UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-08416
Touchstone Variable Series Trust
(Exact name of registrant as specified in charter)
303 Broadway, Suite 1100
Cincinnati, Ohio 45202-4203
(Address of principal executive offices) (Zip code)
Jill T. McGruder
303 Broadway, Suite 1100
Cincinnati, Ohio 45202-4203
(Name and address of agent for service)
Registrant's telephone number, including area code: 800-638-8194
Date of fiscal year end: December 31
Date of reporting period: July 1, 2017 – June 30, 2018
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2017 TO JUNE 30, 2018
TVST Active Bond Fund
--------------------------------------------------------------------------------------------------------------------------
GENON ESCROW CORP Agenda Number: 934689932
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Security: 37244DAC3 Meeting Type: Consent
Ticker: Meeting Date: 06-Nov-2017
ISIN: US37244DAC39
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. VOTE ON THE PLAN. (FOR = ACCEPT, AGAINST = REJECT) Mgmt No vote
2. OPT OUT OF THE THIRD PARTY RELEASE (FOR = OPT OUT, Mgmt No vote
ABSTAIN = DO NOT OPT OUT)
TVST Aggressive ETF Fund
--------------------------------------------------------------------------------------------------------------------------
VANGUARD FUNDS Agenda Number: 934671199
--------------------------------------------------------------------------------------------------------------------------
Security: 92206C870 Meeting Type: Special
Ticker: VCIT Meeting Date: 15-Nov-2017
ISIN: US92206C8709
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MORTIMER J. BUCKLEY Mgmt For For
EMERSON U. FULLWOOD Mgmt For For
AMY GUTMANN Mgmt For For
JOANN HEFFERNAN HEISEN Mgmt For For
F. JOSEPH LOUGHREY Mgmt For For
MARK LOUGHRIDGE Mgmt For For
SCOTT C. MALPASS Mgmt For For
F. WILLIAM MCNABB III Mgmt For For
DEANNA MULLIGAN Mgmt For For
ANDRE F. PEROLD Mgmt For For
SARAH BLOOM RASKIN Mgmt For For
PETER F. VOLANAKIS Mgmt For For
2. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For For
THIRD-PARTY INVESTMENT ADVISORS.
3. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For For
WHOLLY-OWNED SUBSIDIARIES OF VANGUARD.
--------------------------------------------------------------------------------------------------------------------------
VANGUARD INDEX FUNDS Agenda Number: 934671202
--------------------------------------------------------------------------------------------------------------------------
Security: 922908363 Meeting Type: Special
Ticker: VOO Meeting Date: 15-Nov-2017
ISIN: US9229083632
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MORTIMER J. BUCKLEY Mgmt For For
EMERSON U. FULLWOOD Mgmt For For
AMY GUTMANN Mgmt For For
JOANN HEFFERNAN HEISEN Mgmt For For
F. JOSEPH LOUGHREY Mgmt For For
MARK LOUGHRIDGE Mgmt For For
SCOTT C. MALPASS Mgmt For For
F. WILLIAM MCNABB III Mgmt For For
DEANNA MULLIGAN Mgmt For For
ANDRE F. PEROLD Mgmt For For
SARAH BLOOM RASKIN Mgmt For For
PETER F. VOLANAKIS Mgmt For For
2. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For For
THIRD-PARTY INVESTMENT ADVISORS.
3. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For For
WHOLLY-OWNED SUBSIDIARIES OF VANGUARD.
7. A SHAREHOLDER PROPOSAL TO "INSTITUTE TRANSPARENT Shr Against For
PROCEDURES TO AVOID HOLDING INVESTMENTS IN COMPANIES
THAT, IN MANAGEMENT'S JUDGMENT, SUBSTANTIALLY
CONTRIBUTE TO GENOCIDE OR CRIMES AGAINST HUMANITY, THE
MOST EGREGIOUS VIOLATIONS OF HUMAN RIGHTS. SUCH
PROCEDURES MAY INCLUDE TIME-LIMITED ENGAGEMENT WITH
PROBLEM COMPANIES IF MANAGEMENT BELIEVES THAT THEIR
BEHAVIOR CAN BE CHANGED."
--------------------------------------------------------------------------------------------------------------------------
VANGUARD INDEX FUNDS Agenda Number: 934671202
--------------------------------------------------------------------------------------------------------------------------
Security: 922908652 Meeting Type: Special
Ticker: VXF Meeting Date: 15-Nov-2017
ISIN: US9229086528
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MORTIMER J. BUCKLEY Mgmt For For
EMERSON U. FULLWOOD Mgmt For For
AMY GUTMANN Mgmt For For
JOANN HEFFERNAN HEISEN Mgmt For For
F. JOSEPH LOUGHREY Mgmt For For
MARK LOUGHRIDGE Mgmt For For
SCOTT C. MALPASS Mgmt For For
F. WILLIAM MCNABB III Mgmt For For
DEANNA MULLIGAN Mgmt For For
ANDRE F. PEROLD Mgmt For For
SARAH BLOOM RASKIN Mgmt For For
PETER F. VOLANAKIS Mgmt For For
2. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For For
THIRD-PARTY INVESTMENT ADVISORS.
3. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For For
WHOLLY-OWNED SUBSIDIARIES OF VANGUARD.
7. A SHAREHOLDER PROPOSAL TO "INSTITUTE TRANSPARENT Shr Against For
PROCEDURES TO AVOID HOLDING INVESTMENTS IN COMPANIES
THAT, IN MANAGEMENT'S JUDGMENT, SUBSTANTIALLY
CONTRIBUTE TO GENOCIDE OR CRIMES AGAINST HUMANITY, THE
MOST EGREGIOUS VIOLATIONS OF HUMAN RIGHTS. SUCH
PROCEDURES MAY INCLUDE TIME-LIMITED ENGAGEMENT WITH
PROBLEM COMPANIES IF MANAGEMENT BELIEVES THAT THEIR
BEHAVIOR CAN BE CHANGED."
--------------------------------------------------------------------------------------------------------------------------
VANGUARD INDEX FUNDS Agenda Number: 934671252
--------------------------------------------------------------------------------------------------------------------------
Security: 922908553 Meeting Type: Special
Ticker: VNQ Meeting Date: 15-Nov-2017
ISIN: US9229085538
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MORTIMER J. BUCKLEY Mgmt For *
EMERSON U. FULLWOOD Mgmt For *
AMY GUTMANN Mgmt For *
JOANN HEFFERNAN HEISEN Mgmt For *
F. JOSEPH LOUGHREY Mgmt For *
MARK LOUGHRIDGE Mgmt For *
SCOTT C. MALPASS Mgmt For *
F. WILLIAM MCNABB III Mgmt For *
DEANNA MULLIGAN Mgmt For *
ANDRE F. PEROLD Mgmt For *
SARAH BLOOM RASKIN Mgmt For *
PETER F. VOLANAKIS Mgmt For *
2. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For *
THIRD-PARTY INVESTMENT ADVISORS.
3. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For *
WHOLLY-OWNED SUBSIDIARIES OF VANGUARD.
4. CHANGE THE INVESTMENT OBJECTIVE OF VANGUARD REIT INDEX Mgmt For *
FUND AND VANGUARD VARIABLE INSURANCE FUND - REIT INDEX
PORTFOLIO.
5. RECLASSIFY THE DIVERSIFICATION STATUS OF VANGUARD REIT Mgmt For *
INDEX FUND TO NONDIVERSIFIED.
7. A SHAREHOLDER PROPOSAL TO "INSTITUTE TRANSPARENT Shr Against *
PROCEDURES TO AVOID HOLDING INVESTMENTS IN COMPANIES
THAT, IN MANAGEMENT'S JUDGMENT, SUBSTANTIALLY
CONTRIBUTE TO GENOCIDE OR CRIMES AGAINST HUMANITY, THE
MOST EGREGIOUS VIOLATIONS OF HUMAN RIGHTS. SUCH
PROCEDURES MAY INCLUDE TIME-LIMITED ENGAGEMENT WITH
PROBLEM COMPANIES IF MANAGEMENT BELIEVES THAT THEIR
BEHAVIOR CAN BE CHANGED."
--------------------------------------------------------------------------------------------------------------------------
VANGUARD INTERNATIONAL EQ. INDEX FD, INC Agenda Number: 934671202
--------------------------------------------------------------------------------------------------------------------------
Security: 922042858 Meeting Type: Special
Ticker: VWO Meeting Date: 15-Nov-2017
ISIN: US9220428588
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MORTIMER J. BUCKLEY Mgmt For For
EMERSON U. FULLWOOD Mgmt For For
AMY GUTMANN Mgmt For For
JOANN HEFFERNAN HEISEN Mgmt For For
F. JOSEPH LOUGHREY Mgmt For For
MARK LOUGHRIDGE Mgmt For For
SCOTT C. MALPASS Mgmt For For
F. WILLIAM MCNABB III Mgmt For For
DEANNA MULLIGAN Mgmt For For
ANDRE F. PEROLD Mgmt For For
SARAH BLOOM RASKIN Mgmt For For
PETER F. VOLANAKIS Mgmt For For
2. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For For
THIRD-PARTY INVESTMENT ADVISORS.
3. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For For
WHOLLY-OWNED SUBSIDIARIES OF VANGUARD.
7. A SHAREHOLDER PROPOSAL TO "INSTITUTE TRANSPARENT Shr Against For
PROCEDURES TO AVOID HOLDING INVESTMENTS IN COMPANIES
THAT, IN MANAGEMENT'S JUDGMENT, SUBSTANTIALLY
CONTRIBUTE TO GENOCIDE OR CRIMES AGAINST HUMANITY, THE
MOST EGREGIOUS VIOLATIONS OF HUMAN RIGHTS. SUCH
PROCEDURES MAY INCLUDE TIME-LIMITED ENGAGEMENT WITH
PROBLEM COMPANIES IF MANAGEMENT BELIEVES THAT THEIR
BEHAVIOR CAN BE CHANGED."
--------------------------------------------------------------------------------------------------------------------------
VANGUARD INTERNATIONAL EQ. INDEX FD, INC Agenda Number: 934671199
--------------------------------------------------------------------------------------------------------------------------
Security: 922042676 Meeting Type: Special
Ticker: VNQI Meeting Date: 15-Nov-2017
ISIN: US9220426764
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MORTIMER J. BUCKLEY Mgmt For For
EMERSON U. FULLWOOD Mgmt For For
AMY GUTMANN Mgmt For For
JOANN HEFFERNAN HEISEN Mgmt For For
F. JOSEPH LOUGHREY Mgmt For For
MARK LOUGHRIDGE Mgmt For For
SCOTT C. MALPASS Mgmt For For
F. WILLIAM MCNABB III Mgmt For For
DEANNA MULLIGAN Mgmt For For
ANDRE F. PEROLD Mgmt For For
SARAH BLOOM RASKIN Mgmt For For
PETER F. VOLANAKIS Mgmt For For
2. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For For
THIRD-PARTY INVESTMENT ADVISORS.
3. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For For
WHOLLY-OWNED SUBSIDIARIES OF VANGUARD.
--------------------------------------------------------------------------------------------------------------------------
VANGUARD TAX-MANAGED FUND Agenda Number: 934671202
--------------------------------------------------------------------------------------------------------------------------
Security: 921943858 Meeting Type: Special
Ticker: VEA Meeting Date: 15-Nov-2017
ISIN: US9219438580
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MORTIMER J. BUCKLEY Mgmt For For
EMERSON U. FULLWOOD Mgmt For For
AMY GUTMANN Mgmt For For
JOANN HEFFERNAN HEISEN Mgmt For For
F. JOSEPH LOUGHREY Mgmt For For
MARK LOUGHRIDGE Mgmt For For
SCOTT C. MALPASS Mgmt For For
F. WILLIAM MCNABB III Mgmt For For
DEANNA MULLIGAN Mgmt For For
ANDRE F. PEROLD Mgmt For For
SARAH BLOOM RASKIN Mgmt For For
PETER F. VOLANAKIS Mgmt For For
2. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For For
THIRD-PARTY INVESTMENT ADVISORS.
3. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For For
WHOLLY-OWNED SUBSIDIARIES OF VANGUARD.
7. A SHAREHOLDER PROPOSAL TO "INSTITUTE TRANSPARENT Shr Against For
PROCEDURES TO AVOID HOLDING INVESTMENTS IN COMPANIES
THAT, IN MANAGEMENT'S JUDGMENT, SUBSTANTIALLY
CONTRIBUTE TO GENOCIDE OR CRIMES AGAINST HUMANITY, THE
MOST EGREGIOUS VIOLATIONS OF HUMAN RIGHTS. SUCH
PROCEDURES MAY INCLUDE TIME-LIMITED ENGAGEMENT WITH
PROBLEM COMPANIES IF MANAGEMENT BELIEVES THAT THEIR
BEHAVIOR CAN BE CHANGED."
TVST Conservative ETF Fund
--------------------------------------------------------------------------------------------------------------------------
VANGUARD Agenda Number: 934671199
--------------------------------------------------------------------------------------------------------------------------
Security: 92203J407 Meeting Type: Special
Ticker: BNDX Meeting Date: 15-Nov-2017
ISIN: US92203J4076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MORTIMER J. BUCKLEY Mgmt For For
EMERSON U. FULLWOOD Mgmt For For
AMY GUTMANN Mgmt For For
JOANN HEFFERNAN HEISEN Mgmt For For
F. JOSEPH LOUGHREY Mgmt For For
MARK LOUGHRIDGE Mgmt For For
SCOTT C. MALPASS Mgmt For For
F. WILLIAM MCNABB III Mgmt For For
DEANNA MULLIGAN Mgmt For For
ANDRE F. PEROLD Mgmt For For
SARAH BLOOM RASKIN Mgmt For For
PETER F. VOLANAKIS Mgmt For For
2. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For For
THIRD-PARTY INVESTMENT ADVISORS.
3. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For For
WHOLLY-OWNED SUBSIDIARIES OF VANGUARD.
--------------------------------------------------------------------------------------------------------------------------
VANGUARD FUNDS Agenda Number: 934671199
--------------------------------------------------------------------------------------------------------------------------
Security: 92206C870 Meeting Type: Special
Ticker: VCIT Meeting Date: 15-Nov-2017
ISIN: US92206C8709
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MORTIMER J. BUCKLEY Mgmt For For
EMERSON U. FULLWOOD Mgmt For For
AMY GUTMANN Mgmt For For
JOANN HEFFERNAN HEISEN Mgmt For For
F. JOSEPH LOUGHREY Mgmt For For
MARK LOUGHRIDGE Mgmt For For
SCOTT C. MALPASS Mgmt For For
F. WILLIAM MCNABB III Mgmt For For
DEANNA MULLIGAN Mgmt For For
ANDRE F. PEROLD Mgmt For For
SARAH BLOOM RASKIN Mgmt For For
PETER F. VOLANAKIS Mgmt For For
2. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For For
THIRD-PARTY INVESTMENT ADVISORS.
3. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For For
WHOLLY-OWNED SUBSIDIARIES OF VANGUARD.
--------------------------------------------------------------------------------------------------------------------------
VANGUARD INDEX FUNDS Agenda Number: 934671202
--------------------------------------------------------------------------------------------------------------------------
Security: 922908363 Meeting Type: Special
Ticker: VOO Meeting Date: 15-Nov-2017
ISIN: US9229083632
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MORTIMER J. BUCKLEY Mgmt For For
EMERSON U. FULLWOOD Mgmt For For
AMY GUTMANN Mgmt For For
JOANN HEFFERNAN HEISEN Mgmt For For
F. JOSEPH LOUGHREY Mgmt For For
MARK LOUGHRIDGE Mgmt For For
SCOTT C. MALPASS Mgmt For For
F. WILLIAM MCNABB III Mgmt For For
DEANNA MULLIGAN Mgmt For For
ANDRE F. PEROLD Mgmt For For
SARAH BLOOM RASKIN Mgmt For For
PETER F. VOLANAKIS Mgmt For For
2. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For For
THIRD-PARTY INVESTMENT ADVISORS.
3. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For For
WHOLLY-OWNED SUBSIDIARIES OF VANGUARD.
7. A SHAREHOLDER PROPOSAL TO "INSTITUTE TRANSPARENT Shr Against For
PROCEDURES TO AVOID HOLDING INVESTMENTS IN COMPANIES
THAT, IN MANAGEMENT'S JUDGMENT, SUBSTANTIALLY
CONTRIBUTE TO GENOCIDE OR CRIMES AGAINST HUMANITY, THE
MOST EGREGIOUS VIOLATIONS OF HUMAN RIGHTS. SUCH
PROCEDURES MAY INCLUDE TIME-LIMITED ENGAGEMENT WITH
PROBLEM COMPANIES IF MANAGEMENT BELIEVES THAT THEIR
BEHAVIOR CAN BE CHANGED."
--------------------------------------------------------------------------------------------------------------------------
VANGUARD INDEX FUNDS Agenda Number: 934671202
--------------------------------------------------------------------------------------------------------------------------
Security: 922908652 Meeting Type: Special
Ticker: VXF Meeting Date: 15-Nov-2017
ISIN: US9229086528
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MORTIMER J. BUCKLEY Mgmt For For
EMERSON U. FULLWOOD Mgmt For For
AMY GUTMANN Mgmt For For
JOANN HEFFERNAN HEISEN Mgmt For For
F. JOSEPH LOUGHREY Mgmt For For
MARK LOUGHRIDGE Mgmt For For
SCOTT C. MALPASS Mgmt For For
F. WILLIAM MCNABB III Mgmt For For
DEANNA MULLIGAN Mgmt For For
ANDRE F. PEROLD Mgmt For For
SARAH BLOOM RASKIN Mgmt For For
PETER F. VOLANAKIS Mgmt For For
2. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For For
THIRD-PARTY INVESTMENT ADVISORS.
3. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For For
WHOLLY-OWNED SUBSIDIARIES OF VANGUARD.
7. A SHAREHOLDER PROPOSAL TO "INSTITUTE TRANSPARENT Shr Against For
PROCEDURES TO AVOID HOLDING INVESTMENTS IN COMPANIES
THAT, IN MANAGEMENT'S JUDGMENT, SUBSTANTIALLY
CONTRIBUTE TO GENOCIDE OR CRIMES AGAINST HUMANITY, THE
MOST EGREGIOUS VIOLATIONS OF HUMAN RIGHTS. SUCH
PROCEDURES MAY INCLUDE TIME-LIMITED ENGAGEMENT WITH
PROBLEM COMPANIES IF MANAGEMENT BELIEVES THAT THEIR
BEHAVIOR CAN BE CHANGED."
--------------------------------------------------------------------------------------------------------------------------
VANGUARD INDEX FUNDS Agenda Number: 934671252
--------------------------------------------------------------------------------------------------------------------------
Security: 922908553 Meeting Type: Special
Ticker: VNQ Meeting Date: 15-Nov-2017
ISIN: US9229085538
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MORTIMER J. BUCKLEY Mgmt For *
EMERSON U. FULLWOOD Mgmt For *
AMY GUTMANN Mgmt For *
JOANN HEFFERNAN HEISEN Mgmt For *
F. JOSEPH LOUGHREY Mgmt For *
MARK LOUGHRIDGE Mgmt For *
SCOTT C. MALPASS Mgmt For *
F. WILLIAM MCNABB III Mgmt For *
DEANNA MULLIGAN Mgmt For *
ANDRE F. PEROLD Mgmt For *
SARAH BLOOM RASKIN Mgmt For *
PETER F. VOLANAKIS Mgmt For *
2. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For *
THIRD-PARTY INVESTMENT ADVISORS.
3. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For *
WHOLLY-OWNED SUBSIDIARIES OF VANGUARD.
4. CHANGE THE INVESTMENT OBJECTIVE OF VANGUARD REIT INDEX Mgmt For *
FUND AND VANGUARD VARIABLE INSURANCE FUND - REIT INDEX
PORTFOLIO.
5. RECLASSIFY THE DIVERSIFICATION STATUS OF VANGUARD REIT Mgmt For *
INDEX FUND TO NONDIVERSIFIED.
7. A SHAREHOLDER PROPOSAL TO "INSTITUTE TRANSPARENT Shr Against *
PROCEDURES TO AVOID HOLDING INVESTMENTS IN COMPANIES
THAT, IN MANAGEMENT'S JUDGMENT, SUBSTANTIALLY
CONTRIBUTE TO GENOCIDE OR CRIMES AGAINST HUMANITY, THE
MOST EGREGIOUS VIOLATIONS OF HUMAN RIGHTS. SUCH
PROCEDURES MAY INCLUDE TIME-LIMITED ENGAGEMENT WITH
PROBLEM COMPANIES IF MANAGEMENT BELIEVES THAT THEIR
BEHAVIOR CAN BE CHANGED."
--------------------------------------------------------------------------------------------------------------------------
VANGUARD INTERNATIONAL EQ. INDEX FD, INC Agenda Number: 934671202
--------------------------------------------------------------------------------------------------------------------------
Security: 922042858 Meeting Type: Special
Ticker: VWO Meeting Date: 15-Nov-2017
ISIN: US9220428588
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MORTIMER J. BUCKLEY Mgmt For For
EMERSON U. FULLWOOD Mgmt For For
AMY GUTMANN Mgmt For For
JOANN HEFFERNAN HEISEN Mgmt For For
F. JOSEPH LOUGHREY Mgmt For For
MARK LOUGHRIDGE Mgmt For For
SCOTT C. MALPASS Mgmt For For
F. WILLIAM MCNABB III Mgmt For For
DEANNA MULLIGAN Mgmt For For
ANDRE F. PEROLD Mgmt For For
SARAH BLOOM RASKIN Mgmt For For
PETER F. VOLANAKIS Mgmt For For
2. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For For
THIRD-PARTY INVESTMENT ADVISORS.
3. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For For
WHOLLY-OWNED SUBSIDIARIES OF VANGUARD.
7. A SHAREHOLDER PROPOSAL TO "INSTITUTE TRANSPARENT Shr Against For
PROCEDURES TO AVOID HOLDING INVESTMENTS IN COMPANIES
THAT, IN MANAGEMENT'S JUDGMENT, SUBSTANTIALLY
CONTRIBUTE TO GENOCIDE OR CRIMES AGAINST HUMANITY, THE
MOST EGREGIOUS VIOLATIONS OF HUMAN RIGHTS. SUCH
PROCEDURES MAY INCLUDE TIME-LIMITED ENGAGEMENT WITH
PROBLEM COMPANIES IF MANAGEMENT BELIEVES THAT THEIR
BEHAVIOR CAN BE CHANGED."
