UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-08416
Touchstone Variable Series Trust
(Exact name of registrant as specified in charter)
303 Broadway, Suite 1100
Cincinnati, Ohio 45202-4203
(Address of principal executive offices) (Zip code)
Jill T. McGruder
303 Broadway, Suite 1100
Cincinnati, Ohio 45202-4203
(Name and address of agent for service)
Registrant’s telephone number, including area code: 800-638-8194
Date of fiscal year end: December 31
Date of reporting period: July 1, 2019 – June 30, 2020
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2019 TO JUNE 30, 2020
TVST Active Bond Fund -------------------------------------------------------------------------------------------------------------------------- The fund held no voting securities during the reporting period and did not vote any securities or have any securities that were subject to a vote during the reporting period. TVST Aggressive ETF Fund -------------------------------------------------------------------------------------------------------------------------- The fund held no voting securities during the reporting period and did not vote any securities or have any securities that were subject to a vote during the reporting period. TVST Balanced Fund -------------------------------------------------------------------------------------------------------------------------- AMAZON.COM, INC. Agenda Number: 935186305 -------------------------------------------------------------------------------------------------------------------------- Security: 023135106 Meeting Type: Annual Ticker: AMZN Meeting Date: 27-May-2020 ISIN: US0231351067 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of director: Jeffrey P. Bezos Mgmt For For 1B. Election of director: Rosalind G. Brewer Mgmt For For 1C. Election of director: Jamie S. Gorelick Mgmt For For 1D. Election of director: Daniel P. Huttenlocher Mgmt For For 1E. Election of director: Judith A. McGrath Mgmt For For 1F. Election of director: Indra K. Nooyi Mgmt For For 1G. Election of director: Jonathan J. Rubinstein Mgmt For For 1H. Election of director: Thomas O. Ryder Mgmt For For 1I. Election of director: Patricia Q. Stonesifer Mgmt For For 1J. Election of director: Wendell P. Weeks Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For AS INDEPENDENT AUDITORS 3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Mgmt For For 4. APPROVAL OF AMENDMENT TO RESTATED CERTIFICATE OF Mgmt For For INCORPORATION TO LOWER STOCK OWNERSHIP THRESHOLD FOR SHAREHOLDERS TO REQUEST A SPECIAL MEETING 5. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON EFFECTS OF Shr For Against FOOD WASTE 6. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER Shr For Against USE OF CERTAIN TECHNOLOGIES 7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON POTENTIAL Shr For Against CUSTOMER MISUSE OF CERTAIN TECHNOLOGIES 8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON EFFORTS TO Shr For Against RESTRICT CERTAIN PRODUCTS 9. SHAREHOLDER PROPOSAL REQUESTING A MANDATORY Shr Against For INDEPENDENT BOARD CHAIR POLICY 10. SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE REPORT Shr Against For ON GENDER/RACIAL PAY 11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CERTAIN Shr Against For COMMUNITY IMPACTS 12. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON VIEWPOINT Shr Against For DISCRIMINATION 13. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PROMOTION Shr Against For DATA 14. SHAREHOLDER PROPOSAL REQUESTING AN ADDITIONAL Shr For Against REDUCTION IN THRESHOLD FOR CALLING SPECIAL SHAREHOLDER MEETINGS 15. SHAREHOLDER PROPOSAL REQUESTING A SPECIFIC SUPPLY Shr For Against CHAIN REPORT FORMAT 16. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING Shr For Against ON LOBBYING -------------------------------------------------------------------------------------------------------------------------- AMERISOURCEBERGEN CORPORATION Agenda Number: 935124379 -------------------------------------------------------------------------------------------------------------------------- Security: 03073E105 Meeting Type: Annual Ticker: ABC Meeting Date: 05-Mar-2020 ISIN: US03073E1055 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Ornella Barra Mgmt For For 1B. Election of Director: Steven H. Collis Mgmt For For 1C. Election of Director: D. Mark Durcan Mgmt For For 1D. Election of Director: Richard W. Gochnauer Mgmt For For 1E. Election of Director: Lon R. Greenberg Mgmt For For 1F. Election of Director: Jane E. Henney, M.D. Mgmt For For 1G. Election of Director: Kathleen W. Hyle Mgmt For For 1H. Election of Director: Michael J. Long Mgmt For For 1I. Election of Director: Henry W. McGee Mgmt For For 1J. Election of Director: Dennis M. Nally Mgmt For For 2. Ratification of Ernst & Young LLP as the Company's Mgmt For For independent registered public accounting firm for fiscal year 2020. 3. Advisory vote to approve the compensation of named Mgmt For For executive officers. 4. Stockholder proposal, if properly presented, to permit Shr For Against stockholders to act by written consent. 5. Stockholder proposal, if properly presented, regarding Shr For Against the use of a deferral period for certain compensation of senior executives. -------------------------------------------------------------------------------------------------------------------------- APPLE INC. Agenda Number: 935121563 -------------------------------------------------------------------------------------------------------------------------- Security: 037833100 Meeting Type: Annual Ticker: AAPL Meeting Date: 26-Feb-2020 ISIN: US0378331005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: James Bell Mgmt For For 1B. Election of Director: Tim Cook Mgmt For For 1C. Election of Director: Al Gore Mgmt For For 1D. Election of Director: Andrea Jung Mgmt For For 1E. Election of Director: Art Levinson Mgmt For For 1F. Election of Director: Ron Sugar Mgmt For For 1G. Election of Director: Sue Wagner Mgmt For For 2. Ratification of the appointment of Ernst & Young LLP Mgmt For For as Apple's independent registered public accounting firm for 2020 3. Advisory vote to approve executive compensation Mgmt For For 4. A shareholder proposal entitled "Shareholder Proxy Shr For Against Access Amendments" 5. A shareholder proposal relating to sustainability and Shr Against For executive compensation 6. A shareholder proposal relating to policies on freedom Shr For Against of expression -------------------------------------------------------------------------------------------------------------------------- AT&T INC. Agenda Number: 935138140 -------------------------------------------------------------------------------------------------------------------------- Security: 00206R102 Meeting Type: Annual Ticker: T Meeting Date: 24-Apr-2020 ISIN: US00206R1023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Randall L. Stephenson Mgmt For For 1B. Election of Director: Samuel A. Di Piazza, Jr. Mgmt For For 1C. Election of Director: Richard W. Fisher Mgmt For For 1D. Election of Director: Scott T. Ford Mgmt For For 1E. Election of Director: Glenn H. Hutchins Mgmt For For 1F. Election of Director: William E. Kennard Mgmt For For 1G. Election of Director: Debra L. Lee Mgmt For For 1H. Election of Director: Stephen J. Luczo Mgmt For For 1I. Election of Director: Michael B. McCallister Mgmt For For 1J. Election of Director: Beth E. Mooney Mgmt For For 1K. Election of Director: Matthew K. Rose Mgmt For For 1L. Election of Director: Cynthia B. Taylor Mgmt For For 1M. Election of Director: Geoffrey Y. Yang Mgmt For For 2. Ratification of appointment of independent auditors. Mgmt For For 3. Advisory approval of executive compensation. Mgmt For For 4. Independent Board Chairman. Shr For Against 5. Employee Representative Director. Shr Against For 6. Improve Guiding Principles of Executive Compensation. Shr Against For -------------------------------------------------------------------------------------------------------------------------- AVNET,INC. Agenda Number: 935084602 -------------------------------------------------------------------------------------------------------------------------- Security: 053807103 Meeting Type: Annual Ticker: AVT Meeting Date: 19-Nov-2019 ISIN: US0538071038 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Rodney C. Adkins Mgmt For For 1B. Election of Director: William J. Amelio Mgmt For For 1C. Election of Director: Carlo Bozotti Mgmt For For 1D. Election of Director: Michael A. Bradley Mgmt For For 1E. Election of Director: Brenda L. Freeman Mgmt For For 1F. Election of Director: Jo Ann Jenkins Mgmt For For 1G. Election of Director: Oleg Khaykin Mgmt For For 1H. Election of Director: James A. Lawrence Mgmt For For 1I. Election of Director: Avid Modjtabai Mgmt For For 1J. Election of Director: Adalio T. Sanchez Mgmt For For 1K. Election of Director: William H. Schumann III Mgmt For For 2. Advisory vote on executive compensation. Mgmt For For 3. Ratification of appointment of KPMG LLP as the Mgmt For For independent registered public accounting firm for the fiscal year ending June 27, 2020. -------------------------------------------------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION Agenda Number: 935139825 -------------------------------------------------------------------------------------------------------------------------- Security: 060505104 Meeting Type: Annual Ticker: BAC Meeting Date: 22-Apr-2020 ISIN: US0605051046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Sharon L. Allen Mgmt For For 1B. Election of Director: Susan S. Bies Mgmt For For 1C. Election of Director: Jack O. Bovender, Jr. Mgmt For For 1D. Election of Director: Frank P. Bramble, Sr. Mgmt For For 1E. Election of Director: Pierre J.P. de Weck Mgmt For For 1F. Election of Director: Arnold W. Donald Mgmt For For 1G. Election of Director: Linda P. Hudson Mgmt For For 1H. Election of Director: Monica C. Lozano Mgmt For For 1I. Election of Director: Thomas J. May Mgmt For For 1J. Election of Director: Brian T. Moynihan Mgmt For For 1K. Election of Director: Lionel L. Nowell III Mgmt For For 1L. Election of Director: Denise L. Ramos Mgmt For For 1M. Election of Director: Clayton S. Rose Mgmt For For 1N. Election of Director: Michael D. White Mgmt For For 1O. Election of Director: Thomas D. Woods Mgmt For For 1P. Election of Director: R. David Yost Mgmt For For 1Q. Election of Director: Maria T. Zuber Mgmt For For 2. Approving Our Executive Compensation (an Advisory, Mgmt For For Non-binding "Say on Pay" Resolution). 3. Ratifying the Appointment of Our Independent Mgmt For For Registered Public Accounting Firm for 2020. 4. Make Shareholder Proxy Access More Accessible. Shr For Against 5. Adopt a New Shareholder Right - Written Consent Shr For Against 6. Report Concerning Gender/Racial Pay Equity. Shr Against For 7. Review of Statement of the Purpose of a Corporation Shr Against For and Report on Recommended Changes to Governance Documents, Policies, and Practices. -------------------------------------------------------------------------------------------------------------------------- BERKSHIRE HATHAWAY INC. Agenda Number: 935144105 -------------------------------------------------------------------------------------------------------------------------- Security: 084670702 Meeting Type: Annual Ticker: BRKB Meeting Date: 02-May-2020 ISIN: US0846707026 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Warren E. Buffett Mgmt For For Charles T. Munger Mgmt For For Gregory E. Abel Mgmt For For Howard G. Buffett Mgmt For For Stephen B. Burke Mgmt For For Kenneth I. Chenault Mgmt For For Susan L. Decker Mgmt For For David S. Gottesman Mgmt For For Charlotte Guyman Mgmt For For Ajit Jain Mgmt For For Thomas S. Murphy Mgmt For For Ronald L. Olson Mgmt For For Walter Scott, Jr. Mgmt For For Meryl B. Witmer Mgmt For For 2. Non-binding resolution to approve the compensation of Mgmt Against Against the Company's Named Executive Officers, as described in the 2020 Proxy Statement. 3. Non-binding resolution to determine the frequency Mgmt 1 Year Against (whether annual, biennial or triennial) with which shareholders of the Company shall be entitled to have an advisory vote on executive compensation. 4. Shareholder proposal regarding diversity. Shr Against For -------------------------------------------------------------------------------------------------------------------------- BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 935151681 -------------------------------------------------------------------------------------------------------------------------- Security: 110122108 Meeting Type: Annual Ticker: BMY Meeting Date: 05-May-2020 ISIN: US1101221083 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Peter J. Arduini Mgmt For For 1B. Election of Director: Robert Bertolini Mgmt For For 1C. Election of Director: Michael W. Bonney Mgmt For For 1D. Election of Director: Giovanni Caforio, M.D. Mgmt For For 1E. Election of Director: Matthew W. Emmens Mgmt For For 1F. Election of Director: Julia A. Haller, M.D. Mgmt For For 1G. Election of Director: Dinesh C. Paliwal Mgmt For For 1H. Election of Director: Theodore R. Samuels Mgmt For For 1I. Election of Director: Vicki L. Sato, Ph.D. Mgmt For For 1J. Election of Director: Gerald L. Storch Mgmt For For 1K. Election of Director: Karen H. Vousden, Ph.D. Mgmt For For 1L. Election of Director: Phyllis R. Yale Mgmt For For 2. Advisory vote to approve the compensation of our Named Mgmt For For Executive Officers. 3. Ratification of the appointment of an independent Mgmt For For registered public accounting firm. 4. Shareholder Proposal on Separate Chair & CEO. Shr For Against 5. Shareholder Proposal on Shareholder Right to Act by Shr For Against Written Consent. -------------------------------------------------------------------------------------------------------------------------- BROOKFIELD ASSET MANAGEMENT INC. Agenda Number: 935218025 -------------------------------------------------------------------------------------------------------------------------- Security: 112585104 Meeting Type: Annual Ticker: BAM Meeting Date: 12-Jun-2020 ISIN: CA1125851040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 DIRECTOR M. Elyse Allan Mgmt For For Angela F. Braly Mgmt For For Murilo Ferreira Mgmt For For Janice Fukakusa Mgmt For For Frank J. McKenna Mgmt For For Rafael Miranda Mgmt For For Seek Ngee Huat Mgmt For For Diana L. Taylor Mgmt For For 2 The appointment of Deloitte LLP as the external Mgmt For For auditor and authorizing the directors to set its remuneration. 3 The Say on Pay Resolution set out in the Corporation's Mgmt For For Management Information Circular dated April 27, 2020 (the "Circular"). 4 The Shareholder Proposal One set out in the Circular. Shr Against For 5 The Shareholder Proposal Two set out in the Circular. Shr Against For -------------------------------------------------------------------------------------------------------------------------- CARNIVAL CORPORATION Agenda Number: 935131564 -------------------------------------------------------------------------------------------------------------------------- Security: 143658300 Meeting Type: Annual Ticker: CCL Meeting Date: 06-Apr-2020 ISIN: PA1436583006 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To re-elect Micky Arison as a Director of Carnival Mgmt For For Corporation and as a Director of Carnival plc. 2. To re-elect Sir Jonathon Band as a Director of Mgmt For For Carnival Corporation and as a Director of Carnival plc. 3. To re-elect Jason Glen Cahilly as a Director of Mgmt For For Carnival Corporation and as a Director of Carnival plc. 4. To re-elect Helen Deeble as a Director of Carnival Mgmt For For Corporation and as a Director of Carnival plc. 5. To re-elect Arnold W. Donald as a Director of Carnival Mgmt For For Corporation and as a Director of Carnival plc. 6. To re-elect Richard J. Glasier as a Director of Mgmt For For Carnival Corporation and as a Director of Carnival plc. 7. To re-elect Katie Lahey as a Director of Carnival Mgmt For For Corporation and as a Director of Carnival plc. 8. To re-elect Sir John Parker as a Director of Carnival Mgmt For For Corporation and as a Director of Carnival plc. 9. To re-elect Stuart Subotnick as a Director of Carnival Mgmt For For Corporation and as a Director of Carnival plc. 10. To re-elect Laura Weil as a Director of Carnival Mgmt For For Corporation and as a Director of Carnival plc. 11. To re-elect Randall J. Weisenburger as a Director of Mgmt For For Carnival Corporation and as a Director of Carnival plc. 12. To hold a (non-binding) advisory vote to approve Mgmt For For executive compensation (in accordance with legal requirements applicable to U.S. companies). 13. To hold a (non-binding) advisory vote to approve the Mgmt For For Carnival plc Directors' Remuneration Report (other than the Carnival plc Directors' Remuneration Policy set out in Section B of Part II of the Carnival plc Directors' Remuneration Report) (in accordance with legal requirements applicable to UK Companies). 14. To approve the Carnival plc Directors' Remuneration Mgmt For For Policy set out in the Section B of Part II of the Carnival plc Directors' Remuneration Report (in accordance with legal requirements applicable to UK companies). 15. To re-appoint the UK firm of PricewaterhouseCoopers Mgmt For For LLP as independent auditors for Carnival plc and to ratify the selection of the U.S. firm of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Carnival Corporation. 16. To authorize the Audit Committee of Carnival plc to Mgmt For For determine the remuneration of the independent auditors of Carnival plc (in accordance with legal requirements applicable to UK companies). 17. To receive the UK accounts and reports of the Mgmt For For Directors and auditors of Carnival plc for the year ended November 30, 2019 (in accordance with legal requirements applicable to UK companies). 18. To approve the giving of authority for the allotment Mgmt For For of new shares by Carnival plc (in accordance with customary practice for UK companies). 19. To approve the disapplication of pre-emption rights in Mgmt For For relation to the allotment of new shares by Carnival plc (in accordance with customary practice for UK companies). 20. To approve a general authority for Carnival plc to buy Mgmt For For back Carnival plc ordinary shares in the open market (in accordance with legal requirements applicable to UK companies desiring to implement share buy back programs). 21. To approve the Carnival Corporation 2020 Stock Plan. Mgmt For For 22. To approve the Carnival plc UK Employee Share Purchase Mgmt For For Plan. -------------------------------------------------------------------------------------------------------------------------- CHARTER COMMUNICATIONS, INC. Agenda Number: 935146224 -------------------------------------------------------------------------------------------------------------------------- Security: 16119P108 Meeting Type: Annual Ticker: CHTR Meeting Date: 28-Apr-2020 ISIN: US16119P1084 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: W. Lance Conn Mgmt For For 1B. Election of Director: Kim C. Goodman Mgmt For For 1C. Election of Director: Craig A. Jacobson Mgmt For For 1D. Election of Director: Gregory B. Maffei Mgmt Against Against 1E. Election of Director: John D. Markley, Jr. Mgmt For For 1F. Election of Director: David C. Merritt Mgmt For For 1G. Election of Director: James E. Meyer Mgmt For For 1H. Election of Director: Steven A. Miron Mgmt Against Against 1I. Election of Director: Balan Nair Mgmt For For 1J. Election of Director: Michael A. Newhouse Mgmt For For 1K. Election of Director: Mauricio Ramos Mgmt For For 1L. Election of Director: Thomas M. Rutledge Mgmt For For 1M. Election of Director: Eric L. Zinterhofer Mgmt For For 2. Approval, on an advisory basis, of executive Mgmt For For compensation 3. The ratification of the appointment of KPMG LLP as the Mgmt For For Company's independent registered public accounting firm for the year ended December 31, 2020 4. Stockholder proposal regarding our Chairman of the Shr For Against Board and CEO roles -------------------------------------------------------------------------------------------------------------------------- COMCAST CORPORATION Agenda Number: 935190532 -------------------------------------------------------------------------------------------------------------------------- Security: 20030N101 Meeting Type: Annual Ticker: CMCSA Meeting Date: 03-Jun-2020 ISIN: US20030N1019 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Kenneth J. Bacon Mgmt For For Madeline S. Bell Mgmt For For Naomi M. Bergman Mgmt For For Edward D. Breen Mgmt Withheld Against Gerald L. Hassell Mgmt Withheld Against Jeffrey A. Honickman Mgmt For For Maritza G. Montiel Mgmt For For Asuka Nakahara Mgmt For For David C. Novak Mgmt Withheld Against Brian L. Roberts Mgmt For For 2. Ratification of the appointment of our independent Mgmt For For auditors 3. Approval of Amended 2003 Stock Option Plan Mgmt For For 4. Approval of Amended 2002 Restricted Stock Plan Mgmt For For 5. Advisory vote on executive compensation Mgmt Against Against 6. To provide a lobbying report Shr For Against 7. To require an independent board chairman Shr For Against 8. To conduct independent investigation and report on Shr Against For risks posed by failing to prevent sexual harassment -------------------------------------------------------------------------------------------------------------------------- DEERE & COMPANY Agenda Number: 935120876 -------------------------------------------------------------------------------------------------------------------------- Security: 244199105 Meeting Type: Annual Ticker: DE Meeting Date: 26-Feb-2020 ISIN: US2441991054 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Samuel R. Allen Mgmt For For 1B. Election of Director: Alan C. Heuberger Mgmt For For 1C. Election of Director: Charles O. Holliday, Jr. Mgmt For For 1D. Election of Director: Dipak C. Jain Mgmt For For 1E. Election of Director: Michael O. Johanns Mgmt For For 1F. Election of Director: Clayton M. Jones Mgmt For For 1G. Election of Director: John C. May Mgmt For For 1H. Election of Director: Gregory R. Page Mgmt For For 1I. Election of Director: Sherry M. Smith Mgmt For For 1J. Election of Director: Dmitri L. Stockton Mgmt For For 1K. Election of Director: Sheila G. Talton Mgmt For For 2. Amendment to Deere's ByLaws to provide that courts Mgmt Against Against located in Delaware will be the exclusive forum for certain legal disputes 3. Advisory vote on executive compensation Mgmt For For 4. Approval of the John Deere 2020 Equity and Incentive Mgmt For For Plan 5. Ratification of the appointment of Deloitte & Touche Mgmt For For LLP as Deere's independent registered public accounting firm for fiscal 2020 6. Shareholder Proposal - Adopt a Board Ideology Shr Against For Disclosure Policy -------------------------------------------------------------------------------------------------------------------------- DUPONT DE NEMOURS INC Agenda Number: 935183981 -------------------------------------------------------------------------------------------------------------------------- Security: 26614N102 Meeting Type: Annual Ticker: DD Meeting Date: 27-May-2020 ISIN: US26614N1028 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Amy G. Brady Mgmt For For 1B. Election of Director: Edward D. Breen Mgmt For For 1C. Election of Director: Ruby R. Chandy Mgmt For For 1D. Election of Director: Franklin K. Clyburn, Jr. Mgmt For For 1E. Election of Director: Terrence R. Curtin Mgmt For For 1F. Election of Director: Alexander M. Cutler Mgmt For For 1G. Election of Director: Eleuthère I. du Pont Mgmt For For 1H. Election of Director: Rajiv L. Gupta Mgmt For For 1I. Election of Director: Luther C. Kissam Mgmt For For 1J. Election of Director: Frederick M. Lowery Mgmt For For 1K. Election of Director: Raymond J. Milchovich Mgmt For For 1L. Election of Director: Steven M. Sterin Mgmt For For 2. Advisory Resolution to Approve Executive Compensation Mgmt For For 3. Approval of the DuPont 2020 Equity and Incentive Plan Mgmt For For 4. