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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-08542
The Saratoga Advantage Trust
(Exact name of registrant as specified in charter)
1101 Stewart Avenue, Suite 207, Garden City, New York 11530
(Address of principal executive offices)
(Zip code)
Bruce E. Ventimiglia
The Saratoga Advantage Trust
1101 Stewart Avenue, Suite 207
Garden City, New York 11530
________________________________________________________________________
(Name and address of agent for service)
Registrant's telephone number, including area code: (516) 542-3000
Date of fiscal year end: August 31st
Date of reporting period: July 1, 2005 - June 30, 2006
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of
1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507.
ITEM 1. PROXY VOTING RECORD: (see attached table)
Appended hereto as Exhibit A is the following information indicating for each matter relating to a portfolio security owned by the Registrant considered at any shareholder meeting held during the twelve month period ended June 30, 2006 with respect to which the Registrant was entitled to vote:
(a) The name of the issuer of the portfolio security;
(b) The exchange ticker symbol of the portfolio security;
(c) The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security;
(d) The shareholder meeting date;
(e) A brief identification of the matter voted on;
(f) Whether the matter was proposed by the issuer or by a security holder;
(g) Whether the Registrant cast its vote on the matter;
(h) How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and
(i) Whether the Registrant cast its vote for or against management.
Item 1, Exhibit A1
Saratoga Advantage Trust – Saratoga Large Capitalization Growth Portfolio
ICA File Number: 811-08542
Reporting Period: 07/01/2005 - 06/30/2006
ADVANCED MICRO DEVICES, INC.
Ticker: AMD Security ID: 007903107
Meeting Date: MAY 5, 2006 Meeting Type: Annual
Record Date: MAR 6, 2006
# Proposal
Mgt Rec
Vote Cast
Sponsor
1.1 Elect Director Hector de J. Ruiz
For
For
Management
1.2 Elect Director W. Michael Barnes
For
Withhold
Management
1.3 Elect Director Bruce L. Claflin
For
Withhold
Management
1.4 Elect Director H. Paulett Eberhart
For
Withhold
Management
1.5 Elect Director Robert B. Palmer
For
Withhold
Management
1.6 Elect Director Leonard M. Silverman
For
Withhold
Management
1.7 Elect Director Morton L. Topfer
For
Withhold
Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan
For
For
Management
4 Amend Qualified Employee Stock Purchase
For
For
Management
Plan
5 Approve Executive Incentive Bonus Plan
For
For
Management
--------------------------------------------------------------------------------
AETNA INC.
Ticker: AET Security ID: 00817Y108
Meeting Date: APR 28, 2006 Meeting Type: Annual
Record Date: FEB 24, 2006
# Proposal
Mgt Rec
Vote Cast
Sponsor
1.1 Elect Director Betsy Z. Cohen
For
For
Management
1.2 Elect Director Molly J. Coye, M.D.
For
For
Management
1.3 Elect Director Barbara H. Franklin
For
For
Management
1.4 Elect Director Jeffrey E. Garten
For
For
Management
1.5 Elect Director Earl G. Graves
For
For
Management
1.6 Elect Director Gerald Greenwald For For Management
1.7 Elect Director Ellen M. Hancock
For
For
Management
1.8 Elect Director Michael H. Jordan
For
For
Management
1.9 Elect Director Edward J. Ludwig For For Management
1.10 Elect Director Joseph P. Newhouse
For
For
Management
1.11 Elect Director John W. Rowe, M.D.
For
For
Management
1.12 Elect Director Ronald A. Williams
For
For
Management
2 Ratify Auditors
For
For
Management
3 Approve Qualified Employee Stock Purchase
For
For
Management
Plan
4 Provide for Cumulative Voting
Against
Against
Shareholder
--------------------------------------------------------------------------------
APPLE COMPUTER, INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: APR 27, 2006 Meeting Type: Annual
Record Date: FEB 28, 2006
# Proposal
Mgt Rec
Vote Cast
Sponsor
1.1 Elect Director Fred D. Anderson
For
For
Management
1.2 Elect Director William V. Campbell
For
For
Management
1.3 Elect Director Millard S. Drexler
For
For
Management
1.4 Elect Director Albert A. Gore, Jr.
For
For
Management
1.5 Elect Director Steven P. Jobs
For
For
Management
1.6 Elect Director Arthur D. Levinson, Ph.D.
For
For
Management
1.7 Elect Director Jerome B. York
For
For
Management
2 Ratify Auditors For For Management
3 Report on Computer Recycling Policy
Against
Against
Shareholder
--------------------------------------------------------------------------------
BEST BUY CO., INC.
Ticker: BBY Security ID: 086516101
Meeting Date: JUN 21, 2006 Meeting Type: Annual
Record Date: APR 24, 2006
# Proposal
Mgt Rec
Vote Cast
Sponsor
1.1 Elect Director Bradbury H. Anderson
For
Withhold
Management
1.2 Elect Director Kathy J. Higgins Victor
For
Withhold
Management
1.3 Elect Director Allen U. Lenzmeier
For
Withhold
Management
1.4 Elect Director Frank D. Trestman
For
For
Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
BROADCOM CORP.
Ticker: BRCM Security ID: 111320107
Meeting Date: APR 27, 2006 Meeting Type: Annual
Record Date: FEB 28, 2006
# Proposal
Mgt Rec
Vote Cast
Sponsor
1.1 Elect Director George L. Farinsky
For
Did Not
Management
Vote
1.2 Elect Director Maureen E. Grzelakowski
For
Did Not
Management
Vote
1.3 Elect Director Nancy H. Handel
For
Did Not
Management
Vote
1.4 Elect Director John Major
For
Did Not
Management
Vote
1.5 Elect Director Scott A. McGregor
For
Did Not
Management
Vote
1.6 Elect Director Alan E. Ross
For
Did Not
Management
Vote
1.7 Elect Director Henry Samueli
For
Did Not
Management
Vote
1.8 Elect Director Robert E. Switz
For
Did Not
Management
Vote
1.9 Elect Director Werner F. Wolfen
For
Did Not
Management
Vote
2 Amend Articles/Bylaws/Charter-Non-Routine
For
Did Not
Management
Vote
3 Establish Range For Board Size
For
Did Not
Management
Vote
4 Amend Non-Employee Director Omnibus
For
Did Not
Management
Stock Plan
Vote
5 Ratify Auditors
For
Did Not
Management
Vote
--------------------------------------------------------------------------------
CAREMARK RX, INC.
Ticker: �� CMX Security ID: 141705103
Meeting Date: MAY 10, 2006 Meeting Type: Annual
Record Date: MAR 31, 2006
# Proposal
Mgt Rec
Vote Cast
Sponsor
1.1 Elect Director C. David Brown, II
For
Did Not
Management
Vote
1.2 Elect Director Harris Diamond
For
Did Not
Management
Vote
1.3 Elect Director C.A. Lance Piccolo
For
Did Not
Management
Vote
1.4 Elect Director Michael D. Ware
For
Did Not
Management
Vote
2 Report Policies For Political
Against
Did Not
Shareholder
Contributions
Vote
--------------------------------------------------------------------------------
CB RICHARD ELLIS GROUP INC
Ticker: CBG Security ID: 12497T101
Meeting Date: JUN 1, 2006 Meeting Type: Annual
Record Date: APR 10, 2006
# Proposal
Mgt Rec
Vote Cast
Sponsor
1.1 Elect Director Richard C. Blum
For
Withhold
Management
1.2 Elect Director Jeffrey A. Cozad
For
For
Management
1.3 Elect Director Patrice Marie Daniels
For
For
Management
1.4 Elect Director Senator Thomas A. Daschle
For
For
Management
1.5 Elect Director Bradford M. Freeman
For
For
Management
1.6 Elect Director Michael Kantor
For
Withhold
Management
1.7 Elect Director Frederic V. Malek
For
For
Management
1.8 Elect Director John G. Nugent
For
Withhold
Management
1.9 Elect Director Brett White
For
Withhold
Management
1.10 Elect Director Gary L. Wilson
For
For
Management
1.11 Elect Director Ray Wirta
For
Withhold
Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan
For
For
Management
--------------------------------------------------------------------------------
CEPHALON, INC.
Ticker: CEPH Security ID: 156708109
Meeting Date: MAY 17, 2006 Meeting Type: Annual
Record Date: MAR 22, 2006
# Proposal
Mgt Rec
Vote Cast
Sponsor
1.1 Elect Director Frank Baldino, Jr., Phd
For
For
Management
1.2 Elect Director William P. Egan
For
Withhold
Management
1.3 Elect Director Martyn D. Greenacre
For
Withhold
Management
1.4 Elect Director Vaughn M. Kailian
For
Withhold
Management
1.5 Elect Director Charles A. Sanders, M.D
For
Withhold
Management
1.6 Elect Director Gail R. Wilensky, Ph.D.
For
For
Management
1.7 Elect Director Dennis L. Winger
For
For
Management
2 Increase Authorized Common Stock
For
Against
Management
3 Amend Omnibus Stock Plan
For
For
Management
4 Ratify Auditors
For
For
Management
--------------------------------------------------------------------------------
CHICAGO MERCANTILE EXCHANGE HOLDINGS, INC.
Ticker: CME Security ID: 167760107
Meeting Date: APR 26, 2006 Meeting Type: Annual
Record Date: MAR 1, 2006
# Proposal
Mgt Rec
Vote Cast
Sponsor
1.1 Elect Director Dennis H. Chookaszian
For
For
Management
1.2 Elect Director Martin J. Gepsman
For
For
Management
1.3 Elect Director Elizabeth Harrington
For
For
Management
1.4 Elect Director Leo Melamed
For
For
Management
1.5 Elect Director Alex J. Pollock
For
For
Management
1.6 Elect Director Myron S. Scholes
For
For
Management
1.7 Elect Director William R. Shepard
For
For
Management
2 Ratify Auditors
For
For
Management
--------------------------------------------------------------------------------
CHICOS FAS INC.
Ticker: CHS Security ID: 168615102
Meeting Date: JUN 20, 2006 Meeting Type: Annual
Record Date: APR 24, 2006
# Proposal
Mgt Rec
Vote Cast
Sponsor
1.1 Elect Director Scott A. Edmonds
For
Withhold
Management
1.2 Elect Director Charles J. Kleman
For
Withhold
Management
1.3 Elect Director Ross E. Roeder
For
For
Management
1.4 Elect Director Michael A. Weiss
For
For
Management
2 Ratify Auditors
For
For
Management
--------------------------------------------------------------------------------
COACH, INC.
Ticker: COH Security ID: 189754104
Meeting Date: NOV 2, 2005 Meeting Type: A
Record Date: SEP 14, 2005
# Proposal
Mgt Rec
Vote Cast
Sponsor
1.01 Elect Joseph Ellis
For
For
Management
1.02 Elect Lew Frankfort
For
For
Management
1.03 Elect Gary W. Loveman
For
Withhold
Management
1.04 Elect Ivan Menezes
For
Withhold
Management
1.05 Elect Irene Miller
For
Withhold
Management
1.06 Elect Keith Monda
For
For
Management
1.07 Elect Michael E. Murphy
For
Withhold
Management
2 Amend annual bonus plan
For
For
Management
--------------------------------------------------------------------------------
CORNING INC.
Ticker: GLW Security ID: 219350105
Meeting Date: APR 27, 2006 Meeting Type: Annual
Record Date: FEB 27, 2006
# Proposal
Mgt Rec
Vote Cast
Sponsor
1.1 Elect Director James B. Flaws
For
For
Management
1.2 Elect Director James R. Houghton
For
For
Management
1.3 Elect Director James J. O'Connor For For Management
1.4 Elect Director Deborah D. Rieman
For
For
Management
1.5 Elect Director Peter F. Volanakis
For
For
Management
1.6 Elect Director Padmasree Warrior
For
For
Management
2 Amend Qualified Employee Stock Purchase
For
For
Management
Plan
3 Amend Executive Incentive Bonus Plan
For
For
Management
4 Approve Non-Employee Director Omnibus
For
For
Management
Stock Plan
5 Ratify Auditors For For Management
6 Declassify the Board of Directors
Against
For
Shareholder
--------------------------------------------------------------------------------
EBAY INC.
Ticker: EBAY Security ID: 278642103
Meeting Date: JUN 13, 2006 Meeting Type: Annual
Record Date: APR 17, 2006
# Proposal
Mgt Rec
Vote Cast
Sponsor
1.1 Elect Director William C. Ford, Jr.
For
Withhold
Management
1.2 Elect Director Dawn G. Lepore
For
For
Management
1.3 Elect Director Pierre M. Omidyar
For
For
Management
1.4 Elect Director Richard T. Sclosberg, III
For
For
Management
2 Amend Stock Option Plan
For
Against
Management
3 Ratify Auditors
For
For
Management
--------------------------------------------------------------------------------
FRANKLIN RESOURCES, INC.
Ticker: BEN Security ID: 354613101
Meeting Date: JAN 26, 2006 Meeting Type: Annual
Record Date: NOV 30, 2005
# Proposal
Mgt Rec
Vote Cast
Sponsor
1.1 Elect Director Samuel H. Armacost
For
For
Management
1.2 Elect Director Harmon E. Burns
For
For
Management
1.3 Elect Director Charles Crocker
For
For
Management
1.4 Elect Director Joseph R. Hardiman
For
For
Management
1.5 Elect Director Robert D. Joffe
For
For
Management
1.6 Elect Director Charles B. Johnson
For
For
Management
1.7 Elect Director Rupert H. Johnson, Jr.
For
For
Management
1.8 Elect Director Thomas H. Kean
For
For
Management
1.9 Elect Director Chutta Ratnathicam
For
For
Management
1.10 Elect Director Peter M. Sacerdote
For
For
Management
1.11 Elect Director Laura Stein
For
For
Management
1.12 Elect Director Anne M. Tatlock
For
For
Management
1.13 Elect Director Louis E. Woodworth
For
For
Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
GENENTECH, INC.
Ticker: DNA Security ID: 368710406
Meeting Date: APR 20, 2006 Meeting Type: Annual
Record Date: FEB 22, 2006
# Proposal
Mgt Rec
Vote Cast
Sponsor
1.1 Elect Director Herbert W. Boyer
For
Withhold
Management
1.2 Elect Director William M. Burns
For
Withhold
Management
1.3 Elect Director Erich Hunziker
For
Withhold
Management
1.4 Elect Director Jonathan K.C. Knowles
For
Withhold
Management
1.5 Elect Director Arthur D. Levinson For Withhold Management
1.6 Elect Director Debra L. Reed
For
For
Management
1.7 Elect Director Charles A. Sanders
For
For
Management
2 Amend Qualified Employee Stock Purchase
For
For
Management
Plan
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
GILEAD SCIENCES, INC.
Ticker: GILD Security ID: 375558103
Meeting Date: MAY 10, 2006 Meeting Type: Annual
Record Date: MAR 22, 2006
# Proposal
Mgt Rec
Vote Cast
Sponsor
1.1 Elect Director Paul Berg
For
Did Not
Management
Vote
1.2 Elect Director John F. Cogan
For
Did Not
Management
Vote
1.3 Elect Director Etienne F. Davignon
For
Did Not
Management
Vote
1.4 Elect Director James M. Denny
For
Did Not
Management
Vote
1.5 Elect Director John W. Madigan
For
Did Not
Management
Vote
1.6 Elect Director John C. Martin
For
Did Not
Management
Vote
1.7 Elect Director Gordon E. Moore
For
Did Not
Management
Vote
1.8 Elect Director Nicholas G. Moore
For
Did Not
Management
Vote
1.9 Elect Director Gayle E. Wilson
For
Did Not
Management
Vote
2 Ratify Auditors
For
Did Not
Management
Vote
3 Amend Omnibus Stock Plan
For
Did Not
Management
Vote
4 Approve Executive Incentive Bonus Plan
For
Did Not
Management
Vote
5 Increase Authorized Common Stock
For
Did Not
Management
��
Vote
6 Report on Impact of HIV/AIDS, TB, and
Against
Did Not
Shareholder
Malaria Pandemics
Vote
--------------------------------------------------------------------------------
LEHMAN BROTHERS HOLDINGS INC.
Ticker: LEH Security ID: 524908100
Meeting Date: APR 5, 2006 Meeting Type: Annual
Record Date: FEB 10, 2006
# Proposal
Mgt Rec
Vote Cast
Sponsor
1.1 Elect Director Thomas H. Cruikshank
For
For
Management
1.2 Elect Director Roland A. Hernandez
For
For
Management
1.3 Elect Director Henry Kaufman
For
For
Management
1.4 Elect Director John D. Macomber
For
For
Management
2 Ratify Auditors
For
For
Management
3 Increase Authorized Common Stock
For
For
Management
4 Declassify the Board of Directors
For
For
Management
--------------------------------------------------------------------------------
MONSTER WORLDWIDE, INC.
Ticker: MNST Security ID: 611742107
Meeting Date: JUN 7, 2006 Meeting Type: Annual
Record Date: APR 25, 2006
# Proposal
Mgt Rec
Vote Cast
Sponsor
1.1 Elect Director Andrew J. McKelvey
For
For
Management
1.2 Elect Director George R. Eisele
For
For
Management
1.3 Elect Director John Gaulding
For
Withhold
Management
1.4 Elect Director Michael Kaufman
For
Withhold
Management
1.5 Elect Director Ronald J. Kramer
For
Withhold
Management
1.6 Elect Director David A. Stein
For
Withhold
Management
1.7 Elect Director John Swann
For
Withhold
Management
2 Ratify Auditors For For Management
3 Report on Board Diversity
None
Against
Shareholder
--------------------------------------------------------------------------------
MOODY'S CORPORATION
Ticker: MCO Security ID: 615369105
Meeting Date: APR 25, 2006 Meeting Type: Annual
Record Date: MAR 1, 2006
# Proposal
Mgt Rec
Vote Cast
Sponsor
1.1 Elect Director Ewald Kist
For
For
Management
1.2 Elect Director Henry A. McKinnell
For
For
Management
1.3 Elect Director John K. Wulff
For
For
Management
2 Ratify Auditors For For Management
3 Declassify the Board of Directors
Against
For
Shareholder
--------------------------------------------------------------------------------
MOTOROLA, INC.
Ticker: MOT Security ID: 620076109
Meeting Date: MAY 1, 2006 Meeting Type: Annual
Record Date: MAR 3, 2006
# Proposal
Mgt Rec
Vote Cast
Sponsor
1.1 Elect Director E. Zander
For
For
Management
1.2 Elect Director H.L. Fuller
For
Against
Management
1.3 Elect Director J. Lewent
For
For
Management
1.4 Elect Director T. Meredith
For
For
Management
1.5 Elect Director N. Negroponte
For
For
Management
1.6 Elect Director I. Nooyi
For
For
Management
1.7 Elect Director S. Scott, III
For
For
Management
1.8 Elect Director R. Sommer
For
For
Management
1.9 Elect Director J. Stengel
For
For
Management
1.10 Elect Director D. Warner, III
For
For
Management
1.11 Elect Director J. White
For
For
Management
1.12 Elect Director M. White
For
For
Management
2 Approve Omnibus Stock Plan
For
For
Management
3 Submit Shareholder Rights Plan (Poison
Against
For
Shareholder
Pill) to Shareholder Vote
--------------------------------------------------------------------------------
QUALCOMM INC.
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 7, 2006 Meeting Type: Annual
Record Date: JAN 6, 2006
# Proposal
Mgt Rec
Vote Cast
Sponsor
1.1 Elect Director Richard C. Atkinson
For
Withhold
Management
1.2 Elect Director Diana Lady Dougan
For
Withhold
Management
1.3 Elect Director Peter M. Sacerdote
For
Withhold
Management
1.4 Elect Director Marc I. Stern
For
Withhold
Management
2 Declassify the Board and Eliminate
For
For
Management
Cumulative Voting
3 Amend Omnibus Stock Plan
For
For
Management
4 Ratify Auditors For For Management
5 Adjourn Meeting
For
Against
Management
--------------------------------------------------------------------------------
ST. JUDE MEDICAL, INC.
Ticker: STJ Security ID: 790849103
Meeting Date: MAY 10, 2006 Meeting Type: Annual
Record Date: MAR 13, 2006
# Proposal
Mgt Rec
Vote Cast
Sponsor
1.1 Elect Director John W. Brown
For
Did Not
Management
Vote
1.2 Elect Director Daniel J. Starks
For
Did Not
Management
Vote
2 Approve Stock Option Plan
For
Did Not
Management
Vote
3 Ratify Auditors
For
Did Not
Management
Vote
--------------------------------------------------------------------------------
WHOLE FOODS MARKET, INC.
