UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-7062
PACIFIC GLOBAL FUND INC. D/B/A
PACIFIC ADVISORS FUND INC.
(Exact name of registrant as specified in charter)
101 NORTH BRAND BOULEVARD, SUITE 1950 GLENDALE, CALIFORNIA 91203
(Address of principal executive offices)
GEORGE A. HENNING 101 N. BRAND BLVD., SUITE 1950 GLENDALE, CA 91203
(Name and address of agent for service)
Registrant’s telephone number, including area code: 818-242-6693
Date of fiscal year end: December 31
Date of reporting period: June 30, 2005
PACIFIC ADVISORS FUNDS PROXY VOTING RECORD
JULY 1, 2004-JUNE 30, 2005
GOVERNMENT SECURITIES FUND
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| PROPOSED BY |
| DID |
| DID PAF VOTE |
| VOTE FOR (“F”) |
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| MEETING |
| CO (“C”) OR |
| PAF VOTE |
| FOR (“F”) OR |
| OR AGAINST |
|
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COMPANY NAME |
| TICKER |
| CUSIP |
| DATE |
| INVESTOR (“SH”) |
| Y OR N |
| AGAINST (“A”) |
| (“A”) MGT? |
| DESCRIPTION OF MATTER |
Price Legacy Corporation |
| PRENA |
| 74144P205 |
| 12/20/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Price Legacy Corporation |
| PRENA |
| 74144P205 |
| 12/20/2004 |
| C |
| Y |
| F |
| F |
| Approve and adopt the agreement and plan of merger |
PPL Corporation |
| PPL |
| 69351T106 |
| 4/22/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
PPL Corporation |
| PPL |
| 69351T106 |
| 4/22/2005 |
| C |
| Y |
| F |
| F |
| Ratify the auditor |
Citizens Communications Company |
| CZN |
| 17453B101 |
| 5/26/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Citizens Communications Company |
| CZN |
| 17453B101 |
| 5/26/2005 |
| C |
| Y |
| F |
| F |
| Amend the equity incentive plan |
Citizens Communications Company |
| CZN |
| 17453B101 |
| 5/26/2005 |
| C |
| Y |
| F |
| F |
| Ratify the independent accounting firm |
Citizens Communications Company |
| CZN |
| 17453B101 |
| 5/26/2005 |
| C |
| Y |
| F |
| F |
| Transact any other business properly be brought |
PACIFIC ADVISORS FUNDS PROXY VOTING RECORD
JULY 1, 2004-JUNE 30, 2005
INCOME AND EQUITY FUND
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| PROPOSED BY |
| DID |
| DID PAF VOTE |
| VOTE FOR (“F”) |
|
|
|
|
|
|
|
| MEETING |
| CO (“C”) OR |
| PAF VOTE |
| FOR (“F”) OR |
| OR AGAINST |
|
|
COMPANY NAME |
| TICKER |
| CUSIP |
| DATE |
| INVESTOR (“SH”) |
| Y OR N |
| AGAINST (“A”) |
| (“A”) MGT? |
| DESCRIPTION OF MATTER |
Federal Home Loan Mortgage Corporation |
| FRE |
| 313400301 |
| 11/4/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Federal Home Loan Mortgage Corporation |
| FRE |
| 313400301 |
| 11/4/2004 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
Federal Home Loan Mortgage Corporation |
| FRE |
| 313400301 |
| 11/4/2004 |
| C |
| Y |
| F |
| F |
| Approve the 2004 stock compensation plan |
Federal Home Loan Mortgage Corporation |
| FRE |
| 313400301 |
| 11/4/2004 |
| C |
| Y |
| F |
| F |
| Approve the amended and restated employee stock purchase plan |
El Paso Corporation |
| EPG |
| 28336L109 |
| 11/18/2004 |
| Info Only |
| Info Only |
| Info Only |
| Info Only |
| Election of nominees |
El Paso Corporation |
| EPG |
| 28336L109 |
| 11/18/2004 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
El Paso Corporation |
| EPG |
| 28336L109 |
| 11/18/2004 |
| SH |
| Y |
| A |
| F |
| Expense costs of all future stock option |
El Paso Corporation |
| EPG |
| 28336L109 |
| 11/18/2004 |
| SH |
| Y |
| A |
| F |
| Commonsense executive compensation |
Price Legacy Corporation |
| PRENA |
| 74144P205 |
| 12/20/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Price Legacy Corporation |
| PRENA |
| 74144P205 |
| 12/20/2004 |
| C |
| Y |
| F |
| F |
| Approve and adopt the agreement and plan of merger |
Tyco International LTD. |
| TYC |
| 902124106 |
| 3/10/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Tyco International LTD. |
| TYC |
| 902124106 |
| 3/10/2005 |
| C |
| Y |
| F |
| F |
| Re-appoint auditors |
Genuine Parts Company |
| GPC |
| 372460105 |
| 4/18/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Genuine Parts Company |
| GPC |
| 372460105 |
| 4/18/2005 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
Alcoa Inc. |
| AA |
| 013817101 |
| 4/22/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Alcoa Inc. |
| AA |
| 013817101 |
| 4/22/2005 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
BP P.L.C. |
| BP |
| 055622104 |
| 4/14/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
BP P.L.C. |
| BP |
| 055622104 |
| 4/14/2005 |
| C |
| Y |
| F |
| F |
| To re-appoint auditors |
BP P.L.C. |
| BP |
| 055622104 |
| 4/14/2005 |
| C |
| Y |
| F |
| F |
| To give authority to allot shares up to a specified amount |
BP P.L.C. |
| BP |
| 055622104 |
| 4/14/2005 |
| C |
| Y |
| F |
| F |
| To give authority to allot a limited number of shares |
BP P.L.C. |
| BP |
| 055622104 |
| 4/14/2005 |
| C |
| Y |
| F |
| F |
| To give limited authority for the purchase of its own shares by the company |
BP P.L.C. |
| BP |
| 055622104 |
| 4/14/2005 |
| C |
| Y |
| F |
| F |
| To approve the directors’ report |
BP P.L.C. |
| BP |
| 055622104 |
| 4/14/2005 |
| C |
| Y |
| F |
| F |
| To approve the renewal of incentive plan |
BP P.L.C. |
| BP |
| 055622104 |
| 4/14/2005 |
| C |
| Y |
| F |
| F |
| To receive the annual report and the accounts |
SBC Communications Inc. |
| SBC |
| 78387G103 |
| 4/29/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
SBC Communications Inc. |
| SBC |
| 78387G103 |
| 4/29/2005 |
| C |
| Y |
| F |
| F |
| Approval of auditors |
SBC Communications Inc. |
| SBC |
| 78387G103 |
| 4/29/2005 |
| C |
| Y |
| F |
| F |
| Approval of stock purchase and deferral plan |
SBC Communications Inc. |
| SBC |
| 78387G103 |
| 4/29/2005 |
| SH |
| Y |
| F |
| F |
| Stockholder proposal A |
SBC Communications Inc. |
| SBC |
| 78387G103 |
| 4/29/2005 |
| SH |
| Y |
| F |
| F |
| Stockholder proposal B |
SBC Communications Inc. |
| SBC |
| 78387G103 |
| 4/29/2005 |
| SH |
| Y |
| F |
| F |
| Stockholder proposal C |
SBC Communications Inc. |
| SBC |
| 78387G103 |
| 4/29/2005 |
| SH |
| Y |
| F |
| F |
| Stockholder proposal D |
Chubb Corporation |
| CB |
| 171232101 |
| 4/26/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Chubb Corporation |
| CB |
| 171232101 |
| 4/26/2005 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
Washington Mutual, Inc. |
| WAM |
| 939322103 |
| 4/19/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Washington Mutual, Inc. |
| WAM |
| 939322103 |
| 4/19/2005 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
Honeywell International Inc. |
| HON |
| 438516106 |
| 4/25/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Honeywell International Inc. |
| HON |
| 438516106 |
| 4/25/2005 |
| C |
| Y |
| F |
| F |
| Appointment of independent accountants |
Honeywell International Inc. |
| HON |
| 438516106 |
| 4/25/2005 |
| C |
| Y |
| F |
| F |
| To amend the certificate of Incorporation |
Honeywell International Inc. |
| HON |
| 438516106 |
| 4/25/2005 |
| C |
| Y |
| F |
| F |
| To amend the certificate of Incorporation |
Honeywell International Inc. |
| HON |
| 438516106 |
| 4/25/2005 |
| SH |
| Y |
| A |
| F |
| Majority vote shareholder committee |
Honeywell International Inc. |
| HON |
| 438516106 |
| 4/25/2005 |
| SH |
| Y |
| A |
| F |
| Separation of chairman/CEO |
Honeywell International Inc. |
| HON |
| 438516106 |
| 4/25/2005 |
| SH |
| Y |
| A |
| F |
| Executive pay disparity report |
Honeywell International Inc. |
| HON |
| 438516106 |
| 4/25/2005 |
| SH |
| Y |
| A |
| F |
| Executive compensation limit |
Honeywell International Inc. |
| HON |
| 438516106 |
| 4/25/2005 |
| SH |
| Y |
| A |
| F |
| Propose executive compensation framework |
Bank of America Corporation |
| BAC |
| 060505104 |
| 4/27/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Bank of America Corporation |
| BAC |
| 060505104 |
| 4/27/2005 |
| C |
| Y |
| F |
| F |
| Ratify public accountants |
Bank of America Corporation |
| BAC |
| 060505104 |
| 4/27/2005 |
| SH |
| Y |
| A |
| F |
| Proposal concerning political contributions |
Bank of America Corporation |
| BAC |
| 060505104 |
| 4/27/2005 |
| SH |
| Y |
| A |
| F |
| Proposal nomination of directors |
Burlington Resources Inc. |
| BR |
| 122014103 |
| 4/27/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Burlington Resources Inc. |
| BR |
| 122014103 |
| 4/27/2005 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
General Electric Company |
| GE |
| 369604103 |
| 4/27/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
General Electric Company |
| GE |
| 369604103 |
| 4/27/2005 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
General Electric Company |
| GE |
| 369604103 |
| 4/27/2005 |
| SH |
| Y |
| A |
| F |
| Cumulative voting |
General Electric Company |
| GE |
| 369604103 |
| 4/27/2005 |
| SH |
| Y |
| A |
| F |
| Report on nuclear risk |
General Electric Company |
| GE |
| 369604103 |
| 4/27/2005 |
| SH |
| Y |
| A |
| F |
| Report on PCB cleanup costs |
General Electric Company |
| GE |
| 369604103 |
| 4/27/2005 |
| SH |
| Y |
| A |
| F |
| Curb over-extended directors |
General Electric Company |
| GE |
| 369604103 |
| 4/27/2005 |
| SH |
| Y |
| A |
| F |
| Report on sustainability |
General Electric Company |
| GE |
| 369604103 |
| 4/27/2005 |
| SH |
| Y |
| A |
| F |
| Disclose political contributions |
General Electric Company |
| GE |
| 369604103 |
| 4/27/2005 |
| SH |
| Y |
| A |
| F |
| Animal testing |
Wachovia Corporation |
| WB |
| 929903102 |
| 4/19/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Wachovia Corporation |
| WB |
| 929903102 |
| 4/19/2005 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
Johnson & Johnson |
| JNJ |
| 478160104 |
| 4/28/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Johnson & Johnson |
| JNJ |
| 478160104 |
| 4/28/2005 |
| C |
| Y |
| F |
| F |
| Approve long-term incentive plan |
Johnson & Johnson |
| JNJ |
| 478160104 |
| 4/28/2005 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
Marathon Oil Corporation |
| MRO |
| 565849106 |
| 4/27/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Marathon Oil Corporation |
| MRO |
| 565849106 |
| 4/27/2005 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
Marathon Oil Corporation |
| MRO |
| 565849106 |
| 4/27/2005 |
| SH |
| Y |
| A |
| F |
| Declassify the board of directors |
Marathon Oil Corporation |
| MRO |
| 565849106 |
| 4/27/2005 |
| SH |
| Y |
| A |
| F |
| Elect directors by a majority vote |
Duke Energy Corporation |
| DUK |
| 264399106 |
| 5/12/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Duke Energy Corporation |
| DUK |
| 264399106 |
| 5/12/2005 |
| C |
| Y |
| F |
| F |
| Approve amendments to restated articles |
Duke Energy Corporation |
| DUK |
| 264399106 |
| 5/12/2005 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
E.I. Du Point De Nemours and Company |
| DD |
| 263534109 |
| 4/27/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
E.I. Du Point De Nemours and Company |
| DD |
| 263534109 |
| 4/27/2005 |
| C |
| Y |
| F |
| F |
| Ratify the registered public accounting firm |
E.I. Du Point De Nemours and Company |
| DD |
| 263534109 |
| 4/27/2005 |
| SH |
| Y |
| A |
| F |
| Proposal on government service |
E.I. Du Point De Nemours and Company |
| DD |
| 263534109 |
| 4/27/2005 |
| SH |
| Y |
| A |
| F |
| Proposal on international workplace standards |
E.I. Du Point De Nemours and Company |
| DD |
| 263534109 |
| 4/27/2005 |
| SH |
| Y |
| A |
| F |
| Proposal on executive compensation |
E.I. Du Point De Nemours and Company |
| DD |
| 263534109 |
| 4/27/2005 |
| SH |
| Y |
| A |
| F |
| Proposal on animal testing |
E.I. Du Point De Nemours and Company |
| DD |
| 263534109 |
| 4/27/2005 |
| SH |
| Y |
| A |
| F |
| Proposal on genetically modified food |
E.I. Du Point De Nemours and Company |
| DD |
| 263534109 |
| 4/27/2005 |
| SH |
| Y |
| A |
| F |
| Proposal on performance-based options |
E.I. Du Point De Nemours and Company |
| DD |
| 263534109 |
| 4/27/2005 |
| SH |
| Y |
| A |
| F |
| Proposal on disclosure of PFOA costs |
International Flavors & Fragrances Inc. |
| IFF |
| 459506101 |
| 5/10/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
International Flavors & Fragrances Inc. |
| IFF |
| 459506101 |
| 5/10/2005 |
| C |
| Y |
| F |
| F |
| Ratify the independent accountant |
Anglogold Ashanti Limited |
| AU |
| 035128206 |
| 4/29/2005 |
| C |
| Y |
| F |
| F |