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2020 5. Modification of Threshold for Calling Special Shr For Against Stockholder Meetings 6. Employee Board Advisory Position Shr Against For -------------------------------------------------------------------------------------------------------------------------- EXXON MOBIL CORPORATION Agenda Number: 935176443 -------------------------------------------------------------------------------------------------------------------------- Security: 30231G102 Meeting Type: Annual Ticker: XOM Meeting Date: 27-May-2020 ISIN: US30231G1022 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Susan K. Avery Mgmt For For 1B. Election of Director: Angela F. Braly Mgmt For For 1C. Election of Director: Ursula M. Burns Mgmt For For 1D. Election of Director: Kenneth C. Frazier Mgmt For For 1E. Election of Director: Joseph L. Hooley Mgmt For For 1F. Election of Director: Steven A. Kandarian Mgmt For For 1G. Election of Director: Douglas R. Oberhelman Mgmt For For 1H. Election of Director: Samuel J. Palmisano Mgmt For For 1I. Election of Director: William C. Weldon Mgmt For For 1J. Election of Director: Darren W. Woods Mgmt For For 2. Ratification of Independent Auditors (page 29) Mgmt For For 3. Advisory Vote to Approve Executive Compensation (page Mgmt For For 30) 4. Independent Chairman (page 59) Shr Against For 5. Special Shareholder Meetings (page 61) Shr For Against 6. Report on Environmental Expenditures (page 62) Shr Against For 7. Report on Risks of Petrochemical Investments (page 64) Shr Against For 8. Report on Political Contributions (page 66) Shr For Against 9. Report on Lobbying (page 67) Shr For Against -------------------------------------------------------------------------------------------------------------------------- FACEBOOK, INC. Agenda Number: 935178221 -------------------------------------------------------------------------------------------------------------------------- Security: 30303M102 Meeting Type: Annual Ticker: FB Meeting Date: 27-May-2020 ISIN: US30303M1027 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Peggy Alford Mgmt For For Marc L. Andreessen Mgmt Withheld Against Andrew W. Houston Mgmt For For Nancy Killefer Mgmt For For Robert M. Kimmitt Mgmt For For Sheryl K. Sandberg Mgmt For For Peter A. Thiel Mgmt Withheld Against Tracey T. Travis Mgmt For For Mark Zuckerberg Mgmt For For 2. To ratify the appointment of Ernst & Young LLP as Mgmt For For Facebook, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2020. 3. To approve the director compensation policy. Mgmt Against Against 4. A stockholder proposal regarding change in stockholder Shr For Against voting. 5. A stockholder proposal regarding an independent chair. Shr For Against 6. A stockholder proposal regarding majority voting for Shr For Against directors. 7. A stockholder proposal regarding political Shr For Against advertising. 8. A stockholder proposal regarding human/civil rights Shr Against For expert on board. 9. A stockholder proposal regarding report on civil and Shr Against For human rights risks. 10. A stockholder proposal regarding child exploitation. Shr For Against 11. A stockholder proposal regarding median gender/racial Shr Against For pay gap. -------------------------------------------------------------------------------------------------------------------------- GENERAL ELECTRIC COMPANY Agenda Number: 935149369 -------------------------------------------------------------------------------------------------------------------------- Security: 369604103 Meeting Type: Annual Ticker: GE Meeting Date: 05-May-2020 ISIN: US3696041033 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Election of Director: Sébastien Bazin Mgmt For For 2. Election of Director: Ashton Carter Mgmt For For 3. Election of Director: H. Lawrence Culp, Jr. Mgmt For For 4. Election of Director: Francisco D'Souza Mgmt For For 5. Election of Director: Edward Garden Mgmt For For 6. Election of Director: Thomas Horton Mgmt For For 7. Election of Director: Risa Lavizzo-Mourey Mgmt For For 8. Election of Director: Catherine Lesjak Mgmt For For 9. Election of Director: Paula Rosput Reynolds Mgmt For For 10. Election of Director: Leslie Seidman Mgmt For For 11. Election of Director: James Tisch Mgmt For For 12. Advisory Approval of Our Named Executives' Mgmt Against Against Compensation 13. Ratification of KPMG as Independent Auditor for 2020 Mgmt For For 14. Require the Chairman of the Board to be Independent Shr For Against -------------------------------------------------------------------------------------------------------------------------- HUBBELL INCORPORATED Agenda Number: 935154790 -------------------------------------------------------------------------------------------------------------------------- Security: 443510607 Meeting Type: Annual Ticker: HUBB Meeting Date: 05-May-2020 ISIN: US4435106079 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Carlos M. Cardoso Mgmt For For Anthony J. Guzzi Mgmt For For Neal J. Keating Mgmt For For Bonnie C. Lind Mgmt For For John F. Malloy Mgmt For For David G. Nord Mgmt For For John G. Russell Mgmt For For Steven R. Shawley Mgmt For For 2. To approve, by non-binding vote, the compensation of Mgmt For For our named executive officers as presented in the 2020 Proxy Statement. 3. To ratify the selection of PricewaterhouseCoopers LLP Mgmt For For as our independent registered public accounting firm for the year 2020. -------------------------------------------------------------------------------------------------------------------------- INTERNATIONAL BUSINESS MACHINES CORP. Agenda Number: 935137782 -------------------------------------------------------------------------------------------------------------------------- Security: 459200101 Meeting Type: Annual Ticker: IBM Meeting Date: 28-Apr-2020 ISIN: US4592001014 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Thomas Buberl Mgmt For For 1B. Election of Director: Michael L. Eskew Mgmt For For 1C. Election of Director: David N. Farr Mgmt For For 1D. Election of Director: Alex Gorsky Mgmt For For 1E. Election of Director: Michelle J. Howard Mgmt For For 1F. Election of Director: Arvind Krishna Mgmt For For 1G. Election of Director: Andrew N. Liveris Mgmt For For 1H. Election of Director: F. William McNabb III Mgmt For For 1I. Election of Director: Martha E. Pollack Mgmt For For 1J. Election of Director: Virginia M. Rometty Mgmt For For 1K. Election of Director: Joseph R. Swedish Mgmt For For 1L. Election of Director: Sidney Taurel Mgmt For For 1M. Election of Director: Peter R. Voser Mgmt For For 1N. Election of Director: Frederick H. Waddell Mgmt For For 2. Ratification of Appointment of Independent Registered Mgmt For For Public Accounting Firm. 3. Advisory Vote on Executive Compensation. Mgmt For For 4. Stockholder Proposal on Shareholder Right to Remove Shr For Against Directors. 5. Stockholder Proposal on the Right to Act by Written Shr For Against Consent. 6. Stockholder Proposal to Have an Independent Board Shr For Against Chairman. -------------------------------------------------------------------------------------------------------------------------- JOHNSON & JOHNSON Agenda Number: 935137934 -------------------------------------------------------------------------------------------------------------------------- Security: 478160104 Meeting Type: Annual Ticker: JNJ Meeting Date: 23-Apr-2020 ISIN: US4781601046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Mary C. Beckerle Mgmt For For 1B. Election Of Director: D. Scott Davis Mgmt For For 1C. Election of Director: Ian E. L. Davis Mgmt For For 1D. Election of Director: Jennifer A. Doudna Mgmt For For 1E. Election of Director: Alex Gorsky Mgmt For For 1F. Election of Director: Marillyn A. Hewson Mgmt For For 1G. Election of Director: Hubert Joly Mgmt For For 1H. Election of Director: Mark B. McClellan Mgmt For For 1I. Election of Director: Anne M. Mulcahy Mgmt For For 1J. Election of Director: Charles Prince Mgmt For For 1K. Election of Director: A. Eugene Washington Mgmt For For 1L. Election of Director: Mark A. Weinberger Mgmt For For 1M. Election of Director: Ronald A. Williams Mgmt For For 2. Advisory Vote to Approve Named Executive Officer Mgmt For For Compensation. 3. Ratification of Appointment of PricewaterhouseCoopers Mgmt For For LLP as the Independent Registered Public Accounting Firm for 2020. 4. Amendment to the Restated Certificate of Incorporation Mgmt For For to Permit Removal of Directors Without Cause. 5. Independent Board Chair Shr For Against 6. Report on Governance of Opioids-Related Risks Shr For Against -------------------------------------------------------------------------------------------------------------------------- JONES LANG LASALLE INCORPORATED Agenda Number: 935178358 -------------------------------------------------------------------------------------------------------------------------- Security: 48020Q107 Meeting Type: Annual Ticker: JLL Meeting Date: 28-May-2020 ISIN: US48020Q1076 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Hugo Bagué Mgmt For For 1B. Election of Director: Matthew Carter, Jr. Mgmt For For 1C. Election of Director: Samuel A. Di Piazza, Jr. Mgmt For For 1D. Election of Director: Ming Lu Mgmt For For 1E. Election of Director: Bridget Macaskill Mgmt For For 1F. Election of Director: Deborah H. McAneny Mgmt For For 1G. Election of Director: Siddharth N. Mehta Mgmt For For 1H. Election of Director: Martin H. Nesbitt Mgmt For For 1I. Election of Director: Jeetendra I. Patel Mgmt For For 1J. Election of Director: Sheila A. Penrose Mgmt For For 1K. Election of Director: Ann Marie Petach Mgmt For For 1L. Election of Director: Christian Ulbrich Mgmt For For 2. Non-binding, advisory "say-on-pay" vote approving Mgmt For For executive compensation 3. Ratification of Appointment of Independent Registered Mgmt For For Public Accounting Firm -------------------------------------------------------------------------------------------------------------------------- MICROSOFT CORPORATION Agenda Number: 935092849 -------------------------------------------------------------------------------------------------------------------------- Security: 594918104 Meeting Type: Annual Ticker: MSFT Meeting Date: 04-Dec-2019 ISIN: US5949181045 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: William H. Gates III Mgmt For For 1B. Election of Director: Reid G. Hoffman Mgmt For For 1C. Election of Director: Hugh F. Johnston Mgmt For For 1D. Election of Director: Teri L. List-Stoll Mgmt For For 1E. Election of Director: Satya Nadella Mgmt For For 1F. Election of Director: Sandra E. Peterson Mgmt For For 1G. Election of Director: Penny S. Pritzker Mgmt For For 1H. Election of Director: Charles W. Scharf Mgmt For For 1I. Election of Director: Arne M. Sorenson Mgmt For For 1J. Election of Director: John W. Stanton Mgmt For For 1K. Election of Director: John W. Thompson Mgmt For For 1L. Election of Director: Emma Walmsley Mgmt For For 1M. Election of Director: Padmasree Warrior Mgmt For For 2. Advisory vote to approve named executive officer Mgmt Against Against compensation 3. Ratification of Deloitte & Touche LLP as our Mgmt For For independent auditor for fiscal year 2020 4. Shareholder Proposal - Report on Employee Shr Against For Representation on Board of Directors 5. Shareholder Proposal - Report on Gender Pay Gap Shr For Against -------------------------------------------------------------------------------------------------------------------------- MONSTER BEVERAGE CORPORATION Agenda Number: 935189527 -------------------------------------------------------------------------------------------------------------------------- Security: 61174X109 Meeting Type: Annual Ticker: MNST Meeting Date: 03-Jun-2020 ISIN: US61174X1090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Rodney C. Sacks Mgmt For For Hilton H. Schlosberg Mgmt For For Mark J. Hall Mgmt For For Kathleen E. Ciaramello Mgmt For For Gary P. Fayard Mgmt For For Jeanne P. Jackson Mgmt For For Steven G. Pizula Mgmt For For Benjamin M. Polk Mgmt For For Sydney Selati Mgmt For For Mark S. Vidergauz Mgmt For For 2. Proposal to ratify the appointment of Deloitte & Mgmt For For Touche LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2020. 3. Proposal to approve, on a non-binding, advisory basis, Mgmt For For the compensation of the Company's named executive officers. 4. Proposal to approve the Monster Beverage Corporation Mgmt For For 2020 Omnibus Incentive Plan. -------------------------------------------------------------------------------------------------------------------------- NETFLIX, INC. Agenda Number: 935188412 -------------------------------------------------------------------------------------------------------------------------- Security: 64110L106 Meeting Type: Annual Ticker: NFLX Meeting Date: 04-Jun-2020 ISIN: US64110L1061 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Class III Director: Reed Hastings Mgmt Abstain Against 1B. Election of Class III Director: Jay C. Hoag Mgmt Abstain Against 1C. Election of Class III Director: Mathias Döpfner Mgmt Abstain Against 2. To ratify the appointment of Ernst & Young LLP as the Mgmt For For Company's independent registered public accounting firm for the year ending December 31, 2020. 3. Advisory approval of the Company's executive officer Mgmt Against Against compensation. 4. Approval of the Netflix, Inc. 2020 Stock Plan. Mgmt For For 5. Stockholder proposal regarding political disclosures, Shr For Against if properly presented at the meeting. 6. Stockholder proposal for simple majority vote, if Shr For Against properly presented at the meeting. 7. Stockholder proposal for EEO policy risk report, if Shr Against For properly presented at the meeting. -------------------------------------------------------------------------------------------------------------------------- NOVARTIS AG Agenda Number: 935128884 -------------------------------------------------------------------------------------------------------------------------- Security: 66987V109 Meeting Type: Annual Ticker: NVS Meeting Date: 28-Feb-2020 ISIN: US66987V1098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Approval of the Operating and Financial Review of Mgmt For For Novartis AG, the Financial Statements of Novartis AG and the Group Consolidated Financial Statements for the 2019 Financial Year. 2. Discharge from Liability of the Members of the Board Mgmt For For of Directors and the Executive Committee. 3. Appropriation of Available Earnings of Novartis AG as Mgmt For For per Balance Sheet and Declaration of Dividend for 2019. 4. Reduction of Share Capital. Mgmt For For 5A. Binding Vote on the Maximum Aggregate Amount of Mgmt For For Compensation for the Board of Directors from the 2020 Annual General Meeting to the 2021 Annual General Meeting. 5B. Binding Vote on the Maximum Aggregate Amount of Mgmt For For Compensation for the Executive Committee for the Financial Year 2021. 5C. Advisory Vote on the 2019 Compensation Report. Mgmt For For 6A. Re-election of the Chairman and the Member of the Mgmt For For Board of Director: Joerg Reinhardt 6B. Re-election of the Member of the Board of Director: Mgmt For For Nancy C. Andrews 6C. Re-election of the Member of the Board of Director: Mgmt For For Ton Buechner 6D. Re-election of the Member of the Board of Director: Mgmt For For Patrice Bula 6E. Re-election of the Member of the Board of Director: Mgmt For For Srikant Datar 6F. Re-election of the Member of the Board of Director: Mgmt For For Elizabeth Doherty 6G. Re-election of the Member of the Board of Director: Mgmt For For Ann Fudge 6H. Re-election of the Member of the Board of Director: Mgmt For For Frans van Houten 6I. Re-election of the Member of the Board of Director: Mgmt For For Andreas von Planta 6J. Re-election of the Member of the Board of Director: Mgmt For For Charles L. Sawyers 6K. Re-election of the Member of the Board of Director: Mgmt For For Enrico Vanni 6L. Re-election of the Member of the Board of Director: Mgmt For For William T. Winters 6M. Election of new Member of the Board of Director: Mgmt For For Bridgette Heller 6N. Election of new Member of the Board of Director: Simon Mgmt For For Moroney 7A. Re-election to the Compensation Committee: Patrice Mgmt For For Bula 7B. Re-election to the Compensation Committee: Srikant Mgmt For For Datar 7C. Re-election to the Compensation Committee: Enrico Mgmt For For Vanni 7D. Re-election to the Compensation Committee: William T. Mgmt For For Winters 7E. Election of new Member to the Compensation Committee: Mgmt For For Bridgette Heller 8. Re-election of the Statutory Auditor. Mgmt For For 9. Re-election of the Independent Proxy. Mgmt For For 10. General instructions in case of alternative motions Mgmt Against Against under the agenda items published in the Notice of Annual General Meeting, and/or of motions relating to additional agenda items according to Article 700 paragraph 3 of the Swiss Code of Obligations. -------------------------------------------------------------------------------------------------------------------------- ORACLE CORPORATION Agenda Number: 935087165 -------------------------------------------------------------------------------------------------------------------------- Security: 68389X105 Meeting Type: Annual Ticker: ORCL Meeting Date: 19-Nov-2019 ISIN: US68389X1054 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Jeffrey S. Berg Mgmt Withheld Against Michael J. Boskin Mgmt For For Safra A. Catz Mgmt For For Bruce R. Chizen Mgmt Withheld Against George H. Conrades Mgmt Withheld Against Lawrence J. Ellison Mgmt For For Rona A. Fairhead Mgmt For For Hector Garcia-Molina Mgmt Withheld Against Jeffrey O. Henley Mgmt For For Mark V. Hurd Mgmt Withheld Against Renée J. James Mgmt For For Charles W. Moorman IV Mgmt Withheld Against Leon E. Panetta Mgmt Withheld Against William G. Parrett Mgmt For For Naomi O. Seligman Mgmt Withheld Against 2. Advisory Vote to Approve the Compensation of the Named Mgmt Against Against Executive Officers. 3. Ratification of the Selection of Ernst & Young LLP as Mgmt For For Independent Registered Public Accounting Firm for Fiscal Year 2020. 4. Stockholder Proposal Regarding Pay Equity Report. Shr For Against 5. Stockholder Proposal Regarding Independent Board Shr For Against Chair. -------------------------------------------------------------------------------------------------------------------------- SALESFORCE.COM, INC. Agenda Number: 935202402 -------------------------------------------------------------------------------------------------------------------------- Security: 79466L302 Meeting Type: Annual Ticker: CRM Meeting Date: 11-Jun-2020 ISIN: US79466L3024 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Marc Benioff Mgmt For For 1B. Election of Director: Craig Conway Mgmt For For 1C. Election of Director: Parker Harris Mgmt For For 1D. Election of Director: Alan Hassenfeld Mgmt For For 1E. Election of Director: Neelie Kroes Mgmt For For 1F. Election of Director: Colin Powell Mgmt For For 1G. Election of Director: Sanford Robertson Mgmt For For 1H. Election of Director: John V. Roos Mgmt For For 1I. Election of Director: Robin Washington Mgmt For For 1J. Election of Director: Maynard Webb Mgmt For For 1K. Election of Director: Susan Wojcicki Mgmt For For 2. Amendment and restatement of our 2013 Equity Incentive Mgmt For For Plan. 3. Amendment and restatement of our 2004 Employee Stock Mgmt For For Purchase Plan. 4. Ratification of the appointment of Ernst & Young LLP Mgmt For For as our independent registered public accounting firm for the fiscal year ending January 31, 2021. 5. An advisory vote to approve the fiscal 2020 Mgmt For For compensation of our named executive officers. 6. A stockholder proposal requesting the ability of Shr For Against stockholders to act by written consent, if properly presented at the meeting. -------------------------------------------------------------------------------------------------------------------------- SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 935131021 -------------------------------------------------------------------------------------------------------------------------- Security: 806857108 Meeting Type: Annual Ticker: SLB Meeting Date: 01-Apr-2020 ISIN: AN8068571086 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Patrick de La Chevardière Mgmt For For 1B. Election of Director: Miguel M. Galuccio Mgmt For For 1C. Election of Director: Olivier Le Peuch Mgmt For For 1D. Election of Director: Tatiana A. Mitrova Mgmt For For 1E. Election of Director: Lubna S. Olayan Mgmt For For 1F. Election of Director: Mark G. Papa Mgmt For For 1G. Election of Director: Leo Rafael Reif Mgmt For For 1H. Election of Director: Henri Seydoux Mgmt For For 1I. Election of Director: Jeff W. Sheets Mgmt For For 2. Approval of the advisory resolution to approve our Mgmt For For executive compensation. 3. Approval of our consolidated balance sheet as of Mgmt For For December 31, 2019; our consolidated statement of income for the year ended December 31, 2019; and our Board of Directors' declarations of dividends in 2019, as reflected in our 2019 Annual Report to Stockholders. 4. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as our independent auditors for 2020. -------------------------------------------------------------------------------------------------------------------------- SIGNATURE BANK Agenda Number: 935138506 -------------------------------------------------------------------------------------------------------------------------- Security: 82669G104 Meeting Type: Annual Ticker: SBNY Meeting Date: 22-Apr-2020 ISIN: US82669G1040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Joseph J. DePaolo Mgmt For For 1B. Election of Director: Barney Frank Mgmt For For 1C. Election of Director: Scott A. Shay Mgmt For For 2. To ratify the appointment of KPMG LLP, an independent Mgmt For For registered public accounting firm, as the independent auditors for the year ending December 31, 2020. 3. Advisory vote on executive compensation. Mgmt For For 4. Approval of the Bank's share repurchase plan. Mgmt For For -------------------------------------------------------------------------------------------------------------------------- THE GOLDMAN SACHS GROUP, INC. Agenda Number: 935147757 -------------------------------------------------------------------------------------------------------------------------- Security: 38141G104 Meeting Type: Annual Ticker: GS Meeting Date: 30-Apr-2020 ISIN: US38141G1040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: M. Michele Burns Mgmt For For 1B. Election of Director: Drew G. Faust Mgmt For For 1C. Election of Director: Mark A. Flaherty Mgmt For For 1D. Election of Director: Ellen J. Kullman Mgmt For For 1E. Election of Director: Lakshmi N. Mittal Mgmt For For 1F. Election of Director: Adebayo O. Ogunlesi Mgmt For For 1G. Election of Director: Peter Oppenheimer Mgmt For For 1H. Election of Director: David M. Solomon Mgmt For For 1I. Election of Director: Jan E. Tighe Mgmt For For 1J. Election of Director: David A. Viniar Mgmt For For 1K. Election of Director: Mark O. Winkelman Mgmt For For 2. Advisory Vote to Approve Executive Compensation (Say Mgmt Against Against on Pay). 3. Ratification of PricewaterhouseCoopers LLP as our Mgmt For For Independent Registered Public Accounting Firm for 2020. 4. Shareholder Proposal Regarding Right to Act by Written Shr For Against Consent. 