UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-7062
PACIFIC GLOBAL FUND INC. D/B/A
PACIFIC ADVISORS FUND INC.
(Exact name of registrant as specified in charter)
101 NORTH BRAND BOULEVARD, SUITE 1950 GLENDALE, CALIFORNIA 91203
(Address of principal executive offices)
GEORGE A. HENNING 101 N. BRAND BLVD., SUITE 1950 GLENDALE, CA 91203
(Name and address of agent for service)
Registrant’s telephone number, including area code: 818-242-6693
Date of fiscal year end: December 31
Date of reporting period: June 30, 2008
Item 1. Proxy Voting Record.
PACIFIC ADVISORS FUND INC. PROXY VOTING RECORD
RECEIVED JULY 1, 2007 - JUNE 30, 2008
GOVERNMENT SECURITIES FUND
|
|
|
|
|
|
|
| PROPOSED BY |
| DID |
| DID PAF VOTE |
| VOTE FOR (“F”) |
|
|
|
|
|
|
|
| MEETING |
| CO (“C”) OR |
| PAF VOTE |
| FOR (“F”) OR |
| OR AGAINST |
|
|
COMPANY NAME |
| TICKER |
| CUSIP |
| DATE |
| INVESTOR (“SH”) |
| Y OR N |
| AGAINST (“A”) |
| (“A”) MGT? |
| DESCRIPTION OF MATTER |
MICROSOFT CORPORATION |
| MSFT |
| 594918104 |
| 11/13/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
MICROSOFT CORPORATION |
| MSFT |
| 594918104 |
| 11/13/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
MICROSOFT CORPORATION |
| MSFT |
| 594918104 |
| 11/13/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal - adoption of policies on internet censorship |
MICROSOFT CORPORATION |
| MSFT |
| 594918104 |
| 11/13/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal - establishment of board committee on human rights |
CITIZENS COMMUNICATIONS COMPANY |
| CZN |
| 17453B101 |
| 05/15/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
CITIZENS COMMUNICATIONS COMPANY |
| CZN |
| 17453B101 |
| 05/15/08 |
| C |
| Y |
| F |
| F |
| To adopt an amendment to change the company’s name |
CITIZENS COMMUNICATIONS COMPANY |
| CZN |
| 17453B101 |
| 05/15/08 |
| C |
| Y |
| F |
| F |
| To adopt an amendment to replace the enumerated purposes clause with a general purposes clause |
CITIZENS COMMUNICATIONS COMPANY |
| CZN |
| 17453B101 |
| 05/15/08 |
| SH |
| Y |
| A |
| F |
| To consider and vote upon a stockholder proposal, if presented at the meeting |
CITIZENS COMMUNICATIONS COMPANY |
| CZN |
| 17453B101 |
| 05/15/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
PPL CORPORATION |
| PPL |
| 69351T106 |
| 05/21/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
PPL CORPORATION |
| PPL |
| 69351T106 |
| 05/21/08 |
| C |
| Y |
| F |
| F |
| To eliminate supermajority voting requirements |
PPL CORPORATION |
| PPL |
| 69351T106 |
| 05/21/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
PACIFIC ADVISORS FUND INC. PROXY VOTING RECORD
RECEIVED JULY 1, 2007 - JUNE 30, 2008
INCOME & EQUITY FUND
|
|
|
|
|
|
|
| PROPOSED BY |
| DID |
| DID PAF VOTE |
| VOTE FOR (“F”) |
|
|
|
|
|
|
|
| MEETING |
| CO (“C”) OR |
| PAF VOTE |
| FOR (“F”) OR |
| OR AGAINST |
|
|
COMPANY NAME |
| TICKER |
| CUSIP |
| DATE |
| INVESTOR (“SH”) |
| Y OR N |
| AGAINST (“A”) |
| (“A”) MGT? |
| DESCRIPTION OF MATTER |
THE PROCTER & GAMBLE COMPANY |
| PG |
| 742718109 |
| 10/09/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
THE PROCTER & GAMBLE COMPANY |
| PG |
| 742718109 |
| 10/09/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
THE PROCTER & GAMBLE COMPANY |
| PG |
| 742718109 |
| 10/09/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal-award no future stock options |
THE PROCTER & GAMBLE COMPANY |
| PG |
| 742718109 |
| 10/09/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal-report on company policies and activities |
THE PROCTER & GAMBLE COMPANY |
| PG |
| 742718109 |
| 10/09/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal-animal testing |
MICROSOFT CORPORATION |
| MSFT |
| 594918104 |
| 11/13/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
MICROSOFT CORPORATION |
| MSFT |
| 594918104 |
| 11/13/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
MICROSOFT CORPORATION |
| MSFT |
| 594918104 |
| 11/13/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal-adoption of policies on internet censorship |
MICROSOFT CORPORATION |
| MSFT |
| 594918104 |
| 11/13/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal-establishment of board committee on human rights |
PUBLIC SERVICE ENTERPRISE GROUP INC. |
| PSEG |
| 744573106 |
| 04/15/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
PUBLIC SERVICE ENTERPRISE GROUP INC. |
| PSEG |
| 744573106 |
| 04/15/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
PUBLIC SERVICE ENTERPRISE GROUP INC. |
| PSEG |
| 744573106 |
| 04/15/08 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal relating to executive compensation |
PUBLIC SERVICE ENTERPRISE GROUP INC. |
| PSEG |
| 744573106 |
| 04/15/08 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal relating to the nomination of directors |
PUBLIC SERVICE ENTERPRISE GROUP INC. |
| PSEG |
| 744573106 |
| 04/15/08 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal relating to the election of directors |
WILMINGTON TRUST CORPORATION |
| WL |
| 971807102 |
| 04/17/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
WILMINGTON TRUST CORPORATION |
| WL |
| 971807102 |
| 04/17/08 |
| C |
| Y |
| F |
| F |
| Approval of 2008 employee stock purchase plan |
WILMINGTON TRUST CORPORATION |
| WL |
| 971807102 |
| 04/17/08 |
| C |
| Y |
| F |
| F |
| Approval of 2008 long-term incentive plan |
GENUINE PARTS COMPANY |
| GPC |
| 372460105 |
| 04/21/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
GENUINE PARTS COMPANY |
| GPC |
| 372460105 |
| 04/21/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
BANK OF AMERICA CORPORATION |
| BAC |
| 060505104 |
| 04/23/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
BANK OF AMERICA CORPORATION |
| BAC |
| 060505104 |
| 04/23/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
BANK OF AMERICA CORPORATION |
| BAC |
| 060505104 |
| 04/23/08 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal - stock options |
BANK OF AMERICA CORPORATION |
| BAC |
| 060505104 |
| 04/23/08 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal - advisory vote on exec comp |
BANK OF AMERICA CORPORATION |
| BAC |
| 060505104 |
| 04/23/08 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal - determination of CEO comp |
BANK OF AMERICA CORPORATION |
| BAC |
| 060505104 |
| 04/23/08 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal - cumulative voting |
BANK OF AMERICA CORPORATION |
| BAC |
| 060505104 |
| 04/23/08 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal - independent Board Chairman |
BANK OF AMERICA CORPORATION |
| BAC |
| 060505104 |
| 04/23/08 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal - special shareholder meetings |
BANK OF AMERICA CORPORATION |
| BAC |
| 060505104 |
| 04/23/08 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal - equator principles |
BANK OF AMERICA CORPORATION |
| BAC |
| 060505104 |
| 04/23/08 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal - human rights |
GENERAL ELECTRIC |
| GE |
| 369604103 |
| 04/23/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
GENERAL ELECTRIC |
| GE |
| 369604103 |
| 04/23/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
GENERAL ELECTRIC |
| GE |
| 369604103 |
| 04/23/08 |
| SH |
| Y |
| A |
| F |
| Shareowner proposal-cumulative voting |
GENERAL ELECTRIC |
| GE |
| 369604103 |
| 04/23/08 |
| SH |
| Y |
| A |
| F |
| Shareowner proposal-separate the roles of CEO and Chairman |
GENERAL ELECTRIC |
| GE |
| 369604103 |
| 04/23/08 |
| SH |
| Y |
| A |
| F |
| Shareowner proposal-recoup unearned management bonuses |
GENERAL ELECTRIC |
| GE |
| 369604103 |
| 04/23/08 |
| SH |
| Y |
| A |
| F |
| Shareowner proposal-curb over-extended directors |
GENERAL ELECTRIC |
| GE |
| 369604103 |
| 04/23/08 |
| SH |
| Y |
| A |
| F |
| Shareowner proposal-report on charitable contributions |
GENERAL ELECTRIC |
| GE |
| 369604103 |
| 04/23/08 |
| SH |
| Y |
| A |
| F |
| Shareowner proposal-global warming report |
GENERAL ELECTRIC |
| GE |
| 369604103 |
| 04/23/08 |
| SH |
| Y |
| A |
| F |
| Shareowner proposal-advisory vote on executive compensation |
JOHNSON & JOHNSON |
| JNJ |
| 478160104 |
| 04/24/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
JOHNSON & JOHNSON |
| JNJ |
| 478160104 |
| 04/24/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
JOHNSON & JOHNSON |
| JNJ |
| 478160104 |
| 04/24/08 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal: advisory vote on executive compensation policies and disclosure |
PFIZER INC. |
| PFE |
| 717081103 |
| 04/24/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
PFIZER INC. |
| PFE |
| 717081103 |
| 04/24/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
PFIZER INC. |
| PFE |
| 717081103 |
| 04/24/08 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal regarding stock options |
PFIZER INC. |
| PFE |
| 717081103 |
| 04/24/08 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal requesting separation of Chairman and CEO roles |
AT & T INC. |
| T |
| 00206R102 |
| 04/25/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
AT & T INC. |
| T |
| 00206R102 |
| 04/25/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
AT & T INC. |
| T |
| 00206R102 |
| 04/25/08 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal - report on political contributions |
AT & T INC. |
| T |
| 00206R102 |
| 04/25/08 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal - pension credit policy |
AT & T INC. |
| T |
| 00206R102 |
| 04/25/08 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal - lead independent director bylaw |
AT & T INC. |
| T |
| 00206R102 |
| 04/25/08 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal - SERP policy |
AT & T INC. |
| T |
| 00206R102 |
| 04/25/08 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal - advisory vote on compensation |
HONEYWELL INTERNATIONAL INC. |
| HON |
| 438516106 |
| 04/28/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
HONEYWELL INTERNATIONAL INC. |
| HON |
| 438516106 |
| 04/28/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
HONEYWELL INTERNATIONAL INC. |
| HON |
| 438516106 |
| 04/28/08 |
| C |
| Y |
| F |
| F |
| Amendment to the restated certificate of incorporation-right to call a special meeting of shareowners |
HONEYWELL INTERNATIONAL INC. |
| HON |
| 438516106 |
| 04/28/08 |
| SH |
| Y |
| A |
| F |
| Pay-for-superior-performance principle |
THE CHUBB CORPORATION |
| CB |
| 171232101 |
| 04/29/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
THE CHUBB CORPORATION |
| CB |
| 171232101 |
| 04/29/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
E. I. DU PONT DE NEMOURS AND COMPANY |
| DD |
| 263534109 |
| 04/30/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
E. I. DU PONT DE NEMOURS AND COMPANY |
| DD |
| 263534109 |
| 04/30/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
E. I. DU PONT DE NEMOURS AND COMPANY |
| DD |
| 263534109 |
| 04/30/08 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal regarding plan closure |
E. I. DU PONT DE NEMOURS AND COMPANY |
| DD |
| 263534109 |
| 04/30/08 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal regarding separation positions of Chairman and CEO |
E. I. DU PONT DE NEMOURS AND COMPANY |
| DD |
| 263534109 |
| 04/30/08 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal regarding global warming report |
E. I. DU PONT DE NEMOURS AND COMPANY |
| DD |
| 263534109 |
| 04/30/08 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal regarding amendment to human rights policy |
E. I. DU PONT DE NEMOURS AND COMPANY |
| DD |
| 263534109 |
| 04/30/08 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal regarding shareholder say on executive pay |
MARATHON OIL CORPORATION |
| MRO |
| 565849106 |
| 04/30/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
MARATHON OIL CORPORATION |
| MRO |
| 565849106 |
| 04/30/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
MARATHON OIL CORPORATION |
| MRO |
| 565849106 |
| 04/30/08 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal to amend by-laws to allow stockholders to call special meeting |
MARATHON OIL CORPORATION |
| MRO |
| 565849106 |
| 04/30/08 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal to adopt a policy for ratification of executive compensation |
VERIZON COMMUNICATIONS INC. |
| VZ |
| 92343V104 |
| 05/01/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
VERIZON COMMUNICATIONS INC. |