Ticker: �� WFMI Security ID: 966837106
Meeting Date: MAR 6, 2006 Meeting Type: Annual
Record Date: JAN 9, 2006
# Proposal
Mgt Rec
Vote Cast
Sponsor
1.1 Elect Director David W. Dupree
For
For
Management
1.2 Elect Director John B. Elstrott
For
For
Management
1.3 Elect Director Gabrielle E. Greene
For
For
Management
1.4 Elect Director Hass Hassan
For
For
Management
1.5 Elect Director John P. Mackey
For
For
Management
1.6 Elect Director Linda A. Mason
For
For
Management
1.7 Elect Director Morris J. Siegel
For
For
Management
1.8 Elect Director Ralph Z. Sorenson
For
For
Management
2 Ratify Auditors For For Management
3 Reduce Supermajority Vote Requirement
For
For
Management
4 Report on Energy Efficiency
Against
Against
Shareholder
5 Report on Toxic Substances
Against
Against
Shareholder
6 Amend Vote Requirements to Amend
Against
Against
Shareholder
Articles/Bylaws/Charter
--------------------------------------------------------------------------------
XTO ENERGY INC
Ticker: XTO Security ID: 98385X106
Meeting Date: MAY 16, 2006 Meeting Type: Annual
Record Date: MAR 31, 2006
# Proposal
Mgt Rec
Vote Cast
Sponsor
1.1 Elect Director Phillip R. Kevil
For
For
Management
1.2 Elect Director Herbert D. Simons
For
For
Management
1.3 Elect Director Vaughn O. Vennerberg, II
For
Withhold
Management
1.4 Elect Director Lane G. Collins
For
For
Management
2 Increase Authorized Common Stock
For
For
Management
3 Amend Omnibus Stock Plan
For
For
Management
4 Ratify Auditors
For
For
Management
The Saratoga Advantage Trust: Small Capitalization Portfolio | Item 1 | |||||||||
Investment Company Act file number: 811-08542 | Exhibit A2 | |||||||||
July 1, 2005 – June 30, 2006 | ||||||||||
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | |
1 | Mentor Corporation | MNT | 578188103 | 9/14/2005 | 01 | SET/CHANGE NUMBER OF DIRECTORS ON BOARD | Management | Y | For | For |
02 | ELECTION OF DIRECTORS | Management | Y | For | For | |||||
03 | AMEND LONG TERM INCENTIVE PLAN | Management | Y | For | For | |||||
04 | ADOPT STOCK PURCHASE PLAN | Management | Y | For | For | |||||
05 | APPROVE CHARTER AMENDMENT | Management | Y | For | For | |||||
|
|
|
|
| 06 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | Y | For | For |
2 | Polymedica Corporation | PLMD | 731738100 | 9/23/2005 | 01 | ELECTION OF DIRECTORS | Management | Y | For | For |
02 | AMEND INCENTIVE STOCK OPTION PLAN | Management | Y | For | For | |||||
|
|
|
|
| 03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | Y | For | For |
3 | RPM International Inc. | RPM | 749685103 | 10/7/2005 | 01 | ELECTION OF DIRECTORS | Management | Y | For | For |
4 | International Rectifier Corp | IRF | 460254105 | 11/21/2005 | 01 | ELECTION OF DIRECTORS | Management | Y | For | For |
02 | AMEND STOCK PURCHASE PLAN | Management | Y | For | For | |||||
|
|
|
|
| 03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | Y | For | For |
5 | CBRL Group, Inc. | CBRL | 12489v106 | 11/22/2005 | 01 | ELECTION OF DIRECTORS | Management | Y | For | For |
|
|
|
|
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | Y | For | For |
6 | Spinnaker Exploration Co | SKE | 84855w109 | 12/13/2005 | 01 | APPROVE MERGER AGREEMENT | Management | Y | For | For |
|
|
|
|
| 02 | APPROVE MOTION TO ADJOURN MEETING | Management | Y | For | For |
7 | Offshore Logistics, Inc. | OLG | 676255102 | 2/6/2006 | 01 | ELECTION OF DIRECTORS | Management | Y | For | For |
|
|
|
|
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | Y | For | For |
8 | IPC Holdings, LTD. | IPCR | G4933P101 | 2/21/2006 | 01 | SET/CHANGE NUMBER OF DIRECTORS ON BOARD | Management | Y | For | For |
02 | AUTHORIZE BOARD TO FILL VACANCIES | Management | Y | For | For | |||||
03 | APPROVE AUTHORIZED COMMON STOCK INCREASE | Shareholder | Y | For | For | |||||
|
|
|
|
| 04 | APPROVE AUTHORIZED PREFERRED STOCK INCREASE | Shareholder | Y | For | For |
9 | Piedmont Natural Gas Co, Inc. | PNY | 720186105 | 3/3/2006 | A | ELECTION OF DIRECTORS | Management | Y | For | For |
B | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | Y | For | For | |||||
C | APPROVE AUTHORIZED COMMON STOCK INCREASE | Shareholder | Y | For | For | |||||
|
|
|
|
| D | ADOPT INCENTIVE STOCK OPTION PLAN | Management | Y | For | For |
10 | Clarcor Inc. | CLC | 179895107 | 3/27/2006 | 01 | ELECTION OF DIRECTORS | Management | Y | For | For |
11 | A.O. Smith Corp. | AOS | 831865209 | 4/10/2006 | 01 | ELECTION OF DIRECTORS | Management | Y | For | For |
|
|
|
|
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | Y | For | For |
12 | Chattem, Inc. | CHTT | 162456107 | 4/12/2006 | 01 | ELECTION OF DIRECTORS | Management | Y | For | For |
|
|
|
|
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | Y | For | For |
13 | Arkansas Best Corp. | ABFS | 40790107 | 4/18/2006 | I | ELECTION OF DIRECTORS | Management | Y | For | For |
|
|
|
|
| II | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | Y | For | For |
14 | Borgwarner Inc. | BWA | 99724106 | 4/26/2006 | 01 | ELECTION OF DIRECTORS | Management | Y | For | For |
02 | AMEND INCENTIVE STOCK OPTION PLAN | Management | Y | For | For | |||||
|
|
|
|
| 03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | Y | For | For |
15 | OMI Corp. | OMM | Y6476W104 | 4/27/2006 | 01 | ELECTION OF DIRECTORS | Management | Y | For | For |
02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | Y | For | For | |||||
|
|
|
|
| 03 | ADOPT INCENTIVE STOCK OPTION PLAN | Management | Y | For | For |
16 | Owens & Minor, Inc. | OMI | 690732102 | 4/28/2006 | 01 | ELECTION OF DIRECTORS | Management | Y | For | For |
02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | Y | For | For | |||||
|
|
|
|
| 03 | TRANSACT OTHER BUSINESS | Management | Y | For | For |
17 | Protective Life Corp. | PL | 743674103 | 5/1/2006 | 01 | ELECTION OF DIRECTORS | Management | Y | For | For |
|
|
|
|
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | Y | For | For |
18 | West Pharmaceutical Services Inc. | WST | 955306105 | 5/2/2006 | 01 | ELECTION OF DIRECTORS | Management | Y | For | For |
19 | Aptargroup, Inc. | ATR | 38336103 | 5/3/2006 | 01 | ELECTION OF DIRECTORS | Management | Y | For | For |
20 | Scottish Re Group LTD. | SCT | G73537410 | 5/3/2006 | 01 | ELECTION OF DIRECTORS | Management | Y | For | For |
|
|
|
|
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | Y | For | For |
21 | Church & Dwight Co.,Inc. | CHD | 171340102 | 5/4/2006 | 01 | ELECTION OF DIRECTORS | Management | Y | For | For |
|
|
|
|
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | Y | For | For |
22 | Newfield Exploration Co. | NFX | 651290108 | 5/4/2006 | 01 | ELECTION OF DIRECTORS | Management | Y | For | For |
02 | ADOPT RESTRICTED STOCK AWARD PLAN | Management | Y | For | For | |||||
03 | ADOPT STOCK PURCHASE PLAN | Management | Y | For | For | |||||
|
|
|
|
| 04 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | Y | For | For |
23 | RC2 Corp. | RCRC | 749388104 | 5/5/2006 | 01 | ELECTION OF DIRECTORS | Management | Y | For | For |
24 | Teleflex Inc. | TFX | 879369106 | 5/5/2006 | 01 | ELECTION OF DIRECTORS | Management | Y | For | For |
02 | APPROVE AUTHORIZED COMMON STOCK INCREASE | Shareholder | Y | For | For | |||||
03 | APPROVE CASH/STOCK BONUS PLAN | Management | Y | For | For | |||||
|
|
|
|
| 04 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | Y | For | For |
25 | Applebee's International, Inc. | APPB | 37899101 | 5/11/2006 | 01 | ELECTION OF DIRECTORS | Management | Y | For | For |
02 | AMEND CASH/STOCK BONUS PLAN | Management | Y | For | For | |||||
03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | Y | For | For | |||||
|
|
|
|
| 04 | S/H PROPOSAL - ANIMAL RIGHTS | Shareholder | Y | Against | Against |
26 | Albany International Corp. | AIN | 12348108 | 5/12/2006 | A | ELECTION OF DIRECTORS | Management | Y | For | For |
|
|
|
|
| B | MISCELLANEOUS COMPENSATION PLANS | Management | Y | For | For |
27 | Maverick Tube Corp. | MVK | 577914104 | 5/15/2006 | 01 | ELECTION OF DIRECTORS | Management | Y | For | For |
|
|
|
|
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | Y | For | For |
28 | Conmed Corp. | CNMD | 207410101 | 5/16/2006 | 01 | ELECTION OF DIRECTORS | Management | Y | For | For |
02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | Y | For | For | |||||
|
|
|
|
| 03 | ADOPT INCENTIVE STOCK OPTION PLAN | Management | Y | For | For |
29 | Grey Wolf, Inc. | GW | 397888108 | 5/16/2006 | 01 | ELECTION OF DIRECTORS | Management | Y | For | For |
30 | Nash-Finch Company | NAFC | 631158102 | 5/16/2006 | 01 | ELECTION OF DIRECTORS | Management | Y | For | For |
31 | Performance Food Group Company | PFGC | 713755106 | 5/16/2006 | 01 | ELECTION OF DIRECTORS | Management | Y | For | For |
32 | Questar Corp. | STR | 748356102 | 5/16/2006 | 01 | ELECTION OF DIRECTORS | Management | Y | For | For |
33 | YRC Worldwide Inc. | YRCW | 984249102 | 5/16/2006 | 01 | ELECTION OF DIRECTORS | Management | Y | For | For |
34 | Cimarex Energy Co. | XEC | 171798101 | 5/17/2006 | 01 | ELECTION OF DIRECTORS | Management | Y | For | For |
02 | AMEND RESTRICTED STOCK AWARD PLAN | Management | Y | For | For | |||||
|
|
|
|
| 03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | Y | For | For |
35 | Labor Ready, Inc. | LRW | 505401208 | 5/17/2006 | 01 | ELECTION OF DIRECTORS | Management | Y | For | For |
|
|
|
|
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | Y | For | For |
36 | Technitrol, Inc. | TNL | 878555101 | 5/17/2006 | 01 | ELECTION OF DIRECTORS | Management | Y | For | For |
37 | Tupperware Brands Corp. | TUP | 899896104 | 5/17/2006 | 01 | ELECTION OF DIRECTORS | Management | Y | For | For |
02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | Y | For | For | |||||
03 | AMEND DIRECTOR STOCK OPTION PLAN | Management | Y | For | For | |||||
|
|
|
|
| 04 | ADOPT INCENTIVE STOCK OPTION PLAN | Management | Y | For | For |
38 | Granite Construction Inc. | GVA | 387328107 | 5/22/2006 | 01 | ELECTION OF DIRECTORS | Management | Y | For | For |
02 | APPROVE AUTHORIZED COMMON STOCK INCREASE | Shareholder | Y | For | For | |||||
|
|
|
|
| 03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | Y | For | For |
39 | Belden CDT Inc. | BDC | 77454106 | 5/24/2006 | 01 | ELECTION OF DIRECTORS | Management | Y | For | For |
|
|
|
|
| 02 | AMEND INCENTIVE STOCK OPTION PLAN | Management | Y | For | For |
40 | BJ's Wholesale, Inc. | BJ | 05548J106 | 5/25/2006 | 01 | ELECTION OF DIRECTORS | Management | Y | For | For |
02 | S/H PROPOSAL - CORPORATE GOVERNANCE | Shareholder | Y | Against | Against | |||||
|
|
|
|
| 03 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | Y | For | For |
41 | Supervalue Inc. | SVU | 868536103 | 5/30/2006 | 01 | APPROVE MERGER AGREEMENT | Management | Y | For | For |
|
|
|
|
| 02 | APPROVE MOTION TO ADJOURN MEETING | Management | Y | For | For |
42 | Landry's Restaurants, Inc. | LNY | 51508L103 | 6/1/2006 | 01 | ELECTION OF DIRECTORS | Management | Y | For | For |
|
|
|
|
| 02 | AMEND INCENTIVE STOCK OPTION PLAN | Management | Y | For | For |
43 | IPC Holdings, LTD. | IPCR | G4933P101 | 6/16/2006 | A | ELECTION OF DIRECTORS | Management | Y | For | For |
B | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | Y | For | For | |||||
|
|
|
|
| C | MISCELLANEOUS CORPORATE GOVERNANCE | Management | Y | For | For |
44 | Claire's Stores, Inc. | CLE | 179584107 | 6/27/2006 | 01 | ELECTION OF DIRECTORS | Management | Y | For | For |
|
|
|
|
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | Y | For | For |
45 | Supervalue Inc. | SVU | 868536103 | 6/28/2006 | 1A | MISCELLANEOUS CORPORATE GOVERNANCE | Management | Y | For | For |
1B | MISCELLANEOUS CORPORATE GOVERNANCE | Management | Y | For | For | |||||
1C | MISCELLANEOUS CORPORATE GOVERNANCE | Management | Y | For | For | |||||
1D | MISCELLANEOUS CORPORATE GOVERNANCE | Management | Y | For | For | |||||
1E | MISCELLANEOUS CORPORATE GOVERNANCE | Management | Y | For | For | |||||
|
|
|
|
| 02 | RATIFY APPOINTMENT OF INDEPENDENT AUDITORS | Management | Y | For | For |
46 | Remington Oil and Gas Corp. | REM | 759594302 | 6/29/2006 | 01 | APPROVE MERGER AGREEMENT | Management | Y | For | For |
02 | APPROVE MOTION TO ADJOURN MEETING | Management | Y | For | For | |||||
Saratoga Advantage Trust - Saratoga Mid Capitalization Portfolio | Item 1, Exhibit A3a | |||||||
ICA File Number: 811-08542 | ||||||||
JULY 1, 2005 - APRIL 17, 2006 | ||||||||
Exchange | Meeting | Mgmt/Shdr | With/Against Mgmt. | |||||
Security Issuer | Ticker | Cusip | Date | Item Description | Proposed | Vote Cast | How | Recommendation |
Symantec Corp | SYMC | 871503108 | 9/16/2005 | To Elect 10 Directors | Mgmt | Yes | For | With |
To ratify selection of KPMG LLP as Symantec's independent auditors for the 2006 fiscal year | Mgmt | Yes | For | With | ||||
Flextronics International Ltd. | FLEX | Y2573F102 | 9/20/2005 | To Elect 2 Directros | Mgmt | Yes | For | With |
Re-appointment of Patrick Foley as director of the company | Mgmt | Yes | For | With | ||||
To re-appoint Deloitte & Touche LLP as independent auditors of company for the fiscal year ending 3/31/06 & to authorize Board of Directors to fix their remuneration. | Mgmt | Yes | For | With | ||||
To approve authorization for directors of the company to allot & issue ordinary shares. | Mgmt | Yes | For | With | ||||
To approve director cash compensation & add'l. cash compensation for the chairman of the audit committee (if appointed) & for committee participation | Mgmt | Yes | For | With | ||||
To approve proposed renewal of the share purchase mandate relating to acquisitions by the company of its own issued ordinary shares. | Mgmt | Yes | For | With | ||||
Check Point Software Technologies Ltd | CHKP | M22465104 | 9/27/2005 | To Elect 5 Directors | Mgmt | Yes | For | With |
To ratify appointment & compensation of Check Point's independent public accountants | Mgmt | Yes | For | With | ||||
To ratify & approve Check Point's new Equity Incentive Plans | Mgmt | Yes | For | With | ||||
To ratify & approve an extension of Check Point's 1996 Employee Stock Purchase Plan | Mgmt | Yes | For | With | ||||
To amend Check Point's articles of association regarding insurance, indemnification & exculpation | Mgmt | Yes | For | With | ||||
To approve corresponding amendments to the indemnification agreements with each of Check Point's directors | Mgmt | Yes | For | With | ||||
To amend Check Point's articles of association regarding distribution of annual financial statements | Mgmt | Yes | For | With | ||||
To approve compensation to certain executive officers who are also Board members | Mgmt | Yes | For | With | ||||
To approve cash compensation of Check Point's directors who are not employees | Mgmt | Yes | For | With | ||||
I have a "personal interest" in Item 5 - Mark "For" if you have a "personal interest" | Mgmt | Yes | Against | No recommendation | ||||
I have a "personal interest" in Item 6 - Mark "For" if you have a "personal interest" | Mgmt | Yes | Against | No recommendation | ||||
I have a "personal interest" in Item 8 - Mark "For" if you have a "personal interest" | Mgmt | Yes | Against | No recommendation | ||||
Ruby Tuesday Inc | RI | 781182100 | 10/5/2005 | To Elect 3 Directors | Mgmt | Yes | For | With |
To approve an amendment to the company's 2003 Stock Incentive Plan | Mgmt | Yes | Against | Against | ||||
To ratify selection of KPMG LLP to serve as company's independent registered public accounting firm for fiscal year ending 6/6/06 | Mgmt | Yes | For | With | ||||
To consider shareholder proposal requesting that an independent committee of Board of Directors review company's policies for monitoring food products containing genetically engineered ingredients & issue report to shareholders within 6 months, as more fully described in the proxy statement | Shdr | Yes | Against | With | ||||
OmniVision Technologies Inc | OVTI | 682128103 | 9/28/2005 | To Elect 2 Directors | Mgmt | Yes | For | With |
Ratification of PriceWaterHouseCoopers LLP as company's independent registered public acctg. firm for fiscal year ending 4/30/06 | Mgmt | Yes | For | With | ||||
Briggs & Stratton Corp | BGG | 109043109 | 10/19/2005 | To Elect 3 Directors | Mgmt | Yes | For | With |
Ratification of PriceWaterHouseCoopers LLP as company's independent auditor | Mgmt | Yes | For | With | ||||
Affiliated Computer Services Inc | ACS | 8190100 | 10/27/2005 | To Elect 7 Directors | Mgmt | Yes | For | With |
To approve performance-based incentive compensation for the corporation's executive officers | Mgmt | Yes | For | With | ||||
To ratify the appointment of PriceWaterHouseCoopers LLP as corporation's independent registered public accounting firm for fiscal year 2006. | Mgmt | Yes | For | With | ||||
To retain and investment banker to develp a recapitalization plan. | Mgmt | Yes | For | With | ||||
Saks Incorporated | SKS | 79377W108 | 12/8/2005 | To Elect 3 Directors | Mgmt | Yes | For | With |
To ratify appointment of PriceWaterHouseCoopers LLP as independent registered public acctg.firm of the company | Mgmt | Yes | For | With | ||||
To approve amendment to company's amended & restated charter to eliminate specified Supermajority voting requirements | Mgmt | Yes | For | With | ||||
Proposal by Shareholder-classified board | Shdr | Yes | Against | With | ||||
Proposal by Shareholder-cumulative voting in election of directors | Shdr | Yes | Against | With | ||||
Proposal by Shareholder-Director-Election vote standard | Shdr | Yes | Against | With | ||||
Rockwell Automation, Inc. | ROK | 773903109 | 2/1/2006 | To Elect 3 Directors | Mgmt | Yes | For | With |
Approve the selection of auditors | Mgmt | Yes | For | With | ||||
Esco Technologies Inc. | ESE | 296315104 | 2/2/2006 | To Elect 3 Directors | Mgmt | Yes | For | With |
Approval of incentive compensation plan for executive officers | Mgmt | Yes | For | With | ||||
Ratification of company's selection of KPMG LLP as independent auditors for fiscal year ending September 30. 2006 | Mgmt | Yes | For | With | ||||
Fair Isaac Corporation | FIC | 303250104 | 2/6/2006 | To Elect 8 Directors | Mgmt | Yes | For | With |
To ratify appt.of Deloitte & Touche LLP as company's independent auditors for the current fiscal year. | Mgmt | Yes | For | With | ||||
Avaya Inc. | AV | 53499109 | 2/10/2006 | To Elect 2 Directors | Mgmt | Yes | For | With |
Ratification of selection of PricewaterhouseCoopers LLP as independent auditors for fiscal 2006 | Mgmt | Yes | For | With | ||||
Joy Global Inc. | JOYG | 481165108 | 2/23/2006 | To Elect 7 Directors | Mgmt | Yes | For | With |
Nabors Industries, Ltd. | NBR | G6359F103 | 3/30/2006 | Amendment to amended and restated bye-laws to increase the total number of shares of common stock. | Mgmt | Yes | For | With |
PPG Industries Inc. | PPG | 693506107 | 4/20/2006 | To Elect 4 Directors | Mgmt | Yes | For | With |
To apporove the PPG Inductries, Inc. Omnibus Incentive Plan | Mgmt | Yes | For | With | ||||
To endorse the appointment of Deloitte & Touche LLP as the company's independent registered public accounting firm for 2006. | Mgmt | Yes | For | With | ||||
Compass Bancshares, Inc. | CBSS | 20449H109 | 4/17/2006 | To Elect 3 Directors | Mgmt | Yes | For | With |
Approval and ratification of the Compass Bancshares, Inc 206 incentive compensation plan. | Mgmt | Yes | For | With | ||||
Noble Corporation | NE | G65422100 | 4/27/2006 | To Elect 3 Directors | Mgmt | Yes | For | With |
Approval of the appointment of PricewaterhouseCoopsers LLP as independent auditors for 2006. | Mgmt | Yes | For | With | ||||
Member (shareholder) proposal to separate the positions fo chariman/chief executive officer. | Shdr | Yes | Against | With | ||||
Arch Coal, Inc. | ACI | 039380100 | 4/27/2006 | To Elect 5 Directors | Mgmt | Yes | For | With |
Approval of amendment to certificate of incorporation to increase authorized shares. | Mgmt | Yes | For | With | ||||
Covance Inc. | CVD | 222816100 | 5/10/2006 | To Elect 2 Directors | Mgmt | Yes | For | With |
BorgWarner Inc. | BWA | 099724106 | 4/26/2006 | To Elect 4 Directors | Mgmt | Yes | For | With |
To vote upon a proposal to approve the amendment to the BorgWarner Inc. 2004 stock incentive plan. | Mgmt | Yes | For | With | ||||
To ratify the appointment of Deloitte & Touche LLP as independent registered public acounting firm for the company for 2006. | Mgmt | Yes | For | With | ||||
Lousiana Pacific Corp. | LPX | 546347105 | 5/4/2006 | To Elect 3 Directors | Mgmt | Yes | For | With |
Ratification of selection of independent auditors. | Mgmt | Yes | For | With | ||||
Choicepoint Inc. | CPS | 170388102 | 4/25/2006 | To Elect 5 Directors | Mgmt | Yes | For | With |
Proposal to approve amendments to the company's articles of incorporation and the ameded and restated bylaws to declassify the board of directors. | Mgmt | Yes | For | With | ||||
Proposal to approve Choicepoint Inc. 2006 Omnibus Incentive Plan. | Mgmt | Yes | For | With | ||||
Proposal to ratify the appointment of Deloitte & Touche LLP as independent registered public accountants for Choicepoint for the year ending December 31, 2006. | Mgmt | Yes | For | With | ||||
Marriott International, Inc. | MAR | 571903202 | 4/28/2006 | To Elect 3 Directors | Mgmt | Yes | For | With |
Ratification of appointment of Ernst & Young LLP as principal independent auditor. | Mgmt | Yes | For | With | ||||
Approval of amendments oto the charter to declassify the board of directors and establish annual election of all directors. | Mgmt | Yes | For | With | ||||
Shareholder proposal to require election of directors by a majority of votes cast at an annual meeting. | Shdr | Yes | For | With | ||||
Lone Star Technologies Inc. | LSS | 542312103 | 4/24/2006 | To Elect 5 Directors | Mgmt | Yes | For | With |
Approve the appointment of Deloitte & Touche LLP as the company's independent accountants for 2006. | Mgmt | Yes | For | With | ||||
AnnTaylor Stores Corp. | ANN | 036115103 | 4/27/2006 | To Elect 3 Directors | Mgmt | Yes | For | With |
Approve the amendment of the company's certificate of incorporation to increase the number of authorized shares of common stock of the company from 120,000,000 shares to 200,000,000 shares. | Mgmt | Yes | For | With | ||||
Approve certain amendments to the company's 2003 equity incentive plan. | Mgmt | Yes | For | With | ||||
Ratify the engagtement of Deloitte & touche LLP as independent auditors for fiscal year 2006. | Mgmt | Yes | For | With | ||||
Protective Life Corp. | PL | 743674103 | 5/1/2006 | To Elect 12 Directors | Mgmt | Yes | For | With |
Proposal to ratify the appointment of PriceWaterhouse Coopers LLP as the company's independent accountants. | Mgmt | Yes | For | With | ||||
Charles River Laboratories, Intl. | CRL | 159864107 | 5/9/2006 | To Elect 7 Directors | Mgmt | Yes | For | With |
Proposal to ratify the appointment of PriceWaterhouse Coopers LLP as the company's independent auditors for the fiscal year ending December 30, 2006. | Mgmt | Yes | For | With | ||||
Encore Acquisition Co. | EAC | 29255W100 | 5/2/2006 | To Elect 8 Directors | Mgmt | Yes | For | With |
Ratification of appointment of independent registered public accounting firm | Mgmt | Yes | For | With | ||||
Item I, Exhibit A3b
SARATOGA ADVANTAGE TRUST – SARATOGA MID CAPITALIZATION FUND
ICA File Number: 811-08542
Reporting Period: 04/18/2006 - 06/30/2006
CENTURY ALUMINUM COMPANY
Ticker: CENX Security ID: 156431108
Meeting Date: JUN 9, 2006 Meeting Type: Annual
Record Date: MAY 10, 2006
# Proposal
Mgt Rec
Vote Cast
Sponsor
1.1 Elect Director Logan W. Kruger
For
For
Management
1.2 Elect Director Willy R. Strothotte
For
For
Management
1.3 Elect Director Jarl Berntzen
For
For
Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ROPER INDUSTRIES, INC.
