UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORDS OF REGISTRED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811 - -08360
GUINNESS ATKINSON FUNDS
(Exact Name of Registrant as Specified in Charter)
21550 Oxnard Street, Suite 850
Woodland Hills, California 91367
(Address of Principal Executive Offices, including Zip Code)
James J. Atkinson Jr.
21550 Oxnard Street, Suite 850
Woodland Hills, CA 91367
(Name and Address of Agent for Service)
Registrant's Telephone Number, Including Area Code: (800) 915-6566
| Date of fiscal year end: | December 31 |
| Date of reporting period: | June 30, 2010 |
Item 1. Proxy Voting Record.
| Guinness Atkinson Alternative Energy Fund | |||||||||||
| Meeting Date Range: 01-Jul-2009 To 30-Jun-2010 | |||||||||||
| Selected Accounts | |||||||||||
| THERMAL ENERGY INTL INC | |||||||||||
| Security: | 88346B103 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 19-Nov-2009 | |||||||||
| ISIN | CA88346B1031 | Vote Deadline Date: | 13-Nov-2009 | ||||||||
| Agenda | 702128059 | Management | Total Ballot Shares: | 4445888 | |||||||
| Last Vote Date: | 11-Nov-2009 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ''IN FAVOR" OR "WITHHOLD" FOR RESOLUTIONS 1 AND 2. THANK YOU. | None | Non Voting | ||||||||
| 2 | To receive the audited financial statements of the Corporation for the YE 31 MAY 2009 and the report of the Auditors of the Corporation thereon | None | Non Voting | ||||||||
| 3 | Elect Messrs. R. James Ansell, John Kelly, William M. Crossland and Michael Williams as the Directors of the Corporation | For | 4445888 | 0 | 0 | 0 | |||||
| 4 | Appoint Raymond Chabot Grant Thornton, LLP as the Auditors of the Corporation for the ensuing year and authorize the Directors of the Corporation to fix the Auditors' remuneration | For | 4445888 | 0 | 0 | 0 | |||||
| 5 | Transact other business | None | Non Voting | ||||||||
| GEODYNAMICS LTD | |||||||||||
| Security: | Q4019X100 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 30-Nov-2009 | |||||||||
| ISIN | AU000000GDY4 | Vote Deadline Date: | 20-Nov-2009 | ||||||||
| Agenda | 702149558 | Management | Total Ballot Shares: | 351369 | |||||||
| Last Vote Date: | 11-Nov-2009 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID: 625641 DUE TO CHANGE IN VOTING STATUS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | Non Voting | ||||||||
| 2 | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 6 AND VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED. HENCE, IF YOU HAVE OBTAINED BENEFIT OR DO EXPECT TO OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE [OR VOTE "ABSTAIN"] FOR THE RELEVANT PROPOSAL ITEMS. | None | Non Voting | ||||||||
| 3 | Receive the financial report, including the Directors' Declaration, for the YE 30 JUN 2009 and the related Directors' report and the audit report | None | Non Voting | ||||||||
| 4 | Adopt the remuneration report for the FYE 30 JUN 2009 | For | 351369 | 0 | 0 | 0 | |||||
| 5 | Re-elect Mr. Martin Albrecht as a Director, who retires by rotation in accordance with Article 14.4 of the Company's Constitution | For | 351369 | 0 | 0 | 0 | |||||
| 6 | Re-elect Mr. Andrew Stock as a Director, who retires by rotation in accordance with Article 14.4 of the Company's Constitution | For | 351369 | 0 | 0 | 0 | |||||
| 7 | Elect Mr. Robert Davies as a Director | For | 351369 | 0 | 0 | 0 | |||||
| 8 | Approve, for the purpose of Listing Rule 10.14, under the Geodynamics Long Term Incentive Plan, to grant 80,275 fully paid ordinary shares and 462,348 options to Mr. Gerry Grove-White on the terms and conditions as specified | For | 351369 | 0 | 0 | 0 | |||||
| GREENTECH ENERGY SYSTEMS A/S, KOBENHAVN | |||||||||||
| Security: | K4032E101 | Meeting Type: | ExtraOrdinary General Meeting | ||||||||
| Ticker: | Meeting Date: | 05-Jan-2010 | |||||||||
| ISIN | DK0010240514 | Vote Deadline Date: | 24-Dec-2009 | ||||||||
| Agenda | 702183409 | Management | Total Ballot Shares: | 197700 | |||||||
| Last Vote Date: | 23-Dec-2009 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | None | Non Voting | ||||||||
| 2 | PLEASE NOTE THAT IF THE CHAIRMAN OF THE BOARD OR A BOARD MEMBER IS APPOINTED AS PROXY, WHICH IS OFTEN THE CASE, CLIENTS CAN ONLY EXPECT THEM TO ACCEPT PRO-MANAGEMENT VOTES. THE ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES ARE REPRESENTED AT THE MEETING IS TO SEND YOUR OWN REPRESENTATIVE. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR AN ADDED FEE IF REQUESTED. THANK YOU | None | Non Voting | ||||||||
| 3 | Adopt a resolution to the effect that all 6 Current Board Members retire | For | 197700 | 0 | 0 | 0 | |||||
| 4 | Adopt the specified total Board remuneration for 2009: DKK 2,250,000 and is allocated as follows: fee to Ordinary Board Members: DKK 300,000, fee to the Deputy Chairman: DKK 400,000, fee to the Chairman: DKK 650,000, total Board remuneration: DKK 2,250,000 | For | 197700 | 0 | 0 | 0 | |||||
| CLIPPER WINDPOWER PLC, LONDON | |||||||||||
| Security: | G2326A103 | Meeting Type: | Ordinary General Meeting | ||||||||
| Ticker: | Meeting Date: | 06-Jan-2010 | |||||||||
| ISIN | GB00B09H7Z56 | Vote Deadline Date: | 29-Dec-2009 | ||||||||
| Agenda | 702179121 | Management | Total Ballot Shares: | 1052668 | |||||||
| Last Vote Date: | 23-Dec-2009 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | Authorize the Directors of the Company [the Directors, in addition to the authority granted pursuant to Section 80 of the Companies Act 1985 [as amended] [the 1985 Act], for the purposes of Section 551 of the Companies Act 2006 [the 2006 Act] to exercise all powers of the Company to allot equity securities [Section 560(1) of the 2006 Act] up to an aggregate nominal amount of GBP 8,433,712.40; [Authority expires on 20 MAR 2010 save that the Company]; and the Directors may allot relevant securities after the expiry of this authority in pursuance of such an offer or agreement made prior to such expiry; authorize the Directors, in addition to the authority granted pursuant to Section 95 of the 1985 Act by a special resolution passed by the Company 17 JUN 2009, for the purposes of Section 570 of the 2006 Act until 20 MAR 2010 [the period of the Section 570 power], to allot equity securities [Section 560(1) of the 2006 Act] for cash pursuant to the authority granted pursuant to Section 551 of the Act set out in of this resolution as if Section 561 of the 2006 Act did not apply to such allotment, provided that this power is limited to the allotment of equity securities up to an aggregate nominal amount of GBP 8,433,712.40 save that this power shall allow the Company to make an offer or enter into an agreement before the expiry of the period of the Section 570 power which would, or might, require equity securities to be allotted after such expiry and the Directs may allot securities in pursuance of any such offer or agreement as if the power conferred hereby had not expired; and amend the Articles of Association of the Company [the Articles] by i] deleting the restriction in relation to the authorize share capital of the Company in Article 3.1, and ii] deleting the provision of the Company's Memorandum of Association relating to authorized share | For | 416367 | 0 | 0 | 0 | |||||
| capital which by virtue of Section 28 of the 2006 Act, is to be treated as a provision of the Articles and authorize the Directors notwithstanding all other references to authorized share capital present in the Articles, to allot equity securities in capital of the Company [whether pursuant to this Resolution or otherwise] without reference to any restriction relating to authorize share capital | |||||||||||
| COMPOSITE TECHNOLOGY CORPORATION | |||||||||||
| Security: | 20461S108 | Meeting Type: | Annual | ||||||||
| Ticker: | CPTC | Meeting Date: | 02-Mar-2010 | ||||||||
| ISIN | US20461S1087 | Vote Deadline Date: | 01-Mar-2010 | ||||||||
| Agenda | 933187634 | Management | Total Ballot Shares: | 3699900 | |||||||
| Last Vote Date: | 26-Feb-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | DIRECTOR | For | |||||||||
| 1 | BENTON H WILCOXON | 3699900 | 0 | 0 | 0 | ||||||
| 2 | MICHAEL D. MCINTOSH | 3699900 | 0 | 0 | 0 | ||||||
| 3 | D. DEAN MCCORMICK, III | 3699900 | 0 | 0 | 0 | ||||||
| 4 | JOHN P. MITOLA | 3699900 | 0 | 0 | 0 | ||||||
| 5 | MICHAEL K. LEE | 3699900 | 0 | 0 | 0 | ||||||
| 2 | TO RATIFY THE SELECTION OF SINGERLEWAK LLP, AS THE INDEPENDENT AUDITOR FOR COMPOSITE TECHNOLOGY CORPORATION FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2010. | For | 3699900 | 0 | 0 | 0 | |||||
| 3 | TO TRANSACT ANY OTHER BUSINESS THAT MAY PROPERLY COME BEFORE THE MEETING. | For | 3699900 | 0 | 0 | 0 | |||||
| VESTAS WIND SYS A/S UTD KINGDOM | |||||||||||
| Security: | K9773J128 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 17-Mar-2010 | |||||||||
| ISIN | DK0010268606 | Vote Deadline Date: | 11-Mar-2010 | ||||||||
| Agenda | 702264829 | Management | Total Ballot Shares: | 35015 | |||||||
| Last Vote Date: | 11-Mar-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | None | Non Voting | ||||||||
| 2 | PLEASE NOTE THAT IF THE CHAIRMAN OF THE BOARD OR A BOARD MEMBER IS APPOINTED AS PROXY, WHICH IS OFTEN THE CASE, CLIENTS CAN ONLY EXPECT THEM TO ACCEPT PRO-MANAGEMENT VOTES. THE ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES ARE REPRESENTED AT THE MEETING IS TO SEND YOUR OWN REPRESENTATIVE. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR AN ADDED FEE IF REQUESTED. THANK YOU | None | Non Voting | ||||||||
| 3 | Receive the report from the Board of Directors on the Company's activities during the past year | For | 35015 | 0 | 0 | 0 | |||||
| 4 | Adopt the annual report | For | 35015 | 0 | 0 | 0 | |||||
| 5 | Approve to apply the profit for the year of EUR 564m as follows: transfer to reserve for net revaluation according to the equity method: EUR 66m; dividend: EUR 0m and retained earnings: EUR 498m | For | 35015 | 0 | 0 | 0 | |||||
| 6 | Re-elect Bent Erik Carlsen, Torsten Erik Rasmussen, Freddy Frandsen, Hakan Eriksson, Jorgen Huno Rasmussen, Jorn Anaer Thomsen, Kurt Anker Nielsen and Ola Rollen as Board Members | For | 35015 | 0 | 0 | 0 | |||||
| 7 | Appointment of PricewaterhouseCoopers, Statsautoriseret | For | 35015 | 0 | 0 | 0 | |||||
| 8 | Amend Articles 2(4), 2(8) and 3(4) which is numbered Article 3(5) in the new draft Articles Articles 3(1) - 3(4), Article 7(2), 8(1) and 13(1), Article 4(3), 4(4), 5(1), 6(2), 6(3) of the Articles of Association | For | 35015 | 0 | 0 | 0 | |||||
| 9 | Amend Articles 2, 3, 4, 5, 4(5), 6(5), 6(4), 7(2) and 7(3) of the Articles of Association | For | 35015 | 0 | 0 | 0 | |||||
| 10 | Amend Article 1(1) to effect that the secondary name Cotas Computer Technology A/s is deleted | For | 35015 | 0 | 0 | 0 | |||||
| 11 | Amend Article 1(2) of the Articles of Association in accordance with Section 28 of the Danish Companies Act, and as a consequence, Article 1(3) shall be re-numbered as Article 1 (2) | For | 35015 | 0 | 0 | 0 | |||||
| 12 | Approve to rephrase Article 2(3) to the effect that it specifies that the Company's shares are registered with a central securities depository and that any dividends will be disbursed through such central securities depository | For | 35015 | 0 | 0 | 0 | |||||
| 13 | Approve that Article 2(9) concerning cancellation is deleted, as the provisions are no longer relevant to the Company | For | 35015 | 0 | 0 | 0 | |||||
| 14 | Approve that previous authorization to the Board of Directors in Article 3(1) to increase the Company's share capital is renewed to apply until 01 MAY 2011, allowing an increase of the share capital by a total nominal amount of DKK 20,370,410 20,370,410 shares | For | 35015 | 0 | 0 | 0 | |||||
| 15 | Approve that the previous authorization to the Board of Directors in Article 3(2) to increase the Company's share capital in connection with the issuance of employee shares is extended to expire on 01 MAY 2011 | For | 35015 | 0 | 0 | 0 | |||||
| 16 | Approve that the previous authorization to the Board of Directors in Article 3(3) to issue warrants and to carry out the relevant increase of the Company's share capital is extended to expire on 01 MAY 2011 | For | 35015 | 0 | 0 | 0 | |||||
| 17 | Approve to insert an authorization to the Board of Directors, in the Company's Articles of Association, for the Board of Directors to raise loans against the issuance of convertible debt instruments, the new provision will be inserted as Article 3(4) and the existing Article 3(4) will be renumbered to Article 3(5) and amended so that a conversion combined with an issuance of shares, pursuant to the authorization in Article 3(1), may only result in a capital increase of 10% | For | 35015 | 0 | 0 | 0 | |||||
| 18 | Amend Article 4(2) to the effect that the Company's general meetings are held in Central Denmark Region or in the Capital Region of Denmark, as directed by the Board of Directors | For | 35015 | 0 | 0 | 0 | |||||
| 19 | Amend Article 5(2) to the effect that it clearly states that the general meeting can decide whether the Company shall have one or two Auditors | For | 35015 | 0 | 0 | 0 | |||||
| 20 | Approve to insert a new provision, stipulating that the Company's general meetings may be held in English, provided that a simultaneous interpretation service into Danish is given, and that all documents pertaining to general meetings are available both in Danish and in English | For | 35015 | 0 | 0 | 0 | |||||
| 21 | Approve to insert a new provision Article 8(8) to the effect that the corporate language is English | For | 35015 | 0 | 0 | 0 | |||||
| 22 | Authorize the Company to purchase treasury shares, in the period until the next AGM, within a total nominal value of 10% of the Company's share capital from time to time, in accordance with the relevant statutory provisions, the consideration for such shares may not deviate by more than 10% from the closing price quoted by NASDAQ OMX Copenhagen at the time of purchase | For | 35015 | 0 | 0 | 0 | |||||
| 23 | Approve a rider to the overall guidelines for incentive pay which were adopted at the AGM in 2009 to the effect that warrants, and not only options, can be issued under the existing authorization | For | 35015 | 0 | 0 | 0 | |||||
| 24 | Authorize the Chairman of the meeting to file the registrable resolutions adopted by the general meeting with the Danish Commerce and Companies Agency and to make such amendments to the documents prepared in connection with these resolutions as may be required by the Danish Commerce and Companies Agency in connection with registration of the adopted resolutions | For | 35015 | 0 | 0 | 0 | |||||
| 25 | Any other business | None | Non Voting | ||||||||
| THEOLIA, AIX EN PROVENCE | |||||||||||
| Security: | F8857Q103 | Meeting Type: | MIX | ||||||||
| Ticker: | Meeting Date: | 19-Mar-2010 | |||||||||
| ISIN | FR0000184814 | Vote Deadline Date: | 10-Mar-2010 | ||||||||
| Agenda | 702277698 | Management | Total Ballot Shares: | 420647 | |||||||
| Last Vote Date: | 10-Mar-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 654899 DUE TO ADDITION OF RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | Non Voting | ||||||||
| 2 | French Resident Shareowners must complete, sign and forward the Proxy Card directly to the sub custodian. Please contact your Client Service Representative to obtain the necessary card, account details and directions. The following applies to Non-Resident Shareowners: Proxy Cards: Voting instructions will be forwarded to the Global Custodians that have become Registered Intermediaries, on the Vote Deadline Date. In capacity as Registered Intermediary, the Global Custodian will sign the Proxy Card and forward to the local custodian. If you are unsure whether your Global Custodian acts as Registered Intermediary, please contact your representative | None | Non Voting | ||||||||
| 3 | FOR PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR" AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | None | Non Voting | ||||||||
| 4 | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://balo.journal- officiel.gouv.fr/pdf/2010/0303/201003031000521.pdf | None | Non Voting | ||||||||
| 5 | Amend the Agreement to issue bonds with the option of conversion and/or exchange for new or existing shares issued by the Company on 31 OCT 2007 | For | 420647 | 0 | 0 | 0 | |||||
| 6 | Authorize the Board of Directors to decide on an increase in capital stock, through issue of new shares, maintaining the preferential subscription right | For | 420647 | 0 | 0 | 0 | |||||
| 7 | Authorize the Board of Directors to increase the capital stock in favor of the Company's employees and/or those of Companies within the Group | For | 420647 | 0 | 0 | 0 | |||||
| 8 | Grant powers for formalities | For | 420647 | 0 | 0 | 0 | |||||
| 9 | Ratify the cooptation of Mr. Jean-Pierre Mattei as a Board Member | For | 420647 | 0 | 0 | 0 | |||||
| 10 | Ratify the cooptation of Mr. Philippe Leroy as a Board Member | For | 420647 | 0 | 0 | 0 | |||||
| 11 | PLEASE NOTE THAT THIS IS A SHAREHOLDER PRORPSAL: Appointment of Mr. Fady Khallouf as a Board member of the Company | Against | 420647 | 0 | 0 | 0 | |||||
| 12 | PLEASE NOTE THAT THIS IS A SHAREHOLDER PRORPSAL: Appointment of Mr. Gerard Creuzet as a Board member of the Company | Against | 420647 | 0 | 0 | 0 | |||||
| 13 | PLEASE NOTE THAT THIS IS A SHAREHOLDER PRORPSAL: Appointment of Mr. Michel Meeus as a Board member of the Company | Against | 420647 | 0 | 0 | 0 | |||||
| 14 | PLEASE NOTE THAT THIS IS A SHAREHOLDER PRORPSAL: Approve the revocation Mr. Louis Ferran as a Board member of the Company | Against | 420647 | 0 | 0 | 0 | |||||
| 15 | PLEASE NOTE THAT THIS IS A SHAREHOLDER PRORPSAL: Approve the revocation Mr. Philippe Dominati as a Board member of the Company | Against | 420647 | 0 | 0 | 0 | |||||
| 16 | PLEASE NOTE THAT THIS IS A SHAREHOLDER PRORPSAL: Approve the revocation Mr. Philippe Leroy as a Board member of the Company | Against | 420647 | 0 | 0 | 0 | |||||
| 17 | PLEASE NOTE THAT THIS IS A SHAREHOLDER PRORPSAL: Approve the revocation Mr. Jean-Pierre Mattei as a Board member of the Company | Against | 420647 | 0 | 0 | 0 | |||||
| INNERGEX RENEWABLE ENERGY INC | |||||||||||
| Security: | 45790B104 | Meeting Type: | Special General Meeting | ||||||||
| Ticker: | Meeting Date: | 24-Mar-2010 | |||||||||
| ISIN | CA45790B1040 | Vote Deadline Date: | 18-Mar-2010 | ||||||||
| Agenda | 702251113 | Management | Total Ballot Shares: | 166980 | |||||||
| Last Vote Date: | 17-Mar-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT THE SHAREHOLDERS ARE ALLOWED TO VOTE IN "FAVOR" OR "AGAINST" ONLY FOR RESOLUTIONS NUMBER 1 AND 2. THANK YOU. | None | Non Voting | ||||||||
| 2 | Approve a Plan of Arrangement the Arrangement involving IRE, IRE Shareholders, the Fund and unitholders of the Fund the Fund Unitholders , in respect of, inter alia, the issuance of up to 36,032,606 IRE Shares, representing approximately 153% of the number of currently issued and outstanding IRE Shares, to Fund Unitholders in exchange for all of the issued and outstanding units of the Fund other than those already held by IRE | For | 166980 | 0 | 0 | 0 | |||||
| 3 | Approve, if the IRE Arrangement Resolution is passed, the reduction of the stated capital account maintained in respect of the IRE Shares, without any payment or distribution to IRE Shareholders, by CAD 80,000,000, to take effect immediately after the IRE meeting | For | 166980 | 0 | 0 | 0 | |||||
| 4 | Transact such other business | None | Non Voting | ||||||||
| RENEWABLE ENERGY CORPORATION AS, HOVIK | |||||||||||
| Security: | R7199U100 | Meeting Type: | ExtraOrdinary General Meeting | ||||||||
| Ticker: | Meeting Date: | 25-Mar-2010 | |||||||||
| ISIN | NO0010112675 | Vote Deadline Date: | 19-Mar-2010 | ||||||||
| Agenda | 702275341 | Management | Total Ballot Shares: | 412683 | |||||||
| Last Vote Date: | 17-Mar-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE TO BE LODGED | None | Non Voting | ||||||||
| 2 | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | None | Non Voting | ||||||||
| 3 | Opening of the meeting by the Chairman of the Board and registration of attending shareholders | For | 412683 | 0 | 0 | 0 | |||||
| 4 | Election of Chairman of the meeting and not less than 1 person to co-sign the | For | 412683 | 0 | 0 | 0 | |||||
| 5 | Approve the notice of the meeting and agenda | For | 412683 | 0 | 0 | 0 | |||||
| 6 | Approve to change the Articles of Association | For | 412683 | 0 | 0 | 0 | |||||
| EDP RENOVAVEIS, SA, OVIEDO | |||||||||||
| Security: | E3847K101 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 13-Apr-2010 | |||||||||
| ISIN | ES0127797019 | Vote Deadline Date: | 30-Mar-2010 | ||||||||
| Agenda | 702287310 | Management | Total Ballot Shares: | 222600 | |||||||
| Last Vote Date: | 17-Mar-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | Approve, the individual annual accounts of Edp Renovaveis, S.A. balance sheet, profit and loss account, changes to the net assets, cash flow statement and notes , as well as those consolidated with its subsidiaries balance sheet, profit and loss account, changes to the net assets, cash flow statement and notes , for the FYE on 31 DEC 2009 | For | 222600 | 0 | 0 | 0 | |||||
| 2 | Approve the proposed application of results for the FYE on 31 DEC 2009 | For | 222600 | 0 | 0 | 0 | |||||
| 3 | Approve the individual management report of EDP Renovaveis, S.A., the consolidated management report with its subsidiaries, and its Corporate Governance Report, for the FYE on 31 DEC 2009 | For | 222600 | 0 | 0 | 0 | |||||
| 4 | Approve the management conducted by the Board of Directors during the FYE on 31 DEC 2009 | For | 222600 | 0 | 0 | 0 | |||||
| 5 | Approve the remuneration policy for the managers of the Company | For | 222600 | 0 | 0 | 0 | |||||
| 6 | Amend Resolutions 1 and 2 of Article 17 of the Articles of Association Edp Renovaveis, S.A. Constitution of the General Meeting, Agreements adoption , with the purpose to adapt the required quorums for the validly constitution of the General Meeting, to the minimum established under Law | For | 222600 | 0 | 0 | 0 | |||||
| 7 | Authorize the Board of Directors for the derivative acquisition and sale of own shares by the Company and/or other affiliate companies to the maximum limit established by the Law and in accordance with its terms | For | 222600 | 0 | 0 | 0 | |||||
| 8 | Re-appoint the Auditors of Edp Renovaveis S.A., of Kpmg Auditores, S.L. recorded in the Official Register of Auditors under number S0702 and with Tax Identification Number B- 78510153, for the year 2010 | For | 222600 | 0 | 0 | 0 | |||||
| 9 | Approve the option for the Consolidated Tax Regime regulated in Articles 6 et Seq of Real Decreto-Legislativo 4 / 2004 of 5 March, which approves the revised text of the Corporate Income Tax Law, as member of the Tax Group whose dominant entity is Edp Energias De Portugal, S.A., Sucursal En Espa A, wit Tax Identification Number W0104919F | For | 222600 | 0 | 0 | 0 | |||||
| 10 | Approve the delegation of powers to the formalization and implementation of all resolutions adopted at the General Shareholders Meeting, for the purpose of celebrating the respective public deed and to permit its interpretation, correction, addition or development in order to obtain the appropriate registrations | For | 222600 | 0 | 0 | 0 | |||||
| 11 | PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN BLOCKING STATUS. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | Non Voting | ||||||||
| MEMC ELECTRONIC MATERIALS, INC. | |||||||||||
| Security: | 552715104 | Meeting Type: | Annual | ||||||||
| Ticker: | WFR | Meeting Date: | 20-Apr-2010 | ||||||||
| ISIN | US5527151048 | Vote Deadline Date: | 19-Apr-2010 | ||||||||
| Agenda | 933198017 | Management | Total Ballot Shares: | 139380 | |||||||
| Last Vote Date: | 12-Apr-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | ELECTION OF DIRECTOR: EMMANUEL T. HERNANDEZ | For | 139380 | 0 | 0 | 0 | |||||
| 2 | ELECTION OF DIRECTOR: JOHN MARREN | For | 139380 | 0 | 0 | 0 | |||||
| 3 | ELECTION OF DIRECTOR: WILLIAM E. STEVENS | For | 139380 | 0 | 0 | 0 | |||||
| 4 | ELECTION OF DIRECTOR: JAMES B. WILLIAMS | For | 139380 | 0 | 0 | 0 | |||||
| 5 | RATIFICATION OF THE SELECTION OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2010. | For | 139380 | 0 | 0 | 0 | |||||
| 6 | APPROVAL AND ADOPTION OF THE MEMC ELECTRONIC MATERIALS, INC. 2010 EQUITY INCENTIVE PLAN. | For | 139380 | 0 | 0 | 0 | |||||
| 7 | IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED TO VOTE UPON ANY OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING AND ALL ADJOURNMENTS THEREOF. | For | 139380 | 0 | 0 | 0 | |||||
| RENEWABLE ENERGY CORPORATION AS, HOVIK | |||||||||||
| Security: | R7199U100 | Meeting Type: | ExtraOrdinary General Meeting | ||||||||
| Ticker: | Meeting Date: | 29-Apr-2010 | |||||||||
| ISIN | NO0010112675 | Vote Deadline Date: | 22-Apr-2010 | ||||||||
| Agenda | 702339892 | Management | Total Ballot Shares: | 412683 | |||||||
| Last Vote Date: | 19-Apr-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | None | Non Voting | ||||||||
| 2 | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE TO BE LODGED | None | Non Voting | ||||||||
| 3 | Opening of the meeting by the Chairman of the Board and the registration of attending shareholders and the proxies | For | 412683 | 0 | 0 | 0 | |||||
| 4 | Election of Chairman of the meeting and at least one person to sign the | For | 412683 | 0 | 0 | 0 | |||||
| 5 | Approve the notice and the agenda for the meeting | For | 412683 | 0 | 0 | 0 | |||||
| 6 | Approve the rights issue | For | 412683 | 0 | 0 | 0 | |||||
| SUNPOWER CORPORATION | |||||||||||
| Security: | 867652307 | Meeting Type: | Annual | ||||||||
| Ticker: | SPWRB | Meeting Date: | 04-May-2010 | ||||||||
| ISIN | US8676523074 | Vote Deadline Date: | 03-May-2010 | ||||||||
| Agenda | 933212437 | Management | Total Ballot Shares: | 100920 | |||||||
| Last Vote Date: | 28-Apr-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | DIRECTOR | For | |||||||||
| 1 | W. STEVE ALBRECHT | 100920 | 0 | 0 | 0 | ||||||
| 2 | BETSY S. ATKINS | 100920 | 0 | 0 | 0 | ||||||
| 2 | PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR FISCAL YEAR 2010. | For | 100920 | 0 | 0 | 0 | |||||
| ORMAT TECHNOLOGIES, INC. | |||||||||||
| Security: | 686688102 | Meeting Type: | Annual | ||||||||
| Ticker: | ORA | Meeting Date: | 06-May-2010 | ||||||||
| ISIN | US6866881021 | Vote Deadline Date: | 05-May-2010 | ||||||||
| Agenda | 933209593 | Management | Total Ballot Shares: | 52119 | |||||||
| Last Vote Date: | 28-Apr-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | DIRECTOR | For | |||||||||
| 1 | LUCIEN BRONICKI | 52119 | 0 | 0 | 0 | ||||||
| 2 | DAN FALK | 52119 | 0 | 0 | 0 | ||||||
| 2 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS OF THE COMPANY FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2010 | For | 52119 | 0 | 0 | 0 | |||||
| BORALEX INC | |||||||||||
| Security: | 09950M300 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 11-May-2010 | |||||||||
| ISIN | CA09950M3003 | Vote Deadline Date: | 05-May-2010 | ||||||||
| Agenda | 702364580 | Management | Total Ballot Shares: | 88387 | |||||||
| Last Vote Date: | 28-Apr-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS 1 & 2. THANK YOU. | None | Non Voting | ||||||||
| 2 | To receive the consolidated financial statements of the Corporation for the FYE 31 DEC 2009, along with the Auditors' report thereon | None | Non Voting | ||||||||
| 3 | Election of Directors for all of the nominees as outlined in the proxy circular | For | 88387 | 0 | 0 | 0 | |||||
| 4 | Appointment of Pricewaterhousecoopers LLP as Auditor of the Corporation and the authorization to the Directors to determine their remuneration | For | 88387 | 0 | 0 | 0 | |||||
| 5 | Other business | None | Non Voting | ||||||||
| WATERFURNACE RENEWABLE ENERGY INC | |||||||||||
| Security: | 9415EQ108 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 12-May-2010 | |||||||||
| ISIN | CA9415EQ1089 | Vote Deadline Date: | 06-May-2010 | ||||||||
| Agenda | 702303291 | Management | Total Ballot Shares: | 68700 | |||||||
| Last Vote Date: | 28-Apr-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS "1 AND 2". THANK YOU. | None | Non Voting | ||||||||
| 2 | Receive the financial statements of the Company for the YE 31 DEC 2009, together with the Auditors' report thereon | None | Non Voting | ||||||||
| 3 | Election of Thomas F. Huntington, James R. Shields, Timothy E. Shields, | For | 68700 | 0 | 0 | 0 | |||||
| 4 | Re-appoint Grant Thornton LLP, Chartered Accountants, as the Auditors of the Company to hold office until the next AGM and authorize the Directors of the Company to fix the Auditors' remuneration for the ensuing year | For | 68700 | 0 | 0 | 0 | |||||
| 5 | Transact any other business | None | Non Voting | ||||||||
| RENEWABLE ENERGY CORPORATION AS, HOVIK | |||||||||||
| Security: | R7199U100 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 19-May-2010 | |||||||||
| ISIN | NO0010112675 | Vote Deadline Date: | 13-May-2010 | ||||||||
| Agenda | 702411961 | Management | Total Ballot Shares: | 412683 | |||||||
| Last Vote Date: | 13-May-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | None | Non Voting | ||||||||
| 2 | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE TO BE LODGED | None | Non Voting | ||||||||
| 3 | Opening of the meeting by the Chairman of the Board and registration of attending shareholders | None | Non Voting | ||||||||
| 4 | Election of Thomas Aanmoen as a Chairman of the meeting and Reidar Lund is elected to co-sign the minutes | None | Non Voting | ||||||||
| 5 | Approve the notice of the meeting and the agenda | For | 412683 | 0 | 0 | 0 | |||||
| 6 | Approve the remuneration for the period from 19 MAY 2009 to 19 MAY 2010 for the Chairman of the Board, Board members, members of Board committees and members of the Nomination Committee is (all amounts in NOK) as specified | For | 412683 | 0 | 0 | 0 | |||||
| 7 | Approve the Auditor's remuneration | For | 412683 | 0 | 0 | 0 | |||||
| 8 | Approve the annual financial statements and the Directors' report for 2009, the net loss for the year of NOK 956 million is covered by transfer from other equity, dividends will not be paid for the FY | For | 412683 | 0 | 0 | 0 | |||||
| 9 | Approve that, the general meeting supports the statement of the Board regarding compensation to leading employees; the general meeting adopts the statement of the Board regarding the Stock Option Program | For | 412683 | 0 | 0 | 0 | |||||
| 10 | Approve the changes to Sections 9, 10 & 12 to the Company's Articles of Association, as specified | For | 412683 | 0 | 0 | 0 | |||||
| 11 | Authorize the Board to increase the share capital by up to NOK 100,000,000 through issue of up to 100,000,000 shares in one or more share issues; the authorization may be used for carrying out investments and acquisitions in line with the Company's strategy, including in the form of mergers and through consideration in kind, and for providing the Company with financial flexibility; the subscription price and subscription terms shall be decided by the Board in connection with each share issue, taking into consideration the Company's requirements and the shares' market value at the relevant time, Shares may be issued for contribution in form of cash or by transfer of other assets (contribution in kind); existing shareholder's pre- emptive rights to subscribe for shares may be waived by the Board upon exercise of the authorization; [Authority expires at the AGM in 2011], but in any event not later than 15 months from the date of this general meeting; to make necessary changes to the Articles of Association upon exercise of this authorization; this authorization replaces the authorization granted 05 JUN 2009 to increase the share capital by up to NOK 60,000,000 through issue of up to 60,000,000 shares, of which issue of up to 40,490,042 shares has not been used | For | 412683 | 0 | 0 | 0 | |||||
| 12 | Authorize the Board to acquire shares in Renewable Energy Corporation ASA on behalf of the Company for one or more of the following purposes: in order to maximize return for the shareholders; fulfillment of the Company's obligations under the Share Purchase Program for the employees; in connection with the Long Term Incentive Plan of the Company (LTIP 2007); in connection with the Company's Option Program; the authorization covers purchase(s) of up to 10% of the face value of the share capital of the Company, cf. the Act Section 9-2 and 9-3, shares may be acquired at minimum NOK 1 per share and maximum NOK 250 per share, the shares shall be acquired through ordinary purchase on the Stock Exchange, the Board's | For | 412683 | 0 | 0 | 0 | |||||
| authorization is valid until the AGM in 2011 or until it is revoked by a general meeting resolution passed with simple majority, but in any case not later than 15 months from the date of this general meeting, the decision shall be notified to and registered by the Norwegian Register of Business Enterprises prior to acquiring any shares pursuant to the authorization | |||||||||||
| 13 | Authorize the Board to resolve to raise one or more convertible loans or loans with warrants, of the Act Section 11-1; the authorization may be used for carrying out investments and acquisitions in line with the Company's strategy and for providing the Company with financial flexibility, the sum of loans shall not exceed a total principal amount of NOK 10,000,000,000, the share capital increase shall not exceed NOK 100,000,000 through issue of a maximum of 100,000,000 shares, the conditions for the loans shall be determined by the Board at each subscription with regard to the needs of the Company and the market value of the shares at that time; [Authority expires at the AGM in 2011 but in any event not later than 15 months from the date of this General Meeting, the Board is also granted the authorization to make necessary changes to the Articles of Association in relation to conversion of loans issued in accordance with the authorization | For | 412683 | 0 | 0 | 0 | |||||
| 14 | Election of Messrs. Dag J. Opedal, Tore Schiotz, Roar Engeland, Susanne Elise Munch Thore, Hilde Myrberg, Odd Christopher Hansen, Bernt Reitan and Helene Bergquist as members to the Board of Directors | For | 412683 | 0 | 0 | 0 | |||||
| 15 | Re-elect Rune Selmar as a member of the Nomination Committee and Torkild Nordberg as the Chairman | For | 412683 | 0 | 0 | 0 | |||||
| SOLARWORLD AG, BONN | |||||||||||
| Security: | D7045Y103 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 20-May-2010 | |||||||||
| ISIN | DE0005108401 | Vote Deadline Date: | 11-May-2010 | ||||||||
| Agenda | 702334498 | Management | Total Ballot Shares: | 107754 | |||||||
| Last Vote Date: | 28-Apr-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | AS A CONDITION OF VOTING, GERMAN MARKET REGULATIONS REQUIRE THAT YOU DISCLOSE WHETHER YOU HAVE A CONTROLLING OR PERSONAL INTEREST IN THIS COMPANY. SHOULD EITHER BE THE CASE, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE SO THAT WE MAY LODGE YOUR INSTRUCTIONS ACCORDINGLY. IF YOU DO NOT HAVE A CONTROLLING OR PERSONAL INTEREST, SUBMIT YOUR VOTE AS NORMAL. THANK YOU | None | Non Voting | ||||||||
| 2 | PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 29 APR 2010, WHEREAS THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERMAN LAW. THANK YOU | None | Non Voting | ||||||||
| 3 | Presentation of the financial statements and annual report for the 2009 FY with the report of the Supervisory Board, the group financial statements and annual report, and the report pursuant to Sections 289(4) and 315(4) of the German Commercial Code | None | Non Voting | ||||||||
| 4 | Resolution on the appropriation of the distributable profit of EUR 107,437,741.29 as follows: Payment of a dividend of EUR 0.16 per share EUR 89,562,541.29 shall be allocated to the revenue reserves ex-dividend and payable date: 21 MAY 2010 | For | 107754 | 0 | 0 | 0 | |||||
| 5 | Ratification of the acts of the Board of Managing Directors | For | 107754 | 0 | 0 | 0 | |||||
| 6 | Ratification of the acts of the Supervisory Board | For | 107754 | 0 | 0 | 0 | |||||
| 7 | Approval of the remuneration system for members of the Board of Managing Directors | For | 107754 | 0 | 0 | 0 | |||||
| 8 | Appointment of Auditors for the 2010 FY: BDO Deutsche Warentreuhand AG, Bonn | For | 107754 | 0 | 0 | 0 | |||||
| 9 | Authorization to acquire own shares the company shall be authorized to acquire own shares of up to 10% of its share capital, at prices not deviating more than 15% from the market price of the shares on or before 20 MAY 2015, the Board of Managing Directors shall be authorized to retire the shares or to use the shares for acquisition purposes | For | 107754 | 0 | 0 | 0 | |||||
| 10 | Resolution on the renewal of the authorized capital, and the corresponding amendments to the Articles of Association the authorized capital I, II, III and IV shall be revoked, the Board of Managing Directors shall be authorized, with the consent of the Supervisory Board, to increase the share capital by up to EUR 55,860,000 through the issue of new bearer or registered shares against payment in cash and/or kind, on or before 20 MAY 2015, shareholders shall be granted subscription rights, except for the issue of shares at a price not materially below their market price, and for the issue of shares against payment in kind | For | 107754 | 0 | 0 | 0 | |||||
| 11 | Amendments to the Articles of Association in connection with the shareholder rights Directive Implementation Law (ARUG) Section 3 shall be amended in respect of the shareholders, meeting being announced at least 30 days prior to the date of the meeting, Section 4a shall be amended in respect of registration for participation in the shareholders, meeting being required six days in advance, Section 4d shall be amended in respect of proxy voting instructions being transmitted by electronic means, Section 4e shall be amended in respect of absentee voting at the shareholders, meeting being permitted, Section 4f shall be amended in respect of the Company transmitting information to shareholders by electronic means | For | 107754 | 0 | 0 | 0 | |||||
| CLIPPER WINDPOWER PLC, LONDON | |||||||||||
| Security: | G2326A103 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 25-May-2010 | |||||||||
| ISIN | GB00B09H7Z56 | Vote Deadline Date: | 19-May-2010 | ||||||||
| Agenda | 702407037 | Management | Total Ballot Shares: | 1052668 | |||||||
| Last Vote Date: | 13-May-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | Adopt the annual report and accounts of the Company | For | 1052668 | 0 | 0 | 0 | |||||
| 2 | Re-appoint Deloitte LLP as the Auditors | For | 1052668 | 0 | 0 | 0 | |||||
| 3 | Re-elect Albert J.Baciocco, Jr. as a Non-Executive Director of the Company | For | 1052668 | 0 | 0 | 0 | |||||
| 4 | Election of Mauricio F. Quintana as an Executive Director | For | 1052668 | 0 | 0 | 0 | |||||
| 5 | Election of Micheal E.Keane as an Executive Director | For | 1052668 | 0 | 0 | 0 | |||||
| 6 | Election of An-Ping Hsieh as non Executive Director | For | 1052668 | 0 | 0 | 0 | |||||
| 7 | Election of Ronald E.Bruehlman as non Executive Director | For | 1052668 | 0 | 0 | 0 | |||||
| 8 | Election of Peter C.Christman as non Executive Director | For | 1052668 | 0 | 0 | 0 | |||||
| 9 | Election of Robert F.Leduc as an Executive Director | For | 1052668 | 0 | 0 | 0 | |||||
| 10 | Election of J.Michael McQuade as an Executive Director | For | 1052668 | 0 | 0 | 0 | |||||
| 11 | Authorize the Directors to allot relevant securities | For | 1052668 | 0 | 0 | 0 | |||||
| 12 | Authorize the Directors to allot equity securities in the Company for cash disapplying pre-emption rights | For | 1052668 | 0 | 0 | 0 | |||||
| 13 | Grant authority to purchase own shares | For | 1052668 | 0 | 0 | 0 | |||||
| 14 | PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN TEXT OF RESOLUTION. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | Non Voting | ||||||||
| GAMESA CORPORACION TECNOLOGICA SA | |||||||||||
| Security: | E54667113 | Meeting Type: | Ordinary General Meeting | ||||||||
| Ticker: | Meeting Date: | 27-May-2010 | |||||||||
| ISIN | ES0143416115 | Vote Deadline Date: | 19-May-2010 | ||||||||
| Agenda | 702402239 | Management | Total Ballot Shares: | 127882 | |||||||
| Last Vote Date: | 13-May-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | Approve, if any, of the individual financial statements (balance sheet, profit and loss account, statement of changes in equity, cash flow statement and notes) of Gamesa Corporacion Tecnologica, SA, as well as consolidated annual accounts with its subsidiaries (balance sheet, profit and loss account, statement of changes in equity, cash flow statement and notes) for the YE 31 DEC 2009 | For | 127882 | 0 | 0 | 0 | |||||
| 2 | Approve, where appropriate, the individual management report of Gamesa Corporacion Tecnologica, SA, and the consolidated annual report with its subsidiaries, for the FYE 31 DEC 2009 | For | 127882 | 0 | 0 | 0 | |||||
| 3 | Approve the management and actions of the Board of Directors during the YE 31 DEC 2009 | For | 127882 | 0 | 0 | 0 | |||||
| 4 | Re-elect the Auditor of the Company and its Consolidated Group for the year 2010 | For | 127882 | 0 | 0 | 0 | |||||
| 5 | Approve the proposed application of the result for the YE 31 DEC 2009 | For | 127882 | 0 | 0 | 0 | |||||
| 6 | Approve the free allocation of shares issued to shareholders of the Company, increased social capital released by a relevant market value maximum of EUR 29 million; it will offer shareholders the acquisition of their rights of free allocation at a guaranteed price; expressed intentions incomplete assignment; application for admission to trading of the shares resulting in the Stock Exchange of Bilbao, Madrid, Barcelona and Valencia, through the Automated Quotation System; and authorize the Board of Directors, including giving new wording to Article 4 of the Bylaws | For | 127882 | 0 | 0 | 0 | |||||
| 7 | Ratify the appointment of Mr. Luis Lada Diaz as Director, appointed by cooptation after the conclusion of the last AGM, with the qualification of Independent Outside Directors | For | 127882 | 0 | 0 | 0 | |||||
| 8 | Ratify the appointment of Ms. Forero-Waldner Benita, to fill a vacancy after the conclusion of the last AGM, with the qualification of other External Directors | For | 127882 | 0 | 0 | 0 | |||||
| 9 | Authorize the Board of Directors, as provided in Article 153.1 b) of the Corporations Act so that, within the maximum period of 5 years, and if they see fit, may increase the capital up half of the current social capital in one or several times, and at the time and amount they deem appropriate, with attribution of the power to exclude the preferential subscription right; and amend Article 4DE of the Bylaws | For | 127882 | 0 | 0 | 0 | |||||
| 10 | Authorize the Board of Directors, with express powers of substitution, for the acquisition of own shares directly or through subsidiaries, under the terms stipulated in current legislation, for which purpose, the amount unused, the authority granted to this end, by the General Meeting of Shareholders of 29 MAY 2009 | For | 127882 | 0 | 0 | 0 | |||||
| 11 | Authorize the Board of Directors, for a period of 5 years, to issue: a) bonds or debentures and other debt securities of a similar nature (other than promissory notes), so as preference shares, with the maximum limit of 700 million, and b) pay, with the upper limit at any time, regardless of the previous 300 million, and authorize the Company to ensure, within the limits described above, new issuances of securities which carry the subsidiaries | For | 127882 | 0 | 0 | 0 | |||||
| 12 | Authorize the Board of Directors, for a period of 5 years, to issue exchangeable bonds or debentures and/or convertible securities of the Company, and warrants for newly issued shares or shares in circulation of the Company, with the maximum limit of EUR 700 million; the fixation of the criteria for the determination of the bases and conditions for the conversion, exchange or exercise; authorize the Board of Directors the necessary powers to establish the basis and conditions for the conversion, exchange or exercise, as well as in the case of debt and convertible bonds and warrants for newly issued shares to raise capital in the amount necessary to meet the requests for conversion of debentures or exercise of warrants, with attribution of the power to exclude the preferential subscription right of shareholders of the Company | For | 127882 | 0 | 0 | 0 | |||||
| 13 | Approve the transfer of registered office of the Company and amend Article 1 of the Bylaws | For | 127882 | 0 | 0 | 0 | |||||
| 14 | Amend Articles 12.2 and 17 of the Laws | For | 127882 | 0 | 0 | 0 | |||||
| 15 | Approve the delegation of powers to formalize and execute all resolutions adopted by the general meeting for a public instrument and interpretation, correction, supplementing or development to achieve the registrations are made | For | 127882 | 0 | 0 | 0 | |||||
| 16 | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 28 MAY 2010. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. | None | Non Voting | ||||||||
| PV CRYSTALOX SOLAR PLC, WANTAGE | |||||||||||
| Security: | G73011101 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 27-May-2010 | |||||||||
| ISIN | GB00B1WSL509 | Vote Deadline Date: | 21-May-2010 | ||||||||
| Agenda | 702399812 | Management | Total Ballot Shares: | 2153501 | |||||||
| Last Vote Date: | 13-May-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | Receive the 2009 annual accounts | For | 2153501 | 0 | 0 | 0 | |||||
| 2 | Approve the 2009 Directors' remuneration report | For | 2153501 | 0 | 0 | 0 | |||||
| 3 | Approve to declare a final dividend for the YE 31 DEC 2009 | For | 2153501 | 0 | 0 | 0 | |||||
| 4 | Re-election of Maarten Henderson as a Director | For | 2153501 | 0 | 0 | 0 | |||||
| 5 | Re-election of Hubert Aulich as a Director | For | 2153501 | 0 | 0 | 0 | |||||
| 6 | Re-election of Iain Dorrity as a Director | For | 2153501 | 0 | 0 | 0 | |||||
| 7 | Re-election of Peter Finnegan as a Director | For | 2153501 | 0 | 0 | 0 | |||||
| 8 | Re-election of John Sleeman as a Director | For | 2153501 | 0 | 0 | 0 | |||||
| 9 | Re-election of Michael Parker as a Director | For | 2153501 | 0 | 0 | 0 | |||||
| 10 | Re-appointment of Grant Thornton UK LLP as a Auditor | For | 2153501 | 0 | 0 | 0 | |||||
| 11 | Authorize the Directors to fix the Auditor's remuneration | For | 2153501 | 0 | 0 | 0 | |||||
| 12 | Authorize the Directors to allot shares | For | 2153501 | 0 | 0 | 0 | |||||
| 13 | Approve to disapply statutory pre-emption rights | For | 2153501 | 0 | 0 | 0 | |||||
| 14 | Authorize the Company to purchase its own shares | For | 2153501 | 0 | 0 | 0 | |||||
| 15 | Adopt the new Articles of Association | For | 2153501 | 0 | 0 | 0 | |||||
| 16 | Authorize the Directors to call a general meeting on 14 clear days' notice | For | 2153501 | 0 | 0 | 0 | |||||
| SMA SOLAR TECHNOLOGY AG, NIESTETAL | |||||||||||
| Security: | D7008K108 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 27-May-2010 | |||||||||
| ISIN | DE000A0DJ6J9 | Vote Deadline Date: | 19-May-2010 | ||||||||
| Agenda | 702361558 | Management | Total Ballot Shares: | 14290 | |||||||
| Last Vote Date: | 13-May-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | AS A CONDITION OF VOTING, GERMAN MARKET REGULATIONS REQUIRE THAT YOU DISCLOSE WHETHER YOU HAVE A CONTROLLING OR PERSONAL INTEREST IN THIS COMPANY. SHOULD EITHER BE THE CASE, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE SO THAT WE MAY LODGE YOUR INSTRUCTIONS ACCORDINGLY. IF YOU DO NOT HAVE A CONTROLLING OR PERSONAL INTEREST, SUBMIT YOUR VOTE AS NORMAL. THANK YOU | None | Non Voting | ||||||||
| 2 | PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 06 MAY 2010 , WHEREAS THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERMAN LAW. THANK YOU | None | Non Voting | ||||||||
| 3 | Presentation of the financial statements and annual report for the 2009 financial year with the report of the Supervisory Board, the group financial statements and group annual report as well as the report by the Board of Managing Directors pursuant to Sections 289(4) and 315(4) of the German Commercial Code | None | Non Voting | ||||||||
| 4 | Appropriation of the distributable profit of EUR 224,291,736.99 as follows: Payment of a dividend of EUR 1.30 per no-par share EUR 179,181,736.99 shall be carried forward ex-dividend and payable date: 28 MAY 2010 | For | 14290 | 0 | 0 | 0 | |||||
| 5 | Ratification the acts of Guenther Cramer as a Board of Managing Director | For | 14290 | 0 | 0 | 0 | |||||
| 6 | Ratification the acts of Peter Drews as a Board of Managing Director | For | 14290 | 0 | 0 | 0 | |||||
| 7 | Ratification the acts of Roland Grebe as a Board of Managing Director | For | 14290 | 0 | 0 | 0 | |||||
| 8 | Ratification the acts of Pierre-Pascal Urbon as a Board of Managing Director | For | 14290 | 0 | 0 | 0 | |||||
| 9 | Ratification the acts of Marko Werner as a Board of Managing Director | For | 14290 | 0 | 0 | 0 | |||||
| 10 | Ratification the acts of Reiner Wettlaufer as a Board of Managing Director | For | 14290 | 0 | 0 | 0 | |||||
| 11 | Ratification of the acts of the Supervisory Board | For | 14290 | 0 | 0 | 0 | |||||
| 12 | Appointment of Deloitte + Touche GmbH, Hanover as the Auditors for the 2010 FY | For | 14290 | 0 | 0 | 0 | |||||
| 13 | Amendments to the articles of association 6.1 Section 4(6) shall be revoked and section 4(7) shall become section 4(6) Section 6(1) shall be amended in respect of the Supervisory Board comprising 12 members, six to be elected by the shareholders and six by the employees. Section 6(3) shall be amended in respect of deputy members of the Supervisory Board being elected according to the Co- Determination Law. Section 7(1) shall be amended in respect of the Supervisory Board being authorized to elect a chairman and deputy. Section 8(5) shall be amended in respect of absent shareholders being authorized to vote by telephone, email, fax or audiovisual means. Section 8(6) shall be amended in respect of resolutions requiring a simple majority unless otherwise stipulated by law. Section 8(7) shall be amended in respect of the chairman being authorized to postpone resolutions on agenda items up to a month. Section 9(2) shall be amended in respect of the Supervisory Board forming a mediation committee. Section 11(3) shall be amended in respect of the members of the mediation committee not being remunerated. 6.3 Section 12(3) shall be amended in respect of the shareholders meeting being announced within the period stipulated by law. Section 13(1) shall be revised in respect of participation in and voting at shareholders meetings being contingent upon registration with the company at least six days in advance. Section 13(2) shall be revised in respect of registration for the shareholders meeting being effected in textual form. Section 13(4) shall be revised in respect of shareholders being entitled to vote by proxy | For | 14290 | 0 | 0 | 0 | |||||
| 14 | Election of Siegfried L. Drucker to the Supervisory Board | For | 14290 | 0 | 0 | 0 | |||||
| 15 | Election of Erik Ehrentraut to the Supervisory Board | For | 14290 | 0 | 0 | 0 | |||||
| 16 | Election of Winfried Hoffmann to the Supervisory Board | For | 14290 | 0 | 0 | 0 | |||||
| 17 | Election of Martin Hoppe-Kilpper to the Supervisory Board | For | 14290 | 0 | 0 | 0 | |||||
| 18 | Election of Werner Kleinkauf to the Supervisory Board | For | 14290 | 0 | 0 | 0 | |||||
| 19 | Election of Reiner Wettlaufer to the Supervisory Board | For | 14290 | 0 | 0 | 0 | |||||
| 20 | Revocation of the exemption from disclosing the remuneration for the members of the Board of Managing Directors as of 01 JAN 2010 | For | 14290 | 0 | 0 | 0 | |||||
| 21 | Approval of the remuneration system for members of the Board of Managing Directors | For | 14290 | 0 | 0 | 0 | |||||
| 22 | Authorization to acquire own shares The company shall be authorized to acquire shares of the company of up to 10 percent of the companys share capital, at prices not deviating more than 10 percent from the market price of the shares, on or before 26 MAY 2015, and authorize the Board of Managing Directors to dispose of the shares in a manner other than the stock exchange or by way of a public offer to all shareholders if the shares are sold at a price not materially below their market price, and to retire the shares | For | 14290 | 0 | 0 | 0 | |||||
| INNERGEX RENEWABLE ENERGY INC | |||||||||||
| Security: | 45790B104 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 01-Jun-2010 | |||||||||
| ISIN | CA45790B1040 | Vote Deadline Date: | 25-May-2010 | ||||||||
| Agenda | 702422217 | Management | Total Ballot Shares: | 115280 | |||||||
| Last Vote Date: | 13-May-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS "1.1 TO 1.9 AND 2". THANK YOU. | None | Non Voting | ||||||||
| 2 | To receive the Auditor report of the audited consolidated financial statement of the corporation for the FYE 31 DEC 2009 | None | Non Voting | ||||||||
| 3 | Election of Mr. Pierre Brodeur as a Director for the ensuing year | For | 115280 | 0 | 0 | 0 | |||||
| 4 | Election of Mr. William A. Lambert as a Director for the ensuing year | For | 115280 | 0 | 0 | 0 | |||||
| 5 | Election of Mr. John A. Hanna as a Director for the ensuing year | For | 115280 | 0 | 0 | 0 | |||||
| 6 | Election of Mr. Jean La Couture as a Director for the ensuing year | For | 115280 | 0 | 0 | 0 | |||||
| 7 | Election of Mr. Michel Letellier as a Director for the ensuing year | For | 115280 | 0 | 0 | 0 | |||||
| 8 | Election of Mrs. Susan M. Smith as a Director for the ensuing year | For | 115280 | 0 | 0 | 0 | |||||
| 9 | Election of Mr. Danie L. Lafrance as a Director for the ensuing year | For | 115280 | 0 | 0 | 0 | |||||
| 10 | Election of Mrs. Lise Lachapelle as a Director for the ensuing year | For | 115280 | 0 | 0 | 0 | |||||
| 11 | Election of Mr. Richard laflamme as a Director for the ensuing year | For | 115280 | 0 | 0 | 0 | |||||
| 12 | Appointment of Samson Belair/Deloitte & Touche, s.e.n.c.r.l, chartered accountants, as Auditors of the Corporation and authorizing the Directors of the corporation to fix their remuneration | For | 115280 | 0 | 0 | 0 | |||||
| 13 | Transact any other business | None | Non Voting | ||||||||
| STR HOLDINGS INC. | |||||||||||
| Security: | 78478V100 | Meeting Type: | Annual | ||||||||
| Ticker: | STRI | Meeting Date: | 03-Jun-2010 | ||||||||
| ISIN | US78478V1008 | Vote Deadline Date: | 02-Jun-2010 | ||||||||
| Agenda | 933269260 | Management | Total Ballot Shares: | 79800 | |||||||
| Last Vote Date: | 08-Jun-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | DIRECTOR | For | |||||||||
| 1 | DENNIS L. JILOT | 79800 | 0 | 0 | 0 | ||||||
| 2 | ANDREW M. LEITCH | 79800 | 0 | 0 | 0 | ||||||
| 3 | SUSAN C. SCHNABEL | 79800 | 0 | 0 | 0 | ||||||
| 4 | SCOTT S. BROWN | 79800 | 0 | 0 | 0 | ||||||
| 5 | JASON L. METAKIS | 79800 | 0 | 0 | 0 | ||||||
| 6 | RYAN M. SPROTT | 79800 | 0 | 0 | 0 | ||||||
| 7 | JOHN A. JANITZ | 79800 | 0 | 0 | 0 | ||||||
| 8 | DOMINICK J. SCHIANO | 79800 | 0 | 0 | 0 | ||||||
| 2 | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR 2010. | For | 79800 | 0 | 0 | 0 | |||||
| ACCIONA SA, MADRID | |||||||||||
| Security: | E0008Z109 | Meeting Type: | Ordinary General Meeting | ||||||||
| Ticker: | Meeting Date: | 09-Jun-2010 | |||||||||
| ISIN | ES0125220311 | Vote Deadline Date: | 01-Jun-2010 | ||||||||
| Agenda | 702406934 | Management | Total Ballot Shares: | 18200 | |||||||
| Last Vote Date: | 08-Jun-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 10 JUN 2010. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. | None | Non Voting | ||||||||
| 2 | Approve to review the annual accounts | For | 18200 | 0 | 0 | 0 | |||||
| 3 | Approve to review the management report | For | 18200 | 0 | 0 | 0 | |||||
| 4 | Approve the application of the results | For | 18200 | 0 | 0 | 0 | |||||
| 5 | Re-appoint the Auditors of Acciona, Sociedad Anonima and its Group | For | 18200 | 0 | 0 | 0 | |||||
| 6 | Approve the renewal of the Board Members | For | 18200 | 0 | 0 | 0 | |||||
| 7 | Approve the allocation of shares and purchase option rights to the Board of Directors | For | 18200 | 0 | 0 | 0 | |||||
| 8 | Grant authority to purchase own shares | For | 18200 | 0 | 0 | 0 | |||||
| 9 | Approve the delegation of powers | For | 18200 | 0 | 0 | 0 | |||||
| 10 | PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF TEXT IN RESOLUTION 4. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | Non Voting | ||||||||
| IBERDROLA RENOVABLES SA, VALENCIA | |||||||||||
| Security: | E6244B103 | Meeting Type: | Ordinary General Meeting | ||||||||
| Ticker: | Meeting Date: | 09-Jun-2010 | |||||||||
| ISIN | ES0147645016 | Vote Deadline Date: | 01-Jun-2010 | ||||||||
| Agenda | 702414575 | Management | Total Ballot Shares: | 409000 | |||||||
| Last Vote Date: | 08-Jun-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | Approve the individual and consolidated accounts | For | 409000 | 0 | 0 | 0 | |||||
| 2 | Approve the Management report and the Management report of the consolidated group | For | 409000 | 0 | 0 | 0 | |||||
| 3 | Approve the Management of the Board Members | For | 409000 | 0 | 0 | 0 | |||||
| 4 | Re-elect the Auditor for the Company and for their consolidated group | For | 409000 | 0 | 0 | 0 | |||||
| 5 | Approve the application of the result of the distribution of the dividend according to the social exercise in 2009 | For | 409000 | 0 | 0 | 0 | |||||
| 6 | Appointment of Mr. Emilio Ontiveros Baeza appointed by cooptation, as External Independent Board Member | For | 409000 | 0 | 0 | 0 | |||||
| 7 | Appointment of Mr. Manuel Amigo Mateos appointed by cooptation, as External Independent Board Member | For | 409000 | 0 | 0 | 0 | |||||
| 8 | Appointment of Mr. Juan Manuel Gonzalez appointed by cooptation, as External Independent Board Member | For | 409000 | 0 | 0 | 0 | |||||
| 9 | Appointment of Mr. Gustavo Buesa Ibanez appointed by cooptation, as External Independent Board Member | For | 409000 | 0 | 0 | 0 | |||||
| 10 | Authorize the Board members to purchase own shares through the Company or subsidiaries | For | 409000 | 0 | 0 | 0 | |||||
| 11 | Authorize the Board members to create and resource association and foundations according to the law | For | 409000 | 0 | 0 | 0 | |||||
| 12 | Amend the Article 9, 43, and 53 of the bylaws | For | 409000 | 0 | 0 | 0 | |||||
| 13 | Approve the editing of the regulation of the general meeting | For | 409000 | 0 | 0 | 0 | |||||
| 14 | Approve to delegation of powers | For | 409000 | 0 | 0 | 0 | |||||
| 15 | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 10 JUN 2010. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. | None | Non Voting | ||||||||
| LSB INDUSTRIES, INC. | |||||||||||
| Security: | 502160104 | Meeting Type: | Annual | ||||||||
| Ticker: | LXU | Meeting Date: | 10-Jun-2010 | ||||||||
| ISIN | US5021601043 | Vote Deadline Date: | 09-Jun-2010 | ||||||||
| Agenda | 933276140 | Management | Total Ballot Shares: | 109405 | |||||||
| Last Vote Date: | 08-Jun-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | DIRECTOR | For | |||||||||
| 1 | CHARLES A. BURTCH | 109405 | 0 | 0 | 0 | ||||||
| 2 | ROBERT A. BUTKIN | 109405 | 0 | 0 | 0 | ||||||
| 3 | JACK E. GOLSEN | 109405 | 0 | 0 | 0 | ||||||
| 4 | HORACE G. RHODES | 109405 | 0 | 0 | 0 | ||||||
| 2 | THE RATIFICATION OF THE AUDIT COMMITTEE APPOINTMENT OF ERNST & YOUNG, LLP, AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | For | 109405 | 0 | 0 | 0 | |||||
| PHOENIX SOLAR AKTIENGESELLSCHAFT, SULZEMOOS | |||||||||||
| Security: | D6086J116 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 16-Jun-2010 | |||||||||
| ISIN | DE000A0BVU93 | Vote Deadline Date: | 08-Jun-2010 | ||||||||
| Agenda | 702422940 | Management | Total Ballot Shares: | 43040 | |||||||
| Last Vote Date: | 08-Jun-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | AS A CONDITION OF VOTING, GERMAN MARKET REGULATIONS REQUIRE THAT YOU DISCLOSE WHETHER YOU HAVE A CONTROLLING OR PERSONAL INTEREST IN THIS COMPANY. SHOULD EITHER BE THE CASE, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE SO THAT WE MAY LODGE YOUR INSTRUCTIONS ACCORDINGLY. IF YOU DO NOT HAVE A CONTROLLING OR PERSONAL INTEREST, SUBMIT YOUR VOTE AS NORMAL. THANK YOU | None | Non Voting | ||||||||
| 2 | PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 26 MAY 2010, WHEREAS THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS DAY. THIS IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERMAN LAW. THANK YOU | None | Non Voting | ||||||||
| 3 | Presentation of the financial statements and annual report for the 2009 FY with the report of the Supervisory Board, the Group financial statements, the Group annual report, and the report pursuant to Sections 289(4) and 315(4) of the German Commercial Code | None | Non Voting | ||||||||
| 4 | Resolution on the appropriation of the distributable profit of EUR 43,345,366.66 as follows: payment of a dividend of EUR 0.20 per no-par share EUR 42,004,866.66 shall be carried forward ex-dividend and payable date: 17 JUN 2010 | For | 43040 | 0 | 0 | 0 | |||||
| 5 | Ratification of the acts of the Board of Managing Directors | For | 43040 | 0 | 0 | 0 | |||||
| 6 | Ratification of the acts of the Supervisory Board | For | 43040 | 0 | 0 | 0 | |||||
| 7 | Appointment of Auditors for the 2010 FY: Awt Horwath GmbH, Munich | For | 43040 | 0 | 0 | 0 | |||||
| 8 | Elections to the Supervisory Board: Johannes Michael Fishl | For | 43040 | 0 | 0 | 0 | |||||
| 9 | Elections to the Supervisory Board: Thomas Zinser | For | 43040 | 0 | 0 | 0 | |||||
| 10 | Elections to the Supervisory Board: Patrick Schweisthal | For | 43040 | 0 | 0 | 0 | |||||
| 11 | Elections to the Supervisory Board: Klaus Hoefle | For | 43040 | 0 | 0 | 0 | |||||
| 12 | Elections to the Supervisory Board: Oliver Gosemann | For | 43040 | 0 | 0 | 0 | |||||
| 13 | Elections to the Supervisory Board: Torsten Hass | For | 43040 | 0 | 0 | 0 | |||||
| 14 | Authorization to acquire own shares, the Company shall be authorized to acquire own shares of up to 10% of its share capital, at a price not differing more than 10% from the market price of the shares, on or before 15 JUN 2015, the Board of Managing Directors shall be authorized to sell the shares on the Stock Exchange, to offer the shares to all shareholders, to use the shares for mergers and acquisitions, within the scope of the 2006 Stock Option Plan, or for satisfying conversion/option rights, to sell the shares at a price not materially below their market price, and to retire the shares | For | 43040 | 0 | 0 | 0 | |||||
| 15 | Resolution on the revocation of the authorized capital 2006, the creation of new authorized capital, and the corresponding amendment to the Articles of Association the existing authorized capital 2006 of up to EUR 1,603,000 shall be revoked, the Board of Managing Directors shall be authorized, with the consent of the Supervisory Board, to increase the share capital by up to EUR 3,351,250 through the issue of new bearer no-par shares against contributions in cash and/or kind, on or before 15 JUN 2015 (authorized capital 2010), shareholders shall be granted subscription rights except for a capital increase of up to 10% of the share capital against contributions in cash if the shares are issued at a price not materially below their market price, for the issue of shares against contributions in kind, and for residual amounts | For | 43040 | 0 | 0 | 0 | |||||
| 16 | Resolution on the authorization to issue convertible and/or warrant bonds, the creation of contingent capital, and the corresponding amendment to the Articles of Association the Board of Managing Directors shall be authorized, with the consent of the Supervisory Board, to issue bearer bonds of up to EUR 200,000,000, having a term of up to 5 years and conferring conversion and/or option rights for shares of the Company, on or before 15 JUN 2015, shareholders shall be granted subscription rights except for the issue of bonds conferring conversion and/or option rights for shares of the Company of up to 10% of the share capital at a price not | For | 43040 | 0 | 0 | 0 | |||||
| materially below their theoretical market value, for residual amounts, for the granting of such rights to holders of conversion or option rights, and for the issue bonds against contributions in kind, the Company's share capital shall be increased accordingly by up to EUR 2,814,000 through the issue of new shares, insofar as conversion and /or option rights are exercised (contingent capital 2010) | |||||||||||
| 17 | Amendments to the Articles of Association in accordance with the law on the implementation of the Shareholder Rights Directive (ARUG): (1) Section 13(3), in respect of the shareholders' meeting being convened at least 30 days prior to the meeting; (2) Section 14(1), in respect of shareholders being entitled to participate in and vote at the shareholders' meeting, if they register with the Company by the sixth day prior to the meeting and provide evidence of their shareholding as per the 21st day prior to the meeting (3) Section 14(8), in respect of proxy-voting instructions being issued in textual form and the Company being authorized to reject one or more proxies, if a shareholder appoints more than one proxy (4) Section 14(9), in respect of the Company being authorized to appoint proxies who are obliged to vote at the shareholders' meeting in accordance with the shareholders' directives (5) Section 14(10), in respect of the Board of Managing Directors being authorized to allow shareholders to exercise their voting rights in writing or electronically (absentee voting); (6) Section 14(11), in respect of the Board of Managing Directors being authorized to permit the audiovisual transmission of the shareholders' meeting (7) Section 15(3), in respect of the financial statements and annual report, the Group financial statements and Group annual report, as well as the proposal of the Board of Managing Directors on the appropriation of the distributable profit and the report of the Supervisory Board being displayed for inspection by the shareholders at the offices of the Company or on the Company's website from the time of convening onwards | For | 43040 | 0 | 0 | 0 | |||||
| HANSEN TRANSMISSIONS INTERNATIONAL NV, EDEGEM | |||||||||||
| Security: | B4812V109 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 24-Jun-2010 | |||||||||
| ISIN | BE0947727377 | Vote Deadline Date: | 17-Jun-2010 | ||||||||
| Agenda | 702462300 | Management | Total Ballot Shares: | 1182300 | |||||||
| Last Vote Date: | 08-Jun-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE TO BE LODGED | None | Non Voting | ||||||||
| 2 | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | None | Non Voting | ||||||||
| 3 | Acknowledge and approve the statutory annual report of the Board of Directors on the statutory annual accounts for the FYE 31 MAR 2010 and ii) combined annual report of the Board of Directors on the statutory and consolidated annual accounts for the FYE 31 MAR 2010 | For | 1182300 | 0 | 0 | 0 | |||||
| 4 | Acknowledgment and discussion of the report of the Auditor on the statutory annual accounts for the FYE 31 MAR 2010 | None | Non Voting | ||||||||
| 5 | Approve the Company's statutory annual accounts for the FYE 31 MAR 2010 | For | 1182300 | 0 | 0 | 0 | |||||
| 6 | Approve the shareholders' meeting resolves that the net loss to be appropriated for the FYE 31 MAR 2010, amounts to EUR 30.6 mio; the shareholders meeting resolves to allocate the profits carried forward of previous financial years to set off the net loss of EUR 30.6 mio of the FYE 31 MAR 2010 and to carry forward the balance of the profits carried forward (decreasing from EUR 51.2 mio to EUR 20.6 mio at the end of the FYE 31 MAR 2010); The shareholders' meeting resolves not to distribute a dividend to support the group's current growth strategy | For | 1182300 | 0 | 0 | 0 | |||||
| 7 | Acknowledgment and discussion of the report of the Auditor on the consolidated annual accounts for the FYE 31 MAR 2010 | None | Non Voting | ||||||||
| 8 | Acknowledgment of the Company's consolidated annual accounts for the FYE 31 MAR 2010 | None | Non Voting | ||||||||
| 9 | Approve the shareholders' meeting resolves to release each of the Directors of the Company from any liability arising from the performance of his/her duties during the FYE 31 MAR 2010; the shareholders' meeting resolves to release the Auditor of the Company from any liability arising from the performance of its duties during the FYE 31 MAR 2010 | For | 1182300 | 0 | 0 | 0 | |||||
| 10 | Acknowledgement of the resignation of i) Mr. John Deutch and ii) Mr. Ivan Brems as a Directors of the Company during the FYE 31 MAR 2010 | None | Non Voting | ||||||||
| 11 | Re-appoint Mr. Alex De Ryck as a (Executive) Director of the Company effective for a period of 3 years as from the date of the annual shareholders' meeting | For | 1182300 | 0 | 0 | 0 | |||||
| 12 | Re-appoint Dr. Ing Winfried Walzer GMBH as a Non- executive Independent Director of the Company for a period of 3 years effective as from the date of this annual shareholders' meeting and ending immediately after the annual shareholders' meeting to be held in 2013 | For | 1182300 | 0 | 0 | 0 | |||||
| 13 | Re-appoint Torben Bjerre-Madsen as a Non-executive Independent Director of the Company for a period of 3 years effective as from the date of this annual shareholders' meeting and ending immediately after the annual shareholders' meeting to be held in 2013 | For | 1182300 | 0 | 0 | 0 | |||||
| 14 | Acknowledge and approval of the Director's Remuneration Report for the FYE on 31 MAR 2010 | For | 1182300 | 0 | 0 | 0 | |||||
| 15 | Approve the shareholders' meeting resolves that the aggregate amount of the annual remuneration of the members of the Board of Directors for the exercise of their function as Directors of the Company for the period starting as from today and ending on the date of the annual shareholders' meeting to be held in 2011, will amount to EUR 340,000 | For | 1182300 | 0 | 0 | 0 | |||||
| 16 | Approve to renew the reduced authorized capital period referred to in Article 10.2 of the Articles of Association of the Company [which would otherwise expire on 25 SEP 2010 or, if earlier, the date of the annual shareholders' meeting to be held in 2010] for the YE on 24 SEP 2011 or, if earlier, the date of the annual shareholders' meeting to be held in 2011, to confirm the authorization of the Board of Directors of the Company, for that period, to issue new shares, warrants or convertible bonds of the Company, with restriction or disapplication of the preferential subscription rights including in favour of one or more specific persons other than employees of the Company or its subsidiaries, in a capital amount not exceeding EUR 898,340.72, (i.e. 5% of the share capital as at the start of the authorized capital period), subject to the terms of Article 10 of the Articles of Association and the Belgian Companies Code | For | 1182300 | 0 | 0 | 0 | |||||
| 17 | Approve with respect to the grant of warrants under the Hansen Warrants Plan (as approved by the Extraordinary Shareholders' Meeting of the Company on 27 NOV 2007, as amended by the Board of Directors of the Company in accordance with the rules thereof from time to time], the shareholders' meeting confirms and approves an allocation budget of 6,250,250 warrants, which corresponds to 0.93% of the total number of shares outstanding; the individual allocation of warrants being decided by the Board of Directors upon recommendation of the remuneration Committee | For | 1182300 | 0 | 0 | 0 | |||||
| 18 | Approve to delegate all powers to each member of the Board of Directors and to the Company Secretary, acting individually and with power of substitution, to implement the decisions on the above items, including without limitation, for all administrative formalities such as filings with any listing or stock exchange authorities, the clerk's office of the commercial court and publications in the Annexes to the Belgian State Gazette | For | 1182300 | 0 | 0 | 0 | |||||
| 19 | PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN BLOCKING TO N. CHANGE IN DIRECTOR NAME. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | Non Voting | ||||||||
| HANSEN TRANSMISSIONS INTERNATIONAL NV, EDEGEM | |||||||||||
| Security: | B4812V109 | Meeting Type: | Special General Meeting | ||||||||
| Ticker: | Meeting Date: | 24-Jun-2010 | |||||||||
| ISIN | BE0947727377 | Vote Deadline Date: | 17-Jun-2010 | ||||||||
| Agenda | 702492377 | Management | Total Ballot Shares: | 1182300 | |||||||
| Last Vote Date: | 08-Jun-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | None | Non Voting | ||||||||
| 2 | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE TO BE LODGED | None | Non Voting | ||||||||
| 3 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Appointment Mr. Martin Negre as the Second [non-executive] Nominee Director of the Company for a period of 1 year effective as from today and ending immediately after this annual shareholders meeting to be held in 2011 | Against | 0 | 1182300 | 0 | 0 | |||||
| 4 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Appointment Mr. Bernard Lambilliotte as the Second [non-executive] Nominee Director of the Company for a period of 1 year effective as from today and ending immediately after this annual shareholders meeting to be held in 2011 | Against | 0 | 1182300 | 0 | 0 | |||||
| 5 | Approve, subject to the approval of the appointment of Mr. Martin Negre or Mr. Bernard Lambilliotte as second Nominee Director of the Company, the aggregate amount of the annual remuneration of the Members of the Board of Directors for the exercise of their functional as Directors of the Company for the period starting as from today and ending on the date of the annual shareholders meeting to be held in 2011, will amount to EUR 400,000 | For | 0 | 1182300 | 0 | 0 | |||||
| 6 | Authorize each member of the Board of Directors and to Company Secretary, acting individually and with power of substitution, to implement the decision on the above items, including without limitations, for all administrative formalities such as fillings with any listing or stock exchange authorities, the clerk's office of the commercial court and publications in the annexure to the Belgian State Gazaetee | For | 0 | 0 | 1182300 | 0 | |||||
| 7 | PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN BLOCKING TO N. CHANGE IN DIRECTOR NAME. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | Non Voting | ||||||||
| HANSEN TRANSMISSIONS INTERNATIONAL NV, EDEGEM | |||||||||||
| Security: | B4812V109 | Meeting Type: | ExtraOrdinary General Meeting | ||||||||
| Ticker: | Meeting Date: | 24-Jun-2010 | |||||||||
| ISIN | BE0947727377 | Vote Deadline Date: | 17-Jun-2010 | ||||||||
| Agenda | 702464304 | Management | Total Ballot Shares: | 1182300 | |||||||
| Last Vote Date: | 08-Jun-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | None | Non Voting | ||||||||
| 2 | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE TO BE LODGED | None | Non Voting | ||||||||
| 3 | Amend the hour of the annual shareholders' meeting so that in the future the annual shareholders' meeting will take place on the last Thursday of the month of June at 11 AM CET and if that day is a bank holiday, at the previous business day at the same time | For | 1182300 | 0 | 0 | 0 | |||||
| 4 | Amend Article 25 of the Articles of Association in accordance with the Resolution A.1 | For | 1182300 | 0 | 0 | 0 | |||||
| 5 | Approve: a) to withdraw the existing authorization of the Board of Directors to acquire own shares, profit certificates or depository interests relating to the same in accordance with Article 620, Section1, Fifth paragraph of the Belgian Commercial Code BCC , subject to the condition precedent of the approval of the new authorization as included under b); and b) authorize the Board of Directors, for a period of 15 months as from the date of the notarial deed , to | For | 1182300 | 0 | 0 | 0 | |||||
| acquire, without further authorization by the shareholders' meeting, on or outside the stock exchange, up to 10% of the subscribed capital, for a price (i) not lower than 15% below the average of the closing prices of the Company's ordinary shares as derived from the London Stock Exchange Daily Official List for the last 20 trading days immediately preceding the day on which such share CONTD | |||||||||||
| 6 | CONTD is contracted to be purchased, and (ii) not higher than an amount equal to the higher of (a) 105% of the average of the closing price of the Company's ordinary shares as derived from the London Stock Exchange Daily Official List for the 5 trading days immediately preceding the day on which such share is contracted to be purchased, or (b) the higher of the price of the last independent trade and the highest current bid as stipulated by Article 5(1) of Commission Regulation (EC) 22 DEC 2003 implementing the Market Abuse Directive as regards exemptions for buy- back programmes and stabilization of financial instruments (No 2273/2003); CONTD | None | Non Voting | ||||||||
| 7 | CONTD this authorization covers the acquisition on or outside the stock exchange by a direct subsidiary of the Company within the meaning and the limits set out by Article 627 of the BCC; if the acquisition is made by the Company outside the central order book of the stock exchange and the purchase price per share exceeds the highest independent bid in the central order book of the stock exchange, the Company shall, as the case may be, make an offer on the same terms and conditions to all the shareholders, in accordance with article 620, Section1, Number 5 of the BCC | None | Non Voting | ||||||||
| 8 | Approve that the first 3 paragraphs of Article 13 of the Articles of Association be replaced with the specified text | For | 1182300 | 0 | 0 | 0 | |||||
| 9 | PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN BLOCKING TO N. CHANGE IN DIRECTOR NAME. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | Non Voting | ||||||||
| JA SOLAR HOLDINGS CO., LTD. | |||||||||||
| Security: | 466090107 | Meeting Type: | Annual | ||||||||
| Ticker: | JASO | Meeting Date: | 30-Jun-2010 | ||||||||
| ISIN | US4660901079 | Vote Deadline Date: | 23-Jun-2010 | ||||||||
| Agenda | 933295986 | Management | Total Ballot Shares: | 232400 | |||||||
| Last Vote Date: | 08-Jun-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER FOR THE YEAR ENDED DECEMBER 31, 2009. | For | 232400 | 0 | 0 | 0 | |||||
| 2 | TO ELECT PENG FANG AS A DIRECTOR OF THE COMPANY, AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX HIS REMUNERATION. | For | 232400 | 0 | 0 | 0 | |||||
| 3 | TO ELECT YUWEN ZHAO AS A DIRECTOR OF THE COMPANY, AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX HIS REMUNERATION. | For | 232400 | 0 | 0 | 0 | |||||
| 4 | TO TRANSACT SUCH OTHER BUSINESSS AS MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENT OR POSTPONEMENT THEREOF. | For | 232400 | 0 | 0 | 0 | |||||
| Guinness Atkinson Asia Focus Fund | |||||||||
| Meeting Date Range: 01-Jul-2009 To 30-Jun-2010 | |||||||||
| Selected Accounts | |||||||||
| AUSGROUP LTD | |||||||||||
| Security: | Y0483E108 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 13-Oct-2009 | |||||||||
| ISIN | SG1R38924838 | Vote Deadline Date: | 05-Oct-2009 | ||||||||
| Agenda | 702099880 | Management | Total Ballot Shares: | 1897000 | |||||||
| Last Vote Date: | 05-Oct-2009 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | Receive and adopt the audited financial statements for the YE 30 JUN 2009 and the reports of the Directors and the Auditors thereon | For | 1897000 | 0 | 0 | 0 | |||||
| 2 | Declare a final one-tier tax exempt dividend of 0.64 Singapore cents per ordinary share for the YE 30 JUN 2009 | For | 1897000 | 0 | 0 | 0 | |||||
| 3 | Approve the Directors' fees of SGD 433,975 for the YE 30 JUN 2009 | For | 0 | 0 | 1897000 | 0 | |||||
| 4 | Re-elect Dr. Chew Kia Ngee as a Director, who retires by rotation in accordance with Article 91 of the Company's Articles of Association | For | 0 | 0 | 1897000 | 0 | |||||
| 5 | Re-elect Mr. Tan Hup Foi as a Director, who retires by rotation in accordance with Article 91 of the Company's Articles of Association | For | 0 | 0 | 1897000 | 0 | |||||
| 6 | Approve the retirement of Mr. James Finbarr Fitzgerald, a Director who is due for re-election in accordance with Article 91 of the Company's Articles of Association and is not seeking re-election at the AGM | For | 0 | 0 | 1897000 | 0 | |||||
| 7 | Appoint the PricewaterhouseCoopers LLP as the Auditors of the Company in place of the retiring Auditors, Moore Stephens LLP, to hold office until the conclusion of the next AGM of the Company at a remuneration to be fixed by the Directors of the Company | For | 0 | 0 | 1897000 | 0 | |||||
| 8 | Authorize the Directors of the Company to: [a] [i] issue shares in the capital of the Company whether by way of rights, bonus or otherwise; and/or [ii] make or grant offers, agreements or options [collectively, 'Instruments'] that might or would require shares to be issued, including but not limited to the creation and issue of [as well as adjustments to] warrants, debentures or other instruments convertible into shares, at any time and upon such terms and | For | 0 | 1897000 | 0 | 0 | |||||
| conditions and for such purposes and to such persons as the directors may in their absolute discretion deem fit; and [b] [notwithstanding that the authority conferred by this resolution may have ceased to be in force] issue shares in pursuance of any Instrument made or granted by the directors while this resolution was in force, provided that: the aggregate number of shares to be issued pursuant to this resolution [including shares to be issued in pursuance of Instruments made or granted pursuant to this resolution] does not exceed 50% of the total number of issued shares [excluding treasury shares] in the capital of the Company [as calculated in accordance with sub-paragraph [B] below], of which the aggregate number of shares to be issued other than on a pro rata basis to shareholders of the Company [including shares to be issued in pursuance of Instruments made or granted pursuant to this resolution] does not exceed 20% of the total number of issued shares [excluding treasury shares] in the capital of the Company [as calculated in accordance with sub-paragraph [B] below]; [B] [subject to such manner of calculation as may be prescribed by the Singapore Exchange Securities Trading Limited [the 'SGX-ST']] for the purpose of determining the aggregate number of shares that may be issued under sub-paragraph [A] above, the total number of issued shares [excluding treasury shares] shall be based on the total number of issued shares [excluding treasury shares] in the capital of the Company at the time of the passing of this resolution, after adjusting for: [i] new shares arising from the conversion or exercise of any convertible securities or share options or vesting of share awards which are outstanding or subsisting at the time of the passing of this resolution; and [ii] any subsequent bonus issue, consolidation or subdivision of shares; in exercising the authority conferred by this resolution, the Company shall comply with the provisions of the Listing Manual of the SGX-ST for the time being in force [unless such compliance has been waived by the SGX-ST] and the Articles of Association for the time being of the Company; and [Authority expires at the earlier of the conclusion of the next AGM of the Company or the date by which the next AGM of the Company is required by law to be held] | |||||||||||
| 9 | Authorize the Directors of the Company, subject to and pursuant to the share issue mandate proposed in Item 5.2 above being obtained, to issue shares in the capital of the Company on a non pro rata basis at a discount of not more than 20% to the weighted average price of the shares for trades done on the SGX-ST [calculated in the manner as may be prescribed by the SGX-ST] | For | 0 | 1897000 | 0 | 0 | |||||
| 10 | Authorize the Directors of the Company, to grant awards in accordance with the rules of the AusGroup Share Scheme [the 'Share Scheme'] and to allot and issue from time to time such number of new shares in the capital of the Company as may be required to be issued pursuant to the Share Scheme, provided always that the aggregate number of new shares to be issued pursuant to the Share Scheme and all other share based incentive schemes of the Company shall not exceed 15% of the total number of issued shares [excluding treasury shares] in the capital of the Company from time to time | For | 0 | 1897000 | 0 | 0 | |||||
| 11 | Authorize the Directors of the Company, to offer and grant options in accordance with the rules of the AusGroup Employee Share Option Scheme 2007 [the '2007 Scheme'] and to allot and issue from time to time such number of shares in the capital of the Company as may be required to be issued pursuant to the exercise of the options under the 2007 Scheme, provided always that the aggregate number of shares to be issued pursuant to the 2007 Scheme and all other share based incentive schemes of the Company shall not exceed 15% of the total number of issued shares [excluding treasury shares] in the capital of the Company from time to time | For | 0 | 1897000 | 0 | 0 | |||||
| 12 | Transact any other business | None | Non Voting | ||||||||
| 13 | PLEASE NOTE THAT THE ACT ALLOWS US TO SUBMIT NOT MORE THAN 2 PROXIES TO ATTEND THE SAME MEETING. IN THE EVENT THAT MORE THAN ONE CLIENT WISHES TO ATTEND THE SAME MEETING, THE PROXY WILL BE ISSUED TO THE CLIENT WITH THE HIGHEST HOLDING. THANK YOU." | None | Non Voting | ||||||||
| 14 | PLEASE NOTE THAT THIS IS A REVISION DUE TO INCLUSION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | Non Voting | ||||||||
| MERMAID MARITIME PUBLIC COMPANY LTD, BANGKOK | |||||||||||
| Security: | Y5945Q102 | Meeting Type: | ExtraOrdinary General Meeting | ||||||||
| Ticker: | Meeting Date: | 14-Oct-2009 | |||||||||
| ISIN | TH0955010002 | Vote Deadline Date: | 06-Oct-2009 | ||||||||
| Agenda | 702106104 | Management | Total Ballot Shares: | 1821184 | |||||||
| Last Vote Date: | 05-Oct-2009 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | Approve the minutes of the AGM No. 01 2009 held on 29 JAN 2009 | For | 1821184 | 0 | 0 | 0 | |||||
| 2 | Approve the reduction in registered capital, and an amendment of the Memorandum of Association of the Company to revise the registered capital in respect of the same | For | 1821184 | 0 | 0 | 0 | |||||
| 3 | Approve the increase in registered capital and an amendment of the Memorandum of Association of the Company to revise the registered capital in respect of the same | For | 1821184 | 0 | 0 | 0 | |||||
| 4 | Approve the allocation of 243,542,403 rights shares from the increase in registered capital for offering to registered shareholders under the rights issue | For | 1821184 | 0 | 0 | 0 | |||||
| 5 | Approve the preferential allotment of excess rights shares to the Thai shareholders | For | 1821184 | 0 | 0 | 0 | |||||
| 6 | Approve the allotment of the remaining excess rights shares, preference will be given for the rounding of Odd Lots, and the Directors and substantial share holders shall rank last in priority | For | 1821184 | 0 | 0 | 0 | |||||
| 7 | Approve the underwriting of the rights issue by Merrill Lynch, Singapore, PTE Ltd, the sub underwriting by Soleado Holdings pte Ltd , and the allotment of the unsubscribed rights shares | For | 1821184 | 0 | 0 | 0 | |||||
| 8 | Authorize the Board Directors, or such other delegates of the Board to complete and do all such acts and things, including executing all such documents as may be required, as they or he may consider expedient or necessary in relation to the offering of the rights shares under the rights issue | For | 1821184 | 0 | 0 | 0 | |||||
| 9 | Approve the allocation of new shares from the increase in registered capital to provide for the adjustments to the options under the ESOP 2008 and for distribution under the Esop 2009 | For | 1821184 | 0 | 0 | 0 | |||||
| 10 | Other businesses | None | 0 | 0 | 1821184 | 0 | |||||
| 11 | PLEASE NOTE THAT THE ACT ALLOWS US TO SUBMIT NOT MORE THAN 2 PROXIES TO ATTEND THE SAME MEETING. IN THE EVENT THAT MORE THAN ONE CLIENT WISHES TO ATTEND THE SAME MEETING, THE PROXY WILL BE ISSUED TO THE CLIENT WITH THE HIGHEST HOLDING. THANK YOU. | None | Non Voting | ||||||||
| 12 | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL INFORMATION. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | Non Voting | ||||||||
| CNPC (HONG KONG) LTD | |||||||||||
| Security: | G2237F100 | Meeting Type: | Special General Meeting | ||||||||
| Ticker: | Meeting Date: | 20-Oct-2009 | |||||||||
| ISIN | BMG2237F1005 | Vote Deadline Date: | 15-Oct-2009 | ||||||||
| Agenda | 702108728 | Management | Total Ballot Shares: | 9604000 | |||||||
| Last Vote Date: | 16-Oct-2009 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR RESOLUTION 1. THANK YOU. | None | Non Voting | ||||||||
| 2 | Approve the transactions contemplated under the Acquisition Agreement [as specified in the circular of the Company dated 02 OCT 2009 [the Circular]] [a copy of which is tabled at the meeting and marked "A" and initialled by the Chairman of the meeting for identification purpose]; and authorize any 1 Director [if execution under the common seal of the Company is required, any 2 Directors] of the Company for and on behalf of the Company to sign, and where required, to affix the common seal of the Company to any documents, instruments or agreements, and to do any acts and things deemed by him to be necessary or expedient in order to give effect to the Zhongyou Zhongtai Acquisition | For | 0 | 0 | 3394000 | 0 | |||||
| YANZHOU COAL MNG CO LTD | |||||||||||
| Security: | Y97417102 | Meeting Type: | ExtraOrdinary General Meeting | ||||||||
| Ticker: | Meeting Date: | 30-Oct-2009 | |||||||||
| ISIN | CNE1000004Q8 | Vote Deadline Date: | 19-Oct-2009 | ||||||||
| Agenda | 702093749 | Management | Total Ballot Shares: | 7316000 | |||||||
| Last Vote Date: | 16-Sep-2009 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | Approve the acquisition of 100% equity interest in Felix Resources Limited by the Company by way of a Scheme of Arrangement through Austar Coal Mine Pty Limited, a wholly-owned subsidiary of Yancoal Australia Pty Limited ['Yancoal Australia Pty'], a wholly-owned subsidiary of the Company [the 'Transaction'] | For | 1174800 | 0 | 0 | 0 | |||||
| 2 | Approve all resolutions passed at the EGM shall be valid for a period of 12 months from the date of passing | For | 1174800 | 0 | 0 | 0 | |||||
| 3 | Approve the Material Asset Restructuring Report of the Company containing, inter alia, the following matters in relation to the Transaction, namely (1) the method of acquisition, the subject matter of and the counterparty to the Transaction; (2) the consideration; (3) the method or basis for determining the consideration; (4) the contractual obligations and the liabilities for breach of contract in respect of the transfer of title relating to the shares to be acquired; and (5) the conditions precedent and the effective date of the Transaction | For | 1174800 | 0 | 0 | 0 | |||||
| 4 | Approve the Financing Arrangement in respect of the satisfaction of the consideration for the Transaction in the amount of AUD 3,333 million [equivalent to approximately RMB 18,951 million] to be satisfied by way of bank loans to be provided by Bank of China, Sydney Branch or a syndicate of banks led by Bank of China, Sydney Branch to be made in AUD or USD equivalent to the amount of RMB 20 billion; and the issuance of a letter of guarantee by Bank of China, Shandong Branch in favor of Bank of China, Sydney Branch at the request of and upon the application made by the Company to Bank of China, Shandong Branch; and the provision of the counter-guarantee by the controlling shareholder of the Company, Yankuang Group Corporation Limited, to the Company | For | 1174800 | 0 | 0 | 0 | |||||
| 5 | Authorize the Board of Directors [the 'Board'] of the Company and Mr. Wu Yuxiang and Mr. Zhang Baocai, being the Directors of the Company, to take any action and further actions on behalf of the Company as they consider necessary, appropriate, desirable or expedient in connection with the Transaction in accordance with the requirements of relevant regulatory authorities and the requirements of the Transaction itself, including, without limitation, executing and delivering any and all agreements, documents and instruments, if any, to execute and/or perform all necessary and ancillary actions with respect to the Transaction and to perfect the Transaction, making any amendments, revisions, supplements or waivers of any matters in relation to, or in connection with or incidental to, the Transaction which they consider are in the interest of the Company, provided that such amendments, revisions, supplements or waivers shall not result in a material change to the terms of the Transaction; and ratify and consider any or all past actions by the Board which they may deem or have deemed in their sole discretion to be necessary with respect to any of the matters contemplated by this resolution | For | 1174800 | 0 | 0 | 0 | |||||
| PERFECT WORLD CO LTD | |||||||||||
| Security: | 71372U104 | Meeting Type: | Annual | ||||||||
| Ticker: | PWRD | Meeting Date: | 14-Nov-2009 | ||||||||
| ISIN | US71372U1043 | Vote Deadline Date: | 10-Nov-2009 | ||||||||
| Agenda | 933161868 | Management | Total Ballot Shares: | 89400 | |||||||
