UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number: 811-07062
PACIFIC GLOBAL FUND INC. D/B/A
PACIFIC ADVISORS FUND INC.
(Exact name of registrant as specified in charter)
101 NORTH BRAND BOULEVARD, SUITE 1950 GLENDALE, CALIFORNIA 91203
(Address of principal executive offices)
GEORGE A. HENNING 101 N. BRAND BLVD., SUITE 1950 GLENDALE, CA 91203
(Name and address of agent for service)
Registrant’s telephone number, including area code: 818-242-6693
Date of fiscal year end: December 31
Date of reporting period: June 30, 2013
PACIFIC ADVISORS FUNDS PROXY VOTING RECORD
FOR THE PERIOD JULY 1, 2012 - JUNE 30, 2013
GOVERNMENT SECURITIES FUND
COMPANY NAME |
| COUNTRY |
| MEETING |
| MEETING TYPE |
| RECORD |
| TICKER |
| SECURITY ID |
| AGENDA |
| AGENDA ITEM DESCRIPTION |
| PROPOSED BY |
| MGMT VOTE |
| PG VOTE (“FOR”), |
GENERAL MILLS, INC. |
| US |
| 20120924 |
| ANNUAL |
| 20120726 |
| GIS |
| 370334104 |
| 1A |
| ELECTION OF NOMINEES: BRADBURY H. ANDERSON |
| MGMT |
| FOR |
| FOR |
GENERAL MILLS, INC. |
| US |
| 20120924 |
| ANNUAL |
| 20120726 |
| GIS |
| 370334104 |
| 1B |
| ELECTION OF NOMINEES: R. KERRY CLARK |
| MGMT |
| FOR |
| FOR |
GENERAL MILLS, INC. |
| US |
| 20120924 |
| ANNUAL |
| 20120726 |
| GIS |
| 370334104 |
| 1C |
| ELECTION OF NOMINEES: PAUL DANOS |
| MGMT |
| FOR |
| FOR |
GENERAL MILLS, INC. |
| US |
| 20120924 |
| ANNUAL |
| 20120726 |
| GIS |
| 370334104 |
| 1D |
| ELECTION OF NOMINEES: WILLIAM T. ESREY |
| MGMT |
| FOR |
| FOR |
GENERAL MILLS, INC. |
| US |
| 20120924 |
| ANNUAL |
| 20120726 |
| GIS |
| 370334104 |
| 1E |
| ELECTION OF NOMINEES: RAYMOND V. GILMARTIN |
| MGMT |
| FOR |
| FOR |
GENERAL MILLS, INC. |
| US |
| 20120924 |
| ANNUAL |
| 20120726 |
| GIS |
| 370334104 |
| 1F |
| ELECTION OF NOMINEES: JUDITH RICHARDS HOPE |
| MGMT |
| FOR |
| FOR |
GENERAL MILLS, INC. |
| US |
| 20120924 |
| ANNUAL |
| 20120726 |
| GIS |
| 370334104 |
| 1G |
| ELECTION OF NOMINEES: HEIDI G. MILLER |
| MGMT |
| FOR |
| FOR |
GENERAL MILLS, INC. |
| US |
| 20120924 |
| ANNUAL |
| 20120726 |
| GIS |
| 370334104 |
| 1H |
| ELECTION OF NOMINEES: HILDA OCHOA-BRILLEMBOURG |
| MGMT |
| FOR |
| FOR |
GENERAL MILLS, INC. |
| US |
| 20120924 |
| ANNUAL |
| 20120726 |
| GIS |
| 370334104 |
| 1I |
| ELECTION OF NOMINEES: STEVE ODLAND |
| MGMT |
| FOR |
| FOR |
GENERAL MILLS, INC. |
| US |
| 20120924 |
| ANNUAL |
| 20120726 |
| GIS |
| 370334104 |
| 1J |
| ELECTION OF NOMINEES: KENDALL J. POWELL |
| MGMT |
| FOR |
| FOR |
GENERAL MILLS, INC. |
| US |
| 20120924 |
| ANNUAL |
| 20120726 |
| GIS |
| 370334104 |
| 1K |
| ELECTION OF NOMINEES: MICHAEL D. ROSE |
| MGMT |
| FOR |
| FOR |
GENERAL MILLS, INC. |
| US |
| 20120924 |
| ANNUAL |
| 20120726 |
| GIS |
| 370334104 |
| 1L |
| ELECTION OF NOMINEES: ROBERT L. RYAN |
| MGMT |
| FOR |
| FOR |
GENERAL MILLS, INC. |
| US |
| 20120924 |
| ANNUAL |
| 20120726 |
| GIS |
| 370334104 |
| 1M |
| ELECTION OF NOMINEES: DOROTHY A. TERREL |
| MGMT |
| FOR |
| FOR |
GENERAL MILLS, INC. |
| US |
| 20120924 |
| ANNUAL |
| 20120726 |
| GIS |
| 370334104 |
| 2 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
GENERAL MILLS, INC. |
| US |
| 20120924 |
| ANNUAL |
| 20120726 |
| GIS |
| 370334104 |
| 3 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORPORATION |
| US |
| 20121128 |
| ANNUAL |
| 20120914 |
| MSFT |
| 594918104 |
| 1 |
| ELECTION OF NOMINEES: STEVEN A. BALLMER |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORPORATION |
| US |
| 20121128 |
| ANNUAL |
| 20120914 |
| MSFT |
| 594918104 |
| 2 |
| ELECTION OF NOMINEES: DINA DUBLON |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORPORATION |
| US |
| 20121128 |
| ANNUAL |
| 20120914 |
| MSFT |
| 594918104 |
| 3 |
| ELECTION OF NOMINEES: WILLIAM H. GATES III |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORPORATION |
| US |
| 20121128 |
| ANNUAL |
| 20120914 |
| MSFT |
| 594918104 |
| 4 |
| ELECTION OF NOMINEES: MARIA M. KLAWE |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORPORATION |
| US |
| 20121128 |
| ANNUAL |
| 20120914 |
| MSFT |
| 594918104 |
| 5 |
| ELECTION OF NOMINEES: STEPHEN J. LUCZO |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORPORATION |
| US |
| 20121128 |
| ANNUAL |
| 20120914 |
| MSFT |
| 594918104 |
| 6 |
| ELECTION OF NOMINEES: DAVID F. MARQUARDT |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORPORATION |
| US |
| 20121128 |
| ANNUAL |
| 20120914 |
| MSFT |
| 594918104 |
| 7 |
| ELECTION OF NOMINEES: CHARLES H. NOSKI |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORPORATION |
| US |
| 20121128 |
| ANNUAL |
| 20120914 |
| MSFT |
| 594918104 |
| 8 |
| ELECTION OF NOMINEES: HELMUT PANKE |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORPORATION |
| US |
| 20121128 |
| ANNUAL |
| 20120914 |
| MSFT |
| 594918104 |
| 9 |
| ELECTION OF NOMINEES: JOHN W. THOMPSON |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORPORATION |
| US |
| 20121128 |
| ANNUAL |
| 20120914 |
| MSFT |
| 594918104 |
| 10 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORPORATION |
| US |
| 20121128 |
| ANNUAL |
| 20120914 |
| MSFT |
| 594918104 |
| 11 |
| APPROVAL OF EMPLOYEE STOCK PURCHASE PLAN |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORPORATION |
| US |
| 20121128 |
| ANNUAL |
| 20120914 |
| MSFT |
| 594918104 |
| 12 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORPORATION |
| US |
| 20121128 |
| ANNUAL |
| 20120914 |
| MSFT |
| 594918104 |
| 13 |
| SHAREHOLDER PROPOSAL - ADOPT CUMULATIVE VOTING |
| SHAREHOLD |
| AGAINST |
| AGAINST |
JOHNSON & JOHNSON |
| US |
| 20130425 |
| ANNUAL |
| 20130226 |
| JNJ |
| 478160104 |
| 1A |
| ELECTION OF NOMINEES: MARY SUE COLEMAN |
| MGMT |
| FOR |
| FOR |
JOHNSON & JOHNSON |
| US |
| 20130425 |
| ANNUAL |
| 20130226 |
| JNJ |
| 478160104 |
| 1B |
| ELECTION OF NOMINEES: JAMES G. CULLEN |
| MGMT |
| FOR |
| FOR |
JOHNSON & JOHNSON |
| US |
| 20130425 |
| ANNUAL |
| 20130226 |
| JNJ |
| 478160104 |
| 1C |
| ELECTION OF NOMINEES: IAN E.L. DAVIS |
| MGMT |
| FOR |
| FOR |
JOHNSON & JOHNSON |
| US |
| 20130425 |
| ANNUAL |
| 20130226 |
| JNJ |
| 478160104 |
| 1D |
| ELECTION OF NOMINEES: ALEX GORSKY |
| MGMT |
| FOR |
| FOR |
JOHNSON & JOHNSON |
| US |
| 20130425 |
| ANNUAL |
| 20130226 |
| JNJ |
| 478160104 |
| 1E |
| ELECTION OF NOMINEES: MICHAEL M.E. JOHNS |
| MGMT |
| FOR |
| FOR |
JOHNSON & JOHNSON |
| US |
| 20130425 |
| ANNUAL |
| 20130226 |
| JNJ |
| 478160104 |
| 1F |
| ELECTION OF NOMINEES: SUSAN L. LINDQUIST |
| MGMT |
| FOR |
| FOR |
JOHNSON & JOHNSON |
| US |
| 20130425 |
| ANNUAL |
| 20130226 |
| JNJ |
| 478160104 |
| 1G |
| ELECTION OF NOMINEES: ANNE M. MULCAHY |
| MGMT |
| FOR |
| FOR |
JOHNSON & JOHNSON |
| US |
| 20130425 |
| ANNUAL |
| 20130226 |
| JNJ |
| 478160104 |
| 1H |
| ELECTION OF NOMINEES: LEO F. MULLIN |
| MGMT |
| FOR |
| FOR |
JOHNSON & JOHNSON |
| US |
| 20130425 |
| ANNUAL |
| 20130226 |
| JNJ |
| 478160104 |
| 1I |
| ELECTION OF NOMINEES: WILLIAM D. PEREZ |
| MGMT |
| FOR |
| FOR |
JOHNSON & JOHNSON |
| US |
| 20130425 |
| ANNUAL |
| 20130226 |
| JNJ |
| 478160104 |
| 1J |
| ELECTION OF NOMINEES: CHARLES PRINCE |
| MGMT |
| FOR |
| FOR |
JOHNSON & JOHNSON |
| US |
| 20130425 |
| ANNUAL |
| 20130226 |
| JNJ |
| 478160104 |
| 1K |
| ELECTION OF NOMINEES: A. EUGENE WASHINGTON |
| MGMT |
| FOR |
| FOR |
JOHNSON & JOHNSON |
| US |
| 20130425 |
| ANNUAL |
| 20130226 |
| JNJ |
| 478160104 |
| 1L |
| ELECTION OF NOMINEES: RONALD A. WILLIAMS |
| MGMT |
| FOR |
| FOR |
JOHNSON & JOHNSON |
| US |
| 20130425 |
| ANNUAL |
| 20130226 |
| JNJ |
| 478160104 |
| 2 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
JOHNSON & JOHNSON |
| US |
| 20130425 |
| ANNUAL |
| 20130226 |
| JNJ |
| 478160104 |
| 3 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
JOHNSON & JOHNSON |
| US |
| 20130425 |
| ANNUAL |
| 20130226 |
| JNJ |
| 478160104 |
| 4 |
| SHAREHOLDER PROPOSAL - EXECUTIVES TO RETAIN SIGNIFICANT STOCK |
| SHAREHOLD |
| AGAINST |
| AGAINST |
JOHNSON & JOHNSON |
| US |
| 20130425 |
| ANNUAL |
| 20130226 |
| JNJ |
| 478160104 |
| 5 |
| SHAREHOLDER PROPOSAL ON POLITICAL CONTRIBUTIONS AND CORPORATE VALUES |
| SHAREHOLD |
| AGAINST |
| AGAINST |
JOHNSON & JOHNSON |
| US |
| 20130425 |
| ANNUAL |
| 20130226 |
| JNJ |
| 478160104 |
| 6 |
| SHAREHOLDER PROPOSAL ON INDEPENDENT BOARD CHAIRMAN |
| SHAREHOLD |
| AGAINST |
| AGAINST |
AT&T INC. |
| US |
| 20130426 |
| ANNUAL |
| 20130227 |
| T |
| 00206R102 |
| 1A |
| ELECTION OF NOMINEES: RANDALL L. STEPHENSON |
| MGMT |
| FOR |
| FOR |
AT&T INC. |
| US |
| 20130426 |
| ANNUAL |
| 20130227 |
| T |
| 00206R102 |
| 1B |
| ELECTION OF NOMINEES: GILBERT F. AMELIO |
| MGMT |
| FOR |
| FOR |
AT&T INC. |
| US |
| 20130426 |
| ANNUAL |
| 20130227 |
| T |
| 00206R102 |
| 1C |
| ELECTION OF NOMINEES: REUBEN V. ANDERSON |
| MGMT |
| FOR |
| FOR |
COMPANY NAME |
| COUNTRY |
| MEETING |
| MEETING TYPE |
| RECORD |
| TICKER |
| SECURITY ID |
| AGENDA |
| AGENDA ITEM DESCRIPTION |
| PROPOSED BY |
| MGMT VOTE |
| PG VOTE (“FOR”), |
AT&T INC. |
| US |
| 20130426 |
| ANNUAL |
| 20130227 |
| T |
| 00206R102 |
| 1D |
| ELECTION OF NOMINEES: JAMES H. BLANCHARD |
| MGMT |
| FOR |
| FOR |
AT&T INC. |
| US |
| 20130426 |
| ANNUAL |
| 20130227 |
| T |
| 00206R102 |
| 1E |
| ELECTION OF NOMINEES: JAIME CHICO PARDO |
| MGMT |
| FOR |
| FOR |
AT&T INC. |
| US |
| 20130426 |
| ANNUAL |
| 20130227 |
| T |
| 00206R102 |
| 1F |
| ELECTION OF NOMINEES: SCOTT T. FORD |
| MGMT |
| FOR |
| FOR |
AT&T INC. |
| US |
| 20130426 |
| ANNUAL |
| 20130227 |
| T |
| 00206R102 |
| 1G |
| ELECTION OF NOMINEES: JAMES P. KELLY |
| MGMT |
| FOR |
| FOR |
AT&T INC. |
| US |
| 20130426 |
| ANNUAL |
| 20130227 |
| T |
| 00206R102 |
| 1H |
| ELECTION OF NOMINEES: JON C. MADONNA |
| MGMT |
| FOR |
| FOR |
AT&T INC. |
| US |
| 20130426 |
| ANNUAL |
| 20130227 |
| T |
| 00206R102 |
| 1I |
| ELECTION OF NOMINEES: MICHAEL B. MCCALLISTER |
| MGMT |
| FOR |
| FOR |
AT&T INC. |
| US |
| 20130426 |
| ANNUAL |
| 20130227 |
| T |
| 00206R102 |
| 1J |
| ELECTION OF NOMINEES: JOHN B. MCCOY |
| MGMT |
| FOR |
| FOR |
AT&T INC. |
| US |
| 20130426 |
| ANNUAL |
| 20130227 |
| T |
| 00206R102 |
| 1K |
| ELECTION OF NOMINEES: JOYCE M. ROCHE |
| MGMT |
| FOR |
| FOR |
AT&T INC. |
| US |
| 20130426 |
| ANNUAL |
| 20130227 |
| T |
| 00206R102 |
| 1L |
| ELECTION OF NOMINEES: MATTHEW K. ROSE |
| MGMT |
| FOR |
| FOR |
AT&T INC. |
| US |
| 20130426 |
| ANNUAL |
| 20130227 |
| T |
| 00206R102 |
| 1M |
| ELECTION OF NOMINEES: LAURA D’ANDREA TYSON |
| MGMT |
| FOR |
| FOR |
AT&T INC. |
| US |
| 20130426 |
| ANNUAL |
| 20130227 |
| T |
| 00206R102 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
AT&T INC. |
| US |
| 20130426 |
| ANNUAL |
| 20130227 |
| T |
| 00206R102 |
| 3 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
AT&T INC. |
| US |
| 20130426 |
| ANNUAL |
| 20130227 |
| T |
| 00206R102 |
| 4 |
| APPROVE STOCK PURCHASE AND DEFERRAL PLAN |
| MGMT |
| FOR |
| FOR |
AT&T INC. |
| US |
| 20130426 |
| ANNUAL |
| 20130227 |
| T |
| 00206R102 |
| 5 |
| SHAREHOLDER PROPOSAL - POLITICAL CONTRIBUTIONS REPORT |
| SHAREHOLD |
| AGAINST |
| AGAINST |
AT&T INC. |
| US |
| 20130426 |
| ANNUAL |
| 20130227 |
| T |
| 00206R102 |
| 6 |
| SHAREHOLDER PROPOSAL - LEAD BATTERIES REPORT |
| SHAREHOLD |
| AGAINST |
| AGAINST |
AT&T INC. |
| US |
| 20130426 |
| ANNUAL |
| 20130227 |
| T |
| 00206R102 |
| 7 |
| SHAREHOLDER PROPOSAL - COMPENSATION PACKAGES |
| SHAREHOLD |
| AGAINST |
| AGAINST |
AT&T INC. |
| US |
| 20130426 |
| ANNUAL |
| 20130227 |
| T |
| 00206R102 |
| 8 |
| SHAREHOLDER PROPOSAL - INDEPENDENT BOARD CHAIRMAN |
| SHAREHOLD |
| AGAINST |
| AGAINST |
KIMBERLY-CLARK CORPORATION |
| US |
| 20130502 |
| ANNUAL |
| 20130304 |
| KMB |
| 494368103 |
| 1A |
| ELECTION OF NOMINEES: JOHN R. ALM |
| MGMT |
| FOR |
| FOR |
KIMBERLY-CLARK CORPORATION |
| US |
| 20130502 |
| ANNUAL |
| 20130304 |
| KMB |
| 494368103 |
| 1B |
| ELECTION OF NOMINEES: JOHN F. BERGSTROM |
| MGMT |
| FOR |
| FOR |
KIMBERLY-CLARK CORPORATION |
| US |
| 20130502 |
| ANNUAL |
| 20130304 |
| KMB |
| 494368103 |
| 1C |
| ELECTION OF NOMINEES: ABELARDO E. BRU |
| MGMT |
| FOR |
| FOR |
KIMBERLY-CLARK CORPORATION |
| US |
| 20130502 |
| ANNUAL |
| 20130304 |
| KMB |
| 494368103 |
| 1D |
| ELECTION OF NOMINEES: ROBERT W. DECHERD |
| MGMT |
| FOR |
| FOR |
KIMBERLY-CLARK CORPORATION |
| US |
| 20130502 |
| ANNUAL |
| 20130304 |
| KMB |
| 494368103 |
| 1E |
| ELECTION OF NOMINEES: THOMAS J. FALK |
| MGMT |
| FOR |
| FOR |
KIMBERLY-CLARK CORPORATION |
| US |
| 20130502 |
| ANNUAL |
| 20130304 |
| KMB |
| 494368103 |
| 1F |
| ELECTION OF NOMINEES: FABIAN T. GARCIA |
| MGMT |
| FOR |
| FOR |
KIMBERLY-CLARK CORPORATION |
| US |
| 20130502 |
| ANNUAL |
| 20130304 |
| KMB |
| 494368103 |
| 1G |
| ELECTION OF NOMINEES: MAE C. JEMISON, M.D. |
| MGMT |
| FOR |
| FOR |
KIMBERLY-CLARK CORPORATION |
| US |
| 20130502 |
| ANNUAL |
| 20130304 |
| KMB |
| 494368103 |
| 1H |
| ELECTION OF NOMINEES: JAMES M. JENNESS |
| MGMT |
| FOR |
| FOR |
KIMBERLY-CLARK CORPORATION |
| US |
| 20130502 |
| ANNUAL |
| 20130304 |
| KMB |
| 494368103 |
| 1I |
| ELECTION OF NOMINEES: NANCY J. KARCH |
| MGMT |
| FOR |
| FOR |
KIMBERLY-CLARK CORPORATION |
| US |
| 20130502 |
| ANNUAL |
| 20130304 |
| KMB |
| 494368103 |
| 1J |
| ELECTION OF NOMINEES: IAN C. READ |
| MGMT |
| FOR |
| FOR |
KIMBERLY-CLARK CORPORATION |
| US |
| 20130502 |
| ANNUAL |
| 20130304 |
| KMB |
| 494368103 |
| 1K |
| ELECTION OF NOMINEES: LINDA JOHNSON RICE |
| MGMT |
| FOR |
| FOR |
KIMBERLY-CLARK CORPORATION |
| US |
| 20130502 |
| ANNUAL |
| 20130304 |
| KMB |
| 494368103 |
| 1L |
| ELECTION OF NOMINEES: MARC J. SHAPIRO |
| MGMT |
| FOR |
| FOR |
KIMBERLY-CLARK CORPORATION |
| US |
| 20130502 |
| ANNUAL |
| 20130304 |
| KMB |
| 494368103 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
KIMBERLY-CLARK CORPORATION |
| US |
| 20130502 |
| ANNUAL |
| 20130304 |
| KMB |
| 494368103 |
| 3 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
ELI LILLY AND COMPANY |
| US |
| 20130506 |
| ANNUAL |
| 20130301 |
| LLY |
| 532457108 |
| 1A |
| ELECTION OF NOMINEES: R. ALVAREZ |
| MGMT |
| FOR |
| FOR |
ELI LILLY AND COMPANY |
| US |
| 20130506 |
| ANNUAL |
| 20130301 |
| LLY |
| 532457108 |
| 1B |
| ELECTION OF NOMINEES: W. BISCHOFF |
| MGMT |
| FOR |
| FOR |
ELI LILLY AND COMPANY |
| US |
| 20130506 |
| ANNUAL |
| 20130301 |
| LLY |
| 532457108 |
| 1C |
| ELECTION OF NOMINEES: R.D. HOOVER |
| MGMT |
| FOR |
| FOR |
ELI LILLY AND COMPANY |
| US |
| 20130506 |
| ANNUAL |
| 20130301 |
| LLY |
| 532457108 |
| 1D |
| ELECTION OF NOMINEES: F.G. PRENDERGAST |
| MGMT |
| FOR |
| FOR |
ELI LILLY AND COMPANY |
| US |
| 20130506 |
| ANNUAL |
| 20130301 |
| LLY |
| 532457108 |
| 1E |
| ELECTION OF NOMINEES: K.P. SEIFERT |
| MGMT |
| FOR |
| FOR |
ELI LILLY AND COMPANY |
| US |
| 20130506 |
| ANNUAL |
| 20130301 |
| LLY |
| 532457108 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
ELI LILLY AND COMPANY |
| US |
| 20130506 |
| ANNUAL |
| 20130301 |
| LLY |
| 532457108 |
| 3 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
ELI LILLY AND COMPANY |
| US |
| 20130506 |
| ANNUAL |
| 20130301 |
| LLY |
| 532457108 |
| 4 |
| REAPPROVE MATERIAL TERMS OF THE PERFORMANCE GOALS FOR THE 2002 LILLY STOCK PLAN |
| MGMT |
| FOR |
| FOR |
3M COMPANY |
| US |
| 20130514 |
| ANNUAL |
| 20130315 |
| MMM |
| 88579Y101 |
| 1A |
| ELECTION OF NOMINEES: LINDA G. ALVARADO |
| MGMT |
| FOR |
| FOR |
3M COMPANY |
| US |
| 20130514 |
| ANNUAL |
| 20130315 |
| MMM |
| 88579Y101 |
| 1B |
| ELECTION OF NOMINEES: VANCE D. COFFMAN |
| MGMT |
| FOR |
| FOR |
3M COMPANY |
| US |
| 20130514 |
| ANNUAL |
| 20130315 |
| MMM |
| 88579Y101 |
| 1C |
| ELECTION OF NOMINEES: MICHAEL L. ESKEW |
| MGMT |
| FOR |
| FOR |
3M COMPANY |
| US |
| 20130514 |
| ANNUAL |
| 20130315 |
| MMM |
| 88579Y101 |
| 1D |
| ELECTION OF NOMINEES: W. JAMES FARRELL |
| MGMT |
| FOR |
| FOR |
3M COMPANY |
| US |
| 20130514 |
| ANNUAL |
| 20130315 |
| MMM |
| 88579Y101 |
| 1E |
| ELECTION OF NOMINEES: HERBERT L. HENKEL |
| MGMT |
| FOR |
| FOR |
3M COMPANY |
| US |
| 20130514 |
| ANNUAL |
| 20130315 |
| MMM |
| 88579Y101 |
| 1F |
| ELECTION OF NOMINEES: MUHTAR KENT |
| MGMT |
| FOR |
| FOR |
3M COMPANY |
| US |
| 20130514 |
| ANNUAL |
| 20130315 |
| MMM |
| 88579Y101 |
| 1G |
| ELECTION OF NOMINEES: EDWARD M. LIDDY |
| MGMT |
| FOR |
| FOR |
3M COMPANY |
| US |
| 20130514 |
| ANNUAL |
| 20130315 |
| MMM |
| 88579Y101 |
| 1H |
| ELECTION OF NOMINEES: ROBERT S. MORRISON |
| MGMT |
| FOR |
| FOR |
3M COMPANY |
| US |
| 20130514 |
| ANNUAL |
| 20130315 |
| MMM |
| 88579Y101 |
| 1I |
| ELECTION OF NOMINEES: AULANA L. PETERS |
| MGMT |
| FOR |
| FOR |
COMPANY NAME |
| COUNTRY |
| MEETING |
| MEETING TYPE |
| RECORD |
| TICKER |
| SECURITY ID |
| AGENDA |
| AGENDA ITEM DESCRIPTION |
| PROPOSED BY |
| MGMT VOTE |
| PG VOTE (“FOR”), |
3M COMPANY |
| US |
| 20130514 |
| ANNUAL |
| 20130315 |
| MMM |
| 88579Y101 |
| 1J |
| ELECTION OF NOMINEES: INGE G. THULIN |
| MGMT |
| FOR |
| FOR |
3M COMPANY |
| US |
| 20130514 |
| ANNUAL |
| 20130315 |
| MMM |
| 88579Y101 |
| 1K |
| ELECTION OF NOMINEES: ROBERT J. ULRICH |
| MGMT |
| FOR |
| FOR |
3M COMPANY |
| US |
| 20130514 |
| ANNUAL |
| 20130315 |
| MMM |
| 88579Y101 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
3M COMPANY |
| US |
| 20130514 |
| ANNUAL |
| 20130315 |
| MMM |
| 88579Y101 |
| 3 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
3M COMPANY |
| US |
| 20130514 |
| ANNUAL |
| 20130315 |
| MMM |
| 88579Y101 |
| 4 |
| STOCKHOLDER PROPOSAL ON ACTION BY WRITTEN CONSENT |
| SHAREHOLD |
| AGAINST |
| AGAINST |
3M COMPANY |
| US |
| 20130514 |
| ANNUAL |
| 20130315 |
| MMM |
| 88579Y101 |
| 5 |
| STOCKHOLDER PROPOSAL ON PROHIBITING POLITICAL SPENDING FROM CORPORATE TREASURY FUNDS |
| SHAREHOLD |
| AGAINST |
| AGAINST |
SAFEWAY INC. |
| US |
| 20130514 |
| ANNUAL |
| 20130315 |
| SWY |
| 786514208 |
| 1A |
| ELECTION OF NOMINEES: JANET E. GROVE |
| MGMT |
| FOR |
| FOR |
SAFEWAY INC. |
| US |
| 20130514 |
| ANNUAL |
| 20130315 |
| SWY |
| 786514208 |
| 1B |
| ELECTION OF NOMINEES: MOHAN GYANI |
| MGMT |
| FOR |
| FOR |
SAFEWAY INC. |
| US |
| 20130514 |
| ANNUAL |
| 20130315 |
| SWY |
| 786514208 |
| 1C |
| ELECTION OF NOMINEES: FRANK C. HERRINGER |
| MGMT |
| FOR |
| FOR |
SAFEWAY INC. |
| US |
| 20130514 |
| ANNUAL |
| 20130315 |
| SWY |
| 786514208 |
| 1D |
| ELECTION OF NOMINEES: GEORGE J. MORROW |
| MGMT |
| FOR |
| FOR |
SAFEWAY INC. |
| US |
| 20130514 |
| ANNUAL |
| 20130315 |
| SWY |
| 786514208 |
| 1E |
| ELECTION OF NOMINEES: KENNETH W. ODER |
| MGMT |
| FOR |
| FOR |
SAFEWAY INC. |
| US |
| 20130514 |
| ANNUAL |
| 20130315 |
| SWY |
| 786514208 |
| 1F |
| ELECTION OF NOMINEES: T. GARY ROGERS |
| MGMT |
| FOR |
| FOR |
SAFEWAY INC. |
| US |
| 20130514 |
| ANNUAL |
| 20130315 |
| SWY |
| 786514208 |
| 1G |
| ELECTION OF NOMINEES: ARUN SARIN |
| MGMT |
| FOR |
| FOR |
SAFEWAY INC. |
| US |
| 20130514 |
| ANNUAL |
| 20130315 |
| SWY |
| 786514208 |
| 1H |
| ELECTION OF NOMINEES: WILLIAM Y. TAUSCHER |
| MGMT |
| FOR |
| FOR |
SAFEWAY INC. |
| US |
| 20130514 |
| ANNUAL |
| 20130315 |
| SWY |
| 786514208 |
| 2 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
SAFEWAY INC. |
| US |
| 20130514 |
| ANNUAL |
| 20130315 |
| SWY |
| 786514208 |
| 3 |
| RE-APPROVAL OF THE 2007 EQUITY AND INCENTIVE AWARD PLAN |
| MGMT |
| FOR |
| FOR |
SAFEWAY INC. |
| US |
| 20130514 |
| ANNUAL |
| 20130315 |
| SWY |
| 786514208 |
| 4 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
PPL CORPORATION |
| US |
| 20130515 |
| ANNUAL |
| 20130228 |
| PPL |
| 69351T106 |
| 1 |
| ELECTION OF NOMINEES: 1. FREDERICK M. BERNTHAL, 2. JOHN W. CONWAY, 3. PHILIP G. COX, 4. STEVEN G. ELLIOTT, 5. LOUISE K. GOESER, 6. STUART E. GRAHAM, 7. STUART HEYDT, 8. RAJA RAJAMANNAR, 9. CRAIG A. ROGERSON, 10. WILLIAM H. SPENCE, 11. NATICA VON ALTHANN, 12. KEITH H. WILLIAMSON |
| MGMT |
| FOR |
| FOR |
PPL CORPORATION |
| US |
| 20130515 |
| ANNUAL |
| 20130228 |
| PPL |
| 69351T106 |
| 2 |
| APPROVAL OF AMENDMENT TO PPL CORPORATION’S ARTICLES OF INCORPORATION TO IMPLEMENT MAJORITY VOTE STANDARD IN UNCONTESTED ELECTIONS OF DIRECTORS |
| MGMT |
| FOR |
| FOR |
PPL CORPORATION |
| US |
| 20130515 |
| ANNUAL |
| 20130228 |
| PPL |
| 69351T106 |
| 3 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
PPL CORPORATION |
| US |
| 20130515 |
| ANNUAL |
| 20130228 |
| PPL |
| 69351T106 |
| 4 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
PPL CORPORATION |
| US |
| 20130515 |
| ANNUAL |
| 20130228 |
| PPL |
| 69351T106 |
| 5 |
| SHAREOWNER PROPOSAL - REQUEST FOR POLITICAL SPENDING REPORT |
| SHAREHOLD |
| AGAINST |
| AGAINST |
CONSOLIDATED EDISON, INC. |
| US |
| 20130520 |
| ANNUAL |
| 20130322 |
| ED |
| 209115104 |
| 1A |
| ELECTION OF NOMINEES: KEVIN BURKE |
| MGMT |
| FOR |
| FOR |
CONSOLIDATED EDISON, INC. |
| US |
| 20130520 |
| ANNUAL |
| 20130322 |
| ED |
| 209115104 |
| 1B |
| ELECTION OF NOMINEES: VINCENT A. CALARCO |
| MGMT |
| FOR |
| FOR |
CONSOLIDATED EDISON, INC. |
| US |
| 20130520 |
| ANNUAL |
| 20130322 |
| ED |
| 209115104 |
| 1C |
| ELECTION OF NOMINEES: GEORGE CAMPBELL, JR. |
| MGMT |
| FOR |
| FOR |
CONSOLIDATED EDISON, INC. |
| US |
| 20130520 |
| ANNUAL |
| 20130322 |
| ED |
| 209115104 |
| 1D |
| ELECTION OF NOMINEES: GORDON J. DAVIS |
| MGMT |
| FOR |
| FOR |
CONSOLIDATED EDISON, INC. |
| US |
| 20130520 |
| ANNUAL |
| 20130322 |
| ED |
| 209115104 |
| 1E |
| ELECTION OF NOMINEES: MICHAEL J. DEL GIUDICE |
| MGMT |
| FOR |
| FOR |
CONSOLIDATED EDISON, INC. |
| US |
| 20130520 |
| ANNUAL |
| 20130322 |
| ED |
| 209115104 |
| 1F |
| ELECTION OF NOMINEES: ELLEN V. FUTTER |
| MGMT |
| FOR |
| FOR |
CONSOLIDATED EDISON, INC. |
| US |
| 20130520 |
| ANNUAL |
| 20130322 |
| ED |
| 209115104 |
| 1G |
| ELECTION OF NOMINEES: JOHN F. HENNESSY III |
| MGMT |
| FOR |
| FOR |
CONSOLIDATED EDISON, INC. |
| US |
| 20130520 |
| ANNUAL |
| 20130322 |
| ED |
| 209115104 |
| 1H |
| ELECTION OF NOMINEES: JOHN F. KILLIAN |
| MGMT |
| FOR |
| FOR |
CONSOLIDATED EDISON, INC. |
| US |
| 20130520 |
| ANNUAL |
| 20130322 |
| ED |
| 209115104 |
| 1I |
| ELECTION OF NOMINEES: EUGENE R. MCGRATH |
| MGMT |
| FOR |
| FOR |
CONSOLIDATED EDISON, INC. |
| US |
| 20130520 |
| ANNUAL |
| 20130322 |
| ED |
| 209115104 |
| 1J |
| ELECTION OF NOMINEES: SALLY H. PIÑERO |
| MGMT |
| FOR |
| FOR |
CONSOLIDATED EDISON, INC. |
| US |
| 20130520 |
| ANNUAL |
| 20130322 |
| ED |
| 209115104 |
| 1K |
| ELECTION OF NOMINEES: MICHAEL W. RANGER |
| MGMT |
| FOR |
| FOR |
CONSOLIDATED EDISON, INC. |
| US |
| 20130520 |
| ANNUAL |
| 20130322 |
| ED |
| 209115104 |
| 1L |
| ELECTION OF NOMINEES: L. FREDERICK SUTHERLAND |
| MGMT |
| FOR |
| FOR |
CONSOLIDATED EDISON, INC. |
| US |
| 20130520 |
| ANNUAL |
| 20130322 |
| ED |
| 209115104 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
CONSOLIDATED EDISON, INC. |
| US |
| 20130520 |
| ANNUAL |
| 20130322 |
| ED |
| 209115104 |
| 3 |
| APPROVAL OF THE COMPANY’S LONG TERM INCENTIVE PLAN |
| MGMT |
| FOR |
| FOR |
CONSOLIDATED EDISON, INC. |
| US |
| 20130520 |
| ANNUAL |
| 20130322 |
| ED |
| 209115104 |
| 4 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
CONSOLIDATED EDISON, INC. |
| US |
| 20130520 |
| ANNUAL |
| 20130322 |
| ED |
| 209115104 |
| 5 |
| SHAREHOLDER PROPOSAL - END PRACTICE OF BENCHMARKING THE CEO’S TOTAL COMPENSATION TO THAT OF CEOS OF PEER COMPANIES |
| SHAREHOLD |
| AGAINST |
| AGAINST |
THE SOUTHERN COMPANY |
| US |
| 20130522 |
| ANNUAL |
| 20130325 |
| SO |
| 842587107 |
| 1A |
| ELECTION OF NOMINEES: J.P. BARANCO |
| MGMT |
| FOR |
| FOR |
THE SOUTHERN COMPANY |
| US |
| 20130522 |
| ANNUAL |
| 20130325 |
| SO |
| 842587107 |
| 1B |
| ELECTION OF NOMINEES: J.A. BOSCIA |
| MGMT |
| FOR |
| FOR |
THE SOUTHERN COMPANY |
| US |
| 20130522 |
| ANNUAL |
| 20130325 |
| SO |
| 842587107 |
| 1C |
| ELECTION OF NOMINEES: H.A. CLARK III |
| MGMT |
| FOR |
| FOR |
THE SOUTHERN COMPANY |
| US |
| 20130522 |
| ANNUAL |
| 20130325 |
| SO |
| 842587107 |
| 1D |
| ELECTION OF NOMINEES: T.A. FANNING |
| MGMT |
| FOR |
| FOR |
THE SOUTHERN COMPANY |
| US |
| 20130522 |
| ANNUAL |
| 20130325 |
| SO |
| 842587107 |
| 1E |
| ELECTION OF NOMINEES: D.J. GRAIN |
| MGMT |
| FOR |
| FOR |
THE SOUTHERN COMPANY |
| US |
| 20130522 |
| ANNUAL |
| 20130325 |
| SO |
| 842587107 |
| 1F |
| ELECTION OF NOMINEES: H.W. HABERMEYER, JR. |
| MGMT |
| FOR |
| FOR |
COMPANY NAME |
| COUNTRY |
| MEETING |
| MEETING TYPE |
| RECORD |
| TICKER |
| SECURITY ID |
| AGENDA |
| AGENDA ITEM DESCRIPTION |
| PROPOSED BY |
| MGMT VOTE |
| PG VOTE (“FOR”), |
THE SOUTHERN COMPANY |
| US |
| 20130522 |
| ANNUAL |
| 20130325 |
| SO |
| 842587107 |
| 1G |
| ELECTION OF NOMINEES: V.M. HAGEN |
| MGMT |
| FOR |
| FOR |
THE SOUTHERN COMPANY |
| US |
| 20130522 |
| ANNUAL |
| 20130325 |
| SO |
| 842587107 |
| 1H |
| ELECTION OF NOMINEES: W.A. HOOD, JR. |
| MGMT |
| FOR |
| FOR |
THE SOUTHERN COMPANY |
| US |
| 20130522 |
| ANNUAL |
| 20130325 |
| SO |
| 842587107 |
| 1I |
| ELECTION OF NOMINEES: D.M. JAMES |
| MGMT |
| FOR |
| FOR |
THE SOUTHERN COMPANY |
| US |
| 20130522 |
| ANNUAL |
| 20130325 |
| SO |
| 842587107 |
| 1J |
| ELECTION OF NOMINEES: D.E. KLEIN |
| MGMT |
| FOR |
| FOR |
THE SOUTHERN COMPANY |
| US |
| 20130522 |
| ANNUAL |
| 20130325 |
| SO |
| 842587107 |
| 1K |
| ELECTION OF NOMINEES: W.G. SMITH, JR. |
| MGMT |
| FOR |
| FOR |
THE SOUTHERN COMPANY |
| US |
| 20130522 |
| ANNUAL |
| 20130325 |
| SO |
| 842587107 |
| 1L |
| ELECTION OF NOMINEES: S.R. SPECKER |
| MGMT |
| FOR |
| FOR |
THE SOUTHERN COMPANY |
| US |
| 20130522 |
| ANNUAL |
| 20130325 |
| SO |
| 842587107 |
| 1M |
| ELECTION OF NOMINEES: E.J. WOOD III |
| MGMT |
| FOR |
| FOR |
THE SOUTHERN COMPANY |
| US |
| 20130522 |
| ANNUAL |
| 20130325 |
| SO |
| 842587107 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
THE SOUTHERN COMPANY |
| US |
| 20130522 |
| ANNUAL |
| 20130325 |
| SO |
| 842587107 |
| 3 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
THE SOUTHERN COMPANY |
| US |
| 20130522 |
| ANNUAL |
| 20130325 |
| SO |
| 842587107 |
| 4 |
| RATIFICATION OF BY-LAW AMENDMENT |
| MGMT |
| FOR |
| FOR |
THE SOUTHERN COMPANY |
| US |
| 20130522 |
| ANNUAL |
| 20130325 |
| SO |
| 842587107 |
| 5 |
| AMENDMENT TO COMPANY’S CERTIFICATE OF INCORPORATION TO REDUCE TWO-THIRDS SUPERMAJORITY REQUIREMENTS IN ARTICLE ELEVENTH TO A MAJORITY VOTE |
| MGMT |
| FOR |
| FOR |
THE SOUTHERN COMPANY |
| US |
| 20130522 |
| ANNUAL |
| 20130325 |
| SO |
| 842587107 |
| 6 |
| AMENDMENT TO COMPANY’S CERTIFICATE OF INCORPORATION TO REDUCE 75% SUPERMAJORITY REQUIREMENTS IN ARTICLE THIRTEENTH TO A TWO-THIRDS VOTE |
| MGMT |
| FOR |
| FOR |
MCDONALD’S CORPORATION |
| US |
| 20130523 |
| ANNUAL |
| 20130325 |
| MCD |
| 580135101 |
| 1A |
| ELECTION OF NOMINEES: WALTER E. MASSEY |
| MGMT |
| FOR |
| FOR |
MCDONALD’S CORPORATION |
| US |
| 20130523 |
| ANNUAL |
| 20130325 |
| MCD |
| 580135101 |
| 1B |
| ELECTION OF NOMINEES: JOHN W. ROGERS, JR. |
| MGMT |
| FOR |
| FOR |
MCDONALD’S CORPORATION |
| US |
| 20130523 |
| ANNUAL |
| 20130325 |
| MCD |
| 580135101 |
| 1C |
| ELECTION OF NOMINEES: ROGER W. STONE |
| MGMT |
| FOR |
| FOR |
MCDONALD’S CORPORATION |
| US |
| 20130523 |
| ANNUAL |
| 20130325 |
| MCD |
| 580135101 |
| 1D |
| ELECTION OF NOMINEES: MILES D. WHITE |
| MGMT |
| FOR |
| FOR |
MCDONALD’S CORPORATION |
| US |
| 20130523 |
| ANNUAL |
| 20130325 |
| MCD |
| 580135101 |
| 2 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
MCDONALD’S CORPORATION |
| US |
| 20130523 |
| ANNUAL |
| 20130325 |
| MCD |
| 580135101 |
| 3 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
MCDONALD’S CORPORATION |
| US |
| 20130523 |
| ANNUAL |
| 20130325 |
| MCD |
| 580135101 |
| 4 |
| ADVISORY VOTE ON A SHAREHOLDER PROPOSAL REQUESTING AN ANNUAL REPORT ON EXECUTIVE COMPENSATION, IF PRESENTED |
| SHAREHOLD |
| AGAINST |
| AGAINST |
MCDONALD’S CORPORATION |
| US |
| 20130523 |
| ANNUAL |
| 20130325 |
| MCD |
| 580135101 |
| 5 |
| ADVISORY VOTE ON A SHAREHOLDER PROPOSAL REQUESTING AN EXECUTIVE STOCK RETENTION POLICY, IF PRESENTED |
| SHAREHOLD |
| AGAINST |
| AGAINST |
MCDONALD’S CORPORATION |
| US |
| 20130523 |
| ANNUAL |
| 20130325 |
| MCD |
| 580135101 |
| 6 |
| ADVISORY VOTE ON A SHAREHOLDER PROPOSAL REQUESTING A HUMAN RIGHTS REPORT, IF PRESENTED |
| SHAREHOLD |
| AGAINST |
| AGAINST |
MCDONALD’S CORPORATION |
| US |
| 20130523 |
| ANNUAL |
| 20130325 |
| MCD |
| 580135101 |
| 7 |
| ADVISORY VOTE ON A SHAREHOLDER PROPOSAL REQUESTING A NUTRITION REPORT, IF PRESENTED |
| SHAREHOLD |
| AGAINST |
| AGAINST |
CHEVRON CORPORATION |
| US |
| 20130529 |
| ANNUAL |
| 20130403 |
| CVX |
| 166764100 |
| 1A |
| ELECTION OF NOMINEES: L.F. DEILY |
| MGMT |
| FOR |
| FOR |
CHEVRON CORPORATION |
| US |
| 20130529 |
| ANNUAL |
| 20130403 |
| CVX |
| 166764100 |
| 1B |
| ELECTION OF NOMINEES: R.E. DENHAM |
| MGMT |
| FOR |
| FOR |
CHEVRON CORPORATION |
| US |
| 20130529 |
| ANNUAL |
| 20130403 |
| CVX |
| 166764100 |
| 1C |
| ELECTION OF NOMINEES: A.P. GAST |
| MGMT |
| FOR |
| FOR |
CHEVRON CORPORATION |
| US |
| 20130529 |
| ANNUAL |
| 20130403 |
| CVX |
| 166764100 |
| 1D |
| ELECTION OF NOMINEES: E. HERNANDEZ |
| MGMT |
| FOR |
| FOR |
CHEVRON CORPORATION |
| US |
| 20130529 |
| ANNUAL |
| 20130403 |
| CVX |
| 166764100 |
| 1E |
| ELECTION OF NOMINEES: G.L. KIRKLAND |
| MGMT |
| FOR |
| FOR |
CHEVRON CORPORATION |
| US |
| 20130529 |
| ANNUAL |
| 20130403 |
| CVX |
| 166764100 |
| 1F |
| ELECTION OF NOMINEES: C.W. MOORMAN |
| MGMT |
| FOR |
| FOR |
CHEVRON CORPORATION |
| US |
| 20130529 |
| ANNUAL |
| 20130403 |
| CVX |
| 166764100 |
| 1G |
| ELECTION OF NOMINEES: K.W. SHARER |
| MGMT |
| FOR |
| FOR |
CHEVRON CORPORATION |
| US |
| 20130529 |
| ANNUAL |
| 20130403 |
| CVX |
| 166764100 |
| 1H |
| ELECTION OF NOMINEES: J.G. STUMPF |
| MGMT |
| FOR |
| FOR |
CHEVRON CORPORATION |
| US |
| 20130529 |
| ANNUAL |
| 20130403 |
| CVX |
| 166764100 |
| 1I |
| ELECTION OF NOMINEES: R.D. SUGAR |
| MGMT |
| FOR |
| FOR |
CHEVRON CORPORATION |
| US |
| 20130529 |
| ANNUAL |
| 20130403 |
| CVX |
| 166764100 |
| 1J |
| ELECTION OF NOMINEES: C. WARE |
| MGMT |
| FOR |
| FOR |
CHEVRON CORPORATION |
| US |
| 20130529 |
| ANNUAL |
| 20130403 |
| CVX |
| 166764100 |
| 1K |
| ELECTION OF NOMINEES: J.S. WATSON |
| MGMT |
| FOR |
| FOR |
CHEVRON CORPORATION |
| US |
| 20130529 |
| ANNUAL |
| 20130403 |
| CVX |
| 166764100 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
CHEVRON CORPORATION |
| US |
| 20130529 |
| ANNUAL |
| 20130403 |
| CVX |
| 166764100 |
| 3 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
CHEVRON CORPORATION |
| US |
| 20130529 |
| ANNUAL |
| 20130403 |
| CVX |
| 166764100 |
| 4 |
| APPROVAL OF AMENDMENTS TO LONG-TERM INCENTIVE PLAN |
| MGMT |
| FOR |
| FOR |
CHEVRON CORPORATION |
| US |
| 20130529 |
| ANNUAL |
| 20130403 |
| CVX |
| 166764100 |
| 5 |
| SHAREHOLDER PROPOSAL - SHALE ENERGY OPERATIONS |
| SHAREHOLD |
| AGAINST |
| AGAINST |
CHEVRON CORPORATION |
| US |
| 20130529 |
| ANNUAL |
| 20130403 |
| CVX |
| 166764100 |
| 6 |
| SHAREHOLDER PROPOSAL - OFFSHORE OIL WELLS |
| SHAREHOLD |
| AGAINST |
| AGAINST |
CHEVRON CORPORATION |
| US |
| 20130529 |
| ANNUAL |
| 20130403 |
| CVX |
| 166764100 |
| 7 |
| SHAREHOLDER PROPOSAL - CLIMATE RISK |
| SHAREHOLD |
| AGAINST |
| AGAINST |
CHEVRON CORPORATION |
| US |
| 20130529 |
| ANNUAL |
| 20130403 |
| CVX |
| 166764100 |
| 8 |
| SHAREHOLDER PROPOSAL - LOBBYING DISCLOSURE |
| SHAREHOLD |
| AGAINST |
| AGAINST |
CHEVRON CORPORATION |
| US |
| 20130529 |
| ANNUAL |
| 20130403 |
| CVX |
| 166764100 |
| 9 |
| SHAREHOLDER PROPOSAL - CESSATION OF USE OF CORPORATE FUNDS FOR POLITICAL PURPOSES |
| SHAREHOLD |
| AGAINST |
| AGAINST |
CHEVRON CORPORATION |
| US |
| 20130529 |
| ANNUAL |
| 20130403 |
| CVX |
| 166764100 |
| 10 |
| SHAREHOLDER PROPOSAL - CUMULATIVE VOTING |
| SHAREHOLD |
| AGAINST |
| AGAINST |
CHEVRON CORPORATION |
| US |
| 20130529 |
| ANNUAL |
| 20130403 |
| CVX |
| 166764100 |
| 11 |
| SHAREHOLDER PROPOSAL - SPECIAL MEETINGS |
| SHAREHOLD |
| AGAINST |
| AGAINST |
COMPANY NAME |
| COUNTRY |
| MEETING |
| MEETING TYPE |
| RECORD |
| TICKER |
| SECURITY ID |
| AGENDA |
| AGENDA ITEM DESCRIPTION |
| PROPOSED BY |
| MGMT VOTE |
| PG VOTE (“FOR”), |
CHEVRON CORPORATION |
| US |
| 20130529 |
| ANNUAL |
| 20130403 |
| CVX |
| 166764100 |
| 12 |
| SHAREHOLDER PROPOSAL - INDEPENDENT DIRECTOR WITH ENVIRONMENTAL EXPERTISE |
| SHAREHOLD |
| AGAINST |
| AGAINST |
CHEVRON CORPORATION |
| US |
| 20130529 |
| ANNUAL |
| 20130403 |
| CVX |
| 166764100 |
| 13 |
| SHAREHOLDER PROPOSAL - COUNTRY SELECTION GUIDELINES |
| SHAREHOLD |
| AGAINST |
| AGAINST |
PACIFIC ADVISORS FUNDS PROXY VOTING RECORD
FOR THE PERIOD JULY 1, 2012 - JUNE 30, 2013
INCOME AND EQUITY FUND
COMPANY NAME |
| COUNTRY |
| MEETING |
| MEETING TYPE |
| RECORD |
| TICKER |
| SECURITY ID |
| AGENDA |
| AGENDA ITEM DESCRIPTION |
| PROPOSED BY |
| MGMT VOTE |
| PG VOTE (“FOR”), |
THE PROCTER & GAMBLE COMPANY |
| US |
| 20121009 |
| ANNUAL |
| 20120810 |
| PG |
| 742718109 |
| 1A |
| ELECTION OF NOMINEES: ANGELA F. BRALY |
| MGMT |
| FOR |
| FOR |
THE PROCTER & GAMBLE COMPANY |
| US |
| 20121009 |
| ANNUAL |
| 20120810 |
| PG |
| 742718109 |
| 1B |
| ELECTION OF NOMINEES: KENNETH I. CHENAULT |
| MGMT |
| FOR |
| FOR |
THE PROCTER & GAMBLE COMPANY |
| US |
| 20121009 |
| ANNUAL |
| 20120810 |
| PG |
| 742718109 |
| 1C |
| ELECTION OF NOMINEES: SCOTT D. COOK |
| MGMT |
| FOR |
| FOR |
THE PROCTER & GAMBLE COMPANY |
| US |
| 20121009 |
| ANNUAL |
| 20120810 |
| PG |
| 742718109 |
| 1D |
| ELECTION OF NOMINEES: SUSAN DESMOND-HELLMANN |
| MGMT |
| FOR |
| FOR |
THE PROCTER & GAMBLE COMPANY |
| US |
| 20121009 |
| ANNUAL |
| 20120810 |
| PG |
| 742718109 |
| 1E |
| ELECTION OF NOMINEES: ROBERT A. MCDONALD |
| MGMT |
| FOR |
| FOR |
THE PROCTER & GAMBLE COMPANY |
| US |
| 20121009 |
| ANNUAL |
| 20120810 |
| PG |
| 742718109 |
| 1F |
| ELECTION OF NOMINEES: W. JAMES MCNERNEY, JR. |
| MGMT |
| FOR |
| FOR |
THE PROCTER & GAMBLE COMPANY |
| US |
| 20121009 |
| ANNUAL |
| 20120810 |
| PG |
| 742718109 |
| 1G |
| ELECTION OF NOMINEES: JOHNATHAN A. RODGERS |
| MGMT |
| FOR |
| FOR |
THE PROCTER & GAMBLE COMPANY |
| US |
| 20121009 |
| ANNUAL |
| 20120810 |
| PG |
| 742718109 |
| 1H |
| ELECTION OF NOMINEES: MARGARET C. WHITMAN |
| MGMT |
| FOR |
| FOR |
THE PROCTER & GAMBLE COMPANY |
| US |
| 20121009 |
| ANNUAL |
| 20120810 |
| PG |
| 742718109 |
| 1I |
| ELECTION OF NOMINEES: MARY AGNES WILDEROTTER |
| MGMT |
| FOR |
| FOR |
THE PROCTER & GAMBLE COMPANY |
| US |
| 20121009 |
| ANNUAL |
| 20120810 |
| PG |
| 742718109 |
| 1J |
| ELECTION OF NOMINEES: PATRICIA A. WOERTZ |
| MGMT |
| FOR |
| FOR |
THE PROCTER & GAMBLE COMPANY |
| US |
| 20121009 |
| ANNUAL |
| 20120810 |
| PG |
| 742718109 |
| 1K |
| ELECTION OF NOMINEES: ERNESTO ZEDILLO |
| MGMT |
| FOR |
| FOR |
THE PROCTER & GAMBLE COMPANY |
| US |
| 20121009 |
| ANNUAL |
| 20120810 |
| PG |
| 742718109 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
THE PROCTER & GAMBLE COMPANY |
| US |
| 20121009 |
| ANNUAL |
| 20120810 |
| PG |
| 742718109 |
| 3 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
THE PROCTER & GAMBLE COMPANY |
| US |
| 20121009 |
| ANNUAL |
| 20120810 |
| PG |
| 742718109 |
| 4 |
| SHAREHOLDER PROPOSAL #1 - SAY ON POLITICAL CONTRIBUTION |
| SHAREHOLD |
| AGAINST |
| AGAINST |
THE PROCTER & GAMBLE COMPANY |
| US |
| 20121009 |
| ANNUAL |
| 20120810 |
| PG |
| 742718109 |
| 5 |
| SHAREHOLDER PROPOSAL #2 - PRODUCER RESPONSIBILITY FOR PACKAGING |
| SHAREHOLD |
| AGAINST |
| AGAINST |
THE PROCTER & GAMBLE COMPANY |
| US |
| 20121009 |
| ANNUAL |
| 20120810 |
| PG |
| 742718109 |
| 6 |
| SHAREHOLDER PROPOSAL #3 - ADOPT SIMPLE MAJORITY VOTE |
| SHAREHOLD |
| AGAINST |
| AGAINST |
AUTOMATIC DATA PROCESSING, INC. |
| US |
| 20121113 |
| ANNUAL |
| 20120914 |
| ADP |
| 053015103 |
| 1 |
| ELECTION OF NOMINEES: 1. ELLEN R. ALEMANY, 2. GREGORY D. BRENNEMAN, 3. LESLIE A. BRUN, 4. RICHARD T. CLARK, 5. ERIC C. FAST, 6. LINDA R. GOODEN, 7. R. GLENN HUBBARD, 8. JOHN P. JONES, 9. CARLOS A. RODRIGUEZ, 10. ENRIQUE T. SALEM, 11.GREGORY L. SUMME |
| MGMT |
| FOR |
| FOR |
AUTOMATIC DATA PROCESSING, INC. |
| US |
| 20121113 |
| ANNUAL |
| 20120914 |
| ADP |
| 053015103 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
AUTOMATIC DATA PROCESSING, INC. |
| US |
| 20121113 |
| ANNUAL |
| 20120914 |
| ADP |
| 053015103 |
| 3 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
SYSCO CORPORATION |
| US |
| 20121114 |
| ANNUAL |
| 20120917 |
| SYY |
| 871829107 |
| 1A |
| ELECTION OF NOMINEES: JONATHAN GOLDEN |
| MGMT |
| FOR |
| FOR |
SYSCO CORPORATION |
| US |
| 20121114 |
| ANNUAL |
| 20120917 |
| SYY |
| 871829107 |
| 1B |
| ELECTION OF NOMINEES: JOSEPH A. HAFNER, JR. |
| MGMT |
| FOR |
| FOR |
SYSCO CORPORATION |
| US |
| 20121114 |
| ANNUAL |
| 20120917 |
| SYY |
| 871829107 |
| 1C |
| ELECTION OF NOMINEES: NANCY S. NEWCOMB |
| MGMT |
| FOR |
| FOR |
SYSCO CORPORATION |
| US |
| 20121114 |
| ANNUAL |
| 20120917 |
| SYY |
| 871829107 |
| 2 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
SYSCO CORPORATION |
| US |
| 20121114 |
| ANNUAL |
| 20120917 |
| SYY |
| 871829107 |
| 3 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORPORATION |
| US |
| 20121128 |
| ANNUAL |
| 20120914 |
| MSFT |
| 594918104 |
| 1 |
| ELECTION OF NOMINEES: STEVEN A. BALLMER |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORPORATION |
| US |
| 20121128 |
| ANNUAL |
| 20120914 |
| MSFT |
| 594918104 |
| 2 |
| ELECTION OF NOMINEES: DINA DUBLON |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORPORATION |
| US |
| 20121128 |
| ANNUAL |
| 20120914 |
| MSFT |
| 594918104 |
| 3 |
| ELECTION OF NOMINEES: WILLIAM H. GATES III |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORPORATION |
| US |
| 20121128 |
| ANNUAL |
| 20120914 |
| MSFT |
| 594918104 |
| 4 |
| ELECTION OF NOMINEES: MARIA M. KLAWE |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORPORATION |
| US |
| 20121128 |
| ANNUAL |
| 20120914 |
| MSFT |
| 594918104 |
| 5 |
| ELECTION OF NOMINEES: STEPHEN J. LUCZO |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORPORATION |
| US |
| 20121128 |
| ANNUAL |
| 20120914 |
| MSFT |
| 594918104 |
| 6 |
| ELECTION OF NOMINEES: DAVID F. MARQUARDT |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORPORATION |
| US |
| 20121128 |
| ANNUAL |
| 20120914 |
| MSFT |
| 594918104 |
| 7 |
| ELECTION OF NOMINEES: CHARLES H. NOSKI |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORPORATION |
| US |
| 20121128 |
| ANNUAL |
| 20120914 |
| MSFT |
| 594918104 |
| 8 |
| ELECTION OF NOMINEES: HELMUT PANKE |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORPORATION |
| US |
| 20121128 |
| ANNUAL |
| 20120914 |
| MSFT |
| 594918104 |
| 9 |
| ELECTION OF NOMINEES: JOHN W. THOMPSON |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORPORATION |
| US |
| 20121128 |
| ANNUAL |
| 20120914 |
| MSFT |
| 594918104 |
| 10 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORPORATION |
| US |
| 20121128 |
| ANNUAL |
| 20120914 |
| MSFT |
| 594918104 |
| 11 |
| APPROVAL OF EMPLOYEE STOCK PURCHASE PLAN |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORPORATION |
| US |
| 20121128 |
| ANNUAL |
| 20120914 |
| MSFT |
| 594918104 |
| 12 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORPORATION |
| US |
| 20121128 |
| ANNUAL |
| 20120914 |
| MSFT |
| 594918104 |
| 13 |
| SHAREHOLDER PROPOSAL - ADOPT CUMULATIVE VOTING |
| SHAREHOLD |
| AGAINST |
| AGAINST |
