UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-7062
PACIFIC GLOBAL FUND INC. D/B/A
PACIFIC ADVISORS FUND INC.
(Exact name of registrant as specified in charter)
101 NORTH BRAND BOULEVARD, SUITE 1950 GLENDALE, CALIFORNIA 91203
(Address of principal executive offices)
GEORGE A. HENNING 101 N. BRAND BLVD., SUITE 1950 GLENDALE, CA 91203
(Name and address of agent for service)
Registrant’s telephone number, including area code: 818-242-6693
Date of fiscal year end: December 31
Date of reporting period: June 30, 2007
PACIFIC ADVISORS FUND INC. PROXY VOTING RECORD
RECEIVED JULY 1, 2006 - JUNE 30, 2007
GOVERNMENT SECURITIES FUND
PACIFIC ADVISORS FUND INC. PROXY VOTING RECORD
RECEIVED JULY 1, 2006 - JUNE 30, 2007
INCOME & EQUITY FUND
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| PROPOSED BY |
| DID |
| DID PAF VOTE |
| VOTE FOR (“F”) |
|
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|
|
| MEETING |
| CO (“C”) OR |
| PAF VOTE |
| FOR (“F”) OR |
| OR AGAINST |
|
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COMPANY NAME |
| TICKER |
| CUSIP |
| DATE |
| INVESTOR (“SH”) |
| Y OR N |
| AGAINST (“A”) |
| (“A”) MGT? |
| DESCRIPTION OF MATTER |
AT&T INC |
| T |
| 00206R102 |
| 07/21/06 |
| C |
| Y |
| F |
| F |
| Approve issuance of common shares |
WACHOVIA CORPORATION |
| WB |
| 929903102 |
| 08/31/06 |
| C |
| Y |
| F |
| F |
| Election of nominees |
WACHOVIA CORPORATION |
| WB |
| 929903102 |
| 08/31/06 |
| C |
| Y |
| F |
| F |
| Approve the issuance of shares of common stock |
WACHOVIA CORPORATION |
| WB |
| 929903102 |
| 08/31/06 |
| C |
| Y |
| F |
| F |
| Approve the amended and restated stock incentive plan |
THE PROCTER & GAMBLE COMPANY |
| PG |
| 742718109 |
| 10/10/06 |
| C |
| Y |
| F |
| F |
| Election of nominees |
THE PROCTER & GAMBLE COMPANY |
| PG |
| 742718109 |
| 10/10/06 |
| C |
| Y |
| F |
| F |
| Approve amendment to the code of regulations |
THE PROCTER & GAMBLE COMPANY |
| PG |
| 742718109 |
| 10/10/06 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
THE PROCTER & GAMBLE COMPANY |
| PG |
| 742718109 |
| 10/10/06 |
| C |
| Y |
| F |
| F |
| Re-approve and amend the material terms of the performance criteria |
THE PROCTER & GAMBLE COMPANY |
| PG |
| 742718109 |
| 10/10/06 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal - award no future stock options |
DUKE ENERGY CORPORATION |
| DUK |
| 26441C105 |
| 10/24/06 |
| C |
| Y |
| F |
| F |
| Election of nominees |
DUKE ENERGY CORPORATION |
| DUK |
| 26441C105 |
| 10/24/06 |
| C |
| Y |
| F |
| F |
| Approval of the 2006 corporation’s long-term incentive plan |
DUKE ENERGY CORPORATION |
| DUK |
| 26441C105 |
| 10/24/06 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
MICROSOFT CORPORATION |
| MSFT |
| 594918104 |
| 11/14/06 |
| C |
| Y |
| F |
| F |
| Election of nominees |
MICROSOFT CORPORATION |
| MSFT |
| 594918104 |
| 11/14/06 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
MICROSOFT CORPORATION |
| MSFT |
| 594918104 |
| 11/14/06 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal - restriction on selling products and services of foreign governments |
MICROSOFT CORPORATION |
| MSFT |
| 594918104 |
| 11/14/06 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal - sexual orientation in equal employment opportunity policy |
MICROSOFT CORPORATION |
| MSFT |
| 594918104 |
| 11/14/06 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal - hiring of proxy advisor |
PUBLIC SERVICE ENTERPRISE GROUP INC |
| PSEG |
| 744573106 |
| 11/21/06 |
| C |
| Y |
| F |
| F |
| Election of nominees |
PUBLIC SERVICE ENTERPRISE GROUP INC |
| PSEG |
| 744573106 |
| 11/21/06 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
PUBLIC SERVICE ENTERPRISE GROUP INC |
| PSEG |
| 744573106 |
| 11/21/06 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal relating to executives’ compensation |
BRITISH PETROLEUM PLC |
| BP |
| 055622104 |
| 04/12/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
BRITISH PETROLEUM PLC |
| BP |
| 055622104 |
| 04/12/07 |
| C |
| Y |
| F |
| F |
| To receive the directors’ annual report and accounts |
BRITISH PETROLEUM PLC |
| BP |
| 055622104 |
| 04/12/07 |
| C |
| Y |
| F |
| F |
| To approve the directors’ remuneration report |
BRITISH PETROLEUM PLC |
| BP |
| 055622104 |
| 04/12/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
BRITISH PETROLEUM PLC |
| BP |
| 055622104 |
| 04/12/07 |
| C |
| Y |
| F |
| F |
| To give limited authority to make political donations and incur political expenditure |
BRITISH PETROLEUM PLC |
| BP |
| 055622104 |
| 04/12/07 |
| C |
| Y |
| F |
| F |
| To authorize the use of electronic communications |
BRITISH PETROLEUM PLC |
| BP |
| 055622104 |
| 04/12/07 |
| C |
| Y |
| F |
| F |
| Special resolution : to give limited authority for the purchase of its own shares by the company. |
BRITISH PETROLEUM PLC |
| BP |
| 055622104 |
| 04/12/07 |
| C |
| Y |
| F |
| F |
| To give authority to allot shares up to a specified amount |
BRITISH PETROLEUM PLC |
| BP |
| 055622104 |
| 04/12/07 |
| C |
| Y |
| F |
| F |
| Special resolution : to give limited authority to allot a limited number of shares for cash free of pre-emption rights |
PUBLIC SERVICE ENTERPRISE GROUP INC |
| PSEG |
| 744573106 |
| 04/17/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
PUBLIC SERVICE ENTERPRISE GROUP INC |
| PSEG |
| 744573106 |
| 04/17/07 |
| C |
| Y |
| F |
| F |
| Approve an amendment to the certificate of incorporation to increase the authorized common stock from 500 million to 1 billion shares |
PUBLIC SERVICE ENTERPRISE GROUP INC |
| PSEG |
| 744573106 |
| 04/17/07 |
| C |
| Y |
| F |
| F |
| Approve the adoption of the 2007 equity compensation plan for outside directors |
PUBLIC SERVICE ENTERPRISE GROUP INC |
| PSEG |
| 744573106 |
| 04/17/07 |
| C |
| Y |
| F |
| F |
| Approve an amendment to the certificate of incorporation to eliminate classification of the board of directors |
PUBLIC SERVICE ENTERPRISE GROUP INC |
| PSEG |
| 744573106 |
| 04/17/07 |
| C |
| Y |
| F |
| F |
| Approve an amendment to the certificate of incorporation to eliminate cumulative voting |
PUBLIC SERVICE ENTERPRISE GROUP INC |
| PSEG |
| 744573106 |
| 04/17/07 |
| C |
| Y |
| F |
| F |
| Approve an amendment to the certificate of incorporation to eliminate pre-emptive rights |
PUBLIC SERVICE ENTERPRISE GROUP INC |
| PSEG |
| 744573106 |
| 04/17/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
WACHOVIA CORPORATION |
| WB |
| 929903102 |
| 04/17/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
WACHOVIA CORPORATION |
| WB |
| 929903102 |
| 04/17/07 |
| C |
| Y |
| F |
| F |
| To amend articles of incorporation to eliminate the provisions classifying the terms of its board of directors |
WACHOVIA CORPORATION |
| WB |
| 929903102 |
| 04/17/07 |
| C |
| Y |
| F |
| F |
| To amend articles of incorporation to provide for majority voting in uncontested director elections |
WACHOVIA CORPORATION |
| WB |
| 929903102 |
| 04/17/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
WACHOVIA CORPORATION |
| WB |
| 929903102 |
| 04/17/07 |
| SH |
| Y |
| A |
| F |
| A stockholder proposal regarding non-binding stockholder vote ratifying executive compensation |
WACHOVIA CORPORATION |
| WB |
| 929903102 |
| 04/17/07 |
| SH |
| Y |
| A |
| F |
| A stockholder proposal regarding qualifications of director nominees |
WACHOVIA CORPORATION |
| WB |
| 929903102 |
| 04/17/07 |
| SH |
| Y |
| A |
| F |
| A stockholder proposal regarding reporting political contributions |
WACHOVIA CORPORATION |
| WB |
| 929903102 |
| 04/17/07 |
| SH |
| Y |
| A |
| F |
| A stockholder proposal regarding separating the offices of chairman and chief executive officer |
WASHINGTON MUTUAL INC |
| WM |
| 939322103 |
| 04/17/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
WASHINGTON MUTUAL INC |
| WM |
| 939322103 |
| 04/17/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
WASHINGTON MUTUAL INC |
| WM |
| 939322103 |
| 04/17/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal relating to the company’s executive retirement plan policies |
WASHINGTON MUTUAL INC |
| WM |
| 939322103 |
| 04/17/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal relating to the company’s director election process |
WASHINGTON MUTUAL INC |
| WM |
| 939322103 |
| 04/17/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal relating to the company’s director nominees qualification requirements |
WILMINGTON TRUST CORPORATION |
| WL |
| 971807102 |
| 04/19/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
ENCANA CORPORATION |
| ECA |
| 292505104 |
| 04/23/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
ENCANA CORPORATION |
| ECA |
| 292505104 |
| 04/23/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
ENCANA CORPORATION |
| ECA |
| 292505104 |
| 04/23/07 |
| C |
| Y |
| F |
| F |
| Reconfirmation of the shareholder rights plan |
ENCANA CORPORATION |
| ECA |
| 292505104 |
| 04/23/07 |
| C |
| Y |
| F |
| F |
| Amendment to the employee stock option plan |
ENCANA CORPORATION |
| ECA |
| 292505104 |
| 04/23/07 |
| C |
| Y |
| F |
| F |
| Amendment to the employee stock option |
GENUINE PARTS COMPANY |
| GPC |
| 372460105 |
| 04/23/07 |
| C |
| Y |
| Y |
| Y |
| Election of nominees |
GENUINE PARTS COMPANY |
| GPC |
| 372460105 |
| 04/23/07 |
| C |
| Y |
| Y |
| Y |
| Amend the amended and restarted articles of incorporation to eliminate all shareholder supermajority voting provisions |
GENUINE PARTS COMPANY |
| GPC |
| 372460105 |
| 04/23/07 |
| C |
| Y |
| Y |
| Y |
| Ratify the selection of auditor |
HONEYWELL INTERNATIONAL INC |
| HON |
| 438516106 |
| 04/23/07 |
| C |
| Y |
| A |
| F |
| Election of nominees |
HONEYWELL INTERNATIONAL INC |
| HON |
| 438516106 |
| 04/23/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
HONEYWELL INTERNATIONAL INC |
| HON |
| 438516106 |
| 04/23/07 |
| C |
| Y |
| F |
| F |
| 2007 global employee stock plan |
HONEYWELL INTERNATIONAL INC |
| HON |
| 438516106 |
| 04/23/07 |
| SH |
| Y |
| A |
| F |
| Recoup unearned management bonuses |
HONEYWELL INTERNATIONAL INC |
| HON |
| 438516106 |
| 04/23/07 |
| SH |
| Y |
| A |
| F |
| Performance based stock options |
HONEYWELL INTERNATIONAL INC |
| HON |
| 438516106 |
| 04/23/07 |
| SH |
| Y |
| A |
| F |
| Special shareholder meetings |
HONEYWELL INTERNATIONAL INC |
| HON |
| 438516106 |
| 04/23/07 |
| SH |
| Y |
| A |
| F |
| Six sigma |
CHUBB CORPORATION |
| CB |
| 171232101 |
| 04/24/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
CHUBB CORPORATION |
| CB |
| 171232101 |
| 04/24/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
CHUBB CORPORATION |
| CB |
| 171232101 |
| 04/24/07 |
| C |
| Y |
| F |
| F |
| To vote on the adoption of an amendment to the restated certificated of incorporation |
CHUBB CORPORATION |
| CB |
| 171232101 |
| 04/24/07 |
| SH |
| Y |
| A |
| F |
| To vote on a shareholder proposal regarding political contributions |
BANK OF AMERICA |
| BAC |
| 060505104 |
| 04/25/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
BANK OF AMERICA |
| BAC |
| 060505104 |
| 04/25/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
BANK OF AMERICA |
| BAC |
| 060505104 |
| 04/25/07 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal - stock options |
BANK OF AMERICA |
| BAC |
| 060505104 |
| 04/25/07 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal - number of directors |
BANK OF AMERICA |
| BAC |
| 060505104 |
| 04/25/07 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal - independent board chairman |
E.I.DU PONT DE NEMOURS AND COMPANY |
| DD |
| 263534109 |
| 04/25/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
E.I.DU PONT DE NEMOURS AND COMPANY |
| DD |
| 263534109 |
| 04/25/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
E.I.DU PONT DE NEMOURS AND COMPANY |
| DD |
| 263534109 |
| 04/25/07 |
| C |
| Y |
| F |
| F |
| On equity and incentive plan |
E.I.DU PONT DE NEMOURS AND COMPANY |
| DD |
| 263534109 |
| 04/25/07 |
| SH |
| Y |
| A |
| F |
| On genetically modified food |
E.I.DU PONT DE NEMOURS AND COMPANY |
| DD |
| 263534109 |
| 04/25/07 |
| SH |
| Y |
| A |
| F |
| On plant closure |
E.I.DU PONT DE NEMOURS AND COMPANY |
| DD |
| 263534109 |
| 04/25/07 |
| SH |
| Y |
| A |
| F |
| On report on PFOA |
E.I.DU PONT DE NEMOURS AND COMPANY |
| DD |
| 263534109 |
| 04/25/07 |
| SH |
| Y |
| A |
| F |
| On costs |
E.I.DU PONT DE NEMOURS AND COMPANY |
| DD |
| 263534109 |
| 04/25/07 |
| SH |
| Y |
| A |
| F |
| On global warming |
E.I.DU PONT DE NEMOURS AND COMPANY |
| DD |
| 263534109 |
| 04/25/07 |
| SH |
| Y |
| A |
| F |
| On chemical facility security |
GENERAL ELECTRIC COMPANY |
| GE |
| 369604103 |
| 04/25/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
GENERAL ELECTRIC COMPANY |
| GE |
| 369604103 |
| 04/25/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
GENERAL ELECTRIC COMPANY |
| GE |
| 369604103 |
| 04/25/07 |
| C |
| Y |
| F |
| F |
| Adoption of majority voting for directors |
GENERAL ELECTRIC COMPANY |
| GE |
| 369604103 |
| 04/25/07 |
| C |
| Y |
| F |
| F |
| Approval of 2007 long term incentive plan |
GENERAL ELECTRIC COMPANY |
| GE |
| 369604103 |
| 04/25/07 |
| C |
| Y |
| F |
| F |
| Approval of material terms of senior officer performance goals |
GENERAL ELECTRIC COMPANY |
| GE |
| 369604103 |
| 04/25/07 |
| SH |
| Y |
| A |
| F |
| Cumulative voting |
GENERAL ELECTRIC COMPANY |
| GE |
| 369604103 |
| 04/25/07 |
| SH |
| Y |
| A |
| F |
| Curb over-extended directors |
GENERAL ELECTRIC COMPANY |
| GE |
| 369604103 |
| 04/25/07 |
| SH |
| Y |
| A |
| F |
| One director from the ranks of retirees |
GENERAL ELECTRIC COMPANY |
| GE |
| 369604103 |
| 04/25/07 |
| SH |
| Y |
| A |
| F |
| Independent board chairman |
GENERAL ELECTRIC COMPANY |
| GE |
| 369604103 |
| 04/25/07 |
| SH |
| Y |
| A |
| F |
| Eliminate dividend equivalents |
GENERAL ELECTRIC COMPANY |
| GE |
| 369604103 |
| 04/25/07 |
| SH |
| Y |
| A |
| F |
| Report on charitable contributions |
GENERAL ELECTRIC COMPANY |
| GE |
| 369604103 |
| 04/25/07 |
| SH |
| Y |
| A |
| F |
| Global warming report |
GENERAL ELECTRIC COMPANY |
| GE |
| 369604103 |
| 04/25/07 |
| SH |
| Y |
| A |
| F |
| Ethical criteria for military contracts |
GENERAL ELECTRIC COMPANY |
| GE |
| 369604103 |
| 04/25/07 |
| SH |
| Y |
| A |
| F |
| Report on pay differential |
MARATHON OIL CORPORATION |
| MRO |
| 565849106 |
| 04/25/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
MARATHON OIL CORPORATION |
| MRO |
| 565849106 |
| 04/25/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
MARATHON OIL CORPORATION |
| MRO |
| 565849106 |
| 04/25/07 |
| C |
| Y |
| F |
| F |
| Approval of 2007 incentive compensation plan |
MARATHON OIL CORPORATION |
| MRO |
| 565849106 |
| 04/25/07 |
| C |
| Y |
| F |
| F |
| Board proposal to amend the restated certificate of incorporation and by-laws to eliminate the supermajority vote provision |
MARATHON OIL CORPORATION |
| MRO |
| 565849106 |
| 04/25/07 |
| C |
| Y |
| F |
| F |
| Board proposal to amend the restated certificate of incorporation to increase the number of authorized shares of common stock |
ALTRIA GROUP INC |
| MO |
| 02209S103 |
| 04/26/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
ALTRIA GROUP INC |
| MO |
| 02209S103 |
| 04/26/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
ALTRIA GROUP INC |
| MO |
| 02209S103 |
| 04/26/07 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal 1 - cumulative voting |
ALTRIA GROUP INC |
| MO |
| 02209S103 |
| 04/26/07 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal 2 - informing children of their rights if forced to incur secondhand smoke |
ALTRIA GROUP INC |
| MO |
| 02209S103 |
| 04/26/07 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal 3 - stop all company-sponsored “campaigns” allegedly oriented to prevent youth from smoking |
ALTRIA GROUP INC |
| MO |
| 02209S103 |
| 04/26/07 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal 4 - get out of traditional tobacco businesses by 2010 |
ALTRIA GROUP INC |
| MO |
| 02209S103 |
| 04/26/07 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal 5 - animal welfare policy |
JOHNSON & JOHNSON |
| JNJ |
| 478160104 |
| 04/26/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
JOHNSON & JOHNSON |
| JNJ |
| 478160104 |