5. Shareholder Proposal Regarding Board Oversight of the Shr Against For "Statement on the Purpose of a Corporation". -------------------------------------------------------------------------------------------------------------------------- THE J. M. SMUCKER COMPANY Agenda Number: 935056920 -------------------------------------------------------------------------------------------------------------------------- Security: 832696405 Meeting Type: Annual Ticker: SJM Meeting Date: 14-Aug-2019 ISIN: US8326964058 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director for a term expire in 2020: Mgmt For For Kathryn W. Dindo 1b. Election of Director for a term expire in 2020: Paul Mgmt For For J. Dolan 1c. Election of Director for a term expire in 2020: Jay L. Mgmt For For Henderson 1d. Election of Director for a term expire in 2020: Gary Mgmt For For A. Oatey 1e. Election of Director for a term expire in 2020: Kirk Mgmt For For L. Perry 1f. Election of Director for a term expire in 2020: Sandra Mgmt For For Pianalto 1g. Election of Director for a term expire in 2020: Nancy Mgmt For For Lopez Russell 1h. Election of Director for a term expire in 2020: Alex Mgmt For For Shumate 1i. Election of Director for a term expire in 2020: Mark Mgmt For For T. Smucker 1j. Election of Director for a term expire in 2020: Mgmt For For Richard K. Smucker 1k. Election of Director for a term expire in 2020: Mgmt For For Timothy P. Smucker 1l. Election of Director for a term expire in 2020: Dawn Mgmt For For C. Willoughby 2. Ratification of appointment of Ernst & Young LLP as Mgmt For For the Company's Independent Registered Public Accounting Firm for the 2020 fiscal year. 3. Advisory approval of the Company's executive Mgmt For For compensation. -------------------------------------------------------------------------------------------------------------------------- THE WALT DISNEY COMPANY Agenda Number: 935125648 -------------------------------------------------------------------------------------------------------------------------- Security: 254687106 Meeting Type: Annual Ticker: DIS Meeting Date: 11-Mar-2020 ISIN: US2546871060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Susan E. Arnold Mgmt For For 1B. Election of Director: Mary T. Barra Mgmt For For 1C. Election of Director: Safra A. Catz Mgmt For For 1D. Election of Director: Francis A. deSouza Mgmt For For 1E. Election of Director: Michael B.G. Froman Mgmt For For 1F. Election of Director: Robert A. Iger Mgmt For For 1G. Election of Director: Maria Elena Lagomasino Mgmt For For 1H. Election of Director: Mark G. Parker Mgmt For For 1I. Election of Director: Derica W. Rice Mgmt For For 2. To ratify the appointment of PricewaterhouseCoopers Mgmt For For LLP as the Company's registered public accountants for fiscal 2020. 3. To approve the advisory resolution on executive Mgmt Against Against compensation. 4. To approve an amendment to the Company's Amended and Mgmt For For Restated 2011 Stock Incentive Plan. 5. Shareholder proposal requesting an annual report Shr For Against disclosing information regarding the Company's lobbying policies and activities. -------------------------------------------------------------------------------------------------------------------------- UNION PACIFIC CORPORATION Agenda Number: 935158407 -------------------------------------------------------------------------------------------------------------------------- Security: 907818108 Meeting Type: Annual Ticker: UNP Meeting Date: 14-May-2020 ISIN: US9078181081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Andrew H. Card Jr. Mgmt For For 1B. Election of Director: William J. DeLaney Mgmt For For 1C. Election of Director: David B. Dillon Mgmt For For 1D. Election of Director: Lance M. Fritz Mgmt For For 1E. Election of Director: Deborah C. Hopkins Mgmt For For 1F. Election of Director: Jane H. Lute Mgmt For For 1G. Election of Director: Michael R. McCarthy Mgmt For For 1H. Election of Director: Thomas F. McLarty III Mgmt For For 1I. Election of Director: Bhavesh V. Patel Mgmt For For 1J. Election of Director: Jose H. Villarreal Mgmt For For 1K. Election of Director: Christopher J. Williams Mgmt For For 2. Ratification of the appointment of Deloitte & Touche Mgmt For For LLP as the independent registered public accounting firm of the Company for 2020. 3. An advisory vote to approve executive compensation Mgmt For For ("Say on Pay"). 4. Shareholder proposal regarding Independent Chairman if Shr Against For properly presented at the Annual Meeting. 5. Shareholder proposal regarding Climate Assessment Shr Against For Report if properly presented at the Annual Meeting. -------------------------------------------------------------------------------------------------------------------------- UNITED TECHNOLOGIES CORPORATION Agenda Number: 935080628 -------------------------------------------------------------------------------------------------------------------------- Security: 913017109 Meeting Type: Special Ticker: UTX Meeting Date: 11-Oct-2019 ISIN: US9130171096 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Approve the issuance of UTC common stock, par value Mgmt For For $1.00 per share, to Raytheon stockholders in connection with the merger contemplated by the Agreement and Plan of Merger, dated as of June 9, 2019, by and among United Technologies Corporation, Light Merger Sub Corp. and Raytheon Company (the "UTC share issuance proposal"). 2. Approve the adjournment of the UTC special meeting to Mgmt For For a later date or dates, if necessary or appropriate, to solicit additional proxies in the event there are not sufficient votes at the time of the UTC special meeting to approve the UTC share issuance proposal. -------------------------------------------------------------------------------------------------------------------------- UNITED TECHNOLOGIES CORPORATION Agenda Number: 935142707 -------------------------------------------------------------------------------------------------------------------------- Security: 913017109 Meeting Type: Annual Ticker: UTX Meeting Date: 27-Apr-2020 ISIN: US9130171096 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Lloyd J. Austin III Mgmt For For 1B. Election of Director: Gregory J. Hayes Mgmt For For 1C. Election of Director: Marshall O. Larsen Mgmt For For 1D. Election of Director: Robert K. (Kelly) Ortberg Mgmt For For 1E. Election of Director: Margaret L. O'Sullivan Mgmt For For 1F. Election of Director: Denise L. Ramos Mgmt For For 1G. Election of Director: Fredric G. Reynolds Mgmt For For 1H. Election of Director: Brian C. Rogers Mgmt For For 2. Advisory Vote to Approve Executive Compensation. Mgmt For For 3. Appoint PricewaterhouseCoopers LLP to Serve as Mgmt For For Independent Auditor for 2020. 4. Shareowner Proposal regarding a Simple Majority Vote Shr For Requirement. 5. Shareowner Proposal to Create a Committee to Prepare a Shr Against For Report regarding the Impact of Plant Closure on Communities and Alternatives to Help Mitigate the Effects. -------------------------------------------------------------------------------------------------------------------------- UNITEDHEALTH GROUP INCORPORATED Agenda Number: 935188931 -------------------------------------------------------------------------------------------------------------------------- Security: 91324P102 Meeting Type: Annual Ticker: UNH Meeting Date: 01-Jun-2020 ISIN: US91324P1021 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Richard T. Burke Mgmt For For 1B. Election of Director: Timothy P. Flynn Mgmt For For 1C. Election of Director: Stephen J. Hemsley Mgmt For For 1D. Election of Director: Michele J. Hooper Mgmt For For 1E. Election of Director: F. William McNabb III Mgmt For For 1F. Election of Director: Valerie C. Montgomery Rice, M.D. Mgmt For For 1G. Election of Director: John H. Noseworthy, M.D. Mgmt For For 1H. Election of Director: Glenn M. Renwick Mgmt For For 1I. Election of Director: David S. Wichmann Mgmt For For 1J. Election of Director: Gail R. Wilensky, Ph.D. Mgmt For For 2. Advisory approval of the Company's executive Mgmt For For compensation. 3. Ratification of the appointment of Deloitte & Touche Mgmt For For LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2020. 4. Approval of the UnitedHealth Group 2020 Stock Mgmt For For Incentive Plan. 5. If properly presented at the 2020 Annual Meeting of Shr Against For Shareholders, the shareholder proposal set forth in the proxy statement requesting any material amendment to the Company's Bylaws be subject to a non-binding shareholder vote. -------------------------------------------------------------------------------------------------------------------------- WORKDAY, INC. Agenda Number: 935187434 -------------------------------------------------------------------------------------------------------------------------- Security: 98138H101 Meeting Type: Annual Ticker: WDAY Meeting Date: 09-Jun-2020 ISIN: US98138H1014 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Michael C. Bush Mgmt For For Christa Davies Mgmt For For Michael A. Stankey Mgmt For For George J. Still, Jr. Mgmt For For 2. To ratify the appointment of Ernst & Young LLP as Mgmt For For Workday's independent registered public accounting firm for the fiscal year ending January 31, 2021. 3. Advisory vote on named executive officer compensation. Mgmt For For -------------------------------------------------------------------------------------------------------------------------- YUM CHINA HOLDINGS, INC. Agenda Number: 935156617 -------------------------------------------------------------------------------------------------------------------------- Security: 98850P109 Meeting Type: Annual Ticker: YUMC Meeting Date: 08-May-2020 ISIN: US98850P1093 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Fred Hu Mgmt For For 1B. Election of Director: Joey Wat Mgmt For For 1C. Election of Director: Peter A. Bassi Mgmt For For 1D. Election of Director: Christian L. Campbell Mgmt For For 1E. Election of Director: Ed Yiu-Cheong Chan Mgmt For For 1F. Election of Director: Edouard Ettedgui Mgmt For For 1G. Election of Director: Cyril Han Mgmt For For 1H. Election of Director: Louis T. Hsieh Mgmt For For 1I. Election of Director: Ruby Lu Mgmt For For 1J. Election of Director: Zili Shao Mgmt For For 1K. Election of Director: William Wang Mgmt For For 2. Ratification of Independent Auditor. Mgmt For For 3. Advisory Vote to Approve Executive Compensation. Mgmt For For TVST Bond Fund -------------------------------------------------------------------------------------------------------------------------- The fund held no voting securities during the reporting period and did not vote any securities or have any securities that were subject to a vote during the reporting period. TVST Common Stock Fund -------------------------------------------------------------------------------------------------------------------------- ALIBABA GROUP HOLDING LIMITED Agenda Number: 935052302 -------------------------------------------------------------------------------------------------------------------------- Security: 01609W102 Meeting Type: Annual Ticker: BABA Meeting Date: 15-Jul-2019 ISIN: US01609W1027 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Effect an increase in the number of authorized Mgmt For For Ordinary Shares to 32,000,000,000 and effect a one-to-eight share subdivision of the Company's Ordinary Shares. 2.1 Election of Director for a three year term: DANIEL Mgmt Against Against ZHANG 2.2 Election of Director for a three year term: CHEE HWA Mgmt For For TUNG 2.3 Election of Director for a three year term: JERRY YANG Mgmt For For 2.4 Election of Director for a three year term: WAN LING Mgmt For For MARTELLO 3. Ratify the appointment of PricewaterhouseCoopers as Mgmt For For the independent registered public accounting firm of the Company. -------------------------------------------------------------------------------------------------------------------------- AMAZON.COM, INC. Agenda Number: 935186305 -------------------------------------------------------------------------------------------------------------------------- Security: 023135106 Meeting Type: Annual Ticker: AMZN Meeting Date: 27-May-2020 ISIN: US0231351067 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of director: Jeffrey P. Bezos Mgmt For For 1B. Election of director: Rosalind G. Brewer Mgmt For For 1C. Election of director: Jamie S. Gorelick Mgmt For For 1D. Election of director: Daniel P. Huttenlocher Mgmt For For 1E. Election of director: Judith A. McGrath Mgmt For For 1F. Election of director: Indra K. Nooyi Mgmt For For 1G. Election of director: Jonathan J. Rubinstein Mgmt For For 1H. Election of director: Thomas O. Ryder Mgmt For For 1I. Election of director: Patricia Q. Stonesifer Mgmt For For 1J. Election of director: Wendell P. Weeks Mgmt For For 2. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For AS INDEPENDENT AUDITORS 3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Mgmt For For 4. APPROVAL OF AMENDMENT TO RESTATED CERTIFICATE OF Mgmt For For INCORPORATION TO LOWER STOCK OWNERSHIP THRESHOLD FOR SHAREHOLDERS TO REQUEST A SPECIAL MEETING 5. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON EFFECTS OF Shr For Against FOOD WASTE 6. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER Shr For Against USE OF CERTAIN TECHNOLOGIES 7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON POTENTIAL Shr For Against CUSTOMER MISUSE OF CERTAIN TECHNOLOGIES 8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON EFFORTS TO Shr For Against RESTRICT CERTAIN PRODUCTS 9. SHAREHOLDER PROPOSAL REQUESTING A MANDATORY Shr Against For INDEPENDENT BOARD CHAIR POLICY 10. SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE REPORT Shr Against For ON GENDER/RACIAL PAY 11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CERTAIN Shr Against For COMMUNITY IMPACTS 12. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON VIEWPOINT Shr Against For DISCRIMINATION 13. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PROMOTION Shr Against For DATA 14. SHAREHOLDER PROPOSAL REQUESTING AN ADDITIONAL Shr For Against REDUCTION IN THRESHOLD FOR CALLING SPECIAL SHAREHOLDER MEETINGS 15. SHAREHOLDER PROPOSAL REQUESTING A SPECIFIC SUPPLY Shr For Against CHAIN REPORT FORMAT 16. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING Shr For Against ON LOBBYING -------------------------------------------------------------------------------------------------------------------------- AMERISOURCEBERGEN CORPORATION Agenda Number: 935124379 -------------------------------------------------------------------------------------------------------------------------- Security: 03073E105 Meeting Type: Annual Ticker: ABC Meeting Date: 05-Mar-2020 ISIN: US03073E1055 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Ornella Barra Mgmt For For 1B. Election of Director: Steven H. Collis Mgmt For For 1C. Election of Director: D. Mark Durcan Mgmt For For 1D. Election of Director: Richard W. Gochnauer Mgmt For For 1E. Election of Director: Lon R. Greenberg Mgmt For For 1F. Election of Director: Jane E. Henney, M.D. Mgmt For For 1G. Election of Director: Kathleen W. Hyle Mgmt For For 1H. Election of Director: Michael J. Long Mgmt For For 1I. Election of Director: Henry W. McGee Mgmt For For 1J. Election of Director: Dennis M. Nally Mgmt For For 2. Ratification of Ernst & Young LLP as the Company's Mgmt For For independent registered public accounting firm for fiscal year 2020. 3. Advisory vote to approve the compensation of named Mgmt For For executive officers. 4. Stockholder proposal, if properly presented, to permit Shr For Against stockholders to act by written consent. 5. Stockholder proposal, if properly presented, regarding Shr For Against the use of a deferral period for certain compensation of senior executives. -------------------------------------------------------------------------------------------------------------------------- APPLE INC. Agenda Number: 935121563 -------------------------------------------------------------------------------------------------------------------------- Security: 037833100 Meeting Type: Annual Ticker: AAPL Meeting Date: 26-Feb-2020 ISIN: US0378331005 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: James Bell Mgmt For For 1B. Election of Director: Tim Cook Mgmt For For 1C. Election of Director: Al Gore Mgmt For For 1D. Election of Director: Andrea Jung Mgmt For For 1E. Election of Director: Art Levinson Mgmt For For 1F. Election of Director: Ron Sugar Mgmt For For 1G. Election of Director: Sue Wagner Mgmt For For 2. Ratification of the appointment of Ernst & Young LLP Mgmt For For as Apple's independent registered public accounting firm for 2020 3. Advisory vote to approve executive compensation Mgmt For For 4. A shareholder proposal entitled "Shareholder Proxy Shr For Against Access Amendments" 5. A shareholder proposal relating to sustainability and Shr Against For executive compensation 6. A shareholder proposal relating to policies on freedom Shr For Against of expression -------------------------------------------------------------------------------------------------------------------------- AT&T INC. Agenda Number: 935138140 -------------------------------------------------------------------------------------------------------------------------- Security: 00206R102 Meeting Type: Annual Ticker: T Meeting Date: 24-Apr-2020 ISIN: US00206R1023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Randall L. Stephenson Mgmt For For 1B. Election of Director: Samuel A. Di Piazza, Jr. Mgmt For For 1C. Election of Director: Richard W. Fisher Mgmt For For 1D. Election of Director: Scott T. Ford Mgmt For For 1E. Election of Director: Glenn H. Hutchins Mgmt For For 1F. Election of Director: William E. Kennard Mgmt For For 1G. Election of Director: Debra L. Lee Mgmt For For 1H. Election of Director: Stephen J. Luczo Mgmt For For 1I. Election of Director: Michael B. McCallister Mgmt For For 1J. Election of Director: Beth E. Mooney Mgmt For For 1K. Election of Director: Matthew K. Rose Mgmt For For 1L. Election of Director: Cynthia B. Taylor Mgmt For For 1M. Election of Director: Geoffrey Y. Yang Mgmt For For 2. Ratification of appointment of independent auditors. Mgmt For For 3. Advisory approval of executive compensation. Mgmt For For 4. Independent Board Chairman. Shr For Against 5. Employee Representative Director. Shr Against For 6. Improve Guiding Principles of Executive Compensation. Shr Against For -------------------------------------------------------------------------------------------------------------------------- AVNET,INC. Agenda Number: 935084602 -------------------------------------------------------------------------------------------------------------------------- Security: 053807103 Meeting Type: Annual Ticker: AVT Meeting Date: 19-Nov-2019 ISIN: US0538071038 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Rodney C. Adkins Mgmt For For 1B. Election of Director: William J. Amelio Mgmt For For 1C. Election of Director: Carlo Bozotti Mgmt For For 1D. Election of Director: Michael A. Bradley Mgmt For For 1E. Election of Director: Brenda L. Freeman Mgmt For For 1F. Election of Director: Jo Ann Jenkins Mgmt For For 1G. Election of Director: Oleg Khaykin Mgmt For For 1H. Election of Director: James A. Lawrence Mgmt For For 1I. Election of Director: Avid Modjtabai Mgmt For For 1J. Election of Director: Adalio T. Sanchez Mgmt For For 1K. Election of Director: William H. Schumann III Mgmt For For 2. Advisory vote on executive compensation. Mgmt For For 3. Ratification of appointment of KPMG LLP as the Mgmt For For independent registered public accounting firm for the fiscal year ending June 27, 2020. -------------------------------------------------------------------------------------------------------------------------- BANK OF AMERICA CORPORATION Agenda Number: 935139825 -------------------------------------------------------------------------------------------------------------------------- Security: 060505104 Meeting Type: Annual Ticker: BAC Meeting Date: 22-Apr-2020 ISIN: US0605051046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Sharon L. Allen Mgmt For For 1B. Election of Director: Susan S. Bies Mgmt For For 1C. Election of Director: Jack O. Bovender, Jr. Mgmt For For 1D. Election of Director: Frank P. Bramble, Sr. Mgmt For For 1E. Election of Director: Pierre J.P. de Weck Mgmt For For 1F. Election of Director: Arnold W. Donald Mgmt For For 1G. Election of Director: Linda P. Hudson Mgmt For For 1H. Election of Director: Monica C. Lozano Mgmt For For 1I. Election of Director: Thomas J. May Mgmt For For 1J. Election of Director: Brian T. Moynihan Mgmt For For 1K. Election of Director: Lionel L. Nowell III Mgmt For For 1L. Election of Director: Denise L. Ramos Mgmt For For 1M. Election of Director: Clayton S. Rose Mgmt For For 1N. Election of Director: Michael D. White Mgmt For For 1O. Election of Director: Thomas D. Woods Mgmt For For 1P. Election of Director: R. David Yost Mgmt For For 1Q. Election of Director: Maria T. Zuber Mgmt For For 2. Approving Our Executive Compensation (an Advisory, Mgmt For For Non-binding "Say on Pay" Resolution). 3. Ratifying the Appointment of Our Independent Mgmt For For Registered Public Accounting Firm for 2020. 4. Make Shareholder Proxy Access More Accessible. Shr For Against 5. Adopt a New Shareholder Right - Written Consent Shr For Against 6. Report Concerning Gender/Racial Pay Equity. Shr Against For 7. Review of Statement of the Purpose of a Corporation Shr Against For and Report on Recommended Changes to Governance Documents, Policies, and Practices. -------------------------------------------------------------------------------------------------------------------------- BERKSHIRE HATHAWAY INC. Agenda Number: 935144105 -------------------------------------------------------------------------------------------------------------------------- Security: 084670702 Meeting Type: Annual Ticker: BRKB Meeting Date: 02-May-2020 ISIN: US0846707026 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Warren E. Buffett Mgmt For For Charles T. Munger Mgmt For For Gregory E. Abel Mgmt For For Howard G. Buffett Mgmt For For Stephen B. Burke Mgmt For For Kenneth I. Chenault Mgmt For For Susan L. Decker Mgmt For For David S. Gottesman Mgmt For For Charlotte Guyman Mgmt For For Ajit Jain Mgmt For For Thomas S. Murphy Mgmt For For Ronald L. Olson Mgmt For For Walter Scott, Jr. Mgmt For For Meryl B. Witmer Mgmt For For 2. Non-binding resolution to approve the compensation of Mgmt Against Against the Company's Named Executive Officers, as described in the 2020 Proxy Statement. 3. Non-binding resolution to determine the frequency Mgmt 1 Year Against (whether annual, biennial or triennial) with which shareholders of the Company shall be entitled to have an advisory vote on executive compensation. 4. Shareholder proposal regarding diversity. Shr Against For -------------------------------------------------------------------------------------------------------------------------- BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 935151681 -------------------------------------------------------------------------------------------------------------------------- Security: 110122108 Meeting Type: Annual Ticker: BMY Meeting Date: 05-May-2020 ISIN: US1101221083 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Peter J. Arduini Mgmt For For 1B. Election of Director: Robert Bertolini Mgmt For For 1C. Election of Director: Michael W. Bonney Mgmt For For 1D. Election of Director: Giovanni Caforio, M.D. Mgmt For For 1E. Election of Director: Matthew W. Emmens Mgmt For For 1F. Election of Director: Julia A. Haller, M.D. Mgmt For For 1G. Election of Director: Dinesh C. Paliwal Mgmt For For 1H. Election of Director: Theodore R. Samuels Mgmt For For 1I. Election of Director: Vicki L. Sato, Ph.D. Mgmt For For 1J. Election of Director: Gerald L. Storch Mgmt For For 1K. Election of Director: Karen H. Vousden, Ph.D. Mgmt For For 1L. Election of Director: Phyllis R. Yale Mgmt For For 2. Advisory vote to approve the compensation of our Named Mgmt For For Executive Officers. 