UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number: 811-7062
PACIFIC GLOBAL FUND INC. D/B/A
PACIFIC ADVISORS FUND INC.
(Exact name of registrant as specified in charter)
101 NORTH BRAND BOULEVARD, SUITE 1950 GLENDALE, CALIFORNIA 91203
(Address of principal executive offices)
GEORGE A. HENNING 101 N. BRAND BLVD., SUITE 1950 GLENDALE, CA 91203
(Name and address of agent for service)
Registrant’s telephone number, including area code: 818-242-6693
Date of fiscal year end: December 31
Date of reporting period: June 30, 2006
PACIFIC ADVISORS FUNDS PROXY VOTING RECORD
RECEIVED JULY 1, 2005-JUNE 30, 2006
GOVERNMENT SECURITIES FUND
|
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|
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| PROPOSED BY |
| DID |
| DID PAF VOTE |
| VOTE FOR (“F”) |
|
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|
|
|
|
| MEETING |
| CO (“C”) OR |
| PAF VOTE |
| FOR (“F”) OR |
| OR AGAINST |
|
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COMPANY NAME |
| TICKER |
| CUSIP |
| DATE |
| INVESTOR (“SH”) |
| Y OR N |
| AGAINST (“A”) |
| (“A”) MGT? |
| DESCRIPTION OF MATTER |
|
Citizens Communications Company |
| CZN |
| 17453B101 |
| 5/25/2006 |
| C |
| Y |
| F |
| F |
| Election of nominees |
|
Citizens Communications Company |
| CZN |
| 17453B101 |
| 5/25/2006 |
| C |
| Y |
| F |
| F |
| Adopt the non-employee directors’ equity incentive plan |
|
Citizens Communications Company |
| CZN |
| 17453B101 |
| 5/25/2006 |
| SH |
| Y |
| A |
| F |
| Consider and vote upon a stockholder proposal |
|
Citizens Communications Company |
| CZN |
| 17453B101 |
| 5/25/2006 |
| C |
| Y |
| F |
| F |
| Ratify the accounting firm |
|
PACIFIC ADVISORS FUNDS PROXY VOTING RECORD
RECEIVED JULY 1, 2005-JUNE 30, 2006
INCOME AND EQUITY FUND
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| PROPOSED BY |
| DID |
| DID PAF VOTE |
| VOTE FOR (“F”) |
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|
|
|
|
| MEETING |
| CO (“C”) OR |
| PAF VOTE |
| FOR (“F”) OR |
| OR AGAINST |
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COMPANY NAME |
| TICKER |
| CUSIP |
| DATE |
| INVESTOR (“SH”) |
| Y OR N |
| AGAINST (“A”) |
| (“A”) MGT? |
| DESCRIPTION OF MATTER |
|
Duke Energy Corporation |
| DUK |
| 264399106 |
| 3/10/2006 |
| C |
| Y |
| F |
| F |
| Election of nominees |
|
Duke Energy Corporation |
| DUK |
| 264399106 |
| 3/10/2006 |
| C |
| Y |
| F |
| F |
| Approve the agreement and plan of merger and the mergers. |
|
Duke Energy Corporation |
| DUK |
| 264399106 |
| 3/10/2006 |
| C |
| Y |
| F |
| F |
| Election of nominees |
|
Duke Energy Corporation |
| DUK |
| 264399106 |
| 3/10/2006 |
| C |
| Y |
| F |
| F |
| Approve the agreement and plan of merger and the mergers. |
|
Burlington Resources Inc. |
| BR |
| 122014103 |
| 3/30/2006 |
| C |
| N/A |
| N/A |
| N/A |
| Election of nominees |
|
Burlington Resources Inc. |
| BR |
| 122014103 |
| 3/30/2006 |
| C |
| N/A |
| N/A |
| N/A |
| Approve and adopt the agreement and plan of merger |
|
Burlington Resources Inc. |
| BR |
| 122014103 |
| 3/30/2006 |
| C |
| N/A |
| N/A |
| N/A |
| Approve an adjournmentor postponement of the special meeting |
|
Caterpillar Inc. |
| CAT |
| 149123101 |
| 6/14/2006 |
| C |
| Y |
| F |
| F |
| Election of nominees |
|
Caterpillar Inc. |
| CAT |
| 149123101 |
| 6/14/2006 |
| C |
| Y |
| F |
| F |
| Amend articles of incorporation |
|
Caterpillar Inc. |
| CAT |
| 149123101 |
| 6/14/2006 |
| C |
| Y |
| F |
| F |
| Approve long-term incentive plan |
|
Caterpillar Inc. |
| CAT |
| 149123101 |
| 6/14/2006 |
| C |
| Y |
| F |
| F |
| Approve short-term incentive plan |
|
Caterpillar Inc. |
| CAT |
| 149123101 |
| 6/14/2006 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
|
Caterpillar Inc. |
| CAT |
| 149123101 |
| 6/14/2006 |
| SH |
| Y |
| A |
| F |
| Declassify board |
|
Caterpillar Inc. |
| CAT |
| 149123101 |
| 6/14/2006 |
| SH |
| Y |
| A |
| F |
| Separate CEO & Chair |
|
Caterpillar Inc. |
| CAT |
| 149123101 |
| 6/14/2006 |
| SH |
| Y |
| A |
| F |
| Majority vote standard |
|
Ultra Petroleum corp. |
| UPL |
| 903914109 |
| 6/27/2006 |
| C |
| Y |
| F |
| F |
| Election of nominees |
|
Ultra Petroleum corp. |
| UPL |
| 903914109 |
| 6/27/2006 |
| C |
| Y |
| F |
| F |
| Appointment of Ernst & Young |
|
Ultra Petroleum corp. |
| UPL |
| 903914109 |
| 6/27/2006 |
| SH |
| Y |
| A |
| F |
| Climate change |
|
PACIFIC ADVISORS FUNDS PROXY VOTING RECORD
RECEIVED JULY 1, 2005-JUNE 30, 2006
BALANCED FUND
|
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| PROPOSED BY |
| DID |
| DID PAF VOTE |
| VOTE FOR (“F”) |
|
|
|
|
|
|
|
|
| MEETING |
| CO (“C”) OR |
| PAF VOTE |
| FOR (“F”) OR |
| OR AGAINST |
|
|
|
COMPANY NAME |
| TICKER |
| CUSIP |
| DATE |
| INVESTOR (“SH”) |
| Y OR N |
| AGAINST (“A”) |
| (“A”) MGT? |
| DESCRIPTION OF MATTER |
|
Catellus Development Corporation |
| CDX |
| 149113102 |
| 9/14/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
|
Catellus Development Corporation |
| CDX |
| 149113102 |
| 9/14/2005 |
| C |
| Y |
| F |
| F |
| Adopt the agreement and plan of merger |
|
Duke Energy Corporation |
| DUK |
| 264399106 |
| 3/10/2006 |
| C |
| Y |
| F |
| F |
| Election of nominees |
|
Duke Energy Corporation |
| DUK |
| 264399106 |
| 3/10/2006 |
| C |
| Y |
| F |
| F |
| Approve the agreement and plan of merger and the mergers. |
|
Duke Energy Corporation |
| DUK |
| 264399106 |
| 3/10/2006 |
| C |
| Y |
| F |
| F |
| Election of nominees |
|
Duke Energy Corporation |
| DUK |
| 264399106 |
| 3/10/2006 |
| C |
| Y |
| F |
| F |
| Approve the agreement and plan of merger and the mergers. |
|
Cadbury Schweppes Plc |
| CSG |
| 127209302 |
| 5/18/2006 |
| C |
| Y |
| F |
| F |
| Election of nominees |
|
Cadbury Schweppes Plc |
| CSG |
| 127209302 |
| 5/18/2006 |
| C |
| Y |
| F |
| F |
