UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-7062
PACIFIC GLOBAL FUND INC. D/B/A
PACIFIC ADVISORS FUND INC.
(Exact name of registrant as specified in charter)
101 NORTH BRAND BOULEVARD, SUITE 1950 GLENDALE, CALIFORNIA 91203
(Address of principal executive offices)
GEORGE A. HENNING 101 N. BRAND BLVD., SUITE 1950 GLENDALE, CA 91203
(Name and address of agent for service)
Registrant’s telephone number, including area code: 818-242-6693
Date of fiscal year end: December 31
Date of reporting period: June 30, 2010
PACIFIC ADVISORS FUNDS PROXY VOTING RECORD
FOR THE PERIOD JULY 1, 2009 - JUNE 30, 2010
GOVERNMENT SECURITIES FUND
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| (“FOR”), |
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| MEETING |
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| PROPOSED BY |
| (“FOR”) OR |
| (“AGAINST”), |
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| AGENDA |
| AGENDA |
| (“MGMT”) |
| (“AGAINST”) |
| (“ABSTAIN”), |
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| MEETING |
| (“ANNUAL”) OR |
| RECORD |
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| SECURITY ID |
| ITEM |
| ITEM |
| OR |
| MGMT |
| (“WITHHOLD”) |
COMPANY NAME |
| COUNTRY |
| DATE |
| (“SPECIAL”) |
| DATE |
| TICKER |
| (CUSIP) |
| NUMBER |
| DESCRIPTION |
| (“SHAREHOLD”) |
| RECOMMENDATION |
| OR (“NOT RECD”) |
FRONTIER COMMUNICATION CORP. |
| US |
| 20091027 |
| SPECIAL |
| 20090914 |
| FTR |
| 35906A108 |
| 1 |
| TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF MAY 13, 2009, AS AMENDED NO. 1 THERETO, DATED AS OF JULY 24, 2009(THE “MERGER AGREEMENT”), BY AND AMONG VERIZON COMMUNICATION INC., NEW COMMUNICATIONS HOLDINGS INC. AND FRONTIER COMMUNICATIONS CORPORATION |
| MGMT |
| FOR |
| FOR |
FRONTIER COMMUNICATION CORP. |
| US |
| 20091027 |
| SPECIAL |
| 20090914 |
| FTR |
| 35906A108 |
| 2 |
| TO AMEND THE RESTATED CERTIFICATE OF INCORPORATION OF FRONTIER COMMUNICATIONS CORPORATION, AS AMENDED, TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF FRONTIER COMMUNICATION CORPORATION COMMON STOCK FROM 600,000,000 TO 1,750,000,000 |
| MGMT |
| FOR |
| FOR |
FRONTIER COMMUNICATION CORP. |
| US |
| 20091027 |
| SPECIAL |
| 20090914 |
| FTR |
| 35906A108 |
| 3 |
| TO APPROVE THE ISSUANCE OF FRONTIER COMMUNICATIONS CORPORATION COMMON STOCK PURSUANT TO THE MERGER AGREEMENT |
| MGMT |
| FOR |
| FOR |
BP P.L.C. |
| US |
| 20100415 |
| ANNUAL |
| 20100219 |
| BP |
| 055622104 |
| 1 |
| TO RECEIVE THE DIRECTORS’ ANNUAL REPORT AND ACCOUNTS |
| MGMT |
| FOR |
| FOR |
BP P.L.C. |
| US |
| 20100415 |
| ANNUAL |
| 20100219 |
| BP |
| 055622104 |
| 2 |
| TO APPROVE THE DIRECTORS’ REMUNERATION REPORT |
| MGMT |
| FOR |
| FOR |
BP P.L.C. |
| US |
| 20100415 |
| ANNUAL |
| 20100219 |
| BP |
| 055622104 |
| 3 |
| ELECTION OF NOMINEES: MR P ANDERSON |
| MGMT |
| FOR |
| FOR |
BP P.L.C. |
| US |
| 20100415 |
| ANNUAL |
| 20100219 |
| BP |
| 055622104 |
| 4 |
| ELECTION OF NOMINEES: MR A BURGMANS |
| MGMT |
| FOR |
| FOR |
BP P.L.C. |
| US |
| 20100415 |
| ANNUAL |
| 20100219 |
| BP |
| 055622104 |
| 5 |
| ELECTION OF NOMINEES: MRS C B CARROLL |
| MGMT |
| FOR |
| FOR |
BP P.L.C. |
| US |
| 20100415 |
| ANNUAL |
| 20100219 |
| BP |
| 055622104 |
| 6 |
| ELECTION OF NOMINEES: SIR WILLIAM CASTELL |
| MGMT |
| FOR |
| FOR |
BP P.L.C. |
| US |
| 20100415 |
| ANNUAL |
| 20100219 |
| BP |
| 055622104 |
| 7 |
| ELECTION OF NOMINEES: MR I C CONN |
| MGMT |
| FOR |
| FOR |
BP P.L.C. |
| US |
| 20100415 |
| ANNUAL |
| 20100219 |
| BP |
| 055622104 |
| 8 |
| ELECTION OF NOMINEES: MR G DAVID |
| MGMT |
| FOR |
| FOR |
BP P.L.C. |
| US |
| 20100415 |
| ANNUAL |
| 20100219 |
| BP |
| 055622104 |
| 9 |
| ELECTION OF NOMINEES: MR I E L DAVIS |
| MGMT |
| FOR |
| FOR |
BP P.L.C. |
| US |
| 20100415 |
| ANNUAL |
| 20100219 |
| BP |
| 055622104 |
| 10 |
| ELECTION OF NOMINEES: MR R DUDLEY |
| MGMT |
| FOR |
| FOR |
BP P.L.C. |
| US |
| 20100415 |
| ANNUAL |
| 20100219 |
| BP |
| 055622104 |
| 11 |
| ELECTION OF NOMINEES: MR D J FLINT |
| MGMT |
| FOR |
| FOR |
BP P.L.C. |
| US |
| 20100415 |
| ANNUAL |
| 20100219 |
| BP |
| 055622104 |
| 12 |
| ELECTION OF NOMINEES: DR B E GROTE |
| MGMT |
| FOR |
| FOR |
BP P.L.C. |
| US |
| 20100415 |
| ANNUAL |
| 20100219 |
| BP |
| 055622104 |
| 13 |
| ELECTION OF NOMINEES: DR A B HAYWARD |
| MGMT |
| FOR |
| FOR |
BP P.L.C. |
| US |
| 20100415 |
| ANNUAL |
| 20100219 |
| BP |
| 055622104 |
| 14 |
| ELECTION OF NOMINEES: MR A G INGLIS |
| MGMT |
| FOR |
| FOR |
BP P.L.C. |
| US |
| 20100415 |
| ANNUAL |
| 20100219 |
| BP |
| 055622104 |
| 15 |
| ELECTION OF NOMINEES: DR D S JULIUS |
| MGMT |
| FOR |
| FOR |
BP P.L.C. |
| US |
| 20100415 |
| ANNUAL |
| 20100219 |
| BP |
| 055622104 |
| 16 |
| ELECTION OF NOMINEES: MR C-H SVANBERG |
| MGMT |
| FOR |
| FOR |
BP P.L.C. |
| US |
| 20100415 |
| ANNUAL |
| 20100219 |
| BP |
| 055622104 |
| 17 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
BP P.L.C. |
| US |
| 20100415 |
| ANNUAL |
| 20100219 |
| BP |
| 055622104 |
| 18 |
| SPECIAL RESOLUTION: TO ADOPT NEW ARTICLES OF ASSOCIATION |
| MGMT |
| FOR |
| FOR |
BP P.L.C. |
| US |
| 20100415 |
| ANNUAL |
| 20100219 |
| BP |
| 055622104 |
| 19 |
| SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY |
| MGMT |
| FOR |
| FOR |
BP P.L.C. |
| US |
| 20100415 |
| ANNUAL |
| 20100219 |
| BP |
| 055622104 |
| 20 |
| TO GIVE LIMITED AUTHORITY TO ALLOT SHARES UP TO A SPECIFIED AMOUNT |
| MGMT |
| FOR |
| FOR |
BP P.L.C. |
| US |
| 20100415 |
| ANNUAL |
| 20100219 |
| BP |
| 055622104 |
| 21 |
| SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT A LIMITED NUMBER OF SHARES FOR CASH FREE OF PRE-EMPTION RIGHTS |
| MGMT |
| FOR |
| FOR |
BP P.L.C. |
| US |
| 20100415 |
| ANNUAL |
| 20100219 |
| BP |
| 055622104 |
| 22 |
| SPECIAL RESOLUTION: TO AUTHORIZE THE CALLING OF GENERAL MEETINGS (EXCLUDING ANNUAL GENERAL MEETINGS) BY NOTICE OF AT LEAST 14 CLEAR DAYS |
| MGMT |
| FOR |
| FOR |
BP P.L.C. |
| US |
| 20100415 |
| ANNUAL |
| 20100219 |
| BP |
| 055622104 |
| 23 |
| TO APPROVE THE RENEWAL OF THE EXECUTIVE DIRECTORS INCENTIVE PLAN |
| MGMT |
| FOR |
| FOR |
BP P.L.C. |
| US |
| 20100415 |
| ANNUAL |
| 20100219 |
| BP |
| 055622104 |
| 24 |
| TO APPROVE THE SCRIP DIVIDEND PROGRAMME |
| MGMT |
| FOR |
| FOR |
BP P.L.C. |
| US |
| 20100415 |
| ANNUAL |
| 20100219 |
| BP |
| 055622104 |
| 25 |
| SPECIAL RESOLUTION: TO INSTRUCT A COMMITTEE OF THE BOARD TO REVIEW THE ASSUMPTIONS BEHIND THE SUNRISE SAGD PROJECT |
| SHAREHOLD |
| FOR |
| AGAINST |
THE CHUBB CORP. |
| US |
| 20100427 |
| ANNUAL |
| 20100308 |
| CB |
| 171232101 |
| 1A |
| ELECTION OF NOMINEES: ZOE BAIRD |
| MGMT |
| FOR |
| FOR |
THE CHUBB CORP. |
| US |
| 20100427 |
| ANNUAL |
| 20100308 |
| CB |
| 171232101 |
| 1B |
| ELECTION OF NOMINEES: SHEILA P. BURKE |
| MGMT |
| FOR |
| FOR |
THE CHUBB CORP. |
| US |
| 20100427 |
| ANNUAL |
| 20100308 |
| CB |
| 171232101 |
| 1C |
| ELECTION OF NOMINEES: JAMES I. CASH, JR. |
| MGMT |
| FOR |
| FOR |
THE CHUBB CORP. |
| US |
| 20100427 |
| ANNUAL |
| 20100308 |
| CB |
| 171232101 |
| 1D |
| ELECTION OF NOMINEES: JOHN D. FINNEGAN |
| MGMT |
| FOR |
| FOR |
THE CHUBB CORP. |
| US |
| 20100427 |
| ANNUAL |
| 20100308 |
| CB |
| 171232101 |
| 1E |
| ELECTION OF NOMINEES: MARTIN G. MCGUINN |
| MGMT |
| FOR |
| FOR |
THE CHUBB CORP. |
| US |
| 20100427 |
| ANNUAL |
| 20100308 |
| CB |
| 171232101 |
| 1F |
| ELECTION OF NOMINEES: LAWRENCE M. SMALL |
| MGMT |
| FOR |
| FOR |
THE CHUBB CORP. |
| US |
| 20100427 |
| ANNUAL |
| 20100308 |
| CB |
| 171232101 |
| 1G |
| ELECTION OF NOMINEES: JESS SODERBERG |
| MGMT |
| FOR |
| FOR |
THE CHUBB CORP. |
| US |
| 20100427 |
| ANNUAL |
| 20100308 |
| CB |
| 171232101 |
| 1H |
| ELECTION OF NOMINEES: DANIEL E. SOMERS |
| MGMT |
| FOR |
| FOR |
THE CHUBB CORP. |
| US |
| 20100427 |
| ANNUAL |
| 20100308 |
| CB |
| 171232101 |
| 1I |
| ELECTION OF NOMINEES: KAREN HASTIE WILLIAMS |
| MGMT |
| FOR |
| FOR |
THE CHUBB CORP. |
| US |
| 20100427 |
| ANNUAL |
| 20100308 |
| CB |
| 171232101 |
| 1J |
| ELECTION OF NOMINEES: JAMES M. ZIMMERMAN |
| MGMT |
| FOR |
| FOR |
THE CHUBB CORP. |
| US |
| 20100427 |
| ANNUAL |
| 20100308 |
| CB |
| 171232101 |
| 1K |
| ELECTION OF NOMINEES: ALFRED W. ZOLLAR |
| MGMT |
| FOR |
| FOR |
THE CHUBB CORP. |
| US |
| 20100427 |
| ANNUAL |
| 20100308 |
| CB |
| 171232101 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
KIMBERLY-CLARK CORP. |
| US |
| 20100429 |
| ANNUAL |
| 20100301 |
| KMB |
| 494368103 |
| 1A |
| ELECTION OF NOMINEES: JOHN R. ALM |
| MGMT |
| FOR |
| FOR |
KIMBERLY-CLARK CORP. |
| US |
| 20100429 |
| ANNUAL |
| 20100301 |
| KMB |
| 494368103 |
| 1B |
| ELECTION OF NOMINEES: DENNIS R. BERESFORD |
| MGMT |
| FOR |
| FOR |
KIMBERLY-CLARK CORP. |
| US |
| 20100429 |
| ANNUAL |
| 20100301 |
| KMB |
| 494368103 |
| 1C |
| ELECTION OF NOMINEES: JOHN F. BERGSTROM |
| MGMT |
| FOR |
| FOR |
KIMBERLY-CLARK CORP. |
| US |
| 20100429 |
| ANNUAL |
| 20100301 |
| KMB |
| 494368103 |
| 1D |
| ELECTION OF NOMINEES: ABELARDO E. BRU |
| MGMT |
| FOR |
| FOR |
KIMBERLY-CLARK CORP. |
| US |
| 20100429 |
| ANNUAL |
| 20100301 |
| KMB |
| 494368103 |
| 1E |
| ELECTION OF NOMINEES: ROBERT W. DECHERD |
| MGMT |
| FOR |
| FOR |
KIMBERLY-CLARK CORP. |
| US |
| 20100429 |
| ANNUAL |
| 20100301 |
| KMB |
| 494368103 |
| 1F |
| ELECTION OF NOMINEES: THOMAS J. FALK |
| MGMT |
| FOR |
| FOR |
KIMBERLY-CLARK CORP. |
| US |
| 20100429 |
| ANNUAL |
| 20100301 |
| KMB |
| 494368103 |
| 1G |
| ELECTION OF NOMINEES: MAE C. JEMISON, M.D. |
| MGMT |
| FOR |
| FOR |
KIMBERLY-CLARK CORP. |
| US |
| 20100429 |
| ANNUAL |
| 20100301 |
| KMB |
| 494368103 |
| 1H |
| ELECTION OF NOMINEES: JAMES M. JENNESS |
| MGMT |
| FOR |
| FOR |
KIMBERLY-CLARK CORP. |
| US |
| 20100429 |
| ANNUAL |
| 20100301 |
| KMB |
| 494368103 |
| 1I |
| ELECTION OF NOMINEES: IAN C. READ |
| MGMT |
| FOR |
| FOR |
KIMBERLY-CLARK CORP. |
| US |
| 20100429 |
| ANNUAL |
| 20100301 |
| KMB |
| 494368103 |
| 1J |
| ELECTION OF NOMINEES: LINDA JOHNSON RICE |
| MGMT |
| FOR |
| FOR |
KIMBERLY-CLARK CORP. |
| US |
| 20100429 |
| ANNUAL |
| 20100301 |
| KMB |
| 494368103 |
| 1K |
| ELECTION OF NOMINEES: MARC J. SHAPIRO |
| MGMT |
| FOR |
| FOR |
KIMBERLY-CLARK CORP. |
| US |
| 20100429 |
| ANNUAL |
| 20100301 |
| KMB |
| 494368103 |
| 1L |
| ELECTION OF NOMINEES: G. CRAIG SULLIVAN |
| MGMT |
| FOR |
| FOR |
KIMBERLY-CLARK CORP. |
| US |
| 20100429 |
| ANNUAL |
| 20100301 |
| KMB |
| 494368103 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
KIMBERLY-CLARK CORP. |
| US |
| 20100429 |
| ANNUAL |
| 20100301 |
| KMB |
| 494368103 |
| 3 |
| STOCKHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER MEETINGS |
| SHAREHOLD |
| FOR |
| AGAINST |
AT&T INC. |
| US |
| 20100430 |
| ANNUAL |
| 20100302 |
| T |
| 00206R102 |
| 1A |
| ELECTION OF NOMINEES: RANDALL L. STEPHENSON |
| MGMT |
| FOR |
| FOR |
AT&T INC. |
| US |
| 20100430 |
| ANNUAL |
| 20100302 |
| T |
| 00206R102 |
| 1B |
| ELECTION OF NOMINEES: GILBERT F. AMELIO |
| MGMT |
| FOR |
| FOR |
AT&T INC. |
| US |
| 20100430 |
| ANNUAL |
| 20100302 |
| T |
| 00206R102 |
| 1C |
| ELECTION OF NOMINEES: REUBEN V. ANDERSON |
| MGMT |
| FOR |
| FOR |
AT&T INC. |
| US |
| 20100430 |
| ANNUAL |
| 20100302 |
| T |
| 00206R102 |
| 1D |
| ELECTION OF NOMINEES: JAMES H. BLANCHARD |
| MGMT |
| FOR |
| FOR |
AT&T INC. |
| US |
| 20100430 |
| ANNUAL |
| 20100302 |
| T |
| 00206R102 |
| 1E |
| ELECTION OF NOMINEES: JAIME CHICO PARDO |
| MGMT |
| FOR |
| FOR |
AT&T INC. |
| US |
| 20100430 |
| ANNUAL |
| 20100302 |
| T |
| 00206R102 |
| 1F |
| ELECTION OF NOMINEES: JAMES P. KELLY |
| MGMT |
| FOR |
| FOR |
AT&T INC. |
| US |
| 20100430 |
| ANNUAL |
| 20100302 |
| T |
| 00206R102 |
| 1G |
| ELECTION OF NOMINEES: JON C. MADONNA |
| MGMT |
| FOR |
| FOR |
AT&T INC. |
| US |
| 20100430 |
| ANNUAL |
| 20100302 |
| T |
| 00206R102 |
| 1H |
| ELECTION OF NOMINEES: LYNN M. MARTIN |
| MGMT |
| FOR |
| FOR |
AT&T INC. |
| US |
| 20100430 |
| ANNUAL |
| 20100302 |
| T |
| 00206R102 |
| 1I |
| ELECTION OF NOMINEES: JOHN B. MCCOY |
| MGMT |
| FOR |
| FOR |
AT&T INC. |
| US |
| 20100430 |
| ANNUAL |
| 20100302 |
| T |
| 00206R102 |
| 1J |
| ELECTION OF NOMINEES: JOYCE M. ROCHE |
| MGMT |
| FOR |
| FOR |
AT&T INC. |
| US |
| 20100430 |
| ANNUAL |
| 20100302 |
| T |
| 00206R102 |
| 1K |
| ELECTION OF NOMINEES: LAURA D’ANDREA TYSON |
| MGMT |
| FOR |
| FOR |
AT&T INC. |
| US |
| 20100430 |
| ANNUAL |
| 20100302 |
| T |
| 00206R102 |
| 1L |
| ELECTION OF NOMINEES: PATRICIA P. UPTON |
| MGMT |
| FOR |
| FOR |
AT&T INC. |
| US |
| 20100430 |
| ANNUAL |
| 20100302 |
| T |
| 00206R102 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
AT&T INC. |
| US |
| 20100430 |
| ANNUAL |
| 20100302 |
| T |
| 00206R102 |
| 3 |
| CUMULATIVE VOTING |
| SHAREHOLD |
| FOR |
| AGAINST |
AT&T INC. |
| US |
| 20100430 |
| ANNUAL |
| 20100302 |
| T |
| 00206R102 |
| 4 |
| PENSION CREDIT POLICY |
| SHAREHOLD |
| FOR |
| AGAINST |
AT&T INC. |
| US |
| 20100430 |
| ANNUAL |
| 20100302 |
| T |
| 00206R102 |
| 5 |
| ADVISORY VOTE ON COMPENSATION |
| SHAREHOLD |
| FOR |
| AGAINST |
AT&T INC. |
| US |
| 20100430 |
| ANNUAL |
| 20100302 |
| T |
| 00206R102 |
| 6 |
| SPECIAL STOCKHOLDER MEETINGS |
| SHAREHOLD |
| FOR |
| AGAINST |
CONSOLIDATED EDISON INC. |
| US |
| 20100517 |
| ANNUAL |
| 20100330 |
| ED |
| 209115104 |
| 1A |
| ELECTION OF NOMINEES: K. BURKE |
| MGMT |
| FOR |
| FOR |
CONSOLIDATED EDISON INC. |
| US |
| 20100517 |
| ANNUAL |
| 20100330 |
| ED |
| 209115104 |
| 1B |
| ELECTION OF NOMINEES: V.A. CALARCO |
| MGMT |
| FOR |
| FOR |
CONSOLIDATED EDISON INC. |
| US |
| 20100517 |
| ANNUAL |
| 20100330 |
| ED |
| 209115104 |
| 1C |
| ELECTION OF NOMINEES: G. CAMPBELL, JR. |
| MGMT |
| FOR |
| FOR |
CONSOLIDATED EDISON INC. |
| US |
| 20100517 |
| ANNUAL |
| 20100330 |
| ED |
| 209115104 |
| 1D |
| ELECTION OF NOMINEES: G.J. DAVIS |
| MGMT |
| FOR |
| FOR |
CONSOLIDATED EDISON INC. |
| US |
| 20100517 |
| ANNUAL |
| 20100330 |
| ED |
| 209115104 |
| 1E |
| ELECTION OF NOMINEES: M.J. DEL GIUDICE |
| MGMT |
| FOR |
| FOR |
CONSOLIDATED EDISON INC. |
| US |
| 20100517 |
| ANNUAL |
| 20100330 |
| ED |
| 209115104 |
| 1F |
| ELECTION OF NOMINEES: E.V. FUTTER |
| MGMT |
| FOR |
| FOR |
CONSOLIDATED EDISON INC. |
| US |
| 20100517 |
| ANNUAL |
| 20100330 |
| ED |
| 209115104 |
| 1G |
| ELECTION OF NOMINEES: J.F. HENNESSY III |
| MGMT |
| FOR |
| FOR |
CONSOLIDATED EDISON INC. |
| US |
| 20100517 |
| ANNUAL |
| 20100330 |
| ED |
| 209115104 |
| 1H |
| ELECTION OF NOMINEES: S. HERNANDEZ |
| MGMT |
| FOR |
| FOR |
CONSOLIDATED EDISON INC. |
| US |
| 20100517 |
| ANNUAL |
| 20100330 |
| ED |
| 209115104 |
| 1I |
| ELECTION OF NOMINEES: J.F. KILLIAN |
| MGMT |
| FOR |
| FOR |
CONSOLIDATED EDISON INC. |
| US |
| 20100517 |
| ANNUAL |
| 20100330 |
| ED |
| 209115104 |
| 1J |
| ELECTION OF NOMINEES: E.R. MCGRATH |
| MGMT |
| FOR |
| FOR |
CONSOLIDATED EDISON INC. |
| US |
| 20100517 |
| ANNUAL |
| 20100330 |
| ED |
| 209115104 |
| 1K |
| ELECTION OF NOMINEES: M.W. RANGER |
| MGMT |
| FOR |
| FOR |
CONSOLIDATED EDISON INC. |
| US |
| 20100517 |
| ANNUAL |
| 20100330 |
| ED |
| 209115104 |
| 1L |
| ELECTION OF NOMINEES: L.F. SUTHERLAND |
| MGMT |
| FOR |
| FOR |
CONSOLIDATED EDISON INC. |
| US |
| 20100517 |
| ANNUAL |
| 20100330 |
| ED |
| 209115104 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
CONSOLIDATED EDISON INC. |
| US |
| 20100517 |
| ANNUAL |
| 20100330 |
| ED |
| 209115104 |
| 3 |
| ADDITIONAL COMPENSATION INFORMATION |
| SHAREHOLD |
| FOR |
| AGAINST |
PPL CORP. |
| US |
| 20100519 |
| ANNUAL |
| 20100226 |
| PPL |
| 69351T106 |
| 1 |
| ELECTION OF NOMINEES: 1. STUART E. GRAHAM, 2. STUART HEYDT, 3. CRAIG A. ROGERSON |
| MGMT |
| FOR |
| FOR |
PPL CORP. |
| US |
| 20100519 |
| ANNUAL |
| 20100226 |
| PPL |
| 69351T106 |
| 2 |
| COMPANY PROPOSAL TO AMEND THE COMPANY’S BYLAWS TO ELIMINATE CLASSIFICATION OF TERMS OF THE BOARD OF DIRECTORS |
| MGMT |
| FOR |
| FOR |
PPL CORP. |
| US |
| 20100519 |
| ANNUAL |
| 20100226 |
| PPL |
| 69351T106 |
| 3 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
PPL CORP. |
| US |
| 20100519 |
| ANNUAL |
| 20100226 |
| PPL |
| 69351T106 |
| 4 |
| SHAREOWNER PROPOSAL: SPECIAL SHAREOWNER MEETINGS |
| SHAREHOLD |
| FOR |
| AGAINST |
PPL CORP. |
| US |
| 20100519 |
| ANNUAL |
| 20100226 |
| PPL |
| 69351T106 |
| 5 |
| SHAREOWNER PROPOSAL: DIRECTOR ELECTION MAJORITY VOTE STANDARD PROPOSAL |
| SHAREHOLD |
| FOR |
| AGAINST |
THE SOUTHERN CO. |
| US |
| 20100526 |
| ANNUAL |
| 20100330 |
| SO |
| 842587107 |
| 1 |
| ELECTION OF NOMINEES: 1. J.P. BARANCO, 2. J.A. BOSCIA, 3. H.A. CLARK III, 4. H.W. HABERMEYER, JR., 5. V.M. HAGEN, 6. W.A. HOOD, JR., 7. D.M. JAMES, 8. J.N. PURCELL, 9. D.M. RATCLIFFE, 10. W.G. SMITH, JR., 11. L.D. THOMPSON |
| MGMT |
| FOR |
| FOR |
THE SOUTHERN CO. |
| US |
| 20100526 |
| ANNUAL |
| 20100330 |
| SO |
| 842587107 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
THE SOUTHERN CO. |
| US |
| 20100526 |
| ANNUAL |
| 20100330 |
| SO |
| 842587107 |
| 3 |
| AMENDMENT OF COMPANY’S BY-LAWS REGARDING MAJORITY VOTING AND CUMULATIVE VOTING |
| MGMT |
| FOR |
| FOR |
THE SOUTHERN CO. |
| US |
| 20100526 |
| ANNUAL |
| 20100330 |
| SO |
| 842587107 |
| 4 |
| AMENDMENT OF COMPANY’S CERTIFICATE OF INCORPORATION REGARDING CUMULATIVE VOTING |
| MGMT |
| FOR |
| FOR |
THE SOUTHERN CO. |
| US |
| 20100526 |
| ANNUAL |
| 20100330 |
| SO |
| 842587107 |
| 5 |
| AMENDMENT OF COMPANY’S CERTIFICATE OF INCORPORATION TO INCREASE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK |
| MGMT |
| FOR |
| FOR |
THE SOUTHERN CO. |
| US |
| 20100526 |
| ANNUAL |
| 20100330 |
| SO |
| 842587107 |
| 6 |
| STOCKHOLDER PROPOSAL ON CLIMATE CHANGE ENVIRONMENTAL REPORT |
| SHAREHOLD |
| FOR |
| AGAINST |
THE SOUTHERN CO. |
| US |
| 20100526 |
| ANNUAL |
| 20100330 |
| SO |
| 842587107 |
| 7 |
| STOCKHOLDER PROPOSAL ON COAL COMBUSTION BYPRODUCTS ENVIRONMENTAL REPORT |
| SHAREHOLD |
| FOR |
| AGAINST |
CHEVRON CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100401 |
| CVX |
| 166764100 |
| 1A |
| ELECTION OF NOMINEES: S.H. ARMACOST |
| MGMT |
| FOR |
| FOR |
CHEVRON CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100401 |
| CVX |
| 166764100 |
| 1B |
| ELECTION OF NOMINEES: L.F. DEILY |
| MGMT |
| FOR |
| FOR |
CHEVRON CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100401 |
| CVX |
| 166764100 |
| 1C |
| ELECTION OF NOMINEES: R.E. DENHAM |
| MGMT |
| FOR |
| FOR |
CHEVRON CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100401 |
| CVX |
| 166764100 |
| 1D |
| ELECTION OF NOMINEES: R.J. EATON |
| MGMT |
| FOR |
| FOR |
CHEVRON CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100401 |
| CVX |
| 166764100 |
| 1E |
| ELECTION OF NOMINEES: C. HAGEL |
| MGMT |
| FOR |
| FOR |
CHEVRON CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100401 |
| CVX |
| 166764100 |
| 1F |
| ELECTION OF NOMINEES: E. HERNANDEZ |
| MGMT |
| FOR |
| FOR |
CHEVRON CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100401 |
| CVX |
| 166764100 |
| 1G |
| ELECTION OF NOMINEES: F.G. JENIFER |
| MGMT |
| FOR |
| FOR |
CHEVRON CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100401 |
| CVX |
| 166764100 |
| 1H |
| ELECTION OF NOMINEES: G.L. KIRKLAND |
| MGMT |
| FOR |
| FOR |
CHEVRON CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100401 |
| CVX |
| 166764100 |
| 1I |
| ELECTION OF NOMINEES: S. NUNN |
| MGMT |
| FOR |
| FOR |
CHEVRON CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100401 |
| CVX |
| 166764100 |
| 1J |
| ELECTION OF NOMINEES: D.B. RICE |
| MGMT |
| FOR |
| FOR |
CHEVRON CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100401 |
| CVX |
| 166764100 |
| 1K |
| ELECTION OF NOMINEES: K.W. SHARER |
| MGMT |
| FOR |
| FOR |
CHEVRON CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100401 |
| CVX |
| 166764100 |
| 1L |
| ELECTION OF NOMINEES: C.R. SHOEMATE |
| MGMT |
| FOR |
| FOR |
CHEVRON CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100401 |
| CVX |
| 166764100 |
| 1M |
| ELECTION OF NOMINEES: J.G. STUMPF |
| MGMT |
| FOR |
| FOR |
CHEVRON CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100401 |
| CVX |
| 166764100 |
| 1N |
| ELECTION OF NOMINEES: R.D. SUGAR |
| MGMT |
| FOR |
| FOR |
CHEVRON CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100401 |
| CVX |
| 166764100 |
| 1O |
| ELECTION OF NOMINEES: C. WARE |
| MGMT |
| FOR |
| FOR |
CHEVRON CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100401 |
| CVX |
| 166764100 |
| 1P |
| ELECTION OF NOMINEES: J.S. WATSON |
| MGMT |
| FOR |
| FOR |
CHEVRON CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100401 |
| CVX |
| 166764100 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
CHEVRON CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100401 |
| CVX |
| 166764100 |
| 3 |
| AMENDMENT TO CHEVRON’S BY-LAWS TO REDUCE THE PERCENTAGE OF STOCKHOLDINGS REQUIRED FOR STOCKHOLDERS TO CALL FOR SPECIAL MEETINGS |
| MGMT |
| FOR |
| FOR |
CHEVRON CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100401 |
| CVX |
| 166764100 |
| 4 |
| APPOINTMENT OF AN INDEPENDENT DIRECTOR WITH ENVIRONMENTAL EXPERTISE |
| SHAREHOLD |
| FOR |
| AGAINST |
CHEVRON CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100401 |
| CVX |
| 166764100 |
| 5 |
| HOLDING EQUITY-BASED COMPENSATION THROUGH RETIREMENT |
| SHAREHOLD |
| FOR |
| AGAINST |
CHEVRON CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100401 |
| CVX |
| 166764100 |
| 6 |
| DISCLOSURE OF PAYMENTS TO HOST GOVERNMENTS |
| SHAREHOLD |
| FOR |
| AGAINST |
CHEVRON CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100401 |
| CVX |
| 166764100 |
| 7 |
| GUIDELINES FOR COUNTRY SELECTION |
| SHAREHOLD |
| FOR |
| AGAINST |
CHEVRON CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100401 |
| CVX |
| 166764100 |
| 8 |
| FINANCIAL RISKS FROM CLIMATE CHANGE |
| SHAREHOLD |
| FOR |
| AGAINST |
CHEVRON CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100401 |
| CVX |
| 166764100 |
| 9 |
| HUMAN RIGHTS COMMITTEE |
| SHAREHOLD |
| FOR |
| AGAINST |
PACIFIC ADVISORS FUNDS PROXY VOTING RECORD
FOR THE PERIOD JULY 1, 2009 - JUNE 30, 2010
INCOME AND EQUITY FUND
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| PG VOTE |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| (“FOR”), |
|
|
|
|
|
| MEETING |
|
|
|
|
|
|
|
|
|
|
| PROPOSED BY |
| (“FOR”) OR |
| (“AGAINST”), |
|
|
|
|
|
| TYPE |
|
|
|
|
|
|
| AGENDA |
| AGENDA |
| (“MGMT”) |
| (“AGAINST”) |
| (“ABSTAIN”), |
|
|
|
| MEETING |
| (“ANNUAL”) OR |
| RECORD |
|
|
| SECURITY ID |
| ITEM |
| ITEM |
| OR |
| MGMT |
| (“WITHHOLD”) |
COMPANY NAME |
| COUNTRY |
| DATE |
| (“SPECIAL”) |
| DATE |
| TICKER |
| (CUSIP) |
| NUMBER |
| DESCRIPTION |
| (“SHAREHOLD”) |
| RECOMMENDATION |
| OR (“NOT RECD”) |
THE PROCTER & GAMBLE CO. |
| US |
| 20091013 |
| ANNUAL |
| 20090814 |
| PG |
| 742718109 |
| 1A |
| ELECTION OF NOMINEES: KENNETH I. CHENAULT |
| MGMT |
| FOR |
| FOR |
THE PROCTER & GAMBLE CO. |
| US |
| 20091013 |
| ANNUAL |
| 20090814 |
| PG |
| 742718109 |
| 1B |
| ELECTION OF NOMINEES: SCOTT D. COOK |
| MGMT |
| FOR |
| FOR |
THE PROCTER & GAMBLE CO. |
| US |
| 20091013 |
| ANNUAL |
| 20090814 |
| PG |
| 742718109 |
| 1C |
| ELECTION OF NOMINEES: RAJAT K. GUPTA |
| MGMT |
| FOR |
| FOR |
THE PROCTER & GAMBLE CO. |
| US |
| 20091013 |
| ANNUAL |
| 20090814 |
| PG |
| 742718109 |
| 1D |
| ELECTION OF NOMINEES: A. G. LAFLEY |
| MGMT |
| FOR |
| FOR |
THE PROCTER & GAMBLE CO. |
| US |
| 20091013 |
| ANNUAL |
| 20090814 |
| PG |
| 742718109 |
| 1E |
| ELECTION OF NOMINEES: CHARLES R. LEE |
| MGMT |
| FOR |
| FOR |
THE PROCTER & GAMBLE CO. |
| US |
| 20091013 |
| ANNUAL |
| 20090814 |
| PG |
| 742718109 |
| 1F |
| ELECTION OF NOMINEES: LYNN M. MARTIN |
| MGMT |
| FOR |
| FOR |
THE PROCTER & GAMBLE CO. |
| US |
| 20091013 |
| ANNUAL |
| 20090814 |
| PG |
| 742718109 |
| 1G |
| ELECTION OF NOMINEES: ROBERT A. MCDONALD |
| MGMT |
| FOR |
| FOR |
THE PROCTER & GAMBLE CO. |
| US |
| 20091013 |
| ANNUAL |
| 20090814 |
| PG |
| 742718109 |
| 1H |
| ELECTION OF NOMINEES: W. JAMES MCNERNEY, JR |
| MGMT |
| FOR |
| FOR |
THE PROCTER & GAMBLE CO. |
| US |
| 20091013 |
| ANNUAL |
| 20090814 |
| PG |
| 742718109 |
| 1I |
| ELECTION OF NOMINEES: JOHNATHAN A. RODGERS |
| MGMT |
| FOR |
| FOR |
THE PROCTER & GAMBLE CO. |
| US |
| 20091013 |
| ANNUAL |
| 20090814 |
| PG |
| 742718109 |
| 1J |
| ELECTION OF NOMINEES: RALPH SNYDERMAN, M.D. |
| MGMT |
| FOR |
| FOR |
THE PROCTER & GAMBLE CO. |
| US |
| 20091013 |
| ANNUAL |
| 20090814 |
| PG |
| 742718109 |
| 1K |
| ELECTION OF NOMINEES: MARY AGNES WILDEROTTER |
| MGMT |
| FOR |
| FOR |
THE PROCTER & GAMBLE CO. |
| US |
| 20091013 |
| ANNUAL |
| 20090814 |
| PG |
| 742718109 |
| 1L |
| ELECTION OF NOMINEES: PARTRICIA A. WOERTZ |
| MGMT |
| FOR |
| FOR |
THE PROCTER & GAMBLE CO. |
| US |
| 20091013 |
| ANNUAL |
| 20090814 |
| PG |
| 742718109 |
| 1M |
| ELECTION OF NOMINEES: ERNESTO ZEDILLO |
| MGMT |
| FOR |
| FOR |
THE PROCTER & GAMBLE CO. |
| US |
| 20091013 |
| ANNUAL |
| 20090814 |
| PG |
| 742718109 |
| 2. |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
THE PROCTER & GAMBLE CO. |
| US |
| 20091013 |
| ANNUAL |
| 20090814 |
| PG |
| 742718109 |
| 3. |
| AMEND THE COMPANY’S CODE OF REGULATIONS |
| MGMT |
| FOR |
| FOR |
THE PROCTER & GAMBLE CO. |
| US |
| 20091013 |
| ANNUAL |
| 20090814 |
| PG |
| 742718109 |
| 4. |
| APPROVE THE PROCTER & GAMBLE 2009 STOCK AND INCENTIVE COMPENSATION PLAN |
| MGMT |
| FOR |
| FOR |
THE PROCTER & GAMBLE CO. |
| US |
| 20091013 |
| ANNUAL |
| 20090814 |
| PG |
| 742718109 |
| 5. |
| SHAREHOLDER PROPOSAL #1: CUMULATIVE VOTING |
| SHAREHOLD |
| FOR |
| AGAINST |
THE PROCTER & GAMBLE CO. |
| US |
| 20091013 |
| ANNUAL |
| 20090814 |
| PG |
| 742718109 |
| 6. |
| SHAREHOLDER PROPOSAL #2: ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| SHAREHOLD |
| FOR |
| AGAINST |
FRONTIER COMMUNICATION CORP. |
| US |
| 20091027 |
| SPECIAL |
| 20090914 |
| FTR |
| 35906A108 |
| 1 |
| TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF MAY 13, 2009, AS AMENDED NO. 1 THERETO, DATED AS OF JULY 24, 2009(THE “MERGER AGREEMENT”), BY AND AMONG VERIZON COMMUNICATION INC., NEW COMMUNICATIONS HOLDINGS INC. AND FRONTIER COMMUNICATIONS CORPORATION |
| MGMT |
| FOR |
| FOR |
FRONTIER COMMUNICATION CORP. |
| US |
| 20091027 |
| SPECIAL |
| 20090914 |
| FTR |
| 35906A108 |
| 2 |
| TO AMEND THE RESTATED CERTIFICATE OF INCORPORATION OF FRONTIER COMMUNICATIONS CORPORATION, AS AMENDED, TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF FRONTIER COMMUNICATION CORPORATION COMMON STOCK FROM 600,000,000 TO 1,750,000,000 |
| MGMT |
| FOR |
| FOR |
FRONTIER COMMUNICATION CORP. |
| US |
| 20091027 |
| SPECIAL |
| 20090914 |
| FTR |
| 35906A108 |
| 3 |
| TO APPROVE THE ISSUANCE OF FRONTIER COMMUNICATIONS CORPORATION COMMON STOCK PURSUANT TO THE MERGER AGREEMENT |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORP. |
| US |
| 20091119 |
| ANNUAL |
| 20090904 |
| MSFT |
| 594918104 |
| 1 |
| ELECTION OF NOMINEES: WILLIAM H. GATES III |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORP. |
| US |
| 20091119 |
| ANNUAL |
| 20090904 |
| MSFT |
| 594918104 |
| 2 |
| ELECTION OF NOMINEES: STEVEN A. BALLMER |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORP. |
| US |
| 20091119 |
| ANNUAL |
| 20090904 |
| MSFT |
| 594918104 |
| 3 |
| ELECTION OF NOMINEES: DINA DUBLON |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORP. |
| US |
| 20091119 |
| ANNUAL |
| 20090904 |
| MSFT |
| 594918104 |
| 4 |
| ELECTION OF NOMINEES: RAYMOND V. GILMARTIN |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORP. |
| US |
| 20091119 |
| ANNUAL |
| 20090904 |
| MSFT |
| 594918104 |
| 5 |
| ELECTION OF NOMINEES: REED HASTINGS |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORP. |
| US |
| 20091119 |
| ANNUAL |
| 20090904 |
| MSFT |
| 594918104 |
| 6 |
| ELECTION OF NOMINEES: MARIA KLAWE |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORP. |
| US |
| 20091119 |
| ANNUAL |
| 20090904 |
| MSFT |
| 594918104 |
| 7 |
| ELECTION OF NOMINEES: DAVID F. MARQUARDT |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORP. |
| US |
| 20091119 |
| ANNUAL |
| 20090904 |
| MSFT |
| 594918104 |
| 8 |
| ELECTION OF NOMINEES: CHARLES H. NOSKI |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORP. |
| US |
| 20091119 |
| ANNUAL |
| 20090904 |
| MSFT |
| 594918104 |
| 9 |
| ELECTION OF NOMINEES: HELMUT PANKE |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORP. |
| US |
| 20091119 |
| ANNUAL |
| 20090904 |
| MSFT |
| 594918104 |
| 10 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORP. |
| US |
| 20091119 |
| ANNUAL |
| 20090904 |
| MSFT |
| 594918104 |
| 11 |
| TO APPROVE AMENDMENTS TO AMENDED AND RESTATED ARTICLES OF INCORPORATION |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORP. |
| US |
| 20091119 |
| ANNUAL |
| 20090904 |
| MSFT |
| 594918104 |
| 12 |
| ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORP. |
| US |
| 20091119 |
| ANNUAL |
| 20090904 |
| MSFT |
| 594918104 |
| 13 |
| SHAREHOLDER PROPOSAL: ADOPTION OF HEALTHCARE REFORM PRINCIPLES |
| SHAREHOLD |
| FOR |
| AGAINST |
MICROSOFT CORP. |
| US |
| 20091119 |
| ANNUAL |
| 20090904 |
| MSFT |
| 594918104 |
| 14 |
| SHAREHOLDER PROPOSAL: DISCLOSURE OF CHARITABLE CONTRIBUTIONS |
| SHAREHOLD |
| FOR |
| AGAINST |
BANK OF AMERICA CORP. |
| US |
| 20100223 |
| SPECIAL |
| 20100107 |
| BML/PI |
| 060505617 |
| 1 |
| A PROPOSAL TO ADOPT AN AMENDMENT TO THE BANK OF AMERICA CORPORATION AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 10 BILLION TO 11.3 BILLION |
| MGMT |
| FOR |
| FOR |
BANK OF AMERICA CORP. |
| US |
| 20100223 |
| SPECIAL |
| 20100107 |
| BML/PI |
| 060505617 |
| 2 |
| A PROPOSAL TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES, IN THE EVENT THAT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE PROPOSAL SET FORTH IN ITEM 1 |
| MGMT |
| FOR |
| FOR |
BANK OF AMERICA CORP. |
| US |
| 20100223 |
| SPECIAL |
| 20100107 |
| BAC |
| 60505104 |
| 1 |
| A PROPOSAL TO ADOPT AN AMENDMENT TO THE BANK OF AMERICA CORPORATION AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 10 BILLION TO 11.3 BILLION |
| MGMT |
| FOR |
| FOR |
BANK OF AMERICA CORP. |
| US |
| 20100223 |
| SPECIAL |
| 20100107 |
| BAC |
| 60505104 |
| 2 |
| A PROPOSAL TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES, IN THE EVENT THAT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE PROPOSAL SET FORTH IN ITEM 1 |
| MGMT |
| FOR |
| FOR |
BP P.L.C. |
| US |
| 20100415 |
| ANNUAL |
| 20100219 |
| BP |
| 055622104 |
| 1 |
| TO RECEIVE THE DIRECTORS’ ANNUAL REPORT AND ACCOUNTS |
| MGMT |
| FOR |
| FOR |
BP P.L.C. |
| US |
| 20100415 |
| ANNUAL |
| 20100219 |
| BP |
| 055622104 |
| 2 |
| TO APPROVE THE DIRECTORS’ REMUNERATION REPORT |
| MGMT |
| FOR |
| FOR |
BP P.L.C. |
| US |
| 20100415 |
| ANNUAL |
| 20100219 |
| BP |
| 055622104 |
| 3 |
| ELECTION OF NOMINEES: MR P ANDERSON |
| MGMT |
| FOR |
| FOR |
BP P.L.C. |
| US |
| 20100415 |
| ANNUAL |
| 20100219 |
| BP |
| 055622104 |
| 4 |
| ELECTION OF NOMINEES: MR A BURGMANS |
| MGMT |
| FOR |
| FOR |
BP P.L.C. |
| US |
| 20100415 |
| ANNUAL |
| 20100219 |
| BP |
| 055622104 |
| 5 |
| ELECTION OF NOMINEES: MRS C B CARROLL |
| MGMT |
| FOR |
| FOR |
BP P.L.C. |
| US |
| 20100415 |
| ANNUAL |
| 20100219 |
| BP |
| 055622104 |
| 6 |
| ELECTION OF NOMINEES: SIR WILLIAM CASTELL |
| MGMT |
| FOR |
| FOR |
BP P.L.C. |
| US |
| 20100415 |
| ANNUAL |
| 20100219 |
| BP |
| 055622104 |
| 7 |
| ELECTION OF NOMINEES: MR I C CONN |
| MGMT |
| FOR |
| FOR |
BP P.L.C. |
| US |
| 20100415 |
| ANNUAL |
| 20100219 |
| BP |
| 055622104 |
| 8 |
| ELECTION OF NOMINEES: MR G DAVID |
| MGMT |
| FOR |
| FOR |
BP P.L.C. |
| US |
| 20100415 |
| ANNUAL |
| 20100219 |
| BP |
| 055622104 |
| 9 |
| ELECTION OF NOMINEES: MR I E L DAVIS |
| MGMT |
| FOR |
| FOR |
BP P.L.C. |
| US |
| 20100415 |
| ANNUAL |
| 20100219 |
| BP |
| 055622104 |
| 10 |
| ELECTION OF NOMINEES: MR R DUDLEY |
| MGMT |
| FOR |
| FOR |
BP P.L.C. |
| US |
| 20100415 |
| ANNUAL |
| 20100219 |
| BP |
| 055622104 |
| 11 |
| ELECTION OF NOMINEES: MR D J FLINT |
| MGMT |
| FOR |
| FOR |
BP P.L.C. |
| US |
| 20100415 |
| ANNUAL |
| 20100219 |
| BP |
| 055622104 |
| 12 |
| ELECTION OF NOMINEES: DR B E GROTE |
| MGMT |
| FOR |
| FOR |
BP P.L.C. |
| US |
| 20100415 |
| ANNUAL |
| 20100219 |
| BP |
| 055622104 |
| 13 |
| ELECTION OF NOMINEES: DR A B HAYWARD |
| MGMT |
| FOR |
| FOR |
BP P.L.C. |
| US |
| 20100415 |
| ANNUAL |
| 20100219 |
| BP |
| 055622104 |
| 14 |
| ELECTION OF NOMINEES: MR A G INGLIS |
| MGMT |
| FOR |
| FOR |
BP P.L.C. |
| US |
| 20100415 |
| ANNUAL |
| 20100219 |
| BP |
| 055622104 |
| 15 |
| ELECTION OF NOMINEES: DR D S JULIUS |
| MGMT |
| FOR |
| FOR |
BP P.L.C. |
| US |
| 20100415 |
| ANNUAL |
| 20100219 |
| BP |
| 055622104 |
| 16 |
| ELECTION OF NOMINEES: MR C-H SVANBERG |
| MGMT |
| FOR |
| FOR |
BP P.L.C. |
| US |
| 20100415 |
| ANNUAL |
| 20100219 |
| BP |
| 055622104 |
| 17 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
BP P.L.C. |
| US |
| 20100415 |
| ANNUAL |
| 20100219 |
| BP |
| 055622104 |
| 18 |
| SPECIAL RESOLUTION: TO ADOPT NEW ARTICLES OF ASSOCIATION |
| MGMT |
| FOR |
| FOR |
BP P.L.C. |
| US |
| 20100415 |
| ANNUAL |
| 20100219 |
| BP |
| 055622104 |
| 19 |
| SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY |
| MGMT |
| FOR |
| FOR |
BP P.L.C. |
| US |
| 20100415 |
| ANNUAL |
| 20100219 |
| BP |
| 055622104 |
| 20 |
| TO GIVE LIMITED AUTHORITY TO ALLOT SHARES UP TO A SPECIFIED AMOUNT |
| MGMT |
| FOR |
| FOR |
BP P.L.C. |
| US |
| 20100415 |
| ANNUAL |
| 20100219 |
| BP |
| 055622104 |
| 21 |
| SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT A LIMITED NUMBER OF SHARES FOR CASH FREE OF PRE-EMPTION RIGHTS |
| MGMT |
| FOR |
| FOR |
BP P.L.C. |
| US |
| 20100415 |
| ANNUAL |
| 20100219 |
| BP |
| 055622104 |
| 22 |
| SPECIAL RESOLUTION: TO AUTHORIZE THE CALLING OF GENERAL MEETINGS (EXCLUDING ANNUAL GENERAL MEETINGS) BY NOTICE OF AT LEAST 14 CLEAR DAYS |
| MGMT |
| FOR |
| FOR |
BP P.L.C. |
| US |
| 20100415 |
| ANNUAL |
| 20100219 |
| BP |
| 055622104 |
| 23 |
| TO APPROVE THE RENEWAL OF THE EXECUTIVE DIRECTORS INCENTIVE PLAN |
| MGMT |
| FOR |
| FOR |
BP P.L.C. |
| US |
| 20100415 |
| ANNUAL |
| 20100219 |
| BP |
| 055622104 |
| 24 |
| TO APPROVE THE SCRIP DIVIDEND PROGRAMME |
| MGMT |
| FOR |
| FOR |
BP P.L.C. |
| US |
| 20100415 |
| ANNUAL |
| 20100219 |
| BP |
| 055622104 |
| 25 |
| SPECIAL RESOLUTION: TO INSTRUCT A COMMITTEE OF THE BOARD TO REVIEW THE ASSUMPTIONS BEHIND THE SUNRISE SAGD PROJECT |
| SHAREHOLD |
| FOR |
| AGAINST |
GENUINE PARTS CO. |
| US |
| 20100419 |
| ANNUAL |
| 20100211 |
| GPC |
| 372460105 |
| 1 |
| ELECTION OF NOMINEES: 1.DR. MARY B. BULLOCK, 2. JEAN DOUVILLE, 3. THOMAS C. GALLAGHER, 4. GEORGE C. “JACK” GUYNN, 5. JOHN D. JOHNS, 6. MICHAEL M.E. JOHNS, MD, 7. J. HICKS LANIER, 8. WENDY B. NEEDHAM, 9. JERRY W. NIX, 10. LARRY L. PRINCE, 11. GARY W. ROLLINS |
| MGMT |
| FOR |
| FOR |
GENUINE PARTS CO. |
| US |
| 20100419 |
| ANNUAL |
| 20100211 |
| GPC |
| 372460105 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
PUBLIC SERVICE ENTERPRISE GROUP |
| US |
| 20100420 |
| ANNUAL |
| 20100219 |
| PEG |
| 744573106 |
| 1A |
| ELECTION OF NOMINEES: ALBERT R. GAMPER, JR. |
| MGMT |
| FOR |
| FOR |
PUBLIC SERVICE ENTERPRISE GROUP |
| US |
| 20100420 |
| ANNUAL |
| 20100219 |
| PEG |
| 744573106 |
| 1B |
| ELECTION OF NOMINEES: CONRAD K.HARPER |
| MGMT |
| FOR |
| FOR |
PUBLIC SERVICE ENTERPRISE GROUP |
| US |
| 20100420 |
| ANNUAL |
| 20100219 |
| PEG |
| 744573106 |
| 1C |
| ELECTION OF NOMINEES: WILLIAM V. HICKEY |
| MGMT |
| FOR |
| FOR |
PUBLIC SERVICE ENTERPRISE GROUP |
| US |
| 20100420 |
| ANNUAL |
| 20100219 |
| PEG |
| 744573106 |
| 1D |
| ELECTION OF NOMINEES: RALPH IZZO |
| MGMT |
| FOR |
| FOR |
PUBLIC SERVICE ENTERPRISE GROUP |
| US |
| 20100420 |
| ANNUAL |
| 20100219 |
| PEG |
| 744573106 |
| 1E |
| ELECTION OF NOMINEES: SHIRLEY ANN JACKSON |
| MGMT |
| FOR |
| FOR |
PUBLIC SERVICE ENTERPRISE GROUP |
| US |
| 20100420 |
| ANNUAL |
| 20100219 |
| PEG |
| 744573106 |
| 1F |
| ELECTION OF NOMINEES: DAVID LILLEY |
| MGMT |
| FOR |
| FOR |
PUBLIC SERVICE ENTERPRISE GROUP |
| US |
| 20100420 |
| ANNUAL |
| 20100219 |
| PEG |
| 744573106 |
| 1G |
| ELECTION OF NOMINEES: THOMAS A. RENYI |
| MGMT |
| FOR |
| FOR |
PUBLIC SERVICE ENTERPRISE GROUP |
| US |
| 20100420 |
| ANNUAL |
| 20100219 |
| PEG |
| 744573106 |
| 1H |
| ELECTION OF NOMINEES: HAK CHEOL SHIN |
| MGMT |
| FOR |
| FOR |
PUBLIC SERVICE ENTERPRISE GROUP |
| US |
| 20100420 |
| ANNUAL |
| 20100219 |
| PEG |
| 744573106 |
| 1I |
| ELECTION OF NOMINEES: RICHARD J. SWIFT |
| MGMT |
| FOR |
| FOR |
PUBLIC SERVICE ENTERPRISE GROUP |
| US |
| 20100420 |
| ANNUAL |
| 20100219 |
| PEG |
| 744573106 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
PFIZER INC. |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| PFE |
| 717081103 |
| 1A |
| ELECTION OF NOMINEES: DENNIS A. AUSIELLO |
| MGMT |
| FOR |
| FOR |
