Guinness Atkinson Global Energy Fund (GAGEX) N-PX Annual report of proxy voting record

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number 811-08360

GUINNESS ATKINSON FUNDS

(Exact name of registrant as specified in charter)

21550 Oxnard Street, Suite 750

Woodland Hills, CA 91367

(Address of principal executive offices) (Zip code)

James J. Atkinson Jr.

21550 Oxnard Street, Suite 750

Woodland Hills, CA 91367

(Name and address of agent for service)

Registrant's telephone number, including area code: (800) 915-6566

Date of fiscal year end: December 31

Date of reporting period: June 30, 2007

Item 1. Proxy Voting Record.

Vote Summary
07/01/06 to 06/30/07
Sorted by Meeting Date.
In All Markets, for all statuses, for GUINNESS ATKINSON ASIA FOCUS FUND.
PT Telekomunikasi Indonesia Tbk		Shares Voted	1,812,000	Cusip/Sedol	B02ZK79	Ticker	TLKM IJ
Meeting Date	6/30/2006	Shares	1,812,000	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Annual Report		Mgmt	For	For
2	Approve Financial Statements and Discharge of Directors and Commissioners		Mgmt	For	For
3	Approve Allocation of Income and Dividends of IDR 152 Per Share		Mgmt	For	For
4	Approve Siddharta Siddharta & Widjaja as Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
5	Elect Commissioners		Mgmt	For	Abstain
6	Approve Remuneration of Directors and Commissioners		Mgmt	For	For
7	Elect Directors		Mgmt	For	Abstain
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		1,812,000		1,812,000
		Total:		1,812,000		1,812,000
Kingboard Chemical Holdings Ltd		Shares Voted	165,000	Cusip/Sedol	6491318	Ticker	148 HK
Meeting Date	7/4/2006	Shares	165,000	Meeting Type	EGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Approve Transfer by Elec & Eltek Electronic Components Ltd. of a 10 Percent Equity Interest in Elec & Eltek Display Technology Ltd. to Wong Ming Yam		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		165,000		165,000
		Total:		165,000		165,000
Singapore Telecommunications Ltd.		Shares Voted	627,000	Cusip/Sedol	B02PY22	Ticker	ST SP
Meeting Date	7/28/2006	Shares	627,000	Meeting Type	EGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Special Business
1	Approve Reduction of Paid-Up Share Capital		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		627,000		627,000
		Total:		627,000		627,000
Singapore Telecommunications Ltd.		Shares Voted	627,000	Cusip/Sedol	B02PY22	Ticker	ST SP
Meeting Date	7/28/2006	Shares	627,000	Meeting Type	EGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Amend Articles of Association		Mgmt	For	For
2	Authorize Share Repurchase Program		Mgmt	For	For
3	Approve SingTel Performance Share Plan		Mgmt	For	For
4	Approve Participation by the Relevant Person in the SingTel Performance Share Plan		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		627,000		627,000
		Total:		627,000		627,000
Singapore Telecommunications Ltd.		Shares Voted	627,000	Cusip/Sedol	B02PY22	Ticker	ST SP
Meeting Date	7/28/2006	Shares	627,000	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Adopt Financial Statements and Directors' and Auditors' Reports for the Financial Year Ended Mar. 31, 2006		Mgmt	For	For
2	Declare First and Final Dividend of SGD 0.10 Per Share for the Financial Year Ended Mar. 31, 2006		Mgmt	For	For
3	Reelect Graham John Bradley as Director		Mgmt	For	For
4	Reelect Chumpol NaLamlieng as Director		Mgmt	For	For
5	Reelect Lee Hsien Yang as Director		Mgmt	For	For
6	Approve Directors' Fees of SGD 1.5 Million for the Financial Year Ended Mar. 31, 2006 (2005: SGD 1.2 Million)		Mgmt	For	For
7	Appoint Deloitte & Touche as Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
8	Approve Issuance of Shares without Preemptive Rights		Mgmt	For	Against
9	Approve Issuance of Shares and Grant of Options Pursuant to the Singapore Telecom Share Option Scheme 1999		Mgmt	For	For
10	Approve Issuance of Shares and Grant of Options Pursuant to the SingTel Performance Share Plan		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		627,000		627,000
		Total:		627,000		627,000
Chen Hsong Holdings Ltd.		Shares Voted	470,000	Cusip/Sedol	6189646	Ticker	57 HK
Meeting Date	8/25/2006	Shares	470,000	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Financial Statements and Statutory Reports		Mgmt	For	For
2	Approve Final Dividend of HK$0.15 Per Share		Mgmt	For	For
3a	Reelect Lai Yuen CHIANG as Director		Mgmt	For	For
3b	Reelect Stephen Hau Leung CHUNG as Director		Mgmt	For	For
3c	Approve Remuneration of Directors for the Year Ending Mar. 31, 2007 at an Aggregate Sum Not Exceeding HK$900,000		Mgmt	For	For
4	Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
5	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		Mgmt	For	For
6	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
7	Authorize Reissuance of Repurchased Shares		Mgmt	For	Against
8	Amend Bylaws Re: Voting by Poll, Appointment, and Retirement by Rotation of Directors		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		470,000		470,000
		Total:		470,000		470,000
Victory City International Holdings Ltd		Shares Voted	1,307,000	Cusip/Sedol	6179614	Ticker	539 HK
Meeting Date	8/25/2006	Shares	1,307,000	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Financial Statements and Statutory Reports		Mgmt	For	For
2	Approve Final Dividend of HK$0.06 Per Share with Scrip Alternative		Mgmt	For	For
3a	Reelect Li Ming Hung as Director		Mgmt	For	For
3b	Reelect Chen Tien Tui as Director		Mgmt	For	For
3c	Reelect Choi Lin Hung as Director		Mgmt	For	For
3d	Reelect Kwok Sze Chi as Director		Mgmt	For	For
3e	Authorize Board to Fix the Remuneration of Directors		Mgmt	For	For
4	Reappoint Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
5	Amend Bylaws Re: Purchase of Own Securities, Voting by Poll, Appointment of Directors, and Board Meeting Notification		Mgmt	For	For
6	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
7	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		Mgmt	For	For
8	Authorize Reissuance of Repurchased Shares		Mgmt	For	Against
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		1,307,000		1,307,000
		Total:		1,307,000		1,307,000
Angang New Steel Company		Shares Voted	1,518,000	Cusip/Sedol	6015644	Ticker	347 HK
Meeting Date	9/29/2006	Shares	1,518,000	Meeting Type	EGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Approve the Bayuquan Facility Proposal		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		1,518,000		1,518,000
		Total:		1,518,000		1,518,000
CNOOC LTD		Shares Voted	1,607,000	Cusip/Sedol	B00G0S5	Ticker	883 HK
Meeting Date	9/29/2006	Shares	1,607,000	Meeting Type	EGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Approve Revised Annual Caps for Connected Transactions		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		1,607,000		1,607,000
		Total:		1,607,000		1,607,000
ALUMINUM CORPORATION OF CHINA LTD		Shares Voted	1,100,000	Cusip/Sedol	6425395	Ticker	2600 HK
Meeting Date	10/13/2006	Shares	1,100,000	Meeting Type	EGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Approve Interim Dividend		Mgmt	For	For
2	Elect Zhang Chengzhong as Executive Director		Mgmt	For	For
3	Elect Ao Hong as Supervisor		Mgmt	For	For
4	Elect Zhang Zhankui as Supervisor		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		1,100,000		1,100,000
		Total:		1,100,000		1,100,000
IOI Corporation Berhad		Shares Voted	223,000	Cusip/Sedol	6464514	Ticker	IOI MK
Meeting Date	10/30/2006	Shares	223,000	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Financial Statements and Statutory Reports for the Financial Year Ended June 30, 2006		Mgmt	For	For
2	Elect Lee Cheng Leang as Director		Mgmt	For	For
3	Elect Mohd Khalil b Dato' Hj Mohd Noor as Director		Mgmt	For	For
4	Elect Chan Fong Ann as Director		Mgmt	For	For
5	Approve Remuneration of Directors in the Amount of MYR 350,000 for the Financial Year Ended June 30, 2006		Mgmt	For	For
6	Approve BDO Binder as Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
7	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights in Any Amount Up to 10 Percent of Issued Share Capital		Mgmt	For	For
8	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		Mgmt	For	For
9	Approve Implementation of Shareholders' Mandate for Recurrent Related Party Transactions		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		223,000		223,000
		Total:		223,000		223,000
Petrochina Company Limited		Shares Voted	1,288,000	Cusip/Sedol	6226576	Ticker	857 HK
Meeting Date	11/1/2006	Shares	1,288,000	Meeting Type	EGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Approve Continuing Connected Transactions Arising from the Acquisition of a 67 Percent Interest in PetroKazakhstan Inc. by PetroChina Co. Ltd. through CNPC Exploration and Development Co. Ltd. within the Scope of the Amended Comprehensive Agreement		Mgmt	For	For
2	Approve Revision of Existing Annual Caps of Each of the Continuing Connected Transaction Under the Amended Comprehensive Agreement as a Result of the Acquisition of Petrokazakhstan Inc.		Mgmt	For	For
3	Approve Revision of Existing Annual Caps of Each of the Continuing Connected Transaction Under the Amended Comprehensive Agreement as a Result of Changes to Production and Operational Environment of PetroChina Co. Ltd.		Mgmt	For	For
4	Approve Revision of Existing Annual Caps in Respect of the Products and Services to be Provided by PetroChina Co. Ltd. and its Subsidiaries to China Railway Materials and Suppliers Corp.		Mgmt	For	For
5	Amend Articles Re: Scope of Business		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		1,288,000		1,288,000
		Total:		1,288,000		1,288,000
Shenzhen Expressway Company Ltd.		Shares Voted	1,450,000	Cusip/Sedol	6848743	Ticker	548 HK
Meeting Date	11/3/2006	Shares	1,450,000	Meeting Type	EGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Special Business
1a	Approve Issuance Size Relating to the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1b	Approve Issuance Price Relating to the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1c	Approve Issuance Target Relating to the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1d	Approve Method of Issuance Relating to the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1e	Approve Interest Rate of Bonds Relating to the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1f	Approve Term of Bonds Relating to the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1g	Approve Term and Method of Repayment for Principal and Payment of Interests Relating to the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1h	Approve Terms of Redemption Relating to the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1i	Approve Guarantee Relating to the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1j	Approve Term of Warrants Relating to the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1k	Approve Conversion Period of Warrants Relating to the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1l	Approve Conversion Price of Warrants and Its Method of Adjustments Relating to the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1m	Approve Proportion of Exercise Rights of Warrants and its Method of Adjustments Relating to the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1n	Approve Use of Proceeds from the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1o	Approve Validity of Resolutions Relating to the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1p	Authorize Board to Complete Specific Matters of the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
	Ordinary Business
2	Approve Resolution Relating to the Feasibility of the Project to be Invested with the Proceeds from the Proposed Issuance		Mgmt	For	For
3	Approve Resolution Relating to the Description on the Use of Proceeds from the Previous Issuance		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		1,450,000		1,450,000
		Total:		1,450,000		1,450,000
Shenzhen Expressway Company Ltd.		Shares Voted	1,450,000	Cusip/Sedol	6848743	Ticker	548 HK
Meeting Date	11/3/2006	Shares	1,450,000	Meeting Type	EGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Meeting For H Shareholders
	Special Business
1a	Approve Issuance Size Relating to the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1b	Approve Issuance Price Relating to the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1c	Approve Issuance Target Relating to the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1d	Approve Method of Issuance Relating to the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1e	Approve Interest Rate of Bonds Relating to the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1f	Approve Term of Bonds Relating to the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1g	Approve Term and Method of Repayment for Principal and Payment of Interests Relating to the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1h	Approve Terms of Redemption Relating to the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1i	Approve Guarantee Relating to the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1j	Approve Term of Warrants Relating to the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1k	Approve Conversion Period of Warrants Relating to the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1l	Approve Conversion Price of Warrants and Its Method of Adjustments Relating to the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1m	Approve Proportion of Exercise Rights of Warrants and its Method of Adjustments Relating to the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1n	Approve Use of Proceeds from the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1o	Approve Validity of Resolutions Relating to the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1p	Authorize Board to Complete Specific Matters of the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		1,450,000		1,450,000
		Total:		1,450,000		1,450,000
Yanzhou Coal Mining Company Limited		Shares Voted	1,122,800	Cusip/Sedol	6109893	Ticker	1171 HK
Meeting Date	11/10/2006	Shares	1,122,800	Meeting Type	EGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Ordinary Business
1	Approve Acquisition of a 98 Percent Equity Interest in Yankuang Shanxi Neng Hua Co. Ltd. from Yankuang Group Corp. Ltd.		Mgmt	For	For
2	Elect Zhang Baocai as Director		Mgmt	For	For
	Special Business
3	Amend Articles Re: Scope of Business		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		1,122,800		1,122,800
		Total:		1,122,800		1,122,800
Sino Land Company Ltd		Shares Voted	468,000	Cusip/Sedol	6810429	Ticker	83 HK
Meeting Date	11/16/2006	Shares	468,000	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Financial Statements and Statutory Reports		Mgmt	For	For
2	Approve Final Dividend of HK$0.3 Per Share with an Option for Scrip Dividend		Mgmt	For	For
3a	Reelect Robert Ng Chee Siong as Director		Mgmt	For	For
3b	Reelect Allan Zeman as Director		Mgmt	For	For
3c	Reelect Yu Wai Wai as Director		Mgmt	For	For
3d	Authorize Board to Fix the Remuneration of Directors		Mgmt	For	For
4	Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
5a	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		Mgmt	For	For
5b	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
5c	Authorize Reissuance of Repurchased Shares		Mgmt	For	Against
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		468,000		468,000
		Total:		468,000		468,000
IOI Corporation Berhad		Shares Voted	223,000	Cusip/Sedol	6464514	Ticker	IOI MK
Meeting Date	11/24/2006	Shares	223,000	Meeting Type	EGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Authorize Issuance of $500 Million Nominal Value Five-Year Unsecured Guaranteed Exchangeable Bonds		Mgmt	For	Against
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		223,000		223,000
		Total:		223,000		223,000
Electricity Generating Public Co Ltd		Shares Voted	199,500	Cusip/Sedol	6304643	Ticker
Meeting Date	12/1/2006	Shares	199,500	Meeting Type	EGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Approve Minutes of Previous AGM		Mgmt	For	Abstain
2	Approve Acquisition of a 50 Percent Interest in BLCP Power Co. Ltd.		Mgmt	For	For
3	Elect One Independent Director		Mgmt	For	For
4	Other Business		Mgmt	For	Abstain
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		199,500		199,500
		Total:		199,500		199,500
FITTEC INTERNATIONAL GROUP LTD		Shares Voted	1,860,000	Cusip/Sedol	B0R8XW9	Ticker	2662 HK
Meeting Date	12/1/2006	Shares	1,860,000	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Financial Statements and Statutory Reports		Mgmt	For	For
2	Approve Final Dividend of HK$0.02 Per Share		Mgmt	For	For
3a1	Reelect Lam Chi Ho as Director		Mgmt	For	For
3a2	Reelect Sun Mi Li as Director		Mgmt	For	For
3a3	Reelect Tsuji Tadao as Director		Mgmt	For	For
3a4	Reelect Wu Siu Fan, Anita as Director		Mgmt	For	For
3a5	Reelect Christopher Roger Moss as Director		Mgmt	For	For
3a6	Reelect Chung Wai Kwok, Jimmy as Director		Mgmt	For	For
3a7	Reelect Xie Bai Quan as Director		Mgmt	For	For
3b	Authorize Board to Fix the Remuneration of Directors		Mgmt	For	For
4	Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
5a	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
5b	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		Mgmt	For	For
5c	Authorize Reissuance of Repurchased Shares		Mgmt	For	Against
6	Amend Articles Re: Removal of Directors		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		1,860,000		1,860,000
		Total:		1,860,000		1,860,000
Esprit Holdings		Shares Voted	124,840	Cusip/Sedol	6321642	Ticker	330 HK
Meeting Date	12/5/2006	Shares	124,840	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Financial Statements and Statutory Reports		Mgmt	For	For
2	Approve Final Dividend of HK$0.73 Per Share		Mgmt	For	For
3	Approve Special Dividend of HK$1.08 Per Share		Mgmt	For	For
4a	Reelect Heinz Jurgen KROGNER-KORNALIK as Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
4b	Reelect Jurgen Alfred Rudolf FRIEDRICH as Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
4c	Reelect Paul CHENG Ming Fun as Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
5	Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
6	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		Mgmt	For	For
7	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	For
8	Authorize Reissuance of Repurchased Shares		Mgmt	For	Against
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		124,840		124,840
		Total:		124,840		124,840
Kingboard Chemical Holdings Ltd		Shares Voted	165,000	Cusip/Sedol	6491318	Ticker	148 HK
Meeting Date	12/8/2006	Shares	165,000	Meeting Type	EGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Approve Connected Transactions and Annual Caps		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		165,000		165,000
		Total:		165,000		165,000
CNPC Hong Kong Ltd.		Shares Voted	1,752,000	Cusip/Sedol	6340078	Ticker	135 HK
Meeting Date	12/15/2006	Shares	1,752,000	Meeting Type	EGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Approve Continuing Connected Transactions and Proposed Annual Caps		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		1,752,000		1,752,000
		Total:		1,752,000		1,752,000
China Shipping Development Co.(Formerly Shanghai Hai Xing)		Shares Voted	1,014,000	Cusip/Sedol	6782045	Ticker	1138 HK
Meeting Date	12/28/2006	Shares	1,014,000	Meeting Type	EGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Approve Acquisition of 42 Vessels from China Shipping (Group) Co. for a Consideration of Approximately RMB 2.5 Billion		Mgmt	For	For
2	Approve Issuance of Convertible Bonds		Mgmt	For	For
3	Approve the Terms of the Type of Debt Securities to be Issued		Mgmt	For	For
4	Approve Total Amount of Convertible Bonds		Mgmt	For	For
5	Approve Face Value of Convertible Bonds		Mgmt	For	For
6	Approve Issue Price of Convertible Bonds		Mgmt	For	For
7	Approve Maturity of Convertible Bonds		Mgmt	For	For
8	Approve Coupon Rate of Convertible Bonds		Mgmt	For	For
9	Approve Payment of Interest of Convertible Bonds		Mgmt	For	For
10	Approve Conversion Period of Convertible Bonds		Mgmt	For	For
11	Approve Determination of Conversion Price and Adjustment Method of Convertible Bonds		Mgmt	For	For
12	Approve Downward Adjustment of Conversion Price of Convertible Bonds		Mgmt	For	For
13	Approve Mechanism for Rounding Off Fractions into Nearest Figures of Convertible Bonds		Mgmt	For	For
14	Approve Terms of Redemption at the Option of the Company		Mgmt	For	For
15	Approve Terms of Redemption at the Option of the Bond Holder		Mgmt	For	For
16	Approve Vesting of Dividends for the Conversion Year		Mgmt	For	For
17	Approve Method of Issuance and Targets in Relation to the Proposed Issuance of Convertible Bonds		Mgmt	For	For
18	Approve Placing Arrangement for Existing Shareholders		Mgmt	For	For
19	Approve Use of Proceeds from the Issuance of Convertible Bonds to Acquire Dry Bulk Cargo Vessels		Mgmt	For	For
20	Approve Feasibility of the Proposed Use of Proceeds from the Issuance of Convertible Bonds		Mgmt	For	For
21	Approve Authority to Issue Convertible Bonds within One Year from the Date of this Resolution		Mgmt	For	For
22	Approve the Report of the Company on the Issue of 350 Million New A Shares on May 23, 2002 and the Use of Proceeds Arising Therefrom		Mgmt	For	For
23	Authorize Board to Do All Acts and Things and Execute Documents Necessary to Implement the Issuance of Convertible Bonds		Mgmt	For	For
24	Approve New Services Agreement		Mgmt	For	For
25	Approve Establishment of Nomination Committee		Mgmt	For	For
26	Approve Adoption of Implementation Rules for the Nomination Committee		Mgmt	For	For
27	Approve Four Construction Agreements		Mgmt	For	For
28	Amend Articles Re: Increase Number of Directors from Nine to 15		Mgmt	For	For
29	Elect Lin Jianqing as Executive Director		Mgmt	For	For
30	Elect Ma Xun as Independent Non-Executive Director		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		1,014,000		1,014,000
		Total:		1,014,000		1,014,000
China Shipping Development Co. (Formerly Shanghai Hai Xing)		Shares Voted	1,014,000	Cusip/Sedol	6782045	Ticker	1138 HK
Meeting Date	12/28/2006	Shares	1,014,000	Meeting Type	CLS
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Meeting For H Shareholders
	Special Business
1	Approve Issuance of Convertible Bonds		Mgmt	For	For
2	Approve the Terms of the Type of Debt Securities to be Issued		Mgmt	For	For
3	Approve Total Amount of Convertible Bonds		Mgmt	For	For
4	Approve Face Value of Convertible Bonds		Mgmt	For	For
5	Approve Issue Price of Convertible Bonds		Mgmt	For	For
6	Approve Maturity of Convertible Bonds		Mgmt	For	For
7	Approve Coupon Rate of Convertible Bonds		Mgmt	For	For
8	Approve Payment of Interest of Convertible Bonds		Mgmt	For	For
9	Approve Conversion Period of Convertible Bonds		Mgmt	For	For
10	Approve Determination of Conversion Price and Adjustment Method of Convertible Bonds		Mgmt	For	For
11	Approve Downward Adjustment of Conversion Price of Convertible Bonds		Mgmt	For	For
12	Approve Mechanism for Rounding Off Fractions into Nearest Figures of Convertible Bonds		Mgmt	For	For
13	Approve Terms of Redemption at the Option of the Company		Mgmt	For	For
14	Approve Terms of Redemption at the Option of the Bond Holder		Mgmt	For	For
15	Approve Vesting of Dividends for the Conversion Year		Mgmt	For	For
16	Approve Method of Issuance and Targets in Relation to the Proposed Issuance of Convertible Bonds		Mgmt	For	For
17	Approve Placing Arrangement for Existing Shareholders		Mgmt	For	For
18	Approve Use of Proceeds from the Issuance of Convertible Bonds to Acquire Dry Bulk Cargo Vessels		Mgmt	For	For
19	Approve Feasibility of the Proposed Use of Proceeds from the Issuance of Convertible Bonds		Mgmt	For	For
20	Approve Authority to Issue Convertible Bonds within One Year from the Date of this Resolution		Mgmt	For	For
21	Approve the Report of the Company on the Issue of 350 Million New A Shares on May 23, 2002 and the Use of Proceeds Arising Therefrom		Mgmt	For	For
22	Authorize Board to Do All Acts and Things and Execute Documents Necessary to Implement the Issuance of Convertible Bonds		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		1,014,000		1,014,000
		Total:		1,014,000		1,014,000
China Petroleum & Chemical Corp.		Shares Voted	1,374,000	Cusip/Sedol	6291819	Ticker	386 HK
Meeting Date	1/22/2007	Shares	1,374,000	Meeting Type	EGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Special Business
1	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
2	Approve Issuance of Up to $1.5 Billion Convertible Bonds within 12 Months from the Date of Approval		Mgmt	For	For
3	Authorize Board to Deal with All Matters in Connection with the Issuance of Convertible Bonds		Mgmt	For	For
4	Approve Issuance of Up to RMB 10 Billion Domestic Corporate Bonds within 12 Months from the Date of Approval		Mgmt	For	For
5	Authorize Board to Deal with All Matters in Connection with the Issuance of Domestic Corporate Bonds		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		1,374,000		1,374,000
		Total:		1,374,000		1,374,000
PT Telekomunikasi Indonesia Tbk		Shares Voted	1,460,000	Cusip/Sedol	B02ZK79	Ticker	TLKM IJ
Meeting Date	1/26/2007	Shares	1,460,000	Meeting Type	EGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Amend Employeee and Management Stock Option Plan to Use Treasury Shares		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		1,460,000		1,460,000
		Total:		1,460,000		1,460,000
POSCO (formerly Pohang Iron & Steel)		Shares Voted	5,450	Cusip/Sedol	6693233	Ticker	0549 KS
Meeting Date	2/23/2007	Shares	5,450	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Approve Appropriation of Income and Final Dividend of KRW 6000 Per Share		Mgmt	For	For
2.1	Amend Articles of Incorporation to Expand Business Objectives		Mgmt	For	For
2.2	Amend Articles of Incorporation for Issuance of New Shares, Convertible Bonds and Bonds with Warrants		Mgmt	For	For
2.3	Amend Articles of Incorporation to Clarify Existing Cumulative Voting Rules		Mgmt	For	For
3.1	Elect Two Independent Non-Executive Directors		Mgmt	For	For
3.2	Elect Member of Audit Committee who is also Independent Non-Executive Director		Mgmt	For	For
3.3	Elect Three Executive Directors		Mgmt	For	For
4	Approve Remuneration of Executive Directors and Independent Non-Executive Directors		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		5,450		5,450
		Total:		5,450		5,450
Dongfang Electrical Machinery Company Ltd		Shares Voted	510,000	Cusip/Sedol	6278566	Ticker	1072 HK
Meeting Date	2/27/2007	Shares	510,000	Meeting Type	EGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Elect Si Zefu as Director		Mgmt	For	For
2	Elect Chen Xinyou as Director		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		510,000		510,000
		Total:		510,000		510,000
Samsung Electronics Co. Ltd.		Shares Voted	2,840	Cusip/Sedol	6771720	Ticker	005930 KS
Meeting Date	2/28/2007	Shares	2,840	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Approve Appropriation of Income and Final Dividend of KRW 5000 Per Common Share		Mgmt	For	For
2.1	Elect Independent Non-Executive Directors		Mgmt	For	For
2.2	Elect Executive Director		Mgmt	For	For
2.3	Elect Member of Audit Committee		Mgmt	For	For
3	Approve Remuneration of Executive Directors and Independent Non-Executive Directors		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		2,840		2,840
		Total:		2,840		2,840
PT Telekomunikasi Indonesia Tbk		Shares Voted	1,460,000	Cusip/Sedol	B02ZK79	Ticker	TLKM IJ
Meeting Date	2/28/2007	Shares	1,460,000	Meeting Type	EGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Amend Retirement Plan		Mgmt	For	Abstain
2	Amend Utilization of Repurchased Shares		Mgmt	For	Abstain
3	Approve Stock Option Plan		Mgmt	For	Abstain
4	Elect Commissioners		Mgmt	For	Abstain
5	Elect Directors		Mgmt	For	Abstain
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		1,460,000		1,460,000
		Total:		1,460,000		1,460,000
Korea Zinc Co Ltd		Shares Voted	10,820	Cusip/Sedol	6495428	Ticker	1013 KS
Meeting Date	2/28/2007	Shares	10,820	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Approve Appropriation of Income and Dividend of KRW 1500 Per Share		Mgmt	For	For
2	Elect Directors		Mgmt	For	For
3	Approve Remuneration of Executive Directors and Independent Non-Executive Directors		Mgmt	For	For
4	Approve Limit on Remuneration of Auditors		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		10,820		10,820
		Total:		10,820		10,820
Hyundai Steel Co. (frmly INI Steel Co.)		Shares Voted	32,100	Cusip/Sedol	6461850	Ticker	1013 KS
Meeting Date	3/9/2007	Shares	32,100	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Approve Appropriation of Income and Dividends of KRW 500 Per Common Share		Mgmt	For	For
2	Elect Four Directors		Mgmt	For	For
3	Elect Members of Audit Committee		Mgmt	For	For
4	Approve Remuneration of Executive Directors and Independent Non-Executive Directors		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		32,100		32,100
		Total:		32,100		32,100
Hyundai Mobis		Shares Voted	7,750	Cusip/Sedol	6449544	Ticker	1233 KS
Meeting Date	3/9/2007	Shares	7,750	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Approve Appropriation of Income and Dividends of KRW 1250 Per Common Share		Mgmt	For	Abstain
2	Amend Articles of Incorporation to Reduce Business Objectives, to Require Shareholder Approval on Share Issuances, to Reduce Board Maximum Size, and to Increase Staggered Board		Mgmt	For	Abstain
3	Elect Directors		Mgmt	For	Abstain
4	Elect Members of Audit Committee		Mgmt	For	Abstain
5	Approve Remuneration of Executive Directors and Independent Non-Executive Directors		Mgmt	For	Abstain
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		7,750		7,750
		Total:		7,750		7,750
KT&G Corp. (Formerly Korea Tobacco & Ginseng)		Shares Voted	15,920	Cusip/Sedol	6175076	Ticker	3378 KS
Meeting Date	3/14/2007	Shares	15,920	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Approve Appropriation of Income and Dividend of KRW 2400 Per Share		Mgmt	For	For
2	Elect President of the Company		Mgmt	For	For
3	Elect Three Independent Non-Executive Directors		Mgmt	For	For
4	Elect Member of Audit Committee who is also Independent Non-Executive Director		Mgmt	For	For
5	Approve Remuneration of Executive Directors and Independent Non-Executive Directors		Mgmt	For	For
6	Amend Terms of Severance Payments to Executive Directors		Mgmt	For	For
7	Amend Terms of Severance Payments to Executives		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		15,920		15,920
		Total:		15,920		15,920
Resorts World Berhad		Shares Voted	246,000	Cusip/Sedol	B1VXKN7	Ticker	RNB MK
Meeting Date	3/21/2007	Shares	246,000	Meeting Type	EGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Ordinary Business
1	Approve Share Split Involving the Subdivision of Each of the Existing Shares of MYR 0.50 Each into Five Shares of MYR 0.10 Each		Mgmt	For	For
	Special Business
1	Amend Memorandum and Articles of Association to Reflect Changes in Authorized Share Capital		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		246,000		246,000
		Total:		246,000		246,000
Angang Steel Company Limited		Shares Voted	1,232,000	Cusip/Sedol	6015644	Ticker	347 HK
Meeting Date	3/26/2007	Shares	1,232,000	Meeting Type	EGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Elect Zhang Xiaogang as Executive Director		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		1,232,000		1,232,000
		Total:		1,232,000		1,232,000
PTT Exploration & Production PCL		Shares Voted	289,000	Cusip/Sedol	B1359J0	Ticker	PTTEP/F TB
Meeting Date	3/28/2007	Shares	289,000	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Approve Minutes of Previous AGM
2	Accept 2006 Performance Result and 2007 Work Plan
3	Accept Financial Statements and Statutory Reports		Mgmt	For	For
4	Approve Allocation of Income and Payment of Final Dividend of THB 1.5 Per Share		Mgmt	For	For
5.1	Reelect Lertrat Ratanavanich as Director		Mgmt	For	For
5.2	Reelect Pichai Chunhavajira as Director		Mgmt	For	For
5.3	Reelect Chulasingh Vasantasingh as Director		Mgmt	For	For
5.4	Elect Chokchai Aksaranan as Director		Mgmt	For	For
5.5	Elect Viraphol Jirapraditkul as Director		Mgmt	For	For
6	Approve Remuneration of Directors and Sub-Committees		Mgmt		For
7	Approve Office of the Auditor General of Thailand as Auditor and Fix Their Remuneration		Mgmt	For	For
8	Authorize Issuance of Debentures not exceeding THB 50 Billion or its Equivalent in Other Currency		Mgmt	For	For
9.1	Amend Clause 20 of the Articles of Association		Mgmt	For	For
9.2	Amend Clause 25 of the Articles of Association		Mgmt	For	For
10	Other Business
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		289,000		289,000
		Total:		289,000		289,000
CNOOC LTD		Shares Voted	0	Cusip/Sedol	B00G0S5	Ticker	883 HK
Meeting Date	3/30/2007	Shares	1,342,000	Meeting Type	EGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Approve Connected Transaction with a Related Party and Proposed Cap		Mgmt	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		1,342,000		0
		Total:		1,342,000		0
Jiangxi Copper Company Ltd.		Shares Voted	0	Cusip/Sedol	6000305	Ticker	358 HK
Meeting Date	4/3/2007	Shares	1,306,000	Meeting Type	EGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Approve Consolidated Industrial Services Agreement and Annual Caps		Mgmt	For
2	Approve Consolidated Supply Agreement and Annual Caps		Mgmt	For
3	Approve Consolidated Miscellaneous Services Agreement and Annual Caps		Mgmt	For
4	Approve Inter-Group Consolidated Supply and Industrial Services Agreement and Annual Caps		Mgmt	For
5	Approve JCC Group Consolidated Supply and Industrial Services Agreement and Annual Caps		Mgmt	For
6	Approve Resignation of He Changming as Executive Director		Mgmt	For
7	Approve Resignation of Qi Huaiying as Executive Director		Mgmt	For
8	Elect Li Baomin as Executive Director		Mgmt	For
9	Elect Long Ziping as Executive Director		Mgmt	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		1,306,000		0
		Total:		1,306,000		0
Shenzhen Expressway Company Ltd.		Shares Voted	1,450,000	Cusip/Sedol	6848743	Ticker	548 HK
Meeting Date	4/20/2007	Shares	1,450,000	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Report of the Directors		Mgmt	For	For
2	Accept Report of the Supervisory Committee		Mgmt	For	For
3	Accept Financial Statements and Statutory Reports		Mgmt	For	For
4	Approve Final Dividend and Profit Distribution Scheme		Mgmt	For	For
5	Approve Budget Plan For the Year 2007		Mgmt	For	For
6	Reappoint PricewaterhouseCoopers as International Auditors and PricewaterhouseCoopers Zhong Tian CPAs Co., Ltd. as Statutory Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		1,450,000		1,450,000
		Total:		1,450,000		1,450,000
Indofood Agri Resources Ltd (frmly                             CITYAXIS HOLDINGS LTD)		Shares Voted	479,000	Cusip/Sedol	B1QNF48	Ticker	IFAR SP
Meeting Date	4/20/2007	Shares	479,000	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Adopt Financial Statements and Directors' and Auditors' Reports		Mgmt	For	For
2	Approve Directors' Fees of SGD 350,000 for the Year Ended Dec. 31, 2006 (2005: SGD 180,000)		Mgmt	For	For
3a	Reelect Tjhie Tje Fie as Director		Mgmt	For	For
3b	Reelect Moleonoto Tjang as Director		Mgmt	For	For
3c	Reelect Benny Setiawan Santoso as Director		Mgmt	For	For
3d	Reelect Mulyawan Tjandra as Director		Mgmt	For	For
3e	Reelect Gunadi as Director		Mgmt	For	For
3f	Reelect Lee Kwong Foo Edward as Director		Mgmt	For	For
3g	Reelect Lim Hock San as Director		Mgmt	For	For
3h	Reelect Goh Kian Chee as Director		Mgmt	For	For
3i	Reelect Hendra Susanto as Director		Mgmt	For	For
4	Appoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
5	Approve Issuance of Shares without Preemptive Rights		Mgmt	For	Against
6	Approve Mandate for Transactions with Related Parties		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		479,000		479,000
		Total:		479,000		479,000
Electricity Generating Public Co Ltd		Shares Voted	199,500	Cusip/Sedol	6304643	Ticker	EGCO/F TB
Meeting Date	4/23/2007	Shares	199,500	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Approve Minutes of Previous EGM		Mgmt	For	For
2	Acknowledge Annual Report and Payment of Interim Dividend of THB 2 Per Share on Sept. 26, 2006		Mgmt	For	For
3	Accept Financial Statements and Statutory Reports		Mgmt	For	For
4	Approve Allocation of Income and Payment of Final Dividend of THB 2 Per Share		Mgmt	For	For
5	Approve Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
6.1	Reelect Worawit Khamkanist as Director		Mgmt	For	For
6.2	Reelect Chomnong Wongsawang as Director		Mgmt	For	For
6.3	Reelect Sombat Sarntijaree as Director		Mgmt	For	For
6.4	Reelect Hideaki Tomiku as Director		Mgmt	For	For
6.5	Reelect Visit Akaravinak as Director		Mgmt	For	For
7.1	Fix Number of Directors		Mgmt	For	For
7.2	Elect Thanapich Mulapruk as New Independent Director		Mgmt	For	For
8	Approve Remuneration of Directors		Mgmt	For	For
9	Other Business		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		199,500		199,500
		Total:		199,500		199,500
Hana Microelectronics PCL		Shares Voted	1,220,000	Cusip/Sedol	B019VS0	Ticker	HANA/F TB
Meeting Date	4/30/2007	Shares	1,220,000	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Approve Minutes of Previous AGM		Mgmt	For	For
2	Accept Directors' Report and Annual Report		Mgmt	For	For
3	Accept Financial Statements and Statutory Reports		Mgmt	For	For
4	Approve Allocation of Income and Payment of Dividend		Mgmt	For	For
5	Reelect Terrence Philip Weir and Nai Tao Liang as Directors and Fix Their Remuneration		Mgmt	For	For
6	Approve Ernst & Young Office Limited as Auditors and Fix Their Remuneration		Mgmt	For	For
7	Approve Issuance of 20 Million Units of Warrants to Directors, Employees, and Management of the Company and Its Subsidiaries under the Employee Stock Option Plan with the Exercise Price Set Not Below the Market Price (ESOP Part 1)		Mgmt	For	For
8	Approve Issuance of 20 Million New Ordinary Shares Reserved for the Conversion of Warrants under the ESOP Part 1		Mgmt	For	For
9	Approve Reallocation of Returned ESOP Warrants from Previous ESOP to Other Management and Employees of the Company and Its Subsidiaries with the Exercise Price Set Not Below the Market Price		Mgmt	For	For
10	Approve Issuance of 17.9 Million Units of Warrants to Directors, Employees, and Management of the Company and Its Subsidiaries under the Employee Stock Option Plan with the Exercise Price Set Below the Market Price (ESOP Part 2)		Mgmt	For	Against
11	Approve Issuance of 17.9 Million New Ordinary Shares Reserved for the Conversion of Warrants under the ESOP Part 2		Mgmt	For	Against
12	Approve Reallocation of Returned ESOP Warrants from Previous ESOP to Other Management and Employees of the Company and Its Subsidiaries with the Exercise Price Set Below the Market Price		Mgmt	For	Against
13	Other Business		Mgmt	For	Abstain
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		1,220,000		1,220,000
		Total:		1,220,000		1,220,000
China Shipping Development Co.(Formerly Shanghai Hai Xing)		Shares Voted	1,014,000	Cusip/Sedol	6782045	Ticker	1138 HK
Meeting Date	4/30/2007	Shares	1,014,000	Meeting Type	EGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Approve Amendment to Company's Scope of Operation		Mgmt	For	For
2	Adopt Company's Rules for Meetings of Holders of Bonds		Mgmt	For	For
3	Approve the Four Very Large Iron Ore Carriers Construction Agreements		Mgmt	For	For
4	Approve the Two Tanker Construction Agreements		Mgmt	For	For
5	Approve the Six Tanker Construction Agreements		Mgmt	For	For
