UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-7062
PACIFIC GLOBAL FUND INC. D/B/A
PACIFIC ADVISORS FUND INC.
(Exact name of registrant as specified in charter)
101 NORTH BRAND BOULEVARD, SUITE 1950 GLENDALE, CALIFORNIA 91203
(Address of principal executive offices)
GEORGE A. HENNING 101 N. BRAND BLVD., SUITE 1950 GLENDALE, CA 91203
(Name and address of agent for service)
Registrant’s telephone number, including area code: 818-242-6693
Date of fiscal year end: December 31
Date of reporting period: June 30, 2009
Item 1. Proxy Voting Record
PACIFIC ADVISORS FUND INC. PROXY VOTING RECORD
RECEIVED JULY 1, 2008 - JUNE 30, 2009
GOVERNMENT SECURITIES FUND
COMPANY NAME |
| TICKER |
| CUSIP |
| MEETING DATE |
| PROPOSED BY |
| DID PAF |
| DID PAF VOTE |
| VOTE FOR |
| DESCRIPTION OF MATTER |
GENERAL ELECTRIC CO. |
| GE |
| 369604103 |
| 04/22/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
GENERAL ELECTRIC CO. |
| GE |
| 369604103 |
| 04/22/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
GENERAL ELECTRIC CO. |
| GE |
| 369604103 |
| 04/22/09 |
| SH |
| Y |
| A |
| F |
| Cumulative voting |
GENERAL ELECTRIC CO. |
| GE |
| 369604103 |
| 04/22/09 |
| SH |
| Y |
| A |
| F |
| Executive compensation advisory vote |
GENERAL ELECTRIC CO. |
| GE |
| 369604103 |
| 04/22/09 |
| SH |
| Y |
| A |
| F |
| Independent study regarding breaking up GE |
GENERAL ELECTRIC CO. |
| GE |
| 369604103 |
| 04/22/09 |
| SH |
| Y |
| A |
| F |
| Dividend policy |
GENERAL ELECTRIC CO. |
| GE |
| 369604103 |
| 04/22/09 |
| SH |
| Y |
| A |
| F |
| Shareholder vote on golden parachutes |
FRONTIER COMMUNICATIONS CORP. |
| FTR |
| 35906A108 |
| 05/14/09 |
| C |
| Y |
| F |
| F |
| Election of nominee |
FRONTIER COMMUNICATIONS CORP. |
| FTR |
| 35906A108 |
| 05/14/09 |
| C |
| Y |
| F |
| F |
| Adopt the 2009 equity incentive plan |
FRONTIER COMMUNICATIONS CORP. |
| FTR |
| 35906A108 |
| 05/14/09 |
| SH |
| Y |
| A |
| F |
| Consider and vote upon a stockholder proposal, if presented at the meeting |
FRONTIER COMMUNICATIONS CORP. |
| FTR |
| 35906A108 |
| 05/14/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
PPL CORP. |
| PPL |
| 69351T106 |
| 05/20/09 |
| C |
| Y |
| F |
| F |
| Election of nominee |
PPL CORP. |
| PPL |
| 69351T106 |
| 05/20/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
PPL CORP. |
| PPL |
| 69351T106 |
| 05/20/09 |
| SH |
| Y |
| A |
| F |
| Elect each director annually |
PACIFIC ADVISORS FUND INC. PROXY VOTING RECORD
RECEIVED JULY 1, 2008 - JUNE 30, 2009
INCOME AND EQUITY FUND
COMPANY NAME |
| TICKER |
| CUSIP |
| MEETING DATE |
| PROPOSED BY |
| DID PAF |
| DID PAF VOTE |
| VOTE FOR |
| DESCRIPTION OF MATTER |
PROCTOR & GAMBLE CO. |
| PG |
| 742718109 |
| 10/14/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
PROCTOR & GAMBLE CO. |
| PG |
| 742718109 |
| 10/14/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
PROCTOR & GAMBLE CO. |
| PG |
| 742718109 |
| 10/14/08 |
| C |
| Y |
| F |
| F |
| Amend Articles of Incorporation to adopt majority voting |
PROCTOR & GAMBLE CO. |
| PG |
| 742718109 |
| 10/14/08 |
| SH |
| Y |
| A |
| F |
| Rotate site of annual meeting |
PROCTOR & GAMBLE CO. |
| PG |
| 742718109 |
| 10/14/08 |
| SH |
| Y |
| A |
| F |
| Advisory vote on executive compensation |
BRITISH PETROLEUM PLC |
| BP |
| 055622104 |
| 04/16/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
BRITISH PETROLEUM PLC |
| BP |
| 055622104 |
| 04/16/09 |
| C |
| Y |
| F |
| F |
| Receive the directors’ annual report and accounts |
BRITISH PETROLEUM PLC |
| BP |
| 055622104 |
| 04/16/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
BRITISH PETROLEUM PLC |
| BP |
| 055622104 |
| 04/16/09 |
| C |
| Y |
| F |
| F |
| Give limited authority for the purchases of shares of its own shares by the company |
BRITISH PETROLEUM PLC |
| BP |
| 055622104 |
| 04/16/09 |
| C |
| Y |
| F |
| F |
| Give limited authority to allot shares up to a specified amount |
BRITISH PETROLEUM PLC |
| BP |
| 055622104 |
| 04/16/09 |
| C |
| Y |
| F |
| F |
| Give authority to allot a limited number of shares for cash free of pre-emption rights |
BRITISH PETROLEUM PLC |
| BP |
| 055622104 |
| 04/16/09 |
| C |
| Y |
| F |
| F |
| Authorize the calling of general meetings |
GENUINE PARTS CO. |
| GPC |
| 372460105 |
| 04/20/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
GENUINE PARTS CO. |
| GPC |
| 372460105 |
| 04/20/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
PUBLIC SERVICE ENTERPRISE GROUP INC. |
| PEG |
| 744573106 |
| 04/21/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
PUBLIC SERVICE ENTERPRISE GROUP INC. |
| PEG |
| 744573106 |
| 04/21/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
GENERAL ELECTRIC CO. |
| GE |
| 369604103 |
| 04/22/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
GENERAL ELECTRIC CO. |
| GE |
| 369604103 |
| 04/22/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
GENERAL ELECTRIC CO. |
| GE |
| 369604103 |
| 04/22/09 |
| SH |
| Y |
| A |
| F |
| Cumulative voting |
GENERAL ELECTRIC CO. |
| GE |
| 369604103 |
| 04/22/09 |
| SH |
| Y |
| A |
| F |
| Executive compensation advisory vote |
GENERAL ELECTRIC CO. |
| GE |
| 369604103 |
| 04/22/09 |
| SH |
| Y |
| A |
| F |
| Independent study regarding breaking up GE |
GENERAL ELECTRIC CO. |
| GE |
| 369604103 |
| 04/22/09 |
| SH |
| Y |
| A |
| F |
| Dividend policy |
GENERAL ELECTRIC CO. |
| GE |
| 369604103 |
| 04/22/09 |
| SH |
| Y |
| A |
| F |
| Shareholder vote on golden parachutes |
WILMINGTON TRUST CORP. |
| WL |
| 971807102 |
| 04/22/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
WILMINGTON TRUST CORP. |
| WL |
| 971807102 |
| 04/22/09 |
| C |
| Y |
| F |
| F |
| Approval of 2009 executive incentive plan |
WILMINGTON TRUST CORP. |
| WL |
| 971807102 |
| 04/22/09 |
| C |
| Y |
| F |
| F |
| Approval of 2009 long-term incentive plan |
WILMINGTON TRUST CORP. |
| WL |
| 971807102 |
| 04/22/09 |
| C |
| Y |
| F |
| F |
| Approval of executive compensation |
PFIZER INC. |
| PFE |
| 717081103 |
| 04/23/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
PFIZER INC. |
| PFE |
| 717081103 |
| 04/23/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
PFIZER INC. |
| PFE |
| 717081103 |
| 04/23/09 |
| C |
| Y |
| F |
| F |
| Approval of amended and restated stock plan |
PFIZER INC. |
| PFE |
| 717081103 |
| 04/23/09 |
| SH |
| Y |
| A |
| F |
| Stock options |
PFIZER INC. |
| PFE |
| 717081103 |
| 04/23/09 |
| SH |
| Y |
| A |
| F |
| Advisory vote on executive compensation |
PFIZER INC. |
| PFE |
| 717081103 |
| 04/23/09 |
| SH |
| Y |
| A |
| F |
| Cumulative voting |
PFIZER INC. |
| PFE |
| 717081103 |
| 04/23/09 |
| SH |
| Y |
| A |
| F |
| Special shareholder meeting |
JOHNSON & JOHNSON |
| JNJ |
| 478160104 |
| 04/23/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
JOHNSON & JOHNSON |
| JNJ |
| 478160104 |
| 04/23/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
JOHNSON & JOHNSON |
| JNJ |
| 478160104 |
| 04/23/09 |
| SH |
| Y |
| A |
| F |
| Advisory vote on executive compensation policies and disclosure |
AT&T INC. |
| T |
| 00206R102 |
| 04/24/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
AT&T INC. |
| T |
| 00206R102 |
| 04/24/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
AT&T INC. |
| T |
| 00206R102 |
| 04/24/09 |
| C |
| Y |
| F |
| F |
| Amendment to increase authorized shares |
AT&T INC. |
| T |
| 00206R102 |
| 04/24/09 |
| SH |
| Y |
| A |
| F |
| Report on political contributions |
AT&T INC. |
| T |
| 00206R102 |
| 04/24/09 |
| SH |
| Y |
| A |
| F |
| Special stockholder meetings |
AT&T INC. |
| T |
| 00206R102 |
| 04/24/09 |
| SH |
| Y |
| A |
| F |
| Cumulative voting |
AT&T INC. |
| T |
| 00206R102 |
| 04/24/09 |
| SH |
| Y |
| A |
| F |
| Bylaws requiring independent chairman |
AT&T INC. |
| T |
| 00206R102 |
| 04/24/09 |
| SH |
| Y |
| A |
| F |
| Advisory vote on compensation |
AT&T INC. |
| T |
| 00206R102 |
| 04/24/09 |
| SH |
| Y |
| A |
| F |
| Pension credit policy |
HONEYWELL INTERNATIONAL INC. |
| HON |
| 438516106 |
| 04/27/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
HONEYWELL INTERNATIONAL INC. |
| HON |
| 438516106 |
| 04/27/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
HONEYWELL INTERNATIONAL INC. |
| HON |
| 438516106 |
| 04/27/09 |
| SH |
| Y |
| A |
| F |
| Cumulative voting |
HONEYWELL INTERNATIONAL INC. |
| HON |
| 438516106 |
| 04/27/09 |
| SH |
| Y |
| A |
| F |
| Principle for health care reform |
HONEYWELL INTERNATIONAL INC. |
| HON |
| 438516106 |
| 04/27/09 |
| SH |
| Y |
| A |
| F |
| Executive compensation advisory vote |
HONEYWELL INTERNATIONAL INC. |
| HON |
| 438516106 |
| 04/27/09 |
| SH |
| Y |
| A |
| F |
| Tax gross-up payments |
HONEYWELL INTERNATIONAL INC. |
| HON |
| 438516106 |
| 04/27/09 |
| SH |
| Y |
| A |
| F |
| Special shareowner meetings |
CHUBB CORP. |
| CB |
| 171232101 |
| 04/28/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
CHUBB CORP. |
| CB |
| 171232101 |
| 04/28/09 |
| C |
| Y |
| F |
| F |
| Approve the adoption of the long-term incentive plan |
CHUBB CORP. |
| CB |
| 171232101 |
| 04/28/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
BANK OF AMERICA CORP. |
| BAC |
| 060505617 |
| 04/29/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
BANK OF AMERICA CORP. |
| BAC |
| 060505617 |
| 04/29/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
BANK OF AMERICA CORP. |
| BAC |
| 060505617 |
| 04/29/09 |
| C |
| Y |
| F |
| F |
| Approval of executive compensation |
BANK OF AMERICA CORP. |
| BAC |
| 060505617 |
| 04/29/09 |
| SH |
| Y |
| A |
| F |
| Disclosure of government employment |
BANK OF AMERICA CORP. |
| BAC |
| 060505617 |
| 04/29/09 |
| SH |
| Y |
| A |
| F |
| Advisory vote on executive compensation |
BANK OF AMERICA CORP. |
| BAC |
| 060505617 |
| 04/29/09 |
| SH |
| Y |
| A |
| F |
| Cumulative voting |
BANK OF AMERICA CORP. |
| BAC |
| 060505617 |
| 04/29/09 |
| SH |
| Y |
| A |
| F |
| Special stockholder meetings |
BANK OF AMERICA CORP. |
| BAC |
| 060505617 |
| 04/29/09 |
| SH |
| Y |
| A |
| F |
| Independent board chairman |
BANK OF AMERICA CORP. |
| BAC |
| 060505617 |
| 04/29/09 |
| SH |
| Y |
| A |
| F |
| Predatory credit card lending practices |
BANK OF AMERICA CORP. |
| BAC |
| 060505617 |
| 04/29/09 |
| SH |
| Y |
| A |
| F |
| Adoption of principle for health care reform |
BANK OF AMERICA CORP. |
| BAC |
| 060505617 |
| 04/29/09 |
| SH |
| Y |
| A |
| F |
| Limits on exec comp |
DUPONT DE NEMOURS & CO. |
| DD |
| 263534109 |
| 04/29/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
DUPONT DE NEMOURS & CO. |
| DD |
| 263534109 |
| 04/29/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
DUPONT DE NEMOURS & CO. |
| DD |
| 263534109 |
| 04/29/09 |
| SH |
| Y |
| A |
| F |
| On shareholder say on executive pay |
MARATHON OIL CORP. |
| MRO |
| 565849106 |
| 04/29/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
MARATHON OIL CORP. |
| MRO |
| 565849106 |
| 04/29/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
MARATHON OIL CORP. |
| MRO |
| 565849106 |
| 04/29/09 |
| SH |
| Y |
| A |
| F |