PUBLIC SERVICE ENTERPRISE GROUP INC. |
| US |
| 20130416 |
| ANNUAL |
| 20130215 |
| PEG |
| 744573106 |
| 1A |
| ELECTION OF NOMINEES: ALBERT R. GAMPER, JR. |
| MGMT |
| FOR |
| FOR |
PUBLIC SERVICE ENTERPRISE GROUP INC. |
| US |
| 20130416 |
| ANNUAL |
| 20130215 |
| PEG |
| 744573106 |
| 1B |
| ELECTION OF NOMINEES: WILLIAM V. HICKEY |
| MGMT |
| FOR |
| FOR |
PUBLIC SERVICE ENTERPRISE GROUP INC. |
| US |
| 20130416 |
| ANNUAL |
| 20130215 |
| PEG |
| 744573106 |
| 1C |
| ELECTION OF NOMINEES: RALPH IZZO |
| MGMT |
| FOR |
| FOR |
PUBLIC SERVICE ENTERPRISE GROUP INC. |
| US |
| 20130416 |
| ANNUAL |
| 20130215 |
| PEG |
| 744573106 |
| 1D |
| ELECTION OF NOMINEES: SHIRLEY ANN JACKSON |
| MGMT |
| FOR |
| FOR |
PUBLIC SERVICE ENTERPRISE GROUP INC. |
| US |
| 20130416 |
| ANNUAL |
| 20130215 |
| PEG |
| 744573106 |
| 1E |
| ELECTION OF NOMINEES: DAVID LILLEY |
| MGMT |
| FOR |
| FOR |
PUBLIC SERVICE ENTERPRISE GROUP INC. |
| US |
| 20130416 |
| ANNUAL |
| 20130215 |
| PEG |
| 744573106 |
| 1F |
| ELECTION OF NOMINEES: THOMAS A. RENYI |
| MGMT |
| FOR |
| FOR |
PUBLIC SERVICE ENTERPRISE GROUP INC. |
| US |
| 20130416 |
| ANNUAL |
| 20130215 |
| PEG |
| 744573106 |
| 1G |
| ELECTION OF NOMINEES: HAK CHEOL SHIN |
| MGMT |
| FOR |
| FOR |
PUBLIC SERVICE ENTERPRISE GROUP INC. |
| US |
| 20130416 |
| ANNUAL |
| 20130215 |
| PEG |
| 744573106 |
| 1H |
| ELECTION OF NOMINEES: RICHARD J. SWIFT |
| MGMT |
| FOR |
| FOR |
COMPANY NAME |
| COUNTRY |
| MEETING |
| MEETING TYPE |
| RECORD |
| TICKER |
| SECURITY ID |
| AGENDA |
| AGENDA ITEM DESCRIPTION |
| PROPOSED BY |
| MGMT VOTE |
| PG VOTE (“FOR”), |
PUBLIC SERVICE ENTERPRISE GROUP INC. |
| US |
| 20130416 |
| ANNUAL |
| 20130215 |
| PEG |
| 744573106 |
| 1I |
| ELECTION OF NOMINEES: SUSAN TOMASKY |
| MGMT |
| FOR |
| FOR |
PUBLIC SERVICE ENTERPRISE GROUP INC. |
| US |
| 20130416 |
| ANNUAL |
| 20130215 |
| PEG |
| 744573106 |
| 1J |
| ELECTION OF NOMINEES: ALFRED W. ZOLLAR |
| MGMT |
| FOR |
| FOR |
PUBLIC SERVICE ENTERPRISE GROUP INC. |
| US |
| 20130416 |
| ANNUAL |
| 20130215 |
| PEG |
| 744573106 |
| 2 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
PUBLIC SERVICE ENTERPRISE GROUP INC. |
| US |
| 20130416 |
| ANNUAL |
| 20130215 |
| PEG |
| 744573106 |
| 3 |
| APPROVAL OF AMENDMENT AND RESTATEMENT OF 2004 LONG-TERM INCENTIVE PLAN |
| MGMT |
| FOR |
| FOR |
PUBLIC SERVICE ENTERPRISE GROUP INC. |
| US |
| 20130416 |
| ANNUAL |
| 20130215 |
| PEG |
| 744573106 |
| 4 |
| APPROVAL OF AMENDMENT AND RESTATEMENT OF EMPLOYEE STOCK PURCHASE PLAN |
| MGMT |
| FOR |
| FOR |
PUBLIC SERVICE ENTERPRISE GROUP INC. |
| US |
| 20130416 |
| ANNUAL |
| 20130215 |
| PEG |
| 744573106 |
| 5 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
PUBLIC SERVICE ENTERPRISE GROUP INC. |
| US |
| 20130416 |
| ANNUAL |
| 20130215 |
| PEG |
| 744573106 |
| 6 |
| STOCKHOLDER PROPOSAL ON SIMPLE MAJORITY VOTE REQUIREMENT |
| SHAREHOLD |
| AGAINST |
| AGAINST |
GENUINE PARTS COMPANY |
| US |
| 20130422 |
| ANNUAL |
| 20130214 |
| GPC |
| 372460105 |
| 1 |
| ELECTION OF NOMINEES: 1. DR. MARY B. BULLOCK, 2. PAUL D. DONAHUE, 3. JEAN DOUVILLE, 4. THOMAS C. GALLAGHER, 5. GEORGE C. “JACK” GUYNN, 6. JOHN R. HOLDER, 7. JOHN D. JOHNS, 8. MICHAEL M.E. JOHNS, M.D., 9. ROBERT C. “ROBIN” LOUDERMILK, JR., 10. WENDY B. NEEDHAM, 11. JERRY W. NIX , 12. GARY W. ROLLINS |
| MGMT |
| FOR |
| FOR |
GENUINE PARTS COMPANY |
| US |
| 20130422 |
| ANNUAL |
| 20130214 |
| GPC |
| 372460105 |
| 2 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
GENUINE PARTS COMPANY |
| US |
| 20130422 |
| ANNUAL |
| 20130214 |
| GPC |
| 372460105 |
| 3 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
HONEYWELL INTERNATIONAL INC. |
| US |
| 20130422 |
| ANNUAL |
| 20130222 |
| HON |
| 438516106 |
| 1A |
| ELECTION OF NOMINEES: GORDON M. BETHUNE |
| MGMT |
| FOR |
| FOR |
HONEYWELL INTERNATIONAL INC. |
| US |
| 20130422 |
| ANNUAL |
| 20130222 |
| HON |
| 438516106 |
| 1B |
| ELECTION OF NOMINEES: KEVIN BURKE |
| MGMT |
| FOR |
| FOR |
HONEYWELL INTERNATIONAL INC. |
| US |
| 20130422 |
| ANNUAL |
| 20130222 |
| HON |
| 438516106 |
| 1C |
| ELECTION OF NOMINEES: JAIME CHICO PARDO |
| MGMT |
| FOR |
| FOR |
HONEYWELL INTERNATIONAL INC. |
| US |
| 20130422 |
| ANNUAL |
| 20130222 |
| HON |
| 438516106 |
| 1D |
| ELECTION OF NOMINEES: DAVID M. COTE |
| MGMT |
| FOR |
| FOR |
HONEYWELL INTERNATIONAL INC. |
| US |
| 20130422 |
| ANNUAL |
| 20130222 |
| HON |
| 438516106 |
| 1E |
| ELECTION OF NOMINEES: D. SCOTT DAVIS |
| MGMT |
| FOR |
| FOR |
HONEYWELL INTERNATIONAL INC. |
| US |
| 20130422 |
| ANNUAL |
| 20130222 |
| HON |
| 438516106 |
| 1F |
| ELECTION OF NOMINEES: LINNET F. DEILY |
| MGMT |
| FOR |
| FOR |
HONEYWELL INTERNATIONAL INC. |
| US |
| 20130422 |
| ANNUAL |
| 20130222 |
| HON |
| 438516106 |
| 1G |
| ELECTION OF NOMINEES: JUDD GREGG |
| MGMT |
| FOR |
| FOR |
HONEYWELL INTERNATIONAL INC. |
| US |
| 20130422 |
| ANNUAL |
| 20130222 |
| HON |
| 438516106 |
| 1H |
| ELECTION OF NOMINEES: CLIVE HOLLICK |
| MGMT |
| FOR |
| FOR |
HONEYWELL INTERNATIONAL INC. |
| US |
| 20130422 |
| ANNUAL |
| 20130222 |
| HON |
| 438516106 |
| 1I |
| ELECTION OF NOMINEES: GRACE D. LIEBLEIN |
| MGMT |
| FOR |
| FOR |
HONEYWELL INTERNATIONAL INC. |
| US |
| 20130422 |
| ANNUAL |
| 20130222 |
| HON |
| 438516106 |
| 1J |
| ELECTION OF NOMINEES: GEORGE PAZ |
| MGMT |
| FOR |
| FOR |
HONEYWELL INTERNATIONAL INC. |
| US |
| 20130422 |
| ANNUAL |
| 20130222 |
| HON |
| 438516106 |
| 1K |
| ELECTION OF NOMINEES: BRADLEY T. SHEARES |
| MGMT |
| FOR |
| FOR |
HONEYWELL INTERNATIONAL INC. |
| US |
| 20130422 |
| ANNUAL |
| 20130222 |
| HON |
| 438516106 |
| 1L |
| ELECTION OF NOMINEES: ROBIN L. WASHINGTON |
| MGMT |
| FOR |
| FOR |
HONEYWELL INTERNATIONAL INC. |
| US |
| 20130422 |
| ANNUAL |
| 20130222 |
| HON |
| 438516106 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
HONEYWELL INTERNATIONAL INC. |
| US |
| 20130422 |
| ANNUAL |
| 20130222 |
| HON |
| 438516106 |
| 3 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
HONEYWELL INTERNATIONAL INC. |
| US |
| 20130422 |
| ANNUAL |
| 20130222 |
| HON |
| 438516106 |
| 4 |
| SHAREHOLDER PROPOSAL - INDEPENDENT BOARD CHAIRMAN |
| SHAREHOLD |
| AGAINST |
| AGAINST |
HONEYWELL INTERNATIONAL INC. |
| US |
| 20130422 |
| ANNUAL |
| 20130222 |
| HON |
| 438516106 |
| 5 |
| SHAREHOLDER PROPOSAL - RIGHT TO ACT BY WRITTEN CONSENT |
| SHAREHOLD |
| AGAINST |
| AGAINST |
HONEYWELL INTERNATIONAL INC. |
| US |
| 20130422 |
| ANNUAL |
| 20130222 |
| HON |
| 438516106 |
| 6 |
| SHAREHOLDER PROPOSAL - ELIMINATE ACCELERATED VESTING IN A CHANGE IN CONTROL |
| SHAREHOLD |
| AGAINST |
| AGAINST |
E. I. DU PONT DE NEMOURS AND COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130227 |
| DD |
| 263534109 |
| 1A |
| ELECTION OF NOMINEES: LAMBERTO ANDREOTTI |
| MGMT |
| FOR |
| FOR |
E. I. DU PONT DE NEMOURS AND COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130227 |
| DD |
| 263534109 |
| 1B |
| ELECTION OF NOMINEES: RICHARD H. BROWN |
| MGMT |
| FOR |
| FOR |
E. I. DU PONT DE NEMOURS AND COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130227 |
| DD |
| 263534109 |
| 1C |
| ELECTION OF NOMINEES: ROBERT A. BROWN |
| MGMT |
| FOR |
| FOR |
E. I. DU PONT DE NEMOURS AND COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130227 |
| DD |
| 263534109 |
| 1D |
| ELECTION OF NOMINEES: BERTRAND P. COLLOMB |
| MGMT |
| FOR |
| FOR |
E. I. DU PONT DE NEMOURS AND COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130227 |
| DD |
| 263534109 |
| 1E |
| ELECTION OF NOMINEES: CURTIS J. CRAWFORD |
| MGMT |
| FOR |
| FOR |
E. I. DU PONT DE NEMOURS AND COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130227 |
| DD |
| 263534109 |
| 1F |
| ELECTION OF NOMINEES: ALEXANDER M. CUTLER |
| MGMT |
| FOR |
| FOR |
E. I. DU PONT DE NEMOURS AND COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130227 |
| DD |
| 263534109 |
| 1G |
| ELECTION OF NOMINEES: ELEUTHERE I. DU PONT |
| MGMT |
| FOR |
| FOR |
E. I. DU PONT DE NEMOURS AND COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130227 |
| DD |
| 263534109 |
| 1H |
| ELECTION OF NOMINEES: MARILLYN A. HEWSON |
| MGMT |
| FOR |
| FOR |
E. I. DU PONT DE NEMOURS AND COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130227 |
| DD |
| 263534109 |
| 1I |
| ELECTION OF NOMINEES: LOIS D. JULIBER |
| MGMT |
| FOR |
| FOR |
E. I. DU PONT DE NEMOURS AND COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130227 |
| DD |
| 263534109 |
| 1J |
| ELECTION OF NOMINEES: ELLEN J. KULLMAN |
| MGMT |
| FOR |
| FOR |
E. I. DU PONT DE NEMOURS AND COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130227 |
| DD |
| 263534109 |
| 1K |
| ELECTION OF NOMINEES: LEE M. THOMAS |
| MGMT |
| FOR |
| FOR |
E. I. DU PONT DE NEMOURS AND COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130227 |
| DD |
| 263534109 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
E. I. DU PONT DE NEMOURS AND COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130227 |
| DD |
| 263534109 |
| 3 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
E. I. DU PONT DE NEMOURS AND COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130227 |
| DD |
| 263534109 |
| 4 |
| SHAREHOLDER PROPOSAL - INDEPENDENT BOARD CHAIR |
| SHAREHOLD |
| AGAINST |
| AGAINST |
E. I. DU PONT DE NEMOURS AND COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130227 |
| DD |
| 263534109 |
| 5 |
| SHAREHOLDER PROPOSAL - LOBBYING REPORT |
| SHAREHOLD |
| AGAINST |
| AGAINST |
COMPANY NAME |
| COUNTRY |
| MEETING |
| MEETING TYPE |
| RECORD |
| TICKER |
| SECURITY ID |
| AGENDA |
| AGENDA ITEM DESCRIPTION |
| PROPOSED BY |
| MGMT VOTE |
| PG VOTE (“FOR”), |
E. I. DU PONT DE NEMOURS AND COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130227 |
| DD |
| 263534109 |
| 6 |
| SHAREHOLDER PROPOSAL - GENETICALLY ENGINEERED SEED |
| SHAREHOLD |
| AGAINST |
| AGAINST |
E. I. DU PONT DE NEMOURS AND COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130227 |
| DD |
| 263534109 |
| 7 |
| SHAREHOLDER PROPOSAL - EXECUTIVE COMPENSATION REPORT |
| SHAREHOLD |
| AGAINST |
| AGAINST |
GENERAL ELECTRIC COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| GE |
| 369604103 |
| A1 |
| ELECTION OF NOMINEES: W. GEOFFREY BEATTIE |
| N/A |
| N/A |
| NOT RECD |
GENERAL ELECTRIC COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| GE |
| 369604103 |
| A2 |
| ELECTION OF NOMINEES: JOHN J. BRENNAN |
| N/A |
| N/A |
| NOT RECD |
GENERAL ELECTRIC COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| GE |
| 369604103 |
| A3 |
| ELECTION OF NOMINEES: JAMES I. CASH, JR. |
| N/A |
| N/A |
| NOT RECD |
GENERAL ELECTRIC COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| GE |
| 369604103 |
| A4 |
| ELECTION OF NOMINEES: FRANCISCO D’SOUZA |
| N/A |
| N/A |
| NOT RECD |
GENERAL ELECTRIC COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| GE |
| 369604103 |
| A5 |
| ELECTION OF NOMINEES: MARIJN E. DEKKERS |
| N/A |
| N/A |
| NOT RECD |
GENERAL ELECTRIC COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| GE |
| 369604103 |
| A6 |
| ELECTION OF NOMINEES: ANN M. FUDGE |
| N/A |
| N/A |
| NOT RECD |
GENERAL ELECTRIC COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| GE |
| 369604103 |
| A7 |
| ELECTION OF NOMINEES: SUSAN HOCKFIELD |
| N/A |
| N/A |
| NOT RECD |
GENERAL ELECTRIC COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| GE |
| 369604103 |
| A8 |
| ELECTION OF NOMINEES: JEFFREY R. IMMELT |
| N/A |
| N/A |
| NOT RECD |
GENERAL ELECTRIC COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| GE |
| 369604103 |
| A9 |
| ELECTION OF NOMINEES: ANDREA JUNG |
| N/A |
| N/A |
| NOT RECD |
GENERAL ELECTRIC COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| GE |
| 369604103 |
| A10 |
| ELECTION OF NOMINEES: ROBERT W. LANE |
| N/A |
| N/A |
| NOT RECD |
GENERAL ELECTRIC COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| GE |
| 369604103 |
| A11 |
| ELECTION OF NOMINEES: RALPH S. LARSEN |
| N/A |
| N/A |
| NOT RECD |
GENERAL ELECTRIC COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| GE |
| 369604103 |
| A12 |
| ELECTION OF NOMINEES: ROCHELLE B. LAZARUS |
| N/A |
| N/A |
| NOT RECD |
GENERAL ELECTRIC COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| GE |
| 369604103 |
| A13 |
| ELECTION OF NOMINEES: JAMES J. MULVA |
| N/A |
| N/A |
| NOT RECD |
GENERAL ELECTRIC COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| GE |
| 369604103 |
| A14 |
| ELECTION OF NOMINEES: MARY L. SCHAPIRO |
| N/A |
| N/A |
| NOT RECD |
GENERAL ELECTRIC COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| GE |
| 369604103 |
| A15 |
| ELECTION OF NOMINEES: ROBERT J. SWIERINGA |
| N/A |
| N/A |
| NOT RECD |
GENERAL ELECTRIC COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| GE |
| 369604103 |
| A16 |
| ELECTION OF NOMINEES: JAMES S. TISCH |
| N/A |
| N/A |
| NOT RECD |
GENERAL ELECTRIC COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| GE |
| 369604103 |
| A17 |
| ELECTION OF NOMINEES: DOUGLAS A. WARNER III |
| N/A |
| N/A |
| NOT RECD |
GENERAL ELECTRIC COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| GE |
| 369604103 |
| B1 |
| EXECUTIVE COMPENSATION |
| N/A |
| N/A |
| NOT RECD |
GENERAL ELECTRIC COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| GE |
| 369604103 |
| B2 |
| RATIFY THE SELECTION OF AUDITOR |
| N/A |
| N/A |
| NOT RECD |
GENERAL ELECTRIC COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| GE |
| 369604103 |
| C1 |
| SHAREHOLDER PROPOSAL - CESSATION OF ALL STOCK OPTIONS AND BONUSES |
| N/A |
| N/A |
| NOT RECD |
GENERAL ELECTRIC COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| GE |
| 369604103 |
| C2 |
| SHAREHOLDER PROPOSAL - DIRECTOR TERM LIMITS |
| N/A |
| N/A |
| NOT RECD |
GENERAL ELECTRIC COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| GE |
| 369604103 |
| C3 |
| SHAREHOLDER PROPOSAL - INDEPENDENT CHAIRMAN |
| N/A |
| N/A |
| NOT RECD |
GENERAL ELECTRIC COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| GE |
| 369604103 |
| C4 |
| SHAREHOLDER PROPOSAL - RIGHT TO ACT BY WRITTEN CONSENT |
| N/A |
| N/A |
| NOT RECD |
GENERAL ELECTRIC COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| GE |
| 369604103 |
| C5 |
| SHAREHOLDER PROPOSAL - EXECUTIVES TO RETAIN SIGNIFICANT STOCK |
| N/A |
| N/A |
| NOT RECD |
GENERAL ELECTRIC COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| GE |
| 369604103 |
| C6 |
| SHAREHOLDER PROPOSAL - MULTIPLE CANDIDATE ELECTIONS |
| N/A |
| N/A |
| NOT RECD |
THE COCA-COLA COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| KO |
| 191216100 |
| 1A |
| ELECTION OF NOMINEES: HERBERT A. ALLEN |
| MGMT |
| FOR |
| FOR |
THE COCA-COLA COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| KO |
| 191216100 |
| 1B |
| ELECTION OF NOMINEES: RONALD W. ALLEN |
| MGMT |
| FOR |
| FOR |
THE COCA-COLA COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| KO |
| 191216100 |
| 1C |
| ELECTION OF NOMINEES: HOWARD G. BUFFETT |
| MGMT |
| FOR |
| FOR |
THE COCA-COLA COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| KO |
| 191216100 |
| 1D |
| ELECTION OF NOMINEES: RICHARD M. DALEY |
| MGMT |
| FOR |
| FOR |
THE COCA-COLA COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| KO |
| 191216100 |
| 1E |
| ELECTION OF NOMINEES: BARRY DILLER |
| MGMT |
| FOR |
| FOR |
THE COCA-COLA COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| KO |
| 191216100 |
| 1F |
| ELECTION OF NOMINEES: HELENE D. GAYLE |
| MGMT |
| FOR |
| FOR |
THE COCA-COLA COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| KO |
| 191216100 |
| 1G |
| ELECTION OF NOMINEES: EVAN G. GREENBERG |
| MGMT |
| FOR |
| FOR |
THE COCA-COLA COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| KO |
| 191216100 |
| 1H |
| ELECTION OF NOMINEES: ALEXIS M. HERMAN |
| MGMT |
| FOR |
| FOR |
THE COCA-COLA COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| KO |
| 191216100 |
| 1I |
| ELECTION OF NOMINEES: MUHTAR KENT |
| MGMT |
| FOR |
| FOR |
THE COCA-COLA COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| KO |
| 191216100 |
| 1J |
| ELECTION OF NOMINEES: ROBERT A. KOTICK |
| MGMT |
| FOR |
| FOR |
THE COCA-COLA COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| KO |
| 191216100 |
| 1K |
| ELECTION OF NOMINEES: MARIA ELENA LAGOMASINO |
| MGMT |
| FOR |
| FOR |
THE COCA-COLA COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| KO |
| 191216100 |
| 1L |
| ELECTION OF NOMINEES: DONALD F. MCHENRY |
| MGMT |
| FOR |
| FOR |
THE COCA-COLA COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| KO |
| 191216100 |
| 1M |
| ELECTION OF NOMINEES: SAM NUNN |
| MGMT |
| FOR |
| FOR |
THE COCA-COLA COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| KO |
| 191216100 |
| 1N |
| ELECTION OF NOMINEES: JAMES D. ROBINSON III |
| MGMT |
| FOR |
| FOR |
THE COCA-COLA COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| KO |
| 191216100 |
| 1O |
| ELECTION OF NOMINEES: PETER V. UEBERROTH |
| MGMT |
| FOR |
| FOR |
THE COCA-COLA COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| KO |
| 191216100 |
| 1P |
| ELECTION OF NOMINEES: JACOB WALLENBERG |
| MGMT |
| FOR |
| FOR |
THE COCA-COLA COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| KO |
| 191216100 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
THE COCA-COLA COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| KO |
| 191216100 |
| 3 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
THE COCA-COLA COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| KO |
| 191216100 |
| 4 |
| APPROVE AN AMENDMENT TO THE COMPANY’S BY-LAWS TO PERMIT SHAREOWNERS TO CALL SPECIAL MEETINGS |
| MGMT |
| FOR |
| FOR |
COMPANY NAME |
| COUNTRY |
| MEETING |
| MEETING TYPE |
| RECORD |
| TICKER |
| SECURITY ID |
| AGENDA |
| AGENDA ITEM DESCRIPTION |
| PROPOSED BY |
| MGMT VOTE |
| PG VOTE (“FOR”), |
THE COCA-COLA COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| KO |
| 191216100 |
| 5 |
| SHAREOWNER PROPOSAL REGARDING A BOARD COMMITTEE ON HUMAN RIGHTS |
| SHAREHOLD |
| AGAINST |
| AGAINST |
JOHNSON & JOHNSON |
| US |
| 20130425 |
| ANNUAL |
| 20130226 |
| JNJ |
| 478160104 |
| 1A |
| ELECTION OF NOMINEES: MARY SUE COLEMAN |
| MGMT |
| FOR |
| FOR |
JOHNSON & JOHNSON |
| US |
| 20130425 |
| ANNUAL |
| 20130226 |
| JNJ |
| 478160104 |
| 1B |
| ELECTION OF NOMINEES: JAMES G. CULLEN |
| MGMT |
| FOR |
| FOR |
JOHNSON & JOHNSON |
| US |
| 20130425 |
| ANNUAL |
| 20130226 |
| JNJ |
| 478160104 |
| 1C |
| ELECTION OF NOMINEES: IAN E.L. DAVIS |
| MGMT |
| FOR |
| FOR |
JOHNSON & JOHNSON |
| US |
| 20130425 |
| ANNUAL |
| 20130226 |
| JNJ |
| 478160104 |
| 1D |
| ELECTION OF NOMINEES: ALEX GORSKY |
| MGMT |
| FOR |
| FOR |
JOHNSON & JOHNSON |
| US |
| 20130425 |
| ANNUAL |
| 20130226 |
| JNJ |
| 478160104 |
| 1E |
| ELECTION OF NOMINEES: MICHAEL M.E. JOHNS |
| MGMT |
| FOR |
| FOR |
JOHNSON & JOHNSON |
| US |
| 20130425 |
| ANNUAL |
| 20130226 |
| JNJ |
| 478160104 |
| 1F |
| ELECTION OF NOMINEES: SUSAN L. LINDQUIST |
| MGMT |
| FOR |
| FOR |
JOHNSON & JOHNSON |
| US |
| 20130425 |
| ANNUAL |
| 20130226 |
| JNJ |
| 478160104 |
| 1G |
| ELECTION OF NOMINEES: ANNE M. MULCAHY |
| MGMT |
| FOR |
| FOR |
JOHNSON & JOHNSON |
| US |
| 20130425 |
| ANNUAL |
| 20130226 |
| JNJ |
| 478160104 |
| 1H |
| ELECTION OF NOMINEES: LEO F. MULLIN |
| MGMT |
| FOR |
| FOR |
JOHNSON & JOHNSON |
| US |
| 20130425 |
| ANNUAL |
| 20130226 |
| JNJ |
| 478160104 |
| 1I |
| ELECTION OF NOMINEES: WILLIAM D. PEREZ |
| MGMT |
| FOR |
| FOR |
JOHNSON & JOHNSON |
| US |
| 20130425 |
| ANNUAL |
| 20130226 |
| JNJ |
| 478160104 |
| 1J |
| ELECTION OF NOMINEES: CHARLES PRINCE |
| MGMT |
| FOR |
| FOR |
JOHNSON & JOHNSON |
| US |
| 20130425 |
| ANNUAL |
| 20130226 |
| JNJ |
| 478160104 |
| 1K |
| ELECTION OF NOMINEES: A. EUGENE WASHINGTON |
| MGMT |
| FOR |
| FOR |
JOHNSON & JOHNSON |
| US |
| 20130425 |
| ANNUAL |
| 20130226 |
| JNJ |
| 478160104 |
| 1L |
| ELECTION OF NOMINEES: RONALD A. WILLIAMS |
| MGMT |
| FOR |
| FOR |
JOHNSON & JOHNSON |
| US |
| 20130425 |
| ANNUAL |
| 20130226 |
| JNJ |
| 478160104 |
| 2 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
JOHNSON & JOHNSON |
| US |
| 20130425 |
| ANNUAL |
| 20130226 |
| JNJ |
| 478160104 |
| 3 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
JOHNSON & JOHNSON |
| US |
| 20130425 |
| ANNUAL |
| 20130226 |
| JNJ |
| 478160104 |
| 4 |
| SHAREHOLDER PROPOSAL - EXECUTIVES TO RETAIN SIGNIFICANT STOCK |
| SHAREHOLD |
| AGAINST |
| AGAINST |
JOHNSON & JOHNSON |
| US |
| 20130425 |
| ANNUAL |
| 20130226 |
| JNJ |
| 478160104 |
| 5 |
| SHAREHOLDER PROPOSAL ON POLITICAL CONTRIBUTIONS AND CORPORATE VALUES |
| SHAREHOLD |
| AGAINST |
| AGAINST |
JOHNSON & JOHNSON |
| US |
| 20130425 |
| ANNUAL |
| 20130226 |
| JNJ |
| 478160104 |
| 6 |
| SHAREHOLDER PROPOSAL ON INDEPENDENT BOARD CHAIRMAN |
| SHAREHOLD |
| AGAINST |
| AGAINST |
PFIZER INC. |
| US |
| 20130425 |
| ANNUAL |
| 20130227 |
| PFE |
| 717081103 |
| 1A |
| ELECTION OF NOMINEES: DENNIS A. AUSIELLO |
| MGMT |
| FOR |
| FOR |
PFIZER INC. |
| US |
| 20130425 |
| ANNUAL |
| 20130227 |
| PFE |
| 717081103 |
| 1B |
| ELECTION OF NOMINEES: M. ANTHONY BURNS |
| MGMT |
| FOR |
| FOR |
PFIZER INC. |
| US |
| 20130425 |
| ANNUAL |
| 20130227 |
| PFE |
| 717081103 |
| 1C |
| ELECTION OF NOMINEES: W. DON CORNWELL |
| MGMT |
| FOR |
| FOR |
PFIZER INC. |
| US |
| 20130425 |
| ANNUAL |
| 20130227 |
| PFE |
| 717081103 |
| 1D |
| ELECTION OF NOMINEES: FRANCES D. FERGUSSON |
| MGMT |
| FOR |
| FOR |
PFIZER INC. |
| US |
| 20130425 |
| ANNUAL |
| 20130227 |
| PFE |
| 717081103 |
| 1E |
| ELECTION OF NOMINEES: WILLIAM H. GRAY, III |
| MGMT |
| FOR |
| FOR |
PFIZER INC. |
| US |
| 20130425 |
| ANNUAL |
| 20130227 |
| PFE |
| 717081103 |
| 1F |
| ELECTION OF NOMINEES: HELEN H. HOBBS |
| MGMT |
| FOR |
| FOR |
PFIZER INC. |
| US |
| 20130425 |
| ANNUAL |
| 20130227 |
| PFE |
| 717081103 |
| 1G |
| ELECTION OF NOMINEES: CONSTANCE J. HORNER |
| MGMT |
| FOR |
| FOR |
PFIZER INC. |
| US |
| 20130425 |
| ANNUAL |
| 20130227 |
| PFE |
| 717081103 |
| 1H |
| ELECTION OF NOMINEES: JAMES M. KILTS |
| MGMT |
| FOR |
| FOR |
PFIZER INC. |
| US |
| 20130425 |
| ANNUAL |
| 20130227 |
| PFE |
| 717081103 |
| 1I |
| ELECTION OF NOMINEES: GEORGE A. LORCH |
| MGMT |
| FOR |
| FOR |
PFIZER INC. |
| US |
| 20130425 |
| ANNUAL |
| 20130227 |
| PFE |
| 717081103 |
| 1J |
| ELECTION OF NOMINEES: SUZANNE NORA JOHNSON |
| MGMT |
| FOR |
| FOR |
PFIZER INC. |
| US |
| 20130425 |
| ANNUAL |
| 20130227 |
| PFE |
| 717081103 |
| 1K |
| ELECTION OF NOMINEES: IAN C. READ |
| MGMT |
| FOR |
| FOR |
PFIZER INC. |
| US |
| 20130425 |
| ANNUAL |
| 20130227 |
| PFE |
| 717081103 |
| 1L |
| ELECTION OF NOMINEES: STEPHEN W. SANGER |
| MGMT |
| FOR |
| FOR |
PFIZER INC. |
| US |
| 20130425 |
| ANNUAL |
| 20130227 |
| PFE |
| 717081103 |
| 1M |
| ELECTION OF NOMINEES: MARC TESSIER-LAVIGNE |
| MGMT |
| FOR |
| FOR |
PFIZER INC. |
| US |
| 20130425 |
| ANNUAL |
| 20130227 |
| PFE |
| 717081103 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
PFIZER INC. |
| US |
| 20130425 |
| ANNUAL |
| 20130227 |
| PFE |
| 717081103 |
| 3 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
PFIZER INC. |
| US |
| 20130425 |
| ANNUAL |
| 20130227 |
| PFE |
| 717081103 |
| 4 |
| SHAREHOLDER PROPOSAL REGARDING EXECUTIVE EQUITY RETENTION |
| SHAREHOLD |
| AGAINST |
| AGAINST |
PFIZER INC. |
| US |
| 20130425 |
| ANNUAL |
| 20130227 |
| PFE |
| 717081103 |
| 5 |
| SHAREHOLDER PROPOSAL REGARDING ACTION BY WRITTEN CONSENT |
| SHAREHOLD |
| AGAINST |
| AGAINST |
ABBOTT LABORATORIES |
| US |
| 20130426 |
| ANNUAL |
| 20130227 |
| ABT |
| 002824100 |
| 1 |
| ELECTION OF NOMINEES: 1. R.J. ALPERN, 2. R.S. AUSTIN, 3. S.E. BLOUNT, 4. W.J. FARRELL, 5. E.M. LIDDY, 6. N. MCKINSTRY, 7. P.N. NOVAKOVIC, 8. W.A. OSBORN, 9. S.C. SCOTT III, 10. G.F. TILTON, 11. M.D. WHITE |
| MGMT |
| FOR |
| FOR |
ABBOTT LABORATORIES |
| US |
| 20130426 |
| ANNUAL |
| 20130227 |
| ABT |
| 002824100 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
ABBOTT LABORATORIES |
| US |
| 20130426 |
| ANNUAL |
| 20130227 |
| ABT |
| 002824100 |
| 3 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
ABBOTT LABORATORIES |
| US |
| 20130426 |
| ANNUAL |
| 20130227 |
| ABT |
| 002824100 |
| 4 |
| SHAREHOLDER PROPOSAL - GENETICALLY MODIFIED INGREDIENTS |
| SHAREHOLD |
| AGAINST |
| AGAINST |
ABBOTT LABORATORIES |
| US |
| 20130426 |
| ANNUAL |
| 20130227 |
| ABT |
| 002824100 |
| 5 |
| SHAREHOLDER PROPOSAL - LOBBYING DISCLOSURE |
| SHAREHOLD |
| AGAINST |
| AGAINST |
ABBOTT LABORATORIES |
| US |
| 20130426 |
| ANNUAL |
| 20130227 |
| ABT |
| 002824100 |
| 6 |
| SHAREHOLDER PROPOSAL - INDEPENDENT BOARD CHAIR |
| SHAREHOLD |
| AGAINST |
| AGAINST |
ABBOTT LABORATORIES |
| US |
| 20130426 |
| ANNUAL |
| 20130227 |
| ABT |
| 002824100 |
| 7 |
| SHAREHOLDER PROPOSAL - EQUITY RETENTION AND HEDGING |
| SHAREHOLD |
| AGAINST |
| AGAINST |
ABBOTT LABORATORIES |
| US |
| 20130426 |
| ANNUAL |
| 20130227 |
| ABT |
| 002824100 |
| 8 |
| SHAREHOLDER PROPOSAL - INCENTIVE COMPENSATION |
| SHAREHOLD |
| AGAINST |
| AGAINST |
ABBOTT LABORATORIES |
| US |
| 20130426 |
| ANNUAL |
| 20130227 |
| ABT |
| 002824100 |
| 9 |
| SHAREHOLDER PROPOSAL - ACCELERATED VESTING OF AWARDS UPON CHANGE IN CONTROL |
| SHAREHOLD |
| AGAINST |
| AGAINST |
COMPANY NAME |
| COUNTRY |
| MEETING |
| MEETING TYPE |
| RECORD |
| TICKER |
| SECURITY ID |
| AGENDA |
| AGENDA ITEM DESCRIPTION |
| PROPOSED BY |
| MGMT VOTE |
| PG VOTE (“FOR”), |
AT&T INC. |
| US |
| 20130426 |
| ANNUAL |
| 20130227 |
| T |
| 00206R102 |
| 1A |
| ELECTION OF NOMINEES: RANDALL L. STEPHENSON |
| MGMT |
| FOR |
| FOR |
AT&T INC. |
| US |
| 20130426 |
| ANNUAL |
| 20130227 |
| T |
| 00206R102 |
| 1B |
| ELECTION OF NOMINEES: GILBERT F. AMELIO |
| MGMT |
| FOR |
| FOR |
AT&T INC. |
| US |
| 20130426 |
| ANNUAL |
| 20130227 |
| T |
| 00206R102 |
| 1C |
| ELECTION OF NOMINEES: REUBEN V. ANDERSON |
| MGMT |
| FOR |
| FOR |
AT&T INC. |
| US |
| 20130426 |
| ANNUAL |
| 20130227 |
| T |
| 00206R102 |
| 1D |
| ELECTION OF NOMINEES: JAMES H. BLANCHARD |
| MGMT |
| FOR |
| FOR |
AT&T INC. |
| US |
| 20130426 |
| ANNUAL |
| 20130227 |
| T |
| 00206R102 |
| 1E |
| ELECTION OF NOMINEES: JAIME CHICO PARDO |
| MGMT |
| FOR |
| FOR |
AT&T INC. |
| US |
| 20130426 |
| ANNUAL |
| 20130227 |
| T |
| 00206R102 |
| 1F |
| ELECTION OF NOMINEES: SCOTT T. FORD |
| MGMT |
| FOR |
| FOR |
AT&T INC. |
| US |
| 20130426 |
| ANNUAL |
| 20130227 |
| T |
| 00206R102 |
| 1G |
| ELECTION OF NOMINEES: JAMES P. KELLY |
| MGMT |
| FOR |
| FOR |
AT&T INC. |
| US |
| 20130426 |
| ANNUAL |
| 20130227 |
| T |
| 00206R102 |
| 1H |
| ELECTION OF NOMINEES: JON C. MADONNA |
| MGMT |
| FOR |
| FOR |
AT&T INC. |
| US |
| 20130426 |
| ANNUAL |
| 20130227 |
| T |
| 00206R102 |
| 1I |
| ELECTION OF NOMINEES: MICHAEL B. MCCALLISTER |
| MGMT |
| FOR |
| FOR |
AT&T INC. |
| US |
| 20130426 |
| ANNUAL |
| 20130227 |
| T |
| 00206R102 |
| 1J |
| ELECTION OF NOMINEES: JOHN B. MCCOY |
| MGMT |
| FOR |
| FOR |
AT&T INC. |
| US |
| 20130426 |
| ANNUAL |
| 20130227 |
| T |
| 00206R102 |
| 1K |
| ELECTION OF NOMINEES: JOYCE M. ROCHE |
| MGMT |
| FOR |
| FOR |
AT&T INC. |
| US |
| 20130426 |
| ANNUAL |
| 20130227 |
| T |
| 00206R102 |
| 1L |
| ELECTION OF NOMINEES: MATTHEW K. ROSE |
| MGMT |
| FOR |
| FOR |
AT&T INC. |
| US |
| 20130426 |
| ANNUAL |
| 20130227 |
| T |
| 00206R102 |
| 1M |
| ELECTION OF NOMINEES: LAURA D’ANDREA TYSON |
| MGMT |
| FOR |
| FOR |
AT&T INC. |
| US |
| 20130426 |
| ANNUAL |
| 20130227 |
| T |
| 00206R102 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
AT&T INC. |
| US |
| 20130426 |
| ANNUAL |
| 20130227 |
| T |
| 00206R102 |
| 3 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
AT&T INC. |
| US |
| 20130426 |
| ANNUAL |
| 20130227 |
| T |
| 00206R102 |
| 4 |
| APPROVE STOCK PURCHASE AND DEFERRAL PLAN |
| MGMT |
| FOR |
| FOR |
AT&T INC. |
| US |
| 20130426 |
| ANNUAL |
| 20130227 |
| T |
| 00206R102 |
| 5 |
| SHAREHOLDER PROPOSAL - POLITICAL CONTRIBUTIONS REPORT |
| SHAREHOLD |
| AGAINST |
| AGAINST |
AT&T INC. |
| US |
| 20130426 |
| ANNUAL |
| 20130227 |
| T |
| 00206R102 |
| 6 |
| SHAREHOLDER PROPOSAL - LEAD BATTERIES REPORT |
| SHAREHOLD |
| AGAINST |
| AGAINST |
AT&T INC. |
| US |
| 20130426 |
| ANNUAL |
| 20130227 |
| T |
| 00206R102 |
| 7 |
| SHAREHOLDER PROPOSAL - COMPENSATION PACKAGES |
| SHAREHOLD |
| AGAINST |
| AGAINST |
AT&T INC. |
| US |
| 20130426 |
| ANNUAL |
| 20130227 |
| T |
| 00206R102 |
| 8 |
| SHAREHOLDER PROPOSAL - INDEPENDENT BOARD CHAIRMAN |
| SHAREHOLD |
| AGAINST |
| AGAINST |
DUKE ENERGY CORPORATION |
| US |
| 20130502 |
| ANNUAL |
| 20130305 |
| DUK |
| 26441C204 |
| 1 |
| ELECTION OF NOMINEES: 1. WILLIAM BARNET, III, 2. G. ALEX BERNHARDT, SR., 3. MICHAEL G. BROWNING, 4. HARRIS E. DELOACH, JR., 5. DANIEL R. DIMICCO, 6. JOHN H. FORSGREN, 7. ANN M. GRAY, 8. JAMES H. HANCE, JR., 9. JOHN T. HERRON, 10. JAMES B. HYLER, JR., 11. E. MARIE MCKEE, 12. E. JAMES REINSCH, 13. JAMES T. RHODES, 14. JAMES E. ROGERS, 15. CARLOS A. SALADRIGAS, 16. PHILIP R. SHARP |
| MGMT |
| FOR |
| FOR |
DUKE ENERGY CORPORATION |
| US |
| 20130502 |
| ANNUAL |
| 20130305 |
| DUK |
| 26441C204 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
DUKE ENERGY CORPORATION |
| US |
| 20130502 |
| ANNUAL |
| 20130305 |
| DUK |
| 26441C204 |
| 3 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
DUKE ENERGY CORPORATION |
| US |
| 20130502 |
| ANNUAL |
| 20130305 |
| DUK |
| 26441C204 |
| 4 |
| APPROVAL OF THE AMENDED DUKE ENERGY CORPORATION EXECUTIVE SHORT-TERM INCENTIVE PLAN |
| MGMT |
| FOR |
| FOR |
DUKE ENERGY CORPORATION |
| US |
| 20130502 |
| ANNUAL |
| 20130305 |
| DUK |
| 26441C204 |
| 5 |
| SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER ACTION BY WRITTEN CONSENT |
| SHAREHOLD |
| AGAINST |
| AGAINST |
DUKE ENERGY CORPORATION |
| US |
| 20130502 |
| ANNUAL |
| 20130305 |
| DUK |
| 26441C204 |
| 6 |
| SHAREHOLDER PROPOSAL REGARDING AN AMENDMENT TO OUR ORGANIZATIONAL DOCUMENTS TO REQUIRE MAJORITY VOTING FOR THE ELECTION OF DIRECTORS |
| SHAREHOLD |
| AGAINST |
| AGAINST |
UNITED PARCEL SERVICE, INC. |
| US |
| 20130502 |
| ANNUAL |
| 20130315 |
| UPS |
| 911312106 |
| 1A |
| ELECTION OF NOMINEES: F. DUANE ACKERMAN |
| MGMT |
| FOR |
| FOR |
UNITED PARCEL SERVICE, INC. |
| US |
| 20130502 |
| ANNUAL |
| 20130315 |
| UPS |
| 911312106 |
| 1B |
| ELECTION OF NOMINEES: MICHAEL J. BURNS |
| MGMT |
| FOR |
| FOR |
UNITED PARCEL SERVICE, INC. |
| US |
| 20130502 |
| ANNUAL |
| 20130315 |
| UPS |
| 911312106 |
| 1C |
| ELECTION OF NOMINEES: D. SCOTT DAVIS |
| MGMT |
| FOR |
| FOR |
UNITED PARCEL SERVICE, INC. |
| US |
| 20130502 |
| ANNUAL |
| 20130315 |
| UPS |
| 911312106 |
| 1D |
| ELECTION OF NOMINEES: STUART E. EIZENSTAT |
| MGMT |
| FOR |
| FOR |
UNITED PARCEL SERVICE, INC. |
| US |
| 20130502 |
| ANNUAL |
| 20130315 |
| UPS |
| 911312106 |
| 1E |
| ELECTION OF NOMINEES: MICHAEL L. ESKEW |
| MGMT |
| FOR |
| FOR |
UNITED PARCEL SERVICE, INC. |
| US |
| 20130502 |
| ANNUAL |
| 20130315 |
| UPS |
| 911312106 |
| 1F |
| ELECTION OF NOMINEES: WILLIAM R. JOHNSON |
| MGMT |
| FOR |
| FOR |
UNITED PARCEL SERVICE, INC. |
| US |
| 20130502 |
| ANNUAL |
| 20130315 |
| UPS |
| 911312106 |
| 1G |
| ELECTION OF NOMINEES: CANDACE KENDLE |
| MGMT |
| FOR |
| FOR |
UNITED PARCEL SERVICE, INC. |
| US |
| 20130502 |
| ANNUAL |
| 20130315 |
| UPS |
| 911312106 |
| 1H |
| ELECTION OF NOMINEES: ANN M. LIVERMORE |
| MGMT |
| FOR |
| FOR |
UNITED PARCEL SERVICE, INC. |
| US |
| 20130502 |
| ANNUAL |
| 20130315 |
| UPS |
| 911312106 |
| 1I |
| ELECTION OF NOMINEES: RUDY H.P. MARKHAM |
| MGMT |
| FOR |
| FOR |
UNITED PARCEL SERVICE, INC. |
| US |
| 20130502 |
| ANNUAL |
| 20130315 |
| UPS |
| 911312106 |
| 1J |
| ELECTION OF NOMINEES: CLARK T. RANDT, JR. |
| MGMT |
| FOR |
| FOR |
UNITED PARCEL SERVICE, INC. |
| US |
| 20130502 |
| ANNUAL |
| 20130315 |
| UPS |
| 911312106 |
| 1K |
| ELECTION OF NOMINEES: CAROL B. TOME |
| MGMT |
| FOR |
| FOR |
UNITED PARCEL SERVICE, INC. |
| US |
| 20130502 |
| ANNUAL |
| 20130315 |
| UPS |
| 911312106 |
| 1L |
| ELECTION OF NOMINEES: KEVIN M. WARSH |
| MGMT |
| FOR |
| FOR |
UNITED PARCEL SERVICE, INC. |
| US |
| 20130502 |
| ANNUAL |
| 20130315 |
| UPS |
| 911312106 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
UNITED PARCEL SERVICE, INC. |
| US |
| 20130502 |
| ANNUAL |
| 20130315 |
| UPS |
| 911312106 |
| 3 |
| SHAREOWNER PROPOSAL ON LOBBYING DISCLOSURE |
| SHAREHOLD |
| AGAINST |
| AGAINST |
COMPANY NAME |
| COUNTRY |
| MEETING |
| MEETING TYPE |
| RECORD |
| TICKER |
| SECURITY ID |
| AGENDA |
| AGENDA ITEM DESCRIPTION |
| PROPOSED BY |
| MGMT VOTE |
| PG VOTE (“FOR”), |
UNITED PARCEL SERVICE, INC. |
| US |
| 20130502 |
| ANNUAL |
| 20130315 |
| UPS |
| 911312106 |
| 4 |
| SHAREOWNER PROPOSAL TO REDUCE THE VOTING POWER OF CLASS A STOCK FROM 10 VOTES PER SHARE TO ONE VOTE PER SHARE |
| SHAREHOLD |
| AGAINST |
| AGAINST |
VERIZON COMMUNICATIONS INC. |
| US |
| 20130502 |
| ANNUAL |
| 20130304 |
| VZ |
| 92343V104 |
| 1A |
| ELECTION OF NOMINEES: RICHARD L. CARRION |
| MGMT |
| FOR |
| FOR |
VERIZON COMMUNICATIONS INC. |
| US |
| 20130502 |
| ANNUAL |
| 20130304 |
| VZ |
| 92343V104 |
| 1B |
| ELECTION OF NOMINEES: MELANIE L. HEALEY |
| MGMT |
| FOR |
| FOR |
VERIZON COMMUNICATIONS INC. |
| US |
| 20130502 |
| ANNUAL |
| 20130304 |
| VZ |
| 92343V104 |
| 1C |
| ELECTION OF NOMINEES: M. FRANCES KEETH |
| MGMT |
| FOR |
| FOR |
VERIZON COMMUNICATIONS INC. |
| US |
| 20130502 |
| ANNUAL |
| 20130304 |
| VZ |
| 92343V104 |
| 1D |
| ELECTION OF NOMINEES: ROBERT W. LANE |
| MGMT |
| FOR |
| FOR |
VERIZON COMMUNICATIONS INC. |
| US |
| 20130502 |
| ANNUAL |
| 20130304 |
| VZ |
| 92343V104 |
| 1E |
| ELECTION OF NOMINEES: LOWELL C. MCADAM |
| MGMT |
| FOR |
| FOR |
VERIZON COMMUNICATIONS INC. |
| US |
| 20130502 |
| ANNUAL |
| 20130304 |
| VZ |
| 92343V104 |
| 1F |
| ELECTION OF NOMINEES: SANDRA O. MOOSE |
| MGMT |
| FOR |
| FOR |
VERIZON COMMUNICATIONS INC. |
| US |
| 20130502 |
| ANNUAL |
| 20130304 |
| VZ |
| 92343V104 |
| 1G |
| ELECTION OF NOMINEES: JOSEPH NEUBAUER |
| MGMT |
| FOR |
| FOR |
VERIZON COMMUNICATIONS INC. |
| US |
| 20130502 |
| ANNUAL |
| 20130304 |
| VZ |
| 92343V104 |
| 1H |
| ELECTION OF NOMINEES: DONALD T. NICOLAISEN |
| MGMT |
| FOR |
| FOR |
VERIZON COMMUNICATIONS INC. |
| US |
| 20130502 |
| ANNUAL |
| 20130304 |
| VZ |
| 92343V104 |
| 1I |
| ELECTION OF NOMINEES: CLARENCE OTIS, JR. |
| MGMT |
| FOR |
| FOR |
VERIZON COMMUNICATIONS INC. |
| US |
| 20130502 |
| ANNUAL |
| 20130304 |
| VZ |
| 92343V104 |
| 1J |
| ELECTION OF NOMINEES: HUGH B. PRICE |
| MGMT |
| FOR |
| FOR |
VERIZON COMMUNICATIONS INC. |
| US |
| 20130502 |
| ANNUAL |
| 20130304 |
| VZ |
| 92343V104 |
| 1K |
| ELECTION OF NOMINEES: RODNEY E. SLATER |
| MGMT |
| FOR |
| FOR |
VERIZON COMMUNICATIONS INC. |
| US |
| 20130502 |
| ANNUAL |
| 20130304 |
| VZ |
| 92343V104 |
| 1L |
| ELECTION OF NOMINEES: KATHRYN A. TESIJA |
| MGMT |
| FOR |
| FOR |
VERIZON COMMUNICATIONS INC. |
| US |
| 20130502 |
| ANNUAL |
| 20130304 |
| VZ |
| 92343V104 |
| 1M |
| ELECTION OF NOMINEES: GREGORY D. WASSON |
| MGMT |
| FOR |
| FOR |
VERIZON COMMUNICATIONS INC. |
| US |
| 20130502 |
| ANNUAL |
| 20130304 |
| VZ |
| 92343V104 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
VERIZON COMMUNICATIONS INC. |
| US |
| 20130502 |
| ANNUAL |
| 20130304 |
| VZ |
| 92343V104 |
| 3 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
VERIZON COMMUNICATIONS INC. |
| US |
| 20130502 |
| ANNUAL |
| 20130304 |
| VZ |
| 92343V104 |
| 4 |
| APPROVAL OF LONG-TERM INCENTIVE PLAN |
| MGMT |
| FOR |
| FOR |
VERIZON COMMUNICATIONS INC. |
| US |
| 20130502 |
| ANNUAL |
| 20130304 |
| VZ |
| 92343V104 |
| 5 |
| SHAREOWNER PROPOSAL - NETWORK NEUTRALITY |
| SHAREHOLD |
| AGAINST |
| AGAINST |
VERIZON COMMUNICATIONS INC. |
| US |
| 20130502 |
| ANNUAL |
| 20130304 |
| VZ |
| 92343V104 |
| 6 |
| SHAREOWNER PROPOSAL - LOBBYING ACTIVITIES |
| SHAREHOLD |
| AGAINST |
| AGAINST |
VERIZON COMMUNICATIONS INC. |
| US |
| 20130502 |
| ANNUAL |
| 20130304 |
| VZ |
| 92343V104 |
| 7 |
| SHAREOWNER PROPOSAL - PROXY ACCESS BYLAWS |
| SHAREHOLD |
| AGAINST |
| AGAINST |
VERIZON COMMUNICATIONS INC. |
| US |
| 20130502 |
| ANNUAL |
| 20130304 |
| VZ |
| 92343V104 |
| 8 |
| SHAREOWNER PROPOSAL - SEVERANCE APPROVAL POLICY |
| SHAREHOLD |
| AGAINST |
| AGAINST |
VERIZON COMMUNICATIONS INC. |
| US |
| 20130502 |
| ANNUAL |
| 20130304 |
| VZ |
| 92343V104 |
| 9 |
| SHAREHOLDER RIGHT TO CALL A SPECIAL MEETING |
| SHAREHOLD |
| AGAINST |
| AGAINST |
VERIZON COMMUNICATIONS INC. |
| US |
| 20130502 |
| ANNUAL |
| 20130304 |
| VZ |
| 92343V104 |
| 10 |
| SHAREHOLDER RIGHT TO ACT BY WRITTEN CONSENT |
| SHAREHOLD |
| AGAINST |
| AGAINST |
DOMINION RESOURCES, INC. |
| US |
| 20130503 |
| ANNUAL |
| 20130228 |
| D |
| 25746U109 |
| 1A |
| ELECTION OF NOMINEES: WILLIAM P. BARR |
| MGMT |
| FOR |
| FOR |
DOMINION RESOURCES, INC. |
| US |
| 20130503 |
| ANNUAL |
| 20130228 |
| D |
| 25746U109 |
| 1B |
| ELECTION OF NOMINEES: PETER W. BROWN, M.D. |
| MGMT |
| FOR |
| FOR |
DOMINION RESOURCES, INC. |
| US |
| 20130503 |
| ANNUAL |
| 20130228 |
| D |
| 25746U109 |
| 1C |
| ELECTION OF NOMINEES: HELEN E. DRAGAS |
| MGMT |
| FOR |
| FOR |
DOMINION RESOURCES, INC. |
| US |
| 20130503 |
| ANNUAL |
| 20130228 |
| D |
| 25746U109 |
| 1D |
| ELECTION OF NOMINEES: JAMES O. ELLIS, JR. |
| MGMT |
| FOR |
| FOR |
DOMINION RESOURCES, INC. |
| US |
| 20130503 |
| ANNUAL |
| 20130228 |
| D |
| 25746U109 |
| 1E |
| ELECTION OF NOMINEES: THOMAS F. FARRELL II |
| MGMT |
| FOR |
| FOR |
DOMINION RESOURCES, INC. |
| US |
| 20130503 |
| ANNUAL |
| 20130228 |
| D |
| 25746U109 |
| 1F |
| ELECTION OF NOMINEES: JOHN W. HARRIS |
| MGMT |
| FOR |
| FOR |
DOMINION RESOURCES, INC. |
| US |
| 20130503 |
| ANNUAL |
| 20130228 |
| D |
| 25746U109 |
| 1G |
| ELECTION OF NOMINEES: ROBERT S. JEPSON, JR. |
| MGMT |
| FOR |
| FOR |
DOMINION RESOURCES, INC. |
| US |
| 20130503 |
| ANNUAL |
| 20130228 |
| D |
| 25746U109 |
| 1H |
| ELECTION OF NOMINEES: MARK J. KINGTON |
| MGMT |
| FOR |
| FOR |
DOMINION RESOURCES, INC. |
| US |
| 20130503 |
| ANNUAL |
| 20130228 |
| D |
| 25746U109 |
| 1I |
| ELECTION OF NOMINEES: PAMELA J. ROYAL, M.D. |
| MGMT |
| FOR |
| FOR |
DOMINION RESOURCES, INC. |
| US |
| 20130503 |
| ANNUAL |
| 20130228 |
| D |
| 25746U109 |
| 1J |
| ELECTION OF NOMINEES: ROBERT H. SPILMAN, JR. |
| MGMT |
| FOR |
| FOR |
DOMINION RESOURCES, INC. |
| US |
| 20130503 |
| ANNUAL |
| 20130228 |
| D |
| 25746U109 |
| 1K |
| ELECTION OF NOMINEES: MICHAEL E. SZYMANCZYK |
| MGMT |
| FOR |
| FOR |
DOMINION RESOURCES, INC. |
| US |
| 20130503 |
| ANNUAL |
| 20130228 |
| D |
| 25746U109 |
| 1L |
| ELECTION OF NOMINEES: DAVID A. WOLLARD |
| MGMT |
| FOR |
| FOR |
DOMINION RESOURCES, INC. |
| US |
| 20130503 |
| ANNUAL |
| 20130228 |
| D |
| 25746U109 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
DOMINION RESOURCES, INC. |
| US |
| 20130503 |
| ANNUAL |
| 20130228 |
| D |
| 25746U109 |
| 3 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
DOMINION RESOURCES, INC. |
| US |
| 20130503 |
| ANNUAL |
| 20130228 |
| D |
| 25746U109 |
| 4 |
| APPROVAL OF AMENDMENT TO BYLAWS TO ALLOW SHAREHOLDERS TO CALL SPECIAL MEETINGS |
| MGMT |
| FOR |
| FOR |
DOMINION RESOURCES, INC. |
| US |
| 20130503 |
| ANNUAL |
| 20130228 |
| D |
| 25746U109 |
| 5 |
| SHAREHOLDER PROPOSAL - REPORT ON FUTURE POLICY TO END USE OF MOUNTAINTOP REMOVAL COAL |
| SHAREHOLD |
| AGAINST |
| AGAINST |
DOMINION RESOURCES, INC. |
