(Address of principal executive offices)
(Zip code)
Bruce E. Ventimiglia
ITEM 1. PROXY VOTING RECORD: (see attached tables)
Appended hereto as Exhibits A-L is the following information indicating for each matter relating to a portfolio security owned by the Registrant considered at any shareholder meeting held during the twelve month period ended June 30, 2009 with respect to which the Registrant was entitled to vote:
(c) The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security;
(f) Whether the matter was proposed by the issuer or by a security holder;
(h) How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and
(i) Whether the Registrant cast its vote for or against management.
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
By (Signature and Title) /s/ Bruce E. Ventimiglia
Bruce E. Ventimiglia, President
| | | | | | | | |
Saratoga Advantage Trust | Exhibit 1, A - Technology & Communications Portfolio | | | | |
ICA File No. 811-08542 | | | | | | | | |
Reporting Period: July 1, 2008-June 30, 2009 | | | | | | | | |
Issuer | Ticker | SecurityID | MeetingDate | ItemDesc | Mgmt.or Shldr | VotedYN | VoteCast | MgtRecVote |
Research In Motion Ltd | RIM | 760975102 | 7/15/08 | Elect James Balsillie, Mike Lazaridis, James Estill, David Kerr, Roger Martin, John Richardson, Barbara Stymiest and John Wetmore as Directors | M | Voted | For | For |
Research In Motion Ltd | RIM | 760975102 | 7/15/08 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | M | Voted | For | For |
Marvell Technology Group Ltd | MRVL | G5876H105 | 7/11/08 | ELECTION OF CLASS 1 DIRECTOR: JOHN G. KASSAKIAN | M | Voted | For | For |
Marvell Technology Group Ltd | MRVL | G5876H105 | 7/11/08 | ELECTION OF CLASS 2 DIRECTOR: KUO WEI (HERBERT) CHANG | M | Voted | For | For |
Marvell Technology Group Ltd | MRVL | G5876H105 | 7/11/08 | ELECTION OF CLASS 2 DIRECTOR: JUERGEN GROMER, PH.D. | M | Voted | For | For |
Marvell Technology Group Ltd | MRVL | G5876H105 | 7/11/08 | ELECTION OF CLASS 2 DIRECTOR: ARTURO KRUEGER | M | Voted | For | For |
Marvell Technology Group Ltd | MRVL | G5876H105 | 7/11/08 | RATIFY AUDITORS | M | Voted | For | For |
BMC Software, Inc. | BMC | 055921100 | 7/22/08 | Elect Director B. Garland Cupp | M | Voted | For | For |
BMC Software, Inc. | BMC | 055921100 | 7/22/08 | Elect Director Robert E. Beauchamp | M | Voted | For | For |
BMC Software, Inc. | BMC | 055921100 | 7/22/08 | Elect Director Jon E. Barfield | M | Voted | For | For |
BMC Software, Inc. | BMC | 055921100 | 7/22/08 | Elect Director Gary Bloom | M | Voted | For | For |
BMC Software, Inc. | BMC | 055921100 | 7/22/08 | Elect Director Meldon K. Gafner | M | Voted | For | For |
BMC Software, Inc. | BMC | 055921100 | 7/22/08 | Elect Director P. Thomas Jenkins | M | Voted | For | For |
BMC Software, Inc. | BMC | 055921100 | 7/22/08 | Elect Director Louis J. Lavigne, Jr. | M | Voted | For | For |
BMC Software, Inc. | BMC | 055921100 | 7/22/08 | Elect Director Kathleen A. O'Neil | M | Voted | For | For |
BMC Software, Inc. | BMC | 055921100 | 7/22/08 | Elect Director Tom C. Tinsley | M | Voted | For | For |
BMC Software, Inc. | BMC | 055921100 | 7/22/08 | Ratify Auditors | M | Voted | For | For |
McAfee, Inc. | MFE | 579064106 | 7/28/08 | Elect Director Mr. Thomas E. Darcy | M | Voted | For | For |
McAfee, Inc. | MFE | 579064106 | 7/28/08 | Elect Director Mr. Denis J. O'Leary | M | Voted | For | For |
McAfee, Inc. | MFE | 579064106 | 7/28/08 | Elect Director Mr. Robert W. Pangia | M | Voted | For | For |
McAfee, Inc. | MFE | 579064106 | 7/28/08 | Elect Director Mr. Carl Bass | M | Voted | For | For |
McAfee, Inc. | MFE | 579064106 | 7/28/08 | Elect Director Mr. Jeffrey A. Miller | M | Voted | For | For |
McAfee, Inc. | MFE | 579064106 | 7/28/08 | Elect Director Mr. Anthony Zingale | M | Voted | For | For |
McAfee, Inc. | MFE | 579064106 | 7/28/08 | Approve Executive Incentive Bonus Plan | M | Voted | For | For |
McAfee, Inc. | MFE | 579064106 | 7/28/08 | Amend Omnibus Stock Plan | M | Voted | For | For |
McAfee, Inc. | MFE | 579064106 | 7/28/08 | Ratify Auditors | M | Voted | For | For |
Activision Blizzard, Inc. | ATVI | 00507V109 | 9/24/08 | Elect Director Philippe G. H. Capron | M | Voted | For | For |
Activision Blizzard, Inc. | ATVI | 00507V109 | 9/24/08 | Elect Director Robert J. Corti | M | Voted | For | For |
Activision Blizzard, Inc. | ATVI | 00507V109 | 9/24/08 | Elect Director Frederic R. Crepin | M | Voted | For | For |
Activision Blizzard, Inc. | ATVI | 00507V109 | 9/24/08 | Elect Director Bruce L. Hack | M | Voted | For | For |
Activision Blizzard, Inc. | ATVI | 00507V109 | 9/24/08 | Elect Director Brian G. Kelly | M | Voted | For | For |
Activision Blizzard, Inc. | ATVI | 00507V109 | 9/24/08 | Elect Director Robert A. Kotick | M | Voted | For | For |
Activision Blizzard, Inc. | ATVI | 00507V109 | 9/24/08 | Elect Director Jean-Bernard Levy | M | Voted | For | For |
Activision Blizzard, Inc. | ATVI | 00507V109 | 9/24/08 | Elect Director Robert J. Morgado | M | Voted | For | For |
Activision Blizzard, Inc. | ATVI | 00507V109 | 9/24/08 | Elect Director Douglas P. Morris | M | Voted | For | For |
Activision Blizzard, Inc. | ATVI | 00507V109 | 9/24/08 | Elect Director Rene P. Penisson | M | Voted | For | For |
Activision Blizzard, Inc. | ATVI | 00507V109 | 9/24/08 | Elect Director Richard Sarnoff | M | Voted | For | For |
Activision Blizzard, Inc. | ATVI | 00507V109 | 9/24/08 | Approve Omnibus Stock Plan | M | Voted | For | For |
Activision Blizzard, Inc. | ATVI | 00507V109 | 9/24/08 | Adopt Policy and Report on Board Diversity | S | Voted | Against | Against |
Activision Blizzard, Inc. | ATVI | 00507V109 | 9/24/08 | Advisory Vote to Ratify Named Executive Officers' Compensation | S | Voted | For | Against |
Cisco Systems, Inc. | CSCO | 17275R102 | 11/13/08 | Elect Director Carol A. Bartz | M | Voted | For | For |
Cisco Systems, Inc. | CSCO | 17275R102 | 11/13/08 | Elect Director M. Michele Burns | M | Voted | For | For |
Cisco Systems, Inc. | CSCO | 17275R102 | 11/13/08 | Elect Director Michael D. Capellas | M | Voted | For | For |
Cisco Systems, Inc. | CSCO | 17275R102 | 11/13/08 | Elect Director Larry R. Carter | M | Voted | For | For |
Cisco Systems, Inc. | CSCO | 17275R102 | 11/13/08 | Elect Director John T. Chambers | M | Voted | For | For |
Cisco Systems, Inc. | CSCO | 17275R102 | 11/13/08 | Elect Director Brian L. Halla | M | Voted | For | For |
Cisco Systems, Inc. | CSCO | 17275R102 | 11/13/08 | Elect Director John L. Hennessy | M | Voted | For | For |
Cisco Systems, Inc. | CSCO | 17275R102 | 11/13/08 | Elect Director Richard M. Kovacevich | M | Voted | For | For |
Cisco Systems, Inc. | CSCO | 17275R102 | 11/13/08 | Elect Director Roderick C. McGeary | M | Voted | For | For |
Cisco Systems, Inc. | CSCO | 17275R102 | 11/13/08 | Elect Director Michael K. Powell | M | Voted | For | For |
Cisco Systems, Inc. | CSCO | 17275R102 | 11/13/08 | Elect Director Steven M. West | M | Voted | For | For |
Cisco Systems, Inc. | CSCO | 17275R102 | 11/13/08 | Elect Director Jerry Yang | M | Voted | For | For |
Cisco Systems, Inc. | CSCO | 17275R102 | 11/13/08 | Ratify Auditors | M | Voted | For | For |
Cisco Systems, Inc. | CSCO | 17275R102 | 11/13/08 | Amend Bylaws to Establish a Board Committee on Human Rights | S | Voted | Against | Against |
Cisco Systems, Inc. | CSCO | 17275R102 | 11/13/08 | Report on Internet Fragmentation | S | Voted | For | Against |
Open Text Corp. | OTC | 683715106 | 12/9/08 | Elect as Director - P Thomas Jenkins | M | Voted | For | For |
Open Text Corp. | OTC | 683715106 | 12/9/08 | Elect as Director - John Shackleton | M | Voted | For | For |
Open Text Corp. | OTC | 683715106 | 12/9/08 | Elect as Director - H Garfield Emerson | M | Voted | For | For |
Open Text Corp. | OTC | 683715106 | 12/9/08 | Elect as Director - Randy Fowlie | M | Voted | For | For |
Open Text Corp. | OTC | 683715106 | 12/9/08 | Elect as Director - Gail Hamilton | M | Voted | For | For |
Open Text Corp. | OTC | 683715106 | 12/9/08 | Elect as Director - Brian Jackman | M | Voted | For | For |
Open Text Corp. | OTC | 683715106 | 12/9/08 | Elect as Director - Stephen J Sadler | M | Voted | For | For |
Open Text Corp. | OTC | 683715106 | 12/9/08 | Elect as Director - Michael Slaunwhite | M | Voted | For | For |
Open Text Corp. | OTC | 683715106 | 12/9/08 | Elect as Director - Katharine B Stevenson | M | Voted | For | For |
Open Text Corp. | OTC | 683715106 | 12/9/08 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | M | Voted | For | For |
Open Text Corp. | OTC | 683715106 | 12/9/08 | Approve Stock Option Plan | M | Voted | For | For |
Baidu Inc. | BIDU | 056752108 | 12/16/08 | Authorize Share Repurchase Program | M | Voted | Against | For |
Baidu Inc. | BIDU | 056752108 | 12/16/08 | Amend Articles of Association Re: Issue and Purchase of Shares | M | Voted | Against | For |
Baidu Inc. | BIDU | 056752108 | 12/16/08 | Change Company Name to Baidu, Inc. | M | Voted | For | For |
Baidu Inc. | BIDU | 056752108 | 12/16/08 | Adopt New Memorandum and Articles of Association | M | Voted | Against | For |
Baidu Inc. | BIDU | 056752108 | 12/16/08 | Amend 2000 Option Plan | M | Voted | Against | For |
Baidu Inc. | BIDU | 056752108 | 12/16/08 | Approve 2008 Share Incentive Plan | M | Voted | Against | For |
Apple Inc. | AAPL | 037833100 | 2/25/09 | Elect Director William V. Campbell | M | Voted | For | For |
Apple Inc. | AAPL | 037833100 | 2/25/09 | Elect Director Millard S. Drexler | M | Voted | For | For |
Apple Inc. | AAPL | 037833100 | 2/25/09 | Elect Director Albert A. Gore, Jr. | M | Voted | For | For |
Apple Inc. | AAPL | 037833100 | 2/25/09 | Elect Director Steven P. Jobs | M | Voted | For | For |
Apple Inc. | AAPL | 037833100 | 2/25/09 | Elect Director Andrea Jung | M | Voted | For | For |
Apple Inc. | AAPL | 037833100 | 2/25/09 | Elect Director A.D. Levinson | M | Voted | For | For |
Apple Inc. | AAPL | 037833100 | 2/25/09 | Elect Director Eric E. Schmidt | M | Voted | For | For |
Apple Inc. | AAPL | 037833100 | 2/25/09 | Elect Director Jerome B. York | M | Voted | For | For |
Apple Inc. | AAPL | 037833100 | 2/25/09 | Report on Political Contributions | S | Voted | Against | Against |
Apple Inc. | AAPL | 037833100 | 2/25/09 | Adopt Principles for Health Care Reform | S | Voted | Against | Against |
Apple Inc. | AAPL | 037833100 | 2/25/09 | Prepare Sustainability Report | S | Voted | Against | Against |
Apple Inc. | AAPL | 037833100 | 2/25/09 | Advisory Vote to Ratify Named Executive Officers' Compensation | S | Voted | For | Against |
QUALCOMM Inc | QCOM | 747525103 | 3/3/09 | Elect Director Barbara T. Alexander | M | Voted | For | For |
QUALCOMM Inc | QCOM | 747525103 | 3/3/09 | Elect Director Stephen M. Bennett | M | Voted | For | For |
QUALCOMM Inc | QCOM | 747525103 | 3/3/09 | Elect Director Donald G. Cruickshank | M | Voted | For | For |
QUALCOMM Inc | QCOM | 747525103 | 3/3/09 | Elect Director Raymond V. Dittamore | M | Voted | For | For |
QUALCOMM Inc | QCOM | 747525103 | 3/3/09 | Elect Director Thomas W. Horton | M | Voted | For | For |
QUALCOMM Inc | QCOM | 747525103 | 3/3/09 | Elect Director Irwin Mark Jacobs | M | Voted | For | For |
QUALCOMM Inc | QCOM | 747525103 | 3/3/09 | Elect Director Paul E. Jacobs | M | Voted | For | For |
QUALCOMM Inc | QCOM | 747525103 | 3/3/09 | Elect Director Robert E. Kahn | M | Voted | For | For |
QUALCOMM Inc | QCOM | 747525103 | 3/3/09 | Elect Director Sherry Lansing | M | Voted | For | For |
QUALCOMM Inc | QCOM | 747525103 | 3/3/09 | Elect Director Duane A. Nelles | M | Voted | For | For |
QUALCOMM Inc | QCOM | 747525103 | 3/3/09 | Elect Director Marc I. Stern | M | Voted | For | For |
QUALCOMM Inc | QCOM | 747525103 | 3/3/09 | Elect Director Brent Scowcroft | M | Voted | For | For |
QUALCOMM Inc | QCOM | 747525103 | 3/3/09 | Ratify Auditors | M | Voted | For | For |
Hewlett-Packard Company | HPQ | 428236103 | 3/18/09 | Elect Director Lawrence T. Babbio, Jr. | M | Voted | For | For |
Hewlett-Packard Company | HPQ | 428236103 | 3/18/09 | Elect Director Sari M. Baldauf | M | Voted | For | For |
Hewlett-Packard Company | HPQ | 428236103 | 3/18/09 | Elect Director Rajiv L. Gupta | M | Voted | For | For |
Hewlett-Packard Company | HPQ | 428236103 | 3/18/09 | Elect Director John H. Hammergren | M | Voted | For | For |
Hewlett-Packard Company | HPQ | 428236103 | 3/18/09 | Elect Director Mark V. Hurd | M | Voted | For | For |
Hewlett-Packard Company | HPQ | 428236103 | 3/18/09 | Elect Director Joel Z. Hyatt | M | Voted | For | For |
Hewlett-Packard Company | HPQ | 428236103 | 3/18/09 | Elect Director John R. Joyce | M | Voted | For | For |
Hewlett-Packard Company | HPQ | 428236103 | 3/18/09 | Elect Director Robert L. Ryan | M | Voted | For | For |
Hewlett-Packard Company | HPQ | 428236103 | 3/18/09 | Elect Director Lucille S. Salhany | M | Voted | For | For |
Hewlett-Packard Company | HPQ | 428236103 | 3/18/09 | Elect Director G. Kennedy Thompson | M | Voted | For | For |
Hewlett-Packard Company | HPQ | 428236103 | 3/18/09 | Ratify Auditors | M | Voted | For | For |
F5 Networks, Inc. | FFIV | 315616102 | 3/12/09 | Elect Director Karl D. Guelich | M | Voted | For | For |
F5 Networks, Inc. | FFIV | 315616102 | 3/12/09 | Amend Omnibus Stock Plan | M | Voted | For | For |
F5 Networks, Inc. | FFIV | 315616102 | 3/12/09 | Amend Qualified Employee Stock Purchase Plan | M | Voted | For | For |
F5 Networks, Inc. | FFIV | 315616102 | 3/12/09 | Ratify Auditors | M | Voted | For | For |
Covidien plc | COV | G2552X108 | 3/18/09 | Elect Craig Arnold as Director | M | Voted | For | For |
Covidien plc | COV | G2552X108 | 3/18/09 | Elect Robert H. Brust as Director | M | Voted | For | For |
Covidien plc | COV | G2552X108 | 3/18/09 | Elect John M. Connors, Jr. as Director | M | Voted | For | For |
Covidien plc | COV | G2552X108 | 3/18/09 | Elect Christopher J. Coughlin as Director | M | Voted | For | For |
Covidien plc | COV | G2552X108 | 3/18/09 | Elect Timothy M. Donahue as Director | M | Voted | For | For |
Covidien plc | COV | G2552X108 | 3/18/09 | Elect Kathy J. Herbert as Director | M | Voted | For | For |
Covidien plc | COV | G2552X108 | 3/18/09 | Elect Randall J. Hogan, III as Director | M | Voted | For | For |
Covidien plc | COV | G2552X108 | 3/18/09 | Elect Richard J. Meelia as Director | M | Voted | For | For |
Covidien plc | COV | G2552X108 | 3/18/09 | Elect Dennis H. Reilley as Director | M | Voted | For | For |
Covidien plc | COV | G2552X108 | 3/18/09 | Elect Tadataka Yamada as Director | M | Voted | For | For |
Covidien plc | COV | G2552X108 | 3/18/09 | Elect Joseph A. Zaccagnino as Director | M | Voted | For | For |
Covidien plc | COV | G2552X108 | 3/18/09 | Approve Amended and Restated 2007 Stock and Incentive Plan | M | Voted | For | For |
Covidien plc | COV | G2552X108 | 3/18/09 | Approve Auditors and Authorize Board to Fix Their Remuneration | M | Voted | For | For |
Concur Technologies, Inc. | CNQR | 206708109 | 3/11/09 | Elect Director S. Steven Singh | M | Voted | For | For |
Concur Technologies, Inc. | CNQR | 206708109 | 3/11/09 | Elect Director Jeffrey T. Seely | M | Voted | For | For |
Concur Technologies, Inc. | CNQR | 206708109 | 3/11/09 | Elect Director Randall H. Talbot | M | Voted | For | For |
Concur Technologies, Inc. | CNQR | 206708109 | 3/11/09 | Increase Authorized Common Stock | M | Voted | For | For |
Concur Technologies, Inc. | CNQR | 206708109 | 3/11/09 | Approve Qualified Employee Stock Purchase Plan | M | Voted | For | For |
Concur Technologies, Inc. | CNQR | 206708109 | 3/11/09 | Ratify Auditors | M | Voted | For | For |
AT&T Inc | T | 00206R102 | 4/24/09 | Elect Director Randall L. Stephenson | M | Voted | For | For |
AT&T Inc | T | 00206R102 | 4/24/09 | Elect Director William F. Aldinger III | M | Voted | For | For |
AT&T Inc | T | 00206R102 | 4/24/09 | Elect Director Gilbert F. Amelio | M | Voted | For | For |
AT&T Inc | T | 00206R102 | 4/24/09 | Elect Director Reuben V. Anderson | M | Voted | For | For |
AT&T Inc | T | 00206R102 | 4/24/09 | Elect Director James H. Blanchard | M | Voted | For | For |
AT&T Inc | T | 00206R102 | 4/24/09 | Elect Director August A. Busch III | M | Voted | For | For |
AT&T Inc | T | 00206R102 | 4/24/09 | Elect Director Jaime Chico Pardo | M | Voted | For | For |