| Amend the by-laws to lower threshold for stockholders to call special meeting |
MARATHON OIL CORP. |
| MRO |
| 565849106 |
| 04/29/09 |
| SH |
| Y |
| A |
| F |
| Adopt a policy for ratification of executive compensation |
OCCIDENTAL PETROLEUM CORP. |
| OXY |
| 674599105 |
| 05/01/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
OCCIDENTAL PETROLEUM CORP. |
| OXY |
| 674599105 |
| 05/01/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
OCCIDENTAL PETROLEUM CORP. |
| OXY |
| 674599105 |
| 05/01/09 |
| C |
| Y |
| F |
| F |
| Amendment of restated certificate of incorporation to permit stockholders to call special meetings |
OCCIDENTAL PETROLEUM CORP. |
| OXY |
| 674599105 |
| 05/01/09 |
| SH |
| Y |
| A |
| F |
| Report on assessment of host country laws |
DOMINION RESOURCES, INC. |
| D |
| 25746U109 |
| 05/05/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
DOMINION RESOURCES, INC. |
| D |
| 25746U109 |
| 05/05/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
DOMINION RESOURCES, INC. |
| D |
| 25746U109 |
| 05/05/09 |
| C |
| Y |
| F |
| F |
| Approve the adoption of the amended and restated incentive compensation plan |
DOMINION RESOURCES, INC. |
| D |
| 25746U109 |
| 05/05/09 |
| SH |
| Y |
| A |
| F |
| Set and pursue goal for 80% fossil-fuel generation by 2020 |
DOMINION RESOURCES, INC. |
| D |
| 25746U109 |
| 05/05/09 |
| SH |
| Y |
| A |
| F |
| Advisory vote on executive compensation |
DOMINION RESOURCES, INC. |
| D |
| 25746U109 |
| 05/05/09 |
| SH |
| Y |
| A |
| F |
| Executive supplemental retirement benefits |
DUKE ENERGY CORP. |
| DUK |
| 26441C105 |
| 05/07/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
DUKE ENERGY CORP. |
| DUK |
| 26441C105 |
| 05/07/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
VERIZON COMMUNICATIONS INC. |
| VZ |
| 92343V104 |
| 05/07/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
VERIZON COMMUNICATIONS INC. |
| VZ |
| 92343V104 |
| 05/07/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
VERIZON COMMUNICATIONS INC. |
| VZ |
| 92343V104 |
| 05/07/09 |
| C |
| Y |
| F |
| F |
| Advisory vote on executive compensation |
VERIZON COMMUNICATIONS INC. |
| VZ |
| 92343V104 |
| 05/07/09 |
| C |
| Y |
| F |
| F |
| Approval of long-term incentive plan |
VERIZON COMMUNICATIONS INC. |
| VZ |
| 92343V104 |
| 05/07/09 |
| C |
| Y |
| F |
| F |
| Approval of short-term incentive plan |
VERIZON COMMUNICATIONS INC. |
| VZ |
| 92343V104 |
| 05/07/09 |
| SH |
| Y |
| A |
| F |
| Prohibit granting stock options |
VERIZON COMMUNICATIONS INC. |
| VZ |
| 92343V104 |
| 05/07/09 |
| SH |
| Y |
| A |
| F |
| Shareholder ability to call special meeting |
VERIZON COMMUNICATIONS INC. |
| VZ |
| 92343V104 |
| 05/07/09 |
| SH |
| Y |
| A |
| F |
| Separate offices of CEO and Chairman |
VERIZON COMMUNICATIONS INC. |
| VZ |
| 92343V104 |
| 05/07/09 |
| SH |
| Y |
| A |
| F |
| Cumulative voting |
VERIZON COMMUNICATIONS INC. |
| VZ |
| 92343V104 |
| 05/07/09 |
| SH |
| Y |
| A |
| F |
| Shareholder approval of benefits paid after death |
APACHE CORP. |
| APA |
| 037411105 |
| 05/07/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
CONOCOPHILLIPS |
| COP |
| 20825C104 |
| 05/13/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
CONOCOPHILLIPS |
| COP |
| 20825C104 |
| 05/13/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
CONOCOPHILLIPS |
| COP |
| 20825C104 |
| 05/13/09 |
| C |
| Y |
| F |
| F |
| Approve omnibus stock and performance incentive plan |
CONOCOPHILLIPS |
| COP |
| 20825C104 |
| 05/13/09 |
| SH |
| Y |
| A |
| F |
| Universal health care principles |
CONOCOPHILLIPS |
| COP |
| 20825C104 |
| 05/13/09 |
| SH |
| Y |
| A |
| F |
| Advisory vote on executive compensation |
CONOCOPHILLIPS |
| COP |
| 20825C104 |
| 05/13/09 |
| SH |
| Y |
| A |
| F |
| Political contributions |
CONOCOPHILLIPS |
| COP |
| 20825C104 |
| 05/13/09 |
| SH |
| Y |
| A |
| F |
| Greenhouse gas reduction |
CONOCOPHILLIPS |
| COP |
| 20825C104 |
| 05/13/09 |
| SH |
| Y |
| A |
| F |
| Oil sands drilling |
CONOCOPHILLIPS |
| COP |
| 20825C104 |
| 05/13/09 |
| SH |
| Y |
| A |
| F |
| Director qualifications |
FRONTIER COMMUNICATIONS CORP. |
| FTR |
| 35906A108 |
| 05/14/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
FRONTIER COMMUNICATIONS CORP. |
| FTR |
| 35906A108 |
| 05/14/09 |
| C |
| Y |
| F |
| F |
| Adopt the 2009 equity incentive plan |
FRONTIER COMMUNICATIONS CORP. |
| FTR |
| 35906A108 |
| 05/14/09 |
| SH |
| Y |
| A |
| F |
| Vote upon stockholders proposal if presented at the meeting |
FRONTIER COMMUNICATIONS CORP. |
| FTR |
| 35906A108 |
| 05/14/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
XTO ENERGY INC. |
| XTO |
| 98385X106 |
| 05/19/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
XTO ENERGY INC. |
| XTO |
| 98385X106 |
| 05/19/09 |
| C |
| Y |
| F |
| F |
| Approval of the 2009 executive compensation plan |
XTO ENERGY INC. |
| XTO |
| 98385X106 |
| 05/19/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
XTO ENERGY INC. |
| XTO |
| 98385X106 |
| 05/19/09 |
| SH |
| Y |
| A |
| F |
| Advisory vote on executive compensation |
XTO ENERGY INC. |
| XTO |
| 98385X106 |
| 05/19/09 |
| SH |
| Y |
| A |
| F |
| Executive benefits payable upon death |
GLAXOSMITHKLINE PLC |
| GSK |
| 37733W105 |
| 05/20/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
GLAXOSMITHKLINE PLC |
| GSK |
| 37733W105 |
| 05/20/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
GLAXOSMITHKLINE PLC |
| GSK |
| 37733W105 |
| 05/20/09 |
| C |
| Y |
| F |
| F |
| To authorize the donations to political organization and incur political expenditure |
GLAXOSMITHKLINE PLC |
| GSK |
| 37733W105 |
| 05/20/09 |
| C |
| Y |
| F |
| F |
| Authority to allot shares |
GLAXOSMITHKLINE PLC |
| GSK |
| 37733W105 |
| 05/20/09 |
| C |
| Y |
| F |
| F |
| Disapplication of pre-emption rights |
GLAXOSMITHKLINE PLC |
| GSK |
| 37733W105 |
| 05/20/09 |
| C |
| Y |
| F |
| F |
| Authority for the company to purchase its own shares |
GLAXOSMITHKLINE PLC |
| GSK |
| 37733W105 |
| 05/20/09 |
| C |
| Y |
| F |
| F |
| Exemption from statement of senior statutory auditor’s name |
GLAXOSMITHKLINE PLC |
| GSK |
| 37733W105 |
| 05/20/09 |
| C |
| Y |
| F |
| F |
| Reduced notice of a general meeting other than an AGM |
GLAXOSMITHKLINE PLC |
| GSK |
| 37733W105 |
| 05/20/09 |
| C |
| Y |
| F |
| F |
| Adoption of performance share plan |
GLAXOSMITHKLINE PLC |
| GSK |
| 37733W105 |
| 05/20/09 |
| C |
| Y |
| F |
| F |
| Adoption of share option plan |
GLAXOSMITHKLINE PLC |
| GSK |
| 37733W105 |
| 05/20/09 |
| C |
| Y |
| F |
| F |
| Adoption of deferred annual bonus plan |
ULTRA PETROLEUM CORP. |
| UPL |
| 903914109 |
| 05/21/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
ULTRA PETROLEUM CORP. |
| UPL |
| 903914109 |
| 05/21/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
ULTRA PETROLEUM CORP. |
| UPL |
| 903914109 |
| 05/21/09 |
| SH |
| Y |
| A |
| F |
| Climate change |
ULTRA PETROLEUM CORP. |
| UPL |
| 903914109 |
| 05/21/09 |
| C |
| Y |
| F |
| F |
| Transact such other business as may properly be brought |
HOME DEPOT, INC. |
| HD |
| 437076102 |
| 05/28/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
HOME DEPOT, INC. |
| HD |
| 437076102 |
| 05/28/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
HOME DEPOT, INC. |
| HD |
| 437076102 |
| 05/28/09 |
| C |
| Y |
| F |
| F |
| Amend the certificate of incorporation to allow holders to call a special meeting |
HOME DEPOT, INC. |
| HD |
| 437076102 |
| 05/28/09 |
| SH |
| Y |
| A |
| F |
| Cumulative voting |
HOME DEPOT, INC. |
| HD |
| 437076102 |
| 05/28/09 |
| SH |
| Y |
| A |
| F |
| Special shareholder meeting |
HOME DEPOT, INC. |
| HD |
| 437076102 |
| 05/28/09 |
| SH |
| Y |
| A |
| F |
| Employment diversity report |
HOME DEPOT, INC. |
| HD |
| 437076102 |
| 05/28/09 |
| SH |
| Y |
| A |
| F |
| Executive officer compensation |
HOME DEPOT, INC. |
| HD |
| 437076102 |
| 05/28/09 |
| SH |
| Y |
| A |
| F |
| Energy use |
PACIFIC ADVISORS FUND INC. PROXY VOTING RECORD
RECEIVED JULY 1, 2008 - JUNE 30, 2009
BALANCED FUND
COMPANY NAME |
| TICKER |
| CUSIP |
| MEETING DATE |
| PROPOSED BY |
| DID PAF |
| DID PAF VOTE |
| VOTE FOR |
| DESCRIPTION OF MATTER |
PROCTOR & GAMBLE CO. |
| PG |
| 742718109 |
| 10/14/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
PROCTOR & GAMBLE CO. |
| PG |
| 742718109 |
| 10/14/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
PROCTOR & GAMBLE CO. |
| PG |
| 742718109 |
| 10/14/08 |
| C |
| Y |
| F |
| F |
| Amend Articles of Incorporation to adopt majority voting |
PROCTOR & GAMBLE CO. |
| PG |
| 742718109 |
| 10/14/08 |
| SH |
| Y |
| A |
| F |
| Rotate site of annual meeting |
PROCTOR & GAMBLE CO. |
| PG |
| 742718109 |
| 10/14/08 |
| SH |
| Y |
| A |
| F |
| Advisory vote on executive compensation |
J.M. SMUCKER CO. |
| SJM |
| 832696405 |
| 10/16/08 |
| C |
| Y |
| F |
| F |
| Approval of the issuance of Smucker common shares. |
J.M. SMUCKER CO. |
| SJM |
| 832696405 |
| 10/16/08 |
| C |
| Y |
| F |
| F |
| Approval of the adoption of amended articles of incorporation. |
J.M. SMUCKER CO. |
| SJM |
| 832696405 |
| 10/16/08 |
| C |
| Y |
| F |
| F |
| Approval of adjournments or postponements of special meeting |
AUTOMATIC DATA PROCESSING INC. |
| ADP |
| 053015103 |
| 11/11/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
AUTOMATIC DATA PROCESSING INC. |
| ADP |
| 053015103 |
| 11/11/08 |
| C |
| Y |
| F |
| F |
| Approval of the 2008 Omnibus Award Plan |
AUTOMATIC DATA PROCESSING INC. |
| ADP |
| 053015103 |
| 11/11/08 |
| C |
| Y |
| F |
| F |
| Ratify the election of auditor |
MICROSOFT CORP. |
| MSFT |
| 594918104 |
| 11/19/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
MICROSOFT CORP. |
| MSFT |
| 594918104 |
| 11/19/08 |
| C |
| Y |
| F |
| F |
| Approval of material terms of performance criteria under the executive officer incentive plan. |
MICROSOFT CORP. |
| MSFT |
| 594918104 |
| 11/19/08 |
| C |
| Y |
| F |
| F |
| Approval of amendments to the 1999 stock option plan for non-employee directors |
MICROSOFT CORP. |
| MSFT |
| 594918104 |
| 11/19/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
MICROSOFT CORP. |
| MSFT |
| 594918104 |
| 11/19/08 |
| SH |
| Y |
| A |
| F |
| Adoption of policies on internet censorship |
MICROSOFT CORP. |
| MSFT |
| 594918104 |
| 11/19/08 |
| SH |
| Y |
| A |
| F |
| Establishment of board committee on human rights |
MICROSOFT CORP. |
| MSFT |
| 594918104 |
| 11/19/08 |
| SH |
| Y |
| A |
| F |
| Disclosure on charitable contributions |
BECTON DICKINSON & CO. |
| BDX |
| 075887109 |
| 02/03/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
BECTON DICKINSON & CO. |
| BDX |
| 075887109 |
| 02/03/09 |
| C |
| Y |
| F |
| F |
| Ratify the election of auditor |
BECTON DICKINSON & CO. |
| BDX |
| 075887109 |
| 02/03/09 |
| C |
| Y |
| F |
| F |
| Amendments to BD’s restated certificate of incorporation |
BECTON DICKINSON & CO. |
| BDX |
| 075887109 |
| 02/03/09 |
| C |
| Y |
| F |
| F |
| Amendment to the 2004 employee and director equity-based compensation plan |
BECTON DICKINSON & CO. |