| Financial statements |
|
Cadbury Schweppes Plc |
| CSG |
| 127209302 |
| 5/18/2006 |
| C |
| Y |
| F |
| F |
| Declaration of final dividend 2006 |
|
Cadbury Schweppes Plc |
| CSG |
| 127209302 |
| 5/18/2006 |
| C |
| Y |
| F |
| F |
| Directors’ remuneration report |
|
Cadbury Schweppes Plc |
| CSG |
| 127209302 |
| 5/18/2006 |
| C |
| Y |
| F |
| F |
| Re-appointment of auditors |
|
Cadbury Schweppes Plc |
| CSG |
| 127209302 |
| 5/18/2006 |
| C |
| Y |
| F |
| F |
| Remuneration of auditors |
|
Cadbury Schweppes Plc |
| CSG |
| 127209302 |
| 5/18/2006 |
| C |
| Y |
| F |
| F |
| Approve proposed amendments to the international share award plan |
|
Cadbury Schweppes Plc |
| CSG |
| 127209302 |
| 5/18/2006 |
| C |
| Y |
| F |
| F |
| Approve proposed amendments to the 2004 long term incentive plan |
|
Cadbury Schweppes Plc |
| CSG |
| 127209302 |
| 5/18/2006 |
| C |
| Y |
| F |
| F |
| Authority to allot relevant securities |
|
Cadbury Schweppes Plc |
| CSG |
| 127209302 |
| 5/18/2006 |
| C |
| Y |
| F |
| F |
| Authority to misapply pre-emption rights |
|
Cadbury Schweppes Plc |
| CSG |
| 127209302 |
| 5/18/2006 |
| C |
| Y |
| F |
| F |
| Authority to purchase owe ordinary shares |
|
R.H. Donnelley Corporation |
| RHD |
| 74955W307 |
| 6/1/2006 |
| C |
| Y |
| F |
| F |
| Election of nominees |
|
R.H. Donnelley Corporation |
| RHD |
| 74955W307 |
| 6/1/2006 |
| C |
| Y |
| F |
| F |
| Election of nominees |
|
R.H. Donnelley Corporation |
| RHD |
| 74955W307 |
| 6/1/2006 |
| C |
| Y |
| F |
| F |
| Election of nominees |
|
R.H. Donnelley Corporation |
| RHD |
| 74955W307 |
| 6/1/2006 |
| C |
| Y |
| F |
| F |
| Election of nominees |
|
R.H. Donnelley Corporation |
| RHD |
| 74955W307 |
| 6/1/2006 |
| C |
| Y |
| F |
| F |
| Election of nominees |
|
R.H. Donnelley Corporation |
| RHD |
| 74955W307 |
| 6/1/2006 |
| C |
| Y |
| F |
| F |
| Ratify the accounting firm |
|
The Reynolds and Reynolds Company |
| REY |
| 761695105 |
| 6/15/2006 |
| C |
| Y |
| F |
| F |
| Election of nominees |
|
The Reynolds and Reynolds Company |
| REY |
| 761695105 |
| 6/15/2006 |
| C |
| Y |
| F |
| F |
| Ratify the accounting firm |
|
Michaels Stores, Inc. |
| MIK |
| 594087108 |
| 6/20/2006 |
| C |
| Y |
| F |
| F |
| Election of nominees |
|
Michaels Stores, Inc. |
| MIK |
| 594087108 |
| 6/20/2006 |
| C |
| Y |
| F |
| F |
| Ratify the accounting firm |
|
Liberty Global, Inc. |
| LBTYa |
| 530555101 |
| 6/22/2006 |
| C |
| Y |
| F |
| F |
| Election of nominees |
|
Liberty Global, Inc. |
| LBTYa |
| 530555101 |
| 6/22/2006 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
|
Cambrex Corporation |
| CBM |
| 132011107 |
| 7/27/2006 |
| C |
| Y |
| F |
| F |
| Election of nominees |
|
Cambrex Corporation |
| CBM |
| 132011107 |
| 7/27/2006 |
| C |
| Y |
| F |
| F |
| Ratify the accounting firm |
|
Cambrex Corporation |
| CBM |
| 132011107 |
| 7/27/2006 |
| C |
| Y |
| F |
| F |
| Declassification of the board of directors |
|
PACIFIC ADVISORS FUNDS PROXY VOTING RECORD
RECEIVED JULY 1, 2005-JUNE 30, 2006
GROWTH FUND
|
|
|
|
|
|
|
| PROPOSED BY |
| DID |
| DID PAF VOTE |
| VOTE FOR (“F”) |
|
|
|
|
|
|
|
|
| MEETING |
| CO (“C”) OR |
| PAF VOTE |
| FOR (“F”) OR |
| OR AGAINST |
|
|
|
COMPANY NAME |
| TICKER |
| CUSIP |
| DATE |
| INVESTOR (“SH”) |
| Y OR N |
| AGAINST (“A”) |
| (“A”) MGT? |
| DESCRIPTION OF MATTER |
|
Qualcomm, Incorporated |
| QCOM |
| 747525103 |
| 3/7/2006 |
| C |
| Y |
| F |
| F |
| Election of nominees |
|
Qualcomm, Incorporated |
| QCOM |
| 747525103 |
| 3/7/2006 |
| C |
| Y |
| F |
| F |
| Approve amendments to the company’s restated certificate of incorporation |
|
Qualcomm, Incorporated |
| QCOM |
| 747525103 |
| 3/7/2006 |
| C |
| Y |
| F |
| F |
| Approve the combination of the company’s equity compensation plans |
|
Qualcomm, Incorporated |
| QCOM |
| 747525103 |
| 3/7/2006 |
| C |
| Y |
| F |
| F |
| Ratify the accountants |
|
Qualcomm, Incorporated |
| QCOM |
| 747525103 |
| 3/7/2006 |
| C |
| Y |
| F |
| F |
| Approve any adjournment of the meeting to another time or place |
|
Burlington Resources Inc. |
| BR |
| 122014103 |
| 3/30/2006 |
| C |
| N/A |
| N/A |
| N/A |
| This space intentionally left blank |
|
Burlington Resources Inc. |
| BR |
| 122014103 |
| 3/30/2006 |
| C |
| N/A |
| N/A |
| N/A |
| Approve and adopt the agreement and plan of merger |
|
Burlington Resources Inc. |
| BR |
| 122014103 |
| 3/30/2006 |
| C |
| N/A |
| N/A |
| N/A |
| Approve an adjournmentor postponement of the special meeting |
|
Companhia Vale Do Rio Doce |
| RIO |
| 204412209 |
| 3/31/2006 |
| C |
| N/A |
| N/A |
| N/A |
| This space intentionally left blank |
|
Companhia Vale Do Rio Doce |
| RIO |
| 204412209 |
| 3/31/2006 |
| C |
| N/A |
| N/A |
| N/A |
| Approve the terms, conditions and reasons for the merger of all the shares of the capital stock |
|
Companhia Vale Do Rio Doce |
| RIO |
| 204412209 |
| 3/31/2006 |
| C |
| N/A |
| N/A |
| N/A |
| Ratify the appointment of the experts who prepared the value appraisal |
|
Companhia Vale Do Rio Doce |
| RIO |
| 204412209 |
| 3/31/2006 |
| C |
| N/A |
| N/A |
| N/A |
| Decide on the appraisal report |
|
Companhia Vale Do Rio Doce |
| RIO |
| 204412209 |
| 3/31/2006 |
| C |
| N/A |
| N/A |
| N/A |
| Approve the merger of all of the shares issued by caemi into the assets of the CVRD |
|
Companhia Vale Do Rio Doce |
| RIO |
| 204412209 |
| 3/31/2006 |
| C |
| N/A |
| N/A |
| N/A |
| Approve CVRD capital increase within the issuance of preferred class a shares |
|
Carbo Ceramics Inc. |
| CRR |
| 140781105 |
| 4/18/2006 |
| C |
| Y |
| F |
| F |
| Election of nominees |
|
Carbo Ceramics Inc. |
| CRR |
| 140781105 |
| 4/18/2006 |
| C |
| Y |
| F |
| F |
| Ratify and approve amendment number one to 2004 long-term incentive plan |
|
Carbo Ceramics Inc. |
| CRR |
| 140781105 |