PFIZER INC. |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| PFE |
| 717081103 |
| 1B |
| ELECTION OF NOMINEES: MICHAEL S. BROWN |
| MGMT |
| FOR |
| FOR |
PFIZER INC. |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| PFE |
| 717081103 |
| 1C |
| ELECTION OF NOMINEES: M. ANTHONY BURNS |
| MGMT |
| FOR |
| FOR |
PFIZER INC. |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| PFE |
| 717081103 |
| 1D |
| ELECTION OF NOMINEES: ROBERT N. BURT |
| MGMT |
| FOR |
| FOR |
PFIZER INC. |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| PFE |
| 717081103 |
| 1E |
| ELECTION OF NOMINEES: W. DON CORNWELL |
| MGMT |
| FOR |
| FOR |
PFIZER INC. |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| PFE |
| 717081103 |
| 1F |
| ELECTION OF NOMINEES: FRANCES D. FERGUSSON |
| MGMT |
| FOR |
| FOR |
PFIZER INC. |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| PFE |
| 717081103 |
| 1G |
| ELECTION OF NOMINEES: WILLIAM H. GRAY III |
| MGMT |
| FOR |
| FOR |
PFIZER INC. |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| PFE |
| 717081103 |
| 1H |
| ELECTION OF NOMINEES: COSTANCE J. HORNER |
| MGMT |
| FOR |
| FOR |
PFIZER INC. |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| PFE |
| 717081103 |
| 1I |
| ELECTION OF NOMINEES: JAMES M. KILTS |
| MGMT |
| FOR |
| FOR |
PFIZER INC. |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| PFE |
| 717081103 |
| 1J |
| ELECTION OF NOMINEES: JEFFREY B. KINDLER |
| MGMT |
| FOR |
| FOR |
PFIZER INC. |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| PFE |
| 717081103 |
| 1K |
| ELECTION OF NOMINEES: GEORGE A. LORCH |
| MGMT |
| FOR |
| FOR |
PFIZER INC. |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| PFE |
| 717081103 |
| 1L |
| ELECTION OF NOMINEES: JOHN P. MASCOTTE |
| MGMT |
| FOR |
| FOR |
PFIZER INC. |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| PFE |
| 717081103 |
| 1M |
| ELECTION OF NOMINEES: SUZANNE NORA JOHNSON |
| MGMT |
| FOR |
| FOR |
PFIZER INC. |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| PFE |
| 717081103 |
| 1N |
| ELECTION OF NOMINEES: STEPHEN W. SANGER |
| MGMT |
| FOR |
| FOR |
PFIZER INC. |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| PFE |
| 717081103 |
| 1O |
| ELECTION OF NOMINEES: WILLIAM C. STEERE, JR. |
| MGMT |
| FOR |
| FOR |
PFIZER INC. |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| PFE |
| 717081103 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
PFIZER INC. |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| PFE |
| 717081103 |
| 3 |
| ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
PFIZER INC. |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| PFE |
| 717081103 |
| 4 |
| APPROVAL OF BY-LAW AMENDMENT TO REDUCE THE PERCENTAGE OF SHARES REQUIRED FOR SHAREHOLDERS TO CALL SPECIAL MEETINGS |
| MGMT |
| FOR |
| FOR |
PFIZER INC. |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| PFE |
| 717081103 |
| 5 |
| SHAREHOLDER PROPOSAL REGARDING STOCK OPTIONS |
| SHAREHOLD |
| FOR |
| AGAINST |
JOHNSON & JOHNSON |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| JNJ |
| 478160104 |
| 1A |
| ELECTION OF NOMINEES: MARY SUE COLEMAN |
| MGMT |
| FOR |
| FOR |
JOHNSON & JOHNSON |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| JNJ |
| 478160104 |
| 1B |
| ELECTION OF NOMINEES: JAMES G. CULLEN |
| MGMT |
| FOR |
| FOR |
JOHNSON & JOHNSON |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| JNJ |
| 478160104 |
| 1C |
| ELECTION OF NOMINEES: MICHAEL M. E. JOHNS |
| MGMT |
| FOR |
| FOR |
JOHNSON & JOHNSON |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| JNJ |
| 478160104 |
| 1D |
| ELECTION OF NOMINEES: SUSAN L. LINDQUIST |
| MGMT |
| FOR |
| FOR |
JOHNSON & JOHNSON |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| JNJ |
| 478160104 |
| 1E |
| ELECTION OF NOMINEES: ANNE M. MULCAHY |
| MGMT |
| FOR |
| FOR |
JOHNSON & JOHNSON |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| JNJ |
| 478160104 |
| 1F |
| ELECTION OF NOMINEES: LEO F. MULLIN |
| MGMT |
| FOR |
| FOR |
JOHNSON & JOHNSON |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| JNJ |
| 478160104 |
| 1G |
| ELECTION OF NOMINEES: WILLIAM D. PEREZ |
| MGMT |
| FOR |
| FOR |
JOHNSON & JOHNSON |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| JNJ |
| 478160104 |
| 1H |
| ELECTION OF NOMINEES: CHARLES PRINCE |
| MGMT |
| FOR |
| FOR |
JOHNSON & JOHNSON |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| JNJ |
| 478160104 |
| 1I |
| ELECTION OF NOMINEES: DAVID SATCHER |
| MGMT |
| FOR |
| FOR |
JOHNSON & JOHNSON |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| JNJ |
| 478160104 |
| 1J |
| ELECTION OF NOMINEES: WILLIAM C. WELDON |
| MGMT |
| FOR |
| FOR |
JOHNSON & JOHNSON |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| JNJ |
| 478160104 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
JOHNSON & JOHNSON |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| JNJ |
| 478160104 |
| 3 |
| ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| SHAREHOLD |
| FOR |
| AGAINST |
JOHNSON & JOHNSON |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| JNJ |
| 478160104 |
| 4 |
| SPECIAL SHAREOWNER MEETINGS |
| SHAREHOLD |
| FOR |
| AGAINST |
ABBOTT LABORATORIES |
| US |
| 20100423 |
| ANNUAL |
| 20100224 |
| ABT |
| 002824100 |
| 1 |
| ELECTION OF NOMINEES: 1. R.J. ALPERN, 2. R.S. AUSTIN, 3. W.M. DALEY, 4. W.J. FARRELL, 5. H.L. FULLER, 6. W.A. OSBORN, 7. D.A.L. OWEN, 8. R.S. ROBERTS, 9. S.C. SCOTT III, 10. W.D. SMITHBURG, 11. G.F. TILTON, 12. M.D. WHITE |
| MGMT |
| FOR |
| FOR |
ABBOTT LABORATORIES |
| US |
| 20100423 |
| ANNUAL |
| 20100224 |
| ABT |
| 002824100 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
ABBOTT LABORATORIES |
| US |
| 20100423 |
| ANNUAL |
| 20100224 |
| ABT |
| 002824100 |
| 3 |
| SHAREHOLDER PROPOSAL: ADVISORY VOTE |
| SHAREHOLD |
| FOR |
| AGAINST |
ABBOTT LABORATORIES |
| US |
| 20100423 |
| ANNUAL |
| 20100224 |
| ABT |
| 002824100 |
| 4 |
| SHAREHOLDER PROPOSAL: SPECIAL SHAREHOLDER MEETINGS |
| SHAREHOLD |
| FOR |
| AGAINST |
HONEYWELL INTERNATIONAL INC. |
| US |
| 20100426 |
| ANNUAL |
| 20100226 |
| HON |
| 438516106 |
| 1A |
| ELECTION OF NOMINEES: GORDON M. BETHUNE |
| MGMT |
| FOR |
| FOR |
HONEYWELL INTERNATIONAL INC. |
| US |
| 20100426 |
| ANNUAL |
| 20100226 |
| HON |
| 438516106 |
| 1B |
| ELECTION OF NOMINEES: KEVIN BURKE |
| MGMT |
| FOR |
| FOR |
HONEYWELL INTERNATIONAL INC. |
| US |
| 20100426 |
| ANNUAL |
| 20100226 |
| HON |
| 438516106 |
| 1C |
| ELECTION OF NOMINEES: JAIME CHICO PARDO |
| MGMT |
| FOR |
| FOR |
HONEYWELL INTERNATIONAL INC. |
| US |
| 20100426 |
| ANNUAL |
| 20100226 |
| HON |
| 438516106 |
| 1D |
| ELECTION OF NOMINEES: DAVID M. COTE |
| MGMT |
| FOR |
| FOR |
HONEYWELL INTERNATIONAL INC. |
| US |
| 20100426 |
| ANNUAL |
| 20100226 |
| HON |
| 438516106 |
| 1E |
| ELECTION OF NOMINEES: D. SCOTT DAVIS |
| MGMT |
| FOR |
| FOR |
HONEYWELL INTERNATIONAL INC. |
| US |
| 20100426 |
| ANNUAL |
| 20100226 |
| HON |
| 438516106 |
| 1F |
| ELECTION OF NOMINEES: LINNET F. DEILY |
| MGMT |
| FOR |
| FOR |
HONEYWELL INTERNATIONAL INC. |
| US |
| 20100426 |
| ANNUAL |
| 20100226 |
| HON |
| 438516106 |
| 1G |
| ELECTION OF NOMINEES: CLIVE R. HOLLICK |
| MGMT |
| FOR |
| FOR |
HONEYWELL INTERNATIONAL INC. |
| US |
| 20100426 |
| ANNUAL |
| 20100226 |
| HON |
| 438516106 |
| 1H |
| ELECTION OF NOMINEES: GEORGE PAZ |
| MGMT |
| FOR |
| FOR |
HONEYWELL INTERNATIONAL INC. |
| US |
| 20100426 |
| ANNUAL |
| 20100226 |
| HON |
| 438516106 |
| 1I |
| ELECTION OF NOMINEES: BRADLEY T. SHEARES |
| MGMT |
| FOR |
| FOR |
HONEYWELL INTERNATIONAL INC. |
| US |
| 20100426 |
| ANNUAL |
| 20100226 |
| HON |
| 438516106 |
| 1J |
| ELECTION OF NOMINEES: MICHAEL W. WRIGHT |
| MGMT |
| FOR |
| FOR |
HONEYWELL INTERNATIONAL INC. |
| US |
| 20100426 |
| ANNUAL |
| 20100226 |
| HON |
| 438516106 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
HONEYWELL INTERNATIONAL INC. |
| US |
| 20100426 |
| ANNUAL |
| 20100226 |
| HON |
| 438516106 |
| 3 |
| AMENDMENT TO THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION: RIGHT TO CALL A SPECIAL MEETING OF SHAREOWNERS |
| MGMT |
| FOR |
| FOR |
HONEYWELL INTERNATIONAL INC. |
| US |
| 20100426 |
| ANNUAL |
| 20100226 |
| HON |
| 438516106 |
| 4 |
| ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
HONEYWELL INTERNATIONAL INC. |
| US |
| 20100426 |
| ANNUAL |
| 20100226 |
| HON |
| 438516106 |
| 5 |
| SHAREHOLDER ACTION BY WRITTEN CONSENT |
| SHAREHOLD |
| FOR |
| AGAINST |
HONEYWELL INTERNATIONAL INC. |
| US |
| 20100426 |
| ANNUAL |
| 20100226 |
| HON |
| 438516106 |
| 6 |
| INDEPENDENT CHAIRMAN |
| SHAREHOLD |
| FOR |
| AGAINST |
HONEYWELL INTERNATIONAL INC. |
| US |
| 20100426 |
| ANNUAL |
| 20100226 |
| HON |
| 438516106 |
| 7 |
| HUMAN RIGHTS: DEVELOP AND ADOPT POLICIES |
| SHAREHOLD |
| FOR |
| AGAINST |
THE CHUBB CORP. |
| US |
| 20100427 |
| ANNUAL |
| 20100308 |
| CB |
| 171232101 |
| 1A |
| ELECTION OF NOMINEES: ZOE BAIRD |
| MGMT |
| FOR |
| FOR |
THE CHUBB CORP. |
| US |
| 20100427 |
| ANNUAL |
| 20100308 |
| CB |
| 171232101 |
| 1B |
| ELECTION OF NOMINEES: SHEILA P. BURKE |
| MGMT |
| FOR |
| FOR |
THE CHUBB CORP. |
| US |
| 20100427 |
| ANNUAL |
| 20100308 |
| CB |
| 171232101 |
| 1C |
| ELECTION OF NOMINEES: JAMES I. CASH, JR. |
| MGMT |
| FOR |
| FOR |
THE CHUBB CORP. |
| US |
| 20100427 |
| ANNUAL |
| 20100308 |
| CB |
| 171232101 |
| 1D |
| ELECTION OF NOMINEES: JOHN D. FINNEGAN |
| MGMT |
| FOR |
| FOR |
THE CHUBB CORP. |
| US |
| 20100427 |
| ANNUAL |
| 20100308 |
| CB |
| 171232101 |
| 1E |
| ELECTION OF NOMINEES: MARTIN G. MCGUINN |
| MGMT |
| FOR |
| FOR |
THE CHUBB CORP. |
| US |
| 20100427 |
| ANNUAL |
| 20100308 |
| CB |
| 171232101 |
| 1F |
| ELECTION OF NOMINEES: LAWRENCE M. SMALL |
| MGMT |
| FOR |
| FOR |
THE CHUBB CORP. |
| US |
| 20100427 |
| ANNUAL |
| 20100308 |
| CB |
| 171232101 |
| 1G |
| ELECTION OF NOMINEES: JESS SODERBERG |
| MGMT |
| FOR |
| FOR |
THE CHUBB CORP. |
| US |
| 20100427 |
| ANNUAL |
| 20100308 |
| CB |
| 171232101 |
| 1H |
| ELECTION OF NOMINEES: DANIEL E. SOMERS |
| MGMT |
| FOR |
| FOR |
THE CHUBB CORP. |
| US |
| 20100427 |
| ANNUAL |
| 20100308 |
| CB |
| 171232101 |
| 1I |
| ELECTION OF NOMINEES: KAREN HASTIE WILLIAMS |
| MGMT |
| FOR |
| FOR |
THE CHUBB CORP. |
| US |
| 20100427 |
| ANNUAL |
| 20100308 |
| CB |
| 171232101 |
| 1J |
| ELECTION OF NOMINEES: JAMES M. ZIMMERMAN |
| MGMT |
| FOR |
| FOR |
THE CHUBB CORP. |
| US |
| 20100427 |
| ANNUAL |
| 20100308 |
| CB |
| 171232101 |
| 1K |
| ELECTION OF NOMINEES: ALFRED W. ZOLLAR |
| MGMT |
| FOR |
| FOR |
THE CHUBB CORP. |
| US |
| 20100427 |
| ANNUAL |
| 20100308 |
| CB |
| 171232101 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
GENERAL ELECTRIC CO. |
| US |
| 20100428 |
| ANNUAL |
| 20100301 |
| GE |
| 369604103 |
| A1 |
| ELECTION OF NOMINEES: W. GEOFFREY BEATTIE |
| MGMT |
| FOR |
| FOR |
GENERAL ELECTRIC CO. |
| US |
| 20100428 |
| ANNUAL |
| 20100301 |
| GE |
| 369604103 |
| A2 |
| ELECTION OF NOMINEES: JAMES I. CASH, JR. |
| MGMT |
| FOR |
| FOR |
GENERAL ELECTRIC CO. |
| US |
| 20100428 |
| ANNUAL |
| 20100301 |
| GE |
| 369604103 |
| A3 |
| ELECTION OF NOMINEES: WILLIAM M. CASTELL |
| MGMT |
| FOR |
| FOR |
GENERAL ELECTRIC CO. |
| US |
| 20100428 |
| ANNUAL |
| 20100301 |
| GE |
| 369604103 |
| A4 |
| ELECTION OF NOMINEES: ANN M. FUDGE |
| MGMT |
| FOR |
| FOR |
GENERAL ELECTRIC CO. |
| US |
| 20100428 |
| ANNUAL |
| 20100301 |
| GE |
| 369604103 |
| A5 |
| ELECTION OF NOMINEES: SUSAN HOCKFIELD |
| MGMT |
| FOR |
| FOR |
GENERAL ELECTRIC CO. |
| US |
| 20100428 |
| ANNUAL |
| 20100301 |
| GE |
| 369604103 |
| A6 |
| ELECTION OF NOMINEES: JEFFREY R. IMMELT |
| MGMT |
| FOR |
| FOR |
GENERAL ELECTRIC CO. |
| US |
| 20100428 |
| ANNUAL |
| 20100301 |
| GE |
| 369604103 |
| A7 |
| ELECTION OF NOMINEES: ANDREA JUNG |
| MGMT |
| FOR |
| FOR |
GENERAL ELECTRIC CO. |
| US |
| 20100428 |
| ANNUAL |
| 20100301 |
| GE |
| 369604103 |
| A8 |
| ELECTION OF NOMINEES: ALAN G. (A.G.) LAFLEY |
| MGMT |
| FOR |
| FOR |
GENERAL ELECTRIC CO. |
| US |
| 20100428 |
| ANNUAL |
| 20100301 |
| GE |
| 369604103 |
| A9 |
| ELECTION OF NOMINEES: ROBERT W. LANE |
| MGMT |
| FOR |
| FOR |
GENERAL ELECTRIC CO. |
| US |
| 20100428 |
| ANNUAL |
| 20100301 |
| GE |
| 369604103 |
| A10 |
| ELECTION OF NOMINEES: RALPH S. LARSEN |
| MGMT |
| FOR |
| FOR |
GENERAL ELECTRIC CO. |
| US |
| 20100428 |
| ANNUAL |
| 20100301 |
| GE |
| 369604103 |
| A11 |
| ELECTION OF NOMINEES: ROCHELLE B. LAZARUS |
| MGMT |
| FOR |
| FOR |
GENERAL ELECTRIC CO. |
| US |
| 20100428 |
| ANNUAL |
| 20100301 |
| GE |
| 369604103 |
| A12 |
| ELECTION OF NOMINEES: JAMES J. MULVA |
| MGMT |
| FOR |
| FOR |
GENERAL ELECTRIC CO. |
| US |
| 20100428 |
| ANNUAL |
| 20100301 |
| GE |
| 369604103 |
| A13 |
| ELECTION OF NOMINEES: SAM NUNN |
| MGMT |
| FOR |
| FOR |
GENERAL ELECTRIC CO. |
| US |
| 20100428 |
| ANNUAL |
| 20100301 |
| GE |
| 369604103 |
| A14 |
| ELECTION OF NOMINEES: ROGER S. PENSKE |
| MGMT |
| FOR |
| FOR |
GENERAL ELECTRIC CO. |
| US |
| 20100428 |
| ANNUAL |
| 20100301 |
| GE |
| 369604103 |
| A15 |
| ELECTION OF NOMINEES: ROBERT J. SWIERINGA |
| MGMT |
| FOR |
| FOR |
GENERAL ELECTRIC CO. |
| US |
| 20100428 |
| ANNUAL |
| 20100301 |
| GE |
| 369604103 |
| A16 |
| ELECTION OF NOMINEES: DOUGLAS A. WARNER III |
| MGMT |
| FOR |
| FOR |
GENERAL ELECTRIC CO. |
| US |
| 20100428 |
| ANNUAL |
| 20100301 |
| GE |
| 369604103 |
| B1 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
GENERAL ELECTRIC CO. |
| US |
| 20100428 |
| ANNUAL |
| 20100301 |
| GE |
| 369604103 |
| C1 |
| SHAREOWNER PROPOSAL: CUMULATIVE VOTING |
| SHAREHOLD |
| FOR |
| AGAINST |
GENERAL ELECTRIC CO. |
| US |
| 20100428 |
| ANNUAL |
| 20100301 |
| GE |
| 369604103 |
| C2 |
| SHAREOWNER PROPOSAL: SPECIAL SHAREOWNER MEETINGS |
| SHAREHOLD |
| FOR |
| AGAINST |
GENERAL ELECTRIC CO. |
| US |
| 20100428 |
| ANNUAL |
| 20100301 |
| GE |
| 369604103 |
| C3 |
| SHAREOWNER PROPOSAL: INDEPENDENT BOARD CHAIRMAN |
| SHAREHOLD |
| FOR |
| AGAINST |
GENERAL ELECTRIC CO. |
| US |
| 20100428 |
| ANNUAL |
| 20100301 |
| GE |
| 369604103 |
| C4 |
| SHAREOWNER PROPOSAL: PAY DISPARITY |
| SHAREHOLD |
| FOR |
| AGAINST |
GENERAL ELECTRIC CO. |
| US |
| 20100428 |
| ANNUAL |
| 20100301 |
| GE |
| 369604103 |
| C5 |
| SHAREOWNER PROPOSAL: KEY BOARD COMMITTEES |
| SHAREHOLD |
| FOR |
| AGAINST |
GENERAL ELECTRIC CO. |
| US |
| 20100428 |
| ANNUAL |
| 20100301 |
| GE |
| 369604103 |
| C6 |
| SHAREOWNER PROPOSAL: ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| SHAREHOLD |
| FOR |
| AGAINST |
E.I. DU PONT DE NEMOURS AND CO. |
| US |
| 20100428 |
| ANNUAL |
| 20100303 |
| DD |
| 263534109 |
| 1A |
| ELECTION OF NOMINEES: SAMUEL W. BODMAN |
| MGMT |
| FOR |
| FOR |
E.I. DU PONT DE NEMOURS AND CO. |
| US |
| 20100428 |
| ANNUAL |
| 20100303 |
| DD |
| 263534109 |
| 1B |
| ELECTION OF NOMINEES: RICHARD H. BROWN |
| MGMT |
| FOR |
| FOR |
E.I. DU PONT DE NEMOURS AND CO. |
| US |
| 20100428 |
| ANNUAL |
| 20100303 |
| DD |
| 263534109 |
| 1C |
| ELECTION OF NOMINEES: ROBERT A. BROWN |
| MGMT |
| FOR |
| FOR |
E.I. DU PONT DE NEMOURS AND CO. |
| US |
| 20100428 |
| ANNUAL |
| 20100303 |
| DD |
| 263534109 |
| 1D |
| ELECTION OF NOMINEES: BERTRAND P. COLLOMB |
| MGMT |
| FOR |
| FOR |
E.I. DU PONT DE NEMOURS AND CO. |
| US |
| 20100428 |
| ANNUAL |
| 20100303 |
| DD |
| 263534109 |
| 1E |
| ELECTION OF NOMINEES: CURTIS J. CRAWFORD |
| MGMT |
| FOR |
| FOR |
E.I. DU PONT DE NEMOURS AND CO. |
| US |
| 20100428 |
| ANNUAL |
| 20100303 |
| DD |
| 263534109 |
| 1F |
| ELECTION OF NOMINEES: ALEXANDER M. CUTLER |
| MGMT |
| FOR |
| FOR |
E.I. DU PONT DE NEMOURS AND CO. |
| US |
| 20100428 |
| ANNUAL |
| 20100303 |
| DD |
| 263534109 |
| 1G |
| ELECTION OF NOMINEES: JOHN T. DILLON |
| MGMT |
| FOR |
| FOR |
E.I. DU PONT DE NEMOURS AND CO. |
| US |
| 20100428 |
| ANNUAL |
| 20100303 |
| DD |
| 263534109 |
| 1H |
| ELECTION OF NOMINEES: ELEUTHÈRE I. DU PONT |
| MGMT |
| FOR |
| FOR |
E.I. DU PONT DE NEMOURS AND CO. |
| US |
| 20100428 |
| ANNUAL |
| 20100303 |
| DD |
| 263534109 |
| 1I |
| ELECTION OF NOMINEES: MARILLYN A. HEWSON |
| MGMT |
| FOR |
| FOR |
E.I. DU PONT DE NEMOURS AND CO. |
| US |
| 20100428 |
| ANNUAL |
| 20100303 |
| DD |
| 263534109 |
| 1J |
| ELECTION OF NOMINEES: LOIS D. JULIBER |
| MGMT |
| FOR |
| FOR |
E.I. DU PONT DE NEMOURS AND CO. |
| US |
| 20100428 |
| ANNUAL |
| 20100303 |
| DD |
| 263534109 |
| 1K |
| ELECTION OF NOMINEES: ELLEN J. KULLMAN |
| MGMT |
| FOR |
| FOR |
E.I. DU PONT DE NEMOURS AND CO. |
| US |
| 20100428 |
| ANNUAL |
| 20100303 |
| DD |
| 263534109 |
| 1L |
| ELECTION OF NOMINEES: WILLIAM K. REILLY |
| MGMT |
| FOR |
| FOR |
E.I. DU PONT DE NEMOURS AND CO. |
| US |
| 20100428 |
| ANNUAL |
| 20100303 |
| DD |
| 263534109 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
E.I. DU PONT DE NEMOURS AND CO. |
| US |
| 20100428 |
| ANNUAL |
| 20100303 |
| DD |
| 263534109 |
| 3 |
| ON SHAREHOLDER SAY ON EXECUTIVE PAY |
| SHAREHOLD |
| FOR |
| AGAINST |
E.I. DU PONT DE NEMOURS AND CO. |
| US |
| 20100428 |
| ANNUAL |
| 20100303 |
| DD |
| 263534109 |
| 4 |
| ON AMENDMENT TO HUMAN RIGHTS POLICY |
| SHAREHOLD |
| FOR |
| AGAINST |
BANK OF AMERICA CORP. |
| US |
| 20100428 |
| ANNUAL |
| 20100303 |
| BAC |
| 060505104 |
| 1A |
| ELECTION OF NOMINEES: SUSAN S. BIES |
| MGMT |
| FOR |
| FOR |
BANK OF AMERICA CORP. |
| US |
| 20100428 |
| ANNUAL |
| 20100303 |
| BAC |
| 060505104 |
| 1B |
| ELECTION OF NOMINEES: WILLIAM P. BOARDMAN |
| MGMT |
| FOR |
| FOR |
BANK OF AMERICA CORP. |
| US |
| 20100428 |
| ANNUAL |
| 20100303 |
| BAC |
| 060505104 |
| 1C |
| ELECTION OF NOMINEES: FRANK P. BRAMBLE, SR. |
| MGMT |
| FOR |
| FOR |
BANK OF AMERICA CORP. |
| US |
| 20100428 |
| ANNUAL |
| 20100303 |
| BAC |
| 060505104 |
| 1D |
| ELECTION OF NOMINEES: VIRGIS W. COLBERT |
| MGMT |
| FOR |
| FOR |
BANK OF AMERICA CORP. |
| US |
| 20100428 |
| ANNUAL |
| 20100303 |
| BAC |
| 060505104 |
| 1E |
| ELECTION OF NOMINEES: CHARLES K. GIFFORD |
| MGMT |
| FOR |
| FOR |
BANK OF AMERICA CORP. |
| US |
| 20100428 |
| ANNUAL |
| 20100303 |
| BAC |
| 060505104 |
| 1F |
| ELECTION OF NOMINEES: CHARLES O. HOLLIDAY, JR. |
| MGMT |
| FOR |
| FOR |
BANK OF AMERICA CORP. |
| US |
| 20100428 |
| ANNUAL |
| 20100303 |
| BAC |
| 060505104 |
| 1G |
| ELECTION OF NOMINEES: D. PAUL JONES, JR. |
| MGMT |
| FOR |
| FOR |
BANK OF AMERICA CORP. |
| US |
| 20100428 |
| ANNUAL |
| 20100303 |
| BAC |
| 060505104 |
| 1H |
| ELECTION OF NOMINEES: MONICA C. LOZANO |
| MGMT |
| FOR |
| FOR |
BANK OF AMERICA CORP. |
| US |
| 20100428 |
| ANNUAL |
| 20100303 |
| BAC |
| 060505104 |
| 1I |
| ELECTION OF NOMINEES: THOMAS J. MAY |
| MGMT |
| FOR |
| FOR |
BANK OF AMERICA CORP. |
| US |
| 20100428 |
| ANNUAL |
| 20100303 |
| BAC |
| 060505104 |
| 1J |
| ELECTION OF NOMINEES: BRIAN T. MOYNIHAN |
| MGMT |
| FOR |
| FOR |
BANK OF AMERICA CORP. |
| US |
| 20100428 |
| ANNUAL |
| 20100303 |
| BAC |
| 060505104 |
| 1K |
| ELECTION OF NOMINEES: DONALD E. POWELL |
| MGMT |
| FOR |
| FOR |
BANK OF AMERICA CORP. |
| US |
| 20100428 |
| ANNUAL |
| 20100303 |
| BAC |
| 060505104 |
| 1L |
| ELECTION OF NOMINEES: CHARLES O. ROSSOTTI |
| MGMT |
| FOR |
| FOR |
BANK OF AMERICA CORP. |
| US |
| 20100428 |
| ANNUAL |
| 20100303 |
| BAC |
| 060505104 |
| 1M |
| ELECTION OF NOMINEES: ROBERT W. SCULLY |
| MGMT |
| FOR |
| FOR |
BANK OF AMERICA CORP. |
| US |
| 20100428 |
| ANNUAL |
| 20100303 |
| BAC |
| 060505104 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
BANK OF AMERICA CORP. |
| US |
| 20100428 |
| ANNUAL |
| 20100303 |
| BAC |
| 060505104 |
| 3 |
| A PROPOSAL TO ADOPT AN AMENDMENT TO THE BANK OF AMERICA AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 11.3 BILLION TO 12.8 BILLION |
| MGMT |
| FOR |
| FOR |
BANK OF AMERICA CORP. |
| US |
| 20100428 |
| ANNUAL |
| 20100303 |
| BAC |
| 060505104 |
| 4 |
| AN ADVISORY (NON-BINDING) VOTE APPROVING EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
BANK OF AMERICA CORP. |
| US |
| 20100428 |
| ANNUAL |
| 20100303 |
| BAC |
| 060505104 |
| 5 |
| A PROPOSAL TO APPROVE AN AMENDMENT TO THE 2003 KEY ASSOCIATE STOCK PLAN |
| MGMT |
| FOR |
| FOR |
BANK OF AMERICA CORP. |
| US |
| 20100428 |
| ANNUAL |
| 20100303 |
| BAC |
| 060505104 |
| 6 |
| STOCKHOLDER PROPOSAL: DISCLOSURE OF GOVERNMENT EMPLOYMENT |
| SHAREHOLD |
| FOR |
| AGAINST |
BANK OF AMERICA CORP. |
| US |
| 20100428 |
| ANNUAL |
| 20100303 |
| BAC |
| 060505104 |
| 7 |
| STOCKHOLDER PROPOSAL: NON-DEDUCTIBLE PAY |
| SHAREHOLD |
| FOR |
| AGAINST |
BANK OF AMERICA CORP. |
| US |
| 20100428 |
| ANNUAL |
| 20100303 |
| BAC |
| 060505104 |
| 8 |
| STOCKHOLDER PROPOSAL: SPECIAL STOCKHOLDER MEETINGS |
| SHAREHOLD |
| FOR |
| AGAINST |
BANK OF AMERICA CORP. |
| US |
| 20100428 |
| ANNUAL |
| 20100303 |
| BAC |
| 060505104 |
| 9 |
| STOCKHOLDER PROPOSAL: ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| SHAREHOLD |
| FOR |
| AGAINST |
BANK OF AMERICA CORP. |
| US |
| 20100428 |
| ANNUAL |
| 20100303 |
| BAC |
| 060505104 |
| 10 |
| STOCKHOLDER PROPOSAL: SUCCESSION PLANNING |
| SHAREHOLD |
| FOR |
| AGAINST |
BANK OF AMERICA CORP. |
| US |
| 20100428 |
| ANNUAL |
| 20100303 |
| BAC |
| 060505104 |
| 11 |
| STOCKHOLDER PROPOSAL: DERIVATIVES TRADING |
| SHAREHOLD |
| FOR |
| AGAINST |
BANK OF AMERICA CORP. |
| US |
| 20100428 |
| ANNUAL |
| 20100303 |
| BAC |
| 060505104 |
| 12 |
| STOCKHOLDER PROPOSAL: RECOUP INCENTIVE COMPENSATION |
| SHAREHOLD |
| FOR |
| AGAINST |
BANK OF AMERICA CORP. |
| US |
| 20100428 |
| ANNUAL |
| 20100303 |
| BML/PI |
| 060505617 |
| 1A |
| ELECTION OF NOMINEES: SUSAN S. BIES |
| MGMT |
| FOR |
| FOR |
BANK OF AMERICA CORP. |
| US |
| 20100428 |
| ANNUAL |
| 20100303 |
| BML/PI |
| 060505617 |
| 1B |
| ELECTION OF NOMINEES: WILLIAM P. BOARDMAN |
| MGMT |
| FOR |
| FOR |
BANK OF AMERICA CORP. |
| US |
| 20100428 |
| ANNUAL |
| 20100303 |
| BML/PI |
| 060505617 |
| 1C |
| ELECTION OF NOMINEES: FRANK P. BRAMBLE, SR. |
| MGMT |
| FOR |
| FOR |
BANK OF AMERICA CORP. |
| US |
| 20100428 |
| ANNUAL |
| 20100303 |
| BML/PI |
| 060505617 |
| 1D |
| ELECTION OF NOMINEES: VIRGIS W. COLBERT |
| MGMT |
| FOR |
| FOR |
BANK OF AMERICA CORP. |
| US |
| 20100428 |
| ANNUAL |
| 20100303 |
| BML/PI |
| 060505617 |
| 1E |
| ELECTION OF NOMINEES: CHARLES K. GIFFORD |
| MGMT |
| FOR |
| FOR |
BANK OF AMERICA CORP. |
| US |
| 20100428 |
| ANNUAL |
| 20100303 |
| BML/PI |
| 060505617 |
| 1F |
| ELECTION OF NOMINEES: CHARLES O. HOLLIDAY, JR. |
| MGMT |
| FOR |
| FOR |
BANK OF AMERICA CORP. |
| US |
| 20100428 |
| ANNUAL |
| 20100303 |
| BML/PI |
| 060505617 |
| 1G |
| ELECTION OF NOMINEES: D. PAUL JONES, JR. |
| MGMT |
| FOR |
| FOR |
BANK OF AMERICA CORP. |
| US |
| 20100428 |
| ANNUAL |
| 20100303 |
| BML/PI |
| 060505617 |
| 1H |
| ELECTION OF NOMINEES: MONICA C. LOZANO |
| MGMT |
| FOR |
| FOR |
BANK OF AMERICA CORP. |
| US |
| 20100428 |
| ANNUAL |
| 20100303 |
| BML/PI |
| 060505617 |
| 1I |
| ELECTION OF NOMINEES: THOMAS J. MAY |
| MGMT |
| FOR |
| FOR |
BANK OF AMERICA CORP. |
| US |
| 20100428 |
| ANNUAL |
| 20100303 |
| BML/PI |
| 060505617 |
| 1J |
| ELECTION OF NOMINEES: BRIAN T. MOYNIHAN |
| MGMT |
| FOR |
| FOR |
BANK OF AMERICA CORP. |
| US |
| 20100428 |
| ANNUAL |
| 20100303 |
| BML/PI |
| 060505617 |
| 1K |
| ELECTION OF NOMINEES: DONALD E. POWELL |
| MGMT |
| FOR |
| FOR |
BANK OF AMERICA CORP. |
| US |
| 20100428 |
| ANNUAL |
| 20100303 |
| BML/PI |
| 060505617 |
| 1L |
| ELECTION OF NOMINEES: CHARLES O. ROSSOTTI |
| MGMT |
| FOR |
| FOR |
BANK OF AMERICA CORP. |
| US |
| 20100428 |
| ANNUAL |
| 20100303 |
| BML/PI |
| 060505617 |
| 1M |
| ELECTION OF NOMINEES: ROBERT W. SCULLY |
| MGMT |
| FOR |
| FOR |
BANK OF AMERICA CORP. |
| US |
| 20100428 |
| ANNUAL |
| 20100303 |
| BML/PI |
| 060505617 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
BANK OF AMERICA CORP. |
| US |
| 20100428 |
| ANNUAL |
| 20100303 |
| BML/PI |
| 060505617 |
| 3 |
| A PROPOSAL TO ADOPT AN AMENDMENT TO THE BANK OF AMERICA AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 11.3 BILLION TO 12.8 BILLION |
| MGMT |
| FOR |
| FOR |
BANK OF AMERICA CORP. |
| US |
| 20100428 |
| ANNUAL |
| 20100303 |
| BML/PI |
| 060505617 |
| 4 |
| AN ADVISORY (NON-BINDING) VOTE APPROVING EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
BANK OF AMERICA CORP. |
| US |
| 20100428 |
| ANNUAL |
| 20100303 |
| BML/PI |
| 060505617 |
| 5 |
| A PROPOSAL TO APPROVE AN AMENDMENT TO THE 2003 KEY ASSOCIATE STOCK PLAN |
| MGMT |
| FOR |
| FOR |
BANK OF AMERICA CORP. |
| US |
| 20100428 |
| ANNUAL |
| 20100303 |
| BML/PI |
| 060505617 |
| 6 |
| STOCKHOLDER PROPOSAL: DISCLOSURE OF GOVERNMENT EMPLOYMENT |
| SHAREHOLD |
| FOR |
| AGAINST |
BANK OF AMERICA CORP. |
| US |
| 20100428 |
| ANNUAL |
| 20100303 |
| BML/PI |
| 060505617 |
| 7 |
| STOCKHOLDER PROPOSAL: NON-DEDUCTIBLE PAY |
| SHAREHOLD |
| FOR |
| AGAINST |
BANK OF AMERICA CORP. |
| US |
| 20100428 |
| ANNUAL |
| 20100303 |
| BML/PI |
| 060505617 |
| 8 |
| STOCKHOLDER PROPOSAL: SPECIAL STOCKHOLDER MEETINGS |
| SHAREHOLD |
| FOR |
| AGAINST |
BANK OF AMERICA CORP. |
| US |
| 20100428 |
| ANNUAL |
| 20100303 |
| BML/PI |
| 060505617 |
| 9 |
| STOCKHOLDER PROPOSAL: ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| SHAREHOLD |
| FOR |
| AGAINST |
BANK OF AMERICA CORP. |
| US |
| 20100428 |
| ANNUAL |
| 20100303 |
| BML/PI |
| 060505617 |
| 10 |
| STOCKHOLDER PROPOSAL: SUCCESSION PLANNING |
| SHAREHOLD |
| FOR |
| AGAINST |
BANK OF AMERICA CORP. |
| US |
| 20100428 |
| ANNUAL |
| 20100303 |
| BML/PI |
| 060505617 |
| 11 |
| STOCKHOLDER PROPOSAL: DERIVATIVES TRADING |
| SHAREHOLD |
| FOR |
| AGAINST |
BANK OF AMERICA CORP. |
| US |
| 20100428 |
| ANNUAL |
| 20100303 |
| BML/PI |
| 060505617 |
| 12 |
| STOCKHOLDER PROPOSAL: RECOUP INCENTIVE COMPENSATION |
| SHAREHOLD |
| FOR |
| AGAINST |
AT&T INC. |
| US |
| 20100430 |
| ANNUAL |
| 20100302 |
| T |
| 00206R102 |
| 1A |
| ELECTION OF NOMINEES: RANDALL L. STEPHENSON |
| MGMT |
| FOR |
| FOR |
AT&T INC. |
| US |
| 20100430 |
| ANNUAL |
| 20100302 |
| T |
| 00206R102 |
| 1B |
| ELECTION OF NOMINEES: GILBERT F. AMELIO |
| MGMT |
| FOR |
| FOR |
AT&T INC. |
| US |
| 20100430 |
| ANNUAL |
| 20100302 |
| T |
| 00206R102 |
| 1C |
| ELECTION OF NOMINEES: REUBEN V. ANDERSON |
| MGMT |
| FOR |
| FOR |
AT&T INC. |
| US |
| 20100430 |
| ANNUAL |
| 20100302 |
| T |
| 00206R102 |
| 1D |
| ELECTION OF NOMINEES: JAMES H. BLANCHARD |
| MGMT |
| FOR |
| FOR |
AT&T INC. |
| US |
| 20100430 |
| ANNUAL |
| 20100302 |
| T |
| 00206R102 |
| 1E |
| ELECTION OF NOMINEES: JAIME CHICO PARDO |
| MGMT |
| FOR |
| FOR |
AT&T INC. |
| US |
| 20100430 |
| ANNUAL |
| 20100302 |
| T |
| 00206R102 |
| 1F |
| ELECTION OF NOMINEES: JAMES P. KELLY |
| MGMT |
| FOR |
| FOR |
AT&T INC. |
| US |
| 20100430 |
| ANNUAL |
| 20100302 |
| T |
| 00206R102 |
| 1G |
| ELECTION OF NOMINEES: JON C. MADONNA |
| MGMT |
| FOR |
| FOR |
AT&T INC. |
| US |
| 20100430 |
| ANNUAL |
| 20100302 |
| T |
| 00206R102 |
| 1H |
| ELECTION OF NOMINEES: LYNN M. MARTIN |
| MGMT |
| FOR |
| FOR |
AT&T INC. |
| US |
| 20100430 |
| ANNUAL |
| 20100302 |
| T |
| 00206R102 |
| 1I |
| ELECTION OF NOMINEES: JOHN B. MCCOY |
| MGMT |
| FOR |
| FOR |
AT&T INC. |
| US |
| 20100430 |
| ANNUAL |
| 20100302 |
| T |
| 00206R102 |
| 1J |
| ELECTION OF NOMINEES: JOYCE M. ROCHE |
| MGMT |
| FOR |
| FOR |
AT&T INC. |
| US |
| 20100430 |
| ANNUAL |
| 20100302 |
| T |
| 00206R102 |
| 1K |
| ELECTION OF NOMINEES: LAURA D’ANDREA TYSON |
| MGMT |
| FOR |
| FOR |
AT&T INC. |
| US |
| 20100430 |
| ANNUAL |
| 20100302 |
| T |
| 00206R102 |
| 1L |
| ELECTION OF NOMINEES: PATRICIA P. UPTON |
| MGMT |
| FOR |
| FOR |
AT&T INC. |
| US |
| 20100430 |
| ANNUAL |
| 20100302 |
| T |
| 00206R102 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
AT&T INC. |
| US |
| 20100430 |
| ANNUAL |
| 20100302 |
| T |
| 00206R102 |
| 3 |
| CUMULATIVE VOTING |
| SHAREHOLD |
| FOR |
| AGAINST |
AT&T INC. |
| US |
| 20100430 |
| ANNUAL |
| 20100302 |
| T |
| 00206R102 |
| 4 |
| PENSION CREDIT POLICY |
| SHAREHOLD |
| FOR |
| AGAINST |
AT&T INC. |
| US |
| 20100430 |
| ANNUAL |
| 20100302 |
| T |
| 00206R102 |
| 5 |
| ADVISORY VOTE ON COMPENSATION |
| SHAREHOLD |
| FOR |
| AGAINST |
AT&T INC. |
| US |
| 20100430 |
| ANNUAL |
| 20100302 |
| T |
| 00206R102 |
| 6 |
| SPECIAL STOCKHOLDER MEETINGS |
| SHAREHOLD |
| FOR |
| AGAINST |
VERIZON COMMUNICATIONS INC. |
| US |
| 20100506 |
| ANNUAL |
| 20100308 |
| VZ |
| 92343V104 |
| 1A |
| ELECTION OF NOMINEES: RICHARD L. CARRION |
| MGMT |
| FOR |
| FOR |
VERIZON COMMUNICATIONS INC. |
| US |
| 20100506 |
| ANNUAL |
| 20100308 |
| VZ |
| 92343V104 |
| 1B |
| ELECTION OF NOMINEES: M. FRANCES KEETH |
| MGMT |
| FOR |
| FOR |
VERIZON COMMUNICATIONS INC. |
| US |
| 20100506 |
| ANNUAL |
| 20100308 |
| VZ |
| 92343V104 |
| 1C |
| ELECTION OF NOMINEES: ROBERT W. LANE |
| MGMT |
| FOR |
| FOR |
VERIZON COMMUNICATIONS INC. |
| US |
| 20100506 |
| ANNUAL |
| 20100308 |
| VZ |
| 92343V104 |
| 1D |
| ELECTION OF NOMINEES: SANDRA O. MOOSE |
| MGMT |
| FOR |
| FOR |
VERIZON COMMUNICATIONS INC. |
| US |
| 20100506 |
| ANNUAL |
| 20100308 |
| VZ |
| 92343V104 |
| 1E |
| ELECTION OF NOMINEES: JOSEPH NEUBAUER |
| MGMT |
| FOR |
| FOR |
VERIZON COMMUNICATIONS INC. |
| US |
| 20100506 |
| ANNUAL |
| 20100308 |
| VZ |
| 92343V104 |
| 1F |
| ELECTION OF NOMINEES: DONALD T. NICOLAISEN |
| MGMT |
| FOR |
| FOR |
VERIZON COMMUNICATIONS INC. |
| US |
| 20100506 |
| ANNUAL |
| 20100308 |
| VZ |
| 92343V104 |
| 1G |
| ELECTION OF NOMINEES: THOMAS H. O’BRIEN |
| MGMT |
| FOR |
| FOR |
VERIZON COMMUNICATIONS INC. |
| US |
| 20100506 |
| ANNUAL |
| 20100308 |
| VZ |
| 92343V104 |
| 1H |
| ELECTION OF NOMINEES: CLARENCE OTIS, JR. |
| MGMT |
| FOR |
| FOR |
VERIZON COMMUNICATIONS INC. |
| US |
| 20100506 |
| ANNUAL |
| 20100308 |
| VZ |
| 92343V104 |
| 1I |
| ELECTION OF NOMINEES: HUGH B. PRICE |
| MGMT |
| FOR |
| FOR |
VERIZON COMMUNICATIONS INC. |
| US |
| 20100506 |
| ANNUAL |
| 20100308 |
| VZ |
| 92343V104 |
| 1J |
| ELECTION OF NOMINEES: IVAN G. SEIDENBERG |
| MGMT |
| FOR |
| FOR |
VERIZON COMMUNICATIONS INC. |
| US |
| 20100506 |
| ANNUAL |
| 20100308 |
| VZ |
| 92343V104 |
| 1K |
| ELECTION OF NOMINEES: RODNEY E. SLATER |
| MGMT |
| FOR |
| FOR |
VERIZON COMMUNICATIONS INC. |
| US |
| 20100506 |
| ANNUAL |
| 20100308 |
| VZ |
| 92343V104 |
| 1L |
| ELECTION OF NOMINEES: JOHN W. SNOW |
| MGMT |
| FOR |
| FOR |
VERIZON COMMUNICATIONS INC. |
| US |
| 20100506 |
| ANNUAL |
| 20100308 |
| VZ |
| 92343V104 |
| 1M |
| ELECTION OF NOMINEES: JOHN R. STAFFORD |
| MGMT |
| FOR |
| FOR |
VERIZON COMMUNICATIONS INC. |
| US |
| 20100506 |
| ANNUAL |
| 20100308 |
| VZ |
| 92343V104 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
VERIZON COMMUNICATIONS INC. |
| US |
| 20100506 |
| ANNUAL |
| 20100308 |
| VZ |
| 92343V104 |
| 3 |
| ADVISORY VOTE RELATED TO EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
VERIZON COMMUNICATIONS INC. |
| US |
| 20100506 |
| ANNUAL |
| 20100308 |
| VZ |
| 92343V104 |
| 4 |
| PROHIBIT GRANTING STOCK OPTIONS |
| SHAREHOLD |
| FOR |
| AGAINST |
VERIZON COMMUNICATIONS INC. |
| US |
| 20100506 |
| ANNUAL |
| 20100308 |
| VZ |
| 92343V104 |
| 5 |
| GENDER IDENTITY NON-DISCRIMINATION POLICY |
| SHAREHOLD |
| FOR |
| AGAINST |
VERIZON COMMUNICATIONS INC. |
| US |
| 20100506 |
| ANNUAL |
| 20100308 |
| VZ |
| 92343V104 |
| 6 |
| PERFORMANCE STOCK UNIT PERFORMANCE THRESHOLDS |
| SHAREHOLD |
| FOR |
| AGAINST |
VERIZON COMMUNICATIONS INC. |
| US |
| 20100506 |
| ANNUAL |
| 20100308 |
| VZ |
| 92343V104 |
| 7 |
| SHAREHOLDER RIGHT TO CALL A SPECIAL MEETING |
| SHAREHOLD |
| FOR |
| AGAINST |
VERIZON COMMUNICATIONS INC. |
| US |
| 20100506 |
| ANNUAL |
| 20100308 |
| VZ |
| 92343V104 |
| 8 |
| ADOPT AND DISCLOSE SUCCESSION PLANNING POLICY |
| SHAREHOLD |
| FOR |
| AGAINST |
VERIZON COMMUNICATIONS INC. |
| US |
| 20100506 |
| ANNUAL |
| 20100308 |
| VZ |
| 92343V104 |
| 9 |
| SHAREHOLDER APPROVAL OF BENEFITS PAID AFTER DEATH |
| SHAREHOLD |
| FOR |
| AGAINST |
VERIZON COMMUNICATIONS INC. |
| US |
| 20100506 |
| ANNUAL |
| 20100308 |
| VZ |
| 92343V104 |
| 10 |
| EXECUTIVE STOCK RETENTION REQUIREMENTS |
| SHAREHOLD |
| FOR |
| AGAINST |
UNITED PARCEL SERVICE, INC. |
| US |
| 20100506 |
| ANNUAL |
| 20100308 |
| UPS |
| 911312106 |
| 1 |
| ELECTION OF NOMINEES: 1. F. DUANE ACKERMAN, 2. MICHAEL J. BURNS, 3. D. SCOTT DAVIS, 4. STUART E. EIZENSTAT, 5. MICHAEL L. ESKEW, 6. WILLIAM R. JOHNSON, 7. ANN M. LIVERMORE, 8. RUDY MARKHAM, 9. JOHN W. THOMPSON, 10. CAROL B. TOME |
| MGMT |
| FOR |
| FOR |
UNITED PARCEL SERVICE, INC. |
| US |
| 20100506 |
| ANNUAL |
| 20100308 |
| UPS |
| 911312106 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
UNITED PARCEL SERVICE, INC. |
| US |
| 20100506 |
| ANNUAL |
| 20100308 |
| UPS |
| 911312106 |
| 3 |
| APPROVAL OF A PROPOSAL REMOVING THE VOTING STANDARD FROM THE UPS CERTIFICATE OF INCORPORATION SO THAT THE BOARD MAY PROVIDE FOR MAJORITY VOTING IN UNCONTESTED DIRECTOR ELECTIONS |
| MGMT |
| FOR |
| FOR |
DUKE ENERGY CORP. |
| US |
| 20100506 |
| ANNUAL |
| 20100311 |
| DUK |
| 26441C105 |
| 1 |
| ELECTION OF NOMINEES: 1. WILLIAM BARNET, III, 2. G. ALEX BERNHARDT SR., 3. MICHAEL G. BROWNING, 4. DANIEL R. DIMICCO, 5. JOHN H. FORSGREN, 6. ANN MAYNARD GRAY, 7. JAMES H. HANCE, JR., 8. E. JAMES REINSCH, 9. JAMES T. RHODES, 10. JAMES E. ROGERS, 11. PHILIP R. SHARP |
| MGMT |
| FOR |
| FOR |
DUKE ENERGY CORP. |
| US |
| 20100506 |
| ANNUAL |
| 20100311 |
| DUK |
| 26441C105 |
| 2 |
| APPROVAL OF THE DUKE ENERGY CORPORATION 2010 LONG-TERM INCENTIVE PLAN |
| MGMT |
| FOR |
| FOR |
DUKE ENERGY CORP. |
| US |
| 20100506 |
| ANNUAL |
| 20100311 |
| DUK |
| 26441C105 |
| 3 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
DUKE ENERGY CORP. |
| US |
| 20100506 |
| ANNUAL |
| 20100311 |
| DUK |
| 26441C105 |
| 4 |
| SHAREHOLDER PROPOSAL RELATING TO PREPARATION OF A REPORT ON DUKE ENERGY GLOBAL WARMING-RELATED LOBBYING ACTIVITIES |
| SHAREHOLD |
| FOR |
| AGAINST |
DUKE ENERGY CORP. |
| US |
| 20100506 |
| ANNUAL |
| 20100311 |
| DUK |
| 26441C105 |
| 5 |
| SHAREHOLDER PROPOSAL RELATING TO MAJORITY VOTING FOR THE ELECTION OF DIRECTORS |
| SHAREHOLD |
| FOR |
| AGAINST |
DUKE ENERGY CORP. |
| US |
| 20100506 |
| ANNUAL |
| 20100311 |
| DUK |
| 26441C105 |
| 6 |
| SHAREHOLDER PROPOSAL REGARDING THE RETENTION OF EQUITY COMPENSATION BY SENIOR EXECUTIVES |
| SHAREHOLD |
| FOR |
| AGAINST |
OCCIDENTAL PETROLEUM CORP. |
| US |
| 20100507 |
| ANNUAL |
| 20100315 |
| OXY |
| 674599105 |
| 1A |
| ELECTION OF NOMINEES: SPENCER ABRAHAM |
|
|
| FOR |
| FOR |
OCCIDENTAL PETROLEUM CORP. |
| US |
| 20100507 |
| ANNUAL |
| 20100315 |
| OXY |
| 674599105 |
| 1B |
| ELECTION OF NOMINEES: JOHN S. CHALSTY |
| MGMT |
| FOR |
| FOR |
OCCIDENTAL PETROLEUM CORP. |
| US |
| 20100507 |
| ANNUAL |
| 20100315 |
| OXY |
| 674599105 |
| 1C |
| ELECTION OF NOMINEES: STEPHEN I. CHAZEN |
| MGMT |
| FOR |
| FOR |
OCCIDENTAL PETROLEUM CORP. |
| US |
| 20100507 |
| ANNUAL |
| 20100315 |
| OXY |
| 674599105 |
| 1D |
| ELECTION OF NOMINEES: EDWARD P. DJEREJIAN |
| MGMT |
| FOR |
| FOR |
OCCIDENTAL PETROLEUM CORP. |
| US |
| 20100507 |
| ANNUAL |
| 20100315 |
| OXY |
| 674599105 |
| 1E |
| ELECTION OF NOMINEES: JOHN E. FEICK |
| MGMT |
| FOR |
| FOR |
OCCIDENTAL PETROLEUM CORP. |
| US |
| 20100507 |
| ANNUAL |
| 20100315 |
| OXY |
| 674599105 |
| 1F |
| ELECTION OF NOMINEES: CARLOS M. GUTIERREZ |
| MGMT |
| FOR |
| FOR |
OCCIDENTAL PETROLEUM CORP. |
| US |
| 20100507 |
| ANNUAL |
| 20100315 |
| OXY |
| 674599105 |
| 1G |
| ELECTION OF NOMINEES: RAY R. IRANI |
| MGMT |
| FOR |
| FOR |
OCCIDENTAL PETROLEUM CORP. |
| US |
| 20100507 |
| ANNUAL |
| 20100315 |
| OXY |
| 674599105 |
| 1H |
| ELECTION OF NOMINEES: IRVIN W. MALONEY |
| MGMT |
| FOR |
| FOR |
OCCIDENTAL PETROLEUM CORP. |
| US |
| 20100507 |
| ANNUAL |
| 20100315 |
| OXY |
| 674599105 |
| 1I |
| ELECTION OF NOMINEES: AVEDICK B. POLADIAN |
| MGMT |
| FOR |
| FOR |
OCCIDENTAL PETROLEUM CORP. |
| US |
| 20100507 |
| ANNUAL |
| 20100315 |
| OXY |
| 674599105 |
| 1J |
| ELECTION OF NOMINEES: RODOLFO SEGOVIA |
| MGMT |
| FOR |
| FOR |
OCCIDENTAL PETROLEUM CORP. |
| US |
| 20100507 |
| ANNUAL |
| 20100315 |
| OXY |
| 674599105 |
| 1K |
| ELECTION OF NOMINEES: AZIZ D. SYRIANI |
| MGMT |
| FOR |
| FOR |
OCCIDENTAL PETROLEUM CORP. |
| US |
| 20100507 |
| ANNUAL |
| 20100315 |
| OXY |
| 674599105 |
| 1L |
| ELECTION OF NOMINEES: ROSEMARY TOMICH |
| MGMT |
| FOR |
| FOR |
OCCIDENTAL PETROLEUM CORP. |
| US |
| 20100507 |
| ANNUAL |
| 20100315 |
| OXY |
| 674599105 |
| 1M |
| ELECTION OF NOMINEES: WALTER L. WEISMAN |
| MGMT |
| FOR |
| FOR |
OCCIDENTAL PETROLEUM CORP. |
| US |
| 20100507 |
| ANNUAL |
| 20100315 |
| OXY |
| 674599105 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
OCCIDENTAL PETROLEUM CORP. |
| US |
| 20100507 |
| ANNUAL |
| 20100315 |
| OXY |
| 674599105 |
| 3 |
| RE-APPROVAL OF PERFORMANCE GOALS UNDER INCENTIVE PLAN PURSUANT TO TAX DEDUCTION RULES |
| MGMT |
| FOR |
| FOR |
OCCIDENTAL PETROLEUM CORP. |
| US |
| 20100507 |
| ANNUAL |
| 20100315 |
| OXY |
| 674599105 |
