UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-08416
Touchstone Variable Series Trust
(Exact name of registrant as specified in charter)
303 Broadway, Suite 1100
Cincinnati, Ohio 45202-4203
(Address of principal executive offices) (Zip code)
Jill T. McGruder
303 Broadway, Suite 1100
Cincinnati, Ohio 45202-4203
(Name and address of agent for service)
Registrant's telephone number, including area code: 800-638-8194
Date of fiscal year end: December 31
Date of reporting period: July 1, 2016 – June 30, 2017
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2016 TO JUNE 30, 2017
TVST Active Bond Fund
--------------------------------------------------------------------------------------------------------------------------
The fund held no voting securities during the reporting period and did not vote any securities or have
any securities that were subject to a vote during the reporting period.
TVST Aggressive ETF Fund
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ISHARES MORNINGSTAR FUND Agenda Number: 934621156
--------------------------------------------------------------------------------------------------------------------------
Security: 464288513 Meeting Type: Special
Ticker: HYG Meeting Date: 19-Jun-2017
ISIN: US4642885135
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JANE D. CARLIN Mgmt For For
RICHARD L. FAGNANI Mgmt For For
DREW E. LAWTON Mgmt For For
MADHAV V. RAJAN Mgmt For For
MARK WIEDMAN Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ISHARES MSCI FUND Agenda Number: 934621156
--------------------------------------------------------------------------------------------------------------------------
Security: 46429B655 Meeting Type: Special
Ticker: FLOT Meeting Date: 19-Jun-2017
ISIN: US46429B6552
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JANE D. CARLIN Mgmt For For
RICHARD L. FAGNANI Mgmt For For
DREW E. LAWTON Mgmt For For
MADHAV V. RAJAN Mgmt For For
MARK WIEDMAN Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ISHARES TRUST Agenda Number: 934621156
--------------------------------------------------------------------------------------------------------------------------
Security: 464287226 Meeting Type: Special
Ticker: AGG Meeting Date: 19-Jun-2017
ISIN: US4642872265
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JANE D. CARLIN Mgmt For For
RICHARD L. FAGNANI Mgmt For For
DREW E. LAWTON Mgmt For For
MADHAV V. RAJAN Mgmt For For
MARK WIEDMAN Mgmt For For
TVST Conservative ETF Fund
--------------------------------------------------------------------------------------------------------------------------
ISHARES MORNINGSTAR FUND Agenda Number: 934621156
--------------------------------------------------------------------------------------------------------------------------
Security: 464288513 Meeting Type: Special
Ticker: HYG Meeting Date: 19-Jun-2017
ISIN: US4642885135
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JANE D. CARLIN Mgmt For For
RICHARD L. FAGNANI Mgmt For For
DREW E. LAWTON Mgmt For For
MADHAV V. RAJAN Mgmt For For
MARK WIEDMAN Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ISHARES MSCI FUND Agenda Number: 934621156
--------------------------------------------------------------------------------------------------------------------------
Security: 46429B655 Meeting Type: Special
Ticker: FLOT Meeting Date: 19-Jun-2017
ISIN: US46429B6552
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JANE D. CARLIN Mgmt For For
RICHARD L. FAGNANI Mgmt For For
DREW E. LAWTON Mgmt For For
MADHAV V. RAJAN Mgmt For For
MARK WIEDMAN Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ISHARES TRUST Agenda Number: 934621156
--------------------------------------------------------------------------------------------------------------------------
Security: 464287226 Meeting Type: Special
Ticker: AGG Meeting Date: 19-Jun-2017
ISIN: US4642872265
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JANE D. CARLIN Mgmt For For
RICHARD L. FAGNANI Mgmt For For
DREW E. LAWTON Mgmt For For
MADHAV V. RAJAN Mgmt For For
MARK WIEDMAN Mgmt For For
TVST Focused Fund
--------------------------------------------------------------------------------------------------------------------------
ABBOTT LABORATORIES Agenda Number: 934540697
--------------------------------------------------------------------------------------------------------------------------
Security: 002824100 Meeting Type: Annual
Ticker: ABT Meeting Date: 28-Apr-2017
ISIN: US0028241000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R.J. ALPERN Mgmt No vote
R.S. AUSTIN Mgmt No vote
S.E. BLOUNT Mgmt No vote
E.M. LIDDY Mgmt No vote
N. MCKINSTRY Mgmt No vote
P.N. NOVAKOVIC Mgmt No vote
W.A. OSBORN Mgmt No vote
S.C. SCOTT III Mgmt No vote
D.J. STARKS Mgmt No vote
G.F. TILTON Mgmt No vote
M.D. WHITE Mgmt No vote
2. RATIFICATION OF ERNST & YOUNG LLP AS AUDITORS. Mgmt No vote
3. SAY ON PAY - AN ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt No vote
COMPENSATION.
4. SAY WHEN ON PAY - AN ADVISORY VOTE TO APPROVE THE Mgmt No vote
FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE
COMPENSATION.
5. APPROVAL OF THE ABBOTT LABORATORIES 2017 INCENTIVE Mgmt No vote
STOCK PROGRAM
6. APPROVAL OF THE ABBOTT LABORATORIES 2017 EMPLOYEE Mgmt No vote
STOCK PURCHASE PLAN FOR NON-U.S. EMPLOYEES.
7. SHAREHOLDER PROPOSAL - INDEPENDENT BOARD CHAIRMAN. Shr No vote
--------------------------------------------------------------------------------------------------------------------------
AGRIUM INC. Agenda Number: 934488873
--------------------------------------------------------------------------------------------------------------------------
Security: 008916108 Meeting Type: Special
Ticker: AGU Meeting Date: 03-Nov-2016
ISIN: CA0089161081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 THE SPECIAL RESOLUTION, THE FULL TEXT OF WHICH IS SET Mgmt No vote
FORTH IN APPENDIX A TO THE ACCOMPANYING JOINT
INFORMATION CIRCULAR DATED OCTOBER 3, 2016 (THE
"INFORMATION CIRCULAR"), APPROVING A PLAN OF
ARRANGEMENT UNDER SECTION 192 OF THE CANADA BUSINESS
CORPORATIONS ACT INVOLVING, AMONG OTHERS, AGRIUM INC.
("AGRIUM"), SHAREHOLDERS OF AGRIUM, POTASH CORPORATION
OF SASKATCHEWAN INC. ("POTASHCORP"), SHAREHOLDERS OF
POTASHCORP AND A NEWLY-INCORPORATED PARENT ENTITY, AS
MORE PARTICULARLY DESCRIBED IN THE INFORMATION
CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
AGRIUM INC. Agenda Number: 934555408
--------------------------------------------------------------------------------------------------------------------------
Security: 008916108 Meeting Type: Annual
Ticker: AGU Meeting Date: 02-May-2017
ISIN: CA0089161081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MAURA J. CLARK Mgmt No vote
DAVID C. EVERITT Mgmt No vote
RUSSELL K. GIRLING Mgmt No vote
RUSSELL J. HORNER Mgmt No vote
MIRANDA C. HUBBS Mgmt No vote
CHARLES V. MAGRO Mgmt No vote
A. ANNE MCLELLAN Mgmt No vote
DEREK G. PANNELL Mgmt No vote
MAYO M. SCHMIDT Mgmt No vote
02 THE APPOINTMENT OF KPMG LLP, CHARTERED ACCOUNTANTS, AS Mgmt No vote
AUDITORS OF THE CORPORATION.
03 A RESOLUTION TO APPROVE THE CORPORATION'S APPROACH TO Mgmt No vote
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
AMAZON.COM, INC. Agenda Number: 934583596
--------------------------------------------------------------------------------------------------------------------------
Security: 023135106 Meeting Type: Annual
Ticker: AMZN Meeting Date: 23-May-2017
ISIN: US0231351067
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JEFFREY P. BEZOS Mgmt No vote
1B. ELECTION OF DIRECTOR: TOM A. ALBERG Mgmt No vote
1C. ELECTION OF DIRECTOR: JOHN SEELY BROWN Mgmt No vote
1D. ELECTION OF DIRECTOR: JAMIE S. GORELICK Mgmt No vote
1E. ELECTION OF DIRECTOR: DANIEL P. HUTTENLOCHER Mgmt No vote
1F. ELECTION OF DIRECTOR: JUDITH A. MCGRATH Mgmt No vote
1G. ELECTION OF DIRECTOR: JONATHAN J. RUBINSTEIN Mgmt No vote
1H. ELECTION OF DIRECTOR: THOMAS O. RYDER Mgmt No vote
1I. ELECTION OF DIRECTOR: PATRICIA Q. STONESIFER Mgmt No vote
1J. ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt No vote
2. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt No vote
AS INDEPENDENT AUDITORS
3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Mgmt No vote
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt No vote
VOTES ON EXECUTIVE COMPENSATION
5. APPROVAL OF THE COMPANY'S 1997 STOCK INCENTIVE PLAN, Mgmt No vote
AS AMENDED AND RESTATED
6. SHAREHOLDER PROPOSAL REGARDING A REPORT ON USE OF Shr No vote
CRIMINAL BACKGROUND CHECKS IN HIRING DECISIONS
7. SHAREHOLDER PROPOSAL REGARDING SUSTAINABILITY AS AN Shr No vote
EXECUTIVE COMPENSATION PERFORMANCE MEASURE
8. SHAREHOLDER PROPOSAL REGARDING VOTE-COUNTING PRACTICES Shr No vote
FOR SHAREHOLDER PROPOSALS
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 934520556
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100 Meeting Type: Annual
Ticker: AAPL Meeting Date: 28-Feb-2017
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES BELL Mgmt No vote
1B. ELECTION OF DIRECTOR: TIM COOK Mgmt No vote
1C. ELECTION OF DIRECTOR: AL GORE Mgmt No vote
1D. ELECTION OF DIRECTOR: BOB IGER Mgmt No vote
1E. ELECTION OF DIRECTOR: ANDREA JUNG Mgmt No vote
1F. ELECTION OF DIRECTOR: ART LEVINSON Mgmt No vote
1G. ELECTION OF DIRECTOR: RON SUGAR Mgmt No vote
1H. ELECTION OF DIRECTOR: SUE WAGNER Mgmt No vote
2. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt No vote
AS APPLE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2017
3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Mgmt No vote
4. ADVISORY VOTE ON THE FREQUENCY OF SHAREHOLDER VOTES ON Mgmt No vote
EXECUTIVE COMPENSATION
5. A SHAREHOLDER PROPOSAL ENTITLED "CHARITABLE GIVING - Shr No vote
RECIPIENTS, INTENTS AND BENEFITS"
6. A SHAREHOLDER PROPOSAL REGARDING DIVERSITY AMONG OUR Shr No vote
SENIOR MANAGEMENT AND BOARD OF DIRECTORS
7. A SHAREHOLDER PROPOSAL ENTITLED "SHAREHOLDER PROXY Shr No vote
ACCESS AMENDMENTS"
8. A SHAREHOLDER PROPOSAL ENTITLED "EXECUTIVE Shr No vote
COMPENSATION REFORM"
9. A SHAREHOLDER PROPOSAL ENTITLED "EXECUTIVES TO RETAIN Shr No vote
SIGNIFICANT STOCK"
--------------------------------------------------------------------------------------------------------------------------
AT&T INC. Agenda Number: 934539935
--------------------------------------------------------------------------------------------------------------------------
Security: 00206R102 Meeting Type: Annual
Ticker: T Meeting Date: 28-Apr-2017
ISIN: US00206R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RANDALL L. STEPHENSON Mgmt No vote
1B. ELECTION OF DIRECTOR: SAMUEL A. DI PIAZZA, JR. Mgmt No vote
1C. ELECTION OF DIRECTOR: RICHARD W. FISHER Mgmt No vote
1D. ELECTION OF DIRECTOR: SCOTT T. FORD Mgmt No vote
1E. ELECTION OF DIRECTOR: GLENN H. HUTCHINS Mgmt No vote
1F. ELECTION OF DIRECTOR: WILLIAM E. KENNARD Mgmt No vote
1G. ELECTION OF DIRECTOR: MICHAEL B. MCCALLISTER Mgmt No vote
1H. ELECTION OF DIRECTOR: BETH E. MOONEY Mgmt No vote
1I. ELECTION OF DIRECTOR: JOYCE M. ROCHE Mgmt No vote
1J. ELECTION OF DIRECTOR: MATTHEW K. ROSE Mgmt No vote
1K. ELECTION OF DIRECTOR: CYNTHIA B. TAYLOR Mgmt No vote
1L. ELECTION OF DIRECTOR: LAURA D'ANDREA TYSON Mgmt No vote
1M. ELECTION OF DIRECTOR: GEOFFREY Y. YANG Mgmt No vote
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. Mgmt No vote
3. ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. Mgmt No vote
4. ADVISORY APPROVAL OF FREQUENCY OF VOTE ON EXECUTIVE Mgmt No vote
COMPENSATION
5. PREPARE POLITICAL SPENDING REPORT. Shr No vote
6. PREPARE LOBBYING REPORT. Shr No vote
7. MODIFY PROXY ACCESS REQUIREMENTS. Shr No vote
8. REDUCE VOTE REQUIRED FOR WRITTEN CONSENT. Shr No vote
--------------------------------------------------------------------------------------------------------------------------
AVNET,INC. Agenda Number: 934482605
--------------------------------------------------------------------------------------------------------------------------
Security: 053807103 Meeting Type: Annual
Ticker: AVT Meeting Date: 10-Nov-2016
ISIN: US0538071038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RODNEY C. ADKINS Mgmt No vote
1B. ELECTION OF DIRECTOR: WILLIAM J. AMELIO Mgmt No vote
1C. ELECTION OF DIRECTOR: J. VERONICA BIGGINS Mgmt No vote
1D. ELECTION OF DIRECTOR: MICHAEL A. BRADLEY Mgmt No vote
1E. ELECTION OF DIRECTOR: R. KERRY CLARK Mgmt No vote
1F. ELECTION OF DIRECTOR: JAMES A. LAWRENCE Mgmt No vote
1G. ELECTION OF DIRECTOR: AVID MODJTABAI Mgmt No vote
1H. ELECTION OF DIRECTOR: RAY M. ROBINSON Mgmt No vote
1I. ELECTION OF DIRECTOR: WILLIAM H. SCHUMANN III Mgmt No vote
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt No vote
3. TO APPROVE THE AVNET, INC. 2016 STOCK COMPENSATION AND Mgmt No vote
INCENTIVE PLAN.
4. RATIFICATION OF APPOINTMENT OF KPMG LLP AS THE Mgmt No vote
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING JULY 1, 2017.
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 934543453
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104 Meeting Type: Annual
Ticker: BAC Meeting Date: 26-Apr-2017
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHARON L. ALLEN Mgmt No vote
1B. ELECTION OF DIRECTOR: SUSAN S. BIES Mgmt No vote
1C. ELECTION OF DIRECTOR: JACK O. BOVENDER, JR. Mgmt No vote
1D. ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. Mgmt No vote
1E. ELECTION OF DIRECTOR: PIERRE J.P. DE WECK Mgmt No vote
1F. ELECTION OF DIRECTOR: ARNOLD W. DONALD Mgmt No vote
1G. ELECTION OF DIRECTOR: LINDA P. HUDSON Mgmt No vote
1H. ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt No vote
1I. ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt No vote
1J. ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN Mgmt No vote
1K. ELECTION OF DIRECTOR: LIONEL L. NOWELL, III Mgmt No vote
1L. ELECTION OF DIRECTOR: MICHAEL D. WHITE Mgmt No vote
1M. ELECTION OF DIRECTOR: THOMAS D. WOODS Mgmt No vote
1N. ELECTION OF DIRECTOR: R. DAVID YOST Mgmt No vote
2. APPROVING OUR EXECUTIVE COMPENSATION (AN ADVISORY, Mgmt No vote
NON-BINDING "SAY ON PAY" RESOLUTION)
3. A VOTE ON THE FREQUENCY OF FUTURE ADVISORY "SAY ON Mgmt No vote
PAY" RESOLUTIONS (AN ADVISORY, NON-BINDING "SAY ON
FREQUENCY" RESOLUTION)
4. RATIFYING THE APPOINTMENT OF OUR INDEPENDENT Mgmt No vote
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017
5. STOCKHOLDER PROPOSAL - CLAWBACK AMENDMENT Shr No vote
6. STOCKHOLDER PROPOSAL - DIVESTITURE & DIVISION STUDY Shr No vote
SESSIONS
7. STOCKHOLDER PROPOSAL - INDEPENDENT BOARD CHAIRMAN Shr No vote
8. STOCKHOLDER PROPOSAL - REPORT CONCERNING GENDER PAY Shr No vote
EQUITY
--------------------------------------------------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC. Agenda Number: 934542196
--------------------------------------------------------------------------------------------------------------------------
Security: 084670702 Meeting Type: Annual
Ticker: BRKB Meeting Date: 06-May-2017
ISIN: US0846707026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WARREN E. BUFFETT Mgmt No vote
CHARLES T. MUNGER Mgmt No vote
HOWARD G. BUFFETT Mgmt No vote
STEPHEN B. BURKE Mgmt No vote
SUSAN L. DECKER Mgmt No vote
WILLIAM H. GATES III Mgmt No vote
DAVID S. GOTTESMAN Mgmt No vote
CHARLOTTE GUYMAN Mgmt No vote
THOMAS S. MURPHY Mgmt No vote
RONALD L. OLSON Mgmt No vote
WALTER SCOTT, JR. Mgmt No vote
MERYL B. WITMER Mgmt No vote
2. NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION OF Mgmt No vote
THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DESCRIBED
IN THE 2017 PROXY STATEMENT.