| This space intentionally left black |
Anglogold Ashanti Limited |
| AU |
| 035128206 |
| 4/29/2005 |
| C |
| Y |
| F |
| F |
| Adopt the financial statement |
Anglogold Ashanti Limited |
| AU |
| 035128206 |
| 4/29/2005 |
| C |
| Y |
| F |
| F |
| Re-elect the director |
Anglogold Ashanti Limited |
| AU |
| 035128206 |
| 4/29/2005 |
| C |
| Y |
| F |
| F |
| Re-elect the director |
Anglogold Ashanti Limited |
| AU |
| 035128206 |
| 4/29/2005 |
| C |
| Y |
| F |
| F |
| Re-elect the director |
Anglogold Ashanti Limited |
| AU |
| 035128206 |
| 4/29/2005 |
| C |
| Y |
| F |
| F |
| Re-elect the director |
Anglogold Ashanti Limited |
| AU |
| 035128206 |
| 4/29/2005 |
| C |
| Y |
| F |
| F |
| Re-elect the director |
Anglogold Ashanti Limited |
| AU |
| 035128206 |
| 4/29/2005 |
| C |
| Y |
| F |
| F |
| Re-elect the director |
Anglogold Ashanti Limited |
| AU |
| 035128206 |
| 4/29/2005 |
| C |
| Y |
| F |
| F |
| Re-elect the director |
Anglogold Ashanti Limited |
| AU |
| 035128206 |
| 4/29/2005 |
| C |
| Y |
| F |
| F |
| Placement of unissued shares |
Anglogold Ashanti Limited |
| AU |
| 035128206 |
| 4/29/2005 |
| C |
| Y |
| F |
| F |
| Authorize to issue shares for cash |
Anglogold Ashanti Limited |
| AU |
| 035128206 |
| 4/29/2005 |
| C |
| Y |
| F |
| F |
| Authorize to acquire the company’s own shares |
Anglogold Ashanti Limited |
| AU |
| 035128206 |
| 4/29/2005 |
| C |
| Y |
| F |
| F |
| Approve incentive plan |
Dominion Resources, Inc. |
| D |
| 25746U109 |
| 4/22/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Dominion Resources, Inc. |
| D |
| 25746U109 |
| 4/22/2005 |
| C |
| Y |
| F |
| F |
| Adopt the compensation plan |
Dominion Resources, Inc. |
| D |
| 25746U109 |
| 4/22/2005 |
| C |
| Y |
| F |
| F |
| Adopt the incentive compensation plan |
Dominion Resources, Inc. |
| D |
| 25746U109 |
| 4/22/2005 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
Dominion Resources, Inc. |
| D |
| 25746U109 |
| 4/22/2005 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal |
Pfizer Inc. |
| PFE |
| 717081103 |
| 4/28/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Pfizer Inc. |
| PFE |
| 717081103 |
| 4/28/2005 |
| C |
| Y |
| F |
| F |
| Ratify the registered public accounting firm |
Pfizer Inc. |
| PFE |
| 717081103 |
| 4/28/2005 |
| SH |
| Y |
| A |
| F |
| Relating to term limits for directors |
Pfizer Inc. |
| PFE |
| 717081103 |
| 4/28/2005 |
| SH |
| Y |
| A |
| F |
| Requesting a report on accessing to product |
Pfizer Inc. |
| PFE |
| 717081103 |
| 4/28/2005 |
| SH |
| Y |
| A |
| F |
| Relating to importation of prescription drugs |
Pfizer Inc. |
| PFE |
| 717081103 |
| 4/28/2005 |
| SH |
| Y |
| A |
| F |
| Relating to political contributions |
Pfizer Inc. |
| PFE |
| 717081103 |
| 4/28/2005 |
| SH |
| Y |
| A |
| F |
| Relating to product availability |
Pfizer Inc. |
| PFE |
| 717081103 |
| 4/28/2005 |
| SH |
| Y |
| A |
| F |
| Relating to separate the roles of Chair and CEO |
Wilmington Trust Corporation |
| WL |
| 971807102 |
| 4/21/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Wilmington Trust Corporation |
| WL |
| 971807102 |
| 4/21/2005 |
| C |
| Y |
| F |
| F |
| Approve the incentive plan |
International Paper Company |
| IP |
| 460146103 |
| 5/10/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
International Paper Company |
| IP |
| 460146103 |
| 5/10/2005 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
International Paper Company |
| IP |
| 460146103 |
| 5/10/2005 |
| SH |
| Y |
| A |
| F |
| Limit compensation of CEO |
FreePort-Mcmoran Copper & Gold Inc. |
| FCX |
| 35671D857 |
| 5/5/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
FreePort-Mcmoran Copper & Gold Inc. |
| FCX |
| 35671D857 |
| 5/5/2005 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
FreePort-Mcmoran Copper & Gold Inc. |
| FCX |
| 35671D857 |
| 5/5/2005 |
| C |
| Y |
| F |
| F |
| Approve the incentive plan |
FreePort-Mcmoran Copper & Gold Inc. |
| FCX |
| 35671D857 |
| 5/5/2005 |
| SH |
| Y |
| A |
| F |
| Majority vote requirement to elect directors |
FreePort-Mcmoran Copper & Gold Inc. |
| FCX |
| 35671D857 |
| 5/5/2005 |
| SH |
| Y |
| A |
| F |
| Review of policies |
El Paso Corporation |
| EPG |
| 28336L109 |
| 5/26/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
El Paso Corporation |
| EPG |
| 28336L109 |
| 5/26/2005 |
| C |
| Y |
| F |
| F |
| Approve the compensation plan |
El Paso Corporation |
| EPG |
| 28336L109 |
| 5/26/2005 |
| C |
| Y |
| F |
| F |
| Approve incentive compensation plan |
El Paso Corporation |
| EPG |
| 28336L109 |
| 5/26/2005 |
| C |
| Y |
| F |
| F |
| Ratify the public accountants |
Hospitality Prosperities Trust |
| HPT |
| 44106M102 |
| 5/11/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
The Home Depot, Inc. |
| HD |
| 437076102 |
| 5/26/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
The Home Depot, Inc. |
| HD |
| 437076102 |
| 5/26/2005 |
| C |
| Y |
| F |
| F |
| Ratify the public accounting firm |
The Home Depot, Inc. |
| HD |
| 437076102 |
| 5/26/2005 |
| C |
| Y |
| F |
| F |
| Amend the article of incorporation |
The Home Depot, Inc. |
| HD |
| 437076102 |
| 5/26/2005 |
| C |
| Y |
| F |
| F |
| Approve the stock incentive plan |
The Home Depot, Inc. |
| HD |
| 437076102 |
| 5/26/2005 |
| SH |
| Y |
| A |
| F |
| Employment diversity report disclosure |
The Home Depot, Inc. |
| HD |
| 437076102 |
| 5/26/2005 |
| SH |
| Y |
| A |
| F |
| Method of voting |
The Home Depot, Inc. |
| HD |
| 437076102 |
| 5/26/2005 |
| SH |
| Y |
| A |
| F |
| Nondeductible compensation |
The Home Depot, Inc. |
| HD |
| 437076102 |
| 5/26/2005 |
| SH |
| Y |
| A |
| F |
| Future severance agreements |
The Home Depot, Inc. |
| HD |
| 437076102 |
| 5/26/2005 |
| SH |
| Y |
| A |
| F |
| Performance and time-based restricted shares |
The Home Depot, Inc. |
| HD |
| 437076102 |
| 5/26/2005 |
| SH |
| Y |
| A |
| F |
| Performance-based options |
The Home Depot, Inc. |
| HD |
| 437076102 |
| 5/26/2005 |
| SH |
| Y |
| A |
| F |
| Political nonpartisanship |
Phelps Dodge Corporation |
| PD |
| 717265102 |
| 5/27/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Phelps Dodge Corporation |
| PD |
| 717265102 |
| 5/27/2005 |
| C |
| Y |
| F |
| F |
| Approve the executive incentive plan |
Phelps Dodge Corporation |
| PD |
| 717265102 |
| 5/27/2005 |
| C |
| Y |
| F |
| F |
| Approve the amendment to the certificate |
Phelps Dodge Corporation |
| PD |
| 717265102 |
| 5/27/2005 |
| C |
| Y |
| F |
| F |
| Ratify the independent accountants |
Citizens Communications Company |
| CZN |
| 17453B101 |
| 5/26/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Citizens Communications Company |
| CZN |
| 17453B101 |
| 5/26/2005 |
| C |
| Y |
| F |
| F |
| Amend the equity incentive plan |
Citizens Communications Company |
| CZN |
| 17453B101 |
| 5/26/2005 |
| C |
| Y |
| F |
| F |
| Ratify the independent accounting firm |
Citizens Communications Company |
| CZN |
| 17453B101 |
| 5/26/2005 |
| C |
| Y |
| F |
| F |
| Transact any other business properly be brought |
PACIFIC ADVISORS FUNDS PROXY VOTING RECORD
JULY 1, 2004-JUNE 30, 2005
BALANCED FUND
|
|
|
|
|
|
|
| PROPOSED BY |
| DID |
| DID PAF VOTE |
| VOTE FOR (“F”) |
|
|
|
|
|
|
|
| MEETING |
| CO (“C”) OR |
| PAF VOTE |
| FOR (“F”) OR |
| OR AGAINST |
|
|
COMPANY NAME |
| TICKER |
| CUSIP |
| DATE |
| INVESTOR (“SH”) |
| Y OR N |
| AGAINST (“A”) |
| (“A”) MGT? |
| DESCRIPTION OF MATTER |
Mylan Laboratories Inc. |
| MYL |
| 628530107 |
| 7/30/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
The J.M. Smucker Company |
| SJM |
| 832696405 |
| 8/12/2004 |
| C |
| Y |
| F |
| F |
| Election of directors |
The J.M. Smucker Company |
| SJM |
| 832696405 |
| 8/12/2004 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
The J.M. Smucker Company |
| SJM |
| 832696405 |
| 8/12/2004 |
| C |
| Y |
| F |
| F |
| Approve the amended and restated non-employee director stock plan |
The J.M. Smucker Company |
| SJM |
| 832696405 |
| 8/12/2004 |
| C |
| Y |
| F |
| F |
| Adjourn or postpone annual meeting if needed to solicit ate more proxies |
H&R Block, Inc. |
| HRB |
| 093671105 |
| 9/8/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
H&R Block, Inc. |
| HRB |
| 093671105 |
| 9/8/2004 |
| C |
| Y |
| F |
| F |
| Amend the company’s articles of incorporation |
H&R Block, Inc. |
| HRB |
| 093671105 |
| 9/8/2004 |
| C |
| Y |
| F |
| F |
| Amend the 1989 stock option plan for outside directors |
H&R Block, Inc. |
| HRB |
| 093671105 |
| 9/8/2004 |
| C |
| Y |
| F |
| F |
| Amend the 1999 stock option plan for seasonal employees |
H&R Block, Inc. |
| HRB |
| 093671105 |
| 9/8/2004 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
Automatic Data Processing, Inc. |
| ADP |
| 053015103 |
| 11/9/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Automatic Data Processing, Inc. |
| ADP |
| 053015103 |
| 11/9/2004 |
| C |
| Y |
| F |
| F |
| Appoint the auditors |
Federal Home Loan Mortgage Corporation |
| FRE |
| 313400301 |
| 11/4/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Federal Home Loan Mortgage Corporation |
| FRE |
| 313400301 |
| 11/4/2004 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
Federal Home Loan Mortgage Corporation |
| FRE |
| 313400301 |
| 11/4/2004 |
| C |
| Y |
| F |
| F |
| Approve the 2004 stock compensation plan |
Federal Home Loan Mortgage Corporation |
| FRE |
| 313400301 |
| 11/4/2004 |
| C |
| Y |
| F |
| F |
| Approve the amended and restated employee stock purchase plan |
Microsoft Corporation |
| MSFT |
| 594918104 |
| 11/9/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Microsoft Corporation |
| MSFT |
| 594918104 |
| 11/9/2004 |
| C |
| Y |
| F |
| F |
| Amend the 2001 stock plan and the 1991 stock plan |
Microsoft Corporation |
| MSFT |
| 594918104 |
| 11/9/2004 |
| C |
| Y |
| F |
| F |
| Amend the 1999 stock plan |
Microsoft Corporation |
| MSFT |
| 594918104 |
| 11/9/2004 |
| C |
| Y |
| F |
| F |
| Approve the material terms of the performance criteria |
Microsoft Corporation |
| MSFT |
| 594918104 |
| 11/9/2004 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
Price Legacy Corporation |
| PRENA |
| 74144P205 |
| 12/20/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Price Legacy Corporation |
| PRENA |
| 74144P205 |
| 12/20/2004 |
| C |
| Y |
| F |
| F |
| Approve and adopt the agreement and plan of merger |
Lucent Technologies Inc. |
| LU |
| 549463107 |
| 2/16/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Lucent Technologies Inc. |
| LU |
| 549463107 |
| 2/16/2005 |
| C |
| Y |
| F |
| F |
| Approve a reverse stock split |
Lucent Technologies Inc. |
| LU |
| 549463107 |
| 2/16/2005 |
| SH |
| Y |
| A |
| F |
| Publication of political action contributions |
Lucent Technologies Inc. |
| LU |
| 549463107 |
| 2/16/2005 |
| SH |
| Y |
| A |
| F |
| Performance-based compensation awards |
Lucent Technologies Inc. |
| LU |
| 549463107 |
| 2/16/2005 |
| SH |
| Y |
| A |
| F |
| Amend company’s audit services pre-approval policy |
Lucent Technologies Inc. |
| LU |
| 549463107 |
| 2/16/2005 |
| SH |
| Y |
| A |
| F |
| Require shareowner approval of future golden parachutes |
Cubic Corporation |
| CUB |
| 229669106 |
| 2/8/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Cubic Corporation |
| CUB |
| 229669106 |
| 2/8/2005 |
| C |
| Y |
| F |
| F |
| Appoint the auditors |
The Reynolds and Reynolds Company |
| REY |
| 761695105 |
| 2/17/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
The Reynolds and Reynolds Company |
| REY |
| 761695105 |
| 2/17/2005 |
| C |
| Y |
| F |
| F |
| Approve non-employee director stock compensation plan |
The Reynolds and Reynolds Company |
| REY |
| 761695105 |
| 2/17/2005 |
| C |
| Y |
| F |
| F |
| Approve material terms of a performance-based compensation plan |
The Reynolds and Reynolds Company |
| REY |
| 761695105 |
| 2/17/2005 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
The Walt Disney Company |
| DIS |
| 254687106 |
| 2/11/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
The Walt Disney Company |
| DIS |
| 254687106 |
| 2/11/2005 |
| C |
| Y |
| F |
| F |
| Ratify the registered public accountants |
The Walt Disney Company |
| DIS |
| 254687106 |
| 2/11/2005 |
| C |
| Y |
| F |
| F |
| Approve 2005 stock incentive plan |
The Walt Disney Company |
| DIS |
| 254687106 |
| 2/11/2005 |
| C |
| Y |
| A |
| F |
| Approve the shareholder proposal relating to greenmail |
The Walt Disney Company |
| DIS |
| 254687106 |
| 2/11/2005 |
| C |
| Y |