| 04/26/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
JOHNSON & JOHNSON |
| JNJ |
| 478160104 |
| 04/26/07 |
| SH |
| Y |
| A |
| F |
| Proposal on majority voting requirements for director nominees |
JOHNSON & JOHNSON |
| JNJ |
| 478160104 |
| 04/26/07 |
| SH |
| Y |
| A |
| F |
| Proposal on supplemental retirement plan |
PFIZER INC |
| PFE |
| 717081103 |
| 04/26/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
PFIZER INC |
| PFE |
| 717081103 |
| 04/26/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
PFIZER INC |
| PFE |
| 717081103 |
| 04/26/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal relating to cumulative voting |
PFIZER INC |
| PFE |
| 717081103 |
| 04/26/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal requesting a report on the rational for exporting animal experimentation |
PFIZER INC |
| PFE |
| 717081103 |
| 04/26/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal requesting a report on the feasibility of amending policy on laboratory animal care and use |
PFIZER INC |
| PFE |
| 717081103 |
| 04/26/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal relating to qualifications for director nominees |
AT&T INC |
| T |
| 00206R102 |
| 04/27/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
AT&T INC |
| T |
| 00206R102 |
| 04/27/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
AT&T INC |
| T |
| 00206R102 |
| 04/27/07 |
| C |
| Y |
| F |
| F |
| Approve the severance policy |
AT&T INC |
| T |
| 00206R102 |
| 04/27/07 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal A |
AT&T INC |
| T |
| 00206R102 |
| 04/27/07 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal B |
AT&T INC |
| T |
| 00206R102 |
| 04/27/07 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal C |
AT&T INC |
| T |
| 00206R102 |
| 04/27/07 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal D |
AT&T INC |
| T |
| 00206R102 |
| 04/27/07 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal E |
DOMINION RESOURCES INC |
| D |
| 25746U109 |
| 04/27/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
DOMINION RESOURCES INC |
| D |
| 25746U109 |
| 04/27/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
DOMINION RESOURCES INC |
| D |
| 25746U109 |
| 04/27/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal - environmental report |
DOMINION RESOURCES INC |
| D |
| 25746U109 |
| 04/27/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal - transmission line report |
APACHE CORPORATION |
| APA |
| 037411105 |
| 05/02/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
APACHE CORPORATION |
| APA |
| 037411105 |
| 05/02/07 |
| C |
| Y |
| F |
| F |
| Approval of 2007 omnibus equity compensation plan |
APACHE CORPORATION |
| APA |
| 037411105 |
| 05/02/07 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal concerning reimbursement of proxy expenses |
OCCIDENTAL PETROLEUM CORPORATION |
| OXY |
| 674599105 |
| 05/04/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
OCCIDENTAL PETROLEUM CORPORATION |
| OXY |
| 674599105 |
| 05/04/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
OCCIDENTAL PETROLEUM CORPORATION |
| OXY |
| 674599105 |
| 05/04/07 |
| C |
| Y |
| F |
| F |
| Approval of amendment to long-term incentive plan |
OCCIDENTAL PETROLEUM CORPORATION |
| OXY |
| 674599105 |
| 05/04/07 |
| SH |
| Y |
| A |
| F |
| Proposal scientific report on global warming |
OCCIDENTAL PETROLEUM CORPORATION |
| OXY |
| 674599105 |
| 05/04/07 |
| SH |
| Y |
| A |
| F |
| Proposal advisory vote to ratify executive compensation |
OCCIDENTAL PETROLEUM CORPORATION |
| OXY |
| 674599105 |
| 05/04/07 |
| SH |
| Y |
| A |
| F |
| Performance based stock options |
CONOCOPHILLIPS |
| COP |
| 20825C104 |
| 05/09/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
CONOCOPHILLIPS |
| COP |
| 20825C104 |
| 05/09/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
CONOCOPHILLIPS |
| COP |
| 20825C104 |
| 05/09/07 |
| C |
| Y |
| A |
| F |
| Corporation political contributions |
CONOCOPHILLIPS |
| COP |
| 20825C104 |
| 05/09/07 |
| C |
| Y |
| A |
| F |
| Global warming - renewable |
CONOCOPHILLIPS |
| COP |
| 20825C104 |
| 05/09/07 |
| C |
| Y |
| A |
| F |
| Qualification for director nominees |
CONOCOPHILLIPS |
| COP |
| 20825C104 |
| 05/09/07 |
| C |
| Y |
| A |
| F |
| Drilling in sensitive /protected areas |
CONOCOPHILLIPS |
| COP |
| 20825C104 |
| 05/09/07 |
| C |
| Y |
| A |
| F |
| Report on recognition of indigenous rights |
CONOCOPHILLIPS |
| COP |
| 20825C104 |
| 05/09/07 |
| C |
| Y |
| A |
| F |
| Community accountability |
DUKE ENERGY CORPORATION |
| DUK |
| 26441C105 |
| 05/10/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
DUKE ENERGY CORPORATION |
| DUK |
| 26441C105 |
| 05/10/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
XTO ENERGY INC |
| XTO |
| 98385X106 |
| 05/15/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
XTO ENERGY INC |
| XTO |
| 98385X106 |
| 05/15/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
AMERICAN INTERNATIONAL GROUP, INC |
| AIG |
| 026874107 |
| 05/16/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
AMERICAN INTERNATIONAL GROUP, INC |
| AIG |
| 026874107 |
| 05/16/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
AMERICAN INTERNATIONAL GROUP, INC |
| AIG |
| 026874107 |
| 05/16/07 |
| C |
| Y |
| F |
| F |
| Adoption of the stock incentive plan |
AMERICAN INTERNATIONAL GROUP, INC |
| AIG |
| 026874107 |
| 05/16/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal relation to performance-based stock options |
CITIZENS COMMUNICATIONS COMPANY |
| CZN |
| 17453B101 |
| 05/18/07 |
| C |
| Y |
| F |
| F |
| Election for nominees |
CITIZENS COMMUNICATIONS COMPANY |
| CZN |
| 17453B101 |
| 05/18/07 |
| C |
| Y |
| F |
| F |
| To adopt the 2008 incentive plan |
CITIZENS COMMUNICATIONS COMPANY |
| CZN |
| 17453B101 |
| 05/18/07 |
| C |
| Y |
| F |
| F |
| To adopt an amendment to the amended and restated 2000 equity incentive plan |
CITIZENS COMMUNICATIONS COMPANY |
| CZN |
| 17453B101 |
| 05/18/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
GLAXOSMITHKLINE PLC |
| GSK |
| 37733W105 |
| 05/23/07 |
| C |
| Y |
| F |
| F |
| To receive and adopt the directors’ report and the financial statements |
GLAXOSMITHKLINE PLC |
| GSK |
| 37733W105 |
| 05/23/07 |
| C |
| Y |
| F |
| F |
| To approve the remuneration report |
GLAXOSMITHKLINE PLC |
| GSK |
| 37733W105 |
| 05/23/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
GLAXOSMITHKLINE PLC |
| GSK |
| 37733W105 |
| 05/23/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
GLAXOSMITHKLINE PLC |
| GSK |
| 37733W105 |
| 05/23/07 |
| C |
| Y |
| F |
| F |
| Remuneration of auditors |
GLAXOSMITHKLINE PLC |
| GSK |
| 37733W105 |
| 05/23/07 |
| C |
| Y |
| F |
| F |
| To authorize the company to make donations to political organizations |
GLAXOSMITHKLINE PLC |
| GSK |
| 37733W105 |
| 05/23/07 |
| C |
| Y |
| F |
| F |
| Authority to allot shares |
GLAXOSMITHKLINE PLC |
| GSK |
| 37733W105 |
| 05/23/07 |
| C |
| Y |
| F |
| F |
| Misapplication of pre-emption rights |
GLAXOSMITHKLINE PLC |
| GSK |
| 37733W105 |
| 05/23/07 |
| C |
| Y |
| F |
| F |
| Authority for the company to purchase its own shares |
GLAXOSMITHKLINE PLC |
| GSK |
| 37733W105 |
| 05/23/07 |
| SH |
| Y |
| F |
| F |
| Amendment of the articles of association |
THE HOME DEPOT INC |
| HD |
| 437076102 |
| 05/24/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
THE HOME DEPOT INC |
| HD |
| 437076102 |
| 05/24/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
THE HOME DEPOT INC |
| HD |
| 437076102 |
| 05/24/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal regarding poison pill implementation |
THE HOME DEPOT INC |
| HD |
| 437076102 |
| 05/24/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal regarding employment diversity report disclosure |
THE HOME DEPOT INC |
| HD |
| 437076102 |
| 05/24/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal regarding executive officer compensation |
THE HOME DEPOT INC |
| HD |
| 437076102 |
| 05/24/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal regarding management bonuses |
THE HOME DEPOT INC |
| HD |
| 437076102 |
| 05/24/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal regarding retirement benefits |
THE HOME DEPOT INC |
| HD |
| 437076102 |
| 05/24/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal regarding equity compensation |
THE HOME DEPOT INC |
| HD |
| 437076102 |
| 05/24/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal regarding pay-for-superior performance |
THE HOME DEPOT INC |
| HD |
| 437076102 |
| 05/24/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal regarding political nonpartisanship |
THE HOME DEPOT INC |
| HD |
| 437076102 |
| 05/24/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal regarding Chairman and CEO |
ULTRA PETROLEUM CORP. |
| UPL |
| 903914109 |
| 06/14/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
ULTRA PETROLEUM CORP. |
| UPL |
| 903914109 |
| 06/14/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
ULTRA PETROLEUM CORP. |
| UPL |
| 903914109 |
| 06/14/07 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal climate change |
PACIFIC ADVISORS FUND INC. PROXY VOTING RECORD
RECEIVED JULY 1, 2006 - JUNE 30, 2007
BALANCED FUND
|
|
|
|
|
|
|
| PROPOSED BY |
| DID |
| DID PAF VOTE |
| VOTE FOR (“F”) |
|
|
|
|
|
|
|
| MEETING |
| CO (“C”) OR |
| PAF VOTE |
| FOR (“F”) OR |
| OR AGAINST |
|
|
COMPANY NAME |
| TICKER |
| CUSIP |
| DATE |
| INVESTOR (“SH”) |
| Y OR N |
| AGAINST (“A”) |
| (“A”) MGT? |
| DESCRIPTION OF MATTER |
MYLAN LABORATORIES INC |
| MYL |
| 628530107 |
| 07/28/06 |
| C |
| Y |
| F |
| F |
| Election of nominees |
MYLAN LABORATORIES INC |
| MYL |
| 628530107 |
| 07/28/06 |
| C |
| Y |
| F |
| F |
| Approve an amendment to the 2003 long term incentive plan |
MYLAN LABORATORIES INC |
| MYL |
| 628530107 |
| 07/28/06 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
FARO TECHNOLOGIES INC |
| FARO |
| 311642102 |
| 09/07/06 |
| C |
| Y |
| F |
| F |
| Election of nominees |
H&R BLOCK INC |
| HRB |
| 093671105 |
| 09/07/06 |
| C |
| Y |
| F |
| F |
| Election of nominees |
H&R BLOCK INC |
| HRB |
| 093671105 |
| 09/07/06 |
| C |
| Y |
| F |
| F |
| Approval of an amendments to the 1999 stock option plan |
H&R BLOCK INC |
| HRB |
| 093671105 |
| 09/07/06 |
| C |
| Y |
| F |
| F |
| Approval of the material terms of performance goals |
H&R BLOCK INC |
| HRB |
| 093671105 |
| 09/07/06 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
FEDERAL HOME LOAN MORTGAGE CORPORATION |
| FRE |
| 313400301 |
| 09/08/06 |
| C |
| Y |
| F |
| F |
| Election of nominees |
FEDERAL HOME LOAN MORTGAGE CORPORATION |
| FRE |
| 313400301 |
| 09/08/06 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
FEDERAL HOME LOAN MORTGAGE CORPORATION |
| FRE |
| 313400301 |
| 09/08/06 |
| SH |
| Y |
| A |
| F |
| A stockholder proposal regarding charitable contributions |
DUKE ENERGY CORPORATION |
| DUK |
| 26441C105 |
| 10/24/06 |
| C |
| Y |
| F |
| F |
| Election of nominees |
DUKE ENERGY CORPORATION |
| DUK |
| 26441C105 |
| 10/24/06 |
| C |
| Y |
| F |
| F |
| Approval of the corporation’s 2006 long-term incentive plan |
DUKE ENERGY CORPORATION |
| DUK |
| 26441C105 |
| 10/24/06 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
AUTOMATIC DATA PROCESSING INC |
| ADP |
| 053015103 |
| 11/14/06 |
| C |
| Y |
| F |
| F |
| Election of nominees |
AUTOMATIC DATA PROCESSING INC |
| ADP |
| 053015103 |
| 11/14/06 |
| C |
| Y |
| F |
| F |
| Approval of the company’s amended and restated executive incentive plan |
AUTOMATIC DATA PROCESSING INC |
| ADP |
| 053015103 |
| 11/14/06 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
MICROSOFT CORPORATION |
| MSFT |
| 594918104 |
| 11/14/06 |
| C |
| Y |
| F |
| F |
| Election of nominees |
MICROSOFT CORPORATION |
| MSFT |
| 594918104 |
| 11/14/06 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
MICROSOFT CORPORATION |
| MSFT |
| 594918104 |
| 11/14/06 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal - restriction on selling products and services of foreign governments |
MICROSOFT CORPORATION |
| MSFT |
| 594918104 |
| 11/14/06 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal - sexual orientation in equal employment opportunity policy |
MICROSOFT CORPORATION |
| MSFT |
| 594918104 |
| 11/14/06 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal - Hiring of proxy advisor |
INVERNESS MEDICAL INNOVATIONS INC |
| IMA |
| 46126P106 |
| 12/15/06 |
| C |
| Y |
| F |
| F |
| Approve an amendment to increase the number of authorized shares |
INVERNESS MEDICAL INNOVATIONS INC |
| IMA |
| 46126P106 |
| 12/15/06 |
| C |
| Y |
| F |
| F |
| Approve an increase to the number of shares of common stock |
CAMBREX CORPORATION |
| CBM |
| 132011107 |
| 02/05/07 |
| C |
| Y |
| F |
| F |
| Authorization of the sale of the corporation’s bio-products business |
CAMBREX CORPORATION |
| CBM |
| 132011107 |
| 02/05/07 |
| C |
| Y |
| F |
| F |
| Approve the adjournment or postponement of the special meeting |
CUBIC CORPORATION |
| CUB |
| 229669106 |
| 02/20/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
CUBIC CORPORATION |
| CUB |
| 229669106 |
| 02/20/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
CABOT MICROELECTRONICS CORPORATION |
| CCMP |
| 12709P103 |
| 03/06/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
CABOT MICROELECTRONICS CORPORATION |
| CCMP |
| 12709P103 |
| 03/06/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
THE WALT DISNEY COMPANY |
| DIS |
| 254687106 |
| 03/08/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
THE WALT DISNEY COMPANY |
| DIS |
| 254687106 |
| 03/08/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
THE WALT DISNEY COMPANY |
| DIS |
| 254687106 |
| 03/08/07 |
| C |
| Y |
| F |
| F |
| To approve the amendments to the amended and restated 2005 stock incentive plan |
THE WALT DISNEY COMPANY |
| DIS |
| 254687106 |
| 03/08/07 |
| C |
| Y |
| F |
| F |
| To approve the terms of the amended and restated 2002 executive performance plan |
THE WALT DISNEY COMPANY |
| DIS |
| 254687106 |
| 03/08/07 |
| SH |
| Y |
| A |
| F |
| To approve the shareholder proposal relating to greenmail |
THE WALT DISNEY COMPANY |
| DIS |
| 254687106 |
| 03/08/07 |
| SH |
| Y |
| A |
| F |
| To approve the shareholder proposal to amend the bylaws relating to stockholder rights plans |
TYCO INTERNATIONAL LTD |
| TYC |
| 902124106 |
| 03/08/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
TYCO INTERNATIONAL LTD |
| TYC |
| 902124106 |
| 03/08/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
TYCO INTERNATIONAL LTD |
| TYC |
| 902124106 |
| 03/08/07 |
| C |
| Y |
| F |
| F |
| Approval of reverse stock split of the company’s common shares |
TYCO INTERNATIONAL LTD |
| TYC |
| 902124106 |
| 03/08/07 |
| C |
| Y |
| F |
| F |
| Approval of consequential amendment to the company’s amended and restated bylaws |
BRITISH PETROLEUM PLC |
| BP |
| 055622104 |
| 04/12/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
BRITISH PETROLEUM PLC |
| BP |
| 055622104 |
| 04/12/07 |
| C |
| Y |
| F |
| F |
| To receive the directors’ annual report and accounts |
BRITISH PETROLEUM PLC |
| BP |
| 055622104 |
| 04/12/07 |
| C |
| Y |
| F |
| F |
| To approve the directors’ remuneration report |
BRITISH PETROLEUM PLC |
| BP |
| 055622104 |
| 04/12/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
BRITISH PETROLEUM PLC |
| BP |
| 055622104 |
| 04/12/07 |
| C |
| Y |
| F |
| F |
| To give limited authority to make political donations and incur political expenditure |
BRITISH PETROLEUM PLC |
| BP |
| 055622104 |
| 04/12/07 |
| C |
| Y |
| F |
| F |
| To authorize the use of electronic communications |
BRITISH PETROLEUM PLC |
| BP |
| 055622104 |
| 04/12/07 |
| C |
| Y |
| F |
| F |
| Special resolution : to give limited authority for the purchase of its own shares by the company |
BRITISH PETROLEUM PLC |
| BP |
| 055622104 |
| 04/12/07 |
| C |
| Y |
| F |
| F |
| To give authority to allot shares up to a specified amount |
BRITISH PETROLEUM PLC |
| BP |
| 055622104 |
| 04/12/07 |
| C |
| Y |
| F |
| F |
| Special resolution : to give limited authority to allot a limited number of shares for cash free of pre-emption rights |
RIO TINTO PLC |
| RTP |
| 767204100 |
