| UNITED STATES |
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| SECURITIES AND EXCHANGE COMMISSION |
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FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-7062
PACIFIC GLOBAL FUND INC. D/B/A | ||
(Exact name of registrant as specified in charter) | ||
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206 NORTH JACKSON STREET, SUITE 301 GLENDALE, CALIFORNIA 91206 | ||
(Address of principal executive offices) | ||
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GEORGE A. HENNING 206 N. JACKSON ST., SUITE 301 GLENDALE , CA 91206 | ||
(Name and address of agent for service) |
Registrant’s telephone number, including area code: | 818-242-6693 |
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Date of fiscal year end: | December 31 |
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Date of reporting period: | June 30, 2004 | |||
PACIFIC ADVISORS FUNDS PROXY VOTING RECORD
JULY 1, 2003-JUNE 30, 2004
BALANCED FUND
COMPANY NAME |
| TICKER |
| CUSIP |
| MEETING |
| PROPOSED BY |
| DID |
| DID PAF VOTE |
| VOTE FOR (“F”) |
| DESCRIPTION OF MATTER |
The J.M. Smucker Company |
| SJM |
| 832696405 |
| 8/14/2003 |
| C |
| Y |
| F |
| F |
| Election of nominees |
The J.M. Smucker Company |
| SJM |
| 832696405 |
| 8/14/2003 |
| C |
| Y |
| F |
| F |
| Ratification of appointment of auditors |
H&R BLOCK, INC. |
| HRB |
| 093671105 |
| 9/10/2003 |
| C |
| Y |
| F |
| F |
| Election of nominees |
H&R BLOCK, INC. |
| HRB |
| 093671105 |
| 9/10/2003 |
| C |
| Y |
| F |
| F |
| Amendment to executive compensation |
H&R BLOCK, INC. |
| HRB |
| 093671105 |
| 9/10/2003 |
| C |
| Y |
| F |
| F |
| Appointment of auditors |
Catellus Development Co. |
| CDX |
| 149111106 |
| 9/26/2003 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Catellus Development Co. |
| CDX |
| 149111106 |
| 9/26/2003 |
| C |
| Y |
| F |
| F |
| Merger plan |
Catellus Development Co. |
| CDX |
| 149111106 |
| 9/26/2003 |
| C |
| Y |
| F |
| F |
| 2000 Performance award plan |
Catellus Development Co. |
| CDX |
| 149111106 |
| 9/26/2003 |
| C |
| Y |
| F |
| F |
| 2003 oerfirnabce award plan |
Catellus Development Co. |
| CDX |
| 149111106 |
| 9/26/2003 |
| SH |
| Y |
| F |
| A |
| Stockholder rights plan |
Scholastic Corporation |
| SCHL |
| 807066105 |
| 9/23/2003 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Price Legacy Corporation |
| PRENA |
| 74144P205 |
| 12/16/2003 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Costco Wholesale Corporation |
| COST |
| 22160K105 |
| 1/29/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Costco Wholesale Corporation |
| COST |
| 22160K105 |
| 1/29/2004 |
| SH |
| Y |
| A |
| F |
| Director election annually and not by class |
Costco Wholesale Corporation |
| COST |
| 22160K105 |
| 1/29/2004 |
| SH |
| Y |
| A |
| F |
| Land procurement policy |
Costco Wholesale Corporation |
| COST |
| 22160K105 |
| 1/29/2004 |
| C |
| Y |
| F |
| F |
| Ratification of auditors |
Lucent Technologies Inc. |
| LU |
| 549463107 |
| 2/18/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Lucent Technologies Inc. |
| LU |
| 549463107 |
| 2/18/2004 |
| C |
| Y |
| F |
| F |
| Declassification of the board |
Lucent Technologies Inc. |
| LU |
| 549463107 |
| 2/18/2004 |
| C |
| Y |
| F |
| F |
| Approval of equity compensation plan for non-employee directors |
Lucent Technologies Inc. |
| LU |
| 549463107 |
| 2/18/2004 |
| C |
| Y |
| F |
| F |
| Reverse stock split |
Lucent Technologies Inc. |
| LU |
| 549463107 |
| 2/18/2004 |
| SH |
| Y |
| A |
| F |
| Requirement of shareowner approval of future severance agreements |
Lucent Technologies Inc. |
| LU |
| 549463107 |
| 2/18/2004 |
| SH |
| Y |
| A |
| F |
| Discontinue executive equity compensation |
Cubic Corporation |
| CUB |
| 229669106 |
| 2/10/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Cubic Corporation |
| CUB |
| 229669106 |
| 2/10/2004 |
| C |
| Y |
| F |
| F |
| Confirm the auditors |
The Reynolds and Reynolds Company |
| REY |
| 761695105 |
| 2/12/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
The Reynolds and Reynolds Company |
| REY |
| 761695105 |
| 2/12/2004 |
| C |
| Y |
| F |
| F |
| Approve 2004 reyshare plus plan |
The Reynolds and Reynolds Company |
| REY |
| 761695105 |
| 2/12/2004 |
| C |
| Y |
| F |
| F |
| Approve executive stock incentive plan |
The Reynolds and Reynolds Company |
| REY |
| 761695105 |
| 2/12/2004 |
| C |
| Y |
| F |
| F |
| Retify the auditors |
Cabot Microelectronics Corporation |
| CCMP |
| 12709P103 |
| 3/9/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Cabot Microelectronics Corporation |
| CCMP |
| 12709P103 |
| 3/9/2004 |
| C |
| Y |
| F |
| F |
| Ratification of one of board of directors |
Cabot Microelectronics Corporation |
| CCMP |
| 12709P103 |
| 3/9/2004 |
| C |
| Y |
| F |
| F |
| Ratification of auditors |
Cabot Microelectronics Corporation |
| CCMP |
| 12709P103 |
| 3/9/2004 |
| C |
| Y |
| F |
| F |
| Amend 2000 equity incentive plan |
The Walt Disney Company |
| DIS |
| 254687106 |
| 3/3/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
The Walt Disney Company |
| DIS |
| 254687106 |
| 3/3/2004 |
| C |
| Y |
| F |
| F |
| Ratification of auditors |
The Walt Disney Company |
| DIS |
| 254687106 |
| 3/3/2004 |
| SH |
| Y |
| A |
| F |
| Propose labor standards |
The Walt Disney Company |
| DIS |
| 254687106 |
| 3/3/2004 |
| SH |
| Y |
| A |
| F |
| Approve the New York City retirement system |
The Walt Disney Company |
| DIS |
| 254687106 |
| 3/3/2004 |
| SH |
| Y |
| A |
| F |
| Approve theme park safety reporting |
Tyco International Ltd |
| TYC |
| 902124106 |
| 3/25/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Tyco International Ltd |
| TYC |
| 902124106 |
| 3/25/2004 |
| C |
| Y |
| F |
| F |
| Appoint the auditors |
Tyco International Ltd |
| TYC |
| 902124106 |
| 3/25/2004 |
| C |
| Y |
| F |
| F |
| Adopt the amended By-laws |
Tyco International Ltd |
| TYC |
| 902124106 |
| 3/25/2004 |
| C |
| Y |
| F |
| F |
| Approve the 2004 stock and incentive plan |
Tyco International Ltd |
| TYC |
| 902124106 |
| 3/25/2004 |
| SH |
| Y |
| F |
| F |
| Propose regarding environmental reporting |
Tyco International Ltd |
| TYC |
| 902124106 |
| 3/25/2004 |
| SH |
| Y |
| A |
| F |
| Propose to change jurisdiction |
Tyco International Ltd |
| TYC |
| 902124106 |
| 3/25/2004 |
| SH |
| Y |
| A |
| F |
| Change executive compensation |
Nokia Corporation |
| NOKA |
| 654902204 |
| 3/25/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Nokia Corporation |
| NOKA |
| 654902204 |
| 3/25/2004 |
| C |
| Y |
| F |
| F |
| Approve financial statements |
Nokia Corporation |
| NOKA |
| 654902204 |
| 3/25/2004 |
| C |
| Y |
| F |
| F |
| Approve dividend rate |
Nokia Corporation |
| NOKA |
| 654902204 |
| 3/25/2004 |
| C |
| Y |
| F |
| F |
| Discharge of the chairman, directors & president from liability |
Nokia Corporation |
| NOKA |
| 654902204 |
| 3/25/2004 |
| C |
| Y |
| F |
| F |
| Appoint the auditors |
Nokia Corporation |
| NOKA |
| 654902204 |
| 3/25/2004 |
| C |
| Y |
| F |
| F |
| Cancel of Nokia shares held by the company |
Nokia Corporation |
| NOKA |
| 654902204 |
| 3/25/2004 |
| C |
| Y |
| F |
| F |
| Increase the share capital |
Nokia Corporation |
| NOKA |
| 654902204 |
| 3/25/2004 |
| C |
| Y |
| F |
| F |
| Repurchase Nokia shares |
Nokia Corporation |
| NOKA |
| 654902204 |
| 3/25/2004 |
| C |
| Y |
| F |
| F |
| Dispose Nokia shares hold by the company |
1
Nokia Corporation |
| NOKA |
| 654902204 |
| 3/25/2004 |
| C |
| Y |
| F |
| F |
| Increase the capital of the foundation |
Nokia Corporation |
| NOKA |
| 654902204 |
| 3/25/2004 |
| C |
| N |
| N/A |
| N/A |
| Authorize legal counsels to vote proxy |
Price Legacy Corporation |
| PRENA |
| 74144P205 |
| 3/11/2004 |
| C |
| Y |
| F |
| F |
| Approve the issuance of stocks of two choises |
Price Legacy Corporation |
| PRENA |
| 74144P205 |
| 3/11/2004 |
| C |
| Y |
| F |
| F |
| Approve the issuance of common stock in exchange of preferred stock |
Price Legacy Corporation |
| PRENA |
| 74144P205 |
| 3/11/2004 |
| C |
| Y |
| F |
| F |
| Effect stock split |
Price Legacy Corporation |
| PRENA |
| 74144P205 |
| 3/11/2004 |
| C |
| Y |
| F |
| F |
| Designate and establish the exchange terms |
Price Legacy Corporation |
| PRENA |
| 74144P205 |
| 3/11/2004 |
| C |
| Y |
| F |
| F |
| Eliminate the preferred stock following exhange for C/S |
Price Legacy Corporation |
| PRENA |
| 74144P205 |
| 3/11/2004 |
| C |
| Y |
| F |
| F |
| Change election manner of directors |
Price Legacy Corporation |
| PRENA |
| 74144P205 |
| 3/11/2004 |
| C |
| Y |
| F |
| F |
| Change the authorized capital stock |
Price Legacy Corporation |
| PRENA |
| 74144P205 |
| 3/11/2004 |
| C |
| Y |
| F |
| F |
| Amend and restate Annex B of proxy statement |
Federal Home Loan Mortgage Corp |
| FRE |
| 313400301 |
| 3/31/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Federal Home Loan Mortgage Corp |
| FRE |
| 313400301 |
| 3/31/2004 |
| C |
| Y |
| F |
| F |
| Ratification of auditors |
DaimlerChrysler |
| DCX |
| D1668R123 |
| 4/7/2004 |
| C |
| Y |
| F |
| F |
| Allocation of unappropriated profit |
DaimlerChrysler |
| DCX |
| D1668R123 |
| 4/7/2004 |
| C |
| Y |
| F |
| F |
| Ratification of board of mgmt actions |
DaimlerChrysler |
| DCX |
| D1668R123 |
| 4/7/2004 |
| C |
| Y |
| F |
| F |
| Ratification of supervisory board actions |
DaimlerChrysler |
| DCX |
| D1668R123 |
| 4/7/2004 |
| C |
| Y |
| F |
| F |
| Appointment of auditors |
DaimlerChrysler |
| DCX |
| D1668R123 |
| 4/7/2004 |
| C |
| Y |
| F |
| F |
| Authorize the company to acquire its own shares |
DaimlerChrysler |
| DCX |
| D1668R123 |
| 4/7/2004 |
| C |
| Y |
| F |
| F |
| Election of supervisory board |
DaimlerChrysler |
| DCX |
| D1668R123 |
| 4/7/2004 |
| C |
| Y |
| F |
| F |
| changes to remuneration of supervisory board and ariticle of incorporation. |
BP P.L.C. |
| BP |
| 055622104 |
| 4/15/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
BP P.L.C. |
| BP |
| 055622104 |
| 4/15/2004 |
| C |
| Y |
| F |
| F |
| Elect a director |
BP P.L.C. |
| BP |
| 055622104 |
| 4/15/2004 |
| C |
| Y |
| F |
| F |
| Reappoint auditors |
BP P.L.C. |
| BP |
| 055622104 |
| 4/15/2004 |
| C |
| Y |
| F |
| F |
| Amend the articles of association |
BP P.L.C. |
| BP |
| 055622104 |
| 4/15/2004 |
| C |
| Y |
| F |
| F |
| Allot shares up to a specified amount |
BP P.L.C. |
| BP |
| 055622104 |
| 4/15/2004 |
| C |
| Y |
| F |
| F |
| Allot a limited number of shares for cash |
BP P.L.C. |
| BP |
| 055622104 |
| 4/15/2004 |
| C |
| Y |
| F |
| F |
| Give limited authority to purchase own shares |
BP P.L.C. |
| BP |
| 055622104 |
| 4/15/2004 |
| C |
| Y |
| F |
| F |
| Use treasury shares for employee share |
BP P.L.C. |
| BP |
| 055622104 |
| 4/15/2004 |
| C |
| Y |
| F |
| F |
| Approve the directors’ remuneration report |
BP P.L.C. |
| BP |
| 055622104 |
| 4/15/2004 |
| C |
| Y |
| F |
| F |
| Limit aggregate remuneration of non-executive directors |
BP P.L.C. |
| BP |
| 055622104 |
| 4/15/2004 |
| C |
| Y |
| F |
| F |
| Directors’ annual report |
BP P.L.C. |
| BP |
| 055622104 |
| 4/15/2004 |
| SH |
| Y |
| A |
| F |
| Disclose the control and risk in protected and sensitive areas |
Johnson & Johnson |
| JNJ |
| 478160104 |
| 4/22/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Johnson & Johnson |
| JNJ |
| 478160104 |