| A |
| F |
| Approve the shareholder proposal relating to China labor standards |
Tyco International LTD. |
| TYC |
| 902124106 |
| 3/10/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Tyco International LTD. |
| TYC |
| 902124106 |
| 3/10/2005 |
| C |
| Y |
| F |
| F |
| Re-appoint auditors |
Cabot Microelectronics Corporation |
| CCMP |
| 12709P103 |
| 3/8/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Cabot Microelectronics Corporation |
| CCMP |
| 12709P103 |
| 3/8/2005 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
Nokia Corporation |
| NOKA |
| 654902204 |
| 4/7/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Nokia Corporation |
| NOKA |
| 654902204 |
| 4/7/2005 |
| C |
| Y |
| F |
| F |
| Approve the income statements and the balance sheet |
Nokia Corporation |
| NOKA |
| 654902204 |
| 4/7/2005 |
| C |
| Y |
| F |
| F |
| Approve a proposal to the annual general meeting of a dividend |
Nokia Corporation |
| NOKA |
| 654902204 |
| 4/7/2005 |
| C |
| Y |
| F |
| F |
| Discharge of the chairman, the members of the board of directors, and the president, from liability |
Nokia Corporation |
| NOKA |
| 654902204 |
| 4/7/2005 |
| C |
| Y |
| F |
| F |
| Proposal on the composition of the board |
Nokia Corporation |
| NOKA |
| 654902204 |
| 4/7/2005 |
| C |
| Y |
| F |
| F |
| Approval of the remuneration to be paid to the auditors |
Nokia Corporation |
| NOKA |
| 654902204 |
| 4/7/2005 |
| C |
| Y |
| F |
| F |
| Re-election the auditors |
Nokia Corporation |
| NOKA |
| 654902204 |
| 4/7/2005 |
| C |
| Y |
| F |
| F |
| Approval of the proposal to grant stock options to selected personnel of the company |
Nokia Corporation |
| NOKA |
| 654902204 |
| 4/7/2005 |
| C |
| Y |
| F |
| F |
| Approval of the proposal of the board to reduce the share capital |
Nokia Corporation |
| NOKA |
| 654902204 |
| 4/7/2005 |
| C |
| Y |
| F |
| F |
| Authorization to the board to increase the share capital of the company |
Nokia Corporation |
| NOKA |
| 654902204 |
| 4/7/2005 |
| C |
| Y |
| F |
| F |
| Authorization to the board to repurchase Nokia shares |
Nokia Corporation |
| NOKA |
| 654902204 |
| 4/7/2005 |
| C |
| Y |
| F |
| F |
| Authorization the board to dispose Nokia shares held by the company |
Nokia Corporation |
| NOKA |
| 654902204 |
| 4/7/2005 |
| C |
| Y |
| F |
| F |
| If you wish to instruct Nokia’s legal counsels to vote in their discretion on your behalf |
The Coca-Cola Company |
| KO |
| 191216100 |
| 4/19/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
The Coca-Cola Company |
| KO |
| 191216100 |
| 4/19/2005 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
The Coca-Cola Company |
| KO |
| 191216100 |
| 4/19/2005 |
| SH |
| Y |
| A |
| F |
| Shareowner proposal regarding an independent delegation of inquiry to Colombia |
The Coca-Cola Company |
| KO |
| 191216100 |
| 4/19/2005 |
| SH |
| Y |
| A |
| F |
| Shareowner proposal regarding restricted stock |
The Coca-Cola Company |
| KO |
| 191216100 |
| 4/19/2005 |
| SH |
| Y |
| A |
| F |
| Shareowner proposal regarding severance agreements |
BP P.L.C. |
| BP |
| 055622104 |
| 4/14/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
BP P.L.C. |
| BP |
| 055622104 |
| 4/14/2005 |
| C |
| Y |
| F |
| F |
| To re-appoint auditors |
BP P.L.C. |
| BP |
| 055622104 |
| 4/14/2005 |
| C |
| Y |
| F |
| F |
| To give authority to allot shares up to a specified amount |
BP P.L.C. |
| BP |
| 055622104 |
| 4/14/2005 |
| C |
| Y |
| F |
| F |
| To give authority to allot a limited number of shares |
BP P.L.C. |
| BP |
| 055622104 |
| 4/14/2005 |
| C |
| Y |
| F |
| F |
| To give limited authority for the purchase of its own shares by the company |
BP P.L.C. |
| BP |
| 055622104 |
| 4/14/2005 |
| C |
| Y |
| F |
| F |
| To approve the directors’ report |
BP P.L.C. |
| BP |
| 055622104 |
| 4/14/2005 |
| C |
| Y |
| F |
| F |
| To approve the renewal of incentive plan |
BP P.L.C. |
| BP |
| 055622104 |
| 4/14/2005 |
| C |
| Y |
| F |
| F |
| To receive the annual report and the accounts |
Wyeth |
| WYE |
| 983024100 |
| 4/21/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Wyeth |
| WYE |
| 983024100 |
| 4/21/2005 |
| C |
| Y |
| F |
| F |
| Ratify registered public accountants firm |
Wyeth |
| WYE |
| 983024100 |
| 4/21/2005 |
| C |
| Y |
| F |
| F |
| Adopt stock incentive plan |
Wyeth |
| WYE |
| 983024100 |
| 4/21/2005 |
| SH |
| Y |
| A |
| F |
| Reimportation of prescription drugs |
Wyeth |
| WYE |
| 983024100 |
| 4/21/2005 |
| SH |
| Y |
| A |
| F |
| Separate the roles of chairman & CEO |
Wyeth |
| WYE |
| 983024100 |
| 4/21/2005 |
| SH |
| Y |
| A |
| F |
| Disclosure of political contributions |
Wyeth |
| WYE |
| 983024100 |
| 4/21/2005 |
| SH |
| Y |
| A |
| F |
| Discontinue promoting premarin and protection of mares |
Pfizer Inc. |
| PFE |
| 717081103 |
| 4/28/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Pfizer Inc. |
| PFE |
| 717081103 |
| 4/28/2005 |
| C |
| Y |
| F |
| F |
| Proposal to ratify registered public accounting firm |
Pfizer Inc. |
| PFE |
| 717081103 |
| 4/28/2005 |
| SH |
| Y |
| A |
| F |
| Proposal relating to term limits for directors |
Pfizer Inc. |
| PFE |
| 717081103 |
| 4/28/2005 |
| SH |
| Y |
| A |
| F |
| Proposal requesting increasing access to products |
Pfizer Inc. |
| PFE |
| 717081103 |
| 4/28/2005 |
| SH |
| Y |
| A |
| F |
| Proposal relating to importation of prescription drugs |
Pfizer Inc. |
| PFE |
| 717081103 |
| 4/28/2005 |
| SH |
| Y |
| A |
| F |
| Proposal relating to political contributions |
Pfizer Inc. |
| PFE |
| 717081103 |
| 4/28/2005 |
| SH |
| Y |
| A |
| F |
| Proposal relating to product availability |
Pfizer Inc. |
| PFE |
| 717081103 |
| 4/28/2005 |
| SH |
| Y |
| A |
| F |
| Proposal relating to the roles of Chair and CEO |
R.H. Donnelley Corporation |
| RHD |
| 74955W307 |
| 4/26/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
R.H. Donnelley Corporation |
| RHD |
| 74955W307 |
| 4/26/2005 |
| C |
| Y |
| F |
| F |
| Approval of stock award and incentive plan |
R.H. Donnelley Corporation |
| RHD |
| 74955W307 |
| 4/26/2005 |
| C |
| Y |
| F |
| F |
| Ratification of registered public accounting firm |
R.H. Donnelley Corporation |
| RHD |
| 74955W307 |
| 4/26/2005 |
| SH |
| Y |
| A |
| F |
| Proposal regarding redemption of right |
The Boeing Company |
| BA |
| 097023105 |
| 5/2/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
The Boeing Company |
| BA |
| 097023105 |
| 5/2/2005 |
| C |
| Y |
| F |
| F |
| Appoint the auditors |
The Boeing Company |
| BA |
| 097023105 |
| 5/2/2005 |
| SH |
| Y |
| A |
| F |
| Adopt human right policies |
The Boeing Company |
| BA |
| 097023105 |
| 5/2/2005 |
| SH |
| Y |
| A |
| F |
| Prepare a report on military contracts |
The Boeing Company |
| BA |
| 097023105 |
| 5/2/2005 |
| SH |
| Y |
| A |
| F |
| prepare a report on political contributions |
The Boeing Company |
| BA |
| 097023105 |
| 5/2/2005 |
| SH |
| Y |
| A |
| F |
| Declassify the board of directors |
The Boeing Company |
| BA |
| 097023105 |
| 5/2/2005 |
| SH |
| Y |
| A |
| F |
| Adopt simple majority vote |
The Boeing Company |
| BA |
| 097023105 |
| 5/2/2005 |
| SH |
| Y |
| A |
| F |
| Create a majority vote shareholder committee |
The Boeing Company |
| BA |
| 097023105 |
| 5/2/2005 |
| SH |
| Y |
| A |
| F |
| Require an independent board chairman |
General Electric Company |
| GE |
| 369604103 |
| 4/27/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
General Electric Company |
| GE |
| 369604103 |
| 4/27/2005 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
General Electric Company |
| GE |
| 369604103 |
| 4/27/2005 |
| SH |
| Y |
| A |
| F |
| Cumulative voting |
General Electric Company |
| GE |
| 369604103 |
| 4/27/2005 |
| SH |
| Y |
| A |
| F |
| Report on nuclear risk |
General Electric Company |
| GE |
| 369604103 |
| 4/27/2005 |
| SH |
| Y |
| A |
| F |
| Report on PCB cleanup costs |
General Electric Company |
| GE |
| 369604103 |
| 4/27/2005 |
| SH |
| Y |
| A |
| F |
| Curb over-extended directors |
General Electric Company |
| GE |
| 369604103 |
| 4/27/2005 |
| SH |
| Y |
| A |
| F |
| Report on sustainability |
General Electric Company |
| GE |
| 369604103 |
| 4/27/2005 |
| SH |
| Y |
| A |
| F |
| Disclose political contributions |
General Electric Company |
| GE |
| 369604103 |
| 4/27/2005 |
| SH |
| Y |
| A |
| F |
| Animal testing |
Washington Mutual, Inc. |
| WAM |
| 939322103 |
| 4/19/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Washington Mutual, Inc. |
| WAM |
| 939322103 |
| 4/19/2005 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
GATX Corporation |
| GMT |
| 361448103 |
| 4/22/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
GATX Corporation |
| GMT |
| 361448103 |
| 4/22/2005 |
| C |
| Y |
| F |
| F |
| Approve auditors |
Banco Latinoamericano De Export., S.A. |
| BLX |
| P16994132 |
| 4/19/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Banco Latinoamericano De Export., S.A. |
| BLX |
| P16994132 |
| 4/19/2005 |
| C |
| Y |
| F |
| F |
| Approve the audited financial statements |
Banco Latinoamericano De Export., S.A. |
| BLX |
| P16994132 |
| 4/19/2005 |
| C |
| Y |
| F |
| F |
| Approve the auditors |
Moody’s Corporation |
| MCO |
| 615369105 |
| 4/26/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Moody’s Corporation |
| MCO |
| 615369105 |
| 4/26/2005 |
| C |
| Y |
| F |
| F |
| Approve amendment to certificate |
Moody’s Corporation |
| MCO |
| 615369105 |
| 4/26/2005 |
| C |
| Y |
| F |
| F |
| Ratify the public accounting firm |
Suncor Energy Inc. |
| SU |
| 867229106 |
| 4/28/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Suncor Energy Inc. |
| SU |
| 867229106 |
| 4/28/2005 |
| C |
| Y |
| F |
| F |
| Reappointment the auditor |
Suncor Energy Inc. |
| SU |
| 867229106 |
| 4/28/2005 |
| C |
| Y |
| F |
| F |
| Amend and continue shareholder rights plan |
Bristol-Myers Squibb Company |
| BMY |
| 110122108 |
| 5/3/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Bristol-Myers Squibb Company |
| BMY |
| 110122108 |
| 5/3/2005 |
| C |
| Y |
| F |
| F |
| Ratify the registered public accountants |
Bristol-Myers Squibb Company |
| BMY |
| 110122108 |
| 5/3/2005 |
| C |
| Y |
| F |
| F |
| Approve certificate of incorporation |
Bristol-Myers Squibb Company |
| BMY |
| 110122108 |
| 5/3/2005 |
| SH |
| Y |
| A |
| F |
| Political contributions |
Bristol-Myers Squibb Company |
| BMY |
| 110122108 |
| 5/3/2005 |
| SH |
| Y |
| A |
| F |
| HIV/Aids-TB-Malaria |
Bristol-Myers Squibb Company |
| BMY |
| 110122108 |
| 5/3/2005 |
| SH |
| Y |
| A |
| F |
| Animal testing |
Bristol-Myers Squibb Company |
| BMY |
| 110122108 |
| 5/3/2005 |
| SH |
| Y |
| A |
| F |
| Separate the roles of chairman & CEO |
Bristol-Myers Squibb Company |
| BMY |
| 110122108 |
| 5/3/2005 |
| SH |
| Y |
| A |
| F |
| Restatement situations |
Bristol-Myers Squibb Company |
| BMY |
| 110122108 |
| 5/3/2005 |
| SH |
| Y |
| A |
| F |
| Restricted stock |
Bristol-Myers Squibb Company |
| BMY |
| 110122108 |
| 5/3/2005 |
| SH |
| Y |
| A |
| F |
| Director vote threshold |
Berkshire Hathaway Inc. |
| BRKA |
| 084670108 |
| 4/30/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Berkshire Hathaway Inc. |
| BRKA |
| 084670108 |
| 4/30/2005 |
| C |
| Y |
| F |
| F |
| Amend to the certificate |
Berkshire Hathaway Inc. |
| BRKA |
| 084670108 |
| 4/30/2005 |
| C |
| Y |
| F |
| F |
| Amend to the certificate |
Chubb Corporation |
| CB |
| 171232101 |
| 4/26/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Chubb Corporation |
| CB |
| 171232101 |
| 4/26/2005 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
The Coca-Cola Company |
| KO |
| 191216100 |
| 4/19/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
The Coca-Cola Company |
| KO |
| 191216100 |
| 4/19/2005 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
The Coca-Cola Company |
| KO |
| 191216100 |
| 4/19/2005 |
| SH |
| Y |
| A |
| F |
| Proposal regarding delegation |
The Coca-Cola Company |
| KO |
| 191216100 |
| 4/19/2005 |
| SH |
| Y |
| A |
| F |
| Proposal regarding restricted stock |
The Coca-Cola Company |
| KO |
| 191216100 |
| 4/19/2005 |
| SH |
| Y |
| A |
| F |
| Proposal regarding severance agreements |
Johnson & Johnson |
| JNJ |
| 478160104 |
| 4/28/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Johnson & Johnson |
| JNJ |
| 478160104 |
| 4/28/2005 |
| C |
| Y |
| F |
| F |
| Approve long-term incentive plan |
Johnson & Johnson |
| JNJ |
| 478160104 |