| BDX |
| 075887109 |
| 02/03/09 |
| C |
| Y |
| F |
| F |
| Approval of material terms of performance goals |
BECTON DICKINSON & CO. |
| BDX |
| 075887109 |
| 02/03/09 |
| SH |
| Y |
| A |
| F |
| Special shareholder meeting |
BECTON DICKINSON & CO. |
| BDX |
| 075887109 |
| 02/03/09 |
| SH |
| Y |
| A |
| F |
| Cumulative voting |
CUBIC CORP. |
| CUB |
| 229669106 |
| 02/24/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
CUBIC CORP. |
| CUB |
| 229669106 |
| 02/24/09 |
| C |
| Y |
| F |
| F |
| Ratify the election of auditor |
WALT DISNEY CO. |
| DIS |
| 254687106 |
| 03/11/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
WALT DISNEY CO. |
| DIS |
| 254687106 |
| 03/11/09 |
| C |
| Y |
| F |
| F |
| Ratify the election of auditor |
WALT DISNEY CO. |
| DIS |
| 254687106 |
| 03/11/09 |
| C |
| Y |
| F |
| F |
| Approve the amendment of the amended and restated 2005 stock Incentive plan |
WALT DISNEY CO. |
| DIS |
| 254687106 |
| 03/11/09 |
| C |
| Y |
| F |
| F |
| Approve the terms of the amended and restated 2002 executive performance plan |
WALT DISNEY CO. |
| DIS |
| 254687106 |
| 03/11/09 |
| SH |
| Y |
| A |
| F |
| Political contributions reporting |
WALT DISNEY CO. |
| DIS |
| 254687106 |
| 03/11/09 |
| SH |
| Y |
| A |
| F |
| Death benefit payments |
WALT DISNEY CO. |
| DIS |
| 254687106 |
| 03/11/09 |
| SH |
| Y |
| A |
| F |
| Shareholder advisory vote on executive compensation |
COVIDIEN LTD. |
| COV |
| G2552X108 |
| 03/18/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
COVIDIEN LTD. |
| COV |
| G2552X108 |
| 03/18/09 |
| C |
| Y |
| F |
| F |
| Approve amended and restated 2007 stock and incentive plan |
COVIDIEN LTD. |
| COV |
| G2552X108 |
| 03/18/09 |
| C |
| Y |
| F |
| F |
| Ratify the election of auditor |
MCCORMICK & COMPANY INC. |
| MKC |
| 579780206 |
| 03/25/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
MCCORMICK & COMPANY INC. |
| MKC |
| 579780206 |
| 03/25/09 |
| C |
| Y |
| F |
| F |
| Approve employees stock purchase plan |
MCCORMICK & COMPANY INC. |
| MKC |
| 579780206 |
| 03/25/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
MCCORMICK & COMPANY INC. |
| MKC |
| 579780206 |
| 03/25/09 |
| C |
| Y |
| F |
| F |
| Other matters as may come before the meeting |
BANCO LATINOAMERICANO DE EXPORTACIONES |
| BLX |
| P16994132 |
| 04/15/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
BANCO LATINOAMERICANO DE EXPORTACIONES |
| BLX |
| P16994132 |
| 04/15/09 |
| C |
| Y |
| F |
| F |
| Approve the audited financial statements |
BANCO LATINOAMERICANO DE EXPORTACIONES |
| BLX |
| P16994132 |
| 04/15/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
BANCO LATINOAMERICANO DE EXPORTACIONES |
| BLX |
| P16994132 |
| 04/15/09 |
| C |
| Y |
| F |
| F |
| Approve proposed amendments to the articles of incorporation to change company’s name |
BANCO LATINOAMERICANO DE EXPORTACIONES |
| BLX |
| P16994132 |
| 04/15/09 |
| C |
| Y |
| F |
| F |
| Approve proposed amendments to the articles of incorporation to modify the definition of the business purpose |
BANCO LATINOAMERICANO DE EXPORTACIONES |
| BLX |
| P16994132 |
| 04/15/09 |
| C |
| Y |
| F |
| F |
| Approve proposed amendments to the articles of incorporation to allow issuance of preferred shares |
BANCO LATINOAMERICANO DE EXPORTACIONES |
| BLX |
| P16994132 |
| 04/15/09 |
| C |
| Y |
| F |
| F |
| Approve proposed amendments to the articles of incorporation to authorize new class of common shares |
BRITISH PETROLEUM PLC |
| BP |
| 055622104 |
| 04/16/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
BRITISH PETROLEUM PLC |
| BP |
| 055622104 |
| 04/16/09 |
| C |
| Y |
| F |
| F |
| Receive the directors’ annual report and accounts |
BRITISH PETROLEUM PLC |
| BP |
| 055622104 |
| 04/16/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
BRITISH PETROLEUM PLC |
| BP |
| 055622104 |
| 04/16/09 |
| C |
| Y |
| F |
| F |
| Give limited authority for the purchases of shares of its own shares by the company |
BRITISH PETROLEUM PLC |
| BP |
| 055622104 |
| 04/16/09 |
| C |
| Y |
| F |
| F |
| Give limited authority to allot shares up to a specified amount |
BRITISH PETROLEUM PLC |
| BP |
| 055622104 |
| 04/16/09 |
| C |
| Y |
| F |
| F |
| Give authority to allot a limited number of shares for cash free of pre-emption rights |
BRITISH PETROLEUM PLC |
| BP |
| 055622104 |
| 04/16/09 |
| C |
| Y |
| F |
| F |
| Authorize the calling of general meetings |
GENERAL ELECTRIC CO. |
| GE |
| 369604103 |
| 04/22/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
GENERAL ELECTRIC CO. |
| GE |
| 369604103 |
| 04/22/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
GENERAL ELECTRIC CO. |
| GE |
| 369604103 |
| 04/22/09 |
| SH |
| Y |
| A |
| F |
| Cumulative voting |
GENERAL ELECTRIC CO. |
| GE |
| 369604103 |
| 04/22/09 |
| SH |
| Y |
| A |
| F |
| Executive compensation advisory vote |
GENERAL ELECTRIC CO. |
| GE |
| 369604103 |
| 04/22/09 |
| SH |
| Y |
| A |
| F |
| Independent study regarding breaking up GE |
GENERAL ELECTRIC CO. |
| GE |
| 369604103 |
| 04/22/09 |
| SH |
| Y |
| A |
| F |
| Dividend policy |
GENERAL ELECTRIC CO. |
| GE |
| 369604103 |
| 04/22/09 |
| SH |
| Y |
| A |
| F |
| Shareholder vote on golden parachutes |
COCA-COLA CO. |
| KO |
| 191216100 |
| 04/22/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
COCA-COLA CO. |
| KO |
| 191216100 |
| 04/22/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
COCA-COLA CO. |
| KO |
| 191216100 |
| 04/22/09 |
| SH |
| Y |
| A |
| F |
| Advisory vote on executive compensation |
COCA-COLA CO. |
| KO |
| 191216100 |
| 04/22/09 |
| SH |
| Y |
| A |
| F |
| Independent board chair |
COCA-COLA CO. |
| KO |
| 191216100 |
| 04/22/09 |
| SH |
| Y |
| A |
| F |
| Board committee on human rights |
COCA-COLA CO. |
| KO |
| 191216100 |
| 04/22/09 |
| SH |
| Y |
| A |
| F |
| Restricted stock |
SUNCOR ENERGY INC. |
| SU |
| 867229106 |
| 04/23/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
SUNCOR ENERGY INC. |
| SU |
| 867229106 |
| 04/23/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
BURLINGTON NORTHERN SANTA FE CORP. |
| BNI |
| 12189T104 |
| 04/23/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
BURLINGTON NORTHERN SANTA FE CORP. |
| BNI |
| 12189T104 |
| 04/23/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
BURLINGTON NORTHERN SANTA FE CORP. |
| BNI |
| 12189T104 |
| 04/23/09 |
| SH |
| Y |
| A |
| F |
| Say on executive pay |
BURLINGTON NORTHERN SANTA FE CORP. |
| BNI |
| 12189T104 |
| 04/23/09 |
| SH |
| Y |
| A |
| F |
| Special shareowner meetings |
BURLINGTON NORTHERN SANTA FE CORP. |
| BNI |
| 12189T104 |
| 04/23/09 |
| SH |
| Y |
| A |
| F |
| Report on political contributions |
PFIZER INC. |
| PFE |
| 717081103 |
| 04/23/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
PFIZER INC. |
| PFE |
| 717081103 |
| 04/23/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
COMPANY NAME |
| TICKER |
| CUSIP |
| MEETING DATE |
| PROPOSED BY |
| DID PAF |
| DID PAF VOTE |
| VOTE FOR |
| DESCRIPTION OF MATTER |
PFIZER INC. |
| PFE |
| 717081103 |
| 04/23/09 |
| C |
| Y |
| F |
| F |
| Approve stock incentive plan |
PFIZER INC. |
| PFE |
| 717081103 |
| 04/23/09 |
| SH |
| Y |
| A |
| F |
| Stock options |
PFIZER INC. |
| PFE |
| 717081103 |
| 04/23/09 |
| SH |
| Y |
| A |
| F |
| Advisory vote on executive compensation |
PFIZER INC. |
| PFE |
| 717081103 |
| 04/23/09 |
| SH |
| Y |
| A |
| F |
| Cumulative voting |
PFIZER INC. |
| PFE |
| 717081103 |
| 04/23/09 |
| SH |
| Y |
| A |
| F |
| Special shareholder meetings |
JOHNSON & JOHNSON |
| JNJ |
| 478160104 |
| 04/23/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
JOHNSON & JOHNSON |
| JNJ |
| 478160104 |
| 04/23/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
JOHNSON & JOHNSON |
| JNJ |
| 478160104 |
| 04/23/09 |
| SH |
| Y |
| A |
| F |
| Advisory vote on executive compensation policies and disclosure |
NOKIA CORPORATION |
| NOK |
| 654902204 |
| 04/23/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
NOKIA CORPORATION |
| NOK |
| 654902204 |
| 04/23/09 |
| C |
| Y |
| F |
| F |
| Adoption of annual accounts |
NOKIA CORPORATION |
| NOK |
| 654902204 |
| 04/23/09 |
| C |
| Y |
| F |
| F |
| Resolution to use profit shown on the balance sheet and the payment of dividend |
NOKIA CORPORATION |
| NOK |
| 654902204 |
| 04/23/09 |
| C |
| Y |
| F |
| F |
| Resolution to discharge members of the board and president from liability |
NOKIA CORPORATION |
| NOK |
| 654902204 |
| 04/23/09 |
| C |
| Y |
| F |
| F |
| Resolution on the remuneration of the members of the board of directors |
NOKIA CORPORATION |
| NOK |
| 654902204 |
| 04/23/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
NOKIA CORPORATION |
| NOK |
| 654902204 |
| 04/23/09 |
| C |
| Y |
| F |
| F |
| Resolution to repurchase own shares |
GATX CORP. |
| GMT |
| 361448103 |
| 04/24/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
GATX CORP. |
| GMT |
| 361448103 |
| 04/24/09 |
| C |
| Y |
| F |
| F |
| Approve the performance-based compensation provisions of the equity incentive compensation plan |
GATX CORP. |
| GMT |
| 361448103 |
| 04/24/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
AMERICAN EXPRESS CO. |
| AXP |
| 025816109 |
| 04/27/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
AMERICAN EXPRESS CO. |
| AXP |
| 025816109 |
| 04/27/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
AMERICAN EXPRESS CO. |
| AXP |
| 025816109 |
| 04/27/09 |
| C |
| Y |
| F |
| F |
| Advisory vote to approving executive compensation |
AMERICAN EXPRESS CO. |
| AXP |
| 025816109 |
| 04/27/09 |
| SH |
| Y |
| A |
| F |
| Cumulative voting for directors |
AMERICAN EXPRESS CO. |
| AXP |
| 025816109 |
| 04/27/09 |
| SH |
| Y |
| A |
| F |
| Calling of special shareholder meetings |
BOEING CO. |
| BA |
| 097023105 |
| 04/27/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
BOEING CO. |
| BA |
| 097023105 |
| 04/27/09 |
| C |
| Y |
| F |
| F |
| Amendment to incentive stock plan |
BOEING CO. |
| BA |
| 097023105 |
| 04/27/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
BOEING CO. |
| BA |
| 097023105 |
| 04/27/09 |
| SH |
| Y |
| A |
| F |
| Adopt cumulative voting |
BOEING CO. |
| BA |
| 097023105 |
| 04/27/09 |
| SH |
| Y |
| A |
| F |
| Require advisory vote on named executive officer compensation |
BOEING CO. |
| BA |
| 097023105 |
| 04/27/09 |
| SH |
| Y |
| A |
| F |
| Adopt health care principles |
BOEING CO. |
| BA |
| 097023105 |
| 04/27/09 |
| SH |
| Y |
| A |
| F |
| Prepare a report on foreign military sales |
BOEING CO. |
| BA |
| 097023105 |
| 04/27/09 |
| SH |
| Y |
| A |
| F |
| Require an independent lead director |
BOEING CO. |
| BA |
| 097023105 |
| 04/27/09 |
| SH |
| Y |
| A |
| F |
| Require shareholder approval of future severance arrangements |
BOEING CO. |
| BA |
| 097023105 |
| 04/27/09 |
| SH |
| Y |
| A |
| F |
| Require disclosure of political contributions |
PERKINELMER INC. |
| PKI |
| 714046109 |
| 04/28/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
PERKINELMER INC. |
| PKI |
| 714046109 |