| 4/22/2004 |
| C |
| Y |
| F |
| F |
| Ratify the auditor |
Johnson & Johnson |
| JNJ |
| 478160104 |
| 4/22/2004 |
| SH |
| Y |
| A |
| F |
| Propose charitable contribution |
Washington Mutual, Inc. |
| WAM |
| 939322103 |
| 4/20/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Washington Mutual, Inc. |
| WAM |
| 939322103 |
| 4/20/2004 |
| C |
| Y |
| F |
| F |
| Ratify the auditor |
Washington Mutual, Inc. |
| WAM |
| 939322103 |
| 4/20/2004 |
| SH |
| Y |
| A |
| F |
| Relating to a specific compensation program |
Anglogold Limited |
| AU |
| 035128206 |
| 4/8/2004 |
| C |
| Y |
| F |
| F |
| Change Anglogold Ltd to Anglogold Ashanti Ltd |
Banco Latinoamericano De Export. S.A. |
| BLX |
| P16994132 |
| 4/14/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Banco Latinoamericano De Export. S.A. |
| BLX |
| P16994132 |
| 4/14/2004 |
| C |
| Y |
| F |
| F |
| Approve financial statements |
Banco Latinoamericano De Export. S.A. |
| BLX |
| P16994132 |
| 4/14/2004 |
| C |
| Y |
| F |
| F |
| Appoint auditor |
Rio Tinto Plc |
| RTP |
| 767204100 |
| 4/7/2004 |
| C |
| Y |
| F |
| F |
| Allot securities |
Rio Tinto Plc |
| RTP |
| 767204100 |
| 4/7/2004 |
| C |
| Y |
| F |
| F |
| Allot securities for cash |
Rio Tinto Plc |
| RTP |
| 767204100 |
| 4/7/2004 |
| C |
| Y |
| F |
| F |
| Purchase shares by the company |
Rio Tinto Plc |
| RTP |
| 767204100 |
| 4/7/2004 |
| C |
| Y |
| F |
| F |
| Approve the comparative plan and option plan |
Rio Tinto Plc |
| RTP |
| 767204100 |
| 4/7/2004 |
| C |
| Y |
| F |
| F |
| Elect directors |
Rio Tinto Plc |
| RTP |
| 767204100 |
| 4/7/2004 |
| C |
| Y |
| F |
| F |
| Re-elect directors |
Rio Tinto Plc |
| RTP |
| 767204100 |
| 4/7/2004 |
| C |
| Y |
| F |
| F |
| Re-elect directors |
Rio Tinto Plc |
| RTP |
| 767204100 |
| 4/7/2004 |
| C |
| Y |
| F |
| F |
| Re-elect directors |
Rio Tinto Plc |
| RTP |
| 767204100 |
| 4/7/2004 |
| C |
| Y |
| F |
| F |
| Re-elect directors |
Rio Tinto Plc |
| RTP |
| 767204100 |
| 4/7/2004 |
| C |
| Y |
| F |
| F |
| Re-appoint auditors |
Rio Tinto Plc |
| RTP |
| 767204100 |
| 4/7/2004 |
| C |
| Y |
| F |
| F |
| Approve remuneration report |
Rio Tinto Plc |
| RTP |
| 767204100 |
| 4/7/2004 |
| C |
| Y |
| F |
| F |
| Receive annual report |
Wyeth |
| WYE |
| 983024100 |
| 4/22/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Wyeth |
| WYE |
| 983024100 |
| 4/22/2004 |
| C |
| Y |
| F |
| F |
| Ratify the independent public accountants |
Wyeth |
| WYE |
| 983024100 |
| 4/22/2004 |
| SH |
| Y |
| A |
| F |
| Propose affordable prescription of drugs |
Wyeth |
| WYE |
| 983024100 |
| 4/22/2004 |
| SH |
| Y |
| A |
| F |
| Propose animal testing |
Cambrex Corporation |
| CBM |
| 132011107 |
| 4/22/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Cambrex Corporation |
| CBM |
| 132011107 |
| 4/22/2004 |
| C |
| Y |
| F |
| F |
| Approve the 2004 incentive stock plan |
Cambrex Corporation |
| CBM |
| 132011107 |
| 4/22/2004 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
Chubb Corporation |
| CB |
| 171232101 |
| 4/27/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
2
Chubb Corporation |
| CB |
| 171232101 |
| 4/27/2004 |
| C |
| Y |
| F |
| F |
| Adopt the incentive plan |
Chubb Corporation |
| CB |
| 171232101 |
| 4/27/2004 |
| C |
| Y |
| F |
| F |
| Adopt the incentive plan for non-employeee directors |
Chubb Corporation |
| CB |
| 171232101 |
| 4/27/2004 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
Chubb Corporation |
| CB |
| 171232101 |
| 4/27/2004 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal |
Gatx Corporation |
| GMT |
| 361448103 |
| 4/23/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Gatx Corporation |
| GMT |
| 361448103 |
| 4/23/2004 |
| C |
| Y |
| F |
| F |
| Approve auditors |
Gatx Corporation |
| GMT |
| 361448103 |
| 4/23/2004 |
| C |
| Y |
| F |
| F |
| Approve 2004 equity incentive compensation |
Gatx Corporation |
| GMT |
| 361448103 |
| 4/23/2004 |
| C |
| Y |
| F |
| F |
| Approve cash incentive compensation plan |
Pfizer Inc. |
| PFE |
| 717081103 |
| 4/22/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Pfizer Inc. |
| PFE |
| 717081103 |
| 4/22/2004 |
| C |
| Y |
| F |
| F |
| Approve the auditors |
Pfizer Inc. |
| PFE |
| 717081103 |
| 4/22/2004 |
| C |
| Y |
| F |
| F |
| Approve the 2004 stock plan |
Pfizer Inc. |
| PFE |
| 717081103 |
| 4/22/2004 |
| SH |
| Y |
| A |
| F |
| Review of the economic effects of the HIV,TB and malaria pandemics on the company’s strategy |
Pfizer Inc. |
| PFE |
| 717081103 |
| 4/22/2004 |
| SH |
| Y |
| A |
| F |
| Relating to political contributions |
Pfizer Inc. |
| PFE |
| 717081103 |
| 4/22/2004 |
| SH |
| Y |
| A |
| F |
| Annual report on corporate resources devoted to political matters |
Pfizer Inc. |
| PFE |
| 717081103 |
| 4/22/2004 |
| SH |
| Y |
| A |
| F |
| Impose term limits on directors |
Pfizer Inc. |
| PFE |
| 717081103 |
| 4/22/2004 |
| SH |
| Y |
| A |
| F |
| Request a report on increasing access to products |
Pfizer Inc. |
| PFE |
| 717081103 |
| 4/22/2004 |
| SH |
| Y |
| A |
| F |
| Proposal on stock options |
Pfizer Inc. |
| PFE |
| 717081103 |
| 4/22/2004 |
| SH |
| Y |
| A |
| F |
| Proposal on in vitro testing |
SPX Corporation |
| SPW |
| 784635104 |
| 4/28/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Bristol-Myers Squibb Company |
| BMY |
| 110122108 |
| 5/4/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Bristol-Myers Squibb Company |
| BMY |
| 110122108 |
| 5/4/2004 |
| C |
| Y |
| F |
| F |
| Appoint the auditors |
Bristol-Myers Squibb Company |
| BMY |
| 110122108 |
| 5/4/2004 |
| SH |
| Y |
| A |
| F |
| Publication of political contributions |
Bristol-Myers Squibb Company |
| BMY |
| 110122108 |
| 5/4/2004 |
| SH |
| Y |
| A |
| F |
| Prohibition of political contributions |
Bristol-Myers Squibb Company |
| BMY |
| 110122108 |
| 5/4/2004 |
| SH |
| Y |
| A |
| F |
| Separation of chairman and CEO positions |
Bristol-Myers Squibb Company |
| BMY |
| 110122108 |
| 5/4/2004 |
| SH |
| Y |
| A |
| F |
| HIV/AIDS-TB-Malaria |
Bristol-Myers Squibb Company |
| BMY |
| 110122108 |
| 5/4/2004 |
| SH |
| Y |
| A |
| F |
| Director vote threshold |
Metlife,Inc. |
| MET |
| 59156R108 |
| 4/27/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Metlife,Inc. |
| MET |
| 59156R108 |
| 4/27/2004 |
| C |
| Y |
| F |
| F |
| Approve 2005 stock and incentive compensation plan |
Metlife,Inc. |
| MET |
| 59156R108 |
| 4/27/2004 |
| C |
| Y |
| F |
| F |
| Approve annual variable incentive plan |
Metlife,Inc. |
| MET |
| 59156R108 |
| 4/27/2004 |
| C |
| Y |
| F |
| F |
| Approve 2005 non-management director stock compensation plan |
Metlife,Inc. |
| MET |
| 59156R108 |
| 4/27/2004 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
Metlife,Inc. |
| MET |
| 59156R108 |
| 4/27/2004 |
| SH |
| Y |
| A |
| F |
| Proposal concerning CEO compensation |
Berkshire Hathaway Inc. |
| BRKA |
| 084670108 |
| 5/1/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Berkshire Hathaway Inc. |
| BRKA |
| 084670108 |
| 5/1/2004 |
| SH |
| Y |
| A |
| F |
| Proposal respect to political contributions |
Duke Energy Corporation |
| DUK |
| 264399106 |
| 5/13/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Duke Energy Corporation |
| DUK |
| 264399106 |
| 5/13/2004 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
Duke Energy Corporation |
| DUK |
| 264399106 |
| 5/13/2004 |
| SH |
| Y |
| A |
| F |
| Proposal relating to declassification of directiors at annual meeting |
R.H.Donnelley Corporation |
| RHD |
| 74955W307 |
| 5/5/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
R.H.Donnelley Corporation |
| RHD |
| 74955W307 |
| 5/5/2004 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
R.H.Donnelley Corporation |
| RHD |
| 74955W307 |
| 5/5/2004 |
| SH |
| Y |
| A |
| F |
| Regarding redemption of rights |
The Boeing Company |
| BA |
| 097023105 |
| 5/3/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
The Boeing Company |
| BA |
| 097023105 |
| 5/3/2004 |
| C |
| Y |
| F |
| F |
| Eliminate certain supermajority vote requirement |
The Boeing Company |
| BA |
| 097023105 |
| 5/3/2004 |
| C |
| Y |
| F |
| F |
| Appoint the auditors |
The Boeing Company |
| BA |
| 097023105 |
| 5/3/2004 |
| SH |
| Y |
| A |
| F |
| Prepare a report on military contracts |
The Boeing Company |
| BA |
| 097023105 |
| 5/3/2004 |
| SH |
| Y |
| A |
| F |
| Adopt human rights policies |
The Boeing Company |
| BA |
| 097023105 |
| 5/3/2004 |
| SH |
| Y |
| A |
| F |
| Declassify the board of directors |
The Boeing Company |
| BA |
| 097023105 |
| 5/3/2004 |
| SH |
| Y |
| A |
| F |
| Adopt simple majority vote |
The Boeing Company |
| BA |
| 097023105 |
| 5/3/2004 |
| SH |
| Y |
| A |
| F |
| Require approval of severance agreements |
The Boeing Company |
| BA |
| 097023105 |
| 5/3/2004 |
| SH |
| Y |
| A |
| F |
| Adopt retention of stock policy |
The Boeing Company |
| BA |
| 097023105 |
| 5/3/2004 |
| SH |
| Y |
| A |
| F |
| Give employees choice of pension plans |
Marsh & Mclennan Companies, Inc. |
| MMC |
| 571748102 |
| 5/20/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Marsh & Mclennan Companies, Inc. |
| MMC |
| 571748102 |
| 5/20/2004 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
Catellus Development Co. |
| CDX |
| 149113102 |
| 5/4/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Allete, Inc. |
| ALE |
| 018522102 |
| 5/11/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Allete, Inc. |
| ALE |
| 018522102 |
| 5/11/2004 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
Perkin Elmer, Inc. |
| PKI |
| 714046109 |
| 4/27/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Perkin Elmer, Inc. |
| PKI |
| 714046109 |
| 4/27/2004 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
Perkin Elmer, Inc. |
| PKI |
| 714046109 |
| 4/27/2004 |
| SH |
| Y |
| A |
| F |
| Establish an expensing policy in annual income statement |
Cadbury Schweppes Plc |
| CSG |
| 127209302 |
| 5/21/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Cadbury Schweppes Plc |
| CSG |
| 127209302 |
| 5/21/2004 |
| C |
| Y |
| F |
| F |
| Financial statements |
Cadbury Schweppes Plc |
| CSG |
| 127209302 |
| 5/21/2004 |
| C |
| Y |
| F |
| F |
| Declaration of final dividend 2003 |
3
Cadbury Schweppes Plc |
| CSG |
| 127209302 |
| 5/21/2004 |
| C |
| Y |
| F |
| F |
| Directors’ remuneration report |
Cadbury Schweppes Plc |
| CSG |
| 127209302 |
| 5/21/2004 |
| C |
| Y |
| F |
| F |
| Re-appint auditors |
Cadbury Schweppes Plc |
| CSG |
| 127209302 |
| 5/21/2004 |
| C |
| Y |
| F |
| F |
| Remuneration of auditors |
Cadbury Schweppes Plc |
| CSG |
| 127209302 |
| 5/21/2004 |
| C |
| Y |
| F |
| F |
| Authority to allot relevant securities |
Cadbury Schweppes Plc |
| CSG |
| 127209302 |
| 5/21/2004 |
| C |
| Y |
| F |
| F |
| Authority to disapply pre-emption rights |
Cadbury Schweppes Plc |
| CSG |
| 127209302 |
| 5/21/2004 |
| C |
| Y |
| F |
| F |
| Authority to purchase own ordinary shares |
Cadbury Schweppes Plc |
| CSG |
| 127209302 |
| 5/21/2004 |
| C |
| Y |
| F |
| F |
| Amend rules of the share option plan 1994 |
Cadbury Schweppes Plc |
| CSG |
| 127209302 |
| 5/21/2004 |
| C |
| Y |
| F |
| F |
| Amend rules of the 1997 long-term incentive plan |
Cadbury Schweppes Plc |
| CSG |
| 127209302 |
| 5/21/2004 |
| C |
| Y |
| F |
| F |
| Approve the bonus share retention plan 2004 |
Cadbury Schweppes Plc |
| CSG |
| 127209302 |
| 5/21/2004 |