| 04/13/07 |
| C |
| Y |
| F |
| F |
| Authority to allot relevant securities under section 80 of the companies act 1985 |
RIO TINTO PLC |
| RTP |
| 767204100 |
| 04/13/07 |
| C |
| Y |
| F |
| F |
| Authority to allot equity securities for cash under section 89 of the companies act 1985 |
RIO TINTO PLC |
| RTP |
| 767204100 |
| 04/13/07 |
| C |
| Y |
| F |
| F |
| Authority to purchase the company’s shares |
RIO TINTO PLC |
| RTP |
| 767204100 |
| 04/13/07 |
| C |
| Y |
| F |
| F |
| To approve amendments to the articles |
RIO TINTO PLC |
| RTP |
| 767204100 |
| 04/13/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
RIO TINTO PLC |
| RTP |
| 767204100 |
| 04/13/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
RIO TINTO PLC |
| RTP |
| 767204100 |
| 04/13/07 |
| C |
| Y |
| F |
| F |
| Approval of the remuneration report |
RIO TINTO PLC |
| RTP |
| 767204100 |
| 04/13/07 |
| C |
| Y |
| F |
| F |
| To receive the financial statements and the reports of the directors and auditors |
WASHINGTON MUTUAL INC |
| WM |
| 939322103 |
| 04/17/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
WASHINGTON MUTUAL INC |
| WM |
| 939322103 |
| 04/17/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
WASHINGTON MUTUAL INC |
| WM |
| 939322103 |
| 04/17/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal relating to the company’s executive retirement plan policies |
WASHINGTON MUTUAL INC |
| WM |
| 939322103 |
| 04/17/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal relating to the company’s director election process |
WASHINGTON MUTUAL INC |
| WM |
| 939322103 |
| 04/17/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal relating to other company’s director nominees qualification requirements |
BANCO LATINOAMERICANO DE EXPORT,S.A |
| BLX |
| P16994132 |
| 04/18/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
BANCO LATINOAMERICANO DE EXPORT,S.A |
| BLX |
| P16994132 |
| 04/18/07 |
| C |
| Y |
| F |
| F |
| To approve the bank’s audited financial statements |
BANCO LATINOAMERICANO DE EXPORT,S.A |
| BLX |
| P16994132 |
| 04/18/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
THE COCA-COLA COMPANY |
| KO |
| 191216100 |
| 04/18/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
THE COCA-COLA COMPANY |
| KO |
| 191216100 |
| 04/18/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
THE COCA-COLA COMPANY |
| KO |
| 191216100 |
| 04/18/07 |
| C |
| Y |
| F |
| F |
| Approval of the performance incentive plan |
THE COCA-COLA COMPANY |
| KO |
| 191216100 |
| 04/18/07 |
| SH |
| Y |
| A |
| F |
| Shareowner proposal regarding management compensation |
THE COCA-COLA COMPANY |
| KO |
| 191216100 |
| 04/18/07 |
| SH |
| Y |
| A |
| F |
| Shareowner proposal regarding an advisory vote on the compensation committee report |
THE COCA-COLA COMPANY |
| KO |
| 191216100 |
| 04/18/07 |
| SH |
| Y |
| A |
| F |
| Shareowner proposal regarding chemical and biological testing |
THE COCA-COLA COMPANY |
| KO |
| 191216100 |
| 04/18/07 |
| SH |
| Y |
| A |
| F |
| Shareowner proposal regarding study and report on extraction of water in India |
THE COCA-COLA COMPANY |
| KO |
| 191216100 |
| 04/18/07 |
| SH |
| Y |
| A |
| F |
| Shareowner proposal regarding restricted stock |
AMERICAN EXPRESS COMPANY |
| AXP |
| 025816109 |
| 04/23/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
AMERICAN EXPRESS COMPANY |
| AXP |
| 025816109 |
| 04/23/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
AMERICAN EXPRESS COMPANY |
| AXP |
| 025816109 |
| 04/23/07 |
| C |
| Y |
| F |
| F |
| To approve the incentive compensation plan |
AMERICAN EXPRESS COMPANY |
| AXP |
| 025816109 |
| 04/23/07 |
| SH |
| Y |
| A |
| F |
| A shareholder proposal relating to cumulative voting for directors |
CHUBB CORPORATION |
| CB |
| 171232101 |
| 04/24/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
CHUBB CORPORATION |
| CB |
| 171232101 |
| 04/24/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
CHUBB CORPORATION |
| CB |
| 171232101 |
| 04/24/07 |
| C |
| Y |
| F |
| F |
| To vote on the adoption of an amendment to the restated certificated of incorporation |
CHUBB CORPORATION |
| CB |
| 171232101 |
| 04/24/07 |
| SH |
| Y |
| A |
| F |
| To vote on a shareholder proposal regarding political contributions |
METLIFE INC |
| MET |
| 59156R108 |
| 04/24/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
METLIFE INC |
| MET |
| 59156R108 |
| 04/24/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
MOODY’S CORPORATION |
| MCO |
| 615369105 |
| 04/24/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
MOODY’S CORPORATION |
| MCO |
| 615369105 |
| 04/24/07 |
| C |
| Y |
| F |
| F |
| Approval of the amended and restated 2001 key employees’ stock incentive plan |
MOODY’S CORPORATION |
| MCO |
| 615369105 |
| 04/24/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
MOODY’S CORPORATION |
| MCO |
| 615369105 |
| 04/24/07 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal to elect each director annually |
PERKINELMER INC |
| PKI |
| 714046109 |
| 04/24/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
PERKINELMER INC |
| PKI |
| 714046109 |
| 04/24/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
PERKINELMER INC |
| PKI |
| 714046109 |
| 04/24/07 |
| C |
| Y |
| F |
| F |
| To approve amendments to the company’s articles of organization and by-laws to require a majority vote for uncontested election of directors |
PERKINELMER INC |
| PKI |
| 714046109 |
| 04/24/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal to request that the company’s board of directors establish a pay-for -superior -performance standard |
GENERAL ELECTRIC COMPANY |
| GE |
| 369604103 |
| 04/25/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
GENERAL ELECTRIC COMPANY |
| GE |
| 369604103 |
| 04/25/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
GENERAL ELECTRIC COMPANY |
| GE |
| 369604103 |
| 04/25/07 |
| C |
| Y |
| F |
| F |
| Adoption of majority voting for directors |
GENERAL ELECTRIC COMPANY |
| GE |
| 369604103 |
| 04/25/07 |
| C |
| Y |
| F |
| F |
| Approval of 2007 long term incentive plan |
GENERAL ELECTRIC COMPANY |
| GE |
| 369604103 |
| 04/25/07 |
| C |
| Y |
| F |
| F |
| Approval of material items of senior officer performance goals |
GENERAL ELECTRIC COMPANY |
| GE |
| 369604103 |
| 04/25/07 |
| SH |
| Y |
| A |
| F |
| Cumulative voting |
GENERAL ELECTRIC COMPANY |
| GE |
| 369604103 |
| 04/25/07 |
| SH |
| Y |
| A |
| F |
| Curb over-extended directors |
GENERAL ELECTRIC COMPANY |
| GE |
| 369604103 |
| 04/25/07 |
| SH |
| Y |
| A |
| F |
| One director from the ranks of retirees |
GENERAL ELECTRIC COMPANY |
| GE |
| 369604103 |
| 04/25/07 |
| SH |
| Y |
| A |
| F |
| Independent board chairman |
GENERAL ELECTRIC COMPANY |
| GE |
| 369604103 |
| 04/25/07 |
| SH |
| Y |
| A |
| F |
| Eliminate dividend equivalents |
GENERAL ELECTRIC COMPANY |
| GE |
| 369604103 |
| 04/25/07 |
| SH |
| Y |
| A |
| F |
| Report on charitable contributions |
GENERAL ELECTRIC COMPANY |
| GE |
| 369604103 |
| 04/25/07 |
| SH |
| Y |
| A |
| F |
| Global warming report |
GENERAL ELECTRIC COMPANY |
| GE |
| 369604103 |
| 04/25/07 |
| SH |
| Y |
| A |
| F |
| Ethical criteria for military contracts |
GENERAL ELECTRIC COMPANY |
| GE |
| 369604103 |
| 04/25/07 |
| SH |
| Y |
| A |
| F |
| Report on pay differential |
JOHNSON & JOHNSON |
| JNJ |
| 478160104 |
| 04/26/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
JOHNSON & JOHNSON |
| JNJ |
| 478160104 |
| 04/26/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
JOHNSON & JOHNSON |
| JNJ |
| 478160104 |
| 04/26/07 |
| SH |
| Y |
| A |
| F |
| Proposal on majority voting requirements for director nominees |
JOHNSON & JOHNSON |
| JNJ |
| 478160104 |
| 04/26/07 |
| SH |
| Y |
| A |
| F |
| Proposal on supplemental retirement plan |
PFIZER INC |
| PFE |
| 717081103 |
| 04/26/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
PFIZER INC |
| PFE |
| 717081103 |
| 04/26/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
PFIZER INC |
| PFE |
| 717081103 |
| 04/26/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal relating to cumulative voting |
PFIZER INC |
| PFE |
| 717081103 |
| 04/26/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal requesting a report on the rational for exporting animal experimentation |
PFIZER INC |
| PFE |
| 717081103 |
| 04/26/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal requesting a report on the feasibility of amending the corporate policy on laboratory animal care and use |
PFIZER INC |
| PFE |
| 717081103 |
| 04/26/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal relating to qualifications for director nominees |
SUNCOR ENERGY INC |
| SU |
| 867229106 |
| 04/26/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
SUNCOR ENERGY INC |
| SU |
| 867229106 |
| 04/26/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
SUNCOR ENERGY INC |
| SU |
| 867229106 |
| 04/26/07 |
| C |
| Y |
| F |
| F |
| Approval of amendments to equity compensation plans |
SUNCOR ENERGY INC |
| SU |
| 867229106 |
| 04/26/07 |
| C |
| Y |
| F |
| F |
| Approval of performance stock options |
SUNCOR ENERGY INC |
| SU |
| 867229106 |
| 04/26/07 |
| C |
| Y |
| F |
| F |
| Amendment of bylaws |
WYETH |
| WYE |
| 983024100 |
| 04/26/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
WYETH |
| WYE |
| 983024100 |
| 04/26/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
WYETH |
| WYE |
| 983024100 |
| 04/26/07 |
| C |
| Y |
| F |
| F |
| Vote to amend the certificate of incorporation to eliminate supermajority vote requirements |
WYETH |
| WYE |
| 983024100 |
| 04/26/07 |
| C |
| Y |
| F |
| F |
| Vote to amend and restate the stock incentive plan for tax compliance |
WYETH |
| WYE |
| 983024100 |
| 04/26/07 |
| SH |
| Y |
| A |
| F |
| Disclosure of animal welfare policy |
WYETH |
| WYE |
| 983024100 |
| 04/26/07 |
| SH |
| Y |
| A |
| F |
| Report on limiting supply of prescription drugs in Canada |
WYETH |
| WYE |
| 983024100 |
| 04/26/07 |
| SH |
| Y |
| A |
| F |
| Disclosure of political contributions |
WYETH |
| WYE |
| 983024100 |
| 04/26/07 |
| SH |
| Y |
| A |
| F |
| Recoupment of incentive bonuses |
WYETH |
| WYE |
| 983024100 |
| 04/26/07 |
| SH |
| Y |
| A |
| F |
| Interlocking directorships |
WYETH |
| WYE |
| 983024100 |
| 04/26/07 |
| SH |
| Y |
| A |
| F |
| Proposal withdrawn |
WYETH |
| WYE |
| 983024100 |
| 04/26/07 |
| SH |
| Y |
| A |
| F |
| Separating the roles of Chairman and CEO |
WYETH |
| WYE |
| 983024100 |
| 04/26/07 |
| SH |
| Y |
| A |
| F |
| Stockholder advisory vote on compensation |
GATX CORPORATION |
| GMT |
| 361448103 |
| 04/27/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
GATX CORPORATION |
| GMT |
| 361448103 |
| 04/27/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
BOEING COMPANY |
| BA |
| 097023105 |
| 04/30/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
BOEING COMPANY |
| BA |
| 097023105 |
| 04/30/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
BOEING COMPANY |
| BA |
| 097023105 |
| 04/30/07 |
| SH |
| Y |
| A |
| F |
| Prepare a report on foreign military sales |
BOEING COMPANY |
| BA |
| 097023105 |
| 04/30/07 |
| SH |
| Y |
| A |
| F |
| Develop and adopt human rights policies |
BOEING COMPANY |
| BA |
| 097023105 |
| 04/30/07 |
| SH |
| Y |
| A |
| F |
| Prepare a report on charitable contributions |
BOEING COMPANY |
| BA |
| 097023105 |
| 04/30/07 |
| SH |
| Y |
| A |
| F |
| Prepare a report on political contributions |
BOEING COMPANY |
| BA |
| 097023105 |
| 04/30/07 |
| SH |
| Y |
| A |
| F |
| Separate the roles of CEO and chairman |
BOEING COMPANY |
| BA |
| 097023105 |
| 04/30/07 |
| SH |
| Y |
| A |
| F |
| Subject rights plans to shareholder vote |
BOEING COMPANY |
| BA |
| 097023105 |
| 04/30/07 |
| SH |
| Y |
| A |
| F |
| Advisory vote on compensation discussion and analysis |
BOEING COMPANY |
| BA |
| 097023105 |
| 04/30/07 |
| SH |
| Y |
| A |
| F |
| Adopt a policy on performance -based stock options |
BOEING COMPANY |
| BA |
| 097023105 |
| 04/30/07 |
| SH |
| Y |
| A |
| F |
| Recoup unearned management bonuses |
BRISTOL-MYERS SQUIBB COMPANY |
| BMY |
| 110122108 |
| 05/01/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
BRISTOL-MYERS SQUIBB COMPANY |
| BMY |
| 110122108 |
| 05/01/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
BRISTOL-MYERS SQUIBB COMPANY |
| BMY |
| 110122108 |
| 05/01/07 |
| C |
| Y |
| F |
| F |
| 2007 stock award and incentive plan |
BRISTOL-MYERS SQUIBB COMPANY |
| BMY |
| 110122108 |
| 05/01/07 |
| C |
| Y |
| F |
| F |
| Senior executive performance incentive plan |
BRISTOL-MYERS SQUIBB COMPANY |
| BMY |
| 110122108 |
| 05/01/07 |
| SH |
| Y |
| A |
| F |
| Executive compensation disclosure |
BRISTOL-MYERS SQUIBB COMPANY |
| BMY |
| 110122108 |
| 05/01/07 |
| SH |
| Y |
| A |
| F |
| Recoupment |
BRISTOL-MYERS SQUIBB COMPANY |
| BMY |
| 110122108 |
| 05/01/07 |
| SH |
| Y |
| A |
| F |
| Cumulative voting |
LIBERTY MEDIA CORPORATION |
| LINTA |
| 53071M104 |
| 05/01/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
LIBERTY MEDIA CORPORATION |
| LINTA |
| 53071M104 |
| 05/01/07 |
| C |
| Y |
| F |
| F |
| The incentive plan proposal |
LIBERTY MEDIA CORPORATION |
| LINTA |
| 53071M104 |
| 05/01/07 |
| C |
| Y |
| F |
| F |
| The auditors ratification proposal |
NOKIA CORPORATION |
| NOKA |
| 654902204 |
| 05/03/07 |
| C |
| Y |
| F |
| F |
| Approval of the income statements and balance sheets |
NOKIA CORPORATION |
| NOKA |
| 654902204 |
| 05/03/07 |
| C |
| Y |
| F |
| F |
| Approval of the dividend |
NOKIA CORPORATION |
| NOKA |
| 654902204 |
| 05/03/07 |
| C |
| Y |
| F |
| F |
| Approval of the discharge of the chairman the members of the board of directors and the president from liability |
NOKIA CORPORATION |
| NOKA |
| 654902204 |
| 05/03/07 |
| C |
| Y |
| F |
| F |
| Approval of the amendment of the articles of association |
NOKIA CORPORATION |
| NOKA |
| 654902204 |
| 05/03/07 |
| C |
| Y |
| F |
| F |
| Approval of the remuneration to be paid to the members of the board |
NOKIA CORPORATION |
| NOKA |
| 654902204 |
| 05/03/07 |
| C |
| Y |
| F |
| F |
| Approval of the composition of the board of directors |
NOKIA CORPORATION |
| NOKA |
| 654902204 |
| 05/03/07 |
| C |
| Y |
| F |
| F |
| Approval of the remuneration to be paid to the auditor |
NOKIA CORPORATION |
| NOKA |
| 654902204 |
| 05/03/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
NOKIA CORPORATION |
| NOKA |
| 654902204 |
| 05/03/07 |
| C |
| Y |
| F |
| F |
| Approval of the grant of stock options to selected personnel |
NOKIA CORPORATION |
| NOKA |
| 654902204 |
| 05/03/07 |
| C |
| Y |
| F |
| F |
| Approval of the reduction of the share issue premium |
NOKIA CORPORATION |
| NOKA |
| 654902204 |
| 05/03/07 |
| C |
| Y |
| F |
| F |
| Approval of the proposal of the board on the recording of the subscription price for shares issued based on stock options |
NOKIA CORPORATION |
| NOKA |
| 654902204 |
| 05/03/07 |
| C |
| Y |
| F |
| F |
| Approval of the authorization to the board on the issuance of shares and special rights entitling to shares |
NOKIA CORPORATION |
| NOKA |
| 654902204 |
| 05/03/07 |
| C |
| Y |
| F |
| F |
| Authorization to the board to repurchase shares |
NOKIA CORPORATION |
| NOKA |
| 654902204 |
| 05/03/07 |
| C |
| Y |
| F |
| F |
| Instruct Nokia’s legal counsels to vote in their discretion on your behalf only upon item 15 |
R.H.DONNELLEY CORPORATION |
| RHD |
| 74955W307 |
| 05/03/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
R.H.DONNELLEY CORPORATION |
| RHD |
| 74955W307 |
| 05/03/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
R.H.DONNELLEY CORPORATION |
| RHD |
| 74955W307 |
| 05/03/07 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal regarding classified board structure |
BERKSHIRE HATHAWAY INC |
| BRKA |
| 084670108 |
| 05/05/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
BERKSHIRE HATHAWAY INC |
| BRKA |
| 084670108 |
| 05/05/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal with respect to investments in certain foreign corporations |
ALLETE INC |
| ALE |
| 018522300 |
| 05/08/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
ALLETE INC |
| ALE |
| 018522300 |
| 05/08/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