AT&T Inc | T | 00206R102 | 4/24/09 | Elect Director James P. Kelly | M | Voted | For | For |
AT&T Inc | T | 00206R102 | 4/24/09 | Elect Director Jon C. Madonna | M | Voted | For | For |
AT&T Inc | T | 00206R102 | 4/24/09 | Elect Director Lynn M. Martin | M | Voted | For | For |
AT&T Inc | T | 00206R102 | 4/24/09 | Elect Director John B. McCoy | M | Voted | For | For |
AT&T Inc | T | 00206R102 | 4/24/09 | Elect Director Mary S. Metz | M | Voted | For | For |
AT&T Inc | T | 00206R102 | 4/24/09 | Elect Director Joyce M. Roché | M | Voted | For | For |
AT&T Inc | T | 00206R102 | 4/24/09 | Elect Director Laura D Andrea Tyson | M | Voted | For | For |
AT&T Inc | T | 00206R102 | 4/24/09 | Elect Director Patricia P. Upton | M | Voted | For | For |
AT&T Inc | T | 00206R102 | 4/24/09 | Ratify Auditors | M | Voted | For | For |
AT&T Inc | T | 00206R102 | 4/24/09 | Increase Authorized Common Stock | M | Voted | For | For |
AT&T Inc | T | 00206R102 | 4/24/09 | Report on Political Contributions | S | Voted | For | Against |
AT&T Inc | T | 00206R102 | 4/24/09 | Amend Articles/Bylaws/Charter -- Call Special Meetings | S | Voted | For | Against |
AT&T Inc | T | 00206R102 | 4/24/09 | Provide for Cumulative Voting | S | Voted | Against | Against |
AT&T Inc | T | 00206R102 | 4/24/09 | Require Independent Board Chairman | S | Voted | For | Against |
AT&T Inc | T | 00206R102 | 4/24/09 | Advisory Vote to Ratify Named Executive Officers' Compensation | S | Voted | For | Against |
AT&T Inc | T | 00206R102 | 4/24/09 | Exclude Pension Credits ftom Earnings Performance Measure | S | Voted | For | Against |
International Business Machines Corp. | IBM | 459200101 | 4/28/09 | Elect Director A. J. P. Belda | M | Voted | For | For |
International Business Machines Corp. | IBM | 459200101 | 4/28/09 | Elect Director C. Black | M | Voted | For | For |
International Business Machines Corp. | IBM | 459200101 | 4/28/09 | Elect Director W. R. Brody | M | Voted | For | For |
International Business Machines Corp. | IBM | 459200101 | 4/28/09 | Elect Director K. I. Chenault | M | Voted | For | For |
International Business Machines Corp. | IBM | 459200101 | 4/28/09 | Elect Director M. L. Eskew | M | Voted | For | For |
International Business Machines Corp. | IBM | 459200101 | 4/28/09 | Elect Director S. A. Jackson | M | Voted | For | For |
International Business Machines Corp. | IBM | 459200101 | 4/28/09 | Elect Director T. Nishimuro | M | Voted | For | For |
International Business Machines Corp. | IBM | 459200101 | 4/28/09 | Elect Director J. W. Owens | M | Voted | For | For |
International Business Machines Corp. | IBM | 459200101 | 4/28/09 | Elect Director S. J. Palmisano | M | Voted | For | For |
International Business Machines Corp. | IBM | 459200101 | 4/28/09 | Elect Director J. E. Spero | M | Voted | For | For |
International Business Machines Corp. | IBM | 459200101 | 4/28/09 | Elect Director S. Taurel | M | Voted | For | For |
International Business Machines Corp. | IBM | 459200101 | 4/28/09 | Elect Director L. H. Zambrano | M | Voted | For | For |
International Business Machines Corp. | IBM | 459200101 | 4/28/09 | Ratify Auditors | M | Voted | For | For |
International Business Machines Corp. | IBM | 459200101 | 4/28/09 | Approve Executive Incentive Bonus Plan | M | Voted | For | For |
International Business Machines Corp. | IBM | 459200101 | 4/28/09 | Provide for Cumulative Voting | S | Voted | Against | Against |
International Business Machines Corp. | IBM | 459200101 | 4/28/09 | Review Executive Compensation | S | Voted | For | Against |
International Business Machines Corp. | IBM | 459200101 | 4/28/09 | Advisory Vote to Ratify Named Executive Officers' Compensation | S | Voted | For | Against |
Gilead Sciences, Inc. | GILD | 375558103 | 5/6/09 | Elect Director Paul Berg | M | Voted | For | For |
Gilead Sciences, Inc. | GILD | 375558103 | 5/6/09 | Elect Director John F. Cogan | M | Voted | For | For |
Gilead Sciences, Inc. | GILD | 375558103 | 5/6/09 | Elect Director Etienne F. Davignon | M | Voted | For | For |
Gilead Sciences, Inc. | GILD | 375558103 | 5/6/09 | Elect Director James M. Denny | M | Voted | For | For |
Gilead Sciences, Inc. | GILD | 375558103 | 5/6/09 | Elect Director Carla A. Hills | M | Voted | For | For |
Gilead Sciences, Inc. | GILD | 375558103 | 5/6/09 | Elect Director John W. Madigan | M | Voted | For | For |
Gilead Sciences, Inc. | GILD | 375558103 | 5/6/09 | Elect Director John C. Martin | M | Voted | For | For |
Gilead Sciences, Inc. | GILD | 375558103 | 5/6/09 | Elect Director Gordon E. Moore | M | Voted | For | For |
Gilead Sciences, Inc. | GILD | 375558103 | 5/6/09 | Elect Director Nicholas G. Moore | M | Voted | For | For |
Gilead Sciences, Inc. | GILD | 375558103 | 5/6/09 | Elect Director Richard J. Whitley | M | Voted | For | For |
Gilead Sciences, Inc. | GILD | 375558103 | 5/6/09 | Elect Director Gayle E. Wilson | M | Voted | For | For |
Gilead Sciences, Inc. | GILD | 375558103 | 5/6/09 | Ratify Auditors | M | Voted | For | For |
Gilead Sciences, Inc. | GILD | 375558103 | 5/6/09 | Amend Omnibus Stock Plan | M | Voted | For | For |
Sybase, Inc. | SY | 871130100 | 4/14/09 | Elect Director John S. Chen | M | Voted | For | For |
Sybase, Inc. | SY | 871130100 | 4/14/09 | Elect Director Richard C. Alberding | M | Voted | For | For |
Sybase, Inc. | SY | 871130100 | 4/14/09 | Elect Director Michael A. Daniels | M | Voted | For | For |
Sybase, Inc. | SY | 871130100 | 4/14/09 | Elect Director Alan B. Salisbury | M | Voted | For | For |
Sybase, Inc. | SY | 871130100 | 4/14/09 | Elect Director Jack E. Sum | M | Voted | For | For |
Sybase, Inc. | SY | 871130100 | 4/14/09 | Ratify Auditors | M | Voted | For | For |
Sybase, Inc. | SY | 871130100 | 4/14/09 | Amend Omnibus Stock Plan | M | Voted | For | For |
Amgen, Inc. | AMGN | 031162100 | 5/6/09 | Elect Director David Baltimore | M | Voted | For | For |
Amgen, Inc. | AMGN | 031162100 | 5/6/09 | Elect Director Frank J. Biondi, Jr. | M | Voted | For | For |
Amgen, Inc. | AMGN | 031162100 | 5/6/09 | Elect Director Francois de Carbonnel | M | Voted | For | For |
Amgen, Inc. | AMGN | 031162100 | 5/6/09 | Elect Director Jerry D. Choate | M | Voted | For | For |
Amgen, Inc. | AMGN | 031162100 | 5/6/09 | Elect Director Vance D. Coffman | M | Voted | For | For |
Amgen, Inc. | AMGN | 031162100 | 5/6/09 | Elect Director Frederick W. Gluck | M | Voted | For | For |
Amgen, Inc. | AMGN | 031162100 | 5/6/09 | Elect Director Frank C. Herringer | M | Voted | For | For |
Amgen, Inc. | AMGN | 031162100 | 5/6/09 | Elect Director Gilbert S. Omenn | M | Voted | For | For |
Amgen, Inc. | AMGN | 031162100 | 5/6/09 | Elect Director Judith C. Pelham | M | Voted | For | For |
Amgen, Inc. | AMGN | 031162100 | 5/6/09 | Elect Director J. Paul Reason | M | Voted | For | For |
Amgen, Inc. | AMGN | 031162100 | 5/6/09 | Elect Director Leonard D. Schaeffer | M | Voted | For | For |
Amgen, Inc. | AMGN | 031162100 | 5/6/09 | Elect Director Kevin W. Sharer | M | Voted | For | For |
Amgen, Inc. | AMGN | 031162100 | 5/6/09 | Ratify Auditors | M | Voted | For | For |
Amgen, Inc. | AMGN | 031162100 | 5/6/09 | Approve Omnibus Stock Plan | M | Voted | For | For |
Amgen, Inc. | AMGN | 031162100 | 5/6/09 | Reduce Supermajority Vote Requirement | M | Voted | For | For |
Amgen, Inc. | AMGN | 031162100 | 5/6/09 | Amend Articles/Bylaws/Charter -- Call Special Meetings | S | Voted | For | Against |
Amgen, Inc. | AMGN | 031162100 | 5/6/09 | Reincorporate in Another State [from Delaware to North Dakota ] | S | Voted | Against | Against |
Verizon Communications | VZ | 92343V104 | 5/7/09 | Elect Director Richard L. Carrion | M | Voted | For | For |
Verizon Communications | VZ | 92343V104 | 5/7/09 | Elect Director M. Frances Keeth | M | Voted | For | For |
Verizon Communications | VZ | 92343V104 | 5/7/09 | Elect Director Robert W. Lane | M | Voted | For | For |
Verizon Communications | VZ | 92343V104 | 5/7/09 | Elect Director Sandra O. Moose | M | Voted | For | For |
Verizon Communications | VZ | 92343V104 | 5/7/09 | Elect Director Joseph Neubauer | M | Voted | For | For |
Verizon Communications | VZ | 92343V104 | 5/7/09 | Elect Director Donald T. Nicolaisen | M | Voted | For | For |
Verizon Communications | VZ | 92343V104 | 5/7/09 | Elect Director Thomas H. O'Brien | M | Voted | For | For |
Verizon Communications | VZ | 92343V104 | 5/7/09 | Elect Director Clarence Otis, Jr. | M | Voted | For | For |
Verizon Communications | VZ | 92343V104 | 5/7/09 | Elect Director Hugh B. Price | M | Voted | For | For |
Verizon Communications | VZ | 92343V104 | 5/7/09 | Elect Director Ivan G. Seidenberg | M | Voted | For | For |
Verizon Communications | VZ | 92343V104 | 5/7/09 | Elect Director John W. Snow | M | Voted | For | For |
Verizon Communications | VZ | 92343V104 | 5/7/09 | Elect Director John R. Stafford | M | Voted | For | For |
Verizon Communications | VZ | 92343V104 | 5/7/09 | Ratify Auditors | M | Voted | For | For |
Verizon Communications | VZ | 92343V104 | 5/7/09 | Advisory Vote to Ratify Named Executive Officers' Compensation | M | Voted | For | For |
Verizon Communications | VZ | 92343V104 | 5/7/09 | Approve Omnibus Stock Plan | M | Voted | For | For |
Verizon Communications | VZ | 92343V104 | 5/7/09 | Approve Executive Incentive Bonus Plan | M | Voted | For | For |
Verizon Communications | VZ | 92343V104 | 5/7/09 | Prohibit Executive Stock-Based Awards | S | Voted | Against | Against |
Verizon Communications | VZ | 92343V104 | 5/7/09 | Amend Articles/Bylaws/Charter -- Call Special Meetings | S | Voted | For | Against |
Verizon Communications | VZ | 92343V104 | 5/7/09 | Require Independent Board Chairman | S | Voted | Against | Against |
Verizon Communications | VZ | 92343V104 | 5/7/09 | Provide for Cumulative Voting | S | Voted | Against | Against |
Verizon Communications | VZ | 92343V104 | 5/7/09 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | S | Voted | For | Against |
Strayer Education, Inc. | STRA | 863236105 | 4/28/09 | Elect Director Robert S. Silberman | M | Voted | For | For |
Strayer Education, Inc. | STRA | 863236105 | 4/28/09 | Elect Director Dr. Charlotte F. Beason | M | Voted | For | For |
Strayer Education, Inc. | STRA | 863236105 | 4/28/09 | Elect Director William E. Brock | M | Voted | For | For |
Strayer Education, Inc. | STRA | 863236105 | 4/28/09 | Elect Director David A. Coulter | M | Voted | For | For |
Strayer Education, Inc. | STRA | 863236105 | 4/28/09 | Elect Director Robert R. Grusky | M | Voted | For | For |
Strayer Education, Inc. | STRA | 863236105 | 4/28/09 | Elect Director Robert L. Johnson | M | Voted | For | For |
Strayer Education, Inc. | STRA | 863236105 | 4/28/09 | Elect Director Todd A. Milano | M | Voted | For | For |
Strayer Education, Inc. | STRA | 863236105 | 4/28/09 | Elect Director G. Thomas Waite, III | M | Voted | For | For |
Strayer Education, Inc. | STRA | 863236105 | 4/28/09 | Elect Director J. David Wargo | M | Voted | For | For |
Strayer Education, Inc. | STRA | 863236105 | 4/28/09 | Ratify Auditors | M | Voted | For | For |
Strayer Education, Inc. | STRA | 863236105 | 4/28/09 | Amend Qualified Employee Stock Purchase Plan | M | Voted | For | For |
Google Inc | GOOG | 38259P508 | 5/7/09 | Elect Director Eric Schmidt | M | Voted | For | For |
Google Inc | GOOG | 38259P508 | 5/7/09 | Elect Director Sergey Brin | M | Voted | For | For |
Google Inc | GOOG | 38259P508 | 5/7/09 | Elect Director Larry Page | M | Voted | For | For |
Google Inc | GOOG | 38259P508 | 5/7/09 | Elect Director L. John Doerr | M | Voted | For | For |
Google Inc | GOOG | 38259P508 | 5/7/09 | Elect Director John L. Hennessy | M | Voted | For | For |
Google Inc | GOOG | 38259P508 | 5/7/09 | Elect Director Arthur D. Levinson | M | Voted | For | For |
Google Inc | GOOG | 38259P508 | 5/7/09 | Elect Director Ann Mather | M | Voted | For | For |
Google Inc | GOOG | 38259P508 | 5/7/09 | Elect Director Paul S. Otellini | M | Voted | For | For |
Google Inc | GOOG | 38259P508 | 5/7/09 | Elect Director K. Ram Shriram | M | Voted | For | For |
Google Inc | GOOG | 38259P508 | 5/7/09 | Elect Director Shirley M. Tilghman | M | Voted | For | For |
Google Inc | GOOG | 38259P508 | 5/7/09 | Ratify Auditors | M | Voted | For | For |
Google Inc | GOOG | 38259P508 | 5/7/09 | Amend Omnibus Stock Plan | M | Voted | Against | For |
Google Inc | GOOG | 38259P508 | 5/7/09 | Report on Political Contributions | S | Voted | For | For |
Google Inc | GOOG | 38259P508 | 5/7/09 | Adopt Policies to Protect Freedom of Access to the Internet | S | Voted | Against | Against |
Google Inc | GOOG | 38259P508 | 5/7/09 | Adopt Principles for Health Care Reform | S | Voted | Against | Against |
EMC Corporation | EMC | 268648102 | 5/6/09 | Elect Director Michael W. Brown | M | Voted | For | For |
EMC Corporation | EMC | 268648102 | 5/6/09 | Elect Director Randolph L. Cowen | M | Voted | For | For |
EMC Corporation | EMC | 268648102 | 5/6/09 | Elect Director Michael J. Cronin | M | Voted | For | For |
EMC Corporation | EMC | 268648102 | 5/6/09 | Elect Director Gail Deegan | M | Voted | For | For |
EMC Corporation | EMC | 268648102 | 5/6/09 | Elect Director John R. Egan | M | Voted | For | For |
EMC Corporation | EMC | 268648102 | 5/6/09 | Elect Director W. Paul Fitzgerald | M | Voted | For | For |
EMC Corporation | EMC | 268648102 | 5/6/09 | Elect Director Edmund F. Kelly | M | Voted | For | For |
EMC Corporation | EMC | 268648102 | 5/6/09 | Elect Director Windle B. Priem | M | Voted | For | For |
EMC Corporation | EMC | 268648102 | 5/6/09 | Elect Director Paul Sagan | M | Voted | For | For |
EMC Corporation | EMC | 268648102 | 5/6/09 | Elect Director David N. Strohm | M | Voted | For | For |
EMC Corporation | EMC | 268648102 | 5/6/09 | Elect Director Joseph M. Tucci | M | Voted | For | For |
EMC Corporation | EMC | 268648102 | 5/6/09 | Ratify Auditors | M | Voted | For | For |
EMC Corporation | EMC | 268648102 | 5/6/09 | Amend Qualified Employee Stock Purchase Plan | M | Voted | For | For |
EMC Corporation | EMC | 268648102 | 5/6/09 | Permit Right to Call Special Meeting | M | Voted | For | For |
EMC Corporation | EMC | 268648102 | 5/6/09 | Advisory Vote to Ratify Named Executive Officers' Compensation | S | Voted | For | Against |
McAfee, Inc. | MFE | 579064106 | 4/27/09 | Elect Director Leslie G. Denend | M | Voted | For | For |
McAfee, Inc. | MFE | 579064106 | 4/27/09 | Elect Director David G. DeWalt | M | Voted | For | For |
McAfee, Inc. | MFE | 579064106 | 4/27/09 | Elect Director Charles J. Robel | M | Voted | For | For |
McAfee, Inc. | MFE | 579064106 | 4/27/09 | Declassify the Board of Directors | M | Voted | For | For |
McAfee, Inc. | MFE | 579064106 | 4/27/09 | Amend Omnibus Stock Plan | M | Voted | For | For |
McAfee, Inc. | MFE | 579064106 | 4/27/09 | Amend Qualified Employee Stock Purchase Plan | M | Voted | For | For |
McAfee, Inc. | MFE | 579064106 | 4/27/09 | Amend Non-Employee Director Omnibus Stock Plan | M | Voted | For | For |
McAfee, Inc. | MFE | 579064106 | 4/27/09 | Ratify Auditors | M | Voted | For | For |
Illumina, Inc. | ILMN | 452327109 | 5/8/09 | Elect Director A. Blaine Bowman | M | Voted | For | For |
Illumina, Inc. | ILMN | 452327109 | 5/8/09 | Elect Director Karin Eastham | M | Voted | For | For |
Illumina, Inc. | ILMN | 452327109 | 5/8/09 | Elect Director Jay T. Flatley | M | Voted | For | For |
Illumina, Inc. | ILMN | 452327109 | 5/8/09 | Elect Director William H. Rastetter, Ph.D. | M | Voted | For | For |
Illumina, Inc. | ILMN | 452327109 | 5/8/09 | Ratify Auditors | M | Voted | For | For |
American Tower Corp. | AMT | 029912201 | 5/6/09 | Elect Director Raymond P. Dolan | M | Voted | For | For |
American Tower Corp. | AMT | 029912201 | 5/6/09 | Elect Director Ronald M. Dykes | M | Voted | For | For |
American Tower Corp. | AMT | 029912201 | 5/6/09 | Elect Director Carolyn F. Katz | M | Voted | For | For |
American Tower Corp. | AMT | 029912201 | 5/6/09 | Elect Director Gustavo Lara Cantu | M | Voted | For | For |
American Tower Corp. | AMT | 029912201 | 5/6/09 | Elect Director JoAnn A. Reed | M | Voted | For | For |
American Tower Corp. | AMT | 029912201 | 5/6/09 | Elect Director Pamela D.A. Reeve | M | Voted | For | For |
American Tower Corp. | AMT | 029912201 | 5/6/09 | Elect Director David E. Sharbutt | M | Voted | For | For |