| US |
| 20130503 |
| ANNUAL |
| 20130228 |
| D |
| 25746U109 |
| 6 |
| SHAREHOLDER PROPOSAL - SUSTAINABILITY AS A PERFORMANCE MEASURE FOR EXECUTIVE COMPENSATION |
| SHAREHOLD |
| AGAINST |
| AGAINST |
DOMINION RESOURCES, INC. |
| US |
| 20130503 |
| ANNUAL |
| 20130228 |
| D |
| 25746U109 |
| 7 |
| SHAREHOLDER PROPOSAL - POLICY RELATED TO MINIMIZING STORAGE OF NUCLEAR WASTE IN SPENT FUEL POOLS |
| SHAREHOLD |
| AGAINST |
| AGAINST |
DOMINION RESOURCES, INC. |
| US |
| 20130503 |
| ANNUAL |
| 20130228 |
| D |
| 25746U109 |
| 8 |
| SHAREHOLDER PROPOSAL - REPORT ON THE FINANCIAL RISKS TO DOMINION POSED BY CLIMATE CHANGE |
| SHAREHOLD |
| AGAINST |
| AGAINST |
ABBVIE INC. |
| US |
| 20130506 |
| ANNUAL |
| 20130308 |
| ABBV |
| 00287Y109 |
| 1 |
| ELECTION OF NOMINEES: 1. WILLIAM H.L. BURNSIDE, 2. EDWARD J. RAPP, 3. ROY S. ROBERTS |
| MGMT |
| FOR |
| FOR |
COMPANY NAME |
| COUNTRY |
| MEETING |
| MEETING TYPE |
| RECORD |
| TICKER |
| SECURITY ID |
| AGENDA |
| AGENDA ITEM DESCRIPTION |
| PROPOSED BY |
| MGMT VOTE |
| PG VOTE (“FOR”), |
ABBVIE INC. |
| US |
| 20130506 |
| ANNUAL |
| 20130308 |
| ABBV |
| 00287Y109 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
ABBVIE INC. |
| US |
| 20130506 |
| ANNUAL |
| 20130308 |
| ABBV |
| 00287Y109 |
| 3 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
ABBVIE INC. |
| US |
| 20130506 |
| ANNUAL |
| 20130308 |
| ABBV |
| 00287Y109 |
| 4 |
| SAY WHEN ON PAY - AN ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY STOCKHOLDER VOTE TO APPROVE EXECUTIVE COMPENSATION |
| MGMT |
| 1 YEAR |
| 1 YEAR |
ABBVIE INC. |
| US |
| 20130506 |
| ANNUAL |
| 20130308 |
| ABBV |
| 00287Y109 |
| 5 |
| APPROVAL OF THE ABBVIE 2013 INCENTIVE STOCK PROGRAM |
| MGMT |
| FOR |
| FOR |
NOKIA CORPORATION |
| US |
| 20130507 |
| ANNUAL |
| 20130225 |
| NOK |
| 654902204 |
| 7 |
| ADOPTION OF THE ANNUAL ACCOUNTS |
| MGMT |
| FOR |
| FOR |
NOKIA CORPORATION |
| US |
| 20130507 |
| ANNUAL |
| 20130225 |
| NOK |
| 654902204 |
| 8 |
| RESOLUTION ON THE USE OF THE PROFIT SHOWN ON THE BALANCE SHEET AND THE PAYMENT OF DIVIDEND |
| MGMT |
| FOR |
| FOR |
NOKIA CORPORATION |
| US |
| 20130507 |
| ANNUAL |
| 20130225 |
| NOK |
| 654902204 |
| 9 |
| RESOLUTION ON THE DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE PRESIDENT FROM LIABILITY |
| MGMT |
| FOR |
| FOR |
NOKIA CORPORATION |
| US |
| 20130507 |
| ANNUAL |
| 20130225 |
| NOK |
| 654902204 |
| 10 |
| RESOLUTION ON THE REMUNERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS |
| MGMT |
| FOR |
| FOR |
NOKIA CORPORATION |
| US |
| 20130507 |
| ANNUAL |
| 20130225 |
| NOK |
| 654902204 |
| 11 |
| RESOLUTION ON THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS |
| MGMT |
| FOR |
| FOR |
NOKIA CORPORATION |
| US |
| 20130507 |
| ANNUAL |
| 20130225 |
| NOK |
| 654902204 |
| 12 |
| ELECTION OF NOMINEES: 1. BRUCE BROWN, 2. ELIZABETH DOHERTY, 3. STEPHEN ELOP, 4. HENNING KAGERMANN, 5. JOUKO KARVINEN, 6. HELGE LUND, 7. MARTEN MICKOS, 8. ELIZABETH NELSON, 9. RISTO SIILASMAA, 10. KARI STADIGH |
| MGMT |
| FOR |
| FOR |
NOKIA CORPORATION |
| US |
| 20130507 |
| ANNUAL |
| 20130225 |
| NOK |
| 654902204 |
| 13 |
| RESOLUTION ON THE REMUNERATION OF THE AUDITOR |
| MGMT |
| FOR |
| FOR |
NOKIA CORPORATION |
| US |
| 20130507 |
| ANNUAL |
| 20130225 |
| NOK |
| 654902204 |
| 14 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
NOKIA CORPORATION |
| US |
| 20130507 |
| ANNUAL |
| 20130225 |
| NOK |
| 654902204 |
| 15 |
| AUTHORIZING THE BOARD OF DIRECTORS TO RESOLVE TO REPURCHASE THE COMPANY’S OWN SHARES |
| MGMT |
| FOR |
| FOR |
NOKIA CORPORATION |
| US |
| 20130507 |
| ANNUAL |
| 20130225 |
| NOK |
| 654902204 |
| 16 |
| AUTHORIZING TO THE BOARD OF DIRECTORS TO RESOLVE ON THE ISSUANCE OF SHARES AND SPECIAL RIGHTS ENTITLING TO SHARES |
| MGMT |
| FOR |
| FOR |
MATTEL, INC. |
| US |
| 20130510 |
| ANNUAL |
| 20130315 |
| MAT |
| 577081102 |
| 1A |
| ELECTION OF NOMINEES: MICHAEL J. DOLAN |
| MGMT |
| FOR |
| FOR |
MATTEL, INC. |
| US |
| 20130510 |
| ANNUAL |
| 20130315 |
| MAT |
| 577081102 |
| 1B |
| ELECTION OF NOMINEES: TREVOR A. EDWARDS |
| MGMT |
| FOR |
| FOR |
MATTEL, INC. |
| US |
| 20130510 |
| ANNUAL |
| 20130315 |
| MAT |
| 577081102 |
| 1C |
| ELECTION OF NOMINEES: DR. FRANCES D. FERGUSSON |
| MGMT |
| FOR |
| FOR |
MATTEL, INC. |
| US |
| 20130510 |
| ANNUAL |
| 20130315 |
| MAT |
| 577081102 |
| 1D |
| ELECTION OF NOMINEES: DOMINIC NG |
| MGMT |
| FOR |
| FOR |
MATTEL, INC. |
| US |
| 20130510 |
| ANNUAL |
| 20130315 |
| MAT |
| 577081102 |
| 1E |
| ELECTION OF NOMINEES: VASANT M. PRABHU |
| MGMT |
| FOR |
| FOR |
MATTEL, INC. |
| US |
| 20130510 |
| ANNUAL |
| 20130315 |
| MAT |
| 577081102 |
| 1F |
| ELECTION OF NOMINEES: DR. ANDREA L. RICH |
| MGMT |
| FOR |
| FOR |
MATTEL, INC. |
| US |
| 20130510 |
| ANNUAL |
| 20130315 |
| MAT |
| 577081102 |
| 1G |
| ELECTION OF NOMINEES: DEAN A. SCARBOROUGH |
| MGMT |
| FOR |
| FOR |
MATTEL, INC. |
| US |
| 20130510 |
| ANNUAL |
| 20130315 |
| MAT |
| 577081102 |
| 1H |
| ELECTION OF NOMINEES: CHRISTOPHER A. SINCLAIR |
| MGMT |
| FOR |
| FOR |
MATTEL, INC. |
| US |
| 20130510 |
| ANNUAL |
| 20130315 |
| MAT |
| 577081102 |
| 1I |
| ELECTION OF NOMINEES: BRYAN G. STOCKTON |
| MGMT |
| FOR |
| FOR |
MATTEL, INC. |
| US |
| 20130510 |
| ANNUAL |
| 20130315 |
| MAT |
| 577081102 |
| 1J |
| ELECTION OF NOMINEES: DIRK VAN DE PUT |
| MGMT |
| FOR |
| FOR |
MATTEL, INC. |
| US |
| 20130510 |
| ANNUAL |
| 20130315 |
| MAT |
| 577081102 |
| 1K |
| ELECTION OF NOMINEES: KATHY WHITE LOYD |
| MGMT |
| FOR |
| FOR |
MATTEL, INC. |
| US |
| 20130510 |
| ANNUAL |
| 20130315 |
| MAT |
| 577081102 |
| 2 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
MATTEL, INC. |
| US |
| 20130510 |
| ANNUAL |
| 20130315 |
| MAT |
| 577081102 |
| 3 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
MATTEL, INC. |
| US |
| 20130510 |
| ANNUAL |
| 20130315 |
| MAT |
| 577081102 |
| 4 |
| STOCKHOLDER PROPOSAL REGARDING AN INDEPENDENT CHAIRMAN OF THE BOARD |
| SHAREHOLD |
| AGAINST |
| AGAINST |
WASTE MANAGEMENT, INC. |
| US |
| 20130510 |
| ANNUAL |
| 20130313 |
| WM |
| 94106L109 |
| 1A |
| ELECTION OF NOMINEES: BRADBURY H. ANDERSON |
| MGMT |
| FOR |
| FOR |
WASTE MANAGEMENT, INC. |
| US |
| 20130510 |
| ANNUAL |
| 20130313 |
| WM |
| 94106L109 |
| 1B |
| ELECTION OF NOMINEES: FRANK M. CLARK, JR. |
| MGMT |
| FOR |
| FOR |
WASTE MANAGEMENT, INC. |
| US |
| 20130510 |
| ANNUAL |
| 20130313 |
| WM |
| 94106L109 |
| 1C |
| ELECTION OF NOMINEES: PATRICK W. GROSS |
| MGMT |
| FOR |
| FOR |
WASTE MANAGEMENT, INC. |
| US |
| 20130510 |
| ANNUAL |
| 20130313 |
| WM |
| 94106L109 |
| 1D |
| ELECTION OF NOMINEES: VICTORIA M. HOLT |
| MGMT |
| FOR |
| FOR |
WASTE MANAGEMENT, INC. |
| US |
| 20130510 |
| ANNUAL |
| 20130313 |
| WM |
| 94106L109 |
| 1E |
| ELECTION OF NOMINEES: JOHN C. POPE |
| MGMT |
| FOR |
| FOR |
WASTE MANAGEMENT, INC. |
| US |
| 20130510 |
| ANNUAL |
| 20130313 |
| WM |
| 94106L109 |
| 1F |
| ELECTION OF NOMINEES: W. ROBERT REUM |
| MGMT |
| FOR |
| FOR |
WASTE MANAGEMENT, INC. |
| US |
| 20130510 |
| ANNUAL |
| 20130313 |
| WM |
| 94106L109 |
| 1G |
| ELECTION OF NOMINEES: DAVID P. STEINER |
| MGMT |
| FOR |
| FOR |
WASTE MANAGEMENT, INC. |
| US |
| 20130510 |
| ANNUAL |
| 20130313 |
| WM |
| 94106L109 |
| 1H |
| ELECTION OF NOMINEES: THOMAS H. WEIDEMEYER |
| MGMT |
| FOR |
| FOR |
WASTE MANAGEMENT, INC. |
| US |
| 20130510 |
| ANNUAL |
| 20130313 |
| WM |
| 94106L109 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
WASTE MANAGEMENT, INC. |
| US |
| 20130510 |
| ANNUAL |
| 20130313 |
| WM |
| 94106L109 |
| 3 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
WASTE MANAGEMENT, INC. |
| US |
| 20130510 |
| ANNUAL |
| 20130313 |
| WM |
| 94106L109 |
| 4 |
| STOCKHOLDER PROPOSAL REGARDING A REQUIREMENT FOR SENIOR EXECUTIVES TO HOLD A SIGNIFICANT PERCENTAGE OF EQUITY AWARDS UNTIL RETIREMENT, IF PROPERLY PRESENTED AT THE MEETING |
| SHAREHOLD |
| AGAINST |
| AGAINST |
WASTE MANAGEMENT, INC. |
| US |
| 20130510 |
| ANNUAL |
| 20130313 |
| WM |
| 94106L109 |
| 5 |
| STOCKHOLDER PROPOSAL REGARDING DISCLOSURE OF POLITICAL CONTRIBUTIONS, IF PROPERLY PRESENTED AT THE MEETING |
| SHAREHOLD |
| AGAINST |
| AGAINST |
COMPANY NAME |
| COUNTRY |
| MEETING |
| MEETING TYPE |
| RECORD |
| TICKER |
| SECURITY ID |
| AGENDA |
| AGENDA ITEM DESCRIPTION |
| PROPOSED BY |
| MGMT VOTE |
| PG VOTE (“FOR”), |
WASTE MANAGEMENT, INC. |
| US |
| 20130510 |
| ANNUAL |
| 20130313 |
| WM |
| 94106L109 |
| 6 |
| STOCKHOLDER PROPOSAL REGARDING COMPENSATION BENCHMARKING CAP, IF PROPERLY PRESENTED AT THE MEETING |
| SHAREHOLD |
| AGAINST |
| AGAINST |
PITNEY BOWES INC. |
| US |
| 20130513 |
| ANNUAL |
| 20130315 |
| PBI |
| 724479100 |
| 1A |
| ELECTION OF NOMINEES: LINDA G. ALVARADO |
| MGMT |
| FOR |
| FOR |
PITNEY BOWES INC. |
| US |
| 20130513 |
| ANNUAL |
| 20130315 |
| PBI |
| 724479100 |
| 1B |
| ELECTION OF NOMINEES: ANNE M. BUSQUET |
| MGMT |
| FOR |
| FOR |
PITNEY BOWES INC. |
| US |
| 20130513 |
| ANNUAL |
| 20130315 |
| PBI |
| 724479100 |
| 1C |
| ELECTION OF NOMINEES: ROGER FRADIN |
| MGMT |
| FOR |
| FOR |
PITNEY BOWES INC. |
| US |
| 20130513 |
| ANNUAL |
| 20130315 |
| PBI |
| 724479100 |
| 1D |
| ELECTION OF NOMINEES: ANNE SUTHERLAND FUCHS |
| MGMT |
| FOR |
| FOR |
PITNEY BOWES INC. |
| US |
| 20130513 |
| ANNUAL |
| 20130315 |
| PBI |
| 724479100 |
| 1E |
| ELECTION OF NOMINEES: S. DOUGLAS HUTCHESON |
| MGMT |
| FOR |
| FOR |
PITNEY BOWES INC. |
| US |
| 20130513 |
| ANNUAL |
| 20130315 |
| PBI |
| 724479100 |
| 1F |
| ELECTION OF NOMINEES: MARC B. LAUTENBACH |
| MGMT |
| FOR |
| FOR |
PITNEY BOWES INC. |
| US |
| 20130513 |
| ANNUAL |
| 20130315 |
| PBI |
| 724479100 |
| 1G |
| ELECTION OF NOMINEES: EDUARDO R. MENASCE |
| MGMT |
| FOR |
| FOR |
PITNEY BOWES INC. |
| US |
| 20130513 |
| ANNUAL |
| 20130315 |
| PBI |
| 724479100 |
| 1H |
| ELECTION OF NOMINEES: MICHAEL I. ROTH |
| MGMT |
| FOR |
| FOR |
PITNEY BOWES INC. |
| US |
| 20130513 |
| ANNUAL |
| 20130315 |
| PBI |
| 724479100 |
| 1I |
| ELECTION OF NOMINEES: DAVID L. SHEDLARZ |
| MGMT |
| FOR |
| FOR |
PITNEY BOWES INC. |
| US |
| 20130513 |
| ANNUAL |
| 20130315 |
| PBI |
| 724479100 |
| 1J |
| ELECTION OF NOMINEES: DAVID B. SNOW, JR. |
| MGMT |
| FOR |
| FOR |
PITNEY BOWES INC. |
| US |
| 20130513 |
| ANNUAL |
| 20130315 |
| PBI |
| 724479100 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
PITNEY BOWES INC. |
| US |
| 20130513 |
| ANNUAL |
| 20130315 |
| PBI |
| 724479100 |
| 3 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
PITNEY BOWES INC. |
| US |
| 20130513 |
| ANNUAL |
| 20130315 |
| PBI |
| 724479100 |
| 4 |
| APPROVAL OF THE 2013 STOCK PLAN |
| MGMT |
| FOR |
| FOR |
CONOCOPHILLIPS |
| US |
| 20130514 |
| ANNUAL |
| 20130315 |
| COP |
| 20825C104 |
| 1A |
| ELECTION OF NOMINEES: RICHARD L. ARMITAGE |
| MGMT |
| FOR |
| FOR |
CONOCOPHILLIPS |
| US |
| 20130514 |
| ANNUAL |
| 20130315 |
| COP |
| 20825C104 |
| 1B |
| ELECTION OF NOMINEES: RICHARD H. AUCHINLECK |
| MGMT |
| FOR |
| FOR |
CONOCOPHILLIPS |
| US |
| 20130514 |
| ANNUAL |
| 20130315 |
| COP |
| 20825C104 |
| 1C |
| ELECTION OF NOMINEES: JAMES E. COPELAND, JR. |
| MGMT |
| FOR |
| FOR |
CONOCOPHILLIPS |
| US |
| 20130514 |
| ANNUAL |
| 20130315 |
| COP |
| 20825C104 |
| 1D |
| ELECTION OF NOMINEES: JODY L. FREEMAN |
| MGMT |
| FOR |
| FOR |
CONOCOPHILLIPS |
| US |
| 20130514 |
| ANNUAL |
| 20130315 |
| COP |
| 20825C104 |
| 1E |
| ELECTION OF NOMINEES: GAY HUEY EVANS |
| MGMT |
| FOR |
| FOR |
CONOCOPHILLIPS |
| US |
| 20130514 |
| ANNUAL |
| 20130315 |
| COP |
| 20825C104 |
| 1F |
| ELECTION OF NOMINEES: RYAN M. LANCE |
| MGMT |
| FOR |
| FOR |
CONOCOPHILLIPS |
| US |
| 20130514 |
| ANNUAL |
| 20130315 |
| COP |
| 20825C104 |
| 1G |
| ELECTION OF NOMINEES: MOHD H. MARICAN |
| MGMT |
| FOR |
| FOR |
CONOCOPHILLIPS |
| US |
| 20130514 |
| ANNUAL |
| 20130315 |
| COP |
| 20825C104 |
| 1H |
| ELECTION OF NOMINEES: ROBERT A. NIBLOCK |
| MGMT |
| FOR |
| FOR |
CONOCOPHILLIPS |
| US |
| 20130514 |
| ANNUAL |
| 20130315 |
| COP |
| 20825C104 |
| 1I |
| ELECTION OF NOMINEES: HARALD J. NORVIK |
| MGMT |
| FOR |
| FOR |
CONOCOPHILLIPS |
| US |
| 20130514 |
| ANNUAL |
| 20130315 |
| COP |
| 20825C104 |
| 1J |
| ELECTION OF NOMINEES: WILLIAM E. WADE, JR. |
| MGMT |
| FOR |
| FOR |
CONOCOPHILLIPS |
| US |
| 20130514 |
| ANNUAL |
| 20130315 |
| COP |
| 20825C104 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
CONOCOPHILLIPS |
| US |
| 20130514 |
| ANNUAL |
| 20130315 |
| COP |
| 20825C104 |
| 3 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
CONOCOPHILLIPS |
| US |
| 20130514 |
| ANNUAL |
| 20130315 |
| COP |
| 20825C104 |
| 4 |
| SHAREHOLDER PROPOSAL - REPORT ON GRASSROOTS LOBBYING EXPENDITURES |
| SHAREHOLD |
| AGAINST |
| AGAINST |
CONOCOPHILLIPS |
| US |
| 20130514 |
| ANNUAL |
| 20130315 |
| COP |
| 20825C104 |
| 5 |
| SHAREHOLDER PROPOSAL - GREENHOUSE GAS REDUCTION TARGETS |
| SHAREHOLD |
| AGAINST |
| AGAINST |
CONOCOPHILLIPS |
| US |
| 20130514 |
| ANNUAL |
| 20130315 |
| COP |
| 20825C104 |
| 6 |
| SHAREHOLDER PROPOSAL - GENDER IDENTITY NON-DISCRIMINATION |
| SHAREHOLD |
| AGAINST |
| AGAINST |
ALTRIA GROUP, INC. |
| US |
| 20130516 |
| ANNUAL |
| 20130325 |
| MO |
| 02209S103 |
| 1A |
| ELECTION OF NOMINEES: GERALD L. BALILES |
| MGMT |
| FOR |
| FOR |
ALTRIA GROUP, INC. |
| US |
| 20130516 |
| ANNUAL |
| 20130325 |
| MO |
| 02209S103 |
| 1B |
| ELECTION OF NOMINEES: MARTIN J. BARRINGTON |
| MGMT |
| FOR |
| FOR |
ALTRIA GROUP, INC. |
| US |
| 20130516 |
| ANNUAL |
| 20130325 |
| MO |
| 02209S103 |
| 1C |
| ELECTION OF NOMINEES: JOHN T. CASTEEN III |
| MGMT |
| FOR |
| FOR |
ALTRIA GROUP, INC. |
| US |
| 20130516 |
| ANNUAL |
| 20130325 |
| MO |
| 02209S103 |
| 1D |
| ELECTION OF NOMINEES: DINYAR S. DEVITRE |
| MGMT |
| FOR |
| FOR |
ALTRIA GROUP, INC. |
| US |
| 20130516 |
| ANNUAL |
| 20130325 |
| MO |
| 02209S103 |
| 1E |
| ELECTION OF NOMINEES: THOMAS F. FARRELL II |
| MGMT |
| FOR |
| FOR |
ALTRIA GROUP, INC. |
| US |
| 20130516 |
| ANNUAL |
| 20130325 |
| MO |
| 02209S103 |
| 1F |
| ELECTION OF NOMINEES: THOMAS W. JONES |
| MGMT |
| FOR |
| FOR |
ALTRIA GROUP, INC. |
| US |
| 20130516 |
| ANNUAL |
| 20130325 |
| MO |
| 02209S103 |
| 1G |
| ELECTION OF NOMINEES: DEBRA J. KELLY-ENNIS |
| MGMT |
| FOR |
| FOR |
ALTRIA GROUP, INC. |
| US |
| 20130516 |
| ANNUAL |
| 20130325 |
| MO |
| 02209S103 |
| 1H |
| ELECTION OF NOMINEES: W. LEO KIELY III |
| MGMT |
| FOR |
| FOR |
ALTRIA GROUP, INC. |
| US |
| 20130516 |
| ANNUAL |
| 20130325 |
| MO |
| 02209S103 |
| 1I |
| ELECTION OF NOMINEES: KATHRYN B. MCQUADE |
| MGMT |
| FOR |
| FOR |
ALTRIA GROUP, INC. |
| US |
| 20130516 |
| ANNUAL |
| 20130325 |
| MO |
| 02209S103 |
| 1J |
| ELECTION OF NOMINEES: GEORGE MUÑOZ |
| MGMT |
| FOR |
| FOR |
ALTRIA GROUP, INC. |
| US |
| 20130516 |
| ANNUAL |
| 20130325 |
| MO |
| 02209S103 |
| 1K |
| ELECTION OF NOMINEES: NABIL Y. SAKKAB |
| MGMT |
| FOR |
| FOR |
ALTRIA GROUP, INC. |
| US |
| 20130516 |
| ANNUAL |
| 20130325 |
| MO |
| 02209S103 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
ALTRIA GROUP, INC. |
| US |
| 20130516 |
| ANNUAL |
| 20130325 |
| MO |
| 02209S103 |
| 3 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
ALTRIA GROUP, INC. |
| US |
| 20130516 |
| ANNUAL |
| 20130325 |
| MO |
| 02209S103 |
| 4 |
| SHAREHOLDER PROPOSAL - DISCLOSURE OF LOBBYING POLICIES AND PRACTICES |
| SHAREHOLD |
| AGAINST |
| AGAINST |
OMNICOM GROUP INC. |
| US |
| 20130521 |
| ANNUAL |
| 20130402 |
| OMC |
| 681919106 |
| 1A |
| ELECTION OF NOMINEES: JOHN D. WREN |
| MGMT |
| FOR |
| FOR |
OMNICOM GROUP INC. |
| US |
| 20130521 |
| ANNUAL |
| 20130402 |
| OMC |
| 681919106 |
| 1B |
| ELECTION OF NOMINEES: BRUCE CRAWFORD |
| MGMT |
| FOR |
| FOR |
OMNICOM GROUP INC. |
| US |
| 20130521 |
| ANNUAL |
| 20130402 |
| OMC |
| 681919106 |
| 1C |
| ELECTION OF NOMINEES: ALAN R. BATKIN |
| MGMT |
| FOR |
| FOR |
COMPANY NAME |
| COUNTRY |
| MEETING |
| MEETING TYPE |
| RECORD |
| TICKER |
| SECURITY ID |
| AGENDA |
| AGENDA ITEM DESCRIPTION |
| PROPOSED BY |
| MGMT VOTE |
| PG VOTE (“FOR”), |
OMNICOM GROUP INC. |
| US |
| 20130521 |
| ANNUAL |
| 20130402 |
| OMC |
| 681919106 |
| 1D |
| ELECTION OF NOMINEES: MARY C. CHOKSI |
| MGMT |
| FOR |
| FOR |
OMNICOM GROUP INC. |
| US |
| 20130521 |
| ANNUAL |
| 20130402 |
| OMC |
| 681919106 |
| 1E |
| ELECTION OF NOMINEES: ROBERT CHARLES CLARK |
| MGMT |
| FOR |
| FOR |
OMNICOM GROUP INC. |
| US |
| 20130521 |
| ANNUAL |
| 20130402 |
| OMC |
| 681919106 |
| 1F |
| ELECTION OF NOMINEES: LEONARD S. COLEMAN, JR. |
| MGMT |
| FOR |
| FOR |
OMNICOM GROUP INC. |
| US |
| 20130521 |
| ANNUAL |
| 20130402 |
| OMC |
| 681919106 |
| 1G |
| ELECTION OF NOMINEES: ERROL M. COOK |
| MGMT |
| FOR |
| FOR |
OMNICOM GROUP INC. |
| US |
| 20130521 |
| ANNUAL |
| 20130402 |
| OMC |
| 681919106 |
| 1H |
| ELECTION OF NOMINEES: SUSAN S. DENISON |
| MGMT |
| FOR |
| FOR |
OMNICOM GROUP INC. |
| US |
| 20130521 |
| ANNUAL |
| 20130402 |
| OMC |
| 681919106 |
| 1I |
| ELECTION OF NOMINEES: MICHAEL A. HENNING |
| MGMT |
| FOR |
| FOR |
OMNICOM GROUP INC. |
| US |
| 20130521 |
| ANNUAL |
| 20130402 |
| OMC |
| 681919106 |
| 1J |
| ELECTION OF NOMINEES: JOHN R. MURPHY |
| MGMT |
| FOR |
| FOR |
OMNICOM GROUP INC. |
| US |
| 20130521 |
| ANNUAL |
| 20130402 |
| OMC |
| 681919106 |
| 1K |
| ELECTION OF NOMINEES: JOHN R. PURCELL |
| MGMT |
| FOR |
| FOR |
OMNICOM GROUP INC. |
| US |
| 20130521 |
| ANNUAL |
| 20130402 |
| OMC |
| 681919106 |
| 1L |
| ELECTION OF NOMINEES: LINDA JOHNSON RICE |
| MGMT |
| FOR |
| FOR |
OMNICOM GROUP INC. |
| US |
| 20130521 |
| ANNUAL |
| 20130402 |
| OMC |
| 681919106 |
| 1M |
| ELECTION OF NOMINEES: GARY L. ROUBOS |
| MGMT |
| FOR |
| FOR |
OMNICOM GROUP INC. |
| US |
| 20130521 |
| ANNUAL |
| 20130402 |
| OMC |
| 681919106 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
OMNICOM GROUP INC. |
| US |
| 20130521 |
| ANNUAL |
| 20130402 |
| OMC |
| 681919106 |
| 3 |
| COMPANY PROPOSAL TO APPROVE THE OMNICOM GROUP INC. 2013 INCENTIVE AWARD PLAN |
| MGMT |
| FOR |
| FOR |
OMNICOM GROUP INC. |
| US |
| 20130521 |
| ANNUAL |
| 20130402 |
| OMC |
| 681919106 |
| 4 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
OMNICOM GROUP INC. |
| US |
| 20130521 |
| ANNUAL |
| 20130402 |
| OMC |
| 681919106 |
| 5 |
| SHAREHOLDER PROPOSAL REGARDING ANNUAL DISCLOSURE OF EEO-1 DATA |
| SHAREHOLD |
| AGAINST |
| AGAINST |
OMNICOM GROUP INC. |
| US |
| 20130521 |
| ANNUAL |
| 20130402 |
| OMC |
| 681919106 |
| 6 |
| SHAREHOLDER PROPOSAL REGARDING STOCK RETENTION |
| SHAREHOLD |
| AGAINST |
| AGAINST |
XCEL ENERGY INC. |
| US |
| 20130522 |
| ANNUAL |
| 20130326 |
| XEL |
| 98389B100 |
| 1A |
| ELECTION OF NOMINEES: GAIL KOZIARA BOUDREAUX |
| MGMT |
| FOR |
| FOR |
XCEL ENERGY INC. |
| US |
| 20130522 |
| ANNUAL |
| 20130326 |
| XEL |
| 98389B100 |
| 1B |
| ELECTION OF NOMINEES: FREDRIC W. CORRIGAN |
| MGMT |
| FOR |
| FOR |
XCEL ENERGY INC. |
| US |
| 20130522 |
| ANNUAL |
| 20130326 |
| XEL |
| 98389B100 |
| 1C |
| ELECTION OF NOMINEES: RICHARD K. DAVIS |
| MGMT |
| FOR |
| FOR |
XCEL ENERGY INC. |
| US |
| 20130522 |
| ANNUAL |
| 20130326 |
| XEL |
| 98389B100 |
| 1D |
| ELECTION OF NOMINEES: BENJAMIN G.S. FOWKE III |
| MGMT |
| FOR |
| FOR |
XCEL ENERGY INC. |
| US |
| 20130522 |
| ANNUAL |
| 20130326 |
| XEL |
| 98389B100 |
| 1E |
| ELECTION OF NOMINEES: ALBERT F. MORENO |
| MGMT |
| FOR |
| FOR |
XCEL ENERGY INC. |
| US |
| 20130522 |
| ANNUAL |
| 20130326 |
| XEL |
| 98389B100 |
| 1F |
| ELECTION OF NOMINEES: RICHARD T. O’BRIEN |
| MGMT |
| FOR |
| FOR |
XCEL ENERGY INC. |
| US |
| 20130522 |
| ANNUAL |
| 20130326 |
| XEL |
| 98389B100 |
| 1G |
| ELECTION OF NOMINEES: CHRISTOPHER J. POLICINSKI |
| MGMT |
| FOR |
| FOR |
XCEL ENERGY INC. |
| US |
| 20130522 |
| ANNUAL |
| 20130326 |
| XEL |
| 98389B100 |
| 1H |
| ELECTION OF NOMINEES: A. PATRICIA SAMPSON |
| MGMT |
| FOR |
| FOR |
XCEL ENERGY INC. |
| US |
| 20130522 |
| ANNUAL |
| 20130326 |
| XEL |
| 98389B100 |
| 1I |
| ELECTION OF NOMINEES: JAMES J. SHEPPARD |
| MGMT |
| FOR |
| FOR |
XCEL ENERGY INC. |
| US |
| 20130522 |
| ANNUAL |
| 20130326 |
| XEL |
| 98389B100 |
| 1J |
| ELECTION OF NOMINEES: DAVID A. WESTERLUND |
| MGMT |
| FOR |
| FOR |
XCEL ENERGY INC. |
| US |
| 20130522 |
| ANNUAL |
| 20130326 |
| XEL |
| 98389B100 |
| 1K |
| ELECTION OF NOMINEES: KIM WILLIAMS |
| MGMT |
| FOR |
| FOR |
XCEL ENERGY INC. |
| US |
| 20130522 |
| ANNUAL |
| 20130326 |
| XEL |
| 98389B100 |
| 1L |
| ELECTION OF NOMINEES: TIMOTHY V. WOLF |
| MGMT |
| FOR |
| FOR |
XCEL ENERGY INC. |
| US |
| 20130522 |
| ANNUAL |
| 20130326 |
| XEL |
| 98389B100 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
XCEL ENERGY INC. |
| US |
| 20130522 |
| ANNUAL |
| 20130326 |
| XEL |
| 98389B100 |
| 3 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
XCEL ENERGY INC. |
| US |
| 20130522 |
| ANNUAL |
| 20130326 |
| XEL |
| 98389B100 |
| 4 |
| SHAREHOLDER PROPOSAL ON THE SEPARATION OF THE ROLE OF THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER |
| SHAREHOLD |
| AGAINST |
| AGAINST |
MCDONALD’S CORPORATION |
| US |
| 20130523 |
| ANNUAL |
| 20130325 |
| MCD |
| 580135101 |
| 1A |
| ELECTION OF NOMINEES: WALTER E. MASSEY |
| MGMT |
| FOR |
| FOR |
MCDONALD’S CORPORATION |
| US |
| 20130523 |
| ANNUAL |
| 20130325 |
| MCD |
| 580135101 |
| 1B |
| ELECTION OF NOMINEES: JOHN W. ROGERS, JR. |
| MGMT |
| FOR |
| FOR |
MCDONALD’S CORPORATION |
| US |
| 20130523 |
| ANNUAL |
| 20130325 |
| MCD |
| 580135101 |
| 1C |
| ELECTION OF NOMINEES: ROGER W. STONE |
| MGMT |
| FOR |
| FOR |
MCDONALD’S CORPORATION |
| US |
| 20130523 |
| ANNUAL |
| 20130325 |
| MCD |
| 580135101 |
| 1D |
| ELECTION OF NOMINEES: MILES D. WHITE |
| MGMT |
| FOR |
| FOR |
MCDONALD’S CORPORATION |
| US |
| 20130523 |
| ANNUAL |
| 20130325 |
| MCD |
| 580135101 |
| 2 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
MCDONALD’S CORPORATION |
| US |
| 20130523 |
| ANNUAL |
| 20130325 |
| MCD |
| 580135101 |
| 3 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
MCDONALD’S CORPORATION |
| US |
| 20130523 |
| ANNUAL |
| 20130325 |
| MCD |
| 580135101 |
| 4 |
| ADVISORY VOTE ON A SHAREHOLDER PROPOSAL REQUESTING AN ANNUAL REPORT ON EXECUTIVE COMPENSATION, IF PRESENTED |
| SHAREHOLD |
| AGAINST |
| AGAINST |
MCDONALD’S CORPORATION |
| US |
| 20130523 |
| ANNUAL |
| 20130325 |
| MCD |
| 580135101 |
| 5 |
| ADVISORY VOTE ON A SHAREHOLDER PROPOSAL REQUESTING AN EXECUTIVE STOCK RETENTION POLICY, IF PRESENTED |
| SHAREHOLD |
| AGAINST |
| AGAINST |
MCDONALD’S CORPORATION |
| US |
| 20130523 |
| ANNUAL |
| 20130325 |
| MCD |
| 580135101 |
| 6 |
| ADVISORY VOTE ON A SHAREHOLDER PROPOSAL REQUESTING A HUMAN RIGHTS REPORT, IF PRESENTED |
| SHAREHOLD |
| AGAINST |
| AGAINST |
MCDONALD’S CORPORATION |
| US |
| 20130523 |
| ANNUAL |
| 20130325 |
| MCD |
| 580135101 |
| 7 |
| ADVISORY VOTE ON A SHAREHOLDER PROPOSAL REQUESTING A NUTRITION REPORT, IF PRESENTED |
| SHAREHOLD |
| AGAINST |
| AGAINST |
WAL-MART STORES INC. |
| US |
| 20130607 |
| ANNUAL |
| 20130411 |
| WMT |
| 931142103 |
| 1A |
| ELECTION OF NOMINEES: AIDA M. ALVAREZ |
| MGMT |
| FOR |
| FOR |
WAL-MART STORES INC. |
| US |
| 20130607 |
| ANNUAL |
| 20130411 |
| WMT |
| 931142103 |
| 1B |
| ELECTION OF NOMINEES: JAMES I. CASH, JR. |
| MGMT |
| FOR |
| FOR |
WAL-MART STORES INC. |
| US |
| 20130607 |
| ANNUAL |
| 20130411 |
| WMT |
| 931142103 |
| 1C |
| ELECTION OF NOMINEES: ROGER C. CORBETT |
| MGMT |
| FOR |
| FOR |
WAL-MART STORES INC. |
| US |
| 20130607 |
| ANNUAL |
| 20130411 |
| WMT |
| 931142103 |
| 1D |
| ELECTION OF NOMINEES: DOUGLAS N. DAFT |
| MGMT |
| FOR |
| FOR |
COMPANY NAME |
| COUNTRY |
| MEETING |
| MEETING TYPE |
| RECORD |
| TICKER |
| SECURITY ID |
| AGENDA |
| AGENDA ITEM DESCRIPTION |
| PROPOSED BY |
| MGMT VOTE |
| PG VOTE (“FOR”), |
WAL-MART STORES INC. |
| US |
| 20130607 |
| ANNUAL |
| 20130411 |
| WMT |
| 931142103 |
| 1E |
| ELECTION OF NOMINEES: MICHAEL T. DUKE |
| MGMT |
| FOR |
| FOR |
WAL-MART STORES INC. |
| US |
| 20130607 |
| ANNUAL |
| 20130411 |
| WMT |
| 931142103 |
| 1F |
| ELECTION OF NOMINEES: TIMOTHY P. FLYNN |
| MGMT |
| FOR |
| FOR |
WAL-MART STORES INC. |
| US |
| 20130607 |
| ANNUAL |
| 20130411 |
| WMT |
| 931142103 |
| 1G |
| ELECTION OF NOMINEES: MARISSA A. MAYER |
| MGMT |
| FOR |
| FOR |
WAL-MART STORES INC. |
| US |
| 20130607 |
| ANNUAL |
| 20130411 |
| WMT |
| 931142103 |
| 1H |
| ELECTION OF NOMINEES: GREGORY B. PENNER |
| MGMT |
| FOR |
| FOR |
WAL-MART STORES INC. |
| US |
| 20130607 |
| ANNUAL |
| 20130411 |
| WMT |
| 931142103 |
| 1I |
| ELECTION OF NOMINEES: STEVEN S REINEMUND |
| MGMT |
| FOR |
| FOR |
WAL-MART STORES INC. |
| US |
| 20130607 |
| ANNUAL |
| 20130411 |
| WMT |
| 931142103 |
| 1J |
| ELECTION OF NOMINEES: H. LEE SCOTT, JR. |
| MGMT |
| FOR |
| FOR |
WAL-MART STORES INC. |
| US |
| 20130607 |
| ANNUAL |
| 20130411 |
| WMT |
| 931142103 |
| 1K |
| ELECTION OF NOMINEES: JIM C. WALTON |
| MGMT |
| FOR |
| FOR |
WAL-MART STORES INC. |
| US |
| 20130607 |
| ANNUAL |
| 20130411 |
| WMT |
| 931142103 |
| 1L |
| ELECTION OF NOMINEES: S. ROBSON WALTON |
| MGMT |
| FOR |
| FOR |
WAL-MART STORES INC. |
| US |
| 20130607 |
| ANNUAL |
| 20130411 |
| WMT |
| 931142103 |
| 1M |
| ELECTION OF NOMINEES: CHRISTOPHER J. WILLIAMS |
| MGMT |
| FOR |
| FOR |
WAL-MART STORES INC. |
| US |
| 20130607 |
| ANNUAL |
| 20130411 |
| WMT |
| 931142103 |
| 1N |
| ELECTION OF NOMINEES: LINDA S. WOLF |
| MGMT |
| FOR |
| FOR |
WAL-MART STORES INC. |
| US |
| 20130607 |
| ANNUAL |
| 20130411 |
| WMT |
| 931142103 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
WAL-MART STORES INC. |
| US |
| 20130607 |
| ANNUAL |
| 20130411 |
| WMT |
| 931142103 |
| 3 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
WAL-MART STORES INC. |
| US |
| 20130607 |
| ANNUAL |
| 20130411 |
| WMT |
| 931142103 |
| 4 |
| APPROVAL OF THE WAL-MART STORES, INC. MANAGEMENT INCENTIVE PLAN, AS AMENDED |
| MGMT |
| FOR |
| FOR |
WAL-MART STORES INC. |
| US |
| 20130607 |
| ANNUAL |
| 20130411 |
| WMT |
| 931142103 |
| 5 |
| SHAREHOLDER PROPOSAL - SPECIAL SHAREOWNER MEETING RIGHT |
| SHAREHOLD |
| AGAINST |
| AGAINST |
WAL-MART STORES INC. |
| US |
| 20130607 |
| ANNUAL |
| 20130411 |
| WMT |
| 931142103 |
| 6 |
| SHAREHOLDER PROPOSAL - EQUITY RETENTION REQUIREMENT |
| SHAREHOLD |
| AGAINST |
| AGAINST |
WAL-MART STORES INC. |
| US |
| 20130607 |
| ANNUAL |
| 20130411 |
| WMT |
| 931142103 |
| 7 |
| SHAREHOLDER PROPOSAL - INDEPENDENT CHAIRMAN |
| SHAREHOLD |
| AGAINST |
| AGAINST |
WAL-MART STORES INC. |
| US |
| 20130607 |
| ANNUAL |
| 20130411 |
| WMT |
| 931142103 |
| 8 |
| SHAREHOLDER PROPOSAL - REQUEST FOR ANNUAL REPORT ON RECOUPMENT OF EXECUTIVE PAY |
| SHAREHOLD |
| AGAINST |
| AGAINST |
PACIFIC ADVISORS FUNDS PROXY VOTING RECORD
FOR THE PERIOD JULY 1, 2012 - JUNE 30, 2013
BALANCED FUND
COMPANY NAME |
| COUNTRY |
| MEETING |
| MEETING TYPE |
| RECORD |
| TICKER |
| SECURITY ID |
| AGENDA |
| AGENDA ITEM DESCRIPTION |
| PROPOSED BY |
| MGMT VOTE |
| PG VOTE (“FOR”), |
THE COCA-COLA COMPANY |
| US |
| 20120710 |
| SPECIAL |
| 20120521 |
| KO |
| 191216100 |
| 1 |
| TO AMEND ARTICLE FOURTH OF THE COMPANY’S RESTATED CERTIFICATE OF INCORPORATION, AS AMENDED, TO INCREASE THE AUTHORIZED COMMON STOCK OF THE COMPANY FROM 5,600,000,000 SHARES, PAR VALUE $.25 PER SHARE, TO 11,200,000,000 SHARES, PAR VALUE $.25 PER SHARE, AND TO EFFECT A SPLIT OF THE ISSUED COMMON STOCK OF THE COMPANY BY CHANGING EACH ISSUED SHARE OF COMMON STOCK INTO TWO SHARES OF COMMON STOCK |
| MGMT |
| FOR |
| FOR |
TEAM, INC. |
| US |
| 20120927 |
| ANNUAL |
| 20120810 |
| TISI |
| 878155100 |
| 1 |
| ELECTION OF NOMINEES: 1. VINCENT D. FOSTER, 2. JACK M. JOHNSON, JR. |
| MGMT |
| FOR |
| FOR |
TEAM, INC. |
| US |
| 20120927 |
| ANNUAL |
| 20120810 |
| TISI |
| 878155100 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
TEAM, INC. |
| US |
| 20120927 |
| ANNUAL |
| 20120810 |
| TISI |
| 878155100 |
| 3 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
TEAM, INC. |
| US |
| 20120927 |
| ANNUAL |
| 20120810 |
| TISI |
| 878155100 |
| 4 |
| APPROVAL OF THE TEAM, INC. EXECUTIVE INCENTIVE COMPENSATION PLAN |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORPORATION |
| US |
| 20121128 |
| ANNUAL |
| 20120914 |
| MSFT |
| 594918104 |
| 1 |
| ELECTION OF NOMINEES: STEVEN A. BALLMER |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORPORATION |
| US |
| 20121128 |
| ANNUAL |
| 20120914 |
| MSFT |
| 594918104 |
| 2 |
| ELECTION OF NOMINEES: DINA DUBLON |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORPORATION |
| US |
| 20121128 |
| ANNUAL |
| 20120914 |
| MSFT |
| 594918104 |
| 3 |
| ELECTION OF NOMINEES: WILLIAM H. GATES III |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORPORATION |
| US |
| 20121128 |
| ANNUAL |
| 20120914 |
| MSFT |
| 594918104 |
| 4 |
| ELECTION OF NOMINEES: MARIA M. KLAWE |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORPORATION |
| US |
| 20121128 |
| ANNUAL |
| 20120914 |
| MSFT |
| 594918104 |
| 5 |
| ELECTION OF NOMINEES: STEPHEN J. LUCZO |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORPORATION |
| US |
| 20121128 |
| ANNUAL |
| 20120914 |
| MSFT |
| 594918104 |
| 6 |
| ELECTION OF NOMINEES: DAVID F. MARQUARDT |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORPORATION |
| US |
| 20121128 |
| ANNUAL |
| 20120914 |
| MSFT |
| 594918104 |
| 7 |
| ELECTION OF NOMINEES: CHARLES H. NOSKI |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORPORATION |
| US |
| 20121128 |
| ANNUAL |
| 20120914 |
| MSFT |
| 594918104 |
| 8 |
| ELECTION OF NOMINEES: HELMUT PANKE |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORPORATION |
| US |
| 20121128 |
| ANNUAL |
| 20120914 |
| MSFT |
| 594918104 |
| 9 |
| ELECTION OF NOMINEES: JOHN W. THOMPSON |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORPORATION |
| US |
| 20121128 |
| ANNUAL |
| 20120914 |
| MSFT |
| 594918104 |
| 10 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORPORATION |
| US |
| 20121128 |
| ANNUAL |
| 20120914 |
| MSFT |
| 594918104 |
| 11 |
| APPROVAL OF EMPLOYEE STOCK PURCHASE PLAN |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORPORATION |
| US |
| 20121128 |
| ANNUAL |
| 20120914 |
| MSFT |
| 594918104 |
| 12 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORPORATION |
| US |
| 20121128 |
| ANNUAL |
| 20120914 |
| MSFT |
| 594918104 |
| 13 |
| SHAREHOLDER PROPOSAL - ADOPT CUMULATIVE VOTING |
| SHAREHOLD |
| AGAINST |
| AGAINST |
CHICAGO BRIDGE & IRON COMPANY N.V. |
| US |
| 20121218 |
| SPECIAL |
| 20121109 |
| CBI |
| 167250109 |
| 1 |
| TO APPROVE THE CONSUMMATION BY CHICAGO BRIDGE & IRON COMPANY N.V (“CB&I) OF THE TRANSACTIONS CONTEMPLATED BY THE TRANSACTION AGREEMENT, DATED AS OF JULY 30, 2012, BETWEEN CB&I, THE SHAW GROUP INC., AND CRYSTAL ACQUISITION SUBSIDIARY INC. A WHOLLY OWNED SUBSIDIARY OF CB&I, AS SUCH AGREEMENT MAY BE AMENDED FROM TIME TO TIME (THE “CB&I ACQUISITION PROPOSAL”) |
| MGMT |
| FOR |
| FOR |
CHICAGO BRIDGE & IRON COMPANY N.V. |
| US |
| 20121218 |
| SPECIAL |
| 20121109 |
| CBI |
| 167250109 |
| 2 |
| TO ADJOURN THE SPECIAL GENERAL MEETING OF THE SHAREHOLDERS OF CB&I, IF NECESSARY, TO SUCH DATE, TIME AND PLACE AS SHALL BE SPECIFIED BY THE CB&I MANAGEMENT BOARD, IN ORDER TO ENABLE THE CB&I SUPERVISORY AND MANAGEMENT BOARDS TO SOLICIT ADDITIONAL PROXIES TO APPROVE THE CB&I ACQUISITION PROPOSAL |
| MGMT |
| FOR |
| FOR |
NAVISTAR INTERNATIONAL CORPORATION |
| US |
| 20130219 |
| ANNUAL |
| 20130111 |
| NAV |
| 63934E108 |
| 1 |
| ELECTION OF NOMINEES: 1. JOHN C. POPE, 2. VINCENT J. INTRIERI, 3. MICHAEL N. HAMMES, 4. MARK H. RACHESKY, 5. SAMUEL J. MERKSAMER, 6. GENERAL S.A. MCCHRYSTAL |
| MGMT |
| FOR |
| FOR |
NAVISTAR INTERNATIONAL CORPORATION |
| US |
| 20130219 |
| ANNUAL |
| 20130111 |
| NAV |
| 63934E108 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
NAVISTAR INTERNATIONAL CORPORATION |
| US |
| 20130219 |
| ANNUAL |
| 20130111 |
| NAV |
| 63934E108 |
| 3 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
NAVISTAR INTERNATIONAL CORPORATION |
| US |
| 20130219 |
| ANNUAL |
| 20130111 |
| NAV |
| 63934E108 |
| 4 |
| APPROVE THE NAVISTAR INTERNATIONAL CORPORATION 2013 PERFORMANCE INCENTIVE PLAN |
| MGMT |
| FOR |
| FOR |
QUALCOMM INCORPORATED |
| US |
| 20130305 |
| ANNUAL |
| 20130107 |
| QCOM |
| 747525103 |
| 1A |
| ELECTION OF NOMINEES: BARBARA T. ALEXANDER |
| MGMT |
| FOR |
| FOR |
QUALCOMM INCORPORATED |
| US |
| 20130305 |
| ANNUAL |
| 20130107 |
| QCOM |
| 747525103 |
| 1B |
| ELECTION OF NOMINEES: DONALD G. CRUICKSHANK |
| MGMT |
| FOR |
| FOR |
QUALCOMM INCORPORATED |
| US |
| 20130305 |
| ANNUAL |
| 20130107 |
| QCOM |
| 747525103 |
| 1C |
| ELECTION OF NOMINEES: RAYMOND V. DITTAMORE |
| MGMT |
| FOR |
| FOR |
QUALCOMM INCORPORATED |
| US |
| 20130305 |
| ANNUAL |
| 20130107 |
| QCOM |
| 747525103 |
| 1C |
| ELECTION OF NOMINEES: SUSAN HOCKFIELD |
| MGMT |
| FOR |
| FOR |
QUALCOMM INCORPORATED |
| US |
| 20130305 |
| ANNUAL |
| 20130107 |
| QCOM |
| 747525103 |
| 1E |
| ELECTION OF NOMINEES: THOMAS W. HORTON |
| MGMT |
| FOR |
| FOR |
QUALCOMM INCORPORATED |
| US |
| 20130305 |
| ANNUAL |
| 20130107 |
| QCOM |
| 747525103 |
| 1F |
| ELECTION OF NOMINEES: PAUL E. JACOBS |
| MGMT |
| FOR |
| FOR |
QUALCOMM INCORPORATED |
| US |
| 20130305 |
| ANNUAL |
| 20130107 |
| QCOM |
| 747525103 |
| 1G |
| ELECTION OF NOMINEES: SHERRY LANSING |
| MGMT |
| FOR |
| FOR |
QUALCOMM INCORPORATED |
| US |
| 20130305 |
| ANNUAL |
| 20130107 |
| QCOM |
| 747525103 |
| 1H |
| ELECTION OF NOMINEES: DUANE A. NELLES |
| MGMT |
| FOR |
| FOR |
QUALCOMM INCORPORATED |
| US |
| 20130305 |
| ANNUAL |
| 20130107 |
| QCOM |
| 747525103 |
| 1I |
| ELECTION OF NOMINEES: FRANCISCO ROS |
| MGMT |
| FOR |
| FOR |
QUALCOMM INCORPORATED |
| US |
| 20130305 |
| ANNUAL |
| 20130107 |
| QCOM |
| 747525103 |
| 1J |
| ELECTION OF NOMINEES: BRENT SCOWCROFT |
| MGMT |
| FOR |
| FOR |
QUALCOMM INCORPORATED |
| US |
| 20130305 |
| ANNUAL |
| 20130107 |
| QCOM |
| 747525103 |
| 1K |
| ELECTION OF NOMINEES: MARC I. STERN |
| MGMT |
| FOR |
| FOR |
COMPANY NAME |
| COUNTRY |
| MEETING |
| MEETING TYPE |
| RECORD |
| TICKER |
| SECURITY ID |
| AGENDA |
| AGENDA ITEM DESCRIPTION |
| PROPOSED BY |
| MGMT VOTE |
| PG VOTE (“FOR”), |
QUALCOMM INCORPORATED |
| US |
| 20130305 |
| ANNUAL |
| 20130107 |
| QCOM |
| 747525103 |
| 2 |
| TO APPROVE THE 2006 LONG-TERM INCENTIVE PLAN, AS AMENDED, WHICH INCLUDES AN INCREASE IN THE SHARE RESERVE BY 90,000,000 SHARES |
| MGMT |
| FOR |
| FOR |
QUALCOMM INCORPORATED |
| US |
| 20130305 |
| ANNUAL |
| 20130107 |
| QCOM |
| 747525103 |
| 3 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
QUALCOMM INCORPORATED |
| US |
| 20130305 |
| ANNUAL |
| 20130107 |
| QCOM |
| 747525103 |
| 4 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
THE WALT DISNEY COMPANY |
| US |
| 20130306 |
| ANNUAL |
| 20130107 |
| DIS |
| 254687106 |
| 1A |
| ELECTION OF NOMINEES: SUSAN E. ARNOLD |
| MGMT |
| FOR |
| FOR |
THE WALT DISNEY COMPANY |
| US |
| 20130306 |
| ANNUAL |
| 20130107 |
| DIS |
| 254687106 |
| 1B |
| ELECTION OF NOMINEES: JOHN S. CHEN |
| MGMT |
| FOR |
| FOR |
THE WALT DISNEY COMPANY |
| US |
| 20130306 |
| ANNUAL |
| 20130107 |
| DIS |
| 254687106 |
| 1C |
| ELECTION OF NOMINEES: JUDITH L. ESTRIN |
| MGMT |
| FOR |
| FOR |
THE WALT DISNEY COMPANY |
| US |
| 20130306 |
| ANNUAL |
| 20130107 |
| DIS |
| 254687106 |
| 1C |
| ELECTION OF NOMINEES: ROBERT A. IGER |
| MGMT |
| FOR |
| FOR |
THE WALT DISNEY COMPANY |
| US |
| 20130306 |
| ANNUAL |
| 20130107 |
| DIS |
| 254687106 |
| 1E |
| ELECTION OF NOMINEES: FRED H. LANGHAMMER |
| MGMT |
| FOR |
| FOR |
THE WALT DISNEY COMPANY |
| US |
| 20130306 |
| ANNUAL |
| 20130107 |
| DIS |
| 254687106 |
| 1F |
| ELECTION OF NOMINEES: AYLWIN B. LEWIS |
| MGMT |
| FOR |
| FOR |
THE WALT DISNEY COMPANY |
| US |
| 20130306 |
| ANNUAL |
| 20130107 |
| DIS |
| 254687106 |
| 1G |
| ELECTION OF NOMINEES: MONICA C. LOZANO |
| MGMT |
| FOR |
| FOR |
THE WALT DISNEY COMPANY |
| US |
| 20130306 |
| ANNUAL |
| 20130107 |
| DIS |
| 254687106 |
| 1H |
| ELECTION OF NOMINEES: ROBERT W. MATSCHULLAT |
| MGMT |
| FOR |
| FOR |
THE WALT DISNEY COMPANY |
| US |
| 20130306 |
| ANNUAL |
| 20130107 |
| DIS |
| 254687106 |
| 1I |
| ELECTION OF NOMINEES: SHERYL K. SANDBERG |
| MGMT |
| FOR |
| FOR |
THE WALT DISNEY COMPANY |
| US |
| 20130306 |
| ANNUAL |
| 20130107 |
| DIS |
| 254687106 |
| 1J |
| ELECTION OF NOMINEES: ORIN C. SMITH |
| MGMT |
| FOR |
| FOR |
THE WALT DISNEY COMPANY |
| US |
| 20130306 |
| ANNUAL |
| 20130107 |
| DIS |
| 254687106 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
THE WALT DISNEY COMPANY |
| US |
| 20130306 |
| ANNUAL |
| 20130107 |
| DIS |
| 254687106 |
| 3 |
| TO APPROVE THE TERMS OF THE COMPANY’S AMENDED AND RESTATED 2002 EXECUTIVE PERFORMANCE PLAN, AS AMENDED |
| MGMT |
| FOR |
| FOR |
THE WALT DISNEY COMPANY |
| US |
| 20130306 |
| ANNUAL |
| 20130107 |
| DIS |
| 254687106 |
| 4 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
THE WALT DISNEY COMPANY |
| US |
| 20130306 |
| ANNUAL |
| 20130107 |
| DIS |
| 254687106 |
| 5 |
| TO APPROVE THE SHAREHOLDER PROPOSAL RELATING TO PROXY ACCESS |
| SHAREHOLD |
| AGAINST |
| AGAINST |
THE WALT DISNEY COMPANY |
| US |
| 20130306 |
| ANNUAL |
| 20130107 |
| DIS |
| 254687106 |
| 6 |
| TO APPROVE THE SHAREHOLDER PROPOSAL RELATING TO FUTURE SEPARATION OF CHAIRMAN AND CHIEF EXECUTIVE OFFICER |
| SHAREHOLD |
| AGAINST |
| AGAINST |
KIRBY CORPORATION |
| US |
| 20130423 |
| ANNUAL |
| 20130301 |
| KEX |
| 497266106 |
| 1.1 |
| ELECTION OF NOMINEES: C. SEAN DAY |
| MGMT |
| FOR |
| FOR |
KIRBY CORPORATION |
| US |
| 20130423 |
| ANNUAL |
| 20130301 |
| KEX |
| 497266106 |
| 1.2 |
| ELECTION OF NOMINEES: WILLIAM M. LAMONT, JR. |
| MGMT |
| FOR |
| FOR |
KIRBY CORPORATION |
| US |
| 20130423 |
| ANNUAL |
| 20130301 |
| KEX |
| 497266106 |
| 1.3 |
| ELECTION OF NOMINEES: WILLIAM M. WATERMAN |
| MGMT |
| FOR |
| FOR |
KIRBY CORPORATION |
| US |
| 20130423 |
| ANNUAL |
| 20130301 |
| KEX |
| 497266106 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
KIRBY CORPORATION |
| US |
| 20130423 |
| ANNUAL |
| 20130301 |
| KEX |
| 497266106 |
| 3 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
TAL INTERNATIONAL GROUP, INC. |
| US |
| 20130423 |
| ANNUAL |
| 20130315 |
| TAL |
| 874083108 |
| 1 |
| ELECTION OF NOMINEES: 1. BRIAN M. SONDEY, 2. MALCOLM P. BAKER, 3. A. RICHARD CAPUTO, JR., 4. CLAUDE GERMAIN, 5. KENNETH HANAU, 6. HELMUT KASPERS, 7. FREDERIC H. LINDEBERG |
| N/A |
| N/A |
| DID NOT VOTE |
TAL INTERNATIONAL GROUP, INC. |
| US |
| 20130423 |
| ANNUAL |
| 20130315 |
| TAL |
| 874083108 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| N/A |
| N/A |
| DID NOT VOTE |
GENERAL ELECTRIC COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| GE |
| 369604103 |
| A1 |
| ELECTION OF NOMINEES: W. GEOFFREY BEATTIE |
| N/A |
| N/A |
| DID NOT VOTE |
GENERAL ELECTRIC COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| GE |
| 369604103 |
| A2 |
| ELECTION OF NOMINEES: JOHN J. BRENNAN |
| N/A |
| N/A |
| DID NOT VOTE |
GENERAL ELECTRIC COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| GE |
| 369604103 |
| A3 |
| ELECTION OF NOMINEES: JAMES I. CASH, JR. |
| N/A |
| N/A |
| DID NOT VOTE |
GENERAL ELECTRIC COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| GE |
| 369604103 |
| A4 |
| ELECTION OF NOMINEES: FRANCISCO D’SOUZA |
| N/A |
| N/A |
| DID NOT VOTE |