CAMERON INTERNATIONAL CORPORATION |
| CAM |
| 13342B105 |
| 05/09/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
CAMERON INTERNATIONAL CORPORATION |
| CAM |
| 13342B105 |
| 05/09/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
DUKE ENERGY CORPORATION |
| DUK |
| 26441C105 |
| 05/10/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
DUKE ENERGY CORPORATION |
| DUK |
| 26441C105 |
| 05/10/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
UNITED PARCEL SERVICE INC |
| UPS |
| 911312106 |
| 05/10/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
UNITED PARCEL SERVICE INC |
| UPS |
| 911312106 |
| 05/10/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
RELIANCE STEEL & ALUMINUM CO |
| RS |
| 759509102 |
| 05/16/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
RELIANCE STEEL & ALUMINUM CO |
| RS |
| 759509102 |
| 05/16/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
RELIANCE STEEL & ALUMINUM CO |
| RS |
| 759509102 |
| 05/16/07 |
| C |
| Y |
| F |
| F |
| In their discretion on such other matters as may properly come before the meeting |
GRANT PRIDECO. INC |
| GRP |
| 38821G101 |
| 05/17/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
THE WILLIAMS COMPANIES INC |
| WMB |
| 969457100 |
| 05/17/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
THE WILLIAMS COMPANIES INC |
| WMB |
| 969457100 |
| 05/17/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
THE WILLIAMS COMPANIES INC |
| WMB |
| 969457100 |
| 05/17/07 |
| C |
| Y |
| F |
| F |
| Approval of the incentive plan |
THE WILLIAMS COMPANIES INC |
| WMB |
| 969457100 |
| 05/17/07 |
| C |
| Y |
| F |
| F |
| Approval of the employee stock purchase plan |
THE WILLIAMS COMPANIES INC |
| WMB |
| 969457100 |
| 05/17/07 |
| C |
| Y |
| F |
| F |
| Approval of the employee stock purchase plan |
TIME WARNER INC |
| TWX |
| 887317105 |
| 05/18/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
TIME WARNER INC |
| TWX |
| 887317105 |
| 05/18/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
TIME WARNER INC |
| TWX |
| 887317105 |
| 05/18/07 |
| C |
| Y |
| F |
| F |
| Company proposal to amend the company’s restated certificate of incorporation |
TIME WARNER INC |
| TWX |
| 887317105 |
| 05/18/07 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal regarding simple majority vote |
TIME WARNER INC |
| TWX |
| 887317105 |
| 05/18/07 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal to ratify compensation of executive officers |
TIME WARNER INC |
| TWX |
| 887317105 |
| 05/18/07 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal regarding simple majority vote |
TIME WARNER INC |
| TWX |
| 887317105 |
| 05/18/07 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal regarding special shareholder meetings |
TIME WARNER INC |
| TWX |
| 887317105 |
| 05/18/07 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal regarding stockholder ratification of director compensation when a stockholder rights plan has been adopted |
CADBURY SCHWEPPES PLC |
| CSG |
| 127209302 |
| 05/24/07 |
| C |
| Y |
| F |
| F |
| Financial statements |
CADBURY SCHWEPPES PLC |
| CSG |
| 127209302 |
| 05/24/07 |
| C |
| Y |
| F |
| F |
| Declaration of final dividend 2006 |
CADBURY SCHWEPPES PLC |
| CSG |
| 127209302 |
| 05/24/07 |
| C |
| Y |
| F |
| F |
| Directors’ remuneration report |
CADBURY SCHWEPPES PLC |
| CSG |
| 127209302 |
| 05/24/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
CADBURY SCHWEPPES PLC |
| CSG |
| 127209302 |
| 05/24/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
CADBURY SCHWEPPES PLC |
| CSG |
| 127209302 |
| 05/24/07 |
| C |
| Y |
| F |
| F |
| Remuneration of auditors |
CADBURY SCHWEPPES PLC |
| CSG |
| 127209302 |
| 05/24/07 |
| C |
| Y |
| F |
| F |
| Approve proposed amendments to the group share plans |
CADBURY SCHWEPPES PLC |
| CSG |
| 127209302 |
| 05/24/07 |
| C |
| Y |
| F |
| F |
| Authority to allot relevant securities |
CADBURY SCHWEPPES PLC |
| CSG |
| 127209302 |
| 05/24/07 |
| C |
| Y |
| F |
| F |
| Authority to serve communications by electronic means |
CADBURY SCHWEPPES PLC |
| CSG |
| 127209302 |
| 05/24/07 |
| C |
| Y |
| F |
| F |
| Authority to allot equity securities |
CADBURY SCHWEPPES PLC |
| CSG |
| 127209302 |
| 05/24/07 |
| C |
| Y |
| F |
| F |
| Authority to make market purchases |
SANDISK CORPORATION |
| SNDK |
| 80004C101 |
| 05/24/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
SANDISK CORPORATION |
| SNDK |
| 80004C102 |
| 05/24/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
SANDISK CORPORATION |
| SNDK |
| 80004C103 |
| 05/24/07 |
| SH |
| Y |
| A |
| F |
| To consider a stockholder proposal regarding performance-vesting shares |
WHITE MOUNTAINS INSURANCE GROUP, LTD |
| WTM |
| G9618E107 |
| 05/24/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
WHITE MOUNTAINS INSURANCE GROUP, LTD |
| WTM |
| G9618E107 |
| 05/24/07 |
| C |
| Y |
| F |
| F |
| Amendment to the company’s by-laws |
WHITE MOUNTAINS INSURANCE GROUP, LTD |
| WTM |
| G9618E107 |
| 05/24/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
DEVON ENERGY CORPORATION |
| DVN |
| 25179M103 |
| 06/06/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
DEVON ENERGY CORPORATION |
| DVN |
| 25179M103 |
| 06/06/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
INGERSOLL-RAND COMPANY LIMITED |
| IR |
| G4776G101 |
| 06/06/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
INGERSOLL-RAND COMPANY LIMITED |
| IR |
| G4776G101 |
| 06/06/07 |
| C |
| Y |
| F |
| F |
| Adoption of incentive stock plan |
INGERSOLL-RAND COMPANY LIMITED |
| IR |
| G4776G101 |
| 06/06/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
INGERSOLL-RAND COMPANY LIMITED |
| IR |
| G4776G101 |
| 06/06/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal to require a shareholder vote on an advisory resolution with respect to executive compensation |
FEDERAL HOME LOAN MORTGAGE CORPORATION |
| FRE |
| 313400301 |
| 06/08/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
FEDERAL HOME LOAN MORTGAGE CORPORATION |
| FRE |
| 313400301 |
| 06/08/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
FEDERAL HOME LOAN MORTGAGE CORPORATION |
| FRE |
| 313400301 |
| 06/08/07 |
| C |
| Y |
| F |
| F |
| Approval of the amendment and restatement of the directors’ stock compensation plan |
LIBERTY GLOBAL INC |
| LBTYa |
| 530555101 |
| 06/19/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
LIBERTY GLOBAL INC |
| LBTYa |
| 530555101 |
| 06/19/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
PACIFIC ADVISORS FUND INC. PROXY VOTING RECORD
RECEIVED JULY 1, 2006 - JUNE 30, 2007
GROWTH FUND
|
|
|
|
|
|
|
| PROPOSED BY |
| DID |
| DID PAF VOTE |
| VOTE FOR (“F”) |
|
|
|
|
|
|
|
| MEETING |
| CO (“C”) OR |
| PAF VOTE |
| FOR (“F”) OR |
| OR AGAINST |
|
|
COMPANY NAME |
| TICKER |
| CUSIP |
| DATE |
| INVESTOR (“SH”) |
| Y OR N |
| AGAINST (“A”) |
| (“A”) MGT? |
| DESCRIPTION OF MATTER |
MITCHAM INDUSTRIES, INC. |
| MIND |
| 606501104 |
| 07/27/06 |
| C |
| Y |
| F |
| F |
| Election of nominees |
MITCHAM INDUSTRIES, INC. |
| MIND |
| 606501104 |
| 07/27/06 |
| C |
| Y |
| F |
| F |
| Adopt the stock awards plan |
MITCHAM INDUSTRIES, INC. |
| MIND |
| 606501104 |
| 07/27/06 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
CHICAGO BRIDGE & IRON COMPANY N.V |
| CBI |
| 167250109 |
| 07/28/06 |
| C |
| Y |
| F |
| F |
| Election of nominees |
CHICAGO BRIDGE & IRON COMPANY N.V |
| CBI |
| 167250109 |
| 07/28/06 |
| C |
| Y |
| F |
| F |
| Election Chicago Bridge & Iron company n.v. as a member of the management board |
CHICAGO BRIDGE & IRON COMPANY N.V |
| CBI |
| 167250109 |
| 07/28/06 |
| C |
| Y |
| F |
| F |
| To authorize the preparation of the annual accounts and the annual report |
CHICAGO BRIDGE & IRON COMPANY N.V |
| CBI |
| 167250109 |
| 07/28/06 |
| C |
| Y |
| F |
| F |
| To discharge the member of the management board liability in respect of the exercise of their duties |
CHICAGO BRIDGE & IRON COMPANY N.V |
| CBI |
| 167250109 |
| 07/28/06 |
| C |
| Y |
| F |
| F |
| To discharge the members of the supervisory board from liability in respect of the exercise of their duties |
CHICAGO BRIDGE & IRON COMPANY N.V |
| CBI |
| 167250109 |
| 07/28/06 |
| C |
| Y |
| F |
| F |
| To resolve on the final dividend |
CHICAGO BRIDGE & IRON COMPANY N.V |
| CBI |
| 167250109 |
| 07/28/06 |
| C |
| Y |
| F |
| F |
| To determine the compensation of the non-executive chairman of the supervisory board |
CHICAGO BRIDGE & IRON COMPANY N.V |
| CBI |
| 167250109 |
| 07/28/06 |
| C |
| Y |
| F |
| F |
| To approve the extension of the authority of the management board to repurchase up to 10% of the issued share capital |
CHICAGO BRIDGE & IRON COMPANY N.V |
| CBI |
| 167250109 |
| 07/28/06 |
| C |
| Y |
| F |
| F |
| To approve the extension of the authority of the supervisory board |
CHICAGO BRIDGE & IRON COMPANY N.V |
| CBI |
| 167250109 |
| 07/28/06 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
WACHOVIA CORPORATION |
| WB |
| 929903102 |
| 08/31/06 |
| C |
| Y |
| F |
| F |
| Election of nominees |
WACHOVIA CORPORATION |
| WB |
| 929903102 |
| 08/31/06 |
| C |
| Y |
| F |
| F |
| Approve the issuance of shares of common stock |
WACHOVIA CORPORATION |
| WB |
| 929903102 |
| 08/31/06 |
| C |
| Y |
| F |
| F |
| Approve the amended and restated stock incentive plan |
PHELPS DODGE CORPORATION |
| PD |
| 717265102 |
| 09/25/06 |
| C |
| Y |
| F |
| F |
| Approve the amendment to and restatement of the certificate of incorporation |
PHELPS DODGE CORPORATION |
| PD |
| 717265102 |
| 09/25/06 |
| C |
| Y |
| F |
| F |
| Approve the issuance of common stock |
PHELPS DODGE CORPORATION |
| PD |
| 717265102 |
| 09/25/06 |
| C |
| Y |
| F |
| F |
| Approve the postponement of adjournment of the special meeting |
PHELPS DODGE CORPORATION |
| PD |
| 717265102 |
| 09/25/06 |
| C |
| Y |
| F |
| F |
| Approve the postponement or adjournment of the special meeting |
SEAGATE TECHNOLOGY |
| STX |
| G7945J104 |
| 10/26/06 |
| C |
| Y |
| F |
| F |
| Election of nominees |
SEAGATE TECHNOLOGY |
| STX |
| G7945J104 |
| 10/26/06 |
| C |
| Y |
| F |
| F |
| Approve an increase in shares eligible for issuance under 2004 stock compensation plan in the amount of 36 million shares |
SEAGATE TECHNOLOGY |
| STX |
| G7945J104 |
| 10/26/06 |
| C |
| Y |
| F |
| F |
| Approve an increase in the issuable shares for purchase under employee stock purchase plan in the amount of 10 million shares |
SEAGATE TECHNOLOGY |
| STX |
| G7945J104 |
| 10/26/06 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
ELKCORP |
| ELK |
| 287456107 |
| 10/31/06 |
| C |
| Y |
| F |
| F |
| Election of nominees |
ELKCORP |
| ELK |
| 287456107 |
| 10/31/06 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
MICROSOFT CORPORATION |
| MSFT |
| 594918104 |
| 11/14/06 |
| C |
| Y |
| F |
| F |
| Election of nominees |
MICROSOFT CORPORATION |
| MSFT |
| 594918104 |
| 11/14/06 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
MICROSOFT CORPORATION |
| MSFT |
| 594918104 |
| 11/14/06 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal - restriction on selling products and services of foreign governments |
MICROSOFT CORPORATION |
| MSFT |
| 594918104 |
| 11/14/06 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal - sexual orientation in equal employment opportunity policy |
MICROSOFT CORPORATION |
| MSFT |
| 594918104 |
| 11/14/06 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal - hiring of proxy advisor |
CISCO SYSTEMS, INC |
| CSCO |
| 17275R102 |
| 11/15/06 |
| C |
| Y |
| F |
| F |
| Election of nominees |
CISCO SYSTEMS, INC |
| CSCO |
| 17275R102 |
| 11/15/06 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
CISCO SYSTEMS, INC |
| CSCO |
| 17275R102 |
| 11/15/06 |
| SH |
| Y |
| A |
| F |
| Proposal submitted by a shareholder |
CISCO SYSTEMS, INC |
| CSCO |
| 17275R102 |
| 11/15/06 |
| SH |
| Y |
| A |
| F |
| Proposal submitted by shareholders |
CISCO SYSTEMS, INC |
| CSCO |
| 17275R102 |
| 11/15/06 |
| SH |
| Y |
| A |
| F |
| Proposal submitted by shareholders |
BHP BILLITON LIMITED |
| BHP |
| 088606108 |
| 11/29/06 |
| C |
| Y |
| F |
| F |
| To receive the 2006 financial statement and reports for BHP Billiton Plc |
BHP BILLITON LIMITED |
| BHP |
| 088606108 |
| 11/29/06 |
| C |
| Y |
| F |
| F |
| To receive the 2006 financial statement and reports for BHP Billiton Ltd |
BHP BILLITON LIMITED |
| BHP |
| 088606108 |
| 11/29/06 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
BHP BILLITON LIMITED |
| BHP |
| 088606108 |
| 11/29/06 |
| C |
| Y |
| F |
| F |
| To renew the general authority to allot shares in BHP Billiton Plc |
BHP BILLITON LIMITED |
| BHP |
| 088606108 |
| 11/29/06 |
| C |
| Y |
| F |
| F |
| To renew the disapplication of pre-emption rights in BHP Billiton Plc |
BHP BILLITON LIMITED |
| BHP |
| 088606108 |
| 11/29/06 |
| C |
| Y |
| F |
| F |
| To approve the repurchase of shares in BHP Billiton Plc |
BHP BILLITON LIMITED |
| BHP |
| 088606108 |
| 11/29/06 |
| C |
| Y |
| F |
| F |
| To approve the cancellation of shares in BHP Billiton Plc held by BHP Billiton Ltd or one of its subsidiaries |
BHP BILLITON LIMITED |
| BHP |
| 088606108 |
| 11/29/06 |
| C |
| Y |
| F |
| F |
| To approve the 2006 remuneration report |
BHP BILLITON LIMITED |
| BHP |
| 088606108 |
| 11/29/06 |
| C |
| Y |
| F |
| F |
| To approve the grant of awards |
BHP BILLITON LIMITED |
| BHP |
| 088606108 |
| 11/29/06 |
| C |
| Y |
| F |
| F |
| To approve the BHP Billiton Global employee share plan |
BHP BILLITON LIMITED |
| BHP |
| 088606108 |
| 11/29/06 |
| C |
| Y |
| F |
| F |
| To approve an increase in the maximum aggregate remuneration paid by BHP Billiton Plc to non-executive directors |
BHP BILLITON LIMITED |
| BHP |
| 088606108 |
| 11/29/06 |
| C |
| Y |
| F |
| F |
| To approve an increase in the maximum aggregate remuneration paid by BHP Billiton Ltd to non-executive directors |
COMMERCIAL METALS COMPANY |
| CMC |
| 201723103 |
| 01/25/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
COMMERCIAL METALS COMPANY |
| CMC |
| 201723103 |
| 01/25/07 |
| C |
| Y |
| F |
| F |
| Amend and restate the company’s 1999 non-employee director stock plan |
COMMERCIAL METALS COMPANY |
| CMC |
| 201723103 |
| 01/25/07 |
| C |
| Y |
| F |
| F |
| To approve the company’s 2006 cash incentive plan |
COMMERCIAL METALS COMPANY |
| CMC |
| 201723103 |
| 01/25/07 |
| C |
| Y |
| F |
| F |
| To approve the company’s 2006 long-term equity incentive plan |
COMMERCIAL METALS COMPANY |
| CMC |
| 201723103 |
| 01/25/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
COMMERCIAL METALS COMPANY |
| CMC |
| 201723103 |
| 01/25/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal requesting the addition of sexual orientation to the company’s written non-discrimination policy |
BECTON DICKINSON AND COMPANY |
| BDX |
| 075887109 |
| 01/30/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
BECTON DICKINSON AND COMPANY |
| BDX |
| 075887109 |
| 01/30/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
BECTON DICKINSON AND COMPANY |
| BDX |
| 075887109 |
| 01/30/07 |
| C |
| Y |
| F |
| F |
| Amendment to the 2004 employee and director equity based compensation plan |
BECTON DICKINSON AND COMPANY |
| BDX |
| 075887109 |
| 01/30/07 |
| SH |
| Y |
| A |
| F |
| Cumulative voting |
BECTON DICKINSON AND COMPANY |
| BDX |
| 075887109 |
| 01/30/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
BECTON DICKINSON AND COMPANY |
| BDX |
| 075887109 |
| 01/30/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
BECTON DICKINSON AND COMPANY |
| BDX |
| 075887109 |
| 01/30/07 |
| C |
| Y |
| F |
| F |
| Amendment to the 2004 employee and director equity based compensation plan |
BECTON DICKINSON AND COMPANY |
| BDX |
| 075887109 |
| 01/30/07 |
| C |
| Y |
| A |
| F |
| Cumulative voting |
QUALCOMM INCORPORATED |
| QCOM |
| 747525103 |
| 03/13/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
QUALCOMM INCORPORATED |
| QCOM |
| 747525103 |
| 03/13/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
CAREMARK RX INC |
| CMX |
| 141705103 |
| 03/16/07 |
| C |
| Y |
| F |
| F |
| To adopt the agreement and plan of merger |
CAREMARK RX INC |
| CMX |
| 141705103 |
| 03/16/07 |
| C |
| Y |
| F |
| F |
| To approve any adjournment or postponement of the special meeting |