Ticker: ROP Security ID: 776696106
Meeting Date: JUN 28, 2006 Meeting Type: Annual
Record Date: APR 29, 2006
# Proposal
Mgt Rec
Vote Cast
Sponsor
1.1 Elect Director Wilbur J. Prezzano
For
Did Not
Management
Vote
1.2 Elect Director Robert D. Johnson
For
Did Not
Management
Vote
2 Approve Omnibus Stock Plan
For
Did Not
Management
Vote
3 Amend Votes Per Share of Existing Stock
For
Did Not
Management
Vote
4 Ratify Auditors
For
Did Not
Management
Vote
5 Other Business
For
Did Not
Management
Vote
Saratoga Advantage Trust - Saratoga Energy and Basic Materials Portfolio | Item 1, Exhibit A4a | |||||||
ICA File Number: 811-08542 | ||||||||
JULY 1, 2005 - APRIL 17, 2006 | ||||||||
Exchange | Meeting | Mgmt/Shdr | With/Against Mgmt. | |||||
Security Issuer | Ticker | Cusip | Date | Item Description | Proposed | Vote Cast | How | Recommendation |
Air Products & Chemicals Inc. | APD | 009158106 | 1/26/2006 | To Elect 4 Directors | Mgmt | Yes | For | With |
Appointment of independent registered public accountants: ratification of appt.of KPMG LLP,as independent registered public accountants for fiscal year 2006 | Mgmt | Yes | For | With | ||||
Amendments to long-term incentive plan: approval of amendment to the long-term incentive plan | Mgmt | Yes | For | With | ||||
Approve annual incentive plan terms: approve annual incentive plan terms to allow deductibility | Mgmt | Yes | For | With | ||||
Joy Global Inc. | JOYG | 481165108 | 2/23/2006 | To Elect 7 Directors | Mgmt | Yes | For | With |
Nabors Industries Ltd. | NBR | G6359F103 | 3/30/2006 | Amendment to amended and restated by-laws to increase the total number of shares of common stock. | Mgmt | Yes | For | With |
Schlumberger Ltd. | SLB | 806857108 | 4/12/2006 | To Elect 12 Directors | Mgmt | Yes | For | With |
Adoption and approval of financials and dividends | Mgmt | Yes | For | With | ||||
Adoption of amendment to the articles of incorporation | Mgmt | Yes | For | With | ||||
Approval of amendment and restatement of the Schlumberger 2005 stock option plan | Mgmt | Yes | For | With | ||||
Approval of independ registered public accounting firm | Mgmt | Yes | For | With | ||||
Burlington Resources Inc. | BR | 122014103 | 3/30/2006 | Approval and adoption of the agreement and plan of merger, dated as of December 12, 2005, by and among ConocoPhillips, Cello Acquisition Corp. and Burlington Resources Inc. | Mgmt | Yes | For | With |
Approval of an adjournment of postponement of the special meeting, if necessary, to solicit additional proxies. | Mgmt | Yes | For | With | ||||
Praxair, Inc. | PX | 74005P104 | 4/25/2006 | To Elect 4 Directors | Mgmt | Yes | For | With |
Proposal to approve an amendment to the Praxair, Inc. certificate of incorporation to declassify the board. | Mgmt | Yes | For | With | ||||
Proposal to re-approve performance goals under Praxair's section 162(M) plan. | Mgmt | Yes | For | With | ||||
Proposal to ratify the appointment of the independent auditor. | Mgmt | Yes | For | With | ||||
Syntroleum Corporation | SYNM | 871630109 | 4/24/2006 | To Elect 4 Directors | Mgmt | Yes | For | With |
Approval of an amendment to the joint development agreement with Sovereign Oil & Gas Co. II, LLC | Mgmt | Yes | For | With | ||||
Ratification of appointment of the firm of Grant Thornton LLP as Syntroleum Corp. independent registerd public accounting firm. | Mgmt | Yes | For | With | ||||
Occidental Petroleum Corp. | OXY | 674599105 | 5/5/2006 | To Elect 12 Directors | Mgmt | Yes | For | With |
The ratification of the selection of KPMG as independent auditors. | Mgmt | Yes | For | With | ||||
Approval of increase in authorized capital stock. | Mgmt | Yes | For | With | ||||
Limit on executive compensation. | Mgmt | Yes | Against | With | ||||
Scientific report on global warming/cooling. | Mgmt | Yes | Against | With | ||||
Election of directors by majority vote. | Mgmt | Yes | Against | With | ||||
Noble Corporation | NE | G65422100 | 4/27/2006 | To Elect 3 Directors | Mgmt | Yes | For | With |
Approval of the appointment of PricewaterhouseCoopsers LLP as independent auditors for 2006. | Mgmt | Yes | For | With | ||||
Member (shareholder) proposal to separate the positions fo chariman/chief executive officer. | Shdr | Yes | Against | With | ||||
Arch Coal, Inc. | ACI | 039380100 | 4/27/2006 | To Elect 5 Directors | Mgmt | Yes | For | With |
Approval of amendment to certificate of incorporation to increase authorized shares. | Mgmt | Yes | For | With | ||||
Chevron Corporation | CVX | 166764100 | 4/26/2006 | To Elect 13 Directors | Mgmt | Yes | For | With |
Ratification of independent registered public acounting firm. | Mgmt | Yes | For | With | ||||
Amend company by-laws to include proponent reimbursement. | Mgmt | Yes | Against | With | ||||
Report on oil & gas drilling in protected areas. | Mgmt | Yes | Against | With | ||||
Report on political contributions | Mgmt | Yes | Against | With | ||||
Adopt an animal welfare policy. | Mgmt | Yes | Against | With | ||||
Report on human rights | Mgmt | Yes | Against | With | ||||
Report on Ecuador | Mgmt | Yes | Against | With | ||||
Lousiana Pacific Corp. | LPX | 546347105 | 5/4/2006 | To Elect 3 Directors | Mgmt | Yes | For | With |
Ratification of selection of independent auditors. | Mgmt | Yes | For | With | ||||
Compass Minerals International Inc. | CMP | 20451N101 | 5/11/2006 | To Elect 3 Directors | Mgmt | Yes | For | With |
Ratify the appointment of Ernst & Young LLP as the company's independent auditors for 2006. | Mgmt | Yes | For | With | ||||
Lone Star Technologies Inc. | LSS | 542312103 | 4/24/2006 | To Elect 5 Directors | Mgmt | Yes | For | With |
Approve the appointment of Deloitte & Touche LLP as the company's independent accountants for 2006. | Mgmt | Yes | For | With | ||||
Rowan Companies, Inc. | RDC | 779382100 | 4/28/2006 | To Elect 2 Directors | Mgmt | Yes | For | With |
The ratification of the appointment of Deloitte & Touche LLP as independent auditors for 2006. | Mgmt | Yes | For | With | ||||
Encore Acquisition Co. | EAC | 29255W100 | 5/2/2006 | To Elect 8 Directors | Mgmt | Yes | For | With |
Ratification of appointment of independent registered public accounting firm | Mgmt | Yes | For | With | ||||
THE SARATOGA ADVANTAGE TRUST: ENERGY AND BASIC MATERIALS PORTFOLIO | Item 1 | |||||||||
Investment Company Act file number: 811-08542 | Exhibit A4b | |||||||||
Date of reporting period: 4/18/2006 - 6/30/2006 | ||||||||||
a) Issuer's Name | b) Ticker | c) CUSIP | d) Mtg Date | Mtg Type | Proposal # | e) Matter Identification | f) Proposal Type | g) Voted | h) Vote | i) For/Agnst Mgmt |
NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA |
NA - Not applicable, no voting to report. | ||||||||||
THE SARATOGA ADVANTAGE TRUST: INTERNATIONAL EQUITY PORTFOLIO | Item 1, Exhibit A5 | ||||||||
Investment Company Act file number: 811-08542 | |||||||||
For the Period July 1, 2005 to June 30, 2006 | |||||||||
|
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| Meeting | Meeting |
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|
| For/Against |
Name | Ticker | CUSIP # | Date | Type | Ballot # | Item Description | M/S | Vote Cast | Mgt |
Nokia Corp. | NOK | 654902204 | 03/30/06 | Annual | 1 | APPROVAL OF THE INCOME STATEMENTS AND THE BALANCE SHEETS. | M | For | For |
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| 2 | PROPOSAL TO THE ANNUAL GENERAL MEETING OF A DIVIDEND OF EUR 0.37 PER SHARE. | M | For | For | ||
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| 3 | APPROVAL OF THE DISCHARGE OF THE CHAIRMAN, THE MEMBERS OF THE BOARD OF DIRECTORS AND THE PRESIDENT FROM LIABILITY. | M | For | For | ||
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| 4 | APPROVAL OF THE REMUNERATION TO BE PAID TO THE MEMBERS OF THE BOARD OF DIRECTORS. | M | For | For | ||
|
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| 5 | PROPOSAL ON THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS AS PROPOSED BY THE CORPORATE GOVERNANCE AND NOMINATION COMMITTEE. | M | For | For | ||
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| 6.1 | Elect Director Paul J. Collins | M | For | For | ||
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| 6.2 | Elect Director Georg Ehrnrooth | M | For | For | ||
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| 6.3 | Elect Director Daniel R. Hesse | M | For | For | ||
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| 6.4 | Elect Director Bengt Holmstrom | M | For | For | ||
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| 6.5 | Elect Director Per Karlsson | M | For | For | ||
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| 6.6 | Elect Director Edouard Michelin | M | For | For | ||
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| 6.7 | Elect Director Jorma Ollila | M | For | For | ||
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| 6.8 | Elect Director Marjorie Scardino | M | For | For | ||
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| 6.9 | Elect Director Keijo Suila | M | For | For | ||
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| 6.10 | Elect Director Vesa Vainio | M | For | For | ||
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| 7 | APPROVAL OF THE REMUNERATION TO BE PAID TO THE AUDITOR. | M | For | For | ||
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| 8 | APPROVAL OF THE RE-ELECTION OF PRICEWATERHOUSECOOPERS OY AS THE AUDITORS FOR FISCAL YEAR 2006. | M | For | For | ||
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| 9 | PROPOSAL OF THE BOARD TO REDUCE THE SHARE CAPITAL THROUGH CANCELLATION OF NOKIA SHARES HELD BY COMPANY. | M | For | For | ||
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| 10 | AUTHORIZATION TO THE BOARD TO INCREASE THE SHARE CAPITAL OF THE COMPANY. | M | For | For | ||
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| 11 | AUTHORIZATION TO THE BOARD TO REPURCHASE NOKIA SHARES. | M | For | For | ||
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| 12 | AUTHORIZATION TO THE BOARD TO DISPOSE NOKIA SHARES HELD BY THE COMPANY. | M | For | For | ||
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| 13 | MARK THE FOR BOX IF YOU WISH TO INSTRUCT NOKIA S LEGAL COUNSELS TO VOTE IN THEIR DISCRETION ON YOUR BEHALF ONLY UPON ITEM 13. | M | For | For | ||
Canon Inc. | CAJ | 138006309 | 03/30/06 | Annual | 1 | APPROVAL OF THE PROPOSAL OF PROFIT APPROPRIATION FOR THE 105TH BUSINESS TERM | M | For | For |
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| 2 | PARTIAL AMENDMENT OF THE ARTICLES OF INCORPORATION. GIST OF THIS ITEM IS SET FORTH IN THE ENCLOSED REFERENCE MATERIALS FOR EXERCISE OF VOTING RIGHTS. | M | For | For | ||
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| 3 | ELECTION OF TWENTY-SIX DIRECTORS | M | For | For | ||
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| 4 | ELECTION OF TWO CORPORATE AUDITORS | M | For | For | ||
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| 5 | GRANT OF RETIRING ALLOWANCE TO DIRECTORS AND CORPORATE AUDITOR TO BE RETIRED | M | For | For | ||
Petroleo Brasileiro | PBR | 71654V408 | 04/03/06 | Annual | 1 | APPROVAL OF THE MANAGEMENT REPORT, FINANCIAL STATEMENTS AND AUDIT COMMITTEE S OPINION FOR THE FISCAL YEAR 2005. | M | For | For |
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| 2 | APPROVAL OF THE CAPITAL EXPENDITURE BUDGET FOR THE FISCAL YEAR 2006. | M | For | For | ||
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| 3 | APPROVAL OF THE DISTRIBUTION OF RESULTS FOR THE FISCAL YEAR 2005. | M | For | For | ||
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| 4 | APPROVAL OF THE ELECTION OF MEMBERS OF THE BOARD OF DIRECTORS. | M | For | For | ||
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| 5 | APPROVAL OF THE ELECTION OF CHAIRMAN OF THE BOARD OF DIRECTORS. | M | For | For | ||
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| 6 | APPROVAL OF THE ELECTION OF MEMBERS OF THE FISCAL COUNCIL AND THEIR RESPECTIVE SUBSTITUTES. | M | For | For | ||
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| 7 | APPROVAL OF THE ESTABLISHMENT OF THE MANAGEMENT COMPENSATION, AS WELL AS THEIR PARTICIPATION IN THE PROFITS PURSUANT TO ARTICLES 41 AND 56 OF THE COMPANY S BYLAWS, AS WELL OF MEMBERS OF THE FISCAL COUNCIL. | M | Against | Against | ||
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| 8 | APPROVAL OF THE INCREASE IN THE CAPITAL STOCK THROUGH THE INCORPORATION OF PART OF THE REVENUE RESERVES CONSTITUTED IN PREVIOUS FISCAL YEARS AMOUNTING TO R$ 15.352 MILLION, INCREASING THE CAPITAL STOCK FROM R$ 32,896 MILLION TO R$ 48.248 MILLION WITHOUT | M | For | For | ||
Canadian National Railway Company | CNI | 136375102 | 04/21/06 | Annual | 1.1 | Elect Director Michael R. Armellino | M | For | For |
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| 1.2 | Elect Director A. Charles Baillie | M | For | For | ||
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| 1.3 | Elect Director Hugh J. Bolton | M | For | For | ||
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| 1.4 | Elect Director Purdy Crawford | M | For | For | ||
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| 1.5 | Elect Director J.V. Raymond Cyr | M | For | For | ||
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| 1.6 | Elect Director Ambassador Gordon D. Giffin | M | For | For | ||
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| 1.7 | Elect Director James K. Gray | M | For | For | ||
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| 1.8 | Elect Director E. Hunter Harrison | M | For | For | ||
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| 1.9 | Elect Director Edith E. Holiday | M | For | For | ||
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| 1.10 | Elect Director V. Maureen Kempston Darkes | M | For | For | ||
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| 1.11 | Elect Director Robert H. Lee | M | For | For | ||
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| 1.12 | Elect Director Denis Losier | M | For | For | ||
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| 1.13 | Elect Director The Hon. Edward C. Lumley | M | For | For | ||
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| 1.14 | Elect Director David G.A. McLean | M | For | For | ||
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| 1.15 | Elect Director Robert Pace | M | For | For | ||
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| 2 | Ratify KPMG LLP as Auditors | M | For | For | ||
Petro-Canada | PCZ | 71644E102 | 04/25/06 | Annual | 1.1 | Elect Director Ron A. Brenneman | M | For | For |
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| 1.2 | Elect Director Angus A. Bruneau | M | For | For | ||
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| 1.3 | Elect Director Gail Cook-Bennett | M | For | For | ||
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| 1.4 | Elect Director Richard J. Currie | M | For | For | ||
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| 1.5 | Elect Director Claude Fontaine | M | For | For | ||
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| 1.6 | Elect Director Paul Haseldonckx | M | For | For | ||
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| 1.7 | Elect Director Thomas E. Kierans | M | For | For | ||
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| 1.8 | Elect Director Brian F. MacNeill | M | For | For | ||
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| 1.9 | Elect Director Maureen McCaw | M | For | For | ||
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| 1.10 | Elect Director Paul D. Melnuk | M | For | For | ||
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| 1.11 | Elect Director Guylaine Saucier | M | For | For | ||
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| 1.12 | Elect Director James W. Simpson | M | For | For | ||
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| 2 | Ratify Deloitte & Touche LLP as Auditors | M | For | For | ||
Cemex S.A. | CX | 151290889 | 04/27/06 | Special | 1 | PROPOSAL TO SPLIT EACH OF THE COMPANY'S ORDINARY COMMON SHARES SERIES A AND SERIES B SHARES AND AMEND ARTICLE 6 OF THE COMPANY S BY-LAWS. | M | For | For |
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| 2 | PROPOSAL TO CHANGE THE COMPANY S BY-LAWS. | M | For | For | ||
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| 3 | APPOINTMENT OF DELEGATES TO FORMALIZE THE RESOLUTIONS ADOPTED AT THE MEETING AND THE CHANGES IN THE COMPANY S BY-LAWS OR ESTATUTOS SOCIALES, IF APPLICABLE. | M | For | For | ||
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| 4 | APPROVAL OF THE FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2005. | M | For | For | ||
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| 5 | ALLOCATION OF PROFITS AND THE MAXIMUM AMOUNT OF FUNDS TO BE USED FOR THE PURCHASE OF COMPANY SHARES. | M | For | For | ||
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| 6 | PROPOSAL TO INCREASE THE CAPITAL STOCK OF THE COMPANY IN ITS VARIABLE PORTION. | M | For | For | ||
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| 7 | APPOINTMENT OF DIRECTORS AND STATUTORY AUDITORS, AND PRESIDENT OF THE AUDIT COMMITTEE AND SOCIETAL PRACTICES. | M | For | For | ||
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| 8 | COMPENSATION OF DIRECTORS, STATUTORY AUDITORS AND AUDIT AND SOCIETAL PRACTICES COMMITTEE. | M | Against | Against | ||
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| 9 | APPOINTMENT OF DELEGATES TO FORMALIZE THE RESOLUTIONS ADOPTED AT THE MEETING. | M | For | For | ||
Taiwan Semiconductor Manufacturing Co. | TSM | 874039100 | 05/16/06 | Annual | 1 | TO ACCEPT 2005 BUSINESS REPORT AND FINANCIAL STATEMENTS. | M | For | For |
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| 2 | TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF 2005 PROFITS. | M | For | For | ||
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| 3 | TO APPROVE THE CAPITALIZATION OF 2005 DIVIDENDS, 2005 EMPLOYEE PROFIT SHARING, AND CAPITAL SURPLUS. | M | For | For | ||
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| 4 | TO APPROVE REVISIONS TO THE ARTICLES OF INCORPORATION. | M | For | For | ||
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| 5.1 | Elect Director Morris Chang | M | For | For | ||
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| 5.2 | Elect Director J.C. Lobbezoo | M | For | For | ||
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| 5.3 | Elect Director F.C. Tseng | M | For | For | ||
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| 5.4 | Elect Director Stan Shih | M | For | For | ||
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| 5.5 | Elect Director Chintay Shih | M | For | For | ||
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| 5.6 | Elect Director Sir Peter L. Bonfield | M | For | For | ||
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| 5.7 | Elect Director Lester Carl Thurow | M | For | For | ||
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| 5.8 | Elect Director Rick Tsai | M | For | For | ||
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| 5.9 | Elect Director Carleton S. Fiorina | M | For | For | ||
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| 5.10 | Elect Director James C. Ho | M | For | For | ||
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| 5.11 | Elect Director Michael E. Porter | M | For | For | ||
Petroleo Brasileiro | PBR | 71654V408 | 05/22/06 | Special | 1 | APPROVAL OF THE PROTOCOL AND JUSTIFICATION OF THE INCORPORATION OF THE SHARES OF PETROBRAS QUIMICA S.A. - PETROQUISA BY PETROLEO BRASILEIRO S.A. | M | For | For |
|
|
| 2 | RATIFICATION AND APPOINTMENT OF A SPECIALIZED FIRM TO EVALUATE THE SHAREHOLDERS EQUITY AND BOOK VALUE OF PETROBRAS | M | For | For | ||
|
|
| 3 | APPROVAL OF THE VALUATION OF THE SHAREHOLDERS EQUITY AND BOOK VALUE REPORT OF PETROBRAS | M | For | For | ||
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| 4 | APPROVAL OF THE VALUATION OF THE SHAREHOLDERS EQUITY BOOK VALUE AND NET BOOK ASSETS OF PETROQUISA | M | For | For | ||
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| 5 | RATIFICATION AND APPOINTMENT OF A SPECIALIZED FIRM TO UNDERTAKE AN ECONOMIC AND FINANCIAL VALUATION OF PETROBRAS | M | For | For | ||
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| 6 | APPROVAL OF THE ECONOMIC AND FINANCIAL VALUATION OF PETROBRAS | M | For | For | ||
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| 7 | APPROVAL OF THE INCORPORATION OF THE TOTAL NUMBER OF PETROQUISA SHARES HELD BY MINORITY SHAREHOLDERS INTO PETROBRAS EQUITY | M | For | For | ||
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| 8 | APPROVAL OF THE ALTERATIONS TO PETROBRAS BYLAWS AS PROVIDED FOR IN THE PROTOCOL AND JUSTIFICATION OF THE INCORPORATION OF THE SHARES OF PETROBRAS QUIMICA S.A. - PETROQUISA BY PETROLEO BRASILEIRO S.A. - PETROBRAS | M | For | For | ||
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| 9 | AUTHORIZATION FOR THE EXECUTIVE BOARD TO PRACTICE ALL THE ACTS NEEDED FOR THE EXECUTION OF THE ABOVE ACTIONS | M | For | For | ||
NTT DoCoMo Inc. | DCM | 62942M201 | 06/20/06 | Annual | 1 | APPROVAL OF PROPOSED APPROPRIATION OF RETAINED EARNINGS FOR THE 15TH FISCAL YEAR | M | For | For |
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| 2 | REPURCHASE OF SHARES A SUMMARY OF THIS ITEM APPEARS IN THE SECTION ENTITLED REFERENCE MATERIALS PERTAINING TO EXERCISE OF VOTING RIGHTS | M | For | For | ||
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| 3 | PARTIAL AMENDMENT OF THE ARTICLES OF INCORPORATION | M | For | For | ||
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| 4 | ELECTION OF THIRTEEN (13) DIRECTORS | M | For | For | ||
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| 5 | ELECTION OF ONE (1) CORPORATE AUDITOR | M | For | For | ||
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| 6 | AWARD OF RETIREMENT BENEFITS PAYMENTS TO RETIRING DIRECTORS AND AWARD OF RETIREMENT BENEFITS PAYMENTS TO EXISTING DIRECTORS AND CORPORATE AUDITORS IN CONNECTION WITH THE ABOLISHMENT OF RETIREMENT BENEFITS PAYMENT SYSTEM | M | For | For | ||
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| 7 | AMENDMENT TO COMPENSATION OF DIRECTORS AND CORPORATE AUDITORS | M | For | For | ||
Toyota Motor Corp. | TM | 892331307 | 06/23/06 | Annual | 1 | APPROVAL OF PROPOSED APPROPRIATION OF RETAINED EARNINGS FOR THE FY2006 TERM | M | For | For |
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| 2 | PARTIAL AMENDMENT OF THE ARTICLES OF INCORPORATION | M | For | For | ||
|
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| 3 | ELECTION OF 26 DIRECTORS | M | For | For | ||
|
|
| 4 | ELECTION OF 3 CORPORATE AUDITORS | M | For | For | ||
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| 5 | ISSUE OF STOCK ACQUISITION RIGHTS WITHOUT CONSIDERATION TO DIRECTORS, MANAGING OFFICERS AND EMPLOYEES, ETC., OF TOYOTA MOTOR CORPORATION AND ITS AFFILIATES | M | For | For | ||
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| 6 | ACQUISITION OF OWN SHARES | M | For | For | ||
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| 7 | AWARD OF BONUS PAYMENTS TO RETIRING CORPORATE AUDITORS, AND PAYMENT OF THE FINAL RETIREMENT BONUS TO DIRECTORS DUE TO THE ABOLISHMENT OF THE RETIREMENT BONUS SYSTEM FOR DIRECTORS | M | For | For | ||
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| 8 | REVISION OF THE AMOUNT OF REMUNERATION FOR DIRECTORS | M | For | For | ||
SHINSEI BANK LTD. | SKLKY | 824631105 | 06/27/06 | Annual | 1 | ELECTION OF DIRECTOR: THIERRY PORTE | M | For | For |
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| 2 | ELECTION OF DIRECTOR: JUNJI SUGIYAMA | M | For | For | ||
|
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| 3 | ELECTION OF DIRECTOR: MICHAEL J. BOSKIN | M | For | For | ||
|
|
| 4 | ELECTION OF DIRECTOR: EMILIO BOTIN | M | For | For | ||
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| 5 | ELECTION OF DIRECTOR: TIMOTHY C. COLLINS | M | For | For | ||
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| 6 | ELECTION OF DIRECTOR: J. CHRISTOPHER FLOWERS | M | For | For | ||
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| 7 | ELECTION OF DIRECTOR: SHIGERU KANI | M | For | For | ||
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| 8 | ELECTION OF DIRECTOR: FRED H. LANGHAMMER | M | For | For | ||
|
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| 9 | ELECTION OF DIRECTOR: MINORU MAKIHARA | M | For | For | ||
|
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| 10 | ELECTION OF DIRECTOR: YASUHARU NAGASHIMA | M | For | For | ||
|
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| 11 | ELECTION OF DIRECTOR: LUCIO A. NOTO | M | For | For | ||
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| 12 | ELECTION OF DIRECTOR: NOBUAKI OGAWA | M | For | For | ||
|
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| 13 | ELECTION OF DIRECTOR: HIROYUKI TAKAHASHI | M | For | For | ||
|
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| 14 | ELECTION OF DIRECTOR: JOHN S. WADSWORTH, JR. | M | For | For | ||
|
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| 15 | ELECTION OF DIRECTOR: TERUAKI YAMAMOTO | M | For | For | ||
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| 16 | PARTIAL AMENDMENT TO ARTICLES OF INCORPORATION | M | For | For | ||
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| 17 | ISSUANCE OF STOCK ACQUISITION RIGHTS AS STOCK OPTIONS | M | For | For | ||
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| 18 | ACQUISITION OF TREASURY SHARES | M | For | For | ||
Nissan Motor Co. Ltd. | NSANY | 654744408 | 06/27/06 | Annual | 1 | APPROVAL OF APPROPRIATION OF RETAINED EARNINGS FOR THE 107TH FISCAL YEAR | M | For | For |
|
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| 2 | AMENDMENT TO THE ARTICLES OF INCORPORATION | M | For | For | ||
|
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| 3 | ISSUANCE OF SHINKABU-YOYAKUKEN (STOCK ACQUISITION RIGHT) WITHOUT CONSIDERATION AS STOCK OPTIONS TO EMPLOYEES OF THE COMPANY AND DIRECTORS AND EMPLOYEES OF ITS AFFILIATES | M | For | For | ||
|
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| 4 | ELECT TAKEO OHTSUBO AS STATUTORY AUDITOR | M | For | For | ||
|
|
| 5 | ELECT TOSHIYUKI NAKAMURA AS STATUTORY AUDITOR | M | For | For | ||
|
|
| 6 | GRANTING OF RETIREMENT ALLOWANCE TO THE RETIRING STATUTORY AUDITORS | M | Against | Against | ||
Nomura Holdings Inc. | NMR | 65535H208 | 06/28/06 | Annual | 1 | AMENDMENTS TO THE ARTICLES OF INCORPORATION | M | For | For |
|
|
| 2 | ELECTION OF DIRECTOR: JUNICHI UJIIE | M | For | For | ||
|
|
| 3 | ELECTION OF DIRECTOR: NOBUYUKI KOGA | M | For | For | ||
|
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| 4 | ELECTION OF DIRECTOR: HIROSHI TODA | M | For | For | ||
|
|
| 5 | ELECTION OF DIRECTOR: KAZUTOSHI INANO | M | For | For | ||
|
|
| 6 | ELECTION OF DIRECTOR: NOBUYUKI SHIGEMUNE | M | For | For | ||
|
|
| 7 | ELECTION OF DIRECTOR: YUKIO SUZUKI | M | For | For | ||
|
|
| 8 | ELECTION OF DIRECTOR: MASAHARU SHIBATA | M | For | For | ||
|
|
| 9 | ELECTION OF DIRECTOR: HIDEAKI KUBORI | M | For | For | ||
|
|
| 10 | ELECTION OF DIRECTOR: HARUO TSUJI | M | For | For | ||
|
|
| 11 | ELECTION OF DIRECTOR: FUMIHIDE NOMURA | M | For | For | ||
|
|
| 12 | ELECTION OF DIRECTOR: KOJI TAJIKA | M | For | For | ||
|
|
| 13 | ISSUANCE OF STOCK ACQUISITION RIGHTS AS STOCK OPTIONS | M | For | For | ||
Mitsubishi UFJ Financial Group | MTU | 606822104 | 06/29/06 | Annual | 1 | APPROVAL OF THE PROPOSED APPROPRIATIONS OF RETAINED EARNINGS AND OTHER CAPITAL SURPLUS FOR THE 1ST BUSINESS TERM | M | For | For |
|
|
| 2 | REDUCTION OF THE LEGAL CAPITAL SURPLUS | M | For | For | ||
|
|
| 3 | PARTIAL AMENDMENTS TO THE ARTICLES OF INCORPORATION | M | For | For | ||
|
|
| 4 | ELECTION OF 15 (FIFTEEN) DIRECTORS | M | For | For | ||
|
|
|
|
| 5 | GRANTING OF RETIREMENT GRATUITIES TO RETIRING AND RETIRED DIRECTORS AND CORPORATE AUDITORS | M | Against | Against |
Saratoga Advantage Trust – Saratoga Financial Services Portfolio Item 1, Exhibit A6
ICA File Number: 811-08542
Reporting Period: 07/01/2005 - 06/30/2006
AMERICAN EXPRESS CO.
Ticker: AXP Security ID: 025816109
Meeting Date: APR 24, 2006 Meeting Type: Annual
Record Date: FEB 28, 2006
# Proposal
Mgt Rec
Vote Cast
Sponsor
1.1 Elect Director Daniel F. Akerson
For
For
Management
1.2 Elect Director Charlene Barshefsky
For
For
Management
1.3 Elect Director Ursula M. Burns
For
For
Management
1.4 Elect Director Kenneth I. Chenault
For
For
Management
1.5 Elect Director Peter Chernin
For
For
Management
1.6 Elect Director Peter R. Dolan
For
For
Management
1.7 Elect Director Vernon E. Jordan, Jr.
For
For
Management
1.8 Elect Director Jan Leschly
For
For
Management
1.9 Elect Director Ricahrd A. McGinn
For
For
Management
1.10 Elect Director Edward D. Miller
For
For
Management
1.11 Elect Director Frank P. Popoff
For
For
Management
1.12 Elect Director Robert D. Walter
For
For
Management
2 Ratify Auditors For For Management
3 Limit/Prohibit Executive Stock-Based
Against
Against
Shareholder
Awards
4 Require a Majority Vote for the Election
Against
For
Shareholder
of Directors
5 Exclude Reference to Sexual Orientation
Against
Against
Shareholder
from the Company's EEO Statement
6 Company-Specific -- Reimbursement of
Against
Against
Shareholder
Expenses for Certain
Shareholder-Nominated Director Candidates
--------------------------------------------------------------------------------
BANK OF AMERICA CORP.
Ticker: BAC Security ID: 060505104
Meeting Date: APR 26, 2006 Meeting Type: Annual
Record Date: MAR 3, 2006
# Proposal
Mgt Rec
Vote Cast
Sponsor
1.1 Elect Director William Barnet, III
For
For
Management
1.2 Elect Director Frank P. Bramble, Sr.
For
For
Management
1.3 Elect Director John T. Collins
For
For
Management
1.4 Elect Director Gary L. Countryman
For
For
Management
1.5 Elect Director Tommy R. Franks
For
For
Management
1.6 Elect Director Paul Fulton
For
For
Management
1.7 Elect Director Charles K. Gifford
For
For
Management
1.8 Elect Director W. Steven Jones
For
For
Management
1.9 Elect Director Kenneth D. Lewis
For
For
Management
1.10 Elect Director Monica C. Lozano
For
For
Management
1.11 Elect Director Walter E. Massey
For
For
Management
1.12 Elect Director Thomas J. May
For
For
Management
1.13 Elect Director Patricia E. Mitchell
For
For
Management
1.14 Elect Director Thomas M. Ryan
For
For
Management
1.15 Elect Director O. Temple Sloan, Jr.
For
For
Management
1.16 Elect Director Meredith R. Spangler
For
For
Management
1.17 Elect Director Robert L. Tillman
For
For
Management
1.18 Elect Director Jackie M. Ward
For
For
Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan
For
For
Management
4 Publish Political Contributions
Against
Against
Shareholder
5 Require a Majority Vote for the Election
Against
For
Shareholder
of Directors
6 Provide for an Independent Chairman
Against
For
Shareholder
7 Exclude Reference to Sexual Orientation
Against
Against
Shareholder
from the Company's EEO Statement
--------------------------------------------------------------------------------
BEAR STEARNS COMPANIES INC., THE
Ticker: BSC Security ID: 073902108
Meeting Date: APR 11, 2006 Meeting Type: Annual
Record Date: FEB 13, 2006
# Proposal
Mgt Rec
Vote Cast
Sponsor
1.1 Elect Director James E. Cayne
For
For
Management
1.2 Elect Director Henry S. Bienen
For
For
Management
1.3 Elect Director Carl D. Glickman
For
For
Management
1.4 Elect Director Alan C. Greenberg
For
For
Management
1.5 Elect Director Donald J. Harrington
For
For
Management
1.6 Elect Director Frank T. Nickell
For
For
Management
1.7 Elect Director Paul A. Novelly
For
For
Management
1.8 Elect Director Frederic V. Salerno
For
For
Management
1.9 Elect Director Alan D. Schwartz
For
For
Management
1.10 Elect Director Warren J. Spector
For
For
Management
1.11 Elect Director Vincent Tese
For
For
Management
1.12 Elect Director Wesley S. Williams Jr.
For
For
Management
2 Amend Deferred Compensation Plan
For
For
Management
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
BLACKROCK, INC.