| Last Vote Date: | 10-Nov-2009 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | AMENDMENT OF SECTION 3.1 (A) OF THE AMENDED AND RESTATED SHARE INCENTIVE PLAN OF THE COMPANY BY REPLACING IT WITH THE FOLLOWING PARAGRAPH, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | None | 0 | 36400 | 0 | 0 | |||||
| 2 | AMENDMENT OF SECTION 5.2 (A) (II) AND (III) OF THE AMENDED AND RESTATED SHARE INCENTIVE PLAN OF THE COMPANY. | None | 36400 | 0 | 0 | 0 | |||||
| 3 | RATIFICATION OF THE APPOINTMENT OF MR. HAN ZHANG AS AN INDEPENDENT DIRECTOR OF THE COMPANY. | None | 0 | 0 | 36400 | 0 | |||||
| 4 | RATIFICATION OF THE APPOINTMENT OF MR. DANIEL DONG YANG AS AN INDEPENDENT DIRECTOR OF THE COMPANY. | None | 0 | 0 | 36400 | 0 | |||||
| 5 | RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT AUDITOR PRICEWATERHOUSECOOPERS FOR THE FISCAL YEAR 2008. | None | 36400 | 0 | 0 | 0 | |||||
| 6 | APPOINTMENT OF THE INDEPENDENT AUDITOR PRICEWATERHOUSECOOPERS FOR THE FISCAL YEAR 2009. | None | 36400 | 0 | 0 | 0 | |||||
| 7 | AMENDMENT OF ARTICLE 1 OF THE AMENDED AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION BY ADDING THE FOLLOWING DEFINITION: "DESIGNATED STOCK EXCHANGE" MEANS THE NASDAQ STOCK MARKET. | None | 36400 | 0 | 0 | 0 | |||||
| 8 | AMENDMENT OF ARTICLE 111 OF THE AMENDED AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION OF THE COMPANY. | None | 0 | 0 | 36400 | 0 | |||||
| 9 | INCLUSION OF FINANCIAL STATEMENTS OF FISCAL YEAR 2008 IN THE COMPANY'S 2008 ANNUAL REPORT. | None | 36400 | 0 | 0 | 0 | |||||
| 10 | TO AUTHORIZE EACH OF DIRECTORS TO TAKE ANY & EVERY ACTION THAT MIGHT BE NECESSARY TO EFFECT FOREGOING RESOLUTIONS 1 TO 9. | None | 0 | 0 | 36400 | 0 | |||||
| ESPRIT HLDGS LTD | |||||||||||
| Security: | G3122U145 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 10-Dec-2009 | |||||||||
| ISIN | BMG3122U1457 | Vote Deadline Date: | 07-Dec-2009 | ||||||||
| Agenda | 702152389 | Management | Total Ballot Shares: | 732311 | |||||||
| Last Vote Date: | 24-Nov-2009 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT THE SHARESHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS. THANK YOU. | None | Non Voting | ||||||||
| 2 | Receive the audited consolidated financial statements and the reports of the Directors and Auditors of the Group for the YE 30 JUN 2009 | For | 258740 | 0 | 0 | 0 | |||||
| 3 | Approve a final dividend of 0.72 Hong Kong dollar per Share for the YE 30 JUN 2009 | For | 258740 | 0 | 0 | 0 | |||||
| 4 | Approve a special dividend of 1.33 Hong Kong dollar per Share for the YE 30 JUN 2009 to be satisfied by way of mandatory scrip dividend and capitalization from share premium | For | 258740 | 0 | 0 | 0 | |||||
| 5 | Re-elect Mr. Heinz Jurgen Krogner-Kornalik as a Director of the Company | For | 258740 | 0 | 0 | 0 | |||||
| 6 | Re-elect Mr. Jurgen Alfred Rudolf Friedrich as a Director of the Company | For | 258740 | 0 | 0 | 0 | |||||
| 7 | Re-elect Mr. Ronald Van Der Vis as a Director of the Company | For | 258740 | 0 | 0 | 0 | |||||
| 8 | Re-elect Mr. Chew Fook Aun as a Director of the Company | For | 258740 | 0 | 0 | 0 | |||||
| 9 | Re-elect Mr. Francesco Trapani as a Director of the Company | For | 258740 | 0 | 0 | 0 | |||||
| 10 | Authorize the Board to fix the Directors' fees | For | 258740 | 0 | 0 | 0 | |||||
| 11 | Re-appoint Messrs. PricewaterhouseCoopers as the Auditors and authorize the Directors to fix their remuneration | For | 258740 | 0 | 0 | 0 | |||||
| 12 | Authorize the Directors of the Company, [a] subject to Paragraph [b] below, during the Relevant Period [as specified] of all the powers of the Company to purchase shares of the Company ["Shares"] and any securities which carry a right to subscribe for or purchase Shares, subject to and in accordance with the applicable laws; [b] the total nominal amount of Shares which may be purchased | For | 258740 | 0 | 0 | 0 | |||||
| pursuant to the approval in Paragraph [a] above shall not exceed 10% of the total nominal amount of the share capital of the Company, and the total number of any securities which carry a right to subscribe for or purchase Shares which may be purchased pursuant to the approval in Paragraph [a] above shall not exceed 10% of such securities of the Company [or any relevant class thereof], in each case in issue as at the date of passing of this resolution, and the said approval shall be limited accordingly; and [Authority expires the earlier of the conclusion of the next AGM of the Company or the expiration of the period within which the next AGM is to be held by law] | |||||||||||
| 13 | Authorize the Directors of the Company, [a] subject to the restriction on discounts and restriction on refreshment of this mandate as stated in the Circular to the shareholders of the Company dated 10 NOV 2009 and subject to Paragraph [b] below, during the Relevant Period [as specified] of all the powers of the Company to issue, allot and deal with additional shares of the Company ["Shares"] and to make or grant offers, agreements and options during the Relevant Period which would or might require Shares to be issued, allotted or dealt with during or after the end of the Relevant Period; [b] the total nominal amount of additional Shares issued, allotted, dealt with or agreed conditionally or unconditionally to be issued, allotted or dealt with, pursuant to the approval in Paragraph [a] above, otherwise than pursuant to [i] a rights issue [as specified below], or [ii] any option scheme or similar arrangement of the Company for the granting or issuance of Shares or rights to acquire Shares, or [iii] the exercise of rights of subscription or conversion under the terms of any warrants issued or to be issued by the Company or any securities which are convertible into shares of the Company, or [iv] any Scrip Dividend Scheme or similar arrangement providing for the allotment of Shares in lieu of the whole or part of a dividend on Shares of the Company in accordance with the Bye-laws of the Company, shall not exceed 5% of the total nominal amount of the share capital of the Company in issue as at the date of passing of this resolution; and [Authority expires the earlier of the conclusion of the next AGM of the Company or the expiration of the period within which the next AGM of the Company is required by the Bye-Laws of the Company or any applicable laws to be held] | For | 258740 | 0 | 0 | 0 | |||||
| 14 | Approve and adopt, conditional upon The Stock Exchange of Hong Kong Limited granting the approval for the listing of, and permission to deal in, the shares of the Company ["Shares"] or any part thereof to be issued pursuant to the exercise of any options that may be granted under the share option scheme [the "New Share Option Scheme"], the terms and conditions as specified, the New Share Option Scheme and all the terms and conditions contained therein; and authorize the Directors of the Company to grant options to subscribe for Shares there under and to allot, issue and deal with any Shares pursuant to the exercise of the subscription rights under any options which may be granted from time to time in accordance with the terms of the New Share Option Scheme and to do all such acts as they may in their absolute discretion consider necessary or expedient in order to give full effect to the New Share Option Scheme; and approve, subject to Paragraph [a] hereinabove, the Share Option Scheme adopted by the Company on 26 NOV 2001 [the "2001 Share Option Scheme"], to terminate with immediate effect provided that the options which have been granted and remained outstanding and/or committed shall continue to follow the provisions of the 2001 Share Option Scheme and the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited | For | 258740 | 0 | 0 | 0 | |||||
| CHINA SHIPPING DEVELOPMENT CO LTD | |||||||||||
| Security: | Y1503Y108 | Meeting Type: | ExtraOrdinary General Meeting | ||||||||
| Ticker: | Meeting Date: | 22-Dec-2009 | |||||||||
| ISIN | CNE1000002S8 | Vote Deadline Date: | 14-Dec-2009 | ||||||||
| Agenda | 702149522 | Management | Total Ballot Shares: | 5854000 | |||||||
| Last Vote Date: | 24-Nov-2009 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | Approve and ratify the new services agreement dated 22 OCT 2009 ["New Services Agreement"] entered into between the Company and China Shipping [Group] Company for the supply of shipping materials and services to the Company for a term of 3 years commencing from 01 JAN 2010 and ending on 31 DEC 2012, the continuing connected transactions contemplated thereunder and the proposed annual caps for such continuing connected transactions contemplated thereunder; and authorize the Directors of the Company to do such other acts and things and execute such other documents which in their opinion may be necessary or desirable to implement the New Services Agreement | For | 1766000 | 0 | 0 | 0 | |||||
| 2 | Approve and ratify the financial services framework agreement dated 22 OCT 2009 ["Financial Services Framework Agreement"] entered into between the Company and China Shipping [Group] Company ["China Shipping"] whereby China Shipping shall procure China Shipping Finance Company Limited to provide the Company and its subsidiaries with a range of financial services including [i] deposit services; [ii] loan services; [iii] settlement services and [iv] other financial services as approved by CBRC for a term of 3 years commencing from the date when all conditions precedent under the Financial Services Framework Agreement are satisfied and ending on the day immediately before the 3rd anniversary of the commencement date, the continuing connected transactions contemplated thereunder and the proposed annual caps for the deposits and loans transactions contemplated thereunder; and authorize the Directors of the Company to do such other acts and things and execute such other documents which in their opinion may be necessary or desirable to implement the Financial Services Framework Agreement | For | 0 | 1766000 | 0 | 0 | |||||
| ANGANG STEEL COMPANY LTD | |||||||||||
| Security: | Y0132D105 | Meeting Type: | ExtraOrdinary General Meeting | ||||||||
| Ticker: | Meeting Date: | 28-Dec-2009 | |||||||||
| ISIN | CNE1000001V4 | Vote Deadline Date: | 17-Dec-2009 | ||||||||
| Agenda | 702154888 | Management | Total Ballot Shares: | 2820801 | |||||||
| Last Vote Date: | 24-Nov-2009 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | Approve the Joint Venture Agreement and the transactions contemplated therein and authorize the Directors of the Company to do such further acts and things and execute such further documents and take all such steps which in their opinion may be necessary, desirable or expedient to implement and/or give effect to the terms of the Joint Venture Agreement | For | 1260000 | 0 | 0 | 0 | |||||
| 2 | Approve the 2009 Supply of Materials and Services Agreement, the relevant monetary caps of 2010 and 2011, and the transactions contemplated therein and authorize the Directors of the Company to do such further acts and things and execute such further documents and take all such steps which in their opinion may be necessary, desirable or expedient to implement and/or give effect to the terms of the 2009 Supply of Materials and Services Agreement | For | 1260000 | 0 | 0 | 0 | |||||
| DONGFANG ELECTRIC CORPORATION LTD | |||||||||||
| Security: | Y20958107 | Meeting Type: | ExtraOrdinary General Meeting | ||||||||
| Ticker: | Meeting Date: | 30-Dec-2009 | |||||||||
| ISIN | CNE100000304 | Vote Deadline Date: | 18-Dec-2009 | ||||||||
| Agenda | 702155993 | Management | Total Ballot Shares: | 2222000 | |||||||
| Last Vote Date: | 24-Nov-2009 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | Approve, pursuant to the relevant undertaking made by Dongfang Electric Corporation (hereafter as "DEC") during the listing of entire assets of principal operations, the long- term development strategy of the Company and its need to reduce the number of connected transactions and minimize peer competitions, to contribute a capital of RMB 155,787,400 to acquire 27.3% equity interest held by DEC in Dongfang (Guangzhou) Heavy Machinery Co., Ltd (hereafter as DFHM), upon competition of the Acquisition, the Company will own a 27.3% equity interest in DFHM directly and a 30% equity interest through Dongfang Boiler (Group) Co., Ltd., a subsidiary of the Company, the total shareholding in DFHM will be 57.3%. DFHM will be consolidated into the consolidated statements of the Company | For | 796000 | 0 | 0 | 0 | |||||
| 2 | Appoint ShineWing Certified Public Accountants and SHINEWING [HK] CPA Limited as the domestic and overseas Auditors of the Company respectively for the year 2009, and authorize the Board of Directors to determine their remunerations | For | 796000 | 0 | 0 | 0 | |||||
| SHENZHEN EXPWY CO | |||||||||||
| Security: | Y7741B107 | Meeting Type: | ExtraOrdinary General Meeting | ||||||||
| Ticker: | Meeting Date: | 08-Jan-2010 | |||||||||
| ISIN | CNE100000478 | Vote Deadline Date: | 30-Dec-2009 | ||||||||
| Agenda | 702162621 | Management | Total Ballot Shares: | 8704000 | |||||||
| Last Vote Date: | 26-Nov-2009 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | Approve the immediate appointment of Mr. He Sen as the shareholders' representative supervisor of the 5th session of the Supervisory Committee of the Company, with a term starting from the date of appointment till 31 DEC 2011 | For | 0 | 0 | 3500000 | 0 | |||||
| CNPC HONG KONG LTD | |||||||||||
| Security: | G2237F126 | Meeting Type: | Special General Meeting | ||||||||
| Ticker: | Meeting Date: | 28-Jan-2010 | |||||||||
| ISIN | BMG2237F1260 | Vote Deadline Date: | 25-Jan-2010 | ||||||||
| Agenda | 702194060 | Management | Total Ballot Shares: | 9604000 | |||||||
| Last Vote Date: | 15-Jan-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS. THANK YOU. | None | Non Voting | ||||||||
| 2 | Approve the transactions contemplated under the Huayou Share Acquisition Agreement as specified in the circular of the Company in respect of the Huayou Share Acquisition and the Xinjiang Xinjie Assets Disposal dated 13 JAN 2010 the "Huayou and Xinjiang Xinjie Circular" as specified ; and authorize any 1 Director if execution under the common seal of the Company is required, any 2 Directors of the Company for and on behalf of the Company to sign, and where required, to affix the common seal of the Company to any documents, instruments or agreements, and to do any acts and things deemed by him to be necessary or expedient in order to give effect to the Huayou Share Acquisition as specified in the Huayou and Xinjiang Xinjie Circular | For | 3394000 | 0 | 0 | 0 | |||||
| 3 | Approve the transactions contemplated under the Refined Oil Storage Assets Disposal Agreement and the Refined Oil Pipeline Transmission Assets Disposal Agreement both as specified in the Huayou and Xinjiang Xinjie Circular as specified ; and authorize any 1 Director if execution under the common seal of the Company is required, any 2 Directors of the Company for and on behalf of the Company to sign, and where required, to affix the common seal of the Company to any documents, instruments or agreements, and to do any acts and things deemed by him to be necessary or expedient in order to give effect to the Xinjiang Xinjie Assets Disposal as specified in the Huayou and Xinjiang Xinjie Circular | For | 3394000 | 0 | 0 | 0 | |||||
| 4 | Approve the transactions contemplated under the Financial Services Agreement as specified in the circular of the Company dated 13 JAN 2010 the "CCT Circular" as specified ; and authorize any 1 Director if execution under the common seal of the Company is required, any 2 Directors of the Company for and on behalf of the Company to sign, and where required, to affix the common seal of the Company to any documents, instruments or agreements, and to do any acts and things deemed by him to be necessary or expedient in order to give effect to the transactions contemplated under the Financial Services Agreement | For | 3394000 | 0 | 0 | 0 | |||||
| 5 | Approve the revised annual caps for the Continuing Connected Transactions as specified in the CCT Circular under categories a i and a ii for each of the 2 financial years ending 31 DEC 2011 as set out in the "Letter from the Board" in the CCT Circular; authorize any 1 Director if execution under the common seal of the Company is required, any 2 Directors of the Company for and on behalf of the Company to sign, and where required, to affix the common seal of the Company to any documents, instruments or agreements, and to do any acts and things deemed by him to be necessary or expedient in order to give effect to the revised annual caps for the Continuing Connected Transactions under categories a i and a ii for each of the 2 financial years ending 31 DEC 2011 as set out in the "Letter from the Board" in the CCT Circular | For | 3394000 | 0 | 0 | 0 | |||||
| MERMAID MARITIME PUBLIC COMPANY LTD, BANGKOK | |||||||||||
| Security: | Y5945Q102 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 28-Jan-2010 | |||||||||
| ISIN | TH0955010002 | Vote Deadline Date: | 20-Jan-2010 | ||||||||
| Agenda | 702197129 | Management | Total Ballot Shares: | 2640716 | |||||||
| Last Vote Date: | 21-Jan-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | Approve the minutes of EGM No. 01/2009 held on 14 OCT 2009 | For | 2640716 | 0 | 0 | 0 | |||||
| 2 | Adopt the report by the Board of Directors concerning the Company's business for the FYE 30 SEP 2009 | For | 2640716 | 0 | 0 | 0 | |||||
| 3 | Approve the balance sheet and the profit and loss statement of the Company for the FYE 30 September 2009 and the accompanying Auditor's report | For | 2640716 | 0 | 0 | 0 | |||||
| 4 | Approve the application of profits from the business for the FYE 30 SEP 2009 and the payment of dividends | For | 2640716 | 0 | 0 | 0 | |||||
| 5 | Re-elect M.L. Chandchutha Chandratat as a Director of the Company, who retires pursuant to Article 15 of the Articles of Association of the Company | For | 2640716 | 0 | 0 | 0 | |||||
| 6 | Re-elect Mr. David Stewart Simpson as a Director of the Company, who retires pursuant to Article 15 of the Articles of Association of the Company | For | 2640716 | 0 | 0 | 0 | |||||
| 7 | Re-elect Mr. Leslie George Merszei as a Director of the Company, who retires pursuant to Article 15 of the Articles of Association of the Company | For | 2640716 | 0 | 0 | 0 | |||||
| 8 | Elect Mr. Tom Springall as a Director of the Company | For | 2640716 | 0 | 0 | 0 | |||||
| 9 | Re-appoint the Auditors from PricewaterhouseCoopers ABAS Ltd. as the Auditors of the Company for the FYE 30 SEP 2010 | For | 2640716 | 0 | 0 | 0 | |||||
| 10 | Approve to fix the remuneration of the Auditors at BAHT 1,935,000 | For | 2640716 | 0 | 0 | 0 | |||||
| 11 | Transact any other business | None | 0 | 0 | 2640716 | 0 | |||||
| 12 | Approve to reduce the registered capital of the Company of BAHT 2,190,400 represented by 2,190,400 ordinary shares wit a par value of BAHT 1 each that have remained unissued or unallocated from the 2008 Employee Share Option Plan and 2009 Employee Share Option Plan and approve an amendment to Clause 4 of the Company's Memorandum of Association to revise the registered capital of the Company in respect of the same | For | 2640716 | 0 | 0 | 0 | |||||
| 13 | Approve the 2010 Employee Share Option Plan [ESOP 2010] and the issue of up to 4,000,000 warrants to Directors and employees of the Company or subsidiaries under ESOP 2010 pursuant to its terms | For | 2640716 | 0 | 0 | 0 | |||||
| 14 | Approve to increase the registered capital of the Company of BAHT 4,000,000 represented by 4,000,000 ordinary shares with a par value of BAHT 1 each and to approve an amendment to Clause 4 of the Company's Memorandum of Association with respect to the same [for ESOP 2010] | For | 2640716 | 0 | 0 | 0 | |||||
| 15 | Approve the allocation of 4,000,000 new ordinary shares with a par value of BAHT 1 each from the increase in registered capital for distribution under ESOP 2010 | For | 2640716 | 0 | 0 | 0 | |||||
| THORESEN THAI AGENCIES PUBLIC CO LTD | |||||||||||
| Security: | Y8808K170 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 29-Jan-2010 | |||||||||
| ISIN | TH0535010Z13 | Vote Deadline Date: | 27-Jan-2010 | ||||||||
| Agenda | 702166782 | Management | Total Ballot Shares: | 3232940 | |||||||
| Last Vote Date: | 11-Dec-2009 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | Approve to certify the minutes of the previous 1/2009 AGM of the shareholders held on 30 JAN 2009 | For | 2865100 | 0 | 0 | 0 | |||||
| 2 | Acknowledge TTA'S performance for the FY that ended on 30 SEP 2009 | For | 2865100 | 0 | 0 | 0 | |||||
| 3 | Approve the audited balance sheet and the profit and loss statements for the FY that ended on 30 SEP 2009 together with the Auditor's report thereon | For | 2865100 | 0 | 0 | 0 | |||||
| 4 | Approve the payment of cash dividends for the FY that ended on 30 SEP 2009 and the appropriation of a legal reserve | For | 2865100 | 0 | 0 | 0 | |||||
| 5 | Approve the appointment of Directors to replace those who retires by rotation | For | 0 | 0 | 2865100 | 0 | |||||
| 6 | Approve the appointment of Auditors for the FY that will end on 30 SEP 2010 and fix the Auditors' fees | For | 2865100 | 0 | 0 | 0 | |||||
| 7 | Approve the reduction of share capital and an amendment to Clause 4 of the Memorandum of Association | For | 0 | 0 | 2865100 | 0 | |||||
| 8 | Approve to increase the share capital and an amendment to Clause 4 of the Memorandum of Association | For | 0 | 0 | 2865100 | 0 | |||||
| 9 | Approve the allotment of new ordinary shares | For | 0 | 0 | 2865100 | 0 | |||||
| 10 | Approve the issue of up to 4,000,000 warrants to the Directors and Employees [including any employee who is a Director] of Mermaid Maritime Public Company Limited and its subsidiaries under ESOP Scheme | For | 2865100 | 0 | 0 | 0 | |||||
| 11 | Transact such other business | None | 0 | 0 | 2865100 | 0 | |||||
| 12 | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF CONSERVATIVE RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | Non Voting | ||||||||
| K T & G CORP | |||||||||||
| Security: | Y49904108 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 26-Feb-2010 | |||||||||
| ISIN | KR7033780008 | Vote Deadline Date: | 16-Feb-2010 | ||||||||
| Agenda | 702230359 | Management | Total Ballot Shares: | 49180 | |||||||
| Last Vote Date: | 09-Feb-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | IN THE KOREAN MARKET, THE VOTE OPTION OF "ABSTAIN" IS DETERMINED TO BE ACCEPTABLE OR NOT IN ACCORDANCE WITH THE LOCAL SUB CUSTODIAN'S REGULATIONS. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO SEE IF THE RECIPIENT OF YOUR VOTING INSTRUCTIONS WILL TREAT "ABSTAIN" AS A VALID VOTE OPTION. | None | Non Voting | ||||||||
| 2 | Approve the financial statements | For | 43500 | 0 | 0 | 0 | |||||
| 3 | Amend the Articles of Incorporation | For | 43500 | 0 | 0 | 0 | |||||
| 4 | Elect the Representative Director | For | 43500 | 0 | 0 | 0 | |||||
| 5 | Elect the Outside Director | For | 43500 | 0 | 0 | 0 | |||||
| 6 | Elect the Audit Committee Member | For | 43500 | 0 | 0 | 0 | |||||
| 7 | Approve the remuneration for the Director | For | 43500 | 0 | 0 | 0 | |||||
| 8 | Amend the Articles on retirement allowance for the Executive Director | For | 43500 | 0 | 0 | 0 | |||||
| 9 | Amend the Articles on retirement allowance for the Director | For | 43500 | 0 | 0 | 0 | |||||
| POSCO | |||||||||||
| Security: | Y70750115 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 26-Feb-2010 | |||||||||
| ISIN | KR7005490008 | Vote Deadline Date: | 16-Feb-2010 | ||||||||
| Agenda | 702231426 | Management | Total Ballot Shares: | 8200 | |||||||
| Last Vote Date: | 09-Feb-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | IN THE KOREAN MARKET, THE VOTE OPTION OF ABSTAIN IS DETERMINED TO BE ACCEPTABLE OR NOT IN ACCORDANCE WITH THE LOCAL SUB CUSTODIAN'S REGULATIONS. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO SEE IF THE RECIPIENT OF YOUR VOTING INSTRUCTIONS WILL TREAT ABSTAIN AS A VALID VOTE OPTION. | None | Non Voting | ||||||||
| 2 | Approve the financial statement | For | 7370 | 0 | 0 | 0 | |||||
| 3 | Approve the partial amendment to Articles of Incorporation | For | 7370 | 0 | 0 | 0 | |||||
| 4 | Elect the Directors Internal Executive Directors | For | 7370 | 0 | 0 | 0 | |||||
| 5 | Approve the limit of remuneration for Directors | For | 7370 | 0 | 0 | 0 | |||||
| YANZHOU COAL MNG CO LTD | |||||||||||
| Security: | Y97417102 | Meeting Type: | ExtraOrdinary General Meeting | ||||||||
| Ticker: | Meeting Date: | 26-Feb-2010 | |||||||||
| ISIN | CNE1000004Q8 | Vote Deadline Date: | 18-Feb-2010 | ||||||||
| Agenda | 702191711 | Management | Total Ballot Shares: | 7340000 | |||||||
| Last Vote Date: | 15-Jan-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT THE SHAREHOLDERS ARE ALLOWED TO VOTE IN "FAVOR" OR "AGAINST" ONLY FOR ALL RESOLUTIONS. THANK YOU. | None | Non Voting | ||||||||
| 2 | Elect Mr. Li Weimin as a Director of the Company, whose appointment will | For | 1174800 | 0 | 0 | 0 | |||||
| 3 | Amend the Rules of Procedures for the Board of Yanzhou Coal Mining Company Limited | For | 1174800 | 0 | 0 | 0 | |||||
| 4 | Amend the Rules of Procedures for the Supervisory Committee of Yanzhou Coal Mining Company Limited | For | 1174800 | 0 | 0 | 0 | |||||
| CNPC HONG KONG LTD | |||||||||||
| Security: | G2237F126 | Meeting Type: | Special General Meeting | ||||||||
| Ticker: | Meeting Date: | 05-Mar-2010 | |||||||||
| ISIN | BMG2237F1260 | Vote Deadline Date: | 02-Mar-2010 | ||||||||
| Agenda | 702235234 | Management | Total Ballot Shares: | 7596000 | |||||||
| Last Vote Date: | 24-Feb-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE "IN FAVOR" OR "AGAINST" ONLY FOR THE BELOW RESOLUTION. THANK YOU. | None | Non Voting | ||||||||
| 2 | Approve, subject to and conditional upon the approval of the Registrar of Companies in Bermuda being obtained, to change the name of the Company from "CNPC Hong Kong Limited" to "Kunlun Energy Company Limited" and adopt the specified Chinese name as the secondary name of the Company to replace the existing Chinese name which was adopted for identification purpose only and authorize any Director or the Company Secretary if execution under the common seal of the Company is required, any two Directors or any one Director and the Company Secretary of the Company generally to do all such acts and things and execute all documents and deeds as he may consider necessary or expedient to give effect to the aforesaid change of name and adoption of secondary name for and on behalf of the Company | For | 1386000 | 0 | 0 | 0 | |||||
| 3 | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ACTUAL RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | Non Voting | ||||||||
| PT INTERNATIONAL NICKEL INDONESIA INCO | |||||||||||
| Security: | Y39128148 | Meeting Type: | ExtraOrdinary General Meeting | ||||||||
| Ticker: | Meeting Date: | 05-Mar-2010 | |||||||||
| ISIN | ID1000109309 | Vote Deadline Date: | 03-Mar-2010 | ||||||||
| Agenda | 702249461 | Management | Total Ballot Shares: | 2111000 | |||||||
| Last Vote Date: | 24-Feb-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | Approve to change the Members of the Board of Directors of the Company | For | 2111000 | 0 | 0 | 0 | |||||
| 2 | Approve to change the Members of the Company's Board of Commissioners | For | 2111000 | 0 | 0 | 0 | |||||
| 3 | Approve the re-affirmation of the interim dividend declared for November 2009 | For | 2111000 | 0 | 0 | 0 | |||||
| 4 | Approve to consider a dividend to be paid out of the 2008 retained earning | For | 2111000 | 0 | 0 | 0 | |||||
| HYUNDAI MOBIS, SEOUL | |||||||||||
| Security: | Y3849A109 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 12-Mar-2010 | |||||||||
| ISIN | KR7012330007 | Vote Deadline Date: | 02-Mar-2010 | ||||||||
| Agenda | 702246958 | Management | Total Ballot Shares: | 30055 | |||||||
| Last Vote Date: | 24-Feb-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | IN THE KOREAN MARKET, THE VOTE OPTION OF "ABSTAIN" IS DETERMINED TO BE ACCEPTABLE OR NOT IN ACCORDANCE WITH THE LOCAL SUB CUSTODIAN'S REGULATIONS. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO SEE IF THE RECIPIENT OF YOUR VOTING INSTRUCTIONS WILL TREAT "ABSTAIN" AS A VALID VOTE OPTION. | None | Non Voting | ||||||||
| 2 | Approve the 33rd balance sheet, I/S and proposed disposition of retained earning | For | 30055 | 0 | 0 | 0 | |||||
| 3 | Election of Monggu-Jeong and Taehwan Jeong as the External Directors and | For | 30055 | 0 | 0 | 0 | |||||
| 4 | Election of the Member of Audit Committee: Yoondae Eo | For | 30055 | 0 | 0 | 0 | |||||
| 5 | Approve the limit of remuneration for the Directors | For | 30055 | 0 | 0 | 0 | |||||
| SHENZHEN EXPWY CO | |||||||||||
| Security: | Y7741B107 | Meeting Type: | ExtraOrdinary General Meeting | ||||||||
| Ticker: | Meeting Date: | 15-Mar-2010 | |||||||||
| ISIN | CNE100000478 | Vote Deadline Date: | 05-Mar-2010 | ||||||||
| Agenda | 702225613 | Management | Total Ballot Shares: | 6918000 | |||||||
| Last Vote Date: | 09-Feb-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | Approve to provide credit counter-guarantee for the bank which provides guarantee for Mei Wah Industrial Hong Kong Limited, a wholly-owned subsidiary of the Company, the above counter-guarantee shall cover the potential loss and expenses of the bank providing guarantee which might arise from fulfilling the obligations under the guarantee; and authorize the Executive Directors of the Company to handle all the matters relating to the counter-guarantee, including but not limited to deciding the specific terms of and executing the counter-guarantee agreement | For | 0 | 0 | 1714000 | 0 | |||||
| 2 | Approve formulating "Management Rules for Selection of Accountants' Firm for Auditing Financial Statements" | For | 1714000 | 0 | 0 | 0 | |||||
| SAMSUNG ELECTRS LTD | |||||||||||
| Security: | Y74718100 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 19-Mar-2010 | |||||||||
| ISIN | KR7005930003 | Vote Deadline Date: | 09-Mar-2010 | ||||||||
| Agenda | 702252747 | Management | Total Ballot Shares: | 4995 | |||||||
| Last Vote Date: | 24-Feb-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | IN THE KOREAN MARKET, THE VOTE OPTION OF "ABSTAIN" IS DETERMINED TO BE ACCEPTABLE OR NOT IN ACCORDANCE WITH THE LOCAL SUB CUSTODIAN'S REGULATIONS. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO SEE IF THE RECIPIENT OF YOUR VOTING INSTRUCTIONS WILL TREAT "ABSTAIN" AS A VALID VOTE OPTION. | None | Non Voting | ||||||||
| 2 | Approve the financial statements | For | 4995 | 0 | 0 | 0 | |||||
| 3 | Election of Lee, Inho as an outside Director | For | 4995 | 0 | 0 | 0 | |||||
| 4 | Election of Lee, Inho as an Audit Committee Member | For | 4995 | 0 | 0 | 0 | |||||
| 5 | Approve the remuneration for Director | For | 4995 | 0 | 0 | 0 | |||||
| PACIFIC BASIN SHIPPING LTD | |||||||||||
| Security: | G68437139 | Meeting Type: | Special General Meeting | ||||||||
| Ticker: | Meeting Date: | 29-Mar-2010 | |||||||||
| ISIN | BMG684371393 | Vote Deadline Date: | 24-Mar-2010 | ||||||||
| Agenda | 702291989 | Management | Total Ballot Shares: | 6111300 | |||||||
| Last Vote Date: | 16-Mar-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR THE RESOLUTION 1. THANK YOU. | None | Non Voting | ||||||||
| 2 | Approve: a) the conditional subscription agreement the Subscription Agreement dated 04 MAR 2010 and entered into among the Company, PB Issuer No. 2 Limited the Issuer and Goldman Sachs Asia L.L.C. and The Hong Kong and Shanghai Banking Corporation Limited each a Lead Manager, and together the Lead Managers pursuant to which the Lead Managers have agreed to subscribe or to procure subscribers to subscribe the 1.75% coupon Guaranteed Convertible Bonds due 2016 the Convertible Bonds in an aggregate principal amount of USD 230 million approximately HKD 1,785 million , convertible into new shares with a par value of USD 0.10 each in the capital of the Company each, a share on the terms and conditions of the Convertible Bonds the bond conditions CONTD | For | 1457000 | 0 | 0 | 0 | |||||
| 3 | CONTD contained therein and the performance of all the transactions contemplated there under and all other matters of and incidental thereto or in connection therewith, ratified and confirmed; (b) to authorize any one or more of the Directors of the Company to do all such acts and things and execute all such other or further documents which he/they consider necessary, desirable or expedient for the purpose of, or in connection with, the implementation of and giving effect to the terms of, or the transactions contemplated by, the Subscription Agreement and all documents in connection therewith and to agree to such variation, amendments or waiver or matters relating thereto including any variation, amendments or waiver of the Bond Conditions CONTD | None | Non Voting | ||||||||
| 4 | CONTD as are, in the opinion of the Directors, in the interest of the Company and its shareholders as a whole; (c) the Convertible Bonds to be issued pursuant to the Subscription Agreement and the transactions contemplated there under; and (d) to authorize any one or more of the Directors to allot and issue such number of shares as may fall to be allotted and issued: (i) on and subject to the terms and conditions of the Subscription Agreement; and (ii) up on exercise of the conversion rights attached to the Convertible Bonds on and subject to the terms and conditions of the Subscription Agreement and the Bond Conditions | None | Non Voting | ||||||||
| PT INDO TAMBANGRAYA MEGAH TBK | |||||||||||
| Security: | Y71244100 | Meeting Type: | ExtraOrdinary General Meeting | ||||||||
| Ticker: | Meeting Date: | 29-Mar-2010 | |||||||||
| ISIN | ID1000108509 | Vote Deadline Date: | 23-Mar-2010 | ||||||||
| Agenda | 702250806 | Management | Total Ballot Shares: | 612000 | |||||||
| Last Vote Date: | 05-Mar-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | Approve the annual report for year 2009 | For | 612000 | 0 | 0 | 0 | |||||
| 2 | Ratify the Company's financial report for year 2009 | For | 612000 | 0 | 0 | 0 | |||||
| 3 | Approve the profit allocation for year 2009 | For | 612000 | 0 | 0 | 0 | |||||
| 4 | Appointment of Public Accountant for year 2010 and approve to determine their | For | 612000 | 0 | 0 | 0 | |||||
| 5 | Approve to determine the remuneration package for Company's Board | For | 612000 | 0 | 0 | 0 | |||||
| 6 | Appointment to Company's Board | For | 612000 | 0 | 0 | 0 | |||||
| 7 | Approve the report to funding utilization of IPO for year 2007 | For | 612000 | 0 | 0 | 0 | |||||
| PTT EXPLORATION AND PRODUCTION PUBLIC CO LTD, BANG | |||||||||||
| Security: | Y7145P165 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 31-Mar-2010 | |||||||||
| ISIN | TH0355A10Z12 | Vote Deadline Date: | 29-Mar-2010 | ||||||||
| Agenda | 702227592 | Management | Total Ballot Shares: | 239000 | |||||||
| Last Vote Date: | 24-Mar-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | Acknowledge the 2009 performance result and 2010 work plan of the Company | For | 239000 | 0 | 0 | 0 | |||||
| 2 | Approve the 2009 financial statements | For | 239000 | 0 | 0 | 0 | |||||
| 3 | Approve the dividend payment for 2009 performance | For | 239000 | 0 | 0 | 0 | |||||
| 4 | Appoint the Auditor and approve to consider the Auditor's fees for the year | For | 239000 | 0 | 0 | 0 | |||||
| 5 | Elect the new Directors in replacement of those who are due to retire by | For | 0 | 0 | 239000 | 0 | |||||
| 6 | Acknowledge the Directors' and the Sub-Committees' remuneration | For | 0 | 0 | 239000 | 0 | |||||
| 7 | Other matters (if any) | None | 0 | 0 | 239000 | 0 | |||||
| PTT PUBLIC COMPANY LIMITED | |||||||||||
| Security: | Y6883U113 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 09-Apr-2010 | |||||||||
| ISIN | TH0646010015 | Vote Deadline Date: | 07-Apr-2010 | ||||||||
| Agenda | 702250680 | Management | Total Ballot Shares: | 205200 | |||||||
| Last Vote Date: | 24-Mar-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | Approve to certify the 2009 AGM minutes on 10 APR 2009 | For | 165700 | 0 | 0 | 0 | |||||
| 2 | Approve the 2009 performance statement and the 2009 financial statement, end up on 31 Dec 2009 | For | 165700 | 0 | 0 | 0 | |||||
| 3 | Approve the 2009 Net Profit Allocation Plan and Dividend Policy | For | 165700 | 0 | 0 | 0 | |||||
| 4 | Appointment of an Auditor and consider the 2010 Auditor fees | For | 165700 | 0 | 0 | 0 | |||||
| 5 | Approve the 2010 Board of Directors' remuneration | For | 165700 | 0 | 0 | 0 | |||||
| 6 | Election of Director in replacement: Mrs. Benja Louichareon | For | 0 | 0 | 165700 | 0 | |||||
| 7 | Election of Director in replacement: Mr. Pichai Chunhavajira | For | 0 | 0 | 165700 | 0 | |||||
| 8 | Election of Director in replacement: Mr. Krairit Nilkuha | For | 0 | 0 | 165700 | 0 | |||||
| 9 | Election of Director in replacement: Mr. Nontigorn Kanchanachitra | For | 0 | 0 | 165700 | 0 | |||||
| 10 | Election of Director in replacement: Mr. Piyawat Niyomrerks | For | 0 | 0 | 165700 | 0 | |||||
| 11 | Approve the 5 years External Fund Raising Plan during 2010-2014 for Financial Investment Plan and/or working capital and/or debt Re-financing Plan of approximately THB 80,000,000,000 in total | For | 0 | 0 | 165700 | 0 | |||||
| 12 | Other matters if any | None | 0 | 0 | 165700 | 0 | |||||
| PT INTERNATIONAL NICKEL INDONESIA INCO | |||||||||||
| Security: | Y39128148 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 16-Apr-2010 | |||||||||
| ISIN | ID1000109309 | Vote Deadline Date: | 14-Apr-2010 | ||||||||
| Agenda | 702323293 | Management | Total Ballot Shares: | 2111000 | |||||||
| Last Vote Date: | 13-Apr-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | Receive the Board of Directors report for the book year 2009 | For | 2111000 | 0 | 0 | 0 | |||||
| 2 | Receive the Board of Commissioners report for the book year 2009 | For | 2111000 | 0 | 0 | 0 | |||||
| 3 | Ratify the financial report for the book year 2009 | For | 2111000 | 0 | 0 | 0 | |||||
| 4 | Approve the determine on utilization of Company's net profit for the book year 2009 and consider the cash dividend distribution for the book year 2009 | For | 2111000 | 0 | 0 | 0 | |||||
| 5 | Appointment of the Board of Commissioners | For | 2111000 | 0 | 0 | 0 | |||||
| 6 | Appointment of the Board of Directors | For | 2111000 | 0 | 0 | 0 | |||||
| 7 | Appointment of remuneration of the Board of Commissioners | For | 2111000 | 0 | 0 | 0 | |||||
| 8 | Authorize the Board of Commissioners to determine salary and remuneration for the Board of Directors | For | 2111000 | 0 | 0 | 0 | |||||
| 9 | Authorize the Board of Directors to appoint the Independent Public Accountant to Audit Company's books for book year 2010 | For | 2111000 | 0 | 0 | 0 | |||||
| 10 | Others related to the agenda | None | Non Voting | ||||||||
| ELECTRICITY GENERATING PUBLIC CO LTD | |||||||||||
| Security: | Y22834116 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 22-Apr-2010 | |||||||||
| ISIN | TH0465010013 | Vote Deadline Date: | 20-Apr-2010 | ||||||||
| Agenda | 702297082 | Management | Total Ballot Shares: | 234500 | |||||||
| Last Vote Date: | 24-Mar-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | Approve the minutes of the AGM no. 1/2009 held on 24 APR 2009 | For | 234500 | 0 | 0 | 0 | |||||
| 2 | Acknowledge the Company's annual report for year 2009 and the payment of the interim dividend | For | 234500 | 0 | 0 | 0 | |||||
| 3 | Approve the balance sheet and statement of income as at 31 DEC 2009 | For | 234500 | 0 | 0 | 0 | |||||
| 4 | Approve the appropriation of net profit and the payment of dividend | For | 234500 | 0 | 0 | 0 | |||||
| 5 | Appointment of Ms. Nangno I.C., Mr. Prasan C., and Mr. Vichien K. as the Auditors and determine the audit fee, to any 1 being authorized to conduct the audit and express an opinion on the financial statements of the Company | For | 0 | 0 | 234500 | 0 | |||||
| 6 | Re-elect Mr. Somphot Kanchanaporn as a Director, who retires | For | 234500 | 0 | 0 | 0 | |||||
| 7 | Re-elect Mr. Somboon Arayaskul as a Director, who retires | For | 234500 | 0 | 0 | 0 | |||||
| 8 | Re-elect Mr. Hideaki Tomiku as a Director, who retires | For | 234500 | 0 | 0 | 0 | |||||
| 9 | Re-elect Mr. Vinit Tangnoi as a Director, who retires | For | 234500 | 0 | 0 | 0 | |||||
| 10 | Elect Mr. Sahust Pratuknukul as a new Director to replace Mr. Apichart Dilogsopon | For | 0 | 0 | 234500 | 0 | |||||
| 11 | Approve the determination of the Directors' remuneration | For | 234500 | 0 | 0 | 0 | |||||
| 12 | Other matters [if any] | None | 0 | 0 | 234500 | 0 | |||||
| PACIFIC BASIN SHIPPING LTD | |||||||||||
| Security: | G68437139 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 22-Apr-2010 | |||||||||
| ISIN | BMG684371393 | Vote Deadline Date: | 12-Apr-2010 | ||||||||
| Agenda | 702340491 | Management | Total Ballot Shares: | 5590300 | |||||||
| Last Vote Date: | 13-Apr-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 672422 DUE TO SPLITTING OF RESOLUTION 3. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | Non Voting | ||||||||
| 2 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS. THANK YOU. | None | Non Voting | ||||||||
| 3 | Receive and adopt the audited financial statements and the reports of the Directors and the Auditors for the YE 31 DEC 2009 | For | 1099000 | 0 | 0 | 0 | |||||
| 4 | Declare a final dividend for the YE 31 DEC 2009 | For | 1099000 | 0 | 0 | 0 | |||||
| 5 | Re-elect Mr. Wang Chunlin as an Executive Director | For | 1099000 | 0 | 0 | 0 | |||||
| 6 | Re-elect Mr. Richard M. Hext as a Non-Executive Director | For | 1099000 | 0 | 0 | 0 | |||||
| 7 | Re-elect Mr. Patrick B. Paul as an Independent Non- Executive Director | For | 1099000 | 0 | 0 | 0 | |||||
| 8 | Re-elect Mr. Alasdair G. Morrison as an Independent Non- Executive Director | For | 1099000 | 0 | 0 | 0 | |||||
| 9 | Authorize the Board to fix the remuneration of the Directors | For | 1099000 | 0 | 0 | 0 | |||||
| 10 | Re-appoint Messrs. PricewaterhouseCoopers as the Auditors and authorize the Board to fix their remuneration | For | 1099000 | 0 | 0 | 0 | |||||
| 11 | Authorize the Directors of the Company, subject to this resolution, to allot, issue or otherwise deal with new shares of USD 0.10 each in the capital of the Company or securities convertible into shares, or options, warrants or similar rights to subscribe for any shares, and to make or grant offers, agreements, options and warrants which would or might require the exercise of such powers during and after the relevant period, not exceeding 10% of the aggregate nominal amount of the share capital of the company in issue at the date of passing this resolution, | For | 1099000 | 0 | 0 | 0 | |||||
| provided that any shares to be allotted and issued pursuant to the approval in this resolution above shall not be issued at a discount of more than 10% to the Benchmarked Price of the Shares and the said approval shall be limited accordingly, otherwise than pursuant to the shares issued as a result of a Rights Issue, the exercise of the subscription or conversion rights attaching to any warrants issued by the Company or the exercise of options granted under the long term incentive scheme of the Company or any scrip dividend providing for the allotment of shares in lieu of the whole or part of a dividend on shares; [Authority expires the earlier of the conclusion of the next AGM of the Company or the expiration of the period within which the next AGM of the Company is required by the Companies Act 1981 of Bermuda or the Company's Bye-laws to be held]; and the revocation or variation of the authority given under this resolution by an ordinary resolution of the shareholders in general meeting | |||||||||||
| 12 | Authorize the Directors of the Company, subject to this resolution, to purchase the shares on Stock Exchange or on any other stock exchange on which the shares may be listed and recognized for this purpose by the Securities and Futures Commission of Hong Kong and the Stock Exchange, not exceeding 10% of the aggregate nominal amount of the share capital of the Company in issue at the date of passing this resolution and the said approval shall be limited accordingly; [Authority expires the earlier of the conclusion of the next AGM of the Company or the expiration of the period within which the next AGM of the Company is required by the Companies Act 1981 of Bermuda or the Company's Bye-laws to be held]; and the revocation or variation of the authority given under this resolution by an ordinary resolution of the shareholders in general meeting | For | 1099000 | 0 | 0 | 0 | |||||
| 13 | Approve that the aggregate nominal amount of share capital allotted or agreed conditionally or unconditionally by the Directors of the Company pursuant to the ordinary resolution passed by the shareholders at a special general meeting of the Company held on 08 JUN 2005 to satisfy the Share Awards, shall during the relevant period not exceed 2% of the aggregate nominal amount of the share capital of the Company in issue as at the beginning of each FY [being 38,576,922 shares as at 01 JAN 2010]; [Authority expires | For | 1099000 | 0 | 0 | 0 | |||||
| the earlier of the conclusion of the next AGM of the Company or the expiration of the period within which the next AGM of the Company is required by the Companies Act 1981 of Bermuda or the Company's Bye-laws to be held]; and the revocation or variation of the authority given under this resolution by an ordinary resolution of the shareholders in general meeting | |||||||||||
| GLOW ENERGY PUBLIC CO LTD | |||||||||||
| Security: | Y27290124 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 26-Apr-2010 | |||||||||
| ISIN | TH0834010017 | Vote Deadline Date: | 22-Apr-2010 | ||||||||
| Agenda | 702355492 | Management | Total Ballot Shares: | 1018500 | |||||||
| Last Vote Date: | 15-Apr-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 673814 DUE TO RECEIPT OF DIRECTOR NAMES. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | Non Voting | ||||||||
| 2 | Approve the minutes of previous AGM | For | 814000 | 0 | 0 | 0 | |||||
| 3 | Acknowledge the 2009 Operating Results | For | 814000 | 0 | 0 | 0 | |||||
| 4 | Approve to accept the financial statements and statutory reports | For | 814000 | 0 | 0 | 0 | |||||
| 5 | Approve the allocation of income and payment of dividend of THB 1.823 per share | For | 814000 | 0 | 0 | 0 | |||||
| 6 | Grant authority for the issuance of debentures not exceeding THB 10 billion or its equivalent in other currency | For | 0 | 0 | 814000 | 0 | |||||
| 7 | Election of Dirk Anchiel Marc Beeuwsaert as a Director | For | 814000 | 0 | 0 | 0 | |||||
| 8 | Election of Guido Geeraerts as a Director | For | 814000 | 0 | 0 | 0 | |||||
| 9 | Election of Kovit Poshyananda as a Director | For | 814000 | 0 | 0 | 0 | |||||
| 10 | Election of Supapun Ruttanaporn as a Director | For | 814000 | 0 | 0 | 0 | |||||
| 11 | Election of Anchalee Chavanich as an Independent Director, amend names and number of Directors who have signing authority, and file amendment to ministry of commerce | For | 814000 | 0 | 0 | 0 | |||||
| 12 | Approve the remuneration of the Directors and the Audit Committee | For | 814000 | 0 | 0 | 0 | |||||
| 13 | Approve the Deloitte Touche Thomatsu Jaiyos Audit Co. Ltd. as the Auditors and authorize the Board to fix their remuneration | For | 814000 | 0 | 0 | 0 | |||||
| 14 | Other businesses (if any) | None | 0 | 0 | 814000 | 0 | |||||
| KINGBOARD CHEMICAL HOLDINGS LTD, GEORGE TOWN | |||||||||||
| Security: | G52562140 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 26-Apr-2010 | |||||||||
| ISIN | KYG525621408 | Vote Deadline Date: | 21-Apr-2010 | ||||||||
| Agenda | 702310121 | Management | Total Ballot Shares: | 1527000 | |||||||
| Last Vote Date: | 30-Mar-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ''IN FAVOR" OR "AGAINST" FOR ALL RESOLUTIONS. THANK YOU. | None | Non Voting | ||||||||
| 2 | Receive the audited financial statements and the Directors' report and the Independent Auditor's report thereon for the YE 31 DEC 2009 | For | 286000 | 0 | 0 | 0 | |||||
| 3 | Declare a final dividend | For | 286000 | 0 | 0 | 0 | |||||
| 4 | Re-elect Mr. Cheung Kwong Kwan as an Executive Director of the Company | For | 286000 | 0 | 0 | 0 | |||||
| 5 | Re-elect Mr. Chang Wing Yiu as an Executive Director of the Company | For | 286000 | 0 | 0 | 0 | |||||
| 6 | Re-elect Mr. Ho Yin Sang as an Executive Director of the Company | For | 286000 | 0 | 0 | 0 | |||||
| 7 | Re-elect Mr. Mok Cham Hung, Chadwick as an Executive Director of the Company | For | 286000 | 0 | 0 | 0 | |||||
| 8 | Authorize the Board of Directors of the Company to fix the Directors remuneration | For | 286000 | 0 | 0 | 0 | |||||
| 9 | Re-appoint the Auditor and authorize the Board of Directors to fix their remuneration | For | 286000 | 0 | 0 | 0 | |||||
| 10 | Authorize the Directors of the Company Directors , subject to this resolution to allot, issue and deal with additional shares of the Company Shares or securities convertible into Shares, or options, warrants or similar rights to subscribe for any Shares, and to make or grant offers, agreements and options which might require the exercise of such power be and is hereby generally and unconditionally during and after the end of the relevant period, not | For | 0 | 286000 | 0 | 0 | |||||
| exceeding 20% of the aggregate nominal amount of the issued share capital of the Company otherwise than pursuant to: i) a Rights Issue; ii) the exercise of rights of subscription or conversion under the terms of any warrants issued by the Company or any securities which are convertible into Shares; iii) the exercise of any option scheme or similar arrangement; or iv) any .CONTD.. | |||||||||||
| 11 | CONTD.. scrip dividend or similar arrangement providing for the allotment of Shares in lieu of the whole or part of a dividend on Shares in accordance with the Articles of Association of the Company ; Authority expires the earlier of the conclusion of the next AGM of the Company or the expiration of the period within which the next AGM of the Company is required by any applicable laws or the Articles of Association of the Company to be held | None | Non Voting | ||||||||
| 12 | Authorize the Directors of the Company "Directors" during the relevant period to repurchase shares of the Company "Shares" or securities convertible into Shares on The Stock Exchange of Hong Kong Limited "Stock Exchange" or on any other stock exchange on which the securities of the Company may be listed and recognized for this purpose by the Securities and Futures Commission of Hong Kong and the Stock Exchange under the Hong Kong Code on share repurchases and, subject to and in accordance with all applicable laws and regulations, the aggregate nominal amount of the securities which may be repurchased by the Company pursuant to this Resolution during the relevant period shall not exceed 10% of the aggregate nominal amount of the share capital of the Company in issue at the date of the passing ..CONTD. | For | 286000 | 0 | 0 | 0 | |||||
| 13 | CONTD.. of this Resolution and the approval granted under this Resolution shall be limited accordingly; Authority expires the earlier of the conclusion of the next AGM of the Company or the expiration of the period within which the next AGM of the Company is required by any applicable laws or the Articles of Association of the Company to be held | None | Non Voting | ||||||||
| 14 | Approve, conditional upon the passing of Resolutions 5A and 5B as specified, the general mandate granted to the Directors of the Company to allot, issue or otherwise deal with shares of the Company pursuant to Resolution 5A above be extended by the addition to the aggregate nominal amount of the shares of the Company of an amount representing the aggregate nominal amount of the share capital of the Company repurchased by the Company under the authority granted pursuant to Resolution 5B above, provided that such amount shall not exceed 10% of the aggregate nominal amount of the share capital of the Company in issue at the date of the passing of this resolution | For | 286000 | 0 | 0 | 0 | |||||
| INDOFOOD AGRI RES LTD | |||||||||||
| Security: | Y3974E108 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 29-Apr-2010 | |||||||||
| ISIN | SG1U47933908 | Vote Deadline Date: | 23-Apr-2010 | ||||||||
| Agenda | 702345340 | Management | Total Ballot Shares: | 1016000 | |||||||
| Last Vote Date: | 19-Apr-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | Receive and adopt the Directors' report and accounts for the YE 31 DEC 2009 and the Auditors' report thereon | For | 1016000 | 0 | 0 | 0 | |||||
| 2 | Approve the Directors' fees of SGD 285,000 for the YE 31 DEC 2009 | For | 1016000 | 0 | 0 | 0 | |||||
| 3 | Re-election of Mr. Goh Kian Chee as a Director, who retires under Article 117 of the Company's Articles of Association | For | 1016000 | 0 | 0 | 0 | |||||
| 4 | Re-election of Mr. Hendra Susanto as a Director, who retires under Article 117 of the Company's Articles of Association | For | 1016000 | 0 | 0 | 0 | |||||
| 5 | Re-election of Mr. Axton Salim as a Director, who retires under Article 117 of the Company's Articles of Association | For | 1016000 | 0 | 0 | 0 | |||||
| 6 | Re-election of Mr. Suaimi Suriady as a Director, who retires under Article 117 of the Company's Articles of Association | For | 1016000 | 0 | 0 | 0 | |||||
| 7 | Re-appointment of Messrs. Ernst & Young LLP as the Company's Auditors and authorise the Directors to fix their remuneration | For | 1016000 | 0 | 0 | 0 | |||||
| 8 | Authorize the Directors of the Company to: i) issue shares in the Company (Shares) whether by way of rights, bonus or otherwise; and/or make or grant offers, agreements or options (collectively, Instruments) that might or would require Shares to be issued during the continuance of this authority or thereafter, including but not limited to the creation and issue of (as well as adjustments to) warrants, debentures or other instruments convertible into Shares, at any time and upon such terms and conditions and for such purposes and to such persons as the Directors may, in their absolute discretion, deem fit; and (ii) issue Shares in pursuance of any instrument made or CONTD. | For | 0 | 1016000 | 0 | 0 | |||||
| 9 | CONTD. granted by the directors while such authority was in force (notwithstanding that such issue of Shares pursuant to the instruments may occur after the expiration of the authority contained in this resolution), provided that: (iii) the aggregate number of the Shares to be issued pursuant to such authority (including the Shares to be issued in pursuance of Instruments made or granted pursuant to such authority), does not exceed 50% (unless this resolution applies) of the total number of issued Shares (as calculated in accordance with this resolution), and provided further that where shareholders of the Company (Shareholders) are not given the opportunity to participate in the CONTD. | None | Non Voting | ||||||||
| 10 | CONTD. same on a pro-rata basis (non pro-rata basis), then the Shares to be issued under such circumstances (including the Shares to be issued in pursuance of instruments made or granted pursuant to such authority) shall not exceed 20% of the total number of issued Shares (as calculated in accordance with this resolution); (iv) (subject to such manner of calculation as may be prescribed by the Singapore Exchange Securities Trading Limited (the SGX-ST)) for the purpose of determining the aggregate number of the Shares that may be issued under this resolution, the total number of issued Shares shall be based on the total number of issued Shares of the Company (excluding treasury CONTD. | None | Non Voting | ||||||||
| 11 | CONTD. shares) at the time such authority was conferred, after adjusting for: (aa) new Shares arising from the conversion or exercise of any convertible securities; (bb) new Shares arising from exercising share options or the vesting of share awards which are outstanding or subsisting at the time such authority was conferred; and (cc) any subsequent bonus issue, consolidation or subdivision of the Shares; and, in relation to an instrument, the number of Shares shall be taken to be that number as would have been issued had the rights therein been fully exercised or effected on the date of the making or granting of the Instrument; (v) the 50% limit in this resolution may be increased to CONTD. | None | Non Voting | ||||||||
| 12 | CONTD. 100% for issues of Shares and/or Instruments by way of a renounceable rights issue where Shareholders are given the opportunity to participate in the same on a pro- rata basis; and Authority expires the earlier of the conclusion of the next AGM of the Company or the date by which the next AGM of the Company is required by law to be held | None | Non Voting | ||||||||
| 13 | Authorize the Directors of the Company, subject to and pursuant to the share issue mandate in Resolution 5 being obtained and in force, to issue Shares on a non pro-rata basis at a discount of not more than 20% to the weighted average price of the Shares for trades done on the SGX-ST (calculated in the manner as may be prescribed by the SGX-ST); an Authority expires until 31 DEC 2010 or such later date as may be permitted by the SGX-ST | For | 0 | 1016000 | 0 | 0 | |||||
| 14 | Authorize, for the purposes of Chapter 9 of the Listing Manual of the SGX-ST, the Company and its Subsidiaries and associated Companies (if any) that are entities at risk (as the term is used in Chapter 9), or any of them, to enter into any of the transactions falling within the types of Interested Person Transactions as specified in the Company's Addendum to Shareholders dated 06 APR 2010 (being an addendum to the annual report of the Company for the FYE 31 DEC 2009) (the Addendum) with any party who is of the class of Interested Persons described in the Addendum provided that such transactions are made at arm's length, on normal commercial terms and CONTD. | For | 1016000 | 0 | 0 | 0 | |||||
| 15 | CONTD. are not prejudicial to the interests of the Company and its minority Shareholders and in accordance with the review procedures for such Interested Person Transactions as specified in the Addendum (the Shareholders' Mandate); Authority expires the earlier of the conclusion of the next AGM of the Company is held or is required by law to be held ; and authorize the Audit Committee of the Company to take such action as it deems proper in respect of procedures and/or to modify or implement such procedures as may be necessary to take into consideration CONTD. | None | Non Voting | ||||||||
| 16 | CONTD. any amendment to Chapter 9 of the Listing Manual of the SGX-ST which may be prescribed by the SGX-ST from time to time; and authorize the Directors of the Company to complete and do all such acts and things (including executing all such documents as may be required) as they may consider expedient or necessary or in the interests of the Company to give effect to the Shareholders' Mandate and/or this Resolution | None | Non Voting | ||||||||
| 17 | Authorize the Directors of the Company, for the purposes of Sections 76C and 76E of the Companies Act, Chapter 50 (the Companies Act), to purchase or otherwise acquire issued and fully paid ordinary shares in the Company (the Shares) not exceeding in aggregate the Prescribed Limit (10% of the total number of issued shares of the CCompany), at such price or prices as may be determined | For | 0 | 1016000 | 0 | 0 | |||||
| by the Directors of the Company from time to time up to the Maximum Price (in the case of Market purchase, 105% of the averge closing price; and in case of an off-market purchase, 110% of the average price), whether by way of: (i) market purchases (each a Market Purchase) on the Singapore Exchange Securities Trading Limited (SGX-ST); and/or (ii) off-market purchases (each an Off-Market Purchase) effected otherwise than on the SGX-ST in CONTD. | |||||||||||
| 18 | CONTD. accordance with any equal access scheme(s) as may be determined or formulated by the Directors of the Company as they consider fit, which scheme(s) shall satisfy all the conditions prescribed by the Companies Act, and otherwise in accordance with all other laws, regulations and listing rules of the SGX-ST as may for the time being be applicable, generally and unconditionally (the Share Purchase CONTD. | None | Non Voting | ||||||||
| 19 | CONTD. Mandate); Authority expires the earlier of the date on which the next AGM of the Company is held or the date by which the next AGM of the Company is required by law to be held or the date on which purchases or acquisitions of Shares are carried out to the full extent mandated ; and to complete and do all such acts and things (including executing such documents as may be required) as they may consider expedient or necessary to give effect to the transactions contemplated by this Resolution | None | Non Voting | ||||||||
| 20 | Transact any other business | None | Non Voting | ||||||||
| STRAITS ASIA RES LTD | |||||||||||
| Security: | Y81705108 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 30-Apr-2010 | |||||||||
| ISIN | SG1U11932563 | Vote Deadline Date: | 26-Apr-2010 | ||||||||
| Agenda | 702369934 | Management | Total Ballot Shares: | 901000 | |||||||
| Last Vote Date: | 22-Apr-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | Receive and adopt the Directors' report and the Audited accounts of the Company for the YE 31 DEC, 2009 together with the Auditors' report thereon | For | 901000 | 0 | 0 | 0 | |||||
| 2 | Declare a final dividend of 2.03 US cents per share equivalent to approximately 2.85 Singapore cents per share , tax exempt for the YF 31 DEC 2009 | For | 901000 | 0 | 0 | 0 | |||||
| 3 | Re-election of Dr. Chitrapongse Kwangsukstith as a Director of the Company, who retires pursuant to Article 100 of the Company's Articles of Association | For | 901000 | 0 | 0 | 0 | |||||
| 4 | Re-election of Mr. Apisit Rujikeatkamjorn as a Director of the Company, who retires pursuant to Article 100 of the Company's Articles of Association | For | 901000 | 0 | 0 | 0 | |||||
| 5 | Re-election of Mr. Han Eng Juan as a Director of the Company, who retires pursuant to Article 94 of the Company's Articles of Association | For | 901000 | 0 | 0 | 0 | |||||
| 6 | Re-election of Mr. Michael Gibson as a Director of the Company, who retires pursuant to Article 94 of the Company's Articles of Association | For | 901000 | 0 | 0 | 0 | |||||
| 7 | Approve the payment of Directors' fees of up to SGD 600,000 payable by the Company for the YE 31 DEC, 2010 | For | 901000 | 0 | 0 | 0 | |||||
| 8 | Re-appoint Messrs. PricewaterhouseCoopers LLP as the Company's Auditors and authorize the Directors to fix their remuneration | For | 901000 | 0 | 0 | 0 | |||||
| 9 | Transact any other business | None | Non Voting | ||||||||
| 10 | Authorize the Directors of the Company, pursuant to Section 161 of the companies act, cap.50 ca and the rules, guidelines and measures issued by the Singapore Exchange Securities Trading Limited SGX-ST , to allot and issue shares up to 50% of issued shares in the capital of the Company, i shares in the capital of the capital; or ii convertible securities; or iii additional convertible securities issued pursuant to adjustments; or iv shares arising from | For | 0 | 901000 | 0 | 0 | |||||
| the conversion of the securities in ii and iii above, whether by way of rights, bonus or otherwise or in pursuance of any offer, agreement or option made or granted by the Directors during the continuance of this authority or thereafter at any time and upon such terms and conditions and for such purposes and to such persons as the Directors may in their CONTD.. | |||||||||||
| 11 | ..CONTD absolute discretion deem fit notwithstanding the authority conferred by this resolution may have ceased to be in force ; the aggregate number of shares to be issued pursuant to this resolution including shares to be issued in pursuance of convertible securities made or granted pursuant to this resolution does not exceed 50% of the total number of issued shares excluding treasury shares in the capital of the Company as calculated in accordance with sub-paragraph (2) below Issued Shares , provided that the aggregate number of shares to be issued other than on a pro rata basis to Shareholders of the Company including shares to be issued in pursuance of convertible securities made or granted pursuant to this resolution does not exceed 20% of the total number of Issued Shares; subject to such manner CONTD.. | None | Non Voting | ||||||||
| 12 | ..CONTD of calculation as may be prescribed by the SGX- ST for the purpose of determining the aggregate number of shares that may be issued under sub-paragraph (1) above, the percentage of Issued Shares shall be based on the total number of issued shares excluding treasury shares in the capital of the Company at the time this resolution is passed, after adjusting for: (i) new shares arising from the conversion or exercise of any convertible securities; (ii) where applicable new shares arising from exercising share options or vesting of share awards outstanding or subsisting at the time of the passing of this resolution, provided the options or awards were granted in compliance with the Listing Manual; and (iii) any subsequent bonus issue, consolidation or subdivision of shares; in exercising the authority conferred CONTD.. | None | Non Voting | ||||||||
| 13 | ..CONTD by this resolution, the Company shall comply with the rules, guidelines and measures issued by the SGX-ST for the time being in force unless such compliance has been waived by the SGX-ST and the Articles of Association for the time being of the Company; 4 50% limit in sub- paragraph (1) above may be increased to 100% for the Company to undertake renounceable pro rata rights issues at any time up to 31 DEC 2010 or such other date as may be determined by the SGX-ST; Authority expires the earlier of the conclusion of the next AGM of the Company or the date by which the next AGM of the Company is required by law to be held | None | Non Voting | ||||||||
| 14 | Authorize the Directors, subject to and pursuant to the share issue mandate in Resolution 9 above being obtained, to issue new shares in the capital of the Company other than on a pro-rata basis to shareholders of the Company at an issue price per new share which shall be determined by the Directors in their absolute discretion in accordance with the requirements of the SGX-ST, and during the period up to 31 DEC 2010 or such other date as may be determined by the SGX-ST, such price may represent up to a 20% discount to the weighted average price per share determined in accordance with the requirements of the SGX-ST | For | 0 | 901000 | 0 | 0 | |||||
| 15 | Authorize the Directors of the Company, pursuant to Section 161 of the CA, to offer and grant options under the rules of the Option Plan and to issue from time to time such number of shares in the capital of the Company as may be required to be issued pursuant to the exercise of the options granted under the Option Plan, and that such shares may be issued notwithstanding this authority has ceased to be in force so long as the shares are issued pursuant to an offer or grant of options made while this authority was in force, provided always that the aggregate number of shares to be issued under the Option Plan and all other share option, share incentive, performance share or restricted share plans implemented by the Company shall not exceed 15% of the issued shares in the capital of the Company CONTD.. | For | 0 | 901000 | 0 | 0 | |||||
| 16 | ..CONTD excluding treasury shares for the time being | None | Non Voting | ||||||||
| DENWAY MTRS LTD | |||||||||||
| Security: | Y2032Y106 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 11-May-2010 | |||||||||
| ISIN | HK0203009524 | Vote Deadline Date: | 06-May-2010 | ||||||||
| Agenda | 702394583 | Management | Total Ballot Shares: | 11792000 | |||||||
| Last Vote Date: | 30-Apr-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 670252 DUE TO ADDITION OF RESOLUTION. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | Non Voting | ||||||||
| 2 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | Non Voting | ||||||||
| 3 | Receive the Audited financial statements and the report of the Directors and the Independent Auditor's report for the YE 31 DEC 2009 | For | 2478000 | 0 | 0 | 0 | |||||
| 4 | Declare a final dividend | For | 2478000 | 0 | 0 | 0 | |||||
| 5 | Re-elect Mr. Zhang Fangyou as the Director | For | 2478000 | 0 | 0 | 0 | |||||
| 6 | Re-elect Mr. LI Tun as the Director | For | 2478000 | 0 | 0 | 0 | |||||
| 7 | Re-elect Mr. FU Shoujie as the Director | For | 2478000 | 0 | 0 | 0 | |||||
| 8 | Re-elect Mr. Lee Ka Lun as the Director | For | 2478000 | 0 | 0 | 0 | |||||
| 9 | Authorize the Board of Directors to fix the remuneration of the Directors | For | 2478000 | 0 | 0 | 0 | |||||
| 10 | Re-appoint Auditor and authorize the Board of Directors to fix the remuneration | For | 2478000 | 0 | 0 | 0 | |||||
| 11 | Authorize the Directors of the Company, subject to paragraph (ii) during the Relevant Period [as specified] to repurchase shares in the capital of the Company on the Stock Exchange of Hong Kong Limited or on any other Stock Exchange on which the shares of the Company may be listed and recognized by the Securities and Futures Commission and the Stock Exchange for this purpose, subject to and in accordance with all applicable laws and the requirements of the Rules Governing the Listing of Securities on the Stock Exchange or of any other stock exchange as amended from time to time; the aggregate | For | 2478000 | 0 | 0 | 0 | |||||
| nominal amount of shares of the Company to be repurchased by the Company pursuant to the approval in paragraph [i] of this Resolution shall not exceed 10% of the aggregate nominal amount of the issued share capital of the Company at the date of the passing of this resolution and the said approval shall be limited accordingly; [Authority expires at the conclusion of the next AGM of the Company or the expiration of the period within which the next AGM of the Company is required by law to be held] | |||||||||||
| 12 | Authorize the Directors of the Company, subject to paragraph [iii] during or after the relevant period as specified to allot, issue and deal with additional shares in the capital of the Company and to make and grant offers, agreements and options [including warrants, bonds, debentures, notes and other securities which carry rights to subscribe for or are convertible into shares of the Company] which would or might require shares to be allotted be and is hereby generally and unconditionally approved; the aggregate nominal amount of share capital allotted or agreed conditionally or unconditionally to be allotted [whether pursuant to an option or otherwise] by the directors of the Company pursuant to the approval in paragraph [i] of this Resolution, otherwise than pursuant to [a] a Rights Issue [as specified]; or [b] an issue of shares upon the exercise of subscription rights under any option scheme or similar arrangement for the time being adopted for the grant or issue to the grantees as specified in such scheme or similar arrangement of shares or rights to acquire shares of the Company; or [c] any issue of shares pursuant to the exercise of rights of subscription or conversion under the terms of any existing warrants, bonds, debentures, notes and other securities of the Company which carry rights to subscribe for or are convertible into shares of the Company; or [d] an issue of shares pursuant to any scrip dividend or similar arrangement providing for the allotment of shares in lieu of the whole or part of the dividend on shares of the Company in accordance with the articles of association of the Company, shall not exceed 20% of the aggregate nominal amount of the issued share capital of the Company at the date of the passing of this Resolution and the said approval shall be limited accordingly; [Authority expires at the conclusion of the next AGM of the Company or the expiration of the period within which the next AGM of the Company is required by law to be held] | For | 0 | 2478000 | 0 | 0 | |||||
| 13 | Approve, conditional upon the passing of the ordinary resolutions in items 5 and 6 in the notice convening this meeting, the general mandate granted to the Directors of the Company to exercise the powers of the Company to allot, issue and deal with any additional shares of the Company pursuant to ordinary resolution in item 6 of the notice convening this meeting be and is hereby extended by the addition thereto of an amount representing the aggregate nominal amount of the share capital of the Company repurchased by the Company under the authority granted pursuant to ordinary resolution in item 5 of the notice convening this meeting, provided that such extended amount shall not exceed 10% of the aggregate nominal amount of the issued share capital of the Company at the date of the passing of this resolution | For | 0 | 2478000 | 0 | 0 | |||||
| CHINA MOBILE LTD | |||||||||||
| Security: | Y14965100 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 12-May-2010 | |||||||||
| ISIN | HK0941009539 | Vote Deadline Date: | 07-May-2010 | ||||||||
| Agenda | 702350327 | Management | Total Ballot Shares: | 899500 | |||||||
| Last Vote Date: | 04-May-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | Non Voting | ||||||||
| 2 | Receive and consider the Audited financial statements and the Reports of the Directors and Auditors of the Company and its subsidiaries for the YE 31 DEC 2009 | For | 110500 | 0 | 0 | 0 | |||||
| 3 | Approve to declare a final dividend for the YE 31 DEC 2009 | For | 110500 | 0 | 0 | 0 | |||||
| 4 | Re-election of Li Yue as a Director | For | 110500 | 0 | 0 | 0 | |||||
| 5 | Re-election of Lu Xiangdong as a Director | For | 110500 | 0 | 0 | 0 | |||||
| 6 | Re-election of Xin Fanfei as a Director | For | 110500 | 0 | 0 | 0 | |||||
| 7 | Re-election of Frank Wong Kwong Shing as a Director | For | 110500 | 0 | 0 | 0 | |||||
| 8 | Re-appointment of Messrs. KPMG as the Auditors and to authorise the Directors to fix their remuneration | For | 110500 | 0 | 0 | 0 | |||||
| 9 | Authorize the Directors during the relevant period of all the powers of the Company to purchase shares of HKD 0.10 each in the capital of the Company including any form of depositary receipt representing the right to receive such shares Shares ; and the aggregate nominal amount of shares which may be purchased on The Stock Exchange of Hong Kong Limited or any other stock exchange on which securities of the Company may be listed and which is recognized for this purpose by the Securities and Futures Commission of Hong Kong and The Stock Exchange of Hong Kong Limited shall not exceed or represent more than 10% of the aggregate nominal amount of the share capital of the Company in issue at the date of passing this resolution, and the said approval shall be limited accordingly; CONTD.. | For | 110500 | 0 | 0 | 0 | |||||
| 10 | CONTD.. Authority expires earlier at the conclusion of the next AGM of the meeting or the expiration of period within which the next AGM of the Company is required by law to be held | None | Non Voting | ||||||||
| 11 | Authorize the Directors to exercise full powers of the Company to allot, issue and deal with additional shares in the Company including the making and granting of offers, agreements and options which might require shares to be allotted, whether during the continuance of such mandate or thereafter provided that, otherwise than pursuant to (i) a rights issue where shares are offered to shareholders on a fixed record date in proportion to their then holdings of shares; (ii) the exercise of options granted under any share option scheme adopted by the Company; (iii) any scrip dividend or similar arrangement providing for the allotment of shares in lieu of the whole or part of a dividend in accordance with the Articles of Association of the Company, the aggregate nominal amount of the shares allotted shall not exceed the CONTD.. | For | 0 | 110500 | 0 | 0 | |||||
| 12 | CONTD.. aggregate of: (a) 20% of the aggregate nominal amount of the share capital of the Company in issue at the date of passing this resolution, plus (b) if the Directors are so authorized by a separate ordinary resolution of the shareholders of the Company the nominal amount of the share capital of the Company repurchased by the Company subsequent to the passing of this resolution up to a maximum equivalent to 10% of the aggregate nominal amount of the share capital of the Company in issue at the date of passing this Resolution ; Authority expires earlier at the conclusion of the next AGM of the meeting or the expiration of period within which the next AGM of the Company is required by law to be held | None | Non Voting | ||||||||
| 13 | Authorize the Directors of the Company to exercise the powers of the Company referred to in the resolution as specified in item 6 in the notice of this meeting in respect of the share capital of the Company as specified | For | 0 | 110500 | 0 | 0 | |||||
| DIGI.COM BHD | |||||||||||
| Security: | Y2070F100 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 13-May-2010 | |||||||||
| ISIN | MYL6947OO005 | Vote Deadline Date: | 07-May-2010 | ||||||||
| Agenda | 702385938 | Management | Total Ballot Shares: | 202400 | |||||||
| Last Vote Date: | 04-May-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | Receive and adopt the audited financial statements of the Company for the FYE 31 DEC 2009 and the Directors' and Auditors' reports thereon | For | 166700 | 0 | 0 | 0 | |||||
| 2 | Re-elect Dato' Ab. Halim Bin Mohyiddin as the Director of the Company, who retires under Article 98(A) of the Articles of Association of the Company | For | 166700 | 0 | 0 | 0 | |||||
| 3 | Re-elect Eirik Boerve Monsen as a Director, who retires under Article 98(E) of the Articles of Association of the Company | For | 166700 | 0 | 0 | 0 | |||||
| 4 | Re-elect Hakon Bruaset Kjol as a Director, who retires under Article 98(E) of the Articles of Association of the Company | For | 166700 | 0 | 0 | 0 | |||||
| 5 | Re-appoint Messrs Ernst & Young as the Auditors of the Company and authorize the Directors to fix their remuneration | For | 166700 | 0 | 0 | 0 | |||||
| 6 | Authorize the Company and its subsidiaries, subject to the provisions of the Listing Requirements of Bursa Malaysia Securities Berhad, and its subsidiaries, to enter into recurrent related party transactions of a revenue or trading nature with Telenor and persons connected with Telenor as specified in Section 2.3 of the circular to shareholders dated 20 APR 2010, which are necessary for the day-to-day operations and/or in the ordinary course of business of the Company and its subsidiaries on terms not more favorable to the related parties than those generally available to the public and are not detrimental to the ..CONTD | For | 166700 | 0 | 0 | 0 | |||||
| 7 | ..CONTD minority shareholders of the Company and that such approval shall continue to be in force until: Authority expires the earlier of the conclusion of the next AGM of the Company or the expiration of the period within which the next AGM after the date it is required to be held pursuant to Section 143 1 of the Companies Act, 1965 but shall not extend to such extension as may be allowed pursuant to Section 143 2 of the Companies Act, 1965 to complete and to do all such acts and things including executing such documents as may be required to give effect to the transactions | None | Non Voting | ||||||||
| SHENZHEN EXPWY CO | |||||||||||
| Security: | Y7741B107 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 14-May-2010 | |||||||||
| ISIN | CNE100000478 | Vote Deadline Date: | 06-May-2010 | ||||||||
| Agenda | 702315070 | Management | Total Ballot Shares: | 6918000 | |||||||
| Last Vote Date: | 30-Apr-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | Approve the report of the Directors for the year 2009 | For | 1714000 | 0 | 0 | 0 | |||||
| 2 | Approve the report of the Supervisory Committee for the year 2009 | For | 1714000 | 0 | 0 | 0 | |||||
| 3 | Approve the audited accounts for the year 2009 | For | 1714000 | 0 | 0 | 0 | |||||
| 4 | Approve the proposed distribution scheme of profits for the year 2009 including declaration of final dividend | For | 1714000 | 0 | 0 | 0 | |||||
| 5 | Approve the budget report for the year 2010 | For | 1714000 | 0 | 0 | 0 | |||||
| 6 | Re-appoint Messrs. PricewaterhouseCoopers Certified Public Accountants, Hong Kong as the International Auditors and PricewaterhouseCoopers Zhong Tian CPAs Company Ltd. as the Statutory Auditors of the Company for 2010 at the annual audit fees of RMB 3,400,000 in total | For | 1714000 | 0 | 0 | 0 | |||||
| 7 | Authorize the Board of Directors to provide credit or mortgage/pledge counter-guarantee for the domestic commercial bank which provides guarantee for the Company or wholly-owned subsidiaries of the Company not exceeding RMB 500 million in aggregate, the counter- guarantee shall cover the potential loss and expenses of the bank providing guarantee which might arise from fulfilling the obligations under the guarantee; and authorize the Board of Directors or any two Directors of the Company duly authorized by the Board of Directors to handle all the matters relating to the counter-guarantee, including but not limited to deciding the specific terms of and executing the counter-guarantee agreement | For | 1714000 | 0 | 0 | 0 | |||||
| 8 | Authorize the Board of Directors of the Company, of a general mandate to issue debentures denominated in Renminbi, in one or more tranches, including but not limited to medium term notes, short-term commercial paper, asset- backed commercial paper, corporate bonds etc. from the date on which this resolution is approved to the date on which the 2010 AGM is held with a maximum outstanding repayment amount of the debentures to be issued under this general mandate not exceeding RMB 3 billion in aggregate and the issue size for each category of debentures not exceeding the limit of that category of debentures that may be issued under relevant national laws and regulations be approved; CONTD. | For | 1714000 | 0 | 0 | 0 | |||||
| 9 | CONTD. authorize the Board of Directors or any two Directors of the Company to determine and approve the specific terms, conditions and related matters of the debentures to be issued under the general mandate according to the needs of the Company and the market condition and to prepare and execute all necessary documents, and make all necessary arrangement for the implementation of the issue and listing if applicable of relevant debentures | None | Non Voting | ||||||||
| CHEN HSONG HOLDINGS LTD | |||||||||||
| Security: | G20874106 | Meeting Type: | Special General Meeting | ||||||||
| Ticker: | Meeting Date: | 20-May-2010 | |||||||||
| ISIN | BMG208741063 | Vote Deadline Date: | 17-May-2010 | ||||||||
| Agenda | 702412367 | Management | Total Ballot Shares: | 4128000 | |||||||
| Last Vote Date: | 17-May-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR BELOW RESOLUTION. THANK YOU. | None | Non Voting | ||||||||
| 2 | Approve the agreement dated 16 APR 2010 entered into between Chen Hsong Marketing International Limited as vendor and Chen Hsong Investments Limited as purchaser the Agreement, a copy of which is produced to the meeting marked A and initialled by the Chairman of the meeting for the purpose of identification for the sale and purchase of the sale shares as defined in the circular of the Company dated 4 MAY 2010, a copy of which is produced to the meeting marked B and initialled by the Chairman of the meeting for the purpose of identification and all transactions contemplated there under or in connection therewith and any other agreements or documents in connection therewith be and are hereby approved, confirmed and ratified; and authorize any 1 Director and the Company CONTD. | For | 618000 | 0 | 0 | 0 | |||||
| 3 | CONTD. Secretary of the Company or any other persons by the Board of Directors of the Company, on behalf of the Company to execute together with the common seal of the Company to be affixed thereto, if necessary all such other documents and agreements and do all such acts and things as he or she or they may in his or her or their absolute discretion consider to be necessary, desirable, appropriate or expedient to implement and give effect to the agreement and the transactions contemplated there under and all matters incidental to, ancillary to or in connection with the agreement CONTD. | None | Non Voting | ||||||||
| 4 | CONTD. and or any further agreement or document as mentioned in paragraph (a) of this resolution and or the transactions contemplated there under and all other matters incidental thereto, including agreeing and making any modifications, amendments, waivers, variations or extensions of the agreement and or any further agreement or document as mentioned in paragraph (a) of this resolution and or the transactions contemplated there under | None | Non Voting | ||||||||
| CNOOC LTD | |||||||||||
| Security: | Y1662W117 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 20-May-2010 | |||||||||
| ISIN | HK0883013259 | Vote Deadline Date: | 17-May-2010 | ||||||||
| Agenda | 702363499 | Management | Total Ballot Shares: | 6961000 | |||||||
| Last Vote Date: | 17-May-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | Receive and approve the audited statement of accounts together with the report of the Directors and Independent Auditors report thereon for the YE 31 DEC 2009 | For | 772000 | 0 | 0 | 0 | |||||
| 2 | Declare a final dividend for the YE 31 DEC 2009 | For | 772000 | 0 | 0 | 0 | |||||
| 3 | Re-election of Mr. Tse Hau Yin, Aloysius as an Independent Non-Executive Director | For | 772000 | 0 | 0 | 0 | |||||
| 4 | Re-election of Mr. Zhou Shouwei as an Non-executive Director | For | 772000 | 0 | 0 | 0 | |||||
| 5 | Re-election of Mr. Yang Hua as an Executive Director | For | 772000 | 0 | 0 | 0 | |||||
| 6 | Authorize the Board of Directors to fix the remuneration of each of the Directors | For | 772000 | 0 | 0 | 0 | |||||
| 7 | Reelection of Mr. Chiu Sung Hong as Independent Non- Executive Director and authorize the Board of Directors to fix his remuneration | For | 772000 | 0 | 0 | 0 | |||||
| 8 | Re-appointment the Company's Independent Auditor and authorize the Board of Directors to fix their remuneration | For | 772000 | 0 | 0 | 0 | |||||
| 9 | Approve to grant a general mandate to the Directors to repurchase shares in the capital of the Company not exceeding 10% of the share captial of the Company in issue as at the date of passing of this resolution | For | 772000 | 0 | 0 | 0 | |||||
| 10 | Approve to grant a general mandate to the Directors to allot, issue and deal with additional shares in the capital of the Company not exceeding 20% of the share captial of the Company in issue as at the date of passing of this resolution | For | 0 | 772000 | 0 | 0 | |||||
| 11 | Approve to grant a general mandate to the Directors to allot, issue and deal with shares in the capital of the Company by the aggregate number of shares repurchased, which shall not exceeding 10% of the share captial of the Company in issue as at the date of passing of this resolution | For | 0 | 772000 | 0 | 0 | |||||
| 12 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | Non Voting | ||||||||
| 13 | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF CONSERVATIVE RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | Non Voting | ||||||||
| PETROCHINA CO LTD | |||||||||||
| Security: | Y6883Q104 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 20-May-2010 | |||||||||
| ISIN | CNE1000003W8 | Vote Deadline Date: | 12-May-2010 | ||||||||
| Agenda | 702358715 | Management | Total Ballot Shares: | 11252000 | |||||||
| Last Vote Date: | 06-May-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | Receive the report of the Board of Directors of the Company for the year 2009 | For | 1490000 | 0 | 0 | 0 | |||||
| 2 | Receive the report of the Supervisory Committee of the Company for the year 2009 | For | 1490000 | 0 | 0 | 0 | |||||
| 3 | Approve the Audited Financial Statements of the Company for the year 2009 | For | 1490000 | 0 | 0 | 0 | |||||
| 4 | Approve the declaration and payment of the final dividends for the YE 31 DEC 2009 in the amount and in the manner recommended by the Board of Directors | For | 1490000 | 0 | 0 | 0 | |||||
| 5 | Authorize the Board of Directors to determine the distribution of interim dividends for the year 2010 | For | 1490000 | 0 | 0 | 0 | |||||
| 6 | Approve the continuation of appointment of PricewaterhouseCoopers, Certified Public Accountants, as the International Auditors of the Company and PricewaterhouseCoopers Zhong Tian CPAs Company Limited, Certified Public Accountants, as the Domestic Auditors of the Company, for the year 2010 and authorize the Board of Directors to fix their remuneration | For | 1490000 | 0 | 0 | 0 | |||||
| 7 | Approve the transaction as contemplated in the Subscription Agreement entered into between the Company, China Petroleum Finance Co., Ltd and China National Petroleum Corporation dated 25 MAR 2010 | For | 1490000 | 0 | 0 | 0 | |||||
| 8 | Authorize the Board of Directors, granted an unconditional general mandate to separately or concurrently issue, allot and deal with additional domestic shares and overseas listed foreign shares of the Company in accordance with the status quo of the market, including to decide on the class and number of shares to be issued; the pricing mechanism and/or the issue price (or the range of issue price); the opening and closing date and time of such issue; the class and number of shares to be issued and allotted to current shareholders of the Company; and/or to | For | 0 | 1490000 | 0 | 0 | |||||
| make any proposals, enter into any agreements or grant any share options or conversion rights which may invo ve the exercise of the power mentioned above; the number of the domestic shares and overseas listed foreign shares issued and allotted or agreed conditionally or unconditionally to be issued and allotted whether or CONTD | |||||||||||
| 9 | CONTD not by way of the exercise of share options, conversion rights or by any other means in accordance with (a) above shall not exceed 20% of each of the existing domestic shares and overseas listed foreign shares of the Company in issue as at the date of this resolution; (c) the Board of Directors may make any proposals, enter into any agreements or grant any share options or conversion rights which may invoke the exercise, after the expiry of the relevant period of this mandate, of the power mentioned above; Authority expire after the 12 month period following the passing of this resolution ; and to make such amendments to the Articles of Association of the Company as it thinks fit so as to reflect the increased registered share capital and the new capital structure of the Company by reference to the manner of the allotment and issuance, class and number of shares of the Company allotted and issued, as well as the capital | None | Non Voting | ||||||||
| 10 | CONTD of the Company alter such allotment and issuance; and to execute and do or procure to be executed and done, all such documents, deeds and things as it may consider necessary in connection with the issue of such shares so long as the same does not contravene and laws, rules, regulations or listing rules of the stock exchanges on which the shares of the Company are listed, and the Articles of Association of the Company; in order to facilitate the issuance of shares in accordance with this resolution in a timely manner, to establish a special committee of the Board of Directors comprising Jiang Jiemin, Zhou Jiping and Wang Guoliang and to authorise such committee to exercise all such power granted to the Board of Directors to execute and do all such documents, deeds and things as it may consider necessary in connection with the issue of such shares contingent on the passing of sub-paragraphs (a) to (f) of this resolution an | None | Non Voting | ||||||||
| 11 | CONTD the relevant period of this mandate; the Board of Directors and the special committee of the Board of Directors will only exercise its respecthie power under such mandate in accordance with the Company Law of the PRC, the Securities Law of the PRC, regulations or the listing rules of the stock exchange on which the Shares of the Company are listed as amended from time to time and only if all necessary approvals from the China Securities Regulatory Commission and/or other relevant PRC government authorities are obtained and the special committee of the Board of Directors will only exercise its power under such mandate in accordance with the power granted by the shareholders at the AGM to the Board of Directors | None | Non Voting | ||||||||
| HSBC HOLDINGS PLC, LONDON | |||||||||||
| Security: | G4634U169 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 28-May-2010 | |||||||||
| ISIN | GB0005405286 | Vote Deadline Date: | 18-May-2010 | ||||||||
| Agenda | 702327239 | Management | Total Ballot Shares: | 743957 | |||||||
| Last Vote Date: | 18-May-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | Receive the annual accounts and reports of the Director's and of the Auditor for the YE 31 DEC 2009 | For | 129266 | 0 | 0 | 0 | |||||
| 2 | Approve the Director's remuneration report for the YE 31 DEC 2009 | For | 129266 | 0 | 0 | 0 | |||||
| 3 | Re-elect R. A. Fairhead as a Director | For | 129266 | 0 | 0 | 0 | |||||
| 4 | Re-elect M. F. Geoghegan as a Director | For | 129266 | 0 | 0 | 0 | |||||