| VZ |
| 92343V104 |
| 05/01/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
VERIZON COMMUNICATIONS INC. |
| VZ |
| 92343V104 |
| 05/01/08 |
| SH |
| Y |
| A |
| F |
| Eliminate stock options |
VERIZON COMMUNICATIONS INC. |
| VZ |
| 92343V104 |
| 05/01/08 |
| SH |
| Y |
| A |
| F |
| Gender identity nondiscrimination policy |
VERIZON COMMUNICATIONS INC. |
| VZ |
| 92343V104 |
| 05/01/08 |
| SH |
| Y |
| A |
| F |
| Separate offices of Chairman and CEO |
OCCIDENTAL PETROLEUM CORPORATION |
| OXY |
| 674599105 |
| 05/02/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
OCCIDENTAL PETROLEUM CORPORATION |
| OXY |
| 674599105 |
| 05/02/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
OCCIDENTAL PETROLEUM CORPORATION |
| OXY |
| 674599105 |
| 05/02/08 |
| SH |
| Y |
| A |
| F |
| Proposal 3 - scientific report on global warming |
OCCIDENTAL PETROLEUM CORPORATION |
| OXY |
| 674599105 |
| 05/02/08 |
| SH |
| Y |
| A |
| F |
| Proposal 4- advisory vote on executive compensation |
OCCIDENTAL PETROLEUM CORPORATION |
| OXY |
| 674599105 |
| 05/02/08 |
| SH |
| Y |
| A |
| F |
| Proposal 5 - independence of compensation consultants |
OCCIDENTAL PETROLEUM CORPORATION |
| OXY |
| 674599105 |
| 05/02/08 |
| SH |
| Y |
| A |
| F |
| Proposal 6 - pay-for-superior-performance principle |
OCCIDENTAL PETROLEUM CORPORATION |
| OXY |
| 674599105 |
| 05/02/08 |
| SH |
| Y |
| A |
| F |
| Proposal 7 - special shareholder meetings |
APACHE CORPORATION |
| APA |
| 037411105 |
| 05/08/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
APACHE CORPORATION |
| APA |
| 037411105 |
| 05/08/08 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal concerning reimbursement of proxy expenses |
DUKE ENERGY CORPORATION |
| DUK |
| 264410105 |
| 05/08/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
DUKE ENERGY CORPORATION |
| DUK |
| 264410105 |
| 05/08/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
DUKE ENERGY CORPORATION |
| DUK |
| 264410105 |
| 05/08/08 |
| C |
| Y |
| F |
| F |
| Approval of the amended and restated executive short-term incentive plan |
DOMINION RESOURCES, INC. |
| D |
| 25746U109 |
| 05/09/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
DOMINION RESOURCES, INC. |
| D |
| 25746U109 |
| 05/09/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
AMERICAN INTERNATIONAL GROUP, INC. |
| AIG |
| 026874107 |
| 05/14/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
AMERICAN INTERNATIONAL GROUP, INC. |
| AIG |
| 026874107 |
| 05/14/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
AMERICAN INTERNATIONAL GROUP, INC. |
| AIG |
| 026874107 |
| 05/14/08 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal relating to the human right to water |
AMERICAN INTERNATIONAL GROUP, INC. |
| AIG |
| 026874107 |
| 05/14/08 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal relating to the reporting of political contributions |
CONOCOPHILLIPS |
| COP |
| 20825C104 |
| 05/14/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
CONOCOPHILLIPS |
| COP |
| 20825C104 |
| 05/14/08 |
| C |
| Y |
| F |
| F |
| To amend amended and restated by-laws and restated certificate of incorporation |
CONOCOPHILLIPS |
| COP |
| 20825C104 |
| 05/14/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
CONOCOPHILLIPS |
| COP |
| 20825C104 |
| 05/14/08 |
| SH |
| Y |
| A |
| F |
| Qualifications for director nominees |
CONOCOPHILLIPS |
| COP |
| 20825C104 |
| 05/14/08 |
| SH |
| Y |
| A |
| F |
| Report on recognition of indigenous rights |
CONOCOPHILLIPS |
| COP |
| 20825C104 |
| 05/14/08 |
| SH |
| Y |
| A |
| F |
| Advisory vote on executive compensation |
CONOCOPHILLIPS |
| COP |
| 20825C104 |
| 05/14/08 |
| SH |
| Y |
| A |
| F |
| Political contributions |
CONOCOPHILLIPS |
| COP |
| 20825C104 |
| 05/14/08 |
| SH |
| Y |
| A |
| F |
| Greenhouse gas reduction |
CONOCOPHILLIPS |
| COP |
| 20825C104 |
| 05/14/08 |
| SH |
| Y |
| A |
| F |
| Community accountability |
CONOCOPHILLIPS |
| COP |
| 20825C104 |
| 05/14/08 |
| SH |
| Y |
| A |
| F |
| Drilling in sensitive/protected areas |
CONOCOPHILLIPS |
| COP |
| 20825C104 |
| 05/14/08 |
| SH |
| Y |
| A |
| F |
| Environmental impact |
CONOCOPHILLIPS |
| COP |
| 20825C104 |
| 05/14/08 |
| SH |
| Y |
| A |
| F |
| Global warming |
CITIZENS COMMUNICATION COMPANY |
| CZN |
| 17453B101 |
| 05/15/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
CITIZENS COMMUNICATION COMPANY |
| CZN |
| 17453B101 |
| 05/15/08 |
| C |
| Y |
| F |
| F |
| To adopt an amendment to change the company’s name |
CITIZENS COMMUNICATION COMPANY |
| CZN |
| 17453B101 |
| 05/15/08 |
| C |
| Y |
| F |
| F |
| To adopt an amendment to replace the enumerated purposes clause with a general purposes clause |
CITIZENS COMMUNICATION COMPANY |
| CZN |
| 17453B101 |
| 05/15/08 |
| SH |
| Y |
| A |
| F |
| To consider and vote upon a stockholder proposal, if presented at the meeting |
CITIZENS COMMUNICATION COMPANY |
| CZN |
| 17453B101 |
| 05/15/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
ULTRA PETROLEUM CORP. |
| UPL |
| 903914109 |
| 05/16/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
ULTRA PETROLEUM CORP. |
| UPL |
| 903914109 |
| 05/16/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
ULTRA PETROLEUM CORP. |
| UPL |
| 903914109 |
| 05/16/08 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal regarding climate change |
ULTRA PETROLEUM CORP. |
| UPL |
| 903914109 |
| 05/16/08 |
| C |
| Y |
| F |
| F |
| To transact such other business as may properly be brought |
XTO ENERGY INC. |
| XTO |
| 98385X106 |
| 05/20/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
XTO ENERGY INC. |
| XTO |
| 98385X106 |
| 05/20/08 |
| C |
| Y |
| F |
| F |
| Approval of amended and restated 2004 stock incentive plan |
XTO ENERGY INC. |
| XTO |
| 98385X106 |
| 05/20/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
XTO ENERGY INC. |
| XTO |
| 98385X106 |
| 05/20/08 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal to declassify the board of directors |
GLAXOSMITHKLINE PLC |
| GSK |
| 37733W105 |
| 05/21/08 |
| C |
| Y |
| F |
| F |
| To receive and adopt the directors’ report and the financial statements |
GLAXOSMITHKLINE PLC |
| GSK |
| 37733W105 |
| 05/21/08 |
| C |
| Y |
| F |
| F |
| To approve the remuneration report |
GLAXOSMITHKLINE PLC |
| GSK |
| 37733W105 |
| 05/21/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
GLAXOSMITHKLINE PLC |
| GSK |
| 37733W105 |
| 05/21/08 |
| C |
| Y |
| F |
| F |
| Re-appointment of auditors |
GLAXOSMITHKLINE PLC |
| GSK |
| 37733W105 |
| 05/21/08 |
| C |
| Y |
| F |
| F |
| Remuneration of auditors |
GLAXOSMITHKLINE PLC |
| GSK |
| 37733W105 |
| 05/21/08 |
| C |
| Y |
| F |
| F |
| To authorize the company to make donations EU political organizations |
GLAXOSMITHKLINE PLC |
| GSK |
| 37733W105 |
| 05/21/08 |
| C |
| Y |
| F |
| F |
| Authority to allot shares |
GLAXOSMITHKLINE PLC |
| GSK |
| 37733W105 |
| 05/21/08 |
| C |
| Y |
| F |
| F |
| Disapplication of pre-emption rights |
GLAXOSMITHKLINE PLC |
| GSK |
| 37733W105 |
| 05/21/08 |
| C |
| Y |
| F |
| F |
| Authority for the company to purchase its own shares |
GLAXOSMITHKLINE PLC |
| GSK |
| 37733W105 |
| 05/21/08 |
| C |
| Y |
| F |
| F |
| Adopt new articles of association |
THE HOME DEPOT, INC. |
| HD |
| 437076102 |
| 05/22/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
THE HOME DEPOT, INC. |
| HD |
| 437076102 |
| 05/22/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
THE HOME DEPOT, INC. |
| HD |
| 437076102 |
| 05/22/08 |
| C |
| Y |
| F |
| F |
| To approve the material terms of officer performance goals under the management incentive plan |
THE HOME DEPOT, INC. |
| HD |
| 437076102 |
| 05/22/08 |
| C |
| Y |
| F |
| F |
| To amend the employee stock purchase plan to increase the number of reserved shares |
THE HOME DEPOT, INC. |
| HD |
| 437076102 |
| 05/22/08 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal regarding political nonpartisanship |
THE HOME DEPOT, INC. |
| HD |
| 437076102 |
| 05/22/08 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal regarding special shareholder meetings |
THE HOME DEPOT, INC. |
| HD |
| 437076102 |
| 05/22/08 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal regarding employment diversity reports disclosure |
THE HOME DEPOT, INC. |
| HD |
| 437076102 |
| 05/22/08 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal regarding executive officer compensation |
THE HOME DEPOT, INC. |
| HD |
| 437076102 |
| 05/22/08 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal regarding pay-for-superior performance |
ALTRIA GROUP, INC. |
| MO |
| 02209S103 |
| 05/28/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
ALTRIA GROUP, INC. |
| MO |
| 02209S103 |
| 05/28/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
ALTRIA GROUP, INC. |
| MO |
| 02209S103 |
| 05/28/08 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal 1 - shareholder say on executive pay |
ALTRIA GROUP, INC. |
| MO |
| 02209S103 |
| 05/28/08 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal 2 - cumulative voting |
ALTRIA GROUP, INC. |
| MO |
| 02209S103 |
| 05/28/08 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal 3 - apply globally practices demanded by the master settlement agreement |
ALTRIA GROUP, INC. |
| MO |
| 02209S103 |
| 05/28/08 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal 4 - stop youth-oriented ad campaigns |
ALTRIA GROUP, INC. |
| MO |
| 02209S103 |
| 05/28/08 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal 5 - “two-cigarette” approach to marketing |
ALTRIA GROUP, INC. |
| MO |
| 02209S103 |
| 05/28/08 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal 6 - endorse health care principles |
PACIFIC ADVISORS FUND INC. PROXY VOTING RECORD
RECEIVED JULY 1, 2007 - JUNE 30, 2008
BALANCED FUND
|
|
|
|
|
|
|
| PROPOSED BY |
| DID |
| DID PAF VOTE |
| VOTE FOR (“F”) |
|
|
|
|
|
|
|
| MEETING |
| CO (“C”) OR |
| PAF VOTE |
| FOR (“F”) OR |
| OR AGAINST |
|
|
COMPANY NAME |
| TICKER |
| CUSIP |
| DATE |
| INVESTOR (“SH”) |
| Y OR N |
| AGAINST (“A”) |
| (“A”) MGT? |
| DESCRIPTION OF MATTER |
MYLAN LABORATORIES INC. |
| MYL |
| 628530107 |
| 07/27/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
MYLAN LABORATORIES INC. |
| MYL |
| 628530107 |
| 07/27/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
RIO TINTO PLC |
| RTP |
| 767204100 |
| 09/14/07 |
| C |
| Y |
| F |
| F |
| Approval of the acquisition of Alcan Inc and related matters |
THE PROCTER & GAMBLE COMPANY |
| PG |
| 742718109 |
| 10/09/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
THE PROCTER & GAMBLE COMPANY |
| PG |
| 742718109 |
| 10/09/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
THE PROCTER & GAMBLE COMPANY |
| PG |
| 742718109 |
| 10/09/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal-award no future stock options |
THE PROCTER & GAMBLE COMPANY |
| PG |
| 742718109 |
| 10/09/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal-report on company policies and activities |
THE PROCTER & GAMBLE COMPANY |
| PG |
| 742718109 |
| 10/09/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal-animal testing |
LIBERTY MEDIA CORPORATION |
| LINTA |
| 53071M104 |
| 10/23/07 |
| C |
| Y |
| F |
| F |
| New tracking stock proposal |
LIBERTY MEDIA CORPORATION |
| LINTA |
| 53071M104 |
| 10/23/07 |
| C |
| Y |
| F |
| F |
| Recapitalization proposal |
LIBERTY MEDIA CORPORATION |
| LINTA |
| 53071M104 |
| 10/23/07 |
| C |
| Y |
| F |
| F |
| Optional conversion proposal |
LIBERTY MEDIA CORPORATION |
| LINTA |
| 53071M104 |
| 10/23/07 |
| C |
| Y |
| F |
| F |
| Group disposition proposal |
SPECTRA ENERGY CORPORATION |
| SE |
| 847560109 |
| 10/31/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
SPECTRA ENERGY CORPORATION |
| SE |
| 847560109 |
| 10/31/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
AUTOMATIC DATA PROCESSING INC. |
| ADP |
| 053015103 |
| 11/13/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
AUTOMATIC DATA PROCESSING INC. |
| ADP |
| 053015103 |
| 11/13/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
MICROSOFT CORPORATION |
| MSFT |
| 594918104 |
| 11/13/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
MICROSOFT CORPORATION |
| MSFT |
| 594918104 |
| 11/13/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
MICROSOFT CORPORATION |
| MSFT |
| 594918104 |