| 4/18/2006 |
| C |
| Y |
| F |
| F |
| Ratify the accountants |
|
Companhia Vale Do Rio Doce |
| RIO |
| 204412209 |
| 4/27/2006 |
| C |
| Y |
| F |
| F |
| Election of nominees |
|
Companhia Vale Do Rio Doce |
| RIO |
| 204412209 |
| 4/27/2006 |
| C |
| Y |
| F |
| F |
| Appreciation of the managements’ report and analysis, discuss and vote on financial statements |
|
Companhia Vale Do Rio Doce |
| RIO |
| 204412209 |
| 4/27/2006 |
| C |
| Y |
| F |
| F |
| Proposal the destination of profits and approval of the investment budget |
|
Companhia Vale Do Rio Doce |
| RIO |
| 204412209 |
| 4/27/2006 |
| C |
| Y |
| F |
| F |
| Appointment of the members of the fiscal council |
|
Companhia Vale Do Rio Doce |
| RIO |
| 204412209 |
| 4/27/2006 |
| C |
| Y |
| F |
| F |
| Establishment of the remuneration of the senior management and fiscal council members |
|
Companhia Vale Do Rio Doce |
| RIO |
| 204412209 |
| 4/27/2006 |
| C |
| Y |
| F |
| F |
| Proposal for a forward split |
|
Companhia Vale Do Rio Doce |
| RIO |
| 204412209 |
| 4/27/2006 |
| C |
| Y |
| F |
| F |
| Proposal to modify the by-laws |
|
Companhia Vale Do Rio Doce |
| RIO |
| 204412209 |
| 4/27/2006 |
| C |
| Y |
| F |
| F |
| Consolidation of the amendments to cvrd’s by-laws |
|
Seagate Technology |
| STX |
| G7945J104 |
| 5/17/2006 |
| C |
| Y |
| F |
| F |
| Election of nominees |
|
Seagate Technology |
| STX |
| G7945J104 |
| 5/17/2006 |
| C |
| Y |
| F |
| F |
| Approve issuance of common shares pursuant to agreement and plan of merger |
|
Seagate Technology |
| STX |
| G7945J104 |
| 5/17/2006 |
| C |
| Y |
| F |
| F |
| Approve adjournment of the extraordinary general meeting to a later date or dates, if necessary |
|
Exxon Mobil Corporation |
| XOM |
| 30231G102 |
| 5/31/2006 |
| C |
| Y |
| F |
| F |
| Election of nominees |
|
Exxon Mobil Corporation |
| XOM |
| 30231G102 |
| 5/31/2006 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
|
Exxon Mobil Corporation |
| XOM |
| 30231G102 |
| 5/31/2006 |
| SH |
| Y |
| A |
| F |
| Cumulative voting |
|
Exxon Mobil Corporation |
| XOM |
| 30231G102 |
| 5/31/2006 |
| SH |
| Y |
| A |
| F |
| Majority vote standard |
|
Exxon Mobil Corporation |
| XOM |
| 30231G102 |
| 5/31/2006 |
| SH |
| Y |
| A |
| F |
| Industry experience |
|
Exxon Mobil Corporation |
| XOM |
| 30231G102 |
| 5/31/2006 |
| SH |
| Y |
| A |
| F |
| Director qualifications |
|
Exxon Mobil Corporation |
| XOM |
| 30231G102 |
| 5/31/2006 |
| SH |
| Y |
| A |
| F |
| Director compensation |
|
Exxon Mobil Corporation |
| XOM |
| 30231G102 |
| 5/31/2006 |
| SH |
| Y |
| A |
| F |
| Board Chairman and CEO |
|
Exxon Mobil Corporation |
| XOM |
| 30231G102 |
| 5/31/2006 |
| SH |
| Y |
| A |
| F |
| Executive compensation report |
|
Exxon Mobil Corporation |
| XOM |
| 30231G102 |
| 5/31/2006 |
| SH |
| Y |
| A |
| F |
| Executive compensation criteria |
|
Exxon Mobil Corporation |
| XOM |
| 30231G102 |
| 5/31/2006 |
| SH |
| Y |
| A |
| F |
| Political contributions report |
|
Exxon Mobil Corporation |
| XOM |
| 30231G102 |
| 5/31/2006 |
| SH |
| Y |
| A |
| F |
| Corporate sponsorships report |
|
Exxon Mobil Corporation |
| XOM |
| 30231G102 |
| 5/31/2006 |
| SH |
| Y |
| A |
| F |
| Amendment of Eeo policy |
|
Exxon Mobil Corporation |
| XOM |
| 30231G102 |
| 5/31/2006 |
| SH |
| Y |
| A |
| F |
| Biodiversity impact report |
|
Exxon Mobil Corporation |
| XOM |
| 30231G102 |
| 5/31/2006 |
| SH |
| Y |
| A |
| F |
| Community environmental impact |
|
Chesapeake Energy Corporation |
| CHK |
| 165167107 |
| 6/9/2006 |
| C |
| Y |
| F |
| F |
| Election of nominees |
|
Chesapeake Energy Corporation |
| CHK |
| 165167107 |
| 6/9/2006 |
| C |
| Y |
| F |
| F |
| Amend certificate of incorporation |
|
Chesapeake Energy Corporation |
| CHK |
| 165167107 |
| 6/9/2006 |
| C |
| Y |
| F |
| F |
| Amend long term incentive plan |
|
America Service Group Inc. |
| ASGR |
| 02364L109 |
| 6/14/2006 |
| C |
| Y |
| F |
| F |
| Election of nominees |
|
America Service Group Inc. |
| ASGR |
| 02364L109 |
| 6/14/2006 |
| C |
| Y |
| F |
| F |
| Ratify the accounting firm |
|
Ultra Petroleum corp. |
| UPL |
| 903914109 |
| 6/27/2006 |
| C |
| Y |
| F |
| F |
| Election of nominees |
|
Ultra Petroleum corp. |
| UPL |
| 903914109 |
| 6/27/2006 |
| C |
| Y |
| F |
| F |
| Appointment the auditors |
|
Ultra Petroleum corp. |
| UPL |
| 903914109 |
| 6/27/2006 |
| SH |
| Y |
| A |
| F |
| Climate change |
|
Intervoice, Inc. |
| INTV |
| 461142101 |
| 7/12/2006 |
| C |
| Y |
| F |
| F |
| Election of nominees |
|
Intervoice, Inc. |
| INTV |
| 461142101 |
| 7/12/2006 |
| C |
| Y |
| F |
| F |
| Authorize proxies to vote |
|
PACIFIC ADVISORS FUNDS PROXY VOTING RECORD
RECEIVED JULY 1, 2005-JUNE 30, 2006
MULTI-CAP FUND
|
|
|
|
|
|
|
| PROPOSED BY |
| DID |
| DID PAF VOTE |
| VOTE FOR (“F”) |
|
|
|
|
|
|
|
|
| MEETING |
| CO (“C”) OR |
| PAF VOTE |
| FOR (“F”) OR |
| OR AGAINST |
|
|
|
COMPANY NAME |
| TICKER |
| CUSIP |
| DATE |
| INVESTOR (“SH”) |
| Y OR N |
| AGAINST (“A”) |
| (“A”) MGT? |
| DESCRIPTION OF MATTER |
|
American International Group, Inc. |
| AIG |
| 026874107 |
| 8/11/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
|
American International Group, Inc. |
| AIG |
| 026874107 |
| 8/11/2005 |
| C |
| Y |
| F |
| F |
| Ratify the independent accountants |
|
Activision, Inc |
| ATVI |
| 004930202 |
| 9/15/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
|
Activision, Inc |
| ATVI |
| 004930202 |
| 9/15/2005 |
| C |
| Y |
| F |
| F |
| Approve the incentive plan |
|
Activision, Inc |
| ATVI |
| 004930202 |
| 9/15/2005 |
| C |
| Y |
| F |
| F |
| Approve the amendments to the employee stock purchase plan |
|
Activision, Inc |
| ATVI |
| 004930202 |
| 9/15/2005 |
| C |
| Y |
| F |
| F |
| Vote and represent the shares on any other matters |
|
Elkcorp |
| ELK |