CAREMARK RX INC |
| CMX |
| 141705103 |
| 03/16/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
CAREMARK RX INC |
| CMX |
| 141705103 |
| 03/16/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
CHATTEM, INC |
| CHTT |
| 162456107 |
| 04/11/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
CHATTEM, INC |
| CHTT |
| 162456107 |
| 04/11/07 |
| C |
| Y |
| F |
| F |
| Ratification of the compensation committee’s interpretation of each of the company’s non-statutory stock option plan |
CHATTEM, INC |
| CHTT |
| 162456107 |
| 04/11/07 |
| C |
| Y |
| F |
| F |
| Approval of an amendment to the company’s stock incentive plan |
CHATTEM, INC |
| CHTT |
| 162456107 |
| 04/11/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
CARBO CERAMICS INC |
| CRR |
| 140781105 |
| 04/17/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
CARBO CERAMICS INC |
| CRR |
| 140781105 |
| 04/17/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
WACHOVIA CORPORATION |
| WB |
| 929903102 |
| 04/17/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
WACHOVIA CORPORATION |
| WB |
| 929903102 |
| 04/17/07 |
| C |
| Y |
| F |
| F |
| To amend articles of incorporation to eliminate the provisions classifying the terms of its board of directors |
WACHOVIA CORPORATION |
| WB |
| 929903102 |
| 04/17/07 |
| C |
| Y |
| F |
| F |
| To amend articles of incorporation to provide for majority voting in uncontested director elections |
WACHOVIA CORPORATION |
| WB |
| 929903102 |
| 04/17/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
WACHOVIA CORPORATION |
| WB |
| 929903102 |
| 04/17/07 |
| SH |
| Y |
| A |
| F |
| A stockholder proposal regarding non-binding stockholder vote ratifying executive compensation |
WACHOVIA CORPORATION |
| WB |
| 929903102 |
| 04/17/07 |
| SH |
| Y |
| A |
| F |
| A stockholder proposal regarding qualifications of director nominees |
WACHOVIA CORPORATION |
| WB |
| 929903102 |
| 04/17/07 |
| SH |
| Y |
| A |
| F |
| A stockholder proposal regarding reporting political contributions |
WACHOVIA CORPORATION |
| WB |
| 929903102 |
| 04/17/07 |
| SH |
| Y |
| A |
| F |
| A stockholder proposal regarding separating the offices of chairman and chief executive officer |
ENCANA CORPORATION |
| ECA |
| 292505104 |
| 04/23/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
ENCANA CORPORATION |
| ECA |
| 292505104 |
| 04/23/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
ENCANA CORPORATION |
| ECA |
| 292505104 |
| 04/23/07 |
| C |
| Y |
| F |
| F |
| Reconfirmation of the shareholder rights plan |
ENCANA CORPORATION |
| ECA |
| 292505104 |
| 04/23/07 |
| C |
| Y |
| F |
| F |
| Amendment to the employee stock option plan |
ENCANA CORPORATION |
| ECA |
| 292505104 |
| 04/23/07 |
| C |
| Y |
| F |
| F |
| Amendment to the employee stock option |
HONEYWELL INTERNATIONAL INC |
| HON |
| 438516106 |
| 04/23/07 |
| C |
| Y |
| A |
| F |
| Election of nominees |
HONEYWELL INTERNATIONAL INC |
| HON |
| 438516106 |
| 04/23/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
HONEYWELL INTERNATIONAL INC |
| HON |
| 438516106 |
| 04/23/07 |
| C |
| Y |
| F |
| F |
| 2007 global employee stock plan |
HONEYWELL INTERNATIONAL INC |
| HON |
| 438516106 |
| 04/23/07 |
| SH |
| Y |
| A |
| F |
| Recoup unearned management bonuses |
HONEYWELL INTERNATIONAL INC |
| HON |
| 438516106 |
| 04/23/07 |
| SH |
| Y |
| A |
| F |
| Performance based stock options |
HONEYWELL INTERNATIONAL INC |
| HON |
| 438516106 |
| 04/23/07 |
| SH |
| Y |
| A |
| F |
| Special shareholder meetings |
HONEYWELL INTERNATIONAL INC |
| HON |
| 438516106 |
| 04/23/07 |
| SH |
| Y |
| A |
| F |
| Six sigma |
KIRBY CORPORATION |
| KEX |
| 497266106 |
| 04/24/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
KIRBY CORPORATION |
| KEX |
| 497266106 |
| 04/24/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
GENERAL ELECTRIC COMPANY |
| GE |
| 369604103 |
| 04/25/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
GENERAL ELECTRIC COMPANY |
| GE |
| 369604103 |
| 04/25/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
GENERAL ELECTRIC COMPANY |
| GE |
| 369604103 |
| 04/25/07 |
| C |
| Y |
| F |
| F |
| Adoption of majority voting for directors |
GENERAL ELECTRIC COMPANY |
| GE |
| 369604103 |
| 04/25/07 |
| C |
| Y |
| F |
| F |
| Approval of 2007 long term incentive plan |
GENERAL ELECTRIC COMPANY |
| GE |
| 369604103 |
| 04/25/07 |
| C |
| Y |
| F |
| F |
| Approval of material terms of senior officer performance goals |
GENERAL ELECTRIC COMPANY |
| GE |
| 369604103 |
| 04/25/07 |
| SH |
| Y |
| A |
| F |
| Cumulative voting |
GENERAL ELECTRIC COMPANY |
| GE |
| 369604103 |
| 04/25/07 |
| SH |
| Y |
| A |
| F |
| Curb over-extended directors |
GENERAL ELECTRIC COMPANY |
| GE |
| 369604103 |
| 04/25/07 |
| SH |
| Y |
| A |
| F |
| One director from the ranks of retirees |
GENERAL ELECTRIC COMPANY |
| GE |
| 369604103 |
| 04/25/07 |
| SH |
| Y |
| A |
| F |
| Independent board chairman |
GENERAL ELECTRIC COMPANY |
| GE |
| 369604103 |
| 04/25/07 |
| SH |
| Y |
| A |
| F |
| Eliminate dividend equivalents |
GENERAL ELECTRIC COMPANY |
| GE |
| 369604103 |
| 04/25/07 |
| SH |
| Y |
| A |
| F |
| Report on charitable contributions |
GENERAL ELECTRIC COMPANY |
| GE |
| 369604103 |
| 04/25/07 |
| SH |
| Y |
| A |
| F |
| Global warming report |
GENERAL ELECTRIC COMPANY |
| GE |
| 369604103 |
| 04/25/07 |
| SH |
| Y |
| A |
| F |
| Ethical criteria for military contracts |
GENERAL ELECTRIC COMPANY |
| GE |
| 369604103 |
| 04/25/07 |
| SH |
| Y |
| A |
| F |
| Report on pay differential |
MARATHON OIL CORPORATION |
| MRO |
| 565849106 |
| 04/25/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
MARATHON OIL CORPORATION |
| MRO |
| 565849106 |
| 04/25/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
MARATHON OIL CORPORATION |
| MRO |
| 565849106 |
| 04/25/07 |
| C |
| Y |
| F |
| F |
| Approval of 2007 incentive compensation plan |
MARATHON OIL CORPORATION |
| MRO |
| 565849106 |
| 04/25/07 |
| C |
| Y |
| F |
| F |
| Board proposal to amend the restated certificate of incorporation and by-laws to eliminate the supermajority vote provision |
MARATHON OIL CORPORATION |
| MRO |
| 565849106 |
| 04/25/07 |
| C |
| Y |
| F |
| F |
| Board proposal to amend the restated certificate of incorporation to increase the number of authorized shares of common stock |
JOHNSON & JOHNSON |
| JNJ |
| 478160104 |
| 04/26/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
JOHNSON & JOHNSON |
| JNJ |
| 478160104 |
| 04/26/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
JOHNSON & JOHNSON |
| JNJ |
| 478160104 |
| 04/26/07 |
| SH |
| Y |
| A |
| F |
| Proposal on majority voting requirements for director nominees |
JOHNSON & JOHNSON |
| JNJ |
| 478160104 |
| 04/26/07 |
| SH |
| Y |
| A |
| F |
| Proposal on supplemental retirement plan |
PFIZER INC |
| PFE |
| 717081103 |
| 04/26/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
PFIZER INC |
| PFE |
| 717081103 |
| 04/26/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
PFIZER INC |
| PFE |
| 717081103 |
| 04/26/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal relating to cumulative voting |
PFIZER INC |
| PFE |
| 717081103 |
| 04/26/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal requesting a report on the rational for exporting animal experimentation. |
PFIZER INC |
| PFE |
| 717081103 |
| 04/26/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal requesting a report on the feasibility of amending corporate policy on laboratory animal care and use |
PFIZER INC |
| PFE |
| 717081103 |
| 04/26/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal relating to qualifications for director nominees |
BOEING COMPANY |
| BA |
| 097023105 |
| 04/30/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
BOEING COMPANY |
| BA |
| 097023105 |
| 04/30/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
BOEING COMPANY |
| BA |
| 097023105 |
| 04/30/07 |
| SH |
| Y |
| A |
| F |
| Prepare a report on foreign military sales |
BOEING COMPANY |
| BA |
| 097023105 |
| 04/30/07 |
| SH |
| Y |
| A |
| F |
| Develop and adopt human rights policies |
BOEING COMPANY |
| BA |
| 097023105 |
| 04/30/07 |
| SH |
| Y |
| A |
| F |
| Prepare a report on charitable contributions |
BOEING COMPANY |
| BA |
| 097023105 |
| 04/30/07 |
| SH |
| Y |
| A |
| F |
| Prepare a report on political contributions |
BOEING COMPANY |
| BA |
| 097023105 |
| 04/30/07 |
| SH |
| Y |
| A |
| F |
| Separate the roles of CEO and chairman |
BOEING COMPANY |
| BA |
| 097023105 |
| 04/30/07 |
| SH |
| Y |
| A |
| F |
| Subject rights plans to shareholder vote |
BOEING COMPANY |
| BA |
| 097023105 |
| 04/30/07 |
| SH |
| Y |
| A |
| F |
| Advisory vote on compensation discussion and analysis |
BOEING COMPANY |
| BA |
| 097023105 |
| 04/30/07 |
| SH |
| Y |
| A |
| F |
| Adopt a policy on performance - based stock options |
BOEING COMPANY |
| BA |
| 097023105 |
| 04/30/07 |
| SH |
| Y |
| A |
| F |
| Recoup unearned management bonuses |
HORNBECK OFFSHORE SERVICES INC |
| HOS |
| 440543106 |
| 05/01/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
HORNBECK OFFSHORE SERVICES INC |
| HOS |
| 440543106 |
| 05/01/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
APACHE CORPORATION |
| APA |
| 037411105 |
| 05/02/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
APACHE CORPORATION |
| APA |
| 037411105 |
| 05/02/07 |
| C |
| Y |
| F |
| F |
| Approval of 2007 omnibus equity compensation plan |
APACHE CORPORATION |
| APA |
| 037411105 |
| 05/02/07 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal concerning reimbursement of proxy expenses |
LOUISIANA-PACIFIC CORPORATION |
| LPX |
| 546347105 |
| 05/03/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
LOUISIANA-PACIFIC CORPORATION |
| LPX |
| 546347105 |
| 05/03/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
LYONDELL CHEMICAL COMPANY |
| LYO |
| 552078107 |
| 05/03/07 |
| C |
| Y |
| F |
| F |
| Election for nominees |
LYONDELL CHEMICAL COMPANY |
| LYO |
| 552078107 |
| 05/03/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
LYONDELL CHEMICAL COMPANY |
| LYO |
| 552078107 |
| 05/03/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal regarding a political contribution report |
FMC TECHNOLOGIES INC |
| FTI |
| 30249U101 |
| 05/04/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
OCCIDENTAL PETROLEUM CORPORATION |
| OXY |
| 674599105 |
| 05/04/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
OCCIDENTAL PETROLEUM CORPORATION |
| OXY |
| 674599105 |
| 05/04/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
OCCIDENTAL PETROLEUM CORPORATION |
| OXY |
| 674599105 |
| 05/04/07 |
| C |
| Y |
| F |
| F |
| Approval of amendment to long-term incentive plan |
OCCIDENTAL PETROLEUM CORPORATION |
| OXY |
| 674599105 |
| 05/04/07 |
| SH |
| Y |
| A |
| F |
| Proposal scientific report on global warming |
OCCIDENTAL PETROLEUM CORPORATION |
| OXY |
| 674599105 |
| 05/04/07 |
| SH |
| Y |
| A |
| F |
| Proposal advisory vote to ratify executive compensation |
OCCIDENTAL PETROLEUM CORPORATION |
| OXY |
| 674599105 |
| 05/04/07 |
| SH |
| Y |
| A |
| F |
| Performance based stock options |
ZIMMER HOLDINGS, INC |
| ZMH |
| 98956P102 |
| 05/07/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
ZIMMER HOLDINGS, INC |
| ZMH |
| 98956P102 |
| 05/07/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
ZIMMER HOLDINGS, INC |
| ZMH |
| 98956P102 |
| 05/07/07 |
| C |
| Y |
| F |
| F |
| Amendment of restated certificate of incorporation to require annual electron of all directors |
ZIMMER HOLDINGS, INC |
| ZMH |
| 98956P102 |
| 05/07/07 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal to adopt ample majority vote |
ITT CORPORATION |
| ITT |
| 450911102 |
| 05/08/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
ITT CORPORATION |
| ITT |
| 450911102 |
| 05/08/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
QUEST DIAGNOSTICS INCORPORATED |
| DGX |
| 74834L100 |
| 05/08/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
QUEST DIAGNOSTICS INCORPORATED |
| DGX |
| 74834L100 |
| 05/08/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
CONOCOPHILLIPS |
| COP |
| 20825C104 |
| 05/09/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
CONOCOPHILLIPS |
| COP |
| 20825C104 |
| 05/09/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
CONOCOPHILLIPS |
| COP |
| 20825C104 |
| 05/09/07 |
| SH |
| Y |
| A |
| F |
| Corporation political contributions |
CONOCOPHILLIPS |
| COP |
| 20825C104 |
| 05/09/07 |
| SH |
| Y |
| A |
| F |
| Global warming- renewable |
CONOCOPHILLIPS |
| COP |
| 20825C104 |
| 05/09/07 |
| SH |
| Y |
| A |
| F |
| Qualification for director nominees |
CONOCOPHILLIPS |
| COP |
| 20825C104 |
| 05/09/07 |
| SH |
| Y |
| A |
| F |
| Drilling in sensitive /protected areas |
CONOCOPHILLIPS |
| COP |
| 20825C104 |
| 05/09/07 |
| SH |
| Y |
| A |
| F |
| Report on recognition of indigenous rights |
CONOCOPHILLIPS |
| COP |
| 20825C104 |
| 05/09/07 |
| SH |
| Y |
| A |
| F |
| Community accountability |
CHICAGO BRIDGE & IRON COMPANY N.V |
| CBI |
| 167250109 |
| 05/10/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
CHICAGO BRIDGE & IRON COMPANY N.V |
| CBI |
| 167250109 |
| 05/10/07 |
| C |
| Y |
| F |
| F |
| To authorize the preparation of the annual accounts and the annual report |
CHICAGO BRIDGE & IRON COMPANY N.V |
| CBI |
| 167250109 |
| 05/10/07 |
| C |
| Y |
| F |
| F |
| To discharge the members of the management board from liability |
CHICAGO BRIDGE & IRON COMPANY N.V |
| CBI |
| 167250109 |
| 05/10/07 |
| C |
| Y |
| F |
| F |
| To discharge the members of the supervisory board from liability |
CHICAGO BRIDGE & IRON COMPANY N.V |
| CBI |
| 167250109 |
| 05/10/07 |
| C |
| Y |
| F |
| F |
| To resolve on the final dividend |
CHICAGO BRIDGE & IRON COMPANY N.V |
| CBI |
| 167250109 |
| 05/10/07 |
| C |
| Y |
| F |
| F |
| To approve the extension of the authority of the management board to repurchase the issued share capital |
CHICAGO BRIDGE & IRON COMPANY N.V |
| CBI |
| 167250109 |
| 05/10/07 |
| C |
| Y |
| F |
| F |
| To approve the extension of the authority of the supervisory board to issue rights to acquire shares |
CHICAGO BRIDGE & IRON COMPANY N.V |
| CBI |
| 167250109 |
| 05/10/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
CHICAGO BRIDGE & IRON COMPANY N.V. |
| CBI |
| 167250109 |
| 05/10/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
CHICAGO BRIDGE & IRON COMPANY N.V. |
| CBI |
| 167250109 |
| 05/10/07 |
| C |
| Y |
| F |
| F |
| To authorize the preparation of the annual accounts and the annual report and to adopt the Dutch statutory annual accounts |
CHICAGO BRIDGE & IRON COMPANY N.V. |
| CBI |
| 167250109 |
| 05/10/07 |
| C |
| Y |
| F |
| F |
| To discharge the members of the management board from liability in respect of the exercise of their duties |
CHICAGO BRIDGE & IRON COMPANY N.V. |
| CBI |
| 167250109 |
| 05/10/07 |
| C |
| Y |
| F |
| F |
| To discharge the members of the supervisory board from liability in respect of the exercise of their duties |
CHICAGO BRIDGE & IRON COMPANY N.V. |
| CBI |
| 167250109 |
| 05/10/07 |
| C |
| Y |
| F |
| F |
| To resolve on the final dividend for the year ended Dec 31, 2006 |
CHICAGO BRIDGE & IRON COMPANY N.V. |
| CBI |
| 167250109 |
| 05/10/07 |
| C |
| Y |
| F |
| F |
| To approve the extension of the authority of the management board to repurchase the issued shared capital |
CHICAGO BRIDGE & IRON COMPANY N.V. |
| CBI |
| 167250109 |
| 05/10/07 |
| C |
| Y |
| F |
| F |
| To approve the extension of the authority of the supervisory board to issue and /or grant rights to acquire shares |
CHICAGO BRIDGE & IRON COMPANY N.V. |
| CBI |
| 167250109 |
| 05/10/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
ITRON INC |
| ITRI |
| 465741106 |
| 05/15/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
ITRON INC |
| ITRI |
| 465741106 |
| 05/15/07 |
| C |
| Y |
| F |
| F |
| Approval of the amended and restated the stock incentive plan |
ITRON INC |
| ITRI |
| 465741106 |
| 05/15/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
XTO ENERGY INC |
| XTO |
| 98385X106 |
| 05/15/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
XTO ENERGY INC |
| XTO |
| 98385X106 |
