UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-08416
Touchstone Variable Series Trust
(Exact name of registrant as specified in charter)
303 Broadway, Suite 1100
Cincinnati, Ohio 45202-4203
(Address of principal executive offices) (Zip code)
Jill T. McGruder
303 Broadway, Suite 1100
Cincinnati, Ohio 45202-4203
(Name and address of agent for service)
Registrant’s telephone number, including area code: 800-638-8194
Date of fiscal year end: December 31
Date of reporting period: July 1, 2019 – June 30, 2020
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2019 TO JUNE 30, 2020
TVST Active Bond Fund
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The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
TVST Aggressive ETF Fund
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The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
TVST Balanced Fund
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AMAZON.COM, INC. Agenda Number: 935186305
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Security: 023135106 Meeting Type: Annual
Ticker: AMZN Meeting Date: 27-May-2020
ISIN: US0231351067
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of director: Jeffrey P. Bezos Mgmt For For
1B. Election of director: Rosalind G. Brewer Mgmt For For
1C. Election of director: Jamie S. Gorelick Mgmt For For
1D. Election of director: Daniel P. Huttenlocher Mgmt For For
1E. Election of director: Judith A. McGrath Mgmt For For
1F. Election of director: Indra K. Nooyi Mgmt For For
1G. Election of director: Jonathan J. Rubinstein Mgmt For For
1H. Election of director: Thomas O. Ryder Mgmt For For
1I. Election of director: Patricia Q. Stonesifer Mgmt For For
1J. Election of director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT AUDITORS
3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Mgmt For For
4. APPROVAL OF AMENDMENT TO RESTATED CERTIFICATE OF Mgmt For For
INCORPORATION TO LOWER STOCK OWNERSHIP THRESHOLD FOR
SHAREHOLDERS TO REQUEST A SPECIAL MEETING
5. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON EFFECTS OF Shr For Against
FOOD WASTE
6. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER Shr For Against
USE OF CERTAIN TECHNOLOGIES
7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON POTENTIAL Shr For Against
CUSTOMER MISUSE OF CERTAIN TECHNOLOGIES
8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON EFFORTS TO Shr For Against
RESTRICT CERTAIN PRODUCTS
9. SHAREHOLDER PROPOSAL REQUESTING A MANDATORY Shr Against For
INDEPENDENT BOARD CHAIR POLICY
10. SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE REPORT Shr Against For
ON GENDER/RACIAL PAY
11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CERTAIN Shr Against For
COMMUNITY IMPACTS
12. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON VIEWPOINT Shr Against For
DISCRIMINATION
13. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PROMOTION Shr Against For
DATA
14. SHAREHOLDER PROPOSAL REQUESTING AN ADDITIONAL Shr For Against
REDUCTION IN THRESHOLD FOR CALLING SPECIAL SHAREHOLDER
MEETINGS
15. SHAREHOLDER PROPOSAL REQUESTING A SPECIFIC SUPPLY Shr For Against
CHAIN REPORT FORMAT
16. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING Shr For Against
ON LOBBYING
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AMERISOURCEBERGEN CORPORATION Agenda Number: 935124379
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Security: 03073E105 Meeting Type: Annual
Ticker: ABC Meeting Date: 05-Mar-2020
ISIN: US03073E1055
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ornella Barra Mgmt For For
1B. Election of Director: Steven H. Collis Mgmt For For
1C. Election of Director: D. Mark Durcan Mgmt For For
1D. Election of Director: Richard W. Gochnauer Mgmt For For
1E. Election of Director: Lon R. Greenberg Mgmt For For
1F. Election of Director: Jane E. Henney, M.D. Mgmt For For
1G. Election of Director: Kathleen W. Hyle Mgmt For For
1H. Election of Director: Michael J. Long Mgmt For For
1I. Election of Director: Henry W. McGee Mgmt For For
1J. Election of Director: Dennis M. Nally Mgmt For For
2. Ratification of Ernst & Young LLP as the Company's Mgmt For For
independent registered public accounting firm for
fiscal year 2020.
3. Advisory vote to approve the compensation of named Mgmt For For
executive officers.
4. Stockholder proposal, if properly presented, to permit Shr For Against
stockholders to act by written consent.
5. Stockholder proposal, if properly presented, regarding Shr For Against
the use of a deferral period for certain compensation
of senior executives.
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APPLE INC. Agenda Number: 935121563
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Security: 037833100 Meeting Type: Annual
Ticker: AAPL Meeting Date: 26-Feb-2020
ISIN: US0378331005
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James Bell Mgmt For For
1B. Election of Director: Tim Cook Mgmt For For
1C. Election of Director: Al Gore Mgmt For For
1D. Election of Director: Andrea Jung Mgmt For For
1E. Election of Director: Art Levinson Mgmt For For
1F. Election of Director: Ron Sugar Mgmt For For
1G. Election of Director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Young LLP Mgmt For For
as Apple's independent registered public accounting
firm for 2020
3. Advisory vote to approve executive compensation Mgmt For For
4. A shareholder proposal entitled "Shareholder Proxy Shr For Against
Access Amendments"
5. A shareholder proposal relating to sustainability and Shr Against For
executive compensation
6. A shareholder proposal relating to policies on freedom Shr For Against
of expression
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AT&T INC. Agenda Number: 935138140
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Security: 00206R102 Meeting Type: Annual
Ticker: T Meeting Date: 24-Apr-2020
ISIN: US00206R1023
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Randall L. Stephenson Mgmt For For
1B. Election of Director: Samuel A. Di Piazza, Jr. Mgmt For For
1C. Election of Director: Richard W. Fisher Mgmt For For
1D. Election of Director: Scott T. Ford Mgmt For For
1E. Election of Director: Glenn H. Hutchins Mgmt For For
1F. Election of Director: William E. Kennard Mgmt For For
1G. Election of Director: Debra L. Lee Mgmt For For
1H. Election of Director: Stephen J. Luczo Mgmt For For
1I. Election of Director: Michael B. McCallister Mgmt For For
1J. Election of Director: Beth E. Mooney Mgmt For For
1K. Election of Director: Matthew K. Rose Mgmt For For
1L. Election of Director: Cynthia B. Taylor Mgmt For For
1M. Election of Director: Geoffrey Y. Yang Mgmt For For
2. Ratification of appointment of independent auditors. Mgmt For For
3. Advisory approval of executive compensation. Mgmt For For
4. Independent Board Chairman. Shr For Against
5. Employee Representative Director. Shr Against For
6. Improve Guiding Principles of Executive Compensation. Shr Against For
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AVNET,INC. Agenda Number: 935084602
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Security: 053807103 Meeting Type: Annual
Ticker: AVT Meeting Date: 19-Nov-2019
ISIN: US0538071038
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Rodney C. Adkins Mgmt For For
1B. Election of Director: William J. Amelio Mgmt For For
1C. Election of Director: Carlo Bozotti Mgmt For For
1D. Election of Director: Michael A. Bradley Mgmt For For
1E. Election of Director: Brenda L. Freeman Mgmt For For
1F. Election of Director: Jo Ann Jenkins Mgmt For For
1G. Election of Director: Oleg Khaykin Mgmt For For
1H. Election of Director: James A. Lawrence Mgmt For For
1I. Election of Director: Avid Modjtabai Mgmt For For
1J. Election of Director: Adalio T. Sanchez Mgmt For For
1K. Election of Director: William H. Schumann III Mgmt For For
2. Advisory vote on executive compensation. Mgmt For For
3. Ratification of appointment of KPMG LLP as the Mgmt For For
independent registered public accounting firm for the
fiscal year ending June 27, 2020.
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BANK OF AMERICA CORPORATION Agenda Number: 935139825
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Security: 060505104 Meeting Type: Annual
Ticker: BAC Meeting Date: 22-Apr-2020
ISIN: US0605051046
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sharon L. Allen Mgmt For For
1B. Election of Director: Susan S. Bies Mgmt For For
1C. Election of Director: Jack O. Bovender, Jr. Mgmt For For
1D. Election of Director: Frank P. Bramble, Sr. Mgmt For For
1E. Election of Director: Pierre J.P. de Weck Mgmt For For
1F. Election of Director: Arnold W. Donald Mgmt For For
1G. Election of Director: Linda P. Hudson Mgmt For For
1H. Election of Director: Monica C. Lozano Mgmt For For
1I. Election of Director: Thomas J. May Mgmt For For
1J. Election of Director: Brian T. Moynihan Mgmt For For
1K. Election of Director: Lionel L. Nowell III Mgmt For For
1L. Election of Director: Denise L. Ramos Mgmt For For
1M. Election of Director: Clayton S. Rose Mgmt For For
1N. Election of Director: Michael D. White Mgmt For For
1O. Election of Director: Thomas D. Woods Mgmt For For
1P. Election of Director: R. David Yost Mgmt For For
1Q. Election of Director: Maria T. Zuber Mgmt For For
2. Approving Our Executive Compensation (an Advisory, Mgmt For For
Non-binding "Say on Pay" Resolution).
3. Ratifying the Appointment of Our Independent Mgmt For For
Registered Public Accounting Firm for 2020.
4. Make Shareholder Proxy Access More Accessible. Shr For Against
5. Adopt a New Shareholder Right - Written Consent Shr For Against
6. Report Concerning Gender/Racial Pay Equity. Shr Against For
7. Review of Statement of the Purpose of a Corporation Shr Against For
and Report on Recommended Changes to Governance
Documents, Policies, and Practices.
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BERKSHIRE HATHAWAY INC. Agenda Number: 935144105
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Security: 084670702 Meeting Type: Annual
Ticker: BRKB Meeting Date: 02-May-2020
ISIN: US0846707026
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Warren E. Buffett Mgmt For For
Charles T. Munger Mgmt For For
Gregory E. Abel Mgmt For For
Howard G. Buffett Mgmt For For
Stephen B. Burke Mgmt For For
Kenneth I. Chenault Mgmt For For
Susan L. Decker Mgmt For For
David S. Gottesman Mgmt For For
Charlotte Guyman Mgmt For For
Ajit Jain Mgmt For For
Thomas S. Murphy Mgmt For For
Ronald L. Olson Mgmt For For
Walter Scott, Jr. Mgmt For For
Meryl B. Witmer Mgmt For For
2. Non-binding resolution to approve the compensation of Mgmt Against Against
the Company's Named Executive Officers, as described
in the 2020 Proxy Statement.
3. Non-binding resolution to determine the frequency Mgmt 1 Year Against
(whether annual, biennial or triennial) with which
shareholders of the Company shall be entitled to have
an advisory vote on executive compensation.
4. Shareholder proposal regarding diversity. Shr Against For
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BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 935151681
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Security: 110122108 Meeting Type: Annual
Ticker: BMY Meeting Date: 05-May-2020
ISIN: US1101221083
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Peter J. Arduini Mgmt For For
1B. Election of Director: Robert Bertolini Mgmt For For
1C. Election of Director: Michael W. Bonney Mgmt For For
1D. Election of Director: Giovanni Caforio, M.D. Mgmt For For
1E. Election of Director: Matthew W. Emmens Mgmt For For
1F. Election of Director: Julia A. Haller, M.D. Mgmt For For
1G. Election of Director: Dinesh C. Paliwal Mgmt For For
1H. Election of Director: Theodore R. Samuels Mgmt For For
1I. Election of Director: Vicki L. Sato, Ph.D. Mgmt For For
1J. Election of Director: Gerald L. Storch Mgmt For For
1K. Election of Director: Karen H. Vousden, Ph.D. Mgmt For For
1L. Election of Director: Phyllis R. Yale Mgmt For For
2. Advisory vote to approve the compensation of our Named Mgmt For For
Executive Officers.
3. Ratification of the appointment of an independent Mgmt For For
registered public accounting firm.
4. Shareholder Proposal on Separate Chair & CEO. Shr For Against
5. Shareholder Proposal on Shareholder Right to Act by Shr For Against
Written Consent.
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BROOKFIELD ASSET MANAGEMENT INC. Agenda Number: 935218025
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Security: 112585104 Meeting Type: Annual
Ticker: BAM Meeting Date: 12-Jun-2020
ISIN: CA1125851040
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
M. Elyse Allan Mgmt For For
Angela F. Braly Mgmt For For
Murilo Ferreira Mgmt For For
Janice Fukakusa Mgmt For For
Frank J. McKenna Mgmt For For
Rafael Miranda Mgmt For For
Seek Ngee Huat Mgmt For For
Diana L. Taylor Mgmt For For
2 The appointment of Deloitte LLP as the external Mgmt For For
auditor and authorizing the directors to set its
remuneration.
3 The Say on Pay Resolution set out in the Corporation's Mgmt For For
Management Information Circular dated April 27, 2020
(the "Circular").
4 The Shareholder Proposal One set out in the Circular. Shr Against For
5 The Shareholder Proposal Two set out in the Circular. Shr Against For
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CARNIVAL CORPORATION Agenda Number: 935131564
--------------------------------------------------------------------------------------------------------------------------
Security: 143658300 Meeting Type: Annual
Ticker: CCL Meeting Date: 06-Apr-2020
ISIN: PA1436583006
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To re-elect Micky Arison as a Director of Carnival Mgmt For For
Corporation and as a Director of Carnival plc.
2. To re-elect Sir Jonathon Band as a Director of Mgmt For For
Carnival Corporation and as a Director of Carnival
plc.
3. To re-elect Jason Glen Cahilly as a Director of Mgmt For For
Carnival Corporation and as a Director of Carnival
plc.
4. To re-elect Helen Deeble as a Director of Carnival Mgmt For For
Corporation and as a Director of Carnival plc.
5. To re-elect Arnold W. Donald as a Director of Carnival Mgmt For For
Corporation and as a Director of Carnival plc.
6. To re-elect Richard J. Glasier as a Director of Mgmt For For
Carnival Corporation and as a Director of Carnival
plc.
7. To re-elect Katie Lahey as a Director of Carnival Mgmt For For
Corporation and as a Director of Carnival plc.
8. To re-elect Sir John Parker as a Director of Carnival Mgmt For For
Corporation and as a Director of Carnival plc.
9. To re-elect Stuart Subotnick as a Director of Carnival Mgmt For For
Corporation and as a Director of Carnival plc.
10. To re-elect Laura Weil as a Director of Carnival Mgmt For For
Corporation and as a Director of Carnival plc.
11. To re-elect Randall J. Weisenburger as a Director of Mgmt For For
Carnival Corporation and as a Director of Carnival
plc.
12. To hold a (non-binding) advisory vote to approve Mgmt For For
executive compensation (in accordance with legal
requirements applicable to U.S. companies).
13. To hold a (non-binding) advisory vote to approve the Mgmt For For
Carnival plc Directors' Remuneration Report (other
than the Carnival plc Directors' Remuneration Policy
set out in Section B of Part II of the Carnival plc
Directors' Remuneration Report) (in accordance with
legal requirements applicable to UK Companies).
14. To approve the Carnival plc Directors' Remuneration Mgmt For For
Policy set out in the Section B of Part II of the
Carnival plc Directors' Remuneration Report (in
accordance with legal requirements applicable to UK
companies).
15. To re-appoint the UK firm of PricewaterhouseCoopers Mgmt For For
LLP as independent auditors for Carnival plc and to
ratify the selection of the U.S. firm of
PricewaterhouseCoopers LLP as the independent
registered public accounting firm for Carnival
Corporation.
16. To authorize the Audit Committee of Carnival plc to Mgmt For For
determine the remuneration of the independent auditors
of Carnival plc (in accordance with legal requirements
applicable to UK companies).
17. To receive the UK accounts and reports of the Mgmt For For
Directors and auditors of Carnival plc for the year
ended November 30, 2019 (in accordance with legal
requirements applicable to UK companies).
18. To approve the giving of authority for the allotment Mgmt For For
of new shares by Carnival plc (in accordance with
customary practice for UK companies).
19. To approve the disapplication of pre-emption rights in Mgmt For For
relation to the allotment of new shares by Carnival
plc (in accordance with customary practice for UK
companies).
20. To approve a general authority for Carnival plc to buy Mgmt For For
back Carnival plc ordinary shares in the open market
(in accordance with legal requirements applicable to
UK companies desiring to implement share buy back
programs).
21. To approve the Carnival Corporation 2020 Stock Plan. Mgmt For For
22. To approve the Carnival plc UK Employee Share Purchase Mgmt For For
Plan.
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CHARTER COMMUNICATIONS, INC. Agenda Number: 935146224
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Security: 16119P108 Meeting Type: Annual
Ticker: CHTR Meeting Date: 28-Apr-2020
ISIN: US16119P1084
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: W. Lance Conn Mgmt For For
1B. Election of Director: Kim C. Goodman Mgmt For For
1C. Election of Director: Craig A. Jacobson Mgmt For For
1D. Election of Director: Gregory B. Maffei Mgmt Against Against
1E. Election of Director: John D. Markley, Jr. Mgmt For For
1F. Election of Director: David C. Merritt Mgmt For For
1G. Election of Director: James E. Meyer Mgmt For For
1H. Election of Director: Steven A. Miron Mgmt Against Against
1I. Election of Director: Balan Nair Mgmt For For
1J. Election of Director: Michael A. Newhouse Mgmt For For
1K. Election of Director: Mauricio Ramos Mgmt For For
1L. Election of Director: Thomas M. Rutledge Mgmt For For
1M. Election of Director: Eric L. Zinterhofer Mgmt For For
2. Approval, on an advisory basis, of executive Mgmt For For
compensation
3. The ratification of the appointment of KPMG LLP as the Mgmt For For
Company's independent registered public accounting
firm for the year ended December 31, 2020
4. Stockholder proposal regarding our Chairman of the Shr For Against
Board and CEO roles
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COMCAST CORPORATION Agenda Number: 935190532
--------------------------------------------------------------------------------------------------------------------------
Security: 20030N101 Meeting Type: Annual
Ticker: CMCSA Meeting Date: 03-Jun-2020
ISIN: US20030N1019
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kenneth J. Bacon Mgmt For For
Madeline S. Bell Mgmt For For
Naomi M. Bergman Mgmt For For
Edward D. Breen Mgmt Withheld Against
Gerald L. Hassell Mgmt Withheld Against
Jeffrey A. Honickman Mgmt For For
Maritza G. Montiel Mgmt For For
Asuka Nakahara Mgmt For For
David C. Novak Mgmt Withheld Against
Brian L. Roberts Mgmt For For
2. Ratification of the appointment of our independent Mgmt For For
auditors
3. Approval of Amended 2003 Stock Option Plan Mgmt For For
4. Approval of Amended 2002 Restricted Stock Plan Mgmt For For
5. Advisory vote on executive compensation Mgmt Against Against
6. To provide a lobbying report Shr For Against
7. To require an independent board chairman Shr For Against
8. To conduct independent investigation and report on Shr Against For
risks posed by failing to prevent sexual harassment
--------------------------------------------------------------------------------------------------------------------------
DEERE & COMPANY Agenda Number: 935120876
--------------------------------------------------------------------------------------------------------------------------
Security: 244199105 Meeting Type: Annual
Ticker: DE Meeting Date: 26-Feb-2020
ISIN: US2441991054
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Samuel R. Allen Mgmt For For
1B. Election of Director: Alan C. Heuberger Mgmt For For
1C. Election of Director: Charles O. Holliday, Jr. Mgmt For For
1D. Election of Director: Dipak C. Jain Mgmt For For
1E. Election of Director: Michael O. Johanns Mgmt For For
1F. Election of Director: Clayton M. Jones Mgmt For For
1G. Election of Director: John C. May Mgmt For For
1H. Election of Director: Gregory R. Page Mgmt For For
1I. Election of Director: Sherry M. Smith Mgmt For For
1J. Election of Director: Dmitri L. Stockton Mgmt For For
1K. Election of Director: Sheila G. Talton Mgmt For For
2. Amendment to Deere's ByLaws to provide that courts Mgmt Against Against
located in Delaware will be the exclusive forum for
certain legal disputes
3. Advisory vote on executive compensation Mgmt For For
4. Approval of the John Deere 2020 Equity and Incentive Mgmt For For
Plan
5. Ratification of the appointment of Deloitte & Touche Mgmt For For
LLP as Deere's independent registered public
accounting firm for fiscal 2020
6. Shareholder Proposal - Adopt a Board Ideology Shr Against For
Disclosure Policy
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DUPONT DE NEMOURS INC Agenda Number: 935183981
--------------------------------------------------------------------------------------------------------------------------
Security: 26614N102 Meeting Type: Annual
Ticker: DD Meeting Date: 27-May-2020
ISIN: US26614N1028
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Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Amy G. Brady Mgmt For For
1B. Election of Director: Edward D. Breen Mgmt For For
1C. Election of Director: Ruby R. Chandy Mgmt For For
1D. Election of Director: Franklin K. Clyburn, Jr. Mgmt For For
1E. Election of Director: Terrence R. Curtin Mgmt For For
1F. Election of Director: Alexander M. Cutler Mgmt For For
1G. Election of Director: Eleuthère I. du Pont Mgmt For For
1H. Election of Director: Rajiv L. Gupta Mgmt For For
1I. Election of Director: Luther C. Kissam Mgmt For For
1J. Election of Director: Frederick M. Lowery Mgmt For For
1K. Election of Director: Raymond J. Milchovich Mgmt For For
1L. Election of Director: Steven M. Sterin Mgmt For For
2. Advisory Resolution to Approve Executive Compensation Mgmt For For
3. Approval of the DuPont 2020 Equity and Incentive Plan Mgmt For For
4. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting firm for 2020
5. Modification of Threshold for Calling Special Shr For Against
Stockholder Meetings
6. Employee Board Advisory Position Shr Against For
--------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda Number: 935176443
--------------------------------------------------------------------------------------------------------------------------
Security: 30231G102 Meeting Type: Annual
Ticker: XOM Meeting Date: 27-May-2020
ISIN: US30231G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Susan K. Avery Mgmt For For
1B. Election of Director: Angela F. Braly Mgmt For For
1C. Election of Director: Ursula M. Burns Mgmt For For
1D. Election of Director: Kenneth C. Frazier Mgmt For For
1E. Election of Director: Joseph L. Hooley Mgmt For For
1F. Election of Director: Steven A. Kandarian Mgmt For For
1G. Election of Director: Douglas R. Oberhelman Mgmt For For
1H. Election of Director: Samuel J. Palmisano Mgmt For For
1I. Election of Director: William C. Weldon Mgmt For For
1J. Election of Director: Darren W. Woods Mgmt For For
2. Ratification of Independent Auditors (page 29) Mgmt For For
3. Advisory Vote to Approve Executive Compensation (page Mgmt For For
30)
4. Independent Chairman (page 59) Shr Against For
5. Special Shareholder Meetings (page 61) Shr For Against
6. Report on Environmental Expenditures (page 62) Shr Against For
7. Report on Risks of Petrochemical Investments (page 64) Shr Against For
8. Report on Political Contributions (page 66) Shr For Against
9. Report on Lobbying (page 67) Shr For Against
--------------------------------------------------------------------------------------------------------------------------
FACEBOOK, INC. Agenda Number: 935178221
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102 Meeting Type: Annual
Ticker: FB Meeting Date: 27-May-2020
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peggy Alford Mgmt For For
Marc L. Andreessen Mgmt Withheld Against
Andrew W. Houston Mgmt For For
Nancy Killefer Mgmt For For
Robert M. Kimmitt Mgmt For For
Sheryl K. Sandberg Mgmt For For
Peter A. Thiel Mgmt Withheld Against
Tracey T. Travis Mgmt For For
Mark Zuckerberg Mgmt For For
2. To ratify the appointment of Ernst & Young LLP as Mgmt For For
Facebook, Inc.'s independent registered public
accounting firm for the fiscal year ending December
31, 2020.