| 287456107 |
| 10/25/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
|
Elkcorp |
| ELK |
| 287456107 |
| 10/25/2005 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
|
MBNA Corporation |
| KRB |
| 55262L100 |
| 11/3/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
|
MBNA Corporation |
| KRB |
| 55262L100 |
| 11/3/2005 |
| C |
| Y |
| F |
| F |
| Approve the merger with Bank of America Corporation |
|
MBNA Corporation |
| KRB |
| 55262L100 |
| 11/3/2005 |
| C |
| Y |
| F |
| F |
| Propose the adjourn the special meeting to solicit additional proxies |
|
Microsoft Corporation |
| MSFT |
| 594918104 |
| 11/9/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
|
Microsoft Corporation |
| MSFT |
| 594918104 |
| 11/9/2005 |
| C |
| Y |
| F |
| F |
| Ratify the auditor |
|
CISCO Systems, Inc. |
| CSCO |
| 17275R102 |
| 11/15/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
|
CISCO Systems, Inc. |
| CSCO |
| 17275R102 |
| 11/15/2005 |
| C |
| Y |
| F |
| F |
| Approve the adoption of stock incentive plan |
|
CISCO Systems, Inc. |
| CSCO |
| 17275R102 |
| 11/15/2005 |
| C |
| Y |
| F |
| F |
| Ratify the accounting firm |
|
CISCO Systems, Inc. |
| CSCO |
| 17275R102 |
| 11/15/2005 |
| SH |
| Y |
| A |
| F |
| Senior executives’ performance shall be the prerequisite for their equity compensation |
|
CISCO Systems, Inc. |
| CSCO |
| 17275R102 |
| 11/15/2005 |
| SH |
| Y |
| A |
| F |
| Review executive compensation policies |
|
CISCO Systems, Inc. |
| CSCO |
| 17275R102 |
| 11/15/2005 |
| SH |
| Y |
| A |
| F |
| Prepare a report to shareholders describing human rights policy and the plan for partners and resellers |
|
Lucent Technologies Inc. |
| LU |
| 549463107 |
| 2/15/2006 |
| C |
| Y |
| F |
| F |
| Election of nominees |
|
Lucent Technologies Inc. |
| LU |
| 549463107 |
| 2/15/2006 |
| C |
| Y |
| F |
| F |
| Ratify the accountants |
|
Lucent Technologies Inc. |
| LU |
| 549463107 |
| 2/15/2006 |
| C |
| Y |
| F |
| F |
| Approve an amendment to the restated certificate of incorporation |
|
Lucent Technologies Inc. |
| LU |
| 549463107 |
| 2/15/2006 |
| SH |
| Y |
| A |
| F |
| Proposal regarding disclosure of political contribution |
|
Lucent Technologies Inc. |
| LU |
| 549463107 |
| 2/15/2006 |
| SH |
| Y |
| A |
| F |
| Proposal requesting future cash bonus or incentive compensation |
|
Lucent Technologies Inc. |
| LU |
| 549463107 |
| 2/15/2006 |
| SH |
| Y |
| A |
| F |
| Proposal regarding performance-based equity compensation |
|
Lucent Technologies Inc. |
| LU |
| 549463107 |
| 2/15/2006 |
| SH |
| Y |
| A |
| F |
| Proposal to exclude non-cash pension credit from earnings used to determine incentive compensation for executive officers |
|
Qualcomm, Incorporated |
| QCOM |
| 747525103 |
| 3/7/2006 |
| C |
| Y |
| F |
| F |
| Election of nominees |
|
Qualcomm, Incorporated |
| QCOM |
| 747525103 |
| 3/7/2006 |
| C |
| Y |
| F |
| F |
| Approve amendments to the company’s restated certificate of incorporation |
|
Qualcomm, Incorporated |
| QCOM |
| 747525103 |
| 3/7/2006 |
| C |
| Y |
| F |
| F |
| Approve the combination of the company’s equity compensation plans |
|
Qualcomm, Incorporated |
| QCOM |
| 747525103 |
| 3/7/2006 |
| C |
| Y |
| F |
| F |
| Ratify the accountants |
|
Qualcomm, Incorporated |
| QCOM |
| 747525103 |
| 3/7/2006 |
| C |
| Y |
| F |
| F |
| Approve any adjournment of the meeting to another time or place |
|
Tyco International Ltd. |
| TYC |
| 902124106 |
| 3/9/2006 |
| C |
| Y |
| F |
| F |
| Election of nominees |
|
Tyco International Ltd. |
| TYC |
| 902124106 |
| 3/9/2006 |
| C |
| Y |
| F |
| F |
| Set the maximum number of directors at 12 |
|
Tyco International Ltd. |
| TYC |
| 902124106 |
| 3/9/2006 |
| C |
| Y |
| F |
| F |
| Authorization for the board of directors to appoint an additional director to fill the vacancy proposed to be created on the board |
|
Tyco International Ltd. |
| TYC |
| 902124106 |
| 3/9/2006 |
| C |
| Y |
| F |
| F |
| Re-appoint the auditors and authorize for the audit committee of the board of directors to set the auditor’s remuneration |
|
Boston Scientific corporation |
| BSX |
| 101137107 |
| 3/31/2006 |
| C |
| Y |
| F |
| F |
| Election of nominees |
|
Boston Scientific corporation |
| BSX |
| 101137107 |
| 3/31/2006 |
| C |
| Y |
| F |
| F |
| Adopt an amendment to the company’s second restated certificate of incorporation |
|
Boston Scientific corporation |
| BSX |
| 101137107 |
| 3/31/2006 |
| C |
| Y |
| F |
| F |
| Approve the issuance of shares of common stock to the shareholders of Guidant corporation pursuant to the terms of the merger agreement |
|
The Goldman Sachs Group, Inc. |
| GS |
| 38141G104 |
| 3/31/2006 |
| C |
| Y |
| F |
| F |
| Election of nominees |
|
The Goldman Sachs Group, Inc. |
| GS |
| 38141G104 |
| 3/31/2006 |
| C |
| Y |
| F |
| F |
| Approve the amendment to the restricted partner compensation plan |
|
The Goldman Sachs Group, Inc. |
| GS |
| 38141G104 |
| 3/31/2006 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
|
Citigroup Inc. |
| CCI |
| 172967101 |
| 4/18/2006 |
| C |
| Y |
| F |
| F |
| Ratify the accounting firm |
|
Citigroup Inc. |
| CCI |
| 172967101 |
| 4/18/2006 |
| C |
| Y |
| F |
| F |
| Amend article fourth of the restated certificate of incorporation |
|
Citigroup Inc. |
| CCI |
| 172967101 |
| 4/18/2006 |
| C |
| Y |
| F |
| F |
| Amend article eight of the restated certificate of incorporation. |
|
Citigroup Inc. |
| CCI |
| 172967101 |
| 4/18/2006 |
| C |
| Y |
| F |
| F |
| Amend article ninth of the restated certificate of incorporation |
|
Citigroup Inc. |
| CCI |
| 172967101 |
| 4/18/2006 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal requesting no further new stock option grants and no renewal or repricing of current stock options |
|
Citigroup Inc. |
| CCI |
| 172967101 |