--------------------------------------------------------------------------------------------------------------------------
VANGUARD TAX-MANAGED FUND Agenda Number: 934671202
--------------------------------------------------------------------------------------------------------------------------
Security: 921943858 Meeting Type: Special
Ticker: VEA Meeting Date: 15-Nov-2017
ISIN: US9219438580
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MORTIMER J. BUCKLEY Mgmt For For
EMERSON U. FULLWOOD Mgmt For For
AMY GUTMANN Mgmt For For
JOANN HEFFERNAN HEISEN Mgmt For For
F. JOSEPH LOUGHREY Mgmt For For
MARK LOUGHRIDGE Mgmt For For
SCOTT C. MALPASS Mgmt For For
F. WILLIAM MCNABB III Mgmt For For
DEANNA MULLIGAN Mgmt For For
ANDRE F. PEROLD Mgmt For For
SARAH BLOOM RASKIN Mgmt For For
PETER F. VOLANAKIS Mgmt For For
2. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For For
THIRD-PARTY INVESTMENT ADVISORS.
3. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For For
WHOLLY-OWNED SUBSIDIARIES OF VANGUARD.
7. A SHAREHOLDER PROPOSAL TO "INSTITUTE TRANSPARENT Shr Against For
PROCEDURES TO AVOID HOLDING INVESTMENTS IN COMPANIES
THAT, IN MANAGEMENT'S JUDGMENT, SUBSTANTIALLY
CONTRIBUTE TO GENOCIDE OR CRIMES AGAINST HUMANITY, THE
MOST EGREGIOUS VIOLATIONS OF HUMAN RIGHTS. SUCH
PROCEDURES MAY INCLUDE TIME-LIMITED ENGAGEMENT WITH
PROBLEM COMPANIES IF MANAGEMENT BELIEVES THAT THEIR
BEHAVIOR CAN BE CHANGED."
TVST Focused Fund
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 934793224
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106 Meeting Type: Annual
Ticker: AMZN Meeting Date: 30-May-2018
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jeffrey P. Bezos Mgmt For For
1b. Election of Director: Tom A. Alberg Mgmt For For
1c. Election of Director: Jamie S. Gorelick Mgmt For For
1d. Election of Director: Daniel P. Huttenlocher Mgmt For For
1e. Election of Director: Judith A. McGrath Mgmt For For
1f. Election of Director: Jonathan J. Rubinstein Mgmt For For
1g. Election of Director: Thomas O. Ryder Mgmt For For
1h. Election of Director: Patricia Q. Stonesifer Mgmt For For
1i. Election of Director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT AUDITORS
3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Mgmt For For
4. SHAREHOLDER PROPOSAL REGARDING DIVERSE BOARD Shr Abstain Against
CANDIDATES
5. SHAREHOLDER PROPOSAL REGARDING A POLICY TO REQUIRE AN Shr For Against
INDEPENDENT BOARD CHAIR
6. SHAREHOLDER PROPOSAL REGARDING VOTE-COUNTING PRACTICES Shr Against For
FOR SHAREHOLDER PROPOSALS
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 934716068
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100 Meeting Type: Annual
Ticker: AAPL Meeting Date: 13-Feb-2018
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of director: James Bell Mgmt No vote
1b. Election of director: Tim Cook Mgmt No vote
1c. Election of director: Al Gore Mgmt No vote
1d. Election of director: Bob Iger Mgmt No vote
1e. Election of director: Andrea Jung Mgmt No vote
1f. Election of director: Art Levinson Mgmt No vote
1g. Election of director: Ron Sugar Mgmt No vote
1h. Election of director: Sue Wagner Mgmt No vote
2. Ratification of the appointment of Ernst & Young LLP Mgmt No vote
as Apple's independent registered public accounting
firm for 2018
3. Advisory vote to approve executive compensation Mgmt No vote
4. Approval of the amended and restated Apple Inc. Mgmt No vote
Non-Employee Director Stock Plan
5. A shareholder proposal entitled "Shareholder Proxy Shr No vote
Access Amendments"
6. A shareholder proposal entitled "Human Rights Shr No vote
Committee"
--------------------------------------------------------------------------------------------------------------------------
AT&T INC. Agenda Number: 934736236
--------------------------------------------------------------------------------------------------------------------------
Security: 00206R102 Meeting Type: Annual
Ticker: T Meeting Date: 27-Apr-2018
ISIN: US00206R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Randall L. Stephenson Mgmt For For
1B. Election of Director: Samuel A. Di Piazza, Jr. Mgmt For For
1C. Election of Director: Richard W. Fisher Mgmt For For
1D. Election of Director: Scott T. Ford Mgmt For For
1E. Election of Director: Glenn H. Hutchins Mgmt For For
1F. Election of Director: William E. Kennard Mgmt For For
1G. Election of Director: Michael B. McCallister Mgmt For For
1H. Election of Director: Beth E. Mooney Mgmt For For
1I. Election of Director: Joyce M. Roche Mgmt For For
1J. Election of Director: Matthew K. Rose Mgmt For For
1K. Election of Director: Cynthia B. Taylor Mgmt For For
1L. Election of Director: Laura D'Andrea Tyson Mgmt For For
1M. Election of Director: Geoffrey Y. Yang Mgmt For For
2. Ratification of appointment of independent auditors. Mgmt For For
3. Advisory approval of executive compensation. Mgmt For For
4. Approve Stock Purchase and Deferral Plan. Mgmt For For
5. Approve 2018 Incentive Plan. Mgmt For For
6. Prepare lobbying report. Shr Abstain Against
7. Modify proxy access requirements. Shr For Against
8. Independent Chair. Shr For Against
9. Reduce vote required for written consent. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
AVNET,INC. Agenda Number: 934680249
--------------------------------------------------------------------------------------------------------------------------
Security: 053807103 Meeting Type: Annual
Ticker: AVT Meeting Date: 09-Nov-2017
ISIN: US0538071038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RODNEY C. ADKINS Mgmt No vote
1B. ELECTION OF DIRECTOR: WILLIAM J. AMELIO Mgmt No vote
1C. ELECTION OF DIRECTOR: J. VERONICA BIGGINS Mgmt No vote
1D. ELECTION OF DIRECTOR: MICHAEL A. BRADLEY Mgmt No vote
1E. ELECTION OF DIRECTOR: R. KERRY CLARK Mgmt No vote
1F. ELECTION OF DIRECTOR: JAMES A. LAWRENCE Mgmt No vote
1G. ELECTION OF DIRECTOR: AVID MODJTABAI Mgmt No vote
1H. ELECTION OF DIRECTOR: WILLIAM H. SCHUMANN III Mgmt No vote
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt No vote
3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt No vote
VOTES ON EXECUTIVE COMPENSATION.
4. RATIFICATION OF APPOINTMENT OF KPMG LLP AS THE Mgmt No vote
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING JUNE 30, 2018.
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 934737163
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104 Meeting Type: Annual
Ticker: BAC Meeting Date: 25-Apr-2018
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sharon L. Allen Mgmt For For
1B. Election of Director: Susan S. Bies Mgmt For For
1C. Election of Director: Jack O. Bovender, Jr. Mgmt For For
1D. Election of Director: Frank P. Bramble, Sr. Mgmt For For
1E. Election of Director: Pierre J. P. de Weck Mgmt For For
1F. Election of Director: Arnold W. Donald Mgmt For For
1G. Election of Director: Linda P. Hudson Mgmt For For
1H. Election of Director: Monica C. Lozano Mgmt For For
1I. Election of Director: Thomas J. May Mgmt For For
1J. Election of Director: Brian T. Moynihan Mgmt For For
1K. Election of Director: Lionel L. Nowell, III Mgmt For For
1L. Election of Director: Michael D. White Mgmt For For
1M. Election of Director: Thomas D. Woods Mgmt For For
1N. Election of Director: R. David Yost Mgmt For For
1O. Election of Director: Maria T. Zuber Mgmt For For
2. Approving Our Executive Compensation (an Advisory, Mgmt For For
Non-binding "Say on Pay" Resolution)
3. Ratifying the Appointment of Our Independent Mgmt For For
Registered Public Accounting Firm for 2018
4. Stockholder Proposal - Independent Board Chairman Shr For Against
--------------------------------------------------------------------------------------------------------------------------
BANK OF THE OZARKS Agenda Number: 934741972
--------------------------------------------------------------------------------------------------------------------------
Security: 063904106 Meeting Type: Annual
Ticker: OZRK Meeting Date: 07-May-2018
ISIN: US0639041062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Nicholas Brown Mgmt For For
1b. Election of Director: Paula Cholmondeley Mgmt For For
1c. Election of Director: Richard Cisne Mgmt For For
1d. Election of Director: Robert East Mgmt For For
1e. Election of Director: Kathleen Franklin Mgmt For For
1f. Election of Director: Catherine B. Freedberg Mgmt For For
1g. Election of Director: Jeffrey Gearhart Mgmt For For
1h. Election of Director: George Gleason Mgmt For For
1i. Election of Director: Linda Gleason Mgmt For For
1j. Election of Director: Peter Kenny Mgmt For For
1k. Election of Director: William Koefoed, Jr. Mgmt For For
1l. Election of Director: Walter J. Mullen Mgmt For For
1m. Election of Director: Christopher Orndorff Mgmt For For
1n. Election of Director: Robert Proost Mgmt For For
1o. Election of Director: John Reynolds Mgmt For For
1p. Election of Director: Ross Whipple Mgmt For For
2. To approve an amendment and restatement of the Mgmt For For
Company's Non-Employee Director Stock Plan.
3. To approve an amendment to the Company's Amended and Mgmt For For
Restated Articles of Incorporation to change the
Company's name to "Bank OZK".
4. To ratify the appointment of PricewaterhouseCoopers Mgmt For For
LLP as the Company's independent registered public
accounting firm for the year ending December 31, 2018.
5. To approve, on an advisory, non-binding basis, the Mgmt Against Against
compensation of the Company's named executive officers
as disclosed in the Proxy Statement.
--------------------------------------------------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC. Agenda Number: 934745641
--------------------------------------------------------------------------------------------------------------------------
Security: 084670702 Meeting Type: Annual
Ticker: BRKB Meeting Date: 05-May-2018
ISIN: US0846707026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Warren E. Buffett Mgmt For For
Charles T. Munger Mgmt For For
Gregory E. Abel Mgmt For For
Howard G. Buffett Mgmt For For
Stephen B. Burke Mgmt For For
Susan L. Decker Mgmt For For
William H. Gates III Mgmt For For
David S. Gottesman Mgmt For For
Charlotte Guyman Mgmt For For
Ajit Jain Mgmt For For
Thomas S. Murphy Mgmt For For
Ronald L. Olson Mgmt For For
Walter Scott, Jr. Mgmt For For
Meryl B. Witmer Mgmt For For
2. Shareholder proposal regarding methane gas emissions. Shr Abstain Against
3. Shareholder proposal regarding adoption of a policy to Shr Abstain Against
encourage Berkshire subsidiaries to issue annual
sustainability reports.
--------------------------------------------------------------------------------------------------------------------------
BIO-RAD LABORATORIES, INC. Agenda Number: 934822948
--------------------------------------------------------------------------------------------------------------------------
Security: 090572207 Meeting Type: Annual
Ticker: BIO Meeting Date: 14-Jun-2018
ISIN: US0905722072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Arnold A. Pinkston Mgmt For For
1.2 Election of Director: Melinda Litherland Mgmt For For
2. PROPOSAL to ratify the selection of KPMG LLP to serve Mgmt For For
as the Company's independent auditors.
--------------------------------------------------------------------------------------------------------------------------
BIOGEN INC. Agenda Number: 934806069
--------------------------------------------------------------------------------------------------------------------------
Security: 09062X103 Meeting Type: Annual
Ticker: BIIB Meeting Date: 12-Jun-2018
ISIN: US09062X1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Alexander J. Denner Mgmt For For
1b. Election of Director: Caroline D. Dorsa Mgmt For For
1c. Election of Director: Nancy L. Leaming Mgmt For For
1d. Election of Director: Richard C. Mulligan Mgmt For For
1e. Election of Director: Robert W. Pangia Mgmt For For
1f. Election of Director: Stelios Papadopoulos Mgmt For For
1g. Election of Director: Brian S. Posner Mgmt For For
1h. Election of Director: Eric K. Rowinsky Mgmt For For
1i. Election of Director: Lynn Schenk Mgmt For For
1j. Election of Director: Stephen A. Sherwin Mgmt For For
1k. Election of Director: Michel Vounatsos Mgmt For For
2. To ratify the selection of PricewaterhouseCoopers LLP Mgmt For For
as Biogen Inc.'s independent registered public
accounting firm for the fiscal year ending December
31, 2018.
3. Say on Pay - To approve an advisory vote on executive Mgmt For For
compensation.
4. Stockholder proposal requesting certain proxy access Shr For Against
bylaw amendments.
5. Stockholder proposal requesting a report on the extent Shr For Against
to which risks related to public concern over drug
pricing strategies are integrated into incentive
compensation arrangements.
--------------------------------------------------------------------------------------------------------------------------
BOOKING HOLDINGS INC. Agenda Number: 934800687
--------------------------------------------------------------------------------------------------------------------------
Security: 09857L108 Meeting Type: Annual
Ticker: BKNG Meeting Date: 07-Jun-2018
ISIN: US09857L1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Timothy M. Armstrong Mgmt For For
Jeffery H. Boyd Mgmt For For
Jeffrey E. Epstein Mgmt For For
Glenn D. Fogel Mgmt For For
Mirian Graddick-Weir Mgmt For For
James M. Guyette Mgmt For For
Robert J. Mylod, Jr. Mgmt For For
Charles H. Noski Mgmt For For
Nancy B. Peretsman Mgmt For For
Nicholas J. Read Mgmt For For
Thomas E. Rothman Mgmt For For
Craig W. Rydin Mgmt For For
Lynn M. Vojvodich Mgmt For For
2. Ratification of Deloitte & Touche LLP as our Mgmt For For
independent registered public accounting firm for the
fiscal year ending December 31, 2018.
3. Advisory Vote to Approve 2017 Executive Compensation. Mgmt For For
4. Vote to Approve Amendments to the Company's 1999 Mgmt For For
Omnibus Plan.
5. Stockholder Proposal requesting that the Company adopt Shr For Against
a policy that the Chairperson of the Board must be an
independent director.
--------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 934747354
--------------------------------------------------------------------------------------------------------------------------
Security: 110122108 Meeting Type: Annual
Ticker: BMY Meeting Date: 01-May-2018
ISIN: US1101221083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: P. J. Arduini Mgmt For For
1B. Election of Director: J. Baselga, M.D., Ph.D. Mgmt For For
1C. Election of Director: R. J. Bertolini Mgmt For For
1D. Election of Director: G. Caforio, M.D. Mgmt For For
1E. Election of Director: M. W. Emmens Mgmt For For
1F. Election of Director: M. Grobstein Mgmt For For
1G. Election of Director: A. J. Lacy Mgmt For For
1H. Election of Director: D. C. Paliwal Mgmt For For
1I. Election of Director: T. R. Samuels Mgmt For For
1J. Election of Director: G. L. Storch Mgmt For For
1K. Election of Director: V. L. Sato, Ph.D. Mgmt For For
1L. Election of Director: K. H. Vousden, Ph.D. Mgmt For For
2. Advisory vote to approve the compensation of our Named Mgmt For For
Executive Officers
3. Ratification of the appointment of an independent Mgmt For For
registered public accounting firm
4. Shareholder Proposal on Annual Report Disclosing How Shr For Against
Risks Related to Public Concern Over Drug Pricing
Strategies are Incorporated into Incentive
Compensation Plans
5. Shareholder Proposal to Lower the Share Ownership Shr For Against
Threshold to Call Special Shareholder Meetings
--------------------------------------------------------------------------------------------------------------------------
CARNIVAL CORPORATION Agenda Number: 934730575
--------------------------------------------------------------------------------------------------------------------------
Security: 143658300 Meeting Type: Annual
Ticker: CCL Meeting Date: 11-Apr-2018
ISIN: PA1436583006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To re-elect Micky Arison as a Director of Carnival Mgmt For For
Corporation and as a Director of Carnival plc.
2. To re-elect Sir Jonathon Band as a Director of Mgmt For For
Carnival Corporation and as a Director of Carnival
plc.
3. To elect Jason Glen Cahilly as a Director of Carnival Mgmt For For
Corporation and as a Director of Carnival plc.
4. To re-elect Helen Deeble as a Director of Carnival Mgmt For For
Corporation and as a Director of Carnival plc.
5. To re-elect Arnold W. Donald as a Director of Carnival Mgmt For For
Corporation and as a Director of Carnival plc.
6. To re-elect Richard J. Glasier as a Director of Mgmt For For
Carnival Corporation and as a Director of Carnival
plc.
7. To re-elect Debra Kelly-Ennis as a Director of Mgmt For For
Carnival Corporation and as a Director of Carnival
plc.
8. To re-elect Sir John Parker as a Director of Carnival Mgmt For For
Corporation and as a Director of Carnival plc.
9. To re-elect Stuart Subotnick as a Director of Carnival Mgmt For For
Corporation and as a Director of Carnival plc.
10. To re-elect Laura Weil as a Director of Carnival Mgmt For For
Corporation and as a Director of Carnival plc.
11. To re-elect Randall J. Weisenburger as a Director of Mgmt For For
Carnival Corporation and as a Director of Carnival
plc.
12. To hold a (non-binding) advisory vote to approve Mgmt For For
executive compensation (in accordance with legal
requirements applicable to U.S. companies).
13. To approve the Carnival plc Directors' Remuneration Mgmt For For
Report (in accordance with legal requirements
applicable to UK companies).
14. To re-appoint the UK firm of PricewaterhouseCoopers Mgmt For For
LLP as independent auditors for Carnival plc and to
ratify the selection of the U.S. firm of
PricewaterhouseCoopers LLP as the independent
registered certified public accounting firm of
Carnival Corporation.
15. To authorize the Audit Committee of Carnival plc to Mgmt For For
determine the remuneration of the independent auditors
of Carnival plc (in accordance with legal requirements
applicable to UK companies).
16. To receive the UK accounts and reports of the Mgmt For For
Directors and auditors of Carnival plc for the year
ended November 30, 2017 (in accordance with legal
requirements applicable to UK companies).
17. To approve the giving of authority for the allotment Mgmt For For
of new shares by Carnival plc (in accordance with
customary practice for UK companies).
18. To approve the disapplication of pre-emption rights in Mgmt For For
relation to the allotment of new shares by Carnival
plc (in accordance with customary practice for UK
companies).
19. To approve a general authority for Carnival plc to buy Mgmt For For
back Carnival plc ordinary shares in the open market
(in accordance with legal requirements applicable to
UK companies desiring to implement share buy back
programs).
--------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda Number: 934694147
--------------------------------------------------------------------------------------------------------------------------
Security: 17275R102 Meeting Type: Annual
Ticker: CSCO Meeting Date: 11-Dec-2017
ISIN: US17275R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CAROL A. BARTZ Mgmt No vote
1B. ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt No vote
1C. ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS Mgmt No vote
1D. ELECTION OF DIRECTOR: AMY L. CHANG Mgmt No vote
1E. ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY Mgmt No vote
1F. ELECTION OF DIRECTOR: DR. KRISTINA M. JOHNSON Mgmt No vote
1G. ELECTION OF DIRECTOR: RODERICK C. MCGEARY Mgmt No vote
1H. ELECTION OF DIRECTOR: CHARLES H. ROBBINS Mgmt No vote
1I. ELECTION OF DIRECTOR: ARUN SARIN Mgmt No vote
1J. ELECTION OF DIRECTOR: BRENTON L. SAUNDERS Mgmt No vote
1K. ELECTION OF DIRECTOR: STEVEN M. WEST Mgmt No vote
2. APPROVAL OF AMENDMENT AND RESTATEMENT OF THE 2005 Mgmt No vote
STOCK INCENTIVE PLAN.
3. APPROVAL OF AMENDMENT AND RESTATEMENT OF THE EXECUTIVE Mgmt No vote
INCENTIVE PLAN.
4. APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE Mgmt No vote
COMPENSATION.
5. RECOMMENDATION, ON AN ADVISORY BASIS, ON THE FREQUENCY Mgmt No vote
OF EXECUTIVE COMPENSATION VOTES.
6. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS CISCO'S Mgmt No vote
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2018.
7. APPROVAL TO REQUEST AN ANNUAL REPORT RELATING TO Shr No vote
CISCO'S LOBBYING POLICIES, PROCEDURES AND ACTIVITIES.
--------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Agenda Number: 934808265
--------------------------------------------------------------------------------------------------------------------------
Security: 20030N101 Meeting Type: Annual
Ticker: CMCSA Meeting Date: 11-Jun-2018
ISIN: US20030N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kenneth J. Bacon Mgmt For For
Madeline S. Bell Mgmt For For
Sheldon M. Bonovitz Mgmt For For
Edward D. Breen Mgmt For For
Gerald L. Hassell Mgmt For For
Jeffrey A. Honickman Mgmt For For
Maritza G. Montiel Mgmt For For
Asuka Nakahara Mgmt For For
David C. Novak Mgmt For For
Brian L. Roberts Mgmt For For
2. Ratification of the appointment of our independent Mgmt For For
auditors
3. Advisory vote on executive compensation Mgmt For For
4. To provide a lobbying report Shr Abstain Against
--------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda Number: 934785784
--------------------------------------------------------------------------------------------------------------------------
Security: 30231G102 Meeting Type: Annual
Ticker: XOM Meeting Date: 30-May-2018
ISIN: US30231G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Susan K. Avery Mgmt For For
1b. Election of Director: Angela F. Braly Mgmt For For
1c. Election of Director: Ursula M. Burns Mgmt For For
1d. Election of Director: Kenneth C. Frazier Mgmt For For
1e. Election of Director: Steven A. Kandarian Mgmt For For
1f. Election of Director: Douglas R. Oberhelman Mgmt For For
1g. Election of Director: Samuel J. Palmisano Mgmt For For
1h. Election of Director: Steven S Reinemund Mgmt For For
1i. Election of Director: William C. Weldon Mgmt For For
1j. Election of Director: Darren W. Woods Mgmt For For
2. Ratification of Independent Auditors (page 25) Mgmt For For
3. Advisory Vote to Approve Executive Compensation (page Mgmt Against Against
26)
4. Independent Chairman (page 54) Shr For Against
5. Special Shareholder Meetings (page 55) Shr For Against
6. Board Diversity Matrix (page 56) Shr Against For
7. Report on Lobbying (page 58) Shr Abstain Against
--------------------------------------------------------------------------------------------------------------------------
FACEBOOK, INC. Agenda Number: 934793034
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102 Meeting Type: Annual
Ticker: FB Meeting Date: 31-May-2018
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Marc L. Andreessen Mgmt For For
Erskine B. Bowles Mgmt For For
Kenneth I. Chenault Mgmt For For
S. D. Desmond-Hellmann Mgmt Withheld Against
Reed Hastings Mgmt Withheld Against
Jan Koum Mgmt Withheld Against
Sheryl K. Sandberg Mgmt Withheld Against
Peter A. Thiel Mgmt Withheld Against
Mark Zuckerberg Mgmt Withheld Against
2. To ratify the appointment of Ernst & Young LLP as Mgmt For For
Facebook, Inc.'s independent registered public
accounting firm for the fiscal year ending December
31, 2018.