| 5 | Re-elect S. K. Green as a Director | For | 129266 | 0 | 0 | 0 | |||||
| 6 | Re-elect G. Morgan as a Director | For | 129266 | 0 | 0 | 0 | |||||
| 7 | Re-elect N. R. N. Murthy as a Director | For | 129266 | 0 | 0 | 0 | |||||
| 8 | Re-elect S. M. Robertson as a Director | For | 129266 | 0 | 0 | 0 | |||||
| 9 | Re-elect J. L. Thornton as a Director | For | 129266 | 0 | 0 | 0 | |||||
| 10 | Re-elect Sir Brian Williamson as a Director | For | 129266 | 0 | 0 | 0 | |||||
| 11 | Re-appoint KPMG Audit PLC as the Auditor at remuneration to be determined by the Group Audit Committee | For | 129266 | 0 | 0 | 0 | |||||
| 12 | Authorize the Directors, pursuant to and for the purposes of Section 551 of the Companies Act 2006 [the Act] Company to allot shares in the Company and to grant rights to subscribe for, or to convert any security into, shares in the Company up to an aggregate nominal amount of GBP 100,000 [in the form of 10,000,000 Non-cumulative Preference Shares of GBP 0.01 each], EUR 100,000 [in the form of 10,000,000 non-cumulative preference shares of EUR 0.01 each], USD 85,500 [in the form of 8,550,000 Non- Cumulative Preference Shares of USD 0.01 each] and USD 1,742,319,000 [in the form of 3,484,638,000 ordinary shares of USD 0.50 each in the capital of the Company [Ordinary Shares] [the latter being equal to approximately 20 per cent of the nominal amount of Ordinary Shares of the Company in issue at the latest practicable date prior to the printing of the Notice of this Meeting]; provided that this authority shall be limited so that, otherwise than pursuant to: (a) a right | For | 129266 | 0 | 0 | 0 | |||||
| issue or other issue the subject of an offer or invitation, open for acceptance for a period fixed by the Directors, to: i) holders of Ordinary Shares where the shares respectively attributable to the interests of all holders of Ordinary Shares are proportionate [or as nearly as may be] to the respective number of Ordinary Shares held by them; and ii) holders of Securities, Bonds, Debentures or Warrants which, in accordance with the rights attaching thereto, are entitled to participate in such a rights issue or other issue or as the Directors consider necessary, but subject to such exclusions or other arrangements as the Directors may deem necessary or expedient in relation to record dates, fractional entitlements or securities represented by depositary receipts or having regard to any restrictions, obligations, practical or legal problems under the laws of or the requirements of any regulatory body or Stock Exchange in any territory or otherwise howsoever, or (b) the terms of any Share Plan for employees of the Company or any of its subsidiary undertakings; or (c) any scrip dividend scheme or similar arrangements implemented in accordance with the Articles of Association of the Company; or (d) the allotment of up to 10,000,000 Non-cumulative Preference Shares of GBP 0.01 each, 10,000,000 Non-cumulative Preference Shares of EUR 0.01 each and 8,550,000 Non-cumulative Preference Shares of USD 0.01 each in the capital of the Company, the nominal amount of shares to be allotted or rights to subscribe for, or to convert any security into, shares to be granted by the Directors pursuant to this authority wholly for cash shall not in aggregate exceed USD 435,579,750 [being equal to approximately 5% of the Ordinary Shares of the Company in issue at the latest practical date prior to the printing of the Notice of this Meeting] [Authority expires at the conclusion of the AGM of the Company to be held in 2011] and the Directors may allot shares or grant rights to subscribe for, or to convert any security into, shares [as the case may be] in pursuance of such offers or agreements as if the authority conferred be had not expired | |||||||||||
| 13 | Authorize the Directors, subject to the passing of Resolution 5 as specified, pursuant to Section 570 of the Companies Act 2006 [the Act] to allot equity securities [within the meaning of Section 560 of the Act] [disapplying the statutory pre-exemption rights 561(1) of the Act]; [Authority expires at the conclusion of the AGM of the Company to be held in 2011] save that this authority shall allow the Company before the expiry of this power to make offers or agreements which would or might require equity securities to be allotted after such expiry and the Directors may allot equity securities in pursuance of such offers or agreements as if the power conferred hereby had not expired | For | 129266 | 0 | 0 | 0 | |||||
| 14 | Amend the Articles of Association of the Company as specified: (a) by deleting Article 55.2 in its entirely and renumbering the remainder of Article 55 accordingly; (b) by inserting into Article 55.2 [as renumbered pursuant to this Resolution] the words include such statements as are required by the Act and shall in any event so that Article 55.2 shall begin as specified (c) by deleting from Article 60.1 the words the same day in the next week at the same time and place, or to such other day and substituting therefore the words such day [being not less than ten clear days after the original meeting] so that Article 60.1 reads as specified; (d) by inserting into Article 73.3 the words, subject to the Act, and deleting the words , on a poll, so that Article 73.3 as specified; (e) by deleting Article 74 in its entirely and renumbering Articles 75, 76 and 77 accordingly; (f) by inserting into Article 76 [as renumbered pursuant to paragraph (e) of this Resolution] the following new Article 76.2 to 76.4; and (g) by inserting a new Article 77 as specified | For | 129266 | 0 | 0 | 0 | |||||
| 15 | Approve the amendment to the trust deed and rules of the HSBC Holding UK Share Incentive Plan [UK SIP] [as specified] to extend the termination date of the UK SIP from 29 MAY 2010 to 28 MAY 2020 and authorize the Directors to do whatever may be necessary or expedient to carry the amended UK SIP into effect including making such changes as may be necessary or expedient to secure the approval of HM Revenue & Customs under Schedule 2 to the Income Tax [Earning and pension] Act 2003; and to establish for the benefit of non-United Kingdom resident employees of the Company or of any of its direct or indirect subsidiaries such further all-employee share incentive plans as the Directors shall from time to time consider appropriate, provided that; i) any such further plans are based on or similar to the UK SIP | For | 129266 | 0 | 0 | 0 | |||||
| or any part or parts thereof but with such variations as the Directors may consider necessary or desirable, taking into account local tax, exchange control and securities laws in relevant overseas countries or territories; and ii) where Ordinary Shares of USD 0.50 each in the capital of the Company [Ordinary Shares] made available under such further plans are newly issued such Ordinary Shares shall be counted against to overall limit applicable to the Company's Employee Share Plans, and so that for this purpose establishing a plan also includes participating in any plan established or operated by any direct or indirect subsidiary or establishing or participating in a sub-plan or adopting such other method or approach as the Directors consider appropriate to achieve the relevant objectives | |||||||||||
| 16 | Approve, that the Company General Meetings [other than AGMs] being called on a minimum of 14 clear days' notice | For | 129266 | 0 | 0 | 0 | |||||
| GLOBAL BIO-CHEM TECHNOLOGY GROUP CO LTD | |||||||||||
| Security: | G3919S105 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 31-May-2010 | |||||||||
| ISIN | KYG3919S1057 | Vote Deadline Date: | 26-May-2010 | ||||||||
| Agenda | 702405336 | Management | Total Ballot Shares: | 12068000 | |||||||
| Last Vote Date: | 25-May-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20100427 /LTN201004271151.pdf | None | Non Voting | ||||||||
| 2 | Receive the audited consolidated financial statements and the reports of the Directors and Auditors of the Company for the YE 31 DEC 2009 | For | 3306000 | 0 | 0 | 0 | |||||
| 3 | Re-election of Mr. Patrick E Bowe as a Director | For | 3306000 | 0 | 0 | 0 | |||||
| 4 | Re-election of Mr. Lee Yeun Kwong as a Director | For | 3306000 | 0 | 0 | 0 | |||||
| 5 | Re-election of Mr.Chan Man Hon. Eric as a Director | For | 3306000 | 0 | 0 | 0 | |||||
| 6 | Authorize the Board of Directors to fix the Director's remuneration | For | 3306000 | 0 | 0 | 0 | |||||
| 7 | Re-appointment of the Auditors and authorize the Board of Directors to fix their remuneration | For | 3306000 | 0 | 0 | 0 | |||||
| 8 | Authorize the Directors to allot, issue of otherwise deal with the Company's shares | For | 0 | 3306000 | 0 | 0 | |||||
| 9 | Authorize the Directors to purchase the Company's shares | For | 3306000 | 0 | 0 | 0 | |||||
| 10 | Approve to add the nominal amount of shares repurchased by the Company to mandate granted to the Directors under resolution no.4 | For | 0 | 3306000 | 0 | 0 | |||||
| 11 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR ALL RESOLUTIONS. THANK YOU. | None | Non Voting | ||||||||
| CHINA SHIPPING DEVELOPMENT CO LTD | |||||||||||
| Security: | Y1503Y108 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 08-Jun-2010 | |||||||||
| ISIN | CNE1000002S8 | Vote Deadline Date: | 31-May-2010 | ||||||||
| Agenda | 702390131 | Management | Total Ballot Shares: | 4946000 | |||||||
| Last Vote Date: | 25-May-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | Approve the 2009 audited financial statements of the Company | For | 948000 | 0 | 0 | 0 | |||||
| 2 | Approve the 2009 report of the board of Directors of the Company | For | 948000 | 0 | 0 | 0 | |||||
| 3 | Approve the 2009 report of the Supervisory Committee of the Company | For | 948000 | 0 | 0 | 0 | |||||
| 4 | Approve the recommended 2009 final dividend of RMB 0.10 (before tax) per share | For | 948000 | 0 | 0 | 0 | |||||
| 5 | Approve the 2009 report of the Independent Board Committee of the Company | For | 948000 | 0 | 0 | 0 | |||||
| 6 | Approve the 2009 annual report of the Company | For | 948000 | 0 | 0 | 0 | |||||
| 7 | Approve the remuneration of the Directors, Supervisors and Senior Management of the Company for 2010 | For | 948000 | 0 | 0 | 0 | |||||
| 8 | Re-appoint the Vocation International Certified Public Accountant Co., Ltd. and Uhy vocation Hk CPA Limited as the domestic and International Auditors of the Company for 2010, respectively, and authorize the Board of Directors of the Company to determine their remuneration | For | 948000 | 0 | 0 | 0 | |||||
| 9 | Approve the entrusted loan agreement in relation to a loan in the amount of RMB 1,300,000,000 from China Shipping (Group) Company | For | 948000 | 0 | 0 | 0 | |||||
| KUNLUN ENERGY CO LTD | |||||||||||
| Security: | G5320C108 | Meeting Type: | Special General Meeting | ||||||||
| Ticker: | Meeting Date: | 10-Jun-2010 | |||||||||
| ISIN | BMG5320C1082 | Vote Deadline Date: | 07-Jun-2010 | ||||||||
| Agenda | 702453717 | Management | Total Ballot Shares: | 6402000 | |||||||
| Last Vote Date: | 01-Jun-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT THE SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS. THANKS YOU. | None | Non Voting | ||||||||
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20100525 /LTN20100525144.pdf | None | Non Voting | ||||||||
| 3 | Approve the transactions contemplated under the Jiangsu LNG Acquisition Agreement, as specified | For | 1048000 | 0 | 0 | 0 | |||||
| 4 | Approve the Revised Caps for each of the two FYE 31 DEC 2011, as specified | For | 1048000 | 0 | 0 | 0 | |||||
| 5 | Approve the transactions contemplated under the Third Supplemental Agreement and the Proposed Caps for each of the two FYE 31 DEC 2011, as specified | For | 1048000 | 0 | 0 | 0 | |||||
| KUNLUN ENERGY CO LTD | |||||||||||
| Security: | G5320C108 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 10-Jun-2010 | |||||||||
| ISIN | BMG5320C1082 | Vote Deadline Date: | 07-Jun-2010 | ||||||||
| Agenda | 702387817 | Management | Total Ballot Shares: | 6402000 | |||||||
| Last Vote Date: | 01-Jun-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS. THANK YOU. | None | Non Voting | ||||||||
| 2 | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20100420 /LTN20100420329.pdf | None | Non Voting | ||||||||
| 3 | Adopt the audited financial statement and the reports of the Directors and Auditors for the YE 31 DEC 2009 | For | 1048000 | 0 | 0 | 0 | |||||
| 4 | Declare a final dividend of HKD 0.07 per share | For | 1048000 | 0 | 0 | 0 | |||||
| 5 | Re-elect Mr. Zhang Bowen as a Director | For | 1048000 | 0 | 0 | 0 | |||||
| 6 | Re-elect Dr. Liu Xiao Feng as a Director | For | 1048000 | 0 | 0 | 0 | |||||
| 7 | Authorize the Directors to fix the remuneration of the Directors | For | 1048000 | 0 | 0 | 0 | |||||
| 8 | Appointment of PricewaterhouseCoopers as the Auditors for the ensuing year and authorise the Directors to fix their remuneration | For | 1048000 | 0 | 0 | 0 | |||||
| 9 | Approve the share issue mandate | For | 0 | 1048000 | 0 | 0 | |||||
| 10 | Approve the share repurchase mandate | For | 1048000 | 0 | 0 | 0 | |||||
| 11 | Approve extension of the share issue mandate under ordinary resolution 5 by the number of shares repurchased under ordinary resolution 6 | For | 0 | 1048000 | 0 | 0 | |||||
| PERUSAHAAN PERSEROAN PERSERO P T TELEKOMUNIKIASI I | |||||||||||
| Security: | Y71474137 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 11-Jun-2010 | |||||||||
| ISIN | ID1000099104 | Vote Deadline Date: | 09-Jun-2010 | ||||||||
| Agenda | 702467437 | Management | Total Ballot Shares: | 1758500 | |||||||
| Last Vote Date: | 07-Jun-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | Approve the 2009 annual report | For | 1522000 | 0 | 0 | 0 | |||||
| 2 | Ratify the 2009 financial report and acquit et decharge for the Directors and the Commissioners | For | 1522000 | 0 | 0 | 0 | |||||
| 3 | Approve the 2009 profit allocation | For | 1522000 | 0 | 0 | 0 | |||||
| 4 | Approve to determine the remuneration for 2010 for the Directors and Commissioners | For | 1522000 | 0 | 0 | 0 | |||||
| 5 | Appointment of the Public Accountant for 2010 | For | 1522000 | 0 | 0 | 0 | |||||
| 6 | Amend the Articles of Association | For | 0 | 0 | 1522000 | 0 | |||||
| 7 | Approve the utilization of treasury stock resulted from Share Buy Backs I, II and III | For | 0 | 0 | 1522000 | 0 | |||||
| PERUSAHAAN PERSEROAN PERSERO P T TELEKOMUNIKIASI I | |||||||||||
| Security: | Y71474137 | Meeting Type: | ExtraOrdinary General Meeting | ||||||||
| Ticker: | Meeting Date: | 11-Jun-2010 | |||||||||
| ISIN | ID1000099104 | Vote Deadline Date: | 09-Jun-2010 | ||||||||
| Agenda | 702465762 | Management | Total Ballot Shares: | 1758500 | |||||||
| Last Vote Date: | 07-Jun-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | Approve to appoint the Board of Directors and the Commissioners | For | 1522000 | 0 | 0 | 0 | |||||
| LITE-ON TECHNOLOGY CORP | |||||||||||
| Security: | Y5313K109 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 15-Jun-2010 | |||||||||
| ISIN | TW0002301009 | Vote Deadline Date: | 09-Jun-2010 | ||||||||
| Agenda | 702456559 | Management | Total Ballot Shares: | 1242000 | |||||||
| Last Vote Date: | 01-Jun-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 679154 DUE TO RECEIPT OF DIRECTORS NAMES. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | Non Voting | ||||||||
| 2 | To report the 2009 business operations | None | Non Voting | ||||||||
| 3 | To report the 2009 audited reports | None | Non Voting | ||||||||
| 4 | To report the establishment for the rules of the Board meeting | None | Non Voting | ||||||||
| 5 | To report the revision to the employee stock options plan | None | Non Voting | ||||||||
| 6 | To report the proposal of merger with the subsidiaries | None | Non Voting | ||||||||
| 7 | Approve the 2009 financial statements | For | 1029000 | 0 | 0 | 0 | |||||
| 8 | Approve the 2009 profit distribution, proposed cash dividend: TWD 2.25 per share | For | 1029000 | 0 | 0 | 0 | |||||
| 9 | Approve the issuance of new shares from retained earnings and staff bonus, proposed stock dividend: 5 for 1,000 shares held | For | 1029000 | 0 | 0 | 0 | |||||
| 10 | Approve to revise the Articles of Incorporation | For | 1029000 | 0 | 0 | 0 | |||||
| 11 | Approve to revise the procedures of monetary loans and the procedures of endorsement and guarantee | For | 1029000 | 0 | 0 | 0 | |||||
| 12 | Election of Raymond Soong [ID/Shareholder No: 1] as a Director | For | 1029000 | 0 | 0 | 0 | |||||
| 13 | Election of Lite-On Capital Inc/David Lin [ID/Shareholder No: 28383] as a Director | For | 1029000 | 0 | 0 | 0 | |||||
| 14 | Election of Dorcas Investment Co., Ltd../Joseph Lin [ID/Shareholder No: 617] as a Director | For | 1029000 | 0 | 0 | 0 | |||||
| 15 | Election of Lite-On Capital Inc/Warren Chen [ID/Shareholder No: 28383] as a Director | For | 1029000 | 0 | 0 | 0 | |||||
| 16 | Election of Ta-Sung Investment Co., Ltd./Keh-Shew Lu [ID/Shareholder No: 59285] as a Director | For | 1029000 | 0 | 0 | 0 | |||||
| 17 | Election of Ta-Sung Investment Co., Ltd./Rick Wu [ID/Shareholder No: 59285] as a Director | For | 1029000 | 0 | 0 | 0 | |||||
| 18 | Election of Yuan Pao Development & Investment Co. Ltd./Ch Chen [ID/Shareholder No: 103603] as a Director | For | 1029000 | 0 | 0 | 0 | |||||
| 19 | Election of Yuan Pao Development & Investment Co. Ltd./David Lee [ID/Shareholder No: 103603] as a Director | For | 1029000 | 0 | 0 | 0 | |||||
| 20 | Election of Kuo-Feng Wu [ID/Shareholder No: 435271] as an Independent Director | For | 1029000 | 0 | 0 | 0 | |||||
| 21 | Election of Harvey Chang [ID/Shareholder No: 441272] as an Independent Director | For | 1029000 | 0 | 0 | 0 | |||||
| 22 | Election of Edward Yang [ID/Shareholder No: 435270] as an Independent Director | For | 1029000 | 0 | 0 | 0 | |||||
| 23 | Approve the proposal to release the prohibition on the Directors from participation in competitive business | For | 0 | 1029000 | 0 | 0 | |||||
| 24 | Other issues and extraordinary motions | None | 0 | 0 | 1029000 | 0 | |||||
| 25 | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE RELEVANT PROPOSAL. THANK YOU. | None | Non Voting | ||||||||
| TAIWAN SEMICONDUCTOR MFG CO LTD | |||||||||||
| Security: | Y84629107 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 15-Jun-2010 | |||||||||
| ISIN | TW0002330008 | Vote Deadline Date: | 07-Jun-2010 | ||||||||
| Agenda | 702254145 | Management | Total Ballot Shares: | 970000 | |||||||
| Last Vote Date: | 01-Jun-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | Receive the report on the business of 2009 | None | Non Voting | ||||||||
| 2 | Receive the 2009 audited reports reviewed by the Supervisors | None | Non Voting | ||||||||
| 3 | Approve the 2009 business reports and financial statements | For | 830000 | 0 | 0 | 0 | |||||
| 4 | Approve the 2009 earnings distribution; proposed cash dividend: TWD 3 per share | For | 830000 | 0 | 0 | 0 | |||||
| 5 | Approve to revise the Articles of Incorporation | For | 830000 | 0 | 0 | 0 | |||||
| 6 | Approve to revise the policies and procedures for financial derivatives transactions | For | 830000 | 0 | 0 | 0 | |||||
| 7 | Other issues and extraordinary motions | None | 0 | 0 | 830000 | 0 | |||||
| 8 | PLEASE NOTE THAT THIS IS A REVISION DUE TO INSERTION OF ADDITIONAL COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | Non Voting | ||||||||
| 9 | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE RELEVANT PROPOSAL. THANK YOU. | None | Non Voting | ||||||||
| WEICHAI POWER CO LTD | |||||||||||
| Security: | Y9531A109 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 15-Jun-2010 | |||||||||
| ISIN | CNE1000004L9 | Vote Deadline Date: | 07-Jun-2010 | ||||||||
| Agenda | 702404699 | Management | Total Ballot Shares: | 1626800 | |||||||
| Last Vote Date: | 01-Jun-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20100428 /LTN201004281440.pdf | None | Non Voting | ||||||||
| 2 | Approve the annual report of the Company for the YE 31 DEC 2009 | For | 198000 | 0 | 0 | 0 | |||||
| 3 | Approve the report of the Board of Directors of the Company for the YE 31 DEC 2009 | For | 198000 | 0 | 0 | 0 | |||||
| 4 | Approve the report of the Supervisory Committee of the Company for the YE 31 DEC 2009 | For | 198000 | 0 | 0 | 0 | |||||
| 5 | Receive the audited financial statements of the Company and the Auditors' report for the YE 31 DEC 2009 | For | 198000 | 0 | 0 | 0 | |||||
| 6 | Approve the final financial report of the Company for the YE 31 DEC 2009 | For | 198000 | 0 | 0 | 0 | |||||
| 7 | Approve the distribution of profit to the shareholders of the Company for the YE 31 DEC 2009 | For | 198000 | 0 | 0 | 0 | |||||
| 8 | Approve the re-appointment of Shandong Zheng Yuan Hexin Accountants Limited as the PRC Auditors of the Company and authorize the Directors to determine their remuneration and, for the purpose of this resolution, PRC means the People's Republic of China, but excluding Hong Kong, Macau and Taiwan | For | 198000 | 0 | 0 | 0 | |||||
| 9 | Approve the re-appointment of Messrs. Ernst & Young as the non-PRC Auditors of the Company and authorize the Directors to determine their remuneration and, for the purpose of this resolution, PRC means the People's Republic of China, but excluding Hong Kong, Macau and Taiwan | For | 198000 | 0 | 0 | 0 | |||||
| 10 | Approve the granting of a mandate to the Board of Directors for payment of interim dividend if any to the shareholders of the Company for the year ending 31 DEC 2010 | For | 198000 | 0 | 0 | 0 | |||||
| 11 | Approve the connected transaction between the Company and Beiqi Futian Motor Company Limited | For | 198000 | 0 | 0 | 0 | |||||
| 12 | Approve the connected transaction between the Company and Shantui Engineering Machinery Co. Ltd | For | 198000 | 0 | 0 | 0 | |||||
| 13 | Approve the Share Award Restriction Rules of the Company | For | 0 | 0 | 198000 | 0 | |||||
| 14 | Approve the granting of a general mandate to the Board of Directors to issue, amongst other things, new shares | For | 0 | 198000 | 0 | 0 | |||||
| JIANGXI COPPER CO LTD | |||||||||||
| Security: | Y4446C100 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 17-Jun-2010 | |||||||||
| ISIN | CNE1000003K3 | Vote Deadline Date: | 09-Jun-2010 | ||||||||
| Agenda | 702404752 | Management | Total Ballot Shares: | 3220000 | |||||||
| Last Vote Date: | 01-Jun-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20100428 /LTN201004281244.pdf | None | Non Voting | ||||||||
| 2 | Approve the report of the Board of Directors of the Company for the year of 2009 | For | 670000 | 0 | 0 | 0 | |||||
| 3 | Approve the report of the Supervisory Committee of the Company for the year of 2009 | For | 670000 | 0 | 0 | 0 | |||||
| 4 | Approve the audited financial statements and the auditors' report for the year of 2009 | For | 670000 | 0 | 0 | 0 | |||||
| 5 | Approve the proposal for distribution of profit of the Company for the year of 2009 | For | 670000 | 0 | 0 | 0 | |||||
| 6 | Appoint Ernst & Young Hua Ming and Ernst & Young as the Company's domestic and International Auditors for the year of 2010 and to authorise the Board of Directors of the Company to determine their remunerations and any one Executive Director of the Company to enter into the service agreement and any other related documents with Ernst & Young Hua Ming and Ernst & Young | For | 0 | 0 | 670000 | 0 | |||||
| 7 | Authorize the Directors of the Company to issue new H shares of not more than 20% of the total H shares in issue as at the date of the AGM | For | 0 | 670000 | 0 | 0 | |||||
| 8 | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF CONSERVATIVE RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | Non Voting | ||||||||
| SHIN ZU SHING CO LTD | |||||||||||
| Security: | Y7755T101 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 17-Jun-2010 | |||||||||
| ISIN | TW0003376000 | Vote Deadline Date: | 10-Jun-2010 | ||||||||
| Agenda | 702452397 | Management | Total Ballot Shares: | 2 | |||||||
| Last Vote Date: | 07-Jun-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | AS PER TRUST ASSOCIATION'S PROXY VOTING GUIDELINES, EVERY SHAREHOLDER IS ELIGIBLE TO BE NOMINATED AS A CANDIDATE AND BE ELECTED AS A DIRECTOR OR A SUPERVISOR, REGARDLESS OF BEING RECOMMENDED BY THE COMPANY AND/OR BY OTHER PARTIES. IF YOU INTEND TO VOTE FOR A LISTED CANDIDATE, YOU WILL NEED TO CONTACT THE CANDIDATE AND/OR THE ISSUING COMPANY TO OBTAIN THE CANDIDATE'S NAME AND ID NUMBER. WITHOUT SUCH SPECIFIC INFORMATION, AN ELECTION WOULD BE DEEMED AS A 'NO VOTE'. | None | Non Voting | ||||||||
| 2 | To report the 2009 business operations | None | Non Voting | ||||||||
| 3 | To report the 2009 audited reports | None | Non Voting | ||||||||
| 4 | To report the status of acquisition or disposal of assets | None | Non Voting | ||||||||
| 5 | To report the status of endorsement and guarantee | None | Non Voting | ||||||||
| 6 | To report the status of joint-venture in people's Republic of China | None | Non Voting | ||||||||
| 7 | To report the status of the 2008 local unsecured convertible bonds | None | Non Voting | ||||||||
| 8 | Approve the 2009 business reports and financial statements | For | 2 | 0 | 0 | 0 | |||||
| 9 | Approve the 2009 profit distribution of proposed cash dividend TWD 5.5per share | For | 2 | 0 | 0 | 0 | |||||
| 10 | Amend the Articles of Incorporation | For | 0 | 0 | 2 | 0 | |||||
| 11 | Approve the issuance of new shares from retained earnings and staff bonus and proposed stock dividend of 50 for 1,000 shares held | For | 0 | 0 | 2 | 0 | |||||
| 12 | Approve the revision to the procedures of monetary loans, endorsement and guarantee | For | 0 | 0 | 2 | 0 | |||||
| 13 | Election of the Directors and Supervisors | For | 2 | 0 | 0 | 0 | |||||
| 14 | Approve the proposal to release the prohibition on Directors from participation in competitive business | For | 0 | 2 | 0 | 0 | |||||
| 15 | Extraordinary motions | None | 0 | 0 | 2 | 0 | |||||
| 16 | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE RELEVANT PROPOSAL. THANK YOU. | None | Non Voting | ||||||||
| ANGANG STEEL COMPANY LTD | |||||||||||
| Security: | Y0132D105 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 18-Jun-2010 | |||||||||
| ISIN | CNE1000001V4 | Vote Deadline Date: | 10-Jun-2010 | ||||||||
| Agenda | 702444340 | Management | Total Ballot Shares: | 3678801 | |||||||
| Last Vote Date: | 07-Jun-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK:http://www.hkexnews.hk/listedco/listconews/sehk/201 00429/LTN201004291437.pdf | None | Non Voting | ||||||||
| 2 | Approve the report of the Board of Directors of the Company for 2009 | For | 816000 | 0 | 0 | 0 | |||||
| 3 | Approve the report of the Supervisory Committee of the Company for 2009 | For | 816000 | 0 | 0 | 0 | |||||
| 4 | Approve the Audited financial statements of the Company for 2009 | For | 816000 | 0 | 0 | 0 | |||||
| 5 | Approve the proposal for distribution of the profits of the Company for 2009 | For | 816000 | 0 | 0 | 0 | |||||
| 6 | Approve the proposed remuneration of the Directors and Supervisors of the Company for 2009 | For | 816000 | 0 | 0 | 0 | |||||
| 7 | Approve the appointment of RSM China Certified Public Accountants and RSM Nelson Wheeler Certified Public Accountants as the domestic and international Auditor of the Company, respectively, for 2010, and authorize the Board of Directors of the Company to determine their remunerations | For | 816000 | 0 | 0 | 0 | |||||
| 8 | Approve to grant the general mandate to the Board of Directors the 'Board' and/or the Committee of the Board (which is composed by the Directors of the Company and authorized by the Board) | For | 0 | 816000 | 0 | 0 | |||||
| CHINA SHENHUA ENERGY COMPANY LTD | |||||||||||
| Security: | Y1504C113 | Meeting Type: | Class Meeting | ||||||||
| Ticker: | Meeting Date: | 18-Jun-2010 | |||||||||
| ISIN | CNE1000002R0 | Vote Deadline Date: | 10-Jun-2010 | ||||||||
| Agenda | 702413030 | Management | Total Ballot Shares: | 279000 | |||||||
| Last Vote Date: | 07-Jun-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY BELOW RESOLUTION. THANK YOU. | None | Non Voting | ||||||||
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20100429 /LTN201004291691.pdf | None | Non Voting | ||||||||
| 3 | Authorize the Board of Directors, to repurchase domestic shares [A shares] and overseas-listed foreign invested shares [H shares]:- by reference to market conditions and in accordance with needs of the Company, to repurchase domestic shares [A shares] not exceeding 10% of the number of domestic shares [A shares] in issue at the time when this resolution is passed at AGM and the relevant resolutions are passed at class meetings of shareholders, pursuant to PRC laws and regulations, and for repurchases of domestic shares [A shares], the Company will seek further approval from its shareholders in general meeting for each repurchase of domestic shares [A shares] even where the general mandate is granted, but will not be required to seek shareholders' approval at class meetings of domestic share [A share] shareholders or overseas-listed foreign invested share [H share] shareholders; 2] approve a general mandate to the Board of Directors to, by reference to market conditions and in accordance with needs of the Company, to repurchase overseas-listed foreign invested shares [H shares] not exceeding 10% of the number of overseas-listed foreign invested shares [H shares] in issue at the time when this resolution is passed at annual general meeting and the relevant resolutions are passed at class meetings of shareholders; 3] authorize the Board of Directors to [including but not limited to the following]: i) formulate and implement detailed repurchase plan, including but not limited to repurchase price, number of | For | 279000 | 0 | 0 | 0 | |||||
| shares to repurchase, time of repurchase and period of repurchase etc; ii) notify creditors in accordance with the PRC Company Law and articles of association of the Company; iii) open overseas share accounts and to carry out related change of foreign exchange registration procedures; iv) carry out relevant approval procedures required by regulatory authorities and venues in which the Company is listed, and to carry out filings with the China Securities Regulatory Commission; v) carry out cancelation procedures for repurchased shares, decrease registered capital, and to make corresponding amendments to the articles of association of the Company relating to share capital and shareholdings etc, and to carry out statutory registrations and filings within and outside China; vi) approve and execute, on behalf of the Company, documents and matters related to share repurchase; [Authority expires at the earlier of the conclusion of the AGM of the Company for 2010; or the expiration of a period of 12 months following the passing of this special resolution at the AGM for 2009, the first A shareholders' class meeting in 2010 and the first H shareholders' class meeting in 2010]; the date on which the authority conferred by this special resolution is revoked or varied by a special resolution of shareholders at a general meeting, or a special resolution of shareholders at a class meeting of domestic share [A share] shareholders or a class meeting of overseas-listed foreign invested share [H share] shareholders, except where the Board of Directors has resolved to repurchase domestic shares [A shares] or overseas-listed foreign invested shares [H shares] during the Relevant Period and the share repurchase is to be continued or implemented after the Relevant Period | |||||||||||
| CHINA SHENHUA ENERGY COMPANY LTD | |||||||||||
| Security: | Y1504C113 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 18-Jun-2010 | |||||||||
| ISIN | CNE1000002R0 | Vote Deadline Date: | 10-Jun-2010 | ||||||||
| Agenda | 702412189 | Management | Total Ballot Shares: | 279000 | |||||||
| Last Vote Date: | 07-Jun-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS. THANK YOU. | None | Non Voting | ||||||||
| 2 | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20100429 /LTN201004291685.pdf | None | Non Voting | ||||||||
| 3 | Approve the report of the Board of Directors of the Company for the YE 31 DEC 2009 | For | 279000 | 0 | 0 | 0 | |||||
| 4 | Approve the report of the Board of supervisors of the Company for the YE 31 DEC 2009 | For | 279000 | 0 | 0 | 0 | |||||
| 5 | Approve the audited financial statements of the Company for the YE 31 DEC 2009 | For | 279000 | 0 | 0 | 0 | |||||
| 6 | Approve the Company's profit distribution plan for the YE 31 DEC 2009, i.e. final dividend for the YE 31 DEC 2009 in the amount of RMB 0.53 per share inclusive of tax be declared and distributed, the aggregate amount of which is approximately RMB 10,541,000,000 | For | 279000 | 0 | 0 | 0 | |||||
| 7 | Approve the remuneration of the Directors and supervisors of the Company for the YE 31 DEC 2009, i.e. aggregate remuneration of the executive Directors is in the amount of RMB 902,336.78; aggregate remuneration of the non- executive Directors is in the amount of RMB 1,612,500, of which the aggregate remuneration of the independent non- executive Directors is in the amount of RMB 1,612,500, the non-executive Directors other than the independent non- executive Directors are remunerated by Shenhua Group Corporation Limited and are not remunerated by the Company in cash; remuneration of the supervisors is in the amount of RMB 1,262,331.32 | For | 279000 | 0 | 0 | 0 | |||||
| 8 | Re-appointment of KPMG Huazhen and KPMG as the PRC and international Auditors respectively of the Company for 2010, the term of such re-appointment of shall continue until the next AGM, and to authorise a committee comprising of Mr. Zhang Xiwu, Mr. Zhang Yuzhuo and Mr. Ling Wen, all being Directors of the Company, to determine their remuneration | For | 279000 | 0 | 0 | 0 | |||||
| 9 | Approve the revision of annual capital of continuing connected transactions carried out pursuant to the Transportation Service Framework Agreement dated 18 DEC 2009 entered into between the Company and Taiyuan Railway Bureau from RMB 2,600,000,000 to RMB 7,000,000,000 for the YE 31 DEC 2010 | For | 279000 | 0 | 0 | 0 | |||||
| 10 | Approve the revision of annual capital of continuing connected transactions carried out pursuant to the Mutual Coal Supply Agreement dated 23 MAR 2007 entered into between the Company and Shenhua Group Corporation Limited for the supply of coal by the Company and its subsidiaries the Group to Shenhua Group Corporation Limited and its subsidiaries excluding the Group the Shenhua Group from RMB 2,732,720,000 to RMB 4,500,000,000 for the year ending 31 DEC 2010 | For | 279000 | 0 | 0 | 0 | |||||
| 11 | Approve the Mutual Coal Supply Agreement dated 12 MAR 2010 entered into between the Company and Shenhua Group Corporation Limited, the transactions contemplated there under and the following proposed annual capitals; a proposed annual capitals of RMB 6,600,000,000, RMB 7,000,000,000 and RMB 7,500,000,000 for the three YE 31 DEC 2011, 31 DEC 2012 and 31 DEC 2013, respectively, for the supply of coal by the Group to the Shenhua Group; and b proposed annual capitals of RMB 11,000,000,000, RMB 13,000,000,000 and RMB 16,000,000,000 for the three YE 31 DEC 2011, 31 DEC 2012 and 31 DEC 2013, respectively, for the supply of coal by the Shenhua Group to the Group | For | 279000 | 0 | 0 | 0 | |||||
| 12 | Approve the Mutual Supplies and Services Agreement dated 12 MAR 2010 entered into between the Company and Shenhua Group Corporation Limited, the transactions contemplated there under and the following proposed annual capitals: a proposed annual capitals of RMB 4,600,000,000, RMB 7,300,000,000 and RMB 8,600,000,000 for the 3 YE 31 DEC 2011, 31 DEC 2012 | For | 279000 | 0 | 0 | 0 | |||||
| and 31 DEC 2013, respectively, for production supplies and ancillary services by the Group to the Shenhua Group; and b proposed annual capitals of RMB 5,500,000,000, RMB 6,000,000,000 and RMB 6,600,000,000 for the 3 YE 31 DEC 2011, 31 DEC 2012 and 31 DEC 2013, respectively, for production supplies and ancillary services by the Shenhua Group to the Group | |||||||||||
| 13 | Approve the Coal Supply Framework Agreement dated 12 MAR 2010 entered into between the Company and China Datang Corporation, the proposed annual capitals thereto of RMB 4,300,000,000, RMB 4,600,000,000 and RMB 4,900,000,000 for the 3 years ending 31 DEC 2011, 31 DEC 2012 and 31 DEC 2013, respectively, and the transactions contemplated there under | For | 279000 | 0 | 0 | 0 | |||||
| 14 | Approve the Coal Supply Framework Agreement dated 12 MAR 2010 entered into between the Company and Tianjin Jinneng Investment Company, the proposed annual capitals thereto of RMB 4,100,000,000, RMB 4,400,000,000 and RMB 4,800,000,000 for the 3 YE 31 DEC 2011, 31 DEC 2012 and 31 DEC 2013, respectively, and the transactions contemplated there under | For | 279000 | 0 | 0 | 0 | |||||
| 15 | Approve the Coal Supply Framework Agreement dated 12 MAR 2010 entered into between the Company and Jiangsu Guoxin Asset Management Group Company Limited, the proposed annual capitals thereto of RMB 3,500,000,000, RMB 3,800,000,000 and RMB 4,100,000,000 for the three YE 31 DEC 2011, 31 DEC 2012 and 31 DEC 2013, respectively, and the transactions contemplated there under | For | 279000 | 0 | 0 | 0 | |||||
| 16 | Approve the Transportation Service Framework Agreement dated 12 MAR 2010 entered into between the Company and Taiyuan Railway Bureau, the proposed annual capitals thereto of RMB 8,100,000,000, RMB 8,600,000,000 and RMB 9,300,000,000 for the three years ending 31 DEC 2011, 31 DEC 2012 and 31 DEC 2013, respectively, and the transactions contemplated there under | For | 279000 | 0 | 0 | 0 | |||||
| 17 | Approve the Coal Supply Framework Agreement dated 12 MAR 2010 entered into between the Company and Shaanxi Province Coal Transportation and Sales Group Co Ltd, the proposed annual capitals thereto of RMB 6,000,000,000, RMB 6,400,000,000 and RMB 7,100,000,000 for the three years ending 31 DEC 2011, 31 DEC 2012 and 31 DEC 2013, respectively, and the transactions contemplated there under | For | 279000 | 0 | 0 | 0 | |||||
| 18 | Re-appointment of Dr. Zhang Xiwu as an executive Director of the Company | For | 279000 | 0 | 0 | 0 | |||||
| 19 | Re-appointment of Dr. Zhang Yuzhuo as an executive Director of the Company | For | 279000 | 0 | 0 | 0 | |||||
| 20 | Re-appointment of Dr. Ling Wen as an executive Director of the Company | For | 279000 | 0 | 0 | 0 | |||||
| 21 | Re-appointment of Mr. Han Jianguo as a non-executive Director of the Company | For | 279000 | 0 | 0 | 0 | |||||
| 22 | Appointment of Mr. Liu Benrun as a non-executive Director of the Company | For | 279000 | 0 | 0 | 0 | |||||
| 23 | Appointment of Mr. Xie Songlin as a non-executive Director of the Company | For | 279000 | 0 | 0 | 0 | |||||
| 24 | Re-appointment of Mr. Gong Huazhang as an independent non-executive Director of the Company | For | 279000 | 0 | 0 | 0 | |||||
| 25 | Appointment of Mr. Guo Peizhang as an independent non- executive Director of the Company | For | 279000 | 0 | 0 | 0 | |||||
| 26 | Appointment of Ms. Fan Hsu Lai Tai as an independent non-executive Director of the Company | For | 279000 | 0 | 0 | 0 | |||||
| 27 | Appointment of Mr. Sun Wenjian as a shareholders' representative supervisor of the Company | For | 279000 | 0 | 0 | 0 | |||||
| 28 | Appointment of Mr. Tang Ning as a shareholders representative supervisor of the Company | For | 279000 | 0 | 0 | 0 | |||||
| 29 | Approve a general mandate to the Board of Directors to, by reference to market conditions and in accordance with needs of the Company, to allot, issue and deal with, either separately or concurrently, additional domestic shares A shares and overseas listed foreign invested shares H shares not exceeding 20% of each of the number of domestic shares A shares and the number of overseas- listed foreign invested shares H shares in issue at the time of passing this resolution at AGM; pursuant to PRC laws and regulations, the Company will seek further approval from its shareholders in general meeting for each issuance of domestic shares A shares even where this general mandate is approved; 2 the Board of Directors be authorised to including but not limited to the following :- i formulate and implement detailed CONTD | For | 0 | 279000 | 0 | 0 | |||||
| 30 | CONTD issuance plan, including but not limited to the class of shares to be issued, pricing mechanism and/or issuance price including price range , number of shares to be issued, allottees and use of proceeds, time of issuance, period of issuance and whether to issue shares to existing shareholders; ii approve and execute, on behalf of the Company, agreements related to share issuance, including but not limited to underwriting agreement and engagement agreements of professional advisers; iii approve and execute, on behalf of the Company, documents related to share issuance for submission to regulatory authorities, and to carry out approval procedures required by regulatory authorities and venues in which the Company is listed; iv amend, as required by regulatory authorities within or outside China, agreements and statutory CONTD | None | Non Voting | ||||||||
| 31 | CONTD documents referred to in ii and iii above; v engage the services of professional advisers for share issuance related matters, and to approve and execute all acts, deeds, documents or other matters necessary, appropriate or required for share issuance; vi increase the registered capital of the Company after share issuance, and to make corresponding amendments to the articles of association of the Company relating to share capital and shareholdings etc, and to carry out statutory registrations and filings within and outside China; Authority expires from the conclusion of the AGM of the Company for 2010 the expiration of a period of 12 months following the passing of this special resolution at the AGM for 2009; or c the date on which the authority conferred by this special resolution CONTD | None | Non Voting | ||||||||
| 32 | CONTD is revoked or varied by a special resolution of shareholders at a general meeting, except where the Board of Directors has resolved to issue domestic shares A shares or overseas-listed foreign invested shares H shares during the Relevant Period and the share issuance is to be continued or implemented after the Relevant Period | None | Non Voting | ||||||||
| 33 | Approve the following general mandate to repurchase domestic shares A shares and overseas-listed foreign invested shares H shares ; 1 approve a general mandate to the Board of Directors to, by reference to market conditions and in accordance with needs of the Company, to repurchase domestic shares A shares not exceeding 10% of the number of domestic shares A shares in issue at the time when this resolution is passed at AGM and the | For | 279000 | 0 | 0 | 0 | |||||
| relevant resolutions are passed at class meetings of shareholders; pursuant to PRC laws and regulations, and for repurchases of domestic shares A shares , the Company will seek further approval from its shareholders in general meeting for each repurchase of domestic shares A shares even where the general mandate is granted, but will not be required to seek shareholders' approval CONTD | |||||||||||
| 34 | CONTD at class meetings of domestic share A share shareholders or overseas-listed foreign invested share H share shareholders; 2 approve a general mandate to the Board of Directors to, by reference to market conditions and in accordance with needs of the Company, to repurchase overseas-listed foreign invested shares H shares not exceeding 10% of the number of overseas-listed foreign invested shares H shares in issue at the time when this resolution is passed at AGM and the relevant resolutions are passed at class meetings of shareholders; 3 the Board of Directors be authorized to including but not limited to the following :- i formulate and implement detailed repurchase plan, including but not limited to repurchase price, number of shares to repurchase, time of repurchase and period of repurchase etc; ii notify CONTD | None | Non Voting | ||||||||
| 35 | CONTD creditors in accordance with the PRC Company Law and articles of association of the Company; iii open overseas share accounts and to carry out related change of foreign exchange registration procedures; iv carry out relevant approval procedures required by regulatory authorities and venues in which the Company is listed, and to carry out filings with the China Securities Regulatory Commission; v carry out cancellation procedures for repurchased shares, decrease registered capital, and to make corresponding amendments to the articles of association of the Company relating to share capital and shareholdings etc, and to carry out statutory registrations and filings within and outside China; vi approve and execute, on behalf of the Company, documents and matters related to share repurchase; The above CONTD | None | Non Voting | ||||||||
| 36 | CONTD general mandate will expire on the earlier of Relevant Period :- a the conclusion of the AGM of the Company for 2010; b the expiration of a period of twelve months following the passing of this special resolution at the AGM for 2009, the first A shareholders' class meeting in 2010 and the first H shareholders' class meeting in 2010; or c the date on which the authority conferred by this special resolution is revoked or varied by a special resolution of shareholders at a general meeting, or a special resolution of shareholders at a class meeting of domestic share A share shareholders or a class meeting of overseas-listed foreign invested share H share shareholders, except where the Board of Directors CONTD | None | Non Voting | ||||||||
| 37 | CONTD has resolved to repurchase domestic shares A shares or overseas-listed foreign invested shares H shares during the Relevant Period and the share repurchase is to be continued or implemented after the relevant period | None | Non Voting | ||||||||
| DONGFANG ELECTRIC CORPORATION LTD | |||||||||||
| Security: | Y20958107 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 18-Jun-2010 | |||||||||
| ISIN | CNE100000304 | Vote Deadline Date: | 10-Jun-2010 | ||||||||
| Agenda | 702408192 | Management | Total Ballot Shares: | 1617000 | |||||||
| Last Vote Date: | 07-Jun-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK:http://www.hkexnews.hk/listedco/listconews/sehk/201 00429/LTN20100429192.pdf | None | Non Voting | ||||||||
| 2 | Approve the 2009 report of the Board of Directors | For | 291000 | 0 | 0 | 0 | |||||
| 3 | Approve the 2009 report of the Supervisory Committee | For | 291000 | 0 | 0 | 0 | |||||
| 4 | Approve the proposal for the distribution of profits after tax for the year 2009, including the proposal for the declaration and payment of final dividends for the YE 31 DEC 2009 | For | 291000 | 0 | 0 | 0 | |||||
| 5 | Approve the 2009 Audited Financial Report of the Company | For | 291000 | 0 | 0 | 0 | |||||
| 6 | Approve the re-appointment of Shinewing Certified Public Accountants and Shinewing HK CPA Limited as PRC and international auditors of the Company for the year 2010 and to authorize the Board to determine their respective remuneration | For | 291000 | 0 | 0 | 0 | |||||
| 7 | Approve the appointment of Mr. Peng Shaobing as an Independent Non-Executive Director for a term commencing from 18 JUN 2010 until 27 JUN 2012 and to authorize the Board to determine his remuneration in accordance with the remuneration plan for the Members of the sixth session of the Board and the Supervisory Committee previously approved by the Shareholders at the annual general meeting of the Company held on 25 JUN 2009 | For | 291000 | 0 | 0 | 0 | |||||
| 8 | Approve the Bonus Issue subject to and conditional upon the Company obtaining the approvals from the relevant PRC authorities and the Listing Committee of The Stock Exchange Hong Kong Limited granting the listing of, and permission to deal in, new H Shares | For | 291000 | 0 | 0 | 0 | |||||
| 9 | Approve the increase in the registered share capital of the Company from CNY 1,001,930,000 to CNY 2,003,860,000 upon completion of the Bonus Issue | For | 291000 | 0 | 0 | 0 | |||||
| 10 | Authorize any one Director of the Company to take any action and Execute any documents as he thinks necessary or fit to effect and implement the Bonus Issue | For | 291000 | 0 | 0 | 0 | |||||
| 11 | Amend the Articles of Association of the Company | For | 291000 | 0 | 0 | 0 | |||||
| 12 | Approve to grant the general mandate to the Directors to allot new shares of the Company | For | 0 | 291000 | 0 | 0 | |||||
| 13 | PLEASE NOTE THAT THE METHOD OF ACCUMULATIVE POLL SHALL BE ADOPTED, ACCORDING TO WHICH THE NUMBER OF VOTES ENTITLED FOR EACH SHARE HELD BY THE SHAREHOLDER SHALL EQUAL TO THE NUMBER OF PROPOSED DIRECTORS AND THE NUMBER OF VOTES OF SHAREHOLDERS CAN BE CONCENTRATED IN USE. THANK YOU. | None | Non Voting | ||||||||
| 14 | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | Non Voting | ||||||||
| DONGFANG ELECTRIC CORPORATION LTD | |||||||||||
| Security: | Y20958107 | Meeting Type: | Class Meeting | ||||||||
| Ticker: | Meeting Date: | 18-Jun-2010 | |||||||||
| ISIN | CNE100000304 | Vote Deadline Date: | 10-Jun-2010 | ||||||||
| Agenda | 702415034 | Management | Total Ballot Shares: | 1617000 | |||||||
| Last Vote Date: | 07-Jun-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20100429 /LTN20100429208.pdf | None | Non Voting | ||||||||
| 2 | Approve the Bonus Issue subject to and conditional upon the Company obtaining the approvals from the relevant PRC authorities and the Listing Committee of The Stock Exchange Hong Kong Limited granting the listing of, and permission to deal in, new H Shares | For | 291000 | 0 | 0 | 0 | |||||
| 3 | Approve the increase in the registered share capital of the Company from RMB 1,001,930,000 to RMB 2,003,860,000 upon completion of the Bonus Issue | For | 291000 | 0 | 0 | 0 | |||||
| 4 | Authorize any one Director of the Company to take any action and execute any documents as he thinks necessary or fit to effect and implement the Bonus Issue | For | 291000 | 0 | 0 | 0 | |||||
| 5 | Amend the Articles of Association of the Company | For | 291000 | 0 | 0 | 0 | |||||
| HTC CORPORATION | |||||||||||
| Security: | Y3732M103 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 18-Jun-2010 | |||||||||
| ISIN | TW0002498003 | Vote Deadline Date: | 11-Jun-2010 | ||||||||
| Agenda | 702456561 | Management | Total Ballot Shares: | 175450 | |||||||
| Last Vote Date: | 07-Jun-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 701276 DUE TO RECEIPTS OF DIRECTORS NAMES. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | Non Voting | ||||||||
| 2 | The 2009 business operations | None | Non Voting | ||||||||
| 3 | The 2009 audited reports | None | Non Voting | ||||||||
| 4 | The status of buyback treasury stock | None | Non Voting | ||||||||
| 5 | Approve the 2009 business reports and financial statements | For | 150750 | 0 | 0 | 0 | |||||
| 6 | Approve the 2009 profit distribution, proposed cash dividend: TWD 26 per share | For | 150750 | 0 | 0 | 0 | |||||
| 7 | Approve the issuance of new shares from retained earnings, staff bonus and proposed stock dividend: 50 for 1,000 shares held | For | 150750 | 0 | 0 | 0 | |||||
| 8 | Approve the revision to the Articles of Incorporation | For | 150750 | 0 | 0 | 0 | |||||
| 9 | Approve the revision to the procedures of asset acquisition or disposal | For | 150750 | 0 | 0 | 0 | |||||
| 10 | Approve the revision to the procedures of endorsement and guarantee | For | 150750 | 0 | 0 | 0 | |||||
| 11 | Approve the revision to the procedures of monetary loans | For | 0 | 0 | 150750 | 0 | |||||
| 12 | Election of Cher Wang/Shareholder No.: 2 as a Director | For | 150750 | 0 | 0 | 0 | |||||
| 13 | Election of Wen-Chi Chen/Shareholder No.: 5 as a Director | For | 150750 | 0 | 0 | 0 | |||||
| 14 | Election of Ht Cho/Shareholder No.: 22 as a Director | For | 150750 | 0 | 0 | 0 | |||||
| 15 | Election of Ho-Chen Tan/ID No.: D101161444 as a Director | For | 150750 | 0 | 0 | 0 | |||||
| 16 | Election of Josef Felder/ID No.: 19610425FE as an Independent Director | For | 150750 | 0 | 0 | 0 | |||||
| 17 | Election of Chen-Kuo Lin/ID No.: F102690133 as an Independent Director | For | 150750 | 0 | 0 | 0 | |||||
| 18 | Election of Way-Chin Investment Co. Ltd/Shareholder No.: 15 as a Supervisor | For | 150750 | 0 | 0 | 0 | |||||
| 19 | Election of Po-Cheng Ko/Shareholder No.: 14257 as a Supervisor | For | 150750 | 0 | 0 | 0 | |||||
| 20 | Election of Caleb Ou-Yang/ID No.: D101424339 as a Supervisor | For | 150750 | 0 | 0 | 0 | |||||
| 21 | Approve to release the prohibition on the Directors from participation in competitive business | For | 0 | 150750 | 0 | 0 | |||||
| 22 | Extraordinary motions | None | 0 | 0 | 150750 | 0 | |||||
| 23 | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE RELEVANT PROPOSAL. THANK YOU. | None | Non Voting | ||||||||
| WISTRON CORP | |||||||||||
| Security: | Y96738102 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 18-Jun-2010 | |||||||||
| ISIN | TW0003231007 | Vote Deadline Date: | 11-Jun-2010 | ||||||||
| Agenda | 702438626 | Management | Total Ballot Shares: | 782844 | |||||||
| Last Vote Date: | 07-Jun-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | To report the business of 2009 | None | Non Voting | ||||||||
| 2 | Audit Committee's Report | None | Non Voting | ||||||||
| 3 | Amendment of the Company's rules and procedures of Board of Directors Meeting | None | Non Voting | ||||||||
| 4 | Ratification for the Business Report and Financial Statements of 2009 | For | 782844 | 0 | 0 | 0 | |||||
| 5 | Ratification for the proposal for distribution of 2009 profits | For | 782844 | 0 | 0 | 0 | |||||
| 6 | Discussion for the capitalization of part of 2009 profits through issuance of new shares | For | 782844 | 0 | 0 | 0 | |||||
| 7 | Discussion for amendments of the Articles of Incorporation | For | 782844 | 0 | 0 | 0 | |||||
| 8 | Discussion for amendments of the procedures Governing Endorsements and Guarantees | For | 782844 | 0 | 0 | 0 | |||||
| 9 | Discussion for amendments of the procedures Governing Loaning of Funds | For | 782844 | 0 | 0 | 0 | |||||
| 10 | Discussion for amendments of the procedures of Assets Acquisition and Disposal | For | 782844 | 0 | 0 | 0 | |||||
| 11 | Discussion for the offering of newly issued common shares or the offering of newly issued common shares in the form of GDR | For | 782844 | 0 | 0 | 0 | |||||
| 12 | Discussion for the proposal to opt for tax benefits for the issuance of new common shares in 2009 and the earnings in 2008 | For | 782844 | 0 | 0 | 0 | |||||
| 13 | Extemporary motion | None | Non Voting | ||||||||
| 14 | Adjournment | For | 0 | 0 | 782844 | 0 | |||||
| KINGBOARD CHEMICAL HOLDINGS LTD, GEORGE TOWN | |||||||||||
| Security: | G52562140 | Meeting Type: | ExtraOrdinary General Meeting | ||||||||
| Ticker: | Meeting Date: | 21-Jun-2010 | |||||||||
| ISIN | KYG525621408 | Vote Deadline Date: | 16-Jun-2010 | ||||||||
| Agenda | 702456181 | Management | Total Ballot Shares: | 1527000 | |||||||
| Last Vote Date: | 07-Jun-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | Non Voting | ||||||||
| 2 | Approve the continuing connected transaction contemplated by the Drill Bits Agreement and the Proposed Annual Caps such terms shall have the meaning as defined in the circular to the shareholders of the Company dated 27 MAY 2010 and authorize any Director of the Company to do, approve and transact all such acts and things as they may in their discretion consider necessary or desirable in connection therewith | For | 286000 | 0 | 0 | 0 | |||||
| CHINA STEEL CORP | |||||||||||
| Security: | Y15041109 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 23-Jun-2010 | |||||||||
| ISIN | TW0002002003 | Vote Deadline Date: | 17-Jun-2010 | ||||||||
| Agenda | 702466928 | Management | Total Ballot Shares: | 1327338 | |||||||
| Last Vote Date: | 09-Jun-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | The 2009 business report | None | Non Voting | ||||||||
| 2 | The 2009 Audited reports | None | Non Voting | ||||||||
| 3 | Ratify the 2009 business reports and financial statements | For | 1091550 | 0 | 0 | 0 | |||||
| 4 | Ratify the 2009 profit distribution, proposed cash dividend: TWD 1.01 per share | For | 1091550 | 0 | 0 | 0 | |||||
| 5 | Approve the issuance of new shares from retained earnings, proposed stock dividend: 33 SHS/1,000 shares held | For | 1091550 | 0 | 0 | 0 | |||||
| 6 | Approve to revise the Articles of Incorporation | For | 0 | 0 | 1091550 | 0 | |||||
| 7 | Election of Ministry of Economic Affairs R.O.C./ Chang, Chia Juch, ID/shareholder No. Y00001 as a Director | For | 1091550 | 0 | 0 | 0 | |||||
| 8 | Election of Ministry of Economic Affairs R.O.C. / Chen, Chao Yih, ID/shareholder No. Y00001 as a Director | For | 1091550 | 0 | 0 | 0 | |||||
| 9 | Election of Ministry of Economic Affairs R.O.C./ Fang, Liang Tung, ID/shareholder No. Y00001 as a Director | For | 1091550 | 0 | 0 | 0 | |||||
| 10 | Election of Chiun Yu Investment Corporation/ Tsou, Jo Chi, ID/shareholder No. V01357 as a Director | For | 1091550 | 0 | 0 | 0 | |||||
| 11 | Election of Ever Wealthy International Corporation/ Chung, Lo Min, ID/shareholder No. V02376 as a Director | For | 1091550 | 0 | 0 | 0 | |||||
| 12 | Election of Hung Kao Investment Corporation / Weng, Cheng I, ID/shareholder No. V05147 as a Director | For | 1091550 | 0 | 0 | 0 | |||||
| 13 | Election of China Steel Labor Union/ Wu, Shun Tsai, ID/shareholder No. X00012 as a Director | For | 1091550 | 0 | 0 | 0 | |||||
| 14 | Election of Gau Ruei Investment Corporation/ Ou, Chao Hua, ID/shareholder No. V01360 as a Director | For | 1091550 | 0 | 0 | 0 | |||||
| 15 | Election of Li, Shen Yi, ID/shareholder No. R100955005 as an Independent Director | For | 1091550 | 0 | 0 | 0 | |||||
| 16 | Election of Chang, Tsu En, ID/shareholder No. N103009187 as an Independent Director | For | 1091550 | 0 | 0 | 0 | |||||
| 17 | Election of Liang Ting Peng S101063589 as an Independent Director | For | 1091550 | 0 | 0 | 0 | |||||
| 18 | Election of Teng, Ssu Tang, ID/shareholder No. M100725978 as a Supervisor | For | 1091550 | 0 | 0 | 0 | |||||
| 19 | Election of Cheng, I Lin, ID/shareholder No. E100285651 as a Supervisor | For | 1091550 | 0 | 0 | 0 | |||||
| 20 | Election of Bureau of Labor Insurance / Wang, Ju-Hsuan, ID/shareholder No. V01384 as a Supervisor | For | 1091550 | 0 | 0 | 0 | |||||
| 21 | Approve to release the Directors from non-competition duties | For | 0 | 1091550 | 0 | 0 | |||||
| 22 | Extraordinary motions | None | 0 | 0 | 1091550 | 0 | |||||
| 23 | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE RELEVANT PROPOSAL. THANK YOU. | None | Non Voting | ||||||||
| YANZHOU COAL MNG CO LTD | |||||||||||
| Security: | Y97417102 | Meeting Type: | Class Meeting | ||||||||
| Ticker: | Meeting Date: | 25-Jun-2010 | |||||||||
| ISIN | CNE1000004Q8 | Vote Deadline Date: | 17-Jun-2010 | ||||||||
| Agenda | 702403697 | Management | Total Ballot Shares: | 4778000 | |||||||
| Last Vote Date: | 09-Jun-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'FOR' OR 'AGAINST' ONLY FOR RESOLUTIONS "S.1". THANK YOU. | None | Non Voting | ||||||||
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20100423 /LTN20100423715.pdf | None | Non Voting | ||||||||
| 3 | Approve the mandate on authorizing the Board of Directors to repurchase H Shares of the Company | For | 616800 | 0 | 0 | 0 | |||||
| YANZHOU COAL MNG CO LTD | |||||||||||
| Security: | Y97417102 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 25-Jun-2010 | |||||||||
| ISIN | CNE1000004Q8 | Vote Deadline Date: | 17-Jun-2010 | ||||||||
| Agenda | 702507534 | Management | Total Ballot Shares: | 4778000 | |||||||
| Last Vote Date: | 11-Jun-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 698813 DUE TO DELETION OF RESOLUTION. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | Non Voting | ||||||||
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20100423 /LTN20100423637.pdf | None | Non Voting | ||||||||
| 3 | Approve the working report of the Board of Directors of the Company the "Board" for the YE 31 DEC 2009 | For | 616800 | 0 | 0 | 0 | |||||
| 4 | Approve the working report of the Supervisory Committee of the Company for the YE 31 DEC 2009 | For | 616800 | 0 | 0 | 0 | |||||
| 5 | Approve the audited financial statements of the Company as at and for the YE 31 DEC 2009 | For | 616800 | 0 | 0 | 0 | |||||
| 6 | Approve the proposed profit distribution plan of the Company for the YE 31 DEC 2009 and to authorize the Board to distribute an aggregate cash dividend of RMB 1,229.6 million tax inclusive , equivalent to RMB 0.25 tax inclusive per share to the shareholders of the Company | For | 616800 | 0 | 0 | 0 | |||||
| 7 | Approve the remuneration of the Directors and Supervisors of the Company for the YE 31 DEC 2010 | For | 616800 | 0 | 0 | 0 | |||||
| 8 | Re-appointment of Grant Thornton and Shine Wing Certified Public Accountants Ltd as the Company's International and PRC Auditors for the year 2010, respectively, until the conclusion of the next AGM and to determine their remuneration arrangements | For | 616800 | 0 | 0 | 0 | |||||
| 9 | Approve the purchase of liability insurance for the Directors, Supervisors and senior officers of the Company | For | 0 | 0 | 616800 | 0 | |||||
| 10 | Approve the proposal regarding the expansion of the business scope of Yanzhou Coal Mining Company Limited and amendments to the Articles of Association of the Company | For | 616800 | 0 | 0 | 0 | |||||
| 11 | Authorize the Board to issue, allot and deal with additional H Shares in the share capital of the Company and to make or grant offers, agreements and options in respect thereof, subject to the following terms: i) such mandate shall not extend beyond the Relevant Period save that the Board may during the Relevant Period make or grant offers, agreements or options which might require the exercise of such powers after the end of the Relevant Period; ii) the number of shares allotted or agreed conditionally or unconditionally to be allotted whether pursuant to an option or otherwise by the Board shall not exceed 20% of the number of H Shares in issue as at the date of the this resolution; and iii) the Board will only exercise its power under such mandate in accordance with the Company Law of the PRC and the Rules Governing the Listing of Securities on the Stock Exchange of Hong Kong Limited as amended from time and only if all necessary approvals from the China Securities Regulatory Commission and/or other relevant PRC government authorities are obtained; "H Shares" means the overseas-listed foreign invested shares in the share capital of the Company with a par value of RMB 1.00 each, and which are held and traded in Hong Kong dollars; Authority expires at the conclusion of the next AGM of the Company following the passing of this resolution or expiration of a 12 month period following the passing of this resolution or the date on which the authority set out in this resolution is revoked or varied by a special resolution of the shareholders of the Company in a general meeting; authorize the Board, contingent on the Directors resolving to issue shares pursuant to this resolution, to approve, execute and do or procure to be executed and done, all such documents, deeds and things as it may consider relevant in connection with the issue of such new shares including, but not limited to, determining the time and place of issue, making all necessary applications to the relevant authorities and entering into an underwriting agreement or any other agreement , to determine the use of proceeds and | For | 0 | 616800 | 0 | 0 | |||||
| to make all necessary filings and registrations with the relevant PRC, Hong Kong and other authorities, and to make such amendments to the Articles of Association as it thinks fit so as to reflect the increase in registered capital of the Company and to reflect the new share capital structure of the Company under the intended allotment and issue of the shares of the Company pursuant to this resolution | |||||||||||
| 12 | Authorize the Board of the Company, subject to this resolution, to repurchase the issued H shares of the Company on the Hong Kong Stock Exchange, subject to and in accordance with all applicable laws, rules and regulations and/or requirements of the governmental or regulatory body of securities in the PRC, the Hong Kong Stock Exchange or of any other governmental or regulatory body be approved; the aggregate nominal value of H Shares of the Company authorized to be repurchased subject to the approval in this resolution during the Relevant Period shall not exceed 10% of the aggregate nominal value of the issued H Shares of the Company as at the date of the passing of this resolution; i) the passing of a special resolution with the same terms as the resolution set out in this paragraph except for this sub-paragraph (c) (i) at a class meeting for the holders of Domestic Shares of the Company to be held on 25 JUN 2010 or on such adjourned date as may be applicable ; and the class meeting for the holders of H Shares to be held on 25 JUN 2010 or on such adjourned date as may be applicable for such purpose; ii) the approval of the relevant PRC regulatory authorities as may be required by laws, rules and regulations of the PRC being obtained by the Company if appropriate; and iii) the Company not being required by any of its creditors to repay or to provide guarantee in respect of any amount due to any of them or if the Company is so required by any of its creditors, the Company having, in its absolute discretion, repaid or provided guarantee in respect of such amount pursuant to the notification procedure set out in Articles of Association; subject to the approval of all relevant PRC regulatory authorities for the repurchase of such H Shares being granted, the Board be authorized to: i) amend the Articles of Association as it thinks fit so as to reduce the registered share capital of the Company and to reflect the new capital structure of the Company upon the repurchase of H shares of the Company as contemplated in this resolution; and ii) file the amended Articles of Association with the relevant governmental authorities of the PRC; Authority expires at the conclusion of the next AGM or the | For | 616800 | 0 | 0 | 0 | |||||
| expiration of a 12 month period following the passing of this special resolution or the date on which the authority set out in this special resolution is revoked or varied by a special resolution of the shareholders of the Company in any general meeting or by a special resolution of holders of H shares or holders of domestic shares of the Company at their respective class meetings | |||||||||||
| Guinness Atkinson Asia Pacific Dividend Fund | |||||||||
| Meeting Date Range: 01-Jul-2009 To 30-Jun-2010 | |||||||||
| Selected Accounts | |||||||||
| MODERN BEAUTY SALON HOLDINGS LTD | |||||||||||
| Security: | G61810100 | Meeting Type: | ExtraOrdinary General Meeting | ||||||||
| Ticker: | Meeting Date: | 30-Oct-2009 | |||||||||
| ISIN | KYG618101003 | Vote Deadline Date: | 27-Oct-2009 | ||||||||
| Agenda | 702118527 | Management | Total Ballot Shares: | 4423000 | |||||||
| Last Vote Date: | 23-Oct-2009 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTION NO. "1". THANK YOU. | None | Non Voting | ||||||||
| 2 | Approve the conditional sale and purchase agreement dated 23 SEP 2009 entered into between Modern Beauty Management Company Limited [Vendor], a wholly-owned subsidiary of the Company, as vendor and All Link International Limited as purchaser [SP Agreement] in relation to the sale of the entire issued share capital of each of East Union Industries Limited, Joy East Limited, Well Faith International Enterprise Limited and Wise World Limited [collectively, as "Sale Companies"] and all amounts due by the Sale Companies to the Vendor as at the date of completion of the SP Agreement and all the transactions contemplated under the SP Agreement; and authorize the Directors of the Company [Directors] to do all such acts and things, to sign and execute such documents or agreements or deeds on behalf of the Company and to do such other things and to take all such actions as they consider necessary, appropriate, desirable or expedient for the purposes of giving effect to or in connection with the SP Agreement and all transactions contemplated there under, and to agree to such variation, amendments or wavier or matters relating thereto [including any variation, amendments or waiver of such documents, which are not fundamentally different from those as provided in the SP Agreement] as are, in the opinion of the Directors, in the interest of the Company and its shareholders as a whole | For | 0 | 1863000 | 0 | 0 | |||||
| YANZHOU COAL MNG CO LTD | |||||||||||
| Security: | Y97417102 | Meeting Type: | ExtraOrdinary General Meeting | ||||||||
| Ticker: | Meeting Date: | 30-Oct-2009 | |||||||||
| ISIN | CNE1000004Q8 | Vote Deadline Date: | 19-Oct-2009 | ||||||||
| Agenda | 702093749 | Management | Total Ballot Shares: | 7316000 | |||||||
| Last Vote Date: | 16-Sep-2009 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | Approve the acquisition of 100% equity interest in Felix Resources Limited by the Company by way of a Scheme of Arrangement through Austar Coal Mine Pty Limited, a wholly-owned subsidiary of Yancoal Australia Pty Limited ['Yancoal Australia Pty'], a wholly-owned subsidiary of the Company [the 'Transaction'] | For | 188000 | 0 | 0 | 0 | |||||
| 2 | Approve all resolutions passed at the EGM shall be valid for a period of 12 months from the date of passing | For | 188000 | 0 | 0 | 0 | |||||
| 3 | Approve the Material Asset Restructuring Report of the Company containing, inter alia, the following matters in relation to the Transaction, namely (1) the method of acquisition, the subject matter of and the counterparty to the Transaction; (2) the consideration; (3) the method or basis for determining the consideration; (4) the contractual obligations and the liabilities for breach of contract in respect of the transfer of title relating to the shares to be acquired; and (5) the conditions precedent and the effective date of the Transaction | For | 188000 | 0 | 0 | 0 | |||||
| 4 | Approve the Financing Arrangement in respect of the satisfaction of the consideration for the Transaction in the amount of AUD 3,333 million [equivalent to approximately RMB 18,951 million] to be satisfied by way of bank loans to be provided by Bank of China, Sydney Branch or a syndicate of banks led by Bank of China, Sydney Branch to be made in AUD or USD equivalent to the amount of RMB 20 billion; and the issuance of a letter of guarantee by Bank of China, Shandong Branch in favor of Bank of China, Sydney Branch at the request of and upon the application made by the Company to Bank of China, Shandong Branch; and the provision of the counter-guarantee by the controlling shareholder of the Company, Yankuang Group Corporation Limited, to the Company | For | 188000 | 0 | 0 | 0 | |||||
| 5 | Authorize the Board of Directors [the 'Board'] of the Company and Mr. Wu Yuxiang and Mr. Zhang Baocai, being the Directors of the Company, to take any action and further actions on behalf of the Company as they consider necessary, appropriate, desirable or expedient in connection with the Transaction in accordance with the requirements of relevant regulatory authorities and the requirements of the Transaction itself, including, without limitation, executing and delivering any and all agreements, documents and instruments, if any, to execute and/or perform all necessary and ancillary actions with respect to the Transaction and to perfect the Transaction, making any amendments, revisions, supplements or waivers of any matters in relation to, or in connection with or incidental to, the Transaction which they consider are in the interest of the Company, provided that such amendments, revisions, supplements or waivers shall not result in a material change to the terms of the Transaction; and ratify and consider any or all past actions by the Board which they may deem or have deemed in their sole discretion to be necessary with respect to any of the matters contemplated by this resolution | For | 188000 | 0 | 0 | 0 | |||||
| PEOPLE'S FOOD HOLDINGS LTD | |||||||||||
| Security: | G7000R108 | Meeting Type: | Special General Meeting | ||||||||
| Ticker: | Meeting Date: | 17-Nov-2009 | |||||||||
| ISIN | BMG7000R1088 | Vote Deadline Date: | 09-Nov-2009 | ||||||||
| Agenda | 702133694 | Management | Total Ballot Shares: | 698000 | |||||||
| Last Vote Date: | 10-Nov-2009 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | Amend the Bye-Laws as specified in Annexure 1 of the Company's Circular to its shareholders dated 23 OCT 2009 [the "Circular"] | For | 0 | 0 | 698000 | 0 | |||||
| 2 | Approve the establishment and adopt the Share Option Scheme to be known as the "People's Food Share Option Scheme 2009" ["People's Food ESOS"], substantially as specified in Annexure 2 of the Circular ["Rules"], under which options ["Options"] may be granted to selected Directors and employees of the Company and its subsidiaries [the "Group"] [including Executive and Non- Executive Directors of the Group and the Independent Directors of the Company]; authorize the Board of Directors of the Company and Committee: to establish a Committee ["Committee"] of the Board of Directors to implement and administer the People's Food ESOS; a) to modify and/or amend the People's Food ESOS from time to time provided that such modification and/or amendment is effected in accordance with the Rules of the People's Food ESOS and to do all such acts and to enter into such transactions, arrangements and agreements as may be necessary or expedient in order to give full effect to the People's Food ESOS; and b) to offer and grant Options in accordance with the Rules of the People's Food ESOS and to allot and issue from time to time such number of Shares as may be required to be issued pursuant to the exercise of the Options under the People's Food ESOS provided always that the aggregate number of new Shares issued and issuable pursuant to the People's Food ESOS shall not exceed 15% of the total number of issued Shares of the Company [excluding treasury shares] from time to time; and to do all such acts and things [including executing all such documents as may be required] as they may consider necessary or desirable to give effect to this Resolution 2 | For | 698000 | 0 | 0 | 0 | |||||
| 3 | Authorize the Directors of the Company, subject to and contingent upon the passing of Ordinary Resolution 2, [through the Committee] to offer and grant Options in accordance with the provisions of the People's Food ESOS to Grantees [as specified] with exercise prices set at a discount to the Market Price [as specified] provided that the maximum discount shall not exceed 20% of the Market Price or such other percentage or amount as may be determined by the Committee administering the People's Food ESOS and permitted by the SGX-ST | For | 698000 | 0 | 0 | 0 | |||||
| 4 | Approve to vary, the Share Purchase Mandate, as approved by the Members of the Company on 22 APR 2009, to the extent and in the manner as specified in Clause 2.2 of the Company's Circular to Shareholders, and authorize the Directors to purchase Shares in accordance with the Share Purchase Mandate either for cancellation or to be held as treasury shares | For | 0 | 0 | 698000 | 0 | |||||
| ESPRIT HLDGS LTD | |||||||||||
| Security: | G3122U145 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 10-Dec-2009 | |||||||||
| ISIN | BMG3122U1457 | Vote Deadline Date: | 07-Dec-2009 | ||||||||
| Agenda | 702152389 | Management | Total Ballot Shares: | 732311 | |||||||
| Last Vote Date: | 24-Nov-2009 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT THE SHARESHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS. THANK YOU. | None | Non Voting | ||||||||
| 2 | Receive the audited consolidated financial statements and the reports of the Directors and Auditors of the Group for the YE 30 JUN 2009 | For | 52000 | 0 | 0 | 0 | |||||
| 3 | Approve a final dividend of 0.72 Hong Kong dollar per Share for the YE 30 JUN 2009 | For | 52000 | 0 | 0 | 0 | |||||
| 4 | Approve a special dividend of 1.33 Hong Kong dollar per Share for the YE 30 JUN 2009 to be satisfied by way of mandatory scrip dividend and capitalization from share premium | For | 52000 | 0 | 0 | 0 | |||||
| 5 | Re-elect Mr. Heinz Jurgen Krogner-Kornalik as a Director of the Company | For | 52000 | 0 | 0 | 0 | |||||
| 6 | Re-elect Mr. Jurgen Alfred Rudolf Friedrich as a Director of the Company | For | 52000 | 0 | 0 | 0 | |||||
| 7 | Re-elect Mr. Ronald Van Der Vis as a Director of the Company | For | 52000 | 0 | 0 | 0 | |||||
| 8 | Re-elect Mr. Chew Fook Aun as a Director of the Company | For | 52000 | 0 | 0 | 0 | |||||
| 9 | Re-elect Mr. Francesco Trapani as a Director of the Company | For | 52000 | 0 | 0 | 0 | |||||
| 10 | Authorize the Board to fix the Directors' fees | For | 52000 | 0 | 0 | 0 | |||||
| 11 | Re-appoint Messrs. PricewaterhouseCoopers as the Auditors and authorize the Directors to fix their remuneration | For | 52000 | 0 | 0 | 0 | |||||
| 12 | Authorize the Directors of the Company, [a] subject to Paragraph [b] below, during the Relevant Period [as specified] of all the powers of the Company to purchase shares of the Company ["Shares"] and any securities which carry a right to subscribe for or purchase Shares, subject to and in accordance with the applicable laws; [b] the total nominal amount of Shares which may be purchased | For | 52000 | 0 | 0 | 0 | |||||
| pursuant to the approval in Paragraph [a] above shall not exceed 10% of the total nominal amount of the share capital of the Company, and the total number of any securities which carry a right to subscribe for or purchase Shares which may be purchased pursuant to the approval in Paragraph [a] above shall not exceed 10% of such securities of the Company [or any relevant class thereof], in each case in issue as at the date of passing of this resolution, and the said approval shall be limited accordingly; and [Authority expires the earlier of the conclusion of the next AGM of the Company or the expiration of the period within which the next AGM is to be held by law] | |||||||||||
| 13 | Authorize the Directors of the Company, [a] subject to the restriction on discounts and restriction on refreshment of this mandate as stated in the Circular to the shareholders of the Company dated 10 NOV 2009 and subject to Paragraph [b] below, during the Relevant Period [as specified] of all the powers of the Company to issue, allot and deal with additional shares of the Company ["Shares"] and to make or grant offers, agreements and options during the Relevant Period which would or might require Shares to be issued, allotted or dealt with during or after the end of the Relevant Period; [b] the total nominal amount of additional Shares issued, allotted, dealt with or agreed conditionally or unconditionally to be issued, allotted or dealt with, pursuant to the approval in Paragraph [a] above, otherwise than pursuant to [i] a rights issue [as specified below], or [ii] any option scheme or similar arrangement of the Company for the granting or issuance of Shares or rights to acquire Shares, or [iii] the exercise of rights of subscription or conversion under the terms of any warrants issued or to be issued by the Company or any securities which are convertible into shares of the Company, or [iv] any Scrip Dividend Scheme or similar arrangement providing for the allotment of Shares in lieu of the whole or part of a dividend on Shares of the Company in accordance with the Bye-laws of the Company, shall not exceed 5% of the total nominal amount of the share capital of the Company in issue as at the date of passing of this resolution; and [Authority expires the earlier of the conclusion of the next AGM of the Company or the expiration of the period within which the next AGM of the Company is required by the Bye-Laws of the Company or any applicable laws to be held] | For | 52000 | 0 | 0 | 0 | |||||
| 14 | Approve and adopt, conditional upon The Stock Exchange of Hong Kong Limited granting the approval for the listing of, and permission to deal in, the shares of the Company ["Shares"] or any part thereof to be issued pursuant to the exercise of any options that may be granted under the share option scheme [the "New Share Option Scheme"], the terms and conditions as specified, the New Share Option Scheme and all the terms and conditions contained therein; and authorize the Directors of the Company to grant options to subscribe for Shares there under and to allot, issue and deal with any Shares pursuant to the exercise of the subscription rights under any options which may be granted from time to time in accordance with the terms of the New Share Option Scheme and to do all such acts as they may in their absolute discretion consider necessary or expedient in order to give full effect to the New Share Option Scheme; and approve, subject to Paragraph [a] hereinabove, the Share Option Scheme adopted by the Company on 26 NOV 2001 [the "2001 Share Option Scheme"], to terminate with immediate effect provided that the options which have been granted and remained outstanding and/or committed shall continue to follow the provisions of the 2001 Share Option Scheme and the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited | For | 52000 | 0 | 0 | 0 | |||||
| CHINA SHIPPING DEVELOPMENT CO LTD | |||||||||||
| Security: | Y1503Y108 | Meeting Type: | ExtraOrdinary General Meeting | ||||||||
| Ticker: | Meeting Date: | 22-Dec-2009 | |||||||||
| ISIN | CNE1000002S8 | Vote Deadline Date: | 14-Dec-2009 | ||||||||
| Agenda | 702149522 | Management | Total Ballot Shares: | 5854000 | |||||||
| Last Vote Date: | 24-Nov-2009 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | Approve and ratify the new services agreement dated 22 OCT 2009 ["New Services Agreement"] entered into between the Company and China Shipping [Group] Company for the supply of shipping materials and services to the Company for a term of 3 years commencing from 01 JAN 2010 and ending on 31 DEC 2012, the continuing connected transactions contemplated thereunder and the proposed annual caps for such continuing connected transactions contemplated thereunder; and authorize the Directors of the Company to do such other acts and things and execute such other documents which in their opinion may be necessary or desirable to implement the New Services Agreement | For | 236000 | 0 | 0 | 0 | |||||
| 2 | Approve and ratify the financial services framework agreement dated 22 OCT 2009 ["Financial Services Framework Agreement"] entered into between the Company and China Shipping [Group] Company ["China Shipping"] whereby China Shipping shall procure China Shipping Finance Company Limited to provide the Company and its subsidiaries with a range of financial services including [i] deposit services; [ii] loan services; [iii] settlement services and [iv] other financial services as approved by CBRC for a term of 3 years commencing from the date when all conditions precedent under the Financial Services Framework Agreement are satisfied and ending on the day immediately before the 3rd anniversary of the commencement date, the continuing connected transactions contemplated thereunder and the proposed annual caps for the deposits and loans transactions contemplated thereunder; and authorize the Directors of the Company to do such other acts and things and execute such other documents which in their opinion may be necessary or desirable to implement the Financial Services Framework Agreement | For | 0 | 236000 | 0 | 0 | |||||
| INCITEC PIVOT LTD | |||||||||||
| Security: | Q4887E101 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 23-Dec-2009 | |||||||||
| ISIN | AU000000IPL1 | Vote Deadline Date: | 16-Dec-2009 | ||||||||
| Agenda | 702161732 | Management | Total Ballot Shares: | 135569 | |||||||
| Last Vote Date: | 24-Nov-2009 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSAL 3 VOTES CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S WILL BE DISREGARDED. HENCE, IF YOU HAVE OBTAINED BENEFIT OR DO EXPECT TO OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE "ABSTAIN") FOR THE RELEVANT PROPOSAL ITEMS. | None | Non Voting | ||||||||
| 2 | To table for discussion the financial report of the Company, the Directors' report and the Auditor's report for the YE 30 SEP 2009 | None | Non Voting | ||||||||
| 3 | Re-elect Mr. Graham Smorgon as a Director of the Company, who retires in accordance with the Company's Constitution | For | 135569 | 0 | 0 | 0 | |||||
| 4 | Re-elect Mr. Anthony Larkin as a Director of the Company, who retires in accordance with the Company's Constitution | For | 135569 | 0 | 0 | 0 | |||||
| 5 | Approve the grant of performance rights under the Incitec Pivot Performance Rights Plan to the Managing Director & Chief Executive Officer, Mr. James Fazzino, as specified | For | 135569 | 0 | 0 | 0 | |||||
| 6 | Adopt the remuneration report for the Company [included in the Directors' report] for the YE 30 SEP 2009 | For | 135569 | 0 | 0 | 0 | |||||
| ANGANG STEEL COMPANY LTD | |||||||||||
| Security: | Y0132D105 | Meeting Type: | ExtraOrdinary General Meeting | ||||||||
| Ticker: | Meeting Date: | 28-Dec-2009 | |||||||||
| ISIN | CNE1000001V4 | Vote Deadline Date: | 17-Dec-2009 | ||||||||
| Agenda | 702154888 | Management | Total Ballot Shares: | 2820801 | |||||||
| Last Vote Date: | 24-Nov-2009 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | Approve the Joint Venture Agreement and the transactions contemplated therein and authorize the Directors of the Company to do such further acts and things and execute such further documents and take all such steps which in their opinion may be necessary, desirable or expedient to implement and/or give effect to the terms of the Joint Venture Agreement | For | 219801 | 0 | 0 | 0 | |||||
| 2 | Approve the 2009 Supply of Materials and Services Agreement, the relevant monetary caps of 2010 and 2011, and the transactions contemplated therein and authorize the Directors of the Company to do such further acts and things and execute such further documents and take all such steps which in their opinion may be necessary, desirable or expedient to implement and/or give effect to the terms of the 2009 Supply of Materials and Services Agreement | For | 219801 | 0 | 0 | 0 | |||||
| THORESEN THAI AGENCIES PUBLIC CO LTD | |||||||||||
| Security: | Y8808K170 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 29-Jan-2010 | |||||||||
| ISIN | TH0535010Z13 | Vote Deadline Date: | 27-Jan-2010 | ||||||||
| Agenda | 702166782 | Management | Total Ballot Shares: | 3232940 | |||||||
| Last Vote Date: | 11-Dec-2009 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | Approve to certify the minutes of the previous 1/2009 AGM of the shareholders held on 30 JAN 2009 | For | 367840 | 0 | 0 | 0 | |||||
| 2 | Acknowledge TTA'S performance for the FY that ended on 30 SEP 2009 | For | 367840 | 0 | 0 | 0 | |||||
| 3 | Approve the audited balance sheet and the profit and loss statements for the FY that ended on 30 SEP 2009 together with the Auditor's report thereon | For | 367840 | 0 | 0 | 0 | |||||
| 4 | Approve the payment of cash dividends for the FY that ended on 30 SEP 2009 and the appropriation of a legal reserve | For | 367840 | 0 | 0 | 0 | |||||
| 5 | Approve the appointment of Directors to replace those who retires by rotation | For | 0 | 0 | 367840 | 0 | |||||
| 6 | Approve the appointment of Auditors for the FY that will end on 30 SEP 2010 and fix the Auditors' fees | For | 367840 | 0 | 0 | 0 | |||||
| 7 | Approve the reduction of share capital and an amendment to Clause 4 of the Memorandum of Association | For | 0 | 0 | 367840 | 0 | |||||
| 8 | Approve to increase the share capital and an amendment to Clause 4 of the Memorandum of Association | For | 0 | 0 | 367840 | 0 | |||||
| 9 | Approve the allotment of new ordinary shares | For | 0 | 0 | 367840 | 0 | |||||
| 10 | Approve the issue of up to 4,000,000 warrants to the Directors and Employees [including any employee who is a Director] of Mermaid Maritime Public Company Limited and its subsidiaries under ESOP Scheme | For | 367840 | 0 | 0 | 0 | |||||
| 11 | Transact such other business | None | 0 | 0 | 367840 | 0 | |||||
| 12 | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF CONSERVATIVE RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | Non Voting | ||||||||
| K T & G CORP | |||||||||||
| Security: | Y49904108 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 26-Feb-2010 | |||||||||
| ISIN | KR7033780008 | Vote Deadline Date: | 16-Feb-2010 | ||||||||
| Agenda | 702230359 | Management | Total Ballot Shares: | 49180 | |||||||
| Last Vote Date: | 09-Feb-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | IN THE KOREAN MARKET, THE VOTE OPTION OF "ABSTAIN" IS DETERMINED TO BE ACCEPTABLE OR NOT IN ACCORDANCE WITH THE LOCAL SUB CUSTODIAN'S REGULATIONS. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO SEE IF THE RECIPIENT OF YOUR VOTING INSTRUCTIONS WILL TREAT "ABSTAIN" AS A VALID VOTE OPTION. | None | Non Voting | ||||||||
| 2 | Approve the financial statements | For | 5680 | 0 | 0 | 0 | |||||
| 3 | Amend the Articles of Incorporation | For | 5680 | 0 | 0 | 0 | |||||
| 4 | Elect the Representative Director | For | 5680 | 0 | 0 | 0 | |||||
| 5 | Elect the Outside Director | For | 5680 | 0 | 0 | 0 | |||||
| 6 | Elect the Audit Committee Member | For | 5680 | 0 | 0 | 0 | |||||
| 7 | Approve the remuneration for the Director | For | 5680 | 0 | 0 | 0 | |||||
| 8 | Amend the Articles on retirement allowance for the Executive Director | For | 5680 | 0 | 0 | 0 | |||||
| 9 | Amend the Articles on retirement allowance for the Director | For | 5680 | 0 | 0 | 0 | |||||
| POSCO | |||||||||||
| Security: | Y70750115 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 26-Feb-2010 | |||||||||
| ISIN | KR7005490008 | Vote Deadline Date: | 16-Feb-2010 | ||||||||
| Agenda | 702231426 | Management | Total Ballot Shares: | 8200 | |||||||
| Last Vote Date: | 09-Feb-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | IN THE KOREAN MARKET, THE VOTE OPTION OF ABSTAIN IS DETERMINED TO BE ACCEPTABLE OR NOT IN ACCORDANCE WITH THE LOCAL SUB CUSTODIAN'S REGULATIONS. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO SEE IF THE RECIPIENT OF YOUR VOTING INSTRUCTIONS WILL TREAT ABSTAIN AS A VALID VOTE OPTION. | None | Non Voting | ||||||||
| 2 | Approve the financial statement | For | 830 | 0 | 0 | 0 | |||||
| 3 | Approve the partial amendment to Articles of Incorporation | For | 830 | 0 | 0 | 0 | |||||
| 4 | Elect the Directors Internal Executive Directors | For | 830 | 0 | 0 | 0 | |||||
| 5 | Approve the limit of remuneration for Directors | For | 830 | 0 | 0 | 0 | |||||
| YANZHOU COAL MNG CO LTD | |||||||||||
| Security: | Y97417102 | Meeting Type: | ExtraOrdinary General Meeting | ||||||||
| Ticker: | Meeting Date: | 26-Feb-2010 | |||||||||
| ISIN | CNE1000004Q8 | Vote Deadline Date: | 18-Feb-2010 | ||||||||
| Agenda | 702191711 | Management | Total Ballot Shares: | 7340000 | |||||||
| Last Vote Date: | 15-Jan-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT THE SHAREHOLDERS ARE ALLOWED TO VOTE IN "FAVOR" OR "AGAINST" ONLY FOR ALL RESOLUTIONS. THANK YOU. | None | Non Voting | ||||||||
| 2 | Elect Mr. Li Weimin as a Director of the Company, whose appointment will | For | 212000 | 0 | 0 | 0 | |||||
| 3 | Amend the Rules of Procedures for the Board of Yanzhou Coal Mining Company Limited | For | 212000 | 0 | 0 | 0 | |||||
| 4 | Amend the Rules of Procedures for the Supervisory Committee of Yanzhou Coal Mining Company Limited | For | 212000 | 0 | 0 | 0 | |||||
| THAI PLASTIC AND CHEMICALS PUBLIC CO LTD | |||||||||||
| Security: | Y87090141 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 24-Mar-2010 | |||||||||
| ISIN | TH0072010Z17 | Vote Deadline Date: | 22-Mar-2010 | ||||||||
| Agenda | 702203136 | Management | Total Ballot Shares: | 516300 | |||||||
| Last Vote Date: | 05-Mar-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | Adopt the minutes of the AGM of shareholders No. 44 2009 | For | 516300 | 0 | 0 | 0 | |||||
| 2 | Acknowledge the 2009 annual report | For | 516300 | 0 | 0 | 0 | |||||
| 3 | Approve the balance sheets and the statement of earning for the FYE 31 DEC 2009 | For | 516300 | 0 | 0 | 0 | |||||
| 4 | Approve the appropriation of profits and payment of dividends for the operating performance of the year 2009 | For | 516300 | 0 | 0 | 0 | |||||
| 5 | Elect the Directors in place of those vacating the office by rotation | For | 516300 | 0 | 0 | 0 | |||||
| 6 | Approve the remuneration of Directors for the year 2010 | For | 516300 | 0 | 0 | 0 | |||||
| 7 | Appoint the Auditor and fix the audit fees for the year 2010 | For | 516300 | 0 | 0 | 0 | |||||
| 8 | Other matters if any | None | 0 | 0 | 516300 | 0 | |||||
| KB FINL GROUP INC | |||||||||||
| Security: | Y46007103 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 26-Mar-2010 | |||||||||
| ISIN | KR7105560007 | Vote Deadline Date: | 12-Mar-2010 | ||||||||
| Agenda | 702236743 | Management | Total Ballot Shares: | 6930 | |||||||
| Last Vote Date: | 24-Feb-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | IN THE KOREAN MARKET, THE VOTE OPTION OF "ABSTAIN" IS DETERMINED TO BE ACCEPTABLE OR NOT IN ACCORDANCE WITH THE LOCAL SUB CUSTODIAN'S REGULATIONS. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO SEE IF THE RECIPIENT OF YOUR VOTING INSTRUCTIONS WILL TREAT "ABSTAIN" AS A VALID VOTE OPTION. | None | Non Voting | ||||||||
| 2 | Approve the financial statements | For | 6930 | 0 | 0 | 0 | |||||
| 3 | Amend the Articles of Incorporation | For | 6930 | 0 | 0 | 0 | |||||