6	Elect Ma Zehua as Executive Director		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		1,014,000		1,014,000
		Total:		1,014,000		1,014,000
Jurong Technologies Industrial Corp Ltd		Shares Voted	689,600	Cusip/Sedol	6231150	Ticker	JTL SP
Meeting Date	4/30/2007	Shares	689,600	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Adopt Financial Statements and Directors' and Auditors' Reports		Mgmt	For	For
2	Declare Final Dividend of SGD 0.03 Per Share		Mgmt	For	For
3	Approve Directors' Fees of SGD 196,000 for the Year Ended Dec. 31, 2006		Mgmt	For	For
4	Reelect Lee Ying Cheun as Director		Mgmt	For	For
5	Reelect Chung Siang Joon as Director		Mgmt	For	For
6	Reappoint Ernst & Young, Certified Public Accountants as Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
7	Approve Issuance of Shares without Preemptive Rights		Mgmt	For	Against
8	Authorize Share Repurchase Program		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		689,600		689,600
		Total:		689,600		689,600
SOLOMON SYSTECH INTERNATIONAL LTD		Shares Voted	1,832,000	Cusip/Sedol	B00G568	Ticker	2878 HK
Meeting Date	5/3/2007	Shares	1,832,000	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Financial Statements and Statutory Reports		Mgmt	For	For
2	Approve Final Dividend		Mgmt	For	For
3a	Reelect Leung Kwong Wai as Director		Mgmt	For	For
3b	Reelect Lam Shun Fu as Director		Mgmt	For	For
3c	Reelect Sun Patrick as Director		Mgmt	For	For
3d	Reelect Choy Kwok Hung, Patrick as Director		Mgmt	For	For
3e	Reelect Kao Kuen, Charles as Director		Mgmt	For	For
3f	Authorize Board to Fix the Remuneration of Directors		Mgmt	For	For
4	Appoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
5a	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		Mgmt	For	For
5b	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
5c	Authorize Reissuance of Repurchased Shares		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		1,832,000		1,832,000
		Total:		1,832,000		1,832,000
Taiwan Semiconductor Manufacturing Co.		Shares Voted	0	Cusip/Sedol	6889106	Ticker	2330 TT
Meeting Date	5/7/2007	Shares	675,178	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept 2006 Business Report and Financial Statements		Mgmt	For
2	Approve 2006 Profit Distribution		Mgmt	For
3	Approve Capitalization of 2006 Dividends, Employee Profit Sharing, and Capitalization of Capital Surplus		Mgmt	For
4	Amend Articles of Association		Mgmt	For
5	Amend Internal Rules and Policies		Mgmt	For
6	Other Business
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		675,178		0
		Total:		675,178		0
Digi.com Berhad (formerly Digi Swisscom)		Shares Voted	329,700	Cusip/Sedol	6086242	Ticker	DIGI MK
Meeting Date	5/8/2007	Shares	329,700	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Financial Statements and Statutory Reports for the Financial Year Ended Dec. 31, 2006		Mgmt	For	For
2	Approve Dividends of MYR 0.575 Per Share Less 27 Percent Income Tax for the Financial Year Ended Dec. 31, 2006		Mgmt	For	For
3	Elect Christian Storm as Director		Mgmt	For	For
4	Elect Ragnar Holmen Korsaeth as Director		Mgmt	For	For
5	Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
6	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights in Any Amount Up to 10 Percent of Issued Share Capital		Mgmt	For	For
7	Approve Renewal of Shareholders' Mandate for Recurrent Related Party Transactions		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		329,700		329,700
		Total:		329,700		329,700
IOI Corporation Berhad		Shares Voted	223,000	Cusip/Sedol	6464514	Ticker	IOI MK
Meeting Date	5/15/2007	Shares	223,000	Meeting Type	EGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Special Business
1	Approve Capital Repayment of up to MYR 1.375 Billion on the Basis of a Cash Distribution of MYR 21 for Each Cancelled Share with the Remaining Balance to be Set-Off Against the Share Premium Account		Mgmt	For	For
2	Amend Memorandum and Articles of Association to Reflect Changes in Capital		Mgmt	For	For
	Ordinary Business
1	Approve Share Spilt Involving the Subdivision of Every One Existing Ordinary Share of MYR 0.50 Each Held into Five Ordinary Shares of MYR 0.10 Each		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		223,000		223,000
		Total:		223,000		223,000
Petrochina Company Limited		Shares Voted	1,088,000	Cusip/Sedol	6226576	Ticker	857 HK
Meeting Date	5/16/2007	Shares	1,088,000	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Report of the Board of Directors		Mgmt	For	For
2	Accept Report of the Supervisory Committee		Mgmt	For	For
3	Accept Financial Statements and Statutory Reports		Mgmt	For	For
4	Approve Final Dividend		Mgmt	For	For
5	Authorize Board to Determine the Distribution of Interim Dividends for the Year 2007		Mgmt	For	For
6	Reappoint PricewaterhouseCoopers,CPA and PricewaterhouseCoopers Zhong Tian CPAs Co. Ltd., CPA as International and Domestic Auditors, Respectively, and Authorize Board to Fix Their Remuneration		Mgmt	For	For
7	Reelect Jiang Jiemin as Director		Mgmt	For	For
8	Reelect Zhou Jiping as Director		Mgmt	For	For
9	Reelect Duan Wende as Director		Mgmt	For	For
10	Reelect Sun Xianfeng as Supervisor		Mgmt	For	For
11	Reelect Zhang Jinzhu as Supervisor		Mgmt	For	For
12	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
13	Approve Disposal of 70 Percent Equity Interest in China National United Oil Corporation to China National Petroleum Corporation		Mgmt	For	For
14	Other Business (Voting)		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		1,088,000		1,088,000
		Total:		1,088,000		1,088,000
China Mobile (Hong Kong) Limited		Shares Voted	204,000	Cusip/Sedol	6073556	Ticker	941 HK
Meeting Date	5/16/2007	Shares	204,000	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Financial Statements and Statutory Reports		Mgmt	For	For
2a	Approve Final Dividend		Mgmt	For	For
2b	Approve Special Dividend		Mgmt	For	For
3a	Reelect Wang Jianzhou as Director		Mgmt	For	For
3b	Reelect Li Yue as Director		Mgmt	For	For
3c	Reelect Zhang Chenshuang as Director		Mgmt	For	For
3d	Reelect Frank Wong Kwong Shing as Director		Mgmt	For	For
3e	Reelect Paul Michael Donovan as Director		Mgmt	For	For
4	Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
5	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		Mgmt	For	For
6	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
7	Authorize Reissuance of Repurchased Shares		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		204,000		204,000
		Total:		204,000		204,000
Jiangxi Copper Company Ltd.		Shares Voted	1,306,000	Cusip/Sedol	6000305	Ticker	358 HK
Meeting Date	5/17/2007	Shares	1,306,000	Meeting Type	EGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Meeting for H Shareholders
	Special Business
1a	Approve Issuance of Domestic-Listed Renminbi Denominated Ordinary Shares of RMB 1.0 Each (A Shares) (A Share Issue)		Mgmt	For	For
1b	Approve Issuance of Not Exceeding 290.0 Million A Shares		Mgmt	For	For
1c	Approve Target Subscribers and Subscription Method of the A Share Issue		Mgmt	For	For
1d	Approve Listing of A Shares on the Shanghai Stock Exchange		Mgmt	For	For
1e	Approve Determination of Issue Price and Basis for Determination of the A Shares		Mgmt	For	For
1f	Approve Method of Issuance of the A Shares		Mgmt	For	For
1g	Approve Use of Proceeds of the A Share Issue		Mgmt	For	For
1h	Approve Sharing of Accumulated Profits After Completion of the A Share Issue		Mgmt	For	For
1i	Approve Validity of the A Share Issue		Mgmt	For	For
1j	Authorize Directors and/or Committee with Full Power to Deal with All Matters Relating to the A Share Issue		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		1,306,000		1,306,000
		Total:		1,306,000		1,306,000
Jiangxi Copper Company Ltd.		Shares Voted	0	Cusip/Sedol	6000305	Ticker	358 HK
Meeting Date	5/17/2007	Shares	1,306,000	Meeting Type	EGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Special Business
1a	Approve Issuance of Domestic-Listed Renminbi Denominated Shares of RMB 1.0 Each (A Shares) (A Share Issue)		Mgmt	For
1b	Approve Issuance of Not Exceeding 290.0 Million A Shares		Mgmt	For
1c	Approve Target Subscribers and Subscription Method of the A Share Issue		Mgmt	For
1d	Approve Listing of A Shares on the Shanghai Stock Exchange		Mgmt	For
1e	Approve Determination of Issue Price and Basis for Determination of the A Shares		Mgmt	For
1f	Approve Method of Issuance of A Shares		Mgmt	For
1g	Approve Use of Proceeds of the A Share Issue		Mgmt	For
1h	Approve Sharing of Accumulated Profits After the Completion of the A Share Issue		Mgmt	For
1i	Approve Validity of the A Share Issue		Mgmt	For
1j	Authorize Directors and/or Committee with Full Power to Deal with All Matters Relating to the A Share Issue		Mgmt	For
	Ordinary Business
2	Approve the Acquisition Agreement Between the Company and Jiangxi Copper Corp. (Acquisition)		Mgmt	For
3	Approve and Confirm the Report Relating to the Private Issue of Shares Involving Material Connected Transaction of the Company		Mgmt	For
4a	Approve Use of Proceeds to Satisfy the Consideration for the Acquisition		Mgmt	For
4b	Approve Use of Proceeds to Finance the Projects in Chengmenshan Copper Mine, Yongping Copper Mine, Fujiawu Copper Mine, and Wushan Copper Mine		Mgmt	For
5	Approve and Confirm the Previous Use of Proceeds of the Company		Mgmt	For
6	Waive Requirement for Mandatory Offer to All Shareholders		Mgmt	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		1,306,000		0
		Total:		1,306,000		0
Kingboard Chemical Holdings Ltd		Shares Voted	165,000	Cusip/Sedol	6491318	Ticker	148 HK
Meeting Date	5/18/2007	Shares	165,000	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Financial Statements and Statutory Reports		Mgmt	For	For
2	Approve Final Dividend and Special Dividend		Mgmt	For	For
3a	Reelect Cheung Kwong Kwan as Executive Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
3b	Reelect Mok Cham Hung, Chadwick as Executive Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
3c	Reelect Ho Yin Sang as Executive Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
3d	Reelect Cheung Wai Lin, Stephanie as Executive Director and Authorize Board to Fix Her Remuneration		Mgmt	For	For
3e	Reelect Cheng Ming Fun, Paul as Independent Non-Executive Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
4	Reappoint Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
5a	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
5b	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		Mgmt	For	For
5c	Authorize Reissuance of Repurchased Shares		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		165,000		165,000
		Total:		165,000		165,000
KINGBOARD LAMINATES HOLDINGS LTD		Shares Voted	7,500	Cusip/Sedol	6491318	Ticker	148 HK
Meeting Date	5/18/2007	Shares	7,500	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Financial Statements and Statutory Reports		Mgmt	For	For
2a	Reelect Cheung Kwok Wa as Executive Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
2b	Reelect Cheung Kwok Keung as Executive Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
2c	Reelect Cheung Kwok Ping as Executive Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
2d	Reelect Lam Ka Po as Executive Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
2e	Reelect Cheung Ka Ho as Executive Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
2f	Reelect Chan Sau Chi as Executive Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
2g	Reelect Liu Min as Executive Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
2h	Reelect Zhou Pei Feng as Executive Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
2i	Reelect Lo Ka Leong as Non-executive Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
2j	Reelect Chan Charnwut Bernard as Independent Non-Executive Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
2k	Reelect Chan Yue Kwong, Michael as Independent Non-Executive Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
2l	Reelect Leung Tai Chiu as Independent Non-Executive Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
2m	Reelect Mok Yiu Keung, Peter as Independent Non-Executive Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
3	Reappoint Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
4a	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
4b	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		Mgmt	For	For
4c	Authorize Reissuance of Repurchased Shares		Mgmt	For	For
5	Approve and Adopt Share Option Scheme		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		7,500		7,500
		Total:		7,500		7,500
CNOOC LTD		Shares Voted	1,342,000	Cusip/Sedol	B00G0S5	Ticker	883 HK
Meeting Date	5/25/2007	Shares	1,342,000	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Ordinary Business
1	Accept Financial Statements and Statutory Reports		Mgmt	For	For
2	Approve Final Dividend		Mgmt	For	For
3a	Reelect Luo Han as Non-Executive Director		Mgmt	For	For
3b	Reelect Wu Guangqi as Executive Director		Mgmt	For	For
3c	Reelect Chiu Sung Hong as Independent Non-Executive Director		Mgmt	For	For
3d	Reelect Tse Hau Yin, Aloysius as Independent Non-Executive Director		Mgmt	For	For
3e	Authorize Board to Fix the Remuneration of Directors		Mgmt	For	For
4	Reappoint Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
	Special Business
1	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		Mgmt	For	For
2	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
3	Authorize Reissuance of Repurchased Shares		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		1,342,000		1,342,000
		Total:		1,342,000		1,342,000
HSBC Holdings Plc		Shares Voted	46,837	Cusip/Sedol	6158163	Ticker	5 HK
Meeting Date	5/25/2007	Shares	46,837	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Financial Statements and Statutory Reports		Mgmt	For	For
2	Approve Remuneration Report		Mgmt	For	For
3(a)	Re-elect Lord Butler as Director		Mgmt	For	For
3(b)	Re-elect Baroness Lydia Dunn as Director		Mgmt	For	For
3(c)	Re-elect Rona Fairhead as Director		Mgmt	For	For
3(d)	Re-elect William Fung as Director		Mgmt	For	For
3(e)	Re-elect Sir Brian Moffat as Director		Mgmt	For	For
3(f)	Elect Gwyn Morgan as Director		Mgmt	For	For
4	Reappoint KPMG Audit Plc as Auditors and Authorise the Board to Determine Their Remuneration		Mgmt	For	For
5	Auth. Issuance of Non-Cumulative Pref. Shares with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 100,000, USD 100,000 and EUR 100,000; and Auth. Issuance of Ord. Shares with Pre-emptive Rights up to Aggregate Nominal Amount of USD 1,158,660,000		Mgmt	For	For
6	Subject to the Passing of Resolution 5, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 289,665,000		Mgmt	For	For
7	Authorise 1,158,660,000 Ordinary Shares for Market Purchase		Mgmt	For	For
8	Approve Scrip Dividend Program		Mgmt	For	For
9	Authorise the Company to Make EU Political Organisations Donations and to Incur EU Political Expenditures up to GBP 250,000		Mgmt	For	Abstain
10	Authorise HSBC Bank Plc to Make EU Political Organisations Donations and to Incur EU Political Expenditures up to GBP 50,000		Mgmt	For	Abstain
11	Authorise the Company to Use Electronic Communications		Mgmt	For	For
12	Amend Articles of Association Re: Use of Electronic Communications		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		46,837		46,837
		Total:		46,837		46,837
Angang Steel Company Limited		Shares Voted	1,042,000	Cusip/Sedol	6015644	Ticker	347 HK
Meeting Date	5/29/2007	Shares	1,042,000	Meeting Type	EGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Meeting for H Shareholders
	Special Business
1	Approve Class and Par Value of Shares to be Issued Pursuant to the Proposed Rights Issue		Mgmt	For	For
2	Approve Ratio and Number of Shares to be Issued Pursuant to the Proposed Rights Issue		Mgmt	For	For
3	Approve Pricing of Shares to be Issued Pursuant to the Proposed Rights Issue		Mgmt	For	For
4	Approve Target Subscribers of Shares to be Issued Pursuant to the Proposed Rights Issue		Mgmt	For	For
5	Approve Use of Proceeds from the Proposed Rights Issue		Mgmt	For	For
6	Approve Validity of the Proposed Rights Issue		Mgmt	For	For
7	Authorize Board to Take Any Action and Execute Any Document Necessary to Implement the Proposed Rights Issue		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		1,042,000		1,042,000
		Total:		1,042,000		1,042,000
Angang Steel Company Limited		Shares Voted	1,042,000	Cusip/Sedol	6015644	Ticker	347 HK
Meeting Date	5/29/2007	Shares	1,042,000	Meeting Type	EGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Special Business
1a	Approve Class and Par Value of Shares to be Issued Pursuant to the Proposed Rights Issue		Mgmt	For	For
1b	Approve Ratio and Number of Shares to be Issued Pursuant to the Proposed Rights Issue		Mgmt	For	For
1c	Approve Pricing of Shares to be Issued Pursuant to the Proposed Rights Issue		Mgmt	For	For
1d	Approve Target Subscribers of Shares to be Issued Pursuant to the Proposed Rights Issue		Mgmt	For	For
1e	Approve Use of Proceeds from the Proposed Rights Issue		Mgmt	For	For
1f	Approve Validity of the Proposed Rights Issue		Mgmt	For	For
1g	Authorize Board to Take Any Action and Execute Any Document Necessary to Implement the Proposed Rights Issue		Mgmt	For	For
	Ordinary Business
2	Approve Use of Proceeds from the Proposed Rights Issue for the Bayuquan Project		Mgmt	For	For
3	Approve Distribution of Undistributed Retained Profits Accrued Before the Completion of the Proposed Rights Issue		Mgmt	For	For
4	Approve the Previous Fund Use Report		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		1,042,000		1,042,000
		Total:		1,042,000		1,042,000
Denway Motors Ltd. (formerly Denway                                                              Investment)		Shares Voted	2,524,000	Cusip/Sedol	6263766	Ticker	203 HK
Meeting Date	6/6/2007	Shares	2,524,000	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Financial Statements and Statutory Reports		Mgmt	For	For
2	Declare Final Dividend		Mgmt	For	For
3a	Elect ZHANG Fangyou as Director		Mgmt	For	For
3b	Elect ZENG Qinghong as Director		Mgmt	For	For
3c	Elect CHEUNG Doi Shu as Director		Mgmt	For	For
3d	Authorize Board to Fix the Remuneration of Directors		Mgmt	For	For
4	Reappoint Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
5	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		Mgmt	For	For
6	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
7	Authorize Reissuance of Repurchased Shares		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		2,524,000		2,524,000
		Total:		2,524,000		2,524,000
China Shipping Development Co.(Formerly Shanghai Hai Xing)		Shares Voted	1,014,000	Cusip/Sedol	6782045	Ticker	1138 HK
Meeting Date	6/8/2007	Shares	1,014,000	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Approve Twelve Construction Agreements		Mgmt	For	For
2	Approve Two Tanker Construction Agreements		Mgmt	For	For
3	Approve Report of the Board of Directors		Mgmt	For	For
4	Approve Report of the Supervisory Committee		Mgmt	For	For
5	Approve Financial Statements and Statutory Reports		Mgmt	For	For
6	Approve Dividend Distribution Plan		Mgmt	For	For
7	Approve Remuneration of Directors and Supervisors and Reimbursements for Independent Non-Executive Directors		Mgmt	For	For
8	Reappoint Shanghai Zhonghua Huyin CPA and Ernst & Young as Domestic and International Auditors, Respectively, and Authorize Board to Fix Their Remuneration		Mgmt	For	For
9	Approve Report on Use of Proceeds from the Issuance of 350 Million New Shares on May 23, 2002		Mgmt	For	For
10	Elect Yan Zhi Chung as Supervisor		Mgmt	For	For
11	Amend Articles Re: Change the Number of Supervisors from 3 Persons to 3-5 Persons		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		1,014,000		1,014,000
		Total:		1,014,000		1,014,000
Angang Steel Company Limited		Shares Voted	1,042,000	Cusip/Sedol	6015644	Ticker	347 HK
Meeting Date	6/8/2007	Shares	1,042,000	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Report of the Board of Directors		Mgmt	For	For
2	Accept Report of the Supervisory Committee		Mgmt	For	For
3	Accept Financial Statements and Statutory Reports		Mgmt	For	For
4	Approve Proposed Distribution of Profits		Mgmt	For	For
5	Approve Remuneration of Directors and Senior Management		Mgmt	For	For
6	Approve Remuneration of Supervisors		Mgmt	For	For
7	Appoint KPMG and KPMG Huazhen as Overseas and Domestic Auditors, Respectively, and Authorize Board to Fix Their Remuneration		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		1,042,000		1,042,000
		Total:		1,042,000		1,042,000
HAITIAN INTERNATIONAL HOLDINGS LTD		Shares Voted	207,000	Cusip/Sedol	B1L2RC2	Ticker	1882 HK
Meeting Date	6/8/2007	Shares	207,000	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Financial Statements and Statutory Reports		Mgmt	For	For
2	Reelect Zhang Jianguo as Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
3	Reelect Zhang Jianfeng as Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
4	Reelect Guo Mingguang as Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
5	Reelect Pan Chaoyang as Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
6	Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
7	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
8	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		Mgmt	For	For
9	Authorize Reissuance of Repurchased Shares		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		207,000		207,000
		Total:		207,000		207,000
Hon Hai Precision Industry Co. Ltd.		Shares Voted	227,115	Cusip/Sedol	6438564	Ticker	2317 TT
Meeting Date	6/8/2007	Shares	227,115	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Financial Statements and Statutory Reports		Mgmt	For	For
2	Approve Allocation of Income and Dividends		Mgmt	For	For
3	Approve Capitalization of 2006 Dividends and Employee Profit Sharing		Mgmt	For	For
4	Approve Increase of Registered Capital and Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt		Mgmt	For	For
5	Amend Articles of Association		Mgmt	For	For
6	Amend Election Rules of Directors and Supervisors		Mgmt	For	For
7	Amend Procedures Governing the Acquisition or Disposal of Assets		Mgmt	For	For
8	Elect Directors and Supervisors		Mgmt	For	For
9	Approve Release of Restrictions of Competitive Activities of Directors		Mgmt	For	Abstain
10	Other Business
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		227,115		227,115
		Total:		227,115		227,115
Novatek Microelectronics Corp. Ltd.		Shares Voted	225,959	Cusip/Sedol	6346333	Ticker	3034 TT
Meeting Date	6/11/2007	Shares	225,959	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept 2006 Operating Results and Financial Statements		Mgmt	For	For
2	Approve Allocation of Income and Dividends		Mgmt	For	For
3	Approve Capitalization of 2006 Dividends and Employee Profit Sharing		Mgmt	For	For
4	Amend Articles of Association		Mgmt	For	Abstain
5	Amend Operating Procedures for Endorsement and Guarantee		Mgmt	For	Abstain
6	Amend Procedures Governing the Acquisition or Disposal of Assets		Mgmt	For	Abstain
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		225,959		225,959
		Total:		225,959		225,959
CNPC Hong Kong Ltd.		Shares Voted	1,752,000	Cusip/Sedol	6340078	Ticker	135 HK
Meeting Date	6/13/2007	Shares	1,752,000	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Financial Statements and Statutory Reports		Mgmt	For	For
2	Approve Final Dividend of HK$0.1 Per Share		Mgmt	For	For
3a	Reelect Zhang Bowen as Director		Mgmt	For	For
3b	Reelect Wang Mingcai as Director		Mgmt	For	For
3c	Reelect Liu Xiao Feng as Director		Mgmt	For	For
3d	Authorize Board to Fix Remuneration of Directors		Mgmt	For	For
4	Appoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
5	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		Mgmt	For	For
6	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
7	Authorize Reissuance of Repurchased Shares		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		1,752,000		1,752,000
		Total:		1,752,000		1,752,000
SHIN ZU SHING CO LTD		Shares Voted	0	Cusip/Sedol	B02GHN7	Ticker	3376 TT
Meeting Date	6/13/2007	Shares	177,000	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept 2006 Financial Statements and Operating Results		Mgmt	For
2	Approve Allocation of Income and Dividends		Mgmt	For
3	Amend Articles of Association		Mgmt	For
4	Approve Capitalization of 2006 Dividends and Employee Profit Sharing		Mgmt	For
5	Amend Election Rules of Directors and Supervisors		Mgmt	For		��
6	Amend Procedures Governing the Acquisition or Disposal of Assets		Mgmt	For
7	Elect Directors and Supervisors		Mgmt	For
8	Approve Release of Restrictions of Competitive Activities of Directors		Mgmt	For
9	Other Business
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		177,000		0
		Total:		177,000		0
Yanzhou Coal Mining Company Limited		Shares Voted	1,564,800	Cusip/Sedol	6109893	Ticker	1171 HK
Meeting Date	6/15/2007	Shares	1,564,800	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Report of the Board of Directors		Mgmt	For	For
2	Accept Report of the Supervisory Committee		Mgmt	For	For
3	Accept Financial Statements and Statutory Reports		Mgmt	For	For
4	Approve Profit Distribution Plan (Cash Dividend and Special Cash Distribution Dividend Plans)		Mgmt	For	For
5	Approve Remuneration of Directors		Mgmt	For	For
6	Appoint Deloitte Touche Tohmatsu and Deloitte Touche Tohmatsu Certified Public Accountants Ltd. as the Company's International and Domestic Auditors, Respectively, and Authorize Board to Fix Their Remuneration		Mgmt	For	For
7	Approve Amendments to the Business Scope of the Company		Mgmt	For	For
8a	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
8b	Description of Relevant Period		Mgmt	For	For
8c	Authorize Board to Approve, Execute and Procure All Documents, Deeds and Things Relevant to the Issue of New Shares		Mgmt	For	Against
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		1,564,800		1,564,800
		Total:		1,564,800		1,564,800
CHINA COAL ENERGY CO LTD		Shares Voted	29,000	Cusip/Sedol	B1JNK84	Ticker	1898 HK
Meeting Date	6/15/2007	Shares	29,000	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Report of the Board of Directors		Mgmt	For	For
2	Accept Report of the Supervisory Committee		Mgmt	For	For
3	Approve Emoluments Distribution Policy for Directors and Supervisors		Mgmt	For	For
4	Accept Financial Statements and Statutory Reports		Mgmt	For	For
5	Reappoint YueHua CPAs and PricewaterhouseCoopers as Domestic and International Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
6	Approve 2006 Profit Distribution Plan		Mgmt	For	For
7	Approve Capital Expenditure Budget for 2007		Mgmt	For	For
8	Approve the Rules of Procedure for the Shareholders' General Meeting		Mgmt	For	For
9	Approve the Rules of Procedure for the Board of Directors		Mgmt	For	For
10	Approve the Rules of Procedure for the Supervisory Committee		Mgmt	For	For
11	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		29,000		29,000
		Total:		29,000		29,000
Compal Electronics Inc.		Shares Voted	0	Cusip/Sedol	6225744	Ticker	2324 TT
Meeting Date	6/15/2007	Shares	519,031	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept 2006 Financial Statements		Mgmt	For
2	Approve 2006 Profit Distribution Plan		Mgmt	For
3	Approve Capitalization of 2006 Dividends, Reserves for Bonus Issue, and Employee Profit Sharing		Mgmt	For
4	Amend Articles of Association		Mgmt	For
5	Amend Procedures Governing the Acquisition or Disposal of Assets		Mgmt	For
6	Elect Wong Chung-Pin as Director with Shareholder No. 1357		Mgmt	For
7	Approve Release of Restrictions of Competitive Activities of Directors		Mgmt	For
8	Other Business
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		519,031		0
		Total:		519,031		0
Coretronic Corp(frmly OPTOMA CORP)		Shares Voted	0	Cusip/Sedol	6141806	Ticker	5371 TT
Meeting Date	6/15/2007	Shares	632,082	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept 2006 Operating Results and Financial Statements		Mgmt	For
2	Approve Allocation of Income and Dividends		Mgmt	For
3	Amend Articles of Association		Mgmt	For
4	Approve Capitalization of 2006 Dividends and Employee Profit Sharing		Mgmt	For
5	Approve Increase of Registered Capital and Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt or Domestic Rights Issue		Mgmt	For
6	Amend Procedures Governing the Acquisition or Disposal of Assets		Mgmt	For
7	Amend Rules and Procedures Regarding Shareholder Meeting		Mgmt	For
8	Amend Election Rules of Directors and Supervisors		Mgmt	For
	Elect Directors by Cumulative Voting
9.1	Elect Wade Chang as Director with ID No. T101707612		Mgmt	For
9.2	Elect Frank Juang as Director with ID No. U120013592		Mgmt	For
9.3	Elect Frank Yu as Director with ID No. Y100193108		Mgmt	For
9.4	Elect a Representative of Hsun Chieh Investment Corp. Ltd. as Director with Shareholder No. 70761592		Mgmt	For
9.5	Elect Robert Hung as Director with ID No. C100504640		Mgmt	For
	Elect Supervisors by Cumulative Voting
9.6	Elect a Representative of TLC Capital Co. Ltd. as Supervisor with Shareholder No. 27927067		Mgmt	For
9.7	Elect Wen-Chieh Wang as Supervisor with ID No. L120652644		Mgmt	For
9.8	Elect William Chia as Supervisor with ID No. T101727874		Mgmt	For
10	Approve Release of Restrictions of Competitive Activities of Directors		Mgmt	For
11	Other Business
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		632,082		0
		Total:		632,082		0
GUANGZHOU R&F PROPERTIES CO., LTD		Shares Voted	510,000	Cusip/Sedol	B19H8Y8	Ticker	2777 HK
Meeting Date	6/18/2007	Shares	510,000	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept the Report of the Board of Directors		Mgmt	For	For
2	Accept the Report of the Supervisory Committee		Mgmt	For	For
3	Accept Financial Statements and Statutory Reports		Mgmt	For	For
4	Approve Final Dividend of RMB 0.2 Per Share		Mgmt	For	For
5	Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
6	Approve the Board to Decide on Matters Relating to the Payment of Interim Dividend for the 6 Months Ended June 30, 2007		Mgmt	For	For
7a	Reelect Zhang Lin as Non-Executive Director		Mgmt	For	For
8a	Reelect Liang Yinemei as Supervisor		Mgmt	For	For
8b	Reelect Zheng Ercheng as Supervisor		Mgmt	For	For
9	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		510,000		510,000
		Total:		510,000		510,000
GUANGZHOU R&F PROPERTIES CO., LTD		Shares Voted	0	Cusip/Sedol	B19H8Y8	Ticker	2777 HK
Meeting Date	6/18/2007	Shares	510,000	Meeting Type	EGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Meeting for H Shareholders
	Special Business
1a	Approve Proposed A Share Issue and Terms and Conditions		Mgmt	For
1b	Authorize Board to Determine and Deal with Matters and to Execute all Relevant Agreements in Relation to the Proposed A Share Issue		Mgmt	For
1c	Approve Effectivity of the Proposed A Share Issue		Mgmt	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		510,000		0
		Total:		510,000		0
GUANGZHOU R&F PROPERTIES CO., LTD		Shares Voted	0	Cusip/Sedol	B19H8Y8	Ticker	2777 HK
Meeting Date	6/18/2007	Shares	510,000	Meeting Type	EGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Special Business
1a	Approve Proposed A Share Issue and Terms and Conditions		Mgmt	For
1b	Authorize Board to Determine and Deal with Matters and to Execute all Relevant Agreements in Relation to the Proposed A Share Issue		Mgmt	For
1c	Approve Effectivity of the Proposed A Share Issue		Mgmt	For
2	Approve Share Consolidation on the Basis of Every Four Issued or Unissued Ordinary Shares into One Ordinary Shares of RMB 1.0 Each and Authorize Board to Effect the Share Consolidation of Domestic Shares and H Shares		Mgmt	For
3	Approve Capitalization of Other Reserves and Transfer to the Paid Up Capital Account for the Issuance of 2.4 Billion Shares and Authorize Board to Effect the Capitalization Issue		Mgmt	For
4	Amend Articles of Association		Mgmt	For
5	Amend Address and Business Scope of the Company		Mgmt	For
	Ordinary Business
6	Approve Sharing of Accumulated Retained Earnings at the Time of the A Share Issue		Mgmt	For
7	Approve and Adopt Rules and Procedures of Shareholder's General Meeting		Mgmt	For
8	Approve and Adopt Rules and Procedures for Board Meeting		Mgmt	For
9	Approve and Adopt Rules and Procedures of the Supervisory Board		Mgmt	For
10	Approve and Adopt the Decision Making Procedures for Connected Transactions		Mgmt	For
11	Approve and Adopt Independent Directors' Rules		Mgmt	For
12	Approve Use of Proceeds from the Proposed A Share Issue		Mgmt	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		510,000		0
		Total:		510,000		0
Resorts World Berhad		Shares Voted	1,230,000	Cusip/Sedol	B1VXKN7	Ticker	RNB MK
Meeting Date	6/21/2007	Shares	1,230,000	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Financial Statements and Statutory Reports for the Financial Year Ended Dec. 31, 2006		Mgmt	For	For
2	Approve Final Dividend of MYR 0.15 Per Share Less 27 Percent Tax for the Financial Year Ended Dec. 31, 2006		Mgmt	For	For
3	Approve Remuneration of Directors in the Amount of MYR 661,900 for the Financial Year Ended Dec. 31, 2006		Mgmt	For	For
4	Elect Clifford Francis Herbert as Director		Mgmt	For	For
5	Elect Lin See Yan as Director		Mgmt	For	For
6	Elect Alwi Jantan as Director		Mgmt	For	For
7	Elect Wan Sidek bin Hj Wan Abdul Rahman as Director		Mgmt	For	For
8	Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
9	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights in Any Amount Up to 10 Percent of Issued Share Capital		Mgmt	For	For
10	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		1,230,000		1,230,000
		Total:		1,230,000		1,230,000
China Steel Corporation		Shares Voted	1,109,328	Cusip/Sedol	6190950	Ticker	2002 TT
Meeting Date	6/21/2007	Shares	1,109,328	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept 2006 Operating Results and Financial Statements		Mgmt	For	For
2	Approve 2006 Profit Distribution Plan		Mgmt	For	For
3	Approve Capitalization of 2006 Dividends and Employee Profit Sharing		Mgmt	For	For
4	Amend Articles of Association		Mgmt	For	Abstain
5	Amend Procedures Governing the Acquisition or Disposal of Assets		Mgmt	For	Abstain
6	Amend Election Rules of Directors and Supervisors		Mgmt	For	Abstain
	Elect Directors by Cumulative Voting
7.1	Elect Yao-Chung Chiang, a Representative of the Ministry of Economic Affairs, R.O.C., as Director with Shareholder No. Y00001		Mgmt	For	Abstain
7.2	Elect Fadah Hsieh, a Representative of the Ministry of Economic Affairs, R.O.C., as Director with Shareholder No. Y00001		Mgmt	For	Abstain
7.3	Elect Jung-Chiou Hwang, a Representative of the Ministry of Economic Affairs, R.O.C., as Director with Shareholder No. Y00001		Mgmt	For	Abstain
7.4	Elect Yuan-Cheng Chen, a Representative of Chiun Yu Investment Corporation., as Director with Shareholder No. V01357		Mgmt	For	Abstain
7.5	Elect Lo-Min Chung, a Representative of Ever Wealthy International Corporation, as Director with Shareholder No. V02376		Mgmt	For	Abstain
7.6	Elect Cheng-I Weng, a Representative of Gau Ruei Investment Corporation as Director with Shareholder No. V01360		Mgmt	For	Abstain
7.7	Elect Shun-Tsai Wu, a Representative of China Steel Labor Union, as Director with Shareholder No. X00012		Mgmt	For	Abstain
7.8	Elect Ho-Chong Chen, a Representative of Shin Mao Investment Corporation, as Director with Shareholder No. V01369		Mgmt	For	Abstain
7.9	Elect San-Shiung Hong as Independent Director with ID No. A101349114		Mgmt	For	Abstain
7.1	Elect Ken H.C. Chiu as Independent Director with ID No. E100588951		Mgmt	For	Abstain
7.11	Elect Wei-Sheng Hwang as Independent Director with ID No. T102103672		Mgmt	For	Abstain
	Elect Supervisors by Cumulative Voting
7.12	Elect Iuan-Yuan Lu, a Representative of Hung Chuan Investment Corporation, as Supervisor with Shareholder No. V02250		Mgmt	For	Abstain
7.13	Elect Jing-Yi Wang, a Representative of Chi Yi Investment Corporation, as Supervisor with Shareholder No. V02555		Mgmt	For	Abstain
7.14	Elect Ying-Yuan Lee, a Representative of Bureau of Labor Insurance, as Supervisor with Shareholder No. V01384		Mgmt	For	Abstain
8	Approve Release of Restrictions of Competitive Activities of Directors		Mgmt	For	Abstain
9	Other Business		Mgmt	For	Abstain
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		1,109,328		1,109,328
		Total:		1,109,328		1,109,328
WISTRON CORP		Shares Voted	1,160,791	Cusip/Sedol	6672481	Ticker	3231 TT
Meeting Date	6/21/2007	Shares	1,160,791	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept 2006 Financial Statements and Operating Results		Mgmt	For	For
2	Approve 2006 Profit Distribution Plan		Mgmt	For	For
3	Approve Capitalization of 2006 Dividends and Employee Profit Sharing		Mgmt	For	For
4	Amend Articles of Association		Mgmt	For	Abstain
5	Amend Procedures Governing the Acquisition or Disposal of Assets		Mgmt	For	Abstain
6	Approve Release of Restrictions of Competitive Activities of Directors		Mgmt	For	Abstain
7	Approve 5-Year Income Tax Exemption Under Statute for Upgrading Industry		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		1,160,791		1,160,791
		Total:		1,160,791		1,160,791
Kingboard Chemical Holdings Ltd		Shares Voted	165,000	Cusip/Sedol	6491318	Ticker	148 HK
Meeting Date	6/25/2007	Shares	165,000	Meeting Type	EGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Approve KBL Share Option Scheme		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		165,000		165,000
		Total:		165,000		165,000
Jiangxi Copper Company Ltd.		Shares Voted	0	Cusip/Sedol	6000305	Ticker	358 HK
Meeting Date	6/26/2007	Shares	1,306,000	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Report of the Board of Directors		Mgmt	For
2	Accept Report of the Supervisory Committee		Mgmt	For
3	Accept Financial Statements and Auditors' Report		Mgmt	For
4	Approve Distribution of Profit		Mgmt	For
5	Approve Remuneration and Annual Bonus of Executive Directors and Supervisors; Allowance of Independent Non-Executive Directors and Annual Bonus of Senior Management		Mgmt	For
6	Approve Remuneration of Directors and Supervisors for the Two Years of 2007 and 2008 and the Increment Thereof and Authorize the Remuneration Committee to Determine the Increment for the Years of 2007 and 2008		Mgmt	For
7	Approve Adoption of the Rules of Management on Use of Proceeds		Mgmt	For
8	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For
9	Amend Articles Re: Scope of Operations of the Company		Mgmt	For
10	Appoint Ernst & Young Hua Ming and Ernst & Young as Domestic and International Auditors; Authorize Board to Fix Their Remuneration; and Any One Executive Director to Enter into the Service Agreement and Other Related Documents with the Appointed Auditors		Mgmt	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		1,306,000		0
		Total:		1,306,000		0
PT Telekomunikasi Indonesia Tbk		Shares Voted	1,460,000	Cusip/Sedol	B02ZK79	Ticker	TLKM IJ
Meeting Date	6/29/2007	Shares	1,460,000	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Annual Report		Mgmt	For	For
2	Accept Financial Statements and Statutory Reports		Mgmt	For	For
3	Approve Allocation of Income		Mgmt	For	For
4	Approve Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
5	Elect Directors and Commissioners		Mgmt	For	For
6	Approve Remuneration of Directors and Commissioners		Mgmt	For	For
7	Approve Delegation of Duties for Directors		Mgmt	For	For
8	Elect Commissioners		Mgmt	For	For
9	Authorize Share Repurchase Program		Mgmt	For	For
10	Amend Articles of Association		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03504 GUINNESS ATKINSON ASIA FOCUS FUND		1,460,000		1,460,000
		Total:		1,460,000		1,460,000