3. To approve the director compensation policy. Mgmt Against Against
4. A stockholder proposal regarding change in stockholder Shr For Against
voting.
5. A stockholder proposal regarding an independent chair. Shr For Against
6. A stockholder proposal regarding majority voting for Shr For Against
directors.
7. A stockholder proposal regarding political Shr For Against
advertising.
8. A stockholder proposal regarding human/civil rights Shr Against For
expert on board.
9. A stockholder proposal regarding report on civil and Shr Against For
human rights risks.
10. A stockholder proposal regarding child exploitation. Shr For Against
11. A stockholder proposal regarding median gender/racial Shr Against For
pay gap.
--------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY Agenda Number: 935149369
--------------------------------------------------------------------------------------------------------------------------
Security: 369604103 Meeting Type: Annual
Ticker: GE Meeting Date: 05-May-2020
ISIN: US3696041033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Election of Director: Sébastien Bazin Mgmt For For
2. Election of Director: Ashton Carter Mgmt For For
3. Election of Director: H. Lawrence Culp, Jr. Mgmt For For
4. Election of Director: Francisco D'Souza Mgmt For For
5. Election of Director: Edward Garden Mgmt For For
6. Election of Director: Thomas Horton Mgmt For For
7. Election of Director: Risa Lavizzo-Mourey Mgmt For For
8. Election of Director: Catherine Lesjak Mgmt For For
9. Election of Director: Paula Rosput Reynolds Mgmt For For
10. Election of Director: Leslie Seidman Mgmt For For
11. Election of Director: James Tisch Mgmt For For
12. Advisory Approval of Our Named Executives' Mgmt Against Against
Compensation
13. Ratification of KPMG as Independent Auditor for 2020 Mgmt For For
14. Require the Chairman of the Board to be Independent Shr For Against
--------------------------------------------------------------------------------------------------------------------------
HUBBELL INCORPORATED Agenda Number: 935154790
--------------------------------------------------------------------------------------------------------------------------
Security: 443510607 Meeting Type: Annual
Ticker: HUBB Meeting Date: 05-May-2020
ISIN: US4435106079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Carlos M. Cardoso Mgmt For For
Anthony J. Guzzi Mgmt For For
Neal J. Keating Mgmt For For
Bonnie C. Lind Mgmt For For
John F. Malloy Mgmt For For
David G. Nord Mgmt For For
John G. Russell Mgmt For For
Steven R. Shawley Mgmt For For
2. To approve, by non-binding vote, the compensation of Mgmt For For
our named executive officers as presented in the 2020
Proxy Statement.
3. To ratify the selection of PricewaterhouseCoopers LLP Mgmt For For
as our independent registered public accounting firm
for the year 2020.
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP. Agenda Number: 935137782
--------------------------------------------------------------------------------------------------------------------------
Security: 459200101 Meeting Type: Annual
Ticker: IBM Meeting Date: 28-Apr-2020
ISIN: US4592001014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas Buberl Mgmt For For
1B. Election of Director: Michael L. Eskew Mgmt For For
1C. Election of Director: David N. Farr Mgmt For For
1D. Election of Director: Alex Gorsky Mgmt For For
1E. Election of Director: Michelle J. Howard Mgmt For For
1F. Election of Director: Arvind Krishna Mgmt For For
1G. Election of Director: Andrew N. Liveris Mgmt For For
1H. Election of Director: F. William McNabb III Mgmt For For
1I. Election of Director: Martha E. Pollack Mgmt For For
1J. Election of Director: Virginia M. Rometty Mgmt For For
1K. Election of Director: Joseph R. Swedish Mgmt For For
1L. Election of Director: Sidney Taurel Mgmt For For
1M. Election of Director: Peter R. Voser Mgmt For For
1N. Election of Director: Frederick H. Waddell Mgmt For For
2. Ratification of Appointment of Independent Registered Mgmt For For
Public Accounting Firm.
3. Advisory Vote on Executive Compensation. Mgmt For For
4. Stockholder Proposal on Shareholder Right to Remove Shr For Against
Directors.
5. Stockholder Proposal on the Right to Act by Written Shr For Against
Consent.
6. Stockholder Proposal to Have an Independent Board Shr For Against
Chairman.
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 935137934
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104 Meeting Type: Annual
Ticker: JNJ Meeting Date: 23-Apr-2020
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mary C. Beckerle Mgmt For For
1B. Election Of Director: D. Scott Davis Mgmt For For
1C. Election of Director: Ian E. L. Davis Mgmt For For
1D. Election of Director: Jennifer A. Doudna Mgmt For For
1E. Election of Director: Alex Gorsky Mgmt For For
1F. Election of Director: Marillyn A. Hewson Mgmt For For
1G. Election of Director: Hubert Joly Mgmt For For
1H. Election of Director: Mark B. McClellan Mgmt For For
1I. Election of Director: Anne M. Mulcahy Mgmt For For
1J. Election of Director: Charles Prince Mgmt For For
1K. Election of Director: A. Eugene Washington Mgmt For For
1L. Election of Director: Mark A. Weinberger Mgmt For For
1M. Election of Director: Ronald A. Williams Mgmt For For
2. Advisory Vote to Approve Named Executive Officer Mgmt For For
Compensation.
3. Ratification of Appointment of PricewaterhouseCoopers Mgmt For For
LLP as the Independent Registered Public Accounting
Firm for 2020.
4. Amendment to the Restated Certificate of Incorporation Mgmt For For
to Permit Removal of Directors Without Cause.
5. Independent Board Chair Shr For Against
6. Report on Governance of Opioids-Related Risks Shr For Against
--------------------------------------------------------------------------------------------------------------------------
JONES LANG LASALLE INCORPORATED Agenda Number: 935178358
--------------------------------------------------------------------------------------------------------------------------
Security: 48020Q107 Meeting Type: Annual
Ticker: JLL Meeting Date: 28-May-2020
ISIN: US48020Q1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Hugo Bagué Mgmt For For
1B. Election of Director: Matthew Carter, Jr. Mgmt For For
1C. Election of Director: Samuel A. Di Piazza, Jr. Mgmt For For
1D. Election of Director: Ming Lu Mgmt For For
1E. Election of Director: Bridget Macaskill Mgmt For For
1F. Election of Director: Deborah H. McAneny Mgmt For For
1G. Election of Director: Siddharth N. Mehta Mgmt For For
1H. Election of Director: Martin H. Nesbitt Mgmt For For
1I. Election of Director: Jeetendra I. Patel Mgmt For For
1J. Election of Director: Sheila A. Penrose Mgmt For For
1K. Election of Director: Ann Marie Petach Mgmt For For
1L. Election of Director: Christian Ulbrich Mgmt For For
2. Non-binding, advisory "say-on-pay" vote approving Mgmt For For
executive compensation
3. Ratification of Appointment of Independent Registered Mgmt For For
Public Accounting Firm
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 935092849
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104 Meeting Type: Annual
Ticker: MSFT Meeting Date: 04-Dec-2019
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William H. Gates III Mgmt For For
1B. Election of Director: Reid G. Hoffman Mgmt For For
1C. Election of Director: Hugh F. Johnston Mgmt For For
1D. Election of Director: Teri L. List-Stoll Mgmt For For
1E. Election of Director: Satya Nadella Mgmt For For
1F. Election of Director: Sandra E. Peterson Mgmt For For
1G. Election of Director: Penny S. Pritzker Mgmt For For
1H. Election of Director: Charles W. Scharf Mgmt For For
1I. Election of Director: Arne M. Sorenson Mgmt For For
1J. Election of Director: John W. Stanton Mgmt For For
1K. Election of Director: John W. Thompson Mgmt For For
1L. Election of Director: Emma Walmsley Mgmt For For
1M. Election of Director: Padmasree Warrior Mgmt For For
2. Advisory vote to approve named executive officer Mgmt Against Against
compensation
3. Ratification of Deloitte & Touche LLP as our Mgmt For For
independent auditor for fiscal year 2020
4. Shareholder Proposal - Report on Employee Shr Against For
Representation on Board of Directors
5. Shareholder Proposal - Report on Gender Pay Gap Shr For Against
--------------------------------------------------------------------------------------------------------------------------
MONSTER BEVERAGE CORPORATION Agenda Number: 935189527
--------------------------------------------------------------------------------------------------------------------------
Security: 61174X109 Meeting Type: Annual
Ticker: MNST Meeting Date: 03-Jun-2020
ISIN: US61174X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rodney C. Sacks Mgmt For For
Hilton H. Schlosberg Mgmt For For
Mark J. Hall Mgmt For For
Kathleen E. Ciaramello Mgmt For For
Gary P. Fayard Mgmt For For
Jeanne P. Jackson Mgmt For For
Steven G. Pizula Mgmt For For
Benjamin M. Polk Mgmt For For
Sydney Selati Mgmt For For
Mark S. Vidergauz Mgmt For For
2. Proposal to ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the independent registered public
accounting firm of the Company for the fiscal year
ending December 31, 2020.
3. Proposal to approve, on a non-binding, advisory basis, Mgmt For For
the compensation of the Company's named executive
officers.
4. Proposal to approve the Monster Beverage Corporation Mgmt For For
2020 Omnibus Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
NETFLIX, INC. Agenda Number: 935188412
--------------------------------------------------------------------------------------------------------------------------
Security: 64110L106 Meeting Type: Annual
Ticker: NFLX Meeting Date: 04-Jun-2020
ISIN: US64110L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director: Reed Hastings Mgmt Abstain Against
1B. Election of Class III Director: Jay C. Hoag Mgmt Abstain Against
1C. Election of Class III Director: Mathias Döpfner Mgmt Abstain Against
2. To ratify the appointment of Ernst & Young LLP as the Mgmt For For
Company's independent registered public accounting
firm for the year ending December 31, 2020.
3. Advisory approval of the Company's executive officer Mgmt Against Against
compensation.
4. Approval of the Netflix, Inc. 2020 Stock Plan. Mgmt For For
5. Stockholder proposal regarding political disclosures, Shr For Against
if properly presented at the meeting.
6. Stockholder proposal for simple majority vote, if Shr For Against
properly presented at the meeting.
7. Stockholder proposal for EEO policy risk report, if Shr Against For
properly presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG Agenda Number: 935128884
--------------------------------------------------------------------------------------------------------------------------
Security: 66987V109 Meeting Type: Annual
Ticker: NVS Meeting Date: 28-Feb-2020
ISIN: US66987V1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the Operating and Financial Review of Mgmt For For
Novartis AG, the Financial Statements of Novartis AG
and the Group Consolidated Financial Statements for
the 2019 Financial Year.
2. Discharge from Liability of the Members of the Board Mgmt For For
of Directors and the Executive Committee.
3. Appropriation of Available Earnings of Novartis AG as Mgmt For For
per Balance Sheet and Declaration of Dividend for
2019.
4. Reduction of Share Capital. Mgmt For For
5A. Binding Vote on the Maximum Aggregate Amount of Mgmt For For
Compensation for the Board of Directors from the 2020
Annual General Meeting to the 2021 Annual General
Meeting.
5B. Binding Vote on the Maximum Aggregate Amount of Mgmt For For
Compensation for the Executive Committee for the
Financial Year 2021.
5C. Advisory Vote on the 2019 Compensation Report. Mgmt For For
6A. Re-election of the Chairman and the Member of the Mgmt For For
Board of Director: Joerg Reinhardt
6B. Re-election of the Member of the Board of Director: Mgmt For For
Nancy C. Andrews
6C. Re-election of the Member of the Board of Director: Mgmt For For
Ton Buechner
6D. Re-election of the Member of the Board of Director: Mgmt For For
Patrice Bula
6E. Re-election of the Member of the Board of Director: Mgmt For For
Srikant Datar
6F. Re-election of the Member of the Board of Director: Mgmt For For
Elizabeth Doherty
6G. Re-election of the Member of the Board of Director: Mgmt For For
Ann Fudge
6H. Re-election of the Member of the Board of Director: Mgmt For For
Frans van Houten
6I. Re-election of the Member of the Board of Director: Mgmt For For
Andreas von Planta
6J. Re-election of the Member of the Board of Director: Mgmt For For
Charles L. Sawyers
6K. Re-election of the Member of the Board of Director: Mgmt For For
Enrico Vanni
6L. Re-election of the Member of the Board of Director: Mgmt For For
William T. Winters
6M. Election of new Member of the Board of Director: Mgmt For For
Bridgette Heller
6N. Election of new Member of the Board of Director: Simon Mgmt For For
Moroney
7A. Re-election to the Compensation Committee: Patrice Mgmt For For
Bula
7B. Re-election to the Compensation Committee: Srikant Mgmt For For
Datar
7C. Re-election to the Compensation Committee: Enrico Mgmt For For
Vanni
7D. Re-election to the Compensation Committee: William T. Mgmt For For
Winters
7E. Election of new Member to the Compensation Committee: Mgmt For For
Bridgette Heller
8. Re-election of the Statutory Auditor. Mgmt For For
9. Re-election of the Independent Proxy. Mgmt For For
10. General instructions in case of alternative motions Mgmt Against Against
under the agenda items published in the Notice of
Annual General Meeting, and/or of motions relating to
additional agenda items according to Article 700
paragraph 3 of the Swiss Code of Obligations.
--------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION Agenda Number: 935087165
--------------------------------------------------------------------------------------------------------------------------
Security: 68389X105 Meeting Type: Annual
Ticker: ORCL Meeting Date: 19-Nov-2019
ISIN: US68389X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeffrey S. Berg Mgmt Withheld Against
Michael J. Boskin Mgmt For For
Safra A. Catz Mgmt For For
Bruce R. Chizen Mgmt Withheld Against
George H. Conrades Mgmt Withheld Against
Lawrence J. Ellison Mgmt For For
Rona A. Fairhead Mgmt For For
Hector Garcia-Molina Mgmt Withheld Against
Jeffrey O. Henley Mgmt For For
Mark V. Hurd Mgmt Withheld Against
Renée J. James Mgmt For For
Charles W. Moorman IV Mgmt Withheld Against
Leon E. Panetta Mgmt Withheld Against
William G. Parrett Mgmt For For
Naomi O. Seligman Mgmt Withheld Against
2. Advisory Vote to Approve the Compensation of the Named Mgmt Against Against
Executive Officers.
3. Ratification of the Selection of Ernst & Young LLP as Mgmt For For
Independent Registered Public Accounting Firm for
Fiscal Year 2020.
4. Stockholder Proposal Regarding Pay Equity Report. Shr For Against
5. Stockholder Proposal Regarding Independent Board Shr For Against
Chair.
--------------------------------------------------------------------------------------------------------------------------
SALESFORCE.COM, INC. Agenda Number: 935202402
--------------------------------------------------------------------------------------------------------------------------
Security: 79466L302 Meeting Type: Annual
Ticker: CRM Meeting Date: 11-Jun-2020
ISIN: US79466L3024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Marc Benioff Mgmt For For
1B. Election of Director: Craig Conway Mgmt For For
1C. Election of Director: Parker Harris Mgmt For For
1D. Election of Director: Alan Hassenfeld Mgmt For For
1E. Election of Director: Neelie Kroes Mgmt For For
1F. Election of Director: Colin Powell Mgmt For For
1G. Election of Director: Sanford Robertson Mgmt For For
1H. Election of Director: John V. Roos Mgmt For For
1I. Election of Director: Robin Washington Mgmt For For
1J. Election of Director: Maynard Webb Mgmt For For
1K. Election of Director: Susan Wojcicki Mgmt For For
2. Amendment and restatement of our 2013 Equity Incentive Mgmt For For
Plan.
3. Amendment and restatement of our 2004 Employee Stock Mgmt For For
Purchase Plan.
4. Ratification of the appointment of Ernst & Young LLP Mgmt For For
as our independent registered public accounting firm
for the fiscal year ending January 31, 2021.
5. An advisory vote to approve the fiscal 2020 Mgmt For For
compensation of our named executive officers.
6. A stockholder proposal requesting the ability of Shr For Against
stockholders to act by written consent, if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 935131021
--------------------------------------------------------------------------------------------------------------------------
Security: 806857108 Meeting Type: Annual
Ticker: SLB Meeting Date: 01-Apr-2020
ISIN: AN8068571086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Patrick de La Chevardière Mgmt For For
1B. Election of Director: Miguel M. Galuccio Mgmt For For
1C. Election of Director: Olivier Le Peuch Mgmt For For
1D. Election of Director: Tatiana A. Mitrova Mgmt For For
1E. Election of Director: Lubna S. Olayan Mgmt For For
1F. Election of Director: Mark G. Papa Mgmt For For
1G. Election of Director: Leo Rafael Reif Mgmt For For
1H. Election of Director: Henri Seydoux Mgmt For For
1I. Election of Director: Jeff W. Sheets Mgmt For For
2. Approval of the advisory resolution to approve our Mgmt For For
executive compensation.
3. Approval of our consolidated balance sheet as of Mgmt For For
December 31, 2019; our consolidated statement of
income for the year ended December 31, 2019; and our
Board of Directors' declarations of dividends in 2019,
as reflected in our 2019 Annual Report to
Stockholders.
4. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our independent auditors
for 2020.
--------------------------------------------------------------------------------------------------------------------------
SIGNATURE BANK Agenda Number: 935138506
--------------------------------------------------------------------------------------------------------------------------
Security: 82669G104 Meeting Type: Annual
Ticker: SBNY Meeting Date: 22-Apr-2020
ISIN: US82669G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Joseph J. DePaolo Mgmt For For
1B. Election of Director: Barney Frank Mgmt For For
1C. Election of Director: Scott A. Shay Mgmt For For
2. To ratify the appointment of KPMG LLP, an independent Mgmt For For
registered public accounting firm, as the independent
auditors for the year ending December 31, 2020.
3. Advisory vote on executive compensation. Mgmt For For
4. Approval of the Bank's share repurchase plan. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 935147757
--------------------------------------------------------------------------------------------------------------------------
Security: 38141G104 Meeting Type: Annual
Ticker: GS Meeting Date: 30-Apr-2020
ISIN: US38141G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: M. Michele Burns Mgmt For For
1B. Election of Director: Drew G. Faust Mgmt For For
1C. Election of Director: Mark A. Flaherty Mgmt For For
1D. Election of Director: Ellen J. Kullman Mgmt For For
1E. Election of Director: Lakshmi N. Mittal Mgmt For For
1F. Election of Director: Adebayo O. Ogunlesi Mgmt For For
1G. Election of Director: Peter Oppenheimer Mgmt For For
1H. Election of Director: David M. Solomon Mgmt For For
1I. Election of Director: Jan E. Tighe Mgmt For For
1J. Election of Director: David A. Viniar Mgmt For For
1K. Election of Director: Mark O. Winkelman Mgmt For For
2. Advisory Vote to Approve Executive Compensation (Say Mgmt Against Against
on Pay).
3. Ratification of PricewaterhouseCoopers LLP as our Mgmt For For
Independent Registered Public Accounting Firm for
2020.