GENERAL ELECTRIC COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| GE |
| 369604103 |
| A5 |
| ELECTION OF NOMINEES: MARIJN E. DEKKERS |
| N/A |
| N/A |
| DID NOT VOTE |
GENERAL ELECTRIC COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| GE |
| 369604103 |
| A6 |
| ELECTION OF NOMINEES: ANN M. FUDGE |
| N/A |
| N/A |
| DID NOT VOTE |
GENERAL ELECTRIC COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| GE |
| 369604103 |
| A7 |
| ELECTION OF NOMINEES: SUSAN HOCKFIELD |
| N/A |
| N/A |
| DID NOT VOTE |
GENERAL ELECTRIC COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| GE |
| 369604103 |
| A8 |
| ELECTION OF NOMINEES: JEFFREY R. IMMELT |
| N/A |
| N/A |
| DID NOT VOTE |
GENERAL ELECTRIC COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| GE |
| 369604103 |
| A9 |
| ELECTION OF NOMINEES: ANDREA JUNG |
| N/A |
| N/A |
| DID NOT VOTE |
GENERAL ELECTRIC COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| GE |
| 369604103 |
| A10 |
| ELECTION OF NOMINEES: ROBERT W. LANE |
| N/A |
| N/A |
| DID NOT VOTE |
GENERAL ELECTRIC COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| GE |
| 369604103 |
| A11 |
| ELECTION OF NOMINEES: RALPH S. LARSEN |
| N/A |
| N/A |
| DID NOT VOTE |
GENERAL ELECTRIC COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| GE |
| 369604103 |
| A12 |
| ELECTION OF NOMINEES: ROCHELLE B. LAZARUS |
| N/A |
| N/A |
| DID NOT VOTE |
GENERAL ELECTRIC COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| GE |
| 369604103 |
| A13 |
| ELECTION OF NOMINEES: JAMES J. MULVA |
| N/A |
| N/A |
| DID NOT VOTE |
GENERAL ELECTRIC COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| GE |
| 369604103 |
| A14 |
| ELECTION OF NOMINEES: MARY L. SCHAPIRO |
| N/A |
| N/A |
| DID NOT VOTE |
GENERAL ELECTRIC COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| GE |
| 369604103 |
| A15 |
| ELECTION OF NOMINEES: ROBERT J. SWIERINGA |
| N/A |
| N/A |
| DID NOT VOTE |
GENERAL ELECTRIC COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| GE |
| 369604103 |
| A16 |
| ELECTION OF NOMINEES: JAMES S. TISCH |
| N/A |
| N/A |
| DID NOT VOTE |
GENERAL ELECTRIC COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| GE |
| 369604103 |
| A17 |
| ELECTION OF NOMINEES: DOUGLAS A. WARNER III |
| N/A |
| N/A |
| DID NOT VOTE |
GENERAL ELECTRIC COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| GE |
| 369604103 |
| B1 |
| EXECUTIVE COMPENSATION |
| N/A |
| N/A |
| DID NOT VOTE |
GENERAL ELECTRIC COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| GE |
| 369604103 |
| B2 |
| RATIFY THE SELECTION OF AUDITOR |
| N/A |
| N/A |
| DID NOT VOTE |
COMPANY NAME |
| COUNTRY |
| MEETING |
| MEETING TYPE |
| RECORD |
| TICKER |
| SECURITY ID |
| AGENDA |
| AGENDA ITEM DESCRIPTION |
| PROPOSED BY |
| MGMT VOTE |
| PG VOTE (“FOR”), |
GENERAL ELECTRIC COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| GE |
| 369604103 |
| C1 |
| SHAREHOLDER PROPOSAL - CESSATION OF ALL STOCK OPTIONS AND BONUSES |
| N/A |
| N/A |
| DID NOT VOTE |
GENERAL ELECTRIC COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| GE |
| 369604103 |
| C2 |
| SHAREHOLDER PROPOSAL - DIRECTOR TERM LIMITS |
| N/A |
| N/A |
| DID NOT VOTE |
GENERAL ELECTRIC COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| GE |
| 369604103 |
| C3 |
| SHAREHOLDER PROPOSAL - INDEPENDENT CHAIRMAN |
| N/A |
| N/A |
| DID NOT VOTE |
GENERAL ELECTRIC COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| GE |
| 369604103 |
| C4 |
| SHAREHOLDER PROPOSAL - RIGHT TO ACT BY WRITTEN CONSENT |
| N/A |
| N/A |
| DID NOT VOTE |
GENERAL ELECTRIC COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| GE |
| 369604103 |
| C5 |
| SHAREHOLDER PROPOSAL - EXECUTIVES TO RETAIN SIGNIFICANT STOCK |
| N/A |
| N/A |
| DID NOT VOTE |
GENERAL ELECTRIC COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| GE |
| 369604103 |
| C6 |
| SHAREHOLDER PROPOSAL - MULTIPLE CANDIDATE ELECTIONS |
| N/A |
| N/A |
| DID NOT VOTE |
THE COCA-COLA COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| KO |
| 191216100 |
| 1A |
| ELECTION OF NOMINEES: HERBERT A. ALLEN |
| MGMT |
| FOR |
| FOR |
THE COCA-COLA COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| KO |
| 191216100 |
| 1B |
| ELECTION OF NOMINEES: RONALD W. ALLEN |
| MGMT |
| FOR |
| FOR |
THE COCA-COLA COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| KO |
| 191216100 |
| 1C |
| ELECTION OF NOMINEES: HOWARD G. BUFFETT |
| MGMT |
| FOR |
| FOR |
THE COCA-COLA COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| KO |
| 191216100 |
| 1D |
| ELECTION OF NOMINEES: RICHARD M. DALEY |
| MGMT |
| FOR |
| FOR |
THE COCA-COLA COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| KO |
| 191216100 |
| 1E |
| ELECTION OF NOMINEES: BARRY DILLER |
| MGMT |
| FOR |
| FOR |
THE COCA-COLA COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| KO |
| 191216100 |
| 1F |
| ELECTION OF NOMINEES: HELENE D. GAYLE |
| MGMT |
| FOR |
| FOR |
THE COCA-COLA COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| KO |
| 191216100 |
| 1G |
| ELECTION OF NOMINEES: EVAN G. GREENBERG |
| MGMT |
| FOR |
| FOR |
THE COCA-COLA COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| KO |
| 191216100 |
| 1H |
| ELECTION OF NOMINEES: ALEXIS M. HERMAN |
| MGMT |
| FOR |
| FOR |
THE COCA-COLA COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| KO |
| 191216100 |
| 1I |
| ELECTION OF NOMINEES: MUHTAR KENT |
| MGMT |
| FOR |
| FOR |
THE COCA-COLA COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| KO |
| 191216100 |
| 1J |
| ELECTION OF NOMINEES: ROBERT A. KOTICK |
| MGMT |
| FOR |
| FOR |
THE COCA-COLA COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| KO |
| 191216100 |
| 1K |
| ELECTION OF NOMINEES: MARIA ELENA LAGOMASINO |
| MGMT |
| FOR |
| FOR |
THE COCA-COLA COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| KO |
| 191216100 |
| 1L |
| ELECTION OF NOMINEES: DONALD F. MCHENRY |
| MGMT |
| FOR |
| FOR |
THE COCA-COLA COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| KO |
| 191216100 |
| 1M |
| ELECTION OF NOMINEES: SAM NUNN |
| MGMT |
| FOR |
| FOR |
THE COCA-COLA COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| KO |
| 191216100 |
| 1N |
| ELECTION OF NOMINEES: JAMES D. ROBINSON III |
| MGMT |
| FOR |
| FOR |
THE COCA-COLA COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| KO |
| 191216100 |
| 1O |
| ELECTION OF NOMINEES: PETER V. UEBERROTH |
| MGMT |
| FOR |
| FOR |
THE COCA-COLA COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| KO |
| 191216100 |
| 1P |
| ELECTION OF NOMINEES: JACOB WALLENBERG |
| MGMT |
| FOR |
| FOR |
THE COCA-COLA COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| KO |
| 191216100 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
THE COCA-COLA COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| KO |
| 191216100 |
| 3 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
THE COCA-COLA COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| KO |
| 191216100 |
| 4 |
| APPROVE AN AMENDMENT TO THE COMPANY’S BY-LAWS TO PERMIT SHAREOWNERS TO CALL SPECIAL MEETINGS |
| MGMT |
| FOR |
| FOR |
THE COCA-COLA COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| KO |
| 191216100 |
| 5 |
| SHAREOWNER PROPOSAL REGARDING A BOARD COMMITTEE ON HUMAN RIGHTS |
| SHAREHOLD |
| AGAINST |
| AGAINST |
AMERICAN EXPRESS COMPANY |
| US |
| 20130429 |
| ANNUAL |
| 20130301 |
| AXP |
| 025816109 |
| 1 |
| ELECTION OF NOMINEES: 1. C. BARSHEFSKY, 2. U.M. BURNS, 3. K.I. CHENAULT, 4. P. CHERNIN, 5. A. LAUVERGEON, 6. T.J. LEONSIS, 7. R.C. LEVIN, 8. R.A. MCGINN, 9. S.J. PALMISANO, 10. S.S REINEMUND, 11. D.L. VASELLA, 12. R.D. WALTER, 13. R.A. WILLIAMS |
| MGMT |
| FOR |
| FOR |
AMERICAN EXPRESS COMPANY |
| US |
| 20130429 |
| ANNUAL |
| 20130301 |
| AXP |
| 025816109 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
AMERICAN EXPRESS COMPANY |
| US |
| 20130429 |
| ANNUAL |
| 20130301 |
| AXP |
| 025816109 |
| 3 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
AMERICAN EXPRESS COMPANY |
| US |
| 20130429 |
| ANNUAL |
| 20130301 |
| AXP |
| 025816109 |
| 4 |
| SHAREHOLDER PROPOSAL RELATING TO SEPARATION OF CHAIRMAN AND CEO ROLES |
| SHAREHOLD |
| AGAINST |
| AGAINST |
INTERNATIONAL BUSINESS MACHINES CORP. |
| US |
| 20130430 |
| ANNUAL |
| 20130301 |
| IBM |
| 459200101 |
| 1A |
| ELECTION OF NOMINEES: A.J.P. BELDA |
| MGMT |
| FOR |
| FOR |
INTERNATIONAL BUSINESS MACHINES CORP. |
| US |
| 20130430 |
| ANNUAL |
| 20130301 |
| IBM |
| 459200101 |
| 1B |
| ELECTION OF NOMINEES: W.R. BRODY |
| MGMT |
| FOR |
| FOR |
INTERNATIONAL BUSINESS MACHINES CORP. |
| US |
| 20130430 |
| ANNUAL |
| 20130301 |
| IBM |
| 459200101 |
| 1C |
| ELECTION OF NOMINEES: K.I. CHENAULT |
| MGMT |
| FOR |
| FOR |
INTERNATIONAL BUSINESS MACHINES CORP. |
| US |
| 20130430 |
| ANNUAL |
| 20130301 |
| IBM |
| 459200101 |
| 1D |
| ELECTION OF NOMINEES: M.L. ESKEW |
| MGMT |
| FOR |
| FOR |
INTERNATIONAL BUSINESS MACHINES CORP. |
| US |
| 20130430 |
| ANNUAL |
| 20130301 |
| IBM |
| 459200101 |
| 1E |
| ELECTION OF NOMINEES: D.N. FARR |
| MGMT |
| FOR |
| FOR |
INTERNATIONAL BUSINESS MACHINES CORP. |
| US |
| 20130430 |
| ANNUAL |
| 20130301 |
| IBM |
| 459200101 |
| 1F |
| ELECTION OF NOMINEES: S.A. JACKSON |
| MGMT |
| FOR |
| FOR |
INTERNATIONAL BUSINESS MACHINES CORP. |
| US |
| 20130430 |
| ANNUAL |
| 20130301 |
| IBM |
| 459200101 |
| 1G |
| ELECTION OF NOMINEES: A.N. LIVERIS |
| MGMT |
| FOR |
| FOR |
INTERNATIONAL BUSINESS MACHINES CORP. |
| US |
| 20130430 |
| ANNUAL |
| 20130301 |
| IBM |
| 459200101 |
| 1H |
| ELECTION OF NOMINEES: W.J. MCNERNEY, JR. |
| MGMT |
| FOR |
| FOR |
INTERNATIONAL BUSINESS MACHINES CORP. |
| US |
| 20130430 |
| ANNUAL |
| 20130301 |
| IBM |
| 459200101 |
| 1I |
| ELECTION OF NOMINEES: J.W. OWENS |
| MGMT |
| FOR |
| FOR |
INTERNATIONAL BUSINESS MACHINES CORP. |
| US |
| 20130430 |
| ANNUAL |
| 20130301 |
| IBM |
| 459200101 |
| 1J |
| ELECTION OF NOMINEES: V.M. ROMETTY |
| MGMT |
| FOR |
| FOR |
INTERNATIONAL BUSINESS MACHINES CORP. |
| US |
| 20130430 |
| ANNUAL |
| 20130301 |
| IBM |
| 459200101 |
| 1K |
| ELECTION OF NOMINEES: J.E. SPERO |
| MGMT |
| FOR |
| FOR |
INTERNATIONAL BUSINESS MACHINES CORP. |
| US |
| 20130430 |
| ANNUAL |
| 20130301 |
| IBM |
| 459200101 |
| 1L |
| ELECTION OF NOMINEES: S. TAUREL |
| MGMT |
| FOR |
| FOR |
INTERNATIONAL BUSINESS MACHINES CORP. |
| US |
| 20130430 |
| ANNUAL |
| 20130301 |
| IBM |
| 459200101 |
| 1M |
| ELECTION OF NOMINEES: L.H. ZAMBRANO |
| MGMT |
| FOR |
| FOR |
INTERNATIONAL BUSINESS MACHINES CORP. |
| US |
| 20130430 |
| ANNUAL |
| 20130301 |
| IBM |
| 459200101 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
COMPANY NAME |
| COUNTRY |
| MEETING |
| MEETING TYPE |
| RECORD |
| TICKER |
| SECURITY ID |
| AGENDA |
| AGENDA ITEM DESCRIPTION |
| PROPOSED BY |
| MGMT VOTE |
| PG VOTE (“FOR”), |
INTERNATIONAL BUSINESS MACHINES CORP. |
| US |
| 20130430 |
| ANNUAL |
| 20130301 |
| IBM |
| 459200101 |
| 3 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
INTERNATIONAL BUSINESS MACHINES CORP. |
| US |
| 20130430 |
| ANNUAL |
| 20130301 |
| IBM |
| 459200101 |
| 4 |
| STOCKHOLDER PROPOSAL FOR DISCLOSURE OF LOBBYING POLICIES AND PRACTICES |
| SHAREHOLD |
| AGAINST |
| AGAINST |
INTERNATIONAL BUSINESS MACHINES CORP. |
| US |
| 20130430 |
| ANNUAL |
| 20130301 |
| IBM |
| 459200101 |
| 5 |
| STOCKHOLDER PROPOSAL ON THE RIGHT TO ACT BY WRITTEN CONSENT |
| SHAREHOLD |
| AGAINST |
| AGAINST |
INTERNATIONAL BUSINESS MACHINES CORP. |
| US |
| 20130430 |
| ANNUAL |
| 20130301 |
| IBM |
| 459200101 |
| 6 |
| STOCKHOLDER PROPOSAL ON INDEPENDENT BOARD CHAIR |
| SHAREHOLD |
| AGAINST |
| AGAINST |
INTERNATIONAL BUSINESS MACHINES CORP. |
| US |
| 20130430 |
| ANNUAL |
| 20130301 |
| IBM |
| 459200101 |
| 7 |
| STOCKHOLDER PROPOSAL FOR EXECUTIVES TO RETAIN SIGNIFICANT STOCK |
| SHAREHOLD |
| AGAINST |
| AGAINST |
KANSAS CITY SOUTHERN |
| US |
| 20130502 |
| ANNUAL |
| 20130304 |
| KSU |
| 485170302 |
| 1 |
| ELECTION OF NOMINEES: 1. TERRENCE P. DUNN, 2. ANTONIO O. GARZA, JR., 3. DAVID L. STARLING |
| MGMT |
| FOR |
| FOR |
KANSAS CITY SOUTHERN |
| US |
| 20130502 |
| ANNUAL |
| 20130304 |
| KSU |
| 485170302 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
KANSAS CITY SOUTHERN |
| US |
| 20130502 |
| ANNUAL |
| 20130304 |
| KSU |
| 485170302 |
| 3 |
| RE-APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE MEASURES UNDER THE KANSAS CITY SOUTHERN 2008 STOCK OPTION AND PERFORMANCE AWARD PLAN FOR PURPOSES OF SECTION 162(M) OF THE INTERNAL REVENUE CODE |
| MGMT |
| FOR |
| FOR |
KANSAS CITY SOUTHERN |
| US |
| 20130502 |
| ANNUAL |
| 20130304 |
| KSU |
| 485170302 |
| 4 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
KANSAS CITY SOUTHERN |
| US |
| 20130502 |
| ANNUAL |
| 20130304 |
| KSU |
| 485170302 |
| 5 |
| CONSIDER AND ACT ON A STOCKHOLDER PROPOSAL TO ELECT EACH DIRECTOR ANNUALLY |
| SHAREHOLD |
| AGAINST |
| AGAINST |
UNITED PARCEL SERVICE, INC. |
| US |
| 20130502 |
| ANNUAL |
| 20130315 |
| UPS |
| 911312106 |
| 1A |
| ELECTION OF NOMINEES: F. DUANE ACKERMAN |
| MGMT |
| FOR |
| FOR |
UNITED PARCEL SERVICE, INC. |
| US |
| 20130502 |
| ANNUAL |
| 20130315 |
| UPS |
| 911312106 |
| 1B |
| ELECTION OF NOMINEES: MICHAEL J. BURNS |
| MGMT |
| FOR |
| FOR |
UNITED PARCEL SERVICE, INC. |
| US |
| 20130502 |
| ANNUAL |
| 20130315 |
| UPS |
| 911312106 |
| 1C |
| ELECTION OF NOMINEES: D. SCOTT DAVIS |
| MGMT |
| FOR |
| FOR |
UNITED PARCEL SERVICE, INC. |
| US |
| 20130502 |
| ANNUAL |
| 20130315 |
| UPS |
| 911312106 |
| 1D |
| ELECTION OF NOMINEES: STUART E. EIZENSTAT |
| MGMT |
| FOR |
| FOR |
UNITED PARCEL SERVICE, INC. |
| US |
| 20130502 |
| ANNUAL |
| 20130315 |
| UPS |
| 911312106 |
| 1E |
| ELECTION OF NOMINEES: MICHAEL L. ESKEW |
| MGMT |
| FOR |
| FOR |
UNITED PARCEL SERVICE, INC. |
| US |
| 20130502 |
| ANNUAL |
| 20130315 |
| UPS |
| 911312106 |
| 1F |
| ELECTION OF NOMINEES: WILLIAM R. JOHNSON |
| MGMT |
| FOR |
| FOR |
UNITED PARCEL SERVICE, INC. |
| US |
| 20130502 |
| ANNUAL |
| 20130315 |
| UPS |
| 911312106 |
| 1G |
| ELECTION OF NOMINEES: CANDACE KENDLE |
| MGMT |
| FOR |
| FOR |
UNITED PARCEL SERVICE, INC. |
| US |
| 20130502 |
| ANNUAL |
| 20130315 |
| UPS |
| 911312106 |
| 1H |
| ELECTION OF NOMINEES: ANN M. LIVERMORE |
| MGMT |
| FOR |
| FOR |
UNITED PARCEL SERVICE, INC. |
| US |
| 20130502 |
| ANNUAL |
| 20130315 |
| UPS |
| 911312106 |
| 1I |
| ELECTION OF NOMINEES: RUDY H.P. MARKHAM |
| MGMT |
| FOR |
| FOR |
UNITED PARCEL SERVICE, INC. |
| US |
| 20130502 |
| ANNUAL |
| 20130315 |
| UPS |
| 911312106 |
| 1J |
| ELECTION OF NOMINEES: CLARK T. RANDT, JR. |
| MGMT |
| FOR |
| FOR |
UNITED PARCEL SERVICE, INC. |
| US |
| 20130502 |
| ANNUAL |
| 20130315 |
| UPS |
| 911312106 |
| 1K |
| ELECTION OF NOMINEES: CAROL B. TOME |
| MGMT |
| FOR |
| FOR |
UNITED PARCEL SERVICE, INC. |
| US |
| 20130502 |
| ANNUAL |
| 20130315 |
| UPS |
| 911312106 |
| 1L |
| ELECTION OF NOMINEES: KEVIN M. WARSH |
| MGMT |
| FOR |
| FOR |
UNITED PARCEL SERVICE, INC. |
| US |
| 20130502 |
| ANNUAL |
| 20130315 |
| UPS |
| 911312106 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
UNITED PARCEL SERVICE, INC. |
| US |
| 20130502 |
| ANNUAL |
| 20130315 |
| UPS |
| 911312106 |
| 3 |
| SHAREOWNER PROPOSAL ON LOBBYING DISCLOSURE |
| SHAREHOLD |
| AGAINST |
| AGAINST |
UNITED PARCEL SERVICE, INC. |
| US |
| 20130502 |
| ANNUAL |
| 20130315 |
| UPS |
| 911312106 |
| 4 |
| SHAREOWNER PROPOSAL TO REDUCE THE VOTING POWER OF CLASS A STOCK FROM 10 VOTES PER SHARE TO ONE VOTE PER SHARE |
| SHAREHOLD |
| AGAINST |
| AGAINST |
HELIX ENERGY SOLUTIONS GROUP, INC. |
| US |
| 20130507 |
| ANNUAL |
| 20130311 |
| HLX |
| 42330P107 |
| 1 |
| ELECTION OF NOMINEES: 1. OWEN KRATZ, 2. JOHN V. LOVOI, 3. JAN RASK |
| MGMT |
| FOR |
| FOR |
HELIX ENERGY SOLUTIONS GROUP, INC. |
| US |
| 20130507 |
| ANNUAL |
| 20130311 |
| HLX |
| 42330P107 |
| 2 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
HELIX ENERGY SOLUTIONS GROUP, INC. |
| US |
| 20130507 |
| ANNUAL |
| 20130311 |
| HLX |
| 42330P107 |
| 3 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
O’REILLY AUTOMOTIVE, INC. |
| US |
| 20130507 |
| ANNUAL |
| 20130228 |
| ORLY |
| 67103H107 |
| 1A |
| ELECTION OF NOMINEES: LARRY O’REILLY |
| MGMT |
| FOR |
| FOR |
O’REILLY AUTOMOTIVE, INC. |
| US |
| 20130507 |
| ANNUAL |
| 20130228 |
| ORLY |
| 67103H107 |
| 1B |
| ELECTION OF NOMINEES: ROSALIE O’REILLY-WOOTEN |
| MGMT |
| FOR |
| FOR |
O’REILLY AUTOMOTIVE, INC. |
| US |
| 20130507 |
| ANNUAL |
| 20130228 |
| ORLY |
| 67103H107 |
| 1C |
| ELECTION OF NOMINEES: THOMAS T. HENDRICKSON |
| MGMT |
| FOR |
| FOR |
O’REILLY AUTOMOTIVE, INC. |
| US |
| 20130507 |
| ANNUAL |
| 20130228 |
| ORLY |
| 67103H107 |
| 2 |
| TO AMEND THE ARTICLES OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS |
| MGMT |
| FOR |
| FOR |
O’REILLY AUTOMOTIVE, INC. |
| US |
| 20130507 |
| ANNUAL |
| 20130228 |
| ORLY |
| 67103H107 |
| 3 |
| TO AMEND THE ARTICLES OF INCORPORATION TO ALLOW SHAREHOLDERS OF RECORD OF NOT LESS THAN 25% OF VOTING POWER TO CALL A SPECIAL MEETING OF SHAREHOLDERS |
| MGMT |
| FOR |
| FOR |
O’REILLY AUTOMOTIVE, INC. |
| US |
| 20130507 |
| ANNUAL |
| 20130228 |
| ORLY |
| 67103H107 |
| 4 |
| TO AMEND THE ARTICLES OF INCORPORATION TO ALLOW MINOR UPDATES TO CONFORM TO CURRENT LAWS AND CLARIFY |
| MGMT |
| FOR |
| FOR |
O’REILLY AUTOMOTIVE, INC. |
| US |
| 20130507 |
| ANNUAL |
| 20130228 |
| ORLY |
| 67103H107 |
| 5 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
O’REILLY AUTOMOTIVE, INC. |
| US |
| 20130507 |
| ANNUAL |
| 20130228 |
| ORLY |
| 67103H107 |
| 6 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
XYLEM INC. |
| US |
| 20130507 |
| ANNUAL |
| 20130313 |
| XYL |
| 98419M100 |
| 1A |
| ELECTION OF NOMINEES: CURTIS J. CRAWFORD |
| MGMT |
| FOR |
| FOR |
XYLEM INC. |
| US |
| 20130507 |
| ANNUAL |
| 20130313 |
| XYL |
| 98419M100 |
| 1B |
| ELECTION OF NOMINEES: ROBERT F. FRIEL |
| MGMT |
| FOR |
| FOR |
XYLEM INC. |
| US |
| 20130507 |
| ANNUAL |
| 20130313 |
| XYL |
| 98419M100 |
| 1C |
| ELECTION OF NOMINEES: SURYA N. MOHAPATRA |
| MGMT |
| FOR |
| FOR |
XYLEM INC. |
| US |
| 20130507 |
| ANNUAL |
| 20130313 |
| XYL |
| 98419M100 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
COMPANY NAME |
| COUNTRY |
| MEETING |
| MEETING TYPE |
| RECORD |
| TICKER |
| SECURITY ID |
| AGENDA |
| AGENDA ITEM DESCRIPTION |
| PROPOSED BY |
| MGMT VOTE |
| PG VOTE (“FOR”), |
XYLEM INC. |
| US |
| 20130507 |
| ANNUAL |
| 20130313 |
| XYL |
| 98419M100 |
| 3 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
XYLEM INC. |
| US |
| 20130507 |
| ANNUAL |
| 20130313 |
| XYL |
| 98419M100 |
| 4 |
| TO VOTE ON A MANAGEMENT PROPOSAL TO DECLASSIFY THE BOARD OF DIRECTORS STARTING IN 2016 |
| MGMT |
| FOR |
| FOR |
XYLEM INC. |
| US |
| 20130507 |
| ANNUAL |
| 20130313 |
| XYL |
| 98419M100 |
| 5 |
| TO VOTE ON A SHAREOWNER PROPOSAL TO ALLOW SHAREOWNERS TO CALL A SPECIAL MEETING |
| SHAREHOLD |
| AGAINST |
| AGAINST |
CHICAGO BRIDGE & IRON COMPANY N.V. |
| US |
| 20130508 |
| ANNUAL |
| 20130314 |
| CBI |
| 167250109 |
| 1A |
| ELECTION OF NOMINEES: DEBORAH M. FRETZ |
| MGMT |
| FOR |
| FOR |
CHICAGO BRIDGE & IRON COMPANY N.V. |
| US |
| 20130508 |
| ANNUAL |
| 20130314 |
| CBI |
| 167250109 |
| 1B |
| ELECTION OF NOMINEES: MICHAEL L. UNDERWOOD |
| MGMT |
| FOR |
| FOR |
CHICAGO BRIDGE & IRON COMPANY N.V. |
| US |
| 20130508 |
| ANNUAL |
| 20130314 |
| CBI |
| 167250109 |
| 2 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
CHICAGO BRIDGE & IRON COMPANY N.V. |
| US |
| 20130508 |
| ANNUAL |
| 20130314 |
| CBI |
| 167250109 |
| 3 |
| TO AUTHORIZE THE PREPARATION OF OUR DUTCH STATUTORY ANNUAL ACCOUNTS AND THE ANNUAL REPORT OF OUR MANAGEMENT BOARD IN THE ENGLISH LANGUAGE AND TO ADOPT OUR DUTCH STATUTORY ANNUAL ACCOUNTS FOR THE YEAR ENDED DECEMBER 31, 2012 |
| MGMT |
| FOR |
| FOR |
CHICAGO BRIDGE & IRON COMPANY N.V. |
| US |
| 20130508 |
| ANNUAL |
| 20130314 |
| CBI |
| 167250109 |
| 4 |
| TO APPROVE THE FINAL DIVIDEND FOR THE YEAR ENDED DECEMBER 31, 2012 IN AN AMOUNT OF $.20 PER SHARE, WHICH HAS PREVIOUSLY BEEN PAID OUT TO SHAREHOLDERS IN THE FORM OF INTERIM DIVIDENDS |
| MGMT |
| FOR |
| FOR |
CHICAGO BRIDGE & IRON COMPANY N.V. |
| US |
| 20130508 |
| ANNUAL |
| 20130314 |
| CBI |
| 167250109 |
| 5 |
| TO DISCHARGE THE SOLE MEMBER OF OUR MANAGEMENT BOARD FROM LIABILITY IN RESPECT OF THE EXERCISE OF ITS DUTIES DURING THE YEAR ENDED DECEMBER 31, 2012 |
| MGMT |
| FOR |
| FOR |
CHICAGO BRIDGE & IRON COMPANY N.V. |
| US |
| 20130508 |
| ANNUAL |
| 20130314 |
| CBI |
| 167250109 |
| 6 |
| TO DISCHARGE THE MEMBERS OF OUR SUPERVISORY BOARD FROM LIABILITY IN RESPECT OF THE EXERCISE OF THEIR DUTIES DURING THE YEAR ENDED DECEMBER 31, 2012 |
| MGMT |
| FOR |
| FOR |
CHICAGO BRIDGE & IRON COMPANY N.V. |
| US |
| 20130508 |
| ANNUAL |
| 20130314 |
| CBI |
| 167250109 |
| 7 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
CHICAGO BRIDGE & IRON COMPANY N.V. |
| US |
| 20130508 |
| ANNUAL |
| 20130314 |
| CBI |
| 167250109 |
| 8 |
| TO APPROVE THE EXTENSION OF THE AUTHORITY OF OUR MANAGEMENT BOARD, ACTING WITH THE APPROVAL OF THE SUPERVISORY BOARD, TO REPURCHASE UP TO 10% OF OUR ISSUED SHARE CAPITAL UNTIL NOVEMBER 8, 2014 ON THE OPEN MARKET, THROUGH PRIVATELY NEGOTIATED TRANSACTIONS OR IN ONE OR MORE SELF TENDER OFFERS FOR A PRICE PER SHARE NOT LESS THAN THE NOMINAL VALUE OF A SHARE AND NOT HIGHER THAN 110% OF THE MOST RECENT AVAILABLE (AS OF THE TIME OF REPURCHASE) PRICE OF A SHARE ON ANY SECURITIES EXCHANGE WHERE THESE SHARES ARE TRADED |
| MGMT |
| FOR |
| FOR |
CHICAGO BRIDGE & IRON COMPANY N.V. |
| US |
| 20130508 |
| ANNUAL |
| 20130314 |
| CBI |
| 167250109 |
| 9 |
| TO APPROVE THE EXTENSION OF THE AUTHORITY OF OUR SUPERVISORY BOARD TO ISSUE SHARES AND/OR GRANT RIGHTS TO ACQUIRE OUR SHARES (INCLUDING OPTIONS TO SUBSCRIBE FOR SHARES), NEVER TO EXCEED THE NUMBER OF AUTHORIZED BUT UNISSUED SHARES, AND TO LIMIT OR EXCLUDE THE PREEMPTIVE RIGHTS OF SHAREHOLDERS WITH RESPECT TO THE ISSUANCE OF SHARES AND/OR THE GRANT OF THE RIGHT TO ACQUIRE SHARES, UNTIL MAY 8, 2018 |
| MGMT |
| FOR |
| FOR |
CHICAGO BRIDGE & IRON COMPANY N.V. |
| US |
| 20130508 |
| ANNUAL |
| 20130314 |
| CBI |
| 167250109 |
| 10 |
| TO ADOPT AN AMENDMENT TO THE CHICAGO BRIDGE & IRON 2001 EMPLOYEE STOCK PURCHASE PLAN |
| MGMT |
| FOR |
| FOR |
CSX CORPORATION |
| US |
| 20130508 |
| ANNUAL |
| 20130308 |
| CSX |
| 126408103 |
| 1A |
| ELECTION OF NOMINEES: D.M. ALVARADO |
| MGMT |
| FOR |
| FOR |
CSX CORPORATION |
| US |
| 20130508 |
| ANNUAL |
| 20130308 |
| CSX |
| 126408103 |
| 1B |
| ELECTION OF NOMINEES: J.B. BREAUX |
| MGMT |
| FOR |
| FOR |
CSX CORPORATION |
| US |
| 20130508 |
| ANNUAL |
| 20130308 |
| CSX |
| 126408103 |
| 1C |
| ELECTION OF NOMINEES: P.L. CARTER |
| MGMT |
| FOR |
| FOR |
CSX CORPORATION |
| US |
| 20130508 |
| ANNUAL |
| 20130308 |
| CSX |
| 126408103 |
| 1D |
| ELECTION OF NOMINEES: S.T. HALVERSON |
| MGMT |
| FOR |
| FOR |
CSX CORPORATION |
| US |
| 20130508 |
| ANNUAL |
| 20130308 |
| CSX |
| 126408103 |
| 1E |
| ELECTION OF NOMINEES: E.J. KELLY, III |
| MGMT |
| FOR |
| FOR |
CSX CORPORATION |
| US |
| 20130508 |
| ANNUAL |
| 20130308 |
| CSX |
| 126408103 |
| 1F |
| ELECTION OF NOMINEES: G.H. LAMPHERE |
| MGMT |
| FOR |
| FOR |
CSX CORPORATION |
| US |
| 20130508 |
| ANNUAL |
| 20130308 |
| CSX |
| 126408103 |
| 1G |
| ELECTION OF NOMINEES: J.D. MCPHERSON |
| MGMT |
| FOR |
| FOR |
CSX CORPORATION |
| US |
| 20130508 |
| ANNUAL |
| 20130308 |
| CSX |
| 126408103 |
| 1H |
| ELECTION OF NOMINEES: T.T. O’TOOLE |
| MGMT |
| FOR |
| FOR |
CSX CORPORATION |
| US |
| 20130508 |
| ANNUAL |
| 20130308 |
| CSX |
| 126408103 |
| 1I |
| ELECTION OF NOMINEES: D.M. RATCLIFFE |
| MGMT |
| FOR |
| FOR |
CSX CORPORATION |
| US |
| 20130508 |
| ANNUAL |
| 20130308 |
| CSX |
| 126408103 |
| 1J |
| ELECTION OF NOMINEES: D.J. SHEPARD |
| MGMT |
| FOR |
| FOR |
CSX CORPORATION |
| US |
| 20130508 |
| ANNUAL |
| 20130308 |
| CSX |
| 126408103 |
| 1K |
| ELECTION OF NOMINEES: M.J. WARD |
| MGMT |
| FOR |
| FOR |
CSX CORPORATION |
| US |
| 20130508 |
| ANNUAL |
| 20130308 |
| CSX |
| 126408103 |
| 1L |
| ELECTION OF NOMINEES: J.C. WATTS, JR. |
| MGMT |
| FOR |
| FOR |
CSX CORPORATION |
| US |
| 20130508 |
| ANNUAL |
| 20130308 |
| CSX |
| 126408103 |
| 1M |
| ELECTION OF NOMINEES: J.S. WHISLER |
| MGMT |
| FOR |
| FOR |
CSX CORPORATION |
| US |
| 20130508 |
| ANNUAL |
| 20130308 |
| CSX |
| 126408103 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
CSX CORPORATION |
| US |
| 20130508 |
| ANNUAL |
| 20130308 |
| CSX |
| 126408103 |
| 3 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
CVS CAREMARK CORPORATION |
| US |
| 20130509 |
| ANNUAL |
| 20130313 |
| CVS |
| 126650100 |
| 1A |
| ELECTION OF DIRECTOR: C. DAVID BROWN II |
| MGMT |
| FOR |
| FOR |
COMPANY NAME |
| COUNTRY |
| MEETING |
| MEETING TYPE |
| RECORD |
| TICKER |
| SECURITY ID |
| AGENDA |
| AGENDA ITEM DESCRIPTION |
| PROPOSED BY |
| MGMT VOTE |
| PG VOTE (“FOR”), |
CVS CAREMARK CORPORATION |
| US |
| 20130509 |
| ANNUAL |
| 20130313 |
| CVS |
| 126650100 |
| 1B |
| ELECTION OF DIRECTOR: DAVID W. DORMAN |
| MGMT |
| FOR |
| FOR |
CVS CAREMARK CORPORATION |
| US |
| 20130509 |
| ANNUAL |
| 20130313 |
| CVS |
| 126650100 |
| 1C |
| ELECTION OF DIRECTOR: ANNE M. FINUCANE |
| MGMT |
| FOR |
| FOR |
CVS CAREMARK CORPORATION |
| US |
| 20130509 |
| ANNUAL |
| 20130313 |
| CVS |
| 126650100 |
| 1D |
| ELECTION OF DIRECTOR: KRISTEN GIBNEY WILLIAMS |
| MGMT |
| FOR |
| FOR |
CVS CAREMARK CORPORATION |
| US |
| 20130509 |
| ANNUAL |
| 20130313 |
| CVS |
| 126650100 |
| 1E |
| ELECTION OF DIRECTOR: LARRY J. MERLO |
| MGMT |
| FOR |
| FOR |
CVS CAREMARK CORPORATION |
| US |
| 20130509 |
| ANNUAL |
| 20130313 |
| CVS |
| 126650100 |
| 1F |
| ELECTION OF DIRECTOR: JEAN-PIERRE MILLON |
| MGMT |
| FOR |
| FOR |
CVS CAREMARK CORPORATION |
| US |
| 20130509 |
| ANNUAL |
| 20130313 |
| CVS |
| 126650100 |
| 1G |
| ELECTION OF DIRECTOR: RICHARD J. SWIFT |
| MGMT |
| FOR |
| FOR |
CVS CAREMARK CORPORATION |
| US |
| 20130509 |
| ANNUAL |
| 20130313 |
| CVS |
| 126650100 |
| 1H |
| ELECTION OF DIRECTOR: WILLIAM C. WELDON |
| MGMT |
| FOR |
| FOR |
CVS CAREMARK CORPORATION |
| US |
| 20130509 |
| ANNUAL |
| 20130313 |
| CVS |
| 126650100 |
| 1I |
| ELECTION OF DIRECTOR: TONY L. WHITE |
| MGMT |
| FOR |
| FOR |
CVS CAREMARK CORPORATION |
| US |
| 20130509 |
| ANNUAL |
| 20130313 |
| CVS |
| 126650100 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
CVS CAREMARK CORPORATION |
| US |
| 20130509 |
| ANNUAL |
| 20130313 |
| CVS |
| 126650100 |
| 3 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
CVS CAREMARK CORPORATION |
| US |
| 20130509 |
| ANNUAL |
| 20130313 |
| CVS |
| 126650100 |
| 4 |
| AMEND THE COMPANY’S 2007 EMPLOYEE STOCK PURCHASE PLAN TO ADD SHARES TO THE PLAN |
| MGMT |
| FOR |
| FOR |
CVS CAREMARK CORPORATION |
| US |
| 20130509 |
| ANNUAL |
| 20130313 |
| CVS |
| 126650100 |
| 5 |
| AMEND THE COMPANY’S CHARTER TO REDUCE VOTING THRESHOLDS IN THE FAIR PRICE PROVISION |
| MGMT |
| FOR |
| FOR |
CVS CAREMARK CORPORATION |
| US |
| 20130509 |
| ANNUAL |
| 20130313 |
| CVS |
| 126650100 |
| 6 |
| STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS AND EXPENDITURES |
| SHAREHOLD |
| AGAINST |
| AGAINST |
CVS CAREMARK CORPORATION |
| US |
| 20130509 |
| ANNUAL |
| 20130313 |
| CVS |
| 126650100 |
| 7 |
| STOCKHOLDER PROPOSAL REGARDING POLICY ON ACCELERATED VESTING OF EQUITY AWARDS UPON A CHANGE IN CONTROL |
| SHAREHOLD |
| AGAINST |
| AGAINST |
CVS CAREMARK CORPORATION |
| US |
| 20130509 |
| ANNUAL |
| 20130313 |
| CVS |
| 126650100 |
| 8 |
| STOCKHOLDER PROPOSAL REGARDING LOBBYING EXPENDITURES |
| SHAREHOLD |
| AGAINST |
| AGAINST |
CUMMINS INC. |
| US |
| 20130514 |
| ANNUAL |
| 20130315 |
| CMI |
| 231021106 |
| 1 |
| ELECTION OF NOMINEES: N. THOMAS LINEBARGER |
| MGMT |
| FOR |
| FOR |
CUMMINS INC. |
| US |
| 20130514 |
| ANNUAL |
| 20130315 |
| CMI |
| 231021106 |
| 2 |
| ELECTION OF NOMINEES: WILLIAM I. MILLER |
| MGMT |
| FOR |
| FOR |
CUMMINS INC. |
| US |
| 20130514 |
| ANNUAL |
| 20130315 |
| CMI |
| 231021106 |
| 3 |
| ELECTION OF NOMINEES: ALEXIS M. HERMAN |
| MGMT |
| FOR |
| FOR |
CUMMINS INC. |
| US |
| 20130514 |
| ANNUAL |
| 20130315 |
| CMI |
| 231021106 |
| 4 |
| ELECTION OF NOMINEES: GEORGIA R. NELSON |
| MGMT |
| FOR |
| FOR |
CUMMINS INC. |
| US |
| 20130514 |
| ANNUAL |
| 20130315 |
| CMI |
| 231021106 |
| 5 |
| ELECTION OF NOMINEES: CARL WARE |
| MGMT |
| FOR |
| FOR |
CUMMINS INC. |
| US |
| 20130514 |
| ANNUAL |
| 20130315 |
| CMI |
| 231021106 |
| 6 |
| ELECTION OF NOMINEES: ROBERT K. HERDMAN |
| MGMT |
| FOR |
| FOR |
CUMMINS INC. |
| US |
| 20130514 |
| ANNUAL |
| 20130315 |
| CMI |
| 231021106 |
| 7 |
| ELECTION OF NOMINEES: ROBERT J. BERNHARD |
| MGMT |
| FOR |
| FOR |
CUMMINS INC. |
| US |
| 20130514 |
| ANNUAL |
| 20130315 |
| CMI |
| 231021106 |
| 8 |
| ELECTION OF NOMINEES: DR. FRANKLIN R. CHANG DIAZ |
| MGMT |
| FOR |
| FOR |
CUMMINS INC. |
| US |
| 20130514 |
| ANNUAL |
| 20130315 |
| CMI |
| 231021106 |
| 9 |
| ELECTION OF NOMINEES: STEPHEN B. DOBBS |
| MGMT |
| FOR |
| FOR |
CUMMINS INC. |
| US |
| 20130514 |
| ANNUAL |
| 20130315 |
| CMI |
| 231021106 |
| 10 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
CUMMINS INC. |
| US |
| 20130514 |
| ANNUAL |
| 20130315 |
| CMI |
| 231021106 |
| 11 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
CUMMINS INC. |
| US |
| 20130514 |
| ANNUAL |
| 20130315 |
| CMI |
| 231021106 |
| 12 |
| SHAREHOLDER PROPOSAL REGARDING INDEPENDENT BOARD CHAIR |
| SHAREHOLD |
| AGAINST |
| AGAINST |
WABTEC CORPORATION |
| US |
| 20130514 |
| ANNUAL |
| 20130318 |
| WAB |
| 929740108 |
| 1 |
| ELECTION OF NOMINEES: 1. ROBERT J. BROOKS, 2. WILLIAM E. KASSLING, 3. ALBERT J. NEUPAVER |
| MGMT |
| FOR |
| FOR |
WABTEC CORPORATION |
| US |
| 20130514 |
| ANNUAL |
| 20130318 |
| WAB |
| 929740108 |
| 2 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
WABTEC CORPORATION |
| US |
| 20130514 |
| ANNUAL |
| 20130318 |
| WAB |
| 929740108 |
| 3 |
| AMEND THE RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK |
| MGMT |
| FOR |
| FOR |
WABTEC CORPORATION |
| US |
| 20130514 |
| ANNUAL |
| 20130318 |
| WAB |
| 929740108 |
| 4 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
HALLIBURTON COMPANY |
| US |
| 20130515 |
| ANNUAL |
| 20130318 |
| HAL |
| 406216101 |
| 1A |
| ELECTION OF DIRECTOR: A.M. BENNETT |
| MGMT |
| FOR |
| FOR |
HALLIBURTON COMPANY |
| US |
| 20130515 |
| ANNUAL |
| 20130318 |
| HAL |
| 406216101 |
| 1B |
| ELECTION OF DIRECTOR: J.R. BOYD |
| MGMT |
| FOR |
| FOR |
HALLIBURTON COMPANY |
| US |
| 20130515 |
| ANNUAL |
| 20130318 |
| HAL |
| 406216101 |
| 1C |
| ELECTION OF DIRECTOR: M. CARROLL |
| MGMT |
| FOR |
| FOR |
HALLIBURTON COMPANY |
| US |
| 20130515 |
| ANNUAL |
| 20130318 |
| HAL |
| 406216101 |
| 1D |
| ELECTION OF DIRECTOR: N.K. DICCIANI |
| MGMT |
| FOR |
| FOR |
HALLIBURTON COMPANY |
| US |
| 20130515 |
| ANNUAL |
| 20130318 |
| HAL |
| 406216101 |
| 1E |
| ELECTION OF DIRECTOR: M.S. GERBER |
| MGMT |
| FOR |
| FOR |
HALLIBURTON COMPANY |
| US |
| 20130515 |
| ANNUAL |
| 20130318 |
| HAL |
| 406216101 |
| 1F |
| ELECTION OF DIRECTOR: J.C. GRUBISICH |
| MGMT |
| FOR |
| FOR |
HALLIBURTON COMPANY |
| US |
| 20130515 |
| ANNUAL |
| 20130318 |
| HAL |
| 406216101 |
| 1G |
| ELECTION OF DIRECTOR: A.S. JUM’AH |
| MGMT |
| FOR |
| FOR |
HALLIBURTON COMPANY |
| US |
| 20130515 |
| ANNUAL |
| 20130318 |
| HAL |
| 406216101 |
| 1H |
| ELECTION OF DIRECTOR: D.J. LESAR |
| MGMT |
| FOR |
| FOR |
HALLIBURTON COMPANY |
| US |
| 20130515 |
| ANNUAL |
| 20130318 |
| HAL |
| 406216101 |
| 1I |
| ELECTION OF DIRECTOR: R.A. MALONE |
| MGMT |
| FOR |
| FOR |
HALLIBURTON COMPANY |
| US |
| 20130515 |
| ANNUAL |
| 20130318 |
| HAL |
| 406216101 |
| 1J |
| ELECTION OF DIRECTOR: J.L. MARTIN |
| MGMT |
| FOR |
| FOR |
HALLIBURTON COMPANY |
| US |
| 20130515 |
| ANNUAL |
| 20130318 |
| HAL |
| 406216101 |
| 1K |
| ELECTION OF DIRECTOR: D.L. REED |
| MGMT |
| FOR |
| FOR |
HALLIBURTON COMPANY |
| US |
| 20130515 |
| ANNUAL |
| 20130318 |
| HAL |
| 406216101 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
HALLIBURTON COMPANY |
| US |
| 20130515 |
| ANNUAL |
| 20130318 |
| HAL |
| 406216101 |
| 3 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
COMPANY NAME |
| COUNTRY |
| MEETING |
| MEETING TYPE |
| RECORD |
| TICKER |
| SECURITY ID |
| AGENDA |
| AGENDA ITEM DESCRIPTION |
| PROPOSED BY |
| MGMT VOTE |
| PG VOTE (“FOR”), |
HALLIBURTON COMPANY |
| US |
| 20130515 |
| ANNUAL |
| 20130318 |
| HAL |
| 406216101 |
| 4 |
| PROPOSAL TO AMEND AND RESTATE THE HALLIBURTON COMPANY STOCK AND INCENTIVE PLAN |
| MGMT |
| FOR |
| FOR |
HALLIBURTON COMPANY |
| US |
| 20130515 |
| ANNUAL |
| 20130318 |
| HAL |
| 406216101 |
| 5 |
| STOCKHOLDER PROPOSAL - HUMAN RIGHTS POLICY |
| SHAREHOLD |
| AGAINST |
| AGAINST |
OIL STATES INTERNATIONAL, INC. |
| US |
| 20130515 |
| ANNUAL |
| 20130326 |
| OIS |
| 678026105 |
| 1 |
| ELECTION OF NOMINEES: 1. MARTIN A. LAMBERT, 2. MARK G. PAPA, 3. STEPHEN A. WELLS |
| MGMT |
| FOR |
| FOR |
OIL STATES INTERNATIONAL, INC. |
| US |
| 20130515 |
| ANNUAL |
| 20130326 |
| OIS |
| 678026105 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
OIL STATES INTERNATIONAL, INC. |
| US |
| 20130515 |
| ANNUAL |
| 20130326 |
| OIS |
| 678026105 |
| 3 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
OIL STATES INTERNATIONAL, INC. |
| US |
| 20130515 |
| ANNUAL |
| 20130326 |
| OIS |
| 678026105 |
| 4 |
| PROPOSAL TO APPROVE THE EQUITY PARTICIPATION PLAN AMENDMENT PROPOSAL |
| MGMT |
| FOR |
| FOR |
OIL STATES INTERNATIONAL, INC. |
| US |
| 20130515 |
| ANNUAL |
| 20130326 |
| OIS |
| 678026105 |
| 5 |
| IN THE DISCRETION OF THE PROXIES ON ANY OTHER MATTERS AS MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENTS(S) THEREOF |
| MGMT |
| FOR |
| FOR |
JPMORGAN CHASE & CO. |
| US |
| 20130521 |
| ANNUAL |
| 20130322 |
| JPM |
| 46625H100 |
| 1A |
| ELECTION OF DIRECTOR: JAMES A. BELL |
| MGMT |
| FOR |
| FOR |
JPMORGAN CHASE & CO. |
| US |
| 20130521 |
| ANNUAL |
| 20130322 |
| JPM |
| 46625H100 |
| 1B |
| ELECTION OF DIRECTOR: CRANDALL C. BOWLES |
| MGMT |
| FOR |
| FOR |
JPMORGAN CHASE & CO. |
| US |
| 20130521 |
| ANNUAL |
| 20130322 |
| JPM |
| 46625H100 |
| 1C |
| ELECTION OF DIRECTOR: STEPHEN B. BURKE |
| MGMT |
| FOR |
| FOR |
JPMORGAN CHASE & CO. |
| US |
| 20130521 |
| ANNUAL |
| 20130322 |
| JPM |
| 46625H100 |
| 1D |
| ELECTION OF DIRECTOR: DAVID M. COTE |
| MGMT |
| FOR |
| FOR |
JPMORGAN CHASE & CO. |
| US |
| 20130521 |
| ANNUAL |
| 20130322 |
| JPM |
| 46625H100 |
| 1E |
| ELECTION OF DIRECTOR: JAMES S. CROWN |
| MGMT |
| FOR |
| FOR |
JPMORGAN CHASE & CO. |
| US |
| 20130521 |
| ANNUAL |
| 20130322 |
| JPM |
| 46625H100 |
| 1F |
| ELECTION OF DIRECTOR: JAMES DIMON |
| MGMT |
| FOR |
| FOR |
JPMORGAN CHASE & CO. |
| US |
| 20130521 |
| ANNUAL |
| 20130322 |
| JPM |
| 46625H100 |
| 1G |
| ELECTION OF DIRECTOR: TIMOTHY P. FLYNN |
| MGMT |
| FOR |
| FOR |
JPMORGAN CHASE & CO. |
| US |
| 20130521 |
| ANNUAL |
| 20130322 |
| JPM |
| 46625H100 |
| 1H |
| ELECTION OF DIRECTOR: ELLEN V. FUTTER |
| MGMT |
| FOR |
| FOR |
JPMORGAN CHASE & CO. |
| US |
| 20130521 |
| ANNUAL |
| 20130322 |
| JPM |
| 46625H100 |
| 1I |
| ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. |
| MGMT |
| FOR |
| FOR |
JPMORGAN CHASE & CO. |
| US |
| 20130521 |
| ANNUAL |
| 20130322 |
| JPM |
| 46625H100 |
| 1J |
| ELECTION OF DIRECTOR: LEE R. RAYMOND |
| MGMT |
| FOR |
| FOR |
JPMORGAN CHASE & CO. |
| US |
| 20130521 |
| ANNUAL |
| 20130322 |
| JPM |
| 46625H100 |
| 1K |
| ELECTION OF DIRECTOR: WILLIAM C. WELDON |
| MGMT |
| FOR |
| FOR |
JPMORGAN CHASE & CO. |
| US |
| 20130521 |
| ANNUAL |
| 20130322 |
| JPM |
| 46625H100 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
JPMORGAN CHASE & CO. |
| US |
| 20130521 |
| ANNUAL |
| 20130322 |
| JPM |
| 46625H100 |
| 3 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
JPMORGAN CHASE & CO. |
| US |
| 20130521 |
| ANNUAL |
| 20130322 |
| JPM |
| 46625H100 |
| 4 |
| AMENDMENT TO THE FIRM’S RESTATED CERTIFICATE OF INCORPORATION TO AUTHORIZE SHAREHOLDER ACTION BY WRITTEN CONSENT |
| MGMT |
| FOR |
| FOR |
JPMORGAN CHASE & CO. |
| US |
| 20130521 |
| ANNUAL |
| 20130322 |
| JPM |
| 46625H100 |
| 5 |
| REAPPROVAL OF KEY EXECUTIVE PERFORMANCE PLAN |
| MGMT |
| FOR |
| FOR |
JPMORGAN CHASE & CO. |
| US |
| 20130521 |
| ANNUAL |
| 20130322 |
| JPM |
| 46625H100 |
| 6 |
| STOCKHOLDER PROPOSAL - REQUIRE SEPARATION OF CHAIRMAN AND CEO |
| SHAREHOLD |
| AGAINST |
| AGAINST |
JPMORGAN CHASE & CO. |
| US |
| 20130521 |
| ANNUAL |
| 20130322 |
| JPM |
| 46625H100 |
| 7 |
| STOCKHOLDER PROPOSAL - REQUIRE EXECUTIVES TO RETAIN SIGNIFICANT STOCK UNTIL REACHING NORMAL RETIREMENT AGE |
| SHAREHOLD |
| AGAINST |
| AGAINST |
JPMORGAN CHASE & CO. |
| US |
| 20130521 |
| ANNUAL |
| 20130322 |
| JPM |
| 46625H100 |
| 8 |
| STOCKHOLDER PROPOSAL - ADOPT PROCEDURES TO AVOID HOLDING OR RECOMMENDING INVESTMENTS THAT CONTRIBUTE TO HUMAN RIGHTS VIOLATIONS |
| SHAREHOLD |
| AGAINST |
| AGAINST |
JPMORGAN CHASE & CO. |
| US |
| 20130521 |
| ANNUAL |
| 20130322 |
| JPM |
| 46625H100 |
| 9 |
| STOCKHOLDER PROPOSAL - DISCLOSE FIRM PAYMENTS USED DIRECTLY OR INDIRECTLY FOR LOBBYING, INCLUDING SPECIFIC AMOUNTS AND RECIPIENTS’ NAMES |
| SHAREHOLD |
| AGAINST |
| AGAINST |
GENESEE & WYOMING INC. |
| US |
| 20130522 |
| ANNUAL |
| 20130401 |
| GWR |
| 371559105 |
| 1 |
| ELECTIONS OF NOMINEES: 1. RICHARD H. BOTT, 2. OIVIND LORENTZEN III, 3. PHILIP J. RINGO, 4. MARK A. SCUDDER, 5. GREGORY S. LEDFORD |
| MGMT |
| FOR |
| FOR |
GENESEE & WYOMING INC. |
| US |
| 20130522 |
| ANNUAL |
| 20130401 |
| GWR |
| 371559105 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
NATIONAL OILWELL VARCO, INC. |
| US |
| 20130522 |
| ANNUAL |
| 20130401 |
| NOV |
| 637071101 |
| 1A |
| ELECTION OF DIRECTOR: MERRILL A. MILLER, JR. |
| MGMT |
| FOR |
| FOR |
NATIONAL OILWELL VARCO, INC. |
| US |
| 20130522 |
| ANNUAL |
| 20130401 |
| NOV |
| 637071101 |
| 1B |
| ELECTION OF DIRECTOR: GREG L. ARMSTRONG |
| MGMT |
| FOR |
| FOR |
NATIONAL OILWELL VARCO, INC. |
| US |
| 20130522 |
| ANNUAL |
| 20130401 |
| NOV |
| 637071101 |
| 1C |
| ELECTION OF DIRECTOR: BEN A. GUILL |
| MGMT |
| FOR |
| FOR |
NATIONAL OILWELL VARCO, INC. |
| US |
| 20130522 |
| ANNUAL |
| 20130401 |
| NOV |
| 637071101 |
| 1D |
| ELECTION OF DIRECTOR: DAVID D. HARRISON |
| MGMT |
| FOR |
| FOR |
NATIONAL OILWELL VARCO, INC. |
| US |
| 20130522 |
| ANNUAL |
| 20130401 |
| NOV |
| 637071101 |
| 1E |
| ELECTION OF DIRECTOR: ROGER L. JARVIS |
| MGMT |
| FOR |
| FOR |
NATIONAL OILWELL VARCO, INC. |
| US |
| 20130522 |
| ANNUAL |
| 20130401 |
| NOV |
| 637071101 |
| 1F |
| ELECTION OF DIRECTOR: ERIC L. MATTSON |
| MGMT |
| FOR |
| FOR |
NATIONAL OILWELL VARCO, INC. |
| US |
| 20130522 |
| ANNUAL |
| 20130401 |
| NOV |
| 637071101 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
NATIONAL OILWELL VARCO, INC. |
| US |
| 20130522 |
| ANNUAL |
| 20130401 |
| NOV |
| 637071101 |
| 3 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
NATIONAL OILWELL VARCO, INC. |
| US |
| 20130522 |
| ANNUAL |
| 20130401 |
| NOV |
| 637071101 |
| 4 |
| APPROVE AMENDMENTS TO THE NATIONAL OILWELL VARCO, INC. LONG-TERM INCENTIVE PLAN |
| MGMT |
| FOR |
| FOR |
NATIONAL OILWELL VARCO, INC. |
| US |
| 20130522 |
| ANNUAL |
| 20130401 |
| NOV |
| 637071101 |
| 5 |
| APPROVE THE NATIONAL OILWELL VARCO, INC. ANNUAL CASH INCENTIVE PLAN FOR EXECUTIVE OFFICERS |