3. NON-BINDING RESOLUTION TO DETERMINE THE FREQUENCY Mgmt No vote
(WHETHER ANNUAL, BIENNIAL OR TRIENNIAL) WITH WHICH
SHAREHOLDERS OF THE COMPANY SHALL BE ENTITLED TO HAVE
AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.
4. SHAREHOLDER PROPOSAL REGARDING POLITICAL Shr No vote
CONTRIBUTIONS.
5. SHAREHOLDER PROPOSAL REGARDING METHANE GAS EMISSIONS. Shr No vote
6. SHAREHOLDER PROPOSAL REGARDING DIVESTING OF Shr No vote
INVESTMENTS IN COMPANIES INVOLVED WITH FOSSIL FUELS.
--------------------------------------------------------------------------------------------------------------------------
BIO-RAD LABORATORIES, INC. Agenda Number: 934571464
--------------------------------------------------------------------------------------------------------------------------
Security: 090572207 Meeting Type: Annual
Ticker: BIO Meeting Date: 25-Apr-2017
ISIN: US0905722072
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ARNOLD A. PINKSTON Mgmt No vote
1B. ELECTION OF DIRECTOR: MELINDA LITHERLAND Mgmt No vote
2. PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP TO SERVE Mgmt No vote
AS THE COMPANY'S INDEPENDENT AUDITORS.
3. PROPOSAL TO APPROVE THE BIO-RAD LABORATORIES, INC. Mgmt No vote
2017 INCENTIVE AWARD PLAN.
4. PROPOSAL TO APPROVE AN AMENDMENT TO THE BIO-RAD Mgmt No vote
LABORATORIES, INC. 2011 EMPLOYEE STOCK PURCHASE PLAN
TO INCREASE THE NUMBER OF SHARES AUTHORIZED THEREUNDER
BY 700,000.
5. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Mgmt No vote
6. ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt No vote
VOTES TO APPROVE EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
BIOGEN INC. Agenda Number: 934600568
--------------------------------------------------------------------------------------------------------------------------
Security: 09062X103 Meeting Type: Annual
Ticker: BIIB Meeting Date: 07-Jun-2017
ISIN: US09062X1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ALEXANDER J. DENNER Mgmt No vote
1B. ELECTION OF DIRECTOR: CAROLINE D. DORSA Mgmt No vote
1C. ELECTION OF DIRECTOR: NANCY L. LEAMING Mgmt No vote
1D. ELECTION OF DIRECTOR: RICHARD C. MULLIGAN Mgmt No vote
1E. ELECTION OF DIRECTOR: ROBERT W. PANGIA Mgmt No vote
1F. ELECTION OF DIRECTOR: STELIOS PAPADOPOULOS Mgmt No vote
1G. ELECTION OF DIRECTOR: BRIAN S. POSNER Mgmt No vote
1H. ELECTION OF DIRECTOR: ERIC K. ROWINSKY Mgmt No vote
1I. ELECTION OF DIRECTOR: LYNN SCHENK Mgmt No vote
1J. ELECTION OF DIRECTOR: STEPHEN A. SHERWIN Mgmt No vote
1K. ELECTION OF DIRECTOR: MICHEL VOUNATSOS Mgmt No vote
2. TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP Mgmt No vote
AS BIOGEN INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2017.
3. SAY ON PAY - TO APPROVE AN ADVISORY VOTE ON EXECUTIVE Mgmt No vote
COMPENSATION.
4. SAY WHEN ON PAY - TO APPROVE AN ADVISORY VOTE ON THE Mgmt No vote
FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
5. TO APPROVE THE BIOGEN INC. 2017 OMNIBUS EQUITY PLAN. Mgmt No vote
--------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 934547538
--------------------------------------------------------------------------------------------------------------------------
Security: 110122108 Meeting Type: Annual
Ticker: BMY Meeting Date: 02-May-2017
ISIN: US1101221083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: P. J. ARDUINI Mgmt No vote
1B. ELECTION OF DIRECTOR: R. J. BERTOLINI Mgmt No vote
1C. ELECTION OF DIRECTOR: G. CAFORIO, M.D. Mgmt No vote
1D. ELECTION OF DIRECTOR: M. W. EMMENS Mgmt No vote
1E. ELECTION OF DIRECTOR: L. H. GLIMCHER, M.D. Mgmt No vote
1F. ELECTION OF DIRECTOR: M. GROBSTEIN Mgmt No vote
1G. ELECTION OF DIRECTOR: A. J. LACY Mgmt No vote
1H. ELECTION OF DIRECTOR: D. C. PALIWAL Mgmt No vote
1I. ELECTION OF DIRECTOR: T. R. SAMUELS Mgmt No vote
1J. ELECTION OF DIRECTOR: G. L. STORCH Mgmt No vote
1K. ELECTION OF DIRECTOR: V. L. SATO, PH.D. Mgmt No vote
2. ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED Mgmt No vote
EXECUTIVE OFFICERS.
3. ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE TO Mgmt No vote
APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. RE-APPROVAL OF THE MATERIALS TERMS OF THE Mgmt No vote
PERFORMANCE-BASED AWARDS UNDER THE COMPANY'S 2012
STOCK AWARD AND INCENTIVE PLAN (AS AMENDED).
5. APPROVAL OF AN AMENDMENT TO THE COMPANY'S 2012 STOCK Mgmt No vote
AWARD AND INCENTIVE PLAN.
6. RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Mgmt No vote
REGISTERED PUBLIC ACCOUNTING FIRM.
7. SHAREHOLDER PROPOSAL TO LOWER THE SHARE OWNERSHIP Shr No vote
THRESHOLD TO CALL SPECIAL SHAREHOLDER MEETINGS.
--------------------------------------------------------------------------------------------------------------------------
CARNIVAL CORPORATION Agenda Number: 934529922
--------------------------------------------------------------------------------------------------------------------------
Security: 143658300 Meeting Type: Annual
Ticker: CCL Meeting Date: 05-Apr-2017
ISIN: PA1436583006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO RE-ELECT MICKY ARISON AS A DIRECTOR OF CARNIVAL Mgmt No vote
CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC.
2. TO RE-ELECT SIR JONATHON BAND AS A DIRECTOR OF Mgmt No vote
CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PLC.
3. TO ELECT HELEN DEEBLE AS A DIRECTOR OF CARNIVAL Mgmt No vote
CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC.
4. TO RE-ELECT ARNOLD W. DONALD AS A DIRECTOR OF CARNIVAL Mgmt No vote
CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC.
5. TO RE-ELECT RICHARD J. GLASIER AS A DIRECTOR OF Mgmt No vote
CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PLC.
6. TO RE-ELECT DEBRA KELLY-ENNIS AS A DIRECTOR OF Mgmt No vote
CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PLC.
7. TO RE-ELECT SIR JOHN PARKER AS A DIRECTOR OF CARNIVAL Mgmt No vote
CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC.
8. TO RE-ELECT STUART SUBOTNICK AS A DIRECTOR OF CARNIVAL Mgmt No vote
CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC.
9. TO RE-ELECT LAURA WEIL AS A DIRECTOR OF CARNIVAL Mgmt No vote
CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC.
10. TO RE-ELECT RANDALL J. WEISENBURGER AS A DIRECTOR OF Mgmt No vote
CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PLC.
11. TO HOLD A (NON-BINDING) ADVISORY VOTE TO APPROVE Mgmt No vote
EXECUTIVE COMPENSATION (IN ACCORDANCE WITH LEGAL
REQUIREMENTS APPLICABLE TO U.S. COMPANIES).
12. TO HOLD A (NON-BINDING) ADVISORY VOTE TO DETERMINE HOW Mgmt No vote
FREQUENTLY THE SHAREHOLDERS OF CARNIVAL CORPORATION &
PLC SHOULD BE PROVIDED WITH A NON-BINDING ADVISORY
VOTE TO APPROVE EXECUTIVE COMPENSATION (IN ACCORDANCE
WITH LEGAL REQUIREMENTS APPLICABLE TO U.S. COMPANIES).
13. TO APPROVE THE CARNIVAL PLC DIRECTORS' REMUNERATION Mgmt No vote
REPORT (OTHER THAN THE CARNIVAL PLC DIRECTORS'
REMUNERATION POLICY SET OUT IN SECTION B OF PART II OF
THE CARNIVAL PLC DIRECTORS' REMUNERATION REPORT) (IN
ACCORDANCE WITH LEGAL REQUIREMENTS APPLICABLE TO UK
COMPANIES).
14. TO APPROVE THE CARNIVAL PLC DIRECTORS' REMUNERATION Mgmt No vote
POLICY SET OUT IN SECTION B OF PART II OF THE CARNIVAL
PLC DIRECTORS' REMUNERATION REPORT (IN ACCORDANCE WITH
LEGAL REQUIREMENTS APPLICABLE TO UK COMPANIES).
15. TO RE-APPOINT THE UK FIRM OF PRICEWATERHOUSECOOPERS Mgmt No vote
LLP AS INDEPENDENT AUDITORS FOR CARNIVAL PLC AND TO
RATIFY THE SELECTION OF THE U.S. FIRM OF
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT
REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM FOR
CARNIVAL CORPORATION.
16. TO AUTHORIZE THE AUDIT COMMITTEE OF CARNIVAL PLC TO Mgmt No vote
AGREE THE REMUNERATION OF THE INDEPENDENT AUDITORS OF
CARNIVAL PLC.
17. TO RECEIVE THE UK ACCOUNTS AND REPORTS OF THE Mgmt No vote
DIRECTORS AND AUDITORS OF CARNIVAL PLC FOR THE YEAR
ENDED NOVEMBER 30, 2016 (IN ACCORDANCE WITH LEGAL
REQUIREMENTS APPLICABLE TO UK COMPANIES).
18. TO APPROVE THE GIVING OF AUTHORITY FOR THE ALLOTMENT Mgmt No vote
OF NEW SHARES BY CARNIVAL PLC (IN ACCORDANCE WITH
CUSTOMARY PRACTICE FOR UK COMPANIES).
19. TO APPROVE THE DISAPPLICATION OF PRE-EMPTION RIGHTS IN Mgmt No vote
RELATION TO THE ALLOTMENT OF NEW SHARES BY CARNIVAL
PLC (IN ACCORDANCE WITH CUSTOMARY PRACTICE FOR UK
COMPANIES).
20. TO APPROVE A GENERAL AUTHORITY FOR CARNIVAL PLC TO BUY Mgmt No vote
BACK CARNIVAL PLC ORDINARY SHARES IN THE OPEN MARKET
(IN ACCORDANCE WITH LEGAL REQUIREMENTS APPLICABLE TO
UK COMPANIES DESIRING TO IMPLEMENT SHARE BUY BACK
PROGRAMS).
--------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda Number: 934494357
--------------------------------------------------------------------------------------------------------------------------
Security: 17275R102 Meeting Type: Annual
Ticker: CSCO Meeting Date: 12-Dec-2016
ISIN: US17275R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CAROL A. BARTZ Mgmt No vote
1B. ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt No vote
1C. ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS Mgmt No vote
1D. ELECTION OF DIRECTOR: JOHN T. CHAMBERS Mgmt No vote
1E. ELECTION OF DIRECTOR: AMY L. CHANG Mgmt No vote
1F. ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY Mgmt No vote
1G. ELECTION OF DIRECTOR: DR. KRISTINA M. JOHNSON Mgmt No vote
1H. ELECTION OF DIRECTOR: RODERICK C. MCGEARY Mgmt No vote
1I. ELECTION OF DIRECTOR: CHARLES H. ROBBINS Mgmt No vote
1J. ELECTION OF DIRECTOR: ARUN SARIN Mgmt No vote
1K. ELECTION OF DIRECTOR: STEVEN M. WEST Mgmt No vote
2. APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE Mgmt No vote
COMPENSATION.
3. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS CISCO'S Mgmt No vote
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2017.
4. APPROVAL TO REQUEST AN ANNUAL REPORT RELATING TO Shr No vote
CISCO'S LOBBYING POLICIES, PROCEDURES AND ACTIVITIES.
5. APPROVAL TO REQUEST A REPORT DISCLOSING CERTAIN Shr No vote
EMPLOYMENT DATA RELATING TO CISCO'S ARAB AND NON-ARAB
EMPLOYEES IN ISRAEL-PALESTINE FOR EACH OF THE PAST
THREE YEARS.
6. APPROVAL TO REQUEST THE BOARD TO FORM A COMMITTEE TO Shr No vote
REASSESS POLICIES AND CRITERIA FOR DECISIONS WITH
RESPECT TO CISCO'S BUSINESS INVOLVEMENTS WITH ISRAEL'S
SETTLEMENTS.
--------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Agenda Number: 934601572
--------------------------------------------------------------------------------------------------------------------------
Security: 20030N101 Meeting Type: Annual
Ticker: CMCSA Meeting Date: 08-Jun-2017
ISIN: US20030N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KENNETH J. BACON Mgmt No vote
MADELINE S. BELL Mgmt No vote
SHELDON M. BONOVITZ Mgmt No vote
EDWARD D. BREEN Mgmt No vote
GERALD L. HASSELL Mgmt No vote
JEFFREY A. HONICKMAN Mgmt No vote
ASUKA NAKAHARA Mgmt No vote
DAVID C. NOVAK Mgmt No vote
BRIAN L. ROBERTS Mgmt No vote
JOHNATHAN A. RODGERS Mgmt No vote
2. RATIFICATION OF THE APPOINTMENT OF OUR INDEPENDENT Mgmt No vote
AUDITORS
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt No vote
4. ADVISORY VOTE ON THE FREQUENCY OF THE VOTE ON Mgmt No vote
EXECUTIVE COMPENSATION
5. TO PROVIDE A LOBBYING REPORT Shr No vote
6. TO STOP 100-TO-ONE VOTING POWER Shr No vote
--------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda Number: 934588673
--------------------------------------------------------------------------------------------------------------------------
Security: 30231G102 Meeting Type: Annual
Ticker: XOM Meeting Date: 31-May-2017
ISIN: US30231G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SUSAN K. AVERY Mgmt No vote
MICHAEL J. BOSKIN Mgmt No vote
ANGELA F. BRALY Mgmt No vote
URSULA M. BURNS Mgmt No vote
HENRIETTA H. FORE Mgmt No vote
KENNETH C. FRAZIER Mgmt No vote
DOUGLAS R. OBERHELMAN Mgmt No vote
SAMUEL J. PALMISANO Mgmt No vote
STEVEN S REINEMUND Mgmt No vote
WILLIAM C. WELDON Mgmt No vote
DARREN W. WOODS Mgmt No vote
2. RATIFICATION OF INDEPENDENT AUDITORS (PAGE 24) Mgmt No vote
3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION (PAGE Mgmt No vote
25)
4. FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt No vote
(PAGE 25)
5. INDEPENDENT CHAIRMAN (PAGE 53) Shr No vote
6. MAJORITY VOTE FOR DIRECTORS (PAGE 54) Shr No vote
7. SPECIAL SHAREHOLDER MEETINGS (PAGE 55) Shr No vote
8. RESTRICT PRECATORY PROPOSALS (PAGE 56) Shr No vote
9. REPORT ON COMPENSATION FOR WOMEN (PAGE 57) Shr No vote
10. REPORT ON LOBBYING (PAGE 59) Shr No vote
11. INCREASE CAPITAL DISTRIBUTIONS IN LIEU OF INVESTMENT Shr No vote
(PAGE 60)
12. REPORT ON IMPACTS OF CLIMATE CHANGE POLICIES (PAGE 62) Shr No vote
13. REPORT ON METHANE EMISSIONS (PAGE 64) Shr No vote
--------------------------------------------------------------------------------------------------------------------------
FACEBOOK INC. Agenda Number: 934590870
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102 Meeting Type: Annual
Ticker: FB Meeting Date: 01-Jun-2017
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARC L. ANDREESSEN Mgmt No vote
ERSKINE B. BOWLES Mgmt No vote
S.D.DESMOND-HELLMANN Mgmt No vote
REED HASTINGS Mgmt No vote
JAN KOUM Mgmt No vote
SHERYL K. SANDBERG Mgmt No vote
PETER A. THIEL Mgmt No vote
MARK ZUCKERBERG Mgmt No vote
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt No vote
FACEBOOK, INC.'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2017.