3. A stockholder proposal regarding change in stockholder Shr For Against
voting.
4. A stockholder proposal regarding a risk oversight Shr For Against
committee.
5. A stockholder proposal regarding simple majority vote. Shr For Against
6. A stockholder proposal regarding a content governance Shr Abstain Against
report.
7. A stockholder proposal regarding median pay by gender. Shr Abstain Against
8. A stockholder proposal regarding tax principles. Shr Abstain Against
--------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY Agenda Number: 934737707
--------------------------------------------------------------------------------------------------------------------------
Security: 369604103 Meeting Type: Annual
Ticker: GE Meeting Date: 25-Apr-2018
ISIN: US3696041033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1 Election of Director: Sebastien M. Bazin Mgmt For For
A2 Election of Director: W. Geoffrey Beattie Mgmt For For
A3 Election of Director: John J. Brennan Mgmt For For
A4 Election of Director: H. Lawrence Culp, Jr. Mgmt For For
A5 Election of Director: Francisco D'Souza Mgmt For For
A6 Election of Director: John L. Flannery Mgmt For For
A7 Election of Director: Edward P. Garden Mgmt For For
A8 Election of Director: Thomas W. Horton Mgmt For For
A9 Election of Director: Risa Lavizzo-Mourey Mgmt For For
A10 Election of Director: James J. Mulva Mgmt For For
A11 Election of Director: Leslie F. Seidman Mgmt For For
A12 Election of Director: James S. Tisch Mgmt For For
B1 Advisory Approval of Our Named Executives' Mgmt For For
Compensation
B2 Approval of the GE International Employee Stock Mgmt For For
Purchase Plan
B3 Ratification of KPMG as Independent Auditor for 2018 Mgmt For For
C1 Require the Chairman of the Board to be Independent Shr For Against
C2 Adopt Cumulative Voting for Director Elections Shr Against For
C3 Deduct Impact of Stock Buybacks from Executive Pay Shr Against For
C4 Issue Report on Political Lobbying and Contributions Shr Abstain Against
C5 Issue Report on Stock Buybacks Shr Against For
C6 Permit Shareholder Action by Written Consent Shr For Against
--------------------------------------------------------------------------------------------------------------------------
HALLIBURTON COMPANY Agenda Number: 934760871
--------------------------------------------------------------------------------------------------------------------------
Security: 406216101 Meeting Type: Annual
Ticker: HAL Meeting Date: 16-May-2018
ISIN: US4062161017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Abdulaziz F. Al Khayyal Mgmt For For
1b. Election of Director: William E. Albrecht Mgmt For For
1c. Election of Director: Alan M. Bennett Mgmt For For
1d. Election of Director: James R. Boyd Mgmt For For
1e. Election of Director: Milton Carroll Mgmt For For
1f. Election of Director: Nance K. Dicciani Mgmt For For
1g. Election of Director: Murry S. Gerber Mgmt For For
1h. Election of Director: Jose C. Grubisich Mgmt For For
1i. Election of Director: David J. Lesar Mgmt For For
1j. Election of Director: Robert A. Malone Mgmt For For
1k. Election of Director: Jeffrey A. Miller Mgmt For For
1l. Election of Director: Debra L. Reed Mgmt For For
2. Ratification of Selection of Principal Independent Mgmt For For
Public Accountants.
3. Advisory Approval of Executive Compensation. Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP. Agenda Number: 934738886
--------------------------------------------------------------------------------------------------------------------------
Security: 459200101 Meeting Type: Annual
Ticker: IBM Meeting Date: 24-Apr-2018
ISIN: US4592001014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director for a Term of One Year: K.I. Mgmt For For
Chenault
1b. Election of Director for a Term of One Year: M.L. Mgmt For For
Eskew
1c. Election of Director for a Term of One Year: D.N. Farr Mgmt For For
1d. Election of Director for a Term of One Year: A. Gorsky Mgmt For For
1e. Election of Director for a Term of One Year: S.A. Mgmt For For
Jackson
1f. Election of Director for a Term of One Year: A.N. Mgmt For For
Liveris
1g. Election of Director for a Term of One Year: H.S. Mgmt For For
Olayan
1h. Election of Director for a Term of One Year: J.W. Mgmt For For
Owens
1i. Election of Director for a Term of One Year: V.M. Mgmt For For
Rometty
1j. Election of Director for a Term of One Year: J.R. Mgmt For For
Swedish
1k. Election of Director for a Term of One Year: S. Taurel Mgmt For For
1l. Election of Director for a Term of One Year: P.R. Mgmt For For
Voser
1m. Election of Director for a Term of One Year: F.H. Mgmt For For
Waddell
2. Ratification of Appointment of Independent Registered Mgmt For For
Public Accounting Firm
3. Advisory Vote on Executive Compensation Mgmt For For
4. Stockholder Proposal on Lobbying Disclosure Shr Abstain Against
5. Stockholder Proposal on Shareholder Ability to Call a Shr For Against
Special Shareholder Meeting
6. Stockholder Proposal to Have an Independent Board Shr For Against
Chairman
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 934737620
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104 Meeting Type: Annual
Ticker: JNJ Meeting Date: 26-Apr-2018
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Mary C. Beckerle Mgmt For For
1b. Election of Director: D. Scott Davis Mgmt For For
1c. Election of Director: Ian E. L. Davis Mgmt For For
1d. Election of Director: Jennifer A. Doudna Mgmt For For
1e. Election of Director: Alex Gorsky Mgmt For For
1f. Election of Director: Mark B. McClellan Mgmt For For
1g. Election of Director: Anne M. Mulcahy Mgmt For For
1h. Election of Director: William D. Perez Mgmt For For
1i. Election of Director: Charles Prince Mgmt For For
1j. Election of Director: A. Eugene Washington Mgmt For For
1k. Election of Director: Ronald A. Williams Mgmt For For
2. Advisory Vote to Approve Named Executive Officer Mgmt For For
Compensation
3. Ratification of Appointment of PricewaterhouseCoopers Mgmt For For
LLP as the Independent Registered Public Accounting
Firm for 2018
4. Shareholder Proposal - Accounting for Litigation and Shr Against For
Compliance in Executive Compensation Performance
Measures
5. Shareholder Proposal - Amendment to Shareholder Shr For Against
Ability to Call Special Shareholder Meeting
--------------------------------------------------------------------------------------------------------------------------
JOHNSON CONTROLS INTERNATIONAL PLC Agenda Number: 934721211
--------------------------------------------------------------------------------------------------------------------------
Security: G51502105 Meeting Type: Annual
Ticker: JCI Meeting Date: 07-Mar-2018
ISIN: IE00BY7QL619
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of director: Michael E. Daniels Mgmt No vote
1B. Election of director: W. Roy Dunbar Mgmt No vote
1C. Election of director: Brian Duperreault Mgmt No vote
1D. Election of director: Gretchen R. Haggerty Mgmt No vote
1E. Election of director: Simone Menne Mgmt No vote
1F. Election of director: George R. Oliver Mgmt No vote
1G. Election of director: Juan Pablo del Valle Perochena Mgmt No vote
1H. Election of director: Jurgen Tinggren Mgmt No vote
1I. Election of director: Mark Vergnano Mgmt No vote
1J. Election of director: R. David Yost Mgmt No vote
1K. Election of director: John D. Young Mgmt No vote
2.A To ratify the appointment of PricewaterhouseCoopers Mgmt No vote
LLP as the independent auditors of the Company.
2.B To authorize the Audit Committee of the Board of Mgmt No vote
Directors to set the auditors' remuneration.
3. To authorize the Company and/or any subsidiary of the Mgmt No vote
Company to make market purchases of Company shares.
4. To determine the price range at which the Company can Mgmt No vote
re-allot shares that it holds as treasury shares
(Special Resolution).
5. To approve, in a non-binding advisory vote, the Mgmt No vote
compensation of the named executive officers.
6. To approve the Directors' authority to allot shares up Mgmt No vote
to approximately 33% of issued share capital.
7. To approve the waiver of statutory pre-emption rights Mgmt No vote
with respect to up to 5% of issued share capital
(Special Resolution).
8.A To approve the reduction of Company capital (Special Mgmt No vote
Resolution).
8.B To approve a clarifying amendment to the Company's Mgmt No vote
Articles of Association to facilitate the capital
reduction (Special Resolution).
--------------------------------------------------------------------------------------------------------------------------
JONES LANG LASALLE INCORPORATED Agenda Number: 934793363
--------------------------------------------------------------------------------------------------------------------------
Security: 48020Q107 Meeting Type: Annual
Ticker: JLL Meeting Date: 30-May-2018
ISIN: US48020Q1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Hugo Bague Mgmt For For
1b. Election of Director: Samuel A. Di Piazza, Jr. Mgmt For For
1c. Election of Director: Dame DeAnne Julius Mgmt For For
1d. Election of Director: Sheila A. Penrose Mgmt For For
1e. Election of Director: Ming Lu Mgmt For For
1f. Election of Director: Bridget Macaskill Mgmt For For
1g. Election of Director: Martin H. Nesbitt Mgmt For For
1h. Election of Director: Ann Marie Petach Mgmt For For
1i. Election of Director: Shailesh Rao Mgmt For For
1j. Election of Director: Christian Ulbrich Mgmt For For
2. Non-binding, advisory "say-on-pay" vote approving Mgmt For For
executive compensation
3. Ratification of Appointment of Independent Registered Mgmt For For
Public Accounting Firm
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 934689514
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104 Meeting Type: Annual
Ticker: MSFT Meeting Date: 29-Nov-2017
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt No vote
1B. ELECTION OF DIRECTOR: REID G. HOFFMAN Mgmt No vote
1C. ELECTION OF DIRECTOR: HUGH F. JOHNSTON Mgmt No vote
1D. ELECTION OF DIRECTOR: TERI L. LIST-STOLL Mgmt No vote
1E. ELECTION OF DIRECTOR: SATYA NADELLA Mgmt No vote
1F. ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt No vote
1G. ELECTION OF DIRECTOR: HELMUT PANKE Mgmt No vote
1H. ELECTION OF DIRECTOR: SANDRA E. PETERSON Mgmt No vote
1I. ELECTION OF DIRECTOR: PENNY S. PRITZKER Mgmt No vote
1J. ELECTION OF DIRECTOR: CHARLES W. SCHARF Mgmt No vote
1K. ELECTION OF DIRECTOR: ARNE M. SORENSON Mgmt No vote
1L. ELECTION OF DIRECTOR: JOHN W. STANTON Mgmt No vote
1M. ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt No vote
1N. ELECTION OF DIRECTOR: PADMASREE WARRIOR Mgmt No vote
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER Mgmt No vote
COMPENSATION
3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt No vote
VOTES TO APPROVE EXECUTIVE COMPENSATION
4. RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR Mgmt No vote
INDEPENDENT AUDITOR FOR FISCAL YEAR 2018
5. APPROVAL OF MATERIAL TERMS OF THE PERFORMANCE GOALS Mgmt No vote
UNDER THE EXECUTIVE INCENTIVE PLAN
6. APPROVAL OF THE MICROSOFT CORPORATION 2017 STOCK PLAN Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
MONDELEZ INTERNATIONAL, INC. Agenda Number: 934755313
--------------------------------------------------------------------------------------------------------------------------
Security: 609207105 Meeting Type: Annual
Ticker: MDLZ Meeting Date: 16-May-2018
ISIN: US6092071058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Lewis W.K. Booth Mgmt For For
1b. Election of Director: Charles E. Bunch Mgmt For For
1c. Election of Director: Debra A. Crew Mgmt For For
1d. Election of Director: Lois D. Juliber Mgmt For For
1e. Election of Director: Mark D. Ketchum Mgmt For For
1f. Election of Director: Peter W. May Mgmt For For
1g. Election of Director: Jorge S. Mesquita Mgmt For For
1h. Election of Director: Joseph Neubauer Mgmt For For
1i. Election of Director: Fredric G. Reynolds Mgmt For For
1j. Election of Director: Christiana S. Shi Mgmt For For
1k. Election of Director: Patrick T. Siewert Mgmt For For
1l. Election of Director: Jean-Francois M. L. van Boxmeer Mgmt For For
1m. Election of Director: Dirk Van de Put Mgmt For For
2. Advisory Vote to Approve Executive Compensation. Mgmt Against Against
3. Ratification of PricewaterhouseCoopers LLP as Mgmt For For
Independent Registered Public Accountants for Fiscal
Year Ending December 31, 2018.
4. Report on Non-Recyclable Packaging. Shr Abstain Against
5. Create a Committee to Prepare a Report Regarding the Shr Abstain Against
Impact of Plant Closures on Communities and
Alternatives to Help Mitigate the Effects.
--------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG Agenda Number: 934724039
--------------------------------------------------------------------------------------------------------------------------
Security: 66987V109 Meeting Type: Annual
Ticker: NVS Meeting Date: 02-Mar-2018
ISIN: US66987V1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the Operating and Financial Review of Mgmt No vote
Novartis AG, the Financial Statements of Novartis AG
and the Group Consolidated Financial Statements for
the 2017 Financial Year
2. Discharge from Liability of the Members of the Board Mgmt No vote
of Directors and the Executive Committee
3. Appropriation of Available Earnings of Novartis AG as Mgmt No vote
per Balance Sheet and Declaration of Dividend
4. Reduction of Share Capital Mgmt No vote
5A. Binding Vote on the maximum aggregate amount of Mgmt No vote
Compensation for Members of the Board of Directors
from the 2018 Annual General Meeting to the 2019
Annual General Meeting
5B. Binding Vote on the maximum aggregate amount of Mgmt No vote
Compensation for Members of the Executive Committee
for the next Financial Year, i.e. 2019
5C. Advisory Vote on the 2017 Compensation Report Mgmt No vote
6A. Re-election as Chairman of the Board of Director: Mgmt No vote
Joerg Reinhardt, Ph.D.
6B. Re-election of Director: Nancy C. Andrews, M.D., Ph.D. Mgmt No vote
6C. Re-election of Director: Dimitri Azar, M.D. Mgmt No vote
6D. Re-election of Director: Ton Buechner Mgmt No vote
6E. Re-election of Director: Srikant Datar, Ph.D. Mgmt No vote
6F. Re-election of Director: Elizabeth Doherty Mgmt No vote
6G. Re-election of Director: Ann Fudge Mgmt No vote
6H. Re-election of Director: Frans van Houten Mgmt No vote
6I. Re-election of Director: Andreas von Planta, Ph.D. Mgmt No vote
6J. Re-election of Director: Charles L. Sawyers, M.D. Mgmt No vote
6K. Re-election of Director: Enrico Vanni, Ph.D. Mgmt No vote
6L. Re-election of Director: William T. Winters Mgmt No vote
7A. Re-election to the Compensation Committee: Srikant Mgmt No vote
Datar, Ph.D.
7B. Re-election to the Compensation Committee: Ann Fudge Mgmt No vote
7C. Re-election to the Compensation Committee: Enrico Mgmt No vote
Vanni, Ph.D.
7D. Re-election to the Compensation Committee: William T. Mgmt No vote
Winters
8. Re-election of the Statutory Auditor Mgmt No vote
9. Re-election of the Independent Proxy Mgmt No vote
10. General instructions in case of alternative motions Mgmt No vote
under the agenda items published in the Notice of
Annual General Meeting, and/or of motions relating to
additional agenda items according to Article 700
paragraph 3 of the Swiss Code of Obligations Mark FOR
on this Voting Instruction Card to vote according to
the motions of the Board of Directors. Mark AGAINST to
vote against any alternative /new motions. Mark
ABSTAIN to abstain from voting.
--------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION Agenda Number: 934681671
--------------------------------------------------------------------------------------------------------------------------
Security: 68389X105 Meeting Type: Annual
Ticker: ORCL Meeting Date: 15-Nov-2017
ISIN: US68389X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JEFFREY S. BERG Mgmt No vote
MICHAEL J. BOSKIN Mgmt No vote
SAFRA A. CATZ Mgmt No vote
BRUCE R. CHIZEN Mgmt No vote
GEORGE H. CONRADES Mgmt No vote
LAWRENCE J. ELLISON Mgmt No vote
HECTOR GARCIA-MOLINA Mgmt No vote
JEFFREY O. HENLEY Mgmt No vote
MARK V. HURD Mgmt No vote
RENEE J. JAMES Mgmt No vote
LEON E. PANETTA Mgmt No vote
NAOMI O. SELIGMAN Mgmt No vote
2. ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED Mgmt No vote
EXECUTIVE OFFICERS.
3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt No vote
VOTES ON THE COMPENSATION OF NAMED EXECUTIVE OFFICERS.
4. APPROVAL OF THE ORACLE CORPORATION AMENDED AND Mgmt No vote
RESTATED 2000 LONG- TERM EQUITY INCENTIVE PLAN.
5. RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS Mgmt No vote
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2018.
6. STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS Shr No vote
REPORT.
7. STOCKHOLDER PROPOSAL REGARDING PAY EQUITY REPORT. Shr No vote
8. STOCKHOLDER PROPOSAL REGARDING PROXY ACCESS REFORM. Shr No vote
--------------------------------------------------------------------------------------------------------------------------
SALESFORCE.COM, INC. Agenda Number: 934814939
--------------------------------------------------------------------------------------------------------------------------
Security: 79466L302 Meeting Type: Annual
Ticker: CRM Meeting Date: 12-Jun-2018
ISIN: US79466L3024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Marc Benioff Mgmt For For
1b. Election of Director: Keith Block Mgmt For For
1c. Election of Director: Craig Conway Mgmt For For
1d. Election of Director: Alan Hassenfeld Mgmt For For
1e. Election of Director: Neelie Kroes Mgmt For For
1f. Election of Director: Colin Powell Mgmt For For
1g. Election of Director: Sanford Robertson Mgmt For For
1h. Election of Director: John V. Roos Mgmt For For
1i. Election of Director: Bernard Tyson Mgmt For For
1j. Election of Director: Robin Washington Mgmt For For
1k. Election of Director: Maynard Webb Mgmt For For
1l. Election of Director: Susan Wojcicki Mgmt For For
2. Amendment and restatement of our Certificate of Mgmt For For
Incorporation to allow stockholders to request special
meetings of the stockholders.
3. Amendment and restatement of our 2013 Equity Incentive Mgmt For For
Plan to, among other things, increase the number of
shares authorized for issuance by 40 million shares.
4. Ratification of the appointment of Ernst & Young LLP Mgmt For For
as our independent registered public accounting firm
for the fiscal year ending January 31, 2019.
5. An advisory vote to approve the fiscal 2018 Mgmt For For
compensation of our named executive officers.
6. A stockholder proposal requesting the elimination of Shr For Against
supermajority voting requirements.
7. A stockholder proposal requesting a report on Shr Abstain Against
Salesforce's criteria for investing in, operating in
and withdrawing from high-risk regions.
--------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 934735246
--------------------------------------------------------------------------------------------------------------------------
Security: 806857108 Meeting Type: Annual
Ticker: SLB Meeting Date: 04-Apr-2018
ISIN: AN8068571086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Peter L.S. Currie Mgmt For For
1B. Election of Director: Miguel M. Galuccio Mgmt For For
1C. Election of Director: V. Maureen Kempston Darkes Mgmt For For
1D. Election of Director: Paal Kibsgaard Mgmt For For
1E. Election of Director: Nikolay Kudryavtsev Mgmt For For
1F. Election of Director: Helge Lund Mgmt For For
1G. Election of Director: Michael E. Marks Mgmt For For
1H. Election of Director: Indra K. Nooyi Mgmt For For
1I. Election of Director: Lubna S. Olayan Mgmt For For
1J. Election of Director: Leo Rafael Reif Mgmt For For
1K. Election of Director: Henri Seydoux Mgmt For For
2. To approve, on an advisory basis, the Company's Mgmt Against Against
executive compensation.
3. To report on the course of business during the year Mgmt For For
ended December 31, 2017; and approve our consolidated
balance sheet as of December 31, 2017; our
consolidated statement of income for the year ended
December 31, 2017; and our Board of Directors'
declarations of dividends in 2017, as reflected in our
2017 Annual Report to Stockholders.
4. To ratify the appointment of PricewaterhouseCoopers Mgmt For For
LLP as independent auditors for 2018.
5. To approve amended and restated French Sub Plan for Mgmt For For
purposes of qualification under French Law.
--------------------------------------------------------------------------------------------------------------------------
SIGNATURE BANK Agenda Number: 934738658
--------------------------------------------------------------------------------------------------------------------------
Security: 82669G104 Meeting Type: Annual
Ticker: SBNY Meeting Date: 25-Apr-2018
ISIN: US82669G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Kathryn A. Byrne Mgmt For For
1.2 Election of Director: Alfonse M. D'Amato Mgmt For For
1.3 Election of Director: Jeffrey W. Meshel Mgmt For For
2. To ratify the appointment of KPMG LLP, an independent Mgmt For For
registered public accounting firm, as the independent
auditors for the year ending December 31, 2018.
3. Advisory vote on executive compensation. Mgmt Against Against
4. To approve an amendment to the Amended and Restated Mgmt For For
2004 Long-Term Incentive Plan to extend the term of
such Plan until December 31, 2028.
--------------------------------------------------------------------------------------------------------------------------
SIMON PROPERTY GROUP, INC. Agenda Number: 934758357
--------------------------------------------------------------------------------------------------------------------------
Security: 828806109 Meeting Type: Annual
Ticker: SPG Meeting Date: 08-May-2018
ISIN: US8288061091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Glyn F. Aeppel Mgmt For For
1b. Election of Director: Larry C. Glasscock Mgmt For For
1c. Election of Director: Karen N. Horn, Ph.D. Mgmt For For
1d. Election of Director: Allan Hubbard Mgmt For For
1e. Election of Director: Reuben S. Leibowitz Mgmt For For
1f. Election of Director: Gary M. Rodkin Mgmt For For
1g. Election of Director: Stefan M. Selig Mgmt For For
1h. Election of Director: Daniel C. Smith, Ph.D. Mgmt For For
1i. Election of Director: J. Albert Smith, Jr. Mgmt For For
1j. Election of Director: Marta R. Stewart Mgmt For For
2. An advisory vote to approve the compensation of our Mgmt For For
Named Executive Officers.