American Tower Corp. | AMT | 029912201 | 5/6/09 | Elect Director James D. Taiclet, Jr. | M | Voted | For | For |
American Tower Corp. | AMT | 029912201 | 5/6/09 | Elect Director Samme L. Thompson | M | Voted | For | For |
American Tower Corp. | AMT | 029912201 | 5/6/09 | Ratify Auditors | M | Voted | For | For |
SBA Communications Corp. | SBAC | 78388J106 | 5/7/09 | Elect Director Brian C. Carr | M | Voted | For | For |
SBA Communications Corp. | SBAC | 78388J106 | 5/7/09 | Ratify Auditors | M | Voted | For | For |
SBA Communications Corp. | SBAC | 78388J106 | 5/7/09 | Other Business | M | Voted | Against | For |
Broadcom Corp. | BRCM | 111320107 | 5/14/09 | Elect Director George L. Farinsky | M | Voted | For | For |
Broadcom Corp. | BRCM | 111320107 | 5/14/09 | Elect Director Nancy H. Handel | M | Voted | For | For |
Broadcom Corp. | BRCM | 111320107 | 5/14/09 | Elect Director Eddy W. Hartenstein | M | Voted | For | For |
Broadcom Corp. | BRCM | 111320107 | 5/14/09 | Elect Director John Major | M | Voted | For | For |
Broadcom Corp. | BRCM | 111320107 | 5/14/09 | Elect Director Scott A. McGregor | M | Voted | For | For |
Broadcom Corp. | BRCM | 111320107 | 5/14/09 | Elect Director William T. Morrow | M | Voted | For | For |
Broadcom Corp. | BRCM | 111320107 | 5/14/09 | Elect Director Robert E. Switz | M | Voted | For | For |
Broadcom Corp. | BRCM | 111320107 | 5/14/09 | Ratify Auditors | M | Voted | For | For |
Altera Corp. | ALTR | 021441100 | 5/12/09 | Elect Director John P. Daane | M | Voted | For | For |
Altera Corp. | ALTR | 021441100 | 5/12/09 | Elect Director Robert J. Finocchio, Jr. | M | Voted | For | For |
Altera Corp. | ALTR | 021441100 | 5/12/09 | Elect Director Kevin McGarity | M | Voted | For | For |
Altera Corp. | ALTR | 021441100 | 5/12/09 | Elect Director Gregory E. Myers | M | Voted | For | For |
Altera Corp. | ALTR | 021441100 | 5/12/09 | Elect Director Krish A. Prabhu | M | Voted | For | For |
Altera Corp. | ALTR | 021441100 | 5/12/09 | Elect Director John Shoemaker | M | Voted | For | For |
Altera Corp. | ALTR | 021441100 | 5/12/09 | Elect Director Susan Wang | M | Voted | For | For |
Altera Corp. | ALTR | 021441100 | 5/12/09 | Amend Omnibus Stock Plan | M | Voted | For | For |
Altera Corp. | ALTR | 021441100 | 5/12/09 | Amend Qualified Employee Stock Purchase Plan | M | Voted | For | For |
Altera Corp. | ALTR | 021441100 | 5/12/09 | Ratify Auditors | M | Voted | For | For |
Crown Castle International Corp. | CCI | 228227104 | 5/21/09 | Elect Director Cindy Christy | M | Voted | For | For |
Crown Castle International Corp. | CCI | 228227104 | 5/21/09 | Elect Director Ari Q. Fitzgerald | M | Voted | For | For |
Crown Castle International Corp. | CCI | 228227104 | 5/21/09 | Elect Director Robert E. Garrison II | M | Voted | For | For |
Crown Castle International Corp. | CCI | 228227104 | 5/21/09 | Elect Director John P. Kelly | M | Voted | For | For |
Crown Castle International Corp. | CCI | 228227104 | 5/21/09 | Ratify Auditors | M | Voted | For | For |
Monolithic Power Systems, Inc. | MPWR | 609839105 | 5/21/09 | Elect Director Karen A. Smith Bogart | M | Voted | For | For |
Monolithic Power Systems, Inc. | MPWR | 609839105 | 5/21/09 | Elect Director James C. Moyer | M | Voted | For | For |
Monolithic Power Systems, Inc. | MPWR | 609839105 | 5/21/09 | Ratify Auditors | M | Voted | For | For |
Starent Networks, Corp. | STAR | 85528P108 | 5/21/09 | Elect Director James A. Dolce, Jr. | M | Voted | For | For |
Starent Networks, Corp. | STAR | 85528P108 | 5/21/09 | Elect Director Kenneth A. Goldman | M | Voted | For | For |
Starent Networks, Corp. | STAR | 85528P108 | 5/21/09 | Ratify Auditors | M | Voted | For | For |
Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/20/09 | Elect Director Judy C. Lewent | M | Voted | For | For |
Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/20/09 | Elect Director Peter J. Manning | M | Voted | For | For |
Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/20/09 | Elect Director Jim P. Manzi | M | Voted | For | For |
Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/20/09 | Elect Director Elaine S. Ullian | M | Voted | For | For |
Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/20/09 | Ratify Auditors | M | Voted | For | For |
China Mobile (Hong Kong) Limited | CHL | 16941M109 | 5/19/09 | Accept Financial Statements and Statutory Reports | M | Voted | For | For |
China Mobile (Hong Kong) Limited | CHL | 16941M109 | 5/19/09 | Approve Final Dividend | M | Voted | For | For |
China Mobile (Hong Kong) Limited | CHL | 16941M109 | 5/19/09 | Reelect Wang Jianzhou as Director | M | Voted | For | For |
China Mobile (Hong Kong) Limited | CHL | 16941M109 | 5/19/09 | Reelect Zhang Chunjiang as Director | M | Voted | For | For |
China Mobile (Hong Kong) Limited | CHL | 16941M109 | 5/19/09 | Reelect Sha Yuejia as Director | M | Voted | For | For |
China Mobile (Hong Kong) Limited | CHL | 16941M109 | 5/19/09 | Reelect Liu Aili as Director | M | Voted | For | For |
China Mobile (Hong Kong) Limited | CHL | 16941M109 | 5/19/09 | Reelect Xu Long as Director | M | Voted | For | For |
China Mobile (Hong Kong) Limited | CHL | 16941M109 | 5/19/09 | Reelect Moses Cheng Mo Chi as Director | M | Voted | For | For |
China Mobile (Hong Kong) Limited | CHL | 16941M109 | 5/19/09 | Reelect Nicholas Jonathan Read as Director | M | Voted | For | For |
China Mobile (Hong Kong) Limited | CHL | 16941M109 | 5/19/09 | Reappoint KMPG as Auditors and Authorize Board to Fix Their Remuneration | M | Voted | For | For |
China Mobile (Hong Kong) Limited | CHL | 16941M109 | 5/19/09 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | M | Voted | For | For |
China Mobile (Hong Kong) Limited | CHL | 16941M109 | 5/19/09 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | M | Voted | Against | For |
China Mobile (Hong Kong) Limited | CHL | 16941M109 | 5/19/09 | Authorize Reissuance of Repurchased Shares | M | Voted | Against | For |
NetLogic Microsystems, Inc. | NETL | 64118B100 | 5/15/09 | Elect Director Steven Domenik | M | Voted | For | For |
NetLogic Microsystems, Inc. | NETL | 64118B100 | 5/15/09 | Elect Director Douglas Broyles | M | Voted | For | For |
NetLogic Microsystems, Inc. | NETL | 64118B100 | 5/15/09 | Ratify Auditors | M | Voted | For | For |
Genzyme Corp. | GENZ | 372917104 | 5/21/09 | Elect Director Douglas A. Berthiaume | M | Voted | For | For |
Genzyme Corp. | GENZ | 372917104 | 5/21/09 | Elect Director Gail K. Boudreaux | M | Voted | For | For |
Genzyme Corp. | GENZ | 372917104 | 5/21/09 | Elect Director Robert J. Carpenter | M | Voted | For | For |
Genzyme Corp. | GENZ | 372917104 | 5/21/09 | Elect Director Charles L. Cooney | M | Voted | For | For |
Genzyme Corp. | GENZ | 372917104 | 5/21/09 | Elect Director Victor J. Dzau | M | Voted | For | For |
Genzyme Corp. | GENZ | 372917104 | 5/21/09 | Elect Director Connie Mack III | M | Voted | For | For |
Genzyme Corp. | GENZ | 372917104 | 5/21/09 | Elect Director Richard F. Syron | M | Voted | For | For |
Genzyme Corp. | GENZ | 372917104 | 5/21/09 | Elect Director Henri A. Termeer | M | Voted | For | For |
Genzyme Corp. | GENZ | 372917104 | 5/21/09 | Amend Omnibus Stock Plan | M | Voted | For | For |
Genzyme Corp. | GENZ | 372917104 | 5/21/09 | Approve Qualified Employee Stock Purchase Plan | M | Voted | For | For |
Genzyme Corp. | GENZ | 372917104 | 5/21/09 | Ratify Auditors | M | Voted | For | For |
VMWARE INC | VMW | 928563402 | 5/27/09 | Ratify Auditors | M | Voted | For | For |
VMWARE INC | VMW | 928563402 | 5/27/09 | Amend Omnibus Stock Plan | M | Voted | Against | For |
Amazon.com, Inc. | AMZN | 023135106 | 5/28/09 | Elect Director Jeffrey P. Bezos | M | Voted | For | For |
Amazon.com, Inc. | AMZN | 023135106 | 5/28/09 | Elect Director Tom A. Alberg | M | Voted | For | For |
Amazon.com, Inc. | AMZN | 023135106 | 5/28/09 | Elect Director John Seely Brown | M | Voted | For | For |
Amazon.com, Inc. | AMZN | 023135106 | 5/28/09 | Elect Director L. John Doerr | M | Voted | For | For |
Amazon.com, Inc. | AMZN | 023135106 | 5/28/09 | Elect Director William B. Gordon | M | Voted | For | For |
Amazon.com, Inc. | AMZN | 023135106 | 5/28/09 | Elect Director Alain Monie | M | Voted | For | For |
Amazon.com, Inc. | AMZN | 023135106 | 5/28/09 | Elect Director Thomas O. Ryder | M | Voted | For | For |
Amazon.com, Inc. | AMZN | 023135106 | 5/28/09 | Elect Director Patricia Q. Stonesifer | M | Voted | For | For |
Amazon.com, Inc. | AMZN | 023135106 | 5/28/09 | Ratify Auditors | M | Voted | For | For |
Citrix Systems, Inc. | CTXS | 177376100 | 5/29/09 | Elect Director Thomas F. Bogan | M | Voted | For | For |
Citrix Systems, Inc. | CTXS | 177376100 | 5/29/09 | Elect Director Nanci Caldwell | M | Voted | For | For |
Citrix Systems, Inc. | CTXS | 177376100 | 5/29/09 | Elect Director Gary E. Morin | M | Voted | For | For |
Citrix Systems, Inc. | CTXS | 177376100 | 5/29/09 | Amend Omnibus Stock Plan | M | Voted | For | For |
Citrix Systems, Inc. | CTXS | 177376100 | 5/29/09 | Ratify Auditors | M | Voted | For | For |
STEC, Inc. | STEC | 784774101 | 5/27/09 | Elect Director Manouch Moshayedi | M | Voted | For | For |
STEC, Inc. | STEC | 784774101 | 5/27/09 | Elect Director Mark Moshayedi | M | Voted | For | For |
STEC, Inc. | STEC | 784774101 | 5/27/09 | Elect Director Dan Moses | M | Voted | For | For |
STEC, Inc. | STEC | 784774101 | 5/27/09 | Elect Director F. Michael Ball | M | Voted | For | For |
STEC, Inc. | STEC | 784774101 | 5/27/09 | Elect Director Rajat Bahri | M | Voted | For | For |
STEC, Inc. | STEC | 784774101 | 5/27/09 | Elect Director Christopher W. Colpitts | M | Voted | For | For |
STEC, Inc. | STEC | 784774101 | 5/27/09 | Elect Director Matthew L. Witte | M | Voted | For | For |
STEC, Inc. | STEC | 784774101 | 5/27/09 | Ratify Auditors | M | Voted | For | For |
Activision Blizzard, Inc. | ATVI | 00507V109 | 6/5/09 | Elect Director Philippe G. H. Capron | M | Voted | For | For |
Activision Blizzard, Inc. | ATVI | 00507V109 | 6/5/09 | Elect Director Robert J. Corti | M | Voted | For | For |
Activision Blizzard, Inc. | ATVI | 00507V109 | 6/5/09 | Elect Director Frederic R. Crepin | M | Voted | For | For |
Activision Blizzard, Inc. | ATVI | 00507V109 | 6/5/09 | Elect Director Brian G. Kelly | M | Voted | For | For |
Activision Blizzard, Inc. | ATVI | 00507V109 | 6/5/09 | Elect Director Robert A. Kotick | M | Voted | For | For |
Activision Blizzard, Inc. | ATVI | 00507V109 | 6/5/09 | Elect Director Jean-bernard Levy | M | Voted | For | For |
Activision Blizzard, Inc. | ATVI | 00507V109 | 6/5/09 | Elect Director Robert J. Morgado | M | Voted | For | For |
Activision Blizzard, Inc. | ATVI | 00507V109 | 6/5/09 | Elect Director Douglas P. Morris | M | Voted | For | For |
Activision Blizzard, Inc. | ATVI | 00507V109 | 6/5/09 | Elect Director Stephane Roussel | M | Voted | For | For |
Activision Blizzard, Inc. | ATVI | 00507V109 | 6/5/09 | Elect Director Richard Sarnoff | M | Voted | For | For |
Activision Blizzard, Inc. | ATVI | 00507V109 | 6/5/09 | Elect Director Regis Turrini | M | Voted | For | For |
Activision Blizzard, Inc. | ATVI | 00507V109 | 6/5/09 | Amend Omnibus Stock Plan | M | Voted | For | For |
FIRST SOLAR INC | FSLR | 336433107 | 6/4/09 | Elect Director Michael J. Ahearn | M | Voted | For | For |
FIRST SOLAR INC | FSLR | 336433107 | 6/4/09 | Elect Director Craig Kennedy | M | Voted | For | For |
FIRST SOLAR INC | FSLR | 336433107 | 6/4/09 | Elect Director James F. Nolan | M | Voted | For | For |
FIRST SOLAR INC | FSLR | 336433107 | 6/4/09 | Elect Director J. Thomas Presby | M | Voted | For | For |
FIRST SOLAR INC | FSLR | 336433107 | 6/4/09 | Elect Director Paul H. Stebbins | M | Voted | For | For |
FIRST SOLAR INC | FSLR | 336433107 | 6/4/09 | Elect Director Michael Sweeney | M | Voted | For | For |
FIRST SOLAR INC | FSLR | 336433107 | 6/4/09 | Elect Director Jose H. Villarreal | M | Voted | For | For |
FIRST SOLAR INC | FSLR | 336433107 | 6/4/09 | Ratify Auditors | M | Voted | For | For |
Amphenol Corp. | APH | 032095101 | 5/20/09 | Elect Director Edward G. Jepsen | M | Voted | For | For |
Amphenol Corp. | APH | 032095101 | 5/20/09 | Elect Director John R. Lord | M | Voted | For | For |
Amphenol Corp. | APH | 032095101 | 5/20/09 | Ratify Auditors | M | Voted | For | For |
Amphenol Corp. | APH | 032095101 | 5/20/09 | Approve Executive Incentive Bonus Plan | M | Voted | For | For |
Amphenol Corp. | APH | 032095101 | 5/20/09 | Approve Omnibus Stock Plan | M | Voted | For | For |
Alexion Pharmaceuticals, Inc. | ALXN | 015351109 | 5/13/09 | Elect Director Leonard Bell | M | Voted | For | For |
Alexion Pharmaceuticals, Inc. | ALXN | 015351109 | 5/13/09 | Elect Director Max Link | M | Voted | For | For |
Alexion Pharmaceuticals, Inc. | ALXN | 015351109 | 5/13/09 | Elect Director Joseph A. Madri | M | Voted | For | For |
Alexion Pharmaceuticals, Inc. | ALXN | 015351109 | 5/13/09 | Elect Director Larry L. Mathis | M | Voted | For | For |
Alexion Pharmaceuticals, Inc. | ALXN | 015351109 | 5/13/09 | Elect Director R. Douglas Norby | M | Voted | For | For |
Alexion Pharmaceuticals, Inc. | ALXN | 015351109 | 5/13/09 | Elect Director Alvin S. Parven | M | Voted | For | For |
Alexion Pharmaceuticals, Inc. | ALXN | 015351109 | 5/13/09 | Elect Director Ruedi E. Waeger | M | Voted | For | For |
Alexion Pharmaceuticals, Inc. | ALXN | 015351109 | 5/13/09 | Ratify Auditors | M | Voted | For | For |
athenahealth, Inc. | ATHN | 04685W103 | 6/11/09 | Elect Director Richard N. Foster | M | Voted | For | For |
athenahealth, Inc. | ATHN | 04685W103 | 6/11/09 | Elect Director Ann H. Lamont | M | Voted | For | For |
athenahealth, Inc. | ATHN | 04685W103 | 6/11/09 | Elect Director James L. Mann | M | Voted | For | For |
athenahealth, Inc. | ATHN | 04685W103 | 6/11/09 | Ratify Auditors | M | Voted | For | For |
Interdigital Inc. | IDCC | 45867G101 | 6/4/09 | Elect Director William J. Merritt | M | Voted | For | For |
Interdigital Inc. | IDCC | 45867G101 | 6/4/09 | Approve Omnibus Stock Plan | M | Voted | For | For |
Interdigital Inc. | IDCC | 45867G101 | 6/4/09 | Ratify Auditors | M | Voted | For | For |
Priceline.com Inc. | PCLN | 741503403 | 6/3/09 | Elect Director Jeffery H. Boyd | M | Voted | For | For |
Priceline.com Inc. | PCLN | 741503403 | 6/3/09 | Elect Director Ralph M. Bahna | M | Voted | For | For |
Priceline.com Inc. | PCLN | 741503403 | 6/3/09 | Elect Director Howard W. Barker, Jr. | M | Voted | For | For |
Priceline.com Inc. | PCLN | 741503403 | 6/3/09 | Elect Director Jan L. Docter | M | Voted | For | For |
Priceline.com Inc. | PCLN | 741503403 | 6/3/09 | Elect Director Jeffrey E. Epstein | M | Voted | For | For |
Priceline.com Inc. | PCLN | 741503403 | 6/3/09 | Elect Director James M. Guyette | M | Voted | For | For |
Priceline.com Inc. | PCLN | 741503403 | 6/3/09 | Elect Director Nancy B. Peretsman | M | Voted | For | For |
Priceline.com Inc. | PCLN | 741503403 | 6/3/09 | Elect Director Craig W. Rydin | M | Voted | For | For |
Priceline.com Inc. | PCLN | 741503403 | 6/3/09 | Ratify Auditors | M | Voted | For | For |
Priceline.com Inc. | PCLN | 741503403 | 6/3/09 | Approve Right to Call Special Meetings | M | Voted | Against | For |
Priceline.com Inc. | PCLN | 741503403 | 6/3/09 | Amend Articles/Bylaws/Charter -- Call Special Meetings | S | Voted | For | Against |
| | | | | | | | | | | | | | | |
Saratoga Advantage Trust Exhibit 1, B- Small Capitalization Portfolio | | | | | | | | | |
ICA File No. 811-08542 | | | | | | | | | | | | |
Reporting Perod: July 1, 2008 - June 30, 2009 | | | | | | | | | |
| | | | | | | | | | | | | | | |
| | THQ INC. | |
| | Security | | 872443403 | | Meeting Type | | Annual |
| | Ticker Symbol | | THQI | | Meeting Date | | 31-Jul-2008 | | |
| | ISIN | | US8724434035 | | Agenda | | 932930274 - Management |
| | Item | Proposal | Type | | Vote | | For/Against Management |
| | 01 | DIRECTOR | Management | | | | | | |
| | | 1 | BRIAN J. FARRELL | | | For | | For |
| | | 2 | LAWRENCE BURSTEIN | | | For | | For |
| | | 3 | HENRY T. DENERO | | | For | | For |
| | | 4 | BRIAN P. DOUGHERTY | | | For | | For |
| | | 5 | JEFFREY W. GRIFFITHS | | | For | | For |
| | | 6 | GARY E. RIESCHEL | | | For | | For |
| | | 7 | JAMES L. WHIMS | | | For | | For |
| | 02 | APPROVAL OF AN AMENDMENT TO THE THQ INC. 2006 LONG-TERM INCENTIVE PLAN: TO INCREASE THE NUMBER OF SHARES THAT WILL BE AVAILABLE FOR ISSUANCE BY 5.5 MILLION SHARES. | Management | | For | | For |