3. A STOCKHOLDER PROPOSAL REGARDING CHANGE IN STOCKHOLDER Shr No vote
VOTING.
4. A STOCKHOLDER PROPOSAL REGARDING A LOBBYING REPORT. Shr No vote
5. A STOCKHOLDER PROPOSAL REGARDING FALSE NEWS. Shr No vote
6. A STOCKHOLDER PROPOSAL REGARDING A GENDER PAY EQUITY Shr No vote
REPORT.
7. A STOCKHOLDER PROPOSAL REGARDING AN INDEPENDENT CHAIR. Shr No vote
--------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY Agenda Number: 934541916
--------------------------------------------------------------------------------------------------------------------------
Security: 369604103 Meeting Type: Annual
Ticker: GE Meeting Date: 26-Apr-2017
ISIN: US3696041033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1 ELECTION OF DIRECTOR: SEBASTIEN M. BAZIN Mgmt No vote
A2 ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE Mgmt No vote
A3 ELECTION OF DIRECTOR: JOHN J. BRENNAN Mgmt No vote
A4 ELECTION OF DIRECTOR: FRANCISCO D'SOUZA Mgmt No vote
A5 ELECTION OF DIRECTOR: MARIJN E. DEKKERS Mgmt No vote
A6 ELECTION OF DIRECTOR: PETER B. HENRY Mgmt No vote
A7 ELECTION OF DIRECTOR: SUSAN J. HOCKFIELD Mgmt No vote
A8 ELECTION OF DIRECTOR: JEFFREY R. IMMELT Mgmt No vote
A9 ELECTION OF DIRECTOR: ANDREA JUNG Mgmt No vote
A10 ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt No vote
A11 ELECTION OF DIRECTOR: RISA LAVIZZO-MOUREY Mgmt No vote
A12 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt No vote
A13 ELECTION OF DIRECTOR: LOWELL C. MCADAM Mgmt No vote
A14 ELECTION OF DIRECTOR: STEVEN M. MOLLENKOPF Mgmt No vote
A15 ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt No vote
A16 ELECTION OF DIRECTOR: JAMES E. ROHR Mgmt No vote
A17 ELECTION OF DIRECTOR: MARY L. SCHAPIRO Mgmt No vote
A18 ELECTION OF DIRECTOR: JAMES S. TISCH Mgmt No vote
B1 ADVISORY APPROVAL OF OUR NAMED EXECUTIVES' Mgmt No vote
COMPENSATION
B2 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt No vote
VOTES ON EXECUTIVE COMPENSATION
B3 APPROVAL OF GE'S 2007 LONG-TERM INCENTIVE PLAN AS Mgmt No vote
AMENDED
B4 APPROVAL OF THE MATERIAL TERMS OF SENIOR OFFICER Mgmt No vote
PERFORMANCE GOALS
B5 RATIFICATION OF KPMG AS INDEPENDENT AUDITOR FOR 2017 Mgmt No vote
C1 REPORT ON LOBBYING ACTIVITIES Shr No vote
C2 REQUIRE THE CHAIRMAN OF THE BOARD TO BE INDEPENDENT Shr No vote
C3 ADOPT CUMULATIVE VOTING FOR DIRECTOR ELECTIONS Shr No vote
C4 REPORT ON CHARITABLE CONTRIBUTIONS Shr No vote
--------------------------------------------------------------------------------------------------------------------------
HALLIBURTON COMPANY Agenda Number: 934568304
--------------------------------------------------------------------------------------------------------------------------
Security: 406216101 Meeting Type: Annual
Ticker: HAL Meeting Date: 17-May-2017
ISIN: US4062161017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ABDULAZIZ F. AL KHAYYAL Mgmt No vote
1B. ELECTION OF DIRECTOR: WILLIAM E. ALBRECHT Mgmt No vote
1C. ELECTION OF DIRECTOR: ALAN M. BENNETT Mgmt No vote
1D. ELECTION OF DIRECTOR: JAMES R. BOYD Mgmt No vote
1E. ELECTION OF DIRECTOR: MILTON CARROLL Mgmt No vote
1F. ELECTION OF DIRECTOR: NANCE K. DICCIANI Mgmt No vote
1G. ELECTION OF DIRECTOR: MURRY S. GERBER Mgmt No vote
1H. ELECTION OF DIRECTOR: JOSE C. GRUBISICH Mgmt No vote
1I. ELECTION OF DIRECTOR: DAVID J. LESAR Mgmt No vote
1J. ELECTION OF DIRECTOR: ROBERT A. MALONE Mgmt No vote
1K. ELECTION OF DIRECTOR: J. LANDIS MARTIN Mgmt No vote
1L. ELECTION OF DIRECTOR: JEFFREY A. MILLER Mgmt No vote
1M. ELECTION OF DIRECTOR: DEBRA L. REED Mgmt No vote
2. RATIFICATION OF THE SELECTION OF AUDITORS. Mgmt No vote
3. ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. Mgmt No vote
4. PROPOSAL FOR ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt No vote
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
5. PROPOSAL TO AMEND AND RESTATE THE HALLIBURTON COMPANY Mgmt No vote
STOCK AND INCENTIVE PLAN.
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORP. Agenda Number: 934539973
--------------------------------------------------------------------------------------------------------------------------
Security: 459200101 Meeting Type: Annual
Ticker: IBM Meeting Date: 25-Apr-2017
ISIN: US4592001014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: K.I. Mgmt No vote
CHENAULT
1B. ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: M.L. Mgmt No vote
ESKEW
1C. ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: D.N. FARR Mgmt No vote
1D. ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: M. FIELDS Mgmt No vote
1E. ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: A. GORSKY Mgmt No vote
1F. ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: S.A. Mgmt No vote
JACKSON
1G. ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: A.N. Mgmt No vote
LIVERIS
1H. ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: W.J. Mgmt No vote
MCNERNEY, JR.
1I. ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: H.S. Mgmt No vote
OLAYAN
1J. ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: J.W. Mgmt No vote
OWENS
1K. ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: V.M. Mgmt No vote
ROMETTY
1L. ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: S. TAUREL Mgmt No vote
1M. ELECTION OF DIRECTOR FOR A TERM OF ONE YEAR: P.R. Mgmt No vote
VOSER
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt No vote
PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt No vote
4. ADVISORY VOTE REGARDING FREQUENCY OF ADVISORY VOTE ON Mgmt No vote
EXECUTIVE COMPENSATION
5. STOCKHOLDER PROPOSAL ON LOBBYING DISCLOSURE Shr No vote
6. STOCKHOLDER PROPOSAL ON SPECIAL SHAREOWNER MEETINGS Shr No vote
7. STOCKHOLDER PROPOSAL TO ADOPT A PROXY ACCESS BY-LAW Shr No vote
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 934537284
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104 Meeting Type: Annual
Ticker: JNJ Meeting Date: 27-Apr-2017
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARY C. BECKERLE Mgmt No vote
1B. ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt No vote
1C. ELECTION OF DIRECTOR: IAN E. L. DAVIS Mgmt No vote
1D. ELECTION OF DIRECTOR: ALEX GORSKY Mgmt No vote
1E. ELECTION OF DIRECTOR: MARK B. MCCLELLAN Mgmt No vote
1F. ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt No vote
1G. ELECTION OF DIRECTOR: WILLIAM D. PEREZ Mgmt No vote
1H. ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt No vote
1I. ELECTION OF DIRECTOR: A. EUGENE WASHINGTON Mgmt No vote
1J. ELECTION OF DIRECTOR: RONALD A. WILLIAMS Mgmt No vote
2. ADVISORY VOTE ON FREQUENCY OF VOTING TO APPROVE NAMED Mgmt No vote
EXECUTIVE OFFICER COMPENSATION
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER Mgmt No vote
COMPENSATION
4. RE-APPROVAL OF THE MATERIAL TERMS OF PERFORMANCE GOALS Mgmt No vote
UNDER THE 2012 LONG-TERM INCENTIVE PLAN
5. RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt No vote
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2017
6. SHAREHOLDER PROPOSAL - INDEPENDENT BOARD CHAIRMAN Shr No vote
--------------------------------------------------------------------------------------------------------------------------
JONES LANG LASALLE INCORPORATED Agenda Number: 934600037
--------------------------------------------------------------------------------------------------------------------------
Security: 48020Q107 Meeting Type: Annual
Ticker: JLL Meeting Date: 31-May-2017
ISIN: US48020Q1076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HUGO BAGUE Mgmt No vote
1B. ELECTION OF DIRECTOR: SAMUEL A. DI PIAZZA, JR Mgmt No vote
1C. ELECTION OF DIRECTOR: DAME DEANNE JULIUS Mgmt No vote
1D. ELECTION OF DIRECTOR: MING LU Mgmt No vote
1E. ELECTION OF DIRECTOR: BRIDGET MACASKILL Mgmt No vote
1F. ELECTION OF DIRECTOR: MARTIN H. NESBITT Mgmt No vote
1G. ELECTION OF DIRECTOR: SHEILA A. PENROSE Mgmt No vote
1H. ELECTION OF DIRECTOR: ANN MARIE PETACH Mgmt No vote
1I. ELECTION OF DIRECTOR: SHAILESH RAO Mgmt No vote
1J. ELECTION OF DIRECTOR: CHRISTIAN ULBRICH Mgmt No vote
2. APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE Mgmt No vote
COMPENSATION (SAY-ON-PAY).
3. RECOMMENDATION, BY NON-BINDING VOTE, OF THE FREQUENCY Mgmt No vote
OF FUTURE EXECUTIVE COMPENSATION VOTES
(SAY-ON-FREQUENCY).
4. APPROVAL OF THE NEW 2017 STOCK AWARD AND INCENTIVE Mgmt No vote
PLAN, INCLUDING APPROVAL FOR PURPOSES OF THE
REQUIREMENTS UNDER SECTION 162(M) OF THE UNITED STATES
INTERNAL REVENUE CODE.
5. RATIFICATION OF THE APPOINTMENT OF KPMG LLP ...(DUE TO Mgmt No vote
SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL).
--------------------------------------------------------------------------------------------------------------------------
LINKEDIN CORPORATION Agenda Number: 934464405
--------------------------------------------------------------------------------------------------------------------------
Security: 53578A108 Meeting Type: Special
Ticker: LNKD Meeting Date: 19-Aug-2016
ISIN: US53578A1088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF Mgmt No vote
JUNE 11, 2016, AS IT MAY BE AMENDED FROM TIME TO TIME,
BY AND AMONG LINKEDIN CORPORATION, MICROSOFT
CORPORATION AND LIBERTY MERGER SUB INC. (THE "MERGER
AGREEMENT").
2. TO APPROVE ANY PROPOSAL TO ADJOURN THE SPECIAL MEETING Mgmt No vote
TO A LATER DATE OR DATES, IF NECESSARY OR APPROPRIATE,
TO SOLICIT ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES TO ADOPT THE MERGER AGREEMENT AT
THE TIME OF THE SPECIAL MEETING.
3. TO APPROVE, BY NON-BINDING, ADVISORY VOTE, Mgmt No vote
COMPENSATION THAT WILL OR MAY BECOME PAYABLE BY
LINKEDIN CORPORATION TO ITS NAMED EXECUTIVE OFFICERS
IN CONNECTION WITH THE MERGER.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 934491224
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104 Meeting Type: Annual
Ticker: MSFT Meeting Date: 30-Nov-2016
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt No vote
1B. ELECTION OF DIRECTOR: TERI L. LIST-STOLL Mgmt No vote
1C. ELECTION OF DIRECTOR: G. MASON MORFIT Mgmt No vote
1D. ELECTION OF DIRECTOR: SATYA NADELLA Mgmt No vote
1E. ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt No vote
1F. ELECTION OF DIRECTOR: HELMUT PANKE Mgmt No vote
1G. ELECTION OF DIRECTOR: SANDRA E. PETERSON Mgmt No vote
1H. ELECTION OF DIRECTOR: CHARLES W. SCHARF Mgmt No vote
1I. ELECTION OF DIRECTOR: JOHN W. STANTON Mgmt No vote
1J. ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt No vote
1K. ELECTION OF DIRECTOR: PADMASREE WARRIOR Mgmt No vote
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER Mgmt No vote
COMPENSATION
3. RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR Mgmt No vote
INDEPENDENT AUDITOR FOR FISCAL YEAR 2017
4. APPROVAL OF AMENDMENT TO OUR AMENDED AND RESTATED Mgmt No vote
ARTICLES OF INCORPORATION
5. APPROVAL OF FRENCH SUB PLAN UNDER THE 2001 STOCK PLAN Mgmt No vote
6. SHAREHOLDER PROPOSAL - REQUESTING CERTAIN PROXY ACCESS Shr No vote
BYLAW AMENDMENTS
--------------------------------------------------------------------------------------------------------------------------
MONDELEZ INTERNATIONAL, INC. Agenda Number: 934563900
--------------------------------------------------------------------------------------------------------------------------
Security: 609207105 Meeting Type: Annual
Ticker: MDLZ Meeting Date: 17-May-2017
ISIN: US6092071058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LEWIS W.K. BOOTH Mgmt No vote
1B. ELECTION OF DIRECTOR: CHARLES E. BUNCH Mgmt No vote
1C. ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt No vote
1D. ELECTION OF DIRECTOR: MARK D. KETCHUM Mgmt No vote
1E. ELECTION OF DIRECTOR: JORGE S. MESQUITA Mgmt No vote
1F. ELECTION OF DIRECTOR: JOSEPH NEUBAUER Mgmt No vote
1G. ELECTION OF DIRECTOR: NELSON PELTZ Mgmt No vote
1H. ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS Mgmt No vote
1I. ELECTION OF DIRECTOR: IRENE B. ROSENFELD Mgmt No vote
1J. ELECTION OF DIRECTOR: CHRISTIANA S. SHI Mgmt No vote
1K. ELECTION OF DIRECTOR: PATRICK T. SIEWERT Mgmt No vote
1L. ELECTION OF DIRECTOR: RUTH J. SIMMONS Mgmt No vote
1M. ELECTION OF DIRECTOR: JEAN-FRANCOIS M. L. VAN BOXMEER Mgmt No vote
2. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS Mgmt No vote
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL
YEAR ENDING DECEMBER 31, 2017.
3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Mgmt No vote
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt No vote
VOTES TO APPROVE EXECUTIVE COMPENSATION.
5. SHAREHOLDER PROPOSAL: REPORT ON NON-RECYCLABLE Shr No vote
PACKAGING.
6. SHAREHOLDER PROPOSAL: CREATE A COMMITTEE TO PREPARE A Shr No vote
REPORT REGARDING THE IMPACT OF PLANT CLOSURES ON
COMMUNITIES AND ALTERNATIVES.
--------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG Agenda Number: 934527625
--------------------------------------------------------------------------------------------------------------------------
Security: 66987V109 Meeting Type: Annual
Ticker: NVS Meeting Date: 28-Feb-2017
ISIN: US66987V1098
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPROVAL OF THE OPERATING AND FINANCIAL REVIEW OF Mgmt No vote
NOVARTIS AG, THE FINANCIAL STATEMENTS OF NOVARTIS AG
AND THE GROUP CONSOLIDATED FINANCIAL STATEMENTS FOR
THE 2016 FINANCIAL YEAR
2. DISCHARGE FROM LIABILITY OF THE MEMBERS OF THE BOARD Mgmt No vote
OF DIRECTORS AND THE EXECUTIVE COMMITTEE
3. APPROPRIATION OF AVAILABLE EARNINGS OF NOVARTIS AG AS Mgmt No vote
PER BALANCE SHEET AND DECLARATION OF DIVIDEND
4. REDUCTION OF SHARE CAPITAL Mgmt No vote
5A. BINDING VOTE ON TOTAL COMPENSATION FOR MEMBERS OF THE Mgmt No vote
BOARD OF DIRECTORS FROM THE 2017 ANNUAL GENERAL
MEETING TO THE 2018 ANNUAL GENERAL MEETING
5B. BINDING VOTE ON TOTAL COMPENSATION FOR MEMBERS OF THE Mgmt No vote
EXECUTIVE COMMITTEE FOR THE NEXT FINANCIAL YEAR, I.E.