3. Ratification of the appointment of an independent Mgmt For For registered public accounting firm. 4. Shareholder Proposal on Separate Chair & CEO. Shr For Against 5. Shareholder Proposal on Shareholder Right to Act by Shr For Against Written Consent. -------------------------------------------------------------------------------------------------------------------------- CARNIVAL CORPORATION Agenda Number: 935131564 -------------------------------------------------------------------------------------------------------------------------- Security: 143658300 Meeting Type: Annual Ticker: CCL Meeting Date: 06-Apr-2020 ISIN: PA1436583006 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To re-elect Micky Arison as a Director of Carnival Mgmt For For Corporation and as a Director of Carnival plc. 2. To re-elect Sir Jonathon Band as a Director of Mgmt For For Carnival Corporation and as a Director of Carnival plc. 3. To re-elect Jason Glen Cahilly as a Director of Mgmt For For Carnival Corporation and as a Director of Carnival plc. 4. To re-elect Helen Deeble as a Director of Carnival Mgmt For For Corporation and as a Director of Carnival plc. 5. To re-elect Arnold W. Donald as a Director of Carnival Mgmt For For Corporation and as a Director of Carnival plc. 6. To re-elect Richard J. Glasier as a Director of Mgmt For For Carnival Corporation and as a Director of Carnival plc. 7. To re-elect Katie Lahey as a Director of Carnival Mgmt For For Corporation and as a Director of Carnival plc. 8. To re-elect Sir John Parker as a Director of Carnival Mgmt For For Corporation and as a Director of Carnival plc. 9. To re-elect Stuart Subotnick as a Director of Carnival Mgmt For For Corporation and as a Director of Carnival plc. 10. To re-elect Laura Weil as a Director of Carnival Mgmt For For Corporation and as a Director of Carnival plc. 11. To re-elect Randall J. Weisenburger as a Director of Mgmt For For Carnival Corporation and as a Director of Carnival plc. 12. To hold a (non-binding) advisory vote to approve Mgmt For For executive compensation (in accordance with legal requirements applicable to U.S. companies). 13. To hold a (non-binding) advisory vote to approve the Mgmt For For Carnival plc Directors' Remuneration Report (other than the Carnival plc Directors' Remuneration Policy set out in Section B of Part II of the Carnival plc Directors' Remuneration Report) (in accordance with legal requirements applicable to UK Companies). 14. To approve the Carnival plc Directors' Remuneration Mgmt For For Policy set out in the Section B of Part II of the Carnival plc Directors' Remuneration Report (in accordance with legal requirements applicable to UK companies). 15. To re-appoint the UK firm of PricewaterhouseCoopers Mgmt For For LLP as independent auditors for Carnival plc and to ratify the selection of the U.S. firm of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Carnival Corporation. 16. To authorize the Audit Committee of Carnival plc to Mgmt For For determine the remuneration of the independent auditors of Carnival plc (in accordance with legal requirements applicable to UK companies). 17. To receive the UK accounts and reports of the Mgmt For For Directors and auditors of Carnival plc for the year ended November 30, 2019 (in accordance with legal requirements applicable to UK companies). 18. To approve the giving of authority for the allotment Mgmt For For of new shares by Carnival plc (in accordance with customary practice for UK companies). 19. To approve the disapplication of pre-emption rights in Mgmt For For relation to the allotment of new shares by Carnival plc (in accordance with customary practice for UK companies). 20. To approve a general authority for Carnival plc to buy Mgmt For For back Carnival plc ordinary shares in the open market (in accordance with legal requirements applicable to UK companies desiring to implement share buy back programs). 21. To approve the Carnival Corporation 2020 Stock Plan. Mgmt For For 22. To approve the Carnival plc UK Employee Share Purchase Mgmt For For Plan. -------------------------------------------------------------------------------------------------------------------------- CHARTER COMMUNICATIONS, INC. Agenda Number: 935146224 -------------------------------------------------------------------------------------------------------------------------- Security: 16119P108 Meeting Type: Annual Ticker: CHTR Meeting Date: 28-Apr-2020 ISIN: US16119P1084 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: W. Lance Conn Mgmt For For 1B. Election of Director: Kim C. Goodman Mgmt For For 1C. Election of Director: Craig A. Jacobson Mgmt For For 1D. Election of Director: Gregory B. Maffei Mgmt Against Against 1E. Election of Director: John D. Markley, Jr. Mgmt For For 1F. Election of Director: David C. Merritt Mgmt For For 1G. Election of Director: James E. Meyer Mgmt For For 1H. Election of Director: Steven A. Miron Mgmt Against Against 1I. Election of Director: Balan Nair Mgmt For For 1J. Election of Director: Michael A. Newhouse Mgmt For For 1K. Election of Director: Mauricio Ramos Mgmt For For 1L. Election of Director: Thomas M. Rutledge Mgmt For For 1M. Election of Director: Eric L. Zinterhofer Mgmt For For 2. Approval, on an advisory basis, of executive Mgmt For For compensation 3. The ratification of the appointment of KPMG LLP as the Mgmt For For Company's independent registered public accounting firm for the year ended December 31, 2020 4. Stockholder proposal regarding our Chairman of the Shr For Against Board and CEO roles -------------------------------------------------------------------------------------------------------------------------- COMCAST CORPORATION Agenda Number: 935190532 -------------------------------------------------------------------------------------------------------------------------- Security: 20030N101 Meeting Type: Annual Ticker: CMCSA Meeting Date: 03-Jun-2020 ISIN: US20030N1019 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Kenneth J. Bacon Mgmt For For Madeline S. Bell Mgmt For For Naomi M. Bergman Mgmt For For Edward D. Breen Mgmt Withheld Against Gerald L. Hassell Mgmt Withheld Against Jeffrey A. Honickman Mgmt For For Maritza G. Montiel Mgmt For For Asuka Nakahara Mgmt For For David C. Novak Mgmt Withheld Against Brian L. Roberts Mgmt For For 2. Ratification of the appointment of our independent Mgmt For For auditors 3. Approval of Amended 2003 Stock Option Plan Mgmt For For 4. Approval of Amended 2002 Restricted Stock Plan Mgmt For For 5. Advisory vote on executive compensation Mgmt Against Against 6. To provide a lobbying report Shr For Against 7. To require an independent board chairman Shr For Against 8. To conduct independent investigation and report on Shr Against For risks posed by failing to prevent sexual harassment -------------------------------------------------------------------------------------------------------------------------- DEERE & COMPANY Agenda Number: 935120876 -------------------------------------------------------------------------------------------------------------------------- Security: 244199105 Meeting Type: Annual Ticker: DE Meeting Date: 26-Feb-2020 ISIN: US2441991054 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Samuel R. Allen Mgmt For For 1B. Election of Director: Alan C. Heuberger Mgmt For For 1C. Election of Director: Charles O. Holliday, Jr. Mgmt For For 1D. Election of Director: Dipak C. Jain Mgmt For For 1E. Election of Director: Michael O. Johanns Mgmt For For 1F. Election of Director: Clayton M. Jones Mgmt For For 1G. Election of Director: John C. May Mgmt For For 1H. Election of Director: Gregory R. Page Mgmt For For 1I. Election of Director: Sherry M. Smith Mgmt For For 1J. Election of Director: Dmitri L. Stockton Mgmt For For 1K. Election of Director: Sheila G. Talton Mgmt For For 2. Amendment to Deere's ByLaws to provide that courts Mgmt Against Against located in Delaware will be the exclusive forum for certain legal disputes 3. Advisory vote on executive compensation Mgmt For For 4. Approval of the John Deere 2020 Equity and Incentive Mgmt For For Plan 5. Ratification of the appointment of Deloitte & Touche Mgmt For For LLP as Deere's independent registered public accounting firm for fiscal 2020 6. Shareholder Proposal - Adopt a Board Ideology Shr Against For Disclosure Policy -------------------------------------------------------------------------------------------------------------------------- DUPONT DE NEMOURS INC Agenda Number: 935183981 -------------------------------------------------------------------------------------------------------------------------- Security: 26614N102 Meeting Type: Annual Ticker: DD Meeting Date: 27-May-2020 ISIN: US26614N1028 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Amy G. Brady Mgmt For For 1B. Election of Director: Edward D. Breen Mgmt For For 1C. Election of Director: Ruby R. Chandy Mgmt For For 1D. Election of Director: Franklin K. Clyburn, Jr. Mgmt For For 1E. Election of Director: Terrence R. Curtin Mgmt For For 1F. Election of Director: Alexander M. Cutler Mgmt For For 1G. Election of Director: Eleuthère I. du Pont Mgmt For For 1H. Election of Director: Rajiv L. Gupta Mgmt For For 1I. Election of Director: Luther C. Kissam Mgmt For For 1J. Election of Director: Frederick M. Lowery Mgmt For For 1K. Election of Director: Raymond J. Milchovich Mgmt For For 1L. Election of Director: Steven M. Sterin Mgmt For For 2. Advisory Resolution to Approve Executive Compensation Mgmt For For 3. Approval of the DuPont 2020 Equity and Incentive Plan Mgmt For For 4. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2020 5. Modification of Threshold for Calling Special Shr For Against Stockholder Meetings 6. Employee Board Advisory Position Shr Against For -------------------------------------------------------------------------------------------------------------------------- EXXON MOBIL CORPORATION Agenda Number: 935176443 -------------------------------------------------------------------------------------------------------------------------- Security: 30231G102 Meeting Type: Annual Ticker: XOM Meeting Date: 27-May-2020 ISIN: US30231G1022 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Susan K. Avery Mgmt For For 1B. Election of Director: Angela F. Braly Mgmt For For 1C. Election of Director: Ursula M. Burns Mgmt For For 1D. Election of Director: Kenneth C. Frazier Mgmt For For 1E. Election of Director: Joseph L. Hooley Mgmt For For 1F. Election of Director: Steven A. Kandarian Mgmt For For 1G. Election of Director: Douglas R. Oberhelman Mgmt For For 1H. Election of Director: Samuel J. Palmisano Mgmt For For 1I. Election of Director: William C. Weldon Mgmt For For 1J. Election of Director: Darren W. Woods Mgmt For For 2. Ratification of Independent Auditors (page 29) Mgmt For For 3. Advisory Vote to Approve Executive Compensation (page Mgmt For For 30) 4. Independent Chairman (page 59) Shr Against For 5. Special Shareholder Meetings (page 61) Shr For Against 6. Report on Environmental Expenditures (page 62) Shr Against For 7. Report on Risks of Petrochemical Investments (page 64) Shr Against For 8. Report on Political Contributions (page 66) Shr For Against 9. Report on Lobbying (page 67) Shr For Against -------------------------------------------------------------------------------------------------------------------------- FACEBOOK, INC. Agenda Number: 935178221 -------------------------------------------------------------------------------------------------------------------------- Security: 30303M102 Meeting Type: Annual Ticker: FB Meeting Date: 27-May-2020 ISIN: US30303M1027 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Peggy Alford Mgmt For For Marc L. Andreessen Mgmt Withheld Against Andrew W. Houston Mgmt For For Nancy Killefer Mgmt For For Robert M. Kimmitt Mgmt For For Sheryl K. Sandberg Mgmt For For Peter A. Thiel Mgmt Withheld Against Tracey T. Travis Mgmt For For Mark Zuckerberg Mgmt For For 2. To ratify the appointment of Ernst & Young LLP as Mgmt For For Facebook, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2020. 3. To approve the director compensation policy. Mgmt Against Against 4. A stockholder proposal regarding change in stockholder Shr For Against voting. 5. A stockholder proposal regarding an independent chair. Shr For Against 6. A stockholder proposal regarding majority voting for Shr For Against directors. 7. A stockholder proposal regarding political Shr For Against advertising. 8. A stockholder proposal regarding human/civil rights Shr Against For expert on board. 9. A stockholder proposal regarding report on civil and Shr Against For human rights risks. 10. A stockholder proposal regarding child exploitation. Shr For Against 11. A stockholder proposal regarding median gender/racial Shr Against For pay gap. -------------------------------------------------------------------------------------------------------------------------- FEDEX CORPORATION Agenda Number: 935068761 -------------------------------------------------------------------------------------------------------------------------- Security: 31428X106 Meeting Type: Annual Ticker: FDX Meeting Date: 23-Sep-2019 ISIN: US31428X1063 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: John A. Edwardson Mgmt For For 1B. Election of Director: Marvin R. Ellison Mgmt For For 1C. Election of Director: Susan Patricia Griffith Mgmt For For 1D. Election of Director: John C. ("Chris") Inglis Mgmt For For 1E. Election of Director: Kimberly A. Jabal Mgmt For For 1F. Election of Director: Shirley Ann Jackson Mgmt For For 1G. Election of Director: R. Brad Martin Mgmt For For 1H. Election of Director: Joshua Cooper Ramo Mgmt For For 1I. Election of Director: Susan C. Schwab Mgmt For For 1J. Election of Director: Frederick W. Smith Mgmt For For 1K. Election of Director: David P. Steiner Mgmt For For 1L. Election of Director: Paul S. Walsh Mgmt For For 2. Advisory vote to approve named executive officer Mgmt Against Against compensation. 3. Approval of the FedEx Corporation 2019 Omnibus Stock Mgmt For For Incentive Plan. 4. Ratification of independent registered public Mgmt For For accounting firm. 5. Stockholder proposal regarding lobbying activity and Shr For Against expenditure report. 6. Stockholder proposal regarding employee representation Shr Against For on the Board of Directors. -------------------------------------------------------------------------------------------------------------------------- GENERAL ELECTRIC COMPANY Agenda Number: 935149369 -------------------------------------------------------------------------------------------------------------------------- Security: 369604103 Meeting Type: Annual Ticker: GE Meeting Date: 05-May-2020 ISIN: US3696041033 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Election of Director: Sébastien Bazin Mgmt For For 2. Election of Director: Ashton Carter Mgmt For For 3. Election of Director: H. Lawrence Culp, Jr. Mgmt For For 4. Election of Director: Francisco D'Souza Mgmt For For 5. Election of Director: Edward Garden Mgmt For For 6. Election of Director: Thomas Horton Mgmt For For 7. Election of Director: Risa Lavizzo-Mourey Mgmt For For 8. Election of Director: Catherine Lesjak Mgmt For For 9. Election of Director: Paula Rosput Reynolds Mgmt For For 10. Election of Director: Leslie Seidman Mgmt For For 11. Election of Director: James Tisch Mgmt For For 12. Advisory Approval of Our Named Executives' Mgmt Against Against Compensation 13. Ratification of KPMG as Independent Auditor for 2020 Mgmt For For 14. Require the Chairman of the Board to be Independent Shr For Against -------------------------------------------------------------------------------------------------------------------------- HUBBELL INCORPORATED Agenda Number: 935154790 -------------------------------------------------------------------------------------------------------------------------- Security: 443510607 Meeting Type: Annual Ticker: HUBB Meeting Date: 05-May-2020 ISIN: US4435106079 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Carlos M. Cardoso Mgmt For For Anthony J. Guzzi Mgmt For For Neal J. Keating Mgmt For For Bonnie C. Lind Mgmt For For John F. Malloy Mgmt For For David G. Nord Mgmt For For John G. Russell Mgmt For For Steven R. Shawley Mgmt For For 2. To approve, by non-binding vote, the compensation of Mgmt For For our named executive officers as presented in the 2020 Proxy Statement. 3. To ratify the selection of PricewaterhouseCoopers LLP Mgmt For For as our independent registered public accounting firm for the year 2020. -------------------------------------------------------------------------------------------------------------------------- INTERNATIONAL BUSINESS MACHINES CORP. Agenda Number: 935137782 -------------------------------------------------------------------------------------------------------------------------- Security: 459200101 Meeting Type: Annual Ticker: IBM Meeting Date: 28-Apr-2020 ISIN: US4592001014 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Thomas Buberl Mgmt For For 1B. Election of Director: Michael L. Eskew Mgmt For For 1C. Election of Director: David N. Farr Mgmt For For 1D. Election of Director: Alex Gorsky Mgmt For For 1E. Election of Director: Michelle J. Howard Mgmt For For 1F. Election of Director: Arvind Krishna Mgmt For For 1G. Election of Director: Andrew N. Liveris Mgmt For For 1H. Election of Director: F. William McNabb III Mgmt For For 1I. Election of Director: Martha E. Pollack Mgmt For For 1J. Election of Director: Virginia M. Rometty Mgmt For For 1K. Election of Director: Joseph R. Swedish Mgmt For For 1L. Election of Director: Sidney Taurel Mgmt For For 1M. Election of Director: Peter R. Voser Mgmt For For 1N. Election of Director: Frederick H. Waddell Mgmt For For 2. Ratification of Appointment of Independent Registered Mgmt For For Public Accounting Firm. 3. Advisory Vote on Executive Compensation. Mgmt For For 4. Stockholder Proposal on Shareholder Right to Remove Shr For Against Directors. 5. Stockholder Proposal on the Right to Act by Written Shr For Against Consent. 6. Stockholder Proposal to Have an Independent Board Shr For Against Chairman. -------------------------------------------------------------------------------------------------------------------------- JOHNSON & JOHNSON Agenda Number: 935137934 -------------------------------------------------------------------------------------------------------------------------- Security: 478160104 Meeting Type: Annual Ticker: JNJ Meeting Date: 23-Apr-2020 ISIN: US4781601046 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Mary C. Beckerle Mgmt For For 1B. Election Of Director: D. Scott Davis Mgmt For For 1C. Election of Director: Ian E. L. Davis Mgmt For For 1D. Election of Director: Jennifer A. Doudna Mgmt For For 1E. Election of Director: Alex Gorsky Mgmt For For 1F. Election of Director: Marillyn A. Hewson Mgmt For For 1G. Election of Director: Hubert Joly Mgmt For For 1H. Election of Director: Mark B. McClellan Mgmt For For 1I. Election of Director: Anne M. Mulcahy Mgmt For For 1J. Election of Director: Charles Prince Mgmt For For 1K. Election of Director: A. Eugene Washington Mgmt For For 1L. Election of Director: Mark A. Weinberger Mgmt For For 1M. Election of Director: Ronald A. Williams Mgmt For For 2. Advisory Vote to Approve Named Executive Officer Mgmt For For Compensation. 3. Ratification of Appointment of PricewaterhouseCoopers Mgmt For For LLP as the Independent Registered Public Accounting Firm for 2020. 4. Amendment to the Restated Certificate of Incorporation Mgmt For For to Permit Removal of Directors Without Cause. 5. Independent Board Chair Shr For Against 6. Report on Governance of Opioids-Related Risks Shr For Against -------------------------------------------------------------------------------------------------------------------------- JONES LANG LASALLE INCORPORATED Agenda Number: 935178358 -------------------------------------------------------------------------------------------------------------------------- Security: 48020Q107 Meeting Type: Annual Ticker: JLL Meeting Date: 28-May-2020 ISIN: US48020Q1076 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Hugo Bagué Mgmt For For 1B. Election of Director: Matthew Carter, Jr. Mgmt For For 1C. Election of Director: Samuel A. Di Piazza, Jr. Mgmt For For 1D. Election of Director: Ming Lu Mgmt For For 1E. Election of Director: Bridget Macaskill Mgmt For For 1F. Election of Director: Deborah H. McAneny Mgmt For For 1G. Election of Director: Siddharth N. Mehta Mgmt For For 1H. Election of Director: Martin H. Nesbitt Mgmt For For 1I. Election of Director: Jeetendra I. Patel Mgmt For For 1J. Election of Director: Sheila A. Penrose Mgmt For For 1K. Election of Director: Ann Marie Petach Mgmt For For 1L. Election of Director: Christian Ulbrich Mgmt For For 2. Non-binding, advisory "say-on-pay" vote approving Mgmt For For executive compensation 3. Ratification of Appointment of Independent Registered Mgmt For For Public Accounting Firm -------------------------------------------------------------------------------------------------------------------------- MICROSOFT CORPORATION Agenda Number: 935092849 -------------------------------------------------------------------------------------------------------------------------- Security: 594918104 Meeting Type: Annual Ticker: MSFT Meeting Date: 04-Dec-2019 ISIN: US5949181045 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: William H. Gates III Mgmt For For 1B. Election of Director: Reid G. Hoffman Mgmt For For 1C. Election of Director: Hugh F. Johnston Mgmt For For 1D. Election of Director: Teri L. List-Stoll Mgmt For For 1E. Election of Director: Satya Nadella Mgmt For For 1F. Election of Director: Sandra E. Peterson Mgmt For For 1G. Election of Director: Penny S. Pritzker Mgmt For For 1H. Election of Director: Charles W. Scharf Mgmt For For 1I. Election of Director: Arne M. Sorenson Mgmt For For 1J. Election of Director: John W. Stanton Mgmt For For 1K. Election of Director: John W. Thompson Mgmt For For 1L. Election of Director: Emma Walmsley Mgmt For For 1M. Election of Director: Padmasree Warrior Mgmt For For 2. Advisory vote to approve named executive officer Mgmt Against Against compensation 3. Ratification of Deloitte & Touche LLP as our Mgmt For For independent auditor for fiscal year 2020 4. Shareholder Proposal - Report on Employee Shr Against For Representation on Board of Directors 5. Shareholder Proposal - Report on Gender Pay Gap Shr For Against -------------------------------------------------------------------------------------------------------------------------- MONSTER BEVERAGE CORPORATION Agenda Number: 935189527 -------------------------------------------------------------------------------------------------------------------------- Security: 61174X109 Meeting Type: Annual Ticker: MNST Meeting Date: 03-Jun-2020 ISIN: US61174X1090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Rodney C. Sacks Mgmt For For Hilton H. Schlosberg Mgmt For For Mark J. Hall Mgmt For For Kathleen E. Ciaramello Mgmt For For Gary P. Fayard Mgmt For For Jeanne P. Jackson Mgmt For For Steven G. Pizula Mgmt For For Benjamin M. Polk Mgmt For For Sydney Selati Mgmt For For Mark S. Vidergauz Mgmt For For 2. Proposal to ratify the appointment of Deloitte & Mgmt For For Touche LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2020. 3. Proposal to approve, on a non-binding, advisory basis, Mgmt For For the compensation of the Company's named executive officers. 