| 05/15/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
INTEL CORPORATION |
| INTC |
| 458140100 |
| 05/16/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
INTEL CORPORATION |
| INTC |
| 458140100 |
| 05/16/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
INTEL CORPORATION |
| INTC |
| 458140100 |
| 05/16/07 |
| C |
| Y |
| F |
| F |
| Amendment and extension of the 2006 equity incentive plan |
INTEL CORPORATION |
| INTC |
| 458140100 |
| 05/16/07 |
| C |
| Y |
| F |
| F |
| Approval of the 2007 executive officer incentive plan |
INTEL CORPORATION |
| INTC |
| 458140100 |
| 05/16/07 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal requesting limitation on executive compensation |
ST. JUDE MEDICAL INC |
| STJ |
| 790849103 |
| 05/16/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
ST. JUDE MEDICAL INC |
| STJ |
| 790849103 |
| 05/16/07 |
| C |
| Y |
| F |
| F |
| To approve the stock incentive plan |
ST. JUDE MEDICAL INC |
| STJ |
| 790849103 |
| 05/16/07 |
| C |
| Y |
| F |
| F |
| To approve the employee stock purchase plan |
ST. JUDE MEDICAL INC |
| STJ |
| 790849103 |
| 05/16/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
WELLPOINT, INC |
| WLP |
| 94973V107 |
| 05/16/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
WELLPOINT, INC |
| WLP |
| 94973V107 |
| 05/16/07 |
| C |
| Y |
| F |
| F |
| To approve majority voting for the election of directors |
WELLPOINT, INC |
| WLP |
| 94973V107 |
| 05/16/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
CITIZENS COMMUNICATIONS COMPANY |
| CZN |
| 17453B101 |
| 05/18/07 |
| C |
| Y |
| F |
| F |
| To adopt the 2008 incentive plan |
CITIZENS COMMUNICATIONS COMPANY |
| CZN |
| 17453B101 |
| 05/18/07 |
| C |
| Y |
| F |
| F |
| To adopt an amendment to the amended and restated 2000 equity incentive plan |
CITIZENS COMMUNICATIONS COMPANY |
| CZN |
| 17453B101 |
| 05/18/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
GLAXOSMITHKLINE PLC |
| GSK |
| 37733W105 |
| 05/23/07 |
| C |
| Y |
| F |
| F |
| To receive and adopt the directors’ report and the financial statements |
GLAXOSMITHKLINE PLC |
| GSK |
| 37733W105 |
| 05/23/07 |
| C |
| Y |
| F |
| F |
| To approve the remuneration report |
GLAXOSMITHKLINE PLC |
| GSK |
| 37733W105 |
| 05/23/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
GLAXOSMITHKLINE PLC |
| GSK |
| 37733W105 |
| 05/23/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
GLAXOSMITHKLINE PLC |
| GSK |
| 37733W105 |
| 05/23/07 |
| C |
| Y |
| F |
| F |
| Remuneration of auditors |
GLAXOSMITHKLINE PLC |
| GSK |
| 37733W105 |
| 05/23/07 |
| C |
| Y |
| F |
| F |
| To authorize the company to make donations to political organizations |
GLAXOSMITHKLINE PLC |
| GSK |
| 37733W105 |
| 05/23/07 |
| C |
| Y |
| F |
| F |
| Authority to allot shares |
GLAXOSMITHKLINE PLC |
| GSK |
| 37733W105 |
| 05/23/07 |
| C |
| Y |
| F |
| F |
| Misapplication of pre-emption rights |
GLAXOSMITHKLINE PLC |
| GSK |
| 37733W105 |
| 05/23/07 |
| C |
| Y |
| F |
| F |
| Authority for the company to purchase its own shares |
GLAXOSMITHKLINE PLC |
| GSK |
| 37733W105 |
| 05/23/07 |
| SH |
| Y |
| F |
| F |
| Amendment of the articles of association |
THE HOME DEPOT INC |
| HD |
| 437076102 |
| 05/24/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
THE HOME DEPOT INC |
| HD |
| 437076102 |
| 05/24/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
THE HOME DEPOT INC |
| HD |
| 437076102 |
| 05/24/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal regarding poison pill implementation |
THE HOME DEPOT INC |
| HD |
| 437076102 |
| 05/24/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal regarding employment diversity report disclosure |
THE HOME DEPOT INC |
| HD |
| 437076102 |
| 05/24/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal regarding executive officer compensation |
THE HOME DEPOT INC |
| HD |
| 437076102 |
| 05/24/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal regarding management bonuses |
THE HOME DEPOT INC |
| HD |
| 437076102 |
| 05/24/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal regarding retirement benefits |
THE HOME DEPOT INC |
| HD |
| 437076102 |
| 05/24/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal regarding equity compensation |
THE HOME DEPOT INC |
| HD |
| 437076102 |
| 05/24/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal regarding pay-for-superior performance |
THE HOME DEPOT INC |
| HD |
| 437076102 |
| 05/24/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal regarding political nonpartisanship |
THE HOME DEPOT INC |
| HD |
| 437076102 |
| 05/24/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal regarding chairman and CEO |
UNITEDHEALTH GROUP INCORPORATED |
| UNH |
| 91324P102 |
| 05/29/07 |
| SH |
| Y |
| F |
| F |
| Election of nominees |
UNITEDHEALTH GROUP INCORPORATED |
| UNH |
| 91324P102 |
| 05/29/07 |
| C |
| Y |
| F |
| F |
| Amendment to articles of incorporation requiring a majority vote for election of directors |
UNITEDHEALTH GROUP INCORPORATED |
| UNH |
| 91324P102 |
| 05/29/07 |
| C |
| Y |
| F |
| F |
| Amendment to articles of incorporation and bylaws providing for the annual election of all members of the board of directors |
UNITEDHEALTH GROUP INCORPORATED |
| UNH |
| 91324P102 |
| 05/29/07 |
| C |
| Y |
| F |
| F |
| Amendment to articles of incorporation and bylaws to eliminate supermajority provisions for the removal of directors |
UNITEDHEALTH GROUP INCORPORATED |
| UNH |
| 91324P102 |
| 05/29/07 |
| C |
| Y |
| F |
| F |
| Amendment to articles of incorporation to eliminate supermajority provisions relating to certain business combinations |
UNITEDHEALTH GROUP INCORPORATED |
| UNH |
| 91324P102 |
| 05/29/07 |
| C |
| Y |
| F |
| F |
| Adoption of restated articles of incorporation |
UNITEDHEALTH GROUP INCORPORATED |
| UNH |
| 91324P102 |
| 05/29/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
UNITEDHEALTH GROUP INCORPORATED |
| UNH |
| 91324P102 |
| 05/29/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal concerning performance - vesting shares |
UNITEDHEALTH GROUP INCORPORATED |
| UNH |
| 91324P102 |
| 05/29/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal concerning supplement executive retirement plan |
UNITEDHEALTH GROUP INCORPORATED |
| UNH |
| 91324P102 |
| 05/29/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal concerning an advisory resolution on compensation of named executive officers |
UNITEDHEALTH GROUP INCORPORATED |
| UNH |
| 91324P102 |
| 05/29/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal relating to shareholder nominees for election to the board of directors |
EAST WEST BANCORP INC |
| EWBC |
| 27579R104 |
| 05/31/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
EAST WEST BANCORP INC |
| EWBC |
| 27579R104 |
| 05/31/07 |
| C |
| Y |
| F |
| F |
| Approval of performance - based bonus plan |
EAST WEST BANCORP INC |
| EWBC |
| 27579R104 |
| 05/31/07 |
| C |
| Y |
| F |
| F |
| Approval of performance stock |
EAST WEST BANCORP INC |
| EWBC |
| 27579R104 |
| 05/31/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
CHESAPEAKE ENERGY CORPORATION |
| CHK |
| 165167107 |
| 06/08/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
CHESAPEAKE ENERGY CORPORATION |
| CHK |
| 165167107 |
| 06/08/07 |
| C |
| Y |
| F |
| F |
| To approve an amendment to our long term incentive plan |
CHESAPEAKE ENERGY CORPORATION |
| CHK |
| 165167107 |
| 06/08/07 |
| C |
| Y |
| F |
| F |
| To approve an amendment to our 2003 stock award plan for non-employee directors |
AMERICA SERVICE GROUP INC |
| ASGR |
| 02364L109 |
| 06/13/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
AMERICA SERVICE GROUP INC |
| ASGR |
| 02364L109 |
| 06/13/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
ULTRA PETROLEUM CORP |
| UPL |
| 903914109 |
| 06/14/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
ULTRA PETROLEUM CORP |
| UPL |
| 903914109 |
| 06/14/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
ULTRA PETROLEUM CORP |
| UPL |
| 903914109 |
| 06/14/07 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal - climate change |
PACIFIC ADVISORS FUND INC. PROXY VOTING RECORD
RECEIVED JULY 1, 2006 - JUNE 30, 2007
MULTI-CAP VALUE FUND
|
|
|
|
|
|
|
| PROPOSED BY |
| DID |
| DID PAF VOTE |
| VOTE FOR (“F”) |
|
|
|
|
|
|
|
| MEETING |
| CO (“C”) OR |
| PAF VOTE |
| FOR (“F”) OR |
| OR AGAINST |
|
|
COMPANY NAME |
| TICKER |
| CUSIP |
| DATE |
| INVESTOR (“SH”) |
| Y OR N |
| AGAINST (“A”) |
| (“A”) MGT? |
| DESCRIPTION OF MATTER |
AT&T INC. |
| T |
| 00206R102 |
| 07/21/06 |
| C |
| Y |
| F |
| F |
| Election of nominees |
AT&T INC. |
| T |
| 00206R102 |
| 07/21/06 |
| C |
| Y |
| F |
| F |
| Approve issuance of common shares |
DELL INC. |
| DELL |
| 24702R101 |
| 07/21/06 |
| C |
| Y |
| F |
| F |
| Election of nominees |
DELL INC. |
| DELL |
| 24702R101 |
| 07/21/06 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
DELL INC. |
| DELL |
| 24702R101 |
| 07/21/06 |
| SH |
| Y |
| A |
| F |
| Global human rights standard |
DELL INC. |
| DELL |
| 24702R101 |
| 07/21/06 |
| SH |
| Y |
| A |
| F |
| Declaration of dividend |
MITCHAM INDUSTRIES, INC. |
| MIND |
| 606501104 |
| 07/27/06 |
| C |
| Y |
| F |
| F |
| Election of nominees |
MITCHAM INDUSTRIES, INC. |
| MIND |
| 606501104 |
| 07/27/06 |
| C |
| Y |
| F |
| F |
| Adopt the stock awards plan |
MITCHAM INDUSTRIES, INC. |
| MIND |
| 606501104 |
| 07/27/06 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
LUCENT TECHNOLOGIES INC |
| LU |
| 549463107 |
| 09/07/06 |
| C |
| Y |
| F |
| F |
| Election of nominees |
LUCENT TECHNOLOGIES INC |
| LU |
| 549463107 |
| 09/07/06 |
| C |
| Y |
| F |
| F |
| Approve and adopt the agreement and plan of merger |
ACTIVISION INC |
| ATVI |
| 004930202 |
| 09/14/06 |
| C |
| Y |
| F |
| F |
| Election of nominees |
ACTIVISION INC |
| ATVI |
| 004930202 |
| 09/14/06 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
ACTIVISION INC |
| ATVI |
| 004930202 |
| 09/14/06 |
| SH |
| Y |
| A |
| F |
| Approval of the stockholder proposal |
ACTIVISION INC |
| ATVI |
| 004930202 |
| 09/14/06 |
| C |
| Y |
| F |
| F |
| Vote on any other matters |
ELKCORP |
| ELK |
| 287456107 |
| 10/31/06 |
| C |
| Y |
| F |
| F |
| Election of nominees |
ELKCORP |
| ELK |
| 287456107 |
| 10/31/06 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
MICROSOFT CORPORATION |
| MSFT |
| 594918104 |
| 11/14/06 |
| C |
| Y |
| F |
| F |
| Election of nominees |
MICROSOFT CORPORATION |
| MSFT |
| 594918104 |
| 11/14/06 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
MICROSOFT CORPORATION |
| MSFT |
| 594918104 |
| 11/14/06 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal - restriction on selling products and services of foreign governments |
MICROSOFT CORPORATION |
| MSFT |
| 594918104 |
| 11/14/06 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal - sexual orientation in equal employment opportunity policy |
MICROSOFT CORPORATION |
| MSFT |
| 594918104 |
| 11/14/06 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal - hiring of proxy advisor |
CISCO SYSTEMS, INC |
| CSCO |
| 17275R102 |
| 11/15/06 |
| C |
| Y |
| F |
| F |
| Election of nominees |
CISCO SYSTEMS, INC |
| CSCO |
| 17275R102 |
| 11/15/06 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
CISCO SYSTEMS, INC |
| CSCO |
| 17275R102 |
| 11/15/06 |
| SH |
| Y |
| A |
| F |
| Proposal submitted by a shareholder |
CISCO SYSTEMS, INC |
| CSCO |
| 17275R102 |
| 11/15/06 |
| SH |
| Y |
| A |
| F |
| Proposal submitted by shareholders |
CISCO SYSTEMS, INC |
| CSCO |
| 17275R102 |
| 11/15/06 |
| SH |
| Y |
| A |
| F |
| Proposal submitted by shareholders |
CRAFTMADE INTERNATIONAL INC |
| CRFT |
| 22413E104 |
| 11/28/06 |
| C |
| Y |
| F |
| F |
| Election of nominees |
CRAFTMADE INTERNATIONAL INC |
| CRFT |
| 22413E104 |
| 11/28/06 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
CRAFTMADE INTERNATIONAL INC |
| CRFT |
| 22413E104 |
| 11/28/06 |
| C |
| Y |
| F |
| F |
| Approve the long-term incentive plan |
UNITED NATURAL FOODS INC |
| UNFI |
| 911163103 |
| 12/07/06 |
| C |
| Y |
| F |
| F |
| Election of nominees |
UNITED NATURAL FOODS INC |
| UNFI |
| 911163103 |
| 12/07/06 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
COMMERCIAL METALS COMPANY |
| CMC |
| 201723103 |
| 01/25/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
COMMERCIAL METALS COMPANY |
| CMC |
| 201723103 |
| 01/25/07 |
| C |
| Y |
| F |
| F |
| Amend and restate the company’s 1999 non-employee director stock |
COMMERCIAL METALS COMPANY |
| CMC |
| 201723103 |
| 01/25/07 |
| C |
| Y |
| F |
| F |
| To approve the company’s 2006 cash incentive plan |
COMMERCIAL METALS COMPANY |
| CMC |
| 201723103 |
| 01/25/07 |
| C |
| Y |
| F |
| F |
| To approve the company’s 2006 long-term equity incentive plan |
COMMERCIAL METALS COMPANY |
| CMC |
| 201723103 |
| 01/25/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
COMMERCIAL METALS COMPANY |
| CMC |
| 201723103 |
| 01/25/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal requesting the addition of sexual orientation to the company’s written non-discrimination policy |
CITIGROUP.INC |
| C |
| 172967101 |
| 02/21/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
CITIGROUP.INC |
| C |
| 172967101 |
| 02/21/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
CITIGROUP.INC |
| C |
| 172967101 |
| 02/21/07 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal requesting a report on prior governmental service of certain individuals |
CITIGROUP.INC |
| C |
| 172967101 |
| 02/21/07 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal requesting a report on political contributions |
CITIGROUP.INC |
| C |
| 172967101 |
| 02/21/07 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal requesting a report on charitable contributions |
CITIGROUP.INC |
| C |
| 172967101 |
| 02/21/07 |
| SH |
| Y |
| A |
| F |
| Shareowner proposal requesting an advisory resolution to ratify executive compensation |
CITIGROUP.INC |
| C |
| 172967101 |
| 02/21/07 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal requesting that CEO compensation be limited |
CITIGROUP.INC |
| C |
| 172967101 |
| 02/21/07 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal requesting that the Chairman of the Board have no management duties, titles or responsibilities |
CITIGROUP.INC |
| C |
| 172967101 |
| 02/21/07 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal requesting that stock options be subject to a five-year sales restriction |
CITIGROUP.INC |
| C |
| 172967101 |
| 02/21/07 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal requesting cumulative voting |
CITIGROUP.INC |
| C |
| 172967101 |
| 02/21/07 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal requesting that stockholders have the right to call special shareholder meetings |
WHOLE FOODS MARKET, INC |
| WFMI |
| 966837106 |
| 03/05/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
WHOLE FOODS MARKET, INC |
| WFMI |
| 966837106 |
| 03/05/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
WHOLE FOODS MARKET, INC |
| WFMI |
| 966837106 |
| 03/05/07 |
| C |
| Y |
| F |
| F |
| Proposal to approve the amendment and restatement of the stock purchase plan |
WHOLE FOODS MARKET, INC |
| WFMI |
| 966837106 |
| 03/05/07 |
| C |
| Y |
| F |
| F |
| Proposal to approve the consolidation amendment and restatement of the company’s stock option plans |
WHOLE FOODS MARKET, INC |
| WFMI |
| 966837106 |
| 03/05/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal regarding the company’s energy use |
WHOLE FOODS MARKET, INC |
| WFMI |
| 966837106 |
| 03/05/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal regarding separating the roles of our company CEO and Chairman of the board |
TYCO INTERNATIONAL LTD |
| TYC |
| 902124106 |
| 03/08/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
TYCO INTERNATIONAL LTD |
| TYC |
| 902124106 |
| 03/08/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
TYCO INTERNATIONAL LTD |
| TYC |
| 902124106 |
| 03/08/07 |
| C |
| Y |
| F |
| F |
| Approval of reverse stock split of the company’s common shares |
TYCO INTERNATIONAL LTD |
| TYC |
| 902124106 |
| 03/08/07 |
| C |
| Y |
| F |
| F |
| Approval of consequential amendment to the company’s amended and restated bylaws |
QUALCOMM INCORPORATED |
| QCOM |
| 747525103 |