| 4/28/2005 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
Duke Energy Corporation |
| DUK |
| 264399106 |
| 5/12/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Duke Energy Corporation |
| DUK |
| 264399106 |
| 5/12/2005 |
| C |
| Y |
| F |
| F |
| Approve amendments to restated articles |
Duke Energy Corporation |
| DUK |
| 264399106 |
| 5/12/2005 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
Perkinelmer, Inc. |
| PKI |
| 714046109 |
| 4/26/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Perkinelmer, Inc. |
| PKI |
| 714046109 |
| 4/26/2005 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
Perkinelmer, Inc. |
| PKI |
| 714046109 |
| 4/26/2005 |
| C |
| Y |
| F |
| F |
| Approve the incentive plan |
Cambrex Corporation |
| CBM |
| 132011107 |
| 4/28/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Cambrex Corporation |
| CBM |
| 132011107 |
| 4/28/2005 |
| C |
| Y |
| F |
| F |
| Ratify the public accountants |
Metlife, Inc. |
| MET |
| 59156R108 |
| 4/26/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Metlife, Inc. |
| MET |
| 59156R108 |
| 4/26/2005 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
Metlife, Inc. |
| MET |
| 59156R108 |
| 4/26/2005 |
| SH |
| Y |
| A |
| F |
| Establish a board committee |
Allete, Inc. |
| ALE |
| 018522300 |
| 5/10/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Allete, Inc. |
| ALE |
| 018522300 |
| 5/10/2005 |
| C |
| Y |
| F |
| F |
| Ratify registered public accounting firm |
Allete, Inc. |
| ALE |
| 018522300 |
| 5/10/2005 |
| C |
| Y |
| F |
| F |
| Approve the incentive compensation plan |
Inverness Medical Innovations, Inc. |
| IMA |
| 46126P106 |
| 5/24/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Inverness Medical Innovations, Inc. |
| IMA |
| 46126P106 |
| 5/24/2005 |
| C |
| Y |
| F |
| F |
| Approve stock option and incentive plan |
Rayonier Inc. |
| RYN |
| 754907103 |
| 5/19/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Sandisk Corporation |
| SNDK |
| 800040101 |
| 5/27/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Sandisk Corporation |
| SNDK |
| 800040101 |
| 5/27/2005 |
| C |
| Y |
| F |
| F |
| Approve the stock incentive plan |
Sandisk Corporation |
| SNDK |
| 800040101 |
| 5/27/2005 |
| C |
| Y |
| F |
| F |
| Approve the stock purchase plan |
Sandisk Corporation |
| SNDK |
| 800040101 |
| 5/27/2005 |
| C |
| Y |
| F |
| F |
| Ratify the registered public accounting firm |
Marsh & Mclennan Companies, Inc. |
| MMC |
| 571748102 |
| 5/19/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Marsh & Mclennan Companies, Inc. |
| MMC |
| 571748102 |
| 5/19/2005 |
| C |
| Y |
| F |
| F |
| Ratify the public accountants |
Marsh & Mclennan Companies, Inc. |
| MMC |
| 571748102 |
| 5/19/2005 |
| C |
| Y |
| F |
| F |
| Approve the equity compensation plans |
Marsh & Mclennan Companies, Inc. |
| MMC |
| 571748102 |
| 5/19/2005 |
| SH |
| Y |
| A |
| F |
| CEO Compensation |
Marsh & Mclennan Companies, Inc. |
| MMC |
| 571748102 |
| 5/19/2005 |
| SH |
| Y |
| A |
| F |
| Stock option policy |
Marsh & Mclennan Companies, Inc. |
| MMC |
| 571748102 |
| 5/19/2005 |
| SH |
| Y |
| A |
| F |
| Director election voting standard |
Catellus Development Corporation |
| CDX |
| 149113102 |
| 5/3/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Catellus Development Corporation |
| CDX |
| 149113102 |
| 5/3/2005 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
Catellus Development Corporation |
| CDX |
| 149113102 |
| 5/3/2005 |
| C |
| Y |
| F |
| F |
| Approve the stockholder rights plans |
The Williams Companies, Inc. |
| WMB |
| 969457100 |
| 5/19/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
The Williams Companies, Inc. |
| WMB |
| 969457100 |
| 5/19/2005 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
The Williams Companies, Inc. |
| WMB |
| 969457100 |
| 5/19/2005 |
| SH |
| Y |
| A |
| F |
| Proposal on majority voting on director nominees |
Par Pharmaceutical Companies, Inc. |
| PRX |
| 69888P106 |
| 5/24/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Par Pharmaceutical Companies, Inc. |
| PRX |
| 69888P106 |
| 5/24/2005 |
| C |
| Y |
| F |
| F |
| Amend the equity plan |
SPX Corporation |
| SPW |
| 784635104 |
| 5/6/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
SPX Corporation |
| SPW |
| 784635104 |
| 5/6/2005 |
| C |
| Y |
| F |
| F |
| Ratify the public accountants |
Cooper Cameron Corporation |
| CAM |
| 216640102 |
| 5/5/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Cooper Cameron Corporation |
| CAM |
| 216640102 |
| 5/5/2005 |
| C |
| Y |
| F |
| F |
| Ratify the public accounting firm |
Cooper Cameron Corporation |
| CAM |
| 216640102 |
| 5/5/2005 |
| C |
| Y |
| F |
| F |
| Vote on management incentive plan |
Cooper Cameron Corporation |
| CAM |
| 216640102 |
| 5/5/2005 |
| C |
| Y |
| F |
| F |
| Vote on equity incentive plan |
Reliance Steel & Aluminum Co. |
| RS |
| 759509102 |
| 5/18/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Reliance Steel & Aluminum Co. |
| RS |
| 759509102 |
| 5/18/2005 |
| C |
| Y |
| F |
| F |
| Ratify the directors stock option plan |
Reliance Steel & Aluminum Co. |
| RS |
| 759509102 |
| 5/18/2005 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
Reliance Steel & Aluminum Co. |
| RS |
| 759509102 |
| 5/18/2005 |
| C |
| Y |
| F |
| F |
| Other matters |
Time Warner Inc. |
| AOL |
| 887317105 |
| 5/20/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Time Warner Inc. |
| AOL |
| 887317105 |
| 5/20/2005 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
Time Warner Inc. |
| AOL |
| 887317105 |
| 5/20/2005 |
| SH |
| Y |
| A |
| F |
| Proposal regarding pay comparison |
Devon Energy Corporation |
| DVN |
| 25179M103 |
| 6/8/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Devon Energy Corporation |
| DVN |
| 25179M103 |
| 6/8/2005 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
Devon Energy Corporation |
| DVN |
| 25179M103 |
| 6/8/2005 |
| C |
| Y |
| F |
| F |
| Adopt the long-term incentive plan |
Devon Energy Corporation |
| DVN |
| 25179M103 |
| 6/8/2005 |
| SH |
| Y |
| A |
| F |
| Revised director election vote standard |
Graftech International Ltd. |
| GTI |
| 384313102 |
| 5/25/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Graftech International Ltd. |
| GTI |
| 384313102 |
| 5/25/2005 |
| C |
| Y |
| F |
| F |
| Approve the equity incentive plan |
Cadbury Schweppes Plc. |
| CSG |
| 127209302 |
| 5/19/2005 |
| Info Only |
| Info Only |
| Info Only |
| Info Only |
| Election of nominees |
Cadbury Schweppes Plc. |
| CSG |
| 127209302 |
| 5/19/2005 |
| C |
| Y |
| F |
| F |
| Financial Statements |
Cadbury Schweppes Plc. |
| CSG |
| 127209302 |
| 5/19/2005 |
| C |
| Y |
| F |
| F |
| Declaration of final dividend 2004 |
Cadbury Schweppes Plc. |
| CSG |
| 127209302 |
| 5/19/2005 |
| C |
| Y |
| F |
| F |
| Report on directors’ remuneration |
Cadbury Schweppes Plc. |
| CSG |
| 127209302 |
| 5/19/2005 |
| C |
| Y |
| F |
| F |
| Re-appointment of Wolfgang Berndt |
Cadbury Schweppes Plc. |
| CSG |
| 127209302 |
| 5/19/2005 |
| C |
| Y |
| F |
| F |
| Re-appointment of Bob Stack |
Cadbury Schweppes Plc. |
| CSG |
| 127209302 |
| 5/19/2005 |
| C |
| Y |
| F |
| F |
| Re-appointment of Rosemary Thorne |
Cadbury Schweppes Plc. |
| CSG |
| 127209302 |
| 5/19/2005 |
| C |
| Y |
| F |
| F |
| Re-appointment of Baroness Wilcox |
Cadbury Schweppes Plc. |
| CSG |
| 127209302 |
| 5/19/2005 |
| C |
| Y |
| F |
| F |
| Re-appointment of auditors |
Cadbury Schweppes Plc. |
| CSG |
| 127209302 |
| 5/19/2005 |
| C |
| Y |
| F |
| F |
| Remuneration of auditors |
Cadbury Schweppes Plc. |
| CSG |
| 127209302 |
| 5/19/2005 |
| C |
| Y |
| F |
| F |
| Authority to allot relevant securities |
Cadbury Schweppes Plc. |
| CSG |
| 127209302 |
| 5/19/2005 |
| C |
| Y |
| F |
| F |
| Authority to display pre-emption rights |
Cadbury Schweppes Plc. |
| CSG |
| 127209302 |
| 5/19/2005 |
| C |
| Y |
| F |
| F |
| Authority to purchase own ordinary shares |
Liberty Media Corporation |
| L |
| 530718105 |
| 6/8/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Liberty Media Corporation |
| L |
| 530718105 |
| 6/8/2005 |
| C |
| Y |
| F |
| F |
| Ratify the auditor |
Michaels Stores, Inc. |
| MIK |
| 594087108 |
| 6/16/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Michaels Stores, Inc. |
| MIK |
| 594087108 |
| 6/16/2005 |
| C |
| Y |
| F |
| F |
| Ratify the independent accounting firm |
Michaels Stores, Inc. |
| MIK |
| 594087108 |
| 6/16/2005 |
| C |
| Y |
| F |
| F |
| Approve the incentive compensation plan |
Hot Topic, Inc. |
| HOTT |
| 441339108 |
| 6/15/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Hot Topic, Inc. |
| HOTT |
| 441339108 |
| 6/15/2005 |
| C |
| Y |
| F |
| F |
| Amend the equity incentive plan |
Hot Topic, Inc. |
| HOTT |
| 441339108 |
| 6/15/2005 |
| C |
| Y |
| F |
| F |
| Amend the non-employee directors stock option plan |
Hot Topic, Inc. |
| HOTT |
| 441339108 |
| 6/15/2005 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
PACIFIC ADVISORS FUNDS PROXY VOTING RECORD
JULY 1, 2004-JUNE 30, 2005
GROWTH FUND
|
|
|
|
|
|
|
| PROPOSED BY |
| DID |
| DID PAF VOTE |
| VOTE FOR (“F”) |
|
|
|
|
|
|
|
| MEETING |
| CO (“C”) OR |
| PAF VOTE |
| FOR (“F”) OR |
| OR AGAINST |
|
|
COMPANY NAME |
| TICKER |
| CUSIP |
| DATE |
| INVESTOR (“SH”) |
| Y OR N |
| AGAINST (“A”) |
| (“A”) MGT? |
| DESCRIPTION OF MATTER |
Intervoice, Inc. |
| INTV |
| 461142101 |
| 7/21/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Intervoice, Inc. |
| INTV |
| 461142101 |
| 7/21/2004 |
| C |
| Y |
| F |
| F |
| Amend the company’s 2003 stock option plan |
Intervoice, Inc. |
| INTV |
| 461142101 |
| 7/21/2004 |
| C |
| Y |
| F |
| F |
| Authorize proxies to vote upon particular business or matters |
Mckesson Corporation |
| MCK |
| 58155Q103 |
| 7/28/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Mckesson Corporation |
| MCK |
| 58155Q103 |
| 7/28/2004 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
Oracle Corporation |
| ORCL |
| 68389X105 |
| 10/29/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Oracle Corporation |
| ORCL |
| 68389X105 |
| 10/29/2004 |
| C |
| Y |
| F |
| F |
| Approve the 2005 executive bonus plan |
Oracle Corporation |
| ORCL |
| 68389X105 |
| 10/29/2004 |
| C |
| Y |
| F |
| F |
| Ratify the auditor |
Oracle Corporation |
| ORCL |
| 68389X105 |
| 10/29/2004 |
| C |
| Y |
| F |
| F |
| Amend the 2000 long-term equity incentive plan |
Oracle Corporation |
| ORCL |
| 68389X105 |
| 10/29/2004 |
| SH |
| Y |
| A |
| F |
| Adopt the “China business principles for the rights of workers in China” |
Becton, Dickinson And Company |
| BDX |
| 075887109 |
| 2/1/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Becton, Dickinson And Company |
| BDX |
| 075887109 |
| 2/1/2005 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
Becton, Dickinson And Company |
| BDX |
| 075887109 |
| 2/1/2005 |
| C |
| Y |
| F |
| F |
| Approve the performance incentive plan |
Becton, Dickinson And Company |
| BDX |
| 075887109 |
| 2/1/2005 |
| SH |
| Y |
| A |
| F |
| Cumulative voting |
Andrew Corporation |
| ANDW |
| 034425108 |
| 2/8/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Andrew Corporation |
| ANDW |
| 034425108 |
| 2/8/2005 |
| C |
| Y |
| F |
| F |
| Adopt the new management incentive plan |
Andrew Corporation |
| ANDW |
| 034425108 |
| 2/8/2005 |
| C |
| Y |
| F |
| F |
| Adopt the new long term incentive plan |
Andrew Corporation |
| ANDW |
| 034425108 |
| 2/8/2005 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
Andrew Corporation |
| ANDW |
| 034425108 |
| 2/8/2005 |
| C |
| Y |
| F |
| F |
| The proxies voting timing issues |
Qualcomm, Incorporated |
| QCOM |
| 747525103 |
| 3/8/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Qualcomm, Incorporated |
| QCOM |
| 747525103 |
| 3/8/2005 |
| C |
| Y |
| F |
| F |
| Eliminate the classified board and cumulative voting |
Qualcomm, Incorporated |
| QCOM |
| 747525103 |
| 3/8/2005 |
| C |
| Y |
| F |
| F |
| Increase the number of authorized shares of common stock |
Qualcomm, Incorporated |
| QCOM |
| 747525103 |
| 3/8/2005 |
| C |
| Y |
| F |
| F |
| Remove unnecessary and outdated references to the company’s IPO |
Qualcomm, Incorporated |
| QCOM |
| 747525103 |
| 3/8/2005 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
Tyco International LTD. |
| TYC |
| 902124106 |
| 3/10/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Tyco International LTD. |
| TYC |
| 902124106 |
| 3/10/2005 |