4. Proposal to approve the Monster Beverage Corporation Mgmt For For 2020 Omnibus Incentive Plan. -------------------------------------------------------------------------------------------------------------------------- NETFLIX, INC. Agenda Number: 935188412 -------------------------------------------------------------------------------------------------------------------------- Security: 64110L106 Meeting Type: Annual Ticker: NFLX Meeting Date: 04-Jun-2020 ISIN: US64110L1061 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Class III Director: Reed Hastings Mgmt Abstain Against 1B. Election of Class III Director: Jay C. Hoag Mgmt Abstain Against 1C. Election of Class III Director: Mathias Döpfner Mgmt Abstain Against 2. To ratify the appointment of Ernst & Young LLP as the Mgmt For For Company's independent registered public accounting firm for the year ending December 31, 2020. 3. Advisory approval of the Company's executive officer Mgmt Against Against compensation. 4. Approval of the Netflix, Inc. 2020 Stock Plan. Mgmt For For 5. Stockholder proposal regarding political disclosures, Shr For Against if properly presented at the meeting. 6. Stockholder proposal for simple majority vote, if Shr For Against properly presented at the meeting. 7. Stockholder proposal for EEO policy risk report, if Shr Against For properly presented at the meeting. -------------------------------------------------------------------------------------------------------------------------- NOVARTIS AG Agenda Number: 935128884 -------------------------------------------------------------------------------------------------------------------------- Security: 66987V109 Meeting Type: Annual Ticker: NVS Meeting Date: 28-Feb-2020 ISIN: US66987V1098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Approval of the Operating and Financial Review of Mgmt For For Novartis AG, the Financial Statements of Novartis AG and the Group Consolidated Financial Statements for the 2019 Financial Year. 2. Discharge from Liability of the Members of the Board Mgmt For For of Directors and the Executive Committee. 3. Appropriation of Available Earnings of Novartis AG as Mgmt For For per Balance Sheet and Declaration of Dividend for 2019. 4. Reduction of Share Capital. Mgmt For For 5A. Binding Vote on the Maximum Aggregate Amount of Mgmt For For Compensation for the Board of Directors from the 2020 Annual General Meeting to the 2021 Annual General Meeting. 5B. Binding Vote on the Maximum Aggregate Amount of Mgmt For For Compensation for the Executive Committee for the Financial Year 2021. 5C. Advisory Vote on the 2019 Compensation Report. Mgmt For For 6A. Re-election of the Chairman and the Member of the Mgmt For For Board of Director: Joerg Reinhardt 6B. Re-election of the Member of the Board of Director: Mgmt For For Nancy C. Andrews 6C. Re-election of the Member of the Board of Director: Mgmt For For Ton Buechner 6D. Re-election of the Member of the Board of Director: Mgmt For For Patrice Bula 6E. Re-election of the Member of the Board of Director: Mgmt For For Srikant Datar 6F. Re-election of the Member of the Board of Director: Mgmt For For Elizabeth Doherty 6G. Re-election of the Member of the Board of Director: Mgmt For For Ann Fudge 6H. Re-election of the Member of the Board of Director: Mgmt For For Frans van Houten 6I. Re-election of the Member of the Board of Director: Mgmt For For Andreas von Planta 6J. Re-election of the Member of the Board of Director: Mgmt For For Charles L. Sawyers 6K. Re-election of the Member of the Board of Director: Mgmt For For Enrico Vanni 6L. Re-election of the Member of the Board of Director: Mgmt For For William T. Winters 6M. Election of new Member of the Board of Director: Mgmt For For Bridgette Heller 6N. Election of new Member of the Board of Director: Simon Mgmt For For Moroney 7A. Re-election to the Compensation Committee: Patrice Mgmt For For Bula 7B. Re-election to the Compensation Committee: Srikant Mgmt For For Datar 7C. Re-election to the Compensation Committee: Enrico Mgmt For For Vanni 7D. Re-election to the Compensation Committee: William T. Mgmt For For Winters 7E. Election of new Member to the Compensation Committee: Mgmt For For Bridgette Heller 8. Re-election of the Statutory Auditor. Mgmt For For 9. Re-election of the Independent Proxy. Mgmt For For 10. General instructions in case of alternative motions Mgmt Against Against under the agenda items published in the Notice of Annual General Meeting, and/or of motions relating to additional agenda items according to Article 700 paragraph 3 of the Swiss Code of Obligations. -------------------------------------------------------------------------------------------------------------------------- ORACLE CORPORATION Agenda Number: 935087165 -------------------------------------------------------------------------------------------------------------------------- Security: 68389X105 Meeting Type: Annual Ticker: ORCL Meeting Date: 19-Nov-2019 ISIN: US68389X1054 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Jeffrey S. Berg Mgmt Withheld Against Michael J. Boskin Mgmt For For Safra A. Catz Mgmt For For Bruce R. Chizen Mgmt Withheld Against George H. Conrades Mgmt Withheld Against Lawrence J. Ellison Mgmt For For Rona A. Fairhead Mgmt For For Hector Garcia-Molina Mgmt Withheld Against Jeffrey O. Henley Mgmt For For Mark V. Hurd Mgmt Withheld Against Renée J. James Mgmt For For Charles W. Moorman IV Mgmt Withheld Against Leon E. Panetta Mgmt Withheld Against William G. Parrett Mgmt For For Naomi O. Seligman Mgmt Withheld Against 2. Advisory Vote to Approve the Compensation of the Named Mgmt Against Against Executive Officers. 3. Ratification of the Selection of Ernst & Young LLP as Mgmt For For Independent Registered Public Accounting Firm for Fiscal Year 2020. 4. Stockholder Proposal Regarding Pay Equity Report. Shr For Against 5. Stockholder Proposal Regarding Independent Board Shr For Against Chair. -------------------------------------------------------------------------------------------------------------------------- SALESFORCE.COM, INC. Agenda Number: 935202402 -------------------------------------------------------------------------------------------------------------------------- Security: 79466L302 Meeting Type: Annual Ticker: CRM Meeting Date: 11-Jun-2020 ISIN: US79466L3024 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Marc Benioff Mgmt For For 1B. Election of Director: Craig Conway Mgmt For For 1C. Election of Director: Parker Harris Mgmt For For 1D. Election of Director: Alan Hassenfeld Mgmt For For 1E. Election of Director: Neelie Kroes Mgmt For For 1F. Election of Director: Colin Powell Mgmt For For 1G. Election of Director: Sanford Robertson Mgmt For For 1H. Election of Director: John V. Roos Mgmt For For 1I. Election of Director: Robin Washington Mgmt For For 1J. Election of Director: Maynard Webb Mgmt For For 1K. Election of Director: Susan Wojcicki Mgmt For For 2. Amendment and restatement of our 2013 Equity Incentive Mgmt For For Plan. 3. Amendment and restatement of our 2004 Employee Stock Mgmt For For Purchase Plan. 4. Ratification of the appointment of Ernst & Young LLP Mgmt For For as our independent registered public accounting firm for the fiscal year ending January 31, 2021. 5. An advisory vote to approve the fiscal 2020 Mgmt For For compensation of our named executive officers. 6. A stockholder proposal requesting the ability of Shr For Against stockholders to act by written consent, if properly presented at the meeting. -------------------------------------------------------------------------------------------------------------------------- SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 935131021 -------------------------------------------------------------------------------------------------------------------------- Security: 806857108 Meeting Type: Annual Ticker: SLB Meeting Date: 01-Apr-2020 ISIN: AN8068571086 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Patrick de La Chevardière Mgmt For For 1B. Election of Director: Miguel M. Galuccio Mgmt For For 1C. Election of Director: Olivier Le Peuch Mgmt For For 1D. Election of Director: Tatiana A. Mitrova Mgmt For For 1E. Election of Director: Lubna S. Olayan Mgmt For For 1F. Election of Director: Mark G. Papa Mgmt For For 1G. Election of Director: Leo Rafael Reif Mgmt For For 1H. Election of Director: Henri Seydoux Mgmt For For 1I. Election of Director: Jeff W. Sheets Mgmt For For 2. Approval of the advisory resolution to approve our Mgmt For For executive compensation. 3. Approval of our consolidated balance sheet as of Mgmt For For December 31, 2019; our consolidated statement of income for the year ended December 31, 2019; and our Board of Directors' declarations of dividends in 2019, as reflected in our 2019 Annual Report to Stockholders. 4. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as our independent auditors for 2020. -------------------------------------------------------------------------------------------------------------------------- SIGNATURE BANK Agenda Number: 935138506 -------------------------------------------------------------------------------------------------------------------------- Security: 82669G104 Meeting Type: Annual Ticker: SBNY Meeting Date: 22-Apr-2020 ISIN: US82669G1040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Joseph J. DePaolo Mgmt For For 1B. Election of Director: Barney Frank Mgmt For For 1C. Election of Director: Scott A. Shay Mgmt For For 2. To ratify the appointment of KPMG LLP, an independent Mgmt For For registered public accounting firm, as the independent auditors for the year ending December 31, 2020. 3. Advisory vote on executive compensation. Mgmt For For 4. Approval of the Bank's share repurchase plan. Mgmt For For -------------------------------------------------------------------------------------------------------------------------- THE GOLDMAN SACHS GROUP, INC. Agenda Number: 935147757 -------------------------------------------------------------------------------------------------------------------------- Security: 38141G104 Meeting Type: Annual Ticker: GS Meeting Date: 30-Apr-2020 ISIN: US38141G1040 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: M. Michele Burns Mgmt For For 1B. Election of Director: Drew G. Faust Mgmt For For 1C. Election of Director: Mark A. Flaherty Mgmt For For 1D. Election of Director: Ellen J. Kullman Mgmt For For 1E. Election of Director: Lakshmi N. Mittal Mgmt For For 1F. Election of Director: Adebayo O. Ogunlesi Mgmt For For 1G. Election of Director: Peter Oppenheimer Mgmt For For 1H. Election of Director: David M. Solomon Mgmt For For 1I. Election of Director: Jan E. Tighe Mgmt For For 1J. Election of Director: David A. Viniar Mgmt For For 1K. Election of Director: Mark O. Winkelman Mgmt For For 2. Advisory Vote to Approve Executive Compensation (Say Mgmt Against Against on Pay). 3. Ratification of PricewaterhouseCoopers LLP as our Mgmt For For Independent Registered Public Accounting Firm for 2020. 4. Shareholder Proposal Regarding Right to Act by Written Shr For Against Consent. 5. Shareholder Proposal Regarding Board Oversight of the Shr Against For "Statement on the Purpose of a Corporation". -------------------------------------------------------------------------------------------------------------------------- THE WALT DISNEY COMPANY Agenda Number: 935125648 -------------------------------------------------------------------------------------------------------------------------- Security: 254687106 Meeting Type: Annual Ticker: DIS Meeting Date: 11-Mar-2020 ISIN: US2546871060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Susan E. Arnold Mgmt For For 1B. Election of Director: Mary T. Barra Mgmt For For 1C. Election of Director: Safra A. Catz Mgmt For For 1D. Election of Director: Francis A. deSouza Mgmt For For 1E. Election of Director: Michael B.G. Froman Mgmt For For 1F. Election of Director: Robert A. Iger Mgmt For For 1G. Election of Director: Maria Elena Lagomasino Mgmt For For 1H. Election of Director: Mark G. Parker Mgmt For For 1I. Election of Director: Derica W. Rice Mgmt For For 2. To ratify the appointment of PricewaterhouseCoopers Mgmt For For LLP as the Company's registered public accountants for fiscal 2020. 3. To approve the advisory resolution on executive Mgmt Against Against compensation. 4. To approve an amendment to the Company's Amended and Mgmt For For Restated 2011 Stock Incentive Plan. 5. Shareholder proposal requesting an annual report Shr For Against disclosing information regarding the Company's lobbying policies and activities. -------------------------------------------------------------------------------------------------------------------------- UNION PACIFIC CORPORATION Agenda Number: 935158407 -------------------------------------------------------------------------------------------------------------------------- Security: 907818108 Meeting Type: Annual Ticker: UNP Meeting Date: 14-May-2020 ISIN: US9078181081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Andrew H. Card Jr. Mgmt For For 1B. Election of Director: William J. DeLaney Mgmt For For 1C. Election of Director: David B. Dillon Mgmt For For 1D. Election of Director: Lance M. Fritz Mgmt For For 1E. Election of Director: Deborah C. Hopkins Mgmt For For 1F. Election of Director: Jane H. Lute Mgmt For For 1G. Election of Director: Michael R. McCarthy Mgmt For For 1H. Election of Director: Thomas F. McLarty III Mgmt For For 1I. Election of Director: Bhavesh V. Patel Mgmt For For 1J. Election of Director: Jose H. Villarreal Mgmt For For 1K. Election of Director: Christopher J. Williams Mgmt For For 2. Ratification of the appointment of Deloitte & Touche Mgmt For For LLP as the independent registered public accounting firm of the Company for 2020. 3. An advisory vote to approve executive compensation Mgmt For For ("Say on Pay"). 4. Shareholder proposal regarding Independent Chairman if Shr Against For properly presented at the Annual Meeting. 5. Shareholder proposal regarding Climate Assessment Shr Against For Report if properly presented at the Annual Meeting. -------------------------------------------------------------------------------------------------------------------------- UNITED TECHNOLOGIES CORPORATION Agenda Number: 935080628 -------------------------------------------------------------------------------------------------------------------------- Security: 913017109 Meeting Type: Special Ticker: UTX Meeting Date: 11-Oct-2019 ISIN: US9130171096 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Approve the issuance of UTC common stock, par value Mgmt For For $1.00 per share, to Raytheon stockholders in connection with the merger contemplated by the Agreement and Plan of Merger, dated as of June 9, 2019, by and among United Technologies Corporation, Light Merger Sub Corp. and Raytheon Company (the "UTC share issuance proposal"). 2. Approve the adjournment of the UTC special meeting to Mgmt For For a later date or dates, if necessary or appropriate, to solicit additional proxies in the event there are not sufficient votes at the time of the UTC special meeting to approve the UTC share issuance proposal. -------------------------------------------------------------------------------------------------------------------------- UNITED TECHNOLOGIES CORPORATION Agenda Number: 935142707 -------------------------------------------------------------------------------------------------------------------------- Security: 913017109 Meeting Type: Annual Ticker: UTX Meeting Date: 27-Apr-2020 ISIN: US9130171096 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Lloyd J. Austin III Mgmt For For 1B. Election of Director: Gregory J. Hayes Mgmt For For 1C. Election of Director: Marshall O. Larsen Mgmt For For 1D. Election of Director: Robert K. (Kelly) Ortberg Mgmt For For 1E. Election of Director: Margaret L. O'Sullivan Mgmt For For 1F. Election of Director: Denise L. Ramos Mgmt For For 1G. Election of Director: Fredric G. Reynolds Mgmt For For 1H. Election of Director: Brian C. Rogers Mgmt For For 2. Advisory Vote to Approve Executive Compensation. Mgmt For For 3. Appoint PricewaterhouseCoopers LLP to Serve as Mgmt For For Independent Auditor for 2020. 4. Shareowner Proposal regarding a Simple Majority Vote Shr For Requirement. 5. Shareowner Proposal to Create a Committee to Prepare a Shr Against For Report regarding the Impact of Plant Closure on Communities and Alternatives to Help Mitigate the Effects. -------------------------------------------------------------------------------------------------------------------------- UNITEDHEALTH GROUP INCORPORATED Agenda Number: 935188931 -------------------------------------------------------------------------------------------------------------------------- Security: 91324P102 Meeting Type: Annual Ticker: UNH Meeting Date: 01-Jun-2020 ISIN: US91324P1021 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Richard T. Burke Mgmt For For 1B. Election of Director: Timothy P. Flynn Mgmt For For 1C. Election of Director: Stephen J. Hemsley Mgmt For For 1D. Election of Director: Michele J. Hooper Mgmt For For 1E. Election of Director: F. William McNabb III Mgmt For For 1F. Election of Director: Valerie C. Montgomery Rice, M.D. Mgmt For For 1G. Election of Director: John H. Noseworthy, M.D. Mgmt For For 1H. Election of Director: Glenn M. Renwick Mgmt For For 1I. Election of Director: David S. Wichmann Mgmt For For 1J. Election of Director: Gail R. Wilensky, Ph.D. Mgmt For For 2. Advisory approval of the Company's executive Mgmt For For compensation. 3. Ratification of the appointment of Deloitte & Touche Mgmt For For LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2020. 4. Approval of the UnitedHealth Group 2020 Stock Mgmt For For Incentive Plan. 5. If properly presented at the 2020 Annual Meeting of Shr Against For Shareholders, the shareholder proposal set forth in the proxy statement requesting any material amendment to the Company's Bylaws be subject to a non-binding shareholder vote. -------------------------------------------------------------------------------------------------------------------------- WORKDAY, INC. Agenda Number: 935187434 -------------------------------------------------------------------------------------------------------------------------- Security: 98138H101 Meeting Type: Annual Ticker: WDAY Meeting Date: 09-Jun-2020 ISIN: US98138H1014 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Michael C. Bush Mgmt For For Christa Davies Mgmt For For Michael A. Stankey Mgmt For For George J. Still, Jr. Mgmt For For 2. To ratify the appointment of Ernst & Young LLP as Mgmt For For Workday's independent registered public accounting firm for the fiscal year ending January 31, 2021. 3. Advisory vote on named executive officer compensation. Mgmt For For -------------------------------------------------------------------------------------------------------------------------- YUM CHINA HOLDINGS, INC. Agenda Number: 935156617 -------------------------------------------------------------------------------------------------------------------------- Security: 98850P109 Meeting Type: Annual Ticker: YUMC Meeting Date: 08-May-2020 ISIN: US98850P1093 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Fred Hu Mgmt For For 1B. Election of Director: Joey Wat Mgmt For For 1C. Election of Director: Peter A. Bassi Mgmt For For 1D. Election of Director: Christian L. Campbell Mgmt For For 1E. Election of Director: Ed Yiu-Cheong Chan Mgmt For For 1F. Election of Director: Edouard Ettedgui Mgmt For For 1G. Election of Director: Cyril Han Mgmt For For 1H. Election of Director: Louis T. Hsieh Mgmt For For 1I. Election of Director: Ruby Lu Mgmt For For 1J. Election of Director: Zili Shao Mgmt For For 1K. Election of Director: William Wang Mgmt For For 2. Ratification of Independent Auditor. Mgmt For For 3. Advisory Vote to Approve Executive Compensation. Mgmt For For TVST Conservative ETF Fund -------------------------------------------------------------------------------------------------------------------------- The fund held no voting securities during the reporting period and did not vote any securities or have any securities that were subject to a vote during the reporting period. TVST Focused Fund -------------------------------------------------------------------------------------------------------------------------- ALIBABA GROUP HOLDING LIMITED Agenda Number: 935052302 -------------------------------------------------------------------------------------------------------------------------- Security: 01609W102 Meeting Type: Annual Ticker: BABA Meeting Date: 15-Jul-2019 ISIN: US01609W1027 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Effect an increase in the number of authorized Mgmt For For Ordinary Shares to 32,000,000,000 and effect a one-to-eight share subdivision of the Company's Ordinary Shares. 2.1 Election of Director for a three year term: DANIEL Mgmt Against Against ZHANG 2.2 Election of Director for a three year term: CHEE HWA Mgmt For For TUNG 2.3 Election of Director for a three year term: JERRY YANG Mgmt For For 2.4 Election of Director for a three year term: WAN LING Mgmt For For MARTELLO 3. Ratify the appointment of PricewaterhouseCoopers as Mgmt For For the independent registered public accounting firm of the Company. TVST Large Cap Core Equity Fund -------------------------------------------------------------------------------------------------------------------------- The fund held no voting securities during the reporting period and did not vote any securities or have any securities that were subject to a vote during the reporting period. TVST Moderate ETF Fund -------------------------------------------------------------------------------------------------------------------------- The fund held no voting securities during the reporting period and did not vote any securities or have any securities that were subject to a vote during the reporting period. TVST Small Company Fund -------------------------------------------------------------------------------------------------------------------------- 8X8, INC. Agenda Number: 935059180 -------------------------------------------------------------------------------------------------------------------------- Security: 282914100 Meeting Type: Annual Ticker: EGHT Meeting Date: 01-Aug-2019 ISIN: US2829141009 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Bryan R. Martin Mgmt For For Vikram Verma Mgmt For For Eric Salzman Mgmt For For Jaswinder Pal Singh Mgmt For For Vladimir Jacimovic Mgmt For For Monique Bonner Mgmt For For Todd Ford Mgmt For For Elizabeth Theophille Mgmt For For 2. To ratify the appointment of Moss Adams LLP as the Mgmt For For Company's independent registered public accounting firm for the fiscal year ending March 31, 2020. 3. To approve proposed amendments to the 8x8, Inc. Mgmt Against Against Amended and Restated 2012 Equity Incentive Plan, including the reservation of 12,000,000 additional shares thereunder. 4. To vote, on an advisory and non-binding basis, on the Mgmt For For compensation of the Company's named executive officers (as shall be set forth in the proxy statement). -------------------------------------------------------------------------------------------------------------------------- ADTALEM GLOBAL EDUCATION INC Agenda Number: 935089260 -------------------------------------------------------------------------------------------------------------------------- Security: 00737L103 Meeting Type: Annual Ticker: ATGE Meeting Date: 06-Nov-2019 ISIN: US00737L1035 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Steven M. Altschuler Mgmt For For William W. Burke Mgmt For For Donna J. Hrinak Mgmt For For Georgette Kiser Mgmt For For Lyle Logan Mgmt For For Michael W. Malafronte Mgmt For For Lisa W. Wardell Mgmt For For James D. White Mgmt For For 2. Ratify selection of PricewaterhouseCoopers LLP as Mgmt For For independent registered public accounting firm. 3. Say-on-pay: Advisory vote to approve the compensation Mgmt For For of our named executive officers. 