| 11/13/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal-adoption of policies on internet censorship |
MICROSOFT CORPORATION |
| MSFT |
| 594918104 |
| 11/13/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal-establishment of board committee on human rights |
CAMERON INTERNATIONAL CORPORATION |
| CAM |
| 13342B105 |
| 12/07/07 |
| C |
| Y |
| F |
| F |
| Increase the number of authorized shares of common stock |
CUBIC CORPORATION |
| CUB |
| 229669106 |
| 02/26/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
CUBIC CORPORATION |
| CUB |
| 229669106 |
| 02/26/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
THE WALT DISNEY COMPANY |
| DIS |
| 254687106 |
| 3/6/2008 |
| C |
| Y |
| F |
| F |
| Election of nominees |
THE WALT DISNEY COMPANY |
| DIS |
| 254687106 |
| 3/6/2008 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
THE WALT DISNEY COMPANY |
| DIS |
| 254687106 |
| 3/6/2008 |
| C |
| Y |
| F |
| F |
| To approve the amendment to the amended and restated 2005 stock incentive plan |
THE WALT DISNEY COMPANY |
| DIS |
| 254687106 |
| 3/6/2008 |
| C |
| Y |
| F |
| F |
| To approve the terms of the amended and restated 2002 executive performance plan |
COVIDIEN LTD |
| COV |
| G2552X108 |
| 03/18/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
COVIDIEN LTD |
| COV |
| G2552X108 |
| 03/18/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
CADBURY SCHWEPPES PLC |
| CSG |
| 127209302 |
| 04/11/08 |
| C |
| Y |
| F |
| F |
| To consider the scheme of arrangement referred to in the notice of court meeting |
CADBURY SCHWEPPES PLC |
| CSG |
| 127209302 |
| 04/11/08 |
| C |
| Y |
| F |
| F |
| To approve the scheme of arrangement, the amendments to the articles of association and related matters |
CADBURY SCHWEPPES PLC |
| CSG |
| 127209302 |
| 04/11/08 |
| C |
| Y |
| F |
| F |
| To approve the demerger of Americas Beverages and the entry into the demerger agreements |
CADBURY SCHWEPPES PLC |
| CSG |
| 127209302 |
| 04/11/08 |
| C |
| Y |
| F |
| F |
| To approve the proposed reduction of capital |
CADBURY SCHWEPPES PLC |
| CSG |
| 127209302 |
| 04/11/08 |
| C |
| Y |
| F |
| F |
| To approve the amendments to the executive share schemes |
CADBURY SCHWEPPES PLC |
| CSG |
| 127209302 |
| 04/11/08 |
| C |
| Y |
| F |
| F |
| To approve the incentive and share awards plans |
CADBURY SCHWEPPES PLC |
| CSG |
| 127209302 |
| 04/11/08 |
| C |
| Y |
| F |
| F |
| To approve the employee and share option schemes |
CADBURY SCHWEPPES PLC |
| CSG |
| 127209302 |
| 04/11/08 |
| C |
| Y |
| F |
| F |
| To approve the establishment of additional share schemes for overseas employees and subsidiaries |
CADBURY SCHWEPPES PLC |
| CSG |
| 127209302 |
| 04/11/08 |
| C |
| Y |
| F |
| F |
| To approve the increase in the maximum value of an annual award |
CADBURY SCHWEPPES PLC |
| CSG |
| 127209302 |
| 04/11/08 |
| C |
| Y |
| F |
| F |
| To receive the 2007 financial statements and the 2007 annual report and accounts |
CADBURY SCHWEPPES PLC |
| CSG |
| 127209302 |
| 04/11/08 |
| C |
| Y |
| F |
| F |
| To declare the final dividend |
CADBURY SCHWEPPES PLC |
| CSG |
| 127209302 |
| 04/11/08 |
| C |
| Y |
| F |
| F |
| To approve the directors’ remuneration report |
CADBURY SCHWEPPES PLC |
| CSG |
| 127209302 |
| 04/11/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
CADBURY SCHWEPPES PLC |
| CSG |
| 127209302 |
| 04/11/08 |
| C |
| Y |
| F |
| F |
| To authorize the directors to set the auditors fees |
CADBURY SCHWEPPES PLC |
| CSG |
| 127209302 |
| 04/11/08 |
| C |
| Y |
| F |
| F |
| To authorize the directors to allot further shares |
CADBURY SCHWEPPES PLC |
| CSG |
| 127209302 |
| 04/11/08 |
| C |
| Y |
| F |
| F |
| To disapply pre-emption rights |
CADBURY SCHWEPPES PLC |
| CSG |
| 127209302 |
| 04/11/08 |
| C |
| Y |
| F |
| F |
| To authorize the company to buy back shares |
BANCO LATINOAMERICANO DE EXPORT., S.A. |
| BLX |
| P16994132 |
| 04/15/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
BANCO LATINOAMERICANO DE EXPORT., S.A. |
| BLX |
| P16994132 |
| 04/15/08 |
| C |
| Y |
| F |
| F |
| To approve the bank’s audited financial statements |
BANCO LATINOAMERICANO DE EXPORT., S.A. |
| BLX |
| P16994132 |
| 04/15/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
THE COCA-COLA COMPANY |
| KO |
| 191216100 |
| 04/16/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
THE COCA-COLA COMPANY |
| KO |
| 191216100 |
| 04/16/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
THE COCA-COLA COMPANY |
| KO |
| 191216100 |
| 04/16/08 |
| C |
| Y |
| F |
| F |
| Approval of the 2008 stock option plan |
THE COCA-COLA COMPANY |
| KO |
| 191216100 |
| 04/16/08 |
| SH |
| Y |
| A |
| F |
| Shareowner proposal regarding an advisory vote on executive compensation |
THE COCA-COLA COMPANY |
| KO |
| 191216100 |
| 04/16/08 |
| SH |
| Y |
| A |
| F |
| Shareowner proposal regarding an independent board chair |
THE COCA-COLA COMPANY |
| KO |
| 191216100 |
| 04/16/08 |
| SH |
| Y |
| A |
| F |
| Shareowner proposal regarding a board committee on human rights |
METLIFE, INC. |
| MET |
| 59156R108 |
| 04/22/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
METLIFE, INC. |
| MET |
| 59156R108 |
| 04/22/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
PERKINELMER, INC. |
| PKI |
| 714046109 |
| 04/22/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
PERKINELMER, INC. |
| PKI |
| 714046109 |
| 04/22/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
MOODY’S CORPORATION |
| MCO |
| 615369105 |
| 04/22/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
MOODY’S CORPORATION |
| MCO |
| 615369105 |
| 04/22/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
MOODY’S CORPORATION |
| MCO |
| 615369105 |
| 04/22/08 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal to adopt simple majority vote requirements |
GENERAL ELECTRIC |
| GE |
| 369604103 |
| 04/23/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
GENERAL ELECTRIC |
| GE |
| 369604103 |
| 04/23/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
GENERAL ELECTRIC |
| GE |
| 369604103 |
| 04/23/08 |
| SH |
| Y |
| A |
| F |
| Shareowner proposal-cumulative voting |
GENERAL ELECTRIC |
| GE |
| 369604103 |
| 04/23/08 |
| SH |
| Y |
| A |
| F |
| Shareowner proposal-separate the roles of CEO and Chairman |
GENERAL ELECTRIC |
| GE |
| 369604103 |
| 04/23/08 |
| SH |
| Y |
| A |
| F |
| Shareowner proposal-recoup unearned management bonuses |
GENERAL ELECTRIC |
| GE |
| 369604103 |
| 04/23/08 |
| SH |
| Y |
| A |
| F |
| Shareowner proposal-curb over-extended directors |
GENERAL ELECTRIC |
| GE |
| 369604103 |
| 04/23/08 |
| SH |
| Y |
| A |
| F |
| Shareowner proposal-report on charitable contributions |
GENERAL ELECTRIC |
| GE |
| 369604103 |
| 04/23/08 |
| SH |
| Y |
| A |
| F |
| Shareowner proposal-global warming report |
GENERAL ELECTRIC |
| GE |
| 369604103 |
| 04/23/08 |
| SH |
| Y |
| A |
| F |
| Shareowner proposal-advisory vote on executive compensation |
JOHNSON & JOHNSON |
| JNJ |
| 478160104 |
| 04/24/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
JOHNSON & JOHNSON |
| JNJ |
| 478160104 |
| 04/24/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
JOHNSON & JOHNSON |
| JNJ |
| 478160104 |
| 04/24/08 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal: advisory vote on executive compensation policies and disclosure |
PFIZER INC. |
| PFE |
| 717081103 |
| 04/24/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
PFIZER INC. |
| PFE |
| 717081103 |
| 04/24/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
PFIZER INC. |
| PFE |
| 717081103 |
| 04/24/08 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal regarding stock options |
PFIZER INC. |
| PFE |
| 717081103 |
| 04/24/08 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal requesting separation of Chairman and CEO roles |
SUNCOR ENERGY INC. |
| SU |
| 867229106 |
| 04/24/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
SUNCOR ENERGY INC. |
| SU |
| 867229106 |
| 04/24/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
SUNCOR ENERGY INC. |
| SU |
| 867229106 |
| 04/24/08 |
| C |
| Y |
| F |
| F |
| Amendment and restatement of shareholders rights plan |
SUNCOR ENERGY INC. |
| SU |
| 867229106 |
| 04/24/08 |
| C |
| Y |
| F |
| F |
| Amendment of articles: two for one division of common shares |
WYETH |
| WYE |
| 983024100 |
| 04/24/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
WYETH |
| WYE |
| 983024100 |
| 04/24/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
WYETH |
| WYE |
| 983024100 |
| 04/24/08 |
| C |
| Y |
| F |
| F |
| To amend and restate the 2005 stock incentive plan |
WYETH |
| WYE |
| 983024100 |
| 04/24/08 |
| C |
| Y |
| F |
| F |
| To adopt the 2008 non-employee director stock incentive plan |
WYETH |
| WYE |
| 983024100 |
| 04/24/08 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal on reporting the political contributions and trade association payment |
WYETH |
| WYE |
| 983024100 |
| 04/24/08 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal on adoption of a by-law for the recoupment of incentive bonuses |
GATX CORPORATION |
| GMT |
| 361448103 |
| 04/25/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
GATX CORPORATION |
| GMT |
| 361448103 |
| 04/25/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
AMERICAN EXPRESS COMPANY |
| AXP |
| 025816109 |
| 04/28/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
AMERICAN EXPRESS COMPANY |
| AXP |
| 025816109 |
| 04/28/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
AMERICAN EXPRESS COMPANY |
| AXP |
| 025816109 |
| 04/28/08 |
| C |
| Y |
| F |
| F |
| Require a majority vote for the election of directors in non-contested elections |
AMERICAN EXPRESS COMPANY |
| AXP |
| 025816109 |
| 04/28/08 |
| C |
| Y |
| F |
| F |
| Eliminate statutory supermajority voting: merger or consolidation |
AMERICAN EXPRESS COMPANY |
| AXP |
| 025816109 |
| 04/28/08 |
| C |
| Y |
| F |
| F |
| Eliminate statutory supermajority voting: sale, lease, exchange or other disposition |
AMERICAN EXPRESS COMPANY |
| AXP |
| 025816109 |
| 04/28/08 |
| C |
| Y |
| F |
| F |
| Eliminate the statutory supermajority voting: plan for the exchange of shares |
AMERICAN EXPRESS COMPANY |
| AXP |
| 025816109 |
| 04/28/08 |
| C |
| Y |
| F |
| F |
| Eliminate the statutory supermajority voting: authorization of dissolution |
AMERICAN EXPRESS COMPANY |
| AXP |
| 025816109 |
| 04/28/08 |
| SH |
| Y |
| A |
| F |
| A shareholder proposal relating to cumulative voting for directors |
THE BOEING COMPANY |
| BA |
| 097023105 |
| 04/28/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
THE BOEING COMPANY |
| BA |
| 097023105 |
| 04/28/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
THE BOEING COMPANY |
| BA |
| 097023105 |
| 04/28/08 |
| SH |
| Y |
| A |
| F |
| Prepare a report on foreign military sales |
THE BOEING COMPANY |
| BA |
| 097023105 |
| 04/28/08 |
| SH |
| Y |
| A |
| F |
| Adopt health care principles |
THE BOEING COMPANY |
| BA |
| 097023105 |
| 04/28/08 |
| SH |
| Y |
| A |
| F |
| Adopt, implement and monitor human rights policies |
THE BOEING COMPANY |
| BA |
| 097023105 |
| 04/28/08 |
| SH |
| Y |
| A |
| F |
| Require an independent lead director |
THE BOEING COMPANY |
| BA |
| 097023105 |
| 04/28/08 |
| SH |
| Y |
| A |
| F |
| Require and performance-based stock options |
THE BOEING COMPANY |
| BA |
| 097023105 |
| 04/28/08 |
| SH |
| Y |
| A |
| F |
| Require an advisor vote on named executive officer compensation |
THE BOEING COMPANY |
| BA |
| 097023105 |
| 04/28/08 |
| SH |
| Y |
| A |
| F |
| Require shareholder approval of future severance arrangements |
THE CHUBB CORPORATION |
| CB |
| 171232101 |
| 04/29/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
THE CHUBB CORPORATION |
| CB |
| 171232101 |
| 04/29/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
BERKSHIRE HATHAWAY INC. |
| BRKA |
| 084670108 |
| 05/03/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
BRISTOL-MYERS SQUIBB COMPANY |
| BMY |
| 110122108 |
| 05/06/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
BRISTOL-MYERS SQUIBB COMPANY |
| BMY |
| 110122108 |
| 05/06/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
BRISTOL-MYERS SQUIBB COMPANY |
| BMY |
| 110122108 |
| 05/06/08 |
| SH |
| Y |
| A |
| F |
| Executive compensation disclosure |
DUKE ENERGY CORPORATION |
| DUK |
| 264410105 |
| 05/08/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
