UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-7062
PACIFIC GLOBAL FUND INC. D/B/A PACIFIC ADVISORS FUND INC. |
(Exact name of registrant as specified in charter) |
101 NORTH BRAND BOULEVARD, SUITE 1950 GLENDALE, CALIFORNIA 91203
(Address of principal executive offices)
GEORGE A. HENNING 101 N. BRAND BLVD., SUITE 1950 GLENDALE, CA 91203
(Name and address of agent for service)
Registrant’s telephone number, including area code: | 818-242-6693 |
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Date of fiscal year end: | December 31 |
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Date of reporting period: | June 30, 2011 |
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PACIFIC ADVISORS FUNDS PROXY VOTING RECORD
FOR THE PERIOD JULY 1, 2010 - JUNE 30, 2011
GOVERNMENT SECURITIES FUND
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| (“FOR”), |
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| MEETING |
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| (“FOR”) |
| (“AGAINST”), |
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| TYPE |
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| PROPOSED BY |
| OR |
| (“ABSTAIN”), |
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| (“ANNUAL”) |
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| AGENDA |
| AGENDA |
| (“MGMT”) |
| (“AGAINST”) |
| (“WITHHOLD”) |
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| MEETING |
| OR |
| RECORD |
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| SECURITY ID |
| ITEM |
| ITEM |
| OR |
| MGMT |
| OR |
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COMPANY NAME |
| COUNTRY |
| DATE |
| (“SPECIAL”) |
| DATE |
| TICKER |
| (CUSIP) |
| NUMBER |
| DESCRIPTION |
| (“SHAREHOLD”) |
| RECOMMENDATION |
| (“NOT RECD”) |
|
H.J. HEINZ COMPANY |
| US |
| 8/31/2010 |
| ANNUAL |
| 6/2/2010 |
| HNZ |
| 423074103 |
| 1A |
| ELECTION OF NOMINEES: W.R. JOHNSON |
| MGMT |
| FOR |
| FOR |
|
H.J. HEINZ COMPANY |
| US |
| 8/31/2010 |
| ANNUAL |
| 6/2/2010 |
| HNZ |
| 423074103 |
| 1B |
| ELECTION OF NOMINEES: C.E. BUNCH |
| MGMT |
| FOR |
| FOR |
|
H.J. HEINZ COMPANY |
| US |
| 8/31/2010 |
| ANNUAL |
| 6/2/2010 |
| HNZ |
| 423074103 |
| 1C |
| ELECTION OF NOMINEES: L.S. COLEMAN, JR. |
| MGMT |
| FOR |
| FOR |
|
H.J. HEINZ COMPANY |
| US |
| 8/31/2010 |
| ANNUAL |
| 6/2/2010 |
| HNZ |
| 423074103 |
| 1D |
| ELECTION OF NOMINEES: J.G. DROSDICK |
| MGMT |
| FOR |
| FOR |
|
H.J. HEINZ COMPANY |
| US |
| 8/31/2010 |
| ANNUAL |
| 6/2/2010 |
| HNZ |
| 423074103 |
| 1E |
| ELECTION OF NOMINEES: E.E. HOLIDAY |
| MGMT |
| FOR |
| FOR |
|
H.J. HEINZ COMPANY |
| US |
| 8/31/2010 |
| ANNUAL |
| 6/2/2010 |
| HNZ |
| 423074103 |
| 1F |
| ELECTION OF NOMINEES: C. KENDLE |
| MGMT |
| FOR |
| FOR |
|
H.J. HEINZ COMPANY |
| US |
| 8/31/2010 |
| ANNUAL |
| 6/2/2010 |
| HNZ |
| 423074103 |
| 1G |
| ELECTION OF NOMINEES: D.R. O’HARE |
| MGMT |
| FOR |
| FOR |
|
H.J. HEINZ COMPANY |
| US |
| 8/31/2010 |
| ANNUAL |
| 6/2/2010 |
| HNZ |
| 423074103 |
| 1H |
| ELECTION OF NOMINEES: N. PELTZ |
| MGMT |
| FOR |
| FOR |
|
H.J. HEINZ COMPANY |
| US |
| 8/31/2010 |
| ANNUAL |
| 6/2/2010 |
| HNZ |
| 423074103 |
| 1I |
| ELECTION OF NOMINEES: D.H. REILLEY |
| MGMT |
| FOR |
| FOR |
|
H.J. HEINZ COMPANY |
| US |
| 8/31/2010 |
| ANNUAL |
| 6/2/2010 |
| HNZ |
| 423074103 |
| 1J |
| ELECTION OF NOMINEES: L.C. SWANN |
| MGMT |
| FOR |
| FOR |
|
H.J. HEINZ COMPANY |
| US |
| 8/31/2010 |
| ANNUAL |
| 6/2/2010 |
| HNZ |
| 423074103 |
| 1K |
| ELECTION OF NOMINEES: T.J. USHER |
| MGMT |
| FOR |
| FOR |
|
H.J. HEINZ COMPANY |
| US |
| 8/31/2010 |
| ANNUAL |
| 6/2/2010 |
| HNZ |
| 423074103 |
| 1L |
| ELECTION OF NOMINEES: M.F. WEINSTEIN |
| MGMT |
| FOR |
| FOR |
|
H.J. HEINZ COMPANY |
| US |
| 8/31/2010 |
| ANNUAL |
| 6/2/2010 |
| HNZ |
| 423074103 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
H.J. HEINZ COMPANY |
| US |
| 8/31/2010 |
| ANNUAL |
| 6/2/2010 |
| HNZ |
| 423074103 |
| 3 |
| SHAREHOLDER PROPOSAL REQUESTING THE RIGHT TO SHAREHOLDER ACTION BY WRITTEN CONSENT |
| SHAREHOLD |
| FOR |
| AGAINST |
|
MICROSOFT CORPORATION |
| US |
| 11/16/2010 |
| ANNUAL |
| 9/3/2010 |
| MSFT |
| 594918104 |
| 1 |
| ELECTION OF NOMINEES: STEVEN A. BALLMER |
| MGMT |
| FOR |
| FOR |
|
MICROSOFT CORPORATION |
| US |
| 11/16/2010 |
| ANNUAL |
| 9/3/2010 |
| MSFT |
| 594918104 |
| 2 |
| ELECTION OF NOMINEES: DINA DUBLON |
| MGMT |
| FOR |
| FOR |
|
MICROSOFT CORPORATION |
| US |
| 11/16/2010 |
| ANNUAL |
| 9/3/2010 |
| MSFT |
| 594918104 |
| 3 |
| ELECTION OF NOMINEES: WILLIAM H. GATES III |
| MGMT |
| FOR |
| FOR |
|
MICROSOFT CORPORATION |
| US |
| 11/16/2010 |
| ANNUAL |
| 9/3/2010 |
| MSFT |
| 594918104 |
| 4 |
| ELECTION OF NOMINEES: RAYMOND V. GILMARTIN |
| MGMT |
| FOR |
| FOR |
|
MICROSOFT CORPORATION |
| US |
| 11/16/2010 |
| ANNUAL |
| 9/3/2010 |
| MSFT |
| 594918104 |
| 5 |
| ELECTION OF NOMINEES: REED HASTINGS |
| MGMT |
| FOR |
| FOR |
|
MICROSOFT CORPORATION |
| US |
| 11/16/2010 |
| ANNUAL |
| 9/3/2010 |
| MSFT |
| 594918104 |
| 6 |
| ELECTION OF NOMINEES: MARIA M. KLAWE |
| MGMT |
| FOR |
| FOR |
|
MICROSOFT CORPORATION |
| US |
| 11/16/2010 |
| ANNUAL |
| 9/3/2010 |
| MSFT |
| 594918104 |
| 7 |
| ELECTION OF NOMINEES: DAVID F. MARQUARDT |
| MGMT |
| FOR |
| FOR |
|
MICROSOFT CORPORATION |
| US |
| 11/16/2010 |
| ANNUAL |
| 9/3/2010 |
| MSFT |
| 594918104 |
| 8 |
| ELECTION OF NOMINEES: CHARLES H. NOSKI |
| MGMT |
| FOR |
| FOR |
|
MICROSOFT CORPORATION |
| US |
| 11/16/2010 |
| ANNUAL |
| 9/3/2010 |
| MSFT |
| 594918104 |
| 9 |
| ELECTION OF NOMINEES: HELMUT PANKE |
| MGMT |
| FOR |
| FOR |
|
MICROSOFT CORPORATION |
| US |
| 11/16/2010 |
| ANNUAL |
| 9/3/2010 |
| MSFT |
| 594918104 |
| 10 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
MICROSOFT CORPORATION |
| US |
| 11/16/2010 |
| ANNUAL |
| 9/3/2010 |
| MSFT |
| 594918104 |
| 11 |
| SHAREHOLDER PROPOSAL - ESTABLISHMENT OF BOARD COMMITTEE ON ENVIRONMENTAL SUSTAINABILITY |
| SHAREHOLD |
| FOR |
| AGAINST |
|
KIMBERLY-CLARK CORPORATION |
| US |
| 4/21/2011 |
| ANNUAL |
| 2/22/2011 |
| KMB |
| 494368103 |
| 1A |
| ELECTION OF NOMINEES: JOHN R. ALM |
| MGMT |
| FOR |
| FOR |
|
KIMBERLY-CLARK CORPORATION |
| US |
| 4/21/2011 |
| ANNUAL |
| 2/22/2011 |
| KMB |
| 494368103 |
| 1B |
| ELECTION OF NOMINEES: JOHN F. BERGSTROM |
| MGMT |
| FOR |
| FOR |
|
KIMBERLY-CLARK CORPORATION |
| US |
| 4/21/2011 |
| ANNUAL |
| 2/22/2011 |
| KMB |
| 494368103 |
| 1C |
| ELECTION OF NOMINEES: ABELARDO E. BRU |
| MGMT |
| FOR |
| FOR |
|
KIMBERLY-CLARK CORPORATION |
| US |
| 4/21/2011 |
| ANNUAL |
| 2/22/2011 |
| KMB |
| 494368103 |
| 1D |
| ELECTION OF NOMINEES: ROBERT W. DECHERD |
| MGMT |
| FOR |
| FOR |
|
KIMBERLY-CLARK CORPORATION |
| US |
| 4/21/2011 |
| ANNUAL |
| 2/22/2011 |
| KMB |
| 494368103 |
| 1E |
| ELECTION OF NOMINEES: THOMAS J. FALK |
| MGMT |
| FOR |
| FOR |
|
KIMBERLY-CLARK CORPORATION |
| US |
| 4/21/2011 |
| ANNUAL |
| 2/22/2011 |
| KMB |
| 494368103 |
| 1F |
| ELECTION OF NOMINEES: MAE C. JEMISON, M.D. |
| MGMT |
| FOR |
| FOR |
|
KIMBERLY-CLARK CORPORATION |
| US |
| 4/21/2011 |
| ANNUAL |
| 2/22/2011 |
| KMB |
| 494368103 |
| 1G |
| ELECTION OF NOMINEES: JAMES M. JENNESS |
| MGMT |
| FOR |
| FOR |
|
KIMBERLY-CLARK CORPORATION |
| US |
| 4/21/2011 |
| ANNUAL |
| 2/22/2011 |
| KMB |
| 494368103 |
| 1H |
| ELECTION OF NOMINEES: NANCY J. KARCH |
| MGMT |
| FOR |
| FOR |
|
KIMBERLY-CLARK CORPORATION |
| US |
| 4/21/2011 |
| ANNUAL |
| 2/22/2011 |
| KMB |
| 494368103 |
| 1I |
| ELECTION OF NOMINEES: IAN C. READ |
| MGMT |
| FOR |
| FOR |
|
KIMBERLY-CLARK CORPORATION |
| US |
| 4/21/2011 |
| ANNUAL |
| 2/22/2011 |
| KMB |
| 494368103 |
| 1J |
| ELECTION OF NOMINEES: LINDA JOHNSON RICE |
| MGMT |
| FOR |
| FOR |
|
KIMBERLY-CLARK CORPORATION |
| US |
| 4/21/2011 |
| ANNUAL |
| 2/22/2011 |
| KMB |
| 494368103 |
| 1K |
| ELECTION OF NOMINEES: MARC J. SHAPIRO |
| MGMT |
| FOR |
| FOR |
|
KIMBERLY-CLARK CORPORATION |
| US |
| 4/21/2011 |
| ANNUAL |
| 2/22/2011 |
| KMB |
| 494368103 |
| 1L |
| ELECTION OF NOMINEES: G. CRAIG SULLIVAN |
| MGMT |
| FOR |
| FOR |
|
KIMBERLY-CLARK CORPORATION |
| US |
| 4/21/2011 |
| ANNUAL |
| 2/22/2011 |
| KMB |
| 494368103 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
KIMBERLY-CLARK CORPORATION |
| US |
| 4/21/2011 |
| ANNUAL |
| 2/22/2011 |
| KMB |
| 494368103 |
| 3 |
| APPROVAL OF THE 2011 OUTSIDE DIRECTORS’ COMPENSATION PLAN |
| MGMT |
| FOR |
| FOR |
|
KIMBERLY-CLARK CORPORATION |
| US |
| 4/21/2011 |
| ANNUAL |
| 2/22/2011 |
| KMB |
| 494368103 |
| 4 |
| APPROVAL OF THE 2011 EQUITY PARTICIPATION PLAN |
| MGMT |
| FOR |
| FOR |
|
KIMBERLY-CLARK CORPORATION |
| US |
| 4/21/2011 |
| ANNUAL |
| 2/22/2011 |
| KMB |
| 494368103 |
| 5 |
| ADVISORY VOTE ON EXECUTIVE COMPENSATION PROGRAM |
| MGMT |
| FOR |
| FOR |
|
KIMBERLY-CLARK CORPORATION |
| US |
| 4/21/2011 |
| ANNUAL |
| 2/22/2011 |
| KMB |
| 494368103 |
| 6 |
| ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
AT&T INC. |
| US |
| 4/29/2011 |
| ANNUAL |
| 3/1/2011 |
| T |
| 00206R102 |
| 1A |
| ELECTION OF NOMINEES: RANDALL L. STEPHENSON |
| MGMT |
| FOR |
| FOR |
|
AT&T INC. |
| US |
| 4/29/2011 |
| ANNUAL |
| 3/1/2011 |
| T |
| 00206R102 |
| 1B |
| ELECTION OF NOMINEES: GILBERT F. AMELIO |
| MGMT |
| FOR |
| FOR |
|
AT&T INC. |
| US |
| 4/29/2011 |
| ANNUAL |
| 3/1/2011 |
| T |
| 00206R102 |
| 1C |
| ELECTION OF NOMINEES: REUBEN V. ANDERSON |
| MGMT |
| FOR |
| FOR |
|
AT&T INC. |
| US |
| 4/29/2011 |
| ANNUAL |
| 3/1/2011 |
| T |
| 00206R102 |
| 1D |
| ELECTION OF NOMINEES: JAMES H. BLANCHARD |
| MGMT |
| FOR |
| FOR |
|
AT&T INC. |
| US |
| 4/29/2011 |
| ANNUAL |
| 3/1/2011 |
| T |
| 00206R102 |
| 1E |
| ELECTION OF NOMINEES: JAIME CHICO PARDO |
| MGMT |
| FOR |
| FOR |
|
AT&T INC. |
| US |
| 4/29/2011 |
| ANNUAL |
| 3/1/2011 |
| T |
| 00206R102 |
| 1F |
| ELECTION OF NOMINEES: JAMES P. KELLY |
| MGMT |
| FOR |
| FOR |
|
AT&T INC. |
| US |
| 4/29/2011 |
| ANNUAL |
| 3/1/2011 |
| T |
| 00206R102 |
| 1G |
| ELECTION OF NOMINEES: JON C. MADONNA |
| MGMT |
| FOR |
| FOR |
|
AT&T INC. |
| US |
| 4/29/2011 |
| ANNUAL |
| 3/1/2011 |
| T |
| 00206R102 |
| 1H |
| ELECTION OF NOMINEES: LYNN M. MARTIN |
| MGMT |
| FOR |
| FOR |
|
AT&T INC. |
| US |
| 4/29/2011 |
| ANNUAL |
| 3/1/2011 |
| T |
| 00206R102 |
| 1I |
| ELECTION OF NOMINEES: JOHN B. MCCOY |
| MGMT |
| FOR |
| FOR |
|
AT&T INC. |
| US |
| 4/29/2011 |
| ANNUAL |
| 3/1/2011 |
| T |
| 00206R102 |
| 1J |
| ELECTION OF NOMINEES: JOYCE M. ROCHE |
| MGMT |
| FOR |
| FOR |
|
AT&T INC. |
| US |
| 4/29/2011 |
| ANNUAL |
| 3/1/2011 |
| T |
| 00206R102 |
| 1K |
| ELECTION OF NOMINEES: MATTHEW K. ROSE |
| MGMT |
| FOR |
| FOR |
|
AT&T INC. |
| US |
| 4/29/2011 |
| ANNUAL |
| 3/1/2011 |
| T |
| 00206R102 |
| 1L |
| ELECTION OF NOMINEES: LAURA D’ANDREA TYSON |
| MGMT |
| FOR |
| FOR |
|
AT&T INC. |
| US |
| 4/29/2011 |
| ANNUAL |
| 3/1/2011 |
| T |
| 00206R102 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
AT&T INC. |
| US |
| 4/29/2011 |
| ANNUAL |
| 3/1/2011 |
| T |
| 00206R102 |
| 3 |
| APPROVE 2011 INCENTIVE PLAN |
| MGMT |
| FOR |
| FOR |
|
AT&T INC. |
| US |
| 4/29/2011 |
| ANNUAL |
| 3/1/2011 |
| T |
| 00206R102 |
| 4 |
| ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
AT&T INC. |
| US |
| 4/29/2011 |
| ANNUAL |
| 3/1/2011 |
| T |
| 00206R102 |
| 5 |
| ADVISORY VOTE ON FREQUENCY OF VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
AT&T INC. |
| US |
| 4/29/2011 |
| ANNUAL |
| 3/1/2011 |
| T |
| 00206R102 |
| 6 |
| POLITICAL CONTRIBUTIONS |
| SHAREHOLD |
| FOR |
| AGAINST |
|
AT&T INC. |
| US |
| 4/29/2011 |
| ANNUAL |
| 3/1/2011 |
| T |
| 00206R102 |
| 7 |
| SPECIAL STOCKHOLDER MEETINGS |
| SHAREHOLD |
| FOR |
| AGAINST |
|
AT&T INC. |
| US |
| 4/29/2011 |
| ANNUAL |
| 3/1/2011 |
| T |
| 00206R102 |
| 8 |
| WRITTEN CONSENT |
| SHAREHOLD |
| FOR |
| AGAINST |
|
CONOLIDATED EDISON, INC. |
| US |
| 5/16/2011 |
| ANNUAL |
| 3/28/2011 |
| ED |
| 209115104 |
| 1A |
| ELECTION OF NOMINEES: K. BURKE |
| MGMT |
| FOR |
| FOR |
|
CONOLIDATED EDISON, INC. |
| US |
| 5/16/2011 |
| ANNUAL |
| 3/28/2011 |
| ED |
| 209115104 |
| 1B |
| ELECTION OF NOMINEES: V.A. CALARCO |
| MGMT |
| FOR |
| FOR |
|
CONOLIDATED EDISON, INC. |
| US |
| 5/16/2011 |
| ANNUAL |
| 3/28/2011 |
| ED |
| 209115104 |
| 1C |
| ELECTION OF NOMINEES: G. CAMPBELL, JR. |
| MGMT |
| FOR |
| FOR |
|
CONOLIDATED EDISON, INC. |
| US |
| 5/16/2011 |
| ANNUAL |
| 3/28/2011 |
| ED |
| 209115104 |
| 1D |
| ELECTION OF NOMINEES: G.J. DAVIS |
| MGMT |
| FOR |
| FOR |
|
CONOLIDATED EDISON, INC. |
| US |
| 5/16/2011 |
| ANNUAL |
| 3/28/2011 |
| ED |
| 209115104 |
| 1E |
| ELECTION OF NOMINEES: M.J. DEL GIUDICE |
| MGMT |
| FOR |
| FOR |
|
CONOLIDATED EDISON, INC. |
| US |
| 5/16/2011 |
| ANNUAL |
| 3/28/2011 |
| ED |
| 209115104 |
| 1F |
| ELECTION OF NOMINEES: E.V. FUTTER |
| MGMT |
| FOR |
| FOR |
|
CONOLIDATED EDISON, INC. |
| US |
| 5/16/2011 |
| ANNUAL |
| 3/28/2011 |
| ED |
| 209115104 |
| 1G |
| ELECTION OF NOMINEES: J.F. HENNESSY III |
| MGMT |
| FOR |
| FOR |
|
CONOLIDATED EDISON, INC. |
| US |
| 5/16/2011 |
| ANNUAL |
| 3/28/2011 |
| ED |
| 209115104 |
| 1H |
| ELECTION OF NOMINEES: S. HERNANDEZ |
| MGMT |
| FOR |
| FOR |
|
CONOLIDATED EDISON, INC. |
| US |
| 5/16/2011 |
| ANNUAL |
| 3/28/2011 |
| ED |
| 209115104 |
| 1I |
| ELECTION OF NOMINEES: J.F. KILLIAN |
| MGMT |
| FOR |
| FOR |
|
CONOLIDATED EDISON, INC. |
| US |
| 5/16/2011 |
| ANNUAL |
| 3/28/2011 |
| ED |
| 209115104 |
| 1J |
| ELECTION OF NOMINEES: E.R. MCGRATH |
| MGMT |
| FOR |
| FOR |
|
CONOLIDATED EDISON, INC. |
| US |
| 5/16/2011 |
| ANNUAL |
| 3/28/2011 |
| ED |
| 209115104 |
| 1K |
| ELECTION OF NOMINEES: M.W. RANGER |
| MGMT |
| FOR |
| FOR |
|
CONOLIDATED EDISON, INC. |
| US |
| 5/16/2011 |
| ANNUAL |
| 3/28/2011 |
| ED |
| 209115104 |
| 1L |
| ELECTION OF NOMINEES: L.F. SUTHERLAND |
| MGMT |
| FOR |
| FOR |
|
CONOLIDATED EDISON, INC. |
| US |
| 5/16/2011 |
| ANNUAL |
| 3/28/2011 |
| ED |
| 209115104 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
CONOLIDATED EDISON, INC. |
| US |
| 5/16/2011 |
| ANNUAL |
| 3/28/2011 |
| ED |
| 209115104 |
| 3 |
| ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
CONOLIDATED EDISON, INC. |
| US |
| 5/16/2011 |
| ANNUAL |
| 3/28/2011 |
| ED |
| 209115104 |
| 4 |
| FREQUENCY OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
CONOLIDATED EDISON, INC. |
| US |
| 5/16/2011 |
| ANNUAL |
| 3/28/2011 |
| ED |
| 209115104 |
| 5 |
| ADDITIONAL COMPENSATION INFORMATION |
| SHAREHOLD |
| FOR |
| AGAINST |
|
PPL CORPORATION |
| US |
| 5/18/2011 |
| ANNUAL |
| 2/28/2011 |
| PPL |
| 69351T106 |
| 1 |
| ELECTION OF NOMINEES: 1. FREDERICK M. BERNTHAL, 2. JOHN W. CONWAY, 3. STEVEN G. ELLIOTT, 4. LOUISE K. GOESER, 5. STUART E. GRAHAM, 6. STUART HEYDT, 7. JAMES H. MILLER, 8. CRAIG A. ROGERSON, 9. NATICA VON ALTHANN, 10. KEITH W. WILLIAMSON |
| MGMT |
| FOR |
| FOR |
|
PPL CORPORATION |
| US |
| 5/18/2011 |
| ANNUAL |
| 2/28/2011 |
| PPL |
| 69351T106 |
| 2 |
| APPROVAL OF THE SHORT-TERM INCENTIVE PLAN |
| MGMT |
| FOR |
| FOR |
|
PPL CORPORATION |
| US |
| 5/18/2011 |
| ANNUAL |
| 2/28/2011 |
| PPL |
| 69351T106 |
| 3 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
PPL CORPORATION |
| US |
| 5/18/2011 |
| ANNUAL |
| 2/28/2011 |
| PPL |
| 69351T106 |
| 4 |
| ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
PPL CORPORATION |
| US |
| 5/18/2011 |
| ANNUAL |
| 2/28/2011 |
| PPL |
| 69351T106 |
| 5 |
| ADVISORY VOTE ON THE FREQUENCY OF FUTURE EXECUTIVE COMPENSATION VOTES |
| MGMT |
| FOR |
| FOR |
|
PPL CORPORATION |
| US |
| 5/18/2011 |
| ANNUAL |
| 2/28/2011 |
| PPL |
| 69351T106 |
| 6 |
| SHAREOWNER PROPOSAL - DIRECTOR ELECTION MAJORITY VOTE STANDARD PROPOSAL |
| SHAREHOLD |
| FOR |
| AGAINST |
|
PPL CORPORATION |
| US |
| 5/18/2011 |
| ANNUAL |
| 2/28/2011 |
| PPL |
| 69351T106 |
| 7 |
| SHAREOWNER PROPOSAL - SPECIAL SHAREOWNER MEETINGS |
| SHAREHOLD |
| FOR |
| AGAINST |
|
MCDONALD’S CORPORATION |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/22/2011 |
| MCD |
| 580135101 |
| 1A |
| ELECTION OF NOMINEES: SUSAN E. ARNOLD |
| MGMT |
| FOR |
| FOR |
|
MCDONALD’S CORPORATION |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/22/2011 |
| MCD |
| 580135101 |
| 1B |
| ELECTION OF NOMINEES: RICHARD H. LENNY |
| MGMT |
| FOR |
| FOR |
|
MCDONALD’S CORPORATION |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/22/2011 |
| MCD |
| 580135101 |
| 1C |
| ELECTION OF NOMINEES: CARY D. MCMILLAN |
| MGMT |
| FOR |
| FOR |
|
MCDONALD’S CORPORATION |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/22/2011 |
| MCD |
| 580135101 |
| 1D |
| ELECTION OF NOMINEES: SHEILA A. PENROSE |
| MGMT |
| FOR |
| FOR |
|
MCDONALD’S CORPORATION |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/22/2011 |
| MCD |
| 580135101 |
| 1E |
| ELECTION OF NOMINEES: JAMES A. SKINNER |
| MGMT |
| FOR |
| FOR |
|
MCDONALD’S CORPORATION |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/22/2011 |
| MCD |
| 580135101 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
MCDONALD’S CORPORATION |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/22/2011 |
| MCD |
| 580135101 |
| 3 |
| ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
MCDONALD’S CORPORATION |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/22/2011 |
| MCD |
| 580135101 |
| 4 |
| ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
MCDONALD’S CORPORATION |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/22/2011 |
| MCD |
| 580135101 |
| 5 |
| ELIMINATE SUPER-MAJORITY VOTING REQUIREMENTS IN ARTICLE TWELFTH OF OUR RESTATED CERTIFICATE OF INCORPORATION BY REPEALING SUCH ARTICLE (TRANSACTIONS WITH INTERESTED SHAREHOLDERS) |
| MGMT |
| FOR |
| FOR |
|
MCDONALD’S CORPORATION |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/22/2011 |
| MCD |
| 580135101 |
| 6 |
| ELIMINATE SUPER-MAJORITY VOTING REQUIREMENTS IN ARTICLE THIRTEENTH OF OUR RESTATED CERTIFICATE OF INCORPORATION (BOARD OF DIRECTORS) |
| MGMT |
| FOR |
| FOR |
|
MCDONALD’S CORPORATION |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/22/2011 |
| MCD |
| 580135101 |
| 7 |
| ELIMINATE SUPER-MAJORITY VOTING REQUIREMENT IN ARTICLE FOURTEENTH OF OUR RESTATED CERTIFICATE OF INCORPORATION (SHAREHOLDER ACTION) |
| MGMT |
| FOR |
| FOR |
|
MCDONALD’S CORPORATION |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/22/2011 |
| MCD |
| 580135101 |
| 8 |
| ADVISORY VOTE ON SHAREHOLDER PROPOSAL RELATING TO CLASSIFIED BOARD |
| SHAREHOLD |
| FOR |
| AGAINST |
|
MCDONALD’S CORPORATION |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/22/2011 |
| MCD |
| 580135101 |
| 9 |
| ADVISORY VOTE ON SHAREHOLDER PROPOSAL RELATING TO THE USE OF CONTROLLED ATMOSPHERE STUNNING |
| SHAREHOLD |
| FOR |
| AGAINST |
|
MCDONALD’S CORPORATION |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/22/2011 |
| MCD |
| 580135101 |
| 10 |
| ADVISORY VOTE ON SHAREHOLDER PROPOSAL RELATING TO A REPORT ON CHILDREN’S NUTRITION |
| SHAREHOLD |
| FOR |
| AGAINST |
|
MCDONALD’S CORPORATION |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/22/2011 |
| MCD |
| 580135101 |
| 11 |
| ADVISORY VOTE ON SHAREHOLDER PROPOSAL RELATING TO BEVERAGE CONTAINERS |
| SHAREHOLD |
| FOR |
| AGAINST |
|
CHEVRON CORPORATION |
| US |
| 5/25/2011 |
| ANNUAL |
| 4/1/2011 |
| CVX |
| 166764100 |
| 1A |
| ELECTION OF NOMINEES: L.F. DEILY |
| MGMT |
| FOR |
| FOR |
|
CHEVRON CORPORATION |
| US |
| 5/25/2011 |
| ANNUAL |
| 4/1/2011 |
| CVX |
| 166764100 |
| 1B |
| ELECTION OF NOMINEES: R.E. DENHAM |
| MGMT |
| FOR |
| FOR |
|
CHEVRON CORPORATION |
| US |
| 5/25/2011 |
| ANNUAL |
| 4/1/2011 |
| CVX |
| 166764100 |
| 1C |
| ELECTION OF NOMINEES: R.J. EATON |
| MGMT |
| FOR |
| FOR |
|
CHEVRON CORPORATION |
| US |
| 5/25/2011 |
| ANNUAL |
| 4/1/2011 |
| CVX |
| 166764100 |
| 1D |
| ELECTION OF NOMINEES: C. HAGEL |
| MGMT |
| FOR |
| FOR |
|
CHEVRON CORPORATION |
| US |
| 5/25/2011 |
| ANNUAL |
| 4/1/2011 |
| CVX |
| 166764100 |
| 1E |
| ELECTION OF NOMINEES: E. HERNANDEZ |
| MGMT |
| FOR |
| FOR |
|
CHEVRON CORPORATION |
| US |
| 5/25/2011 |
| ANNUAL |
| 4/1/2011 |
| CVX |
| 166764100 |
| 1F |
| ELECTION OF NOMINEES: G.L. KIRKLAND |
| MGMT |
| FOR |
| FOR |
|
CHEVRON CORPORATION |
| US |
| 5/25/2011 |
| ANNUAL |
| 4/1/2011 |
| CVX |
| 166764100 |
| 1G |
| ELECTION OF NOMINEES: D.B. RICE |
| MGMT |
| FOR |
| FOR |
|
CHEVRON CORPORATION |
| US |
| 5/25/2011 |
| ANNUAL |
| 4/1/2011 |
| CVX |
| 166764100 |
| 1H |
| ELECTION OF NOMINEES: K.W. SHARER |
| MGMT |
| FOR |
| FOR |
|
CHEVRON CORPORATION |
| US |
| 5/25/2011 |
| ANNUAL |
| 4/1/2011 |
| CVX |
| 166764100 |
| 1I |
| ELECTION OF NOMINEES: C.R. SHOEMATE |
| MGMT |
| FOR |
| FOR |
|
CHEVRON CORPORATION |
| US |
| 5/25/2011 |
| ANNUAL |
| 4/1/2011 |
| CVX |
| 166764100 |
| 1J |
| ELECTION OF NOMINEES: J.G. STUMPF |
| MGMT |
| FOR |
| FOR |
|
CHEVRON CORPORATION |
| US |
| 5/25/2011 |
| ANNUAL |
| 4/1/2011 |
| CVX |
| 166764100 |
| 1K |
| ELECTION OF NOMINEES: R.D. SUGAR |
| MGMT |
| FOR |
| FOR |
|
CHEVRON CORPORATION |
| US |
| 5/25/2011 |
| ANNUAL |
| 4/1/2011 |
| CVX |
| 166764100 |
| 1L |
| ELECTION OF NOMINEES: C. WARE |
| MGMT |
| FOR |
| FOR |
|
CHEVRON CORPORATION |
| US |
| 5/25/2011 |
| ANNUAL |
| 4/1/2011 |
| CVX |
| 166764100 |
| 1M |
| ELECTION OF NOMINEES: J.S. WATSON |
| MGMT |
| FOR |
| FOR |
|
CHEVRON CORPORATION |
| US |
| 5/25/2011 |
| ANNUAL |
| 4/1/2011 |
| CVX |
| 166764100 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
CHEVRON CORPORATION |
| US |
| 5/25/2011 |
| ANNUAL |
| 4/1/2011 |
| CVX |
| 166764100 |
| 3 |
| ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
CHEVRON CORPORATION |
| US |
| 5/25/2011 |
| ANNUAL |
| 4/1/2011 |
| CVX |
| 166764100 |
| 4 |
| ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
CHEVRON CORPORATION |
| US |
| 5/25/2011 |
| ANNUAL |
| 4/1/2011 |
| CVX |
| 166764100 |
| 5 |
| STOCKHOLDER PROPOSAL: INDEPENDENT DIRECTOR WITH ENVIRONMENTAL EXPERTISE |
| SHAREHOLD |
| FOR |
| AGAINST |
|
CHEVRON CORPORATION |
| US |
| 5/25/2011 |
| ANNUAL |
| 4/1/2011 |
| CVX |
| 166764100 |
| 6 |
| STOCKHOLDER PROPOSAL: HUMAN RIGHTS COMMITTEE |
| SHAREHOLD |
| FOR |
| AGAINST |
|
CHEVRON CORPORATION |
| US |
| 5/25/2011 |
| ANNUAL |
| 4/1/2011 |
| CVX |
| 166764100 |
| 7 |
| STOCKHOLDER PROPOSAL: SUSTAINABILITY METRIC FOR EXECUTIVE COMPENSATION |
| SHAREHOLD |
| FOR |
| AGAINST |
|
CHEVRON CORPORATION |
| US |
| 5/25/2011 |
| ANNUAL |
| 4/1/2011 |
| CVX |
| 166764100 |
| 8 |
| STOCKHOLDER PROPOSAL: GUIDELINES FOR COUNTRY SELECTION |
| SHAREHOLD |
| FOR |
| AGAINST |
|
CHEVRON CORPORATION |
| US |
| 5/25/2011 |
| ANNUAL |
| 4/1/2011 |
| CVX |
| 166764100 |
| 9 |
| STOCKHOLDER PROPOSAL: FINANCIAL RISKS FROM CLIMATE CHANGE |
| SHAREHOLD |
| FOR |
| AGAINST |
|
CHEVRON CORPORATION |
| US |
| 5/25/2011 |
| ANNUAL |
| 4/1/2011 |
| CVX |
| 166764100 |
| 10 |
| STOCKHOLDER PROPOSAL: HYDRAULIC FRACTURING |
| SHAREHOLD |
| FOR |
| AGAINST |
|
CHEVRON CORPORATION |
| US |
| 5/25/2011 |
| ANNUAL |
| 4/1/2011 |
| CVX |
| 166764100 |
| 11 |
| STOCKHOLDER PROPOSAL: OFFSHORE OIL WELLS |
| SHAREHOLD |
| FOR |
| AGAINST |
|
THE SOUTHERN COMPANY |
| US |
| 5/25/2011 |
| ANNUAL |
| 3/28/2011 |
| SO |
| 842587107 |
| 1 |
| ELECTION OF NOMINEES: 1. J.P. BARANCO, 2. J.A. BOSCIA, 3. H.A. CLARK III, 4. T.A. FANNING, 5. H.W. HABERMEYER, JR., 6. V.M. HAGEN, 7. W.A. HOOD, JR., 8. D.M. JAMES, 9. D.E. KLEIN, 10. J.N.PURCELL, 11. W.G. SMITH, JR., 12. S.R. SPECKER, 13. L.D. THOMPSON |
|
|
|
|
|
|
|
THE SOUTHERN COMPANY |
| US |
| 5/25/2011 |
| ANNUAL |
| 3/28/2011 |
| SO |
| 842587107 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
THE SOUTHERN COMPANY |
| US |
| 5/25/2011 |
| ANNUAL |
| 3/28/2011 |
| SO |
| 842587107 |
| 3 |
| ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
THE SOUTHERN COMPANY |
| US |
| 5/25/2011 |
| ANNUAL |
| 3/28/2011 |
| SO |
| 842587107 |
| 4 |
| ADVISORY VOTE ON THE FREQUENCY OF VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
THE SOUTHERN COMPANY |
| US |
| 5/25/2011 |
| ANNUAL |
| 3/28/2011 |
| SO |
| 842587107 |
| 5 |
| APPROVAL OF OMNIBUS INCENTIVE COMPENSATION PLAN |
| MGMT |
| FOR |
| FOR |
|
THE SOUTHERN COMPANY |
| US |
| 5/25/2011 |
| ANNUAL |
| 3/28/2011 |
| SO |
| 842587107 |
| 6 |
| STOCKHOLDER PROPOSAL ON COAL COMBUSTION BYPRODUCTS ENVIRONMENTAL REPORT |
| SHAREHOLD |
| FOR |
| AGAINST |
|
PACIFIC ADVISORS FUNDS PROXY VOTING RECORD
FOR THE PERIOD JULY 1, 2010 - JUNE 30, 2011
INCOME AND EQUITY FUND
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| PG VOTE |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| (“FOR”), |
|
|
|
|
|
|
| MEETING |
|
|
|
|
|
|
|
|
|
|
|
|
| (“FOR”) |
| (“AGAINST”), |
|
|
|
|
|
|
| TYPE |
|
|
|
|
|
|
|
|
|
|
| PROPOSED BY |
| OR |
| (“ABSTAIN”), |
|
|
|
|
|
|
| (“ANNUAL”) |
|
|
|
|
|
|
| AGENDA |
| AGENDA |
| (“MGMT”) |
| (“AGAINST”) |
| (“WITHHOLD”) |
|
|
|
|
| MEETING |
| OR |
| RECORD |
|
|
| SECURITY ID |
| ITEM |
| ITEM |
| OR |
| MGMT |
| OR |
|
COMPANY NAME |
| COUNTRY |
| DATE |
| (“SPECIAL”) |
| DATE |
| TICKER |
| (CUSIP) |
| NUMBER |
| DESCRIPTION |
| (“SHAREHOLD”) |
| RECOMMENDATION |
| (“NOT RECD”) |
|
THE PROCTER & GAMBLE COMPANY |
| US |
| 10/12/2010 |
| ANNUAL |
| 8/13/2010 |
| PG |
| 742718109 |
| 1a |
| ELECTION OF NOMINEES: ANGELA F. BRALY |
| MGMT |
| FOR |
| FOR |
|
THE PROCTER & GAMBLE COMPANY |
| US |
| 10/12/2010 |
| ANNUAL |
| 8/13/2010 |
| PG |
| 742718109 |
| 1b |
| ELECTION OF NOMINEES: KENNETH I. CHENAULT |
| MGMT |
| FOR |
| FOR |
|
THE PROCTER & GAMBLE COMPANY |
| US |
| 10/12/2010 |
| ANNUAL |
| 8/13/2010 |
| PG |
| 742718109 |
| 1c |
| ELECTION OF NOMINEES: SCOTT D. COOK |
| MGMT |
| FOR |
| FOR |
|
THE PROCTER & GAMBLE COMPANY |
| US |
| 10/12/2010 |
| ANNUAL |
| 8/13/2010 |
| PG |
| 742718109 |
| 1d |
| ELECTION OF NOMINEES: RAJAT K. GUPTA |
| MGMT |
| FOR |
| FOR |
|
THE PROCTER & GAMBLE COMPANY |
| US |
| 10/12/2010 |
| ANNUAL |
| 8/13/2010 |
| PG |
| 742718109 |
| 1e |
| ELECTION OF NOMINEES: ROBERT A. MCDONALD |
| MGMT |
| FOR |
| FOR |
|
THE PROCTER & GAMBLE COMPANY |
| US |
| 10/12/2010 |
| ANNUAL |
| 8/13/2010 |
| PG |
| 742718109 |
| 1f |
| ELECTION OF NOMINEES: W. JAMES MCNERNEY, JR. |
| MGMT |
| FOR |
| FOR |
|
THE PROCTER & GAMBLE COMPANY |
| US |
| 10/12/2010 |
| ANNUAL |
| 8/13/2010 |
| PG |
| 742718109 |
| 1g |
| ELECTION OF NOMINEES: JOHNATHAN A. RODGERS |
| MGMT |
| FOR |
| FOR |
|
THE PROCTER & GAMBLE COMPANY |
| US |
| 10/12/2010 |
| ANNUAL |
| 8/13/2010 |
| PG |
| 742718109 |
| 1h |
| ELECTION OF NOMINEES: MARY A. WILDEROTTER |
| MGMT |
| FOR |
| FOR |
|
THE PROCTER & GAMBLE COMPANY |
| US |
| 10/12/2010 |
| ANNUAL |
| 8/13/2010 |
| PG |
| 742718109 |
| 1i |
| ELECTION OF NOMINEES: PATRICIA A. WOERTZ |
| MGMT |
| FOR |
| FOR |
|
THE PROCTER & GAMBLE COMPANY |
| US |
| 10/12/2010 |
| ANNUAL |
| 8/13/2010 |
| PG |
| 742718109 |
| 1j |
| ELECTION OF NOMINEES: ERNESTO ZEDILLO |
| MGMT |
| FOR |
| FOR |
|
THE PROCTER & GAMBLE COMPANY |
| US |
| 10/12/2010 |
| ANNUAL |
| 8/13/2010 |
| PG |
| 742718109 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
THE PROCTER & GAMBLE COMPANY |
| US |
| 10/12/2010 |
| ANNUAL |
| 8/13/2010 |
| PG |
| 742718109 |
| 3 |
| SHAREHOLDER PROPOSAL - CUMULATIVE VOTING |
| SHAREHOLD |
| FOR |
| AGAINST |
|
AUTOMATIC DATA PROCESSING, INC. |
| US |
| 11/9/2010 |
| ANNUAL |
| 09/10/20109 |
| ADP |
| 53015103 |
| 1 |
| ELECTION OF NOMINEES: 1. GREGORY D. BRENNEMAN, 2. LESLIE A. BRUN, 3. GARY C. BUTLER, 4. LEON G. COOPERMAN, 5. ERIC C. FAST, 6. LINDA R. GOODEN, 7. R. GLENN HUBBARD, 8. JOHN P. JONES, 9. SHARON T. ROWLANDS, 10. ENRIQUE T. SALEM, 11. GREGORY L. SUMME |
| MGMT |
| FOR |
| FOR |
|
AUTOMATIC DATA PROCESSING, INC. |
| US |
| 11/9/2010 |
| ANNUAL |
| 09/10/20109 |
| ADP |
| 53015103 |
| 2 |
| AMENDMENT OF THE AUTOMATIC DATA PROCESSING, INC. EMPLOYEES’ SAVINGS STOCK PURCHASE PLAN |
| MGMT |
| FOR |
| FOR |
|
AUTOMATIC DATA PROCESSING, INC. |
| US |
| 11/9/2010 |
| ANNUAL |
| 09/10/20109 |
| ADP |
| 53015103 |
| 3 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
SYSCO CORPORATION |
| US |
| 11/12/2010 |
| ANNUAL |
| 9/14/2010 |
| SYY |
| 871829107 |
| 1A |
| ELECTION OF NOMINEES: JOHN M. CASSADAY |
| MGMT |
| FOR |
| FOR |
|
SYSCO CORPORATION |
| US |
| 11/12/2010 |
| ANNUAL |
| 9/14/2010 |
| SYY |
| 871829107 |
| 1B |
| ELECTION OF NOMINEES: MANUEL A. FERNANDEZ |
| MGMT |
| FOR |
| FOR |
|
SYSCO CORPORATION |
| US |
| 11/12/2010 |
| ANNUAL |
| 9/14/2010 |
| SYY |
| 871829107 |
| 1C |
| ELECTION OF NOMINEES: HANS-JOACHIM KOERBER |
| MGMT |
| FOR |
| FOR |
|
SYSCO CORPORATION |
| US |
| 11/12/2010 |
| ANNUAL |
| 9/14/2010 |
| SYY |
| 871829107 |
| 1D |
| ELECTION OF NOMINEES: JACKIE M. WARD |
| MGMT |
| FOR |
| FOR |
|
SYSCO CORPORATION |
| US |
| 11/12/2010 |
| ANNUAL |
| 9/14/2010 |
| SYY |
| 871829107 |
| 2 |
| TO APPROVE AN AMENDMENT TO THE SYSCO CORPORATION 1974 EMPLOYEES’ STOCK PURCHASE PLAN TO RESERVE 5,000,000 ADDITIONAL SHARES OF SYSCO CORPORATION COMMON STOCK FOR ISSUANCE UNDER THE PLAN |
| MGMT |
| FOR |
| FOR |
|
SYSCO CORPORATION |
| US |
| 11/12/2010 |
| ANNUAL |
| 9/14/2010 |
| SYY |
| 871829107 |
| 3 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
MICROSOFT CORPORATION |
| US |
| 11/16/2010 |
| ANNUAL |
| 9/3/2010 |
| MSFT |
| 594918104 |
| 1 |
| ELECTION OF NOMINEES: STEVEN A. BALLMER |
| MGMT |
| FOR |
| FOR |
|
MICROSOFT CORPORATION |
| US |
| 11/16/2010 |
| ANNUAL |
| 9/3/2010 |
| MSFT |
| 594918104 |
| 2 |
| ELECTION OF NOMINEES: DINA DUBLON |
| MGMT |
| FOR |
| FOR |
|
MICROSOFT CORPORATION |
| US |
| 11/16/2010 |
| ANNUAL |
| 9/3/2010 |
| MSFT |
| 594918104 |
| 3 |
| ELECTION OF NOMINEES: WILLIAM H. GATES III |
| MGMT |
| FOR |
| FOR |
|
MICROSOFT CORPORATION |
| US |
| 11/16/2010 |
| ANNUAL |
| 9/3/2010 |
| MSFT |
| 594918104 |
| 4 |
| ELECTION OF NOMINEES: RAYMOND V. GILMARTIN |
| MGMT |
| FOR |
| FOR |
|
MICROSOFT CORPORATION |
| US |
| 11/16/2010 |
| ANNUAL |
| 9/3/2010 |
| MSFT |
| 594918104 |
| 5 |
| ELECTION OF NOMINEES: REED HASTINGS |
| MGMT |
| FOR |
| FOR |
|
MICROSOFT CORPORATION |
| US |
| 11/16/2010 |
| ANNUAL |
| 9/3/2010 |
| MSFT |
| 594918104 |
| 6 |
| ELECTION OF NOMINEES: MARIA M. KLAWE |
| MGMT |
| FOR |
| FOR |
|
MICROSOFT CORPORATION |
| US |
| 11/16/2010 |
| ANNUAL |
| 9/3/2010 |
| MSFT |
| 594918104 |
| 7 |
| ELECTION OF NOMINEES: DAVID F. MARQUARDT |
| MGMT |
| FOR |
| FOR |
|
MICROSOFT CORPORATION |
| US |
| 11/16/2010 |
| ANNUAL |
| 9/3/2010 |
| MSFT |
| 594918104 |
| 8 |
| ELECTION OF NOMINEES: CHARLES H. NOSKI |
| MGMT |
| FOR |
| FOR |
|
MICROSOFT CORPORATION |
| US |
| 11/16/2010 |
| ANNUAL |
| 9/3/2010 |
| MSFT |
| 594918104 |
| 9 |
| ELECTION OF NOMINEES: HELMUT PANKE |
| MGMT |
| FOR |
| FOR |
|
MICROSOFT CORPORATION |
| US |
| 11/16/2010 |
| ANNUAL |
| 9/3/2010 |
| MSFT |
| 594918104 |
| 10 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
MICROSOFT CORPORATION |
| US |
| 11/16/2010 |
| ANNUAL |
| 9/3/2010 |
| MSFT |
| 594918104 |
| 11 |
| SHAREHOLDER PROPOSAL - ESTABLISHMENT OF BOARD COMMITTEE ON ENVIRONMENTAL SUSTAINABILITY |
| SHAREHOLD |
| FOR |
| AGAINST |
|
GENUINE PARTS COMPANY |
| US |
| 4/18/2011 |
| ANNUAL |
| 2/10/2011 |
| GPC |
| 372460105 |
| 1 |
| ELECTION OF NOMINEES: 1. DR. MARY B. BULLOCK, 2. JEAN DOUVILLE, 3.THOMAS C. GALLAGHER, 4. GEORGE C. “JACK” GUYNN, 5. JOHN R. HOLDER, 6. JOHN D. JOHNS, 7. MICHAEL M.E. JOHNS, MD, 8. J. HICKS LANIER, 9. R.C. LOUDERMILK JR., 10. WENDY B. NEEDHAM, 11. JERRY W. NIX, 12. GARY W. ROLLINS |
| MGMT |
| FOR |
| FOR |
|
GENUINE PARTS COMPANY |
| US |
| 4/18/2011 |
| ANNUAL |
| 2/10/2011 |
| GPC |
| 372460105 |
| 2 |
| ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
GENUINE PARTS COMPANY |
| US |
| 4/18/2011 |
| ANNUAL |
| 2/10/2011 |
| GPC |
| 372460105 |
| 3 |
| ADVISORY VOTE ON FREQUENCY OF SHAREHOLDER VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
GENUINE PARTS COMPANY |
| US |
| 4/18/2011 |
| ANNUAL |
| 2/10/2011 |
| GPC |
| 372460105 |
| 4 |
| RE-APPROVAL OF THE MATERIAL TERMS OF PERFORMANCE GOALS FOR QUALIFIED PERFORMANCE-BASED AWARDS UNDER THE GENUINE PARTS COMPANY 2006 LONG-TERM INCENTIVE PLAN |
| MGMT |
| FOR |
| FOR |
|
GENUINE PARTS COMPANY |
| US |
| 4/18/2011 |
| ANNUAL |
| 2/10/2011 |
| GPC |
| 372460105 |
| 5 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
PUBLIC SERVICE ENTERPRISE GROUP INC. |
| US |
| 4/19/2011 |
| ANNUAL |
| 2/18/2011 |
| PEG |
| 744573106 |
| 1A. |
| ELECTION OF NOMINEES: ALBERT R. GAMPER, JR. |
| MGMT |
| FOR |
| FOR |
|
PUBLIC SERVICE ENTERPRISE GROUP INC. |
| US |
| 4/19/2011 |
| ANNUAL |
| 2/18/2011 |
| PEG |
| 744573106 |
| 1B. |
| ELECTION OF NOMINEES: CONRAD K. HARPER |
| MGMT |
| FOR |
| FOR |
|
PUBLIC SERVICE ENTERPRISE GROUP INC. |
| US |
| 4/19/2011 |
| ANNUAL |
| 2/18/2011 |
| PEG |
| 744573106 |
| 1C. |
| ELECTION OF NOMINEES: WILLIAM V. HICKEY |
| MGMT |
| FOR |
| FOR |
|
PUBLIC SERVICE ENTERPRISE GROUP INC. |
| US |
| 4/19/2011 |
| ANNUAL |
| 2/18/2011 |
| PEG |
| 744573106 |
| 1D. |
| ELECTION OF NOMINEES: RALPH IZZO |
| MGMT |
| FOR |
| FOR |
|
PUBLIC SERVICE ENTERPRISE GROUP INC. |
| US |
| 4/19/2011 |
| ANNUAL |
| 2/18/2011 |
| PEG |
| 744573106 |
| 1E. |
| ELECTION OF NOMINEES: SHIRLEY ANN JACKSON |
| MGMT |
| FOR |
| FOR |
|
PUBLIC SERVICE ENTERPRISE GROUP INC. |
| US |
| 4/19/2011 |
| ANNUAL |
| 2/18/2011 |
| PEG |
| 744573106 |
| 1F. |
| ELECTION OF NOMINEES: DAVID LILLEY |
| MGMT |
| FOR |
| FOR |
|
PUBLIC SERVICE ENTERPRISE GROUP INC. |
| US |
| 4/19/2011 |
| ANNUAL |
| 2/18/2011 |
| PEG |
| 744573106 |
| 1G. |
| ELECTION OF NOMINEES: THOMAS A. RENYI |
| MGMT |
| FOR |
| FOR |
|
PUBLIC SERVICE ENTERPRISE GROUP INC. |
| US |
| 4/19/2011 |
| ANNUAL |
| 2/18/2011 |
| PEG |
| 744573106 |
| 1H. |
| ELECTION OF NOMINEES: HAK CHEOL SHIN |
| MGMT |
| FOR |
| FOR |
|
PUBLIC SERVICE ENTERPRISE GROUP INC. |
| US |
| 4/19/2011 |
| ANNUAL |
| 2/18/2011 |
| PEG |
| 744573106 |
| 1I. |
| ELECTION OF NOMINEES: RICHARD J. SWIFT |
| MGMT |
| FOR |
| FOR |
|
PUBLIC SERVICE ENTERPRISE GROUP INC. |
| US |
| 4/19/2011 |
| ANNUAL |
| 2/18/2011 |
| PEG |
| 744573106 |
| 2 |
| ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
PUBLIC SERVICE ENTERPRISE GROUP INC. |
| US |
| 4/19/2011 |
| ANNUAL |
| 2/18/2011 |
| PEG |
| 744573106 |
| 3 |
| ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
PUBLIC SERVICE ENTERPRISE GROUP INC. |
| US |
| 4/19/2011 |
| ANNUAL |
| 2/18/2011 |
| PEG |
| 744573106 |
| 4 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
HONEYWELL INTERNATIONAL INC. |
| US |
| 4/25/2011 |
| ANNUAL |
| 2/25/2011 |
| HON |
| 438516106 |
| 1A |
| ELECTION OF NOMINEES: GORDON M. BETHUNE |
| MGMT |
| FOR |
| FOR |
|
HONEYWELL INTERNATIONAL INC. |
| US |
| 4/25/2011 |
| ANNUAL |
| 2/25/2011 |
| HON |
| 438516106 |
| 1B |
| ELECTION OF NOMINEES: KEVIN BURKE |
| MGMT |
| FOR |
| FOR |
|
HONEYWELL INTERNATIONAL INC. |
| US |
| 4/25/2011 |
| ANNUAL |
| 2/25/2011 |
| HON |
| 438516106 |
| 1C |
| ELECTION OF NOMINEES: JAIME CHICO PARDO |
| MGMT |
| FOR |
| FOR |
|
HONEYWELL INTERNATIONAL INC. |
| US |
| 4/25/2011 |
| ANNUAL |
| 2/25/2011 |
| HON |
| 438516106 |
| 1D |
| ELECTION OF NOMINEES: DAVID M. COTE |
| MGMT |
| FOR |
| FOR |
|
HONEYWELL INTERNATIONAL INC. |
| US |
| 4/25/2011 |
| ANNUAL |
| 2/25/2011 |
| HON |
| 438516106 |
| 1E |
| ELECTION OF NOMINEES: D. SCOTT DAVIS |
| MGMT |
| FOR |
| FOR |
|
HONEYWELL INTERNATIONAL INC. |
| US |
| 4/25/2011 |
| ANNUAL |
| 2/25/2011 |
| HON |
| 438516106 |
| 1F |
| ELECTION OF NOMINEES: LINNET F. DEILY |
| MGMT |
| FOR |
| FOR |
|
HONEYWELL INTERNATIONAL INC. |
| US |
| 4/25/2011 |
| ANNUAL |
| 2/25/2011 |
| HON |
| 438516106 |
| 1G |
| ELECTION OF NOMINEES: JUDD GREGG |
| MGMT |
| FOR |
| FOR |
|
HONEYWELL INTERNATIONAL INC. |
| US |
| 4/25/2011 |
| ANNUAL |
| 2/25/2011 |
| HON |
| 438516106 |
| 1H |
| ELECTION OF NOMINEES: CLIVE R. HOLLICK |
| MGMT |
| FOR |
| FOR |
|
HONEYWELL INTERNATIONAL INC. |
| US |
| 4/25/2011 |
| ANNUAL |
| 2/25/2011 |
| HON |
| 438516106 |
| 1I |
| ELECTION OF NOMINEES: GEORGE PAZ |
| MGMT |
| FOR |
| FOR |
|
HONEYWELL INTERNATIONAL INC. |
| US |
| 4/25/2011 |
| ANNUAL |
| 2/25/2011 |
| HON |
| 438516106 |
| 1J |
| ELECTION OF NOMINEES: BRADLEY T. SHEARES |
| MGMT |
| FOR |
| FOR |
|
HONEYWELL INTERNATIONAL INC. |
| US |
| 4/25/2011 |
| ANNUAL |
| 2/25/2011 |
| HON |
| 438516106 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
HONEYWELL INTERNATIONAL INC. |
| US |
| 4/25/2011 |
| ANNUAL |
| 2/25/2011 |
| HON |
| 438516106 |
| 3 |
| ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
HONEYWELL INTERNATIONAL INC. |
| US |
| 4/25/2011 |
| ANNUAL |
| 2/25/2011 |
| HON |
| 438516106 |
| 4 |
| ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
HONEYWELL INTERNATIONAL INC. |
| US |
| 4/25/2011 |
| ANNUAL |
| 2/25/2011 |
| HON |
| 438516106 |
| 5 |
| 2011 STOCK INCENTIVE PLAN OF HONEYWELL INTERNATIONAL INC. AND ITS AFFILIATES |
| MGMT |
| FOR |
| FOR |
|
HONEYWELL INTERNATIONAL INC. |
| US |
| 4/25/2011 |
| ANNUAL |
| 2/25/2011 |
| HON |
| 438516106 |
| 6 |
| HONEYWELL INTERNATIONAL INC. INCENTIVE COMPENSATION PLAN FOR EXECUTIVE EMPLOYEES, AMENDED AND RESTATED EFFECTIVE AS OF JANUARY 1, 2011 |
| MGMT |
| FOR |
| FOR |
|
HONEYWELL INTERNATIONAL INC. |
| US |
| 4/25/2011 |
| ANNUAL |
| 2/25/2011 |
| HON |
| 438516106 |
| 7 |
| SHAREHOLDER ACTION BY WRITTEN CONSENT |
| SHAREHOLD |
| FOR |
| AGAINST |
|
HONEYWELL INTERNATIONAL INC. |
| US |
| 4/25/2011 |
| ANNUAL |
| 2/25/2011 |
| HON |
| 438516106 |
| 8 |
| SPECIAL SHAREOWNER MEETINGS |
| SHAREHOLD |
| FOR |
| AGAINST |
|
E.I. DU PONT DE NEMOURS AND COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 3/2/2011 |
| DD |
| 263534109 |
| 1A |
| ELECTION OF NOMINEES: RICHARD H. BROWN |
| MGMT |
| FOR |
| FOR |
|
E.I. DU PONT DE NEMOURS AND COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 3/2/2011 |
| DD |
| 263534109 |
| 1B |
| ELECTION OF NOMINEES: ROBERT A. BROWN |
| MGMT |
| FOR |
| FOR |
|
E.I. DU PONT DE NEMOURS AND COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 3/2/2011 |
| DD |
| 263534109 |
| 1C |
| ELECTION OF NOMINEES: BERTRAND P. COLLOMB |
| MGMT |
| FOR |
| FOR |
|
E.I. DU PONT DE NEMOURS AND COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 3/2/2011 |
| DD |
| 263534109 |
| 1D |
| ELECTION OF NOMINEES: CURTIS J. CRAWFORD |
| MGMT |
| FOR |
| FOR |
|
E.I. DU PONT DE NEMOURS AND COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 3/2/2011 |
| DD |
| 263534109 |
| 1E |
| ELECTION OF NOMINEES: ALEXANDER M. CUTLER |
| MGMT |
| FOR |
| FOR |
|
E.I. DU PONT DE NEMOURS AND COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 3/2/2011 |
| DD |
| 263534109 |
| 1F |
| ELECTION OF NOMINEES: ELEUTHERE I. DU PONT |
| MGMT |
| FOR |
| FOR |
|
E.I. DU PONT DE NEMOURS AND COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 3/2/2011 |
| DD |
| 263534109 |
| 1G |
| ELECTION OF NOMINEES: MARILLYN A. HEWSON |
| MGMT |
| FOR |
| FOR |
|
E.I. DU PONT DE NEMOURS AND COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 3/2/2011 |
| DD |
| 263534109 |
| 1H |
| ELECTION OF NOMINEES: LOIS D. JULIBER |
| MGMT |
| FOR |
| FOR |
|
E.I. DU PONT DE NEMOURS AND COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 3/2/2011 |
| DD |
| 263534109 |
| 1I |
| ELECTION OF NOMINEES: ELLEN J. KULLMAN |
| MGMT |
| FOR |
| FOR |
|
E.I. DU PONT DE NEMOURS AND COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 3/2/2011 |
| DD |
| 263534109 |
| 1J |
| ELECTION OF NOMINEES: WILLIAM K. REILLY |
| MGMT |
| FOR |
| FOR |
|
E.I. DU PONT DE NEMOURS AND COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 3/2/2011 |
| DD |
| 263534109 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
E.I. DU PONT DE NEMOURS AND COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 3/2/2011 |
| DD |
| 263534109 |
| 3 |
| ON AMENDED EQUITY AND INCENTIVE PLAN |
| MGMT |
| FOR |
| FOR |
|
E.I. DU PONT DE NEMOURS AND COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 3/2/2011 |
| DD |
| 263534109 |
| 4 |
| TO APPROVE, BY ADVISORY VOTE, EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
E.I. DU PONT DE NEMOURS AND COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 3/2/2011 |
| DD |
| 263534109 |
| 5 |
| TO RECOMMEND, BY ADVISORY VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES |
| MGMT |
| FOR |
| FOR |
|
E.I. DU PONT DE NEMOURS AND COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 3/2/2011 |
| DD |
| 263534109 |
| 6 |
| ON SPECIAL SHAREOWNER MEETINGS |
| SHAREHOLD |
| FOR |
| AGAINST |
|
E.I. DU PONT DE NEMOURS AND COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 3/2/2011 |
| DD |