| 04/28/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
PERKINELMER INC. |
| PKI |
| 714046109 |
| 04/28/09 |
| C |
| Y |
| F |
| F |
| Approve 2009 incentive plan |
CHUBB CORP. |
| CB |
| 171232101 |
| 04/28/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
CHUBB CORP. |
| CB |
| 171232101 |
| 04/28/09 |
| C |
| Y |
| F |
| F |
| Approve the adoption of the long-term incentive plan |
CHUBB CORP. |
| CB |
| 171232101 |
| 04/28/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
MOODYS CORP. |
| MCO |
| 615369105 |
| 04/28/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
MOODYS CORP. |
| MCO |
| 615369105 |
| 04/28/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
MOODYS CORP. |
| MCO |
| 615369105 |
| 04/28/09 |
| SH |
| Y |
| A |
| F |
| Adopt a policy that the Chairman of the company’s board of directors be an independent director |
MOODYS CORP. |
| MCO |
| 615369105 |
| 04/28/09 |
| SH |
| Y |
| A |
| F |
| Senior executives to retain a significant shares percentage until two years following termination |
BERKSHIRE HATHAWAY INC. |
| BRK/A |
| 084670108 |
| 05/02/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
BERKSHIRE HATHAWAY INC. |
| BRK/A |
| 084670108 |
| 05/02/09 |
| SH |
| Y |
| A |
| F |
| Production of a sustainability report |
BAXTER INTERNATIONAL INC. |
| BAX |
| 071813109 |
| 05/05/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
BAXTER INTERNATIONAL INC. |
| BAX |
| 071813109 |
| 05/05/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
BAXTER INTERNATIONAL INC. |
| BAX |
| 071813109 |
| 05/05/09 |
| SH |
| Y |
| A |
| F |
| Animal testing |
BRISTOL-MYERS SQUIBB CO. |
| BMY |
| 110122108 |
| 05/05/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
BRISTOL-MYERS SQUIBB CO. |
| BMY |
| 110122108 |
| 05/05/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
BRISTOL-MYERS SQUIBB CO. |
| BMY |
| 110122108 |
| 05/05/09 |
| SH |
| Y |
| A |
| F |
| Executive compensation disclosure |
BRISTOL-MYERS SQUIBB CO. |
| BMY |
| 110122108 |
| 05/05/09 |
| SH |
| Y |
| A |
| F |
| Simple majority vote |
BRISTOL-MYERS SQUIBB CO. |
| BMY |
| 110122108 |
| 05/05/09 |
| SH |
| Y |
| A |
| F |
| Special shareowner meetings |
BRISTOL-MYERS SQUIBB CO. |
| BMY |
| 110122108 |
| 05/05/09 |
| SH |
| Y |
| A |
| F |
| Executive compensation advisory vote |
CSX CORP. |
| CSX |
| 126408103 |
| 05/06/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
CSX CORP. |
| CSX |
| 126408103 |
| 05/06/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
DUKE ENERGY CORP. |
| DUK |
| 26441C105 |
| 05/07/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
DUKE ENERGY CORP. |
| DUK |
| 26441C105 |
| 05/07/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
UNITED PARCEL SERVICE INC. |
| UPS |
| 911312106 |
| 05/07/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
UNITED PARCEL SERVICE INC. |
| UPS |
| 911312106 |
| 05/07/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
UNITED PARCEL SERVICE INC. |
| UPS |
| 911312106 |
| 05/07/09 |
| C |
| Y |
| F |
| F |
| Approve the omnibus incentive compensation plan |
SPECTRA ENERGY CORP. |
| SE |
| 847560109 |
| 05/07/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
SPECTRA ENERGY CORP. |
| SE |
| 847560109 |
| 05/07/09 |
| C |
| Y |
| F |
| F |
| Amendment to certificate of incorporation to eliminate the classified structure of its board of directors |
SPECTRA ENERGY CORP. |
| SE |
| 847560109 |
| 05/07/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
ALLETE INC. |
| ALE |
| 018522300 |
| 05/12/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
ALLETE INC. |
| ALE |
| 018522300 |
| 05/12/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
ALLETE INC. |
| ALE |
| 018522300 |
| 05/12/09 |
| C |
| Y |
| F |
| F |
| Increase the authorized capital stock and common stock |
ALLETE INC. |
| ALE |
| 018522300 |
| 05/12/09 |
| C |
| Y |
| F |
| F |
| Remove the names and places of residence of the board of directors named therein |
CONOCOPHILLIPS |
| COP |
| 20825C104 |
| 05/13/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
CONOCOPHILLIPS |
| COP |
| 20825C104 |
| 05/13/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
CONOCOPHILLIPS |
| COP |
| 20825C104 |
| 05/13/09 |
| C |
| Y |
| F |
| F |
| Approve omnibus stock and performance incentive plan |
CONOCOPHILLIPS |
| COP |
| 20825C104 |
| 05/13/09 |
| SH |
| Y |
| A |
| F |
| Universal health care principles |
CONOCOPHILLIPS |
| COP |
| 20825C104 |
| 05/13/09 |
| SH |
| Y |
| A |
| F |
| Advisory vote on executive compensation |
CONOCOPHILLIPS |
| COP |
| 20825C104 |
| 05/13/09 |
| SH |
| Y |
| A |
| F |
| Political contributions |
CONOCOPHILLIPS |
| COP |
| 20825C104 |
| 05/13/09 |
| SH |
| Y |
| A |
| F |
| Greenhouse gas reduction |
CONOCOPHILLIPS |
| COP |
| 20825C104 |
| 05/13/09 |
| SH |
| Y |
| A |
| F |
| Oil sands drilling |
CONOCOPHILLIPS |
| COP |
| 20825C104 |
| 05/13/09 |
| SH |
| Y |
| A |
| F |
| Director qualifications |
COMPANY NAME |
| TICKER |
| CUSIP |
| MEETING DATE |
| PROPOSED BY |
| DID PAF |
| DID PAF VOTE |
| VOTE FOR |
| DESCRIPTION OF MATTER |
CAMERON INTERNATIONAL CORP. |
| CAM |
| 13342B105 |
| 05/13/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
CAMERON INTERNATIONAL CORP. |
| CAM |
| 13342B105 |
| 05/13/09 |
| C |
| Y |
| F |
| F |
| Approve amendment to equity incentive plan |
CAMERON INTERNATIONAL CORP. |
| CAM |
| 13342B105 |
| 05/13/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
NATIONAL OILWELL VARCO, INC. |
| NOV |
| 637071101 |
| 05/13/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
NATIONAL OILWELL VARCO, INC. |
| NOV |
| 637071101 |
| 05/13/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
NATIONAL OILWELL VARCO, INC. |
| NOV |
| 637071101 |
| 05/13/09 |
| C |
| Y |
| F |
| F |
| Approval of amendment to long-term incentive plan |
FRONTIER COMMUNICATIONS CORP. |
| FTR |
| 35906A108 |
| 05/14/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
FRONTIER COMMUNICATIONS CORP. |
| FTR |
| 35906A108 |
| 05/14/09 |
| C |
| Y |
| F |
| F |
| Adopt the 2009 equity incentive plan |
FRONTIER COMMUNICATIONS CORP. |
| FTR |
| 35906A108 |
| 05/14/09 |
| SH |
| Y |
| A |
| F |
| Vote upon stockholders proposal if presented at the meeting |
FRONTIER COMMUNICATIONS CORP. |
| FTR |
| 35906A108 |
| 05/14/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
NORFOLK SOUTHERN CORP. |
| NSC |
| 655844108 |
| 05/14/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
NORFOLK SOUTHERN CORP. |
| NSC |
| 655844108 |
| 05/14/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
NORFOLK SOUTHERN CORP. |
| NSC |
| 655844108 |
| 05/14/09 |
| SH |
| Y |
| A |
| F |
| Corporate political contributions |
HALLIBURTON CO. |
| HAL |
| 406216101 |
| 05/20/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
HALLIBURTON CO. |
| HAL |
| 406216101 |
| 05/20/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
HALLIBURTON CO. |
| HAL |
| 406216101 |
| 05/20/09 |
| C |
| Y |
| F |
| F |
| Amend and restate the 1993 stock and incentive plan |
HALLIBURTON CO. |
| HAL |
| 406216101 |
| 05/20/09 |
| C |
| Y |
| F |
| F |
| Amend and restate the 2002 employee stock purchase plan |
HALLIBURTON CO. |
| HAL |
| 406216101 |
| 05/20/09 |
| SH |
| Y |
| A |
| F |
| Human rights policy |
HALLIBURTON CO. |
| HAL |
| 406216101 |
| 05/20/09 |
| SH |
| Y |
| A |
| F |
| Political contributions |
HALLIBURTON CO. |
| HAL |
| 406216101 |
| 05/20/09 |
| SH |
| Y |
| A |
| F |
| Low carbon energy report |
HALLIBURTON CO. |
| HAL |
| 406216101 |
| 05/20/09 |
| SH |
| Y |
| A |
| F |
| Additional compensation discussion and analysis disclosure |
HALLIBURTON CO. |
| HAL |
| 406216101 |
| 05/20/09 |
| SH |
| Y |
| A |
| F |
| Special shareowner meetings |
HALLIBURTON CO. |
| HAL |
| 406216101 |
| 05/20/09 |
| SH |
| Y |
| A |
| F |
| Iraq operations |
RELIANCE STEEL & ALUMINUM CO. |
| RS |
| 759509102 |
| 05/20/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
RELIANCE STEEL & ALUMINUM CO. |
| RS |
| 759509102 |
| 05/20/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
RELIANCE STEEL & ALUMINUM CO. |
| RS |
| 759509102 |
| 05/20/09 |
| C |
| Y |
| F |
| F |
| Other matters as may properly come before the meeting |
WILLIAMS COMPANIES INC. |
| WMB |
| 969457100 |
| 05/21/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
WILLIAMS COMPANIES INC. |
| WMB |
| 969457100 |
| 05/21/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
WILLIAMS COMPANIES INC. |
| WMB |
| 969457100 |
| 05/21/09 |
| SH |
| Y |
| A |
| F |
| Election of directors annually |
MCDONALD’S CORP. |
| MCD |
| 580135101 |
| 05/27/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
MCDONALD’S CORP. |
| MCD |
| 580135101 |
| 05/27/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
MCDONALD’S CORP. |
| MCD |
| 580135101 |
| 05/27/09 |
| C |
| Y |
| F |
| F |
| Approval of performance goals for certain qualified performance-based awards |
MCDONALD’S CORP. |
| MCD |
| 580135101 |
| 05/27/09 |
| C |
| Y |
| F |
| F |
| Approval of company’s 2009 cash incentive plan |
MCDONALD’S CORP. |
| MCD |
| 580135101 |
| 05/27/09 |
| SH |
| Y |
| A |
| F |
| Shareholder vote on executive compensation |
MCDONALD’S CORP. |
| MCD |
| 580135101 |
| 05/27/09 |
| SH |
| Y |
| A |
| F |
| Use of cage-free eggs |
SANDISK CORP. |
| SNDK |
| 80004C101 |
| 05/27/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
SANDISK CORP. |
| SNDK |
| 80004C101 |
| 05/27/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
SANDISK CORP. |
| SNDK |
| 80004C101 |
| 05/27/09 |
| C |
| Y |
| F |
| F |
| Approve amendments to company’s certificate of incorporation to eliminate cumulative voting |
SANDISK CORP. |
| SNDK |
| 80004C101 |
| 05/27/09 |
| C |
| Y |
| F |
| F |
| Approve amendments to incentive plan to increase authorized shares |
SANDISK CORP. |
| SNDK |
| 80004C101 |
| 05/27/09 |
| C |
| Y |
| F |
| F |
| Approve amendments to incentive plan to increase number of awards without cash consideration |
SANDISK CORP. |
| SNDK |
| 80004C101 |
| 05/27/09 |
| SH |
| Y |
| A |
| F |
| Majority voting for directors |
SANDISK CORP. |
| SNDK |
| 80004C101 |
| 05/27/09 |
| SH |
| Y |
| A |
| F |
| Annual production of a detailed sustainability report by the company |
COVIDIEN LTD. |
| COV |
| G2552X108 |
| 05/28/09 |
| C |
| Y |
| F |
| F |
| Approval of the scheme of arrangement attached to the accompanying proxy statement as annex A |
COVIDIEN LTD. |
| COV |
| G2552X108 |
| 05/28/09 |
| C |
| Y |
| F |
| F |
| Approval of creation of distributable reserves of the company |
COVIDIEN LTD. |
| COV |
| G2552X108 |
| 05/28/09 |
| C |
| Y |
| F |
| F |
| Approval of the motion to adjourn the meeting to a later date to solicit additional proxies |
SUNCOR ENERGY INC. |
| SU |
| 867229106 |
| 06/02/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
SUNCOR ENERGY INC. |
| SU |
| 867229106 |
| 06/02/09 |
| C |
| Y |
| F |
| F |
| The plan of arrangement for the amalgamation of Suncor Energy Inc. and Petro-Canada |
SUNCOR ENERGY INC. |
| SU |
| 867229106 |
| 06/02/09 |
| C |
| Y |
| F |
| F |
| Adoption of a stock option plan |