| 03/13/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
QUALCOMM INCORPORATED |
| QCOM |
| 747525103 |
| 03/13/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
THE GOLDMAN SACHS GROUP INC |
| GS |
| 38141G104 |
| 03/27/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
THE GOLDMAN SACHS GROUP INC |
| GS |
| 38141G104 |
| 03/27/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
THE GOLDMAN SACHS GROUP INC |
| GS |
| 38141G104 |
| 03/27/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal regarding a charitable contributions report |
THE GOLDMAN SACHS GROUP INC |
| GS |
| 38141G104 |
| 03/27/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal regarding a sustainability report |
THE GOLDMAN SACHS GROUP INC |
| GS |
| 38141G104 |
| 03/27/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal regarding stock options |
WASHINGTON MUTUAL INC |
| WM |
| 939322103 |
| 04/17/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
WASHINGTON MUTUAL INC |
| WM |
| 939322103 |
| 04/17/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
WASHINGTON MUTUAL INC |
| WM |
| 939322103 |
| 04/17/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal relating to the company’s executive retirement plan policies |
WASHINGTON MUTUAL INC |
| WM |
| 939322103 |
| 04/17/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal relating to the company’s director election process |
WASHINGTON MUTUAL INC |
| WM |
| 939322103 |
| 04/17/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal relating to other company’s director nominees qualification requirements |
HANSEN NATURAL CORPORATION |
| HANS |
| 411310105 |
| 04/20/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
HANSEN NATURAL CORPORATION |
| HANS |
| 411310105 |
| 04/20/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
HANSEN NATURAL CORPORATION |
| HANS |
| 411310105 |
| 04/20/07 |
| C |
| Y |
| F |
| F |
| Proposal to approve the plan amendment to the company’s stock option plan for outside directors |
HONEYWELL INTERNATIONAL INC |
| HON |
| 438516106 |
| 04/23/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
HONEYWELL INTERNATIONAL INC |
| HON |
| 438516106 |
| 04/23/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
HONEYWELL INTERNATIONAL INC |
| HON |
| 438516106 |
| 04/23/07 |
| C |
| Y |
| F |
| F |
| 2007 global employee stock plan |
HONEYWELL INTERNATIONAL INC |
| HON |
| 438516106 |
| 04/23/07 |
| SH |
| Y |
| A |
| F |
| Recoup unearned management bonuses |
HONEYWELL INTERNATIONAL INC |
| HON |
| 438516106 |
| 04/23/07 |
| SH |
| Y |
| A |
| F |
| Performance based stock options |
HONEYWELL INTERNATIONAL INC |
| HON |
| 438516106 |
| 04/23/07 |
| SH |
| Y |
| A |
| F |
| Special shareholder meetings |
HONEYWELL INTERNATIONAL INC |
| HON |
| 438516106 |
| 04/23/07 |
| SH |
| Y |
| A |
| F |
| Six Sigma |
CHEVRON CORPORATION |
| CVX |
| 166764100 |
| 04/25/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
CHEVRON CORPORATION |
| CVX |
| 166764100 |
| 04/25/07 |
| C |
| Y |
| A |
| A |
| Ratify the selection of auditor |
CHEVRON CORPORATION |
| CVX |
| 166764100 |
| 04/25/07 |
| C |
| Y |
| A |
| A |
| Proposal to amend restated certificate of incorporation to repeal the supermajority vote provisions |
CHEVRON CORPORATION |
| CVX |
| 166764100 |
| 04/25/07 |
| SH |
| Y |
| A |
| F |
| Adopt policy and report on human rights |
CHEVRON CORPORATION |
| CVX |
| 166764100 |
| 04/25/07 |
| SH |
| Y |
| A |
| F |
| Adopt goals and report on greenhouse gas emissions |
CHEVRON CORPORATION |
| CVX |
| 166764100 |
| 04/25/07 |
| SH |
| Y |
| A |
| F |
| Adopt policy and report on animal welfare |
CHEVRON CORPORATION |
| CVX |
| 166764100 |
| 04/25/07 |
| SH |
| Y |
| A |
| F |
| Recommend amendment to the by-laws to separate the CEO and Chairman positions |
CHEVRON CORPORATION |
| CVX |
| 166764100 |
| 04/25/07 |
| SH |
| Y |
| A |
| F |
| Amend the by-laws regarding the stockholder rights plan policy |
CHEVRON CORPORATION |
| CVX |
| 166764100 |
| 04/25/07 |
| SH |
| Y |
| A |
| F |
| Report on host country environmental laws |
MARATHON OIL CORPORATION |
| MRO |
| 565849106 |
| 04/25/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
MARATHON OIL CORPORATION |
| MRO |
| 565849106 |
| 04/25/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
MARATHON OIL CORPORATION |
| MRO |
| 565849106 |
| 04/25/07 |
| C |
| Y |
| F |
| F |
| Approval of 2007 incentive compensation plan |
MARATHON OIL CORPORATION |
| MRO |
| 565849106 |
| 04/25/07 |
| C |
| Y |
| F |
| F |
| Board proposal to amend the restated certificate of incorporation and by-laws to eliminate the supermajority vote provision |
MARATHON OIL CORPORATION |
| MRO |
| 565849106 |
| 04/25/07 |
| C |
| Y |
| F |
| F |
| Board proposal to amend the restated certificate of incorporation to increase the number of authorized shares of common stock |
JOHNSON & JOHNSON |
| JNJ |
| 478160104 |
| 04/26/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
JOHNSON & JOHNSON |
| JNJ |
| 478160104 |
| 04/26/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
JOHNSON & JOHNSON |
| JNJ |
| 478160104 |
| 04/26/07 |
| SH |
| Y |
| A |
| F |
| Proposal on majority voting requirements for director nominees |
JOHNSON & JOHNSON |
| JNJ |
| 478160104 |
| 04/26/07 |
| SH |
| Y |
| A |
| F |
| Proposal on supplemental retirement plan |
SALLY BEAUTY HOLDINGS. INC |
| SBH |
| 79546E104 |
| 04/26/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
SALLY BEAUTY HOLDINGS. INC |
| SBH |
| 79546E104 |
| 04/26/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
SALLY BEAUTY HOLDINGS. INC |
| SBH |
| 79546E104 |
| 04/26/07 |
| C |
| Y |
| F |
| F |
| To approve the incentive plan |
SALLY BEAUTY HOLDINGS. INC |
| SBH |
| 79546E104 |
| 04/26/07 |
| C |
| Y |
| F |
| F |
| To approve the annual incentive plan |
SALLY BEAUTY HOLDINGS. INC |
| SBH |
| 79546E104 |
| 04/26/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
SALLY BEAUTY HOLDINGS. INC |
| SBH |
| 79546E104 |
| 04/26/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
SALLY BEAUTY HOLDINGS. INC |
| SBH |
| 79546E104 |
| 04/26/07 |
| C |
| Y |
| F |
| F |
| Proposal to approve the incentive plan |
SALLY BEAUTY HOLDINGS. INC |
| SBH |
| 79546E104 |
| 04/26/07 |
| C |
| Y |
| F |
| F |
| Proposal to approve the annual incentive plan |
APACHE CORPORATION |
| APA |
| 037411105 |
| 05/02/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
APACHE CORPORATION |
| APA |
| 037411105 |
| 05/02/07 |
| C |
| Y |
| F |
| F |
| Approval of 2007 omnibus equity compensation plan |
APACHE CORPORATION |
| APA |
| 037411105 |
| 05/02/07 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal concerning reimbursement of proxy expenses |
3M COMPANY |
| MMM |
| 88579Y101 |
| 05/08/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
3M COMPANY |
| MMM |
| 88579Y101 |
| 05/08/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
3M COMPANY |
| MMM |
| 88579Y101 |
| 05/08/07 |
| C |
| Y |
| F |
| F |
| Amendment of the company’s restated certificate of incorporation to eliminate the supermajority vote requirements |
3M COMPANY |
| MMM |
| 88579Y101 |
| 05/08/07 |
| C |
| Y |
| F |
| F |
| Amendment of the company’s restated certificate of incorporation to eliminate the fair price provision |
3M COMPANY |
| MMM |
| 88579Y101 |
| 05/08/07 |
| C |
| Y |
| F |
| F |
| Approval of the executive annual incentive plan |
3M COMPANY |
| MMM |
| 88579Y101 |
| 05/08/07 |
| C |
| Y |
| F |
| F |
| Approval of the material terms of ht performance criteria under the performance unit plan |
3M COMPANY |
| MMM |
| 88579Y101 |
| 05/08/07 |
| SH |
| Y |
| A |
| F |
| Executive compensation based on the performance of peer companies |
BOSTON SCIENTIFIC CORPORATION |
| BSX |
| 101137107 |
| 05/08/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
BOSTON SCIENTIFIC CORPORATION |
| BSX |
| 101137107 |
| 05/08/07 |
| C |
| Y |
| F |
| F |
| To amend the certificated of incorporation and bylaws to declassify board of directors |
BOSTON SCIENTIFIC CORPORATION |
| BSX |
| 101137107 |
| 05/08/07 |
| C |
| Y |
| F |
| F |
| To amend the certificate of incorporation and bylaws to increase the maximum size of the board of directors |
BOSTON SCIENTIFIC CORPORATION |
| BSX |
| 101137107 |
| 05/08/07 |
| C |
| Y |
| F |
| F |
| To approve a stock option exchange program for the employees |
BOSTON SCIENTIFIC CORPORATION |
| BSX |
| 101137107 |
| 05/08/07 |
| SH |
| Y |
| A |
| F |
| To require executive to meet specified stock retention guidelines |
BOSTON SCIENTIFIC CORPORATION |
| BSX |
| 101137107 |
| 05/08/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
BOSTON SCIENTIFIC CORPORATION |
| BSX |
| 101137107 |
| 05/08/07 |
| C |
| Y |
| F |
| F |
| To transact such other business as may properly come before the meeting |
THE WESTERN UNION COMPANY |
| WU |
| 959802109 |
| 05/10/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
THE WESTERN UNION COMPANY |
| WU |
| 959802109 |
| 05/10/07 |
| C |
| Y |
| F |
| F |
| Approval of the company’s long-term incentive plan |
THE WESTERN UNION COMPANY |
| WU |
| 959802109 |
| 05/10/07 |
| C |
| Y |
| F |
| F |
| Approval of the company’s senior executive incentive plan |
THE WESTERN UNION COMPANY |
| WU |
| 959802109 |
| 05/10/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
ROYAL DUTCH SHELL PLC |
| RDSA |
| 780259206 |
| 05/15/07 |
| C |
| Y |
| F |
| F |
| Adoption of annual report and accounts |
ROYAL DUTCH SHELL PLC |
| RDSA |
| 780259206 |
| 05/15/07 |
| C |
| Y |
| F |
| F |
| Approval of remuneration report |
ROYAL DUTCH SHELL PLC |
| RDSA |
| 780259206 |
| 05/15/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
ROYAL DUTCH SHELL PLC |
| RDSA |
| 780259206 |
| 05/15/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
ROYAL DUTCH SHELL PLC |
| RDSA |
| 780259206 |
| 05/15/07 |
| C |
| Y |
| F |
| F |
| Remuneration of auditors |
ROYAL DUTCH SHELL PLC |
| RDSA |
| 780259206 |
| 05/15/07 |
| C |
| Y |
| F |
| F |
| Authority to allot shares |
ROYAL DUTCH SHELL PLC |
| RDSA |
| 780259206 |
| 05/15/07 |
| C |
| Y |
| F |
| F |
| To allot equity securities to cash |
ROYAL DUTCH SHELL PLC |
| RDSA |
| 780259206 |
| 05/15/07 |
| C |
| Y |
| F |
| F |
| Authority to purchase own shares |
ROYAL DUTCH SHELL PLC |
| RDSA |
| 780259206 |
| 05/15/07 |
| C |
| Y |
| F |
| F |
| Authority for certain donations and expenditure |
AMERICAN INTERNATIONAL GROUP, INC |
| AIG |
| 026874107 |
| 05/16/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
AMERICAN INTERNATIONAL GROUP, INC |
| AIG |
| 026874107 |
| 05/16/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
AMERICAN INTERNATIONAL GROUP, INC |
| AIG |
| 026874107 |
| 05/16/07 |
| C |
| Y |
| F |
| F |
| Adoption of the stock incentive plan |
AMERICAN INTERNATIONAL GROUP, INC |
| AIG |
| 026874107 |
| 05/16/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal relating to performance-based stock options |
INTEL CORPORATION |
| INTC |
| 458140100 |
| 05/16/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
INTEL CORPORATION |
| INTC |
| 458140100 |
| 05/16/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
INTEL CORPORATION |
| INTC |
| 458140100 |
| 05/16/07 |
| C |
| Y |
| F |
| F |
| Amendment and extension of the 2006 equity incentive plan |
INTEL CORPORATION |
| INTC |
| 458140100 |
| 05/16/07 |
| C |
| Y |
| F |
| F |
| Approval of the 2007 executive officer incentive plan |
INTEL CORPORATION |
| INTC |
| 458140100 |
| 05/16/07 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal requesting limitation on executive compensation |
K-SWISS INC |
| KSWS |
| 482686102 |
| 05/22/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
K-SWISS INC |
| KSWS |
| 482686102 |
| 05/22/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
GLAXOSMITHKLINE PLC |
| GSK |
| 37733W105 |
| 05/23/07 |
| C |
| Y |
| F |
| F |
| To receive and adopt the directors’ report and the financial statements |
GLAXOSMITHKLINE PLC |
| GSK |
| 37733W105 |
| 05/23/07 |
| C |
| Y |
| F |
| F |
| To approve the remuneration report |
GLAXOSMITHKLINE PLC |
| GSK |
| 37733W105 |
| 05/23/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
GLAXOSMITHKLINE PLC |
| GSK |
| 37733W105 |
| 05/23/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
GLAXOSMITHKLINE PLC |
| GSK |
| 37733W105 |
| 05/23/07 |
| C |
| Y |
| F |
| F |
| Remuneration of auditors |
GLAXOSMITHKLINE PLC |
| GSK |
| 37733W105 |
| 05/23/07 |
| C |
| Y |
| F |
| F |
| To authorize the company to make donations to political organizations and incur political expenditure |
GLAXOSMITHKLINE PLC |
| GSK |
| 37733W105 |
| 05/23/07 |
| C |
| Y |
| F |
| F |
| Authority to allot shares |
GLAXOSMITHKLINE PLC |
| GSK |
| 37733W105 |
| 05/23/07 |
| C |
| Y |
| F |
| F |
| Misapplication of pre-emption rights |
GLAXOSMITHKLINE PLC |
| GSK |
| 37733W105 |
| 05/23/07 |
| C |
| Y |
| F |
| F |
| Authority for the company to purchase its own shares |
GLAXOSMITHKLINE PLC |
| GSK |
| 37733W105 |
| 05/23/07 |
| SH |
| Y |
| F |
| F |
| Amendment of the articles of association |
THE HOME DEPOT INC |
| HD |
| 437076102 |
| 05/24/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
THE HOME DEPOT INC |
| HD |
| 437076102 |
| 05/24/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
THE HOME DEPOT INC |
| HD |
| 437076102 |
| 05/24/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal regarding poison pill implementation |
THE HOME DEPOT INC |
| HD |
| 437076102 |
| 05/24/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal regarding employment diversity report disclosure |
THE HOME DEPOT INC |
| HD |
| 437076102 |
| 05/24/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal regarding executive officer compensation |
THE HOME DEPOT INC |
| HD |
| 437076102 |
| 05/24/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal regarding management bonuses |
THE HOME DEPOT INC |
| HD |
| 437076102 |
| 05/24/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal regarding retirement benefits |
THE HOME DEPOT INC |
| HD |
| 437076102 |
| 05/24/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal regarding equity compensation |
THE HOME DEPOT INC |
| HD |
| 437076102 |
| 05/24/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal regarding pay-for-superior performance |
THE HOME DEPOT INC |
| HD |
| 437076102 |
| 05/24/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal regarding political nonpartisanship |
THE HOME DEPOT INC |
| HD |
| 437076102 |
| 05/24/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal regarding Chairman and CEO |
UNITEDHEALTH GROUP INCORPORATED |
| UNH |
| 91324P102 |
| 05/29/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
UNITEDHEALTH GROUP INCORPORATED |
| UNH |
| 91324P102 |
| 05/29/07 |
| C |
| Y |
| F |
| F |
| Amendment to articles of incorporation requiring a majority vote for election of directors |
UNITEDHEALTH GROUP INCORPORATED |
| UNH |
| 91324P102 |
| 05/29/07 |
| C |
| Y |
| F |
| F |
| Amendment to articles of incorporation and bylaws providing for the annual election of all members of the board of directors |
UNITEDHEALTH GROUP INCORPORATED |
| UNH |
| 91324P102 |
| 05/29/07 |
| C |
| Y |
| F |
| F |
| Amendment to articles of incorporation and bylaws to eliminate supermajority provisions for the removal of directors |
UNITEDHEALTH GROUP INCORPORATED |
| UNH |
| 91324P102 |
| 05/29/07 |
| C |
| Y |
| F |
| F |
| Amendment to articles of incorporation to eliminate supermajority provisions relating to certain business combinations |
UNITEDHEALTH GROUP INCORPORATED |
| UNH |
| 91324P102 |
| 05/29/07 |
| C |
| Y |
| F |
| F |
| Adoption of restated articles of incorporation |
UNITEDHEALTH GROUP INCORPORATED |
| UNH |
| 91324P102 |
| 05/29/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
UNITEDHEALTH GROUP INCORPORATED |
| UNH |
| 91324P102 |
| 05/29/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal concerning performance -vesting shares |
UNITEDHEALTH GROUP INCORPORATED |
| UNH |
| 91324P102 |
| 05/29/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal concerning supplement executive retirement plan |
UNITEDHEALTH GROUP INCORPORATED |
| UNH |
| 91324P102 |
| 05/29/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal concerning an advisory resolution on compensation of named executive officers |