| 263534109 |
| 7 |
| ON GENETICALLY ENGINEERED SEED |
| SHAREHOLD |
| FOR |
| AGAINST |
|
E.I. DU PONT DE NEMOURS AND COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 3/2/2011 |
| DD |
| 263534109 |
| 8 |
| ON EXECUTIVE COMPENSATION REPORT |
| SHAREHOLD |
| FOR |
| AGAINST |
|
GENERAL ELECTRIC COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| GE |
| 369604103 |
| A1 |
| ELECTION OF NOMINEES: W. GEOFFREY BEATTIE |
| MGMT |
| FOR |
| FOR |
|
GENERAL ELECTRIC COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| GE |
| 369604103 |
| A2 |
| ELECTION OF NOMINEES: JAMES I. CASH, JR. |
| MGMT |
| FOR |
| FOR |
|
GENERAL ELECTRIC COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| GE |
| 369604103 |
| A3 |
| ELECTION OF NOMINEES: ANN M. FUDGE |
| MGMT |
| FOR |
| FOR |
|
GENERAL ELECTRIC COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| GE |
| 369604103 |
| A4 |
| ELECTION OF NOMINEES: SUSAN HOCKFIELD |
| MGMT |
| FOR |
| FOR |
|
GENERAL ELECTRIC COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| GE |
| 369604103 |
| A5 |
| ELECTION OF NOMINEES: JEFFREY R. IMMELT |
| MGMT |
| FOR |
| FOR |
|
GENERAL ELECTRIC COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| GE |
| 369604103 |
| A6 |
| ELECTION OF NOMINEES: ANDREA JUNG |
| MGMT |
| FOR |
| FOR |
|
GENERAL ELECTRIC COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| GE |
| 369604103 |
| A7 |
| ELECTION OF NOMINEES: ALAN G. (A.G.) LAFLEY |
| MGMT |
| FOR |
| FOR |
|
GENERAL ELECTRIC COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| GE |
| 369604103 |
| A8 |
| ELECTION OF NOMINEES: ROBERT W. LANE |
| MGMT |
| FOR |
| FOR |
|
GENERAL ELECTRIC COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| GE |
| 369604103 |
| A9 |
| ELECTION OF NOMINEES: RALPH S. LARSEN |
| MGMT |
| FOR |
| FOR |
|
GENERAL ELECTRIC COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| GE |
| 369604103 |
| A10 |
| ELECTION OF NOMINEES: ROCHELLE B. LAZARUS |
| MGMT |
| FOR |
| FOR |
|
GENERAL ELECTRIC COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| GE |
| 369604103 |
| A11 |
| ELECTION OF NOMINEES: JAMES J. MULVA |
| MGMT |
| FOR |
| FOR |
|
GENERAL ELECTRIC COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| GE |
| 369604103 |
| A12 |
| ELECTION OF NOMINEES: SAM NUNN |
| MGMT |
| FOR |
| FOR |
|
GENERAL ELECTRIC COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| GE |
| 369604103 |
| A13 |
| ELECTION OF NOMINEES: ROGER S. PENSKE |
| MGMT |
| FOR |
| FOR |
|
GENERAL ELECTRIC COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| GE |
| 369604103 |
| A14 |
| ELECTION OF NOMINEES: ROBERT J. SWIERINGA |
| MGMT |
| FOR |
| FOR |
|
GENERAL ELECTRIC COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| GE |
| 369604103 |
| A15 |
| ELECTION OF NOMINEES: JAMES S. TISCH |
| MGMT |
| FOR |
| FOR |
|
GENERAL ELECTRIC COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| GE |
| 369604103 |
| A16 |
| ELECTION OF NOMINEES: DOUGLAS A. WARNER III |
| MGMT |
| FOR |
| FOR |
|
GENERAL ELECTRIC COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| GE |
| 369604103 |
| B1 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
GENERAL ELECTRIC COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| GE |
| 369604103 |
| B2 |
| ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
GENERAL ELECTRIC COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| GE |
| 369604103 |
| B3 |
| ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
GENERAL ELECTRIC COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| GE |
| 369604103 |
| C1 |
| SHAREOWNER PROPOSAL: CUMULATIVE VOTING |
| SHAREHOLD |
| FOR |
| AGAINST |
|
GENERAL ELECTRIC COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| GE |
| 369604103 |
| C2 |
| SHAREOWNER PROPOSAL: FUTURE STOCK OPTIONS |
| SHAREHOLD |
| FOR |
| AGAINST |
|
GENERAL ELECTRIC COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| GE |
| 369604103 |
| C3 |
| SHAREOWNER PROPOSAL: WITHDRAW STOCK OPTIONS GRANTED TO EXECUTIVES |
| SHAREHOLD |
| FOR |
| AGAINST |
|
GENERAL ELECTRIC COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| GE |
| 369604103 |
| C4 |
| SHAREOWNER PROPOSAL: CLIMATE CHANGE RISK DISCLOSURE |
| SHAREHOLD |
| FOR |
| AGAINST |
|
GENERAL ELECTRIC COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| GE |
| 369604103 |
| C5 |
| SHAREOWNER PROPOSAL: TRANSPARENCY IN ANIMAL RESEARCH |
| SHAREHOLD |
| FOR |
| AGAINST |
|
JOHNSON & JOHNSON |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| JNJ |
| 478160104 |
| 1A |
| ELECTION OF NOMINEES: MARY SUE COLEMAN |
| MGMT |
| FOR |
| FOR |
|
JOHNSON & JOHNSON |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| JNJ |
| 478160104 |
| 1B |
| ELECTION OF NOMINEES: JAMES G. CULLEN |
| MGMT |
| FOR |
| FOR |
|
JOHNSON & JOHNSON |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| JNJ |
| 478160104 |
| 1C |
| ELECTION OF NOMINEES: IAN E.L. DAVIS |
| MGMT |
| FOR |
| FOR |
|
JOHNSON & JOHNSON |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| JNJ |
| 478160104 |
| 1D |
| ELECTION OF NOMINEES: MICHAEL M.E. JOHNS |
| MGMT |
| FOR |
| FOR |
|
JOHNSON & JOHNSON |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| JNJ |
| 478160104 |
| 1E |
| ELECTION OF NOMINEES: SUSAN L. LINDQUIST |
| MGMT |
| FOR |
| FOR |
|
JOHNSON & JOHNSON |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| JNJ |
| 478160104 |
| 1F |
| ELECTION OF NOMINEES: ANNE M. MULCAHY |
| MGMT |
| FOR |
| FOR |
|
JOHNSON & JOHNSON |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| JNJ |
| 478160104 |
| 1G |
| ELECTION OF NOMINEES: LEO F. MULLIN |
| MGMT |
| FOR |
| FOR |
|
JOHNSON & JOHNSON |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| JNJ |
| 478160104 |
| 1H |
| ELECTION OF NOMINEES: WILLIAM D. PEREZ |
| MGMT |
| FOR |
| FOR |
|
JOHNSON & JOHNSON |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| JNJ |
| 478160104 |
| 1I |
| ELECTION OF NOMINEES: CHARLES PRINCE |
| MGMT |
| FOR |
| FOR |
|
JOHNSON & JOHNSON |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| JNJ |
| 478160104 |
| 1J |
| ELECTION OF NOMINEES: DAVID SATCHER |
| MGMT |
| FOR |
| FOR |
|
JOHNSON & JOHNSON |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| JNJ |
| 478160104 |
| 1K |
| ELECTION OF NOMINEES: WILLIAM C. WELDON |
| MGMT |
| FOR |
| FOR |
|
JOHNSON & JOHNSON |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| JNJ |
| 478160104 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
JOHNSON & JOHNSON |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| JNJ |
| 478160104 |
| 3 |
| ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
JOHNSON & JOHNSON |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| JNJ |
| 478160104 |
| 4 |
| ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
JOHNSON & JOHNSON |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| JNJ |
| 478160104 |
| 5 |
| SHAREHOLDER PROPOSAL ON PHARMACEUTICAL PRICE RESTRAINT |
| SHAREHOLD |
| FOR |
| AGAINST |
|
JOHNSON & JOHNSON |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| JNJ |
| 478160104 |
| 6 |
| SHAREHOLDER PROPOSAL ON AMENDMENT TO COMPANY’S EQUAL EMPLOYMENT OPPORTUNITY POLICY |
| SHAREHOLD |
| FOR |
| AGAINST |
|
JOHNSON & JOHNSON |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| JNJ |
| 478160104 |
| 7 |
| SHAREHOLDER PROPOSAL ON ADOPTING NON-ANIMAL METHODS FOR TRAINING |
| SHAREHOLD |
| FOR |
| AGAINST |
|
PFIZER INC. |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| PFE |
| 717081103 |
| 1A |
| ELECTION OF NOMINEES: DENNIS A. AUSIELLO |
| MGMT |
| FOR |
| FOR |
|
PFIZER INC. |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| PFE |
| 717081103 |
| 1B |
| ELECTION OF NOMINEES: MICHAEL S. BROWN |
| MGMT |
| FOR |
| FOR |
|
PFIZER INC. |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| PFE |
| 717081103 |
| 1C |
| ELECTION OF NOMINEES: M. ANTHONY BURNS |
| MGMT |
| FOR |
| FOR |
|
PFIZER INC. |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| PFE |
| 717081103 |
| 1D |
| ELECTION OF NOMINEES: W. DON CORNWELL |
| MGMT |
| FOR |
| FOR |
|
PFIZER INC. |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| PFE |
| 717081103 |
| 1E |
| ELECTION OF NOMINEES: FRANCES D. FERGUSSON |
| MGMT |
| FOR |
| FOR |
|
PFIZER INC. |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| PFE |
| 717081103 |
| 1F |
| ELECTION OF NOMINEES: WILLIAM H. GRAY III |
| MGMT |
| FOR |
| FOR |
|
PFIZER INC. |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| PFE |
| 717081103 |
| 1G |
| ELECTION OF NOMINEES: CONSTANCE J. HORNER |
| MGMT |
| FOR |
| FOR |
|
PFIZER INC. |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| PFE |
| 717081103 |
| 1H |
| ELECTION OF NOMINEES: JAMES M. KILTS |
| MGMT |
| FOR |
| FOR |
|
PFIZER INC. |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| PFE |
| 717081103 |
| 1I |
| ELECTION OF NOMINEES: GEORGE A. LORCH |
| MGMT |
| FOR |
| FOR |
|
PFIZER INC. |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| PFE |
| 717081103 |
| 1J |
| ELECTION OF NOMINEES: JOHN P. MASCOTTE |
| MGMT |
| FOR |
| FOR |
|
PFIZER INC. |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| PFE |
| 717081103 |
| 1K |
| ELECTION OF NOMINEES: SUZANNE NORA JOHNSON |
| MGMT |
| FOR |
| FOR |
|
PFIZER INC. |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| PFE |
| 717081103 |
| 1L |
| ELECTION OF NOMINEES: IAN C. READ |
| MGMT |
| FOR |
| FOR |
|
PFIZER INC. |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| PFE |
| 717081103 |
| 1M |
| ELECTION OF NOMINEES: STEPHEN W. SANGER |
| MGMT |
| FOR |
| FOR |
|
PFIZER INC. |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| PFE |
| 717081103 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
PFIZER INC. |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| PFE |
| 717081103 |
| 3 |
| ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
PFIZER INC. |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| PFE |
| 717081103 |
| 4 |
| ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
PFIZER INC. |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| PFE |
| 717081103 |
| 5 |
| SHAREHOLDER PROPOSAL REGARDING PUBLICATION OF POLITICAL CONTRIBUTIONS |
| SHAREHOLD |
| FOR |
| AGAINST |
|
PFIZER INC. |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| PFE |
| 717081103 |
| 6 |
| SHAREHOLDER PROPOSAL REGARDING PUBLIC POLICY INITIATIVES |
| SHAREHOLD |
| FOR |
| AGAINST |
|
PFIZER INC. |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| PFE |
| 717081103 |
| 7 |
| SHAREHOLDER PROPOSAL REGARDING PHARMACEUTICAL PRICE RESTRAINTS |
| SHAREHOLD |
| FOR |
| AGAINST |
|
PFIZER INC. |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| PFE |
| 717081103 |
| 8 |
| SHAREHOLDER PROPOSAL REGARDING ACTION BY WRITTEN CONSENT |
| SHAREHOLD |
| FOR |
| AGAINST |
|
PFIZER INC. |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| PFE |
| 717081103 |
| 9 |
| SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER MEETINGS |
| SHAREHOLD |
| FOR |
| AGAINST |
|
PFIZER INC. |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| PFE |
| 717081103 |
| 10 |
| SHAREHOLDER PROPOSAL REGARDING ANIMAL RESEARCH |
| SHAREHOLD |
| FOR |
| AGAINST |
|
AT&T INC. |
| US |
| 4/29/2011 |
| ANNUAL |
| 3/1/2011 |
| T |
| 00206R102 |
| 1A |
| ELECTION OF NOMINEES: RANDALL L. STEPHENSON |
| MGMT |
| FOR |
| FOR |
|
AT&T INC. |
| US |
| 4/29/2011 |
| ANNUAL |
| 3/1/2011 |
| T |
| 00206R102 |
| 1B |
| ELECTION OF NOMINEES: GILBERT F. AMELIO |
| MGMT |
| FOR |
| FOR |
|
AT&T INC. |
| US |
| 4/29/2011 |
| ANNUAL |
| 3/1/2011 |
| T |
| 00206R102 |
| 1C |
| ELECTION OF NOMINEES: REUBEN V. ANDERSON |
| MGMT |
| FOR |
| FOR |
|
AT&T INC. |
| US |
| 4/29/2011 |
| ANNUAL |
| 3/1/2011 |
| T |
| 00206R102 |
| 1D |
| ELECTION OF NOMINEES: JAMES H. BLANCHARD |
| MGMT |
| FOR |
| FOR |
|
AT&T INC. |
| US |
| 4/29/2011 |
| ANNUAL |
| 3/1/2011 |
| T |
| 00206R102 |
| 1E |
| ELECTION OF NOMINEES: JAIME CHICO PARDO |
| MGMT |
| FOR |
| FOR |
|
AT&T INC. |
| US |
| 4/29/2011 |
| ANNUAL |
| 3/1/2011 |
| T |
| 00206R102 |
| 1F |
| ELECTION OF NOMINEES: JAMES P. KELLY |
| MGMT |
| FOR |
| FOR |
|
AT&T INC. |
| US |
| 4/29/2011 |
| ANNUAL |
| 3/1/2011 |
| T |
| 00206R102 |
| 1G |
| ELECTION OF NOMINEES: JON C. MADONNA |
| MGMT |
| FOR |
| FOR |
|
AT&T INC. |
| US |
| 4/29/2011 |
| ANNUAL |
| 3/1/2011 |
| T |
| 00206R102 |
| 1H |
| ELECTION OF NOMINEES: LYNN M. MARTIN |
| MGMT |
| FOR |
| FOR |
|
AT&T INC. |
| US |
| 4/29/2011 |
| ANNUAL |
| 3/1/2011 |
| T |
| 00206R102 |
| 1I |
| ELECTION OF NOMINEES: JOHN B. MCCOY |
| MGMT |
| FOR |
| FOR |
|
AT&T INC. |
| US |
| 4/29/2011 |
| ANNUAL |
| 3/1/2011 |
| T |
| 00206R102 |
| 1J |
| ELECTION OF NOMINEES: JOYCE M. ROCHE |
| MGMT |
| FOR |
| FOR |
|
AT&T INC. |
| US |
| 4/29/2011 |
| ANNUAL |
| 3/1/2011 |
| T |
| 00206R102 |
| 1K |
| ELECTION OF NOMINEES: MATTHEW K. ROSE |
| MGMT |
| FOR |
| FOR |
|
AT&T INC. |
| US |
| 4/29/2011 |
| ANNUAL |
| 3/1/2011 |
| T |
| 00206R102 |
| 1L |
| ELECTION OF NOMINEES: LAURA D’ANDREA TYSON |
| MGMT |
| FOR |
| FOR |
|
AT&T INC. |
| US |
| 4/29/2011 |
| ANNUAL |
| 3/1/2011 |
| T |
| 00206R102 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
AT&T INC. |
| US |
| 4/29/2011 |
| ANNUAL |
| 3/1/2011 |
| T |
| 00206R102 |
| 3 |
| APPROVE 2011 INCENTIVE PLAN |
| MGMT |
| FOR |
| FOR |
|
AT&T INC. |
| US |
| 4/29/2011 |
| ANNUAL |
| 3/1/2011 |
| T |
| 00206R102 |
| 4 |
| ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
AT&T INC. |
| US |
| 4/29/2011 |
| ANNUAL |
| 3/1/2011 |
| T |
| 00206R102 |
| 5 |
| ADVISORY VOTE ON FREQUENCY OF VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
AT&T INC. |
| US |
| 4/29/2011 |
| ANNUAL |
| 3/1/2011 |
| T |
| 00206R102 |
| 6 |
| POLITICAL CONTRIBUTIONS |
| SHAREHOLD |
| FOR |
| AGAINST |
|
AT&T INC. |
| US |
| 4/29/2011 |
| ANNUAL |
| 3/1/2011 |
| T |
| 00206R102 |
| 7 |
| SPECIAL STOCKHOLDER MEETINGS |
| SHAREHOLD |
| FOR |
| AGAINST |
|
AT&T INC. |
| US |
| 4/29/2011 |
| ANNUAL |
| 3/1/2011 |
| T |
| 00206R102 |
| 8 |
| WRITTEN CONSENT |
| SHAREHOLD |
| FOR |
| AGAINST |
|
ABBOTT LABORATORIES |
| US |
| 4/29/2011 |
| ANNUAL |
| 3/2/2011 |
| ABT |
| 002824100 |
| 1 |
| ELECTION OF NOMINEES: 1. R.J. ALPERN, 2. R.S. AUSTIN, 3. W.J. FARRELL, 4. H.L. FULLER, 5. E.M. LIDDY, 6. P.N. NOVAKOVIC, 7. W.A. OSBORN, 8. S.C. SCOTT III, 9. G.F. TILTON 10. M.D. WHITE |
| MGMT |
| FOR |
| FOR |
|
ABBOTT LABORATORIES |
| US |
| 4/29/2011 |
| ANNUAL |
| 3/2/2011 |
| ABT |
| 002824100 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
ABBOTT LABORATORIES |
| US |
| 4/29/2011 |
| ANNUAL |
| 3/2/2011 |
| ABT |
| 002824100 |
| 3 |
| SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
ABBOTT LABORATORIES |
| US |
| 4/29/2011 |
| ANNUAL |
| 3/2/2011 |
| ABT |
| 002824100 |
| 4 |
| SAY WHEN ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
ABBOTT LABORATORIES |
| US |
| 4/29/2011 |
| ANNUAL |
| 3/2/2011 |
| ABT |
| 002824100 |
| 5 |
| SHAREHOLDER PROPOSAL - PHARMACEUTICAL PRICING |
| SHAREHOLD |
| FOR |
| AGAINST |
|
NOKIA CORPORATION |
| US |
| 5/3/2011 |
| ANNUAL |
| 2/7/2011 |
| NOK |
| 654902204 |
| 12 |
| ELECTION OF NOMINEES: 1. STEPHEN ELOP, 2. DR. BENGT HOLMSTROM, 3. PROF. DR. HENNING KAGERMANN, 4. PER KARLSSON, 5. JOUKO KARVINEN, 6. HELGE LUND, 7. ISABEL MAREY-SEMPER, 8. JORMA OLLILA, 9. DAME MARJORIE SCARDINO, 10. RISTO SIILASMAA, 11. KARI STADIGH |
| MGMT |
| FOR |
| FOR |
|
NOKIA CORPORATION |
| US |
| 5/3/2011 |
| ANNUAL |
| 2/7/2011 |
| NOK |
| 654902204 |
| 7 |
| ADOPTION OF THE ANNUAL ACCOUNTS |
| MGMT |
| FOR |
| FOR |
|
NOKIA CORPORATION |
| US |
| 5/3/2011 |
| ANNUAL |
| 2/7/2011 |
| NOK |
| 654902204 |
| 8 |
| RESOLUTION ON THE USE OF THE PROFIT SHOWN ON THE BALANCE SHEET AND THE PAYMENT OF DIVIDEND |
| MGMT |
| FOR |
| FOR |
|
NOKIA CORPORATION |
| US |
| 5/3/2011 |
| ANNUAL |
| 2/7/2011 |
| NOK |
| 654902204 |
| 9 |
| RESOLUTION ON THE DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE PRESIDENT FROM LIABILITY |
| MGMT |
| FOR |
| FOR |
|
NOKIA CORPORATION |
| US |
| 5/3/2011 |
| ANNUAL |
| 2/7/2011 |
| NOK |
| 654902204 |
| 10 |
| RESOLUTION ON THE REMUNERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS |
| MGMT |
| FOR |
| FOR |
|
NOKIA CORPORATION |
| US |
| 5/3/2011 |
| ANNUAL |
| 2/7/2011 |
| NOK |
| 654902204 |
| 11 |
| RESOLUTION ON THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS |
| MGMT |
| FOR |
| FOR |
|
NOKIA CORPORATION |
| US |
| 5/3/2011 |
| ANNUAL |
| 2/7/2011 |
| NOK |
| 654902204 |
| 13 |
| RESOLUTION ON THE REMUNERATION OF THE AUDITOR |
| MGMT |
| FOR |
| FOR |
|
NOKIA CORPORATION |
| US |
| 5/3/2011 |
| ANNUAL |
| 2/7/2011 |
| NOK |
| 654902204 |
| 14 |
| ELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
NOKIA CORPORATION |
| US |
| 5/3/2011 |
| ANNUAL |
| 2/7/2011 |
| NOK |
| 654902204 |
| 15 |
| AUTHORIZING THE BOARD OF DIRECTORS TO RESOLVE TO REPURCHASE THE COMPANY’S OWN SHARES |
| MGMT |
| FOR |
| FOR |
|
NOKIA CORPORATION |
| US |
| 5/3/2011 |
| ANNUAL |
| 2/7/2011 |
| NOK |
| 654902204 |
| 16 |
| GRANT OF STOCK OPTIONS TO SELECTED PERSONNEL OF NOKIA |
| MGMT |
| FOR |
| FOR |
|
UNITED PARCEL SERVICE, INC. |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/7/2011 |
| UPS |
| 911312106 |
| 1A |
| ELECTION OF NOMINEES: F. DUANE ACKERMAN |
| MGMT |
| FOR |
| FOR |
|
UNITED PARCEL SERVICE, INC. |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/7/2011 |
| UPS |
| 911312106 |
| 1B |
| ELECTION OF NOMINEES: MICHAEL J. BURNS |
| MGMT |
| FOR |
| FOR |
|
UNITED PARCEL SERVICE, INC. |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/7/2011 |
| UPS |
| 911312106 |
| 1C |
| ELECTION OF NOMINEES: D. SCOTT DAVIS |
| MGMT |
| FOR |
| FOR |
|
UNITED PARCEL SERVICE, INC. |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/7/2011 |
| UPS |
| 911312106 |
| 1D |
| ELECTION OF NOMINEES: STUART E. EIZENSTAT |
| MGMT |
| FOR |
| FOR |
|
UNITED PARCEL SERVICE, INC. |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/7/2011 |
| UPS |
| 911312106 |
| 1E |
| ELECTION OF NOMINEES: MICHAEL L. ESKEW |
| MGMT |
| FOR |
| FOR |
|
UNITED PARCEL SERVICE, INC. |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/7/2011 |
| UPS |
| 911312106 |
| 1F |
| ELECTION OF NOMINEES: WILLIAM R. JOHNSON |
| MGMT |
| FOR |
| FOR |
|
UNITED PARCEL SERVICE, INC. |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/7/2011 |
| UPS |
| 911312106 |
| 1G |
| ELECTION OF NOMINEES: ANN M. LIVERMORE |
| MGMT |
| FOR |
| FOR |
|
UNITED PARCEL SERVICE, INC. |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/7/2011 |
| UPS |
| 911312106 |
| 1H |
| ELECTION OF NOMINEES: RUDY H.P. MARKHAM |
| MGMT |
| FOR |
| FOR |
|
UNITED PARCEL SERVICE, INC. |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/7/2011 |
| UPS |
| 911312106 |
| 1I |
| ELECTION OF NOMINEES: CLARK T. RANDT, JR. |
| MGMT |
| FOR |
| FOR |
|
UNITED PARCEL SERVICE, INC. |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/7/2011 |
| UPS |
| 911312106 |
| 1J |
| ELECTION OF NOMINEES: JOHN W. THOMPSON |
| MGMT |
| FOR |
| FOR |
|
UNITED PARCEL SERVICE, INC. |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/7/2011 |
| UPS |
| 911312106 |
| 1K |
| ELECTION OF NOMINEES: CAROL B. TOME |
| MGMT |
| FOR |
| FOR |
|
UNITED PARCEL SERVICE, INC. |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/7/2011 |
| UPS |
| 911312106 |
| 2 |
| TO APPROVE, BY ADVISORY VOTE, EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
UNITED PARCEL SERVICE, INC. |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/7/2011 |
| UPS |
| 911312106 |
| 3 |
| TO RECOMMEND, BY ADVISORY VOTE, THE FREQUENCY OF FUTURE EXECUTIVE COMPENSATION VOTES |
| MGMT |
| FOR |
| FOR |
|
UNITED PARCEL SERVICE, INC. |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/7/2011 |
| UPS |
| 911312106 |
| 4 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
UNITED PARCEL SERVICE, INC. |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/7/2011 |
| UPS |
| 911312106 |
| 5 |
| IN THEIR DISCRETION UPON SUCH OTHER MATTERS AS MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENTS OR POSTPONEMENTS THEREOF |
| MGMT |
| FOR |
| FOR |
|
VERIZON COMMUNICATIONS INC. |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/7/2011 |
| VZ |
| 92343V104 |
| 1A |
| ELECTION OF NOMINEES: RICHARD L. CARRION |
| MGMT |
| FOR |
| FOR |
|
VERIZON COMMUNICATIONS INC. |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/7/2011 |
| VZ |
| 92343V104 |
| 1B |
| ELECTION OF NOMINEES: M. FRANCES KEETH |
| MGMT |
| FOR |
| FOR |
|
VERIZON COMMUNICATIONS INC. |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/7/2011 |
| VZ |
| 92343V104 |
| 1C |
| ELECTION OF NOMINEES: ROBERT W. LANE |
| MGMT |
| FOR |
| FOR |
|
VERIZON COMMUNICATIONS INC. |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/7/2011 |
| VZ |
| 92343V104 |
| 1D |
| ELECTION OF NOMINEES: LOWELL C. MCADAM |
| MGMT |
| FOR |
| FOR |
|
VERIZON COMMUNICATIONS INC. |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/7/2011 |
| VZ |
| 92343V104 |
| 1E |
| ELECTION OF NOMINEES: SANDRA O. MOOSE |
| MGMT |
| FOR |
| FOR |
|
VERIZON COMMUNICATIONS INC. |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/7/2011 |
| VZ |
| 92343V104 |
| 1F |
| ELECTION OF NOMINEES: JOSEPH NEUBAUER |
| MGMT |
| FOR |
| FOR |
|
VERIZON COMMUNICATIONS INC. |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/7/2011 |
| VZ |
| 92343V104 |
| 1G |
| ELECTION OF NOMINEES: DONALD T. NICOLAISEN |
| MGMT |
| FOR |
| FOR |
|
VERIZON COMMUNICATIONS INC. |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/7/2011 |
| VZ |
| 92343V104 |
| 1H |
| ELECTION OF NOMINEES: CLARENCE OTIS, JR. |
| MGMT |
| FOR |
| FOR |
|
VERIZON COMMUNICATIONS INC. |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/7/2011 |
| VZ |
| 92343V104 |
| 1I |
| ELECTION OF NOMINEES: HUGH B. PRICE |
| MGMT |
| FOR |
| FOR |
|
VERIZON COMMUNICATIONS INC. |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/7/2011 |
| VZ |
| 92343V104 |
| 1J |
| ELECTION OF NOMINEES: IVAN G. SEIDENBERG |
| MGMT |
| FOR |
| FOR |
|
VERIZON COMMUNICATIONS INC. |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/7/2011 |
| VZ |
| 92343V104 |
| 1K |
| ELECTION OF NOMINEES: RODNEY E. SLATER |
| MGMT |
| FOR |
| FOR |
|
VERIZON COMMUNICATIONS INC. |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/7/2011 |
| VZ |
| 92343V104 |
| 1L |
| ELECTION OF NOMINEES: JOHN W. SNOW |
| MGMT |
| FOR |
| FOR |
|
VERIZON COMMUNICATIONS INC. |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/7/2011 |
| VZ |
| 92343V104 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
VERIZON COMMUNICATIONS INC. |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/7/2011 |
| VZ |
| 92343V104 |
| 3 |
| ADVISORY VOTE RELATED TO EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
VERIZON COMMUNICATIONS INC. |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/7/2011 |
| VZ |
| 92343V104 |
| 4 |
| ADVISORY VOTE RELATED TO FUTURE VOTES ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
VERIZON COMMUNICATIONS INC. |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/7/2011 |
| VZ |
| 92343V104 |
| 5 |
| DISCLOSE PRIOR GOVERNMENT SERVICE |
| SHAREHOLD |
| FOR |
| AGAINST |
|
VERIZON COMMUNICATIONS INC. |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/7/2011 |
| VZ |
| 92343V104 |
| 6 |
| PERFORMANCE STOCK UNIT PERFORMANCE THRESHOLDS |
| SHAREHOLD |
| FOR |
| AGAINST |
|
VERIZON COMMUNICATIONS INC. |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/7/2011 |
| VZ |
| 92343V104 |
| 7 |
| CUMULATIVE VOTING |
| SHAREHOLD |
| FOR |
| AGAINST |
|
VERIZON COMMUNICATIONS INC. |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/7/2011 |
| VZ |
| 92343V104 |
| 8 |
| SHAREHOLDER RIGHT TO CALL A SPECIAL MEETING |
| SHAREHOLD |
| FOR |
| AGAINST |
|
DUKE ENERGY CORPORATION |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/10/2011 |
| DUK |
| 26441C105 |
| 1 |
| DIRECTORS RECOMMEND: A VOTE FOR ELECTION OF THE FOLLOWING NOMINEES: 1) WILLIAM BARNET, III 2) G. ALEX BERNHARDT, SR. 3) MICHAEL G. BROWNING 4) DANIEL R. DIMICCO 5) JOHN H. FORSGREN 6) ANN MAYNARD GRAY 7) JAMES H. HANCE, JR. 8) E. JAMES REINSCH 9) JAMES T. RHODES 10) JAMES E. ROGERS 11) PHILIP R. SHARP |
| MGMT |
| FOR |
| FOR |
|
DUKE ENERGY CORPORATION |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/10/2011 |
| DUK |
| 26441C105 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
DUKE ENERGY CORPORATION |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/10/2011 |
| DUK |
| 26441C105 |
| 3 |
| ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
DUKE ENERGY CORPORATION |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/10/2011 |
| DUK |
| 26441C105 |
| 4 |
| ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
DUKE ENERGY CORPORATION |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/10/2011 |
| DUK |
| 26441C105 |
| 5 |
| SHAREHOLDER PROPOSAL RELATING TO PREPARATION OF A REPORT ON DUKE ENERGY CORPORATION’S GLOBAL WARMING-RELATED LOBBYING ACTIVITIES |
| SHAREHOLD |
| FOR |
| AGAINST |
|
DUKE ENERGY CORPORATION |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/10/2011 |
| DUK |
| 26441C105 |
| 6 |
| SHAREHOLDER PROPOSAL REGARDING THE ISSUANCE OF A REPORT ON THE FINANCIAL RISKS OF CONTINUED RELIANCE ON COAL |
| SHAREHOLD |
| FOR |
| AGAINST |
|
DUKE ENERGY CORPORATION |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/10/2011 |
| DUK |
| 26441C105 |
| 7 |
| SHAREHOLDER PROPOSAL REGARDING AN AMENDMENT TO OUR ORGANIZATIONAL DOCUMENTS TO REQUIRE MAJORITY VOTING FOR THE ELECTION OF DIRECTORS |
| SHAREHOLD |
| FOR |
| AGAINST |
|
PITNEY BOWES |
| US |
| 5/9/2011 |
| ANNUAL |
| 3/18/2011 |
| PBI |
| 724479100 |
| 1A |
| ELECTION OF NOMINEES: RODNEY C. ADKINS |
| MGMT |
| FOR |
| FOR |
|
PITNEY BOWES |
| US |
| 5/9/2011 |
| ANNUAL |
| 3/18/2011 |
| PBI |
| 724479100 |
| 1B |
| ELECTION OF NOMINEES: MURRAY D. MARTIN |
| MGMT |
| FOR |
| FOR |
|
PITNEY BOWES |
| US |
| 5/9/2011 |
| ANNUAL |
| 3/18/2011 |
| PBI |
| 724479100 |
| 1C |
| ELECTION OF NOMINEES: MICHAEL I. ROTH |
| MGMT |
| FOR |
| FOR |
|
PITNEY BOWES |
| US |
| 5/9/2011 |
| ANNUAL |
| 3/18/2011 |
| PBI |
| 724479100 |
| 1D |
| ELECTION OF NOMINEES: ROBERT E. WEISSMAN |
| MGMT |
| FOR |
| FOR |
|
PITNEY BOWES |
| US |
| 5/9/2011 |
| ANNUAL |
| 3/18/2011 |
| PBI |
| 724479100 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
PITNEY BOWES |
| US |
| 5/9/2011 |
| ANNUAL |
| 3/18/2011 |
| PBI |
| 724479100 |
| 3A |
| AMENDMENTS TO THE RESTATED CERTIFICATE OF INCORPORATION AND AMENDED AND RESTATED BY-LAWS TO REMOVE SUPERMAJORITY VOTE REQUIREMENTS FOR THE FOLLOWING ACTIONS: REMOVING ANY DIRECTOR FROM OFFICE |
| MGMT |
| FOR |
| FOR |
|
PITNEY BOWES |
| US |
| 5/9/2011 |
| ANNUAL |
| 3/18/2011 |
| PBI |
| 724479100 |
| 3B |
| AMENDMENTS TO THE RESTATED CERTIFICATE OF INCORPORATION AND AMENDED AND RESTATED BY-LAWS TO REMOVE SUPERMAJORITY VOTE REQUIREMENTS FOR THE FOLLOWING ACTIONS: CERTAIN BUSINESS COMBINATIONS |
| MGMT |
| FOR |
| FOR |
|
PITNEY BOWES |
| US |
| 5/9/2011 |
| ANNUAL |
| 3/18/2011 |
| PBI |
| 724479100 |
| 3C |
| AMENDMENTS TO THE RESTATED CERTIFICATE OF INCORPORATION AND AMENDED AND RESTATED BY-LAWS TO REMOVE SUPERMAJORITY VOTE REQUIREMENTS FOR THE FOLLOWING ACTIONS: AMENDING CERTAIN PROVISIONS OF THE CERTIFICATE |
| MGMT |
| FOR |
| FOR |
|
PITNEY BOWES |
| US |
| 5/9/2011 |
| ANNUAL |
| 3/18/2011 |
| PBI |
| 724479100 |
| 3D |
| AMENDMENTS TO THE RESTATED CERTIFICATE OF INCORPORATION AND AMENDED AND RESTATED BY-LAWS TO REMOVE SUPERMAJORITY VOTE REQUIREMENTS FOR THE FOLLOWING ACTIONS: AMENDING CERTAIN PROVISIONS OF THE BY-LAWS |
| MGMT |
| FOR |
| FOR |
|
PITNEY BOWES |
| US |
| 5/9/2011 |
| ANNUAL |
| 3/18/2011 |
| PBI |
| 724479100 |
| 4 |
| ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
PITNEY BOWES |
| US |
| 5/9/2011 |
| ANNUAL |
| 3/18/2011 |
| PBI |
| 724479100 |
| 5 |
| ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
PITNEY BOWES |
| US |
| 5/9/2011 |
| ANNUAL |
| 3/18/2011 |
| PBI |
| 724479100 |
| 6A |
| APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS PURSUANT TO INTERNAL REVENUE CODE SECTION 162(M) FOR THE FOLLOWING INCENTIVE PLANS: PITNEY BOWES INC. KEY EMPLOYEES INCENTIVE PLAN |
| MGMT |
| FOR |
| FOR |
|
PITNEY BOWES |
| US |
| 5/9/2011 |
| ANNUAL |
| 3/18/2011 |
| PBI |
| 724479100 |
| 6B |
| APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS PURSUANT TO INTERNAL REVENUE CODE SECTION 162(M) FOR THE FOLLOWING INCENTIVE PLANS: PITNEY BOWES INC. 2007 STOCK PLAN |
| MGMT |
| FOR |
| FOR |
|
BANK OF AMERICA |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/16/2011 |
| BAC |
| 060505104 |
| 1A |
| ELECTION OF NOMINEES: MUKESH D. AMBANI |
| MGMT |
| FOR |
| FOR |
|
BANK OF AMERICA |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/16/2011 |
| BAC |
| 060505104 |
| 1B |
| ELECTION OF NOMINEES: SUSAN S. BIES |
| MGMT |
| FOR |
| FOR |
|
BANK OF AMERICA |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/16/2011 |
| BAC |
| 060505104 |
| 1C |
| ELECTION OF NOMINEES: FRANK P. BRAMBLE, SR. |
| MGMT |
| FOR |
| FOR |
|
BANK OF AMERICA |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/16/2011 |
| BAC |
| 060505104 |
| 1D |
| ELECTION OF NOMINEES: VIRGIS W. COLBERT |
| MGMT |
| FOR |
| FOR |
|
BANK OF AMERICA |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/16/2011 |
| BAC |
| 060505104 |
| 1E |
| ELECTION OF NOMINEES: CHARLES K. GIFFORD |
| MGMT |
| FOR |
| FOR |
|
BANK OF AMERICA |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/16/2011 |
| BAC |
| 060505104 |
| 1F |
| ELECTION OF NOMINEES: CHARLES O. HOLLIDAY, JR. |
| MGMT |
| FOR |
| FOR |
|
BANK OF AMERICA |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/16/2011 |
| BAC |
| 060505104 |
| 1G |
| ELECTION OF NOMINEES: D. PAUL JONES, JR. |
| MGMT |
| FOR |
| FOR |
|
BANK OF AMERICA |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/16/2011 |
| BAC |
| 060505104 |
| 1H |
| ELECTION OF NOMINEES: MONICA C. LOZANO |
| MGMT |
| FOR |
| FOR |
|
BANK OF AMERICA |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/16/2011 |
| BAC |
| 060505104 |
| 1I |
| ELECTION OF NOMINEES: THOMAS J. MAY |
| MGMT |
| FOR |
| FOR |
|
BANK OF AMERICA |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/16/2011 |
| BAC |
| 060505104 |
| 1J |
| ELECTION OF NOMINEES: BRIAN T. MOYNIHAN |
| MGMT |
| FOR |
| FOR |
|
BANK OF AMERICA |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/16/2011 |
| BAC |
| 060505104 |
| 1K |
| ELECTION OF NOMINEES: DONALD E. POWELL |
| MGMT |
| FOR |
| FOR |
|
BANK OF AMERICA |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/16/2011 |
| BAC |
| 060505104 |
| 1L |
| ELECTION OF NOMINEES: CHARLES O. ROSSOTTI |
| MGMT |
| FOR |
| FOR |
|
BANK OF AMERICA |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/16/2011 |
| BAC |
| 060505104 |
| 1M |
| ELECTION OF NOMINEES: ROBERT W. SCULLY |
| MGMT |
| FOR |
| FOR |
|
BANK OF AMERICA |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/16/2011 |
| BAC |
| 060505104 |
| 2 |
| AN ADVISORY (NON-BINDING) “SAY ON PAY” VOTE TO APPROVE EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
BANK OF AMERICA |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/16/2011 |
| BAC |
| 060505104 |
| 3 |
| AN ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY OF FUTURE ADVISORY “SAY ON PAY” VOTES |
| MGMT |
| FOR |
| FOR |
|
BANK OF AMERICA |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/16/2011 |
| BAC |
| 060505104 |
| 4 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
BANK OF AMERICA |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/16/2011 |
| BAC |
| 060505104 |
| 5 |
| STOCKHOLDER PROPOSAL - DISCLOSURE OF GOVERNMENT EMPLOYMENT |
| SHAREHOLD |
| FOR |
| AGAINST |
|
BANK OF AMERICA |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/16/2011 |
| BAC |
| 060505104 |
| 6 |
| STOCKHOLDER PROPOSAL - STOCKHOLDER ACTION BY WRITTEN CONSENT |
| SHAREHOLD |
| FOR |
| AGAINST |
|
BANK OF AMERICA |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/16/2011 |
| BAC |
| 060505104 |
| 7 |
| STOCKHOLDER PROPOSAL - MORTGAGE SERVICING OPERATIONS |
| SHAREHOLD |
| FOR |
| AGAINST |
|
BANK OF AMERICA |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/16/2011 |
| BAC |
| 060505104 |
| 8 |
| STOCKHOLDER PROPOSAL - GRASSROOTS LOBBYING |
| SHAREHOLD |
| FOR |
| AGAINST |
|
BANK OF AMERICA |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/16/2011 |
| BAC |
| 060505104 |
| 9 |
| STOCKHOLDER PROPOSAL - OTC DERIVATIVES TRADING |
| SHAREHOLD |
| FOR |
| AGAINST |
|
BANK OF AMERICA |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/16/2011 |
| BAC |
| 060505104 |
| 10 |
| STOCKHOLDER PROPOSAL - CUMULATIVE VOTING IN CONTESTED ELECTIONS |
| SHAREHOLD |
| FOR |
| AGAINST |
|
BANK OF AMERICA |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/16/2011 |
| BAC |
| 060505104 |
| 11 |
| STOCKHOLDER PROPOSAL - RECOUPMENT OF INCENTIVE COMPENSATION |
| SHAREHOLD |
| FOR |
| AGAINST |
|
BANK OF AMERICA |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/16/2011 |
| BAC |
| 060505104 |
| 12 |
| STOCKHOLDER PROPOSAL - PROHIBITION OF CERTAIN RELOCATION BENEFITS |
| SHAREHOLD |
| FOR |
| AGAINST |
|
CONOCOPHILLIPS |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/14/2011 |
| COP |
| 20825C104 |
| 1A |
| ELECTION OF NOMINEES: RICHARD L. ARMITAGE |
| MGMT |
| FOR |
| FOR |
|
CONOCOPHILLIPS |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/14/2011 |
| COP |
| 20825C104 |
| 1B |
| ELECTION OF NOMINEES: RICHARD H. AUCHINLECK |
| MGMT |
| FOR |
| FOR |
|
CONOCOPHILLIPS |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/14/2011 |
| COP |
| 20825C104 |
| 1C |
| ELECTION OF NOMINEES: JAMES E. COPELAND, JR. |
| MGMT |
| FOR |
| FOR |
|
CONOCOPHILLIPS |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/14/2011 |
| COP |
| 20825C104 |
| 1D |
| ELECTION OF NOMINEES: KENNETH M. DUBERSTEIN |
| MGMT |
| FOR |
| FOR |
|
CONOCOPHILLIPS |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/14/2011 |
| COP |
| 20825C104 |
| 1E |
| ELECTION OF NOMINEES: RUTH R. HARKIN |
| MGMT |
| FOR |
| FOR |
|
CONOCOPHILLIPS |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/14/2011 |
| COP |
| 20825C104 |
| 1F |
| ELECTION OF NOMINEES: HAROLD W. MCGRAW III |
| MGMT |
| FOR |
| FOR |
|
CONOCOPHILLIPS |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/14/2011 |
| COP |
| 20825C104 |
| 1G |
| ELECTION OF NOMINEES: JAMES J. MULVA |
| MGMT |
| FOR |
| FOR |
|
CONOCOPHILLIPS |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/14/2011 |
| COP |
| 20825C104 |
| 1H |
| ELECTION OF NOMINEES: ROBERT A. NIBLOCK |
| MGMT |
| FOR |
| FOR |
|
CONOCOPHILLIPS |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/14/2011 |
| COP |
| 20825C104 |
| 1I |
| ELECTION OF NOMINEES: HARALD J. NORVIK |
| MGMT |
| FOR |
| FOR |
|
CONOCOPHILLIPS |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/14/2011 |
| COP |
| 20825C104 |
| 1J |
| ELECTION OF NOMINEES: WILLIAM K. REILLY |
| MGMT |
| FOR |
| FOR |
|
CONOCOPHILLIPS |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/14/2011 |
| COP |
| 20825C104 |
| 1K |
| ELECTION OF NOMINEES: VICTORIA J. TSCHINKEL |
| MGMT |
| FOR |
| FOR |
|
CONOCOPHILLIPS |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/14/2011 |
| COP |
| 20825C104 |
| 1L |
| ELECTION OF NOMINEES: KATHRYN C. TURNER |
| MGMT |
| FOR |
| FOR |
|
CONOCOPHILLIPS |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/14/2011 |
| COP |
| 20825C104 |
| 1M |
| ELECTION OF NOMINEES: WILLIAM E. WADE, JR. |
| MGMT |
| FOR |
| FOR |
|
CONOCOPHILLIPS |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/14/2011 |
| COP |
| 20825C104 |
| 2 |
| RATIFICATION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
CONOCOPHILLIPS |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/14/2011 |
| COP |
| 20825C104 |
| 3 |
| ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. |
| MGMT |
| FOR |
| FOR |
|
CONOCOPHILLIPS |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/14/2011 |
| COP |
| 20825C104 |
| 4 |
| ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION. |
| MGMT |
| FOR |
| ABSTAIN |
|
CONOCOPHILLIPS |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/14/2011 |
| COP |
| 20825C104 |
| 5 |
| APPROVAL OF 2011 OMNIBUS STOCK AND PERFORMANCE INCENTIVE PLAN. |
| MGMT |
| FOR |
| FOR |
|
CONOCOPHILLIPS |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/14/2011 |
| COP |
| 20825C104 |
| 6 |
| GENDER EXPRESSION NON-DISCRIMINATION. |
| SHAREHOLD |
| FOR |
| AGAINST |
|
CONOCOPHILLIPS |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/14/2011 |
| COP |
| 20825C104 |
| 7 |
| POLITICAL CONTRIBUTIONS. |
| SHAREHOLD |
| FOR |
| AGAINST |
|
CONOCOPHILLIPS |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/14/2011 |
| COP |
| 20825C104 |
| 8 |
| REPORT ON GRASSROOTS LOBBYING EXPENDITURES. |
| SHAREHOLD |
| FOR |
| AGAINST |
|
CONOCOPHILLIPS |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/14/2011 |
| COP |
| 20825C104 |
| 9 |
| ACCIDENT RISK MITIGATION. |
| SHAREHOLD |
| FOR |
| AGAINST |
|
CONOCOPHILLIPS |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/14/2011 |
| COP |
| 20825C104 |
| 10 |
| COMPANY ENVIRONMENTAL POLICY (LOUISIANA WETLANDS). |
| SHAREHOLD |
| FOR |
| AGAINST |
|
CONOCOPHILLIPS |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/14/2011 |
| COP |
| 20825C104 |
| 11 |
| GREENHOUSE GAS REDUCTION TARGETS. |
| SHAREHOLD |
| FOR |
| AGAINST |
|
CONOCOPHILLIPS |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/14/2011 |
| COP |
| 20825C104 |
| 12 |
| REPORT ON FINANCIAL RISKS FROM CLIMATE CHANGE. |
| SHAREHOLD |
| FOR |
| AGAINST |
|
CONOCOPHILLIPS |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/14/2011 |
| COP |
| 20825C104 |
| 13 |
| CANADIAN OIL SANDS |
| SHAREHOLD |
| FOR |
| AGAINST |
|
DOMINION RESOURCES, INC. |
| US |
| 5/12/2011 |
| ANNUAL |
| 3/4/2011 |
| D |
| 25746U109 |
| 1A |
| ELECTION OF NOMINEES: WILLIAM P. BARR |
| MGMT |
| FOR |
| FOR |
|
DOMINION RESOURCES, INC. |
| US |
| 5/12/2011 |
| ANNUAL |
| 3/4/2011 |
| D |
| 25746U109 |
| 1B |
| ELECTION OF NOMINEES: PETER W. BROWN |
| MGMT |
| FOR |
| FOR |
|
DOMINION RESOURCES, INC. |
| US |
| 5/12/2011 |
| ANNUAL |
| 3/4/2011 |
| D |
| 25746U109 |
| 1C |
| ELECTION OF NOMINEES: GEORGE A. DAVIDSON, JR. |
| MGMT |
| FOR |
| FOR |
|
DOMINION RESOURCES, INC. |
| US |
| 5/12/2011 |
| ANNUAL |
| 3/4/2011 |
| D |
| 25746U109 |
| 1D |
| ELECTION OF NOMINEES: HELEN E. DRAGAS |
| MGMT |
| FOR |
| FOR |
|
DOMINION RESOURCES, INC. |
| US |
| 5/12/2011 |
| ANNUAL |
| 3/4/2011 |
| D |
| 25746U109 |
| 1E |
| ELECTION OF NOMINEES: THOMAS F. FARRELL II |
| MGMT |
| FOR |
| FOR |
|
DOMINION RESOURCES, INC. |
| US |
| 5/12/2011 |
| ANNUAL |
| 3/4/2011 |
| D |
| 25746U109 |
| 1F |
| ELECTION OF NOMINEES: JOHN W. HARRIS |
| MGMT |
| FOR |
| FOR |
|
DOMINION RESOURCES, INC. |
| US |
| 5/12/2011 |
| ANNUAL |
| 3/4/2011 |
| D |
| 25746U109 |
| 1G |
| ELECTION OF NOMINEES: ROBERT S. JEPSON, JR. |
| MGMT |
| FOR |
| FOR |
|
DOMINION RESOURCES, INC. |
| US |
| 5/12/2011 |
| ANNUAL |
| 3/4/2011 |
| D |
| 25746U109 |
| 1H |
| ELECTION OF NOMINEES: MARK J. KINGTON |
| MGMT |
| FOR |
| FOR |
|
DOMINION RESOURCES, INC. |
| US |
| 5/12/2011 |
| ANNUAL |
| 3/4/2011 |
| D |
| 25746U109 |
| 1I |
| ELECTION OF NOMINEES: MARGARET A. MCKENNA |
| MGMT |
| FOR |
| FOR |
|
DOMINION RESOURCES, INC. |
| US |
| 5/12/2011 |
| ANNUAL |
| 3/4/2011 |
| D |
| 25746U109 |
| 1J |
| ELECTION OF NOMINEES: FRANK S. ROYAL |
| MGMT |
| FOR |
| FOR |
|
DOMINION RESOURCES, INC. |
| US |
| 5/12/2011 |
| ANNUAL |
| 3/4/2011 |
| D |
| 25746U109 |
| 1K |
| ELECTION OF NOMINEES: ROBERT H. SPILMAN, JR. |
| MGMT |
| FOR |
| FOR |
|
DOMINION RESOURCES, INC. |
| US |
| 5/12/2011 |
| ANNUAL |
| 3/4/2011 |
| D |
| 25746U109 |
| 1L |
| ELECTION OF NOMINEES: DAVID A. WOLLARD |
| MGMT |
| FOR |
| FOR |
|
DOMINION RESOURCES, INC. |
| US |
| 5/12/2011 |
| ANNUAL |
| 3/4/2011 |
| D |
| 25746U109 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
DOMINION RESOURCES, INC. |
| US |
| 5/12/2011 |
| ANNUAL |
| 3/4/2011 |
| D |
| 25746U109 |
| 3 |
| ADVISORY VOTE ON EXECUTIVE COMPENSATION (“SAY ON PAY”) |
| MGMT |
| FOR |
| FOR |
|
DOMINION RESOURCES, INC. |
| US |
| 5/12/2011 |
| ANNUAL |
| 3/4/2011 |
| D |
| 25746U109 |
| 4 |
| ADVISORY VOTE ON THE FREQUENCY OF THE SAY ON PAY VOTE |
| MGMT |
| FOR |
| FOR |
|
DOMINION RESOURCES, INC. |
| US |
| 5/12/2011 |
| ANNUAL |
| 3/4/2011 |
| D |
| 25746U109 |
| 5 |
| REPORT RELATED TO USE OF MOUNTAINTOP REMOVAL COAL MINING |