3. Ratification of Ernst & Young LLP as our independent Mgmt For For
registered public accounting firm for 2018.
4. A shareholder proposal that any future employment Shr Against For
agreement with our CEO does not provide any
termination benefits following a change in control.
--------------------------------------------------------------------------------------------------------------------------
STARBUCKS CORPORATION Agenda Number: 934721956
--------------------------------------------------------------------------------------------------------------------------
Security: 855244109 Meeting Type: Annual
Ticker: SBUX Meeting Date: 21-Mar-2018
ISIN: US8552441094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Howard Schultz Mgmt No vote
1B. Election of Director: Rosalind G. Brewer Mgmt No vote
1C. Election of Director: Mary N. Dillon Mgmt No vote
1D. Election of Director: Mellody Hobson Mgmt No vote
1E. Election of Director: Kevin R. Johnson Mgmt No vote
1F. Election of Director: Jorgen Vig Knudstorp Mgmt No vote
1G. Election of Director: Satya Nadella Mgmt No vote
1H. Election of Director: Joshua Cooper Ramo Mgmt No vote
1I. Election of Director: Clara Shih Mgmt No vote
1J. Election of Director: Javier G. Teruel Mgmt No vote
1K. Election of Director: Myron E. Ullman, III Mgmt No vote
1L. Election of Director: Craig E. Weatherup Mgmt No vote
2. Advisory resolution to approve our executive Mgmt No vote
compensation.
3. Ratification of selection of Deloitte & Touche LLP as Mgmt No vote
our independent registered public accounting firm for
fiscal 2018.
4. Proxy Access Bylaw Amendments. Shr No vote
5. Report on Sustainable Packaging. Shr No vote
6. "Proposal Withdrawn". Shr No vote
7. Diversity Report. Shr No vote
--------------------------------------------------------------------------------------------------------------------------
STERICYCLE, INC. Agenda Number: 934778119
--------------------------------------------------------------------------------------------------------------------------
Security: 858912108 Meeting Type: Annual
Ticker: SRCL Meeting Date: 23-May-2018
ISIN: US8589121081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Robert S. Murley Mgmt For For
1b. Election of Director: Charles A. Alutto Mgmt For For
1c. Election of Director: Brian P. Anderson Mgmt For For
1d. Election of Director: Lynn D. Bleil Mgmt For For
1e. Election of Director: Thomas D. Brown Mgmt For For
1f. Election of Director: Thomas F. Chen Mgmt For For
1g. Election of Director: Mark C. Miller Mgmt For For
1h. Election of Director: John Patience Mgmt For For
1i. Election of Director: Mike S. Zafirovski Mgmt For For
2. Advisory vote to approve executive compensation Mgmt For For
3. Ratification of the appointment of Ernst & Young LLP Mgmt For For
as the Company's independent registered public
accounting firm for 2018
4. Stockholder proposal entitled Special Shareholder Shr For Against
Meeting Improvement
5. Stockholder proposal on the vesting of equity awards Shr For Against
upon a change in control
--------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 934750084
--------------------------------------------------------------------------------------------------------------------------
Security: 38141G104 Meeting Type: Annual
Ticker: GS Meeting Date: 02-May-2018
ISIN: US38141G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Lloyd C. Blankfein Mgmt For For
1b. Election of Director: M. Michele Burns Mgmt For For
1c. Election of Director: Mark A. Flaherty Mgmt For For
1d. Election of Director: William W. George Mgmt For For
1e. Election of Director: James A. Johnson Mgmt For For
1f. Election of Director: Ellen J. Kullman Mgmt For For
1g. Election of Director: Lakshmi N. Mittal Mgmt For For
1h. Election of Director: Adebayo O. Ogunlesi Mgmt For For
1i. Election of Director: Peter Oppenheimer Mgmt For For
1j. Election of Director: David A. Viniar Mgmt For For
1k. Election of Director: Mark O. Winkelman Mgmt For For
2. Advisory Vote to Approve Executive Compensation (Say Mgmt For For
on Pay)
3. Approval of The Goldman Sachs Amended and Restated Mgmt Against Against
Stock Incentive Plan (2018)
4. Ratification of PricewaterhouseCoopers LLP as our Mgmt For For
Independent Registered Public Accounting Firm for 2018
5. Shareholder Proposal Requesting Report on Lobbying Shr Abstain Against
6. Shareholder Proposal Regarding Amendments to Shr For Against
Stockholder Proxy Access
--------------------------------------------------------------------------------------------------------------------------
THE J. M. SMUCKER COMPANY Agenda Number: 934655070
--------------------------------------------------------------------------------------------------------------------------
Security: 832696405 Meeting Type: Annual
Ticker: SJM Meeting Date: 16-Aug-2017
ISIN: US8326964058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: KATHRYN W. DINDO Mgmt No vote
1B. ELECTION OF DIRECTOR: PAUL J. DOLAN Mgmt No vote
1C. ELECTION OF DIRECTOR: JAY L. HENDERSON Mgmt No vote
1D. ELECTION OF DIRECTOR: NANCY LOPEZ KNIGHT Mgmt No vote
1E. ELECTION OF DIRECTOR: ELIZABETH VALK LONG Mgmt No vote
1F. ELECTION OF DIRECTOR: GARY A. OATEY Mgmt No vote
1G. ELECTION OF DIRECTOR: KIRK L. PERRY Mgmt No vote
1H. ELECTION OF DIRECTOR: SANDRA PIANALTO Mgmt No vote
1I. ELECTION OF DIRECTOR: ALEX SHUMATE Mgmt No vote
1J. ELECTION OF DIRECTOR: MARK T. SMUCKER Mgmt No vote
1K. ELECTION OF DIRECTOR: RICHARD K. SMUCKER Mgmt No vote
1L. ELECTION OF DIRECTOR: TIMOTHY P. SMUCKER Mgmt No vote
1M. ELECTION OF DIRECTOR: DAWN C. WILLOUGHBY Mgmt No vote
2. RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt No vote
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2018 FISCAL YEAR.
3. ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE Mgmt No vote
COMPENSATION.
4. ADVISORY APPROVAL ON THE FREQUENCY OF HOLDING FUTURE Mgmt No vote
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
5. SHAREHOLDER PROPOSAL REQUESTING THE COMPANY ISSUE A Shr No vote
REPORT ON RENEWABLE ENERGY.
--------------------------------------------------------------------------------------------------------------------------
UNILEVER N.V. Agenda Number: 934783855
--------------------------------------------------------------------------------------------------------------------------
Security: 904784709 Meeting Type: Annual
Ticker: UN Meeting Date: 03-May-2018
ISIN: US9047847093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. To adopt the Annual Accounts and appropriation of the Mgmt For For
profit for the 2017 financial year
3. To discharge the Executive Directors in office in the Mgmt For For
2017 financial year for the fulfilment of their task
4. To discharge the Non-Executive Directors in office in Mgmt For For
the 2017 financial year for the fulfilment of their
task
5. To approve the Directors' Remuneration Policy Mgmt Against Against
6. To reappoint Mr N S Andersen as a Non-Executive Mgmt For For
Director
7. To reappoint Mrs L M Cha as a Non-Executive Director Mgmt For For
8. To reappoint Mr V Colao as a Non-Executive Director Mgmt For For
9. To reappoint Dr M Dekkers as a Non-Executive Director Mgmt For For
10. To reappoint Dr J Hartmann as a Non-Executive Director Mgmt For For
11. To reappoint Ms M Ma as a Non-Executive Director Mgmt For For
12. To reappoint Mr S Masiyiwa as a Non-Executive Director Mgmt For For
13. To reappoint Professor Y Moon as a Non-Executive Mgmt For For
Director
14. To reappoint Mr G Pitkethly as an Executive Director Mgmt For For
15. To reappoint Mr P G J M Polman as an Executive Mgmt For For
Director
16. To reappoint Mr J Rishton as a Non-Executive Director Mgmt For For
17. To reappoint Mr F Sijbesma as a Non-Executive Director Mgmt For For
18. To appoint Ms A Jung as a Non-Executive Director Mgmt For For
19. To appoint KPMG as the Auditor charged with the Mgmt For For
auditing of the Annual Accounts for the 2018 financial
year
20. To authorise the Board of Directors to purchase 6% and Mgmt For For
7% cumulative preference shares and depository
receipts thereof in the share capital of the Company
21. To authorise the Board of Directors to purchase Mgmt For For
ordinary shares and depositary receipts thereof in the
share capital of the Company
22. To reduce the capital with respect to the 6% and 7% Mgmt For For
cumulative preference shares and depositary receipts
thereof held by the Company in its own share capital
23. To reduce the capital with respect to ordinary shares Mgmt For For
and depositary receipts thereof held by the Company in
its own share capital
24. To designate the Board of Directors as the company Mgmt For For
body authorised to issue shares in the share capital
of the Company
25. To designate the Board of Directors as the company Mgmt For For
body authorised to restrict or exclude the statutory
pre-emption rights that accrue to shareholders upon
issue of shares for general corporate purposes
26. To designate the Board of Directors as the company Mgmt For For
body authorised to restrict or exclude the statutory
pre-emption rights that accrue to shareholders upon
issue of shares for acquisition purposes
--------------------------------------------------------------------------------------------------------------------------
UNION PACIFIC CORPORATION Agenda Number: 934753890
--------------------------------------------------------------------------------------------------------------------------
Security: 907818108 Meeting Type: Annual
Ticker: UNP Meeting Date: 10-May-2018
ISIN: US9078181081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Andrew H. Card Jr. Mgmt For For
1b. Election of Director: Erroll B. Davis Jr. Mgmt For For
1c. Election of Director: David B. Dillon Mgmt For For
1d. Election of Director: Lance M. Fritz Mgmt For For
1e. Election of Director: Deborah C. Hopkins Mgmt For For
1f. Election of Director: Jane H. Lute Mgmt For For
1g. Election of Director: Michael R. McCarthy Mgmt For For
1h. Election of Director: Thomas F. McLarty III Mgmt For For
1i. Election of Director: Bhavesh V. Patel Mgmt For For
1j. Election of Director: Jose H. Villarreal Mgmt For For
2. Ratification of the appointment of Deloitte & Touche Mgmt For For
LLP as the independent registered public accounting
firm of the Company for 2018.
3. An advisory vote to approve executive compensation Mgmt For For
("Say on Pay").
4. Shareholder proposal regarding Independent Chairman if Shr Against For
properly presented at the Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION Agenda Number: 934741605
--------------------------------------------------------------------------------------------------------------------------
Security: 913017109 Meeting Type: Annual
Ticker: UTX Meeting Date: 30-Apr-2018
ISIN: US9130171096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Lloyd J. Austin III Mgmt For For
1b. Election of Director: Diane M. Bryant Mgmt For For
1c. Election of Director: John V. Faraci Mgmt For For
1d. Election of Director: Jean-Pierre Garnier Mgmt For For
1e. Election of Director: Gregory J. Hayes Mgmt For For
1f. Election of Director: Ellen J. Kullman Mgmt For For
1g. Election of Director: Marshall O. Larsen Mgmt For For
1h. Election of Director: Harold W. McGraw III Mgmt For For
1i. Election of Director: Margaret L. O'Sullivan Mgmt For For
1j. Election of Director: Fredric G. Reynolds Mgmt For For
1k. Election of Director: Brian C. Rogers Mgmt For For
1l. Election of Director: Christine Todd Whitman Mgmt For For
2. Advisory Vote to Approve Executive Compensation. Mgmt For For
3. Approve the UTC 2018 Long-Term Incentive Plan. Mgmt For For
4. Appoint PricewaterhouseCoopers LLP to Serve as Mgmt For For
Independent Auditor for 2018.
5. Approve an Amendment to the Restated Certificate of Mgmt For For
Incorporation to Eliminate Supermajority Voting for
Certain Business Combinations.
6. Shareowner Proposal: Reduce Threshold to Call Special Shr For Against
Meetings from 25% to 10%.
--------------------------------------------------------------------------------------------------------------------------
VISTA OUTDOOR INC Agenda Number: 934649611
--------------------------------------------------------------------------------------------------------------------------
Security: 928377100 Meeting Type: Annual
Ticker: VSTO Meeting Date: 01-Aug-2017
ISIN: US9283771007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARK DEYOUNG Mgmt No vote
1B. ELECTION OF DIRECTOR: MARK GOTTFREDSON Mgmt No vote
2. ADVISORY VOTE TO APPROVE THE 2017 COMPENSATION OF Mgmt No vote
VISTA OUTDOOR'S NAMED EXECUTIVE OFFICERS
3. RATIFICATION OF THE APPOINTMENT OF VISTA OUTDOOR'S Mgmt No vote
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
4. VOTE TO APPROVE THE STOCKHOLDER PROPOSAL ON THE Shr No vote
DECLASSIFICATION OF THE BOARD OF DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
YUM CHINA HOLDINGS, INC. Agenda Number: 934756896
--------------------------------------------------------------------------------------------------------------------------
Security: 98850P109 Meeting Type: Annual
Ticker: YUMC Meeting Date: 11-May-2018
ISIN: US98850P1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Louis T. Hsieh Mgmt For For
1b. Election of Director: Jonathan S. Linen Mgmt For For
1c. Election of Director: Muktesh "Micky" Pant Mgmt For For
1d. Election of Director: William Wang Mgmt For For
2. Ratification of Independent Auditor Mgmt For For
3. Advisory Vote to Approve Executive Compensation Mgmt For For
TVST Large Cap Core Equity Fund
--------------------------------------------------------------------------------------------------------------------------
ALEXION PHARMACEUTICALS, INC. Agenda Number: 934758713
--------------------------------------------------------------------------------------------------------------------------
Security: 015351109 Meeting Type: Annual
Ticker: ALXN Meeting Date: 08-May-2018
ISIN: US0153511094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Felix J. Baker Mgmt For For
David R. Brennan Mgmt For For
Christopher J. Coughlin Mgmt For For
Deborah Dunsire Mgmt For For
Paul A. Friedman Mgmt For For
Ludwig N. Hantson Mgmt For For
John T. Mollen Mgmt For For
Francois Nader Mgmt For For
Judith A. Reinsdorf Mgmt For For
Andreas Rummelt Mgmt For For
2. Ratification of appointment by the Board of Directors Mgmt For For
of PricewaterhouseCoopers LLP as the Company's
independent registered public accounting firm.
3. Approval of a non-binding advisory vote of the 2017 Mgmt For For
compensation paid to Alexion's named executive
officers.
4. To request the Board to require an independent Shr Against For
Chairman.
--------------------------------------------------------------------------------------------------------------------------
ALLEGHANY CORPORATION Agenda Number: 934748332
--------------------------------------------------------------------------------------------------------------------------
Security: 017175100 Meeting Type: Annual
Ticker: Y Meeting Date: 27-Apr-2018
ISIN: US0171751003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: William K. Lavin Mgmt For For
1b. Election of Director: Phillip M. Martineau Mgmt For For
1c. Election of Director: Raymond L.M. Wong Mgmt For For
2. Ratification of selection of Ernst & Young LLP as Mgmt For For
Alleghany Corporation's independent registered public
accounting firm for fiscal 2018.
3. Advisory vote to approve the compensation of the named Mgmt For For
executive officers of Alleghany Corporation.
--------------------------------------------------------------------------------------------------------------------------
ALTRIA GROUP, INC. Agenda Number: 934763473
--------------------------------------------------------------------------------------------------------------------------
Security: 02209S103 Meeting Type: Annual
Ticker: MO Meeting Date: 17-May-2018
ISIN: US02209S1033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: John T. Casteen III Mgmt For For
1b. Election of Director: Dinyar S. Devitre Mgmt For For
1c. Election of Director: Thomas F. Farrell II Mgmt For For
1d. Election of Director: Debra J. Kelly-Ennis Mgmt For For
1e. Election of Director: W. Leo Kiely III Mgmt For For
1f. Election of Director: Kathryn B. McQuade Mgmt For For
1g. Election of Director: George Munoz Mgmt For For
1h. Election of Director: Mark E. Newman Mgmt For For
1i. Election of Director: Nabil Y. Sakkab Mgmt For For
1j. Election of Director: Virginia E. Shanks Mgmt For For
1k. Election of Director: Howard A. Willard III Mgmt For For
2. Ratification of the Selection of Independent Mgmt For For
Registered Public Accounting Firm
3. Non-Binding Advisory Vote to Approve the Compensation Mgmt For For
of Altria's Named Executive Officers
4. Shareholder Proposal - Reducing and Disclosing Shr Against For
Nicotine Levels in Cigarette Brands
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 934716068
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100 Meeting Type: Annual
Ticker: AAPL Meeting Date: 13-Feb-2018
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of director: James Bell Mgmt For For
1b. Election of director: Tim Cook Mgmt For For
1c. Election of director: Al Gore Mgmt For For
1d. Election of director: Bob Iger Mgmt For For
1e. Election of director: Andrea Jung Mgmt For For
1f. Election of director: Art Levinson Mgmt For For
1g. Election of director: Ron Sugar Mgmt For For
1h. Election of director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Young LLP Mgmt For For
as Apple's independent registered public accounting
firm for 2018
3. Advisory vote to approve executive compensation Mgmt For For
4. Approval of the amended and restated Apple Inc. Mgmt For For
Non-Employee Director Stock Plan
5. A shareholder proposal entitled "Shareholder Proxy Shr For Against
Access Amendments"
6. A shareholder proposal entitled "Human Rights Shr Against For
Committee"
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 934737163
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104 Meeting Type: Annual
Ticker: BAC Meeting Date: 25-Apr-2018
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sharon L. Allen Mgmt For For
1B. Election of Director: Susan S. Bies Mgmt For For
1C. Election of Director: Jack O. Bovender, Jr. Mgmt For For
1D. Election of Director: Frank P. Bramble, Sr. Mgmt For For
1E. Election of Director: Pierre J. P. de Weck Mgmt For For
1F. Election of Director: Arnold W. Donald Mgmt For For
1G. Election of Director: Linda P. Hudson Mgmt For For
1H. Election of Director: Monica C. Lozano Mgmt For For
1I. Election of Director: Thomas J. May Mgmt For For
1J. Election of Director: Brian T. Moynihan Mgmt For For
1K. Election of Director: Lionel L. Nowell, III Mgmt For For
1L. Election of Director: Michael D. White Mgmt For For
1M. Election of Director: Thomas D. Woods Mgmt For For
1N. Election of Director: R. David Yost Mgmt For For
1O. Election of Director: Maria T. Zuber Mgmt For For
2. Approving Our Executive Compensation (an Advisory, Mgmt For For
Non-binding "Say on Pay" Resolution)
3. Ratifying the Appointment of Our Independent Mgmt For For
Registered Public Accounting Firm for 2018
4. Stockholder Proposal - Independent Board Chairman Shr For Against
--------------------------------------------------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC. Agenda Number: 934745641
--------------------------------------------------------------------------------------------------------------------------
Security: 084670702 Meeting Type: Annual
Ticker: BRKB Meeting Date: 05-May-2018
ISIN: US0846707026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Warren E. Buffett Mgmt For For
Charles T. Munger Mgmt For For
Gregory E. Abel Mgmt For For
Howard G. Buffett Mgmt For For
Stephen B. Burke Mgmt For For
Susan L. Decker Mgmt For For
William H. Gates III Mgmt For For
David S. Gottesman Mgmt For For
Charlotte Guyman Mgmt For For
Ajit Jain Mgmt For For
Thomas S. Murphy Mgmt For For
Ronald L. Olson Mgmt For For
Walter Scott, Jr. Mgmt For For
Meryl B. Witmer Mgmt For For
2. Shareholder proposal regarding methane gas emissions. Shr Against For
3. Shareholder proposal regarding adoption of a policy to Shr Against For
encourage Berkshire subsidiaries to issue annual
sustainability reports.
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK, INC. Agenda Number: 934785493
--------------------------------------------------------------------------------------------------------------------------
Security: 09247X101 Meeting Type: Annual
Ticker: BLK Meeting Date: 23-May-2018
ISIN: US09247X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Mathis Cabiallavetta Mgmt For For
1b. Election of Director: Pamela Daley Mgmt For For
1c. Election of Director: William S. Demchak Mgmt For For
1d. Election of Director: Jessica P. Einhorn Mgmt For For
1e. Election of Director: Laurence D. Fink Mgmt For For
1f. Election of Director: William E. Ford Mgmt For For
1g. Election of Director: Fabrizio Freda Mgmt For For
1h. Election of Director: Murry S. Gerber Mgmt For For
1i. Election of Director: Margaret L. Johnson Mgmt For For
1j. Election of Director: Robert S. Kapito Mgmt For For
1k. Election of Director: Sir Deryck Maughan Mgmt For For
1l. Election of Director: Cheryl D. Mills Mgmt For For
1m. Election of Director: Gordon M. Nixon Mgmt For For
1n. Election of Director: Charles H. Robbins Mgmt For For
1o. Election of Director: Ivan G. Seidenberg Mgmt For For
1p. Election of Director: Marco Antonio Slim Domit Mgmt For For
1q. Election of Director: Susan L. Wagner Mgmt For For
1r. Election of Director: Mark Wilson Mgmt For For
2. Approval, in a non-binding advisory vote, of the Mgmt For For
compensation for named executive officers.
3. Approval of an Amendment to the BlackRock, Inc. Second Mgmt For For
Amended and Restated 1999 Stock Award and Incentive
Plan.
4. Ratification of the appointment of Deloitte LLP as Mgmt For For
BlackRock's independent registered public accounting
firm for the fiscal year 2018.
5. Shareholder Proposal - Production of an Annual Report Shr For Against
on Certain Trade Association and Lobbying
Expenditures.