DUKE ENERGY CORPORATION |
| DUK |
| 264410105 |
| 05/08/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
DUKE ENERGY CORPORATION |
| DUK |
| 264410105 |
| 05/08/08 |
| C |
| Y |
| F |
| F |
| Approval of the amended and restated executive short-term incentive plan |
NOKIA CORPORATION |
| NOKA |
| 654902204 |
| 05/08/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
NOKIA CORPORATION |
| NOKA |
| 654902204 |
| 05/08/08 |
| C |
| Y |
| F |
| F |
| Approval of the annual accounts |
NOKIA CORPORATION |
| NOKA |
| 654902204 |
| 05/08/08 |
| C |
| Y |
| F |
| F |
| Approval of the distribution of the profit for the year, payment of dividend |
NOKIA CORPORATION |
| NOKA |
| 654902204 |
| 05/08/08 |
| C |
| Y |
| F |
| F |
| Approval of the discharge of the Chairman, directors and the President, from liability |
NOKIA CORPORATION |
| NOKA |
| 654902204 |
| 05/08/08 |
| C |
| Y |
| F |
| F |
| Approval of the remuneration to the members of the board of directors |
NOKIA CORPORATION |
| NOKA |
| 654902204 |
| 05/08/08 |
| C |
| Y |
| F |
| F |
| Approval of the number of the members of the board of directors |
NOKIA CORPORATION |
| NOKA |
| 654902204 |
| 05/08/08 |
| C |
| Y |
| F |
| F |
| Approval of the auditor remuneration |
NOKIA CORPORATION |
| NOKA |
| 654902204 |
| 05/08/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
NOKIA CORPORATION |
| NOKA |
| 654902204 |
| 05/08/08 |
| C |
| Y |
| F |
| F |
| Authorize the board of directors to resolve to repurchase company shares |
SPECTRA ENERGY CORP |
| SE |
| 847560109 |
| 05/08/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
SPECTRA ENERGY CORP |
| SE |
| 847560109 |
| 05/08/08 |
| C |
| Y |
| F |
| F |
| Approval of the 2007 long-term incentive plan |
SPECTRA ENERGY CORP |
| SE |
| 847560109 |
| 05/08/08 |
| C |
| Y |
| F |
| F |
| Approval of the short-term incentive plan |
SPECTRA ENERGY CORP |
| SE |
| 847560109 |
| 05/08/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
UNITED PARCEL SERVICE, INC. |
| UPS |
| 911312106 |
| 05/08/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
UNITED PARCEL SERVICE, INC. |
| UPS |
| 911312106 |
| 05/08/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
ALLETE, INC. |
| ALE |
| 018522300 |
| 05/13/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
ALLETE, INC. |
| ALE |
| 018522300 |
| 05/13/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
CAMERON INTERNATIONAL CORPORATION |
| CAM |
| 13342B105 |
| 05/14/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
CAMERON INTERNATIONAL CORPORATION |
| CAM |
| 13342B105 |
| 05/14/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
CONOCOPHILLIPS |
| COP |
| 20825C104 |
| 05/14/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
CONOCOPHILLIPS |
| COP |
| 20825C104 |
| 05/14/08 |
| C |
| Y |
| F |
| F |
| To amend amended and restated by-laws and restated certificate of incorporation |
CONOCOPHILLIPS |
| COP |
| 20825C104 |
| 05/14/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
CONOCOPHILLIPS |
| COP |
| 20825C104 |
| 05/14/08 |
| SH |
| Y |
| A |
| F |
| Qualifications for director nominees |
CONOCOPHILLIPS |
| COP |
| 20825C104 |
| 05/14/08 |
| SH |
| Y |
| A |
| F |
| Report on recognition of indigenous rights |
CONOCOPHILLIPS |
| COP |
| 20825C104 |
| 05/14/08 |
| SH |
| Y |
| A |
| F |
| Advisory vote on executive compensation |
CONOCOPHILLIPS |
| COP |
| 20825C104 |
| 05/14/08 |
| SH |
| Y |
| A |
| F |
| Political contributions |
CONOCOPHILLIPS |
| COP |
| 20825C104 |
| 05/14/08 |
| SH |
| Y |
| A |
| F |
| Greenhouse gas reduction |
CONOCOPHILLIPS |
| COP |
| 20825C104 |
| 05/14/08 |
| SH |
| Y |
| A |
| F |
| Community accountability |
CONOCOPHILLIPS |
| COP |
| 20825C104 |
| 05/14/08 |
| SH |
| Y |
| A |
| F |
| Drilling in sensitive/protected areas |
CONOCOPHILLIPS |
| COP |
| 20825C104 |
| 05/14/08 |
| SH |
| Y |
| A |
| F |
| Environmental impact |
CONOCOPHILLIPS |
| COP |
| 20825C104 |
| 05/14/08 |
| SH |
| Y |
| A |
| F |
| Global warming |
NATIONAL OILWELL VARCO, INC. |
| NOV |
| 637071101 |
| 05/14/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
NATIONAL OILWELL VARCO, INC. |
| NOV |
| 637071101 |
| 05/14/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
NATIONAL OILWELL VARCO, INC. |
| NOV |
| 637071101 |
| 05/14/08 |
| C |
| Y |
| F |
| F |
| Approval of the annual incentive plan |
CITIZENS COMMUNICATION COMPANY |
| CZN |
| 17453B101 |
| 05/15/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
CITIZENS COMMUNICATION COMPANY |
| CZN |
| 17453B101 |
| 05/15/08 |
| C |
| Y |
| F |
| F |
| To adopt an amendment to change the company’s name |
CITIZENS COMMUNICATION COMPANY |
| CZN |
| 17453B101 |
| 05/15/08 |
| C |
| Y |
| F |
| F |
| To adopt an amendment to replace the enumerated purposes clause with a general purposes clause |
CITIZENS COMMUNICATION COMPANY |
| CZN |
| 17453B101 |
| 05/15/08 |
| SH |
| Y |
| A |
| F |
| To consider and vote upon a stockholder proposal, if presented at the meeting |
CITIZENS COMMUNICATION COMPANY |
| CZN |
| 17453B101 |
| 05/15/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
THE WILLIAMS COMPANIES, INC. |
| WMB |
| 969457100 |
| 05/15/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
THE WILLIAMS COMPANIES, INC. |
| WMB |
| 969457100 |
| 05/15/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
TIME WARNER INC. |
| TWX |
| 887317105 |
| 05/16/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
TIME WARNER INC. |
| TWX |
| 887317105 |
| 05/16/08 |
| C |
| Y |
| F |
| F |
| To amend the certificate of incorporation to eliminate the remaining super-majority vote requirements |
TIME WARNER INC. |
| TWX |
| 887317105 |
| 05/16/08 |
| SH |
| Y |
| A |
| F |
| To approve the amended and restated annual bonus plan for executive officers |
TIME WARNER INC. |
| TWX |
| 887317105 |
| 05/16/08 |
| SH |
| Y |
| A |
| F |
| Ratify the selection of auditor |
TIME WARNER INC. |
| TWX |
| 887317105 |
| 05/16/08 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal regarding separation of roles of Chairman and CEO |
CITADEL BROADCASTING CORPORATION |
| CDL |
| 17285T106 |
| 05/19/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
CITADEL BROADCASTING CORPORATION |
| CDL |
| 17285T106 |
| 05/19/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
CITADEL BROADCASTING CORPORATION |
| CDL |
| 17285T106 |
| 05/19/08 |
| C |
| Y |
| F |
| F |
| To provide the discretionary authority |
HALLIBURTON COMPANY |
| HAL |
| 406216101 |
| 05/21/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
HALLIBURTON COMPANY |
| HAL |
| 406216101 |
| 05/21/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
HALLIBURTON COMPANY |
| HAL |
| 406216101 |
| 05/21/08 |
| C |
| Y |
| F |
| F |
| Reapproval of material terms of performance goals under 1993 stock and incentive plan |
HALLIBURTON COMPANY |
| HAL |
| 406216101 |
| 05/21/08 |
| SH |
| Y |
| A |
| F |
| Proposal on human rights policy |
HALLIBURTON COMPANY |
| HAL |
| 406216101 |
| 05/21/08 |
| SH |
| Y |
| A |
| F |
| Proposal on political contributions |
HALLIBURTON COMPANY |
| HAL |
| 406216101 |
| 05/21/08 |
| SH |
| Y |
| A |
| F |
| Proposal on human rights board committee |
RELIANCE STEEL & ALUMINUM CO. |
| RS |
| 759509102 |
| 05/21/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
RELIANCE STEEL & ALUMINUM CO. |
| RS |
| 759509102 |
| 05/21/08 |
| C |
| Y |
| F |
| F |
| To approve the corporate officers bonus plan |
RELIANCE STEEL & ALUMINUM CO. |
| RS |
| 759509102 |
| 05/21/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
RELIANCE STEEL & ALUMINUM CO. |
| RS |
| 759509102 |
| 05/21/08 |
| C |
| Y |
| F |
| F |
| Such other matters as may properly come before the meeting |
SANDISK CORPORATION |
| SNDK |
| 80004C101 |
| 05/28/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
SANDISK CORPORATION |
| SNDK |
| 80004C101 |
| 05/28/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
SANDISK CORPORATION |
| SNDK |
| 80004C101 |
| 05/28/08 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal regarding majority voting for directors of the company |
WHITE MOUNTAINS INSURANCE GROUP, LTD. |
| WTM |
| G9618E107 |
| 05/29/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
WHITE MOUNTAINS INSURANCE GROUP, LTD. |
| WTM |
| G9618E107 |
| 05/29/08 |
| C |
| Y |
| F |
| F |
| Amendment to the bye-law 62 |
WHITE MOUNTAINS INSURANCE GROUP, LTD. |
| WTM |
| G9618E107 |
| 05/29/08 |
| C |
| Y |
| F |
| F |
| Amendment to the bye-law 39 and 52 |
WHITE MOUNTAINS INSURANCE GROUP, LTD. |
| WTM |
| G9618E107 |
| 05/29/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
DEVON ENERGY CORPORATION |
| DVN |
| 25179M103 |
| 06/04/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
DEVON ENERGY CORPORATION |
| DVN |
| 25179M103 |
| 06/04/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
DEVON ENERGY CORPORATION |
| DVN |
| 25179M103 |
| 06/04/08 |
| C |
| Y |
| F |
| F |
| Amendment to increase the number of authorized shares of common stock |
DEVON ENERGY CORPORATION |
| DVN |
| 25179M103 |
| 06/04/08 |
| C |
| Y |
| F |
| F |
| Amend the restated certificate of incorporation to provide for the annual election of directors |
INGERSOLL-RAND COMPANY LIMITED |
| IR |
| G4776G101 |
| 06/04/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
INGERSOLL-RAND COMPANY LIMITED |
| IR |
| G4776G101 |
| 06/04/08 |
| C |
| Y |
| F |
| F |
| Approval of the amended and restated bye-laws of the company |
INGERSOLL-RAND COMPANY LIMITED |
| IR |
| G4776G101 |
| 06/04/08 |
| C |
| Y |
| F |
| F |
| Appointment of auditors and authorization of board of directors to fix the auditors’ remuneration |
INGERSOLL-RAND COMPANY LIMITED |
| IR |
| G4776G101 |
| 06/04/08 |
| SH |
| Y |
| A |
| F |
| To require a shareholder vote on an advisory resolution with respect to executive compensation |
LIBERTY GLOBAL, INC. |
| LBTYA |
| 530555101 |
| 06/12/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
LIBERTY GLOBAL, INC. |
| LBTYA |
| 530555101 |
| 06/12/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
PACIFIC ADVISORS FUND INC. PROXY VOTING RECORD
RECEIVED JULY 1, 2007 - JUNE 30, 2008
GROWTH FUND
|
|
|
|
|
|
|
| PROPOSED BY |
| DID |
| DID PAF VOTE |
| VOTE FOR (“F”) |
|
|
|
|
|
|
|
| MEETING |
| CO (“C”) OR |
| PAF VOTE |
| FOR (“F”) OR |
| OR AGAINST |
|
|
COMPANY NAME |
| TICKER |
| CUSIP |
| DATE |
| INVESTOR (“SH”) |
| Y OR N |
| AGAINST (“A”) |
| (“A”) MGT? |
| DESCRIPTION OF MATTER |
MITCHAM INDUSTRIES, INC. |
| MIND |
| 606501104 |
| 07/12/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
MITCHAM INDUSTRIES, INC. |
| MIND |
| 606501104 |
| 07/12/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
MICROSOFT CORPORATION |
| MSFT |
| 594918104 |
| 11/13/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
MICROSOFT CORPORATION |
| MSFT |
| 594918104 |
| 11/13/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
MICROSOFT CORPORATION |
| MSFT |
| 594918104 |
| 11/13/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal - adoption of policies on internet censorship |
MICROSOFT CORPORATION |
| MSFT |
| 594918104 |
| 11/13/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal - establishment of board committee on human rights |
CHICAGO BRIDGE & IRON COMPANY N.V. |
| CBI |
| 167250109 |
| 11/16/07 |
| C |
| Y |
| F |
| F |
| To approve and authorize the acquisition of the lummus global business of Abb Asea Brown Boveri Ltd. |
LYONDELL CHEMICAL COMPANY |
| LYO |
| 552078107 |
| 11/20/07 |
| C |
| Y |
| F |
| F |
| Approve and adopt the agreement and plan of merger |
LYONDELL CHEMICAL COMPANY |
| LYO |
| 552078107 |
| 11/20/07 |
| C |
| Y |
| F |
| F |
| Adjourn the special meeting of shareholders if necessary |
QUALCOMM, INCORPORATED |
| QCOM |
| 747525103 |
| 03/11/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
QUALCOMM, INCORPORATED |
| QCOM |
| 747525103 |
| 03/11/08 |
| C |
| Y |
| F |
| F |
| To approve amendments to the long-term incentive plan and increase in the share reserve |
QUALCOMM, INCORPORATED |
| QCOM |
| 747525103 |
| 03/11/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
KIRBY CORPORATION |
| KEX |
| 497266106 |
| 04/22/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
KIRBY CORPORATION |
| KEX |
| 497266106 |
| 04/22/08 |
| C |
| Y |
| F |
| F |
| To approve amendments to the 2005 stock and incentive plan |