Vote Summary
07/01/06 to 06/30/07
Sorted by Meeting Date.
In All Markets, for all statuses, for GUINNESS ATKINSON CHINA & HONG KONG FUND.
Kingboard Chemical Holdings Ltd		Shares Voted	950,000	Cusip/Sedol	6491318	Ticker	148 HK
Meeting Date	7/4/2006	Shares	950,000	Meeting Type	EGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Approve Transfer by Elec & Eltek Electronic Components Ltd. of a 10 Percent Equity Interest in Elec & Eltek Display Technology Ltd. to Wong Ming Yam		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		950,000		950,000
		Total:		950,000		950,000
Chaoda Modern Agriculture (Holdings) Limited		Shares Voted	3,984,000	Cusip/Sedol	6313490	Ticker	682 HK
Meeting Date	8/2/2006	Shares	3,984,000	Meeting Type	EGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Ordinary Business
1	Approve Connected Transaction with a Related Party and Annual Caps		Mgmt	For	For
	Special Business
1	Amend Articles Re: Removal, Rotation, and Retirement of Directors		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		3,984,000		3,984,000
		Total:		3,984,000		3,984,000
Vtech Holdings Ltd		Shares Voted	473,000	Cusip/Sedol	6928560	Ticker	303 HK
Meeting Date	8/11/2006	Shares	473,000	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Financial Statements and Statutory Reports for the Year Ended Mar. 31, 2006		Mgmt	For	For
2	Approve Final Dividend for the Year Ended Mar. 31, 2006		Mgmt	For	For
3a	Reelect Allan WONG Chi Yun as Director		Mgmt	For	For
3b	Reelect Albert LEE Wai Kuen as Director		Mgmt	For	For
3c	Approve Total Remuneration of Directors at $120,000 with Each Director Entitled to Not More Than $20,000 Per Annum for the Year Ending Mar. 31, 2007 and Each Subsequent Financial Year		Mgmt	For	For
4	Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
5	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		Mgmt	For	For
6	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	For
7	Authorize Reissuance of Repurchased Shares		Mgmt	For	Against
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		473,000		473,000
		Total:		473,000		473,000
Wheelock & Co. Ltd.		Shares Voted	1,330,000	Cusip/Sedol	6981488	Ticker	20 HK
Meeting Date	8/25/2006	Shares	1,330,000	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Financial Statements and Statutory Reports		Mgmt	For	For
2	Approve Final Dividend		Mgmt	For	For
3a	Reelect Peter K.C. Woo as Director		Mgmt	For	For
3b	Reelect Paul Y.C. Tsui as Director		Mgmt	For	For
3c	Reelect Alexander S.K. Au as Director		Mgmt	For	For
3d	Reelect B.M. Chang as Director		Mgmt	For	For
4	Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
5	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		Mgmt	For	For
6	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
7	Authorize Reissuance of Repurchased Shares		Mgmt	For	Against
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		1,330,000		1,330,000
		Total:		1,330,000		1,330,000
Chen Hsong Holdings Ltd.		Shares Voted	3,510,000	Cusip/Sedol	6189646	Ticker	57 HK
Meeting Date	8/25/2006	Shares	3,510,000	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Financial Statements and Statutory Reports		Mgmt	For	For
2	Approve Final Dividend of HK$0.15 Per Share		Mgmt	For	For
3a	Reelect Lai Yuen CHIANG as Director		Mgmt	For	For
3b	Reelect Stephen Hau Leung CHUNG as Director		Mgmt	For	For
3c	Approve Remuneration of Directors for the Year Ending Mar. 31, 2007 at an Aggregate Sum Not Exceeding HK$900,000		Mgmt	For	For
4	Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
5	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		Mgmt	For	For
6	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
7	Authorize Reissuance of Repurchased Shares		Mgmt	For	Against
8	Amend Bylaws Re: Voting by Poll, Appointment, and Retirement by Rotation of Directors		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		3,510,000		3,510,000
		Total:		3,510,000		3,510,000
Victory City International Holdings Ltd		Shares Voted	5,512,000	Cusip/Sedol	6179614	Ticker	539 HK
Meeting Date	8/25/2006	Shares	5,512,000	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Financial Statements and Statutory Reports		Mgmt	For	For
2	Approve Final Dividend of HK$0.06 Per Share with Scrip Alternative		Mgmt	For	For
3a	Reelect Li Ming Hung as Director		Mgmt	For	For
3b	Reelect Chen Tien Tui as Director		Mgmt	For	For
3c	Reelect Choi Lin Hung as Director		Mgmt	For	For
3d	Reelect Kwok Sze Chi as Director		Mgmt	For	For
3e	Authorize Board to Fix the Remuneration of Directors		Mgmt	For	For
4	Reappoint Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
5	Amend Bylaws Re: Purchase of Own Securities, Voting by Poll, Appointment of Directors, and Board Meeting Notification		Mgmt	For	For
6	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
7	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		Mgmt	For	For
8	Authorize Reissuance of Repurchased Shares		Mgmt	For	Against
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		5,512,000		5,512,000
		Total:		5,512,000		5,512,000
CHINA SHIPPING CONTAINER LINES CO                                                                         LTD		Shares Voted	2,621,000	Cusip/Sedol	B018L76	Ticker	2866 HK
Meeting Date	8/28/2006	Shares	2,621,000	Meeting Type	EGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Approve Resignation of Li Kelin as Director		Mgmt	For	For
2	Approve Resignation of Yao Zuozhi as Supervisor		Mgmt	For	For
3	Elect Yao Zhuozhi as Non-Executive Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
4	Elect Chen Decheng as Supervisor and Authorize Board to Fix His Remuneration		Mgmt	For	For
5	Authorize Issuance of Bonds in the Aggregate Principal Amount of up to RMB 3.5 Billion		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		2,621,000		2,621,000
		Total:		2,621,000		2,621,000
Angang New Steel Company		Shares Voted	5,366,000	Cusip/Sedol	6015644	Ticker	347 HK
Meeting Date	9/29/2006	Shares	5,366,000	Meeting Type	EGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Approve the Bayuquan Facility Proposal		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		5,366,000		5,366,000
		Total:		5,366,000		5,366,000
CNOOC LTD		Shares Voted	10,957,000	Cusip/Sedol	B00G0S5	Ticker	883 HK
Meeting Date	9/29/2006	Shares	10,957,000	Meeting Type	EGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Approve Revised Annual Caps for Connected Transactions		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		10,957,000		10,957,000
		Total:		10,957,000		10,957,000
ALUMINUM CORPORATION OF CHINA                                                                     LTD		Shares Voted	4,000,000	Cusip/Sedol	6425395	Ticker	2600 HK
Meeting Date	10/13/2006	Shares	4,000,000	Meeting Type	EGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Approve Interim Dividend		Mgmt	For	For
2	Elect Zhang Chengzhong as Executive Director		Mgmt	For	For
3	Elect Ao Hong as Supervisor		Mgmt	For	For
4	Elect Zhang Zhankui as Supervisor		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		4,000,000		4,000,000
		Total:		4,000,000		4,000,000
Hopewell Holdings Ltd.		Shares Voted	200,000	Cusip/Sedol	6140290	Ticker	54 HK
Meeting Date	10/19/2006	Shares	200,000	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Financial Statements and Statutory Reports		Mgmt	For	For
2	Approve Final Dividend of HK$0.48 Per Share		Mgmt	For	For
3a	Reelect Eddie Ping Chang HO as Director		Mgmt	For	For
3b	Reelect David Yau-gay LUI as Director		Mgmt	For	For
3c	Reelect Albert Kam Yin YEUNG as Director		Mgmt	For	For
3d	Reelect Andy Lee Ming CHEUNG as Director		Mgmt	For	For
3e	Reelect Eddie Wing Chuen HO Junior as Director		Mgmt	For	For
3f	Approve Remuneration of Directors		Mgmt	For	For
4	Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
5a	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		Mgmt	For	For
5b	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
5c	Authorize Reissuance of Repurchased Shares		Mgmt	For	Against
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		200,000		200,000
		Total:		200,000		200,000
Petrochina Company Limited		Shares Voted	8,256,000	Cusip/Sedol	6226576	Ticker	857 HK
Meeting Date	11/1/2006	Shares	8,256,000	Meeting Type	EGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Approve Continuing Connected Transactions Arising from the Acquisition of a 67 Percent Interest in PetroKazakhstan Inc. by PetroChina Co. Ltd. through CNPC Exploration and Development Co. Ltd. within the Scope of the Amended Comprehensive Agreement		Mgmt	For	For
2	Approve Revision of Existing Annual Caps of Each of the Continuing Connected Transaction Under the Amended Comprehensive Agreement as a Result of the Acquisition of Petrokazakhstan Inc.		Mgmt	For	For
3	Approve Revision of Existing Annual Caps of Each of the Continuing Connected Transaction Under the Amended Comprehensive Agreement as a Result of Changes to Production and Operational Environment of PetroChina Co. Ltd.		Mgmt	For	For
4	Approve Revision of Existing Annual Caps in Respect of the Products and Services to be Provided by PetroChina Co. Ltd. and its Subsidiaries to China Railway Materials and Suppliers Corp.		Mgmt	For	For
5	Amend Articles Re: Scope of Business		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		8,256,000		8,256,000
		Total:		8,256,000		8,256,000
Shenzhen Expressway Company Ltd.		Shares Voted	3,784,000	Cusip/Sedol	6848743	Ticker	548 HK
Meeting Date	11/3/2006	Shares	3,784,000	Meeting Type	EGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Special Business
1a	Approve Issuance Size Relating to the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1b	Approve Issuance Price Relating to the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1c	Approve Issuance Target Relating to the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1d	Approve Method of Issuance Relating to the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1e	Approve Interest Rate of Bonds Relating to the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1f	Approve Term of Bonds Relating to the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1g	Approve Term and Method of Repayment for Principal and Payment of Interests Relating to the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1h	Approve Terms of Redemption Relating to the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1i	Approve Guarantee Relating to the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1j	Approve Term of Warrants Relating to the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1k	Approve Conversion Period of Warrants Relating to the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1l	Approve Conversion Price of Warrants and Its Method of Adjustments Relating to the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1m	Approve Proportion of Exercise Rights of Warrants and its Method of Adjustments Relating to the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1n	Approve Use of Proceeds from the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1o	Approve Validity of Resolutions Relating to the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1p	Authorize Board to Complete Specific Matters of the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
	Ordinary Business
2	Approve Resolution Relating to the Feasibility of the Project to be Invested with the Proceeds from the Proposed Issuance		Mgmt	For	For
3	Approve Resolution Relating to the Description on the Use of Proceeds from the Previous Issuance		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		3,784,000		3,784,000
		Total:		3,784,000		3,784,000
Shenzhen Expressway Company Ltd.		Shares Voted	3,784,000	Cusip/Sedol	6848743	Ticker	548 HK
Meeting Date	11/3/2006	Shares	3,784,000	Meeting Type	EGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Meeting For H Shareholders
	Special Business
1a	Approve Issuance Size Relating to the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1b	Approve Issuance Price Relating to the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1c	Approve Issuance Target Relating to the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1d	Approve Method of Issuance Relating to the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1e	Approve Interest Rate of Bonds Relating to the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1f	Approve Term of Bonds Relating to the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1g	Approve Term and Method of Repayment for Principal and Payment of Interests Relating to the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1h	Approve Terms of Redemption Relating to the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1i	Approve Guarantee Relating to the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1j	Approve Term of Warrants Relating to the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1k	Approve Conversion Period of Warrants Relating to the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1l	Approve Conversion Price of Warrants and Its Method of Adjustments Relating to the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1m	Approve Proportion of Exercise Rights of Warrants and its Method of Adjustments Relating to the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1n	Approve Use of Proceeds from the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1o	Approve Validity of Resolutions Relating to the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1p	Authorize Board to Complete Specific Matters of the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		3,784,000		3,784,000
		Total:		3,784,000		3,784,000
Yanzhou Coal Mining Company Limited		Shares Voted	5,155,200	Cusip/Sedol	6109893	Ticker	1171 HK
Meeting Date	11/10/2006	Shares	5,155,200	Meeting Type	EGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Ordinary Business
1	Approve Acquisition of a 98 Percent Equity Interest in Yankuang Shanxi Neng Hua Co. Ltd. from Yankuang Group Corp. Ltd.		Mgmt	For	For
2	Elect Zhang Baocai as Director		Mgmt	For	For
	Special Business
3	Amend Articles Re: Scope of Business		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		5,155,200		5,155,200
		Total:		5,155,200		5,155,200
Sino Land Company Ltd		Shares Voted	1,624,000	Cusip/Sedol	6810429	Ticker	83 HK
Meeting Date	11/16/2006	Shares	1,624,000	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Financial Statements and Statutory Reports		Mgmt	For	For
2	Approve Final Dividend of HK$0.3 Per Share with an Option for Scrip Dividend		Mgmt	For	For
3a	Reelect Robert Ng Chee Siong as Director		Mgmt	For	For
3b	Reelect Allan Zeman as Director		Mgmt	For	For
3c	Reelect Yu Wai Wai as Director		Mgmt	For	For
3d	Authorize Board to Fix the Remuneration of Directors		Mgmt	For	For
4	Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
5a	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		Mgmt	For	For
5b	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
5c	Authorize Reissuance of Repurchased Shares		Mgmt	For	Against
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		1,624,000		1,624,000
		Total:		1,624,000		1,624,000
Chaoda Modern Agriculture (Holdings)                                                                 Limited		Shares Voted	3,984,000	Cusip/Sedol	6313490	Ticker	682 HK
Meeting Date	11/28/2006	Shares	3,984,000	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Financial Statements and Statutory Reports		Mgmt	For	For
2	Approve Final Dividend		Mgmt	For	For
3a	Reelect Kwok Ho as Director		Mgmt	For	For
3b	Reelect Fung Chi Kin as Director		Mgmt	For	For
3c	Reelect Tam Ching Ho as Director		Mgmt	For	For
3d	Authorize Board to Fix the Remuneration of Directors		Mgmt	For	For
4	Reappoint Joint Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
5a	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		Mgmt	For	For
5b	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
5c	Authorize Reissuance of Repurchased Shares		Mgmt	For	Against
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		3,984,000		3,984,000
		Total:		3,984,000		3,984,000
FITTEC INTERNATIONAL GROUP LTD		Shares Voted	7,070,000	Cusip/Sedol	B0R8XW9	Ticker	2662 HK
Meeting Date	12/1/2006	Shares	7,070,000	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Financial Statements and Statutory Reports		Mgmt	For	For
2	Approve Final Dividend of HK$0.02 Per Share		Mgmt	For	For
3a1	Reelect Lam Chi Ho as Director		Mgmt	For	For
3a2	Reelect Sun Mi Li as Director		Mgmt	For	For
3a3	Reelect Tsuji Tadao as Director		Mgmt	For	For
3a4	Reelect Wu Siu Fan, Anita as Director		Mgmt	For	For
3a5	Reelect Christopher Roger Moss as Director		Mgmt	For	For
3a6	Reelect Chung Wai Kwok, Jimmy as Director		Mgmt	For	For
3a7	Reelect Xie Bai Quan as Director		Mgmt	For	For
3b	Authorize Board to Fix the Remuneration of Directors		Mgmt	For	For
4	Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
5a	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
5b	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		Mgmt	For	For
5c	Authorize Reissuance of Repurchased Shares		Mgmt	For	Against
6	Amend Articles Re: Removal of Directors		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		7,070,000		7,070,000
		Total:		7,070,000		7,070,000
Esprit Holdings		Shares Voted	519,071	Cusip/Sedol	6321642	Ticker	330 HK
Meeting Date	12/5/2006	Shares	519,071	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Financial Statements and Statutory Reports		Mgmt	For	For
2	Approve Final Dividend of HK$0.73 Per Share		Mgmt	For	For
3	Approve Special Dividend of HK$1.08 Per Share		Mgmt	For	For
4a	Reelect Heinz Jurgen KROGNER-KORNALIK as Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
4b	Reelect Jurgen Alfred Rudolf FRIEDRICH as Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
4c	Reelect Paul CHENG Ming Fun as Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
5	Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
6	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		Mgmt	For	For
7	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	For
8	Authorize Reissuance of Repurchased Shares		Mgmt	For	Against
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		519,071		519,071
		Total:		519,071		519,071
Kingboard Chemical Holdings Ltd		Shares Voted	950,000	Cusip/Sedol	6491318	Ticker	148 HK
Meeting Date	12/8/2006	Shares	950,000	Meeting Type	EGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Approve Connected Transactions and Annual Caps		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		950,000		950,000
		Total:		950,000		950,000
CNPC Hong Kong Ltd.		Shares Voted	6,210,000	Cusip/Sedol	6340078	Ticker	135 HK
Meeting Date	12/15/2006	Shares	6,210,000	Meeting Type	EGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Approve Continuing Connected Transactions and Proposed Annual Caps		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		6,210,000		6,210,000
		Total:		6,210,000		6,210,000
China Shipping Development                  Co.(Formerly Shanghai Hai Xing)		Shares Voted	4,510,000	Cusip/Sedol	6782045	Ticker	1138 HK
Meeting Date	12/28/2006	Shares	4,510,000	Meeting Type	EGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Approve Acquisition of 42 Vessels from China Shipping (Group) Co. for a Consideration of Approximately RMB 2.5 Billion		Mgmt	For	For
2	Approve Issuance of Convertible Bonds		Mgmt	For	For
3	Approve the Terms of the Type of Debt Securities to be Issued		Mgmt	For	For
4	Approve Total Amount of Convertible Bonds		Mgmt	For	For
5	Approve Face Value of Convertible Bonds		Mgmt	For	For
6	Approve Issue Price of Convertible Bonds		Mgmt	For	For
7	Approve Maturity of Convertible Bonds		Mgmt	For	For
8	Approve Coupon Rate of Convertible Bonds		Mgmt	For	For
9	Approve Payment of Interest of Convertible Bonds		Mgmt	For	For
10	Approve Conversion Period of Convertible Bonds		Mgmt	For	For
11	Approve Determination of Conversion Price and Adjustment Method of Convertible Bonds		Mgmt	For	For
12	Approve Downward Adjustment of Conversion Price of Convertible Bonds		Mgmt	For	For
13	Approve Mechanism for Rounding Off Fractions into Nearest Figures of Convertible Bonds		Mgmt	For	For
14	Approve Terms of Redemption at the Option of the Company		Mgmt	For	For
15	Approve Terms of Redemption at the Option of the Bond Holder		Mgmt	For	For
16	Approve Vesting of Dividends for the Conversion Year		Mgmt	For	For
17	Approve Method of Issuance and Targets in Relation to the Proposed Issuance of Convertible Bonds		Mgmt	For	For
18	Approve Placing Arrangement for Existing Shareholders		Mgmt	For	For
19	Approve Use of Proceeds from the Issuance of Convertible Bonds to Acquire Dry Bulk Cargo Vessels		Mgmt	For	For
20	Approve Feasibility of the Proposed Use of Proceeds from the Issuance of Convertible Bonds		Mgmt	For	For
21	Approve Authority to Issue Convertible Bonds within One Year from the Date of this Resolution		Mgmt	For	For
22	Approve the Report of the Company on the Issue of 350 Million New A Shares on May 23, 2002 and the Use of Proceeds Arising Therefrom		Mgmt	For	For
23	Authorize Board to Do All Acts and Things and Execute Documents Necessary to Implement the Issuance of Convertible Bonds		Mgmt	For	For
24	Approve New Services Agreement		Mgmt	For	For
25	Approve Establishment of Nomination Committee		Mgmt	For	For
26	Approve Adoption of Implementation Rules for the Nomination Committee		Mgmt	For	For
27	Approve Four Construction Agreements		Mgmt	For	For
28	Amend Articles Re: Increase Number of Directors from Nine to 15		Mgmt	For	For
29	Elect Lin Jianqing as Executive Director		Mgmt	For	For
30	Elect Ma Xun as Independent Non-Executive Director		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		4,510,000		4,510,000
		Total:		4,510,000		4,510,000
China Shipping Development                  Co.(Formerly Shanghai Hai Xing)		Shares Voted	4,510,000	Cusip/Sedol	6782045	Ticker	1138 HK
Meeting Date	12/28/2006	Shares	4,510,000	Meeting Type	CLS
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Meeting For H Shareholders
	Special Business
1	Approve Issuance of Convertible Bonds		Mgmt	For	For
2	Approve the Terms of the Type of Debt Securities to be Issued		Mgmt	For	For
3	Approve Total Amount of Convertible Bonds		Mgmt	For	For
4	Approve Face Value of Convertible Bonds		Mgmt	For	For
5	Approve Issue Price of Convertible Bonds		Mgmt	For	For
6	Approve Maturity of Convertible Bonds		Mgmt	For	For
7	Approve Coupon Rate of Convertible Bonds		Mgmt	For	For
8	Approve Payment of Interest of Convertible Bonds		Mgmt	For	For
9	Approve Conversion Period of Convertible Bonds		Mgmt	For	For
10	Approve Determination of Conversion Price and Adjustment Method of Convertible Bonds		Mgmt	For	For
11	Approve Downward Adjustment of Conversion Price of Convertible Bonds		Mgmt	For	For
12	Approve Mechanism for Rounding Off Fractions into Nearest Figures of Convertible Bonds		Mgmt	For	For
13	Approve Terms of Redemption at the Option of the Company		Mgmt	For	For
14	Approve Terms of Redemption at the Option of the Bond Holder		Mgmt	For	For
15	Approve Vesting of Dividends for the Conversion Year		Mgmt	For	For
16	Approve Method of Issuance and Targets in Relation to the Proposed Issuance of Convertible Bonds		Mgmt	For	For
17	Approve Placing Arrangement for Existing Shareholders		Mgmt	For	For
18	Approve Use of Proceeds from the Issuance of Convertible Bonds to Acquire Dry Bulk Cargo Vessels		Mgmt	For	For
19	Approve Feasibility of the Proposed Use of Proceeds from the Issuance of Convertible Bonds		Mgmt	For	For
20	Approve Authority to Issue Convertible Bonds within One Year from the Date of this Resolution		Mgmt	For	For
21	Approve the Report of the Company on the Issue of 350 Million New A Shares on May 23, 2002 and the Use of Proceeds Arising Therefrom		Mgmt	For	For
22	Authorize Board to Do All Acts and Things and Execute Documents Necessary to Implement the Issuance of Convertible Bonds		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		4,510,000		4,510,000
		Total:		4,510,000		4,510,000
China Petroleum & Chemical Corp.		Shares Voted	5,570,000	Cusip/Sedol	6291819	Ticker	386 HK
Meeting Date	1/22/2007	Shares	5,570,000	Meeting Type	EGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Special Business
1	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
2	Approve Issuance of Up to $1.5 Billion Convertible Bonds within 12 Months from the Date of Approval		Mgmt	For	For
3	Authorize Board to Deal with All Matters in Connection with the Issuance of Convertible Bonds		Mgmt	For	For
4	Approve Issuance of Up to RMB 10 Billion Domestic Corporate Bonds within 12 Months from the Date of Approval		Mgmt	For	For
5	Authorize Board to Deal with All Matters in Connection with the Issuance of Domestic Corporate Bonds		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		5,570,000		5,570,000
		Total:		5,570,000		5,570,000
Dongfang Electrical Machinery Company                                                                          Ltd		Shares Voted	2,114,000	Cusip/Sedol	6278566	Ticker	1072 HK
Meeting Date	2/27/2007	Shares	2,114,000	Meeting Type	EGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Elect Si Zefu as Director		Mgmt	For	For
2	Elect Chen Xinyou as Director		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		2,114,000		2,114,000
		Total:		2,114,000		2,114,000
FAR EAST PHARMACEUTICAL                                                  TECHNOLOGY		Shares Voted	1,240,000	Cusip/Sedol	6702065	Ticker	399 HK
Meeting Date	3/23/2007	Shares	1,240,000	Meeting Type	EGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Elect Tai Kai Hing as Executive Director		Mgmt	For	For
2	Elect Chung Wai Man as Independent Non-Executive Director		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		1,240,000		1,240,000
		Total:		1,240,000		1,240,000
Angang Steel Company Limited		Shares Voted	5,366,000	Cusip/Sedol	6015644	Ticker	347 HK
Meeting Date	3/26/2007	Shares	5,366,000	Meeting Type	EGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Elect Zhang Xiaogang as Executive Director		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		5,366,000		5,366,000
		Total:		5,366,000		5,366,000
CNOOC LTD		Shares Voted	0	Cusip/Sedol	B00G0S5	Ticker	883 HK
Meeting Date	3/30/2007	Shares	10,957,000	Meeting Type	EGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Approve Connected Transaction with a Related Party and Proposed Cap		Mgmt	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		10,957,000		0
		Total:		10,957,000		0
Jiangxi Copper Company Ltd.		Shares Voted	0	Cusip/Sedol	6000305	Ticker	358 HK
Meeting Date	4/3/2007	Shares	4,316,000	Meeting Type	EGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Approve Consolidated Industrial Services Agreement and Annual Caps		Mgmt	For
2	Approve Consolidated Supply Agreement and Annual Caps		Mgmt	For
3	Approve Consolidated Miscellaneous Services Agreement and Annual Caps		Mgmt	For
4	Approve Inter-Group Consolidated Supply and Industrial Services Agreement and Annual Caps		Mgmt	For
5	Approve JCC Group Consolidated Supply and Industrial Services Agreement and Annual Caps		Mgmt	For
6	Approve Resignation of He Changming as Executive Director		Mgmt	For
7	Approve Resignation of Qi Huaiying as Executive Director		Mgmt	For
8	Elect Li Baomin as Executive Director		Mgmt	For
9	Elect Long Ziping as Executive Director		Mgmt	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		4,316,000		0
		Total:		4,316,000		0
CHINA SHIPPING CONTAINER LINES CO                                                                         LTD		Shares Voted	2,621,000	Cusip/Sedol	B018L76	Ticker	2866 HK
Meeting Date	4/10/2007	Shares	2,621,000	Meeting Type	EGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Approve Revised 2006 Annual Caps for Master Supply Agreement, First Master Liner and Cargo Agency Agreement, Second Master Liner and Cargo Agency Agreement and Master Liner Services Agreement		Mgmt	For	For
2	Approve Non-Exempt Continuing Connected Transactions and Respective Proposed Annual Caps		Mgmt	For	For
3	Approve Revised Master Provision of Containers Agreement and Proposed Annual Caps		Mgmt	For	For
4	Authorize Board to Do All Such Acts and Things and Execute All Such Documents and Take All Such Steps Necessary to Give Effect to the Resolutions Mentioned Above		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		2,621,000		2,621,000
		Total:		2,621,000		2,621,000
Shenzhen Expressway Company Ltd.		Shares Voted	3,784,000	Cusip/Sedol	6848743	Ticker	548 HK
Meeting Date	4/20/2007	Shares	3,784,000	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Report of the Directors		Mgmt	For	For
2	Accept Report of the Supervisory Committee		Mgmt	For	For
3	Accept Financial Statements and Statutory Reports		Mgmt	For	For
4	Approve Final Dividend and Profit Distribution Scheme		Mgmt	For	For
5	Approve Budget Plan For the Year 2007		Mgmt	For	For
6	Reappoint PricewaterhouseCoopers as International Auditors and PricewaterhouseCoopers Zhong Tian CPAs Co., Ltd. as Statutory Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		3,784,000		3,784,000
		Total:		3,784,000		3,784,000
Midland Holdings Ltd (formerly Midland                                          Realty Holdings Ltd)		Shares Voted	4,800,000	Cusip/Sedol	6597700	Ticker	1200 HK
Meeting Date	4/23/2007	Shares	4,800,000	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Financial Statements and Statutory Reports		Mgmt	For	For
2	Approve Final Dividend		Mgmt	For	For
3a	Reelect Kwok Ying Lung as Executive Director		Mgmt	For	For
3b	Reelect Sun Tak Chiu as Independent Non-Executive Director		Mgmt	For	For
3c	Relect Wang Ching Miao, Wilson as Independent Non-Executive Director		Mgmt	For	For
3d	Approve Remuneration of Directors		Mgmt	For	For
4	Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
5	Fix Maximum Number of Directors at 10 and Authorize Board to Appoint Additional Directors Up to Such Maximum Number		Mgmt	For	For
6	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
7	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		Mgmt	For	For
8	Authorize Reissuance of Repurchased Shares		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		4,800,000		4,800,000
		Total:		4,800,000		4,800,000
Clp Holdings (Formerly China Light                                                               & Power)		Shares Voted	431,000	Cusip/Sedol	6097017	Ticker	2 HK
Meeting Date	4/24/2007	Shares	431,000	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Financial Statements and Statutory Reports		Mgmt	For	For
2a	Approve Final Dividend of HK$0.89 Per Share		Mgmt	For	For
2b	Approve Special Final Dividend of HK$0.02 Per Share		Mgmt	For	For
3a	Elect Jason Holroyd Whittle as Director		Mgmt	For	For
3b	Elect Lee Ting Chang Peter as Director		Mgmt	For	For
3c	Elect Peter William Greenwood as Director		Mgmt	For	For
3d	Reelect Vernon Francis Moore as Director		Mgmt	For	For
3e	Reelect Rudolf Bischof as Director		Mgmt	For	For
3f	Reelect Loh Chung Hon Hansen as Director		Mgmt	For	For
3g	Reelect William Elkin Mocatta as Director		Mgmt	For	For
3h	Reelect Tse Pak Wing Peter as Director		Mgmt	For	For
3i	Reelect Andrew Clifford Winawer Brandler as Director		Mgmt	For	For
4	Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
5	Approve the Revised Levels of Remuneration Payable to the Non-Executive		Mgmt	For	For
	Directors Including Independent Non-Executive Directors Who Serve on the
	Board and Board Committees of the Company, Effective from April 25, 2007
6	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	For
7	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		Mgmt	For	For
8	Authorize Reissuance of Repurchased Shares		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		431,000		431,000
		Total:		431,000		431,000
Wing Hang Bank Ltd		Shares Voted	145,400	Cusip/Sedol	6972374	Ticker	302 HK
Meeting Date	4/26/2007	Shares	145,400	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Financial Statements and Statutory Reports		Mgmt	For	For
2	Approve Final Dividend of HK$2.00 Per Share With Scrip Option		Mgmt	For	For
3a	Reelect Simon K Y Lee as Director		Mgmt	For	For
3b	Reelect Tung Chee Chen as Director		Mgmt	For	For
3c	Reelect Patrick Y B Fung as Director		Mgmt	For	For
4	Authorize Board to Fix Directors' Fees		Mgmt	For	For
5	Reappoint Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
6	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
7	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		Mgmt	For	For
8	Authorize Reissuance of Repurchased Shares		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		145,400		145,400
		Total:		145,400		145,400
China Shipping Development                  Co.(Formerly Shanghai Hai Xing)		Shares Voted	4,510,000	Cusip/Sedol	6782045	Ticker	1138 HK
Meeting Date	4/30/2007	Shares	4,510,000	Meeting Type	EGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Approve Amendment to Company's Scope of Operation		Mgmt	For	For
2	Adopt Company's Rules for Meetings of Holders of Bonds		Mgmt	For	For
3	Approve the Four Very Large Iron Ore Carriers Construction Agreements		Mgmt	For	For
4	Approve the Two Tanker Construction Agreements		Mgmt	For	For
5	Approve the Six Tanker Construction Agreements		Mgmt	For	For
6	Elect Ma Zehua as Executive Director		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		4,510,000		4,510,000
		Total:		4,510,000		4,510,000
CHINA FISHERY GROUP LTD		Shares Voted	884,000	Cusip/Sedol	B1XBPZ6	Ticker	CFG SP
Meeting Date	4/30/2007	Shares	884,000	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Adopt Financial Statements and Directors' and Auditors' Reports		Mgmt	For	For
2	Declare Final Dividend of SGD 0.0222 Per Share		Mgmt	For	For
3	Reelect Ng Joo Siang as Director		Mgmt	For	For
4	Reelect Ng Joo Kwee as Director		Mgmt	For	For
5	Reelect Chan Tak Hei as Director		Mgmt	For	For
6	Reelect Cheng Nai Ming as Director		Mgmt	For	For
7	Approve Directors' Fees of HK$720,000 for the Year Ending Dec. 31, 2007 Payable Monthly in Arrears (2006: HK$720,000)		Mgmt	For	For
8	Reappoint Deloitte & Touche as Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
9	Approve Issuance of Shares without Preemptive Rights		Mgmt	For	Against
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		884,000		884,000
		Total:		884,000		884,000
SINOMEM TECHNOLOGY LTD		Shares Voted	1,126,000	Cusip/Sedol	6648880	Ticker	SINO SP
Meeting Date	4/30/2007	Shares	1,126,000	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Adopt Financial Statements and Directors' and Auditors' Reports		Mgmt	For	For
2	Reelect Lan Weiguang as Director		Mgmt	For	For
3	Approve Directors' Fees of SGD 125,000 for the Year Ended Dec. 31, 2006 (2005: SGD 130,000)		Mgmt	For	For
4	Reappoint Deloitte & Touche as Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
5	Approve Issuance of Shares without Preemptive Rights		Mgmt	For	Against
6	Approve Issuance of Shares and Grant Options Pursuant to the Sinomem Employees' Share Option Scheme		Mgmt	For	For
7	Approve Proposed Dilution of More Than 20.0 Percent of the Company's Interest in Reyphon Agriceutical Pte. Ltd. (Reyphon) Pursuant to the Proposed Initial Public Offering and Listing of Reyphon on the Singapore Exchange Securities Trading Ltd		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		1,126,000		1,126,000
		Total:		1,126,000		1,126,000
CHINA FISHERY GROUP LTD		Shares Voted	884,000	Cusip/Sedol	B1XBPZ6	Ticker	CFG SP
Meeting Date	4/30/2007	Shares	884,000	Meeting Type	EGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Approve Mandate for Transactions with Related Parties		Mgmt	For	For
2	Approve Subdivision of Every One Ordinary Share of $0.10 Each in the Authorized and Issued and Paid Up Ordinary Share Capital into Two Ordinary Shares of $0.05 Each		Mgmt	For	For
3	Approve CFGL Share Award Scheme		Mgmt	For	For
4	Approve Participation of Common Parent Participants in the CFGL Share Award Scheme		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		884,000		884,000
		Total:		884,000		884,000
SOLOMON SYSTECH INTERNATIONAL                                                                        LTD		Shares Voted	7,816,000	Cusip/Sedol	B00G568	Ticker	2878 HK
Meeting Date	5/3/2007	Shares	7,816,000	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Financial Statements and Statutory Reports		Mgmt	For	For
2	Approve Final Dividend		Mgmt	For	For
3a	Reelect Leung Kwong Wai as Director		Mgmt	For	For
3b	Reelect Lam Shun Fu as Director		Mgmt	For	For
3c	Reelect Sun Patrick as Director		Mgmt	For	For
3d	Reelect Choy Kwok Hung, Patrick as Director		Mgmt	For	For
3e	Reelect Kao Kuen, Charles as Director		Mgmt	For	For
3f	Authorize Board to Fix the Remuneration of Directors		Mgmt	For	For
4	Appoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
5a	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		Mgmt	For	For
5b	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
5c	Authorize Reissuance of Repurchased Shares		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		7,816,000		7,816,000
		Total:		7,816,000		7,816,000
Swire Pacific Limited		Shares Voted	249,500	Cusip/Sedol	6867748	Ticker	19 HK
Meeting Date	5/10/2007	Shares	249,500	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Approve Final Dividend		Mgmt	For	For
2a	Reelect P A Johansen as Director		Mgmt	For	For
2b	Reelect Adrian Swire as Director		Mgmt	For	For
2c	Reelect J R Slosar as Director		Mgmt	For	For
3	Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
4	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		Mgmt	For	For