| | 03 | APPROVAL OF AN AMENDMENT TO THE THQ INC. EMPLOYEE STOCK PURCHASE PLAN: TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK RESERVED FOR ISSUANCE BY 500,000. | Management | | For | | For |
| | 04 | RATIFICATION OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM: TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY'S FISCAL YEAR ENDING MARCH 31, 2009. | Management | | For | | For |
| | | | | | | | | | | | | | | |
| | BRISTOW GROUP INC. | |
| | Security | | 110394103 | | Meeting Type | | Annual |
| | Ticker Symbol | | BRS | | Meeting Date | | 05-Aug-2008 | | |
| | ISIN | | US1103941035 | | Agenda | | 932934373 - Management |
| | Item | Proposal | Type | | Vote | | For/Against Management |
| | 01 | DIRECTOR | Management | | | | | | |
| | | 1 | THOMAS N. AMONETT | | | For | | For |
| | | 2 | CHARLES F. BOLDEN, JR. | | | For | | For |
| | | 3 | STEPHEN J. CANNON | | | For | | For |
| | | 4 | JONATHAN H. CARTWRIGHT | | | For | | For |
| | | 5 | WILLIAM E. CHILES | | | For | | For |
| | | 6 | MICHAEL A. FLICK | | | For | | For |
| | | 7 | THOMAS C. KNUDSON | | | For | | For |
| | | 8 | KEN C. TAMBLYN | | | For | | For |
| | | 9 | WILLIAM P. WYATT | | | For | | For |
| | 02 | APPROVAL AND RATIFICATION OF THE SELECTION OF KPMG LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING MARCH 31, 2009. | Management | | For | | For |
| | | | | | | | | | | | | | | |
| | SCHOOL SPECIALTY, INC. | |
| | Security | | 807863105 | | Meeting Type | | Annual |
| | Ticker Symbol | | SCHS | | Meeting Date | | 19-Aug-2008 | | |
| | ISIN | | US8078631053 | | Agenda | | 932936416 - Management |
| | Item | Proposal | Type | | Vote | | For/Against Management |
| | 01 | DIRECTOR | Management | | | | | | |
| | | 1 | EDWARD C. EMMA | | | For | | For |
| | | 2 | JONATHAN J. LEDECKY | | | For | | For |
| | 02 | APPROVAL OF THE SCHOOL SPECIALTY, INC. 2008 EQUITY INCENTIVE PLAN. | Management | | For | | For |
| | 03 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS SCHOOL SPECIALTY, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2009. | Management | | For | | For |
| | | | | | | | | | | | | | | |
| | RPM INTERNATIONAL INC. | |
| | Security | | 749685103 | | Meeting Type | | Annual |
| | Ticker Symbol | | RPM | | Meeting Date | | 10-Oct-2008 | | |
| | ISIN | | US7496851038 | | Agenda | | 932949552 - Management |
| | Item | Proposal | Type | | Vote | | For/Against Management |
| | 01 | DIRECTOR | Management | | | | | | |
| | | 1 | FREDERICK R. NANCE | | | For | | For |
| | | 2 | CHARLES A. RATNER | | | For | | For |
| | | 3 | WILLIAM B. SUMMERS, JR. | | | For | | For |
| | | 4 | JERRY SUE THORNTON | | | For | | For |
| | 02 | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS RPM'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING MAY 31, 2009. | Management | | For | | For |
| | | | | | | | | | | | | | | |
| | PIKE ELECTRIC CORPORATION | |
| | Security | | 721283109 | | Meeting Type | | Annual |
| | Ticker Symbol | | PEC | | Meeting Date | | 03-Dec-2008 | | |
| | ISIN | | US7212831090 | | Agenda | | 932967194 - Management |
| | Item | Proposal | Type | | Vote | | For/Against Management |
| | 01 | DIRECTOR | Management | | | | | | |
| | | 1 | J. ERIC PIKE | | | For | | For |
| | | 2 | CHARLES E. BAYLESS | | | For | | For |
| | | 3 | ADAM P. GODFREY | | | For | | For |
| | | 4 | JAMES R. HELVEY III | | | For | | For |
| | | 5 | ROBERT D. LINDSAY | | | For | | For |
| | | 6 | DANIEL J. SULLIVAN | | | For | | For |
| | | 7 | LOUIS F. TERHAR | | | For | | For |
| | 02 | PROPOSAL TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2009. | Management | | For | | For |
| | | | | | | | | | | | | | | |
| | JACK IN THE BOX INC. | |
| | Security | | 466367109 | | Meeting Type | | Annual |
| | Ticker Symbol | | JACK | | Meeting Date | | 13-Feb-2009 | | |
| | ISIN | | US4663671091 | | Agenda | | 932990840 - Management |
| | Item | Proposal | Type | | Vote | | For/Against Management |
| | 01 | DIRECTOR | Management | | | | | | |
| | | 1 | MICHAEL E. ALPERT | | | For | | For |
| | | 2 | DAVID L. GOEBEL | | | For | | For |
| | | 3 | ANNE B. GUST | | | For | | For |
| | | 4 | MURRAY H. HUTCHISON | | | For | | For |
| | | 5 | LINDA A. LANG | | | For | | For |
| | | 6 | MICHAEL W. MURPHY | | | For | | For |
| | | 7 | DAVID M. TEHLE | | | For | | For |
| | | 8 | WINIFRED M. WEBB | | | For | | For |
| | 02 | VOTE TO RATIFY THE KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANT FIRM FOR 2009 | Management | | For | | For |
| | | | | | | | | | | | | | | |
| | NORDSON CORPORATION | |
| | Security | | 655663102 | | Meeting Type | | Annual |
| | Ticker Symbol | | NDSN | | Meeting Date | | 17-Feb-2009 | | |
| | ISIN | | US6556631025 | | Agenda | | 932992426 - Management |
| | Item | Proposal | Type | | Vote | | For/Against Management |
| | 01 | DIRECTOR | Management | | | | | | |
| | | 1 | EDWARD P. CAMPBELL | | | For | | For |
| | | 2 | WILLIAM W. COLVILLE | | | For | | For |
| | | 3 | DR. DAVID W. IGNAT | | | For | | For |
| | | 4 | WILLIAM P. MADAR | | | For | | For |
| | | 5 | MICHAEL J. MERRIMAN, JR | | | For | | For |
| | 02 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS NORDSON'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER 31, 2009. | Management | | For | | For |
| | | | | | | | | | | | | | | |
| | PIEDMONT NATURAL GAS COMPANY, INC. | |
| | Security | | 720186105 | | Meeting Type | | Annual |
| | Ticker Symbol | | PNY | | Meeting Date | | 06-Mar-2009 | | |
| | ISIN | | US7201861058 | | Agenda | | 932992438 - Management |
| | Item | Proposal | Type | | Vote | | For/Against Management |
| | A | DIRECTOR | Management | | | | | | |
| | | 1 | E. JAMES BURTON | | | For | | For |
| | | 2 | JOHN W. HARRIS | | | For | | For |
| | | 3 | AUBREY B. HARWELL, JR. | | | For | | For |
| | | 4 | DAVID E. SHI | | | For | | For |
| | B | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2009 | Management | | For | | For |
| | C | APPROVAL OF AMENDMENT TO THE COMPANY'S ARTICLES OF INCORPORATION TO ELIMINATE CLASSIFICATION OF THE COMPANY'S BOARD OF DIRECTORS | Management | | For | | For |
| | | | | | | | | | | | | | | |
| | MAXIMUS, INC. | |
| | Security | | 577933104 | | Meeting Type | | Annual |
| | Ticker Symbol | | MMS | | Meeting Date | | 18-Mar-2009 | | |
| | ISIN | | US5779331041 | | Agenda | | 932995422 - Management |
| | Item | Proposal | Type | | Vote | | For/Against Management |
| | 01 | DIRECTOR | Management | | | | | | |
| | | 1 | RICHARD A. MONTONI | | | For | | For |
| | | 2 | RAYMOND B. RUDDY | | | For | | For |
| | | 3 | WELLINGTON E. WEBB | | | For | | For |
| | 02 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT PUBLIC ACCOUNTANTS FOR THE 2009 FISCAL YEAR. | Management | | For | | For |
| | | | | | | | | | | | | | | |
| | CHATTEM, INC. | |
| | Security | | 162456107 | | Meeting Type | | Annual |
| | Ticker Symbol | | CHTT | | Meeting Date | | 08-Apr-2009 | | |
| | ISIN | | US1624561072 | | Agenda | | 933003319 - Management |
| | Item | Proposal | Type | | Vote | | For/Against Management |
| | 01 | DIRECTOR | Management | | | | | | |
| | | 1 | ROBERT E. BOSWORTH | | | For | | For |
| | | 2 | GARY D. CHAZEN | | | For | | For |
| | | 3 | JOEY B. HOGAN | | | For | | For |
| | 02 | APPROVAL OF THE CHATTEM, INC. 2009 EQUITY INCENTIVE PLAN AND THE PERFORMANCE GOALS SET FORTH IN THE PLAN. | Management | | For | | For |
| | 03 | RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2009. | Management | | For | | For |
| | | | | | | | | | | | | | | |
| | A.O. SMITH CORPORATION | |
| | Security | | 831865209 | | Meeting Type | | Annual |
| | Ticker Symbol | | AOS | | Meeting Date | | 14-Apr-2009 | | |
| | ISIN | | US8318652091 | | Agenda | | 933003460 - Management |
| | Item | Proposal | Type | | Vote | | For/Against Management |
| | 01 | DIRECTOR | Management | | | | | | |
| | | 1 | WILLIAM P. GREUBEL | | | For | | For |
| | | 2 | ROBERT J. O'TOOLE | | | For | | For |
| | | 3 | IDELLE K. WOLF | | | For | | For |
| | 02 | PROPOSAL TO APPROVE THE RATIFICATION OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE CORPORATION. | Management | | For | | For |
| | 03 | PROPOSAL TO APPROVE AN AMENDMENT TO THE A.O. SMITH COMBINED INCENTIVE COMPENSATION PLAN TO INCREASE THE AUTHORIZED SHARES OF COMMON STOCK BY 1,250,000. | Management | | For | | For |
| | | | | | | | | | | | | | | |
| | A.O. SMITH CORPORATION | |
| | Security | | 831865209 | | Meeting Type | | Special |
| | Ticker Symbol | | AOS | | Meeting Date | | 14-Apr-2009 | | |
| | ISIN | | US8318652091 | | Agenda | | 933011974 - Management |
| | Item | Proposal | Type | | Vote | | For/Against Management |
| | 01 | PROPOSAL TO ADOPT THE MERGER AGREEMENT, PURSUANT TO WHICH SICO WILL MERGE WITH AND INTO MERGERCO. | Management | | For | | For |
| | 02 | ADOPT AMENDED CHARTER WHICH PROVIDES FOR: (A) TEMPORARY INCREASE IN AUTHORIZED CLASS A. (B) INCREASE IN PERCENTAGE OF MEMBERS OF BOARD ELECTED BY COMMON STOCK. (C) SHARES OF CLASS A TO CONVERT AUTOMATICALLY INTO COMMON STOCK SUBJECT TO CERTAIN EXCEPTIONS. (D) SHARES OF CLASS A CONVERT AUTOMATICALLY INTO COMMON STOCK ONCE OUTSTANDING SHARES FALL BELOW 2,397,976. | Management | | For | | For |
| | 03 | PROPOSAL TO APPROVE THE STOCK ISSUANCE TO SICO STOCKHOLDERS PURSUANT TO THE MERGER CONTEMPLATED BY THE MERGER AGREEMENT. | Management | | For | | For |
| | | | | | | | | | | | | | | |
| | BROCADE COMMUNICATIONS SYSTEMS, INC. | |
| | Security | | 111621306 | | Meeting Type | | Annual |
| | Ticker Symbol | | BRCD | | Meeting Date | | 15-Apr-2009 | | |
| | ISIN | | US1116213067 | | Agenda | | 933002848 - Management |
| | Item | Proposal | Type | | Vote | | For/Against Management |
| | 1A | ELECTION OF DIRECTOR: JUDY BRUNER | Management | | For | | For |
| | 1B | ELECTION OF DIRECTOR: DAVID L. HOUSE | Management | | For | | For |
| | 1C | ELECTION OF DIRECTOR: L. WILLIAM KRAUSE | Management | | For | | For |
| | 2 | APPROVAL OF THE 2009 STOCK PLAN | Management | | For | | For |
| | 3 | APPROVAL OF THE 2009 DIRECTOR PLAN | Management | | For | | For |
| | 4 | APPROVAL OF THE 2009 EMPLOYEE STOCK PURCHASE PLAN | Management | | For | | For |
| | 5 | RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT PUBLIC ACCOUNTANTS OF BROCADE COMMUNICATIONS SYSTEMS, INC. FOR THE FISCAL YEAR ENDING OCTOBER 31, 2009 | Management | | For | | For |
| | 6 | CONSIDERATION OF A STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REGARDING THE DELETION OF THE SUPERMAJORITY VOTING REQUIREMENTS IN THE COMPANY'S CERTIFICATE OF INCORPORATION AND BYLAWS | Shareholder | | For | | Against |
| | 7 | CONSIDERATION OF A STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REGARDING THE REORGANIZATION OF THE BOARD OF DIRECTORS INTO ONE CLASS SUBJECT TO ELECTION EACH YEAR | Shareholder | | For | | Against |
| | | | | | | | | | | | | | | |
| | CRANE CO. | |
| | Security | | 224399105 | | Meeting Type | | Annual |
| | Ticker Symbol | | CR | | Meeting Date | | 20-Apr-2009 | | |
| | ISIN | | US2243991054 | | Agenda | | 933005779 - Management |
| | Item | Proposal | Type | | Vote | | For/Against Management |
| | 1A | ELECTION OF DIRECTOR: DONALD G. COOK | Management | | For | | For |
| | 1B | ELECTION OF DIRECTOR: ROBERT S. EVANS | Management | | For | | For |
| | 1C | ELECTION OF DIRECTOR: ERIC C. FAST | Management | | For | | For |
| | 1D | ELECTION OF DIRECTOR: DORSEY R. GARDNER | Management | | For | | For |
| | 02 | RATIFICATION OF SELECTION OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS FOR THE COMPANY FOR 2009 | Management | | For | | For |
| | 03 | APPROVAL OF THE 2009 STOCK INCENTIVE PLAN | Management | | For | | For |
| | 04 | APPROVAL OF THE 2009 NON-EMPLOYEE DIRECTOR COMPENSATION PLAN | Management | | For | | For |
| | 05 | APPROVAL OF THE 2009 CORPORATE EVA INCENTIVE COMPENSATION PLAN | Management | | For | | For |
| | 06 | APPROVAL OF SHAREHOLDER PROPOSAL CONCERNING ADOPTION OF THE MACBRIDE PRINCIPLES | Shareholder | | Against | | For |
| | | | | | | | | | | | | | | |
| | PROSPERITY BANCSHARES, INC. | |
| | Security | | 743606105 | | Meeting Type | | Annual |
| | Ticker Symbol | | PRSP | | Meeting Date | | 21-Apr-2009 | | |
| | ISIN | | US7436061052 | | Agenda | | 933018132 - Management |
| | Item | Proposal | Type | | Vote | | For/Against Management |
| | 01 | DIRECTOR | Management | | | | | | |
| | | 1 | JAMES A. BOULIGNY* | | | For | | For |
| | | 2 | ROBERT STEELHAMMER* | | | For | | For |
| | | 3 | H.E. TIMANUS, JR* | | | For | | For |
| | | 4 | ERVAN E. ZOUZALIK** | | | For | | For |
| | 02 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2009. | Management | | For | | For |
| | | | | | | | | | | | | | | |
| | WALTER INDUSTRIES, INC. | |
| | Security | | 93317Q105 | | Meeting Type | | Annual |
| | Ticker Symbol | | WLT | | Meeting Date | | 23-Apr-2009 | | |
| | ISIN | | US93317Q1058 | | Agenda | | 933033425 - Management |
| | Item | Proposal | Type | | Vote | | For/Against Management |
| | 01 | DIRECTOR | Management | | | | | | |
| | | 1 | HOWARD L. CLARK, JR. | | | For | | For |
| | | 2 | JERRY W. KOLB | | | For | | For |
| | | 3 | PATRICK A. KRIEGSHAUSER | | | For | | For |
| | | 4 | JOSEPH B. LEONARD | | | For | | For |
| | | 5 | VICTOR P. PATRICK | | | For | | For |
| | | 6 | BERNARD G. RETHORE | | | For | | For |
| | | 7 | GEORGE R. RICHMOND | | | For | | For |
| | | 8 | MICHAEL T. TOKARZ | | | For | | For |
| | | 9 | A.J. WAGNER | | | For | | For |
| | 02 | TO APPROVE A NAME CHANGE TO WALTER ENERGY, INC. | Management | | For | | For |
| | 03 | TO AUTHORIZE THE ISSUANCE OF PREFERRED STOCK. | Management | | For | | For |
| | 04 | TO APPROVE THE RIGHTS AGREEMENT TO BE ENTERED INTO BETWEEN WALTER INDUSTRIES, INC. AND MELLON INVESTOR SERVICES, LLC. | Management | | For | | For |
| | 05 | TO APPROVE THE AMENDMENT TO THE AMENDED AND RESTATED 2002 LONG-TERM INCENTIVE AWARD PLAN. | Management | | For | | For |
| | | | | | | | | | | | | | | |
| | OWENS & MINOR, INC. | |
| | Security | | 690732102 | | Meeting Type | | Annual |
| | Ticker Symbol | | OMI | | Meeting Date | | 24-Apr-2009 | | |
| | ISIN | | US6907321029 | | Agenda | | 933008751 - Management |
| | Item | Proposal | Type | | Vote | | For/Against Management |
| | 1 | DIRECTOR | Management | | | | | | |
| | | 1 | JOHN T. CROTTY | | | For | | For |
| | | 2 | RICHARD E. FOGG | | | For | | For |
| | | 3 | JAMES E. ROGERS | | | For | | For |
| | | 4 | JAMES E. UKROP | | | For | | For |
| | 2 | RATIFICATION OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM 2009 | Management | | For | | For |
| | | | | | | | | | | | | | | |
| | CLECO CORPORATION | |
| | Security | | 12561W105 | | Meeting Type | | Annual |
| | Ticker Symbol | | CNL | | Meeting Date | | 24-Apr-2009 | | |
| | ISIN | | US12561W1053 | | Agenda | | 933011051 - Management |
| | Item | Proposal | Type | | Vote | | For/Against Management |
| | 01 | DIRECTOR | Management | | | | | | |
| | | 1 | J. PATRICK GARRETT | | | For | | For |
| | | 2 | ELTON R. KING | | | For | | For |
| | | 3 | LOGAN W. KRUGER | | | For | | For |
| | 02 | TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT OF THE FIRM OF PRICEWATERHOUSECOOPERS LLP AS CLECO CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009. | Management | | For | | For |
| | 03 | TO APPROVE THE CLECO CORPORATION 2010 LONG-TERM INCENTIVE COMPENSATION PLAN. | Management | | For | | For |
| | | | | | | | | | | | | | | |
| | HANESBRANDS INC. | |
| | Security | | 410345102 | | Meeting Type | | Annual |
| | Ticker Symbol | | HBI | | Meeting Date | | 28-Apr-2009 | | |
| | ISIN | | US4103451021 | | Agenda | | 933010225 - Management |
| | Item | Proposal | Type | | Vote | | For/Against Management |
| | 01 | DIRECTOR | Management | | | | | | |
| | | 1 | CHADEN | | | For | | For |
| | | 2 | GRIFFIN | | | For | | For |
| | | 3 | JOHNSON | | | For | | For |
| | | 4 | MATHEWS | | | For | | For |
| | | 5 | MULCAHY | | | For | | For |
| | | 6 | NELSON | | | For | | For |
| | | 7 | NOLL | | | For | | For |
| | | 8 | SCHINDLER | | | For | | For |
| | | 9 | ZIEGLER | | | For | | For |
| | 02 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS HANESBRANDS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR ITS 2009 FISCAL YEAR | Management | | For | | For |
| | | | | | | | | | | | | | | |
| | FIRST NIAGARA FINANCIAL GROUP, INC. | |