| 4 |
| ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION PHILOSOPHY AND PRACTICE |
| MGMT |
| FOR |
| FOR |
OCCIDENTAL PETROLEUM CORP. |
| US |
| 20100507 |
| ANNUAL |
| 20100315 |
| OXY |
| 674599105 |
| 5 |
| ELIMINATION OF COMPENSATION OVER $500,000 PER YEAR |
| SHAREHOLD |
| FOR |
| AGAINST |
OCCIDENTAL PETROLEUM CORP. |
| US |
| 20100507 |
| ANNUAL |
| 20100315 |
| OXY |
| 674599105 |
| 6 |
| POLICY TO SEPARATE CHAIRMAN AND CHIEF EXECUTIVE OFFICER ROLES |
| SHAREHOLD |
| FOR |
| AGAINST |
OCCIDENTAL PETROLEUM CORP. |
| US |
| 20100507 |
| ANNUAL |
| 20100315 |
| OXY |
| 674599105 |
| 7 |
| PERCENTAGE OF STOCKHOLDER OWNERSHIP REQUIRED TO CALL SPECIAL MEETING OF STOCKHOLDERS |
| SHAREHOLD |
| FOR |
| AGAINST |
OCCIDENTAL PETROLEUM CORP. |
| US |
| 20100507 |
| ANNUAL |
| 20100315 |
| OXY |
| 674599105 |
| 8 |
| REPORT ON ASSESSMENT OF HOST COUNTRY LAWS |
| SHAREHOLD |
| FOR |
| AGAINST |
OCCIDENTAL PETROLEUM CORP. |
| US |
| 20100507 |
| ANNUAL |
| 20100315 |
| OXY |
| 674599105 |
| 9 |
| DIRECTOR ELECTION BY MAJORITY STOCKHOLDER VOTE |
| SHAREHOLD |
| FOR |
| AGAINST |
OCCIDENTAL PETROLEUM CORP. |
| US |
| 20100507 |
| ANNUAL |
| 20100315 |
| OXY |
| 674599105 |
| 10 |
| REPORT ON INCREASING INHERENT SECURITY OF CHEMICAL FACILITIES |
| SHAREHOLD |
| FOR |
| AGAINST |
OCCIDENTAL PETROLEUM CORP. |
| US |
| 20100507 |
| ANNUAL |
| 20100315 |
| OXY |
| 674599105 |
| 11 |
| POLICY ON ACCELERATED VESTING IN EVENT OF CHANGE IN CONTROL |
| SHAREHOLD |
| FOR |
| AGAINST |
CONOCO PHILLIPS |
| US |
| 20100512 |
| ANNUAL |
| 20100315 |
| COP |
| 20825C104 |
| 1A |
| ELECTION OF NOMINEES: RICHARD L. ARMITAGE |
| MGMT |
| FOR |
| FOR |
CONOCO PHILLIPS |
| US |
| 20100512 |
| ANNUAL |
| 20100315 |
| COP |
| 20825C104 |
| 1B |
| ELECTION OF NOMINEES: RICHARD H. AUCHINLECK |
| MGMT |
| FOR |
| FOR |
CONOCO PHILLIPS |
| US |
| 20100512 |
| ANNUAL |
| 20100315 |
| COP |
| 20825C104 |
| 1C |
| ELECTION OF NOMINEES: JAMES E. COPELAND, JR. |
| MGMT |
| FOR |
| FOR |
CONOCO PHILLIPS |
| US |
| 20100512 |
| ANNUAL |
| 20100315 |
| COP |
| 20825C104 |
| 2 |
| ELECTION OF NOMINEES: KENNETH M. DUBERSTEIN |
| MGMT |
| FOR |
| FOR |
CONOCO PHILLIPS |
| US |
| 20100512 |
| ANNUAL |
| 20100315 |
| COP |
| 20825C104 |
| 1A |
| ELECTION OF NOMINEES: RUTH R. HARKIN |
| MGMT |
| FOR |
| FOR |
CONOCO PHILLIPS |
| US |
| 20100512 |
| ANNUAL |
| 20100315 |
| COP |
| 20825C104 |
| 1B |
| ELECTION OF NOMINEES: HAROLD W. MCGRAW III |
| MGMT |
| FOR |
| FOR |
CONOCO PHILLIPS |
| US |
| 20100512 |
| ANNUAL |
| 20100315 |
| COP |
| 20825C104 |
| 1C |
| ELECTION OF NOMINEES: JAMES J. MULVA |
| MGMT |
| FOR |
| FOR |
CONOCO PHILLIPS |
| US |
| 20100512 |
| ANNUAL |
| 20100315 |
| COP |
| 20825C104 |
| 1D |
| ELECTION OF NOMINEES: ROBERT A. NIBLOCK |
| MGMT |
| FOR |
| FOR |
CONOCO PHILLIPS |
| US |
| 20100512 |
| ANNUAL |
| 20100315 |
| COP |
| 20825C104 |
| 1E |
| ELECTION OF NOMINEES: HARALD J. NORVIK |
| MGMT |
| FOR |
| FOR |
CONOCO PHILLIPS |
| US |
| 20100512 |
| ANNUAL |
| 20100315 |
| COP |
| 20825C104 |
| 1F |
| ELECTION OF NOMINEES: WILLIAM K. REILLY |
| MGMT |
| FOR |
| FOR |
CONOCO PHILLIPS |
| US |
| 20100512 |
| ANNUAL |
| 20100315 |
| COP |
| 20825C104 |
| 1G |
| ELECTION OF NOMINEES: BOBBY S. SHACKOULS |
| MGMT |
| FOR |
| FOR |
CONOCO PHILLIPS |
| US |
| 20100512 |
| ANNUAL |
| 20100315 |
| COP |
| 20825C104 |
| 1H |
| ELECTION OF NOMINEES: VICTORIA J. TSCHINKEL |
| MGMT |
| FOR |
| FOR |
CONOCO PHILLIPS |
| US |
| 20100512 |
| ANNUAL |
| 20100315 |
| COP |
| 20825C104 |
| 1I |
| ELECTION OF NOMINEES: KATHRYN C. TURNER |
| MGMT |
| FOR |
| FOR |
CONOCO PHILLIPS |
| US |
| 20100512 |
| ANNUAL |
| 20100315 |
| COP |
| 20825C104 |
| 1J |
| ELECTION OF NOMINEES: WILLIAM E. WADE, JR. |
| MGMT |
| FOR |
| FOR |
CONOCO PHILLIPS |
| US |
| 20100512 |
| ANNUAL |
| 20100315 |
| COP |
| 20825C104 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
CONOCO PHILLIPS |
| US |
| 20100512 |
| ANNUAL |
| 20100315 |
| COP |
| 20825C104 |
| 3 |
| BOARD RISK MANAGEMENT OVERSIGHT |
| SHAREHOLD |
| FOR |
| AGAINST |
CONOCO PHILLIPS |
| US |
| 20100512 |
| ANNUAL |
| 20100315 |
| COP |
| 20825C104 |
| 4 |
| GREENHOUSE GAS REDUCTION |
| SHAREHOLD |
| FOR |
| AGAINST |
CONOCO PHILLIPS |
| US |
| 20100512 |
| ANNUAL |
| 20100315 |
| COP |
| 20825C104 |
| 5 |
| OIL SANDS DRILLING |
| SHAREHOLD |
| FOR |
| AGAINST |
CONOCO PHILLIPS |
| US |
| 20100512 |
| ANNUAL |
| 20100315 |
| COP |
| 20825C104 |
| 6 |
| LOUISIANA WETLANDS |
| SHAREHOLD |
| FOR |
| AGAINST |
CONOCO PHILLIPS |
| US |
| 20100512 |
| ANNUAL |
| 20100315 |
| COP |
| 20825C104 |
| 7 |
| FINANCIAL RISKS OF CLIMATE CHANGE |
| SHAREHOLD |
| FOR |
| AGAINST |
CONOCO PHILLIPS |
| US |
| 20100512 |
| ANNUAL |
| 20100315 |
| COP |
| 20825C104 |
| 8 |
| TOXIC POLLUTION REPORT |
| SHAREHOLD |
| FOR |
| AGAINST |
CONOCO PHILLIPS |
| US |
| 20100512 |
| ANNUAL |
| 20100315 |
| COP |
| 20825C104 |
| 9 |
| GENDER EXPRESSION NON-DISCRIMINATION |
| SHAREHOLD |
| FOR |
| AGAINST |
CONOCO PHILLIPS |
| US |
| 20100512 |
| ANNUAL |
| 20100315 |
| COP |
| 20825C104 |
| 10 |
| POLITICAL CONTRIBUTIONS |
| SHAREHOLD |
| FOR |
| AGAINST |
DOMINION RESOURCES INC. |
| US |
| 20100518 |
| ANNUAL |
| 20100312 |
| D |
| 25746U109 |
| 1A |
| ELECTION OF NOMINEES: WILLIAM P. BARR |
| MGMT |
| FOR |
| FOR |
DOMINION RESOURCES INC. |
| US |
| 20100518 |
| ANNUAL |
| 20100312 |
| D |
| 25746U109 |
| 1B |
| ELECTION OF NOMINEES: PETER W. BROWN |
| MGMT |
| FOR |
| FOR |
DOMINION RESOURCES INC. |
| US |
| 20100518 |
| ANNUAL |
| 20100312 |
| D |
| 25746U109 |
| 1C |
| ELECTION OF NOMINEES: GEORGE A. DAVIDSON, JR. |
| MGMT |
| FOR |
| FOR |
DOMINION RESOURCES INC. |
| US |
| 20100518 |
| ANNUAL |
| 20100312 |
| D |
| 25746U109 |
| 1D |
| ELECTION OF NOMINEES: THOMAS F. FARRELL II |
| MGMT |
| FOR |
| FOR |
DOMINION RESOURCES INC. |
| US |
| 20100518 |
| ANNUAL |
| 20100312 |
| D |
| 25746U109 |
| 1E |
| ELECTION OF NOMINEES: JOHN W. HARRIS |
| MGMT |
| FOR |
| FOR |
DOMINION RESOURCES INC. |
| US |
| 20100518 |
| ANNUAL |
| 20100312 |
| D |
| 25746U109 |
| 1F |
| ELECTION OF NOMINEES: ROBERT S. JEPSON, JR. |
| MGMT |
| FOR |
| FOR |
DOMINION RESOURCES INC. |
| US |
| 20100518 |
| ANNUAL |
| 20100312 |
| D |
| 25746U109 |
| 1G |
| ELECTION OF NOMINEES: MARK J. KINGTON |
| MGMT |
| FOR |
| FOR |
DOMINION RESOURCES INC. |
| US |
| 20100518 |
| ANNUAL |
| 20100312 |
| D |
| 25746U109 |
| 1H |
| ELECTION OF NOMINEES: MARGARET A. MCKENNA |
| MGMT |
| FOR |
| FOR |
DOMINION RESOURCES INC. |
| US |
| 20100518 |
| ANNUAL |
| 20100312 |
| D |
| 25746U109 |
| 1I |
| ELECTION OF NOMINEES: FRANK S. ROYAL |
| MGMT |
| FOR |
| FOR |
DOMINION RESOURCES INC. |
| US |
| 20100518 |
| ANNUAL |
| 20100312 |
| D |
| 25746U109 |
| 1J |
| ELECTION OF NOMINEES: ROBERT H. SPILMAN, JR. |
| MGMT |
| FOR |
| FOR |
DOMINION RESOURCES INC. |
| US |
| 20100518 |
| ANNUAL |
| 20100312 |
| D |
| 25746U109 |
| 1K |
| ELECTION OF NOMINEES: DAVID A. WOLLARD |
| MGMT |
| FOR |
| FOR |
DOMINION RESOURCES INC. |
| US |
| 20100518 |
| ANNUAL |
| 20100312 |
| D |
| 25746U109 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
DOMINION RESOURCES INC. |
| US |
| 20100518 |
| ANNUAL |
| 20100312 |
| D |
| 25746U109 |
| 3 |
| AMENDMENT TO ARTICLES OF INCORPORATION RELATED TO VOTING PROVISIONS |
| MGMT |
| FOR |
| FOR |
DOMINION RESOURCES INC. |
| US |
| 20100518 |
| ANNUAL |
| 20100312 |
| D |
| 25746U109 |
| 4 |
| AMENDMENTS TO BYLAWS RELATED TO VOTING PROVISIONS |
| MGMT |
| FOR |
| FOR |
DOMINION RESOURCES INC. |
| US |
| 20100518 |
| ANNUAL |
| 20100312 |
| D |
| 25746U109 |
| 5 |
| AMENDMENTS TO ARTICLES RELATED TO SETTING THE SIZE OF THE BOARD |
| MGMT |
| FOR |
| FOR |
DOMINION RESOURCES INC. |
| US |
| 20100518 |
| ANNUAL |
| 20100312 |
| D |
| 25746U109 |
| 6 |
| AMENDMENT TO ARTICLES RELATED TO REMOVAL OF A DIRECTOR FOR CAUSE |
| MGMT |
| FOR |
| FOR |
DOMINION RESOURCES INC. |
| US |
| 20100518 |
| ANNUAL |
| 20100312 |
| D |
| 25746U109 |
| 7 |
| AMENDMENT TO ARTICLES CLARIFYING CERTAIN SHAREHOLDER MEETING PROVISIONS |
| MGMT |
| FOR |
| FOR |
DOMINION RESOURCES INC. |
| US |
| 20100518 |
| ANNUAL |
| 20100312 |
| D |
| 25746U109 |
| 8 |
| 20% RENEWABLE ELECTRICITY ENERGY GENERATION BY 2022 |
| SHAREHOLD |
| FOR |
| AGAINST |
DOMINION RESOURCES INC. |
| US |
| 20100518 |
| ANNUAL |
| 20100312 |
| D |
| 25746U109 |
| 9 |
| REJECT PLANS TO CONSTRUCT NORTH ANNA 3 |
| SHAREHOLD |
| FOR |
| AGAINST |
DOMINION RESOURCES INC. |
| US |
| 20100518 |
| ANNUAL |
| 20100312 |
| D |
| 25746U109 |
| 10 |
| ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| SHAREHOLD |
| FOR |
| AGAINST |
XCEL ENERGY INC. |
| US |
| 20100519 |
| ANNUAL |
| 20100323 |
| XEL |
| 98389B100 |
| 1A |
| ELECTION OF NOMINEES: FREDRIC W. CORRIGAN |
| MGMT |
| FOR |
| FOR |
XCEL ENERGY INC. |
| US |
| 20100519 |
| ANNUAL |
| 20100323 |
| XEL |
| 98389B100 |
| 1B |
| ELECTION OF NOMINEES: RICHARD K. DAVIS |
| MGMT |
| FOR |
| FOR |
XCEL ENERGY INC. |
| US |
| 20100519 |
| ANNUAL |
| 20100323 |
| XEL |
| 98389B100 |
| 1C |
| ELECTION OF NOMINEES: BENJAMIN G.S. FOWKE III |
| MGMT |
| FOR |
| FOR |
XCEL ENERGY INC. |
| US |
| 20100519 |
| ANNUAL |
| 20100323 |
| XEL |
| 98389B100 |
| 1D |
| ELECTION OF NOMINEES: RICHARD C. KELLY |
| MGMT |
| FOR |
| FOR |
XCEL ENERGY INC. |
| US |
| 20100519 |
| ANNUAL |
| 20100323 |
| XEL |
| 98389B100 |
| 1E |
| ELECTION OF NOMINEES: ALBERT F. MORENO |
| MGMT |
| FOR |
| FOR |
XCEL ENERGY INC. |
| US |
| 20100519 |
| ANNUAL |
| 20100323 |
| XEL |
| 98389B100 |
| 1F |
| ELECTION OF NOMINEES: CHRISTOPHER J. POLICINSKI |
| MGMT |
| FOR |
| FOR |
XCEL ENERGY INC. |
| US |
| 20100519 |
| ANNUAL |
| 20100323 |
| XEL |
| 98389B100 |
| 1G |
| ELECTION OF NOMINEES: A. PATRICIA SAMPSON |
| MGMT |
| FOR |
| FOR |
XCEL ENERGY INC. |
| US |
| 20100519 |
| ANNUAL |
| 20100323 |
| XEL |
| 98389B100 |
| 1H |
| ELECTION OF NOMINEES: DAVID A. WESTERLUND |
| MGMT |
| FOR |
| FOR |
XCEL ENERGY INC. |
| US |
| 20100519 |
| ANNUAL |
| 20100323 |
| XEL |
| 98389B100 |
| 1I |
| ELECTION OF NOMINEES: KIM WILLIAMS |
| MGMT |
| FOR |
| FOR |
XCEL ENERGY INC. |
| US |
| 20100519 |
| ANNUAL |
| 20100323 |
| XEL |
| 98389B100 |
| 1J |
| ELECTION OF NOMINEES: TIMOTHY V. WOLF |
| MGMT |
| FOR |
| FOR |
XCEL ENERGY INC. |
| US |
| 20100519 |
| ANNUAL |
| 20100323 |
| XEL |
| 98389B100 |
| 2 |
| APPROVAL OF THE PERFORMANCE MEASURES AVAILABLE UNDER THE XCEL ENERGY INC. EXECUTIVE ANNUAL INCENTIVE AWARD PLAN, AS AMENDED AND RESTATED |
| MGMT |
| FOR |
| FOR |
XCEL ENERGY INC. |
| US |
| 20100519 |
| ANNUAL |
| 20100323 |
| XEL |
| 98389B100 |
| 3 |
| APPROVAL OF THE PERFORMANCE MEASURES AVAILABLE UNDER THE XCEL ENERGY INC. 2005 LONG-TERM INCENTIVE PLAN AND AN AMENDMENT TO THE PLAN TO INCLUDE NON-EMPLOYEE DIRECTORS AS ELIGIBLE PARTICIPANTS |
| MGMT |
| FOR |
| FOR |
XCEL ENERGY INC. |
| US |
| 20100519 |
| ANNUAL |
| 20100323 |
| XEL |
| 98389B100 |
| 4 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
XCEL ENERGY INC. |
| US |
| 20100519 |
| ANNUAL |
| 20100323 |
| XEL |
| 98389B100 |
| 5 |
| SHAREHOLDER PROPOSAL REGARDING ANNUAL ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| SHAREHOLD |
| FOR |
| AGAINST |
MCDONALD’S CORP. |
| US |
| 20100520 |
| ANNUAL |
| 20100323 |
| MCD |
| 580135101 |
| 1A |
| ELECTION OF NOMINEES: WALTER E. MASSEY |
| MGMT |
| FOR |
| FOR |
MCDONALD’S CORP. |
| US |
| 20100520 |
| ANNUAL |
| 20100323 |
| MCD |
| 580135101 |
| 1B |
| ELECTION OF NOMINEES: JOHN W. ROGERS, JR. |
| MGMT |
| FOR |
| FOR |
MCDONALD’S CORP. |
| US |
| 20100520 |
| ANNUAL |
| 20100323 |
| MCD |
| 580135101 |
| 1C |
| ELECTION OF NOMINEES: ROGER W. STONE |
| MGMT |
| FOR |
| FOR |
MCDONALD’S CORP. |
| US |
| 20100520 |
| ANNUAL |
| 20100323 |
| MCD |
| 580135101 |
| 1D |
| ELECTION OF NOMINEES: MILES D. WHITE |
| MGMT |
| FOR |
| FOR |
MCDONALD’S CORP. |
| US |
| 20100520 |
| ANNUAL |
| 20100323 |
| MCD |
| 580135101 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
MCDONALD’S CORP. |
| US |
| 20100520 |
| ANNUAL |
| 20100323 |
| MCD |
| 580135101 |
| 3 |
| SHAREHOLDER PROPOSAL RELATING TO SHAREHOLDER VOTE ON EXECUTIVE COMPENSATION |
| SHAREHOLD |
| FOR |
| AGAINST |
MCDONALD’S CORP. |
| US |
| 20100520 |
| ANNUAL |
| 20100323 |
| MCD |
| 580135101 |
| 4 |
| SHAREHOLDER PROPOSAL RELATING TO SIMPLE MAJORITY VOTE |
| SHAREHOLD |
| FOR |
| AGAINST |
MCDONALD’S CORP. |
| US |
| 20100520 |
| ANNUAL |
| 20100323 |
| MCD |
| 580135101 |
| 5 |
| SHAREHOLDER PROPOSAL RELATING TO THE USE OF CONTROLLED ATMOSPHERE STUNNING |
| SHAREHOLD |
| FOR |
| AGAINST |
MCDONALD’S CORP. |
| US |
| 20100520 |
| ANNUAL |
| 20100323 |
| MCD |
| 580135101 |
| 6 |
| SHAREHOLDER PROPOSAL RELATING TO THE USE OF CAGE-FREE EGGS |
| SHAREHOLD |
| FOR |
| AGAINST |
ALTRIA GROUP INC. |
| US |
| 20100520 |
| ANNUAL |
| 20100329 |
| MO |
| 02209S103 |
| 1A |
| ELECTION OF NOMINEES: ELIZABETH E. BAILEY |
| MGMT |
| FOR |
| FOR |
ALTRIA GROUP INC. |
| US |
| 20100520 |
| ANNUAL |
| 20100329 |
| MO |
| 02209S103 |
| 1B |
| ELECTION OF NOMINEES: GERALD L. BALILES |
| MGMT |
| FOR |
| FOR |
ALTRIA GROUP INC. |
| US |
| 20100520 |
| ANNUAL |
| 20100329 |
| MO |
| 02209S103 |
| 1C |
| ELECTION OF NOMINEES: JOHN T. CASTEEN III |
| MGMT |
| FOR |
| FOR |
ALTRIA GROUP INC. |
| US |
| 20100520 |
| ANNUAL |
| 20100329 |
| MO |
| 02209S103 |
| 1D |
| ELECTION OF NOMINEES: DINYAR S. DEVITRE |
| MGMT |
| FOR |
| FOR |
ALTRIA GROUP INC. |
| US |
| 20100520 |
| ANNUAL |
| 20100329 |
| MO |
| 02209S103 |
| 1E |
| ELECTION OF NOMINEES: THOMAS F. FARRELL II |
| MGMT |
| FOR |
| FOR |
ALTRIA GROUP INC. |
| US |
| 20100520 |
| ANNUAL |
| 20100329 |
| MO |
| 02209S103 |
| 1F |
| ELECTION OF NOMINEES: ROBERT E. R. HUNTLEY |
| MGMT |
| FOR |
| FOR |
ALTRIA GROUP INC. |
| US |
| 20100520 |
| ANNUAL |
| 20100329 |
| MO |
| 02209S103 |
| 1G |
| ELECTION OF NOMINEES: THOMAS W. JONES |
| MGMT |
| FOR |
| FOR |
ALTRIA GROUP INC. |
| US |
| 20100520 |
| ANNUAL |
| 20100329 |
| MO |
| 02209S103 |
| 1H |
| ELECTION OF NOMINEES: GEORGE MUÑOZ |
| MGMT |
| FOR |
| FOR |
ALTRIA GROUP INC. |
| US |
| 20100520 |
| ANNUAL |
| 20100329 |
| MO |
| 02209S103 |
| 1I |
| ELECTION OF NOMINEES: NABIL Y. SAKKAB |
| MGMT |
| FOR |
| FOR |
ALTRIA GROUP INC. |
| US |
| 20100520 |
| ANNUAL |
| 20100329 |
| MO |
| 02209S103 |
| 1J |
| ELECTION OF NOMINEES: MICHAEL E. SZYMANCZYK |
| MGMT |
| FOR |
| FOR |
ALTRIA GROUP INC. |
| US |
| 20100520 |
| ANNUAL |
| 20100329 |
| MO |
| 02209S103 |
| 2 |
| 2010 PERFORMANCE INCENTIVE PLAN |
| MGMT |
| FOR |
| FOR |
ALTRIA GROUP INC. |
| US |
| 20100520 |
| ANNUAL |
| 20100329 |
| MO |
| 02209S103 |
| 3 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
ALTRIA GROUP INC. |
| US |
| 20100520 |
| ANNUAL |
| 20100329 |
| MO |
| 02209S103 |
| 4 |
| SHAREHOLDER PROPOSAL 1: FOOD INSECURITY AND TOBACCO USE |
| SHAREHOLD |
| FOR |
| AGAINST |
ALTRIA GROUP INC. |
| US |
| 20100520 |
| ANNUAL |
| 20100329 |
| MO |
| 02209S103 |
| 5 |
| SHAREHOLDER PROPOSAL 2: CREATE HUMAN RIGHTS PROTOCOLS FOR THE COMPANY AND ITS SUPPLIERS |
| SHAREHOLD |
| FOR |
| AGAINST |
THE HOME DEPOT |
| US |
| 20100520 |
| ANNUAL |
| 20100322 |
| HD |
| 437076102 |
| 1A |
| ELECTION OF NOMINEES: F. DUANE ACKERMAN |
| MGMT |
| FOR |
| FOR |
THE HOME DEPOT |
| US |
| 20100520 |
| ANNUAL |
| 20100322 |
| HD |
| 437076102 |
| 1B |
| ELECTION OF NOMINEES: DAVID H. BATCHELDER |
| MGMT |
| FOR |
| FOR |
THE HOME DEPOT |
| US |
| 20100520 |
| ANNUAL |
| 20100322 |
| HD |
| 437076102 |
| 1C |
| ELECTION OF NOMINEES: FRANCIS S. BLAKE |
| MGMT |
| FOR |
| FOR |
THE HOME DEPOT |
| US |
| 20100520 |
| ANNUAL |
| 20100322 |
| HD |
| 437076102 |
| 1D |
| ELECTION OF NOMINEES: ARI BOUSBIB |
| MGMT |
| FOR |
| FOR |
THE HOME DEPOT |
| US |
| 20100520 |
| ANNUAL |
| 20100322 |
| HD |
| 437076102 |
| 1E |
| ELECTION OF NOMINEES: GREGORY D. BRENNEMAN |
| MGMT |
| FOR |
| FOR |
THE HOME DEPOT |
| US |
| 20100520 |
| ANNUAL |
| 20100322 |
| HD |
| 437076102 |
| 1F |
| ELECTION OF NOMINEES: ALBERT P. CAREY |
| MGMT |
| FOR |
| FOR |
THE HOME DEPOT |
| US |
| 20100520 |
| ANNUAL |
| 20100322 |
| HD |
| 437076102 |
| 1G |
| ELECTION OF NOMINEES: ARMANDO CODINA |
| MGMT |
| FOR |
| FOR |
THE HOME DEPOT |
| US |
| 20100520 |
| ANNUAL |
| 20100322 |
| HD |
| 437076102 |
| 1H |
| ELECTION OF NOMINEES: BONNIE G. HILL |
| MGMT |
| FOR |
| FOR |
THE HOME DEPOT |
| US |
| 20100520 |
| ANNUAL |
| 20100322 |
| HD |
| 437076102 |
| 1I |
| ELECTION OF NOMINEES: KAREN L. KATEN |
| MGMT |
| FOR |
| FOR |
THE HOME DEPOT |
| US |
| 20100520 |
| ANNUAL |
| 20100322 |
| HD |
| 437076102 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
THE HOME DEPOT |
| US |
| 20100520 |
| ANNUAL |
| 20100322 |
| HD |
| 437076102 |
| 3 |
| PROPOSAL TO APPROVE THE MATERIAL TERMS OF PERFORMANCE GOALS FOR QUALIFIED PERFORMANCE-BASED AWARDS UNDER THE HOME DEPOT, INC. 2005 OMNIBUS STOCK INCENTIVE PLAN |
| MGMT |
| FOR |
| FOR |
THE HOME DEPOT |
| US |
| 20100520 |
| ANNUAL |
| 20100322 |
| HD |
| 437076102 |
| 4 |
| SHAREHOLDER PROPOSAL REGARDING CUMULATIVE VOTING |
| SHAREHOLD |
| FOR |
| AGAINST |
THE HOME DEPOT |
| US |
| 20100520 |
| ANNUAL |
| 20100322 |
| HD |
| 437076102 |
| 5 |
| SHAREHOLDER PROPOSAL REGARDING EXECUTIVE OFFICER COMPENSATION |
| SHAREHOLD |
| FOR |
| AGAINST |
THE HOME DEPOT |
| US |
| 20100520 |
| ANNUAL |
| 20100322 |
| HD |
| 437076102 |
| 6 |
| SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER MEETINGS |
| SHAREHOLD |
| FOR |
| AGAINST |
THE HOME DEPOT |
| US |
| 20100520 |
| ANNUAL |
| 20100322 |
| HD |
| 437076102 |
| 7 |
| SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER ACTION BY WRITTEN CONSENT |
| SHAREHOLD |
| FOR |
| AGAINST |
THE HOME DEPOT |
| US |
| 20100520 |
| ANNUAL |
| 20100322 |
| HD |
| 437076102 |
| 8 |
| SHAREHOLDER PROPOSAL REGARDING INDEPENDENT CHAIRMAN OF THE BOARD |
| SHAREHOLD |
| FOR |
| AGAINST |
THE HOME DEPOT |
| US |
| 20100520 |
| ANNUAL |
| 20100322 |
| HD |
| 437076102 |
| 9 |
| SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT DIVERSITY REPORT |
| SHAREHOLD |
| FOR |
| AGAINST |
THE HOME DEPOT |
| US |
| 20100520 |
| ANNUAL |
| 20100322 |
| HD |
| 437076102 |
| 10 |
| SHAREHOLDER PROPOSAL REGARDING REINCORPORATION IN NORTH DAKOTA |
| SHAREHOLD |
| FOR |
| AGAINST |
WAL-MART STORES INC. |
| US |
| 20100604 |
| ANNUAL |
| 20100408 |
| WMT |
| 931142103 |
| 1A |
| ELECTION OF NOMINEES: AIDA M. ALVAREZ |
| MGMT |
| FOR |
| FOR |
WAL-MART STORES INC. |
| US |
| 20100604 |
| ANNUAL |
| 20100408 |
| WMT |
| 931142103 |
| 1B |
| ELECTION OF NOMINEES: JAMES W. BREYER |
| MGMT |
| FOR |
| FOR |
WAL-MART STORES INC. |
| US |
| 20100604 |
| ANNUAL |
| 20100408 |
| WMT |
| 931142103 |
| 1C |
| ELECTION OF NOMINEES: M. MICHELE BURNS |
| MGMT |
| FOR |
| FOR |
WAL-MART STORES INC. |
| US |
| 20100604 |
| ANNUAL |
| 20100408 |
| WMT |
| 931142103 |
| 1D |
| ELECTION OF NOMINEES: JAMES I. CASH, JR. |
| MGMT |
| FOR |
| FOR |
WAL-MART STORES INC. |
| US |
| 20100604 |
| ANNUAL |
| 20100408 |
| WMT |
| 931142103 |
| 1E |
| ELECTION OF NOMINEES: ROGER C. CORBETT |
| MGMT |
| FOR |
| FOR |
WAL-MART STORES INC. |
| US |
| 20100604 |
| ANNUAL |
| 20100408 |
| WMT |
| 931142103 |
| 1F |
| ELECTION OF NOMINEES: DOUGLAS N. DAFT |
| MGMT |
| FOR |
| FOR |
WAL-MART STORES INC. |
| US |
| 20100604 |
| ANNUAL |
| 20100408 |
| WMT |
| 931142103 |
| 1G |
| ELECTION OF NOMINEES: MICHAEL T. DUKE |
| MGMT |
| FOR |
| FOR |
WAL-MART STORES INC. |
| US |
| 20100604 |
| ANNUAL |
| 20100408 |
| WMT |
| 931142103 |
| 1H |
| ELECTION OF NOMINEES: GREGORY B. PENNER |
| MGMT |
| FOR |
| FOR |
WAL-MART STORES INC. |
| US |
| 20100604 |
| ANNUAL |
| 20100408 |
| WMT |
| 931142103 |
| 1I |
| ELECTION OF NOMINEES: STEVEN S REINEMUND |
| MGMT |
| FOR |
| FOR |
WAL-MART STORES INC. |
| US |
| 20100604 |
| ANNUAL |
| 20100408 |
| WMT |
| 931142103 |
| 1J |
| ELECTION OF NOMINEES: H. LEE SCOTT, JR. |
| MGMT |
| FOR |
| FOR |
WAL-MART STORES INC. |
| US |
| 20100604 |
| ANNUAL |
| 20100408 |
| WMT |
| 931142103 |
| 1K |
| ELECTION OF NOMINEES: ARNE M. SORENSON |
| MGMT |
| FOR |
| FOR |
WAL-MART STORES INC. |
| US |
| 20100604 |
| ANNUAL |
| 20100408 |
| WMT |
| 931142103 |
| 1L |
| ELECTION OF NOMINEES: JIM C. WALTON |
| MGMT |
| FOR |
| FOR |
WAL-MART STORES INC. |
| US |
| 20100604 |
| ANNUAL |
| 20100408 |
| WMT |
| 931142103 |
| 1M |
| ELECTION OF NOMINEES: S. ROBSON WALTON |
| MGMT |
| FOR |
| FOR |
WAL-MART STORES INC. |
| US |
| 20100604 |
| ANNUAL |
| 20100408 |
| WMT |
| 931142103 |
| 1N |
| ELECTION OF NOMINEES: CHRISTOPHER J. WILLIAMS |
| MGMT |
| FOR |
| FOR |
WAL-MART STORES INC. |
| US |
| 20100604 |
| ANNUAL |
| 20100408 |
| WMT |
| 931142103 |
| 1O |
| ELECTION OF NOMINEES: LINDA S. WOLF |
| MGMT |
| FOR |
| FOR |
WAL-MART STORES INC. |
| US |
| 20100604 |
| ANNUAL |
| 20100408 |
| WMT |
| 931142103 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
WAL-MART STORES INC. |
| US |
| 20100604 |
| ANNUAL |
| 20100408 |
| WMT |
| 931142103 |
| 3 |
| APPROVAL OF THE WAL-MART STORES, INC. STOCK INCENTIVE PLAN OF 2010 |
| MGMT |
| FOR |
| FOR |
WAL-MART STORES INC. |
| US |
| 20100604 |
| ANNUAL |
| 20100408 |
| WMT |
| 931142103 |
| 4 |
| APPROVAL OF THE ASDA LIMITED SHARESAVE PLAN 2000, AS AMENDED |
| MGMT |
| FOR |
| FOR |
WAL-MART STORES INC. |
| US |
| 20100604 |
| ANNUAL |
| 20100408 |
| WMT |
| 931142103 |
| 5 |
| GENDER IDENTITY NON-DISCRIMINATION POLICY |
| SHAREHOLD |
| FOR |
| AGAINST |
WAL-MART STORES INC. |
| US |
| 20100604 |
| ANNUAL |
| 20100408 |
| WMT |
| 931142103 |
| 6 |
| ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| SHAREHOLD |
| FOR |
| AGAINST |
WAL-MART STORES INC. |
| US |
| 20100604 |
| ANNUAL |
| 20100408 |
| WMT |
| 931142103 |
| 7 |
| POLITICAL CONTRIBUTIONS REPORT |
| SHAREHOLD |
| FOR |
| AGAINST |
WAL-MART STORES INC. |
| US |
| 20100604 |
| ANNUAL |
| 20100408 |
| WMT |
| 931142103 |
| 8 |
| SPECIAL SHAREOWNER MEETINGS |
| SHAREHOLD |
| FOR |
| AGAINST |
WAL-MART STORES INC. |
| US |
| 20100604 |
| ANNUAL |
| 20100408 |
| WMT |
| 931142103 |
| 9 |
| POULTRY SLAUGHTER |
| SHAREHOLD |
| FOR |
| AGAINST |
WAL-MART STORES INC. |
| US |
| 20100604 |
| ANNUAL |
| 20100408 |
| WMT |
| 931142103 |
| 10 |
| LOBBYING PRIORITIES REPORT |
| SHAREHOLD |
| FOR |
| AGAINST |
PACIFIC ADVISORS FUNDS PROXY VOTING RECORD
FOR THE PERIOD JULY 1, 2009 - JUNE 30, 2010
BALANCED FUND
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| PG VOTE |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| (“FOR”), |
|
|
|
|
|
| MEETING |
|
|
|
|
|
|
|
|
|
|
| PROPOSED BY |
| (“FOR”) OR |
| (“AGAINST”), |
|
|
|
|
|
| TYPE |
|
|
|
|
|
|
| AGENDA |
| AGENDA |
| (“MGMT”) |
| (“AGAINST”) |
| (“ABSTAIN”), |
|
|
|
| MEETING |
| (“ANNUAL”) OR |
| RECORD |
|
|
| SECURITY ID |
| ITEM |
| ITEM |
| OR |
| MGMT |
| (“WITHHOLD”) |
COMPANY NAME |
| COUNTRY |
| DATE |
| (“SPECIAL”) |
| DATE |
| TICKER |
| (CUSIP) |
| NUMBER |
| DESCRIPTION |
| (“SHAREHOLD”) |
| RECOMMENDATION |
| OR (“NOT RECD”) |
THE J.M. SMUCKER CO. |
| US |
| 20090819 |
| ANNUAL |
| 20090623 |
| SJM |
| 832696405 |
| 1A |
| ELECTION OF NOMINEES: PAUL J. DOLAN |
| MGMT |
| FOR |
| FOR |
THE J.M. SMUCKER CO. |
| US |
| 20090819 |
| ANNUAL |
| 20090623 |
| SJM |
| 832696405 |
| 1B |
| ELECTION OF NOMINEES: NANCY LOPEZ KNIGHT |
| MGMT |
| FOR |
| FOR |
THE J.M. SMUCKER CO. |
| US |
| 20090819 |
| ANNUAL |
| 20090623 |
| SJM |
| 832696405 |
| 1C |
| ELECTION OF NOMINEES: GARY A. OATEY |
| MGMT |
| FOR |
| FOR |
THE J.M. SMUCKER CO. |
| US |
| 20090819 |
| ANNUAL |
| 20090623 |
| SJM |
| 832696405 |
| 1D |
| ELECTION OF NOMINEES: ALEX SHUMATE |
| MGMT |
| FOR |
| FOR |
THE J.M. SMUCKER CO. |
| US |
| 20090819 |
| ANNUAL |
| 20090623 |
| SJM |
| 832696405 |
| 1E |
| ELECTION OF NOMINEES: TIMOTHY P. SMUCKER |
| MGMT |
| FOR |
| FOR |
THE J.M. SMUCKER CO. |
| US |
| 20090819 |
| ANNUAL |
| 20090623 |
| SJM |
| 832696405 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
THE J.M. SMUCKER CO. |
| US |
| 20090819 |
| ANNUAL |
| 20090623 |
| SJM |
| 832696405 |
| 3 |
| ADOPTION OF AN AMENDMENT TO THE COMPANY’S AMENDED ARTICLES OF INCORPORATION TO ELIMINATE CUMULATIVE VOTING IN DIRECTOR ELECTIONS |
| MGMT |
| FOR |
| FOR |
THE J.M. SMUCKER CO. |
| US |
| 20090819 |
| ANNUAL |
| 20090623 |
| SJM |
| 832696405 |
| 4 |
| ADOPTIONS OF AN AMENDMENT TO THE COMPANY’S AMENDED ARTICLES OF INCORPORATION TO REQUIRE MAJORITY VOTING IN UNCONTESTED DIRECTOR ELECTIONS (IMPLEMENTATION OF THIS PROPOSAL 4 IS CONDITIONED UPON APPROVAL OF PROPOSAL 3) |
| MGMT |
| FOR |
| FOR |
THE J.M. SMUCKER CO. |
| US |
| 20090819 |
| ANNUAL |
| 20090623 |
| SJM |
| 832696405 |
| 5 |
| ADOPTION OF AN AMENDMENT TO THE COMPANY’S AMENDED REGULATIONS TO ALLOW THE BOARD OF DIRECTORS TO AMEND THE AMENDED REGULATIONS TO TH EXTENT PERMITTED BY LAW |
| MGMT |
| FOR |
| FOR |
THE PROCTER & GAMBLE CO. |
| US |
| 20091013 |
| ANNUAL |
| 20090814 |
| PG |
| 742718109 |
| 1A |
| ELECTION OF NOMINEES: KENNETH I. CHENAULT |
| MGMT |
| FOR |
| FOR |
THE PROCTER & GAMBLE CO. |
| US |
| 20091013 |
| ANNUAL |
| 20090814 |
| PG |
| 742718109 |
| 1B |
| ELECTION OF NOMINEES: SCOTT D. COOK |
| MGMT |
| FOR |
| FOR |
THE PROCTER & GAMBLE CO. |
| US |
| 20091013 |
| ANNUAL |
| 20090814 |
| PG |
| 742718109 |
| 1C |
| ELECTION OF NOMINEES: RAJAT K. GUPTA |
| MGMT |
| FOR |
| FOR |
THE PROCTER & GAMBLE CO. |
| US |
| 20091013 |
| ANNUAL |
| 20090814 |
| PG |
| 742718109 |
| 1D |
| ELECTION OF NOMINEES: A. G. LAFLEY |
| MGMT |
| FOR |
| FOR |
THE PROCTER & GAMBLE CO. |
| US |
| 20091013 |
| ANNUAL |
| 20090814 |
| PG |
| 742718109 |
| 1E |
| ELECTION OF NOMINEES: CHARLES R. LEE |
| MGMT |
| FOR |
| FOR |
THE PROCTER & GAMBLE CO. |
| US |
| 20091013 |
| ANNUAL |
| 20090814 |
| PG |
| 742718109 |
| 1F |
| ELECTION OF NOMINEES: LYNN M. MARTIN |
| MGMT |
| FOR |
| FOR |
THE PROCTER & GAMBLE CO. |
| US |
| 20091013 |
| ANNUAL |
| 20090814 |
| PG |
| 742718109 |
| 1G |
| ELECTION OF NOMINEES: ROBERT A. MCDONALD |
| MGMT |
| FOR |
| FOR |
THE PROCTER & GAMBLE CO. |
| US |
| 20091013 |
| ANNUAL |
| 20090814 |
| PG |
| 742718109 |
| 1H |
| ELECTION OF NOMINEES: W. JAMES MCNERNEY, JR |
| MGMT |
| FOR |
| FOR |
THE PROCTER & GAMBLE CO. |
| US |
| 20091013 |
| ANNUAL |
| 20090814 |
| PG |
| 742718109 |
| 1I |
| ELECTION OF NOMINEES: JOHNATHAN A. RODGERS |
| MGMT |
| FOR |
| FOR |
THE PROCTER & GAMBLE CO. |
| US |
| 20091013 |
| ANNUAL |
| 20090814 |
| PG |
| 742718109 |
| 1J |
| ELECTION OF NOMINEES: RALPH SNYDERMAN, M.D. |
| MGMT |
| FOR |
| FOR |
THE PROCTER & GAMBLE CO. |
| US |
| 20091013 |
| ANNUAL |
| 20090814 |
| PG |
| 742718109 |
| 1K |
| ELECTION OF NOMINEES: MARY AGNES WILDEROTTER |
| MGMT |
| FOR |
| FOR |
THE PROCTER & GAMBLE CO. |
| US |
| 20091013 |
| ANNUAL |
| 20090814 |
| PG |
| 742718109 |
| 1L |
| ELECTION OF NOMINEES: PARTRICIA A. WOERTZ |
| MGMT |
| FOR |
| FOR |
THE PROCTER & GAMBLE CO. |
| US |
| 20091013 |
| ANNUAL |
| 20090814 |
| PG |
| 742718109 |
| 1M |
| ELECTION OF NOMINEES: ERNESTO ZEDILLO |
| MGMT |
| FOR |
| FOR |
THE PROCTER & GAMBLE CO. |
| US |
| 20091013 |
| ANNUAL |
| 20090814 |
| PG |
| 742718109 |
| 2. |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
THE PROCTER & GAMBLE CO. |
| US |
| 20091013 |
| ANNUAL |
| 20090814 |
| PG |
| 742718109 |
| 3. |
| AMEND THE COMPANY’S CODE OF REGULATIONS |
| MGMT |
| FOR |
| FOR |
THE PROCTER & GAMBLE CO. |
| US |
| 20091013 |
| ANNUAL |
| 20090814 |
| PG |
| 742718109 |
| 4. |
| APPROVE THE PROCTER & GAMBLE 2009 STOCK AND INCENTIVE COMPENSATION PLAN |
| MGMT |
| FOR |
| FOR |
THE PROCTER & GAMBLE CO. |
| US |
| 20091013 |
| ANNUAL |
| 20090814 |
| PG |
| 742718109 |
| 5. |
| SHAREHOLDER PROPOSAL #1: CUMULATIVE VOTING |
| SHAREHOLD |
| FOR |
| AGAINST |
THE PROCTER & GAMBLE CO. |
| US |
| 20091013 |
| ANNUAL |
| 20090814 |
| PG |
| 742718109 |
| 6. |
| SHAREHOLDER PROPOSAL #2: ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| SHAREHOLD |
| FOR |
| AGAINST |
FRONTIER COMMUNICATION CORP. |
| US |
| 20091027 |
| SPECIAL |
| 20090914 |
| FTR |
| 35906A108 |
| 1 |
| TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF MAY 13, 2009, AS AMENDED NO. 1 THERETO, DATED AS OF JULY 24, 2009(THE “MERGER AGREEMENT”), BY AND AMONG VERIZON COMMUNICATION INC., NEW COMMUNICATIONS HOLDINGS INC. AND FRONTIER COMMUNICATIONS CORPORATION |
| MGMT |
| FOR |
| FOR |
FRONTIER COMMUNICATION CORP. |
| US |
| 20091027 |
| SPECIAL |
| 20090914 |
| FTR |
| 35906A108 |
| 2 |
| TO AMEND THE RESTATED CERTIFICATE OF INCORPORATION OF FRONTIER COMMUNICATIONS CORPORATION, AS AMENDED, TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF FRONTIER COMMUNICATION CORPORATION COMMON STOCK FROM 600,000,000 TO 1,750,000,000 |
| MGMT |
| FOR |
| FOR |
FRONTIER COMMUNICATION CORP. |
| US |
| 20091027 |
| SPECIAL |
| 20090914 |
| FTR |
| 35906A108 |
| 3 |
| TO APPROVE THE ISSUANCE OF FRONTIER COMMUNICATIONS CORPORATION COMMON STOCK PURSUANT TO THE MERGER AGREEMENT |
| MGMT |
| FOR |
| FOR |
AUTOMATIC DATA PROCESSING INC. |
| US |
| 20091110 |
| ANNUAL |
| 20090911 |
| ADP |
| 053015103 |
| 1 |
| ELECTION OF NOMINEES: 1. GREGORY D. BRENNEMAN, 2. LESLIE A. BRUN, 3. GARY C. BUTLER,4. LEON G. COOPERMAN, 5. ERIC C. FAST, 6. LINDA R. GOODEN, 7. R. GLENN HUBBARD, 8. JOHN P. JONES, 9.CHARLES H. NOSKI, 10. SHARON T. ROWLANDS, 11. GREGORY L. SUMME |
| MGMT |
| FOR |
| FOR |
AUTOMATIC DATA PROCESSING INC. |
| US |
| 20091110 |
| ANNUAL |
| 20090911 |
| ADP |
| 053015103 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORP. |
| US |
| 20091119 |
| ANNUAL |
| 20090904 |
| MSFT |
| 594918104 |
| 1 |
| ELECTION OF NOMINEES: WILLIAM H. GATES III |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORP. |
| US |
| 20091119 |
| ANNUAL |
| 20090904 |
| MSFT |
| 594918104 |
| 2 |
| ELECTION OF NOMINEES: STEVEN A. BALLMER |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORP. |
| US |
| 20091119 |
| ANNUAL |
| 20090904 |
| MSFT |
| 594918104 |
| 3 |
| ELECTION OF NOMINEES: DINA DUBLON |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORP. |
| US |
| 20091119 |
| ANNUAL |
| 20090904 |
| MSFT |
| 594918104 |
| 4 |
| ELECTION OF NOMINEES: RAYMOND V. GILMARTIN |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORP. |
| US |
| 20091119 |
| ANNUAL |
| 20090904 |
| MSFT |
| 594918104 |
| 5 |
| ELECTION OF NOMINEES: REED HASTINGS |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORP. |
| US |
| 20091119 |
| ANNUAL |
| 20090904 |
| MSFT |
| 594918104 |
| 6 |
| ELECTION OF NOMINEES: MARIA KLAWE |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORP. |
| US |
| 20091119 |
| ANNUAL |
| 20090904 |
| MSFT |
| 594918104 |
| 7 |
| ELECTION OF NOMINEES: DAVID F. MARQUARDT |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORP. |
| US |
| 20091119 |
| ANNUAL |
| 20090904 |
| MSFT |
| 594918104 |
| 8 |
| ELECTION OF NOMINEES: CHARLES H. NOSKI |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORP. |
| US |
| 20091119 |
| ANNUAL |
| 20090904 |
| MSFT |
| 594918104 |
| 9 |
| ELECTION OF NOMINEES: HELMUT PANKE |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORP. |
| US |
| 20091119 |
| ANNUAL |
| 20090904 |
| MSFT |
| 594918104 |
| 10 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORP. |
| US |
| 20091119 |
| ANNUAL |
| 20090904 |
| MSFT |
| 594918104 |
| 11 |
| TO APPROVE AMENDMENTS TO AMENDED AND RESTATED ARTICLES OF INCORPORATION |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORP. |
| US |
| 20091119 |
| ANNUAL |
| 20090904 |
| MSFT |
| 594918104 |
| 12 |
| ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORP. |
| US |
| 20091119 |
| ANNUAL |
| 20090904 |
| MSFT |
| 594918104 |
| 13 |
| SHAREHOLDER PROPOSAL: ADOPTION OF HEALTHCARE REFORM PRINCIPLES |
| SHAREHOLD |
| FOR |
| AGAINST |
MICROSOFT CORP. |
| US |
| 20091119 |
| ANNUAL |
| 20090904 |
| MSFT |
| 594918104 |
| 14 |
| SHAREHOLDER PROPOSAL: DISCLOSURE OF CHARITABLE CONTRIBUTIONS |
| SHAREHOLD |
| FOR |
| AGAINST |
BERKSHIRE HATHAWAY INC. |
| US |
| 20100120 |
| SPECIAL |
| 20091130 |
| BRK/A |
| 084670108 |
| 1 |
| TO APPROVE AN AMENDMENT TO THE CORPORATION’S EXISTING RESTATED CERTIFICATE OF INCORPORATION, AS AMENDED (THE “CURRENT CERTIFICATE”), TO EFFECT A 50-FOR-1 STOCK SPLIT OF THE CORPORATION’S CLASS B COMMON STOCK, WHILE MAINTAINING CURRENT ECONOMIC AND VOTING RELATIONSHIP BETWEEN CORPORATION’S CLASS B COMMON STOCK AND THE CORPORATION’S CLASS A COMMON STOCK |
| MGMT |
| FOR |
| FOR |
BERKSHIRE HATHAWAY INC. |
| US |
| 20100120 |
| SPECIAL |
| 20091130 |
| BRK/A |
| 084670108 |
| 2 |
| TO APPROVE AN AMENDMENT TO THE CURRENT CERTIFICATE TO CLARIFY THAT THE CLASS B COMMON STOCK MAY BE SPLIT IN THE PROPOSED 50-FOR-1 SPLIT WITHOUT SPLITTING THE CLASS A COMMON STOCK |
| MGMT |
| FOR |
| FOR |
BERKSHIRE HATHAWAY INC. |
| US |
| 20100120 |
| SPECIAL |
| 20091130 |
| BRK/A |
| 084670108 |
| 3 |
| TO APPROVE AN AMENDMENT TO THE CURRENT CERTIFICATE TO CHANGE THE PAR VALUE OF EACH SHARE OF CLASS B COMMON STOCK IN CONNECTION WITH THE PROPOSED 50-FOR-1 SPLIT, TO $0.0033 FROM THE CURRENT PAR VALUE OF $0.1667 PER SHARE OF CLASS B COMMON STOCK |
| MGMT |
| FOR |
| FOR |
BERKSHIRE HATHAWAY INC. |
| US |
| 20100120 |
| SPECIAL |
| 20091130 |
| BRK/A |
| 084670108 |
| 4 |
| TO APPROVE AN AMENDMENT TO THE CURRENT CERTIFICATE TO INCREASE THE NUMBER OF SHARES OF CLASS B COMMON STOCK AND THE TOTAL NUMBER OF SHARES OF ALL CLASSES OF STOCK THAT THE CORPORATION IS AUTHORIZED TO ISSUE |
| MGMT |
| FOR |
| FOR |
BERKSHIRE HATHAWAY INC. |
| US |
| 20100120 |
| SPECIAL |
| 20091130 |
| BRK/A |
| 084670108 |
| 5 |
| TO APPROVE AN AMENDMENT TO THE CURRENT CERTIFICATE TO REMOVE THE REQUIREMENT TO ISSUE PHYSICAL STOCK CERTIFICATES FOR SHARES |
| MGMT |
| FOR |
| FOR |
BECTON, DICKINSON AND CO. |
| US |
| 20100202 |
| ANNUAL |
| 20091211 |
| BDX |
| 075887109 |
| 1 |
| ELECTION OF NOMINEES: 1. HENRY P. BECTON, JR., 2. EDWARD F. DEGRAAN, 3. CLAIRE M FRASER-LIGGETT, 4. EDWARD J. LUDWIG, 5. ADEL A.F. MAHMOUD, 6. JAMES F. ORR, 7. WILLARD J. OVERLOCK, JR, 8. BERTRAM L. SCOTT |
| MGMT |
| FOR |
| FOR |
BECTON, DICKINSON AND CO. |
| US |
| 20100202 |
| ANNUAL |
| 20091211 |
| BDX |
| 075887109 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
BECTON, DICKINSON AND CO. |
| US |
| 20100202 |
| ANNUAL |
| 20091211 |
| BDX |
| 075887109 |
| 3 |
| APPROVAL OF A BY-LAW AMENDMENT REGARDING SPECIAL SHAREHOLDER MEETINGS |
| MGMT |
| FOR |
| FOR |
BECTON, DICKINSON AND CO. |
| US |
| 20100202 |
| ANNUAL |
| 20091211 |
| BDX |
| 075887109 |
| 4 |
| APPROVAL OF AN AMENDMENT TO THE 2004 EMPLOYEE AND DIRECTOR EQUITY-BASED COMPENSATION PLAN |
| MGMT |
| FOR |
| FOR |
BECTON, DICKINSON AND CO. |
| US |
| 20100202 |
| ANNUAL |
| 20091211 |
| BDX |
| 075887109 |
| 5 |
| APPROVAL OF MATERIAL TERMS OF PERFORMANCE GOALS |
| MGMT |
| FOR |
| FOR |
BECTON, DICKINSON AND CO. |
| US |
| 20100202 |
| ANNUAL |
| 20091211 |
| BDX |
| 075887109 |
| 6 |
| MAJORITY VOTING |
| SHAREHOLD |
| FOR |
| AGAINST |
BECTON, DICKINSON AND CO. |
| US |
| 20100202 |
| ANNUAL |
| 20091211 |
| BDX |
| 075887109 |
| 7 |
| CUMULATIVE VOTING |
| SHAREHOLD |
| FOR |
| AGAINST |
CUBIC CORP. |
| US |
| 20100223 |
| ANNUAL |
| 20091228 |
| CUB |
| 229669106 |
| 1 |
| ELECTION OF NOMINEES:1. WALTER J. ZABLE, 2. WALTER C. ZABLE, 3. BRUCE G. BLAKLEY, 4. WILLIAM W. BOYLE, 5. RAYMOND L. DEKOZAN, 6. EDWIN A. GUILES, 7. RAYMOND E. PEET,8. DR. ROBERT S. SULLIVAN, 9. DR. JOHN H WARNER, JR. |
| MGMT |
| FOR |
| FOR |
CUBIC CORP. |
| US |
| 20100223 |
| ANNUAL |
| 20091228 |
| CUB |
| 229669106 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
CUBIC CORP. |
| US |
| 20100223 |
| ANNUAL |
| 20091228 |
| CUB |
| 229669106 |
| 3 |
| IN THE DISCRETION OF THE DIRECTORS, UPON SUCH OTHER MATTERS THAT MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENT THEREOF |
| MGMT |
| FOR |
| FOR |
COVIDIEN PLC |
| US |
| 20100316 |
| ANNUAL |
| 20100113 |
| COV |
| G2554F105 |
| 1 |
| TO RECEIVE AND CONSIDER THE COMPANY’S IRISH STATUTORY ACCOUNTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS THEREON |
| MGMT |
| FOR |
| FOR |
COVIDIEN PLC |
| US |
| 20100316 |
| ANNUAL |
| 20100113 |
| COV |
| G2554F105 |
| 2A |
| ELECTION OF NOMINEES: CRAIG ARNOLD |
| MGMT |
| FOR |
| FOR |
COVIDIEN PLC |
| US |
| 20100316 |
| ANNUAL |
| 20100113 |
| COV |
| G2554F105 |
| 2B |
| ELECTION OF NOMINEES: ROBERT H. BRUST |
| MGMT |
| FOR |
| FOR |
COVIDIEN PLC |
| US |
| 20100316 |
| ANNUAL |
| 20100113 |
| COV |
| G2554F105 |
| 2C |
| ELECTION OF NOMINEES: JOHN M. CONNORS, JR. |
| MGMT |
| FOR |
| FOR |
COVIDIEN PLC |
| US |
| 20100316 |
| ANNUAL |
| 20100113 |
| COV |
| G2554F105 |
| 2D |
| ELECTION OF NOMINEES: CHRISTOPER J. COUGHLIN |
| MGMT |
| FOR |
| FOR |
COVIDIEN PLC |
| US |
| 20100316 |
| ANNUAL |
| 20100113 |
| COV |
| G2554F105 |
| 2E |
| ELECTION OF NOMINEES: TIMOTHY M. DONAHUE |
| MGMT |
| FOR |
| FOR |
COVIDIEN PLC |
| US |
| 20100316 |
| ANNUAL |
| 20100113 |
| COV |
| G2554F105 |
| 2F |
| ELECTION OF NOMINEES: KATHY J. HERBERT |
| MGMT |
| FOR |
| FOR |
COVIDIEN PLC |
| US |
| 20100316 |
| ANNUAL |
| 20100113 |
| COV |
| G2554F105 |
| 2G |
| ELECTION OF NOMINEES: RANDALL J. HOGAN, III |
| MGMT |