KIRBY CORPORATION |
| KEX |
| 497266106 |
| 04/22/08 |
| C |
| Y |
| F |
| F |
| To approve an amendment to the 2000 nonemployee director stock option plan |
KIRBY CORPORATION |
| KEX |
| 497266106 |
| 04/22/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
GENERAL ELECTRIC |
| GE |
| 369604103 |
| 04/23/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
GENERAL ELECTRIC |
| GE |
| 369604103 |
| 04/23/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
GENERAL ELECTRIC |
| GE |
| 369604103 |
| 04/23/08 |
| SH |
| Y |
| A |
| F |
| Shareowner proposal-cumulative voting |
GENERAL ELECTRIC |
| GE |
| 369604103 |
| 04/23/08 |
| SH |
| Y |
| A |
| F |
| Shareowner proposal-separate the roles of CEO and Chairman |
GENERAL ELECTRIC |
| GE |
| 369604103 |
| 04/23/08 |
| SH |
| Y |
| A |
| F |
| Shareowner proposal-recoup unearned management bonuses |
GENERAL ELECTRIC |
| GE |
| 369604103 |
| 04/23/08 |
| SH |
| Y |
| A |
| F |
| Shareowner proposal-curb over-extended directors |
GENERAL ELECTRIC |
| GE |
| 369604103 |
| 04/23/08 |
| SH |
| Y |
| A |
| F |
| Shareowner proposal-report on charitable contributions |
GENERAL ELECTRIC |
| GE |
| 369604103 |
| 04/23/08 |
| SH |
| Y |
| A |
| F |
| Shareowner proposal-global warming report |
GENERAL ELECTRIC |
| GE |
| 369604103 |
| 04/23/08 |
| SH |
| Y |
| A |
| F |
| Shareowner proposal-advisory vote on executive compensation |
JOHNSON & JOHNSON |
| JNJ |
| 478160104 |
| 04/24/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
JOHNSON & JOHNSON |
| JNJ |
| 478160104 |
| 04/24/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
JOHNSON & JOHNSON |
| JNJ |
| 478160104 |
| 04/24/08 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal: advisory vote on executive compensation policies and disclosure |
THE BOEING COMPANY |
| BA |
| 097023105 |
| 04/28/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
THE BOEING COMPANY |
| BA |
| 097023105 |
| 04/28/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
THE BOEING COMPANY |
| BA |
| 097023105 |
| 04/28/08 |
| SH |
| Y |
| A |
| F |
| Prepare a report on foreign military sales |
THE BOEING COMPANY |
| BA |
| 097023105 |
| 04/28/08 |
| SH |
| Y |
| A |
| F |
| Adopt health care principles |
THE BOEING COMPANY |
| BA |
| 097023105 |
| 04/28/08 |
| SH |
| Y |
| A |
| F |
| Adopt, implement and monitor human rights policies |
THE BOEING COMPANY |
| BA |
| 097023105 |
| 04/28/08 |
| SH |
| Y |
| A |
| F |
| Require an independent lead director |
THE BOEING COMPANY |
| BA |
| 097023105 |
| 04/28/08 |
| SH |
| Y |
| A |
| F |
| Require and performance-based stock options |
THE BOEING COMPANY |
| BA |
| 097023105 |
| 04/28/08 |
| SH |
| Y |
| A |
| F |
| Require an advisor vote on named executive officer compensation |
THE BOEING COMPANY |
| BA |
| 097023105 |
| 04/28/08 |
| SH |
| Y |
| A |
| F |
| Require shareholder approval of future severance arrangements |
HONEYWELL INTERNATIONAL INC. |
| HON |
| 438516106 |
| 04/28/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
HONEYWELL INTERNATIONAL INC. |
| HON |
| 438516106 |
| 04/28/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
HONEYWELL INTERNATIONAL INC. |
| HON |
| 438516106 |
| 04/28/08 |
| C |
| Y |
| F |
| F |
| Amendment to the restated certificate of incorporation-right to call a special meeting of shareowners |
HONEYWELL INTERNATIONAL INC. |
| HON |
| 438516106 |
| 04/28/08 |
| SH |
| Y |
| A |
| F |
| Pay-for-superior-performance principle |
MARATHON OIL CORPORATION |
| MRO |
| 565849106 |
| 04/30/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
MARATHON OIL CORPORATION |
| MRO |
| 565849106 |
| 04/30/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
MARATHON OIL CORPORATION |
| MRO |
| 565849106 |
| 04/30/08 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal to amend by-laws to allow stockholders to call special meeting |
MARATHON OIL CORPORATION |
| MRO |
| 565849106 |
| 04/30/08 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal to adopt a policy for ratification of executive compensation |
OCCIDENTAL PETROLEUM CORPORATION |
| OXY |
| 674599105 |
| 05/02/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
OCCIDENTAL PETROLEUM CORPORATION |
| OXY |
| 674599105 |
| 05/02/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
OCCIDENTAL PETROLEUM CORPORATION |
| OXY |
| 674599105 |
| 05/02/08 |
| SH |
| Y |
| A |
| F |
| Proposal 3 - scientific report on global warming |
OCCIDENTAL PETROLEUM CORPORATION |
| OXY |
| 674599105 |
| 05/02/08 |
| SH |
| Y |
| A |
| F |
| Proposal 4- advisory vote on executive compensation |
OCCIDENTAL PETROLEUM CORPORATION |
| OXY |
| 674599105 |
| 05/02/08 |
| SH |
| Y |
| A |
| F |
| Proposal 5 - independence of compensation consultants |
OCCIDENTAL PETROLEUM CORPORATION |
| OXY |
| 674599105 |
| 05/02/08 |
| SH |
| Y |
| A |
| F |
| Proposal 6 - pay-for-superior-performance principle |
OCCIDENTAL PETROLEUM CORPORATION |
| OXY |
| 674599105 |
| 05/02/08 |
| SH |
| Y |
| A |
| F |
| Proposal 7 - special shareholder meetings |
ZIMMER HOLDINGS, INC. |
| STJ |
| 98956P102 |
| 05/05/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
ZIMMER HOLDINGS, INC. |
| STJ |
| 98956P102 |
| 05/05/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
ZIMMER HOLDINGS, INC. |
| STJ |
| 98956P102 |
| 05/05/08 |
| C |
| Y |
| F |
| F |
| Approval of the amended executive performance incentive plan |
ZIMMER HOLDINGS, INC. |
| STJ |
| 98956P102 |
| 05/05/08 |
| C |
| Y |
| F |
| F |
| Amendment of restated certificate of incorporation to eliminate super-majority voting requirements |
ITRON, INC. |
| ITRI |
| 465741106 |
| 05/06/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
ITRON, INC. |
| ITRI |
| 465741106 |
| 05/06/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
THE MANITOWOC COMPANY, INC. |
| MTW |
| 563571108 |
| 05/06/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
THE MANITOWOC COMPANY, INC. |
| MTW |
| 563571108 |
| 05/06/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
APACHE CORPORATION |
| APA |
| 037411105 |
| 05/08/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
APACHE CORPORATION |
| APA |
| 037411105 |
| 05/08/08 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal concerning reimbursement of proxy expenses |
CHICAGO BRIDGE & IRON COMPANY N.V. |
| CBI |
| 167250109 |
| 05/08/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
CHICAGO BRIDGE & IRON COMPANY N.V. |
| CBI |
| 167250109 |
| 05/08/08 |
| C |
| Y |
| F |
| F |
| Prepare the annual accounts and annual report in English and adopt the Dutch statutory annual accounts |
CHICAGO BRIDGE & IRON COMPANY N.V. |
| CBI |
| 167250109 |
| 05/08/08 |
| C |
| Y |
| F |
| F |
| To discharge the sole member of the management board form liability |
CHICAGO BRIDGE & IRON COMPANY N.V. |
| CBI |
| 167250109 |
| 05/08/08 |
| C |
| Y |
| F |
| F |
| To discharge the member of the supervisory board from liability |
CHICAGO BRIDGE & IRON COMPANY N.V. |
| CBI |
| 167250109 |
| 05/08/08 |
| C |
| Y |
| F |
| F |
| To approve the final dividend for the year ended December 31, 2007 |
CHICAGO BRIDGE & IRON COMPANY N.V. |
| CBI |
| 167250109 |
| 05/08/08 |
| C |
| Y |
| F |
| F |
| To extend authority of the management board to repurchase the issued share capital |
CHICAGO BRIDGE & IRON COMPANY N.V. |
| CBI |
| 167250109 |
| 05/08/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
CHICAGO BRIDGE & IRON COMPANY N.V. |
| CBI |
| 167250109 |
| 05/08/08 |
| C |
| Y |
| F |
| F |
| To permit record dates up to 30 days prior to the date of a shareholder meeting |
CHICAGO BRIDGE & IRON COMPANY N.V. |
| CBI |
| 167250109 |
| 05/08/08 |
| C |
| Y |
| F |
| F |
| To approve the amendment of the 1999 long-term incentive plan |
CHICAGO BRIDGE & IRON COMPANY N.V. |
| CBI |
| 167250109 |
| 05/08/08 |
| C |
| Y |
| F |
| F |
| To authorize to issue and/or grant rights to acquire shares and to limit the preemptive rights of shareholders |
CHICAGO BRIDGE & IRON COMPANY N.V. |
| CBI |
| 167250109 |
| 05/08/08 |
| C |
| Y |
| F |
| F |
| To approve the compensation of the supervisory board member who serves as the non-executive Chairman |
FMC TECHNOLOGIES, INC. |
| FTI |
| 30249U101 |
| 05/09/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
FMC TECHNOLOGIES, INC. |
| FTI |
| 30249U101 |
| 05/09/08 |
| C |
| Y |
| F |
| F |
| Approve the material terms of the performance goals under incentive compensation and stock plan |
ST.JUDE MEDICAL, INC. |
| STJ |
| 790849103 |
| 05/09/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
ST.JUDE MEDICAL, INC. |
| STJ |
| 790849103 |
| 05/09/08 |
| C |
| Y |
| F |
| F |
| To approve the proposed amendments to the 2007 stock incentive plan |
ST.JUDE MEDICAL, INC. |
| STJ |
| 790849103 |
| 05/09/08 |
| C |
| Y |
| F |
| F |
| To approve the proposed amendments to the articles of incorporation |
ST.JUDE MEDICAL, INC. |
| STJ |
| 790849103 |
| 05/09/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
ITT CORPORATION |
| ITT |
| 450911102 |
| 05/13/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
ITT CORPORATION |
| ITT |
| 450911102 |
| 05/13/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
ITT CORPORATION |
| ITT |
| 450911102 |
| 05/13/08 |
| C |
| Y |
| F |
| F |
| To authorize additional shares and provide for majority voting for directors in uncontested elections |
ITT CORPORATION |
| ITT |
| 450911102 |
| 05/13/08 |
| C |
| Y |
| F |
| F |
| Approval of the amendment an restatement of the 2003 equity incentive plan |
ITT CORPORATION |
| ITT |
| 450911102 |
| 05/13/08 |
| C |
| Y |
| F |
| F |
| Re-approval of material terms of the 2003 equity incentive plan |
ITT CORPORATION |
| ITT |
| 450911102 |
| 05/13/08 |
| C |
| Y |
| F |
| F |
| Approval of the material terms of the annual incentive plan for executive officers |
ITT CORPORATION |
| ITT |
| 450911102 |
| 05/13/08 |
| C |
| Y |
| F |
| F |
| Approval of the material terms of the 1997 long-term incentive plan |
ITT CORPORATION |
| ITT |
| 450911102 |
| 05/13/08 |
| SH |
| Y |
| A |
| F |
| To provide a comprehensive report omitting the proprietary and classified information |
CONOCOPHILLIPS |
| COP |
| 20825C104 |
| 05/14/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
CONOCOPHILLIPS |
| COP |
| 20825C104 |
| 05/14/08 |
| C |
| Y |
| F |
| F |
| To amend amended and restated by-laws and restated certificate of incorporation |
CONOCOPHILLIPS |
| COP |
| 20825C104 |
| 05/14/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
CONOCOPHILLIPS |
| COP |
| 20825C104 |
| 05/14/08 |
| SH |
| Y |
| A |
| F |
| Qualifications for director nominees |
CONOCOPHILLIPS |
| COP |
| 20825C104 |
| 05/14/08 |
| SH |
| Y |
| A |
| F |
| Report on recognition of indigenous rights |
CONOCOPHILLIPS |
| COP |
| 20825C104 |
| 05/14/08 |
| SH |
| Y |
| A |
| F |
| Advisory vote on executive compensation |
CONOCOPHILLIPS |
| COP |
| 20825C104 |
| 05/14/08 |
| SH |
| Y |
| A |
| F |
| Political contributions |
CONOCOPHILLIPS |
| COP |
| 20825C104 |
| 05/14/08 |
| SH |
| Y |
| A |
| F |
| Greenhouse gas reduction |
CONOCOPHILLIPS |
| COP |
| 20825C104 |
| 05/14/08 |
| SH |
| Y |
| A |
| F |
| Community accountability |
CONOCOPHILLIPS |
| COP |
| 20825C104 |
| 05/14/08 |
| SH |
| Y |
| A |
| F |
| Drilling in sensitive/protected areas |
CONOCOPHILLIPS |
| COP |
| 20825C104 |
| 05/14/08 |
| SH |
| Y |
| A |
| F |
| Environmental impact |
CONOCOPHILLIPS |
| COP |
| 20825C104 |
| 05/14/08 |
| SH |
| Y |
| A |
| F |
| Global warming |
NATIONAL OILWELL VARCO, INC. |
| NOV |
| 637071101 |
| 05/14/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
NATIONAL OILWELL VARCO, INC. |
| NOV |
| 637071101 |
| 05/14/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
NATIONAL OILWELL VARCO, INC. |
| NOV |
| 637071101 |
| 05/14/08 |
| C |
| Y |
| F |
| F |
| Approval of the annual incentive plan |
CITIZENS COMMUNICATIONS COMPANY |
| CZN |
| 17453B101 |
| 05/15/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
CITIZENS COMMUNICATIONS COMPANY |
| CZN |
| 17453B101 |
| 05/15/08 |
| C |
| Y |
| F |
| F |
| To adopt an amendment to change the company’s name |
CITIZENS COMMUNICATIONS COMPANY |
| CZN |
| 17453B101 |
| 05/15/08 |
| C |
| Y |
| F |
| F |
| To adopt an amendment to replace the enumerated purposes clause with a general purposes clause |
CITIZENS COMMUNICATIONS COMPANY |
| CZN |
| 17453B101 |