| C |
| Y |
| F |
| F |
| Re-appoint auditors |
Apache Corporation |
| APA |
| 037411105 |
| 5/5/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Apache Corporation |
| APA |
| 037411105 |
| 5/5/2005 |
| C |
| Y |
| F |
| F |
| Approve stock option plan |
Apache Corporation |
| APA |
| 037411105 |
| 5/5/2005 |
| C |
| Y |
| F |
| F |
| Approve share appreciation plan |
Apache Corporation |
| APA |
| 037411105 |
| 5/5/2005 |
| SH |
| Y |
| A |
| F |
| Proposal concerning director election standard |
Apache Corporation |
| APA |
| 037411105 |
| 5/5/2005 |
| SH |
| Y |
| A |
| F |
| Proposal concerning auditor independence |
Burlington Resources Inc. |
| BR |
| 122014103 |
| 4/27/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Burlington Resources Inc. |
| BR |
| 122014103 |
| 4/27/2005 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
International Business Machines Corp. |
| IBM |
| 459200101 |
| 4/26/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
International Business Machines Corp. |
| IBM |
| 459200101 |
| 4/26/2005 |
| C |
| Y |
| F |
| F |
| Ratify registered public accounting firm |
International Business Machines Corp. |
| IBM |
| 459200101 |
| 4/26/2005 |
| SH |
| Y |
| A |
| F |
| Proposal on cumulative voting |
International Business Machines Corp. |
| IBM |
| 459200101 |
| 4/26/2005 |
| SH |
| Y |
| A |
| F |
| Proposal on pension and retirement medical |
International Business Machines Corp. |
| IBM |
| 459200101 |
| 4/26/2005 |
| SH |
| Y |
| A |
| F |
| Proposal on executive compensation |
International Business Machines Corp. |
| IBM |
| 459200101 |
| 4/26/2005 |
| SH |
| Y |
| A |
| F |
| Proposal on expensing stock options |
International Business Machines Corp. |
| IBM |
| 459200101 |
| 4/26/2005 |
| SH |
| Y |
| A |
| F |
| Proposal on disclosure of executive compensation |
International Business Machines Corp. |
| IBM |
| 459200101 |
| 4/26/2005 |
| SH |
| Y |
| A |
| F |
| Proposal on off shoring |
General Electric Company |
| GE |
| 369604103 |
| 4/27/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
General Electric Company |
| GE |
| 369604103 |
| 4/27/2005 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
General Electric Company |
| GE |
| 369604103 |
| 4/27/2005 |
| SH |
| Y |
| A |
| F |
| Cumulative voting |
General Electric Company |
| GE |
| 369604103 |
| 4/27/2005 |
| SH |
| Y |
| A |
| F |
| Report on nuclear risk |
General Electric Company |
| GE |
| 369604103 |
| 4/27/2005 |
| SH |
| Y |
| A |
| F |
| Report on PCB cleanup costs |
General Electric Company |
| GE |
| 369604103 |
| 4/27/2005 |
| SH |
| Y |
| A |
| F |
| Curb over-extended directors |
General Electric Company |
| GE |
| 369604103 |
| 4/27/2005 |
| SH |
| Y |
| A |
| F |
| Report on sustainability |
General Electric Company |
| GE |
| 369604103 |
| 4/27/2005 |
| SH |
| Y |
| A |
| F |
| Disclose political contributions |
General Electric Company |
| GE |
| 369604103 |
| 4/27/2005 |
| SH |
| Y |
| A |
| F |
| Animal testing |
Carbo Ceramics Inc. |
| CRR |
| 140781105 |
| 4/19/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Carbo Ceramics Inc. |
| CRR |
| 140781105 |
| 4/19/2005 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
Johnson & Johnson |
| JNJ |
| 478160104 |
| 4/28/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Johnson & Johnson |
| JNJ |
| 478160104 |
| 4/28/2005 |
| C |
| Y |
| F |
| F |
| Approve long-term incentive plan |
Johnson & Johnson |
| JNJ |
| 478160104 |
| 4/28/2005 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
Georgia-Pacific Corporation |
| GP |
| 373298108 |
| 5/3/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Georgia-Pacific Corporation |
| GP |
| 373298108 |
| 5/3/2005 |
| C |
| Y |
| F |
| F |
| Approve long-term incentive plan |
Georgia-Pacific Corporation |
| GP |
| 373298108 |
| 5/3/2005 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
Georgia-Pacific Corporation |
| GP |
| 373298108 |
| 5/3/2005 |
| SH |
| Y |
| A |
| F |
| Amend bylaws |
Marathon Oil Corporation |
| MRO |
| 565849106 |
| 4/27/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Marathon Oil Corporation |
| MRO |
| 565849106 |
| 4/27/2005 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
Marathon Oil Corporation |
| MRO |
| 565849106 |
| 4/27/2005 |
| SH |
| Y |
| A |
| F |
| Declassify the board of directors |
Marathon Oil Corporation |
| MRO |
| 565849106 |
| 4/27/2005 |
| SH |
| Y |
| A |
| F |
| Elect directors by a majority vote |
Anglogold Ashanti Limited |
| AU |
| 035128206 |
| 4/29/2005 |
| C |
| Y |
| F |
| F |
| This space intentionally left black |
Anglogold Ashanti Limited |
| AU |
| 035128206 |
| 4/29/2005 |
| C |
| Y |
| F |
| F |
| Adopt the financial statement |
Anglogold Ashanti Limited |
| AU |
| 035128206 |
| 4/29/2005 |
| C |
| Y |
| F |
| F |
| Re-elect the director |
Anglogold Ashanti Limited |
| AU |
| 035128206 |
| 4/29/2005 |
| C |
| Y |
| F |
| F |
| Re-elect the director |
Anglogold Ashanti Limited |
| AU |
| 035128206 |
| 4/29/2005 |
| C |
| Y |
| F |
| F |
| Re-elect the director |
Anglogold Ashanti Limited |
| AU |
| 035128206 |
| 4/29/2005 |
| C |
| Y |
| F |
| F |
| Re-elect the director |
Anglogold Ashanti Limited |
| AU |
| 035128206 |
| 4/29/2005 |
| C |
| Y |
| F |
| F |
| Re-elect the director |
Anglogold Ashanti Limited |
| AU |
| 035128206 |
| 4/29/2005 |
| C |
| Y |
| F |
| F |
| Re-elect the director |
Anglogold Ashanti Limited |
| AU |
| 035128206 |
| 4/29/2005 |
| C |
| Y |
| F |
| F |
| Re-elect the director |
Anglogold Ashanti Limited |
| AU |
| 035128206 |
| 4/29/2005 |
| C |
| Y |
| F |
| F |
| Placement of unissued shares |
Anglogold Ashanti Limited |
| AU |
| 035128206 |
| 4/29/2005 |
| C |
| Y |
| F |
| F |
| Authorize to issue shares for cash |
Anglogold Ashanti Limited |
| AU |
| 035128206 |
| 4/29/2005 |
| C |
| Y |
| F |
| F |
| Authorize to acquire the company’s own shares |
Anglogold Ashanti Limited |
| AU |
| 035128206 |
| 4/29/2005 |
| C |
| Y |
| F |
| F |
| Approve incentive plan |
Cambrex Corporation |
| CBM |
| 132011107 |
| 4/28/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Cambrex Corporation |
| CBM |
| 132011107 |
| 4/28/2005 |
| C |
| Y |
| F |
| F |
| Ratify the public accountants |
Furniture Brands International, Inc. |
| FBN |
| 360921100 |
| 4/28/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Furniture Brands International, Inc. |
| FBN |
| 360921100 |
| 4/28/2005 |
| C |
| Y |
| F |
| F |
| Adopt bonus plan |
Furniture Brands International, Inc. |
| FBN |
| 360921100 |
| 4/28/2005 |
| C |
| Y |
| F |
| F |
| Adopt stock plan |
Furniture Brands International, Inc. |
| FBN |
| 360921100 |
| 4/28/2005 |
| C |
| Y |
| F |
| F |
| Re-adopt executive incentive plan |
Furniture Brands International, Inc. |
| FBN |
| 360921100 |
| 4/28/2005 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
Pfizer Inc. |
| PFE |
| 717081103 |
| 4/28/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Pfizer Inc. |
| PFE |
| 717081103 |
| 4/28/2005 |
| C |
| Y |
| F |
| F |
| Ratify the registered public accounting firm |
Pfizer Inc. |
| PFE |
| 717081103 |
| 4/28/2005 |
| SH |
| Y |
| A |
| F |
| Relating to term limits for directors |
Pfizer Inc. |
| PFE |
| 717081103 |
| 4/28/2005 |
| SH |
| Y |
| A |
| F |
| Requesting a report on accessing to product |
Pfizer Inc. |
| PFE |
| 717081103 |
| 4/28/2005 |
| SH |
| Y |
| A |
| F |
| Relating to importation of prescription drugs |
Pfizer Inc. |
| PFE |
| 717081103 |
| 4/28/2005 |
| SH |
| Y |
| A |
| F |
| Relating to political contributions |
Pfizer Inc. |
| PFE |
| 717081103 |
| 4/28/2005 |
| SH |
| Y |
| A |
| F |
| Relating to product availability |
Pfizer Inc. |
| PFE |
| 717081103 |
| 4/28/2005 |
| SH |
| Y |
| A |
| F |
| Relating to separate the roles of Chair and CEO |
Quest Diagnostics Incorporated |
| DGX |
| 74834L100 |
| 5/10/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Quest Diagnostics Incorporated |
| DGX |
| 74834L100 |
| 5/10/2005 |
| C |
| Y |
| F |
| F |
| Ratify the registered public accounting firm |
Quest Diagnostics Incorporated |
| DGX |
| 74834L100 |
| 5/10/2005 |
| C |
| Y |
| F |
| F |
| Approve the amended employee incentive plan |
Quest Diagnostics Incorporated |
| DGX |
| 74834L100 |
| 5/10/2005 |
| C |
| Y |
| F |
| F |
| Approve the amended director incentive plan |
Zimmer Holdings, Inc. |
| ZMH |
| 98956P102 |
| 5/2/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Zimmer Holdings, Inc. |
| ZMH |
| 98956P102 |
| 5/2/2005 |
| C |
| Y |
| F |
| F |
| Amend to teamshare stock option plan |
Zimmer Holdings, Inc. |
| ZMH |
| 98956P102 |
| 5/2/2005 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
Zimmer Holdings, Inc. |
| ZMH |
| 98956P102 |
| 5/2/2005 |
| SH |
| Y |
| A |
| F |
| Proposal relating to auditor independence |
Wellpoint, Inc. |
| WLP |
| 94973V107 |
| 5/10/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Wellpoint, Inc. |
| WLP |
| 94973V107 |
| 5/10/2005 |
| C |
| Y |
| F |
| F |
| Ratify the registered public accounting firm |
Wellpoint, Inc. |
| WLP |
| 94973V107 |
| 5/10/2005 |
| SH |
| Y |
| A |
| F |
| Proposal on performance-based compensation |
Linens’N Things, Inc. |
| LIN |
| 535679104 |
| 5/5/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
FreePort-Mcmoran Copper & Gold Inc. |
| FCX |
| 35671D857 |
| 5/5/2005 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
FreePort-Mcmoran Copper & Gold Inc. |
| FCX |
| 35671D857 |
| 5/5/2005 |
| C |
| Y |
| F |
| F |
| Approve the incentive plan |
FreePort-Mcmoran Copper & Gold Inc. |
| FCX |
| 35671D857 |
| 5/5/2005 |
| SH |
| Y |
| A |
| F |
| Majority vote requirement to elect directors |
FreePort-Mcmoran Copper & Gold Inc. |
| FCX |
| 35671D857 |
| 5/5/2005 |
| SH |
| Y |
| A |
| F |
| Review of policies |
Sovereign Bancorp. Inc. |
| SOV |
| 845905108 |
| 4/21/2005 |
| C |
| Received on 4/22/05 |
| N/A |
| N/A |
| Election of nominees |
Sovereign Bancorp. Inc. |
| SOV |
| 845905108 |
| 4/21/2005 |
| Info Only |
| Received on 4/22/05 |
| N/A |
| N/A |
| Ratify the auditors |
ITT Industries, Inc. |
| ITT |
| 450911102 |
| 5/10/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
ITT Industries, Inc. |
| ITT |
| 450911102 |
| 5/10/2005 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
ITT Industries, Inc. |
| ITT |
| 450911102 |
| 5/10/2005 |
| C |
| Y |
| F |
| F |
| Approve the articles |
Louisiana-Pacific Corporation |
| LPX |
| 546347105 |
| 5/2/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Louisiana-Pacific Corporation |
| LPX |
| 546347105 |
| 5/2/2005 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
HSBC Holdings Plc. |
| HBC |
| 404280406 |
| 5/27/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
HSBC Holdings Plc. |
| HBC |
| 404280406 |
| 5/27/2005 |
| C |
| Y |
| F |
| F |
| Receive the report and accounts |
HSBC Holdings Plc. |
| HBC |
| 404280406 |
| 5/27/2005 |
| C |
| Y |
| F |
| F |
| Reappoint the auditor |
HSBC Holdings Plc. |
| HBC |
| 404280406 |
| 5/27/2005 |
| C |
| Y |
| F |
| F |
| Approve the directors’ remuneration report |
HSBC Holdings Plc. |
| HBC |
| 404280406 |
| 5/27/2005 |
| C |
| Y |
| F |
| F |
| Authorize the directors to allot shares |
HSBC Holdings Plc. |
| HBC |
| 404280406 |
| 5/27/2005 |
| C |
| Y |
| F |
| F |
| Disapply pre-emption rights |
HSBC Holdings Plc. |
| HBC |
| 404280406 |
| 5/27/2005 |
| C |
| Y |
| F |
| F |
| Authorize to purchase company’s own shares |
HSBC Holdings Plc. |
| HBC |
| 404280406 |
| 5/27/2005 |
| C |
| Y |
| F |
| F |
| Amend the option plan |
HSBC Holdings Plc. |
| HBC |
| 404280406 |
| 5/27/2005 |
| C |
| Y |
| F |
| F |
| Amend the option plan international |
HSBC Holdings Plc. |
| HBC |
| 404280406 |
| 5/27/2005 |
| C |
| Y |
| F |
| F |
| Approve the employee stock plan |
HSBC Holdings Plc. |
| HBC |
| 404280406 |
| 5/27/2005 |
| C |
| Y |
| F |
| F |
| Approve the share plan |
HSBC Holdings Plc. |
| HBC |
| 404280406 |
| 5/27/2005 |
| C |
| Y |
| F |
| F |
| Alter the articles |
St. Jude Medical. Inc. |
| STJ |
| 790849103 |
| 5/11/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
St. Jude Medical. Inc. |
| STJ |
| 790849103 |
| 5/11/2005 |
| C |
| Y |
| F |
| F |
| Ratify the registered public accountants |
St. Jude Medical. Inc. |
| STJ |
| 790849103 |
| 5/11/2005 |
| SH |
| Y |
| A |
| F |
| Limit company’s registered public accountants |
Caremark Rx. Inc. |
| CMX |
| 141705103 |
| 5/11/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Caremark Rx. Inc. |
| CMX |
| 141705103 |