4. Shareholder Proposal Regarding Right to Act by Written Shr For Against
Consent.
5. Shareholder Proposal Regarding Board Oversight of the Shr Against For
"Statement on the Purpose of a Corporation".
--------------------------------------------------------------------------------------------------------------------------
THE J. M. SMUCKER COMPANY Agenda Number: 935056920
--------------------------------------------------------------------------------------------------------------------------
Security: 832696405 Meeting Type: Annual
Ticker: SJM Meeting Date: 14-Aug-2019
ISIN: US8326964058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director for a term expire in 2020: Mgmt For For
Kathryn W. Dindo
1b. Election of Director for a term expire in 2020: Paul Mgmt For For
J. Dolan
1c. Election of Director for a term expire in 2020: Jay L. Mgmt For For
Henderson
1d. Election of Director for a term expire in 2020: Gary Mgmt For For
A. Oatey
1e. Election of Director for a term expire in 2020: Kirk Mgmt For For
L. Perry
1f. Election of Director for a term expire in 2020: Sandra Mgmt For For
Pianalto
1g. Election of Director for a term expire in 2020: Nancy Mgmt For For
Lopez Russell
1h. Election of Director for a term expire in 2020: Alex Mgmt For For
Shumate
1i. Election of Director for a term expire in 2020: Mark Mgmt For For
T. Smucker
1j. Election of Director for a term expire in 2020: Mgmt For For
Richard K. Smucker
1k. Election of Director for a term expire in 2020: Mgmt For For
Timothy P. Smucker
1l. Election of Director for a term expire in 2020: Dawn Mgmt For For
C. Willoughby
2. Ratification of appointment of Ernst & Young LLP as Mgmt For For
the Company's Independent Registered Public Accounting
Firm for the 2020 fiscal year.
3. Advisory approval of the Company's executive Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 935125648
--------------------------------------------------------------------------------------------------------------------------
Security: 254687106 Meeting Type: Annual
Ticker: DIS Meeting Date: 11-Mar-2020
ISIN: US2546871060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Susan E. Arnold Mgmt For For
1B. Election of Director: Mary T. Barra Mgmt For For
1C. Election of Director: Safra A. Catz Mgmt For For
1D. Election of Director: Francis A. deSouza Mgmt For For
1E. Election of Director: Michael B.G. Froman Mgmt For For
1F. Election of Director: Robert A. Iger Mgmt For For
1G. Election of Director: Maria Elena Lagomasino Mgmt For For
1H. Election of Director: Mark G. Parker Mgmt For For
1I. Election of Director: Derica W. Rice Mgmt For For
2. To ratify the appointment of PricewaterhouseCoopers Mgmt For For
LLP as the Company's registered public accountants for
fiscal 2020.
3. To approve the advisory resolution on executive Mgmt Against Against
compensation.
4. To approve an amendment to the Company's Amended and Mgmt For For
Restated 2011 Stock Incentive Plan.
5. Shareholder proposal requesting an annual report Shr For Against
disclosing information regarding the Company's
lobbying policies and activities.
--------------------------------------------------------------------------------------------------------------------------
UNION PACIFIC CORPORATION Agenda Number: 935158407
--------------------------------------------------------------------------------------------------------------------------
Security: 907818108 Meeting Type: Annual
Ticker: UNP Meeting Date: 14-May-2020
ISIN: US9078181081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Andrew H. Card Jr. Mgmt For For
1B. Election of Director: William J. DeLaney Mgmt For For
1C. Election of Director: David B. Dillon Mgmt For For
1D. Election of Director: Lance M. Fritz Mgmt For For
1E. Election of Director: Deborah C. Hopkins Mgmt For For
1F. Election of Director: Jane H. Lute Mgmt For For
1G. Election of Director: Michael R. McCarthy Mgmt For For
1H. Election of Director: Thomas F. McLarty III Mgmt For For
1I. Election of Director: Bhavesh V. Patel Mgmt For For
1J. Election of Director: Jose H. Villarreal Mgmt For For
1K. Election of Director: Christopher J. Williams Mgmt For For
2. Ratification of the appointment of Deloitte & Touche Mgmt For For
LLP as the independent registered public accounting
firm of the Company for 2020.
3. An advisory vote to approve executive compensation Mgmt For For
("Say on Pay").
4. Shareholder proposal regarding Independent Chairman if Shr Against For
properly presented at the Annual Meeting.
5. Shareholder proposal regarding Climate Assessment Shr Against For
Report if properly presented at the Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION Agenda Number: 935080628
--------------------------------------------------------------------------------------------------------------------------
Security: 913017109 Meeting Type: Special
Ticker: UTX Meeting Date: 11-Oct-2019
ISIN: US9130171096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the issuance of UTC common stock, par value Mgmt For For
$1.00 per share, to Raytheon stockholders in
connection with the merger contemplated by the
Agreement and Plan of Merger, dated as of June 9,
2019, by and among United Technologies Corporation,
Light Merger Sub Corp. and Raytheon Company (the "UTC
share issuance proposal").
2. Approve the adjournment of the UTC special meeting to Mgmt For For
a later date or dates, if necessary or appropriate, to
solicit additional proxies in the event there are not
sufficient votes at the time of the UTC special
meeting to approve the UTC share issuance proposal.
--------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION Agenda Number: 935142707
--------------------------------------------------------------------------------------------------------------------------
Security: 913017109 Meeting Type: Annual
Ticker: UTX Meeting Date: 27-Apr-2020
ISIN: US9130171096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lloyd J. Austin III Mgmt For For
1B. Election of Director: Gregory J. Hayes Mgmt For For
1C. Election of Director: Marshall O. Larsen Mgmt For For
1D. Election of Director: Robert K. (Kelly) Ortberg Mgmt For For
1E. Election of Director: Margaret L. O'Sullivan Mgmt For For
1F. Election of Director: Denise L. Ramos Mgmt For For
1G. Election of Director: Fredric G. Reynolds Mgmt For For
1H. Election of Director: Brian C. Rogers Mgmt For For
2. Advisory Vote to Approve Executive Compensation. Mgmt For For
3. Appoint PricewaterhouseCoopers LLP to Serve as Mgmt For For
Independent Auditor for 2020.
4. Shareowner Proposal regarding a Simple Majority Vote Shr For
Requirement.
5. Shareowner Proposal to Create a Committee to Prepare a Shr Against For
Report regarding the Impact of Plant Closure on
Communities and Alternatives to Help Mitigate the
Effects.
--------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 935188931
--------------------------------------------------------------------------------------------------------------------------
Security: 91324P102 Meeting Type: Annual
Ticker: UNH Meeting Date: 01-Jun-2020
ISIN: US91324P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard T. Burke Mgmt For For
1B. Election of Director: Timothy P. Flynn Mgmt For For
1C. Election of Director: Stephen J. Hemsley Mgmt For For
1D. Election of Director: Michele J. Hooper Mgmt For For
1E. Election of Director: F. William McNabb III Mgmt For For
1F. Election of Director: Valerie C. Montgomery Rice, M.D. Mgmt For For
1G. Election of Director: John H. Noseworthy, M.D. Mgmt For For
1H. Election of Director: Glenn M. Renwick Mgmt For For
1I. Election of Director: David S. Wichmann Mgmt For For
1J. Election of Director: Gail R. Wilensky, Ph.D. Mgmt For For
2. Advisory approval of the Company's executive Mgmt For For
compensation.
3. Ratification of the appointment of Deloitte & Touche Mgmt For For
LLP as the independent registered public accounting
firm for the Company for the year ending December 31,
2020.
4. Approval of the UnitedHealth Group 2020 Stock Mgmt For For
Incentive Plan.
5. If properly presented at the 2020 Annual Meeting of Shr Against For
Shareholders, the shareholder proposal set forth in
the proxy statement requesting any material amendment
to the Company's Bylaws be subject to a non-binding
shareholder vote.
--------------------------------------------------------------------------------------------------------------------------
WORKDAY, INC. Agenda Number: 935187434
--------------------------------------------------------------------------------------------------------------------------
Security: 98138H101 Meeting Type: Annual
Ticker: WDAY Meeting Date: 09-Jun-2020
ISIN: US98138H1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael C. Bush Mgmt For For
Christa Davies Mgmt For For
Michael A. Stankey Mgmt For For
George J. Still, Jr. Mgmt For For
2. To ratify the appointment of Ernst & Young LLP as Mgmt For For
Workday's independent registered public accounting
firm for the fiscal year ending January 31, 2021.
3. Advisory vote on named executive officer compensation. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
YUM CHINA HOLDINGS, INC. Agenda Number: 935156617
--------------------------------------------------------------------------------------------------------------------------
Security: 98850P109 Meeting Type: Annual
Ticker: YUMC Meeting Date: 08-May-2020
ISIN: US98850P1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Fred Hu Mgmt For For
1B. Election of Director: Joey Wat Mgmt For For
1C. Election of Director: Peter A. Bassi Mgmt For For
1D. Election of Director: Christian L. Campbell Mgmt For For
1E. Election of Director: Ed Yiu-Cheong Chan Mgmt For For
1F. Election of Director: Edouard Ettedgui Mgmt For For
1G. Election of Director: Cyril Han Mgmt For For
1H. Election of Director: Louis T. Hsieh Mgmt For For
1I. Election of Director: Ruby Lu Mgmt For For
1J. Election of Director: Zili Shao Mgmt For For
1K. Election of Director: William Wang Mgmt For For
2. Ratification of Independent Auditor. Mgmt For For
3. Advisory Vote to Approve Executive Compensation. Mgmt For For
TVST Bond Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
TVST Common Stock Fund
--------------------------------------------------------------------------------------------------------------------------
ALIBABA GROUP HOLDING LIMITED Agenda Number: 935052302
--------------------------------------------------------------------------------------------------------------------------
Security: 01609W102 Meeting Type: Annual
Ticker: BABA Meeting Date: 15-Jul-2019
ISIN: US01609W1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Effect an increase in the number of authorized Mgmt For For
Ordinary Shares to 32,000,000,000 and effect a
one-to-eight share subdivision of the Company's
Ordinary Shares.
2.1 Election of Director for a three year term: DANIEL Mgmt Against Against
ZHANG
2.2 Election of Director for a three year term: CHEE HWA Mgmt For For
TUNG
2.3 Election of Director for a three year term: JERRY YANG Mgmt For For
2.4 Election of Director for a three year term: WAN LING Mgmt For For
MARTELLO
3. Ratify the appointment of PricewaterhouseCoopers as Mgmt For For
the independent registered public accounting firm of
the Company.
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 935186305
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106 Meeting Type: Annual
Ticker: AMZN Meeting Date: 27-May-2020
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of director: Jeffrey P. Bezos Mgmt For For
1B. Election of director: Rosalind G. Brewer Mgmt For For
1C. Election of director: Jamie S. Gorelick Mgmt For For
1D. Election of director: Daniel P. Huttenlocher Mgmt For For
1E. Election of director: Judith A. McGrath Mgmt For For
1F. Election of director: Indra K. Nooyi Mgmt For For
1G. Election of director: Jonathan J. Rubinstein Mgmt For For
1H. Election of director: Thomas O. Ryder Mgmt For For
1I. Election of director: Patricia Q. Stonesifer Mgmt For For
1J. Election of director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT AUDITORS
3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Mgmt For For
4. APPROVAL OF AMENDMENT TO RESTATED CERTIFICATE OF Mgmt For For
INCORPORATION TO LOWER STOCK OWNERSHIP THRESHOLD FOR
SHAREHOLDERS TO REQUEST A SPECIAL MEETING
5. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON EFFECTS OF Shr For Against
FOOD WASTE
6. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER Shr For Against
USE OF CERTAIN TECHNOLOGIES
7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON POTENTIAL Shr For Against
CUSTOMER MISUSE OF CERTAIN TECHNOLOGIES
8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON EFFORTS TO Shr For Against
RESTRICT CERTAIN PRODUCTS
9. SHAREHOLDER PROPOSAL REQUESTING A MANDATORY Shr Against For
INDEPENDENT BOARD CHAIR POLICY
10. SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE REPORT Shr Against For
ON GENDER/RACIAL PAY
11. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CERTAIN Shr Against For
COMMUNITY IMPACTS
12. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON VIEWPOINT Shr Against For
DISCRIMINATION
13. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PROMOTION Shr Against For
DATA
14. SHAREHOLDER PROPOSAL REQUESTING AN ADDITIONAL Shr For Against
REDUCTION IN THRESHOLD FOR CALLING SPECIAL SHAREHOLDER
MEETINGS
15. SHAREHOLDER PROPOSAL REQUESTING A SPECIFIC SUPPLY Shr For Against
CHAIN REPORT FORMAT
16. SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING Shr For Against
ON LOBBYING
--------------------------------------------------------------------------------------------------------------------------
AMERISOURCEBERGEN CORPORATION Agenda Number: 935124379
--------------------------------------------------------------------------------------------------------------------------
Security: 03073E105 Meeting Type: Annual
Ticker: ABC Meeting Date: 05-Mar-2020
ISIN: US03073E1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Ornella Barra Mgmt For For
1B. Election of Director: Steven H. Collis Mgmt For For
1C. Election of Director: D. Mark Durcan Mgmt For For
1D. Election of Director: Richard W. Gochnauer Mgmt For For
1E. Election of Director: Lon R. Greenberg Mgmt For For
1F. Election of Director: Jane E. Henney, M.D. Mgmt For For
1G. Election of Director: Kathleen W. Hyle Mgmt For For
1H. Election of Director: Michael J. Long Mgmt For For
1I. Election of Director: Henry W. McGee Mgmt For For
1J. Election of Director: Dennis M. Nally Mgmt For For
2. Ratification of Ernst & Young LLP as the Company's Mgmt For For
independent registered public accounting firm for
fiscal year 2020.
3. Advisory vote to approve the compensation of named Mgmt For For
executive officers.
4. Stockholder proposal, if properly presented, to permit Shr For Against
stockholders to act by written consent.
5. Stockholder proposal, if properly presented, regarding Shr For Against
the use of a deferral period for certain compensation
of senior executives.
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 935121563
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100 Meeting Type: Annual
Ticker: AAPL Meeting Date: 26-Feb-2020
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: James Bell Mgmt For For
1B. Election of Director: Tim Cook Mgmt For For
1C. Election of Director: Al Gore Mgmt For For
1D. Election of Director: Andrea Jung Mgmt For For
1E. Election of Director: Art Levinson Mgmt For For
1F. Election of Director: Ron Sugar Mgmt For For
1G. Election of Director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Young LLP Mgmt For For
as Apple's independent registered public accounting
firm for 2020
3. Advisory vote to approve executive compensation Mgmt For For
4. A shareholder proposal entitled "Shareholder Proxy Shr For Against
Access Amendments"
5. A shareholder proposal relating to sustainability and Shr Against For
executive compensation
6. A shareholder proposal relating to policies on freedom Shr For Against
of expression
--------------------------------------------------------------------------------------------------------------------------
AT&T INC. Agenda Number: 935138140
--------------------------------------------------------------------------------------------------------------------------
Security: 00206R102 Meeting Type: Annual
Ticker: T Meeting Date: 24-Apr-2020
ISIN: US00206R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Randall L. Stephenson Mgmt For For
1B. Election of Director: Samuel A. Di Piazza, Jr. Mgmt For For
1C. Election of Director: Richard W. Fisher Mgmt For For
1D. Election of Director: Scott T. Ford Mgmt For For
1E. Election of Director: Glenn H. Hutchins Mgmt For For
1F. Election of Director: William E. Kennard Mgmt For For
1G. Election of Director: Debra L. Lee Mgmt For For
1H. Election of Director: Stephen J. Luczo Mgmt For For
1I. Election of Director: Michael B. McCallister Mgmt For For
1J. Election of Director: Beth E. Mooney Mgmt For For
1K. Election of Director: Matthew K. Rose Mgmt For For
1L. Election of Director: Cynthia B. Taylor Mgmt For For
1M. Election of Director: Geoffrey Y. Yang Mgmt For For
2. Ratification of appointment of independent auditors. Mgmt For For
3. Advisory approval of executive compensation. Mgmt For For
4. Independent Board Chairman. Shr For Against
5. Employee Representative Director. Shr Against For
6. Improve Guiding Principles of Executive Compensation. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
AVNET,INC. Agenda Number: 935084602
--------------------------------------------------------------------------------------------------------------------------
Security: 053807103 Meeting Type: Annual
Ticker: AVT Meeting Date: 19-Nov-2019
ISIN: US0538071038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Rodney C. Adkins Mgmt For For
1B. Election of Director: William J. Amelio Mgmt For For
1C. Election of Director: Carlo Bozotti Mgmt For For
1D. Election of Director: Michael A. Bradley Mgmt For For
1E. Election of Director: Brenda L. Freeman Mgmt For For
1F. Election of Director: Jo Ann Jenkins Mgmt For For
1G. Election of Director: Oleg Khaykin Mgmt For For
1H. Election of Director: James A. Lawrence Mgmt For For
1I. Election of Director: Avid Modjtabai Mgmt For For
1J. Election of Director: Adalio T. Sanchez Mgmt For For
1K. Election of Director: William H. Schumann III Mgmt For For
2. Advisory vote on executive compensation. Mgmt For For
3. Ratification of appointment of KPMG LLP as the Mgmt For For
independent registered public accounting firm for the
fiscal year ending June 27, 2020.
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 935139825
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104 Meeting Type: Annual
Ticker: BAC Meeting Date: 22-Apr-2020
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sharon L. Allen Mgmt For For
1B. Election of Director: Susan S. Bies Mgmt For For
1C. Election of Director: Jack O. Bovender, Jr. Mgmt For For
1D. Election of Director: Frank P. Bramble, Sr. Mgmt For For
1E. Election of Director: Pierre J.P. de Weck Mgmt For For
1F. Election of Director: Arnold W. Donald Mgmt For For
1G. Election of Director: Linda P. Hudson Mgmt For For
1H. Election of Director: Monica C. Lozano Mgmt For For
1I. Election of Director: Thomas J. May Mgmt For For
1J. Election of Director: Brian T. Moynihan Mgmt For For
1K. Election of Director: Lionel L. Nowell III Mgmt For For
1L. Election of Director: Denise L. Ramos Mgmt For For
1M. Election of Director: Clayton S. Rose Mgmt For For
1N. Election of Director: Michael D. White Mgmt For For
1O. Election of Director: Thomas D. Woods Mgmt For For
1P. Election of Director: R. David Yost Mgmt For For
1Q. Election of Director: Maria T. Zuber Mgmt For For
2. Approving Our Executive Compensation (an Advisory, Mgmt For For
Non-binding "Say on Pay" Resolution).
3. Ratifying the Appointment of Our Independent Mgmt For For
Registered Public Accounting Firm for 2020.
4. Make Shareholder Proxy Access More Accessible. Shr For Against
5. Adopt a New Shareholder Right - Written Consent Shr For Against
6. Report Concerning Gender/Racial Pay Equity. Shr Against For
7. Review of Statement of the Purpose of a Corporation Shr Against For
and Report on Recommended Changes to Governance
Documents, Policies, and Practices.
--------------------------------------------------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC. Agenda Number: 935144105
--------------------------------------------------------------------------------------------------------------------------
Security: 084670702 Meeting Type: Annual
Ticker: BRKB Meeting Date: 02-May-2020
ISIN: US0846707026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Warren E. Buffett Mgmt For For
Charles T. Munger Mgmt For For
Gregory E. Abel Mgmt For For
Howard G. Buffett Mgmt For For
Stephen B. Burke Mgmt For For
Kenneth I. Chenault Mgmt For For
Susan L. Decker Mgmt For For
David S. Gottesman Mgmt For For
Charlotte Guyman Mgmt For For
Ajit Jain Mgmt For For
Thomas S. Murphy Mgmt For For
Ronald L. Olson Mgmt For For
Walter Scott, Jr. Mgmt For For
Meryl B. Witmer Mgmt For For
2. Non-binding resolution to approve the compensation of Mgmt Against Against
the Company's Named Executive Officers, as described
in the 2020 Proxy Statement.
3. Non-binding resolution to determine the frequency Mgmt 1 Year Against
(whether annual, biennial or triennial) with which
shareholders of the Company shall be entitled to have
an advisory vote on executive compensation.
4. Shareholder proposal regarding diversity. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 935151681
--------------------------------------------------------------------------------------------------------------------------
Security: 110122108 Meeting Type: Annual
Ticker: BMY Meeting Date: 05-May-2020
ISIN: US1101221083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Peter J. Arduini Mgmt For For
1B. Election of Director: Robert Bertolini Mgmt For For
1C. Election of Director: Michael W. Bonney Mgmt For For
1D. Election of Director: Giovanni Caforio, M.D. Mgmt For For
1E. Election of Director: Matthew W. Emmens Mgmt For For
1F. Election of Director: Julia A. Haller, M.D. Mgmt For For
1G. Election of Director: Dinesh C. Paliwal Mgmt For For
1H. Election of Director: Theodore R. Samuels Mgmt For For
1I. Election of Director: Vicki L. Sato, Ph.D. Mgmt For For
1J. Election of Director: Gerald L. Storch Mgmt For For
1K. Election of Director: Karen H. Vousden, Ph.D. Mgmt For For
1L. Election of Director: Phyllis R. Yale Mgmt For For
2. Advisory vote to approve the compensation of our Named Mgmt For For
Executive Officers.