| 05/15/08 |
| SH |
| Y |
| A |
| F |
| To consider and vote upon a stockholder proposal, if presented at the meeting |
CITIZENS COMMUNICATIONS COMPANY |
| CZN |
| 17453B101 |
| 05/15/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
QUEST DIAGNOSTICS INCORPORATED |
| DGX |
| 74834L100 |
| 05/16/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
QUEST DIAGNOSTICS INCORPORATED |
| DGX |
| 74834L100 |
| 05/16/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
ULTRA PETROLEUM CORP. |
| UPL |
| 903914109 |
| 05/16/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
ULTRA PETROLEUM CORP. |
| UPL |
| 903914109 |
| 05/16/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
ULTRA PETROLEUM CORP. |
| UPL |
| 903914109 |
| 05/16/08 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal regarding climate change |
ULTRA PETROLEUM CORP. |
| UPL |
| 903914109 |
| 05/16/08 |
| C |
| Y |
| F |
| F |
| To transact such other business as may properly be brought |
XTO ENERGY INC. |
| XTO |
| 98385X106 |
| 05/20/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
XTO ENERGY INC. |
| XTO |
| 98385X106 |
| 05/20/08 |
| C |
| Y |
| F |
| F |
| Approval of amended and restated 2004 stock incentive plan |
XTO ENERGY INC. |
| XTO |
| 98385X106 |
| 05/20/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
XTO ENERGY INC. |
| XTO |
| 98385X106 |
| 05/20/08 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal to declassify the board of directors |
GLAXOSMITHKLINE PLC |
| GSK |
| 37733W105 |
| 05/21/08 |
| C |
| Y |
| F |
| F |
| To receive and adopt the directors’ report and the financial statements |
GLAXOSMITHKLINE PLC |
| GSK |
| 37733W105 |
| 05/21/08 |
| C |
| Y |
| F |
| F |
| To approve the remuneration report |
GLAXOSMITHKLINE PLC |
| GSK |
| 37733W105 |
| 05/21/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
GLAXOSMITHKLINE PLC |
| GSK |
| 37733W105 |
| 05/21/08 |
| C |
| Y |
| F |
| F |
| Re-appointment of auditors |
GLAXOSMITHKLINE PLC |
| GSK |
| 37733W105 |
| 05/21/08 |
| C |
| Y |
| F |
| F |
| Remuneration of auditors |
GLAXOSMITHKLINE PLC |
| GSK |
| 37733W105 |
| 05/21/08 |
| C |
| Y |
| F |
| F |
| To authorize the company to make donations EU political organizations |
GLAXOSMITHKLINE PLC |
| GSK |
| 37733W105 |
| 05/21/08 |
| C |
| Y |
| F |
| F |
| Authority to allot shares |
GLAXOSMITHKLINE PLC |
| GSK |
| 37733W105 |
| 05/21/08 |
| C |
| Y |
| F |
| F |
| Disapplication of pre-emption rights |
GLAXOSMITHKLINE PLC |
| GSK |
| 37733W105 |
| 05/21/08 |
| C |
| Y |
| F |
| F |
| Authority for the company to purchase its own shares |
GLAXOSMITHKLINE PLC |
| GSK |
| 37733W105 |
| 05/21/08 |
| C |
| Y |
| F |
| F |
| Adopt new articles of association |
INTEL CORPORATION |
| INTC |
| 458140100 |
| 05/21/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
INTEL CORPORATION |
| INTC |
| 458140100 |
| 05/21/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
INTEL CORPORATION |
| INTC |
| 458140100 |
| 05/21/08 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal to amend the bylaws to establish a board committee on sustainability |
WELLPOINT, INC. |
| WLP |
| 94973V107 |
| 05/21/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
WELLPOINT, INC. |
| WLP |
| 94973V107 |
| 05/21/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
WELLPOINT, INC. |
| WLP |
| 94973V107 |
| 05/21/08 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal concerning an advisory resolution on compensation of named executive officers |
DRYSHIPS INC. |
| DRYS |
| Y2109Q101 |
| 05/28/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
DRYSHIPS INC. |
| DRYS |
| Y2109Q101 |
| 05/28/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
HORNBECK OFFSHORE SERVICES, INC. |
| HOS |
| 440543106 |
| 05/28/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
HORNBECK OFFSHORE SERVICES, INC. |
| HOS |
| 440543106 |
| 05/28/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
EAST WEST BANCORP, INC. |
| EWBC |
| 27579R104 |
| 05/29/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
EAST WEST BANCORP, INC. |
| EWBC |
| 27579R104 |
| 05/29/08 |
| C |
| Y |
| F |
| F |
| Board declassification proposal |
EAST WEST BANCORP, INC. |
| EWBC |
| 27579R104 |
| 05/29/08 |
| C |
| Y |
| F |
| F |
| Approval of stock incentive plan |
EAST WEST BANCORP, INC. |
| EWBC |
| 27579R104 |
| 05/29/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
EAST WEST BANCORP, INC. |
| EWBC |
| 27579R104 |
| 05/29/08 |
| C |
| Y |
| F |
| F |
| Other business |
UNITEDHEALTH GROUP INCORPORATED |
| UNH |
| 91324P102 |
| 06/05/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
UNITEDHEALTH GROUP INCORPORATED |
| UNH |
| 91324P102 |
| 06/05/08 |
| C |
| Y |
| F |
| F |
| Approval of the material terms for payment of executive incentive compensation |
UNITEDHEALTH GROUP INCORPORATED |
| UNH |
| 91324P102 |
| 06/05/08 |
| C |
| Y |
| F |
| F |
| Approval of the amendment to the 1993 employee stock purchase plan |
UNITEDHEALTH GROUP INCORPORATED |
| UNH |
| 91324P102 |
| 06/05/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
UNITEDHEALTH GROUP INCORPORATED |
| UNH |
| 91324P102 |
| 06/05/08 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal concerning advisory vote on executive compensation |
UNITEDHEALTH GROUP INCORPORATED |
| UNH |
| 91324P102 |
| 06/05/08 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal concerning performance vesting shares |
CHESAPEAKE ENERGY CORPORATION |
| CHK |
| 165167107 |
| 06/06/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
CHESAPEAKE ENERGY CORPORATION |
| CHK |
| 165167107 |
| 06/06/08 |
| C |
| Y |
| F |
| F |
| To approve an amendment to the long term incentive plan |
CHESAPEAKE ENERGY CORPORATION |
| CHK |
| 165167107 |
| 06/06/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
CHESAPEAKE ENERGY CORPORATION |
| CHK |
| 165167107 |
| 06/06/08 |
| SH |
| Y |
| A |
| F |
| To consider a shareholder proposal |
AMERICA SERVICE GROUP INC. |
| ASGR |
| 02364L109 |
| 06/11/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
AMERICA SERVICE GROUP INC. |
| ASGR |
| 02364L109 |
| 06/11/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
MITCHAM INDUSTRIES, INC. |
| MIND |
| 606501104 |
| 07/24/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
MITCHAM INDUSTRIES, INC. |
| MIND |
| 606501104 |
| 07/24/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
PACIFIC ADVISORS FUND INC. PROXY VOTING RECORD
RECEIVED JULY 1, 2007 - JUNE 30, 2008
MULTI-CAP VALUE FUND
|
|
|
|
|
|
|
| PROPOSED BY |
| DID |
| DID PAF VOTE |
| VOTE FOR (“F”) |
|
|
|
|
|
|
|
| MEETING |
| CO (“C”) OR |
| PAF VOTE |
| FOR (“F”) OR |
| OR AGAINST |
|
|
COMPANY NAME |
| TICKER |
| CUSIP |
| DATE |
| INVESTOR (“SH”) |
| Y OR N |
| AGAINST (“A”) |
| (“A”) MGT? |
| DESCRIPTION OF MATTER |
MITCHAM INDUSTRIES, INC. |
| MIND |
| 606501104 |
| 07/12/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
MITCHAM INDUSTRIES, INC. |
| MIND |
| 606501104 |
| 07/12/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
ARCHER-DANIELS-MIDLAND COMPANY |
| ADM |
| 039483102 |
| 11/08/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
ARCHER-DANIELS-MIDLAND COMPANY |
| ADM |
| 039483102 |
| 11/08/07 |
| SH |
| Y |
| A |
| F |
| Adopt stockholder’s proposal regarding global human rights standards |
ARCHER-DANIELS-MIDLAND COMPANY |
| ADM |
| 039483102 |
| 11/08/07 |
| SH |
| Y |
| A |
| F |
| Adopt stockholder’s proposal to ratify compensation listed in summary compensation table |
MICROSOFT CORPORATION |
| MSFT |
| 594918104 |
| 11/13/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
MICROSOFT CORPORATION |
| MSFT |
| 594918104 |
| 11/13/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
MICROSOFT CORPORATION |
| MSFT |
| 594918104 |
| 11/13/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal-adoption of policies on internet censorship |
MICROSOFT CORPORATION |
| MSFT |
| 594918104 |
| 11/13/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal-establishment of board committee on human rights |
SALLY BEAUTY HOLDINGS. INC |
| SBH |
| 79546E104 |
| 01/24/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
SALLY BEAUTY HOLDINGS. INC |
| SBH |
| 79546E104 |
| 01/24/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
H. B. FULLER COMPANY |
| FUL |
| 359694106 |
| 04/03/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
H. B. FULLER COMPANY |
| FUL |
| 359694106 |
| 04/03/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
H. B. FULLER COMPANY |
| FUL |
| 359694106 |
| 04/03/08 |
| C |
| Y |
| F |
| F |
| To approve the amended and restated annual and long-term incentive plan |
THE GOLDMAN SACHS GROUP, INC. |
| GS |
| 38141G104 |
| 04/10/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
THE GOLDMAN SACHS GROUP, INC. |
| GS |
| 38141G104 |
| 04/10/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
THE GOLDMAN SACHS GROUP, INC. |
| GS |
| 38141G104 |
| 04/10/08 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal regarding stock options |
THE GOLDMAN SACHS GROUP, INC. |
| GS |
| 38141G104 |
| 04/10/08 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal regarding an advisory vote on executive compensation |
THE GOLDMAN SACHS GROUP, INC. |
| GS |
| 38141G104 |
| 04/10/08 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal requesting a sustainability report |
WASHINGTON MUTUAL, INC. |
| WM |
| 939322103 |
| 04/15/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
WASHINGTON MUTUAL, INC. |
| WM |
| 939322103 |
| 04/15/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
WASHINGTON MUTUAL, INC. |
| WM |
| 939322103 |
| 04/15/08 |
| C |
| Y |
| F |
| F |
| To approve an amendment to the amended and restated 2002 employee stock purchase plan |
WASHINGTON MUTUAL, INC. |
| WM |
| 939322103 |
| 04/15/08 |
| C |
| Y |
| F |
| F |
| Shareholder proposal regarding an independent board chair |
WASHINGTON MUTUAL, INC. |
| WM |
| 939322103 |
| 04/15/08 |
| C |
| Y |
| F |
| F |
| Shareholder proposal regarding the director election process |
CITIGROUP INC. |
| C |
| 172967101 |
| 04/22/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
CITIGROUP INC. |
| C |
| 172967101 |
| 04/22/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
CITIGROUP INC. |
| C |
| 172967101 |
| 04/22/08 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal requesting a report on prior governmental service of certain individuals |
CITIGROUP INC. |
| C |
| 172967101 |
| 04/22/08 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal requesting a report on political contributions |
CITIGROUP INC. |
| C |
| 172967101 |
| 04/22/08 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal requesting that executive compensation be limited |
CITIGROUP INC. |
| C |
| 172967101 |
| 04/22/08 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal requesting that two candidates be nominated for each board position |
CITIGROUP INC. |
| C |
| 172967101 |
| 04/22/08 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal requesting a report on the Equator Principles |
CITIGROUP INC. |
| C |
| 172967101 |
| 04/22/08 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal requesting the adoption of certain employment principles for executive officers |
CITIGROUP INC. |
| C |
| 172967101 |
| 04/22/08 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal requesting the amendment of the GHG emissions policies |
CITIGROUP INC. |
| C |
| 172967101 |
| 04/22/08 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal requesting a report on how investment policies address human rights issues |
CITIGROUP INC. |
| C |
| 172967101 |
| 04/22/08 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal requesting an independent board chairman |
CITIGROUP INC. |
| C |
| 172967101 |
| 04/22/08 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal requesting an advisory vote to ratify executive compensation |
ARCH COAL, INC |
| ACI |
| 039380100 |
| 04/24/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
ARCH COAL, INC |
| ACI |
| 039380100 |
| 04/24/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
JOHNSON & JOHNSON |
| JNJ |
| 478160104 |
| 04/24/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
JOHNSON & JOHNSON |
| JNJ |
| 478160104 |
| 04/24/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
JOHNSON & JOHNSON |
| JNJ |
| 478160104 |