| SHAREHOLD |
| FOR |
| AGAINST |
|
DOMINION RESOURCES, INC. |
| US |
| 5/12/2011 |
| ANNUAL |
| 3/4/2011 |
| D |
| 25746U109 |
| 6 |
| 20% RENEWABLE ELECTRICITY ENERGY GENERATION BY 2024 |
| SHAREHOLD |
| FOR |
| AGAINST |
|
DOMINION RESOURCES, INC. |
| US |
| 5/12/2011 |
| ANNUAL |
| 3/4/2011 |
| D |
| 25746U109 |
| 7 |
| REPORT ON FINANCIAL RISKS OF CONTINUED RELIANCE ON COAL |
| SHAREHOLD |
| FOR |
| AGAINST |
|
DOMINION RESOURCES, INC. |
| US |
| 5/12/2011 |
| ANNUAL |
| 3/4/2011 |
| D |
| 25746U109 |
| 8 |
| NEW NUCLEAR CONSTRUCTION |
| SHAREHOLD |
| FOR |
| AGAINST |
|
DOMINION RESOURCES, INC. |
| US |
| 5/12/2011 |
| ANNUAL |
| 3/4/2011 |
| D |
| 25746U109 |
| 9 |
| POLICY FOR INDEPENDENT CHAIRMAN OF THE BOARD |
| SHAREHOLD |
| FOR |
| AGAINST |
|
DOMINION RESOURCES, INC. |
| US |
| 5/12/2011 |
| ANNUAL |
| 3/4/2011 |
| D |
| 25746U109 |
| 10 |
| SHAREHOLDER ACTION BY WRITTEN CONSENT |
| SHAREHOLD |
| FOR |
| AGAINST |
|
DOMINION RESOURCES, INC. |
| US |
| 5/12/2011 |
| ANNUAL |
| 3/4/2011 |
| D |
| 25746U109 |
| 11 |
| EXECUTIVE SUPPLEMENTAL RETIREMENT BENEFITS |
| SHAREHOLD |
| FOR |
| AGAINST |
|
MATTELL, INC. |
| US |
| 5/13/2011 |
| ANNUAL |
| 3/18/2011 |
| MAT |
| 577081102 |
| 1A |
| ELECTION OF NOMINEES: MICHAEL J. DOLAN |
| MGMT |
| FOR |
| FOR |
|
MATTELL, INC. |
| US |
| 5/13/2011 |
| ANNUAL |
| 3/18/2011 |
| MAT |
| 577081102 |
| 1B |
| ELECTION OF NOMINEES: ROBERT A. ECKERT |
| MGMT |
| FOR |
| FOR |
|
MATTELL, INC. |
| US |
| 5/13/2011 |
| ANNUAL |
| 3/18/2011 |
| MAT |
| 577081102 |
| 1C |
| ELECTION OF NOMINEES: DR. FRANCES D. FERGUSSON |
| MGMT |
| FOR |
| FOR |
|
MATTELL, INC. |
| US |
| 5/13/2011 |
| ANNUAL |
| 3/18/2011 |
| MAT |
| 577081102 |
| 1D |
| ELECTION OF NOMINEES: TULLY M. FRIEDMAN |
| MGMT |
| FOR |
| FOR |
|
MATTELL, INC. |
| US |
| 5/13/2011 |
| ANNUAL |
| 3/18/2011 |
| MAT |
| 577081102 |
| 1E |
| ELECTION OF NOMINEES: DOMINIC NG |
| MGMT |
| FOR |
| FOR |
|
MATTELL, INC. |
| US |
| 5/13/2011 |
| ANNUAL |
| 3/18/2011 |
| MAT |
| 577081102 |
| 1F |
| ELECTION OF NOMINEES: VASANT M. PRABHU |
| MGMT |
| FOR |
| FOR |
|
MATTELL, INC. |
| US |
| 5/13/2011 |
| ANNUAL |
| 3/18/2011 |
| MAT |
| 577081102 |
| 1G |
| ELECTION OF NOMINEES: DR. ANDREA L. RICH |
| MGMT |
| FOR |
| FOR |
|
MATTELL, INC. |
| US |
| 5/13/2011 |
| ANNUAL |
| 3/18/2011 |
| MAT |
| 577081102 |
| 1H |
| ELECTION OF NOMINEES: DEAN A. SCARBOROUGH |
| MGMT |
| FOR |
| FOR |
|
MATTELL, INC. |
| US |
| 5/13/2011 |
| ANNUAL |
| 3/18/2011 |
| MAT |
| 577081102 |
| 1I |
| ELECTION OF NOMINEES: CHRISTOPHER A. SINCLAIR |
| MGMT |
| FOR |
| FOR |
|
MATTELL, INC. |
| US |
| 5/13/2011 |
| ANNUAL |
| 3/18/2011 |
| MAT |
| 577081102 |
| 1J |
| ELECTION OF NOMINEES: G. CRAIG SULLIVAN |
| MGMT |
| FOR |
| FOR |
|
MATTELL, INC. |
| US |
| 5/13/2011 |
| ANNUAL |
| 3/18/2011 |
| MAT |
| 577081102 |
| 1K |
| ELECTION OF NOMINEES: KATHY BRITTAIN WHITE |
| MGMT |
| FOR |
| FOR |
|
MATTELL, INC. |
| US |
| 5/13/2011 |
| ANNUAL |
| 3/18/2011 |
| MAT |
| 577081102 |
| 2 |
| ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION, AS DESCRIBED IN THE MATTEL, INC. PROXY STATEMENT |
| MGMT |
| FOR |
| FOR |
|
MATTELL, INC. |
| US |
| 5/13/2011 |
| ANNUAL |
| 3/18/2011 |
| MAT |
| 577081102 |
| 3 |
| ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION EVERY 1, 2 OR 3 YEARS, AS INDICATED |
| MGMT |
| FOR |
| FOR |
|
MATTELL, INC. |
| US |
| 5/13/2011 |
| ANNUAL |
| 3/18/2011 |
| MAT |
| 577081102 |
| 4 |
| APPROVAL OF AMENDMENTS TO MATTEL, INC. BYLAWS REGARDING SPECIAL STOCKHOLDER MEETINGS |
| MGMT |
| FOR |
| FOR |
|
MATTELL, INC. |
| US |
| 5/13/2011 |
| ANNUAL |
| 3/18/2011 |
| MAT |
| 577081102 |
| 5 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
XCEL ENERGY INC. |
| US |
| 5/18/2011 |
| ANNUAL |
| 3/22/2011 |
| XEL |
| 98389B100 |
| 1A |
| ELECTION OF NOMINEES: FREDRIC W. CORRIGAN |
| MGMT |
| FOR |
| FOR |
|
XCEL ENERGY INC. |
| US |
| 5/18/2011 |
| ANNUAL |
| 3/22/2011 |
| XEL |
| 98389B100 |
| 1B |
| ELECTION OF NOMINEES: RICHARD K. DAVIS |
| MGMT |
| FOR |
| FOR |
|
XCEL ENERGY INC. |
| US |
| 5/18/2011 |
| ANNUAL |
| 3/22/2011 |
| XEL |
| 98389B100 |
| 1C |
| ELECTION OF NOMINEES: BENJAMIN G.S. FOWKE III |
| MGMT |
| FOR |
| FOR |
|
XCEL ENERGY INC. |
| US |
| 5/18/2011 |
| ANNUAL |
| 3/22/2011 |
| XEL |
| 98389B100 |
| 1D |
| ELECTION OF NOMINEES: RICHARD C. KELLY |
| MGMT |
| FOR |
| FOR |
|
XCEL ENERGY INC. |
| US |
| 5/18/2011 |
| ANNUAL |
| 3/22/2011 |
| XEL |
| 98389B100 |
| 1E |
| ELECTION OF NOMINEES: ALBERT F. MORENO |
| MGMT |
| FOR |
| FOR |
|
XCEL ENERGY INC. |
| US |
| 5/18/2011 |
| ANNUAL |
| 3/22/2011 |
| XEL |
| 98389B100 |
| 1F |
| ELECTION OF NOMINEES: CHRISTOPHER J. POLICINSKI |
| MGMT |
| FOR |
| FOR |
|
XCEL ENERGY INC. |
| US |
| 5/18/2011 |
| ANNUAL |
| 3/22/2011 |
| XEL |
| 98389B100 |
| 1G |
| ELECTION OF NOMINEES: A. PATRICIA SAMPSON |
| MGMT |
| FOR |
| FOR |
|
XCEL ENERGY INC. |
| US |
| 5/18/2011 |
| ANNUAL |
| 3/22/2011 |
| XEL |
| 98389B100 |
| 1H |
| ELECTION OF NOMINEES: JAMES J. SHEPPARD |
| MGMT |
| FOR |
| FOR |
|
XCEL ENERGY INC. |
| US |
| 5/18/2011 |
| ANNUAL |
| 3/22/2011 |
| XEL |
| 98389B100 |
| 1I |
| ELECTION OF NOMINEES: DAVID A. WESTERLUND |
| MGMT |
| FOR |
| FOR |
|
XCEL ENERGY INC. |
| US |
| 5/18/2011 |
| ANNUAL |
| 3/22/2011 |
| XEL |
| 98389B100 |
| 1J |
| ELECTION OF NOMINEES: KIM WILLIAMS |
| MGMT |
| FOR |
| FOR |
|
XCEL ENERGY INC. |
| US |
| 5/18/2011 |
| ANNUAL |
| 3/22/2011 |
| XEL |
| 98389B100 |
| 1K |
| ELECTION OF NOMINEES: TIMOTHY V. WOLF |
| MGMT |
| FOR |
| FOR |
|
XCEL ENERGY INC. |
| US |
| 5/18/2011 |
| ANNUAL |
| 3/22/2011 |
| XEL |
| 98389B100 |
| 2 |
| COMPANY PROPOSAL TO APPROVE AN AMENDMENT TO INCREASE THE NUMBER OF SHARES UNDER THE XCEL ENERGY INC. NON-EMPLOYEE DIRECTORS’ STOCK EQUIVALENT PLAN, AS AMENDED AND RESTATED |
| MGMT |
| FOR |
| FOR |
|
XCEL ENERGY INC. |
| US |
| 5/18/2011 |
| ANNUAL |
| 3/22/2011 |
| XEL |
| 98389B100 |
| 3 |
| COMPANY PROPOSAL TO APPROVE AN AMENDMENT TO OUR RESTATED ARTICLES OF INCORPORATION TO ELIMINATE CUMULATIVE VOTING IN THE ELECTION OF DIRECTORS |
| MGMT |
| FOR |
| FOR |
|
XCEL ENERGY INC. |
| US |
| 5/18/2011 |
| ANNUAL |
| 3/22/2011 |
| XEL |
| 98389B100 |
| 4 |
| COMPANY PROPOSAL TO APPROVE OTHER AMENDMENTS TO, AND THE RESTATEMENT OF, OUR RESTATED ARTICLES OF INCORPORATION |
| MGMT |
| FOR |
| FOR |
|
XCEL ENERGY INC. |
| US |
| 5/18/2011 |
| ANNUAL |
| 3/22/2011 |
| XEL |
| 98389B100 |
| 5 |
| COMPANY PROPOSAL TO HOLD AN ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
XCEL ENERGY INC. |
| US |
| 5/18/2011 |
| ANNUAL |
| 3/22/2011 |
| XEL |
| 98389B100 |
| 6 |
| COMPANY PROPOSAL TO HOLD AN ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
XCEL ENERGY INC. |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/22/2011 |
| XEL |
| 98389B100 |
| 7 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
ALTRIA GROUP, INC. |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/28/2011 |
| MO |
| 02209S103 |
| 1A |
| ELECTION OF NOMINEES: ELIZABETH E. BAILEY |
| MGMT |
| FOR |
| FOR |
|
ALTRIA GROUP, INC. |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/28/2011 |
| MO |
| 02209S103 |
| 1B |
| ELECTION OF NOMINEES: GERALD L. BALILES |
| MGMT |
| FOR |
| FOR |
|
ALTRIA GROUP, INC. |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/28/2011 |
| MO |
| 02209S103 |
| 1C |
| ELECTION OF NOMINEES: JOHN T. CASTEEN III |
| MGMT |
| FOR |
| FOR |
|
ALTRIA GROUP, INC. |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/28/2011 |
| MO |
| 02209S103 |
| 1D |
| ELECTION OF NOMINEES: DINYAR S. DEVITRE |
| MGMT |
| FOR |
| FOR |
|
ALTRIA GROUP, INC. |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/28/2011 |
| MO |
| 02209S103 |
| 1E |
| ELECTION OF NOMINEES: THOMAS F. FARRELL II |
| MGMT |
| FOR |
| FOR |
|
ALTRIA GROUP, INC. |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/28/2011 |
| MO |
| 02209S103 |
| 1F |
| ELECTION OF NOMINEES: THOMAS W. JONES |
| MGMT |
| FOR |
| FOR |
|
ALTRIA GROUP, INC. |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/28/2011 |
| MO |
| 02209S103 |
| 1G |
| ELECTION OF NOMINEES: GEORGE MUNOZ |
| MGMT |
| FOR |
| FOR |
|
ALTRIA GROUP, INC. |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/28/2011 |
| MO |
| 02209S103 |
| 1H |
| ELECTION OF NOMINEES: NABIL Y. SAKKAB |
| MGMT |
| FOR |
| FOR |
|
ALTRIA GROUP, INC. |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/28/2011 |
| MO |
| 02209S103 |
| 1I |
| ELECTION OF NOMINEES: MICHAEL E. SZYMANCZYK |
| MGMT |
| FOR |
| FOR |
|
ALTRIA GROUP, INC. |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/28/2011 |
| MO |
| 02209S103 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
ALTRIA GROUP, INC. |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/28/2011 |
| MO |
| 02209S103 |
| 3 |
| ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS |
| MGMT |
| FOR |
| FOR |
|
ALTRIA GROUP, INC. |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/28/2011 |
| MO |
| 02209S103 |
| 4 |
| ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS |
| MGMT |
| FOR |
| ABSTAIN |
|
ALTRIA GROUP, INC. |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/28/2011 |
| MO |
| 02209S103 |
| 5 |
| SHAREHOLDER PROPOSAL - ADDRESS CONCERNS REGARDING TOBACCO FLAVORING. |
| SHAREHOLD |
| FOR |
| AGAINST |
|
MCDONALD’S CORPORATION |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/22/2011 |
| MCD |
| 580135101 |
| 1A |
| ELECTION OF NOMINEES: SUSAN E. ARNOLD |
| MGMT |
| FOR |
| FOR |
|
MCDONALD’S CORPORATION |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/22/2011 |
| MCD |
| 580135101 |
| 1B |
| ELECTION OF NOMINEES: RICHARD H. LENNY |
| MGMT |
| FOR |
| FOR |
|
MCDONALD’S CORPORATION |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/22/2011 |
| MCD |
| 580135101 |
| 1C |
| ELECTION OF NOMINEES: CARY D. MCMILLAN |
| MGMT |
| FOR |
| FOR |
|
MCDONALD’S CORPORATION |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/22/2011 |
| MCD |
| 580135101 |
| 1D |
| ELECTION OF NOMINEES: SHEILA A. PENROSE |
| MGMT |
| FOR |
| FOR |
|
MCDONALD’S CORPORATION |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/22/2011 |
| MCD |
| 580135101 |
| 1E |
| ELECTION OF NOMINEES: JAMES A. SKINNER |
| MGMT |
| FOR |
| FOR |
|
MCDONALD’S CORPORATION |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/22/2011 |
| MCD |
| 580135101 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
MCDONALD’S CORPORATION |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/22/2011 |
| MCD |
| 580135101 |
| 3 |
| ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
MCDONALD’S CORPORATION |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/22/2011 |
| MCD |
| 580135101 |
| 4 |
| ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
MCDONALD’S CORPORATION |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/22/2011 |
| MCD |
| 580135101 |
| 5 |
| ELIMINATE SUPER-MAJORITY VOTING REQUIREMENTS IN ARTICLE TWELFTH OF OUR RESTATED CERTIFICATE OF INCORPORATION BY REPEALING SUCH ARTICLE (TRANSACTIONS WITH INTERESTED SHAREHOLDERS) |
| MGMT |
| FOR |
| FOR |
|
MCDONALD’S CORPORATION |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/22/2011 |
| MCD |
| 580135101 |
| 6 |
| ELIMINATE SUPER-MAJORITY VOTING REQUIREMENTS IN ARTICLE THIRTEENTH OF OUR RESTATED CERTIFICATE OF INCORPORATION (BOARD OF DIRECTORS) |
| MGMT |
| FOR |
| FOR |
|
MCDONALD’S CORPORATION |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/22/2011 |
| MCD |
| 580135101 |
| 7 |
| ELIMINATE SUPER-MAJORITY VOTING REQUIREMENT IN ARTICLE FOURTEENTH OF OUR RESTATED CERTIFICATE OF INCORPORATION (SHAREHOLDER ACTION) |
| MGMT |
| FOR |
| FOR |
|
MCDONALD’S CORPORATION |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/22/2011 |
| MCD |
| 580135101 |
| 8 |
| ADVISORY VOTE ON SHAREHOLDER PROPOSAL RELATING TO CLASSIFIED BOARD |
| SHAREHOLD |
| FOR |
| AGAINST |
|
MCDONALD’S CORPORATION |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/22/2011 |
| MCD |
| 580135101 |
| 9 |
| ADVISORY VOTE ON SHAREHOLDER PROPOSAL RELATING TO THE USE OF CONTROLLED ATMOSPHERE STUNNING |
| SHAREHOLD |
| FOR |
| AGAINST |
|
MCDONALD’S CORPORATION |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/22/2011 |
| MCD |
| 580135101 |
| 10 |
| ADVISORY VOTE ON SHAREHOLDER PROPOSAL RELATING TO A REPORT ON CHILDREN’S NUTRITION |
| SHAREHOLD |
| FOR |
| AGAINST |
|
MCDONALD’S CORPORATION |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/22/2011 |
| MCD |
| 580135101 |
| 11 |
| ADVISORY VOTE ON SHAREHOLDER PROPOSAL RELATING TO BEVERAGE CONTAINERS |
| SHAREHOLD |
| FOR |
| AGAINST |
|
HOME DEPOT, INC. |
| US |
| 6/2/2011 |
| ANNUAL |
| 4/4/2011 |
| HD |
| 437076102 |
| 1A |
| ELECTION OF NOMINEES: F. DUANE ACKERMAN |
| MGMT |
| FOR |
| FOR |
|
HOME DEPOT, INC. |
| US |
| 6/2/2011 |
| ANNUAL |
| 4/4/2011 |
| HD |
| 437076102 |
| 1B |
| ELECTION OF NOMINEES: FRANCIS S. BLAKE |
| MGMT |
| FOR |
| FOR |
|
HOME DEPOT, INC. |
| US |
| 6/2/2011 |
| ANNUAL |
| 4/4/2011 |
| HD |
| 437076102 |
| 1C |
| ELECTION OF NOMINEES: ARI BOUSBIB |
| MGMT |
| FOR |
| FOR |
|
HOME DEPOT, INC. |
| US |
| 6/2/2011 |
| ANNUAL |
| 4/4/2011 |
| HD |
| 437076102 |
| 1D |
| ELECTION OF NOMINEES: GREGORY D. BRENNEMAN |
| MGMT |
| FOR |
| FOR |
|
HOME DEPOT, INC. |
| US |
| 6/2/2011 |
| ANNUAL |
| 4/4/2011 |
| HD |
| 437076102 |
| 1E |
| ELECTION OF NOMINEES: J. FRANK BROWN |
| MGMT |
| FOR |
| FOR |
|
HOME DEPOT, INC. |
| US |
| 6/2/2011 |
| ANNUAL |
| 4/4/2011 |
| HD |
| 437076102 |
| 1F |
| ELECTION OF NOMINEES: ALBERT P. CAREY |
| MGMT |
| FOR |
| FOR |
|
HOME DEPOT, INC. |
| US |
| 6/2/2011 |
| ANNUAL |
| 4/4/2011 |
| HD |
| 437076102 |
| 1G |
| ELECTION OF NOMINEES: ARMANDO CODINA |
| MGMT |
| FOR |
| FOR |
|
HOME DEPOT, INC. |
| US |
| 6/2/2011 |
| ANNUAL |
| 4/4/2011 |
| HD |
| 437076102 |
| 1H |
| ELECTION OF NOMINEES: BONNIE G. HILL |
| MGMT |
| FOR |
| FOR |
|
HOME DEPOT, INC. |
| US |
| 6/2/2011 |
| ANNUAL |
| 4/4/2011 |
| HD |
| 437076102 |
| 1I |
| ELECTION OF NOMINEES: KAREN L. KATEN |
| MGMT |
| FOR |
| FOR |
|
HOME DEPOT, INC. |
| US |
| 6/2/2011 |
| ANNUAL |
| 4/4/2011 |
| HD |
| 437076102 |
| 1J |
| ELECTION OF NOMINEES: RONALD L. SARGENT |
| MGMT |
| FOR |
| FOR |
|
HOME DEPOT, INC. |
| US |
| 6/2/2011 |
| ANNUAL |
| 4/4/2011 |
| HD |
| 437076102 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
HOME DEPOT, INC. |
| US |
| 6/2/2011 |
| ANNUAL |
| 4/4/2011 |
| HD |
| 437076102 |
| 3 |
| ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
HOME DEPOT, INC. |
| US |
| 6/2/2011 |
| ANNUAL |
| 4/4/2011 |
| HD |
| 437076102 |
| 4 |
| ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
HOME DEPOT, INC. |
| US |
| 6/2/2011 |
| ANNUAL |
| 4/4/2011 |
| HD |
| 437076102 |
| 5 |
| COMPANY PROPOSAL TO IMPLEMENT SHAREHOLDER ABILITY TO ACT BY WRITTEN CONSENT (APPROVAL OF AMENDED AND RESTATED CERTIFICATE OF INCORPORATION) |
| MGMT |
| FOR |
| FOR |
|
HOME DEPOT, INC. |
| US |
| 6/2/2011 |
| ANNUAL |
| 4/4/2011 |
| HD |
| 437076102 |
| 6 |
| SHAREHOLDER PROPOSAL REGARDING CUMULATIVE VOTING |
| SHAREHOLD |
| FOR |
| AGAINST |
|
HOME DEPOT, INC. |
| US |
| 6/2/2011 |
| ANNUAL |
| 4/4/2011 |
| HD |
| 437076102 |
| 7 |
| SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER MEETINGS |
| SHAREHOLD |
| FOR |
| AGAINST |
|
HOME DEPOT, INC. |
| US |
| 6/2/2011 |
| ANNUAL |
| 4/4/2011 |
| HD |
| 437076102 |
| 8 |
| SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT DIVERSITY REPORT |
| SHAREHOLD |
| FOR |
| AGAINST |
|
HOME DEPOT, INC. |
| US |
| 6/2/2011 |
| ANNUAL |
| 4/4/2011 |
| HD |
| 437076102 |
| 9 |
| SHAREHOLDER PROPOSAL REGARDING ELECTIONEERING POLICIES AND CONTRIBUTIONS |
| SHAREHOLD |
| FOR |
| AGAINST |
|
WAL-MART STORES, INC. |
| US |
| 6/3/2011 |
| ANNUAL |
| 4/6/2011 |
| WMT |
| 931142103 |
| 1A |
| ELECTION OF NOMINEES: AIDA M. ALVAREZ |
| MGMT |
| FOR |
| FOR |
|
WAL-MART STORES, INC. |
| US |
| 6/3/2011 |
| ANNUAL |
| 4/6/2011 |
| WMT |
| 931142103 |
| 1B |
| ELECTION OF NOMINEES: JAMES W. BREYER |
| MGMT |
| FOR |
| FOR |
|
WAL-MART STORES, INC. |
| US |
| 6/3/2011 |
| ANNUAL |
| 4/6/2011 |
| WMT |
| 931142103 |
| 1C |
| ELECTION OF NOMINEES: M. MICHELE BURNS |
| MGMT |
| FOR |
| FOR |
|
WAL-MART STORES, INC. |
| US |
| 6/3/2011 |
| ANNUAL |
| 4/6/2011 |
| WMT |
| 931142103 |
| 1D |
| ELECTION OF NOMINEES: JAMES I. CASH, JR. |
| MGMT |
| FOR |
| FOR |
|
WAL-MART STORES, INC. |
| US |
| 6/3/2011 |
| ANNUAL |
| 4/6/2011 |
| WMT |
| 931142103 |
| 1E |
| ELECTION OF NOMINEES: ROGER C. CORBETT |
| MGMT |
| FOR |
| FOR |
|
WAL-MART STORES, INC. |
| US |
| 6/3/2011 |
| ANNUAL |
| 4/6/2011 |
| WMT |
| 931142103 |
| 1F |
| ELECTION OF NOMINEES: DOUGLAS N. DAFT |
| MGMT |
| FOR |
| FOR |
|
WAL-MART STORES, INC. |
| US |
| 6/3/2011 |
| ANNUAL |
| 4/6/2011 |
| WMT |
| 931142103 |
| 1G |
| ELECTION OF NOMINEES: MICHAEL T. DUKE |
| MGMT |
| FOR |
| FOR |
|
WAL-MART STORES, INC. |
| US |
| 6/3/2011 |
| ANNUAL |
| 4/6/2011 |
| WMT |
| 931142103 |
| 1H |
| ELECTION OF NOMINEES: GREGORY B. PENNER |
| MGMT |
| FOR |
| FOR |
|
WAL-MART STORES, INC. |
| US |
| 6/3/2011 |
| ANNUAL |
| 4/6/2011 |
| WMT |
| 931142103 |
| 1I |
| ELECTION OF NOMINEES: STEVEN S REINEMUND |
| MGMT |
| FOR |
| FOR |
|
WAL-MART STORES, INC. |
| US |
| 6/3/2011 |
| ANNUAL |
| 4/6/2011 |
| WMT |
| 931142103 |
| 1J |
| ELECTION OF NOMINEES: H. LEE SCOTT, JR. |
| MGMT |
| FOR |
| FOR |
|
WAL-MART STORES, INC. |
| US |
| 6/3/2011 |
| ANNUAL |
| 4/6/2011 |
| WMT |
| 931142103 |
| 1K |
| ELECTION OF NOMINEES: ARNE M. SORENSON |
| MGMT |
| FOR |
| FOR |
|
WAL-MART STORES, INC. |
| US |
| 6/3/2011 |
| ANNUAL |
| 4/6/2011 |
| WMT |
| 931142103 |
| 1L |
| ELECTION OF NOMINEES: JIM C. WALTON |
| MGMT |
| FOR |
| FOR |
|
WAL-MART STORES, INC. |
| US |
| 6/3/2011 |
| ANNUAL |
| 4/6/2011 |
| WMT |
| 931142103 |
| 1M |
| ELECTION OF NOMINEES: S. ROBSON WALTON |
| MGMT |
| FOR |
| FOR |
|
WAL-MART STORES, INC. |
| US |
| 6/3/2011 |
| ANNUAL |
| 4/6/2011 |
| WMT |
| 931142103 |
| 1N |
| ELECTION OF NOMINEES: CHRISTOPHER J. WILLIAMS |
| MGMT |
| FOR |
| FOR |
|
WAL-MART STORES, INC. |
| US |
| 6/3/2011 |
| ANNUAL |
| 4/6/2011 |
| WMT |
| 931142103 |
| 1O |
| ELECTION OF NOMINEES: LINDA S. WOLF |
| MGMT |
| FOR |
| FOR |
|
WAL-MART STORES, INC. |
| US |
| 6/3/2011 |
| ANNUAL |
| 4/6/2011 |
| WMT |
| 931142103 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
WAL-MART STORES, INC. |
| US |
| 6/3/2011 |
| ANNUAL |
| 4/6/2011 |
| WMT |
| 931142103 |
| 3 |
| ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
WAL-MART STORES, INC. |
| US |
| 6/3/2011 |
| ANNUAL |
| 4/6/2011 |
| WMT |
| 931142103 |
| 4 |
| ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
WAL-MART STORES, INC. |
| US |
| 6/3/2011 |
| ANNUAL |
| 4/6/2011 |
| WMT |
| 931142103 |
| 5 |
| GENDER IDENTITY NON-DISCRIMINATION POLICY |
| SHAREHOLD |
| FOR |
| AGAINST |
|
WAL-MART STORES, INC. |
| US |
| 6/3/2011 |
| ANNUAL |
| 4/6/2011 |
| WMT |
| 931142103 |
| 6 |
| POLITICAL CONTRIBUTIONS REPORT |
| SHAREHOLD |
| FOR |
| AGAINST |
|
WAL-MART STORES, INC. |
| US |
| 6/3/2011 |
| ANNUAL |
| 4/6/2011 |
| WMT |
| 931142103 |
| 7 |
| SPECIAL SHAREOWNER MEETINGS |
| SHAREHOLD |
| FOR |
| AGAINST |
|
WAL-MART STORES, INC. |
| US |
| 6/3/2011 |
| ANNUAL |
| 4/6/2011 |
| WMT |
| 931142103 |
| 8 |
| REQUIRE SUPPLIER(S) TO PUBLISH AN ANNUAL SUSTAINABILITY REPORT |
| SHAREHOLD |
| FOR |
| AGAINST |
|
WAL-MART STORES, INC. |
| US |
| 6/3/2011 |
| ANNUAL |
| 4/6/2011 |
| WMT |
| 931142103 |
| 9 |
| CLIMATE CHANGE RISK DISCLOSURE |
| SHAREHOLD |
| FOR |
| AGAINST |
|
BEST BUY CO. INC. |
| US |
| 6/21/2011 |
| ANNUAL |
| 4/25/2011 |
| BBY |
| 086516101 |
| 1 |
| ELECTION OF NOMINEES: 1. RONALD JAMES, 2. SANJAY KHOSLA, 3. GEORGE L. MIKAN III, 4. MATTHEW H. PAULL, 5. RICHARD M. SCHULZE, 6. HATIM A. TYABJI |
| MGMT |
| FOR |
| FOR |
|
BEST BUY CO. INC. |
| US |
| 6/21/2011 |
| ANNUAL |
| 4/25/2011 |
| BBY |
| 086516101 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
BEST BUY CO. INC. |
| US |
| 6/21/2011 |
| ANNUAL |
| 4/25/2011 |
| BBY |
| 086516101 |
| 3 |
| APPROVAL OF AN AMENDMENT AND RESTATEMENT OF OUR AMENDED AND RESTATED BY-LAWS TO REMOVE THE MAXIMUM FOR THE NUMBER OF DIRECTORS SERVING ON THE BOARD OF DIRECTORS AND TO AUTHORIZE THE BOARD OF DIRECTORS TO DETERMINE THE NUMBER OF DIRECTORS SERVING FROM TIME TO TIME |
| MGMT |
| FOR |
| FOR |
|
BEST BUY CO. INC. |
| US |
| 6/21/2011 |
| ANNUAL |
| 4/25/2011 |
| BBY |
| 086516101 |
| 4 |
| APPROVAL OF AMENDMENTS TO OUR 2004 OMNIBUS STOCK AND INCENTIVE PLAN, AS AMENDED |
| MGMT |
| FOR |
| FOR |
|
BEST BUY CO. INC. |
| US |
| 6/21/2011 |
| ANNUAL |
| 4/25/2011 |
| BBY |
| 086516101 |
| 5 |
| APPROVAL OF OUR EXECUTIVE SHORT-TERM INCENTIVE PLAN |
| MGMT |
| FOR |
| FOR |
|
BEST BUY CO. INC. |
| US |
| 6/21/2011 |
| ANNUAL |
| 4/25/2011 |
| BBY |
| 086516101 |
| 6 |
| ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
BEST BUY CO. INC. |
| US |
| 6/21/2011 |
| ANNUAL |
| 4/25/2011 |
| BBY |
| 086516101 |
| 7 |
| ADVISORY VOTE ON FREQUENCY OF SHAREHOLDER ADVISORY VOTES ON OUR EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
BEST BUY CO. INC. |
| US |
| 6/21/2011 |
| ANNUAL |
| 4/25/2011 |
| BBY |
| 086516101 |
| 8 |
| VOTE ON THE NON-BINDING SHAREHOLDER PROPOSAL REGARDING DECLASSIFICATION OF OUR BOARD OF DIRECTORS, IF PROPERLY PRESENTED AT THE MEETING |
| SHAREHOLD |
| FOR |
| AGAINST |
|
PACIFIC ADVISORS FUNDS PROXY VOTING RECORD
FOR THE PERIOD JULY 1, 2010 - JUNE 30, 2011
BALANCED FUND
|
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| PG VOTE |
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| (“FOR”), |
|
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| MEETING |
|
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| (“FOR”) |
| (“AGAINST”), |
|
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| TYPE |
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| PROPOSED BY |
| OR |
| (“ABSTAIN”), |
|
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| (“ANNUAL”) |
|
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|
|
| AGENDA |
| AGENDA |
| (“MGMT”) |
| (“AGAINST”) |
| (“WITHHOLD”) |
|
|
|
|
| MEETING |
| OR |
| RECORD |
|
|
| SECURITY ID |
| ITEM |
| ITEM |
| OR |
| MGMT |
| OR |
|
COMPANY NAME |
| COUNTRY |
| DATE |
| (“SPECIAL”) |
| DATE |
| TICKER |
| (CUSIP) |
| NUMBER |
| DESCRIPTION |
| (“SHAREHOLD”) |
| RECOMMENDATION |
| (“NOT RECD”) |
|
J.M. SMUCKER |
| US |
| 8/18/2010 |
| ANNUAL |
| 6/23/2010 |
| SJM |
| 832696405 |
| 1A |
| ELECTION OF NOMINEES: KATHRYN W. DINDO |
| MGMT |
| FOR |
| FOR |
|
J.M. SMUCKER |
| US |
| 8/18/2010 |
| ANNUAL |
| 6/23/2010 |
| SJM |
| 832696405 |
| 1B |
| ELECTION OF NOMINEES: RICHARD K. SMUCKER |
| MGMT |
| FOR |
| FOR |
|
J.M. SMUCKER |
| US |
| 8/18/2010 |
| ANNUAL |
| 6/23/2010 |
| SJM |
| 832696405 |
| 1C |
| ELECTION OF NOMINEES: WILLIAM H. STEINBRINK |
| MGMT |
| FOR |
| FOR |
|
J.M. SMUCKER |
| US |
| 8/18/2010 |
| ANNUAL |
| 6/23/2010 |
| SJM |
| 832696405 |
| 1D |
| ELECTION OF NOMINEES: PAUL SMUCKER WAGSTAFF |
| MGMT |
| FOR |
| FOR |
|
J.M. SMUCKER |
| US |
| 8/18/2010 |
| ANNUAL |
| 6/23/2010 |
| SJM |
| 832696405 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
J.M. SMUCKER |
| US |
| 8/18/2010 |
| ANNUAL |
| 6/23/2010 |
| SJM |
| 832696405 |
| 3 |
| APPROVAL OF THE J.M. SMUCKER COMPANY 2010 EQUITY AND INCENTIVE COMPENSATION PLAN |
| MGMT |
| FOR |
| FOR |
|
THE PROCTER & GAMBLE COMPANY |
| US |
| 10/12/2010 |
| ANNUAL |
| 8/13/2010 |
| PG |
| 742718109 |
| 1A |
| ELECTION OF NOMINEES: ANGELA F. BRALY |
| MGMT |
| FOR |
| FOR |
|
THE PROCTER & GAMBLE COMPANY |
| US |
| 10/12/2010 |
| ANNUAL |
| 8/13/2010 |
| PG |
| 742718109 |
| 1B |
| ELECTION OF NOMINEES: KENNETH I. CHENAULT |
| MGMT |
| FOR |
| FOR |
|
THE PROCTER & GAMBLE COMPANY |
| US |
| 10/12/2010 |
| ANNUAL |
| 8/13/2010 |
| PG |
| 742718109 |
| 1C |
| ELECTION OF NOMINEES: SCOTT D. COOK |
| MGMT |
| FOR |
| FOR |
|
THE PROCTER & GAMBLE COMPANY |
| US |
| 10/12/2010 |
| ANNUAL |
| 8/13/2010 |
| PG |
| 742718109 |
| 1D |
| ELECTION OF NOMINEES: RAJAT K. GUPTA |
| MGMT |
| FOR |
| FOR |
|
THE PROCTER & GAMBLE COMPANY |
| US |
| 10/12/2010 |
| ANNUAL |
| 8/13/2010 |
| PG |
| 742718109 |
| 1E |
| ELECTION OF NOMINEES: ROBERT A. MCDONALD |
| MGMT |
| FOR |
| FOR |
|
THE PROCTER & GAMBLE COMPANY |
| US |
| 10/12/2010 |
| ANNUAL |
| 8/13/2010 |
| PG |
| 742718109 |
| 1F |
| ELECTION OF NOMINEES: W. JAMES MCNERNEY, JR. |
| MGMT |
| FOR |
| FOR |
|
THE PROCTER & GAMBLE COMPANY |
| US |
| 10/12/2010 |
| ANNUAL |
| 8/13/2010 |
| PG |
| 742718109 |
| 1G |
| ELECTION OF NOMINEES: JOHNATHAN A. RODGERS |
| MGMT |
| FOR |
| FOR |
|
THE PROCTER & GAMBLE COMPANY |
| US |
| 10/12/2010 |
| ANNUAL |
| 8/13/2010 |
| PG |
| 742718109 |
| 1H |
| ELECTION OF NOMINEES: MARY A. WILDEROTTER |
| MGMT |
| FOR |
| FOR |
|
THE PROCTER & GAMBLE COMPANY |
| US |
| 10/12/2010 |
| ANNUAL |
| 8/13/2010 |
| PG |
| 742718109 |
| 1I |
| ELECTION OF NOMINEES: PATRICIA A. WOERTZ |
| MGMT |
| FOR |
| FOR |
|
THE PROCTER & GAMBLE COMPANY |
| US |
| 10/12/2010 |
| ANNUAL |
| 8/13/2010 |
| PG |
| 742718109 |
| 1J |
| ELECTION OF NOMINEES: ERNESTO ZEDILLO |
| MGMT |
| FOR |
| FOR |
|
THE PROCTER & GAMBLE COMPANY |
| US |
| 10/12/2010 |
| ANNUAL |
| 8/13/2010 |
| PG |
| 742718109 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
THE PROCTER & GAMBLE COMPANY |
| US |
| 10/12/2010 |
| ANNUAL |
| 8/13/2010 |
| PG |
| 742718109 |
| 3 |
| SHAREHOLDER PROPOSAL - CUMULATIVE VOTING |
| SHAREHOLD |
| FOR |
| AGAINST |
|
AUTOMATIC DATA PROCESSING, INC. |
| US |
| 11/9/2010 |
| ANNUAL |
| 09/10/20109 |
| ADP |
| 053015103 |
| 1 |
| ELECTION OF NOMINEES: 1. GREGORY D. BRENNEMAN, 2. LESLIE A. BRUN, 3. GARY C. BUTLER, 4. LEON G. COOPERMAN, 5. ERIC C. FAST, 6. LINDA R. GOODEN, 7. R. GLENN HUBBARD, 8. JOHN P. JONES, 9. SHARON T. ROWLANDS, 10. ENRIQUE T. SALEM 11. GREGORY L. SUMME |
| MGMT |
| FOR |
| FOR |
|
AUTOMATIC DATA PROCESSING, INC. |
| US |
| 11/9/2010 |
| ANNUAL |
| 9/10/2010 |
| ADP |
| 053015103 |
| 2 |
| AMENDMENT OF THE AUTOMATIC DATA PROCESSING, INC. EMPLOYEES’ SAVINGS STOCK PURCHASE PLAN |
| MGMT |
| FOR |
| FOR |
|
AUTOMATIC DATA PROCESSING, INC. |
| US |
| 11/9/2010 |
| ANNUAL |
| 9/10/2010 |
| ADP |
| 053015103 |
| 3 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
MICROSOFT CORPORATION |
| US |
| 11/16/2010 |
| ANNUAL |
| 9/3/2010 |
| MSFT |
| 594918104 |
| 1 |
| ELECTION OF NOMINEES: STEVEN A. BALLMER |
| MGMT |
| FOR |
| FOR |
|
MICROSOFT CORPORATION |
| US |
| 11/16/2010 |
| ANNUAL |
| 9/3/2010 |
| MSFT |
| 594918104 |
| 2 |
| ELECTION OF NOMINEES: DINA DUBLON |
| MGMT |
| FOR |
| FOR |
|
MICROSOFT CORPORATION |
| US |
| 11/16/2010 |
| ANNUAL |
| 9/3/2010 |
| MSFT |
| 594918104 |
| 3 |
| ELECTION OF NOMINEES: WILLIAM H. GATES III |
| MGMT |
| FOR |
| FOR |
|
MICROSOFT CORPORATION |
| US |
| 11/16/2010 |
| ANNUAL |
| 9/3/2010 |
| MSFT |
| 594918104 |
| 4 |
| ELECTION OF NOMINEES: RAYMOND V. GILMARTIN |
| MGMT |
| FOR |
| FOR |
|
MICROSOFT CORPORATION |
| US |
| 11/16/2010 |
| ANNUAL |
| 9/3/2010 |
| MSFT |
| 594918104 |
| 5 |
| ELECTION OF NOMINEES: REED HASTINGS |
| MGMT |
| FOR |
| FOR |
|
MICROSOFT CORPORATION |
| US |
| 11/16/2010 |
| ANNUAL |
| 9/3/2010 |
| MSFT |
| 594918104 |
| 6 |
| ELECTION OF NOMINEES: MARIA M. KLAWE |
| MGMT |
| FOR |
| FOR |
|
MICROSOFT CORPORATION |
| US |
| 11/16/2010 |
| ANNUAL |
| 9/3/2010 |
| MSFT |
| 594918104 |
| 7 |
| ELECTION OF NOMINEES: DAVID F. MARQUARDT |
| MGMT |
| FOR |
| FOR |
|
MICROSOFT CORPORATION |
| US |
| 11/16/2010 |
| ANNUAL |
| 9/3/2010 |
| MSFT |
| 594918104 |
| 8 |
| ELECTION OF NOMINEES: CHARLES H. NOSKI |
| MGMT |
| FOR |
| FOR |
|
MICROSOFT CORPORATION |
| US |
| 11/16/2010 |
| ANNUAL |
| 9/3/2010 |
| MSFT |
| 594918104 |
| 9 |
| ELECTION OF NOMINEES: HELMUT PANKE |
| MGMT |
| FOR |
| FOR |
|
MICROSOFT CORPORATION |
| US |
| 11/16/2010 |
| ANNUAL |
| 9/3/2010 |
| MSFT |
| 594918104 |
| 10 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
MICROSOFT CORPORATION |
| US |
| 11/16/2010 |
| ANNUAL |
| 9/3/2010 |
| MSFT |
| 594918104 |
| 11 |
| SHAREHOLDER PROPOSAL - ESTABLISHMENT OF BOARD COMMITTEE ON ENVIRONMENTAL SUSTAINABILITY |
| SHAREHOLD |
| FOR |
| AGAINST |
|
CAMPBELL SOUP COMPANY |
| US |
| 11/18/2010 |
| ANNUAL |
| 9/20/2010 |
| CPB |
| 134429109 |
| 1 |
| ELECTION OF NOMINEES: 1. EDMUND M. CARPENTER, 2. PAUL R. CHARRON, 3. DOUGLAS R. CONANT, 4. BENNETT DORRANCE, 5. HARVEY GOLUB, 6. LAWRENCE C. KARLSON, 7. RANDALL W. LARRIMORE, 8. MARY ALICE D. MALONE, 9. SARA MATHEW, 10. DENISE M. MORRISON, 11. WILLIAM D. PEREZ, 12. CHARLES R. PERRIN, 13. A. BARRY RAND, 14. NICK SHREIBER, 15. ARCHBOLD D. VAN BEUREN, 16. LES C. VINNEY, 17. CHARLOTTE C. WEBER |
| MGMT |
| FOR |
| FOR |
|
CAMPBELL SOUP COMPANY |
| US |
| 11/18/2010 |
| ANNUAL |
| 9/20/2010 |
| CPB |
| 134429109 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
CAMPBELL SOUP COMPANY |
| US |
| 11/18/2010 |
| ANNUAL |
| 9/20/2010 |
| CPB |
| 134429109 |
| 3 |
| APPROVE AMENDMENT OF THE CAMPBELL SOUP COMPANY 2005 LONG-TERM INCENTIVE PLAN |
| MGMT |
| FOR |
| FOR |
|
COVIDIEN PLC |
| US |
| 3/15/2011 |
| ANNUAL |
| 1/12/2011 |
| COV |
| G2554F105 |
| 1A. |
| ELECTION OF NOMINEES: CRAIG ARNOLD |
| MGMT |
| FOR |
| FOR |
|
COVIDIEN PLC |
| US |
| 3/15/2011 |
| ANNUAL |
| 1/12/2011 |
| COV |
| G2554F105 |
| 1B. |
| ELECTION OF NOMINEES: ROBERT H. BRUST |
| MGMT |
| FOR |
| FOR |
|
COVIDIEN PLC |
| US |
| 3/15/2011 |
| ANNUAL |
| 1/12/2011 |
| COV |
| G2554F105 |
| 1C. |
| ELECTION OF NOMINEES: JOHN M. CONNORS, JR. |
| MGMT |
| FOR |
| FOR |
|
COVIDIEN PLC |
| US |
| 3/15/2011 |
| ANNUAL |
| 1/12/2011 |
| COV |
| G2554F105 |
| 1D. |
| ELECTION OF NOMINEES: CHRISTOPHER J. COUGHLIN |
| MGMT |
| FOR |
| FOR |
|
COVIDIEN PLC |
| US |
| 3/15/2011 |
| ANNUAL |
| 1/12/2011 |
| COV |
| G2554F105 |
| 1E. |
| ELECTION OF NOMINEES: TIMOTHY M. DONAHUE |
| MGMT |
| FOR |
| FOR |
|
COVIDIEN PLC |
| US |
| 3/15/2011 |
| ANNUAL |
| 1/12/2011 |
| COV |
| G2554F105 |
| 1F. |
| ELECTION OF NOMINEES: KATHY J. HERBERT |
| MGMT |
| FOR |
| FOR |
|
COVIDIEN PLC |
| US |
| 3/15/2011 |
| ANNUAL |
| 1/12/2011 |
| COV |
| G2554F105 |
| 1G. |
| ELECTION OF NOMINEES: RANDALL J. HOGAN, III |
| MGMT |
| FOR |
| FOR |
|
COVIDIEN PLC |
| US |
| 3/15/2011 |
| ANNUAL |
| 1/12/2011 |
| COV |
| G2554F105 |
| 1H. |
| ELECTION OF NOMINEES: RICHARD J. MEELIA |
| MGMT |
| FOR |
| FOR |
|
COVIDIEN PLC |
| US |
| 3/15/2011 |
| ANNUAL |
| 1/12/2011 |
| COV |
| G2554F105 |
| 1I. |
| ELECTION OF NOMINEES: DENNIS H. REILLEY |
| MGMT |
| FOR |
| FOR |
|
COVIDIEN PLC |
| US |
| 3/15/2011 |
| ANNUAL |
| 1/12/2011 |
| COV |
| G2554F105 |
| 1J. |
| ELECTION OF NOMINEES: TADATAKA YAMADA |
| MGMT |
| FOR |
| FOR |
|
COVIDIEN PLC |
| US |
| 3/15/2011 |
| ANNUAL |
| 1/12/2011 |
| COV |
| G2554F105 |
| 1K. |
| ELECTION OF NOMINEES: JOSEPH A. ZACCAGNINO |
| MGMT |
| FOR |
| FOR |
|
COVIDIEN PLC |
| US |
| 3/15/2011 |
| ANNUAL |
| 1/12/2011 |
| COV |
| G2554F105 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
COVIDIEN PLC |
| US |
| 3/15/2011 |
| ANNUAL |
| 1/12/2011 |
| COV |
| G2554F105 |
| 3 |
| EFFECT A ONE-FOR-ONE HUNDRED REVERSE SPLIT FOLLOWED BY A ONE HUNDRED-FOR-ONE FORWARD SPLIT OF THE COMPANY’S ORDINARY SHARES |
| MGMT |
| FOR |
| FOR |
|
COVIDIEN PLC |
| US |
| 3/15/2011 |
| ANNUAL |
| 1/12/2011 |
| COV |
| G2554F105 |
| 4 |
| AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
COVIDIEN PLC |
| US |
| 3/15/2011 |
| ANNUAL |
| 1/12/2011 |
| COV |
| G2554F105 |
| 5 |
| AN ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES |
| MGMT |
| FOR |
| FOR |
|
HEWLETT-PACKARD COMPANY |
| US |
| 3/23/2011 |
| ANNUAL |
| 1/24/2011 |
| HPQ |
| 428236103 |
| 1A. |
| ELECTION OF NOMINEES: M.L. ANDREESSEN |
| MGMT |
| FOR |
| FOR |
|
HEWLETT-PACKARD COMPANY |
| US |
| 3/23/2011 |
| ANNUAL |
| 1/24/2011 |
| HPQ |
| 428236103 |
| 1B. |
| ELECTION OF NOMINEES: L. APOTHEKER |
| MGMT |
| FOR |
| FOR |
|
HEWLETT-PACKARD COMPANY |
| US |
| 3/23/2011 |
| ANNUAL |
| 1/24/2011 |
| HPQ |
| 428236103 |
| 1C. |
| ELECTION OF NOMINEES: L.T. BABBIO, JR. |
| MGMT |
| FOR |
| FOR |
|
HEWLETT-PACKARD COMPANY |
| US |
| 3/23/2011 |
| ANNUAL |
| 1/24/2011 |
| HPQ |
| 428236103 |
| 1D. |
| ELECTION OF NOMINEES: S.M. BALDAUF |
| MGMT |
| FOR |
| FOR |
|
HEWLETT-PACKARD COMPANY |
| US |
| 3/23/2011 |
| ANNUAL |
| 1/24/2011 |
| HPQ |
| 428236103 |
| 1E. |
| ELECTION OF NOMINEES: S. BANERJI |
| MGMT |
| FOR |
| FOR |
|
HEWLETT-PACKARD COMPANY |
| US |
| 3/23/2011 |
| ANNUAL |
| 1/24/2011 |
| HPQ |
| 428236103 |
| 1F. |
| ELECTION OF NOMINEES: R.L. GUPTA |
| MGMT |
| FOR |
| FOR |
|
HEWLETT-PACKARD COMPANY |
| US |
| 3/23/2011 |
| ANNUAL |
| 1/24/2011 |
| HPQ |
| 428236103 |
| 1G. |
| ELECTION OF NOMINEES: J.H. HAMMERGREN |
| MGMT |
| FOR |
| FOR |
|
HEWLETT-PACKARD COMPANY |
| US |
| 3/23/2011 |
| ANNUAL |
| 1/24/2011 |
| HPQ |
| 428236103 |
| 1H. |
| ELECTION OF NOMINEES: R.J. LANE |
| MGMT |
| FOR |
| FOR |
|
HEWLETT-PACKARD COMPANY |
| US |
| 3/23/2011 |
| ANNUAL |
| 1/24/2011 |
| HPQ |
| 428236103 |
| 1I. |
| ELECTION OF NOMINEES: G.M. REINER |
| MGMT |
| FOR |
| FOR |
|
HEWLETT-PACKARD COMPANY |
| US |
| 3/23/2011 |
| ANNUAL |
| 1/24/2011 |
| HPQ |
| 428236103 |
| 1J. |
| ELECTION OF NOMINEES: P.F. RUSSO |
| MGMT |
| FOR |
| FOR |
|
HEWLETT-PACKARD COMPANY |
| US |
| 3/23/2011 |
| ANNUAL |
| 1/24/2011 |
| HPQ |
| 428236103 |
| 1K. |
| ELECTION OF NOMINEES: D. SENEQUIER |
| MGMT |
| FOR |
| FOR |
|
HEWLETT-PACKARD COMPANY |
| US |
| 3/23/2011 |
| ANNUAL |
| 1/24/2011 |
| HPQ |
| 428236103 |
| 1L. |
| ELECTION OF NOMINEES: G.K. THOMPSON |
| MGMT |
| FOR |
| FOR |
|
HEWLETT-PACKARD COMPANY |
| US |
| 3/23/2011 |
| ANNUAL |
| 1/24/2011 |
| HPQ |
| 428236103 |
| 1M. |
| ELECTION OF NOMINEES: M.C. WHITMAN |
| MGMT |
| FOR |
| FOR |
|
HEWLETT-PACKARD COMPANY |
| US |
| 3/23/2011 |
| ANNUAL |
| 1/24/2011 |
| HPQ |
| 428236103 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
HEWLETT-PACKARD COMPANY |
| US |
| 3/23/2011 |
| ANNUAL |
| 1/24/2011 |
| HPQ |
| 428236103 |
| 3 |
| ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
HEWLETT-PACKARD COMPANY |
| US |
| 3/23/2011 |
| ANNUAL |
| 1/24/2011 |
| HPQ |
| 428236103 |
| 4 |
| ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
HEWLETT-PACKARD COMPANY |
| US |
| 3/23/2011 |
| ANNUAL |
| 1/24/2011 |
| HPQ |
| 428236103 |
| 5 |
| APPROVAL OF THE HEWLETT-PACKARD COMPANY 2011 EMPLOYEE STOCK PURCHASE PLAN |
| MGMT |
| FOR |
| FOR |
|
HEWLETT-PACKARD COMPANY |
| US |
| 3/23/2011 |
| ANNUAL |
| 1/24/2011 |
| HPQ |
| 428236103 |
| 6 |
| APPROVAL OF AN AMENDMENT TO THE HEWLETT-PACKARD COMPANY 2005 PAY-FOR-RESULTS PLAN TO EXTEND THE TERM OF THE PLAN |
| MGMT |
| FOR |
| FOR |
|
INTERNATIONAL BUSINESS MACHINES CORPORATION |
| US |
| 4/26/2011 |
| ANNUAL |
| 2/25/2011 |
| IBM |
| 459200101 |
| 1A |
| ELECTION OF NOMINEES: A. J. P. BELDA |
| MGMT |
| FOR |
| FOR |
|
INTERNATIONAL BUSINESS MACHINES CORPORATION |
| US |
| 4/26/2011 |
| ANNUAL |
| 2/25/2011 |
| IBM |
| 459200101 |
| 1B |
| ELECTION OF NOMINEES: W. R. BRODY |
| MGMT |
| FOR |
| FOR |
|
INTERNATIONAL BUSINESS MACHINES CORPORATION |
| US |
| 4/26/2011 |
| ANNUAL |
| 2/25/2011 |
| IBM |
| 459200101 |
| 1C |
| ELECTION OF NOMINEES: K. I. CHENAULT |
| MGMT |
| FOR |
| FOR |
|
INTERNATIONAL BUSINESS MACHINES CORPORATION |
| US |
| 4/26/2011 |
| ANNUAL |
| 2/25/2011 |
| IBM |
| 459200101 |
| 1D |
| ELECTION OF NOMINEES: M. L. ESKEW |
| MGMT |
| FOR |
| FOR |
|
INTERNATIONAL BUSINESS MACHINES CORPORATION |
| US |
| 4/26/2011 |
| ANNUAL |
| 2/25/2011 |
| IBM |
| 459200101 |
| 1E |
| ELECTION OF NOMINEES: S. A. JACKSON |
| MGMT |
| FOR |
| FOR |
|
INTERNATIONAL BUSINESS MACHINES CORPORATION |
| US |
| 4/26/2011 |
| ANNUAL |
| 2/25/2011 |
| IBM |
| 459200101 |
| 1F |
| ELECTION OF NOMINEES: A. N. LIVERIS |
| MGMT |
| FOR |
| FOR |
|
INTERNATIONAL BUSINESS MACHINES CORPORATION |
| US |
| 4/26/2011 |
| ANNUAL |
| 2/25/2011 |
| IBM |
| 459200101 |
| 1G |
| ELECTION OF NOMINEES: W. J. MCNERNEY, JR. |
| MGMT |
| FOR |
| FOR |
|
INTERNATIONAL BUSINESS MACHINES CORPORATION |
| US |
| 4/26/2011 |
| ANNUAL |
| 2/25/2011 |
| IBM |
| 459200101 |
| 1H |
| ELECTION OF NOMINEES: J. W. OWENS |
| MGMT |
| FOR |
| FOR |
|
INTERNATIONAL BUSINESS MACHINES CORPORATION |
| US |
| 4/26/2011 |
| ANNUAL |
| 2/25/2011 |
| IBM |
| 459200101 |
| 1I |
| ELECTION OF NOMINEES: S. J. PALMISANO |
| MGMT |
| FOR |
| FOR |
|
INTERNATIONAL BUSINESS MACHINES CORPORATION |
| US |
| 4/26/2011 |
| ANNUAL |
| 2/25/2011 |
| IBM |
| 459200101 |
| 1J |
| ELECTION OF NOMINEES: J. E. SPERO |
| MGMT |
| FOR |
| FOR |
|
INTERNATIONAL BUSINESS MACHINES CORPORATION |
| US |
| 4/26/2011 |
| ANNUAL |
| 2/25/2011 |
| IBM |
| 459200101 |
| 1K |
| ELECTION OF NOMINEES: S. TAUREL |
| MGMT |
| FOR |
| FOR |
|
INTERNATIONAL BUSINESS MACHINES CORPORATION |
| US |
| 4/26/2011 |
| ANNUAL |
| 2/25/2011 |
| IBM |
| 459200101 |
| 1L |
| ELECTION OF NOMINEES: L. H. ZAMBRANO |
| MGMT |
| FOR |
| FOR |
|
INTERNATIONAL BUSINESS MACHINES CORPORATION |
| US |
| 4/26/2011 |
| ANNUAL |
| 2/25/2011 |
| IBM |
| 459200101 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
INTERNATIONAL BUSINESS MACHINES CORPORATION |
| US |
| 4/26/2011 |
| ANNUAL |
| 2/25/2011 |
| IBM |
| 459200101 |
| 3 |
| ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
INTERNATIONAL BUSINESS MACHINES CORPORATION |
| US |
| 4/26/2011 |
| ANNUAL |
| 2/25/2011 |
| IBM |
| 459200101 |
| 4 |
| ADVISORY VOTE REGARDING FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
INTERNATIONAL BUSINESS MACHINES CORPORATION |
| US |
| 4/26/2011 |
| ANNUAL |
| 2/25/2011 |
| IBM |
| 459200101 |
| 5 |
| STOCKHOLDER PROPOSAL ON CUMULATIVE VOTING |
| SHAREHOLD |
| FOR |
| AGAINST |
|
INTERNATIONAL BUSINESS MACHINES CORPORATION |
| US |
| 4/26/2011 |
| ANNUAL |
| 2/25/2011 |
| IBM |
| 459200101 |
| 6 |
| STOCKHOLDER PROPOSAL TO REVIEW POLITICAL CONTRIBUTIONS POLICY |
| SHAREHOLD |
| FOR |
| AGAINST |
|
INTERNATIONAL BUSINESS MACHINES CORPORATION |
| US |
| 4/26/2011 |
| ANNUAL |
| 2/25/2011 |
| IBM |
| 459200101 |
| 7 |
| STOCKHOLDER PROPOSAL ON LOBBYING |
| SHAREHOLD |
| FOR |
| AGAINST |
|
GENERAL ELECTRIC COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| GE |
| 369604103 |
| A1 |
| ELECTION OF NOMINEES: W. GEOFFREY BEATTIE |
| MGMT |
| FOR |
| FOR |
|
GENERAL ELECTRIC COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| GE |
| 369604103 |
| A2 |
| ELECTION OF NOMINEES: JAMES I. CASH, JR. |
| MGMT |
| FOR |
| FOR |
|
GENERAL ELECTRIC COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| GE |
| 369604103 |
| A3 |
| ELECTION OF NOMINEES: ANN M. FUDGE |
| MGMT |
| FOR |
| FOR |
|
GENERAL ELECTRIC COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| GE |
| 369604103 |
| A4 |
| ELECTION OF NOMINEES: SUSAN HOCKFIELD |
| MGMT |
| FOR |
| FOR |
|
GENERAL ELECTRIC COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| GE |
| 369604103 |
| A5 |
| ELECTION OF NOMINEES: JEFFREY R. IMMELT |
| MGMT |
| FOR |
| FOR |
|
GENERAL ELECTRIC COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| GE |
| 369604103 |
| A6 |
| ELECTION OF NOMINEES: ANDREA JUNG |
| MGMT |
| FOR |
| FOR |
|
GENERAL ELECTRIC COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| GE |
| 369604103 |
| A7 |
| ELECTION OF NOMINEES: ALAN G. (A.G.) LAFLEY |
| MGMT |
| FOR |
| FOR |
|
GENERAL ELECTRIC COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| GE |
| 369604103 |
| A8 |
| ELECTION OF NOMINEES: ROBERT W. LANE |
| MGMT |
| FOR |
| FOR |
|
GENERAL ELECTRIC COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| GE |
| 369604103 |
| A9 |
| ELECTION OF NOMINEES: RALPH S. LARSEN |
| MGMT |
| FOR |
| FOR |
|
GENERAL ELECTRIC COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| GE |
| 369604103 |
| A10 |
| ELECTION OF NOMINEES: ROCHELLE B. LAZARUS |
| MGMT |
| FOR |
| FOR |
|
GENERAL ELECTRIC COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| GE |
| 369604103 |
| A11 |
| ELECTION OF NOMINEES: JAMES J. MULVA |
| MGMT |
| FOR |
| FOR |
|
GENERAL ELECTRIC COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| GE |
| 369604103 |
| A12 |
| ELECTION OF NOMINEES: SAM NUNN |
| MGMT |
| FOR |
| FOR |
|
GENERAL ELECTRIC COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| GE |
| 369604103 |
| A13 |
| ELECTION OF NOMINEES: ROGER S. PENSKE |
| MGMT |
| FOR |
| FOR |
|
GENERAL ELECTRIC COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| GE |
| 369604103 |
| A14 |
| ELECTION OF NOMINEES: ROBERT J. SWIERINGA |
| MGMT |
| FOR |
| FOR |
|
GENERAL ELECTRIC COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| GE |