| 4/18/2006 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal requesting a report on political contributions |
|
Citigroup Inc. |
| CCI |
| 172967101 |
| 4/18/2006 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal requesting a report on charitable contributions |
|
Citigroup Inc. |
| CCI |
| 172967101 |
| 4/18/2006 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal requesting the adoption of a policy regarding performance-based equity compensation for senior executives |
|
Citigroup Inc. |
| CCI |
| 172967101 |
| 4/18/2006 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal regarding reimbursement of expenses incurred by a stockholder in a contested election of directors |
|
Citigroup Inc. |
| CCI |
| 172967101 |
| 4/18/2006 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal requesting that the chairman of the board have no management duties, titles or responsibilities. |
|
Citigroup Inc. |
| CCI |
| 172967101 |
| 4/18/2006 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal requesting the recoupment of management bonuses in the event of a restatement of earnings |
|
Washington Mutual, Inc. |
| WM |
| 939322103 |
| 4/18/2006 |
| C |
| Y |
| F |
| F |
| Election of nominees |
|
Washington Mutual, Inc. |
| WM |
| 939322103 |
| 4/18/2006 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
|
Washington Mutual, Inc. |
| WM |
| 939322103 |
| 4/18/2006 |
| C |
| Y |
| F |
| F |
| Approve the amended and restated 2003 equity incentive plan |
|
Washington Mutual, Inc. |
| WM |
| 939322103 |
| 4/18/2006 |
| C |
| Y |
| F |
| F |
| Approve the executive incentive compensation plan |
|
Washington Mutual, Inc. |
| WM |
| 939322103 |
| 4/18/2006 |
| C |
| Y |
| F |
| F |
| Approve to amend the articles of incorporation |
|
Washington Mutual, Inc. |
| WM |
| 939322103 |
| 4/18/2006 |
| SH |
| Y |
| A |
| F |
| Disclosure of the company’s political contributions |
|
Honeywell International Inc. |
| HON |
| 438516106 |
| 4/24/2006 |
| C |
| Y |
| F |
| F |
| Election of nominees |
|
Honeywell International Inc. |
| HON |
| 438516106 |
| 4/24/2006 |
| C |
| Y |
| F |
| F |
| Approval of independent accountants |
|
Honeywell International Inc. |
| HON |
| 438516106 |
| 4/24/2006 |
| C |
| Y |
| F |
| F |
| 2006 stock incentive plan |
|
Honeywell International Inc. |
| HON |
| 438516106 |
| 4/24/2006 |
| C |
| Y |
| F |
| F |
| 2006 stock plan for non-employee directors |
|
Honeywell International Inc. |
| HON |
| 438516106 |
| 4/24/2006 |
| SH |
| Y |
| A |
| F |
| Majority vote |
|
Honeywell International Inc. |
| HON |
| 438516106 |
| 4/24/2006 |
| SH |
| Y |
| A |
| F |
| Director compensation |
|
Honeywell International Inc. |
| HON |
| 438516106 |
| 4/24/2006 |
| SH |
| Y |
| A |
| F |
| Recoup unearned management bonuses |
|
Honeywell International Inc. |
| HON |
| 438516106 |
| 4/24/2006 |
| SH |
| Y |
| A |
| F |
| Onondaga lake environmental pollution |
|
Honeywell International Inc. |
| HON |
| 438516106 |
| 4/24/2006 |
| SH |
| Y |
| A |
| F |
| Separate vote on golden payments |
|
United States Steel Corporation |
| X |
| 912909108 |
| 4/25/2006 |
| C |
| Y |
| F |
| F |
| Election of nominees |
|
United States Steel Corporation |
| X |
| 912909108 |
| 4/25/2006 |
| C |
| Y |
| F |
| F |
| Ratify the accounting firm |
|
International Business Machines Corp. |
| IBM |
| 459200101 |
| 4/25/2006 |
| C |
| Y |
| F |
| F |
| Election of nominees |
|
International Business Machines Corp. |
| IBM |
| 459200101 |
| 4/25/2006 |
| C |
| Y |
| F |
| F |
| Ratify the accounting firm |
|
International Business Machines Corp. |
| IBM |
| 459200101 |
| 4/25/2006 |
| SH |
| Y |
| A |
| F |
| Cumulative voting |
|
International Business Machines Corp. |
| IBM |
| 459200101 |
| 4/25/2006 |
| SH |
| Y |
| A |
| F |
| Pension and retirement medical |
|
International Business Machines Corp. |
| IBM |
| 459200101 |
| 4/25/2006 |
| SH |
| Y |
| A |
| F |
| Executive compensation |
|
International Business Machines Corp. |
| IBM |
| 459200101 |
| 4/25/2006 |
| SH |
| Y |
| A |
| F |
| Disclosure of executive compensation |
|
International Business Machines Corp. |
| IBM |
| 459200101 |
| 4/25/2006 |
| SH |
| Y |
| A |
| F |
| Off shoring |
|
International Business Machines Corp. |
| IBM |
| 459200101 |
| 4/25/2006 |
| SH |
| Y |
| A |
| F |
| China business principles |
|
International Business Machines Corp. |
| IBM |
| 459200101 |
| 4/25/2006 |
| SH |
| Y |
| A |
| F |
| Political contributions |
|
International Business Machines Corp. |
| IBM |
| 459200101 |
| 4/25/2006 |
| SH |
| Y |
| A |
| F |
| Majority voting for directors |
|
International Business Machines Corp. |
| IBM |
| 459200101 |
| 4/25/2006 |
| SH |
| Y |
| A |
| F |
| Simple majority vote |
|
Marathon Oil Corporation |
| MRO |
| 565849106 |
| 4/26/2006 |
| C |
| Y |
| F |
| F |
| Election of nominees |
|
Marathon Oil Corporation |
| MRO |
| 565849106 |
| 4/26/2006 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
|
Marathon Oil Corporation |
| MRO |
| 565849106 |
| 4/26/2006 |
| C |
| Y |
| F |
| F |
| Amend the restated certificate of incorporation to declassify the board of directors |
|
Marathon Oil Corporation |
| MRO |
| 565849106 |
| 4/26/2006 |
| SH |
| Y |
| A |
| F |
| Amend the restated certificate of incorporation to revise the purpose clause, eliminate the series a junior preferred stock and make other changes |
|
Marathon Oil Corporation |
| MRO |
| 565849106 |
| 4/26/2006 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal to elect directors by a majority vote |
|
Marathon Oil Corporation |
| MRO |
| 565849106 |
| 4/26/2006 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal for a simple majority vote of stockholders |
|
Bank of America Corporation |
| BAC |
| 060505104 |
| 4/26/2006 |
| C |
| Y |
| F |
| F |
| Election of nominees |