3. Ratification of the appointment of an independent Mgmt For For
registered public accounting firm.
4. Shareholder Proposal on Separate Chair & CEO. Shr For Against
5. Shareholder Proposal on Shareholder Right to Act by Shr For Against
Written Consent.
--------------------------------------------------------------------------------------------------------------------------
CARNIVAL CORPORATION Agenda Number: 935131564
--------------------------------------------------------------------------------------------------------------------------
Security: 143658300 Meeting Type: Annual
Ticker: CCL Meeting Date: 06-Apr-2020
ISIN: PA1436583006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To re-elect Micky Arison as a Director of Carnival Mgmt For For
Corporation and as a Director of Carnival plc.
2. To re-elect Sir Jonathon Band as a Director of Mgmt For For
Carnival Corporation and as a Director of Carnival
plc.
3. To re-elect Jason Glen Cahilly as a Director of Mgmt For For
Carnival Corporation and as a Director of Carnival
plc.
4. To re-elect Helen Deeble as a Director of Carnival Mgmt For For
Corporation and as a Director of Carnival plc.
5. To re-elect Arnold W. Donald as a Director of Carnival Mgmt For For
Corporation and as a Director of Carnival plc.
6. To re-elect Richard J. Glasier as a Director of Mgmt For For
Carnival Corporation and as a Director of Carnival
plc.
7. To re-elect Katie Lahey as a Director of Carnival Mgmt For For
Corporation and as a Director of Carnival plc.
8. To re-elect Sir John Parker as a Director of Carnival Mgmt For For
Corporation and as a Director of Carnival plc.
9. To re-elect Stuart Subotnick as a Director of Carnival Mgmt For For
Corporation and as a Director of Carnival plc.
10. To re-elect Laura Weil as a Director of Carnival Mgmt For For
Corporation and as a Director of Carnival plc.
11. To re-elect Randall J. Weisenburger as a Director of Mgmt For For
Carnival Corporation and as a Director of Carnival
plc.
12. To hold a (non-binding) advisory vote to approve Mgmt For For
executive compensation (in accordance with legal
requirements applicable to U.S. companies).
13. To hold a (non-binding) advisory vote to approve the Mgmt For For
Carnival plc Directors' Remuneration Report (other
than the Carnival plc Directors' Remuneration Policy
set out in Section B of Part II of the Carnival plc
Directors' Remuneration Report) (in accordance with
legal requirements applicable to UK Companies).
14. To approve the Carnival plc Directors' Remuneration Mgmt For For
Policy set out in the Section B of Part II of the
Carnival plc Directors' Remuneration Report (in
accordance with legal requirements applicable to UK
companies).
15. To re-appoint the UK firm of PricewaterhouseCoopers Mgmt For For
LLP as independent auditors for Carnival plc and to
ratify the selection of the U.S. firm of
PricewaterhouseCoopers LLP as the independent
registered public accounting firm for Carnival
Corporation.
16. To authorize the Audit Committee of Carnival plc to Mgmt For For
determine the remuneration of the independent auditors
of Carnival plc (in accordance with legal requirements
applicable to UK companies).
17. To receive the UK accounts and reports of the Mgmt For For
Directors and auditors of Carnival plc for the year
ended November 30, 2019 (in accordance with legal
requirements applicable to UK companies).
18. To approve the giving of authority for the allotment Mgmt For For
of new shares by Carnival plc (in accordance with
customary practice for UK companies).
19. To approve the disapplication of pre-emption rights in Mgmt For For
relation to the allotment of new shares by Carnival
plc (in accordance with customary practice for UK
companies).
20. To approve a general authority for Carnival plc to buy Mgmt For For
back Carnival plc ordinary shares in the open market
(in accordance with legal requirements applicable to
UK companies desiring to implement share buy back
programs).
21. To approve the Carnival Corporation 2020 Stock Plan. Mgmt For For
22. To approve the Carnival plc UK Employee Share Purchase Mgmt For For
Plan.
--------------------------------------------------------------------------------------------------------------------------
CHARTER COMMUNICATIONS, INC. Agenda Number: 935146224
--------------------------------------------------------------------------------------------------------------------------
Security: 16119P108 Meeting Type: Annual
Ticker: CHTR Meeting Date: 28-Apr-2020
ISIN: US16119P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: W. Lance Conn Mgmt For For
1B. Election of Director: Kim C. Goodman Mgmt For For
1C. Election of Director: Craig A. Jacobson Mgmt For For
1D. Election of Director: Gregory B. Maffei Mgmt Against Against
1E. Election of Director: John D. Markley, Jr. Mgmt For For
1F. Election of Director: David C. Merritt Mgmt For For
1G. Election of Director: James E. Meyer Mgmt For For
1H. Election of Director: Steven A. Miron Mgmt Against Against
1I. Election of Director: Balan Nair Mgmt For For
1J. Election of Director: Michael A. Newhouse Mgmt For For
1K. Election of Director: Mauricio Ramos Mgmt For For
1L. Election of Director: Thomas M. Rutledge Mgmt For For
1M. Election of Director: Eric L. Zinterhofer Mgmt For For
2. Approval, on an advisory basis, of executive Mgmt For For
compensation
3. The ratification of the appointment of KPMG LLP as the Mgmt For For
Company's independent registered public accounting
firm for the year ended December 31, 2020
4. Stockholder proposal regarding our Chairman of the Shr For Against
Board and CEO roles
--------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Agenda Number: 935190532
--------------------------------------------------------------------------------------------------------------------------
Security: 20030N101 Meeting Type: Annual
Ticker: CMCSA Meeting Date: 03-Jun-2020
ISIN: US20030N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kenneth J. Bacon Mgmt For For
Madeline S. Bell Mgmt For For
Naomi M. Bergman Mgmt For For
Edward D. Breen Mgmt Withheld Against
Gerald L. Hassell Mgmt Withheld Against
Jeffrey A. Honickman Mgmt For For
Maritza G. Montiel Mgmt For For
Asuka Nakahara Mgmt For For
David C. Novak Mgmt Withheld Against
Brian L. Roberts Mgmt For For
2. Ratification of the appointment of our independent Mgmt For For
auditors
3. Approval of Amended 2003 Stock Option Plan Mgmt For For
4. Approval of Amended 2002 Restricted Stock Plan Mgmt For For
5. Advisory vote on executive compensation Mgmt Against Against
6. To provide a lobbying report Shr For Against
7. To require an independent board chairman Shr For Against
8. To conduct independent investigation and report on Shr Against For
risks posed by failing to prevent sexual harassment
--------------------------------------------------------------------------------------------------------------------------
DEERE & COMPANY Agenda Number: 935120876
--------------------------------------------------------------------------------------------------------------------------
Security: 244199105 Meeting Type: Annual
Ticker: DE Meeting Date: 26-Feb-2020
ISIN: US2441991054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Samuel R. Allen Mgmt For For
1B. Election of Director: Alan C. Heuberger Mgmt For For
1C. Election of Director: Charles O. Holliday, Jr. Mgmt For For
1D. Election of Director: Dipak C. Jain Mgmt For For
1E. Election of Director: Michael O. Johanns Mgmt For For
1F. Election of Director: Clayton M. Jones Mgmt For For
1G. Election of Director: John C. May Mgmt For For
1H. Election of Director: Gregory R. Page Mgmt For For
1I. Election of Director: Sherry M. Smith Mgmt For For
1J. Election of Director: Dmitri L. Stockton Mgmt For For
1K. Election of Director: Sheila G. Talton Mgmt For For
2. Amendment to Deere's ByLaws to provide that courts Mgmt Against Against
located in Delaware will be the exclusive forum for
certain legal disputes
3. Advisory vote on executive compensation Mgmt For For
4. Approval of the John Deere 2020 Equity and Incentive Mgmt For For
Plan
5. Ratification of the appointment of Deloitte & Touche Mgmt For For
LLP as Deere's independent registered public
accounting firm for fiscal 2020
6. Shareholder Proposal - Adopt a Board Ideology Shr Against For
Disclosure Policy
--------------------------------------------------------------------------------------------------------------------------
DUPONT DE NEMOURS INC Agenda Number: 935183981
--------------------------------------------------------------------------------------------------------------------------
Security: 26614N102 Meeting Type: Annual
Ticker: DD Meeting Date: 27-May-2020
ISIN: US26614N1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Amy G. Brady Mgmt For For
1B. Election of Director: Edward D. Breen Mgmt For For
1C. Election of Director: Ruby R. Chandy Mgmt For For
1D. Election of Director: Franklin K. Clyburn, Jr. Mgmt For For
1E. Election of Director: Terrence R. Curtin Mgmt For For
1F. Election of Director: Alexander M. Cutler Mgmt For For
1G. Election of Director: Eleuthère I. du Pont Mgmt For For
1H. Election of Director: Rajiv L. Gupta Mgmt For For
1I. Election of Director: Luther C. Kissam Mgmt For For
1J. Election of Director: Frederick M. Lowery Mgmt For For
1K. Election of Director: Raymond J. Milchovich Mgmt For For
1L. Election of Director: Steven M. Sterin Mgmt For For
2. Advisory Resolution to Approve Executive Compensation Mgmt For For
3. Approval of the DuPont 2020 Equity and Incentive Plan Mgmt For For
4. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting firm for 2020
5. Modification of Threshold for Calling Special Shr For Against
Stockholder Meetings
6. Employee Board Advisory Position Shr Against For
--------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda Number: 935176443
--------------------------------------------------------------------------------------------------------------------------
Security: 30231G102 Meeting Type: Annual
Ticker: XOM Meeting Date: 27-May-2020
ISIN: US30231G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Susan K. Avery Mgmt For For
1B. Election of Director: Angela F. Braly Mgmt For For
1C. Election of Director: Ursula M. Burns Mgmt For For
1D. Election of Director: Kenneth C. Frazier Mgmt For For
1E. Election of Director: Joseph L. Hooley Mgmt For For
1F. Election of Director: Steven A. Kandarian Mgmt For For
1G. Election of Director: Douglas R. Oberhelman Mgmt For For
1H. Election of Director: Samuel J. Palmisano Mgmt For For
1I. Election of Director: William C. Weldon Mgmt For For
1J. Election of Director: Darren W. Woods Mgmt For For
2. Ratification of Independent Auditors (page 29) Mgmt For For
3. Advisory Vote to Approve Executive Compensation (page Mgmt For For
30)
4. Independent Chairman (page 59) Shr Against For
5. Special Shareholder Meetings (page 61) Shr For Against
6. Report on Environmental Expenditures (page 62) Shr Against For
7. Report on Risks of Petrochemical Investments (page 64) Shr Against For
8. Report on Political Contributions (page 66) Shr For Against
9. Report on Lobbying (page 67) Shr For Against
--------------------------------------------------------------------------------------------------------------------------
FACEBOOK, INC. Agenda Number: 935178221
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102 Meeting Type: Annual
Ticker: FB Meeting Date: 27-May-2020
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peggy Alford Mgmt For For
Marc L. Andreessen Mgmt Withheld Against
Andrew W. Houston Mgmt For For
Nancy Killefer Mgmt For For
Robert M. Kimmitt Mgmt For For
Sheryl K. Sandberg Mgmt For For
Peter A. Thiel Mgmt Withheld Against
Tracey T. Travis Mgmt For For
Mark Zuckerberg Mgmt For For
2. To ratify the appointment of Ernst & Young LLP as Mgmt For For
Facebook, Inc.'s independent registered public
accounting firm for the fiscal year ending December
31, 2020.
3. To approve the director compensation policy. Mgmt Against Against
4. A stockholder proposal regarding change in stockholder Shr For Against
voting.
5. A stockholder proposal regarding an independent chair. Shr For Against
6. A stockholder proposal regarding majority voting for Shr For Against
directors.
7. A stockholder proposal regarding political Shr For Against
advertising.
8. A stockholder proposal regarding human/civil rights Shr Against For
expert on board.
9. A stockholder proposal regarding report on civil and Shr Against For
human rights risks.
10. A stockholder proposal regarding child exploitation. Shr For Against
11. A stockholder proposal regarding median gender/racial Shr Against For
pay gap.
--------------------------------------------------------------------------------------------------------------------------
FEDEX CORPORATION Agenda Number: 935068761
--------------------------------------------------------------------------------------------------------------------------
Security: 31428X106 Meeting Type: Annual
Ticker: FDX Meeting Date: 23-Sep-2019
ISIN: US31428X1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: John A. Edwardson Mgmt For For
1B. Election of Director: Marvin R. Ellison Mgmt For For
1C. Election of Director: Susan Patricia Griffith Mgmt For For
1D. Election of Director: John C. ("Chris") Inglis Mgmt For For
1E. Election of Director: Kimberly A. Jabal Mgmt For For
1F. Election of Director: Shirley Ann Jackson Mgmt For For
1G. Election of Director: R. Brad Martin Mgmt For For
1H. Election of Director: Joshua Cooper Ramo Mgmt For For
1I. Election of Director: Susan C. Schwab Mgmt For For
1J. Election of Director: Frederick W. Smith Mgmt For For
1K. Election of Director: David P. Steiner Mgmt For For
1L. Election of Director: Paul S. Walsh Mgmt For For
2. Advisory vote to approve named executive officer Mgmt Against Against
compensation.
3. Approval of the FedEx Corporation 2019 Omnibus Stock Mgmt For For
Incentive Plan.
4. Ratification of independent registered public Mgmt For For
accounting firm.
5. Stockholder proposal regarding lobbying activity and Shr For Against
expenditure report.
6. Stockholder proposal regarding employee representation Shr Against For
on the Board of Directors.
--------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY Agenda Number: 935149369
--------------------------------------------------------------------------------------------------------------------------
Security: 369604103 Meeting Type: Annual
Ticker: GE Meeting Date: 05-May-2020
ISIN: US3696041033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Election of Director: Sébastien Bazin Mgmt For For
2. Election of Director: Ashton Carter Mgmt For For
3. Election of Director: H. Lawrence Culp, Jr. Mgmt For For
4. Election of Director: Francisco D'Souza Mgmt For For
5. Election of Director: Edward Garden Mgmt For For
6. Election of Director: Thomas Horton Mgmt For For
7. Election of Director: Risa Lavizzo-Mourey Mgmt For For
8. Election of Director: Catherine Lesjak Mgmt For For
9. Election of Director: Paula Rosput Reynolds Mgmt For For
10. Election of Director: Leslie Seidman Mgmt For For
11. Election of Director: James Tisch Mgmt For For
12. Advisory Approval of Our Named Executives' Mgmt Against Against
Compensation
13. Ratification of KPMG as Independent Auditor for 2020 Mgmt For For
14. Require the Chairman of the Board to be Independent Shr For Against
--------------------------------------------------------------------------------------------------------------------------
HUBBELL INCORPORATED Agenda Number: 935154790
--------------------------------------------------------------------------------------------------------------------------
Security: 443510607 Meeting Type: Annual
Ticker: HUBB Meeting Date: 05-May-2020
ISIN: US4435106079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Carlos M. Cardoso Mgmt For For
Anthony J. Guzzi Mgmt For For
Neal J. Keating Mgmt For For
Bonnie C. Lind Mgmt For For
John F. Malloy Mgmt For For
David G. Nord Mgmt For For
John G. Russell Mgmt For For
Steven R. Shawley Mgmt For For
2. To approve, by non-binding vote, the compensation of Mgmt For For
our named executive officers as presented in the 2020
Proxy Statement.
3. To ratify the selection of PricewaterhouseCoopers LLP Mgmt For For
as our independent registered public accounting firm
for the year 2020.
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP. Agenda Number: 935137782
--------------------------------------------------------------------------------------------------------------------------
Security: 459200101 Meeting Type: Annual
Ticker: IBM Meeting Date: 28-Apr-2020
ISIN: US4592001014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Thomas Buberl Mgmt For For
1B. Election of Director: Michael L. Eskew Mgmt For For
1C. Election of Director: David N. Farr Mgmt For For
1D. Election of Director: Alex Gorsky Mgmt For For
1E. Election of Director: Michelle J. Howard Mgmt For For
1F. Election of Director: Arvind Krishna Mgmt For For
1G. Election of Director: Andrew N. Liveris Mgmt For For
1H. Election of Director: F. William McNabb III Mgmt For For
1I. Election of Director: Martha E. Pollack Mgmt For For
1J. Election of Director: Virginia M. Rometty Mgmt For For
1K. Election of Director: Joseph R. Swedish Mgmt For For
1L. Election of Director: Sidney Taurel Mgmt For For
1M. Election of Director: Peter R. Voser Mgmt For For
1N. Election of Director: Frederick H. Waddell Mgmt For For
2. Ratification of Appointment of Independent Registered Mgmt For For
Public Accounting Firm.
3. Advisory Vote on Executive Compensation. Mgmt For For
4. Stockholder Proposal on Shareholder Right to Remove Shr For Against
Directors.
5. Stockholder Proposal on the Right to Act by Written Shr For Against
Consent.
6. Stockholder Proposal to Have an Independent Board Shr For Against
Chairman.
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 935137934
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104 Meeting Type: Annual
Ticker: JNJ Meeting Date: 23-Apr-2020
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mary C. Beckerle Mgmt For For
1B. Election Of Director: D. Scott Davis Mgmt For For
1C. Election of Director: Ian E. L. Davis Mgmt For For
1D. Election of Director: Jennifer A. Doudna Mgmt For For
1E. Election of Director: Alex Gorsky Mgmt For For
1F. Election of Director: Marillyn A. Hewson Mgmt For For
1G. Election of Director: Hubert Joly Mgmt For For
1H. Election of Director: Mark B. McClellan Mgmt For For
1I. Election of Director: Anne M. Mulcahy Mgmt For For
1J. Election of Director: Charles Prince Mgmt For For
1K. Election of Director: A. Eugene Washington Mgmt For For
1L. Election of Director: Mark A. Weinberger Mgmt For For
1M. Election of Director: Ronald A. Williams Mgmt For For
2. Advisory Vote to Approve Named Executive Officer Mgmt For For
Compensation.
3. Ratification of Appointment of PricewaterhouseCoopers Mgmt For For
LLP as the Independent Registered Public Accounting
Firm for 2020.
4. Amendment to the Restated Certificate of Incorporation Mgmt For For
to Permit Removal of Directors Without Cause.
5. Independent Board Chair Shr For Against
6. Report on Governance of Opioids-Related Risks Shr For Against
--------------------------------------------------------------------------------------------------------------------------
JONES LANG LASALLE INCORPORATED Agenda Number: 935178358
--------------------------------------------------------------------------------------------------------------------------
Security: 48020Q107 Meeting Type: Annual
Ticker: JLL Meeting Date: 28-May-2020
ISIN: US48020Q1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Hugo Bagué Mgmt For For
1B. Election of Director: Matthew Carter, Jr. Mgmt For For
1C. Election of Director: Samuel A. Di Piazza, Jr. Mgmt For For
1D. Election of Director: Ming Lu Mgmt For For
1E. Election of Director: Bridget Macaskill Mgmt For For
1F. Election of Director: Deborah H. McAneny Mgmt For For
1G. Election of Director: Siddharth N. Mehta Mgmt For For
1H. Election of Director: Martin H. Nesbitt Mgmt For For
1I. Election of Director: Jeetendra I. Patel Mgmt For For
1J. Election of Director: Sheila A. Penrose Mgmt For For
1K. Election of Director: Ann Marie Petach Mgmt For For
1L. Election of Director: Christian Ulbrich Mgmt For For
2. Non-binding, advisory "say-on-pay" vote approving Mgmt For For
executive compensation
3. Ratification of Appointment of Independent Registered Mgmt For For
Public Accounting Firm
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 935092849
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104 Meeting Type: Annual
Ticker: MSFT Meeting Date: 04-Dec-2019
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: William H. Gates III Mgmt For For
1B. Election of Director: Reid G. Hoffman Mgmt For For
1C. Election of Director: Hugh F. Johnston Mgmt For For
1D. Election of Director: Teri L. List-Stoll Mgmt For For
1E. Election of Director: Satya Nadella Mgmt For For
1F. Election of Director: Sandra E. Peterson Mgmt For For
1G. Election of Director: Penny S. Pritzker Mgmt For For
1H. Election of Director: Charles W. Scharf Mgmt For For
1I. Election of Director: Arne M. Sorenson Mgmt For For
1J. Election of Director: John W. Stanton Mgmt For For
1K. Election of Director: John W. Thompson Mgmt For For
1L. Election of Director: Emma Walmsley Mgmt For For
1M. Election of Director: Padmasree Warrior Mgmt For For
2. Advisory vote to approve named executive officer Mgmt Against Against
compensation
3. Ratification of Deloitte & Touche LLP as our Mgmt For For
independent auditor for fiscal year 2020
4. Shareholder Proposal - Report on Employee Shr Against For
Representation on Board of Directors
5. Shareholder Proposal - Report on Gender Pay Gap Shr For Against
--------------------------------------------------------------------------------------------------------------------------
MONSTER BEVERAGE CORPORATION Agenda Number: 935189527
--------------------------------------------------------------------------------------------------------------------------
Security: 61174X109 Meeting Type: Annual
Ticker: MNST Meeting Date: 03-Jun-2020
ISIN: US61174X1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Rodney C. Sacks Mgmt For For
Hilton H. Schlosberg Mgmt For For
Mark J. Hall Mgmt For For
Kathleen E. Ciaramello Mgmt For For
Gary P. Fayard Mgmt For For
Jeanne P. Jackson Mgmt For For
Steven G. Pizula Mgmt For For
Benjamin M. Polk Mgmt For For
Sydney Selati Mgmt For For
Mark S. Vidergauz Mgmt For For
2. Proposal to ratify the appointment of Deloitte & Mgmt For For
Touche LLP as the independent registered public
accounting firm of the Company for the fiscal year
ending December 31, 2020.