| 369604103 |
| A15 |
| ELECTION OF NOMINEES: JAMES S. TISCH |
| MGMT |
| FOR |
| FOR |
|
GENERAL ELECTRIC COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| GE |
| 369604103 |
| A16 |
| ELECTION OF NOMINEES: DOUGLAS A. WARNER III |
| MGMT |
| FOR |
| FOR |
|
GENERAL ELECTRIC COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| GE |
| 369604103 |
| B1 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
GENERAL ELECTRIC COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| GE |
| 369604103 |
| B2 |
| ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
GENERAL ELECTRIC COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| GE |
| 369604103 |
| B3 |
| ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
GENERAL ELECTRIC COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| GE |
| 369604103 |
| C1 |
| SHAREOWNER PROPOSAL: CUMULATIVE VOTING |
| SHAREHOLD |
| FOR |
| AGAINST |
|
GENERAL ELECTRIC COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| GE |
| 369604103 |
| C2 |
| SHAREOWNER PROPOSAL: FUTURE STOCK OPTIONS |
| SHAREHOLD |
| FOR |
| AGAINST |
|
GENERAL ELECTRIC COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| GE |
| 369604103 |
| C3 |
| SHAREOWNER PROPOSAL: WITHDRAW STOCK OPTIONS GRANTED TO EXECUTIVES |
| SHAREHOLD |
| FOR |
| AGAINST |
|
GENERAL ELECTRIC COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| GE |
| 369604103 |
| C4 |
| SHAREOWNER PROPOSAL: CLIMATE CHANGE RISK DISCLOSURE |
| SHAREHOLD |
| FOR |
| AGAINST |
|
GENERAL ELECTRIC COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| GE |
| 369604103 |
| C5 |
| SHAREOWNER PROPOSAL: TRANSPARENCY IN ANIMAL RESEARCH |
| SHAREHOLD |
| FOR |
| AGAINST |
|
THE COCA-COLA COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| KO |
| 191216100 |
| 1A |
| ELECTION OF NOMINEES: HERBERT A. ALLEN |
| MGMT |
| FOR |
| FOR |
|
THE COCA-COLA COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| KO |
| 191216100 |
| 1B |
| ELECTION OF NOMINEES: RONALD W. ALLEN |
| MGMT |
| FOR |
| FOR |
|
THE COCA-COLA COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| KO |
| 191216100 |
| 1C |
| ELECTION OF NOMINEES: HOWARD G. BUFFETT |
| MGMT |
| FOR |
| FOR |
|
THE COCA-COLA COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| KO |
| 191216100 |
| 1D |
| ELECTION OF NOMINEES: BARRY DILLER |
| MGMT |
| FOR |
| FOR |
|
THE COCA-COLA COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| KO |
| 191216100 |
| 1E |
| ELECTION OF NOMINEES: EVAN G. GREENBERG |
| MGMT |
| FOR |
| FOR |
|
THE COCA-COLA COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| KO |
| 191216100 |
| 1F |
| ELECTION OF NOMINEES: ALEXIS M. HERMAN |
| MGMT |
| FOR |
| FOR |
|
THE COCA-COLA COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| KO |
| 191216100 |
| 1G |
| ELECTION OF NOMINEES: MUHTAR KENT |
| MGMT |
| FOR |
| FOR |
|
THE COCA-COLA COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| KO |
| 191216100 |
| 1H |
| ELECTION OF NOMINEES: DONALD R. KEOUGH |
| MGMT |
| FOR |
| FOR |
|
THE COCA-COLA COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| KO |
| 191216100 |
| 1I |
| ELECTION OF NOMINEES: MARIA ELENA LAGOMASINO |
| MGMT |
| FOR |
| FOR |
|
THE COCA-COLA COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| KO |
| 191216100 |
| 1J |
| ELECTION OF NOMINEES: DONALD F. MCHENRY |
| MGMT |
| FOR |
| FOR |
|
THE COCA-COLA COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| KO |
| 191216100 |
| 1K |
| ELECTION OF NOMINEES: SAM NUNN |
| MGMT |
| FOR |
| FOR |
|
THE COCA-COLA COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| KO |
| 191216100 |
| 1L |
| ELECTION OF NOMINEES: JAMES D. ROBINSON III |
| MGMT |
| FOR |
| FOR |
|
THE COCA-COLA COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| KO |
| 191216100 |
| 1M |
| ELECTION OF NOMINEES: PETER V. UEBERROTH |
| MGMT |
| FOR |
| FOR |
|
THE COCA-COLA COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| KO |
| 191216100 |
| 1N |
| ELECTION OF NOMINEES: JACOB WALLENBERG |
| MGMT |
| FOR |
| FOR |
|
THE COCA-COLA COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| KO |
| 191216100 |
| 1O |
| ELECTION OF NOMINEES: JAMES B. WILLIAMS |
| MGMT |
| FOR |
| FOR |
|
THE COCA-COLA COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| KO |
| 191216100 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
THE COCA-COLA COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| KO |
| 191216100 |
| 3 |
| APPROVAL OF THE PERFORMANCE MEASURES AVAILABLE UNDER THE PERFORMANCE INCENTIVE PLAN OF THE COCA-COLA COMPANY TO PRESERVE THE TAX DEDUCTIBILITY OF THE AWARDS |
| MGMT |
| FOR |
| FOR |
|
THE COCA-COLA COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| KO |
| 191216100 |
| 4 |
| APPROVAL OF THE PERFORMANCE MEASURES AVAILABLE UNDER THE COCA-COLA COMPANY 1989 RESTRICTED STOCK AWARD PLAN TO PRESERVE THE TAX DEDUCTIBILITY OF THE AWARDS |
| MGMT |
| FOR |
| FOR |
|
THE COCA-COLA COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| KO |
| 191216100 |
| 5 |
| ADVISORY VOTE ON EXECUTIVE COMPENSATION (SAY ON PAY VOTE) |
| MGMT |
| FOR |
| FOR |
|
THE COCA-COLA COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| KO |
| 191216100 |
| 6 |
| ADVISORY VOTE ON THE FREQUENCY OF HOLDING THE SAY ON PAY VOTE |
| MGMT |
| FOR |
| FOR |
|
THE COCA-COLA COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| KO |
| 191216100 |
| 7 |
| SHAREOWNER PROPOSAL REGARDING A REPORT ON BISPHENOL-A |
| SHAREHOLD |
| FOR |
| AGAINST |
|
CORNING INCORPORATED |
| US |
| 4/28/2011 |
| ANNUAL |
| 2/24/2011 |
| GLW |
| 219350105 |
| 1A. |
| ELECTION OF NOMINEES: JOHN SEELY BROWN |
| MGMT |
| FOR |
| FOR |
|
CORNING INCORPORATED |
| US |
| 4/28/2011 |
| ANNUAL |
| 2/24/2011 |
| GLW |
| 219350105 |
| 1B. |
| ELECTION OF NOMINEES: JOHN A. CANNING, JR. |
| MGMT |
| FOR |
| FOR |
|
CORNING INCORPORATED |
| US |
| 4/28/2011 |
| ANNUAL |
| 2/24/2011 |
| GLW |
| 219350105 |
| 1C. |
| ELECTION OF NOMINEES: GORDON GUND |
| MGMT |
| FOR |
| FOR |
|
CORNING INCORPORATED |
| US |
| 4/28/2011 |
| ANNUAL |
| 2/24/2011 |
| GLW |
| 219350105 |
| 1D. |
| ELECTION OF NOMINEES: KURT M. LANDGRAF |
| MGMT |
| FOR |
| FOR |
|
CORNING INCORPORATED |
| US |
| 4/28/2011 |
| ANNUAL |
| 2/24/2011 |
| GLW |
| 219350105 |
| 1E. |
| ELECTION OF NOMINEES: H. ONNO RUDING |
| MGMT |
| FOR |
| FOR |
|
CORNING INCORPORATED |
| US |
| 4/28/2011 |
| ANNUAL |
| 2/24/2011 |
| GLW |
| 219350105 |
| 1F. |
| ELECTION OF NOMINEES: GLENN F. TILTON |
| MGMT |
| FOR |
| FOR |
|
CORNING INCORPORATED |
| US |
| 4/28/2011 |
| ANNUAL |
| 2/24/2011 |
| GLW |
| 219350105 |
| 2 |
| APPROVAL, BY NON-BINDING VOTE, ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
CORNING INCORPORATED |
| US |
| 4/28/2011 |
| ANNUAL |
| 2/24/2011 |
| GLW |
| 219350105 |
| 3 |
| APPROVAL, BY NON-BINDING, ON THE FREQUENCY OF FUTURE EXECUTIVE COMPENSATION VOTES |
| MGMT |
| FOR |
| FOR |
|
CORNING INCORPORATED |
| US |
| 4/28/2011 |
| ANNUAL |
| 2/24/2011 |
| GLW |
| 219350105 |
| 4 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
CORNING INCORPORATED |
| US |
| 4/28/2011 |
| ANNUAL |
| 2/24/2011 |
| GLW |
| 219350105 |
| 5 |
| SHAREHOLDER PROPOSAL CONCERNING SPECIAL MEETINGS |
| SHAREHOLD |
| FOR |
| AGAINST |
|
PFIZER INC. |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| PFE |
| 717081103 |
| 1A |
| ELECTION OF NOMINEES: DENNIS A. AUSIELLO |
| MGMT |
| FOR |
| FOR |
|
PFIZER INC. |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| PFE |
| 717081103 |
| 1B |
| ELECTION OF NOMINEES: MICHAEL S. BROWN |
| MGMT |
| FOR |
| FOR |
|
PFIZER INC. |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| PFE |
| 717081103 |
| 1C |
| ELECTION OF NOMINEES: M. ANTHONY BURNS |
| MGMT |
| FOR |
| FOR |
|
PFIZER INC. |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| PFE |
| 717081103 |
| 1D |
| ELECTION OF NOMINEES: W. DON CORNWELL |
| MGMT |
| FOR |
| FOR |
|
PFIZER INC. |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| PFE |
| 717081103 |
| 1E |
| ELECTION OF NOMINEES: FRANCES D. FERGUSSON |
| MGMT |
| FOR |
| FOR |
|
PFIZER INC. |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| PFE |
| 717081103 |
| 1F |
| ELECTION OF NOMINEES: WILLIAM H. GRAY III |
| MGMT |
| FOR |
| FOR |
|
PFIZER INC. |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| PFE |
| 717081103 |
| 1G |
| ELECTION OF NOMINEES: CONSTANCE J. HORNER |
| MGMT |
| FOR |
| FOR |
|
PFIZER INC. |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| PFE |
| 717081103 |
| 1H |
| ELECTION OF NOMINEES: JAMES M. KILTS |
| MGMT |
| FOR |
| FOR |
|
PFIZER INC. |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| PFE |
| 717081103 |
| 1I |
| ELECTION OF NOMINEES: GEORGE A. LORCH |
| MGMT |
| FOR |
| FOR |
|
PFIZER INC. |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| PFE |
| 717081103 |
| 1J |
| ELECTION OF NOMINEES: JOHN P. MASCOTTE |
| MGMT |
| FOR |
| FOR |
|
PFIZER INC. |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| PFE |
| 717081103 |
| 1K |
| ELECTION OF NOMINEES: SUZANNE NORA JOHNSON |
| MGMT |
| FOR |
| FOR |
|
PFIZER INC. |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| PFE |
| 717081103 |
| 1L |
| ELECTION OF NOMINEES: IAN C. READ |
| MGMT |
| FOR |
| FOR |
|
PFIZER INC. |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| PFE |
| 717081103 |
| 1M |
| ELECTION OF NOMINEES: STEPHEN W. SANGER |
| MGMT |
| FOR |
| FOR |
|
PFIZER INC. |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| PFE |
| 717081103 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
PFIZER INC. |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| PFE |
| 717081103 |
| 3 |
| ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
PFIZER INC. |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| PFE |
| 717081103 |
| 4 |
| ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
PFIZER INC. |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| PFE |
| 717081103 |
| 5 |
| SHAREHOLDER PROPOSAL REGARDING PUBLICATION OF POLITICAL CONTRIBUTIONS |
| SHAREHOLD |
| FOR |
| AGAINST |
|
PFIZER INC. |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| PFE |
| 717081103 |
| 6 |
| SHAREHOLDER PROPOSAL REGARDING PUBLIC POLICY INITIATIVES |
| SHAREHOLD |
| FOR |
| AGAINST |
|
PFIZER INC. |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| PFE |
| 717081103 |
| 7 |
| SHAREHOLDER PROPOSAL REGARDING PHARMACEUTICAL PRICE RESTRAINTS |
| SHAREHOLD |
| FOR |
| AGAINST |
|
PFIZER INC. |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| PFE |
| 717081103 |
| 8 |
| SHAREHOLDER PROPOSAL REGARDING ACTION BY WRITTEN CONSENT |
| SHAREHOLD |
| FOR |
| AGAINST |
|
PFIZER INC. |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| PFE |
| 717081103 |
| 9 |
| SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREHOLDER MEETINGS |
| SHAREHOLD |
| FOR |
| AGAINST |
|
PFIZER INC. |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| PFE |
| 717081103 |
| 10 |
| SHAREHOLDER PROPOSAL REGARDING ANIMAL RESEARCH |
| SHAREHOLD |
| FOR |
| AGAINST |
|
JOHNSON & JOHNSON |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| JNJ |
| 478160104 |
| 1A |
| ELECTION OF NOMINEES: MARY SUE COLEMAN |
| MGMT |
| FOR |
| FOR |
|
JOHNSON & JOHNSON |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| JNJ |
| 478160104 |
| 1B |
| ELECTION OF NOMINEES: JAMES G. CULLEN |
| MGMT |
| FOR |
| FOR |
|
JOHNSON & JOHNSON |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| JNJ |
| 478160104 |
| 1C |
| ELECTION OF NOMINEES: IAN E.L. DAVIS |
| MGMT |
| FOR |
| FOR |
|
JOHNSON & JOHNSON |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| JNJ |
| 478160104 |
| 1D |
| ELECTION OF NOMINEES: MICHAEL M.E. JOHNS |
| MGMT |
| FOR |
| FOR |
|
JOHNSON & JOHNSON |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| JNJ |
| 478160104 |
| 1E |
| ELECTION OF NOMINEES: SUSAN L. LINDQUIST |
| MGMT |
| FOR |
| FOR |
|
JOHNSON & JOHNSON |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| JNJ |
| 478160104 |
| 1F |
| ELECTION OF NOMINEES: ANNE M. MULCAHY |
| MGMT |
| FOR |
| FOR |
|
JOHNSON & JOHNSON |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| JNJ |
| 478160104 |
| 1G |
| ELECTION OF NOMINEES: LEO F. MULLIN |
| MGMT |
| FOR |
| FOR |
|
JOHNSON & JOHNSON |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| JNJ |
| 478160104 |
| 1H |
| ELECTION OF NOMINEES: WILLIAM D. PEREZ |
| MGMT |
| FOR |
| FOR |
|
JOHNSON & JOHNSON |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| JNJ |
| 478160104 |
| 1I |
| ELECTION OF NOMINEES: CHARLES PRINCE |
| MGMT |
| FOR |
| FOR |
|
JOHNSON & JOHNSON |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| JNJ |
| 478160104 |
| 1J |
| ELECTION OF NOMINEES: DAVID SATCHER |
| MGMT |
| FOR |
| FOR |
|
JOHNSON & JOHNSON |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| JNJ |
| 478160104 |
| 1K |
| ELECTION OF NOMINEES: WILLIAM C. WELDON |
| MGMT |
| FOR |
| FOR |
|
JOHNSON & JOHNSON |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| JNJ |
| 478160104 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
JOHNSON & JOHNSON |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| JNJ |
| 478160104 |
| 3 |
| ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
JOHNSON & JOHNSON |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| JNJ |
| 478160104 |
| 4 |
| ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
JOHNSON & JOHNSON |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| JNJ |
| 478160104 |
| 5 |
| SHAREHOLDER PROPOSAL ON PHARMACEUTICAL PRICE RESTRAINT |
| SHAREHOLD |
| FOR |
| AGAINST |
|
JOHNSON & JOHNSON |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| JNJ |
| 478160104 |
| 6 |
| SHAREHOLDER PROPOSAL ON AMENDMENT TO COMPANY’S EQUAL EMPLOYMENT OPPORTUNITY POLICY |
| SHAREHOLD |
| FOR |
| AGAINST |
|
JOHNSON & JOHNSON |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| JNJ |
| 478160104 |
| 7 |
| SHAREHOLDER PROPOSAL ON ADOPTING NON-ANIMAL METHODS FOR TRAINING |
| SHAREHOLD |
| FOR |
| AGAINST |
|
ABBOTT LABORATORIES |
| US |
| 4/29/2011 |
| ANNUAL |
| 3/2/2011 |
| ABT |
| 002824100 |
| 1 |
| ELECTION OF NOMINEES: 1. R.J. ALPERN, 2. R.S. AUSTIN, 3. W.J. FARRELL, 4. H.L. FULLER, 5. E.M. LIDDY, 6. P.N. NOVAKOVIC, 7. W.A. OSBORN, 8. S.C. SCOTT III, 9. G.F. TILTON, 10. M.D. WHITE |
| MGMT |
| FOR |
| FOR |
|
ABBOTT LABORATORIES |
| US |
| 4/29/2011 |
| ANNUAL |
| 3/2/2011 |
| ABT |
| 002824100 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
ABBOTT LABORATORIES |
| US |
| 4/29/2011 |
| ANNUAL |
| 3/2/2011 |
| ABT |
| 002824100 |
| 3 |
| SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
ABBOTT LABORATORIES |
| US |
| 4/29/2011 |
| ANNUAL |
| 3/2/2011 |
| ABT |
| 002824100 |
| 4 |
| SAY WHEN ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
ABBOTT LABORATORIES |
| US |
| 4/29/2011 |
| ANNUAL |
| 3/2/2011 |
| ABT |
| 002824100 |
| 5 |
| SHAREHOLDER PROPOSAL - PHARMACEUTICAL PRICING |
| SHAREHOLD |
| FOR |
| AGAINST |
|
BERKSHIRE HATHAWAY INC. |
| US |
| 4/30/2011 |
| ANNUAL |
| 3/2/2011 |
| BRK/A |
| 084670108 |
| 1 |
| ELECTION OF NOMINEES: 1. WARREN E. BUFFETT, 2. CHARLES T. MUNGER, 3. HOWARD G. BUFFETT, 4. STEPHEN B. BURKE, 5. SUSAN L. DECKER, 6. WILLIAM H. GATES III, 7. DAVID S. GOTTESMAN, 8. CHARLOTTE GUYMAN, 9. DONALD R. KEOUGH, 10. THOMAS S. MURPHY, 11. RONALD L. OLSON, 12. WALTER SCOTT, JR. |
| MGMT |
| FOR |
| FOR |
|
BERKSHIRE HATHAWAY INC. |
| US |
| 4/30/2011 |
| ANNUAL |
| 3/2/2011 |
| BRK/A |
| 084670108 |
| 2 |
| NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN THE 2011 PROXY STATEMENT |
| MGMT |
| FOR |
| FOR |
|
BERKSHIRE HATHAWAY INC. |
| US |
| 4/30/2011 |
| ANNUAL |
| 3/2/2011 |
| BRK/A |
| 084670108 |
| 3 |
| NON-BINDING RESOLUTION TO DETERMINE THE FREQUENCY (WHETHER ANNUAL, BIENNIAL OR TRIENNIAL) WITH WHICH SHAREHOLDERS OF THE COMPANY SHALL BE ENTITLED TO HAVE AN ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
BERKSHIRE HATHAWAY INC. |
| US |
| 4/30/2011 |
| ANNUAL |
| 3/2/2011 |
| BRK/A |
| 084670108 |
| 4 |
| TO APPROVE THE SHAREHOLDER PROPOSAL WITH RESPECT TO THE ESTABLISHMENT OF QUANTITATIVE GOALS FOR THE REDUCTION OF GREENHOUSE GAS AND OTHER AIR EMISSIONS AT BERKSHIRE’S ENERGY GENERATING HOLDINGS |
| SHAREHOLD |
| FOR |
| AGAINST |
|
THE BOEING COMPANY |
| US |
| 5/2/2011 |
| ANNUAL |
| 3/3/2011 |
| BA |
| 097023105 |
| 1A |
| ELECTION OF NOMINEES: JOHN E. BRYSON |
| MGMT |
| FOR |
| FOR |
|
THE BOEING COMPANY |
| US |
| 5/2/2011 |
| ANNUAL |
| 3/3/2011 |
| BA |
| 097023105 |
| 1B |
| ELECTION OF NOMINEES: DAVID L. CALHOUN |
| MGMT |
| FOR |
| FOR |
|
THE BOEING COMPANY |
| US |
| 5/2/2011 |
| ANNUAL |
| 3/3/2011 |
| BA |
| 097023105 |
| 1C |
| ELECTION OF NOMINEES: ARTHUR D. COLLINS, JR. |
| MGMT |
| FOR |
| FOR |
|
THE BOEING COMPANY |
| US |
| 5/2/2011 |
| ANNUAL |
| 3/3/2011 |
| BA |
| 097023105 |
| 1D |
| ELECTION OF NOMINEES: LINDA Z. COOK |
| MGMT |
| FOR |
| FOR |
|
THE BOEING COMPANY |
| US |
| 5/2/2011 |
| ANNUAL |
| 3/3/2011 |
| BA |
| 097023105 |
| 1E |
| ELECTION OF NOMINEES: KENNETH M. DUBERSTEIN |
| MGMT |
| FOR |
| FOR |
|
THE BOEING COMPANY |
| US |
| 5/2/2011 |
| ANNUAL |
| 3/3/2011 |
| BA |
| 097023105 |
| 1F |
| ELECTION OF NOMINEES: EDMUND P. GIAMBASTIANI, JR. |
| MGMT |
| FOR |
| FOR |
|
THE BOEING COMPANY |
| US |
| 5/2/2011 |
| ANNUAL |
| 3/3/2011 |
| BA |
| 097023105 |
| 1G |
| ELECTION OF NOMINEES: EDWARD M. LIDDY |
| MGMT |
| FOR |
| FOR |
|
THE BOEING COMPANY |
| US |
| 5/2/2011 |
| ANNUAL |
| 3/3/2011 |
| BA |
| 097023105 |
| 1H |
| ELECTION OF NOMINEES: JOHN F. MCDONNELL |
| MGMT |
| FOR |
| FOR |
|
THE BOEING COMPANY |
| US |
| 5/2/2011 |
| ANNUAL |
| 3/3/2011 |
| BA |
| 097023105 |
| 1I |
| ELECTION OF NOMINEES: W. JAMES MCNERNEY, JR. |
| MGMT |
| FOR |
| FOR |
|
THE BOEING COMPANY |
| US |
| 5/2/2011 |
| ANNUAL |
| 3/3/2011 |
| BA |
| 097023105 |
| 1J |
| ELECTION OF NOMINEES: SUSAN C. SCHWAB |
| MGMT |
| FOR |
| FOR |
|
THE BOEING COMPANY |
| US |
| 5/2/2011 |
| ANNUAL |
| 3/3/2011 |
| BA |
| 097023105 |
| 1K |
| ELECTION OF NOMINEES: RONALD A. WILLIAMS |
| MGMT |
| FOR |
| FOR |
|
THE BOEING COMPANY |
| US |
| 5/2/2011 |
| ANNUAL |
| 3/3/2011 |
| BA |
| 097023105 |
| 1L |
| ELECTION OF NOMINEES: MIKE S. ZAFIROVSKI |
| MGMT |
| FOR |
| FOR |
|
THE BOEING COMPANY |
| US |
| 5/2/2011 |
| ANNUAL |
| 3/3/2011 |
| BA |
| 097023105 |
| 2 |
| ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
THE BOEING COMPANY |
| US |
| 5/2/2011 |
| ANNUAL |
| 3/3/2011 |
| BA |
| 097023105 |
| 3 |
| RECOMMEND THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
THE BOEING COMPANY |
| US |
| 5/2/2011 |
| ANNUAL |
| 3/3/2011 |
| BA |
| 097023105 |
| 4 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
THE BOEING COMPANY |
| US |
| 5/2/2011 |
| ANNUAL |
| 3/3/2011 |
| BA |
| 097023105 |
| 5 |
| INDEPENDENT MONITORING OF THE HUMAN RIGHTS CODE |
| SHAREHOLD |
| FOR |
| AGAINST |
|
THE BOEING COMPANY |
| US |
| 5/2/2011 |
| ANNUAL |
| 3/3/2011 |
| BA |
| 097023105 |
| 6 |
| REPORT ON POLITICAL ACTIVITY |
| SHAREHOLD |
| FOR |
| AGAINST |
|
THE BOEING COMPANY |
| US |
| 5/2/2011 |
| ANNUAL |
| 3/3/2011 |
| BA |
| 097023105 |
| 7 |
| ACTION BY WRITTEN CONSENT |
| SHAREHOLD |
| FOR |
| AGAINST |
|
THE BOEING COMPANY |
| US |
| 5/2/2011 |
| ANNUAL |
| 3/3/2011 |
| BA |
| 097023105 |
| 8 |
| CHANGE OWNERSHIP THRESHOLD TO CALL SPECIAL MEETINGS |
| SHAREHOLD |
| FOR |
| AGAINST |
|
THE BOEING COMPANY |
| US |
| 5/2/2011 |
| ANNUAL |
| 3/3/2011 |
| BA |
| 097023105 |
| 9 |
| INDEPENDENT CHAIRMAN |
| SHAREHOLD |
| FOR |
| AGAINST |
|
AMERICAN EXPRESS COMPANY |
| US |
| 5/2/2011 |
| ANNUAL |
| 3/4/2011 |
| AXP |
| 025816109 |
| 1 |
| ELECTION OF NOMINEES: 1. D.F. AKERSON, 2. C. BARSHEFSKY, 3. U.M. BURNS, 4. K.I. CHENAULT, 5. P. CHERNIN, 6. T.J. LEONSIS, 7. J. LESCHLY, 8. R.C. LEVIN, 9. R.A. MCGINN, 10. E.D. MILLER, 11. S.S REINEMUND, 12. R.D. WALTER, 13. R.A. WILLIAMS |
| MGMT |
| FOR |
| FOR |
|
AMERICAN EXPRESS COMPANY |
| US |
| 5/2/2011 |
| ANNUAL |
| 3/4/2011 |
| AXP |
| 025816109 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
AMERICAN EXPRESS COMPANY |
| US |
| 5/2/2011 |
| ANNUAL |
| 3/4/2011 |
| AXP |
| 025816109 |
| 3 |
| ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
AMERICAN EXPRESS COMPANY |
| US |
| 5/2/2011 |
| ANNUAL |
| 3/4/2011 |
| AXP |
| 025816109 |
| 4 |
| ADVISORY VOTE ON FREQUENCY OF ADVISORY EXECUTIVE COMPENSATION VOTE |
| MGMT |
| FOR |
| FOR |
|
AMERICAN EXPRESS COMPANY |
| US |
| 5/2/2011 |
| ANNUAL |
| 3/4/2011 |
| AXP |
| 025816109 |
| 5 |
| SHAREHOLDER PROPOSAL RELATING TO CUMULATIVE VOTING FOR DIRECTORS |
| SHAREHOLD |
| FOR |
| AGAINST |
|
AMERICAN EXPRESS COMPANY |
| US |
| 5/2/2011 |
| ANNUAL |
| 3/4/2011 |
| AXP |
| 025816109 |
| 6 |
| SHAREHOLDER PROPOSAL RELATING TO THE CALLING OF SPECIAL SHAREHOLDER MEETINGS |
| SHAREHOLD |
| FOR |
| AGAINST |
|
NOKIA CORPORATION |
| US |
| 5/3/2011 |
| ANNUAL |
| 2/7/2011 |
| NOK |
| 654902204 |
| 12 |
| ELECTION OF NOMINEES: 1. STEPHEN ELOP, 2. DR. BENGT HOLMSTROM, 3. PROF. DR. HENNING KAGERMANN, 4. PER KARLSSON, 5. JOUKO KARVINEN, 6. HELGE LUND, 7. ISABEL MAREY-SEMPER, 8. JORMA OLLILA, 9. DAME MARJORIE SCARDINO, 10. RISTO SIILASMAA, 11. KARI STADIGH |
| MGMT |
| FOR |
| FOR |
|
NOKIA CORPORATION |
| US |
| 5/3/2011 |
| ANNUAL |
| 2/7/2011 |
| NOK |
| 654902204 |
| 7 |
| ADOPTION OF THE ANNUAL ACCOUNTS |
| MGMT |
| FOR |
| FOR |
|
NOKIA CORPORATION |
| US |
| 5/3/2011 |
| ANNUAL |
| 2/7/2011 |
| NOK |
| 654902204 |
| 8 |
| RESOLUTION ON THE USE OF THE PROFIT SHOWN ON THE BALANCE SHEET AND THE PAYMENT OF DIVIDEND |
| MGMT |
| FOR |
| FOR |
|
NOKIA CORPORATION |
| US |
| 5/3/2011 |
| ANNUAL |
| 2/7/2011 |
| NOK |
| 654902204 |
| 9 |
| RESOLUTION ON THE DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE PRESIDENT FROM LIABILITY |
| MGMT |
| FOR |
| FOR |
|
NOKIA CORPORATION |
| US |
| 5/3/2011 |
| ANNUAL |
| 2/7/2011 |
| NOK |
| 654902204 |
| 10 |
| RESOLUTION ON THE REMUNERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS |
| MGMT |
| FOR |
| FOR |
|
NOKIA CORPORATION |
| US |
| 5/3/2011 |
| ANNUAL |
| 2/7/2011 |
| NOK |
| 654902204 |
| 11 |
| RESOLUTION ON THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS |
| MGMT |
| FOR |
| FOR |
|
NOKIA CORPORATION |
| US |
| 5/3/2011 |
| ANNUAL |
| 2/7/2011 |
| NOK |
| 654902204 |
| 13 |
| RESOLUTION ON THE REMUNERATION OF THE AUDITOR |
| MGMT |
| FOR |
| FOR |
|
NOKIA CORPORATION |
| US |
| 5/3/2011 |
| ANNUAL |
| 2/7/2011 |
| NOK |
| 654902204 |
| 14 |
| ELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
NOKIA CORPORATION |
| US |
| 5/3/2011 |
| ANNUAL |
| 2/7/2011 |
| NOK |
| 654902204 |
| 15 |
| AUTHORIZING THE BOARD OF DIRECTORS TO RESOLVE TO REPURCHASE THE COMPANY’S OWN SHARES |
| MGMT |
| FOR |
| FOR |
|
NOKIA CORPORATION |
| US |
| 5/3/2011 |
| ANNUAL |
| 2/7/2011 |
| NOK |
| 654902204 |
| 16 |
| GRANT OF STOCK OPTIONS TO SELECTED PERSONNEL OF NOKIA |
| MGMT |
| FOR |
| FOR |
|
BAXTER INTERNATIONAL INC. |
| US |
| 5/3/2011 |
| ANNUAL |
| 3/7/2011 |
| BAX |
| 071813109 |
| 1A |
| ELECTION OF NOMINEES: WAYNE T. HOCKMEYER |
| MGMT |
| FOR |
| FOR |
|
BAXTER INTERNATIONAL INC. |
| US |
| 5/3/2011 |
| ANNUAL |
| 3/7/2011 |
| BAX |
| 071813109 |
| 1B |
| ELECTION OF NOMINEES: ROBERT L. PARKINSON, JR. |
| MGMT |
| FOR |
| FOR |
|
BAXTER INTERNATIONAL INC. |
| US |
| 5/3/2011 |
| ANNUAL |
| 3/7/2011 |
| BAX |
| 071813109 |
| 1C |
| ELECTION OF NOMINEES: THOMAS T. STALLKAMP |
| MGMT |
| FOR |
| FOR |
|
BAXTER INTERNATIONAL INC. |
| US |
| 5/3/2011 |
| ANNUAL |
| 3/7/2011 |
| BAX |
| 071813109 |
| 1D |
| ELECTION OF NOMINEES: ALBERT P.L. STROUCKEN |
| MGMT |
| FOR |
| FOR |
|
BAXTER INTERNATIONAL INC. |
| US |
| 5/3/2011 |
| ANNUAL |
| 3/7/2011 |
| BAX |
| 071813109 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
BAXTER INTERNATIONAL INC. |
| US |
| 5/3/2011 |
| ANNUAL |
| 3/7/2011 |
| BAX |
| 071813109 |
| 3 |
| ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
BAXTER INTERNATIONAL INC. |
| US |
| 5/3/2011 |
| ANNUAL |
| 3/7/2011 |
| BAX |
| 071813109 |
| 4 |
| ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE COMPENSATION ADVISORY VOTES |
| MGMT |
| FOR |
| FOR |
|
BAXTER INTERNATIONAL INC. |
| US |
| 5/3/2011 |
| ANNUAL |
| 3/7/2011 |
| BAX |
| 071813109 |
| 5 |
| APPROVAL OF EMPLOYEE STOCK PURCHASE PLAN |
| MGMT |
| FOR |
| FOR |
|
BAXTER INTERNATIONAL INC. |
| US |
| 5/3/2011 |
| ANNUAL |
| 3/7/2011 |
| BAX |
| 071813109 |
| 6 |
| APPROVAL OF 2011 INCENTIVE PLAN |
| MGMT |
| FOR |
| FOR |
|
BAXTER INTERNATIONAL INC. |
| US |
| 5/3/2011 |
| ANNUAL |
| 3/7/2011 |
| BAX |
| 071813109 |
| 7 |
| PROPOSAL TO AMEND ARTICLE SIXTH TO ELIMINATE THE CLASSIFIED BOARD AND PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS |
| MGMT |
| FOR |
| FOR |
|
CSX CORPORATION |
| US |
| 5/4/2011 |
| ANNUAL |
| 3/4/2011 |
| CSX |
| 126408103 |
| 1A |
| ELECTION OF NOMINEES: D.M. ALVARADO |
| MGMT |
| FOR |
| FOR |
|
CSX CORPORATION |
| US |
| 5/4/2011 |
| ANNUAL |
| 3/4/2011 |
| CSX |
| 126408103 |
| 1B |
| ELECTION OF NOMINEES: J.B. BREAUX |
| MGMT |
| FOR |
| FOR |
|
CSX CORPORATION |
| US |
| 5/4/2011 |
| ANNUAL |
| 3/4/2011 |
| CSX |
| 126408103 |
| 1C |
| ELECTION OF NOMINEES: P.L. CARTER |
| MGMT |
| FOR |
| FOR |
|
CSX CORPORATION |
| US |
| 5/4/2011 |
| ANNUAL |
| 3/4/2011 |
| CSX |
| 126408103 |
| 1D |
| ELECTION OF NOMINEES: S.T. HALVERSON |
| MGMT |
| FOR |
| FOR |
|
CSX CORPORATION |
| US |
| 5/4/2011 |
| ANNUAL |
| 3/4/2011 |
| CSX |
| 126408103 |
| 1E |
| ELECTION OF NOMINEES: E.J. KELLY, III |
| MGMT |
| FOR |
| FOR |
|
CSX CORPORATION |
| US |
| 5/4/2011 |
| ANNUAL |
| 3/4/2011 |
| CSX |
| 126408103 |
| 1F |
| ELECTION OF NOMINEES: G.H. LAMPHERE |
| MGMT |
| FOR |
| FOR |
|
CSX CORPORATION |
| US |
| 5/4/2011 |
| ANNUAL |
| 3/4/2011 |
| CSX |
| 126408103 |
| 1G |
| ELECTION OF NOMINEES: J.D. MCPHERSON |
| MGMT |
| FOR |
| FOR |
|
CSX CORPORATION |
| US |
| 5/4/2011 |
| ANNUAL |
| 3/4/2011 |
| CSX |
| 126408103 |
| 1H |
| ELECTION OF NOMINEES: T.T. O’TOOLE |
| MGMT |
| FOR |
| FOR |
|
CSX CORPORATION |
| US |
| 5/4/2011 |
| ANNUAL |
| 3/4/2011 |
| CSX |
| 126408103 |
| 1I |
| ELECTION OF NOMINEES: D.M. RATCLIFFE |
| MGMT |
| FOR |
| FOR |
|
CSX CORPORATION |
| US |
| 5/4/2011 |
| ANNUAL |
| 3/4/2011 |
| CSX |
| 126408103 |
| 1J |
| ELECTION OF NOMINEES: D.J. SHEPARD |
| MGMT |
| FOR |
| FOR |
|
CSX CORPORATION |
| US |
| 5/4/2011 |
| ANNUAL |
| 3/4/2011 |
| CSX |
| 126408103 |
| 1K |
| ELECTION OF NOMINEES: M.J. WARD |
| MGMT |
| FOR |
| FOR |
|
CSX CORPORATION |
| US |
| 5/4/2011 |
| ANNUAL |
| 3/4/2011 |
| CSX |
| 126408103 |
| 1L |
| ELECTION OF NOMINEES: J.C. WATTS, JR. |
| MGMT |
| FOR |
| FOR |
|
CSX CORPORATION |
| US |
| 5/4/2011 |
| ANNUAL |
| 3/4/2011 |
| CSX |
| 126408103 |
| 1M |
| ELECTION OF NOMINEES: J.S. WHISLER |
| MGMT |
| FOR |
| FOR |
|
CSX CORPORATION |
| US |
| 5/4/2011 |
| ANNUAL |
| 3/4/2011 |
| CSX |
| 126408103 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
CSX CORPORATION |
| US |
| 5/4/2011 |
| ANNUAL |
| 3/4/2011 |
| CSX |
| 126408103 |
| 3 |
| TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
CSX CORPORATION |
| US |
| 5/4/2011 |
| ANNUAL |
| 3/4/2011 |
| CSX |
| 126408103 |
| 4 |
| TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES |
| MGMT |
| FOR |
| FOR |
|
UNITED PARCEL SERVICE, INC. |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/7/2011 |
| UPS |
| 911312106 |
| 1A |
| ELECTION OF NOMINEES: F. DUANE ACKERMAN |
| MGMT |
| FOR |
| FOR |
|
UNITED PARCEL SERVICE, INC. |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/7/2011 |
| UPS |
| 911312106 |
| 1B |
| ELECTION OF NOMINEES: MICHAEL J. BURNS |
| MGMT |
| FOR |
| FOR |
|
UNITED PARCEL SERVICE, INC. |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/7/2011 |
| UPS |
| 911312106 |
| 1C |
| ELECTION OF NOMINEES: D. SCOTT DAVIS |
| MGMT |
| FOR |
| FOR |
|
UNITED PARCEL SERVICE, INC. |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/7/2011 |
| UPS |
| 911312106 |
| 1D |
| ELECTION OF NOMINEES: STUART E. EIZENSTAT |
| MGMT |
| FOR |
| FOR |
|
UNITED PARCEL SERVICE, INC. |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/7/2011 |
| UPS |
| 911312106 |
| 1E |
| ELECTION OF NOMINEES: MICHAEL L. ESKEW |
| MGMT |
| FOR |
| FOR |
|
UNITED PARCEL SERVICE, INC. |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/7/2011 |
| UPS |
| 911312106 |
| 1F |
| ELECTION OF NOMINEES: WILLIAM R. JOHNSON |
| MGMT |
| FOR |
| FOR |
|
UNITED PARCEL SERVICE, INC. |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/7/2011 |
| UPS |
| 911312106 |
| 1G |
| ELECTION OF NOMINEES: ANN M. LIVERMORE |
| MGMT |
| FOR |
| FOR |
|
UNITED PARCEL SERVICE, INC. |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/7/2011 |
| UPS |
| 911312106 |
| 1H |
| ELECTION OF NOMINEES: RUDY H.P. MARKHAM |
| MGMT |
| FOR |
| FOR |
|
UNITED PARCEL SERVICE, INC. |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/7/2011 |
| UPS |
| 911312106 |
| 1I |
| ELECTION OF NOMINEES: CLARK T. RANDT, JR. |
| MGMT |
| FOR |
| FOR |
|
UNITED PARCEL SERVICE, INC. |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/7/2011 |
| UPS |
| 911312106 |
| 1J |
| ELECTION OF NOMINEES: JOHN W. THOMPSON |
| MGMT |
| FOR |
| FOR |
|
UNITED PARCEL SERVICE, INC. |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/7/2011 |
| UPS |
| 911312106 |
| 1K |
| ELECTION OF NOMINEES: CAROL B. TOME |
| MGMT |
| FOR |
| FOR |
|
UNITED PARCEL SERVICE, INC. |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/7/2011 |
| UPS |
| 911312106 |
| 2 |
| TO APPROVE, BY ADVISORY VOTE, EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
UNITED PARCEL SERVICE, INC. |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/7/2011 |
| UPS |
| 911312106 |
| 3 |
| TO RECOMMEND, BY ADVISORY VOTE, THE FREQUENCY OF FUTURE EXECUTIVE COMPENSATION VOTES |
| MGMT |
| FOR |
| FOR |
|
UNITED PARCEL SERVICE, INC. |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/7/2011 |
| UPS |
| 911312106 |
| 4 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
UNITED PARCEL SERVICE, INC. |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/7/2011 |
| UPS |
| 911312106 |
| 5 |
| IN THEIR DISCRETION UPON SUCH OTHER MATTERS AS MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENTS OR POSTPONEMENTS THEREOF |
| MGMT |
| FOR |
| FOR |
|
DUKE ENERGY CORPORATION |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/10/2011 |
| DUK |
| 26441C105 |
| 1 |
| ELECTION OF NOMINEES: 1. WILLIAM BARNET, III, 2. G. ALEX BERNHARDT, SR., 3. MICHAEL G. BROWNING, 4. DANIEL R. DIMICCO, 5. JOHN H. FORSGREN, 6. ANN MAYNARD GRAY, 7. JAMES H. HANCE, JR., 8. E. JAMES REINSCH, 9. JAMES T. RHODES, 10. JAMES E. ROGERS, 11. PHILIP R. SHARP |
| MGMT |
| FOR |
| FOR |
|
DUKE ENERGY CORPORATION |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/10/2011 |
| DUK |
| 26441C105 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
DUKE ENERGY CORPORATION |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/10/2011 |
| DUK |
| 26441C105 |
| 3 |
| ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
DUKE ENERGY CORPORATION |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/10/2011 |
| DUK |
| 26441C105 |
| 4 |
| ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
DUKE ENERGY CORPORATION |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/10/2011 |
| DUK |
| 26441C105 |
| 5 |
| SHAREHOLDER PROPOSAL RELATING TO PREPARATION OF A REPORT ON DUKE ENERGY CORPORATION’S GLOBAL WARMING-RELATED LOBBYING ACTIVITIES |
| SHAREHOLD |
| FOR |
| AGAINST |
|
DUKE ENERGY CORPORATION |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/10/2011 |
| DUK |
| 26441C105 |
| 6 |
| SHAREHOLDER PROPOSAL REGARDING THE ISSUANCE OF A REPORT ON THE FINANCIAL RISKS OF CONTINUED RELIANCE ON COAL |
| SHAREHOLD |
| FOR |
| AGAINST |
|
DUKE ENERGY CORPORATION |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/10/2011 |
| DUK |
| 26441C105 |
| 7 |
| SHAREHOLDER PROPOSAL REGARDING AN AMENDMENT TO OUR ORGANIZATIONAL DOCUMENTS TO REQUIRE MAJORITY VOTING FOR THE ELECTION OF DIRECTORS |
| SHAREHOLD |
| FOR |
| AGAINST |
|
CVS CAREMARK CORPORATION |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/15/2011 |
| CVS |
| 126650100 |
| 1A |
| ELECTION OF NOMINEES: EDWIN M. BANKS |
| MGMT |
| FOR |
| FOR |
|
CVS CAREMARK CORPORATION |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/15/2011 |
| CVS |
| 126650100 |
| 1B |
| ELECTION OF NOMINEES: C. DAVID BROWN II |
| MGMT |
| FOR |
| FOR |
|
CVS CAREMARK CORPORATION |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/15/2011 |
| CVS |
| 126650100 |
| 1C |
| ELECTION OF NOMINEES: DAVID W. DORMAN |
| MGMT |
| FOR |
| FOR |
|
CVS CAREMARK CORPORATION |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/15/2011 |
| CVS |
| 126650100 |
| 1D |
| ELECTION OF NOMINEES: ANNE M. FINUCANE |
| MGMT |
| FOR |
| FOR |
|
CVS CAREMARK CORPORATION |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/15/2011 |
| CVS |
| 126650100 |
| 1E |
| ELECTION OF NOMINEES: KRISTEN GIBNEY WILLIAMS |
| MGMT |
| FOR |
| FOR |
|
CVS CAREMARK CORPORATION |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/15/2011 |
| CVS |
| 126650100 |
| 1F |
| ELECTION OF NOMINEES: MARIAN L. HEARD |
| MGMT |
| FOR |
| FOR |
|
CVS CAREMARK CORPORATION |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/15/2011 |
| CVS |
| 126650100 |
| 1G |
| ELECTION OF NOMINEES: LARRY J. MERLO |
| MGMT |
| FOR |
| FOR |
|
CVS CAREMARK CORPORATION |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/15/2011 |
| CVS |
| 126650100 |
| 1H |
| ELECTION OF NOMINEES: JEAN-PIERRE MILLON |
| MGMT |
| FOR |
| FOR |
|
CVS CAREMARK CORPORATION |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/15/2011 |
| CVS |
| 126650100 |
| 1I |
| ELECTION OF NOMINEES: TERRENCE MURRAY |
| MGMT |
| FOR |
| FOR |
|
CVS CAREMARK CORPORATION |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/15/2011 |
| CVS |
| 126650100 |
| 1J |
| ELECTION OF NOMINEES: C.A. LANCE PICCOLO |
| MGMT |
| FOR |
| FOR |
|
CVS CAREMARK CORPORATION |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/15/2011 |
| CVS |
| 126650100 |
| 1K |
| ELECTION OF NOMINEES: RICHARD J. SWIFT |
| MGMT |
| FOR |
| FOR |
|
CVS CAREMARK CORPORATION |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/15/2011 |
| CVS |
| 126650100 |
| 1L |
| ELECTION OF NOMINEES: TONY L. WHITE |
| MGMT |
| FOR |
| FOR |
|
CVS CAREMARK CORPORATION |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/15/2011 |
| CVS |
| 126650100 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
CVS CAREMARK CORPORATION |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/15/2011 |
| CVS |
| 126650100 |
| 3 |
| PROPOSAL TO APPROVE THE COMPANY’S EXECUTIVE COMPENSATION AS DISCLOSED IN THE PROXY STATEMENT |
| MGMT |
| FOR |
| FOR |
|
CVS CAREMARK CORPORATION |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/15/2011 |
| CVS |
| 126650100 |
| 4 |
| FREQUENCY OF FUTURE EXECUTIVE COMPENSATION VOTES |
| MGMT |
| FOR |
| FOR |
|
CVS CAREMARK CORPORATION |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/15/2011 |
| CVS |
| 126650100 |
| 5 |
| STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS AND EXPENDITURES |
| SHAREHOLD |
| FOR |
| AGAINST |
|
CVS CAREMARK CORPORATION |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/15/2011 |
| CVS |
| 126650100 |
| 6 |
| STOCKHOLDER PROPOSAL REGARDING STOCKHOLDER ACTION BY WRITTEN CONSENT |
| SHAREHOLD |
| FOR |
| AGAINST |
|
CONOCOPHILLIPS |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/14/2011 |
| COP |
| 20825C104 |
| 1A |
| ELECTION OF NOMINEES: RICHARD L. ARMITAGE |
| MGMT |
| FOR |
| FOR |
|
CONOCOPHILLIPS |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/14/2011 |
| COP |
| 20825C104 |
| 1B |
| ELECTION OF NOMINEES: RICHARD H. AUCHINLECK |
| MGMT |
| FOR |
| FOR |
|
CONOCOPHILLIPS |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/14/2011 |
| COP |
| 20825C104 |
| 1C |
| ELECTION OF NOMINEES: JAMES E. COPELAND, JR. |
| MGMT |
| FOR |
| FOR |
|
CONOCOPHILLIPS |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/14/2011 |
| COP |
| 20825C104 |
| 1D |
| ELECTION OF NOMINEES: KENNETH M. DUBERSTEIN |
| MGMT |
| FOR |
| FOR |
|
CONOCOPHILLIPS |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/14/2011 |
| COP |
| 20825C104 |
| 1E |
| ELECTION OF NOMINEES: RUTH R. HARKIN |
| MGMT |
| FOR |
| FOR |
|
CONOCOPHILLIPS |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/14/2011 |
| COP |
| 20825C104 |
| 1F |
| ELECTION OF NOMINEES: HAROLD W. MCGRAW III |
| MGMT |
| FOR |
| FOR |
|
CONOCOPHILLIPS |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/14/2011 |
| COP |
| 20825C104 |
| 1G |
| ELECTION OF NOMINEES: JAMES J. MULVA |
| MGMT |
| FOR |
| FOR |
|
CONOCOPHILLIPS |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/14/2011 |
| COP |
| 20825C104 |
| 1H |
| ELECTION OF NOMINEES: ROBERT A. NIBLOCK |
| MGMT |
| FOR |
| FOR |
|
CONOCOPHILLIPS |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/14/2011 |
| COP |
| 20825C104 |
| 1I |
| ELECTION OF NOMINEES: HARALD J. NORVIK |
| MGMT |
| FOR |
| FOR |
|
CONOCOPHILLIPS |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/14/2011 |
| COP |
| 20825C104 |
| 1J |
| ELECTION OF NOMINEES: WILLIAM K. REILLY |
| MGMT |
| FOR |
| FOR |
|
CONOCOPHILLIPS |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/14/2011 |
| COP |
| 20825C104 |
| 1K |
| ELECTION OF NOMINEES: VICTORIA J. TSCHINKEL |
| MGMT |
| FOR |
| FOR |
|
CONOCOPHILLIPS |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/14/2011 |
| COP |
| 20825C104 |
| 1L |
| ELECTION OF NOMINEES: KATHRYN C. TURNER |
| MGMT |
| FOR |
| FOR |
|
CONOCOPHILLIPS |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/14/2011 |
| COP |
| 20825C104 |
| 1M |
| ELECTION OF NOMINEES: WILLIAM E. WADE, JR. |
| MGMT |
| FOR |
| FOR |
|
CONOCOPHILLIPS |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/14/2011 |
| COP |
| 20825C104 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
CONOCOPHILLIPS |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/14/2011 |
| COP |
| 20825C104 |
| 3 |
| ADVISORY APPROVAL OF EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
CONOCOPHILLIPS |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/14/2011 |
| COP |
| 20825C104 |
| 4 |
| ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
CONOCOPHILLIPS |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/14/2011 |
| COP |
| 20825C104 |
| 5 |
| APPROVAL OF 2011 OMNIBUS STOCK AND PERFORMANCE INCENTIVE PLAN |
| MGMT |
| FOR |
| ABSTAIN |
|
CONOCOPHILLIPS |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/14/2011 |
| COP |
| 20825C104 |
| 6 |
| GENDER EXPRESSION NON-DISCRIMINATION |
| SHAREHOLD |
| FOR |
| AGAINST |
|
CONOCOPHILLIPS |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/14/2011 |
| COP |
| 20825C104 |
| 7 |
| POLITICAL CONTRIBUTIONS |
| SHAREHOLD |
| FOR |
| AGAINST |
|
CONOCOPHILLIPS |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/14/2011 |
| COP |
| 20825C104 |
| 8 |
| REPORT ON GRASSROOTS LOBBYING EXPENDITURES |
| SHAREHOLD |
| FOR |
| AGAINST |
|
CONOCOPHILLIPS |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/14/2011 |
| COP |
| 20825C104 |
| 9 |
| ACCIDENT RISK MITIGATION |
| SHAREHOLD |
| FOR |
| AGAINST |
|
CONOCOPHILLIPS |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/14/2011 |
| COP |
| 20825C104 |
| 10 |
| COMPANY ENVIRONMENTAL POLICY (LOUISIANA WETLANDS) |
| SHAREHOLD |
| FOR |
| AGAINST |
|
CONOCOPHILLIPS |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/14/2011 |
| COP |
| 20825C104 |
| 11 |
| GREENHOUSE GAS REDUCTION TARGETS |
| SHAREHOLD |
| FOR |
| AGAINST |
|
CONOCOPHILLIPS |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/14/2011 |
| COP |
| 20825C104 |
| 12 |
| REPORT ON FINANCIAL RISKS FROM CLIMATE CHANGE |
| SHAREHOLD |
| FOR |
| AGAINST |
|
CONOCOPHILLIPS |
| US |
| 5/11/2011 |
| ANNUAL |
| 3/14/2011 |
| COP |
| 20825C104 |
| 13 |
| CANADIAN OIL SANDS |
| SHAREHOLD |
| FOR |
| AGAINST |
|
NORFOLK SOUTHERN CORPORATION |
| US |
| 5/12/2011 |
| ANNUAL |
| 3/4/2011 |
| NSC |
| 655844108 |
| 1A |
| ELECTION OF NOMINEES: GERALD L. BALILES |
| MGMT |
| FOR |
| FOR |
|
NORFOLK SOUTHERN CORPORATION |
| US |
| 5/12/2011 |
| ANNUAL |
| 3/4/2011 |
| NSC |
| 655844108 |
| 1B |
| ELECTION OF NOMINEES: ERSKINE B. BOWLES |
| MGMT |
| FOR |
| FOR |
|
NORFOLK SOUTHERN CORPORATION |
| US |
| 5/12/2011 |
| ANNUAL |
| 3/4/2011 |
| NSC |
| 655844108 |
| 1C |
| ELECTION OF NOMINEES: KAREN N. HORN |
| MGMT |
| FOR |
| FOR |
|
NORFOLK SOUTHERN CORPORATION |
| US |
| 5/12/2011 |
| ANNUAL |
| 3/4/2011 |