5	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	For
6	Approve Remuneration of Directors		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		249,500		249,500
		Total:		249,500		249,500
Petrochina Company Limited		Shares Voted	8,256,000	Cusip/Sedol	6226576	Ticker	857 HK
Meeting Date	5/16/2007	Shares	8,256,000	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Report of the Board of Directors		Mgmt	For	For
2	Accept Report of the Supervisory Committee		Mgmt	For	For
3	Accept Financial Statements and Statutory Reports		Mgmt	For	For
4	Approve Final Dividend		Mgmt	For	For
5	Authorize Board to Determine the Distribution of Interim Dividends for the Year 2007		Mgmt	For	For
6	Reappoint PricewaterhouseCoopers,CPA and PricewaterhouseCoopers Zhong Tian CPAs Co. Ltd., CPA as International and Domestic Auditors, Respectively, and Authorize Board to Fix Their Remuneration		Mgmt	For	For
7	Reelect Jiang Jiemin as Director		Mgmt	For	For
8	Reelect Zhou Jiping as Director		Mgmt	For	For
9	Reelect Duan Wende as Director		Mgmt	For	For
10	Reelect Sun Xianfeng as Supervisor		Mgmt	For	For
11	Reelect Zhang Jinzhu as Supervisor		Mgmt	For	For
12	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
13	Approve Disposal of 70 Percent Equity Interest in China National United Oil Corporation to China National Petroleum Corporation		Mgmt	For	For
14	Other Business (Voting)		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		8,256,000		8,256,000
		Total:		8,256,000		8,256,000
China Mobile (Hong Kong) Limited		Shares Voted	1,335,000	Cusip/Sedol	6073556	Ticker	941 HK
Meeting Date	5/16/2007	Shares	1,335,000	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Financial Statements and Statutory Reports		Mgmt	For	For
2a	Approve Final Dividend		Mgmt	For	For
2b	Approve Special Dividend		Mgmt	For	For
3a	Reelect Wang Jianzhou as Director		Mgmt	For	For
3b	Reelect Li Yue as Director		Mgmt	For	For
3c	Reelect Zhang Chenshuang as Director		Mgmt	For	For
3d	Reelect Frank Wong Kwong Shing as Director		Mgmt	For	For
3e	Reelect Paul Michael Donovan as Director		Mgmt	For	For
4	Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
5	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		Mgmt	For	For
6	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
7	Authorize Reissuance of Repurchased Shares		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		1,335,000		1,335,000
		Total:		1,335,000		1,335,000
Jiangxi Copper Company Ltd.		Shares Voted	4,316,000	Cusip/Sedol	6000305	Ticker	358 HK
Meeting Date	5/17/2007	Shares	4,316,000	Meeting Type	EGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Meeting for H Shareholders
	Special Business
1a	Approve Issuance of Domestic-Listed Renminbi Denominated Ordinary Shares of RMB 1.0 Each (A Shares) (A Share Issue)		Mgmt	For	For
1b	Approve Issuance of Not Exceeding 290.0 Million A Shares		Mgmt	For	For
1c	Approve Target Subscribers and Subscription Method of the A Share Issue		Mgmt	For	For
1d	Approve Listing of A Shares on the Shanghai Stock Exchange		Mgmt	For	For
1e	Approve Determination of Issue Price and Basis for Determination of the A Shares		Mgmt	For	For
1f	Approve Method of Issuance of the A Shares		Mgmt	For	For
1g	Approve Use of Proceeds of the A Share Issue		Mgmt	For	For
1h	Approve Sharing of Accumulated Profits After Completion of the A Share Issue		Mgmt	For	For
1i	Approve Validity of the A Share Issue		Mgmt	For	For
1j	Authorize Directors and/or Committee with Full Power to Deal with All Matters Relating to the A Share Issue		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		4,316,000		4,316,000
		Total:		4,316,000		4,316,000
Jiangxi Copper Company Ltd.		Shares Voted	0	Cusip/Sedol	6000305	Ticker	358 HK
Meeting Date	5/17/2007	Shares	4,316,000	Meeting Type	EGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Special Business
1a	Approve Issuance of Domestic-Listed Renminbi Denominated Shares of RMB 1.0 Each (A Shares) (A Share Issue)		Mgmt	For
1b	Approve Issuance of Not Exceeding 290.0 Million A Shares		Mgmt	For
1c	Approve Target Subscribers and Subscription Method of the A Share Issue		Mgmt	For
1d	Approve Listing of A Shares on the Shanghai Stock Exchange		Mgmt	For
1e	Approve Determination of Issue Price and Basis for Determination of the A Shares		Mgmt	For
1f	Approve Method of Issuance of A Shares		Mgmt	For
1g	Approve Use of Proceeds of the A Share Issue		Mgmt	For
1h	Approve Sharing of Accumulated Profits After the Completion of the A Share Issue		Mgmt	For
1i	Approve Validity of the A Share Issue		Mgmt	For
1j	Authorize Directors and/or Committee with Full Power to Deal with All Matters Relating to the A Share Issue		Mgmt	For
	Ordinary Business
2	Approve the Acquisition Agreement Between the Company and Jiangxi Copper Corp. (Acquisition)		Mgmt	For
3	Approve and Confirm the Report Relating to the Private Issue of Shares Involving Material Connected Transaction of the Company		Mgmt	For
4a	Approve Use of Proceeds to Satisfy the Consideration for the Acquisition		Mgmt	For
4b	Approve Use of Proceeds to Finance the Projects in Chengmenshan Copper Mine, Yongping Copper Mine, Fujiawu Copper Mine, and Wushan Copper Mine		Mgmt	For
5	Approve and Confirm the Previous Use of Proceeds of the Company		Mgmt	For
6	Waive Requirement for Mandatory Offer to All Shareholders		Mgmt	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		4,316,000		0
		Total:		4,316,000		0
Cosco Pacific Limited		Shares Voted	925,000	Cusip/Sedol	6354251	Ticker	1199 HK
Meeting Date	5/17/2007	Shares	925,000	Meeting Type	EGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Approve APM Shipping Services Master Agreement and Annual Caps		Mgmt	For	For
2	Approve COSCON Shipping Services Master Agreement and Annual Caps		Mgmt	For	For
3	Approve COSCON Container Services Agreement and Annual Caps		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		925,000		925,000
		Total:		925,000		925,000
Cosco Pacific Limited		Shares Voted	925,000	Cusip/Sedol	6354251	Ticker	1199 HK
Meeting Date	5/17/2007	Shares	925,000	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Financial Statements and Statutory Reports		Mgmt	For	For
2	Approve Final Dividend		Mgmt	For	For
3a1	Relect Li Jianhong as Director		Mgmt	For	For
3a2	Relect Sun Yueying as Director		Mgmt	For	For
3a3	Relect Xu Minjie as Director		Mgmt	For	For
3a4	Relect Wong Tin Yau, Kelvin as Director		Mgmt	For	For
3a5	Relect Li Kwok Po, David as Director		Mgmt	For	For
3a6	Relect Liu Lit Man as Director		Mgmt	For	For
3b	Authorize Board to Fix the Remuneration of Directors		Mgmt	For	For
4	Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
5a	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
5b	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		Mgmt	For	For
5c	Authorize Reissuance of Repurchased Shares		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		925,000		925,000
		Total:		925,000		925,000
Kingboard Chemical Holdings Ltd		Shares Voted	950,000	Cusip/Sedol	6491318	Ticker	148 HK
Meeting Date	5/18/2007	Shares	950,000	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Financial Statements and Statutory Reports		Mgmt	For	For
2	Approve Final Dividend and Special Dividend		Mgmt	For	For
3a	Reelect Cheung Kwong Kwan as Executive Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
3b	Reelect Mok Cham Hung, Chadwick as Executive Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
3c	Reelect Ho Yin Sang as Executive Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
3d	Reelect Cheung Wai Lin, Stephanie as Executive Director and Authorize Board to Fix Her Remuneration		Mgmt	For	For
3e	Reelect Cheng Ming Fun, Paul as Independent Non-Executive Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
4	Reappoint Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
5a	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
5b	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		Mgmt	For	For
5c	Authorize Reissuance of Repurchased Shares		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		950,000		950,000
		Total:		950,000		950,000
KINGBOARD LAMINATES HOLDINGS                                                                       LTD		Shares Voted	43,181	Cusip/Sedol	6491318	Ticker	148 HK
Meeting Date	5/18/2007	Shares	43,181	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Financial Statements and Statutory Reports		Mgmt	For	For
2a	Reelect Cheung Kwok Wa as Executive Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
2b	Reelect Cheung Kwok Keung as Executive Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
2c	Reelect Cheung Kwok Ping as Executive Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
2d	Reelect Lam Ka Po as Executive Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
2e	Reelect Cheung Ka Ho as Executive Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
2f	Reelect Chan Sau Chi as Executive Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
2g	Reelect Liu Min as Executive Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
2h	Reelect Zhou Pei Feng as Executive Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
2i	Reelect Lo Ka Leong as Non-executive Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
2j	Reelect Chan Charnwut Bernard as Independent Non-Executive Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
2k	Reelect Chan Yue Kwong, Michael as Independent Non-Executive Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
2l	Reelect Leung Tai Chiu as Independent Non-Executive Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
2m	Reelect Mok Yiu Keung, Peter as Independent Non-Executive Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
3	Reappoint Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
4a	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
4b	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		Mgmt	For	For
4c	Authorize Reissuance of Repurchased Shares		Mgmt	For	For
5	Approve and Adopt Share Option Scheme		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		43,181		43,181
		Total:		43,181		43,181
Dah Sing Financial Holdings Ltd.		Shares Voted	253,850	Cusip/Sedol	6249799	Ticker	440 HK
Meeting Date	5/22/2007	Shares	253,850	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Financial Statements and Statutory Reports		Mgmt	For	For
2	Approve Final Dividend		Mgmt	For	For
3a	Reelect David Shou-Yeh Wong as Director		Mgmt	For	For
3b	Reelect Kunio Suzuki as Director		Mgmt	For	For
3c	Reelect Kwok-Hung Yue (Justin Yue) as Director		Mgmt	For	For
3d	Reelect Roderick Stuart Anderson as Director		Mgmt	For	For
3e	Reelect Tatsuo Tanaka as Director		Mgmt	For	For
3f	Reelect Eiichi Yoshikawa as Director		Mgmt	For	For
4	Approve Remuneration of Director		Mgmt	For	For
5	Appoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
6	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
7	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		Mgmt	For	For
8	Authorize Reissuance of Repurchased Shares		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		253,850		253,850
		Total:		253,850		253,850
CNOOC LTD		Shares Voted	10,957,000	Cusip/Sedol	B00G0S5	Ticker	883 HK
Meeting Date	5/25/2007	Shares	10,957,000	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Ordinary Business
1	Accept Financial Statements and Statutory Reports		Mgmt	For	For
2	Approve Final Dividend		Mgmt	For	For
3a	Reelect Luo Han as Non-Executive Director		Mgmt	For	For
3b	Reelect Wu Guangqi as Executive Director		Mgmt	For	For
3c	Reelect Chiu Sung Hong as Independent Non-Executive Director		Mgmt	For	For
3d	Reelect Tse Hau Yin, Aloysius as Independent Non-Executive Director		Mgmt	For	For
3e	Authorize Board to Fix the Remuneration of Directors		Mgmt	For	For
4	Reappoint Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
	Special Business
1	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		Mgmt	For	For
2	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
3	Authorize Reissuance of Repurchased Shares		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		10,957,000		10,957,000
		Total:		10,957,000		10,957,000
HSBC Holdings Plc		Shares Voted	365,743	Cusip/Sedol	6158163	Ticker	5 HK
Meeting Date	5/25/2007	Shares	365,743	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Financial Statements and Statutory Reports		Mgmt	For	For
2	Approve Remuneration Report		Mgmt	For	For
3(a)	Re-elect Lord Butler as Director		Mgmt	For	For
3(b)	Re-elect Baroness Lydia Dunn as Director		Mgmt	For	For
3(c)	Re-elect Rona Fairhead as Director		Mgmt	For	For
3(d)	Re-elect William Fung as Director		Mgmt	For	For
3(e)	Re-elect Sir Brian Moffat as Director		Mgmt	For	For
3(f)	Elect Gwyn Morgan as Director		Mgmt	For	For
4	Reappoint KPMG Audit Plc as Auditors and Authorise the Board to Determine Their Remuneration		Mgmt	For	For
5	Auth. Issuance of Non-Cumulative Pref. Shares with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 100,000, USD 100,000 and EUR 100,000; and Auth. Issuance of Ord. Shares with Pre-emptive Rights up to Aggregate Nominal Amount of USD 1,158,660,000		Mgmt	For	For
6	Subject to the Passing of Resolution 5, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 289,665,000		Mgmt	For	For
7	Authorise 1,158,660,000 Ordinary Shares for Market Purchase		Mgmt	For	For
8	Approve Scrip Dividend Program		Mgmt	For	For
9	Authorise the Company to Make EU Political Organisations Donations and to Incur EU Political Expenditures up to GBP 250,000		Mgmt	For	Abstain
10	Authorise HSBC Bank Plc to Make EU Political Organisations Donations and to Incur EU Political Expenditures up to GBP 50,000		Mgmt	For	Abstain
11	Authorise the Company to Use Electronic Communications		Mgmt	For	For
12	Amend Articles of Association Re: Use of Electronic Communications		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		365,743		365,743
		Total:		365,743		365,743
Wharf (Holdings) Ltd.		Shares Voted	579,000	Cusip/Sedol	6435576	Ticker	4 HK
Meeting Date	5/25/2007	Shares	579,000	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Financial Statements and Statutory Reports		Mgmt	For	For
2	Approve Final Dividend		Mgmt	For	For
3a	Reelect Gonzaga W.J. Li as Director		Mgmt	For	For
3b	Reelect T.Y. Ng as Director		Mgmt	For	For
3c	Reelect James E. Thompson as Director		Mgmt	For	For
4	Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
5	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		Mgmt	For	For
6	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
7	Authorize Reissuance of Repurchased Shares		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		579,000		579,000
		Total:		579,000		579,000
Tianjin Development Holdings Ltd		Shares Voted	3,724,000	Cusip/Sedol	6092357	Ticker	882 HK
Meeting Date	5/25/2007	Shares	3,724,000	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Financial Statements and Statutory Reports		Mgmt	For	For
2	Approve Final Dividend		Mgmt	For	For
3a	Reelect Wang Guanghao as Director		Mgmt	For	For
3b	Reelect Nie Jiansheng as Director		Mgmt	For	For
3c	Reelect Dai Yan as Director		Mgmt	For	For
3d	Reelect Hu Chengli as Director		Mgmt	For	For
3e	Reelect Zong Guoying as Director		Mgmt	For	For
3f	Reelect Zheng Daoquan as Director		Mgmt	For	For
3g	Reelect Lau Wai Kit as Director		Mgmt	For	For
3h	Reelect Kwong Che Keung, Gordon as Director		Mgmt	For	For
3i	Reelect Cheng Hon Kwan as Director		Mgmt	For	For
3j	Authorize Board to Fix the Remuneration of Directors		Mgmt	For	For
4	Reappoint Independent Auditor and Authorize Board to Fix The Remuneration of the Independent Auditor		Mgmt	For	For
5a	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		Mgmt	For	For
5b	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
5c	Authorize Reissuance of Repurchased Shares		Mgmt	For	For
5d	Approve New Share Option Scheme and Terminate the Existing Share Option Scheme of the Company		Mgmt	For	For
6	Amend Articles Re: Entitlement to Receive Share Certificates, Editing Changes, Appointment and Retirement by Rotation of Directors		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		3,724,000		3,724,000
		Total:		3,724,000		3,724,000
TIANJIN PORT DEVELOPMENT                                        HOLDINGS LIMITED		Shares Voted	235,050	Cusip/Sedol	B1528Y7	Ticker	3382 HK
Meeting Date	5/25/2007	Shares	235,050	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Financial Statements and Statutory Reports		Mgmt	For	For
2	Approve Final Dividend		Mgmt	For	For
3a1	Reelect Nie Jiansheng as Director		Mgmt	For	For
3a2	Reelect Zhang Jinming as Director		Mgmt	For	For
3a3	Reelect Yu Rumin as Director		Mgmt	For	For
3a4	Reelect Xue Lingsen as Director		Mgmt	For	For
3a5	Reelect Jiao Hongxun as Director		Mgmt	For	For
3a6	Reelect Wang Guanghao as Director		Mgmt	For	For
3a7	Reelect Kwan Hung Sang, Francis as Director		Mgmt	For	For
3a8	Reelect Japhet Sebastian Law as Director		Mgmt	For	For
3a9	Reelect Cheng Chi Pang, Leslie as Director		Mgmt	For	For
3b	Authorize Board to Fix the Remuneration of Directors		Mgmt	For	For
4	Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
5a	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		Mgmt	For	For
5b	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
5c	Authorize Reissuance of Repurchased Shares		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		235,050		235,050
		Total:		235,050		235,050
TIANJIN PORT DEVELOPMENT                                        HOLDINGS LIMITED		Shares Voted	235,050	Cusip/Sedol	6092357	Ticker	882 HK
Meeting Date	5/25/2007	Shares	235,050	Meeting Type	EGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Approve Water Services Framework Agreement, Communications Services Framework Agreement, Electricity Services Framework Agreement and Existing Continuing Connected Transactions and Revised Annual Caps		Mgmt	For	For
2	Approve EDI Services Framework Agreement, Container Reconfiguration Storage Services Framework Agreement, Labour Services Framework Agreement and New Continuing Connected Transactions and Annual Caps		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		235,050		235,050
		Total:		235,050		235,050
Tianjin Development Holdings Ltd		Shares Voted	3,724,000	Cusip/Sedol	6092357	Ticker
Meeting Date	5/25/2007	Shares	3,724,000	Meeting Type	EGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Approve Water Services Framework Agreement, Communications Services Framework Agreement, Electricity Services Framework Agreement and Existing Continuing Connected Transactions and Revised Annual Caps		Mgmt	For	For
2	Approve EDI Services Framework Agreement, Container Reconfiguration Storage Services Framework Agreement, Labour Services Framework Agreement and New Continuing Connected Transactions and Annual Caps		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		3,724,000		3,724,000
		Total:		3,724,000		3,724,000
China Petroleum & Chemical Corp.		Shares Voted	5,570,000	Cusip/Sedol	6291819	Ticker	386 HK
Meeting Date	5/29/2007	Shares	5,570,000	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept the Report of the Board of Directors		Mgmt	For	For
2	Accept the Report of the Supervisory Committee		Mgmt	For	For
3	Accept Financial Statements and Statutory Reports		Mgmt	For	For
4	Approve Profit Distribution Plan and Final Dividend		Mgmt	For	For
5	Approve KPMG Huazhen and KPMG as Domestic and Overseas Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
6	Approve Sichuan-to-East China Gas Project		Mgmt	For	For
7	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
8	Approve Issuance of Corporate Bonds		Mgmt	For	For
9	Authorize Board to Deal with All Matters in Connection with the Issuance of Corporate Bonds and Formulation and Execution of All Necessary Legal Documents for Such Purpose		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		5,570,000		5,570,000
		Total:		5,570,000		5,570,000
Angang Steel Company Limited		Shares Voted	5,366,000	Cusip/Sedol	6015644	Ticker	347 HK
Meeting Date	5/29/2007	Shares	5,366,000	Meeting Type	EGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Meeting for H Shareholders
	Special Business
1	Approve Class and Par Value of Shares to be Issued Pursuant to the Proposed Rights Issue		Mgmt	For	For
2	Approve Ratio and Number of Shares to be Issued Pursuant to the Proposed Rights Issue		Mgmt	For	For
3	Approve Pricing of Shares to be Issued Pursuant to the Proposed Rights Issue		Mgmt	For	For
4	Approve Target Subscribers of Shares to be Issued Pursuant to the Proposed Rights Issue		Mgmt	For	For
5	Approve Use of Proceeds from the Proposed Rights Issue		Mgmt	For	For
6	Approve Validity of the Proposed Rights Issue		Mgmt	For	For
7	Authorize Board to Take Any Action and Execute Any Document Necessary to Implement the Proposed Rights Issue		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		5,366,000		5,366,000
		Total:		5,366,000		5,366,000
Angang Steel Company Limited		Shares Voted	5,366,000	Cusip/Sedol	6015644	Ticker	347 HK
Meeting Date	5/29/2007	Shares	5,366,000	Meeting Type	EGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Special Business
1a	Approve Class and Par Value of Shares to be Issued Pursuant to the Proposed Rights Issue		Mgmt	For	For
1b	Approve Ratio and Number of Shares to be Issued Pursuant to the Proposed Rights Issue		Mgmt	For	For
1c	Approve Pricing of Shares to be Issued Pursuant to the Proposed Rights Issue		Mgmt	For	For
1d	Approve Target Subscribers of Shares to be Issued Pursuant to the Proposed Rights Issue		Mgmt	For	For
1e	Approve Use of Proceeds from the Proposed Rights Issue		Mgmt	For	For
1f	Approve Validity of the Proposed Rights Issue		Mgmt	For	For
1g	Authorize Board to Take Any Action and Execute Any Document Necessary to Implement the Proposed Rights Issue		Mgmt	For	For
	Ordinary Business
2	Approve Use of Proceeds from the Proposed Rights Issue for the Bayuquan Project		Mgmt	For	For
3	Approve Distribution of Undistributed Retained Profits Accrued Before the Completion of the Proposed Rights Issue		Mgmt	For	For
4	Approve the Previous Fund Use Report		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		5,366,000		5,366,000
		Total:		5,366,000		5,366,000
Denway Motors Ltd. (formerly Denway                                                          Investment)		Shares Voted	9,314,000	Cusip/Sedol	6263766	Ticker	203 HK
Meeting Date	6/6/2007	Shares	9,314,000	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Financial Statements and Statutory Reports		Mgmt	For	For
2	Declare Final Dividend		Mgmt	For	For
3a	Elect ZHANG Fangyou as Director		Mgmt	For	For
3b	Elect ZENG Qinghong as Director		Mgmt	For	For
3c	Elect CHEUNG Doi Shu as Director		Mgmt	For	For
3d	Authorize Board to Fix the Remuneration of Directors		Mgmt	For	For
4	Reappoint Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
5	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		Mgmt	For	For
6	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
7	Authorize Reissuance of Repurchased Shares		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		9,314,000		9,314,000
		Total:		9,314,000		9,314,000
China Shipping Development                  Co.(Formerly Shanghai Hai Xing)		Shares Voted	4,510,000	Cusip/Sedol	6782045	Ticker	1138 HK
Meeting Date	6/8/2007	Shares	4,510,000	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Approve Twelve Construction Agreements		Mgmt	For	For
2	Approve Two Tanker Construction Agreements		Mgmt	For	For
3	Approve Report of the Board of Directors		Mgmt	For	For
4	Approve Report of the Supervisory Committee		Mgmt	For	For
5	Approve Financial Statements and Statutory Reports		Mgmt	For	For
6	Approve Dividend Distribution Plan		Mgmt	For	For
7	Approve Remuneration of Directors and Supervisors and Reimbursements for Independent Non-Executive Directors		Mgmt	For	For
8	Reappoint Shanghai Zhonghua Huyin CPA and Ernst & Young as Domestic and International Auditors, Respectively, and Authorize Board to Fix Their Remuneration		Mgmt	For	For
9	Approve Report on Use of Proceeds from the Issuance of 350 Million New Shares on May 23, 2002		Mgmt	For	For
10	Elect Yan Zhi Chung as Supervisor		Mgmt	For	For
11	Amend Articles Re: Change the Number of Supervisors from 3 Persons to 3-5 Persons		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		4,510,000		4,510,000
		Total:		4,510,000		4,510,000
Angang Steel Company Limited		Shares Voted	5,366,000	Cusip/Sedol	6015644	Ticker	347 HK
Meeting Date	6/8/2007	Shares	5,366,000	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Report of the Board of Directors		Mgmt	For	For
2	Accept Report of the Supervisory Committee		Mgmt	For	For
3	Accept Financial Statements and Statutory Reports		Mgmt	For	For
4	Approve Proposed Distribution of Profits		Mgmt	For	For
5	Approve Remuneration of Directors and Senior Management		Mgmt	For	For
6	Approve Remuneration of Supervisors		Mgmt	For	For
7	Appoint KPMG and KPMG Huazhen as Overseas and Domestic Auditors, Respectively, and Authorize Board to Fix Their Remuneration		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		5,366,000		5,366,000
		Total:		5,366,000		5,366,000
HAITIAN INTERNATIONAL HOLDINGS                                                                        LTD		Shares Voted	588,000	Cusip/Sedol	B1L2RC2	Ticker	1882 HK
Meeting Date	6/8/2007	Shares	588,000	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Financial Statements and Statutory Reports		Mgmt	For	For
2	Reelect Zhang Jianguo as Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
3	Reelect Zhang Jianfeng as Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
4	Reelect Guo Mingguang as Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
5	Reelect Pan Chaoyang as Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
6	Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
7	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
8	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		Mgmt	For	For
9	Authorize Reissuance of Repurchased Shares		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		588,000		588,000
		Total:		588,000		588,000
CNPC Hong Kong Ltd.		Shares Voted	6,210,000	Cusip/Sedol	6340078	Ticker	135 HK
Meeting Date	6/13/2007	Shares	6,210,000	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Financial Statements and Statutory Reports		Mgmt	For	For
2	Approve Final Dividend of HK$0.1 Per Share		Mgmt	For	For
3a	Reelect Zhang Bowen as Director		Mgmt	For	For
3b	Reelect Wang Mingcai as Director		Mgmt	For	For
3c	Reelect Liu Xiao Feng as Director		Mgmt	For	For
3d	Authorize Board to Fix Remuneration of Directors		Mgmt	For	For
4	Appoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
5	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		Mgmt	For	For
6	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
7	Authorize Reissuance of Repurchased Shares		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		6,210,000		6,210,000
		Total:		6,210,000		6,210,000
Yanzhou Coal Mining Company Limited		Shares Voted	5,953,200	Cusip/Sedol	6109893	Ticker	1171 HK
Meeting Date	6/15/2007	Shares	5,953,200	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Report of the Board of Directors		Mgmt	For	For
2	Accept Report of the Supervisory Committee		Mgmt	For	For
3	Accept Financial Statements and Statutory Reports		Mgmt	For	For
4	Approve Profit Distribution Plan (Cash Dividend and Special Cash Distribution Dividend Plans)		Mgmt	For	For
5	Approve Remuneration of Directors		Mgmt	For	For
6	Appoint Deloitte Touche Tohmatsu and Deloitte Touche Tohmatsu Certified Public Accountants Ltd. as the Company's International and Domestic Auditors, Respectively, and Authorize Board to Fix Their Remuneration		Mgmt	For	For
7	Approve Amendments to the Business Scope of the Company		Mgmt	For	For
8a	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
8b	Description of Relevant Period		Mgmt	For	For
8c	Authorize Board to Approve, Execute and Procure All Documents, Deeds and Things Relevant to the Issue of New Shares		Mgmt	For	Against
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		5,953,200		5,953,200
		Total:		5,953,200		5,953,200
CHINA COAL ENERGY CO LTD		Shares Voted	81,000	Cusip/Sedol	B1JNK84	Ticker	1898 HK
Meeting Date	6/15/2007	Shares	81,000	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Report of the Board of Directors		Mgmt	For	For
2	Accept Report of the Supervisory Committee		Mgmt	For	For
3	Approve Emoluments Distribution Policy for Directors and Supervisors		Mgmt	For	For
4	Accept Financial Statements and Statutory Reports		Mgmt	For	For
5	Reappoint YueHua CPAs and PricewaterhouseCoopers as Domestic and International Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
6	Approve 2006 Profit Distribution Plan		Mgmt	For	For
7	Approve Capital Expenditure Budget for 2007		Mgmt	For	For
8	Approve the Rules of Procedure for the Shareholders' General Meeting		Mgmt	For	For
9	Approve the Rules of Procedure for the Board of Directors		Mgmt	For	For
10	Approve the Rules of Procedure for the Supervisory Committee		Mgmt	For	For
11	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		81,000		81,000
		Total:		81,000		81,000
GUANGZHOU R&F PROPERTIES CO.,                                                                        LTD		Shares Voted	2,302,000	Cusip/Sedol	B19H8Y8	Ticker	2777 HK
Meeting Date	6/18/2007	Shares	2,302,000	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept the Report of the Board of Directors		Mgmt	For	For
2	Accept the Report of the Supervisory Committee		Mgmt	For	For
3	Accept Financial Statements and Statutory Reports		Mgmt	For	For
4	Approve Final Dividend of RMB 0.2 Per Share		Mgmt	For	For
5	Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
6	Approve the Board to Decide on Matters Relating to the Payment of Interim Dividend for the 6 Months Ended June 30, 2007		Mgmt	For	For
7a	Reelect Zhang Lin as Non-Executive Director		Mgmt	For	For
8a	Reelect Liang Yinemei as Supervisor		Mgmt	For	For
8b	Reelect Zheng Ercheng as Supervisor		Mgmt	For	For
9	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		2,302,000		2,302,000
		Total:		2,302,000		2,302,000
GUANGZHOU R&F PROPERTIES CO.,                                                                        LTD		Shares Voted	0	Cusip/Sedol	B19H8Y8	Ticker	2777 HK
Meeting Date	6/18/2007	Shares	2,302,000	Meeting Type	EGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Meeting for H Shareholders
	Special Business
1a	Approve Proposed A Share Issue and Terms and Conditions		Mgmt	For
1b	Authorize Board to Determine and Deal with Matters and to Execute all Relevant Agreements in Relation to the Proposed A Share Issue		Mgmt	For
1c	Approve Effectivity of the Proposed A Share Issue		Mgmt	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		2,302,000		0
		Total:		2,302,000		0
GUANGZHOU R&F PROPERTIES CO.,                                                                        LTD		Shares Voted	0	Cusip/Sedol	B19H8Y8	Ticker	2777 HK
Meeting Date	6/18/2007	Shares	2,302,000	Meeting Type	EGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Special Business
1a	Approve Proposed A Share Issue and Terms and Conditions		Mgmt	For
1b	Authorize Board to Determine and Deal with Matters and to Execute all Relevant Agreements in Relation to the Proposed A Share Issue		Mgmt	For
1c	Approve Effectivity of the Proposed A Share Issue		Mgmt	For
2	Approve Share Consolidation on the Basis of Every Four Issued or Unissued Ordinary Shares into One Ordinary Shares of RMB 1.0 Each and Authorize Board to Effect the Share Consolidation of Domestic Shares and H Shares		Mgmt	For
3	Approve Capitalization of Other Reserves and Transfer to the Paid Up Capital Account for the Issuance of 2.4 Billion Shares and Authorize Board to Effect the Capitalization Issue		Mgmt	For
4	Amend Articles of Association		Mgmt	For
5	Amend Address and Business Scope of the Company		Mgmt	For
	Ordinary Business
6	Approve Sharing of Accumulated Retained Earnings at the Time of the A Share Issue		Mgmt	For
7	Approve and Adopt Rules and Procedures of Shareholder's General Meeting		Mgmt	For
8	Approve and Adopt Rules and Procedures for Board Meeting		Mgmt	For
9	Approve and Adopt Rules and Procedures of the Supervisory Board		Mgmt	For
10	Approve and Adopt the Decision Making Procedures for Connected Transactions		Mgmt	For
11	Approve and Adopt Independent Directors' Rules		Mgmt	For
12	Approve Use of Proceeds from the Proposed A Share Issue		Mgmt	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		2,302,000		0
		Total:		2,302,000		0
Glorious Sun Enterprises		Shares Voted	698,000	Cusip/Sedol	6361756	Ticker	393 HK
Meeting Date	6/22/2007	Shares	698,000	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Financial Statements and Statutory Reports		Mgmt	For	For
2	Approve Final Dividend		Mgmt	For	For
3	Approve Special Dividend		Mgmt	For	For
4a1	Elect Cheung Wai Yee as Director		Mgmt	For	For
4a2	Elect Lau Hon Chuen, Ambrose as Director		Mgmt	For	For
4a3	Elect Chung Shui Ming, Timpson as Director		Mgmt	For	For
4a4	Elect Lam Lee G. as Director		Mgmt	For	For
4b	Authorize Board to Fix the Remuneration of Directors		Mgmt	For	For
5	Appoint Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
6a	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
6b	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		Mgmt	For	For
6c	Authorize Reissuance of Repurchased Shares		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		698,000		698,000
		Total:		698,000		698,000
Kingboard Chemical Holdings Ltd		Shares Voted	950,000	Cusip/Sedol	6491318	Ticker	148 HK
Meeting Date	6/25/2007	Shares	950,000	Meeting Type	EGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Approve KBL Share Option Scheme		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		950,000		950,000
		Total:		950,000		950,000
CHINA SHIPPING CONTAINER LINES CO                                                                         LTD		Shares Voted	2,621,000	Cusip/Sedol	B018L76	Ticker	2866 HK
Meeting Date	6/26/2007	Shares	2,621,000	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Report of the Board of Directors		Mgmt	For	For
2	Accept Report of the Supervisory Committee		Mgmt	For	For
3	Accept Financial Statements and Statutory Reports		Mgmt	For	For
4	Approve Profit Distribution Plan and Final Dividend Distribution Plan		Mgmt	For	For
5	Approve Remuneration of Directors and Supervisors for the Year Ending Dec. 31, 2007		Mgmt	For	For
6	Elect Ma Zehua as Non-Executive Director		Mgmt	For	For
7	Elect Pan Zhanyuan as Independent Non-Executive Director		Mgmt	For	For
8	Elect Shen Kangchen as Independent Non-Executive Director		Mgmt	For	For
9	Elect Yao Guojian as Supervisor		Mgmt	For	For
10a	Reelect Li Shaode as Director		Mgmt	For	For
10b	Reelect Huang Xiaowen as Director		Mgmt	For	For
10c	Reelect Zhao Hongzhou as Director		Mgmt	For	For
10d	Reelect Zhang Jianhua as Director		Mgmt	For	For
10e	Reelect Wang Daxiong as Director		Mgmt	For	For
10f	Reelect Zhang Guofa as Director		Mgmt	For	For
10g	Reelect Yao Zuozhi as Director		Mgmt	For	For
10h	Reelect Xu Hui as Director		Mgmt	For	For
10i	Reelect Hu Hanxiang as Director		Mgmt	For	For
10j	Reelect Wang Zongxi as Director		Mgmt	For	For
11a	Reelect Chen Decheng as Supervisor		Mgmt	For	For
11b	Reelect Tu Shiming as Supervisor		Mgmt	For	For
11c	Reelect Hua Min as Supervisor		Mgmt	For	For
11d	Reelect Pan Yingli as Supervisor		Mgmt	For	For
12	Appoint PricewaterhouseCoopers, Hong Kong, Certified Public Accountants and BDO Zhong Hua Certified Public Accountants as International and PRC Auditors, Respectively, and Authorize Board to Fix Their Remuneration		Mgmt	For	For
13a	Approve Amendments to the Parts of the H Share Appreciation Rights Scheme (the Scheme) and Methods for Implementation of the Scheme (Amended Scheme and Methods)		Mgmt	For	Abstain
13b	Approve Granting of Share Appreciation Rights Under the Amended Scheme and Methods		Mgmt	For	Abstain
13c	Approve All Other Matters Contemplated Under the Amended Scheme and Methods		Mgmt	For	Abstain
14	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
15	Other Business (Voting)		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		2,621,000		2,621,000
		Total:		2,621,000		2,621,000
Jiangxi Copper Company Ltd.		Shares Voted	0	Cusip/Sedol	6000305	Ticker	358 HK
Meeting Date	6/26/2007	Shares	4,316,000	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Report of the Board of Directors		Mgmt	For
2	Accept Report of the Supervisory Committee		Mgmt	For
3	Accept Financial Statements and Auditors' Report		Mgmt	For
4	Approve Distribution of Profit		Mgmt	For
5	Approve Remuneration and Annual Bonus of Executive Directors and Supervisors; Allowance of Independent Non-Executive Directors and Annual Bonus of Senior Management		Mgmt	For
6	Approve Remuneration of Directors and Supervisors for the Two Years of 2007 and 2008 and the Increment Thereof and Authorize the Remuneration Committee to Determine the Increment for the Years of 2007 and 2008		Mgmt	For
7	Approve Adoption of the Rules of Management on Use of Proceeds		Mgmt	For
8	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For
9	Amend Articles Re: Scope of Operations of the Company		Mgmt	For
10	Appoint Ernst & Young Hua Ming and Ernst & Young as Domestic and International Auditors; Authorize Board to Fix Their Remuneration; and Any One Executive Director to Enter into the Service Agreement and Other Related Documents with the Appointed Auditors		Mgmt	For
		Fund Name		Shares Available		Shares Voted
		03502 GUINNESS ATKINSON CHINA & HONG KONG FUND		4,316,000		0
		Total:		4,316,000		0