| C |
| Y |
| F |
| F |
| Amend rules of eight named share schemes/plans |
Cadbury Schweppes Plc |
| CSG |
| 127209302 |
| 5/21/2004 |
| C |
| Y |
| F |
| F |
| Establish further employee share plan |
Firstenergy Corp |
| FE |
| 337932107 |
| 5/18/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Firstenergy Corp |
| FE |
| 337932107 |
| 5/18/2004 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
Firstenergy Corp |
| FE |
| 337932107 |
| 5/18/2004 |
| C |
| Y |
| F |
| F |
| Declassify the board of directors |
Firstenergy Corp |
| FE |
| 337932107 |
| 5/18/2004 |
| C |
| Y |
| F |
| F |
| Change certain voting requirement |
Firstenergy Corp |
| FE |
| 337932107 |
| 5/18/2004 |
| C |
| Y |
| F |
| F |
| Approve executive deferred compensation plan |
Firstenergy Corp |
| FE |
| 337932107 |
| 5/18/2004 |
| C |
| Y |
| F |
| F |
| Approve director deferred compensation plan |
Firstenergy Corp |
| FE |
| 337932107 |
| 5/18/2004 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal |
Firstenergy Corp |
| FE |
| 337932107 |
| 5/18/2004 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal |
Firstenergy Corp |
| FE |
| 337932107 |
| 5/18/2004 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal |
Firstenergy Corp |
| FE |
| 337932107 |
| 5/18/2004 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal |
Williams Companies, Inc. |
| WMB |
| 969457100 |
| 5/20/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Williams Companies, Inc. |
| WMB |
| 969457100 |
| 5/20/2004 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
Williams Companies, Inc. |
| WMB |
| 969457100 |
| 5/20/2004 |
| SH |
| Y |
| A |
| F |
| Performance and time based restricted shares |
Rayonier Inc. |
| RYN |
| 754907103 |
| 5/20/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Rayonier Inc. |
| RYN |
| 754907103 |
| 5/20/2004 |
| C |
| Y |
| F |
| F |
| Amend the company’s articles of incorporation |
Rayonier Inc. |
| RYN |
| 754907103 |
| 5/20/2004 |
| C |
| Y |
| F |
| F |
| Amend the 2004 incentive stock & management bonus plan |
Pharmaceutical Resources, Inc. |
| PRX |
| 717125108 |
| 5/26/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Pharmaceutical Resources, Inc. |
| PRX |
| 717125108 |
| 5/26/2004 |
| C |
| Y |
| F |
| F |
| Amend the certificate of incorporation to change the company’s name |
Pharmaceutical Resources, Inc. |
| PRX |
| 717125108 |
| 5/26/2004 |
| C |
| Y |
| F |
| F |
| Approve the 2004 performance equity plan |
Pharmaceutical Resources, Inc. |
| PRX |
| 717125108 |
| 5/26/2004 |
| C |
| Y |
| F |
| F |
| Amend the 1997 directors’ stock option plan |
Pharmaceutical Resources, Inc. |
| PRX |
| 717125108 |
| 5/26/2004 |
| C |
| Y |
| F |
| F |
| 2004 executive plan |
Time Warner Inc. |
| AOL |
| 887317105 |
| 5/21/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Time Warner Inc. |
| AOL |
| 887317105 |
| 5/21/2004 |
| C |
| Y |
| F |
| F |
| Ratify the auditor |
Time Warner Inc. |
| AOL |
| 887317105 |
| 5/21/2004 |
| SH |
| Y |
| A |
| F |
| China business principles |
Time Warner Inc. |
| AOL |
| 887317105 |
| 5/21/2004 |
| SH |
| Y |
| A |
| F |
| Pay disparity report |
Reliance Steel & Aluminum |
| RS |
| 759509102 |
| 5/19/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Reliance Steel & Aluminum |
| RS |
| 759509102 |
| 5/19/2004 |
| C |
| Y |
| F |
| F |
| Amend bylaws |
Reliance Steel & Aluminum |
| RS |
| 759509102 |
| 5/19/2004 |
| C |
| Y |
| F |
| F |
| Amend the directors stock option |
Reliance Steel & Aluminum |
| RS |
| 759509102 |
| 5/19/2004 |
| C |
| Y |
| F |
| F |
| Amend the stock option plan |
Reliance Steel & Aluminum |
| RS |
| 759509102 |
| 5/19/2004 |
| C |
| Y |
| F |
| F |
| Ratify the auditor |
Reliance Steel & Aluminum |
| RS |
| 759509102 |
| 5/19/2004 |
| C |
| Y |
| F |
| F |
| Discretion on the other matters |
Liberty Media Corporation |
| LMGA |
| 530718105 |
| 6/9/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Liberty Media Corporation |
| LMGA |
| 530718105 |
| 6/9/2004 |
| C |
| Y |
| F |
| F |
| Approve the 2000 incentive plan |
Liberty Media Corporation |
| LMGA |
| 530718105 |
| 6/9/2004 |
| C |
| Y |
| F |
| F |
| Ratify the auditor |
Inverness Medical Innovations, Inc. |
| IMA |
| 46126P106 |
| 5/26/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
The Interpublic Group of Companies, Inc. |
| IPG |
| 460690100 |
| 5/18/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
The Interpublic Group of Companies, Inc. |
| IPG |
| 460690100 |
| 5/18/2004 |
| C |
| Y |
| F |
| F |
| Approve the 2004 performance incentive plan |
The Interpublic Group of Companies, Inc. |
| IPG |
| 460690100 |
| 5/18/2004 |
| C |
| Y |
| F |
| F |
| Approve the directors stock incentive plan |
The Interpublic Group of Companies, Inc. |
| IPG |
| 460690100 |
| 5/18/2004 |
| C |
| Y |
| F |
| F |
| Confirm the auditors |
The Interpublic Group of Companies, Inc. |
| IPG |
| 460690100 |
| 5/18/2004 |
| SH |
| Y |
| A |
| F |
| Approve the resolution on northern ireland |
The J.M. Smucker Company |
| SJM |
| 832696405 |
| 6/17/2004 |
| C |
| Y |
| F |
| F |
| Approve the issuance of common stocks in the merger |
The J.M. Smucker Company |
| SJM |
| 832696405 |
| 6/17/2004 |
| C |
| Y |
| F |
| F |
| Approve the adjournments or postponements of special meeting if necessary |
Michaels Stores, Inc. |
| MIKE |
| 594087108 |
| 6/17/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Michaels Stores, Inc. |
| MIKE |
| 594087108 |
| 6/17/2004 |
| C |
| Y |
| F |
| F |
| Ratify the auditor |
Michaels Stores, Inc. |
| MIKE |
| 594087108 |
| 6/17/2004 |
| C |
| Y |
| F |
| F |
| Adopt the amendment to the certificate of incorporation |
4
PACIFIC ADVISORS FUNDS PROXY VOTING RECORD
JULY 1, 2003-JUNE 30, 2004
GOVERNMENT SECURITIES FUND
COMPANY NAME |
| TICKER |
| CUSIP |
| MEETING |
| PROPOSED BY |
| DID |
| DID PAF VOTE |
| VOTE FOR (“F”) |
| DESCRIPTION OF MATTER |
Price Legacy Corporation |
| PRENA |
| 74144P205 |
| 3/11/2004 |
| C |
| Y |
| F |
| F |
| Approve the issuance of stocks of two choices |
Price Legacy Corporation |
| PRENA |
| 74144P205 |
| 3/11/2004 |
| C |
| Y |
| F |
| F |
| Approve the issuance of common stock in exchange of preferred stock |
Price Legacy Corporation |
| PRENA |
| 74144P205 |
| 3/11/2004 |
| C |
| Y |
| F |
| F |
| Effect stock split |
Price Legacy Corporation |
| PRENA |
| 74144P205 |
| 3/11/2004 |
| C |
| Y |
| F |
| F |
| Designate and establish the exchange terms |
Price Legacy Corporation |
| PRENA |
| 74144P205 |
| 3/11/2004 |
| C |
| Y |
| F |
| F |
| Eliminate the preferred stock following exhange for C/S |
Price Legacy Corporation |
| PRENA |
| 74144P205 |
| 3/11/2004 |
| C |
| Y |
| F |
| F |
| Change election manner of directors |
Price Legacy Corporation |
| PRENA |
| 74144P205 |
| 3/11/2004 |
| C |
| Y |
| F |
| F |
| Change the authorized capital stock |
Price Legacy Corporation |
| PRENA |
| 74144P205 |
| 3/11/2004 |
| C |
| Y |
| F |
| F |
| Amend and restate Annex B of proxy statement |
PPL Corporation |
| PPL |
| 69351T106 |
| 4/23/2004 |
| C |
| Y |
| F |
| F |
| Election of the nominees |
PPL Corporation |
| PPL |
| 69351T106 |
| 4/23/2004 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
Aqua America, Inc. |
| PSC |
| 03836W103 |
| 5/20/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Aqua America, Inc. |
| PSC |
| 03836W103 |
| 5/20/2004 |
| C |
| Y |
| F |
| F |
| Amend the articles of incorportation |
Aqua America, Inc. |
| PSC |
| 03836W103 |
| 5/20/2004 |
| C |
| Y |
| F |
| F |
| Approve the 2004 equity compensation plan |
5
PACIFIC ADVISORS FUNDS PROXY VOTING RECORD
JULY 1, 2003-JUNE 30, 2004
GROWTH FUND
COMPANY NAME |
| TICKER |
| CUSIP |
| MEETING |
| PROPOSED BY |
| DID |
| DID PAF VOTE |
| VOTE FOR (“F”) |
| DESCRIPTION OF MATTER |
Oracle Corporation |
| ORCL |
| 68389X105 |
| 10/13/2003 |
| C |
| Y |
| F |
| F |
| Election of the nominees |
Oracle Corporation |
| ORCL |
| 68389X105 |
| 10/13/2003 |
| C |
| Y |
| F |
| F |
| FYE 2004 Executive bonus plan |
Oracle Corporation |
| ORCL |
| 68389X105 |
| 10/13/2003 |
| C |
| Y |
| F |
| F |
| Ratification of auditors |
Oracle Corporation |
| ORCL |
| 68389X105 |
| 10/13/2003 |
| C |
| Y |
| F |
| F |
| 1993 directors’ stock plan |
Oracle Corporation |
| ORCL |
| 68389X105 |
| 10/13/2003 |
| SH |
| Y |
| A |
| F |
| Rights of worker in China |
Apache Corporation |
| APA |
| 037411105 |
| 12/18/2003 |
| C |
| Y |
| F |
| F |
| Restated certificate of incorporation |
Zimmer Holdings, Inc. |
| ZMH |
| 98956P102 |
| 7/22/2003 |
| C |
| Y |
| F |
| F |
| Issurance of shares |
Mckesson Corporation |
| MCK |
| 58155Q103 |
| 7/30/2003 |
| C |
| Y |
| F |
| F |
| Vote for election of nominees |
Mckesson Corporation |
| MCK |
| 58155Q103 |
| 7/30/2003 |
| C |
| Y |
| F |
| F |
| Appointment of auditor |
Mckesson Corporation |
| MCK |
| 58155Q103 |
| 7/30/2003 |
| SH |
| Y |
| Abstain |
| Abstain |
| Severance payments |
Becton, Dickinson and Company |
| BDX |
| 075887109 |
| 2/11/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Becton, Dickinson and Company |
| BDX |
| 075887109 |
| 2/11/2004 |
| C |
| Y |
| F |
| F |
| Ratification of auditors |
Becton, Dickinson and Company |
| BDX |
| 075887109 |
| 2/11/2004 |
| C |
| Y |
| F |
| F |
| Adoption of employee & director equity-based compensation plan |
Becton, Dickinson and Company |
| BDX |
| 075887109 |
| 2/11/2004 |
| SH |
| Y |
| A |
| F |
| Cumulative voting |
Andrew Corporation |
| ANDW |
| 034425108 |
| 2/10/2004 |
| C |
| Y |
| F |
| F |
| Vote for election of nominees |
Andrew Corporation |
| ANDW |
| 034425108 |
| 2/10/2004 |
| C |
| Y |
| F |
| F |
| Increase the number of common stocks |
Andrew Corporation |
| ANDW |
| 034425108 |
| 2/10/2004 |
| C |
| Y |
| F |
| F |
| Ratification of auditors |
Qualcomm, Incorporation |
| QCOM |
| 747525103 |
| 3/2/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Qualcomm, Incorporation |
| QCOM |
| 747525103 |
| 3/2/2004 |
| C |
| Y |
| F |
| F |
| Amend 2001 stock option plan |
Qualcomm, Incorporation |
| QCOM |
| 747525103 |
| 3/2/2004 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
Qualcomm, Incorporation |
| QCOM |
| 747525103 |
| 3/2/2004 |
| SH |
| Y |
| A |
| F |
| Eliminate the classified board |
Tetra Tech, Inc. |
| TTEK |
| 88162G103 |
| 2/26/2004 |
| C |
| Y |
| F |
| F |
| Vote for election of nominees |
Tetra Tech, Inc. |
| TTEK |
| 88162G103 |
| 2/26/2004 |
| C |
| Y |
| F |
| F |
| Amend employee stock purchase plan |
Tetra Tech, Inc. |
| TTEK |
| 88162G103 |
| 2/26/2004 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
Tyco International Ltd |
| TYC |
| 902124106 |
| 3/25/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Tyco International Ltd |
| TYC |
| 902124106 |
| 3/25/2004 |
| C |
| Y |
| F |
| F |
| Appoint the auditors |
Tyco International Ltd |
| TYC |
| 902124106 |
| 3/25/2004 |
| C |
| Y |
| F |
| F |
| Adopt the amended By-laws |
Tyco International Ltd |
| TYC |
| 902124106 |
| 3/25/2004 |
| C |
| Y |
| F |
| F |
| Approve the 2004 stock and incentive plan |
Tyco International Ltd |
| TYC |
| 902124106 |
| 3/25/2004 |
| SH |
| Y |
| F |
| F |
| Propose regarding environmental reporting |
Tyco International Ltd |
| TYC |
| 902124106 |
| 3/25/2004 |
| SH |
| Y |
| A |
| F |
| Propose to change jurisdiction |
Tyco International Ltd |
| TYC |
| 902124106 |
| 3/25/2004 |
| SH |
| Y |
| A |
| F |
| Change executive compensation |
Advancepcs |