| 5/11/2005 |
| SH |
| Y |
| A |
| F |
| Political contributions |
Exxon Mobil Corporation |
| XOM |
| 30231G102 |
| 5/25/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Exxon Mobil Corporation |
| XOM |
| 30231G102 |
| 5/25/2005 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
Exxon Mobil Corporation |
| XOM |
| 30231G102 |
| 5/25/2005 |
| SH |
| Y |
| A |
| F |
| Political contributions |
Exxon Mobil Corporation |
| XOM |
| 30231G102 |
| 5/25/2005 |
| SH |
| Y |
| A |
| F |
| Board compensation |
Exxon Mobil Corporation |
| XOM |
| 30231G102 |
| 5/25/2005 |
| SH |
| Y |
| A |
| F |
| Industry experience |
Exxon Mobil Corporation |
| XOM |
| 30231G102 |
| 5/25/2005 |
| SH |
| Y |
| A |
| F |
| Aceh security report |
Exxon Mobil Corporation |
| XOM |
| 30231G102 |
| 5/25/2005 |
| SH |
| Y |
| A |
| F |
| Amendment of Eeo policy |
Exxon Mobil Corporation |
| XOM |
| 30231G102 |
| 5/25/2005 |
| SH |
| Y |
| A |
| F |
| Biodiversity impact report |
Exxon Mobil Corporation |
| XOM |
| 30231G102 |
| 5/25/2005 |
| SH |
| Y |
| A |
| F |
| Climate science report |
Exxon Mobil Corporation |
| XOM |
| 30231G102 |
| 5/25/2005 |
| SH |
| Y |
| A |
| F |
| Kyoto compliance report |
The Home Depot, Inc. |
| HD |
| 437076102 |
| 5/26/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
The Home Depot, Inc. |
| HD |
| 437076102 |
| 5/26/2005 |
| C |
| Y |
| F |
| F |
| Ratify the public accounting firm |
The Home Depot, Inc. |
| HD |
| 437076102 |
| 5/26/2005 |
| C |
| Y |
| F |
| F |
| Amend the article of incorporation |
The Home Depot, Inc. |
| HD |
| 437076102 |
| 5/26/2005 |
| C |
| Y |
| F |
| F |
| Approve the stock incentive plan |
The Home Depot, Inc. |
| HD |
| 437076102 |
| 5/26/2005 |
| SH |
| Y |
| A |
| F |
| Employment diversity report disclosure |
The Home Depot, Inc. |
| HD |
| 437076102 |
| 5/26/2005 |
| SH |
| Y |
| A |
| F |
| Method of voting |
The Home Depot, Inc. |
| HD |
| 437076102 |
| 5/26/2005 |
| SH |
| Y |
| A |
| F |
| Nondeductible compensation |
The Home Depot, Inc. |
| HD |
| 437076102 |
| 5/26/2005 |
| SH |
| Y |
| A |
| F |
| Future severance agreements |
The Home Depot, Inc. |
| HD |
| 437076102 |
| 5/26/2005 |
| SH |
| Y |
| A |
| F |
| Performance and time-based restricted shares |
The Home Depot, Inc. |
| HD |
| 437076102 |
| 5/26/2005 |
| SH |
| Y |
| A |
| F |
| Performance-based options |
The Home Depot, Inc. |
| HD |
| 437076102 |
| 5/26/2005 |
| SH |
| Y |
| A |
| F |
| Political nonpartisanship |
Nature’s Sunshine Products, Inc. |
| NATR |
| 639027101 |
| 5/27/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Nature’s Sunshine Products, Inc. |
| NATR |
| 639027101 |
| 5/27/2005 |
| C |
| Y |
| F |
| F |
| Ratify the independent public accountants |
Applebee’s International, Inc. |
| APPB |
| 037899101 |
| 5/12/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Applebee’s International, Inc. |
| APPB |
| 037899101 |
| 5/12/2005 |
| C |
| Y |
| F |
| F |
| Approve the equity incentive plan |
Applebee’s International, Inc. |
| APPB |
| 037899101 |
| 5/12/2005 |
| C |
| Y |
| F |
| F |
| Approve the stock purchase plan |
Applebee’s International, Inc. |
| APPB |
| 037899101 |
| 5/12/2005 |
| C |
| Y |
| F |
| F |
| Ratify the independent public accountants |
Applebee’s International, Inc. |
| APPB |
| 037899101 |
| 5/12/2005 |
| SH |
| Y |
| A |
| F |
| Act on a shareholder proposal |
Phelps Dodge Corporation |
| PD |
| 717265102 |
| 5/27/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Phelps Dodge Corporation |
| PD |
| 717265102 |
| 5/27/2005 |
| C |
| Y |
| F |
| F |
| Approve the executive incentive plan |
Phelps Dodge Corporation |
| PD |
| 717265102 |
| 5/27/2005 |
| C |
| Y |
| F |
| F |
| Approve the amendment to the certificate |
Phelps Dodge Corporation |
| PD |
| 717265102 |
| 5/27/2005 |
| C |
| Y |
| F |
| F |
| Ratify the independent accountants |
Citizens Communications Company |
| CZN |
| 17453B101 |
| 5/26/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Citizens Communications Company |
| CZN |
| 17453B101 |
| 5/26/2005 |
| C |
| Y |
| F |
| F |
| Amend the equity incentive plan |
Citizens Communications Company |
| CZN |
| 17453B101 |
| 5/26/2005 |
| C |
| Y |
| F |
| F |
| Ratify the independent accounting firm |
Citizens Communications Company |
| CZN |
| 17453B101 |
| 5/26/2005 |
| C |
| Y |
| F |
| F |
| Transact any other business properly be brought |
Siebel Systems, Inc. |
| SEBL |
| 826170102 |
| 6/8/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Siebel Systems, Inc. |
| SEBL |
| 826170102 |
| 6/8/2005 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
PACIFIC ADVISORS FUNDS PROXY VOTING RECORD
JULY 1, 2004-JUNE 30, 2005
MULTI-CAP FUND
|
|
|
|
|
|
|
| PROPOSED BY |
| DID |
| DID PAF VOTE |
| VOTE FOR (“F”) |
|
|
|
|
|
|
|
| MEETING |
| CO (“C”) OR |
| PAF VOTE |
| FOR (“F”) OR |
| OR AGAINST |
|
|
COMPANY NAME |
| TICKER |
| CUSIP |
| DATE |
| INVESTOR (“SH”) |
| Y OR N |
| AGAINST (“A”) |
| (“A”) MGT? |
| DESCRIPTION OF MATTER |
Sola International Inc. |
| SOL |
| 834092108 |
| 7/21/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Activision, Inc. |
| ATVI |
| 004930202 |
| 9/21/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Activision, Inc. |
| ATVI |
| 004930202 |
| 9/21/2004 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
Federal Home Loan Mortgage Corporation |
| FRE |
| 313400301 |
| 11/4/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Federal Home Loan Mortgage Corporation |
| FRE |
| 313400301 |
| 11/4/2004 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
Federal Home Loan Mortgage Corporation |
| FRE |
| 313400301 |
| 11/4/2004 |
| C |
| Y |
| F |
| F |
| Approve the 2004 stock compensation plan |
Federal Home Loan Mortgage Corporation |
| FRE |
| 313400301 |
| 11/4/2004 |
| C |
| Y |
| F |
| F |
| Approve the amended and restated employee stock purchase plan |
Microsoft Corporation |
| MSFT |
| 594918104 |
| 11/9/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Microsoft Corporation |
| MSFT |
| 594918104 |
| 11/9/2004 |
| C |
| Y |
| F |
| F |
| Amend the 2001 stock plan and the 1991 stock plan |
Microsoft Corporation |
| MSFT |
| 594918104 |
| 11/9/2004 |
| C |
| Y |
| F |
| F |
| Amend the 1999 stock plan |
Microsoft Corporation |
| MSFT |
| 594918104 |
| 11/9/2004 |
| C |
| Y |
| F |
| F |
| Approve the material terms of the performance criteria |
Microsoft Corporation |
| MSFT |
| 594918104 |
| 11/9/2004 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
CISCO Systems, Inc. |
| CSCO |
| 17275R102 |
| 11/18/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
CISCO Systems, Inc. |
| CSCO |
| 17275R102 |
| 11/18/2004 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
CISCO Systems, Inc. |
| CSCO |
| 17275R102 |
| 11/18/2004 |
| SH |
| Y |
| A |
| F |
| Review the executive compensation policies |
Lucent Technologies Inc. |
| LU |
| 549463107 |
| 2/16/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Lucent Technologies Inc. |
| LU |
| 549463107 |
| 2/16/2005 |
| C |
| Y |
| F |
| F |
| Approve a reverse stock split |
Lucent Technologies Inc. |
| LU |
| 549463107 |
| 2/16/2005 |
| SH |
| Y |
| A |
| F |
| Publication of political action contributions |
Lucent Technologies Inc. |
| LU |
| 549463107 |
| 2/16/2005 |
| SH |
| Y |
| A |
| F |
| Performance-based compensation awards |
Lucent Technologies Inc. |
| LU |
| 549463107 |
| 2/16/2005 |
| SH |
| Y |
| A |
| F |
| Amend company’s audit services pre-approval policy |
Lucent Technologies Inc. |
| LU |
| 549463107 |
| 2/16/2005 |
| SH |
| Y |
| A |
| F |
| Require shareowner approval of future golden parachutes |
The Goldman Sachs Group, Inc |
| GS |
| 38141G104 |
| 4/6/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
The Goldman Sachs Group, Inc |
| GS |
| 38141G104 |
| 4/6/2005 |
| C |
| Y |
| F |
| F |
| Approval of amended certificate of incorporation |
The Goldman Sachs Group, Inc |
| GS |
| 38141G104 |
| 4/6/2005 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
Citigroup Inc. |
| CCI |
| 172967101 |
| 4/19/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Citigroup Inc. |
| CCI |
| 172967101 |
| 4/19/2005 |
| C |
| Y |
| F |
| F |
| Ratify the registered public accounting firm |
Citigroup Inc. |
| CCI |
| 172967101 |
| 4/19/2005 |
| C |
| Y |
| F |
| F |
| To approve the stock incentive plan |
Citigroup Inc. |
| CCI |
| 172967101 |
| 4/19/2005 |
| SH |
| Y |
| A |
| F |
| Proposal requesting a curb on executive compensation |
Citigroup Inc. |
| CCI |
| 172967101 |
| 4/19/2005 |
| SH |
| Y |
| A |
| F |
| Proposal requesting a report on political contributions |
Citigroup Inc. |
| CCI |
| 172967101 |
| 4/19/2005 |
| SH |
| Y |
| A |
| F |
| Proposal requesting the chairman have no duties, titles or responsibilities |
Citigroup Inc. |
| CCI |
| 172967101 |
| 4/19/2005 |
| SH |
| Y |
| A |
| F |
| Proposal requesting CEO compensation be limited |
Citigroup Inc. |
| CCI |
| 172967101 |
| 4/19/2005 |
| SH |
| Y |
| A |
| F |
| Proposal requesting election of nominees |
Citigroup Inc. |
| CCI |
| 172967101 |
| 4/19/2005 |
| SH |
| Y |
| A |
| F |
| Proposal requesting a by-law amendment |
Citigroup Inc. |
| CCI |
| 172967101 |
| 4/19/2005 |
| SH |
| Y |
| A |
| F |
| Proposal requesting a simple majority vote |
SBC Communications Inc. |
| SBC |
| 78387G103 |
| 4/29/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
SBC Communications Inc. |
| SBC |
| 78387G103 |
| 4/29/2005 |
| C |
| Y |
| F |
| F |
| Approval of auditors |
SBC Communications Inc. |
| SBC |
| 78387G103 |
| 4/29/2005 |
| C |
| Y |
| F |
| F |
| Approval of stock purchase and deferral plan |
SBC Communications Inc. |
| SBC |
| 78387G103 |
| 4/29/2005 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal A |
SBC Communications Inc. |
| SBC |
| 78387G103 |
| 4/29/2005 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal B |
SBC Communications Inc. |
| SBC |
| 78387G103 |
| 4/29/2005 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal C |
SBC Communications Inc. |
| SBC |
| 78387G103 |
| 4/29/2005 |
| SH |
| Y |
| A |
| F |
| Stockholder proposal D |
Washington Mutual, Inc. |
| WAM |
| 939322103 |
| 4/19/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Washington Mutual, Inc. |
| WAM |
| 939322103 |
| 4/19/2005 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
United States Steel Corporation |
| X |
| 912909108 |
| 4/26/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
United States Steel Corporation |
| X |
| 912909108 |
| 4/26/2005 |
| C |
| Y |
| F |
| F |
| Election of independent registered public accounting firm |
United States Steel Corporation |
| X |
| 912909108 |
| 4/26/2005 |
| C |
| Y |
| F |
| F |
| Approve stock incentive plan |
United States Steel Corporation |
| X |
| 912909108 |
| 4/26/2005 |
| C |
| Y |
| F |
| F |
| Approve incentive compensation plan |
International Business Machines Corp. |
| IBM |
| 459200101 |
| 4/26/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
International Business Machines Corp. |
| IBM |
| 459200101 |
| 4/26/2005 |
| C |
| Y |
| F |
| F |
| Ratify registered public accounting firm |
International Business Machines Corp. |
| IBM |
| 459200101 |
| 4/26/2005 |
| SH |
| Y |
| A |
| F |
| Proposal on cumulative voting |
International Business Machines Corp. |
| IBM |
| 459200101 |
| 4/26/2005 |
| SH |
| Y |
| A |
| F |
| Proposal on pension and retirement medical |
International Business Machines Corp. |
| IBM |
| 459200101 |
| 4/26/2005 |
| SH |
| Y |
| A |
| F |
| Proposal on executive compensation |
International Business Machines Corp. |
| IBM |
| 459200101 |
| 4/26/2005 |
| SH |
| Y |
| A |
| F |
| Proposal on expensing stock options |
International Business Machines Corp. |
| IBM |
| 459200101 |
| 4/26/2005 |
| SH |
| Y |
| A |
| F |
| Proposal on disclosure of executive compensation |
International Business Machines Corp. |
| IBM |
| 459200101 |
| 4/26/2005 |
| SH |
| Y |
| A |
| F |
| Proposal on offshoring |
Schering-Plough Corporation |
| SGP |
| 806605101 |
| 4/26/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Schering-Plough Corporation |
| SGP |
| 806605101 |
| 4/26/2005 |
| C |
| Y |
| F |
| F |
| Ratify the registered public accounting firm |
Schering-Plough Corporation |
| SGP |
| 806605101 |
| 4/26/2005 |
| SH |
| Y |
| A |
| F |
| Proposal on election of directors |
Schering-Plough Corporation |
| SGP |
| 806605101 |
| 4/26/2005 |
| SH |
| Y |
| A |
| F |
| Proposal on animal testing |
Apache Corporation |