| 4 | Elect a Director | For | 6930 | 0 | 0 | 0 | |||||
| 5 | Elect the Audit Committee member who is an Outside Director | For | 6930 | 0 | 0 | 0 | |||||
| 6 | Approve the remuneration for the Director | For | 6930 | 0 | 0 | 0 | |||||
| PACIFIC BASIN SHIPPING LTD | |||||||||||
| Security: | G68437139 | Meeting Type: | Special General Meeting | ||||||||
| Ticker: | Meeting Date: | 29-Mar-2010 | |||||||||
| ISIN | BMG684371393 | Vote Deadline Date: | 24-Mar-2010 | ||||||||
| Agenda | 702291989 | Management | Total Ballot Shares: | 6111300 | |||||||
| Last Vote Date: | 16-Mar-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR THE RESOLUTION 1. THANK YOU. | None | Non Voting | ||||||||
| 2 | Approve: a) the conditional subscription agreement the Subscription Agreement dated 04 MAR 2010 and entered into among the Company, PB Issuer No. 2 Limited the Issuer and Goldman Sachs Asia L.L.C. and The Hong Kong and Shanghai Banking Corporation Limited each a Lead Manager, and together the Lead Managers pursuant to which the Lead Managers have agreed to subscribe or to procure subscribers to subscribe the 1.75% coupon Guaranteed Convertible Bonds due 2016 the Convertible Bonds in an aggregate principal amount of USD 230 million approximately HKD 1,785 million , convertible into new shares with a par value of USD 0.10 each in the capital of the Company each, a share on the terms and conditions of the Convertible Bonds the bond conditions CONTD | For | 414300 | 0 | 0 | 0 | |||||
| 3 | CONTD contained therein and the performance of all the transactions contemplated there under and all other matters of and incidental thereto or in connection therewith, ratified and confirmed; (b) to authorize any one or more of the Directors of the Company to do all such acts and things and execute all such other or further documents which he/they consider necessary, desirable or expedient for the purpose of, or in connection with, the implementation of and giving effect to the terms of, or the transactions contemplated by, the Subscription Agreement and all documents in connection therewith and to agree to such variation, amendments or waiver or matters relating thereto including any variation, amendments or waiver of the Bond Conditions CONTD | None | Non Voting | ||||||||
| 4 | CONTD as are, in the opinion of the Directors, in the interest of the Company and its shareholders as a whole; (c) the Convertible Bonds to be issued pursuant to the Subscription Agreement and the transactions contemplated there under; and (d) to authorize any one or more of the Directors to allot and issue such number of shares as may fall to be allotted and issued: (i) on and subject to the terms and conditions of the Subscription Agreement; and (ii) up on exercise of the conversion rights attached to the Convertible Bonds on and subject to the terms and conditions of the Subscription Agreement and the Bond Conditions | None | Non Voting | ||||||||
| PTT CHEMICAL PUBLIC CO LTD | |||||||||||
| Security: | Y7135Z116 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 07-Apr-2010 | |||||||||
| ISIN | TH0882010018 | Vote Deadline Date: | 30-Mar-2010 | ||||||||
| Agenda | 702253129 | Management | Total Ballot Shares: | 149300 | |||||||
| Last Vote Date: | 24-Mar-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 659781 DUE TO RECEIPT OF DIRECTORS NAMES. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | Non Voting | ||||||||
| 2 | Approve the AGM of shareholders for 2009 held on 08 APR 2009 | For | 149300 | 0 | 0 | 0 | |||||
| 3 | Acknowledge the Company's operation for the year 2009 and the recommendation for the Company's Business Plan | For | 149300 | 0 | 0 | 0 | |||||
| 4 | Approve the Company's financial statements including balance sheet and income statement for the YE 31 DEC 2009 | For | 149300 | 0 | 0 | 0 | |||||
| 5 | Approve the appropriation of profit for the year 2009 operating results and dividend payout | For | 149300 | 0 | 0 | 0 | |||||
| 6 | Approve the Directors' remunerations | For | 149300 | 0 | 0 | 0 | |||||
| 7 | Election of Mr. Somchai Kuvijitsuwan as a new Director to replace those who are due to retire by rotation | For | 0 | 0 | 149300 | 0 | |||||
| 8 | Election of Mr. Tevin Vongvanich new Director to replace those who are due to retire by rotation | For | 0 | 0 | 149300 | 0 | |||||
| 9 | Election of Mr. Cholanat Yanaranop new Director to replace those who are due to retire by rotation | For | 0 | 0 | 149300 | 0 | |||||
| 10 | Election of Mr. Nontigorn Karnchanachitra new Director to replace those who are due to retire by rotation | For | 0 | 0 | 149300 | 0 | |||||
| 11 | Election of Mr. Sombat Sarntijaree new Director to replace those who are due to retire by rotation | For | 0 | 0 | 149300 | 0 | |||||
| 12 | Appointment of the Auditor and fix the annual fee for 2010 | For | 149300 | 0 | 0 | 0 | |||||
| 13 | Any other issues if any | None | 0 | 0 | 149300 | 0 | |||||
| PTT PUBLIC COMPANY LIMITED | |||||||||||
| Security: | Y6883U113 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 09-Apr-2010 | |||||||||
| ISIN | TH0646010015 | Vote Deadline Date: | 07-Apr-2010 | ||||||||
| Agenda | 702250680 | Management | Total Ballot Shares: | 205200 | |||||||
| Last Vote Date: | 24-Mar-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | Approve to certify the 2009 AGM minutes on 10 APR 2009 | For | 39500 | 0 | 0 | 0 | |||||
| 2 | Approve the 2009 performance statement and the 2009 financial statement, end up on 31 Dec 2009 | For | 39500 | 0 | 0 | 0 | |||||
| 3 | Approve the 2009 Net Profit Allocation Plan and Dividend Policy | For | 39500 | 0 | 0 | 0 | |||||
| 4 | Appointment of an Auditor and consider the 2010 Auditor fees | For | 39500 | 0 | 0 | 0 | |||||
| 5 | Approve the 2010 Board of Directors' remuneration | For | 39500 | 0 | 0 | 0 | |||||
| 6 | Election of Director in replacement: Mrs. Benja Louichareon | For | 0 | 0 | 39500 | 0 | |||||
| 7 | Election of Director in replacement: Mr. Pichai Chunhavajira | For | 0 | 0 | 39500 | 0 | |||||
| 8 | Election of Director in replacement: Mr. Krairit Nilkuha | For | 0 | 0 | 39500 | 0 | |||||
| 9 | Election of Director in replacement: Mr. Nontigorn Kanchanachitra | For | 0 | 0 | 39500 | 0 | |||||
| 10 | Election of Director in replacement: Mr. Piyawat Niyomrerks | For | 0 | 0 | 39500 | 0 | |||||
| 11 | Approve the 5 years External Fund Raising Plan during 2010-2014 for Financial Investment Plan and/or working capital and/or debt Re-financing Plan of approximately THB 80,000,000,000 in total | For | 0 | 0 | 39500 | 0 | |||||
| 12 | Other matters if any | None | 0 | 0 | 39500 | 0 | |||||
| GLOBE TELECOM INC | |||||||||||
| Security: | Y27257149 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 13-Apr-2010 | |||||||||
| ISIN | PHY272571498 | Vote Deadline Date: | 24-Mar-2010 | ||||||||
| Agenda | 702297195 | Management | Total Ballot Shares: | 16000 | |||||||
| Last Vote Date: | 22-Mar-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 658222 DUE TO RECEIPT OF DIRECTOR NAMES. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | Non Voting | ||||||||
| 2 | Approve to determine the quorum | For | 0 | 0 | 16000 | 0 | |||||
| 3 | Approve the minutes of previous meeting | For | 0 | 0 | 16000 | 0 | |||||
| 4 | Receive the annual report of the Officers | For | 0 | 0 | 16000 | 0 | |||||
| 5 | Ratify all acts and resolutions of the Board of Directors and Management adopted in the ordinary course of business during the preceding year | For | 0 | 0 | 16000 | 0 | |||||
| 6 | Ratify the establishment of long term incentive plan | For | 0 | 0 | 16000 | 0 | |||||
| 7 | Election of Jaime Augusto Zobel De Ayala as a Director | For | 0 | 0 | 16000 | 0 | |||||
| 8 | Election of Gerardo C. Ablaza, Jr. as a Director | For | 0 | 0 | 16000 | 0 | |||||
| 9 | Election of Mark Chong Chin Kok as a Director | For | 0 | 0 | 16000 | 0 | |||||
| 10 | Election of Romeo L. Bernardo as a Director | For | 0 | 0 | 16000 | 0 | |||||
| 11 | Election of Ernest Lawrence L. Cu as a Director | For | 0 | 0 | 16000 | 0 | |||||
| 12 | Election of Roberto F. De Ocampo as a Director | For | 0 | 0 | 16000 | 0 | |||||
| 13 | Election of Koh Kah Sek as a Director | For | 0 | 0 | 16000 | 0 | |||||
| 14 | Election of Delfin L. Lazaro as a Director | For | 0 | 0 | 16000 | 0 | |||||
| 15 | Election of Xavier P. Loinaz as a Director | For | 0 | 0 | 16000 | 0 | |||||
| 16 | Election of Guillermo D. Luchangco as a Director | For | 0 | 0 | 16000 | 0 | |||||
| 17 | Election of Fernando Zobel De Ayala as a Director | For | 0 | 0 | 16000 | 0 | |||||
| 18 | Election of the Auditors and approve to fix their remuneration | For | 0 | 0 | 16000 | 0 | |||||
| 19 | Other business | None | Non Voting | ||||||||
| 20 | Adjournment | For | 0 | 0 | 16000 | 0 | |||||
| PACIFIC BASIN SHIPPING LTD | |||||||||||
| Security: | G68437139 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 22-Apr-2010 | |||||||||
| ISIN | BMG684371393 | Vote Deadline Date: | 12-Apr-2010 | ||||||||
| Agenda | 702340491 | Management | Total Ballot Shares: | 5590300 | |||||||
| Last Vote Date: | 13-Apr-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 672422 DUE TO SPLITTING OF RESOLUTION 3. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | Non Voting | ||||||||
| 2 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS. THANK YOU. | None | Non Voting | ||||||||
| 3 | Receive and adopt the audited financial statements and the reports of the Directors and the Auditors for the YE 31 DEC 2009 | For | 251300 | 0 | 0 | 0 | |||||
| 4 | Declare a final dividend for the YE 31 DEC 2009 | For | 251300 | 0 | 0 | 0 | |||||
| 5 | Re-elect Mr. Wang Chunlin as an Executive Director | For | 251300 | 0 | 0 | 0 | |||||
| 6 | Re-elect Mr. Richard M. Hext as a Non-Executive Director | For | 251300 | 0 | 0 | 0 | |||||
| 7 | Re-elect Mr. Patrick B. Paul as an Independent Non- Executive Director | For | 251300 | 0 | 0 | 0 | |||||
| 8 | Re-elect Mr. Alasdair G. Morrison as an Independent Non-��Executive Director | For | 251300 | 0 | 0 | 0 | |||||
| 9 | Authorize the Board to fix the remuneration of the Directors | For | 251300 | 0 | 0 | 0 | |||||
| 10 | Re-appoint Messrs. PricewaterhouseCoopers as the Auditors and authorize the Board to fix their remuneration | For | 251300 | 0 | 0 | 0 | |||||
| 11 | Authorize the Directors of the Company, subject to this resolution, to allot, issue or otherwise deal with new shares of USD 0.10 each in the capital of the Company or securities convertible into shares, or options, warrants or similar rights to subscribe for any shares, and to make or grant offers, agreements, options and warrants which would or might require the exercise of such powers during and after the relevant period, not exceeding 10% of the aggregate nominal amount of the share capital of the company in issue at the date of passing this resolution, | For | 251300 | 0 | 0 | 0 | |||||
| provided that any shares to be allotted and issued pursuant to the approval in this resolution above shall not be issued at a discount of more than 10% to the Benchmarked Price of the Shares and the said approval shall be limited accordingly, otherwise than pursuant to the shares issued as a result of a Rights Issue, the exercise of the subscription or conversion rights attaching to any warrants issued by the Company or the exercise of options granted under the long term incentive scheme of the Company or any scrip dividend providing for the allotment of shares in lieu of the whole or part of a dividend on shares; [Authority expires the earlier of the conclusion of the next AGM of the Company or the expiration of the period within which the next AGM of the Company is required by the Companies Act 1981 of Bermuda or the Company's Bye-laws to be held]; and the revocation or variation of the authority given under this resolution by an ordinary resolution of the shareholders in general meeting | |||||||||||
| 12 | Authorize the Directors of the Company, subject to this resolution, to purchase the shares on Stock Exchange or on any other stock exchange on which the shares may be listed and recognized for this purpose by the Securities and Futures Commission of Hong Kong and the Stock Exchange, not exceeding 10% of the aggregate nominal amount of the share capital of the Company in issue at the date of passing this resolution and the said approval shall be limited accordingly; [Authority expires the earlier of the conclusion of the next AGM of the Company or the expiration of the period within which the next AGM of the Company is required by the Companies Act 1981 of Bermuda or the Company's Bye-laws to be held]; and the revocation or variation of the authority given under this resolution by an ordinary resolution of the shareholders in general meeting | For | 251300 | 0 | 0 | 0 | |||||
| 13 | Approve that the aggregate nominal amount of share capital allotted or agreed conditionally or unconditionally by the Directors of the Company pursuant to the ordinary resolution passed by the shareholders at a special general meeting of the Company held on 08 JUN 2005 to satisfy the Share Awards, shall during the relevant period not exceed 2% of the aggregate nominal amount of the share capital of the Company in issue as at the beginning of each FY [being 38,576,922 shares as at 01 JAN 2010]; [Authority expires | For | 251300 | 0 | 0 | 0 | |||||
| the earlier of the conclusion of the next AGM of the Company or the expiration of the period within which the next AGM of the Company is required by the Companies Act 1981 of Bermuda or the Company's Bye-laws to be held]; and the revocation or variation of the authority given under this resolution by an ordinary resolution of the shareholders in general meeting | |||||||||||
| PEOPLE'S FOOD HOLDINGS LTD | |||||||||||
| Security: | G7000R108 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 23-Apr-2010 | |||||||||
| ISIN | BMG7000R1088 | Vote Deadline Date: | 19-Apr-2010 | ||||||||
| Agenda | 702338864 | Management | Total Ballot Shares: | 444000 | |||||||
| Last Vote Date: | 13-Apr-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | Receive and adopt the Directors' report and the audited accounts of the Company for the YE 31 DEC 2009 together with the Auditors' report thereon | For | 444000 | 0 | 0 | 0 | |||||
| 2 | Declare a final dividend of RMB 0.0055 per share [tax not applicable] for the YE 31 DEC 2009 | For | 444000 | 0 | 0 | 0 | |||||
| 3 | Re-elect Mr. Zhou Lian Kui as a Director, who retires pursuant to Bye-law 86(1) of the Company's Bye-laws | For | 444000 | 0 | 0 | 0 | |||||
| 4 | Re-elect Mr. Zhou Lian Liang as a Director, who retires pursuant to Bye-law 86(1) of the Company's Bye-laws | For | 444000 | 0 | 0 | 0 | |||||
| 5 | Approve the payment of Directors' fees of SGD150,000 for the YE 31 DEC 2009 | For | 444000 | 0 | 0 | 0 | |||||
| 6 | Re-appoint Messrs Grant Thornton, Certified Public Accountants, Hong Kong, as the Company's Auditors and authorize the Directors to fix their remuneration | For | 444000 | 0 | 0 | 0 | |||||
| 7 | Transact such other business | None | Non Voting | ||||||||
| 8 | Authorize the Directors of the Company, pursuant to the Companies Act 1981 of Bermuda and Rule 806 of the Listing Manual of the Singapore Exchange Securities Trading Limited, to issue shares whether by way of rights, bonus or otherwise, and/or make or grant offers, agreements or options [collectively, "Instruments"] that might or would require Shares to be issued, including but not limited to the creation and issue of [as well as adjustments to] warrants, debentures or other instruments convertible into Shares at any time and upon such terms and conditions and to such persons as the Directors may, in their absolute discretion, deem fit provided that: (a) the aggregate number of Shares [including Shares to be issued in pursuance of Instruments made or granted pursuant to this resolution] does not exceed 50% of the total number of issued shares [excluding treasury shares] in the capital of the Company at the time of the passing of this Resolution, of which the aggregate number of Shares and convertible | For | 0 | 444000 | 0 | 0 | |||||
| securities to be issued other than on a pro rata basis to all shareholders of the Company shall not exceed 20% of the total number of issued shares [excluding treasury shares] in the share capital of the Company; (b) for the purpose of determining the aggregate number of Shares that may be issued this resolution above, the total number of issued shares [excluding treasury shares] shall be based on the total number of issued shares [excluding treasury shares] of the Company as at the date of the passing of this resolution, after adjusting for: (i) new shares arising from the conversion or exercise of convertible securities; (ii) new shares arising from exercising share options or vesting of Share awards outstanding or subsisting at the time this resolution is passed; and (iii) any subsequent bonus issue, consolidation or subdivision of shares; [Authority expires the earlier of the conclusion of the next AGM or the date of the next AGM as required by law to be held or in the case of shares to be issued in accordance with the terms of convertible securities issued, made or granted pursuant to this resolution, until the issuance of such shares in accordance with the terms of such convertible securities] | |||||||||||
| 9 | Authorize the Directors of the Company to allot and issue from time to time such number of shares in the Company as may be required to be issued pursuant to the exercise of the options under the People's Food Share Option Scheme 2009 [the "ESOS"], provided always that the aggregate number of additional ordinary shares to be allotted and issued pursuant to the ESOS shall not exceed 15% of the total number of issued shares [excluding treasury shares] in the capital of the Company from time to time | For | 0 | 444000 | 0 | 0 | |||||
| 10 | Authorize the Directors of the Company, for the purposes of the Companies Act 1981 of Bermuda and otherwise in accordance with the rules and regulations of The Singapore Exchange Securities Trading Limited: (a) to make purchases or otherwise acquire issued shares in the capital of the Company from time to time [whether by way of market purchases or off-market purchases on an equal access scheme] of up to 10% of the total number of issued shares [excluding treasury shares] in the capital of the Company [as ascertained as at the date of this AGM of the Company] at the price of up to but not exceeding the | For | 444000 | 0 | 0 | 0 | |||||
| Maximum Price as specified; [Authority expires the earlier of the conclusion of the next AGM or the date of the next AGM as required by law to be held]; and to complete and do all such acts and things [including executing such documents as may be required] as they may consider expedient or necessary to give effect to the transactions contemplated by this resolution | |||||||||||
| GLOW ENERGY PUBLIC CO LTD | |||||||||||
| Security: | Y27290124 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 26-Apr-2010 | |||||||||
| ISIN | TH0834010017 | Vote Deadline Date: | 22-Apr-2010 | ||||||||
| Agenda | 702355492 | Management | Total Ballot Shares: | 1018500 | |||||||
| Last Vote Date: | 15-Apr-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 673814 DUE TO RECEIPT OF DIRECTOR NAMES. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | Non Voting | ||||||||
| 2 | Approve the minutes of previous AGM | For | 204500 | 0 | 0 | 0 | |||||
| 3 | Acknowledge the 2009 Operating Results | For | 204500 | 0 | 0 | 0 | |||||
| 4 | Approve to accept the financial statements and statutory reports | For | 204500 | 0 | 0 | 0 | |||||
| 5 | Approve the allocation of income and payment of dividend of THB 1.823 per share | For | 204500 | 0 | 0 | 0 | |||||
| 6 | Grant authority for the issuance of debentures not exceeding THB 10 billion or its equivalent in other currency | For | 0 | 0 | 204500 | 0 | |||||
| 7 | Election of Dirk Anchiel Marc Beeuwsaert as a Director | For | 204500 | 0 | 0 | 0 | |||||
| 8 | Election of Guido Geeraerts as a Director | For | 204500 | 0 | 0 | 0 | |||||
| 9 | Election of Kovit Poshyananda as a Director | For | 204500 | 0 | 0 | 0 | |||||
| 10 | Election of Supapun Ruttanaporn as a Director | For | 204500 | 0 | 0 | 0 | |||||
| 11 | Election of Anchalee Chavanich as an Independent Director, amend names and number of Directors who have signing authority, and file amendment to ministry of commerce | For | 204500 | 0 | 0 | 0 | |||||
| 12 | Approve the remuneration of the Directors and the Audit Committee | For | 204500 | 0 | 0 | 0 | |||||
| 13 | Approve the Deloitte Touche Thomatsu Jaiyos Audit Co. Ltd. as the Auditors and authorize the Board to fix their remuneration | For | 204500 | 0 | 0 | 0 | |||||
| 14 | Other businesses (if any) | None | 0 | 0 | 204500 | 0 | |||||
| CLP HLDGS LTD | |||||||||||
| Security: | Y1660Q104 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 27-Apr-2010 | |||||||||
| ISIN | HK0002007356 | Vote Deadline Date: | 22-Apr-2010 | ||||||||
| Agenda | 702326299 | Management | Total Ballot Shares: | 29000 | |||||||
| Last Vote Date: | 19-Apr-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | Non Voting | ||||||||
| 2 | Receive and adopt the audited financial statements and the reports of the Directors and the Auditors for the YE 31 DEC 2009 | For | 29000 | 0 | 0 | 0 | |||||
| 3 | Declare a final dividend of HKD 0.92 per share | For | 29000 | 0 | 0 | 0 | |||||
| 4 | Elect Mr. Nicholas Charles Allen as a Director | For | 29000 | 0 | 0 | 0 | |||||
| 5 | Re-elect Mr. Vernon Francis Moore as a Director | For | 0 | 29000 | 0 | 0 | |||||
| 6 | Re-elect Mr. Loh Chung Hon Hansen as a Director | For | 0 | 29000 | 0 | 0 | |||||
| 7 | Re-elect Mr. Tse Pak Wing Peter as a Director | For | 29000 | 0 | 0 | 0 | |||||
| 8 | Re-elect Mr. Andrew Clifford Winawer Brandler as a Director | For | 29000 | 0 | 0 | 0 | |||||
| 9 | Re-elect Mr. Paul Arthur Theys as a Director | For | 29000 | 0 | 0 | 0 | |||||
| 10 | Re-elect The Honorable Sir Michael Kadoorie as a Director | For | 29000 | 0 | 0 | 0 | |||||
| 11 | Re-appoint Price water house Coopers as the Auditors of the Company and authorize the Directors to fix Auditors remuneration for the YE 31 DEC 2010 | For | 29000 | 0 | 0 | 0 | |||||
| 12 | Approve the remuneration payable to the Non-Executive Directors including Independent Non-Executive Directors who serve on the Board and the following Board committees of the Company be fixed at the levels as shown below for each financial year until the Company in general meeting otherwise determines; such remuneration to take effect from 28 APR 2010 and be payable to Directors on a pro rata basis for the financial year ending 31 DEC 2010 as specified | For | 29000 | 0 | 0 | 0 | |||||
| 13 | Authorize the Directors of the Company to allot, issue and dispose of additional shares in the Company and to make or grant offers, agreements, options and warrants during and after the end of the relevant period, not exceeding the aggregate of a) the aggregate nominal value of share capital allotted or agreed conditionally or unconditionally to be allotted by the Directors of the Company pursuant to i) a rights issue; or ii) any option scheme or similar arrangement for the time being adopted for the grant or issue to the officers and/or employees of the Company and/or any of its subsidiaries of shares or right to acquire shares of the Company; or iii) any scrip dividend or similar arrangement pursuant to the Articles of Association of the Company from time to time, CONTD. | For | 29000 | 0 | 0 | 0 | |||||
| 14 | .CONTD shall not exceed 5% of the aggregate nominal amount of the share capital of the Company in issue at the date of this resolution and the said mandate shall be limited accordingly; Authority expires the earlier of the conclusion of the next AGM or the expiration of the period within which the next AGM is to be held by law | None | Non Voting | ||||||||
| 15 | Authorize the Directors to purchase or otherwise acquire shares of HKD 5.00 each in the capital of the Company during the relevant period, subject to and in accordance with all applicable laws and the requirements of the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited, provided that the aggregate nominal amount of the shares so purchased or otherwise acquired shall not exceed 10% of the aggregate nominal amount of the share capital of the Company in issue at the date of this resolution; Authority expires the earlier of the conclusion of the next AGM or the expiration of the period within which the next AGM is to be held by law | For | 29000 | 0 | 0 | 0 | |||||
| 16 | Approve, conditional upon the passing of Resolutions 6 and 7 as set out in the notice convening this meeting, the aggregate nominal amount of the shares which are purchased or otherwise acquired by the Company pursuant to Resolution 7 shall be added to the aggregate nominal amount of the shares which may be issued pursuant to Resolution 6 | For | 29000 | 0 | 0 | 0 | |||||
| UNITED OVERSEAS BK LTD | |||||||||||
| Security: | V96194127 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 30-Apr-2010 | |||||||||
| ISIN | SG1M31001969 | Vote Deadline Date: | 26-Apr-2010 | ||||||||
| Agenda | 702345364 | Management | Total Ballot Shares: | 12000 | |||||||
| Last Vote Date: | 19-Apr-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | Receive the financial statements, the Directors' Report and the Auditors' Report for the YE 31 DEC 2009 | For | 12000 | 0 | 0 | 0 | |||||
| 2 | Declare a final one-tier tax-exempt dividend of 40 cents per ordinary share for the YE 31 DEC 2009 | For | 12000 | 0 | 0 | 0 | |||||
| 3 | Approve the Directors' fees of SGD 842,500 for 2009 | For | 12000 | 0 | 0 | 0 | |||||
| 4 | Approve a fee of SGD 2,500,000 to the Chairman of the Bank, Dr. Wee Cho Yaw, for the period from JAN 2009 to DEC 2009 | For | 0 | 12000 | 0 | 0 | |||||
| 5 | Re-appoint Messrs. Ernst & Young LLP as the Auditors of the Company and authorize the Directors to fix their remuneration | For | 12000 | 0 | 0 | 0 | |||||
| 6 | Re-elect Mr. Wong Meng Meng as a Director | For | 12000 | 0 | 0 | 0 | |||||
| 7 | Re-elect Mr. Yeo Liat Kok Philip as a Director | For | 12000 | 0 | 0 | 0 | |||||
| 8 | Re-appoint, pursuant to Section 153(6) of the Companies Act, Chapter 50, Dr. Wee Cho Yaw as a Director of the Company to hold such office until the next AGM of the Company | For | 12000 | 0 | 0 | 0 | |||||
| 9 | Re-appoint, pursuant to Section 153(6) of the Companies Act, Chapter 50, Professor Lim Pin as a Director of the Company to hold such office until the next AGM of the Company | For | 12000 | 0 | 0 | 0 | |||||
| 10 | Re-appoint, pursuant to Section 153(6) of the Companies Act, Chapter 50, Mr. Ngiam Tong Dow as a Director of the Company to hold such office until the next AGM of the Company | For | 12000 | 0 | 0 | 0 | |||||
| 11 | Re-appoint, pursuant to Section 153(6) of the Companies Act, Chapter 50, Professor Cham Tao Soon as a Director of the Company to hold such office until the next AGM of the Company | For | 12000 | 0 | 0 | 0 | |||||
| 12 | Authorize the Directors to: (a) (i) issue ordinary shares in the capital of the Company (shares) whether by way of rights, bonus or otherwise; and/or (ii) make or grant offers, agreements or options (collectively, Instruments) that might or would require shares to be issued, including but not limited to the creation and issue of (as well as adjustments to) warrants, debentures or other instruments convertible into shares, at any time and upon such terms and conditions and for such purposes and to such persons as the Directors may in their absolute discretion deem fit; and (b) (notwithstanding the authority conferred by this Resolution may have ceased to be in force) issue shares in pursuance of any Instrument made or granted by the Directors while this Resolution was in force, provided that: CONTD.. | For | 0 | 12000 | 0 | 0 | |||||
| 13 | ..CONTD (1) the aggregate number of ordinary shares to be issued pursuant to this Resolution (including shares to be issued in pursuance of Instruments made or granted pursuant to this Resolution) does not exceed 50% of the total number of issued shares, excluding treasury shares, in the capital of the Company (as calculated in accordance with paragraph (2) below), of which the aggregate number of shares to be issued other than on a pro-rata basis to shareholders of the Company (including shares to be issued in pursuance of Instruments made or granted pursuant to this Resolution) does not exceed 20% of the total number of issued shares, excluding treasury shares, in the capital of the Company (as calculated in accordance with paragraph (2) below); (2) (subject to such manner of calculation as may be prescribed by the CONTD.. | None | Non Voting | ||||||||
| 14 | ..CONTD Singapore Exchange Securities Trading Limited (SGX-ST)) for the purpose of determining the aggregate number of shares that may be issued under paragraph (1) above, the percentage of issued shares shall be based on the total number of issued shares, excluding treasury shares, in the capital of the Company at the time this Resolution is passed, after adjusting for: (i) new ordinary shares arising from the conversion or exercise of any convertible securities or share options or vesting of share awards which are outstanding or subsisting at the time this Resolution is passed; and (ii) any subsequent bonus issue, consolidation or subdivision of shares; CONTD.. | None | Non Voting | ||||||||
| 15 | ..CONTD (3) in exercising the authority conferred by this Resolution, the Company shall comply with the provisions of the Listing Manual of the SGX-ST for the time being in force (unless such compliance has been waived by the SGX-ST) and the Articles of Association for the time being of the Company; and Authority shall continue in force until the conclusion of the next AGM of the Company or the date by which the next AGM of the Company is required by law to be held, whichever is earlier | None | Non Voting | ||||||||
| 16 | Authorize the Directors to: (i) allot and issue any of the preference shares referred to in Articles 7A, 7B, 7C, 7D, 7E and/or 7F of the Articles of Association of the Company; and/or (ii) make or grant offers, agreements or options that might or would require the preference shares referred to in sub-paragraph (i) above to be issued, at any time and upon such terms and conditions and for such purposes and to such persons as the Directors may in their absolute discretion deem fit and (notwithstanding that the authority conferred by this Resolution may have ceased to be in force) to issue the preference shares referred to in sub- paragraph (i) above CONTD.. | For | 0 | 12000 | 0 | 0 | |||||
| 17 | ..CONTD in connection with any offers, agreements or options made or granted by the Directors while this Resolution was in force; and to do all such things and execute all such documents as they may consider necessary or appropriate to give effect to this Resolution as they may deem fit; and Authority shall continue in force until the conclusion of the next AGM of the Company or the date by which the next AGM of the Company is required by law to be held, whichever is earlier | None | Non Voting | ||||||||
| UNITED OVERSEAS BK LTD | |||||||||||
| Security: | V96194127 | Meeting Type: | ExtraOrdinary General Meeting | ||||||||
| Ticker: | Meeting Date: | 30-Apr-2010 | |||||||||
| ISIN | SG1M31001969 | Vote Deadline Date: | 26-Apr-2010 | ||||||||
| Agenda | 702363312 | Management | Total Ballot Shares: | 12000 | |||||||
| Last Vote Date: | 20-Apr-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | Authorize the Directors of the Company, for the purposes of Sections 76C and 76E of the Companies Act, Chapter 50 of Singapore [the Companies Act] of all the powers of the Company to purchase or otherwise acquire issued ordinary shares in the capital of the Company [the Shares] not exceeding in aggregate the maximum limit means that number of shares representing 5% of the total number of issued shares [excluding any shares which are held as treasury shares] as at the date of the passing of this resolution unless the Company has effected a reduction of the share capital of the Company in accordance with the applicable provisions of the Companies Act, at any time during the relevant period, in which event the issued shares shall be taken to be the total number of the issued shares as altered by such capital reduction [excluding any shares which are held as treasury shares as at that date]; and [as hereafter defined], at such price or prices as may be determined by the Directors of the Company from time to time up to the maximum price in relation to a Share to be purchased or acquired, means the purchase price [excluding brokerage, commission, applicable goods and services tax and other related expenses] which shall not exceed in the case of a market purchase of a share, 105% of the average closing means the average of the last dealt prices of a share for the five consecutive market days on which the shares were transacted on the SGX-ST immediately preceding the date of the market purchase by the Company or, as the case may be, the date of the making of the offer pursuant to the off-market purchase, and deemed to be adjusted in accordance with the listing rules of the SGX-ST for any corporate action which occurs after the relevant five-day period; price of the shares; and in the case of an off-market purchase of a share pursuant to an equal access scheme, 110% of the average closing price of the shares [as hereafter defined], whether by way of market | For | 12000 | 0 | 0 | 0 | |||||
| purchase(s) on the Singapore Exchange Securities Trading Limited [SGX-ST]; and/or off-market purchase(s) [if effected otherwise than on SGX-ST] in accordance with any equal access scheme(s) as may be determined or formulated by the Directors of the Company as they consider fit, which scheme(s) shall satisfy all the conditions prescribed by the Companies Act, and otherwise in accordance with all other laws and regulations and rules of SGX-ST as may for the time being be applicable, and approved generally and unconditionally [the Share Purchase Mandate]; to complete and do all such acts and things [including executing such documents as may be required] [Authority expires the earlier of the conclusion of the next AGM of the Company is held or the date by which the next AGM is required by law to be held] | |||||||||||
| 2 | Amend the Articles of Association of the Company in the manner as specified in appendix 1 to the Company's circular to shareholders dated 05 APR 2010 [the Circular] | For | 12000 | 0 | 0 | 0 | |||||
| 3 | Authorize the Directors of the Company, to issue new shares pursuant to the UOB Scrip Dividend Scheme, that contingent upon the passing of resolution 2 above, pursuant to section 161 of the Companies Act, to allot and issue from time to time such number of new shares in the Company as may be required to be allotted and issued pursuant to the UOB Scrip Dividend Scheme [as defined in the Circular] | For | 12000 | 0 | 0 | 0 | |||||
| DIGI.COM BHD | |||||||||||
| Security: | Y2070F100 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 13-May-2010 | |||||||||
| ISIN | MYL6947OO005 | Vote Deadline Date: | 07-May-2010 | ||||||||
| Agenda | 702385938 | Management | Total Ballot Shares: | 202400 | |||||||
| Last Vote Date: | 04-May-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | Receive and adopt the audited financial statements of the Company for the FYE 31 DEC 2009 and the Directors' and Auditors' reports thereon | For | 35700 | 0 | 0 | 0 | |||||
| 2 | Re-elect Dato' Ab. Halim Bin Mohyiddin as the Director of the Company, who retires under Article 98(A) of the Articles of Association of the Company | For | 35700 | 0 | 0 | 0 | |||||
| 3 | Re-elect Eirik Boerve Monsen as a Director, who retires under Article 98(E) of the Articles of Association of the Company | For | 35700 | 0 | 0 | 0 | |||||
| 4 | Re-elect Hakon Bruaset Kjol as a Director, who retires under Article 98(E) of the Articles of Association of the Company | For | 35700 | 0 | 0 | 0 | |||||
| 5 | Re-appoint Messrs Ernst & Young as the Auditors of the Company and authorize the Directors to fix their remuneration | For | 35700 | 0 | 0 | 0 | |||||
| 6 | Authorize the Company and its subsidiaries, subject to the provisions of the Listing Requirements of Bursa Malaysia Securities Berhad, and its subsidiaries, to enter into recurrent related party transactions of a revenue or trading nature with Telenor and persons connected with Telenor as specified in Section 2.3 of the circular to shareholders dated 20 APR 2010, which are necessary for the day-to-day operations and/or in the ordinary course of business of the Company and its subsidiaries on terms not more favorable to the related parties than those generally available to the public and are not detrimental to the ..CONTD | For | 35700 | 0 | 0 | 0 | |||||
| 7 | ..CONTD minority shareholders of the Company and that such approval shall continue to be in force until: Authority expires the earlier of the conclusion of the next AGM of the Company or the expiration of the period within which the next AGM after the date it is required to be held pursuant to Section 143 1 of the Companies Act, 1965 but shall not extend to such extension as may be allowed pursuant to Section 143 2 of the Companies Act, 1965 to complete and to do all such acts and things including executing such documents as may be required to give effect to the transactions | None | Non Voting | ||||||||
| BOC HONG KONG HLDGS LTD | |||||||||||
| Security: | Y0920U103 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 20-May-2010 | |||||||||
| ISIN | HK2388011192 | Vote Deadline Date: | 17-May-2010 | ||||||||
| Agenda | 702408863 | Management | Total Ballot Shares: | 2663500 | |||||||
| Last Vote Date: | 07-May-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20100413 /LTN20100413059.pdf | None | Non Voting | ||||||||
| 2 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | Non Voting | ||||||||
| 3 | Receive the Audited statement of accounts and the reports of the Directors and the Auditors of the Company for the YE 31 DEC 2009 | For | 86500 | 0 | 0 | 0 | |||||
| 4 | Declare a final dividend of HKD 0.57 per share for the YE 31 DEC 2009 | For | 86500 | 0 | 0 | 0 | |||||
| 5 | Re-elect Mr. LI Lihui as a Director of the Company | For | 86500 | 0 | 0 | 0 | |||||
| 6 | Re-elect Mdm. Zhang Yanling as a Director of the Company | For | 86500 | 0 | 0 | 0 | |||||
| 7 | Re-elect Mr. GAO Yingxim as a Director of the Company | For | 86500 | 0 | 0 | 0 | |||||
| 8 | Re-elect Mr. Tung Chee Chen as a Director of the Company | For | 86500 | 0 | 0 | 0 | |||||
| 9 | Re-appoint PricewaterhouseCoopers as the Auditors of the Company and authorize the Board of Directors or a duly authorize committee of the Board to determine their remuneration | For | 86500 | 0 | 0 | 0 | |||||
| 10 | Approve to grant a general mandate to the Board of Directors to allot, issue and deal with additional shares in the Company, not exceeding 20% or, in the case of issue of shares solely for cash and unrelated to any asset acquisition, not exceeding 5% of the issued share capital of the Company as at the date of passing this resolution | For | 0 | 86500 | 0 | 0 | |||||
| 11 | Approve to grant a general mandate to the Board of Directors to repurchase shares in the Company, not exceeding 10% of the issued share capital of the Company as at the date of passing this resolution | For | 86500 | 0 | 0 | 0 | |||||
| 12 | Approve, conditional on the passing of Resolutions 5 and 6, to extend the general mandate granted by Resolution 5 by adding thereto the shares repurchased pursuant to the general mandate granted by Resolution 6 | For | 0 | 86500 | 0 | 0 | |||||
| PETROCHINA CO LTD | |||||||||||
| Security: | Y6883Q104 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 20-May-2010 | |||||||||
| ISIN | CNE1000003W8 | Vote Deadline Date: | 12-May-2010 | ||||||||
| Agenda | 702358715 | Management | Total Ballot Shares: | 11252000 | |||||||
| Last Vote Date: | 06-May-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | Receive the report of the Board of Directors of the Company for the year 2009 | For | 56000 | 0 | 0 | 0 | |||||
| 2 | Receive the report of the Supervisory Committee of the Company for the year 2009 | For | 56000 | 0 | 0 | 0 | |||||
| 3 | Approve the Audited Financial Statements of the Company for the year 2009 | For | 56000 | 0 | 0 | 0 | |||||
| 4 | Approve the declaration and payment of the final dividends for the YE 31 DEC 2009 in the amount and in the manner recommended by the Board of Directors | For | 56000 | 0 | 0 | 0 | |||||
| 5 | Authorize the Board of Directors to determine the distribution of interim dividends for the year 2010 | For | 56000 | 0 | 0 | 0 | |||||
| 6 | Approve the continuation of appointment of PricewaterhouseCoopers, Certified Public Accountants, as the International Auditors of the Company and PricewaterhouseCoopers Zhong Tian CPAs Company Limited, Certified Public Accountants, as the Domestic Auditors of the Company, for the year 2010 and authorize the Board of Directors to fix their remuneration | For | 56000 | 0 | 0 | 0 | |||||
| 7 | Approve the transaction as contemplated in the Subscription Agreement entered into between the Company, China Petroleum Finance Co., Ltd and China National Petroleum Corporation dated 25 MAR 2010 | For | 56000 | 0 | 0 | 0 | |||||
| 8 | Authorize the Board of Directors, granted an unconditional general mandate to separately or concurrently issue, allot and deal with additional domestic shares and overseas listed foreign shares of the Company in accordance with the status quo of the market, including to decide on the class and number of shares to be issued; the pricing mechanism and/or the issue price (or the range of issue price); the opening and closing date and time of such issue; the class and number of shares to be issued and allotted to current shareholders of the Company; and/or to | For | 0 | 56000 | 0 | 0 | |||||
| make any proposals, enter into any agreements or grant any share options or conversion rights which may invo ve the exercise of the power mentioned above; the number of the domestic shares and overseas listed foreign shares issued and allotted or agreed conditionally or unconditionally to be issued and allotted whether or CONTD | |||||||||||
| 9 | CONTD not by way of the exercise of share options, conversion rights or by any other means in accordance with (a) above shall not exceed 20% of each of the existing domestic shares and overseas listed foreign shares of the Company in issue as at the date of this resolution; (c) the Board of Directors may make any proposals, enter into any agreements or grant any share options or conversion rights which may invoke the exercise, after the expiry of the relevant period of this mandate, of the power mentioned above; Authority expire after the 12 month period following the passing of this resolution ; and to make such amendments to the Articles of Association of the Company as it thinks fit so as to reflect the increased registered share capital and the new capital structure of the Company by reference to the manner of the allotment and issuance, class and number of shares of the Company allotted and issued, as well as the capital | None | Non Voting | ||||||||
| 10 | CONTD of the Company alter such allotment and issuance; and to execute and do or procure to be executed and done, all such documents, deeds and things as it may consider necessary in connection with the issue of such shares so long as the same does not contravene and laws, rules, regulations or listing rules of the stock exchanges on which the shares of the Company are listed, and the Articles of Association of the Company; in order to facilitate the issuance of shares in accordance with this resolution in a timely manner, to establish a special committee of the Board of Directors comprising Jiang Jiemin, Zhou Jiping and Wang Guoliang and to authorise such committee to exercise all such power granted to the Board of Directors to execute and do all such documents, deeds and things as it may consider necessary in connection with the issue of such shares contingent on the passing of sub-paragraphs (a) to (f) of this resolution an | None | Non Voting | ||||||||
| 11 | CONTD the relevant period of this mandate; the Board of Directors and the special committee of the Board of Directors will only exercise its respecthie power under such mandate in accordance with the Company Law of the PRC, the Securities Law of the PRC, regulations or the listing rules of the stock exchange on which the Shares of the Company are listed as amended from time to time and only if all necessary approvals from the China Securities Regulatory Commission and/or other relevant PRC government authorities are obtained and the special committee of the Board of Directors will only exercise its power under such mandate in accordance with the power granted by the shareholders at the AGM to the Board of Directors | None | Non Voting | ||||||||
| PETROCHINA COMPANY LIMITED | |||||||||||
| Security: | 71646E100 | Meeting Type: | Annual | ||||||||
| Ticker: | PTR | Meeting Date: | 20-May-2010 | ||||||||
| ISIN | US71646E1001 | Vote Deadline Date: | 11-May-2010 | ||||||||
| Agenda | 933256821 | Management | Total Ballot Shares: | 1560 | |||||||
| Last Vote Date: | 04-May-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY FOR THE YEAR 2009. | For | 1560 | 0 | 0 | 0 | |||||
| 2 | TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR THE YEAR 2009. | For | 1560 | 0 | 0 | 0 | |||||
| 3 | TO CONSIDER AND APPROVE THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR 2009. | For | 1560 | 0 | 0 | 0 | |||||
| 4 | TO CONSIDER AND APPROVE THE DECLARATION AND PAYMENT OF THE FINAL DIVIDENDS FOR THE YEAR ENDED 31 DECEMBER 2009 IN THE AMOUNT AND IN THE MANNER RECOMMENDED BY THE BOARD OF DIRECTORS. | For | 1560 | 0 | 0 | 0 | |||||
| 5 | TO CONSIDER AND APPROVE THE AUTHORISATION OF THE BOARD OF DIRECTORS TO DETERMINE THE DISTRIBUTION OF INTERIM DIVIDENDS. | For | 1560 | 0 | 0 | 0 | |||||
| 6 | APPROVE THE CONTINUATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS AS THE INTERNATIONAL AUDITORS AND PRICEWATERHOUSECOOPERS ZHONG TIAN CPAS COMPANY LIMITED, CERTIFIED PUBLIC ACCOUNTANTS, AS THE DOMESTIC AUDITORS FOR THE YEAR 2010 AND TO AUTHORISE THE BOARD TO FIX THEIR REMUNERATION. | For | 1560 | 0 | 0 | 0 | |||||
| 7 | TO CONSIDER AND APPROVE THE TRANSACTION AS CONTEMPLATED IN THE SUBSCRIPTION AGREEMENT ENTERED INTO BETWEEN THE COMPANY, CHINA PETROLEUM FINANCE CO., LTD AND CHINA NATIONAL PETROLEUM CORPORATION DATED 25 MARCH 2010. | For | 1560 | 0 | 0 | 0 | |||||
| 8 | GRANT A GENERAL MANDATE TO THE BOARD TO SEPARATELY OR CONCURRENTLY ISSUE, ALLOT AND DEAL WITH ADDITIONAL DOMESTIC SHARES AND OVERSEAS LISTED FOREIGN SHARES. | For | 0 | 1560 | 0 | 0 | |||||
| INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LTD | |||||||||||
| Security: | Y3991T104 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 25-May-2010 | |||||||||
| ISIN | HK0349001625 | Vote Deadline Date: | 19-May-2010 | ||||||||
| Agenda | 702392553 | Management | Total Ballot Shares: | 83000 | |||||||
| Last Vote Date: | 18-May-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | Non Voting | ||||||||
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20100422 /LTN20100422610.pdf | None | Non Voting | ||||||||
| 3 | Receive the audited financial statements and the reports of the Directors and the Auditors for the YE 31 DEC 2009 | For | 83000 | 0 | 0 | 0 | |||||
| 4 | Declare a final dividend | For | 83000 | 0 | 0 | 0 | |||||
| 5 | Re-elect Ms. Wang Lili as a Director | For | 0 | 0 | 83000 | 0 | |||||
| 6 | Re-elect Mr. Chen Aiping as a Director | For | 83000 | 0 | 0 | 0 | |||||
| 7 | Re-elect Professor Wong Yue Chim, Richard, P., as a Director | For | 83000 | 0 | 0 | 0 | |||||
| 8 | Approve the payment of the Directors' fees for the YE 31 DEC 2009 | For | 83000 | 0 | 0 | 0 | |||||
| 9 | Re-appoint Ernst & Young as the Auditors of the Bank and authorize the Directors to fix the remuneration | For | 83000 | 0 | 0 | 0 | |||||
| 10 | Authorize the Directors to allot and issue additional shares not exceeding 20% of the aggregate nominal amount of the issued share capital of the Bank as at the date of passing of this resolution | For | 0 | 83000 | 0 | 0 | |||||
| 11 | Authorize the Directors to repurchase shares of the Bank not exceeding 10% of the aggregate nominal amount of the issued share capital of the Bank as at the date of passing of this resolution | For | 83000 | 0 | 0 | 0 | |||||
| 12 | Approve to extend, conditional upon the above Ordinary Resolution No's. 6 and 7 being duly passed, the general mandate under Item 6 hereof by increasing the number of shares permitted to be issued equivalent to the number of shares repurchased under Item 7 hereof | For | 0 | 83000 | 0 | 0 | |||||
| HSBC HOLDINGS PLC | |||||||||||
| Security: | 404280406 | Meeting Type: | Annual | ||||||||
| Ticker: | HBC | Meeting Date: | 28-May-2010 | ||||||||
| ISIN | US4042804066 | Vote Deadline Date: | 25-May-2010 | ||||||||
| Agenda | 933238506 | Management | Total Ballot Shares: | 6024 | |||||||
| Last Vote Date: | 18-May-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | TO RECEIVE THE REPORT AND ACCOUNTS FOR 2009 | For | 6024 | 0 | 0 | 0 | |||||
| 2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT FOR 2009 | For | 6024 | 0 | 0 | 0 | |||||
| 3 | TO RE-ELECT R A FAIRHEAD A DIRECTOR | For | 6024 | 0 | 0 | 0 | |||||
| 4 | TO RE-ELECT M F GEOGHEGAN A DIRECTOR | For | 6024 | 0 | 0 | 0 | |||||
| 5 | TO RE-ELECT S K GREEN A DIRECTOR | For | 6024 | 0 | 0 | 0 | |||||
| 6 | TO RE-ELECT G MORGAN A DIRECTOR | For | 6024 | 0 | 0 | 0 | |||||
| 7 | TO RE-ELECT N R N MURTHY A DIRECTOR | For | 6024 | 0 | 0 | 0 | |||||
| 8 | TO RE-ELECT S M ROBERTSON A DIRECTOR | For | 6024 | 0 | 0 | 0 | |||||
| 9 | TO RE-ELECT J L THORNTON A DIRECTOR | For | 6024 | 0 | 0 | 0 | |||||
| 10 | TO RE-ELECT SIR BRIAN WILLIAMSON A DIRECTOR | For | 6024 | 0 | 0 | 0 | |||||
| 11 | TO REAPPOINT THE AUDITOR AT REMUNERATION TO BE DETERMINED BY THE GROUP AUDIT COMMITTEE | For | 6024 | 0 | 0 | 0 | |||||
| 12 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | For | 6024 | 0 | 0 | 0 | |||||
| 13 | TO DISAPPLY PRE-EMPTION RIGHTS (SPECIAL RESOLUTION) | For | 6024 | 0 | 0 | 0 | |||||
| 14 | TO ALTER THE ARTICLES OF ASSOCIATION (SPECIAL RESOLUTION) | For | 6024 | 0 | 0 | 0 | |||||
| 15 | TO APPROVE THE EXTENSION OF THE TERM OF THE SHARE INCENTIVE PLAN AND THE ESTABLISHMENT OF NEW SHARE OWNERSHIP PLANS | For | 6024 | 0 | 0 | 0 | |||||
| 16 | TO APPROVE GENERAL MEETINGS (OTHER THAN ANNUAL GENERAL MEETINGS) BEING CALLED ON A MINIMUM OF 14 CLEAR DAYS' NOTICE (SPECIAL RESOLUTION) | For | 6024 | 0 | 0 | 0 | |||||
| CHINA SHIPPING DEVELOPMENT CO LTD | |||||||||||
| Security: | Y1503Y108 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 08-Jun-2010 | |||||||||
| ISIN | CNE1000002S8 | Vote Deadline Date: | 31-May-2010 | ||||||||
| Agenda | 702390131 | Management | Total Ballot Shares: | 4946000 | |||||||
| Last Vote Date: | 25-May-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | Approve the 2009 audited financial statements of the Company | For | 146000 | 0 | 0 | 0 | |||||
| 2 | Approve the 2009 report of the board of Directors of the Company | For | 146000 | 0 | 0 | 0 | |||||
| 3 | Approve the 2009 report of the Supervisory Committee of the Company | For | 146000 | 0 | 0 | 0 | |||||
| 4 | Approve the recommended 2009 final dividend of RMB 0.10 (before tax) per share | For | 146000 | 0 | 0 | 0 | |||||
| 5 | Approve the 2009 report of the Independent Board Committee of the Company | For | 146000 | 0 | 0 | 0 | |||||
| 6 | Approve the 2009 annual report of the Company | For | 146000 | 0 | 0 | 0 | |||||
| 7 | Approve the remuneration of the Directors, Supervisors and Senior Management of the Company for 2010 | For | 146000 | 0 | 0 | 0 | |||||
| 8 | Re-appoint the Vocation International Certified Public Accountant Co., Ltd. and Uhy vocation Hk CPA Limited as the domestic and International Auditors of the Company for 2010, respectively, and authorize the Board of Directors of the Company to determine their remuneration | For | 146000 | 0 | 0 | 0 | |||||
| 9 | Approve the entrusted loan agreement in relation to a loan in the amount of RMB 1,300,000,000 from China Shipping (Group) Company | For | 146000 | 0 | 0 | 0 | |||||
| DEPO AUTO PARTS INDUSTRIAL CO LTD | |||||||||||
| Security: | Y2032B106 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 09-Jun-2010 | |||||||||
| ISIN | TW0006605009 | Vote Deadline Date: | 03-Jun-2010 | ||||||||
| Agenda | 702438690 | Management | Total Ballot Shares: | 100400 | |||||||
| Last Vote Date: | 01-Jun-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | AS PER TRUST ASSOCIATION'S PROXY VOTING GUIDELINES, EVERY SHAREHOLDER IS ELIGIBLE TO BE NOMINATED AS A CANDIDATE AND BE ELECTED AS A DIRECTOR OR A SUPERVISOR, REGARDLESS OF BEING RECOMMENDED BY THE COMPANY AND/OR BY OTHER PARTIES. IF YOU INTEND TO VOTE FOR A LISTED CANDIDATE, YOU WILL NEED TO CONTACT THE CANDIDATE AND/OR THE ISSUING COMPANY TO OBTAIN THE CANDIDATE'S NAME AND ID NUMBER. WITHOUT SUCH SPECIFIC INFORMATION, AN ELECTION WOULD BE DEEMED AS A 'NO VOTE'. | None | Non Voting | ||||||||
| 2 | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE RELEVANT PROPOSAL. THANK YOU. | None | Non Voting | ||||||||
| 3 | Approve the 2009 business operations | None | Non Voting | ||||||||
| 4 | Approve the 2009 audited reports | None | Non Voting | ||||||||
| 5 | Approve the 2009 business reports and financial statements | For | 100400 | 0 | 0 | 0 | |||||
| 6 | Approve the 2009 profit distribution. proposed cash dividend: TWD 3.8 per share | For | 100400 | 0 | 0 | 0 | |||||
| 7 | Approve the revision to the Articles of Incorporation | For | 0 | 0 | 100400 | 0 | |||||
| 8 | Approve the revision to the procedures of monetary loans | For | 0 | 0 | 100400 | 0 | |||||
| 9 | Approve the revision to the procedures of endorsement and guarantee | For | 0 | 0 | 100400 | 0 | |||||
| 10 | Election of the Directors and Supervisors | For | 0 | 0 | 100400 | 0 | |||||
| 11 | Approve to release the prohibition on Directors from participation in competitive business | For | 0 | 0 | 100400 | 0 | |||||
| 12 | Extraordinary motions | None | 0 | 0 | 100400 | 0 | |||||
| PERUSAHAAN PERSEROAN PERSERO P T TELEKOMUNIKIASI I | |||||||||||
| Security: | Y71474137 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 11-Jun-2010 | |||||||||
| ISIN | ID1000099104 | Vote Deadline Date: | 09-Jun-2010 | ||||||||
| Agenda | 702467437 | Management | Total Ballot Shares: | 1758500 | |||||||
| Last Vote Date: | 07-Jun-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | Approve the 2009 annual report | For | 236500 | 0 | 0 | 0 | |||||
| 2 | Ratify the 2009 financial report and acquit et decharge for the Directors and the Commissioners | For | 236500 | 0 | 0 | 0 | |||||
| 3 | Approve the 2009 profit allocation | For | 236500 | 0 | 0 | 0 | |||||
| 4 | Approve to determine the remuneration for 2010 for the Directors and Commissioners | For | 236500 | 0 | 0 | 0 | |||||
| 5 | Appointment of the Public Accountant for 2010 | For | 236500 | 0 | 0 | 0 | |||||
| 6 | Amend the Articles of Association | For | 0 | 0 | 236500 | 0 | |||||
| 7 | Approve the utilization of treasury stock resulted from Share Buy Backs I, II and III | For | 0 | 0 | 236500 | 0 | |||||
| PERUSAHAAN PERSEROAN PERSERO P T TELEKOMUNIKIASI I | |||||||||||
| Security: | Y71474137 | Meeting Type: | ExtraOrdinary General Meeting | ||||||||
| Ticker: | Meeting Date: | 11-Jun-2010 | |||||||||
| ISIN | ID1000099104 | Vote Deadline Date: | 09-Jun-2010 | ||||||||
| Agenda | 702465762 | Management | Total Ballot Shares: | 1758500 | |||||||
| Last Vote Date: | 07-Jun-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | Approve to appoint the Board of Directors and the Commissioners | For | 236500 | 0 | 0 | 0 | |||||
| LITE-ON TECHNOLOGY CORP | |||||||||||
| Security: | Y5313K109 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 15-Jun-2010 | |||||||||
| ISIN | TW0002301009 | Vote Deadline Date: | 09-Jun-2010 | ||||||||
| Agenda | 702456559 | Management | Total Ballot Shares: | 1242000 | |||||||
| Last Vote Date: | 01-Jun-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 679154 DUE TO RECEIPT OF DIRECTORS NAMES. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | Non Voting | ||||||||
| 2 | To report the 2009 business operations | None | Non Voting | ||||||||
| 3 | To report the 2009 audited reports | None | Non Voting | ||||||||
| 4 | To report the establishment for the rules of the Board meeting | None | Non Voting | ||||||||
| 5 | To report the revision to the employee stock options plan | None | Non Voting | ||||||||
| 6 | To report the proposal of merger with the subsidiaries | None | Non Voting | ||||||||
| 7 | Approve the 2009 financial statements | For | 213000 | 0 | 0 | 0 | |||||
| 8 | Approve the 2009 profit distribution, proposed cash dividend: TWD 2.25 per share | For | 213000 | 0 | 0 | 0 | |||||
| 9 | Approve the issuance of new shares from retained earnings and staff bonus, proposed stock dividend: 5 for 1,000 shares held | For | 213000 | 0 | 0 | 0 | |||||
| 10 | Approve to revise the Articles of Incorporation | For | 213000 | 0 | 0 | 0 | |||||
| 11 | Approve to revise the procedures of monetary loans and the procedures of endorsement and guarantee | For | 213000 | 0 | 0 | 0 | |||||
| 12 | Election of Raymond Soong [ID/Shareholder No: 1] as a Director | For | 213000 | 0 | 0 | 0 | |||||
| 13 | Election of Lite-On Capital Inc/David Lin [ID/Shareholder No: 28383] as a Director | For | 213000 | 0 | 0 | 0 | |||||
| 14 | Election of Dorcas Investment Co., Ltd../Joseph Lin [ID/Shareholder No: 617] as a Director | For | 213000 | 0 | 0 | 0 | |||||
| 15 | Election of Lite-On Capital Inc/Warren Chen [ID/Shareholder No: 28383] as a Director | For | 213000 | 0 | 0 | 0 | |||||
| 16 | Election of Ta-Sung Investment Co., Ltd./Keh-Shew Lu [ID/Shareholder No: 59285] as a Director | For | 213000 | 0 | 0 | 0 | |||||
| 17 | Election of Ta-Sung Investment Co., Ltd./Rick Wu [ID/Shareholder No: 59285] as a Director | For | 213000 | 0 | 0 | 0 | |||||
| 18 | Election of Yuan Pao Development & Investment Co. Ltd./Ch Chen [ID/Shareholder No: 103603] as a Director | For | 213000 | 0 | 0 | 0 | |||||
| 19 | Election of Yuan Pao Development & Investment Co. Ltd./David Lee [ID/Shareholder No: 103603] as a Director | For | 213000 | 0 | 0 | 0 | |||||
| 20 | Election of Kuo-Feng Wu [ID/Shareholder No: 435271] as an Independent Director | For | 213000 | 0 | 0 | 0 | |||||
| 21 | Election of Harvey Chang [ID/Shareholder No: 441272] as an Independent Director | For | 213000 | 0 | 0 | 0 | |||||
| 22 | Election of Edward Yang [ID/Shareholder No: 435270] as an Independent Director | For | 213000 | 0 | 0 | 0 | |||||
| 23 | Approve the proposal to release the prohibition on the Directors from participation in competitive business | For | 0 | 213000 | 0 | 0 | |||||
| 24 | Other issues and extraordinary motions | None | 0 | 0 | 213000 | 0 | |||||
| 25 | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE RELEVANT PROPOSAL. THANK YOU. | None | Non Voting | ||||||||
| ST.SHINE OPTICAL CO LTD | |||||||||||
| Security: | Y8176Z106 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 15-Jun-2010 | |||||||||
| ISIN | TW0001565000 | Vote Deadline Date: | 09-Jun-2010 | ||||||||
| Agenda | 702443716 | Management | Total Ballot Shares: | 40000 | |||||||
| Last Vote Date: | 01-Jun-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | The 2009 business operations | None | Non Voting | ||||||||
| 2 | Receive the 2009 audited reports | None | Non Voting | ||||||||
| 3 | Approve the 2009 business reports and financial statements | For | 40000 | 0 | 0 | 0 | |||||
| 4 | Approve the 2009 profit distribution, proposed cash dividend: TWD 10.5 per share | For | 40000 | 0 | 0 | 0 | |||||
| 5 | Approve the revision to the Articles of Incorporation | For | 0 | 0 | 40000 | 0 | |||||
| 6 | Approve the revision to the procedures of monetary loans, endorsement and guarantee | For | 0 | 0 | 40000 | 0 | |||||
| 7 | Extraordinary motions | None | 0 | 0 | 40000 | 0 | |||||
| 8 | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE RELEVANT PROPOSAL. THANK YOU. | None | Non Voting | ||||||||
| TAIWAN SEMICONDUCTOR MFG CO LTD | |||||||||||
| Security: | Y84629107 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 15-Jun-2010 | |||||||||
| ISIN | TW0002330008 | Vote Deadline Date: | 07-Jun-2010 | ||||||||
| Agenda | 702254145 | Management | Total Ballot Shares: | 970000 | |||||||
| Last Vote Date: | 01-Jun-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | Receive the report on the business of 2009 | None | Non Voting | ||||||||
| 2 | Receive the 2009 audited reports reviewed by the Supervisors | None | Non Voting | ||||||||
| 3 | Approve the 2009 business reports and financial statements | For | 140000 | 0 | 0 | 0 | |||||
| 4 | Approve the 2009 earnings distribution; proposed cash dividend: TWD 3 per share | For | 140000 | 0 | 0 | 0 | |||||
| 5 | Approve to revise the Articles of Incorporation | For | 140000 | 0 | 0 | 0 | |||||
| 6 | Approve to revise the policies and procedures for financial derivatives transactions | For | 140000 | 0 | 0 | 0 | |||||
| 7 | Other issues and extraordinary motions | None | 0 | 0 | 140000 | 0 | |||||
| 8 | PLEASE NOTE THAT THIS IS A REVISION DUE TO INSERTION OF ADDITIONAL COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | Non Voting | ||||||||
| 9 | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE RELEVANT PROPOSAL. THANK YOU. | None | Non Voting | ||||||||
| ANGANG STEEL COMPANY LTD | |||||||||||
| Security: | Y0132D105 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 18-Jun-2010 | |||||||||
| ISIN | CNE1000001V4 | Vote Deadline Date: | 10-Jun-2010 | ||||||||
| Agenda | 702444340 | Management | Total Ballot Shares: | 3678801 | |||||||
| Last Vote Date: | 07-Jun-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK:http://www.hkexnews.hk/listedco/listconews/sehk/201 00429/LTN201004291437.pdf | None | Non Voting | ||||||||
| 2 | Approve the report of the Board of Directors of the Company for 2009 | For | 107801 | 0 | 0 | 0 | |||||
| 3 | Approve the report of the Supervisory Committee of the Company for 2009 | For | 107801 | 0 | 0 | 0 | |||||
| 4 | Approve the Audited financial statements of the Company for 2009 | For | 107801 | 0 | 0 | 0 | |||||
| 5 | Approve the proposal for distribution of the profits of the Company for 2009 | For | 107801 | 0 | 0 | 0 | |||||
| 6 | Approve the proposed remuneration of the Directors and Supervisors of the Company for 2009 | For | 107801 | 0 | 0 | 0 | |||||
| 7 | Approve the appointment of RSM China Certified Public Accountants and RSM Nelson Wheeler Certified Public Accountants as the domestic and international Auditor of the Company, respectively, for 2010, and authorize the Board of Directors of the Company to determine their remunerations | For | 107801 | 0 | 0 | 0 | |||||
| 8 | Approve to grant the general mandate to the Board of Directors the 'Board' and/or the Committee of the Board (which is composed by the Directors of the Company and authorized by the Board) | For | 0 | 107801 | 0 | 0 | |||||
| COMPAL ELECTRONICS INC | |||||||||||
| Security: | Y16907100 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 18-Jun-2010 | |||||||||
| ISIN | TW0002324001 | Vote Deadline Date: | 11-Jun-2010 | ||||||||
| Agenda | 702450949 | Management | Total Ballot Shares: | 219388 | |||||||
| Last Vote Date: | 07-Jun-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE RELEVANT PROPOSAL. THANK YOU. | None | Non Voting | ||||||||
| 2 | The 2009 business operations | None | Non Voting | ||||||||
| 3 | The 2009 Audited reports | None | Non Voting | ||||||||
| 4 | Approve the 2009 financial statements | For | 219388 | 0 | 0 | 0 | |||||
| 5 | Approve the 2009 profit distribution; proposed cash dividend: TWD 2.4 per share | For | 219388 | 0 | 0 | 0 | |||||
| 6 | Approve the issuance of new shares from capital reserves; Proposed bonus issue: 20 for 1,000 shares held | For | 219388 | 0 | 0 | 0 | |||||
| 7 | Approve the revision to the Articles of incorporation | For | 219388 | 0 | 0 | 0 | |||||
| 8 | Approve the revision to the procedures of endorsement and guarantee | For | 219388 | 0 | 0 | 0 | |||||
| 9 | Approve the revision to the procedures of monetary loans | For | 219388 | 0 | 0 | 0 | |||||
| 10 | Approve the proposal to release the prohibition on Directors from participation in competitive business | For | 0 | 219388 | 0 | 0 | |||||
| 11 | Other issues and extraordinary motions | None | 0 | 0 | 219388 | 0 | |||||
| HTC CORPORATION | |||||||||||
| Security: | Y3732M103 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 18-Jun-2010 | |||||||||
| ISIN | TW0002498003 | Vote Deadline Date: | 11-Jun-2010 | ||||||||
| Agenda | 702456561 | Management | Total Ballot Shares: | 175450 | |||||||
| Last Vote Date: | 07-Jun-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 701276 DUE TO RECEIPTS OF DIRECTORS NAMES. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | Non Voting | ||||||||
| 2 | The 2009 business operations | None | Non Voting | ||||||||
| 3 | The 2009 audited reports | None | Non Voting | ||||||||
| 4 | The status of buyback treasury stock | None | Non Voting | ||||||||
| 5 | Approve the 2009 business reports and financial statements | For | 24700 | 0 | 0 | 0 | |||||
| 6 | Approve the 2009 profit distribution, proposed cash dividend: TWD 26 per share | For | 24700 | 0 | 0 | 0 | |||||
| 7 | Approve the issuance of new shares from retained earnings, staff bonus and proposed stock dividend: 50 for 1,000 shares held | For | 24700 | 0 | 0 | 0 | |||||
| 8 | Approve the revision to the Articles of Incorporation | For | 24700 | 0 | 0 | 0 | |||||
| 9 | Approve the revision to the procedures of asset acquisition or disposal | For | 24700 | 0 | 0 | 0 | |||||
| 10 | Approve the revision to the procedures of endorsement and guarantee | For | 24700 | 0 | 0 | 0 | |||||
| 11 | Approve the revision to the procedures of monetary loans | For | 0 | 0 | 24700 | 0 | |||||
| 12 | Election of Cher Wang/Shareholder No.: 2 as a Director | For | 24700 | 0 | 0 | 0 | |||||
| 13 | Election of Wen-Chi Chen/Shareholder No.: 5 as a Director | For | 24700 | 0 | 0 | 0 | |||||
| 14 | Election of Ht Cho/Shareholder No.: 22 as a Director | For | 24700 | 0 | 0 | 0 | |||||
| 15 | Election of Ho-Chen Tan/ID No.: D101161444 as a Director | For | 24700 | 0 | 0 | 0 | |||||
| 16 | Election of Josef Felder/ID No.: 19610425FE as an Independent Director | For | 24700 | 0 | 0 | 0 | |||||
| 17 | Election of Chen-Kuo Lin/ID No.: F102690133 as an Independent Director | For | 24700 | 0 | 0 | 0 | |||||
| 18 | Election of Way-Chin Investment Co. Ltd/Shareholder No.: 15 as a Supervisor | For | 24700 | 0 | 0 | 0 | |||||
| 19 | Election of Po-Cheng Ko/Shareholder No.: 14257 as a Supervisor | For | 24700 | 0 | 0 | 0 | |||||
| 20 | Election of Caleb Ou-Yang/ID No.: D101424339 as a Supervisor | For | 24700 | 0 | 0 | 0 | |||||
| 21 | Approve to release the prohibition on the Directors from participation in competitive business | For | 0 | 24700 | 0 | 0 | |||||
| 22 | Extraordinary motions | None | 0 | 0 | 24700 | 0 | |||||
| 23 | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE RELEVANT PROPOSAL. THANK YOU. | None | Non Voting | ||||||||
| CHINA STEEL CORP | |||||||||||
| Security: | Y15041109 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 23-Jun-2010 | |||||||||
| ISIN | TW0002002003 | Vote Deadline Date: | 17-Jun-2010 | ||||||||
| Agenda | 702466928 | Management | Total Ballot Shares: | 1327338 | |||||||
| Last Vote Date: | 09-Jun-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | The 2009 business report | None | Non Voting | ||||||||
| 2 | The 2009 Audited reports | None | Non Voting | ||||||||
| 3 | Ratify the 2009 business reports and financial statements | For | 235788 | 0 | 0 | 0 | |||||
| 4 | Ratify the 2009 profit distribution, proposed cash dividend: TWD 1.01 per share | For | 235788 | 0 | 0 | 0 | |||||
| 5 | Approve the issuance of new shares from retained earnings, proposed stock dividend: 33 SHS/1,000 shares held | For | 235788 | 0 | 0 | 0 | |||||
| 6 | Approve to revise the Articles of Incorporation | For | 0 | 0 | 235788 | 0 | |||||
| 7 | Election of Ministry of Economic Affairs R.O.C./ Chang, Chia Juch, ID/shareholder No. Y00001 as a Director | For | 235788 | 0 | 0 | 0 | |||||
| 8 | Election of Ministry of Economic Affairs R.O.C. / Chen, Chao Yih, ID/shareholder No. Y00001 as a Director | For | 235788 | 0 | 0 | 0 | |||||
| 9 | Election of Ministry of Economic Affairs R.O.C./ Fang, Liang Tung, ID/shareholder No. Y00001 as a Director | For | 235788 | 0 | 0 | 0 | |||||
| 10 | Election of Chiun Yu Investment Corporation/ Tsou, Jo Chi, ID/shareholder No. V01357 as a Director | For | 235788 | 0 | 0 | 0 | |||||
| 11 | Election of Ever Wealthy International Corporation/ Chung, Lo Min, ID/shareholder No. V02376 as a Director | For | 235788 | 0 | 0 | 0 | |||||
| 12 | Election of Hung Kao Investment Corporation / Weng, Cheng I, ID/shareholder No. V05147 as a Director | For | 235788 | 0 | 0 | 0 | |||||
| 13 | Election of China Steel Labor Union/ Wu, Shun Tsai, ID/shareholder No. X00012 as a Director | For | 235788 | 0 | 0 | 0 | |||||
| 14 | Election of Gau Ruei Investment Corporation/ Ou, Chao Hua, ID/shareholder No. V01360 as a Director | For | 235788 | 0 | 0 | 0 | |||||
| 15 | Election of Li, Shen Yi, ID/shareholder No. R100955005 as an Independent Director | For | 235788 | 0 | 0 | 0 | |||||
| 16 | Election of Chang, Tsu En, ID/shareholder No. N103009187 as an Independent Director | For | 235788 | 0 | 0 | 0 | |||||
| 17 | Election of Liang Ting Peng S101063589 as an Independent Director | For | 235788 | 0 | 0 | 0 | |||||
| 18 | Election of Teng, Ssu Tang, ID/shareholder No. M100725978 as a Supervisor | For | 235788 | 0 | 0 | 0 | |||||
| 19 | Election of Cheng, I Lin, ID/shareholder No. E100285651 as a Supervisor | For | 235788 | 0 | 0 | 0 | |||||
| 20 | Election of Bureau of Labor Insurance / Wang, Ju-Hsuan, ID/shareholder No. V01384 as a Supervisor | For | 235788 | 0 | 0 | 0 | |||||
| 21 | Approve to release the Directors from non-competition duties | For | 0 | 235788 | 0 | 0 | |||||
| 22 | Extraordinary motions | None | 0 | 0 | 235788 | 0 | |||||
| 23 | PLEASE NOTE THAT IN CASES WHERE THE CLIENT INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL TO BE DISCUSSED AT A SHAREHOLDERS MEETING AND THE VOTING WITH RESPECT TO SUCH PROPOSAL IS DONE BY BALLOT, WE OR OUR DESIGNEE WILL FILL OUT THE BALLOT IN RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE VOTING AT THE SHAREHOLDERS MEETING IS DONE BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT TAKE ANY ACTION IN RESPECT OF THE RELEVANT PROPOSAL. THANK YOU. | None | Non Voting | ||||||||
| YANZHOU COAL MNG CO LTD | |||||||||||
| Security: | Y97417102 | Meeting Type: | Class Meeting | ||||||||
| Ticker: | Meeting Date: | 25-Jun-2010 | |||||||||
| ISIN | CNE1000004Q8 | Vote Deadline Date: | 17-Jun-2010 | ||||||||
| Agenda | 702403697 | Management | Total Ballot Shares: | 4778000 | |||||||
| Last Vote Date: | 09-Jun-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'FOR' OR 'AGAINST' ONLY FOR RESOLUTIONS "S.1". THANK YOU. | None | Non Voting | ||||||||
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20100423 /LTN20100423715.pdf | None | Non Voting | ||||||||
| 3 | Approve the mandate on authorizing the Board of Directors to repurchase H Shares of the Company | For | 80000 | 0 | 0 | 0 | |||||
| YANZHOU COAL MNG CO LTD | |||||||||||
| Security: | Y97417102 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 25-Jun-2010 | |||||||||
| ISIN | CNE1000004Q8 | Vote Deadline Date: | 17-Jun-2010 | ||||||||
| Agenda | 702507534 | Management | Total Ballot Shares: | 4778000 | |||||||
| Last Vote Date: | 11-Jun-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 698813 DUE TO DELETION OF RESOLUTION. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | Non Voting | ||||||||
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20100423 /LTN20100423637.pdf | None | Non Voting | ||||||||
| 3 | Approve the working report of the Board of Directors of the Company the "Board" for the YE 31 DEC 2009 | For | 80000 | 0 | 0 | 0 | |||||
| 4 | Approve the working report of the Supervisory Committee of the Company for the YE 31 DEC 2009 | For | 80000 | 0 | 0 | 0 | |||||
| 5 | Approve the audited financial statements of the Company as at and for the YE 31 DEC 2009 | For | 80000 | 0 | 0 | 0 | |||||
| 6 | Approve the proposed profit distribution plan of the Company for the YE 31 DEC 2009 and to authorize the Board to distribute an aggregate cash dividend of RMB 1,229.6 million tax inclusive , equivalent to RMB 0.25 tax inclusive per share to the shareholders of the Company | For | 80000 | 0 | 0 | 0 | |||||
| 7 | Approve the remuneration of the Directors and Supervisors of the Company for the YE 31 DEC 2010 | For | 80000 | 0 | 0 | 0 | |||||
| 8 | Re-appointment of Grant Thornton and Shine Wing Certified Public Accountants Ltd as the Company's International and PRC Auditors for the year 2010, respectively, until the conclusion of the next AGM and to determine their remuneration arrangements | For | 80000 | 0 | 0 | 0 | |||||
| 9 | Approve the purchase of liability insurance for the Directors, Supervisors and senior officers of the Company | For | 0 | 0 | 80000 | 0 | |||||
| 10 | Approve the proposal regarding the expansion of the business scope of Yanzhou Coal Mining Company Limited and amendments to the Articles of Association of the Company | For | 80000 | 0 | 0 | 0 | |||||
| 11 | Authorize the Board to issue, allot and deal with additional H Shares in the share capital of the Company and to make or grant offers, agreements and options in respect thereof, subject to the following terms: i) such mandate shall not extend beyond the Relevant Period save that the Board may during the Relevant Period make or grant offers, agreements or options which might require the exercise of such powers after the end of the Relevant Period; ii) the number of shares allotted or agreed conditionally or unconditionally to be allotted whether pursuant to an option or otherwise by the Board shall not exceed 20% of the number of H Shares in issue as at the date of the this resolution; and iii) the Board will only exercise its power under such mandate in accordance with the Company Law of the PRC and the Rules Governing the Listing of Securities on the Stock Exchange of Hong Kong Limited as amended from time and only if all necessary approvals from the China Securities Regulatory Commission and/or other relevant PRC government authorities are obtained; "H Shares" means the overseas-listed foreign invested shares in the share capital of the Company with a par value of RMB 1.00 each, and which are held and traded in Hong Kong dollars; Authority expires at the conclusion of the next AGM of the Company following the passing of this resolution or expiration of a 12 month period following the passing of this resolution or the date on which the authority set out in this resolution is revoked or varied by a special resolution of the shareholders of the Company in a general meeting; authorize the Board, contingent on the Directors resolving to issue shares pursuant to this resolution, to approve, execute and do or procure to be executed and done, all such documents, deeds and things as it may consider relevant in connection with the issue of such new shares including, but not limited to, determining the time and place of issue, making all necessary applications to the relevant authorities and entering into an underwriting agreement or any other agreement , to determine the use of proceeds and | For | 0 | 80000 | 0 | 0 | |||||
| to make all necessary filings and registrations with the relevant PRC, Hong Kong and other authorities, and to make such amendments to the Articles of Association as it thinks fit so as to reflect the increase in registered capital of the Company and to reflect the new share capital structure of the Company under the intended allotment and issue of the shares of the Company pursuant to this resolution | |||||||||||
| 12 | Authorize the Board of the Company, subject to this resolution, to repurchase the issued H shares of the Company on the Hong Kong Stock Exchange, subject to and in accordance with all applicable laws, rules and regulations and/or requirements of the governmental or regulatory body of securities in the PRC, the Hong Kong Stock Exchange or of any other governmental or regulatory body be approved; the aggregate nominal value of H Shares of the Company authorized to be repurchased subject to the approval in this resolution during the Relevant Period shall not exceed 10% of the aggregate nominal value of the issued H Shares of the Company as at the date of the passing of this resolution; i) the passing of a special resolution with the same terms as the resolution set out in this paragraph except for this sub-paragraph (c) (i) at a class meeting for the holders of Domestic Shares of the Company to be held on 25 JUN 2010 or on such adjourned date as may be applicable ; and the class meeting for the holders of H Shares to be held on 25 JUN 2010 or on such adjourned date as may be applicable for such purpose; ii) the approval of the relevant PRC regulatory authorities as may be required by laws, rules and regulations of the PRC being obtained by the Company if appropriate; and iii) the Company not being required by any of its creditors to repay or to provide guarantee in respect of any amount due to any of them or if the Company is so required by any of its creditors, the Company having, in its absolute discretion, repaid or provided guarantee in respect of such amount pursuant to the notification procedure set out in Articles of Association; subject to the approval of all relevant PRC regulatory authorities for the repurchase of such H Shares being granted, the Board be authorized to: i) amend the Articles of Association as it thinks fit so as to reduce the registered share capital of the Company and to reflect the new capital structure of the Company upon the repurchase of H shares of the Company as contemplated in this resolution; and ii) file the amended Articles of Association with the relevant governmental authorities of the PRC; Authority expires at the conclusion of the next AGM or the | For | 80000 | 0 | 0 | 0 | |||||
| expiration of a 12 month period following the passing of this special resolution or the date on which the authority set out in this special resolution is revoked or varied by a special resolution of the shareholders of the Company in any general meeting or by a special resolution of holders of H shares or holders of domestic shares of the Company at their respective class meetings | |||||||||||
| Guinness Atkinson China & Hong Kong Fund | |||||||||
| Meeting Date Range: 01-Jul-2009 To 30-Jun-2010 | |||||||||
| Selected Accounts | |||||||||
| CATHAY PACIFIC AIRWAYS LTD | |||||||||||
| Security: | Y11757104 | Meeting Type: | ExtraOrdinary General Meeting | ||||||||
| Ticker: | Meeting Date: | 16-Oct-2009 | |||||||||
| ISIN | HK0293001514 | Vote Deadline Date: | 13-Oct-2009 | ||||||||
| Agenda | 702100291 | Management | Total Ballot Shares: | 2556000 | |||||||
| Last Vote Date: | 07-Oct-2009 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | Non Voting | ||||||||
| 2 | Approve the entering into of the Agreement by the Company [a copy of which agreement has been produced to the meeting and signed by the Chairman of the meeting for the purpose of identification] and the Transaction [terms defined in the circular to shareholders of the Company dated 23 SEP 2009 having the same meanings when used in this resolution] | For | 2556000 | 0 | 0 | 0 | |||||
| CNPC (HONG KONG) LTD | |||||||||||
| Security: | G2237F100 | Meeting Type: | Special General Meeting | ||||||||
| Ticker: | Meeting Date: | 20-Oct-2009 | |||||||||
| ISIN | BMG2237F1005 | Vote Deadline Date: | 15-Oct-2009 | ||||||||
| Agenda | 702108728 | Management | Total Ballot Shares: | 9604000 | |||||||
| Last Vote Date: | 16-Oct-2009 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR RESOLUTION 1. THANK YOU. | None | Non Voting | ||||||||
| 2 | Approve the transactions contemplated under the Acquisition Agreement [as specified in the circular of the Company dated 02 OCT 2009 [the Circular]] [a copy of which is tabled at the meeting and marked "A" and initialled by the Chairman of the meeting for identification purpose]; and authorize any 1 Director [if execution under the common seal of the Company is required, any 2 Directors] of the Company for and on behalf of the Company to sign, and where required, to affix the common seal of the Company to any documents, instruments or agreements, and to do any acts and things deemed by him to be necessary or expedient in order to give effect to the Zhongyou Zhongtai Acquisition | For | 0 | 0 | 6210000 | 0 | |||||
| MODERN BEAUTY SALON HOLDINGS LTD | |||||||||||
| Security: | G61810100 | Meeting Type: | ExtraOrdinary General Meeting | ||||||||
| Ticker: | Meeting Date: | 30-Oct-2009 | |||||||||
| ISIN | KYG618101003 | Vote Deadline Date: | 27-Oct-2009 | ||||||||
| Agenda | 702118527 | Management | Total Ballot Shares: | 4423000 | |||||||
| Last Vote Date: | 23-Oct-2009 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTION NO. "1". THANK YOU. | None | Non Voting | ||||||||
| 2 | Approve the conditional sale and purchase agreement dated 23 SEP 2009 entered into between Modern Beauty Management Company Limited [Vendor], a wholly-owned subsidiary of the Company, as vendor and All Link International Limited as purchaser [SP Agreement] in relation to the sale of the entire issued share capital of each of East Union Industries Limited, Joy East Limited, Well Faith International Enterprise Limited and Wise World Limited [collectively, as "Sale Companies"] and all amounts due by the Sale Companies to the Vendor as at the date of completion of the SP Agreement and all the transactions contemplated under the SP Agreement; and authorize the Directors of the Company [Directors] to do all such acts and things, to sign and execute such documents or agreements or deeds on behalf of the Company and to do such other things and to take all such actions as they consider necessary, appropriate, desirable or expedient for the purposes of giving effect to or in connection with the SP Agreement and all transactions contemplated there under, and to agree to such variation, amendments or wavier or matters relating thereto [including any variation, amendments or waiver of such documents, which are not fundamentally different from those as provided in the SP Agreement] as are, in the opinion of the Directors, in the interest of the Company and its shareholders as a whole | For | 0 | 2560000 | 0 | 0 | |||||
| YANZHOU COAL MNG CO LTD | |||||||||||
| Security: | Y97417102 | Meeting Type: | ExtraOrdinary General Meeting | ||||||||
| Ticker: | Meeting Date: | 30-Oct-2009 | |||||||||
| ISIN | CNE1000004Q8 | Vote Deadline Date: | 19-Oct-2009 | ||||||||
| Agenda | 702093749 | Management | Total Ballot Shares: | 7316000 | |||||||
| Last Vote Date: | 16-Sep-2009 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | Approve the acquisition of 100% equity interest in Felix Resources Limited by the Company by way of a Scheme of Arrangement through Austar Coal Mine Pty Limited, a wholly-owned subsidiary of Yancoal Australia Pty Limited ['Yancoal Australia Pty'], a wholly-owned subsidiary of the Company [the 'Transaction'] | For | 5953200 | 0 | 0 | 0 | |||||
| 2 | Approve all resolutions passed at the EGM shall be valid for a period of 12 months from the date of passing | For | 5953200 | 0 | 0 | 0 | |||||
| 3 | Approve the Material Asset Restructuring Report of the Company containing, inter alia, the following matters in relation to the Transaction, namely (1) the method of acquisition, the subject matter of and the counterparty to the Transaction; (2) the consideration; (3) the method or basis for determining the consideration; (4) the contractual obligations and the liabilities for breach of contract in respect of the transfer of title relating to the shares to be acquired; and (5) the conditions precedent and the effective date of the Transaction | For | 5953200 | 0 | 0 | 0 | |||||
| 4 | Approve the Financing Arrangement in respect of the satisfaction of the consideration for the Transaction in the amount of AUD 3,333 million [equivalent to approximately RMB 18,951 million] to be satisfied by way of bank loans to be provided by Bank of China, Sydney Branch or a syndicate of banks led by Bank of China, Sydney Branch to be made in AUD or USD equivalent to the amount of RMB 20 billion; and the issuance of a letter of guarantee by Bank of China, Shandong Branch in favor of Bank of China, Sydney Branch at the request of and upon the application made by the Company to Bank of China, Shandong Branch; and the provision of the counter-guarantee by the controlling shareholder of the Company, Yankuang Group Corporation Limited, to the Company | For | 5953200 | 0 | 0 | 0 | |||||
| 5 | Authorize the Board of Directors [the 'Board'] of the Company and Mr. Wu Yuxiang and Mr. Zhang Baocai, being the Directors of the Company, to take any action and further actions on behalf of the Company as they consider necessary, appropriate, desirable or expedient in connection with the Transaction in accordance with the requirements of relevant regulatory authorities and the requirements of the Transaction itself, including, without limitation, executing and delivering any and all agreements, documents and instruments, if any, to execute and/or perform all necessary and ancillary actions with respect to the Transaction and to perfect the Transaction, making any amendments, revisions, supplements or waivers of any matters in relation to, or in connection with or incidental to, the Transaction which they consider are in the interest of the Company, provided that such amendments, revisions, supplements or waivers shall not result in a material change to the terms of the Transaction; and ratify and consider any or all past actions by the Board which they may deem or have deemed in their sole discretion to be necessary with respect to any of the matters contemplated by this resolution | For | 5953200 | 0 | 0 | 0 | |||||
| PERFECT WORLD CO LTD | |||||||||||
| Security: | 71372U104 | Meeting Type: | Annual | ||||||||
| Ticker: | PWRD | Meeting Date: | 14-Nov-2009 | ||||||||
| ISIN | US71372U1043 | Vote Deadline Date: | 10-Nov-2009 | ||||||||
| Agenda | 933161868 | Management | Total Ballot Shares: | 89400 | |||||||
| Last Vote Date: | 10-Nov-2009 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | AMENDMENT OF SECTION 3.1 (A) OF THE AMENDED AND RESTATED SHARE INCENTIVE PLAN OF THE COMPANY BY REPLACING IT WITH THE FOLLOWING PARAGRAPH, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | None | 0 | 53000 | 0 | 0 | |||||
| 2 | AMENDMENT OF SECTION 5.2 (A) (II) AND (III) OF THE AMENDED AND RESTATED SHARE INCENTIVE PLAN OF THE COMPANY. | None | 53000 | 0 | 0 | 0 | |||||
| 3 | RATIFICATION OF THE APPOINTMENT OF MR. HAN ZHANG AS AN INDEPENDENT DIRECTOR OF THE COMPANY. | None | 0 | 0 | 53000 | 0 | |||||
| 4 | RATIFICATION OF THE APPOINTMENT OF MR. DANIEL DONG YANG AS AN INDEPENDENT DIRECTOR OF THE COMPANY. | None | 0 | 0 | 53000 | 0 | |||||
| 5 | RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT AUDITOR PRICEWATERHOUSECOOPERS FOR THE FISCAL YEAR 2008. | None | 53000 | 0 | 0 | 0 | |||||
| 6 | APPOINTMENT OF THE INDEPENDENT AUDITOR PRICEWATERHOUSECOOPERS FOR THE FISCAL YEAR 2009. | None | 53000 | 0 | 0 | 0 | |||||
| 7 | AMENDMENT OF ARTICLE 1 OF THE AMENDED AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION BY ADDING THE FOLLOWING DEFINITION: "DESIGNATED STOCK EXCHANGE" MEANS THE NASDAQ STOCK MARKET. | None | 53000 | 0 | 0 | 0 | |||||
| 8 | AMENDMENT OF ARTICLE 111 OF THE AMENDED AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION OF THE COMPANY. | None | 0 | 0 | 53000 | 0 | |||||
| 9 | INCLUSION OF FINANCIAL STATEMENTS OF FISCAL YEAR 2008 IN THE COMPANY'S 2008 ANNUAL REPORT. | None | 53000 | 0 | 0 | 0 | |||||
| 10 | TO AUTHORIZE EACH OF DIRECTORS TO TAKE ANY & EVERY ACTION THAT MIGHT BE NECESSARY TO EFFECT FOREGOING RESOLUTIONS 1 TO 9. | None | 0 | 0 | 53000 | 0 | |||||
| DIGITAL CHINA HOLDINGS LTD | |||||||||||
| Security: | G2759B107 | Meeting Type: | Special General Meeting | ||||||||
| Ticker: | Meeting Date: | 24-Nov-2009 | |||||||||
| ISIN | BMG2759B1072 | Vote Deadline Date: | 19-Nov-2009 | ||||||||
| Agenda | 702109770 | Management | Total Ballot Shares: | 2835000 | |||||||
| Last Vote Date: | 23-Oct-2009 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR RESOLUTION 1. THANK YOU. | None | Non Voting | ||||||||
| 2 | Approve and ratify the execution of the Equity Interest Transfer Agreement, DCITS Share Pledge Agreement, Beijing DCITACL Share Pledge Agreement, Beijing DCITACL Equity Interest Transfer and Pre-emptive Right Agreement [collectively, the "Transaction Documents"] and the transactions contemplated thereunder; and authorize any one Director of the Company to execute all such other documents, instruments or agreements and to do or take all such actions or things as such Director considers necessary or desirable to implement and/or give effect to the Transaction Documents and the transactions contemplated thereunder | For | 2835000 | 0 | 0 | 0 | |||||
| 3 | PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN MEETING DATE AND RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | Non Voting | ||||||||
| CHAODA MODERN AGRICULTURE | |||||||||||
| Security: | G2046Q107 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 27-Nov-2009 | |||||||||
| ISIN | KYG2046Q1073 | Vote Deadline Date: | 24-Nov-2009 | ||||||||
| Agenda | 702135802 | Management | Total Ballot Shares: | 3496272 | |||||||
| Last Vote Date: | 24-Nov-2009 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR ALL RESOLUTIONS. THANK YOU. | None | Non Voting | ||||||||
| 2 | Receive the audited financial statements, the reports of the Directors and of the Auditors for the FYE 30 JUN 2009 | For | 3496272 | 0 | 0 | 0 | |||||
| 3 | Approve the final dividend for the FYE 30 JUN 2008 | For | 3496272 | 0 | 0 | 0 | |||||
| 4 | Re-elect Mr. Kwok Ho as an Executive Director of the Company | For | 3496272 | 0 | 0 | 0 | |||||
| 5 | Re-elect Mr. Fung Chi Kin as an Independent Non- Executive Director of the Company | For | 3496272 | 0 | 0 | 0 | |||||
| 6 | Re-elect Mr. Tam Ching Ho as an Independent Non- Executive Director of the Company | For | 3496272 | 0 | 0 | 0 | |||||
| 7 | Authorize the Board of Directors of the Company [the Directors] to fix the Directors' remuneration | For | 3496272 | 0 | 0 | 0 | |||||
| 8 | Re-appoint Grant Thornton as the Auditors of the Company and authorize the Board of Directors to fix their remuneration | For | 3496272 | 0 | 0 | 0 | |||||
| 9 | Authorize the Directors of the Company to purchase, or otherwise acquire shares of HKD 0.10 each in the capital of the Company on The Stock Exchange of Hong Kong Limited [the Stock Exchange] or on any other stock exchange on which the shares of the Company may be listed and recognized by the Securities and Futures Commission of Hong Kong and the Stock Exchange for this purpose, subject to and in accordance with all applicable laws and requirements of the Rules Governing the Listing of Securities on the Stock Exchange [as amended from time to | For | 3496272 | 0 | 0 | 0 | |||||
| time], not exceeding 10% of the aggregate nominal amount of the issued share capital of the Company; [Authority expires the earlier of the conclusion of the next AGM of the Company or the expiration of the period within which the next AGM of the Company is required by the Articles of Association of the Company or any applicable laws to be held] | |||||||||||
| 10 | Authorize the Directors of the Company to allot, issue and deal with additional shares in the capital of the Company and make or grant offers, agreements, options [including bonds, warrants and debentures convertible into shares of the Company] and rights of exchange or conversion which might require the exercise of such powers during and after the end of the relevant period, shall not exceed 20% of the aggregate amount of share capital of the Company in issue as at the date of passing this resolution, and otherwise than pursuant to: a) a rights issue; or b) the exercise of options under any share option scheme or similar arrangement for the time being adopted for the grant or issue to option holders of shares in the Company; or c) an issue of shares in the Company upon the exercise of any rights or subscription or conversion attaching to any warrants, convertible bonds, debentures or notes issued by the Company; and/or d) any scrip dividend and/or other similar arrangement provided for the allotment of shares in lieu of the whole or part of a dividend on shares of the Company in accordance with the Articles of Association of the Company from time to time; [Authority expires the earlier of the conclusion of the next AGM of the Company or the expiration of the period within which the next AGM of the Company is required by the Articles of Association of the Company or any applicable laws to be held] | For | 0 | 3496272 | 0 | 0 | |||||
| 11 | Approve, conditional upon the passing of Resolutions 5.A and 5.B, to extend the general mandate granted to the Directors of the Company to allot, issue and otherwise deal with the shares of the Company pursuant to Resolution 5.B by the addition thereto of an amount representing the aggregate nominal amount of the shares of the Company purchased or otherwise acquired by the Company pursuant to Resolution 5.A, provided that such amount does not exceed 10% of the aggregate nominal amount of the issued share capital of the Company at the date of passing this resolution | For | 0 | 0 | 3496272 | 0 | |||||
| INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED | |||||||||||
| Security: | ADPV10686 | Meeting Type: | ExtraOrdinary General Meeting | ||||||||
| Ticker: | Meeting Date: | 27-Nov-2009 | |||||||||
| ISIN | CNE1000003G1 | Vote Deadline Date: | 19-Nov-2009 | ||||||||
| Agenda | 702115785 | Management | Total Ballot Shares: | 6190000 | |||||||
| Last Vote Date: | 10-Nov-2009 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | Approve that a voluntary tender offer ["Voluntary Tender Offer"] to be made by Industrial and Commercial Bank of China Limited [the "Bank"] for all the outstanding ordinary shares [and, if applicable, preference shares] of ACL BANK Public Company Limited [including 306,264,561 ordinary shares of ACL BANK Public Company Limited which Bangkok Bank Public Company Limited has agreed to sell to the Bank] at an offer price of 11.5 Baht per share and authorize the Board of Directors of the Bank to do all such acts and things which are desirable or necessary in order to implement the Voluntary Tender Offer, provided that the authorization granted to the Board in this Paragraph [i] can be further delegated by the Board to Senior Management of the Bank; and to decide whether to pursue delisting of the shares of ACL BANK Public Company Limited from the Stock Exchange of Thailand and for such purpose, following completion of the Voluntary Tender Offer, a subsequent voluntary tender offer for delisting to be made by the Bank for all the outstanding shares of ACL BANK Public Company Limited at an offer price to be determined by the Board or Senior Management of the Bank and authorize the Board to do all such acts and things which are desirable or necessary in order to implement such voluntary tender offer for delisting, provided that the authorization granted to the Board in this Paragraph [ii] can be further delegated by the Board to Senior Management of the Bank | For | 6190000 | 0 | 0 | 0 | |||||
| 2 | Appoint Sir Malcolm Christopher McCarthy as an Independent Non-Executive Director of the Bank | For | 6190000 | 0 | 0 | 0 | |||||
| 3 | Appoint Mr. Kenneth Patrick Chung as an Independent Non-Executive Director of the Bank | For | 6190000 | 0 | 0 | 0 | |||||
| 4 | Other matters | None | Non Voting | ||||||||
| ESPRIT HLDGS LTD | |||||||||||
| Security: | G3122U145 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 10-Dec-2009 | |||||||||
| ISIN | BMG3122U1457 | Vote Deadline Date: | 07-Dec-2009 | ||||||||
| Agenda | 702152389 | Management | Total Ballot Shares: | 732311 | |||||||
| Last Vote Date: | 24-Nov-2009 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT THE SHARESHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS. THANK YOU. | None | Non Voting | ||||||||
| 2 | Receive the audited consolidated financial statements and the reports of the Directors and Auditors of the Group for the YE 30 JUN 2009 | For | 421571 | 0 | 0 | 0 | |||||
| 3 | Approve a final dividend of 0.72 Hong Kong dollar per Share for the YE 30 JUN 2009 | For | 421571 | 0 | 0 | 0 | |||||
| 4 | Approve a special dividend of 1.33 Hong Kong dollar per Share for the YE 30 JUN 2009 to be satisfied by way of mandatory scrip dividend and capitalization from share premium | For | 421571 | 0 | 0 | 0 | |||||
| 5 | Re-elect Mr. Heinz Jurgen Krogner-Kornalik as a Director of the Company | For | 421571 | 0 | 0 | 0 | |||||
| 6 | Re-elect Mr. Jurgen Alfred Rudolf Friedrich as a Director of the Company | For | 421571 | 0 | 0 | 0 | |||||
| 7 | Re-elect Mr. Ronald Van Der Vis as a Director of the Company | For | 421571 | 0 | 0 | 0 | |||||
| 8 | Re-elect Mr. Chew Fook Aun as a Director of the Company | For | 421571 | 0 | 0 | 0 | |||||
| 9 | Re-elect Mr. Francesco Trapani as a Director of the Company | For | 421571 | 0 | 0 | 0 | |||||
| 10 | Authorize the Board to fix the Directors' fees | For | 421571 | 0 | 0 | 0 | |||||
| 11 | Re-appoint Messrs. PricewaterhouseCoopers as the Auditors and authorize the Directors to fix their remuneration | For | 421571 | 0 | 0 | 0 | |||||
| 12 | Authorize the Directors of the Company, [a] subject to Paragraph [b] below, during the Relevant Period [as specified] of all the powers of the Company to purchase shares of the Company ["Shares"] and any securities which carry a right to subscribe for or purchase Shares, subject to and in accordance with the applicable laws; [b] the total nominal amount of Shares which may be purchased | For | 421571 | 0 | 0 | 0 | |||||
| pursuant to the approval in Paragraph [a] above shall not exceed 10% of the total nominal amount of the share capital of the Company, and the total number of any securities which carry a right to subscribe for or purchase Shares which may be purchased pursuant to the approval in Paragraph [a] above shall not exceed 10% of such securities of the Company [or any relevant class thereof], in each case in issue as at the date of passing of this resolution, and the said approval shall be limited accordingly; and [Authority expires the earlier of the conclusion of the next AGM of the Company or the expiration of the period within which the next AGM is to be held by law] | |||||||||||
| 13 | Authorize the Directors of the Company, [a] subject to the restriction on discounts and restriction on refreshment of this mandate as stated in the Circular to the shareholders of the Company dated 10 NOV 2009 and subject to Paragraph [b] below, during the Relevant Period [as specified] of all the powers of the Company to issue, allot and deal with additional shares of the Company ["Shares"] and to make or grant offers, agreements and options during the Relevant Period which would or might require Shares to be issued, allotted or dealt with during or after the end of the Relevant Period; [b] the total nominal amount of additional Shares issued, allotted, dealt with or agreed conditionally or unconditionally to be issued, allotted or dealt with, pursuant to the approval in Paragraph [a] above, otherwise than pursuant to [i] a rights issue [as specified below], or [ii] any option scheme or similar arrangement of the Company for the granting or issuance of Shares or rights to acquire Shares, or [iii] the exercise of rights of subscription or conversion under the terms of any warrants issued or to be issued by the Company or any securities which are convertible into shares of the Company, or [iv] any Scrip Dividend Scheme or similar arrangement providing for the allotment of Shares in lieu of the whole or part of a dividend on Shares of the Company in accordance with the Bye-laws of the Company, shall not exceed 5% of the total nominal amount of the share capital of the Company in issue as at the date of passing of this resolution; and [Authority expires the earlier of the conclusion of the next AGM of the Company or the expiration of the period within which the next AGM of the Company is required by the Bye-Laws of the Company or any applicable laws to be held] | For | 421571 | 0 | 0 | 0 | |||||
| 14 | Approve and adopt, conditional upon The Stock Exchange of Hong Kong Limited granting the approval for the listing of, and permission to deal in, the shares of the Company ["Shares"] or any part thereof to be issued pursuant to the exercise of any options that may be granted under the share option scheme [the "New Share Option Scheme"], the terms and conditions as specified, the New Share Option Scheme and all the terms and conditions contained therein; and authorize the Directors of the Company to grant options to subscribe for Shares there under and to allot, issue and deal with any Shares pursuant to the exercise of the subscription rights under any options which may be granted from time to time in accordance with the terms of the New Share Option Scheme and to do all such acts as they may in their absolute discretion consider necessary or expedient in order to give full effect to the New Share Option Scheme; and approve, subject to Paragraph [a] hereinabove, the Share Option Scheme adopted by the Company on 26 NOV 2001 [the "2001 Share Option Scheme"], to terminate with immediate effect provided that the options which have been granted and remained outstanding and/or committed shall continue to follow the provisions of the 2001 Share Option Scheme and the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited | For | 421571 | 0 | 0 | 0 | |||||
| CHINA COAL ENERGY CO LTD | |||||||||||
| Security: | Y1434L100 | Meeting Type: | ExtraOrdinary General Meeting | ||||||||
| Ticker: | Meeting Date: | 18-Dec-2009 | |||||||||
| ISIN | CNE100000528 | Vote Deadline Date: | 10-Dec-2009 | ||||||||
| Agenda | 702143520 | Management | Total Ballot Shares: | 2615000 | |||||||
| Last Vote Date: | 24-Nov-2009 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | Amend the Articles of Association of the Company, as specified | For | 2615000 | 0 | 0 | 0 | |||||
| CHINA SHIPPING DEVELOPMENT CO LTD | |||||||||||
| Security: | Y1503Y108 | Meeting Type: | ExtraOrdinary General Meeting | ||||||||
| Ticker: | Meeting Date: | 22-Dec-2009 | |||||||||
| ISIN | CNE1000002S8 | Vote Deadline Date: | 14-Dec-2009 | ||||||||
| Agenda | 702149522 | Management | Total Ballot Shares: | 5854000 | |||||||
| Last Vote Date: | 24-Nov-2009 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | Approve and ratify the new services agreement dated 22 OCT 2009 ["New Services Agreement"] entered into between the Company and China Shipping [Group] Company for the supply of shipping materials and services to the Company for a term of 3 years commencing from 01 JAN 2010 and ending on 31 DEC 2012, the continuing connected transactions contemplated thereunder and the proposed annual caps for such continuing connected transactions contemplated thereunder; and authorize the Directors of the Company to do such other acts and things and execute such other documents which in their opinion may be necessary or desirable to implement the New Services Agreement | For | 3852000 | 0 | 0 | 0 | |||||
| 2 | Approve and ratify the financial services framework agreement dated 22 OCT 2009 ["Financial Services Framework Agreement"] entered into between the Company and China Shipping [Group] Company ["China Shipping"] whereby China Shipping shall procure China Shipping Finance Company Limited to provide the Company and its subsidiaries with a range of financial services including [i] deposit services; [ii] loan services; [iii] settlement services and [iv] other financial services as approved by CBRC for a term of 3 years commencing from the date when all conditions precedent under the Financial Services Framework Agreement are satisfied and ending on the day immediately before the 3rd anniversary of the commencement date, the continuing connected transactions contemplated thereunder and the proposed annual caps for the deposits and loans transactions contemplated thereunder; and authorize the Directors of the Company to do such other acts and things and execute such other documents which in their opinion may be necessary or desirable to implement the Financial Services Framework Agreement | For | 0 | 3852000 | 0 | 0 | |||||
| ANGANG STEEL COMPANY LTD | |||||||||||
| Security: | Y0132D105 | Meeting Type: | ExtraOrdinary General Meeting | ||||||||
| Ticker: | Meeting Date: | 28-Dec-2009 | |||||||||
| ISIN | CNE1000001V4 | Vote Deadline Date: | 17-Dec-2009 | ||||||||
| Agenda | 702154888 | Management | Total Ballot Shares: | 2820801 | |||||||
| Last Vote Date: | 24-Nov-2009 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | Approve the Joint Venture Agreement and the transactions contemplated therein and authorize the Directors of the Company to do such further acts and things and execute such further documents and take all such steps which in their opinion may be necessary, desirable or expedient to implement and/or give effect to the terms of the Joint Venture Agreement | For | 1341000 | 0 | 0 | 0 | |||||
| 2 | Approve the 2009 Supply of Materials and Services Agreement, the relevant monetary caps of 2010 and 2011, and the transactions contemplated therein and authorize the Directors of the Company to do such further acts and things and execute such further documents and take all such steps which in their opinion may be necessary, desirable or expedient to implement and/or give effect to the terms of the 2009 Supply of Materials and Services Agreement | For | 1341000 | 0 | 0 | 0 | |||||
| WEICHAI POWER CO LTD | |||||||||||
| Security: | Y9531A109 | Meeting Type: | ExtraOrdinary General Meeting | ||||||||
| Ticker: | Meeting Date: | 29-Dec-2009 | |||||||||
| ISIN | CNE1000004L9 | Vote Deadline Date: | 18-Dec-2009 | ||||||||
| Agenda | 702154737 | Management | Total Ballot Shares: | 1428800 | |||||||
| Last Vote Date: | 24-Nov-2009 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | Approve the supplemental agreement dated 09 NOV 2009 referred to in the Section headed 'II. Continuing connected transactions, TAGC Continuing Connected Transactions, Continuing connected transactions between SFGC and Fast Transmission, (a) Sale of parts and components of transmissions and related products by SFGC to Fast Transmission' in the 'Letter from the Board' contained in the circular [the Circular] of the Company of which this notice forms part and the relevant New Caps [as specified] | For | 1428800 | 0 | 0 | 0 | |||||
| 2 | Approve the supplemental agreement dated 09 NOV 2009 referred to in the Section headed 'II. Continuing connected transactions, TAGC Continuing Connected Transactions, Continuing connected transactions between SFGC and Fast Transmission, (b) Purchase of parts and components of transmissions and related products by SFGC from Fast Transmission' in the 'Letter from the Board' contained in the circular [the Circular] of the Company of which this notice forms part and the relevant New Caps [as specified] | For | 1428800 | 0 | 0 | 0 | |||||
| 3 | Approve the annual cap of RMB 4,115,810,000 for the PRC Continuing Connected Transaction [as specified] for the year ending 31 DEC 2009 | For | 1428800 | 0 | 0 | 0 | |||||
| DONGFANG ELECTRIC CORPORATION LTD | |||||||||||
| Security: | Y20958107 | Meeting Type: | ExtraOrdinary General Meeting | ||||||||
| Ticker: | Meeting Date: | 30-Dec-2009 | |||||||||
| ISIN | CNE100000304 | Vote Deadline Date: | 18-Dec-2009 | ||||||||
| Agenda | 702155993 | Management | Total Ballot Shares: | 2222000 | |||||||
| Last Vote Date: | 24-Nov-2009 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | Approve, pursuant to the relevant undertaking made by Dongfang Electric Corporation (hereafter as "DEC") during the listing of entire assets of principal operations, the long- term development strategy of the Company and its need to reduce the number of connected transactions and minimize peer competitions, to contribute a capital of RMB 155,787,400 to acquire 27.3% equity interest held by DEC in Dongfang (Guangzhou) Heavy Machinery Co., Ltd (hereafter as DFHM), upon competition of the Acquisition, the Company will own a 27.3% equity interest in DFHM directly and a 30% equity interest through Dongfang Boiler (Group) Co., Ltd., a subsidiary of the Company, the total shareholding in DFHM will be 57.3%. DFHM will be consolidated into the consolidated statements of the Company | For | 1426000 | 0 | 0 | 0 | |||||
| 2 | Appoint ShineWing Certified Public Accountants and SHINEWING [HK] CPA Limited as the domestic and overseas Auditors of the Company respectively for the year 2009, and authorize the Board of Directors to determine their remunerations | For | 1426000 | 0 | 0 | 0 | |||||
| SHENZHEN EXPWY CO | |||||||||||
| Security: | Y7741B107 | Meeting Type: | ExtraOrdinary General Meeting | ||||||||
| Ticker: | Meeting Date: | 08-Jan-2010 | |||||||||
| ISIN | CNE100000478 | Vote Deadline Date: | 30-Dec-2009 | ||||||||
| Agenda | 702162621 | Management | Total Ballot Shares: | 8704000 | |||||||
| Last Vote Date: | 26-Nov-2009 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | Approve the immediate appointment of Mr. He Sen as the shareholders' representative supervisor of the 5th session of the Supervisory Committee of the Company, with a term starting from the date of appointment till 31 DEC 2011 | For | 0 | 0 | 5204000 | 0 | |||||
| LENOVO GROUP LTD | |||||||||||
| Security: | Y5257Y107 | Meeting Type: | ExtraOrdinary General Meeting | ||||||||
| Ticker: | Meeting Date: | 22-Jan-2010 | |||||||||
| ISIN | HK0992009065 | Vote Deadline Date: | 19-Jan-2010 | ||||||||
| Agenda | 702182231 | Management | Total Ballot Shares: | 9310000 | |||||||
| Last Vote Date: | 24-Dec-2009 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | Non Voting | ||||||||
| 2 | Approve and ratify the sale and purchase agreement dated 27 NOV 2009 [the Sale and Purchase Agreement] in respect of the acquisition of 100% interest in the registered capital of Lenovo Mobile Communication Technology Ltd. entered into between, Lenovo Manufacturing Limited, Lenovo [Beijing] Limited, Jade Ahead Limited [Jade Ahead], Gainnew Limited [Gainnew], Shenzhen AoYinShi Investment LP, Super Pioneer International Limited and the Company [details have been defined in the circular of the Company dated 18 DEC 2009], as specified, and the transactions contemplated thereunder; authorize any 1 Director or any 2 Directors [if affixation of the common seal is necessary] or any delegate(s) authorized by such Director(s) to sign and/or execute all such other documents, instruments or agreements and to do or take all such actions or things as such Director(s) consider(s) necessary or desirable to implement and/or give effect to the terms of the Sale and Purchase Agreement and the transactions contemplated thereunder; the issue and allotment of 28,137,055 ordinary shares of the Company of par value HKD 0.025 each [Shares] and 52,756,978 Shares as consideration shares to each of Gainnew and Jade Ahead respectively; and the issue and allotment of a maximum 21,102,791 Shares and 15,827,093 Shares as adjustments with reference to the Net Cash Balance [as specified] to each of Gainnew and Jade Ahead respectively | For | 9310000 | 0 | 0 | 0 | |||||
| CNPC HONG KONG LTD | |||||||||||
| Security: | G2237F126 | Meeting Type: | Special General Meeting | ||||||||
| Ticker: | Meeting Date: | 28-Jan-2010 | |||||||||
| ISIN | BMG2237F1260 | Vote Deadline Date: | 25-Jan-2010 | ||||||||
| Agenda | 702194060 | Management | Total Ballot Shares: | 9604000 | |||||||
| Last Vote Date: | 15-Jan-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS. THANK YOU. | None | Non Voting | ||||||||
| 2 | Approve the transactions contemplated under the Huayou Share Acquisition Agreement as specified in the circular of the Company in respect of the Huayou Share Acquisition and the Xinjiang Xinjie Assets Disposal dated 13 JAN 2010 the "Huayou and Xinjiang Xinjie Circular" as specified ; and authorize any 1 Director if execution under the common seal of the Company is required, any 2 Directors of the Company for and on behalf of the Company to sign, and where required, to affix the common seal of the Company to any documents, instruments or agreements, and to do any acts and things deemed by him to be necessary or expedient in order to give effect to the Huayou Share Acquisition as specified in the Huayou and Xinjiang Xinjie Circular | For | 6210000 | 0 | 0 | 0 | |||||
| 3 | Approve the transactions contemplated under the Refined Oil Storage Assets Disposal Agreement and the Refined Oil Pipeline Transmission Assets Disposal Agreement both as specified in the Huayou and Xinjiang Xinjie Circular as specified ; and authorize any 1 Director if execution under the common seal of the Company is required, any 2 Directors of the Company for and on behalf of the Company to sign, and where required, to affix the common seal of the Company to any documents, instruments or agreements, and to do any acts and things deemed by him to be necessary or expedient in order to give effect to the Xinjiang Xinjie Assets Disposal as specified in the Huayou and Xinjiang Xinjie Circular | For | 6210000 | 0 | 0 | 0 | |||||
| 4 | Approve the transactions contemplated under the Financial Services Agreement as specified in the circular of the Company dated 13 JAN 2010 the "CCT Circular" as specified ; and authorize any 1 Director if execution under the common seal of the Company is required, any 2 Directors of the Company for and on behalf of the Company to sign, and where required, to affix the common seal of the Company to any documents, instruments or agreements, and to do any acts and things deemed by him to be necessary or expedient in order to give effect to the transactions contemplated under the Financial Services Agreement | For | 6210000 | 0 | 0 | 0 | |||||
| 5 | Approve the revised annual caps for the Continuing Connected Transactions as specified in the CCT Circular under categories a i and a ii for each of the 2 financial years ending 31 DEC 2011 as set out in the "Letter from the Board" in the CCT Circular; authorize any 1 Director if execution under the common seal of the Company is required, any 2 Directors of the Company for and on behalf of the Company to sign, and where required, to affix the common seal of the Company to any documents, instruments or agreements, and to do any acts and things deemed by him to be necessary or expedient in order to give effect to the revised annual caps for the Continuing Connected Transactions under categories a i and a ii for each of the 2 financial years ending 31 DEC 2011 as set out in the "Letter from the Board" in the CCT Circular | For | 6210000 | 0 | 0 | 0 | |||||
| YANZHOU COAL MNG CO LTD | |||||||||||
| Security: | Y97417102 | Meeting Type: | ExtraOrdinary General Meeting | ||||||||
| Ticker: | Meeting Date: | 26-Feb-2010 | |||||||||
| ISIN | CNE1000004Q8 | Vote Deadline Date: | 18-Feb-2010 | ||||||||
| Agenda | 702191711 | Management | Total Ballot Shares: | 7340000 | |||||||
| Last Vote Date: | 15-Jan-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT THE SHAREHOLDERS ARE ALLOWED TO VOTE IN "FAVOR" OR "AGAINST" ONLY FOR ALL RESOLUTIONS. THANK YOU. | None | Non Voting | ||||||||
| 2 | Elect Mr. Li Weimin as a Director of the Company, whose appointment will | For | 5953200 | 0 | 0 | 0 | |||||
| 3 | Amend the Rules of Procedures for the Board of Yanzhou Coal Mining Company Limited | For | 5953200 | 0 | 0 | 0 | |||||
| 4 | Amend the Rules of Procedures for the Supervisory Committee of Yanzhou Coal Mining Company Limited | For | 5953200 | 0 | 0 | 0 | |||||
| CNPC HONG KONG LTD | |||||||||||
| Security: | G2237F126 | Meeting Type: | Special General Meeting | ||||||||
| Ticker: | Meeting Date: | 05-Mar-2010 | |||||||||
| ISIN | BMG2237F1260 | Vote Deadline Date: | 02-Mar-2010 | ||||||||
| Agenda | 702235234 | Management | Total Ballot Shares: | 7596000 | |||||||
| Last Vote Date: | 24-Feb-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE "IN FAVOR" OR "AGAINST" ONLY FOR THE BELOW RESOLUTION. THANK YOU. | None | Non Voting | ||||||||
| 2 | Approve, subject to and conditional upon the approval of the Registrar of Companies in Bermuda being obtained, to change the name of the Company from "CNPC Hong Kong Limited" to "Kunlun Energy Company Limited" and adopt the specified Chinese name as the secondary name of the Company to replace the existing Chinese name which was adopted for identification purpose only and authorize any Director or the Company Secretary if execution under the common seal of the Company is required, any two Directors or any one Director and the Company Secretary of the Company generally to do all such acts and things and execute all documents and deeds as he may consider necessary or expedient to give effect to the aforesaid change of name and adoption of secondary name for and on behalf of the Company | For | 6210000 | 0 | 0 | 0 | |||||
| 3 | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ACTUAL RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | Non Voting | ||||||||
| SHENZHEN EXPWY CO | |||||||||||
| Security: | Y7741B107 | Meeting Type: | ExtraOrdinary General Meeting | ||||||||
| Ticker: | Meeting Date: | 15-Mar-2010 | |||||||||
| ISIN | CNE100000478 | Vote Deadline Date: | 05-Mar-2010 | ||||||||
| Agenda | 702225613 | Management | Total Ballot Shares: | 6918000 | |||||||
| Last Vote Date: | 09-Feb-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | Approve to provide credit counter-guarantee for the bank which provides guarantee for Mei Wah Industrial Hong Kong Limited, a wholly-owned subsidiary of the Company, the above counter-guarantee shall cover the potential loss and expenses of the bank providing guarantee which might arise from fulfilling the obligations under the guarantee; and authorize the Executive Directors of the Company to handle all the matters relating to the counter-guarantee, including but not limited to deciding the specific terms of and executing the counter-guarantee agreement | For | 0 | 0 | 5204000 | 0 | |||||
| 2 | Approve formulating "Management Rules for Selection of Accountants' Firm for Auditing Financial Statements" | For | 5204000 | 0 | 0 | 0 | |||||
| PACIFIC BASIN SHIPPING LTD | |||||||||||
| Security: | G68437139 | Meeting Type: | Special General Meeting | ||||||||
| Ticker: | Meeting Date: | 29-Mar-2010 | |||||||||
| ISIN | BMG684371393 | Vote Deadline Date: | 24-Mar-2010 | ||||||||
| Agenda | 702291989 | Management | Total Ballot Shares: | 6111300 | |||||||
| Last Vote Date: | 16-Mar-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR THE RESOLUTION 1. THANK YOU. | None | Non Voting | ||||||||
| 2 | Approve: a) the conditional subscription agreement the Subscription Agreement dated 04 MAR 2010 and entered into among the Company, PB Issuer No. 2 Limited the Issuer and Goldman Sachs Asia L.L.C. and The Hong Kong and Shanghai Banking Corporation Limited each a Lead Manager, and together the Lead Managers pursuant to which the Lead Managers have agreed to subscribe or to procure subscribers to subscribe the 1.75% coupon Guaranteed Convertible Bonds due 2016 the Convertible Bonds in an aggregate principal amount of USD 230 million approximately HKD 1,785 million , convertible into new shares with a par value of USD 0.10 each in the capital of the Company each, a share on the terms and conditions of the Convertible Bonds the bond conditions CONTD | For | 4240000 | 0 | 0 | 0 | |||||
| 3 | CONTD contained therein and the performance of all the transactions contemplated there under and all other matters of and incidental thereto or in connection therewith, ratified and confirmed; (b) to authorize any one or more of the Directors of the Company to do all such acts and things and execute all such other or further documents which he/they consider necessary, desirable or expedient for the purpose of, or in connection with, the implementation of and giving effect to the terms of, or the transactions contemplated by, the Subscription Agreement and all documents in connection therewith and to agree to such variation, amendments or waiver or matters relating thereto including any variation, amendments or waiver of the Bond Conditions CONTD | None | Non Voting | ||||||||
| 4 | CONTD as are, in the opinion of the Directors, in the interest of the Company and its shareholders as a whole; (c) the Convertible Bonds to be issued pursuant to the Subscription Agreement and the transactions contemplated there under; and (d) to authorize any one or more of the Directors to allot and issue such number of shares as may fall to be allotted and issued: (i) on and subject to the terms and conditions of the Subscription Agreement; and (ii) up on exercise of the conversion rights attached to the Convertible Bonds on and subject to the terms and conditions of the Subscription Agreement and the Bond Conditions | None | Non Voting | ||||||||
| INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED | |||||||||||
| Security: | ADPV10686 | Meeting Type: | ExtraOrdinary General Meeting | ||||||||
| Ticker: | Meeting Date: | 08-Apr-2010 | |||||||||
| ISIN | CNE1000003G1 | Vote Deadline Date: | 26-Mar-2010 | ||||||||
| Agenda | 702251721 | Management | Total Ballot Shares: | 8123000 | |||||||
| Last Vote Date: | 24-Mar-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | Appointment of Ms. Wang Lili as an Executive Director of the bank | For | 0 | 0 | 8123000 | 0 | |||||
| 2 | Approve the fixed assets investment budget of the bank for 2010 | For | 8123000 | 0 | 0 | 0 | |||||
| PACIFIC BASIN SHIPPING LTD | |||||||||||
| Security: | G68437139 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 22-Apr-2010 | |||||||||
| ISIN | BMG684371393 | Vote Deadline Date: | 12-Apr-2010 | ||||||||
| Agenda | 702340491 | Management | Total Ballot Shares: | 5590300 | |||||||
| Last Vote Date: | 13-Apr-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 672422 DUE TO SPLITTING OF RESOLUTION 3. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | Non Voting | ||||||||
| 2 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS. THANK YOU. | None | Non Voting | ||||||||
| 3 | Receive and adopt the audited financial statements and the reports of the Directors and the Auditors for the YE 31 DEC 2009 | For | 4240000 | 0 | 0 | 0 | |||||
| 4 | Declare a final dividend for the YE 31 DEC 2009 | For | 4240000 | 0 | 0 | 0 | |||||
| 5 | Re-elect Mr. Wang Chunlin as an Executive Director | For | 4240000 | 0 | 0 | 0 | |||||
| 6 | Re-elect Mr. Richard M. Hext as a Non-Executive Director | For | 4240000 | 0 | 0 | 0 | |||||
| 7 | Re-elect Mr. Patrick B. Paul as an Independent Non- Executive Director | For | 4240000 | 0 | 0 | 0 | |||||
| 8 | Re-elect Mr. Alasdair G. Morrison as an Independent Non- Executive Director | For | 4240000 | 0 | 0 | 0 | |||||
| 9 | Authorize the Board to fix the remuneration of the Directors | For | 4240000 | 0 | 0 | 0 | |||||
| 10 | Re-appoint Messrs. PricewaterhouseCoopers as the Auditors and authorize the Board to fix their remuneration | For | 4240000 | 0 | 0 | 0 | |||||
| 11 | Authorize the Directors of the Company, subject to this resolution, to allot, issue or otherwise deal with new shares of USD 0.10 each in the capital of the Company or securities convertible into shares, or options, warrants or similar rights to subscribe for any shares, and to make or grant offers, agreements, options and warrants which would or might require the exercise of such powers during and after the relevant period, not exceeding 10% of the aggregate nominal amount of the share capital of the company in issue at the date of passing this resolution, | For | 4240000 | 0 | 0 | 0 | |||||
| provided that any shares to be allotted and issued pursuant to the approval in this resolution above shall not be issued at a discount of more than 10% to the Benchmarked Price of the Shares and the said approval shall be limited accordingly, otherwise than pursuant to the shares issued as a result of a Rights Issue, the exercise of the subscription or conversion rights attaching to any warrants issued by the Company or the exercise of options granted under the long term incentive scheme of the Company or any scrip dividend providing for the allotment of shares in lieu of the whole or part of a dividend on shares; [Authority expires the earlier of the conclusion of the next AGM of the Company or the expiration of the period within which the next AGM of the Company is required by the Companies Act 1981 of Bermuda or the Company's Bye-laws to be held]; and the revocation or variation of the authority given under this resolution by an ordinary resolution of the shareholders in general meeting | |||||||||||
| 12 | Authorize the Directors of the Company, subject to this resolution, to purchase the shares on Stock Exchange or on any other stock exchange on which the shares may be listed and recognized for this purpose by the Securities and Futures Commission of Hong Kong and the Stock Exchange, not exceeding 10% of the aggregate nominal amount of the share capital of the Company in issue at the date of passing this resolution and the said approval shall be limited accordingly; [Authority expires the earlier of the conclusion of the next AGM of the Company or the expiration of the period within which the next AGM of the Company is required by the Companies Act 1981 of Bermuda or the Company's Bye-laws to be held]; and the revocation or variation of the authority given under this resolution by an ordinary resolution of the shareholders in general meeting | For | 4240000 | 0 | 0 | 0 | |||||
| 13 | Approve that the aggregate nominal amount of share capital allotted or agreed conditionally or unconditionally by the Directors of the Company pursuant to the ordinary resolution passed by the shareholders at a special general meeting of the Company held on 08 JUN 2005 to satisfy the Share Awards, shall during the relevant period not exceed 2% of the aggregate nominal amount of the share capital of the Company in issue as at the beginning of each FY [being 38,576,922 shares as at 01 JAN 2010]; [Authority expires | For | 4240000 | 0 | 0 | 0 | |||||
| the earlier of the conclusion of the next AGM of the Company or the expiration of the period within which the next AGM of the Company is required by the Companies Act 1981 of Bermuda or the Company's Bye-laws to be held]; and the revocation or variation of the authority given under this resolution by an ordinary resolution of the shareholders in general meeting | |||||||||||
| KINGBOARD CHEMICAL HOLDINGS LTD, GEORGE TOWN | |||||||||||
| Security: | G52562140 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 26-Apr-2010 | |||||||||
| ISIN | KYG525621408 | Vote Deadline Date: | 21-Apr-2010 | ||||||||
| Agenda | 702310121 | Management | Total Ballot Shares: | 1527000 | |||||||
| Last Vote Date: | 30-Mar-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ''IN FAVOR" OR "AGAINST" FOR ALL RESOLUTIONS. THANK YOU. | None | Non Voting | ||||||||
| 2 | Receive the audited financial statements and the Directors' report and the Independent Auditor's report thereon for the YE 31 DEC 2009 | For | 1241000 | 0 | 0 | 0 | |||||
| 3 | Declare a final dividend | For | 1241000 | 0 | 0 | 0 | |||||
| 4 | Re-elect Mr. Cheung Kwong Kwan as an Executive Director of the Company | For | 1241000 | 0 | 0 | 0 | |||||
| 5 | Re-elect Mr. Chang Wing Yiu as an Executive Director of the Company | For | 1241000 | 0 | 0 | 0 | |||||
| 6 | Re-elect Mr. Ho Yin Sang as an Executive Director of the Company | For | 1241000 | 0 | 0 | 0 | |||||
| 7 | Re-elect Mr. Mok Cham Hung, Chadwick as an Executive Director of the Company | For | 1241000 | 0 | 0 | 0 | |||||
| 8 | Authorize the Board of Directors of the Company to fix the Directors remuneration | For | 1241000 | 0 | 0 | 0 | |||||
| 9 | Re-appoint the Auditor and authorize the Board of Directors to fix their remuneration | For | 1241000 | 0 | 0 | 0 | |||||
| 10 | Authorize the Directors of the Company Directors , subject to this resolution to allot, issue and deal with additional shares of the Company Shares or securities convertible into Shares, or options, warrants or similar rights to subscribe for any Shares, and to make or grant offers, agreements and options which might require the exercise of such power be and is hereby generally and unconditionally during and after the end of the relevant period, not | For | 0 | 1241000 | 0 | 0 | |||||
| exceeding 20% of the aggregate nominal amount of the issued share capital of the Company otherwise than pursuant to: i) a Rights Issue; ii) the exercise of rights of subscription or conversion under the terms of any warrants issued by the Company or any securities which are convertible into Shares; iii) the exercise of any option scheme or similar arrangement; or iv) any .CONTD.. | |||||||||||
| 11 | CONTD.. scrip dividend or similar arrangement providing for the allotment of Shares in lieu of the whole or part of a dividend on Shares in accordance with the Articles of Association of the Company ; Authority expires the earlier of the conclusion of the next AGM of the Company or the expiration of the period within which the next AGM of the Company is required by any applicable laws or the Articles of Association of the Company to be held | None | Non Voting | ||||||||
| 12 | Authorize the Directors of the Company "Directors" during the relevant period to repurchase shares of the Company "Shares" or securities convertible into Shares on The Stock Exchange of Hong Kong Limited "Stock Exchange" or on any other stock exchange on which the securities of the Company may be listed and recognized for this purpose by the Securities and Futures Commission of Hong Kong and the Stock Exchange under the Hong Kong Code on share repurchases and, subject to and in accordance with all applicable laws and regulations, the aggregate nominal amount of the securities which may be repurchased by the Company pursuant to this Resolution during the relevant period shall not exceed 10% of the aggregate nominal amount of the share capital of the Company in issue at the date of the passing ..CONTD. | For | 1241000 | 0 | 0 | 0 | |||||
| 13 | CONTD.. of this Resolution and the approval granted under this Resolution shall be limited accordingly; Authority expires the earlier of the conclusion of the next AGM of the Company or the expiration of the period within which the next AGM of the Company is required by any applicable laws or the Articles of Association of the Company to be held | None | Non Voting | ||||||||
| 14 | Approve, conditional upon the passing of Resolutions 5A and 5B as specified, the general mandate granted to the Directors of the Company to allot, issue or otherwise deal with shares of the Company pursuant to Resolution 5A above be extended by the addition to the aggregate nominal amount of the shares of the Company of an amount representing the aggregate nominal amount of the share capital of the Company repurchased by the Company under the authority granted pursuant to Resolution 5B above, provided that such amount shall not exceed 10% of the aggregate nominal amount of the share capital of the Company in issue at the date of the passing of this resolution | For | 1241000 | 0 | 0 | 0 | |||||
| CATHAY PACIFIC AIRWAYS LTD | |||||||||||
| Security: | Y11757104 | Meeting Type: | ExtraOrdinary General Meeting | ||||||||
| Ticker: | Meeting Date: | 28-Apr-2010 | |||||||||
| ISIN | HK0293001514 | Vote Deadline Date: | 23-Apr-2010 | ||||||||
| Agenda | 702344324 | Management | Total Ballot Shares: | 2556000 | |||||||
| Last Vote Date: | 13-Apr-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'FOR' OR 'AGAINST' ONLY FOR THE RESOLUTION "1". THANK YOU. | None | Non Voting | ||||||||
| 2 | Approve the entering into of the Framework Agreement by the Company and its subsidiaries (as specified) and the Transaction (terms specified in the circular to shareholders of the Company dated 8 APR 2010 having the same meanings when used in this resolution) | For | 2556000 | 0 | 0 | 0 | |||||
| MIDLAND HOLDINGS LTD | |||||||||||
| Security: | G4491W100 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 07-May-2010 | |||||||||
| ISIN | BMG4491W1001 | Vote Deadline Date: | 04-May-2010 | ||||||||
| Agenda | 702339020 | Management | Total Ballot Shares: | 7184000 | |||||||
| Last Vote Date: | 26-Apr-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL THE RESOLUTIONS. THANK YOU. | None | Non Voting | ||||||||
| 2 | Receive and approve the audited consolidate financial statements and the reports of the Directors and Auditor of the Company for the YE 31 DEC 2009 | For | 7184000 | 0 | 0 | 0 | |||||
| 3 | Declare a final dividend | For | 7184000 | 0 | 0 | 0 | |||||
| 4 | Re-elect Mr. Wong Kin Yip, Freddie as a Director of the Company | For | 7184000 | 0 | 0 | 0 | |||||
| 5 | Re-elect Mr. Chan Kwan Hing as a Director of the Company | For | 7184000 | 0 | 0 | 0 | |||||
| 6 | Re-elect Mr. Kwok Ying Lung as a Director of the Company | For | 7184000 | 0 | 0 | 0 | |||||
| 7 | Re-elect Ms. Wong Ching Yi, Angela as a Director of the Company | For | 7184000 | 0 | 0 | 0 | |||||
| 8 | Authorize the Board of Directors to fix the Director's remuneration | For | 7184000 | 0 | 0 | 0 | |||||
| 9 | Re-appoint Messrs. PricewaterhouseCoopers as the Auditor of the Company to hold office until the conclusion of the next AGM and authorize the Directors of the Company to fix their remuneration | For | 7184000 | 0 | 0 | 0 | |||||
| 10 | Authorize the Directors of the Company, to allot, issue and deal with additional shares in the capital of the Company and to make or grant offers, agreements and options including warrants, bonds, debentures and other securities which carry rights subscribe for or are convertible into shares of the Company ; during the relevant period, otherwise than pursuant to (i) a Rights Issue (as hereinafter | For | 0 | 7184000 | 0 | 0 | |||||
| defined); or (ii) the exercise of rights of subscription or conversion under the terms of any existing warrants, bonds, debentures, notes and other securities of the Company; or (iii) any share option scheme or any similar arrangement for the time being adopted for the grant or issue to eligible persons prescribed there under of shares or rights to acquire shares in the Company; CONTD. | |||||||||||
| 11 | CONTD. or iv) any scrip dividend or similar arrangement providing for the allotment of shares in lieu of the whole or part of a dividend on shares of the Company in accordance with the Bye-Laws of the Company, shall not exceed 20% of the aggregate nominal amount of the issued share capital of the Company; Authority expires the earlier of the conclusion of the next AGM of the Company or the expiration of the period within which the next annual general meeting of the Company is required by the Bye-Laws of the Company or any applicable laws of Bermuda to be held | None | Non Voting | ||||||||
| 12 | Authorize the Directors of the Company, subject to this resolution, to repurchase shares of the Company on The Stock Exchange of Hong Kong Limited (the Stock Exchange) or any other stock exchange on which the shares of the Company may be listed and recognised by the Securities and Futures Commission of Hong Kong and the Stock Exchange for this purpose, subject to and in accordance with all applicable laws and the requirements of the Rules Governing the Listing of Securities on the Stock Exchange or of any other stock exchange as amended from time to time, not exceeding 10% of the aggregate nominal amount of the share capital of the Company in issue as at the date of passing of this resolution; CONTD. | For | 7184000 | 0 | 0 | 0 | |||||
| 13 | CONTD. Authority expires the earlier of the conclusion of the next AGM of the Company or the expiration of the period within which the next AGM of the Company is required by the Bye-Laws of the Company or any applicable laws of Bermuda to be held | None | Non Voting | ||||||||
| 14 | Approve, subject to the passing of the Resolutions 5 and 6 set out in the notice of this meeting, the aggregate nominal amount of shares which are to be repurchased by the Company pursuant to the authority granted to the Directors of the Company as mentioned in Resolution 6 set out in the notice of this meeting shall be added to the aggregate nominal amount of share capital that may be allotted or agreed to be allotted by the Directors of the Company pursuant to Resolution 5 set out in the notice of this meeting | For | 0 | 7184000 | 0 | 0 | |||||
| DENWAY MTRS LTD | |||||||||||
| Security: | Y2032Y106 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 11-May-2010 | |||||||||
| ISIN | HK0203009524 | Vote Deadline Date: | 06-May-2010 | ||||||||
| Agenda | 702394583 | Management | Total Ballot Shares: | 11792000 | |||||||
| Last Vote Date: | 30-Apr-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 670252 DUE TO ADDITION OF RESOLUTION. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | Non Voting | ||||||||
| 2 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | Non Voting | ||||||||
| 3 | Receive the Audited financial statements and the report of the Directors and the Independent Auditor's report for the YE 31 DEC 2009 | For | 9314000 | 0 | 0 | 0 | |||||
| 4 | Declare a final dividend | For | 9314000 | 0 | 0 | 0 | |||||
| 5 | Re-elect Mr. Zhang Fangyou as the Director | For | 9314000 | 0 | 0 | 0 | |||||
| 6 | Re-elect Mr. LI Tun as the Director | For | 9314000 | 0 | 0 | 0 | |||||
| 7 | Re-elect Mr. FU Shoujie as the Director | For | 9314000 | 0 | 0 | 0 | |||||
| 8 | Re-elect Mr. Lee Ka Lun as the Director | For | 9314000 | 0 | 0 | 0 | |||||
| 9 | Authorize the Board of Directors to fix the remuneration of the Directors | For | 9314000 | 0 | 0 | 0 | |||||
| 10 | Re-appoint Auditor and authorize the Board of Directors to fix the remuneration | For | 9314000 | 0 | 0 | 0 | |||||
| 11 | Authorize the Directors of the Company, subject to paragraph (ii) during the Relevant Period [as specified] to repurchase shares in the capital of the Company on the Stock Exchange of Hong Kong Limited or on any other Stock Exchange on which the shares of the Company may be listed and recognized by the Securities and Futures Commission and the Stock Exchange for this purpose, subject to and in accordance with all applicable laws and the requirements of the Rules Governing the Listing of Securities on the Stock Exchange or of any other stock exchange as amended from time to time; the aggregate | For | 9314000 | 0 | 0 | 0 | |||||
| nominal amount of shares of the Company to be repurchased by the Company pursuant to the approval in paragraph [i] of this Resolution shall not exceed 10% of the aggregate nominal amount of the issued share capital of the Company at the date of the passing of this resolution and the said approval shall be limited accordingly; [Authority expires at the conclusion of the next AGM of the Company or the expiration of the period within which the next AGM of the Company is required by law to be held] | |||||||||||
| 12 | Authorize the Directors of the Company, subject to paragraph [iii] during or after the relevant period as specified to allot, issue and deal with additional shares in the capital of the Company and to make and grant offers, agreements and options [including warrants, bonds, debentures, notes and other securities which carry rights to subscribe for or are convertible into shares of the Company] which would or might require shares to be allotted be and is hereby generally and unconditionally approved; the aggregate nominal amount of share capital allotted or agreed conditionally or unconditionally to be allotted [whether pursuant to an option or otherwise] by the directors of the Company pursuant to the approval in paragraph [i] of this Resolution, otherwise than pursuant to [a] a Rights Issue [as specified]; or [b] an issue of shares upon the exercise of subscription rights under any option scheme or similar arrangement for the time being adopted for the grant or issue to the grantees as specified in such scheme or similar arrangement of shares or rights to acquire shares of the Company; or [c] any issue of shares pursuant to the exercise of rights of subscription or conversion under the terms of any existing warrants, bonds, debentures, notes and other securities of the Company which carry rights to subscribe for or are convertible into shares of the Company; or [d] an issue of shares pursuant to any scrip dividend or similar arrangement providing for the allotment of shares in lieu of the whole or part of the dividend on shares of the Company in accordance with the articles of association of the Company, shall not exceed 20% of the aggregate nominal amount of the issued share capital of the Company at the date of the passing of this Resolution and the said approval shall be limited accordingly; [Authority expires at the conclusion of the next AGM of the Company or the expiration of the period within which the next AGM of the Company is required by law to be held] | For | 0 | 9314000 | 0 | 0 | |||||
| 13 | Approve, conditional upon the passing of the ordinary resolutions in items 5 and 6 in the notice convening this meeting, the general mandate granted to the Directors of the Company to exercise the powers of the Company to allot, issue and deal with any additional shares of the Company pursuant to ordinary resolution in item 6 of the notice convening this meeting be and is hereby extended by the addition thereto of an amount representing the aggregate nominal amount of the share capital of the Company repurchased by the Company under the authority granted pursuant to ordinary resolution in item 5 of the notice convening this meeting, provided that such extended amount shall not exceed 10% of the aggregate nominal amount of the issued share capital of the Company at the date of the passing of this resolution | For | 0 | 9314000 | 0 | 0 | |||||
| SOHO CHINA LTD | |||||||||||
| Security: | G82600100 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 11-May-2010 | |||||||||
| ISIN | KYG826001003 | Vote Deadline Date: | 06-May-2010 | ||||||||
| Agenda | 702369908 | Management | Total Ballot Shares: | 11744000 | |||||||
| Last Vote Date: | 30-Apr-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS. THANK YOU. | None | Non Voting | ||||||||
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20100409 /LTN20100409737.pdf | None | Non Voting | ||||||||
| 3 | Receive and adopt the audited consolidated financial statements of the Company and the reports of the Directors and Auditors for the YE 31 DEC 2009 | For | 11744000 | 0 | 0 | 0 | |||||
| 4 | Declare the final dividend for the YE 31 DEC 2009 | For | 11744000 | 0 | 0 | 0 | |||||
| 5 | Re-elect Mr. Pan Shiyi as a Director of the Company | For | 11744000 | 0 | 0 | 0 | |||||
| 6 | Re-elect Ms. Yan Yan as a Director of the Company | For | 11744000 | 0 | 0 | 0 | |||||
| 7 | Re-elect Dr. Ramin Khadem as a Director of the Company | For | 11744000 | 0 | 0 | 0 | |||||
| 8 | Authorize the Board of Directors to fix the remuneration of the Directors | For | 11744000 | 0 | 0 | 0 | |||||
| 9 | Re-appoint KPMG as the Auditors and authorize the Board of Directors to fix their remuneration | For | 11744000 | 0 | 0 | 0 | |||||
| 10 | Authorize the Directors to allot, issue and deal with additional shares not exceeding 20% of the issued share capital of the Company | For | 0 | 11744000 | 0 | 0 | |||||
| 11 | Authorize the Directors to repurchase shares not exceeding 10% of the issued share capital of the Company | For | 11744000 | 0 | 0 | 0 | |||||
| 12 | Approve to extend the authority given to the Directors pursuant to Ordinary Resolution 8(A) to issue shares by adding to the issued share capital of the Company the number of shares repurchased under Ordinary Resolution 8(B) | For | 0 | 11744000 | 0 | 0 | |||||
| CATHAY PACIFIC AIRWAYS LTD | |||||||||||
| Security: | Y11757104 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 12-May-2010 | |||||||||
| ISIN | HK0293001514 | Vote Deadline Date: | 07-May-2010 | ||||||||
| Agenda | 702323205 | Management | Total Ballot Shares: | 2556000 | |||||||
| Last Vote Date: | 04-May-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | Non Voting | ||||||||
| 2 | Declare a final dividend | For | 2556000 | 0 | 0 | 0 | |||||
| 3 | Re-elect Robert Barclay WOODS as a Director | For | 2556000 | 0 | 0 | 0 | |||||
| 4 | Re-elect ZHANG Lan as a Director | For | 2556000 | 0 | 0 | 0 | |||||
| 5 | Elect CAI Jianjiang as a Director | For | 2556000 | 0 | 0 | 0 | |||||
| 6 | Elect FAN Cheng as a Director | For | 2556000 | 0 | 0 | 0 | |||||
| 7 | Elect Peter Alan KILGOUR as a Director | For | 2556000 | 0 | 0 | 0 | |||||
| 8 | Elect Irene Yun Lien LEE as a Director | For | 2556000 | 0 | 0 | 0 | |||||
| 9 | Elect WONG Tung Shun Peter as a Director | For | 2556000 | 0 | 0 | 0 | |||||
| 10 | Re-appoint KPMG as the Auditors and authorize the Directors to fix their remuneration | For | 2556000 | 0 | 0 | 0 | |||||
| 11 | Authorize the Directors to make on-market share repurchase within the meaning of the code on share repurchases , the aggregate nominal amount of the Company's shares which may be repurchased pursuant to the approval in this resolution shall not exceed 10% of the aggregate nominal amount of the shares in issue at the date of passing this resolution; Authority expires the earlier of the conclusion of the next AGM of the Company or the expiration of the period within which the next AGM of the Company is required by Law to be held | For | 2556000 | 0 | 0 | 0 | |||||
| 12 | Authorize the Directors of the Company to allot, issue and deal with additional shares and to make or grant offers, agreements and options which will or might require the exercise of such powers during or after the end of the relevant period, the aggregate nominal amount of shares allotted or agreed conditionally or unconditionally to be allotted whether pursuant to an option or otherwise by the Directors, otherwise than pursuant to: i) a rights issue; or ii) any scrip dividend or similar arrangement providing for the allotment of shares in lieu of the whole or part of a dividend on shares, shall not exceed the aggregate of 20% of the aggregate nominal amount of the shares in issue at the date of passing this resolution Contd. | For | 0 | 2556000 | 0 | 0 | |||||
| 13 | Contd. provided that the aggregate nominal amount of shares so allotted or so agreed conditionally or unconditionally to be allotted pursuant to this resolution wholly for cash shall not exceed 5% of the aggregate nominal amount of the shares in issue at the date of passing this resolution; Authority expires the earlier of the conclusion of the next AGM of the Company or the expiration of the period within which the next AGM of the Company is required by Law to be held | None | Non Voting | ||||||||
| 14 | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF CONSERVATIVE RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | Non Voting | ||||||||
| CHINA MOBILE LTD | |||||||||||
| Security: | Y14965100 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 12-May-2010 | |||||||||
| ISIN | HK0941009539 | Vote Deadline Date: | 07-May-2010 | ||||||||
| Agenda | 702350327 | Management | Total Ballot Shares: | 899500 | |||||||
| Last Vote Date: | 04-May-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | Non Voting | ||||||||
| 2 | Receive and consider the Audited financial statements and the Reports of the Directors and Auditors of the Company and its subsidiaries for the YE 31 DEC 2009 | For | 789000 | 0 | 0 | 0 | |||||
| 3 | Approve to declare a final dividend for the YE 31 DEC 2009 | For | 789000 | 0 | 0 | 0 | |||||
| 4 | Re-election of Li Yue as a Director | For | 789000 | 0 | 0 | 0 | |||||
| 5 | Re-election of Lu Xiangdong as a Director | For | 789000 | 0 | 0 | 0 | |||||
| 6 | Re-election of Xin Fanfei as a Director | For | 789000 | 0 | 0 | 0 | |||||
| 7 | Re-election of Frank Wong Kwong Shing as a Director | For | 789000 | 0 | 0 | 0 | |||||
| 8 | Re-appointment of Messrs. KPMG as the Auditors and to authorise the Directors to fix their remuneration | For | 789000 | 0 | 0 | 0 | |||||
| 9 | Authorize the Directors during the relevant period of all the powers of the Company to purchase shares of HKD 0.10 each in the capital of the Company including any form of depositary receipt representing the right to receive such shares Shares ; and the aggregate nominal amount of shares which may be purchased on The Stock Exchange of Hong Kong Limited or any other stock exchange on which securities of the Company may be listed and which is recognized for this purpose by the Securities and Futures Commission of Hong Kong and The Stock Exchange of Hong Kong Limited shall not exceed or represent more than 10% of the aggregate nominal amount of the share capital of the Company in issue at the date of passing this resolution, and the said approval shall be limited accordingly; CONTD.. | For | 789000 | 0 | 0 | 0 | |||||
| 10 | CONTD.. Authority expires earlier at the conclusion of the next AGM of the meeting or the expiration of period within which the next AGM of the Company is required by law to be held | None | Non Voting | ||||||||
| 11 | Authorize the Directors to exercise full powers of the Company to allot, issue and deal with additional shares in the Company including the making and granting of offers, agreements and options which might require shares to be allotted, whether during the continuance of such mandate or thereafter provided that, otherwise than pursuant to (i) a rights issue where shares are offered to shareholders on a fixed record date in proportion to their then holdings of shares; (ii) the exercise of options granted under any share option scheme adopted by the Company; (iii) any scrip dividend or similar arrangement providing for the allotment of shares in lieu of the whole or part of a dividend in accordance with the Articles of Association of the Company, the aggregate nominal amount of the shares allotted shall not exceed the CONTD.. | For | 0 | 789000 | 0 | 0 | |||||
| 12 | CONTD.. aggregate of: (a) 20% of the aggregate nominal amount of the share capital of the Company in issue at the date of passing this resolution, plus (b) if the Directors are so authorized by a separate ordinary resolution of the shareholders of the Company the nominal amount of the share capital of the Company repurchased by the Company subsequent to the passing of this resolution up to a maximum equivalent to 10% of the aggregate nominal amount of the share capital of the Company in issue at the date of passing this Resolution ; Authority expires earlier at the conclusion of the next AGM of the meeting or the expiration of period within which the next AGM of the Company is required by law to be held | None | Non Voting | ||||||||
| 13 | Authorize the Directors of the Company to exercise the powers of the Company referred to in the resolution as specified in item 6 in the notice of this meeting in respect of the share capital of the Company as specified | For | 0 | 789000 | 0 | 0 | |||||
| TENCENT HLDGS LTD | |||||||||||
| Security: | G87572148 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 12-May-2010 | |||||||||
| ISIN | KYG875721485 | Vote Deadline Date: | 07-May-2010 | ||||||||
| Agenda | 702319624 | Management | Total Ballot Shares: | 337000 | |||||||
| Last Vote Date: | 04-May-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS. THANK YOU. | None | Non Voting | ||||||||
| 2 | Receive the audited financial statements and the reports of the Directors and Auditors for the YE 31 DEC 2009 | For | 337000 | 0 | 0 | 0 | |||||
| 3 | Declare a final dividend | For | 337000 | 0 | 0 | 0 | |||||
| 4 | Re-elect Mr. Zhang Zhidong as a Director | For | 337000 | 0 | 0 | 0 | |||||
| 5 | Re-elect Mr. Charles St Leger Searle as a Director | For | 337000 | 0 | 0 | 0 | |||||
| 6 | Authorize the Board of Directors to fix the Directors' remuneration | For | 337000 | 0 | 0 | 0 | |||||
| 7 | Re-appointment of Auditors and authorize the Board of Directors to fix their remuneration | For | 337000 | 0 | 0 | 0 | |||||
| 8 | Authorize the director, subject to paragraph (c), a general mandate be and is hereby unconditionally granted to the Directors of the Company to exercise during the Relevant Period all the powers of the Company to allot, issue and dispose of shares in the Company and to make or grant offers, agreements, options or warrants which would or might require the exercise of such powers; b) the mandate in paragraph (a) shall authorize the Directors of the Company during the Relevant Period to make or grant offers, agreements and options which would or might require the exercise of such powers after the end of the Relevant Period; c) the aggregate nominal value of share capital allotted or agreed conditionally or unconditionally to be allotted whether pursuant to an option or otherwise by the Directors of the Company pursuant to the mandate in paragraph (a), CONTD.. | For | 0 | 337000 | 0 | 0 | |||||
| 9 | ..CONTD otherwise than pursuant to i) a rights issue, or ii) any option scheme or similar arrangement for the time being adopted for the grant or issue to the officers and/or employees of the Company and/or any of its subsidiaries of shares or rights to acquire shares of the Company or iii) any scrip dividend or similar arrangement pursuant to the articles of association of the Company from time to time, shall not exceed 20% of the aggregate nominal amount of the share capital of the Company in issue at the date of this Resolution and the said mandate shall be limited accordingly; and Authority expires the earlier of the conclusion of the next AGM or the expiration of the period within which the next AGM is to be held by law | None | Non Voting | ||||||||
| 10 | Authorize the Directors, a general mandate unconditionally granted to the Directors of the Company to exercise during the Relevant Period all the powers of the Company to purchase or otherwise acquire shares in the capital of the Company in accordance with all applicable laws and the requirements of the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited, provided that the aggregate nominal amount of shares so purchased or otherwise acquired shall not exceed 10% of the aggregate nominal amount of the share capital of the Company in issue at the date of this Resolution; and Authority expires the earlier of the conclusion of the next AGM or the expiration of the period within which the next AGM is to be held by law | For | 337000 | 0 | 0 | 0 | |||||
| 11 | Approve the conditional upon the passing of Resolutions 5 and 6 set out in the Notice convening this Meeting, the aggregate nominal amount of the shares which are purchased or otherwise acquired by the Company pursuant to Resolution 6 shall be added to the aggregate nominal amount of the shares which may be issued pursuant to Resolution 5 | For | 0 | 337000 | 0 | 0 | |||||
| 12 | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF CONSERVATIVE RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | Non Voting | ||||||||
| BYD COMPANY LTD, SHENZHEN | |||||||||||
| Security: | Y1023R104 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 13-May-2010 | |||||||||
| ISIN | CNE100000296 | Vote Deadline Date: | 03-May-2010 | ||||||||
| Agenda | 702401631 | Management | Total Ballot Shares: | 1064600 | |||||||
| Last Vote Date: | 30-Apr-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS. THANK YOU. | None | Non Voting | ||||||||
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20100326 /LTN20100326019.pdf | None | Non Voting | ||||||||
| 3 | Approve the working report of the Board of Directors of the Company for the YE 31 DEC 2009 | For | 1064600 | 0 | 0 | 0 | |||||
| 4 | Approve the working report of the Supervisory Committee of the Company for the YE 31 DEC 2009 | For | 1064600 | 0 | 0 | 0 | |||||
| 5 | Approve the audited financial statements of the Company as at and for the YE 31 DEC 2009 | For | 1064600 | 0 | 0 | 0 | |||||
| 6 | Approve the proposal for appropriation of profit of the Company for the YE 31 DEC 2009 | For | 1064600 | 0 | 0 | 0 | |||||
| 7 | Re-appoint Ernst & Young as the Company's International Auditors for the FY of 2010, to hold office until the conclusion of the next AGM of the Company, and authorize the Board of Directors of the Company to determine its remuneration | For | 1064600 | 0 | 0 | 0 | |||||
| 8 | Approve the remuneration of the Directors of the Company in 2010 | For | 1064600 | 0 | 0 | 0 | |||||
| 9 | Approve the remuneration of the Supervisors of the Company in 2010 | For | 1064600 | 0 | 0 | 0 | |||||
| 10 | Approve the Company, from the date on which this resolution is passed until the date of the conclusion of the 2010 AGM of the shareholders to be held in 2011, and subject to the credit amount signed off by banks and the Company, to provide joint liability guarantees for its domestic subsidiaries in respect of bank loans to such subsidiaries within such credit amount | For | 1064600 | 0 | 0 | 0 | |||||
| 11 | Approve or ratify (i) the release of the pledge of 4,000,000 Domestic Shares and 27,000,000 Domestic Shares by Mr. Lu Xiang-yang and Guangzhou Youngy Management & Investment Group Company Limited (Guangzhou Youngy), respectively, to China Construction Bank, Dongshan branch (CCB) to secure certain borrowings from CCB to Guangzhou Rongda Power Supply Material Co., Ltd. (Guangzhou Rongda); (ii) the pledge of 15,200,000 Domestic Shares and 40,000,000 Domestic Shares by Mr. Lu Xiang-yang and Guangzhou Youngy, respectively, to CCB to secure certain new borrowings from CCB to Guangzhou Rongda; (iii) the release of the pledge of 60,000,000 Domestic Shares by Mr. Lu Xiang-yang to Shenzhen Development Bank, Yangcheng branch (SDB) to secure certain borrowing from SDB to Guangzhou Rongda; and (iv) the pledge of 44,607,155 Domestic Shares by Mr. Lu Xiang-yang to SDB to secure certain new borrowing from SDB to Guangzhou Rongda | For | 1064600 | 0 | 0 | 0 | |||||
| 12 | Approve the proposals (if any) put forward in accordance with the Articles of Association of the Company by any shareholder(s) holding 5% or more of the Shares carrying the right to vote at the AGM | For | 0 | 1064600 | 0 | 0 | |||||
| 13 | Authorize the Board of Directors of the Company (the Board) a general mandate to allot, issue and deal with additional shares in the capital of the Company, whether domestic shares or H shares, subject to the conditions: (i) that the aggregate nominal amount of shares allotted, issued and dealt with or agreed conditionally or unconditionally to be allotted, issued or dealt with by the Board pursuant to the general mandate shall not exceed 20% of the total nominal amount of shares of the same class of the Company in issue; (ii) that the exercise of the general mandate is subject to all governmental and/or regulatory approval(s), if any, under the applicable law (including but without limitation to the Company Law of the PRC and the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited); [Authority expires the earlier of the conclusion of the next AGM of the Company or the expiration of a 12-month period following the passing of this resolution; and to approve, execute and do or procure to be executed and done, all such documents, deeds and things as it may consider necessary in connection with the allotment and issue of any new shares pursuant to the exercise of the general mandate referred to in this resolution | For | 1064600 | 0 | 0 | 0 | |||||
| 14 | Authorize the Directors of BYD Electronic (International) Company Limited (BYD Electronic) to allot, issue and otherwise deal with new shares of BYD Electronic not exceeding 20% of the aggregate nominal amount of the issued share capital of BYD Electronic | For | 0 | 1064600 | 0 | 0 | |||||
| SHENZHEN EXPWY CO | |||||||||||
| Security: | Y7741B107 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 14-May-2010 | |||||||||
| ISIN | CNE100000478 | Vote Deadline Date: | 06-May-2010 | ||||||||
| Agenda | 702315070 | Management | Total Ballot Shares: | 6918000 | |||||||
| Last Vote Date: | 30-Apr-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | Approve the report of the Directors for the year 2009 | For | 5204000 | 0 | 0 | 0 | |||||
| 2 | Approve the report of the Supervisory Committee for the year 2009 | For | 5204000 | 0 | 0 | 0 | |||||
| 3 | Approve the audited accounts for the year 2009 | For | 5204000 | 0 | 0 | 0 | |||||
| 4 | Approve the proposed distribution scheme of profits for the year 2009 including declaration of final dividend | For | 5204000 | 0 | 0 | 0 | |||||
| 5 | Approve the budget report for the year 2010 | For | 5204000 | 0 | 0 | 0 | |||||
| 6 | Re-appoint Messrs. PricewaterhouseCoopers Certified Public Accountants, Hong Kong as the International Auditors and PricewaterhouseCoopers Zhong Tian CPAs Company Ltd. as the Statutory Auditors of the Company for 2010 at the annual audit fees of RMB 3,400,000 in total | For | 5204000 | 0 | 0 | 0 | |||||
| 7 | Authorize the Board of Directors to provide credit or mortgage/pledge counter-guarantee for the domestic commercial bank which provides guarantee for the Company or wholly-owned subsidiaries of the Company not exceeding RMB 500 million in aggregate, the counter- guarantee shall cover the potential loss and expenses of the bank providing guarantee which might arise from fulfilling the obligations under the guarantee; and authorize the Board of Directors or any two Directors of the Company duly authorized by the Board of Directors to handle all the matters relating to the counter-guarantee, including but not limited to deciding the specific terms of and executing the counter-guarantee agreement | For | 5204000 | 0 | 0 | 0 | |||||
| 8 | Authorize the Board of Directors of the Company, of a general mandate to issue debentures denominated in Renminbi, in one or more tranches, including but not limited to medium term notes, short-term commercial paper, asset- backed commercial paper, corporate bonds etc. from the date on which this resolution is approved to the date on which the 2010 AGM is held with a maximum outstanding repayment amount of the debentures to be issued under this general mandate not exceeding RMB 3 billion in aggregate and the issue size for each category of debentures not exceeding the limit of that category of debentures that may be issued under relevant national laws and regulations be approved; CONTD. | For | 5204000 | 0 | 0 | 0 | |||||
| 9 | CONTD. authorize the Board of Directors or any two Directors of the Company to determine and approve the specific terms, conditions and related matters of the debentures to be issued under the general mandate according to the needs of the Company and the market condition and to prepare and execute all necessary documents, and make all necessary arrangement for the implementation of the issue and listing if applicable of relevant debentures | None | Non Voting | ||||||||
| INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED | |||||||||||
| Security: | ADPV10686 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 18-May-2010 | |||||||||
| ISIN | CNE1000003G1 | Vote Deadline Date: | 10-May-2010 | ||||||||
| Agenda | 702418573 | Management | Total Ballot Shares: | 8123000 | |||||||
| Last Vote Date: | 07-May-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 695502 DUE TO ADDITION OF RESOLUTION. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | Non Voting | ||||||||
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20100401 /LTN201004011198.pdf and http://www.hkexnews.hk/listedco/listconews/sehk/20100503 /LTN201005031161.pdf | None | Non Voting | ||||||||
| 3 | Approve the 2009 work report of the Board of Directors of the Bank | For | 8123000 | 0 | 0 | 0 | |||||
| 4 | Approve the 2009 work report of the Board of Supervisors of the Bank | For | 8123000 | 0 | 0 | 0 | |||||
| 5 | Approve the Bank' 2009 audited accounts | For | 8123000 | 0 | 0 | 0 | |||||
| 6 | Approve the Bank' 2009 Profit Distribution Plan | For | 8123000 | 0 | 0 | 0 | |||||
| 7 | Re-appoint Ernst & Young and Ernst & Young Hua Ming as the Auditors of the Bank for 2010 for the term from the passing of this resolution until the conclusion of the next AGM and to fix the aggregate audit fees for 2010 at RMB 159.60 million | For | 8123000 | 0 | 0 | 0 | |||||
| 8 | Approve the Capital Management Plan of the Industrial and Commercial Bank of China Limited for Years 2010 to 2012 as set out in Appendix 1 to the circular of the Bank dated 02 APR 2010 | For | 8123000 | 0 | 0 | 0 | |||||
| 9 | Approve the proposal in respect of general mandate to issue H Shares and A Share convertible corporate bonds as set out in the circular of the Bank dated 02 APR 2010 | For | 0 | 8123000 | 0 | 0 | |||||
| 10 | Approve the types of securities to be used, in respect of the proposed public issuance and listing of the A Share convertible corporate bonds as set out in Appendix 2 to the circular of the Bank dated 02 APR 2010 and the implementation of these resolutions subject to approvals of relevant applications having been granted by the relevant governmental authorities in the People's Republic of China | For | 8123000 | 0 | 0 | 0 | |||||
| 11 | Approve the issue size, in respect of the proposed public issuance and listing of the A Share convertible corporate bonds as set out in Appendix 2 to the circular of the Bank dated 02 APR 2010 and the implementation of these resolutions subject to approvals of relevant applications having been granted by the relevant governmental authorities in the People's Republic of China | For | 8123000 | 0 | 0 | 0 | |||||
| 12 | Approve the nominal value and issue price in respect of the proposed public issuance and listing of the A Share convertible corporate bonds as set out in Appendix 2 to the circular of the Bank dated 02 APR 2010 and the implementation of these resolutions subject to approvals of relevant applications having been granted by the relevant governmental authorities in the People's Republic of China | For | 8123000 | 0 | 0 | 0 | |||||
| 13 | Approve the term, in respect of the proposed public issuance and listing of the A Share convertible corporate bonds as set out in Appendix 2 to the circular of the Bank dated 02 APR 2010 and the implementation of these resolutions subject to approvals of relevant applications having been granted by the relevant governmental authorities in the People's Republic of China | For | 8123000 | 0 | 0 | 0 | |||||
| 14 | Approve the interest rate, in respect of the proposed public issuance and listing of the A Share convertible corporate bonds as set out in Appendix 2 to the circular of the Bank dated 02 APR 2010 and the implementation of these resolutions subject to approvals of relevant applications having been granted by the relevant governmental authorities in the People's Republic of China | For | 8123000 | 0 | 0 | 0 | |||||
| 15 | Approve the timing and method of interest payment in respect of the proposed public issuance and listing of the A Share convertible corporate bonds as set out in Appendix 2 to the circular of the Bank dated 02 APR 2010 and the implementation of these resolutions subject to approvals of relevant applications having been granted by the relevant governmental authorities in the People's Republic of China | For | 8123000 | 0 | 0 | 0 | |||||
| 16 | Approve the conversion period, in respect of the proposed public issuance and listing of the A Share convertible corporate bonds as set out in Appendix 2 to the circular of the Bank dated 02 APR 2010 and the implementation of these resolutions subject to approvals of relevant applications having been granted by the relevant governmental authorities in the People's Republic of China | For | 8123000 | 0 | 0 | 0 | |||||
| 17 | Approve the method for determining the number of shares for conversion, in respect of the proposed public issuance and listing of the A Share convertible corporate bonds as set out in Appendix 2 to the circular of the Bank dated 02 APR 2010 and the implementation of these resolutions subject to approvals of relevant applications having been granted by the relevant governmental authorities in the People's Republic of China | For | 8123000 | 0 | 0 | 0 | |||||
| 18 | Approve the determination and adjustment of CB conversion price, in respect of the proposed public issuance and listing of the A Share convertible corporate bonds as set out in Appendix 2 to the circular of the Bank dated 02 APR 2010 and the implementation of these resolutions subject to approvals of relevant applications having been granted by the relevant governmental authorities in the People's Republic of China | For | 8123000 | 0 | 0 | 0 | |||||
| 19 | Approve the downward adjustment to CB conversion price, in respect of the proposed public issuance and listing of the A Share convertible corporate bonds as set out in Appendix 2 to the circular of the Bank dated 02 APR 2010 and the implementation of these resolutions subject to approvals of relevant applications having been granted by the relevant governmental authorities in the People's Republic of China | For | 8123000 | 0 | 0 | 0 | |||||
| 20 | Approve the terms of redemption, in respect of the proposed public issuance and listing of the A Share convertible corporate bonds as set out in Appendix 2 to the circular of the Bank dated 02 APR 2010 and the implementation of these resolutions subject to approvals of relevant applications having been granted by the relevant governmental authorities in the People's Republic of China | For | 8123000 | 0 | 0 | 0 | |||||
| 21 | Approve the terms of sale back, in respect of the proposed public issuance and listing of the A Share convertible corporate bonds as set out in Appendix 2 to the circular of the Bank dated 02 APR 2010 and the implementation of these resolutions subject to approvals of relevant applications having been granted by the relevant governmental authorities in the People's Republic of China | For | 8123000 | 0 | 0 | 0 | |||||
| 22 | Approve the dividend rights of the year of conversion, in respect of the proposed public issuance and listing of the A Share convertible corporate bonds as set out in Appendix 2 to the circular of the Bank dated 02 APR 2010 and the implementation of these resolutions subject to approvals of relevant applications having been granted by the relevant governmental authorities in the People's Republic of China | For | 8123000 | 0 | 0 | 0 | |||||
| 23 | Approve the method of issue and target investors, in respect of the proposed public issuance and listing of the A Share convertible corporate bonds as set out in Appendix 2 to the circular of the Bank dated 02 APR 2010 and the implementation of these resolutions subject to approvals of relevant applications having been granted by the relevant governmental authorities in the People's Republic of China | For | 8123000 | 0 | 0 | 0 | |||||
| 24 | Approve the subscription arrangement for the existing holders of A Shares, in respect of the proposed public issuance and listing of the A Share convertible corporate bonds as set out in Appendix 2 to the circular of the Bank dated 02 APR 2010 and the implementation of these resolutions subject to approvals of relevant applications having been granted by the relevant governmental authorities in the People's Republic of China | For | 8123000 | 0 | 0 | 0 | |||||
| 25 | Approve CB holders and CB holders' meetings in respect of the proposed public issuance and listing of the A Share convertible corporate bonds as set out in Appendix 2 to the circular of the Bank dated 02 APR 2010 and the implementation of these resolutions subject to approvals of relevant applications having been granted by the relevant governmental authorities in the People's Republic of China | For | 8123000 | 0 | 0 | 0 | |||||
| 26 | Approve the use of proceeds from the issuance of the convertible bonds, in respect of the proposed public issuance and listing of the A Share convertible corporate bonds as set out in Appendix 2 to the circular of the Bank dated 02 APR 2010 and the implementation of these resolutions subject to approvals of relevant applications having been granted by the relevant governmental authorities in the People's Republic of China | For | 8123000 | 0 | 0 | 0 | |||||
| 27 | Approve the special provisions in relation to supplementary capital, in respect of the proposed public issuance and listing of the A Share convertible corporate bonds as set out in Appendix 2 to the circular of the Bank dated 02 APR 2010 and the implementation of these resolutions subject to approvals of relevant applications having been granted by the relevant governmental authorities in the People's Republic of China | For | 8123000 | 0 | 0 | 0 | |||||
| 28 | Approve the security, in respect of the proposed public issuance and listing of the A Share convertible corporate bonds as set out in Appendix 2 to the circular of the Bank dated 02 APR 2010 and the implementation of these resolutions subject to approvals of relevant applications having been granted by the relevant governmental authorities in the People's Republic of China | For | 8123000 | 0 | 0 | 0 | |||||
| 29 | Approve the validity period of the resolution in respect of the issuance of the convertible bonds, in respect of the proposed public issuance and listing of the A Share convertible corporate bonds as set out in Appendix 2 to the circular of the Bank dated 02 APR 2010 and the implementation of these resolutions subject to approvals of relevant applications having been granted by the relevant governmental authorities in the People's Republic of China | For | 8123000 | 0 | 0 | 0 | |||||
| 30 | Approve the matters relating to authorization in connection with the issuance of the convertible bonds, in respect of the proposed public issuance and listing of the A Share convertible corporate bonds as set out in Appendix 2 to the circular of the Bank dated 02 APR 2010 and the implementation of these resolutions subject to approvals of relevant applications having been granted by the relevant governmental authorities in the People's Republic of China | For | 8123000 | 0 | 0 | 0 | |||||
| 31 | Approve the Feasibility Analysis report on Use of Proceeds from the Public Issuance of A Share Convertible Corporate Bonds as set out in Appendix 3 to the Circular of the Bank dated 02 APR 2010 | For | 8123000 | 0 | 0 | 0 | |||||
| 32 | Approve the report on Utilisation of Proceeds from Previous Issuances as set out in Appendix 4 to the circular of the Bank dated 02 APR 2010 | For | 8123000 | 0 | 0 | 0 | |||||
| 33 | Approve the revised Plan on authorization of the Shareholders' General Meeting to the Board of Directors as specified | For | 8123000 | 0 | 0 | 0 | |||||
| BOC HONG KONG HLDGS LTD | |||||||||||
| Security: | Y0920U103 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 20-May-2010 | |||||||||
| ISIN | HK2388011192 | Vote Deadline Date: | 17-May-2010 | ||||||||
| Agenda | 702408863 | Management | Total Ballot Shares: | 2663500 | |||||||
| Last Vote Date: | 07-May-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20100413 /LTN20100413059.pdf | None | Non Voting | ||||||||
| 2 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | Non Voting | ||||||||
| 3 | Receive the Audited statement of accounts and the reports of the Directors and the Auditors of the Company for the YE 31 DEC 2009 | For | 2577000 | 0 | 0 | 0 | |||||
| 4 | Declare a final dividend of HKD 0.57 per share for the YE 31 DEC 2009 | For | 2577000 | 0 | 0 | 0 | |||||
| 5 | Re-elect Mr. LI Lihui as a Director of the Company | For | 2577000 | 0 | 0 | 0 | |||||
| 6 | Re-elect Mdm. Zhang Yanling as a Director of the Company | For | 2577000 | 0 | 0 | 0 | |||||
| 7 | Re-elect Mr. GAO Yingxim as a Director of the Company | For | 2577000 | 0 | 0 | 0 | |||||
| 8 | Re-elect Mr. Tung Chee Chen as a Director of the Company | For | 2577000 | 0 | 0 | 0 | |||||
| 9 | Re-appoint PricewaterhouseCoopers as the Auditors of the Company and authorize the Board of Directors or a duly authorize committee of the Board to determine their remuneration | For | 2577000 | 0 | 0 | 0 | |||||
| 10 | Approve to grant a general mandate to the Board of Directors to allot, issue and deal with additional shares in the Company, not exceeding 20% or, in the case of issue of shares solely for cash and unrelated to any asset acquisition, not exceeding 5% of the issued share capital of the Company as at the date of passing this resolution | For | 0 | 2577000 | 0 | 0 | |||||
| 11 | Approve to grant a general mandate to the Board of Directors to repurchase shares in the Company, not exceeding 10% of the issued share capital of the Company as at the date of passing this resolution | For | 2577000 | 0 | 0 | 0 | |||||
| 12 | Approve, conditional on the passing of Resolutions 5 and 6, to extend the general mandate granted by Resolution 5 by adding thereto the shares repurchased pursuant to the general mandate granted by Resolution 6 | For | 0 | 2577000 | 0 | 0 | |||||
| CHEN HSONG HOLDINGS LTD | |||||||||||
| Security: | G20874106 | Meeting Type: | Special General Meeting | ||||||||
| Ticker: | Meeting Date: | 20-May-2010 | |||||||||
| ISIN | BMG208741063 | Vote Deadline Date: | 17-May-2010 | ||||||||
| Agenda | 702412367 | Management | Total Ballot Shares: | 4128000 | |||||||
| Last Vote Date: | 17-May-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR BELOW RESOLUTION. THANK YOU. | None | Non Voting | ||||||||
| 2 | Approve the agreement dated 16 APR 2010 entered into between Chen Hsong Marketing International Limited as vendor and Chen Hsong Investments Limited as purchaser the Agreement, a copy of which is produced to the meeting marked A and initialled by the Chairman of the meeting for the purpose of identification for the sale and purchase of the sale shares as defined in the circular of the Company dated 4 MAY 2010, a copy of which is produced to the meeting marked B and initialled by the Chairman of the meeting for the purpose of identification and all transactions contemplated there under or in connection therewith and any other agreements or documents in connection therewith be and are hereby approved, confirmed and ratified; and authorize any 1 Director and the Company CONTD. | For | 3510000 | 0 | 0 | 0 | |||||
| 3 | CONTD. Secretary of the Company or any other persons by the Board of Directors of the Company, on behalf of the Company to execute together with the common seal of the Company to be affixed thereto, if necessary all such other documents and agreements and do all such acts and things as he or she or they may in his or her or their absolute discretion consider to be necessary, desirable, appropriate or expedient to implement and give effect to the agreement and the transactions contemplated there under and all matters incidental to, ancillary to or in connection with the agreement CONTD. | None | Non Voting | ||||||||
| 4 | CONTD. and or any further agreement or document as mentioned in paragraph (a) of this resolution and or the transactions contemplated there under and all other matters incidental thereto, including agreeing and making any modifications, amendments, waivers, variations or extensions of the agreement and or any further agreement or document as mentioned in paragraph (a) of this resolution and or the transactions contemplated there under | None | Non Voting | ||||||||
| CNOOC LTD | |||||||||||
| Security: | Y1662W117 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 20-May-2010 | |||||||||
| ISIN | HK0883013259 | Vote Deadline Date: | 17-May-2010 | ||||||||
| Agenda | 702363499 | Management | Total Ballot Shares: | 6961000 | |||||||
| Last Vote Date: | 17-May-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | Receive and approve the audited statement of accounts together with the report of the Directors and Independent Auditors report thereon for the YE 31 DEC 2009 | For | 6189000 | 0 | 0 | 0 | |||||
| 2 | Declare a final dividend for the YE 31 DEC 2009 | For | 6189000 | 0 | 0 | 0 | |||||
| 3 | Re-election of Mr. Tse Hau Yin, Aloysius as an Independent Non-Executive Director | For | 6189000 | 0 | 0 | 0 | |||||
| 4 | Re-election of Mr. Zhou Shouwei as an Non-executive Director | For | 6189000 | 0 | 0 | 0 | |||||
| 5 | Re-election of Mr. Yang Hua as an Executive Director | For | 6189000 | 0 | 0 | 0 | |||||
| 6 | Authorize the Board of Directors to fix the remuneration of each of the Directors | For | 6189000 | 0 | 0 | 0 | |||||
| 7 | Reelection of Mr. Chiu Sung Hong as Independent Non- Executive Director and authorize the Board of Directors to fix his remuneration | For | 6189000 | 0 | 0 | 0 | |||||
| 8 | Re-appointment the Company's Independent Auditor and authorize the Board of Directors to fix their remuneration | For | 6189000 | 0 | 0 | 0 | |||||
| 9 | Approve to grant a general mandate to the Directors to repurchase shares in the capital of the Company not exceeding 10% of the share captial of the Company in issue as at the date of passing of this resolution | For | 6189000 | 0 | 0 | 0 | |||||
| 10 | Approve to grant a general mandate to the Directors to allot, issue and deal with additional shares in the capital of the Company not exceeding 20% of the share captial of the Company in issue as at the date of passing of this resolution | For | 0 | 6189000 | 0 | 0 | |||||
| 11 | Approve to grant a general mandate to the Directors to allot, issue and deal with shares in the capital of the Company by the aggregate number of shares repurchased, which shall not exceeding 10% of the share captial of the Company in issue as at the date of passing of this resolution | For | 0 | 6189000 | 0 | 0 | |||||
| 12 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | Non Voting | ||||||||
| 13 | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF CONSERVATIVE RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | Non Voting | ||||||||
| PETROCHINA CO LTD | |||||||||||
| Security: | Y6883Q104 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 20-May-2010 | |||||||||
| ISIN | CNE1000003W8 | Vote Deadline Date: | 12-May-2010 | ||||||||
| Agenda | 702358715 | Management | Total Ballot Shares: | 11252000 | |||||||
| Last Vote Date: | 06-May-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | Receive the report of the Board of Directors of the Company for the year 2009 | For | 6796000 | 0 | 0 | 0 | |||||
| 2 | Receive the report of the Supervisory Committee of the Company for the year 2009 | For | 6796000 | 0 | 0 | 0 | |||||
| 3 | Approve the Audited Financial Statements of the Company for the year 2009 | For | 6796000 | 0 | 0 | 0 | |||||
| 4 | Approve the declaration and payment of the final dividends for the YE 31 DEC 2009 in the amount and in the manner recommended by the Board of Directors | For | 6796000 | 0 | 0 | 0 | |||||
| 5 | Authorize the Board of Directors to determine the distribution of interim dividends for the year 2010 | For | 6796000 | 0 | 0 | 0 | |||||
| 6 | Approve the continuation of appointment of PricewaterhouseCoopers, Certified Public Accountants, as the International Auditors of the Company and PricewaterhouseCoopers Zhong Tian CPAs Company Limited, Certified Public Accountants, as the Domestic Auditors of the Company, for the year 2010 and authorize the Board of Directors to fix their remuneration | For | 6796000 | 0 | 0 | 0 | |||||
| 7 | Approve the transaction as contemplated in the Subscription Agreement entered into between the Company, China Petroleum Finance Co., Ltd and China National Petroleum Corporation dated 25 MAR 2010 | For | 6796000 | 0 | 0 | 0 | |||||
| 8 | Authorize the Board of Directors, granted an unconditional general mandate to separately or concurrently issue, allot and deal with additional domestic shares and overseas listed foreign shares of the Company in accordance with the status quo of the market, including to decide on the class and number of shares to be issued; the pricing mechanism and/or the issue price (or the range of issue price); the opening and closing date and time of such issue; the class and number of shares to be issued and allotted to current shareholders of the Company; and/or to | For | 0 | 6796000 | 0 | 0 | |||||
| make any proposals, enter into any agreements or grant any share options or conversion rights which may invo ve the exercise of the power mentioned above; the number of the domestic shares and overseas listed foreign shares issued and allotted or agreed conditionally or unconditionally to be issued and allotted whether or CONTD | |||||||||||
| 9 | CONTD not by way of the exercise of share options, conversion rights or by any other means in accordance with (a) above shall not exceed 20% of each of the existing domestic shares and overseas listed foreign shares of the Company in issue as at the date of this resolution; (c) the Board of Directors may make any proposals, enter into any agreements or grant any share options or conversion rights which may invoke the exercise, after the expiry of the relevant period of this mandate, of the power mentioned above; Authority expire after the 12 month period following the passing of this resolution ; and to make such amendments to the Articles of Association of the Company as it thinks fit so as to reflect the increased registered share capital and the new capital structure of the Company by reference to the manner of the allotment and issuance, class and number of shares of the Company allotted and issued, as well as the capital | None | Non Voting | ||||||||
| 10 | CONTD of the Company alter such allotment and issuance; and to execute and do or procure to be executed and done, all such documents, deeds and things as it may consider necessary in connection with the issue of such shares so long as the same does not contravene and laws, rules, regulations or listing rules of the stock exchanges on which the shares of the Company are listed, and the Articles of Association of the Company; in order to facilitate the issuance of shares in accordance with this resolution in a timely manner, to establish a special committee of the Board of Directors comprising Jiang Jiemin, Zhou Jiping and Wang Guoliang and to authorise such committee to exercise all such power granted to the Board of Directors to execute and do all such documents, deeds and things as it may consider necessary in connection with the issue of such shares contingent on the passing of sub-paragraphs (a) to (f) of this resolution an | None | Non Voting | ||||||||
| 11 | CONTD the relevant period of this mandate; the Board of Directors and the special committee of the Board of Directors will only exercise its respecthie power under such mandate in accordance with the Company Law of the PRC, the Securities Law of the PRC, regulations or the listing rules of the stock exchange on which the Shares of the Company are listed as amended from time to time and only if all necessary approvals from the China Securities Regulatory Commission and/or other relevant PRC government authorities are obtained and the special committee of the Board of Directors will only exercise its power under such mandate in accordance with the power granted by the shareholders at the AGM to the Board of Directors | None | Non Voting | ||||||||