Ticker: BLK Security ID: 09247X101
Meeting Date: MAY 24, 2006 Meeting Type: Annual
Record Date: MAR 27, 2006
# Proposal
Mgt Rec
Vote Cast
Sponsor
1.1 Elect Director William O. Albertini For For Management
1.2 Elect Director Kenneth B. Dunn
For
For
Management
1.3 Elect Director Laurence D. Fink
For
Withhold
Management
1.4 Elect Director Frank T. Nickell
For
Withhold
Management
1.5 Elect Director Thomas H. O'Brien
For
For
Management
2 Amend Omnibus Stock Plan
For
Against
Management
3 Amend Executive Incentive Bonus Plan
For
For
Management
--------------------------------------------------------------------------------
CAPITAL ONE FINANCIAL CORP.
Ticker: COF Security ID: 14040H105
Meeting Date: APR 27, 2006 Meeting Type: Annual
Record Date: FEB 28, 2006
# Proposal
Mgt Rec
Vote Cast
Sponsor
1.1 Elect Director Richard D. Fairbank
For
For
Management
1.2 Elect Director E.R. Campbell
For
For
Management
1.3 Elect Director Stanley Westreich
For
For
Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan
For
For
Management
4 Require a Majority Vote for the Election
Against
For
Shareholder
of Directors
--------------------------------------------------------------------------------
CB RICHARD ELLIS GROUP INC
Ticker: CBG Security ID: 12497T101
Meeting Date: JUN 1, 2006 Meeting Type: Annual
Record Date: APR 10, 2006
# Proposal
Mgt Rec
Vote Cast
Sponsor
1.1 Elect Director Richard C. Blum
For
For
Management
1.2 Elect Director Jeffrey A. Cozad
For
For
Management
1.3 Elect Director Patrice Marie Daniels
For
For
Management
1.4 Elect Director Senator Thomas A. Daschle
For
For
Management
1.5 Elect Director Bradford M. Freeman
For
For
Management
1.6 Elect Director Michael Kantor
For
For
Management
1.7 Elect Director Frederic V. Malek
For
For
Management
1.8 Elect Director John G. Nugent
For
For
Management
1.9 Elect Director Brett White
For
For
Management
1.10 Elect Director Gary L. Wilson
For
For
Management
1.11 Elect Director Ray Wirta
For
For
Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan
For
For
Management
--------------------------------------------------------------------------------
CHICAGO MERCANTILE EXCHANGE HOLDINGS, INC.
Ticker: CME Security ID: 167760107
Meeting Date: APR 26, 2006 Meeting Type: Annual
Record Date: MAR 1, 2006
# Proposal
Mgt Rec
Vote Cast
Sponsor
1.1 Elect Director Dennis H. Chookaszian
For
For
Management
1.2 Elect Director Martin J. Gepsman
For
For
Management
1.3 Elect Director Elizabeth Harrington
For
For
Management
1.4 Elect Director Leo Melamed
For
For
Management
1.5 Elect Director Alex J. Pollock
For
For
Management
1.6 Elect Director Myron S. Scholes
For
For
Management
1.7 Elect Director William R. Shepard
For
For
Management
2 Ratify Auditors
For
For
Management
--------------------------------------------------------------------------------
COMPASS BANCSHARES, INC.
Ticker: CBSS Security ID: 20449H109
Meeting Date: APR 17, 2006 Meeting Type: Annual
Record Date: MAR 8, 2006
# Proposal
Mgt Rec
Vote Cast
Sponsor
1.1 Elect Director Charles W. Daniel
For
For
Management
1.2 Elect Director William E. Davenport
For
For
Management
1.3 Elect Director Charles E. McMahen
For
For
Management
2 Approve Omnibus Stock Plan
For
For
Management
--------------------------------------------------------------------------------
ENDURANCE SPECIALTY HOLDINGS
Ticker: ENH Security ID: G30397106
Meeting Date: OCT 26, 2005 Meeting Type: S
Record Date: SEP 8, 2005
# Proposal
Mgt Rec
Vote Cast
Sponsor
1 Adopt the Employee Share Purchase Plan
For
For
Management
2 Adopt the 2005 Sharesave Scheme
For
For
Management
--------------------------------------------------------------------------------
FRANKLIN RESOURCES, INC.
Ticker: BEN Security ID: 354613101
Meeting Date: JAN 26, 2006 Meeting Type: Annual
Record Date: NOV 30, 2005
# Proposal
Mgt Rec
Vote Cast
Sponsor
1.1 Elect Director Samuel H. Armacost
For
For
Management
1.2 Elect Director Harmon E. Burns
For
For
Management
1.3 Elect Director Charles Crocker
For
For
Management
1.4 Elect Director Joseph R. Hardiman
For
For
Management
1.5 Elect Director Robert D. Joffe
For
For
Management
1.6 Elect Director Charles B. Johnson
For
For
Management
1.7 Elect Director Rupert H. Johnson, Jr.
For
For
Management
1.8 Elect Director Thomas H. Kean
For
For
Management
1.9 Elect Director Chutta Ratnathicam
For
For
Management
1.10 Elect Director Peter M. Sacerdote
For
For
Management
1.11 Elect Director Laura Stein
For
For
Management
1.12 Elect Director Anne M. Tatlock
For
For
Management
1.13 Elect Director Louis E. Woodworth
For
For
Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
GENWORTH FINANCIAL, INC.
Ticker: GNW Security ID: 37247D106
Meeting Date: MAY 17, 2006 Meeting Type: Annual
Record Date: MAR 24, 2006
# Proposal
Mgt Rec
Vote Cast
Sponsor
1.1 Elect Director Frank J. Borelli
For
For
Management
1.2 Elect Director Michael D. Fraizer
For
For
Management
1.3 Elect Director Nancy J. Karch
For
For
Management
1.4 Elect Director J. Robert Bob Kerrey
For
For
Management
1.5 Elect Director Saiyid T. Naqvi
For
For
Management
1.6 Elect Director James A. Parke
For
For
Management
1.7 Elect Director James S. Riepe
For
For
Management
1.8 Elect Director Thomas B. Wheeler
For
For
Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
GOLDEN WEST FINANCIAL CORP.
Ticker: GDW Security ID: 381317106
Meeting Date: MAY 3, 2006 Meeting Type: Annual
Record Date: MAR 2, 2006
# Proposal
Mgt Rec
Vote Cast
Sponsor
1.1 Elect Director Maryellen C. Herringer
For
For
Management
1.2 Elect Director Kenneth T. Rosen
For
For
Management
1.3 Elect Director Herbert M. Sandler
For
For
Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
GOLDMAN SACHS GROUP, INC., THE
Ticker: GS Security ID: 38141G104
Meeting Date: MAR 31, 2006 Meeting Type: Annual
Record Date: JAN 30, 2006
# Proposal
Mgt Rec
Vote Cast
Sponsor
1.1 Elect Director Lloyd C. Blankfein
For
For
Management
1.2 Elect Director Lord Browne Ofmadingley
For
For
Management
1.3 Elect Director John H. Bryan
For
For
Management
1.4 Elect Director Claes Dahlback
For
For
Management
1.5 Elect Director Stephen Friedman
For
For
Management
1.6 Elect Director William W. George
For
For
Management
1.7 Elect Director James A. Johnson
For
For
Management
1.8 Elect Director Lois D. Juliber
For
For
Management
1.9 Elect Director Edward M. Liddy
For
For
Management
1.10 Elect Director Henry M. Paulson, Jr.
For
For
Management
1.11 Elect Director Ruth J. Simmons
For
For
Management
2 Amend Restricted Partner Compensation
For
For
Management
Plan
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
INVESTMENT TECHNOLOGY GROUP, INC.
Ticker: ITG Security ID: 46145F105
Meeting Date: MAY 9, 2006 Meeting Type: Annual
Record Date: MAR 15, 2006
# Proposal
Mgt Rec
Vote Cast
Sponsor
1.1 Elect Director J. William Burdett
For
For
Management
1.2 Elect Director William I Jacobs
For
For
Management
1.3 Elect Director Timothy L. Jones
For
For
Management
1.4 Elect Director Raymond L. Killian, Jr.
For
For
Management
1.5 Elect Director Robert L. King
For
For
Management
1.6 Elect Director Maureen O'Hara
For
For
Management
1.7 Elect Director Brian J. Steck
For
For
Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LEHMAN BROTHERS HOLDINGS INC.
Ticker: LEH Security ID: 524908100
Meeting Date: APR 5, 2006 Meeting Type: Annual
Record Date: FEB 10, 2006
# Proposal
Mgt Rec
Vote Cast
Sponsor
1.1 Elect Director Thomas H. Cruikshank
For
For
Management
1.2 Elect Director Roland A. Hernandez
For
For
Management
1.3 Elect Director Henry Kaufman
For
For
Management
1.4 Elect Director John D. Macomber
For
For
Management
2 Ratify Auditors For For Management
3 Increase Authorized Common Stock
For
For
Management
4 Declassify the Board of Directors
For
For
Management
--------------------------------------------------------------------------------
M & T BANK CORP.
Ticker: MTB Security ID: 55261F104
Meeting Date: APR 18, 2006 Meeting Type: Annual
Record Date: FEB 28, 2006
# Proposal
Mgt Rec
Vote Cast
Sponsor
1.1 Elect Director Brent D. Baird
For
For
Management
1.2 Elect Director Robert J. Bennett
For
For
Management
1.3 Elect Director C. Angela Bontempo
For
For
Management
1.4 Elect Director Robert T. Brady
For
Withhold
Management
1.5 Elect Director Emerson L. Brumback
For
For
Management
1.6 Elect Director Michael D. Buckley
For
For
Management
1.7 Elect Director T.J. Cunningham III
For
For
Management
1.8 Elect Director Colm E. Doherty
For
For
Management
1.9 Elect Director Richard E. Garman
For
For
Management
1.10 Elect Director Daniel R. Hawbaker
For
For
Management
1.11 Elect Director Patrick W.E. Hodgson
For
For
Management
1.12 Elect Director Richard G. King
For
For
Management
1.13 Elect Director Reginald B. Newman, Ii
For
For
Management
1.14 Elect Director Jorge G. Pereira
For
For
Management
1.15 Elect Director Michael P. Pinto
For
For
Management
1.16 Elect Director Robert E. Sadler, Jr.
For
For
Management
1.17 Elect Director Eugene J. Sheehy
For
For
Management
1.18 Elect Director Stephen G. Sheetz
For
For
Management
1.19 Elect Director Herbert L. Washington
For
For
Management
1.20 Elect Director Robert G. Wilmers
For
For
Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MOODY'S CORPORATION
Ticker: MCO Security ID: 615369105
Meeting Date: APR 25, 2006 Meeting Type: Annual
Record Date: MAR 1, 2006
# Proposal
Mgt Rec
Vote Cast
Sponsor
1.1 Elect Director Ewald Kist
For
For
Management
1.2 Elect Director Henry A. McKinnell
For
For
Management
1.3 Elect Director John K. Wulff
For
For
Management
2 Ratify Auditors
For
For
Management
3 Declassify the Board of Directors
Against
For
Shareholder
--------------------------------------------------------------------------------
NORTHERN TRUST CORP.
Ticker: NTRS Security ID: 665859104
Meeting Date: APR 18, 2006 Meeting Type: Annual
Record Date: FEB 27, 2006
# Proposal
Mgt Rec
Vote Cast
Sponsor
1.1 Elect Director Duane L. Burnham
For
For
Management
1.2 Elect Director Linda Walker Bynoe
For
For
Management
1.3 Elect Director Susan Crown
For
For
Management
1.4 Elect Director Dipak C. Jain
For
For
Management
1.5 Elect Director Arthur L. Kelly
For
For
Management
1.6 Elect Director Robert C. McCormack
For
For
Management
1.7 Elect Director Edward J. Mooney
For
For
Management
1.8 Elect Director William A. Osborn
For ��
For
Management
1.9 Elect Director John W. Rowe
For
For
Management
1.10 Elect Director Harold B. Smith
For
For
Management
1.11 Elect Director William D. Smithburg
For
For
Management
1.12 Elect Director Charles A. Tribbett, III
For
For
Management
1.13 Elect Director Frederick H. Waddell
For
For
Management
2 Ratify Auditors For For Management
3 Eliminate Cumulative Voting
For
For
Management
4 Disclose Charitable Contributions
Against
Against
Shareholder
--------------------------------------------------------------------------------
PROGRESSIVE CORP., THE
Ticker: PGR Security ID: 743315103
Meeting Date: APR 21, 2006 Meeting Type: Annual
Record Date: FEB 22, 2006
# Proposal
Mgt Rec
Vote Cast
Sponsor
1.1 Elect Director Stephen R. Hardis
For
Withhold
Management
1.2 Elect Director Philip A. Laskawy
For
For
Management
1.3 Elect Director Norman S. Matthews
For
For
Management
1.4 Elect Director Bradley T. Sheares, Ph. D
For
For
Management
2 Increase Authorized Common Stock
For
For
Management
3 Ratify Auditors
For
For
Management
--------------------------------------------------------------------------------
PRUDENTIAL FINANCIAL INC
Ticker: PRU Security ID: 744320102
Meeting Date: MAY 9, 2006 Meeting Type: Annual
Record Date: MAR 10, 2006
# Proposal
Mgt Rec
Vote Cast
Sponsor
1.1 Elect Director Frederic K. Becker
For
For
Management
1.2 Elect Director Gordon M. Bethune
For
For
Management
1.3 Elect Director James G. Cullen
For
For
Management
1.4 Elect Director William H. Gray, III
For
For
Management
1.5 Elect Director Jon F. Hanson
For
For
Management
1.6 Elect Director Constance J. Homer
For
For
Management
1.7 Elect Director James A. Unruh
For
For
Management
2 Ratify Auditors For For Management
3 Eliminate or Restrict Severance
Against
For
Shareholder
Agreements (Change-in-Control)
--------------------------------------------------------------------------------
TD AMERITRADE HOLDINGS CORP.
Ticker: AMTD Security ID: 03074K100
Meeting Date: MAR 9, 2006 Meeting Type: Annual
Record Date: JAN 26, 2006
# Proposal
Mgt Rec
Vote Cast
Sponsor
1.1 Elect Director W. Edmund Clark
For
Withhold
Management
1.2 Elect Director Michael D. Fleisher
For
For
Management
1.3 Elect Director Glenn H. Hutchins
For
For
Management
1.4 Elect Director Joseph H. Moglia
For
Withhold
Management
1.5 Elect Director Thomas S. Ricketts
For
Withhold
Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan
For
For
Management
4 Other Business
For
Against
Management
--------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 25, 2006 Meeting Type: Annual
Record Date: MAR 7, 2006
# Proposal
Mgt Rec
Vote Cast
Sponsor
1.1 Elect Director Lloyd H. Dean
For
For
Management
1.2 Elect Director Susan E. Engel
For
For
Management
1.3 Elect Director Enrique Hernandez, Jr.
For
For
Management
1.4 Elect Director Robert L. Joss
For
For
Management
1.5 Elect Director Richard M. Kovacevich
For
For
Management
1.6 Elect Director Richard D. McCormick
For
For
Management
1.7 Elect Director Cynthia H. Milligan
For
Withhold
Management
1.8 Elect Director Nicholas G. Moore
For
For
Management
1.9 Elect Director Philip J. Quigley
For
Withhold
Management
1.10 Elect Director Donald B. Rice
For
Withhold
Management
1.11 Elect Director Judith M. Runstad
For
For
Management
1.12 Elect Director Stephen W. Sanger
For
For
Management
1.13 Elect Director Susan G. Swenson
For
For
Management
1.14 Elect Director Michael W. Wright
For
Withhold
Management
2 Ratify Auditors For For Management
3 Require a Majority Vote for the Election
Against
For
Shareholder
of Directors
4 Separate Chairman and CEO Positions
Against
For
Shareholder
5 Compensation- Director Compensation
Against
Against
Shareholder
6 Report on Discrimination in Lending
Against
Against
Shareholder
THE SARATOGA ADVANTAGE TRUST: INVESTMENT QUALITY BOND PORTFOLIO | Item 1 | |||||||
Investment Company Act file number: 811-08542 | Exhibit A7 | |||||||
July 1, 2005 - July 30, 2006 | ||||||||
|
|
| N-PX Form Requirements |
|
|
| ||
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For or Against Management |
NA | NA | NA | NA | NA | NA | NA | NA | NA |
NA - Not applicable, no voting to report. | ||||||||
THE SARATOGA ADVANTAGE TRUST: HEALTH & BIOTECHNOLOGY PORTFOLIO | Item 1, Exhibit A8 | ||||||||
Investment Company Act file number: 811-08542 | |||||||||
July 1, 2005 through June 30, 2006 | |||||||||
Name | Meeting Date | Ticker | Cusip # | # | Item Description | M/S | Voted | Vote Cast | For/Against Mgt |
Medtronic, Inc. | 8/25/2005 | MDT | 585055106 | 1.1 | Elect Director Shirley Ann Jackson, Ph.D. | M | N | NA | NA |
|
|
|
| 1.2 | Elect Director Denise M. O'Leary | M | N | NA | NA |
|
|
|
| 1.3 | Elect Director Jean-Pierre Rosso | M | N | NA | NA |
|
|
|
| 1.4 | Elect Director Jack W. Schuler | M | N | NA | NA |
|
|
|
| 2 | Ratify Auditors | M | N | NA | NA |
|
|
|
| 3 | Approve Qualified Employee Stock Purchase Plan | M | N | NA | NA |
|
|
|
| 4 | Amend Non-Employee Director Stock Option Plan | M | N | NA | NA |
Applera Corp | 10/20/2005 | ABI | 038020103 | 1.1 | Elect Director Richard H. Ayers | M | N | NA | NA |
|
|
|
| 1.2 | Elect Director Jean-Luc Belingard | M | N | NA | NA |
|
|
|
| 1.3 | Elect Director Robert H. Hayes | M | N | NA | NA |
|
|
|
| 1.4 | Elect Director Arnold J. Levine | M | N | NA | NA |
|
|
|
| 1.5 | Elect Director William H. Longfield | M | N | NA | NA |
|
|
|
| 1.6 | Elect Director Theodore E. Martin | M | N | NA | NA |
|
|
|
| 1.7 | Elect Director Carolyn W. Slayman | M | N | NA | NA |
|
|
|
| 1.8 | Elect Director Orin R. Smith | M | N | NA | NA |
|
|
|
| 1.9 | Elect Director James R. Tobin | M | N | NA | NA |
|
|
|
| 1.10 | Elect Director Tony L. White | M | N | NA | NA |
|
|
|
| 2 | Ratify Auditors | M | N | NA | NA |
Mylan Laboratories Inc. | 10/28/2005 | MYL | 628530107 | 1.1 | Elect Director Milan Puskar | M | N | NA | NA |
|
|
|
| 1.2 | Elect Director Robert J. Coury | M | N | NA | NA |
|
|
|
| 1.3 | Elect Director Wendy Cameron | M | N | NA | NA |
|
|
|
| 1.4 | Elect Director Neil Dimick | M | N | NA | NA |
|
|
|
| 1.5 | Elect Director Douglas J. Leech | M | N | NA | NA |
|
|
|
| 1.6 | Elect Director Joseph C. Maroon | M | N | NA | NA |
|
|
|
| 1.7 | Elect Director Rodney L. Piatt | M | N | NA | NA |
|
|
|
| 1.8 | Elect Director C.B. Todd | M | N | NA | NA |
|
|
|
| 1.9 | Elect Director Randall L. Vanderveen | M | N | NA | NA |
|
|
|
| 2 | Ratify Auditors | M | N | NA | NA |
Techne Corp. | 10/27/2005 | TECH | 878377100 | 1 | Fix Number of Directors | M | N | NA | NA |
|
|
|
| 2.1 | Elect Directors Thomas E. Oland | M | N | NA | NA |
|
|
|
| 2.2 | Elect Directors Roger C. Lucas, Ph.D. | M | N | NA | NA |
|
|
|
| 2.3 | Elect Directors Howard V. O'Connell | M | N | NA | NA |
|
|
|
| 2.4 | Elect Directors G. Arthur Herbert | M | N | NA | NA |
|
|
|
| 2.5 | Elect Directors R.C. Steer, Md, Ph.D. | M | N | NA | NA |
|
|
|
| 2.6 | Elect Directors Robert V. Baumgartner | M | N | NA | NA |
Teva Pharmaceutical Industries | 10/27/2005 |
| 881624209 | 1 | TO APPROVE THE ISSUANCE OF ORDINARY SHARES OF TEVA, PURSUANT TO THE AGREEMENT AND PLAN OF MERGER, DATED JULY 25, 2005, BY AND AMONG IVAX CORPORATION, TEVA AND TWO WHOLLY OWNED SUBSIDIARIES OF TEVA, IVORY ACQUISITION SUB, INC. AND IVORY ACQUISITION SUB II | M | N | NA | NA |
|
|
|
| 1.1 | Elect Director Daniel L. Kisner, M.D. | M | N | NA | NA |
|
|
|
| 1.2 | Elect Director Allan L. Comstock | M | N | NA | NA |
|
|
|
| 2 | Ratify Auditors | M | N | NA | NA |
Medicis Pharmaceutical Corp. | 12/19/2005 | MRX | 584690309 | 1 | Issue Shares in Connection with an Acquisition | M | N | NA | NA |
|
|
|
| 2 | Amend Articles to Increase Common Stock and Change Company Name | M | N | NA | NA |
|
|
|
| 3.1 | Elect Director Spencer Davidson | M | N | NA | NA |
|
|
|
| 3.2 | Elect Director Stuart Diamond | M | N | NA | NA |
|
|
|
| 3.3 | Elect Director Peter S. Knight, Esq. | M | N | NA | NA |
|
|
|
| 4 | Ratify Auditors | M | N | NA | NA |
|
|
|
| 5 | Adjourn Meeting | M | N | NA | NA |
AmerisourceBergen Corp | 2/9/2006 | ABC | 03073E105 | 1.1 | Elect Director Richard C. Gozon | M | N | NA | NA |
|
|
|
| 1.2 | Elect Director J. Lawrence Wilson | M | N | NA | NA |
|
|
|
| 2 | Increase Authorized Common Stock | M | N | NA | NA |
|
|
|
| 3 | Amend Omnibus Stock Plan | M | N | NA | NA |
|
|
|
| 4 | Ratify Auditors | M | N | NA | NA |
Eli Lilly and Co. | 4/24/2006 | LLY | 532457108 | 1.1 | Elect Director Martin S. Feldstein, Ph.D. | M | N | NA | NA |
|
|
|
| 1.2 | Elect Director J. Erik Fyrwald | M | N | NA | NA |
|
|
|
| 1.3 | Elect Director Ellen R. Marram | M | N | NA | NA |
|
|
|
| 1.4 | Elect Director Sidney Taurel | M | N | NA | NA |
|
|
|
| 2 | Ratify Auditors | M | N | NA | NA |
|
|
|
| 3 | Report on Animal Welfare Policy | S | N | NA | NA |
|
|
|
| 4 | Separate Chairman and CEO Positions | S | N | NA | NA |
|
|
|
| 5 | Declassify the Board of Directors | S | N | NA | NA |
|
|
|
| 6 | Require a Majority Vote for the Election of Directors | S | N | NA | NA |
Genentech, Inc. | 4/20/2006 | DNA | 368710406 | 1.1 | Elect Director Herbert W. Boyer | M | N | NA | NA |
|
|
|
| 1.2 | Elect Director William M. Burns | M | N | NA | NA |
|
|
|
| 1.3 | Elect Director Erich Hunziker | M | N | NA | NA |
|
|
|
| 1.4 | Elect Director Jonathan K.C. Knowles | M | N | NA | NA |
|
|
|
| 1.5 | Elect Director Arthur D. Levinson | M | N | NA | NA |
|
|
|
| 1.6 | Elect Director Debra L. Reed | M | N | NA | NA |
|
|
|
| 1.7 | Elect Director Charles A. Sanders | M | N | NA | NA |
|
|
|
| 2 | Amend Qualified Employee Stock Purchase Plan | M | N | NA | NA |
|
|
|
| 3 | Ratify Auditors | M | N | NA | NA |
Johnson & Johnson | 4/27/2006 | JNJ | 478160104 | 1.1 | Elect Director Mary S. Coleman | M | N | NA | NA |
|
|
|
| 1.2 | Elect Director James G. Cullen | M | N | NA | NA |
|
|
|
| 1.3 | Elect Director Robert J. Darretta | M | N | NA | NA |
|
|
|
| 1.4 | Elect Director Michael M. E. Johns | M | N | NA | NA |
|
|
|
| 1.5 | Elect Director Ann D. Jordan | M | N | NA | NA |
|
|
|
| 1.6 | Elect Director Arnold G. Langbo | M | N | NA | NA |
|
|
|
| 1.7 | Elect Director Susan L. Lindquist | M | N | NA | NA |
|
|
|
| 1.8 | Elect Director Leo F. Mullin | M | N | NA | NA |
|
|
|
| 1.9 | Elect Director Christine A. Poon | M | N | NA | NA |
|
|
|
| 1.10 | Elect Director Charles Prince | M | N | NA | NA |
|
|
|
| 1.11 | Elect Director Steven S. Reinemund | M | N | NA | NA |
|
|
|
| 1.12 | Elect Director David Satcher | M | N | NA | NA |
|
|
|
| 1.13 | Elect Director William C. Weldon | M | N | NA | NA |
|
|
|
| 2 | Amend Articles to Remove Antitakeover Provision | M | N | NA | NA |
|
|
|
| 3 | Ratify Auditors | M | N | NA | NA |
|
|
|
| 4 | Disclose Charitable Contributions | S | N | NA | NA |
|
|
|
| 5 | Require a Majority Vote for the Election of Directors | S | N | NA | NA |
Pfizer Inc. | 4/27/2006 | PFE | 717081103 | 1.1 | Elect Director Michael S. Brown | M | N | NA | NA |
|
|
|
| 1.2 | Elect Director M. Anthony Burns | M | N | NA | NA |
|
|
|
| 1.3 | Elect Director Robert N. Burt | M | N | NA | NA |
|
|
|
| 1.4 | Elect Director W. Don Cornwell | M | N | NA | NA |
|
|
|
| 1.5 | Elect Director William H. Gray, III | M | N | NA | NA |
|
|
|
| 1.6 | Elect Director Constance J. Horner | M | N | NA | NA |
|
|
|
| 1.7 | Elect Director William R. Howell | M | N | NA | NA |
|
|
|
| 1.8 | Elect Director Stanley O. Ikenberry | M | N | NA | NA |
|
|
|
| 1.9 | Elect Director George A. Lorch | M | N | NA | NA |
|
|
|
| 1.10 | Elect Director Henry A. McKinnell | M | N | NA | NA |
|
|
|
| 1.11 | Elect Director Dana G. Mead | M | N | NA | NA |
|
|
|