| APA |
| 037411105 |
| 5/5/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Apache Corporation |
| APA |
| 037411105 |
| 5/5/2005 |
| C |
| Y |
| F |
| F |
| Approve stock option plan |
Apache Corporation |
| APA |
| 037411105 |
| 5/5/2005 |
| C |
| Y |
| F |
| F |
| Approve share appreciation plan |
Apache Corporation |
| APA |
| 037411105 |
| 5/5/2005 |
| SH |
| Y |
| A |
| F |
| Proposal concerning director election standard |
Apache Corporation |
| APA |
| 037411105 |
| 5/5/2005 |
| SH |
| Y |
| A |
| F |
| Proposal concerning auditor independence |
Amgen Inc. |
| AMGN |
| 031162100 |
| 5/11/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Amgen Inc. |
| AMGN |
| 031162100 |
| 5/11/2005 |
| C |
| Y |
| F |
| F |
| Ratify the registered public accountants |
Amgen Inc. |
| AMGN |
| 031162100 |
| 5/11/2005 |
| SH |
| Y |
| A |
| F |
| Proposal in vitro testing |
Amgen Inc. |
| AMGN |
| 031162100 |
| 5/11/2005 |
| SH |
| Y |
| A |
| F |
| Proposal about executive compensation |
Amgen Inc. |
| AMGN |
| 031162100 |
| 5/11/2005 |
| SH |
| Y |
| A |
| F |
| Proposal about stock retention |
Activision, Inc. |
| ATVI |
| 004930202 |
| 4/4/2005 |
| C |
| Received on 4/12/05 |
| N/A |
| N/A |
| To amend the certificate of Incorporation |
Chevrontexaco Corporation |
| CVX |
| 166764100 |
| 4/27/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Chevrontexaco Corporation |
| CVX |
| 166764100 |
| 4/27/2005 |
| C |
| Y |
| F |
| F |
| Ratify registered public accounting firm |
Chevrontexaco Corporation |
| CVX |
| 166764100 |
| 4/27/2005 |
| SH |
| Y |
| A |
| F |
| Directors’ compensation |
Chevrontexaco Corporation |
| CVX |
| 166764100 |
| 4/27/2005 |
| SH |
| Y |
| A |
| F |
| Executive severance agreements |
Chevrontexaco Corporation |
| CVX |
| 166764100 |
| 4/27/2005 |
| SH |
| Y |
| A |
| F |
| Stock option expensing |
Chevrontexaco Corporation |
| CVX |
| 166764100 |
| 4/27/2005 |
| SH |
| Y |
| A |
| F |
| Animal testing |
Chevrontexaco Corporation |
| CVX |
| 166764100 |
| 4/27/2005 |
| SH |
| Y |
| A |
| F |
| Oil & Gas drilling in protected areas |
Chevrontexaco Corporation |
| CVX |
| 166764100 |
| 4/27/2005 |
| SH |
| Y |
| A |
| F |
| Report on Ecuador |
Marathon Oil Corporation |
| MRO |
| 565849106 |
| 4/27/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Marathon Oil Corporation |
| MRO |
| 565849106 |
| 4/27/2005 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
Marathon Oil Corporation |
| MRO |
| 565849106 |
| 4/27/2005 |
| SH |
| Y |
| A |
| F |
| Declassify the board of directors |
Marathon Oil Corporation |
| MRO |
| 565849106 |
| 4/27/2005 |
| SH |
| Y |
| A |
| F |
| Elect directors by a majority vote |
EMC Corporation |
| EMC |
| 268648102 |
| 5/5/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
EMC Corporation |
| EMC |
| 268648102 |
| 5/5/2005 |
| C |
| Y |
| F |
| F |
| Approve amendments to stock plan |
EMC Corporation |
| EMC |
| 268648102 |
| 5/5/2005 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
EMC Corporation |
| EMC |
| 268648102 |
| 5/5/2005 |
| SH |
| Y |
| A |
| F |
| Proposal on audit committee |
EMC Corporation |
| EMC |
| 268648102 |
| 5/5/2005 |
| SH |
| Y |
| A |
| F |
| Stock option |
Pfizer Inc. |
| PFE |
| 717081103 |
| 4/28/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Pfizer Inc. |
| PFE |
| 717081103 |
| 4/28/2005 |
| C |
| Y |
| F |
| F |
| Ratify the registered public accounting firm |
Pfizer Inc. |
| PFE |
| 717081103 |
| 4/28/2005 |
| SH |
| Y |
| A |
| F |
| Relating to term limits for directors |
Pfizer Inc. |
| PFE |
| 717081103 |
| 4/28/2005 |
| SH |
| Y |
| A |
| F |
| Requesting a report on accessing to product |
Pfizer Inc. |
| PFE |
| 717081103 |
| 4/28/2005 |
| SH |
| Y |
| A |
| F |
| Relating to importation of prescription drugs |
Pfizer Inc. |
| PFE |
| 717081103 |
| 4/28/2005 |
| SH |
| Y |
| A |
| F |
| Relating to political contributions |
Pfizer Inc. |
| PFE |
| 717081103 |
| 4/28/2005 |
| SH |
| Y |
| A |
| F |
| Relating to product availability |
Pfizer Inc. |
| PFE |
| 717081103 |
| 4/28/2005 |
| SH |
| Y |
| A |
| F |
| Relating to separate the roles of Chair and CEO |
JPmorgan Chase & CO. |
| JPM |
| 46625H100 |
| 5/17/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
JPmorgan Chase & CO. |
| JPM |
| 46625H100 |
| 5/17/2005 |
| C |
| Y |
| F |
| F |
| Appoint the registered public accounting firm |
JPmorgan Chase & CO. |
| JPM |
| 46625H100 |
| 5/17/2005 |
| C |
| Y |
| F |
| F |
| Approve incentive plan |
JPmorgan Chase & CO. |
| JPM |
| 46625H100 |
| 5/17/2005 |
| SH |
| Y |
| A |
| F |
| Director term limits |
JPmorgan Chase & CO. |
| JPM |
| 46625H100 |
| 5/17/2005 |
| SH |
| Y |
| A |
| F |
| Separation of chairman and CEO |
JPmorgan Chase & CO. |
| JPM |
| 46625H100 |
| 5/17/2005 |
| SH |
| Y |
| A |
| F |
| Competitive pay |
JPmorgan Chase & CO. |
| JPM |
| 46625H100 |
| 5/17/2005 |
| SH |
| Y |
| A |
| F |
| Recoup unearned management bonuses |
Boston Scientific Corporation |
| BSX |
| 101137101 |
| 5/10/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Boston Scientific Corporation |
| BSX |
| 101137101 |
| 5/10/2005 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
Boston Scientific Corporation |
| BSX |
| 101137101 |
| 5/10/2005 |
| SH |
| Y |
| A |
| F |
| Require majority voting for the election |
Intel Corporation |
| INTC |
| 458140100 |
| 5/18/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Intel Corporation |
| INTC |
| 458140100 |
| 5/18/2005 |
| C |
| Y |
| F |
| F |
| Ratify the public accountants |
Intel Corporation |
| INTC |
| 458140100 |
| 5/18/2005 |
| C |
| Y |
| F |
| F |
| Approve the equity incentive plan |
Intel Corporation |
| INTC |
| 458140100 |
| 5/18/2005 |
| C |
| Y |
| F |
| F |
| Approve the executive officer incentive plan |
Endo Pharmaceuticals Holdings Inc. |
| ENDP |
| 29264F205 |
| 5/19/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Endo Pharmaceuticals Holdings Inc. |
| ENDP |
| 29264F205 |
| 5/19/2005 |
| C |
| Y |
| F |
| F |
| Ratify the registered public accounting firm |
Serologicals Corporation |
| SERO |
| 817523103 |
| 5/11/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Serologicals Corporation |
| SERO |
| 817523103 |
| 5/11/2005 |
| C |
| Y |
| F |
| F |
| Approve the incentive plan |
Serologicals Corporation |
| SERO |
| 817523103 |
| 5/11/2005 |
| C |
| Y |
| F |
| F |
| Amend the certificate of incorporation |
Serologicals Corporation |
| SERO |
| 817523103 |
| 5/11/2005 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
Callaway Golf Company |
| ELY |
| 131193104 |
| 5/24/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Callaway Golf Company |
| ELY |
| 131193104 |
| 5/24/2005 |
| C |
| Y |
| F |
| F |
| Ratify the public accounting firm |
Target Corporation |
| TGT |
| 87612E106 |
| 5/18/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Target Corporation |
| TGT |
| 87612E106 |
| 5/18/2005 |
| C |
| Y |
| F |
| F |
| Appoint the public accounting firm |
Arrow Electronics, Inc |
| ARW |
| 042735100 |
| 5/6/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Arrow Electronics, Inc |
| ARW |
| 042735100 |
| 5/6/2005 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
Arrow Electronics, Inc |
| ARW |
| 042735100 |
| 5/6/2005 |
| C |
| Y |
| F |
| F |
| Other matters |
The Williams Companies, Inc. |
| WMB |
| 969457100 |
| 5/19/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
The Williams Companies, Inc. |
| WMB |
| 969457100 |
| 5/19/2005 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
The Williams Companies, Inc. |
| WMB |
| 969457100 |
| 5/19/2005 |
| SH |
| Y |
| A |
| F |
| Proposal on majority voting |
The Home Depot, Inc. |
| HD |
| 437076102 |
| 5/26/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
The Home Depot, Inc. |
| HD |
| 437076102 |
| 5/26/2005 |
| C |
| Y |
| F |
| F |
| Ratify the public accounting firm |
The Home Depot, Inc. |
| HD |
| 437076102 |
| 5/26/2005 |
| C |
| Y |
| F |
| F |
| Amend the article of incorporation |
The Home Depot, Inc. |
| HD |
| 437076102 |
| 5/26/2005 |
| C |
| Y |
| F |
| F |
| Approve the stock incentive plan |
The Home Depot, Inc. |
| HD |
| 437076102 |
| 5/26/2005 |
| SH |
| Y |
| A |
| F |
| Employment diversity report disclosure |
The Home Depot, Inc. |
| HD |
| 437076102 |
| 5/26/2005 |
| SH |
| Y |
| A |
| F |
| Method of voting |
The Home Depot, Inc. |
| HD |
| 437076102 |
| 5/26/2005 |
| SH |
| Y |
| A |
| F |
| Nondeductible compensation |
The Home Depot, Inc. |
| HD |
| 437076102 |
| 5/26/2005 |
| SH |
| Y |
| A |
| F |
| Future severance agreements |
The Home Depot, Inc. |
| HD |
| 437076102 |
| 5/26/2005 |
| SH |
| Y |
| A |
| F |
| Performance and time-based restricted shares |
The Home Depot, Inc. |
| HD |
| 437076102 |
| 5/26/2005 |
| SH |
| Y |
| A |
| F |
| Performance-based options |
The Home Depot, Inc. |
| HD |
| 437076102 |
| 5/26/2005 |
| SH |
| Y |
| A |
| F |
| Political nonpartisanship |
Maritrans Inc. |
| TUG |
| 570363101 |
| 4/28/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Maritrans Inc. |
| TUG |
| 570363101 |
| 4/28/2005 |
| C |
| Y |
| F |
| F |
| Approve the equity compensation plan |
Jetblue Airways Corporation |
| JBLU |
| 477143101 |
| 5/18/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Jetblue Airways Corporation |
| JBLU |
| 477143101 |
| 5/18/2005 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
Graftech International Ltd. |
| GTI |
| 384313102 |
| 5/25/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Graftech International Ltd. |
| GTI |
| 384313102 |
| 5/25/2005 |
| C |
| Y |
| F |
| F |
| Approve the equity incentive plan |
Biogen Idec Inc. |
| BIIB |
| 09062X103 |
| 6/3/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Biogen Idec Inc. |
| BIIB |
| 09062X103 |
| 6/3/2005 |
| C |
| Y |
| F |
| F |
| Ratify the independent accounting firm |
Biogen Idec Inc. |
| BIIB |
| 09062X103 |
| 6/3/2005 |
| C |
| Y |
| F |
| F |
| Approve omnibus equity plan |
Biogen Idec Inc. |
| BIIB |
| 09062X103 |
| 6/3/2005 |
| C |
| Y |
| F |
| F |
| Approve the employee stock purchase plan |
American Capital Strategies, Ltd. |
| ACAS |
| 024937104 |
| 6/20/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
American Capital Strategies, Ltd. |
| ACAS |
| 024937104 |
| 6/20/2005 |
| Info Only |
| Info Only |
| Info Only |
| Info Only |
| Approve employee stock option plan |
American Capital Strategies, Ltd. |
| ACAS |
| 024937104 |
| 6/20/2005 |
| Info Only |
| Info Only |
| Info Only |
| Info Only |
| Approve an amendment to the policies |
American Capital Strategies, Ltd. |
| ACAS |
| 024937104 |
| 6/20/2005 |
| Info Only |
| Info Only |
| Info Only |
| Info Only |
| Ratify the auditors |
Metrologic Instruments, Inc. |
| MTLG |
| 591676101 |
| 6/16/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Metrologic Instruments, Inc. |
| MTLG |
| 591676101 |
| 6/16/2005 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
Pier 1 Imports, Inc. |
| PIR |
| 720279108 |
| 6/30/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
PACIFIC ADVISORS FUNDS PROXY VOTING RECORD
JULY 1, 2004-JUNE 30, 2005
SMALL CAP FUND
|
|
|
|
|
|
|
| PROPOSED BY |
| DID |
| DID PAF VOTE |
| VOTE FOR (“F”) |
|
|
|
|
|
|
|
| MEETING |
| CO (“C”) OR |
| PAF VOTE |
| FOR (“F”) OR |
| OR AGAINST |
|
|
COMPANY NAME |
| TICKER |
| CUSIP |
| DATE |
| INVESTOR (“SH”) |
| Y OR N |
| AGAINST (“A”) |
| (“A”) MGT? |
| DESCRIPTION OF MATTER |
Monterey Pasta Company |
| PSTA |
| 612570101 |
| 7/29/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Monterey Pasta Company |
| PSTA |
| 612570101 |
| 7/29/2004 |
| C |
| Y |
| F |
| F |
| Reduce the number of common shares |
Monterey Pasta Company |
| PSTA |
| 612570101 |
| 7/29/2004 |
| C |
| Y |
| F |
| F |
| Change the name of the company |
Monterey Pasta Company |
| PSTA |
| 612570101 |
| 7/29/2004 |
| C |
| Y |
| F |
| F |
| Prove the independent CPA election |
Intervoice, Inc. |
| INTV |
| 461142101 |
| 7/21/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Intervoice, Inc. |
| INTV |
| 461142101 |
| 7/21/2004 |
| C |
| Y |
| F |
| F |
| Amend the company’s 2003 stock option plan |
Intervoice, Inc. |
| INTV |
| 461142101 |
| 7/21/2004 |
| C |
| Y |
| F |
| F |
| Authorize proxies to vote upon particular business or matters |
Mitcham Industries, Inc. |
| MIND |
| 606501104 |
| 9/1/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Mitcham Industries, Inc. |
| MIND |
| 606501104 |
| 9/1/2004 |
| C |
| Y |
| F |
| F |
| Amend and restate the 1998 stock awards plan |