| MGMT |
| FOR |
| FOR |
MCDONALD’S CORPORATION |
| US |
| 20130523 |
| ANNUAL |
| 20130325 |
| MCD |
| 580135101 |
| 1A |
| ELECTION OF NOMINEES: WALTER E. MASSEY |
| MGMT |
| FOR |
| FOR |
MCDONALD’S CORPORATION |
| US |
| 20130523 |
| ANNUAL |
| 20130325 |
| MCD |
| 580135101 |
| 1B |
| ELECTION OF NOMINEES: JOHN W. ROGERS, JR. |
| MGMT |
| FOR |
| FOR |
COMPANY NAME |
| COUNTRY |
| MEETING |
| MEETING TYPE |
| RECORD |
| TICKER |
| SECURITY ID |
| AGENDA |
| AGENDA ITEM DESCRIPTION |
| PROPOSED BY |
| MGMT VOTE |
| PG VOTE (“FOR”), |
MCDONALD’S CORPORATION |
| US |
| 20130523 |
| ANNUAL |
| 20130325 |
| MCD |
| 580135101 |
| 1C |
| ELECTION OF NOMINEES: ROGER W. STONE |
| MGMT |
| FOR |
| FOR |
MCDONALD’S CORPORATION |
| US |
| 20130523 |
| ANNUAL |
| 20130325 |
| MCD |
| 580135101 |
| 1D |
| ELECTION OF NOMINEES: MILES D. WHITE |
| MGMT |
| FOR |
| FOR |
MCDONALD’S CORPORATION |
| US |
| 20130523 |
| ANNUAL |
| 20130325 |
| MCD |
| 580135101 |
| 2 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
MCDONALD’S CORPORATION |
| US |
| 20130523 |
| ANNUAL |
| 20130325 |
| MCD |
| 580135101 |
| 3 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
MCDONALD’S CORPORATION |
| US |
| 20130523 |
| ANNUAL |
| 20130325 |
| MCD |
| 580135101 |
| 4 |
| ADVISORY VOTE ON A SHAREHOLDER PROPOSAL REQUESTING AN ANNUAL REPORT ON EXECUTIVE COMPENSATION, IF PRESENTED |
| SHAREHOLD |
| AGAINST |
| AGAINST |
MCDONALD’S CORPORATION |
| US |
| 20130523 |
| ANNUAL |
| 20130325 |
| MCD |
| 580135101 |
| 5 |
| ADVISORY VOTE ON A SHAREHOLDER PROPOSAL REQUESTING AN EXECUTIVE STOCK RETENTION POLICY, IF PRESENTED |
| SHAREHOLD |
| AGAINST |
| AGAINST |
MCDONALD’S CORPORATION |
| US |
| 20130523 |
| ANNUAL |
| 20130325 |
| MCD |
| 580135101 |
| 6 |
| ADVISORY VOTE ON A SHAREHOLDER PROPOSAL REQUESTING A HUMAN RIGHTS REPORT, IF PRESENTED |
| SHAREHOLD |
| AGAINST |
| AGAINST |
MCDONALD’S CORPORATION |
| US |
| 20130523 |
| ANNUAL |
| 20130325 |
| MCD |
| 580135101 |
| 7 |
| ADVISORY VOTE ON A SHAREHOLDER PROPOSAL REQUESTING A NUTRITION REPORT, IF PRESENTED |
| SHAREHOLD |
| AGAINST |
| AGAINST |
EAST WEST BANCORP, INC. |
| US |
| 20130528 |
| ANNUAL |
| 20130328 |
| EWBC |
| 27579R104 |
| 1 |
| ELECTION OF NOMINEES: 1. IRIS S. CHAN, 2. RUDOLPH I. ESTRADA, 3. JULIA S. GOUW, 4. PAUL H. IRVING, 5. ANDREW S. KANE, 6. TAK-CHUEN CLARENCE KWAN, 7. JOHN LEE, 8. HERMAN Y. LI , 9. JACK C. LIU , 10. DOMINIC NG, 11. KEITH W. RENKEN |
| MGMT |
| FOR |
| FOR |
EAST WEST BANCORP, INC. |
| US |
| 20130528 |
| ANNUAL |
| 20130328 |
| EWBC |
| 27579R104 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
EAST WEST BANCORP, INC. |
| US |
| 20130528 |
| ANNUAL |
| 20130328 |
| EWBC |
| 27579R104 |
| 3 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
CONN’S INC. |
| US |
| 20130604 |
| ANNUAL |
| 20130408 |
| CONN |
| 208242107 |
| 1 |
| ELECTION OF NOMINEES: 1. JON E.M. JACOBY, 2. KELLY M. MALSON , 3. BOB L. MARTIN, 4. DOUGLAS H. MARTIN , 5. DAVID SCHOFMAN, 6. SCOTT L. THOMPSON 7. THEODORE M. WRIGHT |
| MGMT |
| FOR |
| FOR |
CONN’S INC. |
| US |
| 20130604 |
| ANNUAL |
| 20130408 |
| CONN |
| 208242107 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
CONN’S INC. |
| US |
| 20130604 |
| ANNUAL |
| 20130408 |
| CONN |
| 208242107 |
| 3 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
CONN’S INC. |
| US |
| 20130604 |
| ANNUAL |
| 20130408 |
| CONN |
| 208242107 |
| 4 |
| IN THE NAMED PROXY’S DISCRETION, TO ACT UPON SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING |
| MGMT |
| FOR |
| FOR |
WAL-MART STORES INC. |
| US |
| 20130607 |
| ANNUAL |
| 20130411 |
| WMT |
| 931142103 |
| 1A |
| ELECTION OF NOMINEES: AIDA M. ALVAREZ |
| MGMT |
| FOR |
| FOR |
WAL-MART STORES INC. |
| US |
| 20130607 |
| ANNUAL |
| 20130411 |
| WMT |
| 931142103 |
| 1B |
| ELECTION OF NOMINEES: JAMES I. CASH, JR. |
| MGMT |
| FOR |
| FOR |
WAL-MART STORES INC. |
| US |
| 20130607 |
| ANNUAL |
| 20130411 |
| WMT |
| 931142103 |
| 1C |
| ELECTION OF NOMINEES: ROGER C. CORBETT |
| MGMT |
| FOR |
| FOR |
WAL-MART STORES INC. |
| US |
| 20130607 |
| ANNUAL |
| 20130411 |
| WMT |
| 931142103 |
| 1D |
| ELECTION OF NOMINEES: DOUGLAS N. DAFT |
| MGMT |
| FOR |
| FOR |
WAL-MART STORES INC. |
| US |
| 20130607 |
| ANNUAL |
| 20130411 |
| WMT |
| 931142103 |
| 1E |
| ELECTION OF NOMINEES: MICHAEL T. DUKE |
| MGMT |
| FOR |
| FOR |
WAL-MART STORES INC. |
| US |
| 20130607 |
| ANNUAL |
| 20130411 |
| WMT |
| 931142103 |
| 1F |
| ELECTION OF NOMINEES: TIMOTHY P. FLYNN |
| MGMT |
| FOR |
| FOR |
WAL-MART STORES INC. |
| US |
| 20130607 |
| ANNUAL |
| 20130411 |
| WMT |
| 931142103 |
| 1G |
| ELECTION OF NOMINEES: MARISSA A. MAYER |
| MGMT |
| FOR |
| FOR |
WAL-MART STORES INC. |
| US |
| 20130607 |
| ANNUAL |
| 20130411 |
| WMT |
| 931142103 |
| 1H |
| ELECTION OF NOMINEES: GREGORY B. PENNER |
| MGMT |
| FOR |
| FOR |
WAL-MART STORES INC. |
| US |
| 20130607 |
| ANNUAL |
| 20130411 |
| WMT |
| 931142103 |
| 1I |
| ELECTION OF NOMINEES: STEVEN S REINEMUND |
| MGMT |
| FOR |
| FOR |
WAL-MART STORES INC. |
| US |
| 20130607 |
| ANNUAL |
| 20130411 |
| WMT |
| 931142103 |
| 1J |
| ELECTION OF NOMINEES: H. LEE SCOTT, JR. |
| MGMT |
| FOR |
| FOR |
WAL-MART STORES INC. |
| US |
| 20130607 |
| ANNUAL |
| 20130411 |
| WMT |
| 931142103 |
| 1K |
| ELECTION OF NOMINEES: JIM C. WALTON |
| MGMT |
| FOR |
| FOR |
WAL-MART STORES INC. |
| US |
| 20130607 |
| ANNUAL |
| 20130411 |
| WMT |
| 931142103 |
| 1L |
| ELECTION OF NOMINEES: S. ROBSON WALTON |
| MGMT |
| FOR |
| FOR |
WAL-MART STORES INC. |
| US |
| 20130607 |
| ANNUAL |
| 20130411 |
| WMT |
| 931142103 |
| 1M |
| ELECTION OF NOMINEES: CHRISTOPHER J. WILLIAMS |
| MGMT |
| FOR |
| FOR |
WAL-MART STORES INC. |
| US |
| 20130607 |
| ANNUAL |
| 20130411 |
| WMT |
| 931142103 |
| 1N |
| ELECTION OF NOMINEES: LINDA S. WOLF |
| MGMT |
| FOR |
| FOR |
WAL-MART STORES INC. |
| US |
| 20130607 |
| ANNUAL |
| 20130411 |
| WMT |
| 931142103 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
WAL-MART STORES INC. |
| US |
| 20130607 |
| ANNUAL |
| 20130411 |
| WMT |
| 931142103 |
| 3 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
WAL-MART STORES INC. |
| US |
| 20130607 |
| ANNUAL |
| 20130411 |
| WMT |
| 931142103 |
| 4 |
| APPROVAL OF THE WAL-MART STORES, INC. MANAGEMENT INCENTIVE PLAN, AS AMENDED |
| MGMT |
| FOR |
| FOR |
WAL-MART STORES INC. |
| US |
| 20130607 |
| ANNUAL |
| 20130411 |
| WMT |
| 931142103 |
| 5 |
| SHAREHOLDER PROPOSAL - SPECIAL SHAREOWNER MEETING RIGHT |
| SHAREHOLD |
| AGAINST |
| AGAINST |
WAL-MART STORES INC. |
| US |
| 20130607 |
| ANNUAL |
| 20130411 |
| WMT |
| 931142103 |
| 6 |
| SHAREHOLDER PROPOSAL - EQUITY RETENTION REQUIREMENT |
| SHAREHOLD |
| AGAINST |
| AGAINST |
WAL-MART STORES INC. |
| US |
| 20130607 |
| ANNUAL |
| 20130411 |
| WMT |
| 931142103 |
| 7 |
| SHAREHOLDER PROPOSAL - INDEPENDENT CHAIRMAN |
| SHAREHOLD |
| AGAINST |
| AGAINST |
WAL-MART STORES INC. |
| US |
| 20130607 |
| ANNUAL |
| 20130411 |
| WMT |
| 931142103 |
| 8 |
| SHAREHOLDER PROPOSAL - REQUEST FOR ANNUAL REPORT ON RECOUPMENT OF EXECUTIVE PAY |
| SHAREHOLD |
| AGAINST |
| AGAINST |
DXP ENTERPRISES, INC. |
| US |
| 20130620 |
| ANNUAL |
| 20130423 |
| DXPE |
| 233377407 |
| 1 |
| ELECTION OF NOMINEES: 1. DAVID R. LITTLE, 2. CLETUS DAVIS, 3. TIMOTHY P. HALTER |
| MGMT |
| FOR |
| FOR |
DXP ENTERPRISES, INC. |
| US |
| 20130620 |
| ANNUAL |
| 20130423 |
| DXPE |
| 233377407 |
| 2 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
HORNBECK OFFSHORE SERVICES, INC. |
| US |
| 20130620 |
| ANNUAL |
| 20130422 |
| HOS |
| 440543106 |
| 1 |
| ELECTION OF NOMINEES: 1. BRUCE W. HUNT, 2. KEVIN O. MEYERS, 3. BERNIE W. STEWART |
| MGMT |
| FOR |
| FOR |
COMPANY NAME |
| COUNTRY |
| MEETING |
| MEETING TYPE |
| RECORD |
| TICKER |
| SECURITY ID |
| AGENDA |
| AGENDA ITEM DESCRIPTION |
| PROPOSED BY |
| MGMT VOTE |
| PG VOTE (“FOR”), |
HORNBECK OFFSHORE SERVICES, INC. |
| US |
| 20130620 |
| ANNUAL |
| 20130422 |
| HOS |
| 440543106 |
| 2 |
| TO APPROVE THE AMENDMENT OF THE SECOND AMENDED AND RESTATED HORNBECK OFFSHORE SERVICES, INC. INCENTIVE COMPENSATION PLAN TO EXPAND THE LIST OF APPROVED PERFORMANCE MEASURES |
| MGMT |
| FOR |
| FOR |
HORNBECK OFFSHORE SERVICES, INC. |
| US |
| 20130620 |
| ANNUAL |
| 20130422 |
| HOS |
| 440543106 |
| 3 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
HORNBECK OFFSHORE SERVICES, INC. |
| US |
| 20130620 |
| ANNUAL |
| 20130422 |
| HOS |
| 440543106 |
| 4 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
PVH CORP. |
| US |
| 20130620 |
| ANNUAL |
| 20130423 |
| PVH |
| 693656100 |
| 1A |
| ELECTION OF NOMINEES: MARY BAGLIVO |
| MGMT |
| FOR |
| FOR |
PVH CORP. |
| US |
| 20130620 |
| ANNUAL |
| 20130423 |
| PVH |
| 693656100 |
| 1B |
| ELECTION OF NOMINEES: EMANUEL CHIRICO |
| MGMT |
| FOR |
| FOR |
PVH CORP. |
| US |
| 20130620 |
| ANNUAL |
| 20130423 |
| PVH |
| 693656100 |
| 1C |
| ELECTION OF NOMINEES: JUAN R. FIGUEREO |
| MGMT |
| FOR |
| FOR |
PVH CORP. |
| US |
| 20130620 |
| ANNUAL |
| 20130423 |
| PVH |
| 693656100 |
| 1D |
| ELECTION OF NOMINEES: JOSEPH B. FULLER |
| MGMT |
| FOR |
| FOR |
PVH CORP. |
| US |
| 20130620 |
| ANNUAL |
| 20130423 |
| PVH |
| 693656100 |
| 1E |
| ELECTION OF NOMINEES: FRED GEHRING |
| MGMT |
| FOR |
| FOR |
PVH CORP. |
| US |
| 20130620 |
| ANNUAL |
| 20130423 |
| PVH |
| 693656100 |
| 1F |
| ELECTION OF NOMINEES: MARGARET L. JENKINS |
| MGMT |
| FOR |
| FOR |
PVH CORP. |
| US |
| 20130620 |
| ANNUAL |
| 20130423 |
| PVH |
| 693656100 |
| 1G |
| ELECTION OF NOMINEES: BRUCE MAGGIN |
| MGMT |
| FOR |
| FOR |
PVH CORP. |
| US |
| 20130620 |
| ANNUAL |
| 20130423 |
| PVH |
| 693656100 |
| 1H |
| ELECTION OF NOMINEES: V. JAMES MARINO |
| MGMT |
| FOR |
| FOR |
PVH CORP. |
| US |
| 20130620 |
| ANNUAL |
| 20130423 |
| PVH |
| 693656100 |
| 1I |
| ELECTION OF NOMINEES: HELEN MCCLUSKEY |
| MGMT |
| FOR |
| FOR |
PVH CORP. |
| US |
| 20130620 |
| ANNUAL |
| 20130423 |
| PVH |
| 693656100 |
| 1J |
| ELECTION OF NOMINEES: HENRY NASELLA |
| MGMT |
| FOR |
| FOR |
PVH CORP. |
| US |
| 20130620 |
| ANNUAL |
| 20130423 |
| PVH |
| 693656100 |
| 1K |
| ELECTION OF NOMINEES: RITA M. RODRIGUEZ |
| MGMT |
| FOR |
| FOR |
PVH CORP. |
| US |
| 20130620 |
| ANNUAL |
| 20130423 |
| PVH |
| 693656100 |
| 1L |
| ELECTION OF NOMINEES: CRAIG RYDIN |
| MGMT |
| FOR |
| FOR |
PVH CORP. |
| US |
| 20130620 |
| ANNUAL |
| 20130423 |
| PVH |
| 693656100 |
| 2 |
| VOTE TO CONTINUE THE COMPANY’S PERFORMANCE INCENTIVE BONUS PLAN AND TO APPROVE THE MATERIAL TERMS UNDER THE PLAN |
| MGMT |
| FOR |
| FOR |
PVH CORP. |
| US |
| 20130620 |
| ANNUAL |
| 20130423 |
| PVH |
| 693656100 |
| 3 |
| VOTE TO CONTINUE THE COMPANY’S LONG-TERM INCENTIVE PLAN AND TO APPROVE THE MATERIAL TERMS UNDER THE PLAN |
| MGMT |
| FOR |
| FOR |
PVH CORP. |
| US |
| 20130620 |
| ANNUAL |
| 20130423 |
| PVH |
| 693656100 |
| 4 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
PVH CORP. |
| US |
| 20130620 |
| ANNUAL |
| 20130423 |
| PVH |
| 693656100 |
| 5 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
PACIFIC ADVISORS FUNDS PROXY VOTING RECORD
FOR THE PERIOD JULY 1, 2012 - JUNE 30, 2013
LARGE CAP VALUE FUND
COMPANY NAME |
| COUNTRY |
| MEETING |
| MEETING TYPE |
| RECORD |
| TICKER |
| SECURITY ID |
| AGENDA |
| AGENDA ITEM DESCRIPTION |
| PROPOSED BY |
| MGMT VOTE |
| PG VOTE (“FOR”), |
THE COCA-COLA COMPANY |
| US |
| 20120710 |
| SPECIAL |
| 20120521 |
| KO |
| 191216100 |
| 1 |
| TO AMEND ARTICLE FOURTH OF THE COMPANY’S RESTATED CERTIFICATE OF INCORPORATION, AS AMENDED, TO INCREASE THE AUTHORIZED COMMON STOCK OF THE COMPANY FROM 5,600,000,000 SHARES, PAR VALUE $.25 PER SHARE, TO 11,200,000,000 SHARES, PAR VALUE $.25 PER SHARE, AND TO EFFECT A SPLIT OF THE ISSUED COMMON STOCK OF THE COMPANY BY CHANGING EACH ISSUED SHARE OF COMMON STOCK INTO TWO SHARES OF COMMON STOCK |
| MGMT |
| FOR |
| FOR |
DELL INC. |
| US |
| 20120713 |
| ANNUAL |
| 20120518 |
| DELL |
| 24702R101 |
| 1A |
| ELECTION OF NOMINEES: JAMES W. BREYER |
| MGMT |
| FOR |
| FOR |
DELL INC. |
| US |
| 20120713 |
| ANNUAL |
| 20120518 |
| DELL |
| 24702R101 |
| 1B |
| ELECTION OF NOMINEES: DONALD J. CARTY |
| MGMT |
| FOR |
| FOR |
DELL INC. |
| US |
| 20120713 |
| ANNUAL |
| 20120518 |
| DELL |
| 24702R101 |
| 1C |
| ELECTION OF NOMINEES: JANET F. CLARK |
| MGMT |
| FOR |
| FOR |
DELL INC. |
| US |
| 20120713 |
| ANNUAL |
| 20120518 |
| DELL |
| 24702R101 |
| 1D |
| ELECTION OF NOMINEES: LAURA CONIGLIARO |
| MGMT |
| FOR |
| FOR |
DELL INC. |
| US |
| 20120713 |
| ANNUAL |
| 20120518 |
| DELL |
| 24702R101 |
| 1E |
| ELECTION OF NOMINEES: MICHAEL S. DELL |
| MGMT |
| FOR |
| FOR |
DELL INC. |
| US |
| 20120713 |
| ANNUAL |
| 20120518 |
| DELL |
| 24702R101 |
| 1F |
| ELECTION OF NOMINEES: KENNETH M. DUBERSTEIN |
| MGMT |
| FOR |
| FOR |
DELL INC. |
| US |
| 20120713 |
| ANNUAL |
| 20120518 |
| DELL |
| 24702R101 |
| 1G |
| ELECTION OF NOMINEES: WILLIAM H. GRAY, III |
| MGMT |
| FOR |
| FOR |
DELL INC. |
| US |
| 20120713 |
| ANNUAL |
| 20120518 |
| DELL |
| 24702R101 |
| 1H |
| ELECTION OF NOMINEES: GERARD J. KLEISTERLEE |
| MGMT |
| FOR |
| FOR |
DELL INC. |
| US |
| 20120713 |
| ANNUAL |
| 20120518 |
| DELL |
| 24702R101 |
| 1I |
| ELECTION OF NOMINEES: KLAUS S. LUFT |
| MGMT |
| FOR |
| FOR |
DELL INC. |
| US |
| 20120713 |
| ANNUAL |
| 20120518 |
| DELL |
| 24702R101 |
| 1J |
| ELECTION OF NOMINEES: ALEX J. MANDL |
| MGMT |
| FOR |
| FOR |
DELL INC. |
| US |
| 20120713 |
| ANNUAL |
| 20120518 |
| DELL |
| 24702R101 |
| 1K |
| ELECTION OF NOMINEES: SHANTANU NARAYEN |
| MGMT |
| FOR |
| FOR |
DELL INC. |
| US |
| 20120713 |
| ANNUAL |
| 20120518 |
| DELL |
| 24702R101 |
| 1L |
| ELECTION OF NOMINEES: H. ROSS PEROT, JR |
| MGMT |
| FOR |
| FOR |
DELL INC. |
| US |
| 20120713 |
| ANNUAL |
| 20120518 |
| DELL |
| 24702R101 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
DELL INC. |
| US |
| 20120713 |
| ANNUAL |
| 20120518 |
| DELL |
| 24702R101 |
| 3 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
DELL INC. |
| US |
| 20120713 |
| ANNUAL |
| 20120518 |
| DELL |
| 24702R101 |
| 4 |
| APPROVAL OF THE DELL INC. 2012 LONG-TERM INCENTIVE PLAN |
| MGMT |
| FOR |
| FOR |
H.J. HEINZ COMPANY |
| US |
| 20120828 |
| ANNUAL |
| 20120619 |
| HNZ |
| 423074103 |
| 1A |
| ELECTION OF NOMINEES: W.R. JOHNSON |
| MGMT |
| FOR |
| FOR |
H.J. HEINZ COMPANY |
| US |
| 20120828 |
| ANNUAL |
| 20120619 |
| HNZ |
| 423074103 |
| 1B |
| ELECTION OF NOMINEES: C.E. BUNCH |
| MGMT |
| FOR |
| FOR |
H.J. HEINZ COMPANY |
| US |
| 20120828 |
| ANNUAL |
| 20120619 |
| HNZ |
| 423074103 |
| 1C |
| ELECTION OF NOMINEES: L.S. COLEMAN, JR |
| MGMT |
| FOR |
| FOR |
H.J. HEINZ COMPANY |
| US |
| 20120828 |
| ANNUAL |
| 20120619 |
| HNZ |
| 423074103 |
| 1D |
| ELECTION OF NOMINEES: J.G. DROSDICK |
| MGMT |
| FOR |
| FOR |
H.J. HEINZ COMPANY |
| US |
| 20120828 |
| ANNUAL |
| 20120619 |
| HNZ |
| 423074103 |
| 1E |
| ELECTION OF NOMINEES: E.E. HOLIDAY |
| MGMT |
| FOR |
| FOR |
H.J. HEINZ COMPANY |
| US |
| 20120828 |
| ANNUAL |
| 20120619 |
| HNZ |
| 423074103 |
| 1F |
| ELECTION OF NOMINEES: C. KENDLE |
| MGMT |
| FOR |
| FOR |
H.J. HEINZ COMPANY |
| US |
| 20120828 |
| ANNUAL |
| 20120619 |
| HNZ |
| 423074103 |
| 1G |
| ELECTION OF NOMINEES: D.R. O’HARE |
| MGMT |
| FOR |
| FOR |
H.J. HEINZ COMPANY |
| US |
| 20120828 |
| ANNUAL |
| 20120619 |
| HNZ |
| 423074103 |
| 1H |
| ELECTION OF NOMINEES: N. PELTZ |
| MGMT |
| FOR |
| FOR |
H.J. HEINZ COMPANY |
| US |
| 20120828 |
| ANNUAL |
| 20120619 |
| HNZ |
| 423074103 |
| 1I |
| ELECTION OF NOMINEES: D.H. REILLEY |
| MGMT |
| FOR |
| FOR |
H.J. HEINZ COMPANY |
| US |
| 20120828 |
| ANNUAL |
| 20120619 |
| HNZ |
| 423074103 |
| 1J |
| ELECTION OF NOMINEES: L.C. SWANN |
| MGMT |
| FOR |
| FOR |
H.J. HEINZ COMPANY |
| US |
| 20120828 |
| ANNUAL |
| 20120619 |
| HNZ |
| 423074103 |
| 1K |
| ELECTION OF NOMINEES: T.J. USHER |
| MGMT |
| FOR |
| FOR |
H.J. HEINZ COMPANY |
| US |
| 20120828 |
| ANNUAL |
| 20120619 |
| HNZ |
| 423074103 |
| 1L |
| ELECTION OF NOMINEES: M.F. WEINSTEIN |
| MGMT |
| FOR |
| FOR |
H.J. HEINZ COMPANY |
| US |
| 20120828 |
| ANNUAL |
| 20120619 |
| HNZ |
| 423074103 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
H.J. HEINZ COMPANY |
| US |
| 20120828 |
| ANNUAL |
| 20120619 |
| HNZ |
| 423074103 |
| 3 |
| APPROVAL OF THE H.J. HEINZ COMPANY FY2013 STOCK INCENTIVE PLAN |
| MGMT |
| FOR |
| FOR |
H.J. HEINZ COMPANY |
| US |
| 20120828 |
| ANNUAL |
| 20120619 |
| HNZ |
| 423074103 |
| 4 |
| RE-APPROVAL OF THE PERFORMANCE MEASURES INCLUDED IN THE H.J. HEINZ COMPANY FY03 STOCK INCENTIVE PLAN |
| MGMT |
| FOR |
| FOR |
H.J. HEINZ COMPANY |
| US |
| 20120828 |
| ANNUAL |
| 20120619 |
| HNZ |
| 423074103 |
| 5 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
TYCO INTERNATIONAL LTD. |
| US |
| 20120914 |
| SPECIAL |
| 20120723 |
| TYC |
| H89128104 |
| 1 |
| THE APPROVAL OF THE DISTRIBUTION OF SHARES OF ADT COMMON STOCK TO BE MADE IN THE FORM OF A SPECIAL DIVIDEND IN KIND OUT OF QUALIFYING CONTRIBUTED SURPLUS |
| MGMT |
| FOR |
| FOR |
TYCO INTERNATIONAL LTD. |
| US |
| 20120914 |
| SPECIAL |
| 20120723 |
| TYC |
| H89128104 |
| 2 |
| THE APPROVAL OF THE DISTRIBUTION OF TYCO FLOW CONTROL COMMON SHARES TO BE MADE IN THE FORM OF A SPECIAL DIVIDEND IN KIND OUT OF QUALIFYING CONTRIBUTED SURPLUS |
| MGMT |
| FOR |
| FOR |
TYCO INTERNATIONAL LTD. |
| US |
| 20120914 |
| SPECIAL |
| 20120723 |
| TYC |
| H89128104 |
| 3 |
| ELECTION OF NOMINEES: 1. GEORGE R. OLIVER, 2. FRANK M. DRENDEL |
| MGMT |
| FOR |
| FOR |
TYCO INTERNATIONAL LTD. |
| US |
| 20120914 |
| SPECIAL |
| 20120723 |
| TYC |
| H89128104 |
| 4 |
| THE APPROVAL OF THE PAYMENT OF AN ORDINARY CASH DIVIDEND OUT OF QUALIFYING CONTRIBUTED SURPLUS IN THE AGGREGATE AMOUNT OF UP TO $0.30 PER SHARE |
| MGMT |
| FOR |
| FOR |
TYCO INTERNATIONAL LTD. |
| US |
| 20120914 |
| SPECIAL |
| 20120723 |
| TYC |
| H89128104 |
| 5 |
| THE APPROVAL OF THE TYCO INTERNATIONAL LTD. 2012 STOCK AND INCENTIVE PLAN |
| MGMT |
| FOR |
| FOR |
FEDEX CORPORATION |
| US |
| 20120924 |
| ANNUAL |
| 20120730 |
| FDX |
| 31428X106 |
| 1A |
| ELECTION OF NOMINEES: JAMES L. BARKSDALE |
| MGMT |
| FOR |
| FOR |
FEDEX CORPORATION |
| US |
| 20120924 |
| ANNUAL |
| 20120730 |
| FDX |
| 31428X106 |
| 1B |
| ELECTION OF NOMINEES: JOHN A. EDWARDSON |
| MGMT |
| FOR |
| FOR |
FEDEX CORPORATION |
| US |
| 20120924 |
| ANNUAL |
| 20120730 |
| FDX |
| 31428X106 |
| 1C |
| ELECTION OF NOMINEES: SHIRLEY ANN JACKSON |
| MGMT |
| FOR |
| FOR |
COMPANY NAME |
| COUNTRY |
| MEETING |
| MEETING TYPE |
| RECORD |
| TICKER |
| SECURITY ID |
| AGENDA |
| AGENDA ITEM DESCRIPTION |
| PROPOSED BY |
| MGMT VOTE |
| PG VOTE (“FOR”), |
FEDEX CORPORATION |
| US |
| 20120924 |
| ANNUAL |
| 20120730 |
| FDX |
| 31428X106 |
| 1D |
| ELECTION OF NOMINEES: STEVEN R. LORANGER |
| MGMT |
| FOR |
| FOR |
FEDEX CORPORATION |
| US |
| 20120924 |
| ANNUAL |
| 20120730 |
| FDX |
| 31428X106 |
| 1E |
| ELECTION OF NOMINEES: GARY W. LOVEMAN |
| MGMT |
| FOR |
| FOR |
FEDEX CORPORATION |
| US |
| 20120924 |
| ANNUAL |
| 20120730 |
| FDX |
| 31428X106 |
| 1F |
| ELECTION OF NOMINEES: R. BRAD MARTIN |
| MGMT |
| FOR |
| FOR |
FEDEX CORPORATION |
| US |
| 20120924 |
| ANNUAL |
| 20120730 |
| FDX |
| 31428X106 |
| 1G |
| ELECTION OF NOMINEES: JOSHUA COOPER RAMO |
| MGMT |
| FOR |
| FOR |
FEDEX CORPORATION |
| US |
| 20120924 |
| ANNUAL |
| 20120730 |
| FDX |
| 31428X106 |
| 1H |
| ELECTION OF NOMINEES: SUSAN C. SCHWAB |
| MGMT |
| FOR |
| FOR |
FEDEX CORPORATION |
| US |
| 20120924 |
| ANNUAL |
| 20120730 |
| FDX |
| 31428X106 |
| 1I |
| ELECTION OF NOMINEES: FREDERICK W. SMITH |
| MGMT |
| FOR |
| FOR |
FEDEX CORPORATION |
| US |
| 20120924 |
| ANNUAL |
| 20120730 |
| FDX |
| 31428X106 |
| 1J |
| ELECTION OF NOMINEES: JOSHUA I. SMITH |
| MGMT |
| FOR |
| FOR |
FEDEX CORPORATION |
| US |
| 20120924 |
| ANNUAL |
| 20120730 |
| FDX |
| 31428X106 |
| 1K |
| ELECTION OF NOMINEES: DAVID P. STEINER |
| MGMT |
| FOR |
| FOR |
FEDEX CORPORATION |
| US |
| 20120924 |
| ANNUAL |
| 20120730 |
| FDX |
| 31428X106 |
| 1L |
| ELECTION OF NOMINEES: PAUL S. WALSH |
| MGMT |
| FOR |
| FOR |
FEDEX CORPORATION |
| US |
| 20120924 |
| ANNUAL |
| 20120730 |
| FDX |
| 31428X106 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
FEDEX CORPORATION |
| US |
| 20120924 |
| ANNUAL |
| 20120730 |
| FDX |
| 31428X106 |
| 3 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
FEDEX CORPORATION |
| US |
| 20120924 |
| ANNUAL |
| 20120730 |
| FDX |
| 31428X106 |
| 4 |
| STOCKHOLDER PROPOSAL REGARDING INDEPENDENT BOARD CHAIRMAN |
| SHAREHOLD |
| AGAINST |
| AGAINST |
FEDEX CORPORATION |
| US |
| 20120924 |
| ANNUAL |
| 20120730 |
| FDX |
| 31428X106 |
| 5 |
| STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS REPORT |
| SHAREHOLD |
| AGAINST |
| AGAINST |
THE PROCTER & GAMBLE COMPANY |
| US |
| 20121009 |
| ANNUAL |
| 20120810 |
| PG |
| 742718109 |
| 1A |
| ELECTION OF NOMINEES: ANGELA F. BRALY |
| MGMT |
| FOR |
| FOR |
THE PROCTER & GAMBLE COMPANY |
| US |
| 20121009 |
| ANNUAL |
| 20120810 |
| PG |
| 742718109 |
| 1B |
| ELECTION OF NOMINEES: KENNETH I. CHENAULT |
| MGMT |
| FOR |
| FOR |
THE PROCTER & GAMBLE COMPANY |
| US |
| 20121009 |
| ANNUAL |
| 20120810 |
| PG |
| 742718109 |
| 1C |
| ELECTION OF NOMINEES: SCOTT D. COOK |
| MGMT |
| FOR |
| FOR |
THE PROCTER & GAMBLE COMPANY |
| US |
| 20121009 |
| ANNUAL |
| 20120810 |
| PG |
| 742718109 |
| 1D |
| ELECTION OF NOMINEES: SUSAN DESMOND-HELLMANN |
| MGMT |
| FOR |
| FOR |
THE PROCTER & GAMBLE COMPANY |
| US |
| 20121009 |
| ANNUAL |
| 20120810 |
| PG |
| 742718109 |
| 1E |
| ELECTION OF NOMINEES: ROBERT A. MCDONALD |
| MGMT |
| FOR |
| FOR |
THE PROCTER & GAMBLE COMPANY |
| US |
| 20121009 |
| ANNUAL |
| 20120810 |
| PG |
| 742718109 |
| 1F |
| ELECTION OF NOMINEES: W. JAMES MCNERNEY, JR. |
| MGMT |
| FOR |
| FOR |
THE PROCTER & GAMBLE COMPANY |
| US |
| 20121009 |
| ANNUAL |
| 20120810 |
| PG |
| 742718109 |
| 1G |
| ELECTION OF NOMINEES: JOHNATHAN A. RODGERS |
| MGMT |
| FOR |
| FOR |
THE PROCTER & GAMBLE COMPANY |
| US |
| 20121009 |
| ANNUAL |
| 20120810 |
| PG |
| 742718109 |
| 1H |
| ELECTION OF NOMINEES: MARGARET C. WHITMAN |
| MGMT |
| FOR |
| FOR |
THE PROCTER & GAMBLE COMPANY |
| US |
| 20121009 |
| ANNUAL |
| 20120810 |
| PG |
| 742718109 |
| 1I |
| ELECTION OF NOMINEES: MARY AGNES WILDEROTTER |
| MGMT |
| FOR |
| FOR |
THE PROCTER & GAMBLE COMPANY |
| US |
| 20121009 |
| ANNUAL |
| 20120810 |
| PG |
| 742718109 |
| 1J |
| ELECTION OF NOMINEES: PATRICIA A. WOERTZ |
| MGMT |
| FOR |
| FOR |
THE PROCTER & GAMBLE COMPANY |
| US |
| 20121009 |
| ANNUAL |
| 20120810 |
| PG |
| 742718109 |
| 1K |
| ELECTION OF NOMINEES: ERNESTO ZEDILLO |
| MGMT |
| FOR |
| FOR |
THE PROCTER & GAMBLE COMPANY |
| US |
| 20121009 |
| ANNUAL |
| 20120810 |
| PG |
| 742718109 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
THE PROCTER & GAMBLE COMPANY |
| US |
| 20121009 |
| ANNUAL |
| 20120810 |
| PG |
| 742718109 |
| 3 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
THE PROCTER & GAMBLE COMPANY |
| US |
| 20121009 |
| ANNUAL |
| 20120810 |
| PG |
| 742718109 |
| 4 |
| SHAREHOLDER PROPOSAL #1 - SAY ON POLITICAL CONTRIBUTION |
| SHAREHOLD |
| AGAINST |
| AGAINST |
THE PROCTER & GAMBLE COMPANY |
| US |
| 20121009 |
| ANNUAL |
| 20120810 |
| PG |
| 742718109 |
| 5 |
| SHAREHOLDER PROPOSAL #2 - PRODUCER RESPONSIBILITY FOR PACKAGING |
| SHAREHOLD |
| AGAINST |
| AGAINST |
THE PROCTER & GAMBLE COMPANY |
| US |
| 20121009 |
| ANNUAL |
| 20120810 |
| PG |
| 742718109 |
| 6 |
| SHAREHOLDER PROPOSAL #3 - ADOPT SIMPLE MAJORITY VOTE |
| SHAREHOLD |
| AGAINST |
| AGAINST |
CARDINAL HEALTH, INC. |
| US |
| 20121102 |
| ANNUAL |
| 20120906 |
| CAH |
| 14149Y108 |
| 1A |
| ELECTION OF NOMINEES: COLLEEN F. ARNOLD |
| MGMT |
| FOR |
| FOR |
CARDINAL HEALTH, INC. |
| US |
| 20121102 |
| ANNUAL |
| 20120906 |
| CAH |
| 14149Y108 |
| 1B |
| ELECTION OF NOMINEES: GEORGE S. BARRETT |
| MGMT |
| FOR |
| FOR |
CARDINAL HEALTH, INC. |
| US |
| 20121102 |
| ANNUAL |
| 20120906 |
| CAH |
| 14149Y108 |
| 1C |
| ELECTION OF NOMINEES: GLENN A. BRITT |
| MGMT |
| FOR |
| FOR |
CARDINAL HEALTH, INC. |
| US |
| 20121102 |
| ANNUAL |
| 20120906 |
| CAH |
| 14149Y108 |
| 1D |
| ELECTION OF NOMINEES: CARRIE S. COX |
| MGMT |
| FOR |
| FOR |
CARDINAL HEALTH, INC. |
| US |
| 20121102 |
| ANNUAL |
| 20120906 |
| CAH |
| 14149Y108 |
| 1E |
| ELECTION OF NOMINEES: CALVIN DARDEN |
| MGMT |
| FOR |
| FOR |
CARDINAL HEALTH, INC. |
| US |
| 20121102 |
| ANNUAL |
| 20120906 |
| CAH |
| 14149Y108 |
| 1F |
| ELECTION OF NOMINEES: BRUCE L. DOWNEY |
| MGMT |
| FOR |
| FOR |
CARDINAL HEALTH, INC. |
| US |
| 20121102 |
| ANNUAL |
| 20120906 |
| CAH |
| 14149Y108 |
| 1G |
| ELECTION OF NOMINEES: JOHN F. FINN |
| MGMT |
| FOR |
| FOR |
CARDINAL HEALTH, INC. |
| US |
| 20121102 |
| ANNUAL |
| 20120906 |
| CAH |
| 14149Y108 |
| 1H |
| ELECTION OF NOMINEES: CLAYTON M. JONES |
| MGMT |
| FOR |
| FOR |
CARDINAL HEALTH, INC. |
| US |
| 20121102 |
| ANNUAL |
| 20120906 |
| CAH |
| 14149Y108 |
| 1I |
| ELECTION OF NOMINEES: GREGORY B. KENNY |
| MGMT |
| FOR |
| FOR |
CARDINAL HEALTH, INC. |
| US |
| 20121102 |
| ANNUAL |
| 20120906 |
| CAH |
| 14149Y108 |
| 1J |
| ELECTION OF NOMINEES: DAVID P. KING |
| MGMT |
| FOR |
| FOR |
CARDINAL HEALTH, INC. |
| US |
| 20121102 |
| ANNUAL |
| 20120906 |
| CAH |
| 14149Y108 |
| 1K |
| ELECTION OF NOMINEES: RICHARD C. NOTEBAERT |
| MGMT |
| FOR |
| FOR |
CARDINAL HEALTH, INC. |
| US |
| 20121102 |
| ANNUAL |
| 20120906 |
| CAH |
| 14149Y108 |
| 1L |
| ELECTION OF NOMINEES: JEAN G. SPAULDING, MD |
| MGMT |
| FOR |
| FOR |
CARDINAL HEALTH, INC. |
| US |
| 20121102 |
| ANNUAL |
| 20120906 |
| CAH |
| 14149Y108 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
CARDINAL HEALTH, INC. |
| US |
| 20121102 |
| ANNUAL |
| 20120906 |
| CAH |
| 14149Y108 |
| 3 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
CARDINAL HEALTH, INC. |
| US |
| 20121102 |
| ANNUAL |
| 20120906 |
| CAH |
| 14149Y108 |
| 4 |
| SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED, REGARDING EXECUTIVES RETAINING SIGNIFICANT STOCK |
| SHAREHOLD |
| AGAINST |
| AGAINST |
SYSCO CORPORATION |
| US |
| 20121114 |
| ANNUAL |
| 20120917 |
| SYY |
| 871829107 |
| 1A |
| ELECTION OF NOMINEES: JONATHAN GOLDEN |
| MGMT |
| FOR |
| FOR |
SYSCO CORPORATION |
| US |
| 20121114 |
| ANNUAL |
| 20120917 |
| SYY |
| 871829107 |
| 1B |
| ELECTION OF NOMINEES: JOSEPH A. HAFNER, JR. |
| MGMT |
| FOR |
| FOR |
SYSCO CORPORATION |
| US |
| 20121114 |
| ANNUAL |
| 20120917 |
| SYY |
| 871829107 |
| 1C |
| ELECTION OF NOMINEES: NANCY S. NEWCOMB |
| MGMT |
| FOR |
| FOR |
SYSCO CORPORATION |
| US |
| 20121114 |
| ANNUAL |
| 20120917 |
| SYY |
| 871829107 |
| 2 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
COMPANY NAME |
| COUNTRY |
| MEETING |
| MEETING TYPE |
| RECORD |
| TICKER |
| SECURITY ID |
| AGENDA |
| AGENDA ITEM DESCRIPTION |
| PROPOSED BY |
| MGMT VOTE |
| PG VOTE (“FOR”), |
SYSCO CORPORATION |
| US |
| 20121114 |
| ANNUAL |
| 20120917 |
| SYY |
| 871829107 |
| 3 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
THE CLOROX COMPANY |
| US |
| 20121114 |
| ANNUAL |
| 20120918 |
| CLX |
| 189054109 |
| 1A |
| ELECTION OF NOMINEES: DANIEL BOGGAN, JR. |
| MGMT |
| FOR |
| FOR |
THE CLOROX COMPANY |
| US |
| 20121114 |
| ANNUAL |
| 20120918 |
| CLX |
| 189054109 |
| 1B |
| ELECTION OF NOMINEES: RICHARD H. CARMONA |
| MGMT |
| FOR |
| FOR |
THE CLOROX COMPANY |
| US |
| 20121114 |
| ANNUAL |
| 20120918 |
| CLX |
| 189054109 |
| 1C |
| ELECTION OF NOMINEES: TULLY M. FRIEDMAN |
| MGMT |
| FOR |
| FOR |
THE CLOROX COMPANY |
| US |
| 20121114 |
| ANNUAL |
| 20120918 |
| CLX |
| 189054109 |
| 1D |
| ELECTION OF NOMINEES: GEORGE J. HARAD |
| MGMT |
| FOR |
| FOR |
THE CLOROX COMPANY |
| US |
| 20121114 |
| ANNUAL |
| 20120918 |
| CLX |
| 189054109 |
| 1E |
| ELECTION OF NOMINEES: DONALD R. KNAUSS |
| MGMT |
| FOR |
| FOR |
THE CLOROX COMPANY |
| US |
| 20121114 |
| ANNUAL |
| 20120918 |
| CLX |
| 189054109 |
| 1F |
| ELECTION OF NOMINEES: ROBERT W. MATSCHULLAT |
| MGMT |
| FOR |
| FOR |
THE CLOROX COMPANY |
| US |
| 20121114 |
| ANNUAL |
| 20120918 |
| CLX |
| 189054109 |
| 1G |
| ELECTION OF NOMINEES: EDWARD A. MUELLER |
| MGMT |
| FOR |
| FOR |
THE CLOROX COMPANY |
| US |
| 20121114 |
| ANNUAL |
| 20120918 |
| CLX |
| 189054109 |
| 1H |
| ELECTION OF NOMINEES: PAMELA THOMAS-GRAHAM |
| MGMT |
| FOR |
| FOR |
THE CLOROX COMPANY |
| US |
| 20121114 |
| ANNUAL |
| 20120918 |
| CLX |
| 189054109 |
| 1I |
| ELECTION OF NOMINEES: CAROLYN M. TICKNOR |
| MGMT |
| FOR |
| FOR |
THE CLOROX COMPANY |
| US |
| 20121114 |
| ANNUAL |
| 20120918 |
| CLX |
| 189054109 |
| 2 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
THE CLOROX COMPANY |
| US |
| 20121114 |
| ANNUAL |
| 20120918 |
| CLX |
| 189054109 |
| 3 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
THE CLOROX COMPANY |
| US |
| 20121114 |
| ANNUAL |
| 20120918 |
| CLX |
| 189054109 |
| 4 |
| TO APPROVE THE AMENDED AND RESTATED 2005 STOCK INCENTIVE PLAN |
| MGMT |
| FOR |
| FOR |
CISCO SYSTEMS, INC. |
| US |
| 20121115 |
| ANNUAL |
| 20120917 |
| CSCO |
| 17275R102 |
| 1A |
| ELECTION OF NOMINEES: CAROL A. BARTZ |
| MGMT |
| FOR |
| FOR |
CISCO SYSTEMS, INC. |
| US |
| 20121115 |
| ANNUAL |
| 20120917 |
| CSCO |
| 17275R102 |
| 1B |
| ELECTION OF NOMINEES: MARC BENIOFF |
| MGMT |
| FOR |
| FOR |
CISCO SYSTEMS, INC. |
| US |
| 20121115 |
| ANNUAL |
| 20120917 |
| CSCO |
| 17275R102 |
| 1C |
| ELECTION OF NOMINEES: M. MICHELE BURNS |
| MGMT |
| FOR |
| FOR |
CISCO SYSTEMS, INC. |
| US |
| 20121115 |
| ANNUAL |
| 20120917 |
| CSCO |
| 17275R102 |
| 1D |
| ELECTION OF NOMINEES: MICHAEL D. CAPELLAS |
| MGMT |
| FOR |
| FOR |
CISCO SYSTEMS, INC. |
| US |
| 20121115 |
| ANNUAL |
| 20120917 |
| CSCO |
| 17275R102 |
| 1E |
| ELECTION OF NOMINEES: LARRY R. CARTER |
| MGMT |
| FOR |
| FOR |
CISCO SYSTEMS, INC. |
| US |
| 20121115 |
| ANNUAL |
| 20120917 |
| CSCO |
| 17275R102 |
| 1F |
| ELECTION OF NOMINEES: JOHN T. CHAMBERS |
| MGMT |
| FOR |
| FOR |
CISCO SYSTEMS, INC. |
| US |
| 20121115 |
| ANNUAL |
| 20120917 |
| CSCO |
| 17275R102 |
| 1G |
| ELECTION OF NOMINEES: BRIAN L. HALLA |
| MGMT |
| FOR |
| FOR |
CISCO SYSTEMS, INC. |
| US |
| 20121115 |
| ANNUAL |
| 20120917 |
| CSCO |
| 17275R102 |
| 1H |
| ELECTION OF NOMINEES: DR. JOHN L. HENNESSY |
| MGMT |
| FOR |
| FOR |
CISCO SYSTEMS, INC. |
| US |
| 20121115 |
| ANNUAL |
| 20120917 |
| CSCO |
| 17275R102 |
| 1I |
| ELECTION OF NOMINEES: DR. KRISTINA M. JOHNSON |
| MGMT |
| FOR |
| FOR |
CISCO SYSTEMS, INC. |
| US |
| 20121115 |
| ANNUAL |
| 20120917 |
| CSCO |
| 17275R102 |
| 1J |
| ELECTION OF NOMINEES: RICHARD M. KOVACEVICH |
| MGMT |
| FOR |
| FOR |
CISCO SYSTEMS, INC. |
| US |
| 20121115 |
| ANNUAL |
| 20120917 |
| CSCO |
| 17275R102 |
| 1K |
| ELECTION OF NOMINEES: RODERICK C. MCGEARY |
| MGMT |
| FOR |
| FOR |
CISCO SYSTEMS, INC. |
| US |
| 20121115 |
| ANNUAL |
| 20120917 |
| CSCO |
| 17275R102 |
| 1L |
| ELECTION OF NOMINEES: ARUN SARIN |
| MGMT |
| FOR |
| FOR |
CISCO SYSTEMS, INC. |
| US |
| 20121115 |
| ANNUAL |
| 20120917 |
| CSCO |
| 17275R102 |
| 1M |
| ELECTION OF NOMINEES: STEVEN M. WEST |
| MGMT |
| FOR |
| FOR |
CISCO SYSTEMS, INC. |
| US |
| 20121115 |
| ANNUAL |
| 20120917 |
| CSCO |
| 17275R102 |
| 2 |
| APPROVAL OF AMENDMENT AND RESTATEMENT OF THE EXECUTIVE INCENTIVE PLAN |
| MGMT |
| FOR |
| FOR |
CISCO SYSTEMS, INC. |
| US |
| 20121115 |
| ANNUAL |
| 20120917 |
| CSCO |
| 17275R102 |
| 3 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
CISCO SYSTEMS, INC. |
| US |
| 20121115 |
| ANNUAL |
| 20120917 |
| CSCO |
| 17275R102 |
| 4 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
CISCO SYSTEMS, INC. |
| US |
| 20121115 |
| ANNUAL |
| 20120917 |
| CSCO |
| 17275R102 |
| 5 |
| SHAREHOLDER PROPOSAL - APPROVAL TO HAVE CISCO’S BOARD ADOPT A POLICY TO HAVE AN INDEPENDENT BOARD CHAIRMAN WHENEVER POSSIBLE |
| SHAREHOLD |
| AGAINST |
| AGAINST |
CISCO SYSTEMS, INC. |
| US |
| 20121115 |
| ANNUAL |
| 20120917 |
| CSCO |
| 17275R102 |
| 6 |
| SHAREHOLDER PROPOSAL - APPROVAL TO REQUEST CISCO MANAGEMENT TO PREPARE A REPORT ON “CONFLICT MINERALS” IN CISCO’S SUPPLY CHAIN |
| SHAREHOLD |
| AGAINST |
| AGAINST |
MICROSOFT CORPORATION |
| US |
| 20121128 |
| ANNUAL |
| 20120914 |
| MSFT |
| 594918104 |
| 1 |
| ELECTION OF NOMINEES: STEVEN A. BALLMER |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORPORATION |
| US |
| 20121128 |
| ANNUAL |
| 20120914 |
| MSFT |
| 594918104 |
| 2 |
| ELECTION OF NOMINEES: DINA DUBLON |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORPORATION |
| US |
| 20121128 |
| ANNUAL |
| 20120914 |
| MSFT |
| 594918104 |
| 3 |
| ELECTION OF NOMINEES: WILLIAM H. GATES III |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORPORATION |
| US |
| 20121128 |
| ANNUAL |
| 20120914 |
| MSFT |
| 594918104 |
| 4 |
| ELECTION OF NOMINEES: MARIA M. KLAWE |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORPORATION |
| US |
| 20121128 |
| ANNUAL |
| 20120914 |
| MSFT |
| 594918104 |
| 5 |
| ELECTION OF NOMINEES: STEPHEN J. LUCZO |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORPORATION |
| US |
| 20121128 |
| ANNUAL |
| 20120914 |
| MSFT |
| 594918104 |
| 6 |
| ELECTION OF NOMINEES: DAVID F. MARQUARDT |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORPORATION |
| US |
| 20121128 |
| ANNUAL |
| 20120914 |
| MSFT |
| 594918104 |
| 7 |
| ELECTION OF NOMINEES: CHARLES H. NOSKI |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORPORATION |
| US |
| 20121128 |
| ANNUAL |
| 20120914 |
| MSFT |
| 594918104 |
| 8 |
| ELECTION OF NOMINEES: HELMUT PANKE |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORPORATION |
| US |
| 20121128 |
| ANNUAL |
| 20120914 |
| MSFT |
| 594918104 |
| 9 |
| ELECTION OF NOMINEES: JOHN W. THOMPSON |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORPORATION |
| US |
| 20121128 |
| ANNUAL |
| 20120914 |
| MSFT |
| 594918104 |
| 10 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORPORATION |
| US |
| 20121128 |
| ANNUAL |
| 20120914 |
| MSFT |
| 594918104 |
| 11 |
| APPROVAL OF EMPLOYEE STOCK PURCHASE PLAN |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORPORATION |
| US |
| 20121128 |
| ANNUAL |
| 20120914 |
| MSFT |
| 594918104 |
| 12 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORPORATION |
| US |
| 20121128 |
| ANNUAL |
| 20120914 |
| MSFT |
| 594918104 |
| 13 |
| SHAREHOLDER PROPOSAL - ADOPT CUMULATIVE VOTING |
| SHAREHOLD |
| AGAINST |
| AGAINST |
POST HLDGS INC. |
| US |
| 20130131 |
| ANNUAL |
| 20121214 |
| POST |
| 737446104 |
| 1 |
| ELECTION OF NOMINEES: 1. GREGORY L. CURL, 2. WILLIAM H. DANFORTH, 3. DAVID P. SKARIE |
| MGMT |
| FOR |
| FOR |
POST HLDGS INC. |
| US |
| 20130131 |
| ANNUAL |
| 20121214 |
| POST |
| 737446104 |
| 2 |
| APPROVAL OF AMENDMENT TO 2012 POST HOLDINGS, INC. LONG-TERM INCENTIVE PLAN |
| MGMT |
| FOR |
| FOR |
COMPANY NAME |
| COUNTRY |
| MEETING |
| MEETING TYPE |
| RECORD |
| TICKER |
| SECURITY ID |
| AGENDA |
| AGENDA ITEM DESCRIPTION |
| PROPOSED BY |
| MGMT VOTE |
| PG VOTE (“FOR”), |
POST HLDGS INC. |
| US |
| 20130131 |
| ANNUAL |
| 20121214 |
| POST |
| 737446104 |
| 3 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
POST HLDGS INC. |
| US |
| 20130131 |
| ANNUAL |
| 20121214 |
| POST |
| 737446104 |
| 4 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
POST HLDGS INC. |
| US |
| 20130131 |
| ANNUAL |
| 20121214 |
| POST |
| 737446104 |
| 5 |
| ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION |
| MGMT |
| 1 YEAR |
| 1 YEAR |
APPLE INC. |
| US |
| 20130227 |
| ANNUAL |
| 20130102 |
| AAPL |
| 037833100 |
| 1 |
| ELECTION OF NOMINEES: 1. WILLIAM CAMPBELL, 2. TIMOTHY COOK, 3. MILLARD DREXLER, 4. AL GORE, 5. ROBERT IGER, 6. ANDREA JUNG, 7. ARTHUR LEVINSON, 8. RONALD SUGAR |
| MGMT |
| FOR |
| FOR |
APPLE INC. |
| US |
| 20130227 |
| ANNUAL |
| 20130102 |
| AAPL |
| 037833100 |
| 2 |
| AMENDMENT OF APPLE’S RESTATED ARTICLES OF INCORPORATION TO (I) ELIMINATE CERTAIN LANGUAGE RELATING TO TERM OF OFFICE OF DIRECTORS IN ORDER TO FACILITATE THE ADOPTION OF MAJORITY VOTING FOR ELECTION OF DIRECTORS, (II) ELIMINATE “BLANK CHECK” PREFERRED STOCK, (III) ESTABLISH A PAR VALUE FOR COMPANY’S COMMON STOCK OF $0.00001 PER SHARE AND (IV) MAKE OTHER CHANGES |
| MGMT |
| FOR |
| FOR |
APPLE INC. |
| US |
| 20130227 |
| ANNUAL |
| 20130102 |
| AAPL |
| 037833100 |
| 3 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
APPLE INC. |
| US |
| 20130227 |
| ANNUAL |
| 20130102 |
| AAPL |
| 037833100 |
| 4 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
APPLE INC. |
| US |
| 20130227 |
| ANNUAL |
| 20130102 |
| AAPL |
| 037833100 |
| 5 |
| THE SHAREHOLDER PROPOSAL ENTITLED “EXECUTIVES TO RETAIN SIGNIFICANT STOCK” |
| SHAREHOLD |
| AGAINST |
| AGAINST |
APPLE INC. |
| US |
| 20130227 |
| ANNUAL |
| 20130102 |
| AAPL |
| 037833100 |
| 6 |
| THE SHAREHOLDER PROPOSAL ENTITLED “BOARD COMMITTEE ON HUMAN RIGHTS” |
| SHAREHOLD |
| AGAINST |
| AGAINST |
TYCO INTERNATIONAL LTD. |
| US |
| 20130306 |
| ANNUAL |
| 20130107 |
| TYC |
| H89128104 |
| 1 |
| TO APPROVE THE ANNUAL REPORT, THE PARENT COMPANY FINANCIAL STATEMENTS OF TYCO INTERNATIONAL LTD AND THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED SEPTEMBER 28, 2012 |
| MGMT |
| FOR |
| FOR |
TYCO INTERNATIONAL LTD. |
| US |
| 20130306 |
| ANNUAL |
| 20130107 |
| TYC |
| H89128104 |
| 2 |
| TO DISCHARGE THE BOARD OF DIRECTORS FROM LIABILITY FOR THE FINANCIAL YEAR ENDED SEPTEMBER 28, 2012 |
| MGMT |
| FOR |
| FOR |
TYCO INTERNATIONAL LTD. |
| US |
| 20130306 |
| ANNUAL |
| 20130107 |
| TYC |
| H89128104 |
| 3 |
| ELECTION OF NOMINEES: 1. EDWARD D. BREEN, 2. MICHAEL E. DANIELS, 3. FRANK M. DRENDEL, 4. BRIAN DUPERREAULT, 5. RAJIV L. GUPTA, 6. JOHN A. KROL, 7. GEORGE OLIVER, 8. BRENDAN R. O’NEILL, 9. SANDRA S. WIJNBERG, 10. R. DAVID YOST |
| MGMT |
| FOR |
| FOR |
TYCO INTERNATIONAL LTD. |
| US |
| 20130306 |
| ANNUAL |
| 20130107 |
| TYC |
| H89128104 |
| 4A |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
TYCO INTERNATIONAL LTD. |
| US |
| 20130306 |
| ANNUAL |
| 20130107 |
| TYC |
| H89128104 |
| 4B |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
TYCO INTERNATIONAL LTD. |
| US |
| 20130306 |
| ANNUAL |
| 20130107 |
| TYC |
| H89128104 |
| 4C |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
TYCO INTERNATIONAL LTD. |
| US |
| 20130306 |
| ANNUAL |
| 20130107 |
| TYC |
| H89128104 |
| 5A |
| APPROVE THE ALLOCATION OF FISCAL YEAR 2012 RESULTS |
| MGMT |
| FOR |
| FOR |
TYCO INTERNATIONAL LTD. |
| US |
| 20130306 |
| ANNUAL |
| 20130107 |
| TYC |
| H89128104 |
| 5B |
| APPROVE THE PAYMENT OF AN ORDINARY CASH DIVIDEND IN AN AMOUNT OF UP TO $0.64 PER SHARE OUT OF TYCO’S CAPITAL CONTRIBUTION RESERVE IN ITS STATUTORY ACCOUNTS |
| MGMT |
| FOR |
| FOR |
TYCO INTERNATIONAL LTD. |
| US |
| 20130306 |
| ANNUAL |
| 20130107 |
| TYC |
| H89128104 |
| 6 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
TYCO INTERNATIONAL LTD. |
| US |
| 20130306 |
| ANNUAL |
| 20130107 |
| TYC |
| H89128104 |
| 7 |
| TO AMEND OUR ARTICLES OF ASSOCIATION IN ORDER TO RENEW THE AUTHORIZED SHARE CAPITAL AVAILABLE FOR NEW ISSUANCE |
| MGMT |
| FOR |
| FOR |
TYCO INTERNATIONAL LTD. |
| US |
| 20130306 |
| ANNUAL |
| 20130107 |
| TYC |
| H89128104 |
| 8 |
| TO APPROVE A REDUCTION IN THE REGISTERED SHARE CAPITAL |
| MGMT |
| FOR |
| FOR |
THE ADT CORPORATION |
| US |
| 20130314 |
| ANNUAL |
| 20130116 |