| ADVP |
| 00790K109 |
| 3/22/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Advancepcs |
| ADVP |
| 00790K109 |
| 3/22/2004 |
| C |
| Y |
| F |
| F |
| Approve the plan of merger |
Advancepcs |
| ADVP |
| 00790K109 |
| 3/22/2004 |
| C |
| Y |
| F |
| F |
| Propose the 2003 incentive compensation plan |
Advancepcs |
| ADVP |
| 00790K109 |
| 3/22/2004 |
| C |
| Y |
| F |
| F |
| Restate certificate of incorporation |
Advancepcs |
| ADVP |
| 00790K109 |
| 3/22/2004 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
Advancepcs |
| ADVP |
| 00790K109 |
| 3/22/2004 |
| C |
| Y |
| F |
| F |
| Adjourn annual meeting to solicit proxies |
Cambrex Corporation |
| CBM |
| 132011107 |
| 4/22/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Cambrex Corporation |
| CBM |
| 132011107 |
| 4/22/2004 |
| C |
| Y |
| F |
| F |
| Approve the 2004 incentive stock plan |
Cambrex Corporation |
| CBM |
| 132011107 |
| 4/22/2004 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
International Business Machines Co. |
| IBM |
| 459200101 |
| 4/27/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
International Business Machines Co. |
| IBM |
| 459200101 |
| 4/27/2004 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
International Business Machines Co. |
| IBM |
| 459200101 |
| 4/27/2004 |
| C |
| Y |
| F |
| F |
| Ratify the consulting services |
International Business Machines Co. |
| IBM |
| 459200101 |
| 4/27/2004 |
| C |
| Y |
| F |
| F |
| Approve long-term incentive performances |
International Business Machines Co. |
| IBM |
| 459200101 |
| 4/27/2004 |
| SH |
| Y |
| A |
| F |
| Cumulative voting |
International Business Machines Co. |
| IBM |
| 459200101 |
| 4/27/2004 |
| SH |
| Y |
| A |
| F |
| Pension and retirement medical |
International Business Machines Co. |
| IBM |
| 459200101 |
| 4/27/2004 |
| SH |
| Y |
| A |
| F |
| Executive compensation |
International Business Machines Co. |
| IBM |
| 459200101 |
| 4/27/2004 |
| SH |
| Y |
| A |
| F |
| Expensing stock options |
International Business Machines Co. |
| IBM |
| 459200101 |
| 4/27/2004 |
| SH |
| Y |
| A |
| F |
| Disclosure of executive compensation |
6
International Business Machines Co. |
| IBM |
| 459200101 |
| 4/27/2004 |
| SH |
| Y |
| A |
| F |
| China business principles |
International Business Machines Co. |
| IBM |
| 459200101 |
| 4/27/2004 |
| SH |
| Y |
| A |
| F |
| Political contributionss |
International Business Machines Co. |
| IBM |
| 459200101 |
| 4/27/2004 |
| SH |
| Y |
| A |
| F |
| Review executive compensation |
Lousiana-pacific Corporation |
| LPX |
| 546347105 |
| 5/3/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Lousiana-pacific Corporation |
| LPX |
| 546347105 |
| 5/3/2004 |
| C |
| Y |
| F |
| F |
| Amend 1997 incentive stock award plan |
Lousiana-pacific Corporation |
| LPX |
| 546347105 |
| 5/3/2004 |
| C |
| Y |
| F |
| F |
| Amend 2000 non-employee director restricted stock plan |
Lousiana-pacific Corporation |
| LPX |
| 546347105 |
| 5/3/2004 |
| C |
| Y |
| F |
| F |
| Amend 1992 non-employee director stock option plan |
Lousiana-pacific Corporation |
| LPX |
| 546347105 |
| 5/3/2004 |
| C |
| Y |
| F |
| F |
| Approve performane goals |
Lousiana-pacific Corporation |
| LPX |
| 546347105 |
| 5/3/2004 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
Lousiana-pacific Corporation |
| LPX |
| 546347105 |
| 5/3/2004 |
| SH |
| Y |
| A |
| F |
| Relating to separation of offices of chairman and CEO |
Lousiana-pacific Corporation |
| LPX |
| 546347105 |
| 5/3/2004 |
| SH |
| Y |
| A |
| F |
| Relating to environmental matters |
Anglogold Limited |
| AU |
| 035128206 |
| 4/29/2004 |
| C |
| Y |
| F |
| F |
| Adopt of financial statements |
Anglogold Limited |
| AU |
| 035128206 |
| 4/29/2004 |
| C |
| Y |
| F |
| F |
| Re-elect directors |
Anglogold Limited |
| AU |
| 035128206 |
| 4/29/2004 |
| C |
| Y |
| F |
| F |
| Re-elect directors |
Anglogold Limited |
| AU |
| 035128206 |
| 4/29/2004 |
| C |
| Y |
| F |
| F |
| Re-elect directors |
Anglogold Limited |
| AU |
| 035128206 |
| 4/29/2004 |
| C |
| Y |
| F |
| F |
| Placement of unissued shares under the director’s control |
Anglogold Limited |
| AU |
| 035128206 |
| 4/29/2004 |
| C |
| Y |
| F |
| F |
| Issue shares for cash |
Anglogold Limited |
| AU |
| 035128206 |
| 4/29/2004 |
| C |
| Y |
| F |
| F |
| Increase in directors’ remuneration |
Anglogold Limited |
| AU |
| 035128206 |
| 4/29/2004 |
| C |
| Y |
| F |
| F |
| Acquire the company’s own shares |
Johnson & Johnson |
| JNJ |
| 478160104 |
| 4/22/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Johnson & Johnson |
| JNJ |
| 478160104 |
| 4/22/2004 |
| C |
| Y |
| F |
| F |
| Ratify the auditor |
Johnson & Johnson |
| JNJ |
| 478160104 |
| 4/22/2004 |
| SH |
| Y |
| A |
| F |
| Propose charitable contribution |
Pfizer Inc. |
| PFE |
| 717081103 |
| 4/22/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Pfizer Inc. |
| PFE |
| 717081103 |
| 4/22/2004 |
| C |
| Y |
| F |
| F |
| Approve the auditors |
Pfizer Inc. |
| PFE |
| 717081103 |
| 4/22/2004 |
| C |
| Y |
| F |
| F |
| Approve the 2004 stock plan |
Pfizer Inc. |
| PFE |
| 717081103 |
| 4/22/2004 |
| SH |
| Y |
| A |
| F |
| Economic effects of the HIV,TB & malaria pandemics on the firm’s strategy |
Pfizer Inc. |
| PFE |
| 717081103 |
| 4/22/2004 |
| SH |
| Y |
| A |
| F |
| Relating to political contributions |
Pfizer Inc. |
| PFE |
| 717081103 |
| 4/22/2004 |
| SH |
| Y |
| A |
| F |
| Annual report on corporate resources devoted to political matters |
Pfizer Inc. |
| PFE |
| 717081103 |
| 4/22/2004 |
| SH |
| Y |
| A |
| F |
| Impose term limits on directors |
Pfizer Inc. |
| PFE |
| 717081103 |
| 4/22/2004 |
| SH |
| Y |
| A |
| F |
| Request a report on increasing access to products |
Pfizer Inc. |
| PFE |
| 717081103 |
| 4/22/2004 |
| SH |
| Y |
| A |
| F |
| Proposal on stock options |
Pfizer Inc. |
| PFE |
| 717081103 |
| 4/22/2004 |
| SH |
| Y |
| A |
| F |
| Proposal on in vitro testing |
Zimmer Holdings, Inc. |
| ZMH |
| 98956P102 |
| 5/10/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Zimmer Holdings, Inc. |
| ZMH |
| 98956P102 |
| 5/10/2004 |
| SH |
| Y |
| A |
| F |
| Relating to poison pills |
Zimmer Holdings, Inc. |
| ZMH |
| 98956P102 |
| 5/10/2004 |
| SH |
| Y |
| A |
| F |
| Relating to auditor ratification |
Freeport-Mcmoran Copper & Gold Inc. |
| FCX |
| 35671D857 |
| 5/6/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Freeport-Mcmoran Copper & Gold Inc. |
| FCX |
| 35671D857 |
| 5/6/2004 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
Freeport-Mcmoran Copper & Gold Inc. |
| FCX |
| 35671D857 |
| 5/6/2004 |
| C |
| Y |
| F |
| F |
| Approve 2004 director compensation plan |
Freeport-Mcmoran Copper & Gold Inc. |
| FCX |
| 35671D857 |
| 5/6/2004 |
| SH |
| Y |
| A |
| F |
| Regarding Financial support of Indonesian government security personnel |
COX Communications, Inc. |
| COX |
| 224044107 |
| 5/18/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
COX Communications, Inc. |
| COX |
| 224044107 |
| 5/18/2004 |
| C |
| Y |
| F |
| F |
| Adopt the 2004 employee stock purchase plan |
Georgia-Pacific Corporation |
| GP |
| 373298108 |
| 5/4/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Georgia-Pacific Corporation |
| GP |
| 373298108 |
| 5/4/2004 |
| C |
| Y |
| F |
| F |
| Amend long-term incentive plan |
Georgia-Pacific Corporation |
| GP |
| 373298108 |
| 5/4/2004 |
| C |
| Y |
| F |
| F |
| Approve short-term incentive plan |
Georgia-Pacific Corporation |
| GP |
| 373298108 |
| 5/4/2004 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
Furniture Brands International, Inc. |
| FBN |
| 360921100 |
| 4/29/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Pactiv Corp |
| PTV |
| 695257105 |
| 5/14/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Pactiv Corp |
| PTV |
| 695257105 |
| 5/14/2004 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
Apache Corporation |
| APA |
| 037411105 |
| 5/6/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Apache Corporation |
| APA |
| 037411105 |
| 5/6/2004 |
| SH |
| Y |
| A |
| F |
| Relating to climate change |
Caremark Rx, Inc. |
| CMX |
| 141705103 |
| 5/4/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Quest Diagnostics Incorporated |
| DGX |
| 74834L100 |
| 5/4/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Quest Diagnostics Incorporated |
| DGX |
| 74834L100 |
| 5/4/2004 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
ST. Jude Medical, Inc. |
| STJ |
| 790849103 |
| 5/12/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
ST. Jude Medical, Inc. |
| STJ |
| 790849103 |
| 5/12/2004 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
ST. Jude Medical, Inc. |
| STJ |
| 790849103 |
| 5/12/2004 |
| C |
| Y |
| F |
| F |
| Approve management incentive compensation plan |
7
ST. Jude Medical, Inc. |
| STJ |
| 790849103 |
| 5/12/2004 |
| C |
| Y |
| F |
| F |
| Increase the number of common stocks |
ST. Jude Medical, Inc. |
| STJ |
| 790849103 |
| 5/12/2004 |
| SH |
| Y |
| A |
| F |
| Adopt the executive compensation proposal |
Phelps Dodge Corporation |
| PD |
| 717265102 |
| 5/28/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Phelps Dodge Corporation |
| PD |
| 717265102 |
| 5/28/2004 |
| SH |
| Y |
| A |
| F |
| Charitable Contributions |
Apache Corporation |
| APA |
| 37411105 |
| 5/6/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Apache Corporation |
| APA |
| 37411105 |
| 5/6/2004 |
| SH |
| Y |
| A |
| F |
| Climate Change |
Williams Company |
| WMB |
| 969457100 |
| 5/20/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Williams Company |
| WMB |
| 969457100 |
| 5/20/2004 |
| C |
| Y |
| F |
| F |
| E&Y as Auditors |
Williams Company |
| WMB |
| 969457100 |
| 5/20/2004 |
| SH |
| Y |
| A |
| F |
| Performance and Time based restricted Shares |
Hercules Incorporated |
| HPC |
| 427056106 |
| 5/12/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Hercules Incorporated |
| HPC |
| 427056106 |
| 5/12/2004 |
| C |
| Y |
| F |
| F |
| Amendment to by-laws concerning voting |
Hercules Incorporated |
| HPC |
| 427056106 |
| 5/12/2004 |
| C |
| Y |
| F |
| F |
| Ratification of auditors |
Hercules Incorporated |
| HPC |
| 427056106 |
| 5/12/2004 |
| C |
| Y |
| F |
| F |
| Amendment to By-laws concerning SH priveleges |
HSBC Holdings Plc |
| HBC |
| 404280406 |
| 5/28/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
HSBC Holdings Plc |
| HBC |
| 404280406 |
| 5/28/2004 |
| C |
| Y |
| F |
| F |
| 2003 reports |
HSBC Holdings Plc |
| HBC |
| 404280406 |
| 5/28/2004 |
| C |
| Y |
| F |
| F |
| Reappoint the auditors |
HSBC Holdings Plc |
| HBC |
| 404280406 |
| 5/28/2004 |
| C |
| Y |
| F |
| F |
| Approve the directors’ remuneration report |
HSBC Holdings Plc |
| HBC |
| 404280406 |
| 5/28/2004 |
| C |
| Y |
| F |
| F |
| Purchase its own ordinary shares |
HSBC Holdings Plc |
| HBC |
| 404280406 |
| 5/28/2004 |
| C |
| Y |
| F |
| F |
| Authorize the directors to allot shares |
HSBC Holdings Plc |
| HBC |
| 404280406 |
| 5/28/2004 |
| C |
| Y |
| F |
| F |
| Disapply pre-emption rights |
HSBC Holdings Plc |
| HBC |
| 404280406 |
| 5/28/2004 |
| C |
| Y |
| F |
| F |
| Increase the fees payable to each director |
Linen’n Things, Inc. |
| LIN |
| 535679104 |
| 5/6/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Linen’n Things, Inc. |
| LIN |
| 535679104 |
| 5/6/2004 |
| C |
| Y |
| F |
| F |