| WING HANG BANK LTD | |||||||||||
| Security: | Y9588K109 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 27-May-2010 | |||||||||
| ISIN | HK0302001547 | Vote Deadline Date: | 24-May-2010 | ||||||||
| Agenda | 702377171 | Management | Total Ballot Shares: | 188400 | |||||||
| Last Vote Date: | 18-May-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | Non Voting | ||||||||
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20100422 /LTN20100422244.pdf | None | Non Voting | ||||||||
| 3 | Adopt the audited financial statements and the report of the Directors and the Independent Auditor's report for the YE 31 DEC 2009 | For | 188400 | 0 | 0 | 0 | |||||
| 4 | Declare a final dividend of HKD0.50 per share for the YE 31 DEC 2009 | For | 188400 | 0 | 0 | 0 | |||||
| 5 | Re-election of Dr FUNG Yuk Bun Patrick as a Director | For | 188400 | 0 | 0 | 0 | |||||
| 6 | Re-election of Mr. Frank John WANG as a Director | For | 188400 | 0 | 0 | 0 | |||||
| 7 | Re-election of Mr. TUNG Chee Chen as a Director | For | 188400 | 0 | 0 | 0 | |||||
| 8 | Authorize the Board of Directors to fix Directors' fees | For | 188400 | 0 | 0 | 0 | |||||
| 9 | Re-appointment of KPMG as the Auditors of the Bank and authorize the Board of Directors to fix their remuneration | For | 188400 | 0 | 0 | 0 | |||||
| 10 | Approve to grant a general mandate to the Directors to allot, issue and deal with additional shares not exceeding 20% of the issued share capital of the Bank | For | 0 | 188400 | 0 | 0 | |||||
| 11 | Approve to grant a general mandate to the Directors to repurchase shares of the Bank not exceeding 10% of the issued share capital of the Bank | For | 188400 | 0 | 0 | 0 | |||||
| 12 | Approve to extend the general mandate granted to the Directors to allot, issue and deal with additional shares of the Bank pursuant to Resolution No. 6 above, by the addition of the aggregate number of shares repurchased under the authority granted pursuant to Resolution No. 7 above | For | 0 | 188400 | 0 | 0 | |||||
| 13 | Approve the amendments of the Articles of Association of the Bank | For | 188400 | 0 | 0 | 0 | |||||
| 14 | Approve and adopt the amended and the restated Articles of Association of the Bank | For | 188400 | 0 | 0 | 0 | |||||
| DAH SING FINANCIAL HOLDINGS LTD | |||||||||||
| Security: | Y19182107 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 28-May-2010 | |||||||||
| ISIN | HK0440001847 | Vote Deadline Date: | 25-May-2010 | ||||||||
| Agenda | 702445568 | Management | Total Ballot Shares: | 244650 | |||||||
| Last Vote Date: | 25-May-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | Non Voting | ||||||||
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20100427 /LTN201004271083.pdf | None | Non Voting | ||||||||
| 3 | Adopt the reports and the audited financial statements for 2009 | For | 244650 | 0 | 0 | 0 | |||||
| 4 | Re-elect Mr. Kunio Suzuki as a Director | For | 244650 | 0 | 0 | 0 | |||||
| 5 | Re-elect Mr.Tatsuo Tanaka as a Director | For | 244650 | 0 | 0 | 0 | |||||
| 6 | Re-elect Mr. Eiichi Yoshikawa as a Director | For | 244650 | 0 | 0 | 0 | |||||
| 7 | Re-elect Mr. David Shou-Yeh Wong as a Director | For | 244650 | 0 | 0 | 0 | |||||
| 8 | Re-elect Mr. Nicholas Robert Sallnow-Smith as a Director | For | 244650 | 0 | 0 | 0 | |||||
| 9 | Re-elect Mr. Peter Gibbs Birch as a Director | For | 244650 | 0 | 0 | 0 | |||||
| 10 | Re-elect Mr. Robert Tsai-To Sze as a Director | For | 244650 | 0 | 0 | 0 | |||||
| 11 | Approve to fix the fees payable to Directors | For | 244650 | 0 | 0 | 0 | |||||
| 12 | Appointment of PricewaterhouseCoopers as the Auditors of the Company and authorize the Directors to fix their remuneration | For | 244650 | 0 | 0 | 0 | |||||
| 13 | Approve a general mandate to issue shares | For | 0 | 244650 | 0 | 0 | |||||
| 14 | Approve a general mandate to repurchase shares | For | 244650 | 0 | 0 | 0 | |||||
| 15 | Approve to extend the general mandate to issue shares by adding repurchased shares thereto | For | 0 | 244650 | 0 | 0 | |||||
| 16 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 674094 DUE TO RECEIPT OF PAST RECORD. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | Non Voting | ||||||||
| HSBC HOLDINGS PLC, LONDON | |||||||||||
| Security: | G4634U169 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 28-May-2010 | |||||||||
| ISIN | GB0005405286 | Vote Deadline Date: | 18-May-2010 | ||||||||
| Agenda | 702327239 | Management | Total Ballot Shares: | 743957 | |||||||
| Last Vote Date: | 18-May-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | Receive the annual accounts and reports of the Director's and of the Auditor for the YE 31 DEC 2009 | For | 614691 | 0 | 0 | 0 | |||||
| 2 | Approve the Director's remuneration report for the YE 31 DEC 2009 | For | 614691 | 0 | 0 | 0 | |||||
| 3 | Re-elect R. A. Fairhead as a Director | For | 614691 | 0 | 0 | 0 | |||||
| 4 | Re-elect M. F. Geoghegan as a Director | For | 614691 | 0 | 0 | 0 | |||||
| 5 | Re-elect S. K. Green as a Director | For | 614691 | 0 | 0 | 0 | |||||
| 6 | Re-elect G. Morgan as a Director | For | 614691 | 0 | 0 | 0 | |||||
| 7 | Re-elect N. R. N. Murthy as a Director | For | 614691 | 0 | 0 | 0 | |||||
| 8 | Re-elect S. M. Robertson as a Director | For | 614691 | 0 | 0 | 0 | |||||
| 9 | Re-elect J. L. Thornton as a Director | For | 614691 | 0 | 0 | 0 | |||||
| 10 | Re-elect Sir Brian Williamson as a Director | For | 614691 | 0 | 0 | 0 | |||||
| 11 | Re-appoint KPMG Audit PLC as the Auditor at remuneration to be determined by the Group Audit Committee | For | 614691 | 0 | 0 | 0 | |||||
| 12 | Authorize the Directors, pursuant to and for the purposes of Section 551 of the Companies Act 2006 [the Act] Company to allot shares in the Company and to grant rights to subscribe for, or to convert any security into, shares in the Company up to an aggregate nominal amount of GBP 100,000 [in the form of 10,000,000 Non-cumulative Preference Shares of GBP 0.01 each], EUR 100,000 [in the form of 10,000,000 non-cumulative preference shares of EUR 0.01 each], USD 85,500 [in the form of 8,550,000 Non- Cumulative Preference Shares of USD 0.01 each] and USD 1,742,319,000 [in the form of 3,484,638,000 ordinary shares of USD 0.50 each in the capital of the Company [Ordinary Shares] [the latter being equal to approximately 20 per cent of the nominal amount of Ordinary Shares of the Company in issue at the latest practicable date prior to the printing of the Notice of this Meeting]; provided that this authority shall be limited so that, otherwise than pursuant to: (a) a right | For | 614691 | 0 | 0 | 0 | |||||
| issue or other issue the subject of an offer or invitation, open for acceptance for a period fixed by the Directors, to: i) holders of Ordinary Shares where the shares respectively attributable to the interests of all holders of Ordinary Shares are proportionate [or as nearly as may be] to the respective number of Ordinary Shares held by them; and ii) holders of Securities, Bonds, Debentures or Warrants which, in accordance with the rights attaching thereto, are entitled to participate in such a rights issue or other issue or as the Directors consider necessary, but subject to such exclusions or other arrangements as the Directors may deem necessary or expedient in relation to record dates, fractional entitlements or securities represented by depositary receipts or having regard to any restrictions, obligations, practical or legal problems under the laws of or the requirements of any regulatory body or Stock Exchange in any territory or otherwise howsoever, or (b) the terms of any Share Plan for employees of the Company or any of its subsidiary undertakings; or (c) any scrip dividend scheme or similar arrangements implemented in accordance with the Articles of Association of the Company; or (d) the allotment of up to 10,000,000 Non-cumulative Preference Shares of GBP 0.01 each, 10,000,000 Non-cumulative Preference Shares of EUR 0.01 each and 8,550,000 Non-cumulative Preference Shares of USD 0.01 each in the capital of the Company, the nominal amount of shares to be allotted or rights to subscribe for, or to convert any security into, shares to be granted by the Directors pursuant to this authority wholly for cash shall not in aggregate exceed USD 435,579,750 [being equal to approximately 5% of the Ordinary Shares of the Company in issue at the latest practical date prior to the printing of the Notice of this Meeting] [Authority expires at the conclusion of the AGM of the Company to be held in 2011] and the Directors may allot shares or grant rights to subscribe for, or to convert any security into, shares [as the case may be] in pursuance of such offers or agreements as if the authority conferred be had not expired | |||||||||||
| 13 | Authorize the Directors, subject to the passing of Resolution 5 as specified, pursuant to Section 570 of the Companies Act 2006 [the Act] to allot equity securities [within the meaning of Section 560 of the Act] [disapplying the statutory pre-exemption rights 561(1) of the Act]; [Authority expires at the conclusion of the AGM of the Company to be held in 2011] save that this authority shall allow the Company before the expiry of this power to make offers or agreements which would or might require equity securities to be allotted after such expiry and the Directors may allot equity securities in pursuance of such offers or agreements as if the power conferred hereby had not expired | For | 614691 | 0 | 0 | 0 | |||||
| 14 | Amend the Articles of Association of the Company as specified: (a) by deleting Article 55.2 in its entirely and renumbering the remainder of Article 55 accordingly; (b) by inserting into Article 55.2 [as renumbered pursuant to this Resolution] the words include such statements as are required by the Act and shall in any event so that Article 55.2 shall begin as specified (c) by deleting from Article 60.1 the words the same day in the next week at the same time and place, or to such other day and substituting therefore the words such day [being not less than ten clear days after the original meeting] so that Article 60.1 reads as specified; (d) by inserting into Article 73.3 the words, subject to the Act, and deleting the words , on a poll, so that Article 73.3 as specified; (e) by deleting Article 74 in its entirely and renumbering Articles 75, 76 and 77 accordingly; (f) by inserting into Article 76 [as renumbered pursuant to paragraph (e) of this Resolution] the following new Article 76.2 to 76.4; and (g) by inserting a new Article 77 as specified | For | 614691 | 0 | 0 | 0 | |||||
| 15 | Approve the amendment to the trust deed and rules of the HSBC Holding UK Share Incentive Plan [UK SIP] [as specified] to extend the termination date of the UK SIP from 29 MAY 2010 to 28 MAY 2020 and authorize the Directors to do whatever may be necessary or expedient to carry the amended UK SIP into effect including making such changes as may be necessary or expedient to secure the approval of HM Revenue & Customs under Schedule 2 to the Income Tax [Earning and pension] Act 2003; and to establish for the benefit of non-United Kingdom resident employees of the Company or of any of its direct or indirect subsidiaries such further all-employee share incentive plans as the Directors shall from time to time consider appropriate, provided that; i) any such further plans are based on or similar to the UK SIP | For | 614691 | 0 | 0 | 0 | |||||
| or any part or parts thereof but with such variations as the Directors may consider necessary or desirable, taking into account local tax, exchange control and securities laws in relevant overseas countries or territories; and ii) where Ordinary Shares of USD 0.50 each in the capital of the Company [Ordinary Shares] made available under such further plans are newly issued such Ordinary Shares shall be counted against to overall limit applicable to the Company's Employee Share Plans, and so that for this purpose establishing a plan also includes participating in any plan established or operated by any direct or indirect subsidiary or establishing or participating in a sub-plan or adopting such other method or approach as the Directors consider appropriate to achieve the relevant objectives | |||||||||||
| 16 | Approve, that the Company General Meetings [other than AGMs] being called on a minimum of 14 clear days' notice | For | 614691 | 0 | 0 | 0 | |||||
| GLOBAL BIO-CHEM TECHNOLOGY GROUP CO LTD | |||||||||||
| Security: | G3919S105 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 31-May-2010 | |||||||||
| ISIN | KYG3919S1057 | Vote Deadline Date: | 26-May-2010 | ||||||||
| Agenda | 702405336 | Management | Total Ballot Shares: | 12068000 | |||||||
| Last Vote Date: | 25-May-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20100427 /LTN201004271151.pdf | None | Non Voting | ||||||||
| 2 | Receive the audited consolidated financial statements and the reports of the Directors and Auditors of the Company for the YE 31 DEC 2009 | For | 8762000 | 0 | 0 | 0 | |||||
| 3 | Re-election of Mr. Patrick E Bowe as a Director | For | 8762000 | 0 | 0 | 0 | |||||
| 4 | Re-election of Mr. Lee Yeun Kwong as a Director | For | 8762000 | 0 | 0 | 0 | |||||
| 5 | Re-election of Mr.Chan Man Hon. Eric as a Director | For | 8762000 | 0 | 0 | 0 | |||||
| 6 | Authorize the Board of Directors to fix the Director's remuneration | For | 8762000 | 0 | 0 | 0 | |||||
| 7 | Re-appointment of the Auditors and authorize the Board of Directors to fix their remuneration | For | 8762000 | 0 | 0 | 0 | |||||
| 8 | Authorize the Directors to allot, issue of otherwise deal with the Company's shares | For | 0 | 8762000 | 0 | 0 | |||||
| 9 | Authorize the Directors to purchase the Company's shares | For | 8762000 | 0 | 0 | 0 | |||||
| 10 | Approve to add the nominal amount of shares repurchased by the Company to mandate granted to the Directors under resolution no.4 | For | 0 | 8762000 | 0 | 0 | |||||
| 11 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR ALL RESOLUTIONS. THANK YOU. | None | Non Voting | ||||||||
| GLORIOUS SUN ENTERPRISES LTD | |||||||||||
| Security: | G3939X100 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 04-Jun-2010 | |||||||||
| ISIN | BMG3939X1002 | Vote Deadline Date: | 01-Jun-2010 | ||||||||
| Agenda | 702421582 | Management | Total Ballot Shares: | 698000 | |||||||
| Last Vote Date: | 25-May-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20100421 /LTN20100421270.pdf | None | Non Voting | ||||||||
| 2 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS . THANK YOU. | None | Non Voting | ||||||||
| 3 | Receive the Financial Statements and the reports of the Directors and Auditors for the YE 31 DEC 2009 | For | 698000 | 0 | 0 | 0 | |||||
| 4 | Approve to declare the final dividend of HKD 13.11 cents per share for the YE 31 DEC 2009 | For | 698000 | 0 | 0 | 0 | |||||
| 5 | Election of Ms. Cheung Wai Yee as a Director | For | 698000 | 0 | 0 | 0 | |||||
| 6 | Election of Mr. Pau Sze Kee, Jackson as a Director | For | 698000 | 0 | 0 | 0 | |||||
| 7 | Election of Mr. Wong Man Kong, Peter as a Director | For | 698000 | 0 | 0 | 0 | |||||
| 8 | Authorize the Board of Directors to fix the Directors' remuneration | For | 698000 | 0 | 0 | 0 | |||||
| 9 | Appointment of Ernst & Young as the Company's Auditors and authorise the Board of Directors to fix their remuneration | For | 698000 | 0 | 0 | 0 | |||||
| 10 | Approve to grant an unconditional mandate to the Directors to allot shares | For | 0 | 698000 | 0 | 0 | |||||
| 11 | Approve to grant an unconditional mandate to the Directors to purchase the Company's own shares | For | 698000 | 0 | 0 | 0 | |||||
| 12 | Approve to extend the share issue mandate granted to the Directors | For | 0 | 698000 | 0 | 0 | |||||
| 13 | Adopt the Chinese name as the secondary name of the Company | For | 698000 | 0 | 0 | 0 | |||||
| 14 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 690654 DUE TO RECEIPT OF ADDITIONAL RESOLUTION. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | Non Voting | ||||||||
| 15 | Transact any other ordinary business of the Company | None | Non Voting | ||||||||
| CHINA SHIPPING DEVELOPMENT CO LTD | |||||||||||
| Security: | Y1503Y108 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 08-Jun-2010 | |||||||||
| ISIN | CNE1000002S8 | Vote Deadline Date: | 31-May-2010 | ||||||||
| Agenda | 702390131 | Management | Total Ballot Shares: | 4946000 | |||||||
| Last Vote Date: | 25-May-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | Approve the 2009 audited financial statements of the Company | For | 3852000 | 0 | 0 | 0 | |||||
| 2 | Approve the 2009 report of the board of Directors of the Company | For | 3852000 | 0 | 0 | 0 | |||||
| 3 | Approve the 2009 report of the Supervisory Committee of the Company | For | 3852000 | 0 | 0 | 0 | |||||
| 4 | Approve the recommended 2009 final dividend of RMB 0.10 (before tax) per share | For | 3852000 | 0 | 0 | 0 | |||||
| 5 | Approve the 2009 report of the Independent Board Committee of the Company | For | 3852000 | 0 | 0 | 0 | |||||
| 6 | Approve the 2009 annual report of the Company | For | 3852000 | 0 | 0 | 0 | |||||
| 7 | Approve the remuneration of the Directors, Supervisors and Senior Management of the Company for 2010 | For | 3852000 | 0 | 0 | 0 | |||||
| 8 | Re-appoint the Vocation International Certified Public Accountant Co., Ltd. and Uhy vocation Hk CPA Limited as the domestic and International Auditors of the Company for 2010, respectively, and authorize the Board of Directors of the Company to determine their remuneration | For | 3852000 | 0 | 0 | 0 | |||||
| 9 | Approve the entrusted loan agreement in relation to a loan in the amount of RMB 1,300,000,000 from China Shipping (Group) Company | For | 3852000 | 0 | 0 | 0 | |||||
| BEIJING ENTERPRISES HLDGS LTD | |||||||||||
| Security: | Y07702122 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 10-Jun-2010 | |||||||||
| ISIN | HK0392044647 | Vote Deadline Date: | 07-Jun-2010 | ||||||||
| Agenda | 702423978 | Management | Total Ballot Shares: | 1080000 | |||||||
| Last Vote Date: | 01-Jun-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE | None | Non Voting | ||||||||
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK http://www.hkexnews.hk/listedco/listconews/sehk/20100510 /LTN20100510029.pdf | None | Non Voting | ||||||||
| 3 | PLEASE NOTE THAT THIS IS A REVISION DUE TO DELETION OF COMMENT AND RECEIPT OF ACTUAL RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | Non Voting | ||||||||
| 4 | Receive the audited consolidated financial statements and reports of the Directors and of the Auditors for the YE 31 DEC 2009 | For | 1080000 | 0 | 0 | 0 | |||||
| 5 | Declare a final dividend | For | 1080000 | 0 | 0 | 0 | |||||
| 6 | Re-elect Mr. Wang Dong as a Director | For | 1080000 | 0 | 0 | 0 | |||||
| 7 | Re-elect Mr. Lei Zhengang as a Director | For | 1080000 | 0 | 0 | 0 | |||||
| 8 | Re-elect Mr. Jiang Xinhao as a Director | For | 1080000 | 0 | 0 | 0 | |||||
| 9 | Re-elect Mr. Tam Chun Fai as a Director | For | 1080000 | 0 | 0 | 0 | |||||
| 10 | Re-elect Mr. Wu Jiesi as a Director. | For | 1080000 | 0 | 0 | 0 | |||||
| 11 | Re-elect Mr. Lam Hoi Ham as a Director | For | 1080000 | 0 | 0 | 0 | |||||
| 12 | Authorize the Board of Directors to fix Directors' remuneration | For | 1080000 | 0 | 0 | 0 | |||||
| 13 | Re-appoint Messrs. Ernst & Young as the Auditors and to authorize the Board of Directors to fix their remuneration | For | 1080000 | 0 | 0 | 0 | |||||
| 14 | Authorize the Directors to purchase shares not exceeding 10% of the existing issued share capital of the Company on the date of this resolution | For | 1080000 | 0 | 0 | 0 | |||||
| 15 | Authorize the Directors to issue, allot and deal with additional shares not exceeding 20% of the existing issued share capital of the Company on the date of this resolution | For | 0 | 1080000 | 0 | 0 | |||||
| 16 | Approve to extend the general mandate granted to the Directors to issue shares in the capital of the Company by the number of shares repurchased | For | 0 | 1080000 | 0 | 0 | |||||
| KUNLUN ENERGY CO LTD | |||||||||||
| Security: | G5320C108 | Meeting Type: | Special General Meeting | ||||||||
| Ticker: | Meeting Date: | 10-Jun-2010 | |||||||||
| ISIN | BMG5320C1082 | Vote Deadline Date: | 07-Jun-2010 | ||||||||
| Agenda | 702453717 | Management | Total Ballot Shares: | 6402000 | |||||||
| Last Vote Date: | 01-Jun-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT THE SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS. THANKS YOU. | None | Non Voting | ||||||||
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20100525 /LTN20100525144.pdf | None | Non Voting | ||||||||
| 3 | Approve the transactions contemplated under the Jiangsu LNG Acquisition Agreement, as specified | For | 5354000 | 0 | 0 | 0 | |||||
| 4 | Approve the Revised Caps for each of the two FYE 31 DEC 2011, as specified | For | 5354000 | 0 | 0 | 0 | |||||
| 5 | Approve the transactions contemplated under the Third Supplemental Agreement and the Proposed Caps for each of the two FYE 31 DEC 2011, as specified | For | 5354000 | 0 | 0 | 0 | |||||
| KUNLUN ENERGY CO LTD | |||||||||||
| Security: | G5320C108 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 10-Jun-2010 | |||||||||
| ISIN | BMG5320C1082 | Vote Deadline Date: | 07-Jun-2010 | ||||||||
| Agenda | 702387817 | Management | Total Ballot Shares: | 6402000 | |||||||
| Last Vote Date: | 01-Jun-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL RESOLUTIONS. THANK YOU. | None | Non Voting | ||||||||
| 2 | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20100420 /LTN20100420329.pdf | None | Non Voting | ||||||||
| 3 | Adopt the audited financial statement and the reports of the Directors and Auditors for the YE 31 DEC 2009 | For | 5354000 | 0 | 0 | 0 | |||||
| 4 | Declare a final dividend of HKD 0.07 per share | For | 5354000 | 0 | 0 | 0 | |||||
| 5 | Re-elect Mr. Zhang Bowen as a Director | For | 5354000 | 0 | 0 | 0 | |||||
| 6 | Re-elect Dr. Liu Xiao Feng as a Director | For | 5354000 | 0 | 0 | 0 | |||||
| 7 | Authorize the Directors to fix the remuneration of the Directors | For | 5354000 | 0 | 0 | 0 | |||||
| 8 | Appointment of PricewaterhouseCoopers as the Auditors for the ensuing year and authorise the Directors to fix their remuneration | For | 5354000 | 0 | 0 | 0 | |||||
| 9 | Approve the share issue mandate | For | 0 | 5354000 | 0 | 0 | |||||
| 10 | Approve the share repurchase mandate | For | 5354000 | 0 | 0 | 0 | |||||
| 11 | Approve extension of the share issue mandate under ordinary resolution 5 by the number of shares repurchased under ordinary resolution 6 | For | 0 | 5354000 | 0 | 0 | |||||
| WEICHAI POWER CO LTD | |||||||||||
| Security: | Y9531A109 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 15-Jun-2010 | |||||||||
| ISIN | CNE1000004L9 | Vote Deadline Date: | 07-Jun-2010 | ||||||||
| Agenda | 702404699 | Management | Total Ballot Shares: | 1626800 | |||||||
| Last Vote Date: | 01-Jun-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20100428 /LTN201004281440.pdf | None | Non Voting | ||||||||
| 2 | Approve the annual report of the Company for the YE 31 DEC 2009 | For | 1428800 | 0 | 0 | 0 | |||||
| 3 | Approve the report of the Board of Directors of the Company for the YE 31 DEC 2009 | For | 1428800 | 0 | 0 | 0 | |||||
| 4 | Approve the report of the Supervisory Committee of the Company for the YE 31 DEC 2009 | For | 1428800 | 0 | 0 | 0 | |||||
| 5 | Receive the audited financial statements of the Company and the Auditors' report for the YE 31 DEC 2009 | For | 1428800 | 0 | 0 | 0 | |||||
| 6 | Approve the final financial report of the Company for the YE 31 DEC 2009 | For | 1428800 | 0 | 0 | 0 | |||||
| 7 | Approve the distribution of profit to the shareholders of the Company for the YE 31 DEC 2009 | For | 1428800 | 0 | 0 | 0 | |||||
| 8 | Approve the re-appointment of Shandong Zheng Yuan Hexin Accountants Limited as the PRC Auditors of the Company and authorize the Directors to determine their remuneration and, for the purpose of this resolution, PRC means the People's Republic of China, but excluding Hong Kong, Macau and Taiwan | For | 1428800 | 0 | 0 | 0 | |||||
| 9 | Approve the re-appointment of Messrs. Ernst & Young as the non-PRC Auditors of the Company and authorize the Directors to determine their remuneration and, for the purpose of this resolution, PRC means the People's Republic of China, but excluding Hong Kong, Macau and Taiwan | For | 1428800 | 0 | 0 | 0 | |||||
| 10 | Approve the granting of a mandate to the Board of Directors for payment of interim dividend if any to the shareholders of the Company for the year ending 31 DEC 2010 | For | 1428800 | 0 | 0 | 0 | |||||
| 11 | Approve the connected transaction between the Company and Beiqi Futian Motor Company Limited | For | 1428800 | 0 | 0 | 0 | |||||
| 12 | Approve the connected transaction between the Company and Shantui Engineering Machinery Co. Ltd | For | 1428800 | 0 | 0 | 0 | |||||
| 13 | Approve the Share Award Restriction Rules of the Company | For | 0 | 0 | 1428800 | 0 | |||||
| 14 | Approve the granting of a general mandate to the Board of Directors to issue, amongst other things, new shares | For | 0 | 1428800 | 0 | 0 | |||||
| JIANGXI COPPER CO LTD | |||||||||||
| Security: | Y4446C100 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 17-Jun-2010 | |||||||||
| ISIN | CNE1000003K3 | Vote Deadline Date: | 09-Jun-2010 | ||||||||
| Agenda | 702404752 | Management | Total Ballot Shares: | 3220000 | |||||||
| Last Vote Date: | 01-Jun-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20100428 /LTN201004281244.pdf | None | Non Voting | ||||||||
| 2 | Approve the report of the Board of Directors of the Company for the year of 2009 | For | 2550000 | 0 | 0 | 0 | |||||
| 3 | Approve the report of the Supervisory Committee of the Company for the year of 2009 | For | 2550000 | 0 | 0 | 0 | |||||
| 4 | Approve the audited financial statements and the auditors' report for the year of 2009 | For | 2550000 | 0 | 0 | 0 | |||||
| 5 | Approve the proposal for distribution of profit of the Company for the year of 2009 | For | 2550000 | 0 | 0 | 0 | |||||
| 6 | Appoint Ernst & Young Hua Ming and Ernst & Young as the Company's domestic and International Auditors for the year of 2010 and to authorise the Board of Directors of the Company to determine their remunerations and any one Executive Director of the Company to enter into the service agreement and any other related documents with Ernst & Young Hua Ming and Ernst & Young | For | 0 | 0 | 2550000 | 0 | |||||
| 7 | Authorize the Directors of the Company to issue new H shares of not more than 20% of the total H shares in issue as at the date of the AGM | For | 0 | 2550000 | 0 | 0 | |||||
| 8 | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF CONSERVATIVE RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | Non Voting | ||||||||
| ANGANG STEEL COMPANY LTD | |||||||||||
| Security: | Y0132D105 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 18-Jun-2010 | |||||||||
| ISIN | CNE1000001V4 | Vote Deadline Date: | 10-Jun-2010 | ||||||||
| Agenda | 702444340 | Management | Total Ballot Shares: | 3678801 | |||||||
| Last Vote Date: | 07-Jun-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK:http://www.hkexnews.hk/listedco/listconews/sehk/201 00429/LTN201004291437.pdf | None | Non Voting | ||||||||
| 2 | Approve the report of the Board of Directors of the Company for 2009 | For | 2755000 | 0 | 0 | 0 | |||||
| 3 | Approve the report of the Supervisory Committee of the Company for 2009 | For | 2755000 | 0 | 0 | 0 | |||||
| 4 | Approve the Audited financial statements of the Company for 2009 | For | 2755000 | 0 | 0 | 0 | |||||
| 5 | Approve the proposal for distribution of the profits of the Company for 2009 | For | 2755000 | 0 | 0 | 0 | |||||
| 6 | Approve the proposed remuneration of the Directors and Supervisors of the Company for 2009 | For | 2755000 | 0 | 0 | 0 | |||||
| 7 | Approve the appointment of RSM China Certified Public Accountants and RSM Nelson Wheeler Certified Public Accountants as the domestic and international Auditor of the Company, respectively, for 2010, and authorize the Board of Directors of the Company to determine their remunerations | For | 2755000 | 0 | 0 | 0 | |||||
| 8 | Approve to grant the general mandate to the Board of Directors the 'Board' and/or the Committee of the Board (which is composed by the Directors of the Company and authorized by the Board) | For | 0 | 2755000 | 0 | 0 | |||||
| DONGFANG ELECTRIC CORPORATION LTD | |||||||||||
| Security: | Y20958107 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 18-Jun-2010 | |||||||||
| ISIN | CNE100000304 | Vote Deadline Date: | 10-Jun-2010 | ||||||||
| Agenda | 702408192 | Management | Total Ballot Shares: | 1617000 | |||||||
| Last Vote Date: | 07-Jun-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK:http://www.hkexnews.hk/listedco/listconews/sehk/201 00429/LTN20100429192.pdf | None | Non Voting | ||||||||
| 2 | Approve the 2009 report of the Board of Directors | For | 1326000 | 0 | 0 | 0 | |||||
| 3 | Approve the 2009 report of the Supervisory Committee | For | 1326000 | 0 | 0 | 0 | |||||
| 4 | Approve the proposal for the distribution of profits after tax for the year 2009, including the proposal for the declaration and payment of final dividends for the YE 31 DEC 2009 | For | 1326000 | 0 | 0 | 0 | |||||
| 5 | Approve the 2009 Audited Financial Report of the Company | For | 1326000 | 0 | 0 | 0 | |||||
| 6 | Approve the re-appointment of Shinewing Certified Public Accountants and Shinewing HK CPA Limited as PRC and international auditors of the Company for the year 2010 and to authorize the Board to determine their respective remuneration | For | 1326000 | 0 | 0 | 0 | |||||
| 7 | Approve the appointment of Mr. Peng Shaobing as an Independent Non-Executive Director for a term commencing from 18 JUN 2010 until 27 JUN 2012 and to authorize the Board to determine his remuneration in accordance with the remuneration plan for the Members of the sixth session of the Board and the Supervisory Committee previously approved by the Shareholders at the annual general meeting of the Company held on 25 JUN 2009 | For | 1326000 | 0 | 0 | 0 | |||||
| 8 | Approve the Bonus Issue subject to and conditional upon the Company obtaining the approvals from the relevant PRC authorities and the Listing Committee of The Stock Exchange Hong Kong Limited granting the listing of, and permission to deal in, new H Shares | For | 1326000 | 0 | 0 | 0 | |||||
| 9 | Approve the increase in the registered share capital of the Company from CNY 1,001,930,000 to CNY 2,003,860,000 upon completion of the Bonus Issue | For | 1326000 | 0 | 0 | 0 | |||||
| 10 | Authorize any one Director of the Company to take any action and Execute any documents as he thinks necessary or fit to effect and implement the Bonus Issue | For | 1326000 | 0 | 0 | 0 | |||||
| 11 | Amend the Articles of Association of the Company | For | 1326000 | 0 | 0 | 0 | |||||
| 12 | Approve to grant the general mandate to the Directors to allot new shares of the Company | For | 0 | 1326000 | 0 | 0 | |||||
| 13 | PLEASE NOTE THAT THE METHOD OF ACCUMULATIVE POLL SHALL BE ADOPTED, ACCORDING TO WHICH THE NUMBER OF VOTES ENTITLED FOR EACH SHARE HELD BY THE SHAREHOLDER SHALL EQUAL TO THE NUMBER OF PROPOSED DIRECTORS AND THE NUMBER OF VOTES OF SHAREHOLDERS CAN BE CONCENTRATED IN USE. THANK YOU. | None | Non Voting | ||||||||
| 14 | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | Non Voting | ||||||||
| DONGFANG ELECTRIC CORPORATION LTD | |||||||||||
| Security: | Y20958107 | Meeting Type: | Class Meeting | ||||||||
| Ticker: | Meeting Date: | 18-Jun-2010 | |||||||||
| ISIN | CNE100000304 | Vote Deadline Date: | 10-Jun-2010 | ||||||||
| Agenda | 702415034 | Management | Total Ballot Shares: | 1617000 | |||||||
| Last Vote Date: | 07-Jun-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20100429 /LTN20100429208.pdf | None | Non Voting | ||||||||
| 2 | Approve the Bonus Issue subject to and conditional upon the Company obtaining the approvals from the relevant PRC authorities and the Listing Committee of The Stock Exchange Hong Kong Limited granting the listing of, and permission to deal in, new H Shares | For | 1326000 | 0 | 0 | 0 | |||||
| 3 | Approve the increase in the registered share capital of the Company from RMB 1,001,930,000 to RMB 2,003,860,000 upon completion of the Bonus Issue | For | 1326000 | 0 | 0 | 0 | |||||
| 4 | Authorize any one Director of the Company to take any action and execute any documents as he thinks necessary or fit to effect and implement the Bonus Issue | For | 1326000 | 0 | 0 | 0 | |||||
| 5 | Amend the Articles of Association of the Company | For | 1326000 | 0 | 0 | 0 | |||||
| DONGFENG MTR GROUP CO LTD | |||||||||||
| Security: | Y21042109 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 18-Jun-2010 | |||||||||
| ISIN | CNE100000312 | Vote Deadline Date: | 10-Jun-2010 | ||||||||
| Agenda | 702408697 | Management | Total Ballot Shares: | 3840000 | |||||||
| Last Vote Date: | 07-Jun-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE "IN FAVOR" OR "AGAINST" FOR ALL RESOLUTIONS. THANK YOU. | None | Non Voting | ||||||||
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20100429 /LTN201004291366.pdf | None | Non Voting | ||||||||
| 3 | Approve the report of the Board of Directors the "Board' of the Company for the YE 31 DEC 2009 | For | 3840000 | 0 | 0 | 0 | |||||
| 4 | Approve the report of the Supervisory Committee of the Company for the YE 31 DEC 2009 | For | 3840000 | 0 | 0 | 0 | |||||
| 5 | Approve the report of the International Auditors and audited financial statements of the Company for the YE 31 DEC 2009 | For | 3840000 | 0 | 0 | 0 | |||||
| 6 | Approve the profit distribution plan of the Company for the YE 31 DEC 2009 and authorize to the Board to deal with all issues relating to the distribution of the final dividend for the year 2009 | For | 3840000 | 0 | 0 | 0 | |||||
| 7 | Authorize the Board to deal with all issues in relation to the Company's distribution of interim dividend for the year 2010 in its absolute discretion including, but not limited to, determining whether to distribute interim dividend for the year 2010 | For | 3840000 | 0 | 0 | 0 | |||||
| 8 | Re-appointment of Ernst & Young as the International Auditors of the Company, and Ernst & Young Hua Ming as the PRC Auditors of the Company for the year 2010 to hold office until the conclusion of the next AGM, and authorize the Board to fix their remuneration | For | 3840000 | 0 | 0 | 0 | |||||
| 9 | Authorize the Board to fix the remuneration of the Directors and the Supervisors of the Company for the year 2010 | For | 3840000 | 0 | 0 | 0 | |||||
| 10 | Authorize the Board to issue, allot and deal with additional shares in the Company not exceeding 20% of each of the existing Domestic Shares and H Shares in issue | For | 0 | 3840000 | 0 | 0 | |||||
| KINGBOARD CHEMICAL HOLDINGS LTD, GEORGE TOWN | |||||||||||
| Security: | G52562140 | Meeting Type: | ExtraOrdinary General Meeting | ||||||||
| Ticker: | Meeting Date: | 21-Jun-2010 | |||||||||
| ISIN | KYG525621408 | Vote Deadline Date: | 16-Jun-2010 | ||||||||
| Agenda | 702456181 | Management | Total Ballot Shares: | 1527000 | |||||||
| Last Vote Date: | 07-Jun-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | None | Non Voting | ||||||||
| 2 | Approve the continuing connected transaction contemplated by the Drill Bits Agreement and the Proposed Annual Caps such terms shall have the meaning as defined in the circular to the shareholders of the Company dated 27 MAY 2010 and authorize any Director of the Company to do, approve and transact all such acts and things as they may in their discretion consider necessary or desirable in connection therewith | For | 1241000 | 0 | 0 | 0 | |||||
| CHINA CONSTR BK CORP | |||||||||||
| Security: | Y1397N101 | Meeting Type: | Class Meeting | ||||||||
| Ticker: | Meeting Date: | 24-Jun-2010 | |||||||||
| ISIN | CNE1000002H1 | Vote Deadline Date: | 14-Jun-2010 | ||||||||
| Agenda | 702453705 | Management | Total Ballot Shares: | 6824000 | |||||||
| Last Vote Date: | 07-Jun-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20100507 /LTN20100507935.pdf | None | Non Voting | ||||||||
| 2 | Approve the proposed Rights Issue of A shares and H shares: type and nominal value of Rights Shares | For | 6824000 | 0 | 0 | 0 | |||||
| 3 | Approve the proposed Rights Issue of A shares and H shares: proportion and number of shares to be issued | For | 6824000 | 0 | 0 | 0 | |||||
| 4 | Approve the proposed Rights Issue of A shares and H shares: subscription price of the Rights Issue | For | 6824000 | 0 | 0 | 0 | |||||
| 5 | Approve the proposed Rights Issue of A shares and H shares: target subscribers | For | 6824000 | 0 | 0 | 0 | |||||
| 6 | Approve the proposed Rights Issue of A shares and H shares: use of proceeds | For | 6824000 | 0 | 0 | 0 | |||||
| 7 | Approve the proposed Rights Issue of A shares and H shares: arrangement for the accumulated undistributed profits of the Bank prior to the Rights Issue | For | 6824000 | 0 | 0 | 0 | |||||
| 8 | Approve the proposed Rights Issue of A shares and H shares: effective period of the resolution | For | 6824000 | 0 | 0 | 0 | |||||
| CHINA CONSTR BK CORP | |||||||||||
| Security: | Y1397N101 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 24-Jun-2010 | |||||||||
| ISIN | CNE1000002H1 | Vote Deadline Date: | 21-Jun-2010 | ||||||||
| Agenda | 702497389 | Management | Total Ballot Shares: | 6824000 | |||||||
| Last Vote Date: | 09-Jun-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | Approve the 2009 report of Board of Directors | For | 6824000 | 0 | 0 | 0 | |||||
| 2 | Approve the 2009 report of Board of Supervisors | For | 6824000 | 0 | 0 | 0 | |||||
| 3 | Approve the 2009 final financial accounts | For | 6824000 | 0 | 0 | 0 | |||||
| 4 | Approve the 2010 fixed assets investment budget | For | 6824000 | 0 | 0 | 0 | |||||
| 5 | Approve the profit distribution plan for 2009 | For | 6824000 | 0 | 0 | 0 | |||||
| 6 | Approve the 2009 final emoluments distribution plan for Directors and Supervisors | For | 6824000 | 0 | 0 | 0 | |||||
| 7 | Approve the appointment of Auditors for 2010 | For | 6824000 | 0 | 0 | 0 | |||||
| 8 | Approve the proposed Rights Issue of A Shares and H Shares: Type and nominal value of Rights Shares | For | 6824000 | 0 | 0 | 0 | |||||
| 9 | Approve the proposed Rights Issue of A Shares and H Shares: Proportion and number of Shares to be issued | For | 6824000 | 0 | 0 | 0 | |||||
| 10 | Approve the proposed Rights Issue of A Shares and H Shares: Subscription Price of the Rights Issue | For | 6824000 | 0 | 0 | 0 | |||||
| 11 | Approve the proposed Rights Issue of A Shares and H Shares: Target subscribers | For | 0 | 0 | 6824000 | 0 | |||||
| 12 | Approve the proposed Rights Issue of A Shares and H Shares: Use of Proceeds | For | 6824000 | 0 | 0 | 0 | |||||
| 13 | Approve the proposed Rights Issue of A Shares and H Shares: Arrangement for the accumulated undistributed profits of the Bank prior to the Rights Issue | For | 6824000 | 0 | 0 | 0 | |||||
| 14 | Approve the proposed Rights Issue of A Shares and H Shares: Effective period of the resolution | For | 6824000 | 0 | 0 | 0 | |||||
| 15 | Approve the authorizations for the Rights Issue of A shares and H shares | For | 6824000 | 0 | 0 | 0 | |||||
| 16 | Approve the feasibility report on the proposed use of proceeds raised from the rights issue of A shares and H shares | For | 6824000 | 0 | 0 | 0 | |||||
| 17 | Approve the report on the use of proceeds from the previous A share issue | For | 6824000 | 0 | 0 | 0 | |||||
| 18 | Approve the mid-term plan of capital management | For | 6824000 | 0 | 0 | 0 | |||||
| 19 | Election of Mr. Guo Shuqing to continue serving as an Executive Director of the Bank | For | 6824000 | 0 | 0 | 0 | |||||
| 20 | Election of Mr. Zhang Jianguo to continue serving as an Executive Director of the Bank | For | 6824000 | 0 | 0 | 0 | |||||
| 21 | Election of Lord Peter Levene to continue serving as an Independent Non-Executive Director of the Bank | For | 6824000 | 0 | 0 | 0 | |||||
| 22 | Election of Dame Jenny Shipley to continue serving as an Independent Non-Executive Director of the Bank | For | 6824000 | 0 | 0 | 0 | |||||
| 23 | Election of Ms. Elaine La Roche to continue serving as an Independent Non-Executive Director of the Bank | For | 6824000 | 0 | 0 | 0 | |||||
| 24 | Election of Mr. Wong Kai-Man to continue serving as an Independent Non-Executive Director of the Bank | For | 6824000 | 0 | 0 | 0 | |||||
| 25 | Election of Ms. Sue Yang to serve as Non-Executive Director of the Bank | For | 6824000 | 0 | 0 | 0 | |||||
| 26 | Election of Mr. Yam Chi Kwong, Joseph to serve as an Independent Non-Executive Director of the Bank | For | 6824000 | 0 | 0 | 0 | |||||
| 27 | Election of Mr. Zhao Xijun to serve as an Independent Non- Executive Director of the Bank | For | 6824000 | 0 | 0 | 0 | |||||
| 28 | Election of Mr. Xie Duyang to continue serving as shareholder representative Supervisor of the Bank | For | 6824000 | 0 | 0 | 0 | |||||
| 29 | Election of Ms. Liu Jin to continue serving as shareholder representative Supervisor of the Bank | For | 6824000 | 0 | 0 | 0 | |||||
| 30 | Election of Mr. Guo Feng to continue serving as External Supervisor of the Bank | For | 6824000 | 0 | 0 | 0 | |||||
| 31 | Election of Mr. Dai Deming to continue serving as External Supervisor of the Bank | For | 6824000 | 0 | 0 | 0 | |||||
| 32 | Election of Mr. Song Fengming to serve as shareholder representative Supervisor of the Bank | For | 6824000 | 0 | 0 | 0 | |||||
| 33 | Election of Mr. Zhu xiaohuang as an Executive Director of the bank | For | 6824000 | 0 | 0 | 0 | |||||
| 34 | Election of Ms. Wang Shumin as an Non-Executive Director of the bank | For | 6824000 | 0 | 0 | 0 | |||||
| 35 | Election of Mr. Wang Yong as an Non-Executive Director of the bank | For | 6824000 | 0 | 0 | 0 | |||||
| 36 | Election of Ms. Li Xiaoling as an Non-Executive Director of the bank | For | 6824000 | 0 | 0 | 0 | |||||
| 37 | Election of Mr. Zhu Zhenmin as an Non-Executive Director of the bank | For | 6824000 | 0 | 0 | 0 | |||||
| 38 | Election of Mr. Lu Xiaoma as an Non-Executive Director of the bank | For | 6824000 | 0 | 0 | 0 | |||||
| 39 | Election of Ms. Chen Yuanling as an Non-Executive Director of the bank | For | 6824000 | 0 | 0 | 0 | |||||
| 40 | Approve the adjustment of items of delegation of authorities by the shareholders' general meeting | For | 0 | 0 | 6824000 | 0 | |||||
| 41 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 680264 DUE TO ADDITION OF RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | Non Voting | ||||||||
| CHINA COAL ENERGY CO LTD | |||||||||||
| Security: | Y1434L100 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 25-Jun-2010 | |||||||||
| ISIN | CNE100000528 | Vote Deadline Date: | 17-Jun-2010 | ||||||||
| Agenda | 702502813 | Management | Total Ballot Shares: | 2615000 | |||||||
| Last Vote Date: | 11-Jun-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 697815 DUE TO ADDITION OF RESOLUTION. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | Non Voting | ||||||||
| 2 | Approve the 2009 report of the Board of Directors of the Company | For | 2615000 | 0 | 0 | 0 | |||||
| 3 | Approve the 2009 report of the supervisory Committee of the Company | For | 2615000 | 0 | 0 | 0 | |||||
| 4 | Approve the 2009 report of the Auditors and the Company's Audited financial statements for the YE 31 DEC 2009 | For | 2615000 | 0 | 0 | 0 | |||||
| 5 | Approve the profit distribution plan for the year 2009 as recommended by the Board of Directors and authorize the Board of Directors to implement such proposal | For | 2615000 | 0 | 0 | 0 | |||||
| 6 | Approve the Company's 2010 capital expenditure budget | For | 2615000 | 0 | 0 | 0 | |||||
| 7 | Approve the 2010 emoluments of Directors and Supervisors of the Company | For | 2615000 | 0 | 0 | 0 | |||||
| 8 | Approve the appointment of Price-water-house-Coopers Zhong Tian CPAs limited Company, as the Company's domestic Auditor and Price-water-house-Coopers, certified public accountants, as the Company's international Auditor for the FY 2010 and authorize the Board of Directors to determine their respective remunerations | For | 2615000 | 0 | 0 | 0 | |||||
| 9 | Amend the Articles of Association and the procedural rules for shareholders' meeting of the Company | For | 2615000 | 0 | 0 | 0 | |||||
| 10 | Approve the general mandate to issue shares of the Company | For | 0 | 2615000 | 0 | 0 | |||||
| 11 | Amend the scope of business operations of the Company in the Articles of Association of the Company | For | 2615000 | 0 | 0 | 0 | |||||
| YANZHOU COAL MNG CO LTD | |||||||||||
| Security: | Y97417102 | Meeting Type: | Class Meeting | ||||||||
| Ticker: | Meeting Date: | 25-Jun-2010 | |||||||||
| ISIN | CNE1000004Q8 | Vote Deadline Date: | 17-Jun-2010 | ||||||||
| Agenda | 702403697 | Management | Total Ballot Shares: | 4778000 | |||||||
| Last Vote Date: | 09-Jun-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'FOR' OR 'AGAINST' ONLY FOR RESOLUTIONS "S.1". THANK YOU. | None | Non Voting | ||||||||
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20100423 /LTN20100423715.pdf | None | Non Voting | ||||||||
| 3 | Approve the mandate on authorizing the Board of Directors to repurchase H Shares of the Company | For | 4081200 | 0 | 0 | 0 | |||||
| YANZHOU COAL MNG CO LTD | |||||||||||
| Security: | Y97417102 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 25-Jun-2010 | |||||||||
| ISIN | CNE1000004Q8 | Vote Deadline Date: | 17-Jun-2010 | ||||||||
| Agenda | 702507534 | Management | Total Ballot Shares: | 4778000 | |||||||
| Last Vote Date: | 11-Jun-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 698813 DUE TO DELETION OF RESOLUTION. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | Non Voting | ||||||||
| 2 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK: http://www.hkexnews.hk/listedco/listconews/sehk/20100423 /LTN20100423637.pdf | None | Non Voting | ||||||||
| 3 | Approve the working report of the Board of Directors of the Company the "Board" for the YE 31 DEC 2009 | For | 4081200 | 0 | 0 | 0 | |||||
| 4 | Approve the working report of the Supervisory Committee of the Company for the YE 31 DEC 2009 | For | 4081200 | 0 | 0 | 0 | |||||
| 5 | Approve the audited financial statements of the Company as at and for the YE 31 DEC 2009 | For | 4081200 | 0 | 0 | 0 | |||||
| 6 | Approve the proposed profit distribution plan of the Company for the YE 31 DEC 2009 and to authorize the Board to distribute an aggregate cash dividend of RMB 1,229.6 million tax inclusive , equivalent to RMB 0.25 tax inclusive per share to the shareholders of the Company | For | 4081200 | 0 | 0 | 0 | |||||
| 7 | Approve the remuneration of the Directors and Supervisors of the Company for the YE 31 DEC 2010 | For | 4081200 | 0 | 0 | 0 | |||||
| 8 | Re-appointment of Grant Thornton and Shine Wing Certified Public Accountants Ltd as the Company's International and PRC Auditors for the year 2010, respectively, until the conclusion of the next AGM and to determine their remuneration arrangements | For | 4081200 | 0 | 0 | 0 | |||||
| 9 | Approve the purchase of liability insurance for the Directors, Supervisors and senior officers of the Company | For | 0 | 0 | 4081200 | 0 | |||||
| 10 | Approve the proposal regarding the expansion of the business scope of Yanzhou Coal Mining Company Limited and amendments to the Articles of Association of the Company | For | 4081200 | 0 | 0 | 0 | |||||
| 11 | Authorize the Board to issue, allot and deal with additional H Shares in the share capital of the Company and to make or grant offers, agreements and options in respect thereof, subject to the following terms: i) such mandate shall not extend beyond the Relevant Period save that the Board may during the Relevant Period make or grant offers, agreements or options which might require the exercise of such powers after the end of the Relevant Period; ii) the number of shares allotted or agreed conditionally or unconditionally to be allotted whether pursuant to an option or otherwise by the Board shall not exceed 20% of the number of H Shares in issue as at the date of the this resolution; and iii) the Board will only exercise its power under such mandate in accordance with the Company Law of the PRC and the Rules Governing the Listing of Securities on the Stock Exchange of Hong Kong Limited as amended from time and only if all necessary approvals from the China Securities Regulatory Commission and/or other relevant PRC government authorities are obtained; "H Shares" means the overseas-listed foreign invested shares in the share capital of the Company with a par value of RMB 1.00 each, and which are held and traded in Hong Kong dollars; Authority expires at the conclusion of the next AGM of the Company following the passing of this resolution or expiration of a 12 month period following the passing of this resolution or the date on which the authority set out in this resolution is revoked or varied by a special resolution of the shareholders of the Company in a general meeting; authorize the Board, contingent on the Directors resolving to issue shares pursuant to this resolution, to approve, execute and do or procure to be executed and done, all such documents, deeds and things as it may consider relevant in connection with the issue of such new shares including, but not limited to, determining the time and place of issue, making all necessary applications to the relevant authorities and entering into an underwriting agreement or any other agreement , to determine the use of proceeds and | For | 0 | 4081200 | 0 | 0 | |||||
| to make all necessary filings and registrations with the relevant PRC, Hong Kong and other authorities, and to make such amendments to the Articles of Association as it thinks fit so as to reflect the increase in registered capital of the Company and to reflect the new share capital structure of the Company under the intended allotment and issue of the shares of the Company pursuant to this resolution | |||||||||||
| 12 | Authorize the Board of the Company, subject to this resolution, to repurchase the issued H shares of the Company on the Hong Kong Stock Exchange, subject to and in accordance with all applicable laws, rules and regulations and/or requirements of the governmental or regulatory body of securities in the PRC, the Hong Kong Stock Exchange or of any other governmental or regulatory body be approved; the aggregate nominal value of H Shares of the Company authorized to be repurchased subject to the approval in this resolution during the Relevant Period shall not exceed 10% of the aggregate nominal value of the issued H Shares of the Company as at the date of the passing of this resolution; i) the passing of a special resolution with the same terms as the resolution set out in this paragraph except for this sub-paragraph (c) (i) at a class meeting for the holders of Domestic Shares of the Company to be held on 25 JUN 2010 or on such adjourned date as may be applicable ; and the class meeting for the holders of H Shares to be held on 25 JUN 2010 or on such adjourned date as may be applicable for such purpose; ii) the approval of the relevant PRC regulatory authorities as may be required by laws, rules and regulations of the PRC being obtained by the Company if appropriate; and iii) the Company not being required by any of its creditors to repay or to provide guarantee in respect of any amount due to any of them or if the Company is so required by any of its creditors, the Company having, in its absolute discretion, repaid or provided guarantee in respect of such amount pursuant to the notification procedure set out in Articles of Association; subject to the approval of all relevant PRC regulatory authorities for the repurchase of such H Shares being granted, the Board be authorized to: i) amend the Articles of Association as it thinks fit so as to reduce the registered share capital of the Company and to reflect the new capital structure of the Company upon the repurchase of H shares of the Company as contemplated in this resolution; and ii) file the amended Articles of Association with the relevant governmental authorities of the PRC; Authority expires at the conclusion of the next AGM or the | For | 4081200 | 0 | 0 | 0 | |||||
| expiration of a 12 month period following the passing of this special resolution or the date on which the authority set out in this special resolution is revoked or varied by a special resolution of the shareholders of the Company in any general meeting or by a special resolution of holders of H shares or holders of domestic shares of the Company at their respective class meetings | |||||||||||
| Guinness Atkinson Global Energy Fund | |||||||||
| Meeting Date Range: 01-Jul-2009 To 30-Jun-2010 | |||||||||
| Selected Accounts | |||||||||
| ALBERTA ENERGY LTD | |||||||||||
| Security: | 292505104 | Meeting Type: | Special General Meeting | ||||||||
| Ticker: | Meeting Date: | 25-Nov-2009 | |||||||||
| ISIN | CA2925051047 | Vote Deadline Date: | 19-Nov-2009 | ||||||||
| Agenda | 702142643 | Management | Total Ballot Shares: | 500 | |||||||
| Last Vote Date: | 13-Nov-2009 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ''IN FAVOR" OR "AGAINST" ONLY FOR ALL RESOLUTIONS. THANK YOU. | None | Non Voting | ||||||||
| 2 | Approve an arrangement pursuant to Section 192 of the Canada Business Corporations Act pursuant to which, among other things, common shareholders of EnCana will receive 1 new common share in EnCana and 1 common share in a new public Company called "Cenovus Energy Inc." in exchange for each common share of EnCana held | For | 500 | 0 | 0 | 0 | |||||
| 3 | Ratify and approve the Employee Stock Option Plan for Cenovus Energy Inc. | For | 500 | 0 | 0 | 0 | |||||
| 4 | Ratify and approve the Shareholder Rights Plan for Cenovus Energy Inc. | For | 0 | 0 | 500 | 0 | |||||
| 5 | Other business | None | Non Voting | ||||||||
| AFREN PLC, LONDON | |||||||||||
| Security: | G01283103 | Meeting Type: | Ordinary General Meeting | ||||||||
| Ticker: | Meeting Date: | 30-Nov-2009 | |||||||||
| ISIN | GB00B0672758 | Vote Deadline Date: | 20-Nov-2009 | ||||||||
| Agenda | 702155082 | Management | Total Ballot Shares: | 4280708 | |||||||
| Last Vote Date: | 13-Nov-2009 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | Authorize the Directors, in addition to any existing authority that may have been conferred by an ordinary resolution passed at the 2009 AGM of the Company, for the purposes of Section 551 of the Companies Act 2006 [the Act], to allot ordinary shares in the Company [ordinary shares] up to an aggregate nominal amount of GBP 1,295,104.79 pursuant to or in connection with the Placing [as defined in circular accompanying this notice of meeting]; [Authority expires the earlier of the allotment of ordinary shares pursuant to the placing and 31 DEC 2009]; save that the Company may before such expiry make any offer or agreement which would or might require ordinary shares to be allotted after such expiry and the Directors may allot ordinary shares in pursuance of any such offer or agreement as if the authority conferred had not expired | For | 99000 | 0 | 0 | 0 | |||||
| 2 | Authorize the Directors, subject to the passing of Resolution 1 above, pursuant to Section 570 and Section 573 of the Act to allot ordinary shares [as specified in Section 560 of the Act] of the Company as if Section 561[1] of the Act disapplying to such allotment provided that such power be limited to the allotment of ordinary shares up to an aggregate nominal amount of GBP 1,295,104.79 pursuant to or connection with the placing [as defined in circular accompanying this notice of meeting] [Authority expires the earlier of the allotment of ordinary shares pursuant to the placing and 31 DEC 2009], save that the Company may, at any time before the expiry of such power make any offer or enter into any agreement which would or might require ordinary shares to be allotted after the expiry of such power and the Directors may allot ordinary shares in pursuance of any such offer or agreement as if such power conferred had not expired | For | 99000 | 0 | 0 | 0 | |||||
| 3 | Authorize the Directors, subject to admission [as specified in the Prospectus] and in addition to the authority conferred by Resolution 1 but in substitution for any authority that may have been granted for the purposes of Section 80 of the Companies Act 1985 by an ordinary resolution passed at the 2009 AGM of the Company, with effect from admission, in accordance with Section 551 of the Act to allot shares in the Company and to grant rights to subscribe for or convert any security into shares in the Company: up to a nominal amount of GBP 2,962,826.92; and comprising equity securities [as specified in Section 560 of the Act] up to a nominal amount GBP 5,925,653.84 [including within such limit any shares and rights to subscribe for or convert any security into shares allotted under this resolution] in connection with an offer by way of a rights issue: to ordinary shareholders in proportion [as nearly as may be practicable] to their existing holdings; and to holders of other equity securities as required by the rights of those securities or as the Directors otherwise, considers necessary, and so that the Board may impose any limits or restrictions and make any arrangements which it considers necessary or appropriate to deal with treasury shares, fractional entitlements, record dates, legal, regulatory or practical problems in, or under the laws of, any territory or any other matter; [Authority expires the earlier of the conclusion of the Company's 2010 AGM and 10 SEP 2010]; the Company may make offers and enter into agreements during the relevant period which would, or might, require shares to be allotted or rights to subscribe for or convert securities into shares to be granted after the authority ends and the Directors may allot shares or grant rights to subscribe for or convert securities into shares under any such offer or agreement as if the authority had not ended | For | 99000 | 0 | 0 | 0 | |||||
| 4 | Authorize the Directors, subject to Resolution 3 being passed and subject to admission, to allot equity securities [as specified in Section 560 of the Act] for cash under the authority given by that resolution, and/or where the allotment is treated as an allotment of equity securities under Section 560[2][b] of the Act, free of the restriction in section 561[1] of the Act, such power to be limited: a] to the allotment of equity securities in connection with an offer of equity securities [but in the case of the authority granted under Resolution 3, by way of a rights issue only]: i] to ordinary shareholders in proportion [as nearly as may be practicable] to their existing holdings; and ii] to holders of | For | 99000 | 0 | 0 | 0 | |||||
| other equity securities, as required by the rights of those securities or as the Board otherwise considers necessary and so that the Directors may impose any limits or restrictions and make any arrangements which it considers necessary or appropriate to deal with treasury shares, fractional, entitlements, record dates, legal, regulatory or practical problems in, or under the laws of, any territory or any other matter; and in the case of the authority granted under Resolution 3 and/or in the case of any transfer of treasury shares which is treated as an allotment of equity securities under Section 560[2][b] of the Act, to the allotment [otherwise than under this resolution] of equity securities up to a nominal amount of GBP 444,424.03; [Authority expires the earlier of the conclusion of the Company's 2010 AGM and 10 SEP 2010], save that the Directors may before such expiry make offers, and enter into agreements, which would, or might, require equity securities to be allotted after the power ends and the Directors may allot equity securities under any such offer or agreement as if the power had not ended | |||||||||||
| 5 | Approve that the general meeting of the Company, other than an AGM of the Company, may be called on not less than 14 clear days' notice | For | 99000 | 0 | 0 | 0 | |||||
| 6 | Amend the Company's current Articles of Association [current Articles] by deleting all provisions of the Company's Memorandum of Association which, by virtue of Section 28 of the Act, are to be treated as provisions of the Company's Current Articles; and adopt the new Articles of Association of the Company [New Articles] as specified, as the Company's New Articles in substitution for and to the exclusion of the Current Articles | For | 99000 | 0 | 0 | 0 | |||||
| SHANDONG MOLONG PETROLEUM MACHINERY CO LTD, SHOUGU | |||||||||||
| Security: | Y76819112 | Meeting Type: | Class Meeting | ||||||||
| Ticker: | Meeting Date: | 28-Mar-2010 | |||||||||
| ISIN | CNE1000001N1 | Vote Deadline Date: | 18-Mar-2010 | ||||||||
| Agenda | 702235258 | Management | Total Ballot Shares: | 91478 | |||||||
| Last Vote Date: | 16-Mar-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | Approve the extension of the validity period of Item 1 of the special resolutions which were contained in the notice of the EGM of the Company's circular dated 17 NOV 2008, i.e. the validity period of the relevant Resolutions for the proposed A Shares issue, to 27 MAR 2011 | For | 91478 | 0 | 0 | 0 | |||||
| SHANDONG MOLONG PETROLEUM MACHINERY CO LTD, SHOUGU | |||||||||||
| Security: | Y76819112 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 28-Mar-2010 | |||||||||
| ISIN | CNE1000001N1 | Vote Deadline Date: | 18-Mar-2010 | ||||||||
| Agenda | 702235690 | Management | Total Ballot Shares: | 91478 | |||||||
| Last Vote Date: | 16-Mar-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE "IN FAVOR" OR "AGAINST" FOR ALL RESOLUTIONS. THANK YOU. | None | Non Voting | ||||||||
| 2 | Approve the report of the Board for the YE 31 DEC 2009 | For | 91478 | 0 | 0 | 0 | |||||
| 3 | Approve the report of the Supervisory Committee for the YE 31 DEC 2009 | For | 91478 | 0 | 0 | 0 | |||||
| 4 | Approve the consolidated Audited Financial Statements of the Company and the report of the Auditors for the YE 31 DEC 2009 | For | 91478 | 0 | 0 | 0 | |||||
| 5 | Approve the declaration by the Board of a final dividend of RMB 0.12 per share [inclusive of applicable tax] for the YE 31 DEC 2009, payable to each Shareholder whose name appears on the Company's register of Members as at 28 MAR 2010 and to pay on or before 14 MAY 2010 and authorize the Directors to take any necessary actions required under the applicable laws and regulations in connection hereto | For | 91478 | 0 | 0 | 0 | |||||
| 6 | Re-appoint Deloitte Touche Tohmatsu and Deloitte Touche Tohmatsu CPA Ltd. as the Company's Hong Kong Auditors and PRC Auditors respectively for the year ending 31 DEC 2010 and authorize the Board to determine their remuneration | For | 91478 | 0 | 0 | 0 | |||||
| 7 | Re-elect Mr. Zhang Enrong as an Executive Directors and authorize the Board to determine his remuneration | For | 91478 | 0 | 0 | 0 | |||||
| 8 | Re-elect Mr. Zhang Yunsan as an Executive Directors and authorize the Board to determine his remuneration | For | 91478 | 0 | 0 | 0 | |||||
| 9 | Re-elect Mr. Lin Fulong as an Executive Directors and authorize the Board to determine his remuneration | For | 91478 | 0 | 0 | 0 | |||||
| 10 | Re-elect Mr. Xie Xincang as an Executive Directors and authorize the Board to determine his remuneration | For | 91478 | 0 | 0 | 0 | |||||
| 11 | Re-elect Mr. Chau Shing Yim, David as an Independent Non-Executive Director and authorize the Board to determine his remuneration | For | 91478 | 0 | 0 | 0 | |||||
| 12 | Authorize the Board, an unconditional general mandate to allot, issue and deal with additional shares in the capital of the Company, whether domestic shares or H shares, and to make or grant offers or agreements in respect thereof, subject to the following conditions: (a) such mandate shall not extend beyond the relevant period save that the Board may during the relevant period make or grant offers or agreements which might require the exercise of such powers after the end of the relevant period; (b) the aggregate nominal amount of shares allotted or agreed conditionally or unconditionally to be allotted [whether pursuant to an option or otherwise] by the Board otherwise than pursuant to any scrip dividends or similar arrangement providing for the allotment of such shares in lieu of the whole or part of a dividend on such shares or any share option scheme adopted by the Company and in accordance with the Articles of Association, shall not exceed: (i) in case of domestic shares, 20% of the aggregate nominal amount of domestic shares in issue; and (ii) in case of H Shares, 20% of the aggregate nominal amount of H Shares in issue, in each case as at the date of passing of this resolution; and (c) the Board will only exercise its power under such mandate in accordance with the Company Law of the PRC and the listing rules [as the same may be amended from time to time] and only if all necessary approvals from the China Securities Regulatory Commission and/or other relevant PRC governmental authorities are obtained; [Authority expires earlier of the conclusion of the next AGM of the Company or 12-months]; to issue Shares pursuant to this resolution, (a) to approve, execute and do or procure to be executed and done all such documents and matters which it may consider necessary in connection with the issue of such new shares, including but not limited to the time, quantity and place for such issue, to make all necessary applications to the relevant authorities, and to enter into underwriting agreement(s) or any other agreement(s); (b) to determine the use of proceeds and to make necessary filings and registration with the relevant authorities in the PRC, and/or Hong Kong and any other places and jurisdictions (as appropriate); (c) to increase the registered capital of the Company and make any | For | 0 | 0 | 91478 | 0 | |||||
| amendments to the Articles of Association in accordance with such increase and to register the increased capital with the relevant authorities in the PRC and/or Hong Kong and any other places and jurisdictions (as appropriate) so as to reflect the new capital and/or share capital structure of the Company resulting from the intended allotment and issue of the shares of the Company pursuant to this resolution | |||||||||||
| 13 | Approve the extension of the validity period of item 1 of the special resolutions which were contained in the notice of the EGM of the Company's circular dated 17 NOV 2008, i.e. the validity period of the relevant resolutions for the proposed A Shares issue, to 27 MAR 2011 | For | 91478 | 0 | 0 | 0 | |||||
| BP PLC, LONDON | |||||||||||
| Security: | G12793108 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 15-Apr-2010 | |||||||||
| ISIN | GB0007980591 | Vote Deadline Date: | 09-Apr-2010 | ||||||||
| Agenda | 702293539 | Management | Total Ballot Shares: | 356785 | |||||||
| Last Vote Date: | 30-Mar-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | To receive the report of the Directors and the accounts for the year ended 31 December 2009 | For | 356785 | 0 | 0 | 0 | |||||
| 2 | To approve the Directors remuneration report for the year ended 31 December 2009 | For | 356785 | 0 | 0 | 0 | |||||
| 3 | To elect Mr. P Anderson as a Director | For | 356785 | 0 | 0 | 0 | |||||
| 4 | To elect Mr. A Burgmans as a Director | For | 356785 | 0 | 0 | 0 | |||||
| 5 | To re-elect Mrs C B Carroll as a Director | For | 356785 | 0 | 0 | 0 | |||||
| 6 | To re-elect Sir William Castell as a Director | For | 356785 | 0 | 0 | 0 | |||||
| 7 | To re-elect Mr I C Conn as a Director | For | 356785 | 0 | 0 | 0 | |||||
| 8 | To re-elect Mr G David as a Director | For | 356785 | 0 | 0 | 0 | |||||
| 9 | To re-elect Mr I E L Davis as a Director | For | 356785 | 0 | 0 | 0 | |||||
| 10 | To re-elect Mr R Dudely as a Director | For | 356785 | 0 | 0 | 0 | |||||
| 11 | To re-elect Mr D J Flint as a Director | For | 356785 | 0 | 0 | 0 | |||||
| 12 | To re-elect Dr B E Grote as a Director | For | 356785 | 0 | 0 | 0 | |||||
| 13 | To re-elect Dr A B Hayward as a Director | For | 356785 | 0 | 0 | 0 | |||||
| 14 | To re-elect Mr A G Inglis as a Director | For | 356785 | 0 | 0 | 0 | |||||
| 15 | To re-elect Dr D S Julius as a Director | For | 356785 | 0 | 0 | 0 | |||||
| 16 | To re-elect C-H Svanberg as a Director | For | 356785 | 0 | 0 | 0 | |||||
| 17 | To reappoint Ernst & young LLP as Auditors from the conclusion of this meeting until the conclusion of the next general meeting before which accounts are laid and to authorize the Directors to fix the Auditors remuneration | For | 356785 | 0 | 0 | 0 | |||||
| 18 | To adopt as the new Articles of Association of the Company the draft Articles of Association set out in the document produced to the Meeting and, for the purposes of identification, signed by the chairman, so the new Articles of Association apply in substitution for and to the exclusion of the Company's existing Articles of Association | For | 356785 | 0 | 0 | 0 | |||||
| 19 | To authorize the Company generally and unconditionally to make market purchases (as defined in Section 693(4) of the Companies Act 2006) of ordinary shares with nominal value of GBP 0.25 each in the Company, provided that: a) the Company does not purchase under this authority more than 1.9 billion ordinary shares; b) the Company does not pay less than GBP 0.25 for each share; and c) the Company does not pay more for each share than 5% over the average of the middle market price of the ordinary shares for the five business days immediately preceding the date on which the Company agrees to buy the shares concerned , based on share prices and currency exchange rates published in the daily Official List of the London Stock Exchange; this authority shall continue for the period ending on the date of the Annual General Meeting in 2011 or 15 July 2011, whichever is the earlier, provided that, if the Company has agreed before this date to purchase ordinary shares where these purchases will or may be executed after the authority terminates (either wholly or in part), the Company may complete such purchases | For | 356785 | 0 | 0 | 0 | |||||
| 20 | To renew, for the period ending on the date on the Annual General Meeting in 2011 or 15 July, whichever is the earlier, the authority and power conferred on the Directors by the Company's Articles of Association to allow relevant securities up to an aggregate nominal amount equal to the Section 551 amount (or, is resolution 18 is not passed, equal to the Section 80 amount) of GBP 3,143 million | For | 356785 | 0 | 0 | 0 | |||||
| 21 | To renew, for the period ending on the date on the Annual General Meeting in 2011 or 15 July, whichever is the earlier, the authority and power conferred on the Directors by the company's Articles of Association to allow equity securities wholly for cash: a) in connection with a right issue; b) otherwise than in connection with rights issue up to an aggregate nominal amount equal to the Section 561 amount (or, is resolution 18 is not passed, equal to the Section 80 amount) of USD 236 million | For | 356785 | 0 | 0 | 0 | |||||
| 22 | To authorize the calling of General Meetings of the Company (not being an Annual General Meeting) by notice of at least 14 clear days | For | 356785 | 0 | 0 | 0 | |||||
| 23 | To approve the renewal of the BP Executive Directors Incentive Plan (the plan), a copy of which is produced to the Meeting initiated by the chairman for the purpose of identification, for a further five years, and to authorize the Directors to do all acts and things that they may consider necessary or expedient to carry the Plan into effect | For | 356785 | 0 | 0 | 0 | |||||
| 24 | Subject to the passing of Resolution 18, to authorize the Directors in accordance with Article 142 of the new Articles of Association to offer the holders of ordinary shares of the Company, to the extent and in the manner determined by the Directors, the right to elect(in whole part), to receive new ordinary shares (credited as fully paid) instead of cash, in respect of any dividend as may be declared by the Directors from time to time provided that the authority conferred by this Resolution shall expire prior to the conclusion of the Annual General Meeting to be held in 2015 | For | 356785 | 0 | 0 | 0 | |||||
| 25 | PLEASE NOTE THAT THIS IS A SHAREHOLDER PROPOSAL: Group members requisitioned the circulation of the specified special resolution under the provision of Section 338 of the Companies Act 2006. the supporting statement, supplied by the requisitions together with the board response, is set out in Appendix 4 ;that in order to address our concerns for the long term success of the Company arising from the risks associated with the Sunrise SAGD Project, we as Shareholders of the Company direct that the Audit Committee or a risk Committee of the Board commissions and reviews a report setting out the assumptions made by the Company in deciding to proceed with the Sunrise Project regarding future carbon prices, oil price volatility, demand for oil, anticipated regulation of greenhouse gas emissions and legal and reputational risks arising from local environmental damage and impairment of traditional livelihoods. The findings of the report and review should be reported to investors in the Business Review section of the Company s Annual Report presented to the Annual General Meeting in 2011 | Against | 0 | 356785 | 0 | 0 | |||||
| 26 | PLEASE BE ADVISED THAT PROPOSAL #S.25 IS A SHAREHOLDER PROPOSAL. THE MANAGEMENT RECOMMENDATION FOR THIS RESOLUTION IS AGAINST. | None | Non Voting | ||||||||
| 27 | FOR ADDITIONAL INFORMATION ON THE BELOW PLEASE COPY AND PASTE THE LINK INTO YOUR INTERNET BROWSER: Resolution 1: Annual Report and Accounts http://www.bp.com/extendedsectiongenericarticle.do?categ oryId=9021605&contentId=7040949 | None | Non Voting | ||||||||
| 28 | FOR ADDITIONAL INFORMATION ON THE BELOW PLEASE COPY AND PASTE THE LINK INTO YOUR INTERNET BROWSER: Resolution 2: Directors remuneration report and Resolution 23: Approval of the Executive Directors Incentive Plan http://www.bp.com/subsection.do?categoryId=9027659&co ntentId=7050551 | None | Non Voting | ||||||||
| 29 | FOR ADDITIONAL INFORMATION ON THE BELOW PLEASE COPY AND PASTE THE LINK INTO YOUR INTERNET BROWSER: Resolution 18: New Articles of Association http://www.bp.com/liveassets/bp_internet/globalbp/globalbp _uk_english/set_branch/set_investors/STAGING/local_asset s/downloads/pdf/IC_AGM_articles_of_association_track_cha nges.pdf | None | Non Voting | ||||||||
| 30 | FOR ADDITIONAL INFORMATION ON THE BELOW PLEASE COPY AND PASTE THE LINK INTO YOUR INTERNET BROWSER: Resolution 24: Scrip dividend http://www.bp.com/sectiongenericarticle.do?categoryId=903 2416&contentId=7059476 | None | Non Voting | ||||||||
| 31 | FOR ADDITIONAL INFORMATION ON THE BELOW PLEASE COPY AND PASTE THE LINK INTO YOUR INTERNET BROWSER: Resolution 25: Shareholder Resolution on oil sands http://www.bp.com/oilsands | None | Non Voting | ||||||||
| 32 | FOR ADDITIONAL INFORMATION ON THE BELOW PLEASE COPY AND PASTE THE LINK INTO YOUR INTERNET BROWSER: BP AGM downloads http://www.bp.com/sectiongenericarticle.do?categoryId=903 2417&contentId=7059465 | None | Non Voting | ||||||||
| PATTERSON-UTI ENERGY, INC. | |||||||||||
| Security: | 703481101 | Meeting Type: | Annual | ||||||||
| Ticker: | PTEN | Meeting Date: | 26-Apr-2010 | ||||||||
| ISIN | US7034811015 | Vote Deadline Date: | 23-Apr-2010 | ||||||||
| Agenda | 933201408 | Management | Total Ballot Shares: | 127570 | |||||||
| Last Vote Date: | 16-Mar-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | DIRECTOR | For | |||||||||
| MARK S. SIEGEL | 127570 | 0 | 0 | 0 | |||||||
| KENNETH N. BERNS | 127570 | 0 | 0 | 0 | |||||||
| CHARLES O. BUCKNER | 127570 | 0 | 0 | 0 | |||||||
| CURTIS W. HUFF | 127570 | 0 | 0 | 0 | |||||||
| TERRY H. HUNT | 127570 | 0 | 0 | 0 | |||||||
| KENNETH R. PEAK | 127570 | 0 | 0 | 0 | |||||||
| CLOYCE A. TALBOTT | 127570 | 0 | 0 | 0 | |||||||
| 2 | APPROVE AN AMENDMENT TO PATTERSON-UTI'S 2005 LONG-TERM INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE UNDER THE PLAN. | For | 127570 | 0 | 0 | 0 | |||||
| 3 | RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF PATTERSON-UTI FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | For | 127570 | 0 | 0 | 0 | |||||
| 4 | IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED TO VOTE UPON SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING OR ANY AND ALL ADJOURNMENTS OR POSTPONEMENTS THEREOF. | None | 127570 | 0 | 0 | 0 | |||||
| NEXEN INC | |||||||||||
| Security: | 65334H102 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 27-Apr-2010 | |||||||||
| ISIN | CA65334H1029 | Vote Deadline Date: | 21-Apr-2010 | ||||||||
| Agenda | 702311654 | Management | Total Ballot Shares: | 132321 | |||||||
| Last Vote Date: | 31-Mar-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS "1.1 TO 1.12 AND 2". THANK YOU. | None | Non Voting | ||||||||
| 2 | Receive the audited consolidated financial statements for the YE 31 DEC 2009 and the Auditor's report on those statements | None | Non Voting | ||||||||
| 3 | Election of W.B. Berry as a Director | For | 132321 | 0 | 0 | 0 | |||||
| 4 | Election of R.G. Bertram as a Director | For | 132321 | 0 | 0 | 0 | |||||
| 5 | Election of D.G. Flanagan as a Director | For | 132321 | 0 | 0 | 0 | |||||
| 6 | Election of S.B. Jackson as a Director | For | 132321 | 0 | 0 | 0 | |||||
| 7 | Election of K.J. Jenkins as a Director | For | 132321 | 0 | 0 | 0 | |||||
| 8 | Election of A.A. McLellan as a Director | For | 132321 | 0 | 0 | 0 | |||||
| 9 | Election of E.P. Newell as a Director | For | 132321 | 0 | 0 | 0 | |||||
| 10 | Election of T.C. O'Neill as a Director | For | 132321 | 0 | 0 | 0 | |||||
| 11 | Election of M.F. Romanow as a Director | For | 132321 | 0 | 0 | 0 | |||||
| 12 | Election of F.M. Saville as a Director | For | 132321 | 0 | 0 | 0 | |||||
| 13 | Election of J.M. Willson as a Director | For | 132321 | 0 | 0 | 0 | |||||
| 14 | Election of V.J. Zaleschuk as a Director | For | 132321 | 0 | 0 | 0 | |||||
| 15 | Appoint Deloitte & Touche LLp as the Independent Auditors for 2010 | For | 132321 | 0 | 0 | 0 | |||||
| 16 | Any other business | None | Non Voting | ||||||||
| NOBLE ENERGY, INC. | |||||||||||
| Security: | 655044105 | Meeting Type: | Annual | ||||||||
| Ticker: | NBL | Meeting Date: | 27-Apr-2010 | ||||||||
| ISIN | US6550441058 | Vote Deadline Date: | 26-Apr-2010 | ||||||||
| Agenda | 933216827 | Management | Total Ballot Shares: | 41135 | |||||||
| Last Vote Date: | 12-Apr-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | ELECTION OF DIRECTOR: JEFFREY L. BERENSON | For | 41135 | 0 | 0 | 0 | |||||
| 2 | ELECTION OF DIRECTOR: MICHAEL A. CAWLEY | For | 41135 | 0 | 0 | 0 | |||||
| 3 | ELECTION OF DIRECTOR: EDWARD F. COX | For | 41135 | 0 | 0 | 0 | |||||
| 4 | ELECTION OF DIRECTOR: CHARLES D. DAVIDSON | For | 41135 | 0 | 0 | 0 | |||||
| 5 | ELECTION OF DIRECTOR: THOMAS J. EDELMAN | For | 41135 | 0 | 0 | 0 | |||||
| 6 | ELECTION OF DIRECTOR: ERIC P. GRUBMAN | For | 41135 | 0 | 0 | 0 | |||||
| 7 | ELECTION OF DIRECTOR: KIRBY L. HEDRICK | For | 41135 | 0 | 0 | 0 | |||||
| 8 | ELECTION OF DIRECTOR: SCOTT D. URBAN | For | 41135 | 0 | 0 | 0 | |||||
| 9 | ELECTION OF DIRECTOR: WILLIAM T. VAN KLEEF | For | 41135 | 0 | 0 | 0 | |||||
| 10 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT AUDITOR. | For | 41135 | 0 | 0 | 0 | |||||
| MARATHON OIL CORPORATION | |||||||||||
| Security: | 565849106 | Meeting Type: | Annual | ||||||||
| Ticker: | MRO | Meeting Date: | 28-Apr-2010 | ||||||||
| ISIN | US5658491064 | Vote Deadline Date: | 27-Apr-2010 | ||||||||
| Agenda | 933201838 | Management | Total Ballot Shares: | 101100 | |||||||
| Last Vote Date: | 16-Mar-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | ELECTION OF DIRECTOR: GREGORY H. BOYCE | For | 101100 | 0 | 0 | 0 | |||||
| 2 | ELECTION OF DIRECTOR: CLARENCE P. CAZALOT, JR. | For | 101100 | 0 | 0 | 0 | |||||
| 3 | ELECTION OF DIRECTOR: DAVID A. DABERKO | For | 101100 | 0 | 0 | 0 | |||||
| 4 | ELECTION OF DIRECTOR: WILLIAM L. DAVIS | For | 101100 | 0 | 0 | 0 | |||||
| 5 | ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON | For | 101100 | 0 | 0 | 0 | |||||
| 6 | ELECTION OF DIRECTOR: PHILIP LADER | For | 101100 | 0 | 0 | 0 | |||||
| 7 | ELECTION OF DIRECTOR: CHARLES R. LEE | For | 101100 | 0 | 0 | 0 | |||||
| 8 | ELECTION OF DIRECTOR: MICHAEL E.J. PHELPS | For | 101100 | 0 | 0 | 0 | |||||
| 9 | ELECTION OF DIRECTOR: DENNIS H. REILLEY | For | 101100 | 0 | 0 | 0 | |||||
| 10 | ELECTION OF DIRECTOR: SETH E. SCHOFIELD | For | 101100 | 0 | 0 | 0 | |||||
| 11 | ELECTION OF DIRECTOR: JOHN W. SNOW | For | 101100 | 0 | 0 | 0 | |||||
| 12 | ELECTION OF DIRECTOR: THOMAS J. USHER | For | 101100 | 0 | 0 | 0 | |||||
| 13 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITOR FOR 2010 | For | 101100 | 0 | 0 | 0 | |||||
| 14 | STOCKHOLDER PROPOSAL TO AMEND OUR BY-LAWS TO LOWER THE THRESHOLD FOR STOCKHOLDERS TO CALL SPECIAL MEETINGS | Against | 0 | 0 | 101100 | 0 | |||||
| 15 | STOCKHOLDER PROPOSAL TO ADOPT A POLICY FOR RATIFICATION AND APPROVAL OF EXECUTIVE COMPENSATION POLICIES AND PRACTICES | Against | 0 | 0 | 101100 | 0 | |||||
| OPTI CANADA INC | |||||||||||
| Security: | 68383K109 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 29-Apr-2010 | |||||||||
| ISIN | CA68383K1093 | Vote Deadline Date: | 23-Apr-2010 | ||||||||
| Agenda | 702295711 | Management | Total Ballot Shares: | 199198 | |||||||
| Last Vote Date: | 31-Mar-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'WITHHOLD' FOR RESOLUTION NUMERS "1.1 TO 1.6 AND 2". THANK YOU. | None | Non Voting | ||||||||
| 2 | To receive the financial statements of the Corporation for the FYE 31 DEC 2009, together with the report of the Auditors | None | Non Voting | ||||||||
| 3 | Election of Ian W. Delaney as a Director of the Corporation | For | 199198 | 0 | 0 | 0 | |||||
| 4 | Election of Charles L. Dunlap as a Director of the Corporation | For | 199198 | 0 | 0 | 0 | |||||
| 5 | Election of Edythe Dee Marcoux as a Director of the Corporation | For | 199198 | 0 | 0 | 0 | |||||
| 6 | Election of Christopher Slubicki as a Director of the Corporation | For | 199198 | 0 | 0 | 0 | |||||
| 7 | Election of James M. Stanford as a Director of the Corporation | For | 199198 | 0 | 0 | 0 | |||||
| 8 | Election of Bruce Waterman as a Director of the Corporation | For | 199198 | 0 | 0 | 0 | |||||
| 9 | Appointment of PricewaterhouseCoopers LLP as the Auditors of the Corporation | For | 199198 | 0 | 0 | 0 | |||||
| 10 | Transact such other business | None | Non Voting | ||||||||
| REPSOL YPF SA | |||||||||||
| Security: | E8471S130 | Meeting Type: | Ordinary General Meeting | ||||||||
| Ticker: | Meeting Date: | 29-Apr-2010 | |||||||||
| ISIN | ES0173516115 | Vote Deadline Date: | 21-Apr-2010 | ||||||||
| Agenda | 702313761 | Management | Total Ballot Shares: | 144900 | |||||||
| Last Vote Date: | 31-Mar-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | Approve the annual accounts and management report of Repsol ypf and consolidated group of 2009 | For | 144900 | 0 | 0 | 0 | |||||
| 2 | Approve the Management Board Member of 2009 | For | 144900 | 0 | 0 | 0 | |||||
| 3 | Approve to modify the Article 9 | For | 144900 | 0 | 0 | 0 | |||||
| 4 | Approve to modify the Article 12 BIS | For | 144900 | 0 | 0 | 0 | |||||
| 5 | Approve to modify the Article 22 | For | 144900 | 0 | 0 | 0 | |||||
| 6 | Approve to modify the Article 3, Section 3.5 | For | 144900 | 0 | 0 | 0 | |||||
| 7 | Approve to modify the Article 9, Section 9.2 | For | 144900 | 0 | 0 | 0 | |||||
| 8 | Re-election of Ms. Paulina Beato Blanco as a Board Member | For | 144900 | 0 | 0 | 0 | |||||
| 9 | Re-election of Mr. Artur Carulla Font as a Board Member | For | 144900 | 0 | 0 | 0 | |||||
| 10 | Re-election of Mr. Javier Echenique Landiribar as a Board Member | For | 144900 | 0 | 0 | 0 | |||||
| 11 | Re-election of Pemex Internacional Espana, Sociedad Anonima as a Board Member | For | 144900 | 0 | 0 | 0 | |||||
| 12 | Appointment, ratify and re-election of Mr. Henri Philippe Reichstul as a | For | 144900 | 0 | 0 | 0 | |||||
| 13 | Appointment of the Auditors | For | 144900 | 0 | 0 | 0 | |||||
| 14 | Authorize to purchase own shares | For | 144900 | 0 | 0 | 0 | |||||
| 15 | Approve the delegation, in the Board Member, the faculty to increase the social capital | For | 144900 | 0 | 0 | 0 | |||||
| 16 | Approve the delegation of powers | For | 144900 | 0 | 0 | 0 | |||||
| 17 | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A SECOND CALL ON 30 APR 2010. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. | None | Non Voting | ||||||||
| VALERO ENERGY CORPORATION | |||||||||||
| Security: | 91913Y100 | Meeting Type: | Annual | ||||||||
| Ticker: | VLO | Meeting Date: | 29-Apr-2010 | ||||||||
| ISIN | US91913Y1001 | Vote Deadline Date: | 28-Apr-2010 | ||||||||
| Agenda | 933203731 | Management | Total Ballot Shares: | 167899 | |||||||
| Last Vote Date: | 12-Apr-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | ELECTION OF DIRECTOR: RUBEN M. ESCOBEDO | For | 167899 | 0 | 0 | 0 | |||||
| 2 | ELECTION OF DIRECTOR: BOB MARBUT | For | 167899 | 0 | 0 | 0 | |||||
| 3 | ELECTION OF DIRECTOR: ROBERT A. PROFUSEK | For | 167899 | 0 | 0 | 0 | |||||
| 4 | RATIFY THE APPOINTMENT OF KPMG LLP AS VALERO ENERGY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | For | 167899 | 0 | 0 | 0 | |||||
| 5 | RE-APPROVE THE 2005 OMNIBUS STOCK INCENTIVE PLAN. | For | 167899 | 0 | 0 | 0 | |||||
| 6 | VOTE ON AN ADVISORY RESOLUTION TO RATIFY THE 2009 COMPENSATION OF THE NAMED EXECUTIVE OFFICERS LISTED IN THE PROXY STATEMENT'S SUMMARY COMPENSATION TABLE. | For | 167899 | 0 | 0 | 0 | |||||
| 7 | VOTE ON A STOCKHOLDER PROPOSAL ENTITLED, "IMPACT OF VALERO'S OPERATIONS ON RAINFOREST SUSTAINABILITY." | Against | 0 | 167899 | 0 | 0 | |||||
| 8 | VOTE ON A STOCKHOLDER PROPOSAL ENTITLED, "DISCLOSURE OF POLITICAL CONTRIBUTIONS/TRADE ASSOCIATIONS." | Against | 0 | 167899 | 0 | 0 | |||||
| 9 | VOTE ON A STOCKHOLDER PROPOSAL ENTITLED, "STOCK RETENTION BY EXECUTIVES." | Against | 0 | 167899 | 0 | 0 | |||||
| SUNCOR ENERGY INC | |||||||||||
| Security: | 867224107 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 04-May-2010 | |||||||||
| ISIN | CA8672241079 | Vote Deadline Date: | 28-Apr-2010 | ||||||||
| Agenda | 702281786 | Management | Total Ballot Shares: | 98576 | |||||||
| Last Vote Date: | 16-Mar-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE "IN FAVOR" OR ''ABSTAIN" ONLY FOR RESOLUTION NUMBERS "1.1 TO 1.14" AND "2". THANK YOU | None | Non Voting | ||||||||
| 2 | To elect the Directors of the Corporation to hold office until the close of the next annual meeting | None | Non Voting | ||||||||
| 3 | Election of Mel E. Benson as a Director | For | 98576 | 0 | 0 | 0 | |||||
| 4 | Election of Brian A. Canfield as a Director | For | 98576 | 0 | 0 | 0 | |||||
| 5 | Election of Dominic D'Alessandro as a Director | For | 98576 | 0 | 0 | 0 | |||||
| 6 | Election of John T. Ferguson as a Director | For | 98576 | 0 | 0 | 0 | |||||
| 7 | Election of W. Douglas Ford as a Director | For | 98576 | 0 | 0 | 0 | |||||
| 8 | Election of Richard L. George as a Director | For | 98576 | 0 | 0 | 0 | |||||
| 9 | Election of Paul Haseldonckx as a Director | For | 98576 | 0 | 0 | 0 | |||||
| 10 | Election of John R. Huff as a Director | For | 98576 | 0 | 0 | 0 | |||||
| 11 | Election of Jacques Lamarre as a Director | For | 98576 | 0 | 0 | 0 | |||||
| 12 | Election of Brian F. MacNeill as a Director | For | 98576 | 0 | 0 | 0 | |||||
| 13 | Election of Maureen McCaw as a Director | For | 98576 | 0 | 0 | 0 | |||||
| 14 | Election of Michael W.O'Brien as a Director | For | 98576 | 0 | 0 | 0 | |||||
| 15 | Election of James W. Simpson as a Director | For | 98576 | 0 | 0 | 0 | |||||
| 16 | Election of Eira Thomas as a Director | For | 98576 | 0 | 0 | 0 | |||||
| 17 | Re-appointment of PricewaterhouseCoopers LLP as an Auditor for the ensuing year and authorize the directors to fix their remuneration | For | 98576 | 0 | 0 | 0 | |||||
| 18 | Transact any other business | None | Non Voting | ||||||||
| DRAGON OIL PLC | |||||||||||
| Security: | G2828W132 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 05-May-2010 | |||||||||
| ISIN | IE0000590798 | Vote Deadline Date: | 29-Apr-2010 | ||||||||
| Agenda | 702364477 | Management | Total Ballot Shares: | 243750 | |||||||
| Last Vote Date: | 04-May-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | Receive and approve the Directors' report and financial statements for the YE 31 DEC 2009 | For | 243750 | 0 | 0 | 0 | |||||
| 2 | Re-elect Mr. Ahmad Sharaf as a Director, who retires in accordance with the Articles of Association | For | 243750 | 0 | 0 | 0 | |||||
| 3 | Re-elect Mr. Saeed Al Mazrooei as a Director, who retires in accordance with the Articles of Association | For | 243750 | 0 | 0 | 0 | |||||
| 4 | Receive and approve the Directors remuneration report for the YE 31 DEC 2009 | For | 243750 | 0 | 0 | 0 | |||||
| 5 | Authorize the Directors to fix the remuneration of the Auditors in respect of the period expiring at the next AGM of the Company | For | 243750 | 0 | 0 | 0 | |||||
| 6 | Approve, for the purposes of Section 140 of the Companies Act 1963, that the AGM in 2011 and, if there shall be any EGM before such meeting, such EGM or meetings shall be held at such place as may be determined by the Directors | For | 243750 | 0 | 0 | 0 | |||||
| 7 | Approve, a general meeting, other than an AGM and other than a meeting called for the passing of a Special Resolution, may be called on not less than 14 days notice in accordance with the Articles of Association of the Company | For | 243750 | 0 | 0 | 0 | |||||
| 8 | Authorize the Directors to allot equity securities | For | 243750 | 0 | 0 | 0 | |||||
| 9 | Grant authority to repurchase the Company's shares | For | 243750 | 0 | 0 | 0 | |||||
| HESS CORPORATION | |||||||||||
| Security: | 42809H107 | Meeting Type: | Annual | ||||||||
| Ticker: | HES | Meeting Date: | 05-May-2010 | ||||||||
| ISIN | US42809H1077 | Vote Deadline Date: | 04-May-2010 | ||||||||
| Agenda | 933214152 | Management | Total Ballot Shares: | 51743 | |||||||
| Last Vote Date: | 04-May-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | DIRECTOR | For | |||||||||
| N.F. BRADY | 51743 | 0 | 0 | 0 | |||||||
| G.P. HILL | 51743 | 0 | 0 | 0 | |||||||
| T.H. KEAN | 51743 | 0 | 0 | 0 | |||||||
| F.A. OLSON | 51743 | 0 | 0 | 0 | |||||||
| 2 | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR ENDING DECEMBER 31, 2010. | For | 51743 | 0 | 0 | 0 | |||||
| 3 | APPROVAL OF AMENDMENT TO 2008 LONG-TERM INCENTIVE PLAN TO INCREASE SHARES AVAILABLE FOR AWARD BY 8 MILLION SHARES. | For | 51743 | 0 | 0 | 0 | |||||
| 4 | STOCKHOLDER PROPOSAL REQUESTING THE COMPANY TO PROVIDE A REPORT ON POLITICAL SPENDING AND POLICIES. | Against | 0 | 0 | 51743 | 0 | |||||
| UNIT CORPORATION | |||||||||||
| Security: | 909218109 | Meeting Type: | Annual | ||||||||
| Ticker: | UNT | Meeting Date: | 05-May-2010 | ||||||||
| ISIN | US9092181091 | Vote Deadline Date: | 04-May-2010 | ||||||||
| Agenda | 933208591 | Management | Total Ballot Shares: | 61997 | |||||||
| Last Vote Date: | 04-May-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | DIRECTOR | For | |||||||||
| WILLIAM B. MORGAN | 61997 | 0 | 0 | 0 | |||||||
| JOHN H. WILLIAMS | 61997 | 0 | 0 | 0 | |||||||
| LARRY D. PINKSTON | 61997 | 0 | 0 | 0 | |||||||
| 2 | APPROVE THE UNIT CORPORATION 2000 NON- EMPLOYEE DIRECTORS STOCK OPTION PLAN AS AMENDED AND RESTATED MAY 29, 2009. | For | 61997 | 0 | 0 | 0 | |||||
| 3 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT PUBLIC ACCOUNTING FIRM FOR THE YEAR 2010. | For | 61997 | 0 | 0 | 0 | |||||
| APACHE CORPORATION | |||||||||||
| Security: | 037411105 | Meeting Type: | Annual | ||||||||
| Ticker: | APA | Meeting Date: | 06-May-2010 | ||||||||
| ISIN | US0374111054 | Vote Deadline Date: | 05-May-2010 | ||||||||
| Agenda | 933215065 | Management | Total Ballot Shares: | 28709 | |||||||
| Last Vote Date: | 04-May-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | ELECTION OF DIRECTOR: EUGENE C. FIEDOREK | For | 28709 | 0 | 0 | 0 | |||||
| 2 | ELECTION OF DIRECTOR: PATRICIA ALBJERG GRAHAM | For | 28709 | 0 | 0 | 0 | |||||
| 3 | ELECTION OF DIRECTOR: F.H. MERELLI | For | 28709 | 0 | 0 | 0 | |||||
| 4 | RATIFICATION OF ERNST & YOUNG AS APACHE'S INDEPENDENT AUDITORS. | For | 28709 | 0 | 0 | 0 | |||||
| CANADIAN NAT RES LTD | |||||||||||
| Security: | 136385101 | Meeting Type: | MIX | ||||||||
| Ticker: | Meeting Date: | 06-May-2010 | |||||||||
| ISIN | CA1363851017 | Vote Deadline Date: | 30-Apr-2010 | ||||||||
| Agenda | 702316414 | Management | Total Ballot Shares: | 43900 | |||||||
| Last Vote Date: | 12-Apr-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTIONS "3 AND 4" AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS "1.1 TO 1.11 AND 2". THANK YOU. | None | Non Voting | ||||||||
| 2 | To receive the annual report of the Corporation to the shareholders, the consolidated financial statements, and the report of the Auditors, for the FYE 31 DEC 2009 | None | Non Voting | ||||||||
| 3 | Election of Catherine M. Best as a Director of the Corporation for the | For | 43900 | 0 | 0 | 0 | |||||
| 4 | Election of N. Murray Edwards as a Director of the Corporation for the | For | 43900 | 0 | 0 | 0 | |||||
| 5 | Election of Honourable Gary A. Filmon as a Director of the Corporation for | For | 43900 | 0 | 0 | 0 | |||||
| 6 | Election of Ambassador Gordon D. Giffin as a Director of the Corporation for | For | 43900 | 0 | 0 | 0 | |||||
| 7 | Election of Steve W. Laut as a Director of the Corporation for the ensuing | For | 43900 | 0 | 0 | 0 | |||||