| FOR |
| FOR |
COVIDIEN PLC |
| US |
| 20100316 |
| ANNUAL |
| 20100113 |
| COV |
| G2554F105 |
| 2H |
| ELECTION OF NOMINEES: RICHARD J. MEELIA |
| MGMT |
| FOR |
| FOR |
COVIDIEN PLC |
| US |
| 20100316 |
| ANNUAL |
| 20100113 |
| COV |
| G2554F105 |
| 2I |
| ELECTION OF NOMINEES: DENNIS H. REILLEY |
| MGMT |
| FOR |
| FOR |
COVIDIEN PLC |
| US |
| 20100316 |
| ANNUAL |
| 20100113 |
| COV |
| G2554F105 |
| 2J |
| ELECTION OF NOMINEES: TADATAKA YAMADA |
| MGMT |
| FOR |
| FOR |
COVIDIEN PLC |
| US |
| 20100316 |
| ANNUAL |
| 20100113 |
| COV |
| G2554F105 |
| 2K |
| ELECTION OF NOMINEES: JOSEPH A. ZACCAGNINO |
| MGMT |
| FOR |
| FOR |
COVIDIEN PLC |
| US |
| 20100316 |
| ANNUAL |
| 20100113 |
| COV |
| G2554F105 |
| 3 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
COVIDIEN PLC |
| US |
| 20100316 |
| ANNUAL |
| 20100113 |
| COV |
| G2554F105 |
| 4 |
| TO AUTHORIZE THE COMPANY AND/OR ANY SUBSIDIARY OF THE COMPANY TO MAKE MARKET PURCHASES OF COMPANY SHARES |
| MGMT |
| FOR |
| FOR |
COVIDIEN PLC |
| US |
| 20100316 |
| ANNUAL |
| 20100113 |
| COV |
| G2554F105 |
| 5 |
| TO AUTHORIZE THE REISSUE PRICE RANGE OF TREASURY SHARES (SPECIAL RESOLUTION) |
| SHAREHOLD |
| FOR |
| AGAINST |
BP P.L.C. |
| US |
| 20100415 |
| ANNUAL |
| 20100219 |
| BP |
| 055622104 |
| 1 |
| TO RECEIVE THE DIRECTORS’ ANNUAL REPORT AND ACCOUNTS |
| MGMT |
| FOR |
| FOR |
BP P.L.C. |
| US |
| 20100415 |
| ANNUAL |
| 20100219 |
| BP |
| 055622104 |
| 2 |
| TO APPROVE THE DIRECTORS’ REMUNERATION REPORT |
| MGMT |
| FOR |
| FOR |
BP P.L.C. |
| US |
| 20100415 |
| ANNUAL |
| 20100219 |
| BP |
| 055622104 |
| 3 |
| ELECTION OF NOMINEES: MR P ANDERSON |
| MGMT |
| FOR |
| FOR |
BP P.L.C. |
| US |
| 20100415 |
| ANNUAL |
| 20100219 |
| BP |
| 055622104 |
| 4 |
| ELECTION OF NOMINEES: MR A BURGMANS |
| MGMT |
| FOR |
| FOR |
BP P.L.C. |
| US |
| 20100415 |
| ANNUAL |
| 20100219 |
| BP |
| 055622104 |
| 5 |
| ELECTION OF NOMINEES: MRS C B CARROLL |
| MGMT |
| FOR |
| FOR |
BP P.L.C. |
| US |
| 20100415 |
| ANNUAL |
| 20100219 |
| BP |
| 055622104 |
| 6 |
| ELECTION OF NOMINEES: SIR WILLIAM CASTELL |
| MGMT |
| FOR |
| FOR |
BP P.L.C. |
| US |
| 20100415 |
| ANNUAL |
| 20100219 |
| BP |
| 055622104 |
| 7 |
| ELECTION OF NOMINEES: MR I C CONN |
| MGMT |
| FOR |
| FOR |
BP P.L.C. |
| US |
| 20100415 |
| ANNUAL |
| 20100219 |
| BP |
| 055622104 |
| 8 |
| ELECTION OF NOMINEES: MR G DAVID |
| MGMT |
| FOR |
| FOR |
BP P.L.C. |
| US |
| 20100415 |
| ANNUAL |
| 20100219 |
| BP |
| 055622104 |
| 9 |
| ELECTION OF NOMINEES: MR I E L DAVIS |
| MGMT |
| FOR |
| FOR |
BP P.L.C. |
| US |
| 20100415 |
| ANNUAL |
| 20100219 |
| BP |
| 055622104 |
| 10 |
| ELECTION OF NOMINEES: MR R DUDLEY |
| MGMT |
| FOR |
| FOR |
BP P.L.C. |
| US |
| 20100415 |
| ANNUAL |
| 20100219 |
| BP |
| 055622104 |
| 11 |
| ELECTION OF NOMINEES: MR D J FLINT |
| MGMT |
| FOR |
| FOR |
BP P.L.C. |
| US |
| 20100415 |
| ANNUAL |
| 20100219 |
| BP |
| 055622104 |
| 12 |
| ELECTION OF NOMINEES: DR B E GROTE |
| MGMT |
| FOR |
| FOR |
BP P.L.C. |
| US |
| 20100415 |
| ANNUAL |
| 20100219 |
| BP |
| 055622104 |
| 13 |
| ELECTION OF NOMINEES: DR A B HAYWARD |
| MGMT |
| FOR |
| FOR |
BP P.L.C. |
| US |
| 20100415 |
| ANNUAL |
| 20100219 |
| BP |
| 055622104 |
| 14 |
| ELECTION OF NOMINEES: MR A G INGLIS |
| MGMT |
| FOR |
| FOR |
BP P.L.C. |
| US |
| 20100415 |
| ANNUAL |
| 20100219 |
| BP |
| 055622104 |
| 15 |
| ELECTION OF NOMINEES: DR D S JULIUS |
| MGMT |
| FOR |
| FOR |
BP P.L.C. |
| US |
| 20100415 |
| ANNUAL |
| 20100219 |
| BP |
| 055622104 |
| 16 |
| ELECTION OF NOMINEES: MR C-H SVANBERG |
| MGMT |
| FOR |
| FOR |
BP P.L.C. |
| US |
| 20100415 |
| ANNUAL |
| 20100219 |
| BP |
| 055622104 |
| 17 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
BP P.L.C. |
| US |
| 20100415 |
| ANNUAL |
| 20100219 |
| BP |
| 055622104 |
| 18 |
| SPECIAL RESOLUTION: TO ADOPT NEW ARTICLES OF ASSOCIATION |
| MGMT |
| FOR |
| FOR |
BP P.L.C. |
| US |
| 20100415 |
| ANNUAL |
| 20100219 |
| BP |
| 055622104 |
| 19 |
| SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY |
| MGMT |
| FOR |
| FOR |
BP P.L.C. |
| US |
| 20100415 |
| ANNUAL |
| 20100219 |
| BP |
| 055622104 |
| 20 |
| TO GIVE LIMITED AUTHORITY TO ALLOT SHARES UP TO A SPECIFIED AMOUNT |
| MGMT |
| FOR |
| FOR |
BP P.L.C. |
| US |
| 20100415 |
| ANNUAL |
| 20100219 |
| BP |
| 055622104 |
| 21 |
| SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT A LIMITED NUMBER OF SHARES FOR CASH FREE OF PRE-EMPTION RIGHTS |
| MGMT |
| FOR |
| FOR |
BP P.L.C. |
| US |
| 20100415 |
| ANNUAL |
| 20100219 |
| BP |
| 055622104 |
| 22 |
| SPECIAL RESOLUTION: TO AUTHORIZE THE CALLING OF GENERAL MEETINGS (EXCLUDING ANNUAL GENERAL MEETINGS) BY NOTICE OF AT LEAST 14 CLEAR DAYS |
| MGMT |
| FOR |
| FOR |
BP P.L.C. |
| US |
| 20100415 |
| ANNUAL |
| 20100219 |
| BP |
| 055622104 |
| 23 |
| TO APPROVE THE RENEWAL OF THE EXECUTIVE DIRECTORS INCENTIVE PLAN |
| MGMT |
| FOR |
| FOR |
BP P.L.C. |
| US |
| 20100415 |
| ANNUAL |
| 20100219 |
| BP |
| 055622104 |
| 24 |
| TO APPROVE THE SCRIP DIVIDEND PROGRAMME |
| MGMT |
| FOR |
| FOR |
BP P.L.C. |
| US |
| 20100415 |
| ANNUAL |
| 20100219 |
| BP |
| 055622104 |
| 25 |
| SPECIAL RESOLUTION: TO INSTRUCT A COMMITTEE OF THE BOARD TO REVIEW THE ASSUMPTIONS BEHIND THE SUNRISE SAGD PROJECT |
| SHAREHOLD |
| FOR |
| AGAINST |
THE COCA-COLA CO. |
| US |
| 20100421 |
| ANNUAL |
| 20100222 |
| KO |
| 191216100 |
| 1 |
| ELECTION OF NOMINEES: HERBERT A. ALLEN |
| MGMT |
| FOR |
| FOR |
THE COCA-COLA CO. |
| US |
| 20100421 |
| ANNUAL |
| 20100222 |
| KO |
| 191216100 |
| 2 |
| ELECTION OF NOMINEES: RONALD W. ALLEN |
| MGMT |
| FOR |
| FOR |
THE COCA-COLA CO. |
| US |
| 20100421 |
| ANNUAL |
| 20100222 |
| KO |
| 191216100 |
| 3 |
| ELECTION OF NOMINEES: CATHLEEN P. BLACK |
| MGMT |
| FOR |
| FOR |
THE COCA-COLA CO. |
| US |
| 20100421 |
| ANNUAL |
| 20100222 |
| KO |
| 191216100 |
| 4 |
| ELECTION OF NOMINEES: BARRY DILLER |
| MGMT |
| FOR |
| FOR |
THE COCA-COLA CO. |
| US |
| 20100421 |
| ANNUAL |
| 20100222 |
| KO |
| 191216100 |
| 5 |
| ELECTION OF NOMINEES: ALEXIS M. HERMAN |
| MGMT |
| FOR |
| FOR |
THE COCA-COLA CO. |
| US |
| 20100421 |
| ANNUAL |
| 20100222 |
| KO |
| 191216100 |
| 6 |
| ELECTION OF NOMINEES: MUHTAR KENT |
| MGMT |
| FOR |
| FOR |
THE COCA-COLA CO. |
| US |
| 20100421 |
| ANNUAL |
| 20100222 |
| KO |
| 191216100 |
| 7 |
| ELECTION OF NOMINEES: DONALD R. KEOUGH |
| MGMT |
| FOR |
| FOR |
THE COCA-COLA CO. |
| US |
| 20100421 |
| ANNUAL |
| 20100222 |
| KO |
| 191216100 |
| 8 |
| ELECTION OF NOMINEES: MARIA ELENA LAGOMASINO |
| MGMT |
| FOR |
| FOR |
THE COCA-COLA CO. |
| US |
| 20100421 |
| ANNUAL |
| 20100222 |
| KO |
| 191216100 |
| 9 |
| ELECTION OF NOMINEES: DONALD F. MCHENRY |
| MGMT |
| FOR |
| FOR |
THE COCA-COLA CO. |
| US |
| 20100421 |
| ANNUAL |
| 20100222 |
| KO |
| 191216100 |
| 10 |
| ELECTION OF NOMINEES: SAM NUNN |
| MGMT |
| FOR |
| FOR |
THE COCA-COLA CO. |
| US |
| 20100421 |
| ANNUAL |
| 20100222 |
| KO |
| 191216100 |
| 11 |
| ELECTION OF NOMINEES: JAMES D. ROBINSON III |
| MGMT |
| FOR |
| FOR |
THE COCA-COLA CO. |
| US |
| 20100421 |
| ANNUAL |
| 20100222 |
| KO |
| 191216100 |
| 12 |
| ELECTION OF NOMINEES: PETER V. UEBERROTH |
| MGMT |
| FOR |
| FOR |
THE COCA-COLA CO. |
| US |
| 20100421 |
| ANNUAL |
| 20100222 |
| KO |
| 191216100 |
| 13 |
| ELECTION OF NOMINEES: JACOB WALLENBERG |
| MGMT |
| FOR |
| FOR |
THE COCA-COLA CO. |
| US |
| 20100421 |
| ANNUAL |
| 20100222 |
| KO |
| 191216100 |
| 14 |
| ELECTION OF NOMINEES: JAMES B. WILLIAMS |
| MGMT |
| FOR |
| FOR |
THE COCA-COLA CO. |
| US |
| 20100421 |
| ANNUAL |
| 20100222 |
| KO |
| 191216100 |
| 15 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
THE COCA-COLA CO. |
| US |
| 20100421 |
| ANNUAL |
| 20100222 |
| KO |
| 191216100 |
| 16 |
| SHAREOWNER PROPOSAL REGARDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| SHAREHOLD |
| FOR |
| AGAINST |
THE COCA-COLA CO. |
| US |
| 20100421 |
| ANNUAL |
| 20100222 |
| KO |
| 191216100 |
| 17 |
| SHAREOWNER PROPOSAL REGARDING AN INDEPENDENT BOARD CHAIR |
| SHAREHOLD |
| FOR |
| AGAINST |
THE COCA-COLA CO. |
| US |
| 20100421 |
| ANNUAL |
| 20100222 |
| KO |
| 191216100 |
| 18 |
| SHAREOWNER PROPOSAL REGARDING RESTRICTED STOCK |
| SHAREHOLD |
| FOR |
| AGAINST |
THE COCA-COLA CO. |
| US |
| 20100421 |
| ANNUAL |
| 20100222 |
| KO |
| 191216100 |
| 19 |
| SHAREOWNER PROPOSAL REGARDING A REPORT ON BISPHENOL-A |
| SHAREHOLD |
| FOR |
| AGAINST |
PFIZER INC. |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| PFE |
| 717081103 |
| 1A |
| ELECTION OF NOMINEES: DENNIS A. AUSIELLO |
| MGMT |
| FOR |
| FOR |
PFIZER INC. |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| PFE |
| 717081103 |
| 1B |
| ELECTION OF NOMINEES: MICHAEL S. BROWN |
| MGMT |
| FOR |
| FOR |
PFIZER INC. |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| PFE |
| 717081103 |
| 1C |
| ELECTION OF NOMINEES: M. ANTHONY BURNS |
| MGMT |
| FOR |
| FOR |
PFIZER INC. |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| PFE |
| 717081103 |
| 1D |
| ELECTION OF NOMINEES: ROBERT N. BURT |
| MGMT |
| FOR |
| FOR |
PFIZER INC. |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| PFE |
| 717081103 |
| 1E |
| ELECTION OF NOMINEES: W. DON CORNWELL |
| MGMT |
| FOR |
| FOR |
PFIZER INC. |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| PFE |
| 717081103 |
| 1F |
| ELECTION OF NOMINEES: FRANCES D. FERGUSSON |
| MGMT |
| FOR |
| FOR |
PFIZER INC. |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| PFE |
| 717081103 |
| 1G |
| ELECTION OF NOMINEES: WILLIAM H. GRAY III |
| MGMT |
| FOR |
| FOR |
PFIZER INC. |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| PFE |
| 717081103 |
| 1H |
| ELECTION OF NOMINEES: COSTANCE J. HORNER |
| MGMT |
| FOR |
| FOR |
PFIZER INC. |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| PFE |
| 717081103 |
| 1I |
| ELECTION OF NOMINEES: JAMES M. KILTS |
| MGMT |
| FOR |
| FOR |
PFIZER INC. |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| PFE |
| 717081103 |
| 1J |
| ELECTION OF NOMINEES: JEFFREY B. KINDLER |
| MGMT |
| FOR |
| FOR |
PFIZER INC. |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| PFE |
| 717081103 |
| 1K |
| ELECTION OF NOMINEES: GEORGE A. LORCH |
| MGMT |
| FOR |
| FOR |
PFIZER INC. |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| PFE |
| 717081103 |
| 1L |
| ELECTION OF NOMINEES: JOHN P. MASCOTTE |
| MGMT |
| FOR |
| FOR |
PFIZER INC. |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| PFE |
| 717081103 |
| 1M |
| ELECTION OF NOMINEES: SUZANNE NORA JOHNSON |
| MGMT |
| FOR |
| FOR |
PFIZER INC. |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| PFE |
| 717081103 |
| 1N |
| ELECTION OF NOMINEES: STEPHEN W. SANGER |
| MGMT |
| FOR |
| FOR |
PFIZER INC. |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| PFE |
| 717081103 |
| 1O |
| ELECTION OF NOMINEES: WILLIAM C. STEERE, JR. |
| MGMT |
| FOR |
| FOR |
PFIZER INC. |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| PFE |
| 717081103 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
PFIZER INC. |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| PFE |
| 717081103 |
| 3 |
| ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
PFIZER INC. |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| PFE |
| 717081103 |
| 4 |
| APPROVAL OF BY-LAW AMENDMENT TO REDUCE THE PERCENTAGE OF SHARES REQUIRED FOR SHAREHOLDERS TO CALL SPECIAL MEETINGS |
| MGMT |
| FOR |
| FOR |
PFIZER INC. |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| PFE |
| 717081103 |
| 5 |
| SHAREHOLDER PROPOSAL REGARDING STOCK OPTIONS |
| SHAREHOLD |
| FOR |
| AGAINST |
JOHNSON & JOHNSON |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| JNJ |
| 478160104 |
| 1A |
| ELECTION OF NOMINEES: MARY SUE COLEMAN |
| MGMT |
| FOR |
| FOR |
JOHNSON & JOHNSON |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| JNJ |
| 478160104 |
| 1B |
| ELECTION OF NOMINEES: JAMES G. CULLEN |
| MGMT |
| FOR |
| FOR |
JOHNSON & JOHNSON |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| JNJ |
| 478160104 |
| 1C |
| ELECTION OF NOMINEES: MICHAEL M. E. JOHNS |
| MGMT |
| FOR |
| FOR |
JOHNSON & JOHNSON |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| JNJ |
| 478160104 |
| 1D |
| ELECTION OF NOMINEES: SUSAN L. LINDQUIST |
| MGMT |
| FOR |
| FOR |
JOHNSON & JOHNSON |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| JNJ |
| 478160104 |
| 1E |
| ELECTION OF NOMINEES: ANNE M. MULCAHY |
| MGMT |
| FOR |
| FOR |
JOHNSON & JOHNSON |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| JNJ |
| 478160104 |
| 1F |
| ELECTION OF NOMINEES: LEO F. MULLIN |
| MGMT |
| FOR |
| FOR |
JOHNSON & JOHNSON |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| JNJ |
| 478160104 |
| 1G |
| ELECTION OF NOMINEES: WILLIAM D. PEREZ |
| MGMT |
| FOR |
| FOR |
JOHNSON & JOHNSON |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| JNJ |
| 478160104 |
| 1H |
| ELECTION OF NOMINEES: CHARLES PRINCE |
| MGMT |
| FOR |
| FOR |
JOHNSON & JOHNSON |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| JNJ |
| 478160104 |
| 1I |
| ELECTION OF NOMINEES: DAVID SATCHER |
| MGMT |
| FOR |
| FOR |
JOHNSON & JOHNSON |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| JNJ |
| 478160104 |
| 1J |
| ELECTION OF NOMINEES: WILLIAM C. WELDON |
| MGMT |
| FOR |
| FOR |
JOHNSON & JOHNSON |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| JNJ |
| 478160104 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
JOHNSON & JOHNSON |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| JNJ |
| 478160104 |
| 3 |
| ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| SHAREHOLD |
| FOR |
| AGAINST |
JOHNSON & JOHNSON |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| JNJ |
| 478160104 |
| 4 |
| SPECIAL SHAREOWNER MEETINGS |
| SHAREHOLD |
| FOR |
| AGAINST |
GATX CORP. |
| US |
| 20100423 |
| ANNUAL |
| 20100226 |
| GMT |
| 361448103 |
| 1 |
| ELECTION OF NOMINEES: 1. ANNE L. ARVIA, 2. RICHARD FAIRBANKS, 3. DEBORAH M. FRETZ, 4. ERNST A. HABERLI, 5. BRIAN A. KENNEY, 6. MARK G. MCGRATH, 7. JAMES B. REAM, 8. DAVID S. SUTHERLAND, 9. CASEY J. SYLLA |
| MGMT |
| FOR |
| FOR |
GATX CORP. |
| US |
| 20100423 |
| ANNUAL |
| 20100226 |
| GMT |
| 361448103 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
ABBOTT LABORATORIES |
| US |
| 20100423 |
| ANNUAL |
| 20100224 |
| ABT |
| 002824100 |
| 1 |
| ELECTION OF NOMINEES: 1. R.J. ALPERN, 2. R.S. AUSTIN, 3. W.M. DALEY, 4. W.J. FARRELL, 5. H.L. FULLER, 6. W.A. OSBORN, 7. D.A.L. OWEN, 8. R.S. ROBERTS, 9. S.C. SCOTT III, 10. W.D. SMITHBURG, 11. G.F. TILTON, 12. M.D. WHITE |
| MGMT |
| FOR |
| FOR |
ABBOTT LABORATORIES |
| US |
| 20100423 |
| ANNUAL |
| 20100224 |
| ABT |
| 002824100 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
ABBOTT LABORATORIES |
| US |
| 20100423 |
| ANNUAL |
| 20100224 |
| ABT |
| 002824100 |
| 3 |
| SHAREHOLDER PROPOSAL: ADVISORY VOTE |
| SHAREHOLD |
| FOR |
| AGAINST |
ABBOTT LABORATORIES |
| US |
| 20100423 |
| ANNUAL |
| 20100224 |
| ABT |
| 002824100 |
| 4 |
| SHAREHOLDER PROPOSAL: SPECIAL SHAREHOLDER MEETINGS |
| SHAREHOLD |
| FOR |
| AGAINST |
THE BOEING CO. |
| US |
| 20100426 |
| ANNUAL |
| 20100226 |
| BA |
| 097023105 |
| 1A |
| ELECTION OF NOMINEES: JOHN H. BIGGS |
| MGMT |
| FOR |
| FOR |
THE BOEING CO. |
| US |
| 20100426 |
| ANNUAL |
| 20100226 |
| BA |
| 097023105 |
| 1B |
| ELECTION OF NOMINEES: JOHN E. BRYSON |
| MGMT |
| FOR |
| FOR |
THE BOEING CO. |
| US |
| 20100426 |
| ANNUAL |
| 20100226 |
| BA |
| 097023105 |
| 1C |
| ELECTION OF NOMINEES: DAVID L. CALHOUN |
| MGMT |
| FOR |
| FOR |
THE BOEING CO. |
| US |
| 20100426 |
| ANNUAL |
| 20100226 |
| BA |
| 097023105 |
| 1D |
| ELECTION OF NOMINEES: ARTHUR D. COLLINS, JR. |
| MGMT |
| FOR |
| FOR |
THE BOEING CO. |
| US |
| 20100426 |
| ANNUAL |
| 20100226 |
| BA |
| 097023105 |
| 1E |
| ELECTION OF NOMINEES: LINDA Z. COOK |
| MGMT |
| FOR |
| FOR |
THE BOEING CO. |
| US |
| 20100426 |
| ANNUAL |
| 20100226 |
| BA |
| 097023105 |
| 1F |
| ELECTION OF NOMINEES: WILLIAM M. DALEY |
| MGMT |
| FOR |
| FOR |
THE BOEING CO. |
| US |
| 20100426 |
| ANNUAL |
| 20100226 |
| BA |
| 097023105 |
| 1G |
| ELECTION OF NOMINEES: KENNETH M. DUBERSTEIN |
| MGMT |
| FOR |
| FOR |
THE BOEING CO. |
| US |
| 20100426 |
| ANNUAL |
| 20100226 |
| BA |
| 097023105 |
| 1H |
| ELECTION OF NOMINEES: EDMUND P. GIAMBASTIANI, JR. |
| MGMT |
| FOR |
| FOR |
THE BOEING CO. |
| US |
| 20100426 |
| ANNUAL |
| 20100226 |
| BA |
| 097023105 |
| 1I |
| ELECTION OF NOMINEES: JOHN F. MCDONNELL |
| MGMT |
| FOR |
| FOR |
THE BOEING CO. |
| US |
| 20100426 |
| ANNUAL |
| 20100226 |
| BA |
| 097023105 |
| 1J |
| ELECTION OF NOMINEES: W. JAMES MCNERNEY, JR. |
| MGMT |
| FOR |
| FOR |
THE BOEING CO. |
| US |
| 20100426 |
| ANNUAL |
| 20100226 |
| BA |
| 097023105 |
| 1K |
| ELECTION OF NOMINEES: SUSAN C. SCHWAB |
| MGMT |
| FOR |
| FOR |
THE BOEING CO. |
| US |
| 20100426 |
| ANNUAL |
| 20100226 |
| BA |
| 097023105 |
| 1L |
| ELECTION OF NOMINEES: MIKE S. ZAFIROVSKI |
| MGMT |
| FOR |
| FOR |
THE BOEING CO. |
| US |
| 20100426 |
| ANNUAL |
| 20100226 |
| BA |
| 097023105 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
THE BOEING CO. |
| US |
| 20100426 |
| ANNUAL |
| 20100226 |
| BA |
| 097023105 |
| 3 |
| ETHICAL CRITERIA FOR MILITARY CONTRACTS |
| SHAREHOLD |
| FOR |
| AGAINST |
THE BOEING CO. |
| US |
| 20100426 |
| ANNUAL |
| 20100226 |
| BA |
| 097023105 |
| 4 |
| ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION |
| SHAREHOLD |
| FOR |
| AGAINST |
THE BOEING CO. |
| US |
| 20100426 |
| ANNUAL |
| 20100226 |
| BA |
| 097023105 |
| 5 |
| CHANGE OWNERSHIP THRESHOLD TO CALL SPECIAL MEETINGS |
| SHAREHOLD |
| FOR |
| AGAINST |
THE BOEING CO. |
| US |
| 20100426 |
| ANNUAL |
| 20100226 |
| BA |
| 097023105 |
| 6 |
| INDEPENDENT CHAIRMAN |
| SHAREHOLD |
| FOR |
| AGAINST |
THE BOEING CO. |
| US |
| 20100426 |
| ANNUAL |
| 20100226 |
| BA |
| 097023105 |
| 7 |
| REPORT ON POLITICAL CONTRIBUTIONS |
| SHAREHOLD |
| FOR |
| AGAINST |
AMERICAN EXPRESS CO. |
| US |
| 20100426 |
| ANNUAL |
| 20100226 |
| AXP |
| 025816109 |
| 1 |
| ELECTION OF NOMINEES: 1. D.F. AKERSON, 2. C. BARSHEFSKY, 3. U.M. BURNS, 4. K.I. CHENAULT, 5. P. CHERNIN, 6. J. LESCHLY, 7. R.C. LEVIN, 8. R.A. MCGINN, 9. E.D. MILLER, 10. S.S REINEMUND, 11. R.D. WALTER, 12. R.A. WILLIAMS |
| MGMT |
| FOR |
| FOR |
AMERICAN EXPRESS CO. |
| US |
| 20100426 |
| ANNUAL |
| 20100226 |
| AXP |
| 025816109 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
AMERICAN EXPRESS CO. |
| US |
| 20100426 |
| ANNUAL |
| 20100226 |
| AXP |
| 025816109 |
| 3 |
| ADVISORY (NON-BINDING) VOTE APPROVING EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
AMERICAN EXPRESS CO. |
| US |
| 20100426 |
| ANNUAL |
| 20100226 |
| AXP |
| 025816109 |
| 4 |
| SHAREHOLDER PROPOSAL RELATING TO CUMULATIVE VOTING FOR DIRECTORS |
| SHAREHOLD |
| FOR |
| AGAINST |
AMERICAN EXPRESS CO. |
| US |
| 20100426 |
| ANNUAL |
| 20100226 |
| AXP |
| 025816109 |
| 5 |
| SHAREHOLDER PROPOSAL RELATING TO THE CALLING OF SPECIAL SHAREHOLDER MEETINGS |
| SHAREHOLD |
| FOR |
| AGAINST |
AMERICAN EXPRESS CO. |
| US |
| 20100426 |
| ANNUAL |
| 20100226 |
| AXP |
| 025816109 |
| 6 |
| SHAREHOLDER PROPOSAL RELATING TO SHARE RETENTION REQUIREMENTS FOR EXECUTIVES |
| SHAREHOLD |
| FOR |
| AGAINST |
SPECTRA ENERGY CORP. |
| US |
| 20100427 |
| ANNUAL |
| 20100226 |
| SE |
| 847560109 |
| 1 |
| ELECTION OF NOMINEES: 1. WILLIAM T. ERSEY, 2. GREGORY L. EBEL, 3. PAMELA L. CARTER, 4. PETER B. HAMILTON, 5. DENNIS R. HENDRIX, 6. MICHAEL E.J. PHELPS |
| MGMT |
| FOR |
| FOR |
SPECTRA ENERGY CORP. |
| US |
| 20100427 |
| ANNUAL |
| 20100226 |
| SE |
| 847560109 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
SPECTRA ENERGY CORP. |
| US |
| 20100427 |
| ANNUAL |
| 20100226 |
| SE |
| 847560109 |
| 3 |
| SHAREHOLDER PROPOSAL FOR A DIRECTOR ELECTION MAJORITY VOTE STANDARD |
| SHAREHOLD |
| FOR |
| AGAINST |
INTERNATIONAL BUSINESS MACHINES CORP. |
| US |
| 20100427 |
| ANNUAL |
| 20100226 |
| IBM |
| 459200101 |
| 1A |
| ELECTION OF NOMINEES: A.J.P. BELDA |
| MGMT |
| FOR |
| FOR |
INTERNATIONAL BUSINESS MACHINES CORP. |
| US |
| 20100427 |
| ANNUAL |
| 20100226 |
| IBM |
| 459200101 |
| 1B |
| ELECTION OF NOMINEES: C. BLACK |
| MGMT |
| FOR |
| FOR |
INTERNATIONAL BUSINESS MACHINES CORP. |
| US |
| 20100427 |
| ANNUAL |
| 20100226 |
| IBM |
| 459200101 |
| 1C |
| ELECTION OF NOMINEES: W.R. BRODY |
| MGMT |
| FOR |
| FOR |
INTERNATIONAL BUSINESS MACHINES CORP. |
| US |
| 20100427 |
| ANNUAL |
| 20100226 |
| IBM |
| 459200101 |
| 1D |
| ELECTION OF NOMINEES: K.I. CHENAULT |
| MGMT |
| FOR |
| FOR |
INTERNATIONAL BUSINESS MACHINES CORP. |
| US |
| 20100427 |
| ANNUAL |
| 20100226 |
| IBM |
| 459200101 |
| 1E |
| ELECTION OF NOMINEES: M.L. ESKEW |
| MGMT |
| FOR |
| FOR |
INTERNATIONAL BUSINESS MACHINES CORP. |
| US |
| 20100427 |
| ANNUAL |
| 20100226 |
| IBM |
| 459200101 |
| 1F |
| ELECTION OF NOMINEES: S.A. JACKSON |
| MGMT |
| FOR |
| FOR |
INTERNATIONAL BUSINESS MACHINES CORP. |
| US |
| 20100427 |
| ANNUAL |
| 20100226 |
| IBM |
| 459200101 |
| 1G |
| ELECTION OF NOMINEES: A.N. LIVERIS |
| MGMT |
| FOR |
| FOR |
INTERNATIONAL BUSINESS MACHINES CORP. |
| US |
| 20100427 |
| ANNUAL |
| 20100226 |
| IBM |
| 459200101 |
| 1H |
| ELECTION OF NOMINEES: W.J. MCNERNEY, JR. |
| MGMT |
| FOR |
| FOR |
INTERNATIONAL BUSINESS MACHINES CORP. |
| US |
| 20100427 |
| ANNUAL |
| 20100226 |
| IBM |
| 459200101 |
| 1I |
| ELECTION OF NOMINEES: T. NISHIMURO |
| MGMT |
| FOR |
| FOR |
INTERNATIONAL BUSINESS MACHINES CORP. |
| US |
| 20100427 |
| ANNUAL |
| 20100226 |
| IBM |
| 459200101 |
| 1J |
| ELECTION OF NOMINEES: J.W. OWENS |
| MGMT |
| FOR |
| FOR |
INTERNATIONAL BUSINESS MACHINES CORP. |
| US |
| 20100427 |
| ANNUAL |
| 20100226 |
| IBM |
| 459200101 |
| 1K |
| ELECTION OF NOMINEES: S.J. PALMISANO |
| MGMT |
| FOR |
| FOR |
INTERNATIONAL BUSINESS MACHINES CORP. |
| US |
| 20100427 |
| ANNUAL |
| 20100226 |
| IBM |
| 459200101 |
| 1L |
| ELECTION OF NOMINEES: J.E. SPERO |
| MGMT |
| FOR |
| FOR |
INTERNATIONAL BUSINESS MACHINES CORP. |
| US |
| 20100427 |
| ANNUAL |
| 20100226 |
| IBM |
| 459200101 |
| 1M |
| ELECTION OF NOMINEES: S. TAUREL |
| MGMT |
| FOR |
| FOR |
INTERNATIONAL BUSINESS MACHINES CORP. |
| US |
| 20100427 |
| ANNUAL |
| 20100226 |
| IBM |
| 459200101 |
| 1N |
| ELECTION OF NOMINEES: L.H. ZAMBRANO |
| MGMT |
| FOR |
| FOR |
INTERNATIONAL BUSINESS MACHINES CORP. |
| US |
| 20100427 |
| ANNUAL |
| 20100226 |
| IBM |
| 459200101 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
INTERNATIONAL BUSINESS MACHINES CORP. |
| US |
| 20100427 |
| ANNUAL |
| 20100226 |
| IBM |
| 459200101 |
| 3 |
| STOCKHOLDER PROPOSAL ON EXECUTIVE COMPENSATION ANNUAL INCENTIVE PAYOUT |
| SHAREHOLD |
| FOR |
| AGAINST |
INTERNATIONAL BUSINESS MACHINES CORP. |
| US |
| 20100427 |
| ANNUAL |
| 20100226 |
| IBM |
| 459200101 |
| 4 |
| STOCKHOLDER PROPOSAL ON CUMULATIVE VOTING |
| SHAREHOLD |
| FOR |
| AGAINST |
INTERNATIONAL BUSINESS MACHINES CORP. |
| US |
| 20100427 |
| ANNUAL |
| 20100226 |
| IBM |
| 459200101 |
| 5 |
| STOCKHOLDER PROPOSAL ON NEW THRESHOLD FOR CALLING SPECIAL MEETINGS |
| SHAREHOLD |
| FOR |
| AGAINST |
INTERNATIONAL BUSINESS MACHINES CORP. |
| US |
| 20100427 |
| ANNUAL |
| 20100226 |
| IBM |
| 459200101 |
| 6 |
| STOCKHOLDER PROPOSAL ON ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| SHAREHOLD |
| FOR |
| AGAINST |
THE CHUBB CORP. |
| US |
| 20100427 |
| ANNUAL |
| 20100308 |
| CB |
| 171232101 |
| 1A |
| ELECTION OF NOMINEES: ZOE BAIRD |
| MGMT |
| FOR |
| FOR |
THE CHUBB CORP. |
| US |
| 20100427 |
| ANNUAL |
| 20100308 |
| CB |
| 171232101 |
| 1B |
| ELECTION OF NOMINEES: SHEILA P. BURKE |
| MGMT |
| FOR |
| FOR |
THE CHUBB CORP. |
| US |
| 20100427 |
| ANNUAL |
| 20100308 |
| CB |
| 171232101 |
| 1C |
| ELECTION OF NOMINEES: JAMES I. CASH, JR. |
| MGMT |
| FOR |
| FOR |
THE CHUBB CORP. |
| US |
| 20100427 |
| ANNUAL |
| 20100308 |
| CB |
| 171232101 |
| 1D |
| ELECTION OF NOMINEES: JOHN D. FINNEGAN |
| MGMT |
| FOR |
| FOR |
THE CHUBB CORP. |
| US |
| 20100427 |
| ANNUAL |
| 20100308 |
| CB |
| 171232101 |
| 1E |
| ELECTION OF NOMINEES: MARTIN G. MCGUINN |
| MGMT |
| FOR |
| FOR |
THE CHUBB CORP. |
| US |
| 20100427 |
| ANNUAL |
| 20100308 |
| CB |
| 171232101 |
| 1F |
| ELECTION OF NOMINEES: LAWRENCE M. SMALL |
| MGMT |
| FOR |
| FOR |
THE CHUBB CORP. |
| US |
| 20100427 |
| ANNUAL |
| 20100308 |
| CB |
| 171232101 |
| 1G |
| ELECTION OF NOMINEES: JESS SODERBERG |
| MGMT |
| FOR |
| FOR |
THE CHUBB CORP. |
| US |
| 20100427 |
| ANNUAL |
| 20100308 |
| CB |
| 171232101 |
| 1H |
| ELECTION OF NOMINEES: DANIEL E. SOMERS |
| MGMT |
| FOR |
| FOR |
THE CHUBB CORP. |
| US |
| 20100427 |
| ANNUAL |
| 20100308 |
| CB |
| 171232101 |
| 1I |
| ELECTION OF NOMINEES: KAREN HASTIE WILLIAMS |
| MGMT |
| FOR |
| FOR |
THE CHUBB CORP. |
| US |
| 20100427 |
| ANNUAL |
| 20100308 |
| CB |
| 171232101 |
| 1J |
| ELECTION OF NOMINEES: JAMES M. ZIMMERMAN |
| MGMT |
| FOR |
| FOR |
THE CHUBB CORP. |
| US |
| 20100427 |
| ANNUAL |
| 20100308 |
| CB |
| 171232101 |
| 1K |
| ELECTION OF NOMINEES: ALFRED W. ZOLLAR |
| MGMT |
| FOR |
| FOR |
THE CHUBB CORP. |
| US |
| 20100427 |
| ANNUAL |
| 20100308 |
| CB |
| 171232101 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
GENERAL ELECTRIC CO. |
| US |
| 20100428 |
| ANNUAL |
| 20100301 |
| GE |
| 369604103 |
| A1 |
| ELECTION OF NOMINEES: W. GEOFFREY BEATTIE |
| MGMT |
| FOR |
| FOR |
GENERAL ELECTRIC CO. |
| US |
| 20100428 |
| ANNUAL |
| 20100301 |
| GE |
| 369604103 |
| A2 |
| ELECTION OF NOMINEES: JAMES I. CASH, JR. |
| MGMT |
| FOR |
| FOR |
GENERAL ELECTRIC CO. |
| US |
| 20100428 |
| ANNUAL |
| 20100301 |
| GE |
| 369604103 |
| A3 |
| ELECTION OF NOMINEES: WILLIAM M. CASTELL |
| MGMT |
| FOR |
| FOR |
GENERAL ELECTRIC CO. |
| US |
| 20100428 |
| ANNUAL |
| 20100301 |
| GE |
| 369604103 |
| A4 |
| ELECTION OF NOMINEES: ANN M. FUDGE |
| MGMT |
| FOR |
| FOR |
GENERAL ELECTRIC CO. |
| US |
| 20100428 |
| ANNUAL |
| 20100301 |
| GE |
| 369604103 |
| A5 |
| ELECTION OF NOMINEES: SUSAN HOCKFIELD |
| MGMT |
| FOR |
| FOR |
GENERAL ELECTRIC CO. |
| US |
| 20100428 |
| ANNUAL |
| 20100301 |
| GE |
| 369604103 |
| A6 |
| ELECTION OF NOMINEES: JEFFREY R. IMMELT |
| MGMT |
| FOR |
| FOR |
GENERAL ELECTRIC CO. |
| US |
| 20100428 |
| ANNUAL |
| 20100301 |
| GE |
| 369604103 |
| A7 |
| ELECTION OF NOMINEES: ANDREA JUNG |
| MGMT |
| FOR |
| FOR |
GENERAL ELECTRIC CO. |
| US |
| 20100428 |
| ANNUAL |
| 20100301 |
| GE |
| 369604103 |
| A8 |
| ELECTION OF NOMINEES: ALAN G. (A.G.) LAFLEY |
| MGMT |
| FOR |
| FOR |
GENERAL ELECTRIC CO. |
| US |
| 20100428 |
| ANNUAL |
| 20100301 |
| GE |
| 369604103 |
| A9 |
| ELECTION OF NOMINEES: ROBERT W. LANE |
| MGMT |
| FOR |
| FOR |
GENERAL ELECTRIC CO. |
| US |
| 20100428 |
| ANNUAL |
| 20100301 |
| GE |
| 369604103 |
| A10 |
| ELECTION OF NOMINEES: RALPH S. LARSEN |
| MGMT |
| FOR |
| FOR |
GENERAL ELECTRIC CO. |
| US |
| 20100428 |
| ANNUAL |
| 20100301 |
| GE |
| 369604103 |
| A11 |
| ELECTION OF NOMINEES: ROCHELLE B. LAZARUS |
| MGMT |
| FOR |
| FOR |
GENERAL ELECTRIC CO. |
| US |
| 20100428 |
| ANNUAL |
| 20100301 |
| GE |
| 369604103 |
| A12 |
| ELECTION OF NOMINEES: JAMES J. MULVA |
| MGMT |
| FOR |
| FOR |
GENERAL ELECTRIC CO. |
| US |
| 20100428 |
| ANNUAL |
| 20100301 |
| GE |
| 369604103 |
| A13 |
| ELECTION OF NOMINEES: SAM NUNN |
| MGMT |
| FOR |
| FOR |
GENERAL ELECTRIC CO. |
| US |
| 20100428 |
| ANNUAL |
| 20100301 |
| GE |
| 369604103 |
| A14 |
| ELECTION OF NOMINEES: ROGER S. PENSKE |
| MGMT |
| FOR |
| FOR |
GENERAL ELECTRIC CO. |
| US |
| 20100428 |
| ANNUAL |
| 20100301 |
| GE |
| 369604103 |
| A15 |
| ELECTION OF NOMINEES: ROBERT J. SWIERINGA |
| MGMT |
| FOR |
| FOR |
GENERAL ELECTRIC CO. |
| US |
| 20100428 |
| ANNUAL |
| 20100301 |
| GE |
| 369604103 |
| A16 |
| ELECTION OF NOMINEES: DOUGLAS A. WARNER III |
| MGMT |
| FOR |
| FOR |
GENERAL ELECTRIC CO. |
| US |
| 20100428 |
| ANNUAL |
| 20100301 |
| GE |
| 369604103 |
| B1 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
GENERAL ELECTRIC CO. |
| US |
| 20100428 |
| ANNUAL |
| 20100301 |
| GE |
| 369604103 |
| C1 |
| SHAREOWNER PROPOSAL: CUMULATIVE VOTING |
| SHAREHOLD |
| FOR |
| AGAINST |
GENERAL ELECTRIC CO. |
| US |
| 20100428 |
| ANNUAL |
| 20100301 |
| GE |
| 369604103 |
| C2 |
| SHAREOWNER PROPOSAL: SPECIAL SHAREOWNER MEETINGS |
| SHAREHOLD |
| FOR |
| AGAINST |
GENERAL ELECTRIC CO. |
| US |
| 20100428 |
| ANNUAL |
| 20100301 |
| GE |
| 369604103 |
| C3 |
| SHAREOWNER PROPOSAL: INDEPENDENT BOARD CHAIRMAN |
| SHAREHOLD |
| FOR |
| AGAINST |
GENERAL ELECTRIC CO. |
| US |
| 20100428 |
| ANNUAL |
| 20100301 |
| GE |
| 369604103 |
| C4 |
| SHAREOWNER PROPOSAL: PAY DISPARITY |
| SHAREHOLD |
| FOR |
| AGAINST |
GENERAL ELECTRIC CO. |
| US |
| 20100428 |
| ANNUAL |
| 20100301 |
| GE |
| 369604103 |
| C5 |
| SHAREOWNER PROPOSAL: KEY BOARD COMMITTEES |
| SHAREHOLD |
| FOR |
| AGAINST |
GENERAL ELECTRIC CO. |
| US |
| 20100428 |
| ANNUAL |
| 20100301 |
| GE |
| 369604103 |
| C6 |
| SHAREOWNER PROPOSAL: ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| SHAREHOLD |
| FOR |
| AGAINST |
BERKSHIRE HATHAWAY INC. |
| US |
| 20100501 |
| ANNUAL |
| 20100303 |
| BRK/B |
| 084670702 |
| 1 |
| ELECTION OF NOMINEES: 1. WARREN E. BUFFETT, 2. CHARLES T. MUNGER, 3. HOWARD G. BUFFETT, 4. STEPHEN B. BURKE, 5. SUSAN L. DECKER, 6. WILLIAM H. GATES III, 7. DAVID S. GOTTESMAN, 8. CHARLOTTE GUYMAN, 9. DONALD R. KEOUGH, 10. THOMAS S. MURPHY, 11. RONALD L. OLSON, 12. WALTER SCOTT, JR. |
| MGMT |
| FOR |
| FOR |
SUNCOR ENERGY INC. |
| US |
| 20100504 |
| ANNUAL |
| 20100305 |
| SU |
| 867224107 |
| 1 |
| ELECTION OF NOMINEES: 1. MEL E. BENSON, 2. BRIAN A. CANFIELD, 3. DOMINIC D’ALLESSANDRO, 4. JOHN T. FERGUSON, 5. W. DOUGLAS FORD, 6. RICHARD L. GEORGE, 7. PAUL HASELDONCKX, 8. JOHN R. HUFF, 9. JACQUES LAMARRE, 10. BRIAN F. MACNEILL, 11. MAUREEN MCCAW, 12. MICHAEL W. O’BRIEN, 13. JAMES W. SIMPSON, 14. EIRA THOMAS |
| MGMT |
| FOR |
| FOR |
SUNCOR ENERGY INC. |
| US |
| 20100504 |
| ANNUAL |
| 20100305 |
| SU |
| 867224107 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
BAXTER INTERNATIONAL INC. |
| US |
| 20100504 |
| ANNUAL |
| 20100308 |
| BAX |
| 071813109 |
| 1A |
| ELECTION OF NOMINEES: BLAKE E. DEVITT |
| MGMT |
| FOR |
| FOR |
BAXTER INTERNATIONAL INC. |
| US |
| 20100504 |
| ANNUAL |
| 20100308 |
| BAX |
| 071813110 |
| 1B |
| ELECTION OF NOMINEES: JOHN D. FORSYTH |
| MGMT |
| FOR |
| FOR |
BAXTER INTERNATIONAL INC. |
| US |
| 20100504 |
| ANNUAL |
| 20100308 |
| BAX |
| 071813111 |
| 1C |
| ELECTION OF NOMINEES: GAIL D. FOSLER |
| MGMT |
| FOR |
| FOR |
BAXTER INTERNATIONAL INC. |
| US |
| 20100504 |
| ANNUAL |
| 20100308 |
| BAX |
| 071813112 |
| 1D |
| ELECTION OF NOMINEES: CAROLE J. SHAPAZIAN |
| MGMT |
| FOR |
| FOR |
BAXTER INTERNATIONAL INC. |
| US |
| 20100504 |
| ANNUAL |
| 20100308 |
| BAX |
| 071813113 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
BAXTER INTERNATIONAL INC. |
| US |
| 20100504 |
| ANNUAL |
| 20100308 |
| BAX |
| 071813114 |
| 3 |
| SHAREHOLDER PROPOSAL RELATING TO SIMPLE MAJORITY VOTING. |
| SHAREHOLD |
| FOR |
| AGAINST |
CSX CORP. |
| US |
| 20100505 |
| ANNUAL |
| 20100305 |
| CSX |
| 126408103 |
| 1A |
| ELECTION OF NOMINEES: D.M. ALVARADO |
| MGMT |
| FOR |
| FOR |
CSX CORP. |
| US |
| 20100505 |
| ANNUAL |
| 20100305 |
| CSX |
| 126408103 |
| 1B |
| ELECTION OF NOMINEES: A. BEHRING |
| MGMT |
| FOR |
| FOR |
CSX CORP. |
| US |
| 20100505 |
| ANNUAL |
| 20100305 |
| CSX |
| 126408103 |
| 1C |
| ELECTION OF NOMINEES: SEN. J.B. BREAUX |
| MGMT |
| FOR |
| FOR |
CSX CORP. |
| US |
| 20100505 |
| ANNUAL |
| 20100305 |
| CSX |
| 126408103 |
| 1D |
| ELECTION OF NOMINEES: S.T. HALVERSON |
| MGMT |
| FOR |
| FOR |
CSX CORP. |
| US |
| 20100505 |
| ANNUAL |
| 20100305 |
| CSX |
| 126408103 |
| 1E |
| ELECTION OF NOMINEES: E.J. KELLY, III |
| MGMT |
| FOR |
| FOR |
CSX CORP. |
| US |
| 20100505 |
| ANNUAL |
| 20100305 |
| CSX |
| 126408103 |
| 1F |
| ELECTION OF NOMINEES: G.H. LAMPHERE |
| MGMT |
| FOR |
| FOR |
CSX CORP. |
| US |
| 20100505 |
| ANNUAL |
| 20100305 |
| CSX |
| 126408103 |
| 1G |
| ELECTION OF NOMINEES: J.D. MCPHERSON |
| MGMT |
| FOR |
| FOR |
CSX CORP. |
| US |
| 20100505 |
| ANNUAL |
| 20100305 |
| CSX |
| 126408103 |
| 1H |
| ELECTION OF NOMINEES: T.T. O’TOOLE |
| MGMT |
| FOR |
| FOR |
CSX CORP. |
| US |
| 20100505 |
| ANNUAL |
| 20100305 |
| CSX |
| 126408103 |
| 1I |
| ELECTION OF NOMINEES: D.M. RATCLIFFE |
| MGMT |
| FOR |
| FOR |
CSX CORP. |
| US |
| 20100505 |
| ANNUAL |
| 20100305 |
| CSX |
| 126408103 |
| 1J |
| ELECTION OF NOMINEES: D.J. SHEPARD |
| MGMT |
| FOR |
| FOR |
CSX CORP. |
| US |
| 20100505 |
| ANNUAL |
| 20100305 |
| CSX |
| 126408103 |
| 1K |
| ELECTION OF NOMINEES: M.J. WARD |
| MGMT |
| FOR |
| FOR |
CSX CORP. |
| US |
| 20100505 |
| ANNUAL |
| 20100305 |
| CSX |
| 126408103 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
CSX CORP. |
| US |
| 20100505 |
| ANNUAL |
| 20100305 |
| CSX |
| 126408103 |
| 3 |
| THE APPROVAL OF THE 2010 CSX STOCK AND INCENTIVE AWARD PLAN |
| MGMT |
| FOR |
| FOR |
UNITED PARCEL SERVICE INC. |
| US |
| 20100506 |
| ANNUAL |
| 20100308 |
| UPS |
| 911312106 |
| 1 |
| ELECTION OF NOMINEES: 1. F. DUANE ACKERMAN, 2. MICHAEL J. BURNS, 3. D. SCOTT DAVIS, 4. STUART E. EIZENSTAT, 5. MICHAEL L. ESKEW, 6. WILLIAM R. JOHNSON, 7. ANN M. LIVERMORE, 8. RUDY MARKHAM, 9. JOHN W. THOMPSON, 10. CAROL B. TOME |
| MGMT |
| FOR |
| FOR |
UNITED PARCEL SERVICE INC. |
| US |
| 20100506 |
| ANNUAL |
| 20100308 |
| UPS |
| 911312106 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
UNITED PARCEL SERVICE INC. |
| US |
| 20100506 |
| ANNUAL |
| 20100308 |
| UPS |
| 911312106 |
| 3 |
| APPROVAL OF A PROPOSAL REMOVING THE VOTING STANDARD FROM THE UPS CERTIFICATE OF INCORPORATION SO THAT THE BOARD MAY PROVIDE FOR MAJORITY VOTING IN UNCONTESTED ELECTIONS |
| MGMT |
| FOR |
| FOR |
NOKIA CORP. |
| US |
| 20100506 |
| ANNUAL |
| 20100205 |
| NOK |
| 654902204 |
| 7 |
| ADOPTION OF THE ANNUAL ACCOUNTS |
| MGMT |
| FOR |
| FOR |
NOKIA CORP. |
| US |
| 20100506 |
| ANNUAL |
| 20100205 |
| NOK |
| 654902204 |
| 8 |
| RESOLUTION ON THE USE OF THE PROFIT SHOWN ON THE BALANCE SHEET AND THE PAYMENT OF DIVIDEND |
| MGMT |
| FOR |
| FOR |
NOKIA CORP. |
| US |
| 20100506 |
| ANNUAL |
| 20100205 |
| NOK |
| 654902204 |
| 9 |
| RESOLUTION ON THE DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE PRESIDENT FROM LIABILITY |
| MGMT |
| FOR |
| FOR |
NOKIA CORP. |
| US |
| 20100506 |
| ANNUAL |
| 20100205 |
| NOK |
| 654902204 |
| 10 |
| RESOLUTION ON THE REMUNERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS |
| MGMT |
| FOR |
| FOR |
NOKIA CORP. |
| US |
| 20100506 |
| ANNUAL |
| 20100205 |
| NOK |
| 654902204 |
| 11 |
| RESOLUTION ON THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS |
| MGMT |
| FOR |
| FOR |
NOKIA CORP. |
| US |
| 20100506 |
| ANNUAL |
| 20100205 |
| NOK |
| 654902204 |
| 12 |
| ELECTION OF NOMINEES: 1. LALITA D. GUPTE, 2. DR. BENGT HOLMSTROM, 3. PROF. DR. H. KAGERMANN, 4. OLLI-PEKKA KALLASVUO, 5. PER KARLSSON, 6. ISABEL MAREY-SEMPER, 7. JORMA OLLILA, 8. DAME MARJORIE SCARDINO, 9. RISTO SIILASMAA, 10. KEIJO SUILA |
| MGMT |
| FOR |
| FOR |
NOKIA CORP. |
| US |
| 20100506 |
| ANNUAL |
| 20100205 |
| NOK |
| 654902204 |
| 13 |
| RESOLUTION ON THE REMUNERATION OF THE AUDITOR |
| MGMT |
| FOR |
| FOR |
NOKIA CORP. |
| US |
| 20100506 |
| ANNUAL |
| 20100205 |
| NOK |
| 654902204 |
| 14 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
NOKIA CORP. |
| US |
| 20100506 |
| ANNUAL |
| 20100205 |
| NOK |
| 654902204 |
| 15 |
| RESOLUTION ON THE AMENDMENT OF THE ARTICLES OF ASSOCIATION |
| MGMT |
| FOR |
| FOR |
NOKIA CORP. |
| US |
| 20100506 |
| ANNUAL |
| 20100205 |
| NOK |
| 654902204 |
| 16 |
| RESOLUTION ON THE AUTHORIZATION TO THE BOARD OF DIRECTORS TO RESOLVE TO REPURCHASE THE COMPANY’S OWN SHARES |
| MGMT |
| FOR |
| FOR |
NOKIA CORP. |
| US |
| 20100506 |
| ANNUAL |
| 20100205 |
| NOK |
| 654902204 |
| 17 |
| RESOLUTION ON THE AUTHORIZATION TO THE BOARD OF DIRECTORS TO RESOLVE ON THE ISSUANCE OF SHARES AND SPECIAL RIGHTS ENTITLING TO SHARES |
| MGMT |
| FOR |
| FOR |
DUKE ENERGY CORP. |
| US |
| 20100506 |
| ANNUAL |
| 20100311 |
| DUK |
| 26441C105 |
| 1 |
| ELECTION OF NOMINEES: 1. WILLIAM BARNET, III, 2. G. ALEX BERNHARDT SR., 3. MICHAEL G. BROWNING, 4. DANIEL R. DIMICCO, 5. JOHN H. FORSGREN, 6. ANN MAYNARD GRAY, 7. JAMES H. HANCE, JR., 8. E. JAMES REINSCH, 9. JAMES T. RHODES, 10. JAMES E. ROGERS, 11. PHILIP R. SHARP |
| MGMT |
| FOR |
| FOR |
DUKE ENERGY CORP. |
| US |
| 20100506 |
| ANNUAL |
| 20100311 |
| DUK |
| 26441C105 |
| 2 |
| APPROVAL OF THE DUKE ENERGY CORPORATION 2010 LONG-TERM INCENTIVE PLAN |
| MGMT |
| FOR |
| FOR |
DUKE ENERGY CORP. |
| US |
| 20100506 |
| ANNUAL |
| 20100311 |
| DUK |
| 26441C105 |
| 3 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
DUKE ENERGY CORP. |
| US |
| 20100506 |
| ANNUAL |
| 20100311 |
| DUK |
| 26441C105 |
| 4 |