| Adopt the 2004 stock award and incentive plan |
Exxon Mobil Corporation |
| XOM |
| 30231G102 |
| 5/26/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Exxon Mobil Corporation |
| XOM |
| 30231G102 |
| 5/26/2004 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
Exxon Mobil Corporation |
| XOM |
| 30231G102 |
| 5/26/2004 |
| C |
| Y |
| F |
| F |
| Approve the restricted stock plan |
Exxon Mobil Corporation |
| XOM |
| 30231G102 |
| 5/26/2004 |
| SH |
| Y |
| A |
| F |
| Political contributions |
Exxon Mobil Corporation |
| XOM |
| 30231G102 |
| 5/26/2004 |
| SH |
| Y |
| A |
| F |
| Political contributions report |
Exxon Mobil Corporation |
| XOM |
| 30231G102 |
| 5/26/2004 |
| SH |
| Y |
| A |
| F |
| Media response on equatorial guinea |
Exxon Mobil Corporation |
| XOM |
| 30231G102 |
| 5/26/2004 |
| SH |
| Y |
| A |
| F |
| Board chairman and CEO |
Exxon Mobil Corporation |
| XOM |
| 30231G102 |
| 5/26/2004 |
| SH |
| Y |
| A |
| F |
| Executive compensation |
Exxon Mobil Corporation |
| XOM |
| 30231G102 |
| 5/26/2004 |
| SH |
| Y |
| A |
| F |
| Equity compensation |
Exxon Mobil Corporation |
| XOM |
| 30231G102 |
| 5/26/2004 |
| SH |
| Y |
| A |
| F |
| Equity compensation report |
Exxon Mobil Corporation |
| XOM |
| 30231G102 |
| 5/26/2004 |
| SH |
| Y |
| A |
| F |
| Amendment of EEO policy |
Applebee’s International, Inc. |
| APPB |
| 037899101 |
| 5/13/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Applebee’s International, Inc. |
| APPB |
| 037899101 |
| 5/13/2004 |
| C |
| Y |
| F |
| F |
| Approve the 1995 equity incentive plan |
Applebee’s International, Inc. |
| APPB |
| 037899101 |
| 5/13/2004 |
| C |
| Y |
| F |
| F |
| Approve the executive nonqualified stock purchase plan |
Applebee’s International, Inc. |
| APPB |
| 037899101 |
| 5/13/2004 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
Applebee’s International, Inc. |
| APPB |
| 037899101 |
| 5/13/2004 |
| SH |
| Y |
| A |
| F |
| Genetically engineered food report |
Career Education Corporation |
| CECO |
| 141665109 |
| 5/21/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Career Education Corporation |
| CECO |
| 141665109 |
| 5/21/2004 |
| C |
| Y |
| F |
| F |
| Amend the 1998 employee incentive compensation plan |
Career Education Corporation |
| CECO |
| 141665109 |
| 5/21/2004 |
| C |
| Y |
| F |
| F |
| Amend the certificate of incorporation |
Career Education Corporation |
| CECO |
| 141665109 |
| 5/21/2004 |
| C |
| Y |
| F |
| F |
| Ratify the auditor |
America Service Group Inc. |
| ASGR |
| 02364L109 |
| 6/16/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
America Service Group Inc. |
| ASGR |
| 02364L109 |
| 6/16/2004 |
| C |
| Y |
| F |
| F |
| Approve the amended and restated 1999 incentive stock plan |
America Service Group Inc. |
| ASGR |
| 02364L109 |
| 6/16/2004 |
| C |
| Y |
| F |
| F |
| Approve the amendment to the certificate of incorporation |
Siebel Systems, Inc. |
| SEBL |
| 826170102 |
| 6/23/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Siebel Systems, Inc. |
| SEBL |
| 826170102 |
| 6/23/2004 |
| C |
| Y |
| F |
| F |
| Ratify the auditor |
Siebel Systems, Inc. |
| SEBL |
| 826170102 |
| 6/23/2004 |
| SH |
| Y |
| A |
| F |
| Expense the cost of future stock option in the annual income statement |
Anglogold Ashanti Limited |
| AU |
| 035128206 |
| 6/29/2004 |
| C |
| Y |
| F |
| F |
| Authorize to issue shares of the converstion of the convertible bonds |
Anglogold Ashanti Limited |
| AU |
| 035128206 |
| 6/29/2004 |
| C |
| Y |
| F |
| F |
| Authorize to issue shares |
Anglogold Ashanti Limited |
| AU |
| 035128206 |
| 6/29/2004 |
| C |
| Y |
| F |
| F |
| Authorize to issue shares for cash |
8
PACIFIC ADVISORS FUNDS PROXY VOTING RECORD
JULY 1, 2003-JUNE 30, 2004
INCOME AND EQUITY FUND
COMPANY NAME |
| TICKER |
| CUSIP |
| MEETING |
| PROPOSED BY |
| DID |
| DID PAF VOTE |
| VOTE FOR (“F”) |
| DESCRIPTION OF MATTER |
Price Legacy Corporation |
| PRENA |
| 74144P205 |
| 12/16/2003 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Tyco International Ltd |
| TYC |
| 902124106 |
| 3/25/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Tyco International Ltd |
| TYC |
| 902124106 |
| 3/25/2004 |
| C |
| Y |
| F |
| F |
| Appoint the auditors |
Tyco International Ltd |
| TYC |
| 902124106 |
| 3/25/2004 |
| C |
| Y |
| F |
| F |
| Adopt the amended By-laws |
Tyco International Ltd |
| TYC |
| 902124106 |
| 3/25/2004 |
| C |
| Y |
| F |
| F |
| Approve the 2004 stock and incentive plan |
Tyco International Ltd |
| TYC |
| 902124106 |
| 3/25/2004 |
| SH |
| Y |
| F |
| F |
| Propose regarding environmental reporting |
Tyco International Ltd |
| TYC |
| 902124106 |
| 3/25/2004 |
| SH |
| Y |
| A |
| F |
| Propose to change jurisdiction |
Tyco International Ltd |
| TYC |
| 902124106 |
| 3/25/2004 |
| SH |
| Y |
| A |
| F |
| Change executive compensation |
Bank of America Corporation |
| BAC |
| 060505104 |
| 3/17/2004 |
| C |
| Y |
| F |
| F |
| Adopt merger agreement |
Bank of America Corporation |
| BAC |
| 060505104 |
| 3/17/2004 |
| C |
| Y |
| F |
| F |
| Adopt amended stock plan |
Bank of America Corporation |
| BAC |
| 060505104 |
| 3/17/2004 |
| C |
| Y |
| F |
| F |
| Amend to increase common stock authorized of shares |
Bank of America Corporation |
| BAC |
| 060505104 |
| 3/17/2004 |
| C |
| Y |
| F |
| F |
| Adjourn the special meeting to solicit additional proxies |
Price Legacy Corporation |
| PRENA |
| 74144P205 |
| 3/11/2004 |
| C |
| Y |
| F |
| F |
| Approve the issuance of stocks of two choises |
Price Legacy Corporation |
| PRENA |
| 74144P205 |
| 3/11/2004 |
| C |
| Y |
| F |
| F |
| Approve the issuance of common stock in exchange of preferred stock |
Price Legacy Corporation |
| PRENA |
| 74144P205 |
| 3/11/2004 |
| C |
| Y |
| F |
| F |
| Effect stock split |
Price Legacy Corporation |
| PRENA |
| 74144P205 |
| 3/11/2004 |
| C |
| Y |
| F |
| F |
| Designate and establish the exchange terms |
Price Legacy Corporation |
| PRENA |
| 74144P205 |
| 3/11/2004 |
| C |
| Y |
| F |
| F |
| Eliminate the preferred stock following exhange for C/S |
Price Legacy Corporation |
| PRENA |
| 74144P205 |
| 3/11/2004 |
| C |
| Y |
| F |
| F |
| Change election manner of directors |
Price Legacy Corporation |
| PRENA |
| 74144P205 |
| 3/11/2004 |
| C |
| Y |
| F |
| F |
| Change the authorized capital stock |
Price Legacy Corporation |
| PRENA |
| 74144P205 |
| 3/11/2004 |
| C |
| Y |
| F |
| F |
| Amend and restate Annex B of proxy statement |
Genuine Parts Company |
| GPC |
| 372460105 |
| 4/19/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Genuine Parts Company |
| GPC |
| 372460105 |
| 4/19/2004 |
| C |
| Y |
| F |
| F |
| Approve 2004 incentive bonus plan |
Genuine Parts Company |
| GPC |
| 372460105 |
| 4/19/2004 |
| C |
| Y |
| F |
| F |
| Ratification of auditors |
Genuine Parts Company |
| GPC |
| 372460105 |
| 4/19/2004 |
| SH |
| Y |
| A |
| F |
| Propose regarding poison pill |
Genuine Parts Company |
| GPC |
| 372460105 |
| 4/19/2004 |
| SH |
| Y |
| A |
| F |
| Restrict stock options in executive compensation |
Federal Home Loan Mortgage Corp |
| FRE |
| 313400301 |
| 3/31/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Federal Home Loan Mortgage Corp |
| FRE |
| 313400301 |
| 3/31/2004 |
| C |
| Y |
| F |
| F |
| Ratification of auditors |
Public Service Enterprise Group Inc |
| PSEG |
| 744573106 |
| 4/20/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Public Service Enterprise Group Inc |
| PSEG |
| 744573106 |
| 4/20/2004 |
| C |
| Y |
| F |
| F |
| Approve long-term incentive plan |
Public Service Enterprise Group Inc |
| PSEG |
| 744573106 |
| 4/20/2004 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
Public Service Enterprise Group Inc |
| PSEG |
| 744573106 |
| 4/20/2004 |
| SH |
| Y |
| A |
| F |
| Nominate at least two candidates for each board position |
Alcoa Inc. |
| AA |
| 013817101 |
| 4/30/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Alcoa Inc. |
| AA |
| 013817101 |
| 4/30/2004 |
| C |
| Y |
| F |
| F |
| Approve stock inentive plan |
Alcoa Inc. |
| AA |
| 013817101 |
| 4/30/2004 |
| SH |
| Y |
| A |
| F |
| Proposal relating to pay disparity |
Alcoa Inc. |
| AA |
| 013817101 |
| 4/30/2004 |
| SH |
| Y |
| A |
| F |
| Change control severance plan |
Johnson & Johnson |
| JNJ |
| 478160104 |
| 4/22/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Johnson & Johnson |
| JNJ |
| 478160104 |
| 4/22/2004 |
| C |
| Y |
| F |
| F |
| Ratify the auditor |
Johnson & Johnson |
| JNJ |
| 478160104 |
| 4/22/2004 |
| SH |
| Y |
| A |
| F |
| Propose charitable contribution |
BP P.L.C. |
| BP |
| 055622104 |
| 4/15/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
BP P.L.C. |
| BP |
| 055622104 |
| 4/15/2004 |
| C |
| Y |
| F |
| F |
| Elect a director |
BP P.L.C. |
| BP |
| 055622104 |
| 4/15/2004 |
| C |
| Y |
| F |
| F |
| Reappoint auditors |
BP P.L.C. |
| BP |
| 055622104 |
| 4/15/2004 |
| C |
| Y |
| F |
| F |
| Amend the articles of association |
BP P.L.C. |
| BP |
| 055622104 |
| 4/15/2004 |
| C |
| Y |
| F |
| F |
| Allot shares up to a specified amount |
BP P.L.C. |
| BP |
| 055622104 |
| 4/15/2004 |
| C |
| Y |
| F |
| F |
| Allot a limited number of shares for cash |
BP P.L.C. |
| BP |
| 055622104 |
| 4/15/2004 |
| C |
| Y |
| F |
| F |
| Give limited authority to purchase own shares |
BP P.L.C. |
| BP |
| 055622104 |
| 4/15/2004 |
| C |
| Y |
| F |
| F |
| Use treasury shares for employee share |
BP P.L.C. |
| BP |
| 055622104 |
| 4/15/2004 |
| C |
| Y |
| F |
| F |
| Approve the directors’ remuneration report |
BP P.L.C. |
| BP |
| 055622104 |
| 4/15/2004 |
| C |
| Y |
| F |
| F |
| Limit aggregate remuneration of non-executive directors |
BP P.L.C. |
| BP |
| 055622104 |
| 4/15/2004 |
| C |
| Y |
| F |
| F |
| Directors’ annual report |
BP P.L.C. |
| BP |
| 055622104 |
| 4/15/2004 |
| SH |
| Y |
| A |
| F |
| Disclose the control and risk in protected and sensitive areas |
Dominion Resources, Inc. |
| D |
| 25746U109 |
| 4/23/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Dominion Resources, Inc. |
| D |
| 25746U109 |
| 4/23/2004 |
| C |
| Y |
| F |
| F |
| Retention of auditors |
Dominion Resources, Inc. |
| D |
| 25746U109 |
| 4/23/2004 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal |
9
Pfizer Inc. |
| PFE |
| 717081103 |
| 4/22/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Pfizer Inc. |
| PFE |
| 717081103 |
| 4/22/2004 |
| C |
| Y |
| F |
| F |
| Approve the auditors |
Pfizer Inc. |
| PFE |
| 717081103 |
| 4/22/2004 |
| C |
| Y |
| F |
| F |
| Approve the 2004 stock plan |
Pfizer Inc. |
| PFE |
| 717081103 |
| 4/22/2004 |
| SH |
| Y |
| A |
| F |
| Review of the economic effects of the HIV,TB and malaria pandemics on the company’s strategy |
Pfizer Inc. |
| PFE |
| 717081103 |
| 4/22/2004 |
| SH |
| Y |
| A |
| F |
| Relating to political contributions |
Pfizer Inc. |
| PFE |
| 717081103 |
| 4/22/2004 |
| SH |
| Y |
| A |
| F |
| Annual report on corporate resources devoted to political matters |
Pfizer Inc. |
| PFE |
| 717081103 |
| 4/22/2004 |
| SH |
| Y |
| A |
| F |
| Impose term limits on directors |
Pfizer Inc. |
| PFE |
| 717081103 |
| 4/22/2004 |
| SH |
| Y |
| A |
| F |
| Request a report on increasing access to products |
Pfizer Inc. |
| PFE |
| 717081103 |
| 4/22/2004 |
| SH |
| Y |
| A |
| F |
| Proposal on stock options |
Pfizer Inc. |
| PFE |
| 717081103 |
| 4/22/2004 |
| SH |
| Y |
| A |