2018
5C. ADVISORY VOTE ON THE 2016 COMPENSATION REPORT Mgmt No vote
6A. RE-ELECTION AS CHAIRMAN OF THE BOARD OF DIRECTOR: Mgmt No vote
JOERG REINHARDT, PH.D.
6B. RE-ELECTION OF DIRECTOR: NANCY C. ANDREWS, M.D., PH.D. Mgmt No vote
6C. RE-ELECTION OF DIRECTOR: DIMITRI AZAR, M.D. Mgmt No vote
6D. RE-ELECTION OF DIRECTOR: TON BUECHNER Mgmt No vote
6E. RE-ELECTION OF DIRECTOR: SRIKANT DATAR, PH.D. Mgmt No vote
6F. RE-ELECTION OF DIRECTOR: ELIZABETH DOHERTY Mgmt No vote
6G. RE-ELECTION OF DIRECTOR: ANN FUDGE Mgmt No vote
6H. RE-ELECTION OF DIRECTOR: PIERRE LANDOLT, PH.D. Mgmt No vote
6I. RE-ELECTION OF DIRECTOR: ANDREAS VON PLANTA, PH.D. Mgmt No vote
6J. RE-ELECTION OF DIRECTOR: CHARLES L. SAWYERS, M.D. Mgmt No vote
6K. RE-ELECTION OF DIRECTOR: ENRICO VANNI, PH.D. Mgmt No vote
6L. RE-ELECTION OF DIRECTOR: WILLIAM T. WINTERS Mgmt No vote
6M. RE-ELECTION OF DIRECTOR: FRANS VAN HOUTEN Mgmt No vote
7A. RE-ELECTION TO THE COMPENSATION COMMITTEE: SRIKANT Mgmt No vote
DATAR, PH.D.
7B. RE-ELECTION TO THE COMPENSATION COMMITTEE: ANN FUDGE Mgmt No vote
7C. RE-ELECTION TO THE COMPENSATION COMMITTEE: ENRICO Mgmt No vote
VANNI, PH.D.
7D. RE-ELECTION TO THE COMPENSATION COMMITTEE: WILLIAM T. Mgmt No vote
WINTERS
8. RE-ELECTION OF THE STATUTORY AUDITOR Mgmt No vote
9. RE-ELECTION OF THE INDEPENDENT PROXY Mgmt No vote
10. GENERAL INSTRUCTIONS IN CASE OF ALTERNATIVE MOTIONS Mgmt No vote
UNDER THE AGENDA ITEMS PUBLISHED IN THE NOTICE OF
ANNUAL GENERAL MEETING, AND/OR OF MOTIONS RELATING TO
ADDITIONAL AGENDA ITEMS ACCORDING TO ARTICLE 700
PARAGRAPH 3 OF THE SWISS CODE OF OBLIGATIONS IF
ALTERNATIVE MOTIONS UNDER THE AGENDA ITEMS PUBLISHED
IN THE NOTICE OF ANNUAL GENERAL MEETING AND/OR MOTIONS
RELATING TO ADDITIONAL AGENDA ITEMS ACCORDING TO
ARTICLE 700 PARAGRAPH 3 OF THE SWISS CODE OF
OBLIGATIONS ARE ...(DUE TO SPACE LIMITS, SEE PROXY
MATERIAL FOR FULL PROPOSAL).
--------------------------------------------------------------------------------------------------------------------------
ORACLE CORPORATION Agenda Number: 934483556
--------------------------------------------------------------------------------------------------------------------------
Security: 68389X105 Meeting Type: Annual
Ticker: ORCL Meeting Date: 16-Nov-2016
ISIN: US68389X1054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JEFFREY S. BERG Mgmt No vote
H. RAYMOND BINGHAM Mgmt No vote
MICHAEL J. BOSKIN Mgmt No vote
SAFRA A. CATZ Mgmt No vote
BRUCE R. CHIZEN Mgmt No vote
GEORGE H. CONRADES Mgmt No vote
LAWRENCE J. ELLISON Mgmt No vote
HECTOR GARCIA-MOLINA Mgmt No vote
JEFFREY O. HENLEY Mgmt No vote
MARK V. HURD Mgmt No vote
RENEE J. JAMES Mgmt No vote
LEON E. PANETTA Mgmt No vote
NAOMI O. SELIGMAN Mgmt No vote
2. ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED Mgmt No vote
EXECUTIVE OFFICERS.
3. RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS Mgmt No vote
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2017.
4. STOCKHOLDER PROPOSAL REGARDING LOBBYING REPORT. Shr No vote
--------------------------------------------------------------------------------------------------------------------------
SALESFORCE.COM, INC. Agenda Number: 934606178
--------------------------------------------------------------------------------------------------------------------------
Security: 79466L302 Meeting Type: Annual
Ticker: CRM Meeting Date: 06-Jun-2017
ISIN: US79466L3024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARC BENIOFF Mgmt No vote
1B. ELECTION OF DIRECTOR: KEITH BLOCK Mgmt No vote
1C. ELECTION OF DIRECTOR: CRAIG CONWAY Mgmt No vote
1D. ELECTION OF DIRECTOR: ALAN HASSENFELD Mgmt No vote
1E. ELECTION OF DIRECTOR: NEELIE KROES Mgmt No vote
1F. ELECTION OF DIRECTOR: COLIN POWELL Mgmt No vote
1G. ELECTION OF DIRECTOR: SANFORD ROBERTSON Mgmt No vote
1H. ELECTION OF DIRECTOR: JOHN V. ROOS Mgmt No vote
1I. ELECTION OF DIRECTOR: ROBIN WASHINGTON Mgmt No vote
1J. ELECTION OF DIRECTOR: MAYNARD WEBB Mgmt No vote
1K. ELECTION OF DIRECTOR: SUSAN WOJCICKI Mgmt No vote
2. APPROVAL TO AMEND OUR 2013 EQUITY INCENTIVE PLAN, Mgmt No vote
INCLUDING TO INCREASE THE NUMBER OF SHARES AUTHORIZED
FOR GRANT BY 37 MILLION SHARES.
3. APPROVAL TO AMEND OUR 2004 EMPLOYEE STOCK PURCHASE Mgmt No vote
PLAN TO INCREASE THE NUMBER OF SHARES AUTHORIZED FOR
EMPLOYEE PURCHASE BY 8 MILLION SHARES.
4. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt No vote
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING JANUARY 31, 2018.
5. TO APPROVE, ON AN ADVISORY BASIS, THE FISCAL 2017 Mgmt No vote
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
6. TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF Mgmt No vote
EXECUTIVE COMPENSATION VOTES.
7. A STOCKHOLDER PROPOSAL REQUESTING, ON AN ADVISORY Shr No vote
BASIS, ACTION TO ALLOW STOCKHOLDERS TO REQUEST SPECIAL
MEETINGS OF STOCKHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 934533705
--------------------------------------------------------------------------------------------------------------------------
Security: 806857108 Meeting Type: Annual
Ticker: SLB Meeting Date: 05-Apr-2017
ISIN: AN8068571086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PETER L.S. CURRIE Mgmt No vote
1B. ELECTION OF DIRECTOR: MIGUEL M. GALUCCIO Mgmt No vote
1C. ELECTION OF DIRECTOR: V. MAUREEN KEMPSTON DARKES Mgmt No vote
1D. ELECTION OF DIRECTOR: PAAL KIBSGAARD Mgmt No vote
1E. ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV Mgmt No vote
1F. ELECTION OF DIRECTOR: HELGE LUND Mgmt No vote
1G. ELECTION OF DIRECTOR: MICHAEL E. MARKS Mgmt No vote
1H. ELECTION OF DIRECTOR: INDRA K. NOOYI Mgmt No vote
1I. ELECTION OF DIRECTOR: LUBNA S. OLAYAN Mgmt No vote
1J. ELECTION OF DIRECTOR: LEO RAFAEL REIF Mgmt No vote
1K. ELECTION OF DIRECTOR: TORE I. SANDVOLD Mgmt No vote
1L. ELECTION OF DIRECTOR: HENRI SEYDOUX Mgmt No vote
2. TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S Mgmt No vote
EXECUTIVE COMPENSATION.
3. TO CONDUCT AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt No vote
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
4. TO APPROVE THE COMPANY'S 2016 FINANCIAL STATEMENTS AND Mgmt No vote
THE BOARD'S 2016 DECLARATIONS OF DIVIDENDS.
5. TO APPROVE THE APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt No vote
LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
6. TO APPROVE THE ADOPTION OF THE 2017 SCHLUMBERGER Mgmt No vote
OMNIBUS STOCK INCENTIVE PLAN.
7. TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE Mgmt No vote
SCHLUMBERGER DISCOUNTED STOCK PURCHASE PLAN.
--------------------------------------------------------------------------------------------------------------------------
SIMON PROPERTY GROUP, INC. Agenda Number: 934555612
--------------------------------------------------------------------------------------------------------------------------
Security: 828806109 Meeting Type: Annual
Ticker: SPG Meeting Date: 10-May-2017
ISIN: US8288061091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GLYN F. AEPPEL Mgmt No vote
1B. ELECTION OF DIRECTOR: LARRY C. GLASSCOCK Mgmt No vote
1C. ELECTION OF DIRECTOR: KAREN N. HORN, PH.D. Mgmt No vote
1D. ELECTION OF DIRECTOR: ALLAN HUBBARD Mgmt No vote
1E. ELECTION OF DIRECTOR: REUBEN S. LEIBOWITZ Mgmt No vote
1F. ELECTION OF DIRECTOR: GARY M. RODKIN Mgmt No vote
1G. ELECTION OF DIRECTOR: DANIEL C. SMITH, PH.D. Mgmt No vote
1H. ELECTION OF DIRECTOR: J. ALBERT SMITH, JR. Mgmt No vote
2. AN ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES ON Mgmt No vote
EXECUTIVE COMPENSATION.
3. AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Mgmt No vote
4. RATIFICATION OF ERNST & YOUNG LLP AS OUR INDEPENDENT Mgmt No vote
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017.
--------------------------------------------------------------------------------------------------------------------------
STERICYCLE, INC. Agenda Number: 934588142
--------------------------------------------------------------------------------------------------------------------------
Security: 858912108 Meeting Type: Annual
Ticker: SRCL Meeting Date: 24-May-2017
ISIN: US8589121081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARK C. MILLER Mgmt No vote
1B. ELECTION OF DIRECTOR: JACK W. SCHULER Mgmt No vote
1C. ELECTION OF DIRECTOR: CHARLES A. ALUTTO Mgmt No vote
1D. ELECTION OF DIRECTOR: BRIAN P. ANDERSON Mgmt No vote
1E. ELECTION OF DIRECTOR: LYNN D. BLEIL Mgmt No vote
1F. ELECTION OF DIRECTOR: THOMAS D. BROWN Mgmt No vote
1G. ELECTION OF DIRECTOR: THOMAS F. CHEN Mgmt No vote
1H. ELECTION OF DIRECTOR: ROBERT S. MURLEY Mgmt No vote
1I. ELECTION OF DIRECTOR: JOHN PATIENCE Mgmt No vote
1J. ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI Mgmt No vote
2. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Mgmt No vote
3. ADVISORY VOTE TO APPROVE THE FREQUENCY OF THE ADVISORY Mgmt No vote
VOTE TO APPROVE EXECUTIVE COMPENSATION
4. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt No vote
AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017
5. APPROVAL OF AN AMENDMENT TO THE COMPANY'S EMPLOYEE Mgmt No vote
STOCK PURCHASE PLAN INCREASING THE NUMBER OF SHARES
AVAILABLE FOR ISSUANCE
6. APPROVAL OF THE STERICYCLE, INC. 2017 LONG-TERM Mgmt No vote
INCENTIVE PLAN
7. STOCKHOLDER PROPOSAL ENTITLED "SHAREHOLDER PROXY Shr No vote
ACCESS REFORM"
8. STOCKHOLDER PROPOSAL ON THE VESTING OF EQUITY AWARDS Shr No vote
UPON A CHANGE IN CONTROL
--------------------------------------------------------------------------------------------------------------------------
SYSCO CORPORATION Agenda Number: 934486920
--------------------------------------------------------------------------------------------------------------------------
Security: 871829107 Meeting Type: Annual
Ticker: SYY Meeting Date: 16-Nov-2016
ISIN: US8718291078
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DANIEL J. BRUTTO Mgmt No vote
1B. ELECTION OF DIRECTOR: JOHN M. CASSADAY Mgmt No vote
1C. ELECTION OF DIRECTOR: JUDITH B. CRAVEN, M.D. Mgmt No vote
1D. ELECTION OF DIRECTOR: WILLIAM J. DELANEY Mgmt No vote
1E. ELECTION OF DIRECTOR: JOSHUA D. FRANK Mgmt No vote
1F. ELECTION OF DIRECTOR: LARRY C. GLASSCOCK Mgmt No vote
1G. ELECTION OF DIRECTOR: JONATHAN GOLDEN Mgmt No vote
1H. ELECTION OF DIRECTOR: BRADLEY M. HALVERSON Mgmt No vote
1I. ELECTION OF DIRECTOR: HANS-JOACHIM KOERBER Mgmt No vote
1J. ELECTION OF DIRECTOR: NANCY S. NEWCOMB Mgmt No vote
1K. ELECTION OF DIRECTOR: NELSON PELTZ Mgmt No vote
1L. ELECTION OF DIRECTOR: EDWARD D. SHIRLEY Mgmt No vote
1M. ELECTION OF DIRECTOR: RICHARD G. TILGHMAN Mgmt No vote
1N. ELECTION OF DIRECTOR: JACKIE M. WARD Mgmt No vote
2. TO APPROVE, BY ADVISORY VOTE, THE COMPENSATION PAID TO Mgmt No vote
SYSCO'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN
SYSCO'S 2016 PROXY STATEMENT.
3. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt No vote
SYSCO'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL 2017.
4. TO CONSIDER A STOCKHOLDER PROPOSAL, IF PROPERLY Shr No vote
PRESENTED AT THE MEETING, REGARDING A POLICY LIMITING
ACCELERATED VESTING OF EQUITY AWARDS UPON A CHANGE IN
CONTROL.
--------------------------------------------------------------------------------------------------------------------------
THE BANK OF NEW YORK MELLON CORPORATION Agenda Number: 934544063
--------------------------------------------------------------------------------------------------------------------------
Security: 064058100 Meeting Type: Annual
Ticker: BK Meeting Date: 11-Apr-2017
ISIN: US0640581007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LINDA Z. COOK Mgmt No vote
1B. ELECTION OF DIRECTOR: NICHOLAS M. DONOFRIO Mgmt No vote
1C. ELECTION OF DIRECTOR: JOSEPH J. ECHEVARRIA Mgmt No vote
1D. ELECTION OF DIRECTOR: EDWARD P. GARDEN Mgmt No vote
1E. ELECTION OF DIRECTOR: JEFFREY A. GOLDSTEIN Mgmt No vote
1F. ELECTION OF DIRECTOR: GERALD L. HASSELL Mgmt No vote
1G. ELECTION OF DIRECTOR: JOHN M. HINSHAW Mgmt No vote
1H. ELECTION OF DIRECTOR: EDMUND F. KELLY Mgmt No vote
1I. ELECTION OF DIRECTOR: JOHN A. LUKE, JR. Mgmt No vote
1J. ELECTION OF DIRECTOR: JENNIFER B. MORGAN Mgmt No vote
1K. ELECTION OF DIRECTOR: MARK A. NORDENBERG Mgmt No vote
1L. ELECTION OF DIRECTOR: ELIZABETH E. ROBINSON Mgmt No vote
1M. ELECTION OF DIRECTOR: SAMUEL C. SCOTT III Mgmt No vote
2. ADVISORY RESOLUTION TO APPROVE THE 2016 COMPENSATION Mgmt No vote
OF OUR NAMED EXECUTIVE OFFICERS.
3. PROPOSAL TO RECOMMEND, BY NON-BINDING VOTE, THE Mgmt No vote
FREQUENCY OF STOCKHOLDER ADVISORY VOTE ON EXECUTIVE
COMPENSATION.
4. RATIFICATION OF KPMG LLP AS OUR INDEPENDENT AUDITOR Mgmt No vote
FOR 2017.
5. STOCKHOLDER PROPOSAL REGARDING A PROXY VOTING REVIEW Shr No vote
REPORT.