| | Security | | 33582V108 | | Meeting Type | | Annual |
| | Ticker Symbol | | FNFG | | Meeting Date | | 28-Apr-2009 | | |
| | ISIN | | US33582V1089 | | Agenda | | 933026836 - Management |
| | Item | Proposal | Type | | Vote | | For/Against Management |
| | 01 | DIRECTOR | Management | | | | | | |
| | | 1 | CARL. A. FLORIO | | | For | | For |
| | | 2 | DAVID M. ZEBRO | | | For | | For |
| | 02 | THE NON-BINDING APPROVAL OF OUR EXECUTIVE COMPENSATION PROGRAMS AND POLICIES. | Management | | For | | For |
| | 03 | THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2009. | Management | | For | | For |
| | | | | | | | | | | | | | | |
| | BORGWARNER INC. | |
| | Security | | 099724106 | | Meeting Type | | Annual |
| | Ticker Symbol | | BWA | | Meeting Date | | 29-Apr-2009 | | |
| | ISIN | | US0997241064 | | Agenda | | 933014134 - Management |
| | Item | Proposal | Type | | Vote | | For/Against Management |
| | 01 | DIRECTOR | Management | | | | | | |
| | | 1 | PHYLLIS O. BONANNO* | | | For | | For |
| | | 2 | ALEXIS P. MICHAS* | | | For | | For |
| | | 3 | RICHARD O. SCHAUM* | | | For | | For |
| | | 4 | THOMAS T. STALLKAMP* | | | For | | For |
| | | 5 | DENNIS C. CUNEO** | | | For | | For |
| | 02 | TO APPROVE AMENDMENTS TO THE COMPANY'S AMENDED AND RESTATED 2004 STOCK INCENTIVE PLAN, INCLUDING TO INCREASE THE AUTHORIZED COMMON STOCK AVAILABLE FOR AWARDS UNDER THAT PLAN. | Management | | For | | For |
| | 03 | TO RATIFY THE APPOINTMENT OF PRICE WATERHOUSE COOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR 2009. | Management | | For | | For |
| | | | | | | | | | | | | | | |
| | GLACIER BANCORP, INC. | |
| | Security | | 37637Q105 | | Meeting Type | | Annual |
| | Ticker Symbol | | GBCI | | Meeting Date | | 29-Apr-2009 | | |
| | ISIN | | US37637Q1058 | | Agenda | | 933028614 - Management |
| | Item | Proposal | Type | | Vote | | For/Against Management |
| | 01 | DIRECTOR | Management | | | | | | |
| | | 1 | MICHAEL J. BLODNICK | | | For | | For |
| | | 2 | JAMES M. ENGLISH | | | For | | For |
| | | 3 | ALLEN J. FETSCHER | | | For | | For |
| | | 4 | DALLAS I. HERRON | | | For | | For |
| | | 5 | JON W. HIPPLER | | | For | | For |
| | | 6 | CRAIG A. LANGEL | | | For | | For |
| | | 7 | L. PETER LARSON | | | For | | For |
| | | 8 | DOUGLAS J. MCBRIDE | | | For | | For |
| | | 9 | JOHN W. MURDOCH | | | For | | For |
| | | 10 | EVERIT A. SLITER | | | For | | For |
| | | | | | | | | | | | | | | |
| | CHURCH & DWIGHT CO., INC. | |
| | Security | | 171340102 | | Meeting Type | | Annual |
| | Ticker Symbol | | CHD | | Meeting Date | | 30-Apr-2009 | | |
| | ISIN | | US1713401024 | | Agenda | | 933011380 - Management |
| | Item | Proposal | Type | | Vote | | For/Against Management |
| | 01 | DIRECTOR | Management | | | | | | |
| | | 1 | T. ROSIE ALBRIGHT | | | For | | For |
| | | 2 | RAVICHANDRA K. SALIGRAM | | | For | | For |
| | | 3 | ROBERT K. SHEARER | | | For | | For |
| | 02 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO AUDIT THE CHURCH & DWIGHT CO., INC. 2009 CONSOLIDATED FINANCIAL STATEMENTS. | Management | | For | | For |
| | | | | | | | | | | | | | | |
| | METTLER-TOLEDO INTERNATIONAL INC. | |
| | Security | | 592688105 | | Meeting Type | | Annual |
| | Ticker Symbol | | MTD | | Meeting Date | | 30-Apr-2009 | | |
| | ISIN | | US5926881054 | | Agenda | | 933014982 - Management |
| | Item | Proposal | Type | | Vote | | For/Against Management |
| | 1A | ELECTION OF DIRECTOR: ROBERT F. SPOERRY | Management | | For | | For |
| | 1B | ELECTION OF DIRECTOR: WAH-HUI CHU | Management | | For | | For |
| | 1C | ELECTION OF DIRECTOR: FRANCIS A. CONTINO | Management | | For | | For |
| | 1D | ELECTION OF DIRECTOR: OLIVIER A. FILLIOL | Management | | For | | For |
| | 1E | ELECTION OF DIRECTOR: MICHAEL A. KELLY | Management | | For | | For |
| | 1F | ELECTION OF DIRECTOR: HANS ULRICH MAERKI | Management | | For | | For |
| | 1G | ELECTION OF DIRECTOR: GEORGE M. MILNE | Management | | For | | For |
| | 1H | ELECTION OF DIRECTOR: THOMAS P. SALICE | Management | | For | | For |
| | 2 | APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | | For | | For |
| | | | | | | | | | | | | | | |
| | LINCOLN ELECTRIC HOLDINGS, INC. | |
| | Security | | 533900106 | | Meeting Type | | Annual |
| | Ticker Symbol | | LECO | | Meeting Date | | 30-Apr-2009 | | |
| | ISIN | | US5339001068 | | Agenda | | 933017786 - Management |
| | Item | Proposal | Type | | Vote | | For/Against Management |
| | 01 | DIRECTOR | Management | | | | | | |
| | | 1 | HAROLD L. ADAMS | | | For | | For |
| | | 2 | ROBERT J. KNOLL | | | For | | For |
| | | 3 | JOHN M. STROPKI, JR. | | | For | | For |
| | 02 | RATIFICATION OF INDEPENDENT AUDITORS. | Management | | For | | For |
| | | | | | | | | | | | | | | |
| | TELEFLEX INCORPORATED | |
| | Security | | 879369106 | | Meeting Type | | Annual |
| | Ticker Symbol | | TFX | | Meeting Date | | 01-May-2009 | | |
| | ISIN | | US8793691069 | | Agenda | | 933025480 - Management |
| | Item | Proposal | Type | | Vote | | For/Against Management |
| | 01 | DIRECTOR | Management | | | | | | |
| | | 1 | JEFFREY P. BLACK | | | For | | For |
| | | 2 | SIGISMUNDUS W LUBSEN | | | For | | For |
| | | 3 | STUART A. RANDLE | | | For | | For |
| | | 4 | HAROLD L. YOH III | | | For | | For |
| | 02 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2009 FISCAL YEAR. | Management | | For | | For |
| | | | | | | | | | | | | | | |
| | TRINITY INDUSTRIES, INC. | |
| | Security | | 896522109 | | Meeting Type | | Annual |
| | Ticker Symbol | | TRN | | Meeting Date | | 04-May-2009 | | |
| | ISIN | | US8965221091 | | Agenda | | 933035429 - Management |
| | Item | Proposal | Type | | Vote | | For/Against Management |
| | 01 | DIRECTOR | Management | | | | | | |
| | | 1 | JOHN L. ADAMS | | | For | | For |
| | | 2 | RHYS J. BEST | | | For | | For |
| | | 3 | DAVID W. BIEGLER | | | For | | For |
| | | 4 | LELDON E. ECHOLS | | | For | | For |
| | | 5 | RONALD J. GAFFORD | | | For | | For |
| | | 6 | RONALD W. HADDOCK | | | For | | For |
| | | 7 | JESS T. HAY | | | For | | For |
| | | 8 | ADRIAN LAJOUS | | | For | | For |
| | | 9 | DIANA S. NATALICIO | | | For | | For |
| | | 10 | TIMOTHY R. WALLACE | | | For | | For |
| | 02 | TO APPROVE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING DECEMBER 31, 2009. | Management | | For | | For |
| | | | | | | | | | | | | | | |
| | GARDNER DENVER, INC. | |
| | Security | | 365558105 | | Meeting Type | | Annual |
| | Ticker Symbol | | GDI | | Meeting Date | | 05-May-2009 | | |
| | ISIN | | US3655581052 | | Agenda | | 933017229 - Management |
| | Item | Proposal | Type | | Vote | | For/Against Management |
| | 01 | DIRECTOR | Management | | | | | | |
| | | 1 | BARRY L. PENNYPACKER | | | For | | For |
| | | 2 | RICHARD L. THOMPSON | | | For | | For |
| | 02 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009. | Management | | For | | For |
| | | | | | | | | | | | | | | |
| | WEST PHARMACEUTICAL SERVICES, INC. | |
| | Security | | 955306105 | | Meeting Type | | Annual |
| | Ticker Symbol | | WST | | Meeting Date | | 05-May-2009 | | |
| | ISIN | | US9553061055 | | Agenda | | 933033639 - Management |
| | Item | Proposal | Type | | Vote | | For/Against Management |
| | 01 | DIRECTOR | Management | | | | | | |
| | | 1 | PAULA A. JOHNSON | | | For | | For |
| | | 2 | ANTHONY WELTERS | | | For | | For |
| | | 3 | PATRICK J. ZENNER | | | For | | For |
| | 02 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009. | Management | | For | | For |
| | | | | | | | | | | | | | | |
| | APTARGROUP, INC. | |
| | Security | | 038336103 | | Meeting Type | | Annual |
| | Ticker Symbol | | ATR | | Meeting Date | | 06-May-2009 | | |
| | ISIN | | US0383361039 | | Agenda | | 933017635 - Management |
| | Item | Proposal | Type | | Vote | | For/Against Management |
| | 01 | DIRECTOR | Management | | | | | | |
| | | 1 | STEFAN A. BAUSTERT | | | For | | For |
| | | 2 | RODNEY L. GOLDSTEIN | | | For | | For |
| | | 3 | LEO A. GUTHART | | | For | | For |
| | | 4 | RALF K. WUNDERLICH | | | For | | For |
| | 02 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009. | Management | | For | | For |
| | | | | | | | | | | | | | | |
| | BARNES GROUP INC. | |
| | Security | | 067806109 | | Meeting Type | | Annual |
| | Ticker Symbol | | B | | Meeting Date | | 07-May-2009 | | |
| | ISIN | | US0678061096 | | Agenda | | 933037447 - Management |
| | Item | Proposal | Type | | Vote | | For/Against Management |
| | 01 | DIRECTOR | Management | | | | | | |
| | | 1 | THOMAS J. ALBANI | | | For | | For |
| | | 2 | THOMAS O. BARNES | | | For | | For |
| | | 3 | GARY G. BENANAV | | | For | | For |
| | | 4 | MYLLE H. MANGUM | | | For | | For |
| | 02 | RATIFY SELECTION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | | For | | For |
| | | | | | | | | | | | | | | |
| | TANGER FACTORY OUTLET CENTERS, INC. | |
| | Security | | 875465106 | | Meeting Type | | Annual |
| | Ticker Symbol | | SKT | | Meeting Date | | 08-May-2009 | | |
| | ISIN | | US8754651060 | | Agenda | | 933021571 - Management |
| | Item | Proposal | Type | | Vote | | For/Against Management |
| | 1 | DIRECTOR | Management | | | | | | |
| | | 1 | STANLEY K. TANGER | | | For | | For |
| | | 2 | STEVEN B. TANGER | | | For | | For |
| | | 3 | JACK AFRICK | | | For | | For |
| | | 4 | WILLIAM G. BENTON | | | For | | For |
| | | 5 | BRIDGET RYAN BERMAN | | | For | | For |
| | | 6 | THOMAS E. ROBINSON | | | For | | For |
| | | 7 | ALLAN L. SCHUMAN | | | For | | For |
| | 2 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOOPERS, LLC AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009. | Management | | For | | For |
| | 3 | TO REAPPROVE THE PERFORMANCE CRITERIA UNDER THE AMENDED AND RESTATED INCENTIVE AWARD PLAN. | Management | | For | | For |
| | | | | | | | | | | | | | | |
| | THE TIMKEN COMPANY | |
| | Security | | 887389104 | | Meeting Type | | Annual |
| | Ticker Symbol | | TKR | | Meeting Date | | 12-May-2009 | | |
| | ISIN | | US8873891043 | | Agenda | | 933026242 - Management |
| | Item | Proposal | Type | | Vote | | For/Against Management |
| | 1 | DIRECTOR | Management | | | | | | |
| | | 1 | JOSEPH W. RALSTON | | | For | | For |
| | | 2 | JOHN P. REILLY | | | For | | For |
| | | 3 | JOHN M. TIMKEN, JR. | | | For | | For |
| | | 4 | JACQUELINE F. WOODS | | | For | | For |
| | 2 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE INDEPENDENT AUDITOR FOR THE YEAR ENDING DECEMBER 31, 2009. | Management | | For | | For |
| | 3 | SHAREHOLDER PROPOSAL REQUESTING THAT THE COMPANY AMEND ITS ARTICLES OF INCORPORATION TO PROVIDE THAT DIRECTORS BE ELECTED BY AFFIRMATIVE VOTE OF THE MAJORITY OF VOTES CAST AT AN ANNUAL MEETING OF SHAREHOLDERS. | Shareholder | | Against | | For |
| | | | | | | | | | | | | | | |
| | TRUSTMARK CORPORATION | |
| | Security | | 898402102 | | Meeting Type | | Annual |
| | Ticker Symbol | | TRMK | | Meeting Date | | 12-May-2009 | | |
| | ISIN | | US8984021027 | | Agenda | | 933030328 - Management |
| | Item | Proposal | Type | | Vote | | For/Against Management |
| | 01 | DIRECTOR | Management | | | | | | |
| | | 1 | ADOLPHUS B. BAKER | | | For | | For |
| | | 2 | FRED E. CARL, JR. | | | For | | For |
| | | 3 | WILLIAM C. DEVINEY, JR. | | | For | | For |
| | | 4 | DANIEL A. GRAFTON | | | For | | For |
| | | 5 | RICHARD G. HICKSON | | | For | | For |
| | | 6 | DAVID H. HOSTER, II | | | For | | For |
| | | 7 | JOHN M. MCCULLOUCH | | | For | | For |
| | | 8 | RICHARD H. PUCKETT | | | For | | For |
| | | 9 | R. MICHAEL SUMMERFORD | | | For | | For |
| | | 10 | LEROY G. WALKER, JR. | | | For | | For |
| | | 11 | KENNETH W. WILLIAMS | | | For | | For |
| | | 12 | WILLIAM G. YATES, III | | | For | | For |
| | 02 | ADVISORY VOTE ON EXECUTIVE COMPENSATION - TO PROVIDE ADVISORY APPROVAL OF TRUSTMARK'S EXECUTIVE COMPENSATION. | Management | | For | | For |
| | 03 | RATIFICATION OF INDEPENDENT AUDITORS - TO RATIFY THE SELECTION OF KMPG LLP AS TRUSTMARK'S INDEPENDENT ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009. | Management | | For | | For |
| | | | | | | | | | | | | | | |
| | PEROT SYSTEMS CORPORATION | |
| | Security | | 714265105 | | Meeting Type | | Annual |
| | Ticker Symbol | | PER | | Meeting Date | | 13-May-2009 | | |
| | ISIN | | US7142651055 | | Agenda | | 933028525 - Management |
| | Item | Proposal | Type | | Vote | | For/Against Management |
| | 01 | DIRECTOR | Management | | | | | | |
| | | 1 | ROSS PEROT | | | For | | For |
| | | 2 | ROSS PEROT, JR. | | | For | | For |
| | | 3 | PETER A. ALTABEF | | | For | | For |
| | | 4 | STEVEN BLASNIK | | | For | | For |
| | | 5 | JOHN S.T. GALLAGHER | | | For | | For |
| | | 6 | CARL HAHN | | | For | | For |
| | | 7 | DESOTO JORDAN | | | For | | For |
| | | 8 | CAROLINE (CAZ) MATTHEWS | | | For | | For |
| | | 9 | THOMAS MEURER | | | For | | For |
| | | 10 | CECIL H. MOORE, JR. | | | For | | For |
| | | 11 | ANTHONY J. PRINCIPI | | | For | | For |
| | | 12 | ANUROOP (TONY) SINGH | | | For | | For |
| | 02 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009. | Management | | For | | For |
| | | | | | | | | | | | | | | |
| | PORTLAND GENERAL ELECTRIC CO | |
| | Security | | 736508847 | | Meeting Type | | Annual |
| | Ticker Symbol | | POR | | Meeting Date | | 13-May-2009 | | |
| | ISIN | | US7365088472 | | Agenda | | 933028816 - Management |
| | Item | Proposal | Type | | Vote | | For/Against Management |
| | 01 | DIRECTOR | Management | | | | | | |
| | | 1 | JOHN W. BALLANTINE | | | For | | For |
| | | 2 | RODNEY L. BROWN, JR. | | | For | | For |
| | | 3 | DAVID A. DIETZLER | | | For | | For |
| | | 4 | PEGGY Y. FOWLER | | | For | | For |
| | | 5 | MARK B. GANZ | | | For | | For |
| | | 6 | CORBIN A. MCNEILL, JR. | | | For | | For |
| | | 7 | NEIL J. NELSON | | | For | | For |
| | | 8 | M. LEE PELTON | | | For | | For |
| | | 9 | JAMES J. PIRO | | | For | | For |
| | | 10 | ROBERT T.F. REID | | | For | | For |
| | 02 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2009. | Management | | For | | For |
| | 03 | TO APPROVE AN AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED ARTICLES OF INCORPORATION TO INCREASE THE TOTAL NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 80,000,000 TO 160,000,000. | Management | | For | | For |
| | | | | | | | | | | | | | | |
| | TUPPERWARE BRANDS CORPORATION | |
| | Security | | 899896104 | | Meeting Type | | Annual |
| | Ticker Symbol | | TUP | | Meeting Date | | 13-May-2009 | | |
| | ISIN | | US8998961044 | | Agenda | | 933029604 - Management |
| | Item | Proposal | Type | | Vote | | For/Against Management |
| | 1A | ELECTION OF DIRECTOR: KRISS CLONINGER III | Management | | For | | For |
| | 1B | ELECTION OF DIRECTOR: JOE R. LEE | Management | | For | | For |
| | 1C | ELECTION OF DIRECTOR: BOB MARBUT | Management | | For | | For |
| | 1D | ELECTION OF DIRECTOR: DAVID R. PARKER | Management | | For | | For |
| | 1E | ELECTION OF DIRECTOR: J. PATRICK SPAINHOUR | Management | | For | | For |
| | 2 | THE PROPOSAL TO RATIFY THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | | For | | For |
| | 3 | THE SHAREHOLDER PROPOSAL REGARDING ADVISORY VOTE ON EXECUTIVE COMPENSATION | Shareholder | | Against | | For |
| | | | | | | | | | | | | | | |
| | WABTEC CORPORATION | |
| | Security | | 929740108 | | Meeting Type | | Annual |
| | Ticker Symbol | | WAB | | Meeting Date | | 13-May-2009 | | |
| | ISIN | | US9297401088 | | Agenda | | 933032055 - Management |
| | Item | Proposal | Type | | Vote | | For/Against Management |
| | 1 | DIRECTOR | Management | | | | | | |
| | | 1 | BRIAN P. HEHIR | | | For | | For |
| | | 2 | MICHAEL W.D. HOWELL | | | For | | For |
| | | 3 | NICKOLAS W. VANDE STEEG | | | For | | For |
| | | 4 | GARY C. VALADE | | | For | | For |
| | | | | | | | | | | | | | | |
| | OIL STATES INTERNATIONAL, INC. | |
| | Security | | 678026105 | | Meeting Type | | Annual |
| | Ticker Symbol | | OIS | | Meeting Date | | 14-May-2009 | | |
| | ISIN | | US6780261052 | | Agenda | | 933043161 - Management |
| | Item | Proposal | Type | | Vote | | For/Against Management |
| | 01 | DIRECTOR | Management | | | | | | |
| | | 1 | S. JAMES NELSON | | | For | | For |
| | | 2 | GARY L. ROSENTHAL | | | For | | For |
| | | 3 | WILLIAM T. VAN KLEEF | | | For | | For |
| | 02 | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT ACCOUNTANTS FOR THE COMPANY FOR THE CURRENT YEAR. | Management | | For | | For |
