UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 10-Q/A
Amendment No. 1
| QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 |
For the quarterly period ended March 31, 2008
Commission File No. 000-22166
AETRIUM INCORPORATED
(Exact name of registrant as specified in its charter)
Minnesota (State or other jurisdiction of incorporation or organization) | 41-1439182 (I.R.S. Employer Identification No.) |
2350 Helen Street, North St. Paul, Minnesota ( Address of principal executive offices) | 55109 (Zip Code) |
(651) 770-2000
(Registrant's telephone number including area code)
Indicate by check mark whether the registrant: (1) has filed all reports required to be filed by Section 13 or 15 (d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days.
Yes R No £
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer,“ “accelerated filer,” and “smaller reporting company” in Rule 12b-2 of the Exchange Act. (Check one):
Large accelerated filer £ | Accelerated filer £ | Non-accelerated filer £ | Smaller reporting company R |
Indicate by a checkmark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act).
Yes £ No R
| Number of shares of Common Stock, $.001 par value, outstanding on April 24, 2008 | 10,586,722 | |
| | | |
AETRIUM INCORPORATED
AMENDMENT NO. 1 TO FORM 10-Q
Explanatory Note
This Amendment No. 1 on Form 10-Q/A (this “Amendment”) amends our Quarterly Report on Form 10-Q for the quarter ended March 31, 2008 as originally filed with the Securities and Exchange Commission on May 7, 2008 (the “Original Filing”). This Amendment solely amends Part II, Item 6 of the Original Filing to revise paragraphs 1, 2, 4, and 5 of exhibits 31.1, 31.2, and 31.3, certifications of the Chief Executive Officer, Chief Administrative Officer, and Treasurer, respectively, to conform with the language set forth in Regulation S-K, Item 601(b)(31). Except for the revisions described above, this Amendment does not amend, modify, or update the Original Filing in any respect.
AETRIUM INCORPORATED
TABLE OF CONTENTS
AETRIUM INCORPORATED
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
| AETRIUM INCORPORATED |
| (Registrant) |
| Date: May 27, 2008 | By: | /s/ Joseph C. Levesque |
| | | Joseph C. Levesque |
| | | Chairman of the Board, President, and Chief Executive Officer |
| | | |
| Date: May 27, 2008 | By: | /s/ Paul H. Askegaard |
| | | Paul H. Askegaard |
| | | Treasurer (principal financial and accounting officer) |
AETRIUM INCORPORATED
EXHIBITS TO FORM 10-Q/A QUARTERLY REPORT
FOR THE QUARTER ENDED MARCH 31, 2008
| Exhibit Number | Description |
| | |
| 31.1 | Certification by Chief Executive Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. |
| 31.2 | Certification by Chief Administrative Officer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. |
| 31.3 | Certification by Treasurer pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. |