SUNCOR ENERGY INC. |
| SU |
| 867229106 |
| 06/02/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
INGERSOLL-RAND CO. |
| IR |
| G4776G101 |
| 06/03/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
INGERSOLL-RAND CO. |
| IR |
| G4776G101 |
| 06/03/09 |
| C |
| Y |
| F |
| F |
| Approval of the executive pay-for-performance compensation policies and procedures |
INGERSOLL-RAND CO. |
| IR |
| G4776G101 |
| 06/03/09 |
| C |
| Y |
| F |
| F |
| Approval of the amended and restated incentive stock plan |
INGERSOLL-RAND CO. |
| IR |
| G4776G101 |
| 06/03/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
INGERSOLL-RAND CO. |
| IR |
| G4776G101 |
| 06/03/09 |
| C |
| Y |
| F |
| F |
| Approval of the scheme of arrangement attached to the accompanying proxy statement as annex A |
INGERSOLL-RAND CO. |
| IR |
| G4776G101 |
| 06/03/09 |
| C |
| Y |
| F |
| F |
| Approval of the creation of distributable reserves of the company |
INGERSOLL-RAND CO. |
| IR |
| G4776G101 |
| 06/03/09 |
| C |
| Y |
| F |
| F |
| Approval of the motion to adjourn the meeting to a later date to solicit additional proxies |
DEVON ENERGY CORP. |
| DVN |
| 25179M103 |
| 06/03/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
DEVON ENERGY CORP. |
| DVN |
| 25179M103 |
| 06/03/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
DEVON ENERGY CORP. |
| DVN |
| 25179M103 |
| 06/03/09 |
| C |
| Y |
| F |
| F |
| Adoption of the 2009 long-term incentive plan |
DEVON ENERGY CORP. |
| DVN |
| 25179M103 |
| 06/03/09 |
| SH |
| Y |
| A |
| F |
| Adopt director election majority vote standard |
CATERPILLAR INC. |
| CAT |
| 149123101 |
| 06/10/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
CATERPILLAR INC. |
| CAT |
| 149123101 |
| 06/10/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
CATERPILLAR INC. |
| CAT |
| 149123101 |
| 06/10/09 |
| SH |
| Y |
| A |
| F |
| Annual election of directors |
CATERPILLAR INC. |
| CAT |
| 149123101 |
| 06/10/09 |
| SH |
| Y |
| A |
| F |
| Director election majority vote standard |
CATERPILLAR INC. |
| CAT |
| 149123101 |
| 06/10/09 | �� | SH |
| Y |
| A |
| F |
| Foreign military sales |
CATERPILLAR INC. |
| CAT |
| 149123101 |
| 06/10/09 |
| SH |
| Y |
| A |
| F |
| Simple majority vote |
CATERPILLAR INC. |
| CAT |
| 149123101 |
| 06/10/09 |
| SH |
| Y |
| A |
| F |
| Independent compensation consultant |
CATERPILLAR INC. |
| CAT |
| 149123101 |
| 06/10/09 |
| SH |
| Y |
| A |
| F |
| Independent Chairman of the Board |
CATERPILLAR INC. |
| CAT |
| 149123101 |
| 06/10/09 |
| SH |
| Y |
| A |
| F |
| Lobbying priorities |
PACIFIC ADVISORS FUND INC. PROXY VOTING RECORD
RECEIVED JULY 1, 2008 - JUNE 30, 2009
GROWTH FUND
COMPANY NAME |
| TICKER |
| CUSIP |
| MEETING DATE |
| PROPOSED BY |
| DID PAF |
| DID PAF VOTE |
| VOTE FOR |
| DESCRIPTION OF MATTER |
BECTON DICKINSON & CO. |
| BDX |
| 075887109 |
| 02/03/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
BECTON DICKINSON & CO. |
| BDX |
| 075887109 |
| 02/03/09 |
| C |
| Y |
| F |
| F |
| Ratify the election of auditor |
BECTON DICKINSON & CO. |
| BDX |
| 075887109 |
| 02/03/09 |
| C |
| Y |
| F |
| F |
| Amendments to BD’s restated certificate of incorporation |
BECTON DICKINSON & CO. |
| BDX |
| 075887109 |
| 02/03/09 |
| C |
| Y |
| F |
| F |
| Amendment to the 2004 employee and director equity-based compensation plan |
BECTON DICKINSON & CO. |
| BDX |
| 075887109 |
| 02/03/09 |
| C |
| Y |
| F |
| F |
| Approval of material terms of performance goals |
BECTON DICKINSON & CO. |
| BDX |
| 075887109 |
| 02/03/09 |
| SH |
| Y |
| A |
| F |
| Special shareholder meeting |
BECTON DICKINSON & CO. |
| BDX |
| 075887109 |
| 02/03/09 |
| SH |
| Y |
| A |
| F |
| Cumulative voting |
QUALCOMM INC. |
| QCOM |
| 747525103 |
| 03/03/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
QUALCOMM INC. |
| QCOM |
| 747525103 |
| 03/03/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
CHATTEM INC. |
| CHTT |
| 162456107 |
| 04/08/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
CHATTEM INC. |
| CHTT |
| 162456107 |
| 04/08/09 |
| C |
| Y |
| F |
| F |
| Approval of the 2009 equity incentive plan and the performance goals set forth in the plan |
CHATTEM INC. |
| CHTT |
| 162456107 |
| 04/08/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
GENERAL ELECTRIC CO. |
| GE |
| 369604103 |
| 04/22/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
GENERAL ELECTRIC CO. |
| GE |
| 369604103 |
| 04/22/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
GENERAL ELECTRIC CO. |
| GE |
| 369604103 |
| 04/22/09 |
| SH |
| Y |
| A |
| F |
| Cumulative voting |
GENERAL ELECTRIC CO. |
| GE |
| 369604103 |
| 04/22/09 |
| SH |
| Y |
| A |
| F |
| Executive compensation advisory vote |
GENERAL ELECTRIC CO. |
| GE |
| 369604103 |
| 04/22/09 |
| SH |
| Y |
| A |
| F |
| Independent study regarding breaking up GE |
GENERAL ELECTRIC CO. |
| GE |
| 369604103 |
| 04/22/09 |
| SH |
| Y |
| A |
| F |
| Dividend policy |
GENERAL ELECTRIC CO. |
| GE |
| 369604103 |
| 04/22/09 |
| SH |
| Y |
| A |
| F |
| Shareholder vote on golden parachutes |
JOHNSON & JOHNSON |
| JNJ |
| 478160104 |
| 04/23/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
JOHNSON & JOHNSON |
| JNJ |
| 478160104 |
| 04/23/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
JOHNSON & JOHNSON |
| JNJ |
| 478160104 |
| 04/23/09 |
| SH |
| Y |
| A |
| F |
| Advisory vote on executive compensation policies and disclosure |
HONEYWELL INTERNATIONAL INC. |
| HON |
| 438516106 |
| 04/27/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
HONEYWELL INTERNATIONAL INC. |
| HON |
| 438516106 |
| 04/27/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
HONEYWELL INTERNATIONAL INC. |
| HON |
| 438516106 |
| 04/27/09 |
| SH |
| Y |
| A |
| F |
| Cumulative voting |
HONEYWELL INTERNATIONAL INC. |
| HON |
| 438516106 |
| 04/27/09 |
| SH |
| Y |
| A |
| F |
| Principle for health care reform |
HONEYWELL INTERNATIONAL INC. |
| HON |
| 438516106 |
| 04/27/09 |
| SH |
| Y |
| A |
| F |
| Executive compensation advisory vote |
HONEYWELL INTERNATIONAL INC. |
| HON |
| 438516106 |
| 04/27/09 |
| SH |
| Y |
| A |
| F |
| Tax gross-up payments |
HONEYWELL INTERNATIONAL INC. |
| HON |
| 438516106 |
| 04/27/09 |
| SH |
| Y |
| A |
| F |
| Special shareowner meetings |
BOEING CO. |
| BA |
| 097023105 |
| 04/27/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
BOEING CO. |
| BA |
| 097023105 |
| 04/27/09 |
| C |
| Y |
| F |
| F |
| Amendment to incentive stock plan |
BOEING CO. |
| BA |
| 097023105 |
| 04/27/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
BOEING CO. |
| BA |
| 097023105 |
| 04/27/09 |
| SH |
| Y |
| A |
| F |
| Adopt cumulative voting |
BOEING CO. |
| BA |
| 097023105 |
| 04/27/09 |
| SH |
| Y |
| A |
| F |
| Require advisory vote on named executive officer compensation |
BOEING CO. |
| BA |
| 097023105 |
| 04/27/09 |
| SH |
| Y |
| A |
| F |
| Adopt health care principles |
BOEING CO. |
| BA |
| 097023105 |
| 04/27/09 |
| SH |
| Y |
| A |
| F |
| Prepare a report on foreign military sales |
BOEING CO. |
| BA |
| 097023105 |
| 04/27/09 |
| SH |
| Y |
| A |
| F |
| Require an independent lead director |
BOEING CO. |
| BA |
| 097023105 |
| 04/27/09 |
| SH |
| Y |
| A |
| F |
| Require shareholder approval of future severance arrangements |
BOEING CO. |
| BA |
| 097023105 |
| 04/27/09 |
| SH |
| Y |
| A |
| F |
| Require disclosure of political contributions |
MARATHON OIL CORP. |
| MRO |
| 565849106 |
| 04/29/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
MARATHON OIL CORP. |
| MRO |
| 565849106 |
| 04/29/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
MARATHON OIL CORP. |
| MRO |
| 565849106 |
| 04/29/09 |
| SH |
| Y |
| A |
| F |
| Amend the by-laws to lower threshold for stockholders to call special meeting |
MARATHON OIL CORP. |
| MRO |
| 565849106 |
| 04/29/09 |
| SH |
| Y |
| A |
| F |
| Adopt a policy for ratification of executive compensation |
OCCIDENTAL PETROLEUM CORP. |
| OXY |
| 674599105 |
| 05/01/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
OCCIDENTAL PETROLEUM CORP. |
| OXY |
| 674599105 |
| 05/01/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
OCCIDENTAL PETROLEUM CORP. |
| OXY |
| 674599105 |
| 05/01/09 |
| C |
| Y |
| F |
| F |
| Amendment of restated certificate of incorporation to permit stockholders to call special meetings |
OCCIDENTAL PETROLEUM CORP. |
| OXY |
| 674599105 |
| 05/01/09 |
| SH |
| Y |
| A |
| F |
| Report on assessment of host country laws |
ZIMMER HOLDING INC. |
| ZMH |
| 98956P102 |
| 05/04/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
ZIMMER HOLDING INC. |
| ZMH |
| 98956P102 |
| 05/04/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
ZIMMER HOLDING INC. |
| ZMH |
| 98956P102 |
| 05/04/09 |
| C |
| Y |
| F |
| F |
| Approval of the 2009 stock incentive plan |
ZIMMER HOLDING INC. |
| ZMH |
| 98956P102 |
| 05/04/09 |
| C |
| Y |
| F |
| F |
| Approval of an extension of the stock plan for non-employee directors |
ZIMMER HOLDING INC. |
| ZMH |
| 98956P102 |
| 05/04/09 |
| C |
| Y |
| F |
| F |
| Approval of an extension of the restated deferred compensation plan for non-employee directors |
ITRON INC. |
| ITRI |
| 465741106 |
| 05/05/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
ITRON INC. |
| ITRI |
| 465741106 |
| 05/05/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
CHICAGO BRIDGE & IRON CO. N.V. |
| CBI |
| 167250109 |
| 05/07/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
CHICAGO BRIDGE & IRON CO. N.V. |
| CBI |
| 167250109 |
| 05/07/09 |
| C |
| Y |
| F |
| F |
| Prepare the Dutch statutory annual accounts and report in English and adopt annual accounts |
CHICAGO BRIDGE & IRON CO. N.V. |
| CBI |
| 167250109 |
| 05/07/09 |
| C |
| Y |
| F |
| F |
| Discharge the sole member of the management board from liability in respect to the exercise of its duties |
CHICAGO BRIDGE & IRON CO. N.V. |
| CBI |
| 167250109 |
| 05/07/09 |
| C |
| Y |
| F |
| F |
| Discharge the members of the supervisory board from liability in respect to the exercise of its duties |
CHICAGO BRIDGE & IRON CO. N.V. |
| CBI |
| 167250109 |
| 05/07/09 |
| C |
| Y |
| F |
| F |
| Approval of final dividend for the year |
CHICAGO BRIDGE & IRON CO. N.V. |
| CBI |
| 167250109 |
| 05/07/09 |
| C |
| Y |
| F |
| F |
| Approval of the extension of the authority of the management board to repurchase issued share capital |
CHICAGO BRIDGE & IRON CO. N.V. |
| CBI |
| 167250109 |
| 05/07/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
CHICAGO BRIDGE & IRON CO. N.V. |
| CBI |
| 167250109 |
| 05/07/09 |
| C |
| Y |
| F |
| F |
| Amendment to articles of association to provide mandatory retirement date of directors |
CHICAGO BRIDGE & IRON CO. N.V. |
| CBI |
| 167250109 |
| 05/07/09 |
| C |
| Y |
| F |
| F |
| Amendment to long-term incentive plan |
CHICAGO BRIDGE & IRON CO. N.V. |
| CBI |
| 167250109 |
| 05/07/09 |
| C |
| Y |
| F |
| F |
| Amendment to employee stock purchase plan |
CHICAGO BRIDGE & IRON CO. N.V. |
| CBI |
| 167250109 |
| 05/07/09 |
| C |
| Y |
| F |
| F |