| | | | | | | | | | | | | | | |
| | CARTER'S INC. | |
| | Security | | 146229109 | | Meeting Type | | Annual |
| | Ticker Symbol | | CRI | | Meeting Date | | 14-May-2009 | | |
| | ISIN | | US1462291097 | | Agenda | | 933053340 - Management |
| | Item | Proposal | Type | | Vote | | For/Against Management |
| | 01 | DIRECTOR | Management | | | | | | |
| | | 1 | PAUL FULTON | | | For | | For |
| | | 2 | JOHN R. WELCH | | | For | | For |
| | | 3 | THOMAS E. WHIDDON | | | For | | For |
| | 02 | APPROVAL OF THE AMENDED AND RESTATED 2003 EQUITY INCENTIVE PLAN. | Management | | For | | For |
| | 03 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2009. | Management | | For | | For |
| | | | | | | | | | | | | | | |
| | SENIOR HOUSING PROPERTIES TRUST | |
| | Security | | 81721M109 | | Meeting Type | | Annual |
| | Ticker Symbol | | SNH | | Meeting Date | | 18-May-2009 | | |
| | ISIN | | US81721M1099 | | Agenda | | 933035138 - Management |
| | Item | Proposal | Type | | Vote | | For/Against Management |
| | 01 | DIRECTOR | Management | | | | | | |
| | | 1 | JEFFREY P. SOMERS* | | | For | | For |
| | | 2 | BARRY M. PORTNOY** | | | For | | For |
| | | | | | | | | | | | | | | |
| | WESTAR ENERGY, INC. | |
| | Security | | 95709T100 | | Meeting Type | | Annual |
| | Ticker Symbol | | WR | | Meeting Date | | 21-May-2009 | | |
| | ISIN | | US95709T1007 | | Agenda | | 933035924 - Management |
| | Item | Proposal | Type | | Vote | | For/Against Management |
| | 01 | DIRECTOR | Management | | | | | | |
| | | 1 | CHARLES Q. CHANDLER IV | | | For | | For |
| | | 2 | R.A. EDWARDS | | | For | | For |
| | | 3 | SANDRA A.J. LAWRENCE | | | For | | For |
| | 02 | RATIFICATION AND CONFIRMATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009. | Management | | For | | For |
| | 03 | PROPOSAL TO APPROVE THE ADOPTION OF AN AMENDMENT TO THE WESTAR ENERGY, INC. LONG TERM INCENTIVE AND SHARE AWARD PLAN. | Management | | For | | For |
| | | | | | | | | | | | | | | |
| | BJ'S WHOLESALE CLUB, INC. | |
| | Security | | 05548J106 | | Meeting Type | | Annual |
| | Ticker Symbol | | BJ | | Meeting Date | | 21-May-2009 | | |
| | ISIN | | US05548J1060 | | Agenda | | 933057792 - Management |
| | Item | Proposal | Type | | Vote | | For/Against Management |
| | 1A | ELECTION OF DIRECTOR: CHRISTINE M. COURNOYER | Management | | For | | For |
| | 1B | ELECTION OF DIRECTOR: EDMOND J. ENGLISH | Management | | For | | For |
| | 1C | ELECTION OF DIRECTOR: HELEN FRAME PETERS | Management | | For | | For |
| | 02 | APPROVAL OF THE AMENDMENT TO THE 2008 AMENDED AND RESTATED MANAGEMENT INCENTIVE PLAN. | Management | | For | | For |
| | 03 | APPROVAL OF THE AMENDMENT TO THE 2008 AMENDED AND RESTATED GROWTH INCENTIVE PLAN. | Management | | For | | For |
| | 04 | APPROVAL OF THE AMENDMENT TO THE 2007 STOCK INCENTIVE PLAN. | Management | | For | | For |
| | 05 | RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 30, 2010. | Management | | For | | For |
| | | | | | | | | | | | | | | |
| | NETGEAR, INC. | |
| | Security | | 64111Q104 | | Meeting Type | | Annual |
| | Ticker Symbol | | NTGR | | Meeting Date | | 02-Jun-2009 | | |
| | ISIN | | US64111Q1040 | | Agenda | | 933060307 - Management |
| | Item | Proposal | Type | | Vote | | For/Against Management |
| | 01 | DIRECTOR | Management | | | | | | |
| | | 1 | PATRICK C.S. LO | | | For | | For |
| | | 2 | J.E. CARTER-MILLER | | | For | | For |
| | | 3 | RALPH E. FAISON | | | For | | For |
| | | 4 | A. TIMOTHY GODWIN | | | For | | For |
| | | 5 | JEF GRAHAM | | | For | | For |
| | | 6 | LINWOOD A. LACY, JR | | | For | | For |
| | | 7 | GEORGE G. C. PARKER | | | For | | For |
| | | 8 | GREGORY J. ROSSMANN | | | For | | For |
| | | 9 | JULIE A. SHIMER | | | For | | For |
| | 02 | PROPOSAL TO APPROVE AN AMENDMENT TO THE NETGEAR, INC. 2003 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES OF NETGEAR, INC COMMON STOCK AUTHORIZED FOR SALE THEREUNDER BY 500,000 SHARES. | Management | | For | | For |
| | 03 | PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009. | Management | | For | | For |
| | | | | | | | | | | | | | | |
| | DICK'S SPORTING GOODS, INC. | |
| | Security | | 253393102 | | Meeting Type | | Annual |
| | Ticker Symbol | | DKS | | Meeting Date | | 03-Jun-2009 | | |
| | ISIN | | US2533931026 | | Agenda | | 933058186 - Management |
| | Item | Proposal | Type | | Vote | | For/Against Management |
| | 1 | DIRECTOR | Management | | | | | | |
| | | 1 | WILLIAM J. COLOMBO | | | For | | For |
| | | 2 | DAVID I. FUENTE | | | For | | For |
| | | 3 | LARRY D. STONE | | | For | | For |
| | 2 | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTRED PUBLIC ACCOUNTING FIRM. | Management | | For | | For |
| | | | | | | | | | | | | | | |
| | IPC HOLDINGS, LTD. | |
| | Security | | G4933P101 | | Meeting Type | | Contested-Consent |
| | Ticker Symbol | | IPCR | | Meeting Date | | 12-Jun-2009 | | |
| | ISIN | | BMG4933P1014 | | Agenda | | 933090348 - Management |
| | Item | Proposal | Type | | Vote | | For/Against Management |
| | 01 | TO APPROVE AN AMENDMENT TO IPC'S BYE-LAWS EFFECTIVE AS OF THE EFFECTIVE TIME OF THE AMALGAMATION TO INCREASE THE MAXIMUM NUMBER OF DIRECTORS ON IPC'S BOARD OF DIRECTORS FROM NINE TO TWELVE, PURSUANT TO THE AMALGAMATION AGREEMENT. | Management | | For | | For |
| | 02 | TO APPROVE AN AMENDMENT TO IPC'S BYE-LAWS EFFECTIVE AS OF THE EFFECTIVE TIME OF THE AMALGAMATION TO MODIFY THE INDEMNITY PROVISIONS, PURSUANT TO THE AMALGAMATION AGREEMENT. | Management | | For | | For |
| | 03 | TO APPROVE AN AMENDMENT TO IPC'S BYE-LAWS EFFECTIVE AS OF THE EFFECTIVE TIME OF THE AMALGAMATION TO ADD PROVISIONS REGARDING ADVANCE NOTICE OF SHAREHOLDER NOMINEES FOR DIRECTOR AND OTHER SHAREHOLDER PROPOSALS, PURSUANT TO THE AMALGAMATION AGREEMENT. | Management | | For | | For |
| | 04 | TO APPROVE AN AMENDMENT TO IPC'S BYE-LAWS EFFECTIVE AS OF THE EFFECTIVE TIME OF THE AMALGAMATION TO REMOVE PROVISIONS FOR ALTERNATE DIRECTORS AND TO REMOVE THE PROVISION PERMITTING CUMULATIVE VOTING IN THE ELECTION OF DIRECTORS, PURSUANT TO THE AMALGAMATION AGREEMENT. | Management | | For | | For |
| | 05 | TO APPROVE AN AMENDMENT TO IPC'S BYE-LAWS EFFECTIVE AS OF THE EFFECTIVE TIME OF THE AMALGAMATION TO ADD CERTAIN CONDITIONS TO THE CONDUCT OF DIRECTOR MEETINGS, PURSUANT TO THE AMALGAMATION AGREEMENT. | Management | | For | | For |
| | 06 | TO APPROVE, EFFECTIVE AS OF THE EFFECTIVE TIME OF THE AMALGAMATION, THE INCREASE IN IPC'S AUTHORIZED SHARE CAPITAL FROM $1,850,000 TO $2,350,000 BY THE CREATION OF AN ADDITIONAL 50,000,000 COMMON SHARES, PAR VALUE $0.01 PER SHARE, RANKING PARI PASSU WITH THE EXISTING COMMON SHARES OF IPC, PURSUANT TO THE AMALGAMATION AGREEMENT. | Management | | For | | For |
| | 07 | TO APPROVE A CHANGE IN IPC'S NAME EFFECTIVE AS OF THE EFFECTIVE TIME OF THE AMALGAMATION TO "MAX CAPITAL GROUP LTD." PURSUANT TO THE AMALGAMATION AGREEMENT. | Management | | For | | For |
| | 08 | TO APPROVE THE ISSUANCE OF COMMON SHARES PURSUANT TO THE AMALGAMATION AGREEMENT. | Management | | For | | For |
| | 9A | TO ELECT KENNETH L. HAMMOND AS DIRECTOR OF IPC TO HOLD OFFICE FROM THE CLOSE OF THE IPC MEETING UNTIL IPC'S NEXT ANNUAL GENERAL MEETING. | Management | | For | | For |
| | 9B | TO ELECT MARK R. BRIDGES AS DIRECTOR OF IPC TO HOLD OFFICE FROM THE CLOSE OF THE IPC MEETING UNTIL IPC'S NEXT ANNUAL GENERAL MEETING. | Management | | For | | For |
| | 9C | TO ELECT MICHAEL J. CASCIO AS DIRECTOR OF IPC TO HOLD OFFICE FROM THE CLOSE OF THE IPC MEETING UNTIL IPC'S NEXT ANNUAL GENERAL MEETING. | Management | | For | | For |
| | 9D | TO ELECT PETER S. CHRISTIE AS DIRECTOR OF IPC TO HOLD OFFICE FROM THE CLOSE OF THE IPC MEETING UNTIL IPC'S NEXT ANNUAL GENERAL MEETING. | Management | | For | | For |
| | 9E | TO ELECT L. ANTHONY JOAQUIN AS DIRECTOR OF IPC TO HOLD OFFICE FROM THE CLOSE OF THE IPC MEETING UNTIL IPC'S NEXT ANNUAL GENERAL MEETING. | Management | | For | | For |
| | | | | | | | | |
| | 9F | TO ELECT ANTONY P.D. LANCASTER AS DIRECTOR OF IPC TO HOLD OFFICE THE CLOSE OF THE IPC MEETING UNTIL IPC'S NEXT ANNUAL GENERAL MEETING. | Management | | For | | For |
| | 9G | TO ELECT W. MARSTON BECKER AS DIRECTOR OF THE COMBINED ENTITY EFFECTIVE AS OF THE EFFECTIVE TIME OF THE AMALGAMATION. | Management | | For | | For |
| | 9H | TO ELECT GORDON F. CHEESBROUGH AS DIRECTOR OF THE COMBINED ENTITY EFFECTIVE AS OF THE EFFECTIVE TIME OF THE AMALGAMATION. | Management | | For | | For |
| | 9I | TO ELECT K. BRUCE CONNELL AS DIRECTOR OF THE COMBINED ENTITY EFFECTIVE AS OF THE EFFECTIVE TIME OF THE AMALGAMATION. | Management | | For | | For |
| | 9J | TO ELECT WILLIS T. KING, JR. AS DIRECTOR OF THE COMBINED ENTITY EFFECTIVE AS OF THE EFFECTIVE TIME OF THE AMALGAMATION. | Management | | For | | For |
| | 9K | TO ELECT MARIO P. TORSIELLO AS DIRECTOR OF THE COMBINED ENTITY EFFECTIVE AS OF THE EFFECTIVE TIME OF THE AMALGAMATION. | Management | | For | | For |
| | 9L | TO ELECT JAMES L. ZECH AS DIRECTOR OF THE COMBINED ENTITY EFFECTIVE AS OF THE EFFECTIVE TIME OF THE AMALGAMATION. | Management | | For | | For |
| | 10 | TO APPROVE A REVISED PLAN OF REMUNERATION FOR THE COMBINED ENTITY'S BOARD OF DIRECTORS EFFECTIVE AS OF THE EFFECTIVE TIME OF THE AMALGAMATION. | Management | | For | | For |
| | 11 | TO APPOINT KPMG AS IPC'S INDEPENDENT AUDITORS UNTIL THE CLOSE OF THE NEXT ANNUAL GENERAL MEETING AND TO AUTHORIZE THE AUDIT COMMITTEE OF IPC'S BOARD OF DIRECTORS TO SET THE COMPENSATION OF SUCH INDEPENDENT AUDITORS. | Management | | For | | For |
| | 12 | TO APPROVE AN ADJOURNMENT OF THE MEETING FOR THE SOLICITATION OF ADDITIONAL IPC PROXIES, IF NECESSARY, IN FAVOR OF ANY OF THE ABOVE PROPOSALS. | Management | | For | | For |
| | | | | | | | | | | | | | | |
| | IPC HOLDINGS, LTD. | |
| | Security | | G4933P101 | | Meeting Type | | Contested-Consent |
| | Ticker Symbol | | IPCR | | Meeting Date | | 26-Jun-2009 | | |
| | ISIN | | BMG4933P1014 | | Agenda | | 933115253 - Opposition |
| | Item | Proposal | Type | | Vote | | For/Against Management |
| | 01 | TO CALL A SPECIAL GENERAL MEETING OF IPC HOLDINGS, LTD. | Management | | Against | | * |
| | | | *Management Position Unknown |
| | | | | | | | | | | | | | | |
| | | | | | | | |
Saratoga Advantage Trust Exhibit 1, D - Energy & Basic Materials Portfolio | | | | |
ICA File No. 811-08542 | | | | | | | | |
Reporting Period: July 1, 2008- June 30, 2009 | | | | | | | |
| | | | | | | | |
Name | Ticker | SecurityID | MeetingDate | Ballot Item Number | Mgmt. or Shldr. | ItemDesc | MgtRecVote | VoteCast |
Grey Wolf, Inc. | GW | 397888108 | 15-Jul-08 | 1 | M | Approve Acquisition | For | Against |
Grey Wolf, Inc. | GW | 397888108 | 15-Jul-08 | 2 | M | Approve Omnibus Stock Plan | For | For |
Grey Wolf, Inc. | GW | 397888108 | 15-Jul-08 | 3 | M | Adjourn Meeting | For | Against |
Tidewater Inc. | TDW | 886423102 | 31-Jul-08 | 1.1 | M | Elect Director M. Jay Allison | For | For |
Tidewater Inc. | TDW | 886423102 | 31-Jul-08 | 1.2 | M | Elect Director James C. Day | For | For |
Tidewater Inc. | TDW | 886423102 | 31-Jul-08 | 1.3 | M | Elect Director Richard T. Du Moulin | For | For |
Tidewater Inc. | TDW | 886423102 | 31-Jul-08 | 1.4 | M | Elect Director J. Wayne Leonard | For | For |
Tidewater Inc. | TDW | 886423102 | 31-Jul-08 | 1.5 | M | Elect Director Richard A. Pattarozzi | For | For |
Tidewater Inc. | TDW | 886423102 | 31-Jul-08 | 1.6 | M | Elect Director Nicholas Sutton | For | For |
Tidewater Inc. | TDW | 886423102 | 31-Jul-08 | 1.7 | M | Elect Director Cindy B. Taylor | For | For |
Tidewater Inc. | TDW | 886423102 | 31-Jul-08 | 1.8 | M | Elect Director Dean E. Taylor | For | For |
Tidewater Inc. | TDW | 886423102 | 31-Jul-08 | 1.9 | M | Elect Director Jack E. Thompson | For | For |
Tidewater Inc. | TDW | 886423102 | 31-Jul-08 | 2 | M | Approve Executive Incentive Bonus Plan | For | For |
Tidewater Inc. | TDW | 886423102 | 31-Jul-08 | 3 | M | Ratify Auditors | For | For |
Grey Wolf, Inc. | GW | 397888108 | 23-Dec-08 | 1 | M | Approve Merger Agreement | For | For |
Grey Wolf, Inc. | GW | 397888108 | 23-Dec-08 | 2 | M | Adjourn Meeting | For | For |
Transocean Ltd. | RIG | G90073100 | 8-Dec-08 | 1 | M | APPROVAL OF THE MERGER TRANSACTION TO BE EFFECTED BY THE SCHEMES OF ARRANGEMENT, ATTACHED TO THE ACCOMPANYING PROXY STATEMENT AS ANNEX B. | For | For |
Transocean Ltd. | RIG | G90073100 | 8-Dec-08 | 2 | M | APPROVAL OF THE MOTION TO ADJOURN THE MEETING TO A LATER DATE TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE MEETING TO APPROVE THE MERGER TRANSACTION. | For | For |
Milestone Funds | | 599354206 | 19-Dec-08 | 1 | M | Approve Investment Advisory Agreement | For | For |
Monsanto Co. | MON | 61166W101 | 14-Jan-09 | 1 | M | Elect Director Janice L. Fields | For | For |
Monsanto Co. | MON | 61166W101 | 14-Jan-09 | 2 | M | Elect Director Hugh Grant | For | For |
Monsanto Co. | MON | 61166W101 | 14-Jan-09 | 3 | M | Elect Director C. Steven McMillan | For | For |
Monsanto Co. | MON | 61166W101 | 14-Jan-09 | 4 | M | Elect Director Robert J. Stevens | For | For |
Monsanto Co. | MON | 61166W101 | 14-Jan-09 | 5 | M | Ratify Auditors | For | For |
Air Products & Chemicals, Inc. | APD | 9158106 | 22-Jan-09 | 1.1 | M | Elect Director Mario L. Baeza | For | For |
Air Products & Chemicals, Inc. | APD | 9158106 | 22-Jan-09 | 1.2 | M | Elect Director Edward E. Hagenlocker | For | For |
Air Products & Chemicals, Inc. | APD | 9158106 | 22-Jan-09 | 1.3 | M | Elect Director John E. McGlade | For | For |
Air Products & Chemicals, Inc. | APD | 9158106 | 22-Jan-09 | 1.4 | M | Elect Director Charles H. Noski | For | For |
Air Products & Chemicals, Inc. | APD | 9158106 | 22-Jan-09 | 2 | M | Ratify Auditors | For | For |
BJ Services Company | BJS | 55482103 | 29-Jan-09 | 1.1 | M | Elect Director John R. Huff | For | Withhold |
BJ Services Company | BJS | 55482103 | 29-Jan-09 | 1.2 | M | Elect Director Michael E. Patrick | For | Withhold |
BJ Services Company | BJS | 55482103 | 29-Jan-09 | 2 | M | Amend Omnibus Stock Plan | For | Against |
BJ Services Company | BJS | 55482103 | 29-Jan-09 | 3 | M | Ratify Auditors | For | For |
Talisman Energy Inc. | TLM | 87425E103 | 29-Apr-09 | 1.1 | M | Elect Director Christiane Bergevin | For | For |
Talisman Energy Inc. | TLM | 87425E103 | 29-Apr-09 | 1.2 | M | Elect Director Donald J. Carty | For | For |
Talisman Energy Inc. | TLM | 87425E103 | 29-Apr-09 | 1.3 | M | Elect Director William R.P. Dalton | For | Withhold |
Talisman Energy Inc. | TLM | 87425E103 | 29-Apr-09 | 1.4 | M | Elect Director Kevin S. Dunne | For | For |
Talisman Energy Inc. | TLM | 87425E103 | 29-Apr-09 | 1.5 | M | Elect Director John A. Manzoni | For | For |
Talisman Energy Inc. | TLM | 87425E103 | 29-Apr-09 | 1.6 | M | Elect Director Stella M. Thompson | For | For |
Talisman Energy Inc. | TLM | 87425E103 | 29-Apr-09 | 1.7 | M | Elect Director John D. Watson | For | Withhold |
Talisman Energy Inc. | TLM | 87425E103 | 29-Apr-09 | 1.8 | M | Elect Director Robert G. Welty | For | Withhold |
Talisman Energy Inc. | TLM | 87425E103 | 29-Apr-09 | 1.9 | M | Elect Director Charles R. Williamson | For | Withhold |
Talisman Energy Inc. | TLM | 87425E103 | 29-Apr-09 | 1.1 | M | Elect Director Charles W. Wilson | For | For |
Talisman Energy Inc. | TLM | 87425E103 | 29-Apr-09 | 1.11 | M | Elect Director Charles M. Winograd | For | For |
Talisman Energy Inc. | TLM | 87425E103 | 29-Apr-09 | 2 | M | Ratify Ernst & Young LLP as Auditors | For | For |
Talisman Energy Inc. | TLM | 87425E103 | 29-Apr-09 | 3 | M | Amend By-Laws No. 1 | For | For |
Schlumberger Ltd. | SLB | 806857108 | 8-Apr-09 | 1.1 | M | Elect P. Camus as Director | For | For |
Schlumberger Ltd. | SLB | 806857108 | 8-Apr-09 | 1.2 | M | Elect J.S. Gorelick as Director | For | For |
Schlumberger Ltd. | SLB | 806857108 | 8-Apr-09 | 1.3 | M | Elect A. Gould as Director | For | For |
Schlumberger Ltd. | SLB | 806857108 | 8-Apr-09 | 1.4 | M | Elect T. Issac as Director | For | Withhold |
Schlumberger Ltd. | SLB | 806857108 | 8-Apr-09 | 1.5 | M | Elect N. Kudryavtsev as Director | For | For |
Schlumberger Ltd. | SLB | 806857108 | 8-Apr-09 | 1.6 | M | Elect A. Lajous as Director | For | Withhold |
Schlumberger Ltd. | SLB | 806857108 | 8-Apr-09 | 1.7 | M | Elect M.E. Marks as Director | For | Withhold |
Schlumberger Ltd. | SLB | 806857108 | 8-Apr-09 | 1.8 | M | Elect L.R. Reif as Director | For | For |