		GUINNESS ATKINSON GLOBAL INNOVATORS FUND
		PROXY VOTING RECORD July 1, 2006 - June 30, 2007
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Cable & Wireless Plc	21-Jul-06	788,640		0162557	CW/ LN
Vote	MRV	Proposal
for	for	Acceptance of financial statements and statutory reports	Issuer
for	for	Approval of remuneration report	Issuer
for	for	Approval of final dividend of 3.1 pence per ordinary share	Issuer
for	for	Election of 3 directors	Issuer
for	for	Reappoinment of KPMG as auditors	Issuer
for	for	Approval of C&W long term cash incentive plan	Issuer
for	for	Authorisation of board to fix remuneration of auditors	Issuer
for	for	Authorisation of issuance of equity or equity-linked securities with pre-	Issuer
		emptive rights up to aggregate nominal amount of GBP 180,000,000
for	for	Authorisation of issuance of equity or equity-linked securities without pre-emptive rights up to aggregate nominal amount of GBP 29,000,000	Issuer
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Vodafone	25-Jul-06	0		B197PF8	VOD US
Vote	MRV	Proposal
-	for	Re-elect 12 directors	Issuer
-	for	Approve the remuneration report	Issuer
-	for	Re-appoint Deloitte & Touche LLP as auditors	Issuer
-	for	Authorise the Audit Committee to determine the auditors remuneration	Issuer
-	for	Adopt new articles of association	Issuer
-	for	Political donations	Issuer
-	for	Authority to allot shares	Issuer
-	for	Disapplication of pre-emption rights	Issuer
-	for	Approval of market purchases or ordinary shares	Issuer
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Check Point Software	31-Jul-06	0		2181334	CHKP US
Vote	MRV	Proposal
-	for	To elect 6 directors	Issuer
-	for	Re-elect 2 existing directors	Issuer
-	for	To authorize the Chairman of our Board of Directors to continue serving as Chairman of the Board of Directors and as Chief Executive Officer for up to three years following the meeting	Issuer
-	for	To ratify the appointment and compensation of Kost, Forer, Gabbay & Kasierer as independent public accountants for 2006	Issuer
-	for	To amend our Articles of Association to permit electronic voting	Issuer
-	for	To approve compensation to certain executive officers who are also Board members	Issuer
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Cemex	31-Aug-06	0 - Arrived 7 September		2488671	CX US
Vote	MRV	Proposal
-	for	Presentation, discussion and approval of the project that modifies the	Issuer
		issunace deed of the ordinary participation certificates denominated Cemex
		CPO, as well as the trust agreement no. 111033-9
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Acxiom	27-Sep-06	0 - No proxy slip included		2159773	ACXM
Vote	MRV	Proposal
-	for	Election of 4 directors	Issuer
-	for	Transaction of any other business	Issuer
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Oracle	9-Oct-06	81,010		2661568	ORCL US
Vote	MRV	Proposal
for	for	Election of 11 directors	Issuer
for	for	Approval of adoption of 2007 executive bonus plan	Issuer
for	for	Ratification of selection of Ernst & Young as independent auditors	Issuer
for	for	Approval of amended and restated 1993 directors' stock plan	Issuer
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Lenovo	7-Nov-06	3,294,000		6218089	992 HK
Vote	MRV	Proposal
for	for	Approve Connected Transaction and Relevant Caps	Issuer
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Lenovo	7-Nov-06	3,294,000		6218089	992 HK
Vote	MRV	Proposal
for	for	Approval of 2 Directors' service contracts	Issuer
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Microsoft	14-Nov-06	26,078		2588173	MSFT US
Vote	MRV	Proposal
for	for	Election of 9 directors	Issuer
for	for	Ratification of selection of Deloitte & Touche LLP as independent auditors	Issuer
against	against	Restriction on selling products and services to foreign governments	Security Holder
against	against	Sexual orientation in equal employment opportunity policy	Security Holder
against	against	Hiring of proxy advisor	Security Holder
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Cemex	7-Dec-06	42,074		2488671	CX US
Vote	MRV	Proposal
for	abstain	Consideration and, if applicable, authorization of a transaction, after hearing a report by the chief executive officer and the opinion of the board of directors	Issuer
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Costco	31-Jan-07	0		2701271	COST US
Vote	MRV	Proposal
-	for	Elect 4 directors	Issuer
-	for	Ratification of selection of independent auditors	Issuer
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
TD Ameritrade	27-Feb-07	83,330		2983154	AMTD US
Vote	MRV	Proposal
for	for	Election of 4 directors	Issuer
for	for	Ratification of selection of Ernst & Young LLP as independent auditors	Issuer
for	for	Approval of the company's 2006 Directors incentive plan.	Issuer
for	for	Approval of the company's Management incentive plan.	Issuer
for	for	To vote, in its discretion , upon any other business that may properly come before the annual meeting or any postponement or adjournment thereof, management is not aware of any other matters that should come before the annual meeting.	Issuer
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Samsung Electronics	28-Feb-07	4,190		4942818	SMSN LI
Vote	MRV	Proposal
for	for	Approve Appropriation of Income and Final Dividend of KRW 5000 Per Common Share	Issuer
for	for	Elect Independent Non-Executive Directors	Issuer
for	for	Elect Executive Director	Issuer
for	for	Elect Members of Audit Committee	Issuer
for	for	Approve Remuneration of Executive Directors and Independent Non-Executive Directors	Issuer
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Applied Materials	13-Mar-07	81,060		2046552	AMAT US
Vote	MRV	Proposal
for	for	Election of 10 directors	Issuer
for	for	Approve the amended and restated employees' stock incentive plan.	Issuer
for	for	Approve the amended and restated employees' stock purchase plan.	Issuer
for	for	Approve the amended and restated senior executive bonus plan.	Issuer
for	for	Ratification of selection of KPMG as independent auditors	Issuer
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Schlumberger	11-Apr-07	23,790		2779201	SLB US
Vote	MRV	Proposal
for	for	Election of 13 directors	Issuer
for	for	Adoption and approval of financials and dividends	Issuer
for	for	Approval of independent registered public accounting firm	Issuer
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
BP	12-Apr-07	0		2142621	BP US
Vote	MRV	Proposal
-	for	Elect 16 directors	Issuer
-	for	Approve Directors' remuneration report	Issuer
-	for	To re-appoint Ernst & Young LLP as auditors and authorize the board to set their remuneration	Issuer
-	for	To give limited authority to make political donations and incur political expenditure	Issuer
-	for	To authorize the use of electronic communications	Issuer
-	for	To give limited authority for the purchase of its own shares by the company	Issuer
-	for	To give authority to allot shares up to a specified amount	Issuer
-	for	To ive authority to allot a limited number of shares for cash free of pre-emption rights	Issuer
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Citigroup	17-Apr-07	29,300		2297907	C US
Vote	MRV	Proposal
for	for	Election of 14 directors	Issuer
for	for	Ratify selection of KPMG as independent Auditors	Issuer
against	against	Stockholder proposal requesting a report on prior governmental service of certain individuals.	Security Holder
against	against	Stockholder proposal requesting a report on political contributions.	Security Holder
against	against	Stockholder proposal requesting a report on charitable contributions.	Security Holder
against	against	Shareowner proposal requesting an advisory resolution to ratify executive compensation	Security Holder
against	against	Stockholder proposal requesting that CEO compensation be limited to no more that 100 times the average compensation paid to worldwide employees	Security Holder
against	against	Stockholder proposal requesting that thte Chariman of the Board have no management duties, titles or responsibilites.	Security Holder
against	against	Stockholder proposal requesting that stock options be subject to a five-year sales restriction	Security Holder
against	against	Stockholder proposal requesting cumulative voting.	Security Holder
against	against	Stockholder proposal requesting that stockholders have the right to call special shareholder meetings.	Security Holder
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
State Street	18-Apr-07	22,434		2842040	STT US
Vote	MRV	Proposal
for	for	Election of 16 directors	Issuer
for	for	To increase State Street's Authorized share of common stock from 500,000,000 to 750,000,000	Issuer
for	for	To ratify the selection of Ernst & Young LLP as the company's independent registered public accounting firm for the year ending December 31, 2007.	Issuer
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
L-3 Communications	24-Apr-07	0		2247366	LLL US
Vote	MRV	Proposal
-	for	Elect 4 directors	Issuer
-	for	Appoint PWC ad independent registered public accounting firm	Issuer
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Pfizer	26-Apr-07	30,330		2684703	PFE US
Vote	MRV	Proposal
for	for	Election of 12 directors	Issuer
for	for	To ratify the selection of KPMG LLP as independent registered public accounting firm for 2007	Issuer
against	against	Shareholder proposal relating to cumulative voting rights.	Security Holder
against	against	Shareholder proposal requesting a report on the rationale for exporting animal experimentation	Security Holder
against	against	Shareholder proposal requesting a report on the feasibilityf o amending pfizer's corporate policy on laboratory animal care and use.	Security Holder
against	against	Shareholder proposal relating to qualifications for director nominees.	Security Holder
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Nokia	3-May-07	68,372		2640891	NOK US
Vote	MRV	Proposal
for	for	Election of 11 directors	Issuer
for	for	Approval of the income statements and balance sheets.	Issuer
for	for	Approval of a dividend of EUR 0.43 per share	Issuer
for	for	Approval of the discharge of the chairman , the members fo the board of directors and the president from liability.	Issuer
for	for	Approval of the amendment of the articles of association.	Issuer
for	for	Approval of the remuneration to be paid to the members of the board	Issuer
for	for	Approval fo the composition of the board of directors	Issuer
for	for	Approval of the remuneration to be paid to the auditor	Issuer
for	for	Approval fo the re-election of PWC as the auditors for 2007.	Issuer
for	for	Approval of the grant of stock options to selected personnel.	Issuer
for	for	Approval of the reduction of the share issue premium	Issuer
for	for	Approval of the proposal of the board on the recording of the subscription price for shares issued based on stock options	Issuer
for	for	Approval of the authorization to the board on the issuance of shares and special rights entitling to shares.	Issuer
for	for	Authorization to the board to repurchase nokia shares.	Issuer
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Taiwan Semiconductor	7-May-07	0		2113382	TSM US
Vote	MRV	Proposal
-	for	Approve the proposal for distribution of 2006 profits	Issuer
-	for	Approve the capitalization of 2006 dividends, 2006 employee profit sharing, and capital surplus	Issuer
-	for	To approve revisions to internal policies and rules	Issuer
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
AIG	16-May-07	22,665		2027342	AIG US
Vote	MRV	Proposal
for	for	Elect 15 Directors	Issuer
for	for	Ratification of the selection of PWC as AIG's independent registered public accounting firm for 2007	Issuer
for	for	Adoption of the AIG 2007 stock incentive plan.	Issuer
against	against	Shareholder proposal relating to performance-based stock options.	Security Holder
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Qwest	23-May-07	183,470		2034494	Q US
Vote	MRV	Proposal
for	for	Elect 12 Directors	Issuer
for	for	Ratification of the appointment of KPMG as independent auditor for 2007	Issuer
for	for	Approval fo the amended and restated Equity Incentive Plan	Issuer
against	against	The board establish a policy whereby at least 75% of future equity compensation awarded to senior executives be performance-based and the related performance metrics be disclosed to stockholders	Security Holder
against	against	The board establish a policy that stockholders have the opportunity at each annual meeting to vote on an advisory resolution proposed by management to ratify certain compensation of our named executive officers	Security Holder
against	against	To seek stockholder approval of certain benefits for senior executives under our non-qualified pension plan or any supplemental executive retirement plan	Security Holder
against	against	The board establish a policy of separating the roles of Charman and Chief Executive Office whenever possible	Security Holder
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Infospace	31-May-07	67,310		2984395	INSP US
Vote	MRV	Proposal
for	for	Election of 3 directors	Issuer
for	for	Ratification of the appointment of KPMG as independent registered accounting firm of the company for the fiscal year ending December 31, 2007	Issuer
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
EBAY	14-Jun-07	0		2293819	EBAY US
Vote	MRV	Proposal
	for	Elect 3 directors	Issuer
	for	Approval of an amendment to our 1999 Global Equity Incentive plan to further satisfy the requirements of section 162(M) of the internal revenue code	Issuer
	for	Approval of an amendment to our 1998 employee stock purchase plant to extend the term of the purchase plan	Issuer
	for	Ratification of the selection of PWC LLP as our independent auditors for our fiscal year ending December 31, 2007	Issuer
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Amazon	14-Jun-07	38,100		2000019	AMZN US
Vote	MRV	Proposal
for	for	Election of 8 directors	Issuer
for	for	Ratification of appointment of Ernst & Young LLP as independent auditors	Issuer
for	for	Re-approval of material terms of performance goals in 1997 stock incentive plan pursuant to section 162(M) of internal revenue code.	Issuer
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Sony	21-Jun-07	0		2821481	SNE US
Vote	MRV	Proposal
-	for	Election of 14 directors	Issuer
-	for	To elect the independent auditor	Issuer
-	for	To issue stock acquisition rights for the purpose of granting stock options	Issuer
-.	for	To amend the articles of incorporation with respect to disclosure to share holders regarding remuneration paid to each director.	Issuer
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Nvidia	21-Jun-07	47,680		2379504	NVDA US
Vote	MRV	Proposal
for	for	Election of 3 directors	Issuer
for	for	To approve the Nvidia Corporation 2007 Equity Incentive Plan	Issuer
for	for	Ratification of the appointment of PWC as independent auditor for year ending 2008	Issuer
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Toyota	22-Jun-07	0		2898957	TM US
Vote	MRV	Proposal
-	for	Election of 30 directors	Issuer
-	for	Election of 4 corporate auditors	Issuer
-	for	Election of accouting auditor	Issuer
-	for	Issue of stock acquisition rights without consideration to directors, managing officers and employees, etc. of Toyota motor corporation and its affiliates	Issuer
-	for	Acquisition of owns hares	Issuer
-	for	Award of bonus payments to retiring corporate auditors	Issuer
-	for	Payment of Exeutive bonuses	Issuer
Company Name	Meeting Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Honda	22-Jun-07	0		2435279	HMC US
Vote	MRV	Proposal
-	for	Election of 20 directors	Issuer
-	for	Partial amendments to the articles of incorporation	Issuer
-	for	Election of two corporate auditors	Issuer
-	for	Payment of bonus to directors and corporate auditors for the 83rd fiscal year	Issuer
-	for	Presentation of retirement allowance to retiring directors and corporate auditor for their respective services	Issuer