| NSC |
| 655844108 |
| 1D |
| ELECTION OF NOMINEES: J. PAUL REASON |
| MGMT |
| FOR |
| FOR |
|
NORFOLK SOUTHERN CORPORATION |
| US |
| 5/12/2011 |
| ANNUAL |
| 3/4/2011 |
| NSC |
| 655844108 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
NORFOLK SOUTHERN CORPORATION |
| US |
| 5/12/2011 |
| ANNUAL |
| 3/4/2011 |
| NSC |
| 655844108 |
| 3 |
| APPROVAL OF EXECUTIVE COMPENSATION AS DISCLOSED IN THE PROXY STATEMENT FOR THE 2011 ANNUAL MEETING OF STOCKHOLDERS |
| MGMT |
| FOR |
| FOR |
|
NORFOLK SOUTHERN CORPORATION |
| US |
| 5/12/2011 |
| ANNUAL |
| 3/4/2011 |
| NSC |
| 655844108 |
| 4 |
| FREQUENCY OF STOCKHOLDERS ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
JPMORGAN CHASE & CO. |
| US |
| 5/17/2011 |
| ANNUAL |
| 3/18/2011 |
| JPM |
| 46625H100 |
| 1A |
| ELECTION OF NOMINEES: CRANDALL C. BOWLES |
| MGMT |
| FOR |
| FOR |
|
JPMORGAN CHASE & CO. |
| US |
| 5/17/2011 |
| ANNUAL |
| 3/18/2011 |
| JPM |
| 46625H100 |
| 1B |
| ELECTION OF NOMINEES: STEPHEN B. BURKE |
| MGMT |
| FOR |
| FOR |
|
JPMORGAN CHASE & CO. |
| US |
| 5/17/2011 |
| ANNUAL |
| 3/18/2011 |
| JPM |
| 46625H100 |
| 1C |
| ELECTION OF NOMINEES: DAVID M. COTE |
| MGMT |
| FOR |
| FOR |
|
JPMORGAN CHASE & CO. |
| US |
| 5/17/2011 |
| ANNUAL |
| 3/18/2011 |
| JPM |
| 46625H100 |
| 1D |
| ELECTION OF NOMINEES: JAMES S. CROWN |
| MGMT |
| FOR |
| FOR |
|
JPMORGAN CHASE & CO. |
| US |
| 5/17/2011 |
| ANNUAL |
| 3/18/2011 |
| JPM |
| 46625H100 |
| 1E |
| ELECTION OF NOMINEES: JAMES DIMON |
| MGMT |
| FOR |
| FOR |
|
JPMORGAN CHASE & CO. |
| US |
| 5/17/2011 |
| ANNUAL |
| 3/18/2011 |
| JPM |
| 46625H100 |
| 1F |
| ELECTION OF NOMINEES: ELLEN V. FUTTER |
| MGMT |
| FOR |
| FOR |
|
JPMORGAN CHASE & CO. |
| US |
| 5/17/2011 |
| ANNUAL |
| 3/18/2011 |
| JPM |
| 46625H100 |
| 1G |
| ELECTION OF NOMINEES: WILLIAM H. GRAY, III |
| MGMT |
| FOR |
| FOR |
|
JPMORGAN CHASE & CO. |
| US |
| 5/17/2011 |
| ANNUAL |
| 3/18/2011 |
| JPM |
| 46625H100 |
| 1H |
| ELECTION OF NOMINEES: LABAN P. JACKSON, JR. |
| MGMT |
| FOR |
| FOR |
|
JPMORGAN CHASE & CO. |
| US |
| 5/17/2011 |
| ANNUAL |
| 3/18/2011 |
| JPM |
| 46625H100 |
| 1I |
| ELECTION OF NOMINEES: DAVID C. NOVAK |
| MGMT |
| FOR |
| FOR |
|
JPMORGAN CHASE & CO. |
| US |
| 5/17/2011 |
| ANNUAL |
| 3/18/2011 |
| JPM |
| 46625H100 |
| 1J |
| ELECTION OF NOMINEES: LEE R. RAYMOND |
| MGMT |
| FOR |
| FOR |
|
JPMORGAN CHASE & CO. |
| US |
| 5/17/2011 |
| ANNUAL |
| 3/18/2011 |
| JPM |
| 46625H100 |
| 1K. |
| ELECTION OF NOMINEES: WILLIAM C. WELDON |
| MGMT |
| FOR |
| FOR |
|
JPMORGAN CHASE & CO. |
| US |
| 5/17/2011 |
| ANNUAL |
| 3/18/2011 |
| JPM |
| 46625H100 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
JPMORGAN CHASE & CO. |
| US |
| 5/17/2011 |
| ANNUAL |
| 3/18/2011 |
| JPM |
| 46625H100 |
| 3 |
| ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
JPMORGAN CHASE & CO. |
| US |
| 5/17/2011 |
| ANNUAL |
| 3/18/2011 |
| JPM |
| 46625H100 |
| 4 |
| ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
JPMORGAN CHASE & CO. |
| US |
| 5/17/2011 |
| ANNUAL |
| 3/18/2011 |
| JPM |
| 46625H100 |
| 5 |
| APPROVAL OF AMENDMENT TO LONG-TERM INCENTIVE PLAN |
| MGMT |
| FOR |
| FOR |
|
JPMORGAN CHASE & CO. |
| US |
| 5/17/2011 |
| ANNUAL |
| 3/18/2011 |
| JPM |
| 46625H100 |
| 6 |
| POLITICAL NON-PARTISANSHIP |
| SHAREHOLD |
| FOR |
| AGAINST |
|
JPMORGAN CHASE & CO. |
| US |
| 5/17/2011 |
| ANNUAL |
| 3/18/2011 |
| JPM |
| 46625H100 |
| 7 |
| SHAREHOLDER ACTION BY WRITTEN CONSENT |
| SHAREHOLD |
| FOR |
| AGAINST |
|
JPMORGAN CHASE & CO. |
| US |
| 5/17/2011 |
| ANNUAL |
| 3/18/2011 |
| JPM |
| 46625H100 |
| 8 |
| MORTGAGE LOAN SERVICING |
| SHAREHOLD |
| FOR |
| AGAINST |
|
JPMORGAN CHASE & CO. |
| US |
| 5/17/2011 |
| ANNUAL |
| 3/18/2011 |
| JPM |
| 46625H100 |
| 9 |
| POLITICAL CONTRIBUTIONS |
| SHAREHOLD |
| FOR |
| AGAINST |
|
JPMORGAN CHASE & CO. |
| US |
| 5/17/2011 |
| ANNUAL |
| 3/18/2011 |
| JPM |
| 46625H100 |
| 10 |
| GENOCIDE-FREE INVESTING |
| SHAREHOLD |
| FOR |
| AGAINST |
|
JPMORGAN CHASE & CO. |
| US |
| 5/17/2011 |
| ANNUAL |
| 3/18/2011 |
| JPM |
| 46625H100 |
| 11 |
| INDEPENDENT LEAD DIRECTOR |
| SHAREHOLD |
| FOR |
| AGAINST |
|
NATIONAL OILWELL VARCO, INC. |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/28/2011 |
| NOV |
| 637071101 |
| 1A |
| ELECTION OF NOMINEES: ROBERT E. BEAUCHAMP |
| MGMT |
| FOR |
| FOR |
|
NATIONAL OILWELL VARCO, INC. |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/28/2011 |
| NOV |
| 637071101 |
| 1B |
| ELECTION OF NOMINEES: JEFFERY A. SMISEK |
| MGMT |
| FOR |
| FOR |
|
NATIONAL OILWELL VARCO, INC. |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/28/2011 |
| NOV |
| 637071101 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
NATIONAL OILWELL VARCO, INC. |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/28/2011 |
| NOV |
| 637071101 |
| 3 |
| APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS |
| MGMT |
| FOR |
| FOR |
|
NATIONAL OILWELL VARCO, INC. |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/28/2011 |
| NOV |
| 637071101 |
| 4 |
| RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF THE ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
NATIONAL OILWELL VARCO, INC. |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/28/2011 |
| NOV |
| 637071101 |
| 5 |
| APPROVE AN AMENDMENT TO OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO PROVIDE FOR THE ANNUAL ELECTION OF ALL DIRECTORS |
| MGMT |
| FOR |
| FOR |
|
NATIONAL OILWELL VARCO, INC. |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/28/2011 |
| NOV |
| 637071101 |
| 6 |
| APPROVE AN AMENDMENT TO OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 500,000,000 TO 1,000,000,000 |
| MGMT |
| FOR |
| FOR |
|
NATIONAL OILWELL VARCO, INC. |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/28/2011 |
| NOV |
| 637071101 |
| 7 |
| STOCKHOLDER PROPOSAL |
| SHAREHOLD |
| FOR |
| AGAINST |
|
HALLIBURTON COMPANY |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/21/2011 |
| HAL |
| 406216101 |
| 1A |
| ELECTION OF NOMINEES: A.M. BENNETT |
| MGMT |
| FOR |
| FOR |
|
HALLIBURTON COMPANY |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/21/2011 |
| HAL |
| 406216101 |
| 1B |
| ELECTION OF NOMINEES: J.R. BOYD |
| MGMT |
| FOR |
| FOR |
|
HALLIBURTON COMPANY |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/21/2011 |
| HAL |
| 406216101 |
| 1C |
| ELECTION OF NOMINEES: M. CARROLL |
| MGMT |
| FOR |
| FOR |
|
HALLIBURTON COMPANY |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/21/2011 |
| HAL |
| 406216101 |
| 1D |
| ELECTION OF NOMINEES: N.K. DICCIANI |
| MGMT |
| FOR |
| FOR |
|
HALLIBURTON COMPANY |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/21/2011 |
| HAL |
| 406216101 |
| 1E |
| ELECTION OF NOMINEES: S.M. GILLIS |
| MGMT |
| FOR |
| FOR |
|
HALLIBURTON COMPANY |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/21/2011 |
| HAL |
| 406216101 |
| 1F |
| ELECTION OF NOMINEES: A.S. JUM’AH |
| MGMT |
| FOR |
| FOR |
|
HALLIBURTON COMPANY |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/21/2011 |
| HAL |
| 406216101 |
| 1G |
| ELECTION OF NOMINEES: D.J. LESAR |
| MGMT |
| FOR |
| FOR |
|
HALLIBURTON COMPANY |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/21/2011 |
| HAL |
| 406216101 |
| 1H |
| ELECTION OF NOMINEES: R.A. MALONE |
| MGMT |
| FOR |
| FOR |
|
HALLIBURTON COMPANY |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/21/2011 |
| HAL |
| 406216101 |
| 1I |
| ELECTION OF NOMINEES: J.L. MARTIN |
| MGMT |
| FOR |
| FOR |
|
HALLIBURTON COMPANY |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/21/2011 |
| HAL |
| 406216101 |
| 1J |
| ELECTION OF NOMINEES: D.L. REED |
| MGMT |
| FOR |
| FOR |
|
HALLIBURTON COMPANY |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/21/2011 |
| HAL |
| 406216101 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
HALLIBURTON COMPANY |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/21/2011 |
| HAL |
| 406216101 |
| 3 |
| PROPOSAL FOR ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
HALLIBURTON COMPANY |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/21/2011 |
| HAL |
| 406216101 |
| 4 |
| PROPOSAL FOR ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
HALLIBURTON COMPANY |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/21/2011 |
| HAL |
| 406216101 |
| 5 |
| PROPOSAL ON HUMAN RIGHTS POLICY |
| SHAREHOLD |
| FOR |
| AGAINST |
|
HALLIBURTON COMPANY |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/21/2011 |
| HAL |
| 406216101 |
| 6 |
| PROPOSAL ON POLITICAL CONTRIBUTIONS |
| SHAREHOLD |
| FOR |
| AGAINST |
|
MCDONALD’S CORPORATION |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/22/2011 |
| MCD |
| 580135101 |
| 1A |
| ELECTION OF NOMINEES: SUSAN E. ARNOLD |
| MGMT |
| FOR |
| FOR |
|
MCDONALD’S CORPORATION |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/22/2011 |
| MCD |
| 580135101 |
| 1B |
| ELECTION OF NOMINEES: RICHARD H. LENNY |
| MGMT |
| FOR |
| FOR |
|
MCDONALD’S CORPORATION |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/22/2011 |
| MCD |
| 580135101 |
| 1C |
| ELECTION OF NOMINEES: CARY D. MCMILLAN |
| MGMT |
| FOR |
| FOR |
|
MCDONALD’S CORPORATION |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/22/2011 |
| MCD |
| 580135101 |
| 1D |
| ELECTION OF NOMINEES: SHEILA A. PENROSE |
| MGMT |
| FOR |
| FOR |
|
MCDONALD’S CORPORATION |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/22/2011 |
| MCD |
| 580135101 |
| 1E |
| ELECTION OF NOMINEES: JAMES A. SKINNER |
| MGMT |
| FOR |
| FOR |
|
MCDONALD’S CORPORATION |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/22/2011 |
| MCD |
| 580135101 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
MCDONALD’S CORPORATION |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/22/2011 |
| MCD |
| 580135101 |
| 3 |
| ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
MCDONALD’S CORPORATION |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/22/2011 |
| MCD |
| 580135101 |
| 4 |
| ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
MCDONALD’S CORPORATION |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/22/2011 |
| MCD |
| 580135101 |
| 5 |
| ELIMINATE SUPER-MAJORITY VOTING REQUIREMENTS IN ARTICLE TWELFTH OF OUR RESTATED CERTIFICATE OF INCORPORATION BY REPEALING SUCH ARTICLE (TRANSACTIONS WITH INTERESTED SHAREHOLDERS) |
| MGMT |
| FOR |
| FOR |
|
MCDONALD’S CORPORATION |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/22/2011 |
| MCD |
| 580135101 |
| 6 |
| ELIMINATE SUPER-MAJORITY VOTING REQUIREMENTS IN ARTICLE THIRTEENTH OF OUR RESTATED CERTIFICATE OF INCORPORATION (BOARD OF DIRECTORS) |
| MGMT |
| FOR |
| FOR |
|
MCDONALD’S CORPORATION |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/22/2011 |
| MCD |
| 580135101 |
| 7 |
| ELIMINATE SUPER-MAJORITY VOTING REQUIREMENT IN ARTICLE FOURTEENTH OF OUR RESTATED CERTIFICATE OF INCORPORATION (SHAREHOLDER ACTION) |
| MGMT |
| FOR |
| FOR |
|
MCDONALD’S CORPORATION |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/22/2011 |
| MCD |
| 580135101 |
| 8 |
| ADVISORY VOTE ON SHAREHOLDER PROPOSAL RELATING TO CLASSIFIED BOARD |
| SHAREHOLD |
| FOR |
| AGAINST |
|
MCDONALD’S CORPORATION |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/22/2011 |
| MCD |
| 580135101 |
| 9 |
| ADVISORY VOTE ON SHAREHOLDER PROPOSAL RELATING TO THE USE OF CONTROLLED ATMOSPHERE STUNNING |
| SHAREHOLD |
| FOR |
| AGAINST |
|
MCDONALD’S CORPORATION |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/22/2011 |
| MCD |
| 580135101 |
| 10 |
| ADVISORY VOTE ON SHAREHOLDER PROPOSAL RELATING TO A REPORT ON CHILDREN’S NUTRITION |
| SHAREHOLD |
| FOR |
| AGAINST |
|
MCDONALD’S CORPORATION |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/22/2011 |
| MCD |
| 580135101 |
| 11 |
| ADVISORY VOTE ON SHAREHOLDER PROPOSAL RELATING TO BEVERAGE CONTAINERS |
| SHAREHOLD |
| FOR |
| AGAINST |
|
MERCK & CO., INC. |
| US |
| 5/24/2011 |
| ANNUAL |
| 3/25/2011 |
| MRK |
| 58933Y105 |
| 1A |
| ELECTION OF NOMINEES: LESLIE A. BRUN |
| MGMT |
| FOR |
| FOR |
|
MERCK & CO., INC. |
| US |
| 5/24/2011 |
| ANNUAL |
| 3/25/2011 |
| MRK |
| 58933Y105 |
| 1B |
| ELECTION OF NOMINEES: THOMAS R. CECH |
| MGMT |
| FOR |
| FOR |
|
MERCK & CO., INC. |
| US |
| 5/24/2011 |
| ANNUAL |
| 3/25/2011 |
| MRK |
| 58933Y105 |
| 1C |
| ELECTION OF NOMINEES: RICHARD T. CLARK |
| MGMT |
| FOR |
| FOR |
|
MERCK & CO., INC. |
| US |
| 5/24/2011 |
| ANNUAL |
| 3/25/2011 |
| MRK |
| 58933Y105 |
| 1D |
| ELECTION OF NOMINEES: KENNETH C. FRAZIER |
| MGMT |
| FOR |
| FOR |
|
MERCK & CO., INC. |
| US |
| 5/24/2011 |
| ANNUAL |
| 3/25/2011 |
| MRK |
| 58933Y105 |
| 1E |
| ELECTION OF NOMINEES: THOMAS H. GLOCER |
| MGMT |
| FOR |
| FOR |
|
MERCK & CO., INC. |
| US |
| 5/24/2011 |
| ANNUAL |
| 3/25/2011 |
| MRK |
| 58933Y105 |
| 1F |
| ELECTION OF NOMINEES: STEVEN F. GOLDSTONE |
| MGMT |
| FOR |
| FOR |
|
MERCK & CO., INC. |
| US |
| 5/24/2011 |
| ANNUAL |
| 3/25/2011 |
| MRK |
| 58933Y105 |
| 1G |
| ELECTION OF NOMINEES: WILLIAM B. HARRISON. JR. |
| MGMT |
| FOR |
| FOR |
|
MERCK & CO., INC. |
| US |
| 5/24/2011 |
| ANNUAL |
| 3/25/2011 |
| MRK |
| 58933Y105 |
| 1H |
| ELECTION OF NOMINEES: HARRY R. JACOBSON |
| MGMT |
| FOR |
| FOR |
|
MERCK & CO., INC. |
| US |
| 5/24/2011 |
| ANNUAL |
| 3/25/2011 |
| MRK |
| 58933Y105 |
| 1I |
| ELECTION OF NOMINEES: WILLIAM N. KELLEY |
| MGMT |
| FOR |
| FOR |
|
MERCK & CO., INC. |
| US |
| 5/24/2011 |
| ANNUAL |
| 3/25/2011 |
| MRK |
| 58933Y105 |
| 1J |
| ELECTION OF NOMINEES: C. ROBERT KIDDER |
| MGMT |
| FOR |
| FOR |
|
MERCK & CO., INC. |
| US |
| 5/24/2011 |
| ANNUAL |
| 3/25/2011 |
| MRK |
| 58933Y105 |
| 1K |
| ELECTION OF NOMINEES: ROCHELLE B. LAZARUS |
| MGMT |
| FOR |
| FOR |
|
MERCK & CO., INC. |
| US |
| 5/24/2011 |
| ANNUAL |
| 3/25/2011 |
| MRK |
| 58933Y105 |
| 1L |
| ELECTION OF NOMINEES: CARLOS E. REPRESAS |
| MGMT |
| FOR |
| FOR |
|
MERCK & CO., INC. |
| US |
| 5/24/2011 |
| ANNUAL |
| 3/25/2011 |
| MRK |
| 58933Y105 |
| 1M |
| ELECTION OF NOMINEES: PATRICIA F. RUSSO |
| MGMT |
| FOR |
| FOR |
|
MERCK & CO., INC. |
| US |
| 5/24/2011 |
| ANNUAL |
| 3/25/2011 |
| MRK |
| 58933Y105 |
| 1N |
| ELECTION OF NOMINEES: THOMAS E. SHENK |
| MGMT |
| FOR |
| FOR |
|
MERCK & CO., INC. |
| US |
| 5/24/2011 |
| ANNUAL |
| 3/25/2011 |
| MRK |
| 58933Y105 |
| 1O |
| ELECTION OF NOMINEES: ANNE M. TATLOCK |
| MGMT |
| FOR |
| FOR |
|
MERCK & CO., INC. |
| US |
| 5/24/2011 |
| ANNUAL |
| 3/25/2011 |
| MRK |
| 58933Y105 |
| 1P |
| ELECTION OF NOMINEES: CRAIG B. THOMPSON |
| MGMT |
| FOR |
| FOR |
|
MERCK & CO., INC. |
| US |
| 5/24/2011 |
| ANNUAL |
| 3/25/2011 |
| MRK |
| 58933Y105 |
| 1Q |
| ELECTION OF NOMINEES: WENDELL P. WEEKS |
| MGMT |
| FOR |
| FOR |
|
MERCK & CO., INC. |
| US |
| 5/24/2011 |
| ANNUAL |
| 3/25/2011 |
| MRK |
| 58933Y105 |
| 1R |
| ELECTION OF NOMINEES: PETER C. WENDELL |
| MGMT |
| FOR |
| FOR |
|
MERCK & CO., INC. |
| US |
| 5/24/2011 |
| ANNUAL |
| 3/25/2011 |
| MRK |
| 58933Y105 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
MERCK & CO., INC. |
| US |
| 5/24/2011 |
| ANNUAL |
| 3/25/2011 |
| MRK |
| 58933Y105 |
| 3 |
| ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
MERCK & CO., INC. |
| US |
| 5/24/2011 |
| ANNUAL |
| 3/25/2011 |
| MRK |
| 58933Y105 |
| 4 |
| ADVISORY VOTE ON THE FREQUENCY OF FUTURE VOTES ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
WAL-MART STORES, INC. |
| US |
| 6/3/2011 |
| ANNUAL |
| 4/6/2011 |
| WMT |
| 931142103 |
| 1A |
| ELECTION OF NOMINEES: AIDA M. ALVAREZ |
| MGMT |
| FOR |
| FOR |
|
WAL-MART STORES, INC. |
| US |
| 6/3/2011 |
| ANNUAL |
| 4/6/2011 |
| WMT |
| 931142103 |
| 1B |
| ELECTION OF NOMINEES: JAMES W. BREYER |
| MGMT |
| FOR |
| FOR |
|
WAL-MART STORES, INC. |
| US |
| 6/3/2011 |
| ANNUAL |
| 4/6/2011 |
| WMT |
| 931142103 |
| 1C |
| ELECTION OF NOMINEES: M. MICHELE BURNS |
| MGMT |
| FOR |
| FOR |
|
WAL-MART STORES, INC. |
| US |
| 6/3/2011 |
| ANNUAL |
| 4/6/2011 |
| WMT |
| 931142103 |
| 1D |
| ELECTION OF NOMINEES: JAMES I. CASH, JR. |
| MGMT |
| FOR |
| FOR |
|
WAL-MART STORES, INC. |
| US |
| 6/3/2011 |
| ANNUAL |
| 4/6/2011 |
| WMT |
| 931142103 |
| 1E |
| ELECTION OF NOMINEES: ROGER C. CORBETT |
| MGMT |
| FOR |
| FOR |
|
WAL-MART STORES, INC. |
| US |
| 6/3/2011 |
| ANNUAL |
| 4/6/2011 |
| WMT |
| 931142103 |
| 1F |
| ELECTION OF NOMINEES: DOUGLAS N. DAFT |
| MGMT |
| FOR |
| FOR |
|
WAL-MART STORES, INC. |
| US |
| 6/3/2011 |
| ANNUAL |
| 4/6/2011 |
| WMT |
| 931142103 |
| 1G |
| ELECTION OF NOMINEES: MICHAEL T. DUKE |
| MGMT |
| FOR |
| FOR |
|
WAL-MART STORES, INC. |
| US |
| 6/3/2011 |
| ANNUAL |
| 4/6/2011 |
| WMT |
| 931142103 |
| 1H |
| ELECTION OF NOMINEES: GREGORY B. PENNER |
| MGMT |
| FOR |
| FOR |
|
WAL-MART STORES, INC. |
| US |
| 6/3/2011 |
| ANNUAL |
| 4/6/2011 |
| WMT |
| 931142103 |
| 1I |
| ELECTION OF NOMINEES: STEVEN S REINEMUND |
| MGMT |
| FOR |
| FOR |
|
WAL-MART STORES, INC. |
| US |
| 6/3/2011 |
| ANNUAL |
| 4/6/2011 |
| WMT |
| 931142103 |
| 1J |
| ELECTION OF NOMINEES: H. LEE SCOTT, JR. |
| MGMT |
| FOR |
| FOR |
|
WAL-MART STORES, INC. |
| US |
| 6/3/2011 |
| ANNUAL |
| 4/6/2011 |
| WMT |
| 931142103 |
| 1K |
| ELECTION OF NOMINEES: ARNE M. SORENSON |
| MGMT |
| FOR |
| FOR |
|
WAL-MART STORES, INC. |
| US |
| 6/3/2011 |
| ANNUAL |
| 4/6/2011 |
| WMT |
| 931142103 |
| 1L |
| ELECTION OF NOMINEES: JIM C. WALTON |
| MGMT |
| FOR |
| FOR |
|
WAL-MART STORES, INC. |
| US |
| 6/3/2011 |
| ANNUAL |
| 4/6/2011 |
| WMT |
| 931142103 |
| 1M |
| ELECTION OF NOMINEES: S. ROBSON WALTON |
| MGMT |
| FOR |
| FOR |
|
WAL-MART STORES, INC. |
| US |
| 6/3/2011 |
| ANNUAL |
| 4/6/2011 |
| WMT |
| 931142103 |
| 1N |
| ELECTION OF NOMINEES: CHRISTOPHER J. WILLIAMS |
| MGMT |
| FOR |
| FOR |
|
WAL-MART STORES, INC. |
| US |
| 6/3/2011 |
| ANNUAL |
| 4/6/2011 |
| WMT |
| 931142103 |
| 1O |
| ELECTION OF NOMINEES: LINDA S. WOLF |
| MGMT |
| FOR |
| FOR |
|
WAL-MART STORES, INC. |
| US |
| 6/3/2011 |
| ANNUAL |
| 4/6/2011 |
| WMT |
| 931142103 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
WAL-MART STORES, INC. |
| US |
| 6/3/2011 |
| ANNUAL |
| 4/6/2011 |
| WMT |
| 931142103 |
| 3 |
| ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
WAL-MART STORES, INC. |
| US |
| 6/3/2011 |
| ANNUAL |
| 4/6/2011 |
| WMT |
| 931142103 |
| 4 |
| ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
WAL-MART STORES, INC. |
| US |
| 6/3/2011 |
| ANNUAL |
| 4/6/2011 |
| WMT |
| 931142103 |
| 5 |
| GENDER IDENTITY NON-DISCRIMINATION POLICY |
| SHAREHOLD |
| FOR |
| AGAINST |
|
WAL-MART STORES, INC. |
| US |
| 6/3/2011 |
| ANNUAL |
| 4/6/2011 |
| WMT |
| 931142103 |
| 6 |
| POLITICAL CONTRIBUTIONS REPORT |
| SHAREHOLD |
| FOR |
| AGAINST |
|
WAL-MART STORES, INC. |
| US |
| 6/3/2011 |
| ANNUAL |
| 4/6/2011 |
| WMT |
| 931142103 |
| 7 |
| SPECIAL SHAREOWNER MEETINGS |
| SHAREHOLD |
| FOR |
| AGAINST |
|
WAL-MART STORES, INC. |
| US |
| 6/3/2011 |
| ANNUAL |
| 4/6/2011 |
| WMT |
| 931142103 |
| 8 |
| REQUIRE SUPPLIER(S) TO PUBLISH AN ANNUAL SUSTAINABILITY REPORT |
| SHAREHOLD |
| FOR |
| AGAINST |
|
WAL-MART STORES, INC. |
| US |
| 6/3/2011 |
| ANNUAL |
| 4/6/2011 |
| WMT |
| 931142103 |
| 9 |
| CLIMATE CHANGE RISK DISCLOSURE |
| SHAREHOLD |
| FOR |
| AGAINST |
|
CATEPILLAR INC. |
| US |
| 6/8/2011 |
| ANNUAL |
| 4/11/2011 |
| CAT |
| 149123101 |
| 1 |
| ELECTION OF NOMINEES: 1. DAVID L. CALHOUN, 2. DANIEL M. DICKINSON, 3. EUGENE V. FIFE, 4. JUAN GALLARDO, 5. DAVID R. GOODE, 6. JESSE J. GREENE, JR., 7. PETER A. MAGOWAN, 8. DENNIS A. MUILENBURG, 9. DOUGLAS R. OBERHELMAN, 10. WILLIAM A. OSBORN, 11. CHARLES D. POWELL, 12. EDWARD B. RUST, JR., 13. SUSAN C. SCHWAB, 14. JOSHUA I. SMITH, 15. MILES D. WHITE |
| MGMT |
| FOR |
| FOR |
|
CATEPILLAR INC. |
| US |
| 6/8/2011 |
| ANNUAL |
| 4/11/2011 |
| CAT |
| 149123101 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
CATEPILLAR INC. |
| US |
| 6/8/2011 |
| ANNUAL |
| 4/11/2011 |
| CAT |
| 149123101 |
| 3 |
| APPROVE AMENDED AND RESTATED CATERPILLAR INC. EXECUTIVE SHORT-TERM INCENTIVE PLAN |
| MGMT |
| FOR |
| FOR |
|
CATEPILLAR INC. |
| US |
| 6/8/2011 |
| ANNUAL |
| 4/11/2011 |
| CAT |
| 149123101 |
| 4 |
| ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
CATEPILLAR INC. |
| US |
| 6/8/2011 |
| ANNUAL |
| 4/11/2011 |
| CAT |
| 149123101 |
| 5 |
| ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES |
| MGMT |
| FOR |
| FOR |
|
CATEPILLAR INC. |
| US |
| 6/8/2011 |
| ANNUAL |
| 4/11/2011 |
| CAT |
| 149123101 |
| 6 |
| STOCKHOLDER PROPOSAL - REPORT ON POLITICAL CONTRIBUTIONS AND EXPENSES |
| SHAREHOLD |
| FOR |
| AGAINST |
|
CATEPILLAR INC. |
| US |
| 6/8/2011 |
| ANNUAL |
| 4/11/2011 |
| CAT |
| 149123101 |
| 7 |
| STOCKHOLDER PROPOSAL - EXECUTIVES TO RETAIN SIGNIFICANT STOCK |
| SHAREHOLD |
| FOR |
| AGAINST |
|
CATEPILLAR INC. |
| US |
| 6/8/2011 |
| ANNUAL |
| 4/11/2011 |
| CAT |
| 149123101 |
| 8 |
| STOCKHOLDER PROPOSAL - DIRECTOR ELECTION MAJORITY VOTE STANDARD |
| SHAREHOLD |
| FOR |
| AGAINST |
|
CATEPILLAR INC. |
| US |
| 6/8/2011 |
| ANNUAL |
| 4/11/2011 |
| CAT |
| 149123101 |
| 9 |
| STOCKHOLDER PROPOSAL - SPECIAL STOCKHOLDER MEETINGS |
| SHAREHOLD |
| FOR |
| AGAINST |
|
CATEPILLAR INC. |
| US |
| 6/8/2011 |
| ANNUAL |
| 4/11/2011 |
| CAT |
| 149123101 |
| 10 |
| STOCKHOLDER PROPOSAL - INDEPENDENT CHAIRMAN OF THE BOARD |
| SHAREHOLD |
| FOR |
| AGAINST |
|
CATEPILLAR INC. |
| US |
| 6/8/2011 |
| ANNUAL |
| 4/11/2011 |
| CAT |
| 149123101 |
| 11 |
| STOCKHOLDER PROPOSAL - REVIEW GLOBAL CORPORATE STANDARDS |
| SHAREHOLD |
| FOR |
| AGAINST |
|
CATEPILLAR INC. |
| US |
| 6/8/2011 |
| ANNUAL |
| 4/11/2011 |
| CAT |
| 149123101 |
| 12 |
| STOCKHOLDER PROPOSAL - DEATH BENEFITS POLICY |
| SHAREHOLD |
| FOR |
| AGAINST |
|
BEST BUY CO. INC. |
| US |
| 6/21/2011 |
| ANNUAL |
| 4/25/2011 |
| BBY |
| 086516101 |
| 1 |
| ELECTION OF NOMINEES: 1. RONALD JAMES, 2. SANJAY KHOSLA, 3. GEORGE L. MIKAN III, 4. MATTHEW H. PAULL, 5. RICHARD M. SCHULZE, 6. HATIM A. TYABJI |
| MGMT |
| FOR |
| FOR |
|
BEST BUY CO. INC. |
| US |
| 6/21/2011 |
| ANNUAL |
| 4/25/2011 |
| BBY |
| 086516101 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
BEST BUY CO. INC. |
| US |
| 6/21/2011 |
| ANNUAL |
| 4/25/2011 |
| BBY |
| 086516101 |
| 3 |
| APPROVAL OF AN AMENDMENT AND RESTATEMENT OF OUR AMENDED AND RESTATED BY-LAWS TO REMOVE THE MAXIMUM FOR THE NUMBER OF DIRECTORS SERVING ON THE BOARD OF DIRECTORS AND TO AUTHORIZE THE BOARD OF DIRECTORS TO DETERMINE THE NUMBER OF DIRECTORS SERVING FROM TIME TO TIME |
| MGMT |
| FOR |
| FOR |
|
BEST BUY CO. INC. |
| US |
| 6/21/2011 |
| ANNUAL |
| 4/25/2011 |
| BBY |
| 086516101 |
| 4 |
| APPROVAL OF AMENDMENTS TO OUR 2004 OMNIBUS STOCK AND INCENTIVE PLAN, AS AMENDED |
| MGMT |
| FOR |
| FOR |
|
BEST BUY CO. INC. |
| US |
| 6/21/2011 |
| ANNUAL |
| 4/25/2011 |
| BBY |
| 086516101 |
| 5 |
| APPROVAL OF OUR EXECUTIVE SHORT-TERM INCENTIVE PLAN |
| MGMT |
| FOR |
| FOR |
|
BEST BUY CO. INC. |
| US |
| 6/21/2011 |
| ANNUAL |
| 4/25/2011 |
| BBY |
| 086516101 |
| 6 |
| ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
BEST BUY CO. INC. |
| US |
| 6/21/2011 |
| ANNUAL |
| 4/25/2011 |
| BBY |
| 086516101 |
| 7 |
| ADVISORY VOTE ON FREQUENCY OF SHAREHOLDER ADVISORY VOTES ON OUR EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
BEST BUY CO. INC. |
| US |
| 6/21/2011 |
| ANNUAL |
| 4/25/2011 |
| BBY |
| 086516101 |
| 8 |
| VOTE ON THE NON-BINDING SHAREHOLDER PROPOSAL REGARDING DECLASSIFICATION OF OUR BOARD OF DIRECTORS, IF PROPERLY PRESENTED AT THE MEETING |
| SHAREHOLD |
| FOR |
| AGAINST |
|
PACIFIC ADVISORS FUNDS PROXY VOTING RECORD
FOR THE PERIOD JULY 1, 2010 - JUNE 30, 2011
LARGE CAP VALUE FUND
|
|
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|
|
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|
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|
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| PG VOTE |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| (“FOR”), |
|
|
|
|
|
|
| MEETING |
|
|
|
|
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|
|
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|
| (“FOR”) |
| (“AGAINST”), |
|
|
|
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|
|
| TYPE |
|
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|
|
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|
|
|
|
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| PROPOSED BY |
| OR |
| (“ABSTAIN”), |
|
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|
|
|
|
| (“ANNUAL”) |
|
|
|
|
|
|
| AGENDA |
| AGENDA |
| (“MGMT”) |
| (“AGAINST”) |
| (“WITHHOLD”) |
|
|
|
|
| MEETING |
| OR |
| RECORD |
|
|
| SECURITY ID |
| ITEM |
| ITEM |
| OR |
| MGMT |
| OR |
|
COMPANY NAME |
| COUNTRY |
| DATE |
| (“SPECIAL”) |
| DATE |
| TICKER |
| (CUSIP) |
| NUMBER |
| DESCRIPTION |
| (“SHAREHOLD”) |
| RECOMMENDATION |
| (“NOT RECD”) |
|
H.J. HEINZ COMPANY |
| US |
| 8/31/2010 |
| ANNUAL |
| 6/2/2010 |
| HNZ |
| 423074103 |
| 1A |
| ELECTION OF NOMINEES: W.R. JOHNSON |
| MGMT |
| FOR |
| FOR |
|
H.J. HEINZ COMPANY |
| US |
| 8/31/2010 |
| ANNUAL |
| 6/2/2010 |
| HNZ |
| 423074103 |
| 1B |
| ELECTION OF NOMINEES: C.E. BUNCH |
| MGMT |
| FOR |
| FOR |
|
H.J. HEINZ COMPANY |
| US |
| 8/31/2010 |
| ANNUAL |
| 6/2/2010 |
| HNZ |
| 423074103 |
| 1C |
| ELECTION OF NOMINEES: L.S. COLEMAN, JR. |
| MGMT |
| FOR |
| FOR |
|
H.J. HEINZ COMPANY |
| US |
| 8/31/2010 |
| ANNUAL |
| 6/2/2010 |
| HNZ |
| 423074103 |
| 1D |
| ELECTION OF NOMINEES: J.G. DROSDICK |
| MGMT |
| FOR |
| FOR |
|
H.J. HEINZ COMPANY |
| US |
| 8/31/2010 |
| ANNUAL |
| 6/2/2010 |
| HNZ |
| 423074103 |
| 1E |
| ELECTION OF NOMINEES: E.E. HOLIDAY |
| MGMT |
| FOR |
| FOR |
|
H.J. HEINZ COMPANY |
| US |
| 8/31/2010 |
| ANNUAL |
| 6/2/2010 |
| HNZ |
| 423074103 |
| 1F |
| ELECTION OF NOMINEES: C. KENDLE |
| MGMT |
| FOR |
| FOR |
|
H.J. HEINZ COMPANY |
| US |
| 8/31/2010 |
| ANNUAL |
| 6/2/2010 |
| HNZ |
| 423074103 |
| 1G |
| ELECTION OF NOMINEES: D.R. O’HARE |
| MGMT |
| FOR |
| FOR |
|
H.J. HEINZ COMPANY |
| US |
| 8/31/2010 |
| ANNUAL |
| 6/2/2010 |
| HNZ |
| 423074103 |
| 1H |
| ELECTION OF NOMINEES: N. PELTZ |
| MGMT |
| FOR |
| FOR |
|
H.J. HEINZ COMPANY |
| US |
| 8/31/2010 |
| ANNUAL |
| 6/2/2010 |
| HNZ |
| 423074103 |
| 1I |
| ELECTION OF NOMINEES: D.H. REILLEY |
| MGMT |
| FOR |
| FOR |
|
H.J. HEINZ COMPANY |
| US |
| 8/31/2010 |
| ANNUAL |
| 6/2/2010 |
| HNZ |
| 423074103 |
| 1J |
| ELECTION OF NOMINEES: L.C. SWANN |
| MGMT |
| FOR |
| FOR |
|
H.J. HEINZ COMPANY |
| US |
| 8/31/2010 |
| ANNUAL |
| 6/2/2010 |
| HNZ |
| 423074103 |
| 1K |
| ELECTION OF NOMINEES: T.J. USHER |
| MGMT |
| FOR |
| FOR |
|
H.J. HEINZ COMPANY |
| US |
| 8/31/2010 |
| ANNUAL |
| 6/2/2010 |
| HNZ |
| 423074103 |
| 1L |
| ELECTION OF NOMINEES: M.F. WEINSTEIN |
| MGMT |
| FOR |
| FOR |
|
H.J. HEINZ COMPANY |
| US |
| 8/31/2010 |
| ANNUAL |
| 6/2/2010 |
| HNZ |
| 423074103 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
H.J. HEINZ COMPANY |
| US |
| 8/31/2010 |
| ANNUAL |
| 6/2/2010 |
| HNZ |
| 423074103 |
| 3 |
| SHAREHOLDER PROPOSAL REQUESTING THE RIGHT TO SHAREHOLDER ACTION BY WRITTEN CONSENT |
| SHAREHOLD |
| FOR |
| AGAINST |
|
FEDEX CORPORATION |
| US |
| 9/27/2010 |
| ANNUAL |
| 8/2/2010 |
| FDX |
| 31428X106 |
| 1A |
| ELECTION OF NOMINEES: JAMES L. BARKSDALE |
| MGMT |
| FOR |
| FOR |
|
FEDEX CORPORATION |
| US |
| 9/27/2010 |
| ANNUAL |
| 8/2/2010 |
| FDX |
| 31428X106 |
| 1B |
| ELECTION OF NOMINEES: JOHN A. EDWARDSON |
| MGMT |
| FOR |
| FOR |
|
FEDEX CORPORATION |
| US |
| 9/27/2010 |
| ANNUAL |
| 8/2/2010 |
| FDX |
| 31428X106 |
| 1C |
| ELECTION OF NOMINEES: J.R. HYDE, III |
| MGMT |
| FOR |
| FOR |
|
FEDEX CORPORATION |
| US |
| 9/27/2010 |
| ANNUAL |
| 8/2/2010 |
| FDX |
| 31428X106 |
| 1D |
| ELECTION OF NOMINEES: SHIRLEY A. JACKSON |
| MGMT |
| FOR |
| FOR |
|
FEDEX CORPORATION |
| US |
| 9/27/2010 |
| ANNUAL |
| 8/2/2010 |
| FDX |
| 31428X106 |
| 1E |
| ELECTION OF NOMINEES: STEVEN R. LORANGER |
| MGMT |
| FOR |
| FOR |
|
FEDEX CORPORATION |
| US |
| 9/27/2010 |
| ANNUAL |
| 8/2/2010 |
| FDX |
| 31428X106 |
| 1F |
| ELECTION OF NOMINEES: GARY W. LOVEMAN |
| MGMT |
| FOR |
| FOR |
|
FEDEX CORPORATION |
| US |
| 9/27/2010 |
| ANNUAL |
| 8/2/2010 |
| FDX |
| 31428X106 |
| 1G |
| ELECTION OF NOMINEES: SUSAN C. SCHWAB |
| MGMT |
| FOR |
| FOR |
|
FEDEX CORPORATION |
| US |
| 9/27/2010 |
| ANNUAL |
| 8/2/2010 |
| FDX |
| 31428X106 |
| 1H |
| ELECTION OF NOMINEES: FREDERICK W. SMITH |
| MGMT |
| FOR |
| FOR |
|
FEDEX CORPORATION |
| US |
| 9/27/2010 |
| ANNUAL |
| 8/2/2010 |
| FDX |
| 31428X106 |
| 1I |
| ELECTION OF NOMINEES: JOSHUA I. SMITH |
| MGMT |
| FOR |
| FOR |
|
FEDEX CORPORATION |
| US |
| 9/27/2010 |
| ANNUAL |
| 8/2/2010 |
| FDX |
| 31428X106 |
| 1J |
| ELECTION OF NOMINEES: DAVID P. STEINER |
| MGMT |
| FOR |
| FOR |
|
FEDEX CORPORATION |
| US |
| 9/27/2010 |
| ANNUAL |
| 8/2/2010 |
| FDX |
| 31428X106 |
| 1K |
| ELECTION OF NOMINEES: PAUL S. WALSH |
| MGMT |
| FOR |
| FOR |
|
FEDEX CORPORATION |
| US |
| 9/27/2010 |
| ANNUAL |
| 8/2/2010 |
| FDX |
| 31428X106 |
| 2 |
| ADOPTION OF 2010 OMNIBUS STOCK INCENTIVE PLAN |
| MGMT |
| FOR |
| FOR |
|
FEDEX CORPORATION |
| US |
| 9/27/2010 |
| ANNUAL |
| 8/2/2010 |
| FDX |
| 31428X106 |
| 3 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
FEDEX CORPORATION |
| US |
| 9/27/2010 |
| ANNUAL |
| 8/2/2010 |
| FDX |
| 31428X106 |
| 4 |
| STOCKHOLDER PROPOSAL REGARDING INDEPENDENT BOARD CHAIRMAN |
| SHAREHOLD |
| FOR |
| AGAINST |
|
FEDEX CORPORATION |
| US |
| 9/27/2010 |
| ANNUAL |
| 8/2/2010 |
| FDX |
| 31428X106 |
| 5 |
| SHAREHOLDER ACTION BY WRITTEN CONSENT |
| SHAREHOLD |
| FOR |
| AGAINST |
|
FEDEX CORPORATION |
| US |
| 9/27/2010 |
| ANNUAL |
| 8/2/2010 |
| FDX |
| 31428X106 |
| 6 |
| STOCKHOLDER PROPOSAL REGARDING CEO SUCCESSION PLANNING |
| SHAREHOLD |
| FOR |
| AGAINST |
|
THE PROCTER & GAMBLE COMPANY |
| US |
| 10/12/2010 |
| ANNUAL |
| 8/13/2010 |
| PG |
| 742718109 |
| 1a |
| ELECTION OF NOMINEES: ANGELA F. BRALY |
| MGMT |
| FOR |
| FOR |
|
THE PROCTER & GAMBLE COMPANY |
| US |
| 10/12/2010 |
| ANNUAL |
| 8/13/2010 |
| PG |
| 742718109 |
| 1b |
| ELECTION OF NOMINEES: KENNETH I. CHENAULT |
| MGMT |
| FOR |
| FOR |
|
THE PROCTER & GAMBLE COMPANY |
| US |
| 10/12/2010 |
| ANNUAL |
| 8/13/2010 |
| PG |
| 742718109 |
| 1c |
| ELECTION OF NOMINEES: SCOTT D. COOK |
| MGMT |
| FOR |
| FOR |
|
THE PROCTER & GAMBLE COMPANY |
| US |
| 10/12/2010 |
| ANNUAL |
| 8/13/2010 |
| PG |
| 742718109 |
| 1d |
| ELECTION OF NOMINEES: RAJAT K. GUPTA |
| MGMT |
| FOR |
| FOR |
|
THE PROCTER & GAMBLE COMPANY |
| US |
| 10/12/2010 |
| ANNUAL |
| 8/13/2010 |
| PG |
| 742718109 |
| 1e |
| ELECTION OF NOMINEES: ROBERT A. MCDONALD |
| MGMT |
| FOR |
| FOR |
|
THE PROCTER & GAMBLE COMPANY |
| US |
| 10/12/2010 |
| ANNUAL |
| 8/13/2010 |
| PG |
| 742718109 |
| 1f |
| ELECTION OF NOMINEES: W. JAMES MCNERNEY, JR. |
| MGMT |
| FOR |
| FOR |
|
THE PROCTER & GAMBLE COMPANY |
| US |
| 10/12/2010 |
| ANNUAL |
| 8/13/2010 |
| PG |
| 742718109 |
| 1g |
| ELECTION OF NOMINEES: JOHNATHAN A. RODGERS |
| MGMT |
| FOR |
| FOR |
|
THE PROCTER & GAMBLE COMPANY |
| US |
| 10/12/2010 |
| ANNUAL |
| 8/13/2010 |
| PG |
| 742718109 |
| 1h |
| ELECTION OF NOMINEES: MARY A. WILDEROTTER |
| MGMT |
| FOR |
| FOR |
|
THE PROCTER & GAMBLE COMPANY |
| US |
| 10/12/2010 |
| ANNUAL |
| 8/13/2010 |
| PG |
| 742718109 |
| 1i |
| ELECTION OF NOMINEES: PATRICIA A. WOERTZ |
| MGMT |
| FOR |
| FOR |
|
THE PROCTER & GAMBLE COMPANY |
| US |
| 10/12/2010 |
| ANNUAL |
| 8/13/2010 |
| PG |
| 742718109 |
| 1j |
| ELECTION OF NOMINEES: ERNESTO ZEDILLO |
| MGMT |
| FOR |
| FOR |
|
THE PROCTER & GAMBLE COMPANY |
| US |
| 10/12/2010 |
| ANNUAL |
| 8/13/2010 |
| PG |
| 742718109 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
THE PROCTER & GAMBLE COMPANY |
| US |
| 10/12/2010 |
| ANNUAL |
| 8/13/2010 |
| PG |
| 742718109 |
| 3 |
| SHAREHOLDER PROPOSAL - CUMULATIVE VOTING |
| SHAREHOLD |
| FOR |
| AGAINST |
|
PAYCHEX, INC. |
| US |
| 10/13/2010 |
| ANNUAL |
| 8/16/2010 |
| PAYX |
| 704326107 |
| 1A |
| ELECTION OF NOMINEES: B. THOMAS GOLISANO |
| MGMT |
| FOR |
| FOR |
|
PAYCHEX, INC. |
| US |
| 10/13/2010 |
| ANNUAL |
| 8/16/2010 |
| PAYX |
| 704326107 |
| 1B |
| ELECTION OF NOMINEES: DAVID J. S. FLASCHEN |
| MGMT |
| FOR |
| FOR |
|
PAYCHEX, INC. |
| US |
| 10/13/2010 |
| ANNUAL |
| 8/16/2010 |
| PAYX |
| 704326107 |
| 1C |
| ELECTION OF NOMINEES: GRANT M. INMAN |
| MGMT |
| FOR |
| FOR |
|
PAYCHEX, INC. |
| US |
| 10/13/2010 |
| ANNUAL |
| 8/16/2010 |
| PAYX |
| 704326107 |
| 1D |
| ELECTION OF NOMINEES: PAMELA A. JOSEPH |
| MGMT |
| FOR |
| FOR |
|
PAYCHEX, INC. |
| US |
| 10/13/2010 |
| ANNUAL |
| 8/16/2010 |
| PAYX |
| 704326107 |
| 1E |
| ELECTION OF NOMINEES: JOSEPH M. TUCCI |
| MGMT |
| FOR |
| FOR |
|
PAYCHEX, INC. |
| US |
| 10/13/2010 |
| ANNUAL |
| 8/16/2010 |
| PAYX |
| 704326107 |
| 1F |
| ELECTION OF NOMINEES: JOSEPH M. VELLI |
| MGMT |
| FOR |
| FOR |
|
PAYCHEX, INC. |
| US |
| 10/13/2010 |
| ANNUAL |
| 8/16/2010 |
| PAYX |
| 704326107 |
| 2 |
| TO AMEND THE PAYCHEX, INC. 2002 STOCK INCENTIVE PLAN, INCLUDING AN INCREASE IN THE SHARES AVAILABLE UNDER THE PLAN |
| MGMT |
| FOR |
| FOR |
|
PAYCHEX, INC. |
| US |
| 10/13/2010 |
| ANNUAL |
| 8/16/2010 |
| PAYX |
| 704326107 |
| 3 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
CARDINAL HEALTH, INC. |
| US |
| 11/3/2010 |
| ANNUAL |
| 9/7/2010 |
| CAH |
| 14149Y108 |
| 1A |
| ELECTION OF NOMINEES: COLLEEN F. ARNOLD |
| MGMT |
| FOR |
| FOR |
|
CARDINAL HEALTH, INC. |
| US |
| 11/3/2010 |
| ANNUAL |
| 9/7/2010 |
| CAH |
| 14149Y108 |
| 1B |
| ELECTION OF NOMINEES: GEORGE S. BARRETT |
| MGMT |
| FOR |
| FOR |
|
CARDINAL HEALTH, INC. |
| US |
| 11/3/2010 |
| ANNUAL |
| 9/7/2010 |
| CAH |
| 14149Y108 |
| 1C |
| ELECTION OF NOMINEES: GLENN A. BRITT |
| MGMT |
| FOR |
| FOR |
|
CARDINAL HEALTH, INC. |
| US |
| 11/3/2010 |
| ANNUAL |
| 9/7/2010 |
| CAH |
| 14149Y108 |
| 1D |
| ELECTION OF NOMINEES: CARRIE S. COX |
| MGMT |
| FOR |
| FOR |
|
CARDINAL HEALTH, INC. |
| US |
| 11/3/2010 |
| ANNUAL |
| 9/7/2010 |
| CAH |
| 14149Y108 |
| 1E |
| ELECTION OF NOMINEES: CALVIN DARDEN |
| MGMT |
| FOR |
| FOR |
|
CARDINAL HEALTH, INC. |
| US |
| 11/3/2010 |
| ANNUAL |
| 9/7/2010 |
| CAH |
| 14149Y108 |
| 1F |
| ELECTION OF NOMINEES: BRUCE L. DOWNEY |
| MGMT |
| FOR |
| FOR |
|
CARDINAL HEALTH, INC. |
| US |
| 11/3/2010 |
| ANNUAL |
| 9/7/2010 |
| CAH |
| 14149Y108 |
| 1G |
| ELECTION OF NOMINEES: JOHN F. FINN |
| MGMT |
| FOR |
| FOR |
|
CARDINAL HEALTH, INC. |
| US |
| 11/3/2010 |
| ANNUAL |
| 9/7/2010 |
| CAH |
| 14149Y108 |
| 1H |
| ELECTION OF NOMINEES: GREGORY B. KENNY |
| MGMT |
| FOR |
| FOR |
|
CARDINAL HEALTH, INC. |
| US |
| 11/3/2010 |
| ANNUAL |
| 9/7/2010 |
| CAH |
| 14149Y108 |
| 1I |
| ELECTION OF NOMINEES: JAMES J. MONGAN, M.D. |
| MGMT |
| FOR |
| FOR |
|
CARDINAL HEALTH, INC. |
| US |
| 11/3/2010 |
| ANNUAL |
| 9/7/2010 |
| CAH |
| 14149Y108 |
| 1J |
| ELECTION OF NOMINEES: RICHARD C. NOTEBAERT |
| MGMT |
| FOR |
| FOR |
|
CARDINAL HEALTH, INC. |
| US |
| 11/3/2010 |
| ANNUAL |
| 9/7/2010 |
| CAH |
| 14149Y108 |
| 1K |
| ELECTION OF NOMINEES: DAVID W. RAISBECK |
| MGMT |
| FOR |
| FOR |
|
CARDINAL HEALTH, INC. |
| US |
| 11/3/2010 |
| ANNUAL |
| 9/7/2010 |
| CAH |
| 14149Y108 |
| 1L |
| ELECTION OF NOMINEES: JEAN G. SPAULDING, M.D. |
| MGMT |
| FOR |
| FOR |
|
CARDINAL HEALTH, INC. |
| US |
| 11/3/2010 |
| ANNUAL |
| 9/7/2010 |
| CAH |
| 14149Y108 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
CARDINAL HEALTH, INC. |
| US |
| 11/3/2010 |
| ANNUAL |
| 9/7/2010 |
| CAH |
| 14149Y108 |
| 3 |
| PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY’S RESTATED CODE OF REGULATIONS ALLOWING THE BOARD OF DIRECTORS TO AMEND THE RESTATED CODE OF REGULATIONS |
| MGMT |
| FOR |
| FOR |
|
CARDINAL HEALTH, INC. |
| US |
| 11/3/2010 |
| ANNUAL |
| 9/7/2010 |
| CAH |
| 14149Y108 |
| 4 |
| SHAREHOLDER PROPOSAL REGARDING PERFORMACE-BASED STOCK OPTIONS |
| SHAREHOLD |
| FOR |
| AGAINST |
|
CARDINAL HEALTH, INC. |
| US |
| 11/3/2010 |
| ANNUAL |
| 9/7/2010 |
| CAH |
| 14149Y108 |
| 5 |
| SHAREHOLDER PROPOSAL TO AMEND THE RESTATED CODE OF REGULATIONS TO REQUIRE THAT THE CHAIRMAN OF THE |
| SHAREHOLD |
| FOR |
| AGAINST |
|
CARDINAL HEALTH, INC. |
| US |
| 11/3/2010 |
| ANNUAL |
| 9/7/2010 |
| CAH |
| 14149Y108 |
| 6 |
| SHAREHOLDER PROPOSAL REGARDING SPECIAL SHAREOWNER MEETINGS |
| SHAREHOLD |
| FOR |
| AGAINST |
|
SYSCO CORPORATION |
| US |
| 11/12/2010 |
| ANNUAL |
| 9/14/2010 |
| SYY |
| 871829107 |
| 1A |
| ELECTION OF NOMINEES: JOHN M. CASSADAY |
| MGMT |
| FOR |
| FOR |
|
SYSCO CORPORATION |
| US |
| 11/12/2010 |
| ANNUAL |
| 9/14/2010 |
| SYY |
| 871829107 |
| 1B |
| ELECTION OF NOMINEES: MANUEL A. FERNANDEZ |
| MGMT |
| FOR |
| FOR |
|
SYSCO CORPORATION |
| US |
| 11/12/2010 |
| ANNUAL |
| 9/14/2010 |
| SYY |
| 871829107 |
| 1C |
| ELECTION OF NOMINEES: HANS-JOACHIM KOERBER |
| MGMT |
| FOR |
| FOR |
|
SYSCO CORPORATION |
| US |
| 11/12/2010 |
| ANNUAL |
| 9/14/2010 |
| SYY |
| 871829107 |
| 1D |
| ELECTION OF NOMINEES: JACKIE M. WARD |
| MGMT |
| FOR |
| FOR |
|
SYSCO CORPORATION |
| US |
| 11/12/2010 |
| ANNUAL |
| 9/14/2010 |
| SYY |
| 871829107 |
| 2 |
| TO APPROVE AN AMENDMENT TO THE SYSCO CORPORATION 1974 EMPLOYEES’ STOCK PURCHASE PLAN TO RESERVE 5,000,000 ADDITIONAL SHARES OF SYSCO CORPORATION COMMON STOCK FOR ISSUANCE UNDER THE PLAN |
| MGMT |
| FOR |
| FOR |
|
SYSCO CORPORATION |
| US |
| 11/12/2010 |
| ANNUAL |
| 9/14/2010 |
| SYY |
| 871829107 |
| 3 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
MICROSOFT CORPORATION |
| US |
| 11/16/2010 |
| ANNUAL |
| 9/3/2010 |
| MSFT |
| 594918104 |
| 1 |
| ELECTION OF NOMINEES: STEVEN A. BALLMER |
| MGMT |
| FOR |
| FOR |
|
MICROSOFT CORPORATION |
| US |
| 11/16/2010 |
| ANNUAL |
| 9/3/2010 |
| MSFT |
| 594918104 |
| 2 |
| ELECTION OF NOMINEES: DINA DUBLON |
| MGMT |
| FOR |
| FOR |
|
MICROSOFT CORPORATION |
| US |
| 11/16/2010 |
| ANNUAL |
| 9/3/2010 |
| MSFT |
| 594918104 |
| 3 |
| ELECTION OF NOMINEES: WILLIAM H. GATES III |
| MGMT |
| FOR |
| FOR |
|
MICROSOFT CORPORATION |
| US |
| 11/16/2010 |
| ANNUAL |
| 9/3/2010 |
| MSFT |
| 594918104 |
| 4 |
| ELECTION OF NOMINEES: RAYMOND V. GILMARTIN |
| MGMT |
| FOR |
| FOR |
|
MICROSOFT CORPORATION |
| US |
| 11/16/2010 |
| ANNUAL |
| 9/3/2010 |
| MSFT |
| 594918104 |
| 5 |
| ELECTION OF NOMINEES: REED HASTINGS |
| MGMT |
| FOR |
| FOR |
|
MICROSOFT CORPORATION |
| US |
| 11/16/2010 |
| ANNUAL |
| 9/3/2010 |
| MSFT |
| 594918104 |
| 6 |
| ELECTION OF NOMINEES: MARIA M. KLAWE |
| MGMT |
| FOR |
| FOR |
|
MICROSOFT CORPORATION |
| US |
| 11/16/2010 |
| ANNUAL |
| 9/3/2010 |
| MSFT |
| 594918104 |
| 7 |
| ELECTION OF NOMINEES: DAVID F. MARQUARDT |
| MGMT |
| FOR |
| FOR |
|
MICROSOFT CORPORATION |
| US |
| 11/16/2010 |
| ANNUAL |
| 9/3/2010 |
| MSFT |
| 594918104 |
| 8 |
| ELECTION OF NOMINEES: CHARLES H. NOSKI |
| MGMT |
| FOR |
| FOR |
|
MICROSOFT CORPORATION |
| US |
| 11/16/2010 |
| ANNUAL |
| 9/3/2010 |
| MSFT |
| 594918104 |
| 9 |
| ELECTION OF NOMINEES: HELMUT PANKE |
| MGMT |
| FOR |
| FOR |
|
MICROSOFT CORPORATION |
| US |
| 11/16/2010 |
| ANNUAL |
| 9/3/2010 |
| MSFT |
| 594918104 |
| 10 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
MICROSOFT CORPORATION |
| US |
| 11/16/2010 |
| ANNUAL |
| 9/3/2010 |
| MSFT |
| 594918104 |
| 11 |
| SHAREHOLDER PROPOSAL - ESTABLISHMENT OF BOARD COMMITTEE ON ENVIRONMENTAL SUSTAINABILITY |
| SHAREHOLD |
| FOR |
| AGAINST |
|
THE CLOROX COMPANY |
| US |
| 11/17/2010 |
| ANNUAL |
| 9/20/2010 |
| CLX |
| 189054109 |
| 1A |
| ELECTION OF NOMINEES: DANIEL BOGGAN, JR. |
| MGMT |
| FOR |
| FOR |
|
THE CLOROX COMPANY |
| US |
| 11/17/2010 |
| ANNUAL |
| 9/20/2010 |
| CLX |
| 189054109 |
| 1B |
| ELECTION OF NOMINEES: RICHARD H. CARMONA |
| MGMT |
| FOR |
| FOR |
|
THE CLOROX COMPANY |
| US |
| 11/17/2010 |
| ANNUAL |
| 9/20/2010 |
| CLX |
| 189054109 |
| 1C |
| ELECTION OF NOMINEES: TULLY M. FRIEDMAN |
| MGMT |
| FOR |
| FOR |
|
THE CLOROX COMPANY |
| US |
| 11/17/2010 |
| ANNUAL |
| 9/20/2010 |
| CLX |
| 189054109 |
| 1D |
| ELECTION OF NOMINEES: GEORGE J. HARAD |
| MGMT |
| FOR |
| FOR |
|
THE CLOROX COMPANY |
| US |
| 11/17/2010 |
| ANNUAL |
| 9/20/2010 |
| CLX |
| 189054109 |
| 1E |
| ELECTION OF NOMINEES: DONALD R. KNAUSS |
| MGMT |
| FOR |
| FOR |
|
THE CLOROX COMPANY |
| US |
| 11/17/2010 |
| ANNUAL |
| 9/20/2010 |
| CLX |
| 189054109 |
| 1F |
| ELECTION OF NOMINEES: ROBERT W. MATSCHULLAT |
| MGMT |
| FOR |
| FOR |
|
THE CLOROX COMPANY |
| US |
| 11/17/2010 |
| ANNUAL |
| 9/20/2010 |
| CLX |