Mitcham Industries, Inc. |
| MIND |
| 606501104 |
| 9/1/2004 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
Keystone Automotive Industries, Inc. |
| KEYS |
| 49338N109 |
| 8/18/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Keystone Automotive Industries, Inc. |
| KEYS |
| 49338N109 |
| 8/18/2004 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
Team, Inc. |
| TMI |
| 878155100 |
| 9/23/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Team, Inc. |
| TMI |
| 878155100 |
| 9/23/2004 |
| C |
| Y |
| F |
| F |
| Approve the amendment of the 1998 incentive stock plan |
Team, Inc. |
| TMI |
| 878155100 |
| 9/23/2004 |
| C |
| Y |
| F |
| F |
| Amend the non-employee directors stock option plan |
Team, Inc. |
| TMI |
| 878155100 |
| 9/23/2004 |
| C |
| Y |
| F |
| F |
| Adopt the 2004 restricted stock option and award plan |
Team, Inc. |
| TMI |
| 878155100 |
| 9/23/2004 |
| C |
| Y |
| F |
| F |
| Issue common stocks to each non-employee director |
Team, Inc. |
| TMI |
| 878155100 |
| 9/23/2004 |
| C |
| Y |
| F |
| F |
| Appoint the auditors |
Elkcorp |
| ELK |
| 287456107 |
| 10/26/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Elkcorp |
| ELK |
| 287456107 |
| 10/26/2004 |
| C |
| Y |
| F |
| F |
| Amend the equity incentive compensation plan |
Elkcorp |
| ELK |
| 287456107 |
| 10/26/2004 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
United American Healthcare Corporation |
| UAHC |
| 90934C105 |
| 11/5/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
United American Healthcare Corporation |
| UAHC |
| 90934C105 |
| 11/5/2004 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
United American Healthcare Corporation |
| UAHC |
| 90934C105 |
| 11/5/2004 |
| C |
| Y |
| F |
| F |
| Amend the 1998 stock option plan |
United American Healthcare Corporation |
| UAHC |
| 90934C105 |
| 11/5/2004 |
| C |
| Y |
| F |
| F |
| Proxies voting timing issue |
Danka Business Systems Plc |
| DANKY |
| 236277109 |
| 12/7/2004 |
| C |
| Y |
| F |
| F |
| Reelect a director |
Danka Business Systems Plc |
| DANKY |
| 236277109 |
| 12/7/2004 |
| C |
| Y |
| F |
| F |
| Reelect a director |
Danka Business Systems Plc |
| DANKY |
| 236277109 |
| 12/7/2004 |
| C |
| Y |
| F |
| F |
| Reelect a director |
Danka Business Systems Plc |
| DANKY |
| 236277109 |
| 12/7/2004 |
| C |
| Y |
| F |
| F |
| Reelect a director |
Danka Business Systems Plc |
| DANKY |
| 236277109 |
| 12/7/2004 |
| C |
| Y |
| F |
| F |
| Reappoint the auditors |
Danka Business Systems Plc |
| DANKY |
| 236277109 |
| 12/7/2004 |
| C |
| Y |
| F |
| F |
| Authorize the board of directors to allot equity securities |
Danka Business Systems Plc |
| DANKY |
| 236277109 |
| 12/7/2004 |
| C |
| Y |
| F |
| F |
| Empower the board to allot equity securities with certain limitation |
Danka Business Systems Plc |
| DANKY |
| 236277109 |
| 12/7/2004 |
| C |
| Y |
| F |
| F |
| Authorize the board to allot equity securities relating to convertible participating shares |
Danka Business Systems Plc |
| DANKY |
| 236277109 |
| 12/7/2004 |
| C |
| Y |
| F |
| F |
| Empower the board to allot equity securities with certain limitation |
Danka Business Systems Plc |
| DANKY |
| 236277109 |
| 12/7/2004 |
| C |
| Y |
| F |
| F |
| Approve the directors’ remuneration report for the year |
Commercial Metals Company |
| CMC |
| 201723103 |
| 1/27/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Commercial Metals Company |
| CMC |
| 201723103 |
| 1/27/2005 |
| C |
| Y |
| F |
| F |
| Amend the 1999 Non-employee director stock option plan |
Commercial Metals Company |
| CMC |
| 201723103 |
| 1/27/2005 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
Gainsco, Inc. |
| GNAC |
| 363127101 |
| 1/18/2005 |
| C |
| Y |
| F |
| F |
| The GMSP exchange agreement |
Gainsco, Inc. |
| GNAC |
| 363127101 |
| 1/18/2005 |
| C |
| Y |
| F |
| F |
| The Stallings investment agreement |
Gainsco, Inc. |
| GNAC |
| 363127101 |
| 1/18/2005 |
| C |
| Y |
| F |
| F |
| The REIS investment agreement |
Gainsco, Inc. |
| GNAC |
| 363127101 |
| 1/18/2005 |
| C |
| Y |
| F |
| F |
| The Stallings employment agreement |
Gainsco, Inc. |
| GNAC |
| 363127101 |
| 1/18/2005 |
| C |
| Y |
| F |
| F |
| The REIS employment agreement |
Gainsco, Inc. |
| GNAC |
| 363127101 |
| 1/18/2005 |
| C |
| Y |
| F |
| F |
| The Anderson amendment proposal |
Gainsco, Inc. |
| GNAC |
| 363127101 |
| 1/18/2005 |
| C |
| Y |
| F |
| F |
| The adjournments proposal |
Tetra Tech, Inc. |
| TTEK |
| 88162G103 |
| 3/1/2005 |
| C |
| Y |
| F |
| F |
| Election for nominees |
Tetra Tech, Inc. |
| TTEK |
| 88162G103 |
| 3/1/2005 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
Ashworth, Inc. |
| ASHW |
| 04516H101 |
| 3/23/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Titan International, Inc. |
| TWI |
| 88830M102 |
| 5/19/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Titan International, Inc. |
| TWI |
| 88830M102 |
| 5/19/2005 |
| C |
| Y |
| F |
| F |
| Approve equity incentive plan |
Titan International, Inc. |
| TWI |
| 88830M102 |
| 5/19/2005 |
| C |
| Y |
| F |
| F |
| Ratify registered public accounting firm |
Sonic Automotive, Inc. |
| SAH |
| 83545G102 |
| 4/21/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Sonic Automotive, Inc. |
| SAH |
| 83545G102 |
| 4/21/2005 |
| C |
| Y |
| F |
| F |
| Approve stock plan |
Sonic Automotive, Inc. |
| SAH |
| 83545G102 |
| 4/21/2005 |
| C |
| Y |
| F |
| F |
| Ratify independent accountants |
Kirby Corporation |
| KEX |
| 497266106 |
| 4/26/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Kirby Corporation |
| KEX |
| 497266106 |
| 4/26/2005 |
| C |
| Y |
| F |
| F |
| To approve stock and incentive plan |
SCS Transportation, Inc. |
| SCST |
| 81111T102 |
| 4/20/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
SCS Transportation, Inc. |
| SCST |
| 81111T102 |
| 4/20/2005 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
SCS Transportation, Inc. |
| SCST |
| 81111T102 |
| 4/20/2005 |
| C |
| Y |
| F |
| F |
| Approve the incentive plan |
Denbury Resources Inc. |
| DNR |
| 247916208 |
| 5/11/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Denbury Resources Inc. |
| DNR |
| 247916208 |
| 5/11/2005 |
| C |
| Y |
| F |
| F |
| Extend the term of stock purchase plan |
American Ecology Corporation |
| ECOL |
| 025533407 |
| 5/25/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
American Ecology Corporation |
| ECOL |
| 025533407 |
| 5/25/2005 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
American Ecology Corporation |
| ECOL |
| 025533407 |
| 5/25/2005 |
| C |
| Y |
| F |
| F |
| Approve the director compensation plan |
Harvest Natural Resources, Inc. |
| HNR |
| 41754V103 |
| 5/19/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Harvest Natural Resources, Inc. |
| HNR |
| 41754V103 |
| 5/19/2005 |
| C |
| Y |
| F |
| F |
| Ratify the registered public accounting firm |
U.S. Xpress Enterprises, Inc. |
| XPRSA |
| 90338N103 |
| 5/5/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Darling International Inc. |
| DAR |
| 237266101 |
| 5/11/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Darling International Inc. |
| DAR |
| 237266101 |
| 5/11/2005 |
| C |
| Y |
| F |
| F |
| Approve the incentive plan |
Service Corpration International |
| SCI |
| 817565104 |
| 5/12/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Service Corpration International |
| SCI |
| 817565104 |
| 5/12/2005 |
| C |
| Y |
| F |
| F |
| Approve the independent accountants |
Frozen Food Express Industries, Inc. |
| FFEX |
| 359360104 |
| 5/5/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Frozen Food Express Industries, Inc. |
| FFEX |
| 359360104 |
| 5/5/2005 |
| C |
| Y |
| F |
| F |
| Approve the stock plan |
Frozen Food Express Industries, Inc. |
| FFEX |
| 359360104 |
| 5/5/2005 |
| C |
| Y |
| F |
| F |
| Approve the executive bonus and stock plan |
Frozen Food Express Industries, Inc. |
| FFEX |
| 359360104 |
| 5/5/2005 |
| C |
| Y |
| F |
| F |
| Approve the stock incentive plan |
Tyler Technologies, Inc. |
| TYL |
| 902252105 |
| 5/19/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Tyler Technologies, Inc. |
| TYL |
| 902252105 |
| 5/19/2005 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
East West Bancorp, Inc. |
| EWBC |
| 27579R104 |
| 5/25/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
East West Bancorp, Inc. |
| EWBC |
| 27579R104 |
| 5/25/2005 |
| C |
| Y |
| F |
| F |
| Approve the amendment to certificate |
East West Bancorp, Inc. |
| EWBC |
| 27579R104 |
| 5/25/2005 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
Bell Microproducts Inc. |
| BELM |
| 078137106 |
| 5/17/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Bell Microproducts Inc. |
| BELM |
| 078137106 |
| 5/17/2005 |
| C |
| Y |
| F |
| F |
| Approve an amendment to stock option plan |
Bell Microproducts Inc. |
| BELM |
| 078137106 |
| 5/17/2005 |
| C |
| Y |
| F |
| F |
| Approve annual incentive program |
Bell Microproducts Inc. |
| BELM |
| 078137106 |
| 5/17/2005 |
| C |
| Y |
| F |
| F |
| Ratify the independent public accounting firm |
Railamerica, Inc. |
| RRA |
| 750753105 |
| 5/26/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Railamerica, Inc. |
| RRA |
| 750753105 |
| 5/26/2005 |
| C |
| Y |
| F |
| F |
| Approve the stock purchase plan |
Railamerica, Inc. |
| RRA |
| 750753105 |
| 5/26/2005 |
| C |
| Y |
| F |
| F |
| Approve the amendment to executive incentive plan |
Graftech International Ltd. |
| GTI |
| 384313102 |
| 5/25/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Graftech International Ltd. |
| GTI |
| 384313102 |
| 5/25/2005 |
| C |
| Y |
| F |
| F |
| Approve the equity incentive plan |
Aviall, Inc |
| AVL |
| 05366B102 |
| 6/9/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Aviall, Inc |
| AVL |
| 05366B102 |
| 6/9/2005 |
| C |
| Y |
| F |
| F |
| Approve the management incentive plan |
Aviall, Inc |
| AVL |
| 05366B102 |
| 6/9/2005 |
| C |
| Y |
| F |
| F |
| Approve the amendment to directors stock plan |
Remington Oil Gas Corporation |
| REM |
| 759594302 |
| 5/25/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Remington Oil Gas Corporation |
| REM |
| 759594302 |
| 5/25/2005 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
Conn’s Inc. |
| CONN |
| 208242107 |
| 5/26/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Conn’s Inc. |
| CONN |
| 208242107 |
| 5/26/2005 |
| C |
| Y |
| F |
| F |
| Amend the executive employment agreement |
First Cash Financial Services, Inc. |
| FCFS |
| 31942D107 |
| 5/26/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
First Cash Financial Services, Inc. |
| FCFS |
| 31942D107 |
| 5/26/2005 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
Camtek Ltd. |
| CAMT |
| M20791105 |
| 5/16/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Camtek Ltd. |
| CAMT |
| M20791105 |
| 5/16/2005 |
| C |
| Y |
| F |
| F |
| Approve changes to business and strategy |
Camtek Ltd. |
| CAMT |
| M20791105 |
| 5/16/2005 |
| C |
| Y |
| F |
| F |
| Amend to the registration rights agreement |
Camtek Ltd. |
| CAMT |
| M20791105 |
| 5/16/2005 |
| C |
| Y |
| F |
| F |
| Reappointment of joint independent auditors |
Dave & Buster’s, Inc. |
| DAB |
| 23833N104 |
| 6/6/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Dave & Buster’s, Inc. |
| DAB |
| 23833N104 |
| 6/6/2005 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
Dave & Buster’s, Inc. |
| DAB |
| 23833N104 |
| 6/6/2005 |
| C |
| Y |
| F |
| F |
| Approve the long-term incentive plan |
Mobile Mini, Inc. |
| MINI |
| 60740F105 |
| 6/29/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Mobile Mini, Inc. |
| MINI |
| 60740F105 |
| 6/29/2005 |
| C |
| Y |
| F |
| F |
| Ratify the independent public accounting firm |
Pier 1 Imports, Inc. |
| PIR |
| 720279108 |
| 6/30/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Chesapeake Energy Corporation |
| CHK |
| 165167107 |
| 6/10/2005 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Chesapeake Energy Corporation |
| CHK |
| 165167107 |
| 6/10/2005 |
| C |
| Y |
| F |
| F |
| Adopt the long term incentive plan |
Chesapeake Energy Corporation |
| CHK |
| 165167107 |
| 6/10/2005 |
| C |
| Y |
| F |
| F |
| Approve the well participation program |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Pacific Global Fund Inc. d/b/a Pacific Advisors Fund Inc.
By: | /s/ George A. Henning |
|
| George A. Henning | |
| Chairman, Pacific Advisors Fund Inc. |
Date: August 18, 2005