4. Approve the Adtalem Global Education Inc. 2019 Mgmt For For Employee Stock Purchase Plan. -------------------------------------------------------------------------------------------------------------------------- ALLSCRIPTS HEALTHCARE SOLUTIONS, INC Agenda Number: 935165527 -------------------------------------------------------------------------------------------------------------------------- Security: 01988P108 Meeting Type: Annual Ticker: MDRX Meeting Date: 21-May-2020 ISIN: US01988P1084 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Mara G. Aspinall Mgmt For For 1B. Election of Director: Paul M. Black Mgmt For For 1C. Election of Director: P. Gregory Garrison Mgmt For For 1D. Election of Director: Jonathan J. Judge Mgmt For For 1E. Election of Director: Michael A. Klayko Mgmt For For 1F. Election of Director: Dave B. Stevens Mgmt For For 1G. Election of Director: David D. Stevens Mgmt For For 2. To approve the amendment and restatement of the Mgmt For For Allscripts 2019 Stock Incentive Plan. 3. To approve the amendment and restatement of the Mgmt For For Allscripts Employee Stock Purchase Plan. 4. To ratify the appointment of Grant Thornton LLP as the Mgmt For For Company's independent registered public accounting firm for the year ending December 31, 2020. 5. To approve, on an advisory basis, the Company's named Mgmt For For executive officer compensation. -------------------------------------------------------------------------------------------------------------------------- ANGIODYNAMICS, INC. Agenda Number: 935077126 -------------------------------------------------------------------------------------------------------------------------- Security: 03475V101 Meeting Type: Annual Ticker: ANGO Meeting Date: 15-Oct-2019 ISIN: US03475V1017 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Kevin J. Gould Mgmt For For Dennis S. Meteny Mgmt For For Michael E. Tarnoff Mgmt For For 2. To ratify the appointment of Deloitte & Touche LLP as Mgmt For For AngioDynamics independent registered public accounting firm for the fiscal year ending May 31, 2020. 3. Say-on-Pay - An advisory vote on the approval of Mgmt For For compensation of our named executive officers. -------------------------------------------------------------------------------------------------------------------------- APPLIED INDUSTRIAL TECHNOLOGIES, INC. Agenda Number: 935079992 -------------------------------------------------------------------------------------------------------------------------- Security: 03820C105 Meeting Type: Annual Ticker: AIT Meeting Date: 29-Oct-2019 ISIN: US03820C1053 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Mary Dean Hall Mgmt For For Dan P. Komnenovich Mgmt For For Joe A. Raver Mgmt For For 2. Say on Pay - To approve, through a nonbinding advisory Mgmt For For vote, the compensation of Applied's named executive officers. 3. To approve the 2019 Long-Term Performance Plan. Mgmt For For 4. To ratify the Audit Committee's appointment of Mgmt For For independent auditors. -------------------------------------------------------------------------------------------------------------------------- ASGN INCORPORATED Agenda Number: 935204076 -------------------------------------------------------------------------------------------------------------------------- Security: 00191U102 Meeting Type: Annual Ticker: ASGN Meeting Date: 18-Jun-2020 ISIN: US00191U1025 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Mark A. Frantz Mgmt For For 1.2 Election of Director: Jonathan S. Holman Mgmt For For 1.3 Election of Director: Arshad Matin Mgmt For For 2. Proposal to approve the Company's Second Amended and Mgmt For For Restated ASGN Incorporated 2010 Employee Stock Purchase Plan. 3. Proposal to approve on a non-binding advisory basis Mgmt For For the Company's executive compensation for the year ended December 31, 2019. 4. Proposal to ratify the appointment of Deloitte & Mgmt For For Touche LLP to serve as our independent registered public accounting firm for the year ending December 31, 2020. -------------------------------------------------------------------------------------------------------------------------- ASPEN TECHNOLOGY, INC. Agenda Number: 935097863 -------------------------------------------------------------------------------------------------------------------------- Security: 045327103 Meeting Type: Annual Ticker: AZPN Meeting Date: 12-Dec-2019 ISIN: US0453271035 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Donald P. Casey Mgmt For For Robert M. Whelan, Jr. Mgmt For For 2. Ratification of appointment of independent registered Mgmt For For public accounting firm. 3. Advisory vote on compensation. Mgmt Against Against -------------------------------------------------------------------------------------------------------------------------- AVAYA HOLDINGS CORP. Agenda Number: 935123290 -------------------------------------------------------------------------------------------------------------------------- Security: 05351X101 Meeting Type: Annual Ticker: AVYA Meeting Date: 04-Mar-2020 ISIN: US05351X1019 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR William D. Watkins Mgmt For For James M. Chirico, Jr. Mgmt For For Stephan Scholl Mgmt For For Susan L. Spradley Mgmt For For Stanley J. Sutula, III Mgmt For For Scott D. Vogel Mgmt For For Jacqueline E. Yeaney Mgmt For For 2. Advisory approval of the Company's named executive Mgmt For For officers' compensation. 3. Approval of the Avaya Holdings Corp. 2019 Equity Mgmt For For Incentive Plan. 4. Approval of the Avaya Holdings Corp. 2020 Employee Mgmt For For Stock Purchase Plan. 5. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2020. -------------------------------------------------------------------------------------------------------------------------- BIO-RAD LABORATORIES, INC. Agenda Number: 935176354 -------------------------------------------------------------------------------------------------------------------------- Security: 090572207 Meeting Type: Annual Ticker: BIO Meeting Date: 28-Apr-2020 ISIN: US0905722072 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Arnold A. Pinkston Mgmt For For 1.2 Election of Director: Melinda Litherland Mgmt For For 2. PROPOSAL to ratify the selection of KPMG LLP to serve Mgmt For For as the Company's independent auditors. 3. Advisory vote to approve executive compensation. Mgmt For For -------------------------------------------------------------------------------------------------------------------------- BIO-TECHNE CORP Agenda Number: 935077784 -------------------------------------------------------------------------------------------------------------------------- Security: 09073M104 Meeting Type: Annual Ticker: TECH Meeting Date: 24-Oct-2019 ISIN: US09073M1045 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To set the number of Directors at nine. Mgmt For For 2A. Election of Director: Robert V. Baumgartner Mgmt For For 2B. Election of Director: John L. Higgins Mgmt For For 2C. Election of Director: Joseph D. Keegan Mgmt For For 2D. Election of Director: Charles R. Kummeth Mgmt For For 2E. Election of Director: Roeland Nusse Mgmt For For 2F. Election of Director: Alpna Seth Mgmt For For 2G. Election of Director: Randolph Steer Mgmt For For 2H. Election of Director: Rupert Vessey Mgmt For For 2I. Election of Director: Harold J. Wiens Mgmt For For 3. Cast a non-binding vote on named executive officer Mgmt For For compensation. 4. Ratify the appointment of the Company's independent Mgmt For For registered public accounting firm for the 2020 fiscal year. -------------------------------------------------------------------------------------------------------------------------- BLOOMIN' BRANDS, INC. Agenda Number: 935182749 -------------------------------------------------------------------------------------------------------------------------- Security: 094235108 Meeting Type: Annual Ticker: BLMN Meeting Date: 29-May-2020 ISIN: US0942351083 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Class II Director with term expiring in Mgmt For For 2023: James R. Craigie 1B. Election of Class II Director with term expiring in Mgmt For For 2023: David J. Deno 2. To ratify the appointment of PricewaterhouseCoopers Mgmt For For LLP as the Company's independent registered certified public accounting firm for the fiscal year ending December 27, 2020. 3. To approve, on a non-binding advisory basis, the Mgmt For For compensation of the Company's named executive officers. 4. To approve the Bloomin' Brands, Inc. 2020 Omnibus Mgmt For For Incentive Compensation Plan. 5. To vote on a stockholder proposal requesting that the Shr For Against Company take action to declassify the Board. 6. To vote on a stockholder proposal requesting that the Shr For Against Board issue a report assessing how the Company could increase efforts to mitigate supply chain greenhouse gas emissions. -------------------------------------------------------------------------------------------------------------------------- BOTTOMLINE TECHNOLOGIES (DE), INC. Agenda Number: 935094348 -------------------------------------------------------------------------------------------------------------------------- Security: 101388106 Meeting Type: Annual Ticker: EPAY Meeting Date: 21-Nov-2019 ISIN: US1013881065 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Jennifer M. Gray Mgmt For For Paul H. Hough Mgmt For For Benjamin E Robinson III Mgmt For For 2. Non-binding advisory vote to approve executive Mgmt For For compensation. 3. Approval of the Company's 2019 Stock Incentive Plan Mgmt For For and the authorization to issue 1,000,000 shares of common stock thereunder. 4. Ratification of the selection of Ernst & Young LLP as Mgmt For For the Company's registered public accounting firm for the current fiscal year. -------------------------------------------------------------------------------------------------------------------------- CACTUS, INC. Agenda Number: 935189363 -------------------------------------------------------------------------------------------------------------------------- Security: 127203107 Meeting Type: Annual Ticker: WHD Meeting Date: 20-May-2020 ISIN: US1272031071 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Scott Bender Mgmt Withheld Against Bruce Rothstein Mgmt Withheld Against Gary Rosenthal Mgmt Withheld Against 2. Ratification of the selection of Mgmt For For PricewaterhouseCoopers LLP as auditors. -------------------------------------------------------------------------------------------------------------------------- CARGURUS, INC. Agenda Number: 935184173 -------------------------------------------------------------------------------------------------------------------------- Security: 141788109 Meeting Type: Annual Ticker: CARG Meeting Date: 02-Jun-2020 ISIN: US1417881091 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Ian Smith Mgmt Withheld Against Langley Steinert Mgmt Withheld Against 2. To ratify the selection of Ernst & Young LLP as the Mgmt For For Company's independent registered public accounting firm for its fiscal year ending December 31, 2020. 3. To approve, on a non-binding advisory basis, the Mgmt For For compensation of the Company's named executive officers. -------------------------------------------------------------------------------------------------------------------------- CERENCE INC. Agenda Number: 935121575 -------------------------------------------------------------------------------------------------------------------------- Security: 156727109 Meeting Type: Annual Ticker: CRNC Meeting Date: 20-Feb-2020 ISIN: US1567271093 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Thomas Beaudoin Mgmt Withheld Against Marianne Budnik Mgmt For For 2. To ratify the appointment of BDO USA LLP as the Mgmt For For Company's independent registered public accounting firm for the fiscal year ending September 30, 2020. -------------------------------------------------------------------------------------------------------------------------- CHEMED CORPORATION Agenda Number: 935180947 -------------------------------------------------------------------------------------------------------------------------- Security: 16359R103 Meeting Type: Annual Ticker: CHE Meeting Date: 18-May-2020 ISIN: US16359R1032 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Kevin J. McNamara Mgmt For For 1B. Election of Director: Ron DeLyons Mgmt For For 1C. Election of Director: Joel F. Gemunder Mgmt For For 1D. Election of Director: Patrick P. Grace Mgmt For For 1E. Election of Director: Christopher J. Heaney Mgmt For For 1F. Election of Director: Thomas C. Hutton Mgmt For For 1G. Election of Director: Andrea R. Lindell Mgmt For For 1H. Election of Director: Thomas P. Rice Mgmt For For 1I. Election of Director: Donald E. Saunders Mgmt For For 1J. Election of Director: George J. Walsh III Mgmt For For 2. Ratification of Audit Committee's selection of Mgmt For For PricewaterhouseCoopers LLP as independent accountants for 2020. 3. Advisory vote to approve executive compensation. Mgmt For For 4. Stockholder proposal requesting a semi-annual report Shr For Against on (a) the Company's policies on political spending, and (b) political contributions made. -------------------------------------------------------------------------------------------------------------------------- CLEAN HARBORS, INC. Agenda Number: 935191623 -------------------------------------------------------------------------------------------------------------------------- Security: 184496107 Meeting Type: Annual Ticker: CLH Meeting Date: 03-Jun-2020 ISIN: US1844961078 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Eugene Banucci Mgmt For For Edward G. Galante Mgmt For For Thomas J. Shields Mgmt For For John R. Welch Mgmt For For 2. To approve an advisory vote on the Company's executive Mgmt For For compensation. 3. To approve the Company's 2020 Stock Incentive Plan. Mgmt For For 4. To ratify the selection by the Audit Committee of the Mgmt For For Company's Board of Directors of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the current fiscal year. -------------------------------------------------------------------------------------------------------------------------- COGENT COMMUNICATIONS HOLDINGS, INC. Agenda Number: 935148963 -------------------------------------------------------------------------------------------------------------------------- Security: 19239V302 Meeting Type: Annual Ticker: CCOI Meeting Date: 06-May-2020 ISIN: US19239V3024 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Dave Schaeffer Mgmt For For D. Blake Bath Mgmt For For Steven D. Brooks Mgmt For For Lewis H. Ferguson, III Mgmt For For Carolyn Katz Mgmt For For Sheryl Kennedy Mgmt For For Marc Montagner Mgmt For For 2. To ratify the appointment of Ernst & Young LLP as the Mgmt For For independent registered public accountants for the fiscal year ending December 31, 2020. 3. Non-binding advisory vote to approve named executive Mgmt For For officer compensation. -------------------------------------------------------------------------------------------------------------------------- COMFORT SYSTEMS USA, INC. Agenda Number: 935178702 -------------------------------------------------------------------------------------------------------------------------- Security: 199908104 Meeting Type: Annual Ticker: FIX Meeting Date: 19-May-2020 ISIN: US1999081045 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Darcy G. Anderson Mgmt For For Herman E. Bulls Mgmt For For Alan P. Krusi Mgmt For For Brian E. Lane Mgmt For For Pablo G. Mercado Mgmt For For Franklin Myers Mgmt For For William J. Sandbrook Mgmt For For James H. Schultz Mgmt For For Constance E. Skidmore Mgmt For For Vance W. Tang Mgmt For For 2. RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2020. 3. ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED Mgmt For For EXECUTIVE OFFICERS. -------------------------------------------------------------------------------------------------------------------------- CORPORATE OFFICE PROPERTIES TRUST Agenda Number: 935169133 -------------------------------------------------------------------------------------------------------------------------- Security: 22002T108 Meeting Type: Annual Ticker: OFC Meeting Date: 21-May-2020 ISIN: US22002T1088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Trustee: Thomas F. Brady Mgmt For For 1B. Election of Trustee: Stephen E. Budorick Mgmt For For 1C. Election of Trustee: Robert L. Denton, Sr. Mgmt For For 1D. Election of Trustee: Philip L. Hawkins Mgmt For For 1E. Election of Trustee: David M. Jacobstein Mgmt For For 1F. Election of Trustee: Steven D. Kesler Mgmt For For 1G. Election of Trustee: C. Taylor Pickett Mgmt For For 1H. Election of Trustee: Lisa G. Trimberger Mgmt For For 2. Ratification of the Appointment of Independent Mgmt For For Registered Public Accounting Firm. 3. Approval, on an Advisory Basis, of Named Executive Mgmt For For Officer Compensation. -------------------------------------------------------------------------------------------------------------------------- CRANE CO. Agenda Number: 935147911 -------------------------------------------------------------------------------------------------------------------------- Security: 224399105 Meeting Type: Annual Ticker: CR Meeting Date: 27-Apr-2020 ISIN: US2243991054 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Martin R. Benante Mgmt For For 1.2 Election of Director: Donald G. Cook Mgmt For For 1.3 Election of Director: Michael Dinkins Mgmt For For 1.4 Election of Director: Ronald C. Lindsay Mgmt For For 1.5 Election of Director: Ellen McClain Mgmt For For 1.6 Election of Director: Charles G. McClure, Jr. Mgmt For For 1.7 Election of Director: Max H. Mitchell Mgmt For For 1.8 Election of Director: Jennifer M. Pollino Mgmt For For 1.9 Election of Director: James L. L. Tullis Mgmt For For 2. Ratification of selection of Deloitte & Touche LLP as Mgmt For For independent auditors for the Company for 2020. 3. Say on Pay - An advisory vote to approve the Mgmt For For compensation paid to certain executive officers. -------------------------------------------------------------------------------------------------------------------------- CURTISS-WRIGHT CORPORATION Agenda Number: 935145575 -------------------------------------------------------------------------------------------------------------------------- Security: 231561101 Meeting Type: Annual Ticker: CW Meeting Date: 07-May-2020 ISIN: US2315611010 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR David C. Adams Mgmt For For Dean M. Flatt Mgmt For For S. Marce Fuller Mgmt For For Bruce D. Hoechner Mgmt For For Glenda J. Minor Mgmt For For John B. Nathman Mgmt For For Robert J. Rivet Mgmt For For Albert E. Smith Mgmt For For Peter C. Wallace Mgmt For For 2. To ratify the appointment of Deloitte & Touche LLP as Mgmt For For the Company's independent registered public accounting firm for 2020 3. An advisory (non-binding) vote to approve the Mgmt For For compensation of the Company's named executive officers -------------------------------------------------------------------------------------------------------------------------- ENCOMPASS HEALTH CORPORATION Agenda Number: 935142670 -------------------------------------------------------------------------------------------------------------------------- Security: 29261A100 Meeting Type: Annual Ticker: EHC Meeting Date: 06-May-2020 ISIN: US29261A1007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Greg D. Carmichael Mgmt For For 1B. Election of Director: John W. Chidsey Mgmt For For 1C. Election of Director: Donald L. Correll Mgmt For For 1D. Election of Director: Yvonne M. Curl Mgmt For For 1E. Election of Director: Charles M. Elson Mgmt For For 1F. Election of Director: Joan E. Herman Mgmt For For 1G. Election of Director: Leo I. Higdon, Jr. Mgmt For For 1H. Election of Director: Leslye G. Katz Mgmt For For 1I. Election of Director: Patricia A. Maryland Mgmt For For 1J. Election of Director: John E. Maupin, Jr. Mgmt For For 1K. Election of Director: Nancy M. Schlichting Mgmt For For 1L. Election of Director: L. Edward Shaw, Jr. Mgmt For For 1M. Election of Director: Mark J. Tarr Mgmt For For 1N. Election of Director: Terrance Williams Mgmt For For 2. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as independent registered public accounting firm for 2020. 3. An advisory vote to approve executive compensation. Mgmt For For -------------------------------------------------------------------------------------------------------------------------- ENERSYS Agenda Number: 935053986 -------------------------------------------------------------------------------------------------------------------------- Security: 29275Y102 Meeting Type: Annual Ticker: ENS Meeting Date: 01-Aug-2019 ISIN: US29275Y1029 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A Election of Class III Director: Howard I. Hoffen Mgmt For For 1B Election of Class III Director: David M. Shaffer Mgmt For For 1C Election of Class III Director: Ronald P. Vargo Mgmt For For 2. To ratify the appointment of Ernst & Young LLP as the Mgmt For For Company's independent registered public accounting firm for fiscal year ending March 31, 2020. 3. An advisory vote to approve the compensation of Mgmt For For EnerSys' named executive officers. -------------------------------------------------------------------------------------------------------------------------- ENVESTNET, INC. Agenda Number: 935182561 -------------------------------------------------------------------------------------------------------------------------- Security: 29404K106 Meeting Type: Annual Ticker: ENV Meeting Date: 13-May-2020 ISIN: US29404K1060 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Luis A. Aguilar Mgmt For For Ross Chapin Mgmt For For William Crager Mgmt For For James Fox Mgmt For For 2. The approval, on an advisory basis, of 2019 executive Mgmt For For compensation. 3. The ratification of KPMG LLP as the independent Mgmt For For registered public accounting firm for the fiscal year ending December 31, 2020. -------------------------------------------------------------------------------------------------------------------------- EVERCORE INC. Agenda Number: 935199009 -------------------------------------------------------------------------------------------------------------------------- Security: 29977A105 Meeting Type: Annual Ticker: EVR Meeting Date: 16-Jun-2020 ISIN: US29977A1051 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Roger C. Altman Mgmt For For Richard I. Beattie Mgmt For For Pamela G. Carlton Mgmt For For Ellen V. Futter Mgmt For For Gail B. Harris Mgmt For For Robert B. Millard Mgmt For For Willard J. Overlock, Jr Mgmt For For Sir Simon M. Robertson Mgmt For For Ralph L. Schlosstein Mgmt For For John S. Weinberg Mgmt For For William J. Wheeler Mgmt For For Sarah K. Williamson Mgmt For For Kendrick R. Wilson III Mgmt For For 2. To approve, on an advisory basis, the executive Mgmt For For compensation of our Named Executive Officers. 