Schlumberger Ltd. | SLB | 806857108 | 8-Apr-09 | 1.9 | M | Elect T.I. Sandvold as Director | For | Withhold |
Schlumberger Ltd. | SLB | 806857108 | 8-Apr-09 | 1.1 | M | Elect H. Seydoux as Director | For | For |
Schlumberger Ltd. | SLB | 806857108 | 8-Apr-09 | 1.11 | M | Elect L.G. Stuntz as Director | For | Withhold |
Schlumberger Ltd. | SLB | 806857108 | 8-Apr-09 | 2 | M | Adopt and Approve Financials and Dividends | For | For |
Schlumberger Ltd. | SLB | 806857108 | 8-Apr-09 | 3 | S | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | For |
Schlumberger Ltd. | SLB | 806857108 | 8-Apr-09 | 4 | M | Approval of Independent Registered Public Accounting Firm | For | For |
Baker Hughes Incorporated | BHI | 57224107 | 23-Apr-09 | 1.1 | M | Elect Director Larry D. Brady | For | For |
Baker Hughes Incorporated | BHI | 57224107 | 23-Apr-09 | 1.2 | M | Elect Director Clarence P. Cazalot, Jr. | For | For |
Baker Hughes Incorporated | BHI | 57224107 | 23-Apr-09 | 1.3 | M | Elect Director Chad C. Deaton | For | For |
Baker Hughes Incorporated | BHI | 57224107 | 23-Apr-09 | 1.4 | M | Elect Director Edward P. Djerejian | For | For |
Baker Hughes Incorporated | BHI | 57224107 | 23-Apr-09 | 1.5 | M | Elect Director Anthony G. Fernandes | For | For |
Baker Hughes Incorporated | BHI | 57224107 | 23-Apr-09 | 1.6 | M | Elect Director Claire W. Gargalli | For | For |
Baker Hughes Incorporated | BHI | 57224107 | 23-Apr-09 | 1.7 | M | Elect Director Pierre H. Jungels | For | For |
Baker Hughes Incorporated | BHI | 57224107 | 23-Apr-09 | 1.8 | M | Elect Director James A. Lash | For | For |
Baker Hughes Incorporated | BHI | 57224107 | 23-Apr-09 | 1.9 | M | Elect Director J. Larry Nichols | For | For |
Baker Hughes Incorporated | BHI | 57224107 | 23-Apr-09 | 1.1 | M | Elect Director H. John Riley, Jr. | For | For |
Baker Hughes Incorporated | BHI | 57224107 | 23-Apr-09 | 1.11 | M | Elect Director Charles L. Watson | For | For |
Baker Hughes Incorporated | BHI | 57224107 | 23-Apr-09 | 2 | M | Ratify Auditors | For | For |
Baker Hughes Incorporated | BHI | 57224107 | 23-Apr-09 | 3 | M | Amend Qualified Employee Stock Purchase Plan | For | For |
Baker Hughes Incorporated | BHI | 57224107 | 23-Apr-09 | 4 | S | Amend Articles/Bylaws/Charter -- Call Special Meetings | Against | For |
Tesco Corp. | TESO | 88157K101 | 15-May-09 | 1.1 | M | Elect Director Fred J. Dyment | For | For |
Tesco Corp. | TESO | 88157K101 | 15-May-09 | 1.2 | M | Elect Director Gary L. Kott | For | For |
Tesco Corp. | TESO | 88157K101 | 15-May-09 | 1.3 | M | Elect Director R. Vance Milligan | For | Withhold |
Tesco Corp. | TESO | 88157K101 | 15-May-09 | 1.4 | M | Elect Director Julio M. Quintana | For | For |
Tesco Corp. | TESO | 88157K101 | 15-May-09 | 1.5 | M | Elect Director Norman W. Robertson | For | For |
Tesco Corp. | TESO | 88157K101 | 15-May-09 | 1.6 | M | Elect Director Michael W. Sutherlin | For | For |
Tesco Corp. | TESO | 88157K101 | 15-May-09 | 1.7 | M | Elect Director Clifton T. Weatherford | For | Withhold |
Tesco Corp. | TESO | 88157K101 | 15-May-09 | 2 | M | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For |
Marathon Oil Corp. | MRO | 565849106 | 29-Apr-09 | 1.1 | M | Elect Director Charles F. Bolden, Jr. | For | For |
Marathon Oil Corp. | MRO | 565849106 | 29-Apr-09 | 1.2 | M | Elect Director Gregory H. Boyce | For | For |
Marathon Oil Corp. | MRO | 565849106 | 29-Apr-09 | 1.3 | M | Elect Director Clarence P. Cazalot, Jr. | For | For |
Marathon Oil Corp. | MRO | 565849106 | 29-Apr-09 | 1.4 | M | Elect Director David A. Daberko | For | For |
Marathon Oil Corp. | MRO | 565849106 | 29-Apr-09 | 1.5 | M | Elect Director William L. Davis | For | For |
Marathon Oil Corp. | MRO | 565849106 | 29-Apr-09 | 1.6 | M | Elect Director Shirley Ann Jackson | For | For |
Marathon Oil Corp. | MRO | 565849106 | 29-Apr-09 | 1.7 | M | Elect Director Philip Lader | For | For |
Marathon Oil Corp. | MRO | 565849106 | 29-Apr-09 | 1.8 | M | Elect Director Charles R. Lee | For | For |
Marathon Oil Corp. | MRO | 565849106 | 29-Apr-09 | 1.9 | M | Elect Director Michael E. J. Phelps | For | For |
Marathon Oil Corp. | MRO | 565849106 | 29-Apr-09 | 1.1 | M | Elect Director Dennis H. Reilley | For | For |
Marathon Oil Corp. | MRO | 565849106 | 29-Apr-09 | 1.11 | M | Elect Director Seth E. Schofield | For | For |
Marathon Oil Corp. | MRO | 565849106 | 29-Apr-09 | 1.12 | M | Elect Director John W. Snow | For | For |
Marathon Oil Corp. | MRO | 565849106 | 29-Apr-09 | 1.13 | M | Elect Director Thomas J. Usher | For | For |
Marathon Oil Corp. | MRO | 565849106 | 29-Apr-09 | 2 | M | Ratify Auditors | For | For |
Marathon Oil Corp. | MRO | 565849106 | 29-Apr-09 | 3 | S | Amend Bylaws-- Call Special Meetings | Against | For |
Marathon Oil Corp. | MRO | 565849106 | 29-Apr-09 | 4 | S | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | For |
Weyerhaeuser Co. | WY | 962166104 | 16-Apr-09 | 1.1 | M | Elect Director Debra A. Cafaro | For | For |
Weyerhaeuser Co. | WY | 962166104 | 16-Apr-09 | 1.2 | M | Elect Director Nicole W. Piasecki | For | For |
Weyerhaeuser Co. | WY | 962166104 | 16-Apr-09 | 1.3 | M | Elect Director Mark A. Emmert | For | For |
Weyerhaeuser Co. | WY | 962166104 | 16-Apr-09 | 1.4 | M | Elect Director Daniel S. Fulton | For | For |
Weyerhaeuser Co. | WY | 962166104 | 16-Apr-09 | 1.5 | M | Elect Director Wayne W. Murdy | For | For |
Weyerhaeuser Co. | WY | 962166104 | 16-Apr-09 | 2 | S | Require Independent Board Chairman | Against | For |
Weyerhaeuser Co. | WY | 962166104 | 16-Apr-09 | 3 | S | Reduce Supermajority Vote Requirement | Against | For |
Weyerhaeuser Co. | WY | 962166104 | 16-Apr-09 | 4 | M | Ratify Auditors | For | For |
Celanese Corp. | CE | 150870103 | 23-Apr-09 | 1.1 | M | Elect Director James E. Barlett | For | For |
Celanese Corp. | CE | 150870103 | 23-Apr-09 | 1.2 | M | Elect Director David F. Hoffmeister | For | For |
Celanese Corp. | CE | 150870103 | 23-Apr-09 | 1.3 | M | Elect Director Paul H. O'Neill | For | For |
Celanese Corp. | CE | 150870103 | 23-Apr-09 | 2 | M | Ratify Auditors | For | For |
Celanese Corp. | CE | 150870103 | 23-Apr-09 | 3 | M | Approve Omnibus Stock Plan | For | For |
Celanese Corp. | CE | 150870103 | 23-Apr-09 | 4 | M | Approve Qualified Employee Stock Purchase Plan | For | For |
Praxair, Inc. | PX | 74005P104 | 28-Apr-09 | 1.1 | M | Elect Director Stephen F. Angel | For | For |
Praxair, Inc. | PX | 74005P104 | 28-Apr-09 | 1.2 | M | Elect Director Nance K. Dicciani | For | For |
Praxair, Inc. | PX | 74005P104 | 28-Apr-09 | 1.3 | M | Elect Director Edward G. Galante | For | For |
Praxair, Inc. | PX | 74005P104 | 28-Apr-09 | 1.4 | M | Elect Director Claire W. Gargalli | For | For |
Praxair, Inc. | PX | 74005P104 | 28-Apr-09 | 1.5 | M | Elect Director Ira D. Hall | For | For |
Praxair, Inc. | PX | 74005P104 | 28-Apr-09 | 1.6 | M | Elect Director Raymond W. LeBoeuf | For | For |
Praxair, Inc. | PX | 74005P104 | 28-Apr-09 | 1.7 | M | Elect Director Larry D. McVay | For | For |
Praxair, Inc. | PX | 74005P104 | 28-Apr-09 | 1.8 | M | Elect Director Wayne T. Smith | For | For |
Praxair, Inc. | PX | 74005P104 | 28-Apr-09 | 1.9 | M | Elect Director H. Mitchell Watson, Jr. | For | For |
Praxair, Inc. | PX | 74005P104 | 28-Apr-09 | 1.1 | M | Elect Director Robert L. Wood | For | For |
Praxair, Inc. | PX | 74005P104 | 28-Apr-09 | 2 | M | Approve Omnibus Stock Plan | For | For |
Praxair, Inc. | PX | 74005P104 | 28-Apr-09 | 3 | M | Ratify Auditors | For | For |
Anadarko Petroleum Corp. | APC | 32511107 | 19-May-09 | 1.1 | M | Elect Director Robert J. Allison, Jr. | For | For |
Anadarko Petroleum Corp. | APC | 32511107 | 19-May-09 | 1.2 | M | Elect Director Peter J. Fluor | For | For |
Anadarko Petroleum Corp. | APC | 32511107 | 19-May-09 | 1.3 | M | Elect Director John W. Poduska, Sr. | For | Against |
Anadarko Petroleum Corp. | APC | 32511107 | 19-May-09 | 1.4 | M | Elect Director Paula Rosput Reynolds | For | For |
Anadarko Petroleum Corp. | APC | 32511107 | 19-May-09 | 2 | M | Ratify Auditors | For | For |
Anadarko Petroleum Corp. | APC | 32511107 | 19-May-09 | 3 | M | Declassify the Board of Directors | For | For |
Anadarko Petroleum Corp. | APC | 32511107 | 19-May-09 | 4 | S | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Against | Against |
Apache Corp. | APA | 37411105 | 7-May-09 | 1 | M | Elect Director Frederick M. Bohen | For | Against |
Apache Corp. | APA | 37411105 | 7-May-09 | 2 | M | Elect Director George D. Lawrence | For | Against |
Apache Corp. | APA | 37411105 | 7-May-09 | 3 | M | Elect Director Rodman D. Patton | For | Against |
Apache Corp. | APA | 37411105 | 7-May-09 | 4 | M | Elect Director Charles J. Pitman | For | Against |
Halliburton Co. | HAL | 406216101 | 20-May-09 | 1.1 | M | Elect Director Alan M. Bennett | For | For |
Halliburton Co. | HAL | 406216101 | 20-May-09 | 1.2 | M | Elect Director James R. Boyd | For | For |
Halliburton Co. | HAL | 406216101 | 20-May-09 | 1.3 | M | Elect Director Milton Carroll | For | For |
Halliburton Co. | HAL | 406216101 | 20-May-09 | 1.4 | M | Elect Director S. Malcolm Gillis | For | For |
Halliburton Co. | HAL | 406216101 | 20-May-09 | 1.5 | M | Elect Director James T. Hackett | For | For |
Halliburton Co. | HAL | 406216101 | 20-May-09 | 1.6 | M | Elect Director David J. Lesar | For | For |
Halliburton Co. | HAL | 406216101 | 20-May-09 | 1.7 | M | Elect Director Robert A. Malone | For | For |
Halliburton Co. | HAL | 406216101 | 20-May-09 | 1.8 | M | Elect Director J. Landis Martin | For | Against |
Halliburton Co. | HAL | 406216101 | 20-May-09 | 1.9 | M | Elect Director Jay A. Precourt | For | Against |
Halliburton Co. | HAL | 406216101 | 20-May-09 | 1.1 | M | Elect Director Debra L. Reed | For | For |
Halliburton Co. | HAL | 406216101 | 20-May-09 | 2 | M | Ratify Auditors | For | For |
Halliburton Co. | HAL | 406216101 | 20-May-09 | 3 | M | Amend Omnibus Stock Plan | For | Against |
Halliburton Co. | HAL | 406216101 | 20-May-09 | 4 | M | Amend Qualified Employee Stock Purchase Plan | For | For |
Halliburton Co. | HAL | 406216101 | 20-May-09 | 5 | S | Review and Asses Human Rights Policies | Against | Against |
Halliburton Co. | HAL | 406216101 | 20-May-09 | 6 | S | Report on Political Contributions | Against | Against |
Halliburton Co. | HAL | 406216101 | 20-May-09 | 7 | S | Adopt Low Carbon Energy Policy | Against | Against |
Halliburton Co. | HAL | 406216101 | 20-May-09 | 8 | S | Disclose Information on Compensation Consultant | Against | For |
Halliburton Co. | HAL | 406216101 | 20-May-09 | 9 | S | Amend Articles/Bylaws/Charter -- Call Special Meetings | Against | For |
Halliburton Co. | HAL | 406216101 | 20-May-09 | 10 | S | Establish Independent Director Committee to Review and Report on Financial Misconducts and Human Rights Abuses | Against | Against |
Exxon Mobil Corp. | XOM | 30231G102 | 27-May-09 | 1.1 | M | Elect Director M.J. Boskin | For | For |
Exxon Mobil Corp. | XOM | 30231G102 | 27-May-09 | 1.2 | M | Elect Director L.R. Faulkner | For | For |
Exxon Mobil Corp. | XOM | 30231G102 | 27-May-09 | 1.3 | M | Elect Director K.C. Frazier | For | For |
Exxon Mobil Corp. | XOM | 30231G102 | 27-May-09 | 1.4 | M | Elect Director .W. George | For | For |
Exxon Mobil Corp. | XOM | 30231G102 | 27-May-09 | 1.5 | M | Elect Director R.C. King | For | For |
Exxon Mobil Corp. | XOM | 30231G102 | 27-May-09 | 1.6 | M | Elect Director M.C. Nelson | For | For |
Exxon Mobil Corp. | XOM | 30231G102 | 27-May-09 | 1.7 | M | Elect Director S.J. Palmisano | For | For |
Exxon Mobil Corp. | XOM | 30231G102 | 27-May-09 | 1.8 | M | Elect Director S.S Reinemund | For | For |
Exxon Mobil Corp. | XOM | 30231G102 | 27-May-09 | 1.9 | M | Elect Director R.W. Tillerson | For | For |
Exxon Mobil Corp. | XOM | 30231G102 | 27-May-09 | 1.1 | M | Elect Director E.E. Whitacre, Jr. | For | For |
Exxon Mobil Corp. | XOM | 30231G102 | 27-May-09 | 2 | M | Ratify Auditors | For | For |
Exxon Mobil Corp. | XOM | 30231G102 | 27-May-09 | 3 | S | Provide for Cumulative Voting | Against | For |
Exxon Mobil Corp. | XOM | 30231G102 | 27-May-09 | 4 | S | Amend Articles/Bylaws/Charter -- Call Special Meetings | Against | For |
Exxon Mobil Corp. | XOM | 30231G102 | 27-May-09 | 5 | S | Reincorporate in Another State [from New Jersey to North Dakota] | Against | Against |
Exxon Mobil Corp. | XOM | 30231G102 | 27-May-09 | 6 | S | Require Independent Board Chairman | Against | For |
Exxon Mobil Corp. | XOM | 30231G102 | 27-May-09 | 7 | S | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | For |
Exxon Mobil Corp. | XOM | 30231G102 | 27-May-09 | 8 | S | Compare CEO Compensation to Average U.S. per Capita Income | Against | Against |
Exxon Mobil Corp. | XOM | 30231G102 | 27-May-09 | 9 | S | Review Anti-discrimination Policy on Corporate Sponsorships and Executive Perks | Against | Against |
Exxon Mobil Corp. | XOM | 30231G102 | 27-May-09 | 10 | S | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Against | For |
Exxon Mobil Corp. | XOM | 30231G102 | 27-May-09 | 11 | S | Adopt Quantitative GHG Goals for Products and Operations | Against | For |
Exxon Mobil Corp. | XOM | 30231G102 | 27-May-09 | 12 | S | Report on Climate Change Impacts on Emerging Countries | Against | Against |
Exxon Mobil Corp. | XOM | 30231G102 | 27-May-09 | 13 | S | Adopt Policy to Increase Renewable Energy | Against | Against |
Total SA | TOT | 89151E109 | 15-May-09 | 1 | M | Approve Financial Statements and Statutory Reports | For | For |
Total SA | TOT | 89151E109 | 15-May-09 | 2 | M | Approve Consolidated Financial Statements and Statutory Reports | For | For |
Total SA | TOT | 89151E109 | 15-May-09 | 3 | M | Approve Allocation of Income and Dividends of EUR 2.28 per Share | For | For |
Total SA | TOT | 89151E109 | 15-May-09 | 4 | M | Approve Special Auditors' Report Presenting Ongoing Related-Party Transactions | For | Against |
Total SA | TOT | 89151E109 | 15-May-09 | 5 | M | Approve Transaction with Thierry Desmarest | For | Against |
Total SA | TOT | 89151E109 | 15-May-09 | 6 | M | Approve Transaction with Christophe de Margerie | For | Against |
Total SA | TOT | 89151E109 | 15-May-09 | 7 | M | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For |
Total SA | TOT | 89151E109 | 15-May-09 | 8 | M | Reelect Anne Lauvergeon as Director | For | Against |
Total SA | TOT | 89151E109 | 15-May-09 | 9 | M | Reelect Daniel Bouton as Director | For | Against |
Total SA | TOT | 89151E109 | 15-May-09 | 10 | M | Reelect Bertrand Collomb as Director | For | Against |
Total SA | TOT | 89151E109 | 15-May-09 | 11 | M | Reelect Christophe de Margerie as Director | For | Against |
Total SA | TOT | 89151E109 | 15-May-09 | 12 | M | Reelect Michel Pebereau as Director | For | Against |
Total SA | TOT | 89151E109 | 15-May-09 | 13 | M | Electe Patrick Artus as Director | For | For |
Total SA | TOT | 89151E109 | 15-May-09 | 14 | M | Amend Article 12 of Bylaws Re: Age Limit for Chairman | For | For |
Total SA | TOT | 89151E109 | 15-May-09 | A | S | Amend Article 19 of Bylaws Re: Disclosure of Individual Stock Option Plans | Against | Against |
Total SA | TOT | 89151E109 | 15-May-09 | B | S | Amend Article 11 of Bylaws Re: Nomination of Employee's Shareholder Representative to the Board of Directors | Against | Against |
Total SA | TOT | 89151E109 | 15-May-09 | C | S | Approve Restricted Stock Plan for Employee | Against | Against |
Chevron Corporation | CVX | 166764100 | 27-May-09 | 1.1 | M | Elect Director S. H. Armacost | For | For |
Chevron Corporation | CVX | 166764100 | 27-May-09 | 1.2 | M | Elect Director L. F. Deily | For | For |
Chevron Corporation | CVX | 166764100 | 27-May-09 | 1.3 | M | Elect Director R. E. Denham | For | For |
Chevron Corporation | CVX | 166764100 | 27-May-09 | 1.4 | M | Elect Director R. J. Eaton | For | For |
Chevron Corporation | CVX | 166764100 | 27-May-09 | 1.5 | M | Elect Director E. Hernandez | For | For |
Chevron Corporation | CVX | 166764100 | 27-May-09 | 1.6 | M | Elect Director F. G. Jenifer | For | For |
Chevron Corporation | CVX | 166764100 | 27-May-09 | 1.7 | M | Elect Director S. Nunn | For | For |
Chevron Corporation | CVX | 166764100 | 27-May-09 | 1.8 | M | Elect Director D. J. O'Reilly | For | For |
Chevron Corporation | CVX | 166764100 | 27-May-09 | 1.9 | M | Elect Director D. B. Rice | For | For |