|
Bank of America Corporation |
| BAC |
| 060505104 |
| 4/26/2006 |
| C |
| Y |
| F |
| F |
| Ratify the accounting firm |
|
Bank of America Corporation |
| BAC |
| 060505104 |
| 4/26/2006 |
| C |
| Y |
| F |
| F |
| Adopt an amendment to the 2003 key associate stock plan |
|
Bank of America Corporation |
| BAC |
| 060505104 |
| 4/26/2006 |
| SH |
| Y |
| A |
| F |
| Political contributions |
|
Bank of America Corporation |
| BAC |
| 060505104 |
| 4/26/2006 |
| SH |
| Y |
| A |
| F |
| Majority voting in director elections |
|
Bank of America Corporation |
| BAC |
| 060505104 |
| 4/26/2006 |
| SH |
| Y |
| A |
| F |
| Independent board chairman |
|
Bank of America Corporation |
| BAC |
| 060505104 |
| 4/26/2006 |
| SH |
| Y |
| A |
| F |
| Equal employment opportunity policy |
|
Chevron Corporation |
| CVX |
| 166764100 |
| 4/26/2006 |
| C |
| Y |
| F |
| F |
| Election of nominees |
|
Chevron Corporation |
| CVX |
| 166764100 |
| 4/26/2006 |
| C |
| Y |
| F |
| F |
| Ratify the accounting firm |
|
Chevron Corporation |
| CVX |
| 166764100 |
| 4/26/2006 |
| SH |
| Y |
| A |
| F |
| Amend by-laws to include proponent reimbursement |
|
Chevron Corporation |
| CVX |
| 166764100 |
| 4/26/2006 |
| SH |
| Y |
| A |
| F |
| Report on oil & gas drilling in protected areas |
|
Chevron Corporation |
| CVX |
| 166764100 |
| 4/26/2006 |
| SH |
| Y |
| A |
| F |
| Report on political contributions |
|
Chevron Corporation |
| CVX |
| 166764100 |
| 4/26/2006 |
| SH |
| Y |
| A |
| F |
| Adopt an animal welfare policy |
|
Chevron Corporation |
| CVX |
| 166764100 |
| 4/26/2006 |
| SH |
| Y |
| A |
| F |
| Report on human rights |
|
Chevron Corporation |
| CVX |
| 166764100 |
| 4/26/2006 |
| SH |
| Y |
| A |
| F |
| Report on Ecuador |
|
Johnson & Johnson |
| JNJ |
| 478160104 |
| 4/27/2006 |
| C |
| Y |
| F |
| F |
| Election of nominees |
|
Johnson & Johnson |
| JNJ |
| 478160104 |
| 4/27/2006 |
| C |
| Y |
| F |
| F |
| Approve the amendments to the restated certificate of incorporation |
|
Johnson & Johnson |
| JNJ |
| 478160104 |
| 4/27/2006 |
| C |
| Y |
| F |
| F |
| Ratify the accounting firm |
|
Johnson & Johnson |
| JNJ |
| 478160104 |
| 4/27/2006 |
| SH |
| Y |
| A |
| F |
| Proposal on charitable contributions |
|
Johnson & Johnson |
| JNJ |
| 478160104 |
| 4/27/2006 |
| SH |
| Y |
| A |
| F |
| Proposal on majority voting requirement for director nominees |
|
Maritrans Inc. |
| TUG |
| 570363101 |
| 4/28/2006 |
| C |
| Y |
| F |
| F |
| Election of nominees |
|
Maritrans Inc. |
| TUG |
| 570363101 |
| 4/28/2006 |
| C |
| Y |
| F |
| F |
| Approve annual incentive plan |
|
Maritrans Inc. |
| TUG |
| 570363101 |
| 4/28/2006 |
| C |
| Y |
| F |
| F |
| Ratify the accounting firm |
|
Zimmer Holdings, Inc. |
| ZMH |
| 98956P102 |
| 5/1/2006 |
| C |
| Y |
| F |
| F |
| Election of nominees |
|
Zimmer Holdings, Inc. |
| ZMH |
| 98956P102 |
| 5/1/2006 |
| C |
| Y |
| F |
| F |
| Approve the 2006 incentive plan |
|
Zimmer Holdings, Inc. |
| ZMH |
| 98956P102 |
| 5/1/2006 |
| SH |
| Y |
| A |
| F |
| Auditor ratification |
|
Zimmer Holdings, Inc. |
| ZMH |
| 98956P102 |
| 5/1/2006 |
| SH |
| Y |
| A |
| F |
| Elect each director annually |
|
EMC Corporation |
| EMC |
| 268648102 |
| 5/4/2006 |
| C |
| Y |
| F |
| F |
| Election of nominees |
|
EMC Corporation |
| EMC |
| 268648102 |
| 5/4/2006 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
|
EMC Corporation |
| EMC |
| 268648102 |
| 5/4/2006 |
| SH |
| Y |
| A |
| F |
| Election of directors by majority vote |
|
EMC Corporation |
| EMC |
| 268648102 |
| 5/4/2006 |
| SH |
| Y |
| A |
| F |
| Pay-for-superior performance |
|
EMC Corporation |
| EMC |
| 268648102 |
| 5/4/2006 |
| SH |
| Y |
| A |
| F |
| Annual elections of directors |
|
EMC Corporation |
| EMC |
| 268648102 |
| 5/4/2006 |
| SH |
| Y |
| A |
| F |
| EMC’s audit committee |
|
Boston Scientific Corporation |
| BSX |
| 101137107 |
| 5/9/2006 |
| C |
| Y |
| F |
| F |
| Election of nominees |
|
Boston Scientific Corporation |
| BSX |
| 101137107 |
| 5/9/2006 |
| C |
| Y |
| F |
| F |
| Election of nominees |
|
Boston Scientific Corporation |
| BSX |
| 101137107 |
| 5/9/2006 |
| C |
| Y |
| F |
| F |
| Election of nominees |
|
Boston Scientific Corporation |
| BSX |
| 101137107 |
| 5/9/2006 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
|
Boston Scientific Corporation |
| BSX |
| 101137107 |
| 5/9/2006 |
| C |
| Y |
| F |
| F |
| Approve the employee stock ownership plan |
|
Amgen Inc. |
| AMGN |
| 031162100 |
| 5/10/2006 |
| C |
| Y |
| F |
| F |
| Election of nominees |
|
Amgen Inc. |
| AMGN |
| 031162100 |
| 5/10/2006 |
| C |
| Y |
| F |
| F |
| Ratify the accountants |
|
Amgen Inc. |
| AMGN |
| 031162100 |
| 5/10/2006 |
| SH |
| Y |
| A |
| F |
| Stock retention guidelines |
|
Amgen Inc. |
| AMGN |
| 031162100 |
| 5/10/2006 |
| SH |
| Y |
| A |
| F |
| Executive compensation |
|
Amgen Inc. |
| AMGN |
| 031162100 |
| 5/10/2006 |
| SH |
| Y |
| A |
| F |
| Shareholder rights plans |
|
Amgen Inc. |
| AMGN |
| 031162100 |
| 5/10/2006 |
| SH |
| Y |
| A |
| F |
| Animal welfare policy |
|
Amgen Inc. |
| AMGN |
| 031162100 |
| 5/10/2006 |
| SH |
| Y |
| A |
| F |
| Majority elections |
|
Amgen Inc. |
| AMGN |
| 031162100 |
| 5/10/2006 |
| SH |
| Y |
| F |
| F |
| Corporate political contributions |
|
Serologicals Corporation |
| SERO |
| 817523103 |
| 5/10/2006 |
| C |
| Y |
| F |
| F |
| Election of nominees |
|
Serologicals Corporation |
| SERO |
| 817523103 |
| 5/10/2006 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
|
Royal Dutch Shell Plc. |
| RDSA |
| 780259206 |
| 5/16/2006 |
| C |
| Y |
| F |
| F |
| Election of nominees |
|
Royal Dutch Shell Plc. |
| RDSA |
| 780259206 |
| 5/16/2006 |
| C |
| Y |
| F |
| F |
| Adopt annual report and accounts |
|
Royal Dutch Shell Plc. |
| RDSA |
| 780259206 |