--------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 934747354
--------------------------------------------------------------------------------------------------------------------------
Security: 110122108 Meeting Type: Annual
Ticker: BMY Meeting Date: 01-May-2018
ISIN: US1101221083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: P. J. Arduini Mgmt For For
1B. Election of Director: J. Baselga, M.D., Ph.D. Mgmt For For
1C. Election of Director: R. J. Bertolini Mgmt For For
1D. Election of Director: G. Caforio, M.D. Mgmt For For
1E. Election of Director: M. W. Emmens Mgmt For For
1F. Election of Director: M. Grobstein Mgmt For For
1G. Election of Director: A. J. Lacy Mgmt For For
1H. Election of Director: D. C. Paliwal Mgmt For For
1I. Election of Director: T. R. Samuels Mgmt For For
1J. Election of Director: G. L. Storch Mgmt For For
1K. Election of Director: V. L. Sato, Ph.D. Mgmt For For
1L. Election of Director: K. H. Vousden, Ph.D. Mgmt For For
2. Advisory vote to approve the compensation of our Named Mgmt For For
Executive Officers
3. Ratification of the appointment of an independent Mgmt For For
registered public accounting firm
4. Shareholder Proposal on Annual Report Disclosing How Shr For Against
Risks Related to Public Concern Over Drug Pricing
Strategies are Incorporated into Incentive
Compensation Plans
5. Shareholder Proposal to Lower the Share Ownership Shr For Against
Threshold to Call Special Shareholder Meetings
--------------------------------------------------------------------------------------------------------------------------
CARMAX, INC. Agenda Number: 934814511
--------------------------------------------------------------------------------------------------------------------------
Security: 143130102 Meeting Type: Annual
Ticker: KMX Meeting Date: 26-Jun-2018
ISIN: US1431301027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director for a one-year term: Peter J. Mgmt For For
Bensen
1B. Election of Director for a one-year term: Ronald E. Mgmt For For
Blaylock
1C. Election of Director for a one-year term: Sona Chawla Mgmt For For
1D. Election of Director for a one-year term: Thomas J. Mgmt For For
Folliard
1E. Election of Director for a one-year term: Shira Mgmt For For
Goodman
1F. Election of Director for a one-year term: Robert J. Mgmt For For
Hombach
1G. Election of Director for a one-year term: David W. Mgmt For For
McCreight
1H. Election of Director for a one-year term: William D. Mgmt For For
Nash
1I. Election of Director for a one-year term: Marcella Mgmt For For
Shinder
1J. Election of Director for a one-year term: Mitchell D. Mgmt For For
Steenrod
1K. Election of Director for a one-year term: William R. Mgmt For For
Tiefel
2. To ratify the appointment of KPMG LLP as independent Mgmt For For
registered public accounting firm.
3. To approve, in an advisory (non-binding) vote, the Mgmt For For
compensation of our named executive officers.
4. To vote on a shareholder proposal for a report on Shr For Against
political contributions, if properly presented at the
meeting.
--------------------------------------------------------------------------------------------------------------------------
CARNIVAL CORPORATION Agenda Number: 934730575
--------------------------------------------------------------------------------------------------------------------------
Security: 143658300 Meeting Type: Annual
Ticker: CCL Meeting Date: 11-Apr-2018
ISIN: PA1436583006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To re-elect Micky Arison as a Director of Carnival Mgmt For For
Corporation and as a Director of Carnival plc.
2. To re-elect Sir Jonathon Band as a Director of Mgmt For For
Carnival Corporation and as a Director of Carnival
plc.
3. To elect Jason Glen Cahilly as a Director of Carnival Mgmt For For
Corporation and as a Director of Carnival plc.
4. To re-elect Helen Deeble as a Director of Carnival Mgmt For For
Corporation and as a Director of Carnival plc.
5. To re-elect Arnold W. Donald as a Director of Carnival Mgmt For For
Corporation and as a Director of Carnival plc.
6. To re-elect Richard J. Glasier as a Director of Mgmt For For
Carnival Corporation and as a Director of Carnival
plc.
7. To re-elect Debra Kelly-Ennis as a Director of Mgmt For For
Carnival Corporation and as a Director of Carnival
plc.
8. To re-elect Sir John Parker as a Director of Carnival Mgmt For For
Corporation and as a Director of Carnival plc.
9. To re-elect Stuart Subotnick as a Director of Carnival Mgmt For For
Corporation and as a Director of Carnival plc.
10. To re-elect Laura Weil as a Director of Carnival Mgmt For For
Corporation and as a Director of Carnival plc.
11. To re-elect Randall J. Weisenburger as a Director of Mgmt For For
Carnival Corporation and as a Director of Carnival
plc.
12. To hold a (non-binding) advisory vote to approve Mgmt For For
executive compensation (in accordance with legal
requirements applicable to U.S. companies).
13. To approve the Carnival plc Directors' Remuneration Mgmt For For
Report (in accordance with legal requirements
applicable to UK companies).
14. To re-appoint the UK firm of PricewaterhouseCoopers Mgmt For For
LLP as independent auditors for Carnival plc and to
ratify the selection of the U.S. firm of
PricewaterhouseCoopers LLP as the independent
registered certified public accounting firm of
Carnival Corporation.
15. To authorize the Audit Committee of Carnival plc to Mgmt For For
determine the remuneration of the independent auditors
of Carnival plc (in accordance with legal requirements
applicable to UK companies).
16. To receive the UK accounts and reports of the Mgmt For For
Directors and auditors of Carnival plc for the year
ended November 30, 2017 (in accordance with legal
requirements applicable to UK companies).
17. To approve the giving of authority for the allotment Mgmt For For
of new shares by Carnival plc (in accordance with
customary practice for UK companies).
18. To approve the disapplication of pre-emption rights in Mgmt For For
relation to the allotment of new shares by Carnival
plc (in accordance with customary practice for UK
companies).
19. To approve a general authority for Carnival plc to buy Mgmt For For
back Carnival plc ordinary shares in the open market
(in accordance with legal requirements applicable to
UK companies desiring to implement share buy back
programs).
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 934787308
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100 Meeting Type: Annual
Ticker: CVX Meeting Date: 30-May-2018
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: W.M. Austin Mgmt For For
1b. Election of Director: J.B. Frank Mgmt For For
1c. Election of Director: A.P. Gast Mgmt For For
1d. Election of Director: E. Hernandez, Jr. Mgmt For For
1e. Election of Director: C.W. Moorman IV Mgmt For For
1f. Election of Director: D.F. Moyo Mgmt For For
1g. Election of Director: R.D. Sugar Mgmt For For
1h. Election of Director: I.G. Thulin Mgmt For For
1i. Election of Director: D.J. Umpleby III Mgmt For For
1j. Election of Director: M.K. Wirth Mgmt For For
2. Ratification of Appointment of PWC as Independent Mgmt For For
Registered Public Accounting Firm
3. Advisory Vote to Approve Named Executive Officer Mgmt For For
Compensation
4. Report on Lobbying Shr For Against
5. Report on Feasibility of Policy on Not Doing Business Shr Against For
With Conflict Complicit Governments
6. Report on Transition to a Low Carbon Business Model Shr Against For
7. Report on Methane Emissions Shr For Against
8. Adopt Policy on Independent Chairman Shr Against For
9. Recommend Independent Director with Environmental Shr For Against
Expertise
10. Set Special Meetings Threshold at 10% Shr For Against
--------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda Number: 934694147
--------------------------------------------------------------------------------------------------------------------------
Security: 17275R102 Meeting Type: Annual
Ticker: CSCO Meeting Date: 11-Dec-2017
ISIN: US17275R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CAROL A. BARTZ Mgmt For For
1B. ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For
1C. ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS Mgmt For For
1D. ELECTION OF DIRECTOR: AMY L. CHANG Mgmt For For
1E. ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY Mgmt For For
1F. ELECTION OF DIRECTOR: DR. KRISTINA M. JOHNSON Mgmt For For
1G. ELECTION OF DIRECTOR: RODERICK C. MCGEARY Mgmt For For
1H. ELECTION OF DIRECTOR: CHARLES H. ROBBINS Mgmt For For
1I. ELECTION OF DIRECTOR: ARUN SARIN Mgmt For For
1J. ELECTION OF DIRECTOR: BRENTON L. SAUNDERS Mgmt For For
1K. ELECTION OF DIRECTOR: STEVEN M. WEST Mgmt For For
2. APPROVAL OF AMENDMENT AND RESTATEMENT OF THE 2005 Mgmt For For
STOCK INCENTIVE PLAN.
3. APPROVAL OF AMENDMENT AND RESTATEMENT OF THE EXECUTIVE Mgmt For For
INCENTIVE PLAN.
4. APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE Mgmt For For
COMPENSATION.
5. RECOMMENDATION, ON AN ADVISORY BASIS, ON THE FREQUENCY Mgmt 1 Year For
OF EXECUTIVE COMPENSATION VOTES.
6. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS CISCO'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2018.
7. APPROVAL TO REQUEST AN ANNUAL REPORT RELATING TO Shr For Against
CISCO'S LOBBYING POLICIES, PROCEDURES AND ACTIVITIES.
--------------------------------------------------------------------------------------------------------------------------
DEERE & COMPANY Agenda Number: 934718959
--------------------------------------------------------------------------------------------------------------------------
Security: 244199105 Meeting Type: Annual
Ticker: DE Meeting Date: 28-Feb-2018
ISIN: US2441991054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Samuel R. Allen Mgmt For For
1B. Election of Director: Vance D. Coffman Mgmt For For
1C. Election of Director: Alan C. Heuberger Mgmt For For
1D. Election of Director: Charles O. Holliday, Jr. Mgmt For For
1E. Election of Director: Dipak C. Jain Mgmt For For
1F. Election of Director: Michael O. Johanns Mgmt For For
1G. Election of Director: Clayton M. Jones Mgmt For For
1H. Election of Director: Brian M. Krzanich Mgmt For For
1I. Election of Director: Gregory R. Page Mgmt For For
1J. Election of Director: Sherry M. Smith Mgmt For For
1K. Election of Director: Dmitri L. Stockton Mgmt For For
1L. Election of Director: Sheila G. Talton Mgmt For For
2. Advisory vote on executive compensation Mgmt For For
3. Re-approve the John Deere Long-Term Incentive Cash Mgmt For For
Plan
4. Ratification of the appointment of Deloitte & Touche Mgmt For For
LLP as Deere's independent registered public
accounting firm for fiscal 2018
5. Stockholder Proposal - Special Shareowner Meetings Shr For Against
--------------------------------------------------------------------------------------------------------------------------
DOLLAR TREE, INC. Agenda Number: 934806653
--------------------------------------------------------------------------------------------------------------------------
Security: 256746108 Meeting Type: Annual
Ticker: DLTR Meeting Date: 14-Jun-2018
ISIN: US2567461080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Arnold S. Barron Mgmt For For
1b. Election of Director: Gregory M. Bridgeford Mgmt For For
1c. Election of Director: Mary Anne Citrino Mgmt For For
1d. Election of Director: Conrad M. Hall Mgmt For For
1e. Election of Director: Lemuel E. Lewis Mgmt For For
1f. Election of Director: Jeffrey G. Naylor Mgmt For For
1g. Election of Director: Gary M. Philbin Mgmt For For
1h. Election of Director: Bob Sasser Mgmt For For
1i. Election of Director: Thomas A. Saunders III Mgmt For For
1j. Election of Director: Stephanie P. Stahl Mgmt For For
1k. Election of Director: Thomas E. Whiddon Mgmt For For
1l. Election of Director: Carl P. Zeithaml Mgmt For For
2. To Approve, on an Advisory Basis, the Compensation of Mgmt For For
the Company's Named Executive Officers
3. To Ratify the Selection of KPMG LLP as the Company's Mgmt For For
Independent Registered Public Accounting Firm
--------------------------------------------------------------------------------------------------------------------------
ELI LILLY AND COMPANY Agenda Number: 934749853
--------------------------------------------------------------------------------------------------------------------------
Security: 532457108 Meeting Type: Annual
Ticker: LLY Meeting Date: 07-May-2018
ISIN: US5324571083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: K. Baicker Mgmt For For
1b. Election of Director: J. E. Fyrwald Mgmt For For
1c. Election of Director: J. Jackson Mgmt For For
1d. Election of Director: E. R. Marram Mgmt Abstain Against
1e. Election of Director: J. P. Tai Mgmt For For
2. Approval, by non-binding vote, of the compensation Mgmt For For
paid to the company's named executive officers.
3. Ratification of Ernst & Young LLP as the principal Mgmt For For
independent auditor for 2018.
4. Approve amendments to the Articles of Incorporation to Mgmt For For
eliminate the classified board structure.
5. Approve amendments to the Articles of Incorporation to Mgmt For For
eliminate supermajority voting provisions.
6. Approve the Amended and Restated 2002 Lilly Stock Mgmt For For
Plan.
7. Shareholder proposal seeking support for the Shr Against For
descheduling of cannabis.
8. Shareholder proposal requesting report regarding Shr Against For
direct and indirect political contributions.
9. Shareholder proposal requesting report on policies and Shr Against For
practices regarding contract animal laboratories.
10. Shareholder proposal requesting report on extent to Shr For Against
which risks related to public concern over drug
pricing strategies are integrated into incentive
compensation arrangements.
--------------------------------------------------------------------------------------------------------------------------
FEDEX CORPORATION Agenda Number: 934667760
--------------------------------------------------------------------------------------------------------------------------
Security: 31428X106 Meeting Type: Annual
Ticker: FDX Meeting Date: 25-Sep-2017
ISIN: US31428X1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES L. BARKSDALE Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN A. EDWARDSON Mgmt For For
1C. ELECTION OF DIRECTOR: MARVIN R. ELLISON Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN C. ("CHRIS") INGLIS Mgmt For For
1E. ELECTION OF DIRECTOR: KIMBERLY A. JABAL Mgmt For For
1F. ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON Mgmt For For
1G. ELECTION OF DIRECTOR: R. BRAD MARTIN Mgmt For For
1H. ELECTION OF DIRECTOR: JOSHUA COOPER RAMO Mgmt For For
1I. ELECTION OF DIRECTOR: SUSAN C. SCHWAB Mgmt For For
1J. ELECTION OF DIRECTOR: FREDERICK W. SMITH Mgmt For For
1K. ELECTION OF DIRECTOR: DAVID P. STEINER Mgmt For For
1L. ELECTION OF DIRECTOR: PAUL S. WALSH Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION.
3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION.
4. APPROVAL OF AMENDMENT TO 2010 OMNIBUS STOCK INCENTIVE Mgmt For For
PLAN TO INCREASE THE NUMBER OF AUTHORIZED SHARES.
5. RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM.
6. STOCKHOLDER PROPOSAL REGARDING SHAREHOLDER PROXY Shr For Against
ACCESS REVISIONS.
7. STOCKHOLDER PROPOSAL REGARDING LOBBYING ACTIVITY AND Shr For Against
EXPENDITURE REPORT.
8. STOCKHOLDER PROPOSAL REGARDING EXECUTIVE PAY Shr Against For
CONFIDENTIAL VOTING.
9. STOCKHOLDER PROPOSAL REGARDING APPLICATION OF COMPANY Shr Against For
NON-DISCRIMINATION POLICIES IN STATES WITH
PRO-DISCRIMINATION LAWS.
--------------------------------------------------------------------------------------------------------------------------
GENERAL DYNAMICS CORPORATION Agenda Number: 934744536
--------------------------------------------------------------------------------------------------------------------------
Security: 369550108 Meeting Type: Annual
Ticker: GD Meeting Date: 02-May-2018
ISIN: US3695501086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: James S. Crown Mgmt For For
1b. Election of Director: Rudy F. deLeon Mgmt For For
1c. Election of Director: Lester L. Lyles Mgmt For For
1d. Election of Director: Mark M. Malcolm Mgmt For For
1e. Election of Director: Phebe N. Novakovic Mgmt For For
1f. Election of Director: C. Howard Nye Mgmt For For
1g. Election of Director: William A. Osborn Mgmt For For
1h. Election of Director: Catherine B. Reynolds Mgmt For For
1i. Election of Director: Laura J. Schumacher Mgmt For For
1j. Election of Director: Peter A. Wall Mgmt For For
2. Advisory Vote on the Selection of Independent Auditors Mgmt For For
3. Advisory Vote to approve Executive Compensation Mgmt For For
4. Shareholder Proposal to reduce the ownership threshold Shr Against For
required to call a special shareholder meeting
--------------------------------------------------------------------------------------------------------------------------
LOWE'S COMPANIES, INC. Agenda Number: 934787245
--------------------------------------------------------------------------------------------------------------------------
Security: 548661107 Meeting Type: Annual
Ticker: LOW Meeting Date: 01-Jun-2018
ISIN: US5486611073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Raul Alvarez Mgmt For For
David H. Batchelder Mgmt For For
Angela F. Braly Mgmt For For
Sandra B. Cochran Mgmt For For
Laurie Z. Douglas Mgmt For For
Richard W. Dreiling Mgmt For For
Marshall O. Larsen Mgmt For For
James H. Morgan Mgmt For For
Robert A. Niblock Mgmt For For
Brian C. Rogers Mgmt For For
Bertram L. Scott Mgmt For For
Lisa W. Wardell Mgmt For For
Eric C. Wiseman Mgmt For For
2. Advisory vote to approve Lowe's named executive Mgmt For For
officer compensation in fiscal 2017.
3. Ratification of the appointment of Deloitte & Touche Mgmt For For
LLP as Lowe's independent registered public accounting
firm for fiscal 2018.
4. Shareholder proposal to reduce the threshold to call Shr For Against
special shareholder meetings to 10% of outstanding
shares.
--------------------------------------------------------------------------------------------------------------------------
NEWMARKET CORPORATION Agenda Number: 934736274
--------------------------------------------------------------------------------------------------------------------------
Security: 651587107 Meeting Type: Annual
Ticker: NEU Meeting Date: 26-Apr-2018
ISIN: US6515871076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Phyllis L. Cothran Mgmt For For
1B. Election of Director: Mark M. Gambill Mgmt For For
1C. Election of Director: Bruce C. Gottwald Mgmt For For
1D. Election of Director: Thomas E. Gottwald Mgmt For For
1E. Election of Director: Patrick D. Hanley Mgmt For For
1F. Election of Director: H. Hiter Harris, III Mgmt For For
1G. Election of Director: James E. Rogers Mgmt For For
2. Ratification of the appointment of Mgmt For For
PricewaterhouseCoopers LLP as the independent
registered public accounting firm for the Corporation
for the fiscal year ending December 31, 2018.
3. Approval, on an advisory basis, of the compensation of Mgmt For For
the named executive officers of NewMarket Corporation.
--------------------------------------------------------------------------------------------------------------------------
NIKE, INC. Agenda Number: 934663774
--------------------------------------------------------------------------------------------------------------------------
Security: 654106103 Meeting Type: Annual
Ticker: NKE Meeting Date: 21-Sep-2017
ISIN: US6541061031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ALAN B. GRAF, JR. Mgmt For For
JOHN C. LECHLEITER Mgmt For For
MICHELLE A. PELUSO Mgmt For For
2. TO APPROVE EXECUTIVE COMPENSATION BY AN ADVISORY VOTE. Mgmt For For
3. TO APPROVE THE FREQUENCY OF ADVISORY VOTES ON Mgmt 1 Year For
EXECUTIVE COMPENSATION BY AN ADVISORY VOTE.
4. TO APPROVE THE NIKE, INC. LONG-TERM INCENTIVE PLAN, AS Mgmt For For
AMENDED.
5. TO CONSIDER A SHAREHOLDER PROPOSAL REGARDING POLITICAL Shr For Against
CONTRIBUTIONS DISCLOSURE.
6. TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
NORFOLK SOUTHERN CORPORATION Agenda Number: 934743990
--------------------------------------------------------------------------------------------------------------------------
Security: 655844108 Meeting Type: Annual
Ticker: NSC Meeting Date: 10-May-2018
ISIN: US6558441084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Thomas D. Bell, Jr. Mgmt For For
1b. Election of Director: Wesley G. Bush Mgmt For For
1c. Election of Director: Daniel A. Carp Mgmt For For
1d. Election of Director: Mitchell E. Daniels, Jr. Mgmt For For
1e. Election of Director: Marcela E. Donadio Mgmt For For
1f. Election of Director: Steven F. Leer Mgmt For For
1g. Election of Director: Michael D. Lockhart Mgmt For For
1h. Election of Director: Amy E. Miles Mgmt For For
1i. Election of Director: Martin H. Nesbitt Mgmt For For
1j. Election of Director: Jennifer F. Scanlon Mgmt For For
1k. Election of Director: James A. Squires Mgmt For For
1l. Election of Director: John R. Thompson Mgmt For For
2. Ratification of the appointment of KPMG LLP, Mgmt For For
independent registered public accounting firm, as
Norfolk Southern's independent auditors for the year
ending December 31, 2018.
3. Approval of advisory resolution on executive Mgmt For For
compensation, as disclosed in the proxy statement for
the 2018 Annual Meeting of Shareholders.
4. If properly presented at the meeting, a shareholder Shr For Against
proposal regarding right to act by written consent.
--------------------------------------------------------------------------------------------------------------------------
O'REILLY AUTOMOTIVE, INC. Agenda Number: 934762267
--------------------------------------------------------------------------------------------------------------------------
Security: 67103H107 Meeting Type: Annual
Ticker: ORLY Meeting Date: 08-May-2018
ISIN: US67103H1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: David O'Reilly Mgmt For For
1b. Election of Director: Larry O'Reilly Mgmt For For
1c. Election of Director: Rosalie O'Reilly Wooten Mgmt For For
1d. Election of Director: Greg Henslee Mgmt For For
1e. Election of Director: Jay D. Burchfield Mgmt For For
1f. Election of Director: Thomas T. Hendrickson Mgmt For For
1g. Election of Director: John R. Murphy Mgmt For For
1h. Election of Director: Dana M. Perlman Mgmt For For
1i. Election of Director: Ronald Rashkow Mgmt For For
2. Advisory vote to approve executive compensation. Mgmt For For
3. Ratification of appointment of Ernst & Young LLP, as Mgmt For For
independent auditors for the fiscal year ending
December 31, 2018.
4. Shareholder proposal entitled "Special Shareholder Shr For Against
Meeting Improvement."
--------------------------------------------------------------------------------------------------------------------------
SOUTHWEST AIRLINES CO. Agenda Number: 934776949
--------------------------------------------------------------------------------------------------------------------------
Security: 844741108 Meeting Type: Annual
Ticker: LUV Meeting Date: 16-May-2018
ISIN: US8447411088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: David W. Biegler Mgmt For For
1b. Election of Director: J. Veronica Biggins Mgmt For For
1c. Election of Director: Douglas H. Brooks Mgmt For For
1d. Election of Director: William H. Cunningham Mgmt For For
1e. Election of Director: John G. Denison Mgmt For For
1f. Election of Director: Thomas W. Gilligan Mgmt For For
1g. Election of Director: Gary C. Kelly Mgmt For For
1h. Election of Director: Grace D. Lieblein Mgmt For For
1i. Election of Director: Nancy B. Loeffler Mgmt For For
1j. Election of Director: John T. Montford Mgmt For For
1k. Election of Director: Ron Ricks Mgmt For For
2. Advisory vote to approve named executive officer Mgmt For For
compensation.
3. Ratification of selection of Ernst & Young LLP as Mgmt For For
Company's independent auditors for fiscal year ending
December 31, 2018.