| 04/24/08 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal: advisory vote on executive compensation policies and disclosure |
HONEYWELL INTERNATIONAL INC. |
| HON |
| 438516106 |
| 04/28/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
HONEYWELL INTERNATIONAL INC. |
| HON |
| 438516106 |
| 04/28/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
HONEYWELL INTERNATIONAL INC. |
| HON |
| 438516106 |
| 04/28/08 |
| C |
| Y |
| F |
| F |
| To amend the restated certificate of incorporation-right to call a special shareowner meeting |
HONEYWELL INTERNATIONAL INC. |
| HON |
| 438516106 |
| 04/28/08 |
| SH |
| Y |
| A |
| F |
| Proposal regarding pay-for-superior-performance principle |
MARATHON OIL CORPORATION |
| MRO |
| 565849106 |
| 04/30/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
MARATHON OIL CORPORATION |
| MRO |
| 565849106 |
| 04/30/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
MARATHON OIL CORPORATION |
| MRO |
| 565849106 |
| 04/30/08 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal to amend by-laws to allow stockholders to call special meetings |
MARATHON OIL CORPORATION |
| MRO |
| 565849106 |
| 04/30/08 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal to adopt a policy for ratification of executive compensation |
KANSAS CITY SOUTHERN |
| KSU |
| 485170302 |
| 05/01/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
KANSAS CITY SOUTHERN |
| KSU |
| 485170302 |
| 05/01/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
KANSAS CITY SOUTHERN |
| KSU |
| 485170302 |
| 05/01/08 |
| C |
| Y |
| F |
| F |
| Reapprove the amended and restated 1991stock option and performance award plan |
LUFKIN INDUSTRIES, INC. |
| LUFK |
| 549764108 |
| 05/07/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
APACHE CORPORATION |
| APA |
| 037411105 |
| 05/08/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
APACHE CORPORATION |
| APA |
| 037411105 |
| 05/08/08 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal concerning reimbursement of proxy expenses |
3M COMPANY |
| MMM |
| 88579Y101 |
| 05/13/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
3M COMPANY |
| MMM |
| 88579Y101 |
| 05/13/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
3M COMPANY |
| MMM |
| 88579Y101 |
| 05/13/08 |
| C |
| Y |
| F |
| F |
| To approve the long-term incentive plan |
AMERICAN INTERNATIONAL GROUP, INC. |
| AIG |
| 026874107 |
| 05/14/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
AMERICAN INTERNATIONAL GROUP, INC. |
| AIG |
| 026874107 |
| 05/14/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
AMERICAN INTERNATIONAL GROUP, INC. |
| AIG |
| 026874107 |
| 05/14/08 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal relating to the human right to water |
AMERICAN INTERNATIONAL GROUP, INC. |
| AIG |
| 026874107 |
| 05/14/08 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal relating to the reporting of political contributions |
K-SWISS INC. |
| KSWS |
| 482686102 |
| 05/20/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
K-SWISS INC. |
| KSWS |
| 482686102 |
| 05/20/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
K-SWISS INC. |
| KSWS |
| 482686102 |
| 05/20/08 |
| C |
| Y |
| F |
| F |
| Approval of stock option re-pricing |
GLAXOSMITHKLINE PLC |
| GSK |
| 37733W105 |
| 05/21/08 |
| C |
| Y |
| F |
| F |
| To receive and adopt the directors’ report and the financial statements |
GLAXOSMITHKLINE PLC |
| GSK |
| 37733W105 |
| 05/21/08 |
| C |
| Y |
| F |
| F |
| To approve the remuneration report |
GLAXOSMITHKLINE PLC |
| GSK |
| 37733W105 |
| 05/21/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
GLAXOSMITHKLINE PLC |
| GSK |
| 37733W105 |
| 05/21/08 |
| C |
| Y |
| F |
| F |
| Re-appointment of auditors |
GLAXOSMITHKLINE PLC |
| GSK |
| 37733W105 |
| 05/21/08 |
| C |
| Y |
| F |
| F |
| Remuneration of auditors |
GLAXOSMITHKLINE PLC |
| GSK |
| 37733W105 |
| 05/21/08 |
| C |
| Y |
| F |
| F |
| To authorize the company to make political contributions to EU political organizations |
GLAXOSMITHKLINE PLC |
| GSK |
| 37733W105 |
| 05/21/08 |
| C |
| Y |
| F |
| F |
| Authority to allot shares |
GLAXOSMITHKLINE PLC |
| GSK |
| 37733W105 |
| 05/21/08 |
| C |
| Y |
| F |
| F |
| Disapplication of pre-emption rights |
GLAXOSMITHKLINE PLC |
| GSK |
| 37733W105 |
| 05/21/08 |
| C |
| Y |
| F |
| F |
| Authority for the company to purchase its own shares |
GLAXOSMITHKLINE PLC |
| GSK |
| 37733W105 |
| 05/21/08 |
| C |
| Y |
| F |
| F |
| Adopt new articles of association |
THE HOME DEPOT, INC. |
| HD |
| 437076102 |
| 05/22/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
THE HOME DEPOT, INC. |
| HD |
| 437076102 |
| 05/22/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
THE HOME DEPOT, INC. |
| HD |
| 437076102 |
| 05/22/08 |
| C |
| Y |
| F |
| F |
| To approve the material terms of officer performance goals under the management incentive plan |
THE HOME DEPOT, INC. |
| HD |
| 437076102 |
| 05/22/08 |
| C |
| Y |
| F |
| F |
| To approve an amendment to the company’s employee stock purchase plan |
THE HOME DEPOT, INC. |
| HD |
| 437076102 |
| 05/22/08 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal regarding political nonpartisanship |
THE HOME DEPOT, INC. |
| HD |
| 437076102 |
| 05/22/08 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal regarding special shareholder meetings |
THE HOME DEPOT, INC. |
| HD |
| 437076102 |
| 05/22/08 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal regarding employment diversity report disclosure |
THE HOME DEPOT, INC. |
| HD |
| 437076102 |
| 05/22/08 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal regarding executive officer compensation |
THE HOME DEPOT, INC. |
| HD |
| 437076102 |
| 05/22/08 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal regarding pay-of-superior performance |
THE WESTERN UNION COMPANY |
| WU |
| 959802109 |
| 05/23/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
THE WESTERN UNION COMPANY |
| WU |
| 959802109 |
| 05/23/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
ION GEOPHYSICAL CORPORATION |
| IO |
| 462044108 |
| 05/27/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
ION GEOPHYSICAL CORPORATION |
| IO |
| 462044108 |
| 05/27/08 |
| C |
| Y |
| F |
| F |
| To approve certain amendments to the 2004 long-term incentive plan |
ION GEOPHYSICAL CORPORATION |
| IO |
| 462044108 |
| 05/27/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
CHEVRON CORPORATION |
| CVX |
| 166764100 |
| 05/28/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
CHEVRON CORPORATION |
| CVX |
| 166764100 |
| 05/28/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
CHEVRON CORPORATION |
| CVX |
| 166764100 |
| 05/28/08 |
| C |
| Y |
| F |
| F |
| To amend the restated certificate of incorporation |
CHEVRON CORPORATION |
| CVX |
| 166764100 |
| 05/28/08 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal to adopt policy to separate the CEO/Chairman positions |
CHEVRON CORPORATION |
| CVX |
| 166764100 |
| 05/28/08 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal to adopt policy and report on human rights |
CHEVRON CORPORATION |
| CVX |
| 166764100 |
| 05/28/08 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal to report on environmental impact of Canadian oil sands operations |
CHEVRON CORPORATION |
| CVX |
| 166764100 |
| 05/28/08 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal to adopt goals and report on greenhouse gas emissions |
CHEVRON CORPORATION |
| CVX |
| 166764100 |
| 05/28/08 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal to review and reports on guidelines for country selection |
CHEVRON CORPORATION |
| CVX |
| 166764100 |
| 05/28/08 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal to report on host country laws |
DRYSHIPS INC. |
| DRYS |
| Y2109Q101 |
| 05/28/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
DRYSHIPS INC. |
| DRYS |
| Y2109Q101 |
| 05/28/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
GENESEE & WYOMING INC. |
| GWR |
| 371559105 |
| 05/28/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
GENESEE & WYOMING INC. |
| GWR |
| 371559105 |
| 05/28/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
SAIC, INC. |
| SAI |
| 78390X101 |
| 05/30/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
SAIC, INC. |
| SAI |
| 78390X101 |
| 05/30/08 |
| C |
| Y |
| F |
| F |
| Approval of an amendment to the 2006 equity incentive plan |
SAIC, INC. |
| SAI |
| 78390X101 |
| 05/30/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
UNITEDHEALTH GROUP INCORPORATED |
| UNH |
| 91324P102 |
| 06/05/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
UNITEDHEALTH GROUP INCORPORATED |
| UNH |
| 91324P102 |
| 06/05/08 |
| C |
| Y |
| F |
| F |
| Approval of the material terms for payment of executive incentive compensation |
UNITEDHEALTH GROUP INCORPORATED |
| UNH |
| 91324P102 |
| 06/05/08 |
| C |
| Y |
| F |
| F |
| Approval of the amendment to the 1993 employee stock purchase plan |
UNITEDHEALTH GROUP INCORPORATED |
| UNH |
| 91324P102 |
| 06/05/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
UNITEDHEALTH GROUP INCORPORATED |
| UNH |
| 91324P102 |
| 06/05/08 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal concerning advisory vote on executive compensation |
UNITEDHEALTH GROUP INCORPORATED |
| UNH |
| 91324P102 |
| 06/05/08 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal concerning performance vesting shares |
CHESAPEAKE ENERGY CORPORATION |
| CHK |
| 165167107 |
| 06/06/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
CHESAPEAKE ENERGY CORPORATION |
| CHK |
| 165167107 |
| 06/06/08 |
| C |
| Y |
| F |
| F |
| To approve an amendment to the long term incentive plan |
CHESAPEAKE ENERGY CORPORATION |
| CHK |
| 165167107 |
| 06/06/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
CHESAPEAKE ENERGY CORPORATION |
| CHK |
| 165167107 |
| 06/06/08 |
| SH |
| Y |
| A |
| F |
| To consider a shareholder proposal |
WAL-MART STORES, INC. |
| WMT |
| 931142103 |
| 06/06/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
WAL-MART STORES, INC. |
| WMT |
| 931142103 |
| 06/06/08 |
| C |
| Y |
| F |
| F |
| Approval of management incentive plan |
WAL-MART STORES, INC. |
| WMT |
| 931142103 |
| 06/06/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
WAL-MART STORES, INC. |
| WMT |
| 931142103 |
| 06/06/08 |
| SH |
| Y |
| A |
| F |
| Amend equal employment opportunity policy |
WAL-MART STORES, INC. |
| WMT |
| 931142103 |
| 06/06/08 |
| SH |
| Y |
| A |
| F |
| Pay-for-superior-performance |
WAL-MART STORES, INC. |
| WMT |
| 931142103 |
| 06/06/08 |
| SH |
| Y |
| A |
| F |
| Recoupment of senior executive compensation policy |
WAL-MART STORES, INC. |
| WMT |
| 931142103 |
| 06/06/08 |
| SH |
| Y |
| A |
| F |
| Establish human rights committee |
WAL-MART STORES, INC. |
| WMT |
| 931142103 |
| 06/06/08 |
| SH |
| Y |
| A |
| F |
| Advisory vote on executive compensation |
WAL-MART STORES, INC. |
| WMT |
| 931142103 |
| 06/06/08 |
| SH |
| Y |
| A |
| F |
| Political contributions report |
WAL-MART STORES, INC. |
| WMT |
| 931142103 |
| 06/06/08 |
| SH |
| Y |
| A |
| F |
| Social and reputation impact report |
WAL-MART STORES, INC. |
| WMT |
| 931142103 |
| 06/06/08 |
| SH |
| Y |
| A |
| F |
| Special shareholder’s meetings |
WASHINGTON MUTUAL, INC. |
| WM |
| 939322103 |
| 06/24/08 |
| C |
| Y |
| F |
| F |
| To approve an amendment to increase common stock and capital stock |
WASHINGTON MUTUAL, INC. |
| WM |
| 939322103 |
| 06/24/08 |
| C |
| Y |
| F |
| F |
| To approve the conversion of the preferred stock into common stock |
MITCHAM INDUSTRIES, INC. |
| MIND |
| 606501104 |
| 07/24/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
MITCHAM INDUSTRIES, INC. |
| MIND |
| 606501104 |
| 07/24/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
PACIFIC ADVISORS FUND INC. PROXY VOTING RECORD
RECEIVED JULY 1, 2007 - JUNE 30, 2008
SMALL CAP FUND
|
|
|
|
|
|
|
| PROPOSED BY |
| DID |
| DID PAF VOTE |
| VOTE FOR (“F”) |
|
|
|
|
|
|
|
| MEETING |
| CO (“C”) OR |
| PAF VOTE |
| FOR (“F”) OR |
| OR AGAINST |
|
|
COMPANY NAME |
| TICKER |
| CUSIP |
| DATE |
| INVESTOR (“SH”) |
| Y OR N |
| AGAINST (“A”) |
| (“A”) MGT? |
| DESCRIPTION OF MATTER |
MITCHAM INDUSTRIES, INC. |
| MIND |
| 606501104 |
| 07/12/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
MITCHAM INDUSTRIES, INC. |
| MIND |
| 606501104 |