| 8 | Election of Keith A. J. MacPhail as a Director of the Corporation for the | For | 43900 | 0 | 0 | 0 | |||||
| 9 | Election of Allan P. Markin as a Director of the Corporation for the ensuing | For | 43900 | 0 | 0 | 0 | |||||
| 10 | Election of Honourable Frank J. McKenna as a Director of the Corporation for | For | 43900 | 0 | 0 | 0 | |||||
| 11 | Election of James S. Palmer as a Director of the Corporation for the ensuing | For | 43900 | 0 | 0 | 0 | |||||
| 12 | Election of Eldon R. Smith as a Director of the Corporation for the ensuing | For | 43900 | 0 | 0 | 0 | |||||
| 13 | Election of David A. Tuer as a Director of the Corporation for the ensuing | For | 43900 | 0 | 0 | 0 | |||||
| 14 | Appointment of PricewaterhouseCoopers LLP, Chartered Accountants, Calgary, | For | 43900 | 0 | 0 | 0 | |||||
| 15 | Authorize the Corporation to amend its Articles to subdivide each issued and outstanding common share of the Corporation on a two-for-one basis as specified | For | 43900 | 0 | 0 | 0 | |||||
| 16 | Amend the Corporation's amended, compiled and restated employee Stock Option Plan as specified | For | 0 | 0 | 43900 | 0 | |||||
| 17 | Transact such other business | None | 0 | 0 | 43900 | 0 | |||||
| NEWFIELD EXPLORATION COMPANY | |||||||||||
| Security: | 651290108 | Meeting Type: | Annual | ||||||||
| Ticker: | NFX | Meeting Date: | 07-May-2010 | ||||||||
| ISIN | US6512901082 | Vote Deadline Date: | 06-May-2010 | ||||||||
| Agenda | 933207791 | Management | Total Ballot Shares: | 60486 | |||||||
| Last Vote Date: | 04-May-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | ELECTION OF DIRECTOR: LEE K. BOOTHBY | For | 60486 | 0 | 0 | 0 | |||||
| 2 | ELECTION OF DIRECTOR: PHILIP J. BURGUIERES | For | 60486 | 0 | 0 | 0 | |||||
| 3 | ELECTION OF DIRECTOR: PAMELA J. GARDNER | For | 60486 | 0 | 0 | 0 | |||||
| 4 | ELECTION OF DIRECTOR: JOHN RANDOLPH KEMP III | For | 60486 | 0 | 0 | 0 | |||||
| 5 | ELECTION OF DIRECTOR: J. MICHAEL LACEY | For | 60486 | 0 | 0 | 0 | |||||
| 6 | ELECTION OF DIRECTOR: JOSEPH H. NETHERLAND | For | 60486 | 0 | 0 | 0 | |||||
| 7 | ELECTION OF DIRECTOR: HOWARD H. NEWMAN | For | 60486 | 0 | 0 | 0 | |||||
| 8 | ELECTION OF DIRECTOR: THOMAS G. RICKS | For | 60486 | 0 | 0 | 0 | |||||
| 9 | ELECTION OF DIRECTOR: JUANITA F. ROMANS | For | 60486 | 0 | 0 | 0 | |||||
| 10 | ELECTION OF DIRECTOR: C.E. (CHUCK) SHULTZ | For | 60486 | 0 | 0 | 0 | |||||
| 11 | ELECTION OF DIRECTOR: J. TERRY STRANGE | For | 60486 | 0 | 0 | 0 | |||||
| 12 | PROPOSAL TO APPROVE THE NEWFIELD EXPLORATION COMPANY 2010 EMPLOYEE STOCK PURCHASE PLAN. | For | 60486 | 0 | 0 | 0 | |||||
| 13 | PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2010. | For | 60486 | 0 | 0 | 0 | |||||
| SWIFT ENERGY COMPANY | |||||||||||
| Security: | 870738101 | Meeting Type: | Annual | ||||||||
| Ticker: | SFY | Meeting Date: | 11-May-2010 | ||||||||
| ISIN | US8707381013 | Vote Deadline Date: | 10-May-2010 | ||||||||
| Agenda | 933221602 | Management | Total Ballot Shares: | 66000 | |||||||
| Last Vote Date: | 04-May-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | DIRECTOR | For | |||||||||
| GREG MATIUK | 66000 | 0 | 0 | 0 | |||||||
| BRUCE H. VINCENT | 66000 | 0 | 0 | 0 | |||||||
| 2 | TO AMEND THE FIRST AMENDED AND RESTATED SWIFT ENERGY COMPANY 2005 STOCK COMPENSATION PLAN. | For | 66000 | 0 | 0 | 0 | |||||
| 3 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS SWIFT ENERGY COMPANY'S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | For | 66000 | 0 | 0 | 0 | |||||
| CONOCOPHILLIPS | |||||||||||
| Security: | 20825C104 | Meeting Type: | Annual | ||||||||
| Ticker: | COP | Meeting Date: | 12-May-2010 | ||||||||
| ISIN | US20825C1045 | Vote Deadline Date: | 11-May-2010 | ||||||||
| Agenda | 933218617 | Management | Total Ballot Shares: | 62428 | |||||||
| Last Vote Date: | 04-May-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | ELECTION OF DIRECTOR: RICHARD L. ARMITAGE | For | 62428 | 0 | 0 | 0 | |||||
| 2 | ELECTION OF DIRECTOR: RICHARD H. AUCHINLECK | For | 62428 | 0 | 0 | 0 | |||||
| 3 | ELECTION OF DIRECTOR: JAMES E. COPELAND, JR. | For | 62428 | 0 | 0 | 0 | |||||
| 4 | ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN | For | 62428 | 0 | 0 | 0 | |||||
| 5 | ELECTION OF DIRECTOR: RUTH R. HARKIN | For | 62428 | 0 | 0 | 0 | |||||
| 6 | ELECTION OF DIRECTOR: HAROLD W. MCGRAW III | For | 62428 | 0 | 0 | 0 | |||||
| 7 | ELECTION OF DIRECTOR: JAMES J. MULVA | For | 62428 | 0 | 0 | 0 | |||||
| 8 | ELECTION OF DIRECTOR: ROBERT A. NIBLOCK | For | 62428 | 0 | 0 | 0 | |||||
| 9 | ELECTION OF DIRECTOR: HARALD J. NORVIK | For | 62428 | 0 | 0 | 0 | |||||
| 10 | ELECTION OF DIRECTOR: WILLIAM K. REILLY | For | 62428 | 0 | 0 | 0 | |||||
| 11 | ELECTION OF DIRECTOR: BOBBY S. SHACKOULS | For | 62428 | 0 | 0 | 0 | |||||
| 12 | ELECTION OF DIRECTOR: VICTORIA J. TSCHINKEL | For | 62428 | 0 | 0 | 0 | |||||
| 13 | ELECTION OF DIRECTOR: KATHRYN C. TURNER | For | 62428 | 0 | 0 | 0 | |||||
| 14 | ELECTION OF DIRECTOR: WILLIAM E. WADE, JR. | For | 62428 | 0 | 0 | 0 | |||||
| 15 | PROPOSAL TO RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS CONOCOPHILLIPS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | For | 62428 | 0 | 0 | 0 | |||||
| 16 | BOARD RISK MANAGEMENT OVERSIGHT | Against | 0 | 0 | 62428 | 0 | |||||
| 17 | GREENHOUSE GAS REDUCTION | Against | 0 | 0 | 62428 | 0 | |||||
| 18 | OIL SANDS DRILLING | Against | 0 | 0 | 62428 | 0 | |||||
| 19 | LOUISIANA WETLANDS | Against | 0 | 0 | 62428 | 0 | |||||
| 20 | FINANCIAL RISKS OF CLIMATE CHANGE | Against | 0 | 0 | 62428 | 0 | |||||
| 21 | TOXIC POLLUTION REPORT | Against | 0 | 0 | 62428 | 0 | |||||
| 22 | GENDER EXPRESSION NON-DISCRIMINATION | Against | 0 | 0 | 62428 | 0 | |||||
| 23 | POLITICAL CONTRIBUTIONS | Against | 0 | 0 | 62428 | 0 | |||||
| FALKLAND OIL AND GAS LTD, STANLEY, FALKLAND ISLAND | |||||||||||
| Security: | P3984C100 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 12-May-2010 | |||||||||
| ISIN | FK00B030JM18 | Vote Deadline Date: | 04-May-2010 | ||||||||
| Agenda | 702335147 | Management | Total Ballot Shares: | 3931855 | |||||||
| Last Vote Date: | 04-May-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | Receive and adopt the report of the Directors and the audited accounts for the period ended 31 DEC 2009, together with the reports of the Auditors | For | 54128 | 0 | 0 | 0 | |||||
| 2 | Re-elect David Hudd as a Director, who retires by rotation in accordance with Article 92 of the Company's Articles of Association | For | 54128 | 0 | 0 | 0 | |||||
| 3 | Re-appoint BDO LLP as the Auditors and authorize the Directors to fix their remuneration | For | 54128 | 0 | 0 | 0 | |||||
| 4 | Approve to increase the authorized share capital of the Company from GBP 3,900 to GBP 4,900 by the creation of 50,000,000 ordinary shares of 0.002 pence each in the capital of the Company | For | 54128 | 0 | 0 | 0 | |||||
| FOREST OIL CORPORATION | |||||||||||
| Security: | 346091705 | Meeting Type: | Annual | ||||||||
| Ticker: | FST | Meeting Date: | 12-May-2010 | ||||||||
| ISIN | US3460917053 | Vote Deadline Date: | 11-May-2010 | ||||||||
| Agenda | 933219227 | Management | Total Ballot Shares: | 56500 | |||||||
| Last Vote Date: | 06-May-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | DIRECTOR | For | |||||||||
| LOREN K. CARROLL | 56500 | 0 | 0 | 0 | |||||||
| PATRICK R. MCDONALD | 56500 | 0 | 0 | 0 | |||||||
| RAYMOND I. WILCOX | 56500 | 0 | 0 | 0 | |||||||
| 2 | PROPOSAL TO APPROVE AN AMENDMENT TO THE FOREST OIL CORPORATION 2007 STOCK INCENTIVE PLAN TO (I) ADD 4,000,000 SHARES AVAILABLE FOR ISSUANCE, (II) FURTHER RESTRICT THE ABILITY OF FOREST TO REPRICE OR EXCHANGE UNDERWATER OPTIONS OR STOCK APPRECIATION RIGHTS, (III) PROHIBIT PAYMENTS IN CONNECTION WITH A CORPORATE CHANGE PRIOR TO THE CORPORATE CHANGE | For | 56500 | 0 | 0 | 0 | |||||
| 3 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS FOREST'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2010. | For | 56500 | 0 | 0 | 0 | |||||
| HELIX ENERGY SOLUTIONS GROUP, INC. | |||||||||||
| Security: | 42330P107 | Meeting Type: | Annual | ||||||||
| Ticker: | HLX | Meeting Date: | 12-May-2010 | ||||||||
| ISIN | US42330P1075 | Vote Deadline Date: | 11-May-2010 | ||||||||
| Agenda | 933217184 | Management | Total Ballot Shares: | 163280 | |||||||
| Last Vote Date: | 06-May-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | DIRECTOR | For | |||||||||
| OWEN KRATZ | 163280 | 0 | 0 | 0 | |||||||
| JOHN V. LOVOI | 163280 | 0 | 0 | 0 | |||||||
| BERNARD J. DUROC-DANNER | 163280 | 0 | 0 | 0 | |||||||
| 2 | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2010. | For | 163280 | 0 | 0 | 0 | |||||
| PIONEER NATURAL RESOURCES COMPANY | |||||||||||
| Security: | 723787107 | Meeting Type: | Annual | ||||||||
| Ticker: | PXD | Meeting Date: | 14-May-2010 | ||||||||
| ISIN | US7237871071 | Vote Deadline Date: | 13-May-2010 | ||||||||
| Agenda | 933217300 | Management | Total Ballot Shares: | 43520 | |||||||
| Last Vote Date: | 06-May-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | DIRECTOR | For | |||||||||
| ANDREW D. LUNDQUIST | 43520 | 0 | 0 | 0 | |||||||
| CHARLES E. RAMSEY, JR. | 43520 | 0 | 0 | 0 | |||||||
| FRANK A. RISCH | 43520 | 0 | 0 | 0 | |||||||
| 2 | RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS | For | 43520 | 0 | 0 | 0 | |||||
| 3 | STOCKHOLDER PROPOSAL RELATING TO MAJORITY VOTING FOR DIRECTORS | None | 43520 | 0 | 0 | 0 | |||||
| TRANSOCEAN, LTD. | |||||||||||
| Security: | H8817H100 | Meeting Type: | Annual | ||||||||
| Ticker: | RIG | Meeting Date: | 14-May-2010 | ||||||||
| ISIN | CH0048265513 | Vote Deadline Date: | 13-May-2010 | ||||||||
| Agenda | 933218338 | Management | Total Ballot Shares: | 37291 | |||||||
| Last Vote Date: | 06-May-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | APPROVAL OF THE 2009 ANNUAL REPORT, THE CONSOLIDATED FINANCIAL STATEMENTS OF TRANSOCEAN LTD. FOR FISCAL YEAR 2009. | For | 37291 | 0 | 0 | 0 | |||||
| 2 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS & EXECUTIVE OFFICERS FROM LIABILITY FOR ACTIVITIES DURING FISCAL YEAR 2009. | For | 37291 | 0 | 0 | 0 | |||||
| 3 | APPROPRIATION OF AVAILABLE EARNINGS FOR FISCAL YEAR 2009 TO BE CARRIED FORWARD. | For | 37291 | 0 | 0 | 0 | |||||
| 4 | CHANGE OF THE COMPANY'S PLACE OF INCORPORATION IN SWITZERLAND. | For | 37291 | 0 | 0 | 0 | |||||
| 5 | RENEWAL OF THE COMPANY'S AUTHORIZED SHARE CAPITAL. | For | 37291 | 0 | 0 | 0 | |||||
| 6 | DISTRIBUTION TO SHAREHOLDERS IN THE FORM OF A PAR VALUE REDUCTION. | For | 37291 | 0 | 0 | 0 | |||||
| 7 | AMENDMENTS TO THE ARTICLES OF ASSOCIATION TO REFLECT THE SWISS FEDERAL ACT ON INTERMEDIATED SECURITIES. | For | 37291 | 0 | 0 | 0 | |||||
| 8 | ELECTION OF DIRECTOR: STEVEN L. NEWMAN. | For | 37291 | 0 | 0 | 0 | |||||
| 9 | REELECTION OF DIRECTOR: THOMAS W. CASON. | For | 37291 | 0 | 0 | 0 | |||||
| 10 | REELECTION OF DIRECTOR: ROBERT M. SPRAGUE. | For | 37291 | 0 | 0 | 0 | |||||
| 11 | REELECTION OF DIRECTOR: J. MICHAEL TALBERT. | For | 37291 | 0 | 0 | 0 | |||||
| 12 | REELECTION OF DIRECTOR: JOHN L. WHITMIRE. | For | 37291 | 0 | 0 | 0 | |||||
| 13 | APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2010. | For | 37291 | 0 | 0 | 0 | |||||
| TRANSOCEAN, LTD. | |||||||||||
| Security: | H8817H100 | Meeting Type: | Annual | ||||||||
| Ticker: | RIG | Meeting Date: | 14-May-2010 | ||||||||
| ISIN | CH0048265513 | Vote Deadline Date: | 13-May-2010 | ||||||||
| Agenda | 933265868 | Management | Total Ballot Shares: | 41591 | |||||||
| Last Vote Date: | 13-May-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | APPROVAL OF THE 2009 ANNUAL REPORT, THE CONSOLIDATED FINANCIAL STATEMENTS OF TRANSOCEAN LTD. FOR FISCAL YEAR 2009. | For | 41591 | 0 | 0 | 0 | |||||
| 2 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS & EXECUTIVE OFFICERS FROM LIABILITY FOR ACTIVITIES DURING FISCAL YEAR 2009. | For | 41591 | 0 | 0 | 0 | |||||
| 3 | APPROPRIATION OF AVAILABLE EARNINGS FOR FISCAL YEAR 2009 TO BE CARRIED FORWARD. | For | 41591 | 0 | 0 | 0 | |||||
| 4 | CHANGE OF THE COMPANY'S PLACE OF INCORPORATION IN SWITZERLAND. | For | 41591 | 0 | 0 | 0 | |||||
| 5 | RENEWAL OF THE COMPANY'S AUTHORIZED SHARE CAPITAL. | For | 41591 | 0 | 0 | 0 | |||||
| 6 | DISTRIBUTION TO SHAREHOLDERS IN THE FORM OF A PAR VALUE REDUCTION. | For | 41591 | 0 | 0 | 0 | |||||
| 7 | AMENDMENTS TO THE ARTICLES OF ASSOCIATION TO REFLECT THE SWISS FEDERAL ACT ON INTERMEDIATED SECURITIES. | For | 41591 | 0 | 0 | 0 | |||||
| 8 | ELECTION OF DIRECTOR: STEVEN L. NEWMAN. | For | 41591 | 0 | 0 | 0 | |||||
| 9 | REELECTION OF DIRECTOR: THOMAS W. CASON. | For | 41591 | 0 | 0 | 0 | |||||
| 10 | REELECTION OF DIRECTOR: ROBERT M. SPRAGUE. | For | 41591 | 0 | 0 | 0 | |||||
| 11 | REELECTION OF DIRECTOR: J. MICHAEL TALBERT. | For | 41591 | 0 | 0 | 0 | |||||
| 12 | REELECTION OF DIRECTOR: JOHN L. WHITMIRE. | For | 41591 | 0 | 0 | 0 | |||||
| 13 | APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2010. | For | 41591 | 0 | 0 | 0 | |||||
| ANADARKO PETROLEUM CORPORATION | |||||||||||
| Security: | 032511107 | Meeting Type: | Annual | ||||||||
| Ticker: | APC | Meeting Date: | 18-May-2010 | ||||||||
| ISIN | US0325111070 | Vote Deadline Date: | 17-May-2010 | ||||||||
| Agenda | 933231160 | Management | Total Ballot Shares: | 29670 | |||||||
| Last Vote Date: | 06-May-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | ELECTION OF DIRECTOR: H. PAULETT EBERHART | For | 29670 | 0 | 0 | 0 | |||||
| 2 | ELECTION OF DIRECTOR: PRESTON M. GEREN III | For | 29670 | 0 | 0 | 0 | |||||
| 3 | ELECTION OF DIRECTOR: JAMES T. HACKETT | For | 29670 | 0 | 0 | 0 | |||||
| 4 | RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS. | For | 29670 | 0 | 0 | 0 | |||||
| 5 | STOCKHOLDER PROPOSAL - AMENDMENT TO NON- DISCRIMINATION POLICY. | Against | 0 | 29670 | 0 | 0 | |||||
| 6 | STOCKHOLDER PROPOSAL - AMENDMENT TO BY- LAWS: REIMBURSEMENT OF PROXY EXPENSES. | Against | 0 | 29670 | 0 | 0 | |||||
| ROYAL DUTCH SHELL PLC | |||||||||||
| Security: | G7690A100 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 18-May-2010 | |||||||||
| ISIN | GB00B03MLX29 | Vote Deadline Date: | 05-May-2010 | ||||||||
| Agenda | 702361217 | Management | Total Ballot Shares: | 416199 | |||||||
| Last Vote Date: | 04-May-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | Receive the Company's annual accounts for the FYE 31 DEC 2009, together with the Directors' report and the Auditors' report on those accounts | For | 121671 | 0 | 0 | 0 | |||||
| 2 | Approve the remuneration report for the YE 31 DEC 2009, set out in the annual report and accounts 2009 and summarized in the annual review and Summary financial Statements 2009 | For | 121671 | 0 | 0 | 0 | |||||
| 3 | Appointment of Charles O. Holliday as a Director of the Company with effect from 01 SEP 2010 | For | 121671 | 0 | 0 | 0 | |||||
| 4 | Re-appointment of Josef Ackermann as a Director of the Company | For | 121671 | 0 | 0 | 0 | |||||
| 5 | Re-appointment of Malcolm Brinded as a Director of the Company | For | 121671 | 0 | 0 | 0 | |||||
| 6 | Re-appointment Simon Henry as a Director of the Company | For | 121671 | 0 | 0 | 0 | |||||
| 7 | Re-appointment Lord Kerr of Kinlochard as a Director of the Company | For | 121671 | 0 | 0 | 0 | |||||
| 8 | Re-appointment Wim Kok as a Director of the Company | For | 121671 | 0 | 0 | 0 | |||||
| 9 | Re-appointment of Nick Land as a Director of the Company | For | 121671 | 0 | 0 | 0 | |||||
| 10 | Re-appointment of Christine Morin-Postel as a Director of the Company | For | 121671 | 0 | 0 | 0 | |||||
| 11 | Re-appointment of Jorma Ollila as a Director of the Company | For | 121671 | 0 | 0 | 0 | |||||
| 12 | Re-appointment of Jeroen van der Veer as a Director of the Company | For | 121671 | 0 | 0 | 0 | |||||
| 13 | Re-appointment of Peter Voser as a Director of the Company | For | 121671 | 0 | 0 | 0 | |||||
| 14 | Re-appointment of Hans Wijers as a Director of the Company | For | 121671 | 0 | 0 | 0 | |||||
| 15 | Re-appointment of PricewaterhouseCoopers LLP as the Auditors of the Company | For | 121671 | 0 | 0 | 0 | |||||
| 16 | Authorize the Board to settle the remuneration of the Auditors for 2010 | For | 121671 | 0 | 0 | 0 | |||||
| 17 | Authorize the Board, in substitution for all subsisting authorities, to allot shares in the Company and to grant rights to subscribe for or convert any security into shares in the Company up to a nominal amount of EUR 145 million; [Authority expires at the earlier of the end of next year's AGM or the close of business on 18 AUG 2011]; but, in each case, during this period the Company may make offers and enter into agreements which would, or might, require shares to be allotted or rights to subscribe for or convert securities into shares to be granted after the authority ends and the Board may allot shares or grant rights to subscribe for or convert securities into shares under any such offer or agreement as if the authority had not ended | For | 121671 | 0 | 0 | 0 | |||||
| 18 | Authorize the Board, that if Resolution 17 is passed, to allot equity securities (as defined in the Companies Act 2006) for cash under the authority given by that resolution and/or to sell ordinary shares held by the Company as treasury shares for cash as if Section 561 of the Companies Act 2006 did not apply to any such allotment or sale, such power to be limited: (A) to the allotment of equity securities and sale of treasury shares for cash in connection with an offer of, or invitation to apply for, equity securities: (i) to ordinary shareholders in proportion (as nearly as may be practicable) to their existing holdings; and (ii) to holders of other equity securities, as required by the rights of those securities or, as the Board otherwise considers necessary, and so that the Board may impose any limits or restrictions and make any arrangements which it considers necessary or appropriate to deal with treasury shares, fractional entitlements, record dates, or legal or practical problems arising in any overseas territory, the requirements of any regulatory body or stock exchange or any other matter whatsoever; and (B) in the case of the authority granted under Resolution 17 and/or in the case of any sale of treasury shares for cash, to the allotment (otherwise than under paragraph (A) above) of equity securities or sale of treasury shares up to a nominal amount of EUR 21 million; [Authority expires at the earlier of the end of next year's | For | 121671 | 0 | 0 | 0 | |||||
| AGM or the close of business on 18 AUG 2011]; but, in each case, during this period the Company may make offers and enter into agreements which would, or might, require equity securities to be allotted (and treasury shares to be sold) after the power ends, and the Board may allot equity securities (and sell treasury shares) under any such offer or agreement as if the power had not ended | |||||||||||
| 19 | Authorize the Company, for the purposes of Section 701 of the Companies Act 2006 to make one or more market purchases (as defined in Section 693(4) of the Companies Act 2006) of its ordinary shares of EUR 0.07 each ("Ordinary Shares"), such power to be limited: (A) to a maximum number of 624 million Ordinary Shares; (B) by the condition that the minimum price which may be paid for an Ordinary Share is EUR 0.07 and the maximum price which may be paid for an Ordinary Share is the higher of: (i) an amount equal to 5% above the average market value of an Ordinary Share for the five business days immediately preceding the day on which that Ordinary Share is contracted to be purchased; and (ii) the higher of the price of the last independent trade and the highest current independent bid on the trading venues where the purchase is carried out, in each case, exclusive of expenses; [Authority expires at the earlier of the end of next year's AGM or the close of business on 18 AUG 2011]; but in each case so that the Company may enter into a contract to purchase Ordinary Shares which will or may be completed or executed wholly or partly after the power ends and the Company may purchase Ordinary Shares pursuant to any such contract as if the power had not ended | For | 121671 | 0 | 0 | 0 | |||||
| 20 | Authorize the Directors, pursuant Article 129 of the Company's Articles of Association, to offer ordinary shareholders (excluding any shareholder holding shares as treasury shares) the right to choose to receive extra ordinary shares, credited as fully paid up, instead of some or all of any cash dividend or dividends which may be declared or paid at any time after the date of the passing of this resolution and prior to or on 18 MAY 2015 | For | 121671 | 0 | 0 | 0 | |||||
| 21 | Authorize the Company, in accordance with Section 366 of the Companies Act 2006 and in substitution for any previous authorities given to the Company (and its subsidiaries), (and all companies that are subsidiaries of the Company at any time during the period for which this resolution has effect) to: (A) make political donations to political organisations other than political parties not | For | 0 | 121671 | 0 | 0 | |||||
| exceeding GBP 200,000 in total per annum; and (B) incur political expenditure not exceeding GBP 200,000 in total per annum; [Authority expires at the earlier of beginning with the date of the passing of this resolution and ending on 30 JUN 2011 or at the conclusion of the next AGM of the Company]; in this resolution, the terms "political donation", "political parties", "political organisation" and "political expenditure" have the meanings given to them by Sections 363 to 365 of the Companies Act 2006 | |||||||||||
| 22 | Amend the Articles of Association of the Company by deleting all the provisions of the Company's Memorandum of Association which, by virtue of Section 28 of the Companies Act 2006, are to be treated as provisions of the Company's Articles of Association; and adopt the Articles of Association of the Company produced to the meeting and as specified, in substitution for, and to the exclusion of, the existing Articles of Association | For | 121671 | 0 | 0 | 0 | |||||
| 23 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Approve in order to address our concerns for the long term success of the Company arising from the risks associated with oil sands, we as shareholders of the Company direct that the Audit Committee or a Risk Committee of the Board commissions and reviews a report setting out the assumptions made by the Company in deciding to proceed with oil sands projects regarding future carbon prices, oil price volatility, demand for oil, anticipated regulation of greenhouse gas emissions and legal and reputational risks arising from local environmental damage and impairment of traditional livelihoods the findings of the report and review should be reported to investors in the Business Review section of the Company's Annual Report presented to the AGM in 2011 | Against | 0 | 0 | 121671 | 0 | |||||
| HALLIBURTON COMPANY | |||||||||||
| Security: | 406216101 | Meeting Type: | Annual | ||||||||
| Ticker: | HAL | Meeting Date: | 19-May-2010 | ||||||||
| ISIN | US4062161017 | Vote Deadline Date: | 18-May-2010 | ||||||||
| Agenda | 933223668 | Management | Total Ballot Shares: | 100800 | |||||||
| Last Vote Date: | 06-May-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | ELECTION OF DIRECTOR: A.M. BENNETT | For | 100800 | 0 | 0 | 0 | |||||
| 2 | ELECTION OF DIRECTOR: J.R. BOYD | For | 100800 | 0 | 0 | 0 | |||||
| 3 | ELECTION OF DIRECTOR: M. CARROLL | For | 100800 | 0 | 0 | 0 | |||||
| 4 | ELECTION OF DIRECTOR: N.K. DICCIANI | For | 100800 | 0 | 0 | 0 | |||||
| 5 | ELECTION OF DIRECTOR: S.M. GILLIS | For | 100800 | 0 | 0 | 0 | |||||
| 6 | ELECTION OF DIRECTOR: J.T. HACKETT | For | 100800 | 0 | 0 | 0 | |||||
| 7 | ELECTION OF DIRECTOR: D.J. LESAR | For | 100800 | 0 | 0 | 0 | |||||
| 8 | ELECTION OF DIRECTOR: R.A. MALONE | For | 100800 | 0 | 0 | 0 | |||||
| 9 | ELECTION OF DIRECTOR: J.L. MARTIN | For | 100800 | 0 | 0 | 0 | |||||
| 10 | ELECTION OF DIRECTOR: D.L. REED | For | 100800 | 0 | 0 | 0 | |||||
| 11 | PROPOSAL FOR RATIFICATION OF THE SELECTION OF AUDITORS. | For | 100800 | 0 | 0 | 0 | |||||
| 12 | PROPOSAL ON HUMAN RIGHTS POLICY. | Against | 0 | 0 | 100800 | 0 | |||||
| 13 | PROPOSAL ON POLITICAL CONTRIBUTIONS. | Against | 0 | 0 | 100800 | 0 | |||||
| 14 | PROPOSAL ON EXECUTIVE COMPENSATION POLICIES. | Against | 0 | 100800 | 0 | 0 | |||||
| 15 | PROPOSAL ON SPECIAL SHAREOWNER MEETINGS. | Against | 0 | 0 | 100800 | 0 | |||||
| STATOIL ASA | |||||||||||
| Security: | R4446E112 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 19-May-2010 | |||||||||
| ISIN | NO0010096985 | Vote Deadline Date: | 11-May-2010 | ||||||||
| Agenda | 702386271 | Management | Total Ballot Shares: | 1058911 | |||||||
| Last Vote Date: | 06-May-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | None | Non Voting | ||||||||
| 2 | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR YOUR VOTE TO BE LODGED | None | Non Voting | ||||||||
| 3 | Opening of the AGM by the Chair of the corporate assembly | None | Non Voting | ||||||||
| 4 | Election of a Chair of the meeting | For | 150650 | 0 | 0 | 0 | |||||
| 5 | Approve the notice and the agenda | For | 150650 | 0 | 0 | 0 | |||||
| 6 | Approve the registration of attending shareholders and the proxies | For | 150650 | 0 | 0 | 0 | |||||
| 7 | Election of two persons to co-sign the minutes together with the chair of the meeting | For | 150650 | 0 | 0 | 0 | |||||
| 8 | Approve the annual report and the accounts for Statoil Asa and the Statoil Group for 2009 including the Board of Directors proposal for distribution of dividend | For | 150650 | 0 | 0 | 0 | |||||
| 9 | Approve the declaration on stipulation of salary and other remuneration for Executive Management | For | 150650 | 0 | 0 | 0 | |||||
| 10 | Approve the determination of remuneration for the Company's Auditor | For | 150650 | 0 | 0 | 0 | |||||
| 11 | Election of Olaug Svarva as a Member of the Corporate Assembly | For | 150650 | 0 | 0 | 0 | |||||
| 12 | Election of Idar Kreutzer as a Member of the Corporate Assembly | For | 150650 | 0 | 0 | 0 | |||||
| 13 | Election of Karin Aslaksen as a Member of the Corporate Assembly | For | 150650 | 0 | 0 | 0 | |||||
| 14 | Election of Greger Mannsverk as a Member of the Corporate Assembly | For | 150650 | 0 | 0 | 0 | |||||
| 15 | Election of Steinar Olsen as a Member of the Corporate Assembly | For | 150650 | 0 | 0 | 0 | |||||
| 16 | Election of Ingvald Stroemmen as a Member of the Corporate Assembly | For | 150650 | 0 | 0 | 0 | |||||
| 17 | Election of Rune Bjerke as a Member of the Corporate Assembly | For | 150650 | 0 | 0 | 0 | |||||
| 18 | Election of Tore Ulstein as a Member of the Corporate Assembly | For | 150650 | 0 | 0 | 0 | |||||
| 19 | Election of Live Haukvik Aker as a Member of the Corporate Assembly | For | 150650 | 0 | 0 | 0 | |||||
| 20 | Election of Siri Kalvig as a Member of the Corporate Assembly | For | 150650 | 0 | 0 | 0 | |||||
| 21 | Election of Thor Oscar Bolstad as a Member of the Corporate Assembly | For | 150650 | 0 | 0 | 0 | |||||
| 22 | Election of Barbro Haetta-Jacobsen as a Member of the Corporate Assembly | For | 150650 | 0 | 0 | 0 | |||||
| 23 | Approve the determination of remuneration for the Corporate Assembly | For | 150650 | 0 | 0 | 0 | |||||
| 24 | Election of Olaug Svarva as a Member of the Nomination Committee until the AGM in 2012 | For | 150650 | 0 | 0 | 0 | |||||
| 25 | Election of Bjoern Staale Haavik as a Member of the Nomination Committee until the AGM in 2012 | For | 150650 | 0 | 0 | 0 | |||||
| 26 | Election of Tom Rathke as a Member of the Nomination Committee until the AGM in 2012 | For | 150650 | 0 | 0 | 0 | |||||
| 27 | Election of Live Haukvik Aker as a Member of the Nomination Committee until the AGM in 2012 | For | 150650 | 0 | 0 | 0 | |||||
| 28 | Approve the determination of remuneration for the Nomination Committee | For | 150650 | 0 | 0 | 0 | |||||
| 29 | Grant authority to acquire Statoil shares in the market in order to continue implementation of the Share Saving Plan for employees | For | 150650 | 0 | 0 | 0 | |||||
| 30 | Grant autority to acquire Statoil shares in the market for annulment | For | 150650 | 0 | 0 | 0 | |||||
| 31 | Approve the changes to Articles of Association: 1) Articles of Association Section 4; 2) Articles of Association Section 5; 3) Articles of Association Section 7; 4) Articles of Association Section 9; 5) Articles of Association Section 11 | For | 150650 | 0 | 0 | 0 | |||||
| 32 | PLEASE NOTE THAT THIS IS A SHAREHOLDER PROPOSAL: approve the proposal from a Shareholder | Against | 0 | 0 | 150650 | 0 | |||||
| PETROCHINA CO LTD | |||||||||||
| Security: | Y6883Q104 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 20-May-2010 | |||||||||
| ISIN | CNE1000003W8 | Vote Deadline Date: | 12-May-2010 | ||||||||
| Agenda | 702358715 | Management | Total Ballot Shares: | 11252000 | |||||||
| Last Vote Date: | 06-May-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | Receive the report of the Board of Directors of the Company for the year 2009 | For | 2910000 | 0 | 0 | 0 | |||||
| 2 | Receive the report of the Supervisory Committee of the Company for the year 2009 | For | 2910000 | 0 | 0 | 0 | |||||
| 3 | Approve the Audited Financial Statements of the Company for the year 2009 | For | 2910000 | 0 | 0 | 0 | |||||
| 4 | Approve the declaration and payment of the final dividends for the YE 31 DEC 2009 in the amount and in the manner recommended by the Board of Directors | For | 2910000 | 0 | 0 | 0 | |||||
| 5 | Authorize the Board of Directors to determine the distribution of interim dividends for the year 2010 | For | 2910000 | 0 | 0 | 0 | |||||
| 6 | Approve the continuation of appointment of PricewaterhouseCoopers, Certified Public Accountants, as the International Auditors of the Company and PricewaterhouseCoopers Zhong Tian CPAs Company Limited, Certified Public Accountants, as the Domestic Auditors of the Company, for the year 2010 and authorize the Board of Directors to fix their remuneration | For | 2910000 | 0 | 0 | 0 | |||||
| 7 | Approve the transaction as contemplated in the Subscription Agreement entered into between the Company, China Petroleum Finance Co., Ltd and China National Petroleum Corporation dated 25 MAR 2010 | For | 2910000 | 0 | 0 | 0 | |||||
| 8 | Authorize the Board of Directors, granted an unconditional general mandate to separately or concurrently issue, allot and deal with additional domestic shares and overseas listed foreign shares of the Company in accordance with the status quo of the market, including to decide on the class and number of shares to be issued; the pricing mechanism and/or the issue price (or the range of issue price); the opening and closing date and time of such issue; the class and number of shares to be issued and allotted to current shareholders of the Company; and/or to | For | 0 | 2910000 | 0 | 0 | |||||
| make any proposals, enter into any agreements or grant any share options or conversion rights which may invo ve the exercise of the power mentioned above; the number of the domestic shares and overseas listed foreign shares issued and allotted or agreed conditionally or unconditionally to be issued and allotted whether or CONTD | |||||||||||
| 9 | CONTD not by way of the exercise of share options, conversion rights or by any other means in accordance with (a) above shall not exceed 20% of each of the existing domestic shares and overseas listed foreign shares of the Company in issue as at the date of this resolution; (c) the Board of Directors may make any proposals, enter into any agreements or grant any share options or conversion rights which may invoke the exercise, after the expiry of the relevant period of this mandate, of the power mentioned above; Authority expire after the 12 month period following the passing of this resolution ; and to make such amendments to the Articles of Association of the Company as it thinks fit so as to reflect the increased registered share capital and the new capital structure of the Company by reference to the manner of the allotment and issuance, class and number of shares of the Company allotted and issued, as well as the capital | None | Non Voting | ||||||||
| 10 | CONTD of the Company alter such allotment and issuance; and to execute and do or procure to be executed and done, all such documents, deeds and things as it may consider necessary in connection with the issue of such shares so long as the same does not contravene and laws, rules, regulations or listing rules of the stock exchanges on which the shares of the Company are listed, and the Articles of Association of the Company; in order to facilitate the issuance of shares in accordance with this resolution in a timely manner, to establish a special committee of the Board of Directors comprising Jiang Jiemin, Zhou Jiping and Wang Guoliang and to authorise such committee to exercise all such power granted to the Board of Directors to execute and do all such documents, deeds and things as it may consider necessary in connection with the issue of such shares contingent on the passing of sub-paragraphs (a) to (f) of this resolution an | None | Non Voting | ||||||||
| 11 | CONTD the relevant period of this mandate; the Board of Directors and the special committee of the Board of Directors will only exercise its respecthie power under such mandate in accordance with the Company Law of the PRC, the Securities Law of the PRC, regulations or the listing rules of the stock exchange on which the Shares of the Company are listed as amended from time to time and only if all necessary approvals from the China Securities Regulatory Commission and/or other relevant PRC government authorities are obtained and the special committee of the Board of Directors will only exercise its power under such mandate in accordance with the power granted by the shareholders at the AGM to the Board of Directors | None | Non Voting | ||||||||
| TOTAL S A | |||||||||||
| Security: | F92124100 | Meeting Type: | MIX | ||||||||
| Ticker: | Meeting Date: | 21-May-2010 | |||||||||
| ISIN | FR0000120271 | Vote Deadline Date: | 11-May-2010 | ||||||||
| Agenda | 702420097 | Management | Total Ballot Shares: | 1093353 | |||||||
| Last Vote Date: | 10-May-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR" AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | None | Non Voting | ||||||||
| 2 | "French Resident Shareowners must complete, sign and forward the Proxy Card directly to the sub custodian. Please contact your Client Service Representative to obtain the necessary card, account details and directions. The following applies to Non-Resident Shareowners: Proxy Cards: Voting instructions will be forwarded to the Global Custodians that have become Registered Intermediaries, on the Vote Deadline Date. In capacity as Registered Intermediary, the Global Custodian will sign the Proxy Card and forward to the local custodian. If you are unsure whether your Global Custodian acts as Registered Intermediary, please contact your representative" | None | Non Voting | ||||||||
| 3 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 694699 DUE TO CHANGE IN VOTING STATUS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | None | Non Voting | ||||||||
| 4 | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK-https://balo.journal- officiel.gouv.fr/pdf/2010/0226/201002261000408.pdf | None | Non Voting | ||||||||
| 5 | Approve the Company's financial statements | For | 66300 | 0 | 0 | 0 | |||||
| 6 | Approve the consolidated financial statements | For | 66300 | 0 | 0 | 0 | |||||
| 7 | Approve the allocation of the profit, setting of the dividend | For | 66300 | 0 | 0 | 0 | |||||
| 8 | Approve the Agreements pursuant to Article L. 225-38 of the Commercial Code | For | 66300 | 0 | 0 | 0 | |||||
| 9 | Approve the commitments pursuant to Article L. 225-42 of the Commercial Code | For | 66300 | 0 | 0 | 0 | |||||
| 10 | Authorize the Board of Directors to proceed with the Company's shares | For | 66300 | 0 | 0 | 0 | |||||
| 11 | Approve the renewal of Mr. Thierry Desmarest's term as Board Member | For | 66300 | 0 | 0 | 0 | |||||
| 12 | Approve the renewal of Mr. Thierry de Rudder's term as Board Member | For | 66300 | 0 | 0 | 0 | |||||
| 13 | Appointment of Mr. Gunnar Brock as a Board Member | For | 66300 | 0 | 0 | 0 | |||||
| 14 | Appointment of Mr. Claude Clement as a Board Member to represent the Employees Shareholders pursuant to Article 11 of the Statutes | For | 66300 | 0 | 0 | 0 | |||||
| 15 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Appointment as Director, Mr. Philippe Marchandise representing the Employees who are shareholders of the Company for a 3-year period [In accordance with Article 11 of the bylaws, only one of the recommended Directors in resolutions 10, 11 and 12 will be elected] | Against | 0 | 66300 | 0 | 0 | |||||
| 16 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Appointment as Director, Mr. Mohammed Zaki representing the Employees who are shareholders of the Company for a 3-year period [In accordance with Article 11 of the bylaws, only one of the recommended Directors in resolutions 10, 11 and 12 will be elected] | Against | 0 | 66300 | 0 | 0 | |||||
| 17 | Approve the renewal of the Cabinet Ernst and Young Audit as permanent statutory Auditor | For | 66300 | 0 | 0 | 0 | |||||
| 18 | Approve the Cabinet KPMG Audit as permanent statutory Auditor | For | 66300 | 0 | 0 | 0 | |||||
| 19 | Appointment of Cabinet Auditex as the substitute statutory Auditor | For | 66300 | 0 | 0 | 0 | |||||
| 20 | Appointment of Cabinet KPMG Audit I.S. as the substitute statutory Auditor | For | 66300 | 0 | 0 | 0 | |||||
| 21 | Authorize the Board of Directors to increase the capital with preferential subscription rights of the Shareholders, by issuing common shares or any securities giving access to the capital by incorporation of premiums, reserves, profits or others | For | 0 | 0 | 66300 | 0 | |||||
| 22 | Authorize the Board of Directors to increase the capital by issuing common shares or any securities giving access to the capital, with cancellation of preferential subscription rights | For | 0 | 0 | 66300 | 0 | |||||
| 23 | Authorize the Board of Directors to increase the capital by issuing common shares or any securities giving access to the capital as remuneration for the contributions in kind granted to the Company | For | 0 | 0 | 66300 | 0 | |||||
| 24 | Authorize the Board of Directors to increase the capital in accordance to Article L. 3332-18 et seq. of the Code of Labor | For | 0 | 0 | 66300 | 0 | |||||
| 25 | Approve the authorization to grant options to subscribe or purchase Company's shares to some Collaborators of the group as well as to Officers of the Company or Companies of the group | For | 0 | 0 | 66300 | 0 | |||||
| 26 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Approve to add a new paragraph to the end of Article 9 of the Articles of Association as specified | Against | 0 | 0 | 66300 | 0 | |||||
| CHEVRON CORPORATION | |||||||||||
| Security: | 166764100 | Meeting Type: | Annual | ||||||||
| Ticker: | CVX | Meeting Date: | 26-May-2010 | ||||||||
| ISIN | US1667641005 | Vote Deadline Date: | 25-May-2010 | ||||||||
| Agenda | 933241743 | Management | Total Ballot Shares: | 43400 | |||||||
| Last Vote Date: | 06-May-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | ELECTION OF DIRECTOR: S.H. ARMACOST | For | 43400 | 0 | 0 | 0 | |||||
| 2 | ELECTION OF DIRECTOR: L.F. DEILY | For | 43400 | 0 | 0 | 0 | |||||
| 3 | ELECTION OF DIRECTOR: R.E. DENHAM | For | 43400 | 0 | 0 | 0 | |||||
| 4 | ELECTION OF DIRECTOR: R.J. EATON | For | 43400 | 0 | 0 | 0 | |||||
| 5 | ELECTION OF DIRECTOR: C. HAGEL | For | 43400 | 0 | 0 | 0 | |||||
| 6 | ELECTION OF DIRECTOR: E. HERNANDEZ | For | 43400 | 0 | 0 | 0 | |||||
| 7 | ELECTION OF DIRECTOR: F.G. JENIFER | For | 43400 | 0 | 0 | 0 | |||||
| 8 | ELECTION OF DIRECTOR: G.L. KIRKLAND | For | 43400 | 0 | 0 | 0 | |||||
| 9 | ELECTION OF DIRECTOR: S. NUNN | For | 43400 | 0 | 0 | 0 | |||||
| 10 | ELECTION OF DIRECTOR: D.B. RICE | For | 43400 | 0 | 0 | 0 | |||||
| 11 | ELECTION OF DIRECTOR: K.W. SHARER | For | 43400 | 0 | 0 | 0 | |||||
| 12 | ELECTION OF DIRECTOR: C.R. SHOEMATE | For | 43400 | 0 | 0 | 0 | |||||
| 13 | ELECTION OF DIRECTOR: J.G. STUMPF | For | 43400 | 0 | 0 | 0 | |||||
| 14 | ELECTION OF DIRECTOR: R.D. SUGAR | For | 43400 | 0 | 0 | 0 | |||||
| 15 | ELECTION OF DIRECTOR: C. WARE | For | 43400 | 0 | 0 | 0 | |||||
| 16 | ELECTION OF DIRECTOR: J.S. WATSON | For | 43400 | 0 | 0 | 0 | |||||
| 17 | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | For | 43400 | 0 | 0 | 0 | |||||
| 18 | AMENDMENT TO CHEVRON'S BY-LAWS TO REDUCE THE PERCENTAGE OF STOCKHOLDINGS REQUIRED FOR STOCKHOLDERS TO CALL FOR SPECIAL MEETINGS | For | 43400 | 0 | 0 | 0 | |||||
| 19 | APPOINTMENT OF AN INDEPENDENT DIRECTOR WITH ENVIRONMENTAL EXPERTISE | Against | 0 | 43400 | 0 | 0 | |||||
| 20 | HOLDING EQUITY-BASED COMPENSATION THROUGH RETIREMENT | Against | 0 | 43400 | 0 | 0 | |||||
| 21 | DISCLOSURE OF PAYMENTS TO HOST GOVERNMENTS | Against | 0 | 0 | 43400 | 0 | |||||
| 22 | GUIDELINES FOR COUNTRY SELECTION | Against | 0 | 43400 | 0 | 0 | |||||
| 23 | FINANCIAL RISKS FROM CLIMATE CHANGE | Against | 0 | 43400 | 0 | 0 | |||||
| 24 | HUMAN RIGHTS COMMITTEE | Against | 0 | 0 | 43400 | 0 | |||||
| INSIGNIA ENERGY LTD | |||||||||||
| Security: | 45790F105 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 26-May-2010 | |||||||||
| ISIN | CA45790F1053 | Vote Deadline Date: | 20-May-2010 | ||||||||
| Agenda | 702417521 | Management | Total Ballot Shares: | 2026 | |||||||
| Last Vote Date: | 10-May-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTIONS "1" AND IN FAVOR OR ABSTAIN FOR RESOLUTIONS "2 AND 3" | None | Non Voting | ||||||||
| 2 | To receive and consider the financial statements of the Corporation for the YE 31 Dec 2009, the AUDitors' report and the report of the Board of Directors; | None | Non Voting | ||||||||
| 3 | Approve to fix the number of Directors to be elected at the meeting at eight | For | 2026 | 0 | 0 | 0 | |||||
| 4 | Election of Jeffery E. Errico, Jeffrey D. Newcommon, David Ambedian, Sandra S. Cowan, Christopher P. Slubicki, Jim Reid, Brian Baker, Vincent Tkachyk | For | 2026 | 0 | 0 | 0 | |||||
| 5 | Appointment of Deloitte and Touch LLP, Chartered Accountants, as the Auditors of the Corporation for the ensuing year and authorize the Directors to fix their remuneration | For | 2026 | 0 | 0 | 0 | |||||
| 6 | Transact any other business | None | Non Voting | ||||||||
| OMV-AG | |||||||||||
| Security: | A51460110 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 26-May-2010 | |||||||||
| ISIN | AT0000743059 | Vote Deadline Date: | 18-May-2010 | ||||||||
| Agenda | 702404839 | Management | Total Ballot Shares: | 97533 | |||||||
| Last Vote Date: | 06-May-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | Approve the presentation of the annual, status and corporate governance report, the proposal for the allocation of the net income and the report of the Supervisory report for the FY 2009 | For | 97533 | 0 | 0 | 0 | |||||
| 2 | Approve the allocation of the net income for the FY 2009 | For | 97533 | 0 | 0 | 0 | |||||
| 3 | Approve the Members of the MGMT Board for the FY 2009 | For | 97533 | 0 | 0 | 0 | |||||
| 4 | Approve the Supervisory Board for the FY 2009 | For | 97533 | 0 | 0 | 0 | |||||
| 5 | Approve the remuneration to the Members of the Supervisory Board for the FY 2009 | For | 97533 | 0 | 0 | 0 | |||||
| 6 | Election of the Auditors for the FY 2010 | For | 97533 | 0 | 0 | 0 | |||||
| 7 | Election to the Supervisory Board | For | 97533 | 0 | 0 | 0 | |||||
| 8 | Amend the Company charter especially about the new legal adjustments amended act 2009 (AKTRAEG) as well as the exclusion of the securitisation of shares and verbal adjustments | For | 0 | 0 | 97533 | 0 | |||||
| 9 | Approve the Long Term Incentive Plan 2010 | For | 97533 | 0 | 0 | 0 | |||||
| JKX OIL & GAS PLC | |||||||||||
| Security: | G5140Z105 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 27-May-2010 | |||||||||
| ISIN | GB0004697420 | Vote Deadline Date: | 21-May-2010 | ||||||||
| Agenda | 702410008 | Management | Total Ballot Shares: | 465642 | |||||||
| Last Vote Date: | 06-May-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | Receive the accounts of the Company, the Directors' report and the Auditors report thereon for the YE 31 DEC 2009 | For | 465642 | 0 | 0 | 0 | |||||
| 2 | Approve the Directors remuneration report for the YE 31 DEC 2009 | For | 465642 | 0 | 0 | 0 | |||||
| 3 | Re-elect Rt. Hon Lord Fraser of Carmyllie QC as a Director of the Company, as specified | For | 465642 | 0 | 0 | 0 | |||||
| 4 | Re-elect Viscount Asquith as a Director of the Company, who retires by rotation, as specified | For | 465642 | 0 | 0 | 0 | |||||
| 5 | Re-elect Dr Paul Davies as a Director of the Company, who retires by rotation, as specified | For | 465642 | 0 | 0 | 0 | |||||
| 6 | Re-elect Bruce Burrows as a Director of the Company, who retires by rotation, as specified | For | 465642 | 0 | 0 | 0 | |||||
| 7 | Re-appoint PricewaterhouseCoopers LLP as the Auditors of the Company unlit the conclusion of the next general meeting of the Company at which accounts of the Company are laid before the Members and authorize the Directors to determine their remuneration | For | 465642 | 0 | 0 | 0 | |||||
| 8 | Declare a dividend recommended by the Directors of the Company | For | 465642 | 0 | 0 | 0 | |||||
| 9 | Authorize Directors, in substitution for all existing authorities but without prejudice to the exercise of any such authority prior to the date hereof and subject to passing resolution ten below: to allot relevant securities as specified up to an aggregate nominal amount of GBP 5,733,765; provided that this authority shall expire unless previously renewed, varied or revoked by the Company in general meeting 5 years from the date of this resolution save that the Company may before such expiry make an offer or agreement which would | For | 465642 | 0 | 0 | 0 | |||||
| or might require relevant securities in pursuance of such an offer or agreement as if the authority conferred hereby had not expired, and further, authorize the Directors generally and unconditionally to allot equity securities Section 560 of the Companies act 2006 the 'Act' ; in connection with a rights issue or other offering in favor of ordinary shareholders where the equity securities respectively a | |||||||||||
| 10 | CONTD. to the interests of all ordinary shareholders are proportionate as nearly as may be to the respective numbers of ordinary shares held by them up to an aggregate nominal amount of GBP 5,733,765 provided that this authority shall expire unless previously renewed, varied or revoked by the Company in general meeting 5 years from the date of this resolution save that the Company may before such expiry make an offer or agreement which would or might require relevant securities to be allotted after such expiry and the Directors may allot relevant securities in pursuance of such an offer or agreement as if the authority conferred hereby had not expired for the purposes of this resolution, relevant Securities means: (a) shares in the Company other than shares allotted pursuant to: an employee share scheme Section 1166 of the 2006 Act : (ii) a right to subscribe for shares in the Company where the grant of the right itself CONTD. | None | Non Voting | ||||||||
| 11 | CONTD. constituted a relevant security; or iii) a right to convert securities into shares in the Company where the grant of the right itself constituted a relevant security; and than rights to subscribe for or convert any security into shares allotted pursuant to an employee share scheme Section 1166 of the 2006 Act references to the allotment of relevant securities in the resolution include the grant of such rights | None | Non Voting | ||||||||
| 12 | Approve, (a) the rules of the JKX Oil & Gas plc 2010 Performance Share Plan in the form produced at this AGM and as specified (b) authorize the Directors of the Company to do all acts and things which they may consider necessary or expedient for the purposes of implementing and giving effect to the PSP; to add such number of appendices to the PSP for the benefit of employees of the Company and or its | For | 465642 | 0 | 0 | 0 | |||||
| subsidies who are located outside the United Kingdom with such modifications as may be necessary or desirable in order to take account of local tax, exchange control or securities laws as they consider appropriate subject, to the conditions that; any ordinary shares made available under such other scheme shall be treated as counting against any individual or overall limits contained in the PSP; CONTD. | |||||||||||
| 13 | CONTD. and the benefits conferred by and limitations contained in such other schemes shall ensure so for as the Directors consider practicable that the participants obtains substantially no greater benefit before tax than employees may obtain form participating in the PSP | None | Non Voting | ||||||||
| 14 | Approve, the rules of the JKX Oil & Gas plc 2010 Discretionary Share Option Scheme ("DSOS"), in the form produced at the AGM and as specified; (b) authorize the Directors of the Company to do all acts and things which they may consider necessary or expedient for the purposes of implementing and giving effect to the DSOS, including making any changes to the rules of the DSOS necessary or desirable in order to obtain or maintain approval by HM Revenue and Customs (' HMRC") of Part A of the DSOS; and to add such number of appendices to the DSOS for the benefit of employees of the Company and/or its ordinary shares under this authority which will or may be completed or executed wholly or-partly after the expiration of such authority and may make a purchase of ordinary shares in pursuance of such contract | For | 465642 | 0 | 0 | 0 | |||||
| 15 | Authorize the Company, in substitution for any existing authority pursuant to Section 701 of the Act, to make purchases Section 693 of the Act pursuant to and in accordance with Section 701 of the Act of fully paid ordinary shares in the capital of the Company upon and subject to the following conditions but otherwise unconditionally: the maximum number of ordinary shares hereby authorized to be purchased is 17,201,315; the maximum price which may be paid for each such ordinary share shall be an amount equal to 105% above the average of the middle market quotations for an ordinary share as derived from the London Stock Exchange Daily Official List for the 5 business days immediately preceding the day on which such ordinary share is contracted to be purchased exclusive of expenses and the minimum price which may be paid for such ordinary share shall be the nominal value of such ordinary share at the time of such purchase exclusive o | For | 465642 | 0 | 0 | 0 | |||||
| 16 | CONTD. and Authority expires at the earlier of the date 15 months after the passing of this resolution and at the conclusion of the next AGM of the Company after the date on which this resolution is passed, provided that the Company may before such expiry date enter into a contract to purchase | None | Non Voting | ||||||||
| 17 | Authorize the Directors, subject to the passing of resolution nine above and in substitution for any existing power under Section 570 of the Act (but without prejudice to the exercise of any such authority prior to the date hereof), pursuant to Section 570 of the Act to allot equity securities Section 560 of the Act for cash pursuant to the authority conferred by Resolution 9 above as if Section 561(1) of the Act did not apply to any such allotment provided that this power shall be limited to the allotment of equity securities: (i) in connection with a rights issue or other offering in favour of ordinary shareholders where the equity securities respectively attributable to the interests of all ordinary shareholders are proportionate as nearly as may be to the respective numbers of ordinary shares held by them, subject to such exclusions or CONTD. | For | 465642 | 0 | 0 | 0 | |||||
| 18 | CONTD. other arrangements as the directors may consider necessary or expedient to deal with fractional entitlements, statutory restrictions or legal or practical problems under or resulting from the application of the laws of any territory or the requirements of any recognized regulatory body or stock exchange in any territory; and up to an aggregate nominal value of GBP 860,065; and Authority shall expires at the 15 months from the date of this resolution save that the Company may before such expiry make an offer or agreement which would or might require equity securities to be allotted after such expiry and the directors may allot equity securities in pursuance of such an offer or agreement as if the power CONTD. | None | Non Voting | ||||||||
| 19 | CONTD. conferred hereby had not expired this power applies in relation to a sale of shares which is an allotment of equity securities by virtue of Section 560 (2) of the Act as if in the 1st Paragraph of this resolution the words "pursuant to the authority conferred by resolution nine above" were omitted | None | Non Voting | ||||||||
| 20 | Approve the general meeting other than an AGM may be called on not less than 14 clear days' notice | For | 465642 | 0 | 0 | 0 | |||||
| WESTERNZAGROS RES LTD | |||||||||||
| Security: | 960008100 | Meeting Type: | MIX | ||||||||
| Ticker: | Meeting Date: | 01-Jun-2010 | |||||||||
| ISIN | CA9600081009 | Vote Deadline Date: | 25-May-2010 | ||||||||
| Agenda | 702313381 | Management | Total Ballot Shares: | 62740 | |||||||
| Last Vote Date: | 06-May-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTIONS "3 AND 4" AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS "1 AND 2". THANK YOU. | None | Non Voting | ||||||||
| 2 | To receive and consider the financial statements of the Corporation for the YE 31 DEC 2009 and the report of the Auditor thereon | None | Non Voting | ||||||||
| 3 | Election of Messrs. David J. Boone, Fred J. Dyment, John Frangos, M. Simon | For | 62740 | 0 | 0 | 0 | |||||
| 4 | Appointment of PricewaterhouseCoopers LLP, Chartered Accountants, as the Auditor | For | 62740 | 0 | 0 | 0 | |||||
| 5 | Approve the renewal of the Stock Option Plan of the Corporation | For | 62740 | 0 | 0 | 0 | |||||
| 6 | Approve the extension of the current Shareholder Rights Plan of the Corporation | For | 62740 | 0 | 0 | 0 | |||||
| 7 | Transact such other business | None | Non Voting | ||||||||
| 8 | PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN TEXT OF RESOLUTION. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | Non Voting | ||||||||
| AFREN PLC, LONDON | |||||||||||
| Security: | G01283103 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 07-Jun-2010 | |||||||||
| ISIN | GB00B0672758 | Vote Deadline Date: | 01-Jun-2010 | ||||||||
| Agenda | 702410010 | Management | Total Ballot Shares: | 99000 | |||||||
| Last Vote Date: | 10-May-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | Receive and adopt, the financial statements for the YE 31 DEC 2009, together with the reports of the Directors and the Auditors thereon | For | 99000 | 0 | 0 | 0 | |||||
| 2 | Approve, the Directors remuneration report for the YE 31 DEC 2009, together with the Auditors report thereon | For | 99000 | 0 | 0 | 0 | |||||
| 3 | Re-elect Constantine Ogunbiyi as a Director of the Company | For | 99000 | 0 | 0 | 0 | |||||
| 4 | Re-elect John St John as a Director of the Company | For | 99000 | 0 | 0 | 0 | |||||
| 5 | Election of Toby Hayward as a Director of the Company | For | 99000 | 0 | 0 | 0 | |||||
| 6 | Election of Ennio Sganzerla as a Director of the Company | For | 99000 | 0 | 0 | 0 | |||||
| 7 | Election of Darra Comyn as a Director of the Company | For | 99000 | 0 | 0 | 0 | |||||
| 8 | Re-appointment of Deloitte LLP as the Auditors of the Company, to hold office until the conclusion of the next general meeting at which accounts are laid before the Company and authorize the Directors to agree their remuneration | For | 99000 | 0 | 0 | 0 | |||||
| 9 | Authorize the Directors, for the purposes of Section 551 of the Companies Act 2006 to exercise any power of the Company to allot and grant rights to subscribe for or to convert securities into shares of the Company: a up to a maximum nominal amount of GBP 2,967,719.97; and b comprising equity securities as specified, in the Companies Act 2006 up to a nominal amount of GBP 5,936,330.34 including within such limit any shares and rights to subscribe for or convert any security into shares allotted under paragraph ( a) above) in connection with an offer by way of a rights issue: i to ordinary shareholders in proportion as nearly as may be practicable) to their existing holdings; and CONTD. | For | 99000 | 0 | 0 | 0 | |||||
| 10 | CONTD. ii) to holders of the equity securities as required by the rights of those securities or as the Directors otherwise consider necessary, and so that the Directors may impose any limits or restrictions and may make any arrangements which it consider necessary or appropriate to deal with treasury shares, fractional entitlements, record dates, legal, regulatory, practical problems in, or under the laws of, any territory or other matter, such authority to apply until the earlier of the conclusion of the Company's CONTD. | None | Non Voting | ||||||||
| 11 | .CONTD next AGM and 30 JUN 2011, but in case, so that the Company may make offers and enter into agreements during the relevant period which would, or might, require shares to be allotted or rights to subscribe for or to convert securities into share to be granted after the authority ends and the Directors may allot shares or grant rights to subscribe for or to convert securities into share under any such offer or agreement as if the authority had not ended | None | Non Voting | ||||||||
| 12 | Authorize the Directors, conditional upon resolution 9 being passed, and pursuant to Section 570 of the Companies Act 2006 to equity securities the within the meaning of Section 560 of the Companies Act 2006 for cash under the authority granted by such resolution, and/or where the allotment is treated as an allotment of equity securities under Section 560(2)(b) of the Companies Act 2006 as if Section 561(1) of the Companies Act 2006 did not apply to any such allotment, such power to be limited: a to the allotment of equity securities in connection with an offer of equity securities but in the case of the authority granted under paragraph (b) of Resolution 9, by way of a rights issue only); b to ordinary shareholders in proportion (as nearly as may be practicable) to their existing shareholdings; and CONTD. | For | 99000 | 0 | 0 | 0 | |||||
| 13 | .CONTD (ii) to the holders of other equity securities, as required by the rights of those securities, or as the Directors otherwise consider necessary, and so that the Directors may impose limits or restrictions and make any arrangements which it considers necessary or appropriate to deal with treasury shares, fractional entitlements, record dates, legal, regulatory or practical problems in, or under the laws of, any territory or other matter; and b in the case of the authority granted under paragraph a of resolution 10 and/or in the case of a transfer of treasury shares which is | None | Non Voting | ||||||||
| treated as an allotment of equity securities under Section 560 2 b of the Companies Act 2006, to the allotment otherwise than under paragraph a of this resolution 10 of equity securities up to a nominal amount of GBP 445,202.52, such authority to expire at the conclusion of the next AGM or, or, if earlier, the close of the business on 30 JUN 2011, CON | |||||||||||
| 14 | .CONTD into agreements during the relevant period which would, or might, require shares to be allotted or rights to subscribe for or to convert securities into share to be granted after the authority ends and the Directors may allot shares or grant rights to subscribe for or to convert securities into share under any such offer or agreement as if the authority had not ended | None | Non Voting | ||||||||
| 15 | Authorize the Company, for the purposes of Section 701 of the companies Act 2006 to make one or more market purchases within the meaning of the section 693 4 of the companies act 2006 of ordinary shares of one penny each in the capital of the Company, subject to the following restrictions and provisions: a the maximum number of ordinary shares hereby authorized to be purchased is 89,040,503; b the minimum price which may be paid for any such ordinary share is one penny per share; c the maximum price, exclusive of expenses, which may be paid for any such ordinary share shall be the higher of i the amount equal to 105 percent of the average of the closing middle market quotations for an ordinary share as derived from the London stock Exchange Daily official List for the 5 business days immediately preceding the day on which the ordinary share is purchased and ii the amount stipulated CONTD. | For | 99000 | 0 | 0 | 0 | |||||
| 16 | .CONTD by Article 5 1 of the buy-back and stabilization regulations 2003 in each case exclusive of expenses ; and d the authority hereby conferred shall, unless previously revoked or varied, expire at the conclusion of the next AGM of the Company, or if earlier, the close of the business on 30 JUN 2011 save in relation to purchases of ordinary shares the contract for which was concluded before the expiry of this authority and which will make a purchase of ordinary shares in pursuance of such contract; all previous unutilized authorities for the Company to make market purchases of ordinary shares are revoked, in relation to the purchase of shares under a contract or contracts concluded before the date of this Resolution and where such purchase has not yet been executed | None | Non Voting | ||||||||
| 17 | Approve that the general meeting of the Company, other than an AGM of the Company, may be called on not less than 14 clear day's notice | For | 99000 | 0 | 0 | 0 | |||||
| 18 | PLEASE NOTE THAT THIS IS A REVISION DUE TO ORDINARY RESOLUTION CHANGED TO SPECIAL RESOLUTION. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | None | Non Voting | ||||||||
| CHESAPEAKE ENERGY CORPORATION | |||||||||||
| Security: | 165167107 | Meeting Type: | Annual | ||||||||
| Ticker: | CHK | Meeting Date: | 11-Jun-2010 | ||||||||
| ISIN | US1651671075 | Vote Deadline Date: | 10-Jun-2010 | ||||||||
| Agenda | 933277697 | Management | Total Ballot Shares: | 140800 | |||||||
| Last Vote Date: | 27-May-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | DIRECTOR | For | |||||||||
| FRANK KEATING | 140800 | 0 | 0 | 0 | |||||||
| MERRILL A. MILLER, JR. | 140800 | 0 | 0 | 0 | |||||||
| FREDERICK B. WHITTEMORE | 140800 | 0 | 0 | 0 | |||||||
| 2 | TO APPROVE AN AMENDMENT TO OUR LONG TERM INCENTIVE PLAN. | For | 0 | 0 | 140800 | 0 | |||||
| 3 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | For | 140800 | 0 | 0 | 0 | |||||
| 4 | SHAREHOLDER PROPOSAL RELATING TO ANNUAL CASH BONUSES TO NAMED EXECUTIVE OFFICERS. | Against | 0 | 140800 | 0 | 0 | |||||
| 5 | SHAREHOLDER PROPOSAL REGARDING EXECUTIVE PARTICIPATION IN DERIVATIVE OR SPECULATIVE TRANSACTIONS INVOLVING STOCK. | Against | 0 | 140800 | 0 | 0 | |||||
| 6 | SHAREHOLDER PROPOSAL REQUESTING AN ADVISORY SHAREHOLDER VOTE ON EXECUTIVE COMPENSATION. | Against | 0 | 140800 | 0 | 0 | |||||
| 7 | SHAREHOLDER PROPOSAL REQUESTING AN ADVISORY SHAREHOLDER VOTE ON EXECUTIVE AND DIRECTOR COMPENSATION. | Against | 0 | 140800 | 0 | 0 | |||||
| 8 | SHAREHOLDER PROPOSAL RELATING TO HYDRAULIC FRACTURING. | Against | 0 | 140800 | 0 | 0 | |||||
| 9 | SHAREHOLDER PROPOSAL RELATING TO A SUSTAINABILITY REPORT. | Against | 0 | 140800 | 0 | 0 | |||||
| KENTZ CORPORATION LIMITED, ST. HELIER | |||||||||||
| Security: | G5253R106 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 11-Jun-2010 | |||||||||
| ISIN | JE00B28ZGP75 | Vote Deadline Date: | 07-Jun-2010 | ||||||||
| Agenda | 702427370 | Management | Total Ballot Shares: | 84900 | |||||||
| Last Vote Date: | 27-May-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | Receive and approve the Company's financial statements for the YE 31 DEC 2009 and the reports of the Directors and Auditors thereon | For | 84900 | 0 | 0 | 0 | |||||
| 2 | Re-elect Tan Sri Mohd Razali Abdul Rahman as a Director of the Company who retires by rotation in accordance with Article 33 and 34 of the Articles of Association | For | 84900 | 0 | 0 | 0 | |||||
| 3 | Re-elect Brendan Lyons as a Director of the Company who retires by rotation in accordance with Article 33 and 34 of the Articles of Association | For | 84900 | 0 | 0 | 0 | |||||
| 4 | Re-elect Hans Joachim kraus as a Director of the Company who retires by rotation in accordance with Article 33 and 34 of the Articles of Association | For | 84900 | 0 | 0 | 0 | |||||
| 5 | Re-appoint BDO as the Auditors to hold office from the conclusion of the meeting to the conclusion of the next AGM of the Company | For | 84900 | 0 | 0 | 0 | |||||
| 6 | Authorize the Directors, subject to the passing of Resolution 5, to determine the remuneration of BDO as the Auditors of the Company for the current FY | For | 84900 | 0 | 0 | 0 | |||||
| 7 | Declare a final dividend of USD 4.0 cents per ordinary share of the Company in respect of the YE 31 DEC 2009 this dividend will be paid in JUN 2010 to the holders of ordinary shares on the register at the close of business on 21 MAY 2010 | For | 84900 | 0 | 0 | 0 | |||||
| 8 | Authorize the Directors to allot securities pursuant to the terms of Article 2.16 of the Articles of Association of the Company without rights of pre-emption under Article 2.7, as specified | For | 84900 | 0 | 0 | 0 | |||||
| 9 | Authorize the Company to purchase up to 10% of its issued share capital provided that: the maximum aggregate number of ordinary shares that may be purchased is 11,637,147 ordinary shares of GBP 0.01 each; the minimum price excluding expenses which may be paid for each ordinary share is the higher of 105% of the average market value of an ordinary share in the Company for the 5 business days prior to the date the purchase is made and the value of an ordinary share calculated on the basis of the higher of the price quoted for the last independent trade and of the highest current independent bid for any number of the Company's ordinary shares on the trading venue where the purchase is carried out Authority expires on 11 DEC 2011, or if earlier at the conclusion of the Company s next AGM | For | 84900 | 0 | 0 | 0 | |||||
| 10 | Authorize the Company, pursuant to Article 58A(1)(b) of the Companies (Jersey) Law 1991, to hold any of its limited shares that it has repurchased upon the authorization under item 9 above as treasury shares | For | 84900 | 0 | 0 | 0 | |||||
| GAZPROM O A O | |||||||||||
| Security: | 368287207 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 25-Jun-2010 | |||||||||
| ISIN | US3682872078 | Vote Deadline Date: | 10-Jun-2010 | ||||||||
| Agenda | 702456369 | Management | Total Ballot Shares: | 78200 | |||||||
| Last Vote Date: | 07-Jun-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT BECAUSE OF THE SIZE OF THE AGENDA [139 RESOLUTIONS] FOR THE GAZPROM OF RUSSIA MEETING, THE AGENDA HAS BEEN BROKEN UP AMONG TWO INDIVIDUAL MEETINGS. THE MEETING IDS AND HOW THE RESOLUTIONS HAVE BEEN BROKEN OUT ARE AS FOLLOWS: MEETING ID 711982 [RESOLUTIONS 1 THROUGH 10.70] AND MEETING ID 711640 [RESOLUTIONS 10.71 THROUGH 12.11]. IN ORDER TO VOTE ON THE COMPLETE AGENDA OF THIS MEETING YOU MUST VOTE ON ALL TWO MEETINGS. | None | Non Voting | ||||||||
| 2 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and ZAO Gazprom Invest Yug, pursuant to which ZAO Gazprom Invest Yug undertakes, within the period between July 1, 2010 and December 31, 2011, acting on OAO Gazprom's instructions, to provide services related to implementation of OAO Gazprom's investment projects involving construction and commissioning of facilities and OAO Gazprom undertakes to pay for such services the maximum amount of 9 billion Rubles | For | 78200 | 0 | 0 | 0 | |||||
| 3 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OOO Gazpromtrans, pursuant to which OOO Gazpromtrans undertakes, within the period between July 1, 2010 and December 31, 2011, acting on OAO Gazprom's instructions, to provide services related to implementation of OAO Gazprom's investment projects involving construction and commissioning of facilities and OAO Gazprom undertakes to pay for such services the maximum amount of 600 million Rubles | For | 78200 | 0 | 0 | 0 | |||||
| 4 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and ZAO Gaztelecom, pursuant to which ZAO Gaztelecom undertakes, within the period between July 1, 2010 and December 31, 2011, acting on OAO Gazprom's instructions, to provide services related to implementation of OAO Gazprom's investment projects involving construction and commissioning of facilities and OAO Gazprom undertakes to pay for such services the maximum amount of 80 million Rubles | For | 78200 | 0 | 0 | 0 | |||||
| 5 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OOO Gazprom Tsentrremont, pursuant to which OOO Gazprom Tsentrremont undertakes, within the period between July 1, 2010 and December 31, 2011, acting on OAO Gazprom's instructions, to provide services related to implementation of OAO Gazprom's investment projects involving construction and commissioning of facilities, and OAO Gazprom undertakes to pay for such services the maximum amount of 1.6 billion Rubles | For | 78200 | 0 | 0 | 0 | |||||
| 6 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO SOGAZ pursuant to which OAO SOGAZ undertakes, in the event of loss or destruction of, or damage to, including deformation of the original geometrical dimensions of the structures or individual elements of, machinery or equipment; linear portions, technological equipment and fixtures of trunk gas pipelines, petroleum pipelines or refined product pipelines; property forming part of wells; natural gas held at the facilities of the Unified Gas Supply System in the course of transportation or storage in underground gas storage reservoirs [insured property], as well as in the event of losses incurred by OAO Gazprom as a result of an interruption in production operations due to destruction or loss of or damage to insured property [insured events], to make payment of insurance compensation to OAO Gazprom or OAO Gazprom's | For | 78200 | 0 | 0 | 0 | |||||
| subsidiary companies to which the insured property has been leased [beneficiaries] up to the aggregate insurance amount not exceeding 10 trillion Rubles in respect of all insured events, and OAO Gazprom undertakes to pay OAO SOGAZ an insurance premium in an aggregate maximum amount of 5 billion Rubles, with each agreement having an effective term of 1 year | |||||||||||
| 7 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO SOGAZ pursuant to which OAO SOGAZ undertakes, in the event that harm is caused to life, health or property of other persons or the natural environment as a result of an emergency or incident occurring, among other things, as a result of a terrorist act at a hazardous industrial facility operated by OAO Gazprom [insured events], to make an insurance payment to physical persons whose life, health or property has been harmed, to legal entities whose property has been harmed or to the state, acting through those authorized agencies of executive power whose competence includes environmental protection management, in the event that harm is caused to the natural environment [beneficiaries] up to an aggregate insurance amount not exceeding 30 million Rubles, and OAO Gazprom undertakes to pay an insurance premium in an aggregate maximum amount of 100,000 Rubles, each agreement having an effective term of 1 year | For | 78200 | 0 | 0 | 0 | |||||
| 8 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO SOGAZ pursuant to which OAO SOGAZ undertakes, in the event that harm is caused to the life or health of OAO Gazprom's employees [insured persons] as a result of an accident that occurs during the period of the insurance coverage on a 24-hour-a-day basis or diseases that are diagnosed during the effective period of the agreements [insured events], to make an insurance payment to the insured person or the person designated by him as his beneficiary or to the heir of the insured person [beneficiaries], up to the aggregate insurance amount not exceeding 150 billion Rubles, and OAO Gazprom undertakes to pay OAO SOGAZ an insurance premium in an aggregate maximum amount of 40 million Rubles, each agreement having an effective term of 1 year | For | 78200 | 0 | 0 | 0 | |||||
| 9 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO SOGAZ, pursuant to which OAO SOGAZ undertakes, in the event that harm is caused to the life or health of employees of OAO Gazprom's branch responsible for the administration of OAO Gazprom premises [insured persons] as a result of an accident occurring during the performance by an insured person of his official duties, including the time of travel from the place of residence of such person to the place of the performance of his official duties, and back, within 2.5 hours before the beginning and after the end of the working day [insured events], to make an insurance payment to the insured person or the person designated by him as his beneficiary or to a heir of the insured person [beneficiaries], up to the aggregate insurance amount not exceeding 279.66 million Rubles, and OAO Gazprom undertakes to pay OAO SOGAZ an insurance premium in an aggregate maximum amount of 589,000 Rubles, each agreement having an effective term of 1 year | For | 78200 | 0 | 0 | 0 | |||||
| 10 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO SOGAZ pursuant to which OAO SOGAZ undertakes, whenever employees of OAO Gazprom or members of their families or non-working retired former employees of OAO Gazprom or members of their families [insured persons who are beneficiaries] apply to a health care institution for the provision of medical services [insured events], to arrange and pay for the provision of medical services to the insured persons up to the aggregate insurance amount not exceeding 90 billion Rubles and OAO Gazprom undertakes to pay OAO SOGAZ an insurance premium in an aggregate maximum amount of 200 million Rubles, each agreement having an effective term of 1 year | For | 78200 | 0 | 0 | 0 | |||||
| 11 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO SOGAZ pursuant to which OAO SOGAZ undertakes, whenever employees of OAO Gazprom's branch responsible for the administration of OAO Gazprom premises, members of their families or nonworking retired former employees of OAO Gazprom's | For | 78200 | 0 | 0 | 0 | |||||
| branch responsible for the administration of OAO Gazprom premises [insured persons who are beneficiaries] apply to a health care institution for the provision of medical services [insured events], to arrange and pay for the provision of medical services to the insured persons up to the aggregate insurance amount not exceeding 154.3 million Rubles and OAO Gazprom undertakes to pay OAO SOGAZ an insurance premium in an aggregate maximum amount of 151.2 million Rubles, each agreement having an effective term of 1 year | |||||||||||
| 12 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO SOGAZ pursuant to which OAO SOGAZ undertakes, whenever employees of OAO Gazprom's branch OAO Gazprom Avtopredpriyatie, members of their families or non-working retired former employees of OAO Gazprom's branch OAO Gazprom Avtopredpriyatie or members of their families [insured persons who are beneficiaries] apply to a health care institution for the provision of medical services [insured events], to arrange and pay for the provision of medical services to the insured persons up to the aggregate insurance amount not exceeding 62.8 million Rubles and OAO Gazprom undertakes to pay OAO SOGAZ an insurance premium in an aggregate maximum amount of 59.03 million Rubles, each agreement having an effective term of 1 year | For | 78200 | 0 | 0 | 0 | |||||
| 13 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO SOGAZ pursuant to which OAO SOGAZ undertakes, whenever harm [damage or destruction] is caused to a transportation vehicle owned by OAO Gazprom, or such vehicle is stolen or hijacked, or an individual component, part, unit, device or supplementary equipment installed on such transportation vehicle is stolen [insured events], to make an insurance payment to OAO Gazprom [beneficiary] up to the aggregate insurance amount not exceeding 1,183.6 million Rubles and OAO Gazprom undertakes to pay OAO SOGAZ an insurance premium in an aggregate maximum amount of 22.49 million Rubles, each agreement having an effective term of 1 year | For | 78200 | 0 | 0 | 0 | |||||
| 14 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreement between OAO Gazprom and OAO SOGAZ pursuant to which OAO SOGAZ undertakes, in the event of: assertion of claims against members of the Board of Directors or the Management Committee of OAO Gazprom who are not persons holding state positions in the Russian Federation or positions in the state civil service [insured persons] by physical persons or legal entities for whose benefit the agreement will be entered into and who could suffer harm, including shareholders of OAO Gazprom, debtors and creditors of OAO Gazprom, employees of OAO Gazprom, as well as the Russian Federation represented by its authorized agencies and representatives [third parties [beneficiaries]] for compensation of losses resulting from unintentional erroneous acts [omissions] of insured persons in the conduct by them of their management activities; the insured persons incurring judicial or other costs in settling such claims; assertion of claims against OAO Gazprom by third persons [beneficiaries] for compensation of losses resulting from unintentional erroneous acts [omissions] of insured persons in the conduct by them of their management activities on the basis of claims asserted with respect to OAO Gazprom's securities, as well as claims originally asserted against insured persons; OAO Gazprom incurring judicial or other costs in settling such claims [insured events], to make an insurance payment to third parties [beneficiaries] whose interests were prejudiced, as well as insured persons and/or OAO Gazprom in the event of incurrence of judicial or other costs involved in settling claims for compensation of losses, up to the aggregate insurance amount not exceeding the Ruble equivalent of 100 million U.S. Dollars, and OAO Gazprom undertakes to pay OAO SOGAZ an insurance premium in an aggregate maximum amount equal to the Ruble equivalent of 2 million U.S. Dollars, such agreement having an effective term of 1 year | For | 78200 | 0 | 0 | 0 | |||||
| 15 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO Vostokgazprom, ZAO Gaztelecom, OAO Gazprom Promgaz, OAO Gazpromregiongaz, OOO Gazprom Export, OOO Gazpromtrans, ZAO Gazprom Invest Yug, OAO Gazprom Space Systems, OOO Gazprom | For | 78200 | 0 | 0 | 0 | |||||
| Komplektatsiya, ZAO Gazprom Neft Orenburg, OAO Gazprom Neft , OAO Druzhba, OAO Lazurnaya, OOO Mezhregiongaz, OAO Salavatnefteorgsintez, OAO SOGAZ, DOAO Tsentrenergogaz of OAO Gazprom, OAO Tsentrgaz, Gazprombank [Open Joint Stock Company] and ZAO Yamalgazinvest [the Contractors] pursuant to which the Contractors undertake to provide, from August 30, 2010 to December 31, 2010, in accordance with instructions from OAO Gazprom, services of arranging for and carrying out stocktaking of fixed assets of OAO Gazprom that are to be leased to the Contractors, and OAO Gazprom undertakes to pay for such services an aggregate maximum amount of 3 million Rubles | |||||||||||
| 16 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO Gazprom Promgaz, pursuant to which OAO Gazprom Promgaz undertakes, within the period between July 1, 2010 and November 30, 2011, to perform, acting on OAO Gazprom's instructions, research work for OAO Gazprom covering the following subjects: "Development of regulatory and methodological documentation ensuring reliability and development of gas distribution systems"; "Development of recommendations concerning the selection of gas supply options in respect of remote and newly commissioned gas consuming facilities"; "Predictive estimate of efficient areas and volumes of the use of natural gas and other types of fuel and energy resources in regions of Eastern Siberia and the Far East through the year of 2030 under different economic development scenarios"; "Flow diagram of development of Severokolpakovskoye gas condensate field with identification of a pilot production period"; "Development of OAO Gazprom's technical policy covering the energy parameters of the unified gas supply system through the year of 2020" and deliver the research results to OAO Gazprom, and OAO Gazprom undertakes to accept of the research results and pay for such work an aggregate maximum amount of 127.54 million Rubles | For | 78200 | 0 | 0 | 0 | |||||
| 17 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO Gazprom Promgaz, pursuant to which OAO Gazprom Promgaz undertakes within the period between July 1, 2010 and November 30, 2011 to perform, acting on OAO Gazprom's instructions, research work for OAO Gazprom covering the following subjects: "Preparation of regulatory and methodological documents on ensuring control of development of natural gas fields at OAO Gazprom"; "Technical and economic considerations concerning the utilization residual gas at Astrakhan Gas Processing Facility"; "Development of permanent geological and technological [geological and filtration] models of Kshuk and Lower Kvakchik gas condensate fields"; "Development of a methodology for cost-effective management of low pressure trunk transportation of gas in a gas transportation system with compressor plants equipped with full-pressure gas pumping units [based on the example of GTS OOO Gazprom Transgaz Yugorsk]"; "Development of regulatory and technical documentation for arrangement for and conduct of repairs of OAO Gazprom's facilities", delivering the research results to OAO Gazprom and OAO Gazprom undertakes to accept the research results and pay for such work an aggregate maximum amount of 328.4 million Rubles | For | 78200 | 0 | 0 | 0 | |||||
| 18 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO Gazprom Promgaz, pursuant to which OAO Gazprom Promgaz undertakes within the period between July 1, 2010 and November 30, 2011 to perform, acting on OAO Gazprom's instructions, research work for OAO Gazprom covering the following subjects: "Development of regulatory documentation for the information support of prospecting and development of gas condensate and oil and gas condensate fields in the area of the study of gas condensate parameters of wells and deposits, planning and monitoring of the mining process"; "Information and analytical support of the management of gas distribution to consumers in Russian Federation regions, including monitoring of the load of gas pipeline branches and analysis of the compliance with the terms of permits for the use of gas"; "Development of a set of regulatory documents relating to standardization of the | For | 78200 | 0 | 0 | 0 | |||||
| dispatch control of gas supply systems"; "Development of regulatory and methodological basis facilitating the preparation of development and exploitation of methane- coal deposits", delivering the research results to OAO Gazprom and OAO Gazprom undertakes to accept the research results and pay for such work an aggregate maximum amount of 321.7 million Rubles | |||||||||||
| 19 | Approve, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, Agreements between OAO Gazprom and OAO Gazprom Promgaz, pursuant to which OAO Gazprom Promgaz undertakes within the period between July 1, 2010 and December 31, 2012 to perform, acting on OAO Gazprom's instructions, research work for OAO Gazprom covering the following subject: "A program of commissioning gas pipeline branches through the year of 2030", delivering the research results to OAO Gazprom and OAO Gazprom undertakes to accept the research results and pay for such work an aggregate maximum amount of 100 million Rubles | For | 78200 | 0 | 0 | 0 | |||||
| 20 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO Gazprom Promgaz, pursuant to which OAO Gazprom Promgaz undertakes within the period between July 1, 2010 and December 31, 2011 to perform, acting on OAO Gazprom's instructions, research work for OAO Gazprom covering the following subject: "Development of a system of costing design and exploration operations at OAO Gazprom's facilities on the basis of labor costs", delivering the research results to OAO Gazprom and OAO Gazprom undertakes to accept the research results and pay for such work an aggregate maximum amount of 58 million Rubles | For | 78200 | 0 | 0 | 0 | |||||
| 21 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO Gazprom Promgaz, pursuant to which OAO Gazprom Promgaz undertakes within the period between July 1, 2010 and December 31, 2010 to perform, acting on OAO Gazprom's instructions, research work for OAO Gazprom covering the following subject: "Development of corporate unit rates for construction and assembly, drilling, start-up and commissioning work by | For | 78200 | 0 | 0 | 0 | |||||
| clusters of concentrated construction in prices current as of 01 JAN 2010 [by types of directories of state and industry cost estimation standards used in the design of production facilities]", delivering the research results to OAO Gazprom and OAO Gazprom undertakes to accept the research results and pay for such work an aggregate maximum amount of 35 million Rubles | |||||||||||
| 22 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO Gazprom Promgaz, pursuant to which OAO Gazprom Promgaz undertakes within the period between July 1, 2010 and December 31, 2011 to perform, acting on OAO Gazprom's instructions, research work for OAO Gazprom covering the following subject: "Improvement of the technology of natural gas conversion on a bifunctional catalytic agent with the production of synthetic liquid fuel and development of proposals for the introduction of the developed technological solutions for pilot production purposes", delivering the research results to OAO Gazprom and OAO Gazprom undertakes to accept the research results and pay for such work an aggregate maximum amount of 360 million Rubles | For | 78200 | 0 | 0 | 0 | |||||
| 23 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO Gazprom Promgaz, pursuant to which OAO Gazprom Promgaz undertakes within the period between July 1, 2010 and December 31, 2012 to perform, acting on OAO Gazprom's instructions, research work for OAO Gazprom covering the following subject: "Development of plans of activities for supply of natural gas and gasification of regions of Eastern Siberia and the Far East", delivering the research results to OAO Gazprom and OAO Gazprom undertakes to accept the research results and pay for such work an aggregate maximum amount of 14.5 million Rubles | For | 78200 | 0 | 0 | 0 | |||||
| 24 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO Gazprom Promgaz pursuant to which OAO Gazprom Promgaz undertakes to perform, within the period between July 1, 2010 and December 31, 2011, acting on OAO Gazprom's instructions, research work for OAO Gazprom covering the following subjects: | For | 78200 | 0 | 0 | 0 | |||||
| "Development of a Comprehensive Program for Early Diagnostics and Prevention of Cardiovascular Diseases of OAO Gazprom's Personnel"; "Development of an Occupational Risk Management System and a Program for Prevention of Injuries to Personnel at OAO Gazprom's Enterprises"; "Development of a regulatory and methodological framework for the vocational selection of personnel at OAO Gazprom's organizations for work on a rotational team basis"; and "Development of a Comprehensive Program for Early Identification and Prevention of Oncological Diseases of OAO Gazprom's Personnel", delivering the research results to OAO Gazprom and OAO Gazprom undertakes to accept the research results and pay for such work an aggregate maximum amount of 90 million Rubles | |||||||||||
| 25 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO Gazprom Promgaz pursuant to which OAO Gazprom Promgaz undertakes to perform, within the period between July 1, 2010 and December 31, 2012, acting on OAO Gazprom's instructions, research work for OAO Gazprom covering the following subjects: "Development of a system of medical, sanitary and psychological support for work at the Shtokman field with the use of rotational team labor system" and "Development of unified standards for evaluating [monitoring] and forecasting the impact of natural, environmental and production factors on the state of human health in the area of construction of the Pre-Caspian gas pipeline, development of the Caspian Sea shelf and Central Asian oil and gas fields", delivering the research results to OAO Gazprom and OAO Gazprom undertakes to accept the research results and pay for such work an aggregate maximum amount of 116 million Rubles | For | 78200 | 0 | 0 | 0 | |||||
| 26 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO Gazprom Promgaz, pursuant to which OAO Gazprom Promgaz undertakes, within the period between July 1, 2010 and December 31, 2010, acting on OAO Gazprom's instructions, to provide services related to express assessment of estimated cost of OAO Gazprom's commissioned facilities, determination of the operational cost and expenses included in Chapters 1 and 9 of the | For | 78200 | 0 | 0 | 0 | |||||
| consolidated estimates of the construction cost of OAO Gazprom's facilities in accordance with statutory, methodological and regulatory documentation effective as of January 1, 2010, with the purpose of establishing effective control over the use of the mentioned limits, analysis of the labor costs involved in the design of mining facilities, trunk gas pipelines and compressor plants on the basis of actual data provided by OAO Gazprom's design institutions, support of the Comprehensive Plan of Activities for Optimizing the Company's Costs Structure in terms of cost estimation-related regulatory framework and assessment of cost estimation-related regulatory documents facilitating the introduction of new construction technologies, and OAO Gazprom undertakes to pay for such services an aggregate maximum amount of 66 million Rubles | |||||||||||
| 27 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO Gazprom Promgaz, pursuant to which OAO Gazprom Promgaz undertakes, within the period between July 1, 2010 and July 1, 2012 to perform, acting on OAO Gazprom's instructions, research work for OAO Gazprom covering the following subject: "Assessment of opportunities for the sale of methane extracted at the primary production sites of Kuznetsk Coal Basin", delivering the research results to OAO Gazprom, and OAO Gazprom undertakes to accept of the research results and pay for such work an aggregate maximum amount of 35 million Rubles | For | 78200 | 0 | 0 | 0 | |||||
| 28 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO Gazprom Promgaz and OAO Gazprom Space Systems [the Contractors], pursuant to which the Contractors undertake, within the period between July 1, 2010 and December 31, 2010, acting on OAO Gazprom's instructions, to provide services related to implementation of programs of scientific and technical cooperation of OAO Gazprom with foreign partner companies and OAO Gazprom undertakes to pay for such services an aggregate maximum amount of 2 million Rubles | For | 78200 | 0 | 0 | 0 | |||||
| 29 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and ZAO Gaztelecom, pursuant to which ZAO Gaztelecom undertakes, within the period between July 1, 2010 and December 31, 2011, to perform, acting on OAO Gazprom's instructions, a set of work relating to technical maintenance of OAO Gazprom's technological assets constituting elements of communication lines and equipment of the fiber optic communication system of Yamal–Europe pipeline in the territories of the Russian Federation and the Republic of Belarus, delivering the results to OAO Gazprom, and OAO Gazprom undertakes to accept of the results of the operations and pay for such work an aggregate maximum amount of 268.24 million Rubles | For | 78200 | 0 | 0 | 0 | |||||
| 30 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of an agreement between OAO Gazprom and OAO Gazprom Promgaz, pursuant to which OAO Gazprom Promgaz will deliver to OAO Gazprom complete exclusive rights to utility model "Corporate system for collecting space data required for the design and operation of long-distance technical structures, prospecting of oil and gas fields and their development and operation" owned by it, and OAO Gazprom undertakes to pay OAO Gazprom Promgaz a fee for the acquisition of exclusive rights to the utility model in an aggregate maximum amount of 20,000 Rubles | For | 78200 | 0 | 0 | 0 | |||||
| 31 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO Gazprom Promgaz, ZAO Gazprom Invest Yug and OAO Tomskgazprom [the Licensees], pursuant to which OAO Gazprom will grant the Licensees ordinary [non-exclusive] license to use computer software package "Software for computation of cost estimates based on the resource method under the current level of well construction prices" by recording it in the memory of the Licensees' computers, and the Licensees will pay OAO Gazprom a license fee in an aggregate maximum amount of 975,000 Rubles | For | 78200 | 0 | 0 | 0 | |||||