4. Advisory vote on shareholder proposal to require an Shr For Against
independent board chairman.
5. Advisory vote on shareholder proposal to permit Shr Against For
shareholder action by written consent.
--------------------------------------------------------------------------------------------------------------------------
THE COCA-COLA COMPANY Agenda Number: 934735234
--------------------------------------------------------------------------------------------------------------------------
Security: 191216100 Meeting Type: Annual
Ticker: KO Meeting Date: 25-Apr-2018
ISIN: US1912161007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Herbert A. Allen Mgmt For For
1B. Election of Director: Ronald W. Allen Mgmt For For
1C. Election of Director: Marc Bolland Mgmt For For
1D. Election of Director: Ana Botin Mgmt For For
1E. Election of Director: Richard M. Daley Mgmt For For
1F. Election of Director: Christopher C. Davis Mgmt For For
1G. Election of Director: Barry Diller Mgmt For For
1H. Election of Director: Helene D. Gayle Mgmt For For
1I. Election of Director: Alexis M. Herman Mgmt For For
1J. Election of Director: Muhtar Kent Mgmt For For
1K. Election of Director: Robert A. Kotick Mgmt For For
1L. Election of Director: Maria Elena Lagomasino Mgmt For For
1M. Election of Director: Sam Nunn Mgmt For For
1N. Election of Director: James Quincey Mgmt For For
1O. Election of Director: Caroline J. Tsay Mgmt For For
1P. Election of Director: David B. Weinberg Mgmt For For
2. Advisory vote to approve executive compensation Mgmt For For
3. Ratification of the appointment of Ernst & Young LLP Mgmt For For
as Independent Auditors
--------------------------------------------------------------------------------------------------------------------------
THE PROGRESSIVE CORPORATION Agenda Number: 934764691
--------------------------------------------------------------------------------------------------------------------------
Security: 743315103 Meeting Type: Annual
Ticker: PGR Meeting Date: 11-May-2018
ISIN: US7433151039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Philip Bleser Mgmt For For
1b. Election of Director: Stuart B. Burgdoerfer Mgmt For For
1c. Election of Director: Pamela J. Craig Mgmt For For
1d. Election of Director: Charles A. Davis Mgmt For For
1e. Election of Director: Roger N. Farah Mgmt For For
1f. Election of Director: Lawton W. Fitt Mgmt For For
1g. Election of Director: Susan Patricia Griffith Mgmt For For
1h. Election of Director: Jeffrey D. Kelly Mgmt For For
1i. Election of Director: Patrick H. Nettles, Ph.D. Mgmt For For
1j. Election of Director: Barbara R. Snyder Mgmt For For
1k. Election of Director: Kahina Van Dyke Mgmt For For
2. Cast an advisory vote to approve our executive Mgmt For For
compensation program.
3. Ratify the appointment of PricewaterhouseCoopers LLP Mgmt For For
as our independent registered public accounting firm
for 2018.
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 934744031
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104 Meeting Type: Annual
Ticker: VZ Meeting Date: 03-May-2018
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Shellye L. Archambeau Mgmt For For
1b. Election of Director: Mark T. Bertolini Mgmt For For
1c. Election of Director: Richard L. Carrion Mgmt For For
1d. Election of Director: Melanie L. Healey Mgmt For For
1e. Election of Director: M. Frances Keeth Mgmt For For
1f. Election of Director: Lowell C. McAdam Mgmt For For
1g. Election of Director: Clarence Otis, Jr. Mgmt For For
1h. Election of Director: Rodney E. Slater Mgmt For For
1i. Election of Director: Kathryn A. Tesija Mgmt For For
1j. Election of Director: Gregory D. Wasson Mgmt For For
1k. Election of Director: Gregory G. Weaver Mgmt For For
2. Ratification of Appointment of Independent Registered Mgmt For For
Public Accounting Firm
3. Advisory Vote to Approve Executive Compensation Shr For For
4. Special Shareowner Meetings Shr For Against
5. Lobbying Activities Report Shr For Against
6. Independent Chair Shr For Against
7. Report on Cyber Security and Data Privacy Shr Against For
8. Executive Compensation Clawback Policy Shr For Against
9. Nonqualified Savings Plan Earnings Shr For Against
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 934712161
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839 Meeting Type: Annual
Ticker: V Meeting Date: 30-Jan-2018
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LLOYD A. CARNEY Mgmt For For
1B. ELECTION OF DIRECTOR: MARY B. CRANSTON Mgmt For For
1C. ELECTION OF DIRECTOR: FRANCISCO JAVIER Mgmt For For
FERNANDEZ-CARBAJAL
1D. ELECTION OF DIRECTOR: GARY A. HOFFMAN Mgmt For For
1E. ELECTION OF DIRECTOR: ALFRED F. KELLY, JR. Mgmt For For
1F. ELECTION OF DIRECTOR: JOHN F. LUNDGREN Mgmt For For
1G. ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt For For
1H. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1I. ELECTION OF DIRECTOR: JOHN A.C. SWAINSON Mgmt For For
1J. ELECTION OF DIRECTOR: MAYNARD G. WEBB, JR. Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Mgmt For For
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
2018 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 934740350
--------------------------------------------------------------------------------------------------------------------------
Security: 949746101 Meeting Type: Annual
Ticker: WFC Meeting Date: 24-Apr-2018
ISIN: US9497461015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: John D. Baker II Mgmt For For
1b. Election of Director: Celeste A. Clark Mgmt For For
1c. Election of Director: Theodore F. Craver, Jr. Mgmt For For
1d. Election of Director: Elizabeth A. Duke Mgmt For For
1e. Election of Director: Donald M. James Mgmt For For
1f. Election of Director: Maria R. Morris Mgmt For For
1g. Election of Director: Karen B. Peetz Mgmt For For
1h. Election of Director: Juan A. Pujadas Mgmt For For
1i. Election of Director: James H. Quigley Mgmt For For
1j. Election of Director: Ronald L. Sargent Mgmt For For
1k. Election of Director: Timothy J. Sloan Mgmt For For
1l. Election of Director: Suzanne M. Vautrinot Mgmt For For
2. Advisory resolution to approve executive compensation. Mgmt For For
3. Ratify the appointment of KPMG LLP as the Company's Mgmt For For
independent registered public accounting firm for
2018.
4. Shareholder Proposal - Special Shareowner Meetings. Shr For Against
5. Shareholder Proposal - Reform Executive Compensation Shr Against For
Policy with Social Responsibility.
6. Shareholder Proposal - Report on Incentive Shr For Against
Compensation and Risks of Material Losses.
TVST Moderate ETF Fund
--------------------------------------------------------------------------------------------------------------------------
VANGUARD Agenda Number: 934671199
--------------------------------------------------------------------------------------------------------------------------
Security: 92203J407 Meeting Type: Special
Ticker: BNDX Meeting Date: 15-Nov-2017
ISIN: US92203J4076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MORTIMER J. BUCKLEY Mgmt For For
EMERSON U. FULLWOOD Mgmt For For
AMY GUTMANN Mgmt For For
JOANN HEFFERNAN HEISEN Mgmt For For
F. JOSEPH LOUGHREY Mgmt For For
MARK LOUGHRIDGE Mgmt For For
SCOTT C. MALPASS Mgmt For For
F. WILLIAM MCNABB III Mgmt For For
DEANNA MULLIGAN Mgmt For For
ANDRE F. PEROLD Mgmt For For
SARAH BLOOM RASKIN Mgmt For For
PETER F. VOLANAKIS Mgmt For For
2. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For For
THIRD-PARTY INVESTMENT ADVISORS.
3. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For For
WHOLLY-OWNED SUBSIDIARIES OF VANGUARD.
--------------------------------------------------------------------------------------------------------------------------
VANGUARD FUNDS Agenda Number: 934671199
--------------------------------------------------------------------------------------------------------------------------
Security: 92206C870 Meeting Type: Special
Ticker: VCIT Meeting Date: 15-Nov-2017
ISIN: US92206C8709
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MORTIMER J. BUCKLEY Mgmt For For
EMERSON U. FULLWOOD Mgmt For For
AMY GUTMANN Mgmt For For
JOANN HEFFERNAN HEISEN Mgmt For For
F. JOSEPH LOUGHREY Mgmt For For
MARK LOUGHRIDGE Mgmt For For
SCOTT C. MALPASS Mgmt For For
F. WILLIAM MCNABB III Mgmt For For
DEANNA MULLIGAN Mgmt For For
ANDRE F. PEROLD Mgmt For For
SARAH BLOOM RASKIN Mgmt For For
PETER F. VOLANAKIS Mgmt For For
2. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For For
THIRD-PARTY INVESTMENT ADVISORS.
3. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For For
WHOLLY-OWNED SUBSIDIARIES OF VANGUARD.
--------------------------------------------------------------------------------------------------------------------------
VANGUARD INDEX FUNDS Agenda Number: 934671202
--------------------------------------------------------------------------------------------------------------------------
Security: 922908363 Meeting Type: Special
Ticker: VOO Meeting Date: 15-Nov-2017
ISIN: US9229083632
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MORTIMER J. BUCKLEY Mgmt For For
EMERSON U. FULLWOOD Mgmt For For
AMY GUTMANN Mgmt For For
JOANN HEFFERNAN HEISEN Mgmt For For
F. JOSEPH LOUGHREY Mgmt For For
MARK LOUGHRIDGE Mgmt For For
SCOTT C. MALPASS Mgmt For For
F. WILLIAM MCNABB III Mgmt For For
DEANNA MULLIGAN Mgmt For For
ANDRE F. PEROLD Mgmt For For
SARAH BLOOM RASKIN Mgmt For For
PETER F. VOLANAKIS Mgmt For For
2. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For For
THIRD-PARTY INVESTMENT ADVISORS.
3. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For For
WHOLLY-OWNED SUBSIDIARIES OF VANGUARD.
7. A SHAREHOLDER PROPOSAL TO "INSTITUTE TRANSPARENT Shr Against For
PROCEDURES TO AVOID HOLDING INVESTMENTS IN COMPANIES
THAT, IN MANAGEMENT'S JUDGMENT, SUBSTANTIALLY
CONTRIBUTE TO GENOCIDE OR CRIMES AGAINST HUMANITY, THE
MOST EGREGIOUS VIOLATIONS OF HUMAN RIGHTS. SUCH
PROCEDURES MAY INCLUDE TIME-LIMITED ENGAGEMENT WITH
PROBLEM COMPANIES IF MANAGEMENT BELIEVES THAT THEIR
BEHAVIOR CAN BE CHANGED."
--------------------------------------------------------------------------------------------------------------------------
VANGUARD INDEX FUNDS Agenda Number: 934671202
--------------------------------------------------------------------------------------------------------------------------
Security: 922908652 Meeting Type: Special
Ticker: VXF Meeting Date: 15-Nov-2017
ISIN: US9229086528
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MORTIMER J. BUCKLEY Mgmt For For
EMERSON U. FULLWOOD Mgmt For For
AMY GUTMANN Mgmt For For
JOANN HEFFERNAN HEISEN Mgmt For For
F. JOSEPH LOUGHREY Mgmt For For
MARK LOUGHRIDGE Mgmt For For
SCOTT C. MALPASS Mgmt For For
F. WILLIAM MCNABB III Mgmt For For
DEANNA MULLIGAN Mgmt For For
ANDRE F. PEROLD Mgmt For For
SARAH BLOOM RASKIN Mgmt For For
PETER F. VOLANAKIS Mgmt For For
2. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For For
THIRD-PARTY INVESTMENT ADVISORS.
3. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For For
WHOLLY-OWNED SUBSIDIARIES OF VANGUARD.
7. A SHAREHOLDER PROPOSAL TO "INSTITUTE TRANSPARENT Shr Against For
PROCEDURES TO AVOID HOLDING INVESTMENTS IN COMPANIES
THAT, IN MANAGEMENT'S JUDGMENT, SUBSTANTIALLY
CONTRIBUTE TO GENOCIDE OR CRIMES AGAINST HUMANITY, THE
MOST EGREGIOUS VIOLATIONS OF HUMAN RIGHTS. SUCH
PROCEDURES MAY INCLUDE TIME-LIMITED ENGAGEMENT WITH
PROBLEM COMPANIES IF MANAGEMENT BELIEVES THAT THEIR
BEHAVIOR CAN BE CHANGED."
--------------------------------------------------------------------------------------------------------------------------
VANGUARD INDEX FUNDS Agenda Number: 934671252
--------------------------------------------------------------------------------------------------------------------------
Security: 922908553 Meeting Type: Special
Ticker: VNQ Meeting Date: 15-Nov-2017
ISIN: US9229085538
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MORTIMER J. BUCKLEY Mgmt For *
EMERSON U. FULLWOOD Mgmt For *
AMY GUTMANN Mgmt For *
JOANN HEFFERNAN HEISEN Mgmt For *
F. JOSEPH LOUGHREY Mgmt For *
MARK LOUGHRIDGE Mgmt For *
SCOTT C. MALPASS Mgmt For *
F. WILLIAM MCNABB III Mgmt For *
DEANNA MULLIGAN Mgmt For *
ANDRE F. PEROLD Mgmt For *
SARAH BLOOM RASKIN Mgmt For *
PETER F. VOLANAKIS Mgmt For *
2. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For *
THIRD-PARTY INVESTMENT ADVISORS.
3. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For *
WHOLLY-OWNED SUBSIDIARIES OF VANGUARD.
4. CHANGE THE INVESTMENT OBJECTIVE OF VANGUARD REIT INDEX Mgmt For *
FUND AND VANGUARD VARIABLE INSURANCE FUND - REIT INDEX
PORTFOLIO.
5. RECLASSIFY THE DIVERSIFICATION STATUS OF VANGUARD REIT Mgmt For *
INDEX FUND TO NONDIVERSIFIED.
7. A SHAREHOLDER PROPOSAL TO "INSTITUTE TRANSPARENT Shr Against *
PROCEDURES TO AVOID HOLDING INVESTMENTS IN COMPANIES
THAT, IN MANAGEMENT'S JUDGMENT, SUBSTANTIALLY
CONTRIBUTE TO GENOCIDE OR CRIMES AGAINST HUMANITY, THE
MOST EGREGIOUS VIOLATIONS OF HUMAN RIGHTS. SUCH
PROCEDURES MAY INCLUDE TIME-LIMITED ENGAGEMENT WITH
PROBLEM COMPANIES IF MANAGEMENT BELIEVES THAT THEIR
BEHAVIOR CAN BE CHANGED."
--------------------------------------------------------------------------------------------------------------------------
VANGUARD INTERNATIONAL EQ. INDEX FD, INC Agenda Number: 934671202
--------------------------------------------------------------------------------------------------------------------------
Security: 922042858 Meeting Type: Special
Ticker: VWO Meeting Date: 15-Nov-2017
ISIN: US9220428588
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MORTIMER J. BUCKLEY Mgmt For For
EMERSON U. FULLWOOD Mgmt For For
AMY GUTMANN Mgmt For For
JOANN HEFFERNAN HEISEN Mgmt For For
F. JOSEPH LOUGHREY Mgmt For For
MARK LOUGHRIDGE Mgmt For For
SCOTT C. MALPASS Mgmt For For
F. WILLIAM MCNABB III Mgmt For For
DEANNA MULLIGAN Mgmt For For
ANDRE F. PEROLD Mgmt For For
SARAH BLOOM RASKIN Mgmt For For
PETER F. VOLANAKIS Mgmt For For
2. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For For
THIRD-PARTY INVESTMENT ADVISORS.
3. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For For
WHOLLY-OWNED SUBSIDIARIES OF VANGUARD.
7. A SHAREHOLDER PROPOSAL TO "INSTITUTE TRANSPARENT Shr Against For
PROCEDURES TO AVOID HOLDING INVESTMENTS IN COMPANIES
THAT, IN MANAGEMENT'S JUDGMENT, SUBSTANTIALLY
CONTRIBUTE TO GENOCIDE OR CRIMES AGAINST HUMANITY, THE
MOST EGREGIOUS VIOLATIONS OF HUMAN RIGHTS. SUCH
PROCEDURES MAY INCLUDE TIME-LIMITED ENGAGEMENT WITH
PROBLEM COMPANIES IF MANAGEMENT BELIEVES THAT THEIR
BEHAVIOR CAN BE CHANGED."
--------------------------------------------------------------------------------------------------------------------------
VANGUARD INTERNATIONAL EQ. INDEX FD, INC Agenda Number: 934671199
--------------------------------------------------------------------------------------------------------------------------
Security: 922042676 Meeting Type: Special
Ticker: VNQI Meeting Date: 15-Nov-2017
ISIN: US9220426764
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MORTIMER J. BUCKLEY Mgmt For For
EMERSON U. FULLWOOD Mgmt For For
AMY GUTMANN Mgmt For For
JOANN HEFFERNAN HEISEN Mgmt For For
F. JOSEPH LOUGHREY Mgmt For For
MARK LOUGHRIDGE Mgmt For For
SCOTT C. MALPASS Mgmt For For
F. WILLIAM MCNABB III Mgmt For For
DEANNA MULLIGAN Mgmt For For
ANDRE F. PEROLD Mgmt For For
SARAH BLOOM RASKIN Mgmt For For
PETER F. VOLANAKIS Mgmt For For
2. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For For
THIRD-PARTY INVESTMENT ADVISORS.
3. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For For
WHOLLY-OWNED SUBSIDIARIES OF VANGUARD.
--------------------------------------------------------------------------------------------------------------------------
VANGUARD TAX-MANAGED FUND Agenda Number: 934671202
--------------------------------------------------------------------------------------------------------------------------
Security: 921943858 Meeting Type: Special
Ticker: VEA Meeting Date: 15-Nov-2017
ISIN: US9219438580
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MORTIMER J. BUCKLEY Mgmt For For
EMERSON U. FULLWOOD Mgmt For For
AMY GUTMANN Mgmt For For
JOANN HEFFERNAN HEISEN Mgmt For For
F. JOSEPH LOUGHREY Mgmt For For
MARK LOUGHRIDGE Mgmt For For
SCOTT C. MALPASS Mgmt For For
F. WILLIAM MCNABB III Mgmt For For
DEANNA MULLIGAN Mgmt For For
ANDRE F. PEROLD Mgmt For For
SARAH BLOOM RASKIN Mgmt For For
PETER F. VOLANAKIS Mgmt For For
2. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For For
THIRD-PARTY INVESTMENT ADVISORS.
3. APPROVE A MANAGER OF MANAGERS ARRANGEMENT WITH Mgmt For For
WHOLLY-OWNED SUBSIDIARIES OF VANGUARD.
7. A SHAREHOLDER PROPOSAL TO "INSTITUTE TRANSPARENT Shr Against For
PROCEDURES TO AVOID HOLDING INVESTMENTS IN COMPANIES
THAT, IN MANAGEMENT'S JUDGMENT, SUBSTANTIALLY
CONTRIBUTE TO GENOCIDE OR CRIMES AGAINST HUMANITY, THE
MOST EGREGIOUS VIOLATIONS OF HUMAN RIGHTS. SUCH
PROCEDURES MAY INCLUDE TIME-LIMITED ENGAGEMENT WITH
PROBLEM COMPANIES IF MANAGEMENT BELIEVES THAT THEIR
BEHAVIOR CAN BE CHANGED."
Touchstone VT Balanced Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Touchstone VT Bond Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
Touchstone VT Common Stock Fund
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 934793224
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106 Meeting Type: Annual
Ticker: AMZN Meeting Date: 30-May-2018
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Jeffrey P. Bezos Mgmt For For
1b. Election of Director: Tom A. Alberg Mgmt For For
1c. Election of Director: Jamie S. Gorelick Mgmt For For
1d. Election of Director: Daniel P. Huttenlocher Mgmt For For
1e. Election of Director: Judith A. McGrath Mgmt For For
1f. Election of Director: Jonathan J. Rubinstein Mgmt For For
1g. Election of Director: Thomas O. Ryder Mgmt For For
1h. Election of Director: Patricia Q. Stonesifer Mgmt For For
1i. Election of Director: Wendell P. Weeks Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT AUDITORS
3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Mgmt For For
4. SHAREHOLDER PROPOSAL REGARDING DIVERSE BOARD Shr Abstain Against
CANDIDATES
5. SHAREHOLDER PROPOSAL REGARDING A POLICY TO REQUIRE AN Shr For Against
INDEPENDENT BOARD CHAIR
6. SHAREHOLDER PROPOSAL REGARDING VOTE-COUNTING PRACTICES Shr Against For
FOR SHAREHOLDER PROPOSALS
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 934716068
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100 Meeting Type: Annual
Ticker: AAPL Meeting Date: 13-Feb-2018
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of director: James Bell Mgmt For For
1b. Election of director: Tim Cook Mgmt For For
1c. Election of director: Al Gore Mgmt For For
1d. Election of director: Bob Iger Mgmt For For
1e. Election of director: Andrea Jung Mgmt For For
1f. Election of director: Art Levinson Mgmt For For
1g. Election of director: Ron Sugar Mgmt For For
1h. Election of director: Sue Wagner Mgmt For For
2. Ratification of the appointment of Ernst & Young LLP Mgmt For For
as Apple's independent registered public accounting
firm for 2018
3. Advisory vote to approve executive compensation Mgmt For For
4. Approval of the amended and restated Apple Inc. Mgmt For For
Non-Employee Director Stock Plan
5. A shareholder proposal entitled "Shareholder Proxy Shr For Against
Access Amendments"
6. A shareholder proposal entitled "Human Rights Shr Abstain Against
Committee"
--------------------------------------------------------------------------------------------------------------------------
AT&T INC. Agenda Number: 934736236
--------------------------------------------------------------------------------------------------------------------------
Security: 00206R102 Meeting Type: Annual
Ticker: T Meeting Date: 27-Apr-2018
ISIN: US00206R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Randall L. Stephenson Mgmt For For
1B. Election of Director: Samuel A. Di Piazza, Jr. Mgmt For For
1C. Election of Director: Richard W. Fisher Mgmt For For
1D. Election of Director: Scott T. Ford Mgmt For For
1E. Election of Director: Glenn H. Hutchins Mgmt For For
1F. Election of Director: William E. Kennard Mgmt For For
1G. Election of Director: Michael B. McCallister Mgmt For For
1H. Election of Director: Beth E. Mooney Mgmt For For
1I. Election of Director: Joyce M. Roche Mgmt For For
1J. Election of Director: Matthew K. Rose Mgmt For For
1K. Election of Director: Cynthia B. Taylor Mgmt For For
1L. Election of Director: Laura D'Andrea Tyson Mgmt For For
1M. Election of Director: Geoffrey Y. Yang Mgmt For For
2. Ratification of appointment of independent auditors. Mgmt For For
3. Advisory approval of executive compensation. Mgmt For For
4. Approve Stock Purchase and Deferral Plan. Mgmt For For
5. Approve 2018 Incentive Plan. Mgmt For For
6. Prepare lobbying report. Shr Abstain Against
7. Modify proxy access requirements. Shr For Against
8. Independent Chair. Shr For Against
9. Reduce vote required for written consent. Shr For Against
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 934737163
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104 Meeting Type: Annual
Ticker: BAC Meeting Date: 25-Apr-2018
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Sharon L. Allen Mgmt For For
1B. Election of Director: Susan S. Bies Mgmt For For
1C. Election of Director: Jack O. Bovender, Jr. Mgmt For For
1D. Election of Director: Frank P. Bramble, Sr. Mgmt For For
1E. Election of Director: Pierre J. P. de Weck Mgmt For For
1F. Election of Director: Arnold W. Donald Mgmt For For
1G. Election of Director: Linda P. Hudson Mgmt For For
1H. Election of Director: Monica C. Lozano Mgmt For For
1I. Election of Director: Thomas J. May Mgmt For For
1J. Election of Director: Brian T. Moynihan Mgmt For For
1K. Election of Director: Lionel L. Nowell, III Mgmt For For
1L. Election of Director: Michael D. White Mgmt For For
1M. Election of Director: Thomas D. Woods Mgmt For For
1N. Election of Director: R. David Yost Mgmt For For
1O. Election of Director: Maria T. Zuber Mgmt For For
2. Approving Our Executive Compensation (an Advisory, Mgmt For For
Non-binding "Say on Pay" Resolution)
3. Ratifying the Appointment of Our Independent Mgmt For For
Registered Public Accounting Firm for 2018
4. Stockholder Proposal - Independent Board Chairman Shr For Against
--------------------------------------------------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC. Agenda Number: 934745641
--------------------------------------------------------------------------------------------------------------------------
Security: 084670702 Meeting Type: Annual
Ticker: BRKB Meeting Date: 05-May-2018
ISIN: US0846707026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Warren E. Buffett Mgmt For For
Charles T. Munger Mgmt For For
Gregory E. Abel Mgmt For For
Howard G. Buffett Mgmt For For
Stephen B. Burke Mgmt For For
Susan L. Decker Mgmt For For
William H. Gates III Mgmt For For
David S. Gottesman Mgmt For For
Charlotte Guyman Mgmt For For
Ajit Jain Mgmt For For
Thomas S. Murphy Mgmt For For
Ronald L. Olson Mgmt For For
Walter Scott, Jr. Mgmt For For
Meryl B. Witmer Mgmt For For
2. Shareholder proposal regarding methane gas emissions. Shr Abstain Against
3. Shareholder proposal regarding adoption of a policy to Shr Abstain Against
encourage Berkshire subsidiaries to issue annual
sustainability reports.