| SHAREHOLDER PROPOSAL RELATING TO PREPARATION OF A REPORT ON DUKE ENERGY GLOBAL WARMING-RELATED LOBBYING ACTIVITIES |
| SHAREHOLD |
| FOR |
| AGAINST |
DUKE ENERGY CORP. |
| US |
| 20100506 |
| ANNUAL |
| 20100311 |
| DUK |
| 26441C105 |
| 5 |
| SHAREHOLDER PROPOSAL RELATING TO MAJORITY VOTING FOR THE ELECTION OF DIRECTORS |
| SHAREHOLD |
| FOR |
| AGAINST |
DUKE ENERGY CORP. |
| US |
| 20100506 |
| ANNUAL |
| 20100311 |
| DUK |
| 26441C105 |
| 6 |
| SHAREHOLDER PROPOSAL REGARDING THE RETENTION OF EQUITY COMPENSATION BY SENIOR EXECUTIVES |
| SHAREHOLD |
| FOR |
| AGAINST |
ALLETE, INC. |
| US |
| 20100511 |
| ANNUAL |
| 20100312 |
| ALE |
| 018522300 |
| 1 |
| ELECTION OF NOMINEES: 1. BREKKEN, 2. DINDO, 3. EDDINS, 4. EMERY, 5. HAINES, 6. HODNIK, 7. HOOLIHAN, 8. LUDLOW, 9. NEVE, 10. RODMAN, 11. SHIPPAR, 12. STENDER |
| MGMT |
| FOR |
| FOR |
ALLETE, INC. |
| US |
| 20100511 |
| ANNUAL |
| 20100312 |
| ALE |
| 018522300 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
ALLETE, INC. |
| US |
| 20100511 |
| ANNUAL |
| 20100312 |
| ALE |
| 018522300 |
| 3 |
| APPROVAL OF AN AMENDMENT TO ALLETE’S AMENDED AND RESTATED ARTICLES OF INCORPORATION TO CHANGE THE VOTE REQUIRED FOR THE ELECTION OF DIRECTORS AND A CORRESPONDING AMENDMENT TO ALLETE’S BYLAWS. |
| MGMT |
| FOR |
| FOR |
ALLETE, INC. |
| US |
| 20100511 |
| ANNUAL |
| 20100312 |
| ALE |
| 018522300 |
| 4 |
| RE-APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE ALLETE EXECUTIVE LONG-TERM INCENTIVE COMPENSATION PLAN. |
| MGMT |
| FOR |
| FOR |
PG&E CORP. |
| US |
| 20100512 |
| ANNUAL |
| 20100315 |
| PCG |
| 69331C108 |
| 1A |
| ELECTION OF NOMINEES: DAVID R. ANDREWS |
| MGMT |
| FOR |
| FOR |
PG&E CORP. |
| US |
| 20100512 |
| ANNUAL |
| 20100315 |
| PCG |
| 69331C108 |
| 1B |
| ELECTION OF NOMINEES: LEWIS CHEW |
| MGMT |
| FOR |
| FOR |
PG&E CORP. |
| US |
| 20100512 |
| ANNUAL |
| 20100315 |
| PCG |
| 69331C108 |
| 1C |
| ELECTION OF NOMINEES: C. LEE COX |
| MGMT |
| FOR |
| FOR |
PG&E CORP. |
| US |
| 20100512 |
| ANNUAL |
| 20100315 |
| PCG |
| 69331C108 |
| 1D |
| ELECTION OF NOMINEES: PETER A. DARBEE |
| MGMT |
| FOR |
| FOR |
PG&E CORP. |
| US |
| 20100512 |
| ANNUAL |
| 20100315 |
| PCG |
| 69331C108 |
| 1E |
| ELECTION OF NOMINEES: MARYELLEN C. HERRINGER |
| MGMT |
| FOR |
| FOR |
PG&E CORP. |
| US |
| 20100512 |
| ANNUAL |
| 20100315 |
| PCG |
| 69331C108 |
| 1F |
| ELECTION OF NOMINEES: ROGER H. KIMMEL |
| MGMT |
| FOR |
| FOR |
PG&E CORP. |
| US |
| 20100512 |
| ANNUAL |
| 20100315 |
| PCG |
| 69331C108 |
| 1G |
| ELECTION OF NOMINEES: RICHARD A. MESERVE |
| MGMT |
| FOR |
| FOR |
PG&E CORP. |
| US |
| 20100512 |
| ANNUAL |
| 20100315 |
| PCG |
| 69331C108 |
| 1H |
| ELECTION OF NOMINEES: FORREST E. MILLER |
| MGMT |
| FOR |
| FOR |
PG&E CORP. |
| US |
| 20100512 |
| ANNUAL |
| 20100315 |
| PCG |
| 69331C108 |
| 1I |
| ELECTION OF NOMINEES: ROSENDO G. PARRA |
| MGMT |
| FOR |
| FOR |
PG&E CORP. |
| US |
| 20100512 |
| ANNUAL |
| 20100315 |
| PCG |
| 69331C108 |
| 1J |
| ELECTION OF NOMINEES: BARBARA L. RAMBO |
| MGMT |
| FOR |
| FOR |
PG&E CORP. |
| US |
| 20100512 |
| ANNUAL |
| 20100315 |
| PCG |
| 69331C108 |
| 1K |
| ELECTION OF NOMINEES: BARRY LAWSON WILLIAMS |
| MGMT |
| FOR |
| FOR |
PG&E CORP. |
| US |
| 20100512 |
| ANNUAL |
| 20100315 |
| PCG |
| 69331C108 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
PG&E CORP. |
| US |
| 20100512 |
| ANNUAL |
| 20100315 |
| PCG |
| 69331C108 |
| 3 |
| ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
PG&E CORP. |
| US |
| 20100512 |
| ANNUAL |
| 20100315 |
| PCG |
| 69331C108 |
| 4 |
| AMENDMENTS TO 2006 LONG-TERM INCENTIVE PLAN |
| MGMT |
| FOR |
| FOR |
PG&E CORP. |
| US |
| 20100512 |
| ANNUAL |
| 20100315 |
| PCG |
| 69331C108 |
| 5 |
| INDEPENDENT BOARD CHAIRMAN |
| SHAREHOLD |
| FOR |
| AGAINST |
PG&E CORP. |
| US |
| 20100512 |
| ANNUAL |
| 20100315 |
| PCG |
| 69331C108 |
| 6 |
| LIMITS FOR DIRECTORS INVOLVED WITH BANKRUPTCY |
| SHAREHOLD |
| FOR |
| AGAINST |
PG&E CORP. |
| US |
| 20100512 |
| ANNUAL |
| 20100315 |
| PCG |
| 69331C108 |
| 7 |
| POLITICAL CONTRIBUTIONS |
| SHAREHOLD |
| FOR |
| AGAINST |
NATIONAL OILWELL VARCO INC. |
| US |
| 20100512 |
| ANNUAL |
| 20100323 |
| NOV |
| 637071101 |
| 1A |
| ELECTION OF NOMINEES: BEN A. GUILL |
| MGMT |
| FOR |
| FOR |
NATIONAL OILWELL VARCO INC. |
| US |
| 20100512 |
| ANNUAL |
| 20100323 |
| NOV |
| 637071101 |
| 1B |
| ELECTION OF NOMINEES: ROGER L. JARVIS |
| MGMT |
| FOR |
| FOR |
NATIONAL OILWELL VARCO INC. |
| US |
| 20100512 |
| ANNUAL |
| 20100323 |
| NOV |
| 637071101 |
| 1C |
| ELECTION OF NOMINEES: ERIC L. MATTSON |
| MGMT |
| FOR |
| FOR |
NATIONAL OILWELL VARCO INC. |
| US |
| 20100512 |
| ANNUAL |
| 20100323 |
| NOV |
| 637071101 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
CVS CAREMARK CORP. |
| US |
| 20100512 |
| ANNUAL |
| 20100315 |
| CVS |
| 126650100 |
| 1A |
| ELECTION OF NOMINEES: EDWIN M. BANKS |
| MGMT |
| FOR |
| FOR |
CVS CAREMARK CORP. |
| US |
| 20100512 |
| ANNUAL |
| 20100315 |
| CVS |
| 126650100 |
| 1B |
| ELECTION OF NOMINEES: C. DAVID BROWN II |
| MGMT |
| FOR |
| FOR |
CVS CAREMARK CORP. |
| US |
| 20100512 |
| ANNUAL |
| 20100315 |
| CVS |
| 126650100 |
| 1C |
| ELECTION OF NOMINEES: DAVID W. DORMAN |
| MGMT |
| FOR |
| FOR |
CVS CAREMARK CORP. |
| US |
| 20100512 |
| ANNUAL |
| 20100315 |
| CVS |
| 126650100 |
| 1D |
| ELECTION OF NOMINEES: KRISTEN GIBNEY WILLIAMS |
| MGMT |
| FOR |
| FOR |
CVS CAREMARK CORP. |
| US |
| 20100512 |
| ANNUAL |
| 20100315 |
| CVS |
| 126650100 |
| 1E |
| ELECTION OF NOMINEES: MARIAN L. HEARD |
| MGMT |
| FOR |
| FOR |
CVS CAREMARK CORP. |
| US |
| 20100512 |
| ANNUAL |
| 20100315 |
| CVS |
| 126650100 |
| 1F |
| ELECTION OF NOMINEES: WILLIAM H. JOYCE |
| MGMT |
| FOR |
| FOR |
CVS CAREMARK CORP. |
| US |
| 20100512 |
| ANNUAL |
| 20100315 |
| CVS |
| 126650100 |
| 1G |
| ELECTION OF NOMINEES: JEAN-PIERRE MILLON |
| MGMT |
| FOR |
| FOR |
CVS CAREMARK CORP. |
| US |
| 20100512 |
| ANNUAL |
| 20100315 |
| CVS |
| 126650100 |
| 1H |
| ELECTION OF NOMINEES: TERRENCE MURRAY |
| MGMT |
| FOR |
| FOR |
CVS CAREMARK CORP. |
| US |
| 20100512 |
| ANNUAL |
| 20100315 |
| CVS |
| 126650100 |
| 1I |
| ELECTION OF NOMINEES: C.A. LANCE PICCOLO |
| MGMT |
| FOR |
| FOR |
CVS CAREMARK CORP. |
| US |
| 20100512 |
| ANNUAL |
| 20100315 |
| CVS |
| 126650100 |
| 1J |
| ELECTION OF NOMINEES: SHELI Z. ROSENBERG |
| MGMT |
| FOR |
| FOR |
CVS CAREMARK CORP. |
| US |
| 20100512 |
| ANNUAL |
| 20100315 |
| CVS |
| 126650100 |
| 1K |
| ELECTION OF NOMINEES: THOMAS M. RYAN |
| MGMT |
| FOR |
| FOR |
CVS CAREMARK CORP. |
| US |
| 20100512 |
| ANNUAL |
| 20100315 |
| CVS |
| 126650100 |
| 1L |
| ELECTION OF NOMINEES: RICHARD J. SWIFT |
| MGMT |
| FOR |
| FOR |
CVS CAREMARK CORP. |
| US |
| 20100512 |
| ANNUAL |
| 20100315 |
| CVS |
| 126650100 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
CVS CAREMARK CORP. |
| US |
| 20100512 |
| ANNUAL |
| 20100315 |
| CVS |
| 126650100 |
| 3 |
| PROPOSAL TO ADOPT THE COMPANY’S 2010 INCENTIVE COMPENSATION PLAN |
| MGMT |
| FOR |
| FOR |
CVS CAREMARK CORP. |
| US |
| 20100512 |
| ANNUAL |
| 20100315 |
| CVS |
| 126650100 |
| 4 |
| PROPOSAL TO ADOPT AN AMENDMENT TO THE COMPANY’S CHARTER TO ALLOW STOCKHOLDERS TO CALL SPECIAL MEETINGS |
| MGMT |
| FOR |
| FOR |
CVS CAREMARK CORP. |
| US |
| 20100512 |
| ANNUAL |
| 20100315 |
| CVS |
| 126650100 |
| 5 |
| STOCKHOLDER PROPOSAL REGARDING A REPORT ON POLITICAL CONTRIBUTIONS AND EXPENDITURES |
| SHAREHOLD |
| FOR |
| AGAINST |
CVS CAREMARK CORP. |
| US |
| 20100512 |
| ANNUAL |
| 20100315 |
| CVS |
| 126650100 |
| 6 |
| STOCKHOLDER PROPOSAL REGARDING PRINCIPLES TO STOP GLOBAL WARMING |
| SHAREHOLD |
| FOR |
| AGAINST |
CONOCO PHILLIPS |
| US |
| 20100512 |
| ANNUAL |
| 20100315 |
| COP |
| 20825C104 |
| 1A |
| ELECTION OF NOMINEES: RICHARD L. ARMITAGE |
| MGMT |
| FOR |
| FOR |
CONOCO PHILLIPS |
| US |
| 20100512 |
| ANNUAL |
| 20100315 |
| COP |
| 20825C104 |
| 1B |
| ELECTION OF NOMINEES: RICHARD H. AUCHINLECK |
| MGMT |
| FOR |
| FOR |
CONOCO PHILLIPS |
| US |
| 20100512 |
| ANNUAL |
| 20100315 |
| COP |
| 20825C104 |
| 1C |
| ELECTION OF NOMINEES: JAMES E. COPELAND, JR. |
| MGMT |
| FOR |
| FOR |
CONOCO PHILLIPS |
| US |
| 20100512 |
| ANNUAL |
| 20100315 |
| COP |
| 20825C104 |
| 2 |
| ELECTION OF NOMINEES: KENNETH M. DUBERSTEIN |
| MGMT |
| FOR |
| FOR |
CONOCO PHILLIPS |
| US |
| 20100512 |
| ANNUAL |
| 20100315 |
| COP |
| 20825C104 |
| 1A |
| ELECTION OF NOMINEES: RUTH R. HARKIN |
| MGMT |
| FOR |
| FOR |
CONOCO PHILLIPS |
| US |
| 20100512 |
| ANNUAL |
| 20100315 |
| COP |
| 20825C104 |
| 1B |
| ELECTION OF NOMINEES: HAROLD W. MCGRAW III |
| MGMT |
| FOR |
| FOR |
CONOCO PHILLIPS |
| US |
| 20100512 |
| ANNUAL |
| 20100315 |
| COP |
| 20825C104 |
| 1C |
| ELECTION OF NOMINEES: JAMES J. MULVA |
| MGMT |
| FOR |
| FOR |
CONOCO PHILLIPS |
| US |
| 20100512 |
| ANNUAL |
| 20100315 |
| COP |
| 20825C104 |
| 1D |
| ELECTION OF NOMINEES: ROBERT A. NIBLOCK |
| MGMT |
| FOR |
| FOR |
CONOCO PHILLIPS |
| US |
| 20100512 |
| ANNUAL |
| 20100315 |
| COP |
| 20825C104 |
| 1E |
| ELECTION OF NOMINEES: HARALD J. NORVIK |
| MGMT |
| FOR |
| FOR |
CONOCO PHILLIPS |
| US |
| 20100512 |
| ANNUAL |
| 20100315 |
| COP |
| 20825C104 |
| 1F |
| ELECTION OF NOMINEES: WILLIAM K. REILLY |
| MGMT |
| FOR |
| FOR |
CONOCO PHILLIPS |
| US |
| 20100512 |
| ANNUAL |
| 20100315 |
| COP |
| 20825C104 |
| 1G |
| ELECTION OF NOMINEES: BOBBY S. SHACKOULS |
| MGMT |
| FOR |
| FOR |
CONOCO PHILLIPS |
| US |
| 20100512 |
| ANNUAL |
| 20100315 |
| COP |
| 20825C104 |
| 1H |
| ELECTION OF NOMINEES: VICTORIA J. TSCHINKEL |
| MGMT |
| FOR |
| FOR |
CONOCO PHILLIPS |
| US |
| 20100512 |
| ANNUAL |
| 20100315 |
| COP |
| 20825C104 |
| 1I |
| ELECTION OF NOMINEES: KATHRYN C. TURNER |
| MGMT |
| FOR |
| FOR |
CONOCO PHILLIPS |
| US |
| 20100512 |
| ANNUAL |
| 20100315 |
| COP |
| 20825C104 |
| 1J |
| ELECTION OF NOMINEES: WILLIAM E. WADE, JR. |
| MGMT |
| FOR |
| FOR |
CONOCO PHILLIPS |
| US |
| 20100512 |
| ANNUAL |
| 20100315 |
| COP |
| 20825C104 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
CONOCO PHILLIPS |
| US |
| 20100512 |
| ANNUAL |
| 20100315 |
| COP |
| 20825C104 |
| 3 |
| BOARD RISK MANAGEMENT OVERSIGHT |
| SHAREHOLD |
| FOR |
| AGAINST |
CONOCO PHILLIPS |
| US |
| 20100512 |
| ANNUAL |
| 20100315 |
| COP |
| 20825C104 |
| 4 |
| GREENHOUSE GAS REDUCTION |
| SHAREHOLD |
| FOR |
| AGAINST |
CONOCO PHILLIPS |
| US |
| 20100512 |
| ANNUAL |
| 20100315 |
| COP |
| 20825C104 |
| 5 |
| OIL SANDS DRILLING |
| SHAREHOLD |
| FOR |
| AGAINST |
CONOCO PHILLIPS |
| US |
| 20100512 |
| ANNUAL |
| 20100315 |
| COP |
| 20825C104 |
| 6 |
| LOUISIANA WETLANDS |
| SHAREHOLD |
| FOR |
| AGAINST |
CONOCO PHILLIPS |
| US |
| 20100512 |
| ANNUAL |
| 20100315 |
| COP |
| 20825C104 |
| 7 |
| FINANCIAL RISKS OF CLIMATE CHANGE |
| SHAREHOLD |
| FOR |
| AGAINST |
CONOCO PHILLIPS |
| US |
| 20100512 |
| ANNUAL |
| 20100315 |
| COP |
| 20825C104 |
| 8 |
| TOXIC POLLUTION REPORT |
| SHAREHOLD |
| FOR |
| AGAINST |
CONOCO PHILLIPS |
| US |
| 20100512 |
| ANNUAL |
| 20100315 |
| COP |
| 20825C104 |
| 9 |
| GENDER EXPRESSION NON-DISCRIMINATION |
| SHAREHOLD |
| FOR |
| AGAINST |
CONOCO PHILLIPS |
| US |
| 20100512 |
| ANNUAL |
| 20100315 |
| COP |
| 20825C104 |
| 10 |
| POLITICAL CONTRIBUTIONS |
| SHAREHOLD |
| FOR |
| AGAINST |
CAMERON INTERNATIONAL CORP. |
| US |
| 20100512 |
| ANNUAL |
| 20100315 |
| CAM |
| 13342B105 |
| 1A |
| ELECTION OF NOMINEES: MICHAEL E. PATRICK |
| MGMT |
| FOR |
| FOR |
CAMERON INTERNATIONAL CORP. |
| US |
| 20100512 |
| ANNUAL |
| 20100315 |
| CAM |
| 13342B105 |
| 1B |
| ELECTION OF NOMINEES: JON ERIK REINHARDSEN |
| MGMT |
| FOR |
| FOR |
CAMERON INTERNATIONAL CORP. |
| US |
| 20100512 |
| ANNUAL |
| 20100315 |
| CAM |
| 13342B105 |
| 1C |
| ELECTION OF NOMINEES: BRUCE W. WILKINSON |
| MGMT |
| FOR |
| FOR |
CAMERON INTERNATIONAL CORP. |
| US |
| 20100512 |
| ANNUAL |
| 20100315 |
| CAM |
| 13342B105 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
NORFOLK SOUTHERN CORP. |
| US |
| 20100513 |
| ANNUAL |
| 20100305 |
| NSC |
| 655844108 |
| 1A |
| ELECTION OF NOMINEES: THOMAS D. BELL, JR. |
| MGMT |
| FOR |
| FOR |
NORFOLK SOUTHERN CORP. |
| US |
| 20100513 |
| ANNUAL |
| 20100305 |
| NSC |
| 655844108 |
| 1B |
| ELECTION OF NOMINEES: ALSTON D. CORRELL |
| MGMT |
| FOR |
| FOR |
NORFOLK SOUTHERN CORP. |
| US |
| 20100513 |
| ANNUAL |
| 20100305 |
| NSC |
| 655844108 |
| 1C |
| ELECTION OF NOMINEES: LANDON HILLIARD |
| MGMT |
| FOR |
| FOR |
NORFOLK SOUTHERN CORP. |
| US |
| 20100513 |
| ANNUAL |
| 20100305 |
| NSC |
| 655844108 |
| 1D |
| ELECTION OF NOMINEES: BURTON M. JOYCE |
| MGMT |
| FOR |
| FOR |
NORFOLK SOUTHERN CORP. |
| US |
| 20100513 |
| ANNUAL |
| 20100305 |
| NSC |
| 655844108 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
NORFOLK SOUTHERN CORP. |
| US |
| 20100513 |
| ANNUAL |
| 20100305 |
| NSC |
| 655844108 |
| 3 |
| APPROVAL OF AMENDMENT TO ARTICLES OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS. |
| MGMT |
| FOR |
| FOR |
NORFOLK SOUTHERN CORP. |
| US |
| 20100513 |
| ANNUAL |
| 20100305 |
| NSC |
| 655844108 |
| 4 |
| APPROVAL OF THE NORFOLK SOUTHERN CORPORATION LONG-TERM INCENTIVE PLAN, AS AMENDED. |
| MGMT |
| FOR |
| FOR |
NORFOLK SOUTHERN CORP. |
| US |
| 20100513 |
| ANNUAL |
| 20100305 |
| NSC |
| 655844108 |
| 5 |
| APPROVAL OF THE NORFOLK SOUTHERN CORPORATION EXECUTIVE MANAGEMENT INCENTIVE PLAN, AS AMENDED. |
| MGMT |
| FOR |
| FOR |
NORFOLK SOUTHERN CORP. |
| US |
| 20100513 |
| ANNUAL |
| 20100305 |
| NSC |
| 655844108 |
| 6 |
| STOCKHOLDER PROPOSAL CONCERNING CORPORATE POLITICAL CONTRIBUTIONS |
| SHAREHOLD |
| FOR |
| AGAINST |
HALLIBURTON CO. |
| US |
| 20100519 |
| ANNUAL |
| 20100322 |
| HAL |
| 406216101 |
| 1A |
| ELECTION OF NOMINEES: A.M. BENNETT |
| MGMT |
| FOR |
| FOR |
HALLIBURTON CO. |
| US |
| 20100519 |
| ANNUAL |
| 20100322 |
| HAL |
| 406216101 |
| 1B |
| ELECTION OF NOMINEES: J.R. BOYD |
| MGMT |
| FOR |
| FOR |
HALLIBURTON CO. |
| US |
| 20100519 |
| ANNUAL |
| 20100322 |
| HAL |
| 406216101 |
| 1C |
| ELECTION OF NOMINEES: M. CARROLL |
| MGMT |
| FOR |
| FOR |
HALLIBURTON CO. |
| US |
| 20100519 |
| ANNUAL |
| 20100322 |
| HAL |
| 406216101 |
| 1D |
| ELECTION OF NOMINEES: N.K. DICCIANI |
| MGMT |
| FOR |
| FOR |
HALLIBURTON CO. |
| US |
| 20100519 |
| ANNUAL |
| 20100322 |
| HAL |
| 406216101 |
| 1E |
| ELECTION OF NOMINEES: S.M. GILLIS |
| MGMT |
| FOR |
| FOR |
HALLIBURTON CO. |
| US |
| 20100519 |
| ANNUAL |
| 20100322 |
| HAL |
| 406216101 |
| 1F |
| ELECTION OF NOMINEES: J.T. HACKETT |
| MGMT |
| FOR |
| FOR |
HALLIBURTON CO. |
| US |
| 20100519 |
| ANNUAL |
| 20100322 |
| HAL |
| 406216101 |
| 1G |
| ELECTION OF NOMINEES: D.J. LESAR |
| MGMT |
| FOR |
| FOR |
HALLIBURTON CO. |
| US |
| 20100519 |
| ANNUAL |
| 20100322 |
| HAL |
| 406216101 |
| 1H |
| ELECTION OF NOMINEES: R.A. MALONE |
| MGMT |
| FOR |
| FOR |
HALLIBURTON CO. |
| US |
| 20100519 |
| ANNUAL |
| 20100322 |
| HAL |
| 406216101 |
| 1I |
| ELECTION OF NOMINEES: J.L. MARTIN |
| MGMT |
| FOR |
| FOR |
HALLIBURTON CO. |
| US |
| 20100519 |
| ANNUAL |
| 20100322 |
| HAL |
| 406216101 |
| 1J |
| ELECTION OF NOMINEES: D.L. REED |
| MGMT |
| FOR |
| FOR |
HALLIBURTON CO. |
| US |
| 20100519 |
| ANNUAL |
| 20100322 |
| HAL |
| 406216101 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
HALLIBURTON CO. |
| US |
| 20100519 |
| ANNUAL |
| 20100322 |
| HAL |
| 406216101 |
| 3 |
| PROPOSAL ON HUMAN RIGHTS POLICY |
| SHAREHOLD |
| FOR |
| AGAINST |
HALLIBURTON CO. |
| US |
| 20100519 |
| ANNUAL |
| 20100322 |
| HAL |
| 406216101 |
| 4 |
| PROPOSAL ON POLITICAL CONTRIBUTIONS |
| SHAREHOLD |
| FOR |
| AGAINST |
HALLIBURTON CO. |
| US |
| 20100519 |
| ANNUAL |
| 20100322 |
| HAL |
| 406216101 |
| 5 |
| PROPOSAL ON EXECUTIVE COMPENSATION POLICIES |
| SHAREHOLD |
| FOR |
| AGAINST |
HALLIBURTON CO. |
| US |
| 20100519 |
| ANNUAL |
| 20100322 |
| HAL |
| 406216101 |
| 6 |
| PROPOSAL ON SPECIAL SHAREOWNER MEETINGS |
| SHAREHOLD |
| FOR |
| AGAINST |
MCDONALD’S CORP. |
| US |
| 20100520 |
| ANNUAL |
| 20100323 |
| MCD |
| 580135101 |
| 1A |
| ELECTION OF NOMINEES: WALTER E. MASSEY |
| MGMT |
| FOR |
| FOR |
MCDONALD’S CORP. |
| US |
| 20100520 |
| ANNUAL |
| 20100323 |
| MCD |
| 580135101 |
| 1B |
| ELECTION OF NOMINEES: JOHN W. ROGERS, JR. |
| MGMT |
| FOR |
| FOR |
MCDONALD’S CORP. |
| US |
| 20100520 |
| ANNUAL |
| 20100323 |
| MCD |
| 580135101 |
| 1C |
| ELECTION OF NOMINEES: ROGER W. STONE |
| MGMT |
| FOR |
| FOR |
MCDONALD’S CORP. |
| US |
| 20100520 |
| ANNUAL |
| 20100323 |
| MCD |
| 580135101 |
| 1D |
| ELECTION OF NOMINEES: MILES D. WHITE |
| MGMT |
| FOR |
| FOR |
MCDONALD’S CORP. |
| US |
| 20100520 |
| ANNUAL |
| 20100323 |
| MCD |
| 580135101 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
MCDONALD’S CORP. |
| US |
| 20100520 |
| ANNUAL |
| 20100323 |
| MCD |
| 580135101 |
| 3 |
| SHAREHOLDER PROPOSAL RELATING TO SHAREHOLDER VOTE ON EXECUTIVE COMPENSATION |
| SHAREHOLD |
| FOR |
| AGAINST |
MCDONALD’S CORP. |
| US |
| 20100520 |
| ANNUAL |
| 20100323 |
| MCD |
| 580135101 |
| 4 |
| SHAREHOLDER PROPOSAL RELATING TO SIMPLE MAJORITY VOTE |
| SHAREHOLD |
| FOR |
| AGAINST |
MCDONALD’S CORP. |
| US |
| 20100520 |
| ANNUAL |
| 20100323 |
| MCD |
| 580135101 |
| 5 |
| SHAREHOLDER PROPOSAL RELATING TO THE USE OF CONTROLLED ATMOSPHERE STUNNING |
| SHAREHOLD |
| FOR |
| AGAINST |
MCDONALD’S CORP. |
| US |
| 20100520 |
| ANNUAL |
| 20100323 |
| MCD |
| 580135101 |
| 6 |
| SHAREHOLDER PROPOSAL RELATING TO THE USE OF CAGE-FREE EGGS |
| SHAREHOLD |
| FOR |
| AGAINST |
MERCK & CO. INC. |
| US |
| 20100525 |
| ANNUAL |
| 20100326 |
| MRK |
| 58933Y105 |
| 1A |
| ELECTION OF NOMINEES: LESLIE A. BRUN |
| MGMT |
| FOR |
| FOR |
MERCK & CO. INC. |
| US |
| 20100525 |
| ANNUAL |
| 20100326 |
| MRK |
| 58933Y105 |
| 1B |
| ELECTION OF NOMINEES: THOMAS R. CECH |
| MGMT |
| FOR |
| FOR |
MERCK & CO. INC. |
| US |
| 20100525 |
| ANNUAL |
| 20100326 |
| MRK |
| 58933Y105 |
| 1C |
| ELECTION OF NOMINEES: RICHARD T. CLARK |
| MGMT |
| FOR |
| FOR |
MERCK & CO. INC. |
| US |
| 20100525 |
| ANNUAL |
| 20100326 |
| MRK |
| 58933Y105 |
| 1D |
| ELECTION OF NOMINEES: THOMAS H. GLOCER |
| MGMT |
| FOR |
| FOR |
MERCK & CO. INC. |
| US |
| 20100525 |
| ANNUAL |
| 20100326 |
| MRK |
| 58933Y105 |
| 1E |
| ELECTION OF NOMINEES: STEVEN F. GOLDSTONE |
| MGMT |
| FOR |
| FOR |
MERCK & CO. INC. |
| US |
| 20100525 |
| ANNUAL |
| 20100326 |
| MRK |
| 58933Y105 |
| 1F |
| ELECTION OF NOMINEES: WILLIAM B. HARRISON, JR. |
| MGMT |
| FOR |
| FOR |
MERCK & CO. INC. |
| US |
| 20100525 |
| ANNUAL |
| 20100326 |
| MRK |
| 58933Y105 |
| 1G |
| ELECTION OF NOMINEES: HARRY R. JACOBSON |
| MGMT |
| FOR |
| FOR |
MERCK & CO. INC. |
| US |
| 20100525 |
| ANNUAL |
| 20100326 |
| MRK |
| 58933Y105 |
| 1H |
| ELECTION OF NOMINEES: WILLIAM N. KELLEY |
| MGMT |
| FOR |
| FOR |
MERCK & CO. INC. |
| US |
| 20100525 |
| ANNUAL |
| 20100326 |
| MRK |
| 58933Y105 |
| 1I |
| ELECTION OF NOMINEES: C. ROBERT KIDDER |
| MGMT |
| FOR |
| FOR |
MERCK & CO. INC. |
| US |
| 20100525 |
| ANNUAL |
| 20100326 |
| MRK |
| 58933Y105 |
| 1J |
| ELECTION OF NOMINEES: ROCHELLE B. LAZARUS |
| MGMT |
| FOR |
| FOR |
MERCK & CO. INC. |
| US |
| 20100525 |
| ANNUAL |
| 20100326 |
| MRK |
| 58933Y105 |
| 1K |
| ELECTION OF NOMINEES: CARLOS E. REPRESAS |
| MGMT |
| FOR |
| FOR |
MERCK & CO. INC. |
| US |
| 20100525 |
| ANNUAL |
| 20100326 |
| MRK |
| 58933Y105 |
| 1L |
| ELECTION OF NOMINEES: PATRICIA F. RUSSO |
| MGMT |
| FOR |
| FOR |
MERCK & CO. INC. |
| US |
| 20100525 |
| ANNUAL |
| 20100326 |
| MRK |
| 58933Y105 |
| 1M |
| ELECTION OF NOMINEES: THOMAS E. SHENK |
| MGMT |
| FOR |
| FOR |
MERCK & CO. INC. |
| US |
| 20100525 |
| ANNUAL |
| 20100326 |
| MRK |
| 58933Y105 |
| 1N |
| ELECTION OF NOMINEES: ANNE M. TATLOCK |
| MGMT |
| FOR |
| FOR |
MERCK & CO. INC. |
| US |
| 20100525 |
| ANNUAL |
| 20100326 |
| MRK |
| 58933Y105 |
| 1O |
| ELECTION OF NOMINEES: CRAIG B. THOMPSON |
| MGMT |
| FOR |
| FOR |
MERCK & CO. INC. |
| US |
| 20100525 |
| ANNUAL |
| 20100326 |
| MRK |
| 58933Y105 |
| 1P |
| ELECTION OF NOMINEES: WENDELL P. WEEKS |
| MGMT |
| FOR |
| FOR |
MERCK & CO. INC. |
| US |
| 20100525 |
| ANNUAL |
| 20100326 |
| MRK |
| 58933Y105 |
| 1Q |
| ELECTION OF NOMINEES: PETER C. WENDELL |
| MGMT |
| FOR |
| FOR |
MERCK & CO. INC. |
| US |
| 20100525 |
| ANNUAL |
| 20100326 |
| MRK |
| 58933Y105 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
MERCK & CO. INC. |
| US |
| 20100525 |
| ANNUAL |
| 20100326 |
| MRK |
| 58933Y105 |
| 3 |
| PROPOSAL TO ADOPT THE 2010 INCENTIVE STOCK PLAN |
| MGMT |
| FOR |
| FOR |
MERCK & CO. INC. |
| US |
| 20100525 |
| ANNUAL |
| 20100326 |
| MRK |
| 58933Y105 |
| 4 |
| PROPOSAL TO ADOPT THE 2010 NON-EMPLOYEE DIRECTORS STOCK OPTION PLAN |
| MGMT |
| FOR |
| FOR |
CATERPILLAR INC. |
| US |
| 20100609 |
| ANNUAL |
| 20100412 |
| CAT |
| 149123101 |
| 1 |
| ELECTION OF NOMINEES: 1.JOHN T. DILLON, 2. JUAN GALLARDO, 3. WILLIAM A. OSBORN, 4. EDWARD B. RUST, JR., 5. SUSAN C. SCHWAB |
| MGMT |
| FOR |
| FOR |
CATERPILLAR INC. |
| US |
| 20100609 |
| ANNUAL |
| 20100412 |
| CAT |
| 149123101 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
CATERPILLAR INC. |
| US |
| 20100609 |
| ANNUAL |
| 20100412 |
| CAT |
| 149123101 |
| 3 |
| AMEND 2006 LONG-TERM INCENTIVE PLAN |
| MGMT |
| FOR |
| FOR |
CATERPILLAR INC. |
| US |
| 20100609 |
| ANNUAL |
| 20100412 |
| CAT |
| 149123101 |
| 4 |
| AMEND ARTICLES AND BYLAWS TO DECLASSIFY BOARD |
| MGMT |
| FOR |
| FOR |
CATERPILLAR INC. |
| US |
| 20100609 |
| ANNUAL |
| 20100412 |
| CAT |
| 149123101 |
| 5 |
| AMEND ARTICLES AND BYLAWS TO ELIMINATE SUPERMAJORITY VOTE REQUIREMENTS |
| MGMT |
| FOR |
| FOR |
CATERPILLAR INC. |
| US |
| 20100609 |
| ANNUAL |
| 20100412 |
| CAT |
| 149123101 |
| 6 |
| STOCKHOLDER PROPOSAL: INDEPENDENT CHAIRMAN OF THE BOARD |
| SHAREHOLD |
| FOR |
| AGAINST |
CATERPILLAR INC. |
| US |
| 20100609 |
| ANNUAL |
| 20100412 |
| CAT |
| 149123101 |
| 7 |
| STOCKHOLDER PROPOSAL: REVIEW GLOBAL CORPORATE STANDARDS |
| SHAREHOLD |
| FOR |
| AGAINST |
CATERPILLAR INC. |
| US |
| 20100609 |
| ANNUAL |
| 20100412 |
| CAT |
| 149123101 |
| 8 |
| STOCKHOLDER PROPOSAL: SPECIAL STOCKHOLDER MEETINGS |
| SHAREHOLD |
| FOR |
| AGAINST |
DEVON ENERGY CORP. |
| US |
| 20100609 |
| ANNUAL |
| 20100412 |
| DVN |
| 25179M103 |
| 1 |
| ELECTION OF NOMINEES: 1. JOHN RICHELS |
| MGMT |
| FOR |
| FOR |
DEVON ENERGY CORP. |
| US |
| 20100609 |
| ANNUAL |
| 20100412 |
| DVN |
| 25179M103 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
DEVON ENERGY CORP. |
| US |
| 20100609 |
| ANNUAL |
| 20100412 |
| DVN |
| 25179M103 |
| 3 |
| ADOPT SIMPLE MAJORITY VOTE |
| SHAREHOLD |
| FOR |
| AGAINST |
PACIFIC ADVISORS FUNDS PROXY VOTING RECORD
FOR THE PERIOD JULY 1, 2009 - JUNE 30, 2010
GROWTH FUND
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| PG VOTE |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| (“FOR”), |
|
|
|
|
|
| MEETING |
|
|
|
|
|
|
|
|
|
|
| PROPOSED BY |
| (“FOR”) OR |
| (“AGAINST”), |
|
|
|
|
|
| TYPE |
|
|
|
|
|
|
| AGENDA |
| AGENDA |
| (“MGMT”) |
| (“AGAINST”) |
| (“ABSTAIN”), |
|
|
|
| MEETING |
| (“ANNUAL”) OR |
| RECORD |
|
|
| SECURITY ID |
| ITEM |
| ITEM |
| OR |
| MGMT |
| (“WITHHOLD”) |
COMPANY NAME |
| COUNTRY |
| DATE |
| (“SPECIAL”) |
| DATE |
| TICKER |
| (CUSIP) |
| NUMBER |
| DESCRIPTION |
| (“SHAREHOLD”) |
| RECOMMENDATION |
| OR (“NOT RECD”) |
CISCO SYSTEMS INC. |
| US |
| 20091112 |
| ANNUAL |
| N/A |
| CSCO |
| 17275R102 |
| 1A |
| ELECTION OF NOMINEES: CAROL A. BARTZ |
| MGMT |
| FOR |
| FOR |
CISCO SYSTEMS INC. |
| US |
| 20091112 |
| ANNUAL |
| N/A |
| CSCO |
| 17275R102 |
| 1B |
| ELECTION OF NOMINEES: M. MICHELE BURNS |
| MGMT |
| FOR |
| FOR |
CISCO SYSTEMS INC. |
| US |
| 20091112 |
| ANNUAL |
| N/A |
| CSCO |
| 17275R102 |
| 1C |
| ELECTION OF NOMINEES: MICHAEL D. CAPELLAS |
| MGMT |
| FOR |
| FOR |
CISCO SYSTEMS INC. |
| US |
| 20091112 |
| ANNUAL |
| N/A |
| CSCO |
| 17275R102 |
| 1D |
| ELECTION OF NOMINEES: LARRY R. CARTER |
| MGMT |
| FOR |
| FOR |
CISCO SYSTEMS INC. |
| US |
| 20091112 |
| ANNUAL |
| N/A |
| CSCO |
| 17275R102 |
| 1E |
| ELECTION OF NOMINEES: JOHN T. CHAMBERS |
| MGMT |
| FOR |
| FOR |
CISCO SYSTEMS INC. |
| US |
| 20091112 | �� | ANNUAL |
| N/A |
| CSCO |
| 17275R102 |
| 1F |
| ELECTION OF NOMINEES: BRIAN L. HALLA |
| MGMT |
| FOR |
| FOR |
CISCO SYSTEMS INC. |
| US |
| 20091112 |
| ANNUAL |
| N/A |
| CSCO |
| 17275R102 |
| 1G |
| ELECTION OF NOMINEES: DR. JOHN L. HENNESSY |
| MGMT |
| FOR |
| FOR |
CISCO SYSTEMS INC. |
| US |
| 20091112 |
| ANNUAL |
| N/A |
| CSCO |
| 17275R102 |
| 1H |
| ELECTION OF NOMINEES: RICHARD M. KOVACEVICH |
| MGMT |
| FOR |
| FOR |
CISCO SYSTEMS INC. |
| US |
| 20091112 |
| ANNUAL |
| N/A |
| CSCO |
| 17275R102 |
| 1I |
| ELECTION OF NOMINEES: RODERICK C. MCGEARY |
| MGMT |
| FOR |
| FOR |
CISCO SYSTEMS INC. |
| US |
| 20091112 |
| ANNUAL |
| N/A |
| CSCO |
| 17275R102 |
| 1J |
| ELECTION OF NOMINEES: MICHAEL K. POWELL |
| MGMT |
| FOR |
| FOR |
CISCO SYSTEMS INC. |
| US |
| 20091112 |
| ANNUAL |
| N/A |
| CSCO |
| 17275R102 |
| 1K |
| ELECTION OF NOMINEES: ARUN SARIN |
| MGMT |
| FOR |
| FOR |
CISCO SYSTEMS INC. |
| US |
| 20091112 |
| ANNUAL |
| N/A |
| CSCO |
| 17275R102 |
| 1L |
| ELECTION OF NOMINEES: STEVEN M. WEST |
| MGMT |
| FOR |
| FOR |
CISCO SYSTEMS INC. |
| US |
| 20091112 |
| ANNUAL |
| N/A |
| CSCO |
| 17275R102 |
| 1M |
| ELECTION OF NOMINEES: JERRY YANG |
| MGMT |
| FOR |
| FOR |
CISCO SYSTEMS INC. |
| US |
| 20091112 |
| ANNUAL |
| N/A |
| CSCO |
| 17275R102 |
| 2 |
| TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE 2005 STOCK INCENTIVE PLAN, AS SET FORTH IN THE ACCOMPANYING PROXY STATEMENT |
| MGMT |
| FOR |
| FOR |
CISCO SYSTEMS INC. |
| US |
| 20091112 |
| ANNUAL |
| N/A |
| CSCO |
| 17275R102 |
| 3 |
| TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE EMPLOYEE STOCK PURCHASE PLAN, AS SET FORTH IN THE ACCOMPANYING PROXY STATEMENT |
| MGMT |
| FOR |
| FOR |
CISCO SYSTEMS INC. |
| US |
| 20091112 |
| ANNUAL |
| N/A |
| CSCO |
| 17275R102 |
| 4 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
CISCO SYSTEMS INC. |
| US |
| 20091112 |
| ANNUAL |
| N/A |
| CSCO |
| 17275R102 |
| 5 |
| PROPOSAL SUBMITTED BY A SHAREHOLDER TO AMEND CISCO’S BYLAWS TO ESTABLISH A BOARD COMMITTEE HUMAN RIGHTS |
| SHAREHOLD |
| FOR |
| AGAINST |
CISCO SYSTEMS INC. |
| US |
| 20091112 |
| ANNUAL |
| N/A |
| CSCO |
| 17275R102 |
| 6 |
| PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING THE BOARD TO ADOPT A POLICY THAT SHAREHOLDERS BE PROVIDED THE OPPORTUNITY AT EACH ANNUAL MEETING OF SHAREHOLDERS TO VOTE ON AN ADVISORY RESOLUTION TO RATIFY THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS DESCRIBED IN THE PROXY STATEMENT FOR THE ANNUAL MEETING |
| SHAREHOLD |
| FOR |
| AGAINST |
CISCO SYSTEMS INC. |
| US |
| 20091112 |
| ANNUAL |
| N/A |
| CSCO |
| 17275R102 |
| 7 |
| PROPOSAL SUBMITTED BY SHAREHOLDERS REQUESTING THE BOARD TO PUBLISH A REPORT TO SHAREHOLDERS WITHIN SIX MONTHS PROVIDING A SUMMARIZED LISTING AN ASSESSMENT OF CONCRETE STEPS. CISCO COULD REASONABLY TAKE TO REDUCE THE LIKELIHOOD THAT ITS BUSINESS PRACTICES MIGHT ENABLE OR ENCOURAGE THE VIOLATION OF HUMAN RIGHTS, AS SET FORTH IN THE ACCOMPANYING PROXY STATEMENT |
| SHAREHOLD |
| FOR |
| AGAINST |
MICROSOFT CORP. |
| US |
| 20091119 |
| ANNUAL |
| 20090904 |
| MSFT |
| 594918104 |
| 1 |
| ELECTION OF NOMINEES: WILLIAM H. GATES III |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORP. |
| US |
| 20091119 |
| ANNUAL |
| 20090904 |
| MSFT |
| 594918104 |
| 2 |
| ELECTION OF NOMINEES: STEVEN A. BALLMER |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORP. |
| US |
| 20091119 |
| ANNUAL |
| 20090904 |
| MSFT |
| 594918104 |
| 3 |
| ELECTION OF NOMINEES: DINA DUBLON |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORP. |
| US |
| 20091119 |
| ANNUAL |
| 20090904 |
| MSFT |
| 594918104 |
| 4 |
| ELECTION OF NOMINEES: RAYMOND V. GILMARTIN |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORP. |
| US |
| 20091119 |
| ANNUAL |
| 20090904 |
| MSFT |
| 594918104 |
| 5 |
| ELECTION OF NOMINEES: REED HASTINGS |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORP. |
| US |
| 20091119 |
| ANNUAL |
| 20090904 |
| MSFT |
| 594918104 |
| 6 |
| ELECTION OF NOMINEES: MARIA KLAWE |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORP. |
| US |
| 20091119 |
| ANNUAL |
| 20090904 |
| MSFT |
| 594918104 |
| 7 |
| ELECTION OF NOMINEES: DAVID F. MARQUARDT |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORP. |
| US |
| 20091119 |
| ANNUAL |
| 20090904 |
| MSFT |
| 594918104 |
| 8 |
| ELECTION OF NOMINEES: CHARLES H. NOSKI |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORP. |
| US |
| 20091119 |
| ANNUAL |
| 20090904 |
| MSFT |
| 594918104 |
| 9 |
| ELECTION OF NOMINEES: HELMUT PANKE |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORP. |
| US |
| 20091119 |
| ANNUAL |
| 20090904 |
| MSFT |
| 594918104 |
| 10 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORP. |
| US |
| 20091119 |
| ANNUAL |
| 20090904 |
| MSFT |
| 594918104 |
| 11 |
| TO APPROVE AMENDMENTS TO AMENDED AND RESTATED ARTICLES OF INCORPORATION |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORP. |
| US |
| 20091119 |
| ANNUAL |
| 20090904 |
| MSFT |
| 594918104 |
| 12 |
| ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
MICROSOFT CORP. |
| US |
| 20091119 |
| ANNUAL |
| 20090904 |
| MSFT |
| 594918104 |
| 13 |
| SHAREHOLDER PROPOSAL- ADOPTION OF HEALTHCARE REFORM PRINCIPLES |
| SHAREHOLD |
| FOR |
| AGAINST |
MICROSOFT CORP. |
| US |
| 20091119 |
| ANNUAL |
| 20090904 |
| MSFT |
| 594918104 |
| 14 |
| SHAREHOLDER PROPOSAL-DISCLOSURE OF CHARITABLE CONTRIBUTIONS |
| SHAREHOLD |
| FOR |
| AGAINST |
BHP BILLITON LTD. |
| US |
| 20091126 |
| ANNUAL |
| 20090917 |
| BHP |
| 088606108 |
| 1 |
| TO RECEIVE THE 2009 FINANCIAL STATEMENTS AND REPORTS FOR BHP BILLITON LIMITED AND BHP LIMITED AND BHP BILITON PLC |
| MGMT |
| FOR |
| FOR |
BHP BILLITON LTD. |
| US |
| 20091126 |
| ANNUAL |
| 20090917 |
| BHP |
| 088606108 |
| 2 |
| ELECTION OF NOMINEES: CARLOS CORDEIRO |
| MGMT |
| FOR |
| FOR |
BHP BILLITON LTD. |
| US |
| 20091126 |
| ANNUAL |
| 20090917 |
| BHP |
| 088606108 |
| 3 |
| ELECTION OF NOMINEES: DAVID CRAWFORD |
| MGMT |
| FOR |
| FOR |
BHP BILLITON LTD. |
| US |
| 20091126 |
| ANNUAL |
| 20090917 |
| BHP |
| 088606108 |
| 4 |
| ELECTION OF NOMINEES: THE HON E GAIL DE PLANQUE |
| MGMT |
| FOR |
| FOR |
BHP BILLITON LTD. |
| US |
| 20091126 |
| ANNUAL |
| 20090917 |
| BHP |
| 088606108 |
| 5 |
| ELECTION OF NOMINEES: MARIUS KLOPPERS |
| MGMT |
| FOR |
| FOR |
BHP BILLITON LTD. |
| US |
| 20091126 |
| ANNUAL |
| 20090917 |
| BHP |
| 088606108 |
| 6 |
| ELECTION OF NOMINEES: DON ARGUS |
| MGMT |
| FOR |
| FOR |
BHP BILLITON LTD. |
| US |
| 20091126 |
| ANNUAL |
| 20090917 |
| BHP |
| 088606108 |
| 7 |
| ELECTION OF NOMINEES: WAYNE MURDY |
| MGMT |
| FOR |
| FOR |
BHP BILLITON LTD. |
| US |
| 20091126 |
| ANNUAL |
| 20090917 |
| BHP |
| 088606108 |
| 8 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
BHP BILLITON LTD. |
| US |
| 20091126 |
| ANNUAL |
| 20090917 |
| BHP |
| 088606108 |
| 9 |
| TO RENEW THE GENERAL AUTHORITY TO ISSUE SHARES IN BHP BILLITON PLC |
| MGMT |
| FOR |
| FOR |
BHP BILLITON LTD. |
| US |
| 20091126 |
| ANNUAL |
| 20090917 |
| BHP |
| 088606108 |
| 10 |
| TO RENEW THE DISAPPLICATION OF PRE-EMPTION RIGHTS IN BHP BILLITON PLC |
| MGMT |
| FOR |
| FOR |
BHP BILLITON LTD. |
| US |
| 20091126 |
| ANNUAL |
| 20090917 |
| BHP |
| 088606108 |
| 11 |
| TO APPROVE THE REPURCHASE OF SHARES IN BHP BILLITON PLC |
| MGMT |
| FOR |
| FOR |
BHP BILLITON LTD. |
| US |
| 20091126 |
| ANNUAL |
| 20090917 |
| BHP |
| 088606108 |
| 12a |
| TO APPROVE THE CANCELLATION OF SHARES IN BHP BILLITON PLC HELD BY BHP BILITON LIMITED ON EACH OF THE FOLLOWING DATES: 30 APRIL 2010 |
| MGMT |
| FOR |
| FOR |
BHP BILLITON LTD. |
| US |
| 20091126 |
| ANNUAL |
| 20090917 |
| BHP |
| 088606108 |
| 12b |
| TO APPROVE THE CANCELLATION OF SHARES IN BHP BILLITON PLC HELD BY BHP BILLITON LIMITED ON EACH OF THE FOLLOWING DATES: 17 JUNE 2010 |
| MGMT |
| FOR |
| FOR |
BHP BILLITON LTD. |
| US |
| 20091126 |
| ANNUAL |
| 20090917 |
| BHP |
| 088606108 |
| 12c |
| TO APPROVE THE CANCELLATION OF SHARES IN BHP BILLITON PLC HELD BY BHP BILLITON LIMITED ON EACH OF THE FOLLOWING DATES: 15 SEPTEMBER 2010 |
| MGMT |
| FOR |
| FOR |
BHP BILLITON LTD. |
| US |
| 20091126 |
| ANNUAL |
| 20090917 |
| BHP |
| 088606108 |
| 12d |
| TO APPROVE THE CANCELLATION OF SHARES IN BHP BILLITON PLC HELD BY BHP BILLITON LIMITED ON EACH OF THE FOLLOWING DATES: 11 NOVEMBER 2010 |
| MGMT |
| FOR |
| FOR |
BHP BILLITON LTD. |
| US |
| 20091126 |
| ANNUAL |
| 20090917 |
| BHP |
| 088606108 |
| 13 |
| TO APPROVE THE 2009 REMUNERATION REPORT |
| MGMT |
| FOR |
| FOR |
BHP BILLITON LTD. |
| US |
| 20091126 |
| ANNUAL |
| 20090917 |
| BHP |
| 088606108 |
| 14 |
| TO APPROVE THE GRANT OF AWARDS TO MR MARIUS KLOPPERS UNDER THE GIS AND THE LTIP |
| MGMT |
| FOR |
| FOR |
COMMERCIAL METALS CO. |
| US |
| 20100128 |
| ANNUAL |
| 20101130 |
| CMC |
| 201723103 |
| 1 |
| ELECTION OF NOMINEES: 1. RHYS J. BEST, 2. RICHARD B. KELSON, 03-MURRAY R. MCCLEAN |
| MGMT |
| FOR |
| FOR |
COMMERCIAL METALS CO. |
| US |
| 20100128 |
| ANNUAL |
| 20101130 |
| CMC |
| 201723103 |
| 2 |
| VOTE TO APPROVE THE ADOPTION OF THE COMMERCIAL METALS COMPANY 2010 EMPLOYEE STOCK PURCHASE PLAN |
| MGMT |
| FOR |
| FOR |
COMMERCIAL METALS CO. |
| US |
| 20100128 |
| ANNUAL |
| 20101130 |
| CMC |
| 201723103 |
| 3 |
| VOTE TO APPROVE THE AMENDMENT TO THE COMMERCIAL METALS COMPANY 2006 LONG-TERM EQUITY INCENTIVE PLAN |
| MGMT |
| FOR |
| FOR |
COMMERCIAL METALS CO. |
| US |
| 20100128 |
| ANNUAL |
| 20101130 |
| CMC |
| 201723103 |
| 4 |
| VOTE TO APPROVE THE AMENDMENT TO THE COMMERCIAL METALS COMPANY 1999 NON-EMPLOYEE DIRECTOR STOCK PLAN, SECOND AMENDMENT AND RESTATEMENT |
| MGMT |
| FOR |
| FOR |
COMMERCIAL METALS CO. |
| US |
| 20100128 |
| ANNUAL |
| 20101130 |
| CMC |
| 201723103 |
| 5 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
BECTON, DICKINSON AND CO. |
| US |
| 20100202 |
| ANNUAL |
| 20091211 |
| BDX |
| 075887109 |
| 1 |
| ELECTION OF NOMINEES: 1. HENRY P. BECTON, JR., 2. EDWARD F. DEGRAAN, 3. CLAIRE M FRASER-LIGGETT, 4. EDWARD J LUDWIG, 5. ADEL A.F. MAHMOUD, 6. JAMES F. ORR, 7. WILLARD J. OVERLOCK, JR, 8. BERTRAM L. SCOTT |
| MGMT |
| FOR |
| FOR |
BECTON, DICKINSON AND CO. |
| US |
| 20100202 |
| ANNUAL |
| 20091211 |
| BDX |
| 075887109 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
BECTON, DICKINSON AND CO. |
| US |
| 20100202 |
| ANNUAL |
| 20091211 |
| BDX |
| 075887109 |
| 3 |
| APPROVAL OF A BY-LAW AMENDMENT REGARDING SPECIAL SHAREHOLDER MEETINGS |
| MGMT |
| FOR |
| FOR |
BECTON, DICKINSON AND CO. |
| US |
| 20100202 |
| ANNUAL |
| 20091211 |
| BDX |
| 075887109 |
| 4 |
| APPROVAL OF AN AMENDMENT TO THE 2004 EMPLOYEE AND DIRECTOR EQUITY-BASED COMPENSATION PLAN |
| MGMT |
| FOR |
| FOR |
BECTON, DICKINSON AND CO. |
| US |
| 20100202 |
| ANNUAL |
| 20091211 |
| BDX |
| 075887109 |
| 5 |
| APPROVAL OF MATERIAL TERMS OF PERFORMANCE GOALS |
| MGMT |
| FOR |
| FOR |
BECTON, DICKINSON AND CO. |
| US |
| 20100202 |
| ANNUAL |
| 20091211 |
| BDX |
| 075887109 |
| 6 |
| MAJORITY VOTING |
| SHAREHOLD |
| FOR |
| AGAINST |
BECTON, DICKINSON AND CO. |
| US |
| 20100202 |
| ANNUAL |
| 20091211 |
| BDX |
| 075887109 |
| 7 |
| CUMULATIVE VOTING |
| SHAREHOLD |
| FOR |
| AGAINST |
QUALCOMM INCORPORATED |
| US |
| 20100302 |
| ANNUAL |
| 20100104 |
| QCOM |
| 747525103 |
| 1 |
| ELECTION OF NOMINEES: 1. BARBARA T. ALEXANDER, 2. STEPHEN M. BENNETT, 3. DONALD G. CRUICKSHANK, 4. RAYMOND V. DITTAMORE, 5. THOMAS W. HORTON, 6. IRWIN MARK JACOBS, 7. PAUL E. JACOBS, 8. ROBERT E. KAHN, 9. SHERRY LANSING, 10. DUANE A. NELLES, 11. BRENT SCOWCROFT, 12. MARC I. STERN |
| MGMT |
| FOR |
| FOR |
QUALCOMM INCORPORATED |
| US |
| 20100302 |
| ANNUAL |
| 20100104 |
| QCOM |
| 747525103 |
| 2 |
| TO APPROVE AN AMENDMENT TO THE 2006 LONG-TERM INCENTIVE PLAN TO INCREASE THE SHARE RESERVE BY 13,000,000 SHARES |
| MGMT |
| FOR |
| FOR |
QUALCOMM INCORPORATED |
| US |
| 20100302 |
| ANNUAL |
| 20100104 |
| QCOM |
| 747525103 |
| 3 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
ELI LILLY AND CO. |
| US |
| 20100419 |
| ANNUAL |
| 20100212 |
| LLY |
| 532457108 |
| 1A |
| ELECTION OF NOMINEES : R. ALVAREZ |
| MGMT |
| FOR |
| FOR |
ELI LILLY AND CO. |
| US |
| 20100419 |
| ANNUAL |
| 20100212 |
| LLY |
| 532457108 |
| 1B |
| ELECTION OF NOMINEES : W. BISCHOFF |
| MGMT |
| FOR |
| FOR |
ELI LILLY AND CO. |
| US |
| 20100419 |
| ANNUAL |
| 20100212 |
| LLY |
| 532457108 |
| 1C |
| ELECTION OF NOMINEES : R.D. HOOVER |
| MGMT |
| FOR |
| FOR |
ELI LILLY AND CO. |
| US |
| 20100419 |
| ANNUAL |
| 20100212 |
| LLY |
| 532457108 |
| 1D |
| ELECTION OF NOMINEES : F.G. PRENDERGAST |
| MGMT |
| FOR |
| FOR |
ELI LILLY AND CO. |
| US |
| 20100419 |
| ANNUAL |
| 20100212 |
| LLY |
| 532457108 |
| 1E |
| ELECTION OF NOMINEES : K.P. SEIFERT |