| F |
| Proposal on in vitro testing |
Freeport-Mcmoran Copper & Gold Inc. |
| FCX |
| 35671D857 |
| 5/6/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Freeport-Mcmoran Copper & Gold Inc. |
| FCX |
| 35671D857 |
| 5/6/2004 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
Freeport-Mcmoran Copper & Gold Inc. |
| FCX |
| 35671D857 |
| 5/6/2004 |
| C |
| Y |
| F |
| F |
| Approve 2004 director compensation plan |
Freeport-Mcmoran Copper & Gold Inc. |
| FCX |
| 35671D857 |
| 5/6/2004 |
| SH |
| Y |
| A |
| F |
| Regarding Financial support of Indonesian government security personnel |
International Flavors & Fragrances Inc. |
| IFF |
| 459506101 |
| 5/11/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
International Flavors & Fragrances Inc. |
| IFF |
| 459506101 |
| 5/11/2004 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
International Flavors & Fragrances Inc. |
| IFF |
| 459506101 |
| 5/11/2004 |
| SH |
| Y |
| A |
| F |
| Relating to auditor independence |
American Electric Power Company, Inc |
| AEP |
| 025537101 |
| 4/27/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
American Electric Power Company, Inc |
| AEP |
| 025537101 |
| 4/27/2004 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
American Electric Power Company, Inc |
| AEP |
| 025537101 |
| 4/27/2004 |
| SH |
| Y |
| A |
| F |
| Regarding severence agreement for executives |
American Electric Power Company, Inc |
| AEP |
| 025537101 |
| 4/27/2004 |
| SH |
| Y |
| A |
| F |
| Regarding supplemental executive retirement plans |
American Electric Power Company, Inc |
| AEP |
| 025537101 |
| 4/27/2004 |
| SH |
| Y |
| A |
| F |
| Allow auditors to perform only audit and audit related work |
American Electric Power Company, Inc |
| AEP |
| 025537101 |
| 4/27/2004 |
| SH |
| Y |
| A |
| F |
| Regarding term limits for directors |
Anglogold Limited |
| AU |
| 035128206 |
| 4/29/2004 |
| C |
| Y |
| F |
| F |
| Adopt of financial statements |
Anglogold Limited |
| AU |
| 035128206 |
| 4/29/2004 |
| C |
| Y |
| F |
| F |
| Re-elect directors |
Anglogold Limited |
| AU |
| 035128206 |
| 4/29/2004 |
| C |
| Y |
| F |
| F |
| Re-elect directors |
Anglogold Limited |
| AU |
| 035128206 |
| 4/29/2004 |
| C |
| Y |
| F |
| F |
| Re-elect directors |
Anglogold Limited |
| AU |
| 035128206 |
| 4/29/2004 |
| C |
| Y |
| F |
| F |
| Placement of unissued shares under the director’s control |
Anglogold Limited |
| AU |
| 035128206 |
| 4/29/2004 |
| C |
| Y |
| F |
| F |
| Issue shares for cash |
Anglogold Limited |
| AU |
| 035128206 |
| 4/29/2004 |
| C |
| Y |
| F |
| F |
| Increase in directors’ remuneration |
Anglogold Limited |
| AU |
| 035128206 |
| 4/29/2004 |
| C |
| Y |
| F |
| F |
| Acquire the company’s own shares |
Wilmington Trust Corporation |
| WL |
| 971807102 |
| 4/15/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Wilmington Trust Corporation |
| WL |
| 971807102 |
| 4/15/2004 |
| C |
| Y |
| F |
| F |
| Approve 2004 employee stock purchase plan |
Wilmington Trust Corporation |
| WL |
| 971807102 |
| 4/15/2004 |
| C |
| Y |
| F |
| F |
| Approve 2004 executive incentive plan |
Chubb Corporation |
| CB |
| 171232101 |
| 4/27/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Chubb Corporation |
| CB |
| 171232101 |
| 4/27/2004 |
| C |
| Y |
| F |
| F |
| Adopt the incentive plan |
Chubb Corporation |
| CB |
| 171232101 |
| 4/27/2004 |
| C |
| Y |
| F |
| F |
| Adopt the incentive plan for non-employeee directors |
Chubb Corporation |
| CB |
| 171232101 |
| 4/27/2004 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
Chubb Corporation |
| CB |
| 171232101 |
| 4/27/2004 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal |
Phelps Dodge Corporation |
| PD |
| 717265102 |
| 5/28/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Phelps Dodge Corporation |
| PD |
| 717265102 |
| 5/28/2004 |
| SH |
| Y |
| A |
| F |
| Charitable Contributions |
HCA Inc. |
| HCA |
| 404119109 |
| 5/27/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
HCA Inc. |
| HCA |
| 404119109 |
| 5/27/2004 |
| C |
| Y |
| F |
| F |
| Ratify E&Y as Auditors |
HCA Inc. |
| HCA |
| 404119109 |
| 5/27/2004 |
| C |
| Y |
| F |
| F |
| Amend and Restate Managment Stock Plan |
Hospitality Properties Trust |
| HPT |
| 44106M102 |
| 5/11/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Bank of America Corporation |
| BAC |
| 060505104 |
| 5/26/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Bank of America Corporation |
| BAC |
| 060505104 |
| 5/26/2004 |
| C |
| Y |
| F |
| F |
| Ratify the auditor |
Bank of America Corporation |
| BAC |
| 060505104 |
| 5/26/2004 |
| SH |
| Y |
| A |
| F |
| Annual meeting date |
Bank of America Corporation |
| BAC |
| 060505104 |
| 5/26/2004 |
| SH |
| Y |
| A |
| F |
| Nomination of directors |
Bank of America Corporation |
| BAC |
| 060505104 |
| 5/26/2004 |
| SH |
| Y |
| A |
| F |
| Charitable Contributions |
Bank of America Corporation |
| BAC |
| 060505104 |
| 5/26/2004 |
| SH |
| Y |
| A |
| F |
| Mutual fund trading policies |
Bank of America Corporation |
| BAC |
| 060505104 |
| 5/26/2004 |
| SH |
| Y |
| A |
| F |
| Privacy and informaiton security |
American International Group, Inc. |
| AIG |
| 026874107 |
| 5/19/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
American International Group, Inc. |
| AIG |
| 026874107 |
| 5/19/2004 |
| C |
| Y |
| F |
| F |
| Adopt chief executive officer annual compensation plan |
American International Group, Inc. |
| AIG |
| 026874107 |
| 5/19/2004 |
| C |
| Y |
| F |
| F |
| Adopt a director stock plan |
American International Group, Inc. |
| AIG |
| 026874107 |
| 5/19/2004 |
| C |
| Y |
| F |
| F |
| Ratify the independent accountants |
American International Group, Inc. |
| AIG |
| 026874107 |
| 5/19/2004 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal |
American International Group, Inc. |
| AIG |
| 026874107 |
| 5/19/2004 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal |
American International Group, Inc. |
| AIG |
| 026874107 |
| 5/19/2004 |
| SH |
| Y |
| A |
| F |
| Shareholder proposal |
Anglogold Ashanti Limited |
| AU |
| 035128206 |
| 6/29/2004 |
| C |
| Y |
| F |
| F |
| Authorize to issue shares of the converstion of the convertible bonds |
Anglogold Ashanti Limited |
| AU |
| 035128206 |
| 6/29/2004 |
| C |
| Y |
| F |
| F |
| Authorize to issue shares |
Anglogold Ashanti Limited |
| AU |
| 035128206 |
| 6/29/2004 |
| C |
| Y |
| F |
| F |
| Authorize to issue shares for cash |
10
PACIFIC ADVISORS FUNDS PROXY VOTING RECORD
JULY 1, 2003-JUNE 30, 2004
MULTI-CAP FUND
COMPANY NAME |
| TICKER |
| CUSIP |
| MEETING |
| PROPOSED BY |
| DID |
| DID PAF VOTE |
| VOTE FOR (“F”) |
| DESCRIPTION OF MATTER |
Sola International Inc. |
| SOL |
| 834092108 |
| 7/24/2003 |
| C |
| Y |
| F |
| F |
| Election of the nominees |
Activision, Inc. |
| ATVI |
| 004930202 |
| 9/18/2003 |
| C |
| Y |
| F |
| F |
| Vote for election of nominees |
Activision, Inc. |
| ATVI |
| 004930202 |
| 9/18/2003 |
| C |
| Y |
| F |
| F |
| Amendment of certificate of incorporation |
Activision, Inc. |
| ATVI |
| 004930202 |
| 9/18/2003 |
| C |
| Y |
| F |
| F |
| Adoption of 2003 incentive plan |
Activision, Inc. |
| ATVI |
| 004930202 |
| 9/18/2003 |
| C |
| Y |
| F |
| F |
| Ratification of auditors |
Cisco Systems, Inc |
| CSCO |
| 17275R102 |
| 11/11/2003 |
| C |
| Y |
| F |
| F |
| Election of the nominees |
Cisco Systems, Inc |
| CSCO |
| 17275R102 |
| 11/11/2003 |
| C |
| Y |
| F |
| F |
| Employment stock purchase plan |
Cisco Systems, Inc |
| CSCO |
| 17275R102 |
| 11/11/2003 |
| C |
| Y |
| F |
| F |
| Ratification of auditors |
Cisco Systems, Inc |
| CSCO |
| 17275R102 |
| 11/11/2003 |
| SH |
| Y |
| A |
| F |
| Report each fiscal year on Cisco hardware and software provided |
Cisco Systems, Inc |
| CSCO |
| 17275R102 |
| 11/11/2003 |
| SH |
| Y |
| A |
| F |
| Comparation on compensation |
Activision, Inc. |
| ATVI |
| 004930202 |
| 12/29/2003 |
| C |
| Y |
| F |
| F |
| Amendment of certificate of incorporation |
Lucent Technologies Inc. |
| LU |
| 549463107 |
| 2/18/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Lucent Technologies Inc. |
| LU |
| 549463107 |
| 2/18/2004 |
| C |
| Y |
| F |
| F |
| Declassification of the board |
Lucent Technologies Inc. |
| LU |
| 549463107 |
| 2/18/2004 |
| C |
| Y |
| F |
| F |
| Approval of equity compensation plan for non-employee directors |
Lucent Technologies Inc. |
| LU |
| 549463107 |
| 2/18/2004 |
| C |
| Y |
| F |
| F |
| Reverse stock split |
Lucent Technologies Inc. |
| LU |
| 549463107 |
| 2/18/2004 |
| SH |
| Y |
| A |
| F |
| Requirement of shareowner approval of future severance agreements |
Lucent Technologies Inc. |
| LU |
| 549463107 |
| 2/18/2004 |
| SH |
| Y |
| A |
| F |
| Discontinue executive equity compensation |
Qualcomm, Inc. |
| QCOM |
| 747525103 |
| 3/2/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Qualcomm, Inc. |
| QCOM |
| 747525103 |
| 3/2/2004 |
| C |
| Y |
| F |
| F |
| Amend 2001 stock option plan |
Qualcomm, Inc. |
| QCOM |
| 747525103 |
| 3/2/2004 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
Qualcomm, Inc. |
| QCOM |
| 747525103 |
| 3/2/2004 |
| SH |
| Y |
| A |
| F |
| Eliminate the classified board |
The Goldman Sachs Group, Inc. |
| GS |
| 38141G104 |
| 3/31/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
The Goldman Sachs Group, Inc. |
| GS |
| 38141G104 |
| 3/31/2004 |
| C |
| Y |
| F |
| F |
| Ratification of auditors |
The Goldman Sachs Group, Inc. |
| GS |
| 38141G104 |
| 3/31/2004 |
| SH |
| Y |
| A |
| F |
| Relection of all directors annually |
Fed HM Ln Mtg Co |
| FRE |
| 313400301 |
| 3/31/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Fed HM Ln Mtg Co |
| FRE |
| 313400301 |
| 3/31/2004 |
| C |
| Y |
| F |
| F |
| Ratification of auditors |
Cendant Corporation |
| CD |
| 151313103 |
| 4/20/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Cendant Corporation |
| CD |
| 151313103 |
| 4/20/2004 |
| C |
| Y |
| F |
| F |
| Amend the articles of incorportation & by-laws of the company |
Cendant Corporation |
| CD |
| 151313103 |
| 4/20/2004 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
Cendant Corporation |
| CD |
| 151313103 |
| 4/20/2004 |
| SH |
| Y |
| A |
| F |
| Separate the officies of chief executive officer and chairman |
Cendant Corporation |
| CD |
| 151313103 |
| 4/20/2004 |
| SH |
| Y |
| A |
| F |
| Propose chief executive officer compensation |
Schlumberger Limited |
| SLB |
| 806857108 |
| 4/14/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Schlumberger Limited |
| SLB |
| 806857108 |
| 4/14/2004 |
| C |
| Y |
| F |
| F |
| Approve financials and dividends |
Schlumberger Limited |
| SLB |
| 806857108 |
| 4/14/2004 |
| C |
| Y |
| F |
| F |
| Approve stock and deferral plan for non-employee directors |
Schlumberger Limited |
| SLB |
| 806857108 |
| 4/14/2004 |
| C |
| Y |
| F |
| F |
| Approve auditors |
Unisys Corporation |
| UIS |
| 909214108 |
| 4/22/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Pfizer Inc. |
| PFE |
| 717081103 |
| 4/22/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Pfizer Inc. |
| PFE |
| 717081103 |
| 4/22/2004 |
| C |
| Y |
| F |
| F |
| Approve the auditors |
Pfizer Inc. |
| PFE |
| 717081103 |
| 4/22/2004 |
| C |
| Y |
| F |
| F |
| Approve the 2004 stock plan |
Pfizer Inc. |
| PFE |
| 717081103 |
| 4/22/2004 |
| SH |
| Y |
| A |
| F |