| Approval of the extension to the supervisory board to issue or acquire shares. |
APACHE CORP. |
| APA |
| 037411105 |
| 05/07/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
ST. JUDE MEDICAL INC. |
| STJ |
| 790849103 |
| 05/08/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
ST. JUDE MEDICAL INC. |
| STJ |
| 790849103 |
| 05/08/09 |
| C |
| Y |
| F |
| F |
| Approval of management incentive compensation plan |
ST. JUDE MEDICAL INC. |
| STJ |
| 790849103 |
| 05/08/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
ITT CORP. |
| ITT |
| 450911102 |
| 05/12/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
ITT CORP. |
| ITT |
| 450911102 |
| 05/12/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
ITT CORP. |
| ITT |
| 450911102 |
| 05/12/09 |
| SH |
| Y |
| A |
| F |
| Comprehensive report of the foreign sales of military and weapons-related products and services |
CONOCOPHILLIPS |
| COP |
| 20825C104 |
| 05/13/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
CONOCOPHILLIPS |
| COP |
| 20825C104 |
| 05/13/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
CONOCOPHILLIPS |
| COP |
| 20825C104 |
| 05/13/09 |
| C |
| Y |
| F |
| F |
| Approve omnibus stock and performance incentive plan |
CONOCOPHILLIPS |
| COP |
| 20825C104 |
| 05/13/09 |
| SH |
| Y |
| A |
| F |
| Universal health care principles |
CONOCOPHILLIPS |
| COP |
| 20825C104 |
| 05/13/09 |
| SH |
| Y |
| A |
| F |
| Advisory vote on executive compensation |
CONOCOPHILLIPS |
| COP |
| 20825C104 |
| 05/13/09 |
| SH |
| Y |
| A |
| F |
| Political contributions |
CONOCOPHILLIPS |
| COP |
| 20825C104 |
| 05/13/09 |
| SH |
| Y |
| A |
| F |
| Greenhouse gas reduction |
CONOCOPHILLIPS |
| COP |
| 20825C104 |
| 05/13/09 |
| SH |
| Y |
| A |
| F |
| Oil sands drilling |
CONOCOPHILLIPS |
| COP |
| 20825C104 |
| 05/13/09 |
| SH |
| Y |
| A |
| F |
| Director qualifications |
NATIONAL OILWELL VARCO, INC. |
| NOV |
| 637071101 |
| 05/13/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
NATIONAL OILWELL VARCO, INC. |
| NOV |
| 637071101 |
| 05/13/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
NATIONAL OILWELL VARCO, INC. |
| NOV |
| 637071101 |
| 05/13/09 |
| C |
| Y |
| F |
| F |
| Approval of amendment to long-term incentive plan |
QUEST DIAGNOSTICS INC. |
| DGX |
| 74834L100 |
| 05/14/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
QUEST DIAGNOSTICS INC. |
| DGX |
| 74834L100 |
| 05/14/09 |
| C |
| Y |
| F |
| F |
| Approve amendments to the employee long-term incentive plan |
QUEST DIAGNOSTICS INC. |
| DGX |
| 74834L100 |
| 05/14/09 |
| C |
| Y |
| F |
| F |
| Approve amendments to the long-term incentive plan for non-employee directors |
QUEST DIAGNOSTICS INC. |
| DGX |
| 74834L100 |
| 05/14/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
FRONTIER COMMUNICATIONS CORP. |
| FTR |
| 35906A108 |
| 05/14/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
FRONTIER COMMUNICATIONS CORP. |
| FTR |
| 35906A108 |
| 05/14/09 |
| C |
| Y |
| F |
| F |
| Adopt the 2009 equity incentive plan |
FRONTIER COMMUNICATIONS CORP. |
| FTR |
| 35906A108 |
| 05/14/09 |
| SH |
| Y |
| A |
| F |
| Vote upon stockholders proposal if presented at the meeting |
FRONTIER COMMUNICATIONS CORP. |
| FTR |
| 35906A108 |
| 05/14/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
FMC TECHNOLOGIES INC. |
| FTI |
| 30249U101 |
| 05/15/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
FMC TECHNOLOGIES INC. |
| FTI |
| 30249U101 |
| 05/15/09 |
| C |
| Y |
| F |
| F |
| Approve the amendment to the amended and restated certificate of incorporation |
XTO ENERGY INC. |
| XTO |
| 98385X106 |
| 05/19/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
XTO ENERGY INC. |
| XTO |
| 98385X106 |
| 05/19/09 |
| C |
| Y |
| F |
| F |
| Approval of the 2009 executive compensation plan |
XTO ENERGY INC. |
| XTO |
| 98385X106 |
| 05/19/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
XTO ENERGY INC. |
| XTO |
| 98385X106 |
| 05/19/09 |
| SH |
| Y |
| A |
| F |
| Advisory vote on executive compensation |
XTO ENERGY INC. |
| XTO |
| 98385X106 |
| 05/19/09 |
| SH |
| Y |
| A |
| F |
| Executive benefits payable upon death |
GLAXOSMITHKLINE PLC |
| GSK |
| 37733W105 |
| 05/20/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
GLAXOSMITHKLINE PLC |
| GSK |
| 37733W105 |
| 05/20/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
GLAXOSMITHKLINE PLC |
| GSK |
| 37733W105 |
| 05/20/09 |
| C |
| Y |
| F |
| F |
| To authorize the donations to political organization and incur political expenditure |
GLAXOSMITHKLINE PLC |
| GSK |
| 37733W105 |
| 05/20/09 |
| C |
| Y |
| F |
| F |
| Authority to allot shares |
GLAXOSMITHKLINE PLC |
| GSK |
| 37733W105 |
| 05/20/09 |
| C |
| Y |
| F |
| F |
| Disapplication of pre-emption rights |
GLAXOSMITHKLINE PLC |
| GSK |
| 37733W105 |
| 05/20/09 |
| C |
| Y |
| F |
| F |
| Authority for the company to purchase its own shares |
GLAXOSMITHKLINE PLC |
| GSK |
| 37733W105 |
| 05/20/09 |
| C |
| Y |
| F |
| F |
| Exemption from statement of senior statutory auditor’s name |
GLAXOSMITHKLINE PLC |
| GSK |
| 37733W105 |
| 05/20/09 |
| C |
| Y |
| F |
| F |
| Reduced notice of a general meeting other than an AGM |
GLAXOSMITHKLINE PLC |
| GSK |
| 37733W105 |
| 05/20/09 |
| C |
| Y |
| F |
| F |
| Adoption of performance share plan |
GLAXOSMITHKLINE PLC |
| GSK |
| 37733W105 |
| 05/20/09 |
| C |
| Y |
| F |
| F |
| Adoption of share option plan |
GLAXOSMITHKLINE PLC |
| GSK |
| 37733W105 |
| 05/20/09 |
| C |
| Y |
| F |
| F |
| Adoption of deferred annual bonus plan |
WELLPOINT INC. |
| WLP |
| 94973V107 |
| 05/20/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
WELLPOINT INC. |
| WLP |
| 94973V107 |
| 05/20/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
WELLPOINT INC. |
| WLP |
| 94973V107 |
| 05/20/09 |
| C |
| Y |
| F |
| F |
| Approve the proposed incentive compensation plan |
WELLPOINT INC. |
| WLP |
| 94973V107 |
| 05/20/09 |
| C |
| Y |
| F |
| F |
| Approve the employee stock purchase plan |
WELLPOINT INC. |
| WLP |
| 94973V107 |
| 05/20/09 |
| SH |
| Y |
| A |
| F |
| Advisory resolution on compensation of named executive officers |
ULTRA PETROLEUM CORP. |
| UPL |
| 903914109 |
| 05/21/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
ULTRA PETROLEUM CORP. |
| UPL |
| 903914109 |
| 05/21/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
ULTRA PETROLEUM CORP. |
| UPL |
| 903914109 |
| 05/21/09 |
| SH |
| Y |
| A |
| F |
| Climate change |
ULTRA PETROLEUM CORP. |
| UPL |
| 903914109 |
| 05/21/09 |
| C |
| Y |
| F |
| F |
| Transact such other business as may properly be brought |
HORNBECK OFFSHORE SERVICES, INC. |
| HOS |
| 440543106 |
| 05/26/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
HORNBECK OFFSHORE SERVICES, INC. |
| HOS |
| 440543106 |
| 05/26/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
GENESEE & WYOMING INC. |
| GWR |
| 371559105 |
| 05/27/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
GENESEE & WYOMING INC. |
| GWR |
| 371559105 |
| 05/27/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
EAST WEST BANCORP, INC. |
| EWBC |
| 27579R104 |
| 05/28/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
EAST WEST BANCORP, INC. |
| EWBC |
| 27579R104 |
| 05/28/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
EAST WEST BANCORP, INC. |
| EWBC |
| 27579R104 |
| 05/28/09 |
| C |
| Y |
| F |
| F |
| Approval of executive compensation |
UNITEDHEALTH GROUP INC. |
| UNH |
| 91324P102 |
| 06/02/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
UNITEDHEALTH GROUP INC. |
| UNH |
| 91324P102 |
| 06/02/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
UNITEDHEALTH GROUP INC. |
| UNH |
| 91324P102 |
| 06/02/09 |
| SH |
| Y |
| A |
| F |
| Advisory vote on executive compensation |
AMERICA SERVICE GROUP INC. |
| ASGR |
| 02364L109 |
| 06/09/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
AMERICA SERVICE GROUP INC. |
| ASGR |
| 02364L109 |
| 06/09/09 |
| C |
| Y |
| F |
| F |
| Approval of 2009 equity incentive plan |
CHESAPEAKE ENERGY CORP. |
| CHK |
| 165167107 |
| 06/12/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
CHESAPEAKE ENERGY CORP. |
| CHK |
| 165167107 |
| 06/12/09 |
| C |
| Y |
| F |
| F |
| Amend the certificate of incorporation to increase the number of authorized shares of common stock |
CHESAPEAKE ENERGY CORP. |
| CHK |
| 165167107 |
| 06/12/09 |
| C |
| Y |
| F |
| F |
| Amend the long term incentive plan |
CHESAPEAKE ENERGY CORP. |
| CHK |
| 165167107 |
| 06/12/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
CHESAPEAKE ENERGY CORP. |
| CHK |
| 165167107 |
| 06/12/09 |
| SH |
| Y |
| A |
| F |
| Annual election of directors |
CHESAPEAKE ENERGY CORP. |
| CHK |
| 165167107 |
| 06/12/09 |
| SH |
| Y |
| A |
| F |
| Majority voting standard for director elections |
CHESAPEAKE ENERGY CORP. |
| CHK |
| 165167107 |
| 06/12/09 |
| SH |
| Y |
| A |
| F |
| Non-discrimination policy |
PACIFIC ADVISORS FUND INC. PROXY VOTING RECORD
RECEIVED JULY 1, 2008 - JUNE 30, 2009
MULTI-CAP VALUE FUND
COMPANY NAME |
| TICKER |
| CUSIP |
| MEETING DATE |
| PROPOSED BY |
| DID PAF |
| DID PAF VOTE |
| VOTE FOR |
| DESCRIPTION OF MATTER |
KANSAS CITY SOUTHERN |
| KSU |
| 485170302 |
| 10/07/08 |
| C |
| Y |
| F |
| F |
| Approval of stock option and performance award plan |
ARCHER DANIEL MIDLAND CO. |
| ADM |
| 039483102 |
| 11/06/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
ARCHER DANIEL MIDLAND CO. |
| ADM |
| 039483102 |
| 11/06/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
ARCHER DANIEL MIDLAND CO. |
| ADM |
| 039483102 |
| 11/06/08 |
| SH |
| Y |
| A |
| F |
| Global human rights standards |
MICROSOFT CORP. |
| MSFT |
| 594918104 |
| 11/19/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
MICROSOFT CORP. |
| MSFT |
| 594918104 |
| 11/19/08 |
| C |
| Y |
| F |
| F |
| Approval of material terms of performance criteria under the executive officer incentive plan |
MICROSOFT CORP. |
| MSFT |
| 594918104 |
| 11/19/08 |
| C |
| Y |
| F |
| F |
| Approval of amendments to the 1999 stock option plan for non-employee directors |
MICROSOFT CORP. |
| MSFT |
| 594918104 |
| 11/19/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
MICROSOFT CORP. |
| MSFT |
| 594918104 |
| 11/19/08 |
| SH |
| Y |
| A |
| F |
| Adoption of policies on internet censorship |
MICROSOFT CORP. |
| MSFT |
| 594918104 |
| 11/19/08 |
| SH |
| Y |
| A |
| F |
| Establishment of board committee on human rights |
MICROSOFT CORP. |
| MSFT |
| 594918104 |
| 11/19/08 |
| SH |
| Y |
| A |
| F |
| Disclosure on charitable contributions |
COMMERCIAL METALS CO. |
| CMC |
| 201723103 |
| 01/22/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
COMMERCIAL METALS CO. |
| CMC |
| 201723103 |
| 01/22/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
COMMERCIAL METALS CO. |
| CMC |
| 201723103 |
| 01/22/09 |
| SH |
| Y |
| A |
| F |
| Addition of sexual orientation and gender identity/expression to the written non-discrimination policy |
COPART INC. |
| CPRT |
| 217204106 |
| 04/14/09 |
| C |
| Y |
| F |
| F |
| Approval of grant of an option to acquire shares of common stock to Chairman and CEO, and President |