| 5/16/2006 |
| C |
| Y |
| F |
| F |
| Approve remuneration report |
|
Royal Dutch Shell Plc. |
| RDSA |
| 780259206 |
| 5/16/2006 |
| C |
| Y |
| F |
| F |
| Re-appoint auditors |
|
Royal Dutch Shell Plc. |
| RDSA |
| 780259206 |
| 5/16/2006 |
| C |
| Y |
| F |
| F |
| Remuneration of auditors |
|
Royal Dutch Shell Plc. |
| RDSA |
| 780259206 |
| 5/16/2006 |
| C |
| Y |
| F |
| F |
| Authority to allot shares |
|
Royal Dutch Shell Plc. |
| RDSA |
| 780259206 |
| 5/16/2006 |
| C |
| Y |
| F |
| F |
| Misapplication of pre-emption rights |
|
Royal Dutch Shell Plc. |
| RDSA |
| 780259206 |
| 5/16/2006 |
| C |
| Y |
| F |
| F |
| Authority to purchase own shares |
|
Royal Dutch Shell Plc. |
| RDSA |
| 780259206 |
| 5/16/2006 |
| C |
| Y |
| F |
| F |
| Authority for certain donations and expenditure |
|
Royal Dutch Shell Plc. |
| RDSA |
| 780259206 |
| 5/16/2006 |
| C |
| Y |
| F |
| F |
| Shareholder resolution |
|
American International Group, Inc. |
| AIG |
| 026874107 |
| 5/17/2006 |
| C |
| Y |
| F |
| F |
| Election of nominees |
|
American International Group, Inc. |
| AIG |
| 026874107 |
| 5/17/2006 |
| C |
| Y |
| F |
| F |
| Ratify the accounting firm |
|
American International Group, Inc. |
| AIG |
| 026874107 |
| 5/17/2006 |
| C |
| Y |
| F |
| F |
| Adopt executive incentive plan |
|
Intel Corporation |
| INTC |
| 458140100 |
| 5/17/2006 |
| C |
| Y |
| F |
| F |
| Election of nominees |
|
Intel Corporation |
| INTC |
| 458140100 |
| 5/17/2006 |
| C |
| Y |
| F |
| F |
| Amend certificate of incorporation to repeal article 10 |
|
Intel Corporation |
| INTC |
| 458140100 |
| 5/17/2006 |
| C |
| Y |
| F |
| F |
| Amend certificate of incorporation to repeal 7 and 12 |
|
Intel Corporation |
| INTC |
| 458140100 |
| 5/17/2006 |
| C |
| Y |
| F |
| F |
| Ratify the accounting firm |
|
Intel Corporation |
| INTC |
| 458140100 |
| 5/17/2006 |
| C |
| Y |
| F |
| F |
| Approve 2006 equity incentive plan |
|
Intel Corporation |
| INTC |
| 458140100 |
| 5/17/2006 |
| C |
| Y |
| F |
| F |
| Approve 2006 stock purchase plan |
|
Graftech International Ltd. |
| GTI |
| 384313102 |
| 5/24/2006 |
| C |
| Y |
| F |
| F |
| Election of nominees |
|
Biogen Idec Inc. |
| BIIB |
| 09062X103 |
| 5/25/2006 |
| C |
| Y |
| F |
| F |
| Election of nominees |
|
Biogen Idec Inc. |
| BIIB |
| 09062X103 |
| 5/25/2006 |
| C |
| Y |
| F |
| F |
| Ratify the accounting firm |
|
Biogen Idec Inc. |
| BIIB |
| 09062X103 |
| 5/25/2006 |
| C |
| Y |
| F |
| F |
| Approve 2006 non-employee directors equity plan |
|
The Home Depot, Inc. |
| HD |
| 437076102 |
| 5/25/2006 |
| C |
| Y |
| F |
| F |
| Election of nominees |
|
The Home Depot, Inc. |
| HD |
| 437076102 |
| 5/25/2006 |
| C |
| Y |
| F |
| F |
| Ratify the accounting firm |
|
The Home Depot, Inc. |
| HD |
| 437076102 |
| 5/25/2006 |
| SH |
| Y |
| A |
| F |
| committee report |
|
The Home Depot, Inc. |
| HD |
| 437076102 |
| 5/25/2006 |
| SH |
| Y |
| A |
| F |
| Employment diversity report disclosure |
|
The Home Depot, Inc. |
| HD |
| 437076102 |
| 5/25/2006 |
| SH |
| Y |
| A |
| F |
| Chairman and CEO |
|
The Home Depot, Inc. |
| HD |
| 437076102 |
| 5/25/2006 |
| SH |
| Y |
| A |
| F |
| Method of voting for directors |
|
The Home Depot, Inc. |
| HD |
| 437076102 |
| 5/25/2006 |
| SH |
| Y |
| A |
| F |
| Retirement benefits |
|
The Home Depot, Inc. |
| HD |
| 437076102 |
| 5/25/2006 |
| SH |
| Y |
| A |
| F |
| Political contributions |
|
The Home Depot, Inc. |
| HD |
| 437076102 |
| 5/25/2006 |
| SH |
| Y |
| A |
| F |
| Governing documents |
|
The Home Depot, Inc. |
| HD |
| 437076102 |
| 5/25/2006 |
| SH |
| Y |
| A |
| F |
| Political nonpartisanship |
|
Endo Pharmaceuticals Holdings Inc. |
| ENDP |
| 29264F205 |
| 5/30/2006 |
| C |
| Y |
| F |
| F |
| Election of nominees |
|
Endo Pharmaceuticals Holdings Inc. |
| ENDP |
| 29264F205 |
| 5/30/2006 |
| C |
| Y |
| F |
| F |
| Ratify the accounting firm |
|
Wal-Mart Stores, Inc. |
| WMT |
| 931142103 |
| 6/2/2006 |
| C |
| Y |
| F |
| F |
| Election of nominees |
|
Wal-Mart Stores, Inc. |
| WMT |
| 931142103 |
| 6/2/2006 |
| C |
| Y |
| F |
| F |
| Ratify the accountants |
|
Wal-Mart Stores, Inc. |
| WMT |
| 931142103 |
| 6/2/2006 |
| SH |
| Y |
| A |
| F |
| Humane poultry slaughter |
|
Wal-Mart Stores, Inc. |
| WMT |
| 931142103 |
| 6/2/2006 |
| SH |
| Y |
| A |
| F |
| Political contributions |
|
Wal-Mart Stores, Inc. |
| WMT |
| 931142103 |
| 6/2/2006 |
| SH |
| Y |
| A |
| F |
| Director election majority |
|
Wal-Mart Stores, Inc. |
| WMT |
| 931142103 |
| 6/2/2006 |
| SH |
| Y |
| A |
| F |
| Sustainability report |
|
Wal-Mart Stores, Inc. |
| WMT |
| 931142103 |
| 6/2/2006 |
| SH |
| Y |
| A |
| F |
| Compensation disparity |
|
Wal-Mart Stores, Inc. |
| WMT |
| 931142103 |
| 6/2/2006 |
| SH |
| Y |
| A |
| F |
| Equity compensation |
|
Chesapeake Energy Corporation |
| CHK |
| 165167107 |
| 6/9/2006 |
| C |
| Y |
| F |
| F |
| Election of nominees |
|
Chesapeake Energy Corporation |
| CHK |
| 165167107 |
| 6/9/2006 |
| C |
| Y |
| F |
| F |
| Approve certificate of incorporation |
|
Chesapeake Energy Corporation |
| CHK |
| 165167107 |
| 6/9/2006 |
| C |
| Y |
| F |
| F |
| Approve the long term incentive plan |
|
America Service Group Inc. |
| ASGR |
| 02364L109 |
| 6/14/2006 |
| C |
| Y |
| F |
| F |
| Election of nominees |
|
America Service Group Inc. |
| ASGR |
| 02364L109 |
| 6/14/2006 |
| C |
| Y |
| F |
| F |
| Ratify the accounting firm |
|
Metrologic Instruments, Inc. |
| MTLG |
| 591676101 |
| 6/15/2006 |
| C |
| Y |
| F |
| F |
| Election of nominees |
|
Metrologic Instruments, Inc. |
| MTLG |
| 591676101 |
| 6/15/2006 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
|
AT & T Inc. |
| T |
| 00206R102 |
| 4/28/2006 |
| C |
| Y |
| F |
| F |
| Election of nominees |
|
AT & T Inc. |
| T |
| 00206R102 |