| ADT |
| 00101J106 |
| 1 |
| ELECTION OF NOMINEES: 1. THOMAS COLLIGAN, 2. TIMOTHY DONAHUE, 3. ROBERT DUTKOWSKY, 4. BRUCE GORDON, 5. NAREN GURSAHANEY, 6. BRIDGETTE HELLER, 7. KATHLEEN HYLE, 8. KEITH MEISTER, 9. DINESH PALIWAL |
| MGMT |
| FOR |
| FOR |
THE ADT CORPORATION |
| US |
| 20130314 |
| ANNUAL |
| 20130116 |
| ADT |
| 00101J106 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
THE ADT CORPORATION |
| US |
| 20130314 |
| ANNUAL |
| 20130116 |
| ADT |
| 00101J106 |
| 3 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
THE ADT CORPORATION |
| US |
| 20130314 |
| ANNUAL |
| 20130116 |
| ADT |
| 00101J106 |
| 4 |
| TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF FUTURE EXECUTIVE COMPENSATION VOTES |
| MGMT |
| 1 YEAR |
| 1 YEAR |
AGILENT TECHNOLOGIES, INC. |
| US |
| 20130320 |
| ANNUAL |
| 20130122 |
| A |
| 00846U101 |
| 01 |
| ELECTION OF NOMINEES: PAUL N. CLARK |
| MGMT |
| FOR |
| FOR |
AGILENT TECHNOLOGIES, INC. |
| US |
| 20130320 |
| ANNUAL |
| 20130122 |
| A |
| 00846U101 |
| 02 |
| ELECTION OF NOMINEES: JAMES G. CULLEN |
| MGMT |
| FOR |
| FOR |
AGILENT TECHNOLOGIES, INC. |
| US |
| 20130320 |
| ANNUAL |
| 20130122 |
| A |
| 00846U101 |
| 03 |
| ELECTION OF NOMINEES: TADATAKA YAMADA, M.D |
| MGMT |
| FOR |
| FOR |
AGILENT TECHNOLOGIES, INC. |
| US |
| 20130320 |
| ANNUAL |
| 20130122 |
| A |
| 00846U101 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
AGILENT TECHNOLOGIES, INC. |
| US |
| 20130320 |
| ANNUAL |
| 20130122 |
| A |
| 00846U101 |
| 3 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
AGILENT TECHNOLOGIES, INC. |
| US |
| 20130320 |
| ANNUAL |
| 20130122 |
| A |
| 00846U101 |
| 4 |
| TO CONSIDER A STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE ANNUAL MEETING, TO REPEAL THE CLASSIFIED BOARD STRUCTURE |
| SHAREHOLD |
| AGAINST |
| AGAINST |
GENUINE PARTS COMPANY |
| US |
| 20130422 |
| ANNUAL |
| 20130214 |
| GPC |
| 372460105 |
| 1 |
| ELECTION OF NOMINEES: 1. DR. MARY B. BULLOCK, 2. PAUL D. DONAHUE, 3. JEAN DOUVILLE, 4. THOMAS C. GALLAGHER, 5. GEORGE C. “JACK” GUYNN, 6. JOHN R. HOLDER, 7. JOHN D. JOHNS, 8. MICHAEL M.E. JOHNS, M.D., 9. ROBERT C. “ROBIN” LOUDERMILK, JR., 10. WENDY B. NEEDHAM, 11. JERRY W. NIX , 12. GARY W. ROLLINS |
| MGMT |
| FOR |
| FOR |
GENUINE PARTS COMPANY |
| US |
| 20130422 |
| ANNUAL |
| 20130214 |
| GPC |
| 372460105 |
| 2 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
COMPANY NAME |
| COUNTRY |
| MEETING |
| MEETING TYPE |
| RECORD |
| TICKER |
| SECURITY ID |
| AGENDA |
| AGENDA ITEM DESCRIPTION |
| PROPOSED BY |
| MGMT VOTE |
| PG VOTE (“FOR”), |
GENUINE PARTS COMPANY |
| US |
| 20130422 |
| ANNUAL |
| 20130214 |
| GPC |
| 372460105 |
| 3 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
HONEYWELL INTERNATIONAL INC. |
| US |
| 20130422 |
| ANNUAL |
| 20130222 |
| HON |
| 438516106 |
| 1A |
| ELECTION OF NOMINEES: GORDON M. BETHUNE |
| MGMT |
| FOR |
| FOR |
HONEYWELL INTERNATIONAL INC. |
| US |
| 20130422 |
| ANNUAL |
| 20130222 |
| HON |
| 438516106 |
| 1B |
| ELECTION OF NOMINEES: KEVIN BURKE |
| MGMT |
| FOR |
| FOR |
HONEYWELL INTERNATIONAL INC. |
| US |
| 20130422 |
| ANNUAL |
| 20130222 |
| HON |
| 438516106 |
| 1C |
| ELECTION OF NOMINEES: JAIME CHICO PARDO |
| MGMT |
| FOR |
| FOR |
HONEYWELL INTERNATIONAL INC. |
| US |
| 20130422 |
| ANNUAL |
| 20130222 |
| HON |
| 438516106 |
| 1D |
| ELECTION OF NOMINEES: DAVID M. COTE |
| MGMT |
| FOR |
| FOR |
HONEYWELL INTERNATIONAL INC. |
| US |
| 20130422 |
| ANNUAL |
| 20130222 |
| HON |
| 438516106 |
| 1E |
| ELECTION OF NOMINEES: D. SCOTT DAVIS |
| MGMT |
| FOR |
| FOR |
HONEYWELL INTERNATIONAL INC. |
| US |
| 20130422 |
| ANNUAL |
| 20130222 |
| HON |
| 438516106 |
| 1F |
| ELECTION OF NOMINEES: LINNET F. DEILY |
| MGMT |
| FOR |
| FOR |
HONEYWELL INTERNATIONAL INC. |
| US |
| 20130422 |
| ANNUAL |
| 20130222 |
| HON |
| 438516106 |
| 1G |
| ELECTION OF NOMINEES: JUDD GREGG |
| MGMT |
| FOR |
| FOR |
HONEYWELL INTERNATIONAL INC. |
| US |
| 20130422 |
| ANNUAL |
| 20130222 |
| HON |
| 438516106 |
| 1H |
| ELECTION OF NOMINEES: CLIVE HOLLICK |
| MGMT |
| FOR |
| FOR |
HONEYWELL INTERNATIONAL INC. |
| US |
| 20130422 |
| ANNUAL |
| 20130222 |
| HON |
| 438516106 |
| 1I |
| ELECTION OF NOMINEES: GRACE D. LIEBLEIN |
| MGMT |
| FOR |
| FOR |
HONEYWELL INTERNATIONAL INC. |
| US |
| 20130422 |
| ANNUAL |
| 20130222 |
| HON |
| 438516106 |
| 1J |
| ELECTION OF NOMINEES: GEORGE PAZ |
| MGMT |
| FOR |
| FOR |
HONEYWELL INTERNATIONAL INC. |
| US |
| 20130422 |
| ANNUAL |
| 20130222 |
| HON |
| 438516106 |
| 1K |
| ELECTION OF NOMINEES: BRADLEY T. SHEARES |
| MGMT |
| FOR |
| FOR |
HONEYWELL INTERNATIONAL INC. |
| US |
| 20130422 |
| ANNUAL |
| 20130222 |
| HON |
| 438516106 |
| 1L |
| ELECTION OF NOMINEES: ROBIN L. WASHINGTON |
| MGMT |
| FOR |
| FOR |
HONEYWELL INTERNATIONAL INC. |
| US |
| 20130422 |
| ANNUAL |
| 20130222 |
| HON |
| 438516106 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
HONEYWELL INTERNATIONAL INC. |
| US |
| 20130422 |
| ANNUAL |
| 20130222 |
| HON |
| 438516106 |
| 3 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
HONEYWELL INTERNATIONAL INC. |
| US |
| 20130422 |
| ANNUAL |
| 20130222 |
| HON |
| 438516106 |
| 4 |
| SHAREHOLDER PROPOSAL - INDEPENDENT BOARD CHAIRMAN |
| SHAREHOLD |
| AGAINST |
| AGAINST |
HONEYWELL INTERNATIONAL INC. |
| US |
| 20130422 |
| ANNUAL |
| 20130222 |
| HON |
| 438516106 |
| 5 |
| SHAREHOLDER PROPOSAL - RIGHT TO ACT BY WRITTEN CONSENT |
| SHAREHOLD |
| AGAINST |
| AGAINST |
HONEYWELL INTERNATIONAL INC. |
| US |
| 20130422 |
| ANNUAL |
| 20130222 |
| HON |
| 438516106 |
| 6 |
| SHAREHOLDER PROPOSAL - ELIMINATE ACCELERATED VESTING IN A CHANGE IN CONTROL |
| SHAREHOLD |
| AGAINST |
| AGAINST |
METLIFE, INC. |
| US |
| 20130423 |
| ANNUAL |
| 20130301 |
| MET |
| 59156R108 |
| 1.1 |
| ELECTION OF NOMINEES: R. GLENN HUBBARD |
| MGMT |
| FOR |
| FOR |
METLIFE, INC. |
| US |
| 20130423 |
| ANNUAL |
| 20130301 |
| MET |
| 59156R108 |
| 1.2 |
| ELECTION OF NOMINEES: STEVEN A. KANDARIAN |
| MGMT |
| FOR |
| FOR |
METLIFE, INC. |
| US |
| 20130423 |
| ANNUAL |
| 20130301 |
| MET |
| 59156R108 |
| 1.3 |
| ELECTION OF NOMINEES: JOHN M. KEANE |
| MGMT |
| FOR |
| FOR |
METLIFE, INC. |
| US |
| 20130423 |
| ANNUAL |
| 20130301 |
| MET |
| 59156R108 |
| 1.4 |
| ELECTION OF NOMINEES: ALFRED F. KELLY, JR. |
| MGMT |
| FOR |
| FOR |
METLIFE, INC. |
| US |
| 20130423 |
| ANNUAL |
| 20130301 |
| MET |
| 59156R108 |
| 1.5 |
| ELECTION OF NOMINEES: JAMES M. KILTS |
| MGMT |
| FOR |
| FOR |
METLIFE, INC. |
| US |
| 20130423 |
| ANNUAL |
| 20130301 |
| MET |
| 59156R108 |
| 1.6 |
| ELECTION OF NOMINEES: CATHERINE R. KINNEY |
| MGMT |
| FOR |
| FOR |
METLIFE, INC. |
| US |
| 20130423 |
| ANNUAL |
| 20130301 |
| MET |
| 59156R108 |
| 1.7 |
| ELECTION OF NOMINEES: HUGH B. PRICE |
| MGMT |
| FOR |
| FOR |
METLIFE, INC. |
| US |
| 20130423 |
| ANNUAL |
| 20130301 |
| MET |
| 59156R108 |
| 1.8 |
| ELECTION OF NOMINEES: KENTON J. SICCHITANO |
| MGMT |
| FOR |
| FOR |
METLIFE, INC. |
| US |
| 20130423 |
| ANNUAL |
| 20130301 |
| MET |
| 59156R108 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
METLIFE, INC. |
| US |
| 20130423 |
| ANNUAL |
| 20130301 |
| MET |
| 59156R108 |
| 3 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
WELLS FARGO & COMPANY |
| US |
| 20130423 |
| ANNUAL |
| 20130226 |
| WFC |
| 949746101 |
| 1A |
| ELECTION OF NOMINEES: JOHN D. BAKER II |
| MGMT |
| FOR |
| FOR |
WELLS FARGO & COMPANY |
| US |
| 20130423 |
| ANNUAL |
| 20130226 |
| WFC |
| 949746101 |
| 1B |
| ELECTION OF NOMINEES: ELAINE L. CHAO |
| MGMT |
| FOR |
| FOR |
WELLS FARGO & COMPANY |
| US |
| 20130423 |
| ANNUAL |
| 20130226 |
| WFC |
| 949746101 |
| 1C |
| ELECTION OF NOMINEES: JOHN S. CHEN |
| MGMT |
| FOR |
| FOR |
WELLS FARGO & COMPANY |
| US |
| 20130423 |
| ANNUAL |
| 20130226 |
| WFC |
| 949746101 |
| 1D |
| ELECTION OF NOMINEES: LLOYD H. DEAN |
| MGMT |
| FOR |
| FOR |
WELLS FARGO & COMPANY |
| US |
| 20130423 |
| ANNUAL |
| 20130226 |
| WFC |
| 949746101 |
| 1E |
| ELECTION OF NOMINEES: SUSAN E. ENGEL |
| MGMT |
| FOR |
| FOR |
WELLS FARGO & COMPANY |
| US |
| 20130423 |
| ANNUAL |
| 20130226 |
| WFC |
| 949746101 |
| 1F |
| ELECTION OF NOMINEES: ENRIQUE HERNANDEZ, JR. |
| MGMT |
| FOR |
| FOR |
WELLS FARGO & COMPANY |
| US |
| 20130423 |
| ANNUAL |
| 20130226 |
| WFC |
| 949746101 |
| 1G |
| ELECTION OF NOMINEES: DONALD M. JAMES |
| MGMT |
| FOR |
| FOR |
WELLS FARGO & COMPANY |
| US |
| 20130423 |
| ANNUAL |
| 20130226 |
| WFC |
| 949746101 |
| 1H |
| ELECTION OF NOMINEES: CYNTHIA H. MILLIGAN |
| MGMT |
| FOR |
| FOR |
WELLS FARGO & COMPANY |
| US |
| 20130423 |
| ANNUAL |
| 20130226 |
| WFC |
| 949746101 |
| 1I |
| ELECTION OF NOMINEES: FEDERICO F. PEÑA |
| MGMT |
| FOR |
| FOR |
WELLS FARGO & COMPANY |
| US |
| 20130423 |
| ANNUAL |
| 20130226 |
| WFC |
| 949746101 |
| 1J |
| ELECTION OF NOMINEES: HOWARD V. RICHARDSON |
| MGMT |
| FOR |
| FOR |
WELLS FARGO & COMPANY |
| US |
| 20130423 |
| ANNUAL |
| 20130226 |
| WFC |
| 949746101 |
| 1K |
| ELECTION OF NOMINEES: JUDITH M. RUNSTAD |
| MGMT |
| FOR |
| FOR |
WELLS FARGO & COMPANY |
| US |
| 20130423 |
| ANNUAL |
| 20130226 |
| WFC |
| 949746101 |
| 1L |
| ELECTION OF NOMINEES: STEPHEN W. SANGER |
| MGMT |
| FOR |
| FOR |
WELLS FARGO & COMPANY |
| US |
| 20130423 |
| ANNUAL |
| 20130226 |
| WFC |
| 949746101 |
| 1M |
| ELECTION OF NOMINEES: JOHN G. STUMPF |
| MGMT |
| FOR |
| FOR |
WELLS FARGO & COMPANY |
| US |
| 20130423 |
| ANNUAL |
| 20130226 |
| WFC |
| 949746101 |
| 1N |
| ELECTION OF NOMINEES: SUSAN G. SWENSON |
| MGMT |
| FOR |
| FOR |
WELLS FARGO & COMPANY |
| US |
| 20130423 |
| ANNUAL |
| 20130226 |
| WFC |
| 949746101 |
| 2 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
WELLS FARGO & COMPANY |
| US |
| 20130423 |
| ANNUAL |
| 20130226 |
| WFC |
| 949746101 |
| 3 |
| APPROVE THE COMPANY’S AMENDED AND RESTATED LONG-TERM INCENTIVE COMPENSATION PLAN |
| MGMT |
| FOR |
| FOR |
WELLS FARGO & COMPANY |
| US |
| 20130423 |
| ANNUAL |
| 20130226 |
| WFC |
| 949746101 |
| 4 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
WELLS FARGO & COMPANY |
| US |
| 20130423 |
| ANNUAL |
| 20130226 |
| WFC |
| 949746101 |
| 5 |
| VOTE ON A STOCKHOLDER PROPOSAL TO ADOPT A POLICY REQUIRING AN INDEPENDENT CHAIRMAN, IF PROPERLY PRESENTED |
| SHAREHOLD |
| AGAINST |
| AGAINST |
WELLS FARGO & COMPANY |
| US |
| 20130423 |
| ANNUAL |
| 20130226 |
| WFC |
| 949746101 |
| 6 |
| VOTE ON A STOCKHOLDER PROPOSAL TO PROVIDE A REPORT ON THE COMPANY’S LOBBYING POLICIES AND PRACTICES, IF PROPERLY PRESENTED |
| SHAREHOLD |
| AGAINST |
| AGAINST |
COMPANY NAME |
| COUNTRY |
| MEETING |
| MEETING TYPE |
| RECORD |
| TICKER |
| SECURITY ID |
| AGENDA |
| AGENDA ITEM DESCRIPTION |
| PROPOSED BY |
| MGMT VOTE |
| PG VOTE (“FOR”), |
WELLS FARGO & COMPANY |
| US |
| 20130423 |
| ANNUAL |
| 20130226 |
| WFC |
| 949746101 |
| 7 |
| VOTE ON A STOCKHOLDER PROPOSAL TO REVIEW AND REPORT ON INTERNAL CONTROLS OVER THE COMPANY’S MORTGAGE SERVICING AND FORECLOSURE PRACTICES, IF PROPERLY PRESENTED |
| SHAREHOLD |
| AGAINST |
| AGAINST |
GENERAL ELECTRIC COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| GE |
| 369604103 |
| A1 |
| ELECTION OF NOMINEES: W. GEOFFREY BEATTIE |
| N/A |
| N/A |
| DID NOT VOTE |
GENERAL ELECTRIC COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| GE |
| 369604103 |
| A2 |
| ELECTION OF NOMINEES: JOHN J. BRENNAN |
| N/A |
| N/A |
| DID NOT VOTE |
GENERAL ELECTRIC COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| GE |
| 369604103 |
| A3 |
| ELECTION OF NOMINEES: JAMES I. CASH, JR. |
| N/A |
| N/A |
| DID NOT VOTE |
GENERAL ELECTRIC COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| GE |
| 369604103 |
| A4 |
| ELECTION OF NOMINEES: FRANCISCO D’SOUZA |
| N/A |
| N/A |
| DID NOT VOTE |
GENERAL ELECTRIC COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| GE |
| 369604103 |
| A5 |
| ELECTION OF NOMINEES: MARIJN E. DEKKERS |
| N/A |
| N/A |
| DID NOT VOTE |
GENERAL ELECTRIC COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| GE |
| 369604103 |
| A6 |
| ELECTION OF NOMINEES: ANN M. FUDGE |
| N/A |
| N/A |
| DID NOT VOTE |
GENERAL ELECTRIC COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| GE |
| 369604103 |
| A7 |
| ELECTION OF NOMINEES: SUSAN HOCKFIELD |
| N/A |
| N/A |
| DID NOT VOTE |
GENERAL ELECTRIC COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| GE |
| 369604103 |
| A8 |
| ELECTION OF NOMINEES: JEFFREY R. IMMELT |
| N/A |
| N/A |
| DID NOT VOTE |
GENERAL ELECTRIC COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| GE |
| 369604103 |
| A9 |
| ELECTION OF NOMINEES: ANDREA JUNG |
| N/A |
| N/A |
| DID NOT VOTE |
GENERAL ELECTRIC COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| GE |
| 369604103 |
| A10 |
| ELECTION OF NOMINEES: ROBERT W. LANE |
| N/A |
| N/A |
| DID NOT VOTE |
GENERAL ELECTRIC COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| GE |
| 369604103 |
| A11 |
| ELECTION OF NOMINEES: RALPH S. LARSEN |
| N/A |
| N/A |
| DID NOT VOTE |
GENERAL ELECTRIC COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| GE |
| 369604103 |
| A12 |
| ELECTION OF NOMINEES: ROCHELLE B. LAZARUS |
| N/A |
| N/A |
| DID NOT VOTE |
GENERAL ELECTRIC COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| GE |
| 369604103 |
| A13 |
| ELECTION OF NOMINEES: JAMES J. MULVA |
| N/A |
| N/A |
| DID NOT VOTE |
GENERAL ELECTRIC COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| GE |
| 369604103 |
| A14 |
| ELECTION OF NOMINEES: MARY L. SCHAPIRO |
| N/A |
| N/A |
| DID NOT VOTE |
GENERAL ELECTRIC COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| GE |
| 369604103 |
| A15 |
| ELECTION OF NOMINEES: ROBERT J. SWIERINGA |
| N/A |
| N/A |
| DID NOT VOTE |
GENERAL ELECTRIC COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| GE |
| 369604103 |
| A16 |
| ELECTION OF NOMINEES: JAMES S. TISCH |
| N/A |
| N/A |
| DID NOT VOTE |
GENERAL ELECTRIC COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| GE |
| 369604103 |
| A17 |
| ELECTION OF NOMINEES: DOUGLAS A. WARNER III |
| N/A |
| N/A |
| DID NOT VOTE |
GENERAL ELECTRIC COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| GE |
| 369604103 |
| B1 |
| EXECUTIVE COMPENSATION |
| N/A |
| N/A |
| DID NOT VOTE |
GENERAL ELECTRIC COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| GE |
| 369604103 |
| B2 |
| RATIFY THE SELECTION OF AUDITOR |
| N/A |
| N/A |
| DID NOT VOTE |
GENERAL ELECTRIC COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| GE |
| 369604103 |
| C1 |
| SHAREHOLDER PROPOSAL - CESSATION OF ALL STOCK OPTIONS AND BONUSES |
| N/A |
| N/A |
| DID NOT VOTE |
GENERAL ELECTRIC COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| GE |
| 369604103 |
| C2 |
| SHAREHOLDER PROPOSAL - DIRECTOR TERM LIMITS |
| N/A |
| N/A |
| DID NOT VOTE |
GENERAL ELECTRIC COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| GE |
| 369604103 |
| C3 |
| SHAREHOLDER PROPOSAL - INDEPENDENT CHAIRMAN |
| N/A |
| N/A |
| DID NOT VOTE |
GENERAL ELECTRIC COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| GE |
| 369604103 |
| C4 |
| SHAREHOLDER PROPOSAL - RIGHT TO ACT BY WRITTEN CONSENT |
| N/A |
| N/A |
| DID NOT VOTE |
GENERAL ELECTRIC COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| GE |
| 369604103 |
| C5 |
| SHAREHOLDER PROPOSAL - EXECUTIVES TO RETAIN SIGNIFICANT STOCK |
| N/A |
| N/A |
| DID NOT VOTE |
GENERAL ELECTRIC COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| GE |
| 369604103 |
| C6 |
| SHAREHOLDER PROPOSAL - MULTIPLE CANDIDATE ELECTIONS |
| N/A |
| N/A |
| DID NOT VOTE |
THE COCA-COLA COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| KO |
| 191216100 |
| 1A |
| ELECTION OF NOMINEES: HERBERT A. ALLEN |
| MGMT |
| FOR |
| FOR |
THE COCA-COLA COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| KO |
| 191216100 |
| 1B |
| ELECTION OF NOMINEES: RONALD W. ALLEN |
| MGMT |
| FOR |
| FOR |
THE COCA-COLA COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| KO |
| 191216100 |
| 1C |
| ELECTION OF NOMINEES: HOWARD G. BUFFETT |
| MGMT |
| FOR |
| FOR |
THE COCA-COLA COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| KO |
| 191216100 |
| 1D |
| ELECTION OF NOMINEES: RICHARD M. DALEY |
| MGMT |
| FOR |
| FOR |
THE COCA-COLA COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| KO |
| 191216100 |
| 1E |
| ELECTION OF NOMINEES: BARRY DILLER |
| MGMT |
| FOR |
| FOR |
THE COCA-COLA COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| KO |
| 191216100 |
| 1F |
| ELECTION OF NOMINEES: HELENE D. GAYLE |
| MGMT |
| FOR |
| FOR |
THE COCA-COLA COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| KO |
| 191216100 |
| 1G |
| ELECTION OF NOMINEES: EVAN G. GREENBERG |
| MGMT |
| FOR |
| FOR |
THE COCA-COLA COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| KO |
| 191216100 |
| 1H |
| ELECTION OF NOMINEES: ALEXIS M. HERMAN |
| MGMT |
| FOR |
| FOR |
THE COCA-COLA COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| KO |
| 191216100 |
| 1I |
| ELECTION OF NOMINEES: MUHTAR KENT |
| MGMT |
| FOR |
| FOR |
THE COCA-COLA COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| KO |
| 191216100 |
| 1J |
| ELECTION OF NOMINEES: ROBERT A. KOTICK |
| MGMT |
| FOR |
| FOR |
THE COCA-COLA COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| KO |
| 191216100 |
| 1K |
| ELECTION OF NOMINEES: MARIA ELENA LAGOMASINO |
| MGMT |
| FOR |
| FOR |
THE COCA-COLA COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| KO |
| 191216100 |
| 1L |
| ELECTION OF NOMINEES: DONALD F. MCHENRY |
| MGMT |
| FOR |
| FOR |
THE COCA-COLA COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| KO |
| 191216100 |
| 1M |
| ELECTION OF NOMINEES: SAM NUNN |
| MGMT |
| FOR |
| FOR |
THE COCA-COLA COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| KO |
| 191216100 |
| 1N |
| ELECTION OF NOMINEES: JAMES D. ROBINSON III |
| MGMT |
| FOR |
| FOR |
THE COCA-COLA COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| KO |
| 191216100 |
| 1O |
| ELECTION OF NOMINEES: PETER V. UEBERROTH |
| MGMT |
| FOR |
| FOR |
THE COCA-COLA COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| KO |
| 191216100 |
| 1P |
| ELECTION OF NOMINEES: JACOB WALLENBERG |
| MGMT |
| FOR |
| FOR |
THE COCA-COLA COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| KO |
| 191216100 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
THE COCA-COLA COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| KO |
| 191216100 |
| 3 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
THE COCA-COLA COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| KO |
| 191216100 |
| 4 |
| APPROVE AN AMENDMENT TO THE COMPANY’S BY-LAWS TO PERMIT SHAREOWNERS TO CALL SPECIAL MEETINGS |
| MGMT |
| FOR |
| FOR |
THE COCA-COLA COMPANY |
| US |
| 20130424 |
| ANNUAL |
| 20130225 |
| KO |
| 191216100 |
| 5 |
| SHAREOWNER PROPOSAL REGARDING A BOARD COMMITTEE ON HUMAN RIGHTS |
| SHAREHOLD |
| AGAINST |
| AGAINST |
JOHNSON & JOHNSON |
| US |
| 20130425 |
| ANNUAL |
| 20130226 |
| JNJ |
| 478160104 |
| 1A |
| ELECTION OF NOMINEES: MARY SUE COLEMAN |
| MGMT |
| FOR |
| FOR |
COMPANY NAME |
| COUNTRY |
| MEETING |
| MEETING TYPE |
| RECORD |
| TICKER |
| SECURITY ID |
| AGENDA |
| AGENDA ITEM DESCRIPTION |
| PROPOSED BY |
| MGMT VOTE |
| PG VOTE (“FOR”), |
JOHNSON & JOHNSON |
| US |
| 20130425 |
| ANNUAL |
| 20130226 |
| JNJ |
| 478160104 |
| 1B |
| ELECTION OF NOMINEES: JAMES G. CULLEN |
| MGMT |
| FOR |
| FOR |
JOHNSON & JOHNSON |
| US |
| 20130425 |
| ANNUAL |
| 20130226 |
| JNJ |
| 478160104 |
| 1C |
| ELECTION OF NOMINEES: IAN E.L. DAVIS |
| MGMT |
| FOR |
| FOR |
JOHNSON & JOHNSON |
| US |
| 20130425 |
| ANNUAL |
| 20130226 |
| JNJ |
| 478160104 |
| 1D |
| ELECTION OF NOMINEES: ALEX GORSKY |
| MGMT |
| FOR |
| FOR |
JOHNSON & JOHNSON |
| US |
| 20130425 |
| ANNUAL |
| 20130226 |
| JNJ |
| 478160104 |
| 1E |
| ELECTION OF NOMINEES: MICHAEL M.E. JOHNS |
| MGMT |
| FOR |
| FOR |
JOHNSON & JOHNSON |
| US |
| 20130425 |
| ANNUAL |
| 20130226 |
| JNJ |
| 478160104 |
| 1F |
| ELECTION OF NOMINEES: SUSAN L. LINDQUIST |
| MGMT |
| FOR |
| FOR |
JOHNSON & JOHNSON |
| US |
| 20130425 |
| ANNUAL |
| 20130226 |
| JNJ |
| 478160104 |
| 1G |
| ELECTION OF NOMINEES: ANNE M. MULCAHY |
| MGMT |
| FOR |
| FOR |
JOHNSON & JOHNSON |
| US |
| 20130425 |
| ANNUAL |
| 20130226 |
| JNJ |
| 478160104 |
| 1H |
| ELECTION OF NOMINEES: LEO F. MULLIN |
| MGMT |
| FOR |
| FOR |
JOHNSON & JOHNSON |
| US |
| 20130425 |
| ANNUAL |
| 20130226 |
| JNJ |
| 478160104 |
| 1I |
| ELECTION OF NOMINEES: WILLIAM D. PEREZ |
| MGMT |
| FOR |
| FOR |
JOHNSON & JOHNSON |
| US |
| 20130425 |
| ANNUAL |
| 20130226 |
| JNJ |
| 478160104 |
| 1J |
| ELECTION OF NOMINEES: CHARLES PRINCE |
| MGMT |
| FOR |
| FOR |
JOHNSON & JOHNSON |
| US |
| 20130425 |
| ANNUAL |
| 20130226 |
| JNJ |
| 478160104 |
| 1K |
| ELECTION OF NOMINEES: A. EUGENE WASHINGTON |
| MGMT |
| FOR |
| FOR |
JOHNSON & JOHNSON |
| US |
| 20130425 |
| ANNUAL |
| 20130226 |
| JNJ |
| 478160104 |
| 1L |
| ELECTION OF NOMINEES: RONALD A. WILLIAMS |
| MGMT |
| FOR |
| FOR |
JOHNSON & JOHNSON |
| US |
| 20130425 |
| ANNUAL |
| 20130226 |
| JNJ |
| 478160104 |
| 2 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
JOHNSON & JOHNSON |
| US |
| 20130425 |
| ANNUAL |
| 20130226 |
| JNJ |
| 478160104 |
| 3 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
JOHNSON & JOHNSON |
| US |
| 20130425 |
| ANNUAL |
| 20130226 |
| JNJ |
| 478160104 |
| 4 |
| SHAREHOLDER PROPOSAL - EXECUTIVES TO RETAIN SIGNIFICANT STOCK |
| SHAREHOLD |
| AGAINST |
| AGAINST |
JOHNSON & JOHNSON |
| US |
| 20130425 |
| ANNUAL |
| 20130226 |
| JNJ |
| 478160104 |
| 5 |
| SHAREHOLDER PROPOSAL ON POLITICAL CONTRIBUTIONS AND CORPORATE VALUES |
| SHAREHOLD |
| AGAINST |
| AGAINST |
JOHNSON & JOHNSON |
| US |
| 20130425 |
| ANNUAL |
| 20130226 |
| JNJ |
| 478160104 |
| 6 |
| SHAREHOLDER PROPOSAL ON INDEPENDENT BOARD CHAIRMAN |
| SHAREHOLD |
| AGAINST |
| AGAINST |
ABBOTT LABORATORIES |
| US |
| 20130426 |
| ANNUAL |
| 20130227 |
| ABT |
| 002824100 |
| 1 |
| ELECTION OF NOMINEES: 1. R.J. ALPERN, 2. R.S. AUSTIN, 3. S.E. BLOUNT, 4. W.J. FARRELL, 5. E.M. LIDDY, 6. N. MCKINSTRY, 7. P.N. NOVAKOVIC, 8. W.A. OSBORN, 9. S.C. SCOTT III, 10. G.F. TILTON, 11. M.D. WHITE |
| MGMT |
| FOR |
| FOR |
ABBOTT LABORATORIES |
| US |
| 20130426 |
| ANNUAL |
| 20130227 |
| ABT |
| 002824100 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
ABBOTT LABORATORIES |
| US |
| 20130426 |
| ANNUAL |
| 20130227 |
| ABT |
| 002824100 |
| 3 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
ABBOTT LABORATORIES |
| US |
| 20130426 |
| ANNUAL |
| 20130227 |
| ABT |
| 002824100 |
| 4 |
| SHAREHOLDER PROPOSAL - GENETICALLY MODIFIED INGREDIENTS |
| SHAREHOLD |
| AGAINST |
| AGAINST |
ABBOTT LABORATORIES |
| US |
| 20130426 |
| ANNUAL |
| 20130227 |
| ABT |
| 002824100 |
| 5 |
| SHAREHOLDER PROPOSAL - LOBBYING DISCLOSURE |
| SHAREHOLD |
| AGAINST |
| AGAINST |
ABBOTT LABORATORIES |
| US |
| 20130426 |
| ANNUAL |
| 20130227 |
| ABT |
| 002824100 |
| 6 |
| SHAREHOLDER PROPOSAL - INDEPENDENT BOARD CHAIR |
| SHAREHOLD |
| AGAINST |
| AGAINST |
ABBOTT LABORATORIES |
| US |
| 20130426 |
| ANNUAL |
| 20130227 |
| ABT |
| 002824100 |
| 7 |
| SHAREHOLDER PROPOSAL - EQUITY RETENTION AND HEDGING |
| SHAREHOLD |
| AGAINST |
| AGAINST |
ABBOTT LABORATORIES |
| US |
| 20130426 |
| ANNUAL |
| 20130227 |
| ABT |
| 002824100 |
| 8 |
| SHAREHOLDER PROPOSAL - INCENTIVE COMPENSATION |
| SHAREHOLD |
| AGAINST |
| AGAINST |
ABBOTT LABORATORIES |
| US |
| 20130426 |
| ANNUAL |
| 20130227 |
| ABT |
| 002824100 |
| 9 |
| SHAREHOLDER PROPOSAL - ACCELERATED VESTING OF AWARDS UPON CHANGE IN CONTROL |
| SHAREHOLD |
| AGAINST |
| AGAINST |
INTERNATIONAL BUSINESS MACHINES CORP. |
| US |
| 20130430 |
| ANNUAL |
| 20130301 |
| IBM |
| 459200101 |
| 1A |
| ELECTION OF NOMINEES: A.J.P. BELDA |
| MGMT |
| FOR |
| FOR |
INTERNATIONAL BUSINESS MACHINES CORP. |
| US |
| 20130430 |
| ANNUAL |
| 20130301 |
| IBM |
| 459200101 |
| 1B |
| ELECTION OF NOMINEES: W.R. BRODY |
| MGMT |
| FOR |
| FOR |
INTERNATIONAL BUSINESS MACHINES CORP. |
| US |
| 20130430 |
| ANNUAL |
| 20130301 |
| IBM |
| 459200101 |
| 1C |
| ELECTION OF NOMINEES: K.I. CHENAULT |
| MGMT |
| FOR |
| FOR |
INTERNATIONAL BUSINESS MACHINES CORP. |
| US |
| 20130430 |
| ANNUAL |
| 20130301 |
| IBM |
| 459200101 |
| 1D |
| ELECTION OF NOMINEES: M.L. ESKEW |
| MGMT |
| FOR |
| FOR |
INTERNATIONAL BUSINESS MACHINES CORP. |
| US |
| 20130430 |
| ANNUAL |
| 20130301 |
| IBM |
| 459200101 |
| 1E |
| ELECTION OF NOMINEES: D.N. FARR |
| MGMT |
| FOR |
| FOR |
INTERNATIONAL BUSINESS MACHINES CORP. |
| US |
| 20130430 |
| ANNUAL |
| 20130301 |
| IBM |
| 459200101 |
| 1F |
| ELECTION OF NOMINEES: S.A. JACKSON |
| MGMT |
| FOR |
| FOR |
INTERNATIONAL BUSINESS MACHINES CORP. |
| US |
| 20130430 |
| ANNUAL |
| 20130301 |
| IBM |
| 459200101 |
| 1G |
| ELECTION OF NOMINEES: A.N. LIVERIS |
| MGMT |
| FOR |
| FOR |
INTERNATIONAL BUSINESS MACHINES CORP. |
| US |
| 20130430 |
| ANNUAL |
| 20130301 |
| IBM |
| 459200101 |
| 1H |
| ELECTION OF NOMINEES: W.J. MCNERNEY, JR. |
| MGMT |
| FOR |
| FOR |
INTERNATIONAL BUSINESS MACHINES CORP. |
| US |
| 20130430 |
| ANNUAL |
| 20130301 |
| IBM |
| 459200101 |
| 1I |
| ELECTION OF NOMINEES: J.W. OWENS |
| MGMT |
| FOR |
| FOR |
INTERNATIONAL BUSINESS MACHINES CORP. |
| US |
| 20130430 |
| ANNUAL |
| 20130301 |
| IBM |
| 459200101 |
| 1J |
| ELECTION OF NOMINEES: V.M. ROMETTY |
| MGMT |
| FOR |
| FOR |
INTERNATIONAL BUSINESS MACHINES CORP. |
| US |
| 20130430 |
| ANNUAL |
| 20130301 |
| IBM |
| 459200101 |
| 1K |
| ELECTION OF NOMINEES: J.E. SPERO |
| MGMT |
| FOR |
| FOR |
INTERNATIONAL BUSINESS MACHINES CORP. |
| US |
| 20130430 |
| ANNUAL |
| 20130301 |
| IBM |
| 459200101 |
| 1L |
| ELECTION OF NOMINEES: S. TAUREL |
| MGMT |
| FOR |
| FOR |
INTERNATIONAL BUSINESS MACHINES CORP. |
| US |
| 20130430 |
| ANNUAL |
| 20130301 |
| IBM |
| 459200101 |
| 1M |
| ELECTION OF NOMINEES: L.H. ZAMBRANO |
| MGMT |
| FOR |
| FOR |
INTERNATIONAL BUSINESS MACHINES CORP. |
| US |
| 20130430 |
| ANNUAL |
| 20130301 |
| IBM |
| 459200101 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
INTERNATIONAL BUSINESS MACHINES CORP. |
| US |
| 20130430 |
| ANNUAL |
| 20130301 |
| IBM |
| 459200101 |
| 3 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
INTERNATIONAL BUSINESS MACHINES CORP. |
| US |
| 20130430 |
| ANNUAL |
| 20130301 |
| IBM |
| 459200101 |
| 4 |
| STOCKHOLDER PROPOSAL FOR DISCLOSURE OF LOBBYING POLICIES AND PRACTICES |
| SHAREHOLD |
| AGAINST |
| AGAINST |
INTERNATIONAL BUSINESS MACHINES CORP. |
| US |
| 20130430 |
| ANNUAL |
| 20130301 |
| IBM |
| 459200101 |
| 5 |
| STOCKHOLDER PROPOSAL ON THE RIGHT TO ACT BY WRITTEN CONSENT |
| SHAREHOLD |
| AGAINST |
| AGAINST |
INTERNATIONAL BUSINESS MACHINES CORP. |
| US |
| 20130430 |
| ANNUAL |
| 20130301 |
| IBM |
| 459200101 |
| 6 |
| STOCKHOLDER PROPOSAL ON INDEPENDENT BOARD CHAIR |
| SHAREHOLD |
| AGAINST |
| AGAINST |
INTERNATIONAL BUSINESS MACHINES CORP. |
| US |
| 20130430 |
| ANNUAL |
| 20130301 |
| IBM |
| 459200101 |
| 7 |
| STOCKHOLDER PROPOSAL FOR EXECUTIVES TO RETAIN SIGNIFICANT STOCK |
| SHAREHOLD |
| AGAINST |
| AGAINST |
UNITED PARCEL SERVICE, INC. |
| US |
| 20130502 |
| ANNUAL |
| 20130315 |
| UPS |
| 911312106 |
| 1A |
| ELECTION OF NOMINEES: F. DUANE ACKERMAN |
| MGMT |
| FOR |
| FOR |
UNITED PARCEL SERVICE, INC. |
| US |
| 20130502 |
| ANNUAL |
| 20130315 |
| UPS |
| 911312106 |
| 1B |
| ELECTION OF NOMINEES: MICHAEL J. BURNS |
| MGMT |
| FOR |
| FOR |
COMPANY NAME |
| COUNTRY |
| MEETING |
| MEETING TYPE |
| RECORD |
| TICKER |
| SECURITY ID |
| AGENDA |
| AGENDA ITEM DESCRIPTION |
| PROPOSED BY |
| MGMT VOTE |
| PG VOTE (“FOR”), |
UNITED PARCEL SERVICE, INC. |
| US |
| 20130502 |
| ANNUAL |
| 20130315 |
| UPS |
| 911312106 |
| 1C |
| ELECTION OF NOMINEES: D. SCOTT DAVIS |
| MGMT |
| FOR |
| FOR |
UNITED PARCEL SERVICE, INC. |
| US |
| 20130502 |
| ANNUAL |
| 20130315 |
| UPS |
| 911312106 |
| 1D |
| ELECTION OF NOMINEES: STUART E. EIZENSTAT |
| MGMT |
| FOR |
| FOR |
UNITED PARCEL SERVICE, INC. |
| US |
| 20130502 |
| ANNUAL |
| 20130315 |
| UPS |
| 911312106 |
| 1E |
| ELECTION OF NOMINEES: MICHAEL L. ESKEW |
| MGMT |
| FOR |
| FOR |
UNITED PARCEL SERVICE, INC. |
| US |
| 20130502 |
| ANNUAL |
| 20130315 |
| UPS |
| 911312106 |
| 1F |
| ELECTION OF NOMINEES: WILLIAM R. JOHNSON |
| MGMT |
| FOR |
| FOR |
UNITED PARCEL SERVICE, INC. |
| US |
| 20130502 |
| ANNUAL |
| 20130315 |
| UPS |
| 911312106 |
| 1G |
| ELECTION OF NOMINEES: CANDACE KENDLE |
| MGMT |
| FOR |
| FOR |
UNITED PARCEL SERVICE, INC. |
| US |
| 20130502 |
| ANNUAL |
| 20130315 |
| UPS |
| 911312106 |
| 1H |
| ELECTION OF NOMINEES: ANN M. LIVERMORE |
| MGMT |
| FOR |
| FOR |
UNITED PARCEL SERVICE, INC. |
| US |
| 20130502 |
| ANNUAL |
| 20130315 |
| UPS |
| 911312106 |
| 1I |
| ELECTION OF NOMINEES: RUDY H.P. MARKHAM |
| MGMT |
| FOR |
| FOR |
UNITED PARCEL SERVICE, INC. |
| US |
| 20130502 |
| ANNUAL |
| 20130315 |
| UPS |
| 911312106 |
| 1J |
| ELECTION OF NOMINEES: CLARK T. RANDT, JR. |
| MGMT |
| FOR |
| FOR |
UNITED PARCEL SERVICE, INC. |
| US |
| 20130502 |
| ANNUAL |
| 20130315 |
| UPS |
| 911312106 |
| 1K |
| ELECTION OF NOMINEES: CAROL B. TOME |
| MGMT |
| FOR |
| FOR |
UNITED PARCEL SERVICE, INC. |
| US |
| 20130502 |
| ANNUAL |
| 20130315 |
| UPS |
| 911312106 |
| 1L |
| ELECTION OF NOMINEES: KEVIN M. WARSH |
| MGMT |
| FOR |
| FOR |
UNITED PARCEL SERVICE, INC. |
| US |
| 20130502 |
| ANNUAL |
| 20130315 |
| UPS |
| 911312106 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
UNITED PARCEL SERVICE, INC. |
| US |
| 20130502 |
| ANNUAL |
| 20130315 |
| UPS |
| 911312106 |
| 3 |
| SHAREOWNER PROPOSAL ON LOBBYING DISCLOSURE |
| SHAREHOLD |
| AGAINST |
| AGAINST |
UNITED PARCEL SERVICE, INC. |
| US |
| 20130502 |
| ANNUAL |
| 20130315 |
| UPS |
| 911312106 |
| 4 |
| SHAREOWNER PROPOSAL TO REDUCE THE VOTING POWER OF CLASS A STOCK FROM 10 VOTES PER SHARE TO ONE VOTE PER SHARE |
| SHAREHOLD |
| AGAINST |
| AGAINST |
ILLINOIS TOOL WORKS INC. |
| US |
| 20130503 |
| ANNUAL |
| 20130305 |
| ITW |
| 452308109 |
| 1A |
| ELECTION OF NOMINEES: DANIEL J. BRUTTO |
| MGMT |
| FOR |
| FOR |
ILLINOIS TOOL WORKS INC. |
| US |
| 20130503 |
| ANNUAL |
| 20130305 |
| ITW |
| 452308109 |
| 1B |
| ELECTION OF NOMINEES: SUSAN CROWN |
| MGMT |
| FOR |
| FOR |
ILLINOIS TOOL WORKS INC. |
| US |
| 20130503 |
| ANNUAL |
| 20130305 |
| ITW |
| 452308109 |
| 1C |
| ELECTION OF NOMINEES: DON H. DAVIS, JR. |
| MGMT |
| FOR |
| FOR |
ILLINOIS TOOL WORKS INC. |
| US |
| 20130503 |
| ANNUAL |
| 20130305 |
| ITW |
| 452308109 |
| 1D |
| ELECTION OF NOMINEES: JAMES W. GRIFFITH |
| MGMT |
| FOR |
| FOR |
ILLINOIS TOOL WORKS INC. |
| US |
| 20130503 |
| ANNUAL |
| 20130305 |
| ITW |
| 452308109 |
| 1E |
| ELECTION OF NOMINEES: ROBERT C. MCCORMACK |
| MGMT |
| FOR |
| FOR |
ILLINOIS TOOL WORKS INC. |
| US |
| 20130503 |
| ANNUAL |
| 20130305 |
| ITW |
| 452308109 |
| 1F |
| ELECTION OF NOMINEES: ROBERT S. MORRISON |
| MGMT |
| FOR |
| FOR |
ILLINOIS TOOL WORKS INC. |
| US |
| 20130503 |
| ANNUAL |
| 20130305 |
| ITW |
| 452308109 |
| 1G |
| ELECTION OF NOMINEES: E. SCOTT SANTI |
| MGMT |
| FOR |
| FOR |
ILLINOIS TOOL WORKS INC. |
| US |
| 20130503 |
| ANNUAL |
| 20130305 |
| ITW |
| 452308109 |
| 1H |
| ELECTION OF NOMINEES: JAMES A. SKINNER |
| MGMT |
| FOR |
| FOR |
ILLINOIS TOOL WORKS INC. |
| US |
| 20130503 |
| ANNUAL |
| 20130305 |
| ITW |
| 452308109 |
| 1I |
| ELECTION OF NOMINEES: DAVID B. SMITH, JR. |
| MGMT |
| FOR |
| FOR |
ILLINOIS TOOL WORKS INC. |
| US |
| 20130503 |
| ANNUAL |
| 20130305 |
| ITW |
| 452308109 |
| 1J |
| ELECTION OF NOMINEES: PAMELA B. STROBEL |
| MGMT |
| FOR |
| FOR |
ILLINOIS TOOL WORKS INC. |
| US |
| 20130503 |
| ANNUAL |
| 20130305 |
| ITW |
| 452308109 |
| 1K |
| ELECTION OF NOMINEES: KEVIN M. WARREN |
| MGMT |
| FOR |
| FOR |
ILLINOIS TOOL WORKS INC. |
| US |
| 20130503 |
| ANNUAL |
| 20130305 |
| ITW |
| 452308109 |
| 1L |
| ELECTION OF NOMINEES: ANRE D. WILLIAMS |
| MGMT |
| FOR |
| FOR |
ILLINOIS TOOL WORKS INC. |
| US |
| 20130503 |
| ANNUAL |
| 20130305 |
| ITW |
| 452308109 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
ILLINOIS TOOL WORKS INC. |
| US |
| 20130503 |
| ANNUAL |
| 20130305 |
| ITW |
| 452308109 |
| 3 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
ILLINOIS TOOL WORKS INC. |
| US |
| 20130503 |
| ANNUAL |
| 20130305 |
| ITW |
| 452308109 |
| 4 |
| STOCKHOLDER PROPOSAL TO ADOPT SIMPLE MAJORITY VOTE RIGHT |
| SHAREHOLD |
| AGAINST |
| AGAINST |
BERKSHIRE HATHAWAY INC. |
| US |
| 20130504 |
| ANNUAL |
| 20130306 |
| BRK/B |
| 084670702 |
| 1 |
| ELECTION OF NOMINEES: 1. WARREN E. BUFFETT, 2. CHARLES T. MUNGER, 3. HOWARD G. BUFFETT, 4. STEPHEN B. BURKE, 5. SUSAN L. DECKER, 6. WILLIAM H. GATES III, 7. DAVID S. GOTTESMAN, 8. CHARLOTTE GUYMAN, 9. DONALD R. KEOUGH, 10. THOMAS S. MURPHY, 11. RONALD L. OLSON, 12. WALTER SCOTT, JR., 13. MERYL B. WITMER |
| MGMT |
| FOR |
| FOR |
BERKSHIRE HATHAWAY INC. |
| US |
| 20130504 |
| ANNUAL |
| 20130306 |
| BRK/B |
| 084670702 |
| 2 |
| SHAREHOLDER PROPOSAL REGARDING GREENHOUSE GAS AND OTHER AIR EMISSIONS |
| SHAREHOLD |
| AGAINST |
| AGAINST |
AMERICAN INTERNATIONAL GROUP, INC. |
| US |
| 20130515 |
| ANNUAL |
| 20130320 |
| AIG |
| 026874784 |
| 1A |
| ELECTION OF NOMINEES: ROBERT H. BENMOSCHE |
| MGMT |
| FOR |
| FOR |
AMERICAN INTERNATIONAL GROUP, INC. |
| US |
| 20130515 |
| ANNUAL |
| 20130320 |
| AIG |
| 026874784 |
| 1B |
| ELECTION OF NOMINEES: W. DON CORNWELL |
| MGMT |
| FOR |
| FOR |
AMERICAN INTERNATIONAL GROUP, INC. |
| US |
| 20130515 |
| ANNUAL |
| 20130320 |
| AIG |
| 026874784 |
| 1C |
| ELECTION OF NOMINEES: JOHN H. FITZPATRICK |
| MGMT |
| FOR |
| FOR |
AMERICAN INTERNATIONAL GROUP, INC. |
| US |
| 20130515 |
| ANNUAL |
| 20130320 |
| AIG |
| 026874784 |
| 1D |
| ELECTION OF NOMINEES: WILLIAM G. JURGENSEN |
| MGMT |
| FOR |
| FOR |
AMERICAN INTERNATIONAL GROUP, INC. |
| US |
| 20130515 |
| ANNUAL |
| 20130320 |
| AIG |
| 026874784 |
| 1E |
| ELECTION OF NOMINEES: CHRISTOPHER S. LYNCH |
| MGMT |
| FOR |
| FOR |
AMERICAN INTERNATIONAL GROUP, INC. |
| US |
| 20130515 |
| ANNUAL |
| 20130320 |
| AIG |
| 026874784 |
| 1F |
| ELECTION OF NOMINEES: ARTHUR C. MARTINEZ |
| MGMT |
| FOR |
| FOR |
AMERICAN INTERNATIONAL GROUP, INC. |
| US |
| 20130515 |
| ANNUAL |
| 20130320 |
| AIG |
| 026874784 |
| 1G |
| ELECTION OF NOMINEES: GEORGE L. MILES, JR. |
| MGMT |
| FOR |
| FOR |
AMERICAN INTERNATIONAL GROUP, INC. |
| US |
| 20130515 |
| ANNUAL |
| 20130320 |
| AIG |
| 026874784 |
| 1H |
| ELECTION OF NOMINEES: HENRY S. MILLER |
| MGMT |
| FOR |
| FOR |
AMERICAN INTERNATIONAL GROUP, INC. |
| US |
| 20130515 |
| ANNUAL |
| 20130320 |
| AIG |
| 026874784 |
| 1I |
| ELECTION OF NOMINEES: ROBERT S. MILLER |
| MGMT |
| FOR |
| FOR |
AMERICAN INTERNATIONAL GROUP, INC. |
| US |
| 20130515 |
| ANNUAL |
| 20130320 |
| AIG |
| 026874784 |
| 1J |
| ELECTION OF NOMINEES: SUZANNE NORA JOHNSON |
| MGMT |
| FOR |
| FOR |
AMERICAN INTERNATIONAL GROUP, INC. |
| US |
| 20130515 |
| ANNUAL |
| 20130320 |
| AIG |
| 026874784 |
| 1K |
| ELECTION OF NOMINEES: RONALD A. RITTENMEYER |
| MGMT |
| FOR |
| FOR |
AMERICAN INTERNATIONAL GROUP, INC. |
| US |
| 20130515 |
| ANNUAL |
| 20130320 |
| AIG |
| 026874784 |
| 1L |
| ELECTION OF NOMINEES: DOUGLAS M. STEENLAND |
| MGMT |
| FOR |
| FOR |
AMERICAN INTERNATIONAL GROUP, INC. |
| US |
| 20130515 |
| ANNUAL |
| 20130320 |
| AIG |
| 026874784 |
| 1M |
| ELECTION OF NOMINEES: THERESA M. STONE |
| MGMT |
| FOR |
| FOR |
AMERICAN INTERNATIONAL GROUP, INC. |
| US |
| 20130515 |
| ANNUAL |
| 20130320 |
| AIG |
| 026874784 |
| 2 |
| TO APPROVE THE AMERICAN INTERNATIONAL GROUP, INC. 2013 OMNIBUS INCENTIVE PLAN |
| MGMT |
| FOR |
| FOR |
COMPANY NAME |
| COUNTRY |
| MEETING |
| MEETING TYPE |
| RECORD |
| TICKER |
| SECURITY ID |
| AGENDA |
| AGENDA ITEM DESCRIPTION |
| PROPOSED BY |
| MGMT VOTE |
| PG VOTE (“FOR”), |
AMERICAN INTERNATIONAL GROUP, INC. |
| US |
| 20130515 |
| ANNUAL |
| 20130320 |
| AIG |
| 026874784 |
| 3 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
AMERICAN INTERNATIONAL GROUP, INC. |
| US |
| 20130515 |
| ANNUAL |
| 20130320 |
| AIG |
| 026874784 |
| 4 |
| TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF FUTURE EXECUTIVE COMPENSATION VOTES |
| MGMT |
| 1 YEAR |
| 1 YEAR |
AMERICAN INTERNATIONAL GROUP, INC. |
| US |
| 20130515 |
| ANNUAL |
| 20130320 |
| AIG |
| 026874784 |
| 5 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
AMERICAN INTERNATIONAL GROUP, INC. |
| US |
| 20130515 |
| ANNUAL |
| 20130320 |
| AIG |
| 026874784 |
| 6 |
| TO ACT UPON A SHAREHOLDER PROPOSAL RELATING TO RESTRICTING SERVICE ON OTHER BOARDS BY DIRECTORS OF AIG |
| SHAREHOLD |
| AGAINST |
| AGAINST |
INTEL CORPORATION |
| US |
| 20130516 |
| ANNUAL |
| 20130318 |
| INTC |
| 458140100 |
| 1A |
| ELECTION OF NOMINEES: CHARLENE BARSHEFSKY |
| MGMT |
| FOR |
| FOR |
INTEL CORPORATION |
| US |
| 20130516 |
| ANNUAL |
| 20130318 |
| INTC |
| 458140100 |
| 1B |
| ELECTION OF NOMINEES: ANDY D. BRYANT |
| MGMT |
| FOR |
| FOR |
INTEL CORPORATION |
| US |
| 20130516 |
| ANNUAL |
| 20130318 |
| INTC |
| 458140100 |
| 1C |
| ELECTION OF NOMINEES: SUSAN L. DECKER |
| MGMT |
| FOR |
| FOR |
INTEL CORPORATION |
| US |
| 20130516 |
| ANNUAL |
| 20130318 |
| INTC |
| 458140100 |
| 1D |
| ELECTION OF NOMINEES: JOHN J. DONAHOE |
| MGMT |
| FOR |
| FOR |
INTEL CORPORATION |
| US |
| 20130516 |
| ANNUAL |
| 20130318 |
| INTC |
| 458140100 |
| 1E |
| ELECTION OF NOMINEES: REED E. HUNDT |
| MGMT |
| FOR |
| FOR |
INTEL CORPORATION |
| US |
| 20130516 |
| ANNUAL |
| 20130318 |
| INTC |
| 458140100 |
| 1F |
| ELECTION OF NOMINEES: JAMES D. PLUMMER |
| MGMT |
| FOR |
| FOR |
INTEL CORPORATION |
| US |
| 20130516 |
| ANNUAL |
| 20130318 |
| INTC |
| 458140100 |
| 1G |
| ELECTION OF NOMINEES: DAVID S. POTTRUCK |
| MGMT |
| FOR |
| FOR |
INTEL CORPORATION |
| US |
| 20130516 |
| ANNUAL |
| 20130318 |
| INTC |
| 458140100 |
| 1H |
| ELECTION OF NOMINEES: FRANK D. YEARY |
| MGMT |
| FOR |
| FOR |
INTEL CORPORATION |
| US |
| 20130516 |
| ANNUAL |
| 20130318 |
| INTC |
| 458140100 |
| 1I |
| ELECTION OF NOMINEES: DAVID B. YOFFIE |
| MGMT |
| FOR |
| FOR |
INTEL CORPORATION |
| US |
| 20130516 |
| ANNUAL |
| 20130318 |
| INTC |
| 458140100 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
INTEL CORPORATION |
| US |
| 20130516 |
| ANNUAL |
| 20130318 |
| INTC |
| 458140100 |
| 3 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
INTEL CORPORATION |
| US |
| 20130516 |
| ANNUAL |
| 20130318 |
| INTC |
| 458140100 |
| 4 |
| APPROVAL OF AMENDMENT AND EXTENSION OF THE 2006 EQUITY INCENTIVE PLAN |
| MGMT |
| FOR |
| FOR |
INTEL CORPORATION |
| US |
| 20130516 |
| ANNUAL |
| 20130318 |
| INTC |
| 458140100 |
| 5 |
| STOCKHOLDER PROPOSAL TITLED “EXECUTIVES TO RETAIN SIGNIFICANT STOCK” |
| SHAREHOLD |
| AGAINST |
| AGAINST |
MONDELEZ INTL, INC |
| US |
| 20130521 |
| ANNUAL |
| 20130315 |
| MDLZ |
| 609207105 |
| 1A |
| ELECTION OF NOMINEES: STEPHEN F. BOLLENBACH |
| MGMT |
| FOR |
| FOR |
MONDELEZ INTL, INC |
| US |
| 20130521 |
| ANNUAL |
| 20130315 |
| MDLZ |
| 609207105 |
| 1B |
| ELECTION OF NOMINEES: LEWIS W.K. BOOTH |
| MGMT |
| FOR |
| FOR |
MONDELEZ INTL, INC |
| US |
| 20130521 |
| ANNUAL |
| 20130315 |
| MDLZ |
| 609207105 |
| 1C |
| ELECTION OF NOMINEES: LOIS D. JULIBER |
| MGMT |
| FOR |
| FOR |
MONDELEZ INTL, INC |
| US |
| 20130521 |
| ANNUAL |
| 20130315 |
| MDLZ |
| 609207105 |
| 1D |