--------------------------------------------------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC. Agenda Number: 934542805
--------------------------------------------------------------------------------------------------------------------------
Security: 38141G104 Meeting Type: Annual
Ticker: GS Meeting Date: 28-Apr-2017
ISIN: US38141G1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN Mgmt No vote
1B. ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt No vote
1C. ELECTION OF DIRECTOR: MARK A. FLAHERTY Mgmt No vote
1D. ELECTION OF DIRECTOR: WILLIAM W. GEORGE Mgmt No vote
1E. ELECTION OF DIRECTOR: JAMES A. JOHNSON Mgmt No vote
1F. ELECTION OF DIRECTOR: ELLEN J. KULLMAN Mgmt No vote
1G. ELECTION OF DIRECTOR: LAKSHMI N. MITTAL Mgmt No vote
1H. ELECTION OF DIRECTOR: ADEBAYO O. OGUNLESI Mgmt No vote
1I. ELECTION OF DIRECTOR: PETER OPPENHEIMER Mgmt No vote
1J. ELECTION OF DIRECTOR: DAVID A. VINIAR Mgmt No vote
1K. ELECTION OF DIRECTOR: MARK O. WINKELMAN Mgmt No vote
2. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION (SAY Mgmt No vote
ON PAY)
3. ADVISORY VOTE ON THE FREQUENCY OF SAY ON PAY Mgmt No vote
4. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS OUR Mgmt No vote
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017
--------------------------------------------------------------------------------------------------------------------------
THE J. M. SMUCKER COMPANY Agenda Number: 934455658
--------------------------------------------------------------------------------------------------------------------------
Security: 832696405 Meeting Type: Annual
Ticker: SJM Meeting Date: 17-Aug-2016
ISIN: US8326964058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: KATHRYN W. DINDO Mgmt No vote
1B. ELECTION OF DIRECTOR: PAUL J. DOLAN Mgmt No vote
1C. ELECTION OF DIRECTOR: JAY L. HENDERSON Mgmt No vote
1D. ELECTION OF DIRECTOR: NANCY LOPEZ KNIGHT Mgmt No vote
1E. ELECTION OF DIRECTOR: ELIZABETH VALK LONG Mgmt No vote
1F. ELECTION OF DIRECTOR: GARY A. OATEY Mgmt No vote
1G. ELECTION OF DIRECTOR: SANDRA PIANALTO Mgmt No vote
1H. ELECTION OF DIRECTOR: ALEX SHUMATE Mgmt No vote
1I. ELECTION OF DIRECTOR: MARK T. SMUCKER Mgmt No vote
1J. ELECTION OF DIRECTOR: RICHARD K. SMUCKER Mgmt No vote
1K. ELECTION OF DIRECTOR: TIMOTHY P. SMUCKER Mgmt No vote
2. RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt No vote
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2017 FISCAL YEAR.
3. ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE Mgmt No vote
COMPENSATION.
4. SHAREHOLDER PROPOSAL REQUESTING THE COMPANY ISSUE A Shr No vote
REPORT ON RENEWABLE ENERGY.
--------------------------------------------------------------------------------------------------------------------------
THE PRICELINE GROUP INC. Agenda Number: 934603247
--------------------------------------------------------------------------------------------------------------------------
Security: 741503403 Meeting Type: Annual
Ticker: PCLN Meeting Date: 08-Jun-2017
ISIN: US7415034039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TIMOTHY M. ARMSTRONG Mgmt No vote
JEFFERY H. BOYD Mgmt No vote
JAN L. DOCTER Mgmt No vote
JEFFREY E. EPSTEIN Mgmt No vote
GLENN D. FOGEL Mgmt No vote
JAMES M. GUYETTE Mgmt No vote
ROBERT J. MYLOD, JR. Mgmt No vote
CHARLES H. NOSKI Mgmt No vote
NANCY B. PERETSMAN Mgmt No vote
THOMAS E. ROTHMAN Mgmt No vote
CRAIG W. RYDIN Mgmt No vote
LYNN M. VOJVODICH Mgmt No vote
2. TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS Mgmt No vote
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF
THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31,
2017.
3. TO APPROVE ON A NON-BINDING ADVISORY BASIS THE 2016 Mgmt No vote
COMPENSATION PAID BY THE COMPANY TO ITS NAMED
EXECUTIVE OFFICERS.
4. TO CAST A NON-BINDING ADVISORY VOTE ON THE FREQUENCY Mgmt No vote
OF FUTURE NON-BINDING ADVISORY VOTES ON THE
COMPENSATION PAID BY THE COMPANY TO ITS NAMED
EXECUTIVE OFFICERS.
5. TO CONSIDER AND VOTE UPON A NON-BINDING STOCKHOLDER Shr No vote
PROPOSAL CONCERNING SPECIAL MEETINGS.
--------------------------------------------------------------------------------------------------------------------------
UNILEVER N.V. Agenda Number: 934573076
--------------------------------------------------------------------------------------------------------------------------
Security: 904784709 Meeting Type: Annual
Ticker: UN Meeting Date: 26-Apr-2017
ISIN: US9047847093
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
2. TO ADOPT THE ANNUAL ACCOUNTS AND APPROPRIATION OF THE Mgmt No vote
PROFIT FOR THE 2016 FINANCIAL YEAR
3. TO DISCHARGE THE EXECUTIVE DIRECTORS IN OFFICE IN THE Mgmt No vote
2016 FINANCIAL YEAR FOR THE FULFILMENT OF THEIR TASK
4. TO DISCHARGE THE NON-EXECUTIVE DIRECTORS IN OFFICE IN Mgmt No vote
THE 2016 FINANCIAL YEAR FOR THE FULFILMENT OF THEIR
TASK
5. TO APPROVE THE DIRECTORS REMUNERATION POLICY Mgmt No vote
6. TO APPROVE THE UNILEVER SHARE PLAN 2017 Mgmt No vote
7. TO REAPPOINT MR N S ANDERSEN AS A NON-EXECUTIVE Mgmt No vote
DIRECTOR
8. TO REAPPOINT MRS L M CHA AS A NON-EXECUTIVE DIRECTOR Mgmt No vote
9. TO REAPPOINT MR V COLAO AS A NON-EXECUTIVE DIRECTOR Mgmt No vote
10. TO REAPPOINT DR M DEKKERS AS A NON-EXECUTIVE DIRECTOR Mgmt No vote
11. TO REAPPOINT MS A M FUDGE AS A NON-EXECUTIVE DIRECTOR Mgmt No vote
12. TO REAPPOINT DR J HARTMANN AS A NON-EXECUTIVE DIRECTOR Mgmt No vote
13. TO REAPPOINT MS M MA AS A NON-EXECUTIVE DIRECTOR Mgmt No vote
14. TO REAPPOINT MR S MASIYIWA AS A NON-EXECUTIVE DIRECTOR Mgmt No vote
15. TO REAPPOINT PROFESSOR Y MOON AS A NON-EXECUTIVE Mgmt No vote
DIRECTOR
16. TO REAPPOINT MR G PITKETHLY AS AN EXECUTIVE DIRECTOR Mgmt No vote
17. TO REAPPOINT MR P G J M POLMAN AS AN EXECUTIVE Mgmt No vote
DIRECTOR
18. TO REAPPOINT MR J RISHTON AS A NON-EXECUTIVE DIRECTOR Mgmt No vote
19. TO REAPPOINT MR F SIJBESMA AS A NON-EXECUTIVE DIRECTOR Mgmt No vote
20. TO APPOINT KPMG AS THE AUDITOR CHARGED WITH THE Mgmt No vote
AUDITING OF THE ANNUAL ACCOUNTS FOR THE 2017 FINANCIAL
YEAR
21. TO DESIGNATE THE BOARD OF DIRECTORS AS THE COMPANY Mgmt No vote
BODY AUTHORISED TO ISSUE SHARES IN THE SHARE CAPITAL
OF THE COMPANY
22. TO AUTHORISE THE BOARD OF DIRECTORS TO PURCHASE SHARES Mgmt No vote
AND DEPOSITARY RECEIPTS THEREOF IN THE SHARE CAPITAL
OF THE COMPANY
23. TO REDUCE THE CAPITAL WITH RESPECT TO SHARES AND Mgmt No vote
DEPOSITARY RECEIPTS THEREOF HELD BY THE COMPANY IN ITS
OWN SHARE CAPITAL
--------------------------------------------------------------------------------------------------------------------------
UNION PACIFIC CORPORATION Agenda Number: 934561172
--------------------------------------------------------------------------------------------------------------------------
Security: 907818108 Meeting Type: Annual
Ticker: UNP Meeting Date: 11-May-2017
ISIN: US9078181081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ANDREW H. CARD JR. Mgmt No vote
1B. ELECTION OF DIRECTOR: ERROLL B. DAVIS JR. Mgmt No vote
1C. ELECTION OF DIRECTOR: DAVID B. DILLON Mgmt No vote
1D. ELECTION OF DIRECTOR: LANCE M. FRITZ Mgmt No vote
1E. ELECTION OF DIRECTOR: DEBORAH C. HOPKINS Mgmt No vote
1F. ELECTION OF DIRECTOR: JANE H. LUTE Mgmt No vote
1G. ELECTION OF DIRECTOR: MICHAEL R. MCCARTHY Mgmt No vote
1H. ELECTION OF DIRECTOR: MICHAEL W. MCCONNELL Mgmt No vote
1I. ELECTION OF DIRECTOR: THOMAS F. MCLARTY III Mgmt No vote
1J. ELECTION OF DIRECTOR: STEVEN R. ROGEL Mgmt No vote
1K. ELECTION OF DIRECTOR: JOSE H. VILLARREAL Mgmt No vote
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt No vote
LLP ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR
FULL PROPOSAL).
3. AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Mgmt No vote
("SAY ON PAY").
4. AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt No vote
VOTES TO APPROVE EXECUTIVE COMPENSATION ("SAY ON
FREQUENCY").
5. SHAREHOLDER PROPOSAL REGARDING INDEPENDENT CHAIRMAN IF Shr No vote
PROPERLY PRESENTED AT THE ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION Agenda Number: 934541548
--------------------------------------------------------------------------------------------------------------------------
Security: 913017109 Meeting Type: Annual
Ticker: UTX Meeting Date: 24-Apr-2017
ISIN: US9130171096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LLOYD J. AUSTIN III Mgmt No vote
1B. ELECTION OF DIRECTOR: DIANE M. BRYANT Mgmt No vote
1C. ELECTION OF DIRECTOR: JOHN V. FARACI Mgmt No vote
1D. ELECTION OF DIRECTOR: JEAN-PIERRE GARNIER Mgmt No vote
1E. ELECTION OF DIRECTOR: GREGORY J. HAYES Mgmt No vote
1F. ELECTION OF DIRECTOR: EDWARD A. KANGAS Mgmt No vote
1G. ELECTION OF DIRECTOR: ELLEN J. KULLMAN Mgmt No vote
1H. ELECTION OF DIRECTOR: MARSHALL O. LARSEN Mgmt No vote
1I. ELECTION OF DIRECTOR: HAROLD MCGRAW III Mgmt No vote
1J. ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS Mgmt No vote
1K. ELECTION OF DIRECTOR: BRIAN C. ROGERS Mgmt No vote
1L. ELECTION OF DIRECTOR: CHRISTINE TODD WHITMAN Mgmt No vote
2. APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP TO SERVE AS Mgmt No vote
INDEPENDENT AUDITOR FOR 2017.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER Mgmt No vote
COMPENSATION.
4. ADVISORY VOTE ON THE FREQUENCY OF SHAREOWNER VOTES ON Mgmt No vote
NAMED EXECUTIVE OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
VISTA OUTDOOR INC Agenda Number: 934456383
--------------------------------------------------------------------------------------------------------------------------
Security: 928377100 Meeting Type: Annual
Ticker: VSTO Meeting Date: 09-Aug-2016
ISIN: US9283771007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: APRIL FOLEY Mgmt No vote
1B. ELECTION OF DIRECTOR: TIG KREKEL Mgmt No vote
2. VOTE TO APPROVE THE VISTA OUTDOOR INC. EMPLOYEE STOCK Mgmt No vote
PURCHASE PLAN
3. VOTE TO APPROVE THE 2014 STOCK INCENTIVE PLAN Mgmt No vote
4. ADVISORY VOTE TO APPROVE THE 2016 COMPENSATION OF Mgmt No vote
VISTA OUTDOOR'S NAMED EXECUTIVE OFFICERS
5. RATIFICATION OF THE APPOINTMENT OF VISTA OUTDOOR'S Mgmt No vote
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
6. VOTE TO APPROVE THE STOCKHOLDER PROPOSAL ON DISCLOSURE Shr No vote
OF ACTIONS TAKEN ON THE SANDY HOOK PRINCIPLES
--------------------------------------------------------------------------------------------------------------------------
WORLD FUEL SERVICES CORPORATION Agenda Number: 934591668
--------------------------------------------------------------------------------------------------------------------------
Security: 981475106 Meeting Type: Annual
Ticker: INT Meeting Date: 25-May-2017
ISIN: US9814751064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MICHAEL J. KASBAR Mgmt No vote
KEN BAKSHI Mgmt No vote
JORGE L. BENITEZ Mgmt No vote
RICHARD A. KASSAR Mgmt No vote
JOHN L. MANLEY Mgmt No vote
J. THOMAS PRESBY Mgmt No vote
STEPHEN K. RODDENBERRY Mgmt No vote
PAUL H. STEBBINS Mgmt No vote
2. APPROVAL OF THE NON-BINDING, ADVISORY VOTE ON Mgmt No vote
EXECUTIVE COMPENSATION.
3. RECOMMENDATION ON THE FREQUENCY OF FUTURE ADVISORY Mgmt No vote
VOTES ON EXECUTIVE COMPENSATION.
4. RATIFICATION OF THE APPOINTMENT OF Mgmt No vote
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING
FIRM FOR THE 2017 FISCAL YEAR.
TVST Large Cap Core Equity Fund
--------------------------------------------------------------------------------------------------------------------------
ALLEGHANY CORPORATION Agenda Number: 934553048
--------------------------------------------------------------------------------------------------------------------------
Security: 017175100 Meeting Type: Annual
Ticker: Y Meeting Date: 28-Apr-2017
ISIN: US0171751003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: IAN H. CHIPPENDALE Mgmt For For
1B. ELECTION OF DIRECTOR: WESTON M. HICKS Mgmt For For
1C. ELECTION OF DIRECTOR: JEFFERSON W. KIRBY Mgmt For For
2. PROPOSAL TO APPROVE THE ALLEGHANY CORPORATION 2017 Mgmt For For
LONG-TERM INCENTIVE PLAN.
3. RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS Mgmt For For
ALLEGHANY CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2017.
4. ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED Mgmt For For
EXECUTIVE OFFICERS OF ALLEGHANY CORPORATION.