| 32 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OOO Gazpromtrans, ZAO Yamalgazinvest, OOO Mezhregiongaz, OAO Gazpromregiongaz, OAO Salavatnefteorgsintez, OOO REP and Gazpromipoteka Fund [the Licensees], pursuant to which OAO Gazprom will grant the Licensees an ordinary [non-exclusive] license to use OAO Gazprom's trade marks, registered in the State Register of Trade Marks and Service Marks of the Russian Federation, as follows: on goods, labels or packaging of goods which are produced, offered for sale, sold or displayed at exhibitions or fairs or otherwise introduced into civil transactions in the territory of the Russian Federation, are stored or transported for such purpose or brought into the territory of the Russian Federation; in connection with performance of work or provision of services, including the development of oil and gas fields or construction of oil or gas pipelines; on covering, business and other documentation, including documentation related to introduction of goods into civil transactions; in offers for the sale of goods, performance of work or provision of services, as well as in announcements, advertisements, in connection with the conduct of charitable or sponsored events, in printed publications, on official letterheads, on signs, including signs on administrative buildings, industrial facilities, multi-functional refueling complexes providing accompanying types of roadside service, shops, car washing units, cafes, car service/tire fitting businesses, recreational services centers, on transportation vehicles, as well as on clothes and individual protection gear; on the Licensees' corporate seals; in the Internet; in the Licensees' corporate names, and the Licensees will pay OAO Gazprom license fees in the form of quarterly payments for the right of use of each of OAO Gazprom's trade mark with respect to each transaction in the amount not exceeding 300 times the minimum statutory wage established by the effective legislation of the Russian Federation as of the date of signing the delivery and acceptance acts, plus value added tax at the rate required by the effective legislation of the Russian Federation, in an aggregate maximum amount of 38.232 million Rubles | For | 78200 | 0 | 0 | 0 | |||||
| 33 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO Gazprom Neft [the Licensee], pursuant to which OAO Gazprom will grant the Licensee an exclusive license to use the following OAO Gazprom's trade marks, registered in blue, azure and white color/color combination in the State Register of Trade Marks and Service Marks of the Russian Federation, as follows: on goods, labels or packaging of goods which are produced, offered for sale, sold or displayed at exhibitions or fairs or otherwise introduced into civil transactions in the territory of the Russian Federation, are stored or transported for such purpose or brought into the territory of the Russian Federation; in connection with performance of work or provision of services, including the development of oil and gas fields or construction of oil or gas pipelines; on covering, business and other documentation, including documentation related to introduction of goods into civil transactions; in offers for the sale of goods, performance of work or provision of services, as well as in announcements, advertisements, in connection with the conduct of charitable or sponsored events, in printed publications, on official letterheads, on signs, including signs on administrative buildings, industrial facilities, multi-functional refueling complexes providing accompanying types of roadside service, shops, car washing units, cafes, car service/tire fitting businesses, recreational services centers, on transportation vehicles, as well as on clothes and individual protection gear; on the Licensee's corporate seals; in the Internet; in the Licensee's corporate name, and the Licensee will pay OAO Gazprom a license fee in the form of one-time [lump-sum] payment in an aggregate maximum amount of 7.304 million Rubles | For | 78200 | 0 | 0 | 0 | |||||
| 34 | PLEASE NOTE THAT CUMULATIVE VOTING APPLIES TO RESOLUTIONS 11.1 TO 11.17 REGARDING THE ELECTION OF DIRECTORS. STANDING INSTRUCTIONS HAVE BEEN REMOVED FOR THIS MEETING. PLEASE NOTE THAT ONLY A VOTE "FOR" THE DIRECTOR WILL BE CUMULATED. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE IF YOU HAVE ANY QUESTIONS. | None | Non Voting | ||||||||
| 35 | Election of Akimov Andrei Igorevich to the Board of Directors of OAO Gazprom | For | 78200 | 0 | 0 | 0 | |||||
| 36 | Election of Ananenkov Aleksandr Georgievich to the Board of Directors of OAO Gazprom | For | 78200 | 0 | 0 | 0 | |||||
| 37 | Election of Bergmann Burckhard to the Board of Directors of OAO Gazprom | For | 78200 | 0 | 0 | 0 | |||||
| 38 | Election of Gazizullin Farit Rafikovich to the Board of Directors of OAO Gazprom | For | 78200 | 0 | 0 | 0 | |||||
| 39 | Election of Gusakov Vladimir Anatolievich to the Board of Directors of OAO Gazprom | For | 78200 | 0 | 0 | 0 | |||||
| 40 | Election of Zubkov Viktor Alekseevich to the Board of Directors of OAO Gazprom | For | 78200 | 0 | 0 | 0 | |||||
| 41 | Election of Karpel Elena Evgenievna to the Board of Directors of OAO Gazprom | For | 78200 | 0 | 0 | 0 | |||||
| 42 | Election of Makarov Aleksei Aleksandrovich to the Board of Directors of OAO Gazprom | For | 78200 | 0 | 0 | 0 | |||||
| 43 | Election of Miller Aleksei Borisovich to the Board of Directors of OAO Gazprom | For | 78200 | 0 | 0 | 0 | |||||
| 44 | Election of Musin Valery Abramovich to the Board of Directors of OAO Gazprom | For | 0 | 78200 | 0 | 0 | |||||
| 45 | Election of Nabiullina Elvira Sakhipzadovna to the Board of Directors of OAO Gazprom | For | 0 | 78200 | 0 | 0 | |||||
| 46 | Election of Nikolaev Viktor Vasilievich to the Board of Directors of OAO Gazprom | For | 0 | 78200 | 0 | 0 | |||||
| 47 | Election of Rusakova Vlada Vilorikovna to the Board of Directors of OAO Gazprom | For | 0 | 78200 | 0 | 0 | |||||
| 48 | Election of Sereda Mikhail Leonidovich to the Board of Directors of OAO Gazprom | For | 0 | 78200 | 0 | 0 | |||||
| 49 | Election of Fortov Vladimir Evgenievich to the Board of Directors of OAO Gazprom | For | 0 | 78200 | 0 | 0 | |||||
| 50 | Election of Shmatko Sergei Ivanovich to the Board of Directors of OAO Gazprom | For | 0 | 78200 | 0 | 0 | |||||
| 51 | Election of Yusufov Igor Khanukovich to the Board of Directors of OAO Gazprom | For | 0 | 78200 | 0 | 0 | |||||
| 52 | PLEASE NOTE THAT ALTHOUGH THERE ARE 11 CANDIDATES TO BE ELECTED AS TO THE AUDIT COMMISSION, THERE ARE ONLY 9 VACANCIES AVAILABLE TO BE FILLED AT THE MEETING. THE STANDING INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE, YOU ARE REQUIRED TO VOTE FOR ONLY 9 OF THE 11 CANDIDATES. THANK YOU. | None | Non Voting | ||||||||
| 53 | Election of Arkhipov Dmitry Aleksandrovich as a Member of the Audit Commission of OAO Gazprom | For | 78200 | 0 | 0 | 0 | |||||
| 54 | Election of Belobrov Andrei Viktorovich as a Member of the Audit Commission of OAO Gazprom | For | 78200 | 0 | 0 | 0 | |||||
| 55 | Election of Bikulov Vadim Kasymovich as a Member of the Audit Commission of OAO Gazprom | For | 78200 | 0 | 0 | 0 | |||||
| 56 | Election of Kobzev Andrei Nikolaevich as a Member of the Audit Commission of OAO Gazprom | For | 78200 | 0 | 0 | 0 | |||||
| 57 | Election of Lobanova Nina Vladislavovna as a Member of the Audit Commission of OAO Gazprom | For | 78200 | 0 | 0 | 0 | |||||
| 58 | Election of Logunov Dmitry Sergeyevich as a Member of the Audit Commission of OAO Gazprom | For | 78200 | 0 | 0 | 0 | |||||
| 59 | Election of Nosov Yury Stanislavovich as a Member of the Audit Commission of OAO Gazprom | For | 78200 | 0 | 0 | 0 | |||||
| 60 | Election of Pesotsky Konstantin Valerievich as a Member of the Audit Commission of OAO Gazprom | For | 78200 | 0 | 0 | 0 | |||||
| 61 | Election of Salekhov Marat Khasanovich as a Member of the Audit Commission of OAO Gazprom | For | 78200 | 0 | 0 | 0 | |||||
| 62 | Election of Tikhonova Maria Gennadievna as a Member of the Audit Commission of OAO Gazprom | For | 0 | 0 | 0 | 0 | |||||
| 63 | Election of Yugov Aleksandr Sergeyevich as a Member of the Audit Commission of OAO Gazprom | For | 0 | 0 | 0 | 0 | |||||
| 64 | REMINDER PLEASE NOTE IN ORDER TO VOTE ON THE FULL MEETING AGENDA YOU MUST ALSO VOTE ON MEETING ID 711982 WHICH CONTAINS RESOULTIONS 1 TO 10.70. | None | Non Voting | ||||||||
| GAZPROM O A O | |||||||||||
| Security: | 368287207 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 25-Jun-2010 | |||||||||
| ISIN | US3682872078 | Vote Deadline Date: | 10-Jun-2010 | ||||||||
| Agenda | 702457056 | Management | Total Ballot Shares: | 78200 | |||||||
| Last Vote Date: | 07-Jun-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | PLEASE NOTE THAT BECAUSE OF THE SIZE OF THE AGENDA [139 RESOLUTIONS] FOR THE GAZPROM OF RUSSIA MEETING, THE AGENDA HAS BEEN BROKEN UP AMONG TWO INDIVIDUAL MEETINGS. THE MEETING IDS AND HOW THE RESOLUTIONS HAVE BEEN BROKEN OUT ARE AS FOLLOWS: MEETING ID 711982 [RESOLUTIONS 1 THROUGH 10.70] AND MEETING ID 711640 [RESOLUTIONS 10.71 THROUGH 12.11]. IN ORDER TO VOTE ON THE COMPLETE AGENDA OF THIS MEETING YOU MUST VOTE ON BOTH THE MEETINGS. | None | Non Voting | ||||||||
| 2 | Approval of the annual report of OAO "Gazprom" for 2009 | For | 78200 | 0 | 0 | 0 | |||||
| 3 | Approval of the annual accounting statements, including the profit and loss reports (profit and loss accounts) of the Company based on the results of 2009 | For | 78200 | 0 | 0 | 0 | |||||
| 4 | Approval of the distribution of profit of the Company based on the results of 2009 | For | 78200 | 0 | 0 | 0 | |||||
| 5 | Approval of the amount of, time for and form of payment of annual dividends on the Company's shares that have been proposed by the Board of Directors of the Company based on the results of 2009 | For | 78200 | 0 | 0 | 0 | |||||
| 6 | Approval of the Closed Joint Stock Company PricewaterhouseCoopers Audit as the Company's External Auditor | For | 78200 | 0 | 0 | 0 | |||||
| 7 | Amendments to the Clauses 19.1, 21.3, 31.1, 32.1 and 53.1 and Article 55 of the Charter of OAO Gazprom | For | 0 | 0 | 78200 | 0 | |||||
| 8 | Amendments to Article 23 and Clauses 24.2 and 25.1 of the Regulation on the General Shareholders' Meeting of OAO Gazprom | For | 0 | 0 | 78200 | 0 | |||||
| 9 | Payment of remuneration to Members of the Board of Directors in the amounts recommended by the Board of Directors of the Company | For | 78200 | 0 | 0 | 0 | |||||
| 10 | Payment of remuneration to Members of the Audit Commission in the amounts recommended by the Board of Directors of the Company | For | 78200 | 0 | 0 | 0 | |||||
| 11 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and Gazprombank [Open Joint Stock Company] regarding receipt by OAO Gazprom of funds in a maximum sum of 500 million U.S. dollars or its equivalent in Rubles or Euros, for a term of up to and including 5 years, with interest for using the loans to be paid at a rate not exceeding 12% per annum in the case of loans in U.S. Dollars/Euros and at a rate not exceeding the Bank of Russia's refinancing rate in effect on the date of entry into the applicable loan agreement, plus 3% per annum, in the case of loans in Rubles | For | 0 | 0 | 78200 | 0 | |||||
| 12 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and Sberbank of Russia OAO regarding receipt by OAO Gazprom of funds in a maximum sum of 1.5 billion U.S. Dollars or its equivalent in Rubles or Euros, for a term of up to and including 5 years, with interest for using the loans to be paid at a rate not exceeding 12% per annum in the case of loans in U.S. Dollars/Euros and at a rate not exceeding the Bank of Russia's refinancing rate in effect on the date of entry into the applicable loan agreement, plus 3% per annum, in the case of loans in Rubles | For | 0 | 0 | 78200 | 0 | |||||
| 13 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO VTB Bank regarding receipt by OAO Gazprom of funds in a maximum sum of 1 billion U.S. Dollars or its equivalent in Rubles or Euros, for a term of up to and including 5 years, with interest for using the loans to be paid at a rate not exceeding 12% per annum in the case of loans in U.S. Dollars/Euros and at a rate not exceeding the Bank of Russia's refinancing rate in effect on the date of entry into the applicable loan agreement, plus 3% per annum, in the case of loans in Rubles | For | 0 | 0 | 78200 | 0 | |||||
| 14 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and State Corporation "Bank for Development and Foreign Economic Affairs [Vnesheconombank]" regarding receipt by OAO Gazprom of cash in a maximum amount of 6 billion U.S. Dollars or its equivalent in Rubles or Euros, for a term of up to and including 5 years, with interest for using the loans to be paid at a rate not exceeding 12% per annum in the case of loans in U.S. dollars / euros and at a rate not exceeding the Bank of Russia's refinancing rate in effect on the date of entry into the applicable loan agreement, plus 3% per annum, in the case of loans in Rubles | For | 0 | 0 | 78200 | 0 | |||||
| 15 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of transactions between OAO Gazprom and Gazprombank [Open Joint Stock Company] entered into under the loan facility agreement between OAO Gazprom and the Bank, involving receipt by OAO Gazprom of cash in the maximum amount of 25 billion Rubles, for a term not exceeding 30 calendar days, with interest for using the loans to be paid at a rate not exceeding the reference offered rate for Ruble loans [deposits] in the Moscow money market [MosPrime Rate] established for loans with a maturity equal to the period of using the applicable loan, quoted as of the date of entry into the applicable transaction, plus 2% | For | 0 | 0 | 78200 | 0 | |||||
| 16 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of transactions between OAO Gazprom and Sberbank of Russia OAO entered into under the loan facility agreement between OAO Gazprom and the Bank, involving receipt by OAO Gazprom of cash in the maximum amount of 17 billion Rubles, for a term not exceeding 30 calendar days, with interest for using the loans to be paid at a rate not exceeding the reference offered rate for Ruble loans [deposits] in the Moscow money market [MosPrime Rate] established for loans with a maturity equal to the period of using the applicable loan, quoted as of the date of entry into the applicable transaction, plus 4% | For | 0 | 0 | 78200 | 0 | |||||
| 17 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of transactions between OAO Gazprom and ZAO Gazenergoprombank entered into under the loan facility agreement between OAO Gazprom and the Bank, involving receipt by OAO Gazprom of cash in the maximum amount of 100 million U.S. Dollars, for a term not exceeding 30 calendar days, with interest for using the loans to be paid at a rate not exceeding the London Interbank Offered Rate [LIBOR] established for loans with a maturity equal to the period of using the applicable loan, quoted as of the date of entry into the applicable transaction, plus 4% | For | 0 | 0 | 78200 | 0 | |||||
| 18 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of transactions between OAO Gazprom and OAO Bank VTB, entered into under the loan facility agreement between OAO Gazprom and the bank, involving receipt by OAO Gazprom of cash in the maximum amount of 5 billion Rubles, for a term not exceeding 30 calendar days, with interest for using the loans to be paid at a rate not exceeding the reference offered rate for Ruble loans [deposits] in the Moscow money market [MosPrime Rate] established for loans with a maturity equal to the period of using the applicable loan, quoted as of the date of entry into the applicable transaction, plus 4% | For | 0 | 0 | 78200 | 0 | |||||
| 19 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and Gazprombank [Open Joint Stock Company] pursuant to which Gazprombank [Open Joint Stock Company] will accept and credit, upon the terms and conditions announced by the Bank, cash transferred to accounts opened in OAO Gazprom's name and conduct operations through the accounts in accordance with OAO Gazprom's instructions, as well as agreements between OAO Gazprom and Gazprombank [Open Joint Stock Company] regarding in the account of a non-reducible balance in a maximum amount not exceeding 20 billion Rubles or its equivalent in a foreign currency per transaction, with interest to be paid by the bank at a rate not lower than 0.1% per annum in the relevant currency | For | 0 | 0 | 78200 | 0 | |||||
| 20 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and Sberbank of Russia OAO, ZAO Gazenergoprombank and OAO Bank VTB pursuant to which the Banks will accept and credit, upon the terms and conditions announced by the Banks, cash transferred to accounts opened in OAO Gazprom's name and conduct operations through the accounts in accordance with OAO Gazprom's instructions | For | 0 | 0 | 78200 | 0 | |||||
| 21 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and Gazprombank [Open Joint Stock Company], Sberbank of Russia OAO, ZAO Gazenergoprombank and OAO Bank VTB, pursuant to which the Banks will provide services to OAO Gazprom making use of electronic payments system of the respective Bank, including receipt from OAO Gazprom of electronic payment documents for executing payment operations through the accounts, provision of electronic statements of accounts and conduct of other electronic document processing, and OAO Gazprom will pay for the services provided at the tariffs of the respective Bank effective at the time of the provision of the services | For | 0 | 0 | 78200 | 0 | |||||
| 22 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, the foreign currency purchase/sale transactions between OAO Gazprom and Gazprombank [Open Joint Stock Company] to be entered into under the General Agreement on the Conduct of Conversion Operations No. 3446 between OAO Gazprom and the Bank dated September 12, 2006, in the maximum amount of 500 million U.S. Dollars or its equivalent in Rubles, Euros or other currency for each transaction | For | 0 | 0 | 78200 | 0 | |||||
| 23 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and Gazprombank [Open Joint Stock Company] pursuant to which OAO Gazprom will issue suretyships to secure performance by OAO Gazprom's subsidiary companies of their obligations to Gazprombank [Open Joint Stock Company] with respect to the Bank's guarantees issued to the Russian Federation's tax authorities in connection with the subsidiary companies challenging such tax authorities' claims in court, in an aggregate maximum amount equivalent to 500 million U.S. Dollars and for a period not exceeding 14 months | For | 0 | 0 | 78200 | 0 | |||||
| 24 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and Sberbank of Russia OAO pursuant to which OAO Gazprom will issue suretyships to secure performance by OAO Gazprom's subsidiary companies of their obligations to Sberbank of Russia OAO with respect to the Bank's guarantees issued to the Russian Federation's tax authorities in connection with the subsidiary companies challenging such tax authorities' claims in court, in an aggregate maximum amount equivalent to 500 million U.S. Dollars and for a period not exceeding 14 months | For | 0 | 0 | 78200 | 0 | |||||
| 25 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and Gazprombank [Open Joint Stock Company] pursuant to which OAO Gazprom will issue suretyships to secure performance by OAO Gazprom's subsidiary companies of their obligations to Gazprombank [Open Joint Stock Company] with respect to the Bank's guarantees issued to the Russian Federation's tax authorities related to such companies' obligations to pay excise taxes in connection with exports of petroleum products that are subject to excise taxes, and eventual penalties, in the aggregate maximum amount of 1.8 billion Rubles and for a period not exceeding 14 months | For | 0 | 0 | 78200 | 0 | |||||
| 26 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreement between OAO Gazprom and Bank Societe Generale pursuant to which OAO Gazprom undertakes to Bank Societe Generale to secure performance by OOO Gazprom Export of its obligations under a direct contract in connection with the gas transportation agreement between Nord Stream AG and OOO Gazprom Export, concluded between OOO Gazprom Export and Bank Societe Generale [hereinafter referred to as "Direct Contract in connection with the GTA"] including the obligations to pay a termination fee pursuant to the terms and conditions of the Direct Contract in connection with the GTA, in an aggregate maximum amount of 12.094 billion Euros | For | 0 | 0 | 78200 | 0 | |||||
| 27 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO Beltransgaz pursuant to which OAO Gazprom will grant OAO Beltransgaz temporary possession and use of the facilities of the Yamal-Europe trunk gas pipeline system and the related service equipment that are situated in the territory of the Republic of Belarus for a period not exceeding 12 months and OAO Beltransgaz will make payment for using such property in the maximum amount of 6.4 billion Rubles | For | 0 | 0 | 78200 | 0 | |||||
| 28 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OOO Gazpromtrans pursuant to which OAO Gazprom will grant OOO Gazpromtrans temporary possession and use of the infrastructure facilities of the railway stations of the Surgutskiy Condensate Stabilization Plant, Sernaya railway station and Tvyordaya Sera railway station, the facilities of the railway station situated in the town of Slavyansk-na-Kubani, the facilities of the railway line between Obskaya and Bovanenkovo stations, as well as the software and hardware solutions "System for Managing OAO Gazprom's Property and Other Assets at OOO Gazpromtrans Level [ERP]" and "Electronic Archive Module at OOO Gazpromtrans Level" for a period not exceeding 12 months and OOO Gazpromtrans will make payment for using such property in the maximum amount of 3.6 billion Rubles | For | 0 | 0 | 78200 | 0 | |||||
| 29 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and ZAO Gazprom Neft Orenburg pursuant to which OAO Gazprom will grant ZAO Gazprom Neft Orenburg temporary possession and use of the wells, downhole and above-ground well equipment within the Eastern Segment of the Orenburgskoye oil and gas- condensate field for a period not exceeding 12 months and ZAO Gazprom Neft Orenburg will make payment for using such property in the maximum amount of 1.49 billion Rubles | For | 0 | 0 | 78200 | 0 | |||||
| 30 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO Lazurnaya pursuant to which OAO Gazprom will grant OAO Lazurnaya temporary possession and use of the property of the first and second units of the Lazurnaya Peak Hotel complex situated in the city of Sochi, for a period not exceeding 12 months and OAO Lazurnaya will make payment for using such property in the maximum amount of 83.4 million Rubles | For | 0 | 0 | 78200 | 0 | |||||
| 31 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the Agreements between OAO Gazprom and DOAO Tsentrenergogaz of OAO Gazprom pursuant to which OAO Gazprom will grant DOAO Tsentrenergogaz of OAO Gazprom temporary possession and use of the building and equipment of the repair and machining shop at the home base of the oil and gas production department for the Zapolyarnoye gas-oil- condensate field, situated in the Yamalo-Nenetskiy Autonomous Area, Tazovskiy District, township of Novozapolyarnyi, the building and equipment of the repair and machining shop at the Southern Regional Repair Base situated in the Stavropolskiy Province, town of Izobilnyi, as well as the software and hardware solutions "System for Managing OAO Gazprom's Property and Other Assets at DOAO Tsentrenergogaz of OAO Gazprom Level [ERP]", "OAO Gazprom Long Term Investments Reporting and Analysis System [LTIAA] at DOAO Tsentrenergogaz Level" and "Electronic Archive Module at DOAO Tsentrenergogaz of OAO Gazprom Level" for a period not exceeding 12 months and DOAO Tsentrenergogaz of OAO Gazprom will make payment for using such property in the maximum amount of 123.2 million Rubles | For | 0 | 0 | 78200 | 0 | |||||
| 32 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO Tsentrgaz pursuant to which OAO Gazprom will grant OAO Tsentrgaz temporary possession and use of the facilities of a preventative clinic situated in the Tula Region, Shchekinsky District, township of Grumant, as well as the software and hardware solutions "System for Managing OAO Gazprom's Property and Other Assets at OAO Tsentrgaz Level [ERP]", "OAO Gazprom Long-Term Investments Reporting and Analysis System [LTIAA] at OAO Tsentrgaz Level", "System of Reporting and Analysis of Information on Non-Core Assets within OAO Gazprom System [RAINCA] at OAO Tsentrgaz Level" and "Electronic Archive Module at OAO Tsentrgaz Level" for a period not exceeding 12 months and OAO Tsentrgaz will make payment for using such property in the maximum amount of 35.5 million Rubles | For | 0 | 0 | 78200 | 0 | |||||
| 33 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, Agreements between OAO Gazprom and OAO Gazprom Promgaz pursuant to which OAO Gazprom will grant OAO Gazprom Promgaz temporary possession and use of experimental prototypes of gas-using equipment [self-contained modular boiler installation, recuperative air heater, mini-boiler unit, radiant panel heating system, U- shaped radiant tube, modularized complete full-function small-sized gas and water treatment installations for coal bed methane extraction wells, well-head equipment, borehole enlargement device, and pressure core sampler] located in the Rostov Region, town of Kamensk- Shakhtinsky, and the Kemerovi Region, city of Novokuznetsk, an aerospace data processing software and equipment complex, as well as the software and hardware solutions "System for Managing OAO Gazprom's Property and Other Assets at OAO Gazprom Promgaz Level [ERP]" and "Electronic Archive Module at OAO Gazprom Promgaz Level" for a period not exceeding 12 months and OAO Gazprom Promgaz will make payment for using such property in the maximum amount of 21.6 million Rubles | For | 0 | 0 | 78200 | 0 | |||||
| 34 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and Gazprombank [Open Joint Stock Company] pursuant to which OAO Gazprom will grant Gazprombank [Open Joint Stock Company] temporary possession and use of the non-residential premises in a building that are situated at 31 Lenina Street, Yugorsk, Tyumen Region and are used to house a branch of Gazprombank [Open Joint Stock Company], with a total floor space of 810.6 square meters, and the plot of land occupied by the building and required for the use of that building, with an area of 3,371 square meters, for a period not exceeding 12 months and Gazprombank [Open Joint Stock Company] will make payment for using such property in the maximum amount of 2.4 million Rubles | For | 0 | 0 | 78200 | 0 | |||||
| 35 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO Salavatnefteorgsintez pursuant to which OAO Gazprom will grant OAO Salavatnefteorgsintez temporary possession and use of the gas condensate pipeline running from the Karachaganakskoye gas condensate field to the Orenburg Gas Refinery for a period not exceeding 12 months and OAO Salavatnefteorgsintez will make payment for using such property in the maximum amount of 283,000 Rubles | For | 0 | 0 | 78200 | 0 | |||||
| 36 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO Vostokgazprom pursuant to which OAO Gazprom will grant OAO Vostokgazprom temporary possession and use of M-468R special-purpose communications installation, as well as the software and hardware solutions "System for Managing OAO Gazprom's Property and Other Assets at OAO Vostokgazprom Level [ERP]", "OAO Gazprom Long-Term Investments Reporting and Analysis System [LTIAA] at OAO Vostokgazprom Level", "System of Reporting and Analysis of Information on Non-Core Assets within OAO Gazprom System [RAINCA] at OAO Vostokgazprom Level" and "Electronic Archive Module at OAO Vostokgazprom Level" for a period not exceeding 12 months and OAO Vostokgazprom will make payment for using such property in the maximum amount of 17.7 million Rubles | For | 0 | 0 | 78200 | 0 | |||||
| 37 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OOO Gazprom Export pursuant to which OAO Gazprom will grant OOO Gazprom Export temporary possession and use of an M-468R special-purpose communications installation, as well as the software and hardware solutions "OAO Gazprom Long-Term Investments Reporting and Analysis System [LTIAA] at OOO Gazprom Export Level" and "System of Reporting and Analysis of Information on Non-Core Assets within OAO Gazprom System [RAINCA] at OOO Gazprom Export Level" for a period not exceeding 12 months and OOO Gazprom Export will make payment for using such property in the maximum amount of 3.4 million Rubles | For | 0 | 0 | 78200 | 0 | |||||
| 38 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, Agreements between OAO Gazprom and OAO Gazprom Neft pursuant to which OAO Gazprom will grant OAO Gazprom Neft temporary possession and use of an M-468R special-purpose communications installation, as well as the software and hardware solutions "System for Managing OAO Gazprom's Property and Other Assets at OAO Gazprom Neft Level [ERP]", "OAO Gazprom Long- Term Investments Reporting and Analysis System [LTIAA] at OAO Gazprom Neft Level", "System of Reporting and Analysis of Information on Non-Core Assets within OAO Gazprom System [RAINCA] at OAO Gazprom Neft Level" and "Electronic Archive Module at OAO Gazprom Neft Level" for a period not exceeding 12 months and OAO Gazprom Neft will make payment for using such property in the maximum amount of 15.4 million Rubles | For | 0 | 0 | 78200 | 0 | |||||
| 39 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO Gazprom Space Systems pursuant to which OAO Gazprom will grant OAO Gazprom Space Systems temporary possession and use of software and hardware solutions "System for Managing OAO Gazprom's Property and Other Assets at OAO Gazkom Level [ERP]", | For | 0 | 0 | 78200 | 0 | |||||
| "OAO Gazprom Long-Term Investments Reporting and Analysis System [LTIAA] at OAO Gazprom Space Systems Level" and "Electronic Archive Module at OAO Gazprom Space Systems Level" for a period not exceeding 12 months and OAO Gazprom Space Systems will make payment for using such property in the maximum amount of 19.7 million Rubles | |||||||||||
| 40 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and ZAO Yamalgazinvest pursuant to which OAO Gazprom will grant ZAO Yamalgazinvest temporary possession and use of the software and hardware solutions "System for Managing OAO Gazprom's Property and Other Assets at ZAO Yamalgazinvest Level [ERP]" and "Electronic Archive Module at ZAO Yamalgazinvest Level" for a period not exceeding 12 months and ZAO Yamalgazinvest will make payment for using such property in the maximum amount of 12.9 million Rubles | For | 0 | 0 | 78200 | 0 | |||||
| 41 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and ZAO Gazprom Invest Yug, pursuant to which OAO Gazprom will grant ZAO Gazprom Invest Yug temporary possession and use of the ERP software and equipment complex "System for Managing OAO Gazprom's Property and Other Assets at ZAO Gazprom Invest Yug Level [ERP]" for a period not exceeding 12 months and ZAO Gazprom Invest Yug will make payment for using such property in the maximum amount of 2.4 million Rubles | For | 0 | 0 | 78200 | 0 | |||||
| 42 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OOO Mezhregiongaz, pursuant to which OAO Gazprom will grant OOO Mezhregiongaz temporary possession and use of the software and hardware solutions "System for Managing OAO Gazprom's Property and Other Assets at OOO Mezhregiongaz Level [ERP]", "OAO Gazprom Long-Term Investments Reporting and Analysis | For | 0 | 0 | 78200 | 0 | |||||
| System [LTIAA] at OOO Mezhregiongaz Level" and "System of Reporting and Analysis of Information on Non- Core Assets within OAO Gazprom System [RAINCA] at OOO Mezhregiongaz Level" for a period not exceeding 12 months and OOO Mezhregiongaz will make payment for using such property in the maximum amount of 14 million Rubles | |||||||||||
| 43 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO SOGAZ, pursuant to which OAO Gazprom will grant OAO SOGAZ temporary possession and use of the software and hardware solutions "System for Managing OAO Gazprom's Property and Other Assets at OAO SOGAZ Level (ERP)" and "Electronic Archive Module at OAO Insurance Company of Gas Industry (SOGAZ) Level" for a period not exceeding 12 months and OAO SOGAZ will make payment for using such property in the maximum amount of 13.4 million Rubles | For | 0 | 0 | 78200 | 0 | |||||
| 44 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OOO Gazprom Komplektatsiya pursuant to which OAO Gazprom will grant OOO Gazprom Komplektatsiya temporary possession and use of the software and hardware solutions "System for Managing OAO Gazprom's Property and Other Assets at OOO Gazprom Komplektatsiya Level [ERP]", "OAO Gazprom Long-Term Investments Reporting and Analysis System [LTIAA] at OOO Gazprom Komplektatsiya Level", "System of Reporting and Analysis of Information on Non-Core Assets within OAO Gazprom System [RAINCA] at OOO Gazprom Komplektatsiya Level" and "Electronic Archive Module at OOO Gazprom Komplektatsiya Level" for a period not exceeding 12 months and OAO Gazprom Komplektatsiya will make payment for using such property in the maximum amount of 15.2 million Rubles | For | 0 | 0 | 78200 | 0 | |||||
| 45 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and ZAO Gaztelecom pursuant to which OAO Gazprom will grant ZAO Gaztelecom temporary possession and use of communications facilities comprised of buildings, communications lines, communications networks, cable duct systems and equipment, which are located in the city | For | 0 | 0 | 78200 | 0 | |||||
| of Moscow, the city of Maloyaroslavets, the city of Rostov- on-Don, the city of Kaliningrad, the Moscow Region and the Smolensk Region of the Russian Federation and in the territory of the Republic of Belarus, as well as the software and hardware solutions "System for Managing OAO Gazprom's Property and Other Assets at ZAO Gaztelecom Level [ERP]" and "Electronic Archive Module at ZAO Gaztelecom Level" for a period not exceeding 12 months and ZAO Gaztelecom will make payment for using such property in the maximum amount of 233.4 million Rubles | |||||||||||
| 46 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO Gazpromregiongaz pursuant to which OAO Gazprom will grant OAO Gazpromregiongaz temporary possession and use of the property complex of the gas distribution system, comprised of facilities designed to transport and supply directly to consumers [gas offtaking pipelines, gas distribution pipelines, inter-township and street gas pipelines, high, medium and low pressure gas pipelines, gas flow control stations and buildings], as well as the software and hardware solutions "System for Managing OAO Gazprom's Property and Other Assets at OAO Gazpromregiongaz Level [ERP]", "OAO Gazprom Long- Term Investments Reporting and Analysis System [LTIAA] at OAO Gazpromregiongaz Level", and "Electronic Archive Module at OAO Gazpromregiongaz Level" for a period not exceeding 12 months and OAO Gazpromregiongaz will make payment for using such property in the maximum amount of 726.6 million Rubles | For | 0 | 0 | 78200 | 0 | |||||
| 47 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO Druzhba pursuant to which OAO Gazprom will grant OAO Druzhba temporary possession and use of the facilities of Druzhba vacation center [hotels, effluent treatment facilities, transformer substations entrance checkpoints, cottages, utility networks, metal fences, parking areas, ponds, roads, pedestrian crossings, sites, sewage pumping station, sports center, roofed ground-level arcade, servicing station, diesel-generator station, boiler house extension, storage facility, Fisherman's | For | 0 | 0 | 78200 | 0 | |||||
| Lodge, garage, garage with administrative and amenity building, a stela, as well as service machinery, equipment, furniture and accessories] situated in the Moscow Region, Naro-Fominsk District, village of Rogozinino, for a period not exceeding 12 months and OAO Druzhba will make payment for using such property in the maximum amount of 265.5 million Rubles | |||||||||||
| 48 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and Gazprombank [Open Joint Stock Company] pursuant to which the Bank, acting as a Customs Broker, will issue guarantees to the Russian Federation's customs authorities in respect of OAO Gazprom's obligations to pay customs payments and eventual interest and penalties, in the maximum amount of 50 million Rubles, with a fee due to the bank at a rate not exceeding 1% per annum of the amount of the guarantee | For | 0 | 0 | 78200 | 0 | |||||
| 49 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and Gazprombank [Open Joint Stock Company] pursuant to which the Bank, acting as a Customs Broker, will issue guarantees to the Russian Federation's customs authorities in respect of OAO Gazprom's obligations to pay customs payments and eventual interest and penalties, in a maximum amount equivalent to 1 million Euros, with a fee due to the bank at a rate not exceeding 1% per annum of the amount of the guarantee | For | 0 | 0 | 78200 | 0 | |||||
| 50 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OOO Mezhregiongaz, pursuant to which OAO Gazprom undertakes, acting on behalf of OOO Mezhregiongaz and at its instructions, to declare for customs purposes the natural gas transported by pipeline across the customs border of the Russian Federation, and OOO Mezhregiongaz undertakes to pay for such services in the amount not exceeding 3,000 Rubles per cargo customs declaration, as well as the value added tax at the rate required by the effective legislation of the Russian Federation, for an aggregate maximum amount of 170,000 Rubles | For | 72200 | 0 | 6000 | 0 | |||||
| 51 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO NOVATEK, pursuant to which OAO Gazprom undertakes, acting on behalf of OAO NOVATEK and at its instructions, to declare for customs purposes the natural gas transported by pipeline across the customs border of the Russian Federation, and OAO NOVATEK undertakes to pay for such services in the amount not exceeding 1.58 Rubles per 1 thousand cubic meters of natural gas, as well as the value added tax at the rate required by the effective legislation of the Russian Federation, on the basis of the monthly volume of the transported natural gas, for an aggregate maximum amount of 42.7 million Rubles | For | 72200 | 0 | 6000 | 0 | |||||
| 52 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OOO Mezhregiongaz pursuant to which OAO Gazprom will deliver and OOO Mezhregiongaz will accept [take off] gas in the amount not exceeding 300 billion cubic meters, deliverable on a monthly basis, and will pay for the gas an aggregate maximum amount of 992 billion Rubles | For | 78200 | 0 | 0 | 0 | |||||
| 53 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OOO Mezhregiongaz pursuant to which OOO Mezhregiongaz undertakes, acting on OAO Gazprom's instructions and for a total fee not exceeding 252.23 million Rubles, in its own name, but for OAO Gazprom's account, to accept gas produced by OAO Gazprom and its affiliates and sell it through OOO Mezhregiongaz's electronic trading site in the amount not exceeding 11.25 billion cubic meters for a maximum amount of 25.22 billion Rubles | For | 78200 | 0 | 0 | 0 | |||||
| 54 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OOO Mezhregiongaz pursuant to which OOO Mezhregiongaz will deliver and OAO Gazprom will accept [take off] gas bought by OOO Mezhregiongaz from independent entities in the amount not exceeding 11.25 billion cubic meters and will pay for the gas an aggregate maximum amount of 39.98 billion Rubles | For | 78200 | 0 | 0 | 0 | |||||
| 55 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OOO Gazprom Export pursuant to which OOO Gazprom Export undertakes, acting on OAO Gazprom's instructions and for a total fee not exceeding 70 million Rubles, in its own name, but for OAO Gazprom's account, to accept liquid hydrocarbons owned by OAO Gazprom, including crude oil, gas condensate and refined products [gasoline, liquefied gases, etc.] and sell them in the market outside the customs territory of the Russian Federation, in the amount not exceeding 1.6 million tons for a maximum amount of 15 billion Rubles | For | 78200 | 0 | 0 | 0 | |||||
| 56 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and ZAO Northgas, pursuant to which ZAO Northgas will deliver and OAO Gazprom will accept [take off] gas in the amount not exceeding 70 million cubic meters, deliverable on a monthly basis, and will pay for the gas an aggregate maximum amount of 61 million Rubles | For | 78200 | 0 | 0 | 0 | |||||
| 57 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO Severneftegazprom, pursuant to which OAO Severneftegazprom will deliver and OAO Gazprom will accept [take off] gas in the amount not exceeding 16.45 billion cubic meters and will pay for the gas an aggregate maximum amount of 33.25 billion Rubles | For | 78200 | 0 | 0 | 0 | |||||
| 58 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and ZAO Gazprom Neft Orenburg, pursuant to which ZAO Gazprom Neft Orenburg will deliver and OAO Gazprom will accept [take off] unstable crude oil in the amount not exceeding 800 thousand tons and will pay for the crude oil an aggregate maximum amount of 7 billion Rubles | For | 78200 | 0 | 0 | 0 | |||||
| 59 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO SIBUR Holding, pursuant to which OAO SIBUR Holding will deliver and OAO Gazprom will accept [take off] dry stripped gas processed at OAO SIBUR Holding's gas refining complexes in the amount not exceeding 2.3 billion cubic meters and will pay for the gas an aggregate maximum amount of 2.89 billion Rubles | For | 78200 | 0 | 0 | 0 | |||||
| 60 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO NOVATEK pursuant to which OAO Gazprom will deliver and OAO NOVATEK will accept [take off] gas in the amount not exceeding 16.5 billion cubic meters and will pay for the gas an aggregate maximum amount of 27.67 billion Rubles | For | 78200 | 0 | 0 | 0 | |||||
| 61 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO Tomskgazprom pursuant to which OAO Gazprom will provide services related to arranging for the transportation of gas in a total amount not exceeding 3 billion cubic meters and OAO Tomskgazprom will pay for the services related to arranging for the transportation of gas via trunk gas pipelines an aggregate maximum amount of 1.4 billion Rubles | For | 78200 | 0 | 0 | 0 | |||||
| 62 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OOO Mezhregiongaz pursuant to which OAO Gazprom will provide services related to arranging for the transportation of gas in a total amount not exceeding 50 billion cubic meters across the territory of the Russian Federation and the Republic of Kazakhstan and OOO Mezhregiongaz will pay for the services related to arranging for the transportation of gas via trunk gas pipelines an aggregate maximum amount of 92 billion Rubles | For | 78200 | 0 | 0 | 0 | |||||
| 63 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO Gazprom Neft pursuant to which OAO Gazprom will provide services related to arranging for the transportation of gas in a total amount not exceeding 5 billion cubic meters and OAO Gazprom Neft will pay for the services related to arranging for the transportation of gas via trunk gas pipelines an aggregate maximum amount of 3.2 billion Rubles | For | 78200 | 0 | 0 | 0 | |||||
| 64 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO NOVATEK pursuant to which OAO Gazprom will provide services related to arranging for the transportation of gas in a total amount not exceeding 47 billion cubic meters and OAO NOVATEK will pay for the services related to arranging for the transportation of gas via trunk gas pipelines an aggregate maximum amount of 66.5 billion Rubles | For | 78200 | 0 | 0 | 0 | |||||
| 65 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO NOVATEK pursuant to which OAO Gazprom will provide services related to arranging for the injection of gas owned by OAO NOVATEK into underground gas storage facilities and its storage in such facilities in the amount not exceeding 3.45 billion cubic meters and OAO NOVATEK will pay for the services related to arranging for gas injection and storage an aggregate maximum amount of 1.8 million Rubles, as well as services related to arranging for the off-taking the gas owned by OAO NOVATEK from underground gas storage facilities in the amount not exceeding 1.15 billion cubic meters and OAO NOVATEK will pay for the services related to arranging for the off- taking of gas an aggregate maximum amount of 29.2 million Rubles | For | 78200 | 0 | 0 | 0 | |||||
| 66 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and a/s Latvijas Gaze pursuant to which OAO Gazprom will sell and a/s Latvijas Gaze will purchase gas as follows: in the amount not exceeding 800 million cubic meters for an aggregate maximum amount of 200 million Euros in the second half of 2010 and in the amount not | For | 78200 | 0 | 0 | 0 | |||||
| exceeding 1.5 billion cubic meters for an aggregate maximum amount of 450 million Euros in 2011; as well as pursuant to which, a/s Latvijas Gaze will provide services of injection of gas owned by OAO Gazprom into Incukalna underground gas storage facility, of its storage in the storage facility, its off-taking and transportation across the territory of Latvian Republic as follows: in the second half of 2010, services related to the injection of gas into storage facilities in the amount not exceeding 600 million cubic meters, services related to storage of gas and its off-taking in the amount not exceeding 400 million cubic meters, services related to the transportation of gas in the amount not exceeding 1 billion cubic meters, and OAO Gazprom will pay for such services an aggregate maximum amount of 10 million Euros; in 2011, services related to the injection of gas into storage facilities in the amount not exceeding 900 million cubic meters, services related to storage of gas and its off-taking in the amount not exceeding 900 million cubic meters, services related to the transportation of gas in the amount not exceeding 1.8 billion cubic meters, and OAO Gazprom will pay for such services an aggregate maximum amount of 22 million Euros | |||||||||||
| 67 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and AB Lietuvos Dujos pursuant to which OAO Gazprom will sell and AB Lietuvos Dujos will purchase gas as follows: in the amount not exceeding 675 million cubic meters for an aggregate maximum amount of 170 million Euros in the second half of 2010 and in the amount not exceeding 1.6 billion cubic meters for an aggregate maximum amount of 480 million Euros in 2011, and pursuant to which AB Lietuvos Dujos will provide services related to the transportation of gas in transport mode across the territory of the Republic of Lithuania as follows: in the amount not exceeding 1 billion cubic meters in the second half of 2010, OAO Gazprom will pay an aggregate maximum amount of 4.2 million Euros for the gas transportation services and in the amount not exceeding 2.5 billion cubic meters in 2011, OAO Gazprom will pay an aggregate maximum amount of 14.7 million Euros for the gas transportation services | For | 78200 | 0 | 0 | 0 | |||||
| 68 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and UAB Kauno termofikacijos elektrine pursuant to which OAO Gazprom will sell and UAB Kauno termofikacijos elektrine will purchase gas as follows: in the amount not exceeding 180 million cubic meters for an aggregate maximum amount of 45 million Euros in the second half of 2010 and in the amount not exceeding 470 million cubic meters for an aggregate maximum amount of 141 million Euros in 2011 | For | 78200 | 0 | 0 | 0 | |||||
| 69 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and MoldovaGaz S.A. pursuant to which OAO Gazprom will deliver and MoldovaGaz S.A. will accept [take off] gas in the amount not exceeding 3.5 billion cubic meters for an aggregate maximum amount of 900 million U.S. Dollars in 2011, and pursuant to which MoldovaGaz S.A. will provide in 2011 services related to the transportation of gas in transport mode across the territory of the Republic of Moldova in the amount not exceeding 19.14 billion cubic meters, and OAO Gazprom will pay for services related to the transportation of gas via trunk gas pipelines an aggregate maximum amount of 47.85 million U.S. Dollars | For | 78200 | 0 | 0 | 0 | |||||
| 70 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and KazRosGaz LLP pursuant to which in 2010 OAO Gazprom will deliver and KazRosGaz LLP will accept [take off] gas in the amount not exceeding 1.2 billion cubic meters for an aggregate maximum amount of 170 million U.S. Dollars and pursuant to which OAO Gazprom will provide in 2010 services related to arranging for the transportation of gas owned by KazRosGaz LLP across the territory of the Russian Federation in the amount not exceeding 10.5 billion cubic meters and KazRosGaz LLP will pay for the services related to arranging for the transportation of gas via trunk gas pipelines an aggregate maximum amount of 43.5 million U.S. Dollars | For | 78200 | 0 | 0 | 0 | |||||
| 71 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO Beltransgaz, pursuant to which OAO Gazprom will sell, and OAO Beltransgaz will purchase gas in 2011 in the amount not exceeding 22.5 billion cubic meters for an aggregate maximum amount of 5.625 billion U.S. Dollars and pursuant to which OAO Beltransgaz in 2011 will provide services related to the transportation of gas in transport mode across the territory of the Republic of Belarus via gas transportation system of OAO Beltransgaz and via the Byelorussian segment of Russian Yamal Europe gas pipeline in the amount not exceeding 48.2 billion cubic meters and OAO Gazprom will pay for the services related to the transportation of gas via trunk gas pipelines an aggregate maximum amount of 600 million U.S. Dollars | For | 78200 | 0 | 0 | 0 | |||||
| 72 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and GAZPROM Germania GmbH, pursuant to which OAO Gazprom will provide services in 2011 related to arranging for the transportation of natural gas owned by GAZPROM Germania GmbH across the territory of the Republic of Kazakhstan, the Republic of Uzbekistan, the Russian Federation and the Republic of Belarus in the amount not exceeding 63.3 billion cubic meters, and GAZPROM Germania GmbH will pay for the services related to arranging for the transportation of gas via trunk gas pipelines an aggregate maximum amount of 1.8 billion U.S. Dollars | For | 78200 | 0 | 0 | 0 | |||||
| 73 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and GAZPROM Germania GmbH, pursuant to which OAO Gazprom undertakes, acting on the instructions of GAZPROM Germania GmbH for a fee in the total maximum amount of 96,000 U.S. Dollars, in its own name, but for the account of GAZPROM Germania GmbH, to arrange in 2011 for the transportation of natural gas owned by GAZPROM Germania GmbH across the territory of the Republic of Belarus for the amount not exceeding 37.293 million U.S. Dollars | For | 78200 | 0 | 0 | 0 | |||||
| 74 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OOO Gazpromtrans, pursuant to which OOO Gazpromtrans undertakes, acting on the instructions of OAO Gazprom, for a fee in the total maximum amount of 350,000 Rubles, in its own name, but for the account of OAO Gazprom, to ensure in 2010 2011 arrangement of operations related to the development and assessment of cost estimate documentation, start-up and commissioning work at OAO Gazprom's facilities commissioned under investment projects implementation contracts, as well as other work, including work of preparatory and support nature, required for the performance of start-up and commissioning work and the commissioning of OAO Gazprom's facilities | For | 78200 | 0 | 0 | 0 | |||||
| 75 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and ZAO Gazprom Invest Yug, pursuant to which ZAO Gazprom Invest Yug undertakes, acting on the instructions of OAO Gazprom, for a fee in an aggregate maximum amount of 200,000 Rubles, in its own name, but for the account of OAO Gazprom, to ensure in 2010-2011 arrangement of operations related to the development and assessment of cost estimate documentation, start-up and commissioning work at OAO Gazprom's facilities commissioned under investment projects implementation contracts, as well as other operations, including those of preparatory and support nature, required for the performance of start-up and commissioning work and the commissioning of OAO Gazprom's facilities | For | 78200 | 0 | 0 | 0 | |||||
| 76 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OOO Gazprom Tsentrremont, pursuant to which OOO Gazprom Tsentrremont undertakes, acting on the instructions of OAO Gazprom, for a fee in an aggregate maximum amount of 112,500 Rubles, in its own name, but for the account of OAO Gazprom, to ensure in 2010-2011 arrangement of operations related to the development and | For | 78200 | 0 | 0 | 0 | |||||
| assessment of cost estimate documentation, start-up and commissioning work at OAO Gazprom's facilities, commissioned under investment projects implementation contracts, as well as other operations, including those of preparatory and support nature, required for the performance of start-up and commissioning work and the commissioning of OAO Gazprom's facilities | |||||||||||
| 77 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and ZAO Yamalgazinvest, pursuant to which ZAO Yamalgazinvest undertakes, acting on the instructions of OAO Gazprom, for a fee in an aggregate maximum amount of 525,000 Rubles, in its own name, but for the account of OAO Gazprom, to ensure in 2010 2011 arrangement of operations related to the development and assessment of cost estimate documentation, start-up and commissioning work at OAO Gazprom's facilities, commissioned under investment projects implementation contracts, as well as other operations, including those of preparatory and support nature, required for the performance of start-up and commissioning work and the commissioning of OAO Gazprom's facilities | For | 78200 | 0 | 0 | 0 | |||||
| 78 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and OAO Gazprom Space Systems, pursuant to which OAO Gazprom Space Systems undertakes, within the period between July 1, 2010 and December 31, 2011, acting on OAO Gazprom's instructions, to provide services related to the implementation of OAO Gazprom's investment projects involving construction and commissioning of facilities, and OAO Gazprom undertakes to pay for such services the maximum amount of 2 million Rubles | For | 78200 | 0 | 0 | 0 | |||||
| 79 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreement between OAO Gazprom and ZAO Yamalgazinvest, pursuant to which ZAO Yamalgazinvest undertakes, within the period between July 1, 2010 and December 31, 2011, acting on OAO Gazprom's instructions, to provide services related to implementation of OAO Gazprom's investment projects involving construction and commissioning of facilities, and OAO Gazprom undertakes to pay for such services the maximum amount of 9 billion Rubles | For | 78200 | 0 | 0 | 0 | |||||
| 80 | Approval, in accordance with Chapter XI of the Federal Law "on Joint Stock Companies" and Chapter XI of the Charter of OAO Gazprom, of the agreements between OAO Gazprom and ZAO Gazprom Neft Orenburg, pursuant to which ZAO Gazprom Neft Orenburg undertakes, within the period between July 1, 2010 and December 31, 2011, acting on OAO Gazprom's instructions, to provide services related to implementation of OAO Gazprom's investment projects involving construction and commissioning of facilities and OAO Gazprom undertakes to pay for such services the maximum amount of 85 million Rubles | For | 78200 | 0 | 0 | 0 | |||||
| 81 | PLEASE NOTE THAT THIS AGENDA IS CONTINUED ON MEETING 711640, WHICH WILL CONTAIN RESOLUTION ITEMS 10.71 TO 12.11. THANK YOU. | None | Non Voting | ||||||||
| Guinness Atkinson Global Innovators Fund | |||||||||||
| Meeting Date Range: 01-Jul-2009 To 30-Jun-2010 | |||||||||||
| Selected Accounts | |||||||||||
| COSTCO WHOLESALE CORPORATION | |||||||||||
| Security: | 22160K105 | Meeting Type: | Annual | ||||||||
| Ticker: | COST | Meeting Date: | 28-Jan-2010 | ||||||||
| ISIN | US22160K1051 | Vote Deadline Date: | 27-Jan-2010 | ||||||||
| Agenda | 933175300 | Management | Total Ballot Shares: | 22450 | |||||||
| Last Vote Date: | 26-Jan-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | DIRECTOR | For | |||||||||
| 1 | B.S. CARSON, SR., M.D. | 22450 | 0 | 0 | 0 | ||||||
| 2 | WILLIAM H. GATES | 22450 | 0 | 0 | 0 | ||||||
| 3 | HAMILTON E. JAMES | 22450 | 0 | 0 | 0 | ||||||
| 4 | JILL S. RUCKELSHAUS | 22450 | 0 | 0 | 0 | ||||||
| 2 | AMENDMENT OF COMPANY'S FOURTH RESTATED STOCK INCENTIVE PLAN. | For | 22450 | 0 | 0 | 0 | |||||
| 3 | RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS. | For | 22450 | 0 | 0 | 0 | |||||
| TD AMERITRADE HOLDING CORPORATION | |||||||||||
| Security: | 87236Y108 | Meeting Type: | Annual | ||||||||
| Ticker: | AMTD | Meeting Date: | 25-Feb-2010 | ||||||||
| ISIN | US87236Y1082 | Vote Deadline Date: | 24-Feb-2010 | ||||||||
| Agenda | 933181579 | Management | Total Ballot Shares: | 74380 | |||||||
| Last Vote Date: | 26-Jan-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | DIRECTOR | For | |||||||||
| 1 | MARSHALL A. COHEN | 74380 | 0 | 0 | 0 | ||||||
| 2 | WILLIAM H. HATANAKA | 74380 | 0 | 0 | 0 | ||||||
| 3 | J. PETER RICKETTS | 74380 | 0 | 0 | 0 | ||||||
| 4 | ALLAN R. TESSLER | 74380 | 0 | 0 | 0 | ||||||
| 2 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2010. | For | 74380 | 0 | 0 | 0 | |||||
| 3 | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE COMPANY'S LONG-TERM INCENTIVE PLAN. | For | 74380 | 0 | 0 | 0 | |||||
| PARAMETRIC TECHNOLOGY CORPORATION | |||||||||||
| Security: | 699173209 | Meeting Type: | Annual | ||||||||
| Ticker: | PMTC | Meeting Date: | 03-Mar-2010 | ||||||||
| ISIN | US6991732099 | Vote Deadline Date: | 02-Mar-2010 | ||||||||
| Agenda | 933183612 | Management | Total Ballot Shares: | 87050 | |||||||
| Last Vote Date: | 26-Jan-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | DIRECTOR | For | |||||||||
| 1 | PAUL A. LACY | 87050 | 0 | 0 | 0 | ||||||
| 2 | MICHAEL E. PORTER | 87050 | 0 | 0 | 0 | ||||||
| 3 | ROBERT P. SCHECHTER | 87050 | 0 | 0 | 0 | ||||||
| 2 | APPROVE THE PERFORMANCE GOALS UNDER THE 2009 EXECUTIVE CASH INCENTIVE PERFORMANCE PLAN. | For | 87050 | 0 | 0 | 0 | |||||
| 3 | RE-APPROVE THE PERFORMANCE GOALS UNDER THE 2000 EQUITY INCENTIVE PLAN. | For | 87050 | 0 | 0 | 0 | |||||
| 4 | CONFIRM THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS PTC'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR. | For | 87050 | 0 | 0 | 0 | |||||
| APPLIED MATERIALS, INC. | |||||||||||
| Security: | 038222105 | Meeting Type: | Annual | ||||||||
| Ticker: | AMAT | Meeting Date: | 09-Mar-2010 | ||||||||
| ISIN | US0382221051 | Vote Deadline Date: | 05-Mar-2010 | ||||||||
| Agenda | 933184599 | Management | Total Ballot Shares: | 98640 | |||||||
| Last Vote Date: | 26-Jan-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | DIRECTOR | For | |||||||||
| 1 | AART J. DE GEUS | 98640 | 0 | 0 | 0 | ||||||
| 2 | STEPHEN R. FORREST | 98640 | 0 | 0 | 0 | ||||||
| 3 | THOMAS J. IANNOTTI | 98640 | 0 | 0 | 0 | ||||||
| 4 | SUSAN M. JAMES | 98640 | 0 | 0 | 0 | ||||||
| 5 | ALEXANDER A. KARSNER | 98640 | 0 | 0 | 0 | ||||||
| 6 | GERHARD H. PARKER | 98640 | 0 | 0 | 0 | ||||||
| 7 | DENNIS D. POWELL | 98640 | 0 | 0 | 0 | ||||||
| 8 | WILLEM P. ROELANDTS | 98640 | 0 | 0 | 0 | ||||||
| 9 | JAMES E. ROGERS | 98640 | 0 | 0 | 0 | ||||||
| 10 | MICHAEL R. SPLINTER | 98640 | 0 | 0 | 0 | ||||||
| 11 | ROBERT H. SWAN | 98640 | 0 | 0 | 0 | ||||||
| 2 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS APPLIED MATERIALS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2010. | For | 98640 | 0 | 0 | 0 | |||||
| SAMSUNG ELECTRS LTD | |||||||||||
| Security: | 796050888 | Meeting Type: | Annual General Meeting | ||||||||
| Ticker: | Meeting Date: | 19-Mar-2010 | |||||||||
| ISIN | US7960508882 | Vote Deadline Date: | 12-Mar-2010 | ||||||||
| Agenda | 702272840 | Management | Total Ballot Shares: | 3990 | |||||||
| Last Vote Date: | 05-Mar-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | IN THE KOREAN MARKET, THE VOTE OPTION OF "ABSTAIN" IS DETERMINED TO BE ACCEPTABLE OR NOT IN ACCORDANCE WITH THE LOCAL SUB CUSTODIAN'S REGULATIONS. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO SEE IF THE RECIPIENT OF YOUR VOTING INSTRUCTIONS WILL TREAT "ABSTAIN" AS A VALID VOTE OPTION. | None | Non Voting | ||||||||
| 2 | Approve the balance sheet, income statement, and statement of appropriation of retained earnings Draft for the 41st FY from 01 JAN 2009 to 31 DEC 2009 - cash dividends excluding interim dividends dividend per share: KRW 7,500 Common KRW 7,550 Preferred | For | 3990 | 0 | 0 | 0 | |||||
| 3 | Appointment of Mr. In-Ho Lee as an Independent Director | For | 3990 | 0 | 0 | 0 | |||||
| 4 | Appointment of Mr. In-Ho Lee as a Member of the Audit Committee | For | 3990 | 0 | 0 | 0 | |||||
| 5 | Approve the compensation ceiling for the Directors | For | 3990 | 0 | 0 | 0 | |||||
| BP P.L.C. | |||||||||||
| Security: | 055622104 | Meeting Type: | Annual | ||||||||
| Ticker: | BP | Meeting Date: | 15-Apr-2010 | ||||||||
| ISIN | US0556221044 | Vote Deadline Date: | 09-Apr-2010 | ||||||||
| Agenda | 933199716 | Management | Total Ballot Shares: | 24530 | |||||||
| Last Vote Date: | 31-Mar-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | TO RECEIVE THE DIRECTORS' ANNUAL REPORT AND ACCOUNTS | For | 24530 | 0 | 0 | 0 | |||||
| 2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT | For | 24530 | 0 | 0 | 0 | |||||
| 3 | TO ELECT MR P ANDERSON AS A DIRECTOR | For | 24530 | 0 | 0 | 0 | |||||
| 4 | TO RE-ELECT MR A BURGMANS AS A DIRECTOR | For | 24530 | 0 | 0 | 0 | |||||
| 5 | TO RE-ELECT MRS C B CARROLL AS A DIRECTOR | For | 24530 | 0 | 0 | 0 | |||||
| 6 | TO RE-ELECT SIR WILLIAM CASTELL AS A DIRECTOR | For | 24530 | 0 | 0 | 0 | |||||
| 7 | TO RE-ELECT MR I C CONN AS A DIRECTOR | For | 24530 | 0 | 0 | 0 | |||||
| 8 | TO RE-ELECT MR G DAVID AS A DIRECTOR | For | 24530 | 0 | 0 | 0 | |||||
| 9 | TO ELECT MR I E L DAVIS AS A DIRECTOR | For | 24530 | 0 | 0 | 0 | |||||
| 10 | TO RE-ELECT MR R DUDLEY AS A DIRECTOR | For | 24530 | 0 | 0 | 0 | |||||
| 11 | TO RE-ELECT MR D J FLINT AS A DIRECTOR | For | 24530 | 0 | 0 | 0 | |||||
| 12 | TO RE-ELECT DR B E GROTE AS A DIRECTOR | For | 24530 | 0 | 0 | 0 | |||||
| 13 | TO RE-ELECT DR A B HAYWARD AS A DIRECTOR | For | 24530 | 0 | 0 | 0 | |||||
| 14 | TO RE-ELECT MR A G INGLIS AS A DIRECTOR | For | 24530 | 0 | 0 | 0 | |||||
| 15 | TO RE-ELECT DR D S JULIUS AS A DIRECTOR | For | 24530 | 0 | 0 | 0 | |||||
| 16 | TO ELECT MR C-H SVANBERG AS A DIRECTOR | For | 24530 | 0 | 0 | 0 | |||||
| 17 | TO REAPPOINT ERNST & YOUNG LLP AS AUDITORS AND AUTHORIZE THE BOARD TO FIX THEIR REMUNERATION | For | 24530 | 0 | 0 | 0 | |||||
| 18 | SPECIAL RESOLUTION: TO ADOPT NEW ARTICLES OF ASSOCIATION | For | 24530 | 0 | 0 | 0 | |||||
| 19 | SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY FOR THE PURCHASE OF ITS OWN SHARES BY THE COMPANY | For | 24530 | 0 | 0 | 0 | |||||
| 20 | TO GIVE LIMITED AUTHORITY TO ALLOT SHARES UP TO A SPECIFIED AMOUNT | For | 24530 | 0 | 0 | 0 | |||||
| 21 | SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT A LIMITED NUMBER OF SHARES FOR CASH FREE OF PRE-EMPTION RIGHTS | For | 24530 | 0 | 0 | 0 | |||||
| 22 | SPECIAL RESOLUTION: TO AUTHORIZE THE CALLING OF GENERAL MEETINGS (EXCLUDING ANNUAL GENERAL MEETINGS) BY NOTICE OF AT LEAST 14 CLEAR DAYS | For | 24530 | 0 | 0 | 0 | |||||
| 23 | TO APPROVE THE RENEWAL OF THE EXECUTIVE DIRECTORS INCENTIVE PLAN | For | 24530 | 0 | 0 | 0 | |||||
| 24 | TO APPROVE THE SCRIP DIVIDEND PROGRAMME | For | 24530 | 0 | 0 | 0 | |||||
| 25 | SPECIAL RESOLUTION: TO INSTRUCT A COMMITTEE OF THE BOARD TO REVIEW THE ASSUMPTIONS BEHIND THE SUNRISE SAGD PROJECT | Against | 0 | 0 | 24530 | 0 | |||||
| CITIGROUP INC. | |||||||||||
| Security: | 172967101 | Meeting Type: | Annual | ||||||||
| Ticker: | C | Meeting Date: | 20-Apr-2010 | ||||||||
| ISIN | US1729671016 | Vote Deadline Date: | 19-Apr-2010 | ||||||||
| Agenda | 933203503 | Management | Total Ballot Shares: | 137850 | |||||||
| Last Vote Date: | 12-Apr-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | ELECTION OF DIRECTOR: ALAIN J.P. BELDA | For | 137850 | 0 | 0 | 0 | |||||
| 2 | ELECTION OF DIRECTOR: TIMOTHY C. COLLINS | For | 137850 | 0 | 0 | 0 | |||||
| 3 | ELECTION OF DIRECTOR: JERRY A. GRUNDHOFER | For | 137850 | 0 | 0 | 0 | |||||
| 4 | ELECTION OF DIRECTOR: ROBERT L. JOSS | For | 137850 | 0 | 0 | 0 | |||||
| 5 | ELECTION OF DIRECTOR: ANDREW N. LIVERIS | For | 137850 | 0 | 0 | 0 | |||||
| 6 | ELECTION OF DIRECTOR: MICHAEL E. O'NEILL | For | 137850 | 0 | 0 | 0 | |||||
| 7 | ELECTION OF DIRECTOR: VIKRAM S. PANDIT | For | 137850 | 0 | 0 | 0 | |||||
| 8 | ELECTION OF DIRECTOR: RICHARD D. PARSONS | For | 137850 | 0 | 0 | 0 | |||||
| 9 | ELECTION OF DIRECTOR: LAWRENCE R. RICCIARDI | For | 137850 | 0 | 0 | 0 | |||||
| 10 | ELECTION OF DIRECTOR: JUDITH RODIN | For | 137850 | 0 | 0 | 0 | |||||
| 11 | ELECTION OF DIRECTOR: ROBERT L. RYAN | For | 137850 | 0 | 0 | 0 | |||||
| 12 | ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO | For | 137850 | 0 | 0 | 0 | |||||
| 13 | ELECTION OF DIRECTOR: DIANA L. TAYLOR | For | 137850 | 0 | 0 | 0 | |||||
| 14 | ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, JR. | For | 137850 | 0 | 0 | 0 | |||||
| 15 | ELECTION OF DIRECTOR: ERNESTO ZEDILLO | For | 137850 | 0 | 0 | 0 | |||||
| 16 | PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS CITI'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | For | 137850 | 0 | 0 | 0 | |||||
| 17 | PROPOSAL TO APPROVE AMENDMENTS TO THE CITIGROUP 2009 STOCK INCENTIVE PLAN. | For | 137850 | 0 | 0 | 0 | |||||
| 18 | PROPOSAL TO APPROVE THE TARP REPAYMENT SHARES. | For | 137850 | 0 | 0 | 0 | |||||
| 19 | PROPOSAL TO APPROVE CITI'S 2009 EXECUTIVE COMPENSATION. | For | 137850 | 0 | 0 | 0 | |||||
| 20 | PROPOSAL TO RATIFY THE TAX BENEFITS PRESERVATION PLAN. | For | 137850 | 0 | 0 | 0 | |||||
| 21 | PROPOSAL TO APPROVE THE REVERSE STOCK SPLIT EXTENSION. | For | 137850 | 0 | 0 | 0 | |||||
| 22 | STOCKHOLDER PROPOSAL REGARDING POLITICAL NON-PARTISANSHIP. | Against | 0 | 137850 | 0 | 0 | |||||
| 23 | STOCKHOLDER PROPOSAL REQUESTING A REPORT ON POLITICAL CONTRIBUTIONS. | Against | 0 | 137850 | 0 | 0 | |||||
| 24 | STOCKHOLDER PROPOSAL REQUESTING A REPORT ON COLLATERAL FOR OVER-THE-COUNTER DERIVATIVES TRADES. | Against | 0 | 137850 | 0 | 0 | |||||
| 25 | STOCKHOLDER PROPOSAL REQUESTING THAT STOCKHOLDERS HOLDING 10% OR ABOVE HAVE THE RIGHT TO CALL SPECIAL STOCKHOLDER MEETINGS. | Against | 0 | 137850 | 0 | 0 | |||||
| 26 | STOCKHOLDER PROPOSAL REQUESTING THAT EXECUTIVE OFFICERS RETAIN 75% OF THE SHARES ACQUIRED THROUGH COMPENSATION PLANS FOR TWO YEARS FOLLOWING TERMINATION OF EMPLOYMENT. | Against | 0 | 137850 | 0 | 0 | |||||
| 27 | STOCKHOLDER PROPOSAL REQUESTING REIMBURSEMENT OF EXPENSES INCURRED BY A STOCKHOLDER IN A CONTESTED ELECTION OF DIRECTORS. | Against | 0 | 137850 | 0 | 0 | |||||
| L-3 COMMUNICATIONS HOLDINGS, INC. | |||||||||||
| Security: | 502424104 | Meeting Type: | Annual | ||||||||
| Ticker: | LLL | Meeting Date: | 27-Apr-2010 | ||||||||
| ISIN | US5024241045 | Vote Deadline Date: | 26-Apr-2010 | ||||||||
| Agenda | 933203642 | Management | Total Ballot Shares: | 15830 | |||||||
| Last Vote Date: | 28-Apr-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | DIRECTOR | For | |||||||||
| 1 | CLAUDE R. CANIZARES | 15830 | 0 | 0 | 0 | ||||||
| 2 | THOMAS A. CORCORAN | 15830 | 0 | 0 | 0 | ||||||
| 3 | LEWIS KRAMER | 15830 | 0 | 0 | 0 | ||||||
| 4 | ALAN H. WASHKOWITZ | 15830 | 0 | 0 | 0 | ||||||
| 2 | APPROVAL OF THE L-3 COMMUNICATIONS HOLDINGS, INC. AMENDED AND RESTATED 2008 LONG TERM PERFORMANCE PLAN. | For | 15830 | 0 | 0 | 0 | |||||
| 3 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | For | 15830 | 0 | 0 | 0 | |||||
| CAPITAL ONE FINANCIAL CORPORATION | |||||||||||
| Security: | 14040H105 | Meeting Type: | Annual | ||||||||
| Ticker: | COF | Meeting Date: | 29-Apr-2010 | ||||||||
| ISIN | US14040H1059 | Vote Deadline Date: | 28-Apr-2010 | ||||||||
| Agenda | 933203010 | Management | Total Ballot Shares: | 37560 | |||||||
| Last Vote Date: | 28-Apr-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | ELECTION OF DIRECTOR: W. RONALD DIETZ | For | 37560 | 0 | 0 | 0 | |||||
| 2 | ELECTION OF DIRECTOR: LEWIS HAY, III | For | 37560 | 0 | 0 | 0 | |||||
| 3 | ELECTION OF DIRECTOR: MAYO A. SHATTUCK III | For | 37560 | 0 | 0 | 0 | |||||
| 4 | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS OF THE CORPORATION FOR 2010. | For | 37560 | 0 | 0 | 0 | |||||
| 5 | ADVISORY APPROVAL OF CAPITAL ONE'S 2009 NAMED EXECUTIVE OFFICER COMPENSATION. | For | 37560 | 0 | 0 | 0 | |||||
| 6 | STOCKHOLDER PROPOSAL REGARDING SENIOR EXECUTIVE STOCK RETENTION REQUIREMENTS. | Against | 0 | 37560 | 0 | 0 | |||||
| 7 | STOCKHOLDER PROPOSAL REGARDING BOARD DECLASSIFICATION. | Against | 0 | 37560 | 0 | 0 | |||||
| EBAY INC. | |||||||||||
| Security: | 278642103 | Meeting Type: | Annual | ||||||||
| Ticker: | EBAY | Meeting Date: | 29-Apr-2010 | ||||||||
| ISIN | US2786421030 | Vote Deadline Date: | 28-Apr-2010 | ||||||||
| Agenda | 933215180 | Management | Total Ballot Shares: | 59560 | |||||||
| Last Vote Date: | 28-Apr-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | ELECTION OF DIRECTOR: DAVID M. MOFFETT | For | 59560 | 0 | 0 | 0 | |||||
| 2 | ELECTION OF DIRECTOR: RICHARD T. SCHLOSBERG, III | For | 59560 | 0 | 0 | 0 | |||||
| 3 | ELECTION OF DIRECTOR: THOMAS J. TIERNEY | For | 59560 | 0 | 0 | 0 | |||||
| 4 | TO APPROVE THE AMENDMENT AND RESTATEMENT OF OUR EBAY INCENTIVE PLAN, INCLUDING TO SATISFY THE REQUIREMENTS OF SECTION 162(M) OF THE INTERNAL REVENUE CODE. | For | 59560 | 0 | 0 | 0 | |||||
| 5 | TO APPROVE THE AMENDMENT AND RESTATEMENT OF OUR 2008 EQUITY INCENTIVE AWARD PLAN, INCLUDING AN AMENDMENT TO INCREASE THE AGGREGATE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE UNDER THE PLAN BY 20 MILLION SHARES. | For | 59560 | 0 | 0 | 0 | |||||
| 6 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2010. | For | 59560 | 0 | 0 | 0 | |||||
| NOKIA CORPORATION | |||||||||||
| Security: | 654902204 | Meeting Type: | Annual | ||||||||
| Ticker: | NOK | Meeting Date: | 06-May-2010 | ||||||||
| ISIN | US6549022043 | Vote Deadline Date: | 15-Apr-2010 | ||||||||
| Agenda | 933190972 | Management | Total Ballot Shares: | 100892 | |||||||
| Last Vote Date: | 12-Apr-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | ADOPTION OF THE ANNUAL ACCOUNTS. | For | 100892 | 0 | 0 | 0 | |||||
| 2 | RESOLUTION ON THE USE OF THE PROFIT SHOWN ON THE BALANCE SHEET AND THE PAYMENT OF DIVIDEND. | For | 100892 | 0 | 0 | 0 | |||||
| 3 | RESOLUTION ON THE DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE PRESIDENT FROM LIABILITY. | For | 100892 | 0 | 0 | 0 | |||||
| 4 | RESOLUTION ON THE REMUNERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS. | For | 100892 | 0 | 0 | 0 | |||||
| 5 | RESOLUTION ON THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS. | For | 100892 | 0 | 0 | 0 | |||||
| 6 | DIRECTOR | For | |||||||||
| 1 | LALITA D. GUPTE | 100892 | 0 | 0 | 0 | ||||||
| 2 | DR. BENGT HOLMSTROM | 100892 | 0 | 0 | 0 | ||||||
| 3 | PROF. DR. H. KAGERMANN | 100892 | 0 | 0 | 0 | ||||||
| 4 | OLLI-PEKKA KALLASVUO | 100892 | 0 | 0 | 0 | ||||||
| 5 | PER KARLSSON | 100892 | 0 | 0 | 0 | ||||||
| 6 | ISABEL MAREY-SEMPER | 100892 | 0 | 0 | 0 | ||||||
| 7 | JORMA OLLILA | 100892 | 0 | 0 | 0 | ||||||
| 8 | DAME MARJORIE SCARDINO | 100892 | 0 | 0 | 0 | ||||||
| 9 | RISTO SIILASMAA | 100892 | 0 | 0 | 0 | ||||||
| 10 | KEIJO SUILA | 100892 | 0 | 0 | 0 | ||||||
| 7 | RESOLUTION ON THE REMUNERATION OF THE AUDITOR. | For | 100892 | 0 | 0 | 0 | |||||
| 8 | ELECTION OF AUDITOR. | For | 100892 | 0 | 0 | 0 | |||||
| 9 | RESOLUTION ON THE AMENDMENT OF THE ARTICLES OF ASSOCIATION. | For | 100892 | 0 | 0 | 0 | |||||
| 10 | RESOLUTION ON THE AUTHORIZATION TO THE BOARD OF DIRECTORS TO RESOLVE TO REPURCHASE THE COMPANY'S OWN SHARES. | For | 100892 | 0 | 0 | 0 | |||||
| 11 | RESOLUTION ON THE AUTHORIZATION TO THE BOARD OF DIRECTORS TO RESOLVE ON THE ISSUANCE OF SHARES AND SPECIAL RIGHTS ENTITLING TO SHARES. | For | 100892 | 0 | 0 | 0 | |||||
| INFOSPACE, INC. | |||||||||||
| Security: | 45678T300 | Meeting Type: | Annual | ||||||||
| Ticker: | INSP | Meeting Date: | 11-May-2010 | ||||||||
| ISIN | US45678T3005 | Vote Deadline Date: | 10-May-2010 | ||||||||
| Agenda | 933235067 | Management | Total Ballot Shares: | 130590 | |||||||
| Last Vote Date: | 28-Apr-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | DIRECTOR | For | |||||||||
| 1 | JAMES F. VOELKER | 130590 | 0 | 0 | 0 | ||||||
| 2 | RICHARD D. HEARNEY | 130590 | 0 | 0 | 0 | ||||||
| 3 | WILLIAM J. LANSING | 130590 | 0 | 0 | 0 | ||||||
| 2 | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | For | 130590 | 0 | 0 | 0 | |||||
| AMERICAN INTERNATIONAL GROUP, INC. | |||||||||||
| Security: | 026874784 | Meeting Type: | Annual | ||||||||
| Ticker: | AIG | Meeting Date: | 12-May-2010 | ||||||||
| ISIN | US0268747849 | Vote Deadline Date: | 11-May-2010 | ||||||||
| Agenda | 933250538 | Management | Total Ballot Shares: | 4083 | |||||||
| Last Vote Date: | 28-Apr-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | ELECTION OF DIRECTOR: ROBERT H. BENMOSCHE | For | 4083 | 0 | 0 | 0 | |||||
| 2 | ELECTION OF DIRECTOR: HARVEY GOLUB | For | 4083 | 0 | 0 | 0 | |||||
| 3 | ELECTION OF DIRECTOR: LAURETTE T. KOELLNER | For | 4083 | 0 | 0 | 0 | |||||
| 4 | ELECTION OF DIRECTOR: CHRISTOPHER S. LYNCH | For | 4083 | 0 | 0 | 0 | |||||
| 5 | ELECTION OF DIRECTOR: ARTHUR C. MARTINEZ | For | 4083 | 0 | 0 | 0 | |||||
| 6 | ELECTION OF DIRECTOR: GEORGE L. MILES, JR. | For | 4083 | 0 | 0 | 0 | |||||
| 7 | ELECTION OF DIRECTOR: HENRY S. MILLER | For | 4083 | 0 | 0 | 0 | |||||
| 8 | ELECTION OF DIRECTOR: ROBERT S. MILLER | For | 4083 | 0 | 0 | 0 | |||||
| 9 | ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON | For | 4083 | 0 | 0 | 0 | |||||
| 10 | ELECTION OF DIRECTOR: MORRIS W. OFFIT | For | 4083 | 0 | 0 | 0 | |||||
| 11 | ELECTION OF DIRECTOR: DOUGLAS M. STEENLAND | For | 4083 | 0 | 0 | 0 | |||||
| 12 | TO APPROVE A NON-BINDING SHAREHOLDER RESOLUTION ON EXECUTIVE COMPENSATION | For | 4083 | 0 | 0 | 0 | |||||
| 13 | TO APPROVE THE AMERICAN INTERNATIONAL GROUP, INC. 2010 STOCK INCENTIVE PLAN | For | 4083 | 0 | 0 | 0 | |||||
| 14 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS AIG'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010 | For | 4083 | 0 | 0 | 0 | |||||
| 15 | SHAREHOLDER PROPOSAL RELATING TO CUMULATIVE VOTING | Against | 0 | 4083 | 0 | 0 | |||||
| 16 | SHAREHOLDER PROPOSAL RELATING TO EXECUTIVE COMPENSATION RETENTION UPON TERMINATION OF EMPLOYMENT | Against | 0 | 4083 | 0 | 0 | |||||
| 17 | SHAREHOLDER PROPOSAL RELATING TO A SHAREHOLDER ADVISORY RESOLUTION TO RATIFY AIG'S POLITICAL SPENDING PROGRAM | Against | 0 | 4083 | 0 | 0 | |||||
| QWEST COMMUNICATIONS INTERNATIONAL INC. | |||||||||||
| Security: | 749121109 | Meeting Type: | Annual | ||||||||
| Ticker: | Q | Meeting Date: | 12-May-2010 | ||||||||
| ISIN | US7491211097 | Vote Deadline Date: | 11-May-2010 | ||||||||
| Agenda | 933215457 | Management | Total Ballot Shares: | 310590 | |||||||
| Last Vote Date: | 28-Apr-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | ELECTION OF DIRECTOR: EDWARD A. MUELLER | For | 310590 | 0 | 0 | 0 | |||||
| 2 | ELECTION OF DIRECTOR: CHARLES L. BIGGS | For | 310590 | 0 | 0 | 0 | |||||
| 3 | ELECTION OF DIRECTOR: K. DANE BROOKSHER | For | 310590 | 0 | 0 | 0 | |||||
| 4 | ELECTION OF DIRECTOR: PETER S. HELLMAN | For | 310590 | 0 | 0 | 0 | |||||
| 5 | ELECTION OF DIRECTOR: R. DAVID HOOVER | For | 310590 | 0 | 0 | 0 | |||||
| 6 | ELECTION OF DIRECTOR: PATRICK J. MARTIN | For | 310590 | 0 | 0 | 0 | |||||
| 7 | ELECTION OF DIRECTOR: CAROLINE MATTHEWS | For | 310590 | 0 | 0 | 0 | |||||
| 8 | ELECTION OF DIRECTOR: WAYNE W. MURDY | For | 310590 | 0 | 0 | 0 | |||||
| 9 | ELECTION OF DIRECTOR: JAN L. MURLEY | For | 310590 | 0 | 0 | 0 | |||||
| 10 | ELECTION OF DIRECTOR: MICHAEL J. ROBERTS | For | 310590 | 0 | 0 | 0 | |||||
| 11 | ELECTION OF DIRECTOR: JAMES A. UNRUH | For | 310590 | 0 | 0 | 0 | |||||
| 12 | ELECTION OF DIRECTOR: ANTHONY WELTERS | For | 310590 | 0 | 0 | 0 | |||||
| 13 | THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | For | 310590 | 0 | 0 | 0 | |||||
| 14 | THE APPROVAL OF AN AMENDMENT TO OUR EMPLOYEE STOCK PURCHASE PLAN, OR ESPP. | For | 310590 | 0 | 0 | 0 | |||||
| 15 | A STOCKHOLDER PROPOSAL REQUESTING THAT OUR BOARD ADOPT A POLICY LIMITING THE CIRCUMSTANCES UNDER WHICH PERFORMANCE SHARES GRANTED TO EXECUTIVES WILL VEST AND BECOME PAYABLE. | Against | 0 | 310590 | 0 | 0 | |||||
| 16 | A STOCKHOLDER PROPOSAL URGING OUR BOARD TO ADOPT A POLICY THAT STOCKHOLDERS HAVE THE OPPORTUNITY AT EACH ANNUAL MEETING TO VOTE ON AN ADVISORY RESOLUTION PROPOSED BY MANAGEMENT TO APPROVE CERTAIN COMPENSATION OF OUR EXECUTIVES. | Against | 0 | 310590 | 0 | 0 | |||||
| 17 | A STOCKHOLDER PROPOSAL REQUESTING THAT OUR BOARD ESTABLISH A POLICY OF SEPARATING THE ROLES OF CHAIRMAN AND CHIEF EXECUTIVE OFFICER WHENEVER POSSIBLE. | Against | 0 | 310590 | 0 | 0 | |||||
| 18 | A STOCKHOLDER PROPOSAL REQUESTING THAT OUR BOARD AMEND OUR BYLAWS TO ALLOW 10% OR GREATER STOCKHOLDERS TO CALL SPECIAL MEETINGS OF STOCKHOLDERS. | Against | 0 | 310590 | 0 | 0 | |||||
| NVIDIA CORPORATION | |||||||||||
| Security: | 67066G104 | Meeting Type: | Annual | ||||||||
| Ticker: | NVDA | Meeting Date: | 19-May-2010 | ||||||||
| ISIN | US67066G1040 | Vote Deadline Date: | 18-May-2010 | ||||||||
| Agenda | 933230423 | Management | Total Ballot Shares: | 80955 | |||||||
| Last Vote Date: | 13-May-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | ELECTION OF DIRECTOR: JAMES C. GAITHER | For | 80955 | 0 | 0 | 0 | |||||
| 2 | ELECTION OF DIRECTOR: JEN-HSUN HUANG | For | 80955 | 0 | 0 | 0 | |||||
| 3 | ELECTION OF DIRECTOR: A. BROOKE SEAWELL | For | 80955 | 0 | 0 | 0 | |||||
| 4 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING JANUARY 30, 2011. | For | 80955 | 0 | 0 | 0 | |||||
| STATE STREET CORPORATION | |||||||||||
| Security: | 857477103 | Meeting Type: | Annual | ||||||||
| Ticker: | STT | Meeting Date: | 19-May-2010 | ||||||||
| ISIN | US8574771031 | Vote Deadline Date: | 18-May-2010 | ||||||||
| Agenda | 933226234 | Management | Total Ballot Shares: | 30294 | |||||||
| Last Vote Date: | 13-May-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | ELECTION OF DIRECTOR: K. BURNES | For | 30294 | 0 | 0 | 0 | |||||
| 2 | ELECTION OF DIRECTOR: P. COYM | For | 30294 | 0 | 0 | 0 | |||||
| 3 | ELECTION OF DIRECTOR: P. DE SAINT-AIGNAN | For | 30294 | 0 | 0 | 0 | |||||
| 4 | ELECTION OF DIRECTOR: A. FAWCETT | For | 30294 | 0 | 0 | 0 | |||||
| 5 | ELECTION OF DIRECTOR: D. GRUBER | For | 30294 | 0 | 0 | 0 | |||||
| 6 | ELECTION OF DIRECTOR: L. HILL | For | 30294 | 0 | 0 | 0 | |||||
| 7 | ELECTION OF DIRECTOR: J. HOOLEY | For | 30294 | 0 | 0 | 0 | |||||
| 8 | ELECTION OF DIRECTOR: R. KAPLAN | For | 30294 | 0 | 0 | 0 | |||||
| 9 | ELECTION OF DIRECTOR: C. LAMANTIA | For | 30294 | 0 | 0 | 0 | |||||
| 10 | ELECTION OF DIRECTOR: R. LOGUE | For | 30294 | 0 | 0 | 0 | |||||
| 11 | ELECTION OF DIRECTOR: R. SERGEL | For | 30294 | 0 | 0 | 0 | |||||
| 12 | ELECTION OF DIRECTOR: R. SKATES | For | 30294 | 0 | 0 | 0 | |||||
| 13 | ELECTION OF DIRECTOR: G. SUMME | For | 30294 | 0 | 0 | 0 | |||||
| 14 | ELECTION OF DIRECTOR: R. WEISSMAN | For | 30294 | 0 | 0 | 0 | |||||
| 15 | TO APPROVE A NON-BINDING ADVISORY PROPOSAL ON EXECUTIVE COMPENSATION. | For | 30294 | 0 | 0 | 0 | |||||
| 16 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS STATE STREET'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2010. | For | 30294 | 0 | 0 | 0 | |||||
| 17 | TO VOTE ON A SHAREHOLDER PROPOSAL RELATING TO THE SEPARATION OF THE ROLES OF CHAIRMAN AND CEO. | Against | 0 | 30294 | 0 | 0 | |||||
| 18 | TO VOTE ON A SHAREHOLDER PROPOSAL RELATING TO A REVIEW OF PAY DISPARITY. | Against | 0 | 30294 | 0 | 0 | |||||
| COMCAST CORPORATION | |||||||||||
| Security: | 20030N101 | Meeting Type: | Annual | ||||||||
| Ticker: | CMCSA | Meeting Date: | 20-May-2010 | ||||||||
| ISIN | US20030N1019 | Vote Deadline Date: | 19-May-2010 | ||||||||
| Agenda | 933230310 | Management | Total Ballot Shares: | 87090 | |||||||
| Last Vote Date: | 13-May-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | DIRECTOR | For | |||||||||
| 1 | S. DECKER ANSTROM | 87090 | 0 | 0 | 0 | ||||||
| 2 | KENNETH J. BACON | 87090 | 0 | 0 | 0 | ||||||
| 3 | SHELDON M. BONOVITZ | 87090 | 0 | 0 | 0 | ||||||
| 4 | EDWARD D. BREEN | 87090 | 0 | 0 | 0 | ||||||
| 5 | JULIAN A. BRODSKY | 87090 | 0 | 0 | 0 | ||||||
| 6 | JOSEPH J. COLLINS | 87090 | 0 | 0 | 0 | ||||||
| 7 | J. MICHAEL COOK | 87090 | 0 | 0 | 0 | ||||||
| 8 | GERALD L. HASSELL | 87090 | 0 | 0 | 0 | ||||||
| 9 | JEFFREY A. HONICKMAN | 87090 | 0 | 0 | 0 | ||||||
| 10 | BRIAN L. ROBERTS | 87090 | 0 | 0 | 0 | ||||||
| 11 | RALPH J. ROBERTS | 87090 | 0 | 0 | 0 | ||||||
| 12 | DR. JUDITH RODIN | 87090 | 0 | 0 | 0 | ||||||
| 13 | MICHAEL I. SOVERN | 87090 | 0 | 0 | 0 | ||||||
| 2 | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT AUDITORS | For | 87090 | 0 | 0 | 0 | |||||
| 3 | APPROVAL OF OUR 2006 CASH BONUS PLAN | For | 87090 | 0 | 0 | 0 | |||||
| 4 | TO PROVIDE FOR CUMULATIVE VOTING IN THE ELECTION OF DIRECTORS | Against | 0 | 87090 | 0 | 0 | |||||
| 5 | TO ADOPT AND DISCLOSE A SUCCESSION PLANNING POLICY AND ISSUE ANNUAL REPORTS ON SUCCESSION PLAN | Against | 0 | 87090 | 0 | 0 | |||||
| 6 | TO REQUIRE THAT THE CHAIRMAN OF THE BOARD NOT BE A CURRENT OR FORMER EXECUTIVE OFFICER | Against | 0 | 87090 | 0 | 0 | |||||
| GARMIN LTD. | |||||||||||
| Security: | G37260109 | Meeting Type: | Annual | ||||||||
| Ticker: | GRMN | Meeting Date: | 20-May-2010 | ||||||||
| ISIN | KYG372601099 | Vote Deadline Date: | 19-May-2010 | ||||||||
| Agenda | 933235233 | Management | Total Ballot Shares: | 41270 | |||||||
| Last Vote Date: | 13-May-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | DIRECTOR | For | |||||||||
| 1 | GENE M. BETTS | 41270 | 0 | 0 | 0 | ||||||
| 2 | THOMAS P. POBEREZNY | 41270 | 0 | 0 | 0 | ||||||
| 2 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS GARMIN'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2010 FISCAL YEAR. | For | 41270 | 0 | 0 | 0 | |||||
| 3 | APPROVAL OF AMENDMENT TO THE GARMIN, LTD. EMPLOYEE STOCK PURCHASE PLAN, AMENDED AND RESTATED EFFECTIVE JANUARY 1, 2010. | For | 41270 | 0 | 0 | 0 | |||||
| 4 | APPROVAL OF THE REDOMESTICATION PROPOSAL AS DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT. | For | 41270 | 0 | 0 | 0 | |||||
| 5 | APPROVAL OF A MOTION TO ADJOURN THE SPECIAL MEETING IF THERE ARE INSUFFICIENT PROXIES TO APPROVE THE REDOMESTICATION PROPOSAL AT THE TIME OF SPECIAL MEETING. | For | 41270 | 0 | 0 | 0 | |||||
| NETFLIX, INC. | |||||||||||
| Security: | 64110L106 | Meeting Type: | Annual | ||||||||
| Ticker: | NFLX | Meeting Date: | 20-May-2010 | ||||||||
| ISIN | US64110L1061 | Vote Deadline Date: | 19-May-2010 | ||||||||
| Agenda | 933228163 | Management | Total Ballot Shares: | 21410 | |||||||
| Last Vote Date: | 13-May-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | DIRECTOR | For | |||||||||
| 1 | TIMOTHY M. HALEY | 21410 | 0 | 0 | 0 | ||||||
| 2 | GREGORY S STANGER | 21410 | 0 | 0 | 0 | ||||||
| 2 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2010. | For | 21410 | 0 | 0 | 0 | |||||
| 3 | TO APPROVE THE COMPANY'S AMENDED AND RESTATED 2002 EMPLOYEE STOCK PURCHASE PLAN. | For | 21410 | 0 | 0 | 0 | |||||
| INTERCONTINENTALEXCHANGE, INC. | |||||||||||
| Security: | 45865V100 | Meeting Type: | Annual | ||||||||
| Ticker: | ICE | Meeting Date: | 21-May-2010 | ||||||||
| ISIN | US45865V1008 | Vote Deadline Date: | 20-May-2010 | ||||||||
| Agenda | 933226931 | Management | Total Ballot Shares: | 13510 | |||||||
| Last Vote Date: | 13-May-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | DIRECTOR | For | |||||||||
| 1 | CHARLES R. CRISP | 13510 | 0 | 0 | 0 | ||||||
| 2 | JEAN-MARC FORNERI | 13510 | 0 | 0 | 0 | ||||||
| 3 | FRED W. HATFIELD | 13510 | 0 | 0 | 0 | ||||||
| 4 | TERRENCE F. MARTELL | 13510 | 0 | 0 | 0 | ||||||
| 5 | SIR CALLUM MCCARTHY | 13510 | 0 | 0 | 0 | ||||||
| 6 | SIR ROBERT REID | 13510 | 0 | 0 | 0 | ||||||
| 7 | FREDERIC V. SALERNO | 13510 | 0 | 0 | 0 | ||||||
| 8 | JEFFREY C. SPRECHER | 13510 | 0 | 0 | 0 | ||||||
| 9 | JUDITH A. SPRIESER | 13510 | 0 | 0 | 0 | ||||||
| 10 | VINCENT TESE | 13510 | 0 | 0 | 0 | ||||||
| 2 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2010. | For | 13510 | 0 | 0 | 0 | |||||
| AMAZON.COM, INC. | |||||||||||
| Security: | 023135106 | Meeting Type: | Annual | ||||||||
| Ticker: | AMZN | Meeting Date: | 25-May-2010 | ||||||||
| ISIN | US0231351067 | Vote Deadline Date: | 24-May-2010 | ||||||||
| Agenda | 933242480 | Management | Total Ballot Shares: | 11290 | |||||||
| Last Vote Date: | 13-May-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | ELECTION OF DIRECTOR: JEFFREY P. BEZOS | For | 11290 | 0 | 0 | 0 | |||||
| 2 | ELECTION OF DIRECTOR: TOM A. ALBERG | For | 11290 | 0 | 0 | 0 | |||||
| 3 | ELECTION OF DIRECTOR: JOHN SEELY BROWN | For | 11290 | 0 | 0 | 0 | |||||
| 4 | ELECTION OF DIRECTOR: WILLIAM B. GORDON | For | 11290 | 0 | 0 | 0 | |||||
| 5 | ELECTION OF DIRECTOR: ALAIN MONIE | For | 11290 | 0 | 0 | 0 | |||||
| 6 | ELECTION OF DIRECTOR: THOMAS O. RYDER | For | 11290 | 0 | 0 | 0 | |||||
| 7 | ELECTION OF DIRECTOR: PATRICIA Q. STONESIFER | For | 11290 | 0 | 0 | 0 | |||||
| 8 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | For | 11290 | 0 | 0 | 0 | |||||
| 9 | SHAREHOLDER PROPOSAL CALLING FOR THE COMPANY TO MAKE CERTAIN DISCLOSURES REGARDING CORPORATE POLITICAL CONTRIBUTIONS | Against | 0 | 11290 | 0 | 0 | |||||
| TAIWAN SEMICONDUCTOR MFG. CO. LTD. | |||||||||||
| Security: | 874039100 | Meeting Type: | Annual | ||||||||
| Ticker: | TSM | Meeting Date: | 15-Jun-2010 | ||||||||
| ISIN | US8740391003 | Vote Deadline Date: | 08-Jun-2010 | ||||||||
| Agenda | 933280757 | Management | Total Ballot Shares: | 136399 | |||||||
| Last Vote Date: | 08-Jun-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | TO ACCEPT 2009 BUSINESS REPORT AND FINANCIAL STATEMENTS | For | 136399 | 0 | 0 | 0 | |||||
| 2 | TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF 2009 PROFITS | For | 136399 | 0 | 0 | 0 | |||||
| 3 | TO REVISE THE ARTICLES OF INCORPORATION | For | 136399 | 0 | 0 | 0 | |||||
| 4 | TO REVISE THE POLICIES AND PROCEDURES FOR FINANCIAL DERIVATIVES TRANSACTIONS | For | 136399 | 0 | 0 | 0 | |||||
| SONY CORPORATION | |||||||||||
| Security: | 835699307 | Meeting Type: | Annual | ||||||||
| Ticker: | SNE | Meeting Date: | 18-Jun-2010 | ||||||||
| ISIN | US8356993076 | Vote Deadline Date: | 17-Jun-2010 | ||||||||
| Agenda | 933277659 | Management | Total Ballot Shares: | 38888 | |||||||
| Last Vote Date: | 08-Jun-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | DIRECTOR | For | |||||||||
| 1 | HOWARD STRINGER | 38888 | 0 | 0 | 0 | ||||||
| 2 | RYOJI CHUBACHI | 38888 | 0 | 0 | 0 | ||||||
| 3 | YOTARO KOBAYASHI | 38888 | 0 | 0 | 0 | ||||||
| 4 | YOSHIAKI YAMAUCHI | 38888 | 0 | 0 | 0 | ||||||
| 5 | PETER BONFIELD | 38888 | 0 | 0 | 0 | ||||||
| 6 | FUJIO CHO | 38888 | 0 | 0 | 0 | ||||||
| 7 | RYUJI YASUDA | 38888 | 0 | 0 | 0 | ||||||
| 8 | YUKAKO UCHINAGA | 38888 | 0 | 0 | 0 | ||||||
| 9 | MITSUAKI YAHAGI | 38888 | 0 | 0 | 0 | ||||||
| 10 | TSUN-YAN HSIEH | 38888 | 0 | 0 | 0 | ||||||
| 11 | ROLAND A. HERNANDEZ | 38888 | 0 | 0 | 0 | ||||||
| 12 | KANEMITSU ANRAKU | 38888 | 0 | 0 | 0 | ||||||
| 13 | YORIHIKO KOJIMA | 38888 | 0 | 0 | 0 | ||||||
| 14 | OSAMU NAGAYAMA | 38888 | 0 | 0 | 0 | ||||||
| 2 | TO ISSUE STOCK ACQUISITION RIGHTS FOR THE PURPOSE OF GRANTING STOCK OPTIONS. | For | 38888 | 0 | 0 | 0 | |||||
| BEST BUY CO., INC. | |||||||||||
| Security: | 086516101 | Meeting Type: | Annual | ||||||||
| Ticker: | BBY | Meeting Date: | 24-Jun-2010 | ||||||||
| ISIN | US0865161014 | Vote Deadline Date: | 23-Jun-2010 | ||||||||
| Agenda | 933274792 | Management | Total Ballot Shares: | 34800 | |||||||
| Last Vote Date: | 08-Jun-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | DIRECTOR | For | |||||||||
| 1 | LISA M. CAPUTO | 34800 | 0 | 0 | 0 | ||||||
| 2 | BRIAN J. DUNN | 34800 | 0 | 0 | 0 | ||||||
| 3 | KATHY J. HIGGINS VICTOR | 34800 | 0 | 0 | 0 | ||||||
| 4 | ROGELIO M. REBOLLEDO | 34800 | 0 | 0 | 0 | ||||||
| 5 | GERARD R. VITTECOQ | 34800 | 0 | 0 | 0 | ||||||
| 2 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 26, 2011. | For | 34800 | 0 | 0 | 0 | |||||
| HONDA MOTOR CO., LTD. | |||||||||||
| Security: | 438128308 | Meeting Type: | Annual | ||||||||
| Ticker: | HMC | Meeting Date: | 24-Jun-2010 | ||||||||
| ISIN | US4381283088 | Vote Deadline Date: | 17-Jun-2010 | ||||||||
| Agenda | 933293083 | Management | Total Ballot Shares: | 19830 | |||||||
| Last Vote Date: | 08-Jun-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | DISTRIBUTION OF DIVIDENDS | For | 19830 | 0 | 0 | 0 | |||||
| 2 | DIRECTOR | For | |||||||||
| 1 | TAKANOBU ITO | 19830 | 0 | 0 | 0 | ||||||
| 2 | KOICHI KONDO | 19830 | 0 | 0 | 0 | ||||||
| 3 | SHIGERU TAKAGI | 19830 | 0 | 0 | 0 | ||||||
| 4 | AKIO HAMADA | 19830 | 0 | 0 | 0 | ||||||
| 5 | TETSUO IWAMURA | 19830 | 0 | 0 | 0 | ||||||
| 6 | TATSUHIRO OYAMA | 19830 | 0 | 0 | 0 | ||||||
| 7 | FUMIHIKO IKE | 19830 | 0 | 0 | 0 | ||||||
| 8 | MASAYA YAMASHITA | 19830 | 0 | 0 | 0 | ||||||
| 9 | KENSAKU HOGEN | 19830 | 0 | 0 | 0 | ||||||
| 10 | NOBUO KUROYANAGI | 19830 | 0 | 0 | 0 | ||||||
| 11 | TAKEO FUKUI | 19830 | 0 | 0 | 0 | ||||||
| 12 | HIROSHI KOBAYASHI | 19830 | 0 | 0 | 0 | ||||||
| 13 | SHO MINEKAWA | 19830 | 0 | 0 | 0 | ||||||
| 14 | TAKUJI YAMADA | 19830 | 0 | 0 | 0 | ||||||
| 15 | YOICHI HOJO | 19830 | 0 | 0 | 0 | ||||||
| 16 | TSUNEO TANAI | 19830 | 0 | 0 | 0 | ||||||
| 17 | HIROYUKI YAMADA | 19830 | 0 | 0 | 0 | ||||||
| 18 | TOMOHIKO KAWANABE+ | 19830 | 0 | 0 | 0 | ||||||
| 19 | MASAHIRO YOSHIDA+ | 19830 | 0 | 0 | 0 | ||||||
| 20 | SEIJI KURAISHI+ | 19830 | 0 | 0 | 0 | ||||||
| 3 | PAYMENT OF BONUS TO DIRECTORS AND CORPORATE AUDITORS FOR THE 86TH FISCAL YEAR | For | 19830 | 0 | 0 | 0 | |||||
| TOYOTA MOTOR CORPORATION | |||||||||||
| Security: | 892331307 | Meeting Type: | Annual | ||||||||
| Ticker: | TM | Meeting Date: | 24-Jun-2010 | ||||||||
| ISIN | US8923313071 | Vote Deadline Date: | 16-Jun-2010 | ||||||||
| Agenda | 933296724 | Management | Total Ballot Shares: | 8740 | |||||||
| Last Vote Date: | 08-Jun-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | DISTRIBUTION OF SURPLUS | None | 8740 | 0 | 0 | 0 | |||||
| 2 | DIRECTOR | For | |||||||||
| 1 | FUJIO CHO | 8740 | 0 | 0 | 0 | ||||||
| 2 | KATSUAKI WATANABE | 8740 | 0 | 0 | 0 | ||||||
| 3 | KAZUO OKAMOTO | 8740 | 0 | 0 | 0 | ||||||
| 4 | AKIO TOYODA | 8740 | 0 | 0 | 0 | ||||||
| 5 | TAKESHI UCHIYAMADA | 8740 | 0 | 0 | 0 | ||||||
| 6 | YUKITOSHI FUNO | 8740 | 0 | 0 | 0 | ||||||
| 7 | ATSUSHI NIIMI | 8740 | 0 | 0 | 0 | ||||||
| 8 | SHINICHI SASAKI | 8740 | 0 | 0 | 0 | ||||||
| 9 | YOICHIRO ICHIMARU | 8740 | 0 | 0 | 0 | ||||||
| 10 | SATOSHI OZAWA | 8740 | 0 | 0 | 0 | ||||||
| 11 | AKIRA OKABE | 8740 | 0 | 0 | 0 | ||||||
| 12 | SHINZO KOBUKI | 8740 | 0 | 0 | 0 | ||||||
| 13 | AKIRA SASAKI | 8740 | 0 | 0 | 0 | ||||||
| 14 | MAMORU FURUHASHI | 8740 | 0 | 0 | 0 | ||||||
| 15 | IWAO NIHASHI | 8740 | 0 | 0 | 0 | ||||||
| 16 | TADASHI YAMASHINA | 8740 | 0 | 0 | 0 | ||||||
| 17 | TAKAHIKO IJICHI | 8740 | 0 | 0 | 0 | ||||||
| 18 | TETSUO AGATA | 8740 | 0 | 0 | 0 | ||||||
| 19 | MASAMOTO MAEKAWA | 8740 | 0 | 0 | 0 | ||||||
| 20 | YASUMORI IHARA | 8740 | 0 | 0 | 0 | ||||||
| 21 | TAKAHIRO IWASE | 8740 | 0 | 0 | 0 | ||||||
| 22 | YOSHIMASA ISHII | 8740 | 0 | 0 | 0 | ||||||
| 23 | TAKESHI SHIRANE | 8740 | 0 | 0 | 0 | ||||||
| 24 | YOSHIMI INABA | 8740 | 0 | 0 | 0 | ||||||
| 25 | NAMPACHI HAYASHI | 8740 | 0 | 0 | 0 | ||||||
| 26 | NOBUYORI KODAIRA | 8740 | 0 | 0 | 0 | ||||||
| 27 | MITSUHISA KATO | 8740 | 0 | 0 | 0 | ||||||
| 3 | ELECTION OF CORPORATE AUDITOR: MASAKI NAKATSUGAWA | None | 8740 | 0 | 0 | 0 | |||||
| 4 | ELECTION OF CORPORATE AUDITOR: YOICHI MORISHITA | None | 8740 | 0 | 0 | 0 | |||||
| 5 | ELECTION OF CORPORATE AUDITOR: AKISHIGE OKADA | None | 8740 | 0 | 0 | 0 | |||||
| 6 | ISSUANCE OF STOCK ACQUISITION RIGHTS FOR THE PURPOSE OF GRANTING STOCK OPTIONS | None | 8740 | 0 | 0 | 0 | |||||
| CHECK POINT SOFTWARE TECHNOLOGIES LTD. | |||||||||||
| Security: | M22465104 | Meeting Type: | Annual | ||||||||
| Ticker: | CHKP | Meeting Date: | 29-Jun-2010 | ||||||||
| ISIN | IL0010824113 | Vote Deadline Date: | 28-Jun-2010 | ||||||||
| Agenda | 933289147 | Management | Total Ballot Shares: | 44440 | |||||||
| Last Vote Date: | 08-Jun-2010 | ||||||||||
| Item | Proposal | Recommendation | For | Against | Abstain | Take No Action | |||||
| 1 | DIRECTOR | For | |||||||||
| 1 | GIL SHWED | 44440 | 0 | 0 | 0 | ||||||
| 2 | MARIUS NACHT | 44440 | 0 | 0 | 0 | ||||||
| 3 | JERRY UNGERMAN | 44440 | 0 | 0 | 0 | ||||||
| 4 | DAN PROPPER | 44440 | 0 | 0 | 0 | ||||||
| 5 | DAVID RUBNER | 44440 | 0 | 0 | 0 | ||||||
| 6 | DR. TAL SHAVIT | 44440 | 0 | 0 | 0 | ||||||
| 2 | TO RATIFY THE APPOINTMENT AND COMPENSATION OF KOST, FORER, GABBAY & KASIERER, A MEMBER OF ERNST & YOUNG GLOBAL, AS CHECK POINT'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | For | 44440 | 0 | 0 | 0 | |||||
| 3 | TO APPROVE COMPENSATION TO CHECK POINT'S CHIEF EXECUTIVE OFFICER WHO IS ALSO THE CHAIRMAN OF THE BOARD OF DIRECTORS. | For | 44440 | 0 | 0 | 0 | |||||
| 4 | I HAVE A "PERSONAL INTEREST" IN ITEM 3. | None | 0 | 0 | 44440 | 0 | |||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Guinness Atkinson Funds | |
| By: | /s/ Jim Atkinson |
| Title: | President |
| Date: | August 19, 2010 |