H.B. FULLER CO. |
| FUL |
| 359694106 |
| 04/16/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
H.B. FULLER CO. |
| FUL |
| 359694106 |
| 04/16/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
H.B. FULLER CO. |
| FUL |
| 359694106 |
| 04/16/09 |
| C |
| Y |
| F |
| F |
| Approval of the director stock incentive plan |
CITIGROUP INC. |
| C |
| 172967101 |
| 04/21/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
CITIGROUP INC. |
| C |
| 172967101 |
| 04/21/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
CITIGROUP INC. |
| C |
| 172967101 |
| 04/21/09 |
| C |
| Y |
| F |
| F |
| Approval of stock incentive plan |
CITIGROUP INC. |
| C |
| 172967101 |
| 04/21/09 |
| C |
| Y |
| F |
| F |
| Approval of executive compensation |
CITIGROUP INC. |
| C |
| 172967101 |
| 04/21/09 |
| SH |
| Y |
| A |
| F |
| Report on prior governmental service of certain individuals |
CITIGROUP INC. |
| C |
| 172967101 |
| 04/21/09 |
| SH |
| Y |
| A |
| F |
| Report on political contribution |
CITIGROUP INC. |
| C |
| 172967101 |
| 04/21/09 |
| SH |
| Y |
| A |
| F |
| Report on predatory credit card practices |
CITIGROUP INC. |
| C |
| 172967101 |
| 04/21/09 |
| SH |
| Y |
| A |
| F |
| Two candidates be nominated for each board position |
CITIGROUP INC. |
| C |
| 172967101 |
| 04/21/09 |
| SH |
| Y |
| A |
| F |
| Report on the carbon principles |
CITIGROUP INC. |
| C |
| 172967101 |
| 04/21/09 |
| SH |
| Y |
| A |
| F |
| Executive officers retain 75% of the shares acquired through compensation plans for two years following termination |
CITIGROUP INC. |
| C |
| 172967101 |
| 04/21/09 |
| SH |
| Y |
| A |
| F |
| Additional disclosure regarding compensation consultants |
CITIGROUP INC. |
| C |
| 172967101 |
| 04/21/09 |
| SH |
| Y |
| A |
| F |
| Stockholders holding 10% or above have the right to call special shareholder meetings |
CITIGROUP INC. |
| C |
| 172967101 |
| 04/21/09 |
| SH |
| Y |
| A |
| F |
| Cumulative voting |
ARCH COAL INC. |
| ACI |
| 039380100 |
| 04/23/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
ARCH COAL INC. |
| ACI |
| 039380100 |
| 04/23/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
JOHNSON & JOHNSON |
| JNJ |
| 478160104 |
| 04/23/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
JOHNSON & JOHNSON |
| JNJ |
| 478160104 |
| 04/23/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
JOHNSON & JOHNSON |
| JNJ |
| 478160104 |
| 04/23/09 |
| SH |
| Y |
| A |
| F |
| Advisory vote on executive compensation policies and disclosure |
GRACO INC. |
| GGG |
| 384109104 |
| 04/24/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
GRACO INC. |
| GGG |
| 384109104 |
| 04/24/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
HONEYWELL INTERNATIONAL INC. |
| HON |
| 438516106 |
| 04/27/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
HONEYWELL INTERNATIONAL INC. |
| HON |
| 438516106 |
| 04/27/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
HONEYWELL INTERNATIONAL INC. |
| HON |
| 438516106 |
| 04/27/09 |
| SH |
| Y |
| A |
| F |
| Cumulative voting |
HONEYWELL INTERNATIONAL INC. |
| HON |
| 438516106 |
| 04/27/09 |
| SH |
| Y |
| A |
| F |
| Principle for health care reform |
HONEYWELL INTERNATIONAL INC. |
| HON |
| 438516106 |
| 04/27/09 |
| SH |
| Y |
| A |
| F |
| Executive compensation advisory vote |
HONEYWELL INTERNATIONAL INC. |
| HON |
| 438516106 |
| 04/27/09 |
| SH |
| Y |
| A |
| F |
| Tax gross-up payments |
HONEYWELL INTERNATIONAL INC. |
| HON |
| 438516106 |
| 04/27/09 |
| SH |
| Y |
| A |
| F |
| Special shareowner meetings |
MARATHON OIL CORP. |
| MRO |
| 565849106 |
| 04/29/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
MARATHON OIL CORP. |
| MRO |
| 565849106 |
| 04/29/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
MARATHON OIL CORP. |
| MRO |
| 565849106 |
| 04/29/09 |
| SH |
| Y |
| A |
| F |
| Amend the by-laws to lower threshold for stockholders to call special meeting |
MARATHON OIL CORP. |
| MRO |
| 565849106 |
| 04/29/09 |
| SH |
| Y |
| A |
| F |
| Adopt a policy for ratification of executive compensation |
LANDSTAR SYSTEM INC. |
| LSTR |
| 515098101 |
| 04/30/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
LANDSTAR SYSTEM INC. |
| LSTR |
| 515098101 |
| 04/30/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
LANDSTAR SYSTEM INC. |
| LSTR |
| 515098101 |
| 04/30/09 |
| C |
| Y |
| F |
| F |
| Amendment to employee stock option plan |
LUFKIN INDUSTRIES INC. |
| LUFK |
| 549764108 |
| 05/06/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
LUFKIN INDUSTRIES INC. |
| LUFK |
| 549764108 |
| 05/06/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
KANSAS CITY SOUTHERN |
| KSU |
| 485170302 |
| 05/07/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
KANSAS CITY SOUTHERN |
| KSU |
| 485170302 |
| 05/07/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
KANSAS CITY SOUTHERN |
| KSU |
| 485170302 |
| 05/07/09 |
| C |
| Y |
| F |
| F |
| Approval of employee stock purchase plan |
APACHE CORP. |
| APA |
| 037411105 |
| 05/07/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
GOLDMAN SACHS GROUP INC. |
| GS |
| 38141G104 |
| 05/08/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
GOLDMAN SACHS GROUP INC. |
| GS |
| 38141G104 |
| 05/08/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
GOLDMAN SACHS GROUP INC. |
| GS |
| 38141G104 |
| 05/08/09 |
| C |
| Y |
| F |
| F |
| Advisory vote to approve executive compensation |
GOLDMAN SACHS GROUP INC. |
| GS |
| 38141G104 |
| 05/08/09 |
| SH |
| Y |
| A |
| F |
| Cumulative voting |
GOLDMAN SACHS GROUP INC. |
| GS |
| 38141G104 |
| 05/08/09 |
| SH |
| Y |
| A |
| F |
| Simple majority vote |
GOLDMAN SACHS GROUP INC. |
| GS |
| 38141G104 |
| 05/08/09 |
| SH |
| Y |
| A |
| F |
| Amend by-laws to provide for a board of committee on U.S. economic security |
GOLDMAN SACHS GROUP INC |
| GS |
| 38141G104 |
| 05/08/09 |
| SH |
| Y |
| A |
| F |
| Political contribution |
WESTERN UNION CO. |
| WU |
| 959802109 |
| 05/13/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
WESTERN UNION CO. |
| WU |
| 959802109 |
| 05/13/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
KBR INC. |
| KBR |
| 48242W106 |
| 05/14/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
KBR INC. |
| KBR |
| 48242W106 |
| 05/14/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
KBR INC. |
| KBR |
| 48242W106 |
| 05/14/09 |
| SH |
| Y |
| A |
| F |
| Create a board committee on human rights |
KBR INC. |
| KBR |
| 48242W106 |
| 05/14/09 |
| SH |
| Y |
| A |
| F |
| Establish a committee of independent directors to review alleged financial misconduct and human rights abuses by the company in Iraq |
CH ROBINSON WORLDWIDE INC. |
| CHRW |
| 12541W209 |
| 05/14/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
CH ROBINSON WORLDWIDE INC. |
| CHRW |
| 12541W209 |
| 05/14/09 |
| C |
| Y |
| F |
| F |
| Amendment to the certificate of incorporation to increase the maximum allowed number of directors |
CH ROBINSON WORLDWIDE INC. |
| CHRW |
| 12541W209 |
| 05/14/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
DR PEPPER SNAPPLE GROUP INC. |
| DPS |
| 26138E109 |
| 05/19/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
DR PEPPER SNAPPLE GROUP INC. |
| DPS |
| 26138E109 |
| 05/19/09 |
| C |
| Y |
| F |
| F |
| Approve and adopt the management incentive plan related to performance-based incentive compensation |
DR PEPPER SNAPPLE GROUP INC. |
| DPS |
| 26138E109 |
| 05/19/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
DR PEPPER SNAPPLE GROUP INC. |
| DPS |
| 26138E109 |
| 05/19/09 |
| C |
| Y |
| F |
| F |
| Approve and adopt the omnibus stock incentive plan of 2009 |
K-SWISS INC. |
| KSWS |
| 482686102 |
| 05/19/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
K-SWISS INC. |
| KSWS |
| 482686102 |
| 05/19/09 |
| C |
| Y |
| F |
| F |
| Adoption, approval and ratification of the 2009 stock incentive plan |
K-SWISS INC. |
| KSWS |
| 482686102 |
| 05/19/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
GROUP 1 AUTOMOTIVE, INC. |
| GPI |
| 398905109 |
| 05/21/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
GROUP 1 AUTOMOTIVE, INC. |
| GPI |
| 398905109 |
| 05/21/09 |
| C |
| Y |
| F |
| F |
| Amendment to the employee stock purchase plan to increase the number of shares |
GROUP 1 AUTOMOTIVE, INC. |
| GPI |
| 398905109 |
| 05/21/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
CHEVRON CORP. |
| CVX |
| 166764100 |
| 05/27/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
CHEVRON CORP. |
| CVX |
| 166764100 |
| 05/27/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
CHEVRON CORP. |
| CVX |
| 166764100 |
| 05/27/09 |
| C |
| Y |
| F |
| F |
| Approve the material terms of performance goals for performance-based awards under the incentive plan |
CHEVRON CORP. |
| CVX |
| 166764100 |
| 05/27/09 |
| C |
| Y |
| F |
| F |
| Approve the material terms of performance goals for performance-based awards under the long-term incentive plan |
CHEVRON CORP. |
| CVX |
| 166764100 |
| 05/27/09 |
| SH |
| Y |
| A |
| F |
| Special stockholder meeting |
CHEVRON CORP. |
| CVX |
| 166764100 |
| 05/27/09 |
| SH |
| Y |
| A |
| F |
| Advisory vote on summary compensation table |
CHEVRON CORP. |
| CVX |
| 166764100 |
| 05/27/09 |
| SH |
| Y |
| A |
| F |
| Greenhouse gas emissions |
CHEVRON CORP. |
| CVX |
| 166764100 |
| 05/27/09 |
| SH |
| Y |
| A |
| F |
| Country selection guidelines |
CHEVRON CORP. |
| CVX |
| 166764100 |
| 05/27/09 |
| SH |
| Y |
| A |
| F |
| Human rights policy |
CHEVRON CORP. |
| CVX |
| 166764100 |
| 05/27/09 |
| SH |
| Y |
| A |
| F |
| Host country laws |
GENESEE & WYOMING INC. |
| GWR |
| 371559105 |
| 05/27/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
GENESEE & WYOMING INC. |
| GWR |
| 371559105 |
| 05/27/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
ION GEOPHYSICAL CORP. |
| IO |
| 462044108 |
| 05/27/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
ION GEOPHYSICAL CORP. |
| IO |
| 462044108 |
| 05/27/09 |
| C |
| Y |
| F |
| F |
| Approval of an employee equity replenishment program |
ION GEOPHYSICAL CORP. |
| IO |
| 462044108 |
| 05/27/09 |
| C |
| Y |
| F |
| F |
| Amendment to restated certificate of incorporation to effect a reverse stock split of common stock |
ION GEOPHYSICAL CORP. |
| IO |
| 462044108 |
| 05/27/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
HOME DEPOT, INC. |
| HD |
| 437076102 |
| 05/28/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
HOME DEPOT, INC. |
| HD |
| 437076102 |
| 05/28/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
HOME DEPOT, INC. |
| HD |
| 437076102 |
| 05/28/09 |
| C |
| Y |
| F |
| F |
| Amend the certificate of incorporation to allow holders to call a special meeting |
HOME DEPOT, INC. |
| HD |
| 437076102 |
| 05/28/09 |
| SH |
| Y |
| A |
| F |
| Cumulative voting |
HOME DEPOT, INC. |
| HD |
| 437076102 |
| 05/28/09 |
| SH |
| Y |
| A |
| F |
| Special shareholder meeting |
HOME DEPOT, INC. |
| HD |
| 437076102 |
| 05/28/09 |
| SH |
| Y |
| A |
| F |
| Employment diversity report |