3. Proposal to approve, on a non-binding, advisory basis, Mgmt For For
the compensation of the Company's named executive
officers.
4. Proposal to approve the Monster Beverage Corporation Mgmt For For
2020 Omnibus Incentive Plan.
--------------------------------------------------------------------------------------------------------------------------
NETFLIX, INC. Agenda Number: 935188412
--------------------------------------------------------------------------------------------------------------------------
Security: 64110L106 Meeting Type: Annual
Ticker: NFLX Meeting Date: 04-Jun-2020
ISIN: US64110L1061
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class III Director: Reed Hastings Mgmt Abstain Against
1B. Election of Class III Director: Jay C. Hoag Mgmt Abstain Against
1C. Election of Class III Director: Mathias Döpfner Mgmt Abstain Against
2. To ratify the appointment of Ernst & Young LLP as the Mgmt For For
Company's independent registered public accounting
firm for the year ending December 31, 2020.
3. Advisory approval of the Company's executive officer Mgmt Against Against
compensation.
4. Approval of the Netflix, Inc. 2020 Stock Plan. Mgmt For For
5. Stockholder proposal regarding political disclosures, Shr For Against
if properly presented at the meeting.
6. Stockholder proposal for simple majority vote, if Shr For Against
properly presented at the meeting.
7. Stockholder proposal for EEO policy risk report, if Shr Against For
properly presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG Agenda Number: 935128884
--------------------------------------------------------------------------------------------------------------------------
Security: 66987V109 Meeting Type: Annual
Ticker: NVS Meeting Date: 28-Feb-2020
ISIN: US66987V1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the Operating and Financial Review of Mgmt For For
Novartis AG, the Financial Statements of Novartis AG
and the Group Consolidated Financial Statements for
the 2019 Financial Year.
2. Discharge from Liability of the Members of the Board Mgmt For For
of Directors and the Executive Committee.
3. Appropriation of Available Earnings of Novartis AG as Mgmt For For
per Balance Sheet and Declaration of Dividend for
2019.
4. Reduction of Share Capital. Mgmt For For
5A. Binding Vote on the Maximum Aggregate Amount of Mgmt For For
Compensation for the Board of Directors from the 2020
Annual General Meeting to the 2021 Annual General
Meeting.
5B. Binding Vote on the Maximum Aggregate Amount of Mgmt For For
Compensation for the Executive Committee for the
Financial Year 2021.
5C. Advisory Vote on the 2019 Compensation Report. Mgmt For For
6A. Re-election of the Chairman and the Member of the Mgmt For For
Board of Director: Joerg Reinhardt
6B. Re-election of the Member of the Board of Director: Mgmt For For
Nancy C. Andrews
6C. Re-election of the Member of the Board of Director: Mgmt For For
Ton Buechner
6D. Re-election of the Member of the Board of Director: Mgmt For For
Patrice Bula
6E. Re-election of the Member of the Board of Director: Mgmt For For
Srikant Datar
6F. Re-election of the Member of the Board of Director: Mgmt For For
Elizabeth Doherty
6G. Re-election of the Member of the Board of Director: Mgmt For For
Ann Fudge
6H. Re-election of the Member of the Board of Director: Mgmt For For
Frans van Houten
6I. Re-election of the Member of the Board of Director: Mgmt For For
Andreas von Planta
6J. Re-election of the Member of the Board of Director: Mgmt For For
Charles L. Sawyers
6K. Re-election of the Member of the Board of Director: Mgmt For For
Enrico Vanni
6L. Re-election of the Member of the Board of Director: Mgmt For For
William T. Winters
6M. Election of new Member of the Board of Director: Mgmt For For
Bridgette Heller
6N. Election of new Member of the Board of Director: Simon Mgmt For For
Moroney
7A. Re-election to the Compensation Committee: Patrice Mgmt For For
Bula
7B. Re-election to the Compensation Committee: Srikant Mgmt For For
Datar
7C. Re-election to the Compensation Committee: Enrico Mgmt For For
Vanni
7D. Re-election to the Compensation Committee: William T. Mgmt For For
Winters
7E. Election of new Member to the Compensation Committee: Mgmt For For
Bridgette Heller
8. Re-election of the Statutory Auditor. Mgmt For For
9. Re-election of the Independent Proxy. Mgmt For For
10. General instructions in case of alternative motions Mgmt Against Against
under the agenda items published in the Notice of
Annual General Meeting, and/or of motions relating to
additional agenda items according to Article 700
paragraph 3 of the Swiss Code of Obligations.
--------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION Agenda Number: 935087165
--------------------------------------------------------------------------------------------------------------------------
Security: 68389X105 Meeting Type: Annual
Ticker: ORCL Meeting Date: 19-Nov-2019
ISIN: US68389X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jeffrey S. Berg Mgmt Withheld Against
Michael J. Boskin Mgmt For For
Safra A. Catz Mgmt For For
Bruce R. Chizen Mgmt Withheld Against
George H. Conrades Mgmt Withheld Against
Lawrence J. Ellison Mgmt For For
Rona A. Fairhead Mgmt For For
Hector Garcia-Molina Mgmt Withheld Against
Jeffrey O. Henley Mgmt For For
Mark V. Hurd Mgmt Withheld Against
Renée J. James Mgmt For For
Charles W. Moorman IV Mgmt Withheld Against
Leon E. Panetta Mgmt Withheld Against
William G. Parrett Mgmt For For
Naomi O. Seligman Mgmt Withheld Against
2. Advisory Vote to Approve the Compensation of the Named Mgmt Against Against
Executive Officers.
3. Ratification of the Selection of Ernst & Young LLP as Mgmt For For
Independent Registered Public Accounting Firm for
Fiscal Year 2020.
4. Stockholder Proposal Regarding Pay Equity Report. Shr For Against
5. Stockholder Proposal Regarding Independent Board Shr For Against
Chair.
--------------------------------------------------------------------------------------------------------------------------
SALESFORCE.COM, INC. Agenda Number: 935202402
--------------------------------------------------------------------------------------------------------------------------
Security: 79466L302 Meeting Type: Annual
Ticker: CRM Meeting Date: 11-Jun-2020
ISIN: US79466L3024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Marc Benioff Mgmt For For
1B. Election of Director: Craig Conway Mgmt For For
1C. Election of Director: Parker Harris Mgmt For For
1D. Election of Director: Alan Hassenfeld Mgmt For For
1E. Election of Director: Neelie Kroes Mgmt For For
1F. Election of Director: Colin Powell Mgmt For For
1G. Election of Director: Sanford Robertson Mgmt For For
1H. Election of Director: John V. Roos Mgmt For For
1I. Election of Director: Robin Washington Mgmt For For
1J. Election of Director: Maynard Webb Mgmt For For
1K. Election of Director: Susan Wojcicki Mgmt For For
2. Amendment and restatement of our 2013 Equity Incentive Mgmt For For
Plan.
3. Amendment and restatement of our 2004 Employee Stock Mgmt For For
Purchase Plan.
4. Ratification of the appointment of Ernst & Young LLP Mgmt For For
as our independent registered public accounting firm
for the fiscal year ending January 31, 2021.
5. An advisory vote to approve the fiscal 2020 Mgmt For For
compensation of our named executive officers.
6. A stockholder proposal requesting the ability of Shr For Against
stockholders to act by written consent, if properly
presented at the meeting.
--------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 935131021
--------------------------------------------------------------------------------------------------------------------------
Security: 806857108 Meeting Type: Annual
Ticker: SLB Meeting Date: 01-Apr-2020
ISIN: AN8068571086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Patrick de La Chevardière Mgmt For For
1B. Election of Director: Miguel M. Galuccio Mgmt For For
1C. Election of Director: Olivier Le Peuch Mgmt For For
1D. Election of Director: Tatiana A. Mitrova Mgmt For For
1E. Election of Director: Lubna S. Olayan Mgmt For For
1F. Election of Director: Mark G. Papa Mgmt For For
1G. Election of Director: Leo Rafael Reif Mgmt For For
1H. Election of Director: Henri Seydoux Mgmt For For
1I. Election of Director: Jeff W. Sheets Mgmt For For
2. Approval of the advisory resolution to approve our Mgmt For For
executive compensation.
3. Approval of our consolidated balance sheet as of Mgmt For For
December 31, 2019; our consolidated statement of
income for the year ended December 31, 2019; and our
Board of Directors' declarations of dividends in 2019,
as reflected in our 2019 Annual Report to
Stockholders.
4. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as our independent auditors
for 2020.
--------------------------------------------------------------------------------------------------------------------------
SIGNATURE BANK Agenda Number: 935138506
--------------------------------------------------------------------------------------------------------------------------
Security: 82669G104 Meeting Type: Annual
Ticker: SBNY Meeting Date: 22-Apr-2020
ISIN: US82669G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Joseph J. DePaolo Mgmt For For
1B. Election of Director: Barney Frank Mgmt For For
1C. Election of Director: Scott A. Shay Mgmt For For
2. To ratify the appointment of KPMG LLP, an independent Mgmt For For
registered public accounting firm, as the independent
auditors for the year ending December 31, 2020.
3. Advisory vote on executive compensation. Mgmt For For
4. Approval of the Bank's share repurchase plan. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 935147757
--------------------------------------------------------------------------------------------------------------------------
Security: 38141G104 Meeting Type: Annual
Ticker: GS Meeting Date: 30-Apr-2020
ISIN: US38141G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: M. Michele Burns Mgmt For For
1B. Election of Director: Drew G. Faust Mgmt For For
1C. Election of Director: Mark A. Flaherty Mgmt For For
1D. Election of Director: Ellen J. Kullman Mgmt For For
1E. Election of Director: Lakshmi N. Mittal Mgmt For For
1F. Election of Director: Adebayo O. Ogunlesi Mgmt For For
1G. Election of Director: Peter Oppenheimer Mgmt For For
1H. Election of Director: David M. Solomon Mgmt For For
1I. Election of Director: Jan E. Tighe Mgmt For For
1J. Election of Director: David A. Viniar Mgmt For For
1K. Election of Director: Mark O. Winkelman Mgmt For For
2. Advisory Vote to Approve Executive Compensation (Say Mgmt Against Against
on Pay).
3. Ratification of PricewaterhouseCoopers LLP as our Mgmt For For
Independent Registered Public Accounting Firm for
2020.
4. Shareholder Proposal Regarding Right to Act by Written Shr For Against
Consent.
5. Shareholder Proposal Regarding Board Oversight of the Shr Against For
"Statement on the Purpose of a Corporation".
--------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 935125648
--------------------------------------------------------------------------------------------------------------------------
Security: 254687106 Meeting Type: Annual
Ticker: DIS Meeting Date: 11-Mar-2020
ISIN: US2546871060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Susan E. Arnold Mgmt For For
1B. Election of Director: Mary T. Barra Mgmt For For
1C. Election of Director: Safra A. Catz Mgmt For For
1D. Election of Director: Francis A. deSouza Mgmt For For
1E. Election of Director: Michael B.G. Froman Mgmt For For
1F. Election of Director: Robert A. Iger Mgmt For For
1G. Election of Director: Maria Elena Lagomasino Mgmt For For
1H. Election of Director: Mark G. Parker Mgmt For For
1I. Election of Director: Derica W. Rice Mgmt For For
2. To ratify the appointment of PricewaterhouseCoopers Mgmt For For
LLP as the Company's registered public accountants for
fiscal 2020.
3. To approve the advisory resolution on executive Mgmt Against Against
compensation.
4. To approve an amendment to the Company's Amended and Mgmt For For
Restated 2011 Stock Incentive Plan.
5. Shareholder proposal requesting an annual report Shr For Against
disclosing information regarding the Company's
lobbying policies and activities.
--------------------------------------------------------------------------------------------------------------------------
UNION PACIFIC CORPORATION Agenda Number: 935158407
--------------------------------------------------------------------------------------------------------------------------
Security: 907818108 Meeting Type: Annual
Ticker: UNP Meeting Date: 14-May-2020
ISIN: US9078181081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Andrew H. Card Jr. Mgmt For For
1B. Election of Director: William J. DeLaney Mgmt For For
1C. Election of Director: David B. Dillon Mgmt For For
1D. Election of Director: Lance M. Fritz Mgmt For For
1E. Election of Director: Deborah C. Hopkins Mgmt For For
1F. Election of Director: Jane H. Lute Mgmt For For
1G. Election of Director: Michael R. McCarthy Mgmt For For
1H. Election of Director: Thomas F. McLarty III Mgmt For For
1I. Election of Director: Bhavesh V. Patel Mgmt For For
1J. Election of Director: Jose H. Villarreal Mgmt For For
1K. Election of Director: Christopher J. Williams Mgmt For For
2. Ratification of the appointment of Deloitte & Touche Mgmt For For
LLP as the independent registered public accounting
firm of the Company for 2020.
3. An advisory vote to approve executive compensation Mgmt For For
("Say on Pay").
4. Shareholder proposal regarding Independent Chairman if Shr Against For
properly presented at the Annual Meeting.
5. Shareholder proposal regarding Climate Assessment Shr Against For
Report if properly presented at the Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION Agenda Number: 935080628
--------------------------------------------------------------------------------------------------------------------------
Security: 913017109 Meeting Type: Special
Ticker: UTX Meeting Date: 11-Oct-2019
ISIN: US9130171096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approve the issuance of UTC common stock, par value Mgmt For For
$1.00 per share, to Raytheon stockholders in
connection with the merger contemplated by the
Agreement and Plan of Merger, dated as of June 9,
2019, by and among United Technologies Corporation,
Light Merger Sub Corp. and Raytheon Company (the "UTC
share issuance proposal").
2. Approve the adjournment of the UTC special meeting to Mgmt For For
a later date or dates, if necessary or appropriate, to
solicit additional proxies in the event there are not
sufficient votes at the time of the UTC special
meeting to approve the UTC share issuance proposal.
--------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION Agenda Number: 935142707
--------------------------------------------------------------------------------------------------------------------------
Security: 913017109 Meeting Type: Annual
Ticker: UTX Meeting Date: 27-Apr-2020
ISIN: US9130171096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Lloyd J. Austin III Mgmt For For
1B. Election of Director: Gregory J. Hayes Mgmt For For
1C. Election of Director: Marshall O. Larsen Mgmt For For
1D. Election of Director: Robert K. (Kelly) Ortberg Mgmt For For
1E. Election of Director: Margaret L. O'Sullivan Mgmt For For
1F. Election of Director: Denise L. Ramos Mgmt For For
1G. Election of Director: Fredric G. Reynolds Mgmt For For
1H. Election of Director: Brian C. Rogers Mgmt For For
2. Advisory Vote to Approve Executive Compensation. Mgmt For For
3. Appoint PricewaterhouseCoopers LLP to Serve as Mgmt For For
Independent Auditor for 2020.
4. Shareowner Proposal regarding a Simple Majority Vote Shr For
Requirement.
5. Shareowner Proposal to Create a Committee to Prepare a Shr Against For
Report regarding the Impact of Plant Closure on
Communities and Alternatives to Help Mitigate the
Effects.
--------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 935188931
--------------------------------------------------------------------------------------------------------------------------
Security: 91324P102 Meeting Type: Annual
Ticker: UNH Meeting Date: 01-Jun-2020
ISIN: US91324P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard T. Burke Mgmt For For
1B. Election of Director: Timothy P. Flynn Mgmt For For
1C. Election of Director: Stephen J. Hemsley Mgmt For For
1D. Election of Director: Michele J. Hooper Mgmt For For
1E. Election of Director: F. William McNabb III Mgmt For For
1F. Election of Director: Valerie C. Montgomery Rice, M.D. Mgmt For For
1G. Election of Director: John H. Noseworthy, M.D. Mgmt For For
1H. Election of Director: Glenn M. Renwick Mgmt For For
1I. Election of Director: David S. Wichmann Mgmt For For
1J. Election of Director: Gail R. Wilensky, Ph.D. Mgmt For For
2. Advisory approval of the Company's executive Mgmt For For
compensation.
3. Ratification of the appointment of Deloitte & Touche Mgmt For For
LLP as the independent registered public accounting
firm for the Company for the year ending December 31,
2020.
4. Approval of the UnitedHealth Group 2020 Stock Mgmt For For
Incentive Plan.
5. If properly presented at the 2020 Annual Meeting of Shr Against For
Shareholders, the shareholder proposal set forth in
the proxy statement requesting any material amendment
to the Company's Bylaws be subject to a non-binding
shareholder vote.
--------------------------------------------------------------------------------------------------------------------------
WORKDAY, INC. Agenda Number: 935187434
--------------------------------------------------------------------------------------------------------------------------
Security: 98138H101 Meeting Type: Annual
Ticker: WDAY Meeting Date: 09-Jun-2020
ISIN: US98138H1014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Michael C. Bush Mgmt For For
Christa Davies Mgmt For For
Michael A. Stankey Mgmt For For
George J. Still, Jr. Mgmt For For
2. To ratify the appointment of Ernst & Young LLP as Mgmt For For
Workday's independent registered public accounting
firm for the fiscal year ending January 31, 2021.
3. Advisory vote on named executive officer compensation. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
YUM CHINA HOLDINGS, INC. Agenda Number: 935156617
--------------------------------------------------------------------------------------------------------------------------
Security: 98850P109 Meeting Type: Annual
Ticker: YUMC Meeting Date: 08-May-2020
ISIN: US98850P1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Fred Hu Mgmt For For
1B. Election of Director: Joey Wat Mgmt For For
1C. Election of Director: Peter A. Bassi Mgmt For For
1D. Election of Director: Christian L. Campbell Mgmt For For
1E. Election of Director: Ed Yiu-Cheong Chan Mgmt For For
1F. Election of Director: Edouard Ettedgui Mgmt For For
1G. Election of Director: Cyril Han Mgmt For For
1H. Election of Director: Louis T. Hsieh Mgmt For For
1I. Election of Director: Ruby Lu Mgmt For For
1J. Election of Director: Zili Shao Mgmt For For
1K. Election of Director: William Wang Mgmt For For
2. Ratification of Independent Auditor. Mgmt For For
3. Advisory Vote to Approve Executive Compensation. Mgmt For For
TVST Conservative ETF Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
TVST Focused Fund
--------------------------------------------------------------------------------------------------------------------------
ALIBABA GROUP HOLDING LIMITED Agenda Number: 935052302
--------------------------------------------------------------------------------------------------------------------------
Security: 01609W102 Meeting Type: Annual
Ticker: BABA Meeting Date: 15-Jul-2019
ISIN: US01609W1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Effect an increase in the number of authorized Mgmt For For
Ordinary Shares to 32,000,000,000 and effect a
one-to-eight share subdivision of the Company's
Ordinary Shares.
2.1 Election of Director for a three year term: DANIEL Mgmt Against Against
ZHANG
2.2 Election of Director for a three year term: CHEE HWA Mgmt For For
TUNG
2.3 Election of Director for a three year term: JERRY YANG Mgmt For For
2.4 Election of Director for a three year term: WAN LING Mgmt For For
MARTELLO
3. Ratify the appointment of PricewaterhouseCoopers as Mgmt For For
the independent registered public accounting firm of
the Company.
TVST Large Cap Core Equity Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
TVST Moderate ETF Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
TVST Small Company Fund
--------------------------------------------------------------------------------------------------------------------------
8X8, INC. Agenda Number: 935059180
--------------------------------------------------------------------------------------------------------------------------
Security: 282914100 Meeting Type: Annual
Ticker: EGHT Meeting Date: 01-Aug-2019
ISIN: US2829141009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Bryan R. Martin Mgmt For For
Vikram Verma Mgmt For For
Eric Salzman Mgmt For For
Jaswinder Pal Singh Mgmt For For
Vladimir Jacimovic Mgmt For For
Monique Bonner Mgmt For For
Todd Ford Mgmt For For
Elizabeth Theophille Mgmt For For
2. To ratify the appointment of Moss Adams LLP as the Mgmt For For
Company's independent registered public accounting
firm for the fiscal year ending March 31, 2020.
3. To approve proposed amendments to the 8x8, Inc. Mgmt Against Against
Amended and Restated 2012 Equity Incentive Plan,
including the reservation of 12,000,000 additional
shares thereunder.
4. To vote, on an advisory and non-binding basis, on the Mgmt For For
compensation of the Company's named executive officers
(as shall be set forth in the proxy statement).
--------------------------------------------------------------------------------------------------------------------------
ADTALEM GLOBAL EDUCATION INC Agenda Number: 935089260
--------------------------------------------------------------------------------------------------------------------------
Security: 00737L103 Meeting Type: Annual
Ticker: ATGE Meeting Date: 06-Nov-2019
ISIN: US00737L1035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Steven M. Altschuler Mgmt For For
William W. Burke Mgmt For For
Donna J. Hrinak Mgmt For For
Georgette Kiser Mgmt For For
Lyle Logan Mgmt For For
Michael W. Malafronte Mgmt For For
Lisa W. Wardell Mgmt For For
James D. White Mgmt For For
2. Ratify selection of PricewaterhouseCoopers LLP as Mgmt For For
independent registered public accounting firm.