| MGMT |
| FOR |
| FOR |
ELI LILLY AND CO. |
| US |
| 20100419 |
| ANNUAL |
| 20100212 |
| LLY |
| 532457108 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
ELI LILLY AND CO. |
| US |
| 20100419 |
| ANNUAL |
| 20100212 |
| LLY |
| 532457108 |
| 3 |
| APPROVE AMENDMENTS TO THE ARTICLES OF INCORPORATION TO PROVIDE FOR ANNUAL ELECTION OF ALL DIRECTORS |
| MGMT |
| FOR |
| FOR |
ELI LILLY AND CO. |
| US |
| 20100419 |
| ANNUAL |
| 20100212 |
| LLY |
| 532457108 |
| 4 |
| APPROVE AMENDMENTS TO THE ARTICLES OF INCORPORATION TO ELIMINATE ALL SUPERMAJORITY VOTING PROVISIONS |
| MGMT |
| FOR |
| FOR |
ELI LILLY AND CO. |
| US |
| 20100419 |
| ANNUAL |
| 20100212 |
| LLY |
| 532457108 |
| 5 |
| SHAREHOLDER PROPOSAL ON ALLOWING SHAREHOLDERS TO CALL SPECIAL SHAREHOLDERS’ MEETINGS |
| SHAREHOLD |
| FOR |
| AGAINST |
ELI LILLY AND CO. |
| US |
| 20100419 |
| ANNUAL |
| 20100212 |
| LLY |
| 532457108 |
| 6 |
| SHAREHOLDER PROPOSAL ON PROHIBITING CEO’S FROM SERVING ON THE COMPENSATION COMMITTEE |
| SHAREHOLD |
| FOR |
| AGAINST |
ELI LILLY AND CO. |
| US |
| 20100419 |
| ANNUAL |
| 20100212 |
| LLY |
| 532457108 |
| 7 |
| SHAREHOLDER PROPOSAL ON RATIFICATION OF EXECUTIVE COMPENSATION |
| SHAREHOLD |
| FOR |
| AGAINST |
ELI LILLY AND CO. |
| US |
| 20100419 |
| ANNUAL |
| 20100212 |
| LLY |
| 532457108 |
| 8 |
| SHAREHOLDER PROPOSAL REQUIRING EXECUTIVES TO HOLD EQUITY AWARDS INTO RETIREMENT |
| SHAREHOLD |
| FOR |
| AGAINST |
PFIZER INC. |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| PFE |
| 717081103 |
| 1A |
| ELECTION OF NOMINEES: DENNIS A. AUSIELLO |
| MGMT |
| FOR |
| FOR |
PFIZER INC. |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| PFE |
| 717081103 |
| 1B |
| ELECTION OF NOMINEES: MICHAEL S. BROWN |
| MGMT |
| FOR |
| FOR |
PFIZER INC. |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| PFE |
| 717081103 |
| 1C |
| ELECTION OF NOMINEES: M. ANTHONY BURNS |
| MGMT |
| FOR |
| FOR |
PFIZER INC. |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| PFE |
| 717081103 |
| 1D |
| ELECTION OF NOMINEES: ROBERT N. BURT |
| MGMT |
| FOR |
| FOR |
PFIZER INC. |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| PFE |
| 717081103 |
| 1E |
| ELECTION OF NOMINEES: W. DON CORNWELL |
| MGMT |
| FOR |
| FOR |
PFIZER INC. |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| PFE |
| 717081103 |
| 1F |
| ELECTION OF NOMINEES: FRANCES D. FERGUSSON |
| MGMT |
| FOR |
| FOR |
PFIZER INC. |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| PFE |
| 717081103 |
| 1G |
| ELECTION OF NOMINEES: WILLIAM H. GRAY III |
| MGMT |
| FOR |
| FOR |
PFIZER INC. |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| PFE |
| 717081103 |
| 1H |
| ELECTION OF NOMINEES: COSTANCE J. HORNER |
| MGMT |
| FOR |
| FOR |
PFIZER INC. |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| PFE |
| 717081103 |
| 1I |
| ELECTION OF NOMINEES: JAMES M. KILTS |
| MGMT |
| FOR |
| FOR |
PFIZER INC. |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| PFE |
| 717081103 |
| 1J |
| ELECTION OF NOMINEES: JEFFREY B. KINDLER |
| MGMT |
| FOR |
| FOR |
PFIZER INC. |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| PFE |
| 717081103 |
| 1K |
| ELECTION OF NOMINEES: GEORGE A. LORCH |
| MGMT |
| FOR |
| FOR |
PFIZER INC. |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| PFE |
| 717081103 |
| 1L |
| ELECTION OF NOMINEES: JOHN P. MASCOTTE |
| MGMT |
| FOR |
| FOR |
PFIZER INC. |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| PFE |
| 717081103 |
| 1M |
| ELECTION OF NOMINEES: SUZANNE NORA JOHNSON |
| MGMT |
| FOR |
| FOR |
PFIZER INC. |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| PFE |
| 717081103 |
| 1N |
| ELECTION OF NOMINEES: STEPHEN W. SANGER |
| MGMT |
| FOR |
| FOR |
PFIZER INC. |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| PFE |
| 717081103 |
| 1O |
| ELECTION OF NOMINEES: WILLIAM C. STEERE, JR. |
| MGMT |
| FOR |
| FOR |
PFIZER INC. |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| PFE |
| 717081103 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
PFIZER INC. |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| PFE |
| 717081103 |
| 3 |
| ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
PFIZER INC. |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| PFE |
| 717081103 |
| 4 |
| APPROVAL OF BY-LAW AMENDMENT TO REDUCE THE PERCENTAGE OF SHARES REQUIRED FOR SHAREHOLDERS TO CALL SPECIAL MEETINGS |
| MGMT |
| FOR |
| FOR |
PFIZER INC. |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| PFE |
| 717081103 |
| 5 |
| SHAREHOLDER PROPOSAL REGARDING STOCK OPTIONS |
| SHAREHOLD |
| FOR |
| AGAINST |
JOHNSON & JOHNSON |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| JNJ |
| 478160104 |
| 1A |
| ELECTION OF NOMINEES: MARY SUE COLEMAN |
| MGMT |
| FOR |
| FOR |
JOHNSON & JOHNSON |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| JNJ |
| 478160104 |
| 1B |
| ELECTION OF NOMINEES: JAMES G. CULLEN |
| MGMT |
| FOR |
| FOR |
JOHNSON & JOHNSON |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| JNJ |
| 478160104 |
| 1C |
| ELECTION OF NOMINEES: MICHAEL M. E. JOHNS |
| MGMT |
| FOR |
| FOR |
JOHNSON & JOHNSON |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| JNJ |
| 478160104 |
| 1D |
| ELECTION OF NOMINEES: SUSAN L. LINDQUIST |
| MGMT |
| FOR |
| FOR |
JOHNSON & JOHNSON |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| JNJ |
| 478160104 |
| 1E |
| ELECTION OF NOMINEES: ANNE M. MULCAHY |
| MGMT |
| FOR |
| FOR |
JOHNSON & JOHNSON |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| JNJ |
| 478160104 |
| 1F |
| ELECTION OF NOMINEES: LEO F. MULLIN |
| MGMT |
| FOR |
| FOR |
JOHNSON & JOHNSON |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| JNJ |
| 478160104 |
| 1G |
| ELECTION OF NOMINEES: WILLIAM D. PEREZ |
| MGMT |
| FOR |
| FOR |
JOHNSON & JOHNSON |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| JNJ |
| 478160104 |
| 1H |
| ELECTION OF NOMINEES: CHARLES PRINCE |
| MGMT |
| FOR |
| FOR |
JOHNSON & JOHNSON |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| JNJ |
| 478160104 |
| 1I |
| ELECTION OF NOMINEES: DAVID SATCHER |
| MGMT |
| FOR |
| FOR |
JOHNSON & JOHNSON |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| JNJ |
| 478160104 |
| 1J |
| ELECTION OF NOMINEES: WILLIAM C. WELDON |
| MGMT |
| FOR |
| FOR |
JOHNSON & JOHNSON |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| JNJ |
| 478160104 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
JOHNSON & JOHNSON |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| JNJ |
| 478160104 |
| 3 |
| ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| SHAREHOLD |
| FOR |
| AGAINST |
JOHNSON & JOHNSON |
| US |
| 20100422 |
| ANNUAL |
| 20100223 |
| JNJ |
| 478160104 |
| 4 |
| SPECIAL SHAREOWNER MEETINGS |
| SHAREHOLD |
| FOR |
| AGAINST |
HONEYWELL INTERNATIONAL INC. |
| US |
| 20100426 |
| ANNUAL |
| 20100226 |
| HON |
| 438516106 |
| 1A |
| ELECTION OF NOMINEES: GORDON M. BETHUNE |
| MGMT |
| FOR |
| FOR |
HONEYWELL INTERNATIONAL INC. |
| US |
| 20100426 |
| ANNUAL |
| 20100226 |
| HON |
| 438516106 |
| 1B |
| ELECTION OF NOMINEES: KEVIN BURKE |
| MGMT |
| FOR |
| FOR |
HONEYWELL INTERNATIONAL INC. |
| US |
| 20100426 |
| ANNUAL |
| 20100226 |
| HON |
| 438516106 |
| 1C |
| ELECTION OF NOMINEES: JAIME CHICO PARDO |
| MGMT |
| FOR |
| FOR |
HONEYWELL INTERNATIONAL INC. |
| US |
| 20100426 |
| ANNUAL |
| 20100226 |
| HON |
| 438516106 |
| 1D |
| ELECTION OF NOMINEES: DAVID M. COTE |
| MGMT |
| FOR |
| FOR |
HONEYWELL INTERNATIONAL INC. |
| US |
| 20100426 |
| ANNUAL |
| 20100226 |
| HON |
| 438516106 |
| 1E |
| ELECTION OF NOMINEES: D. SCOTT DAVIS |
| MGMT |
| FOR |
| FOR |
HONEYWELL INTERNATIONAL INC. |
| US |
| 20100426 |
| ANNUAL |
| 20100226 |
| HON |
| 438516106 |
| 1F |
| ELECTION OF NOMINEES: LINNET F. DEILY |
| MGMT |
| FOR |
| FOR |
HONEYWELL INTERNATIONAL INC. |
| US |
| 20100426 |
| ANNUAL |
| 20100226 |
| HON |
| 438516106 |
| 1G |
| ELECTION OF NOMINEES: CLIVE R. HOLLICK |
| MGMT |
| FOR |
| FOR |
HONEYWELL INTERNATIONAL INC. |
| US |
| 20100426 |
| ANNUAL |
| 20100226 |
| HON |
| 438516106 |
| 1H |
| ELECTION OF NOMINEES: GEORGE PAZ |
| MGMT |
| FOR |
| FOR |
HONEYWELL INTERNATIONAL INC. |
| US |
| 20100426 |
| ANNUAL |
| 20100226 |
| HON |
| 438516106 |
| 1I |
| ELECTION OF NOMINEES: BRADLEY T. SHEARES |
| MGMT |
| FOR |
| FOR |
HONEYWELL INTERNATIONAL INC. |
| US |
| 20100426 |
| ANNUAL |
| 20100226 |
| HON |
| 438516106 |
| 1J |
| ELECTION OF NOMINEES: MICHAEL W. WRIGHT |
| MGMT |
| FOR |
| FOR |
HONEYWELL INTERNATIONAL INC. |
| US |
| 20100426 |
| ANNUAL |
| 20100226 |
| HON |
| 438516106 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
HONEYWELL INTERNATIONAL INC. |
| US |
| 20100426 |
| ANNUAL |
| 20100226 |
| HON |
| 438516106 |
| 3 |
| AMENDMENT TO THE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION: RIGHT TO CALL A SPECIAL MEETING OF SHAREOWNERS |
| MGMT |
| FOR |
| FOR |
HONEYWELL INTERNATIONAL INC. |
| US |
| 20100426 |
| ANNUAL |
| 20100226 |
| HON |
| 438516106 |
| 4 |
| ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
HONEYWELL INTERNATIONAL INC. |
| US |
| 20100426 |
| ANNUAL |
| 20100226 |
| HON |
| 438516106 |
| 5 |
| SHAREHOLDER ACTION BY WRITTEN CONSENT |
| SHAREHOLD |
| FOR |
| AGAINST |
HONEYWELL INTERNATIONAL INC. |
| US |
| 20100426 |
| ANNUAL |
| 20100226 |
| HON |
| 438516106 |
| 6 |
| INDEPENDENT CHAIRMAN |
| SHAREHOLD |
| FOR |
| AGAINST |
HONEYWELL INTERNATIONAL INC. |
| US |
| 20100426 |
| ANNUAL |
| 20100226 |
| HON |
| 438516106 |
| 7 |
| HUMAN RIGHTS: DEVELOP AND ADOPT POLICIES |
| SHAREHOLD |
| FOR |
| AGAINST |
THE BOEING CO. |
| US |
| 20100426 |
| ANNUAL |
| 20100226 |
| BA |
| 097023105 |
| 1A |
| ELECTION OF NOMINEES: JOHN H. BIGGS |
| MGMT |
| FOR |
| FOR |
THE BOEING CO. |
| US |
| 20100426 |
| ANNUAL |
| 20100226 |
| BA |
| 097023105 |
| 1B |
| ELECTION OF NOMINEES: JOHN E. BRYSON |
| MGMT |
| FOR |
| FOR |
THE BOEING CO. |
| US |
| 20100426 |
| ANNUAL |
| 20100226 |
| BA |
| 097023105 |
| 1C |
| ELECTION OF NOMINEES: DAVID L. CALHOUN |
| MGMT |
| FOR |
| FOR |
THE BOEING CO. |
| US |
| 20100426 |
| ANNUAL |
| 20100226 |
| BA |
| 097023105 |
| 1D |
| ELECTION OF NOMINEES: ARTHUR D. COLLINS, JR. |
| MGMT |
| FOR |
| FOR |
THE BOEING CO. |
| US |
| 20100426 |
| ANNUAL |
| 20100226 |
| BA |
| 097023105 |
| 1E |
| ELECTION OF NOMINEES: LINDA Z. COOK |
| MGMT |
| FOR |
| FOR |
THE BOEING CO. |
| US |
| 20100426 |
| ANNUAL |
| 20100226 |
| BA |
| 097023105 |
| 1F |
| ELECTION OF NOMINEES: WILLIAM M. DALEY |
| MGMT |
| FOR |
| FOR |
THE BOEING CO. |
| US |
| 20100426 |
| ANNUAL |
| 20100226 |
| BA |
| 097023105 |
| 1G |
| ELECTION OF NOMINEES: KENNETH M. DUBERSTEIN |
| MGMT |
| FOR |
| FOR |
THE BOEING CO. |
| US |
| 20100426 |
| ANNUAL |
| 20100226 |
| BA |
| 097023105 |
| 1H |
| ELECTION OF NOMINEES: EDMUND P. GIAMBASTIANI, JR. |
| MGMT |
| FOR |
| FOR |
THE BOEING CO. |
| US |
| 20100426 |
| ANNUAL |
| 20100226 |
| BA |
| 097023105 |
| 1I |
| ELECTION OF NOMINEES: JOHN F. MCDONNELL |
| MGMT |
| FOR |
| FOR |
THE BOEING CO. |
| US |
| 20100426 |
| ANNUAL |
| 20100226 |
| BA |
| 097023105 |
| 1J |
| ELECTION OF NOMINEES: W. JAMES MCNERNEY, JR. |
| MGMT |
| FOR |
| FOR |
THE BOEING CO. |
| US |
| 20100426 |
| ANNUAL |
| 20100226 |
| BA |
| 097023105 |
| 1K |
| ELECTION OF NOMINEES: SUSAN C. SCHWAB |
| MGMT |
| FOR |
| FOR |
THE BOEING CO. |
| US |
| 20100426 |
| ANNUAL |
| 20100226 |
| BA |
| 097023105 |
| 1L |
| ELECTION OF NOMINEES: MIKE S. ZAFIROVSKI |
| MGMT |
| FOR |
| FOR |
THE BOEING CO. |
| US |
| 20100426 |
| ANNUAL |
| 20100226 |
| BA |
| 097023105 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
THE BOEING CO. |
| US |
| 20100426 |
| ANNUAL |
| 20100226 |
| BA |
| 097023105 |
| 3 |
| ETHICAL CRITERIA FOR MILITARY CONTRACTS |
| SHAREHOLD |
| FOR |
| AGAINST |
THE BOEING CO. |
| US |
| 20100426 |
| ANNUAL |
| 20100226 |
| BA |
| 097023105 |
| 4 |
| ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION |
| SHAREHOLD |
| FOR |
| AGAINST |
THE BOEING CO. |
| US |
| 20100426 |
| ANNUAL |
| 20100226 |
| BA |
| 097023105 |
| 5 |
| CHANGE OWNERSHIP THRESHOLD TO CALL SPECIAL MEETINGS |
| SHAREHOLD |
| FOR |
| AGAINST |
THE BOEING CO. |
| US |
| 20100426 |
| ANNUAL |
| 20100226 |
| BA |
| 097023105 |
| 6 |
| INDEPENDENT CHAIRMAN |
| SHAREHOLD |
| FOR |
| AGAINST |
THE BOEING CO. |
| US |
| 20100426 |
| ANNUAL |
| 20100226 |
| BA |
| 097023105 |
| 7 |
| REPORT ON POLITICAL CONTRIBUTIONS |
| SHAREHOLD |
| FOR |
| AGAINST |
INTERNATIONAL BUSINESS MACHINES CORP. |
| US |
| 20100427 |
| ANNUAL |
| 20100226 |
| IBM |
| 459200101 |
| 1A |
| ELECTION OF NOMINEES: A.J.P. BELDA |
| MGMT |
| FOR |
| FOR |
INTERNATIONAL BUSINESS MACHINES CORP. |
| US |
| 20100427 |
| ANNUAL |
| 20100226 |
| IBM |
| 459200101 |
| 1B |
| ELECTION OF NOMINEES: C. BLACK |
| MGMT |
| FOR |
| FOR |
INTERNATIONAL BUSINESS MACHINES CORP. |
| US |
| 20100427 |
| ANNUAL |
| 20100226 |
| IBM |
| 459200101 |
| 1C |
| ELECTION OF NOMINEES: W.R. BRODY |
| MGMT |
| FOR |
| FOR |
INTERNATIONAL BUSINESS MACHINES CORP. |
| US |
| 20100427 |
| ANNUAL |
| 20100226 |
| IBM |
| 459200101 |
| 1D |
| ELECTION OF NOMINEES: K.I. CHENAULT |
| MGMT |
| FOR |
| FOR |
INTERNATIONAL BUSINESS MACHINES CORP. |
| US |
| 20100427 |
| ANNUAL |
| 20100226 |
| IBM |
| 459200101 |
| 1E |
| ELECTION OF NOMINEES: M.L. ESKEW |
| MGMT |
| FOR |
| FOR |
INTERNATIONAL BUSINESS MACHINES CORP. |
| US |
| 20100427 |
| ANNUAL |
| 20100226 |
| IBM |
| 459200101 |
| 1F |
| ELECTION OF NOMINEES: S.A. JACKSON |
| MGMT |
| FOR |
| FOR |
INTERNATIONAL BUSINESS MACHINES CORP. |
| US |
| 20100427 |
| ANNUAL |
| 20100226 |
| IBM |
| 459200101 |
| 1G |
| ELECTION OF NOMINEES: A.N. LIVERIS |
| MGMT |
| FOR |
| FOR |
INTERNATIONAL BUSINESS MACHINES CORP. |
| US |
| 20100427 |
| ANNUAL |
| 20100226 |
| IBM |
| 459200101 |
| 1H |
| ELECTION OF NOMINEES: W.J. MCNERNEY, JR. |
| MGMT |
| FOR |
| FOR |
INTERNATIONAL BUSINESS MACHINES CORP. |
| US |
| 20100427 |
| ANNUAL |
| 20100226 |
| IBM |
| 459200101 |
| 1I |
| ELECTION OF NOMINEES: T. NISHIMURO |
| MGMT |
| FOR |
| FOR |
INTERNATIONAL BUSINESS MACHINES CORP. |
| US |
| 20100427 |
| ANNUAL |
| 20100226 |
| IBM |
| 459200101 |
| 1J |
| ELECTION OF NOMINEES: J.W. OWENS |
| MGMT |
| FOR |
| FOR |
INTERNATIONAL BUSINESS MACHINES CORP. |
| US |
| 20100427 |
| ANNUAL |
| 20100226 |
| IBM |
| 459200101 |
| 1K |
| ELECTION OF NOMINEES: S.J. PALMISANO |
| MGMT |
| FOR |
| FOR |
INTERNATIONAL BUSINESS MACHINES CORP. |
| US |
| 20100427 |
| ANNUAL |
| 20100226 |
| IBM |
| 459200101 |
| 1L |
| ELECTION OF NOMINEES: J.E. SPERO |
| MGMT |
| FOR |
| FOR |
INTERNATIONAL BUSINESS MACHINES CORP. |
| US |
| 20100427 |
| ANNUAL |
| 20100226 |
| IBM |
| 459200101 |
| 1M |
| ELECTION OF NOMINEES: S. TAUREL |
| MGMT |
| FOR |
| FOR |
INTERNATIONAL BUSINESS MACHINES CORP. |
| US |
| 20100427 |
| ANNUAL |
| 20100226 |
| IBM |
| 459200101 |
| 1N |
| ELECTION OF NOMINEES: L.H. ZAMBRANO |
| MGMT |
| FOR |
| FOR |
INTERNATIONAL BUSINESS MACHINES CORP. |
| US |
| 20100427 |
| ANNUAL |
| 20100226 |
| IBM |
| 459200101 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
INTERNATIONAL BUSINESS MACHINES CORP. |
| US |
| 20100427 |
| ANNUAL |
| 20100226 |
| IBM |
| 459200101 |
| 3 |
| STOCKHOLDER PROPOSAL ON EXECUTIVE COMPENSATION ANNUAL INCENTIVE PAYOUT |
| SHAREHOLD |
| FOR |
| AGAINST |
INTERNATIONAL BUSINESS MACHINES CORP. |
| US |
| 20100427 |
| ANNUAL |
| 20100226 |
| IBM |
| 459200101 |
| 4 |
| STOCKHOLDER PROPOSAL ON CUMULATIVE VOTING |
| SHAREHOLD |
| FOR |
| AGAINST |
INTERNATIONAL BUSINESS MACHINES CORP. |
| US |
| 20100427 |
| ANNUAL |
| 20100226 |
| IBM |
| 459200101 |
| 5 |
| STOCKHOLDER PROPOSAL ON NEW THRESHOLD FOR CALLING SPECIAL MEETINGS |
| SHAREHOLD |
| FOR |
| AGAINST |
INTERNATIONAL BUSINESS MACHINES CORP. |
| US |
| 20100427 |
| ANNUAL |
| 20100226 |
| IBM |
| 459200101 |
| 6 |
| STOCKHOLDER PROPOSAL ON ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| SHAREHOLD |
| FOR |
| AGAINST |
GENERAL ELECTRIC CO. |
| US |
| 20100428 |
| ANNUAL |
| 20100301 |
| GE |
| 369604103 |
| A1 |
| ELECTION OF NOMINEES: W. GEOFFREY BEATTIE |
| MGMT |
| FOR |
| FOR |
GENERAL ELECTRIC CO. |
| US |
| 20100428 |
| ANNUAL |
| 20100301 |
| GE |
| 369604103 |
| A2 |
| ELECTION OF NOMINEES: JAMES I. CASH, JR. |
| MGMT |
| FOR |
| FOR |
GENERAL ELECTRIC CO. |
| US |
| 20100428 |
| ANNUAL |
| 20100301 |
| GE |
| 369604103 |
| A3 |
| ELECTION OF NOMINEES: WILLIAM M. CASTELL |
| MGMT |
| FOR |
| FOR |
GENERAL ELECTRIC CO. |
| US |
| 20100428 |
| ANNUAL |
| 20100301 |
| GE |
| 369604103 |
| A4 |
| ELECTION OF NOMINEES: ANN M. FUDGE |
| MGMT |
| FOR |
| FOR |
GENERAL ELECTRIC CO. |
| US |
| 20100428 |
| ANNUAL |
| 20100301 |
| GE |
| 369604103 |
| A5 |
| ELECTION OF NOMINEES: SUSAN HOCKFIELD |
| MGMT |
| FOR |
| FOR |
GENERAL ELECTRIC CO. |
| US |
| 20100428 |
| ANNUAL |
| 20100301 |
| GE |
| 369604103 |
| A6 |
| ELECTION OF NOMINEES: JEFFREY R. IMMELT |
| MGMT |
| FOR |
| FOR |
GENERAL ELECTRIC CO. |
| US |
| 20100428 |
| ANNUAL |
| 20100301 |
| GE |
| 369604103 |
| A7 |
| ELECTION OF NOMINEES: ANDREA JUNG |
| MGMT |
| FOR |
| FOR |
GENERAL ELECTRIC CO. |
| US |
| 20100428 |
| ANNUAL |
| 20100301 |
| GE |
| 369604103 |
| A8 |
| ELECTION OF NOMINEES: ALAN G. (A.G.) LAFLEY |
| MGMT |
| FOR |
| FOR |
GENERAL ELECTRIC CO. |
| US |
| 20100428 |
| ANNUAL |
| 20100301 |
| GE |
| 369604103 |
| A9 |
| ELECTION OF NOMINEES: ROBERT W. LANE |
| MGMT |
| FOR |
| FOR |
GENERAL ELECTRIC CO. |
| US |
| 20100428 |
| ANNUAL |
| 20100301 |
| GE |
| 369604103 |
| A10 |
| ELECTION OF NOMINEES: RALPH S. LARSEN |
| MGMT |
| FOR |
| FOR |
GENERAL ELECTRIC CO. |
| US |
| 20100428 |
| ANNUAL |
| 20100301 |
| GE |
| 369604103 |
| A11 |
| ELECTION OF NOMINEES: ROCHELLE B. LAZARUS |
| MGMT |
| FOR |
| FOR |
GENERAL ELECTRIC CO. |
| US |
| 20100428 |
| ANNUAL |
| 20100301 |
| GE |
| 369604103 |
| A12 |
| ELECTION OF NOMINEES: JAMES J. MULVA |
| MGMT |
| FOR |
| FOR |
GENERAL ELECTRIC CO. |
| US |
| 20100428 |
| ANNUAL |
| 20100301 |
| GE |
| 369604103 |
| A13 |
| ELECTION OF NOMINEES: SAM NUNN |
| MGMT |
| FOR |
| FOR |
GENERAL ELECTRIC CO. |
| US |
| 20100428 |
| ANNUAL |
| 20100301 |
| GE |
| 369604103 |
| A14 |
| ELECTION OF NOMINEES: ROGER S. PENSKE |
| MGMT |
| FOR |
| FOR |
GENERAL ELECTRIC CO. |
| US |
| 20100428 |
| ANNUAL |
| 20100301 |
| GE |
| 369604103 |
| A15 |
| ELECTION OF NOMINEES: ROBERT J. SWIERINGA |
| MGMT |
| FOR |
| FOR |
GENERAL ELECTRIC CO. |
| US |
| 20100428 |
| ANNUAL |
| 20100301 |
| GE |
| 369604103 |
| A16 |
| ELECTION OF NOMINEES: DOUGLAS A. WARNER III |
| MGMT |
| FOR |
| FOR |
GENERAL ELECTRIC CO. |
| US |
| 20100428 |
| ANNUAL |
| 20100301 |
| GE |
| 369604103 |
| B1 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
GENERAL ELECTRIC CO. |
| US |
| 20100428 |
| ANNUAL |
| 20100301 |
| GE |
| 369604103 |
| C1 |
| SHAREOWNER PROPOSAL: CUMULATIVE VOTING |
| SHAREHOLD |
| FOR |
| AGAINST |
GENERAL ELECTRIC CO. |
| US |
| 20100428 |
| ANNUAL |
| 20100301 |
| GE |
| 369604103 |
| C2 |
| SHAREOWNER PROPOSAL: SPECIAL SHAREOWNER MEETINGS |
| SHAREHOLD |
| FOR |
| AGAINST |
GENERAL ELECTRIC CO. |
| US |
| 20100428 |
| ANNUAL |
| 20100301 |
| GE |
| 369604103 |
| C3 |
| SHAREOWNER PROPOSAL: INDEPENDENT BOARD CHAIRMAN |
| SHAREHOLD |
| FOR |
| AGAINST |
GENERAL ELECTRIC CO. |
| US |
| 20100428 |
| ANNUAL |
| 20100301 |
| GE |
| 369604103 |
| C4 |
| SHAREOWNER PROPOSAL: PAY DISPARITY |
| SHAREHOLD |
| FOR |
| AGAINST |
GENERAL ELECTRIC CO. |
| US |
| 20100428 |
| ANNUAL |
| 20100301 |
| GE |
| 369604103 |
| C5 |
| SHAREOWNER PROPOSAL: KEY BOARD COMMITTEES |
| SHAREHOLD |
| FOR |
| AGAINST |
GENERAL ELECTRIC CO. |
| US |
| 20100428 |
| ANNUAL |
| 20100301 |
| GE |
| 369604103 |
| C6 |
| SHAREOWNER PROPOSAL: ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| SHAREHOLD |
| FOR |
| AGAINST |
EATON CORP. |
| US |
| 20100428 |
| ANNUAL |
| 20100301 |
| ETN |
| 278058102 |
| 1A |
| ELECTION OF NOMINEES: TODD M. BLUEDORN |
| MGMT |
| FOR |
| FOR |
EATON CORP. |
| US |
| 20100428 |
| ANNUAL |
| 20100301 |
| ETN |
| 278058102 |
| 1B |
| ELECTION OF NOMINEES: CHRISTOPHER M. CONNOR |
| MGMT |
| FOR |
| FOR |
EATON CORP. |
| US |
| 20100428 |
| ANNUAL |
| 20100301 |
| ETN |
| 278058102 |
| 1C |
| ELECTION OF NOMINEES: MICHAEL J. CRITELLI |
| MGMT |
| FOR |
| FOR |
EATON CORP. |
| US |
| 20100428 |
| ANNUAL |
| 20100301 |
| ETN |
| 278058102 |
| 1D |
| ELECTION OF NOMINEES: CHARLES E. GOLDEN |
| MGMT |
| FOR |
| FOR |
EATON CORP. |
| US |
| 20100428 |
| ANNUAL |
| 20100301 |
| ETN |
| 278058102 |
| 1E |
| ELECTION OF NOMINEES: ERNIE GREEN |
| MGMT |
| FOR |
| FOR |
EATON CORP. |
| US |
| 20100428 |
| ANNUAL |
| 20100301 |
| ETN |
| 278058102 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
BANK OF AMERICA CORP. |
| US |
| 20100428 |
| ANNUAL |
| 20100303 |
| BAC |
| 060505104 |
| 1A |
| ELECTION OF NOMINEES: SUSAN S. BIES |
| MGMT |
| FOR |
| FOR |
BANK OF AMERICA CORP. |
| US |
| 20100428 |
| ANNUAL |
| 20100303 |
| BAC |
| 060505104 |
| 1B |
| ELECTION OF NOMINEES: WILLIAM P. BOARDMAN |
| MGMT |
| FOR |
| FOR |
BANK OF AMERICA CORP. |
| US |
| 20100428 |
| ANNUAL |
| 20100303 |
| BAC |
| 060505104 |
| 1C |
| ELECTION OF NOMINEES: FRANK P. BRAMBLE, SR. |
| MGMT |
| FOR |
| FOR |
BANK OF AMERICA CORP. |
| US |
| 20100428 |
| ANNUAL |
| 20100303 |
| BAC |
| 060505104 |
| 1D |
| ELECTION OF NOMINEES: VIRGIS W. COLBERT |
| MGMT |
| FOR |
| FOR |
BANK OF AMERICA CORP. |
| US |
| 20100428 |
| ANNUAL |
| 20100303 |
| BAC |
| 060505104 |
| 1E |
| ELECTION OF NOMINEES: CHARLES K. GIFFORD |
| MGMT |
| FOR |
| FOR |
BANK OF AMERICA CORP. |
| US |
| 20100428 |
| ANNUAL |
| 20100303 |
| BAC |
| 060505104 |
| 1F |
| ELECTION OF NOMINEES: CHARLES O. HOLLIDAY, JR. |
| MGMT |
| FOR |
| FOR |
BANK OF AMERICA CORP. |
| US |
| 20100428 |
| ANNUAL |
| 20100303 |
| BAC |
| 060505104 |
| 1G |
| ELECTION OF NOMINEES: D. PAUL JONES, JR. |
| MGMT |
| FOR |
| FOR |
BANK OF AMERICA CORP. |
| US |
| 20100428 |
| ANNUAL |
| 20100303 |
| BAC |
| 060505104 |
| 1H |
| ELECTION OF NOMINEES: MONICA C. LOZANO |
| MGMT |
| FOR |
| FOR |
BANK OF AMERICA CORP. |
| US |
| 20100428 |
| ANNUAL |
| 20100303 |
| BAC |
| 060505104 |
| 1I |
| ELECTION OF NOMINEES: THOMAS J. MAY |
| MGMT |
| FOR |
| FOR |
BANK OF AMERICA CORP. |
| US |
| 20100428 |
| ANNUAL |
| 20100303 |
| BAC |
| 060505104 |
| 1J |
| ELECTION OF NOMINEES: BRIAN T. MOYNIHAN |
| MGMT |
| FOR |
| FOR |
BANK OF AMERICA CORP. |
| US |
| 20100428 |
| ANNUAL |
| 20100303 |
| BAC |
| 060505104 |
| 1K |
| ELECTION OF NOMINEES: DONALD E. POWELL |
| MGMT |
| FOR |
| FOR |
BANK OF AMERICA CORP. |
| US |
| 20100428 |
| ANNUAL |
| 20100303 |
| BAC |
| 060505104 |
| 1L |
| ELECTION OF NOMINEES: CHARLES O. ROSSOTTI |
| MGMT |
| FOR |
| FOR |
BANK OF AMERICA CORP. |
| US |
| 20100428 |
| ANNUAL |
| 20100303 |
| BAC |
| 060505104 |
| 1M |
| ELECTION OF NOMINEES: ROBERT W. SCULLY |
| MGMT |
| FOR |
| FOR |
BANK OF AMERICA CORP. |
| US |
| 20100428 |
| ANNUAL |
| 20100303 |
| BAC |
| 060505104 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
BANK OF AMERICA CORP. |
| US |
| 20100428 |
| ANNUAL |
| 20100303 |
| BAC |
| 060505104 |
| 3 |
| A PROPOSAL TO ADOPT AN AMENDMENT TO THE BANK OF AMERICA AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 11.3 BILLION TO 12.8 BILLION |
| MGMT |
| FOR |
| FOR |
BANK OF AMERICA CORP. |
| US |
| 20100428 |
| ANNUAL |
| 20100303 |
| BAC |
| 060505104 |
| 4 |
| AN ADVISORY (NON-BINDING) VOTE APPROVING EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
BANK OF AMERICA CORP. |
| US |
| 20100428 |
| ANNUAL |
| 20100303 |
| BAC |
| 060505104 |
| 5 |
| A PROPOSAL TO APPROVE AN AMENDMENT TO THE 2003 KEY ASSOCIATE STOCK PLAN |
| MGMT |
| FOR |
| FOR |
BANK OF AMERICA CORP. |
| US |
| 20100428 |
| ANNUAL |
| 20100303 |
| BAC |
| 060505104 |
| 6 |
| STOCKHOLDER PROPOSAL: DISCLOSURE OF GOVERNMENT EMPLOYMENT |
| SHAREHOLD |
| FOR |
| AGAINST |
BANK OF AMERICA CORP. |
| US |
| 20100428 |
| ANNUAL |
| 20100303 |
| BAC |
| 060505104 |
| 7 |
| STOCKHOLDER PROPOSAL: NON-DEDUCTIBLE PAY |
| SHAREHOLD |
| FOR |
| AGAINST |
BANK OF AMERICA CORP. |
| US |
| 20100428 |
| ANNUAL |
| 20100303 |
| BAC |
| 060505104 |
| 8 |
| STOCKHOLDER PROPOSAL: SPECIAL STOCKHOLDER MEETINGS |
| SHAREHOLD |
| FOR |
| AGAINST |
BANK OF AMERICA CORP. |
| US |
| 20100428 |
| ANNUAL |
| 20100303 |
| BAC |
| 060505104 |
| 9 |
| STOCKHOLDER PROPOSAL: ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| SHAREHOLD |
| FOR |
| AGAINST |
BANK OF AMERICA CORP. |
| US |
| 20100428 |
| ANNUAL |
| 20100303 |
| BAC |
| 060505104 |
| 10 |
| STOCKHOLDER PROPOSAL: SUCCESSION PLANNING |
| SHAREHOLD |
| FOR |
| AGAINST |
BANK OF AMERICA CORP. |
| US |
| 20100428 |
| ANNUAL |
| 20100303 |
| BAC |
| 060505104 |
| 11 |
| STOCKHOLDER PROPOSAL: DERIVATIVES TRADING |
| SHAREHOLD |
| FOR |
| AGAINST |
BANK OF AMERICA CORP. |
| US |
| 20100428 |
| ANNUAL |
| 20100303 |
| BAC |
| 060505104 |
| 12 |
| STOCKHOLDER PROPOSAL: RECOUP INCENTIVE COMPENSATION |
| SHAREHOLD |
| FOR |
| AGAINST |
BERKSHIRE HATHAWAY INC. |
| US |
| 20100501 |
| ANNUAL |
| 20100303 |
| BRK/B |
| 084670702 |
| 1 |
| ELECTION OF NOMINEES: 1. WARREN E. BUFFETT, 2. CHARLES T. MUNGER, 3. HOWARD G. BUFFETT, 4. STEPHEN B. BURKE, 5. SUSAN L. DECKER, 6. WILLIAM H. GATES III, 7. DAVID S. GOTTESMAN, 8. CHARLOTTE GUYMAN, 9. DONALD R. KEOUGH, 10. THOMAS S. MURPHY, 11. RONALD L. OLSON, 12. WALTER SCOTT, JR. |
| MGMT |
| FOR |
| FOR |
BRISTOL-MYERS SQUIBB CO. |
| US |
| 20100504 |
| ANNUAL |
| 20100311 |
| BMY |
| 110122108 |
| 1A |
| ELECTION OF NOMINEES: L. ANDREOTTI |
| MGMT |
| FOR |
| FOR |
BRISTOL-MYERS SQUIBB CO. |
| US |
| 20100504 |
| ANNUAL |
| 20100311 |
| BMY |
| 110122108 |
| 1B |
| ELECTION OF NOMINEES: L.B. CAMPBELL |
| MGMT |
| FOR |
| FOR |
BRISTOL-MYERS SQUIBB CO. |
| US |
| 20100504 |
| ANNUAL |
| 20100311 |
| BMY |
| 110122108 |
| 1C |
| ELECTION OF NOMINEES: J.M. CORNELIUS |
| MGMT |
| FOR |
| FOR |
BRISTOL-MYERS SQUIBB CO. |
| US |
| 20100504 |
| ANNUAL |
| 20100311 |
| BMY |
| 110122108 |
| 1D |
| ELECTION OF NOMINEES: L.J. FREEH |
| MGMT |
| FOR |
| FOR |
BRISTOL-MYERS SQUIBB CO. |
| US |
| 20100504 |
| ANNUAL |
| 20100311 |
| BMY |
| 110122108 |
| 1E |
| ELECTION OF NOMINEES: L.H. GLIMCHER, M.D. |
| MGMT |
| FOR |
| FOR |
BRISTOL-MYERS SQUIBB CO. |
| US |
| 20100504 |
| ANNUAL |
| 20100311 |
| BMY |
| 110122108 |
| 1F |
| ELECTION OF NOMINEES: M. GROBSTEIN |
| MGMT |
| FOR |
| FOR |
BRISTOL-MYERS SQUIBB CO. |
| US |
| 20100504 |
| ANNUAL |
| 20100311 |
| BMY |
| 110122108 |
| 1G |
| ELECTION OF NOMINEES: L. JOHANSSON |
| MGMT |
| FOR |
| FOR |
BRISTOL-MYERS SQUIBB CO. |
| US |
| 20100504 |
| ANNUAL |
| 20100311 |
| BMY |
| 110122108 |
| 1H |
| ELECTION OF NOMINEES: A.J. LACY |
| MGMT |
| FOR |
| FOR |
BRISTOL-MYERS SQUIBB CO. |
| US |
| 20100504 |
| ANNUAL |
| 20100311 |
| BMY |
| 110122108 |
| 1I |
| ELECTION OF NOMINEES: V.L. SATO, PH.D. |
| MGMT |
| FOR |
| FOR |
BRISTOL-MYERS SQUIBB CO. |
| US |
| 20100504 |
| ANNUAL |
| 20100311 |
| BMY |
| 110122108 |
| 1J |
| ELECTION OF NOMINEES: T.D. WEST, JR. |
| MGMT |
| FOR |
| FOR |
BRISTOL-MYERS SQUIBB CO. |
| US |
| 20100504 |
| ANNUAL |
| 20100311 |
| BMY |
| 110122108 |
| 1K |
| ELECTION OF NOMINEES: R.S. WILLIAMS, M.D. |
| MGMT |
| FOR |
| FOR |
BRISTOL-MYERS SQUIBB CO. |
| US |
| 20100504 |
| ANNUAL |
| 20100311 |
| BMY |
| 110122108 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
BRISTOL-MYERS SQUIBB CO. |
| US |
| 20100504 |
| ANNUAL |
| 20100311 |
| BMY |
| 110122108 |
| 3 |
| APPROVAL OF AMENDMENT TO CERTIFICATE OF INCORPORATION: SPECIAL STOCKHOLDER MEETINGS |
| MGMT |
| FOR |
| FOR |
BRISTOL-MYERS SQUIBB CO. |
| US |
| 20100504 |
| ANNUAL |
| 20100311 |
| BMY |
| 110122108 |
| 4 |
| APPROVAL OF AMENDMENT TO CERTIFICATE OF INCORPORATION: SUPERMAJORITY VOTING PROVISIONS-COMMON STOCK |
| MGMT |
| FOR |
| FOR |
BRISTOL-MYERS SQUIBB CO. |
| US |
| 20100504 |
| ANNUAL |
| 20100311 |
| BMY |
| 110122108 |
| 5 |
| APPROVAL OF AMENDMENT TO CERTIFICATE OF INCORPORATION: SUPERMAJORITY VOTING PROVISIONS-PREFERRED STOCK |
| MGMT |
| FOR |
| FOR |
BRISTOL-MYERS SQUIBB CO. |
| US |
| 20100504 |
| ANNUAL |
| 20100311 |
| BMY |
| 110122108 |
| 6 |
| EXECUTIVE COMPENSATION DISCLOSURE |
| SHAREHOLD |
| FOR |
| AGAINST |
BRISTOL-MYERS SQUIBB CO. |
| US |
| 20100504 |
| ANNUAL |
| 20100311 |
| BMY |
| 110122108 |
| 7 |
| SHAREHOLDER ACTION BY WRITTEN CONSENT |
| SHAREHOLD |
| FOR |
| AGAINST |
BRISTOL-MYERS SQUIBB CO. |
| US |
| 20100504 |
| ANNUAL |
| 20100311 |
| BMY |
| 110122108 |
| 8 |
| REPORT ON ANIMAL USE |
| SHAREHOLD |
| FOR |
| AGAINST |
TECO ENERGY INC. |
| US |
| 20100505 |
| ANNUAL |
| 20100225 |
| TE |
| 872375100 |
| 1A |
| ELECTION OF NOMINEES: JOHN B. RAMIL |
| MGMT |
| FOR |
| FOR |
TECO ENERGY INC. |
| US |
| 20100505 |
| ANNUAL |
| 20100225 |
| TE |
| 872375100 |
| 1B |
| ELECTION OF NOMINEES: TOM L. RANKIN |
| MGMT |
| FOR |
| FOR |
TECO ENERGY INC. |
| US |
| 20100505 |
| ANNUAL |
| 20100225 |
| TE |
| 872375100 |
| 1C |
| ELECTION OF NOMINEES: WILLIAM D. ROCKFORD |
| MGMT |
| FOR |
| FOR |
TECO ENERGY INC. |
| US |
| 20100505 |
| ANNUAL |
| 20100225 |
| TE |
| 872375100 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
TECO ENERGY INC. |
| US |
| 20100505 |
| ANNUAL |
| 20100225 |
| TE |
| 872375100 |
| 3 |
| APPROVAL OF THE COMPANY’S 2010 EQUITY INCENTIVE PLAN |
| MGMT |
| FOR |
| FOR |
TECO ENERGY INC. |
| US |
| 20100505 |
| ANNUAL |
| 20100225 |
| TE |
| 872375100 |
| 4 |
| AMENDMENT OF THE COMPANY’S EQUAL EMPLOYMENT OPPORTUNITY POLICY |
| SHAREHOLD |
| FOR |
| AGAINST |
THE GOLDMAN SACHS GROUP INC. |
| US |
| 20100507 |
| ANNUAL |
| 20100308 |
| GS |
| 38141G104 |
| 1A |
| ELECTION OF NOMINEES: LLOYD C. BLANKFEIN |
| MGMT |
| FOR |
| FOR |
THE GOLDMAN SACHS GROUP INC. |
| US |
| 20100507 |
| ANNUAL |
| 20100308 |
| GS |
| 38141G104 |
| 1B |
| ELECTION OF NOMINEES: JOHN H. BRYAN |
| MGMT |
| FOR |
| FOR |
THE GOLDMAN SACHS GROUP INC. |
| US |
| 20100507 |
| ANNUAL |
| 20100308 |
| GS |
| 38141G104 |
| 1C |
| ELECTION OF NOMINEES: GARY D. COHN |
| MGMT |
| FOR |
| FOR |
THE GOLDMAN SACHS GROUP INC. |
| US |
| 20100507 |
| ANNUAL |
| 20100308 |
| GS |
| 38141G104 |
| 1D |
| ELECTION OF NOMINEES: CLAES DAHLBACK |
| MGMT |
| FOR |
| FOR |
THE GOLDMAN SACHS GROUP INC. |
| US |
| 20100507 |
| ANNUAL |
| 20100308 |
| GS |
| 38141G104 |
| 1E |
| ELECTION OF NOMINEES: STEPHEN FRIEDMAN |
| MGMT |
| FOR |
| FOR |
THE GOLDMAN SACHS GROUP INC. |
| US |
| 20100507 |
| ANNUAL |
| 20100308 |
| GS |
| 38141G104 |
| 1F |
| ELECTION OF NOMINEES: WILLIAM W. GEORGE |
| MGMT |
| FOR |
| FOR |
THE GOLDMAN SACHS GROUP INC. |
| US |
| 20100507 |
| ANNUAL |
| 20100308 |
| GS |
| 38141G104 |
| 1G |
| ELECTION OF NOMINEES: JAMES A. JOHNSON |
| MGMT |
| FOR |
| FOR |
THE GOLDMAN SACHS GROUP INC. |
| US |
| 20100507 |
| ANNUAL |
| 20100308 |
| GS |
| 38141G104 |
| 1H |
| ELECTION OF NOMINEES: LOIS D. JULIBER |
| MGMT |
| FOR |
| FOR |
THE GOLDMAN SACHS GROUP INC. |
| US |
| 20100507 |
| ANNUAL |
| 20100308 |
| GS |
| 38141G104 |
| 1I |
| ELECTION OF NOMINEES: LAKSHMI N. MITTAL |
| MGMT |
| FOR |
| FOR |
THE GOLDMAN SACHS GROUP INC. |
| US |
| 20100507 |
| ANNUAL |
| 20100308 |
| GS |
| 38141G104 |
| 1J |
| ELECTION OF NOMINEES: JAMES J. SCHIRO |
| MGMT |
| FOR |
| FOR |
THE GOLDMAN SACHS GROUP INC. |
| US |
| 20100507 |
| ANNUAL |
| 20100308 |
| GS |
| 38141G104 |
| 1K |
| ELECTION OF NOMINEES: H. LEE SCOTT, JR. |
| MGMT |
| FOR |
| FOR |
THE GOLDMAN SACHS GROUP INC. |
| US |
| 20100507 |
| ANNUAL |
| 20100308 |
| GS |
| 38141G104 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
THE GOLDMAN SACHS GROUP INC. |
| US |
| 20100507 |
| ANNUAL |
| 20100308 |
| GS |
| 38141G104 |
| 3 |
| AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION MATTERS |
| MGMT |
| FOR |
| FOR |
THE GOLDMAN SACHS GROUP INC. |
| US |
| 20100507 |
| ANNUAL |
| 20100308 |
| GS |
| 38141G104 |
| 4 |
| APPROVAL OF AMENDMENTS TO OUR RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE SUPERMAJORITY VOTING |
| MGMT |
| FOR |
| FOR |
THE GOLDMAN SACHS GROUP INC. |
| US |
| 20100507 |
| ANNUAL |
| 20100308 |
| GS |
| 38141G104 |
| 5 |
| APPROVAL OF AN AMENDMENT TO OUR RESTATED CERTIFICATE OF INCORPORATION TO PERMIT HOLDERS OF 25% OF OUR OUTSTANDING SHARES OF COMMON STOCK TO CALL SPECIAL MEETINGS |
| MGMT |
| FOR |
| FOR |
THE GOLDMAN SACHS GROUP INC. |
| US |
| 20100507 |
| ANNUAL |
| 20100308 |
| GS |
| 38141G104 |
| 6 |
| SHAREHOLDER PROPOSAL REGARDING CUMULATIVE VOTING |
| SHAREHOLD |
| FOR |
| AGAINST |
THE GOLDMAN SACHS GROUP INC. |
| US |
| 20100507 |
| ANNUAL |
| 20100308 |
| GS |
| 38141G104 |
| 7 |
| SHAREHOLDER PROPOSAL REGARDING COLLATERAL IN OVER-THE-COUNTER DERIVATIVES TRADING |
| SHAREHOLD |
| FOR |
| AGAINST |
THE GOLDMAN SACHS GROUP INC. |
| US |
| 20100507 |
| ANNUAL |
| 20100308 |
| GS |
| 38141G104 |
| 8 |
| SHAREHOLDER PROPOSAL REGARDING SEPARATE CHAIR & CEO |
| SHAREHOLD |
| FOR |
| AGAINST |
THE GOLDMAN SACHS GROUP INC. |
| US |
| 20100507 |
| ANNUAL |
| 20100308 |
| GS |
| 38141G104 |
| 9 |
| SHAREHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS |
| SHAREHOLD |
| FOR |
| AGAINST |
THE GOLDMAN SACHS GROUP INC. |
| US |
| 20100507 |
| ANNUAL |
| 20100308 |
| GS |
| 38141G104 |
| 10 |
| SHAREHOLDER PROPOSAL REGARDING A REPORT ON GLOBAL WARMING SCIENCE |
| SHAREHOLD |
| FOR |
| AGAINST |
THE GOLDMAN SACHS GROUP INC. |
| US |
| 20100507 |
| ANNUAL |
| 20100308 |
| GS |
| 38141G104 |
| 11 |
| SHAREHOLDER PROPOSAL REGARDING A REPORT ON PAY DISPARITY |
| SHAREHOLD |
| FOR |
| AGAINST |
THE GOLDMAN SACHS GROUP INC. |
| US |
| 20100507 |
| ANNUAL |
| 20100308 |
| GS |
| 38141G104 |
| 12 |
| SHAREHOLDER PROPOSAL REGARDING EXECUTIVE COMPENSATION AND LONG-TERM PERFORMANCE |
| SHAREHOLD |
| FOR |
| AGAINST |
NUCOR CORP. |
| US |
| 20100513 |
| ANNUAL |
| 20100315 |
| NUE |
| 670346105 |
| 1 |
| ELECTION OF NOMINEES: 1. DANIEL R. DIMICCO, 2. JAMES D. HLAVACEK, 3. JOHN H. WALKER |
| MGMT |
| FOR |
| FOR |
NUCOR CORP. |
| US |
| 20100513 |
| ANNUAL |
| 20100315 |
| NUE |
| 670346105 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
NUCOR CORP. |
| US |
| 20100513 |
| ANNUAL |
| 20100315 |
| NUE |
| 670346105 |
| 3 |
| APPROVE AMENDMENTS TO NUCOR’S RESTATED CERTIFICATE OF INCORPORATION ELIMINATING THE CLASSIFIED STRUCTURE OF THE BOARD OF DIRECTORS |
| MGMT |
| FOR |
| FOR |
NUCOR CORP. |
| US |
| 20100513 |
| ANNUAL |
| 20100315 |
| NUE |
| 670346105 |
| 4 |
| APPROVE THE 2010 STOCK OPTION AND AWARD PLAN |
| MGMT |
| FOR |
| FOR |
NUCOR CORP. |
| US |
| 20100513 |
| ANNUAL |
| 20100315 |
| NUE |
| 670346105 |
| 5 |
| STOCKHOLDER PROPOSAL REGARDING MAJORITY VOTE |
| SHAREHOLD |
| FOR |
| AGAINST |
NUCOR CORP. |
| US |
| 20100513 |
| ANNUAL |
| 20100315 |
| NUE |
| 670346105 |
| 6 |
| STOCKHOLDER PROPOSAL REGARDING REPORT ON POLITICAL SPENDING |
| SHAREHOLD |
| FOR |
| AGAINST |
KRAFT FOODS INC. |
| US |
| 20100518 |
| ANNUAL |
| 20100311 |
| KFT |
| 50075N104 |
| 1A |
| ELECTION OF NOMINEES: AJAYPAL S. BANGA |
| MGMT |
| FOR |
| FOR |
KRAFT FOODS INC. |
| US |
| 20100518 |
| ANNUAL |
| 20100311 |
| KFT |
| 50075N104 |
| 1B |
| ELECTION OF NOMINEES: MYRA M. HART |
| MGMT |
| FOR |
| FOR |
KRAFT FOODS INC. |
| US |
| 20100518 |
| ANNUAL |
| 20100311 |
| KFT |
| 50075N104 |
| 1C |
| ELECTION OF NOMINEES: LOIS D. JULIBER |
| MGMT |
| FOR |
| FOR |
KRAFT FOODS INC. |
| US |
| 20100518 |
| ANNUAL |
| 20100311 |
| KFT |
| 50075N104 |
| 1D |
| ELECTION OF NOMINEES: MARK D. KETCHUM |
| MGMT |
| FOR |
| FOR |
KRAFT FOODS INC. |
| US |
| 20100518 |
| ANNUAL |
| 20100311 |
| KFT |
| 50075N104 |
| 1E |
| ELECTION OF NOMINEES: RICHARD A. LERNER, M.D. |
| MGMT |
| FOR |
| FOR |
KRAFT FOODS INC. |
| US |
| 20100518 |
| ANNUAL |
| 20100311 |
| KFT |
| 50075N104 |
| 1F |
| ELECTION OF NOMINEES: MACKEY J. MCDONALD |
| MGMT |
| FOR |
| FOR |
KRAFT FOODS INC. |
| US |
| 20100518 |
| ANNUAL |
| 20100311 |
| KFT |
| 50075N104 |
| 1G |
| ELECTION OF NOMINEES: JOHN C. POPE |
| MGMT |
| FOR |
| FOR |
KRAFT FOODS INC. |
| US |
| 20100518 |
| ANNUAL |
| 20100311 |
| KFT |
| 50075N104 |
| 1H |
| ELECTION OF NOMINEES: FREDRIC G. REYNOLDS |
| MGMT |
| FOR |
| FOR |
KRAFT FOODS INC. |
| US |
| 20100518 |
| ANNUAL |
| 20100311 |
| KFT |
| 50075N104 |
| 1I |
| ELECTION OF NOMINEES: IRENE B. ROSENFELD |
| MGMT |
| FOR |
| FOR |
KRAFT FOODS INC. |
| US |
| 20100518 |
| ANNUAL |
| 20100311 |
| KFT |
| 50075N104 |
| 1J |
| ELECTION OF NOMINEES: J.F. VAN BOXMEER |
| MGMT |
| FOR |
| FOR |
KRAFT FOODS INC. |
| US |
| 20100518 |
| ANNUAL |
| 20100311 |
| KFT |
| 50075N104 |
| 1K |
| ELECTION OF NOMINEES: DEBORAH C. WRIGHT |
| MGMT |
| FOR |
| FOR |
KRAFT FOODS INC. |
| US |
| 20100518 |
| ANNUAL |
| 20100311 |
| KFT |
| 50075N104 |
| 1L |
| ELECTION OF NOMINEES: FRANK G. ZARB |
| MGMT |
| FOR |
| FOR |
KRAFT FOODS INC. |
| US |
| 20100518 |
| ANNUAL |
| 20100311 |
| KFT |
| 50075N104 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
KRAFT FOODS INC. |
| US |
| 20100518 |
| ANNUAL |
| 20100311 |
| KFT |
| 50075N104 |
| 3 |
| SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER ACTION BY WRITTEN CONSENT |
| SHAREHOLD |
| FOR |
| AGAINST |
JPMORGAN CHASE & CO. |
| US |
| 20100518 |
| ANNUAL |
| 20100319 |
| JPM |
| 46625H100 |
| 1A |
| ELECTION OF NOMINEES: CRANDALL C. BOWLES |
| MGMT |
| FOR |
| FOR |
JPMORGAN CHASE & CO. |
| US |
| 20100518 |
| ANNUAL |
| 20100319 |
| JPM |
| 46625H100 |
| 1B |
| ELECTION OF NOMINEES: STEPHEN B. BURKE |
| MGMT |
| FOR |
| FOR |
JPMORGAN CHASE & CO. |
| US |
| 20100518 |
| ANNUAL |
| 20100319 |
| JPM |
| 46625H100 |
| 1C |
| ELECTION OF NOMINEES: DAVID M. COTE |
| MGMT |
| FOR |
| FOR |
JPMORGAN CHASE & CO. |
| US |
| 20100518 |
| ANNUAL |
| 20100319 |
| JPM |
| 46625H100 |
| 1D |
| ELECTION OF NOMINEES: JAMES S. CROWN |
| MGMT |
| FOR |
| FOR |
JPMORGAN CHASE & CO. |
| US |
| 20100518 |
| ANNUAL |
| 20100319 |
| JPM |
| 46625H100 |
| 1E |
| ELECTION OF NOMINEES: JAMES DIMON |
| MGMT |
| FOR |
| FOR |
JPMORGAN CHASE & CO. |
| US |
| 20100518 |
| ANNUAL |
| 20100319 |
| JPM |
| 46625H100 |
| 1F |
| ELECTION OF NOMINEES: ELLEN V. FUTTER |
| MGMT |
| FOR |
| FOR |
JPMORGAN CHASE & CO. |
| US |
| 20100518 |
| ANNUAL |
| 20100319 |
| JPM |
| 46625H100 |
| 1G |
| ELECTION OF NOMINEES: WILLIAM H. GRAY, III |
| MGMT |
| FOR |
| FOR |
JPMORGAN CHASE & CO. |
| US |
| 20100518 |
| ANNUAL |
| 20100319 |
| JPM |
| 46625H100 |
| 1H |
| ELECTION OF NOMINEES: LABAN P. JACKSON, JR. |
| MGMT |
| FOR |
| FOR |
JPMORGAN CHASE & CO. |
| US |
| 20100518 |
| ANNUAL |
| 20100319 |
| JPM |
| 46625H100 |
| 1I |
| ELECTION OF NOMINEES: DAVID C. NOVAK |
| MGMT |
| FOR |
| FOR |
JPMORGAN CHASE & CO. |
| US |
| 20100518 |
| ANNUAL |
| 20100319 |
| JPM |
| 46625H100 |
| 1J |
| ELECTION OF NOMINEES: LEE R. RAYMOND |
| MGMT |
| FOR |
| FOR |
JPMORGAN CHASE & CO. |
| US |
| 20100518 |
| ANNUAL |
| 20100319 |
| JPM |
| 46625H100 |
| 1K |
| ELECTION OF NOMINEES: WILLIAM C. WELDON |
| MGMT |
| FOR |
| FOR |
JPMORGAN CHASE & CO. |
| US |
| 20100518 |
| ANNUAL |
| 20100319 |
| JPM |
| 46625H100 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
JPMORGAN CHASE & CO. |
| US |
| 20100518 |
| ANNUAL |
| 20100319 |
| JPM |
| 46625H100 |
| 3 |
| ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
JPMORGAN CHASE & CO. |
| US |
| 20100518 |
| ANNUAL |
| 20100319 |
| JPM |
| 46625H100 |
| 4 |
| POLITICAL NON-PARTISANSHIP |
| SHAREHOLD |
| FOR |
| AGAINST |
JPMORGAN CHASE & CO. |
| US |
| 20100518 |
| ANNUAL |
| 20100319 |
| JPM |
| 46625H100 |
| 5 |
| SPECIAL SHAREOWNER MEETINGS |
| SHAREHOLD |
| FOR |
| AGAINST |
JPMORGAN CHASE & CO. |
| US |
| 20100518 |
| ANNUAL |
| 20100319 |
| JPM |
| 46625H100 |
| 6 |
| COLLATERAL IN OVER THE COUNTER DERIVATIVES TRADING |
| SHAREHOLD |
| FOR |
| AGAINST |
JPMORGAN CHASE & CO. |
| US |
| 20100518 |
| ANNUAL |
| 20100319 |
| JPM |
| 46625H100 |
| 7 |
| SHAREHOLDER ACTION BY WRITTEN CONSENT |
| SHAREHOLD |
| FOR |
| AGAINST |
JPMORGAN CHASE & CO. |
| US |
| 20100518 |
| ANNUAL |
| 20100319 |
| JPM |
| 46625H100 |
| 8 |
| INDEPENDENT CHAIRMAN |
| SHAREHOLD |
| FOR |
| AGAINST |
JPMORGAN CHASE & CO. |
| US |
| 20100518 |
| ANNUAL |
| 20100319 |
| JPM |
| 46625H100 |
| 9 |
| PAY DISPARITY |
| SHAREHOLD |
| FOR |
| AGAINST |
JPMORGAN CHASE & CO. |
| US |
| 20100518 |
| ANNUAL |
| 20100319 |
| JPM |
| 46625H100 |
| 10 |
| SHARE RETENTION |
| SHAREHOLD |
| FOR |
| AGAINST |
PINNACLE WEST CAPITAL CORP. |
| US |
| 20100519 |
| ANNUAL |
| 20100322 |
| PNW |
| 723484101 |
| 1 |
| ELECTION OF NOMINEES: 1. EDWARD N. BASHA JR., 2. DONALD E. BRANDT, 3. SUSAN CLARK-JOHNSON, 4. DENIS A. CORTESE M.D., 5. MICHAEL L. GALLAGHER, 6. PAMELA GRANT, 7. ROY A. HERBERGER, JR., 8. HUMBERTO S. LOPEZ, 9. KATHRYN L. MUNRO, 10. BRUCE J. NORDSTROM, 11. W. DOUGLAS PARKER |
| MGMT |
| FOR |
| FOR |
PINNACLE WEST CAPITAL CORP. |
| US |
| 20100519 |
| ANNUAL |
| 20100322 |
| PNW |
| 723484101 |
| 2 |
| AMENDMENT TO THE COMPANY’S BYLAWS TO PERMIT SHAREHOLDERS TO CALL SPECIAL SHAREHOLDER MEETINGS |
| MGMT |
| FOR |
| FOR |
PINNACLE WEST CAPITAL CORP. |
| US |
| 20100519 |
| ANNUAL |
| 20100322 |
| PNW |
| 723484101 |
| 3 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
INTEL CORP. |
| US |
| 20100519 |
| ANNUAL |
| 20100322 |
| INTC |
| 458140100 |
| 1A |
| ELECTION OF NOMINEES: CHARLENE BARSHEFSKY |
| MGMT |
| FOR |
| FOR |
INTEL CORP. |
| US |
| 20100519 |
| ANNUAL |
| 20100322 |
| INTC |
| 458140100 |
| 1B |
| ELECTION OF NOMINEES: SUSAN L. DECKER |
| MGMT |
| FOR |
| FOR |
INTEL CORP. |
| US |
| 20100519 |
| ANNUAL |
| 20100322 |
| INTC |
| 458140100 |
| 1C |
| ELECTION OF NOMINEES: JOHN J. DONAHOE |
| MGMT |
| FOR |
| FOR |
INTEL CORP. |
| US |
| 20100519 |
| ANNUAL |
| 20100322 |
| INTC |
| 458140100 |
| 1D |
| ELECTION OF NOMINEES: REED E. HUNDT |
| MGMT |
| FOR |
| FOR |
INTEL CORP. |
| US |
| 20100519 |
| ANNUAL |
| 20100322 |
| INTC |
| 458140100 |
| 1E |
| ELECTION OF NOMINEES: PAUL S. OTELLINI |
| MGMT |
| FOR |
| FOR |
INTEL CORP. |
| US |
| 20100519 |
| ANNUAL |
| 20100322 |
| INTC |
| 458140100 |
| 1F |
| ELECTION OF NOMINEES: JAMES D. PLUMMER |
| MGMT |
| FOR |
| FOR |
INTEL CORP. |
| US |
| 20100519 |
| ANNUAL |
| 20100322 |
| INTC |
| 458140100 |
| 1G |
| ELECTION OF NOMINEES: DAVID S. POTTRUCK |
| MGMT |
| FOR |
| FOR |
INTEL CORP. |
| US |
| 20100519 |
| ANNUAL |
| 20100322 |
| INTC |
| 458140100 |
| 1H |
| ELECTION OF NOMINEES: JANE E. SHAW |
| MGMT |
| FOR |
| FOR |
INTEL CORP. |
| US |
| 20100519 |
| ANNUAL |
| 20100322 |
| INTC |
| 458140100 |
| 1I |
| ELECTION OF NOMINEES: FRANK D. YEARY |
| MGMT |
| FOR |
| FOR |
INTEL CORP. |
| US |
| 20100519 |
| ANNUAL |
| 20100322 |
| INTC |
| 458140100 |
| 1J |
| ELECTION OF NOMINEES: DAVID B. YOFFIE |
| MGMT |
| FOR |
| FOR |
INTEL CORP. |
| US |
| 20100519 |
| ANNUAL |
| 20100322 |
| INTC |
| 458140100 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
INTEL CORP. |
| US |
| 20100519 |
| ANNUAL |
| 20100322 |
| INTC |
| 458140100 |
| 3 |
| ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
MCDONALD’S CORP. |
| US |
| 20100520 |
| ANNUAL |
| 20100323 |
| MCD |
| 580135101 |
| 1A |
| ELECTION OF NOMINEES: WALTER E. MASSEY |
| MGMT |
| FOR |
| FOR |
MCDONALD’S CORP. |
| US |
| 20100520 |
| ANNUAL |
| 20100323 |
| MCD |
| 580135101 |
| 1B |
| ELECTION OF NOMINEES: JOHN W. ROGERS, JR. |
| MGMT |
| FOR |
| FOR |
MCDONALD’S CORP. |
| US |
| 20100520 |
| ANNUAL |
| 20100323 |
| MCD |
| 580135101 |
| 1C |
| ELECTION OF NOMINEES: ROGER W. STONE |
| MGMT |
| FOR |
| FOR |
MCDONALD’S CORP. |
| US |
| 20100520 |
| ANNUAL |
| 20100323 |
| MCD |
| 580135101 |
| 1D |
| ELECTION OF NOMINEES: MILES D. WHITE |
| MGMT |
| FOR |
| FOR |
MCDONALD’S CORP. |
| US |
| 20100520 |
| ANNUAL |
| 20100323 |
| MCD |
| 580135101 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
MCDONALD’S CORP. |
| US |
| 20100520 |
| ANNUAL |
| 20100323 |
| MCD |
| 580135101 |
| 3 |
| SHAREHOLDER PROPOSAL RELATING TO SHAREHOLDER VOTE ON EXECUTIVE COMPENSATION |
| SHAREHOLD |
| FOR |
| AGAINST |
MCDONALD’S CORP. |
| US |
| 20100520 |
| ANNUAL |
| 20100323 |
| MCD |
| 580135101 |
| 4 |
| SHAREHOLDER PROPOSAL RELATING TO SIMPLE MAJORITY VOTE |
| SHAREHOLD |
| FOR |
| AGAINST |
MCDONALD’S CORP. |
| US |
| 20100520 |
| ANNUAL |
| 20100323 |
| MCD |
| 580135101 |
| 5 |
| SHAREHOLDER PROPOSAL RELATING TO THE USE OF CONTROLLED ATMOSPHERE STUNNING |
| SHAREHOLD |
| FOR |
| AGAINST |
MCDONALD’S CORP. |
| US |
| 20100520 |
| ANNUAL |
| 20100323 |
| MCD |
| 580135101 |
| 6 |
| SHAREHOLDER PROPOSAL RELATING TO THE USE OF CAGE-FREE EGGS |
| SHAREHOLD |
| FOR |
| AGAINST |
TIME WARNER INC. |
| US |
| 20100521 |
| ANNUAL |
| 20100326 |
| TWX |
| 887317303 |
| 1A |
| ELECTION OF NOMINEES: JAMES L. BARKSDALE |
| MGMT |
| FOR |
| FOR |
TIME WARNER INC. |
| US |
| 20100521 |
| ANNUAL |
| 20100326 |
| TWX |
| 887317303 |
| 1B |
| ELECTION OF NOMINEES: WILLIAM P. BARR |
| MGMT |
| FOR |
| FOR |
TIME WARNER INC. |
| US |
| 20100521 |
| ANNUAL |
| 20100326 |
| TWX |
| 887317303 |
| 1C |
| ELECTION OF NOMINEES: JEFFREY L. BEWKES |
| MGMT |
| FOR |
| FOR |
TIME WARNER INC. |
| US |
| 20100521 |
| ANNUAL |
| 20100326 |
| TWX |
| 887317303 |
| 1D |
| ELECTION OF NOMINEES: STEPHEN F. BOLLENBACH |
| MGMT |
| FOR |
| FOR |
TIME WARNER INC. |
| US |
| 20100521 |
| ANNUAL |
| 20100326 |
| TWX |
| 887317303 |
| 1E |
| ELECTION OF NOMINEES: FRANK J. CAUFIELD |
| MGMT |
| FOR |
| FOR |
TIME WARNER INC. |
| US |
| 20100521 |
| ANNUAL |
| 20100326 |
| TWX |
| 887317303 |
| 1F |
| ELECTION OF NOMINEES: ROBERT C. CLARK |
| MGMT |
| FOR |
| FOR |
TIME WARNER INC. |
| US |
| 20100521 |
| ANNUAL |
| 20100326 |
| TWX |
| 887317303 |
| 1G |
| ELECTION OF NOMINEES: MATHIAS DOPFNER |
| MGMT |
| FOR |
| FOR |
TIME WARNER INC. |
| US |
| 20100521 |
| ANNUAL |
| 20100326 |
| TWX |
| 887317303 |
| 1H |
| ELECTION OF NOMINEES: JESSICA P. EINHORN |
| MGMT |
| FOR |
| FOR |
TIME WARNER INC. |
| US |
| 20100521 |
| ANNUAL |
| 20100326 |
| TWX |
| 887317303 |
| 1I |
| ELECTION OF NOMINEES: FRED HASSAN |
| MGMT |
| FOR |
| FOR |
TIME WARNER INC. |
| US |
| 20100521 |
| ANNUAL |
| 20100326 |
| TWX |
| 887317303 |
| 1J |
| ELECTION OF NOMINEES: MICHAEL A. MILES |
| MGMT |
| FOR |
| FOR |
TIME WARNER INC. |
| US |
| 20100521 |
| ANNUAL |
| 20100326 |
| TWX |
| 887317303 |
| 1K |
| ELECTION OF NOMINEES: KENNETH J. NOVACK |
| MGMT |
| FOR |
| FOR |
TIME WARNER INC. |
| US |
| 20100521 |
| ANNUAL |
| 20100326 |
| TWX |
| 887317303 |
| 1L |
| ELECTION OF NOMINEES: DEBORAH C. WRIGHT |
| MGMT |
| FOR |
| FOR |
TIME WARNER INC. |
| US |
| 20100521 |
| ANNUAL |
| 20100326 |
| TWX |
| 887317303 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
TIME WARNER INC. |
| US |
| 20100521 |
| ANNUAL |
| 20100326 |
| TWX |
| 887317303 |
| 3 |
| COMPANY PROPOSAL TO APPROVE THE TIME WARNER INC. 2010 STOCK INCENTIVE PLAN |
| MGMT |
| FOR |
| FOR |
TIME WARNER INC. |
| US |
| 20100521 |
| ANNUAL |
| 20100326 |
| TWX |
| 887317303 |
| 4 |
| COMPANY PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY’S BY-LAWS TO PROVIDE THAT HOLDERS OF AT LEAST 15% OF THE COMBINED VOTING POWER OF THE COMPANY’S OUTSTANDING CAPITAL STOCK MAY REQUEST A SPECIAL MEETING OF STOCKHOLDERS |
| MGMT |
| FOR |
| FOR |
TIME WARNER INC. |
| US |
| 20100521 |
| ANNUAL |
| 20100326 |
| TWX |
| 887317303 |
| 5 |
| STOCKHOLDER PROPOSAL REGARDING SIMPLE MAJORITY VOTE |
| SHAREHOLD |
| FOR |
| AGAINST |
TIME WARNER INC. |
| US |
| 20100521 |
| ANNUAL |
| 20100326 |
| TWX |
| 887317303 |
| 6 |
| STOCKHOLDER PROPOSAL REGARDING EQUITY RETENTION POLICY |
| SHAREHOLD |
| FOR |
| AGAINST |
TIME WARNER INC. |
| US |
| 20100521 |
| ANNUAL |
| 20100326 |
| TWX |
| 887317303 |
| 7 |
| STOCKHOLDER PROPOSAL REGARDING ADVISORY RESOLUTION TO RATIFY COMPENSATION OF NAMED EXECUTIVE OFFICERS |
| SHAREHOLD |
| FOR |
| AGAINST |
FPL GROUP INC. |
| US |
| 20100521 |
| ANNUAL |
| 20100322 |
| FPL |
| 302571104 |
| 1 |
| ELECTION OF NOMINEES: 1. SHERRY S. BARRAT, 2. ROBERT M. BEALL, 3. J. HYATT BROWN, 4. JAMES L. CAMAREN, 5. J. BRIAN FERGUSON, 6. LEWIS HAY, III, 7. TONI JENNINGS, 8. OLIVER D. KINGSLEY, 9. RUDY E. SCHUPP, 10. WILLIAM H. SWANSON, 11. MICHAEL H. THAMAN, 12. HANSEL E. TOOKES, II |
| MGMT |
| FOR |
| FOR |
FPL GROUP INC. |
| US |
| 20100521 |
| ANNUAL |
| 20100322 |
| FPL |
| 302571104 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
FPL GROUP INC. |
| US |
| 20100521 |
| ANNUAL |
| 20100322 |
| FPL |
| 302571104 |
| 3 |
| APPROVAL OF AN AMENDMENT TO ARTICLE I OF THE RESTATED ARTICLES OF INCORPORATION OF FPL GROUP, INC. TO CHANGE THE COMPANY’S NAME TO NEXTERA ENERGY, INC. |
| MGMT |
| FOR |
| FOR |
MERCK & CO. INC. |
| US |
| 20100525 |
| ANNUAL |
| 20100326 |
| MRK |
| 58933Y105 |
| 1A |
| ELECTION OF NOMINEES: LESLIE A. BRUN |
| MGMT |
| FOR |
| FOR |
MERCK & CO. INC. |
| US |
| 20100525 |
| ANNUAL |
| 20100326 |
| MRK |
| 58933Y105 |
| 1B |
| ELECTION OF NOMINEES: THOMAS R. CECH |
| MGMT |
| FOR |
| FOR |
MERCK & CO. INC. |
| US |
| 20100525 |
| ANNUAL |
| 20100326 |
| MRK |
| 58933Y105 |
| 1C |
| ELECTION OF NOMINEES: RICHARD T. CLARK |
| MGMT |
| FOR |
| FOR |
MERCK & CO. INC. |
| US |
| 20100525 |
| ANNUAL |
| 20100326 |
| MRK |
| 58933Y105 |
| 1D |
| ELECTION OF NOMINEES: THOMAS H. GLOCER |
| MGMT |
| FOR |
| FOR |
MERCK & CO. INC. |
| US |
| 20100525 |
| ANNUAL |
| 20100326 |
| MRK |
| 58933Y105 |
| 1E |
| ELECTION OF NOMINEES: STEVEN F. GOLDSTONE |
| MGMT |
| FOR |
| FOR |
MERCK & CO. INC. |
| US |
| 20100525 |
| ANNUAL |
| 20100326 |
| MRK |
| 58933Y105 |
| 1F |
| ELECTION OF NOMINEES: WILLIAM B. HARRISON, JR. |
| MGMT |
| FOR |
| FOR |
MERCK & CO. INC. |
| US |
| 20100525 |
| ANNUAL |
| 20100326 |
| MRK |
| 58933Y105 |
| 1G |
| ELECTION OF NOMINEES: HARRY R. JACOBSON |
| MGMT |
| FOR |
| FOR |
MERCK & CO. INC. |
| US |
| 20100525 |
| ANNUAL |
| 20100326 |
| MRK |
| 58933Y105 |
| 1H |
| ELECTION OF NOMINEES: WILLIAM N. KELLEY |
| MGMT |
| FOR |
| FOR |
MERCK & CO. INC. |
| US |
| 20100525 |
| ANNUAL |
| 20100326 |
| MRK |
| 58933Y105 |
| 1I |
| ELECTION OF NOMINEES: C. ROBERT KIDDER |
| MGMT |
| FOR |
| FOR |
MERCK & CO. INC. |
| US |
| 20100525 |
| ANNUAL |
| 20100326 |
| MRK |
| 58933Y105 |
| 1J |
| ELECTION OF NOMINEES: ROCHELLE B. LAZARUS |
| MGMT |
| FOR |
| FOR |
MERCK & CO. INC. |
| US |
| 20100525 |
| ANNUAL |
| 20100326 |
| MRK |
| 58933Y105 |
| 1K |
| ELECTION OF NOMINEES: CARLOS E. REPRESAS |
| MGMT |
| FOR |
| FOR |
MERCK & CO. INC. |
| US |
| 20100525 |
| ANNUAL |
| 20100326 |
| MRK |
| 58933Y105 |
| 1L |
| ELECTION OF NOMINEES: PATRICIA F. RUSSO |
| MGMT |
| FOR |
| FOR |
MERCK & CO. INC. |
| US |
| 20100525 |
| ANNUAL |
| 20100326 |
| MRK |
| 58933Y105 |
| 1M |
| ELECTION OF NOMINEES: THOMAS E. SHENK |
| MGMT |
| FOR |
| FOR |
MERCK & CO. INC. |
| US |
| 20100525 |
| ANNUAL |
| 20100326 |
| MRK |
| 58933Y105 |
| 1N |
| ELECTION OF NOMINEES: ANNE M. TATLOCK |
| MGMT |
| FOR |
| FOR |
MERCK & CO. INC. |
| US |
| 20100525 |
| ANNUAL |
| 20100326 |
| MRK |
| 58933Y105 |
| 1O |
| ELECTION OF NOMINEES: CRAIG B. THOMPSON |
| MGMT |
| FOR |
| FOR |
MERCK & CO. INC. |
| US |
| 20100525 |
| ANNUAL |
| 20100326 |
| MRK |
| 58933Y105 |
| 1P |
| ELECTION OF NOMINEES: WENDELL P. WEEKS |
| MGMT |
| FOR |
| FOR |
MERCK & CO. INC. |
| US |
| 20100525 |
| ANNUAL |
| 20100326 |
| MRK |
| 58933Y105 |
| 1Q |
| ELECTION OF NOMINEES: PETER C. WENDELL |
| MGMT |
| FOR |
| FOR |
MERCK & CO. INC. |
| US |
| 20100525 |
| ANNUAL |
| 20100326 |
| MRK |
| 58933Y105 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
MERCK & CO. INC. |
| US |
| 20100525 |
| ANNUAL |
| 20100326 |
| MRK |
| 58933Y105 |
| 3 |
| PROPOSAL TO ADOPT THE 2010 INCENTIVE STOCK PLAN |
| MGMT |
| FOR |
| FOR |
MERCK & CO. INC. |
| US |
| 20100525 |
| ANNUAL |
| 20100326 |
| MRK |
| 58933Y105 |
| 4 |
| PROPOSAL TO ADOPT THE 2010 NON-EMPLOYEE DIRECTORS STOCK OPTION PLAN |
| MGMT |
| FOR |
| FOR |
TARGET CORP. |
| US |
| 20100609 |
| ANNUAL |
| 20100412 |
| TGT |
| 87612E106 |
| 1A |
| ELECTION OF NOMINEES: CALVIN DARDEN |
| MGMT |
| FOR |
| FOR |
TARGET CORP. |
| US |
| 20100609 |
| ANNUAL |
| 20100412 |
| TGT |
| 87612E106 |
| 1B |
| ELECTION OF NOMINEES: ANNE M. MULCAHY |
| MGMT |
| FOR |
| FOR |
TARGET CORP. |
| US |
| 20100609 |
| ANNUAL |
| 20100412 |
| TGT |
| 87612E106 |
| 1C |
| ELECTION OF NOMINEES: STEPHEN W. SANGER |
| MGMT |
| FOR |
| FOR |
TARGET CORP. |
| US |
| 20100609 |
| ANNUAL |
| 20100412 |
| TGT |
| 87612E106 |
| 1D |
| ELECTION OF NOMINEES: GREGG W. STEINHAFEL |
| MGMT |
| FOR |
| FOR |
TARGET CORP. |
| US |
| 20100609 |
| ANNUAL |
| 20100412 |
| TGT |
| 87612E106 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
TARGET CORP. |
| US |
| 20100609 |
| ANNUAL |
| 20100412 |
| TGT |
| 87612E106 |
| 3 |
| COMPANY PROPOSAL TO AMEND THE RESTATED ARTICLES OF INCORPORATION RELATING TO BOARD, SEE PROXY STATEMENT FOR FURTHER DETAILS |
| MGMT |
| FOR |
| FOR |
TARGET CORP. |
| US |
| 20100609 |
| ANNUAL |
| 20100412 |
| TGT |
| 87612E106 |
| 4 |
| COMPANY PROPOSAL TO AMEND THE RESTATED ARTICLES OF INCORPORATION TO ELIMINATE A SUPERMAJORITY VOTE REQUIREMENT FOR CERTAIN BUSINESS COMBINATIONS |
| MGMT |
| FOR |
| FOR |
TARGET CORP. |
| US |
| 20100609 |
| ANNUAL |
| 20100412 |
| TGT |
| 87612E106 |
| 5 |
| COMPANY PROPOSAL TO AMEND AND RESTATE THE RESTATED ARTICLES TO REFLECT THE CHANGES PROPOSED AS ITEMS 3 AND 4, IF APPROVED, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT |
| MGMT |
| FOR |
| FOR |
TARGET CORP. |
| US |
| 20100609 |
| ANNUAL |
| 20100412 |
| TGT |
| 87612E106 |
| 6 |
| SHAREHOLDER PROPOSAL REGARDING ANNUAL ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| SHAREHOLD |
| FOR |
| AGAINST |
WAL-MART STORES INC. |
| US |
| 20100604 |
| ANNUAL |
| 20100408 |
| WMT |
| 931142103 |
| 1A |
| ELECTION OF NOMINEES: AIDA M. ALVAREZ |
| MGMT |
| FOR |
| FOR |
WAL-MART STORES INC. |
| US |
| 20100604 |
| ANNUAL |
| 20100408 |
| WMT |
| 931142103 |
| 1B |
| ELECTION OF NOMINEES: JAMES W. BREYER |
| MGMT |
| FOR |
| FOR |
WAL-MART STORES INC. |
| US |
| 20100604 |
| ANNUAL |
| 20100408 |
| WMT |
| 931142103 |
| 1C |
| ELECTION OF NOMINEES: M. MICHELE BURNS |
| MGMT |
| FOR |
| FOR |
WAL-MART STORES INC. |
| US |
| 20100604 |
| ANNUAL |
| 20100408 |
| WMT |
| 931142103 |
| 1D |
| ELECTION OF NOMINEES: JAMES I. CASH, JR. |
| MGMT |
| FOR |
| FOR |
WAL-MART STORES INC. |
| US |
| 20100604 |
| ANNUAL |
| 20100408 |
| WMT |
| 931142103 |
| 1E |
| ELECTION OF NOMINEES: ROGER C. CORBETT |
| MGMT |
| FOR |
| FOR |
WAL-MART STORES INC. |
| US |
| 20100604 |
| ANNUAL |
| 20100408 |
| WMT |
| 931142103 |
| 1F |
| ELECTION OF NOMINEES: DOUGLAS N. DAFT |
| MGMT |
| FOR |
| FOR |
WAL-MART STORES INC. |
| US |
| 20100604 |
| ANNUAL |
| 20100408 |
| WMT |
| 931142103 |
| 1G |
| ELECTION OF NOMINEES: MICHAEL T. DUKE |
| MGMT |
| FOR |
| FOR |
WAL-MART STORES INC. |
| US |
| 20100604 |
| ANNUAL |
| 20100408 |
| WMT |
| 931142103 |
| 1H |
| ELECTION OF NOMINEES: GREGORY B. PENNER |
| MGMT |
| FOR |
| FOR |
WAL-MART STORES INC. |
| US |
| 20100604 |
| ANNUAL |
| 20100408 |
| WMT |
| 931142103 |
| 1I |
| ELECTION OF NOMINEES: STEVEN S REINEMUND |
| MGMT |
| FOR |
| FOR |
WAL-MART STORES INC. |
| US |
| 20100604 |
| ANNUAL |
| 20100408 |
| WMT |
| 931142103 |
| 1J |
| ELECTION OF NOMINEES: H. LEE SCOTT, JR. |
| MGMT |
| FOR |
| FOR |
WAL-MART STORES INC. |
| US |
| 20100604 |
| ANNUAL |
| 20100408 |
| WMT |
| 931142103 |
| 1K |
| ELECTION OF NOMINEES: ARNE M. SORENSON |
| MGMT |
| FOR |
| FOR |
WAL-MART STORES INC. |
| US |
| 20100604 |
| ANNUAL |
| 20100408 |
| WMT |
| 931142103 |
| 1L |
| ELECTION OF NOMINEES: JIM C. WALTON |
| MGMT |
| FOR |
| FOR |
WAL-MART STORES INC. |
| US |
| 20100604 |
| ANNUAL |
| 20100408 |
| WMT |
| 931142103 |
| 1M |
| ELECTION OF NOMINEES: S. ROBSON WALTON |
| MGMT |
| FOR |
| FOR |
WAL-MART STORES INC. |
| US |
| 20100604 |
| ANNUAL |
| 20100408 |
| WMT |
| 931142103 |
| 1N |
| ELECTION OF NOMINEES: CHRISTOPHER J. WILLIAMS |
| MGMT |
| FOR |
| FOR |
WAL-MART STORES INC. |
| US |
| 20100604 |
| ANNUAL |
| 20100408 |
| WMT |
| 931142103 |
| 1O |
| ELECTION OF NOMINEES: LINDA S. WOLF |
| MGMT |
| FOR |
| FOR |
WAL-MART STORES INC. |
| US |
| 20100604 |
| ANNUAL |
| 20100408 |
| WMT |
| 931142103 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
WAL-MART STORES INC. |
| US |
| 20100604 |
| ANNUAL |
| 20100408 |
| WMT |
| 931142103 |
| 3 |
| APPROVAL OF THE WAL-MART STORES, INC. STOCK INCENTIVE PLAN OF 2010 |
| MGMT |
| FOR |
| FOR |
WAL-MART STORES INC. |
| US |
| 20100604 |
| ANNUAL |
| 20100408 |
| WMT |
| 931142103 |
| 4 |
| APPROVAL OF THE ASDA LIMITED SHARESAVE PLAN 2000, AS AMENDED |
| MGMT |
| FOR |
| FOR |
WAL-MART STORES INC. |
| US |
| 20100604 |
| ANNUAL |
| 20100408 |
| WMT |
| 931142103 |
| 5 |
| GENDER IDENTITY NON-DISCRIMINATION POLICY |
| SHAREHOLD |
| FOR |
| AGAINST |
WAL-MART STORES INC. |
| US |
| 20100604 |
| ANNUAL |
| 20100408 |
| WMT |
| 931142103 |
| 6 |
| ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| SHAREHOLD |
| FOR |
| AGAINST |
WAL-MART STORES INC. |
| US |
| 20100604 |
| ANNUAL |
| 20100408 |
| WMT |
| 931142103 |
| 7 |
| POLITICAL CONTRIBUTIONS REPORT |
| SHAREHOLD |
| FOR |
| AGAINST |
WAL-MART STORES INC. |
| US |
| 20100604 |
| ANNUAL |
| 20100408 |
| WMT |
| 931142103 |
| 8 |
| SPECIAL SHAREOWNER MEETINGS |
| SHAREHOLD |
| FOR |
| AGAINST |
WAL-MART STORES INC. |
| US |
| 20100604 |
| ANNUAL |
| 20100408 |
| WMT |
| 931142103 |
| 9 |
| POULTRY SLAUGHTER |
| SHAREHOLD |
| FOR |
| AGAINST |
WAL-MART STORES INC. |
| US |
| 20100604 |
| ANNUAL |
| 20100408 |
| WMT |
| 931142103 |
| 10 |
| LOBBYING PRIORITIES REPORT |
| SHAREHOLD |
| FOR |
| AGAINST |
CHEVRON CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100401 |
| CVX |
| 166764100 |
| 1A |
| ELECTION OF NOMINEES: S.H. ARMACOST |
| MGMT |
| FOR |
| FOR |
CHEVRON CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100401 |
| CVX |
| 166764100 |
| 1B |
| ELECTION OF NOMINEES: L.F. DEILY |
| MGMT |
| FOR |
| FOR |
CHEVRON CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100401 |
| CVX |
| 166764100 |
| 1C |
| ELECTION OF NOMINEES: R.E. DENHAM |
| MGMT |
| FOR |
| FOR |
CHEVRON CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100401 |
| CVX |
| 166764100 |
| 1D |
| ELECTION OF NOMINEES: R.J. EATON |
| MGMT |
| FOR |
| FOR |
CHEVRON CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100401 |
| CVX |
| 166764100 |
| 1E |
| ELECTION OF NOMINEES: C. HAGEL |
| MGMT |
| FOR |
| FOR |
CHEVRON CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100401 |
| CVX |
| 166764100 |
| 1F |
| ELECTION OF NOMINEES: E. HERNANDEZ |
| MGMT |
| FOR |
| FOR |
CHEVRON CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100401 |
| CVX |
| 166764100 |
| 1G |
| ELECTION OF NOMINEES: F.G. JENIFER |
| MGMT |
| FOR |
| FOR |
CHEVRON CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100401 |
| CVX |
| 166764100 |
| 1H |
| ELECTION OF NOMINEES: G.L. KIRKLAND |
| MGMT |
| FOR |
| FOR |
CHEVRON CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100401 |
| CVX |
| 166764100 |
| 1I |
| ELECTION OF NOMINEES: S. NUNN |
| MGMT |
| FOR |
| FOR |
CHEVRON CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100401 |
| CVX |
| 166764100 |
| 1J |
| ELECTION OF NOMINEES: D.B. RICE |
| MGMT |
| FOR |
| FOR |
CHEVRON CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100401 |
| CVX |
| 166764100 |
| 1K |
| ELECTION OF NOMINEES: K.W. SHARER |
| MGMT |
| FOR |
| FOR |
CHEVRON CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100401 |
| CVX |
| 166764100 |
| 1L |
| ELECTION OF NOMINEES: C.R. SHOEMATE |
| MGMT |
| FOR |
| FOR |
CHEVRON CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100401 |
| CVX |
| 166764100 |
| 1M |
| ELECTION OF NOMINEES: J.G. STUMPF |
| MGMT |
| FOR |
| FOR |
CHEVRON CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100401 |
| CVX |
| 166764100 |
| 1N |
| ELECTION OF NOMINEES: R.D. SUGAR |
| MGMT |
| FOR |
| FOR |
CHEVRON CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100401 |
| CVX |
| 166764100 |
| 1O |
| ELECTION OF NOMINEES: C. WARE |
| MGMT |
| FOR |
| FOR |
CHEVRON CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100401 |
| CVX |
| 166764100 |
| 1P |
| ELECTION OF NOMINEES: J.S. WATSON |
| MGMT |
| FOR |
| FOR |
CHEVRON CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100401 |
| CVX |
| 166764100 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
CHEVRON CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100401 |
| CVX |
| 166764100 |
| 3 |
| AMENDMENT TO CHEVRON’S BY-LAWS TO REDUCE THE PERCENTAGE OF STOCKHOLDINGS REQUIRED FOR STOCKHOLDERS TO CALL FOR SPECIAL MEETINGS |
| MGMT |
| FOR |
| FOR |
CHEVRON CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100401 |
| CVX |
| 166764100 |
| 4 |
| APPOINTMENT OF AN INDEPENDENT DIRECTOR WITH ENVIRONMENTAL EXPERTISE |
| SHAREHOLD |
| FOR |
| AGAINST |
CHEVRON CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100401 |
| CVX |
| 166764100 |
| 5 |
| HOLDING EQUITY-BASED COMPENSATION THROUGH RETIREMENT |
| SHAREHOLD |
| FOR |
| AGAINST |
CHEVRON CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100401 |
| CVX |
| 166764100 |
| 6 |
| DISCLOSURE OF PAYMENTS TO HOST GOVERNMENTS |
| SHAREHOLD |
| FOR |
| AGAINST |
CHEVRON CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100401 |
| CVX |
| 166764100 |
| 7 |
| GUIDELINES FOR COUNTRY SELECTION |
| SHAREHOLD |
| FOR |
| AGAINST |
CHEVRON CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100401 |
| CVX |
| 166764100 |
| 8 |
| FINANCIAL RISKS FROM CLIMATE CHANGE |
| SHAREHOLD |
| FOR |
| AGAINST |
CHEVRON CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100401 |
| CVX |
| 166764100 |
| 9 |
| HUMAN RIGHTS COMMITTEE |
| SHAREHOLD |
| FOR |
| AGAINST |
EXXON MOBIL CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100406 |
| XOM |
| 30231G102 |
| 1 |
| ELECTION OF NOMINEES: 1. M.J. BOSKIN, 2. P. BRABECK-LETMATHE, 3. L.R. FAULKNER, 4. J.S. FISHMAN, 5. K.C. FRAZIER, 6. W.W. GEORGE, 7. M.C. NELSON, 8. S.J. PALMISANO, 9. S.S REINEMUND, 10. R.W. TILLERSON, 11. E.E. WHITACRE, JR. |
| MGMT |
| FOR |
| FOR |
EXXON MOBIL CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100406 |
| XOM |
| 30231G102 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
EXXON MOBIL CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100406 |
| XOM |
| 30231G102 |
| 3 |
| SPECIAL SHAREHOLDER MEETINGS (PAGE 54) |
| SHAREHOLD |
| FOR |
| AGAINST |
EXXON MOBIL CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100406 |
| XOM |
| 30231G102 |
| 4 |
| INCORPORATE IN NORTH DAKOTA (PAGE 55) |
| SHAREHOLD |
| FOR |
| AGAINST |
EXXON MOBIL CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100406 |
| XOM |
| 30231G102 |
| 5 |
| SHAREHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE 56) |
| SHAREHOLD |
| FOR |
| AGAINST |
EXXON MOBIL CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100406 |
| XOM |
| 30231G102 |
| 6 |
| AMENDMENT OF EEO POLICY (PAGE 57) |
| SHAREHOLD |
| FOR |
| AGAINST |
EXXON MOBIL CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100406 |
| XOM |
| 30231G102 |
| 7 |
| POLICY ON WATER (PAGE 59) |
| SHAREHOLD |
| FOR |
| AGAINST |
EXXON MOBIL CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100406 |
| XOM |
| 30231G102 |
| 8 |
| WETLANDS RESTORATION POLICY (PAGE 60) |
| SHAREHOLD |
| FOR |
| AGAINST |
EXXON MOBIL CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100406 |
| XOM |
| 30231G102 |
| 9 |
| REPORT ON CANADIAN OIL SANDS (PAGE 62) |
| SHAREHOLD |
| FOR |
| AGAINST |
EXXON MOBIL CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100406 |
| XOM |
| 30231G102 |
| 10 |
| REPORT ON NATURAL GAS PRODUCTION (PAGE 64) |
| SHAREHOLD |
| FOR |
| AGAINST |
EXXON MOBIL CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100406 |
| XOM |
| 30231G102 |
| 11 |
| REPORT ON ENERGY TECHNOLOGY (PAGE 65) |
| SHAREHOLD |
| FOR |
| AGAINST |
EXXON MOBIL CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100406 |
| XOM |
| 30231G102 |
| 12 |
| GREENHOUSE GAS EMISSIONS GOALS (PAGE 67) |
| SHAREHOLD |
| FOR |
| AGAINST |
EXXON MOBIL CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100406 |
| XOM |
| 30231G102 |
| 13 |
| PLANNING ASSUMPTIONS (PAGE 69) |
| SHAREHOLD |
| FOR |
| AGAINST |
PACIFIC ADVISORS FUNDS PROXY VOTING RECORD
FOR THE PERIOD JULY 1, 2009 - JUNE 30, 2010
MULTI-CAP VALUE FUND
|
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|
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| PG VOTE |
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| (“FOR”), |
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| MEETING |
|
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| PROPOSED BY |
| (“FOR”) OR |
| (“AGAINST”), |
|
|
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| TYPE |
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|
|
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|
|
| AGENDA |
| AGENDA |
| (“MGMT”) |
| (“AGAINST”) |
| (“ABSTAIN”), |
|
|
|
| MEETING |
| (“ANNUAL”) OR |
| RECORD |
|
|
| SECURITY ID |
| ITEM |
| ITEM |
| OR |
| MGMT |
| (“WITHHOLD”) |
COMPANY NAME |
| COUNTRY |
| DATE |
| (“SPECIAL”) |
| DATE |
| TICKER |
| (CUSIP) |
| NUMBER |
| DESCRIPTION |
| (“SHAREHOLD”) |
| RECOMMENDATION |
| OR (“NOT RECD”) |
DRYSHIPS INC. |
| US |
| 20090921 |
| ANNUAL |
| 20090807 |
| DRYS |
| Y2109Q101 |
| 1 |
| ELECTION OF NOMINEES: 1. EVANGELOS MYTILINAIOS, 2. GEORGE XIRADAKIS |
| MGMT |
| FOR |
| FOR |
DRYSHIPS INC. |
| US |
| 20090921 |
| ANNUAL |
| 20090807 |
| DRYS |
| Y2109Q101 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
CITIGROUP INC. |
| US |
| NA |
| ANNUAL |
| NA |
| C |
| 172967101 |
| 1 |
| PROPOSAL TO APPROVE THE DIVIDEND BLOCKER AMENDMENT SET FORTH IN ANNEX A TO THE PROXY STATEMENT |
| MGMT |
| FOR |
| FOR |
CITIGROUP INC. |
| US |
| NA |
| ANNUAL |
| NA |
| C |
| 172967101 |
| 2 |
| PROPOSAL TO APPROVE THE DIRECTOR AMENDMENT SET FORTH IN ANNEX B TO THE PROXY STATEMENT |
| MGMT |
| FOR |
| FOR |
CITIGROUP INC. |
| US |
| NA |
| ANNUAL |
| NA |
| C |
| 172967101 |
| 3 |
| PROPOSAL TO APPROVE THE RETIREMENT AMENDMENT SET FORTH IN ANNEX C TO THE PROXY STATEMENT |
| MGMT |
| FOR |
| FOR |
CITIGROUP INC. |
| US |
| NA |
| ANNUAL |
| NA |
| C |
| 172967101 |
| 4 |
| PROPOSAL TO APPROVE THE AUTHORIZED PREFERRED STOCK INCREASE SET FORTH IN ANNEX D TO THE PROXY STATEMENT |
| MGMT |
| FOR |
| FOR |
ARCHER-DANIELS-MIDLAND CO. |
| US |
| 20091105 |
| ANNUAL |
| 20090910 |
| ADM |
| 039483102 |
| 1A |
| ELECTION OF NOMINEES: G.W. BUCKLEY |
| MGMT |
| FOR |
| FOR |
ARCHER-DANIELS-MIDLAND CO. |
| US |
| 20091105 |
| ANNUAL |
| 20090910 |
| ADM |
| 039483102 |
| 1B |
| ELECTION OF NOMINEES: M.H. CARTER |
| MGMT |
| FOR |
| FOR |
ARCHER-DANIELS-MIDLAND CO. |
| US |
| 20091105 |
| ANNUAL |
| 20090910 |
| ADM |
| 039483102 |
| 1C |
| ELECTION OF NOMINEES: D.E. FELSINGER |
| MGMT |
| FOR |
| FOR |
ARCHER-DANIELS-MIDLAND CO. |
| US |
| 20091105 |
| ANNUAL |
| 20090910 |
| ADM |
| 039483102 |
| 1D |
| ELECTION OF NOMINEES: V.F. HAYNES |
| MGMT |
| FOR |
| FOR |
ARCHER-DANIELS-MIDLAND CO. |
| US |
| 20091105 |
| ANNUAL |
| 20090910 |
| ADM |
| 039483102 |
| 1E |
| ELECTION OF NOMINEES: A. MACIEL |
| MGMT |
| FOR |
| FOR |
ARCHER-DANIELS-MIDLAND CO. |
| US |
| 20091105 |
| ANNUAL |
| 20090910 |
| ADM |
| 039483102 |
| 1F |
| ELECTION OF NOMINEES: P.J. MOORE |
| MGMT |
| FOR |
| FOR |
ARCHER-DANIELS-MIDLAND CO. |
| US |
| 20091105 |
| ANNUAL |
| 20090910 |
| ADM |
| 039483102 |
| 1G |
| ELECTION OF NOMINEES: T.F. O’NEILL |
| MGMT |
| FOR |
| FOR |
ARCHER-DANIELS-MIDLAND CO. |
| US |
| 20091105 |
| ANNUAL |
| 20090910 |
| ADM |
| 039483102 |
| 1H |
| ELECTION OF NOMINEES: K.R. WESTBROOK |
| MGMT |
| FOR |
| FOR |
ARCHER-DANIELS-MIDLAND CO. |
| US |
| 20091105 |
| ANNUAL |
| 20090910 |
| ADM |
| 039483102 |
| 1I |
| ELECTION OF NOMINEES: P.A. WOERTZ |
| MGMT |
| FOR |
| FOR |
ARCHER-DANIELS-MIDLAND CO. |
| US |
| 20091105 |
| ANNUAL |
| 20090910 |
| ADM |
| 039483102 |
| 2 |
| ADOPT THE ARCHER-DANIELS-MIDLAND COMPANY 2009 INCENTIVE COMPENSATION PLAN |
| MGMT |
| FOR |
| FOR |
ARCHER-DANIELS-MIDLAND CO. |
| US |
| 20091105 |
| ANNUAL |
| 20090910 |
| ADM |
| 039483102 |
| 3 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
ARCHER-DANIELS-MIDLAND CO. |
| US |
| 20091105 |
| ANNUAL |
| 20090910 |
| ADM |
| 039483102 |
| 4 |
| ADOPT STOCKHOLDER’S PROPOSAL REGARDING GLOBAL HUMAN RIGHTS STANDARDS |
| SHAREHOLD |
| FOR |
| AGAINST |
COPART INC. |
| US |
| 20091203 |
| ANNUAL |
| 20091005 |
| CPRT |
| 217204106 |
| 1 |
| ELECTION OF NOMINEES: 1. WILLIS J. JOHNSON, 2. A. JAYSON ADAIR, 3. JAMES E. MEEKS, 4. STEVEN D. COHAN, 5. DANIEL J. EDGLANDER, 6. MATT BLUNT, 7. THOMAS W. SMITH |
| MGMT |
| FOR |
| FOR |
COPART INC. |
| US |
| 20091203 |
| ANNUAL |
| 20091005 |
| CPRT |
| 217204106 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
COMMERCIAL METALS CO. |
| US |
| 20100128 |
| ANNUAL |
| 20091130 |
| CMC |
| 201723103 |
| 1 |
| ELECTION OF NOMINEES: 1. RHYS J. BEST, 2. RICHARD B. KELSON, 3. MURRAY R. MCCLEAN |
| MGMT |
| FOR |
| FOR |
COMMERCIAL METALS CO. |
| US |
| 20100128 |
| ANNUAL |
| 20091130 |
| CMC |
| 201723103 |
| 2 |
| VOTE TO APPROVE THE ADOPTION OF THE COMMERCIAL METALS COMPANY 2010 EMPLOYEE STOCK PURCHASE PLAN |
| MGMT |
| FOR |
| FOR |
COMMERCIAL METALS CO. |
| US |
| 20100128 |
| ANNUAL |
| 20091130 |
| CMC |
| 201723103 |
| 3 |
| VOTE TO APPROVE THE AMENDMENT TO THE COMMERCIAL METALS COMPANY 2006 LONG-TERM EQUITY INCENTIVE PLAN |
| MGMT |
| FOR |
| FOR |
COMMERCIAL METALS CO. |
| US |
| 20100128 |
| ANNUAL |
| 20091130 |
| CMC |
| 201723103 |
| 4 |
| VOTE TO APPROVE THE AMENDMENT TO THE COMMERCIAL METALS COMPANY 1999 NON-EMPLOYEE DIRECTOR STOCK PLAN, SECOND AMENDMENT AND RESTATEMENT |
| MGMT |
| FOR |
| FOR |
COMMERCIAL METALS CO. |
| US |
| 20100128 |
| ANNUAL |
| 20091130 |
| CMC |
| 201723103 |
| 5 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
H. B. FULLER CO. |
| US |
| 20100415 |
| ANNUAL |
| 20100217 |
| FUL |
| 359694106 |
| 1 |
| ELECTION OF NOMINEES: 1. JOHN C. VAN RODEN JR., 2. MICHELE VOLPI |
| MGMT |
| FOR |
| FOR |
H. B. FULLER CO. |
| US |
| 20100415 |
| ANNUAL |
| 20100217 |
| FUL |
| 359694106 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
BUCYRUS |
| US |
| 20100422 |
| ANNUAL |
| 20100224 |
| BUCY |
| 118759109 |
| 1 |
| 1. ELECTION OF NOMINEES: 1. DEEPAK K. KAPUR, 2. THEODORE C. ROGERS, 3. ROBERT C. SCHARP |
| MGMT |
| FOR |
| FOR |
BUCYRUS |
| US |
| 20100422 |
| ANNUAL |
| 20100224 |
| BUCY |
| 118759109 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
ARCH COAL INC. |
| US |
| 20100422 |
| ANNUAL |
| 20100222 |
| ACI |
| 039380100 |
| 1 |
| ELECTION OF NOMINEES: 1. BRIAN J. JENNINGS, 2. STEVEN F. LEER, 3. ROBERT G. POTTER, 4. THEODORE D. SANDS |
| MGMT |
| FOR |
| FOR |
ARCH COAL INC. |
| US |
| 20100422 |
| ANNUAL |
| 20100222 |
| ACI |
| 039380100 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
ARCH COAL INC. |
| US |
| 20100422 |
| ANNUAL |
| 20100222 |
| ACI |
| 039380100 |
| 3 |
| APPROVAL OF AN AMENDMENT AND RESTATEMENT OF THE ARCH COAL, INC. 1997 STOCK INCENTIVE PLAN |
| MGMT |
| FOR |
| FOR |
ARCH COAL INC. |
| US |
| 20100422 |
| ANNUAL |
| 20100222 |
| ACI |
| 039380100 |
| 4 |
| SECTION 162(M) APPROVAL OF ARCH COAL, INC.’S INCENTIVE COMPENSATION PLAN FOR EXECUTIVE OFFICERS |
| MGMT |
| FOR |
| FOR |
GRACO INC. |
| US |
| 20100423 |
| ANNUAL |
| 20100222 |
| GGG |
| 384109104 |
| 1 |
| ELECTION OF NOMINEES: 1. J. KEVIN GILLIGAN, 2. WILLIAM G. VAN DYKE |
| MGMT |
| FOR |
| FOR |
GRACO INC. |
| US |
| 20100423 |
| ANNUAL |
| 20100222 |
| GGG |
| 384109104 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
GRACO INC. |
| US |
| 20100423 |
| ANNUAL |
| 20100222 |
| GGG |
| 384109104 |
| 3 |
| APPROVAL OF THE GRACO INC. 2010 STOCK INCENTIVE PLAN |
| MGMT |
| FOR |
| FOR |
GRACO INC. |
| US |
| 20100423 |
| ANNUAL |
| 20100222 |
| GGG |
| 384109104 |
| 4 |
| SHAREHOLDER PROPOSAL TO ADOPT MAJORITY VOTING FOR THE ELECTION OF DIRECTORS |
| SHAREHOLD |
| FOR |
| AGAINST |
LANDSTAR SYSTEM INC. |
| US |
| 20100429 |
| ANNUAL |
| 20100309 |
| LSTR |
| 515098101 |
| 1 |
| ELECTION OF NOMINEES: 1. WILLIAM S. ELSTON, 2. DIANA M. MURPHY |
| MGMT |
| FOR |
| FOR |
LANDSTAR SYSTEM INC. |
| US |
| 20100429 |
| ANNUAL |
| 20100309 |
| LSTR |
| 515098101 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
MARTEN TRANSPORT LTD. |
| US |
| 20100504 |
| ANNUAL |
| 20100309 |
| MRTN |
| 573075108 |
| 1 |
| ELECTION OF NOMINEES: 1. RANDOLPH L. MARTEN, 2. LARRY B. HAGNESS, 3. THOMAS J. WINKEL, 4. JERRY M. BAUER, 5. ROBERT L. DEMOREST, 6. G. LARRY OWENS |
| MGMT |
| FOR |
| FOR |
MARTEN TRANSPORT LTD. |
| US |
| 20100504 |
| ANNUAL |
| 20100309 |
| MRTN |
| 573075108 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
PENSKE AUTOMOTIVE GROUP INC. |
| US |
| 20100505 |
| ANNUAL |
| 20100316 |
| PAG |
| 70959W103 |
| 1 |
| ELECTION OF NOMINEES: 1. JOHN D. BARR, 2. MICHAEL R. EISENSON, 3. HIROSHI ISHIKAWA, 4. ROBERT H. KURNICK, 5. WILLIAM J. LOVEJOY, 6. KIMBERLY J. MCWATERS, 7. LUCIO A. NOTO, 8. ROGER S. PENSKE, 9. RICHARD J. PETERS, 10. RONALD G. STEINHART, 11. H. BRIAN THOMPSON |
| MGMT |
| FOR |
| FOR |
PENSKE AUTOMOTIVE GROUP INC. |
| US |
| 20100505 |
| ANNUAL |
| 20100316 |
| PAG |
| 70959W103 |
| 2 |
| FOR APPROVAL OF OUR EXISTING MANAGEMENT INCENTIVE PLAN |
| MGMT |
| FOR |
| FOR |
PENSKE AUTOMOTIVE GROUP INC. |
| US |
| 20100505 |
| ANNUAL |
| 20100316 |
| PAG |
| 70959W103 |
| 3 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
PENSKE AUTOMOTIVE GROUP INC. |
| US |
| 20100505 |
| ANNUAL |
| 20100316 |
| PAG |
| 70959W103 |
| 4 |
| TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING |
| MGMT |
| FOR |
| FOR |
LUFKIN INDUSTRIES INC. |
| US |
| 20100505 |
| ANNUAL |
| 20100316 |
| LUFK |
| 549764108 |
| 1 |
| ELECTION OF NOMINEES: 1. R.R. STEWART, 2. J.F. GLICK, 3. J.D. HOFMEISTER, 4. J.H. LOLLAR, 5. T.E. WIENER |
| MGMT |
| FOR |
| FOR |
LUFKIN INDUSTRIES INC. |
| US |
| 20100505 |
| ANNUAL |
| 20100316 |
| LUFK |
| 549764108 |
| 3 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
KANSAS CITY SOUTHERN |
| US |
| 20100506 |
| ANNUAL |
| 20100308 |
| KSU |
| 485170302 |
| 1 |