		GUINNESS ATKINSON GLOBAL ENERGY FUND
		PROXY VOTING RECORD July 1, 2006 - June 30, 2007
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Patterson-UTI	12-Jul-06	107,710		2672537	PTEN
Vote	MRV	Proposal
for	for	Election of 8 directors	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Granby	6-Sep-06	15,799		B085N74	GOIL LN
Vote	MRV	Proposal
for	for	Authorisation of issuance of equity or equity-linked securities with and without pre-emptive rights up to aggregate	Issuer
		nominal amount of £60,000 pursuant to the placing
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Granby	20-Sep-06	15,799		B085N74	GOIL LN
Vote	MRV	Proposal
for	for	Acceptance of financial statements and statutory reports	Issuer
for	for	Election of 6 Directors	Issuer
for	for	Approval of remuneration report	Issuer
for	for	Appointment of PWC LLC as auditors	Issuer
for	for	Authorisation of issuance of equity with pre-emptive rights up to £60,674.60 or if Item 1 of above EGM is not	Issuer
		passed then up to £42,817
for	for	Approval of approved share option scheme 2006	Issuer
for	for	Approval of unapproved share option scheme 2006	Issuer
for	for	Approval of increase in authorised capital from £200,000 to £500,000	Issuer
for	for	Authorisation of issuance of equity without pre-emptive rights up to £9,101.19 or if Item 1 of above EGM is not	Issuer
		passed then up to £6,423
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
CNOOC	29-Sep-06	1,729,000		B00G0S5	883 HK
Vote	MRV	Proposal
for	for	Approval of revised annual caps for connected transactions	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Sasol	3-Oct-06	85,527		6777450	SOL SJ
Vote	MRV	Proposal
for	for	Approval of repurchase of 60 million ordinary treasury shares from Sasol Investment Company (Pty) Limited	Issuer
for	for	Authorization of repurchase of up to 10% of issued share capital	Issuer
for	for	Authorization of Board to ratify and execute approved resolutions	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Petrochina	1-Nov-06	2,595,000		6226576	857 HK
Vote	MRV	Proposal
for	for	Approval of continuing connected transactions arising from acquisition of 67% of Petrokazahkstan by Petrochina	Issuer
		through CNPC E&D
for	for	Approval of revision of existing annual caps of each of the continuing connected transaction under amended	Issuer
		comprehensive agreement
for	for	Approval of revision of existing annual caps as a result of changes to production and operational environment of	Issuer
		Petrochina
for	for	Approval of revision of existing annual caps in respect of products and services provided by Petrochina to CRMSC	Issuer
for	for	Amendment of articles re: Scope of business	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Sasol	23-Nov-06	71,307		6777450	SOL SJ
Vote	MRV	Proposal
for	for	Acceptance of financial statements and statutory reports for year ended June 30, 2006	Issuer
for	for	Reelection of 6 directors	Issuer
for	for	Relection of 5 directors as appointed during the year	Issuer
for	for	Ratification of KPMG as auditors	Issuer
for	for	Authorization of repurchase of up to 10% of issued share capital	Issuer
for	for	Approval of remuneration of directors	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Encore Oil	24-Nov-06	308,000		B06KL33	EO LN
Vote	MRV	Proposal
for	for	Acceptance of financial statements ans statutory reports	Issuer
for	for	Approval of remuneration report	Issuer
for	for	Election of 5 directors	Issuer
for	for	Appointment of PKF as auditors	Issuer
for	for	Authorisation of issuance of equity with pre-emptive rights up to £3,414,754.77	Issuer
for	for	Authorisation of issuance of equity without pre-emptive rights up to £3,414,754.77	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Shandong Molong	5-Dec-06	299,356		B00LNZ8	8261 HK
Vote	MRV	Proposal
for	for	Approval of delisting of shares on Growth Enterprise Market and listing on Main Board of HK Stock Exchange	Issuer
for	for	Approval of issuance of equity without preemptive rights	Issuer
for	for	Amendment of articles of association	Issuer
for	for	Approval of connected transaction with a related party	Issuer
for	for	Approval of interim dividend of RMB0.015 per share	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Encore Oil	28-Feb-07	308,000		B06KL33	EO LN
Vote	MRV	Proposal
for	for	Authorisation of issuance of equity or equity-linked securities with pre-emptive rights up to aggregate nominal	Issuer
		amount of £4,517,533
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
CNOOC	30-Mar-07	2,206,000		B00G0S5	883 HK
Vote	MRV	Proposal
for	for	Appoval of connected transaction with a related party and proposed cap	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Petrobras ADR	2-Apr-07	0		2683410	PBR/A
Vote	MRV	Proposal
did not vote	for	Election of one member of the board of directors	Issuer
did not vote	for	Election of one member of the fiscal council and his/her respective substitute	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
BP	12-Apr-07	173,785		0798059	BP/ LN
Vote	MRV	Proposal
for	for	Acceptance of financial statements and statutory reports	Issuer
for	for	Approval of remuneration report	Issuer
for	for	Reelection of 14 directors	Issuer
for	for	Election of 2 directors	Issuer
for	for	Reappointment of Ernst & Young as auditors	Issuer
for	for	Authorisation of company to make EU political organisation donations up to £100,000	Issuer
for	for	Authorisation of company to use electronic communications	Issuer
for	for	Authorisation of 1,950,000,000 ordinary shares for market purchase	Issuer
for	for	Authorisation of issuance of equity or equity-linked securities with pre-emptive rights up to $1,626,000,000	Issuer
for	for	Authorisation of issuance of equity or equity-linked securities without pre-emptive rights up to $244,000,000	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Petro Canada	24-Apr-07	47,930		2684316	PCA CN
Vote	MRV	Proposal
for	for	Election of 11 directors	Issuer
for	for	Ratification of Deloitte & Touche as auditors	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Canadian Oil Sands Trust	25-Apr-07	39,258		2061834	COS-U CN
Vote	MRV	Proposal
for	for	Appointment of PWC as auditors of COSL and authorization of board to fix remuneration of auditors	Issuer
for	for	Appointment of PWC as auditors and authorization of board to fix remuneration of auditors	Issuer
for	for	Election of 9 directors	Issuer
for	for	Adoption of unitholders rights plan	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Encana	25-Apr-07	37,536		2793193	ECA CN
Vote	MRV	Proposal
for	for	Election of 15 directors	Issuer
for	for	Approval of PWC as auditors and authorization of board to fix remuneration	Issuer
for	for	Approval of shareholder rights plan	Issuer
for	for	Amendment of employee stock option plan	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Chevron Corp	25-Apr-07	26,326		2838555	CVX
Vote	MRV	Proposal
for	for	Election of 14 directors	Issuer
for	for	ratification of auditors	Issuer
for	for	Amendment of certificate of incorporation to repeal the supermajority vote provisions	Issuer
against	against	Adoption of policy and report on human rights	Security Holder
against	against	Adoption of goals and report on greenhouse gas emissions	Security Holder
against	against	adoption of policy and report on animal welfare	Security Holder
against	against	Amendment of by-laws to separate CEO/Chairman positions	Security Holder
against	against	Amendment of by-laws regarding stockholder rights plan policy	Security Holder
against	against	Report on host country environmental laws	Security Holder
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Suncor	26-Apr-07	12,887		2861142	SU CN
Vote	MRV	Proposal
for	for	Election of 11 directors	Issuer
for	for	Ratification of PWC as auditors	Issuer
for	for	Amendment of equity compensation plan	Issuer
for	for	Approval of performance stock options	Issuer
			��
for	for	Amendment of by-laws	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Nexen	26-Apr-07	31,641		2172219	NXY CN
Vote	MRV	Proposal
for	for	Election of 12 directors	Issuer
for	for	Approval of Deloitte & Touche as auditors and authorization of board to fix remuneration of auditors	Issuer
for	for	Adoption of by-law no.3	Issuer
for	for	Approval of 2:1 stock split	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Opti Canada	27-Apr-07	109,688		B00R3Q7	OPC CN
Vote	MRV	Proposal
for	for	Fixing number of directors at nine	Issuer
for	for	Election of 9 directors	Issuer
for	for	Approval of PWC as auditors and authorization of board to fix remuneration	Issuer
for	for	Amendment of stock option plan	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Peabody	1-May-07	45,330		2753454	BTU
Vote	MRV	Proposal
for	for	Election of 5 directors	Issuer
for	for	ratification of independent accounting firm	Issuer
against	against	Declassification of board	Security Holder
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Imperial Oil	1-May-07	53,108		2454241	IMO CN
Vote	MRV	Proposal
for	for	Ratification of PWC as auditors	Issuer
for	for	Election of 8 directors	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Tesoro	1-May-07	18,410		2884569	TSO
Vote	MRV	Proposal
for	for	Election of 9 Directors	Issuer
for	for	Ratification of appointment of Deloitte & Touche as auditors	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Apache	2-May-07	26,009		2043962	APA
Vote	MRV	Proposal
for	for	Election of 4 directors	Issuer
for	for	Approval of 2007 omnibus equity compensation plan	Issuer
against	against	Reimbursement of proxy expenses	Security Holder
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Unit Corporation	2-May-07	12,410		2925833	UNT
Vote	MRV	Proposal
for	for	Election of 3 directors	Issuer
for	for	Ratification of selection of PWC as company's auditors for 2007	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Hess	2-May-07	33,743		2023748	HES
Vote	MRV	Proposal
for	for	Election of 4 directors	Issuer
for	for	Ratification of selection of Ernst & Young as auditors	Issuer
against	against	Directors take action to declassify board	Security Holder
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Sunoco	3-May-07	31,030		2859868	SUN
Vote	MRV	Proposal
for	for	Election of 11 directors	Issuer
for	for	Ratification of appointment of Ernst & Young as auditors	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Occidental	4-May-07	38,308		2655408	OXY
Vote	MRV	Proposal
for	for	Election of 12 directors	Issuer
for	for	Ratification of selection of KPMG as auditors	Issuer
for	for	Approval of amendment to 2005 long-term incentive plan	Issuer
against	against	Scientific report on global warming	Security Holder
against	against	Advisory vote to ratify executive compensation	Security Holder
against	against	Performance based stock options	Security Holder
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Plains	5-May-07	40,230		2979249	PXP
Vote	MRV	Proposal
for	for	Election of 7 directors	Issuer
for	for	Approval of amendment of company's 2004 stock incentive plan	Issuer
for	for	Ratification of selection of PWC as auditors	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Statoil	7-May-07	68,300		7133608	STL NO
Vote	MRV	Proposal
for	for	Approval of notice of meeting and agenda	Issuer
for	for	Approval of financial statements and statutory reports. Approve allocation of income and dividends of NOK 4/ share	Issuer
for	for	Approval of remuneration of auditors	Issuer
for	for	Approval of remuneration policy	Issuer
for	for	Authorization of share repurchase program and cancellation of repurchased shares	Issuer
for	for	Approval of purchase of company's own shares for employee share savings plan	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Helix	7-May-07	49,780		2037062	HLX
Vote	MRV	Proposal
for	for	Election of 3 Directors	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Whiting	8-May-07	45,943		2168003	WLL
Vote	MRV	Proposal
for	for	Election of 2 directors	Issuer
for	for	Ratification of Deloitte & Touche as auditors	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
ConocoPhillips	9-May-07	27,728		2685717	COP
Vote	MRV	Proposal
for	for	Election of 6 directors	Issuer
for	for	Ratification of appointment of Ernst & Young	Issuer
against	against	Corporate political contributions	Security Holder
against	against	Global warming renewables	Security Holder
against	against	Qualification for director nominees	Security Holder
against	against	Drilling in sensitive/protected areas	Security Holder
against	against	Report on recognition of indigenous rights	Security Holder
against	against	Community accountability	Security Holder
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Anadarko	16-May-07	45,170		2032380	APC
Vote	MRV	Proposal
for	for	Election of 4 directors	Issuer
for	for	Ratification of appointment of independent auditors	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Pioneer Natural Resources	16-May-07	46,120		2690830	PXD
Vote	MRV	Proposal
for	for	Election of 4 directors	Issuer
for	for	Ratification of selection of auditors	Issuer
for	for	Approval of amended employee stock purchase plan	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Dragon Oil	22-May-07	31,759		0059079	DGO LN
Vote	MRV	Proposal
for	for	Acceptance of financial statements and statutory reports	Issuer
for	for	Reelection of 2 Directors	Issuer
for	for	Authorization of board to fix remuneration of auditors	Issuer
for	for	Authorization of general meetings outside Republic of Ireland	Issuer
for	for	Authorization of issuance of equity or equity-linked securities without pre-emptive rights	Issuer
for	for	Authorization of share repurchase up to 10% of issued share capital	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Ensign Energy Services	23-May-07	35,682		2317623	ESI CN
Vote	MRV	Proposal
for	for	Fixing number of directors at ten	Issuer
for	for	Election of 10 Directors	Issuer
for	for	Approval of PWC as auditors	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
OMV	24-May-07	29,133		4651459	OMV AV
Vote	MRV	Proposal
for	for	Receipt of financial statements and statutory reports	Issuer
for	for	Approval of allocation of income	Issuer
for	for	Approval of discharge of management and supervisory board	Issuer
for	for	Approval of remuneration of supervisory board members	Issuer
for	for	Approval of issuance of convertible bonds with warrants attached without pre-emptive rights; approve creation of	Issuer
		EUR 36.4 million pool of capital
			Issuer
for	for	Amendment of articles re;participation of supervisory board members at annual meeting
			Issuer
for	for	Approval of 2007 stock option plan
			Issuer
for	for	Authorization of share repurchase program and reissuance of repurchased shares
			Issuer
for	for	Ratification of auditors
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Shandong Molong	25-May-07	299,356		B00LNZ8	568 HK
Vote	MRV	Proposal
for	for	Acceptance of report of board of directors	Issuer
for	for	Acceptance of report of supervisory committee	Issuer
for	for	Acceptance of financial statements and statutory reports	Issuer
for	for	Approval of final dividend of RMB 0.02 per share	Issuer
for	for	Election of 9 directors	Issuer
for	for	Reappointment of PRC and international auditors	Issuer
for	for	Approval of issuance of equity or equity-linked securities without preemptive rights	Issuer
for	for	Authorization of capitalization of RMB 129.6 million of retained profits from capital reserve fund for payment of new shares	Issuer
		on basis of four bonus shares for each existing share held
for	for	Amendment of articles of association	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Imperial Energy	31-May-07	600		B00HD78	IEC LN
Vote	MRV	Proposal
for	for	Acceptance of financial statements and statutory reports	Issuer
for	for	Election of 3 Directors	Issuer
for	for	Appointment of Deloitte & Touche as auditors	Issuer
for	for	Authorisation of board to fix remuneration of auditors	Issuer
for	for	Approval of remuneration report	Issuer
for	for	Authorisation of issuance of equity or equity-linked securities with pre-emptive rights up to £421,451	Issuer
for	for	Subject to passing of above, authorisation of issuance of equity or equity-linked securities without pre-emptive rights	Issuer
		up to £63,217
for	for	Amendment of articles of association	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Grey Wolf	5-Jun-07	6,200		B06CMR0	GWE CN
Vote	MRV	Proposal
for	for	Fixing number of directors at six	Issuer
for	for	Election of 6 directors	Issuer
for	for	Approval of Deloitte & Touche as auditors	Issuer
for	for	Amendment of stock option plan	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Global SantaFe	7-Jun-07	28,760		2016180	GSF
Vote	MRV	Proposal
for	for	Election of 2 Directors	Issuer
for	for	Ratification of appointment of PWC as auditors	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Patterson-UTI	7-Jun-07	77,370		2672537	PTEN
Vote	MRV	Proposal
for	for	Election of 7 Directors	Issuer
for	for	Ratification of selection of PWC as auditors	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Afren	14-Jun-07	99,000		B067275	AFR LN
Vote	MRV	Proposal
for	for	Acceptance of financial statements	Issuer
for	for	Election of 2 directors	Issuer
for	for	Reappointment of Deloitte & Touche as auditors	Issuer
for	for	Authorisation of equity or equity-linked securities with pre-emptive rights up to £1,904,478	Issuer
for	for	Subject to above, authorisation of equity or equity-linked securities without pre-emptive rights up to £1,389,736	Issuer
for	for	Authorisation of 20,955,228 ordinary shares for market purchase	Issuer