--------------------------------------------------------------------------------------------------------------------------
BIOGEN INC. Agenda Number: 934806069
--------------------------------------------------------------------------------------------------------------------------
Security: 09062X103 Meeting Type: Annual
Ticker: BIIB Meeting Date: 12-Jun-2018
ISIN: US09062X1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Alexander J. Denner Mgmt For For
1b. Election of Director: Caroline D. Dorsa Mgmt For For
1c. Election of Director: Nancy L. Leaming Mgmt For For
1d. Election of Director: Richard C. Mulligan Mgmt For For
1e. Election of Director: Robert W. Pangia Mgmt For For
1f. Election of Director: Stelios Papadopoulos Mgmt For For
1g. Election of Director: Brian S. Posner Mgmt For For
1h. Election of Director: Eric K. Rowinsky Mgmt For For
1i. Election of Director: Lynn Schenk Mgmt For For
1j. Election of Director: Stephen A. Sherwin Mgmt For For
1k. Election of Director: Michel Vounatsos Mgmt For For
2. To ratify the selection of PricewaterhouseCoopers LLP Mgmt For For
as Biogen Inc.'s independent registered public
accounting firm for the fiscal year ending December
31, 2018.
3. Say on Pay - To approve an advisory vote on executive Mgmt For For
compensation.
4. Stockholder proposal requesting certain proxy access Shr For Against
bylaw amendments.
5. Stockholder proposal requesting a report on the extent Shr For Against
to which risks related to public concern over drug
pricing strategies are integrated into incentive
compensation arrangements.
--------------------------------------------------------------------------------------------------------------------------
BOOKING HOLDINGS INC. Agenda Number: 934800687
--------------------------------------------------------------------------------------------------------------------------
Security: 09857L108 Meeting Type: Annual
Ticker: BKNG Meeting Date: 07-Jun-2018
ISIN: US09857L1089
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Timothy M. Armstrong Mgmt For For
Jeffery H. Boyd Mgmt For For
Jeffrey E. Epstein Mgmt For For
Glenn D. Fogel Mgmt For For
Mirian Graddick-Weir Mgmt For For
James M. Guyette Mgmt For For
Robert J. Mylod, Jr. Mgmt For For
Charles H. Noski Mgmt For For
Nancy B. Peretsman Mgmt For For
Nicholas J. Read Mgmt For For
Thomas E. Rothman Mgmt For For
Craig W. Rydin Mgmt For For
Lynn M. Vojvodich Mgmt For For
2. Ratification of Deloitte & Touche LLP as our Mgmt For For
independent registered public accounting firm for the
fiscal year ending December 31, 2018.
3. Advisory Vote to Approve 2017 Executive Compensation. Mgmt For For
4. Vote to Approve Amendments to the Company's 1999 Mgmt For For
Omnibus Plan.
5. Stockholder Proposal requesting that the Company adopt Shr For Against
a policy that the Chairperson of the Board must be an
independent director.
--------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 934747354
--------------------------------------------------------------------------------------------------------------------------
Security: 110122108 Meeting Type: Annual
Ticker: BMY Meeting Date: 01-May-2018
ISIN: US1101221083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: P. J. Arduini Mgmt For For
1B. Election of Director: J. Baselga, M.D., Ph.D. Mgmt For For
1C. Election of Director: R. J. Bertolini Mgmt For For
1D. Election of Director: G. Caforio, M.D. Mgmt For For
1E. Election of Director: M. W. Emmens Mgmt For For
1F. Election of Director: M. Grobstein Mgmt For For
1G. Election of Director: A. J. Lacy Mgmt For For
1H. Election of Director: D. C. Paliwal Mgmt For For
1I. Election of Director: T. R. Samuels Mgmt For For
1J. Election of Director: G. L. Storch Mgmt For For
1K. Election of Director: V. L. Sato, Ph.D. Mgmt For For
1L. Election of Director: K. H. Vousden, Ph.D. Mgmt For For
2. Advisory vote to approve the compensation of our Named Mgmt For For
Executive Officers
3. Ratification of the appointment of an independent Mgmt For For
registered public accounting firm
4. Shareholder Proposal on Annual Report Disclosing How Shr For Against
Risks Related to Public Concern Over Drug Pricing
Strategies are Incorporated into Incentive
Compensation Plans
5. Shareholder Proposal to Lower the Share Ownership Shr For Against
Threshold to Call Special Shareholder Meetings
--------------------------------------------------------------------------------------------------------------------------
BROOKFIELD ASSET MANAGEMENT INC. Agenda Number: 934827380
--------------------------------------------------------------------------------------------------------------------------
Security: 112585104 Meeting Type: Annual and Special
Ticker: BAM Meeting Date: 15-Jun-2018
ISIN: CA1125851040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 DIRECTOR
M. Elyse Allan Mgmt For For
Angela F. Braly Mgmt For For
Murilo Ferreira Mgmt For For
Frank J. McKenna Mgmt For For
Rafael Miranda Mgmt For For
Youssef A. Nasr Mgmt For For
Seek Ngee Huat Mgmt For For
Diana L. Taylor Mgmt For For
2 The appointment of Deloitte LLP as external auditor Mgmt For For
and authorizing the directors to set its remuneration.
3 The Say on Pay Resolution set out in the Corporation's Mgmt For For
Management Information Circular dated May 1, 2018.
4 The Plan Amendment Resolution. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CARNIVAL CORPORATION Agenda Number: 934730575
--------------------------------------------------------------------------------------------------------------------------
Security: 143658300 Meeting Type: Annual
Ticker: CCL Meeting Date: 11-Apr-2018
ISIN: PA1436583006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. To re-elect Micky Arison as a Director of Carnival Mgmt For For
Corporation and as a Director of Carnival plc.
2. To re-elect Sir Jonathon Band as a Director of Mgmt For For
Carnival Corporation and as a Director of Carnival
plc.
3. To elect Jason Glen Cahilly as a Director of Carnival Mgmt For For
Corporation and as a Director of Carnival plc.
4. To re-elect Helen Deeble as a Director of Carnival Mgmt For For
Corporation and as a Director of Carnival plc.
5. To re-elect Arnold W. Donald as a Director of Carnival Mgmt For For
Corporation and as a Director of Carnival plc.
6. To re-elect Richard J. Glasier as a Director of Mgmt For For
Carnival Corporation and as a Director of Carnival
plc.
7. To re-elect Debra Kelly-Ennis as a Director of Mgmt For For
Carnival Corporation and as a Director of Carnival
plc.
8. To re-elect Sir John Parker as a Director of Carnival Mgmt For For
Corporation and as a Director of Carnival plc.
9. To re-elect Stuart Subotnick as a Director of Carnival Mgmt For For
Corporation and as a Director of Carnival plc.
10. To re-elect Laura Weil as a Director of Carnival Mgmt For For
Corporation and as a Director of Carnival plc.
11. To re-elect Randall J. Weisenburger as a Director of Mgmt For For
Carnival Corporation and as a Director of Carnival
plc.
12. To hold a (non-binding) advisory vote to approve Mgmt For For
executive compensation (in accordance with legal
requirements applicable to U.S. companies).
13. To approve the Carnival plc Directors' Remuneration Mgmt For For
Report (in accordance with legal requirements
applicable to UK companies).
14. To re-appoint the UK firm of PricewaterhouseCoopers Mgmt For For
LLP as independent auditors for Carnival plc and to
ratify the selection of the U.S. firm of
PricewaterhouseCoopers LLP as the independent
registered certified public accounting firm of
Carnival Corporation.
15. To authorize the Audit Committee of Carnival plc to Mgmt For For
determine the remuneration of the independent auditors
of Carnival plc (in accordance with legal requirements
applicable to UK companies).
16. To receive the UK accounts and reports of the Mgmt For For
Directors and auditors of Carnival plc for the year
ended November 30, 2017 (in accordance with legal
requirements applicable to UK companies).
17. To approve the giving of authority for the allotment Mgmt For For
of new shares by Carnival plc (in accordance with
customary practice for UK companies).
18. To approve the disapplication of pre-emption rights in Mgmt For For
relation to the allotment of new shares by Carnival
plc (in accordance with customary practice for UK
companies).
19. To approve a general authority for Carnival plc to buy Mgmt For For
back Carnival plc ordinary shares in the open market
(in accordance with legal requirements applicable to
UK companies desiring to implement share buy back
programs).
--------------------------------------------------------------------------------------------------------------------------
CHARTER COMMUNICATIONS, INC. Agenda Number: 934740843
--------------------------------------------------------------------------------------------------------------------------
Security: 16119P108 Meeting Type: Annual
Ticker: CHTR Meeting Date: 25-Apr-2018
ISIN: US16119P1084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: W. Lance Conn Mgmt Against Against
1b. Election of Director: Kim C. Goodman Mgmt For For
1c. Election of Director: Craig A. Jacobson Mgmt For For
1d. Election of Director: Gregory B. Maffei Mgmt Against Against
1e. Election of Director: John C. Malone Mgmt Against Against
1f. Election of Director: John D. Markley, Jr. Mgmt For For
1g. Election of Director: David C. Merritt Mgmt For For
1h. Election of Director: Steven A. Miron Mgmt Against Against
1i. Election of Director: Balan Nair Mgmt For For
1j. Election of Director: Michael A. Newhouse Mgmt For For
1k. Election of Director: Mauricio Ramos Mgmt Against Against
1l. Election of Director: Thomas M. Rutledge Mgmt For For
1m. Election of Director: Eric L. Zinterhofer Mgmt Against Against
2. The ratification of the appointment of KPMG LLP as the Mgmt For For
Company's independent registered public accounting
firm for the year ended December 31, 2018
3. Stockholder proposal regarding proxy access Shr For Against
4. Stockholder proposal regarding lobbying activities Shr Abstain Against
5. Stockholder proposal regarding vesting of equity Shr For Against
awards
6. Stockholder proposal regarding our Chairman of the Shr For Against
Board and CEO roles
--------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Agenda Number: 934808265
--------------------------------------------------------------------------------------------------------------------------
Security: 20030N101 Meeting Type: Annual
Ticker: CMCSA Meeting Date: 11-Jun-2018
ISIN: US20030N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Kenneth J. Bacon Mgmt For For
Madeline S. Bell Mgmt For For
Sheldon M. Bonovitz Mgmt For For
Edward D. Breen Mgmt For For
Gerald L. Hassell Mgmt For For
Jeffrey A. Honickman Mgmt For For
Maritza G. Montiel Mgmt For For
Asuka Nakahara Mgmt For For
David C. Novak Mgmt For For
Brian L. Roberts Mgmt For For
2. Ratification of the appointment of our independent Mgmt For For
auditors
3. Advisory vote on executive compensation Mgmt For For
4. To provide a lobbying report Shr Abstain Against
--------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda Number: 934785784
--------------------------------------------------------------------------------------------------------------------------
Security: 30231G102 Meeting Type: Annual
Ticker: XOM Meeting Date: 30-May-2018
ISIN: US30231G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Susan K. Avery Mgmt For For
1b. Election of Director: Angela F. Braly Mgmt For For
1c. Election of Director: Ursula M. Burns Mgmt For For
1d. Election of Director: Kenneth C. Frazier Mgmt For For
1e. Election of Director: Steven A. Kandarian Mgmt For For
1f. Election of Director: Douglas R. Oberhelman Mgmt For For
1g. Election of Director: Samuel J. Palmisano Mgmt For For
1h. Election of Director: Steven S Reinemund Mgmt For For
1i. Election of Director: William C. Weldon Mgmt For For
1j. Election of Director: Darren W. Woods Mgmt For For
2. Ratification of Independent Auditors (page 25) Mgmt For For
3. Advisory Vote to Approve Executive Compensation (page Mgmt Against Against
26)
4. Independent Chairman (page 54) Shr For Against
5. Special Shareholder Meetings (page 55) Shr For Against
6. Board Diversity Matrix (page 56) Shr Against For
7. Report on Lobbying (page 58) Shr Abstain Against
--------------------------------------------------------------------------------------------------------------------------
FACEBOOK, INC. Agenda Number: 934793034
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102 Meeting Type: Annual
Ticker: FB Meeting Date: 31-May-2018
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
Marc L. Andreessen Mgmt For For
Erskine B. Bowles Mgmt For For
Kenneth I. Chenault Mgmt For For
S. D. Desmond-Hellmann Mgmt Withheld Against
Reed Hastings Mgmt Withheld Against
Jan Koum Mgmt Withheld Against
Sheryl K. Sandberg Mgmt Withheld Against
Peter A. Thiel Mgmt Withheld Against
Mark Zuckerberg Mgmt Withheld Against
2. To ratify the appointment of Ernst & Young LLP as Mgmt For For
Facebook, Inc.'s independent registered public
accounting firm for the fiscal year ending December
31, 2018.
3. A stockholder proposal regarding change in stockholder Shr For Against
voting.
4. A stockholder proposal regarding a risk oversight Shr For Against
committee.
5. A stockholder proposal regarding simple majority vote. Shr For Against
6. A stockholder proposal regarding a content governance Shr Abstain Against
report.
7. A stockholder proposal regarding median pay by gender. Shr Abstain Against
8. A stockholder proposal regarding tax principles. Shr Abstain Against
--------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY Agenda Number: 934737707
--------------------------------------------------------------------------------------------------------------------------
Security: 369604103 Meeting Type: Annual
Ticker: GE Meeting Date: 25-Apr-2018
ISIN: US3696041033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1 Election of Director: Sebastien M. Bazin Mgmt For For
A2 Election of Director: W. Geoffrey Beattie Mgmt For For
A3 Election of Director: John J. Brennan Mgmt For For
A4 Election of Director: H. Lawrence Culp, Jr. Mgmt For For
A5 Election of Director: Francisco D'Souza Mgmt For For
A6 Election of Director: John L. Flannery Mgmt For For
A7 Election of Director: Edward P. Garden Mgmt For For
A8 Election of Director: Thomas W. Horton Mgmt For For
A9 Election of Director: Risa Lavizzo-Mourey Mgmt For For
A10 Election of Director: James J. Mulva Mgmt For For
A11 Election of Director: Leslie F. Seidman Mgmt For For
A12 Election of Director: James S. Tisch Mgmt For For
B1 Advisory Approval of Our Named Executives' Mgmt For For
Compensation
B2 Approval of the GE International Employee Stock Mgmt For For
Purchase Plan
B3 Ratification of KPMG as Independent Auditor for 2018 Mgmt For For
C1 Require the Chairman of the Board to be Independent Shr For Against
C2 Adopt Cumulative Voting for Director Elections Shr Against For
C3 Deduct Impact of Stock Buybacks from Executive Pay Shr Against For
C4 Issue Report on Political Lobbying and Contributions Shr Abstain Against
C5 Issue Report on Stock Buybacks Shr Against For
C6 Permit Shareholder Action by Written Consent Shr For Against
--------------------------------------------------------------------------------------------------------------------------
HALLIBURTON COMPANY Agenda Number: 934760871
--------------------------------------------------------------------------------------------------------------------------
Security: 406216101 Meeting Type: Annual
Ticker: HAL Meeting Date: 16-May-2018
ISIN: US4062161017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Abdulaziz F. Al Khayyal Mgmt For For
1b. Election of Director: William E. Albrecht Mgmt For For
1c. Election of Director: Alan M. Bennett Mgmt For For
1d. Election of Director: James R. Boyd Mgmt For For
1e. Election of Director: Milton Carroll Mgmt For For
1f. Election of Director: Nance K. Dicciani Mgmt For For
1g. Election of Director: Murry S. Gerber Mgmt For For
1h. Election of Director: Jose C. Grubisich Mgmt For For
1i. Election of Director: David J. Lesar Mgmt For For
1j. Election of Director: Robert A. Malone Mgmt For For
1k. Election of Director: Jeffrey A. Miller Mgmt For For
1l. Election of Director: Debra L. Reed Mgmt For For
2. Ratification of Selection of Principal Independent Mgmt For For
Public Accountants.
3. Advisory Approval of Executive Compensation. Mgmt Against Against
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP. Agenda Number: 934738886
--------------------------------------------------------------------------------------------------------------------------
Security: 459200101 Meeting Type: Annual
Ticker: IBM Meeting Date: 24-Apr-2018
ISIN: US4592001014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director for a Term of One Year: K.I. Mgmt For For
Chenault
1b. Election of Director for a Term of One Year: M.L. Mgmt For For
Eskew
1c. Election of Director for a Term of One Year: D.N. Farr Mgmt For For
1d. Election of Director for a Term of One Year: A. Gorsky Mgmt For For
1e. Election of Director for a Term of One Year: S.A. Mgmt For For
Jackson
1f. Election of Director for a Term of One Year: A.N. Mgmt For For
Liveris
1g. Election of Director for a Term of One Year: H.S. Mgmt For For
Olayan
1h. Election of Director for a Term of One Year: J.W. Mgmt For For
Owens
1i. Election of Director for a Term of One Year: V.M. Mgmt For For
Rometty
1j. Election of Director for a Term of One Year: J.R. Mgmt For For
Swedish
1k. Election of Director for a Term of One Year: S. Taurel Mgmt For For
1l. Election of Director for a Term of One Year: P.R. Mgmt For For
Voser
1m. Election of Director for a Term of One Year: F.H. Mgmt For For
Waddell
2. Ratification of Appointment of Independent Registered Mgmt For For
Public Accounting Firm
3. Advisory Vote on Executive Compensation Mgmt For For
4. Stockholder Proposal on Lobbying Disclosure Shr Abstain Against
5. Stockholder Proposal on Shareholder Ability to Call a Shr For Against
Special Shareholder Meeting
6. Stockholder Proposal to Have an Independent Board Shr For Against
Chairman
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 934737620
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104 Meeting Type: Annual
Ticker: JNJ Meeting Date: 26-Apr-2018
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Mary C. Beckerle Mgmt For For
1b. Election of Director: D. Scott Davis Mgmt For For
1c. Election of Director: Ian E. L. Davis Mgmt For For
1d. Election of Director: Jennifer A. Doudna Mgmt For For
1e. Election of Director: Alex Gorsky Mgmt For For
1f. Election of Director: Mark B. McClellan Mgmt For For
1g. Election of Director: Anne M. Mulcahy Mgmt For For
1h. Election of Director: William D. Perez Mgmt For For
1i. Election of Director: Charles Prince Mgmt For For
1j. Election of Director: A. Eugene Washington Mgmt For For
1k. Election of Director: Ronald A. Williams Mgmt For For
2. Advisory Vote to Approve Named Executive Officer Mgmt For For
Compensation
3. Ratification of Appointment of PricewaterhouseCoopers Mgmt For For
LLP as the Independent Registered Public Accounting
Firm for 2018
4. Shareholder Proposal - Accounting for Litigation and Shr Against For
Compliance in Executive Compensation Performance
Measures
5. Shareholder Proposal - Amendment to Shareholder Shr For Against
Ability to Call Special Shareholder Meeting
--------------------------------------------------------------------------------------------------------------------------
JOHNSON CONTROLS INTERNATIONAL PLC Agenda Number: 934721211
--------------------------------------------------------------------------------------------------------------------------
Security: G51502105 Meeting Type: Annual
Ticker: JCI Meeting Date: 07-Mar-2018
ISIN: IE00BY7QL619
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of director: Michael E. Daniels Mgmt For For
1B. Election of director: W. Roy Dunbar Mgmt For For
1C. Election of director: Brian Duperreault Mgmt For For
1D. Election of director: Gretchen R. Haggerty Mgmt For For
1E. Election of director: Simone Menne Mgmt For For
1F. Election of director: George R. Oliver Mgmt For For
1G. Election of director: Juan Pablo del Valle Perochena Mgmt For For
1H. Election of director: Jurgen Tinggren Mgmt For For
1I. Election of director: Mark Vergnano Mgmt For For
1J. Election of director: R. David Yost Mgmt For For
1K. Election of director: John D. Young Mgmt For For
2.A To ratify the appointment of PricewaterhouseCoopers Mgmt For For
LLP as the independent auditors of the Company.