| ELECTION OF NOMINEES: 1. LU M. CORDOVA, 2. TERRENCE P. DUNN, 3. ANTONIO O. GARZA, JR., 4. DAVID L. STARLING |
| MGMT |
| FOR |
| FOR |
KANSAS CITY SOUTHERN |
| US |
| 20100506 |
| ANNUAL |
| 20100308 |
| KSU |
| 485170302 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
CHICAGO BRIDGE & IRON CO. N.V. |
| US |
| 20100506 |
| ANNUAL |
| 20100312 |
| CBI |
| 167250109 |
| 1 |
| TO ELECT ONE MEMBER OF THE SUPERVISORY BOARD TO SERVE UNTIL THE ANNUAL GENERAL MEETING OF SHAREHOLDERS IN 2013: 1. MICHAEL L. UNDERWOOD, OR 2. LUCIANO REYES |
| MGMT |
| FOR |
| FOR |
CHICAGO BRIDGE & IRON CO. N.V. |
| US |
| 20100506 |
| ANNUAL |
| 20100312 |
| CBI |
| 167250109 |
| 2 |
| TO ELECT ONE MEMBER OF THE MANAGEMENT BOARD TO SERVE UNTIL THE ANNUAL GENERAL MEETING OF SHAREHOLDERS IN 2014: 1. CHICAGO BRIDGE & IRON COMPANY B.V. OR 2. LEALAND FINANCE COMPANY B.V. |
| MGMT |
| FOR |
| FOR |
CHICAGO BRIDGE & IRON CO. N.V. |
| US |
| 20100506 |
| ANNUAL |
| 20100312 |
| CBI |
| 167250109 |
| 3 |
| AUTHORIZE THE PREPARATION OF OUR DUTCH STATUTORY ANNUAL ACCOUNTS AND ANNUAL REPORT OF OUR MANAGEMENT BOARD IN THE ENGLISH LANGUAGE AND TO ADOPT OUR DUTCH STATUTORY ANNUAL ACCOUNTS FOR THE YEAR ENDED DECEMBER 31, 2009 |
| MGMT |
| FOR |
| FOR |
CHICAGO BRIDGE & IRON CO. N.V. |
| US |
| 20100506 |
| ANNUAL |
| 20100312 |
| CBI |
| 167250109 |
| 4 |
| TO DISCHARGE THE SOLE MEMBER OF THE MANAGEMENT BOARD FROM LIABILITY IN RESPECT OF THE EXERCISE OF ITS DUTIES DURING THE YEAR ENDED DECEMBER 31, 2009 |
| MGMT |
| FOR |
| FOR |
CHICAGO BRIDGE & IRON CO. N.V. |
| US |
| 20100506 |
| ANNUAL |
| 20100312 |
| CBI |
| 167250109 |
| 5 |
| TO DISCHARGE THE MEMBERS OF THE SUPERVISORY BOARD FROM LIABILITY IN RESPECT OF THE EXERCISE OF THEIR DUTIES DURING THE YEAR ENDED DECEMBER 31, 2009 |
| MGMT |
| FOR |
| FOR |
CHICAGO BRIDGE & IRON CO. N.V. |
| US |
| 20100506 |
| ANNUAL |
| 20100312 |
| CBI |
| 167250109 |
| 6 |
| TO APPROVE THE EXTENSION OF THE AUTHORITY OF OUR MANAGEMENT BOARD, ACTING WITH THE APPROVAL OF THE SUPERVISORY BOARD, TO REPURCHASE UP TO 10% OF OUR ISSUED SHARE CAPITAL OF THE COMPANY UNTIL NOVEMBER 6, 2011, ON THE OPEN MARKET, THROUGH PRIVATELY NEGOTIATED TRANSACTIONS OR IN ONE OR MORE SELF TENDER OFFERS FOR A PRICE PER SHARE NOT LESS THAN THE NOMINAL VALUE OF A SHARE AND NOT HIGHER THAN 110% OF THE MOST RECENT AVAILABLE (AS OF THE TIME OF REPURCHASE) PRICE OF A SHARE ON ANY SECURITIES EXCHANGE WHERE OUR SHARES ARE TRADED |
| MGMT |
| FOR |
| FOR |
CHICAGO BRIDGE & IRON CO. N.V. |
| US |
| 20100506 |
| ANNUAL |
| 20100312 |
| CBI |
| 167250109 |
| 7 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
CHICAGO BRIDGE & IRON CO. N.V. |
| US |
| 20100506 |
| ANNUAL |
| 20100312 |
| CBI |
| 167250109 |
| 8 |
| TO APPROVE THE CHICAGO BRIDGE & IRON COMPANY INCENTIVE COMPENSATION PROGRAM |
| MGMT |
| FOR |
| FOR |
CHICAGO BRIDGE & IRON CO. N.V. |
| US |
| 20100506 |
| ANNUAL |
| 20100312 |
| CBI |
| 167250109 |
| 9 |
| TO APPROVE THE EXTENSION OF THE AUTHORITY OF THE SUPERVISORY BOARD TO ISSUE SHARES AND/OR GRANT RIGHTS TO ACQUIRE SHARES (INCLUDING OPTIONS TO SUBSCRIBE FOR SHARES), NEVER TO EXCEED THE NUMBER OF AUTHORIZED BUT UNISSUED SHARES, AND TO LIMIT OR EXCLUDE THE PREEMPTIVE RIGHTS OF SHAREHOLDERS OF THE COMPANY WITH RESPECT TO THE ISSUANCE OF SHARES AND/OR THE GRANT OF THE RIGHT TO ACQUIRE SHARES, UNTIL MAY 6, 2015 |
| MGMT |
| FOR |
| FOR |
CHICAGO BRIDGE & IRON CO. N.V. |
| US |
| 20100506 |
| ANNUAL |
| 20100312 |
| CBI |
| 167250109 |
| 10 |
| TO APPROVE THE COMPENSATION OF THE MEMBERS OF THE SUPERVISORY BOARD |
| MGMT |
| FOR |
| FOR |
APACHE CORP. |
| US |
| 20100506 |
| ANNUAL |
| 20100308 |
| APA |
| 037411105 |
| 1 |
| ELECTION OF NOMINEES: EUGENE C. FIEDOREK |
| MGMT |
| FOR |
| FOR |
APACHE CORP. |
| US |
| 20100506 |
| ANNUAL |
| 20100308 |
| APA |
| 037411105 |
| 2 |
| ELECTION OF NOMINEES: PATRICIA ALBJERG GRAHAM |
| MGMT |
| FOR |
| FOR |
APACHE CORP. |
| US |
| 20100506 |
| ANNUAL |
| 20100308 |
| APA |
| 037411105 |
| 3 |
| ELECTION OF NOMINEES: F.H. MERELLI |
| MGMT |
| FOR |
| FOR |
APACHE CORP. |
| US |
| 20100506 |
| ANNUAL |
| 20100308 |
| APA |
| 037411105 |
| 4 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
C.H. ROBINSON WORLDWIDE INC. |
| US |
| 20100513 |
| ANNUAL |
| 20100316 |
| CHRW |
| 12541W209 |
| 1A |
| ELECTION OF NOMINEES: STEVEN L. POLACEK |
| MGMT |
| FOR |
| FOR |
C.H. ROBINSON WORLDWIDE INC. |
| US |
| 20100513 |
| ANNUAL |
| 20100316 |
| CHRW |
| 12541W209 |
| 1B |
| ELECTION OF NOMINEES: REBECCA KOENIG ROLOFF |
| MGMT |
| FOR |
| FOR |
C.H. ROBINSON WORLDWIDE INC. |
| US |
| 20100513 |
| ANNUAL |
| 20100316 |
| CHRW |
| 12541W209 |
| 1C |
| ELECTION OF NOMINEES: MICHAEL W. WICKHAM |
| MGMT |
| FOR |
| FOR |
C.H. ROBINSON WORLDWIDE INC. |
| US |
| 20100513 |
| ANNUAL |
| 20100316 |
| CHRW |
| 12541W209 |
| 2 |
| TO APPROVE THE C.H. ROBINSON WORLDWIDE, INC. 2010 NON-EQUITY INCENTIVE PLAN |
| MGMT |
| FOR |
| FOR |
C.H. ROBINSON WORLDWIDE INC. |
| US |
| 20100513 |
| ANNUAL |
| 20100316 |
| CHRW |
| 12541W209 |
| 3 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
CATHAY GENERAL BANCORP |
| US |
| 20100517 |
| ANNUAL |
| 20100401 |
| CATY |
| 149150104 |
| 1 |
| ELECTION OF NOMINEES: 1. KELLY L. CHAN, 2. DUNSON K. CHENG, 3. THOMAS C.T. CHIU, 4. JOSEPH C.H. POON |
| MGMT |
| FOR |
| FOR |
CATHAY GENERAL BANCORP |
| US |
| 20100517 |
| ANNUAL |
| 20100401 |
| CATY |
| 149150104 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
CATHAY GENERAL BANCORP |
| US |
| 20100517 |
| ANNUAL |
| 20100401 |
| CATY |
| 149150104 |
| 3 |
| APPROVE OUR EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
K-SWISS INC. |
| US |
| 20100518 |
| ANNUAL |
| 20100322 |
| KSWS |
| 482686102 |
| 1 |
| ELECTION OF NOMINEES: 1. STEPHEN FINE, 2. MARK LOUIE |
| MGMT |
| FOR |
| FOR |
K-SWISS INC. |
| US |
| 20100518 |
| ANNUAL |
| 20100322 |
| KSWS |
| 482686102 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
K-SWISS INC. |
| US |
| 20100518 |
| ANNUAL |
| 20100322 |
| KSWS |
| 482686102 |
| 3 |
| TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENT OR POSTPONEMENT THEREOF AND AS TO WHICH THE UNDERSIGNED HEREBY CONFERS DISCRETIONARY AUTHORITY |
| MGMT |
| FOR |
| FOR |
KBR INC. |
| US |
| 20100520 |
| ANNUAL |
| 20100322 |
| KBR |
| 48242W106 |
| 1 |
| ELECTION OF NOMINEES: 1. JEFFREY E. CURTISS, 2. WILLIAM P. UTT |
| MGMT |
| FOR |
| FOR |
KBR INC. |
| US |
| 20100520 |
| ANNUAL |
| 20100322 |
| KBR |
| 48242W106 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
KBR INC. |
| US |
| 20100520 |
| ANNUAL |
| 20100322 |
| KBR |
| 48242W106 |
| 3 |
| TO ESTABLISH A COMMITTEE TO REVIEW POLICIES RELATED TO HUMAN RIGHTS TO ASSESS WHERE THE COMPANY NEEDS TO ADOPT AND IMPLEMENT ADDITIONAL POLICIES |
| SHAREHOLD |
| FOR |
| AGAINST |
KBR INC. |
| US |
| 20100520 |
| ANNUAL |
| 20100322 |
| KBR |
| 48242W106 |
| 4 |
| TO AMEND THE COMPANY’S EQUAL EMPLOYMENT OPPORTUNITY POLICY TO EXPLICITLY PROHIBIT DISCRIMINATION BASED ON SEXUAL ORIENTATION AND GENDER IDENTIFICATION OR EXPRESSION AND TO SUBSTANTIALLY IMPLEMENT THE POLICY |
| SHAREHOLD |
| FOR |
| AGAINST |
DR. PEPPER SNAPPLE GROUP INC. |
| US |
| 20100520 |
| ANNUAL |
| 20100322 |
| DPS |
| 26138E109 |
| 1A |
| ELECTION OF NOMINEES: JOHN L. ADAMS |
| MGMT |
| FOR |
| FOR |
DR. PEPPER SNAPPLE GROUP INC. |
| US |
| 20100520 |
| ANNUAL |
| 20100322 |
| DPS |
| 26138E109 |
| 1B |
| ELECTION OF NOMINEES: TERENCE D. MARTIN |
| MGMT |
| FOR |
| FOR |
DR. PEPPER SNAPPLE GROUP INC. |
| US |
| 20100520 |
| ANNUAL |
| 20100322 |
| DPS |
| 26138E109 |
| 1C |
| ELECTION OF NOMINEES: RONALD G. ROGERS |
| MGMT |
| FOR |
| FOR |
DR. PEPPER SNAPPLE GROUP INC. |
| US |
| 20100520 |
| ANNUAL |
| 20100322 |
| DPS |
| 26138E109 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
ION GEOPHYSICAL CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100401 |
| IO |
| 462044108 |
| 1 |
| ELECTION OF NOMINEES: 1. FRANKLIN MYERS, 2. BRUCE S. APPELBAUM, PHD, 3. S. JAMES NELSON, JR. |
| MGMT |
| FOR |
| FOR |
ION GEOPHYSICAL CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100401 |
| IO |
| 462044108 |
| 2 |
| APPROVAL OF CERTAIN AMENDMENTS TO ION’S 2004 LONG-TERM INCENTIVE PLAN TO INCREASE THE TOTAL NUMBER OF SHARES OF ION’S COMMON STOCK AVAILABLE FOR ISSUANCE UNDER THE PLAN FROM 7,700,000 TO 10,200,000 SHARES |
| MGMT |
| FOR |
| FOR |
ION GEOPHYSICAL CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100401 |
| IO |
| 462044108 |
| 3 |
| APPROVAL OF THE ION EMPLOYEE STOCK PURCHASE PLAN TO REPLACE ION’S EMPLOYEE STOCK PURCHASE PLAN THAT EXPIRED ON DECEMBER 31, 2008 |
| MGMT |
| FOR |
| FOR |
ION GEOPHYSICAL CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100401 |
| IO |
| 462044108 |
| 4 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
GENESEE & WYOMING INC. |
| US |
| 20100527 |
| ANNUAL |
| 20100401 |
| GWR |
| 371559105 |
| 1 |
| ELECTION OF NOMINEES: 1. PHILIP J. RINGO, 2. MARK A. SCUDDER, 3. OIVIND LORENTZEN III, 4. MICHAEL NORKUS |
| MGMT |
| FOR |
| FOR |
GENESEE & WYOMING INC. |
| US |
| 20100527 |
| ANNUAL |
| 20100401 |
| GWR |
| 371559105 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
CHEVRON CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100401 |
| CVX |
| 166764100 |
| 1A |
| ELECTION OF NOMINEES: S.H. ARMACOST |
| MGMT |
| FOR |
| FOR |
CHEVRON CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100401 |
| CVX |
| 166764100 |
| 1B |
| ELECTION OF NOMINEES: L.F. DEILY |
| MGMT |
| FOR |
| FOR |
CHEVRON CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100401 |
| CVX |
| 166764100 |
| 1C |
| ELECTION OF NOMINEES: R.E. DENHAM |
| MGMT |
| FOR |
| FOR |
CHEVRON CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100401 |
| CVX |
| 166764100 |
| 1D |
| ELECTION OF NOMINEES: R.J. EATON |
| MGMT |
| FOR |
| FOR |
CHEVRON CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100401 |
| CVX |
| 166764100 |
| 1E |
| ELECTION OF NOMINEES: C. HAGEL |
| MGMT |
| FOR |
| FOR |
CHEVRON CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100401 |
| CVX |
| 166764100 |
| 1F |
| ELECTION OF NOMINEES: E. HERNANDEZ |
| MGMT |
| FOR |
| FOR |
CHEVRON CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100401 |
| CVX |
| 166764100 |
| 1G |
| ELECTION OF NOMINEES: F.G. JENIFER |
| MGMT |
| FOR |
| FOR |
CHEVRON CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100401 |
| CVX |
| 166764100 |
| 1H |
| ELECTION OF NOMINEES: G.L. KIRKLAND |
| MGMT |
| FOR |
| FOR |
CHEVRON CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100401 |
| CVX |
| 166764100 |
| 1I |
| ELECTION OF NOMINEES: S. NUNN |
| MGMT |
| FOR |
| FOR |
CHEVRON CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100401 |
| CVX |
| 166764100 |
| 1J |
| ELECTION OF NOMINEES: D.B. RICE |
| MGMT |
| FOR |
| FOR |
CHEVRON CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100401 |
| CVX |
| 166764100 |
| 1K |
| ELECTION OF NOMINEES: K.W. SHARER |
| MGMT |
| FOR |
| FOR |
CHEVRON CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100401 |
| CVX |
| 166764100 |
| 1L |
| ELECTION OF NOMINEES: C.R. SHOEMATE |
| MGMT |
| FOR |
| FOR |
CHEVRON CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100401 |
| CVX |
| 166764100 |
| 1M |
| ELECTION OF NOMINEES: J.G. STUMPF |
| MGMT |
| FOR |
| FOR |
CHEVRON CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100401 |
| CVX |
| 166764100 |
| 1N |
| ELECTION OF NOMINEES: R.D. SUGAR |
| MGMT |
| FOR |
| FOR |
CHEVRON CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100401 |
| CVX |
| 166764100 |
| 1O |
| ELECTION OF NOMINEES: C. WARE |
| MGMT |
| FOR |
| FOR |
CHEVRON CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100401 |
| CVX |
| 166764100 |
| 1P |
| ELECTION OF NOMINEES: J.S. WATSON |
| MGMT |
| FOR |
| FOR |
CHEVRON CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100401 |
| CVX |
| 166764100 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
CHEVRON CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100401 |
| CVX |
| 166764100 |
| 3 |
| AMENDMENT TO CHEVRON’S BY-LAWS TO REDUCE THE PERCENTAGE OF STOCKHOLDINGS REQUIRED FOR STOCKHOLDERS TO CALL FOR SPECIAL MEETINGS |
| MGMT |
| FOR |
| FOR |
CHEVRON CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100401 |
| CVX |
| 166764100 |
| 4 |
| APPOINTMENT OF AN INDEPENDENT DIRECTOR WITH ENVIRONMENTAL EXPERTISE |
| SHAREHOLD |
| FOR |
| AGAINST |
CHEVRON CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100401 |
| CVX |
| 166764100 |
| 5 |
| HOLDING EQUITY-BASED COMPENSATION THROUGH RETIREMENT |
| SHAREHOLD |
| FOR |
| AGAINST |
CHEVRON CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100401 |
| CVX |
| 166764100 |
| 6 |
| DISCLOSURE OF PAYMENTS TO HOST GOVERNMENTS |
| SHAREHOLD |
| FOR |
| AGAINST |
CHEVRON CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100401 |
| CVX |
| 166764100 |
| 7 |
| GUIDELINES FOR COUNTRY SELECTION |
| SHAREHOLD |
| FOR |
| AGAINST |
CHEVRON CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100401 |
| CVX |
| 166764100 |
| 8 |
| FINANCIAL RISKS FROM CLIMATE CHANGE |
| SHAREHOLD |
| FOR |
| AGAINST |
CHEVRON CORP. |
| US |
| 20100526 |
| ANNUAL |
| 20100401 |
| CVX |
| 166764100 |
| 9 |
| HUMAN RIGHTS COMMITTEE |
| SHAREHOLD |
| FOR |
| AGAINST |
CHESAPEAKE ENERGY CORP. |
| US |
| 20100611 |
| ANNUAL |
| 20100415 |
| CHK |
| 165167107 |
| 1 |
| ELECTION OF NOMINEES: 1. FRANK KEATING, 2. MERRILL A. MILLER, JR., 3. FREDERICK B. WHITTEMORE |
| MGMT |
| FOR |
| FOR |
CHESAPEAKE ENERGY CORP. |
| US |
| 20100611 |
| ANNUAL |
| 20100415 |
| CHK |
| 165167107 |
| 2 |
| TO APPROVE AN AMENDMENT TO OUR LONG TERM INCENTIVE PLAN |
| MGMT |
| FOR |
| FOR |
CHESAPEAKE ENERGY CORP. |
| US |
| 20100611 |
| ANNUAL |
| 20100415 |
| CHK |
| 165167107 |
| 3 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
CHESAPEAKE ENERGY CORP. |
| US |
| 20100611 |
| ANNUAL |
| 20100415 |
| CHK |
| 165167107 |
| 4 |
| SHAREHOLDER PROPOSAL RELATING TO ANNUAL CASH BONUSES TO NAMED EXECUTIVE OFFICERS |
| SHAREHOLD |
| FOR |
| AGAINST |
CHESAPEAKE ENERGY CORP. |
| US |
| 20100611 |
| ANNUAL |
| 20100415 |
| CHK |
| 165167107 |
| 5 |
| SHAREHOLDER PROPOSAL REGARDING EXECUTIVE PARTICIPATION IN DERIVATIVE OR SPECULATIVE TRANSACTIONS INVOLVING STOCK |
| SHAREHOLD |
| FOR |
| AGAINST |
CHESAPEAKE ENERGY CORP. |
| US |
| 20100611 |
| ANNUAL |
| 20100415 |
| CHK |
| 165167107 |
| 6 |
| SHAREHOLDER PROPOSAL REQUESTING AN ADVISORY SHAREHOLDER VOTE ON EXECUTIVE COMPENSATION |
| SHAREHOLD |
| FOR |
| AGAINST |
CHESAPEAKE ENERGY CORP. |
| US |
| 20100611 |
| ANNUAL |
| 20100415 |
| CHK |
| 165167107 |
| 7 |
| SHAREHOLDER PROPOSAL REQUESTING AN ADVISORY SHAREHOLDER VOTE ON EXECUTIVE AND DIRECTOR COMPENSATION |
| SHAREHOLD |
| FOR |
| AGAINST |
CHESAPEAKE ENERGY CORP. |
| US |
| 20100611 |
| ANNUAL |
| 20100415 |
| CHK |
| 165167107 |
| 8 |
| SHAREHOLDER PROPOSAL RELATING TO HYDRAULIC FRACTURING |
| SHAREHOLD |
| FOR |
| AGAINST |
CHESAPEAKE ENERGY CORP. |
| US |
| 20100611 |
| ANNUAL |
| 20100415 |
| CHK |
| 165167107 |
| 9 |
| SHAREHOLDER PROPOSAL RELATING TO A SUSTAINABILITY REPORT |
| SHAREHOLD |
| FOR |
| AGAINST |
GAMESTOP CORP. |
| US |
| 20100622 |
| ANNUAL |
| 20100503 |
| GME |
| 36467W109 |
| 1 |
| ELECTION OF NOMINEES: 1. RICHARD FONTAINE, 2. JEROME L. DAVIS, 3. STEVEN R. KOONIN, 4. STEPHANIE M. SHERN |
| MGMT |
| FOR |
| FOR |
GAMESTOP CORP. |
| US |
| 20100622 |
| ANNUAL |
| 20100503 |
| GME |
| 36467W109 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
PHILLIPS-VAN HEUSEN CORP. |
| US |
| 20100624 |
| ANNUAL |
| 20100429 |
| PVH |
| 718592108 |
| 1 |
| ELECTION OF NOMINEES: 1. MARY BAGLIVO, 2. EMANUEL CHIRICO, 3. EDWARD H. COHEN, 4. JOSEPH B. FULLER, 5. FRED GEHRING, 6. MARGARET L. JENKINS, 7. DAVID LANDAU, 8. BRUCE MAGGIN, 9. V. JAMES MARINO, 10. HENRY NASELLA, 11. RITA M. RODRIGUEZ, 12. CRAIG RYDIN, 13. CHRISTIAN STAHL |
| MGMT |
| FOR |
| FOR |
PHILLIPS-VAN HEUSEN CORP. |
| US |
| 20100624 |
| ANNUAL |
| 20100429 |
| PVH |
| 718592108 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
PACIFIC ADVISORS FUNDS PROXY VOTING RECORD
FOR THE PERIOD JULY 1, 2009 - JUNE 30, 2010
SMALL CAP FUND
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| PG VOTE |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| (“FOR”), |
|
|
|
|
|
| MEETING |
|
|
|
|
|
|
|
|
|
|
| PROPOSED BY |
| (“FOR”) OR |
| (“AGAINST”), |
|
|
|
|
|
| TYPE |
|
|
|
|
|
|
| AGENDA |
| AGENDA |
| (“MGMT”) |
| (“AGAINST”) |
| (“ABSTAIN”), |
|
|
|
| MEETING |
| (“ANNUAL”) OR |
| RECORD |
|
|
| SECURITY ID |
| ITEM |
| ITEM |
| OR |
| MGMT |
| (“WITHHOLD”) |
COMPANY NAME |
| COUNTRY |
| DATE |
| (“SPECIAL”) |
| DATE |
| TICKER |
| (CUSIP) |
| NUMBER |
| DESCRIPTION |
| (“SHAREHOLD”) |
| RECOMMENDATION |
| OR (“NOT RECD”) |
SONIC AUTOMOTIVE INC. |
| US |
| 20090819 |
| SPECIAL |
| 20090710 |
| SAH |
| 83545G102 |
| 1 |
| APPROVAL OF THE ISSUANCE OF SHARES OF CLASS A COMMON STOCK UPON CONVERSION OF OUR 6.00% SENIOR SECURED CONVERTIBLE NOTES DUE 2012 AT THE CONVERSION PRICE |
| MGMT |
| FOR |
| FOR |
TEAM INC. |
| US |
| 20090924 |
| ANNUAL |
| 20090807 |
| TISI |
| 878155100 |
| 1 |
| ELECTION OF NOMINEES: 1. VICENT D. FOSTER, 2. JACK M. JOHNSON, JR. 3. ROBERT A. PEISER |
| MGMT |
| FOR |
| FOR |
TEAM INC. |
| US |
| 20090924 |
| ANNUAL |
| 20090807 |
| TISI |
| 878155100 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
TEAM INC. |
| US |
| 20090924 |
| ANNUAL |
| 20090807 |
| TISI |
| 878155100 |
| 3 |
| APPROVAL OF THE MAXIMUM AMOUNT OF COMPENSATION THAT MAY BE PAID TO A PARTICIPANT FOR PERFORMANCE-BASED AWARDS IF THE PERFORMANCE GOAL IS OBTAINED UNDER THE TEAM, INC. FIRST AMENDED AND RESTATED 2006 STOCK INCENTIVE PLAN |
| MGMT |
| FOR |
| FOR |
TEAM INC. |
| US |
| 20090924 |
| ANNUAL |
| 20090807 |
| TISI |
| 878155100 |
| 4 |
| APPROVAL OF THE AMENDMENT AND RESTATED OF THE TEAM, INC. RESTATED NON-EMPLOYEE DIRECTORS’ STOCK PLAN TO AUTHORIZE STOCK AWARDS UNDER THE PLAN, TO REVISE THE AUTOMATIC GRANT OF OPTIONS UNDER THE PLAN AND TO MAKE CERTAIN TECHNICAL REVISIONS |
| MGMT |
| FOR |
| FOR |
MATRIX SERVICE CO. |
| US |
| 20091023 |
| ANNUAL |
| 20090902 |
| MTRX |
| 576853105 |
| 1 |
| ELECTION OF NOMINEES: 1. MICHAEL J BRADLEY, 2. MICHAEL J. HALL, 3. I. EDGAR (ED) HENDRIX, 4. PAUL K. LACKEY, 5. TOM E. MAXWELL, 6. DAVID J. TIPPECONNIC |
| MGMT |
| FOR |
| FOR |
MATRIX SERVICE CO. |
| US |
| 20091023 |
| ANNUAL |
| 20090902 |
| MTRX |
| 576853105 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
MATRIX SERVICE CO. |
| US |
| 20091023 |
| ANNUAL |
| 20090902 |
| MTRX |
| 576853105 |
| 3 |
| TO APPROVE AMENDMENT NUMBER THREE TO THE MATRIX SERVICE COMPANY 2004 STOCK INCENTIVE PLAN |
| MGMT |
| FOR |
| FOR |
ROCHESTER MEDICAL CORP. |
| US |
| 20100128 |
| ANNUAL |
| 20091211 |
| ROCM |
| 771497104 |
| 1 |
| ELECTION OF NOMINEES: 1. DARNELL L. BOEHM, 2. ANTHONY J. CONWAY, 3. DAVID A. JONAS, 4. ROGER W. SCHNOBRICH, 5. BENSON SMITH |
| MGMT |
| FOR |
| FOR |
ROCHESTER MEDICAL CORP. |
| US |
| 20100128 |
| ANNUAL |
| 20091211 |
| ROCM |
| 771497104 |
| 2 |
| APPROVAL OF THE ROCHESTER MEDICAL CORPORATION 2010 STOCK INCENTIVE PLAN |
| MGMT |
| FOR |
| FOR |
ROCHESTER MEDICAL CORP. |
| US |
| 20100128 |
| ANNUAL |
| 20091211 |
| ROCM |
| 771497104 |
| 3 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
COMMERCIAL METALS CO. |
| US |
| 20100128 |
| ANNUAL |
| 20091130 |
| CMC |
| 201723103 |
| 1 |
| ELECTION OF NOMINEES: 1. RHYS J. BEST, 2. RICHARD B. KELSON, 3. MURRAY R. MCCLEAN |
| MGMT |
| FOR |
| FOR |
COMMERCIAL METALS CO. |
| US |
| 20100128 |
| ANNUAL |
| 20091130 |
| CMC |
| 201723103 |
| 2 |
| VOTE TO APPROVE THE ADOPTION OF THE COMMERCIAL METALS COMPANY 2010 EMPLOYEE STOCK PURCHASE PLAN |
| MGMT |
| FOR |
| FOR |
COMMERCIAL METALS CO. |
| US |
| 20100128 |
| ANNUAL |
| 20091130 |
| CMC |
| 201723103 |
| 3 |
| VOTE TO APPROVE THE AMENDMENT TO THE COMMERCIAL METALS COMPANY 2006 LONG-TERM EQUITY INCENTIVE PLAN |
| MGMT |
| FOR |
| FOR |
COMMERCIAL METALS CO. |
| US |
| 20100128 |
| ANNUAL |
| 20091130 |
| CMC |
| 201723103 |
| 4 |
| VOTE TO APPROVE THE AMENDMENT TO THE COMMERCIAL METALS COMPANY 1999 NON-EMPLOYEE DIRECTOR STOCK PLAN, SECOND AMENDMENT AND RESTATEMENT |
| MGMT |
| FOR |
| FOR |
COMMERCIAL METALS CO. |
| US |
| 20100128 |
| ANNUAL |
| 20091130 |
| CMC |
| 201723103 |
| 5 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
QUEST RESOURCE CORP. |
| US |
| 20100305 |
| ANNUAL |
| 20100201 |
| QRCP |
| 748349305 |
| 1 |
| ELECTION OF NOMINEES:1. DAVID C. LAWLER, 2. JON H. RATEAU, 3. WILLIAM H. DAMON III, 4. JOHN C. GARRISON |
| MGMT |
| FOR |
| FOR |
QUEST RESOURCE CORP. |
| US |
| 20100305 |
| ANNUAL |
| 20100201 |
| QRCP |
| 748349305 |
| 2 |
| TO APPROVE (1) THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JULY 2, 2009 AND AMENDED AS OF OCTOBER 2, 2009, AND (2) THE MERGER OF QUEST RESOURCE ACQUISITION CORP. WITH AND INTO QUEST RESOURCE CORPORATION, WITH QUEST RESOURCE CORPORATION SURVIVING, AS CONTEMPLATED BY SUCH MERGER AGREEMENT |
| MGMT |
| FOR |
| FOR |
QUEST RESOURCE CORP. |
| US |
| 20100305 |
| ANNUAL |
| 20100201 |
| QRCP |
| 748349305 |
| 3 |
| TO APPROVE THE POSTROCK ENERGY CORPORATION 2010 LONG-TERM INCENTIVE PLAN, TO BE IN EFFECT FOLLOWING THE CONSUMMATION OF THE RECOMBINATION CONTEMPLATED BY THE MERGER AGREEMENT |
| MGMT |
| FOR |
| FOR |
QUEST RESOURCE CORP. |
| US |
| 20100305 |
| ANNUAL |
| 20100201 |
| QRCP |
| 748349305 |
| 4 |
| TO APPROVE ANY PROPOSAL THAT MAY BE PRESENTED TO ADJOURN THE ANNUAL MEETING TO A LATER DATE TO SOLICIT ADDITIONAL PROXIES IN THE EVENT THERE ARE INSUFFICIENT VOTES IN FAVOR OF ANY OF THE FOREGOING PROPOSALS |
| MGMT |
| FOR |
| FOR |
EAST WEST BANCORP INC. |
| US |
| 20100325 |
| SPECIAL |
| 20100212 |
| EWBC |
| 27579R104 |
| 1 |
| ISSUANCE OF COMMON STOCK UPON CONVERSION OF THE SERIES C PREFERRED STOCK |
| MGMT |
| FOR |
| FOR |
EAST WEST BANCORP INC. |
| US |
| 20100325 |
| SPECIAL |
| 20100212 |
| EWBC |
| 27579R104 |
| 2 |
| ADJOURNMENT OR POSTPONEMENT OF THE MEETING |
| MGMT |
| FOR |
| FOR |
SONIC AUTOMOTIVE INC. |
| US |
| 20100421 |
| ANNUAL |
| 20100222 |
| SAH |
| 83545G102 |
| 1 |
| ELECTION OF NOMINEES: 1. O. BRUTON SMITH, 2. B. SCOTT SMITH, 3. DAVID B. SMITH, 4. WILLIAM I. BELK, 5. WILLIAM R. BROOKS, 6. VICTOR H. DOOLAN, 7. ROBERT HELLER, 8. ROBERT L. REWEY, 9. DAVID C. VORHOFF |
| MGMT |
| FOR |
| FOR |
SONIC AUTOMOTIVE INC. |
| US |
| 20100421 |
| ANNUAL |
| 20100222 |
| SAH |
| 83545G102 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
VITRAN CORPORATION INC. |
| US |
| 20100427 |
| ANNUAL |
| 20100318 |
| VTNC |
| 92850E107 |
| 1 |
| ELECTION OF NOMINEES: 1. RICHARD D. MCGRAW, 2. RICHARD E. GAETZ, 3. WILLIAM S. DELUCE, 4. ANTHONY F. GRIFFITHS, 5. JOHN R. GOSSLING, 6. GEORGES L. HEBERT |
| MGMT |
| FOR |
| FOR |
VITRAN CORPORATION INC. |
| US |
| 20100427 |
| ANNUAL |
| 20100318 |
| VTNC |
| 92850E107 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
SAIA INC. |
| US |
| 20100427 |
| ANNUAL |
| 20100312 |
| SAIA |
| 78709Y105 |
| 1A |
| ELECTION OF NOMINEES: JOHN J. HOLLAND |
| MGMT |
| FOR |
| FOR |
SAIA INC. |
| US |
| 20100427 |
| ANNUAL |
| 20100312 |
| SAIA |
| 78709Y105 |
| 1B |
| ELECTION OF NOMINEES: RICHARD D. O’DELL |
| MGMT |
| FOR |
| FOR |
SAIA INC. |
| US |
| 20100427 |
| ANNUAL |
| 20100312 |
| SAIA |
| 78709Y105 |
| 1C |
| ELECTION OF NOMINEES: DOUGLAS W. ROCKEL |
| MGMT |
| FOR |
| FOR |
SAIA INC. |
| US |
| 20100427 |
| ANNUAL |
| 20100312 |
| SAIA |
| 78709Y105 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
KIRBY CORP. |
| US |
| 20100427 |
| ANNUAL |
| 20100301 |
| KEX |
| 497266106 |
| 1A |
| ELECTION OF NOMINEES: C. SEAN DAY |
| MGMT |
| FOR |
| FOR |
KIRBY CORP. |
| US |
| 20100427 |
| ANNUAL |
| 20100301 |
| KEX |
| 497266106 |
| 1B |
| ELECTION OF NOMINEES: WILLIAM M. LAMONT, JR. |
| MGMT |
| FOR |
| FOR |
KIRBY CORP. |
| US |
| 20100427 |
| ANNUAL |
| 20100301 |
| KEX |
| 497266106 |
| 1C |
| ELECTION OF NOMINEES: C. BERDON LAWRENCE |
| MGMT |
| FOR |
| FOR |
KIRBY CORP. |
| US |
| 20100427 |
| ANNUAL |
| 20100301 |
| KEX |
| 497266106 |
| 2 |
| REAPPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE OBJECTIVES UNDER KIRBY’S 2005 STOCK AND INCENTIVE PLAN |
| MGMT |
| FOR |
| FOR |
KIRBY CORP. |
| US |
| 20100427 |
| ANNUAL |
| 20100301 |
| KEX |
| 497266106 |
| 3 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
PARKER DRILLING CO. |
| US |
| 20100507 |
| ANNUAL |
| 20100310 |
| PKD |
| 701081101 |
| 1 |
| ELECTION OF NOMINEES: 1. ROBERT E. MCKEE III, 2. GEORGE J. DONNELLY, 3. GARY R. KING |
| MGMT |
| FOR |
| FOR |
PARKER DRILLING CO. |
| US |
| 20100507 |
| ANNUAL |
| 20100310 |
| PKD |
| 701081101 |
| 2 |
| APPROVE 2010 LONG-TERM INCENTIVE PLAN |
| MGMT |
| FOR |
| FOR |
PARKER DRILLING CO. |
| US |
| 20100507 |
| ANNUAL |
| 20100310 |
| PKD |
| 701081101 |
| 3 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
DARLING INTERNATIONAL INC. |
| US |
| 20100511 |
| ANNUAL |
| 20100322 |
| DAR |
| 237266101 |
| 1A |
| ELECTION OF NOMINEES: RANDALL C. STUEWE |
| MGMT |
| FOR |
| FOR |
DARLING INTERNATIONAL INC. |
| US |
| 20100511 |
| ANNUAL |
| 20100322 |
| DAR |
| 237266101 |
| 1B |
| ELECTION OF NOMINEES: O. THOMAS ALBRECHT |
| MGMT |
| FOR |
| FOR |
DARLING INTERNATIONAL INC. |
| US |
| 20100511 |
| ANNUAL |
| 20100322 |
| DAR |
| 237266101 |
| 1C |
| ELECTION OF NOMINEES: C. DEAN CARLSON |
| MGMT |
| FOR |
| FOR |
DARLING INTERNATIONAL INC. |
| US |
| 20100511 |
| ANNUAL |
| 20100322 |
| DAR |
| 237266101 |
| 1D |
| ELECTION OF NOMINEES: MARLYN JORGENSEN |
| MGMT |
| FOR |
| FOR |
DARLING INTERNATIONAL INC. |
| US |
| 20100511 |
| ANNUAL |
| 20100322 |
| DAR |
| 237266101 |
| 1E |
| ELECTION OF NOMINEES: JOHN D. MARCH |
| MGMT |
| FOR |
| FOR |
DARLING INTERNATIONAL INC. |
| US |
| 20100511 |
| ANNUAL |
| 20100322 |
| DAR |
| 237266101 |
| 1F |
| ELECTION OF NOMINEES: CHARLES MACALUSO |
| MGMT |
| FOR |
| FOR |
DARLING INTERNATIONAL INC. |
| US |
| 20100511 |
| ANNUAL |
| 20100322 |
| DAR |
| 237266101 |
| 1G |
| ELECTION OF NOMINEES: MICHAEL URBUT |
| MGMT |
| FOR |
| FOR |
DARLING INTERNATIONAL INC. |
| US |
| 20100511 |
| ANNUAL |
| 20100322 |
| DAR |
| 237266101 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
DARLING INTERNATIONAL INC. |
| US |
| 20100511 |
| ANNUAL |
| 20100322 |
| DAR |
| 237266101 |
| 3 |
| PROPOSAL TO REAPPROVE THE PERFORMANCE MEASURES UNDER THE DARLING INTERNATIONAL INC. 2004 OMNIBUS INCENTIVE PLAN |
| MGMT |
| FOR |
| FOR |
AMERIGON INCORPORATED |
| US |
| 20100513 |
| ANNUAL |
| 20100408 |
| ARGN |
| 03070L300 |
| 1 |
| ELECTION OF NOMINEES: 1. LON E. BELL, 2. FRANCOIS J. CASTAING, 3. DANIEL R. COKER, 4. JOHN M. DEVINE, 5. MAURICE E.P. GUNDERSON, 6. OSCAR B. MARX III, 7. JAMES J. PAULSEN |
| MGMT |
| FOR |
| FOR |
AMERIGON INCORPORATED |
| US |
| 20100513 |
| ANNUAL |
| 20100408 |
| ARGN |
| 03070L300 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
FROZEN FOOD EXPRESS INDUSTRIES INC. |
| US |
| 20100519 |
| ANNUAL |
| 20100330 |
| FFEX |
| 359360104 |
| 1 |
| ELECTION OF NOMINEES: 1. KEVIN K. KILPATRICK, 2. STONEY M. STUBBS, JR., 3. T. MICHAEL O’CONNOR, 4. JERRY T. ARMSTRONG |
| MGMT |
| FOR |
| FOR |
FROZEN FOOD EXPRESS INDUSTRIES INC. |
| US |
| 20100519 |
| ANNUAL |
| 20100330 |
| FFEX |
| 359360104 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
ORION MARINE GROUP INC. |
| US |
| 20100520 |
| ANNUAL |
| 20100330 |
| ORN |
| 68628V308 |
| 1A |
| ELECTION OF NOMINEES: AUSTIN SHANFELTER |
| MGMT |
| FOR |
| FOR |
ORION MARINE GROUP INC. |
| US |
| 20100520 |
| ANNUAL |
| 20100330 |
| ORN |
| 68628V308 |
| 1B |
| ELECTION OF NOMINEES: GENE STOEVER |
| MGMT |
| FOR |
| FOR |
ORION MARINE GROUP INC. |
| US |
| 20100520 |
| ANNUAL |
| 20100330 |
| ORN |
| 68628V308 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
US ECOLOGY INC. |
| US |
| 20100524 |
| ANNUAL |
| 20100326 |
| ECOL |
| 91732J102 |
| 1A |
| ELECTION OF NOMINEES: VICTOR J. BARNHART |
| MGMT |
| FOR |
| FOR |
US ECOLOGY INC. |
| US |
| 20100524 |
| ANNUAL |
| 20100326 |
| ECOL |
| 91732J102 |
| 1B |
| ELECTION OF NOMINEES: JAMES R. BAUMGARDNER |
| MGMT |
| FOR |
| FOR |
US ECOLOGY INC. |
| US |
| 20100524 |
| ANNUAL |
| 20100326 |
| ECOL |
| 91732J102 |
| 1C |
| ELECTION OF NOMINEES: JOE F. COLVIN |
| MGMT |
| FOR |
| FOR |
US ECOLOGY INC. |
| US |
| 20100524 |
| ANNUAL |
| 20100326 |
| ECOL |
| 91732J102 |
| 1D |
| ELECTION OF NOMINEES: DANIEL FOX |
| MGMT |
| FOR |
| FOR |
US ECOLOGY INC. |
| US |
| 20100524 |
| ANNUAL |
| 20100326 |
| ECOL |
| 91732J102 |
| 1E |
| ELECTION OF NOMINEES: JEFFREY S. MERRIFIELD |
| MGMT |
| FOR |
| FOR |
US ECOLOGY INC. |
| US |
| 20100524 |
| ANNUAL |
| 20100326 |
| ECOL |
| 91732J102 |
| 1F |
| ELECTION OF NOMINEES: JOHN W. POLING |
| MGMT |
| FOR |
| FOR |
US ECOLOGY INC. |
| US |
| 20100524 |
| ANNUAL |
| 20100326 |
| ECOL |
| 91732J102 |
| 1G |
| ELECTION OF NOMINEES: STEPHEN A. ROMANO |
| MGMT |
| FOR |
| FOR |
US ECOLOGY INC. |
| US |
| 20100524 |
| ANNUAL |
| 20100326 |
| ECOL |
| 91732J102 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
CONN’S INC. |
| US |
| 20100525 |
| ANNUAL |
| 20100401 |
| CONN |
| 208242107 |
| 1 |
| ELECTION OF NOMINEES: 1. MARVIN D. BRAILSFORD, 2. TIMOTHY L. FRANK, 3. JON E.M. JACOBY, 4. BOB L. MARTIN, 5. DOUGLAS H. MARTIN, 6. WILLIAM C. NYLIN, 7. SCOTT L. THOMPSON, 8. WILLIAM T. TRAWICK, 9. THEODORE M. WRIGHT |
| MGMT |
| FOR |
| FOR |
CONN’S INC. |
| US |
| 20100525 |
| ANNUAL |
| 20100401 |
| CONN |
| 208242107 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
CONN’S INC. |
| US |
| 20100525 |
| ANNUAL |
| 20100401 |
| CONN |
| 208242107 |
| 3 |
| IN THE ABOVE NAMED PROXY’S DISCRETION, TO ACT UPON SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING |
| MGMT |
| FOR |
| FOR |
WILSHIRE BANCORP INC. |
| US |
| 20100526 |
| ANNUAL |
| 20100405 |
| WIBC |
| 97186T108 |
| 1 |
| ELECTION OF NOMINEES: 1. KYU-HYUN KIM, 2. YOUNG HI PAK, 3. JOANNE KIM |
| MGMT |
| FOR |
|
|
WILSHIRE BANCORP INC. |
| US |
| 20100526 |
| ANNUAL |
| 20100405 |
| WIBC |
| 97186T108 |
| 2 |
| AN ADVISORY (NON-BINDING) VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
WILSHIRE BANCORP INC. |
| US |
| 20100526 |
| ANNUAL |
| 20100405 |
| WIBC |
| 97186T108 |
| 3 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
EAST WEST BANCORP INC. |
| US |
| 20100527 |
| ANNUAL |
| 20100331 |
| EWBC |
| 27579R104 |
| 1 |
| ELECTION OF NOMINEES: 1. IRIS S. CHAN, 2. PEGGY CHERNG, 3. RUDOLPH I. ESTRADA, 4. JULIA S. GOUW, 5. PAUL H. IRVING, 6. ANDREW S. KANE, 7. JOHN LEE, 8. HERMAN Y. LI, 9. JACK C. LIU, 10. DOMINIC NG, 11. KEITH W. RENKEN |
| MGMT |
| FOR |
| FOR |
EAST WEST BANCORP INC. |
| US |
| 20100527 |
| ANNUAL |
| 20100331 |
| EWBC |
| 27579R104 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
EAST WEST BANCORP INC. |
| US |
| 20100527 |
| ANNUAL |
| 20100331 |
| EWBC |
| 27579R104 |
| 3 |
| ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
FURMANITE CORP. |
| US |
| 20100528 |
| ANNUAL |
| 20100405 |
| FRM |
| 361086101 |
| 1 |
| ELECTION OF NOMINEES: 1. CHARLES R. COX, 2. SANGWOO AHN, 3. HANS KESSLER, 4. KEVIN R. JOST |
| MGMT |
| FOR |
| FOR |
FURMANITE CORP. |
| US |
| 20100528 |
| ANNUAL |
| 20100405 |
| FRM |
| 361086101 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
OMEGA PROTEIN CORP. |
| US |
| 20100615 |
| ANNUAL |
| 20100420 |
| OME |
| 68210P107 |
| 1 |
| ELECTION OF NOMINEES: 1. PAUL M. KEARNS, 2. J. L. VON ROSENBERG III |
| MGMT |
| FOR |
| FOR |
OMEGA PROTEIN CORP. |
| US |
| 20100615 |
| ANNUAL |
| 20100420 |
| OME |
| 68210P107 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
PREMIERE GLOBAL SERVICES INC. |
| US |
| 20100616 |
| ANNUAL |
| 20100408 |
| PGI |
| 740585104 |
| 1 |
| ELECTION OF NOMINEES: 1. BOLAND T. JONES, 2. JEFFREY T. ARNOLD, 3. WILKIE S. COLYER, 4. JOHN R. HARRIS, 5. W. STEVEN JONES, 6. RAYMOND H. PIRTLE, JR., 7. J. WALKER SMITH, JR. |
| MGMT |
| FOR |
| FOR |
PREMIERE GLOBAL SERVICES INC. |
| US |
| 20100616 |
| ANNUAL |
| 20100408 |
| PGI |
| 740585104 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
PREMIERE GLOBAL SERVICES INC. |
| US |
| 20100616 |
| ANNUAL |
| 20100408 |
| PGI |
| 740585104 |
| 3 |
| APPROVE AN AMENDMENT TO OUR AMENDED AND RESTATED 2004 LONG-TERM INCENTIVE PLAN, WHICH INCLUDES AN INCREASE IN THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE |
| MGMT |
| FOR |
| FOR |
PREMIERE GLOBAL SERVICES INC. |
| US |
| 20100616 |
| ANNUAL |
| 20100408 |
| PGI |
| 740585104 |
| 4 |
| APPROVE AN AMENDMENT TO OUR AMENDED AND RESTATED 2000 DIRECTORS STOCK PLAN, WHICH INCLUDES AN INCREASE IN THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE. |
| MGMT |
| FOR |
| FOR |
DXP ENTERPRISES INC. |
| US |
| 20100618 |
| ANNUAL |
| 20100420 |
| DXPE |
| 233377407 |
| 1 |
| ELECTION OF NOMINEES: 1. DAVID R. LITTLE, 2. CLETUS DAVIS, 3. KENNETH H. MILLER, 4. TIMOTHY P. HALTER |
| MGMT |
| FOR |
| FOR |
DXP ENTERPRISES INC. |
| US |
| 20100618 |
| ANNUAL |
| 20100420 |
| DXPE |
| 233377407 |
| 2 |
| SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENT THEREOF |
| MGMT |
| FOR |
| FOR |
AMERICA SERVICE GROUP INC. |
| US |
| 20100608 |
| ANNUAL |
| 20100421 |
| ASGR |
| 02364L109 |
| 1 |
| ELECTION OF NOMINEES: 1. B.C. EINSPRUCH, M.D., 2. W.M. FENNIMORE, JR., 3. JOHN W. GILDEA, 4. RICHARD HALLWORTH, 5. JOHN C. MCCAULEY, 6. MICHAEL W. TAYLOR, 7. RICHARD D. WRIGHT |
| MGMT |
| FOR |
| FOR |
AMERICA SERVICE GROUP INC. |
| US |
| 20100608 |
| ANNUAL |
| 20100421 |
| ASGR |
| 02364L109 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
FIRST CASH FINANCIAL SERVICES INC. |
| US |
| 20100616 |
| ANNUAL |
| 20100423 |
| FCFS |
| 31942D107 |
| 1 |
| ELECTION OF NOMINEES: AMB. JORGE MONTANO |
| MGMT |
| FOR |
| FOR |
FIRST CASH FINANCIAL SERVICES INC. |
| US |
| 20100616 |
| ANNUAL |
| 20100423 |
| FCFS |
| 31942D107 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
FIRST CASH FINANCIAL SERVICES INC. |
| US |
| 20100616 |
| ANNUAL |
| 20100423 |
| FCFS |
| 31942D107 |
| 3 |
| RE-APPROVE THE PERFORMANCE GOALS OF THE FIRST CASH FINANCIAL SERVICES, INC. EXECUTIVE PERFORMANCE INCENTIVE PLAN |
| MGMT |
| FOR |
| FOR |
MOBILE MINI INC. |
| US |
| 20100623 |
| ANNUAL |
| 20100427 |
| MINI |
| 60740F105 |
| 1 |
| ELECTION OF NOMINEES: 1. FREDERICK G. MCNAMEE, 2. LAWRENCE TRACHTENBERG |
| MGMT |
| FOR |
| FOR |
MOBILE MINI INC. |
| US |
| 20100623 |
| ANNUAL |
| 20100427 |
| MINI |
| 60740F105 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
MOBILE MINI INC. |
| US |
| 20100623 |
| ANNUAL |
| 20100427 |
| MINI |
| 60740F105 |
| 3 |
| ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
HORNBECK OFFSHORE SERVICES INC. |
| US |
| 20100624 |
| ANNUAL |
| 20100426 |
| HOS |
| 440543106 |
| 1 |
| ELECTION OF NOMINEES: 1. BRUCE W. HUNT, 2. BERNIE W. STEWART |
| MGMT |
| FOR |
| FOR |
HORNBECK OFFSHORE SERVICES INC. |
| US |
| 20100624 |
| ANNUAL |
| 20100426 |
| HOS |
| 440543106 |
| 2 |
| APPROVE AMENDMENTS TO THE SECOND AMENDED AND RESTATED HORNBECK OFFSHORE SERVICES, INC. INCENTIVE COMPENSATION PLAN |
| MGMT |
| FOR |
| FOR |
HORNBECK OFFSHORE SERVICES INC. |
| US |
| 20100624 |
| ANNUAL |
| 20100426 |
| HOS |
| 440543106 |
| 3 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
NARA BANCORP INC. |
| US |
| 20100629 |
| ANNUAL |
| 20100505 |
| NARA |
| 63080P105 |
| 1 |
| ELECTION OF NOMINEES: 1. STEVEN D. BROIDY, 2. LOUIS M. COSSO, 3. ALVIN D. KANG, 4. CHONG-MOON LEE, 5. JESUN PAIK, 6. HYON MAN PARK, 7. KI SUH PARK, 8. SCOTT YOON-SUK WHANG |
| MGMT |
| FOR |
| FOR |
NARA BANCORP INC. |
| US |
| 20100629 |
| ANNUAL |
| 20100505 |
| NARA |
| 63080P105 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
NARA BANCORP INC. |
| US |
| 20100629 |
| ANNUAL |
| 20100505 |
| NARA |
| 63080P105 |
| 3 |
| A NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION OF THE COMPANY’S EXECUTIVES NAMED IN THE SUMMARY COMPENSATION TABLE OF THE COMPANY’S PROXY STATEMENT FOR THE 2010 ANNUAL MEETING OF STOCKHOLDERS, INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS, THE EXECUTIVE COMPENSATION TABLES AND THE RELATED DISCLOSURE CONTAINED IN THE PROXY STATEMENT |
| MGMT |
| FOR |
| FOR |
NARA BANCORP INC. |
| US |
| 20100629 |
| ANNUAL |
| 20100505 |
| NARA |
| 63080P105 |
| 4 |
| THE APPROVAL OF THE AMENDMENT AND RESTATEMENT OF SECTION IV, OF THE COMPANY’S ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK, $0.001 PAR VALUE PER SHARE, FROM FORTY MILLION (40,000,000) SHARES OF COMMON STOCK TO ONE HUNDRED MILLION (100,000,000) SHARES OF COMMON STOCK |
| MGMT |
| FOR |
| FOR |
UNITED AMERICAN HEALTHCARE CORP. |
| US |
| 20100629 |
| ANNUAL |
| 20100607 |
| UAHC |
| 90934C105 |
| 1 |
| ELECTION OF NOMINEES: 1. GARY L. HERMAN, 2. SETH M. LUKASH, 3. FRED ZEIDMAN |
| SHAREHOLD |
| AGAINST |
| FOR |
UNITED AMERICAN HEALTHCARE CORP. |
| US |
| 20100629 |
| ANNUAL |
| 20100607 |
| UAHC |
| 90934C105 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Pacific Global Fund Inc. d/b/a Pacific Advisors Fund Inc.
By: | /s/ George A. Henning |
|
| George A. Henning |
|
| Chairman, Pacific Advisors Fund Inc. |
|
|
|
|
Date: | August 17, 2010 |
|