3. To approve the Amended and Restated 2016 Evercore Inc. Mgmt For For Stock Incentive Plan. 4. To ratify the selection of Deloitte & Touche LLP as Mgmt For For our independent registered public accounting firm for 2020. -------------------------------------------------------------------------------------------------------------------------- EXLSERVICE HOLDINGS, INC. Agenda Number: 935207248 -------------------------------------------------------------------------------------------------------------------------- Security: 302081104 Meeting Type: Annual Ticker: EXLS Meeting Date: 15-Jun-2020 ISIN: US3020811044 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Rohit Kapoor Mgmt For For 1B. Election of Director: David Kelso Mgmt For For 1C. Election of Director: Anne Minto Mgmt For For 1D. Election of Director: Som Mittal Mgmt For For 1E. Election of Director: Clyde Ostler Mgmt For For 1F. Election of Director: Jaynie Studenmund Mgmt For For 2. The ratification of the selection of Deloitte & Touche Mgmt For For LLP as the independent registered public accounting firm of the Company for fiscal year 2020. 3. The approval, on a non-binding advisory basis, of the Mgmt For For compensation of the named executive officers of the Company. -------------------------------------------------------------------------------------------------------------------------- FOX FACTORY HOLDING CORP. Agenda Number: 935153851 -------------------------------------------------------------------------------------------------------------------------- Security: 35138V102 Meeting Type: Annual Ticker: FOXF Meeting Date: 07-May-2020 ISIN: US35138V1026 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Dudley W. Mendenhall Mgmt For For Elizabeth A. Fetter Mgmt For For 2. To ratify the appointment of Grant Thornton LLP as Fox Mgmt For For Factory Holding Corp.'s independent public accountants for fiscal year 2020. 3. To approve, on an advisory basis, the resolution Mgmt For For approving the compensation of Fox Factory Holding Corp.'s named executive officers. -------------------------------------------------------------------------------------------------------------------------- FRONTDOOR, INC. Agenda Number: 935163802 -------------------------------------------------------------------------------------------------------------------------- Security: 35905A109 Meeting Type: Annual Ticker: FTDR Meeting Date: 13-May-2020 ISIN: US35905A1097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Class II Director to serve for a one-year Mgmt Against Against term: Richard P. Fox 1B. Election of Class II Director to serve for a one-year Mgmt Against Against term: Brian P. McAndrews 1C. Election of Class II Director to serve for a one-year Mgmt For For term: Rexford J. Tibbens 2. To ratify the selection of Deloitte & Touche LLP as Mgmt For For the Company's independent registered public accounting firm for fiscal 2020. 3. Advisory vote to approve the Company's named executive Mgmt For For officer compensation. -------------------------------------------------------------------------------------------------------------------------- GLACIER BANCORP, INC. Agenda Number: 935150160 -------------------------------------------------------------------------------------------------------------------------- Security: 37637Q105 Meeting Type: Annual Ticker: GBCI Meeting Date: 29-Apr-2020 ISIN: US37637Q1058 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR David C. Boyles Mgmt For For Randall M. Chesler Mgmt For For Sherry L. Cladouhos Mgmt For For James M. English Mgmt For For Annie M. Goodwin Mgmt For For Craig A. Langel Mgmt For For Douglas J. McBride Mgmt For For John W. Murdoch Mgmt For For George R. Sutton Mgmt For For 2. To vote on an advisory (non-binding) resolution to Mgmt For For approve the compensation of Glacier Bancorp, Inc.'s named executive officers. 3. To ratify the appointment of BKD, LLP as Glacier Mgmt For For Bancorp, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2020. -------------------------------------------------------------------------------------------------------------------------- GLOBUS MEDICAL, INC. Agenda Number: 935186064 -------------------------------------------------------------------------------------------------------------------------- Security: 379577208 Meeting Type: Annual Ticker: GMED Meeting Date: 03-Jun-2020 ISIN: US3795772082 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: David M. Demski Mgmt Against Against 1B. Election of Director: Robert Douglas Mgmt For For 2. To ratify the appointment of Deloitte & Touche LLP as Mgmt For For the Company's independent registered public accounting firm for the year ending December 31, 2020 3. To approve, in an advisory vote, the compensation of Mgmt For For the Company's named executive officers (the Say-on-Pay Vote). -------------------------------------------------------------------------------------------------------------------------- HAEMONETICS CORPORATION Agenda Number: 935050043 -------------------------------------------------------------------------------------------------------------------------- Security: 405024100 Meeting Type: Annual Ticker: HAE Meeting Date: 25-Jul-2019 ISIN: US4050241003 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Mark W. Kroll Mgmt For For Claire Pomeroy Mgmt For For Ellen M. Zane Mgmt For For 2. Advisory vote to approve the compensation of our named Mgmt For For executive officers. 3. Ratification of Ernst & Young LLP as our independent Mgmt For For registered public accounting firm for the fiscal year ending March 28, 2020. 4. Amendments to the Company's Restated Articles of Mgmt For For Organization to provide for the annual election of directors. 5. Approval of the Haemonetics Corporation 2019 Long-Term Mgmt For For Incentive Compensation Plan. -------------------------------------------------------------------------------------------------------------------------- HARSCO CORPORATION Agenda Number: 935138710 -------------------------------------------------------------------------------------------------------------------------- Security: 415864107 Meeting Type: Annual Ticker: HSC Meeting Date: 21-Apr-2020 ISIN: US4158641070 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: J. F. Earl Mgmt For For 1.2 Election of Director: K. G. Eddy Mgmt For For 1.3 Election of Director: D. C. Everitt Mgmt For For 1.4 Election of Director: F. N. Grasberger III Mgmt For For 1.5 Election of Director: C. I. Haznedar Mgmt For For 1.6 Election of Director: M. Longhi Mgmt For For 1.7 Election of Director: E. M. Purvis, Jr. Mgmt For For 1.8 Election of Director: P. C. Widman Mgmt For For 2. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as independent auditors for the fiscal year ending December 31, 2020. 3. Vote, on an advisory basis, to approve named executive Mgmt For For officer compensation. 4. Vote, on an Amendment No. 2 to the 2013 Equity and Mgmt For For Incentive Compensation Plan. -------------------------------------------------------------------------------------------------------------------------- HMS HOLDINGS CORP. Agenda Number: 935180430 -------------------------------------------------------------------------------------------------------------------------- Security: 40425J101 Meeting Type: Annual Ticker: HMSY Meeting Date: 27-May-2020 ISIN: US40425J1016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Katherine Baicker Mgmt For For 1B. Election of Director: Robert Becker Mgmt For For 1C. Election of Director: Craig R. Callen Mgmt For For 1D. Election of Director: William C. Lucia Mgmt For For 1E. Election of Director: William F. Miller III Mgmt For For 1F. Election of Director: Jeffrey A. Rideout Mgmt For For 1G. Election of Director: Ellen A. Rudnick Mgmt For For 1H. Election of Director: Bart M. Schwartz Mgmt For For 1I. Election of Director: Richard H. Stowe Mgmt For For 1J. Election of Director: Cora M. Tellez Mgmt For For 2. Advisory approval of the Company's 2019 executive Mgmt For For compensation. 3. Ratification of the selection of Grant Thornton LLP as Mgmt For For the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. -------------------------------------------------------------------------------------------------------------------------- INTEGRA LIFESCIENCES HOLDINGS CORP. Agenda Number: 935180935 -------------------------------------------------------------------------------------------------------------------------- Security: 457985208 Meeting Type: Annual Ticker: IART Meeting Date: 13-May-2020 ISIN: US4579852082 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Peter J. Arduini Mgmt For For 1B. Election of Director: Rhonda G. Ballintyn Mgmt For For 1C. Election of Director: Keith Bradley Mgmt For For 1D. Election of Director: Stuart M. Essig Mgmt For For 1E. Election of Director: Barbara B. Hill Mgmt For For 1F. Election of Director: Lloyd W. Howell, Jr. Mgmt For For 1G. Election of Director: Donald E. Morel, Jr. Mgmt For For 1H. Election of Director: Raymond G. Murphy Mgmt For For 1I. Election of Director: Christian S. Schade Mgmt For For 2. The Proposal to ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year 2020. 3. A non-binding resolution to approve the compensation Mgmt For For of our named executive officers. -------------------------------------------------------------------------------------------------------------------------- ITT INC. Agenda Number: 935158368 -------------------------------------------------------------------------------------------------------------------------- Security: 45073V108 Meeting Type: Annual Ticker: ITT Meeting Date: 15-May-2020 ISIN: US45073V1089 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Orlando D. Ashford Mgmt For For 1B. Election of Director: Geraud Darnis Mgmt For For 1C. Election of Director: Donald DeFosset, Jr. Mgmt For For 1D. Election of Director: Nicholas C. Fanandakis Mgmt For For 1E. Election of Director: Richard P. Lavin Mgmt For For 1F. Election of Director: Mario Longhi Mgmt For For 1G. Election of Director: Rebecca A. McDonald Mgmt For For 1H. Election of Director: Timothy H. Powers Mgmt For For 1I. Election of Director: Luca Savi Mgmt For For 1J. Election of Director: Cheryl L. Shavers Mgmt For For 1K. Election of Director: Sabrina Soussan Mgmt For For 2. Ratification of the appointment of Deloitte & Touche Mgmt For For LLP as the independent registered public accounting firm of the Company for the 2020 fiscal year 3. Approval of an advisory vote on executive compensation Mgmt For For 4. A shareholder proposal regarding proxy access Shr For Against -------------------------------------------------------------------------------------------------------------------------- J2 GLOBAL, INC Agenda Number: 935157467 -------------------------------------------------------------------------------------------------------------------------- Security: 48123V102 Meeting Type: Annual Ticker: JCOM Meeting Date: 07-May-2020 ISIN: US48123V1026 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Richard S. Ressler Mgmt For For 1B. Election of Director: Douglas Y. Bech Mgmt For For 1C. Election of Director: Robert J. Cresci Mgmt For For 1D. Election of Director: Sarah Fay Mgmt For For 1E. Election of Director: W. Brian Kretzmer Mgmt For For 1F. Election of Director: Jonathan F. Miller Mgmt For For 1G. Election of Director: Stephen Ross Mgmt For For 1H. Election of Director: Vivek Shah Mgmt For For 2. To ratify the appointment of BDO USA, LLP to serve as Mgmt For For J2 Global's independent auditors for fiscal 2020. 3. To provide an advisory vote on the compensation of J2 Mgmt For For Global's named executive officers. -------------------------------------------------------------------------------------------------------------------------- KBR, INC. Agenda Number: 935160945 -------------------------------------------------------------------------------------------------------------------------- Security: 48242W106 Meeting Type: Annual Ticker: KBR Meeting Date: 13-May-2020 ISIN: US48242W1062 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Mark E. Baldwin Mgmt For For 1B. Election of Director: James R. Blackwell Mgmt For For 1C. Election of Director: Stuart J. B. Bradie Mgmt For For 1D. Election of Director: Lynn A. Dugle Mgmt For For 1E. Election of Director: Lester L. Lyles Mgmt For For 1F. Election of Director: Wendy M. Masiello Mgmt For For 1G. Election of Director: Jack B. Moore Mgmt For For 1H. Election of Director: Ann D. Pickard Mgmt For For 1I. Election of Director: Umberto della Sala Mgmt For For 2. Advisory vote to approve KBR's named executive officer Mgmt For For compensation. 3. Ratify the appointment of KPMG LLP as the independent Mgmt For For registered public accounting firm to audit the consolidated financial statements for KBR, Inc. as of and for the year ending December 31, 2020. -------------------------------------------------------------------------------------------------------------------------- LOGMEIN, INC Agenda Number: 935129824 -------------------------------------------------------------------------------------------------------------------------- Security: 54142L109 Meeting Type: Special Ticker: LOGM Meeting Date: 12-Mar-2020 ISIN: US54142L1098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Adoption of the Agreement and Plan of Merger, dated Mgmt For For December 17, 2019 (as it may be amended from time to time, the "Merger Agreement"), by and among LogMeIn, Inc., a Delaware corporation, Logan Parent LLC, a Delaware limited liability company, and Logan Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Logan Parent, LLC. 2. Adjourn the Special Meeting to a later date or dates Mgmt For For if necessary to solicit additional proxies if there are insufficient votes to adopt the Merger Agreement at the time of the Special Meeting. 3. Approval of, on a non-binding, advisory basis, certain Mgmt For For compensation that will or may become payable to the Company's named executive officers in connection with the transactions contemplated by the Merger Agreement. -------------------------------------------------------------------------------------------------------------------------- MAXIMUS, INC. Agenda Number: 935127298 -------------------------------------------------------------------------------------------------------------------------- Security: 577933104 Meeting Type: Annual Ticker: MMS Meeting Date: 17-Mar-2020 ISIN: US5779331041 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Class II Director: Gayathri Rajan Mgmt For For 1B. Election of Class II Director: Michael J. Warren Mgmt For For 2. The approval of an amendment to our Articles of Mgmt For For Incorporation to provide for the annual election of directors. 3. Ratification of the appointment of Ernst & Young LLP Mgmt For For as our independent public accountants for our 2020 fiscal year. 4. Advisory vote to approve the compensation of the Named Mgmt For For Executive Officers. 5. A shareholder proposal pertaining to the disclosure by Shr For Against the Company of certain lobbying expenditures and activities. -------------------------------------------------------------------------------------------------------------------------- MOBILE MINI, INC. Agenda Number: 935140602 -------------------------------------------------------------------------------------------------------------------------- Security: 60740F105 Meeting Type: Annual Ticker: MINI Meeting Date: 01-May-2020 ISIN: US60740F1057 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Erik Olsson Mgmt For For 1B. Election of Director: Michael L. Watts Mgmt For For 1C. Election of Director: Kelly Williams Mgmt For For 1D. Election of Director: Sara R. Dial Mgmt For For 1E. Election of Director: Jeffrey S. Goble Mgmt For For 1F. Election of Director: James J. Martell Mgmt For For 1G. Election of Director: Stephen A McConnell Mgmt For For 1H. Election of Director: Frederick G. McNamee, III Mgmt For For 1I. Election of Director: Kimberly J. McWaters Mgmt For For 1J. Election of Director: Michael W. Upchurch Mgmt For For 2. Ratify the selection of KPMG LLP as the Company's Mgmt For For Independent Registered Public Accounting Firm for the year ending December 31, 2020. 3. Advisory vote to approve named executive officer Mgmt For For compensation. -------------------------------------------------------------------------------------------------------------------------- NETSCOUT SYSTEMS, INC. Agenda Number: 935065107 -------------------------------------------------------------------------------------------------------------------------- Security: 64115T104 Meeting Type: Annual Ticker: NTCT Meeting Date: 12-Sep-2019 ISIN: US64115T1043 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Anil K. Singhal Mgmt For For John R. Egan Mgmt For For Robert E. Donahue Mgmt For For 2. To approve the NetScout Systems, Inc. 2019 Equity Mgmt For For Incentive Plan as described in Proposal 2 in the proxy statement. 3. To ratify the appointment of PricewaterhouseCoopers Mgmt For For LLP as NetScout's independent registered public accounting firm for the fiscal year ended March 31, 2020. 4. To approve, on an advisory basis, the compensation of Mgmt For For NetScout's named executive officers as disclosed in the proxy statement in accordance with Securities and Exchange Commission rules. -------------------------------------------------------------------------------------------------------------------------- NUANCE COMMUNICATIONS, INC. Agenda Number: 935113744 -------------------------------------------------------------------------------------------------------------------------- Security: 67020Y100 Meeting Type: Annual Ticker: NUAN Meeting Date: 22-Jan-2020 ISIN: US67020Y1001 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Mark Benjamin Mgmt For For Daniel Brennan Mgmt For For Lloyd Carney Mgmt Withheld Against Thomas Ebling Mgmt For For Robert Finocchio Mgmt For For Laura Kaiser Mgmt For For Michal Katz Mgmt For For Mark Laret Mgmt For For Sanjay Vaswani Mgmt For For 2. To approve adoption of the Company's 2020 Stock Plan. Mgmt For For 3. To approve a non-binding advisory resolution regarding Mgmt For For Executive Compensation. 4. To ratify the appointment of BDO USA, LLP as the Mgmt For For Company's independent registered public accounting firm for the fiscal year ending September 30, 2020. 5. To vote on a stockholder proposal to require an Shr For Against independent chair. -------------------------------------------------------------------------------------------------------------------------- NUVASIVE, INC. Agenda Number: 935183828 -------------------------------------------------------------------------------------------------------------------------- Security: 670704105 Meeting Type: Annual Ticker: NUVA Meeting Date: 28-May-2020 ISIN: US6707041058 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: J. Christopher Barry Mgmt For For 1B. Election of Director: Gregory T. Lucier Mgmt For For 1C. Election of Director: Leslie V. Norwalk, Esq. Mgmt For For 2. Ratification of the appointment of Ernst & Young LLP Mgmt For For as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. 3. Approval of a non-binding advisory resolution Mgmt For For regarding the compensation of the Company's named executive officers for the fiscal year ended December 31, 2019. -------------------------------------------------------------------------------------------------------------------------- OMNICELL, INC. Agenda Number: 935175338 -------------------------------------------------------------------------------------------------------------------------- Security: 68213N109 Meeting Type: Annual Ticker: OMCL Meeting Date: 26-May-2020 ISIN: US68213N1090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Class I Director: Joanne B. Bauer Mgmt For For 1.2 Election of Class I Director: Robin G. Seim Mgmt For For 1.3 Election of Class I Director: Sara J. White Mgmt For For 2. Say on Pay - An advisory vote to approve named Mgmt For For executive officer compensation. 3. Proposal to ratify the selection of Deloitte & Touche Mgmt For For LLP as the independent registered public accounting firm of the Company for the year ending December 31, 2020. -------------------------------------------------------------------------------------------------------------------------- ONTO INNOVATION INC. Agenda Number: 935164400 -------------------------------------------------------------------------------------------------------------------------- Security: 683344105 Meeting Type: Annual Ticker: ONTO Meeting Date: 12-May-2020 ISIN: US6833441057 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Jeffrey A. Aukerman Mgmt For For 1B. Election of Director: Leo Berlinghieri Mgmt For For 1C. Election of Director: Edward J. Brown, Jr. Mgmt For For 1D. Election of Director: Vita A. Cassese Mgmt For For 1E. Election of Director: Robert G. Deuster Mgmt For For 1F. Election of Director: David B. Miller Mgmt For For 1G. Election of Director: Michael P. Plisinski Mgmt For For 1H. Election of Director: Bruce C. Rhine Mgmt For For 1I. Election of Director: Christopher A. Seams Mgmt For For 1J. Election of Director: Christine A. Tsingos Mgmt For For 2. To approve, on an advisory (non-binding) basis, the Mgmt For For compensation of our named executive officers as disclosed in the proxy statement. 3. To approve the Onto Innovation Inc. 2020 Stock Plan. Mgmt For For 4. To approve the Onto Innovation Inc. 2020 Employee Mgmt For For Stock Purchase Plan. 5. To ratify the appointment of Ernst & Young LLP as our Mgmt For For independent registered public accounting firm for the fiscal year ending December 26, 2020. -------------------------------------------------------------------------------------------------------------------------- OXFORD INDUSTRIES, INC. Agenda Number: 935207591 -------------------------------------------------------------------------------------------------------------------------- Security: 691497309 Meeting Type: Annual Ticker: OXM Meeting Date: 16-Jun-2020 ISIN: US6914973093 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Dennis M. Love Mgmt For For 1.2 Election of Director: Clyde C. Tuggle Mgmt For For 1.3 Election of Director: E. Jenner Wood III Mgmt For For 2. Ratify the selection of Ernst & Young LLP to serve as Mgmt For For the Company's independent registered public accounting firm for fiscal 2020. 3. Proposal to approve, by a non-binding, advisory vote, Mgmt For For the compensation of the Company's named executive officers. -------------------------------------------------------------------------------------------------------------------------- PREMIER, INC. Agenda Number: 935092851 -------------------------------------------------------------------------------------------------------------------------- Security: 74051N102 Meeting Type: Annual Ticker: PINC Meeting Date: 06-Dec-2019 ISIN: US74051N1028 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Susan D. DeVore Mgmt Withheld Against Jody R. Davids Mgmt For For Peter S. Fine Mgmt Withheld Against David H. Langstaff Mgmt For For Marvin R. O'Quinn Mgmt Withheld Against 2. Ratification of the appointment of Ernst & Young LLP Mgmt For For to serve as our independent registered public accounting firm for fiscal year 2020. 3. Approval, on an advisory basis, of the compensation of Mgmt For For our named executive officers as disclosed in the proxy statement for the Annual Meeting. -------------------------------------------------------------------------------------------------------------------------- QUALYS, INC. Agenda Number: 935187953 -------------------------------------------------------------------------------------------------------------------------- Security: 74758T303 Meeting Type: Annual Ticker: QLYS Meeting Date: 10-Jun-2020 ISIN: US74758T3032 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR General Peter Pace Mgmt For For Wendy M. Pfeiffer Mgmt For For 2. To ratify the appointment of Grant Thornton LLP as Mgmt For For Qualys, Inc.'s independent registered public accounting firm for its fiscal year ending December 31, 2020. 