| ELECTION OF NOMINEES: MARK D. KETCHUM |
| MGMT |
| FOR |
| FOR |
MONDELEZ INTL, INC |
| US |
| 20130521 |
| ANNUAL |
| 20130315 |
| MDLZ |
| 609207105 |
| 1E |
| ELECTION OF NOMINEES: JORGE S. MESQUITA |
| MGMT |
| FOR |
| FOR |
MONDELEZ INTL, INC |
| US |
| 20130521 |
| ANNUAL |
| 20130315 |
| MDLZ |
| 609207105 |
| 1F |
| ELECTION OF NOMINEES: FREDRIC G. REYNOLDS |
| MGMT |
| FOR |
| FOR |
MONDELEZ INTL, INC |
| US |
| 20130521 |
| ANNUAL |
| 20130315 |
| MDLZ |
| 609207105 |
| 1G |
| ELECTION OF NOMINEES: IRENE B. ROSENFELD |
| MGMT |
| FOR |
| FOR |
MONDELEZ INTL, INC |
| US |
| 20130521 |
| ANNUAL |
| 20130315 |
| MDLZ |
| 609207105 |
| 1H |
| ELECTION OF NOMINEES: PATRICK T. SIEWERT |
| MGMT |
| FOR |
| FOR |
MONDELEZ INTL, INC |
| US |
| 20130521 |
| ANNUAL |
| 20130315 |
| MDLZ |
| 609207105 |
| 1I |
| ELECTION OF NOMINEES: RUTH J. SIMMONS |
| MGMT |
| FOR |
| FOR |
MONDELEZ INTL, INC |
| US |
| 20130521 |
| ANNUAL |
| 20130315 |
| MDLZ |
| 609207105 |
| 1J |
| ELECTION OF NOMINEES: RATAN N. TATA |
| MGMT |
| FOR |
| FOR |
MONDELEZ INTL, INC |
| US |
| 20130521 |
| ANNUAL |
| 20130315 |
| MDLZ |
| 609207105 |
| 1K |
| ELECTION OF NOMINEES: J.F. VAN BOXMEER |
| MGMT |
| FOR |
| FOR |
MONDELEZ INTL, INC |
| US |
| 20130521 |
| ANNUAL |
| 20130315 |
| MDLZ |
| 609207105 |
| 2 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
MONDELEZ INTL, INC |
| US |
| 20130521 |
| ANNUAL |
| 20130315 |
| MDLZ |
| 609207105 |
| 3 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
MONDELEZ INTL, INC |
| US |
| 20130521 |
| ANNUAL |
| 20130315 |
| MDLZ |
| 609207105 |
| 4 |
| SHAREHOLDER PROPOSAL: REPORT ON EXTENDED PRODUCER RESPONSIBILITY |
| SHAREHOLD |
| AGAINST |
| AGAINST |
MONDELEZ INTL, INC |
| US |
| 20130521 |
| ANNUAL |
| 20130315 |
| MDLZ |
| 609207105 |
| 5 |
| SHAREHOLDER PROPOSAL: SUSTAINABILITY REPORT ON GENDER EQUALITY IN THE COMPANY’S SUPPLY CHAIN |
| SHAREHOLD |
| AGAINST |
| AGAINST |
KRAFT FOODS GROUP, INC. |
| US |
| 20130522 |
| ANNUAL |
| 20130315 |
| KRFT |
| 50076Q106 |
| 1A |
| ELECTION OF NOMINEES: ABELARDO E. BRU |
| MGMT |
| FOR |
| FOR |
KRAFT FOODS GROUP, INC. |
| US |
| 20130522 |
| ANNUAL |
| 20130315 |
| KRFT |
| 50076Q106 |
| 1B |
| ELECTION OF NOMINEES: JEANNE P. JACKSON |
| MGMT |
| FOR |
| FOR |
KRAFT FOODS GROUP, INC. |
| US |
| 20130522 |
| ANNUAL |
| 20130315 |
| KRFT |
| 50076Q106 |
| 1C |
| ELECTION OF NOMINEES: E. FOLLIN SMITH |
| MGMT |
| FOR |
| FOR |
KRAFT FOODS GROUP, INC. |
| US |
| 20130522 |
| ANNUAL |
| 20130315 |
| KRFT |
| 50076Q106 |
| 2 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
KRAFT FOODS GROUP, INC. |
| US |
| 20130522 |
| ANNUAL |
| 20130315 |
| KRFT |
| 50076Q106 |
| 3 |
| ADVISORY VOTE ON THE FREQUENCY OF AN EXECUTIVE COMPENSATION VOTE |
| MGMT |
| 1 YEAR |
| 1 YEAR |
KRAFT FOODS GROUP, INC. |
| US |
| 20130522 |
| ANNUAL |
| 20130315 |
| KRFT |
| 50076Q106 |
| 4 |
| APPROVAL OF THE MATERIAL TERMS FOR PERFORMANCE-BASED AWARDS UNDER THE KRAFT FOODS GROUP, INC. 2012 PERFORMANCE INCENTIVE PLAN |
| MGMT |
| FOR |
| FOR |
KRAFT FOODS GROUP, INC. |
| US |
| 20130522 |
| ANNUAL |
| 20130315 |
| KRFT |
| 50076Q106 |
| 5 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
KRAFT FOODS GROUP, INC. |
| US |
| 20130522 |
| ANNUAL |
| 20130315 |
| KRFT |
| 50076Q106 |
| 6 |
| SHAREHOLDER PROPOSAL: LABEL GENETICALLY ENGINEERED PRODUCTS |
| SHAREHOLD |
| AGAINST |
| AGAINST |
MCDONALD’S CORPORATION |
| US |
| 20130523 |
| ANNUAL |
| 20130325 |
| MCD |
| 580135101 |
| 1A |
| ELECTION OF NOMINEES: WALTER E. MASSEY |
| MGMT |
| FOR |
| FOR |
MCDONALD’S CORPORATION |
| US |
| 20130523 |
| ANNUAL |
| 20130325 |
| MCD |
| 580135101 |
| 1B |
| ELECTION OF NOMINEES: JOHN W. ROGERS, JR. |
| MGMT |
| FOR |
| FOR |
MCDONALD’S CORPORATION |
| US |
| 20130523 |
| ANNUAL |
| 20130325 |
| MCD |
| 580135101 |
| 1C |
| ELECTION OF NOMINEES: ROGER W. STONE |
| MGMT |
| FOR |
| FOR |
MCDONALD’S CORPORATION |
| US |
| 20130523 |
| ANNUAL |
| 20130325 |
| MCD |
| 580135101 |
| 1D |
| ELECTION OF NOMINEES: MILES D. WHITE |
| MGMT |
| FOR |
| FOR |
MCDONALD’S CORPORATION |
| US |
| 20130523 |
| ANNUAL |
| 20130325 |
| MCD |
| 580135101 |
| 2 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
MCDONALD’S CORPORATION |
| US |
| 20130523 |
| ANNUAL |
| 20130325 |
| MCD |
| 580135101 |
| 3 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
COMPANY NAME |
| COUNTRY |
| MEETING |
| MEETING TYPE |
| RECORD |
| TICKER |
| SECURITY ID |
| AGENDA |
| AGENDA ITEM DESCRIPTION |
| PROPOSED BY |
| MGMT VOTE |
| PG VOTE (“FOR”), |
MCDONALD’S CORPORATION |
| US |
| 20130523 |
| ANNUAL |
| 20130325 |
| MCD |
| 580135101 |
| 4 |
| ADVISORY VOTE ON A SHAREHOLDER PROPOSAL REQUESTING AN ANNUAL REPORT ON EXECUTIVE COMPENSATION, IF PRESENTED |
| SHAREHOLD |
| AGAINST |
| AGAINST |
MCDONALD’S CORPORATION |
| US |
| 20130523 |
| ANNUAL |
| 20130325 |
| MCD |
| 580135101 |
| 5 |
| ADVISORY VOTE ON A SHAREHOLDER PROPOSAL REQUESTING AN EXECUTIVE STOCK RETENTION POLICY, IF PRESENTED |
| SHAREHOLD |
| AGAINST |
| AGAINST |
MCDONALD’S CORPORATION |
| US |
| 20130523 |
| ANNUAL |
| 20130325 |
| MCD |
| 580135101 |
| 6 |
| ADVISORY VOTE ON A SHAREHOLDER PROPOSAL REQUESTING A HUMAN RIGHTS REPORT, IF PRESENTED |
| SHAREHOLD |
| AGAINST |
| AGAINST |
MCDONALD’S CORPORATION |
| US |
| 20130523 |
| ANNUAL |
| 20130325 |
| MCD |
| 580135101 |
| 7 |
| ADVISORY VOTE ON A SHAREHOLDER PROPOSAL REQUESTING A NUTRITION REPORT, IF PRESENTED |
| SHAREHOLD |
| AGAINST |
| AGAINST |
TIME WARNER INC. |
| US |
| 20130523 |
| ANNUAL |
| 20130325 |
| TWX |
| 887317303 |
| 1A |
| ELECTION OF NOMINEES: JAMES L. BARKSDALE |
| MGMT |
| FOR |
| FOR |
TIME WARNER INC. |
| US |
| 20130523 |
| ANNUAL |
| 20130325 |
| TWX |
| 887317303 |
| 1B |
| ELECTION OF NOMINEES: WILLIAM P. BARR |
| MGMT |
| FOR |
| FOR |
TIME WARNER INC. |
| US |
| 20130523 |
| ANNUAL |
| 20130325 |
| TWX |
| 887317303 |
| 1C |
| ELECTION OF NOMINEES: JEFFREY L. BEWKES |
| MGMT |
| FOR |
| FOR |
TIME WARNER INC. |
| US |
| 20130523 |
| ANNUAL |
| 20130325 |
| TWX |
| 887317303 |
| 1D |
| ELECTION OF NOMINEES: STEPHEN F. BOLLENBACH |
| MGMT |
| FOR |
| FOR |
TIME WARNER INC. |
| US |
| 20130523 |
| ANNUAL |
| 20130325 |
| TWX |
| 887317303 |
| 1E |
| ELECTION OF NOMINEES: ROBERT C. CLARK |
| MGMT |
| FOR |
| FOR |
TIME WARNER INC. |
| US |
| 20130523 |
| ANNUAL |
| 20130325 |
| TWX |
| 887317303 |
| 1F |
| ELECTION OF NOMINEES: MATHIAS DOPFNER |
| MGMT |
| FOR |
| FOR |
TIME WARNER INC. |
| US |
| 20130523 |
| ANNUAL |
| 20130325 |
| TWX |
| 887317303 |
| 1G |
| ELECTION OF NOMINEES: JESSICA P. EINHORN |
| MGMT |
| FOR |
| FOR |
TIME WARNER INC. |
| US |
| 20130523 |
| ANNUAL |
| 20130325 |
| TWX |
| 887317303 |
| 1H |
| ELECTION OF NOMINEES: FRED HASSAN |
| MGMT |
| FOR |
| FOR |
TIME WARNER INC. |
| US |
| 20130523 |
| ANNUAL |
| 20130325 |
| TWX |
| 887317303 |
| 1I |
| ELECTION OF NOMINEES: KENNETH J. NOVACK |
| MGMT |
| FOR |
| FOR |
TIME WARNER INC. |
| US |
| 20130523 |
| ANNUAL |
| 20130325 |
| TWX |
| 887317303 |
| 1J |
| ELECTION OF NOMINEES: PAUL D. WACHTER |
| MGMT |
| FOR |
| FOR |
TIME WARNER INC. |
| US |
| 20130523 |
| ANNUAL |
| 20130325 |
| TWX |
| 887317303 |
| 1K |
| ELECTION OF NOMINEES: DEBORAH C. WRIGHT |
| MGMT |
| FOR |
| FOR |
TIME WARNER INC. |
| US |
| 20130523 |
| ANNUAL |
| 20130325 |
| TWX |
| 887317303 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
TIME WARNER INC. |
| US |
| 20130523 |
| ANNUAL |
| 20130325 |
| TWX |
| 887317303 |
| 3 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
TIME WARNER INC. |
| US |
| 20130523 |
| ANNUAL |
| 20130325 |
| TWX |
| 887317303 |
| 4 |
| APPROVAL OF THE TIME WARNER INC. 2013 STOCK INCENTIVE PLAN |
| MGMT |
| FOR |
| FOR |
EXXON MOBIL CORPORATION |
| US |
| 20130529 |
| ANNUAL |
| 20130404 |
| XOM |
| 30231G102 |
| 1 |
| ELECTION OF NOMINEES: 1. M.J. BOSKIN, 2. P. BRABECK-LETMATHE, 3. U.M. BURNS, 4. L.R. FAULKNER, 5. J.S. FISHMAN, 6. H.H. FORE, 7. K.C. FRAZIER, 8. W.W. GEORGE, 9. S.J. PALMISANO, 10. S.S. REINEMUND, 11. R.W. TILLERSON, 12. W.C. WELDON, 13. E.E. WHITACRE, JR. |
| MGMT |
| FOR |
| FOR |
EXXON MOBIL CORPORATION |
| US |
| 20130529 |
| ANNUAL |
| 20130404 |
| XOM |
| 30231G102 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
EXXON MOBIL CORPORATION |
| US |
| 20130529 |
| ANNUAL |
| 20130404 |
| XOM |
| 30231G102 |
| 3 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
EXXON MOBIL CORPORATION |
| US |
| 20130529 |
| ANNUAL |
| 20130404 |
| XOM |
| 30231G102 |
| 4 |
| SHAREHOLDER PROPOSAL - INDEPENDENT CHAIRMAN |
| SHAREHOLD |
| AGAINST |
| AGAINST |
EXXON MOBIL CORPORATION |
| US |
| 20130529 |
| ANNUAL |
| 20130404 |
| XOM |
| 30231G102 |
| 5 |
| SHAREHOLDER PROPOSAL - MAJORITY VOTE FOR DIRECTORS |
| SHAREHOLD |
| AGAINST |
| AGAINST |
EXXON MOBIL CORPORATION |
| US |
| 20130529 |
| ANNUAL |
| 20130404 |
| XOM |
| 30231G102 |
| 6 |
| SHAREHOLDER PROPOSAL - LIMIT DIRECTORSHIPS |
| SHAREHOLD |
| AGAINST |
| AGAINST |
EXXON MOBIL CORPORATION |
| US |
| 20130529 |
| ANNUAL |
| 20130404 |
| XOM |
| 30231G102 |
| 7 |
| SHAREHOLDER PROPOSAL - REPORT ON LOBBYING |
| SHAREHOLD |
| AGAINST |
| AGAINST |
EXXON MOBIL CORPORATION |
| US |
| 20130529 |
| ANNUAL |
| 20130404 |
| XOM |
| 30231G102 |
| 8 |
| SHAREHOLDER PROPOSAL - POLITICAL CONTRIBUTIONS POLICY |
| SHAREHOLD |
| AGAINST |
| AGAINST |
EXXON MOBIL CORPORATION |
| US |
| 20130529 |
| ANNUAL |
| 20130404 |
| XOM |
| 30231G102 |
| 9 |
| SHAREHOLDER PROPOSAL - AMENDMENT OF EEO POLICY |
| SHAREHOLD |
| AGAINST |
| AGAINST |
EXXON MOBIL CORPORATION |
| US |
| 20130529 |
| ANNUAL |
| 20130404 |
| XOM |
| 30231G102 |
| 10 |
| SHAREHOLDER PROPOSAL - REPORT ON NATURAL GAS PRODUCTION |
| SHAREHOLD |
| AGAINST |
| AGAINST |
EXXON MOBIL CORPORATION |
| US |
| 20130529 |
| ANNUAL |
| 20130404 |
| XOM |
| 30231G102 |
| 11 |
| SHAREHOLDER PROPOSAL - GREENHOUSE GAS EMISSIONS GOALS |
| SHAREHOLD |
| AGAINST |
| AGAINST |
LOWE’S COMPANIES, INC. |
| US |
| 20130531 |
| ANNUAL |
| 20130328 |
| LOW |
| 548661107 |
| 1 |
| ELECTION OF NOMINEES: 1. RAUL ALVAREZ, 2. DAVID W. BERNAUER, 3. LEONARD L. BERRY, 4. PETER C. BROWNING, 5. RICHARD W. DREILING, 6. DAWN E. HUDSON, 7. ROBERT L. JOHNSON, 8. MARSHALL O. LARSEN, 9. RICHARD K. LOCHRIDGE, 10. ROBERT A. NIBLOCK, 11. ERIC C. WISEMEN |
| MGMT |
| FOR |
| FOR |
LOWE’S COMPANIES, INC. |
| US |
| 20130531 |
| ANNUAL |
| 20130328 |
| LOW |
| 548661107 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
LOWE’S COMPANIES, INC. |
| US |
| 20130531 |
| ANNUAL |
| 20130328 |
| LOW |
| 548661107 |
| 3 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
LOWE’S COMPANIES, INC. |
| US |
| 20130531 |
| ANNUAL |
| 20130328 |
| LOW |
| 548661107 |
| 4 |
| SHAREHOLDER PROPOSAL REGARDING EXECUTIVE STOCK RETENTION REQUIREMENTS |
| SHAREHOLD |
| AGAINST |
| AGAINST |
WAL-MART STORES INC. |
| US |
| 20130607 |
| ANNUAL |
| 20130411 |
| WMT |
| 931142103 |
| 1A |
| ELECTION OF NOMINEES: AIDA M. ALVAREZ |
| MGMT |
| FOR |
| FOR |
WAL-MART STORES INC. |
| US |
| 20130607 |
| ANNUAL |
| 20130411 |
| WMT |
| 931142103 |
| 1B |
| ELECTION OF NOMINEES: JAMES I. CASH, JR. |
| MGMT |
| FOR |
| FOR |
WAL-MART STORES INC. |
| US |
| 20130607 |
| ANNUAL |
| 20130411 |
| WMT |
| 931142103 |
| 1C |
| ELECTION OF NOMINEES: ROGER C. CORBETT |
| MGMT |
| FOR |
| FOR |
WAL-MART STORES INC. |
| US |
| 20130607 |
| ANNUAL |
| 20130411 |
| WMT |
| 931142103 |
| 1D |
| ELECTION OF NOMINEES: DOUGLAS N. DAFT |
| MGMT |
| FOR |
| FOR |
WAL-MART STORES INC. |
| US |
| 20130607 |
| ANNUAL |
| 20130411 |
| WMT |
| 931142103 |
| 1E |
| ELECTION OF NOMINEES: MICHAEL T. DUKE |
| MGMT |
| FOR |
| FOR |
WAL-MART STORES INC. |
| US |
| 20130607 |
| ANNUAL |
| 20130411 |
| WMT |
| 931142103 |
| 1F |
| ELECTION OF NOMINEES: TIMOTHY P. FLYNN |
| MGMT |
| FOR |
| FOR |
WAL-MART STORES INC. |
| US |
| 20130607 |
| ANNUAL |
| 20130411 |
| WMT |
| 931142103 |
| 1G |
| ELECTION OF NOMINEES: MARISSA A. MAYER |
| MGMT |
| FOR |
| FOR |
WAL-MART STORES INC. |
| US |
| 20130607 |
| ANNUAL |
| 20130411 |
| WMT |
| 931142103 |
| 1H |
| ELECTION OF NOMINEES: GREGORY B. PENNER |
| MGMT |
| FOR |
| FOR |
WAL-MART STORES INC. |
| US |
| 20130607 |
| ANNUAL |
| 20130411 |
| WMT |
| 931142103 |
| 1I |
| ELECTION OF NOMINEES: STEVEN S REINEMUND |
| MGMT |
| FOR |
| FOR |
COMPANY NAME |
| COUNTRY |
| MEETING |
| MEETING TYPE |
| RECORD |
| TICKER |
| SECURITY ID |
| AGENDA |
| AGENDA ITEM DESCRIPTION |
| PROPOSED BY |
| MGMT VOTE |
| PG VOTE (“FOR”), |
WAL-MART STORES INC. |
| US |
| 20130607 |
| ANNUAL |
| 20130411 |
| WMT |
| 931142103 |
| 1J |
| ELECTION OF NOMINEES: H. LEE SCOTT, JR. |
| MGMT |
| FOR |
| FOR |
WAL-MART STORES INC. |
| US |
| 20130607 |
| ANNUAL |
| 20130411 |
| WMT |
| 931142103 |
| 1K |
| ELECTION OF NOMINEES: JIM C. WALTON |
| MGMT |
| FOR |
| FOR |
WAL-MART STORES INC. |
| US |
| 20130607 |
| ANNUAL |
| 20130411 |
| WMT |
| 931142103 |
| 1L |
| ELECTION OF NOMINEES: S. ROBSON WALTON |
| MGMT |
| FOR |
| FOR |
WAL-MART STORES INC. |
| US |
| 20130607 |
| ANNUAL |
| 20130411 |
| WMT |
| 931142103 |
| 1M |
| ELECTION OF NOMINEES: CHRISTOPHER J. WILLIAMS |
| MGMT |
| FOR |
| FOR |
WAL-MART STORES INC. |
| US |
| 20130607 |
| ANNUAL |
| 20130411 |
| WMT |
| 931142103 |
| 1N |
| ELECTION OF NOMINEES: LINDA S. WOLF |
| MGMT |
| FOR |
| FOR |
WAL-MART STORES INC. |
| US |
| 20130607 |
| ANNUAL |
| 20130411 |
| WMT |
| 931142103 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
WAL-MART STORES INC. |
| US |
| 20130607 |
| ANNUAL |
| 20130411 |
| WMT |
| 931142103 |
| 3 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
WAL-MART STORES INC. |
| US |
| 20130607 |
| ANNUAL |
| 20130411 |
| WMT |
| 931142103 |
| 4 |
| APPROVAL OF THE WAL-MART STORES, INC. MANAGEMENT INCENTIVE PLAN, AS AMENDED |
| MGMT |
| FOR |
| FOR |
WAL-MART STORES INC. |
| US |
| 20130607 |
| ANNUAL |
| 20130411 |
| WMT |
| 931142103 |
| 5 |
| SPECIAL SHAREOWNER MEETING RIGHT |
| SHAREHOLD |
| AGAINST |
| AGAINST |
WAL-MART STORES INC. |
| US |
| 20130607 |
| ANNUAL |
| 20130411 |
| WMT |
| 931142103 |
| 6 |
| SHAREHOLDER PROPOSAL - EQUITY RETENTION REQUIREMENT |
| SHAREHOLD |
| AGAINST |
| AGAINST |
WAL-MART STORES INC. |
| US |
| 20130607 |
| ANNUAL |
| 20130411 |
| WMT |
| 931142103 |
| 7 |
| SHAREHOLDER PROPOSAL - INDEPENDENT CHAIRMAN |
| SHAREHOLD |
| AGAINST |
| AGAINST |
WAL-MART STORES INC. |
| US |
| 20130607 |
| ANNUAL |
| 20130411 |
| WMT |
| 931142103 |
| 8 |
| SHAREHOLDER PROPOSAL - REQUEST FOR ANNUAL REPORT ON RECOUPMENT OF EXECUTIVE PAY |
| SHAREHOLD |
| AGAINST |
| AGAINST |
TARGET CORPORATION |
| US |
| 20130612 |
| ANNUAL |
| 20130415 |
| TGT |
| 87612E106 |
| 1A |
| ELECTION OF NOMINEES: ROXANNE S. AUSTIN |
| MGMT |
| FOR |
| FOR |
TARGET CORPORATION |
| US |
| 20130612 |
| ANNUAL |
| 20130415 |
| TGT |
| 87612E106 |
| 1B |
| ELECTION OF NOMINEES: DOUGLAS M. BAKER, JR. |
| MGMT |
| FOR |
| FOR |
TARGET CORPORATION |
| US |
| 20130612 |
| ANNUAL |
| 20130415 |
| TGT |
| 87612E106 |
| 1C |
| ELECTION OF NOMINEES: HENRIQUE DE CASTRO |
| MGMT |
| FOR |
| FOR |
TARGET CORPORATION |
| US |
| 20130612 |
| ANNUAL |
| 20130415 |
| TGT |
| 87612E106 |
| 1D |
| ELECTION OF NOMINEES: CALVIN DARDEN |
| MGMT |
| FOR |
| FOR |
TARGET CORPORATION |
| US |
| 20130612 |
| ANNUAL |
| 20130415 |
| TGT |
| 87612E106 |
| 1E |
| ELECTION OF NOMINEES: MARY N. DILLON |
| MGMT |
| FOR |
| FOR |
TARGET CORPORATION |
| US |
| 20130612 |
| ANNUAL |
| 20130415 |
| TGT |
| 87612E106 |
| 1F |
| ELECTION OF NOMINEES: JAMES A. JOHNSON |
| MGMT |
| FOR |
| FOR |
TARGET CORPORATION |
| US |
| 20130612 |
| ANNUAL |
| 20130415 |
| TGT |
| 87612E106 |
| 1G |
| ELECTION OF NOMINEES: MARY E. MINNICK |
| MGMT |
| FOR |
| FOR |
TARGET CORPORATION |
| US |
| 20130612 |
| ANNUAL |
| 20130415 |
| TGT |
| 87612E106 |
| 1H |
| ELECTION OF NOMINEES: ANNE M. MULCAHY |
| MGMT |
| FOR |
| FOR |
TARGET CORPORATION |
| US |
| 20130612 |
| ANNUAL |
| 20130415 |
| TGT |
| 87612E106 |
| 1I |
| ELECTION OF NOMINEES: DERICA W. RICE |
| MGMT |
| FOR |
| FOR |
TARGET CORPORATION |
| US |
| 20130612 |
| ANNUAL |
| 20130415 |
| TGT |
| 87612E106 |
| 1J |
| ELECTION OF NOMINEES: GREGG W. STEINHAFEL |
| MGMT |
| FOR |
| FOR |
TARGET CORPORATION |
| US |
| 20130612 |
| ANNUAL |
| 20130415 |
| TGT |
| 87612E106 |
| 1K |
| ELECTION OF NOMINEES: JOHN G. STUMPF |
| MGMT |
| FOR |
| FOR |
TARGET CORPORATION |
| US |
| 20130612 |
| ANNUAL |
| 20130415 |
| TGT |
| 87612E106 |
| 1L |
| ELECTION OF NOMINEES: SOLOMON D. TRUJILLO |
| MGMT |
| FOR |
| FOR |
TARGET CORPORATION |
| US |
| 20130612 |
| ANNUAL |
| 20130415 |
| TGT |
| 87612E106 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
TARGET CORPORATION |
| US |
| 20130612 |
| ANNUAL |
| 20130415 |
| TGT |
| 87612E106 |
| 3 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
TARGET CORPORATION |
| US |
| 20130612 |
| ANNUAL |
| 20130415 |
| TGT |
| 87612E106 |
| 4 |
| SHAREHOLDER PROPOSAL TO ADOPT A POLICY FOR AN INDEPENDENT CHAIRMAN |
| SHAREHOLD |
| AGAINST |
| AGAINST |
TARGET CORPORATION |
| US |
| 20130612 |
| ANNUAL |
| 20130415 |
| TGT |
| 87612E106 |
| 5 |
| SHAREHOLDER PROPOSAL ON ELECTRONICS RECYCLING |
| SHAREHOLD |
| AGAINST |
| AGAINST |
MASTERCARD INCORPORATED |
| US |
| 20130618 |
| ANNUAL |
| 20130419 |
| MA |
| 57636Q104 |
| 1A |
| ELECTION OF NOMINEES: RICHARD HAYTHORNTHWAITE |
| MGMT |
| FOR |
| FOR |
MASTERCARD INCORPORATED |
| US |
| 20130618 |
| ANNUAL |
| 20130419 |
| MA |
| 57636Q104 |
| 1B |
| ELECTION OF NOMINEES: AJAY BANGA |
| MGMT |
| FOR |
| FOR |
MASTERCARD INCORPORATED |
| US |
| 20130618 |
| ANNUAL |
| 20130419 |
| MA |
| 57636Q104 |
| 1C |
| ELECTION OF NOMINEES: SILVIO BARZI |
| MGMT |
| FOR |
| FOR |
MASTERCARD INCORPORATED |
| US |
| 20130618 |
| ANNUAL |
| 20130419 |
| MA |
| 57636Q104 |
| 1D |
| ELECTION OF NOMINEES: DAVID R. CARLUCCI |
| MGMT |
| FOR |
| FOR |
MASTERCARD INCORPORATED |
| US |
| 20130618 |
| ANNUAL |
| 20130419 |
| MA |
| 57636Q104 |
| 1E |
| ELECTION OF NOMINEES: STEVEN J. FREIBERG |
| MGMT |
| FOR |
| FOR |
MASTERCARD INCORPORATED |
| US |
| 20130618 |
| ANNUAL |
| 20130419 |
| MA |
| 57636Q104 |
| 1F |
| ELECTION OF NOMINEES: NANCY J. KARCH |
| MGMT |
| FOR |
| FOR |
MASTERCARD INCORPORATED |
| US |
| 20130618 |
| ANNUAL |
| 20130419 |
| MA |
| 57636Q104 |
| 1G |
| ELECTION OF NOMINEES: MARC OLIVIE |
| MGMT |
| FOR |
| FOR |
MASTERCARD INCORPORATED |
| US |
| 20130618 |
| ANNUAL |
| 20130419 |
| MA |
| 57636Q104 |
| 1H |
| ELECTION OF NOMINEES: RIMA QURESHI |
| MGMT |
| FOR |
| FOR |
MASTERCARD INCORPORATED |
| US |
| 20130618 |
| ANNUAL |
| 20130419 |
| MA |
| 57636Q104 |
| 1I |
| ELECTION OF NOMINEES: JOSE OCTAVIO REYES LAGUNES |
| MGMT |
| FOR |
| FOR |
MASTERCARD INCORPORATED |
| US |
| 20130618 |
| ANNUAL |
| 20130419 |
| MA |
| 57636Q104 |
| 1J |
| ELECTION OF NOMINEES: MARK SCHWARTZ |
| MGMT |
| FOR |
| FOR |
MASTERCARD INCORPORATED |
| US |
| 20130618 |
| ANNUAL |
| 20130419 |
| MA |
| 57636Q104 |
| 1K |
| ELECTION OF NOMINEES: JACKSON P. TAI |
| MGMT |
| FOR |
| FOR |
MASTERCARD INCORPORATED |
| US |
| 20130618 |
| ANNUAL |
| 20130419 |
| MA |
| 57636Q104 |
| 1L |
| ELECTION OF NOMINEES: EDWARD SUNING TIAN |
| MGMT |
| FOR |
| FOR |
MASTERCARD INCORPORATED |
| US |
| 20130618 |
| ANNUAL |
| 20130419 |
| MA |
| 57636Q104 |
| 2 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
MASTERCARD INCORPORATED |
| US |
| 20130618 |
| ANNUAL |
| 20130419 |
| MA |
| 57636Q104 |
| 3 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
BED BATH & BEYOND INC. |
| US |
| 20130628 |
| ANNUAL |
| 20130503 |
| BBBY |
| 075896100 |
| 1A |
| ELECTION OF NOMINEES: WARREN EISENBERG |
| MGMT |
| FOR |
| FOR |
BED BATH & BEYOND INC. |
| US |
| 20130628 |
| ANNUAL |
| 20130503 |
| BBBY |
| 075896100 |
| 1B |
| ELECTION OF NOMINEES: LEONARD FEINSTEIN |
| MGMT |
| FOR |
| FOR |
BED BATH & BEYOND INC. |
| US |
| 20130628 |
| ANNUAL |
| 20130503 |
| BBBY |
| 075896100 |
| 1C |
| ELECTION OF NOMINEES: STEVEN H. TEMARES |
| MGMT |
| FOR |
| FOR |
BED BATH & BEYOND INC. |
| US |
| 20130628 |
| ANNUAL |
| 20130503 |
| BBBY |
| 075896100 |
| 1D |
| ELECTION OF NOMINEES: DEAN S. ADLER |
| MGMT |
| FOR |
| FOR |
BED BATH & BEYOND INC. |
| US |
| 20130628 |
| ANNUAL |
| 20130503 |
| BBBY |
| 075896100 |
| 1E |
| ELECTION OF NOMINEES: STANLEY F. BARSHAY |
| MGMT |
| FOR |
| FOR |
COMPANY NAME |
| COUNTRY |
| MEETING |
| MEETING TYPE |
| RECORD |
| TICKER |
| SECURITY ID |
| AGENDA |
| AGENDA ITEM DESCRIPTION |
| PROPOSED BY |
| MGMT VOTE |
| PG VOTE (“FOR”), |
BED BATH & BEYOND INC. |
| US |
| 20130628 |
| ANNUAL |
| 20130503 |
| BBBY |
| 075896100 |
| 1F |
| ELECTION OF NOMINEES: KLAUS EPPLER |
| MGMT |
| FOR |
| FOR |
BED BATH & BEYOND INC. |
| US |
| 20130628 |
| ANNUAL |
| 20130503 |
| BBBY |
| 075896100 |
| 1G |
| ELECTION OF NOMINEES: PATRICK R. GASTON |
| MGMT |
| FOR |
| FOR |
BED BATH & BEYOND INC. |
| US |
| 20130628 |
| ANNUAL |
| 20130503 |
| BBBY |
| 075896100 |
| 1H |
| ELECTION OF NOMINEES: JORDAN HELLER |
| MGMT |
| FOR |
| FOR |
BED BATH & BEYOND INC. |
| US |
| 20130628 |
| ANNUAL |
| 20130503 |
| BBBY |
| 075896100 |
| 1I |
| ELECTION OF NOMINEES: VICTORIA A. MORRISON |
| MGMT |
| FOR |
| FOR |
BED BATH & BEYOND INC. |
| US |
| 20130628 |
| ANNUAL |
| 20130503 |
| BBBY |
| 075896100 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
BED BATH & BEYOND INC. |
| US |
| 20130628 |
| ANNUAL |
| 20130503 |
| BBBY |
| 075896100 |
| 3 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
PACIFIC ADVISORS FUNDS PROXY VOTING RECORD
FOR THE PERIOD JULY 1, 2012 - JUNE 30, 2013
MID CAP VALUE FUND
COMPANY NAME |
| COUNTRY |
| MEETING |
| MEETING TYPE |
| RECORD |
| TICKER |
| SECURITY ID |
| AGENDA |
| AGENDA ITEM DESCRIPTION |
| PROPOSED BY |
| MGMT VOTE |
| PG VOTE (“FOR”), |
TIDEWATER INC. |
| US |
| 20120719 |
| ANNUAL |
| 20120601 |
| TDW |
| 886423102 |
| 1 |
| ELECTION OF NOMINEES: 1. M. JAY ALLISON, 2. JAMES C. DAY, 3. RICHARD T. DU MOULI, 4. MORRIS E. FOSTER, 5. J. WAYNE LEONARD, 6. JON C. MADONNA, 7. JOSEPH H. NETHERLAND, 8. RICHARD A. PATTAROZZI, 9. JEFFREY M. PLATT, 10. NICHOLAS J. SUTTON, 11. CINDY B. TAYLOR, 12. DEAN E. TAYLOR, 13. JACK E. THOMPSON |
| MGMT |
| FOR |
| FOR |
TIDEWATER INC. |
| US |
| 20120719 |
| ANNUAL |
| 20120601 |
| TDW |
| 886423102 |
| 2 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
TIDEWATER INC. |
| US |
| 20120719 |
| ANNUAL |
| 20120601 |
| TDW |
| 886423102 |
| 3 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
MITCHAM INDUSTRIES, INC. |
| US |
| 20120726 |
| ANNUAL |
| 20120529 |
| MIND |
| 606501104 |
| 1 |
| ELECTION OF NOMINEES: 1. BILLY F. MITCHAM, JR., 2. PETER H. BLUM, 3. ROBERT P. CAPPS, 4. R. DEAN LEWIS, 5. JOHN F. SCHWALBE 6. ROBERT J. ALBERS |
| MGMT |
| FOR |
| FOR |
MITCHAM INDUSTRIES, INC. |
| US |
| 20120726 |
| ANNUAL |
| 20120529 |
| MIND |
| 606501104 |
| 2 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
MITCHAM INDUSTRIES, INC. |
| US |
| 20120726 |
| ANNUAL |
| 20120529 |
| MIND |
| 606501104 |
| 3 |
| ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON NAMED EXECUTIVE OFFICE COMPENSATION |
| MGMT |
| 1 YEAR |
| 1 YEAR |
MITCHAM INDUSTRIES, INC. |
| US |
| 20120726 |
| ANNUAL |
| 20120529 |
| MIND |
| 606501104 |
| 4 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
COPART, INC. |
| US |
| 20121205 |
| ANNUAL |
| 20121009 |
| CPRT |
| 217204106 |
| 1 |
| ELECTION OF NOMINEES: 1. WILLIS J. JOHNSON, 2. A. JAYSON ADAIR, 3. MATT BLUNT, 4. STEVEN D. COHAN, 5. DANIEL J. ENGLANDER, 6. JAMES E. MEEKS, 7. VINCENT W. MITZ, 8. THOMAS N. TRYFOROS |
| MGMT |
| FOR |
| FOR |
COPART, INC. |
| US |
| 20121205 |
| ANNUAL |
| 20121009 |
| CPRT |
| 217204106 |
| 2 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
COPART, INC. |
| US |
| 20121205 |
| ANNUAL |
| 20121009 |
| CPRT |
| 217204106 |
| 3 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
CHICAGO BRIDGE & IRON COMPANY N.V. |
| US |
| 20121218 |
| SPECIAL |
| 20121109 |
| CBI |
| 167250109 |
| 1 |
| TO APPROVE THE CONSUMMATION BY CHICAGO BRIDGE & IRON COMPANY N.V (“CB&I) OF THE TRANSACTIONS CONTEMPLATED BY THE TRANSACTION AGREEMENT, DATED AS OF JULY 30, 2012, BETWEEN CB&I, THE SHAW GROUP INC, AND CRYSTAL ACQUISITION SUBSIDIARY INC. A WHOLLY OWNED SUBSIDIARY OF CB&I, AS SUCH AGREEMENT MAY BE AMENDED FROM TIME TO TIME (THE “CB&I ACQUISITION PROPOSAL”) |
| MGMT |
| FOR |
| FOR |
CHICAGO BRIDGE & IRON COMPANY N.V. |
| US |
| 20121218 |
| SPECIAL |
| 20121109 |
| CBI |
| 167250109 |
| 2 |
| TO ADJOURN THE SPECIAL GENERAL MEETING OF THE SHAREHOLDERS OF CB&I, IF NECESSARY, TO SUCH DATE, TIME AND PLACE AS SHALL BE SPECIFIED BY THE CB&I MANAGEMENT BOARD, IN ORDER TO ENABLE THE CB&I SUPERVISORY AND MANAGEMENT BOARDS TO SOLICIT ADDITIONAL PROXIES TO APPROVE THE CB&I ACQUISITION PROPOSAL |
| MGMT |
| FOR |
| FOR |
COMMERCIAL METALS COMPANY |
| US |
| 20130125 |
| ANNUAL |
| 20121207 |
| CMC |
| 201723103 |
| 1 |
| ELECTION OF NOMINEES: 1. RHYS J. BEST, 2. RICHARD B. KELSON, 3. RICK J. MILLS |
| MGMT |
| FOR |
| FOR |
COMMERCIAL METALS COMPANY |
| US |
| 20130125 |
| ANNUAL |
| 20121207 |
| CMC |
| 201723103 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
COMMERCIAL METALS COMPANY |
| US |
| 20130125 |
| ANNUAL |
| 20121207 |
| CMC |
| 201723103 |
| 3 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
COMMERCIAL METALS COMPANY |
| US |
| 20130125 |
| ANNUAL |
| 20121207 |
| CMC |
| 201723103 |
| 4 |
| VOTE TO APPROVE THE COMMERCIAL METALS COMPANY 2013 CASH INCENTIVE PLAN |
| MGMT |
| FOR |
| FOR |
COMMERCIAL METALS COMPANY |
| US |
| 20130125 |
| ANNUAL |
| 20121207 |
| CMC |
| 201723103 |
| 5 |
| VOTE TO APPROVE THE COMMERCIAL METALS COMPANY 2013 LONG-TERM EQUITY INCENTIVE PLAN |
| MGMT |
| FOR |
| FOR |
NAVISTAR INTERNATIONAL CORPORATION |
| US |
| 20130219 |
| ANNUAL |
| 20130111 |
| NAV |
| 63934E108 |
| 1 |
| ELECTION OF NOMINEES: 1. JOHN C. POPE, 2. VINCENT J. INTRIERI, 3. MICHAEL N. HAMMES, 4. MARK H. RACHESKY, 5. SAMUEL J. MERKSAMER, 6. GENERAL S.A. MCCHRYSTAL |
| MGMT |
| FOR |
| FOR |
NAVISTAR INTERNATIONAL CORPORATION |
| US |
| 20130219 |
| ANNUAL |
| 20130111 |
| NAV |
| 63934E108 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
NAVISTAR INTERNATIONAL CORPORATION |
| US |
| 20130219 |
| ANNUAL |
| 20130111 |
| NAV |
| 63934E108 |
| 3 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
NAVISTAR INTERNATIONAL CORPORATION |
| US |
| 20130219 |
| ANNUAL |
| 20130111 |
| NAV |
| 63934E108 |
| 4 |
| APPROVE THE NAVISTAR INTERNATIONAL CORPORATION 2013 PERFORMANCE INCENTIVE PLAN |
| MGMT |
| FOR |
| FOR |
JOY GLOBAL INC. |
| US |
| 20130305 |
| ANNUAL |
| 20130104 |
| JOY |
| 481165108 |
| 1 |
| ELECTION OF NOMINEES: 1. STEVEN L. GERARD, 2. JOHN T. GREMP, 3. JOHN NILS HANSON, 4. GALE E. KLAPPA, 5. RICHARD B. LOYND 6. P. ERIC SIEGERT, 7. MICHAEL W. SUTHERLIN, 8. JAMES H. TATE |
| MGMT |
| FOR |
| FOR |
JOY GLOBAL INC. |
| US |
| 20130305 |
| ANNUAL |
| 20130104 |
| JOY |
| 481165108 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
JOY GLOBAL INC. |
| US |
| 20130305 |
| ANNUAL |
| 20130104 |
| JOY |
| 481165108 |
| 3 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
JOY GLOBAL INC. |
| US |
| 20130305 |
| ANNUAL |
| 20130104 |
| JOY |
| 481165108 |
| 4 |
| ADVISORY VOTE ON WHETHER THE BOARD OF DIRECTORS SHOULD ADOPT A MAJORITY VOTING STANDARD FOR UNCONTESTED ELECTIONS OF DIRECTORS |
| MGMT |
| ABSTAIN |
| AGAINST |
COMPANY NAME |
| COUNTRY |
| MEETING |
| MEETING TYPE |
| RECORD |
| TICKER |
| SECURITY ID |
| AGENDA |
| AGENDA ITEM DESCRIPTION |
| PROPOSED BY |
| MGMT VOTE |
| PG VOTE (“FOR”), |
H.B. FULLER COMPANY |
| US |
| 20130411 |
| ANNUAL |
| 20130213 |
| FUL |
| 359694106 |
| 1 |
| ELECTION OF NOMINEES: 1. DANTE C. PARRINI , 2. JOHN C. VAN RODEN, JR. , 3. JAMES J. OWENS |
| MGMT |
| FOR |
| FOR |
H.B. FULLER COMPANY |
| US |
| 20130411 |
| ANNUAL |
| 20130213 |
| FUL |
| 359694106 |
| 2 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
H.B. FULLER COMPANY |
| US |
| 20130411 |
| ANNUAL |
| 20130213 |
| FUL |
| 359694106 |
| 3 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
H.B. FULLER COMPANY |
| US |
| 20130411 |
| ANNUAL |
| 20130213 |
| FUL |
| 359694106 |
| 4 |
| APPROVAL OF THE H.B. FULLER COMPANY 2013 MASTER INCENTIVE PLAN |
| MGMT |
| FOR |
| FOR |
DANA HOLDING CORP |
| US |
| 20130423 |
| ANNUAL |
| 20130301 |
| DAN |
| 235825205 |
| 1 |
| ELECTION OF NOMINEES: 1. VIRGINIA A. KAMSKY, 2. TERRENCE J. KEATING, 3. JOSEPH C. MUSCARI, 4. S.B. SCHWARZWAELDER, 5. RICHARD F. WALLMAN, 6. KEITH E. WANDELL, 7. ROGER J. WOOD |
| MGMT |
| FOR |
| FOR |
DANA HOLDING CORP |
| US |
| 20130423 |
| ANNUAL |
| 20130301 |
| DAN |
| 235825205 |
| 2 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
DANA HOLDING CORP |
| US |
| 20130423 |
| ANNUAL |
| 20130301 |
| DAN |
| 235825205 |
| 3 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
DANA HOLDING CORP |
| US |
| 20130423 |
| ANNUAL |
| 20130301 |
| DAN |
| 235825205 |
| 4 |
| CONSIDERATION OF A SHAREHOLDER PROPOSAL REGARDING EXECUTIVE STOCK RETENTION |
| SHAREHOLD |
| AGAINST |
| AGAINST |
ARCH COAL, INC. |
| US |
| 20130425 |
| ANNUAL |
| 20130301 |
| ACI |
| 039380100 |
| 1A |
| ELECTION OF NOMINEES: PAUL T. HANRAHAN |
| MGMT |
| FOR |
| FOR |
ARCH COAL, INC. |
| US |
| 20130425 |
| ANNUAL |
| 20130301 |
| ACI |
| 039380100 |
| 1B |
| ELECTION OF NOMINEES: STEVEN F. LEER |
| MGMT |
| FOR |
| FOR |
ARCH COAL, INC. |
| US |
| 20130425 |
| ANNUAL |
| 20130301 |
| ACI |
| 039380100 |
| 1C |
| ELECTION OF NOMINEES: THEODORE D. SANDS |
| MGMT |
| FOR |
| FOR |
ARCH COAL, INC. |
| US |
| 20130425 |
| ANNUAL |
| 20130301 |
| ACI |
| 039380100 |
| 2 |
| APPROVAL OF THE ARCH COAL, INC. OMNIBUS INCENTIVE PLAN (FORMERLY KNOWN AS THE ARCH COAL, INC. 1997 STOCK INCENTIVE PLAN) |
| MGMT |
| FOR |
| FOR |
ARCH COAL, INC. |
| US |
| 20130425 |
| ANNUAL |
| 20130301 |
| ACI |
| 039380100 |
| 3 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
ARCH COAL, INC. |
| US |
| 20130425 |
| ANNUAL |
| 20130301 |
| ACI |
| 039380100 |
| 4 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
GRACO INC. |
| US |
| 20130426 |
| ANNUAL |
| 20130225 |
| GGG |
| 384109104 |
| 1 |
| ELECTION OF NOMINEES: 1. ERIC P. ETCHART, 2. J. KEVIN GILLIGAN, 3. WILLIAM G. VAN DYKE |
| MGMT |
| FOR |
| FOR |
GRACO INC. |
| US |
| 20130426 |
| ANNUAL |
| 20130225 |
| GGG |
| 384109104 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
GRACO INC. |
| US |
| 20130426 |
| ANNUAL |
| 20130225 |
| GGG |
| 384109104 |
| 3 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
GRACO INC. |
| US |
| 20130426 |
| ANNUAL |
| 20130225 |
| GGG |
| 384109104 |
| 4 |
| APPROVAL OF AN AMENDMENT TO THE RESTATED ARTICLES OF INCORPORATION TO ADOPT MAJORITY VOTING FOR THE ELECTION OF DIRECTORS |
| MGMT |
| FOR |
| FOR |
LUFKIN INDUSTRIES, INC. |
| US |
| 20130501 |
| ANNUAL |
| 20130312 |
| LUFK |
| 549764108 |
| 1.1 |
| ELECTION OF NOMINEES: J.F. GLICK |
| MGMT |
| FOR |
| FOR |
LUFKIN INDUSTRIES, INC. |
| US |
| 20130501 |
| ANNUAL |
| 20130312 |
| LUFK |
| 549764108 |
| 1.2 |
| ELECTION OF NOMINEES: J.D. HOFMEISTER |
| MGMT |
| FOR |
| FOR |
LUFKIN INDUSTRIES, INC. |
| US |
| 20130501 |
| ANNUAL |
| 20130312 |
| LUFK |
| 549764108 |
| 1.3 |
| ELECTION OF NOMINEES: A.Z. SELIM |
| MGMT |
| FOR |
| FOR |
LUFKIN INDUSTRIES, INC. |
| US |
| 20130501 |
| ANNUAL |
| 20130312 |
| LUFK |
| 549764108 |
| 1.4 |
| ELECTION OF NOMINEES: T.E. WIENER |
| MGMT |
| FOR |
| FOR |
LUFKIN INDUSTRIES, INC. |
| US |
| 20130501 |
| ANNUAL |
| 20130312 |
| LUFK |
| 549764108 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
LUFKIN INDUSTRIES, INC. |
| US |
| 20130501 |
| ANNUAL |
| 20130312 |
| LUFK |
| 549764108 |
| 3 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
LUFKIN INDUSTRIES, INC. |
| US |
| 20130501 |
| ANNUAL |
| 20130312 |
| LUFK |
| 549764108 |
| 4 |
| TO APPROVE AND ADOPT THE LUFKIN INDUSTRIES, INC. INCENTIVE STOCK COMPENSATION PLAN 2013 |
| MGMT |
| FOR |
| FOR |
KANSAS CITY SOUTHERN |
| US |
| 20130502 |
| ANNUAL |
| 20130304 |
| KSU |
| 485170302 |
| 1 |
| ELECTION OF NOMINEES: 1. TERRENCE P. DUNN, 2. ANTONIO O. GARZA, JR., 3. DAVID L. STARLING |
| MGMT |
| FOR |
| FOR |
KANSAS CITY SOUTHERN |
| US |
| 20130502 |
| ANNUAL |
| 20130304 |
| KSU |
| 485170302 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
KANSAS CITY SOUTHERN |
| US |
| 20130502 |
| ANNUAL |
| 20130304 |
| KSU |
| 485170302 |
| 3 |
| RE-APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE MEASURES UNDER THE KANSAS CITY SOUTHERN 2008 STOCK OPTION AND PERFORMANCE AWARD PLAN FOR PURPOSES OF SECTION 162(M) OF THE INTERNAL REVENUE CODE |
| MGMT |
| FOR |
| FOR |
KANSAS CITY SOUTHERN |
| US |
| 20130502 |
| ANNUAL |
| 20130304 |
| KSU |
| 485170302 |
| 4 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
KANSAS CITY SOUTHERN |
| US |
| 20130502 |
| ANNUAL |
| 20130304 |
| KSU |
| 485170302 |
| 5 |
| CONSIDER AND ACT ON A STOCKHOLDER PROPOSAL TO ELECT EACH DIRECTOR ANNUALLY |
| SHAREHOLD |
| AGAINST |
| AGAINST |
HELIX ENERGY SOLUTIONS GROUP, INC. |
| US |
| 20130507 |
| ANNUAL |
| 20130311 |
| HLX |
| 42330P107 |
| 1 |
| ELECTION OF NOMINEES: 1. OWEN KRATZ, 2. JOHN V. LOVOI, 3. JAN RASK |
| MGMT |
| FOR |
| FOR |
HELIX ENERGY SOLUTIONS GROUP, INC. |
| US |
| 20130507 |
| ANNUAL |
| 20130311 |
| HLX |
| 42330P107 |
| 2 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
HELIX ENERGY SOLUTIONS GROUP, INC. |
| US |
| 20130507 |
| ANNUAL |
| 20130311 |
| HLX |
| 42330P107 |
| 3 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
O’REILLY AUTOMOTIVE, INC. |
| US |
| 20130507 |
| ANNUAL |
| 20130228 |
| ORLY |
| 67103H107 |
| 1A |
| ELECTION OF NOMINEES: LARRY O’REILLY |
| MGMT |
| FOR |
| FOR |
O’REILLY AUTOMOTIVE, INC. |
| US |
| 20130507 |
| ANNUAL |
| 20130228 |
| ORLY |
| 67103H107 |
| 1B |
| ELECTION OF NOMINEES: ROSALIE O’REILLY-WOOTEN |
| MGMT |
| FOR |
| FOR |
COMPANY NAME |
| COUNTRY |
| MEETING |
| MEETING TYPE |
| RECORD |
| TICKER |
| SECURITY ID |
| AGENDA |
| AGENDA ITEM DESCRIPTION |
| PROPOSED BY |
| MGMT VOTE |
| PG VOTE (“FOR”), |
O’REILLY AUTOMOTIVE, INC. |
| US |
| 20130507 |
| ANNUAL |
| 20130228 |
| ORLY |
| 67103H107 |
| 1C |
| ELECTION OF NOMINEES: THOMAS T. HENDRICKSON |
| MGMT |
| FOR |
| FOR |
O’REILLY AUTOMOTIVE, INC. |
| US |
| 20130507 |
| ANNUAL |
| 20130228 |
| ORLY |
| 67103H107 |
| 2 |
| TO AMEND THE ARTICLES OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS |
| MGMT |
| FOR |
| FOR |
O’REILLY AUTOMOTIVE, INC. |
| US |
| 20130507 |
| ANNUAL |
| 20130228 |
| ORLY |
| 67103H107 |
| 3 |
| TO AMEND THE ARTICLES OF INCORPORATION TO ALLOW SHAREHOLDERS OF RECORD OF NOT LESS THAN 25% OF VOTING POWER TO CALL A SPECIAL MEETING OF SHAREHOLDERS |
| MGMT |
| FOR |
| FOR |
O’REILLY AUTOMOTIVE, INC. |
| US |
| 20130507 |
| ANNUAL |
| 20130228 |
| ORLY |
| 67103H107 |
| 4 |
| TO AMEND THE ARTICLES OF INCORPORATION TO ALLOW MINOR UPDATES TO CONFORM TO CURRENT LAWS AND CLARIFY |
| MGMT |
| FOR |
| FOR |
O’REILLY AUTOMOTIVE, INC. |
| US |
| 20130507 |
| ANNUAL |
| 20130228 |
| ORLY |
| 67103H107 |
| 5 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
O’REILLY AUTOMOTIVE, INC. |
| US |
| 20130507 |
| ANNUAL |
| 20130228 |
| ORLY |
| 67103H107 |
| 6 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
XYLEM INC. |
| US |
| 20130507 |
| ANNUAL |
| 20130313 |
| XYL |
| 98419M100 |
| 1A |
| ELECTION OF NOMINEES: CURTIS J. CRAWFORD |
| MGMT |
| FOR |
| FOR |
XYLEM INC. |
| US |
| 20130507 |
| ANNUAL |
| 20130313 |
| XYL |
| 98419M100 |
| 1B |
| ELECTION OF NOMINEES: ROBERT F. FRIEL |
| MGMT |
| FOR |
| FOR |
XYLEM INC. |
| US |
| 20130507 |
| ANNUAL |
| 20130313 |
| XYL |
| 98419M100 |
| 1C |
| ELECTION OF NOMINEES: SURYA N. MOHAPATRA |
| MGMT |
| FOR |
| FOR |
XYLEM INC. |
| US |
| 20130507 |
| ANNUAL |
| 20130313 |
| XYL |
| 98419M100 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
XYLEM INC. |
| US |
| 20130507 |
| ANNUAL |
| 20130313 |
| XYL |
| 98419M100 |
| 3 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
XYLEM INC. |
| US |
| 20130507 |
| ANNUAL |
| 20130313 |
| XYL |
| 98419M100 |
| 4 |
| TO VOTE ON A MANAGEMENT PROPOSAL TO DECLASSIFY THE BOARD OF DIRECTORS STARTING IN 2016 |
| MGMT |
| FOR |
| FOR |
XYLEM INC. |
| US |
| 20130507 |
| ANNUAL |
| 20130313 |
| XYL |
| 98419M100 |
| 5 |
| TO VOTE ON A SHAREOWNER PROPOSAL TO ALLOW SHAREOWNERS TO CALL A SPECIAL MEETING |
| SHAREHOLD |
| AGAINST |
| AGAINST |
CHICAGO BRIDGE & IRON COMPANY N.V. |
| US |
| 20130508 |
| ANNUAL |
| 20130314 |
| CBI |
| 167250109 |
| 1A |
| ELECTION OF NOMINEES: DEBORAH M. FRETZ |
| MGMT |
| FOR |
| FOR |
CHICAGO BRIDGE & IRON COMPANY N.V. |
| US |
| 20130508 |
| ANNUAL |
| 20130314 |
| CBI |
| 167250109 |
| 1B |
| ELECTION OF NOMINEES: MICAHEL L. UNDERWOOD |
| MGMT |
| FOR |
| FOR |
CHICAGO BRIDGE & IRON COMPANY N.V. |
| US |
| 20130508 |
| ANNUAL |
| 20130314 |
| CBI |
| 167250109 |
| 2 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
CHICAGO BRIDGE & IRON COMPANY N.V. |
| US |
| 20130508 |
| ANNUAL |
| 20130314 |
| CBI |
| 167250109 |
| 3 |
| TO AUTHORIZE THE PREPARATION OF OUR DUTCH STATUTORY ANNUAL ACCOUNTS AND THE ANNUAL REPORT OF OUR MANAGEMENT BOARD IN THE ENGLISH LANGUAGE AND TO ADOPT OUR DUTCH STATUTORY ANNUAL ACCOUNTS FOR THE YEAR ENDED DECEMBER 31, 2012 |
| MGMT |
| FOR |
| FOR |
CHICAGO BRIDGE & IRON COMPANY N.V. |
| US |
| 20130508 |
| ANNUAL |
| 20130314 |
| CBI |
| 167250109 |
| 4 |
| TO APPROVE THE FINAL DIVIDEND FOR THE YEAR ENDED DECEMBER 31, 2012 IN AN AMOUNT OF $.20 PER SHARE, WHICH HAS PREVIOUSLY BEEN PAID OUT TO SHAREHOLDERS IN THE FORM OF INTERIM DIVIDENDS |
| MGMT |
| FOR |
| FOR |
CHICAGO BRIDGE & IRON COMPANY N.V. |
| US |
| 20130508 |
| ANNUAL |
| 20130314 |
| CBI |
| 167250109 |
| 5 |
| TO DISCHARGE THE SOLE MEMBER OF OUR MANAGEMENT BOARD FROM LIABILITY IN RESPECT OF THE EXERCISE OF ITS DUTIES DURING THE YEAR ENDED DECEMBER 31, 2012 |
| MGMT |
| FOR |
| FOR |
CHICAGO BRIDGE & IRON COMPANY N.V. |
| US |
| 20130508 |
| ANNUAL |
| 20130314 |
| CBI |
| 167250109 |
| 6 |
| TO DISCHARGE THE MEMBERS OF OUR SUPERVISORY BOARD FROM LIABILITY IN RESPECT OF THE EXERCISE OF THEIR DUTIES DURING THE YEAR ENDED DECEMBER 31, 2012 |
| MGMT |
| FOR |
| FOR |
CHICAGO BRIDGE & IRON COMPANY N.V. |
| US |
| 20130508 |
| ANNUAL |
| 20130314 |
| CBI |
| 167250109 |
| 7 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
CHICAGO BRIDGE & IRON COMPANY N.V. |
| US |
| 20130508 |
| ANNUAL |
| 20130314 |
| CBI |
| 167250109 |
| 8 |
| TO APPROVE THE EXTENSION OF THE AUTHORITY OF OUR MANAGEMENT BOARD, ACTING WITH THE APPROVAL OF THE SUPERVISORY BOARD, TO REPURCHASE UP TO 10% OF OUR ISSUED SHARE CAPITAL UNTIL NOVEMBER 8, 2014 ON THE OPEN MARKET, THROUGH PRIVATELY NEGOTIATED TRANSACTIONS OR IN ONE OR MORE SELF TENDER OFFERS FOR A PRICE PER SHARE NOT LESS THAN THE NOMINAL VALUE OF A SHARE AND NOT HIGHER THAN 110% OF THE MOST RECENT AVAILABLE (AS OF THE TIME OF REPURCHASE) PRICE OF A SHARE ON ANY SECURITIES EXCHANGE WHERE THESE SHARES ARE TRADED |
| MGMT |
| FOR |
| FOR |
CHICAGO BRIDGE & IRON COMPANY N.V. |
| US |
| 20130508 |
| ANNUAL |
| 20130314 |
| CBI |
| 167250109 |
| 9 |
| TO APPROVE THE EXTENSION OF THE AUTHORITY OF OUR SUPERVISORY BOARD TO ISSUE SHARES AND/OR GRANT RIGHTS TO ACQUIRE OUR SHARES (INCLUDING OPTIONS TO SUBSCRIBE FOR SHARES), NEVER TO EXCEED THE NUMBER OF AUTHORIZED BUT UNISSUED SHARES, AND TO LIMIT OR EXCLUDE THE PREEMPTIVE RIGHTS OF SHAREHOLDERS WITH RESPECT TO THE ISSUANCE OF SHARES AND/OR THE GRANT OF THE RIGHT TO ACQUIRE SHARES, UNTIL MAY 8, 2018 |