2.B To authorize the Audit Committee of the Board of Mgmt For For
Directors to set the auditors' remuneration.
3. To authorize the Company and/or any subsidiary of the Mgmt For For
Company to make market purchases of Company shares.
4. To determine the price range at which the Company can Mgmt For For
re-allot shares that it holds as treasury shares
(Special Resolution).
5. To approve, in a non-binding advisory vote, the Mgmt Against Against
compensation of the named executive officers.
6. To approve the Directors' authority to allot shares up Mgmt For For
to approximately 33% of issued share capital.
7. To approve the waiver of statutory pre-emption rights Mgmt For For
with respect to up to 5% of issued share capital
(Special Resolution).
8.A To approve the reduction of Company capital (Special Mgmt For For
Resolution).
8.B To approve a clarifying amendment to the Company's Mgmt For For
Articles of Association to facilitate the capital
reduction (Special Resolution).
--------------------------------------------------------------------------------------------------------------------------
JONES LANG LASALLE INCORPORATED Agenda Number: 934793363
--------------------------------------------------------------------------------------------------------------------------
Security: 48020Q107 Meeting Type: Annual
Ticker: JLL Meeting Date: 30-May-2018
ISIN: US48020Q1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Hugo Bague Mgmt For For
1b. Election of Director: Samuel A. Di Piazza, Jr. Mgmt For For
1c. Election of Director: Dame DeAnne Julius Mgmt For For
1d. Election of Director: Sheila A. Penrose Mgmt For For
1e. Election of Director: Ming Lu Mgmt For For
1f. Election of Director: Bridget Macaskill Mgmt For For
1g. Election of Director: Martin H. Nesbitt Mgmt For For
1h. Election of Director: Ann Marie Petach Mgmt For For
1i. Election of Director: Shailesh Rao Mgmt For For
1j. Election of Director: Christian Ulbrich Mgmt For For
2. Non-binding, advisory "say-on-pay" vote approving Mgmt For For
executive compensation
3. Ratification of Appointment of Independent Registered Mgmt For For
Public Accounting Firm
--------------------------------------------------------------------------------------------------------------------------
MONDELEZ INTERNATIONAL, INC. Agenda Number: 934755313
--------------------------------------------------------------------------------------------------------------------------
Security: 609207105 Meeting Type: Annual
Ticker: MDLZ Meeting Date: 16-May-2018
ISIN: US6092071058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Lewis W.K. Booth Mgmt For For
1b. Election of Director: Charles E. Bunch Mgmt For For
1c. Election of Director: Debra A. Crew Mgmt For For
1d. Election of Director: Lois D. Juliber Mgmt For For
1e. Election of Director: Mark D. Ketchum Mgmt For For
1f. Election of Director: Peter W. May Mgmt For For
1g. Election of Director: Jorge S. Mesquita Mgmt For For
1h. Election of Director: Joseph Neubauer Mgmt For For
1i. Election of Director: Fredric G. Reynolds Mgmt For For
1j. Election of Director: Christiana S. Shi Mgmt For For
1k. Election of Director: Patrick T. Siewert Mgmt For For
1l. Election of Director: Jean-Francois M. L. van Boxmeer Mgmt For For
1m. Election of Director: Dirk Van de Put Mgmt For For
2. Advisory Vote to Approve Executive Compensation. Mgmt Against Against
3. Ratification of PricewaterhouseCoopers LLP as Mgmt For For
Independent Registered Public Accountants for Fiscal
Year Ending December 31, 2018.
4. Report on Non-Recyclable Packaging. Shr Abstain Against
5. Create a Committee to Prepare a Report Regarding the Shr Abstain Against
Impact of Plant Closures on Communities and
Alternatives to Help Mitigate the Effects.
--------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG Agenda Number: 934724039
--------------------------------------------------------------------------------------------------------------------------
Security: 66987V109 Meeting Type: Annual
Ticker: NVS Meeting Date: 02-Mar-2018
ISIN: US66987V1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. Approval of the Operating and Financial Review of Mgmt For For
Novartis AG, the Financial Statements of Novartis AG
and the Group Consolidated Financial Statements for
the 2017 Financial Year
2. Discharge from Liability of the Members of the Board Mgmt For For
of Directors and the Executive Committee
3. Appropriation of Available Earnings of Novartis AG as Mgmt For For
per Balance Sheet and Declaration of Dividend
4. Reduction of Share Capital Mgmt For For
5A. Binding Vote on the maximum aggregate amount of Mgmt For For
Compensation for Members of the Board of Directors
from the 2018 Annual General Meeting to the 2019
Annual General Meeting
5B. Binding Vote on the maximum aggregate amount of Mgmt For For
Compensation for Members of the Executive Committee
for the next Financial Year, i.e. 2019
5C. Advisory Vote on the 2017 Compensation Report Mgmt For For
6A. Re-election as Chairman of the Board of Director: Mgmt For For
Joerg Reinhardt, Ph.D.
6B. Re-election of Director: Nancy C. Andrews, M.D., Ph.D. Mgmt For For
6C. Re-election of Director: Dimitri Azar, M.D. Mgmt For For
6D. Re-election of Director: Ton Buechner Mgmt For For
6E. Re-election of Director: Srikant Datar, Ph.D. Mgmt For For
6F. Re-election of Director: Elizabeth Doherty Mgmt For For
6G. Re-election of Director: Ann Fudge Mgmt For For
6H. Re-election of Director: Frans van Houten Mgmt For For
6I. Re-election of Director: Andreas von Planta, Ph.D. Mgmt For For
6J. Re-election of Director: Charles L. Sawyers, M.D. Mgmt For For
6K. Re-election of Director: Enrico Vanni, Ph.D. Mgmt For For
6L. Re-election of Director: William T. Winters Mgmt For For
7A. Re-election to the Compensation Committee: Srikant Mgmt For For
Datar, Ph.D.
7B. Re-election to the Compensation Committee: Ann Fudge Mgmt For For
7C. Re-election to the Compensation Committee: Enrico Mgmt For For
Vanni, Ph.D.
7D. Re-election to the Compensation Committee: William T. Mgmt For For
Winters
8. Re-election of the Statutory Auditor Mgmt For For
9. Re-election of the Independent Proxy Mgmt For For
10. General instructions in case of alternative motions Mgmt For
under the agenda items published in the Notice of
Annual General Meeting, and/or of motions relating to
additional agenda items according to Article 700
paragraph 3 of the Swiss Code of Obligations Mark FOR
on this Voting Instruction Card to vote according to
the motions of the Board of Directors. Mark AGAINST to
vote against any alternative /new motions. Mark
ABSTAIN to abstain from voting.
--------------------------------------------------------------------------------------------------------------------------
SALESFORCE.COM, INC. Agenda Number: 934814939
--------------------------------------------------------------------------------------------------------------------------
Security: 79466L302 Meeting Type: Annual
Ticker: CRM Meeting Date: 12-Jun-2018
ISIN: US79466L3024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Marc Benioff Mgmt For For
1b. Election of Director: Keith Block Mgmt For For
1c. Election of Director: Craig Conway Mgmt For For
1d. Election of Director: Alan Hassenfeld Mgmt For For
1e. Election of Director: Neelie Kroes Mgmt For For
1f. Election of Director: Colin Powell Mgmt For For
1g. Election of Director: Sanford Robertson Mgmt For For
1h. Election of Director: John V. Roos Mgmt For For
1i. Election of Director: Bernard Tyson Mgmt For For
1j. Election of Director: Robin Washington Mgmt For For
1k. Election of Director: Maynard Webb Mgmt For For
1l. Election of Director: Susan Wojcicki Mgmt For For
2. Amendment and restatement of our Certificate of Mgmt For For
Incorporation to allow stockholders to request special
meetings of the stockholders.
3. Amendment and restatement of our 2013 Equity Incentive Mgmt For For
Plan to, among other things, increase the number of
shares authorized for issuance by 40 million shares.
4. Ratification of the appointment of Ernst & Young LLP Mgmt For For
as our independent registered public accounting firm
for the fiscal year ending January 31, 2019.
5. An advisory vote to approve the fiscal 2018 Mgmt For For
compensation of our named executive officers.
6. A stockholder proposal requesting the elimination of Shr For Against
supermajority voting requirements.
7. A stockholder proposal requesting a report on Shr Abstain Against
Salesforce's criteria for investing in, operating in
and withdrawing from high-risk regions.
--------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 934735246
--------------------------------------------------------------------------------------------------------------------------
Security: 806857108 Meeting Type: Annual
Ticker: SLB Meeting Date: 04-Apr-2018
ISIN: AN8068571086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Peter L.S. Currie Mgmt For For
1B. Election of Director: Miguel M. Galuccio Mgmt For For
1C. Election of Director: V. Maureen Kempston Darkes Mgmt For For
1D. Election of Director: Paal Kibsgaard Mgmt For For
1E. Election of Director: Nikolay Kudryavtsev Mgmt For For
1F. Election of Director: Helge Lund Mgmt For For
1G. Election of Director: Michael E. Marks Mgmt For For
1H. Election of Director: Indra K. Nooyi Mgmt For For
1I. Election of Director: Lubna S. Olayan Mgmt For For
1J. Election of Director: Leo Rafael Reif Mgmt For For
1K. Election of Director: Henri Seydoux Mgmt For For
2. To approve, on an advisory basis, the Company's Mgmt Against Against
executive compensation.
3. To report on the course of business during the year Mgmt For For
ended December 31, 2017; and approve our consolidated
balance sheet as of December 31, 2017; our
consolidated statement of income for the year ended
December 31, 2017; and our Board of Directors'
declarations of dividends in 2017, as reflected in our
2017 Annual Report to Stockholders.
4. To ratify the appointment of PricewaterhouseCoopers Mgmt For For
LLP as independent auditors for 2018.
5. To approve amended and restated French Sub Plan for Mgmt For For
purposes of qualification under French Law.
--------------------------------------------------------------------------------------------------------------------------
SIGNATURE BANK Agenda Number: 934738658
--------------------------------------------------------------------------------------------------------------------------
Security: 82669G104 Meeting Type: Annual
Ticker: SBNY Meeting Date: 25-Apr-2018
ISIN: US82669G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 Election of Director: Kathryn A. Byrne Mgmt For For
1.2 Election of Director: Alfonse M. D'Amato Mgmt For For
1.3 Election of Director: Jeffrey W. Meshel Mgmt For For
2. To ratify the appointment of KPMG LLP, an independent Mgmt For For
registered public accounting firm, as the independent
auditors for the year ending December 31, 2018.
3. Advisory vote on executive compensation. Mgmt Against Against
4. To approve an amendment to the Amended and Restated Mgmt For For
2004 Long-Term Incentive Plan to extend the term of
such Plan until December 31, 2028.
--------------------------------------------------------------------------------------------------------------------------
SIMON PROPERTY GROUP, INC. Agenda Number: 934758357
--------------------------------------------------------------------------------------------------------------------------
Security: 828806109 Meeting Type: Annual
Ticker: SPG Meeting Date: 08-May-2018
ISIN: US8288061091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Glyn F. Aeppel Mgmt For For
1b. Election of Director: Larry C. Glasscock Mgmt For For
1c. Election of Director: Karen N. Horn, Ph.D. Mgmt For For
1d. Election of Director: Allan Hubbard Mgmt For For
1e. Election of Director: Reuben S. Leibowitz Mgmt For For
1f. Election of Director: Gary M. Rodkin Mgmt For For
1g. Election of Director: Stefan M. Selig Mgmt For For
1h. Election of Director: Daniel C. Smith, Ph.D. Mgmt For For
1i. Election of Director: J. Albert Smith, Jr. Mgmt For For
1j. Election of Director: Marta R. Stewart Mgmt For For
2. An advisory vote to approve the compensation of our Mgmt For For
Named Executive Officers.
3. Ratification of Ernst & Young LLP as our independent Mgmt For For
registered public accounting firm for 2018.
4. A shareholder proposal that any future employment Shr Against For
agreement with our CEO does not provide any
termination benefits following a change in control.
--------------------------------------------------------------------------------------------------------------------------
STARBUCKS CORPORATION Agenda Number: 934721956
--------------------------------------------------------------------------------------------------------------------------
Security: 855244109 Meeting Type: Annual
Ticker: SBUX Meeting Date: 21-Mar-2018
ISIN: US8552441094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. Election of Director: Howard Schultz Mgmt For For
1B. Election of Director: Rosalind G. Brewer Mgmt For For
1C. Election of Director: Mary N. Dillon Mgmt For For
1D. Election of Director: Mellody Hobson Mgmt For For
1E. Election of Director: Kevin R. Johnson Mgmt For For
1F. Election of Director: Jorgen Vig Knudstorp Mgmt For For
1G. Election of Director: Satya Nadella Mgmt For For
1H. Election of Director: Joshua Cooper Ramo Mgmt For For
1I. Election of Director: Clara Shih Mgmt For For
1J. Election of Director: Javier G. Teruel Mgmt For For
1K. Election of Director: Myron E. Ullman, III Mgmt For For
1L. Election of Director: Craig E. Weatherup Mgmt For For
2. Advisory resolution to approve our executive Mgmt For For
compensation.
3. Ratification of selection of Deloitte & Touche LLP as Mgmt For For
our independent registered public accounting firm for
fiscal 2018.
4. Proxy Access Bylaw Amendments. Shr For Against
5. Report on Sustainable Packaging. Shr Abstain Against
6. "Proposal Withdrawn". Shr Abstain
7. Diversity Report. Shr Abstain Against
--------------------------------------------------------------------------------------------------------------------------
STERICYCLE, INC. Agenda Number: 934778119
--------------------------------------------------------------------------------------------------------------------------
Security: 858912108 Meeting Type: Annual
Ticker: SRCL Meeting Date: 23-May-2018
ISIN: US8589121081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Robert S. Murley Mgmt For For
1b. Election of Director: Charles A. Alutto Mgmt For For
1c. Election of Director: Brian P. Anderson Mgmt For For
1d. Election of Director: Lynn D. Bleil Mgmt For For
1e. Election of Director: Thomas D. Brown Mgmt For For
1f. Election of Director: Thomas F. Chen Mgmt For For
1g. Election of Director: Mark C. Miller Mgmt For For
1h. Election of Director: John Patience Mgmt For For
1i. Election of Director: Mike S. Zafirovski Mgmt For For
2. Advisory vote to approve executive compensation Mgmt For For
3. Ratification of the appointment of Ernst & Young LLP Mgmt For For
as the Company's independent registered public
accounting firm for 2018
4. Stockholder proposal entitled Special Shareholder Shr For Against
Meeting Improvement
5. Stockholder proposal on the vesting of equity awards Shr For Against
upon a change in control
--------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 934750084
--------------------------------------------------------------------------------------------------------------------------
Security: 38141G104 Meeting Type: Annual
Ticker: GS Meeting Date: 02-May-2018
ISIN: US38141G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Lloyd C. Blankfein Mgmt For For
1b. Election of Director: M. Michele Burns Mgmt For For
1c. Election of Director: Mark A. Flaherty Mgmt For For
1d. Election of Director: William W. George Mgmt For For
1e. Election of Director: James A. Johnson Mgmt For For
1f. Election of Director: Ellen J. Kullman Mgmt For For
1g. Election of Director: Lakshmi N. Mittal Mgmt For For
1h. Election of Director: Adebayo O. Ogunlesi Mgmt For For
1i. Election of Director: Peter Oppenheimer Mgmt For For
1j. Election of Director: David A. Viniar Mgmt For For
1k. Election of Director: Mark O. Winkelman Mgmt For For
2. Advisory Vote to Approve Executive Compensation (Say Mgmt For For
on Pay)
3. Approval of The Goldman Sachs Amended and Restated Mgmt Against Against
Stock Incentive Plan (2018)
4. Ratification of PricewaterhouseCoopers LLP as our Mgmt For For
Independent Registered Public Accounting Firm for 2018
5. Shareholder Proposal Requesting Report on Lobbying Shr Abstain Against
6. Shareholder Proposal Regarding Amendments to Shr For Against
Stockholder Proxy Access
--------------------------------------------------------------------------------------------------------------------------
UNILEVER N.V. Agenda Number: 934783855
--------------------------------------------------------------------------------------------------------------------------
Security: 904784709 Meeting Type: Annual
Ticker: UN Meeting Date: 03-May-2018
ISIN: US9047847093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. To adopt the Annual Accounts and appropriation of the Mgmt For For
profit for the 2017 financial year
3. To discharge the Executive Directors in office in the Mgmt For For
2017 financial year for the fulfilment of their task
4. To discharge the Non-Executive Directors in office in Mgmt For For
the 2017 financial year for the fulfilment of their
task
5. To approve the Directors' Remuneration Policy Mgmt Against Against
6. To reappoint Mr N S Andersen as a Non-Executive Mgmt For For
Director
7. To reappoint Mrs L M Cha as a Non-Executive Director Mgmt For For
8. To reappoint Mr V Colao as a Non-Executive Director Mgmt For For
9. To reappoint Dr M Dekkers as a Non-Executive Director Mgmt For For
10. To reappoint Dr J Hartmann as a Non-Executive Director Mgmt For For
11. To reappoint Ms M Ma as a Non-Executive Director Mgmt For For
12. To reappoint Mr S Masiyiwa as a Non-Executive Director Mgmt For For
13. To reappoint Professor Y Moon as a Non-Executive Mgmt For For
Director
14. To reappoint Mr G Pitkethly as an Executive Director Mgmt For For
15. To reappoint Mr P G J M Polman as an Executive Mgmt For For
Director
16. To reappoint Mr J Rishton as a Non-Executive Director Mgmt For For
17. To reappoint Mr F Sijbesma as a Non-Executive Director Mgmt For For
18. To appoint Ms A Jung as a Non-Executive Director Mgmt For For
19. To appoint KPMG as the Auditor charged with the Mgmt For For
auditing of the Annual Accounts for the 2018 financial
year
20. To authorise the Board of Directors to purchase 6% and Mgmt For For
7% cumulative preference shares and depository
receipts thereof in the share capital of the Company
21. To authorise the Board of Directors to purchase Mgmt For For
ordinary shares and depositary receipts thereof in the
share capital of the Company
22. To reduce the capital with respect to the 6% and 7% Mgmt For For
cumulative preference shares and depositary receipts
thereof held by the Company in its own share capital
23. To reduce the capital with respect to ordinary shares Mgmt For For
and depositary receipts thereof held by the Company in
its own share capital
24. To designate the Board of Directors as the company Mgmt For For
body authorised to issue shares in the share capital
of the Company
25. To designate the Board of Directors as the company Mgmt For For
body authorised to restrict or exclude the statutory
pre-emption rights that accrue to shareholders upon
issue of shares for general corporate purposes
26. To designate the Board of Directors as the company Mgmt For For
body authorised to restrict or exclude the statutory
pre-emption rights that accrue to shareholders upon
issue of shares for acquisition purposes
--------------------------------------------------------------------------------------------------------------------------
UNION PACIFIC CORPORATION Agenda Number: 934753890
--------------------------------------------------------------------------------------------------------------------------
Security: 907818108 Meeting Type: Annual
Ticker: UNP Meeting Date: 10-May-2018
ISIN: US9078181081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Andrew H. Card Jr. Mgmt For For
1b. Election of Director: Erroll B. Davis Jr. Mgmt For For
1c. Election of Director: David B. Dillon Mgmt For For
1d. Election of Director: Lance M. Fritz Mgmt For For
1e. Election of Director: Deborah C. Hopkins Mgmt For For
1f. Election of Director: Jane H. Lute Mgmt For For
1g. Election of Director: Michael R. McCarthy Mgmt For For
1h. Election of Director: Thomas F. McLarty III Mgmt For For
1i. Election of Director: Bhavesh V. Patel Mgmt For For
1j. Election of Director: Jose H. Villarreal Mgmt For For
2. Ratification of the appointment of Deloitte & Touche Mgmt For For
LLP as the independent registered public accounting
firm of the Company for 2018.
3. An advisory vote to approve executive compensation Mgmt For For
("Say on Pay").
4. Shareholder proposal regarding Independent Chairman if Shr Against For
properly presented at the Annual Meeting.
--------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION Agenda Number: 934741605
--------------------------------------------------------------------------------------------------------------------------
Security: 913017109 Meeting Type: Annual
Ticker: UTX Meeting Date: 30-Apr-2018
ISIN: US9130171096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Lloyd J. Austin III Mgmt For For
1b. Election of Director: Diane M. Bryant Mgmt For For
1c. Election of Director: John V. Faraci Mgmt For For
1d. Election of Director: Jean-Pierre Garnier Mgmt For For
1e. Election of Director: Gregory J. Hayes Mgmt For For
1f. Election of Director: Ellen J. Kullman Mgmt For For
1g. Election of Director: Marshall O. Larsen Mgmt For For
1h. Election of Director: Harold W. McGraw III Mgmt For For
1i. Election of Director: Margaret L. O'Sullivan Mgmt For For
1j. Election of Director: Fredric G. Reynolds Mgmt For For
1k. Election of Director: Brian C. Rogers Mgmt For For
1l. Election of Director: Christine Todd Whitman Mgmt For For
2. Advisory Vote to Approve Executive Compensation. Mgmt For For
3. Approve the UTC 2018 Long-Term Incentive Plan. Mgmt For For
4. Appoint PricewaterhouseCoopers LLP to Serve as Mgmt For For
Independent Auditor for 2018.
5. Approve an Amendment to the Restated Certificate of Mgmt For For
Incorporation to Eliminate Supermajority Voting for
Certain Business Combinations.
6. Shareowner Proposal: Reduce Threshold to Call Special Shr For Against
Meetings from 25% to 10%.
--------------------------------------------------------------------------------------------------------------------------
YUM CHINA HOLDINGS, INC. Agenda Number: 934756896
--------------------------------------------------------------------------------------------------------------------------
Security: 98850P109 Meeting Type: Annual
Ticker: YUMC Meeting Date: 11-May-2018
ISIN: US98850P1093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1a. Election of Director: Louis T. Hsieh Mgmt For For
1b. Election of Director: Jonathan S. Linen Mgmt For For
1c. Election of Director: Muktesh "Micky" Pant Mgmt For For
1d. Election of Director: William Wang Mgmt For For
2. Ratification of Independent Auditor Mgmt For For
3. Advisory Vote to Approve Executive Compensation Mgmt For For
Touchstone VT Small Company Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Registrant | Touchstone Variable Series Trust |
| | |
| | |
| | |
| By (Signature and Title)* | /s/Jill T. McGruder |
| | Jill T. McGruder, President |
| | (principal executive officer) |
| | |
| | |
*Print the name and title of each signing officer under his or her signature.