| 4/28/2006 |
| C |
| Y |
| F |
| F |
| Approve appointment of independent auditors |
|
AT & T Inc. |
| T |
| 00206R102 |
| 4/28/2006 |
| C |
| Y |
| F |
| F |
| Approve 2006 incentive plan |
|
AT & T Inc. |
| T |
| 00206R102 |
| 4/28/2006 |
| C |
| Y |
| F |
| F |
| Approve amendment to restated certificate of incorporation |
|
AT & T Inc. |
| T |
| 00206R102 |
| 4/28/2006 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal A |
|
AT & T Inc. |
| T |
| 00206R102 |
| 4/28/2006 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal B |
|
AT & T Inc. |
| T |
| 00206R102 |
| 4/28/2006 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal C |
|
AT & T Inc. |
| T |
| 00206R102 |
| 4/28/2006 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal D |
|
AT & T Inc. |
| T |
| 00206R102 |
| 4/28/2006 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal E |
|
AT & T Inc. |
| T |
| 00206R102 |
| 4/28/2006 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal F |
|
PACIFIC ADVISORS FUNDS PROXY VOTING RECORD
RECEIVED JULY 1, 2005-JUNE 30, 2006
SMALL CAP FUND
|
|
|
|
|
|
|
| PROPOSED BY |
| DID |
| DID PAF VOTE |
| VOTE FOR (“F”) |
|
|
|
|
|
|
|
|
| MEETING |
| CO (“C”) OR |
| PAF VOTE |
| FOR (“F”) OR |
| OR AGAINST |
|
|
|
COMPANY NAME |
| TICKER |
| CUSIP |
| DATE |
| INVESTOR (“SH”) |
| Y OR N |
| AGAINST (“A”) |
| (“A”) MGT? |
| DESCRIPTION OF MATTER |
|
Denbury Resources Inc. |
| DNR |
| 247916208 |
| 10/19/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
|
Denbury Resources Inc. |
| DNR |
| 247916208 |
| 10/19/2005 |
| C |
| Y |
| F |
| F |
| Approve to increase the number of shares of authorized common stock |
|
Denbury Resources Inc. |
| DNR |
| 247916208 |
| 10/19/2005 |
| C |
| Y |
| F |
| F |
| Approve to split common shares 2-for-1. |
|
Denbury Resources Inc. |
| DNR |
| 247916208 |
| 10/19/2005 |
| C |
| Y |
| F |
| F |
| Grant to extend the solicitation period |
|
Darling International Inc. |
| DAR |
| 237266101 |
| 5/4/2006 |
| C |
| Y |
| F |
| F |
| Election of nominees |
|
Darling International Inc. |
| DAR |
| 237266101 |
| 5/15/2006 |
| C |
| Y |
| F |
| F |
| Election of nominees |
|
Darling International Inc. |
| DAR |
| 237266101 |
| 5/15/2006 |
| C |
| Y |
| F |
| F |
| Approve an adopt the asset purchase agreement |
|
Darling International Inc. |
| DAR |
| 237266101 |
| 5/15/2006 |
| C |
| Y |
| F |
| F |
| Approve adjournments of the special meeting |
|
Amerigon Incorporated |
| ARGN |
| 03070L300 |
| 5/18/2006 |
| C |
| Y |
| F |
| F |
| Election of nominees |
|
Amerigon Incorporated |
| ARGN |
| 03070L300 |
| 5/18/2006 |
| C |
| Y |
| F |
| F |
| Approve the 2006 equity incentive plan |
|
Infinity Energy Resources, Inc. |
| IFNY |
| 45663L403 |
| 5/23/2006 |
| C |
| Y |
| F |
| F |
| Election of nominees |
|
Infinity Energy Resources, Inc. |
| IFNY |
| 45663L403 |
| 5/23/2006 |
| C |
| Y |
| F |
| F |
| Approve the 2006 equity incentive plan |
|
Infinity Energy Resources, Inc. |
| IFNY |
| 45663L403 |
| 5/23/2006 |
| C |
| Y |
| F |
| F |
| Ratify the accounting firm |
|
Conn’s Inc. |
| CONN |
| 208242107 |
| 5/31/2006 |
| C |
| Y |
| F |
| F |
| Election of nominees |
|
Conn’s Inc. |
| CONN |
| 208242107 |
| 5/31/2006 |
| C |
| Y |
| F |
| F |
| Amend 2003 incentive stock option plan |
|
Conn’s Inc. |
| CONN |
| 208242107 |
| 5/31/2006 |
| C |
| Y |
| F |
| F |
| Amend 2003 non-employee director stock option plan |
|
Conn’s Inc. |
| CONN |
| 208242107 |
| 5/31/2006 |
| C |
| Y |
| F |
| F |
| Act upon such other business as may properly come before the meeting |
|
First Cash Financial Services, Inc. |
| FCFS |
| 31942D107 |
| 6/7/2006 |
| C |
| Y |
| F |
| F |
| Election of nominees |
|
First Cash Financial Services, Inc. |
| FCFS |
| 31942D107 |
| 6/7/2006 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
|
Chesapeake Energy Corporation |
| CHK |
| 165167107 |
| 6/9/2006 |
| C |
| Y |
| F |
| F |
| Election of nominees |
|
Chesapeake Energy Corporation |
| CHK |
| 165167107 |
| 6/9/2006 |
| C |
| Y |
| F |
| F |
| Approve certificate of incorporation |
|
Chesapeake Energy Corporation |
| CHK |
| 165167107 |
| 6/9/2006 |
| C |
| Y |
| F |
| F |
| Approve the long term incentive plan |
|
America Service Group Inc. |
| ASGR |
| 02364L109 |
| 6/14/2006 |
| C |
| Y |
| F |
| F |
| Election of nominees |
|
America Service Group Inc. |
| ASGR |
| 02364L109 |
| 6/14/2006 |
| C |
| Y |
| F |
| F |
| Ratify the accounting firm |
|
Apogee Enterprises, Inc. |
| APOG |
| 037598109 |
| 6/28/2006 |
| C |
| Y |
| F |
| F |
| Election of nominees |
|
Apogee Enterprises, Inc. |
| APOG |
| 037598109 |
| 6/28/2006 |
| C |
| Y |
| F |
| F |
| Amend 2002 omnibus stock incentive plan |
|
Apogee Enterprises, Inc. |
| APOG |
| 037598109 |
| 6/28/2006 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
|
Mobile Mini, Inc. |
| MINI |
| 60740F105 |
| 6/28/2006 |
| C |
| Y |
| F |
| F |
| Election of nominees |
|
Mobile Mini, Inc. |
| MINI |
| 60740F105 |
| 6/28/2006 |
| C |
| Y |
| F |
| F |
| Approve 2006 equity incentive plan |
|
Mobile Mini, Inc. |
| MINI |
| 60740F105 |
| 6/28/2006 |
| C |
| Y |
| F |
| F |
| Ratify the accounting firm |
|
Nara Bancorp. Inc. |
| NARA |
| 63080P105 |
| 6/30/2006 |
| C |
| Y |
| F |
| F |
| Election of nominees |
|
Nara Bancorp. Inc. |
| NARA |
| 63080P105 |
| 6/30/2006 |
| C |
| Y |
| F |
| F |
| Ratify the accounting firm |
|
Intervoice, Inc. |
| INTV |
| 461142101 |
| 7/12/2006 |
| C |
| Y |
| F |
| F |
| Election of nominees |
|
Intervoice, Inc. |
| INTV |
| 461142101 |
| 7/12/2006 |
| C |
| Y |
| F |
| F |
| Authorize proxies to vote |
|
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Pacific Global Fund Inc. d/b/a Pacific Advisors Fund Inc.
By: | /s/ George A. Henning |
|
| George A. Henning | |
| Chairman, Pacific Advisors Fund Inc. | |
|
| |
Date: | August 29, 2006 |