3. Say-on-pay: Advisory vote to approve the compensation Mgmt For For
of our named executive officers.
4. Approve the Adtalem Global Education Inc. 2019 Mgmt For For
Employee Stock Purchase Plan.
--------------------------------------------------------------------------------------------------------------------------
ALLSCRIPTS HEALTHCARE SOLUTIONS, INC Agenda Number: 935165527
--------------------------------------------------------------------------------------------------------------------------
Security: 01988P108 Meeting Type: Annual
Ticker: MDRX Meeting Date: 21-May-2020
ISIN: US01988P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mara G. Aspinall Mgmt For For
1B. Election of Director: Paul M. Black Mgmt For For
1C. Election of Director: P. Gregory Garrison Mgmt For For
1D. Election of Director: Jonathan J. Judge Mgmt For For
1E. Election of Director: Michael A. Klayko Mgmt For For
1F. Election of Director: Dave B. Stevens Mgmt For For
1G. Election of Director: David D. Stevens Mgmt For For
2. To approve the amendment and restatement of the Mgmt For For
Allscripts 2019 Stock Incentive Plan.
3. To approve the amendment and restatement of the Mgmt For For
Allscripts Employee Stock Purchase Plan.
4. To ratify the appointment of Grant Thornton LLP as the Mgmt For For
Company's independent registered public accounting
firm for the year ending December 31, 2020.
5. To approve, on an advisory basis, the Company's named Mgmt For For
executive officer compensation.
--------------------------------------------------------------------------------------------------------------------------
ANGIODYNAMICS, INC. Agenda Number: 935077126
--------------------------------------------------------------------------------------------------------------------------
Security: 03475V101 Meeting Type: Annual
Ticker: ANGO Meeting Date: 15-Oct-2019
ISIN: US03475V1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kevin J. Gould Mgmt For For
Dennis S. Meteny Mgmt For For
Michael E. Tarnoff Mgmt For For
2. To ratify the appointment of Deloitte & Touche LLP as Mgmt For For
AngioDynamics independent registered public accounting
firm for the fiscal year ending May 31, 2020.
3. Say-on-Pay - An advisory vote on the approval of Mgmt For For
compensation of our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
APPLIED INDUSTRIAL TECHNOLOGIES, INC. Agenda Number: 935079992
--------------------------------------------------------------------------------------------------------------------------
Security: 03820C105 Meeting Type: Annual
Ticker: AIT Meeting Date: 29-Oct-2019
ISIN: US03820C1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mary Dean Hall Mgmt For For
Dan P. Komnenovich Mgmt For For
Joe A. Raver Mgmt For For
2. Say on Pay - To approve, through a nonbinding advisory Mgmt For For
vote, the compensation of Applied's named executive
officers.
3. To approve the 2019 Long-Term Performance Plan. Mgmt For For
4. To ratify the Audit Committee's appointment of Mgmt For For
independent auditors.
--------------------------------------------------------------------------------------------------------------------------
ASGN INCORPORATED Agenda Number: 935204076
--------------------------------------------------------------------------------------------------------------------------
Security: 00191U102 Meeting Type: Annual
Ticker: ASGN Meeting Date: 18-Jun-2020
ISIN: US00191U1025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Mark A. Frantz Mgmt For For
1.2 Election of Director: Jonathan S. Holman Mgmt For For
1.3 Election of Director: Arshad Matin Mgmt For For
2. Proposal to approve the Company's Second Amended and Mgmt For For
Restated ASGN Incorporated 2010 Employee Stock
Purchase Plan.
3. Proposal to approve on a non-binding advisory basis Mgmt For For
the Company's executive compensation for the year
ended December 31, 2019.
4. Proposal to ratify the appointment of Deloitte & Mgmt For For
Touche LLP to serve as our independent registered
public accounting firm for the year ending December
31, 2020.
--------------------------------------------------------------------------------------------------------------------------
ASPEN TECHNOLOGY, INC. Agenda Number: 935097863
--------------------------------------------------------------------------------------------------------------------------
Security: 045327103 Meeting Type: Annual
Ticker: AZPN Meeting Date: 12-Dec-2019
ISIN: US0453271035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Donald P. Casey Mgmt For For
Robert M. Whelan, Jr. Mgmt For For
2. Ratification of appointment of independent registered Mgmt For For
public accounting firm.
3. Advisory vote on compensation. Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
AVAYA HOLDINGS CORP. Agenda Number: 935123290
--------------------------------------------------------------------------------------------------------------------------
Security: 05351X101 Meeting Type: Annual
Ticker: AVYA Meeting Date: 04-Mar-2020
ISIN: US05351X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William D. Watkins Mgmt For For
James M. Chirico, Jr. Mgmt For For
Stephan Scholl Mgmt For For
Susan L. Spradley Mgmt For For
Stanley J. Sutula, III Mgmt For For
Scott D. Vogel Mgmt For For
Jacqueline E. Yeaney Mgmt For For
2. Advisory approval of the Company's named executive Mgmt For For
officers' compensation.
3. Approval of the Avaya Holdings Corp. 2019 Equity Mgmt For For
Incentive Plan.
4. Approval of the Avaya Holdings Corp. 2020 Employee Mgmt For For
Stock Purchase Plan.
5. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting firm for the
fiscal year ending September 30, 2020.
--------------------------------------------------------------------------------------------------------------------------
BIO-RAD LABORATORIES, INC. Agenda Number: 935176354
--------------------------------------------------------------------------------------------------------------------------
Security: 090572207 Meeting Type: Annual
Ticker: BIO Meeting Date: 28-Apr-2020
ISIN: US0905722072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Arnold A. Pinkston Mgmt For For
1.2 Election of Director: Melinda Litherland Mgmt For For
2. PROPOSAL to ratify the selection of KPMG LLP to serve Mgmt For For
as the Company's independent auditors.
3. Advisory vote to approve executive compensation. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BIO-TECHNE CORP Agenda Number: 935077784
--------------------------------------------------------------------------------------------------------------------------
Security: 09073M104 Meeting Type: Annual
Ticker: TECH Meeting Date: 24-Oct-2019
ISIN: US09073M1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To set the number of Directors at nine. Mgmt For For
2A. Election of Director: Robert V. Baumgartner Mgmt For For
2B. Election of Director: John L. Higgins Mgmt For For
2C. Election of Director: Joseph D. Keegan Mgmt For For
2D. Election of Director: Charles R. Kummeth Mgmt For For
2E. Election of Director: Roeland Nusse Mgmt For For
2F. Election of Director: Alpna Seth Mgmt For For
2G. Election of Director: Randolph Steer Mgmt For For
2H. Election of Director: Rupert Vessey Mgmt For For
2I. Election of Director: Harold J. Wiens Mgmt For For
3. Cast a non-binding vote on named executive officer Mgmt For For
compensation.
4. Ratify the appointment of the Company's independent Mgmt For For
registered public accounting firm for the 2020 fiscal
year.
--------------------------------------------------------------------------------------------------------------------------
BLOOMIN' BRANDS, INC. Agenda Number: 935182749
--------------------------------------------------------------------------------------------------------------------------
Security: 094235108 Meeting Type: Annual
Ticker: BLMN Meeting Date: 29-May-2020
ISIN: US0942351083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director with term expiring in Mgmt For For
2023: James R. Craigie
1B. Election of Class II Director with term expiring in Mgmt For For
2023: David J. Deno
2. To ratify the appointment of PricewaterhouseCoopers Mgmt For For
LLP as the Company's independent registered certified
public accounting firm for the fiscal year ending
December 27, 2020.
3. To approve, on a non-binding advisory basis, the Mgmt For For
compensation of the Company's named executive
officers.
4. To approve the Bloomin' Brands, Inc. 2020 Omnibus Mgmt For For
Incentive Compensation Plan.
5. To vote on a stockholder proposal requesting that the Shr For Against
Company take action to declassify the Board.
6. To vote on a stockholder proposal requesting that the Shr For Against
Board issue a report assessing how the Company could
increase efforts to mitigate supply chain greenhouse
gas emissions.
--------------------------------------------------------------------------------------------------------------------------
BOTTOMLINE TECHNOLOGIES (DE), INC. Agenda Number: 935094348
--------------------------------------------------------------------------------------------------------------------------
Security: 101388106 Meeting Type: Annual
Ticker: EPAY Meeting Date: 21-Nov-2019
ISIN: US1013881065
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jennifer M. Gray Mgmt For For
Paul H. Hough Mgmt For For
Benjamin E Robinson III Mgmt For For
2. Non-binding advisory vote to approve executive Mgmt For For
compensation.
3. Approval of the Company's 2019 Stock Incentive Plan Mgmt For For
and the authorization to issue 1,000,000 shares of
common stock thereunder.
4. Ratification of the selection of Ernst & Young LLP as Mgmt For For
the Company's registered public accounting firm for
the current fiscal year.
--------------------------------------------------------------------------------------------------------------------------
CACTUS, INC. Agenda Number: 935189363
--------------------------------------------------------------------------------------------------------------------------
Security: 127203107 Meeting Type: Annual
Ticker: WHD Meeting Date: 20-May-2020
ISIN: US1272031071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Scott Bender Mgmt Withheld Against
Bruce Rothstein Mgmt Withheld Against
Gary Rosenthal Mgmt Withheld Against
2. Ratification of the selection of Mgmt For For
PricewaterhouseCoopers LLP as auditors.
--------------------------------------------------------------------------------------------------------------------------
CARGURUS, INC. Agenda Number: 935184173
--------------------------------------------------------------------------------------------------------------------------
Security: 141788109 Meeting Type: Annual
Ticker: CARG Meeting Date: 02-Jun-2020
ISIN: US1417881091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Ian Smith Mgmt Withheld Against
Langley Steinert Mgmt Withheld Against
2. To ratify the selection of Ernst & Young LLP as the Mgmt For For
Company's independent registered public accounting
firm for its fiscal year ending December 31, 2020.
3. To approve, on a non-binding advisory basis, the Mgmt For For
compensation of the Company's named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
CERENCE INC. Agenda Number: 935121575
--------------------------------------------------------------------------------------------------------------------------
Security: 156727109 Meeting Type: Annual
Ticker: CRNC Meeting Date: 20-Feb-2020
ISIN: US1567271093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Thomas Beaudoin Mgmt Withheld Against
Marianne Budnik Mgmt For For
2. To ratify the appointment of BDO USA LLP as the Mgmt For For
Company's independent registered public accounting
firm for the fiscal year ending September 30, 2020.
--------------------------------------------------------------------------------------------------------------------------
CHEMED CORPORATION Agenda Number: 935180947
--------------------------------------------------------------------------------------------------------------------------
Security: 16359R103 Meeting Type: Annual
Ticker: CHE Meeting Date: 18-May-2020
ISIN: US16359R1032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Kevin J. McNamara Mgmt For For
1B. Election of Director: Ron DeLyons Mgmt For For
1C. Election of Director: Joel F. Gemunder Mgmt For For
1D. Election of Director: Patrick P. Grace Mgmt For For
1E. Election of Director: Christopher J. Heaney Mgmt For For
1F. Election of Director: Thomas C. Hutton Mgmt For For
1G. Election of Director: Andrea R. Lindell Mgmt For For
1H. Election of Director: Thomas P. Rice Mgmt For For
1I. Election of Director: Donald E. Saunders Mgmt For For
1J. Election of Director: George J. Walsh III Mgmt For For
2. Ratification of Audit Committee's selection of Mgmt For For
PricewaterhouseCoopers LLP as independent accountants
for 2020.
3. Advisory vote to approve executive compensation. Mgmt For For
4. Stockholder proposal requesting a semi-annual report Shr For Against
on (a) the Company's policies on political spending,
and (b) political contributions made.
--------------------------------------------------------------------------------------------------------------------------
CLEAN HARBORS, INC. Agenda Number: 935191623
--------------------------------------------------------------------------------------------------------------------------
Security: 184496107 Meeting Type: Annual
Ticker: CLH Meeting Date: 03-Jun-2020
ISIN: US1844961078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Eugene Banucci Mgmt For For
Edward G. Galante Mgmt For For
Thomas J. Shields Mgmt For For
John R. Welch Mgmt For For
2. To approve an advisory vote on the Company's executive Mgmt For For
compensation.
3. To approve the Company's 2020 Stock Incentive Plan. Mgmt For For
4. To ratify the selection by the Audit Committee of the Mgmt For For
Company's Board of Directors of Deloitte & Touche LLP
as the Company's independent registered public
accounting firm for the current fiscal year.
--------------------------------------------------------------------------------------------------------------------------
COGENT COMMUNICATIONS HOLDINGS, INC. Agenda Number: 935148963
--------------------------------------------------------------------------------------------------------------------------
Security: 19239V302 Meeting Type: Annual
Ticker: CCOI Meeting Date: 06-May-2020
ISIN: US19239V3024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dave Schaeffer Mgmt For For
D. Blake Bath Mgmt For For
Steven D. Brooks Mgmt For For
Lewis H. Ferguson, III Mgmt For For
Carolyn Katz Mgmt For For
Sheryl Kennedy Mgmt For For
Marc Montagner Mgmt For For
2. To ratify the appointment of Ernst & Young LLP as the Mgmt For For
independent registered public accountants for the
fiscal year ending December 31, 2020.
3. Non-binding advisory vote to approve named executive Mgmt For For
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
COMFORT SYSTEMS USA, INC. Agenda Number: 935178702
--------------------------------------------------------------------------------------------------------------------------
Security: 199908104 Meeting Type: Annual
Ticker: FIX Meeting Date: 19-May-2020
ISIN: US1999081045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Darcy G. Anderson Mgmt For For
Herman E. Bulls Mgmt For For
Alan P. Krusi Mgmt For For
Brian E. Lane Mgmt For For
Pablo G. Mercado Mgmt For For
Franklin Myers Mgmt For For
William J. Sandbrook Mgmt For For
James H. Schultz Mgmt For For
Constance E. Skidmore Mgmt For For
Vance W. Tang Mgmt For For
2. RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
2020.
3. ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED Mgmt For For
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
CORPORATE OFFICE PROPERTIES TRUST Agenda Number: 935169133
--------------------------------------------------------------------------------------------------------------------------
Security: 22002T108 Meeting Type: Annual
Ticker: OFC Meeting Date: 21-May-2020
ISIN: US22002T1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Trustee: Thomas F. Brady Mgmt For For
1B. Election of Trustee: Stephen E. Budorick Mgmt For For
1C. Election of Trustee: Robert L. Denton, Sr. Mgmt For For
1D. Election of Trustee: Philip L. Hawkins Mgmt For For
1E. Election of Trustee: David M. Jacobstein Mgmt For For
1F. Election of Trustee: Steven D. Kesler Mgmt For For
1G. Election of Trustee: C. Taylor Pickett Mgmt For For
1H. Election of Trustee: Lisa G. Trimberger Mgmt For For
2. Ratification of the Appointment of Independent Mgmt For For
Registered Public Accounting Firm.
3. Approval, on an Advisory Basis, of Named Executive Mgmt For For
Officer Compensation.
--------------------------------------------------------------------------------------------------------------------------
CRANE CO. Agenda Number: 935147911
--------------------------------------------------------------------------------------------------------------------------
Security: 224399105 Meeting Type: Annual
Ticker: CR Meeting Date: 27-Apr-2020
ISIN: US2243991054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Martin R. Benante Mgmt For For
1.2 Election of Director: Donald G. Cook Mgmt For For
1.3 Election of Director: Michael Dinkins Mgmt For For
1.4 Election of Director: Ronald C. Lindsay Mgmt For For
1.5 Election of Director: Ellen McClain Mgmt For For
1.6 Election of Director: Charles G. McClure, Jr. Mgmt For For
1.7 Election of Director: Max H. Mitchell Mgmt For For
1.8 Election of Director: Jennifer M. Pollino Mgmt For For
1.9 Election of Director: James L. L. Tullis Mgmt For For
2. Ratification of selection of Deloitte & Touche LLP as Mgmt For For
independent auditors for the Company for 2020.
3. Say on Pay - An advisory vote to approve the Mgmt For For
compensation paid to certain executive officers.
--------------------------------------------------------------------------------------------------------------------------
CURTISS-WRIGHT CORPORATION Agenda Number: 935145575
--------------------------------------------------------------------------------------------------------------------------
Security: 231561101 Meeting Type: Annual
Ticker: CW Meeting Date: 07-May-2020
ISIN: US2315611010
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David C. Adams Mgmt For For
Dean M. Flatt Mgmt For For
S. Marce Fuller Mgmt For For
Bruce D. Hoechner Mgmt For For
Glenda J. Minor Mgmt For For
John B. Nathman Mgmt For For
Robert J. Rivet Mgmt For For
Albert E. Smith Mgmt For For
Peter C. Wallace Mgmt For For
2. To ratify the appointment of Deloitte & Touche LLP as Mgmt For For
the Company's independent registered public accounting
firm for 2020
3. An advisory (non-binding) vote to approve the Mgmt For For
compensation of the Company's named executive officers
--------------------------------------------------------------------------------------------------------------------------
ENCOMPASS HEALTH CORPORATION Agenda Number: 935142670
--------------------------------------------------------------------------------------------------------------------------
Security: 29261A100 Meeting Type: Annual
Ticker: EHC Meeting Date: 06-May-2020
ISIN: US29261A1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Greg D. Carmichael Mgmt For For
1B. Election of Director: John W. Chidsey Mgmt For For
1C. Election of Director: Donald L. Correll Mgmt For For
1D. Election of Director: Yvonne M. Curl Mgmt For For
1E. Election of Director: Charles M. Elson Mgmt For For
1F. Election of Director: Joan E. Herman Mgmt For For
1G. Election of Director: Leo I. Higdon, Jr. Mgmt For For
1H. Election of Director: Leslye G. Katz Mgmt For For
1I. Election of Director: Patricia A. Maryland Mgmt For For
1J. Election of Director: John E. Maupin, Jr. Mgmt For For
1K. Election of Director: Nancy M. Schlichting Mgmt For For
1L. Election of Director: L. Edward Shaw, Jr. Mgmt For For
1M. Election of Director: Mark J. Tarr Mgmt For For
1N. Election of Director: Terrance Williams Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent registered
public accounting firm for 2020.
3. An advisory vote to approve executive compensation. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ENERSYS Agenda Number: 935053986
--------------------------------------------------------------------------------------------------------------------------
Security: 29275Y102 Meeting Type: Annual
Ticker: ENS Meeting Date: 01-Aug-2019
ISIN: US29275Y1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Class III Director: Howard I. Hoffen Mgmt For For
1B Election of Class III Director: David M. Shaffer Mgmt For For
1C Election of Class III Director: Ronald P. Vargo Mgmt For For
2. To ratify the appointment of Ernst & Young LLP as the Mgmt For For
Company's independent registered public accounting
firm for fiscal year ending March 31, 2020.
3. An advisory vote to approve the compensation of Mgmt For For
EnerSys' named executive officers.
--------------------------------------------------------------------------------------------------------------------------
ENVESTNET, INC. Agenda Number: 935182561
--------------------------------------------------------------------------------------------------------------------------
Security: 29404K106 Meeting Type: Annual
Ticker: ENV Meeting Date: 13-May-2020
ISIN: US29404K1060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Luis A. Aguilar Mgmt For For
Ross Chapin Mgmt For For
William Crager Mgmt For For
James Fox Mgmt For For
2. The approval, on an advisory basis, of 2019 executive Mgmt For For
compensation.
3. The ratification of KPMG LLP as the independent Mgmt For For
registered public accounting firm for the fiscal year
ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
EVERCORE INC. Agenda Number: 935199009
--------------------------------------------------------------------------------------------------------------------------
Security: 29977A105 Meeting Type: Annual
Ticker: EVR Meeting Date: 16-Jun-2020
ISIN: US29977A1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Roger C. Altman Mgmt For For
Richard I. Beattie Mgmt For For
Pamela G. Carlton Mgmt For For
Ellen V. Futter Mgmt For For
Gail B. Harris Mgmt For For
Robert B. Millard Mgmt For For
Willard J. Overlock, Jr Mgmt For For
Sir Simon M. Robertson Mgmt For For
Ralph L. Schlosstein Mgmt For For
John S. Weinberg Mgmt For For
William J. Wheeler Mgmt For For
Sarah K. Williamson Mgmt For For
Kendrick R. Wilson III Mgmt For For
2. To approve, on an advisory basis, the executive Mgmt For For
compensation of our Named Executive Officers.
3. To approve the Amended and Restated 2016 Evercore Inc. Mgmt For For
Stock Incentive Plan.
4. To ratify the selection of Deloitte & Touche LLP as Mgmt For For
our independent registered public accounting firm for
2020.
--------------------------------------------------------------------------------------------------------------------------
EXLSERVICE HOLDINGS, INC. Agenda Number: 935207248
--------------------------------------------------------------------------------------------------------------------------
Security: 302081104 Meeting Type: Annual
Ticker: EXLS Meeting Date: 15-Jun-2020
ISIN: US3020811044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Rohit Kapoor Mgmt For For
1B. Election of Director: David Kelso Mgmt For For
1C. Election of Director: Anne Minto Mgmt For For
1D. Election of Director: Som Mittal Mgmt For For
1E. Election of Director: Clyde Ostler Mgmt For For
1F. Election of Director: Jaynie Studenmund Mgmt For For
2. The ratification of the selection of Deloitte & Touche Mgmt For For
LLP as the independent registered public accounting
firm of the Company for fiscal year 2020.