| 1.12 | Elect Director Ruth J. Simmons | M | N | NA | NA |
|
|
|
| 1.13 | Elect Director William C. Steere, Jr. | M | N | NA | NA |
|
|
|
| 2 | Ratify Auditors | M | N | NA | NA |
|
|
|
| 3 | Reduce Supermajority Vote Requirement | M | N | NA | NA |
|
|
|
| 4 | Establish Term Limits for Directors | S | N | NA | NA |
|
|
|
| 5 | Social Proposal | S | N | NA | NA |
|
|
|
| 6 | Restore or Provide for Cumulative Voting | S | N | NA | NA |
|
|
|
| 7 | Separate Chairman and CEO Positions | S | N | NA | NA |
|
|
|
| 8 | Report on Political Contributions | S | N | NA | NA |
|
|
|
| 9 | Report on Animal Welfare Policy | S | N | NA | NA |
|
|
|
| 10 | Reort on Animal-based Testing | S | N | NA | NA |
Stryker Corp. | 4/26/2006 | SYK | 863667101 | 1.1 | Elect Director John W. Brown | M | N | NA | NA |
|
|
|
| 1.2 | Elect Director Howard E. Cox, Jr. | M | N | NA | NA |
|
|
|
| 1.3 | Elect Director Donald M. Engelman | M | N | NA | NA |
|
|
|
| 1.4 | Elect Director Jerome H. Grossman | M | N | NA | NA |
|
|
|
| 1.5 | Elect Director Stephen P. Macmillan | M | N | NA | NA |
|
|
|
| 1.6 | Elect Director William U. Parfet | M | N | NA | NA |
|
|
|
| 1.7 | Elect Director Ronda E. Stryker | M | N | NA | NA |
|
|
|
| 2 | Approve Omnibus Stock Plan | M | N | NA | NA |
|
|
|
| 3 | Ratify Auditors | M | N | NA | NA |
Invitrogen Corp. | 4/21/2006 | IVGN | 46185R100 | 1.1 | Elect Director Gregory T. Lucier | M | N | NA | NA |
|
|
|
| 1.2 | Elect Director Donald W. Grimm | M | N | NA | NA |
|
|
|
| 2 | Ratify Auditors | M | N | NA | NA |
|
|
|
| 3 | Amend Qualified Employee Stock Purchase Plan | M | N | NA | NA |
|
|
|
| 4 | Increase Authorized Common Stock | M | N | NA | NA |
Waters Corporation | 5/11/2006 | WAT | 941848103 | 1.1 | Elect Director Joshua Bekenstein | M | N | NA | NA |
|
|
|
| 1.2 | Elect Director Michael J. Berendt | M | N | NA | NA |
|
|
|
| 1.3 | Elect Director Douglas A. Berthiaume | M | N | NA | NA |
|
|
|
| 1.4 | Elect Director Edward Conard | M | N | NA | NA |
|
|
|
| 1.5 | Elect Director Laurie H. Glimcher | M | N | NA | NA |
|
|
|
| 1.6 | Elect Director Christopher A. Keubler | M | N | NA | NA |
|
|
|
| 1.7 | Elect Director William J. Miller | M | N | NA | NA |
|
|
|
| 1.8 | Elect Director JoAnn A. Reed | M | N | NA | NA |
|
|
|
| 1.9 | Elect Director Thomas P. Salice | M | N | NA | NA |
|
|
|
| 2 | Ratify Auditors | M | N | NA | NA |
|
|
|
| 3 | Other Business | M | N | NA | NA |
Bristol-Myers Squibb Co. | 5/2/2006 | BMY | 110122108 | 1.1 | Elect Director Robert E. Allen | M | N | NA | NA |
|
|
|
| 1.2 | Elect Director Lewis B. Campbell | M | N | NA | NA |
|
|
|
| 1.3 | Elect Director Vance D. Coffman | M | N | NA | NA |
|
|
|
| 1.4 | Elect Director James M. Cornelius | M | N | NA | NA |
|
|
|
| 1.5 | Elect Director Peter R. Dolan | M | N | NA | NA |
|
|
|
| 1.6 | Elect Director Louis J. Freeh | M | N | NA | NA |
|
|
|
| 1.7 | Elect Director Laurie H. Glimcher, M.D. | M | N | NA | NA |
|
|
|
| 1.8 | Elect Director Leif Johansson | M | N | NA | NA |
|
|
|
| 1.9 | Elect Director James D. Robinson, III | M | N | NA | NA |
|
|
|
| 2 | Ratify Auditor | M | N | NA | NA |
|
|
|
| 3 | Increase Disclosure of Executive Compensation | S | N | NA | NA |
|
|
|
| 4 | Provide for Cumulative Voting | S | N | NA | NA |
|
|
|
| 5 | Claw-back of Payments under Restatements | S | N | NA | NA |
|
|
|
| 6 | Report on Animal Welfare | S | N | NA | NA |
|
|
|
| 7 | Establish Term Limits for Directors | S | N | NA | NA |
Amgen, Inc. | 5/10/2006 | AMGN | 031162100 | 1.1 | Elect Director Frederick W. Gluck | M | N | NA | NA |
|
|
|
| 1.2 | Elect Director J. Paul Reason | M | N | NA | NA |
|
|
|
| 1.3 | Elect Director Donald B. Rice | M | N | NA | NA |
|
|
|
| 1.4 | Elect Director Leonard D. Schaeffer | M | N | NA | NA |
|
|
|
| 2 | Ratify Auditors | M | N | NA | NA |
|
|
|
| 3 | Stock Retention | S | N | NA | NA |
|
|
|
| 4 | Link Executive Compensation to Social Issues | S | N | NA | NA |
|
|
|
| 5 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | S | N | NA | NA |
|
|
|
| 6 | Develop an Animal Welfare Policy | S | N | NA | NA |
|
|
|
| 7 | Require a Majority Vote for the Election of Directors | S | N | NA | NA |
|
|
|
| 8 | Report on Political Contributions | S | N | NA | NA |
Teva Pharmaceutical Industries | 5/4/2006 |
| 881624209 | 1 | TO RECEIVE AND DISCUSS THE COMPANY S CONSOLIDATED BALANCE SHEET AS OF DECEMBER 31, 2005 AND THE CONSOLIDATED STATEMENTS OF INCOME FOR THE YEAR THEN ENDED. | M | N | NA | NA |
|
|
|
| 2 | TO APPROVE THE BOARD OF DIRECTORS RECOMMENDATION THAT THE CASH DIVIDEND FOR THE YEAR ENDED DECEMBER 31, 2005 BE DECLARED FINAL. | M | N | NA | NA |
|
|
|
| 3 | TO APPOINT PROF. GABRIELA SHALEV AS A STATUTORY INDEPENDENT DIRECTOR FOR AN ADDITIONAL TERM OF THREE YEARS. | M | N | NA | NA |
|
|
|
| 4 | TO ELECT THE FOLLOWING DIRECTOR TO SERVE FOR A THREE-YEAR TERM: DR. PHILLIP FROST | M | N | NA | NA |
|
|
|
| 5 | TO ELECT THE FOLLOWING DIRECTOR TO SERVE FOR A THREE-YEAR TERM: CARLO SALVI | M | N | NA | NA |
|
|
|
| 6 | TO ELECT THE FOLLOWING DIRECTOR TO SERVE FOR A THREE-YEAR TERM: DAVID SHAMIR | M | N | NA | NA |
|
|
|
| 7 | TO APPROVE THE PURCHASE OF DIRECTOR S AND OFFICER S LIABILITY INSURANCE FOR THE DIRECTORS AND OFFICERS OF THE COMPANY. | M | N | NA | NA |
|
|
|
| 8 | TO APPROVE AN AMENDMENT TO SECTION 60(E) OF THE COMPANY S ARTICLES OF ASSOCIATION. | M | N | NA | NA |
|
|
|
| 9 | TO APPROVE AN INCREASE IN THE REMUNERATION PAID TO THE DIRECTORS OF THE COMPANY (OTHER THAN THE CHAIRMAN OF THE BOARD). | M | N | NA | NA |
|
|
|
| 10 | TO APPOINT KESSELMAN & KESSELMAN, AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM AND DETERMINE THEIR COMPENSATION. | M | N | NA | NA |
Medicis Pharmaceutical Corp. | 5/23/2006 | MRX | 584690309 | 1.1 | Elect Director Arthur G. Altschul, Jr. | M | N | NA | NA |
|
|
|
| 1.2 | Elect Director Philip S. Schein, M.D. | M | N | NA | NA |
|
|
|
| 2 | Approve Omnibus Stock Plan | M | N | NA | NA |
|
|
|
| 3 | Ratify Auditors | M | N | NA | NA |
MedImmune, Inc. | 5/25/2006 | MEDI | 584699102 | 1.1 | Elect Director Wayne T. Hockmeyer | M | N | NA | NA |
|
|
|
| 1.2 | Elect Director David M. Mott | M | N | NA | NA |
|
|
|
| 1.3 | Elect Director David Baltimore | M | N | NA | NA |
|
|
|
| 1.4 | Elect Director M. James Barrett | M | N | NA | NA |
|
|
|
| 1.5 | Elect Director James H. Cavanaugh | M | N | NA | NA |
|
|
|
| 1.6 | Elect Director Barbara Hackman Franklin | M | N | NA | NA |
|
|
|
| 1.7 | Elect Director Gordon S. Macklin | M | N | NA | NA |
|
|
|
| 1.8 | Elect Director George M. Milne, Jr. | M | N | NA | NA |
|
|
|
| 1.9 | Elect Director Elizabeth H.S. Wyatt | M | N | NA | NA |
|
|
|
| 2 | Amend Non-Employee Director Stock Option Plan | M | N | NA | NA |
|
|
|
| 3 | Ratify Auditors | M | N | NA | NA |
Affymetrix Inc. | 6/15/2006 | AFFX | 00826T108 | 1.1 | Elect Director Stephen P.A. Fodor, Ph.D. | M | N | NA | NA |
|
|
|
| 1.2 | Elect Director Paul Berg, Ph.D. | M | N | NA | NA |
|
|
|
| 1.3 | Elect Director Susan D. Desmond-Hellmann, M.D. | M | N | NA | NA |
|
|
|
| 1.4 | Elect Director John D. Diekman, Ph.D. | M | N | NA | NA |
|
|
|
| 1.5 | Elect Director Vernon R. Loucks, Jr. | M | N | NA | NA |
|
|
|
| 1.6 | Elect Director David B. Singer | M | N | NA | NA |
|
|
|
| 1.7 | Elect Director Robert H. Trice, Ph.D. | M | N | NA | NA |
|
|
|
| 1.8 | Elect Director John A. Young | M | N | NA | NA |
|
|
|
| 2 | Ratify Auditors | M | N | NA | NA |
Corcept Therapeutics Inc | 6/6/2006 | CORT | 218352102 | 1.1 | Elect Director G. Leonard Baker, Jr. | M | N | NA | NA |
|
|
|
| 1.2 | Elect Director J.K. Belanoff, M.D. | M | N | NA | NA |
|
|
|
| 1.3 | Elect Director Joseph C. Cook, Jr. | M | N | NA | NA |
|
|
|
| 1.4 | Elect Director James A. Harper | M | N | NA | NA |
|
|
|
| 1.5 | Elect Director David L. Mahoney | M | N | NA | NA |
|
|
|
| 1.6 | Elect Director Alix Marduel, M.D. | M | N | NA | NA |
|
|
|
| 1.7 | Elect Director A.F. Schatzberg, M.D. | M | N | NA | NA |
|
|
|
| 1.8 | Elect Director David B. Singer | M | N | NA | NA |
|
|
|
| 1.9 | Elect Director James N. Wilson | M | N | NA | NA |
|
|
|
| 2 | Ratify Auditors | M | N | NA | NA |
THE SARATOGA ADVANTAGE TRUST: LARGE CAPITALIZATION VALUE PORTFOLIO | Item 1, Exhibit A9 | |||||||||
Investment Company Act file number: 811-08542 | ||||||||||
For the Period July 1, 2005 to June 30, 2006 | ||||||||||
|
|
| Meeting | Meeting |
|
|
|
|
| For/Against |
Name | Ticker | CUSIP # | Date | Type | Ballot # | Item Description | M/S | Voted | VoteCast | Mgt |
Family Dollar Stores, Inc. | FDO | 307000109 | 01/19/06 | Annual | 1.1 | Elect Director Mark R. Bernstein | M | Y | For | For |
|
|
| 1.2 | Elect Director Sharon Allred Decker | M | Y | For | For | ||
|
|
| 1.3 | Elect Director Edward C. Dolby | M | Y | For | For | ||
|
|
| 1.4 | Elect Director Glenn A. Eisenberg | M | Y | For | For | ||
|
|
| 1.5 | Elect Director Howard R. Levine | M | Y | For | For | ||
|
|
| 1.6 | Elect Director George R. Mahoney, Jr. | M | Y | For | For | ||
|
|
| 1.7 | Elect Director James G. Martin | M | Y | For | For | ||
|
|
| 2 | Approve Omnibus Stock Plan | M | Y | For | For | ||
|
|
| 3 | Ratify Auditors | M | Y | For | For | ||
Carnival Corp. | CCL | 143658300 | 04/20/06 | Annual | 1.1 | Elect Micky Arison as Director | M | Y | For | For |
|
|
| 1.2 | Elect Ambassador Richard G. Capen, Jr. as Director | M | Y | For | For | ||
|
|
| 1.3 | Elect Robert H. Dickinson as Director | M | Y | For | For | ||
|
|
| 1.4 | Elect Arnold W. Donald as Director | M | Y | For | For | ||
|
|
| 1.5 | Elect Pier Luigi Foschi as Director | M | Y | For | For | ||
|
|
| 1.6 | Elect Howard S. Frank as Director | M | Y | For | For | ||
|
|
| 1.7 | Elect Richard J. Glasier as Director | M | Y | For | For | ||
|
|
| 1.8 | Elect Baroness Hogg as Director | M | Y | For | For | ||
|
|
| 1.9 | Elect A. Kirk Lanterman as Director | M | Y | For | For | ||
|
|
| 1.10 | Elect Modesto A. Maidique as Director | M | Y | For | For | ||
|
|
| 1.11 | Elect Sir John Parker as Director | M | Y | For | For | ||
|
|
| 1.12 | Elect Peter G. Ratcliffe as Director | M | Y | For | For | ||
|
|
| 1.13 | Elect Stuart Subotnick as Director | M | Y | For | For | ||
|
|
| 1.14 | Elect Uzi Zucker as Director | M | Y | For | For | ||
|
|
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | M | Y | For | For | ||
|
|
| 3 | Authorize Audit Committee of Carnival Plc to Fix Remuneration of Auditors | M | Y | For | For | ||
|
|
| 4 | Accept Financial Statements and Statutory Reports of Carnival Plc for the Financial Year Ended Nov. 30, 2005 | M | Y | Against | Against | ||
|
|
| 5 | Approve Remuneration Report of Carnival Plc | M | Y | For | For | ||
|
|
| 6 | Authorize the Issuance by Carnival Plc of Equity or Equity-Linked Securities with Preemptive Rights | M | Y | For | For | ||
|
|
| 7 | Authorize the Issuance by Carnival Plc of Equity or Equity-Linked Securities Without Preemptive Rights | M | Y | For | For | ||
|
|
| 8 | Authorize 10,633,211 Carnival plc Shares for Market Purchase by Carnival plc | M | Y | For | For | ||
|
|
| 9 | Transact Other Business (Non-Voting) | M | N | None | NA | ||
Morgan Stanley | MS | 617446448 | 04/04/06 | Annual | 1.1 | Elect Director Roy J. Bostock | M | Y | For | For |
|
|
| 1.2 | Elect Director Erskine B. Bowles | M | Y | For | For | ||
|
|
| 1.3 | Elect Director C. Robert Kidder | M | Y | For | For | ||
|
|
| 1.4 | Elect Director John J. Mack | M | Y | For | For | ||
|
|
| 1.5 | Elect Director Donald T. Nicolaisen | M | Y | For | For | ||
|
|
| 1.6 | Elect Director Hutham S. Olayan | M | Y | For | For | ||
|
|
| 1.7 | Elect Director O. Griffith Sexton | M | Y | For | For | ||
|
|
| 1.8 | Elect Director Howard J. Davies | M | Y | For | For | ||
|
|
| 1.9 | Elect Director Charles H. Noski | M | Y | For | For | ||
|
|
| 1.10 | Elect Director Laura D'Andrea Tyson | M | Y | For | For | ||
|
|
| 1.11 | Elect Director Klaus Zumwinkel | M | N | Withhold | NA | ||
|
|
| 2 | Ratify Auditors | M | Y | For | For | ||
|
|
| 3 | Declassify the Board of Directors | M | Y | For | For | ||
|
|
| 4 | Amend Articles/Bylaws/Remove plurality voting for directors | M | Y | For | For | ||
|
|
| 5 | Amend Articles/Bylaws/Eliminate supermajority voting requirements | M | Y | For | For | ||
|
|
| 6 | Require a Majority Vote for the Election of Directors | S | Y | For | Against | ||
|
|
| 7 | Amend Vote Requirements to Amend Articles/Bylaws/Charter | S | Y | For | Against | ||
|
|
| 8 | Submit Severance Agreement (Change in Control) to shareholder Vote | S | Y | For | Against | ||
Carnival Corp. | CCL | 143658300 | 04/20/06 | Annual | 1.1 | Elect Director Micky Arison | M | Y | For | For |
|
|
| 1.2 | Elect Director Amb Richard G. Capen Jr | M | Y | For | For | ||
|
|
| 1.3 | Elect Director Robert H. Dickinson | M | Y | For | For | ||
|
|
| 1.4 | Elect Director Arnold W. Donald | M | Y | For | For | ||
|
|
| 1.5 | Elect Director Pier Luigi Foschi | M | Y | For | For | ||
|
|
| 1.6 | Elect Director Howard S. Frank | M | Y | For | For | ||
|
|
| 1.7 | Elect Director Richard J. Glasier | M | Y | For | For | ||
|
|
| 1.8 | Elect Director Baroness Hogg | M | Y | For | For | ||
|
|
| 1.9 | Elect Director A. Kirk Lanterman | M | Y | For | For | ||
|
|
| 1.10 | Elect Director Modesto A. Maidique | M | Y | For | For | ||
|
|
| 1.11 | Elect Director Sir John Parker | M | Y | For | For | ||
|
|
| 1.12 | Elect Director Peter G. Ratcliffe | M | Y | For | For | ||
|
|
| 1.13 | Elect Director Stuart Subotnick | M | Y | For | For | ||
|
|
| 1.14 | Elect Director Uzi Zucker | M | Y | For | For | ||
|
|
| 2 | Ratify Auditors | M | Y | For | For | ||
|
|
| 3 | TO AUTHORIZE THE AUDIT COMMITTEE OF CARNIVAL PLC TO AGREE TO THE REMUNERATION OF THE INDEPENDENT AUDITORS. | M | Y | For | For | ||
|
|
| 4 | TO RECEIVE THE ACCOUNTS AND REPORTS FOR CARNIVAL PLC FOR THE FINANCIAL YEAR ENDED NOVEMBER 30, 2005. | M | Y | For | For | ||
|
|
| 5 | TO APPROVE THE DIRECTORS REMUNERATION REPORT OF CARNIVAL PLC. | M | Y | For | For | ||
|
|
| 6 | TO APPROVE LIMITS ON THE AUTHORITY TO ALLOT SHARES BY CARNIVAL PLC. | M | Y | For | For | ||
|
|
| 7 | TO APPROVE THE DISAPPLICATION OF PRE-EMPTION RIGHTS FOR CARNIVAL PLC. | M | Y | For | For | ||
|
|
| 8 | TO APPROVE A GENERAL AUTHORITY FOR CARNIVAL PLC TO BUY BACK CARNIVAL PLC ORDINARY SHARES IN THE OPEN MARKET. | M | Y | For | For | ||
Merrill Lynch & Co., Inc. | MER | 590188108 | 04/28/06 | Annual | 1.1 | Elect Director Alberto Cribiore | M | Y | For | For |
|
|
| 1.2 | Elect Director Aulana L. Peters | M | Y | For | For | ||
|
|
| 1.3 | Elect Director Charles O. Rossotti | M | Y | For | For | ||
|
|
| 2 | Ratify Auditors | M | Y | For | For | ||
|
|
| 3 | Restore or Provide for Cumulative Voting | S | Y | For | Against | ||
|
|
| 4 | Compensation- Director Compensation | S | Y | Against | For | ||
|
|
| 5 | Review Executive Compensation | S | Y | Against | For | ||
|
|
| 1.1 | Elect Director Gordon M. Bethune | M | Y | For | For | ||
|
|
| 1.2 | Elect Director Jaime Chico Pardo | M | Y | For | For | ||
|
|
| 1.3 | Elect Director David M. Cote | M | Y | For | For | ||
|
|
| 1.4 | Elect Director D. Scott Davis | M | Y | For | For | ||
|
|
| 1.5 | Elect Director Linnet F. Deily | M | Y | For | For | ||
|
|
| 1.6 | Elect Director Clive R. Hollick | M | Y | For | For | ||
|
|
| 1.7 | Elect Director James J. Howard | M | Y | For | For | ||
|
|
| 1.8 | Elect Director Bruce Karatz | M | Y | For | For | ||
|
|
| 1.9 | Elect Director Russell E. Palmer | M | Y | For | For | ||
|
|
| 1.10 | Elect Director Ivan G. Seidenberg | M | Y | For | For | ||
|
|
| 1.11 | Elect Director Bradley T. Sheares | M | Y | For | For | ||
|
|
| 1.12 | Elect Director Eric K. Shinseki | M | Y | For | For | ||
|
|
| 1.13 | Elect Director John R. Stafford | M | N | Withhold | NA | ||
|
|
| 1.14 | Elect Director Michael W. Wright | M | Y | For | For | ||
|
|
| 2 | Ratify Auditors | M | Y | For | For | ||
|
|
| 3 | Approve Omnibus Stock Plan | M | Y | For | For | ||
|
|
| 4 | Approve Non-Employee Director Omnibus Stock Plan | M | Y | Against | Against | ||
|
|
| 5 | Require a Majority Vote for the Election of Directors | S | Y | For | Against | ||
|
|
| 6 | Compensation- Director Compensation | S | Y | Against | For | ||
|
|
| 7 | Claw-back of Payments under Restatements | S | Y | Against | For | ||
|
|
| 8 | Report on Public Welfare Initiative | S | Y | Against | For | ||
|
|
| 9 | Eliminate or Restrict Severance Agreements (Change-in-Control) | S | Y | Against | For | ||
Wachovia Corp. | WB | 929903102 | 04/18/06 | Annual | 1.1 | Elect Director William H. Goodwin, Jr. | M | N | Withhold | NA |
|
|
| 1.2 | Elect Director Robert A. Ingram | M | Y | For | For | ||
|
|
| 1.3 | Elect Director Mackey J. McDonald | M | Y | For | For | ||
|
|
| 1.4 | Elect Director Lanty L. Smith | M | Y | For | For | ||
|
|
| 1.5 | Elect Director Ruth G. Shaw | M | Y | For | For | ||
|
|
| 1.6 | Elect Director Ernest S. Rady | M | Y | For | For | ||
|
|
| 2 | Ratify Auditors | M | Y | For | For | ||
|
|
| 3 | Submit Severance Agreement (Change in Control) to shareholder Vote | S | Y | For | Against | ||
|
|
| 4 | Report on Political Contributions | S | Y | Against | For | ||
|
|
| 5 | Separate Chairman and CEO Positions | S | Y | Against | For | ||
|
|
| 6 | Require a Majority Vote for the Election of Directors | S | Y | For | Against | ||
Citigroup Inc. | C | 172967101 | 04/18/06 | Annual | 1.1 | Elect Director C. Michael Armstrong | M | Y | For | For |
|
|
| 1.2 | Elect Director Alain J.P. Belda | M | Y | For | For | ||
|
|
| 1.3 | Elect Director George David | M | Y | For | For | ||
|
|
| 1.4 | Elect Director Kenneth T. Derr | M | Y | For | For | ||
|
|
| 1.5 | Elect Director John M. Deutch | M | Y | For | For | ||
|
|
| 1.6 | Elect Director Roberto Hernandez Ramirez | M | Y | For | For | ||
|
|
| 1.7 | Elect Director Ann Dibble Jordan | M | Y | For | For | ||
|
|
| 1.8 | Elect Director Klaus Kleinfeld | M | Y | For | For | ||
|
|
| 1.9 | Elect Director Andrew N. Liveris | M | Y | For | For | ||
|
|
| 1.10 | Elect Director Dudley C. Mecum | M | Y | For | For | ||
|
|
| 1.11 | Elect Director Anne M. Mulcahy | M | Y | For | For | ||
|
|
| 1.12 | Elect Director Richard D. Parsons | M | Y | For | For | ||
|
|
| 1.13 | Elect Director Charles Prince | M | Y | For | For | ||
|
|
| 1.14 | Elect Director Dr. Judith Rodin | M | Y | For | For | ||
|
|
| 1.15 | Elect Director Robert E. Rubin | M | Y | For | For | ||
|
|
| 1.16 | Elect Director Franklin A. Thomas | M | Y | For | For | ||
|
|
| 2 | Ratify Auditors | M | Y | For | For | ||
|
|
| 3 | Reduce Supermajority Vote Requirement | M | Y | For | For | ||
|
|
| 4 | Reduce Supermajority Vote Requirement | M | Y | For | For | ||
|
|
| 5 | Reduce Supermajority Vote Requirement | M | Y | For | For | ||
|
|
| 6 | End Issuance of Options and Prohibit Repricing | S | Y | For | Against | ||
|
|
| 7 | Report on Political Contributions | S | Y | For | Against | ||
|
|
| 8 | Report on Charitable Contributions | S | Y | Against | For | ||
|
|
| 9 | Performance-Based Equity Awards | S | Y | Against | For | ||
|
|
| 10 | Reimbursement of Expenses Incurred by Shareholder(s) | S | Y | Against | For | ||
|
|
| 11 | Separate Chairman and CEO Positions | S | Y | Against | For | ||
|
|
| 12 | Clawback of Payments Under Restatement | S | Y | Against | For | ||
Pfizer Inc. | PFE | 717081103 | 04/27/06 | Annual | 1.1 | Elect Director Michael S. Brown | M | Y | For | For |
|
|
| 1.2 | Elect Director M. Anthony Burns | M | Y | For | For | ||
|
|
| 1.3 | Elect Director Robert N. Burt | M | Y | For | For | ||
|
|
| 1.4 | Elect Director W. Don Cornwell | M | Y | For | For | ||
|
|
| 1.5 | Elect Director William H. Gray, III | M | Y | For | For | ||
|
|
| 1.6 | Elect Director Constance J. Horner | M | Y | For | For | ||
|
|
| 1.7 | Elect Director William R. Howell | M | Y | For | For | ||
|
|
| 1.8 | Elect Director Stanley O. Ikenberry | M | Y | For | For | ||
|
|
| 1.9 | Elect Director George A. Lorch | M | Y | For | For | ||
|
|
| 1.10 | Elect Director Henry A. McKinnell | M | Y | For | For | ||
|
|
| 1.11 | Elect Director Dana G. Mead | M | Y | For | For | ||
|
|
| 1.12 | Elect Director Ruth J. Simmons | M | Y | For | For | ||
|
|
| 1.13 | Elect Director William C. Steere, Jr. | M | Y | For | For | ||
|
|
| 2 | Ratify Auditors | M | Y | For | For | ||
|
|
| 3 | Reduce Supermajority Vote Requirement | M | Y | For | For | ||
|
|
| 4 | Establish Term Limits for Directors | S | Y | Against | For | ||
|
|
| 5 | Social Proposal | S | Y | Against | For | ||
|
|
| 6 | Restore or Provide for Cumulative Voting | S | Y | For | Against | ||
|
|
| 7 | Separate Chairman and CEO Positions | S | Y | For | Against | ||
|
|
| 8 | Report on Political Contributions | S | Y | Against | For | ||
|
|
| 9 | Report on Animal Welfare Policy | S | Y | Against | For | ||
|
|
| 10 | Reort on Animal-based Testing | S | Y | Against | For | ||
Eaton Corp. | ETN | 278058102 | 04/26/06 | Annual | 1.1 | Elect Director Christopher M. Connor | M | Y | For | For |
|
|
| 1.2 | Elect Director Alexander M. Cutler | M | Y | For | For | ||
|
|
| 1.3 | Elect Director Deborah. L. McCoy | M | Y | For | For | ||
|
|
| 1.4 | Elect Director Gary L. Tooker | M | Y | For | For | ||
|
|
| 2 | Ratify Auditors | M | Y | For | For | ||
ALLTEL Corp. | AT | 020039103 | 04/20/06 | Annual | 1.1 | Elect Director William H. Crown | M | Y | For | For |
|
|
| 1.2 | Elect Director Joe T. Ford | M | Y | For | For | ||
|
|
| 1.3 | Elect Director John P. McConnell | M | Y | For | For | ||
|
|
| 1.4 | Elect Director Josie C. Natori | M | Y | For | For | ||
|
|
| 2 | Amend Executive Incentive Bonus Plan | M | Y | For | For | ||
|
|
| 3 | Amend Executive Incentive Bonus Plan | M | Y | For | For | ||
|
|
