 and 36 (New Article 34), and Delete Articles 34 and 35 Re: Annual Accounts, Dissolution and Liquidation, Debt Issuance, Transformation, Merger, and Spin-Off | Mgmt | For | | For |
5 | Delete Preamble and Amend Several Articles of General Meeting Regulations | Mgmt | For | | For |
6 | Approve Merger by Absorption of Prosegur Transportes de Valores SA, Prosegur Servicio Tecnico SL, Prosegur Tecnologia SL, and Prosegur Activa Espana SL by Company; Approve Merger Balance Sheet and Tax Consolidation | Mgmt | For | | For |
7 | Authorize Repurchase of Shares | Mgmt | For | | For |
8 | Authorize Increase in Capital via Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | For | | For |
9 | Authorize Issuance of Securities Including Debentures, Bonds, and Warrants Exchangeable and/or Convertible to Shares; Authorize Exclusion of Preemptive Rights | Mgmt | For | | For |
10 | Authorize Issuance of Fixed Income Securities Including Bonds, Debentures, Notes, and Preferred Shares | Mgmt | For | | For |
11 | Authorize Board to Ratify and Execute Approved Resolutions | Mgmt | For | | For |
12 | Advisory Vote on Remuneration Policy Report | Mgmt | For | | For |
| | | | | |
Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to be have been voted Against management's recommendation, regardless of whether the recommendation is 'For' or 'Against,' except where management has made no recommendation or has recommended that shareholders 'Abstain.'
Where management has recommended that shareholders 'Abstain' from voting on a ballot item:
1) a ballot market 'Abstain' is considered to have been voted for management's recommendation to 'Abstain' and
2) a ballot voted 'For" or 'Against' is considered to have been voted Against management's recommendation to 'Abstain.'
Where management has made no recommendation on a ballot item, the abbreviation "N/A" is used to denote that there is no applicable recommendation compared to which a vote may be 'For' or 'Against' the recommendation of management.
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
By: /S/ CHRISTOPHER H. PINKERTON
Christopher H. Pinkerton