| 189054109 |
| 1G |
| ELECTION OF NOMINEES: GARY G. MICHAEL |
| MGMT |
| FOR |
| FOR |
|
THE CLOROX COMPANY |
| US |
| 11/17/2010 |
| ANNUAL |
| 9/20/2010 |
| CLX |
| 189054109 |
| 1H |
| ELECTION OF NOMINEES: EDWARD A. MUELLER |
| MGMT |
| FOR |
| FOR |
|
THE CLOROX COMPANY |
| US |
| 11/17/2010 |
| ANNUAL |
| 9/20/2010 |
| CLX |
| 189054109 |
| 1I |
| ELECTION OF NOMINEES: JAN L. MURLEY |
| MGMT |
| FOR |
| FOR |
|
THE CLOROX COMPANY |
| US |
| 11/17/2010 |
| ANNUAL |
| 9/20/2010 |
| CLX |
| 189054109 |
| 1J |
| ELECTION OF NOMINEES: PAMELA THOMAS-GRAHAM |
| MGMT |
| FOR |
| FOR |
|
THE CLOROX COMPANY |
| US |
| 11/17/2010 |
| ANNUAL |
| 9/20/2010 |
| CLX |
| 189054109 |
| 1K |
| ELECTION OF NOMINEES: CAROLYN M. TICKNOR |
| MGMT |
| FOR |
| FOR |
|
THE CLOROX COMPANY |
| US |
| 11/17/2010 |
| ANNUAL |
| 9/20/2010 |
| CLX |
| 189054109 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
THE CLOROX COMPANY |
| US |
| 11/17/2010 |
| ANNUAL |
| 9/20/2010 |
| CLX |
| 189054109 |
| 3 |
| APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE COMPANY’S 2005 STOCK INCENTIVE PLAN |
| MGMT |
| FOR |
| FOR |
|
THE CLOROX COMPANY |
| US |
| 11/17/2010 |
| ANNUAL |
| 9/20/2010 |
| CLX |
| 189054109 |
| 4 |
| APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE COMPANY’S EXECUTIVE INCENTIVE COMPENSATION PLAN |
| MGMT |
| FOR |
| FOR |
|
THE CLOROX COMPANY |
| US |
| 11/17/2010 |
| ANNUAL |
| 9/20/2010 |
| CLX |
| 189054109 |
| 5 |
| STOCKHOLDER PROPOSAL ON INDEPENDENT CHAIRMAN |
| SHAREHOLD |
| FOR |
| AGAINST |
|
APPLE INC. |
| US |
| 2/23/2011 |
| ANNUAL |
| 12/27/2010 |
| AAPL |
| 037833100 |
| 1 |
| ELECTION OF NOMINEES: 01. WILLIAM V. CAMPBELL, 02. MILLARD S. DREXLAR, 03. ALBERT A. GORE JR., 04. STEVEN P. JOBS, 05. ANDREA JUNG, 06. ARTHUR D. LEVINSON, 07. RONALD D. SUGAR |
| MGMT |
| FOR |
| FOR |
|
APPLE INC. |
| US |
| 2/23/2011 |
| ANNUAL |
| 12/27/2010 |
| AAPL |
| 037833100 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
APPLE INC. |
| US |
| 2/23/2011 |
| ANNUAL |
| 12/27/2010 |
| AAPL |
| 037833100 |
| 3 |
| ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
APPLE INC. |
| US |
| 2/23/2011 |
| ANNUAL |
| 12/27/2010 |
| AAPL |
| 037833100 |
| 4 |
| ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
APPLE INC. |
| US |
| 2/23/2011 |
| ANNUAL |
| 12/27/2010 |
| AAPL |
| 037833100 |
| 5 |
| SHAREHOLDER PROPOSAL REGARDING SUCCESSION PLANNING, IF PROPERLY PRESENTED AT THE MEETING |
| SHAREHOLD |
| FOR |
| AGAINST |
|
APPLE INC. |
| US |
| 2/23/2011 |
| ANNUAL |
| 12/27/2010 |
| AAPL |
| 037833100 |
| 6 |
| SHAREHOLDER PROPOSAL REGARDING MAJORITY VOTING, IF PROPERLY PRESENTED AT THE MEETING |
| SHAREHOLD |
| FOR |
| AGAINST |
|
GENUINE PARTS COMPANY |
| US |
| 4/18/2011 |
| ANNUAL |
| 2/10/2011 |
| GPC |
| 372460105 |
| 1 |
| ELECTION OF NOMINEES: 1. DR. MARY B. BULLOCK, 2. JEAN DOUVILLE, 3. THOMAS C. GALLAGHER, 4. GEORGE C. “JACK” GUYNN, 5. JOHN R. HOLDER, 6. JOHN D. JOHNS, 7. MICHAEL M.E. JOHNS, MD, 8. J. HICKS LANIER, 9. R.C. LOUDERMILK JR., 10. WENDY B. NEEDHAM, 11. JERRY W. NIX, 12. GARY W. ROLLINS |
| MGMT |
| FOR |
| FOR |
|
GENUINE PARTS COMPANY |
| US |
| 4/18/2011 |
| ANNUAL |
| 2/10/2011 |
| GPC |
| 372460105 |
| 2 |
| ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
GENUINE PARTS COMPANY |
| US |
| 4/18/2011 |
| ANNUAL |
| 2/10/2011 |
| GPC |
| 372460105 |
| 3 |
| ADVISORY VOTE ON FREQUENCY OF SHAREHOLDER VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
GENUINE PARTS COMPANY |
| US |
| 4/18/2011 |
| ANNUAL |
| 2/10/2011 |
| GPC |
| 372460105 |
| 4 |
| RE-APPROVAL OF THE MATERIAL TERMS OF PERFORMANCE GOALS FOR QUALIFIED PERFORMANCE-BASED AWARDS UNDER THE GENUINE PARTS COMPANY 2006 LONG-TERM INCENTIVE PLAN |
| MGMT |
| FOR |
| FOR |
|
GENUINE PARTS COMPANY |
| US |
| 4/18/2011 |
| ANNUAL |
| 2/10/2011 |
| GPC |
| 372460105 |
| 5 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
HONEYWELL INTERNATIONAL INC. |
| US |
| 4/25/2011 |
| ANNUAL |
| 2/25/2011 |
| HON |
| 438516106 |
| 1A |
| ELECTION OF NOMINEES: GORDON M. BETHUNE |
| MGMT |
| FOR |
| FOR |
|
HONEYWELL INTERNATIONAL INC. |
| US |
| 4/25/2011 |
| ANNUAL |
| 2/25/2011 |
| HON |
| 438516106 |
| 1B |
| ELECTION OF NOMINEES: KEVIN BURKE |
| MGMT |
| FOR |
| FOR |
|
HONEYWELL INTERNATIONAL INC. |
| US |
| 4/25/2011 |
| ANNUAL |
| 2/25/2011 |
| HON |
| 438516106 |
| 1C |
| ELECTION OF NOMINEES: JAIME CHICO PARDO |
| MGMT |
| FOR |
| FOR |
|
HONEYWELL INTERNATIONAL INC. |
| US |
| 4/25/2011 |
| ANNUAL |
| 2/25/2011 |
| HON |
| 438516106 |
| 1D |
| ELECTION OF NOMINEES: DAVID M. COTE |
| MGMT |
| FOR |
| FOR |
|
HONEYWELL INTERNATIONAL INC. |
| US |
| 4/25/2011 |
| ANNUAL |
| 2/25/2011 |
| HON |
| 438516106 |
| 1E |
| ELECTION OF NOMINEES: D. SCOTT DAVIS |
| MGMT |
| FOR |
| FOR |
|
HONEYWELL INTERNATIONAL INC. |
| US |
| 4/25/2011 |
| ANNUAL |
| 2/25/2011 |
| HON |
| 438516106 |
| 1F |
| ELECTION OF NOMINEES: LINNET F. DEILY |
| MGMT |
| FOR |
| FOR |
|
HONEYWELL INTERNATIONAL INC. |
| US |
| 4/25/2011 |
| ANNUAL |
| 2/25/2011 |
| HON |
| 438516106 |
| 1G |
| ELECTION OF NOMINEES: JUDD GREGG |
| MGMT |
| FOR |
| FOR |
|
HONEYWELL INTERNATIONAL INC. |
| US |
| 4/25/2011 |
| ANNUAL |
| 2/25/2011 |
| HON |
| 438516106 |
| 1H |
| ELECTION OF NOMINEES: CLIVE R. HOLLICK |
| MGMT |
| FOR |
| FOR |
|
HONEYWELL INTERNATIONAL INC. |
| US |
| 4/25/2011 |
| ANNUAL |
| 2/25/2011 |
| HON |
| 438516106 |
| 1I |
| ELECTION OF NOMINEES: GEORGE PAZ |
| MGMT |
| FOR |
| FOR |
|
HONEYWELL INTERNATIONAL INC. |
| US |
| 4/25/2011 |
| ANNUAL |
| 2/25/2011 |
| HON |
| 438516106 |
| 1J |
| ELECTION OF NOMINEES: BRADLEY T. SHEARES |
| MGMT |
| FOR |
| FOR |
|
HONEYWELL INTERNATIONAL INC. |
| US |
| 4/25/2011 |
| ANNUAL |
| 2/25/2011 |
| HON |
| 438516106 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
HONEYWELL INTERNATIONAL INC. |
| US |
| 4/25/2011 |
| ANNUAL |
| 2/25/2011 |
| HON |
| 438516106 |
| 3 |
| ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
HONEYWELL INTERNATIONAL INC. |
| US |
| 4/25/2011 |
| ANNUAL |
| 2/25/2011 |
| HON |
| 438516106 |
| 4 |
| ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
HONEYWELL INTERNATIONAL INC. |
| US |
| 4/25/2011 |
| ANNUAL |
| 2/25/2011 |
| HON |
| 438516106 |
| 5 |
| 2011 STOCK INCENTIVE PLAN OF HONEYWELL INTERNATIONAL INC. AND ITS AFFILIATES |
| MGMT |
| FOR |
| FOR |
|
HONEYWELL INTERNATIONAL INC. |
| US |
| 4/25/2011 |
| ANNUAL |
| 2/25/2011 |
| HON |
| 438516106 |
| 6 |
| HONEYWELL INTERNATIONAL INC. INCENTIVE COMPENSATION PLAN FOR EXECUTIVE EMPLOYEES, AMENDED AND RESTATED EFFECTIVE AS OF JANUARY 1, 2011 |
| MGMT |
| FOR |
| FOR |
|
HONEYWELL INTERNATIONAL INC. |
| US |
| 4/25/2011 |
| ANNUAL |
| 2/25/2011 |
| HON |
| 438516106 |
| 7 |
| SHAREHOLDER ACTION BY WRITTEN CONSENT |
| SHAREHOLD |
| FOR |
| AGAINST |
|
HONEYWELL INTERNATIONAL INC. |
| US |
| 4/25/2011 |
| ANNUAL |
| 2/25/2011 |
| HON |
| 438516106 |
| 8 |
| SPECIAL SHAREOWNER MEETINGS |
| SHAREHOLD |
| FOR |
| AGAINST |
|
INTERNATIONAL BUSINESS MACHINES CORPORATION |
| US |
| 4/26/2011 |
| ANNUAL |
| 2/25/2011 |
| IBM |
| 459200101 |
| 1A |
| ELECTION OF NOMINEES: A. J. P. BELDA |
| MGMT |
| FOR |
| FOR |
|
INTERNATIONAL BUSINESS MACHINES CORPORATION |
| US |
| 4/26/2011 |
| ANNUAL |
| 2/25/2011 |
| IBM |
| 459200101 |
| 1B |
| ELECTION OF NOMINEES: W. R. BRODY |
| MGMT |
| FOR |
| FOR |
|
INTERNATIONAL BUSINESS MACHINES CORPORATION |
| US |
| 4/26/2011 |
| ANNUAL |
| 2/25/2011 |
| IBM |
| 459200101 |
| 1C |
| ELECTION OF NOMINEES: K. I. CHENAULT |
| MGMT |
| FOR |
| FOR |
|
INTERNATIONAL BUSINESS MACHINES CORPORATION |
| US |
| 4/26/2011 |
| ANNUAL |
| 2/25/2011 |
| IBM |
| 459200101 |
| 1D |
| ELECTION OF NOMINEES: M. L. ESKEW |
| MGMT |
| FOR |
| FOR |
|
INTERNATIONAL BUSINESS MACHINES CORPORATION |
| US |
| 4/26/2011 |
| ANNUAL |
| 2/25/2011 |
| IBM |
| 459200101 |
| 1E |
| ELECTION OF NOMINEES: S. A. JACKSON |
| MGMT |
| FOR |
| FOR |
|
INTERNATIONAL BUSINESS MACHINES CORPORATION |
| US |
| 4/26/2011 |
| ANNUAL |
| 2/25/2011 |
| IBM |
| 459200101 |
| 1F |
| ELECTION OF NOMINEES: A. N. LIVERIS |
| MGMT |
| FOR |
| FOR |
|
INTERNATIONAL BUSINESS MACHINES CORPORATION |
| US |
| 4/26/2011 |
| ANNUAL |
| 2/25/2011 |
| IBM |
| 459200101 |
| 1G |
| ELECTION OF NOMINEES: W. J. MCNERNEY, JR. |
| MGMT |
| FOR |
| FOR |
|
INTERNATIONAL BUSINESS MACHINES CORPORATION |
| US |
| 4/26/2011 |
| ANNUAL |
| 2/25/2011 |
| IBM |
| 459200101 |
| 1H |
| ELECTION OF NOMINEES: J. W. OWENS |
| MGMT |
| FOR |
| FOR |
|
INTERNATIONAL BUSINESS MACHINES CORPORATION |
| US |
| 4/26/2011 |
| ANNUAL |
| 2/25/2011 |
| IBM |
| 459200101 |
| 1I |
| ELECTION OF NOMINEES: S. J. PALMISANO |
| MGMT |
| FOR |
| FOR |
|
INTERNATIONAL BUSINESS MACHINES CORPORATION |
| US |
| 4/26/2011 |
| ANNUAL |
| 2/25/2011 |
| IBM |
| 459200101 |
| 1J |
| ELECTION OF NOMINEES: J. E. SPERO |
| MGMT |
| FOR |
| FOR |
|
INTERNATIONAL BUSINESS MACHINES CORPORATION |
| US |
| 4/26/2011 |
| ANNUAL |
| 2/25/2011 |
| IBM |
| 459200101 |
| 1K |
| ELECTION OF NOMINEES: S. TAUREL |
| MGMT |
| FOR |
| FOR |
|
INTERNATIONAL BUSINESS MACHINES CORPORATION |
| US |
| 4/26/2011 |
| ANNUAL |
| 2/25/2011 |
| IBM |
| 459200101 |
| 1L |
| ELECTION OF NOMINEES: L. H. ZAMBRANO |
| MGMT |
| FOR |
| FOR |
|
INTERNATIONAL BUSINESS MACHINES CORPORATION |
| US |
| 4/26/2011 |
| ANNUAL |
| 2/25/2011 |
| IBM |
| 459200101 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
INTERNATIONAL BUSINESS MACHINES CORPORATION |
| US |
| 4/26/2011 |
| ANNUAL |
| 2/25/2011 |
| IBM |
| 459200101 |
| 3 |
| ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
INTERNATIONAL BUSINESS MACHINES CORPORATION |
| US |
| 4/26/2011 |
| ANNUAL |
| 2/25/2011 |
| IBM |
| 459200101 |
| 4 |
| ADVISORY VOTE REGARDING FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
INTERNATIONAL BUSINESS MACHINES CORPORATION |
| US |
| 4/26/2011 |
| ANNUAL |
| 2/25/2011 |
| IBM |
| 459200101 |
| 5 |
| STOCKHOLDER PROPOSAL ON CUMULATIVE VOTING |
| SHAREHOLD |
| FOR |
| AGAINST |
|
INTERNATIONAL BUSINESS MACHINES CORPORATION |
| US |
| 4/26/2011 |
| ANNUAL |
| 2/25/2011 |
| IBM |
| 459200101 |
| 6 |
| STOCKHOLDER PROPOSAL TO REVIEW POLITICAL CONTRIBUTIONS POLICY |
| SHAREHOLD |
| FOR |
| AGAINST |
|
INTERNATIONAL BUSINESS MACHINES CORPORATION |
| US |
| 4/26/2011 |
| ANNUAL |
| 2/25/2011 |
| IBM |
| 459200101 |
| 7 |
| STOCKHOLDER PROPOSAL ON LOBBYING |
| SHAREHOLD |
| FOR |
| AGAINST |
|
METLIFE, INC. |
| US |
| 4/26/2011 |
| ANNUAL |
| 3/1/2011 |
| MET |
| 59156R108 |
| 1 |
| ELECTION OF NOMINEES: 1. STEVEN A. KANDARIAN, 2. SYLVIA MATHEWS BURWELL, 3. EDUARDO CASTRO-WRIGHT, 4. CHERYL W. GRISE, 5. LULU C. WANG |
| MGMT |
| FOR |
| FOR |
|
METLIFE, INC. |
| US |
| 4/26/2011 |
| ANNUAL |
| 3/1/2011 |
| MET |
| 59156R108 |
| 2 |
| PROPROSAL TO AMEND THE CERTIFICATE OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS |
| MGMT |
| FOR |
| FOR |
|
METLIFE, INC. |
| US |
| 4/26/2011 |
| ANNUAL |
| 3/1/2011 |
| MET |
| 59156R108 |
| 3 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
METLIFE, INC. |
| US |
| 4/26/2011 |
| ANNUAL |
| 3/1/2011 |
| MET |
| 59156R108 |
| 4 |
| ADVISORY VOTE TO APPROVE THE COMPENSATION PAID TO THE COMPANY’S NAMED EXECUTIVE OFFICERS |
| MGMT |
| FOR |
| FOR |
|
METLIFE, INC. |
| US |
| 4/26/2011 |
| ANNUAL |
| 3/1/2011 |
| MET |
| 59156R108 |
| 5 |
| ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE THE COMPENSATION PAID TO THE COMPANY’S NAMED EXECUTIVE OFFICERS |
| MGMT |
| FOR |
| FOR |
|
THE COCA-COLA COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| KO |
| 191216100 |
| 1A |
| ELECTION OF NOMINEES: HERBERT A. ALLEN |
| MGMT |
| FOR |
| FOR |
|
THE COCA-COLA COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| KO |
| 191216100 |
| 1B |
| ELECTION OF NOMINEES: RONALD W. ALLEN |
| MGMT |
| FOR |
| FOR |
|
THE COCA-COLA COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| KO |
| 191216100 |
| 1C |
| ELECTION OF NOMINEES: HOWARD G. BUFFETT |
| MGMT |
| FOR |
| FOR |
|
THE COCA-COLA COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| KO |
| 191216100 |
| 1D |
| ELECTION OF NOMINEES: BARRY DILLER |
| MGMT |
| FOR |
| FOR |
|
THE COCA-COLA COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| KO |
| 191216100 |
| 1E |
| ELECTION OF NOMINEES: EVAN G. GREENBERG |
| MGMT |
| FOR |
| FOR |
|
THE COCA-COLA COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| KO |
| 191216100 |
| 1F |
| ELECTION OF NOMINEES: ALEXIS M. HERMAN |
| MGMT |
| FOR |
| FOR |
|
THE COCA-COLA COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| KO |
| 191216100 |
| 1G |
| ELECTION OF NOMINEES: MUHTAR KENT |
| MGMT |
| FOR |
| FOR |
|
THE COCA-COLA COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| KO |
| 191216100 |
| 1H |
| ELECTION OF NOMINEES: DONALD R. KEOUGH |
| MGMT |
| FOR |
| FOR |
|
THE COCA-COLA COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| KO |
| 191216100 |
| 1I |
| ELECTION OF NOMINEES: MARIA ELENA LAGOMASINO |
| MGMT |
| FOR |
| FOR |
|
THE COCA-COLA COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| KO |
| 191216100 |
| 1J |
| ELECTION OF NOMINEES: DONALD F. MCHENRY |
| MGMT |
| FOR |
| FOR |
|
THE COCA-COLA COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| KO |
| 191216100 |
| 1K |
| ELECTION OF NOMINEES: SAM NUNN |
| MGMT |
| FOR |
| FOR |
|
THE COCA-COLA COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| KO |
| 191216100 |
| 1L |
| ELECTION OF NOMINEES: JAMES D. ROBINSON III |
| MGMT |
| FOR |
| FOR |
|
THE COCA-COLA COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| KO |
| 191216100 |
| 1M |
| ELECTION OF NOMINEES: PETER V. UEBERROTH |
| MGMT |
| FOR |
| FOR |
|
THE COCA-COLA COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| KO |
| 191216100 |
| 1N |
| ELECTION OF NOMINEES: JACOB WALLENBERG |
| MGMT |
| FOR |
| FOR |
|
THE COCA-COLA COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| KO |
| 191216100 |
| 1O |
| ELECTION OF NOMINEES: JAMES B. WILLIAMS |
| MGMT |
| FOR |
| FOR |
|
THE COCA-COLA COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| KO |
| 191216100 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
THE COCA-COLA COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| KO |
| 191216100 |
| 3 |
| APPROVAL OF THE PERFORMANCE MEASURES AVAILABLE UNDER THE PERFORMANCE INCENTIVE PLAN OF THE COCA-COLA COMPANY TO PRESERVE THE TAX DEDUCTIBILITY OF THE AWARDS |
| MGMT |
| FOR |
| FOR |
|
THE COCA-COLA COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| KO |
| 191216100 |
| 4 |
| APPROVAL OF THE PERFORMANCE MEASURES AVAILABLE UNDER THE COCA-COLA COMPANY 1989 RESTRICTED STOCK AWARD PLAN TO PRESERVE THE TAX DEDUCTIBILITY OF THE AWARDS |
| MGMT |
| FOR |
| FOR |
|
THE COCA-COLA COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| KO |
| 191216100 |
| 5 |
| ADVISORY VOTE ON EXECUTIVE COMPENSATION (SAY ON PAY VOTE) |
| MGMT |
| FOR |
| FOR |
|
THE COCA-COLA COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| KO |
| 191216100 |
| 6 |
| ADVISORY VOTE ON THE FREQUENCY OF HOLDING THE SAY ON PAY VOTE |
| MGMT |
| FOR |
| FOR |
|
THE COCA-COLA COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| KO |
| 191216100 |
| 7 |
| SHAREOWNER PROPOSAL REGARDING A REPORT ON BISPHENOL-A |
| SHAREHOLD |
| FOR |
| AGAINST |
|
GENERAL ELECTRIC COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| GE |
| 369604103 |
| A1 |
| ELECTION OF NOMINEES: W. GEOFFREY BEATTIE |
| MGMT |
| FOR |
| FOR |
|
GENERAL ELECTRIC COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| GE |
| 369604103 |
| A2 |
| ELECTION OF NOMINEES: JAMES I. CASH, JR. |
| MGMT |
| FOR |
| FOR |
|
GENERAL ELECTRIC COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| GE |
| 369604103 |
| A3 |
| ELECTION OF NOMINEES: ANN M. FUDGE |
| MGMT |
| FOR |
| FOR |
|
GENERAL ELECTRIC COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| GE |
| 369604103 |
| A4 |
| ELECTION OF NOMINEES: SUSAN HOCKFIELD |
| MGMT |
| FOR |
| FOR |
|
GENERAL ELECTRIC COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| GE |
| 369604103 |
| A5 |
| ELECTION OF NOMINEES: JEFFREY R. IMMELT |
| MGMT |
| FOR |
| FOR |
|
GENERAL ELECTRIC COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| GE |
| 369604103 |
| A6 |
| ELECTION OF NOMINEES: ANDREA JUNG |
| MGMT |
| FOR |
| FOR |
|
GENERAL ELECTRIC COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| GE |
| 369604103 |
| A7 |
| ELECTION OF NOMINEES: ALAN G. (A.G.) LAFLEY |
| MGMT |
| FOR |
| FOR |
|
GENERAL ELECTRIC COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| GE |
| 369604103 |
| A8 |
| ELECTION OF NOMINEES: ROBERT W. LANE |
| MGMT |
| FOR |
| FOR |
|
GENERAL ELECTRIC COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| GE |
| 369604103 |
| A9 |
| ELECTION OF NOMINEES: RALPH S. LARSEN |
| MGMT |
| FOR |
| FOR |
|
GENERAL ELECTRIC COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| GE |
| 369604103 |
| A10 |
| ELECTION OF NOMINEES: ROCHELLE B. LAZARUS |
| MGMT |
| FOR |
| FOR |
|
GENERAL ELECTRIC COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| GE |
| 369604103 |
| A11 |
| ELECTION OF NOMINEES: JAMES J. MULVA |
| MGMT |
| FOR |
| FOR |
|
GENERAL ELECTRIC COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| GE |
| 369604103 |
| A12 |
| ELECTION OF NOMINEES: SAM NUNN |
| MGMT |
| FOR |
| FOR |
|
GENERAL ELECTRIC COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| GE |
| 369604103 |
| A13 |
| ELECTION OF NOMINEES: ROGER S. PENSKE |
| MGMT |
| FOR |
| FOR |
|
GENERAL ELECTRIC COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| GE |
| 369604103 |
| A14 |
| ELECTION OF NOMINEES: ROBERT J. SWIERINGA |
| MGMT |
| FOR |
| FOR |
|
GENERAL ELECTRIC COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| GE |
| 369604103 |
| A15 |
| ELECTION OF NOMINEES: JAMES S. TISCH |
| MGMT |
| FOR |
| FOR |
|
GENERAL ELECTRIC COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| GE |
| 369604103 |
| A16 |
| ELECTION OF NOMINEES: DOUGLAS A. WARNER III |
| MGMT |
| FOR |
| FOR |
|
GENERAL ELECTRIC COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| GE |
| 369604103 |
| B1 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
GENERAL ELECTRIC COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| GE |
| 369604103 |
| B2 |
| ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
GENERAL ELECTRIC COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| GE |
| 369604103 |
| B3 |
| ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
GENERAL ELECTRIC COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| GE |
| 369604103 |
| C1 |
| SHAREOWNER PROPOSAL: CUMULATIVE VOTING |
| SHAREHOLD |
| FOR |
| AGAINST |
|
GENERAL ELECTRIC COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| GE |
| 369604103 |
| C2 |
| SHAREOWNER PROPOSAL: FUTURE STOCK OPTIONS |
| SHAREHOLD |
| FOR |
| AGAINST |
|
GENERAL ELECTRIC COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| GE |
| 369604103 |
| C3 |
| SHAREOWNER PROPOSAL: WITHDRAW STOCK OPTIONS GRANTED TO EXECUTIVES |
| SHAREHOLD |
| FOR |
| AGAINST |
|
GENERAL ELECTRIC COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| GE |
| 369604103 |
| C4 |
| SHAREOWNER PROPOSAL: CLIMATE CHANGE RISK DISCLOSURE |
| SHAREHOLD |
| FOR |
| AGAINST |
|
GENERAL ELECTRIC COMPANY |
| US |
| 4/27/2011 |
| ANNUAL |
| 2/28/2011 |
| GE |
| 369604103 |
| C5 |
| SHAREOWNER PROPOSAL: TRANSPARENCY IN ANIMAL RESEARCH |
| SHAREHOLD |
| FOR |
| AGAINST |
|
JOHNSON & JOHNSON |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| JNJ |
| 478160104 |
| 1A |
| ELECTION OF NOMINEES: MARY SUE COLEMAN |
| MGMT |
| FOR |
| FOR |
|
JOHNSON & JOHNSON |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| JNJ |
| 478160104 |
| 1B |
| ELECTION OF NOMINEES: JAMES G. CULLEN |
| MGMT |
| FOR |
| FOR |
|
JOHNSON & JOHNSON |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| JNJ |
| 478160104 |
| 1C |
| ELECTION OF NOMINEES: IAN E.L. DAVIS |
| MGMT |
| FOR |
| FOR |
|
JOHNSON & JOHNSON |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| JNJ |
| 478160104 |
| 1D |
| ELECTION OF NOMINEES: MICHAEL M.E. JOHNS |
| MGMT |
| FOR |
| FOR |
|
JOHNSON & JOHNSON |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| JNJ |
| 478160104 |
| 1E |
| ELECTION OF NOMINEES: SUSAN L. LINDQUIST |
| MGMT |
| FOR |
| FOR |
|
JOHNSON & JOHNSON |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| JNJ |
| 478160104 |
| 1F |
| ELECTION OF NOMINEES: ANNE M. MULCAHY |
| MGMT |
| FOR |
| FOR |
|
JOHNSON & JOHNSON |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| JNJ |
| 478160104 |
| 1G |
| ELECTION OF NOMINEES: LEO F. MULLIN |
| MGMT |
| FOR |
| FOR |
|
JOHNSON & JOHNSON |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| JNJ |
| 478160104 |
| 1H |
| ELECTION OF NOMINEES: WILLIAM D. PEREZ |
| MGMT |
| FOR |
| FOR |
|
JOHNSON & JOHNSON |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| JNJ |
| 478160104 |
| 1I |
| ELECTION OF NOMINEES: CHARLES PRINCE |
| MGMT |
| FOR |
| FOR |
|
JOHNSON & JOHNSON |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| JNJ |
| 478160104 |
| 1J |
| ELECTION OF NOMINEES: DAVID SATCHER |
| MGMT |
| FOR |
| FOR |
|
JOHNSON & JOHNSON |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| JNJ |
| 478160104 |
| 1K |
| ELECTION OF NOMINEES: WILLIAM C. WELDON |
| MGMT |
| FOR |
| FOR |
|
JOHNSON & JOHNSON |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| JNJ |
| 478160104 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
JOHNSON & JOHNSON |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| JNJ |
| 478160104 |
| 3 |
| ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
JOHNSON & JOHNSON |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| JNJ |
| 478160104 |
| 4 |
| ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
JOHNSON & JOHNSON |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| JNJ |
| 478160104 |
| 5 |
| SHAREHOLDER PROPOSAL ON PHARMACEUTICAL PRICE RESTRAINT |
| SHAREHOLD |
| FOR |
| AGAINST |
|
JOHNSON & JOHNSON |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| JNJ |
| 478160104 |
| 6 |
| SHAREHOLDER PROPOSAL ON AMENDMENT TO COMPANY’S EQUAL EMPLOYMENT OPPORTUNITY POLICY |
| SHAREHOLD |
| FOR |
| AGAINST |
|
JOHNSON & JOHNSON |
| US |
| 4/28/2011 |
| ANNUAL |
| 3/1/2011 |
| JNJ |
| 478160104 |
| 7 |
| SHAREHOLDER PROPOSAL ON ADOPTING NON-ANIMAL METHODS FOR TRAINING |
| SHAREHOLD |
| FOR |
| AGAINST |
|
BERKSHIRE HATHAWAY INC. |
| US |
| 4/30/2011 |
| ANNUAL |
| 3/2/2011 |
| BRK/A |
| 084670108 |
| 1 |
| ELECTION OF NOMINEES: 1. WARREN E. BUFFETT, 2. CHARLES T. MUNGER, 3. HOWARD G. BUFFETT, 4. STEPHEN B. BURKE, 5. SUSAN L. DECKER, 6. WILLIAM H. GATES III, 7. DAVID S. GOTTESMAN, 8. CHARLOTTE GUYMAN, 9. DONALD R. KEOUGH, 10. THOMAS S. MURPHY, 11. RONALD L. OLSON, 12. WALTER SCOTT, JR. |
| MGMT |
| FOR |
| FOR |
|
BERKSHIRE HATHAWAY INC. |
| US |
| 4/30/2011 |
| ANNUAL |
| 3/2/2011 |
| BRK/A |
| 084670108 |
| 2 |
| NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN THE 2011 PROXY STATEMENT |
| MGMT |
| FOR |
| FOR |
|
BERKSHIRE HATHAWAY INC. |
| US |
| 4/30/2011 |
| ANNUAL |
| 3/2/2011 |
| BRK/A |
| 084670108 |
| 3 |
| NON-BINDING RESOLUTION TO DETERMINE THE FREQUENCY (WHETHER ANNUAL, BIENNIAL OR TRIENNIAL) WITH WHICH SHAREHOLDERS OF THE COMPANY SHALL BE ENTITLED TO HAVE AN ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
BERKSHIRE HATHAWAY INC. |
| US |
| 4/30/2011 |
| ANNUAL |
| 3/2/2011 |
| BRK/A |
| 084670108 |
| 4 |
| TO APPROVE THE SHAREHOLDER PROPOSAL WITH RESPECT TO THE ESTABLISHMENT OF QUANTITATIVE GOALS FOR THE REDUCTION OF GREENHOUSE GAS AND OTHER AIR EMISSIONS AT BERKSHIRE’S ENERGY GENERATING HOLDINGS |
| SHAREHOLD |
| FOR |
| AGAINST |
|
WELLS FARGO & COMPANY |
| US |
| 5/3/2011 |
| ANNUAL |
| 3/4/2011 |
| WFC |
| 949746101 |
| 1A |
| ELECTION OF NOMINEES: JOHN D. BAKER II |
| MGMT |
| FOR |
| FOR |
|
WELLS FARGO & COMPANY |
| US |
| 5/3/2011 |
| ANNUAL |
| 3/4/2011 |
| WFC |
| 949746101 |
| 1B |
| ELECTION OF NOMINEES: JOHN S. CHEN |
| MGMT |
| FOR |
| FOR |
|
WELLS FARGO & COMPANY |
| US |
| 5/3/2011 |
| ANNUAL |
| 3/4/2011 |
| WFC |
| 949746101 |
| 1C |
| ELECTION OF NOMINEES: LLOYD H. DEAN |
| MGMT |
| FOR |
| FOR |
|
WELLS FARGO & COMPANY |
| US |
| 5/3/2011 |
| ANNUAL |
| 3/4/2011 |
| WFC |
| 949746101 |
| 1D |
| ELECTION OF NOMINEES: SUSAN E. ENGEL |
| MGMT |
| FOR |
| FOR |
|
WELLS FARGO & COMPANY |
| US |
| 5/3/2011 |
| ANNUAL |
| 3/4/2011 |
| WFC |
| 949746101 |
| 1E |
| ELECTION OF NOMINEES: ENRIQUE HERNANDEZ, JR. |
| MGMT |
| FOR |
| FOR |
|
WELLS FARGO & COMPANY |
| US |
| 5/3/2011 |
| ANNUAL |
| 3/4/2011 |
| WFC |
| 949746101 |
| 1F |
| ELECTION OF NOMINEES: DONALD M. JAMES |
| MGMT |
| FOR |
| FOR |
|
WELLS FARGO & COMPANY |
| US |
| 5/3/2011 |
| ANNUAL |
| 3/4/2011 |
| WFC |
| 949746101 |
| 1G |
| ELECTION OF NOMINEES: MACKEY J. MCDONALD |
| MGMT |
| FOR |
| FOR |
|
WELLS FARGO & COMPANY |
| US |
| 5/3/2011 |
| ANNUAL |
| 3/4/2011 |
| WFC |
| 949746101 |
| 1H |
| ELECTION OF NOMINEES: CYNTHIA H. MILLIGAN |
| MGMT |
| FOR |
| FOR |
|
WELLS FARGO & COMPANY |
| US |
| 5/3/2011 |
| ANNUAL |
| 3/4/2011 |
| WFC |
| 949746101 |
| 1I |
| ELECTION OF NOMINEES: NICHOLAS G. MOORE |
| MGMT |
| FOR |
| FOR |
|
WELLS FARGO & COMPANY |
| US |
| 5/3/2011 |
| ANNUAL |
| 3/4/2011 |
| WFC |
| 949746101 |
| 1J |
| ELECTION OF NOMINEES: PHILIP J. QUIGLEY |
| MGMT |
| FOR |
| FOR |
|
WELLS FARGO & COMPANY |
| US |
| 5/3/2011 |
| ANNUAL |
| 3/4/2011 |
| WFC |
| 949746101 |
| 1K |
| ELECTION OF NOMINEES: JUDITH M. RUNSTAD |
| MGMT |
| FOR |
| FOR |
|
WELLS FARGO & COMPANY |
| US |
| 5/3/2011 |
| ANNUAL |
| 3/4/2011 |
| WFC |
| 949746101 |
| 1L |
| ELECTION OF NOMINEES: STEPHEN W. SANGER |
| MGMT |
| FOR |
| FOR |
|
WELLS FARGO & COMPANY |
| US |
| 5/3/2011 |
| ANNUAL |
| 3/4/2011 |
| WFC |
| 949746101 |
| 1M |
| ELECTION OF NOMINEES: JOHN G. STUMPF |
| MGMT |
| FOR |
| FOR |
|
WELLS FARGO & COMPANY |
| US |
| 5/3/2011 |
| ANNUAL |
| 3/4/2011 |
| WFC |
| 949746101 |
| 1N |
| ELECTION OF NOMINEES: SUSAN G. SWENSON |
| MGMT |
| FOR |
| FOR |
|
WELLS FARGO & COMPANY |
| US |
| 5/3/2011 |
| ANNUAL |
| 3/4/2011 |
| WFC |
| 949746101 |
| 2 |
| PROPOSAL TO APPROVE AN ADVISORY RESOLUTION TO APPROVE THE NAMED EXECUTIVES’ COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
WELLS FARGO & COMPANY |
| US |
| 5/3/2011 |
| ANNUAL |
| 3/4/2011 |
| WFC |
| 949746101 |
| 3 |
| ADVISORY PROPOSAL ON THE FREQUENCY OF FUTURE ADVISORY VOTES REGARDING NAMED EXECUTIVES’ COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
WELLS FARGO & COMPANY |
| US |
| 5/3/2011 |
| ANNUAL |
| 3/4/2011 |
| WFC |
| 949746101 |
| 4 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
WELLS FARGO & COMPANY |
| US |
| 5/3/2011 |
| ANNUAL |
| 3/4/2011 |
| WFC |
| 949746101 |
| 5 |
| STOCKHOLDER PROPOSAL REGARDING AN AMENDMENT TO THE COMPANY’S BY-LAWS TO ALLOW HOLDERS OF 10% OF THE COMPANY’S COMMON STOCK TO CALL SPECIAL MEETINGS OF STOCKHOLDERS |
| SHAREHOLD |
| FOR |
| AGAINST |
|
WELLS FARGO & COMPANY |
| US |
| 5/3/2011 |
| ANNUAL |
| 3/4/2011 |
| WFC |
| 949746101 |
| 6 |
| STOCKHOLDER PROPOSAL TO PROVIDE FOR CUMULATIVE VOTING IN CONTESTED DIRECTOR ELECTIONS |
| SHAREHOLD |
| FOR |
| AGAINST |
|
WELLS FARGO & COMPANY |
| US |
| 5/3/2011 |
| ANNUAL |
| 3/4/2011 |
| WFC |
| 949746101 |
| 7 |
| STOCKHOLDER PROPOSAL REGARDING THE ADOPTION OF A POLICY TO REQUIRE AN INDEPENDENT CHAIRMAN |
| SHAREHOLD |
| FOR |
| AGAINST |
|
WELLS FARGO & COMPANY |
| US |
| 5/3/2011 |
| ANNUAL |
| 3/4/2011 |
| WFC |
| 949746101 |
| 8 |
| STOCKHOLDER PROPOSAL REGARDING AN ADVISORY VOTE ON DIRECTOR COMPENSATION |
| SHAREHOLD |
| FOR |
| AGAINST |
|
WELLS FARGO & COMPANY |
| US |
| 5/3/2011 |
| ANNUAL |
| 3/4/2011 |
| WFC |
| 949746101 |
| 9 |
| STOCKHOLDER PROPOSAL REGARDING AN INVESTIGATION AND REPORT ON INTERNAL CONTROLS FOR MORTGAGE SERVICING OPERATIONS |
| SHAREHOLD |
| FOR |
| AGAINST |
|
UNITED PARCEL SERVICE, INC. |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/7/2011 |
| UPS |
| 911312106 |
| 1A |
| ELECTION OF NOMINEES: F. DUANE ACKERMAN |
| MGMT |
| FOR |
| FOR |
|
UNITED PARCEL SERVICE, INC. |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/7/2011 |
| UPS |
| 911312106 |
| 1B |
| ELECTION OF NOMINEES: MICHAEL J. BURNS |
| MGMT |
| FOR |
| FOR |
|
UNITED PARCEL SERVICE, INC. |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/7/2011 |
| UPS |
| 911312106 |
| 1C |
| ELECTION OF NOMINEES: D. SCOTT DAVIS |
| MGMT |
| FOR |
| FOR |
|
UNITED PARCEL SERVICE, INC. |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/7/2011 |
| UPS |
| 911312106 |
| 1D |
| ELECTION OF NOMINEES: STUART E. EIZENSTAT |
| MGMT |
| FOR |
| FOR |
|
UNITED PARCEL SERVICE, INC. |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/7/2011 |
| UPS |
| 911312106 |
| 1E |
| ELECTION OF NOMINEES: MICHAEL L. ESKEW |
| MGMT |
| FOR |
| FOR |
|
UNITED PARCEL SERVICE, INC. |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/7/2011 |
| UPS |
| 911312106 |
| 1F |
| ELECTION OF NOMINEES: WILLIAM R. JOHNSON |
| MGMT |
| FOR |
| FOR |
|
UNITED PARCEL SERVICE, INC. |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/7/2011 |
| UPS |
| 911312106 |
| 1G |
| ELECTION OF NOMINEES: ANN M. LIVERMORE |
| MGMT |
| FOR |
| FOR |
|
UNITED PARCEL SERVICE, INC. |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/7/2011 |
| UPS |
| 911312106 |
| 1H |
| ELECTION OF NOMINEES: RUDY H.P. MARKHAM |
| MGMT |
| FOR |
| FOR |
|
UNITED PARCEL SERVICE, INC. |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/7/2011 |
| UPS |
| 911312106 |
| 1I |
| ELECTION OF NOMINEES: CLARK T. RANDT, JR. |
| MGMT |
| FOR |
| FOR |
|
UNITED PARCEL SERVICE, INC. |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/7/2011 |
| UPS |
| 911312106 |
| 1J |
| ELECTION OF NOMINEES: JOHN W. THOMPSON |
| MGMT |
| FOR |
| FOR |
|
UNITED PARCEL SERVICE, INC. |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/7/2011 |
| UPS |
| 911312106 |
| 1K |
| ELECTION OF NOMINEES: CAROL B. TOME |
| MGMT |
| FOR |
| FOR |
|
UNITED PARCEL SERVICE, INC. |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/7/2011 |
| UPS |
| 911312106 |
| 2 |
| TO APPROVE, BY ADVISORY VOTE, EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
UNITED PARCEL SERVICE, INC. |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/7/2011 |
| UPS |
| 911312106 |
| 3 |
| TO RECOMMEND, BY ADVISORY VOTE, THE FREQUENCY OF FUTURE EXECUTIVE COMPENSATION VOTES |
| MGMT |
| FOR |
| FOR |
|
UNITED PARCEL SERVICE, INC. |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/7/2011 |
| UPS |
| 911312106 |
| 4 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
UNITED PARCEL SERVICE, INC. |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/7/2011 |
| UPS |
| 911312106 |
| 5 |
| IN THEIR DISCRETION UPON SUCH OTHER MATTERS AS MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENTS OR POSTPONEMENTS THEREOF |
| MGMT |
| FOR |
| FOR |
|
ITT CORPORATION |
| US |
| 5/10/2011 |
| ANNUAL |
| 3/16/2011 |
| ITT |
| 450911102 |
| 1 |
| ELECTION OF NOMINEES: 1. STEVEN R. LORANGER, 2. CURTIS J. CRAWFORD, 3. CHRISTINA A. GOLD, 4. RALPH F. HAKE, 5. JOHN J. HAMRE, 6. PAUL J. KERN, 7. FRANK T. MACINNIS, 8. SURYA N. MOHAPATRA, 9. LINDA S. SANFORD, 10. MARKOS I. TAMBAKERAS |
| MGMT |
| FOR |
| FOR |
|
ITT CORPORATION |
| US |
| 5/10/2011 |
| ANNUAL |
| 3/16/2011 |
| ITT |
| 450911102 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
ITT CORPORATION |
| US |
| 5/10/2011 |
| ANNUAL |
| 3/16/2011 |
| ITT |
| 450911102 |
| 3 |
| APPROVAL OF THE ITT CORPORATION 2011 OMNIBUS INCENTIVE PLAN |
| MGMT |
| FOR |
| FOR |
|
ITT CORPORATION |
| US |
| 5/10/2011 |
| ANNUAL |
| 3/16/2011 |
| ITT |
| 450911102 |
| 4 |
| APPROVAL OF A PROPOSAL TO AMEND THE COMPANY’S RESTATED ARTICLES OF INCORPORATION TO ALLOW SHAREHOLDERS TO CALL SPECIAL MEETINGS |
| MGMT |
| FOR |
| FOR |
|
ITT CORPORATION |
| US |
| 5/10/2011 |
| ANNUAL |
| 3/16/2011 |
| ITT |
| 450911102 |
| 5 |
| TO APPROVE, IN A NON-BINDING VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS |
| MGMT |
| FOR |
| FOR |
|
ITT CORPORATION |
| US |
| 5/10/2011 |
| ANNUAL |
| 3/16/2011 |
| ITT |
| 450911102 |
| 6 |
| ADVISOR VOTE ON THE FREQUENCY OF VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
ITT CORPORATION |
| US |
| 5/10/2011 |
| ANNUAL |
| 3/16/2011 |
| ITT |
| 450911102 |
| 7 |
| TO VOTE ON A SHAREHOLDER PROPOSAL REQUESTING THAT THE COMPANY AMEND, WHERE APPLICABLE, ITT’S POLICIES RELATED TO HUMAN RIGHTS |
| SHAREHOLD |
| FOR |
| AGAINST |
|
JPMORGAN CHASE & CO. |
| US |
| 5/17/2011 |
| ANNUAL |
| 3/18/2011 |
| JPM |
| 46625H100 |
| 1A |
| ELECTION OF NOMINEES: CRANDALL C. BOWLES |
| MGMT |
| FOR |
| FOR |
|
JPMORGAN CHASE & CO. |
| US |
| 5/17/2011 |
| ANNUAL |
| 3/18/2011 |
| JPM |
| 46625H100 |
| 1B |
| ELECTION OF NOMINEES: STEPHEN B. BURKE |
| MGMT |
| FOR |
| FOR |
|
JPMORGAN CHASE & CO. |
| US |
| 5/17/2011 |
| ANNUAL |
| 3/18/2011 |
| JPM |
| 46625H100 |
| 1C |
| ELECTION OF NOMINEES: DAVID M. COTE |
| MGMT |
| FOR |
| FOR |
|
JPMORGAN CHASE & CO. |
| US |
| 5/17/2011 |
| ANNUAL |
| 3/18/2011 |
| JPM |
| 46625H100 |
| 1D |
| ELECTION OF NOMINEES: JAMES S. CROWN |
| MGMT |
| FOR |
| FOR |
|
JPMORGAN CHASE & CO. |
| US |
| 5/17/2011 |
| ANNUAL |
| 3/18/2011 |
| JPM |
| 46625H100 |
| 1E |
| ELECTION OF NOMINEES: JAMES DIMON |
| MGMT |
| FOR |
| FOR |
|
JPMORGAN CHASE & CO. |
| US |
| 5/17/2011 |
| ANNUAL |
| 3/18/2011 |
| JPM |
| 46625H100 |
| 1F |
| ELECTION OF NOMINEES: ELLEN V. FUTTER |
| MGMT |
| FOR |
| FOR |
|
JPMORGAN CHASE & CO. |
| US |
| 5/17/2011 |
| ANNUAL |
| 3/18/2011 |
| JPM |
| 46625H100 |
| 1G |
| ELECTION OF NOMINEES: WILLIAM H. GRAY, III |
| MGMT |
| FOR |
| FOR |
|
JPMORGAN CHASE & CO. |
| US |
| 5/17/2011 |
| ANNUAL |
| 3/18/2011 |
| JPM |
| 46625H100 |
| 1H |
| ELECTION OF NOMINEES: LABAN P. JACKSON, JR. |
| MGMT |
| FOR |
| FOR |
|
JPMORGAN CHASE & CO. |
| US |
| 5/17/2011 |
| ANNUAL |
| 3/18/2011 |
| JPM |
| 46625H100 |
| 1I |
| ELECTION OF NOMINEES: DAVID C. NOVAK |
| MGMT |
| FOR |
| FOR |
|
JPMORGAN CHASE & CO. |
| US |
| 5/17/2011 |
| ANNUAL |
| 3/18/2011 |
| JPM |
| 46625H100 |
| 1J |
| ELECTION OF NOMINEES: LEE R. RAYMOND |
| MGMT |
| FOR |
| FOR |
|
JPMORGAN CHASE & CO. |
| US |
| 5/17/2011 |
| ANNUAL |
| 3/18/2011 |
| JPM |
| 46625H100 |
| 1K. |
| ELECTION OF NOMINEES: WILLIAM C. WELDON |
| MGMT |
| FOR |
| FOR |
|
JPMORGAN CHASE & CO. |
| US |
| 5/17/2011 |
| ANNUAL |
| 3/18/2011 |
| JPM |
| 46625H100 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
JPMORGAN CHASE & CO. |
| US |
| 5/17/2011 |
| ANNUAL |
| 3/18/2011 |
| JPM |
| 46625H100 |
| 3 |
| ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
JPMORGAN CHASE & CO. |
| US |
| 5/17/2011 |
| ANNUAL |
| 3/18/2011 |
| JPM |
| 46625H100 |
| 4 |
| ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
JPMORGAN CHASE & CO. |
| US |
| 5/17/2011 |
| ANNUAL |
| 3/18/2011 |
| JPM |
| 46625H100 |
| 5 |
| APPROVAL OF AMENDMENT TO LONG-TERM INCENTIVE PLAN |
| MGMT |
| FOR |
| FOR |
|
JPMORGAN CHASE & CO. |
| US |
| 5/17/2011 |
| ANNUAL |
| 3/18/2011 |
| JPM |
| 46625H100 |
| 6 |
| POLITICAL NON-PARTISANSHIP |
| SHAREHOLD |
| FOR |
| AGAINST |
|
JPMORGAN CHASE & CO. |
| US |
| 5/17/2011 |
| ANNUAL |
| 3/18/2011 |
| JPM |
| 46625H100 |
| 7 |
| SHAREHOLDER ACTION BY WRITTEN CONSENT |
| SHAREHOLD |
| FOR |
| AGAINST |
|
JPMORGAN CHASE & CO. |
| US |
| 5/17/2011 |
| ANNUAL |
| 3/18/2011 |
| JPM |
| 46625H100 |
| 8 |
| MORTGAGE LOAN SERVICING |
| SHAREHOLD |
| FOR |
| AGAINST |
|
JPMORGAN CHASE & CO. |
| US |
| 5/17/2011 |
| ANNUAL |
| 3/18/2011 |
| JPM |
| 46625H100 |
| 9 |
| POLITICAL CONTRIBUTIONS |
| SHAREHOLD |
| FOR |
| AGAINST |
|
JPMORGAN CHASE & CO. |
| US |
| 5/17/2011 |
| ANNUAL |
| 3/18/2011 |
| JPM |
| 46625H100 |
| 10 |
| GENOCIDE-FREE INVESTING |
| SHAREHOLD |
| FOR |
| AGAINST |
|
JPMORGAN CHASE & CO. |
| US |
| 5/17/2011 |
| ANNUAL |
| 3/18/2011 |
| JPM |
| 46625H100 |
| 11 |
| INDEPENDENT LEAD DIRECTOR |
| SHAREHOLD |
| FOR |
| AGAINST |
|
NORTHROP GRUUMAN CORPORATION |
| US |
| 5/18/2011 |
| ANNUAL |
| 3/22/2011 |
| NOC |
| 666807102 |
| 1A |
| ELECTION OF NOMINEES: WESLEY G. BUSH |
| MGMT |
| FOR |
| FOR |
|
NORTHROP GRUUMAN CORPORATION |
| US |
| 5/18/2011 |
| ANNUAL |
| 3/22/2011 |
| NOC |
| 666807102 |
| 1B |
| ELECTION OF NOMINEES: LEWIS W. COLEMAN |
| MGMT |
| FOR |
| FOR |
|
NORTHROP GRUUMAN CORPORATION |
| US |
| 5/18/2011 |
| ANNUAL |
| 3/22/2011 |
| NOC |
| 666807102 |
| 1C |
| ELECTION OF NOMINEES: VICTOR H. FAZIO |
| MGMT |
| FOR |
| FOR |
|
NORTHROP GRUUMAN CORPORATION |
| US |
| 5/18/2011 |
| ANNUAL |
| 3/22/2011 |
| NOC |
| 666807102 |
| 1D |
| ELECTION OF NOMINEES: DONALD E. FELSINGER |
| MGMT |
| FOR |
| FOR |
|
NORTHROP GRUUMAN CORPORATION |
| US |
| 5/18/2011 |
| ANNUAL |
| 3/22/2011 |
| NOC |
| 666807102 |
| 1E |
| ELECTION OF NOMINEES: STEPHEN E. FRANK |
| MGMT |
| FOR |
| FOR |
|
NORTHROP GRUUMAN CORPORATION |
| US |
| 5/18/2011 |
| ANNUAL |
| 3/22/2011 |
| NOC |
| 666807102 |
| 1F |
| ELECTION OF NOMINEES: BRUCE S. GORDON |
| MGMT |
| FOR |
| FOR |
|
NORTHROP GRUUMAN CORPORATION |
| US |
| 5/18/2011 |
| ANNUAL |
| 3/22/2011 |
| NOC |
| 666807102 |
| 1G |
| ELECTION OF NOMINEES: MADELEINE KLEINER |
| MGMT |
| FOR |
| FOR |
|
NORTHROP GRUUMAN CORPORATION |
| US |
| 5/18/2011 |
| ANNUAL |
| 3/22/2011 |
| NOC |
| 666807102 |
| 1H |
| ELECTION OF NOMINEES: KARL J. KRAPEK |
| MGMT |
| FOR |
| FOR |
|
NORTHROP GRUUMAN CORPORATION |
| US |
| 5/18/2011 |
| ANNUAL |
| 3/22/2011 |
| NOC |
| 666807102 |
| 1I |
| ELECTION OF NOMINEES: RICHARD B. MYERS |
| MGMT |
| FOR |
| FOR |
|
NORTHROP GRUUMAN CORPORATION |
| US |
| 5/18/2011 |
| ANNUAL |
| 3/22/2011 |
| NOC |
| 666807102 |
| 1J |
| ELECTION OF NOMINEES: AULANA L. PETERS |
| MGMT |
| FOR |
| FOR |
|
NORTHROP GRUUMAN CORPORATION |
| US |
| 5/18/2011 |
| ANNUAL |
| 3/22/2011 |
| NOC |
| 666807102 |
| 1K |
| ELECTION OF NOMINEES: KEVIN W. SHARER |
| MGMT |
| FOR |
| FOR |
|
NORTHROP GRUUMAN CORPORATION |
| US |
| 5/18/2011 |
| ANNUAL |
| 3/22/2011 |
| NOC |
| 666807102 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
NORTHROP GRUUMAN CORPORATION |
| US |
| 5/18/2011 |
| ANNUAL |
| 3/22/2011 |
| NOC |
| 666807102 |
| 3 |
| PROPOSAL TO APPROVE THE 2011 LONG-TERM INCENTIVE STOCK PLAN |
| MGMT |
| FOR |
| FOR |
|
NORTHROP GRUUMAN CORPORATION |
| US |
| 5/18/2011 |
| ANNUAL |
| 3/22/2011 |
| NOC |
| 666807102 |
| 4 |
| PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF NAMED EXECUTIVE OFFICERS |
| MGMT |
| FOR |
| FOR |
|
NORTHROP GRUUMAN CORPORATION |
| US |
| 5/18/2011 |
| ANNUAL |
| 3/22/2011 |
| NOC |
| 666807102 |
| 5 |
| PROPOSAL TO VOTE ON THE PREFERRED FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF NAMED EXECUTIVE OFFICERS |
| MGMT |
| FOR |
| FOR |
|
NORTHROP GRUUMAN CORPORATION |
| US |
| 5/18/2011 |
| ANNUAL |
| 3/22/2011 |
| NOC |
| 666807102 |
| 6 |
| SHAREHOLDER PROPOSAL REGARDING CUMULATIVE VOTING |
| SHAREHOLD |
| FOR |
| AGAINST |
|
NORTHROP GRUUMAN CORPORATION |
| US |
| 5/18/2011 |
| ANNUAL |
| 3/22/2011 |
| NOC |
| 666807102 |
| 7 |
| SHAREHOLDER PROPOSAL REGARDING ADDITIONAL DISCLOSURE OF POLITICAL CONTRIBUTIONS |
| SHAREHOLD |
| FOR |
| AGAINST |
|
NORTHROP GRUUMAN CORPORATION |
| US |
| 5/18/2011 |
| ANNUAL |
| 3/22/2011 |
| NOC |
| 666807102 |
| 8 |
| SHAREHOLDER PROPOSAL REGARDING SHAREHOLDER ACTION BY WRITTEN CONSENT |
| SHAREHOLD |
| FOR |
| AGAINST |
|
INTEL CORPORATION |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/21/2011 |
| INTC |
| 458140100 |
| 1A |
| ELECTION OF NOMINEES: CHARLENE BARSHEFSKY |
| MGMT |
| FOR |
| FOR |
|
INTEL CORPORATION |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/21/2011 |
| INTC |
| 458140100 |
| 1B |
| ELECTION OF NOMINEES: SUSAN L. DECKER |
| MGMT |
| FOR |
| FOR |
|
INTEL CORPORATION |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/21/2011 |
| INTC |
| 458140100 |
| 1C |
| ELECTION OF NOMINEES: JOHN J. DONAHOE |
| MGMT |
| FOR |
| FOR |
|
INTEL CORPORATION |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/21/2011 |
| INTC |
| 458140100 |
| 1D |
| ELECTION OF NOMINEES: REED E. HUNDT |
| MGMT |
| FOR |
| FOR |
|
INTEL CORPORATION |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/21/2011 |
| INTC |
| 458140100 |
| 1E |
| ELECTION OF NOMINEES: PAUL S. OTELLINI |
| MGMT |
| FOR |
| FOR |
|
INTEL CORPORATION |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/21/2011 |
| INTC |
| 458140100 |
| 1F |
| ELECTION OF NOMINEES: JAMES D. PLUMMER |
| MGMT |
| FOR |
| FOR |
|
INTEL CORPORATION |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/21/2011 |
| INTC |