| The economic effects of the HIV,TB and malaria pandemics on the company’s strategy |
Pfizer Inc. |
| PFE |
| 717081103 |
| 4/22/2004 |
| SH |
| Y |
| A |
| F |
| Relating to political contributions |
Pfizer Inc. |
| PFE |
| 717081103 |
| 4/22/2004 |
| SH |
| Y |
| A |
| F |
| Annual report on corporate resources devoted to political matters |
Pfizer Inc. |
| PFE |
| 717081103 |
| 4/22/2004 |
| SH |
| Y |
| A |
| F |
| Impose term limits on directors |
Pfizer Inc. |
| PFE |
| 717081103 |
| 4/22/2004 |
| SH |
| Y |
| A |
| F |
| Request a report on increasing access to products |
Pfizer Inc. |
| PFE |
| 717081103 |
| 4/22/2004 |
| SH |
| Y |
| A |
| F |
| Proposal on stock options |
Pfizer Inc. |
| PFE |
| 717081103 |
| 4/22/2004 |
| SH |
| Y |
| A |
| F |
| Proposal on in vitro testing |
Chevrontexaco Corporation |
| CVX |
| 166764100 |
| 4/28/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Chevrontexaco Corporation |
| CVX |
| 166764100 |
| 4/28/2004 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
Chevrontexaco Corporation |
| CVX |
| 166764100 |
| 4/28/2004 |
| C |
| Y |
| F |
| F |
| Show support for the stockholder rights plan policy |
11
Chevrontexaco Corporation |
| CVX |
| 166764100 |
| 4/28/2004 |
| C |
| Y |
| F |
| F |
| Approval of the long-term incentive plan |
Chevrontexaco Corporation |
| CVX |
| 166764100 |
| 4/28/2004 |
| SH |
| Y |
| A |
| F |
| HIV/AIDS-TB-Malaria |
Chevrontexaco Corporation |
| CVX |
| 166764100 |
| 4/28/2004 |
| SH |
| Y |
| A |
| F |
| Political disclosure |
Chevrontexaco Corporation |
| CVX |
| 166764100 |
| 4/28/2004 |
| SH |
| Y |
| A |
| F |
| Director election vote threshold |
Chevrontexaco Corporation |
| CVX |
| 166764100 |
| 4/28/2004 |
| SH |
| Y |
| A |
| F |
| Report on ecuador |
Chevrontexaco Corporation |
| CVX |
| 166764100 |
| 4/28/2004 |
| SH |
| Y |
| A |
| F |
| Renewal energy |
Bristol-Myers Squibb Company |
| BMY |
| 110122108 |
| 5/4/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Bristol-Myers Squibb Company |
| BMY |
| 110122108 |
| 5/4/2004 |
| C |
| Y |
| F |
| F |
| Appoint the auditors |
Bristol-Myers Squibb Company |
| BMY |
| 110122108 |
| 5/4/2004 |
| SH |
| Y |
| A |
| F |
| Publication of political contributions |
Bristol-Myers Squibb Company |
| BMY |
| 110122108 |
| 5/4/2004 |
| SH |
| Y |
| A |
| F |
| Prohibition of political contributions |
Bristol-Myers Squibb Company |
| BMY |
| 110122108 |
| 5/4/2004 |
| SH |
| Y |
| A |
| F |
| Separation of chairman and CEO positions |
Bristol-Myers Squibb Company |
| BMY |
| 110122108 |
| 5/4/2004 |
| SH |
| Y |
| A |
| F |
| HIV/AIDS-TB-Malaria |
Bristol-Myers Squibb Company |
| BMY |
| 110122108 |
| 5/4/2004 |
| SH |
| Y |
| A |
| F |
| Director vote threshold |
AT&T Corp |
| T |
| 001957505 |
| 5/19/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
AT&T Corp |
| T |
| 001957505 |
| 5/19/2004 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
AT&T Corp |
| T |
| 001957505 |
| 5/19/2004 |
| C |
| Y |
| F |
| F |
| Approve 2004 long-term incentive program |
AT&T Corp |
| T |
| 001957505 |
| 5/19/2004 |
| SH |
| Y |
| A |
| F |
| Term limits for outside directors |
AT&T Corp |
| T |
| 001957505 |
| 5/19/2004 |
| SH |
| Y |
| A |
| F |
| Poison pill |
AT&T Corp |
| T |
| 001957505 |
| 5/19/2004 |
| SH |
| Y |
| A |
| F |
| Separate the chair and CEO position |
AT&T Corp |
| T |
| 001957505 |
| 5/19/2004 |
| SH |
| Y |
| A |
| F |
| Executive compensation |
Serological Corporation |
| SERO |
| 817523103 |
| 5/12/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Lincoln National Corporation |
| LNC |
| 534187109 |
| 5/13/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Lincoln National Corporation |
| LNC |
| 534187109 |
| 5/13/2004 |
| C |
| Y |
| F |
| F |
| Approve a differred compensation plan |
Williams Companies, Inc. |
| WMB |
| 969457100 |
| 5/20/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Williams Companies, Inc. |
| WMB |
| 969457100 |
| 5/20/2004 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
Williams Companies, Inc. |
| WMB |
| 969457100 |
| 5/20/2004 |
| SH |
| Y |
| A |
| F |
| Performance and time based restricted shares |
Intel Corporation |
| INTC |
| 458140100 |
| 5/19/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Intel Corporation |
| INTC |
| 458140100 |
| 5/19/2004 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
Intel Corporation |
| INTC |
| 458140100 |
| 5/19/2004 |
| C |
| Y |
| F |
| F |
| Approve the 2004 equity incentive plan |
Intel Corporation |
| INTC |
| 458140100 |
| 5/19/2004 |
| SH |
| Y |
| A |
| F |
| Requesting the expensing of stock plan |
Intel Corporation |
| INTC |
| 458140100 |
| 5/19/2004 |
| SH |
| Y |
| A |
| F |
| Requesting the use of performance-vesting stock |
Intel Corporation |
| INTC |
| 458140100 |
| 5/19/2004 |
| SH |
| Y |
| A |
| F |
| Requesting the use of performance-vesting stock options |
Phelps Dodge Corporation |
| PD |
| 717265102 |
| 5/28/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Phelps Dodge Corporation |
| PD |
| 717265102 |
| 5/28/2004 |
| SH |
| Y |
| A |
| F |
| Charitable Contributions |
Nationwide Financial Services |
| NFS |
| 638612101 |
| 5/5/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Nationwide Financial Services |
| NFS |
| 638612101 |
| 5/5/2004 |
| C |
| Y |
| F |
| F |
| Appt. KPMG as Auditor |
Nationwide Financial Services |
| NFS |
| 638612101 |
| 5/5/2004 |
| C |
| Y |
| F |
| F |
| Amend and Approve Long Term Equity Plan |
Nationwide Financial Services |
| NFS |
| 638612101 |
| 5/5/2004 |
| C |
| Y |
| F |
| F |
| Amend and restate stock plan for non employee directors |
Nationwide Financial Services |
| NFS |
| 638612101 |
| 5/5/2004 |
| C |
| Y |
| F |
| F |
| Receive shareholder communication |
Watson Pharmaceuticals, Inc. |
| WPI |
| 942683103 |
| 5/17/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Watson Pharmaceuticals, Inc. |
| WPI |
| 942683103 |
| 5/17/2004 |
| C |
| Y |
| F |
| F |
| Ratify PWC as Auditors |
Watson Pharmaceuticals, Inc. |
| WPI |
| 942683103 |
| 5/17/2004 |
| SH |
| Y |
| A |
| F |
| Executive compensation |
The Home Depot, Inc. |
| HD |
| 437076102 |
| 5/27/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
The Home Depot, Inc. |
| HD |
| 437076102 |
| 5/27/2004 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
The Home Depot, Inc. |
| HD |
| 437076102 |
| 5/27/2004 |
| SH |
| Y |
| A |
| F |
| Outside director term limits |
The Home Depot, Inc. |
| HD |
| 437076102 |
| 5/27/2004 |
| SH |
| Y |
| A |
| F |
| Poison pill implementation |
The Home Depot, Inc. |
| HD |
| 437076102 |
| 5/27/2004 |
| SH |
| Y |
| A |
| F |
| Performance goals as prerequisite to vesting |
The Home Depot, Inc. |
| HD |
| 437076102 |
| 5/27/2004 |
| SH |
| Y |
| A |
| F |
| Implementation of ilo human rights standards |
The Home Depot, Inc. |
| HD |
| 437076102 |
| 5/27/2004 |
| SH |
| Y |
| A |
| F |
| Future serverance agreements |
The Home Depot, Inc. |
| HD |
| 437076102 |
| 5/27/2004 |
| SH |
| Y |
| A |
| F |
| Method of voting for directors |
Radioshack Corporation |
| RSH |
| 750438103 |
| 5/20/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Radioshack Corporation |
| RSH |
| 750438103 |
| 5/20/2004 |
| C |
| Y |
| F |
| F |
| Approve the 2004 deferred stock unit plan |
Radioshack Corporation |
| RSH |
| 750438103 |
| 5/20/2004 |
| C |
| Y |
| F |
| F |
| Aprrove the annual and long-term incentive compensation plan |
J.P. Morgan Chase & Co. |
| JPM |
| 46625H100 |
| 5/25/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
J.P. Morgan Chase & Co. |
| JPM |
| 46625H100 |
| 5/25/2004 |
| C |
| Y |
| F |
| F |
| Merger proposal |
J.P. Morgan Chase & Co. |
| JPM |
| 46625H100 |
| 5/25/2004 |
| C |
| Y |
| F |
| F |
| Appoint the auditors |
12
J.P. Morgan Chase & Co. |
| JPM |
| 46625H100 |
| 5/25/2004 |
| C |
| Y |
| F |
| F |
| Re-approval of key executive performance plan |
J.P. Morgan Chase & Co. |
| JPM |
| 46625H100 |
| 5/25/2004 |
| C |
| Y |
| F |
| F |
| Adjournment of meeting |
J.P. Morgan Chase & Co. |
| JPM |
| 46625H100 |
| 5/25/2004 |
| SH |
| Y |
| A |
| F |
| Director term limit |
J.P. Morgan Chase & Co. |
| JPM |
| 46625H100 |
| 5/25/2004 |
| SH |
| Y |
| A |
| F |
| Charitable Contributions |
J.P. Morgan Chase & Co. |
| JPM |
| 46625H100 |
| 5/25/2004 |
| SH |
| Y |
| A |
| F |
| Political contributions |
J.P. Morgan Chase & Co. |
| JPM |
| 46625H100 |
| 5/25/2004 |
| SH |
| Y |
| A |
| F |
| Separation of chairman and CEO |
J.P. Morgan Chase & Co. |
| JPM |
| 46625H100 |
| 5/25/2004 |
| SH |
| Y |
| A |
| F |
| Derivative disclosure |
J.P. Morgan Chase & Co. |
| JPM |
| 46625H100 |
| 5/25/2004 |
| SH |
| Y |
| A |
| F |
| Auditor independence |
J.P. Morgan Chase & Co. |
| JPM |
| 46625H100 |
| 5/25/2004 |
| SH |
| Y |
| A |
| F |
| Director compensation |
J.P. Morgan Chase & Co. |
| JPM |
| 46625H100 |
| 5/25/2004 |
| SH |
| Y |
| A |
| F |
| Pay disparity |
Comcast Corporation |
| CMCSK |
| 20030N101 |
| 5/26/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Comcast Corporation |
| CMCSK |
| 20030N101 |
| 5/26/2004 |
| C |
| Y |
| F |
| F |
| Independent auditors |
Comcast Corporation |
| CMCSK |
| 20030N101 |
| 5/26/2004 |
| C |
| Y |
| F |
| F |
| 2002 restricted stock plan |
Comcast Corporation |
| CMCSK |
| 20030N101 |
| 5/26/2004 |
| C |
| Y |
| F |
| F |
| Amend the articles of incorportation |
Comcast Corporation |
| CMCSK |
| 20030N101 |
| 5/26/2004 |
| SH |
| Y |
| A |
| F |
| Establish a 2/3 independent board |
Comcast Corporation |
| CMCSK |
| 20030N101 |
| 5/26/2004 |
| SH |
| Y |
| A |
| F |
| Disclose political contributions |
Comcast Corporation |
| CMCSK |
| 20030N101 |
| 5/26/2004 |
| SH |
| Y |
| A |
| F |
| Open directorship |
Comcast Corporation |
| CMCSK |
| 20030N101 |
| 5/26/2004 |
| SH |
| Y |
| A |
| F |
| Limit compensation for senior executives |
Comcast Corporation |
| CMCSK |
| 20030N101 |
| 5/26/2004 |
| SH |
| Y |
| A |
| F |
| Adopt a recapitalization plan |
Target Corporation |
| TGT |
| 87612E106 |
| 5/19/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Target Corporation |
| TGT |
| 87612E106 |
| 5/19/2004 |
| C |
| Y |
| F |
| F |
| Appoint the auditors |
Target Corporation |
| TGT |
| 87612E106 |
| 5/19/2004 |
| C |
| Y |
| F |
| F |
| Approve the long-term incentive plan |
Time Warner Inc. |
| AOL |
| 887317105 |
| 5/21/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Time Warner Inc. |
| AOL |
| 887317105 |
| 5/21/2004 |
| C |
| Y |
| F |
| F |
| Ratify the auditor |
Time Warner Inc. |
| AOL |
| 887317105 |
| 5/21/2004 |
| SH |
| Y |
| A |
| F |
| China business principles |
Time Warner Inc. |
| AOL |
| 887317105 |
| 5/21/2004 |
| SH |
| Y |
| A |
| F |
| Pay disparity report |
Arrow Electronics, Inc. |
| ARW |
| 042735100 |
| 5/27/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Arrow Electronics, Inc. |
| ARW |
| 042735100 |
| 5/27/2004 |
| C |
| Y |
| F |
| F |
| Approve the 2004 omnibus incentive plan |
Arrow Electronics, Inc. |
| ARW |
| 042735100 |
| 5/27/2004 |
| C |
| Y |
| F |
| F |
| Ratify the aditors |
Arrow Electronics, Inc. |
| ARW |
| 042735100 |
| 5/27/2004 |
| C |
| Y |
| F |
| F |
| Regarding to the discretion matters |
Metrologic Instruments, Inc. |
| MTLG |
| 591676101 |
| 5/27/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Metrologic Instruments, Inc. |
| MTLG |
| 591676101 |
| 5/27/2004 |
| C |
| Y |
| F |
| F |
| Approve the 2004 equity incentive plan |