| 4 | Ratify Auditors | M | Y | For | For | ||
Wyeth | WYE | 983024100 | 04/27/06 | Annual | 1.1 | Elect Director Robert Essner | M | Y | For | For |
|
|
| 1.2 | Elect Director John D. Feerick | M | Y | For | For | ||
|
|
| 1.3 | Elect Director Frances D. Fergusson, Ph.D. | M | Y | For | For | ||
|
|
| 1.4 | Elect Director Victor F. Ganzi | M | Y | For | For | ||
|
|
| 1.5 | Elect Director Robert Langer | M | Y | For | For | ||
|
|
| 1.6 | Elect Director John P. Mascotte | M | Y | For | For | ||
|
|
| 1.7 | Elect Director Mary Lake Polan, M.D., Ph.D. | M | Y | For | For | ||
|
|
| 1.8 | Elect Director Gary L. Rogers | M | Y | For | For | ||
|
|
| 1.9 | Elect Director Ivan G. Seidenberg | M | Y | For | For | ||
|
|
| 1.10 | Elect Director Walter V. Shipley | M | N | Withhold | NA | ||
|
|
| 1.11 | Elect Director John R. Torell, III | M | Y | For | For | ||
|
|
| 2 | Ratify Auditors | M | Y | For | For | ||
|
|
| 3 | Approve Non-Employee Director Omnibus Stock Plan | M | Y | Against | Against | ||
|
|
| 4 | Report on Product Availability in Canada | S | Y | Against | For | ||
|
|
| 5 | Report on Political Contributions | S | Y | Against | For | ||
|
|
| 6 | Report on Animal welfare Policy | S | Y | Against | For | ||
|
|
| 7 | Require a Majority Vote for the Election of Directors | S | Y | For | Against | ||
|
|
| 8 | Separate Chairman and CEO Positions | S | Y | Against | For | ||
|
|
| 9 | Adopt Simple Majority Vote Requirement | S | Y | For | Against | ||
Wells Fargo & Company | WFC | 949746101 | 04/25/06 | Annual | 1.1 | Elect Director Lloyd H. Dean | M | Y | For | For |
|
|
| 1.2 | Elect Director Susan E. Engel | M | Y | For | For | ||
|
|
| 1.3 | Elect Director Enrique Hernandez, Jr. | M | N | Withhold | NA | ||
|
|
| 1.4 | Elect Director Robert L. Joss | M | Y | For | For | ||
|
|
| 1.5 | Elect Director Richard M. Kovacevich | M | Y | For | For | ||
|
|
| 1.6 | Elect Director Richard D. McCormick | M | Y | For | For | ||
|
|
| 1.7 | Elect Director Cynthia H. Milligan | M | N | Withhold | NA | ||
|
|
| 1.8 | Elect Director Nicholas G. Moore | M | Y | For | For | ||
|
|
| 1.9 | Elect Director Philip J. Quigley | M | N | Withhold | NA | ||
|
|
| 1.10 | Elect Director Donald B. Rice | M | N | Withhold | NA | ||
|
|
| 1.11 | Elect Director Judith M. Runstad | M | Y | For | For | ||
|
|
| 1.12 | Elect Director Stephen W. Sanger | M | Y | For | For | ||
|
|
| 1.13 | Elect Director Susan G. Swenson | M | Y | For | For | ||
|
|
| 1.14 | Elect Director Michael W. Wright | M | N | Withhold | NA | ||
|
|
| 2 | Ratify Auditors | M | Y | For | For | ||
|
|
| 3 | Require a Majority Vote for the Election of Directors | S | Y | For | Against | ||
|
|
| 4 | Separate Chairman and CEO Positions | S | Y | Against | For | ||
|
|
| 5 | Compensation- Director Compensation | S | Y | Against | For | ||
|
|
| 6 | Report on Discrimination in Lending | S | Y | For | Against | ||
Bank of America Corp. | BAC | 060505104 | 04/26/06 | Annual | 1.1 | Elect Director William Barnet, III | M | Y | For | For |
|
|
| 1.2 | Elect Director Frank P. Bramble, Sr. | M | Y | For | For | ||
|
|
| 1.3 | Elect Director John T. Collins | M | Y | For | For | ||
|
|
| 1.4 | Elect Director Gary L. Countryman | M | Y | For | For | ||
|
|
| 1.5 | Elect Director Tommy R. Franks | M | Y | For | For | ||
|
|
| 1.6 | Elect Director Paul Fulton | M | Y | For | For | ||
|
|
| 1.7 | Elect Director Charles K. Gifford | M | Y | For | For | ||
|
|
| 1.8 | Elect Director W. Steven Jones | M | Y | For | For | ||
|
|
| 1.9 | Elect Director Kenneth D. Lewis | M | Y | For | For | ||
|
|
| 1.10 | Elect Director Monica C. Lozano | M | Y | For | For | ||
|
|
| 1.11 | Elect Director Walter E. Massey | M | Y | For | For | ||
|
|
| 1.12 | Elect Director Thomas J. May | M | Y | For | For | ||
|
|
| 1.13 | Elect Director Patricia E. Mitchell | M | Y | For | For | ||
|
|
| 1.14 | Elect Director Thomas M. Ryan | M | Y | For | For | ||
|
|
| 1.15 | Elect Director O. Temple Sloan, Jr. | M | Y | For | For | ||
|
|
| 1.16 | Elect Director Meredith R. Spangler | M | Y | For | For | ||
|
|
| 1.17 | Elect Director Robert L. Tillman | M | Y | For | For | ||
|
|
| 1.18 | Elect Director Jackie M. Ward | M | Y | For | For | ||
|
|
| 2 | Ratify Auditors | M | Y | For | For | ||
|
|
| 3 | Amend Omnibus Stock Plan | M | Y | Against | Against | ||
|
|
| 4 | Publish Political Contributions | S | Y | Against | For | ||
|
|
| 5 | Require a Majority Vote for the Election of Directors | S | Y | For | Against | ||
|
|
| 6 | Provide for an Independent Chairman | S | Y | Against | For | ||
|
|
| 7 | Exclude Reference to Sexual Orientation from the Company's EEO Statement | S | Y | Against | For | ||
Chevron Corporation | CVX | 166764100 | 04/26/06 | Annual | 1.1 | Elect Director Samuel H. Armacost | M | Y | For | For |
|
|
| 1.2 | Elect Director Linnet F. Deily | M | Y | For | For | ||
|
|
| 1.3 | Elect Director Robert E. Denham | M | Y | For | For | ||
|
|
| 1.4 | Elect Director Robert J. Eaton | M | Y | For | For | ||
|
|
| 1.5 | Elect Director Sam Ginn | M | Y | For | For | ||
|
|
| 1.6 | Elect Director Franklyn G. Jenifer | M | Y | For | For | ||
|
|
| 1.7 | Elect Director Sam Nunn | M | Y | For | For | ||
|
|
| 1.8 | Elect Director David J. O'Reilly | M | Y | For | For | ||
|
|
| 1.9 | Elect Director Donald B. Rice | M | Y | For | For | ||
|
|
| 1.10 | Elect Director Peter J. Robertson | M | Y | For | For | ||
|
|
| 1.11 | Elect Director Charles R. Shoemate | M | Y | For | For | ||
|
|
| 1.12 | Elect Director Ronald D. Sugar | M | Y | For | For | ||
|
|
| 1.13 | Elect Director Carl Ware | M | Y | For | For | ||
|
|
| 2 | Ratify Auditors | M | Y | For | For | ||
|
|
| 3 | Company-Specific-Reimbursement of Stockholder Proposal | S | Y | For | Against | ||
|
|
| 4 | Report on Environmental Impact of Drilling in Sensitive Areas | S | Y | Against | For | ||
|
|
| 5 | Report on Political Contributions | S | Y | For | Against | ||
|
|
| 6 | Adopt an Animal Welfare Policy | S | Y | Against | For | ||
|
|
| 7 | Adopt a Human Rights Policy | S | Y | Against | For | ||
|
|
| 8 | Report on Remediation Expenses in Ecuador | S | Y | Against | For | ||
Temple-Inland Inc. | TIN | 879868107 | 05/05/06 | Annual | 1.1 | Elect Director Cassandra C. Carr | M | Y | For | For |
|
|
| 1.2 | Elect Director James T. Hackett | M | Y | For | For | ||
|
|
| 1.3 | Elect Director Arthur Temple, III | M | Y | For | For | ||
|
|
| 1.4 | Elect Director Larry E. Temple | M | Y | For | For | ||
|
|
| 2 | Ratify Auditors | M | Y | For | For | ||
Capital One Financial Corp. | COF | 14040H105 | 04/27/06 | Annual | 1.1 | Elect Director Richard D. Fairbank | M | Y | For | For |
|
|
| 1.2 | Elect Director E.R. Campbell | M | Y | For | For | ||
|
|
| 1.3 | Elect Director Stanley Westreich | M | Y | For | For | ||
|
|
| 2 | Ratify Auditors | M | Y | For | For | ||
|
|
| 3 | Amend Omnibus Stock Plan | M | Y | Against | Against | ||
|
|
| 4 | Require a Majority Vote for the Election of Directors | S | Y | For | Against | ||
Ambac Financial Group, Inc. | ABK | 023139108 | 05/02/06 | Annual | 1.1 | Elect Director Phillip B. Lassiter | M | Y | For | For |
|
|
| 1.2 | Elect Director Michael A. Callen | M | Y | For | For | ||
|
|
| 1.3 | Elect Director Jill M. Considine | M | Y | For | For | ||
|
|
| 1.4 | Elect Director Robert J. Genader | M | Y | For | For | ||
|
|
| 1.5 | Elect Director W. Grant Gregory | M | Y | For | For | ||
|
|
| 1.6 | Elect Director Thomas C. Theobald | M | Y | For | For | ||
|
|
| 1.7 | Elect Director Laura S. Unger | M | Y | For | For | ||
|
|
| 1.8 | Elect Director Henry D.G. Wallace | M | Y | For | For | ||
|
|
| 2 | Ratify Auditors | M | Y | For | For | ||
Lyondell Chemical Co. | LYO | 552078107 | 05/04/06 | Annual | 1.1 | Elect Director Carol A. Anderson | M | Y | For | For |
|
|
| 1.2 | Elect Director William T. Butler | M | Y | For | For | ||
|
|
| 1.3 | Elect Director Stephen I. Chazen | M | Y | For | For | ||
|
|
| 1.4 | Elect Director Travis Engen | M | Y | For | For | ||
|
|
| 1.5 | Elect Director Paul S. Halata | M | Y | For | For | ||
|
|
| 1.6 | Elect Director Danny W. Huff | M | Y | For | For | ||
|
|
| 1.7 | Elect Director David J. Lesar | M | Y | For | For | ||
|
|
| 1.8 | Elect Director David J.P. Meachin | M | Y | For | For | ||
|
|
| 1.9 | Elect Director Daniel J. Murphy | M | Y | For | For | ||
|
|
| 1.10 | Elect Director Dan F. Smith | M | Y | For | For | ||
|
|
| 1.11 | Elect Director William R. Spivey | M | Y | For | For | ||
|
|
| 2 | Ratify Auditors | M | Y | For | For | ||
ChoicePoint Inc. | CPS | 170388102 | 04/25/06 | Annual | 1.1 | Elect Director M. Anne Szostak | M | Y | For | For |
|
|
| 1.2 | Elect Director E. Renae Conley | M | Y | For | For | ||
|
|
| 1.3 | Elect Director Douglas C. Curling | M | Y | For | For | ||
|
|
| 1.4 | Elect Director Kenneth G. Langone | M | Y | For | For | ||
|
|
| 1.5 | Elect Director Charles I. Story | M | Y | For | For | ||
|
|
| 2 | Declassify the Board of Directors | M | Y | For | For | ||
|
|
| 3 | Approve Omnibus Stock Plan | M | Y | Against | Against | ||
|
|
| 4 | Ratify Auditors | M | Y | For | For | ||
JPMorgan Chase & Co. | JPM | 46625H100 | 05/16/06 | Annual | 1.1 | Elect Director John H. Biggs | M | Y | For | For |
|
|
| 1.2 | Elect Director Stephen B. Burke | M | Y | For | For | ||
|
|
| 1.3 | Elect Director James S. Crown | M | Y | For | For | ||
|
|
| 1.4 | Elect Director James Dimon | M | Y | For | For | ||
|
|
| 1.5 | Elect Director Ellen V. Futter | M | Y | For | For | ||
|
|
| 1.6 | Elect Director William H. Gray, III | M | Y | For | For | ||
|
|
| 1.7 | Elect Director William B. Harrison, Jr. | M | Y | For | For | ||
|
|
| 1.8 | Elect Director Laban P. Jackson, Jr. | M | Y | For | For | ||
|
|
| 1.9 | Elect Director John W. Kessler | M | Y | For | For | ||
|
|
| 1.10 | Elect Director Robert I. Lipp | M | Y | For | For | ||
|
|
| 1.11 | Elect Director Richard A. Manoogian | M | Y | For | For | ||
|
|
| 1.12 | Elect Director David C. Novak | M | Y | For | For | ||
|
|
| 1.13 | Elect Director Lee R. Raymond | M | Y | For | For | ||
|
|
| 1.14 | Elect Director William C. Weldon | M | Y | For | For | ||
|
|
| 2 | Ratify Auditors | M | Y | For | For | ||
|
|
| 3 | Put Repricing of Stock Options to Shareholder Vote | S | Y | Against | For | ||
|
|
| 4 | Performance-Based Equity Awards | S | Y | Against | For | ||
|
|
| 5 | Separate Chairman and CEO Positions | S | Y | Against | For | ||
|
|
| 6 | Remove Reference to Sexual Orientation from EEO Statement | S | Y | Against | For | ||
|
|
| 7 | Amend Articles/Bylaws/Charter -- Call Special Meetings | S | Y | Against | For | ||
|
|
| 8 | Report on Lobbying Activities | S | Y | Against | For | ||
|
|
| 9 | Report on Political Contributions | S | Y | Against | For | ||
|
|
| 10 | Approve Terms of Existing Poison Pill | S | Y | Against | For | ||
|
|
| 11 | Provide for Cumulative Voting | S | Y | Against | For | ||
|
|
| 12 | Claw-back of Payments under Restatements | S | Y | Against | For | ||
|
|
| 13 | Require Director Nominee Qualifications | S | Y | Against | For | ||
The Hartford Financial Services Group, Inc. | HIG | 416515104 | 05/17/06 | Annual | 1.1 | Elect Director Ramani Ayer | M | Y | For | For |
|
|
| 1.2 | Elect Director Ramon de Oliveira | M | Y | For | For | ||
|
|
| 1.3 | Elect Director Edward J. Kelly, III | M | Y | For | For | ||
|
|
| 1.4 | Elect Director Paul G. Kirk, Jr | M | Y | For | For | ||
|
|
| 1.5 | Elect Director Thomas M. Marra | M | Y | For | For | ||
|
|
| 1.6 | Elect Director Gail J. McGovern | M | Y | For | For | ||
|
|
| 1.7 | Elect Director Michael G. Morris | M | Y | For | For | ||
|
|
| 1.8 | Elect Director Robert W. Selander | M | Y | For | For | ||
|
|
| 1.9 | Elect Director Charles B. Strauss | M | Y | For | For | ||
|
|
| 1.10 | Elect Director H. Patrick Swygert | M | Y | For | For | ||
|
|
| 1.11 | Elect Director David K. Zwiener | M | Y | For | For | ||
|
|
| 2 | Ratify Auditors | M | Y | For | For | ||
Cadence Design Systems, Inc. | CDNS | 127387108 | 05/10/06 | Annual | 1.1 | Elect Director Michael J. Fister | M | Y | For | For |
|
|
| 1.2 | Elect Director Donald L. Lucas | M | Y | For | For | ||
|
|
| 1.3 | Elect Director Alberto Sangiovanni-Vincentelli | M | Y | For | For | ||
|
|
| 1.4 | Elect Director George M. Scalise | M | Y | For | For | ||
|
|
| 1.5 | Elect Director John B. Shoven | M | Y | For | For | ||
|
|
| 1.6 | Elect Director Roger S. Siboni | M | Y | For | For | ||
|
|
| 1.7 | Elect Director Lip-Bu Tan | M | Y | For | For | ||
|
|
| 1.8 | Elect Director John A.C. Swainson | M | Y | For | For | ||
|
|
| 2 | Amend Executive Incentive Bonus Plan | M | Y | For | For | ||
|
|
| 3 | Amend Qualified Employee Stock Purchase Plan | M | Y | For | For | ||
|
|
| 4 | Ratify Auditors | M | Y | For | For | ||
McDonald's Corp. | MCD | 580135101 | 05/25/06 | Annual | 1.1 | Elect Director Robert A. Eckert | M | Y | For | For |
|
|
| 1.2 | Elect Director Enrique Hernandez, Jr. | M | N | Withhold | NA | ||
|
|
| 1.3 | Elect Director Jeanne P. Jackson | M | Y | For | For | ||
|
|
| 1.4 | Elect Director Richard H. Lenny | M | Y | For | For | ||
|
|
| 1.5 | Elect Director Andrew J. McKenna | M | N | Withhold | NA | ||
|
|
| 1.6 | Elect Director Sheila A. Penrose | M | Y | For | For | ||
|
|
| 2 | Ratify Auditors | M | Y | For | For | ||
|
|
| 3 | Submit Severance Agreement (Change in Control) to shareholder Vote | S | Y | For | Against | ||
|
|
| 4 | Identify Food Products Manufactured or Sold that Contain Genetically Engineered Ingredients | S | Y | Against | For | ||
American International Group, Inc. | AIG | 026874107 | 05/17/06 | Annual | 1.1 | Elect Director Pei-yuan Chia | M | Y | For | For |
|
|
| 1.2 | Elect Director Marshall A. Cohen | M | Y | For | For | ||
|
|
| 1.3 | Elect Director Martin S. Feldstein | M | Y | For | For | ||
|
|
| 1.4 | Elect Director Ellen V. Futter | M | Y | For | For | ||
|
|
| 1.5 | Elect Director Stephen L. Hammerman | M | Y | For | For | ||
|
|
| 1.6 | Elect Director Richard C. Holbrooke | M | Y | For | For | ||
|
|
| 1.7 | Elect Director Fred H. Langhammer | M | Y | For | For | ||
|
|
| 1.8 | Elect Director George L. Miles, Jr. | M | Y | For | For | ||
|
|
| 1.9 | Elect Director Morris W. Offit | M | Y | For | For | ||
|
|
| 1.10 | Elect Director James F. Orr, III | M | Y | For | For | ||
|
|
| 1.11 | Elect Director Martin J. Sullivan | M | Y | For | For | ||
|
|
| 1.12 | Elect Director Michael H. Sutton | M | Y | For | For | ||
|
|
| 1.13 | Elect Director Edmund S.W. Tse | M | Y | For | For | ||
|
|
| 1.14 | Elect Director Robert B. Willumstad | M | Y | For | For | ||
|
|
| 1.15 | Elect Director Frank G. Zarb | M | Y | For | For | ||
|
|
| 2 | Ratify Auditors | M | Y | For | For | ||
|
|
| 3 | Approve Executive Incentive Bonus Plan | M | Y | For | For | ||
Exxon Mobil Corp. | XOM | 30231G102 | 05/31/06 | Annual | 1.1 | Elect Director Michael J. Boskin | M | Y | For | For |
|
|
| 1.2 | Elect Director William W. George | M | Y | For | For | ||
|
|
| 1.3 | Elect Director James R. Houghton | M | Y | For | For | ||
|
|
| 1.4 | Elect Director William R. Howell | M | Y | For | For | ||
|
|
| 1.5 | Elect Director Reatha Clark King | M | Y | For | For | ||
|
|
| 1.6 | Elect Director Philip E. Lippincott | M | Y | For | For | ||
|
|
| 1.7 | Elect Director Henry A. McKinnell, Jr. | M | Y | For | For | ||
|
|
| 1.8 | Elect Director Marilyn Carlson Nelson | M | Y | For | For | ||
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| 1.9 | Elect Director Samuel J. Palmisano | M | Y | For | For | ||
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| 1.10 | Elect Director Walter V. Shipley | M | Y | For | For | ||
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| 1.11 | Elect Director J. Stephen Simon | M | Y | For | For | ||
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| 1.12 | Elect Director Rex W. Tillerson | M | Y | For | For | ||
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| 2 | Ratify Auditors | M | Y | For | For | ||
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| 3 | Provide for Cumulative Voting | S | Y | For | Against | ||
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| 4 | Require a Majority Vote for the Election of Directors | S | Y | For | Against | ||
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| 5 | Company-Specific-Nominate Independent Director with Industry Experience | S | Y | Against | For | ||
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| 6 | Require Director Nominee Qualifications | S | Y | Against | For | ||
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| 7 | Non-Employee Director Compensation | S | Y | Against | For | ||
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| 8 | Separate Chairman and CEO Positions | S | Y | Against | For | ||
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| 9 | Review Executive Compensation | S | Y | Against | For | ||
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| 10 | Link Executive Compensation to Social Issues | S | Y | Against | For | ||
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| 11 | Report on Political Contributions | S | Y | Against | For | ||
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| 12 | Report on Charitable Contributions | S | Y | Against | For | ||
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| 13 | Amend Equal Employment Opportunity Policy to Prohibit Discrimination Based on Sexual Orientation | S | Y | Against | For | ||
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| 14 | Report on Damage Resulting from Drilling for Oil and gas in Protected Areas | S | Y | Against | For | ||
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| 15 | Report Accountability for Company's Environmental Impacts due to Operation | S | Y | Against | For | ||
XTO Energy Inc | XTO | 98385X106 | 05/16/06 | Annual | 1.1 | Elect Director Phillip R. Kevil | M | N | Withhold | NA |
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| 1.2 | Elect Director Herbert D. Simons | M | Y | For | For | ||
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| 1.3 | Elect Director Vaughn O. Vennerberg, II | M | N | Withhold | NA | ||
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| 1.4 | Elect Director Lane G. Collins | M | Y | For | For | ||
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| 2 | Increase Authorized Common Stock | M | Y | Against | Against | ||
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| 3 | Amend Omnibus Stock Plan | M | Y | Against | Against | ||
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| 4 | Ratify Auditors | M | Y | For | For | ||
Taiwan Semiconductor Manufacturing Co. | TSM | 874039100 | 05/16/06 | Annual | 1 | TO ACCEPT 2005 BUSINESS REPORT AND FINANCIAL STATEMENTS. | M | Y | For | For |
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| 2 | TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF 2005 PROFITS. | M | Y | For | For | ||
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| 3 | TO APPROVE THE CAPITALIZATION OF 2005 DIVIDENDS, 2005 EMPLOYEE PROFIT SHARING, AND CAPITAL SURPLUS. | M | Y | For | For | ||
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| 4 | TO APPROVE REVISIONS TO THE ARTICLES OF INCORPORATION. | M | Y | For | For | ||
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| 5.1 | Elect Director Morris Chang | M | Y | For | For | ||
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| 5.2 | Elect Director J.C. Lobbezoo | M | Y | For | For | ||
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| 5.3 | Elect Director F.C. Tseng | M | Y | For | For | ||
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| 5.4 | Elect Director Stan Shih | M | Y | For | For | ||
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| 5.5 | Elect Director Chintay Shih | M | Y | For | For | ||
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| 5.6 | Elect Director Sir Peter L. Bonfield | M | Y | For | For | ||
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| 5.7 | Elect Director Lester Carl Thurow | M | Y | For | For | ||
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| 5.8 | Elect Director Rick Tsai | M | Y | For | For | ||
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| 5.9 | Elect Director Carleton S. Fiorina | M | Y | For | For | ||
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| 5.10 | Elect Director James C. Ho | M | Y | For | For | ||
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| 5.11 | Elect Director Michael E. Porter | M | Y | For | For | ||
The TJX Companies, Inc. | TJX | 872540109 | 06/06/06 | Annual | 1.1 | Elect Director David A. Brandon | M | Y | For | For |
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| 1.2 | Elect Director Bernard Cammarata | M | Y | For | For | ||
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| 1.3 | Elect Director Gary L. Crittenden | M | Y | For | For | ||
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| 1.4 | Elect Director Gail Deegan | M | Y | For | For | ||
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| 1.5 | Elect Director Dennis F. Hightower | M | Y | For | For | ||
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| 1.6 | Elect Director Amy B. Lane | M | Y | For | For | ||
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| 1.7 | Elect Director Richard G. Lesser | M | Y | For | For | ||
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| 1.8 | Elect Director John F. O'Brien | M | Y | For | For | ||
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| 1.9 | Elect Director Robert F. Shapiro | M | Y | For | For | ||
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| 1.10 | Elect Director Willow B. Shire | M | Y | For | For | ||