| 458140100 |
| 1G |
| ELECTION OF NOMINEES: DAVID S. POTTRUCK |
| MGMT |
| FOR |
| FOR |
|
INTEL CORPORATION |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/21/2011 |
| INTC |
| 458140100 |
| 1H |
| ELECTION OF NOMINEES: JANE E. SHAW |
| MGMT |
| FOR |
| FOR |
|
INTEL CORPORATION |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/21/2011 |
| INTC |
| 458140100 |
| 1I |
| ELECTION OF NOMINEES: FRANK D. YEARY |
| MGMT |
| FOR |
| FOR |
|
INTEL CORPORATION |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/21/2011 |
| INTC |
| 458140100 |
| 1J |
| ELECTION OF NOMINEES: DAVID B. YOFFIE |
| MGMT |
| FOR |
| FOR |
|
INTEL CORPORATION |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/21/2011 |
| INTC |
| 458140100 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
INTEL CORPORATION |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/21/2011 |
| INTC |
| 458140100 |
| 3 |
| AMENDMENT AND EXTENSION OF THE 2006 EQUITY INCENTIVE PLAN |
| MGMT |
| FOR |
| FOR |
|
INTEL CORPORATION |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/21/2011 |
| INTC |
| 458140100 |
| 4 |
| AMENDMENT AND EXTENSION OF THE 2006 STOCK PURCHASE PLAN |
| MGMT |
| FOR |
| FOR |
|
INTEL CORPORATION |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/21/2011 |
| INTC |
| 458140100 |
| 5 |
| ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
INTEL CORPORATION |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/21/2011 |
| INTC |
| 458140100 |
| 6 |
| ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION |
| MGMT |
| NONE |
| ABSTAIN |
|
MCDONALD’S CORPORATION |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/22/2011 |
| MCD |
| 580135101 |
| 1A |
| ELECTION OF NOMINEES: SUSAN E. ARNOLD |
| MGMT |
| FOR |
| FOR |
|
MCDONALD’S CORPORATION |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/22/2011 |
| MCD |
| 580135101 |
| 1B |
| ELECTION OF NOMINEES: RICHARD H. LENNY |
| MGMT |
| FOR |
| FOR |
|
MCDONALD’S CORPORATION |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/22/2011 |
| MCD |
| 580135101 |
| 1C |
| ELECTION OF NOMINEES: CARY D. MCMILLAN |
| MGMT |
| FOR |
| FOR |
|
MCDONALD’S CORPORATION |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/22/2011 |
| MCD |
| 580135101 |
| 1D |
| ELECTION OF NOMINEES: SHEILA A. PENROSE |
| MGMT |
| FOR |
| FOR |
|
MCDONALD’S CORPORATION |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/22/2011 |
| MCD |
| 580135101 |
| 1E |
| ELECTION OF NOMINEES: JAMES A. SKINNER |
| MGMT |
| FOR |
| FOR |
|
MCDONALD’S CORPORATION |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/22/2011 |
| MCD |
| 580135101 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
MCDONALD’S CORPORATION |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/22/2011 |
| MCD |
| 580135101 |
| 3 |
| ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
MCDONALD’S CORPORATION |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/22/2011 |
| MCD |
| 580135101 |
| 4 |
| ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
MCDONALD’S CORPORATION |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/22/2011 |
| MCD |
| 580135101 |
| 5 |
| ELIMINATE SUPER-MAJORITY VOTING REQUIREMENTS IN ARTICLE TWELFTH OF OUR RESTATED CERTIFICATE OF INCORPORATION BY REPEALING SUCH ARTICLE (TRANSACTIONS WITH INTERESTED SHAREHOLDERS) |
| MGMT |
| FOR |
| FOR |
|
MCDONALD’S CORPORATION |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/22/2011 |
| MCD |
| 580135101 |
| 6 |
| ELIMINATE SUPER-MAJORITY VOTING REQUIREMENTS IN ARTICLE THIRTEENTH OF OUR RESTATED CERTIFICATE OF INCORPORATION (BOARD OF DIRECTORS) |
| MGMT |
| FOR |
| FOR |
|
MCDONALD’S CORPORATION |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/22/2011 |
| MCD |
| 580135101 |
| 7 |
| ELIMINATE SUPER-MAJORITY VOTING REQUIREMENT IN ARTICLE FOURTEENTH OF OUR RESTATED CERTIFICATE OF INCORPORATION (SHAREHOLDER ACTION) |
| MGMT |
| FOR |
| FOR |
|
MCDONALD’S CORPORATION |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/22/2011 |
| MCD |
| 580135101 |
| 8 |
| ADVISORY VOTE ON SHAREHOLDER PROPOSAL RELATING TO CLASSIFIED BOARD |
| SHAREHOLD |
| FOR |
| AGAINST |
|
MCDONALD’S CORPORATION |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/22/2011 |
| MCD |
| 580135101 |
| 9 |
| ADVISORY VOTE ON SHAREHOLDER PROPOSAL RELATING TO THE USE OF CONTROLLED ATMOSPHERE STUNNING |
| SHAREHOLD |
| FOR |
| AGAINST |
|
MCDONALD’S CORPORATION |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/22/2011 |
| MCD |
| 580135101 |
| 10 |
| ADVISORY VOTE ON SHAREHOLDER PROPOSAL RELATING TO A REPORT ON CHILDREN’S NUTRITION |
| SHAREHOLD |
| FOR |
| AGAINST |
|
MCDONALD’S CORPORATION |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/22/2011 |
| MCD |
| 580135101 |
| 11 |
| ADVISORY VOTE ON SHAREHOLDER PROPOSAL RELATING TO BEVERAGE CONTAINERS |
| SHAREHOLD |
| FOR |
| AGAINST |
|
TIME WARNER CABLE INC |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/24/2011 |
| TWX |
| 88732J207 |
| 1A |
| ELECTION OF NOMINEES: JAMES L. BARKSDALE |
| MGMT |
| FOR |
| FOR |
|
TIME WARNER CABLE INC |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/24/2011 |
| TWX |
| 88732J207 |
| 1B |
| ELECTION OF NOMINEES: WILLIAM P. BARR |
| MGMT |
| FOR |
| FOR |
|
TIME WARNER CABLE INC |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/24/2011 |
| TWX |
| 88732J207 |
| 1C |
| ELECTION OF NOMINEES: JEFFREY L. BEWKES |
| MGMT |
| FOR |
| FOR |
|
TIME WARNER CABLE INC |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/24/2011 |
| TWX |
| 88732J207 |
| 1D |
| ELECTION OF NOMINEES: STEPHEN F. BOLLENBACH |
| MGMT |
| FOR |
| FOR |
|
TIME WARNER CABLE INC |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/24/2011 |
| TWX |
| 88732J207 |
| 1E |
| ELECTION OF NOMINEES: FRANK J. CAUFIELD |
| MGMT |
| FOR |
| FOR |
|
TIME WARNER CABLE INC |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/24/2011 |
| TWX |
| 88732J207 |
| 1F |
| ELECTION OF NOMINEES: ROBERT C. CLARK |
| MGMT |
| FOR |
| FOR |
|
TIME WARNER CABLE INC |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/24/2011 |
| TWX |
| 88732J207 |
| 1G |
| ELECTION OF NOMINEES: MATHIAS DOPFNER |
| MGMT |
| FOR |
| FOR |
|
TIME WARNER CABLE INC |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/24/2011 |
| TWX |
| 88732J207 |
| 1H |
| ELECTION OF NOMINEES: JASSICA P. EINHORN |
| MGMT |
| FOR |
| FOR |
|
TIME WARNER CABLE INC |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/24/2011 |
| TWX |
| 88732J207 |
| 1I |
| ELECTION OF NOMINEES: FRED HASSAN |
| MGMT |
| FOR |
| FOR |
|
TIME WARNER CABLE INC |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/24/2011 |
| TWX |
| 88732J207 |
| 1J |
| ELECTION OF NOMINEES: MICHAEL A. MILES |
| MGMT |
| FOR |
| FOR |
|
TIME WARNER CABLE INC |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/24/2011 |
| TWX |
| 88732J207 |
| 1K |
| ELECTION OF NOMINEES: KENNETH J. NOVACK |
| MGMT |
| FOR |
| FOR |
|
TIME WARNER CABLE INC |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/24/2011 |
| TWX |
| 88732J207 |
| 1L |
| ELECTION OF NOMINEES: PAUL D. WACHTER |
| MGMT |
| FOR |
| FOR |
|
|
|
|
|
|
|
|
|
|
| TWX |
|
|
|
|
| ELECTION OF NOMINEES: DEBORAH C. WRIGHT |
|
|
|
|
|
|
|
TIME WARNER CABLE INC |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/24/2011 |
| TWX |
| 88732J207 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
TIME WARNER CABLE INC |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/24/2011 |
| TWX |
| 88732J207 |
| 3 |
| ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
TIME WARNER CABLE INC |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/24/2011 |
| TWX |
| 88732J207 |
| 4 |
| ADVISORY VOTE ON FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
TIME WARNER CABLE INC |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/24/2011 |
| TWX |
| 88732J207 |
| 5 |
| APPROVAL OF AN AMENDMENT TO THE COMPANY’S RESTATED CERTIFICATE OF INCORPORATION TO REMOVE ABSOLUTE MAJORITY VOTE PROVISIONS IN THE FORM ATTACHED TO THE ACCOMPANYING PROXY STATEMENT AS ANNEX B |
| MGMT |
| FOR |
| FOR |
|
TIME WARNER CABLE INC |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/24/2011 |
| TWX |
| 88732J207 |
| 6 |
| STOCKHOLDER PROPOSAL ON SHAREHOLDER ACTION BY WRITTEN CONSENT |
| SHAREHOLD |
| FOR |
| AGAINST |
|
KRAFT FOODS INC. |
| US |
| 5/24/2011 |
| ANNUAL |
| 3/16/2011 |
| KFT |
| 50075N104 |
| 1A |
| ELECTION OF NOMINEES: AJAYPAL S. BANGA |
| MGMT |
| FOR |
| FOR |
|
KRAFT FOODS INC. |
| US |
| 5/24/2011 |
| ANNUAL |
| 3/16/2011 |
| KFT |
| 50075N104 |
| 1B |
| ELECTION OF NOMINEES: MYRA M. HART |
| MGMT |
| FOR |
| FOR |
|
KRAFT FOODS INC. |
| US |
| 5/24/2011 |
| ANNUAL |
| 3/16/2011 |
| KFT |
| 50075N104 |
| 1C |
| ELECTION OF NOMINEES: PETER B. HENRY |
| MGMT |
| FOR |
| FOR |
|
KRAFT FOODS INC. |
| US |
| 5/24/2011 |
| ANNUAL |
| 3/16/2011 |
| KFT |
| 50075N104 |
| 1D |
| ELECTION OF NOMINEES: LOIS D. JULIBER |
| MGMT |
| FOR |
| FOR |
|
KRAFT FOODS INC. |
| US |
| 5/24/2011 |
| ANNUAL |
| 3/16/2011 |
| KFT |
| 50075N104 |
| 1E |
| ELECTION OF NOMINEES: MARK D. KETCHUM |
| MGMT |
| FOR |
| FOR |
|
KRAFT FOODS INC. |
| US |
| 5/24/2011 |
| ANNUAL |
| 3/16/2011 |
| KFT |
| 50075N104 |
| 1F |
| ELECTION OF NOMINEES: RICHARD A. LERNER, M.D. |
| MGMT |
| FOR |
| FOR |
|
KRAFT FOODS INC. |
| US |
| 5/24/2011 |
| ANNUAL |
| 3/16/2011 |
| KFT |
| 50075N104 |
| 1G |
| ELECTION OF NOMINEES: MACKEY J. MCDONALD |
| MGMT |
| FOR |
| FOR |
|
KRAFT FOODS INC. |
| US |
| 5/24/2011 |
| ANNUAL |
| 3/16/2011 |
| KFT |
| 50075N104 |
| 1H |
| ELECTION OF NOMINEES: JOHN C. POPE |
| MGMT |
| FOR |
| FOR |
|
KRAFT FOODS INC. |
| US |
| 5/24/2011 |
| ANNUAL |
| 3/16/2011 |
| KFT |
| 50075N104 |
| 1I |
| ELECTION OF NOMINEES: FREDRIC G. REYNOLDS |
| MGMT |
| FOR |
| FOR |
|
KRAFT FOODS INC. |
| US |
| 5/24/2011 |
| ANNUAL |
| 3/16/2011 |
| KFT |
| 50075N104 |
| 1J |
| ELECTION OF NOMINEES: IRENE B. ROSENFELD |
| MGMT |
| FOR |
| FOR |
|
KRAFT FOODS INC. |
| US |
| 5/24/2011 |
| ANNUAL |
| 3/16/2011 |
| KFT |
| 50075N104 |
| 1K |
| ELECTION OF NOMINEES: J.F. VAN BOXMEER |
| MGMT |
| FOR |
| FOR |
|
KRAFT FOODS INC. |
| US |
| 5/24/2011 |
| ANNUAL |
| 3/16/2011 |
| KFT |
| 50075N104 |
| 2 |
| ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
KRAFT FOODS INC. |
| US |
| 5/24/2011 |
| ANNUAL |
| 3/16/2011 |
| KFT |
| 50075N104 |
| 3 |
| ADVISORY VOTE ON THE FREQUENCY OF AN EXECUTIVE COMPENSATION VOTE |
| MGMT |
| FOR |
| FOR |
|
KRAFT FOODS INC. |
| US |
| 5/24/2011 |
| ANNUAL |
| 3/16/2011 |
| KFT |
| 50075N104 |
| 4 |
| APPROVAL OF THE KRAFT FOODS INC. AMENDED AND RESTATED 2006 STOCK COMPENSATION PLAN FOR NON EMPLOYEE DIRECTORS |
| MGMT |
| FOR |
| FOR |
|
KRAFT FOODS INC. |
| US |
| 5/24/2011 |
| ANNUAL |
| 3/16/2011 |
| KFT |
| 50075N104 |
| 5 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
EXXON MOBIL CORPORATION |
| US |
| 5/25/2011 |
| ANNUAL |
| 4/6/2011 |
| XOM |
| 30231G102 |
| 1 |
| ELECTION OF NOMINEES: 1. M.J. BOSKIN, 2. P. BRABECK-LETMATHE, 3. L.R. FAULKNER, 4. J.S. FISHMAN, 5. K.C. FRAZIER, 6. W.W. GEORGE, 7. M.C. NELSON, 8. S.J. PALMISANO, 9. S.S REINEMUND, 10. R.W. TILLERSON, 11. E.E. WHITACRE, JR. |
| MGMT |
| FOR |
| FOR |
|
EXXON MOBIL CORPORATION |
| US |
| 5/25/2011 |
| ANNUAL |
| 4/6/2011 |
| XOM |
| 30231G102 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
EXXON MOBIL CORPORATION |
| US |
| 5/25/2011 |
| ANNUAL |
| 4/6/2011 |
| XOM |
| 30231G102 |
| 3 |
| ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
EXXON MOBIL CORPORATION |
| US |
| 5/25/2011 |
| ANNUAL |
| 4/6/2011 |
| XOM |
| 30231G102 |
| 4 |
| FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
EXXON MOBIL CORPORATION |
| US |
| 5/25/2011 |
| ANNUAL |
| 4/6/2011 |
| XOM |
| 30231G102 |
| 5 |
| INDEPENDENT CHAIRMAN |
| SHAREHOLD |
| FOR |
| AGAINST |
|
EXXON MOBIL CORPORATION |
| US |
| 5/25/2011 |
| ANNUAL |
| 4/6/2011 |
| XOM |
| 30231G102 |
| 6 |
| REPORT ON POLITICAL CONTRIBUTIONS |
| SHAREHOLD |
| FOR |
| AGAINST |
|
EXXON MOBIL CORPORATION |
| US |
| 5/25/2011 |
| ANNUAL |
| 4/6/2011 |
| XOM |
| 30231G102 |
| 7 |
| AMENDMENT OF EEO POLICY |
| SHAREHOLD |
| FOR |
| AGAINST |
|
EXXON MOBIL CORPORATION |
| US |
| 5/25/2011 |
| ANNUAL |
| 4/6/2011 |
| XOM |
| 30231G102 |
| 8 |
| POLICY ON WATER |
| SHAREHOLD |
| FOR |
| AGAINST |
|
EXXON MOBIL CORPORATION |
| US |
| 5/25/2011 |
| ANNUAL |
| 4/6/2011 |
| XOM |
| 30231G102 |
| 9 |
| REPORT ON CANADIAN OIL SANDS |
| SHAREHOLD |
| FOR |
| AGAINST |
|
EXXON MOBIL CORPORATION |
| US |
| 5/25/2011 |
| ANNUAL |
| 4/6/2011 |
| XOM |
| 30231G102 |
| 10 |
| REPORT ON NATURAL GAS PRODUCTION |
| SHAREHOLD |
| FOR |
| AGAINST |
|
EXXON MOBIL CORPORATION |
| US |
| 5/25/2011 |
| ANNUAL |
| 4/6/2011 |
| XOM |
| 30231G102 |
| 11 |
| REPORT ON ENERGY TECHNOLOGY |
| SHAREHOLD |
| FOR |
| AGAINST |
|
EXXON MOBIL CORPORATION |
| US |
| 5/25/2011 |
| ANNUAL |
| 4/6/2011 |
| XOM |
| 30231G102 |
| 12 |
| GREENHOUSE GAS EMISSIONS GOALS |
| SHAREHOLD |
| FOR |
| AGAINST |
|
WAL-MART STORES, INC. |
| US |
| 6/3/2011 |
| ANNUAL |
| 4/6/2011 |
| WMT |
| 931142103 |
| 1A |
| ELECTION OF NOMINEES: AIDA M. ALVAREZ |
| MGMT |
| FOR |
| FOR |
|
WAL-MART STORES, INC. |
| US |
| 6/3/2011 |
| ANNUAL |
| 4/6/2011 |
| WMT |
| 931142103 |
| 1B |
| ELECTION OF NOMINEES: JAMES W. BREYER |
| MGMT |
| FOR |
| FOR |
|
WAL-MART STORES, INC. |
| US |
| 6/3/2011 |
| ANNUAL |
| 4/6/2011 |
| WMT |
| 931142103 |
| 1C |
| ELECTION OF NOMINEES: M. MICHELE BURNS |
| MGMT |
| FOR |
| FOR |
|
WAL-MART STORES, INC. |
| US |
| 6/3/2011 |
| ANNUAL |
| 4/6/2011 |
| WMT |
| 931142103 |
| 1D |
| ELECTION OF NOMINEES: JAMES I. CASH, JR. |
| MGMT |
| FOR |
| FOR |
|
WAL-MART STORES, INC. |
| US |
| 6/3/2011 |
| ANNUAL |
| 4/6/2011 |
| WMT |
| 931142103 |
| 1E |
| ELECTION OF NOMINEES: ROGER C. CORBETT |
| MGMT |
| FOR |
| FOR |
|
WAL-MART STORES, INC. |
| US |
| 6/3/2011 |
| ANNUAL |
| 4/6/2011 |
| WMT |
| 931142103 |
| 1F |
| ELECTION OF NOMINEES: DOUGLAS N. DAFT |
| MGMT |
| FOR |
| FOR |
|
WAL-MART STORES, INC. |
| US |
| 6/3/2011 |
| ANNUAL |
| 4/6/2011 |
| WMT |
| 931142103 |
| 1G |
| ELECTION OF NOMINEES: MICHAEL T. DUKE |
| MGMT |
| FOR |
| FOR |
|
WAL-MART STORES, INC. |
| US |
| 6/3/2011 |
| ANNUAL |
| 4/6/2011 |
| WMT |
| 931142103 |
| 1H |
| ELECTION OF NOMINEES: GREGORY B. PENNER |
| MGMT |
| FOR |
| FOR |
|
WAL-MART STORES, INC. |
| US |
| 6/3/2011 |
| ANNUAL |
| 4/6/2011 |
| WMT |
| 931142103 |
| 1I |
| ELECTION OF NOMINEES: STEVEN S REINEMUND |
| MGMT |
| FOR |
| FOR |
|
WAL-MART STORES, INC. |
| US |
| 6/3/2011 |
| ANNUAL |
| 4/6/2011 |
| WMT |
| 931142103 |
| 1J |
| ELECTION OF NOMINEES: H. LEE SCOTT, JR. |
| MGMT |
| FOR |
| FOR |
|
WAL-MART STORES, INC. |
| US |
| 6/3/2011 |
| ANNUAL |
| 4/6/2011 |
| WMT |
| 931142103 |
| 1K |
| ELECTION OF NOMINEES: ARNE M. SORENSON |
| MGMT |
| FOR |
| FOR |
|
WAL-MART STORES, INC. |
| US |
| 6/3/2011 |
| ANNUAL |
| 4/6/2011 |
| WMT |
| 931142103 |
| 1L |
| ELECTION OF NOMINEES: JIM C. WALTON |
| MGMT |
| FOR |
| FOR |
|
WAL-MART STORES, INC. |
| US |
| 6/3/2011 |
| ANNUAL |
| 4/6/2011 |
| WMT |
| 931142103 |
| 1M |
| ELECTION OF NOMINEES: S. ROBSON WALTON |
| MGMT |
| FOR |
| FOR |
|
WAL-MART STORES, INC. |
| US |
| 6/3/2011 |
| ANNUAL |
| 4/6/2011 |
| WMT |
| 931142103 |
| 1N |
| ELECTION OF NOMINEES: CHRISTOPHER J. WILLIAMS |
| MGMT |
| FOR |
| FOR |
|
WAL-MART STORES, INC. |
| US |
| 6/3/2011 |
| ANNUAL |
| 4/6/2011 |
| WMT |
| 931142103 |
| 1O |
| ELECTION OF NOMINEES: LINDA S. WOLF |
| MGMT |
| FOR |
| FOR |
|
WAL-MART STORES, INC. |
| US |
| 6/3/2011 |
| ANNUAL |
| 4/6/2011 |
| WMT |
| 931142103 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
WAL-MART STORES, INC. |
| US |
| 6/3/2011 |
| ANNUAL |
| 4/6/2011 |
| WMT |
| 931142103 |
| 3 |
| ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
WAL-MART STORES, INC. |
| US |
| 6/3/2011 |
| ANNUAL |
| 4/6/2011 |
| WMT |
| 931142103 |
| 4 |
| ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
WAL-MART STORES, INC. |
| US |
| 6/3/2011 |
| ANNUAL |
| 4/6/2011 |
| WMT |
| 931142103 |
| 5 |
| GENDER IDENTITY NON-DISCRIMINATION POLICY |
| SHAREHOLD |
| FOR |
| AGAINST |
|
WAL-MART STORES, INC. |
| US |
| 6/3/2011 |
| ANNUAL |
| 4/6/2011 |
| WMT |
| 931142103 |
| 6 |
| POLITICAL CONTRIBUTIONS REPORT |
| SHAREHOLD |
| FOR |
| AGAINST |
|
WAL-MART STORES, INC. |
| US |
| 6/3/2011 |
| ANNUAL |
| 4/6/2011 |
| WMT |
| 931142103 |
| 7 |
| SPECIAL SHAREOWNER MEETINGS |
| SHAREHOLD |
| FOR |
| AGAINST |
|
WAL-MART STORES, INC. |
| US |
| 6/3/2011 |
| ANNUAL |
| 4/6/2011 |
| WMT |
| 931142103 |
| 8 |
| REQUIRE SUPPLIER(S) TO PUBLISH AN ANNUAL SUSTAINABILITY REPORT |
| SHAREHOLD |
| FOR |
| AGAINST |
|
WAL-MART STORES, INC. |
| US |
| 6/3/2011 |
| ANNUAL |
| 4/6/2011 |
| WMT |
| 931142103 |
| 9 |
| CLIMATE CHANGE RISK DISCLOSURE |
| SHAREHOLD |
| FOR |
| AGAINST |
|
TARGET CORPORATION |
| US |
| 6/8/2011 |
| ANNUAL |
| 4/11/2011 |
| TGT |
| 87612E106 |
| 1A |
| ELECTION OF NOMINEES: ROXANNE S. AUSTIN |
| MGMT |
| FOR |
| FOR |
|
TARGET CORPORATION |
| US |
| 6/8/2011 |
| ANNUAL |
| 4/11/2011 |
| TGT |
| 87612E106 |
| 1B |
| ELECTION OF NOMINEES: CALVIN DARDEN |
| MGMT |
| FOR |
| FOR |
|
TARGET CORPORATION |
| US |
| 6/8/2011 |
| ANNUAL |
| 4/11/2011 |
| TGT |
| 87612E106 |
| 1C |
| ELECTION OF NOMINEES: MARY N. DILLON |
| MGMT |
| FOR |
| FOR |
|
TARGET CORPORATION |
| US |
| 6/8/2011 |
| ANNUAL |
| 4/11/2011 |
| TGT |
| 87612E106 |
| 1D |
| ELECTION OF NOMINEES: JAMES A. JOHNSON |
| MGMT |
| FOR |
| FOR |
|
TARGET CORPORATION |
| US |
| 6/8/2011 |
| ANNUAL |
| 4/11/2011 |
| TGT |
| 87612E106 |
| 1E |
| ELECTION OF NOMINEES: MARY E. MINNICK |
| MGMT |
| FOR |
| FOR |
|
TARGET CORPORATION |
| US |
| 6/8/2011 |
| ANNUAL |
| 4/11/2011 |
| TGT |
| 87612E106 |
| 1F |
| ELECTION OF NOMINEES: ANNE M. MULCAHY |
| MGMT |
| FOR |
| FOR |
|
TARGET CORPORATION |
| US |
| 6/8/2011 |
| ANNUAL |
| 4/11/2011 |
| TGT |
| 87612E106 |
| 1G |
| ELECTION OF NOMINEES: DERICA W. RICE |
| MGMT |
| FOR |
| FOR |
|
TARGET CORPORATION |
| US |
| 6/8/2011 |
| ANNUAL |
| 4/11/2011 |
| TGT |
| 87612E106 |
| 1H |
| ELECTION OF NOMINEES: STEPHEN W. SANGER |
| MGMT |
| FOR |
| FOR |
|
TARGET CORPORATION |
| US |
| 6/8/2011 |
| ANNUAL |
| 4/11/2011 |
| TGT |
| 87612E106 |
| 1I |
| ELECTION OF NOMINEES: GREGG W. STEINHAFEL |
| MGMT |
| FOR |
| FOR |
|
TARGET CORPORATION |
| US |
| 6/8/2011 |
| ANNUAL |
| 4/11/2011 |
| TGT |
| 87612E106 |
| 1J |
| ELECTION OF NOMINEES: JOHN G. STUMPF |
| MGMT |
| FOR |
| FOR |
|
TARGET CORPORATION |
| US |
| 6/8/2011 |
| ANNUAL |
| 4/11/2011 |
| TGT |
| 87612E106 |
| 1K |
| ELECTION OF NOMINEES: SOLOMON D. TRUJILLO |
| MGMT |
| FOR |
| FOR |
|
TARGET CORPORATION |
| US |
| 6/8/2011 |
| ANNUAL |
| 4/11/2011 |
| TGT |
| 87612E106 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
TARGET CORPORATION |
| US |
| 6/8/2011 |
| ANNUAL |
| 4/11/2011 |
| TGT |
| 87612E106 |
| 3 |
| COMPANY PROPOSAL TO APPROVE THE TARGET CORPORATION 2011 LONG-TERM INCENTIVE PLAN |
| MGMT |
| FOR |
| FOR |
|
TARGET CORPORATION |
| US |
| 6/8/2011 |
| ANNUAL |
| 4/11/2011 |
| TGT |
| 87612E106 |
| 4 |
| COMPANY PROPOSAL TO CAST A NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION (“SAY-ON-PAY”) |
| MGMT |
| FOR |
| FOR |
|
TARGET CORPORATION |
| US |
| 6/8/2011 |
| ANNUAL |
| 4/11/2011 |
| TGT |
| 87612E106 |
| 5 |
| COMPANY PROPOSAL TO CAST A NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF SAY-ON-PAY VOTES |
| MGMT |
| FOR |
| FOR |
|
TARGET CORPORATION |
| US |
| 6/8/2011 |
| ANNUAL |
| 4/11/2011 |
| TGT |
| 87612E106 |
| 6 |
| SHAREHOLDER PROPOSAL ON COMPENSATION BENCHMARKING |
| SHAREHOLD |
| FOR |
| AGAINST |
|
TARGET CORPORATION |
| US |
| 6/8/2011 |
| ANNUAL |
| 4/11/2011 |
| TGT |
| 87612E106 |
| 7 |
| SHAREHOLDER PROPOSAL ON ELECTRONICS RECYCLING |
| SHAREHOLD |
| FOR |
| AGAINST |
|
AEROPOSTALE, INC. |
| US |
| 6/16/2011 |
| ANNUAL |
| 4/21/2011 |
| ARO |
| 007865108 |
| 1 |
| ELECTION OF NOMINEES: 1. RONALD R. BEEGLE, 2. ROBERT B. CHAVEZ, 3. MICHAEL J. CUNNINGHAM, 4. EVELYN DILSAVER, 5. JULIAN R. GEIGER, 6. JOHN N. HAUGH, 7. KARIN HIRTLER-GARVEY, 8. JOHN D. HOWARD, 9. THOMAS P. JOHNSON, 10. DAVID B. VERMYLEN |
| MGMT |
| FOR |
| FOR |
|
AEROPOSTALE, INC. |
| US |
| 6/16/2011 |
| ANNUAL |
| 4/21/2011 |
| ARO |
| 007865108 |
| 2 |
| TO APPROVE AN EXTENSION OF THE TERM OF OUR AMENDED AND RESTATED 2002 LONG-TERM INCENTIVE PLAN, AS WELL AS CERTAIN OTHER ADMINISTRATIVE UPDATES TO THE PLAN |
| MGMT |
| FOR |
| FOR |
|
AEROPOSTALE, INC. |
| US |
| 6/16/2011 |
| ANNUAL |
| 4/21/2011 |
| ARO |
| 007865108 |
| 3 |
| TO HOLD AN ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
AEROPOSTALE, INC. |
| US |
| 6/16/2011 |
| ANNUAL |
| 4/21/2011 |
| ARO |
| 007865108 |
| 4 |
| TO HOLD AN ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
AEROPOSTALE, INC. |
| US |
| 6/16/2011 |
| ANNUAL |
| 4/21/2011 |
| ARO |
| 007865108 |
| 5 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
PACIFIC ADVISORS FUNDS PROXY VOTING RECORD
FOR THE PERIOD JULY 1, 2010 - JUNE 30, 2011
MID CAP VALUE FUND
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| PG VOTE |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| (“FOR”), |
|
|
|
|
|
|
| MEETING |
|
|
|
|
|
|
|
|
|
|
|
|
| (“FOR”) |
| (“AGAINST”), |
|
|
|
|
|
|
| TYPE |
|
|
|
|
|
|
|
|
|
|
| PROPOSED BY |
| OR |
| (“ABSTAIN”), |
|
|
|
|
|
|
| (“ANNUAL”) |
|
|
|
|
|
|
| AGENDA |
| AGENDA |
| (“MGMT”) |
| (“AGAINST”) |
| (“WITHHOLD”) |
|
|
|
|
| MEETING |
| OR |
| RECORD |
|
|
| SECURITY ID |
| ITEM |
| ITEM |
| OR |
| MGMT |
| OR |
|
COMPANY NAME |
| COUNTRY |
| DATE |
| (“SPECIAL”) |
| DATE |
| TICKER |
| (CUSIP) |
| NUMBER |
| DESCRIPTION |
| (“SHAREHOLD”) |
| RECOMMENDATION |
| (“NOT RECD”) |
|
TIDEWATER INC. |
| US |
| 7/22/2010 |
| ANNUAL |
| 5/28/2010 |
| TDW |
| 886423102 |
| 1 |
| ELECTION OF NOMINEES: 1. M. JAY ALLISON, 2. JAMES C. DAY, 3. RICHARD T. DU MOULIN, 4. MORRIS E. FOSTER, 5. J. WAYNE LEONARD, 6. JON C. MADONNA, 7. JOSEPH H. NETHERLAND, 8. RICHARD A. PATAROZZI, 9. NICHOLAS J. SUTTON, 10. CINDY B. TAYLOR, 11. DEAN E. TAYLOR, 12. JACK E. THOMPSON |
| MGMT |
| FOR |
| FOR |
|
TIDEWATER INC. |
| US |
| 7/22/2010 |
| ANNUAL |
| 5/28/2010 |
| TDW |
| 886423102 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
DRYSHIPS INC. |
| US |
| 9/6/2010 |
| ANNUAL |
| 7/19/2010 |
| DRYS |
| Y2109Q101 |
| 1 |
| ELECTION OF NOMINEES: 1. CHRYSSOULA KANDYLIDIS, 2. GEORGE DEMATHAS |
| MGMT |
| FOR |
| FOR |
|
DRYSHIPS INC. |
| US |
| 9/6/2010 |
| ANNUAL |
| 7/19/2010 |
| DRYS |
| Y2109Q101 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
COPART, INC. |
| US |
| 12/2/2010 |
| ANNUAL |
| 10/4/2010 |
| CPRT |
| 217204106 |
| 1 |
| ELECTION OF NOMINEES: 1. WILLIS J. JOHNSON, 2. A. JAYSON ADAIR, 3. MATT BLUNT, 4. STEVEN D. COHAN, 5. DANIEL J. ENGLANDER, 6. JAMES E. MEEKS, 7. THOMAS W. SMITH |
| MGMT |
| FOR |
| FOR |
|
COPART, INC. |
| US |
| 12/2/2010 |
| ANNUAL |
| 10/4/2010 |
| CPRT |
| 217204106 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
COMMERCIAL METALS COMPANY |
| US |
| 1/17/2011 |
| ANNUAL |
| 11/22/2010 |
| CMC |
| 201723103 |
| 1 |
| ELECTION OF NOMINEES: 1. ROBERT L. GUIDO, 2. SARAH E. RAISS, 3. J. DAVID SMITH, 4. ROBERT R. WOMACK |
| MGMT |
| FOR |
| FOR |
|
COMMERCIAL METALS COMPANY |
| US |
| 1/17/2011 |
| ANNUAL |
| 11/22/2010 |
| CMC |
| 201723103 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
NAVISTAR INTERNATIONAL CORPORATION |
| US |
| 2/15/2011 |
| ANNUAL |
| 12/31/2010 |
| NAV |
| 63934E108 |
| 1 |
| ELECTION OF NOMINEES: 1. JAMES H. KEYES, 2. JOHN D. CORRENTI, 3. DANIEL C. USTIAN |
| MGMT |
| FOR |
| FOR |
|
NAVISTAR INTERNATIONAL CORPORATION |
| US |
| 2/15/2011 |
| ANNUAL |
| 12/31/2010 |
| NAV |
| 63934E108 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
NAVISTAR INTERNATIONAL CORPORATION |
| US |
| 2/15/2011 |
| ANNUAL |
| 12/31/2010 |
| NAV |
| 63934E108 |
| 3 |
| VOTE TO APPROVE AN AMENDMENT TO OUR RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 110,000,000 TO 220,000,000 |
| MGMT |
| FOR |
| FOR |
|
NAVISTAR INTERNATIONAL CORPORATION |
| US |
| 2/15/2011 |
| ANNUAL |
| 12/31/2010 |
| NAV |
| 63934E108 |
| 4 |
| ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
NAVISTAR INTERNATIONAL CORPORATION |
| US |
| 2/15/2011 |
| ANNUAL |
| 12/31/2010 |
| NAV |
| 63934E108 |
| 5 |
| ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
NAVISTAR INTERNATIONAL CORPORATION |
| US |
| 2/15/2011 |
| ANNUAL |
| 12/31/2010 |
| NAV |
| 63934E108 |
| 6 |
| STOCKHOLDER PROPOSAL REQUESTING ADOPTION OF A POLICY TO OBTAIN STOCKHOLDER APPROVAL FOR CERTAIN FUTURE SEVERANCE AGREEMENTS |
| SHAREHOLD |
| FOR |
| AGAINST |
|
JOY GLOBAL INC. |
| US |
| 3/8/2011 |
| ANNUAL |
| 1/7/2011 |
| JOYG |
| 481165108 |
| 1 |
| ELECTION OF NOMINEES: 1. STEVEN L. GERARD, 2. JOHN NILS HANSON, 3. KEN C. JOHNSEN, 4. GALE E. KLAPPA, 5. RICHARD B. LOYND, 6. P. ERIC SIEGERT, 7. MICHAEL W. SUTHERLIN, 8. JAMES H. TATE |
| MGMT |
| FOR |
| FOR |
|
JOY GLOBAL INC. |
| US |
| 3/8/2011 |
| ANNUAL |
| 1/7/2011 |
| JOYG |
| 481165108 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
JOY GLOBAL INC. |
| US |
| 3/8/2011 |
| ANNUAL |
| 1/7/2011 |
| JOYG |
| 481165108 |
| 3 |
| ADVISORY VOTE ON THE COMPENSATION OF THE CORPORATION’S NAMED EXECUTIVE OFFICERS |
| MGMT |
| FOR |
| FOR |
|
JOY GLOBAL INC. |
| US |
| 3/8/2011 |
| ANNUAL |
| 1/7/2011 |
| JOYG |
| 481165108 |
| 4 |
| ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF THE CORPORATION’S NAMED EXECUTIVE OFFICERS |
| MGMT |
| FOR |
| FOR |
|
JOY GLOBAL INC. |
| US |
| 3/8/2011 |
| ANNUAL |
| 1/7/2011 |
| JOYG |
| 481165108 |
| 5 |
| APPROVAL OF THE JOY GLOBAL INC. EMPLOYEE STOCK PURCHASE PLAN |
| MGMT |
| FOR |
| FOR |
|
H.B. FULLER COMPANY |
| US |
| 4/14/2011 |
| ANNUAL |
| 2/16/2011 |
| FUL |
| 359694106 |
| 1 |
| ELECTION OF NOMINEES: 1. J. MICHAEL LOSH, 2. LEE R. MITAU, 3. R. WILLIAM VAN SANT |
| MGMT |
| FOR |
| FOR |
|
H.B. FULLER COMPANY |
| US |
| 4/14/2011 |
| ANNUAL |
| 2/16/2011 |
| FUL |
| 359694106 |
| 2 |
| A NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS DISCLOSED IN THE ATTACHED PROXY STATEMENT |
| MGMT |
| FOR |
| FOR |
|
H.B. FULLER COMPANY |
| US |
| 4/14/2011 |
| ANNUAL |
| 2/16/2011 |
| FUL |
| 359694106 |
| 3 |
| A NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
H.B. FULLER COMPANY |
| US |
| 4/14/2011 |
| ANNUAL |
| 2/16/2011 |
| FUL |
| 359694106 |
| 4 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
GRACO INC. |
| US |
| 4/21/2011 |
| ANNUAL |
| 2/22/2011 |
| GGG |
| 384109104 |
| 1 |
| ELECTION OF NOMINEES: 1. PATRICK J. MCHALE, 2. LEE R. MITAU, 3. MARTI MORFITT |
| MGMT |
| FOR |
| FOR |
|
GRACO INC. |
| US |
| 4/21/2011 |
| ANNUAL |
| 2/22/2011 |
| GGG |
| 384109104 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
GRACO INC. |
| US |
| 4/21/2011 |
| ANNUAL |
| 2/22/2011 |
| GGG |
| 384109104 |
| 3 |
| ADVISORY, NON-BINDING RESOLUTION TO APPROVE OUR EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
GRACO INC. |
| US |
| 4/21/2011 |
| ANNUAL |
| 2/22/2011 |
| GGG |
| 384109104 |
| 4 |
| ADVISORY, NON-BINDING VOTE ON THE FREQUENCY FOR WHICH SHAREHOLDERS WILL HAVE AN ADVISORY, NON-BINDING VOTE ON OUR EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
GRACO INC. |
| US |
| 4/21/2011 |
| ANNUAL |
| 2/22/2011 |
| GGG |
| 384109104 |
| 5 |
| SHAREHOLDER PROPOSAL TO ADOPT MAJORITY VOTING FOR THE ELECTION OF DIRECTORS |
| SHAREHOLD |
| FOR |
| AGAINST |
|
ARCH COAL, INC. |
| US |
| 4/28/2011 |
| ANNUAL |
| 2/28/2011 |
| ACI |
| 39380100 |
| 1 |
| ELECTION OF NOMINEES: 1. JAMES R. BOYD, 2. JOHN W. EAVES, 3. DAVID D. FREUDENTHAL, 4. DOUGLAS H. HUNT, 5. J. THOMAS JONES, 6. A. MICHAEL PERRY, 7. PETER I. WOLD |
| MGMT |
| FOR |
| FOR |
|
ARCH COAL, INC. |
| US |
| 4/28/2011 |
| ANNUAL |
| 2/28/2011 |
| ACI |
| 39380100 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
ARCH COAL, INC. |
| US |
| 4/28/2011 |
|
|
| 2/28/2011 |
| ACI |
| 39380100 |
| 3 |
| APPROVAL OF EXECUTIVE COMPENSATION IN AN ADVISORY VOTE |
| MGMT |
| FOR |
| FOR |
|
ARCH COAL, INC. |
| US |
| 4/28/2011 |
| ANNUAL |
| 2/28/2011 |
| ACI |
| 39380100 |
| 4 |
| ADVISORY VOTE ON FREQUENCY OF SAY-ON-PAY VOTES |
| MGMT |
| FOR |
| FOR |
|
MARTEN TRANSPORT, LTD. |
| US |
| 5/3/2011 |
| ANNUAL |
| 3/8/2011 |
| MRTN |
| 573075108 |
| 1 |
| ELECTION OF NOMINEES: 1. RANDOLPH L. MARTEN, 2. LARRY B. HAGNESS, 3. THOMAS J. WINKEL, 4. JERRY M. BAUER, 5. ROBERT L. DEMOREST, 6. G. LARRY OWENS |
| MGMT |
| FOR |
| FOR |
|
MARTEN TRANSPORT, LTD. |
| US |
| 5/3/2011 |
| ANNUAL |
| 3/8/2011 |
| MRTN |
| 573075108 |
| 2 |
| ADVISORY, NON-BINDING VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
MARTEN TRANSPORT, LTD. |
| US |
| 5/3/2011 |
| ANNUAL |
| 3/8/2011 |
| MRTN |
| 573075108 |
| 3 |
| ADVISORY, NON-BINDING VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
MARTEN TRANSPORT, LTD. |
| US |
| 5/3/2011 |
| ANNUAL |
| 3/8/2011 |
| MRTN |
| 573075108 |
| 4 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
CHICAGO BRIDGE & IRON COMPANY N.V. |
| US |
| 5/4/2011 |
| ANNUAL |
| 3/10/2011 |
| CBI |
| 167250109 |
| 1A |
| ELECTION OF NOMINEES: GARY L. NEALE |
| MGMT |
| FOR |
| FOR |
|
CHICAGO BRIDGE & IRON COMPANY N.V. |
| US |
| 5/4/2011 |
| ANNUAL |
| 3/10/2011 |
| CBI |
| 167250109 |
| 1B |
| ELECTION OF NOMINEES: CHARLES JENNETT |
| MGMT |
| FOR |
| FOR |
|
CHICAGO BRIDGE & IRON COMPANY N.V. |
| US |
| 5/4/2011 |
| ANNUAL |
| 3/10/2011 |
| CBI |
| 167250109 |
| 2A |
| ELECTION OF NOMINEES: LARRY D. MCVAY |
| MGMT |
| FOR |
| FOR |
|
CHICAGO BRIDGE & IRON COMPANY N.V. |
| US |
| 5/4/2011 |
| ANNUAL |
| 3/10/2011 |
| CBI |
| 167250109 |
| 2B |
| ELECTION OF NOMINEES: MARSHA C. WILLIAMS |
| MGMT |
| FOR |
| FOR |
|
CHICAGO BRIDGE & IRON COMPANY N.V. |
| US |
| 5/4/2011 |
| ANNUAL |
| 3/10/2011 |
| CBI |
| 167250109 |
| 3 |
| TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS |
| MGMT |
| FOR |
| FOR |
|
CHICAGO BRIDGE & IRON COMPANY N.V. |
| US |
| 5/4/2011 |
| ANNUAL |
| 3/10/2011 |
| CBI |
| 167250109 |
| 4 |
| TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF THE ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS |
| MGMT |
| FOR |
| FOR |
|
CHICAGO BRIDGE & IRON COMPANY N.V. |
| US |
| 5/4/2011 |
| ANNUAL |
| 3/10/2011 |
| CBI |
| 167250109 |
| 5 |
| TO AUTHORIZE THE PREPARATION OF OUR DUTCH STATUTORY ANNUAL ACCOUNTS AND THE ANNUAL REPORT OF OUR MANAGEMENT BOARD IN THE ENGLISH LANGUAGE AND TO ADOPT OUR DUTCH STATUTORY ANNUAL ACCOUNTS FOR THE YEAR ENDED DECEMBER 31, 2010 |
| MGMT |
| FOR |
| FOR |
|
CHICAGO BRIDGE & IRON COMPANY N.V. |
| US |
| 5/4/2011 |
| ANNUAL |
| 3/10/2011 |
| CBI |
| 167250109 |
| 6 |
| TO DISCHARGE THE SOLE MEMBER OF OUR MANAGEMENT BOARD FROM LIABILITY IN RESPECT OF THE EXERCISE OF ITS DUTIES DURING THE YEAR ENDED DECEMBER 31, 2010 |
| MGMT |
| FOR |
| FOR |
|
CHICAGO BRIDGE & IRON COMPANY N.V. |
| US |
| 5/4/2011 |
| ANNUAL |
| 3/10/2011 |
| CBI |
| 167250109 |
| 7 |
| TO DISCHARGE THE MEMBERS OF OUR SUPERVISORY BOARD FROM LIABILITY IN RESPECT OF THE EXERCISE OF THEIR DUTIES DURING THE YEAR ENDED DECEMBER 31, 2010 |
| MGMT |
| FOR |
| FOR |
|
CHICAGO BRIDGE & IRON COMPANY N.V. |
| US |
| 5/4/2011 |
| ANNUAL |
| 3/10/2011 |
| CBI |
| 167250109 |
| 8 |
| TO APPROVE THE EXTENSION OF THE AUTHORITY OF OUR MANAGEMENT BOARD, ACTING WITH THE APPROVAL OF THE SUPERVISORY BOARD, TO REPURCHASE UP TO 10% OF OUR ISSUED SHARE CAPITAL OF THE COMPANY UNTIL NOVEMBER 4, 2012, ON THE OPEN MARKET, THROUGH PRIVATELY NEGOTIATED TRANSACTIONS OR IN ONE OR MORE SELF TENDER OFFERS FOR A PRICE PER SHARE NOT LESS THAN THE NOMINAL VALUE OF A SHARE AND NOT HIGHER THAN 110% OF THE MOST RECENT AVAILABLE (AS OF THE TIME OF REPURCHASE) PRICE OF A SHARE ON ANY SECURITIES EXCHANGE WHERE OUR SHARES ARE TRADED |
| MGMT |
| FOR |
| FOR |
|
CHICAGO BRIDGE & IRON COMPANY N.V. |
| US |
| 5/4/2011 |
| ANNUAL |
| 3/10/2011 |
| CBI |
| 167250109 |
| 9 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
CHICAGO BRIDGE & IRON COMPANY N.V. |
| US |
| 5/4/2011 |
| ANNUAL |
| 3/10/2011 |
| CBI |
| 167250109 |
| 10 |
| TO APPROVE THE EXTENSION OF THE AUTHORITY OF THE SUPERVISORY BOARD TO ISSUE SHARES AND/OR GRANT RIGHTS TO ACQUIRE SHARES (INCLUDING OPTIONS TO SUBSCRIBE FOR SHARES), NEVER TO EXCEED THE NUMBER OF AUTHORIZED BUT UNISSUED SHARES, AND TO LIMIT OREXCLUDE THE PREEMPTIVE RIGHTS OF SHAREHOLDERS OF THE COMPANYWITH RESPECT TO THE ISSUANCE OF SHARES AND/OR THE GRANT OF THE RIGHT TO ACQUIRE SHARES, UNTIL MAY 4, 2016 |
| MGMT |
| FOR |
| FOR |
|
LUFKIN INDUSTRIES, INC. |
| US |
| 5/4/2011 |
| ANNUAL |
| 3/15/2011 |
| LUFK |
| 549764108 |
| 1 |
| ELECTION OF NOMINEES: 1. H.J. TROUT, JR., 2. J.T. JONGEBLOED, 3. S.V. BAER |
| MGMT |
| FOR |
| FOR |
|
LUFKIN INDUSTRIES, INC. |
| US |
| 5/4/2011 |
| ANNUAL |
| 3/15/2011 |
| LUFK |
| 549764108 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
LUFKIN INDUSTRIES, INC. |
| US |
| 5/4/2011 |
| ANNUAL |
| 3/15/2011 |
| LUFK |
| 549764108 |
| 3 |
| TO CONSIDER AND ACT UPON A PROPOSAL OF THE BOARD OF DIRECTORS OF THE COMPANY TO APPROVE AND ADOPT THE AMENDMENT OF THE COMPANY’S FOURTH RESTATED ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 60,000,000 TO 150,000,000 |
| MGMT |
| FOR |
| FOR |
|
LUFKIN INDUSTRIES, INC. |
| US |
| 5/4/2011 |
| ANNUAL |
| 3/15/2011 |
| LUFK |
| 549764108 |
| 4 |
| TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS |
| MGMT |
| FOR |
| FOR |
|
LUFKIN INDUSTRIES, INC. |
| US |
| 5/4/2011 |
| ANNUAL |
| 3/15/2011 |
| LUFK |
| 549764108 |
| 5 |
| TO RECOMMEND, BY NON-BINDING ADVISORY VOTE, THE FREQUENCY OF THE SHAREHOLDER VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS |
| MGMT |
| FOR |
| FOR |
|
KANSAS CITY SOUTHERN |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/7/2011 |
| KSU |
| 485170302 |
| 1 |
| ELECTION OF NOMINEES: 1. HENRY R. DAVIS, 2. ROBERT J. DRUTEN, 3. RODNEY E. SLATER |
| MGMT |
| FOR |
| FOR |
|
KANSAS CITY SOUTHERN |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/7/2011 |
| KSU |
| 485170302 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
KANSAS CITY SOUTHERN |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/7/2011 |
| KSU |
| 485170302 |
| 3 |
| APPROVAL OF THE KANSAS CITY SOUTHERN ANNUAL INCENTIVE PLAN FOR PURPOSES OF INTERNAL REVENUE CODE SECTION 162(M) |
| MGMT |
| FOR |
| FOR |
|
KANSAS CITY SOUTHERN |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/7/2011 |
| KSU |
| 485170302 |
| 4 |
| ADVISORY (NON-BINDING) VOTE APPROVING THE 2010 COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS |
| MGMT |
| FOR |
| FOR |
|
KANSAS CITY SOUTHERN |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/7/2011 |
| KSU |
| 485170302 |
| 5 |
| ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY OF THE NON-BINDING ADVISORY VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS |
| MGMT |
| FOR |
| FOR |
|
APACHE CORPORATION |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/7/2011 |
| APA |
| 037411105 |
| 1 |
| ELECTION OF NOMINEES: G. STEVEN FARRIS |
| MGMT |
| FOR |
| FOR |
|
APACHE CORPORATION |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/7/2011 |
| APA |
| 037411105 |
| 2 |
| ELECTION OF NOMINEES: RANDOLPH M. FERLIC |
| MGMT |
| FOR |
| FOR |
|
APACHE CORPORATION |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/7/2011 |
| APA |
| 037411105 |
| 3 |
| ELECTION OF NOMINEES: A.D. FRAZIER, JR. |
| MGMT |
| FOR |
| FOR |
|
APACHE CORPORATION |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/7/2011 |
| APA |
| 037411105 |
| 4 |
| ELECTION OF NOMINEES: JOHN A. KOCUR |
| MGMT |
| FOR |
| FOR |
|
APACHE CORPORATION |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/7/2011 |
| APA |
| 037411105 |
| 5 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
APACHE CORPORATION |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/7/2011 |
| APA |
| 037411105 |
| 6 |
| ADVISORY VOTE ON COMPENSATION OF APACHE’S NAMED EXECUTIVE OFFICERS |
| MGMT |
| FOR |
| FOR |
|
APACHE CORPORATION |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/7/2011 |
| APA |
| 037411105 |
| 7 |
| TO RECOMMEND THE FREQUENCY OF ADVISORY VOTE ON COMPENSATION OF APACHE’S NAMED EXECUTIVE OFFICERS |
| MGMT |
| FOR |
| FOR |
|
APACHE CORPORATION |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/7/2011 |
| APA |
| 037411105 |
| 8 |
| APPROVAL OF AMENDMENT TO APACHE’S RESTATED CERTIFICATE OF INCORPORATION TO AUTHORIZE ADDITIONAL COMMON STOCK |
| MGMT |
| FOR |
| FOR |
|
APACHE CORPORATION |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/7/2011 |
| APA |
| 037411105 |
| 9 |
| APPROVAL OF AMENDMENT TO APACHE’S RESTATED CERTIFICATE OF INCORPORATION TO AUTHORIZE ADDITIONAL PREFERRED STOCK |
| MGMT |
| FOR |
| FOR |
|
APACHE CORPORATION |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/7/2011 |
| APA |
| 037411105 |
| 10 |
| APPROVAL OF APACHE’S 2011 OMNIBUS EQUITY COMPENSATION PLAN |
| MGMT |
| FOR |
| FOR |
|
PENSKE AUTOMTIVE GROUP, INC. |
| US |
| 5/10/2011 |
| ANNUAL |
| 3/16/2011 |
| PAG |
| 70959W103 |
| 1 |
| ELECTION OF NOMINEES: 1. JOHN D. BARR, 2. MICHAEL R. EISENSON, 3. ROBERT H. KURNICK, JR., 4. WILLIAM J. LOVEJOY, 5. KIMBERLY J. MCWATERS, 6. YOSHIMI NAMBA, 7. LUCIO A. NOTO, 8. ROGER S. PENSKE, 9. RICHARD J. PETERS, 10. RONALD G. STEINHART, 11. H. BRIAN THOMPSON |
| MGMT |
| FOR |
| FOR |
|
PENSKE AUTOMTIVE GROUP, INC. |
| US |
| 5/10/2011 |
| ANNUAL |
| 3/16/2011 |
| PAG |
| 70959W103 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
PENSKE AUTOMTIVE GROUP, INC. |
| US |
| 5/10/2011 |
| ANNUAL |
| 3/16/2011 |
| PAG |
| 70959W103 |
| 3 |
| TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
PENSKE AUTOMTIVE GROUP, INC. |
| US |
| 5/10/2011 |
| ANNUAL |
| 3/16/2011 |
| PAG |
| 70959W103 |
| 4 |
| TO APPROVE, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES |
| MGMT |
| FOR |
| FOR |
|
PENSKE AUTOMTIVE GROUP, INC. |
| US |
| 5/10/2011 |
| ANNUAL |
| 3/16/2011 |
| PAG |
| 70959W103 |
| 5 |
| TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING |
| MGMT |
| FOR |
| FOR |
|
CATHAY GENERAL BANCORP |
| US |
| 5/16/2011 |
| ANNUAL |
| 4/1/2011 |
| CATY |
| 149150104 |
| 1 |
| ELECTION OF NOMINEES: 1. PATRICK S.D. LEE, 2. TING Y. LIU, 3. NELSON CHUNG |
| MGMT |
| FOR |
| FOR |
|
CATHAY GENERAL BANCORP |
| US |
| 5/16/2011 |
| ANNUAL |
| 4/1/2011 |
| CATY |
| 149150104 |
| 2 |
| APPROVE OUR EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
CATHAY GENERAL BANCORP |
| US |
| 5/16/2011 |
| ANNUAL |
| 4/1/2011 |
| CATY |
| 149150104 |
| 3 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
DR PEPPER SNAPPLE GROUP, INC. |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/21/2011 |
| DPS |
| 26138E109 |
| 1A |
| ELECTION OF NOMINEES: JOYCE M. ROCHE |
| MGMT |
| FOR |
| FOR |
|
DR PEPPER SNAPPLE GROUP, INC. |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/21/2011 |
| DPS |
| 26138E109 |
| 1B |
| ELECTION OF NOMINEES: WAYNE R. SANDERS |
| MGMT |
| FOR |
| FOR |
|
DR PEPPER SNAPPLE GROUP, INC. |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/21/2011 |
| DPS |
| 26138E109 |
| 1C |
| ELECTION OF NOMINEES: JACK L. STAHL |
| MGMT |
| FOR |
| FOR |
|
DR PEPPER SNAPPLE GROUP, INC. |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/21/2011 |
| DPS |
| 26138E109 |
| 1D |
| ELECTION OF NOMINEES: LARRY D. YOUNG |
| MGMT |
| FOR |
| FOR |
|
DR PEPPER SNAPPLE GROUP, INC. |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/21/2011 |
| DPS |
| 26138E109 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
DR PEPPER SNAPPLE GROUP, INC. |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/21/2011 |
| DPS |
| 26138E109 |
| 3 |
| RESOLVED, THAT THE COMPENSATION PAID TO THE COMPANY’S NAMED EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT TO THE COMPENSATION DISCLOSURE RULES AND REGULATIONS OF THE SECURITIES AND EXCHANGE COMMISSION, INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS, COMPENSATION TABLES AND THE NARRATIVE DISCUSSION IS HEREBY APPROVED |
| MGMT |
| FOR |
| FOR |
|
DR PEPPER SNAPPLE GROUP, INC. |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/21/2011 |
| DPS |
| 26138E109 |
| 4 |
| TO VOTE, ON AN ADVISORY (NON-BINDING) BASIS, ON THE FREQUENCY OF THE ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. STOCKHOLDERS MAY CHOOSE TO APPROVE HOLDING AN ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS EVERY YEAR, EVERY TWO YEARS OR EVERY THREE YEARS OR STOCKHOLDERS MAY ABSTAIN FROM VOTING |
| MGMT |
| FOR |
| FOR |
|
KBR, INC. |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/21/2011 |
| KBR |
| 48242W106 |
| 1 |