5. ADVISORY VOTE ON THE FREQUENCY OF FUTURE STOCKHOLDER Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
ALTRIA GROUP, INC. Agenda Number: 934567097
--------------------------------------------------------------------------------------------------------------------------
Security: 02209S103 Meeting Type: Annual
Ticker: MO Meeting Date: 18-May-2017
ISIN: US02209S1033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GERALD L. BALILES Mgmt For For
1B. ELECTION OF DIRECTOR: MARTIN J. BARRINGTON Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN T. CASTEEN III Mgmt For For
1D. ELECTION OF DIRECTOR: DINYAR S. DEVITRE Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS F. FARRELL II Mgmt For For
1F. ELECTION OF DIRECTOR: DEBRA J. KELLY-ENNIS Mgmt For For
1G. ELECTION OF DIRECTOR: W. LEO KIELY III Mgmt For For
1H. ELECTION OF DIRECTOR: KATHRYN B. MCQUADE Mgmt For For
1I. ELECTION OF DIRECTOR: GEORGE MUNOZ Mgmt For For
1J. ELECTION OF DIRECTOR: NABIL Y. SAKKAB Mgmt For For
1K. ELECTION OF DIRECTOR: VIRGINIA E. SHANKS Mgmt For For
2. RATIFICATION OF THE SELECTION OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF ALTRIA'S NAMED EXECUTIVE OFFICERS
4. NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES TO APPROVE THE COMPENSATION OF ALTRIA'S
NAMED EXECUTIVE OFFICERS
5. SHAREHOLDER PROPOSAL - ADVERTISING IN MINORITY/ LOW Shr Against For
INCOME NEIGHBORHOODS
--------------------------------------------------------------------------------------------------------------------------
APPLE INC. Agenda Number: 934520556
--------------------------------------------------------------------------------------------------------------------------
Security: 037833100 Meeting Type: Annual
Ticker: AAPL Meeting Date: 28-Feb-2017
ISIN: US0378331005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES BELL Mgmt For For
1B. ELECTION OF DIRECTOR: TIM COOK Mgmt For For
1C. ELECTION OF DIRECTOR: AL GORE Mgmt For For
1D. ELECTION OF DIRECTOR: BOB IGER Mgmt For For
1E. ELECTION OF DIRECTOR: ANDREA JUNG Mgmt For For
1F. ELECTION OF DIRECTOR: ART LEVINSON Mgmt For For
1G. ELECTION OF DIRECTOR: RON SUGAR Mgmt For For
1H. ELECTION OF DIRECTOR: SUE WAGNER Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS APPLE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2017
3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Mgmt For For
4. ADVISORY VOTE ON THE FREQUENCY OF SHAREHOLDER VOTES ON Mgmt 1 Year For
EXECUTIVE COMPENSATION
5. A SHAREHOLDER PROPOSAL ENTITLED "CHARITABLE GIVING - Shr Against For
RECIPIENTS, INTENTS AND BENEFITS"
6. A SHAREHOLDER PROPOSAL REGARDING DIVERSITY AMONG OUR Shr Against For
SENIOR MANAGEMENT AND BOARD OF DIRECTORS
7. A SHAREHOLDER PROPOSAL ENTITLED "SHAREHOLDER PROXY Shr For Against
ACCESS AMENDMENTS"
8. A SHAREHOLDER PROPOSAL ENTITLED "EXECUTIVE Shr Against For
COMPENSATION REFORM"
9. A SHAREHOLDER PROPOSAL ENTITLED "EXECUTIVES TO RETAIN Shr Against For
SIGNIFICANT STOCK"
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 934543453
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104 Meeting Type: Annual
Ticker: BAC Meeting Date: 26-Apr-2017
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHARON L. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: SUSAN S. BIES Mgmt For For
1C. ELECTION OF DIRECTOR: JACK O. BOVENDER, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. Mgmt For For
1E. ELECTION OF DIRECTOR: PIERRE J.P. DE WECK Mgmt For For
1F. ELECTION OF DIRECTOR: ARNOLD W. DONALD Mgmt For For
1G. ELECTION OF DIRECTOR: LINDA P. HUDSON Mgmt For For
1H. ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1I. ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt For For
1J. ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN Mgmt For For
1K. ELECTION OF DIRECTOR: LIONEL L. NOWELL, III Mgmt For For
1L. ELECTION OF DIRECTOR: MICHAEL D. WHITE Mgmt For For
1M. ELECTION OF DIRECTOR: THOMAS D. WOODS Mgmt For For
1N. ELECTION OF DIRECTOR: R. DAVID YOST Mgmt For For
2. APPROVING OUR EXECUTIVE COMPENSATION (AN ADVISORY, Mgmt For For
NON-BINDING "SAY ON PAY" RESOLUTION)
3. A VOTE ON THE FREQUENCY OF FUTURE ADVISORY "SAY ON Mgmt 1 Year For
PAY" RESOLUTIONS (AN ADVISORY, NON-BINDING "SAY ON
FREQUENCY" RESOLUTION)
4. RATIFYING THE APPOINTMENT OF OUR INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017
5. STOCKHOLDER PROPOSAL - CLAWBACK AMENDMENT Shr Against For
6. STOCKHOLDER PROPOSAL - DIVESTITURE & DIVISION STUDY Shr Against For
SESSIONS
7. STOCKHOLDER PROPOSAL - INDEPENDENT BOARD CHAIRMAN Shr For Against
8. STOCKHOLDER PROPOSAL - REPORT CONCERNING GENDER PAY Shr Against For
EQUITY
--------------------------------------------------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC. Agenda Number: 934542196
--------------------------------------------------------------------------------------------------------------------------
Security: 084670702 Meeting Type: Annual
Ticker: BRKB Meeting Date: 06-May-2017
ISIN: US0846707026
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
WARREN E. BUFFETT Mgmt For For
CHARLES T. MUNGER Mgmt For For
HOWARD G. BUFFETT Mgmt For For
STEPHEN B. BURKE Mgmt For For
SUSAN L. DECKER Mgmt For For
WILLIAM H. GATES III Mgmt For For
DAVID S. GOTTESMAN Mgmt For For
CHARLOTTE GUYMAN Mgmt For For
THOMAS S. MURPHY Mgmt For For
RONALD L. OLSON Mgmt For For
WALTER SCOTT, JR. Mgmt For For
MERYL B. WITMER Mgmt For For
2. NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION OF Mgmt For For
THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DESCRIBED
IN THE 2017 PROXY STATEMENT.
3. NON-BINDING RESOLUTION TO DETERMINE THE FREQUENCY Mgmt 1 Year Against
(WHETHER ANNUAL, BIENNIAL OR TRIENNIAL) WITH WHICH
SHAREHOLDERS OF THE COMPANY SHALL BE ENTITLED TO HAVE
AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.
4. SHAREHOLDER PROPOSAL REGARDING POLITICAL Shr For Against
CONTRIBUTIONS.
5. SHAREHOLDER PROPOSAL REGARDING METHANE GAS EMISSIONS. Shr For Against
6. SHAREHOLDER PROPOSAL REGARDING DIVESTING OF Shr Against For
INVESTMENTS IN COMPANIES INVOLVED WITH FOSSIL FUELS.
--------------------------------------------------------------------------------------------------------------------------
BLACKROCK, INC. Agenda Number: 934585603
--------------------------------------------------------------------------------------------------------------------------
Security: 09247X101 Meeting Type: Annual
Ticker: BLK Meeting Date: 25-May-2017
ISIN: US09247X1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ABDLATIF YOUSEF AL-HAMAD Mgmt For For
1B. ELECTION OF DIRECTOR: MATHIS CABIALLAVETTA Mgmt For For
1C. ELECTION OF DIRECTOR: PAMELA DALEY Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM S. DEMCHAK Mgmt For For
1E. ELECTION OF DIRECTOR: JESSICA P. EINHORN Mgmt For For
1F. ELECTION OF DIRECTOR: LAURENCE D. FINK Mgmt For For
1G. ELECTION OF DIRECTOR: FABRIZIO FREDA Mgmt For For
1H. ELECTION OF DIRECTOR: MURRY S. GERBER Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES GROSFELD Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT S. KAPITO Mgmt For For
1K. ELECTION OF DIRECTOR: SIR DERYCK MAUGHAN Mgmt For For
1L. ELECTION OF DIRECTOR: CHERYL D. MILLS Mgmt For For
1M. ELECTION OF DIRECTOR: GORDON M. NIXON Mgmt For For
1N. ELECTION OF DIRECTOR: CHARLES H. ROBBINS Mgmt For For
1O. ELECTION OF DIRECTOR: IVAN G. SEIDENBERG Mgmt For For
1P. ELECTION OF DIRECTOR: MARCO ANTONIO SLIM DOMIT Mgmt For For
1Q. ELECTION OF DIRECTOR: JOHN S. VARLEY Mgmt For For
1R. ELECTION OF DIRECTOR: SUSAN L. WAGNER Mgmt For For
2. APPROVAL, IN A NON-BINDING ADVISORY VOTE, OF THE Mgmt For For
COMPENSATION FOR NAMED EXECUTIVE OFFICERS.
3. RECOMMENDATION, IN A NON-BINDING ADVISORY VOTE, ON THE Mgmt 1 Year For
FREQUENCY OF FUTURE EXECUTIVE COMPENSATION ADVISORY
VOTES.
4. RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS BLACKROCK'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR 2017.
5. A SHAREHOLDER PROPOSAL REGARDING PROXY VOTING RECORD Shr Against For
ON EXECUTIVE COMPENSATION.
6. A SHAREHOLDER PROPOSAL REGARDING PRODUCTION OF AN Shr For Against
ANNUAL REPORT ON CERTAIN TRADE ASSOCIATION AND
LOBBYING EXPENDITURES.
--------------------------------------------------------------------------------------------------------------------------
BRISTOL-MYERS SQUIBB COMPANY Agenda Number: 934547538
--------------------------------------------------------------------------------------------------------------------------
Security: 110122108 Meeting Type: Annual
Ticker: BMY Meeting Date: 02-May-2017
ISIN: US1101221083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: P. J. ARDUINI Mgmt For For
1B. ELECTION OF DIRECTOR: R. J. BERTOLINI Mgmt For For
1C. ELECTION OF DIRECTOR: G. CAFORIO, M.D. Mgmt For For
1D. ELECTION OF DIRECTOR: M. W. EMMENS Mgmt For For
1E. ELECTION OF DIRECTOR: L. H. GLIMCHER, M.D. Mgmt For For
1F. ELECTION OF DIRECTOR: M. GROBSTEIN Mgmt For For
1G. ELECTION OF DIRECTOR: A. J. LACY Mgmt For For
1H. ELECTION OF DIRECTOR: D. C. PALIWAL Mgmt For For
1I. ELECTION OF DIRECTOR: T. R. SAMUELS Mgmt For For
1J. ELECTION OF DIRECTOR: G. L. STORCH Mgmt For For
1K. ELECTION OF DIRECTOR: V. L. SATO, PH.D. Mgmt For For
2. ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED Mgmt For For
EXECUTIVE OFFICERS.
3. ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE TO Mgmt 1 Year For
APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. RE-APPROVAL OF THE MATERIALS TERMS OF THE Mgmt For For
PERFORMANCE-BASED AWARDS UNDER THE COMPANY'S 2012
STOCK AWARD AND INCENTIVE PLAN (AS AMENDED).
5. APPROVAL OF AN AMENDMENT TO THE COMPANY'S 2012 STOCK Mgmt For For
AWARD AND INCENTIVE PLAN.
6. RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
7. SHAREHOLDER PROPOSAL TO LOWER THE SHARE OWNERSHIP Shr For Against
THRESHOLD TO CALL SPECIAL SHAREHOLDER MEETINGS.
--------------------------------------------------------------------------------------------------------------------------
CARMAX, INC. Agenda Number: 934621562
--------------------------------------------------------------------------------------------------------------------------
Security: 143130102 Meeting Type: Annual
Ticker: KMX Meeting Date: 26-Jun-2017
ISIN: US1431301027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RONALD E. BLAYLOCK Mgmt For For
1B. ELECTION OF DIRECTOR: SONA CHAWLA Mgmt For For
1C. ELECTION OF DIRECTOR: ALAN B. COLBERG Mgmt For For
1D. ELECTION OF DIRECTOR: THOMAS J. FOLLIARD Mgmt For For
1E. ELECTION OF DIRECTOR: JEFFREY E. GARTEN Mgmt For For
1F. ELECTION OF DIRECTOR: SHIRA GOODMAN Mgmt For For
1G. ELECTION OF DIRECTOR: W. ROBERT GRAFTON Mgmt For For
1H. ELECTION OF DIRECTOR: EDGAR H. GRUBB Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM D. NASH Mgmt For For
1J. ELECTION OF DIRECTOR: MARCELLA SHINDER Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN T. STANDLEY Mgmt For For
1L. ELECTION OF DIRECTOR: MITCHELL D. STEENROD Mgmt For For
1M. ELECTION OF DIRECTOR: WILLIAM R. TIEFEL Mgmt For For
2. TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM.
3. TO APPROVE, IN AN ADVISORY (NON-BINDING) VOTE, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
4. TO DETERMINE, IN AN ADVISORY (NON-BINDING) VOTE, Mgmt 1 Year For
WHETHER A SHAREHOLDER VOTE TO APPROVE THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS SHOULD OCCUR EVERY
ONE, TWO, OR THREE YEARS.
5. TO APPROVE THE CARMAX, INC. ANNUAL PERFORMANCE-BASED Mgmt For For
BONUS PLAN, AS AMENDED AND RESTATED.
6. TO VOTE ON A SHAREHOLDER PROPOSAL FOR A REPORT ON Shr For Against
POLITICAL CONTRIBUTIONS, IF PROPERLY PRESENTED AT THE
MEETING.
--------------------------------------------------------------------------------------------------------------------------
CARNIVAL CORPORATION Agenda Number: 934529922
--------------------------------------------------------------------------------------------------------------------------
Security: 143658300 Meeting Type: Annual
Ticker: CCL Meeting Date: 05-Apr-2017
ISIN: PA1436583006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO RE-ELECT MICKY ARISON AS A DIRECTOR OF CARNIVAL Mgmt For For
CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC.
2. TO RE-ELECT SIR JONATHON BAND AS A DIRECTOR OF Mgmt For For
CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PLC.
3. TO ELECT HELEN DEEBLE AS A DIRECTOR OF CARNIVAL Mgmt For For
CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC.
4. TO RE-ELECT ARNOLD W. DONALD AS A DIRECTOR OF CARNIVAL Mgmt For For
CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC.
5. TO RE-ELECT RICHARD J. GLASIER AS A DIRECTOR OF Mgmt For For
CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PLC.
6. TO RE-ELECT DEBRA KELLY-ENNIS AS A DIRECTOR OF Mgmt For For
CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PLC.
7. TO RE-ELECT SIR JOHN PARKER AS A DIRECTOR OF CARNIVAL Mgmt For For
CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC.
8. TO RE-ELECT STUART SUBOTNICK AS A DIRECTOR OF CARNIVAL Mgmt For For
CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC.
9. TO RE-ELECT LAURA WEIL AS A DIRECTOR OF CARNIVAL Mgmt For For
CORPORATION AND AS A DIRECTOR OF CARNIVAL PLC.
10. TO RE-ELECT RANDALL J. WEISENBURGER AS A DIRECTOR OF Mgmt For For
CARNIVAL CORPORATION AND AS A DIRECTOR OF CARNIVAL
PLC.
11. TO HOLD A (NON-BINDING) ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION (IN ACCORDANCE WITH LEGAL
REQUIREMENTS APPLICABLE TO U.S. COMPANIES).
12. TO HOLD A (NON-BINDING) ADVISORY VOTE TO DETERMINE HOW Mgmt 1 Year For
FREQUENTLY THE SHAREHOLDERS OF CARNIVAL CORPORATION &
PLC SHOULD BE PROVIDED WITH A NON-BINDING ADVISORY
VOTE TO APPROVE EXECUTIVE COMPENSATION (IN ACCORDANCE
WITH LEGAL REQUIREMENTS APPLICABLE TO U.S. COMPANIES).
13. TO APPROVE THE CARNIVAL PLC DIRECTORS' REMUNERATION Mgmt For For
REPORT (OTHER THAN THE CARNIVAL PLC DIRECTORS'
REMUNERATION POLICY SET OUT IN SECTION B OF PART II OF
THE CARNIVAL PLC DIRECTORS' REMUNERATION REPORT) (IN
ACCORDANCE WITH LEGAL REQUIREMENTS APPLICABLE TO UK
COMPANIES).
14. TO APPROVE THE CARNIVAL PLC DIRECTORS' REMUNERATION Mgmt For For
POLICY SET OUT IN SECTION B OF PART II OF THE CARNIVAL
PLC DIRECTORS' REMUNERATION REPORT (IN ACCORDANCE WITH
LEGAL REQUIREMENTS APPLICABLE TO UK COMPANIES).
15. TO RE-APPOINT THE UK FIRM OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS INDEPENDENT AUDITORS FOR CARNIVAL PLC AND TO
RATIFY THE SELECTION OF THE U.S. FIRM OF
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT
REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM FOR
CARNIVAL CORPORATION.
16. TO AUTHORIZE THE AUDIT COMMITTEE OF CARNIVAL PLC TO Mgmt For For
AGREE THE REMUNERATION OF THE INDEPENDENT AUDITORS OF
CARNIVAL PLC.
17. TO RECEIVE THE UK ACCOUNTS AND REPORTS OF THE Mgmt For For
DIRECTORS AND AUDITORS OF CARNIVAL PLC FOR THE YEAR
ENDED NOVEMBER 30, 2016 (IN ACCORDANCE WITH LEGAL
REQUIREMENTS APPLICABLE TO UK COMPANIES).
18. TO APPROVE THE GIVING OF AUTHORITY FOR THE ALLOTMENT Mgmt For For
OF NEW SHARES BY CARNIVAL PLC (IN ACCORDANCE WITH
CUSTOMARY PRACTICE FOR UK COMPANIES).
19. TO APPROVE THE DISAPPLICATION OF PRE-EMPTION RIGHTS IN Mgmt For For
RELATION TO THE ALLOTMENT OF NEW SHARES BY CARNIVAL
PLC (IN ACCORDANCE WITH CUSTOMARY PRACTICE FOR UK
COMPANIES).