3. To approve, on an advisory and non-binding basis, the Mgmt For For compensation of Qualys, Inc.'s named executive officers as described in the proxy statement. -------------------------------------------------------------------------------------------------------------------------- QUANTA SERVICES, INC. Agenda Number: 935180454 -------------------------------------------------------------------------------------------------------------------------- Security: 74762E102 Meeting Type: Annual Ticker: PWR Meeting Date: 28-May-2020 ISIN: US74762E1029 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Earl C. (Duke) Austin, Jr. Mgmt For For 1B. Election of Director: Doyle N. Beneby Mgmt For For 1C. Election of Director: J. Michal Conaway Mgmt For For 1D. Election of Director: Vincent D. Foster Mgmt For For 1E. Election of Director: Bernard Fried Mgmt For For 1F. Election of Director: Worthing F. Jackman Mgmt For For 1G. Election of Director: David M. McClanahan Mgmt For For 1H. Election of Director: Margaret B. Shannon Mgmt For For 1I. Election of Director: Pat Wood, III Mgmt For For 1J. Election of Director: Martha B. Wyrsch Mgmt For For 2. Approval, by non-binding advisory vote, of Quanta's Mgmt For For executive compensation 3. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as Quanta's independent registered public accounting firm for fiscal year 2020 -------------------------------------------------------------------------------------------------------------------------- QUINSTREET INC Agenda Number: 935086769 -------------------------------------------------------------------------------------------------------------------------- Security: 74874Q100 Meeting Type: Annual Ticker: QNST Meeting Date: 15-Nov-2019 ISIN: US74874Q1004 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Stuart M. Huizinga Mgmt For For David Pauldine Mgmt For For James Simons Mgmt For For Matthew Glickman Mgmt For For Andrew Sheehan Mgmt For For 2. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as QuinStreet, Inc.'s independent registered public accounting firm for the fiscal year ending June 30, 2020. 3. Approval, by advisory vote, of the compensation Mgmt For For awarded to QuinStreet, Inc.'s named executive officers as disclosed in the proxy statement. -------------------------------------------------------------------------------------------------------------------------- REXNORD CORPORATION Agenda Number: 935045484 -------------------------------------------------------------------------------------------------------------------------- Security: 76169B102 Meeting Type: Annual Ticker: RXN Meeting Date: 25-Jul-2019 ISIN: US76169B1026 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Mark S. Bartlett Mgmt For For David C. Longren Mgmt For For George C. Moore Mgmt For For 2. Advisory vote to approve the compensation of the Mgmt For For Company's named executive officers, as disclosed in "Compensation Discussion and Analysis" and "Executive Compensation" in the Proxy Statement. 3. Approval of the amendment to, and restatement of, the Mgmt For For Rexnord Corporation Performance Incentive Plan. 4. Ratification of the selection of Ernst & Young LLP as Mgmt For For the Company's independent registered public accounting firm for fiscal 2020. -------------------------------------------------------------------------------------------------------------------------- RUDOLPH TECHNOLOGIES, INC. Agenda Number: 935080995 -------------------------------------------------------------------------------------------------------------------------- Security: 781270103 Meeting Type: Special Ticker: RTEC Meeting Date: 24-Oct-2019 ISIN: US7812701032 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To adopt the Agreement and Plan of Merger, dated as of Mgmt For For June 23, 2019, by and among Nanometrics Incorporated ("Nanometrics"), Rudolph Technologies, Inc., ("Rudolph") and PV Equipment Inc., a wholly owned subsidiary of Nanometrics (the "Merger Agreement"), pursuant to which PV Equipment Inc. will merge with and into Rudolph, with Rudolph as the surviving corporation and a wholly- owned subsidiary of Nanometrics (the "Merger Agreement Proposal"). 2. To approve, on an advisory, non-binding basis, the Mgmt For For compensation that will or may be paid to Rudolph's named executive officers that is based on or otherwise relates to the transactions contemplated by the Merger Agreement (the "Rudolph Advisory Compensation Proposal"). 3. To approve, on an advisory, non-binding basis, the Mgmt For For proposed increase of the authorized shares of Nanometrics common stock under the Nanometrics certificate of incorporation from 47,000,000 shares of common stock to 97,000,000 shares of common stock (the "Advisory Share Authorization Proposal"). 4. To approve the adjournment of the Rudolph Special Mgmt For For Meeting to solicit additional proxies if there are not sufficient votes at the time of the Rudolph Special Meeting to approve the Merger Agreement Proposal, the Rudolph Advisory Compensation Proposal, and the Advisory Share Authorization Proposal or to ensure that any supplement or amendment to the joint proxy statement/prospectus is timely provided to Rudolph stockholders. -------------------------------------------------------------------------------------------------------------------------- SKYWEST, INC. Agenda Number: 935155893 -------------------------------------------------------------------------------------------------------------------------- Security: 830879102 Meeting Type: Annual Ticker: SKYW Meeting Date: 05-May-2020 ISIN: US8308791024 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Jerry C. Atkin Mgmt For For W. Steve Albrecht Mgmt For For Russell A. Childs Mgmt For For Henry J. Eyring Mgmt For For Meredith S. Madden Mgmt For For Ronald J. Mittelstaedt Mgmt For For Andrew C. Roberts Mgmt For For Keith E. Smith Mgmt For For Steven F. Udvar - Hazy Mgmt For For James L. Welch Mgmt For For 2. To consider and vote upon, on an advisory basis, the Mgmt For For compensation of the Company's named executive officers. 3. To ratify the appointment of Ernst & Young LLP as the Mgmt For For Company's independent registered public accounting firm. -------------------------------------------------------------------------------------------------------------------------- SPS COMMERCE, INC. Agenda Number: 935170910 -------------------------------------------------------------------------------------------------------------------------- Security: 78463M107 Meeting Type: Annual Ticker: SPSC Meeting Date: 18-May-2020 ISIN: US78463M1071 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Archie C. Black Mgmt For For 1B. Election of Director: Martin J. Leestma Mgmt For For 1C. Election of Director: James B. Ramsey Mgmt For For 1D. Election of Director: Marty M. Reaume Mgmt For For 1E. Election of Director: Tami L. Reller Mgmt For For 1F. Election of Director: Philip E. Soran Mgmt For For 1G. Election of Director: Sven A. Wehrwein Mgmt For For 2. Ratification of the selection of KPMG LLP as the Mgmt For For independent auditor of SPS Commerce, Inc. for the fiscal year ending December 31, 2020. 3. Advisory approval of the compensation of the named Mgmt For For executive officers of SPS Commerce, Inc. 4. Approval of an amendment to our Eighth Amended and Mgmt For For Restated Certificate of Incorporation to increase the number of authorized shares of common stock. -------------------------------------------------------------------------------------------------------------------------- STEVEN MADDEN, LTD. Agenda Number: 935171405 -------------------------------------------------------------------------------------------------------------------------- Security: 556269108 Meeting Type: Annual Ticker: SHOO Meeting Date: 05-Jun-2020 ISIN: US5562691080 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Edward R. Rosenfeld Mgmt For For Al Ferrara Mgmt For For Mitchel S. Klipper Mgmt For For Rose Peabody Lynch Mgmt For For Peter Migliorini Mgmt For For Ravi Sachdev Mgmt For For Thomas H. Schwartz Mgmt For For Robert G. Smith Mgmt For For Amelia Newton Varela Mgmt For For 2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE Mgmt For For COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2020. 3. TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE Mgmt For For EXECUTIVE COMPENSATION DESCRIBED IN THE STEVEN MADDEN, LTD. PROXY STATEMENT. -------------------------------------------------------------------------------------------------------------------------- STRATEGIC EDUCATION, INC. Agenda Number: 935139798 -------------------------------------------------------------------------------------------------------------------------- Security: 86272C103 Meeting Type: Annual Ticker: STRA Meeting Date: 28-Apr-2020 ISIN: US86272C1036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Robert S. Silberman Mgmt For For 1B. Election of Director: J. Kevin Gilligan Mgmt For For 1C. Election of Director: Robert R. Grusky Mgmt For For 1D. Election of Director: Dr. Charlotte F. Beason Mgmt For For 1E. Election of Director: Rita D. Brogley Mgmt For For 1F. Election of Director: Dr. John T. Casteen, III Mgmt For For 1G. Election of Director: H. James Dallas Mgmt For For 1H. Election of Director: Nathaniel C. Fick Mgmt For For 1I. Election of Director: Karl McDonnell Mgmt For For 1J. Election of Director: G. Thomas Waite, III Mgmt For For 2. To ratify the appointment of PricewaterhouseCoopers Mgmt For For LLP as the Company's Independent registered public accounting firm for the fiscal year ending December 31, 2020. 3. To approve, on an advisory basis, the compensation of Mgmt For For the named executive officers. -------------------------------------------------------------------------------------------------------------------------- TACTILE SYSTEMS TECHNOLOGY, INC. Agenda Number: 935146705 -------------------------------------------------------------------------------------------------------------------------- Security: 87357P100 Meeting Type: Annual Ticker: TCMD Meeting Date: 04-May-2020 ISIN: US87357P1003 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR William W. Burke Mgmt For For Raymond O. Huggenberger Mgmt For For Gerald R. Mattys Mgmt For For Richard J. Nigon Mgmt For For Cheryl Pegus Mgmt For For Kevin H. Roche Mgmt For For Peter H. Soderberg Mgmt For For 2. Ratify the appointment of Grant Thornton LLP as our Mgmt For For independent registered public accounting firm for the year ending December 31, 2020. 3. Approve, on an advisory basis, the 2019 compensation Mgmt For For of our named executive officers. -------------------------------------------------------------------------------------------------------------------------- TCF FINANCIAL CORPORATION Agenda Number: 935151415 -------------------------------------------------------------------------------------------------------------------------- Security: 872307103 Meeting Type: Annual Ticker: TCF Meeting Date: 06-May-2020 ISIN: US8723071036 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Peter Bell Mgmt For For Craig R. Dahl Mgmt For For Karen L. Grandstrand Mgmt For For Richard H. King Mgmt For For Ronald A. Klein Mgmt For For Barbara J. Mahone Mgmt For For Barbara L. McQuade Mgmt For For Vance K. Opperman Mgmt For For David T. Provost Mgmt For For Roger J. Sit Mgmt For For Julie H. Sullivan Mgmt For For Jeffrey L. Tate Mgmt For For Gary Torgow Mgmt For For Arthur A. Weiss Mgmt For For Franklin C. Wheatlake Mgmt For For Theresa M. H. Wise Mgmt For For 2. Advisory (Non-Binding) Vote to Approve Executive Mgmt For For Compensation as Disclosed in the Proxy Statement. 3. Advisory (Non-Binding) Vote to Ratify the Appointment Mgmt For For of KPMG LLP as Independent Registered Public Accountants for 2020. -------------------------------------------------------------------------------------------------------------------------- TEXAS ROADHOUSE,INC. Agenda Number: 935152900 -------------------------------------------------------------------------------------------------------------------------- Security: 882681109 Meeting Type: Annual Ticker: TXRH Meeting Date: 14-May-2020 ISIN: US8826811098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Gregory N. Moore Mgmt For For W. Kent Taylor Mgmt For For Curtis A. Warfield Mgmt For For Kathleen M. Widmer Mgmt For For James R. Zarley Mgmt For For 2. Proposal to ratify the appointment of KPMG LLP as Mgmt For For Texas Roadhouse's independent auditors for 2020. 3. Say on Pay - An advisory vote on the approval of Mgmt For For executive compensation. -------------------------------------------------------------------------------------------------------------------------- THE CHEFS' WAREHOUSE, INC. Agenda Number: 935154815 -------------------------------------------------------------------------------------------------------------------------- Security: 163086101 Meeting Type: Annual Ticker: CHEF Meeting Date: 15-May-2020 ISIN: US1630861011 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Dominick Cerbone Mgmt For For 1B. Election of Director: Joseph Cugine Mgmt For For 1C. Election of Director: Steven F. Goldstone Mgmt For For 1D. Election of Director: Alan Guarino Mgmt For For 1E. Election of Director: Stephen Hanson Mgmt For For 1F. Election of Director: Katherine Oliver Mgmt For For 1G. Election of Director: Christopher Pappas Mgmt For For 1H. Election of Director: John Pappas Mgmt For For 2. To ratify the selection of BDO USA, LLP as our Mgmt For For independent registered public accounting firm for the fiscal year ending December 25, 2020. 3. To approve, on a non-binding, advisory basis, the Mgmt For For compensation of our named executive officers as disclosed in the 2020 Proxy Statement. -------------------------------------------------------------------------------------------------------------------------- THE PROVIDENCE SERVICE CORPORATION Agenda Number: 935208480 -------------------------------------------------------------------------------------------------------------------------- Security: 743815102 Meeting Type: Annual Ticker: PRSC Meeting Date: 16-Jun-2020 ISIN: US7438151026 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Class II Director: David A. Coulter Mgmt For For 1B. Election of Class II Director: Leslie V. Norwalk Mgmt For For 1C. Election of Class II Director: Daniel E. Greenleaf Mgmt For For 2. A non-binding advisory vote to approve named executive Mgmt For For officer compensation. 3. To ratify the appointment of KPMG LLP as the Mgmt For For independent registered public accounting firm of the Company to serve for the 2020 fiscal year. -------------------------------------------------------------------------------------------------------------------------- TOPBUILD CORP Agenda Number: 935145258 -------------------------------------------------------------------------------------------------------------------------- Security: 89055F103 Meeting Type: Annual Ticker: BLD Meeting Date: 27-Apr-2020 ISIN: US89055F1030 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Alec C. Covington Mgmt For For 1B. Election of Director: Gerald Volas Mgmt For For 1C. Election of Director: Carl T. Camden Mgmt For For 1D. Election of Director: Joseph S. Cantie Mgmt For For 1E. Election of Director: Tina M. Donikowski Mgmt For For 1F. Election of Director: Mark A. Petrarca Mgmt For For 1G. Election of Director: Nancy M. Taylor Mgmt For For 2. To ratify the Company's appointment of Mgmt For For PricewaterhouseCoopers LLP to serve as the Company's independent registered public accounting firm for the Company's fiscal year ending December 31, 2020. 3. To approve, on an advisory basis, the compensation of Mgmt For For the Company's named executive officers. -------------------------------------------------------------------------------------------------------------------------- VERICEL CORPORATION Agenda Number: 935144600 -------------------------------------------------------------------------------------------------------------------------- Security: 92346J108 Meeting Type: Annual Ticker: VCEL Meeting Date: 29-Apr-2020 ISIN: US92346J1088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Robert L. Zerbe Mgmt Withheld Against Alan L. Rubino Mgmt Withheld Against Heidi Hagen Mgmt Withheld Against Steven Gilman Mgmt Withheld Against Kevin McLaughlin Mgmt Withheld Against Paul Wotton Mgmt Withheld Against Dominick C. Colangelo Mgmt Withheld Against 2. To ratify the appointment of PricewaterhouseCoopers Mgmt For For LLP as Vericel Corporation's Independent Registered Public Accounting firm for the fiscal year ending December 31, 2020. 3. To approve the adoption of Vericel Corporation's Mgmt For For Amended and Restated 2019 Omnibus Incentive Plan. 4. To approve, on an advisory basis, the compensation of Mgmt For For Vericel Corporation's named executive officers. -------------------------------------------------------------------------------------------------------------------------- VERINT SYSTEMS INC. Agenda Number: 935215079 -------------------------------------------------------------------------------------------------------------------------- Security: 92343X100 Meeting Type: Annual Ticker: VRNT Meeting Date: 18-Jun-2020 ISIN: US92343X1000 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Dan Bodner Mgmt For For John Egan Mgmt For For Stephen Gold Mgmt For For Penelope Herscher Mgmt For For William Kurtz Mgmt For For Andrew Miller Mgmt For For Richard Nottenburg Mgmt For For Howard Safir Mgmt For For Earl Shanks Mgmt For For Jason Wright Mgmt For For 2. To ratify the appointment of Deloitte & Touche LLP as Mgmt For For independent registered public accountants for the year ending January 31, 2021. 3. To approve, on a non-binding, advisory basis, the Mgmt For For compensation of the named executive officers as disclosed in the accompanying proxy statement. -------------------------------------------------------------------------------------------------------------------------- WATTS WATER TECHNOLOGIES, INC. Agenda Number: 935156768 -------------------------------------------------------------------------------------------------------------------------- Security: 942749102 Meeting Type: Annual Ticker: WTS Meeting Date: 13-May-2020 ISIN: US9427491025 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Christopher L. Conway Mgmt For For David A. Dunbar Mgmt For For Louise K. Goeser Mgmt For For Jes Munk Hansen Mgmt For For W. Craig Kissel Mgmt For For Joseph T. Noonan Mgmt For For Robert J. Pagano, Jr. Mgmt For For Merilee Raines Mgmt For For Joseph W. Reitmeier Mgmt For For 2. Advisory vote to approve named executive officer Mgmt For For compensation. 3. To ratify the appointment of KPMG LLP as our Mgmt For For independent registered public accounting firm for the fiscal year ending December 31, 2020. -------------------------------------------------------------------------------------------------------------------------- WEBSTER FINANCIAL CORPORATION Agenda Number: 935148913 -------------------------------------------------------------------------------------------------------------------------- Security: 947890109 Meeting Type: Annual Ticker: WBS Meeting Date: 23-Apr-2020 ISIN: US9478901096 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director to serve for one year term: Mgmt For For William L. Atwell 1B. Election of Director to serve for one year term: John Mgmt For For R. Ciulla 1C. Election of Director to serve for one year term: Mgmt For For Elizabeth E. Flynn 1D. Election of Director to serve for one year term: E. Mgmt For For Carol Hayles 1E. Election of Director to serve for one year term: Linda Mgmt For For H. Ianieri 1F. Election of Director to serve for one year term: Mgmt For For Laurence C. Morse 1G. Election of Director to serve for one year term: Karen Mgmt For For R. Osar 1H. Election of Director to serve for one year term: Mark Mgmt For For Pettie 1I. Election of Director to serve for one year term: Mgmt For For Lauren C. States 2. To approve, on a non-binding, advisory basis, the Mgmt For For compensation of the named executive officers of the Company (Proposal 2). 3. To ratify the appointment by the Board of Directors of Mgmt For For KPMG LLP as the independent registered public accounting firm of Webster Financial Corporation for the fiscal year ending December 31, 2020 (Proposal 3). -------------------------------------------------------------------------------------------------------------------------- WESTERN ALLIANCE BANCORPORATION Agenda Number: 935197269 -------------------------------------------------------------------------------------------------------------------------- Security: 957638109 Meeting Type: Annual Ticker: WAL Meeting Date: 11-Jun-2020 ISIN: US9576381092 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Bruce Beach Mgmt For For 1B. Election of Director: Juan Figuereo Mgmt For For 1C. Election of Director: Howard Gould Mgmt For For 1D. Election of Director: Steven Hilton Mgmt For For 1E. Election of Director: Marianne Boyd Johnson Mgmt For For 1F. Election of Director: Robert Latta Mgmt For For 1G. Election of Director: Todd Marshall Mgmt For For 1H. Election of Director: Adriane McFetridge Mgmt For For 1I. Election of Director: Michael Patriarca Mgmt For For 1J. Election of Director: Robert Sarver Mgmt For For 1K. Election of Director: Bryan Segedi Mgmt For For 1L. Election of Director: Donald Snyder Mgmt For For 1M. Election of Director: Sung Won Sohn, Ph.D. Mgmt For For 1N. Election of Director: Kenneth A. Vecchione Mgmt For For 2. Approve, on a non-binding advisory basis, executive Mgmt For For compensation. 3. Approve the amendment and restatement of the 2005 Mgmt For For Stock Incentive Plan to increase the number of shares of the Company's common stock available for issuance thereunder, extend the termination date of the plan to 2030 and make certain other changes. 4. Ratify the appointment of RSM US LLP as the Company's Mgmt For For independent auditor. -------------------------------------------------------------------------------------------------------------------------- WOODWARD, INC. Agenda Number: 935114897 -------------------------------------------------------------------------------------------------------------------------- Security: 980745103 Meeting Type: Annual Ticker: WWD Meeting Date: 29-Jan-2020 ISIN: US9807451037 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A Election of Director: Paul Donovan Mgmt For For 1B Election of Director: Mary L. Petrovich Mgmt For For 1C Election of Director: James R. Rulseh Mgmt For For 2. PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2020. 3. PROPOSAL FOR THE ADVISORY RESOLUTION REGARDING THE Mgmt For For COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. 4. PROPOSAL FOR THE APPROVAL OF AN AMENDMENT TO THE Mgmt For For AMENDED AND RESTATED WOODWARD, INC. 2017 OMNIBUS INCENTIVE PLAN. -------------------------------------------------------------------------------------------------------------------------- WSFS FINANCIAL CORPORATION Agenda Number: 935160705 -------------------------------------------------------------------------------------------------------------------------- Security: 929328102 Meeting Type: Annual Ticker: WSFS Meeting Date: 23-Apr-2020 ISIN: US9293281021 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Mr. E. I. du Pont# Mgmt For For Mr. David G. Turner# Mgmt For For Mr. Mark A. Turner* Mgmt For For 2. Ratification of the appointment of KPMG, LLP as the Mgmt For For independent registered public accounting firm for the fiscal year ending December 31, 2020. 3. Advisory (non-binding) vote to approve the Mgmt For For compensation of the Company's named executive officers. * Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant Touchstone Variable Series Trust
By (Signature and Title)* /s/ Jill T. McGruder
Jill T. McGruder, President
(principal executive officer)
Date August 24, 2020
* Print the name and title of each signing officer under his or her signature.