| ELECTION OF NOMINEES: 1. JOHN R. HUFF, 2. LESTER L. LYLES, 3. RICHARD J. SLATER |
| MGMT |
| FOR |
| FOR |
|
KBR, INC. |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/21/2011 |
| KBR |
| 48242W106 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
KBR, INC. |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/21/2011 |
| KBR |
| 48242W106 |
| 3 |
| ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT |
| MGMT |
| FOR |
| FOR |
|
KBR, INC. |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/21/2011 |
| KBR |
| 48242W106 |
| 4 |
| ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS |
| MGMT |
| FOR |
| FOR |
|
KBR, INC. |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/21/2011 |
| KBR |
| 48242W106 |
| 5 |
| TO AMEND OUR EQUAL EMPLOYMENT OPPORTUNITY POLICY TO EXPLICITLY PROHIBIT DISCRIMINATION BASED ON SEXUAL ORIENTATION AND GENDER IDENTITY OR EXPRESSION AND TO SUBSTANTIALLY IMPLEMENT THE POLICY |
| SHAREHOLD |
| FOR |
| AGAINST |
|
CHEVRON CORPORATION |
| US |
| 5/25/2011 |
| ANNUAL |
| 4/1/2011 |
| CVX |
| 166764100 |
| 1A |
| ELECTION OF NOMINEES: L.F. DEILY |
| MGMT |
| FOR |
| FOR |
|
CHEVRON CORPORATION |
| US |
| 5/25/2011 |
| ANNUAL |
| 4/1/2011 |
| CVX |
| 166764100 |
| 1B |
| ELECTION OF NOMINEES: R.E. DENHAM |
| MGMT |
| FOR |
| FOR |
|
CHEVRON CORPORATION |
| US |
| 5/25/2011 |
| ANNUAL |
| 4/1/2011 |
| CVX |
| 166764100 |
| 1C |
| ELECTION OF NOMINEES: R.J. EATON |
| MGMT |
| FOR |
| FOR |
|
CHEVRON CORPORATION |
| US |
| 5/25/2011 |
| ANNUAL |
| 4/1/2011 |
| CVX |
| 166764100 |
| 1D |
| ELECTION OF NOMINEES: C. HAGEL |
| MGMT |
| FOR |
| FOR |
|
CHEVRON CORPORATION |
| US |
| 5/25/2011 |
| ANNUAL |
| 4/1/2011 |
| CVX |
| 166764100 |
| 1E |
| ELECTION OF NOMINEES: E. HERNANDEZ |
| MGMT |
| FOR |
| FOR |
|
CHEVRON CORPORATION |
| US |
| 5/25/2011 |
| ANNUAL |
| 4/1/2011 |
| CVX |
| 166764100 |
| 1F |
| ELECTION OF NOMINEES: G.L. KIRKLAND |
| MGMT |
| FOR |
| FOR |
|
CHEVRON CORPORATION |
| US |
| 5/25/2011 |
| ANNUAL |
| 4/1/2011 |
| CVX |
| 166764100 |
| 1G |
| ELECTION OF NOMINEES: D.B. RICE |
| MGMT |
| FOR |
| FOR |
|
CHEVRON CORPORATION |
| US |
| 5/25/2011 |
| ANNUAL |
| 4/1/2011 |
| CVX |
| 166764100 |
| 1H |
| ELECTION OF NOMINEES: K.W. SHARER |
| MGMT |
| FOR |
| FOR |
|
CHEVRON CORPORATION |
| US |
| 5/25/2011 |
| ANNUAL |
| 4/1/2011 |
| CVX |
| 166764100 |
| 1I |
| ELECTION OF NOMINEES: C.R. SHOEMATE |
| MGMT |
| FOR |
| FOR |
|
CHEVRON CORPORATION |
| US |
| 5/25/2011 |
| ANNUAL |
| 4/1/2011 |
| CVX |
| 166764100 |
| 1J |
| ELECTION OF NOMINEES: J.G. STUMPF |
| MGMT |
| FOR |
| FOR |
|
CHEVRON CORPORATION |
| US |
| 5/25/2011 |
| ANNUAL |
| 4/1/2011 |
| CVX |
| 166764100 |
| 1K |
| ELECTION OF NOMINEES: R.D. SUGAR |
| MGMT |
| FOR |
| FOR |
|
CHEVRON CORPORATION |
| US |
| 5/25/2011 |
| ANNUAL |
| 4/1/2011 |
| CVX |
| 166764100 |
| 1L |
| ELECTION OF NOMINEES: C. WARE |
| MGMT |
| FOR |
| FOR |
|
CHEVRON CORPORATION |
| US |
| 5/25/2011 |
| ANNUAL |
| 4/1/2011 |
| CVX |
| 166764100 |
| 1M |
| ELECTION OF NOMINEES: J.S. WATSON |
| MGMT |
| FOR |
| FOR |
|
CHEVRON CORPORATION |
| US |
| 5/25/2011 |
| ANNUAL |
| 4/1/2011 |
| CVX |
| 166764100 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
CHEVRON CORPORATION |
| US |
| 5/25/2011 |
| ANNUAL |
| 4/1/2011 |
| CVX |
| 166764100 |
| 3 |
| ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
CHEVRON CORPORATION |
| US |
| 5/25/2011 |
| ANNUAL |
| 4/1/2011 |
| CVX |
| 166764100 |
| 4 |
| ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
CHEVRON CORPORATION |
| US |
| 5/25/2011 |
| ANNUAL |
| 4/1/2011 |
| CVX |
| 166764100 |
| 5 |
| STOCKHOLDER PROPOSAL: INDEPENDENT DIRECTOR WITH ENVIRONMENTAL EXPERTISE |
| SHAREHOLD |
| FOR |
| AGAINST |
|
CHEVRON CORPORATION |
| US |
| 5/25/2011 |
| ANNUAL |
| 4/1/2011 |
| CVX |
| 166764100 |
| 6 |
| STOCKHOLDER PROPOSAL: HUMAN RIGHTS COMMITTEE |
| SHAREHOLD |
| FOR |
| AGAINST |
|
CHEVRON CORPORATION |
| US |
| 5/25/2011 |
| ANNUAL |
| 4/1/2011 |
| CVX |
| 166764100 |
| 7 |
| STOCKHOLDER PROPOSAL: SUSTAINABILITY METRIC FOR EXECUTIVE COMPENSATION |
| SHAREHOLD |
| FOR |
| AGAINST |
|
CHEVRON CORPORATION |
| US |
| 5/25/2011 |
| ANNUAL |
| 4/1/2011 |
| CVX |
| 166764100 |
| 8 |
| STOCKHOLDER PROPOSAL: GUIDELINES FOR COUNTRY SELECTION |
| SHAREHOLD |
| FOR |
| AGAINST |
|
CHEVRON CORPORATION |
| US |
| 5/25/2011 |
| ANNUAL |
| 4/1/2011 |
| CVX |
| 166764100 |
| 9 |
| STOCKHOLDER PROPOSAL: FINANCIAL RISKS FROM CLIMATE CHANGE |
| SHAREHOLD |
| FOR |
| AGAINST |
|
CHEVRON CORPORATION |
| US |
| 5/25/2011 |
| ANNUAL |
| 4/1/2011 |
| CVX |
| 166764100 |
| 10 |
| STOCKHOLDER PROPOSAL: HYDRAULIC FRACTURING |
| SHAREHOLD |
| FOR |
| AGAINST |
|
CHEVRON CORPORATION |
| US |
| 5/25/2011 |
| ANNUAL |
| 4/1/2011 |
| CVX |
| 166764100 |
| 11 |
| STOCKHOLDER PROPOSAL: OFFSHORE OIL WELLS |
| SHAREHOLD |
| FOR |
| AGAINST |
|
LANDSTAR SYSTEM, INC. |
| US |
| 5/26/2011 |
| ANNUAL |
| 3/31/2011 |
| LSTR |
| 515098101 |
| 1 |
| ELECTION OF NOMINEES: 1. JEFFREY C. CROWE, 2. DAVID G. BANNISTER, 3. MICHAEL A. HENNING |
| MGMT |
| FOR |
| FOR |
|
LANDSTAR SYSTEM, INC. |
| US |
| 5/26/2011 |
| ANNUAL |
| 3/31/2011 |
| LSTR |
| 515098101 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
LANDSTAR SYSTEM, INC. |
| US |
| 5/26/2011 |
| ANNUAL |
| 3/31/2011 |
| LSTR |
| 515098101 |
| 3 |
| ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
LANDSTAR SYSTEM, INC. |
| US |
| 5/26/2011 |
| ANNUAL |
| 3/31/2011 |
| LSTR |
| 515098101 |
| 4 |
| ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| NONE |
| 1YR |
|
LANDSTAR SYSTEM, INC. |
| US |
| 5/26/2011 |
| ANNUAL |
| 3/31/2011 |
| LSTR |
| 515098101 |
| 5 |
| APPROVAL OF THE 2011 LANDSTAR SYSTEM, INC. EQUITY INCENTIVE PLAN |
| MGMT |
| FOR |
| FOR |
|
GENESEE & WYOMING INC. |
| US |
| 5/26/2011 |
| ANNUAL |
| 4/1/2011 |
| GWR |
| 371559105 |
| 1 |
| ELECTION OF NOMINEES: 1. MORTIMER B. FULLER III, 2. JOHN C. HELLMANN, 3. ROBERT M. MELZER |
| MGMT |
| FOR |
| FOR |
|
GENESEE & WYOMING INC. |
| US |
| 5/26/2011 |
| ANNUAL |
| 4/1/2011 |
| GWR |
| 371559105 |
| 2 |
| PROPOSAL TO RATIFY THE ADOPTION OF THE SECOND AMENDED AND RESTATED 2004 OMNIBUS INCENTIVE PLAN. |
| MGMT |
| FOR |
| FOR |
|
GENESEE & WYOMING INC. |
| US |
| 5/26/2011 |
| ANNUAL |
| 4/1/2011 |
| GWR |
| 371559105 |
| 3 |
| PROPOSAL TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE COMPANY’S RESTATED CERTIFICATE OF INCORPORATION |
| MGMT |
| FOR |
| FOR |
|
GENESEE & WYOMING INC. |
| US |
| 5/26/2011 |
| ANNUAL |
| 4/1/2011 |
| GWR |
| 371559105 |
| 4 |
| SAY ON PAY - A NON-BINDING, ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
GENESEE & WYOMING INC. |
| US |
| 5/26/2011 |
| ANNUAL |
| 4/1/2011 |
| GWR |
| 371559105 |
| 5 |
| SAY WHEN ON PAY - A NON-BINDING, ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
GENESEE & WYOMING INC. |
| US |
| 5/26/2011 |
| ANNUAL |
| 4/1/2011 |
| GWR |
| 371559105 |
| 6 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
ION GEOPHYSICAL CORPORATION |
| US |
| 5/27/2011 |
| ANNUAL |
| 4/1/2011 |
| IO |
| 462044108 |
| 1 |
| ELECTION OF NOMINEES: 1. MICHAEL C. JENNINGS, 2. ROBERT P. PEEBLER, 3. JOHN N. SEITZ |
| MGMT |
| FOR |
| FOR |
|
ION GEOPHYSICAL CORPORATION |
| US |
| 5/27/2011 |
| ANNUAL |
| 4/1/2011 |
| IO |
| 462044108 |
| 2 |
| APPROVAL OF CERTAIN AMENDMENTS TO ION’S 2004 LONG-TERM INCENTIVE PLAN TO PROVIDE FOR ENFORCEABILITY OF OUR COMPENSATION RECOUPMENT (“CLAWBACK”) POLICY AND TO INCREASE THE TOTAL NUMBER OF SHARES OF ION’S COMMON STOCK AVAILABLE FOR ISSUANCE UNDER THE PLAN FROM 10,200,000 SHARES TO 15,200,000 SHARES |
| MGMT |
| FOR |
| FOR |
|
ION GEOPHYSICAL CORPORATION |
| US |
| 5/27/2011 |
| ANNUAL |
| 4/1/2011 |
| IO |
| 462044108 |
| 3 |
| ADVISORY (NON-BINDING) VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS |
| MGMT |
| FOR |
| FOR |
|
ION GEOPHYSICAL CORPORATION |
| US |
| 5/27/2011 |
| ANNUAL |
| 4/1/2011 |
| IO |
| 462044108 |
| 4 |
| ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY OF STOCKHOLDER ADVISORY VOTES ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
ION GEOPHYSICAL CORPORATION |
| US |
| 5/27/2011 |
| ANNUAL |
| 4/1/2011 |
| IO |
| 462044108 |
| 5 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
K-SWISS INC. |
| US |
| 6/1/2011 |
| ANNUAL |
| 4/4/2011 |
| KSWS |
| 482686102 |
| 1 |
| ELECTION OF NOMINEES: 1. STEPHEN FINE, 2. MARK LOUIE |
| MGMT |
| FOR |
| FOR |
|
K-SWISS INC. |
| US |
| 6/1/2011 |
| ANNUAL |
| 4/4/2011 |
| KSWS |
| 482686102 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
K-SWISS INC. |
| US |
| 6/1/2011 |
| ANNUAL |
| 4/4/2011 |
| KSWS |
| 482686102 |
| 3 |
| VOTE ON NON-BINDING ADVISORY RESOLUTION REGARDING THE COMPANY’S EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
K-SWISS INC. |
| US |
| 6/1/2011 |
| ANNUAL |
| 4/4/2011 |
| KSWS |
| 482686102 |
| 4 |
| VOTE ON NON-BINDING ADVISORY RESOLUTION REGARDING THE FREQUENCY OF NON-BINDING STOCKHOLDER VOTES REGARDING THE COMPANY’S EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
CHESAPEAKE ENERGY CORPORATION |
| US |
| 6/10/2011 |
| ANNUAL |
| 4/15/2011 |
| CHK |
| 165167107 |
| 1 |
| ELECTION OF NOMINEES: 1. AUBREY K. MCCLENDON, 2. DON NICKLES, 3. KATHLEEN M. EISBRENNER, 4. LOUIS A. SIMPSON |
|
|
|
|
|
|
|
CHESAPEAKE ENERGY CORPORATION |
| US |
| 6/10/2011 |
| ANNUAL |
| 4/15/2011 |
| CHK |
| 165167107 |
| 2 |
| TO APPROVE AN AMENDMENT TO OUR LONG TERM INCENTIVE PLAN |
| MGMT |
| FOR |
| FOR |
|
CHESAPEAKE ENERGY CORPORATION |
| US |
| 6/10/2011 |
| ANNUAL |
| 4/15/2011 |
| CHK |
| 165167107 |
| 3 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
CHESAPEAKE ENERGY CORPORATION |
| US |
| 6/10/2011 |
| ANNUAL |
| 4/15/2011 |
| CHK |
| 165167107 |
| 4 |
| AN ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
CHESAPEAKE ENERGY CORPORATION |
| US |
| 6/10/2011 |
| ANNUAL |
| 4/15/2011 |
| CHK |
| 165167107 |
| 5 |
| AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
CHESAPEAKE ENERGY CORPORATION |
| US |
| 6/10/2011 |
| ANNUAL |
| 4/15/2011 |
| CHK |
| 165167107 |
| 6 |
| SHAREHOLDER PROPOSAL REQUESTING AN ADVISORY SHAREHOLDER VOTE ON DIRECTOR COMPENSATION |
| SHAREHOLD |
| FOR |
| AGAINST |
|
GAMESTOP CORP. |
| US |
| 6/21/2011 |
| ANNUAL |
| 5/2/2011 |
| GME |
| 36467W109 |
| 1 |
| ELECTION OF NOMINEES: 1. STANLEY STEINBERG, 2. GERALD R. SZCZEPANSKI, 3. LAWRENCE S. ZILAVY |
| MGMT |
| FOR |
| FOR |
|
GAMESTOP CORP. |
| US |
| 6/21/2011 |
| ANNUAL |
| 5/2/2011 |
| GME |
| 36467W109 |
| 2 |
| TO VOTE FOR AND APPROVE, ON A NON-BINDING, ADVISORY BASIS, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF THE COMPANY |
| MGMT |
| FOR |
| FOR |
|
GAMESTOP CORP. |
| US |
| 6/21/2011 |
| ANNUAL |
| 5/2/2011 |
| GME |
| 36467W109 |
| 3 |
| TO VOTE, ON A NON-BINDING, ADVISORY BASIS, ON THE FREQUENCY OF VOTING ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF THE COMPANY |
| MGMT |
| NONE |
| ABSTAIN |
|
GAMESTOP CORP. |
| US |
| 6/21/2011 |
| ANNUAL |
| 5/2/2011 |
| GME |
| 36467W109 |
| 4 |
| PROPOSAL TO APPROVE THE GAMESTOP CORP. 2011 INCENTIVE PLAN |
| MGMT |
| FOR |
| FOR |
|
GAMESTOP CORP. |
| US |
| 6/21/2011 |
| ANNUAL |
| 5/2/2011 |
| GME |
| 36467W109 |
| 5 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
PHILLIPS-VAN HEUSEN CORPORATION |
| US |
| 6/23/2011 |
| ANNUAL |
| 4/26/2011 |
| PVH |
| 718592108 |
| 1 |
| ELECTION OF NOMINEES: 1. MARY BAGLIVO, 2. EMANUEL CHIRICO, 3. JUAN FIGUEREO, 4. JOSEPH B. FULLER, 5. FRED GEHRING, 6. MARGARET L. JENKINS, 7. DAVID LANDAU, 8. BRUCE MAGGIN, 9. V. JAMES MARINO, 10. HENRY NASELLA, 11. RITA M. RODRIGUEZ, 12. CRAIG RYDIN, 13. CHRISTIAN STAHL |
| MGMT |
| FOR |
| FOR |
|
PHILLIPS-VAN HEUSEN CORPORATION |
| US |
| 6/23/2011 |
| ANNUAL |
| 4/26/2011 |
| PVH |
| 718592108 |
| 2 |
| APPROVAL OF THE AMENDMENT TO THE COMPANY’S CERTIFICATE OF INCORPORATION TO CHANGE THE NAME OF THE COMPANY TO “PVH CORP.” |
| MGMT |
| FOR |
| FOR |
|
PHILLIPS-VAN HEUSEN CORPORATION |
| US |
| 6/23/2011 |
| ANNUAL |
| 4/26/2011 |
| PVH |
| 718592108 |
| 3 |
| APPROVAL OF THE MATERIAL TERMS TO THE COMPANY’S 2006 STOCK INCENTIVE PLAN |
| MGMT |
| FOR |
| FOR |
|
PHILLIPS-VAN HEUSEN CORPORATION |
| US |
| 6/23/2011 |
| ANNUAL |
| 4/26/2011 |
| PVH |
| 718592108 |
| 4 |
| ADVISORY VOTE ON THE COMPENSATION PAID TO THE COMPANY’S NAMED EXECUTIVE OFFICERS |
| MGMT |
| FOR |
| FOR |
|
PHILLIPS-VAN HEUSEN CORPORATION |
| US |
| 6/23/2011 |
| ANNUAL |
| 4/26/2011 |
| PVH |
| 718592108 |
| 5 |
| ADVISORY VOTE WITH RESPECT TO THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
PHILLIPS-VAN HEUSEN CORPORATION |
| US |
| 6/23/2011 |
| ANNUAL |
| 4/26/2011 |
| PVH |
| 718592108 |
| 6 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
PACIFIC ADVISORS FUNDS PROXY VOTING RECORD
FOR THE PERIOD JULY 1, 2010 - JUNE 30, 2011
SMALL CAP VALUE FUND
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| PG VOTE |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
| (“FOR”), |
|
|
|
|
|
|
| MEETING |
|
|
|
|
|
|
|
|
|
|
|
|
| (“FOR”) |
| (“AGAINST”), |
|
|
|
|
|
|
| TYPE |
|
|
|
|
|
|
|
|
|
|
| PROPOSED BY |
| OR |
| (“ABSTAIN”), |
|
|
|
|
|
|
| (“ANNUAL”) |
|
|
|
|
|
|
| AGENDA |
| AGENDA |
| (“MGMT”) |
| (“AGAINST”) |
| (“WITHHOLD”) |
|
|
|
|
| MEETING |
| OR |
| RECORD |
|
|
| SECURITY ID |
| ITEM |
| ITEM |
| OR |
| MGMT |
| OR |
|
COMPANY NAME |
| COUNTRY |
| DATE |
| (“SPECIAL”) |
| DATE |
| TICKER |
| (CUSIP) |
| NUMBER |
| DESCRIPTION |
| (“SHAREHOLD”) |
| RECOMMENDATION |
| (“NOT RECD”) |
|
NORTH AMERICAN ENERGY PARTNERS INC. |
| US |
| 9/23/2010 |
| ANNUAL |
| 8/3/2010 |
| NOA |
| 656844107 |
| 1 |
| THE ELECTION OF DIRECTORS AS SPECIFIED IN THE MANAGEMENT INFORMATION CIRCULAR OF THE CORPORATION DATED AUGUST 17, 2010 (THE “INFORMATION CIRCULAR”) IN CONNECTION WITH THE MEETING |
| MGMT |
| FOR |
| FOR |
|
NORTH AMERICAN ENERGY PARTNERS INC. |
| US |
| 9/23/2010 |
| ANNUAL |
| 8/3/2010 |
| NOA |
| 656844107 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
TEAM, INC. |
| US |
| 9/30/2010 |
| ANNUAL |
| 8/13/2010 |
| TISI |
| 878155100 |
| 1 |
| ELECTION OF NOMINEES: 1. EMMETT J. LESCROART, 2. SIDNEY B. WILLIAMS |
| MGMT |
| FOR |
| FOR |
|
TEAM, INC. |
| US |
| 9/30/2010 |
| ANNUAL |
| 8/13/2010 |
| TISI |
| 878155100 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
MATRIX SERVICE COMPANY |
| US |
| 12/2/2010 |
| ANNUAL |
| 10/13/2010 |
| MTRX |
| 576853105 |
| 1 |
| ELECTION OF NOMINEES: 1. MICHAEL J. BRADLEY, 2. MICHAEL J. HALL, 3. I. EDGAR (ED) HENDRIX, 4. PAUL K. LACKEY, 5. TOM E. MAXWELL, 6. DAVID J. TIPPECONNIC |
| MGMT |
| FOR |
| FOR |
|
MATRIX SERVICE COMPANY |
| US |
| 12/2/2010 |
| ANNUAL |
| 10/13/2010 |
| MTRX |
| 576853105 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
DARLING INTERNATIONAL INC. |
| US |
| 12/21/2010 |
| SPECIAL |
| 11/19/2010 |
| DAR |
| 237266101 |
| 1 |
| TO APPROVE AN AMENDMENT TO OUR RESTATED CERTIFICATE OF INCORPORATION, AS AMENDED, TO INCREASE THE TOTAL NUMBER OF AUTHORIZED SHARES OF COMMON STOCK, PAR VALUE $0.01, FROM 100,000,000 TO 150,000,000 |
| MGMT |
| FOR |
| FOR |
|
COMMERCIAL METALS COMPANY |
| US |
| 1/17/2011 |
| ANNUAL |
| 11/22/2010 |
| CMC |
| 201723103 |
| 1 |
| ELECTION OF NOMINEES: 1. ROBERT L. GUIDO, 2. SARAH E. RAISS, 3. J. DAVID SMITH, 4. ROBERT R. WOMACK |
| MGMT |
| FOR |
| FOR |
|
COMMERCIAL METALS COMPANY |
| US |
| 1/17/2011 |
| ANNUAL |
| 11/22/2010 |
| CMC |
| 201723103 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
ROCHESTER MEDICAL CORPORATION |
| US |
| 1/27/2011 |
| ANNUAL |
| 12/10/2010 |
| ROCM |
| 771497104 |
| 1 |
| ELECTION OF NOMINEES: 1. DARNELL L. BOEHM, 2. ANTHONY J. CONWAY, 3. DAVID A. JONAS, 4. ROGER W. SCHNOBRICH, 5. BENSON SMITH |
| MGMT |
| FOR |
| FOR |
|
ROCHESTER MEDICAL CORPORATION |
| US |
| 1/27/2011 |
| ANNUAL |
| 12/10/2010 |
| ROCM |
| 771497104 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
ROCHESTER MEDICAL CORPORATION |
| US |
| 1/27/2011 |
| ANNUAL |
| 12/10/2010 |
| ROCM |
| 771497104 |
| 3 |
| ADVISORY APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE COMPENSATION AS DISCLOSED IN THE PROXY STATEMENT |
| MGMT |
| FOR |
| FOR |
|
ROCHESTER MEDICAL CORPORATION |
| US |
| 1/27/2011 |
| ANNUAL |
| 12/10/2010 |
| ROCM |
| 771497104 |
| 4 |
| TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES |
| MGMT |
| FOR |
| FOR |
|
BRAVO BRIO RESTAURANT GROUP, INC. |
| US |
| 4/14/2011 |
| ANNUAL |
| 2/14/2011 |
| BBRG |
| 10567B109 |
| 1A |
| ELECTION OF NOMINEES: ALLEN J. BERNSTEIN |
| MGMT |
| FOR |
| FOR |
|
BRAVO BRIO RESTAURANT GROUP, INC. |
| US |
| 4/14/2011 |
| ANNUAL |
| 2/14/2011 |
| BBRG |
| 10567B109 |
| 1B |
| ELECTION OF NOMINEES: JAMES S. GULMI |
| MGMT |
| FOR |
| FOR |
|
BRAVO BRIO RESTAURANT GROUP, INC. |
| US |
| 4/14/2011 |
| ANNUAL |
| 2/14/2011 |
| BBRG |
| 10567B109 |
| 1C |
| ELECTION OF NOMINEES: SAED MOHSENI |
| MGMT |
| FOR |
| FOR |
|
BRAVO BRIO RESTAURANT GROUP, INC. |
| US |
| 4/14/2011 |
| ANNUAL |
| 2/14/2011 |
| BBRG |
| 10567B109 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
BRAVO BRIO RESTAURANT GROUP, INC. |
| US |
| 4/14/2011 |
| ANNUAL |
| 2/14/2011 |
| BBRG |
| 10567B109 |
| 3 |
| TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF A VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
BRAVO BRIO RESTAURANT GROUP, INC. |
| US |
| 4/14/2011 |
| ANNUAL |
| 2/14/2011 |
| BBRG |
| 10567B109 |
| 4 |
| ADVISORY VOTE FOR COMPENSATION OF EXECUTIVE OFFICERS |
| MGMT |
| FOR |
| FOR |
|
SONIC AUTOMOTIVE, INC. |
| US |
| 4/21/2011 |
| ANNUAL |
| 2/22/2011 |
| SAH |
| 83545G102 |
| 1 |
| ELECTION OF NOMINEES: 1. O. BRUTON SMITH, 2. B. SCOTT SMITH, 3. DAVID B. SMITH, 4. WILLIAM R. BROOKS, 5. WILLIAM I. BELK, 6. ROBERT HELLER, 7. ROBERT L. REWEY, 8. VICTOR H. DOOLAN, 9. DAVID C. VORHOFF |
| MGMT |
| FOR |
| FOR |
|
SONIC AUTOMOTIVE, INC. |
| US |
| 4/21/2011 |
| ANNUAL |
| 2/22/2011 |
| SAH |
| 83545G102 |
| 2 |
| TO APPROVE A NON-BINDING ADVISORY VOTE ON SONIC AUTOMOTIVE, INC.’S EXECUTIVE COMPENSATION AS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT |
| MGMT |
| FOR |
| FOR |
|
SONIC AUTOMOTIVE, INC. |
| US |
| 4/21/2011 |
| ANNUAL |
| 2/22/2011 |
| SAH |
| 83545G102 |
| 3 |
| TO APPROVE A NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF HOLDING A NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
SONIC AUTOMOTIVE, INC. |
| US |
| 4/21/2011 |
| ANNUAL |
| 2/22/2011 |
| SAH |
| 83545G102 |
| 4 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
SAIA, INC. |
| US |
| 4/26/2011 |
| ANNUAL |
| 3/11/2011 |
| SAIA |
| 78709Y105 |
| 1A |
| ELECTION OF NOMINEES: LINDA J. FRENCH |
| MGMT |
| FOR |
| FOR |
|
SAIA, INC. |
| US |
| 4/26/2011 |
| ANNUAL |
| 3/11/2011 |
| SAIA |
| 78709Y105 |
| 1B |
| ELECTION OF NOMINEES: WILLIAM F. MARTIN, JR. |
| MGMT |
| FOR |
| FOR |
|
SAIA, INC. |
| US |
| 4/26/2011 |
| ANNUAL |
| 3/11/2011 |
| SAIA |
| 78709Y105 |
| 1C |
| ELECTION OF NOMINEES: BJORN E. OLSSON |
| MGMT |
| FOR |
| FOR |
|
SAIA, INC. |
| US |
| 4/26/2011 |
| ANNUAL |
| 3/11/2011 |
| SAIA |
| 78709Y105 |
| 2 |
| PROPOSAL TO APPROVE THE 2011 OMNIBUS INCENTIVE PLAN |
| MGMT |
| FOR |
| FOR |
|
SAIA, INC. |
| US |
| 4/26/2011 |
| ANNUAL |
| 3/11/2011 |
| SAIA |
| 78709Y105 |
| 3 |
| PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF SAIA’S NAMED EXECUTIVE OFFICERS |
| MGMT |
| FOR |
| FOR |
|
SAIA, INC. |
| US |
| 4/26/2011 |
| ANNUAL |
| 3/11/2011 |
| SAIA |
| 78709Y105 |
| 4 |
| PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, CONDUCTING FUTURE ADVISORY VOTES ON THE COMPENSATION OF SAIA’S NAMED EXECUTIVE OFFICERS |
| MGMT |
| FOR |
| FOR |
|
SAIA, INC. |
| US |
| 4/26/2011 |
| ANNUAL |
| 3/11/2011 |
| SAIA |
| 78709Y105 |
| 5 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
TAL INTERNATIONAL GROUP, INC. |
| US |
| 4/26/2011 |
| ANNUAL |
| 3/15/2011 |
| TAL |
| 874083108 |
| 1 |
| ELECTION OF NOMINEES: 1. BRIAN M. SONDEY, 2. MALCOLM P. BAKER, 3. A. RICHARD CAPUTO, 4. CLAUDE GERMAIN, 5. BRIAN J. HIGGINS, 6. JOHN W. JORDAN II, 7. FREDERIC H. LINDEBERG, 8. DAVID W. ZALAZNICK, 9. DOUGLAS J. ZYCH |
| MGMT |
| FOR |
| FOR |
|
TAL INTERNATIONAL GROUP, INC. |
| US |
| 4/26/2011 |
| ANNUAL |
| 3/15/2011 |
| TAL |
| 874083108 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
TAL INTERNATIONAL GROUP, INC. |
| US |
| 4/26/2011 |
| ANNUAL |
| 3/15/2011 |
| TAL |
| 874083108 |
| 3 |
| ADVISORY VOTE ON THE APPROVAL OF THE COMPENSATION OF NAMED EXECUTIVE OFFICERS |
| MGMT |
| FOR |
| FOR |
|
TAL INTERNATIONAL GROUP, INC. |
| US |
| 4/26/2011 |
| ANNUAL |
| 3/15/2011 |
| TAL |
| 874083108 |
| 4 |
| ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON THE COMPENSATION OF NAMED EXECUTIVE OFFICERS |
| MGMT |
| FOR |
| FOR |
|
VITRAN CORPORATION INC. |
| US |
| 4/26/2011 |
| ANNUAL |
| 3/18/2011 |
| VTNC |
| 92850E107 |
| 1 |
| ELECTION OF NOMINEES: 1. RICHARD D. MCGRAW, 2. RICHARD E. GAETZ, 3. WILLIAM S. DELUCE, 4. ANTHONY F. GRIFFITHS, 5. JOHN R. GOSSLING, 6. GEORGES L. HÉBERT |
| MGMT |
| FOR |
| FOR |
|
VITRAN CORPORATION INC. |
| US |
| 4/26/2011 |
| ANNUAL |
| 3/18/2011 |
| VTNC |
| 92850E107 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
VITRAN CORPORATION INC. |
| US |
| 4/26/2011 |
| ANNUAL |
| 3/18/2011 |
| VTNC |
| 92850E107 |
| 3 |
| ADVISORY RESOLUTION TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR |
| MGMT |
| FOR |
| FOR |
|
VITRAN CORPORATION INC. |
| US |
| 4/26/2011 |
| ANNUAL |
| 3/18/2011 |
| VTNC |
| 92850E107 |
| 4 |
| ADVISORY RESOLUTION ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
KIRBY CORPORTAION |
| US |
| 4/26/2011 |
| ANNUAL |
| 3/1/2011 |
| KEX |
| 497266106 |
| 1A |
| ELECTION OF NOMINEES: DAVID L. LEMMON |
| MGMT |
| FOR |
| FOR |
|
KIRBY CORPORTAION |
| US |
| 4/26/2011 |
| ANNUAL |
| 3/1/2011 |
| KEX |
| 497266106 |
| 1B |
| ELECTION OF NOMINEES: GEORGE A. PETERKIN, JR. |
| MGMT |
| FOR |
| FOR |
|
KIRBY CORPORTAION |
| US |
| 4/26/2011 |
| ANNUAL |
| 3/1/2011 |
| KEX |
| 497266106 |
| 1C |
| ELECTION OF NOMINEES: RICHARD R. STEWART |
| MGMT |
| FOR |
| FOR |
|
KIRBY CORPORTAION |
| US |
| 4/26/2011 |
| ANNUAL |
| 3/1/2011 |
| KEX |
| 497266106 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
KIRBY CORPORTAION |
| US |
| 4/26/2011 |
| ANNUAL |
| 3/1/2011 |
| KEX |
| 497266106 |
| 3 |
| ADVISORY VOTE ON THE APPROVAL OF THE COMPENSATION OF KIRBY’S NAMED EXECUTIVE OFFICERS |
| MGMT |
| FOR |
| FOR |
|
KIRBY CORPORTAION |
| US |
| 4/26/2011 |
| ANNUAL |
| 3/1/2011 |
| KEX |
| 497266106 |
| 4 |
| ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
PARKER DRILLING COMPANY |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/11/2011 |
| PKD |
| 701081101 |
| 1 |
| ELECTION OF NOMINEES: 1. ROBERT L. PARKER JR., 2. JOHN W. GIBSON JR., 3. ROGER B. PLANK |
| MGMT |
| FOR |
| FOR |
|
PARKER DRILLING COMPANY |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/11/2011 |
| PKD |
| 701081101 |
| 2 |
| TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
PARKER DRILLING COMPANY |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/11/2011 |
| PKD |
| 701081101 |
| 3 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
PARKER DRILLING COMPANY |
| US |
| 5/5/2011 |
| ANNUAL |
| 3/11/2011 |
| PKD |
| 701081101 |
| 4 |
| TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES |
| MGMT |
| FOR |
| FOR |
|
POSTROCK ENERGY |
| US |
| 5/10/2011 |
| ANNUAL |
| 3/14/2011 |
| PSTR |
| 737525105 |
| 1 |
| ELECTION OF NOMINEES: 1. NATHAN M. AVERY, 2. WILLIAM H. DAMON III, 3. THOMAS J. EDELMAN, 4. DAVID C. LAWLER, 5. DUKE R. LIGON, 6. J. PHILIP MCCORMICK, 7. JAMES E. SAXTON, JR., 8. DANIEL L. SPEARS, 9. MARK A. STANSBERRY |
| MGMT |
| FOR |
| FOR |
|
POSTROCK ENERGY |
| US |
| 5/10/2011 |
| ANNUAL |
| 3/14/2011 |
| PSTR |
| 737525105 |
| 2 |
| TO APPROVE AN AMENDMENT TO THE 2010 LONG-TERM INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK RESERVED FOR ISSUANCE UNDER THE PLAN BY 2,000,000 SHARES |
| MGMT |
| FOR |
| FOR |
|
POSTROCK ENERGY |
| US |
| 5/10/2011 |
| ANNUAL |
| 3/14/2011 |
| PSTR |
| 737525105 |
| 3 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
DARLING INTERNATIONAL INC. |
| US |
| 5/10/2011 |
| ANNUAL |
| 3/24/2011 |
| DAR |
| 237266101 |
| 1A |
| ELECTION OF NOMINEES: RANDALL C. STUEWE |
| MGMT |
| FOR |
| FOR |
|
DARLING INTERNATIONAL INC. |
| US |
| 5/10/2011 |
| ANNUAL |
| 3/24/2011 |
| DAR |
| 237266101 |
| 1B |
| ELECTION OF NOMINEES: O. THOMAS ALBRECHT |
| MGMT |
| FOR |
| FOR |
|
DARLING INTERNATIONAL INC. |
| US |
| 5/10/2011 |
| ANNUAL |
| 3/24/2011 |
| DAR |
| 237266101 |
| 1C |
| ELECTION OF NOMINEES: D. EUGENE EWING |
| MGMT |
| FOR |
| FOR |
|
DARLING INTERNATIONAL INC. |
| US |
| 5/10/2011 |
| ANNUAL |
| 3/24/2011 |
| DAR |
| 237266101 |
| 1D |
| ELECTION OF NOMINEES: JOHN D. MARCH |
| MGMT |
| FOR |
| FOR |
|
DARLING INTERNATIONAL INC. |
| US |
| 5/10/2011 |
| ANNUAL |
| 3/24/2011 |
| DAR |
| 237266101 |
| 1E |
| ELECTION OF NOMINEES: CHARLES MACALUSO |
| MGMT |
| FOR |
| FOR |
|
DARLING INTERNATIONAL INC. |
| US |
| 5/10/2011 |
| ANNUAL |
| 3/24/2011 |
| DAR |
| 237266101 |
| 1F |
| ELECTION OF NOMINEES: MICHAEL RESCOE |
| MGMT |
| FOR |
| FOR |
|
DARLING INTERNATIONAL INC. |
| US |
| 5/10/2011 |
| ANNUAL |
| 3/24/2011 |
| DAR |
| 237266101 |
| 1G |
| ELECTION OF NOMINEES: MICHAEL URBUT |
| MGMT |
| FOR |
| FOR |
|
DARLING INTERNATIONAL INC. |
| US |
| 5/10/2011 |
| ANNUAL |
| 3/24/2011 |
| DAR |
| 237266101 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
DARLING INTERNATIONAL INC. |
| US |
| 5/10/2011 |
| ANNUAL |
| 3/24/2011 |
| DAR |
| 237266101 |
| 3 |
| ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
DARLING INTERNATIONAL INC. |
| US |
| 5/10/2011 |
| ANNUAL |
| 3/24/2011 |
| DAR |
| 237266101 |
| 4 |
| ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
FURMANITE CORPORATION |
| US |
| 5/12/2011 |
| ANNUAL |
| 3/28/2011 |
| FRM |
| 361086101 |
| 1 |
| ELECTION OF NOMINEES: 1. CHARLES R. COX, 2. SANGWOO AHN, 3. HANS KESSLER, 4. KEVIN R. JOST |
| MGMT |
| FOR |
| FOR |
|
FURMANITE CORPORATION |
| US |
| 5/12/2011 |
| ANNUAL |
| 3/28/2011 |
| FRM |
| 361086101 |
| 2 |
| APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
FURMANITE CORPORATION |
| US |
| 5/12/2011 |
| ANNUAL |
| 3/28/2011 |
| FRM |
| 361086101 |
| 3 |
| RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES |
| MGMT |
| FOR |
| FOR |
|
FURMANITE CORPORATION |
| US |
| 5/12/2011 |
| ANNUAL |
| 3/28/2011 |
| FRM |
| 361086101 |
| 4 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
ORION MARINE GROUP, INC. |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/25/2011 |
| ORN |
| 68628V308 |
| 1A |
| ELECTION OF NOMINEES: THOMAS AMONETT |
| MGMT |
| FOR |
| FOR |
|
ORION MARINE GROUP, INC. |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/25/2011 |
| ORN |
| 68628V308 |
| 2 |
| ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
ORION MARINE GROUP, INC. |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/25/2011 |
| ORN |
| 68628V308 |
| 3 |
| ADVISORY VOTE ON THE FREQUENCY OF VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
ORION MARINE GROUP, INC. |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/25/2011 |
| ORN |
| 68628V308 |
| 4 |
| PROPOSAL TO APPROVE THE ORION MARINE GROUP 2011 LONG TERM INCENTIVE PLAN |
| MGMT |
| FOR |
| FOR |
|
ORION MARINE GROUP, INC. |
| US |
| 5/19/2011 |
| ANNUAL |
| 3/25/2011 |
| ORN |
| 68628V308 |
| 5 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
CONN’S INC. |
| US |
| 5/24/2011 |
| ANNUAL |
| 4/1/2011 |
| CONN |
| 208242107 |
| 1 |
| ELECTION OF NOMINEES: 1. MARVIN D. BRAILSFORD, 2. JON E.M. JACOBY, 3. BOB L. MARTIN, 4. DOUGLAS H. MARTIN, 5. SCOTT L. THOMPSON, 6. WILLIAM T. TRAWICK, 7. THEODORE M. WRIGHT |
| MGMT |
| FOR |
| FOR |
|
CONN’S INC. |
| US |
| 5/24/2011 |
| ANNUAL |
| 4/1/2011 |
| CONN |
| 208242107 |
| 2 |
| TO APPROVE THE ADOPTION OF THE CONN’S 2011 EMPLOYEE OMNIBUS INCENTIVE PLAN |
| MGMT |
| FOR |
| FOR |
|
CONN’S INC. |
| US |
| 5/24/2011 |
| ANNUAL |
| 4/1/2011 |
| CONN |
| 208242107 |
| 3 |
| TO APPROVE THE ADOPTION OF THE CONN’S 2011 NON-EMPLOYEE DIRECTOR RESTRICTED STOCK PLAN |
| MGMT |
| FOR |
| FOR |
|
CONN’S INC. |
| US |
| 5/24/2011 |
| ANNUAL |
| 4/1/2011 |
| CONN |
| 208242107 |
| 4 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
CONN’S INC. |
| US |
| 5/24/2011 |
| ANNUAL |
| 4/1/2011 |
| CONN |
| 208242107 |
| 5 |
| TO APPROVE, ON AN ADVISORY BASIS, NAMED EXECUTIVE OFFICERS COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
CONN’S INC. |
| US |
| 5/24/2011 |
| ANNUAL |
| 4/1/2011 |
| CONN |
| 208242107 |
| 6 |
| TO VOTE, ON AN ADVISORY BASIS, FOR THE FREQUENCY OF ADVISORY VOTES ON NAMED EXECUTIVE OFFICERS COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
CONN’S INC. |
| US |
| 5/24/2011 |
| ANNUAL |
| 4/1/2011 |
| CONN |
| 208242107 |
| 7 |
| IN THE ABOVE NAMED PROXY’S DISCRETION, TO ACT UPON SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING |
| MGMT |
| FOR |
| FOR |
|
EAST WEST BANCORP, INC. |
| US |
| 5/24/2011 |
| ANNUAL |
| 3/31/2011 |
| EWBC |
| 27579R104 |
| 1 |
| ELECTION OF NOMINEES: 1. IRIS S. CHAN, 2. RUDOLPH I. ESTRADA, 3. JULIA S. GOUW, 4. PAUL H. IRVING, 5. ANDREW S. KANE, 6. JOHN LEE, 7. HERMAN Y. LI, 8. JACK C. LIU, 9. DOMINIC NG, 10. KEITH W. RENKEN |
| MGMT |
| FOR |
| FOR |
|
EAST WEST BANCORP, INC. |
| US |
| 5/24/2011 |
| ANNUAL |
| 3/31/2011 |
| EWBC |
| 27579R104 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
EAST WEST BANCORP, INC. |
| US |
| 5/24/2011 |
| ANNUAL |
| 3/31/2011 |
| EWBC |
| 27579R104 |
| 3 |
| APPROVE THE EAST WEST BANCORP INC. 1998 STOCK INCENTIVE PLAN, AS AMENDED |
| MGMT |
| FOR |
| FOR |
|
EAST WEST BANCORP, INC. |
| US |
| 5/24/2011 |
| ANNUAL |
| 3/31/2011 |
| EWBC |
| 27579R104 |
| 4 |
| ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
EAST WEST BANCORP, INC. |
| US |
| 5/24/2011 |
| ANNUAL |
| 3/31/2011 |
| EWBC |
| 27579R104 |
| 5 |
| ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES |
| MGMT |
| FOR |
| FOR |
|
US ECOLOGY, INC. |
| US |
| 5/24/2011 |
| ANNUAL |
| 3/28/2011 |
| ECOL |
| 91732J102 |
| 1A |
| ELECTION OF NOMINEES: VICTOR J. BARNHART |
| MGMT |
| FOR |
| FOR |
|
US ECOLOGY, INC. |
| US |
| 5/24/2011 |
| ANNUAL |
| 3/28/2011 |
| ECOL |
| 91732J102 |
| 1B |
| ELECTION OF NOMINEES: JAMES R. BAUMGARDNER |
| MGMT |
| FOR |
| FOR |
|
US ECOLOGY, INC. |
| US |
| 5/24/2011 |
| ANNUAL |
| 3/28/2011 |
| ECOL |
| 91732J102 |
| 1C |
| ELECTION OF NOMINEES: JOE F. COLVIN |
| MGMT |
| FOR |
| FOR |
|
US ECOLOGY, INC. |
| US |
| 5/24/2011 |
| ANNUAL |
| 3/28/2011 |
| ECOL |
| 91732J102 |
| 1D |
| ELECTION OF NOMINEES: DANIEL FOX |
| MGMT |
| FOR |
| FOR |
|
US ECOLOGY, INC. |
| US |
| 5/24/2011 |
| ANNUAL |
| 3/28/2011 |
| ECOL |
| 91732J102 |
| 1E |
| ELECTION OF NOMINEES: JEFFREY S. MERRIFIELD |
| MGMT |
| FOR |
| FOR |
|
US ECOLOGY, INC. |
| US |
| 5/24/2011 |
| ANNUAL |
| 3/28/2011 |
| ECOL |
| 91732J102 |
| 1F |
| ELECTION OF NOMINEES: JOHN W. POLING |
| MGMT |
| FOR |
| FOR |
|
US ECOLOGY, INC. |
| US |
| 5/24/2011 |
| ANNUAL |
| 3/28/2011 |
| ECOL |
| 91732J102 |
| 1G |
| ELECTION OF NOMINEES: STEPHEN A. ROMANO |
| MGMT |
| FOR |
| FOR |
|
US ECOLOGY, INC. |
| US |
| 5/24/2011 |
| ANNUAL |
| 3/28/2011 |
| ECOL |
| 91732J102 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
US ECOLOGY, INC. |
| US |
| 5/24/2011 |
| ANNUAL |
| 3/28/2011 |
| ECOL |
| 91732J102 |
| 3 |
| TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
US ECOLOGY, INC. |
| US |
| 5/24/2011 |
| ANNUAL |
| 3/28/2011 |
| ECOL |
| 91732J102 |
| 4 |
| TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES |
| MGMT |
| FOR |
| FOR |
|
WILSHIRE BANCORP, INC. |
| US |
| 5/25/2011 |
| ANNUAL |
| 4/5/2011 |
| WIBC |
| 97186T108 |
| 1 |
| ELECTION OF NOMINEES: 1. STEVEN KOH, 2. DONALD BYUN, 3. LAWRENCE JEON |
| MGMT |
| FOR |
| FOR |
|
WILSHIRE BANCORP, INC. |
| US |
| 5/25/2011 |
| ANNUAL |
| 4/5/2011 |
| WIBC |
| 97186T108 |
| 2 |
| ADVISORY (NON-BINDING) PROPOSAL TO APPROVE EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
WILSHIRE BANCORP, INC. |
| US |
| 5/25/2011 |
| ANNUAL |
| 4/5/2011 |
| WIBC |
| 97186T108 |
| 3 |
| TO APPROVE THE SHAREHOLDER PROPOSAL REGARDING THE IMPLEMENTATION OF A MAJORITY VOTE STANDARD FOR UNCONTESTED DIRECTOR ELECTIONS |
| MGMT |
| FOR |
| FOR |
|
WILSHIRE BANCORP, INC. |
| US |
| 5/25/2011 |
| ANNUAL |
| 4/5/2011 |
| WIBC |
| 97186T108 |
| 4 |
| TO APPROVE AN AMENDMENT TO THE WILSHIRE BANCORP, INC. ARTICLES OF INCORPORATION TO PROVIDE FOR A MAJORITY VOTE STANDARD IN UNCONTESTED DIRECTOR ELECTIONS |
| MGMT |
| FOR |
| FOR |
|
AMERICA SERVICE GROUP INC. |
| US |
| 6/1/2011 |
| SPECIAL |
| 4/26/2011 |
| ASGR |
| 02364L109 |
| 1 |
| ADOPTION OF THE MERGER AGREEMENT. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATE AS OF MARCH 2, 2011 (AS THAT AGREEMENT MAY BE AMENDED IN ACCORDANCE WITH ITS TERMS, THE “MERGER AGREEMENT”), BY AND AMONG VALITAS HEALTH SERVICES, INC., WHISKEY ACQUISITION CORP. AND THE COMPANY |
| MGMT |
| FOR |
| FOR |
|
AMERICA SERVICE GROUP INC. |
| US |
| 6/1/2011 |
| SPECIAL |
| 4/26/2011 |
| ASGR |
| 02364L109 |
| 2 |
| ADJOURNMENT OF THE SPECIAL MEETING OF STOCKHOLDERS, IF NECESSARY. TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO CONSTITUTE A QUORUM OR TH ADOPT THE MERGER AGREEMENT |
| MGMT |
| FOR |
| FOR |
|
NATURAL GAS SERVICES GROUP, INC. |
| US |
| 6/14/2011 |
| ANNUAL |
| 4/18/2011 |
| NGS |
| 63886Q109 |
| 1 |
| ELECTION OF NOMINEES: 1. GENE A. STRASHEIM, 2. KENNETH V. HUSEMAN, 3. CHARLES G. CURTIS, 4. STEPHEN C. TAYLOR |
| MGMT |
| FOR |
| FOR |
|
NATURAL GAS SERVICES GROUP, INC. |
| US |
| 6/14/2011 |
| ANNUAL |
| 4/18/2011 |
| NGS |
| 63886Q109 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
NATURAL GAS SERVICES GROUP, INC. |
| US |
| 6/14/2011 |
| ANNUAL |
| 4/18/2011 |
| NGS |
| 63886Q109 |
| 3 |
| TO CONSIDER AN ADVISORY VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS |
| MGMT |
| FOR |
| FOR |
|
NATURAL GAS SERVICES GROUP, INC. |
| US |
| 6/14/2011 |
| ANNUAL |
| 4/18/2011 |
| NGS |
| 63886Q109 |
| 4 |
| TO CONSIDER AN ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS |
| MGMT |
| FOR |
| FOR |
|
PREMIERE GLOBAL SERVICES, INC. |
| US |
| 6/15/2011 |
| ANNUAL |
| 4/7/2011 |
| PGI |
| 740585104 |
| 1 |
| ELECTION OF NOMINEES: 1. BOLAND T. JONES, 2. JEFFREY T. ARNOLD, 3. WILKIE S. COLYER, 4. JOHN R. HARRIS, 5. W. STEVEN JONES, 6. RAYMOND H. PIRTLE, JR., 7. J. WALKER SMITH, JR |
| MGMT |
| FOR |
| FOR |
|
PREMIERE GLOBAL SERVICES, INC. |
| US |
| 6/15/2011 |
| ANNUAL |
| 4/7/2011 |
| PGI |
| 740585104 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
PREMIERE GLOBAL SERVICES, INC. |
| US |
| 6/15/2011 |
| ANNUAL |
| 4/7/2011 |
| PGI |
| 740585104 |
| 3 |
| APPROVE ON AN ADVISORY BASIS THE RESOLUTION APPROVING THE COMPENSATION OF OUR EXECUTIVE OFFICERS |
| MGMT |
| FOR |
| FOR |
|
PREMIERE GLOBAL SERVICES, INC. |
| US |
| 6/15/2011 |
| ANNUAL |
| 4/7/2011 |
| PGI |
| 740585104 |
| 4 |
| APPROVE ON AN ADVISORY BASIS THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS |
| MGMT |
| FOR |
| FOR |
|
FIRST CASH FINANIAL SERVICES, INC. |
| US |
| 6/22/2011 |
| ANNUAL |
| 4/25/2011 |
| FCFS |
| 31942D107 |
| 1 |
| ELECTION OF NOMINEES: 1. MR. MIKEL, D. FAULKNER, 2. MR. RANDEL G. OWEN |
| MGMT |
| FOR |
| FOR |
|
FIRST CASH FINANIAL SERVICES, INC. |
| US |
| 6/22/2011 |
| ANNUAL |
| 4/25/2011 |
| FCFS |
| 31942D107 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
FIRST CASH FINANIAL SERVICES, INC. |
| US |
| 6/22/2011 |
| ANNUAL |
| 4/25/2011 |
| FCFS |
| 31942D107 |
| 3 |
| APPROVE THE FIRST CASH FINANCIAL SERVICES, INC. 2011 LONG-TERM INCENTIVE PLAN |
| MGMT |
| FOR |
| FOR |
|
FIRST CASH FINANIAL SERVICES, INC. |
| US |
| 6/22/2011 |
| ANNUAL |
| 4/25/2011 |
| FCFS |
| 31942D107 |
| 4 |
| APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PROXY STATEMENT |
| MGMT |
| FOR |
| FOR |
|
FIRST CASH FINANIAL SERVICES, INC. |
| US |
| 6/22/2011 |
| ANNUAL |
| 4/25/2011 |
| FCFS |
| 31942D107 |
| 5 |
| TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES |
| MGMT |
| FOR |
| FOR |
|
HORNBECK OFFSHORE SERVICES, INC. |
| US |
| 6/23/2011 |
| ANNUAL |
| 4/25/2011 |
| HOS |
| 440543106 |
| 1 |
| ELECTION OF NOMINEES: 1. TODD M. HORNBECK, 2. PATRICIA B. MELCHER |
| MGMT |
| FOR |
| FOR |
|
HORNBECK OFFSHORE SERVICES, INC. |
| US |
| 6/23/2011 |
| ANNUAL |
| 4/25/2011 |
| HOS |
| 440543106 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
HORNBECK OFFSHORE SERVICES, INC. |
| US |
| 6/23/2011 |
| ANNUAL |
| 4/25/2011 |
| HOS |
| 440543106 |
| 3 |
| TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS AS SET FORTH IN THE PROXY STATEMENT |
| MGMT |
| FOR |
| FOR |
|
HORNBECK OFFSHORE SERVICES, INC. |
| US |
| 6/23/2011 |
| ANNUAL |
| 4/25/2011 |
| HOS |
| 440543106 |
| 4 |
| TO RECOMMEND, ON A NON-BINDING ADVISORY BASIS, THE FREQUENCY OF NON-BINDING ADVISORY EXECUTIVE COMPENSATION VOTES |
| MGMT |
| FOR |
| FOR |
|
AMERIGON INCORPORATED |
| US |
| 6/24/2011 |
| ANNUAL |
| 5/10/2011 |
| ARGN |
| 03070L300 |
| 1 |
| ELECTION OF NOMINEES: 1. LON E. BELL, 2. FRANCOIS J. CASTAING, 3. DANIEL R. COKER, 4. JOHN M. DEVINE, 5. MAURICE E.P. GUNDERSON, 6. OSCAR B. MARX III, 7. JAMES J. PAULSEN |
| MGMT |
| FOR |
| FOR |
|
AMERIGON INCORPORATED |
| US |
| 6/24/2011 |
| ANNUAL |
| 5/10/2011 |
| ARGN |
| 03070L300 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
AMERIGON INCORPORATED |
| US |
| 6/24/2011 |
| ANNUAL |
| 5/10/2011 |
| ARGN |
| 03070L300 |
| 3 |
| TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS |
| MGMT |
| FOR |
| FOR |
|
AMERIGON INCORPORATED |
| US |
| 6/24/2011 |
| ANNUAL |
| 5/10/2011 |
| ARGN |
| 03070L300 |
| 4 |
| TO APPROVE, ON AN ADVISORY BASIS, FREQUENCY OF AN ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS |
| MGMT |
| FOR |
| FOR |
|
AMERIGON INCORPORATED |
| US |
| 6/24/2011 |
| ANNUAL |
| 5/10/2011 |
| ARGN |
| 03070L300 |
| 5 |
| TO APPROVE THE ISSUANCE OF ADDITIONAL SECURITIES TO HOLDERS OF SHARES OF SERIES C PREFERRED STOCK THAT WOULD RESULT IN SUCH HOLDERS HAVING RECEIVED, IN THE AGGREGATE IN CONNECTION WITH THE ISSUANCE OF THE SERIES C PREFERRED STOCK, 20% OR MORE OF OUR OUTSTANDING COMMON STOCK |
| MGMT |
| FOR |
| FOR |
|
AMERIGON INCORPORATED |
| US |
| 6/24/2011 |
| ANNUAL |
| 5/10/2011 |
| ARGN |
| 03070L300 |
| 6 |
| TO APPROVE THE AMENDMENT TO OUR ARTICLES OF INCORPORATION TO INCREASE THE AUTHORIZED NUMBER OF SHARES OF OUR COMMON STOCK FROM 30,000,000 TO 55,000,000 |
| MGMT |
| FOR |
| FOR |
|
AMERIGON INCORPORATED |
| US |
| 6/24/2011 |
| ANNUAL |
| 5/10/2011 |
| ARGN |
| 03070L300 |
| 7 |
| TO APPROVE THE AMERIGON INCORPORATED 2011 EQUITY INCENTIVE PLAN |
| MGMT |
| FOR |
| FOR |
|
MOBILE MINI, INC. |
| US |
| 6/28/2011 |
| ANNUAL |
| 5/2/2011 |
| MINI |
| 60740F105 |
| 1 |
| ELECTION OF NOMINEES: 1. STEVEN G. BUNGER, 2. SANJAY SWANI, 3. MICHAEL L. WATTS |
| MGMT |
| FOR |
| FOR |
|
MOBILE MINI, INC. |
| US |
| 6/28/2011 |
| ANNUAL |
| 5/2/2011 |
| MINI |
| 60740F105 |
| 2 |
| RATIFY THE SELECTION OF AUDITOR |
| MGMT |
| FOR |
| FOR |
|
MOBILE MINI, INC. |
| US |
| 6/28/2011 |
| ANNUAL |
| 5/2/2011 |
| MINI |
| 60740F105 |
| 3 |
| ADVISORY VOTE ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
MOBILE MINI, INC. |
| US |
| 6/28/2011 |
| ANNUAL |
| 5/2/2011 |
| MINI |
| 60740F105 |
| 4 |
| ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
DXP ENTERPRISE, INC. |
| US |
| 6/30/2011 |
| ANNUAL |
| 5/2/2011 |
| DXPE |
| 233377407 |
| 1 |
| ELECTION OF NOMINEES: 1. DAVID R. LITTLE, 2. CLETUS DAVIS, 3. TIMOTHY P. HALTER, 4. KENNETH H. MILLER |
| MGMT |
| FOR |
| FOR |
|
DXP ENTERPRISE, INC. |
| US |
| 6/30/2011 |
| ANNUAL |
| 5/2/2011 |
| DXPE |
| 233377407 |
| 2 |
| APPROVE AMENDMENT TO THE COMPANY’S RESTATED ARTICLES OF INCORPORATION TO REDUCE THE PAR VALUE OF SERIES B PREFERRED STOCK AND UNDESIGNATED PREFERRED STOCK AND MOVE THE UNISSUED SHARES OF SERIES B PREFERRED STOCK AND SERIES A PREFERRED STOCK TO THE STATUS OF UNDESIGNATED PREFERRED STOCK |
| MGMT |
| FOR |
| FOR |
|
DXP ENTERPRISE, INC. |
| US |
| 6/30/2011 |
| ANNUAL |
| 5/2/2011 |
| DXPE |
| 233377407 |
| 3 |
| APPROVE, AS NON-BINDING ADVISORY VOTE, EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
DXP ENTERPRISE, INC. |
| US |
| 6/30/2011 |
| ANNUAL |
| 5/2/2011 |
| DXPE |
| 233377407 |
| 4 |
| NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION |
| MGMT |
| FOR |
| FOR |
|
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Pacific Global Fund Inc. d/b/a Pacific Advisors Fund Inc.
By: | /s/ George A. Henning |
|
| George A. Henning |
|
| Chairman, Pacific Advisors Fund Inc. |
|
|
|
|
Date: | August 25, 2011 |
|