20. TO APPROVE A GENERAL AUTHORITY FOR CARNIVAL PLC TO BUY Mgmt For For
BACK CARNIVAL PLC ORDINARY SHARES IN THE OPEN MARKET
(IN ACCORDANCE WITH LEGAL REQUIREMENTS APPLICABLE TO
UK COMPANIES DESIRING TO IMPLEMENT SHARE BUY BACK
PROGRAMS).
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 934581732
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100 Meeting Type: Annual
Ticker: CVX Meeting Date: 31-May-2017
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: W. M. AUSTIN Mgmt For For
1B. ELECTION OF DIRECTOR: L. F. DEILY Mgmt For For
1C. ELECTION OF DIRECTOR: R. E. DENHAM Mgmt For For
1D. ELECTION OF DIRECTOR: A. P. GAST Mgmt For For
1E. ELECTION OF DIRECTOR: E. HERNANDEZ, JR. Mgmt For For
1F. ELECTION OF DIRECTOR: J. M. HUNTSMAN JR. Mgmt For For
1G. ELECTION OF DIRECTOR: C. W. MOORMAN IV Mgmt For For
1H. ELECTION OF DIRECTOR: D. F. MOYO Mgmt For For
1I. ELECTION OF DIRECTOR: R. D. SUGAR Mgmt For For
1J. ELECTION OF DIRECTOR: I. G. THULIN Mgmt For For
1K. ELECTION OF DIRECTOR: J. S. WATSON Mgmt For For
1L. ELECTION OF DIRECTOR: M. K. WIRTH Mgmt For For
2. RATIFICATION OF APPOINTMENT OF PWC AS INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION
5. REPORT ON LOBBYING Shr For Against
6. REPORT ON FEASIBILITY OF POLICY ON NOT DOING BUSINESS Shr Against For
WITH CONFLICT COMPLICIT GOVERNMENTS
7. REPORT ON CLIMATE CHANGE IMPACT ASSESSMENT Shr Abstain Against
8. REPORT ON TRANSITION TO A LOW CARBON ECONOMY Shr Against For
9. ADOPT POLICY ON INDEPENDENT CHAIRMAN Shr Against For
10. RECOMMEND INDEPENDENT DIRECTOR WITH ENVIRONMENTAL Shr For Against
EXPERTISE
11. SET SPECIAL MEETINGS THRESHOLD AT 10% Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CISCO SYSTEMS, INC. Agenda Number: 934494357
--------------------------------------------------------------------------------------------------------------------------
Security: 17275R102 Meeting Type: Annual
Ticker: CSCO Meeting Date: 12-Dec-2016
ISIN: US17275R1023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CAROL A. BARTZ Mgmt For For
1B. ELECTION OF DIRECTOR: M. MICHELE BURNS Mgmt For For
1C. ELECTION OF DIRECTOR: MICHAEL D. CAPELLAS Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN T. CHAMBERS Mgmt For For
1E. ELECTION OF DIRECTOR: AMY L. CHANG Mgmt For For
1F. ELECTION OF DIRECTOR: DR. JOHN L. HENNESSY Mgmt For For
1G. ELECTION OF DIRECTOR: DR. KRISTINA M. JOHNSON Mgmt For For
1H. ELECTION OF DIRECTOR: RODERICK C. MCGEARY Mgmt For For
1I. ELECTION OF DIRECTOR: CHARLES H. ROBBINS Mgmt For For
1J. ELECTION OF DIRECTOR: ARUN SARIN Mgmt For For
1K. ELECTION OF DIRECTOR: STEVEN M. WEST Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF EXECUTIVE Mgmt For For
COMPENSATION.
3. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS CISCO'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2017.
4. APPROVAL TO REQUEST AN ANNUAL REPORT RELATING TO Shr Against For
CISCO'S LOBBYING POLICIES, PROCEDURES AND ACTIVITIES.
5. APPROVAL TO REQUEST A REPORT DISCLOSING CERTAIN Shr Against For
EMPLOYMENT DATA RELATING TO CISCO'S ARAB AND NON-ARAB
EMPLOYEES IN ISRAEL-PALESTINE FOR EACH OF THE PAST
THREE YEARS.
6. APPROVAL TO REQUEST THE BOARD TO FORM A COMMITTEE TO Shr Against For
REASSESS POLICIES AND CRITERIA FOR DECISIONS WITH
RESPECT TO CISCO'S BUSINESS INVOLVEMENTS WITH ISRAEL'S
SETTLEMENTS.
--------------------------------------------------------------------------------------------------------------------------
DEERE & COMPANY Agenda Number: 934520518
--------------------------------------------------------------------------------------------------------------------------
Security: 244199105 Meeting Type: Annual
Ticker: DE Meeting Date: 22-Feb-2017
ISIN: US2441991054
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SAMUEL R. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For
1C. ELECTION OF DIRECTOR: VANCE D. COFFMAN Mgmt For For
1D. ELECTION OF DIRECTOR: ALAN C. HEUBERGER Mgmt For For
1E. ELECTION OF DIRECTOR: DIPAK C. JAIN Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL O. JOHANNS Mgmt For For
1G. ELECTION OF DIRECTOR: CLAYTON M. JONES Mgmt For For
1H. ELECTION OF DIRECTOR: BRIAN M. KRZANICH Mgmt For For
1I. ELECTION OF DIRECTOR: GREGORY R. PAGE Mgmt For For
1J. ELECTION OF DIRECTOR: SHERRY M. SMITH Mgmt For For
1K. ELECTION OF DIRECTOR: DMITRI L. STOCKTON Mgmt For For
1L. ELECTION OF DIRECTOR: SHEILA G. TALTON Mgmt For For
2. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
3. NON-BINDING ADVISORY VOTE ON FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION
4. RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS DEERE'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR FISCAL 2017
5. STOCKHOLDER PROPOSAL - RIGHT TO ACT BY WRITTEN CONSENT Shr Against For
--------------------------------------------------------------------------------------------------------------------------
DOLLAR TREE, INC. Agenda Number: 934615595
--------------------------------------------------------------------------------------------------------------------------
Security: 256746108 Meeting Type: Annual
Ticker: DLTR Meeting Date: 15-Jun-2017
ISIN: US2567461080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ARNOLD S. BARRON Mgmt For For
1B. ELECTION OF DIRECTOR: GREGORY M. BRIDGEFORD Mgmt For For
1C. ELECTION OF DIRECTOR: MACON F. BROCK, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: MARY ANNE CITRINO Mgmt For For
1E. ELECTION OF DIRECTOR: H. RAY COMPTON Mgmt For For
1F. ELECTION OF DIRECTOR: CONRAD M. HALL Mgmt For For
1G. ELECTION OF DIRECTOR: LEMUEL E. LEWIS Mgmt For For
1H. ELECTION OF DIRECTOR: BOB SASSER Mgmt For For
1I. ELECTION OF DIRECTOR: THOMAS A. SAUNDERS III Mgmt For For
1J. ELECTION OF DIRECTOR: THOMAS E. WHIDDON Mgmt For For
1K. ELECTION OF DIRECTOR: CARL P. ZEITHAML Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF Mgmt For For
THE COMPANY'S NAMED EXECUTIVE OFFICERS
3. TO RECOMMEND, ON AN ADVISORY BASIS, THE FREQUENCY OF Mgmt 1 Year For
FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION
4. TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
--------------------------------------------------------------------------------------------------------------------------
EDGEWELL PERSONAL CARE COMPANY Agenda Number: 934514123
--------------------------------------------------------------------------------------------------------------------------
Security: 28035Q102 Meeting Type: Annual
Ticker: EPC Meeting Date: 27-Jan-2017
ISIN: US28035Q1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID P. HATFIELD Mgmt For For
1B. ELECTION OF DIRECTOR: DANIEL J. HEINRICH Mgmt For For
1C. ELECTION OF DIRECTOR: CARLA C. HENDRA Mgmt For For
1D. ELECTION OF DIRECTOR: R. DAVID HOOVER Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN C. HUNTER, III Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES C. JOHNSON Mgmt For For
1G. ELECTION OF DIRECTOR: ELIZABETH V. LONG Mgmt For For
1H. ELECTION OF DIRECTOR: RAKESH SACHDEV Mgmt For For
2. RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2017.
3. APPROVAL OF EXECUTIVE OFFICER BONUS PLAN Mgmt For For
PERFORMANCE-BASED CRITERIA.
4. NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION. Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ELI LILLY AND COMPANY Agenda Number: 934535494
--------------------------------------------------------------------------------------------------------------------------
Security: 532457108 Meeting Type: Annual
Ticker: LLY Meeting Date: 01-May-2017
ISIN: US5324571083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: M. L. ESKEW Mgmt For For
1B. ELECTION OF DIRECTOR: W. G. KAELIN, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: J. C. LECHLEITER Mgmt For For
1D. ELECTION OF DIRECTOR: D. A. RICKS Mgmt For For
1E. ELECTION OF DIRECTOR: M. S. RUNGE Mgmt For For
2. ADVISORY VOTE ON COMPENSATION PAID TO THE COMPANY'S Mgmt For For
NAMED EXECUTIVE OFFICERS.
3. ADVISORY VOTE REGARDING THE FREQUENCY OF ADVISORY Mgmt 1 Year For
VOTES ON COMPENSATION PAID TO THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. RATIFICATION OF THE APPOINTMENT BY THE AUDIT COMMITTEE Mgmt For For
OF THE BOARD OF DIRECTORS OF ERNST & YOUNG LLP AS
PRINCIPAL INDEPENDENT AUDITOR FOR 2017.
5. APPROVE AMENDMENT TO THE LILLY DIRECTORS' DEFERRAL Mgmt For For
PLAN.
6. CONSIDERATION OF A SHAREHOLDER PROPOSAL SEEKING A Shr For Against
REPORT REGARDING DIRECT AND INDIRECT POLITICAL
CONTRIBUTIONS.
--------------------------------------------------------------------------------------------------------------------------
FEDEX CORPORATION Agenda Number: 934470218
--------------------------------------------------------------------------------------------------------------------------
Security: 31428X106 Meeting Type: Annual
Ticker: FDX Meeting Date: 26-Sep-2016
ISIN: US31428X1063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES L. BARKSDALE Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN A. EDWARDSON Mgmt For For
1C. ELECTION OF DIRECTOR: MARVIN R. ELLISON Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN C. ("CHRIS") INGLIS Mgmt For For
1E. ELECTION OF DIRECTOR: KIMBERLY A. JABAL Mgmt For For
1F. ELECTION OF DIRECTOR: SHIRLEY ANN JACKSON Mgmt For For
1G. ELECTION OF DIRECTOR: R. BRAD MARTIN Mgmt For For
1H. ELECTION OF DIRECTOR: JOSHUA COOPER RAMO Mgmt For For
1I. ELECTION OF DIRECTOR: SUSAN C. SCHWAB Mgmt For For
1J. ELECTION OF DIRECTOR: FREDERICK W. SMITH Mgmt For For
1K. ELECTION OF DIRECTOR: DAVID P. STEINER Mgmt For For
1L. ELECTION OF DIRECTOR: PAUL S. WALSH Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION.
3. RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Mgmt For For
ACCOUNTING FIRM.
4. STOCKHOLDER PROPOSAL REGARDING LOBBYING ACTIVITY AND Shr Against For
EXPENDITURE REPORT.
5. STOCKHOLDER PROPOSAL REGARDING SIMPLE MAJORITY Shr Against For
VOTE-COUNTING.
6. STOCKHOLDER PROPOSAL REGARDING HOLY LAND PRINCIPLES. Shr Against For
7. STOCKHOLDER PROPOSAL REGARDING APPLICATION OF COMPANY Shr Against For
NON-DISCRIMINATION POLICIES IN STATES WITH
PRO-DISCRIMINATION LAWS.
--------------------------------------------------------------------------------------------------------------------------
GENERAL DYNAMICS CORPORATION Agenda Number: 934551866
--------------------------------------------------------------------------------------------------------------------------
Security: 369550108 Meeting Type: Annual
Ticker: GD Meeting Date: 03-May-2017
ISIN: US3695501086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: NICHOLAS D. CHABRAJA Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt For For
1C. ELECTION OF DIRECTOR: RUDY F. DELEON Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN M. KEANE Mgmt For For
1E. ELECTION OF DIRECTOR: LESTER L. LYLES Mgmt For For
1F. ELECTION OF DIRECTOR: MARK M. MALCOLM Mgmt For For
1G. ELECTION OF DIRECTOR: PHEBE N. NOVAKOVIC Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM A. OSBORN Mgmt For For
1I. ELECTION OF DIRECTOR: CATHERINE B. REYNOLDS Mgmt For For
1J. ELECTION OF DIRECTOR: LAURA J. SCHUMACHER Mgmt For For
1K. ELECTION OF DIRECTOR: PETER A. WALL Mgmt For For
2. ADVISORY VOTE ON THE SELECTION OF INDEPENDENT AUDITORS Mgmt For For
3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Mgmt For For
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE EXECUTIVE Mgmt 1 Year For
COMPENSATION ADVISORY VOTES
5. APPROVAL OF THE GENERAL DYNAMICS CORPORATION AMENDED Mgmt For For
AND RESTATED 2012 EQUITY COMPENSATION PLAN
--------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY Agenda Number: 934541916
--------------------------------------------------------------------------------------------------------------------------
Security: 369604103 Meeting Type: Annual
Ticker: GE Meeting Date: 26-Apr-2017
ISIN: US3696041033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1 ELECTION OF DIRECTOR: SEBASTIEN M. BAZIN Mgmt For For
A2 ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE Mgmt For For
A3 ELECTION OF DIRECTOR: JOHN J. BRENNAN Mgmt For For
A4 ELECTION OF DIRECTOR: FRANCISCO D'SOUZA Mgmt For For
A5 ELECTION OF DIRECTOR: MARIJN E. DEKKERS Mgmt For For
A6 ELECTION OF DIRECTOR: PETER B. HENRY Mgmt For For
A7 ELECTION OF DIRECTOR: SUSAN J. HOCKFIELD Mgmt For For
A8 ELECTION OF DIRECTOR: JEFFREY R. IMMELT Mgmt For For
A9 ELECTION OF DIRECTOR: ANDREA JUNG Mgmt For For
A10 ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For
A11 ELECTION OF DIRECTOR: RISA LAVIZZO-MOUREY Mgmt For For
A12 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For
A13 ELECTION OF DIRECTOR: LOWELL C. MCADAM Mgmt For For
A14 ELECTION OF DIRECTOR: STEVEN M. MOLLENKOPF Mgmt For For
A15 ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For
A16 ELECTION OF DIRECTOR: JAMES E. ROHR Mgmt For For
A17 ELECTION OF DIRECTOR: MARY L. SCHAPIRO Mgmt For For
A18 ELECTION OF DIRECTOR: JAMES S. TISCH Mgmt For For
B1 ADVISORY APPROVAL OF OUR NAMED EXECUTIVES' Mgmt For For
COMPENSATION
B2 ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION
B3 APPROVAL OF GE'S 2007 LONG-TERM INCENTIVE PLAN AS Mgmt For For
AMENDED
B4 APPROVAL OF THE MATERIAL TERMS OF SENIOR OFFICER Mgmt For For
PERFORMANCE GOALS
B5 RATIFICATION OF KPMG AS INDEPENDENT AUDITOR FOR 2017 Mgmt For For
C1 REPORT ON LOBBYING ACTIVITIES Shr For Against
C2 REQUIRE THE CHAIRMAN OF THE BOARD TO BE INDEPENDENT Shr Against For
C3 ADOPT CUMULATIVE VOTING FOR DIRECTOR ELECTIONS Shr Against For
C4 REPORT ON CHARITABLE CONTRIBUTIONS Shr Against For
--------------------------------------------------------------------------------------------------------------------------
LOWE'S COMPANIES, INC. Agenda Number: 934594412
--------------------------------------------------------------------------------------------------------------------------
Security: 548661107 Meeting Type: Annual
Ticker: LOW Meeting Date: 02-Jun-2017
ISIN: US5486611073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RAUL ALVAREZ Mgmt For For
ANGELA F. BRALY Mgmt For For
SANDRA B. COCHRAN Mgmt For For
LAURIE Z. DOUGLAS Mgmt For For
RICHARD W. DREILING Mgmt For For
ROBERT L. JOHNSON Mgmt For For
MARSHALL O. LARSEN Mgmt For For
JAMES H. MORGAN Mgmt For For
ROBERT A. NIBLOCK Mgmt For For
BERTRAM L. SCOTT Mgmt For For
ERIC C. WISEMAN Mgmt For For
2. ADVISORY VOTE TO APPROVE LOWE'S NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION IN FISCAL 2016.
3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES TO APPROVE LOWE'S NAMED EXECUTIVE OFFICER
COMPENSATION.
4. RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS LOWE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL 2017.
5. PROPOSAL REGARDING THE FEASIBILITY OF SETTING Shr Against For
RENEWABLE ENERGY SOURCING TARGETS.
--------------------------------------------------------------------------------------------------------------------------
NEWMARKET CORPORATION Agenda Number: 934540736
--------------------------------------------------------------------------------------------------------------------------
Security: 651587107 Meeting Type: Annual
Ticker: NEU Meeting Date: 27-Apr-2017
ISIN: US6515871076
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: PHYLLIS L. COTHRAN Mgmt For For
1.2 ELECTION OF DIRECTOR: MARK M. GAMBILL Mgmt For For
1.3 ELECTION OF DIRECTOR: BRUCE C. GOTTWALD Mgmt For For
1.4 ELECTION OF DIRECTOR: THOMAS E. GOTTWALD Mgmt For For
1.5 ELECTION OF DIRECTOR: PATRICK D. HANLEY Mgmt For For
1.6 ELECTION OF DIRECTOR: H. HITER HARRIS, III Mgmt For For
1.7 ELECTION OF DIRECTOR: JAMES E. ROGERS Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CORPORATION
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF Mgmt For For
THE NAMED EXECUTIVE OFFICERS OF NEWMARKET CORPORATION.
4. APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY OF Mgmt 1 Year For
HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
NORFOLK SOUTHERN CORPORATION Agenda Number: 934551397
--------------------------------------------------------------------------------------------------------------------------
Security: 655844108 Meeting Type: Annual
Ticker: NSC Meeting Date: 11-May-2017
ISIN: US6558441084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: THOMAS D. BELL, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: ERSKINE B. BOWLES Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT A. BRADWAY Mgmt Abstain Against
1D. ELECTION OF DIRECTOR: WESLEY G. BUSH Mgmt For For
1E. ELECTION OF DIRECTOR: DANIEL A. CARP Mgmt For For
1F. ELECTION OF DIRECTOR: MITCHELL E. DANIELS, JR. Mgmt For For
1G. ELECTION OF DIRECTOR: MARCELA E. DONADIO Mgmt For For
1H. ELECTION OF DIRECTOR: STEVEN F. LEER Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL D. LOCKHART Mgmt For For
1J. ELECTION OF DIRECTOR: AMY E. MILES Mgmt For For
1K. ELECTION OF DIRECTOR: MARTIN H. NESBITT Mgmt For For
1L. ELECTION OF DIRECTOR: JAMES A. SQUIRES Mgmt For For
1M. ELECTION OF DIRECTOR: JOHN R. THOMPSON Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP, Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS
NORFOLK SOUTHERN'S INDEPENDENT AUDITORS FOR THE YEAR
ENDING DECEMBER 31, 2017.
3. APPROVAL OF ADVISORY RESOLUTION ON EXECUTIVE Mgmt For For
COMPENSATION, AS DISCLOSED IN THE PROXY STATEMENT FOR
THE 2017 ANNUAL MEETING OF SHAREHOLDERS.
4. FREQUENCY OF ADVISORY RESOLUTION ON EXECUTIVE Mgmt 1 Year For
COMPENSATION, EVERY
--------------------------------------------------------------------------------------------------------------------------
O'REILLY AUTOMOTIVE, INC. Agenda Number: 934560930
--------------------------------------------------------------------------------------------------------------------------
Security: 67103H107 Meeting Type: Annual
Ticker: ORLY Meeting Date: 09-May-2017
ISIN: US67103H1077
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID O'REILLY Mgmt For For
1B. ELECTION OF DIRECTOR: CHARLES H. O'REILLY, JR. Mgmt For For
1C. ELECTION OF DIRECTOR: LARRY O'REILLY Mgmt For For
1D. ELECTION OF DIRECTOR: ROSALIE O'REILLY WOOTEN Mgmt For For
1E. ELECTION OF DIRECTOR: JAY D. BURCHFIELD Mgmt For For
1F. ELECTION OF DIRECTOR: THOMAS T. HENDRICKSON Mgmt For For
1G. ELECTION OF DIRECTOR: PAUL R. LEDERER Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN R. MURPHY Mgmt For For
1I. ELECTION OF DIRECTOR: RONALD RASHKOW Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Mgmt For For
3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE SAY ON PAY Mgmt 1 Year For
VOTES.
4. APPROVAL OF THE 2017 INCENTIVE AWARD PLAN. Mgmt For For
5. RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP, AS Mgmt For For
INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2017.
6. SHAREHOLDER PROPOSAL ENTITLED "SPECIAL SHAREOWNER Shr Against For
MEETINGS."
--------------------------------------------------------------------------------------------------------------------------
SOUTHWEST AIRLINES CO. Agenda Number: 934588851
--------------------------------------------------------------------------------------------------------------------------
Security: 844741108 Meeting Type: Annual
Ticker: LUV Meeting Date: 17-May-2017
ISIN: US8447411088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID W. BIEGLER Mgmt For For
1B. ELECTION OF DIRECTOR: J. VERONICA BIGGINS Mgmt For For
1C. ELECTION OF DIRECTOR: DOUGLAS H. BROOKS Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM H. CUNNINGHAM Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN G. DENISON Mgmt For For
1F. ELECTION OF DIRECTOR: THOMAS W. GILLIGAN Mgmt For For
1G. ELECTION OF DIRECTOR: GARY C. KELLY Mgmt For For
1H. ELECTION OF DIRECTOR: GRACE D. LIEBLEIN Mgmt For For
1I. ELECTION OF DIRECTOR: NANCY B. LOEFFLER Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN T. MONTFORD Mgmt For For
1K. ELECTION OF DIRECTOR: RON RICKS Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER Mgmt For For
COMPENSATION.
3. ADVISORY VOTE ON FREQUENCY OF VOTES ON NAMED EXECUTIVE Mgmt 1 Year For
OFFICER COMPENSATION.
4. RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS Mgmt For For
THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
THE COCA-COLA COMPANY Agenda Number: 934538589
--------------------------------------------------------------------------------------------------------------------------
Security: 191216100 Meeting Type: Annual
Ticker: KO Meeting Date: 26-Apr-2017
ISIN: US1912161007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HERBERT A. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: RONALD W. ALLEN Mgmt For For
1C. ELECTION OF DIRECTOR: MARC BOLLAND Mgmt For For
1D. ELECTION OF DIRECTOR: ANA BOTIN Mgmt For For
1E. ELECTION OF DIRECTOR: RICHARD M. DALEY Mgmt For For
1F. ELECTION OF DIRECTOR: BARRY DILLER Mgmt For For
1G. ELECTION OF DIRECTOR: HELENE D. GAYLE Mgmt For For
1H. ELECTION OF DIRECTOR: ALEXIS M. HERMAN Mgmt For For
1I. ELECTION OF DIRECTOR: MUHTAR KENT Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT A. KOTICK Mgmt For For
1K. ELECTION OF DIRECTOR: MARIA ELENA LAGOMASINO Mgmt For For
1L. ELECTION OF DIRECTOR: SAM NUNN Mgmt For For
1M. ELECTION OF DIRECTOR: JAMES QUINCEY Mgmt For For
1N. ELECTION OF DIRECTOR: DAVID B. WEINBERG Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Mgmt Against Against
3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES TO APPROVE EXECUTIVE COMPENSATION
4. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS INDEPENDENT AUDITORS
5. SHAREOWNER PROPOSAL REGARDING A HUMAN RIGHTS REVIEW Shr Against For
--------------------------------------------------------------------------------------------------------------------------
THE PROGRESSIVE CORPORATION Agenda Number: 934577531
--------------------------------------------------------------------------------------------------------------------------
Security: 743315103 Meeting Type: Annual
Ticker: PGR Meeting Date: 12-May-2017
ISIN: US7433151039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STUART B. BURGDOERFER Mgmt For For
1B. ELECTION OF DIRECTOR: CHARLES A. DAVIS Mgmt For For
1C. ELECTION OF DIRECTOR: ROGER N. FARAH Mgmt For For
1D. ELECTION OF DIRECTOR: LAWTON W. FITT Mgmt For For
1E. ELECTION OF DIRECTOR: SUSAN PATRICIA GRIFFITH Mgmt For For
1F. ELECTION OF DIRECTOR: JEFFREY D. KELLY Mgmt For For
1G. ELECTION OF DIRECTOR: PATRICK H. NETTLES, PH.D. Mgmt For For
1H. ELECTION OF DIRECTOR: GLENN M. RENWICK Mgmt For For
1I. ELECTION OF DIRECTOR: BRADLEY T. SHEARES, PH.D. Mgmt For For
1J. ELECTION OF DIRECTOR: BARBARA R. SNYDER Mgmt For For
2. APPROVE THE PROGRESSIVE CORPORATION 2017 EXECUTIVE Mgmt For For
ANNUAL INCENTIVE PLAN.
3. APPROVE THE PROGRESSIVE CORPORATION 2017 DIRECTORS Mgmt For For
EQUITY INCENTIVE PLAN.
4. CAST AN ADVISORY VOTE TO APPROVE OUR EXECUTIVE Mgmt For For
COMPENSATION PROGRAM.
5. CAST AN ADVISORY VOTE ON THE FREQUENCY OF THE Mgmt 1 Year For
SHAREHOLDER VOTE TO APPROVE OUR EXECUTIVE COMPENSATION
PROGRAM.
6. RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2017.
--------------------------------------------------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC. Agenda Number: 934546461
--------------------------------------------------------------------------------------------------------------------------
Security: 92343V104 Meeting Type: Annual
Ticker: VZ Meeting Date: 04-May-2017
ISIN: US92343V1044
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHELLYE L. ARCHAMBEAU Mgmt For For
1B. ELECTION OF DIRECTOR: MARK T. BERTOLINI Mgmt For For
1C. ELECTION OF DIRECTOR: RICHARD L. CARRION Mgmt For For
1D. ELECTION OF DIRECTOR: MELANIE L. HEALEY Mgmt For For
1E. ELECTION OF DIRECTOR: M. FRANCES KEETH Mgmt For For
1F. ELECTION OF DIRECTOR: KARL-LUDWIG KLEY Mgmt For For
1G. ELECTION OF DIRECTOR: LOWELL C. MCADAM Mgmt For For
1H. ELECTION OF DIRECTOR: CLARENCE OTIS, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: RODNEY E. SLATER Mgmt For For
1J. ELECTION OF DIRECTOR: KATHRYN A. TESIJA Mgmt For For
1K. ELECTION OF DIRECTOR: GREGORY D. WASSON Mgmt For For
1L. ELECTION OF DIRECTOR: GREGORY G. WEAVER Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION Mgmt For For
4. ADVISORY VOTE RELATED TO FUTURE VOTES ON EXECUTIVE Mgmt 1 Year For
COMPENSATION
5. APPROVAL OF 2017 LONG-TERM INCENTIVE PLAN Mgmt For For
6. HUMAN RIGHTS COMMITTEE Shr Against For
7. REPORT ON GREENHOUSE GAS REDUCTION TARGETS Shr Against For
8. SPECIAL SHAREOWNER MEETINGS Shr For Against
9. EXECUTIVE COMPENSATION CLAWBACK POLICY Shr For Against
10. STOCK RETENTION POLICY Shr For Against
11. LIMIT MATCHING CONTRIBUTIONS FOR EXECUTIVES Shr Against For
--------------------------------------------------------------------------------------------------------------------------
VISA INC. Agenda Number: 934512890
--------------------------------------------------------------------------------------------------------------------------
Security: 92826C839 Meeting Type: Annual
Ticker: V Meeting Date: 31-Jan-2017
ISIN: US92826C8394
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LLOYD A. CARNEY Mgmt For For
1B. ELECTION OF DIRECTOR: MARY B. CRANSTON Mgmt For For
1C. ELECTION OF DIRECTOR: FRANCISCO JAVIER Mgmt For For
FERNANDEZ-CARBAJAL
1D. ELECTION OF DIRECTOR: GARY A. HOFFMAN Mgmt For For
1E. ELECTION OF DIRECTOR: ALFRED F. KELLY, JR. Mgmt For For
1F. ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt For For
1G. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN A.C. SWAINSON Mgmt For For
1I. ELECTION OF DIRECTOR: MAYNARD G. WEBB, JR. Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. Mgmt For For
3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES ON EXECUTIVE COMPENSATION.
4. RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
2017 FISCAL YEAR.
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 934543314
--------------------------------------------------------------------------------------------------------------------------
Security: 949746101 Meeting Type: Annual
Ticker: WFC Meeting Date: 25-Apr-2017
ISIN: US9497461015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN D. BAKER II Mgmt Against Against
1B. ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt Against Against
1C. ELECTION OF DIRECTOR: LLOYD H. DEAN Mgmt Against Against
1D. ELECTION OF DIRECTOR: ELIZABETH A. DUKE Mgmt Against Against
1E. ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. Mgmt Against Against
1F. ELECTION OF DIRECTOR: DONALD M. JAMES Mgmt Against Against
1G. ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Mgmt Against Against
1H. ELECTION OF DIRECTOR: KAREN B. PEETZ Mgmt For For
1I. ELECTION OF DIRECTOR: FEDERICO F. PENA Mgmt Against Against
1J. ELECTION OF DIRECTOR: JAMES H. QUIGLEY Mgmt Against Against
1K. ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt Against Against
1L. ELECTION OF DIRECTOR: RONALD L. SARGENT Mgmt For For
1M. ELECTION OF DIRECTOR: TIMOTHY J. SLOAN Mgmt For For
1N. ELECTION OF DIRECTOR: SUSAN G. SWENSON Mgmt Against Against
1O. ELECTION OF DIRECTOR: SUZANNE M. VAUTRINOT Mgmt Against Against
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. Mgmt For For
3. ADVISORY PROPOSAL ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
VOTES TO APPROVE EXECUTIVE COMPENSATION.
4. RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR
2017.
5. STOCKHOLDER PROPOSAL - RETAIL BANKING SALES PRACTICES Shr For Against
REPORT.
6. STOCKHOLDER PROPOSAL - CUMULATIVE VOTING. Shr Against For
7. STOCKHOLDER PROPOSAL - DIVESTING NON-CORE BUSINESS Shr Against For
REPORT.
8. STOCKHOLDER PROPOSAL - GENDER PAY EQUITY REPORT. Shr Against For
9. STOCKHOLDER PROPOSAL - LOBBYING REPORT. Shr Against For
10. STOCKHOLDER PROPOSAL - INDIGENOUS PEOPLES' RIGHTS Shr For Against
POLICY.
TVST Moderate ETF Fund
--------------------------------------------------------------------------------------------------------------------------
ISHARES MORNINGSTAR FUND Agenda Number: 934621156
--------------------------------------------------------------------------------------------------------------------------
Security: 464288513 Meeting Type: Special
Ticker: HYG Meeting Date: 19-Jun-2017
ISIN: US4642885135
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JANE D. CARLIN Mgmt For For
RICHARD L. FAGNANI Mgmt For For
DREW E. LAWTON Mgmt For For
MADHAV V. RAJAN Mgmt For For
MARK WIEDMAN Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ISHARES MSCI FUND Agenda Number: 934621156
--------------------------------------------------------------------------------------------------------------------------
Security: 46429B655 Meeting Type: Special
Ticker: FLOT Meeting Date: 19-Jun-2017
ISIN: US46429B6552
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JANE D. CARLIN Mgmt For For
RICHARD L. FAGNANI Mgmt For For
DREW E. LAWTON Mgmt For For
MADHAV V. RAJAN Mgmt For For
MARK WIEDMAN Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
ISHARES TRUST Agenda Number: 934621156
--------------------------------------------------------------------------------------------------------------------------
Security: 464287226 Meeting Type: Special
Ticker: AGG Meeting Date: 19-Jun-2017
ISIN: US4642872265
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JANE D. CARLIN Mgmt For For
RICHARD L. FAGNANI Mgmt For For
DREW E. LAWTON Mgmt For For
MADHAV V. RAJAN Mgmt For For
MARK WIEDMAN Mgmt For For
TVST Third Avenue Value Fund
--------------------------------------------------------------------------------------------------------------------------
Report contains no data for selected criteria.
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant Touchstone Variable Series Trust
By (Signature and Title)* /s/ Jill T. McGruder
Jill T. McGruder, President
(principal executive officer)
Date August 25, 2017
*Print the name and title of each signing officer under his or her signature.