HOME DEPOT, INC. |
| HD |
| 437076102 |
| 05/28/09 |
| SH |
| Y |
| A |
| F |
| Executive officer compensation |
HOME DEPOT, INC. |
| HD |
| 437076102 |
| 05/28/09 |
| SH |
| Y |
| A |
| F |
| Energy use |
CHESAPEAKE ENERGY CORP. |
| CHK |
| 165167107 |
| 06/12/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
CHESAPEAKE ENERGY CORP. |
| CHK |
| 165167107 |
| 06/12/09 |
| C |
| Y |
| F |
| F |
| Amend the certificate of incorporation to increase the number of authorized shares of common stock |
CHESAPEAKE ENERGY CORP. |
| CHK |
| 165167107 |
| 06/12/09 |
| C |
| Y |
| F |
| F |
| Amend the long term incentive plan |
CHESAPEAKE ENERGY CORP. |
| CHK |
| 165167107 |
| 06/12/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
CHESAPEAKE ENERGY CORP. |
| CHK |
| 165167107 |
| 06/12/09 |
| SH |
| Y |
| A |
| F |
| Annual election of directors |
CHESAPEAKE ENERGY CORP. |
| CHK |
| 165167107 |
| 06/12/09 |
| SH |
| Y |
| A |
| F |
| Majority voting standard for director elections |
CHESAPEAKE ENERGY CORP. |
| CHK |
| 165167107 |
| 06/12/09 |
| SH |
| Y |
| A |
| F |
| Non-discrimination policy |
PACIFIC ADVISORS FUND INC. PROXY VOTING RECORD
RECEIVED JULY 1, 2008 - JUNE 30, 2009
SMALL CAP FUND
COMPANY NAME |
| TICKER |
| CUSIP |
| MEETING DATE |
| PROPOSED BY |
| DID PAF |
| DID PAF VOTE |
| VOTE FOR |
| DESCRIPTION OF MATTER |
TEAM INC. |
| TISI |
| 878155100 |
| 09/25/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
TEAM INC. |
| TISI |
| 878155100 |
| 09/25/08 |
| C |
| Y |
| F |
| F |
| Approval of the material terms of performance goals under the first amended and restated stock incentive plan |
MATRIX SERVICE CO. |
| MTRX |
| 576853105 |
| 10/21/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
MATRIX SERVICE CO. |
| MTRX |
| 576853105 |
| 10/21/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
UNITED AMERICAN HEALTHCARE CORP. |
| UAHC |
| 90934C105 |
| 11/07/08 |
| C |
| Y |
| F |
| F |
| Election of nominees |
UNITED AMERICAN HEALTHCARE CORP. |
| UAHC |
| 90934C105 |
| 11/07/08 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
COMMERCIAL METALS CO. |
| CMC |
| 201723103 |
| 01/22/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
COMMERCIAL METALS CO. |
| CMC |
| 201723103 |
| 01/22/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
COMMERCIAL METALS CO. |
| CMC |
| 201723103 |
| 01/22/09 |
| SH |
| Y |
| A |
| F |
| Addition of sexual orientation and gender identity/expression to the written non-discrimination policy |
TETRA TECHNOLOGIES INC. |
| TTEK |
| 88162G103 |
| 02/26/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
TETRA TECHNOLOGIES INC. |
| TTEK |
| 88162G103 |
| 02/26/09 |
| C |
| Y |
| F |
| F |
| Approve the restated certificated of incorporation to increase the number of authorized shares of common stock |
TETRA TECHNOLOGIES INC. |
| TTEK |
| 88162G103 |
| 02/26/09 |
| C |
| Y |
| F |
| F |
| Approve the amendment to equity incentive plan |
TETRA TECHNOLOGIES INC. |
| TTEK |
| 88162G103 |
| 02/26/09 |
| C |
| Y |
| F |
| F |
| Approve the executive compensation plan |
TETRA TECHNOLOGIES INC. |
| TTEK |
| 88162G103 |
| 02/26/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
PARKER DRILLING CO. |
| PKD |
| 701081101 |
| 04/21/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
PARKER DRILLING CO. |
| PKD |
| 701081101 |
| 04/21/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
VITRAN CORPORATION INC. |
| VTNC |
| 92850E107 |
| 04/22/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
VITRAN CORPORATION INC. |
| VTNC |
| 92850E107 |
| 04/22/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
SAIA INC. |
| SAIA |
| 78709Y105 |
| 04/23/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
SAIA INC. |
| SAIA |
| 78709Y105 |
| 04/23/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
KIRBY CORP. |
| KEX |
| 497266106 |
| 04/28/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
KIRBY CORP. |
| KEX |
| 497266106 |
| 04/28/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
SONIC AUTOMOTIVE INC. |
| SAH |
| 83545G102 |
| 05/11/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
SONIC AUTOMOTIVE INC. |
| SAH |
| 83545G102 |
| 05/11/09 |
| C |
| Y |
| F |
| F |
| Amendment and restatement to incentive compensation plan that adds new performance criteria |
SONIC AUTOMOTIVE INC. |
| SAH |
| 83545G102 |
| 05/11/09 |
| C |
| Y |
| F |
| F |
| Amendment and restatement to the stock incentive plan to increase shares, and to add new performance criteria |
SONIC AUTOMOTIVE INC. |
| SAH |
| 83545G102 |
| 05/11/09 |
| C |
| Y |
| F |
| F |
| Amendment and restatement to the formula restricted stock plan for non-employee directors |
SONIC AUTOMOTIVE INC. |
| SAH |
| 83545G102 |
| 05/11/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
DARLING INTERNATIONAL INC. |
| DAR |
| 237266101 |
| 05/12/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
DARLING INTERNATIONAL INC. |
| DAR |
| 237266101 |
| 05/12/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
AMERICAN ECOLOGY CORP. |
| ECOL |
| 025533407 |
| 05/12/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
AMERICAN ECOLOGY CORP. |
| ECOL |
| 025533407 |
| 05/12/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
ORION MARINE GROUP INC. |
| ORN |
| 68628V308 |
| 05/14/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
ORION MARINE GROUP INC. |
| ORN |
| 68628V308 |
| 05/14/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
AMERIGON INC. |
| ARGN |
| 03070L300 |
| 05/14/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
AMERIGON INC. |
| ARGN |
| 03070L300 |
| 05/14/09 |
| C |
| Y |
| F |
| F |
| Amendment to equity incentive plan |
TYLER TECHNOLOGIES INC. |
| TYL |
| 902252105 |
| 05/14/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
TYLER TECHNOLOGIES INC. |
| TYL |
| 902252105 |
| 05/14/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
FROZEN FOOD EXPRESS INDUSTRIES INC. |
| FFEX |
| 359360104 |
| 05/20/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
FROZEN FOOD EXPRESS INDUSTRIES INC. |
| FFEX |
| 359360104 |
| 05/20/09 |
| C |
| Y |
| F |
| F |
| Approval of the amended and restated stock incentive plan, adding additional shares that may be issued |
BOOTS & COOTS INT’L WELL CONTROL, INC. |
| WEL |
| 099469504 |
| 05/21/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
BOOTS & COOTS INT’L WELL CONTROL, INC. |
| WEL |
| 099469504 |
| 05/21/09 |
| C |
| Y |
| F |
| F |
| Amendment to long-term incentive plan to increase the number of authorized shares of common stock |
BOOTS & COOTS INT’L WELL CONTROL, INC. |
| WEL |
| 099469504 |
| 05/21/09 |
| C |
| Y |
| F |
| F |
| Amendment to certificate of incorporation to change name to Boots & Coots, Inc. |
HORNBECK OFFSHORE SERVICES, INC. |
| HOS |
| 440543106 |
| 05/26/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
HORNBECK OFFSHORE SERVICES, INC. |
| HOS |
| 440543106 |
| 05/26/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
EAST WEST BANCORP, INC. |
| EWBC |
| 27579R104 |
| 05/28/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
EAST WEST BANCORP, INC. |
| EWBC |
| 27579R104 |
| 05/28/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
EAST WEST BANCORP, INC. |
| EWBC |
| 27579R104 |
| 05/28/09 |
| C |
| Y |
| F |
| F |
| Approval of executive compensation |
NARA BANCORP INC. |
| NARA |
| 63080P105 |
| 05/28/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
NARA BANCORP INC. |
| NARA |
| 63080P105 |
| 05/28/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
NARA BANCORP INC. |
| NARA |
| 63080P105 |
| 05/28/09 |
| C |
| Y |
| F |
| F |
| Approval of executive compensation |
FURMANITE CORP. |
| FRM |
| 361086101 |
| 05/28/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
FURMANITE CORP. |
| FRM |
| 361086101 |
| 05/28/09 |
| C |
| Y |
| F |
| F |
| Amendment and restatement of the stock incentive plan |
CONNS INC. |
| CONN |
| 208242107 |
| 06/02/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
CONNS INC. |
| CONN |
| 208242107 |
| 06/02/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
CONNS INC. |
| CONN |
| 208242107 |
| 06/02/09 |
| C |
| Y |
| F |
| F |
| To act upon such other business as may properly come before the meeting |
TOREADOR RESOURCES CORP. |
| TRGL |
| 891050106 |
| 06/04/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
TOREADOR RESOURCES CORP. |
| TRGL |
| 891050106 |
| 06/04/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
AMERICA SERVICE GROUP INC. |
| ASGR |
| 02364L109 |
| 06/09/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
AMERICA SERVICE GROUP INC. |
| ASGR |
| 02364L109 |
| 06/09/09 |
| C |
| Y |
| F |
| F |
| Approval of 2009 equity incentive plan |
PREMIERE GLOBAL SERVICES, INC. |
| PGI |
| 740585104 |
| 06/10/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
PREMIERE GLOBAL SERVICES, INC. |
| PGI |
| 740585104 |
| 06/10/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
OMEGA PROTEIN CORP. |
| OME |
| 68210P107 |
| 06/12/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
OMEGA PROTEIN CORP. |
| OME |
| 68210P107 |
| 06/12/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
MOBILE MINI INC. |
| MINI |
| 60740F105 |
| 06/24/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
MOBILE MINI INC. |
| MINI |
| 60740F105 |
| 06/24/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
MOBILE MINI INC. |
| MINI |
| 60740F105 |
| 06/24/09 |
| C |
| Y |
| F |
| F |
| Amendment to the equity incentive plan to increase the maximum number of shares that may be issued |
APOGEE ENTERPRISES INC. |
| APOG |
| 037598109 |
| 06/24/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
APOGEE ENTERPRISES INC. |
| APOG |
| 037598109 |
| 06/24/09 |
| C |
| Y |
| F |
| F |
| Approval of stock incentive plan |
APOGEE ENTERPRISES INC. |
| APOG |
| 037598109 |
| 06/24/09 |
| C |
| Y |
| F |
| F |
| Approval of non-employee director stock incentive plan |
APOGEE ENTERPRISES INC. |
| APOG |
| 037598109 |
| 06/24/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
PHILLIPS VAN HEUSEN CORP. |
| PVH |
| 718592108 |
| 06/25/09 |
| C |
| Y |
| F |
| F |
| Election of nominees |
PHILLIPS VAN HEUSEN CORP. |
| PVH |
| 718592108 |
| 06/25/09 |
| C |
| Y |
| F |
| F |
| Amend the stock incentive plan to increase shares for issuance and maximum number may be granted to one participant |
PHILLIPS VAN HEUSEN CORP. |
| PVH |
| 718592108 |
| 06/25/09 |
| C |
| Y |
| F |
| F |
| Approval of the continuation of the performance incentive bonus plan and the material terms under the plan |
PHILLIPS VAN HEUSEN CORP. |
| PVH |
| 718592108 |
| 06/25/09 |
| C |
| Y |
| F |
| F |
| Approval of the continuation of the long-term incentive plan and the material terms under the plan |
PHILLIPS VAN HEUSEN CORP. |
| PVH |
| 718592108 |
| 06/25/09 |
| C |
| Y |
| F |
| F |
| Ratify the selection of auditor |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Pacific Global Fund Inc. d/b/a Pacific Advisors Fund Inc.
By: | /s/ George A. Henning |
|
| George A. Henning |
|
| Chairman, Pacific Advisors Fund Inc. |
|
|
|
|
Date: | August 27, 2009 |
|