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| 1.11 | Elect Director Fletcher H. Wiley | M | Y | For | For | ||
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| 2 | Ratify Auditors | M | Y | For | For | ||
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| 3 | Require a Majority Vote for the Election of Directors | S | Y | For | Against | ||
Countrywide Financial Corp. | CFC | 222372104 | 06/14/06 | Annual | 1.1 | Elect Director Kathleen Brown | M | N | Withhold | NA |
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| 1.2 | Elect Director Jeffrey M. Cunningham | M | Y | For | For | ||
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| 1.3 | Elect Director Martin R. Melone | M | Y | For | For | ||
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| 1.4 | Elect Director Robert T. Parry | M | Y | For | For | ||
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| 2 | Approve Omnibus Stock Plan | M | Y | Against | Against | ||
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| 3 | Ratify Auditors | M | Y | For | For | ||
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| 4 | Approve Report of the Compensation Committee | S | Y | Against | For | ||
Best Buy Co., Inc. | BBY | 086516101 | 06/21/06 | Annual | 1.1 | Elect Director Bradbury H. Anderson | M | Y | For | For |
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| 1.2 | Elect Director Kathy J. Higgins Victor | M | Y | For | For | ||
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| 1.3 | Elect Director Allen U. Lenzmeier | M | N | Withhold | NA | ||
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| 1.4 | Elect Director Frank D. Trestman | M | Y | For | For | ||
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| 2 | Ratify Auditors | M | Y | For | For |
THE SARATOGA ADVANTAGE TRUST: MUNICIPAL BOND PORTFOLIO | Item 1 | |||||||||
Investment Company Act file number: 811-08542 | Exhibit A10 | |||||||||
Date of reporting period: 7/1/2005 - 6/30/2006 | ||||||||||
a) Issuer's Name | b) Ticker | c) CUSIP | d) Mtg Date | Mtg Type | Proposal # | e) Matter Identification | f) Proposal Type | g) Voted | h) Vote | i) For/Agnst Mgmt |
NA | NA | NA | NA | NA | NA | NA | NA | NA | NA | NA |
NA - Not applicable, no voting to report. | ||||||||||
THE SARATOGA ADVANTAGE TRUST: TECHNOLOGY & COMMUNICATIONS PORTFOLIO | Item 1, Exhibit A11 | ||||||
Investment Company Act file number: 811-08542 | |||||||
July 1, 2005 - June 30, 2006 | |||||||
Adobe Systems Inc. | Shares Voted | 20,000 | Security | 00724F101 | Meeting Status | Voted | |
Meeting Date | 8/24/2005 | Ticker Symbol | ADBE | Meeting Type | EGM | Record Date | 7/19/2005 |
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||||
Issue Shares in Connection with an Acquisition | Mgmt | For | For | ||||
Adjourn Meeting | Mgmt | For | For | ||||
Adobe Systems Inc. | Shares Voted | 100 | Security | 00724F101 | Meeting Status | Voted | |
Meeting Date | 3/28/2006 | Ticker Symbol | ADBE | Meeting Type | AGM | Record Date | 2/13/2006 |
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||||
Elect Director Edward W. Barnholt | Mgmt | For | For | ||||
Elect Director Michael R. Cannon | Mgmt | For | For | ||||
Elect Director Bruce R. Chizen | Mgmt | For | For | ||||
Elect Director James E. Daley | Mgmt | For | For | ||||
Elect Director Charles M. Geschke | Mgmt | For | For | ||||
Elect Director Delbert W. Yocam | Mgmt | For | For | ||||
Amend Omnibus Stock Plan | Mgmt | For | For | ||||
Approve Executive Incentive Bonus Plan | Mgmt | For | For | ||||
Ratify Auditors | Mgmt | For | For | ||||
Akamai Technologies, Inc. | Shares Voted | 4,185 | Security | 00971T101 | Meeting Status | Voted | |
Meeting Date | 5/23/2006 | Ticker Symbol | AKAM | Meeting Type | AGM | Record Date | 3/31/2006 |
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||||
Elect Director George H. Conrades | Mgmt | For | For | ||||
Elect Director Martin M. Coyne, II | Mgmt | For | For | ||||
Elect Director C. Kim Goodwin | Mgmt | For | For | ||||
Approve Omnibus Stock Plan | Mgmt | For | For | ||||
Ratify Auditors | Mgmt | For | For | ||||
American Tower Corp. | Shares Voted | 7,539 | Security | 29912201 | Meeting Status | Voted | |
Meeting Date | 5/11/2006 | Ticker Symbol | AMT | Meeting Type | AGM | Record Date | 3/23/2006 |
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||||
Elect Director Raymond P. Dolan | Mgmt | For | For | ||||
Elect Director Carolyn F. Katz | Mgmt | For | For | ||||
Elect Director Gustavo Lara Cantu | Mgmt | For | For | ||||
Elect Director Fred R. Lummis | Mgmt | For | For | ||||
Elect Director Pamela D.A. Reeve | Mgmt | For | For | ||||
Elect Director James D. Taiclet, Jr. | Mgmt | For | For | ||||
Elect Director Samme L. Thompson | Mgmt | For | For | ||||
Ratify Auditors | Mgmt | For | For | ||||
Apple Computer, Inc. | Shares Voted | 7,674 | Security | 37833100 | Meeting Status | Voted | |
Meeting Date | 4/27/2006 | Ticker Symbol | AAPL | Meeting Type | AGM | Record Date | 2/28/2006 |
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||||
Elect Director Fred D. Anderson | Mgmt | For | For | ||||
Elect Director William V. Campbell | Mgmt | For | For | ||||
Elect Director Millard S. Drexler | Mgmt | For | For | ||||
Elect Director Albert A. Gore, Jr. | Mgmt | For | For | ||||
Elect Director Steven P. Jobs | Mgmt | For | For | ||||
Elect Director Arthur D. Levinson, Ph.D. | Mgmt | For | For | ||||
Elect Director Jerome B. York | Mgmt | For | For | ||||
Ratify Auditors | Mgmt | For | For | ||||
Report on Computer Recycling Policy | ShrHoldr | Against | Against | ||||
Applied Materials, Inc. | Shares Voted | 51,800 | Security | 38222105 | Meeting Status | Voted | |
Meeting Date | 3/22/2006 | Ticker Symbol | AMAT | Meeting Type | AGM | Record Date | 1/27/2006 |
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||||
Elect Director Michael H. Armacost | Mgmt | For | For | ||||
Elect Director Deborah A. Coleman | Mgmt | For | For | ||||
Elect Director Philip V. Gerdine | Mgmt | For | For | ||||
Elect Director Thomas J. Iannotti | Mgmt | For | For | ||||
Elect Director Charles Y.S. Liu | Mgmt | For | For | ||||
Elect Director James C. Morgan | Mgmt | For | For | ||||
Elect Director Gerhard H. Parker | Mgmt | For | For | ||||
Elect Director Willem P. Roelandts | Mgmt | For | For | ||||
Elect Director Michael R. Splinter | Mgmt | For | For | ||||
Ratify Auditors | Mgmt | For | For | ||||
ASML Holding NV (Formerly ASM Lithography Hldg) | Shares Voted | 19,756 | Security | Meeting Status | Voted | ||
Meeting Date | 3/23/2006 | Ticker Symbol | ASML | Meeting Type | AGM | Record Date | 2/24/2006 |
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||||
Meeting for Holders of ADRs | |||||||
DISCUSSION OF ANNUAL REPORT 2005 AND ADOPTION OF THE FINANCIAL STATEMENTS ( FY ) 2005, AS PREPARED IN ACCORDANCE WITH DUTCH LAW | Mgmt | For | For | ||||
DISCHARGE OF THE MEMBERS OF THE BOARD OF MANAGEMENT ( BOM ) FROM LIABILITY FOR THE FY 2005. | Mgmt | For | For | ||||
DISCHARGE OF THE MEMBERS OF THE SUPERVISORY BOARD FROM LIABILITY FOR THE FY 2005. | Mgmt | For | For | ||||
TO AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY. | Mgmt | For | For | ||||
ADOPTION OF THE REVISED REMUNERATION POLICY FOR THE BOM. | Mgmt | For | For | ||||
APPROVAL OF THE PERFORMANCE STOCK ARRANGEMENT FOR THE BOM, AS MORE FULLY DESCRIBED IN THE AGENDA. | Mgmt | For | For | ||||
APPROVAL OF THE PERFORMANCE STOCK OPTION ARRANGEMENT FOR THE BOM, AS MORE FULLY DESCRIBED IN THE AGENDA. | Mgmt | For | For | ||||
APPROVAL OF THE STOCK OPTION ARRANGEMENTS FOR THE ASML EMPLOYEES, AS MORE FULLY DESCRIBED IN THE AGENDA. | Mgmt | For | For | ||||
AUTHORIZATION OF THE BOARD OF MANAGEMENT TO ISSUE 22,000 SIGN-ON STOCK AND 22,000 SIGN-ON STOCK OPTIONS TO MR. K.P. FUCHS. | Mgmt | For | For | ||||
TO RE-APPOINT MR. DEKKER AS MEMBER OF THE SUPERVISORY BOARD. | Mgmt | For | For | ||||
TO AUTHORIZE THE BOM FOR A PERIOD OF 18 MONTHS TO ISSUE SHARES OR RIGHTS TO SUBSCRIBE FOR A LIMIT OF 10% OF THE SHARE CAPITAL. | Mgmt | For | For | ||||
TO AUTHORIZE THE BOM FOR A PERIOD OF 18 MONTHS TO RESTRICT OR EXCLUDE THE PRE-EMPTION RIGHT ACCRUING TO SHAREHOLDERS. | Mgmt | For | For | ||||
TO AUTHORIZE THE BOM FOR A PERIOD OF 18 MONTHS TO ISSUE SHARES OR RIGHTS TO SUBSCRIBE FOR AN ADDITIONAL 10% OF THE CAPITAL. | Mgmt | For | For | ||||
TO AUTHORIZE THE BOM FOR A PERIOD OF 18 MONTHS FROM MARCH 23, 2006, TO RESTRICT THE PRE-EMPTION RIGHT ACCRUING TO SHAREHOLDERS | Mgmt | For | For | ||||
TO AUTHORIZE THE BOM FOR A PERIOD OF 18 MONTHS TO ACQUIRE OWN SHARES. **VOTING CUT-OFF DATE: MARCH 15, 2006.** | Mgmt | For | For | ||||
Autodesk, Inc. | Shares Voted | 14,847 | Security | 52769106 | Meeting Status | Voted | |
Meeting Date | 11/10/2005 | Ticker Symbol | ADSK | Meeting Type | EGM | Record Date | 9/15/2005 |
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||||
Approve Stock Option Plan | Mgmt | For | For | ||||
Amend Non-Employee Director Omnibus Stock Plan | Mgmt | For | For | ||||
Blue Coat Systems, Inc. | Shares Voted | 108 | Security | 09534T508 | Meeting Status | Voted | |
Meeting Date | 9/20/2005 | Ticker Symbol | BCSI | Meeting Type | AGM | Record Date | 8/8/2005 |
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||||
Elect Director James A. Barth | Mgmt | For | For | ||||
Elect Director David W. Hanna | Mgmt | For | For | ||||
Elect Director Brian M. Nesmith | Mgmt | For | For | ||||
Elect Director Jay W. Shiveley III | Mgmt | For | For | ||||
Ratify Auditors | Mgmt | For | For | ||||
Broadcom Corp. | Shares Voted | 23,070 | Security | 111320107 | Meeting Status | Voted | |
Meeting Date | 4/27/2006 | Ticker Symbol | BRCM | Meeting Type | AGM | Record Date | 2/28/2006 |
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||||
Elect Director George L. Farinsky | Mgmt | For | For | ||||
Elect Director Maureen E. Grzelakowski | Mgmt | For | For | ||||
Elect Director Nancy H. Handel | Mgmt | For | For | ||||
Elect Director John Major | Mgmt | For | For | ||||
Elect Director Scott A. McGregor | Mgmt | For | For | ||||
Elect Director Alan E. Ross | Mgmt | For | For | ||||
Elect Director Henry Samueli | Mgmt | For | For | ||||
Elect Director Robert E. Switz | Mgmt | For | For | ||||
Elect Director Werner F. Wolfen | Mgmt | For | For | ||||
Amend Articles/Bylaws/Charter-Non-Routine | Mgmt | For | For | ||||
Establish Range For Board Size | Mgmt | For | For | ||||
Amend Non-Employee Director Omnibus Stock Plan | Mgmt | For | Against | ||||
Ratify Auditors | Mgmt | For | For | ||||
Celgene Corp. | Shares Voted | 4,900 | Security | 151020104 | Meeting Status | Voted | |
Meeting Date | 6/14/2006 | Ticker Symbol | CELG | Meeting Type | AGM | Record Date | 4/27/2006 |
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||||
Elect Director John W. Jackson | Mgmt | For | For | ||||
Elect Director Sol J. Barer, Ph.D. | Mgmt | For | For | ||||
Elect Director Robert J. Hugin | Mgmt | For | For | ||||
Elect Director Jack L. Bowman | Mgmt | For | For | ||||
Elect Director Michael D. Casey | Mgmt | For | For | ||||
Elect Director Rodman L. Drake | Mgmt | For | For | ||||
Elect Director A. Hull Hayes, Jr., Md | Mgmt | For | For | ||||
Elect Director Gilla Kaplan, Ph.D. | Mgmt | For | For | ||||
Elect Director Richard C.E. Morgan | Mgmt | For | For | ||||
Elect Director Walter L. Robb, Ph.D. | Mgmt | For | For | ||||
Amend Omnibus Stock Plan | Mgmt | For | For | ||||
Ratify Auditors | Mgmt | For | For | ||||
Cisco Systems, Inc. | Shares Voted | 38,700 | Security | 17275R102 | Meeting Status | Voted | |
Meeting Date | 11/15/2005 | Ticker Symbol | CSCO | Meeting Type | AGM | Record Date | 9/16/2005 |
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||||
Elect Director Carol A. Bartz | Mgmt | For | For | ||||
Elect Director M. Michele Burns | Mgmt | For | For | ||||
Elect Director Larry R. Carter | Mgmt | For | For | ||||
Elect Director John T. Chambers | Mgmt | For | For | ||||
Elect Director Dr. John L. Hennessy | Mgmt | For | For | ||||
Elect Director Richard M. Kovacevich | Mgmt | For | For | ||||
Elect Director Roderick C. McGeary | Mgmt | For | For | ||||
Elect Director James C. Morgan | Mgmt | For | For | ||||
Elect Director John P. Morgridge | Mgmt | For | For | ||||
Elect Director Steven M. West | Mgmt | For | For | ||||
Elect Director Jerry Yang | Mgmt | For | For | ||||
Approve Stock Option Plan | Mgmt | For | For | ||||
Ratify Auditors | Mgmt | For | For | ||||
Review/Limit Executive Compensation | ShrHoldr | Against | For | ||||
Report on Pay Disparity | ShrHoldr | Against | Against | ||||
Report on Human Rights Policy | ShrHoldr | Against | Against | ||||
Citrix Systems, Inc. | Shares Voted | 18,766 | Security | 177376100 | Meeting Status | Voted | |
Meeting Date | 5/18/2006 | Ticker Symbol | CTXS | Meeting Type | AGM | Record Date | 3/20/2006 |
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||||
Elect Director Thomas F. Bogan | Mgmt | For | For | ||||
Elect Director Gary E. Morin | Mgmt | For | For | ||||
Amend Omnibus Stock Plan | Mgmt | For | For | ||||
Ratify Auditors | Mgmt | For | For | ||||
Corning Inc. | Shares Voted | 13,600 | Security | 219350105 | Meeting Status | Voted | |
Meeting Date | 4/27/2006 | Ticker Symbol | GLW | Meeting Type | AGM | Record Date | 2/27/2006 |
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||||
Elect Director James B. Flaws | Mgmt | For | For | ||||
Elect Director James R. Houghton | Mgmt | For | For | ||||
Elect Director James J. O'Connor | Mgmt | For | For | ||||
Elect Director Deborah D. Rieman | Mgmt | For | For | ||||
Elect Director Peter F. Volanakis | Mgmt | For | For | ||||
Elect Director Padmasree Warrior | Mgmt | For | For | ||||
Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | ||||
Amend Executive Incentive Bonus Plan | Mgmt | For | For | ||||
Approve Non-Employee Director Omnibus Stock Plan | Mgmt | For | For | ||||
Ratify Auditors | Mgmt | For | For | ||||
Declassify the Board of Directors | ShrHoldr | Against | For | ||||
Cymer, Inc. | Shares Voted | 5,400 | Security | 232572107 | Meeting Status | Voted | |
Meeting Date | 5/18/2006 | Ticker Symbol | CYMI | Meeting Type | AGM | Record Date | 3/31/2006 |
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||||
Elect Director Charles J. Abbe | Mgmt | For | For | ||||
Elect Director Robert P. Akins | Mgmt | For | For | ||||
Elect Director Edward H. Braun | Mgmt | For | For | ||||
Elect Director Michael R. Gaulke | Mgmt | For | For | ||||
Elect Director William G. Oldham, Ph.D. | Mgmt | For | For | ||||
Elect Director Peter J. Simone | Mgmt | For | For | ||||
Elect Director Young K. Sohn | Mgmt | For | For | ||||
Elect Director Jon D. Tompkins | Mgmt | For | For | ||||
Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | ||||
Ratify Auditors | Mgmt | For | For | ||||
Dell Inc. | Shares Voted | 22,800 | Security | 24702R101 | Meeting Status | Voted | |
Meeting Date | 7/15/2005 | Ticker Symbol | DELL | Meeting Type | AGM | Record Date | 5/20/2005 |
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||||
Elect Director Donald J. Carty | Mgmt | For | For | ||||
Elect Director Michael S. Dell | Mgmt | For | For | ||||
Elect Director William H. Gray, III | Mgmt | For | For | ||||
Elect Director Judy C. Lewent | Mgmt | For | For | ||||
Elect Director Thomas W. Luce, III | Mgmt | For | For | ||||
Elect Director Klaus S. Luft | Mgmt | For | For | ||||
Elect Director Alex J. Mandl | Mgmt | For | For | ||||
Elect Director Michael A. Miles | Mgmt | For | For | ||||
Elect Director Samuel A. Nunn, Jr. | Mgmt | For | For | ||||
Elect Director Kevin B. Rollins | Mgmt | For | For | ||||
Ratify Auditors | Mgmt | For | For | ||||
Require a Majority Vote for the Election of Directors | ShrHoldr | Against | For | ||||
Expense Stock Options | ShrHoldr | Against | For | ||||
eBay Inc. | Shares Voted | 1,304 | Security | 278642103 | Meeting Status | Voted | |
Meeting Date | 6/13/2006 | Ticker Symbol | EBAY | Meeting Type | AGM | Record Date | 4/17/2006 |
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||||
Elect Director William C. Ford, Jr. | Mgmt | For | For | ||||
Elect Director Dawn G. Lepore | Mgmt | For | For | ||||
Elect Director Pierre M. Omidyar | Mgmt | For | For | ||||
Elect Director Richard T. Sclosberg, III | Mgmt | For | For | ||||
Amend Stock Option Plan | Mgmt | For | For | ||||
Ratify Auditors | Mgmt | For | For | ||||
EMC Corp. | Shares Voted | 44,200 | Security | 268648102 | Meeting Status | Voted | |
Meeting Date | 5/4/2006 | Ticker Symbol | EMC | Meeting Type | AGM | Record Date | 3/6/2006 |
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||||
Elect Director Gail Deegan | Mgmt | For | For | ||||
Elect Director Olli-Pekka Kallasvuo | Mgmt | For | For | ||||
Elect Director Windle B. Priem | Mgmt | For | For | ||||
Elect Director Alfred M. Zeien | Mgmt | For | For | ||||
Ratify Auditors | Mgmt | For | For | ||||
Require a Majority Vote for the Election of Directors | ShrHoldr | Against | For | ||||
Performance-Based and/or Time-Based Equity Awards | ShrHoldr | Against | For | ||||
Declassify the Board of Directors | ShrHoldr | Against | For | ||||
Limit Composition of Committee(s) to Independent Directors | ShrHoldr | Against | Against | ||||
Google Inc | Shares Voted | 1,214 | Security | 38259P508 | Meeting Status | Voted | |
Meeting Date | 5/11/2006 | Ticker Symbol | GOOG | Meeting Type | AGM | Record Date | 3/17/2006 |
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||||
Elect Director Eric Schmidt | Mgmt | For | For | ||||
Elect Director Sergey Brin | Mgmt | For | For | ||||
Elect Director Larry Page | Mgmt | For | For | ||||
Elect Director L. John Doerr | Mgmt | For | For | ||||
Elect Director John L. Hennessy | Mgmt | For | For | ||||
Elect Director Arthur D. Levinson | Mgmt | For | For | ||||
Elect Director Ann Mather | Mgmt | For | For | ||||
Elect Director Michael Moritz | Mgmt | For | For | ||||
Elect Director Paul S. Otellini | Mgmt | For | For | ||||
Elect Director K. Ram Shriram | Mgmt | For | For | ||||
Elect Director Shirley M. Tilghman | Mgmt | For | For | ||||
Ratify Auditors | Mgmt | For | For | ||||
Amend Omnibus Stock Plan | Mgmt | For | For | ||||
Company-Specific-Recapitalization Plan | ShrHoldr | Against | For | ||||
Harris Corp. | Shares Voted | 21,000 | Security | 413875105 | Meeting Status | Voted | |
Meeting Date | 10/28/2005 | Ticker Symbol | HRS | Meeting Type | AGM | Record Date | 8/31/2005 |
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||||
Elect Director Lewis Hay, III | Mgmt | For | For | ||||
Elect Director Karen Katen | Mgmt | For | For | ||||
Elect Director Stephen P. Kaufman | Mgmt | For | For | ||||
Elect Director Hansel E. Tookes, II | Mgmt | For | For | ||||
Approve Omnibus Stock Plan | Mgmt | For | For | ||||
Approve/Amend Executive Incentive Bonus Plan | Mgmt | For | For | ||||
Ratify Auditors | Mgmt | For | For | ||||
Hewlett-Packard Co. | Shares Voted | 21,499 | Security | 428236103 | Meeting Status | Voted | |
Meeting Date | 3/15/2006 | Ticker Symbol | HPQ | Meeting Type | AGM | Record Date | 1/17/2006 |
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||||
Elect Director P.C. Dunn | Mgmt | For | For | ||||
Elect Director L.T. Babbio, Jr. | Mgmt | For | For | ||||
Elect Director S.M. Baldauf | Mgmt | For | For | ||||
Elect Director R.A. Hackborn | Mgmt | For | For | ||||
Elect Director J.H. Hammergren | Mgmt | For | For | ||||
Elect Director M.V. Hurd | Mgmt | For | For | ||||
Elect Director G.A. Keyworth Ii | Mgmt | For | For | ||||
Elect Director T.J. Perkins | Mgmt | For | For | ||||
Elect Director R.L. Ryan | Mgmt | For | For | ||||
Elect Director L.S. Salhany | Mgmt | For | For | ||||
Elect Director R.P. Wayman | Mgmt | For | For | ||||
Ratify Auditors | Mgmt | For | For | ||||
Approve Executive Incentive Bonus Plan | Mgmt | For | For | ||||
Require a Majority Vote for the Election of Directors | ShrHoldr | Against | For | ||||
Claw-Back of Payments under Restatement | ShrHoldr | Against | Against | ||||
Hologic, Inc. | Shares Voted | 4,649 | Security | 436440101 | Meeting Status | Voted | |
Meeting Date | 2/28/2006 | Ticker Symbol | HOLX | Meeting Type | AGM | Record Date | 1/6/2006 |
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||||
Elect Director John W. Cumming | Mgmt | For | For | ||||
Elect Director Irwin Jacobs | Mgmt | For | For | ||||
Elect Director David R. Lavance, Jr. | Mgmt | For | For | ||||
Elect Director Nancy L. Leaming | Mgmt | For | For | ||||
Elect Director Arthur G. Lerner | Mgmt | For | For | ||||
Elect Director Lawrence M. Levy | Mgmt | For | For | ||||
Elect Director Glenn P. Muir | Mgmt | For | For | ||||
Elect Director Jay A. Stein | Mgmt | For | For | ||||
Amend Omnibus Stock Plan | Mgmt | For | For | ||||
Informatica Corporation | Shares Voted | 20,494 | Security | 45666Q102 | Meeting Status | Voted | |
Meeting Date | 5/18/2006 | Ticker Symbol | INFA | Meeting Type | AGM | Record Date | 3/31/2006 |
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||||
Elect Director David W. Pidwell | Mgmt | For | For | ||||
Elect Director Sohaib Abbasi | Mgmt | For | For | ||||
Elect Director Geoffrey W. Squire | Mgmt | For | For | ||||
Ratify Auditors | Mgmt | For | For | ||||
Intersil Corporation | Shares Voted | 8,800 | Security | 46069S109 | Meeting Status | Voted | |
Meeting Date | 5/10/2006 | Ticker Symbol | ISIL | Meeting Type | AGM | Record Date | 3/17/2006 |
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||||
Elect Director Richard M. Beyer | Mgmt | For | For | ||||
Elect Director Dr. Robert W. Conn | Mgmt | For | For | ||||
Elect Director James V. Diller | Mgmt | For | For | ||||
Elect Director Gary E. Gist | Mgmt | For | For | ||||