| 07/12/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
INTERVOICE, INC. |
| INTV |
| 461142101 |
| 07/23/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
INTERVOICE, INC. |
| INTV |
| 461142101 |
| 07/23/07 |
| C |
| Y |
| F |
| F |
| Proposal to approve the 2007 stock incentive plan |
ASHWORTH, INC. |
| ASHW |
| 04516H101 |
| 08/30/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
ASHWORTH, INC. |
| ASHW |
| 04516H101 |
| 08/30/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
NOBLE INTERNATIONAL, LTD. |
| NOBL |
| 655053106 |
| 08/30/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
NOBLE INTERNATIONAL, LTD. |
| NOBL |
| 655053106 |
| 08/30/07 |
| C |
| Y |
| F |
| F |
| To approve the share purchase agreement |
NOBLE INTERNATIONAL, LTD. |
| NOBL |
| 655053106 |
| 08/30/07 |
| C |
| Y |
| F |
| F |
| Approval of 2007 stock option plan |
NOBLE INTERNATIONAL, LTD. |
| NOBL |
| 655053106 |
| 08/30/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
NOBLE INTERNATIONAL, LTD. |
| NOBL |
| 655053106 |
| 08/30/07 |
| C |
| Y |
| F |
| F |
| Adjournment |
TEAM, INC. |
| TISI |
| 878155100 |
| 09/27/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
TEAM, INC. |
| TISI |
| 878155100 |
| 09/27/07 |
| C |
| Y |
| F |
| F |
| Approval of an increase of the number of shares authorized |
TEAM, INC. |
| TISI |
| 878155100 |
| 09/27/07 |
| C |
| Y |
| F |
| F |
| Approval of executive incentive compensation plan |
MATRIX SERVICE COMPANY |
| MTRX |
| 576853105 |
| 10/22/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
MATRIX SERVICE COMPANY |
| MTRX |
| 576853105 |
| 10/22/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
CRAFTMADE INTERNATIONAL, INC. |
| CRFT |
| 22413E104 |
| 11/27/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
CRAFTMADE INTERNATIONAL, INC. |
| CRFT |
| 22413E104 |
| 11/27/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
ADAPTEC, INC. |
| ADPT |
| 00651F108 |
| 12/13/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
ADAPTEC, INC. |
| ADPT |
| 00651F108 |
| 12/13/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
COMMERCIAL METALS COMPANY |
| CMC |
| 201723103 |
| 01/24/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
COMMERCIAL METALS COMPANY |
| CMC |
| 201723103 |
| 01/24/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
COMMERCIAL METALS COMPANY |
| CMC |
| 201723103 |
| 01/24/08 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal requesting the addition of sexual orientation to the non-discrimination policy |
TETRA TECH, INC. |
| TTEK |
| 88162G103 |
| 02/28/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
TETRA TECH, INC. |
| TTEK |
| 88162G103 |
| 02/28/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
CHATTEM, INC. |
| CHTT |
| 162456107 |
| 04/09/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
CHATTEM, INC. |
| CHTT |
| 162456107 |
| 04/09/08 |
| C |
| Y |
| F |
| F |
| Approval of the annual cash incentive plan |
CHATTEM, INC. |
| CHTT |
| 162456107 |
| 04/09/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
KIRBY CORPORATION |
| KEX |
| 497266106 |
| 04/22/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
KIRBY CORPORATION |
| KEX |
| 497266106 |
| 04/22/08 |
| C |
| Y |
| F |
| F |
| To approve amendments to the 2005 stock and incentive plan |
KIRBY CORPORATION |
| KEX |
| 497266106 |
| 04/22/08 |
| C |
| Y |
| F |
| F |
| To approve an amendment to the 2000 nonemployee director stock option plan |
KIRBY CORPORATION |
| KEX |
| 497266106 |
| 04/22/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
VITRAN CORPORATION INC. |
| VTNC |
| 92850E107 |
| 04/23/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
VITRAN CORPORATION INC. |
| VTNC |
| 92850E107 |
| 04/23/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor and authorize the directors to fix the auditor’s remuneration |
VITRAN CORPORATION INC. |
| VTNC |
| 92850E107 |
| 04/23/08 |
| C |
| Y |
| F |
| F |
| To approve amendments to the corporation’s stock option plan |
VITRAN CORPORATION INC. |
| VTNC |
| 92850E107 |
| 04/23/08 |
| C |
| Y |
| F |
| F |
| To confirm the resolution authorizing the amendment of by-law No. 6 |
PARKER DRILLING COMPANY |
| PKD |
| 701081101 |
| 04/24/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
PARKER DRILLING COMPANY |
| PKD |
| 701081101 |
| 04/24/08 |
| C |
| Y |
| F |
| F |
| To amend the 2005 long-term incentive plan |
PARKER DRILLING COMPANY |
| PKD |
| 701081101 |
| 04/24/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
SAIA, INC |
| SAIA |
| 78709Y105 |
| 04/24/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
SAIA, INC |
| SAIA |
| 78709Y105 |
| 04/24/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
DARLING INTERNATIONAL INC. |
| DAR |
| 237266101 |
| 05/06/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
TERRA INDUSTRIES INC. |
| TRA |
| 880915103 |
| 05/06/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
TERRA INDUSTRIES INC. |
| TRA |
| 880915103 |
| 05/06/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
FURMANITE CORPORATION |
| FRM |
| 361086101 |
| 05/12/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
FROZEN FOOD EXPRESS INDUSTRIES, INC. |
| FFEX |
| 359360104 |
| 05/14/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
FROZEN FOOD EXPRESS INDUSTRIES, INC. |
| FFEX |
| 359360104 |
| 05/14/08 |
| C |
| Y |
| F |
| F |
| To approve the amended and restated 2005 stock plan |
AMERIGON INCORPORATED |
| ARGN |
| 03070L300 |
| 05/15/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
TOREADOR RESOURCES CORPORATION |
| TRGL |
| 891050106 |
| 05/15/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
TOREADOR RESOURCES CORPORATION |
| TRGL |
| 891050106 |
| 05/15/08 |
| C |
| Y |
| F |
| F |
| To approve the amendment to the 2005 long-term incentive plan |
TOREADOR RESOURCES CORPORATION |
| TRGL |
| 891050106 |
| 05/15/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
TYLER TECHNOLOGIES, INC. |
| TYL |
| 902252105 |
| 05/15/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
TYLER TECHNOLOGIES, INC. |
| TYL |
| 902252105 |
| 05/15/08 |
| C |
| Y |
| F |
| F |
| Amendment to the stock option plan |
TYLER TECHNOLOGIES, INC. |
| TYL |
| 902252105 |
| 05/15/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
AMERICAN ECOLOGY CORPORATION |
| ECOL |
| 025533407 |
| 05/22/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
AMERICAN ECOLOGY CORPORATION |
| ECOL |
| 025533407 |
| 05/22/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
AMERICAN ECOLOGY CORPORATION |
| ECOL |
| 025533407 |
| 05/22/08 |
| C |
| Y |
| F |
| F |
| To approve the 2008 stock option incentive plan |
HORNBECK OFFSHORE SERVICES, INC. |
| HOS |
| 440543106 |
| 05/28/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
HORNBECK OFFSHORE SERVICES, INC. |
| HOS |
| 440543106 |
| 05/28/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
EAST WEST BANCORP, INC. |
| EWBC |
| 27579R104 |
| 05/29/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
EAST WEST BANCORP, INC. |
| EWBC |
| 27579R104 |
| 05/29/08 |
| C |
| Y |
| F |
| F |
| Board declassification proposal |
EAST WEST BANCORP, INC. |
| EWBC |
| 27579R104 |
| 05/29/08 |
| C |
| Y |
| F |
| F |
| Approval of stock incentive plan |
EAST WEST BANCORP, INC. |
| EWBC |
| 27579R104 |
| 05/29/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
EAST WEST BANCORP, INC. |
| EWBC |
| 27579R104 |
| 05/29/08 |
| C |
| Y |
| F |
| F |
| Other business |
NARA BANCORP, INC. |
| NARA |
| 63080P105 |
| 05/29/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
NARA BANCORP, INC. |
| NARA |
| 63080P105 |
| 05/29/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
CONN’S INC. |
| CONN |
| 208242107 |
| 06/03/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
CONN’S INC. |
| CONN |
| 208242107 |
| 06/03/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
CONN’S INC. |
| CONN |
| 208242107 |
| 06/03/08 |
| C |
| Y |
| F |
| F |
| Such other business as may properly come before the meeting |
AMERICA SERVICE GROUP INC. |
| ASGR |
| 02364L109 |
| 06/11/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
AMERICA SERVICE GROUP INC. |
| ASGR |
| 02364L109 |
| 06/11/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
PREMIERE GLOBAL SERVICES, INC. |
| PGI |
| 740585104 |
| 06/11/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
PREMIERE GLOBAL SERVICES, INC. |
| PGI |
| 740585104 |
| 06/11/08 |
| C |
| Y |
| F |
| F |
| To approve the amended and restated the 2004 long-term incentive plan |
PREMIERE GLOBAL SERVICES, INC. |
| PGI |
| 740585104 |
| 06/11/08 |
| C |
| Y |
| F |
| F |
| To approve the amended and restated the 2000 directors stock plan |
FIRST CASH FINANCIAL SERVICES, INC. |
| FCFS |
| 31942D107 |
| 06/19/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
FIRST CASH FINANCIAL SERVICES, INC. |
| FCFS |
| 31942D107 |
| 06/19/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
INFINITY ENERGY RESOURCES, INC. |
| IFNY |
| 45663L403 |
| 06/18/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
INFINITY ENERGY RESOURCES, INC. |
| IFNY |
| 45663L403 |
| 06/18/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
QUEST RESOURCE CORPORATION |
| QRCP |
| 748349305 |
| 06/19/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
QUEST RESOURCE CORPORATION |
| QRCP |
| 748349305 |
| 06/19/08 |
| C |
| Y |
| F |
| F |
| To amend the company’s omnibus stock award plan |
QUEST RESOURCE CORPORATION |
| QRCP |
| 748349305 |
| 06/19/08 |
| C |
| Y |
| F |
| F |
| To amend and restate the management annual incentive plan |
APOGEE ENTERPRISES, INC |
| APOG |
| 037598109 |
| 06/25/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
APOGEE ENTERPRISES, INC |
| APOG |
| 037598109 |
| 06/25/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
MOBILE MINI, INC. |
| MINI |
| 60740F105 |
| 06/25/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
MOBILE MINI, INC. |
| MINI |
| 60740F105 |
| 06/25/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
MOBILE MINI, INC. |
| MINI |
| 60740F105 |
| 06/25/08 |
| C |
| Y |
| F |
| F |
| Approval of an amendment to the company’s equity incentive plan |
MOBILE MINI, INC. |
| MINI |
| 60740F105 |
| 06/25/08 |
| C |
| Y |
| F |
| F |
| Approval of the senior executive incentive plan |
MOBILE MINI, INC. |
| MINI |
| 60740F105 |
| 06/26/08 |
| C |
| Y |
| F |
| F |
| Approval of the merger agreement and the merger |
MOBILE MINI, INC. |
| MINI |
| 60740F105 |
| 06/26/08 |
| C |
| Y |
| F |
| F |
| To authorize additional shares of preferred stock |
MOBILE MINI, INC. |
| MINI |
| 60740F105 |
| 06/26/08 |
| C |
| Y |
| F |
| F |
| To authorize designation of a convertible redeemable participating preferred stock |
MOBILE MINI, INC. |
| MINI |
| 60740F105 |
| 06/26/08 |
| C |
| Y |
| F |
| F |
| Approval of issuance of series convertible redeemable participation preferred stock |
MOBILE MINI, INC. |
| MINI |
| 60740F105 |
| 06/26/08 |
| C |
| Y |
| F |
| F |
| Approval of adjournments or postponements of the special meeting |
MOBILE MINI, INC. |
| MINI |
| 60740F105 |
| 06/26/08 |
| C |
| Y |
| F |
| F |
| Approval of amendment to determine terms of preferred stock |
NOBLE INTERNATIONAL, LTD. |
| NOBL |
| 655053106 |
| 07/17/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
NOBLE INTERNATIONAL, LTD. |
| NOBL |
| 655053106 |
| 07/17/08 |
| C |
| Y |
| F |
| F |
| To approve the share purchase agreement |
NOBLE INTERNATIONAL, LTD. |
| NOBL |
| 655053106 |
| 07/17/08 |
| C |
| Y |
| F |
| F |
| Approval of 2007 stock option plan |
NOBLE INTERNATIONAL, LTD. |
| NOBL |
| 655053106 |
| 07/17/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
NOBLE INTERNATIONAL, LTD. |
| NOBL |
| 655053106 |
| 07/17/08 |
| C |
| Y |
| F |
| F |
| Adjournment |
INTERVOICE, INC. |
| INTV |
| 461142101 |
| 07/23/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
INTERVOICE, INC. |
| INTV |
| 461142101 |
| 07/23/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
MITCHAM INDUSTRIES, INC. |
| MIND |
| 606501104 |
| 07/24/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
MITCHAM INDUSTRIES, INC. |
| MIND |
| 606501104 |
| 07/24/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Pacific Global Fund Inc. d/b/a Pacific Advisors Fund Inc.
By: | /s/ George A. Henning |
|
| George A. Henning |
|
| Chairman, Pacific Advisors Fund Inc. |
|
|
|
|
Date: | August 18, 2008 |
|