3. The approval, on a non-binding advisory basis, of the Mgmt For For
compensation of the named executive officers of the
Company.
--------------------------------------------------------------------------------------------------------------------------
FOX FACTORY HOLDING CORP. Agenda Number: 935153851
--------------------------------------------------------------------------------------------------------------------------
Security: 35138V102 Meeting Type: Annual
Ticker: FOXF Meeting Date: 07-May-2020
ISIN: US35138V1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dudley W. Mendenhall Mgmt For For
Elizabeth A. Fetter Mgmt For For
2. To ratify the appointment of Grant Thornton LLP as Fox Mgmt For For
Factory Holding Corp.'s independent public accountants
for fiscal year 2020.
3. To approve, on an advisory basis, the resolution Mgmt For For
approving the compensation of Fox Factory Holding
Corp.'s named executive officers.
--------------------------------------------------------------------------------------------------------------------------
FRONTDOOR, INC. Agenda Number: 935163802
--------------------------------------------------------------------------------------------------------------------------
Security: 35905A109 Meeting Type: Annual
Ticker: FTDR Meeting Date: 13-May-2020
ISIN: US35905A1097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director to serve for a one-year Mgmt Against Against
term: Richard P. Fox
1B. Election of Class II Director to serve for a one-year Mgmt Against Against
term: Brian P. McAndrews
1C. Election of Class II Director to serve for a one-year Mgmt For For
term: Rexford J. Tibbens
2. To ratify the selection of Deloitte & Touche LLP as Mgmt For For
the Company's independent registered public accounting
firm for fiscal 2020.
3. Advisory vote to approve the Company's named executive Mgmt For For
officer compensation.
--------------------------------------------------------------------------------------------------------------------------
GLACIER BANCORP, INC. Agenda Number: 935150160
--------------------------------------------------------------------------------------------------------------------------
Security: 37637Q105 Meeting Type: Annual
Ticker: GBCI Meeting Date: 29-Apr-2020
ISIN: US37637Q1058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
David C. Boyles Mgmt For For
Randall M. Chesler Mgmt For For
Sherry L. Cladouhos Mgmt For For
James M. English Mgmt For For
Annie M. Goodwin Mgmt For For
Craig A. Langel Mgmt For For
Douglas J. McBride Mgmt For For
John W. Murdoch Mgmt For For
George R. Sutton Mgmt For For
2. To vote on an advisory (non-binding) resolution to Mgmt For For
approve the compensation of Glacier Bancorp, Inc.'s
named executive officers.
3. To ratify the appointment of BKD, LLP as Glacier Mgmt For For
Bancorp, Inc.'s independent registered public
accounting firm for the fiscal year ending December
31, 2020.
--------------------------------------------------------------------------------------------------------------------------
GLOBUS MEDICAL, INC. Agenda Number: 935186064
--------------------------------------------------------------------------------------------------------------------------
Security: 379577208 Meeting Type: Annual
Ticker: GMED Meeting Date: 03-Jun-2020
ISIN: US3795772082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: David M. Demski Mgmt Against Against
1B. Election of Director: Robert Douglas Mgmt For For
2. To ratify the appointment of Deloitte & Touche LLP as Mgmt For For
the Company's independent registered public accounting
firm for the year ending December 31, 2020
3. To approve, in an advisory vote, the compensation of Mgmt For For
the Company's named executive officers (the Say-on-Pay
Vote).
--------------------------------------------------------------------------------------------------------------------------
HAEMONETICS CORPORATION Agenda Number: 935050043
--------------------------------------------------------------------------------------------------------------------------
Security: 405024100 Meeting Type: Annual
Ticker: HAE Meeting Date: 25-Jul-2019
ISIN: US4050241003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark W. Kroll Mgmt For For
Claire Pomeroy Mgmt For For
Ellen M. Zane Mgmt For For
2. Advisory vote to approve the compensation of our named Mgmt For For
executive officers.
3. Ratification of Ernst & Young LLP as our independent Mgmt For For
registered public accounting firm for the fiscal year
ending March 28, 2020.
4. Amendments to the Company's Restated Articles of Mgmt For For
Organization to provide for the annual election of
directors.
5. Approval of the Haemonetics Corporation 2019 Long-Term Mgmt For For
Incentive Compensation Plan.
--------------------------------------------------------------------------------------------------------------------------
HARSCO CORPORATION Agenda Number: 935138710
--------------------------------------------------------------------------------------------------------------------------
Security: 415864107 Meeting Type: Annual
Ticker: HSC Meeting Date: 21-Apr-2020
ISIN: US4158641070
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: J. F. Earl Mgmt For For
1.2 Election of Director: K. G. Eddy Mgmt For For
1.3 Election of Director: D. C. Everitt Mgmt For For
1.4 Election of Director: F. N. Grasberger III Mgmt For For
1.5 Election of Director: C. I. Haznedar Mgmt For For
1.6 Election of Director: M. Longhi Mgmt For For
1.7 Election of Director: E. M. Purvis, Jr. Mgmt For For
1.8 Election of Director: P. C. Widman Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as independent auditors for
the fiscal year ending December 31, 2020.
3. Vote, on an advisory basis, to approve named executive Mgmt For For
officer compensation.
4. Vote, on an Amendment No. 2 to the 2013 Equity and Mgmt For For
Incentive Compensation Plan.
--------------------------------------------------------------------------------------------------------------------------
HMS HOLDINGS CORP. Agenda Number: 935180430
--------------------------------------------------------------------------------------------------------------------------
Security: 40425J101 Meeting Type: Annual
Ticker: HMSY Meeting Date: 27-May-2020
ISIN: US40425J1016
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Katherine Baicker Mgmt For For
1B. Election of Director: Robert Becker Mgmt For For
1C. Election of Director: Craig R. Callen Mgmt For For
1D. Election of Director: William C. Lucia Mgmt For For
1E. Election of Director: William F. Miller III Mgmt For For
1F. Election of Director: Jeffrey A. Rideout Mgmt For For
1G. Election of Director: Ellen A. Rudnick Mgmt For For
1H. Election of Director: Bart M. Schwartz Mgmt For For
1I. Election of Director: Richard H. Stowe Mgmt For For
1J. Election of Director: Cora M. Tellez Mgmt For For
2. Advisory approval of the Company's 2019 executive Mgmt For For
compensation.
3. Ratification of the selection of Grant Thornton LLP as Mgmt For For
the Company's independent registered public accounting
firm for the fiscal year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
INTEGRA LIFESCIENCES HOLDINGS CORP. Agenda Number: 935180935
--------------------------------------------------------------------------------------------------------------------------
Security: 457985208 Meeting Type: Annual
Ticker: IART Meeting Date: 13-May-2020
ISIN: US4579852082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Peter J. Arduini Mgmt For For
1B. Election of Director: Rhonda G. Ballintyn Mgmt For For
1C. Election of Director: Keith Bradley Mgmt For For
1D. Election of Director: Stuart M. Essig Mgmt For For
1E. Election of Director: Barbara B. Hill Mgmt For For
1F. Election of Director: Lloyd W. Howell, Jr. Mgmt For For
1G. Election of Director: Donald E. Morel, Jr. Mgmt For For
1H. Election of Director: Raymond G. Murphy Mgmt For For
1I. Election of Director: Christian S. Schade Mgmt For For
2. The Proposal to ratify the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the Company's
independent registered public accounting firm for the
fiscal year 2020.
3. A non-binding resolution to approve the compensation Mgmt For For
of our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
ITT INC. Agenda Number: 935158368
--------------------------------------------------------------------------------------------------------------------------
Security: 45073V108 Meeting Type: Annual
Ticker: ITT Meeting Date: 15-May-2020
ISIN: US45073V1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Orlando D. Ashford Mgmt For For
1B. Election of Director: Geraud Darnis Mgmt For For
1C. Election of Director: Donald DeFosset, Jr. Mgmt For For
1D. Election of Director: Nicholas C. Fanandakis Mgmt For For
1E. Election of Director: Richard P. Lavin Mgmt For For
1F. Election of Director: Mario Longhi Mgmt For For
1G. Election of Director: Rebecca A. McDonald Mgmt For For
1H. Election of Director: Timothy H. Powers Mgmt For For
1I. Election of Director: Luca Savi Mgmt For For
1J. Election of Director: Cheryl L. Shavers Mgmt For For
1K. Election of Director: Sabrina Soussan Mgmt For For
2. Ratification of the appointment of Deloitte & Touche Mgmt For For
LLP as the independent registered public accounting
firm of the Company for the 2020 fiscal year
3. Approval of an advisory vote on executive compensation Mgmt For For
4. A shareholder proposal regarding proxy access Shr For Against
--------------------------------------------------------------------------------------------------------------------------
J2 GLOBAL, INC Agenda Number: 935157467
--------------------------------------------------------------------------------------------------------------------------
Security: 48123V102 Meeting Type: Annual
Ticker: JCOM Meeting Date: 07-May-2020
ISIN: US48123V1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Richard S. Ressler Mgmt For For
1B. Election of Director: Douglas Y. Bech Mgmt For For
1C. Election of Director: Robert J. Cresci Mgmt For For
1D. Election of Director: Sarah Fay Mgmt For For
1E. Election of Director: W. Brian Kretzmer Mgmt For For
1F. Election of Director: Jonathan F. Miller Mgmt For For
1G. Election of Director: Stephen Ross Mgmt For For
1H. Election of Director: Vivek Shah Mgmt For For
2. To ratify the appointment of BDO USA, LLP to serve as Mgmt For For
J2 Global's independent auditors for fiscal 2020.
3. To provide an advisory vote on the compensation of J2 Mgmt For For
Global's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
KBR, INC. Agenda Number: 935160945
--------------------------------------------------------------------------------------------------------------------------
Security: 48242W106 Meeting Type: Annual
Ticker: KBR Meeting Date: 13-May-2020
ISIN: US48242W1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Mark E. Baldwin Mgmt For For
1B. Election of Director: James R. Blackwell Mgmt For For
1C. Election of Director: Stuart J. B. Bradie Mgmt For For
1D. Election of Director: Lynn A. Dugle Mgmt For For
1E. Election of Director: Lester L. Lyles Mgmt For For
1F. Election of Director: Wendy M. Masiello Mgmt For For
1G. Election of Director: Jack B. Moore Mgmt For For
1H. Election of Director: Ann D. Pickard Mgmt For For
1I. Election of Director: Umberto della Sala Mgmt For For
2. Advisory vote to approve KBR's named executive officer Mgmt For For
compensation.
3. Ratify the appointment of KPMG LLP as the independent Mgmt For For
registered public accounting firm to audit the
consolidated financial statements for KBR, Inc. as of
and for the year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
LOGMEIN, INC Agenda Number: 935129824
--------------------------------------------------------------------------------------------------------------------------
Security: 54142L109 Meeting Type: Special
Ticker: LOGM Meeting Date: 12-Mar-2020
ISIN: US54142L1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Adoption of the Agreement and Plan of Merger, dated Mgmt For For
December 17, 2019 (as it may be amended from time to
time, the "Merger Agreement"), by and among LogMeIn,
Inc., a Delaware corporation, Logan Parent LLC, a
Delaware limited liability company, and Logan Merger
Sub, Inc., a Delaware corporation and a wholly-owned
subsidiary of Logan Parent, LLC.
2. Adjourn the Special Meeting to a later date or dates Mgmt For For
if necessary to solicit additional proxies if there
are insufficient votes to adopt the Merger Agreement
at the time of the Special Meeting.
3. Approval of, on a non-binding, advisory basis, certain Mgmt For For
compensation that will or may become payable to the
Company's named executive officers in connection with
the transactions contemplated by the Merger Agreement.
--------------------------------------------------------------------------------------------------------------------------
MAXIMUS, INC. Agenda Number: 935127298
--------------------------------------------------------------------------------------------------------------------------
Security: 577933104 Meeting Type: Annual
Ticker: MMS Meeting Date: 17-Mar-2020
ISIN: US5779331041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: Gayathri Rajan Mgmt For For
1B. Election of Class II Director: Michael J. Warren Mgmt For For
2. The approval of an amendment to our Articles of Mgmt For For
Incorporation to provide for the annual election of
directors.
3. Ratification of the appointment of Ernst & Young LLP Mgmt For For
as our independent public accountants for our 2020
fiscal year.
4. Advisory vote to approve the compensation of the Named Mgmt For For
Executive Officers.
5. A shareholder proposal pertaining to the disclosure by Shr For Against
the Company of certain lobbying expenditures and
activities.
--------------------------------------------------------------------------------------------------------------------------
MOBILE MINI, INC. Agenda Number: 935140602
--------------------------------------------------------------------------------------------------------------------------
Security: 60740F105 Meeting Type: Annual
Ticker: MINI Meeting Date: 01-May-2020
ISIN: US60740F1057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Erik Olsson Mgmt For For
1B. Election of Director: Michael L. Watts Mgmt For For
1C. Election of Director: Kelly Williams Mgmt For For
1D. Election of Director: Sara R. Dial Mgmt For For
1E. Election of Director: Jeffrey S. Goble Mgmt For For
1F. Election of Director: James J. Martell Mgmt For For
1G. Election of Director: Stephen A McConnell Mgmt For For
1H. Election of Director: Frederick G. McNamee, III Mgmt For For
1I. Election of Director: Kimberly J. McWaters Mgmt For For
1J. Election of Director: Michael W. Upchurch Mgmt For For
2. Ratify the selection of KPMG LLP as the Company's Mgmt For For
Independent Registered Public Accounting Firm for the
year ending December 31, 2020.
3. Advisory vote to approve named executive officer Mgmt For For
compensation.
--------------------------------------------------------------------------------------------------------------------------
NETSCOUT SYSTEMS, INC. Agenda Number: 935065107
--------------------------------------------------------------------------------------------------------------------------
Security: 64115T104 Meeting Type: Annual
Ticker: NTCT Meeting Date: 12-Sep-2019
ISIN: US64115T1043
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Anil K. Singhal Mgmt For For
John R. Egan Mgmt For For
Robert E. Donahue Mgmt For For
2. To approve the NetScout Systems, Inc. 2019 Equity Mgmt For For
Incentive Plan as described in Proposal 2 in the proxy
statement.
3. To ratify the appointment of PricewaterhouseCoopers Mgmt For For
LLP as NetScout's independent registered public
accounting firm for the fiscal year ended March 31,
2020.
4. To approve, on an advisory basis, the compensation of Mgmt For For
NetScout's named executive officers as disclosed in
the proxy statement in accordance with Securities and
Exchange Commission rules.
--------------------------------------------------------------------------------------------------------------------------
NUANCE COMMUNICATIONS, INC. Agenda Number: 935113744
--------------------------------------------------------------------------------------------------------------------------
Security: 67020Y100 Meeting Type: Annual
Ticker: NUAN Meeting Date: 22-Jan-2020
ISIN: US67020Y1001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark Benjamin Mgmt For For
Daniel Brennan Mgmt For For
Lloyd Carney Mgmt Withheld Against
Thomas Ebling Mgmt For For
Robert Finocchio Mgmt For For
Laura Kaiser Mgmt For For
Michal Katz Mgmt For For
Mark Laret Mgmt For For
Sanjay Vaswani Mgmt For For
2. To approve adoption of the Company's 2020 Stock Plan. Mgmt For For
3. To approve a non-binding advisory resolution regarding Mgmt For For
Executive Compensation.
4. To ratify the appointment of BDO USA, LLP as the Mgmt For For
Company's independent registered public accounting
firm for the fiscal year ending September 30, 2020.
5. To vote on a stockholder proposal to require an Shr For Against
independent chair.
--------------------------------------------------------------------------------------------------------------------------
NUVASIVE, INC. Agenda Number: 935183828
--------------------------------------------------------------------------------------------------------------------------
Security: 670704105 Meeting Type: Annual
Ticker: NUVA Meeting Date: 28-May-2020
ISIN: US6707041058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: J. Christopher Barry Mgmt For For
1B. Election of Director: Gregory T. Lucier Mgmt For For
1C. Election of Director: Leslie V. Norwalk, Esq. Mgmt For For
2. Ratification of the appointment of Ernst & Young LLP Mgmt For For
as the Company's independent registered public
accounting firm for the fiscal year ending December
31, 2020.
3. Approval of a non-binding advisory resolution Mgmt For For
regarding the compensation of the Company's named
executive officers for the fiscal year ended December
31, 2019.
--------------------------------------------------------------------------------------------------------------------------
OMNICELL, INC. Agenda Number: 935175338
--------------------------------------------------------------------------------------------------------------------------
Security: 68213N109 Meeting Type: Annual
Ticker: OMCL Meeting Date: 26-May-2020
ISIN: US68213N1090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Class I Director: Joanne B. Bauer Mgmt For For
1.2 Election of Class I Director: Robin G. Seim Mgmt For For
1.3 Election of Class I Director: Sara J. White Mgmt For For
2. Say on Pay - An advisory vote to approve named Mgmt For For
executive officer compensation.
3. Proposal to ratify the selection of Deloitte & Touche Mgmt For For
LLP as the independent registered public accounting
firm of the Company for the year ending December 31,
2020.
--------------------------------------------------------------------------------------------------------------------------
ONTO INNOVATION INC. Agenda Number: 935164400
--------------------------------------------------------------------------------------------------------------------------
Security: 683344105 Meeting Type: Annual
Ticker: ONTO Meeting Date: 12-May-2020
ISIN: US6833441057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Jeffrey A. Aukerman Mgmt For For
1B. Election of Director: Leo Berlinghieri Mgmt For For
1C. Election of Director: Edward J. Brown, Jr. Mgmt For For
1D. Election of Director: Vita A. Cassese Mgmt For For
1E. Election of Director: Robert G. Deuster Mgmt For For
1F. Election of Director: David B. Miller Mgmt For For
1G. Election of Director: Michael P. Plisinski Mgmt For For
1H. Election of Director: Bruce C. Rhine Mgmt For For
1I. Election of Director: Christopher A. Seams Mgmt For For
1J. Election of Director: Christine A. Tsingos Mgmt For For
2. To approve, on an advisory (non-binding) basis, the Mgmt For For
compensation of our named executive officers as
disclosed in the proxy statement.
3. To approve the Onto Innovation Inc. 2020 Stock Plan. Mgmt For For
4. To approve the Onto Innovation Inc. 2020 Employee Mgmt For For
Stock Purchase Plan.
5. To ratify the appointment of Ernst & Young LLP as our Mgmt For For
independent registered public accounting firm for the
fiscal year ending December 26, 2020.
--------------------------------------------------------------------------------------------------------------------------
OXFORD INDUSTRIES, INC. Agenda Number: 935207591
--------------------------------------------------------------------------------------------------------------------------
Security: 691497309 Meeting Type: Annual
Ticker: OXM Meeting Date: 16-Jun-2020
ISIN: US6914973093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Dennis M. Love Mgmt For For
1.2 Election of Director: Clyde C. Tuggle Mgmt For For
1.3 Election of Director: E. Jenner Wood III Mgmt For For
2. Ratify the selection of Ernst & Young LLP to serve as Mgmt For For
the Company's independent registered public accounting
firm for fiscal 2020.
3. Proposal to approve, by a non-binding, advisory vote, Mgmt For For
the compensation of the Company's named executive
officers.
--------------------------------------------------------------------------------------------------------------------------
PREMIER, INC. Agenda Number: 935092851
--------------------------------------------------------------------------------------------------------------------------
Security: 74051N102 Meeting Type: Annual
Ticker: PINC Meeting Date: 06-Dec-2019
ISIN: US74051N1028
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Susan D. DeVore Mgmt Withheld Against
Jody R. Davids Mgmt For For
Peter S. Fine Mgmt Withheld Against
David H. Langstaff Mgmt For For
Marvin R. O'Quinn Mgmt Withheld Against
2. Ratification of the appointment of Ernst & Young LLP Mgmt For For
to serve as our independent registered public
accounting firm for fiscal year 2020.
3. Approval, on an advisory basis, of the compensation of Mgmt For For
our named executive officers as disclosed in the proxy
statement for the Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
QUALYS, INC. Agenda Number: 935187953
--------------------------------------------------------------------------------------------------------------------------
Security: 74758T303 Meeting Type: Annual
Ticker: QLYS Meeting Date: 10-Jun-2020
ISIN: US74758T3032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
General Peter Pace Mgmt For For
Wendy M. Pfeiffer Mgmt For For
2. To ratify the appointment of Grant Thornton LLP as Mgmt For For
Qualys, Inc.'s independent registered public
accounting firm for its fiscal year ending December
31, 2020.
3. To approve, on an advisory and non-binding basis, the Mgmt For For
compensation of Qualys, Inc.'s named executive
officers as described in the proxy statement.