Elect Director Mercedes Johnson | Mgmt | For | For | ||||
Elect Director Gregory Lang | Mgmt | For | For | ||||
Elect Director Jan Peeters | Mgmt | For | For | ||||
Elect Director Robert N. Pokelwaldt | Mgmt | For | For | ||||
Elect Director James A. Urry | Mgmt | For | For | ||||
Ratify Auditors | Mgmt | For | For | ||||
Amend Omnibus Stock Plan | Mgmt | For | For | ||||
Macromedia, Inc. | Shares Voted | 7,200 | Security | 556100105 | Meeting Status | Voted | |
Meeting Date | 7/18/2005 | Ticker Symbol | MACR | Meeting Type | AGM | Record Date | 6/9/2005 |
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||||
Elect Director Robert K. Burgess | Mgmt | For | For | ||||
Elect Director Charles M. Boesenberg | Mgmt | For | For | ||||
Elect Director Stephen A. Elop | Mgmt | For | For | ||||
Elect Director John (ian) Giffen | Mgmt | For | For | ||||
Elect Director Steven Gomo | Mgmt | For | For | ||||
Elect Director William H. Harris, Jr. | Mgmt | For | For | ||||
Elect Director Donald L. Lucas | Mgmt | For | For | ||||
Elect Director Elizabeth A. Nelson | Mgmt | For | For | ||||
Elect Director Timothy O'Reilly | Mgmt | For | For | ||||
Elect Director William B. Welty | Mgmt | For | For | ||||
Amend Omnibus Stock Plan | Mgmt | For | For | ||||
Ratify Auditors | Mgmt | For | For | ||||
Marvell Technology Group Ltd | Shares Voted | 14,200 | Security | G5876H105 | Meeting Status | Voted | |
Meeting Date | 6/9/2006 | Ticker Symbol | MRVL | Meeting Type | AGM | Record Date | 4/12/2006 |
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||||
Meeting for Holders of ADRs | |||||||
Elect Director Sehat Sutardja, Ph.D. | Mgmt | For | For | ||||
Elect Director Weili Dai | Mgmt | For | For | ||||
Elect Director Pantas Sutardja, Ph.D. | Mgmt | For | For | ||||
Elect Director Arturo Krueger | Mgmt | For | For | ||||
TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM AND TO AUTHORIZE THE AUDIT COMMITTEE TO FIX THEIR REMUNERATION FOR THE 2007 FISCAL YEAR ENDING JANUARY 27, 2007. | Mgmt | For | For | ||||
TO APPROVE AN INCREASE TO THE COMPANY S AUTHORIZED SHARE CAPITAL. | Mgmt | For | For | ||||
TO APPROVE AN AMENDMENT TO THE COMPANY S SECOND AMENDED AND RESTATED BYE-LAWS TO AMEND THE PROVISION RELATED TO INDEMNIFICATION OF DIRECTORS AND OFFICERS. | Mgmt | For | For | ||||
Micros Systems, Inc. | Shares Voted | 1,600 | Security | 594901100 | Meeting Status | Voted | |
Meeting Date | 11/18/2005 | Ticker Symbol | MCRS | Meeting Type | AGM | Record Date | 10/5/2005 |
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||||
Elect Director A.L. Giannopoulos | Mgmt | For | For | ||||
Elect Director Louis M. Brown, Jr. | Mgmt | For | For | ||||
Elect Director B. Gary Dando | Mgmt | For | For | ||||
Elect Director John G. Puente | Mgmt | For | For | ||||
Elect Director Dwight S. Taylor | Mgmt | For | For | ||||
Elect Director William S. Watson | Mgmt | For | For | ||||
Ratify Auditors | Mgmt | For | For | ||||
Amend Stock Option Plan | Mgmt | For | For | ||||
Microsemi Corp. | Shares Voted | 154 | Security | 595137100 | Meeting Status | Voted | |
Meeting Date | 2/22/2006 | Ticker Symbol | MSCC | Meeting Type | AGM | Record Date | 1/6/2006 |
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||||
Elect Director Dennis R. Leibel | Mgmt | For | For | ||||
Elect Director James J. Peterson | Mgmt | For | For | ||||
Elect Director Thomas R. Anderson | Mgmt | For | For | ||||
Elect Director William E. Bendush | Mgmt | For | For | ||||
Elect Director William L. Healey | Mgmt | For | For | ||||
Elect Director Paul F. Folino | Mgmt | For | For | ||||
Elect Director Matthew E. Massengill | Mgmt | For | For | ||||
Ratify Auditors | Mgmt | For | For | ||||
Microsoft Corp. | Shares Voted | 26,100 | Security | 594918104 | Meeting Status | Voted | |
Meeting Date | 11/9/2005 | Ticker Symbol | MSFT | Meeting Type | AGM | Record Date | 9/9/2005 |
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||||
Elect Director William H. Gates, III | Mgmt | For | For | ||||
Elect Director Steven A. Ballmer | Mgmt | For | For | ||||
Elect Director James I. Cash Jr. | Mgmt | For | For | ||||
Elect Director Dina Dublon | Mgmt | For | For | ||||
Elect Director Raymond V. Gilmartin | Mgmt | For | For | ||||
Elect Director A. Mclaughlin Korologos | Mgmt | For | For | ||||
Elect Director David F. Marquardt | Mgmt | For | For | ||||
Elect Director Charles H. Noski | Mgmt | For | For | ||||
Elect Director Helmut Panke | Mgmt | For | For | ||||
Elect Director Jon A. Shirley | Mgmt | For | For | ||||
Ratify Auditors | Mgmt | For | For | ||||
Motorola, Inc. | Shares Voted | 22,100 | Security | 620076109 | Meeting Status | Voted | |
Meeting Date | 5/1/2006 | Ticker Symbol | MOT | Meeting Type | AGM | Record Date | 3/3/2006 |
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||||
Elect Director E. Zander | Mgmt | For | For | ||||
Elect Director H.L. Fuller | Mgmt | For | For | ||||
Elect Director J. Lewent | Mgmt | For | For | ||||
Elect Director T. Meredith | Mgmt | For | For | ||||
Elect Director N. Negroponte | Mgmt | For | For | ||||
Elect Director I. Nooyi | Mgmt | For | For | ||||
Elect Director S. Scott, III | Mgmt | For | For | ||||
Elect Director R. Sommer | Mgmt | For | For | ||||
Elect Director J. Stengel | Mgmt | For | For | ||||
Elect Director D. Warner, III | Mgmt | For | For | ||||
Elect Director J. White | Mgmt | For | For | ||||
Elect Director M. White | Mgmt | For | For | ||||
Approve Omnibus Stock Plan | Mgmt | For | For | ||||
Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | ShrHoldr | Against | For | ||||
NAVTEQ Corporation | Shares Voted | 3,702 | Security | 63936L100 | Meeting Status | Voted | |
Meeting Date | 5/9/2006 | Ticker Symbol | NVT | Meeting Type | AGM | Record Date | 3/17/2006 |
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||||
Elect Director Richard J.A. De Lange | Mgmt | For | For | ||||
Elect Director Christopher Galvin | Mgmt | For | For | ||||
Elect Director Andrew J. Green | Mgmt | For | For | ||||
Elect Director Judson C. Green | Mgmt | For | For | ||||
Elect Director William L. Kimsey | Mgmt | For | For | ||||
Elect Director Scott D. Miller | Mgmt | For | For | ||||
Elect Director Dirk-Jan Van Ommeren | Mgmt | For | For | ||||
Amend Omnibus Stock Plan | Mgmt | For | For | ||||
Network Appliance, Inc. | Shares Voted | 14,800 | Security | 64120L104 | Meeting Status | Voted | |
Meeting Date | 8/31/2005 | Ticker Symbol | NTAP | Meeting Type | AGM | Record Date | 7/5/2005 |
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||||
Elect Director Daniel J. Warmenhoven | Mgmt | For | For | ||||
Elect Director Donald T. Valentine | Mgmt | For | For | ||||
Elect Director Jeffry R. Allen | Mgmt | For | For | ||||
Elect Director Carol A. Bartz | Mgmt | For | For | ||||
Elect Director Alan L. Earhart | Mgmt | For | For | ||||
Elect Director Mark Leslie | Mgmt | For | For | ||||
Elect Director Nicholas C. Moore | Mgmt | For | For | ||||
Elect Director Sachio Semmoto | Mgmt | For | For | ||||
Elect Director George T. Sheheen | Mgmt | For | For | ||||
Elect Director Robert T. Wall | Mgmt | For | For | ||||
Amend Omnibus Stock Plan | Mgmt | For | Against | ||||
Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | ||||
Ratify Auditors | Mgmt | For | For | ||||
NeuStar, Inc | Shares Voted | 1,000 | Security | 64126X201 | Meeting Status | Voted | |
Meeting Date | 6/14/2006 | Ticker Symbol | NSR | Meeting Type | AGM | Record Date | 4/24/2006 |
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||||
Elect Director Andre Dahan | Mgmt | For | For | ||||
Elect Director Ross Ireland | Mgmt | For | For | ||||
Elect Director Pamela Joseph | Mgmt | For | For | ||||
Ratify Auditors | Mgmt | For | For | ||||
NII Holdings, Inc. | Shares Voted | 8,300 | Security | 62913F201 | Meeting Status | Voted | |
Meeting Date | 4/26/2006 | Ticker Symbol | NIHD | Meeting Type | AGM | Record Date | 3/21/2006 |
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||||
Elect Director Carolyn Katz | Mgmt | For | For | ||||
Elect Director Donald E. Morgan | Mgmt | For | For | ||||
Elect Director George A. Cope | Mgmt | For | For | ||||
Increase Authorized Common Stock | Mgmt | For | For | ||||
Ratify Auditors | Mgmt | For | For | ||||
Adjourn Meeting | Mgmt | For | Against | ||||
Nokia Corp. | Shares Voted | 19,719 | Security | 654902204 | Meeting Status | Voted | |
Meeting Date | 3/30/2006 | Ticker Symbol | NOK | Meeting Type | AGM | Record Date | 2/6/2006 |
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||||
Meeting for Holders of ADRs | |||||||
APPROVAL OF THE INCOME STATEMENTS AND THE BALANCE SHEETS. | Mgmt | For | For | ||||
PROPOSAL TO THE ANNUAL GENERAL MEETING OF A DIVIDEND OF EUR 0.37 PER SHARE. | Mgmt | For | For | ||||
APPROVAL OF THE DISCHARGE OF THE CHAIRMAN, THE MEMBERS OF THE BOARD OF DIRECTORS AND THE PRESIDENT FROM LIABILITY. | Mgmt | For | For | ||||
APPROVAL OF THE REMUNERATION TO BE PAID TO THE MEMBERS OF THE BOARD OF DIRECTORS. | Mgmt | For | For | ||||
PROPOSAL ON THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS AS PROPOSED BY THE CORPORATE GOVERNANCE AND NOMINATION COMMITTEE. | Mgmt | For | For | ||||
Elect Director Paul J. Collins | Mgmt | For | For | ||||
Elect Director Georg Ehrnrooth | Mgmt | For | For | ||||
Elect Director Daniel R. Hesse | Mgmt | For | For | ||||
Elect Director Bengt Holmstrom | Mgmt | For | For | ||||
Elect Director Per Karlsson | Mgmt | For | For | ||||
Elect Director Edouard Michelin | Mgmt | For | For | ||||
Elect Director Jorma Ollila | Mgmt | For | For | ||||
Elect Director Marjorie Scardino | Mgmt | For | For | ||||
Elect Director Keijo Suila | Mgmt | For | For | ||||
Elect Director Vesa Vainio | Mgmt | For | For | ||||
APPROVAL OF THE REMUNERATION TO BE PAID TO THE AUDITOR. | Mgmt | For | For | ||||
APPROVAL OF THE RE-ELECTION OF PRICEWATERHOUSECOOPERS OY AS THE AUDITORS FOR FISCAL YEAR 2006. | Mgmt | For | For | ||||
PROPOSAL OF THE BOARD TO REDUCE THE SHARE CAPITAL THROUGH CANCELLATION OF NOKIA SHARES HELD BY COMPANY. | Mgmt | For | For | ||||
AUTHORIZATION TO THE BOARD TO INCREASE THE SHARE CAPITAL OF THE COMPANY. | Mgmt | For | For | ||||
AUTHORIZATION TO THE BOARD TO REPURCHASE NOKIA SHARES. | Mgmt | For | For | ||||
AUTHORIZATION TO THE BOARD TO DISPOSE NOKIA SHARES HELD BY THE COMPANY. | Mgmt | For | For | ||||
MARK THE FOR BOX IF YOU WISH TO INSTRUCT NOKIA S LEGAL COUNSELS TO VOTE IN THEIR DISCRETION ON YOUR BEHALF ONLY UPON ITEM 13. | Mgmt | For | Against | ||||
Opsware Inc. | Shares Voted | 200 | Security | 68383A101 | Meeting Status | Voted | |
Meeting Date | 6/20/2006 | Ticker Symbol | OPSW | Meeting Type | AGM | Record Date | 5/10/2006 |
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||||
Elect Director William V. Campbell | Mgmt | For | For | ||||
Elect Director Michael S. Ovitz | Mgmt | For | For | ||||
Elect Director Michelangelo A. Volpi | Mgmt | For | For | ||||
Ratify Auditors | Mgmt | For | For | ||||
Oracle Corp. | Shares Voted | 52,600 | Security | 68389X105 | Meeting Status | Voted | |
Meeting Date | 10/10/2005 | Ticker Symbol | ORCL | Meeting Type | AGM | Record Date | 8/15/2005 |
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||||
Elect Director Jeffrey O. Henley | Mgmt | For | For | ||||
Elect Director Lawrence J. Ellison | Mgmt | For | For | ||||
Elect Director Donald L. Lucas | Mgmt | For | For | ||||
Elect Director Michael J. Boskin | Mgmt | For | For | ||||
Elect Director Jack F. Kemp | Mgmt | For | For | ||||
Elect Director Jeffrey S. Berg | Mgmt | For | For | ||||
Elect Director Safra A. Catz | Mgmt | For | For | ||||
Elect Director Hector Garcia-Molina | Mgmt | For | For | ||||
Elect Director Joseph A. Grundfest | Mgmt | For | For | ||||
Elect Director H. Raymond Bingham | Mgmt | For | For | ||||
Elect Director Charles E. Phillips, Jr. | Mgmt | For | For | ||||
Approve Executive Incentive Bonus Plan | Mgmt | For | For | ||||
Ratify Auditors | Mgmt | For | For | ||||
QUALCOMM Inc. | Shares Voted | 20,400 | Security | 747525103 | Meeting Status | Voted | |
Meeting Date | 3/7/2006 | Ticker Symbol | QCOM | Meeting Type | AGM | Record Date | 1/6/2006 |
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||||
Elect Director Richard C. Atkinson | Mgmt | For | Withhold | ||||
Elect Director Diana Lady Dougan | Mgmt | For | Withhold | ||||
Elect Director Peter M. Sacerdote | Mgmt | For | Withhold | ||||
Elect Director Marc I. Stern | Mgmt | For | Withhold | ||||
Declassify the Board and Eliminate Cumulative Voting | Mgmt | For | For | ||||
Amend Omnibus Stock Plan | Mgmt | For | For | ||||
Ratify Auditors | Mgmt | For | For | ||||
Adjourn Meeting | Mgmt | For | Against | ||||
SAP AG | Shares Voted | 7,500 | Security | 803054204 | Meeting Status | Voted | |
Meeting Date | 5/9/2006 | Ticker Symbol | SAP | Meeting Type | AGM | Record Date | 3/24/2006 |
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||||
Meeting for Holders of ADRs | |||||||
RESOLUTION ON THE APPROPRIATION OF THE RETAINED EARNINGS OF THE FISCAL YEAR 2005 | Mgmt | For | For | ||||
RESOLUTION ON THE FORMAL APPROVAL OF THE ACTS OF THE EXECUTIVE BOARD IN THE FISCAL YEAR 2005 | Mgmt | For | For | ||||
RESOLUTION ON THE FORMAL APPROVAL OF THE ACTS OF THE SUPERVISORY BOARD IN THE FISCAL YEAR 2005 | Mgmt | For | For | ||||
Ratify Auditors | Mgmt | For | For | ||||
RESOLUTION ON A CAPITAL INCREASE FROM COMPANY FUNDS BY THREE TIMES THE AMOUNT OF THE EXISTING CAPITAL STOCK BY CONVERTING PARTIAL AMOUNTS OF THE CAPITAL RESERVES | Mgmt | For | For | ||||
RESOLUTION ON THE IMPLEMENTATION OF THE CAPITAL INCREASE FROM COMPANY FUNDS BY THREE TIMES THE AMOUNT OF THE EXISTING CAPITAL STOCK BY CONVERTING PARTIAL AMOUNTS OF THE CAPITAL RESERVES | Mgmt | For | For | ||||
RESOLUTION ON A CHANGE IN THE REMUNERATION OF THE MEMBERS OF THE SUPERVISORY BOARD AND ON A CORRESPONDING AMENDMENT OF THE ARTICLES OF ASSOCIATION | Mgmt | For | For | ||||
RESOLUTION ON THE CREATION OF A NEW AUTHORIZED CAPITAL LA AGAINST CONTRIBUTIONS IN CASH WITH THE OPTION TO EXCLUDE THE SHAREHOLDERS SUBSCRIPTION RIGHTS | Mgmt | For | For | ||||
RESOLUTION ON THE CREATION OF A NEW AUTHORIZED CAPITAL LLA AGAINST CONTRIBUTIONS IN CASH OR IN KIND WITH THE OPTION TO EXCLUDE THE SHAREHOLDERS SUBSCRIPTION RIGHTS | Mgmt | For | For | ||||
RESOLUTION ON THE AUTHORIZATION TO USE TREASURY SHARES WITH A PRO RATA AMOUNT OF CAPITAL STOCK REPRESENTED BY SUCH SHARES OF UP TO EUR 30 MILLION IN AGGREGATE | Mgmt | For | For | ||||
RESOLUTION ON AN AUTHORIZATION TO ACQUIRE ADDITIONAL TREASURY SHARES WITH A PRO RATE AMOUNT OF CAPITAL STOCK REPRESENTED BY SUCH SHARES OF UP TO EUR 90 MILLION IN AGGREGATE | Mgmt | For | For | ||||
RESOLUTION ON THE AUTHORIZATION TO USE EQUITY DERIVATIVES IN CONNECTION WITH THE ACQUISITION OF TREASURY SHARES | Mgmt | For | For | ||||
RESOLUTION ON THE AUTHORIZATION TO ISSUE CONVERTIBLE AND/OR WARRANT-LINKED BONDS, ON THE CANCELLATION OF THE EXISTING CONTINGENT CAPITAL IV, ON THE CREATION OF A NEW CONTINGENT CAPITAL IV | Mgmt | For | For | ||||
RESOLUTION ON AN ADDITIONAL AUTHORIZATION TO ISSUE CONVERTIBLE AND/OR WARRANT-LINKED BONDS, ON THE CREATION OF A NEW CONTINGENT CAPITAL IVA | Mgmt | For | For | ||||
RESOLUTION ON THE APPROVAL OF THE CONTROL AND PROFIT AND LOSS TRANSFER AGREEMENT BETWEEN SAP AG AND SAP ERSTE BETEILIGUNGS- UND VERMOGENSVERWALTUNGS GMBH | Mgmt | For | For | ||||
RESOLUTION ON THE APPROVAL OF THE CONTROL AND PROFIT AND LOSS TRANSFER AGREEMENT BETWEEN SAP AG AND SAP ZWEITE BETEILIGUNGS- UND VERMOGENSVERWALTUNGS GMBH | Mgmt | For | For | ||||
Shire Plc (formerly Shire Pharmaceuticals Group Plc) | Shares Voted | 7,300 | Security | 82481R106 | Meeting Status | Voted | |
Meeting Date | 6/21/2006 | Ticker Symbol | SHP | Meeting Type | AGM | Record Date | 5/9/2006 |
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||||
Meeting for Holders of ADRs | |||||||
TO RECEIVE AND CONSIDER THE DIRECTORS REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2005. | Mgmt | For | For | ||||
Elect Director Dr. J. Henry Cavanaugh | Mgmt | For | For | ||||
Elect Director Mr. R.W.T. Buchanan | Mgmt | For | For | ||||
Elect Director Mr. M. William Emmens | Mgmt | For | For | ||||
Elect Director Hon. J. Andrews Grant | Mgmt | For | For | ||||
Elect Director Mr. David John Kappler | Mgmt | For | For | ||||
Elect Director Mr. P.J. Mark Langlois | Mgmt | For | For | ||||
Elect Director Mr. R. Maurice Nordmann | Mgmt | For | For | ||||
Elect Director Dr. Barry John Price | Mgmt | For | For | ||||
Elect Director Mr. A. Charles Russell | Mgmt | For | For | ||||
Ratify Auditors | Mgmt | For | For | ||||
TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THE REMUNERATION OF THE AUDITORS. | Mgmt | For | For | ||||
TO APPROVE THE DIRECTORS REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2005. | Mgmt | For | For | ||||
TO AUTHORISE THE ALLOTMENT OF SHARES. | Mgmt | For | For | ||||
TO AUTHORISE THE DISAPPLICATION OF PRE-EMPTION RIGHTS. | Mgmt | For | For | ||||
TO AUTHORISE MARKET PURCHASES. | Mgmt | For | For | ||||
TO AUTHORISE DONATIONS TO EU POLITICAL ORGANISATIONS AND THE INCURRING OF EU POLITICAL EXPENDITURE. | Mgmt | For | For | ||||
Silicon Laboratories, Inc. | Shares Voted | 6,600 | Security | 826919102 | Meeting Status | Voted | |
Meeting Date | 4/19/2006 | Ticker Symbol | SLAB | Meeting Type | AGM | Record Date | 2/21/2006 |
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||||
Elect Director Necip Sayiner | Mgmt | For | For | ||||
Elect Director David R. Welland | Mgmt | For | For | ||||
Elect Director Harvey B. Cash | Mgmt | For | For | ||||
Ratify Auditors | Mgmt | For | For | ||||
SiRF Technology Holdings, Inc | Shares Voted | 13,200 | Security | 82967H101 | Meeting Status | Voted | |
Meeting Date | 5/3/2006 | Ticker Symbol | SIRF | Meeting Type | AGM | Record Date | 3/9/2006 |
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||||
Elect Director Mohanbir Gyani | Mgmt | For | For | ||||
Elect Director Stephen C. Sherman | Mgmt | For | For | ||||
Elect Director Sam S. Srinivasan | Mgmt | For | For | ||||
Ratify Auditors | Mgmt | For | For | ||||
Sprint Corp. | Shares Voted | 15,500 | Security | 852061100 | Meeting Status | Voted | |
Meeting Date | 7/13/2005 | Ticker Symbol | FON | Meeting Type | AGM | Record Date | 5/20/2005 |
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||||
Increase Authorized Common Stock | Mgmt | For | For | ||||
Amend Articles/Bylaws/Charter-Non-Routine | Mgmt | For | For | ||||
Change Company Name | Mgmt | For | For | ||||
Issue Shares in Connection with an Acquisition | Mgmt | For | For | ||||
Adjourn Meeting | Mgmt | For | For | ||||
Elect Director Gordon M. Bethune | Mgmt | For | For | ||||
Elect Director Dr. E. Linn Draper, Jr. | Mgmt | For | For | ||||
Elect Director James H. Hance, Jr. | Mgmt | For | For | ||||
Elect Director Deborah A. Henretta | Mgmt | For | For | ||||
Elect Director Irvine O. Hockaday, Jr. | Mgmt | For | For | ||||
Elect Director Linda Koch Lorimer | Mgmt | For | For | ||||
Elect Director Gerald L. Storch | Mgmt | For | For | ||||
Elect Director William H. Swanson | Mgmt | For | For | ||||
Ratify Auditors | Mgmt | For | For | ||||
Review Executive Compensation | ShrHoldr | Against | For | ||||
Trident Microsystems, Inc. | Shares Voted | 13,700 | Security | 895919108 | Meeting Status | Voted | |
Meeting Date | 10/24/2005 | Ticker Symbol | TRID | Meeting Type | AGM | Record Date | 9/7/2005 |
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||||
Elect Director Yasushi Chikagami | Mgmt | For | For | ||||
Increase Authorized Common Stock | Mgmt | For | For | ||||
Ratify Auditors | Mgmt | For | For | ||||
Trident Microsystems, Inc. | Shares Voted | 4,827 | Security | 895919108 | Meeting Status | Voted | |
Meeting Date | 5/25/2006 | Ticker Symbol | TRID | Meeting Type | EGM | Record Date | 4/20/2006 |
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||||
Approve Omnibus Stock Plan | Mgmt | For | For | ||||
Yahoo!, Inc. | Shares Voted | 2,382 | Security | 984332106 | Meeting Status | Voted | |
Meeting Date | 5/25/2006 | Ticker Symbol | YHOO | Meeting Type | AGM | Record Date | 3/29/2006 |
Ballot Issues | Proponent | Mgmt Rec | Vote Cast | ||||
Elect Director Terry S. Semel | Mgmt | For | For | ||||
Elect Director Jerry Yang | Mgmt | For | For | ||||
Elect Director Roy J. Bostock | Mgmt | For | For | ||||
Elect Director Ronald W. Burkle | Mgmt | For | For | ||||
Elect Director Eric Hippeau | Mgmt | For | For | ||||
Elect Director Arthur H. Kern | Mgmt | For | For | ||||
Elect Director Vyomesh Joshi | Mgmt | For | For | ||||
Elect Director Robert A. Kotick | Mgmt | For | For | ||||
Elect Director Edward R. Kozel | Mgmt | For | For | ||||
Elect Director Gary L. Wilson | Mgmt | For | For | ||||
Amend Non-Employee Director Omnibus Stock Plan | Mgmt | For | For | ||||
Ratify Auditors | Mgmt | For | For | ||||
THE SARATOGA ADVANTAGE TRUST: U.S. GOVERNMENT MONEY MARKET PORTFOLIO | Item 1 | ||||||||
Investment Company Act file number: 811-08542 | Exhibit A12 | ||||||||
July 1, 2005 - July 30, 2006 | |||||||||
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| N-PX Form Requirements |
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| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For or Against Management |
1 | NA | NA | NA | NA | NA | NA | NA | NA | NA |
NA - Not applicable, no records to report – U.S. Government Money Market Portfolio as the fund only invests in non-voting securities. | |||||||||
SIGNATURES
[See General Instruction F]
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant)
THE SARATOGA ADVANTAGE TRUST
By (Signature and Title)* /S/ Bruce E. Ventimiglia
Bruce E. Ventimiglia, President
Date 8/30/06
* Print the name and title of each signing officer under his or her signature.