| MGMT |
| FOR |
| FOR |
COMPANY NAME |
| COUNTRY |
| MEETING |
| MEETING TYPE |
| RECORD |
| TICKER |
| SECURITY ID |
| AGENDA |
| AGENDA ITEM DESCRIPTION |
| PROPOSED BY |
| MGMT VOTE |
| PG VOTE (“FOR”), |
CHICAGO BRIDGE & IRON COMPANY N.V. |
| US |
| 20130508 |
| ANNUAL |
| 20130314 |
| CBI |
| 167250109 |
| 10 |
| TO ADOPT AN AMENDMENT TO THE CHICAGO BRIDGE & IRON 2001 EMPLOYEE STOCK PURCHASE PLAN |
| MGMT |
| FOR |
| FOR |
PENSKE AUTOMOTIVE GROUP, INC. |
| US |
| 20130509 |
| ANNUAL |
| 20130312 |
| PAG |
| 70959W103 |
| 1 |
| ELECTION OF NOMINEES: 1. JOHN D. BARR, 2. MICHAEL R. EISENSON, 3. ROBERT H. KURNICK, JR., 4. WILLIAM J. LOVEJOY, 5. KIMBERLY J. MCWATERS, 6. YOSHIMI NAMBA, 7. LUCIO A. NOTO, 8. ROGER S. PENSKE, 9. RICHARD J. PETERS, 10. SANDRA E. PIERCE, 11. RONALD G. STEINHART, 12. H. BRIAN THOMPSON |
| MGMT |
| FOR |
| FOR |
PENSKE AUTOMOTIVE GROUP, INC. |
| US |
| 20130509 |
| ANNUAL |
| 20130312 |
| PAG |
| 70959W103 |
| 2 |
| APPROVAL OF THE PENSKE AUTOMOTIVE GROUP, INC. 2012 EQUITY INCENTIVE PLAN |
| MGMT |
| FOR |
| FOR |
PENSKE AUTOMOTIVE GROUP, INC. |
| US |
| 20130509 |
| ANNUAL |
| 20130312 |
| PAG |
| 70959W103 |
| 3 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
PENSKE AUTOMOTIVE GROUP, INC. |
| US |
| 20130509 |
| ANNUAL |
| 20130312 |
| PAG |
| 70959W103 |
| 4 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
PENSKE AUTOMOTIVE GROUP, INC. |
| US |
| 20130509 |
| ANNUAL |
| 20130312 |
| PAG |
| 70959W103 |
| 5 |
| TRANSACTION OF SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE ANNUAL MEETING AND ANY POSTPONEMENT OR ADJOURNMENT THEREOF |
| MGMT |
| FOR |
| FOR |
CATHAY GENERAL BANCORP |
| US |
| 20130513 |
| ANNUAL |
| 20130401 |
| CATY |
| 149150104 |
| 1 |
| ELECTION OF NOMINEES: 1. KELLY L. CHAN, 2. DUNSON K. CHENG 3. THOMAS C.T. CHIU 4. JOSEPH C.H. POON |
| MGMT |
| FOR |
| FOR |
CATHAY GENERAL BANCORP |
| US |
| 20130513 |
| ANNUAL |
| 20130401 |
| CATY |
| 149150104 |
| 2 |
| TO REAPPROVE THE MATERIAL TERMS FOR THE AWARD OF PERFORMANCE-BASED COMPENSATION UNDER OUR 2005 INCENTIVE PLAN |
| MGMT |
| FOR |
| FOR |
CATHAY GENERAL BANCORP |
| US |
| 20130513 |
| ANNUAL |
| 20130401 |
| CATY |
| 149150104 |
| 3 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
CATHAY GENERAL BANCORP |
| US |
| 20130513 |
| ANNUAL |
| 20130401 |
| CATY |
| 149150104 |
| 4 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
WABTEC CORPORATION |
| US |
| 20130514 |
| ANNUAL |
| 20130318 |
| WAB |
| 929740108 |
| 1 |
| ELECTION OF NOMINEES: 1. ROBERT J. BROOKS, 2. WILLIAM E. KASSLING, 3. ALBERT J. NEUPAVER |
| MGMT |
| FOR |
| FOR |
WABTEC CORPORATION |
| US |
| 20130514 |
| ANNUAL |
| 20130318 |
| WAB |
| 929740108 |
| 2 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
WABTEC CORPORATION |
| US |
| 20130514 |
| ANNUAL |
| 20130318 |
| WAB |
| 929740108 |
| 3 |
| AMEND THE RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK |
| MGMT |
| FOR |
| FOR |
WABTEC CORPORATION |
| US |
| 20130514 |
| ANNUAL |
| 20130318 |
| WAB |
| 929740108 |
| 4 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
DR PEPPER SNAPPLE GROUP, INC. |
| US |
| 20130516 |
| ANNUAL |
| 20130318 |
| DPS |
| 26138E109 |
| 1A |
| ELECTION OF NOMINEES: JOHN L. ADAMS |
| MGMT |
| FOR |
| FOR |
DR PEPPER SNAPPLE GROUP, INC. |
| US |
| 20130516 |
| ANNUAL |
| 20130318 |
| DPS |
| 26138E109 |
| 1B |
| ELECTION OF NOMINEES: RONALD G. ROGERS |
| MGMT |
| FOR |
| FOR |
DR PEPPER SNAPPLE GROUP, INC. |
| US |
| 20130516 |
| ANNUAL |
| 20130318 |
| DPS |
| 26138E109 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
DR PEPPER SNAPPLE GROUP, INC. |
| US |
| 20130516 |
| ANNUAL |
| 20130318 |
| DPS |
| 26138E109 |
| 3 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
DR PEPPER SNAPPLE GROUP, INC. |
| US |
| 20130516 |
| ANNUAL |
| 20130318 |
| DPS |
| 26138E109 |
| 4 |
| TO RE-APPROVE THE MANAGEMENT INCENTIVE PLAN TO COMPLY WITH SECTION 162(M) OF THE INTERNAL REVENUE CODE AND THE REGULATIONS PROMULGATED THEREUNDER |
| MGMT |
| FOR |
| FOR |
KBR, INC. |
| US |
| 20130516 |
| ANNUAL |
| 20130327 |
| KBR |
| 48242W106 |
| 1 |
| ELECTION OF NOMINEES: 1. W. FRANK BLOUNT, 2. LOREN K. CARROLL, 3. LINDA Z. COOK, 4. JEFFREY E. CURTISS, 5. JACK B. MOORE, 6. WILLIAM P. UTT |
| MGMT |
| FOR |
| FOR |
KBR, INC. |
| US |
| 20130516 |
| ANNUAL |
| 20130327 |
| KBR |
| 48242W106 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
KBR, INC. |
| US |
| 20130516 |
| ANNUAL |
| 20130327 |
| KBR |
| 48242W106 |
| 3 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
LEAR CORPORATION |
| US |
| 20130516 |
| ANNUAL |
| 20130321 |
| LEA |
| 521865204 |
| 1.1 |
| ELECTION OF NOMINEES: THOMAS P. CAPO |
| MGMT |
| FOR |
| FOR |
LEAR CORPORATION |
| US |
| 20130516 |
| ANNUAL |
| 20130321 |
| LEA |
| 521865204 |
| 1.2 |
| ELECTION OF NOMINEES: JONATHAN F. FOSTER |
| MGMT |
| FOR |
| FOR |
LEAR CORPORATION |
| US |
| 20130516 |
| ANNUAL |
| 20130321 |
| LEA |
| 521865204 |
| 1.3 |
| ELECTION OF NOMINEES: KATHLEEN A. LIGOCKI |
| MGMT |
| FOR |
| FOR |
LEAR CORPORATION |
| US |
| 20130516 |
| ANNUAL |
| 20130321 |
| LEA |
| 521865204 |
| 1.4 |
| ELECTION OF NOMINEES: CONRAD L. MALLETT, JR. |
| MGMT |
| FOR |
| FOR |
LEAR CORPORATION |
| US |
| 20130516 |
| ANNUAL |
| 20130321 |
| LEA |
| 521865204 |
| 1.5 |
| ELECTION OF NOMINEES: DONALD L. RUNKLE |
| MGMT |
| FOR |
| FOR |
LEAR CORPORATION |
| US |
| 20130516 |
| ANNUAL |
| 20130321 |
| LEA |
| 521865204 |
| 1.6 |
| ELECTION OF NOMINEES: MATTHEW J. SIMONCINI |
| MGMT |
| FOR |
| FOR |
LEAR CORPORATION |
| US |
| 20130516 |
| ANNUAL |
| 20130321 |
| LEA |
| 521865204 |
| 1.7 |
| ELECTION OF NOMINEES: GREGORY C. SMITH |
| MGMT |
| FOR |
| FOR |
LEAR CORPORATION |
| US |
| 20130516 |
| ANNUAL |
| 20130321 |
| LEA |
| 521865204 |
| 1.8 |
| ELECTION OF NOMINEES: HENRY D.G. WALLACE |
| MGMT |
| FOR |
| FOR |
LEAR CORPORATION |
| US |
| 20130516 |
| ANNUAL |
| 20130321 |
| LEA |
| 521865204 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
LEAR CORPORATION |
| US |
| 20130516 |
| ANNUAL |
| 20130321 |
| LEA |
| 521865204 |
| 3 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
COMPANY NAME |
| COUNTRY |
| MEETING |
| MEETING TYPE |
| RECORD |
| TICKER |
| SECURITY ID |
| AGENDA |
| AGENDA ITEM DESCRIPTION |
| PROPOSED BY |
| MGMT VOTE |
| PG VOTE (“FOR”), |
DENBURY RESOURCES INC. |
| US |
| 20130522 |
| ANNUAL |
| 20130328 |
| DNR |
| 247916208 |
| 1 |
| ELECTION OF NOMINEES: 1. WIELAND F. WETTSTEIN, 2. MICHAEL L. BEATTY, 3. MICHAEL B. DECKER, 4. RONALD G. GREENE, 5. GREGORY L. MCMICHAEL, 6. KEVIN O. MEYERS, 7. PHIL RYKHOEK, 8. RANDY STEIN, 9. LAURA A. SUGG |
| MGMT |
| FOR |
| FOR |
DENBURY RESOURCES INC. |
| US |
| 20130522 |
| ANNUAL |
| 20130328 |
| DNR |
| 247916208 |
| 2 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
DENBURY RESOURCES INC. |
| US |
| 20130522 |
| ANNUAL |
| 20130328 |
| DNR |
| 247916208 |
| 3 |
| PROPOSAL TO AMEND AND RESTATE OUR EMPLOYEE STOCK PURCHASE PLAN TO (I) INCREASE THE NUMBER OF RESERVED SHARES AND (II) EXTEND THE TERM OF THE PLAN |
| MGMT |
| FOR |
| FOR |
DENBURY RESOURCES INC. |
| US |
| 20130522 |
| ANNUAL |
| 20130328 |
| DNR |
| 247916208 |
| 4 |
| PROPOSAL TO AMEND AND RESTATE OUR 2004 OMNIBUS STOCK AND INCENTIVE PLAN TO (I) INCREASE THE NUMBER OF RESERVED SHARES, (II) EXTEND THE TERM OF THE PLAN (III) AMEND THE PERFORMANCE MEASURES RELEVANT TO IRS CODE SECTION 162(M) QUALIFICATION, AND (IV) MAKE OTHER ADMINISTRATIVE CHANGES |
| MGMT |
| FOR |
| FOR |
DENBURY RESOURCES INC. |
| US |
| 20130522 |
| ANNUAL |
| 20130328 |
| DNR |
| 247916208 |
| 5 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
GENESEE & WYOMING INC. |
| US |
| 20130522 |
| ANNUAL |
| 20130401 |
| GWR |
| 371559105 |
| 1 |
| ELECTIONS OF NOMINEES: 1. RICHARD H. BOTT, 2. OIVIND LORENTZEN III, 3. PHILIP J. RINGO, 4. MARK A. SCUDDER, 5. GREGORY S. LEDFORD |
| MGMT |
| FOR |
| FOR |
GENESEE & WYOMING INC. |
| US |
| 20130522 |
| ANNUAL |
| 20130401 |
| GWR |
| 371559105 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
ION GEOPHYSICAL CORPORATION |
| US |
| 20130522 |
| ANNUAL |
| 20130401 |
| IO |
| 462044108 |
| 1 |
| ELECTION OF NOMINEES: 1. DAVID H BARR, 2. FRANKLIN MYERS, 3. S. JAMES NELSON, JR. |
| MGMT |
| FOR |
| FOR |
ION GEOPHYSICAL CORPORATION |
| US |
| 20130522 |
| ANNUAL |
| 20130401 |
| IO |
| 462044108 |
| 2 |
| VOTE TO APPROVE OUR 2013 LONG-TERM INCENTIVE PLAN |
| MGMT |
| FOR |
| FOR |
ION GEOPHYSICAL CORPORATION |
| US |
| 20130522 |
| ANNUAL |
| 20130401 |
| IO |
| 462044108 |
| 3 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
ION GEOPHYSICAL CORPORATION |
| US |
| 20130522 |
| ANNUAL |
| 20130401 |
| IO |
| 462044108 |
| 4 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
LANDSTAR SYSTEM, INC. |
| US |
| 20130523 |
| ANNUAL |
| 20130328 |
| LSTR |
| 515098101 |
| 1 |
| ELECTION OF NOMINEES: 1. HOMAIRA AKBARI, 2. DIANA M. MURPHY, 3. LARRY J. THOELE |
| MGMT |
| FOR |
| FOR |
LANDSTAR SYSTEM, INC. |
| US |
| 20130523 |
| ANNUAL |
| 20130328 |
| LSTR |
| 515098101 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
LANDSTAR SYSTEM, INC. |
| US |
| 20130523 |
| ANNUAL |
| 20130328 |
| LSTR |
| 515098101 |
| 3 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
LANDSTAR SYSTEM, INC. |
| US |
| 20130523 |
| ANNUAL |
| 20130328 |
| LSTR |
| 515098101 |
| 4 |
| APPROVAL OF THE COMPANY’S 2013 DIRECTORS STOCK COMPENSATION PLAN |
| MGMT |
| FOR |
| FOR |
CHESAPEAKE ENERGY CORPORATION |
| US |
| 20130614 |
| ANNUAL |
| 20130415 |
| CHK |
| 165167107 |
| 1A |
| ELECTION OF NOMINEES: BOB G. ALEXANDER |
| MGMT |
| FOR |
| FOR |
CHESAPEAKE ENERGY CORPORATION |
| US |
| 20130614 |
| ANNUAL |
| 20130415 |
| CHK |
| 165167107 |
| 1B |
| ELECTION OF NOMINEES: MERRILL A. “PETE” MILLER, JR. |
| MGMT |
| FOR |
| FOR |
CHESAPEAKE ENERGY CORPORATION |
| US |
| 20130614 |
| ANNUAL |
| 20130415 |
| CHK |
| 165167107 |
| 1C |
| ELECTION OF NOMINEES: THOMAS L. RYAN |
| MGMT |
| FOR |
| FOR |
CHESAPEAKE ENERGY CORPORATION |
| US |
| 20130614 |
| ANNUAL |
| 20130415 |
| CHK |
| 165167107 |
| 1D |
| ELECTION OF NOMINEES: VINCENT J. INTRIERI |
| MGMT |
| FOR |
| FOR |
CHESAPEAKE ENERGY CORPORATION |
| US |
| 20130614 |
| ANNUAL |
| 20130415 |
| CHK |
| 165167107 |
| 1E |
| ELECTION OF NOMINEES: FREDERIC M. POSES |
| MGMT |
| FOR |
| FOR |
CHESAPEAKE ENERGY CORPORATION |
| US |
| 20130614 |
| ANNUAL |
| 20130415 |
| CHK |
| 165167107 |
| 1F |
| ELECTION OF NOMINEES: ARCHIE W. DUNHAM |
| MGMT |
| FOR |
| FOR |
CHESAPEAKE ENERGY CORPORATION |
| US |
| 20130614 |
| ANNUAL |
| 20130415 |
| CHK |
| 165167107 |
| 1G |
| ELECTION OF NOMINEES: R. BRAD MARTIN |
| MGMT |
| FOR |
| FOR |
CHESAPEAKE ENERGY CORPORATION |
| US |
| 20130614 |
| ANNUAL |
| 20130415 |
| CHK |
| 165167107 |
| 1H |
| ELECTION OF NOMINEES: LOUIS A. RASPINO |
| MGMT |
| FOR |
| FOR |
CHESAPEAKE ENERGY CORPORATION |
| US |
| 20130614 |
| ANNUAL |
| 20130415 |
| CHK |
| 165167107 |
| 2 |
| TO APPROVE AN AMENDMENT TO OUR CERTIFICATE OF INCORPORATION TO DECLASSIFY OUR BOARD OF DIRECTORS |
| MGMT |
| FOR |
| FOR |
CHESAPEAKE ENERGY CORPORATION |
| US |
| 20130614 |
| ANNUAL |
| 20130415 |
| CHK |
| 165167107 |
| 3 |
| TO APPROVE AN AMENDMENT TO OUR BYLAWS TO IMPLEMENT PROXY ACCESS |
| MGMT |
| FOR |
| FOR |
CHESAPEAKE ENERGY CORPORATION |
| US |
| 20130614 |
| ANNUAL |
| 20130415 |
| CHK |
| 165167107 |
| 4 |
| TO APPROVE AN AMENDMENT TO OUR CERTIFICATE OF INCORPORATION TO ELIMINATE SUPERMAJORITY VOTING REQUIREMENTS |
| MGMT |
| FOR |
| FOR |
CHESAPEAKE ENERGY CORPORATION |
| US |
| 20130614 |
| ANNUAL |
| 20130415 |
| CHK |
| 165167107 |
| 5 |
| TO APPROVE AN AMENDMENT TO OUR 2003 STOCK AWARD PLAN FOR NON-EMPLOYEE DIRECTORS |
| MGMT |
| FOR |
| FOR |
CHESAPEAKE ENERGY CORPORATION |
| US |
| 20130614 |
| ANNUAL |
| 20130415 |
| CHK |
| 165167107 |
| 6 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
CHESAPEAKE ENERGY CORPORATION |
| US |
| 20130614 |
| ANNUAL |
| 20130415 |
| CHK |
| 165167107 |
| 7 |
| TO APPROVE AN AMENDMENT TO OUR LONG TERM INCENTIVE PLAN |
| MGMT |
| FOR |
| FOR |
CHESAPEAKE ENERGY CORPORATION |
| US |
| 20130614 |
| ANNUAL |
| 20130415 |
| CHK |
| 165167107 |
| 8 |
| TO APPROVE THE ADOPTION OF OUR ANNUAL INCENTIVE PLAN |
| MGMT |
| FOR |
| FOR |
CHESAPEAKE ENERGY CORPORATION |
| US |
| 20130614 |
| ANNUAL |
| 20130415 |
| CHK |
| 165167107 |
| 9 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
CHESAPEAKE ENERGY CORPORATION |
| US |
| 20130614 |
| ANNUAL |
| 20130415 |
| CHK |
| 165167107 |
| 10 |
| SHAREHOLDER PROPOSAL RELATING TO CREATION OF RISK OVERSIGHT COMMITTEE |
| SHAREHOLD |
| AGAINST |
| AGAINST |
CHESAPEAKE ENERGY CORPORATION |
| US |
| 20130614 |
| ANNUAL |
| 20130415 |
| CHK |
| 165167107 |
| 11 |
| SHAREHOLDER PROPOSAL RELATING TO RE-INCORPORATION IN DELAWARE |
| SHAREHOLD |
| AGAINST |
| AGAINST |
COMPANY NAME |
| COUNTRY |
| MEETING |
| MEETING TYPE |
| RECORD |
| TICKER |
| SECURITY ID |
| AGENDA |
| AGENDA ITEM DESCRIPTION |
| PROPOSED BY |
| MGMT VOTE |
| PG VOTE (“FOR”), |
CHESAPEAKE ENERGY CORPORATION |
| US |
| 20130614 |
| ANNUAL |
| 20130415 |
| CHK |
| 165167107 |
| 12 |
| SHAREHOLDER PROPOSAL RELATING TO ACCELERATED VESTING OF SENIOR EXECUTIVES’ EQUITY AWARDS UPON A CHANGE OF CONTROL |
| SHAREHOLD |
| AGAINST |
| AGAINST |
PVH CORP. |
| US |
| 20130620 |
| ANNUAL |
| 20130423 |
| PVH |
| 693656100 |
| 1A |
| ELECTION OF NOMINEES: MARY BAGLIVO |
| MGMT |
| FOR |
| FOR |
PVH CORP. |
| US |
| 20130620 |
| ANNUAL |
| 20130423 |
| PVH |
| 693656100 |
| 1B |
| ELECTION OF NOMINEES: EMANUEL CHIRICO |
| MGMT |
| FOR |
| FOR |
PVH CORP. |
| US |
| 20130620 |
| ANNUAL |
| 20130423 |
| PVH |
| 693656100 |
| 1C |
| ELECTION OF NOMINEES: JUAN R. FIGUEREO |
| MGMT |
| FOR |
| FOR |
PVH CORP. |
| US |
| 20130620 |
| ANNUAL |
| 20130423 |
| PVH |
| 693656100 |
| 1D |
| ELECTION OF NOMINEES: JOSEPH B. FULLER |
| MGMT |
| FOR |
| FOR |
PVH CORP. |
| US |
| 20130620 |
| ANNUAL |
| 20130423 |
| PVH |
| 693656100 |
| 1E |
| ELECTION OF NOMINEES: FRED GEHRING |
| MGMT |
| FOR |
| FOR |
PVH CORP. |
| US |
| 20130620 |
| ANNUAL |
| 20130423 |
| PVH |
| 693656100 |
| 1F |
| ELECTION OF NOMINEES: MARGARET L. JENKINS |
| MGMT |
| FOR |
| FOR |
PVH CORP. |
| US |
| 20130620 |
| ANNUAL |
| 20130423 |
| PVH |
| 693656100 |
| 1G |
| ELECTION OF NOMINEES: BRUCE MAGGIN |
| MGMT |
| FOR |
| FOR |
PVH CORP. |
| US |
| 20130620 |
| ANNUAL |
| 20130423 |
| PVH |
| 693656100 |
| 1H |
| ELECTION OF NOMINEES: V. JAMES MARINO |
| MGMT |
| FOR |
| FOR |
PVH CORP. |
| US |
| 20130620 |
| ANNUAL |
| 20130423 |
| PVH |
| 693656100 |
| 1I |
| ELECTION OF NOMINEES: HELEN MCCLUSKEY |
| MGMT |
| FOR |
| FOR |
PVH CORP. |
| US |
| 20130620 |
| ANNUAL |
| 20130423 |
| PVH |
| 693656100 |
| 1J |
| ELECTION OF NOMINEES: HENRY NASELLA |
| MGMT |
| FOR |
| FOR |
PVH CORP. |
| US |
| 20130620 |
| ANNUAL |
| 20130423 |
| PVH |
| 693656100 |
| 1K |
| ELECTION OF NOMINEES: RITA M. RODRIGUEZ |
| MGMT |
| FOR |
| FOR |
PVH CORP. |
| US |
| 20130620 |
| ANNUAL |
| 20130423 |
| PVH |
| 693656100 |
| 1L |
| ELECTION OF NOMINEES: CRAIG RYDIN |
| MGMT |
| FOR |
| FOR |
PVH CORP. |
| US |
| 20130620 |
| ANNUAL |
| 20130423 |
| PVH |
| 693656100 |
| 2 |
| VOTE TO CONTINUE THE COMPANY’S PERFORMANCE INCENTIVE BONUS PLAN AND TO APPROVE THE MATERIAL TERMS UNDER THE PLAN |
| MGMT |
| FOR |
| FOR |
PVH CORP. |
| US |
| 20130620 |
| ANNUAL |
| 20130423 |
| PVH |
| 693656100 |
| 3 |
| VOTE TO CONTINUE THE COMPANY’S LONG-TERM INCENTIVE PLAN AND TO APPROVE THE MATERIAL TERMS UNDER THE PLAN |
| MGMT |
| FOR |
| FOR |
PVH CORP. |
| US |
| 20130620 |
| ANNUAL |
| 20130423 |
| PVH |
| 693656100 |
| 4 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
PVH CORP. |
| US |
| 20130620 |
| ANNUAL |
| 20130423 |
| PVH |
| 693656100 |
| 5 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
GAMESTOP CORP. |
| US |
| 20130625 |
| ANNUAL |
| 20130502 |
| GME |
| 36467W109 |
| 1.1 |
| ELECTION OF NOMINEES: JEROME L. DAVIS |
| MGMT |
| FOR |
| FOR |
GAMESTOP CORP. |
| US |
| 20130625 |
| ANNUAL |
| 20130502 |
| GME |
| 36467W109 |
| 1.2 |
| ELECTION OF NOMINEES: R. RICHARD FONTAINE |
| MGMT |
| FOR |
| FOR |
GAMESTOP CORP. |
| US |
| 20130625 |
| ANNUAL |
| 20130502 |
| GME |
| 36467W109 |
| 1.3 |
| ELECTION OF NOMINEES: STEVEN R. KOONIN |
| MGMT |
| FOR |
| FOR |
GAMESTOP CORP. |
| US |
| 20130625 |
| ANNUAL |
| 20130502 |
| GME |
| 36467W109 |
| 1.4 |
| ELECTION OF NOMINEES: STEPHANIE M. SHERN |
| MGMT |
| FOR |
| FOR |
GAMESTOP CORP. |
| US |
| 20130625 |
| ANNUAL |
| 20130502 |
| GME |
| 36467W109 |
| 2 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
GAMESTOP CORP. |
| US |
| 20130625 |
| ANNUAL |
| 20130502 |
| GME |
| 36467W109 |
| 3 |
| APPROVE THE AMENDMENT TO GAMESTOP CORP.’S SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS |
| MGMT |
| FOR |
| FOR |
GAMESTOP CORP. |
| US |
| 20130625 |
| ANNUAL |
| 20130502 |
| GME |
| 36467W109 |
| 4 |
| APPROVE THE GAMESTOP CORP. AMENDED AND RESTATED 2011 INCENTIVE PLAN |
| MGMT |
| FOR |
| FOR |
PACIFIC ADVISORS FUNDS PROXY VOTING RECORD
FOR THE PERIOD JULY 1, 2012 - JUNE 30, 2013
SMALL CAP VALUE FUND
COMPANY NAME |
| COUNTRY |
| MEETING |
| MEETING TYPE |
| RECORD |
| TICKER |
| SECURITY ID |
| AGENDA |
| AGENDA ITEM DESCRIPTION |
| PROPOSED BY |
| MGMT VOTE |
| PG VOTE (“FOR”), |
MITCHAM INDUSTRIES, INC. |
| US |
| 20120726 |
| ANNUAL |
| 20120529 |
| MIND |
| 606501104 |
| 1 |
| ELECTION OF NOMINEES: 1. BILLY F. MITCHAM, JR., 2. PETER H. BLUM, 3. ROBERT P. CAPPS, 4. R. DEAN LEWIS, 5. JOHN F. SCHWALBE 6. ROBERT J. ALBERS |
| MGMT |
| FOR |
| FOR |
MITCHAM INDUSTRIES, INC. |
| US |
| 20120726 |
| ANNUAL |
| 20120529 |
| MIND |
| 606501104 |
| 2 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
MITCHAM INDUSTRIES, INC. |
| US |
| 20120726 |
| ANNUAL |
| 20120529 |
| MIND |
| 606501104 |
| 3 |
| ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON NAMED EXECUTIVE OFFICE COMPENSATION |
| MGMT |
| 1 YEAR |
| 1 YEAR |
MITCHAM INDUSTRIES, INC. |
| US |
| 20120726 |
| ANNUAL |
| 20120529 |
| MIND |
| 606501104 |
| 4 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
AMERIGON INCORPORATED |
| US |
| 20120905 |
| SPECIAL |
| 20120716 |
| ARGN |
| 03070L300 |
| 1 |
| TO APPROVE THE AMENDMENT TO THE AMERIGON ARTICLES OF INCORPORATION TO CHANGE THE NAME OF THE COMPANY TO “GENTHERM INCORPORATED” |
| MGMT |
| FOR |
| FOR |
NORTH AMERICAN ENERGY PARTNERS INC. |
| US |
| 20120919 |
| ANNUAL/SPECIAL |
| 20120810 |
| NOA |
| 656844107 |
| 1 |
| ELECTION OF NOMINEES: 1. GEORGE R. BROKAW, 2. MARTIN R. FERRON, 3. CARL F. GIESLER, JR., 4. RONALD A. MCINTOSH, 5. WILLIAM C. OEHMIG, 6. ALLEN R. SELLO, 7. JAY W. THORNTON, 8. PETER W. TOMSETT, 9. K. RICK TURNER |
| MGMT |
| FOR |
| FOR |
NORTH AMERICAN ENERGY PARTNERS INC. |
| US |
| 20120919 |
| ANNUAL/SPECIAL |
| 20120810 |
| NOA |
| 656844107 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
NORTH AMERICAN ENERGY PARTNERS INC. |
| US |
| 20120919 |
| ANNUAL/SPECIAL |
| 20120810 |
| NOA |
| 656844107 |
| 3 |
| ALL UNALLOCATED OPTIONS ISSUABLE PURSUANT TO THE CORPORATION’S SHARE OPTION PLAN ARE HEREBY APPROVED AND AUTHORIZED UNTIL SEPTEMBER 19, 2015; AND ANY OFFICER OF THE CORPORATION IS HEREBY AUTHORIZED AND DIRECTED TO DO ALL SUCH ACTS AND THINGS AS IN HIS OPINION MAY BE NECESSARY OR DESIRABLE TO GIVE EFFECT TO THE FOREGOING |
| MGMT |
| FOR |
| FOR |
TEAM, INC. |
| US |
| 20120927 |
| ANNUAL |
| 20120810 |
| TISI |
| 878155100 |
| 1 |
| ELECTION OF NOMINEES: 1. VINCENT D. FOSTER, 2. JACK M. JOHNSON, JR. |
| MGMT |
| FOR |
| FOR |
TEAM, INC. |
| US |
| 20120927 |
| ANNUAL |
| 20120810 |
| TISI |
| 878155100 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
TEAM, INC. |
| US |
| 20120927 |
| ANNUAL |
| 20120810 |
| TISI |
| 878155100 |
| 3 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
TEAM, INC. |
| US |
| 20120927 |
| ANNUAL |
| 20120810 |
| TISI |
| 878155100 |
| 4 |
| APPROVAL OF THE TEAM, INC. EXECUTIVE INCENTIVE COMPENSATION PLAN |
| MGMT |
| FOR |
| FOR |
MATRIX SERVICE COMPANY |
| US |
| 20121115 |
| ANNUAL |
| 20120928 |
| MTRX |
| 576853105 |
| 1 |
| ELECTION OF NOMINEES: 1. JOHN R. HEWITT, 2. MICHAEL J. HALL, 3. I. EDGAR (ED) HENDRIX, 4. PAUL K. LACKEY, 5. TOM E. MAXWELL |
| MGMT |
| FOR |
| FOR |
MATRIX SERVICE COMPANY |
| US |
| 20121115 |
| ANNUAL |
| 20120928 |
| MTRX |
| 576853105 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
MATRIX SERVICE COMPANY |
| US |
| 20121115 |
| ANNUAL |
| 20120928 |
| MTRX |
| 576853105 |
| 3 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
MATRIX SERVICE COMPANY |
| US |
| 20121115 |
| ANNUAL |
| 20120928 |
| MTRX |
| 576853105 |
| 4 |
| TO APPROVE THE MATRIX SERVICE COMPANY 2012 STOCK AND INCENTIVE COMPENSATION PLAN |
| MGMT |
| FOR |
| FOR |
ROCHESTER MEDICAL CORPORATION |
| US |
| 20130131 |
| ANNUAL |
| 20121207 |
| ROCM |
| 771497104 |
| 1 |
| ELECTION OF NOMINEES: 1. DARNELL L. BOEHM, 2. ANTHONY J. CONWAY, 3. DAVID A. JONAS, 4. PETER H. SHEPARD, 5. RICHARD W. KRAMP |
| MGMT |
| FOR |
| FOR |
ROCHESTER MEDICAL CORPORATION |
| US |
| 20130131 |
| ANNUAL |
| 20121207 |
| ROCM |
| 771497104 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
ROCHESTER MEDICAL CORPORATION |
| US |
| 20130131 |
| ANNUAL |
| 20121207 |
| ROCM |
| 771497104 |
| 3 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
INSTEEL INDUSTRIES, INC. |
| US |
| 20130212 |
| ANNUAL |
| 20121210 |
| IIIN |
| 45774W108 |
| 1 |
| ELECTION OF NOMINEES: 1. C. RICHARD VAUGHN, 2. LOUIS E. HANNEN |
| MGMT |
| FOR |
| FOR |
INSTEEL INDUSTRIES, INC. |
| US |
| 20130212 |
| ANNUAL |
| 20121210 |
| IIIN |
| 45774W108 |
| 2 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
INSTEEL INDUSTRIES, INC. |
| US |
| 20130212 |
| ANNUAL |
| 20121210 |
| IIIN |
| 45774W108 |
| 3 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
NAVISTAR INTERNATIONAL CORPORATION |
| US |
| 20130219 |
| ANNUAL |
| 20130111 |
| NAV |
| 63934E108 |
| 1 |
| ELECTION OF NOMINEES: 1. JOHN C. POPE, 2. VINCENT J. INTRIERI, 3. MICHAEL N. HAMMES, 4. MARK H. RACHESKY, 5. SAMUEL J. MERKSAMER, 6. GENERAL S.A. MCCHRYSTAL |
| MGMT |
| FOR |
| FOR |
NAVISTAR INTERNATIONAL CORPORATION |
| US |
| 20130219 |
| ANNUAL |
| 20130111 |
| NAV |
| 63934E108 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
NAVISTAR INTERNATIONAL CORPORATION |
| US |
| 20130219 |
| ANNUAL |
| 20130111 |
| NAV |
| 63934E108 |
| 3 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
NAVISTAR INTERNATIONAL CORPORATION |
| US |
| 20130219 |
| ANNUAL |
| 20130111 |
| NAV |
| 63934E108 |
| 4 |
| APPROVE THE NAVISTAR INTERNATIONAL CORPORATION 2013 PERFORMANCE INCENTIVE PLAN |
| MGMT |
| FOR |
| FOR |
SONIC AUTOMOTIVE, INC. |
| US |
| 20130417 |
| ANNUAL |
| 20130219 |
| SAH |
| 83545G102 |
| 1 |
| ELECTION OF NOMINEES: 1. O. BRUTON SMITH, 2. B. SCOTT SMITH, 3. DAVID BRUTON SMITH, 4. WILLIAM I. BELK, 5. WILLIAM R. BROOKS, 6. VICTOR H. DOOLAN, 7. ROBERT HELLER, 8. ROBERT L. REWEY, 9. DAVID C. VORHOFF |
| N/A |
| N/A |
| NOT RECD |
COMPANY NAME |
| COUNTRY |
| MEETING |
| MEETING TYPE |
| RECORD |
| TICKER |
| SECURITY ID |
| AGENDA |
| AGENDA ITEM DESCRIPTION |
| PROPOSED BY |
| MGMT VOTE |
| PG VOTE (“FOR”), |
SONIC AUTOMOTIVE, INC. |
| US |
| 20130417 |
| ANNUAL |
| 20130219 |
| SAH |
| 83545G102 |
| 2 |
| EXECUTIVE COMPENSATION |
| N/A |
| N/A |
| NOT RECD |
SONIC AUTOMOTIVE, INC. |
| US |
| 20130417 |
| ANNUAL |
| 20130219 |
| SAH |
| 83545G102 |
| 3 |
| RATIFY THE SELECTION OF AUDITOR |
| N/A |
| N/A |
| NOT RECD |
KIRBY CORPORATION |
| US |
| 20130423 |
| ANNUAL |
| 20130301 |
| KEX |
| 497266106 |
| 1.1 |
| ELECTION OF NOMINEES: C. SEAN DAY |
| MGMT |
| FOR |
| FOR |
KIRBY CORPORATION |
| US |
| 20130423 |
| ANNUAL |
| 20130301 |
| KEX |
| 497266106 |
| 1.2 |
| ELECTION OF NOMINEES: WILLIAM M. LAMONT, JR. |
| MGMT |
| FOR |
| FOR |
KIRBY CORPORATION |
| US |
| 20130423 |
| ANNUAL |
| 20130301 |
| KEX |
| 497266106 |
| 1.3 |
| ELECTION OF NOMINEES: WILLIAM M. WATERMAN |
| MGMT |
| FOR |
| FOR |
KIRBY CORPORATION |
| US |
| 20130423 |
| ANNUAL |
| 20130301 |
| KEX |
| 497266106 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
KIRBY CORPORATION |
| US |
| 20130423 |
| ANNUAL |
| 20130301 |
| KEX |
| 497266106 |
| 3 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
TAL INTERNATIONAL GROUP, INC. |
| US |
| 20130423 |
| ANNUAL |
| 20130315 |
| TAL |
| 874083108 |
| 1 |
| ELECTION OF NOMINEES: 1. BRIAN M. SONDEY, 2. MALCOLM P. BAKER, 3. A. RICHARD CAPUTO, JR., 4. CLAUDE GERMAIN, 5. KENNETH HANAU, 6. HELMUT KASPERS, 7. FREDERIC H. LINDEBERG |
| N/A |
| N/A |
| DID NOT VOTE |
TAL INTERNATIONAL GROUP, INC. |
| US |
| 20130423 |
| ANNUAL |
| 20130315 |
| TAL |
| 874083108 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| N/A |
| N/A |
| DID NOT VOTE |
SAIA, INC. |
| US |
| 20130425 |
| ANNUAL |
| 20130311 |
| SAIA |
| 78709Y105 |
| 1.1 |
| ELECTION OF NOMINEES: JOHN J. HOLLAND |
| MGMT |
| FOR |
| FOR |
SAIA, INC. |
| US |
| 20130425 |
| ANNUAL |
| 20130311 |
| SAIA |
| 78709Y105 |
| 1.2 |
| ELECTION OF NOMINEES: RICHARD D. O’DELL |
| MGMT |
| FOR |
| FOR |
SAIA, INC. |
| US |
| 20130425 |
| ANNUAL |
| 20130311 |
| SAIA |
| 78709Y105 |
| 1.3 |
| ELECTION OF NOMINEES: DOUGLAS W. ROCKEL |
| MGMT |
| FOR |
| FOR |
SAIA, INC. |
| US |
| 20130425 |
| ANNUAL |
| 20130311 |
| SAIA |
| 78709Y105 |
| 2 |
| PROPOSAL TO APPROVE THE FIRST AMENDED AND RESTATED 2011 OMNIBUS INCENTIVE PLAN |
| MGMT |
| FOR |
| FOR |
SAIA, INC. |
| US |
| 20130425 |
| ANNUAL |
| 20130311 |
| SAIA |
| 78709Y105 |
| 3 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
SAIA, INC. |
| US |
| 20130425 |
| ANNUAL |
| 20130311 |
| SAIA |
| 78709Y105 |
| 4 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
BRAVO BRIO RESTAURANT |
| US |
| 20130501 |
| ANNUAL |
| 20130306 |
| BBRG |
| 10567B109 |
| 1A |
| ELECTION OF NOMINEES: THOMAS J. BALDWIN |
| MGMT |
| FOR |
| FOR |
BRAVO BRIO RESTAURANT |
| US |
| 20130501 |
| ANNUAL |
| 20130306 |
| BBRG |
| 10567B109 |
| 1B |
| ELECTION OF NOMINEES: JAMES S. GULMI |
| MGMT |
| FOR |
| FOR |
BRAVO BRIO RESTAURANT |
| US |
| 20130501 |
| ANNUAL |
| 20130306 |
| BBRG |
| 10567B109 |
| 1C |
| ELECTION OF NOMINEES: SAED MOHSENI |
| MGMT |
| FOR |
| FOR |
BRAVO BRIO RESTAURANT |
| US |
| 20130501 |
| ANNUAL |
| 20130306 |
| BBRG |
| 10567B109 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
DARLING INTERNATIONAL INC. |
| US |
| 20130507 |
| ANNUAL |
| 20130311 |
| DAR |
| 237266101 |
| 1.1 |
| ELECTION OF NOMINEES: RANDALL C. STUEWE |
| MGMT |
| FOR |
| FOR |
DARLING INTERNATIONAL INC. |
| US |
| 20130507 |
| ANNUAL |
| 20130311 |
| DAR |
| 237266101 |
| 1.2 |
| ELECTION OF NOMINEES: O. THOMAS ALBRECHT |
| MGMT |
| FOR |
| FOR |
DARLING INTERNATIONAL INC. |
| US |
| 20130507 |
| ANNUAL |
| 20130311 |
| DAR |
| 237266101 |
| 1.3 |
| ELECTION OF NOMINEES: D. EUGENE EWING |
| MGMT |
| FOR |
| FOR |
DARLING INTERNATIONAL INC. |
| US |
| 20130507 |
| ANNUAL |
| 20130311 |
| DAR |
| 237266101 |
| 1.4 |
| ELECTION OF NOMINEES: CHARLES MACALUSO |
| MGMT |
| FOR |
| FOR |
DARLING INTERNATIONAL INC. |
| US |
| 20130507 |
| ANNUAL |
| 20130311 |
| DAR |
| 237266101 |
| 1.5 |
| ELECTION OF NOMINEES: JOHN D. MARCH |
| MGMT |
| FOR |
| FOR |
DARLING INTERNATIONAL INC. |
| US |
| 20130507 |
| ANNUAL |
| 20130311 |
| DAR |
| 237266101 |
| 1.6 |
| ELECTION OF NOMINEES: MICHAEL RESCOE |
| MGMT |
| FOR |
| FOR |
DARLING INTERNATIONAL INC. |
| US |
| 20130507 |
| ANNUAL |
| 20130311 |
| DAR |
| 237266101 |
| 1.7 |
| ELECTION OF NOMINEES: MICHAEL URBUT |
| MGMT |
| FOR |
| FOR |
DARLING INTERNATIONAL INC. |
| US |
| 20130507 |
| ANNUAL |
| 20130311 |
| DAR |
| 237266101 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
DARLING INTERNATIONAL INC. |
| US |
| 20130507 |
| ANNUAL |
| 20130311 |
| DAR |
| 237266101 |
| 3 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
PARKER DRILLING COMPANY |
| US |
| 20130508 |
| ANNUAL |
| 20130315 |
| PKD |
| 701081101 |
| 1 |
| ELECTION OF NOMINEES: 1. JONATHAN M. CLARKSON, 2. GEORGE J. DONNELLY, 3. GARY R. KING |
| MGMT |
| FOR |
| FOR |
PARKER DRILLING COMPANY |
| US |
| 20130508 |
| ANNUAL |
| 20130315 |
| PKD |
| 701081101 |
| 2 |
| APPROVE THE PARKER DRILLING COMPANY 2010 LONG-TERM INCENTIVE PLAN AS AMENDED AND RESTATED |
| MGMT |
| FOR |
| FOR |
PARKER DRILLING COMPANY |
| US |
| 20130508 |
| ANNUAL |
| 20130315 |
| PKD |
| 701081101 |
| 3 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
PARKER DRILLING COMPANY |
| US |
| 20130508 |
| ANNUAL |
| 20130315 |
| PKD |
| 701081101 |
| 4 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
FURMANITE CORPORATION |
| US |
| 20130509 |
| ANNUAL |
| 20130314 |
| FRM |
| 361086101 |
| 1 |
| ELECTION OF NOMINEES: 1. CHARLES R. COX, 2. SANGWOO AHN, 3. KEVIN R. JOST, 4. RALPH PATITUCCI |
| MGMT |
| FOR |
| FOR |
FURMANITE CORPORATION |
| US |
| 20130509 |
| ANNUAL |
| 20130314 |
| FRM |
| 361086101 |
| 2 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
FURMANITE CORPORATION |
| US |
| 20130509 |
| ANNUAL |
| 20130314 |
| FRM |
| 361086101 |
| 3 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
FURMANITE CORPORATION |
| US |
| 20130509 |
| ANNUAL |
| 20130314 |
| FRM |
| 361086101 |
| 4 |
| RATIFICATION OF THE AMENDMENT OF THE FURMANITE 1994 STOCK INCENTIVE PLAN AS APPROVED BY THE BOARD OF DIRECTORS |
| MGMT |
| FOR |
| FOR |
SUNCOKE ENERGY, INC. |
| US |
| 20130509 |
| ANNUAL |
| 20130311 |
| SXC |
| 86722A103 |
| 1 |
| ELECTION OF NOMINEES: 1. PETER B. HAMILTON, 2. KAREN B. PEETZ, 3. JOHN W. ROWE |
| MGMT |
| FOR |
| FOR |
SUNCOKE ENERGY, INC. |
| US |
| 20130509 |
| ANNUAL |
| 20130311 |
| SXC |
| 86722A103 |
| 2 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
COMPANY NAME |
| COUNTRY |
| MEETING |
| MEETING TYPE |
| RECORD |
| TICKER |
| SECURITY ID |
| AGENDA |
| AGENDA ITEM DESCRIPTION |
| PROPOSED BY |
| MGMT VOTE |
| PG VOTE (“FOR”), |
SUNCOKE ENERGY, INC. |
| US |
| 20130509 |
| ANNUAL |
| 20130311 |
| SXC |
| 86722A103 |
| 3 |
| APPROVAL OF THE SUNCOKE ENERGY, INC. LONG-TERM PERFORMANCE ENHANCEMENT PLAN |
| MGMT |
| FOR |
| FOR |
SUNCOKE ENERGY, INC. |
| US |
| 20130509 |
| ANNUAL |
| 20130311 |
| SXC |
| 86722A103 |
| 4 |
| APPROVAL OF THE SUNCOKE ENERGY, INC. SENIOR EXECUTIVE INCENTIVE PLAN |
| MGMT |
| FOR |
| FOR |
SUNCOKE ENERGY, INC. |
| US |
| 20130509 |
| ANNUAL |
| 20130311 |
| SXC |
| 86722A103 |
| 5 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
VITRAN CORPORATION INC. |
| US |
| 20130515 |
| ANNUAL |
| 20130412 |
| VTNC |
| 92850E107 |
| 1 |
| ELECTION OF NOMINEES: 1. RICHARD D. MCGRAW, 2. WILLIAM S. DELUCE, 3. DAVID S. MCCLIMON, 4. JOHN R. GOSSLING, 5. GEORGES L. HÉBERT |
| MGMT |
| FOR |
| FOR |
VITRAN CORPORATION INC. |
| US |
| 20130515 |
| ANNUAL |
| 20130412 |
| VTNC |
| 92850E107 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
VITRAN CORPORATION INC. |
| US |
| 20130515 |
| ANNUAL |
| 20130412 |
| VTNC |
| 92850E107 |
| 3 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
VITRAN CORPORATION INC. |
| US |
| 20130515 |
| ANNUAL |
| 20130412 |
| VTNC |
| 92850E107 |
| 4 |
| APPROVAL OF THE COMPANY’S AMENDED AND RESTATED OPTION PLAN AS DESCRIBED IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR |
| MGMT |
| FOR |
| FOR |
VITRAN CORPORATION INC. |
| US |
| 20130515 |
| ANNUAL |
| 20130412 |
| VTNC |
| 92850E107 |
| 5 |
| APPROVAL OF A RESOLUTION CONFIRMING BY-LAW NO. 8 (OTHER THAN THE ELIMINATION OF THE ‘CASTING’ VOTE IN FAVOUR OF THE CHAIR OF THE MEETING OF THE BOARD OF DIRECTORS AND THE ADOPTION OF ADVANCE NOTICE PROVISIONS WITH RESPECT TO THE NOMINATION OF DIRECTORS, WHICH ARE THE SUBJECTS OF RESOLUTIONS 6 AND 7, RESPECTIVELY) AS THE NEW GENERAL BY-LAW, WHICH NEW GENERAL BY-LAW EFFECTS CHANGES TO THE PREVIOUS BY-LAWS THAT ARE PRIMARILY MINISTERIAL IN NATURE |
| MGMT |
| FOR |
| FOR |
VITRAN CORPORATION INC. |
| US |
| 20130515 |
| ANNUAL |
| 20130412 |
| VTNC |
| 92850E107 |
| 6 |
| APPROVAL OF A RESOLUTION CONFIRMING SECTION 4.16 OF BY-LAW NO. 8, WHICH EFFECTS A CHANGE TO THE PREVIOUS BY-LAWS OF THE COMPANY TO ELIMINATE THE SECOND OR ‘CASTING’ VOTE IN FAVOUR OF THE CHAIR OF THE MEETING OF THE BOARD OF DIRECTORS OF THE COMPANY IF THERE IS A TIE IN THE VOTES CAST BY DIRECTORS AT SUCH MEETING |
| MGMT |
| FOR |
| FOR |
VITRAN CORPORATION INC. |
| US |
| 20130515 |
| ANNUAL |
| 20130412 |
| VTNC |
| 92850E107 |
| 7 |
| APPROVAL OF A RESOLUTION CONFIRMING SECTION 10.5 OF BY-LAW NO. 8, WHICH EFFECTS A CHANGE TO THE PREVIOUS BY-LAWS OF THE COMPANY TO PROVIDE FOR ADVANCE NOTICE PROVISIONS WITH RESPECT TO THE NOMINATION OF DIRECTORS. EACH OF RESOLUTIONS 5, 6 AND 7 IS MUTUALLY CONDITIONED UPON THE APPROVAL OF ALL THREE RESOLUTIONS AS SET FORTH IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR |
| MGMT |
| FOR |
| FOR |
GENTHERM INC. |
| US |
| 20130516 |
| ANNUAL |
| 20130408 |
| THRM |
| 37253A103 |
| 1 |
| ELECTION OF NOMINEES: 1. LEWIS BOOTH , 2. FRANCOIS CASTAING , 3. DANIEL COKER , 4. SOPHIE DESORMIERE , 5. MAURICE GUNDERSON , 6. OSCAR B. MARX, 7. CARLOS MAZZORIN 8. FRANZ SCHERER , 9. BYRON SHAW |
| MGMT |
| FOR |
| FOR |
GENTHERM INC. |
| US |
| 20130516 |
| ANNUAL |
| 20130408 |
| THRM |
| 37253A103 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
GENTHERM INC. |
| US |
| 20130516 |
| ANNUAL |
| 20130408 |
| THRM |
| 37253A103 |
| 3 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
GENTHERM INC. |
| US |
| 20130516 |
| ANNUAL |
| 20130408 |
| THRM |
| 37253A103 |
| 4 |
| TO APPROVE THE GENTHERM INCORPORATED 2013 EQUITY INCENTIVE PLAN |
| MGMT |
| FOR |
| FOR |
RUSH ENTERPRISES, INC. |
| US |
| 20130521 |
| ANNUAL |
| 20130401 |
| RUSHA |
| 781846209 |
| 1 |
| ELECTION OF NOMINEES: 1. W. MARVIN RUSH , 2. W.M. “RUSTY” RUSH , 3. JAMES C. UNDERWOOD , 4. HAROLD D. MARSHALL , 5. THOMAS A. AKIN , 6. GERALD R. SZCZEPANSKI |
| MGMT |
| FOR |
| FOR |
RUSH ENTERPRISES, INC. |
| US |
| 20130521 |
| ANNUAL |
| 20130401 |
| RUSHA |
| 781846209 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
EAST WEST BANCORP, INC. |
| US |
| 20130528 |
| ANNUAL |
| 20130328 |
| EWBC |
| 27579R104 |
| 1 |
| ELECTION OF NOMINEES: 1. IRIS S. CHAN, 2. RUDOLPH I. ESTRADA, 3. JULIA S. GOUW, 4. PAUL H. IRVING, 5. ANDREW S. KANE, 6. TAK-CHUEN CLARENCE KWAN, 7. JOHN LEE, 8. HERMAN Y. LI , 9. JACK C. LIU , 10. DOMINIC NG, 11. KEITH W. RENKEN |
| MGMT |
| FOR |
| FOR |
EAST WEST BANCORP, INC. |
| US |
| 20130528 |
| ANNUAL |
| 20130328 |
| EWBC |
| 27579R104 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
EAST WEST BANCORP, INC. |
| US |
| 20130528 |
| ANNUAL |
| 20130328 |
| EWBC |
| 27579R104 |
| 3 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
BBCN BANCORP INC. |
| US |
| 20130530 |
| ANNUAL |
| 20130403 |
| BBCN |
| 073295107 |
| 1 |
| ELECTION OF NOMINEES: 1. STEVEN D. BROIDY, 2. LOUIS M. COSSO, 3. JIN CHUL JHUNG, 4. KEVIN S. KIM, 5. PETER Y.S. KIM, 6. SANG HOON KIM, 7. CHUNG HYUN LEE, 8. JESUN PAIK, 9. SCOTT YOON-SUK WHANG |
| MGMT |
| FOR |
| FOR |
COMPANY NAME |
| COUNTRY |
| MEETING |
| MEETING TYPE |
| RECORD |
| TICKER |
| SECURITY ID |
| AGENDA |
| AGENDA ITEM DESCRIPTION |
| PROPOSED BY |
| MGMT VOTE |
| PG VOTE (“FOR”), |
BBCN BANCORP INC. |
| US |
| 20130530 |
| ANNUAL |
| 20130403 |
| BBCN |
| 073295107 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
BBCN BANCORP INC. |
| US |
| 20130530 |
| ANNUAL |
| 20130403 |
| BBCN |
| 073295107 |
| 3 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
BBCN BANCORP INC. |
| US |
| 20130530 |
| ANNUAL |
| 20130403 |
| BBCN |
| 073295107 |
| 4 |
| NONBINDING ADVISORY STOCKHOLDER VOTE ON FREQUENCY OF FUTURE VOTES ON EXECUTIVE COMPENSATION. TO APPROVE, ON AN ADVISORY AND NONBINDING BASIS, THE FREQUENCY OF FUTURE VOTES, AS DESCRIBED IN THE PROXY STATEMENT |
| MGMT |
| 1 YEAR |
| 1 YEAR |
BBCN BANCORP INC. |
| US |
| 20130530 |
| ANNUAL |
| 20130403 |
| BBCN |
| 073295107 |
| 5 |
| MEETING ADJOURNMENT. TO ADJOURN THE MEETING TO A LATER DATE OR DATES, IF NECESSARY OR APPROPRIATE IN THE JUDGMENT OF THE BOARD OF DIRECTORS, TO PERMIT FURTHER SOLICITATION OF ADDITIONAL PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE MEETING TO APPROVE THE MATTERS TO BE CONSIDERED BY THE SHAREHOLDERS AT THE MEETING |
| MGMT |
| FOR |
| FOR |
CONN’S INC. |
| US |
| 20130604 |
| ANNUAL |
| 20130408 |
| CONN |
| 208242107 |
| 1 |
| ELECTION OF NOMINEES: 1. JON E.M. JACOBY, 2. KELLY M. MALSON , 3. BOB L. MARTIN, 4. DOUGLAS H. MARTIN , 5. DAVID SCHOFMAN, 6. SCOTT L. THOMPSON 7. THEODORE M. WRIGHT |
| MGMT |
| FOR |
| FOR |
CONN’S INC. |
| US |
| 20130604 |
| ANNUAL |
| 20130408 |
| CONN |
| 208242107 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
CONN’S INC. |
| US |
| 20130604 |
| ANNUAL |
| 20130408 |
| CONN |
| 208242107 |
| 3 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
CONN’S INC. |
| US |
| 20130604 |
| ANNUAL |
| 20130408 |
| CONN |
| 208242107 |
| 4 |
| IN THE NAMED PROXY’S DISCRETION, TO ACT UPON SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING |
| MGMT |
| FOR |
| FOR |
NATURAL GAS SERVICES GROUP, INC. |
| US |
| 20130612 |
| ANNUAL |
| 20130415 |
| NGS |
| 63886Q109 |
| 1 |
| ELECTION OF NOMINEES: JOHN W. CHISHOLM |
| MGMT |
| FOR |
| FOR |
NATURAL GAS SERVICES GROUP, INC. |
| US |
| 20130612 |
| ANNUAL |
| 20130415 |
| NGS |
| 63886Q109 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
NATURAL GAS SERVICES GROUP, INC. |
| US |
| 20130612 |
| ANNUAL |
| 20130415 |
| NGS |
| 63886Q109 |
| 3 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
PREMIERE GLOBAL SERVICES, INC. |
| US |
| 20130612 |
| ANNUAL |
| 20130404 |
| PGI |
| 740585104 |
| 1 |
| ELECTION OF NOMINEES: 1. BOLAND T. JONES 2. WILKIE S. COLYERK., 3. ROBERT DRAUGHON, 4. JOHN R. HARRIS, 5. W. STEVEN JONES, 6. RAYMOND H. PIRTLE, JR., 7. J. WALKER SMITH, JR. |
| MGMT |
| FOR |
| FOR |
PREMIERE GLOBAL SERVICES, INC. |
| US |
| 20130612 |
| ANNUAL |
| 20130404 |
| PGI |
| 740585104 |
| 2 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
PREMIERE GLOBAL SERVICES, INC. |
| US |
| 20130612 |
| ANNUAL |
| 20130404 |
| PGI |
| 740585104 |
| 3 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
DXP ENTERPRISES, INC. |
| US |
| 20130620 |
| ANNUAL |
| 20130423 |
| DXPE |
| 233377407 |
| 1 |
| ELECTION OF NOMINEES: 1. DAVID R. LITTLE, 2. CLETUS DAVIS, 3. TIMOTHY P. HALTER |
| MGMT |
| FOR |
| FOR |
DXP ENTERPRISES, INC. |
| US |
| 20130620 |
| ANNUAL |
| 20130423 |
| DXPE |
| 233377407 |
| 2 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
HORNBECK OFFSHORE SERVICES, INC. |
| US |
| 20130620 |
| ANNUAL |
| 20130422 |
| HOS |
| 440543106 |
| 1 |
| ELECTION OF NOMINEES: 1. BRUCE W. HUNT, 2. KEVIN O. MEYERS, 3. BERNIE W. STEWART |
| MGMT |
| FOR |
| FOR |
HORNBECK OFFSHORE SERVICES, INC. |
| US |
| 20130620 |
| ANNUAL |
| 20130422 |
| HOS |
| 440543106 |
| 2 |
| TO APPROVE THE AMENDMENT OF THE SECOND AMENDED AND RESTATED HORNBECK OFFSHORE SERVICES, INC. INCENTIVE COMPENSATION PLAN TO EXPAND THE LIST OF APPROVED PERFORMANCE MEASURES |
| MGMT |
| FOR |
| FOR |
HORNBECK OFFSHORE SERVICES, INC. |
| US |
| 20130620 |
| ANNUAL |
| 20130422 |
| HOS |
| 440543106 |
| 3 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
HORNBECK OFFSHORE SERVICES, INC. |
| US |
| 20130620 |
| ANNUAL |
| 20130422 |
| HOS |
| 440543106 |
| 4 |
| EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Pacific Global Fund Inc. d/b/a Pacific Advisors Fund Inc.
By: | /s/ George A. Henning |
|
| George A. Henning |
|
| Chairman, Pacific Advisors Fund Inc. |
|
|
|
|
Date: | August 30, 2013 |
|