		GUINNESS ATKINSON ALTERNATIVE ENERGY FUND
		PROXY VOTING RECORD July 1, 2006 - June 30, 2007
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Climate Exchange	5-Jul-07	49,458		3355116	CLE LN
Vote	MRV	Proposal
for	for	Accept Financial Statements and Statutory Reports	Issuer
for	for	Approve Remuneration of Directors	Issuer
for	for	Approve auditors and authorize board to fix their remuneration	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Medis Technologies	18-Jul-06	10,486		2593780	MDTL
Vote	MRV	Proposal
for	for	Election of 9 directors	Issuer
for	for	Amendment of company's certificate of incorporation to increase number of authorized shares of common stock	Issuer
		from 38,000,000 to 41,500,000
for	for	Amendment of company's 1999 stock option plan to increase number of shares of common stock available for	Issuer
		grants thereunder from 4,200,000 to 5,000,000
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
SAG Solarstrom	20-Jul-06	36,103		5662115	SAG GR
Vote	MRV	Proposal
for	for	Receipt of financial statements and statutory reports for fiscal year 2005	Issuer
for	for	Approval of discharge of management board for fiscal year 2005	Issuer
for	for	Approval of discharge of supervisory board for fiscal year 2005	Issuer
for	for	Ratification of Ernst & Young as auditors for fiscal year 2006	Issuer
for	for	Approval of creation of EUR 13.5m pool of capital without preemptive rights	Issuer
for	for	Approval of issuance of convertible bonds with warrants attached up to aggregate nominal amount of EUR 50m with	Issuer
		preemptive rights; approval of creation of EUR 3.9m pool of capital to guarantee conversion rights
for	for	Amendment of articles re: calling of, registration for and conducting of Shareholder meetings due to new German	Issuer
		legislation
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Westport Innovations	20-Jul-06	280,696		2956811	WPT CN
Vote	MRV	Proposal
for	for	Election of 7 directors	Issuer
for	for	Approval of KPMG as auditors	Issuer
for	for	Authorization of issuance of convertible secured subordinated notes with warrants attached with preemptive rights	Issuer
for	for	Amendment of shareholder rights plan	Issuer
for	for	Amendment of performance share unit plan	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Azure Dynamics	24-Jul-06	252,395		2751771	AZD CN
Vote	MRV	Proposal
for	for	Fixing number of directors at eight	Issuer
for	for	Election of 8 directors	Issuer
for	for	Appointment of BDO Dunwoody as auditors	Issuer
for	for	Approval of issuance of shares for bonus compensation	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
American Superconductors	27-Jul-06	30,858		2032722	AMSC US
Vote	MRV	Proposal
for	for	Election of 7 directors	Issuer
for	for	Approval of amendment to 1997 director stock option plan to change annual equity award to each non-employee	Issuer
		director from 10,000 shares to 5,000 shares
for	for	Ratification of selection of Price Waterhouse Coopers LLP as independent auditors	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Clipper Windpower	7-Aug-06	25,237		B09H7Z5	CWP LN
Vote	MRV	Proposal
for	for	Authorisation of issuance of equity or equity-linked securities with pre-emptive rights up to 9,596,681 ordinary shares	Issuer
		on grant of options to subscribe
for	for	Authorisation of issuance of equity or equity-linked securities without pre-emptive rights up to 9,596,681 ordinary shares	Issuer
		on grant of options to subscribe
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Impco	23-Aug-06	31,498		2011390	IMCO US
Vote	MRV	Proposal
for	for	approval of the agreement to merge with wholly-owned subsidiary of the newly formed holding	Issuer
		company, Fuel Systems Solutions
for	for	increase of authorized shares of common stock that can be issued from 100,000,000 to 200,000,000	Issuer
for	for	increase of authorized shares of preferred stock that can be issued from 500,000 to 1,000,000	Issuer
for	for	prohibition of any stockholder action taken by written consent in lieu of a stockholder meeting	Issuer
for	for	prohibition of any change in ability of stockholders to act by written consent without approval of holders	Issuer
for	for	allow directors to distribute remaining net assets to common stock holders in event of liquidation	Issuer
for	for	limit adverse effect of any amendment or repeal to the provision limiting directors' liability	Issuer
for	for	adoption of 2006 incentive bonus plan	Issuer
for	for	election of 3 directors	Issuer
for	for	ratification of BDO Seidman as auditors	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Renova	30-Aug-06	91,095		B08X3H8	RVA LN
Vote	MRV	Proposal
for	for	Acceptance of financial statements and statutory reports	Issuer
for	for	Approval of final dividend of $0.01 per ordinary share	Issuer
for	for	Appointment of Grant Thornton as auditors	Issuer
for	for	Election of 5 directors	Issuer
for	for	Authorisation of issuance of equity or equity-linked securities with pre-emptive rights up to £918,500	Issuer
for	for	Subject to passing of proposal above, authorisation of issuance of equity or equity-linked securities	Issuer
		without pre-emptive rights up to £550,000
for	for	Authorisation of 1,378,010 ordinary shares for market purchase	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Quantum Fuel Systems	21-Sep-06	74,142		2962410	QTWW
Vote	MRV	Proposal
for	for	Election of 2 directors	Issuer
for	for	Ratification of McGlardey & Pullen as auditors	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Australian Ethanol	29-Sep-06	734,040		6232506	AAE AU
Vote	MRV	Proposal
for	for	Approval of issuance of up to 60m shares at an issue price of A$0.52 each for a placement	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Solartron	29-Sep-06	1,537,380		B06Y3W8	SOLAR TB
Vote	MRV	Proposal
	��
for	for	Approval of minutes of previous AGM	Issuer
for	for	Change auditor	Issuer
for	for	Amendment of clause 10 of Articles of Association re: Share Transfer	Issuer
for	for	Approval of cancellation of certain resolutions proposed in previous shareholder meetings regarding issuance of warrants	Issuer
for	for	Approval of reduction in registered capital to Baht 300 million	Issuer
for	for	Amendment of Clause 4 of memorandum of association to reflect decrease in registered capital	Issuer
for	for	Other business	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Babcock & Brown Environmental	12-Oct-06	147,834		6097910	BEI AU
Vote	MRV	Proposal
for	for	Approval of remuneration report for year ended June 30th, 2006	Issuer
for	for	Election of  2 directors	Issuer
for	for	Approval of issunace of up to 7.2million shares to B&B Infrastructure Management Pty Ltd at A$2.56 each	Issuer
for	for	Amendment of management agreement between B&B environmental investors and BBIM	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Theolia	13-Oct-06	15,661		7374883	TEO FP
Vote	MRV	Proposal
for	for	Election of Sofinan SPRL as Director	Issuer
for	for	Approval of remuneration of directors in aggregate amount of EUR 120,000	Issuer
for	for	Authorization of filing of required documents	Issuer
for	for	Approval of issuance of warrants for up to EUR 500,000 subject to approval of item 7 below	Issuer
for	for	Eliminate preemptive rights for issuance made under item 6 above in favour of AEK	Issuer
for	for	Authorization of up to 5% of issued capital for use in restricted stock plan	Issuer
for	for	Authorization of capitalization of reserves up to EUR 5 million for bonus issue	Issuer
for	for	Approval of stock option plans grants	Issuer
for	for	Authorization of issuance of equity-linked securities (BEA) without preemptive rights up to aggregate nominal amount of EUR	Issuer
		7.5 million
for	for	Elimination of preemptive rights for issuance made under item 9 above in favour of Societe Generale only	Issuer
for	for	Approval of employee savings-related share purchase plan	Issuer
for	for	Increase of global limit for capital increase to result from all issuance requests to EUR 30 miilion	Issuer
for	for	Authorization of filing of required documents	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Trading Emissions	10-Nov-06	113,420		B073G36	TRE LN
Vote	MRV	Proposal
for	for	Accept Financial Statements and Statutory Reports	Issuer
for	for	Approve Remuneration of Directors	Issuer
for	for	Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration	Issuer
for	for	Reelect M J Gillies as a Director	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Carotech	21-Nov-06	1,005,100		B07DQ69	CARO MK
Vote	MRV	Proposal
for	for	Accept Financial Statements and Statutory Reports	Issuer
for	for	Approve Remuneration of Directors	Issuer
for	for	Elect Haji Ibrahim Bin Haji Ahmad as Director	Issuer
for	for	Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration	Issuer
for	for	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights in Any Amount Up to 10 Percent of Issued Share Capital	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Geodynamics	23-Nov-06	234,246		6546218	GDY AU
Vote	MRV	Proposal
for	for	Approve Remuneration of Directors	Issuer
for	for	Election of 2 directors	Issuer
for	for	Ratify Past Issuance of 11.7 Million Shares at an Issue Price of A$1.45 Each Made on April 2006	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Ceres	24-Nov-06	57,146		B035142	CWR LN
Vote	MRV	Proposal
for	for	Accept Financial Statements and Statutory Reports	Issuer
for	for	Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration	Issuer
for	for	Election of 3 directors	Issuer
for	for	Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 977,450	Issuer
for	for	Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 146,617	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Australian Ethanol	27-Nov-06	734,040		6232506	AAE AU
Vote	MRV	Proposal
for	for	Accept Financial Statements and Statutory Reports	Issuer
for	for	Election of 3 directors	Issuer
for	for	Ratify Past Issuance of 800,000 Shares to Multiplex Engineering Pty. Ltd. Made on July 3, 2006	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
GTL Resources	30-Nov-06	2,999,867		0087058	GLT LN
Vote	MRV	Proposal
for	for	Accept Financial Statements and Statutory Reports	Issuer
for	for	Election of 3 directors	Issuer
for	for	Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration	Issuer
for	for	Approve reverse stock split	Issuer
for	for	Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 9,297,000	Issuer
for	for	Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 2,400,000	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Climate Exchange	29-Dec-06	34,368		3355116	CLE LN
Vote	MRV	Proposal
for	for	Approve Increase in Authorized Share Capital	Issuer
for	for	Approve the Company's (European Climate Exchange Limited Commutation)Share Option Plan	Issuer
for	for	Approve the Long Term Incentive Plan Option Agreement Between the Company and Neil Ekert	Issuer
for	for	Approve the Company's 2006 Share Option Plan	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Ocean Power	12-Jan-06	146,638		B05H0N8	OPT LN
Vote	MRV	Proposal
for	for	Re-elect 5 directors	Issuer
for	for	Change State of Incorporation [New Jersey to Delaware]	Issuer
for	for	Approve Stock Option Plan	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Novera	15-Jan-06	216,147		B0B7Y85	NVE LN
Vote	MRV	Proposal
for	for	Approve Acquisition of the Remaining 50 Percent of Novera Macquarie Renewable Energy Joint Venture Ltd.	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Australian Ethanol	19-Jan-07	734,040		6232506	AAE AU
Vote	MRV	Proposal
for	for	Ratify Past Issuance of 762,195 Shares at A$0.41 Each to Cornell Capital Partners LP in Satisfaction of an Implementation Fee	Issuer
for	for	Approve Issuance of Shares in Satisfaction of an Activation Fee of A$312,500 to Cornell Capital Partners LP	Issuer
for	for	Ratify Past Issuance of 11.35 Million Options Exercisable at A$0.45 Each to Bluecrest Special Situations Master Fund Ltd Made on Nov 30, 2006	Issuer
for	for	Approve Issuance of 650,000 Options Exercisable at A$0.45 Each to Bluecrest Special Situations Master Fund Ltd	Issuer
for	for	Approve Issuance of Up to 114.29 Million Shares at A$0.35 Each to Institutional, Sophisticated and Professional Investors	Issuer
for	for	Approve Issuance of Up to 5 Million Shares at A$0.35 Each and Up to 6 Million Options Exercisable at A$0.45 Each to Transocean Securities Pty Ltd	Issuer
for	for	Approve Issuance of 1.2 Million Shares at A$0.546 Each to Alberici Constructors Inc	Issuer
for	for	Change Company Name to Agri Energy Limited	Issuer
for	for	Approve Issuance of Up to 5 Million Options Exercisable at A$0.45 Each to Peter Anderton	Issuer
for	for	Approve Issuance of Up to 600,000 Options Exercisable at A$1 Each to Phillip Toyne	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
CMR Fuel Cells	12-Mar-07	90,756		B0MKQ21	CMF LN
Vote	MRV	Proposal
for	for	Accept Financial Statements and Statutory Reports	Issuer
for	for	Re-elect John Halfpenny as Director	Issuer
for	for	Elect Gordon Crawford as Director	Issuer
for	for	Elect Tim Curtis as Director	Issuer
for	for	Reappoint RSM Robson Rhodes LLP as Auditors of the Company	Issuer
for	for	Authorise Board to Fix Remuneration of Auditors	Issuer
for	abstain	Transact Other Business (Voting)	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Verbund	14-Mar-07	21,590		4661607	VER AV
Vote	MRV	Proposal
for	for	Receive Financial Statements and Statutory Reports	Issuer
for	for	Approve Allocation of Income	Issuer
for	for	Approve Discharge of Management and Supervisory Boards	Issuer
for	for	Ratify Auditors	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Theolia	21-Mar-07	20,177		7374883	TEO FP
Vote	MRV	Proposal
for	abstain	Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights	Issuer
for	abstain	Eliminate Preemptive Rights for Issuances Made Under Item 1 Above in Favor of FC Holding GmbH	Issuer
for	abstain	Approve Issuance of Warrants Subject to Approval of Item 4 Below	Issuer
for	abstain	Eliminate Preemptive Rights for Issuances Made Under Item 3 Above in Favor of the Employees and the Directors of Theolia and Group Companies.	Issuer
for	abstain	Authorize up to 10 Percent of Issued Capital for Use in Restricted Stock Plan	Issuer
for	abstain	Authorize Capitalization of Reserves of Up to 10 Percent of Issued Capital for Bonus Issue or Increase in Par Value	Issuer
for	abstain	Approve Stock Option Plans Grants	Issuer
for	abstain	Approve Employee Savings-Related Share Purchase Plan	Issuer
for	abstain	Increase Global Limit for Capital Increase to Result from All Issuance Requests at EUR 40 Million	Issuer
for	abstain	Authorize Filing of Required Documents/Other Formalities	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
FuelCell Energy	27-Mar-07	31,079		2315111	FCEL US
Vote	MRV	Proposal
for	for	Elect 8 directors	Issuer
for	for	Ratify Auditors	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Iberdrola	28-Mar-07	27,579		4424640	IBE SM
Vote	MRV	Proposal
for	for	Accept Individual and Consolidated Financial Statements and Statutory Reports for Fiscal Year Ended 12-31-06	Issuer
for	for	Approve Allocation of Income and Distribution of Dividends	Issuer
for	for	Accept Board of Director's Report on Company and Consolidated Group	Issuer
for	for	Approve Discharge of Directors	Issuer
for	for	Ratify Appointment of 4 board members	Issuer
for	for	Reelect 7 board members	Issuer
for	for	Nominate Nicolas Osuna Garcia as Board Member	Issuer
for	for	Approve 4:1 Stock Split and Subsequent Reduction of Par Value to EUR 0.75 Per Share from EUR 3 Per Share; Amend Article 5 of Bylaws Accordingly	Issuer
for	abstain	Authorize Repurchase of Shares; Void Authorization Granted at the 3-30-06 AGM (Unused Amount)	Issuer
for	abstain	Authorize the Board with the Power of Substitution to Issue Bonds/Debentures/Other Debt Securities up to Aggregate Nominal Amount of EUR 20 Billion and Promissory Notes up to an Amount of EUR 4 Billion; Void Authorization Granted at 3-30-06 AGM	Issuer
for	abstain	Authorize the Board to Require the Listing and Delisting of Shares, Debt Securities, Bonds, Promissory Notes, and Preferred Stock from National and Foreign Secondary Markets; Void Authorization Granted at the 3-30-06 AGM	Issuer
for	abstain	Authorize Board to Approve the Creation of Foundation; Void Authorization in it Unused Amount Granted at 3-30-06 AGM	Issuer
for	abstain	Amend various Articles of Bylaws to Conform with Recommendations from the Spanish Unified Code of Best Practices	Issuer
for	abstain	Amend Articles General Meeting Guidelines in Light of Amendments to Articles and Subsequent Approval of the New Text	Issuer
for	abstain	Present Report Re: Amendments to General Meeting Guidelines in According with Article 115 of the Spanish Company Law	Issuer
for	abstain	Approve EUR 790.13 Million Capital Increase Via Non-Rights Issuance of 263.38 Million of New Shares at EUR 3 Nominal Value and Share Issuance Premium to be Determined; Amend Article 5 Accordingly	Issuer
for	abstain	Authorize Issuance of Simple Notes in the Minimal Nominal Amount of EUR 29.51 Million and Maximum Nonimal Amount of EUR 1.1 Billion; Authorize Board to Set All Terms and Conditions of Notes Issuance	Issuer
for	abstain	Approve Within the Framework of the Scottish Power Plc Transaction the Continuity of the Share Purchase Plans Already Established with the Purpose of Managing its Rights and the Delivery of Iberdrola Shares under the Terms Established in the Transaction	Issuer
for	abstain	Approve EUR 34.95 Million Capital Increase via Non-Right Issuance of 11.65 Million Shares of EUR 3 Par Value to Service the Stock Purchase Plan for Scottish Power Employees and Extend the Said Plans to Iberdrola Employees; Amend Article 5 of Bylaws	Issuer
for	abstain	Authorize Board to Ratify and Execute Approved Resolutions	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Geodynamics	30-Mar-07	234,246		6546218	GDY AU
Vote	MRV	Proposal
for	for	Approve Issuance of 4.2 Million Shares at an Issue Price of A$1.0 per Share and One Attaching Option Exercisable for Each Share at A$1.0 per Share for a Private Placemen	Issuer
for	for	Ratify Past Issuance of 7.8 Million Shares at an Issue Price of A$1.0 per Share and One Attaching Option for Each Share Exercisable at A$1.0 per Share Made on February 2007	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
MEMC Electronic Materials	25-Apr-07	15,180		2580113	WFR US
Vote	MRV	Proposal
for	for	Elect 3 directors	Issuer
for	for	Approval of amendment to 2001 plan	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Vestas	26-Apr-07	26,815		5964651	VWS DC
Vote	MRV	Proposal
for	for	Approve Financial Statements and Statutory Reports	Issuer
for	for	Approve Allocation of Income and Omission of Dividends	Issuer
for	for	Approve Discharge of Management and Board	Issuer
for	for	Re-elect 7 directors	Issuer
for	for	Reapprove PricewaterhouseCoopers and KPMG C. Jespersen as Auditors	Issuer
for	for	Amend Articles Re: Remove Decision to Discharge Management and Board from Liability as Routine AGM Agenda Resolution	Issuer
for	for	Amend Articles Re: Editorial Change to Amend Term 'Executive Manager' to 'member of the Executive Management' in Article 8 and 9	Issuer
for	for	Amend Articles Re: Editorial Change to Amend Term 'Executive Manager' to 'member of the Executive Management' in Article 10; Stipulate Who Has the Right to Sign for the Company	Issuer
for	for	Amend Articles Re: Stipulate that One or Two Auditors May Audit Company's Annual Report	Issuer
for	for	Authorize Repurchase of Up to 10 Percent of Issued Share Capital	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Natural Fuel	26-Apr-07	797,127		B1L5WH1	NFL AU
Vote	MRV	Proposal
for	for	Approve Issuance of Up to $50 Million Convertible Bonds Under the Conditional Bond Offer	Issuer
for	for	Ratify Past Issuance of Up to $50 Million Convertible Bonds Under the Unconditional Bond Offer	Issuer
for	for	Approve Employee Share Option Plan	Issuer
for	for	Approve Employee Share Acquisition Plan	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Solartron	27-Apr-07	1,537,380		B06Y3W8	SOLAR/F TB
Vote	MRV	Proposal
abstain	for	Approve Minutes of Previous EGM	Issuer
for	for	Accept Directors' Report and 2006 Operating Results	Issuer
for	for	Accept Financial Statements and Statutory Reports	Issuer
abstain	for	Approve Non-Allocation of Income and Omission of Dividends	Issuer
abstain	for	Elect Directors	Issuer
abstain	for	Approve Remuneration of Directors	Issuer
abstain	for	Approve Names and Number of Directors Who Have Signing Authority	Issuer
abstain	for	Approve Auditors and Authorize Board to Fix Their Remuneration	Issuer
abstain	for	Approve Smart Card Project	Issuer
abstain	for	Amend Article 10 of the Articles of Association	Issuer
abstain	for	Amend Memorandum of Association Re: Company Objectives	Issuer
abstain	for	Other Business	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Alkane	9-May-07	843,987		0328661	ALK LN
Vote	MRV	Proposal
for	for	Accept Financial Statements and Statutory Reports	Issuer
for	for	Re-elect 2 Directors	Issuer
for	for	Reappoint Ernst & Young LLP as Auditors of the Company	Issuer
for	for	Authorise Board to Fix Remuneration of Auditors	Issuer
for	for	Approve Remuneration Report	Issuer
for	for	Authorise the Company to Make EU Political Organisations Donations and to Incur EU Political Expenditure up to GBP 25,000	Issuer
for	for	Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 152,878	Issuer
for	for	Subject to the Passing of Resolution 8, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 22,932	Issuer
for	for	Authorise 9,172,692 Ordinary Shares for Market Purchase	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
WFI	9-May-07	54,900		2933881	WFI CN
Vote	MRV	Proposal
for	for	Re-elect 7 Directors	Issuer
for	for	Approve Grant Thornton LLP as Auditors and Authorize Board to Fix Remuneration of Auditors	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Hydrogenics	11-May-07	0		2673905	HYGS US
Vote	MRV	Proposal
-	for	Elect Directors	Issuer
-	for	Appoint PWC as auditors and authorize the audit committee of the board of directors to fix their remuneration	Issuer
-	for	Amending the stock option plan of the corporation.	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
REC	14-May-07	0		B01VHW2	REC NO
Vote	MRV	Proposal
-	for	Elect Chairman of Meeting; Designate Inspector or Shareholder Representative(s) of Minutes of Meeting	Issuer
-	for	Approve Notice of Meeting and Agenda	Issuer
-	for	Approve Financial Statements and Statutory Reports	Issuer
-	for	Approve Remuneration Policy And Other Terms of Employment For Executive Management	Issuer
-	for	Approve Remuneration of NOK 350,000 for Chairman; Approve Remuneration of NOK 200,000 for Other Board Members; Approve Remuneration for Committee Work; Approve Remuneration of Nominating Committee	Issuer
-	for	Approve Remuneration of Auditors in the Amount of NOK 1.6 Million	Issuer
-	for	Reelect Rune Selmar and Marius Groenningseter as Nominating Committee Members; Elect Stig Andersen as New Nominating Committee Member	Issuer
-	for	Approve Issuance of 49 Million Shares without Preemptive Rights	Issuer
-	for	Authorize Repurchase of Up to Ten Percent of Issued Share Capital	Issuer
-	for	Elect Christian Berg and Inger Solhaug as Directors	Issuer
-	for	Amend Articles Re: Set Number of Employee Representatives to Four; Increase Max.Size of Board 12 Members; Decide that No Corporate Assembly be Created; Allow for Flexibility in Location of AGM	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Nordex	15-May-07	27,453		B06CF71	NDX1 GR
Vote	MRV	Proposal
for	for	Approve Discharge of Management Board for Fiscal 2006	Issuer
for	for	Approve Discharge of Supervisory Board for Fiscal 2006	Issuer
for	for	Allow Electronic Distribution of Company Communications	Issuer
for	for	Ratify Ernst & Young AG as Auditors for Fiscal 2007	Issuer
for	for	Approve Issuance of Convertible Bonds	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Novera	16-May-07	802,187		B0B7Y85	NVE LN
Vote	MRV	Proposal
for	for	Approve Scheme of Arrangement Between the Company and Its Shareholders	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Novera	16-May-07	802,187		B0B7Y85	NVE LN
Vote	MRV	Proposal
for	for	Receive Financial Statements and Statutory Reports	Issuer
for	for	Elect 3 driectors	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Boralex	16-May-07	59,527		BLX/A CN	BLX CN
Vote	MRV	Proposal
for	for	Elect 10 directors	Issuer
for	for	Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Remuneration of Auditors	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Xantrex	16-May-07	90,129		2262712	XTX CN
Vote	MRV	Proposal
for	for	Elect 8 directors	Issuer
for	for	Approve KPMG LLP as Auditors and Authorize Board to Fix Remuneration of Auditors	Issuer
abstain	for	Other Business	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Railpower	16-May-07	215,265		2714600	P CN
Vote	MRV	Proposal
for	for	Elect 7 directors	Issuer
for	for	Approve KPMG LLP as Auditors and Authorize Board to Fix Remuneration of Auditors	Issuer
for	for	Amend Share Compensation Plan	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Biopetrol Industries	21-May-07	246,470		B0Q9VP2	B2I GR
Vote	MRV	Proposal
for	for	Accept Financial Statements and Statutory Reports	Issuer
for	for	Approve Allocation of Income and Omission of Dividends	Issuer
for	for	Approve Discharge of Board and Senior Management	Issuer
for	for	Ratify KPMG AG as Auditors	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Solarworld	24-May-07	26,527		5819869	SWV GR
Vote	MRV	Proposal
for	for	Approve Allocation of Income and Dividends of EUR 0.20 per Share	Issuer
for	for	Approve Discharge of Management Board for Fiscal 2006	Issuer
for	for	Approve Discharge of Supervisory Board for Fiscal 2006	Issuer
for	for	Ratify BDO Deutsche Warentreuhand AG as Auditors for Fiscal 2007	Issuer
for	for	Approve EUR 55.9 Million Capitalization of Reserves; Approve 2:1 Stock Split	Issuer
for	for	Approve Creation of EUR 20.9 Million Pool of Capital with Preemptive Rights	Issuer
for	for	Approve Cancellation of 2006 AGM Pool of Capital	Issuer
for	for	Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares	Issuer
for	for	Amend Articles Re: Allow Electronic Distribution of Company Communications	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Agcert	24-May-07	75,318		B076464	AGC LN
Vote	MRV	Proposal
for	for	Authorise Issue of Equity or Equity-Linked Securities with and without Pre-emptive Rights	Issuer
for	for	Approve Capitalization of Debt	Issuer
for	for	Approve Convertible Loan Agreement	Issuer
for	for	Consider Measures to Address the Decline in the Company's Net Asset Value Relative to Its Capital	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Gamesa	24-May-07	64,082		B01CP21	GAM SM
Vote	MRV	Proposal
for	for	Approve Individual and Consolidated Financial Statements, and Allocation of Income	Issuer
for	for	Amend Articles 10, 11, 13, 13 bis, 15, 16, 17, 18 bis, 18 ter, and 18 quater of Bylaws to Adhere to the Unified Code of Corporate Governance	Issuer
for	for	Amend Articles 3, 4, 5, 6, 7, 8, 9, 10, 11, 13, 14, 16, 17, 18, 19, 19 bis, 20, 23, 24, and Final Disposition of the General Meeting Guidelines to Comply with the Unified Code of Corporate Governance	Issuer
for	for	Re-elect 6 directors	Issuer
for	for	Elect 4 directors	Issuer
for	for	Nomination of Auditor	Issuer
for	for	Authorize Repurchase of Shares	Issuer
for	for	Authorize Board to Ratify and Execute Approved Resolutions	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Clipper Wind Power	30-May-07	40,317		B09H7Z5	CWP LN
Vote	MRV	Proposal
for	for	Accept Financial Statements and Statutory Reports	Issuer
for	for	Reappoint Deloitte & Touche LLP as Auditors and Authorise the Board to Determine Their Remuneration	Issuer
for	for	Re-elect 2 directors	Issuer
for	for	Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 3,562,465	Issuer
for	for	Subject to the Passing of Resolution 5, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 1,068,739	Issuer
for	for	Adopt New Articles of Association	Issuer
for	for	Amend Clipper Windpower plc 2005 Unapproved Executive Share Option Plan	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
EDF Energies Nouvelle	30-May-07	19,620		B1HL121	EEN FP
Vote	MRV	Proposal
for	for	Approve Financial Statements and Statutory Reports	Issuer
for	for	Accept Consolidated Financial Statements and Statutory Reports	Issuer
for	for	Approve Net Losses and Dividends of EUR 0.11 per Share	Issuer
for	for	Approve Special Auditors' Report Regarding Related-Party Transactions	Issuer
for	for	Approve Transaction with EDF	Issuer
for	for	Approve Remuneration of Directors in the Aggregate Amount of EUR 80,000	Issuer
for	for	Reelect EDF Represented by Olivier Paquier as Director	Issuer
for	for	Reelect EDEV Represented by Robert Durdilly as Director	Issuer
for	for	Ratify Appointment of Jean-Louis Mathias as Director	Issuer
for	for	Authorize Repurchase of Up to Ten Percent of Issued Share Capital	Issuer
for	for	Authorize Filing of Required Documents/Other Formalities	Issuer
for	for	Approve Reduction in Share Capital via Cancellation of Repurchased Shares	Issuer
for	for	Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan	Issuer
for	for	Authorize Filing of Required Documents/Other Formalities	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
VRB Power Systems	1-Jun-07	488,561		2120359	VRB CN
Vote	MRV	Proposal
for	for	Fix Number of Directors at Four	Issuer
for	for	Elect 4 directors	Issuer
for	for	Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix emuneration of Auditors	Issuer
for	for	Approve Stock Option Plan	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Acciona	5-Jun-07	0		5579107	ANA SM
Vote	MRV	Proposal
-	for	Accept Individual and Consolidated Financial Statements and Statutory Reports for Fiscal Year 2006	Issuer
-	for	Accept Statutory Reports; Approve Discharge Directors	Issuer
-	for	Approve Allocation of Income	Issuer
-	for	Reelect Auditors	Issuer
-	for	Fix Number of and Elect Directors	Issuer
-	for	Amend Article 26 of the Company Bylaws Re: Adoption of Resolutions in the General Meeting	Issuer
-	for	Amend Article 34 of the Company Bylaws Re: Convening of the Board of Directors	Issuer
-	for	Amend Article 40 of the Company Bylaws Re: Audit Committee	Issuer
-	for	Amend Article 2 of the Company Bylaws Re: Company Objective	Issuer
-	for	Amend Preamble of the General Meeting Guidelines	Issuer
-	for	Amend Article 5 of the General Meeting Guidelines Re: Comptencies of the General Meeting	Issuer
-	for	Amend Article 9 of the General Meeting Guidelines Re: Information Available to Shareholders	Issuer
-	for	Amend Article 14 of the General Meeting Guidelines Re: Indirect Shareholders	Issuer
-	for	Amend Article 27 of the General Meeting Guidelines Re: Adopting Agreements in the General Meeting	Issuer
-	for	Approve Information of Amendments to the Regulations of the Board of Directors to Confirm with Unified Code of Corporate Governance	Issuer
-	for	Approve Remuneration of Directors for Fiscal Year 2007	Issuer
-	for	Authorize Repurchase of Shares	Issuer
-	for	Authorize Board to Ratify and Execute Approved Resolutions	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Conergy	11-Jun-07	0		7066726	CGY GR
Vote	MRV	Proposal
-	for	Receive Financial Statements and Statutory Reports for Fiscal 2006	Issuer
-	for	Approve Allocation of Income and Dividends of EUR 0.10 per Share	Issuer
-	for	Approve Discharge of Management Board for Fiscal 2006	Issuer
-	for	Approve Discharge of Supervisory Board for Fiscal 2006	Issuer
-	for	Ratify Deloitte & Touche GmbH as Auditors for Fiscal 2007	Issuer
-	for	Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares	Issuer
-	for	Approve Creation of EUR 16.5 Million Pool of Capital without Preemptive Rights	Issuer
-	for	Amend Articles Re: Allow Electronic Distribution of Company Communications	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Agcert	12-Jun-07	0		B076464	AGC LN
Vote	MRV	Proposal
-	for	Acknowledge Proper Convening of Meeting	Issuer
-	for	Accept Financial Statements and Statutory Reports	Issuer
-	for	Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration	Issuer
-	for	Elect Merrick G. Andlinger as a Director	Issuer
-	for	Elect Franz Fischler as a Director	Issuer
-	for	Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights	Issuer
-	for	Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to 5 Percent of the Issued Share Capital of the Company	Issuer
-	for	Other Business (Voting)	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Azure Dynamics	12-Jun-07	0		2751771	AZD CN
Vote	MRV	Proposal
-	for	Fix Number of Directors at Eight	Issuer
-	for	Elect Directors Nicholas O. Brigstocke, Wu Tzu Chien, D. Campbell Deacon, David E. Deacon, Robert A. Donaldson, Scott T. Harrison, James J. Padilla and Dennis A. Sharp	Issuer
-	for	Approve BDO Dunwoody LLP as Auditors and Authorize Board to Fix Remuneration of Auditors	Issuer
-	for	Amend Stock Option Plan	Issuer
-	for	Approve Deferred Compensation Plan	Issuer
-	for	Change Location of Annual Meeting	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Solar-Fabrik	13-Jun-07	0		7394386	SFX GR
Vote	MRV	Proposal
-	for	Receive Financial Statements and Statutory Reports for Fiscal 2006	Issuer
-	for	Approve Discharge of Management Board for Fiscal 2006	Issuer
-	for	Approve Discharge of Supervisory Board for Fiscal 2006	Issuer
-	for	Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2007	Issuer
-	for	Reelect Alfred Ritter to the Supervisory Board	Issuer
-	for	Reelect Gerhard Kulbe to the Supervisory Board	Issuer
-	for	Reelect Norbert Binder to the Supervisory Board	Issuer
-	for	Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares	Issuer
-	for	Approve Creation of EUR 4.5 Million Pool of Capital without Preemptive Rights	Issuer
-	for	Authorize Issuance of Investment Certificates Up to Aggregate Nominal Value of EUR 20 Million	Issuer
-	for	Approve Stock Option Plan for Key Employees; Approve Creation of EUR 400,000 Pool of Capital for Stock Option Plan	Issuer
-	for	Allow Electronic Distribution of Company Communications	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Q-cells	14-Jun-07	0		B0LD4L6	QCE GR
Vote	MRV	Proposal
-	for	Receive Financial Statements and Statutory Reports for Fiscal 2006	Issuer
-	for	Approve Allocation of Income and Omission of Dividends	Issuer
-	for	Approve Discharge of Management Board for Fiscal 2006	Issuer
-	for	Approve Discharge of Supervisory Board for Fiscal 2006	Issuer
-	for	Ratify KPMG Deutsche Treuhand-Gesellschaft AG as Auditors for Fiscal 2007	Issuer
-	for	Approve Creation of EUR 54.5 Million Pool of Capital without Preemptive Rights	Issuer
-	for	Approve Stock Option Plan for Key Employees; Approve Creation of EUR 5.8 Million Pool of Capital for Stock Option Plan; Amend Existing Pools of Capital	Issuer
-	for	Approve Issuance of Convertible Bonds and/or Bonds with Warrants Attached without Preemptive Rights up to Aggregate Nominal Amount of EUR 3 Billion; Approve Creation of EUR 43.6 Million Pool of Capital to Guarantee Conversion Rights	Issuer
-	for	Elect Richard Kauffman to the Supervisory Board	Issuer
-	for	Amend Articles Re: Allow Electronic Distribution of Company Communications	Issuer
-	for	Amend Articles Re: Location of General Meeting	Issuer
-	for	Authorize Share Repurchase Program and Reissuance of Repurchased Shares	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
PNOC Energy Development	15-Jun-07	0		B1GHQN6	EDC PM
Vote	MRV	Proposal
-	for	Call to Order	Issuer
-	for	Proof of Notice and Certification of Quorum	Issuer
-	for	Approve Minutes of Previous Shareholder Meeting	Issuer
-	for	Management's Report and Audited Financial Statements	Issuer
-	for	Ratification of Acts of Management	Issuer
-	for	Amend Articles of Incorporation Re: Increase in Authorized Capital Stock by Creation of Preferred Shares and Insertion of Provision on the Denial of Pre-Emptive Right with Regard to Issuance of Preferred Sahres	Issuer
-	for	Approve Remuneration of Directors	Issuer
-	for	Elect Directors	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Renewable Power and Light	15-Jun-07	478,792		B1FSD06	RPL LN
Vote	MRV	Proposal
for	for	Accept Financial Statements and Statutory Reports	Issuer
for	for	Elect 8 directors	Issuer
for	for	Appoint Mazars LLP as Auditors of the Company	Issuer
for	for	Authorise Board to Fix Remuneration of Auditors	Issuer
for	for	Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 350,443.52	Issuer
for	for	Subject to the Passing of Resolution 12, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 214,607.64	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Mechanical Technology	18-Jun-07	111,519		2575056	MKTY US
Vote	MRV	Proposal
for	for	Election of 3 directors	Issuer
against	for	Approval of the amendment to the company's restated certificate of incoproation, as amended, to authroize 30,000,000 shares of preferred stock.	Issuer
for	for	Approval of the amendment to the company's by-laws to provide for uncertificiated shares to be listed on a direct registration system.	Issuer
for	for	Approval of the amendment to the company's by-laws to clarify the treatment of abstentions and broker non-votes on certain matters requiring stockholder approval	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Polyfuel	19-Jun-07	140,964		B0BV830	PYF LN
Vote	MRV	Proposal
for	for	Ratify Auditors	Issuer
for	for	Elect 2 directors	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Carmanah	28-Jun-07	456,987		2775243	CMH CN
Vote	MRV	Proposal
for	for	Fix Number of Directors at Eight	Issuer
for	for	Elect 8 directors	Issuer
for	for	Approve KPMG, LLP as Auditors and Authorize Board to Fix Remuneration of Auditors	Issuer
for	for	Amend Stock Option Plan	Issuer
abstain	for	Other Business	Issuer
Company Name	Date	Shares Voted	Issuer or Security Holder Proposal	Cusip/Sedol	Ticker
Theolia	29-Jun-07	31,847		7374883	TEO FP
Vote	MRV	Proposal
for	for	Approve Financial Statements and Discharge Directors	Issuer
for	for	Accept Consolidated Financial Statements and Statutory Reports	Issuer
for	for	Approve Allocation of Income and Omission of Dividends	Issuer
for	for	Approve Special Auditors' Report Regarding Related-Party Transactions	Issuer
for	for	Receive Chairman's and Auditor's Reports on Internal Control	Issuer
for	for	Elect Andrew Marsden as Director	Issuer
for	for	Elect Yves Menat as Director	Issuer
for	for	Approve Remuneration of Directors in the Aggregate Amount of EUR 120,000	Issuer
for	for	Authorize Repurchase of Up to Ten Percent of Issued Share Capital	Issuer
for	for	Authorize Filing of Required Documents/Other Formalities	Issuer
for	for	Approve Acquisitions of EFS Windpark Beteiligungs, EFS Windpark Asleben Beteiligungs GmbH, and of EFS Windpark 1 Management GmbH	Issuer
for	for	Issue 2.78 Million of Shares to EFS-B and Issue 2.47 Million of Shares to General Electric Finance Holding GmbH in Connection with Acquisitions Above	Issuer
for	for	Delegation of Powers to Board of Directors to Acknowledge Completion of Acquisitions	Issuer
for	for	Amend Articles to Reflect Changes in Capital Following Acquisitions Above	Issuer
for	for	Approve Issuance of 1,212,000 Shares Subject to Approval of Item 16 Above	Issuer
for	for	Eliminate Preemptive Rights to the benefit of EFS-B and General Electric Finance Holding GmbH	Issuer
for	for	Approve Issuance of 1.5 Million of Warrants	Issuer
for	for	Reserve Issuance Above to EFS-B and General Electric Finance Holding GmbH	Issuer
for	for	Approve Issuance of 1.5 Million of Warrants	Issuer
for	for	Reserve Issuance Above to EFS-B and General Electric Finance Holding	Issuer
for	for	Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Million	Issuer
for	for	Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Million	Issuer
for	for	Authorize Board to Set Issue Price for 10 Percent of Issued Capital Pursuant to Issue Authority without Preemptive Rights	Issuer
for	for	Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegations Submitted to Shareholder Votes Above	Issuer
for	for	Authorize Capital Increase of Up to EUR 15 Million for Future Exchange Offers	Issuer
for	for	Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions	Issuer
for	for	Approve Reduction in Share Capital via Cancellation of Repurchased Shares	Issuer
for	for	Approve Employee Savings-Related Share Purchase Plan	Issuer
for	for	Amend Articles of Association Re: Double-voting rights	Issuer
for	for	Authorize Filing of Required Documents/Other Formalities	Issuer