--------------------------------------------------------------------------------------------------------------------------
QUANTA SERVICES, INC. Agenda Number: 935180454
--------------------------------------------------------------------------------------------------------------------------
Security: 74762E102 Meeting Type: Annual
Ticker: PWR Meeting Date: 28-May-2020
ISIN: US74762E1029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Earl C. (Duke) Austin, Jr. Mgmt For For
1B. Election of Director: Doyle N. Beneby Mgmt For For
1C. Election of Director: J. Michal Conaway Mgmt For For
1D. Election of Director: Vincent D. Foster Mgmt For For
1E. Election of Director: Bernard Fried Mgmt For For
1F. Election of Director: Worthing F. Jackman Mgmt For For
1G. Election of Director: David M. McClanahan Mgmt For For
1H. Election of Director: Margaret B. Shannon Mgmt For For
1I. Election of Director: Pat Wood, III Mgmt For For
1J. Election of Director: Martha B. Wyrsch Mgmt For For
2. Approval, by non-binding advisory vote, of Quanta's Mgmt For For
executive compensation
3. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as Quanta's independent
registered public accounting firm for fiscal year 2020
--------------------------------------------------------------------------------------------------------------------------
QUINSTREET INC Agenda Number: 935086769
--------------------------------------------------------------------------------------------------------------------------
Security: 74874Q100 Meeting Type: Annual
Ticker: QNST Meeting Date: 15-Nov-2019
ISIN: US74874Q1004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Stuart M. Huizinga Mgmt For For
David Pauldine Mgmt For For
James Simons Mgmt For For
Matthew Glickman Mgmt For For
Andrew Sheehan Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as QuinStreet, Inc.'s
independent registered public accounting firm for the
fiscal year ending June 30, 2020.
3. Approval, by advisory vote, of the compensation Mgmt For For
awarded to QuinStreet, Inc.'s named executive officers
as disclosed in the proxy statement.
--------------------------------------------------------------------------------------------------------------------------
REXNORD CORPORATION Agenda Number: 935045484
--------------------------------------------------------------------------------------------------------------------------
Security: 76169B102 Meeting Type: Annual
Ticker: RXN Meeting Date: 25-Jul-2019
ISIN: US76169B1026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mark S. Bartlett Mgmt For For
David C. Longren Mgmt For For
George C. Moore Mgmt For For
2. Advisory vote to approve the compensation of the Mgmt For For
Company's named executive officers, as disclosed in
"Compensation Discussion and Analysis" and "Executive
Compensation" in the Proxy Statement.
3. Approval of the amendment to, and restatement of, the Mgmt For For
Rexnord Corporation Performance Incentive Plan.
4. Ratification of the selection of Ernst & Young LLP as Mgmt For For
the Company's independent registered public accounting
firm for fiscal 2020.
--------------------------------------------------------------------------------------------------------------------------
RUDOLPH TECHNOLOGIES, INC. Agenda Number: 935080995
--------------------------------------------------------------------------------------------------------------------------
Security: 781270103 Meeting Type: Special
Ticker: RTEC Meeting Date: 24-Oct-2019
ISIN: US7812701032
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To adopt the Agreement and Plan of Merger, dated as of Mgmt For For
June 23, 2019, by and among Nanometrics Incorporated
("Nanometrics"), Rudolph Technologies, Inc.,
("Rudolph") and PV Equipment Inc., a wholly owned
subsidiary of Nanometrics (the "Merger Agreement"),
pursuant to which PV Equipment Inc. will merge with
and into Rudolph, with Rudolph as the surviving
corporation and a wholly- owned subsidiary of
Nanometrics (the "Merger Agreement Proposal").
2. To approve, on an advisory, non-binding basis, the Mgmt For For
compensation that will or may be paid to Rudolph's
named executive officers that is based on or otherwise
relates to the transactions contemplated by the Merger
Agreement (the "Rudolph Advisory Compensation
Proposal").
3. To approve, on an advisory, non-binding basis, the Mgmt For For
proposed increase of the authorized shares of
Nanometrics common stock under the Nanometrics
certificate of incorporation from 47,000,000 shares of
common stock to 97,000,000 shares of common stock (the
"Advisory Share Authorization Proposal").
4. To approve the adjournment of the Rudolph Special Mgmt For For
Meeting to solicit additional proxies if there are not
sufficient votes at the time of the Rudolph Special
Meeting to approve the Merger Agreement Proposal, the
Rudolph Advisory Compensation Proposal, and the
Advisory Share Authorization Proposal or to ensure
that any supplement or amendment to the joint proxy
statement/prospectus is timely provided to Rudolph
stockholders.
--------------------------------------------------------------------------------------------------------------------------
SKYWEST, INC. Agenda Number: 935155893
--------------------------------------------------------------------------------------------------------------------------
Security: 830879102 Meeting Type: Annual
Ticker: SKYW Meeting Date: 05-May-2020
ISIN: US8308791024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Jerry C. Atkin Mgmt For For
W. Steve Albrecht Mgmt For For
Russell A. Childs Mgmt For For
Henry J. Eyring Mgmt For For
Meredith S. Madden Mgmt For For
Ronald J. Mittelstaedt Mgmt For For
Andrew C. Roberts Mgmt For For
Keith E. Smith Mgmt For For
Steven F. Udvar - Hazy Mgmt For For
James L. Welch Mgmt For For
2. To consider and vote upon, on an advisory basis, the Mgmt For For
compensation of the Company's named executive
officers.
3. To ratify the appointment of Ernst & Young LLP as the Mgmt For For
Company's independent registered public accounting
firm.
--------------------------------------------------------------------------------------------------------------------------
SPS COMMERCE, INC. Agenda Number: 935170910
--------------------------------------------------------------------------------------------------------------------------
Security: 78463M107 Meeting Type: Annual
Ticker: SPSC Meeting Date: 18-May-2020
ISIN: US78463M1071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Archie C. Black Mgmt For For
1B. Election of Director: Martin J. Leestma Mgmt For For
1C. Election of Director: James B. Ramsey Mgmt For For
1D. Election of Director: Marty M. Reaume Mgmt For For
1E. Election of Director: Tami L. Reller Mgmt For For
1F. Election of Director: Philip E. Soran Mgmt For For
1G. Election of Director: Sven A. Wehrwein Mgmt For For
2. Ratification of the selection of KPMG LLP as the Mgmt For For
independent auditor of SPS Commerce, Inc. for the
fiscal year ending December 31, 2020.
3. Advisory approval of the compensation of the named Mgmt For For
executive officers of SPS Commerce, Inc.
4. Approval of an amendment to our Eighth Amended and Mgmt For For
Restated Certificate of Incorporation to increase the
number of authorized shares of common stock.
--------------------------------------------------------------------------------------------------------------------------
STEVEN MADDEN, LTD. Agenda Number: 935171405
--------------------------------------------------------------------------------------------------------------------------
Security: 556269108 Meeting Type: Annual
Ticker: SHOO Meeting Date: 05-Jun-2020
ISIN: US5562691080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Edward R. Rosenfeld Mgmt For For
Al Ferrara Mgmt For For
Mitchel S. Klipper Mgmt For For
Rose Peabody Lynch Mgmt For For
Peter Migliorini Mgmt For For
Ravi Sachdev Mgmt For For
Thomas H. Schwartz Mgmt For For
Robert G. Smith Mgmt For For
Amelia Newton Varela Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2020.
3. TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE Mgmt For For
EXECUTIVE COMPENSATION DESCRIBED IN THE STEVEN MADDEN,
LTD. PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
STRATEGIC EDUCATION, INC. Agenda Number: 935139798
--------------------------------------------------------------------------------------------------------------------------
Security: 86272C103 Meeting Type: Annual
Ticker: STRA Meeting Date: 28-Apr-2020
ISIN: US86272C1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Robert S. Silberman Mgmt For For
1B. Election of Director: J. Kevin Gilligan Mgmt For For
1C. Election of Director: Robert R. Grusky Mgmt For For
1D. Election of Director: Dr. Charlotte F. Beason Mgmt For For
1E. Election of Director: Rita D. Brogley Mgmt For For
1F. Election of Director: Dr. John T. Casteen, III Mgmt For For
1G. Election of Director: H. James Dallas Mgmt For For
1H. Election of Director: Nathaniel C. Fick Mgmt For For
1I. Election of Director: Karl McDonnell Mgmt For For
1J. Election of Director: G. Thomas Waite, III Mgmt For For
2. To ratify the appointment of PricewaterhouseCoopers Mgmt For For
LLP as the Company's Independent registered public
accounting firm for the fiscal year ending December
31, 2020.
3. To approve, on an advisory basis, the compensation of Mgmt For For
the named executive officers.
--------------------------------------------------------------------------------------------------------------------------
TACTILE SYSTEMS TECHNOLOGY, INC. Agenda Number: 935146705
--------------------------------------------------------------------------------------------------------------------------
Security: 87357P100 Meeting Type: Annual
Ticker: TCMD Meeting Date: 04-May-2020
ISIN: US87357P1003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
William W. Burke Mgmt For For
Raymond O. Huggenberger Mgmt For For
Gerald R. Mattys Mgmt For For
Richard J. Nigon Mgmt For For
Cheryl Pegus Mgmt For For
Kevin H. Roche Mgmt For For
Peter H. Soderberg Mgmt For For
2. Ratify the appointment of Grant Thornton LLP as our Mgmt For For
independent registered public accounting firm for the
year ending December 31, 2020.
3. Approve, on an advisory basis, the 2019 compensation Mgmt For For
of our named executive officers.
--------------------------------------------------------------------------------------------------------------------------
TCF FINANCIAL CORPORATION Agenda Number: 935151415
--------------------------------------------------------------------------------------------------------------------------
Security: 872307103 Meeting Type: Annual
Ticker: TCF Meeting Date: 06-May-2020
ISIN: US8723071036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Peter Bell Mgmt For For
Craig R. Dahl Mgmt For For
Karen L. Grandstrand Mgmt For For
Richard H. King Mgmt For For
Ronald A. Klein Mgmt For For
Barbara J. Mahone Mgmt For For
Barbara L. McQuade Mgmt For For
Vance K. Opperman Mgmt For For
David T. Provost Mgmt For For
Roger J. Sit Mgmt For For
Julie H. Sullivan Mgmt For For
Jeffrey L. Tate Mgmt For For
Gary Torgow Mgmt For For
Arthur A. Weiss Mgmt For For
Franklin C. Wheatlake Mgmt For For
Theresa M. H. Wise Mgmt For For
2. Advisory (Non-Binding) Vote to Approve Executive Mgmt For For
Compensation as Disclosed in the Proxy Statement.
3. Advisory (Non-Binding) Vote to Ratify the Appointment Mgmt For For
of KPMG LLP as Independent Registered Public
Accountants for 2020.
--------------------------------------------------------------------------------------------------------------------------
TEXAS ROADHOUSE,INC. Agenda Number: 935152900
--------------------------------------------------------------------------------------------------------------------------
Security: 882681109 Meeting Type: Annual
Ticker: TXRH Meeting Date: 14-May-2020
ISIN: US8826811098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Gregory N. Moore Mgmt For For
W. Kent Taylor Mgmt For For
Curtis A. Warfield Mgmt For For
Kathleen M. Widmer Mgmt For For
James R. Zarley Mgmt For For
2. Proposal to ratify the appointment of KPMG LLP as Mgmt For For
Texas Roadhouse's independent auditors for 2020.
3. Say on Pay - An advisory vote on the approval of Mgmt For For
executive compensation.
--------------------------------------------------------------------------------------------------------------------------
THE CHEFS' WAREHOUSE, INC. Agenda Number: 935154815
--------------------------------------------------------------------------------------------------------------------------
Security: 163086101 Meeting Type: Annual
Ticker: CHEF Meeting Date: 15-May-2020
ISIN: US1630861011
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Dominick Cerbone Mgmt For For
1B. Election of Director: Joseph Cugine Mgmt For For
1C. Election of Director: Steven F. Goldstone Mgmt For For
1D. Election of Director: Alan Guarino Mgmt For For
1E. Election of Director: Stephen Hanson Mgmt For For
1F. Election of Director: Katherine Oliver Mgmt For For
1G. Election of Director: Christopher Pappas Mgmt For For
1H. Election of Director: John Pappas Mgmt For For
2. To ratify the selection of BDO USA, LLP as our Mgmt For For
independent registered public accounting firm for the
fiscal year ending December 25, 2020.
3. To approve, on a non-binding, advisory basis, the Mgmt For For
compensation of our named executive officers as
disclosed in the 2020 Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
THE PROVIDENCE SERVICE CORPORATION Agenda Number: 935208480
--------------------------------------------------------------------------------------------------------------------------
Security: 743815102 Meeting Type: Annual
Ticker: PRSC Meeting Date: 16-Jun-2020
ISIN: US7438151026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Class II Director: David A. Coulter Mgmt For For
1B. Election of Class II Director: Leslie V. Norwalk Mgmt For For
1C. Election of Class II Director: Daniel E. Greenleaf Mgmt For For
2. A non-binding advisory vote to approve named executive Mgmt For For
officer compensation.
3. To ratify the appointment of KPMG LLP as the Mgmt For For
independent registered public accounting firm of the
Company to serve for the 2020 fiscal year.
--------------------------------------------------------------------------------------------------------------------------
TOPBUILD CORP Agenda Number: 935145258
--------------------------------------------------------------------------------------------------------------------------
Security: 89055F103 Meeting Type: Annual
Ticker: BLD Meeting Date: 27-Apr-2020
ISIN: US89055F1030
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Alec C. Covington Mgmt For For
1B. Election of Director: Gerald Volas Mgmt For For
1C. Election of Director: Carl T. Camden Mgmt For For
1D. Election of Director: Joseph S. Cantie Mgmt For For
1E. Election of Director: Tina M. Donikowski Mgmt For For
1F. Election of Director: Mark A. Petrarca Mgmt For For
1G. Election of Director: Nancy M. Taylor Mgmt For For
2. To ratify the Company's appointment of Mgmt For For
PricewaterhouseCoopers LLP to serve as the Company's
independent registered public accounting firm for the
Company's fiscal year ending December 31, 2020.
3. To approve, on an advisory basis, the compensation of Mgmt For For
the Company's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
VERICEL CORPORATION Agenda Number: 935144600
--------------------------------------------------------------------------------------------------------------------------
Security: 92346J108 Meeting Type: Annual
Ticker: VCEL Meeting Date: 29-Apr-2020
ISIN: US92346J1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Robert L. Zerbe Mgmt Withheld Against
Alan L. Rubino Mgmt Withheld Against
Heidi Hagen Mgmt Withheld Against
Steven Gilman Mgmt Withheld Against
Kevin McLaughlin Mgmt Withheld Against
Paul Wotton Mgmt Withheld Against
Dominick C. Colangelo Mgmt Withheld Against
2. To ratify the appointment of PricewaterhouseCoopers Mgmt For For
LLP as Vericel Corporation's Independent Registered
Public Accounting firm for the fiscal year ending
December 31, 2020.
3. To approve the adoption of Vericel Corporation's Mgmt For For
Amended and Restated 2019 Omnibus Incentive Plan.
4. To approve, on an advisory basis, the compensation of Mgmt For For
Vericel Corporation's named executive officers.
--------------------------------------------------------------------------------------------------------------------------
VERINT SYSTEMS INC. Agenda Number: 935215079
--------------------------------------------------------------------------------------------------------------------------
Security: 92343X100 Meeting Type: Annual
Ticker: VRNT Meeting Date: 18-Jun-2020
ISIN: US92343X1000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Dan Bodner Mgmt For For
John Egan Mgmt For For
Stephen Gold Mgmt For For
Penelope Herscher Mgmt For For
William Kurtz Mgmt For For
Andrew Miller Mgmt For For
Richard Nottenburg Mgmt For For
Howard Safir Mgmt For For
Earl Shanks Mgmt For For
Jason Wright Mgmt For For
2. To ratify the appointment of Deloitte & Touche LLP as Mgmt For For
independent registered public accountants for the year
ending January 31, 2021.
3. To approve, on a non-binding, advisory basis, the Mgmt For For
compensation of the named executive officers as
disclosed in the accompanying proxy statement.
--------------------------------------------------------------------------------------------------------------------------
WATTS WATER TECHNOLOGIES, INC. Agenda Number: 935156768
--------------------------------------------------------------------------------------------------------------------------
Security: 942749102 Meeting Type: Annual
Ticker: WTS Meeting Date: 13-May-2020
ISIN: US9427491025
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Christopher L. Conway Mgmt For For
David A. Dunbar Mgmt For For
Louise K. Goeser Mgmt For For
Jes Munk Hansen Mgmt For For
W. Craig Kissel Mgmt For For
Joseph T. Noonan Mgmt For For
Robert J. Pagano, Jr. Mgmt For For
Merilee Raines Mgmt For For
Joseph W. Reitmeier Mgmt For For
2. Advisory vote to approve named executive officer Mgmt For For
compensation.
3. To ratify the appointment of KPMG LLP as our Mgmt For For
independent registered public accounting firm for the
fiscal year ending December 31, 2020.
--------------------------------------------------------------------------------------------------------------------------
WEBSTER FINANCIAL CORPORATION Agenda Number: 935148913
--------------------------------------------------------------------------------------------------------------------------
Security: 947890109 Meeting Type: Annual
Ticker: WBS Meeting Date: 23-Apr-2020
ISIN: US9478901096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director to serve for one year term: Mgmt For For
William L. Atwell
1B. Election of Director to serve for one year term: John Mgmt For For
R. Ciulla
1C. Election of Director to serve for one year term: Mgmt For For
Elizabeth E. Flynn
1D. Election of Director to serve for one year term: E. Mgmt For For
Carol Hayles
1E. Election of Director to serve for one year term: Linda Mgmt For For
H. Ianieri
1F. Election of Director to serve for one year term: Mgmt For For
Laurence C. Morse
1G. Election of Director to serve for one year term: Karen Mgmt For For
R. Osar
1H. Election of Director to serve for one year term: Mark Mgmt For For
Pettie
1I. Election of Director to serve for one year term: Mgmt For For
Lauren C. States
2. To approve, on a non-binding, advisory basis, the Mgmt For For
compensation of the named executive officers of the
Company (Proposal 2).
3. To ratify the appointment by the Board of Directors of Mgmt For For
KPMG LLP as the independent registered public
accounting firm of Webster Financial Corporation for
the fiscal year ending December 31, 2020 (Proposal 3).
--------------------------------------------------------------------------------------------------------------------------
WESTERN ALLIANCE BANCORPORATION Agenda Number: 935197269
--------------------------------------------------------------------------------------------------------------------------
Security: 957638109 Meeting Type: Annual
Ticker: WAL Meeting Date: 11-Jun-2020
ISIN: US9576381092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Bruce Beach Mgmt For For
1B. Election of Director: Juan Figuereo Mgmt For For
1C. Election of Director: Howard Gould Mgmt For For
1D. Election of Director: Steven Hilton Mgmt For For
1E. Election of Director: Marianne Boyd Johnson Mgmt For For
1F. Election of Director: Robert Latta Mgmt For For
1G. Election of Director: Todd Marshall Mgmt For For
1H. Election of Director: Adriane McFetridge Mgmt For For
1I. Election of Director: Michael Patriarca Mgmt For For
1J. Election of Director: Robert Sarver Mgmt For For
1K. Election of Director: Bryan Segedi Mgmt For For
1L. Election of Director: Donald Snyder Mgmt For For
1M. Election of Director: Sung Won Sohn, Ph.D. Mgmt For For
1N. Election of Director: Kenneth A. Vecchione Mgmt For For
2. Approve, on a non-binding advisory basis, executive Mgmt For For
compensation.
3. Approve the amendment and restatement of the 2005 Mgmt For For
Stock Incentive Plan to increase the number of shares
of the Company's common stock available for issuance
thereunder, extend the termination date of the plan to
2030 and make certain other changes.
4. Ratify the appointment of RSM US LLP as the Company's Mgmt For For
independent auditor.
--------------------------------------------------------------------------------------------------------------------------
WOODWARD, INC. Agenda Number: 935114897
--------------------------------------------------------------------------------------------------------------------------
Security: 980745103 Meeting Type: Annual
Ticker: WWD Meeting Date: 29-Jan-2020
ISIN: US9807451037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A Election of Director: Paul Donovan Mgmt For For
1B Election of Director: Mary L. Petrovich Mgmt For For
1C Election of Director: James R. Rulseh Mgmt For For
2. PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER
30, 2020.
3. PROPOSAL FOR THE ADVISORY RESOLUTION REGARDING THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS.
4. PROPOSAL FOR THE APPROVAL OF AN AMENDMENT TO THE Mgmt For For
AMENDED AND RESTATED WOODWARD, INC. 2017 OMNIBUS
INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
WSFS FINANCIAL CORPORATION Agenda Number: 935160705
--------------------------------------------------------------------------------------------------------------------------
Security: 929328102 Meeting Type: Annual
Ticker: WSFS Meeting Date: 23-Apr-2020
ISIN: US9293281021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Mr. E. I. du Pont# Mgmt For For
Mr. David G. Turner# Mgmt For For
Mr. Mark A. Turner* Mgmt For For
2. Ratification of the appointment of KPMG, LLP as the Mgmt For For
independent registered public accounting firm for the
fiscal year ending December 31, 2020.
3. Advisory (non-binding) vote to approve the Mgmt For For
compensation of the Company's named executive
officers.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant Touchstone Variable Series Trust
By (Signature and Title)* /s/ Jill T. McGruder
Jill T. McGruder, President
(principal executive officer)
Date August 24, 2020
* Print the name and title of each signing officer under his or her signature.