UNITEDHEALTH GROUP INCORPORATED |
| UNH |
| 91324P102 |
| 05/29/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal relating to shareholder nominees for election to the board of directors |
WAL-MART |
| WMT |
| 931142103 |
| 06/01/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
WAL-MART |
| WMT |
| 931142103 |
| 06/01/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
WAL-MART |
| WMT |
| 931142103 |
| 06/01/07 |
| SH |
| Y |
| A |
| F |
| Charitable contributions report |
WAL-MART |
| WMT |
| 931142103 |
| 06/01/07 |
| SH |
| Y |
| A |
| F |
| Universal health care policy |
WAL-MART |
| WMT |
| 931142103 |
| 06/01/07 |
| SH |
| Y |
| A |
| F |
| Pay-for-superior-performance |
WAL-MART |
| WMT |
| 931142103 |
| 06/01/07 |
| SH |
| Y |
| A |
| F |
| Equity compensation glass ceiling |
WAL-MART |
| WMT |
| 931142103 |
| 06/01/07 |
| SH |
| Y |
| A |
| F |
| Compensation disparity |
WAL-MART |
| WMT |
| 931142103 |
| 06/01/07 |
| SH |
| Y |
| A |
| F |
| Business social responsibility report |
WAL-MART |
| WMT |
| 931142103 |
| 06/01/07 |
| SH |
| Y |
| A |
| F |
| Executive compensation vote |
WAL-MART |
| WMT |
| 931142103 |
| 06/01/07 |
| SH |
| Y |
| A |
| F |
| Political contributions report |
WAL-MART |
| WMT |
| 931142103 |
| 06/01/07 |
| SH |
| Y |
| A |
| F |
| Social and reputation impact report |
WAL-MART |
| WMT |
| 931142103 |
| 06/01/07 |
| SH |
| Y |
| A |
| F |
| Cumulative voting |
WAL-MART |
| WMT |
| 931142103 |
| 06/01/07 |
| SH |
| Y |
| A |
| F |
| Qualifications for director nominees |
CHESAPEAKE ENERGY CORPORATION |
| CHK |
| 165167107 |
| 06/08/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
CHESAPEAKE ENERGY CORPORATION |
| CHK |
| 165167107 |
| 06/08/07 |
| C |
| Y |
| F |
| F |
| To approve an amendment to our long term incentive plan |
CHESAPEAKE ENERGY CORPORATION |
| CHK |
| 165167107 |
| 06/08/07 |
| C |
| Y |
| F |
| F |
| To approve an amendment to our 2003 stock award plan for non-employee directors |
SAIC, INC |
| SAI |
| 78390X101 |
| 06/08/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
SAIC, INC |
| SAI |
| 78390X101 |
| 06/08/07 |
| C |
| Y |
| F |
| F |
| Amendment to our certificate of incorporation to provide for the annual election of directors |
SAIC, INC |
| SAI |
| 78390X101 |
| 06/08/07 |
| C |
| Y |
| F |
| F |
| Amendment to our certificated of incorporation to eliminate the distinction between series of our class A preferred stock |
SAIC, INC |
| SAI |
| 78390X101 |
| 06/08/07 |
| C |
| Y |
| F |
| F |
| Approval of material terms of and certain amendments to the equity incentive plan |
SAIC, INC |
| SAI |
| 78390X101 |
| 06/08/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
PACIFIC ADVISORS FUND INC. PROXY VOTING RECORD
RECEIVED JULY 1, 2006 - JUNE 30, 2007
SMALL CAP FUND
|
|
|
|
|
|
|
| PROPOSED BY |
| DID |
| DID PAF VOTE |
| VOTE FOR (“F”) |
|
|
|
|
|
|
|
| MEETING |
| CO (“C”) OR |
| PAF VOTE |
| FOR (“F”) OR |
| OR AGAINST |
|
|
COMPANY NAME |
| TICKER |
| CUSIP |
| DATE |
| INVESTOR (“SH”) |
| Y OR N |
| AGAINST (“A”) |
| (“A”) MGT? |
| DESCRIPTION OF MATTER |
ASHWORTH, INC. |
| ASHW |
| 04516H101 |
| 07/17/06 |
| C |
| Y |
| F |
| F |
| Election of nominees |
ASHWORTH, INC. |
| ASHW |
| 04516H101 |
| 07/17/06 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
MITCHAM INDUSTRIES, INC. |
| MIND |
| 606501104 |
| 07/27/06 |
| C |
| Y |
| F |
| F |
| Election of nominees |
MITCHAM INDUSTRIES, INC. |
| MIND |
| 606501104 |
| 07/27/06 |
| C |
| Y |
| F |
| F |
| Adopt the stock awards plan |
MITCHAM INDUSTRIES, INC. |
| MIND |
| 606501104 |
| 07/27/06 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
TALK AMERICA HOLDINGS, INC. |
| TALK |
| 87426R202 |
| 08/09/06 |
| C |
| Y |
| F |
| F |
| Election of nominees |
TALK AMERICA HOLDINGS, INC. |
| TALK |
| 87426R202 |
| 08/09/06 |
| C |
| Y |
| F |
| F |
| Approve auditor proposal |
TALK AMERICA HOLDINGS, INC. |
| TALK |
| 87426R202 |
| 08/09/06 |
| C |
| Y |
| F |
| F |
| Approve employee stock purchase plan |
FROZEN FOOD EXPRESS INDUSTRIES, INC |
| FFEX |
| 359360104 |
| 09/28/06 |
| C |
| Y |
| F |
| F |
| Election of nominees |
TEAM, INC |
| TISI |
| 878155100 |
| 09/28/06 |
| C |
| Y |
| F |
| F |
| Election of nominees |
TEAM, INC |
| TISI |
| 878155100 |
| 09/28/06 |
| C |
| Y |
| F |
| F |
| Approval of the stock incentive plan |
AMERIGON INCORPORATED |
| ARGN |
| 03070L300 |
| 10/16/06 |
| C |
| Y |
| F |
| F |
| Election of nominees |
AMERIGON INCORPORATED |
| ARGN |
| 03070L300 |
| 10/16/06 |
| C |
| Y |
| F |
| F |
| To approve the amendment to the articles of incorporation to reorganize the board of directors into three classes |
MATRIX SERVICE COMPANY |
| MTRX |
| 576853105 |
| 10/23/06 |
| C |
| Y |
| F |
| F |
| Election of nominees |
MATRIX SERVICE COMPANY |
| MTRX |
| 576853105 |
| 10/23/06 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
MATRIX SERVICE COMPANY |
| MTRX |
| 576853105 |
| 10/23/06 |
| C |
| Y |
| F |
| F |
| To approve an increase in the authorized shares of common stock |
MATRIX SERVICE COMPANY |
| MTRX |
| 576853105 |
| 10/23/06 |
| C |
| Y |
| F |
| F |
| To approve the amendment and restatement of the stock option plan |
ELKCORP |
| ELK |
| 287456107 |
| 10/31/06 |
| C |
| Y |
| F |
| F |
| Election of nominees |
ELKCORP |
| ELK |
| 287456107 |
| 10/31/06 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
UNITED AMERICAN HEALTHCARE CORPORATION |
| UAHC |
| 90934C105 |
| 11/03/06 |
| C |
| Y |
| F |
| F |
| Election of nominees |
UNITED AMERICAN HEALTHCARE CORPORATION |
| UAHC |
| 90934C105 |
| 11/03/06 |
| C |
| Y |
| F |
| F |
| To approve the independent auditors |
CRAFTMADE INTERNATIONAL INC |
| CRFT |
| 22413E104 |
| 11/28/06 |
| C |
| Y |
| F |
| F |
| Election of nominees |
CRAFTMADE INTERNATIONAL INC |
| CRFT |
| 22413E104 |
| 11/28/06 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
CRAFTMADE INTERNATIONAL INC |
| CRFT |
| 22413E104 |
| 11/28/06 |
| C |
| Y |
| F |
| F |
| Approve the long-term incentive plan |
MARITRANS INC |
| TUG |
| 570363101 |
| 11/28/06 |
| C |
| Y |
| F |
| F |
| To adopt the agreement and plan of merger |
MARITRANS INC |
| TUG |
| 570363101 |
| 11/28/06 |
| C |
| Y |
| F |
| F |
| To approve the adjournment of the special meeting |
COMMERCIAL METALS COMPANY |
| CMC |
| 201723103 |
| 01/25/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
COMMERCIAL METALS COMPANY |
| CMC |
| 201723103 |
| 01/25/07 |
| C |
| Y |
| F |
| F |
| Amend and restate the company’s 1999 non-employee director stock plan |
COMMERCIAL METALS COMPANY |
| CMC |
| 201723103 |
| 01/25/07 |
| C |
| Y |
| F |
| F |
| To approve the company’s 2006 cash incentive plan |
COMMERCIAL METALS COMPANY |
| CMC |
| 201723103 |
| 01/25/07 |
| C |
| Y |
| F |
| F |
| To approve the company’s 2006 long-term equity incentive plan |
COMMERCIAL METALS COMPANY |
| CMC |
| 201723103 |
| 01/25/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
COMMERCIAL METALS COMPANY |
| CMC |
| 201723103 |
| 01/25/07 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal requesting the addition of sexual orientation to the company’s written non-discrimination policy |
RAILAMERICA INC |
| RRA |
| 750753105 |
| 02/12/07 |
| C |
| Y |
| F |
| F |
| Adoption of the agreement and plan of merger |
RAILAMERICA INC |
| RRA |
| 750753105 |
| 02/12/07 |
| C |
| Y |
| F |
| F |
| Approval of the adjournment of postponement of the special meeting |
TETRA TECHNOLOGIES, INC |
| TTEK |
| 88162G103 |
| 03/01/07 |
| C |
| Y |
| F |
| F |
| Approval of the amendment of the employee stock purchase plan |
TETRA TECHNOLOGIES, INC |
| TTEK |
| 88162G103 |
| 03/01/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
CHATTEM, INC |
| CHTT |
| 162456107 |
| 04/11/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
CHATTEM, INC |
| CHTT |
| 162456107 |
| 04/11/07 |
| C |
| Y |
| F |
| F |
| Ratify the company’s non-statutory stock option plan |
CHATTEM, INC |
| CHTT |
| 162456107 |
| 04/11/07 |
| C |
| Y |
| F |
| F |
| Approval of an amendment to the company’s stock incentive plan |
CHATTEM, INC |
| CHTT |
| 162456107 |
| 04/11/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
SAIA INC |
| SAIA |
| 78709Y105 |
| 04/19/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
SAIA INC |
| SAIA |
| 78709Y105 |
| 04/19/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
SAIA INC |
| SAIA |
| 78709Y105 |
| 04/19/07 |
| C |
| Y |
| F |
| F |
| Approve the amendment to the amended and restated omnibus incentive plan |
KIRBY CORPORATION |
| KEX |
| 497266106 |
| 04/24/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
KIRBY CORPORATION |
| KEX |
| 497266106 |
| 04/24/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
VITRAN CORPORATION INC |
| VTNC |
| 92850E107 |
| 04/24/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
VITRAN CORPORATION INC |
| VTNC |
| 92850E107 |
| 04/24/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
HORNBECK OFFSHORE SERVICES INC |
| HOS |
| 440543106 |
| 05/01/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
HORNBECK OFFSHORE SERVICES INC |
| HOS |
| 440543106 |
| 05/01/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
DARLING INTERNATIONAL INC |
| DAR |
| 237266101 |
| 05/08/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
TERRA INDUSTRIES INC |
| TRA |
| 880915103 |
| 05/08/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
TERRA INDUSTRIES INC |
| TRA |
| 880915103 |
| 05/08/07 |
| C |
| Y |
| F |
| F |
| Approval of the omnibus incentive compensation plan |
TERRA INDUSTRIES INC |
| TRA |
| 880915103 |
| 05/08/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
US XPRESS ENTERPRISES, INC |
| XPRSA |
| 90338N103 |
| 05/11/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
DENBURY RESOURCES INC |
| DNR |
| 247916208 |
| 05/15/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
DENBURY RESOURCES INC |
| DNR |
| 247916208 |
| 05/15/07 |
| C |
| Y |
| F |
| F |
| Proposal to increase the number of shares that may be used under our 2004 omnibus stock and incentive plan |
DENBURY RESOURCES INC |
| DNR |
| 247916208 |
| 05/15/07 |
| C |
| Y |
| F |
| F |
| Proposal to increase the number of shares that may be used under our employee stock purchase plan |
DENBURY RESOURCES INC |
| DNR |
| 247916208 |
| 05/15/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
INFINITY ENERGY RESOURCES. INC |
| IFNY |
| 45663L403 |
| 05/15/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
INFINITY ENERGY RESOURCES. INC |
| IFNY |
| 45663L403 |
| 05/15/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
AMERICAN ECOLOGY CORPORATION |
| ECOL |
| 025533407 |
| 05/17/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
AMERICAN ECOLOGY CORPORATION |
| ECOL |
| 025533407 |
| 05/17/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
AMERIGON INCORPORATED |
| ARGN |
| 03070L300 |
| 05/17/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
TYLER TECHNOLOGIES INC |
| TYL |
| 902252105 |
| 05/17/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
TYLER TECHNOLOGIES INC |
| TYL |
| 902252105 |
| 05/17/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
XANSER CORPORATION |
| XNR |
| 98389J103 |
| 05/17/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
XANSER CORPORATION |
| XNR |
| 98389J103 |
| 05/17/07 |
| C |
| Y |
| F |
| F |
| To approve an amendment to the certificate of incorporation to change the name of the company |
FROZEN FOOD EXPRESS INDUSTRIES INC |
| FFEX |
| 359360104 |
| 05/24/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
FROZEN FOOD EXPRESS INDUSTRIES INC |
| FFEX |
| 359360104 |
| 05/24/07 |
| C |
| Y |
| F |
| F |
| Proposal to approve an amendment to the stock incentive plan |
FROZEN FOOD EXPRESS INDUSTRIES INC |
| FFEX |
| 359360104 |
| 05/24/07 |
| C |
| Y |
| F |
| F |
| Proposal to approve an amended and restated articles of incorporation |
CONN’S INC |
| CONN |
| 208242107 |
| 05/30/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
CONN’S INC |
| CONN |
| 208242107 |
| 05/30/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
CONN’S INC |
| CONN |
| 208242107 |
| 05/30/07 |
| C |
| Y |
| F |
| F |
| In the proxy’s discretion named on the reverse side to act upon such other business as may properly come before the meeting |
EAST WEST BANCORP INC |
| EWBC |
| 27579R104 |
| 05/31/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
EAST WEST BANCORP INC |
| EWBC |
| 27579R104 |
| 05/31/07 |
| C |
| Y |
| F |
| F |
| Approval of performance - based bonus plan |
EAST WEST BANCORP INC |
| EWBC |
| 27579R104 |
| 05/31/07 |
| C |
| Y |
| F |
| F |
| Approval of performance stock |
EAST WEST BANCORP INC |
| EWBC |
| 27579R104 |
| 05/31/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
NARA BANCORP INC |
| NARA |
| 63080P105 |
| 05/31/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
NARA BANCORP INC |
| NARA |
| 63080P105 |
| 05/31/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
NARA BANCORP INC |
| NARA |
| 63080P105 |
| 05/31/07 |
| C |
| Y |
| F |
| F |
| Approval of the equity incentive plan |
NARA BANCORP INC |
| NARA |
| 63080P105 |
| 05/31/07 |
| C |
| Y |
| F |
| F |
| Approval of amendment of certificate of incorporation to limit special or multiple voting rights for preferred stock |
NARA BANCORP INC |
| NARA |
| 63080P105 |
| 05/31/07 |
| C |
| Y |
| F |
| F |
| In their discretion the proxies are authorized to vote upon such other business as may properly come before the meeting |
QUEST RESOURCE CORPORATION |
| QRCP |
| 748349305 |
| 06/07/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
CHESAPEAKE ENERGY CORPORATION |
| CHK |
| 165167107 |
| 06/08/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
CHESAPEAKE ENERGY CORPORATION |
| CHK |
| 165167107 |
| 06/08/07 |
| C |
| Y |
| F |
| F |
| To approve an amendment to our long term incentive plan |
CHESAPEAKE ENERGY CORPORATION |
| CHK |
| 165167107 |
| 06/08/07 |
| C |
| Y |
| F |
| F |
| To approve an amendment to our 2003 stock award plan for non-employee directors |
FIRST CASH FINANCIAL SERVICES INC |
| FCFS |
| 31942D107 |
| 06/12/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
FIRST CASH FINANCIAL SERVICES INC |
| FCFS |
| 31942D107 |
| 06/12/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
AMERICA SERVICE GROUP INC. |
| ASGR |
| 02364L109 |
| 06/13/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
AMERICA SERVICE GROUP INC. |
| ASGR |
| 02364L109 |
| 06/13/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
TOREADOR RESOURCES CORPORATION |
| TRGL |
| 891050106 |
| 06/14/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
TOREADOR RESOURCES CORPORATION |
| TRGL |
| 891050106 |
| 06/14/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
APOGEE ENTERPRISES, INC |
| APOG |
| 037598109 |
| 06/27/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
APOGEE ENTERPRISES, INC |
| APOG |
| 037598109 |
| 06/27/07 |
| C |
| Y |
| F |
| F |
| Proposal to approve the amended and restated executive management incentive plan |
APOGEE ENTERPRISES, INC |
| APOG |
| 037598109 |
| 06/27/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
MOBILE MINI INC |
| MINI |
| 60740F105 |
| 06/27/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
MOBILE MINI INC |
| MINI |
| 60740F105 |
| 06/27/07 |
| C |
| Y |
| F |
| F |
| Approve the equity incentive plan |
MOBILE MINI INC |
| MINI |
| 60740F105 |
| 06/27/07 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
PREMIERE GLOBAL SERVICES, INC |
| PGI |
| 740585104 |
| 06/27/07 |
| C |
| Y |
| F |
| F |
| Election of nominees |
PREMIERE GLOBAL SERVICES, INC |
| PGI |
| 740585104 |
| 06/27/07 |
| C |
| Y |
| F |
| F |
| Approval of an amendment to the bylaws to declassify our board of directors and provide for the annual election of all of our directors |
PREMIERE GLOBAL SERVICES, INC |
| PGI |
| 740585104 |
| 06/27/07 |
| C |
| Y |
| F |
| F |
| Approval of any motion submitted to a vote of the shareholders to adjourn the annual meeting to another time and place |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Pacific Global Fund Inc. d/b/a Pacific Advisors Fund Inc.
By: | /s/ George A. Henning |
|
| George A. Henning |
|
| Chairman, Pacific Advisors Fund Inc. |
|
|
|
|
Date: | August 28, 2007 |
|