Vote Summary
07/01/06 to 06/30/07
Sorted by Meeting Date.
In All Markets, for all statuses, for Guinness Atkinson Asia Pacific Div Fund.
INCITEC PIVOT LTD		Shares Voted	1,303	Cusip/Sedol	6673042	Ticker	IPL AU
Meeting Date	7/6/2006	Shares	1,303	Meeting Type	EGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Approve the Selective Buy-Back of 7.86 Million Shares by the Company from Orica IC Assets Pty Ltd .		Mgmt	For	For
2	Adopt New Constitution		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03513 Guinness Atkinson Asia Pacific Div Fund		1,303		1,303
		Total:		1,303		1,303
Csr Ltd.		Shares Voted	9,150	Cusip/Sedol	6238645	Ticker	CSR AU
Meeting Date	7/13/2006	Shares	9,150	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Financial Statements and Statutory Reports for the Year Ended March 31, 2006		Mgmt	For	For
2	Adopt the Remuneration Report for the Year Ended March 31, 2006		Mgmt	For	For
3a	Elect Barry Jackson as Director		Mgmt	For	For
3b	Elect John Story as Director		Mgmt	For	For
4	Amend the Constitution to Renew Proportional Takeover Provisions for a Further Three Years		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03513 Guinness Atkinson Asia Pacific Div Fund		9,150		9,150
		Total:		9,150		9,150
Vtech Holdings Ltd		Shares Voted	6,000	Cusip/Sedol	6928560	Ticker	303 HK
Meeting Date	8/11/2006	Shares	6,000	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Financial Statements and Statutory Reports for the Year Ended Mar. 31, 2006		Mgmt	For	For
2	Approve Final Dividend for the Year Ended Mar. 31, 2006		Mgmt	For	For
3a	Reelect Allan WONG Chi Yun as Director		Mgmt	For	For
3b	Reelect Albert LEE Wai Kuen as Director		Mgmt	For	For
3c	Approve Total Remuneration of Directors at $120,000 with Each Director Entitled to Not More Than $20,000 Per Annum for the Year Ending Mar. 31, 2007 and Each Subsequent Financial Year		Mgmt	For	For
4	Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
5	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		Mgmt	For	For
6	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	For
7	Authorize Reissuance of Repurchased Shares		Mgmt	For	Against
		Fund Name		Shares Available		Shares Voted
		03513 Guinness Atkinson Asia Pacific Div Fund		6,000		6,000
		Total:		6,000		6,000
Angang New Steel Company		Shares Voted	34,000	Cusip/Sedol	6015644	Ticker	347 HK
Meeting Date	9/29/2006	Shares	34,000	Meeting Type	EGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Approve the Bayuquan Facility Proposal		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03513 Guinness Atkinson Asia Pacific Div Fund		34,000		34,000
		Total:		34,000		34,000
Petrochina Company Limited		Shares Voted	22,000	Cusip/Sedol	6226576	Ticker	857 HK
Meeting Date	11/1/2006	Shares	22,000	Meeting Type	EGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Approve Continuing Connected Transactions Arising from the Acquisition of a 67 Percent Interest in PetroKazakhstan Inc. by PetroChina Co. Ltd. through CNPC Exploration and Development Co. Ltd. within the Scope of the Amended Comprehensive Agreement		Mgmt	For	For
2	Approve Revision of Existing Annual Caps of Each of the Continuing Connected Transaction Under the Amended Comprehensive Agreement as a Result of the Acquisition of Petrokazakhstan Inc.		Mgmt	For	For
3	Approve Revision of Existing Annual Caps of Each of the Continuing Connected Transaction Under the Amended Comprehensive Agreement as a Result of Changes to Production and Operational Environment of PetroChina Co. Ltd.		Mgmt	For	For
4	Approve Revision of Existing Annual Caps in Respect of the Products and Services to be Provided by PetroChina Co. Ltd. and its Subsidiaries to China Railway Materials and Suppliers Corp.		Mgmt	For	For
5	Amend Articles Re: Scope of Business		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03513 Guinness Atkinson Asia Pacific Div Fund		22,000		22,000
		Total:		22,000		22,000
Shenzhen Expressway Company Ltd.		Shares Voted	50,000	Cusip/Sedol	6848743	Ticker	548 HK
Meeting Date	11/3/2006	Shares	50,000	Meeting Type	EGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Special Business
1a	Approve Issuance Size Relating to the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1b	Approve Issuance Price Relating to the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1c	Approve Issuance Target Relating to the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1d	Approve Method of Issuance Relating to the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1e	Approve Interest Rate of Bonds Relating to the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1f	Approve Term of Bonds Relating to the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1g	Approve Term and Method of Repayment for Principal and Payment of Interests Relating to the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1h	Approve Terms of Redemption Relating to the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1i	Approve Guarantee Relating to the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1j	Approve Term of Warrants Relating to the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1k	Approve Conversion Period of Warrants Relating to the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1l	Approve Conversion Price of Warrants and Its Method of Adjustments Relating to the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1m	Approve Proportion of Exercise Rights of Warrants and its Method of Adjustments Relating to the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1n	Approve Use of Proceeds from the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1o	Approve Validity of Resolutions Relating to the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1p	Authorize Board to Complete Specific Matters of the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
	Ordinary Business
2	Approve Resolution Relating to the Feasibility of the Project to be Invested with the Proceeds from the Proposed Issuance		Mgmt	For	For
3	Approve Resolution Relating to the Description on the Use of Proceeds from the Previous Issuance		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03513 Guinness Atkinson Asia Pacific Div Fund		50,000		50,000
		Total:		50,000		50,000
Shenzhen Expressway Company Ltd.		Shares Voted	50,000	Cusip/Sedol	6848743	Ticker	548 HK
Meeting Date	11/3/2006	Shares	50,000	Meeting Type	EGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Meeting For H Shareholders
	Special Business
1a	Approve Issuance Size Relating to the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1b	Approve Issuance Price Relating to the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1c	Approve Issuance Target Relating to the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1d	Approve Method of Issuance Relating to the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1e	Approve Interest Rate of Bonds Relating to the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1f	Approve Term of Bonds Relating to the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1g	Approve Term and Method of Repayment for Principal and Payment of Interests Relating to the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1h	Approve Terms of Redemption Relating to the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1i	Approve Guarantee Relating to the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1j	Approve Term of Warrants Relating to the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1k	Approve Conversion Period of Warrants Relating to the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1l	Approve Conversion Price of Warrants and Its Method of Adjustments Relating to the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1m	Approve Proportion of Exercise Rights of Warrants and its Method of Adjustments Relating to the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1n	Approve Use of Proceeds from the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1o	Approve Validity of Resolutions Relating to the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
1p	Authorize Board to Complete Specific Matters of the Proposed Issuance of Bonds with Warrants		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03513 Guinness Atkinson Asia Pacific Div Fund		50,000		50,000
		Total:		50,000		50,000
Fletcher Building Ltd. (frmrly. Fletcher Challenge Building)		Shares Voted	4,400	Cusip/Sedol	6341606	Ticker	FBU NZ
Meeting Date	11/14/2006	Shares	4,400	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Elect Hugh Alasdair Fletcher as Director		Mgmt	For	For
2	Elect Jonathan Peter Ling as Director		Mgmt	For	For
3	Elect Geoffrey James McGrath as Director		Mgmt	For	For
4	Elect Ralph Graham Waters as Director		Mgmt	For	For
5	Authorize Board to Fix Remuneration of the Auditors		Mgmt	For	For
6	Approve Grants of Up to One Million Options to Jonathan Peter Ling, Chief Executive Officer and Managing Director, Pursuant to the 2006 Share Options Plan		Mgmt	For	For
7	Approve Participation of Jonathan Peter Ling, Chief Executive Officer and Managing Director, in the Executive Performance Share Scheme		Mgmt	For	For
8	Approve the Increase in Non-Executive Directors' Remuneration from NZ$900,000 to NZ$1.5 Million Per Annum		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03513 Guinness Atkinson Asia Pacific Div Fund		4,400		4,400
		Total:		4,400		4,400
Onesteel Limited		Shares Voted	7,800	Cusip/Sedol	6293729	Ticker	OST AU
Meeting Date	11/20/2006	Shares	7,800	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Receive Financial Statements and Statutory Reports for the Fiscal Year ended June 30, 2006
2	Adopt Remuneration Report for the Fiscal Year Ended June 30, 2006		Mgmt	For	For
3a	Elect Neville J. Roach as Director		Mgmt	For	For
3b	Elect Peter J. Smedley as Director		Mgmt	For	For
4	Approve the Increase in Non-Executive Directors' Remuneration Up to A$2.0 Million Per Annum		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03513 Guinness Atkinson Asia Pacific Div Fund		7,800		7,800
		Total:		7,800		7,800
Esprit Holdings		Shares Voted	3,000	Cusip/Sedol	6321642	Ticker	330 HK
Meeting Date	12/5/2006	Shares	3,000	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Financial Statements and Statutory Reports		Mgmt	For	For
2	Approve Final Dividend of HK$0.73 Per Share		Mgmt	For	For
3	Approve Special Dividend of HK$1.08 Per Share		Mgmt	For	For
4a	Reelect Heinz Jurgen KROGNER-KORNALIK as Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
4b	Reelect Jurgen Alfred Rudolf FRIEDRICH as Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
4c	Reelect Paul CHENG Ming Fun as Director and Authorize Board to Fix His Remuneration		Mgmt	For	For
5	Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
6	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		Mgmt	For	For
7	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	For
8	Authorize Reissuance of Repurchased Shares		Mgmt	For	Against
		Fund Name		Shares Available		Shares Voted
		03513 Guinness Atkinson Asia Pacific Div Fund		3,000		3,000
		Total:		3,000		3,000
INCITEC PIVOT LTD		Shares Voted	1,600	Cusip/Sedol	6673042	Ticker	IPL AU
Meeting Date	12/20/2006	Shares	1,600	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Elect John Watson as Director		Mgmt	For	For
2	Elect Anthony Larkin as Director		Mgmt	For	For
3	Approve Giving of Financial Assistance by Southern Cross Fertilisers Pty Ltd		Mgmt	For	For
4	Approve Remuneration Report for the Year Ended 30 Sept 2006		Mgmt	For	For
	��
		Fund Name		Shares Available		Shares Voted
		03513 Guinness Atkinson Asia Pacific Div Fund		1,600		1,600
		Total:		1,600		1,600
China Shipping Development Co.(Formerly Shanghai Hai Xing)		Shares Voted	24,000	Cusip/Sedol	6782045	Ticker	1138 HK
Meeting Date	12/28/2006	Shares	24,000	Meeting Type	EGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Approve Acquisition of 42 Vessels from China Shipping (Group) Co. for a Consideration of Approximately RMB 2.5 Billion		Mgmt	For	For
2	Approve Issuance of Convertible Bonds		Mgmt	For	For
3	Approve the Terms of the Type of Debt Securities to be Issued		Mgmt	For	For
4	Approve Total Amount of Convertible Bonds		Mgmt	For	For
5	Approve Face Value of Convertible Bonds		Mgmt	For	For
6	Approve Issue Price of Convertible Bonds		Mgmt	For	For
7	Approve Maturity of Convertible Bonds		Mgmt	For	For
8	Approve Coupon Rate of Convertible Bonds		Mgmt	For	For
9	Approve Payment of Interest of Convertible Bonds		Mgmt	For	For
10	Approve Conversion Period of Convertible Bonds		Mgmt	For	For
11	Approve Determination of Conversion Price and Adjustment Method of Convertible Bonds		Mgmt	For	For
12	Approve Downward Adjustment of Conversion Price of Convertible Bonds		Mgmt	For	For
13	Approve Mechanism for Rounding Off Fractions into Nearest Figures of Convertible Bonds		Mgmt	For	For
14	Approve Terms of Redemption at the Option of the Company		Mgmt	For	For
15	Approve Terms of Redemption at the Option of the Bond Holder		Mgmt	For	For
16	Approve Vesting of Dividends for the Conversion Year		Mgmt	For	For
17	Approve Method of Issuance and Targets in Relation to the Proposed Issuance of Convertible Bonds		Mgmt	For	For
18	Approve Placing Arrangement for Existing Shareholders		Mgmt	For	For
19	Approve Use of Proceeds from the Issuance of Convertible Bonds to Acquire Dry Bulk Cargo Vessels		Mgmt	For	For
20	Approve Feasibility of the Proposed Use of Proceeds from the Issuance of Convertible Bonds		Mgmt	For	For
21	Approve Authority to Issue Convertible Bonds within One Year from the Date of this Resolution		Mgmt	For	For
22	Approve the Report of the Company on the Issue of 350 Million New A Shares on May 23, 2002 and the Use of Proceeds Arising Therefrom		Mgmt	For	For
23	Authorize Board to Do All Acts and Things and Execute Documents Necessary to Implement the Issuance of Convertible Bonds		Mgmt	For	For
24	Approve New Services Agreement		Mgmt	For	For
25	Approve Establishment of Nomination Committee		Mgmt	For	For
26	Approve Adoption of Implementation Rules for the Nomination Committee		Mgmt	For	For
27	Approve Four Construction Agreements		Mgmt	For	For
28	Amend Articles Re: Increase Number of Directors from Nine to 15		Mgmt	For	For
29	Elect Lin Jianqing as Executive Director		Mgmt	For	For
30	Elect Ma Xun as Independent Non-Executive Director		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03513 Guinness Atkinson Asia Pacific Div Fund		24,000		24,000
		Total:		24,000		24,000
China Shipping Development Co.(Formerly Shanghai Hai Xing)		Shares Voted	24,000	Cusip/Sedol	6782045	Ticker	1138 HK
Meeting Date	12/28/2006	Shares	24,000	Meeting Type	CLS
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Meeting For H Shareholders
	Special Business
1	Approve Issuance of Convertible Bonds		Mgmt	For	For
2	Approve the Terms of the Type of Debt Securities to be Issued		Mgmt	For	For
3	Approve Total Amount of Convertible Bonds		Mgmt	For	For
4	Approve Face Value of Convertible Bonds		Mgmt	For	For
5	Approve Issue Price of Convertible Bonds		Mgmt	For	For
6	Approve Maturity of Convertible Bonds		Mgmt	For	For
7	Approve Coupon Rate of Convertible Bonds		Mgmt	For	For
8	Approve Payment of Interest of Convertible Bonds		Mgmt	For	For
9	Approve Conversion Period of Convertible Bonds		Mgmt	For	For
10	Approve Determination of Conversion Price and Adjustment Method of Convertible Bonds		Mgmt	For	For
11	Approve Downward Adjustment of Conversion Price of Convertible Bonds		Mgmt	For	For
12	Approve Mechanism for Rounding Off Fractions into Nearest Figures of Convertible Bonds		Mgmt	For	For
13	Approve Terms of Redemption at the Option of the Company		Mgmt	For	For
14	Approve Terms of Redemption at the Option of the Bond Holder		Mgmt	For	For
15	Approve Vesting of Dividends for the Conversion Year		Mgmt	For	For
16	Approve Method of Issuance and Targets in Relation to the Proposed Issuance of Convertible Bonds		Mgmt	For	For
17	Approve Placing Arrangement for Existing Shareholders		Mgmt	For	For
18	Approve Use of Proceeds from the Issuance of Convertible Bonds to Acquire Dry Bulk Cargo Vessels		Mgmt	For	For
19	Approve Feasibility of the Proposed Use of Proceeds from the Issuance of Convertible Bonds		Mgmt	For	For
20	Approve Authority to Issue Convertible Bonds within One Year from the Date of this Resolution		Mgmt	For	For
21	Approve the Report of the Company on the Issue of 350 Million New A Shares on May 23, 2002 and the Use of Proceeds Arising Therefrom		Mgmt	For	For
22	Authorize Board to Do All Acts and Things and Execute Documents Necessary to Implement the Issuance of Convertible Bonds		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03513 Guinness Atkinson Asia Pacific Div Fund		24,000		24,000
		Total:		24,000		24,000
PT Telekomunikasi Indonesia Tbk		Shares Voted	50,500	Cusip/Sedol	B02ZK79	Ticker	TLKM IJ
Meeting Date	1/26/2007	Shares	50,500	Meeting Type	EGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Amend Employeee and Management Stock Option Plan to Use Treasury Shares		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03513 Guinness Atkinson Asia Pacific Div Fund		50,500		50,500
		Total:		50,500		50,500
Great Southern Plantations Limited		Shares Voted	17,750	Cusip/Sedol	6157988	Ticker	GTP AU
Meeting Date	2/7/2007	Shares	17,750	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Financial Statements and Statutory Reports for the Year Ended June 30, 2006 and for the Three Month Financial Year Ended Sept. 30, 2006
2a	Approve Remuneration Report for the Year Ended June 30, 2006		Mgmt	For	For
2b	Approve Remuneration Report for the Year Ended Sept 30, 2006		Mgmt	For	For
3a	Elect A McCleary as Director		Mgmt	For	For
3b	Elect P J Mansell as Director		Mgmt	For	For
3c	Elect M L Peacock as Director		Mgmt	For	For
3d	Elect P C Butlin as Director		Mgmt	For	For
4a	Elect D C Griffiths as Director		Mgmt	For	For
4b	Elect C A Rhodes as Director		Mgmt	For	For
5a	Change Company Name to Great Southern Limited		Mgmt	For	For
6	Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
7	Approve the Increase in Non-Executive Directors' Remuneration to A$750,000 per Financial Year		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03513 Guinness Atkinson Asia Pacific Div Fund		17,750		17,750
		Total:		17,750		17,750
POSCO (formerly Pohang Iron & Steel)		Shares Voted	110	Cusip/Sedol	6693233	Ticker	0549 KS
Meeting Date	2/23/2007	Shares	110	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Approve Appropriation of Income and Final Dividend of KRW 6000 Per Share		Mgmt	For	For
2.1	Amend Articles of Incorporation to Expand Business Objectives		Mgmt	For	For
2.2	Amend Articles of Incorporation for Issuance of New Shares, Convertible Bonds and Bonds with Warrants		Mgmt	For	For
2.3	Amend Articles of Incorporation to Clarify Existing Cumulative Voting Rules		Mgmt	For	For
3.1	Elect Two Independent Non-Executive Directors		Mgmt	For	For
3.2	Elect Member of Audit Committee who is also Independent Non-Executive Director		Mgmt	For	For
3.3	Elect Three Executive Directors		Mgmt	For	For
4	Approve Remuneration of Executive Directors and Independent Non-Executive Directors		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03513 Guinness Atkinson Asia Pacific Div Fund		110		110
		Total:		110		110
PT Telekomunikasi Indonesia Tbk		Shares Voted	50,500	Cusip/Sedol	B02ZK79	Ticker	TLKM IJ
Meeting Date	2/28/2007	Shares	50,500	Meeting Type	EGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Amend Retirement Plan		Mgmt	For	Abstain
2	Amend Utilization of Repurchased Shares		Mgmt	For	Abstain
3	Approve Stock Option Plan		Mgmt	For	Abstain
4	Elect Commissioners		Mgmt	For	Abstain
5	Elect Directors		Mgmt	For	Abstain
		Fund Name		Shares Available		Shares Voted
		03513 Guinness Atkinson Asia Pacific Div Fund		50,500		50,500
		Total:		50,500		50,500
KT&G Corp. (Formerly Korea Tobacco & Ginseng)		Shares Voted	180	Cusip/Sedol	6175076	Ticker	3378 KS
Meeting Date	3/14/2007	Shares	180	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Approve Appropriation of Income and Dividend of KRW 2400 Per Share		Mgmt	For	For
2	Elect President of the Company		Mgmt	For	For
3	Elect Three Independent Non-Executive Directors		Mgmt	For	For
4	Elect Member of Audit Committee who is also Independent Non-Executive Director		Mgmt	For	For
5	Approve Remuneration of Executive Directors and Independent Non-Executive Directors		Mgmt	For	For
6	Amend Terms of Severance Payments to Executive Directors		Mgmt	For	For
7	Amend Terms of Severance Payments to Executives		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03513 Guinness Atkinson Asia Pacific Div Fund		180		180
		Total:		180		180
Angang Steel Company Limited		Shares Voted	34,000	Cusip/Sedol	6015644	Ticker	347 HK
Meeting Date	3/26/2007	Shares	34,000	Meeting Type	EGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Elect Zhang Xiaogang as Executive Director		Mgmt	For	For
		Fund Name		Shares Avail able			Shares Voted
		03513 Guinness Atkinson Asia Pacific Div Fund		34,000		34,000
		Total:		34,000		34,000
Thai Plastics & Chemical Public Co Ltd.		Shares Voted	58,600	Cusip/Sedol	B03FJP9	Ticker	TPC/F TB
Meeting Date	3/27/2007	Shares	58,600	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Approve Minutes of Previous AGM		Mgmt	For	For
2	Accept 2006 Annual Report		Mgmt	For	For
3	Accept Financial Statements and Statutory Reports		Mgmt	For	For
4	Approve Allocation of Income and Payment of Final Dividend of THB 1.2 Per Share		Mgmt	For	For
5	Elect Directors		Mgmt	For	For
6	Approve Remuneration of Directors		Mgmt	For	For
7	Approve Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
8	Other Business		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03513 Guinness Atkinson Asia Pacific Div Fund		58,600		58,600
		Total:		58,600		58,600
Delta Electronics (Thailand) Public Co Ltd		Shares Voted	58,200	Cusip/Sedol	6418919	Ticker	DELTA/F
Meeting Date	3/29/2007	Shares	58,200	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Approve Minutes of Previous AGM		Mgmt	For	For
2	Accept 2006 Operating Results		Mgmt	For	For
3	Accept Financial Statements and Auditor's Report		Mgmt	For	For
4	Approve Allocation of Income and Payment of Dividend of THB 1.3 Per Share		Mgmt	For	For
5.1	Reelect Chu Chih-Yuan as Director		Mgmt	For	For
5.2	Reelect Niramol Tantipuntum as Director		Mgmt	For	For
5.3	Elect New Director to Replace Wattanee Phanachet who is One of the Retiring Directors		Mgmt	For	For
6	Approve Remuneration of Directors		Mgmt	For	For
7	Approve Ernst & Young Office Ltd. as Auditors and Fix Their Remuneration		Mgmt	For	For
8	Other Business		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03513 Guinness Atkinson Asia Pacific Div Fund		58,200		58,200
		Total:		58,200		58,200
Bank Of East Asia, Limited		Shares Voted	9,600	Cusip/Sedol	6075648	Ticker	23 HK
Meeting Date	4/12/2007	Shares	9,600	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Financial Statements and Statutory Reports		Mgmt	For	For
2	Approve Final Dividend of HK$1.03 Per Share (With Scrip Option)		Mgmt	For	For
3a	Reelect Stephen Charles Li Kwok-sze as Director		Mgmt	For	For
3b	Reelect Allan Wong Chi-yun as Director		Mgmt	For	For
3c	Reelect Aubrey Li Kwok-sing as Director		Mgmt	For	For
3d	Reelect Winston Lo Yau-lai as Director		Mgmt	For	For
3e	Reelect Khoo Kay-peng as Director		Mgmt	For	For
3f	Reelect David Li Kwok-po as Director		Mgmt	For	For
4	Reaapoint KPMG as Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
5	Approve and Adopt Staff Share Option Scheme 2007		Mgmt	For	For
6	Amend Articles Re: Claims in Respect of Shares, Postponement of General Meeting, Sending Instruments of Proxy, Allowing Proxy to Demand Poll and Vote and Signing of Minutes		Mgmt	For	For
7	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	For
8	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		Mgmt	For	For
9	Authorize Reissuance of Repurchased Shares		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03513 Guinness Atkinson Asia Pacific Div Fund		9,600		9,600
		Total:		9,600		9,600
Shenzhen Expressway Company Ltd.		Shares Voted	50,000	Cusip/Sedol	6848743	Ticker	548 HK
Meeting Date	4/20/2007	Shares	50,000	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Report of the Directors		Mgmt	For	For
2	Accept Report of the Supervisory Committee		Mgmt	For	For
3	Accept Financial Statements and Statutory Reports		Mgmt	For	For
4	Approve Final Dividend and Profit Distribution Scheme		Mgmt	For	For
5	Approve Budget Plan For the Year 2007		Mgmt	For	For
6	Reappoint PricewaterhouseCoopers as International Auditors and PricewaterhouseCoopers Zhong Tian CPAs Co., Ltd. as Statutory Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03513 Guinness Atkinson Asia Pacific Div Fund		50,000		50,000
		Total:		50,000		50,000
Clp Holdings (Formerly China Light & Power)		Shares Voted	10,000	Cusip/Sedol	6097017	Ticker	2 HK
Meeting Date	4/24/2007	Shares	10,000	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Financial Statements and Statutory Reports		Mgmt	For	For
2a	Approve Final Dividend of HK$0.89 Per Share		Mgmt	For	For
2b	Approve Special Final Dividend of HK$0.02 Per Share		Mgmt	For	For
3a	Elect Jason Holroyd Whittle as Director		Mgmt	For	For
3b	Elect Lee Ting Chang Peter as Director		Mgmt	For	For
3c	Elect Peter William Greenwood as Director		Mgmt	For	For
3d	Reelect Vernon Francis Moore as Director		Mgmt	For	For
3e	Reelect Rudolf Bischof as Director		Mgmt	For	For
3f	Reelect Loh Chung Hon Hansen as Director		Mgmt	For	For
3g	Reelect William Elkin Mocatta as Director		Mgmt	For	For
3h	Reelect Tse Pak Wing Peter as Director		Mgmt	For	For
3i	Reelect Andrew Clifford Winawer Brandler as Director		Mgmt	For	For
4	Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
5	Approve the Revised Levels of Remuneration Payable to the Non-Executive		Mgmt	For	For
	Directors Including Independent Non-Executive Directors Who Serve on the
	Board and Board Committees of the Company, Effective from April 25, 2007
6	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	For
7	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		Mgmt	For	For
8	Authorize Reissuance of Repurchased Shares		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03513 Guinness Atkinson Asia Pacific Div Fund		10,000		10,000
		Total:		10,000		10,000
People's Food Holdings Ltd		Shares Voted	75,000	Cusip/Sedol	6336334	Ticker	PFH SP
Meeting Date	4/26/2007	Shares	75,000	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Adopt Financial Statements and Directors' and Auditors' Reports		Mgmt	For	For
2	Declare Final Dividend of RMB 0.128 Per Share		Mgmt	For	For
3	Reelect Zhou Lian Kui as Director		Mgmt	For	For
4	Reelect Zhou Lian Liang as Director		Mgmt	For	For
5	Approve Directors' Fees of RMB 757,500 for the Year Ended Dec. 31, 2006 (2005: RMB 795,000)		Mgmt	For	For
6	Reappoint Grant Thornton as Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
7	Approve Issuance of Shares without Preemptive Rights		Mgmt	For	Against
8	Authorize Share Repurchase Program		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03513 Guinness Atkinson Asia Pacific Div Fund		75,000		75,000
		Total:		75,000		75,000
The New Zealand Refining Company Limited		Shares Voted	11,400	Cusip/Sedol	6634522	Ticker	NZR NZ
Meeting Date	4/26/2007	Shares	11,400	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Elect Colin Maiden as Director		Mgmt	For	For
2	Elect PW Griffiths as Director		Mgmt	For	For
3	Elect GW Henson as Director		Mgmt	For	For
4	Elect DA Jackson as Director		Mgmt	For	For
5	Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03513 Guinness Atkinson Asia Pacific Div Fund		11,400		11,400
		Total:		11,400		11,400
Krung Thai Bank PCL		Shares Voted	161,300	Cusip/Sedol	6492838	Ticker	KTB/F TB
Meeting Date	4/27/2007	Shares	161,300	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Approve Minutes of Previous AGM		Mgmt	For	For
2	Acknowledge Directors' Report
3	Accept Financial Statements and Statutory Reports		Mgmt	For	For
4	Approve Allocation of Income and Payment of Dividend		Mgmt	For	For
5	Approve Remuneration of Directors		Mgmt	For	For
6	Fix Number of Directors		Mgmt	For	For
7.1	Reelect Suparut Kawatkul as Director		Mgmt	For	For
7.2	Reelect Chaiyawat Wibulswasdi as Director		Mgmt	For	For
7.3	Reelect Santi Vilassakdanont as Director		Mgmt	For	For
7.4	Reelect Pachara Yutidhammadamrong as Director		Mgmt	For	For
8	Authorize Issuance of Debentures not exceeding THB 100 Billion or its Equivalent in Other Currency		Mgmt	For	For
9	Approve Office of the Auditor General of Thailand as Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
10	Other Business		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03513 Guinness Atkinson Asia Pacific Div Fund		161,300		161,300
		Total:		161,300		161,300
United Overseas Bank Limited		Shares Voted	6,000	Cusip/Sedol	6916781	Ticker	UOB SP
Meeting Date	4/27/2007	Shares	6,000	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Adopt Financial Statements and Directors' and Auditors' Reports		Mgmt	For	For
2	Declare Final Dividend of SGD 0.50 Per Share and Special Dividend of SGD 0.10 Per Share		Mgmt	For	For
3	Approve Directors' Fees of SGD 700,000 for the Year Ended Dec. 31, 2006 (2005: SGD 760,000)		Mgmt	For	For
4	Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
5	Reelect Wee Ee Cheong as Director		Mgmt	For	For
6	Reelect Wong Meng Meng as Director		Mgmt	For	For
7	Reelect Wee Cho Yaw as Director		Mgmt	For	For
8	Reelect Lim Pin as Director		Mgmt	For	For
9	Approve Issuance of Shares without Preemptive Rights		Mgmt	For	Against
10	Approve Allot and Issue any of the Preference Shares		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03513 Guinness Atkinson Asia Pacific Div Fund		6,000		6,000
		Total:		6,000		6,000
United Overseas Bank Limited		Shares Voted	6,000	Cusip/Sedol	6916781	Ticker	UOB SP
Meeting Date	4/27/2007	Shares	6,000	Meeting Type	EGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Authorize Share Repurchase Program		Mgmt	For	For
2	Adopt UOB Performance Share Plan		Mgmt	For	For
3	Amend Articles of Association		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03513 Guinness Atkinson Asia Pacific Div Fund		6,000		6,000
		Total:		6,000		6,000
Hana Microelectronics PCL		Shares Voted	58,400	Cusip/Sedol	B019VS0	Ticker
Meeting Date	4/30/2007	Shares	58,400	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Approve Minutes of Previous AGM		Mgmt	For	For
2	Accept Directors' Report and Annual Report		Mgmt	For	For
3	Accept Financial Statements and Statutory Reports		Mgmt	For	For
4	Approve Allocation of Income and Payment of Dividend		Mgmt	For	For
5	Reelect Terrence Philip Weir and Nai Tao Liang as Directors and Fix Their Remuneration		Mgmt	For	For
6	Approve Ernst & Young Office Limited as Auditors and Fix Their Remuneration		Mgmt	For	For
7	Approve Issuance of 20 Million Units of Warrants to Directors, Employees, and Management of the Company and Its Subsidiaries under the Employee Stock Option Plan with the Exercise Price Set Not Below the Market Price (ESOP Part 1)		Mgmt	For	For
8	Approve Issuance of 20 Million New Ordinary Shares Reserved for the Conversion of Warrants under the ESOP Part 1		Mgmt	For	For
9	Approve Reallocation of Returned ESOP Warrants from Previous ESOP to Other Management and Employees of the Company and Its Subsidiaries with the Exercise Price Set Not Below the Market Price		Mgmt	For	For
10	Approve Issuance of 17.9 Million Units of Warrants to Directors, Employees, and Management of the Company and Its Subsidiaries under the Employee Stock Option Plan with the Exercise Price Set Below the Market Price (ESOP Part 2)		Mgmt	For	Against
11	Approve Issuance of 17.9 Million New Ordinary Shares Reserved for the Conversion of Warrants under the ESOP Part 2		Mgmt	For	Against
12	Approve Reallocation of Returned ESOP Warrants from Previous ESOP to Other Management and Employees of the Company and Its Subsidiaries with the Exercise Price Set Below the Market Price		Mgmt	For	Against
13	Other Business		Mgmt	For	Abstain
		Fund Name		Shares Available		Shares Voted
		03513 Guinness Atkinson Asia Pacific Div Fund		58,400		58,400
		Total:		58,400		58,400
China Shipping Development Co.(Formerly Shanghai Hai Xing)		Shares Voted	34,000	Cusip/Sedol	6782045	Ticker	1138 HK
Meeting Date	4/30/2007	Shares	34,000	Meeting Type	EGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Approve Amendment to Company's Scope of Operation		Mgmt	For	For
2	Adopt Company's Rules for Meetings of Holders of Bonds		Mgmt	For	For
3	Approve the Four Very Large Iron Ore Carriers Construction Agreements		Mgmt	For	For
4	Approve the Two Tanker Construction Agreements		Mgmt	For	For
5	Approve the Six Tanker Construction Agreements		Mgmt	For	For
6	Elect Ma Zehua as Executive Director		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03513 Guinness Atkinson Asia Pacific Div Fund		34,000		34,000
		Total:		34,000		34,000
Jurong Technologies Industrial Corp Ltd		Shares Voted	108,000	Cusip/Sedol	6231150	Ticker	JTL SP
Meeting Date	4/30/2007	Shares	108,000	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Adopt Financial Statements and Directors' and Auditors' Reports		Mgmt	For	For
2	Declare Final Dividend of SGD 0.03 Per Share		Mgmt	For	For
3	Approve Directors' Fees of SGD 196,000 for the Year Ended Dec. 31, 2006		Mgmt	For	For
4	Reelect Lee Ying Cheun as Director		Mgmt	For	For
5	Reelect Chung Siang Joon as Director		Mgmt	For	For
6	Reappoint Ernst & Young, Certified Public Accountants as Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
7	Approve Issuance of Shares without Preemptive Rights		Mgmt	For	Against
8	Authorize Share Repurchase Program		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03513 Guinness Atkinson Asia Pacific Div Fund		108,000		108,000
		Total:		108,000		108,000
SOLOMON SYSTECH INTERNATIONAL LTD		Shares Voted	192,000	Cusip/Sedol	B00G568	Ticker	2878 HK
Meeting Date	5/3/2007	Shares	192,000	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Financial Statements and Statutory Reports		Mgmt	For	For
2	Approve Final Dividend		Mgmt	For	For
3a	Reelect Leung Kwong Wai as Director		Mgmt	For	For
3b	Reelect Lam Shun Fu as Director		Mgmt	For	For
3c	Reelect Sun Patrick as Director		Mgmt	For	For
3d	Reelect Choy Kwok Hung, Patrick as Director		Mgmt	For	For
3e	Reelect Kao Kuen, Charles as Director		Mgmt	For	For
3f	Authorize Board to Fix the Remuneration of Directors		Mgmt	For	For
4	Appoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
5a	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		Mgmt	For	For
5b	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
5c	Authorize Reissuance of Repurchased Shares		Mgmt	For	For
��
		Fund Name		Shares Available		Shares Voted
		03513 Guinness Atkinson Asia Pacific Div Fund		192,000		192,000
		Total:		192,000		192,000
Digi.com Berhad (formerly Digi Swisscom)		Shares Voted	19,400	Cusip/Sedol	6086242	Ticker	DIGI MK
Meeting Date	5/8/2007	Shares	19,400	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Financial Statements and Statutory Reports for the Financial Year Ended Dec. 31, 2006		Mgmt	For	For
2	Approve Dividends of MYR 0.575 Per Share Less 27 Percent Income Tax for the Financial Year Ended Dec. 31, 2006		Mgmt	For	For
3	Elect Christian Storm as Director		Mgmt	For	For
4	Elect Ragnar Holmen Korsaeth as Director		Mgmt	For	For
5	Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
6	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights in Any Amount Up to 10 Percent of Issued Share Capital		Mgmt	For	For
7	Approve Renewal of Shareholders' Mandate for Recurrent Related Party Transactions		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03513 Guinness Atkinson Asia Pacific Div Fund		19,400		19,400
		Total:		19,400		19,400
Industrial & Commercial Bank of China Asia Ltd. (Union Bank		Shares Voted	33,000	Cusip/Sedol	6912530	Ticker	349 HK
Meeting Date	5/10/2007	Shares	33,000	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Financial Statements and Statutory Reports		Mgmt	For	For
2	Approve Final Dividend		Mgmt	For	For
3a	Elect Jiang Jianqing as Non-Executive Director		Mgmt	For	For
3b	Elect Wang Lili as Non-Executive Director		Mgmt	For	For
3c	Elect Chen Aiping as Non-Executive Director		Mgmt	For	For
4	Approve Remuneration of Directors		Mgmt	For	For
5	Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
6	Authorize Directors to Offer a Scrip Dividend Alternative in Respect of Dividends Declared		Mgmt	For	For
7	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
8	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		Mgmt	For	For
9	Authorize Reissuance of Repurchased Shares		Mgmt	For	For
10	Approve and Adopt Share Option Scheme		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03513 Guinness Atkinson Asia Pacific Div Fund		33,000		33,000
		Total:		33,000		33,000
Petrochina Company Limited		Shares Voted	64,000	Cusip/Sedol	6226576	Ticker	857 HK
Meeting Date	5/16/2007	Shares	64,000	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Report of the Board of Directors		Mgmt	For	For
2	Accept Report of the Supervisory Committee		Mgmt	For	For
3	Accept Financial Statements and Statutory Reports		Mgmt	For	For
4	Approve Final Dividend		Mgmt	For	For
5	Authorize Board to Determine the Distribution of Interim Dividends for the Year 2007		Mgmt	For	For
6	Reappoint PricewaterhouseCoopers,CPA and PricewaterhouseCoopers Zhong Tian CPAs Co. Ltd., CPA as International and Domestic Auditors, Respectively, and Authorize Board to Fix Their Remuneration		Mgmt	For	For
7	Reelect Jiang Jiemin as Director		Mgmt	For	For
8	Reelect Zhou Jiping as Director		Mgmt	For	For
9	Reelect Duan Wende as Director		Mgmt	For	For
10	Reelect Sun Xianfeng as Supervisor		Mgmt	For	For
11	Reelect Zhang Jinzhu as Supervisor		Mgmt	For	For
12	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
13	Approve Disposal of 70 Percent Equity Interest in China National United Oil Corporation to China National Petroleum Corporation		Mgmt	For	For
14	Other Business (Voting)		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03513 Guinness Atkinson Asia Pacific Div Fund		64,000		64,000
		Total:		64,000		64,000
BOC HONG KONG (HOLDINGS) LTD		Shares Voted	40,500	Cusip/Sedol	6536112	Ticker	2388 HK
Meeting Date	5/23/2007	Shares	40,500	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Financial Statements and Statutory Reports		Mgmt	For	For
2	Declare a Final Dividend of HK$0.447 Per Share		Mgmt	For	For
3a	Reelect Sun Changji as Director		Mgmt	For	For
3b	Reelect Hua Qingshan as Director		Mgmt	For	For
3c	Reelect Zhou Zaiqun as Director		Mgmt	For	For
3d	Reelect Tung Chee Chen as Director		Mgmt	For	For
3e	Reelect Yang Linda Tsao as Director		Mgmt	For	For
4	Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
5	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	For
6	Authorize Repurchase of Up to 10 Percent of Issued Share Capital		Mgmt	For	For
7	Authorize Reissuance of Repurchased Shares		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03513 Guinness Atkinson Asia Pacific Div Fund		40,500		40,500
		Total:		40,500		40,500
Angang Steel Company Limited		Shares Voted	40,000	Cusip/Sedol	6015644	Ticker	347 HK
Meeting Date	5/29/2007	Shares	40,000	Meeting Type	EGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Meeting for H Shareholders
	Special Business
1	Approve Class and Par Value of Shares to be Issued Pursuant to the Proposed Rights Issue		Mgmt	For	For
2	Approve Ratio and Number of Shares to be Issued Pursuant to the Proposed Rights Issue		Mgmt	For	For
3	Approve Pricing of Shares to be Issued Pursuant to the Proposed Rights Issue		Mgmt	For	For
4	Approve Target Subscribers of Shares to be Issued Pursuant to the Proposed Rights Issue		Mgmt	For	For
5	Approve Use of Proceeds from the Proposed Rights Issue		Mgmt	For	For
6	Approve Validity of the Proposed Rights Issue		Mgmt	For	For
7	Authorize Board to Take Any Action and Execute Any Document Necessary to Implement the Proposed Rights Issue		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03513 Guinness Atkinson Asia Pacific Div Fund		40,000		40,000
		Total:		40,000		40,000
Angang Steel Company Limited		Shares Voted	40,000	Cusip/Sedol	6015644	Ticker	347 HK
Meeting Date	5/29/2007	Shares	40,000	Meeting Type	EGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
	Special Business
1a	Approve Class and Par Value of Shares to be Issued Pursuant to the Proposed Rights Issue		Mgmt	For	For
1b	Approve Ratio and Number of Shares to be Issued Pursuant to the Proposed Rights Issue		Mgmt	For	For
1c	Approve Pricing of Shares to be Issued Pursuant to the Proposed Rights Issue		Mgmt	For	For
1d	Approve Target Subscribers of Shares to be Issued Pursuant to the Proposed Rights Issue		Mgmt	For	For
1e	Approve Use of Proceeds from the Proposed Rights Issue		Mgmt	For	For
1f	Approve Validity of the Proposed Rights Issue		Mgmt	For	For
1g	Authorize Board to Take Any Action and Execute Any Document Necessary to Implement the Proposed Rights Issue		Mgmt	For	For
	Ordinary Business
2	Approve Use of Proceeds from the Proposed Rights Issue for the Bayuquan Project		Mgmt	For	For
3	Approve Distribution of Undistributed Retained Profits Accrued Before the Completion of the Proposed Rights Issue		Mgmt	For	For
4	Approve the Previous Fund Use Report		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03513 Guinness Atkinson Asia Pacific Div Fund		40,000		40,000
		Total:		40,000		40,000
China Shipping Development Co.(Formerly Shanghai Hai Xing)		Shares Voted	80,000	Cusip/Sedol	6782045	Ticker	1138 HK
Meeting Date	6/8/2007	Shares	80,000	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Approve Twelve Construction Agreements		Mgmt	For	For
2	Approve Two Tanker Construction Agreements		Mgmt	For	For
3	Approve Report of the Board of Directors		Mgmt	For	For
4	Approve Report of the Supervisory Committee		Mgmt	For	For
5	Approve Financial Statements and Statutory Reports		Mgmt	For	For
6	Approve Dividend Distribution Plan		Mgmt	For	For
7	Approve Remuneration of Directors and Supervisors and Reimbursements for Independent Non-Executive Directors		Mgmt	For	For
8	Reappoint Shanghai Zhonghua Huyin CPA and Ernst & Young as Domestic and International Auditors, Respectively, and Authorize Board to Fix Their Remuneration		Mgmt	For	For
9	Approve Report on Use of Proceeds from the Issuance of 350 Million New Shares on May 23, 2002		Mgmt	For	For
10	Elect Yan Zhi Chung as Supervisor		Mgmt	For	For
11	Amend Articles Re: Change the Number of Supervisors from 3 Persons to 3-5 Persons		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03513 Guinness Atkinson Asia Pacific Div Fund		80,000		80,000
		Total:		80,000		80,000
Angang Steel Company Limited		Shares Voted	40,000	Cusip/Sedol	6015644	Ticker	347 HK
Meeting Date	6/8/2007	Shares	40,000	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Report of the Board of Directors		Mgmt	For	For
2	Accept Report of the Supervisory Committee		Mgmt	For	For
3	Accept Financial Statements and Statutory Reports		Mgmt	For	For
4	Approve Proposed Distribution of Profits		Mgmt	For	For
5	Approve Remuneration of Directors and Senior Management		Mgmt	For	For
6	Approve Remuneration of Supervisors		Mgmt	For	For
7	Appoint KPMG and KPMG Huazhen as Overseas and Domestic Auditors, Respectively, and Authorize Board to Fix Their Remuneration		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03513 Guinness Atkinson Asia Pacific Div Fund		40,000		40,000
		Total:		40,000		40,000
Novatek Microelectronics Corp. Ltd.		Shares Voted	16,549	Cusip/Sedol	6346333	Ticker	3034 TT
Meeting Date	6/11/2007	Shares	16,549	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept 2006 Operating Results and Financial Statements		Mgmt	For	For
2	Approve Allocation of Income and Dividends		Mgmt	For	For
3	Approve Capitalization of 2006 Dividends and Employee Profit Sharing		Mgmt	For	For
4	Amend Articles of Association		Mgmt	For	Abstain
5	Amend Operating Procedures for Endorsement and Guarantee		Mgmt	For	Abstain
6	Amend Procedures Governing the Acquisition or Disposal of Assets		Mgmt	For	Abstain
		Fund Name		Shares Available		Shares Voted
		03513 Guinness Atkinson Asia Pacific Div Fund		16,549		16,549
		Total:		16,549		16,549
Greatek Electronics Inc.		Shares Voted	50,096	Cusip/Sedol	6293989	Ticker	2441 TT
Meeting Date	6/11/2007	Shares	50,096	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept 2006 Operating Results and Financial Statements		Mgmt	For	For
2	Approve Allocation of Income and Dividends		Mgmt	For	For
3	Amend Articles of Association		Mgmt	For	Abstain
4	Approve Capitalization of 2006 Dividends and Employee Profit Sharing		Mgmt	For	For
5	Amend Procedures Governing the Acquisition or Disposal of Assets		Mgmt	For	Abstain
6	Amend Trading Procedures Regarding Derivative Products		Mgmt	For	Abstain
7	Elect Directors and Supervisors		Mgmt	For	For
8	Approve Release of Restrictions of Competitive Activities of Directors		Mgmt	For	Abstain
9	Other Business
		Fund Name		Shares Available		Shares Voted
		03513 Guinness Atkinson Asia Pacific Div Fund		50,096		50,096
		Total:		50,096		50,096
SHIN ZU SHING CO LTD		Shares Voted	0	Cusip/Sedol	B02GHN7	Ticker	3376 TT
Meeting Date	6/13/2007	Shares	12,000	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept 2006 Financial Statements and Operating Results		Mgmt	For
2	Approve Allocation of Income and Dividends		Mgmt	For
3	Amend Articles of Association		Mgmt	For
4	Approve Capitalization of 2006 Dividends and Employee Profit Sharing		Mgmt	For
5	Amend Election Rules of Directors and Supervisors		Mgmt	For
6	Amend Procedures Governing the Acquisition or Disposal of Assets		Mgmt	For
7	Elect Directors and Supervisors		Mgmt	For
8	Approve Release of Restrictions of Competitive Activities of Directors		Mgmt	For
9	Other Business
		Fund Name		Shares Available		Shares Voted
		03513 Guinness Atkinson Asia Pacific Div Fund		12,000		0
		Total:		12,000		0
Yanzhou Coal Mining Company Limited		Shares Voted	106,000	Cusip/Sedol	6109893	Ticker	1171 HK
Meeting Date	6/15/2007	Shares	106,000	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Report of the Board of Directors		Mgmt	For	For
2	Accept Report of the Supervisory Committee		Mgmt	For	For
3	Accept Financial Statements and Statutory Reports		Mgmt	For	For
4	Approve Profit Distribution Plan (Cash Dividend and Special Cash Distribution Dividend Plans)		Mgmt	For	For
5	Approve Remuneration of Directors		Mgmt	For	For
6	Appoint Deloitte Touche Tohmatsu and Deloitte Touche Tohmatsu Certified Public Accountants Ltd. as the Company's International and Domestic Auditors, Respectively, and Authorize Board to Fix Their Remuneration		Mgmt	For	For
7	Approve Amendments to the Business Scope of the Company		Mgmt	For	For
8a	Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights		Mgmt	For	Against
8b	Description of Relevant Period		Mgmt	For	For
8c	Authorize Board to Approve, Execute and Procure All Documents, Deeds and Things Relevant to the Issue of New Shares		Mgmt	For	Against
		Fund Name		Shares Available		Shares Voted
		03513 Guinness Atkinson Asia Pacific Div Fund		106,000		106,000
		Total:		106,000		106,000
Compal Electronics Inc.		Shares Voted	0	Cusip/Sedol	6225744	Ticker	2324 TT
Meeting Date	6/15/2007	Shares	87,734	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept 2006 Financial Statements		Mgmt	For
2	Approve 2006 Profit Distribution Plan		Mgmt	For
3	Approve Capitalization of 2006 Dividends, Reserves for Bonus Issue, and Employee Profit Sharing		Mgmt	For
4	Amend Articles of Association		Mgmt	For
5	Amend Procedures Governing the Acquisition or Disposal of Assets		Mgmt	For
6	Elect Wong Chung-Pin as Director with Shareholder No. 1357		Mgmt	For
7	Approve Release of Restrictions of Competitive Activities of Directors		Mgmt	For
8	Other Business
		Fund Name		Shares Available		Shares Voted
		03513 Guinness Atkinson Asia Pacific Div Fund		87,734		0
		Total:		87,734		0
China Steel Corporation		Shares Voted	88,910	Cusip/Sedol	6190950	Ticker	2002 TT
Meeting Date	6/21/2007	Shares	88,910	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept 2006 Operating Results and Financial Statements		Mgmt	For	For
2	Approve 2006 Profit Distribution Plan		Mgmt	For	For
3	Approve Capitalization of 2006 Dividends and Employee Profit Sharing		Mgmt	For	For
4	Amend Articles of Association		Mgmt	For	Abstain
5	Amend Procedures Governing the Acquisition or Disposal of Assets		Mgmt	For	Abstain
6	Amend Election Rules of Directors and Supervisors		Mgmt	For	Abstain
	Elect Directors by Cumulative Voting
7.1	Elect Yao-Chung Chiang, a Representative of the Ministry of Economic Affairs, R.O.C., as Director with Shareholder No. Y00001		Mgmt	For	Abstain
7.2	Elect Fadah Hsieh, a Representative of the Ministry of Economic Affairs, R.O.C., as Director with Shareholder No. Y00001		Mgmt	For	Abstain
7.3	Elect Jung-Chiou Hwang, a Representative of the Ministry of Economic Affairs, R.O.C., as Director with Shareholder No. Y00001		Mgmt	For	Abstain
7.4	Elect Yuan-Cheng Chen, a Representative of Chiun Yu Investment Corporation., as Director with Shareholder No. V01357		Mgmt	For	Abstain
7.5	Elect Lo-Min Chung, a Representative of Ever Wealthy International Corporation, as Director with Shareholder No. V02376		Mgmt	For	Abstain
7.6	Elect Cheng-I Weng, a Representative of Gau Ruei Investment Corporation as Director with Shareholder No. V01360		Mgmt	For	Abstain
7.7	Elect Shun-Tsai Wu, a Representative of China Steel Labor Union, as Director with Shareholder No. X00012		Mgmt	For	Abstain
7.8	Elect Ho-Chong Chen, a Representative of Shin Mao Investment Corporation, as Director with Shareholder No. V01369		Mgmt	For	Abstain
7.9	Elect San-Shiung Hong as Independent Director with ID No. A101349114		Mgmt	For	Abstain
7.1	Elect Ken H.C. Chiu as Independent Director with ID No. E100588951		Mgmt	For	Abstain
7.11	Elect Wei-Sheng Hwang as Independent Director with ID No. T102103672		Mgmt	For	Abstain
	Elect Supervisors by Cumulative Voting
7.12	Elect Iuan-Yuan Lu, a Representative of Hung Chuan Investment Corporation, as Supervisor with Shareholder No. V02250		Mgmt	For	Abstain
7.13	Elect Jing-Yi Wang, a Representative of Chi Yi Investment Corporation, as Supervisor with Shareholder No. V02555		Mgmt	For	Abstain
7.14	Elect Ying-Yuan Lee, a Representative of Bureau of Labor Insurance, as Supervisor with Shareholder No. V01384		Mgmt	For	Abstain
8	Approve Release of Restrictions of Competitive Activities of Directors		Mgmt	For	Abstain
9	Other Business		Mgmt	For	Abstain
		Fund Name		Shares Available		Shares Voted
		03513 Guinness Atkinson Asia Pacific Div Fund		88,910		88,910
		Total:		88,910		88,910
Depo Auto Parts Industrial Co. Ltd.		Shares Voted	34,400	Cusip/Sedol	6741411	Ticker	6605 TT
Meeting Date	6/21/2007	Shares	34,400	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1.1	Receive Report on 2006 Operating Results
1.2	Receive Supervisors' Report
1.3	Receive Report on the Status of External Investments
1.4	Receive Report on the Status of External Endorsements and Guarantees
1.5	Receive Report on the Amendment of the Rules and Procedures Regarding Board Meeting
2.1	Accept 2006 Operating Results and Financial Statements		Mgmt	For	For
2.2	Approve Allocation of Income and Dividends		Mgmt	For	For
3.1	Amend Articles of Association		Mgmt	For	Abstain
3.2	Amend Rules and Procedures Regarding Shareholder Meeting		Mgmt	For	Abstain
3.3	Amend Election Rules of Directors and Supervisors		Mgmt	For	Abstain
3.4	Amend Procedures Governing the Acquisition or Disposal of Assets		Mgmt	For	Abstain
4	Other Business		Mgmt	For	Abstain
		Fund Name		Shares Available		Shares Voted
		03513 Guinness Atkinson Asia Pacific Div Fund		34,400		34,400
		Total:		34,400		34,400
PT Telekomunikasi Indonesia Tbk		Shares Voted	275,000	Cusip/Sedol	B02ZK79	Ticker	TLKM IJ
Meeting Date	6/29/2007	Shares	275,000	Meeting Type	AGM
Ballot Issues			Proponent	Mgmt	Vote
				Rec	Cast
1	Accept Annual Report		Mgmt	For	For
2	Accept Financial Statements and Statutory Reports		Mgmt	For	For
3	Approve Allocation of Income		Mgmt	For	For
4	Approve Auditors and Authorize Board to Fix Their Remuneration		Mgmt	For	For
5	Elect Directors and Commissioners		Mgmt	For	For
6	Approve Remuneration of Directors and Commissioners		Mgmt	For	For
7	Approve Delegation of Duties for Directors		Mgmt	For	For
8	Elect Commissioners		Mgmt	For	For
9	Authorize Share Repurchase Program		Mgmt	For	For
10	Amend Articles of Association		Mgmt	For	For
		Fund Name		Shares Available		Shares Voted
		03513 Guinness Atkinson Asia Pacific Div Fund		275,000		275,000
		Total:		275,000		275,000

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

(Registrant) GUINNESS ATKINSON FUNDS

By (Signature and Title)      /s/ James J. Atkinson, Jr.                                        

James J. Atkinson, Jr.

Principal Executive Officer

Date       August 10, 2007