Metrologic Instruments, Inc. |
| MTLG |
| 591676101 |
| 5/27/2004 |
| C |
| Y |
| F |
| F |
| Ratify the auditor |
Pier 1 Imports, Inc. |
| PIR |
| 720279108 |
| 6/25/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Pier 1 Imports, Inc. |
| PIR |
| 720279108 |
| 6/25/2004 |
| C |
| Y |
| F |
| F |
| Approve an amendment to the 1999 stock plan |
Pier 1 Imports, Inc. |
| PIR |
| 720279108 |
| 6/25/2004 |
| C |
| Y |
| F |
| F |
| Approve amendments to the stock purchase plan |
13
PACIFIC ADVISORS FUNDS PROXY VOTING RECORD
JULY 1, 2003-JUNE 30, 2004
SMALL CAP FUND
COMPANY NAME |
| TICKER |
| CUSIP |
| MEETING |
| PROPOSED BY |
| DID |
| DID PAF VOTE |
| VOTE FOR (“F”) |
| DESCRIPTION OF MATTER |
Camtek LTD |
| CAMT |
| M20791105 |
| 7/24/2003 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Camtek LTD |
| CAMT |
| M20791105 |
| 7/24/2003 |
| C |
| Y |
| F |
| F |
| Authorization for chairman of the board |
Camtek LTD |
| CAMT |
| M20791105 |
| 7/24/2003 |
| C |
| Y |
| F |
| F |
| Appointment of joint auditors |
Modtech Holdings, Inc. |
| MODTD |
| 60783C100 |
| 8/13/2003 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Keystone Automotive Industries, Inc. |
| KEYS |
| 49338N109 |
| 8/19/2003 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Keystone Automotive Industries, Inc. |
| KEYS |
| 49338N109 |
| 8/19/2003 |
| C |
| Y |
| F |
| F |
| Ratification of auditor |
Intervoice, Inc. |
| INTV |
| 461142101 |
| 8/20/2003 |
| C |
| Y |
| F |
| F |
| Vote for election of nominees |
Intervoice, Inc. |
| INTV |
| 461142101 |
| 8/20/2003 |
| C |
| Y |
| F |
| F |
| Amendance of employee stock purchase plan |
Intervoice, Inc. |
| INTV |
| 461142101 |
| 8/20/2003 |
| C |
| Y |
| F |
| F |
| Approval of stock option plan |
Intervoice, Inc. |
| INTV |
| 461142101 |
| 8/20/2003 |
| C |
| Y |
| F |
| F |
| Authorization of the proxies |
Warrantech Corporation |
| WTEC |
| 934648304 |
| 9/8/2003 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Warrantech Corporation |
| WTEC |
| 934648304 |
| 9/8/2003 |
| C |
| Y |
| F |
| F |
| Increase shares number |
Team, Inc. |
| TMI |
| 878155100 |
| 9/25/2003 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Team, Inc. |
| TMI |
| 878155100 |
| 9/25/2003 |
| C |
| Y |
| F |
| F |
| Ratification of auditor |
Elkcorp |
| ELK |
| 287456107 |
| 10/28/2003 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Elkcorp |
| ELK |
| 287456107 |
| 10/28/2003 |
| C |
| Y |
| F |
| F |
| Approval of auditors |
Camtek LTD |
| CAMT |
| M20791105 |
| 10/28/2003 |
| C |
| Y |
| F |
| F |
| Employee ordinary shares purchase options |
Camtek LTD |
| CAMT |
| M20791105 |
| 10/28/2003 |
| C |
| Y |
| F |
| F |
| Officer ordinary shares purchase options |
Camtek LTD |
| CAMT |
| M20791105 |
| 10/28/2003 |
| C |
| Y |
| F |
| F |
| 2003 Share option plan |
United American Healthcare Corporation |
| UAHC |
| 90934C105 |
| 11/14/2003 |
| C |
| Y |
| F |
| F |
| Election of nominees |
United American Healthcare Corporation |
| UAHC |
| 90934C105 |
| 11/14/2003 |
| C |
| Y |
| F |
| F |
| Ratification of auditor |
United American Healthcare Corporation |
| UAHC |
| 90934C105 |
| 11/14/2003 |
| C |
| Y |
| F |
| F |
| Amendments to 1998 stock option plan |
United American Healthcare Corporation |
| UAHC |
| 90934C105 |
| 11/14/2003 |
| C |
| Y |
| F |
| F |
| Proxies’s authorization |
Ashworth, Inc. |
| ASHW |
| 04516H101 |
| 3/24/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Camtek LTD |
| CAMT |
| M20791105 |
| 3/18/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Camtek LTD |
| CAMT |
| M20791105 |
| 3/18/2004 |
| C |
| Y |
| F |
| F |
| Grant options to directors |
Camtek LTD |
| CAMT |
| M20791105 |
| 3/18/2004 |
| C |
| Y |
| F |
| F |
| Indicate whether shareholder have personal interest in voting |
Camtek LTD |
| CAMT |
| M20791105 |
| 3/18/2004 |
| C |
| Y |
| F |
| F |
| Indicate whether shareholder have personal interest in voting |
Camtek LTD |
| CAMT |
| M20791105 |
| 3/18/2004 |
| C |
| Y |
| F |
| F |
| Indicate whether shareholder have personal interest in voting |
Camtek LTD |
| CAMT |
| M20791105 |
| 3/18/2004 |
| C |
| Y |
| F |
| F |
| Indicate whether shareholder have personal interest in voting |
Camtek LTD |
| CAMT |
| M20791105 |
| 3/18/2004 |
| C |
| Y |
| F |
| F |
| Approve joint auditors |
SCS Transportation, Inc |
| SCST |
| 81111T102 |
| 4/21/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
SCS Transportation, Inc |
| SCST |
| 81111T102 |
| 4/21/2004 |
| C |
| Y |
| F |
| F |
| Ratification of auditor |
Titan International, Inc |
| TWI |
| 88830M102 |
| 5/20/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Titan International, Inc |
| TWI |
| 88830M102 |
| 5/20/2004 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
Tyler Technologies, Inc. |
| TYL |
| 902252105 |
| 5/6/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Tyler Technologies, Inc. |
| TYL |
| 902252105 |
| 5/6/2004 |
| C |
| Y |
| F |
| F |
| Amend the Tyler stock option plan |
Tyler Technologies, Inc. |
| TYL |
| 902252105 |
| 5/6/2004 |
| C |
| Y |
| F |
| F |
| Adopt the Tyler employee stock purchase plan |
Tyler Technologies, Inc. |
| TYL |
| 902252105 |
| 5/6/2004 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
Harvest Natural Resources, Inc. |
| HNR |
| 41754V103 |
| 5/20/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Harvest Natural Resources, Inc. |
| HNR |
| 41754V103 |
| 5/20/2004 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
Harvest Natural Resources, Inc. |
| HNR |
| 41754V103 |
| 5/20/2004 |
| C |
| Y |
| F |
| F |
| Approve the 2004 long-term incentive plan |
Frozen Food Express Industries, Inc. |
| FFEX |
| 359360104 |
| 4/29/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Frozen Food Express Industries, Inc. |
| FFEX |
| 359360104 |
| 4/29/2004 |
| C |
| Y |
| F |
| F |
| Amend the 2002 incentive and nonstatutory plan |
Talk America Holdings, Inc. |
| TALK |
| 87426R202 |
| 5/19/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Talk America Holdings, Inc. |
| TALK |
| 87426R202 |
| 5/19/2004 |
| C |
| Y |
| F |
| F |
| Approve the auditor proposal |
Service Corporation International |
| SRV |
| 817565104 |
| 5/13/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Service Corporation International |
| SRV |
| 817565104 |
| 5/13/2004 |
| C |
| Y |
| F |
| F |
| Approve the auditor |
Service Corporation International |
| SRV |
| 817565104 |
| 5/13/2004 |
| C |
| Y |
| F |
| F |
| Amend and reapprove 1996 incentive plan |
14
Eastwest Bancorp, Inc. |
| EWBC |
| 27579R104 |
| 5/17/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Eastwest Bancorp, Inc. |
| EWBC |
| 27579R104 |
| 5/17/2004 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
Bell Microproducts Inc. |
| BELM |
| 078137106 |
| 5/26/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Bell Microproducts Inc. |
| BELM |
| 078137106 |
| 5/26/2004 |
| C |
| Y |
| F |
| F |
| Amend the articles of incorporation |
Bell Microproducts Inc. |
| BELM |
| 078137106 |
| 5/26/2004 |
| C |
| Y |
| F |
| F |
| Ratify the auditor |
Talk America Holdings, Inc. |
| TALK |
| 87426R202 |
| 5/19/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Talk America Holdings, Inc. |
| TALK |
| 87426R202 |
| 5/19/2004 |
| C |
| Y |
| F |
| F |
| To approve the auditors proposal |
Callaway Golf Company |
| ELY |
| 131193104 |
| 5/25/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Callaway Golf Company |
| ELY |
| 131193104 |
| 5/25/2004 |
| C |
| Y |
| F |
| F |
| Approve the 2004 equity incentive plan |
Callaway Golf Company |
| ELY |
| 131193104 |
| 5/25/2004 |
| C |
| Y |
| F |
| F |
| Approve the employee stock purchase plan |
Chesapeake Energy Corporation |
| CHK |
| 165167107 |
| 6/4/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Chesapeake Energy Corporation |
| CHK |
| 165167107 |
| 6/4/2004 |
| C |
| Y |
| F |
| F |
| Amend the certificate of incorporation |
Chesapeake Energy Corporation |
| CHK |
| 165167107 |
| 6/4/2004 |
| C |
| Y |
| F |
| F |
| Amend the certificate of incorporation |
Nara Bancorp, Inc. |
| NARA |
| 63080P105 |
| 5/13/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Nara Bancorp, Inc. |
| NARA |
| 63080P105 |
| 5/13/2004 |
| C |
| Y |
| F |
| F |
| Amend the certificate of incorporation |
Nara Bancorp, Inc. |
| NARA |
| 63080P105 |
| 5/13/2004 |
| C |
| Y |
| F |
| F |
| Ratify the auditors |
U.S. Xpress Enterprises, Inc. |
| XPRSA |
| 90338N103 |
| 5/18/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
U.S. Xpress Enterprises, Inc. |
| XPRSA |
| 90338N103 |
| 5/18/2004 |
| C |
| Y |
| F |
| F |
| Ratify the auditor |
Gainsco, Inc. |
| GNAC |
| 363127101 |
| 5/12/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Denbury Resources Inc. |
| DNR |
| 247916208 |
| 5/12/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Denbury Resources Inc. |
| DNR |
| 247916208 |
| 5/12/2004 |
| C |
| Y |
| F |
| F |
| Approve a new omnibus stock and incentive plan |
Remington Oil and Gas Corporation |
| ROIL |
| 759594302 |
| 5/24/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Remington Oil and Gas Corporation |
| ROIL |
| 759594302 |
| 5/24/2004 |
| C |
| Y |
| F |
| F |
| Adopt the corporation 2004 stock incentive plan |
Railamerica, Inc. |
| RRA |
| 750753105 |
| 6/10/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Carreker Corporation |
| CANI |
| 144433109 |
| 6/15/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Carreker Corporation |
| CANI |
| 144433109 |
| 6/15/2004 |
| C |
| Y |
| F |
| F |
| Ratify the auditor |
Mobile Mini, Inc. |
| MINI |
| 60740F105 |
| 6/23/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Mobile Mini, Inc. |
| MINI |
| 60740F105 |
| 6/23/2004 |
| C |
| Y |
| F |
| F |
| Ratify the auditor |
Aviall, Inc. |
| AVL |
| 05366B102 |
| 6/18/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
Aviall, Inc. |
| AVL |
| 05366B102 |
| 6/18/2004 |
| C |
| Y |
| F |
| F |
| Approve the amendment of the 1998 directors stock plan |
Aviall, Inc. |
| AVL |
| 05366B102 |
| 6/18/2004 |
| C |
| Y |
| F |
| F |
| Approve the amendment of the 1998 stock incentive plan |
First Cash Financial Services, Inc. |
| FCFS |
| 31942D107 |
| 6/15/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
First Cash Financial Services, Inc. |
| FCFS |
| 31942D107 |
| 6/15/2004 |
| C |
| Y |
| F |
| F |
| Approve the amended certificate of incorporation to increase common stock |
First Cash Financial Services, Inc. |
| FCFS |
| 31942D107 |
| 6/15/2004 |
| C |
| Y |
| F |
| F |
| Approve the 2004 long-term incentive plan |
First Cash Financial Services, Inc. |
| FCFS |
| 31942D107 |
| 6/15/2004 |
| C |
| Y |
| F |
| F |
| Ratify the auditor |
America Service Group Inc. |
| ASGR |
| 02364L109 |
| 6/16/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
America Service Group Inc. |
| ASGR |
| 02364L109 |
| 6/16/2004 |
| C |
| Y |
| F |
| F |
| Approve the amended and restated 1999 incentive stock plan |
America Service Group Inc. |
| ASGR |
| 02364L109 |
| 6/16/2004 |
| C |
| Y |
| F |
| F |
| Approve the amendment to the certificate of incorporation |
Genesco Inc. |
| GCO |
| 371532102 |
| 6/23/2004 |
| C |
| Y |
| F |
| F |
| Election of nominees |
15
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Pacific Global Fund Inc. d/b/a Pacific Advisors Fund Inc.
By: | /s/ George A. Henning |
| George A. Henning |
| Chairman, Pacific Advisors Fund Inc. |
Date: August 31, 2004