Chevron Corporation | CVX | 166764100 | 27-May-09 | 1.1 | M | Elect Director K. W. Sharer | For | For |
Chevron Corporation | CVX | 166764100 | 27-May-09 | 1.11 | M | Elect Director C. R. Shoemate | For | For |
Chevron Corporation | CVX | 166764100 | 27-May-09 | 1.12 | M | Elect Director R. D. Sugar | For | For |
Chevron Corporation | CVX | 166764100 | 27-May-09 | 1.13 | M | Elect Director C. Ware | For | For |
Chevron Corporation | CVX | 166764100 | 27-May-09 | 1.14 | M | Elect Director J. S. Watson | For | For |
Chevron Corporation | CVX | 166764100 | 27-May-09 | 2 | M | Ratify Auditors | For | For |
Chevron Corporation | CVX | 166764100 | 27-May-09 | 3 | M | Amend Executive Incentive Bonus Plan | For | For |
Chevron Corporation | CVX | 166764100 | 27-May-09 | 4 | M | Amend Omnibus Stock Plan | For | For |
Chevron Corporation | CVX | 166764100 | 27-May-09 | 5 | S | Amend Articles/Bylaws/Charter -- Call Special Meetings | Against | For |
Chevron Corporation | CVX | 166764100 | 27-May-09 | 6 | S | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | For |
Chevron Corporation | CVX | 166764100 | 27-May-09 | 7 | S | Adopt Quantitative GHG Goals for Products and Operations | Against | Against |
Chevron Corporation | CVX | 166764100 | 27-May-09 | 8 | S | Adopt Guidelines for Country Selection | Against | Against |
Chevron Corporation | CVX | 166764100 | 27-May-09 | 9 | S | Adopt Human Rights Policy | Against | Against |
Chevron Corporation | CVX | 166764100 | 27-May-09 | 10 | S | Report on Market Specific Environmental Laws | Against | Against |
Smith International, Inc. | SII | 832110100 | 12-May-09 | 1.1 | M | Elect Director Robert Kelley | For | For |
Smith International, Inc. | SII | 832110100 | 12-May-09 | 1.2 | M | Elect Director Luiz Rodolfo Landim Machado | For | Withhold |
Smith International, Inc. | SII | 832110100 | 12-May-09 | 1.3 | M | Elect Director Doug Rock | For | Withhold |
Smith International, Inc. | SII | 832110100 | 12-May-09 | 2 | M | Ratify Auditors | For | For |
Transocean Ltd. | RIG | H8817H100 | 15-May-09 | 1 | M | APPROVAL OF THE 2008 ANNUAL REPORT, THE CONSOLIDATED FINANCIALSTATEMENTS OF TRANSOCEAN LTD. FOR FISCAL YEAR 2008 AND THESTATUTORY FINANCIAL STATEMENTS OF TRANSOCEAN LTD. | For | For |
Transocean Ltd. | RIG | H8817H100 | 15-May-09 | 2 | M | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THEEXECUTIVE OFFICERS FOR FISCAL YEAR 2008 | For | For |
Transocean Ltd. | RIG | H8817H100 | 15-May-09 | 3 | M | APPROPRIATION OF THE AVAILABLE RETAINED EARNINGS WITHOUT PAYMENTOF A DIVIDEND TO SHAREHOLDERS FOR FISCAL YEAR 2008 AND RELEASEOF CHF 3.5 BILLION OF LEGAL RESERVES TO OTHER RESERVES. | For | For |
Transocean Ltd. | RIG | H8817H100 | 15-May-09 | 4 | M | AUTHORIZATION OF A SHARE REPURCHASE PROGRAM | For | For |
Transocean Ltd. | RIG | H8817H100 | 15-May-09 | 5 | M | APPROVAL OF THE LONG-TERM INCENTIVE PLAN OF TRANSOCEAN LTD. INTHE FORM AS AMENDED AND RESTATED EFFECTIVE AS OF 2/12/09 | For | For |
Transocean Ltd. | RIG | H8817H100 | 15-May-09 | 6 | M | REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR TERM:W. RICHARD ANDERSON | For | For |
Transocean Ltd. | RIG | H8817H100 | 15-May-09 | 7 | M | REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR TERM:RICHARD L. GEORGE | For | For |
Transocean Ltd. | RIG | H8817H100 | 15-May-09 | 8 | M | REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR TERM:ROBERT L. LONG | For | For |
Transocean Ltd. | RIG | H8817H100 | 15-May-09 | 9 | M | REELECTION OF CLASS I DIRECTOR FOR A THREE YEAR TERM:EDWARD R. MULLER | For | For |
Transocean Ltd. | RIG | H8817H100 | 15-May-09 | 10 | M | REELECTION OF CLASS III DIRECTOR FOR A TWO-YEAR TERM:VICTOR E. GRIJALVA | For | For |
Transocean Ltd. | RIG | H8817H100 | 15-May-09 | 11 | M | APPOINTMENT OF ERNST & YOUNG LLP AS TRANSOCEAN LTD. SINDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR2009 AND REELECTION OF ERNST & YOUNG LTD., ZURICH, AS TRANSOCEANLTD. S AUDITOR PURSUANT TO THE SWISS CODE OF OBLIGATIONS FOR AFURTHER ONE-YEA | For | For |
XTO Energy Inc | XTO | 98385X106 | 19-May-09 | 1 | M | Declassify the Board of Directors | For | For |
XTO Energy Inc | XTO | 98385X106 | 19-May-09 | 2.1 | M | Elect Director Phillip R. Kevil | For | For |
XTO Energy Inc | XTO | 98385X106 | 19-May-09 | 2.2 | M | Elect Director Herbert D. Simons | For | For |
XTO Energy Inc | XTO | 98385X106 | 19-May-09 | 2.3 | M | Elect Director Vaughn O. Vennerberg II | For | Against |
XTO Energy Inc | XTO | 98385X106 | 19-May-09 | 3 | M | Approve Executive Incentive Bonus Plan | For | For |
XTO Energy Inc | XTO | 98385X106 | 19-May-09 | 4 | M | Ratify Auditors | For | For |
XTO Energy Inc | XTO | 98385X106 | 19-May-09 | 5 | S | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | For |
XTO Energy Inc | XTO | 98385X106 | 19-May-09 | 6 | S | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Against | For |
Royal Dutch Shell plc | RDS.A | 780259206 | 19-May-09 | 1 | M | Accept Financial Statements and Statutory Reports | For | For |
Royal Dutch Shell plc | RDS.A | 780259206 | 19-May-09 | 2 | M | Approve Remuneration Report | For | Against |
Royal Dutch Shell plc | RDS.A | 780259206 | 19-May-09 | 3 | M | Elect Simon Henry as Director | For | Against |
Royal Dutch Shell plc | RDS.A | 780259206 | 19-May-09 | 4 | M | Re-elect Lord Kerr of Kinlochard as Director | For | For |
Royal Dutch Shell plc | RDS.A | 780259206 | 19-May-09 | 5 | M | Re-elect Wim Kok as Director | For | For |
Royal Dutch Shell plc | RDS.A | 780259206 | 19-May-09 | 6 | M | Re-elect Nick Land as Director | For | Against |
Royal Dutch Shell plc | RDS.A | 780259206 | 19-May-09 | 7 | M | Re-elect Jorma Ollila as Director | For | Against |
Royal Dutch Shell plc | RDS.A | 780259206 | 19-May-09 | 8 | M | Re-elect Jeroen van der Veer as Director | For | For |
Royal Dutch Shell plc | RDS.A | 780259206 | 19-May-09 | 9 | M | Re-elect Hans Wijers as Director | For | For |
Royal Dutch Shell plc | RDS.A | 780259206 | 19-May-09 | 10 | M | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | For | Against |
Royal Dutch Shell plc | RDS.A | 780259206 | 19-May-09 | 11 | M | Authorise Board to Fix Remuneration of Auditors | For | Against |
Royal Dutch Shell plc | RDS.A | 780259206 | 19-May-09 | 12 | M | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of EUR 145 Million | For | For |
Royal Dutch Shell plc | RDS.A | 780259206 | 19-May-09 | 13 | M | Subject to the Previous Resolution Being Passed, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of EUR 21 Million | For | For |
Royal Dutch Shell plc | RDS.A | 780259206 | 19-May-09 | 14 | M | Authorise 624 Million Ordinary Shares for Market Purchase | For | For |
Royal Dutch Shell plc | RDS.A | 780259206 | 19-May-09 | 15 | M | Authorise the Company and its Subsidiaries to Make EU Political Donations to Political Organisations Other than Political Parties up to GBP 200,000 and to Incur EU Political Expenditure up to GBP 200,000 | For | For |
URS Corp. | URS | 903236107 | 22-May-09 | 1 | M | Elect Director H. Jesse Arnelle | For | For |
URS Corp. | URS | 903236107 | 22-May-09 | 2 | M | Elect Director Armen Der Marderosian | For | For |
URS Corp. | URS | 903236107 | 22-May-09 | 3 | M | Elect Director Mickey P. Foret | For | For |
URS Corp. | URS | 903236107 | 22-May-09 | 4 | M | Elect Director Lydia H. Kennard | For | For |
URS Corp. | URS | 903236107 | 22-May-09 | 5 | M | Elect Director Martin M. Koffel | For | For |
URS Corp. | URS | 903236107 | 22-May-09 | 6 | M | Elect Director Joseph W. Ralston | For | For |
URS Corp. | URS | 903236107 | 22-May-09 | 7 | M | Elect Director John D. Roach | For | For |
URS Corp. | URS | 903236107 | 22-May-09 | 8 | M | Elect Director Douglas W. Stotlar | For | For |
URS Corp. | URS | 903236107 | 22-May-09 | 9 | M | Elect Director William P. Sullivan | For | For |
URS Corp. | URS | 903236107 | 22-May-09 | 10 | M | Elect Director William D. Walsh | For | For |
URS Corp. | URS | 903236107 | 22-May-09 | 11 | M | Ratify Auditors | For | For |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | 11-Jun-09 | 1.1 | M | Elect Director Richard C. Adkerson | For | Withhold |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | 11-Jun-09 | 1.2 | M | Elect Director Robert J. Allison, Jr. | For | For |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | 11-Jun-09 | 1.3 | M | Elect Director Robert A. Day | For | For |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | 11-Jun-09 | 1.4 | M | Elect Director Gerald J. Ford | For | For |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | 11-Jun-09 | 1.5 | M | Elect Director H. Devon Graham, Jr. | For | For |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | 11-Jun-09 | 1.6 | M | Elect Director J. Bennett Johnston | For | Withhold |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | 11-Jun-09 | 1.7 | M | Elect Director Charles C. Krulak | For | For |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | 11-Jun-09 | 1.8 | M | Elect Director Bobby Lee Lackey | For | For |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | 11-Jun-09 | 1.9 | M | Elect Director Jon C. Madonna | For | For |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | 11-Jun-09 | 1.1 | M | Elect Director Dustan E. McCoy | For | For |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | 11-Jun-09 | 1.11 | M | Elect Director Gabrielle K. McDonald | For | Withhold |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | 11-Jun-09 | 1.12 | M | Elect Director James R. Moffett | For | Withhold |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | 11-Jun-09 | 1.13 | M | Elect Director B.M. Rankin, Jr. | For | Withhold |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | 11-Jun-09 | 1.14 | M | Elect Director J. Stapleton Roy | For | Withhold |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | 11-Jun-09 | 1.15 | M | Elect Director Stephen H. Siegele | For | For |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | 11-Jun-09 | 1.16 | M | Elect Director J. Taylor Wharton | For | Withhold |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | 11-Jun-09 | 2 | M | Ratify Auditors | For | For |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | 11-Jun-09 | 3 | M | Approve Executive Incentive Bonus Plan | For | For |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | 11-Jun-09 | 4 | S | Request Director Nominee Environmental Qualifications | Against | Against |
| | | | | | | | |
Saratoga Advantage Trust Exhibit 1, E- Financial Services Portfolio | | | | | | |
ICA File No. 811-08542 | | | | | | | | |
Reporting Period: July 1, 2008-June 30, 2009 | | | | | | | | |
| | | | | | | | |
Issuer | Ticker | SecurityID | MeetingDate | BallotItemNumber | MorS | ItemDesc | MgtRecVote | VoteCast |
ACE Ltd. | ACE | G0070K103 | 14-Jul-08 | 1 | M | ELECTION OF DIRECTOR: MICHAEL G. ATIEH TO TERM EXPIRING IN 2009. | For | For |
ACE Ltd. | ACE | G0070K103 | 14-Jul-08 | 2 | M | ELECTION OF DIRECTOR: MARY A. CIRILLO TO TERM EXPIRING IN 2009. | For | For |
ACE Ltd. | ACE | G0070K103 | 14-Jul-08 | 3 | M | ELECTION OF DIRECTOR: BRUCE L. CROCKETT TO TERM EXPIRING IN 2009. | For | For |
ACE Ltd. | ACE | G0070K103 | 14-Jul-08 | 4 | M | ELECTION OF DIRECTOR: THOMAS J. NEFF TO TERM EXPIRING IN 2009. | For | For |
ACE Ltd. | ACE | G0070K103 | 14-Jul-08 | 5 | M | ELECTION OF DIRECTOR: GARY M. STUART TO TERM EXPIRING IN 2009. | For | For |
ACE Ltd. | ACE | G0070K103 | 14-Jul-08 | 6 | M | ELECTION OF DIRECTOR: ROBERT M. HERNANDEZ TO TERM EXPIRING IN 2010. | For | For |
ACE Ltd. | ACE | G0070K103 | 14-Jul-08 | 7 | M | ELECTION OF DIRECTOR: PETER MENIKOFF TO TERM EXPIRING IN 2010. | For | For |
ACE Ltd. | ACE | G0070K103 | 14-Jul-08 | 8 | M | ELECTION OF DIRECTOR: ROBERT RIPP TO TERM EXPIRING IN 2010. | For | For |
ACE Ltd. | ACE | G0070K103 | 14-Jul-08 | 9 | M | ELECTION OF DIRECTOR: DERMOT F. SMURFIT TO TERM EXPIRING IN 2010. | For | For |
ACE Ltd. | ACE | G0070K103 | 14-Jul-08 | 10 | M | ELECTION OF DIRECTOR: EVAN G. GREENBERG TO TERM EXPIRING IN | For | For |
ACE Ltd. | ACE | G0070K103 | 14-Jul-08 | 11 | M | ELECTION OF DIRECTOR: JOHN A. KROL TO TERM EXPIRING IN 2011. | For | For |
ACE Ltd. | ACE | G0070K103 | 14-Jul-08 | 12 | M | ELECTION OF DIRECTOR: LEO F. MULLIN TO TERM EXPIRING IN 2011. | For | For |
ACE Ltd. | ACE | G0070K103 | 14-Jul-08 | 13 | M | ELECTION OF DIRECTOR: OLIVIER STEIMER TO TERM EXPIRING IN 2011. | For | For |
ACE Ltd. | ACE | G0070K103 | 14-Jul-08 | 14 | M | APPROVAL OF THE AMENDMENT (THE DE-REGISTRATION AMENDMENT ) TO THE COMPANY S MEMORANDUM OF ASSOCIATION AND ARTICLES OF ASSOCIATION TO PERMIT THE DEREGISTRATION OF THE COMPANY FROM THE CAYMAN ISLANDS | For | For |
ACE Ltd. | ACE | G0070K103 | 14-Jul-08 | 15 | M | APPROVAL OF THE AMENDMENT (THE FINANCIAL STATEMENT AMENDMENT ) TO THE COMPANY S ARTICLES OF ASSOCIATION TO REQUIRE THE COMPANY TO PREPARE AND PROVIDE TO SHAREHOLDERS NOT LESS THAN ANNUALLY AN UNCONSOLIDATED BALANCE SHEET OF THE COMPANY | For | For |
ACE Ltd. | ACE | G0070K103 | 14-Jul-08 | 16 | M | APPROVAL OF AMENDMENTS TO THE ARTICLES OF ASSOCIATION WHICH WILL HAVE THE EFFECT OF INCREASING THE PAR VALUE OF THE ORDINARY SHARES FROM $0.041666667 TO AN AMOUNT IN SWISS FRANCS EQUAL TO $11,000,000,000 DIVIDED BY THE NUMBER OF OUR ORDINARY SHARES | For | For |
ACE Ltd. | ACE | G0070K103 | 14-Jul-08 | 17 | M | APPROVAL OF THE COMPANY S DE-REGISTRATION FROM THE CAYMAN ISLANDS AND CONTINUATION IN SWITZERLAND (THE CONTINUATION ) | For | For |
ACE Ltd. | ACE | G0070K103 | 14-Jul-08 | 18 | M | APPROVAL OF THE NAME OF THE COMPANY | For | For |
ACE Ltd. | ACE | G0070K103 | 14-Jul-08 | 19 | M | APPROVAL OF THE CHANGE OF THE PURPOSE OF THE COMPANY | For | For |
ACE Ltd. | ACE | G0070K103 | 14-Jul-08 | 20 | M | APPROVAL OF THE REARRANGEMENT OF THE COMPANY S EXISTING SHARE CAPITAL | For | For |
ACE Ltd. | ACE | G0070K103 | 14-Jul-08 | 21 | M | APPROVAL OF THE COMPANY S ARTICLES OF ASSOCIATION | For | For |
ACE Ltd. | ACE | G0070K103 | 14-Jul-08 | 22 | M | CONFIRMATION OF SWISS LAW AS THE AUTHORITATIVE LEGISLATION GOVERNING THE COMPANY | For | For |
ACE Ltd. | ACE | G0070K103 | 14-Jul-08 | 23 | M | CONFIRMATION OF THE PRINCIPAL PLACE OF BUSINESS OF THE COMPANY AS ZURICH, SWITZERLAND | For | For |
ACE Ltd. | ACE | G0070K103 | 14-Jul-08 | 24 | M | RATIFY AUDITORS | For | For |
ACE Ltd. | ACE | G0070K103 | 14-Jul-08 | 25 | M | APPROVAL OF THE COMPANY S 2004 LONG-TERM INCENTIVE PLAN AS AMENDED THROUGH THE FOURTH AMENDMENT | For | Against |
ACE Ltd. | ACE | G0070K103 | 14-Jul-08 | 26 | M | RATIFY AUDITORS | For | For |
ACE Ltd. | ACE | G0070K103 | 14-Jul-08 | 27 | M | APPROVAL OF PAYMENT OF A DIVIDEND THROUGH A REDUCTION OF THE PAR VALUE OF OUR SHARES IN AN AMOUNT EQUAL TO THE SWISS FRANC EQUIVALENT OF $0.87, CONVERTED INTO SWISS FRANCS | For | For |
Bank of America Corp. | BAC | 60505104 | 5-Dec-08 | 1 | M | Issue Shares in Connection with Acquisition | For | Against |
Bank of America Corp. | BAC | 60505104 | 5-Dec-08 | 2 | M | Amend Omnibus Stock Plan | For | Against |
Bank of America Corp. | BAC | 60505104 | 5-Dec-08 | 3 | M | Increase Authorized Common Stock | For | Against |
Bank of America Corp. | BAC | 60505104 | 5-Dec-08 | 4 | M | Adjourn Meeting | For | Against |
Visa Inc. | V | 92826C839 | 16-Dec-08 | 1 | M | Amend Certificate of Incorporation | For | For |
PNC Financial Services Group, Inc. | PNC | 693475105 | 23-Dec-08 | 1 | M | Approve Acquisition | For | For |
PNC Financial Services Group, Inc. | PNC | 693475105 | 23-Dec-08 | 2 | M | Adjourn Meeting | For | For |
Milestone Funds | | 599354206 | 19-Dec-08 | 1 | M | Approve Investment Advisory Agreement | For | For |
Visa Inc. | V | 92826C839 | 21-Apr-09 | 1.1 | M | Elect Director Hani Al-Qadi | For | Against |
Visa Inc. | V | 92826C839 | 21-Apr-09 | 1.2 | M | Elect Director Charles T. Doyle | For | Against |
Visa Inc. | V | 92826C839 | 21-Apr-09 | 1.3 | M | Elect Director Peter Hawkins | For | Against |
Visa Inc. | V | 92826C839 | 21-Apr-09 | 1.4 | M | Elect Director David I. McKay | For | Against |
Visa Inc. | V | 92826C839 | 21-Apr-09 | 1.5 | M | Elect Director Charles W. Scharf | For | Against |
Visa Inc. | V | 92826C839 | 21-Apr-09 | 1.6 | M | Elect Director Segismundo Schulin-Zeuthen | For | Against |
Visa Inc. | V | 92826C839 | 21-Apr-09 | 2.1 | M | Elect Director Thomas J. Campbell | For | Against |
Visa Inc. | V | 92826C839 | 21-Apr-09 | 2.2 | M | Elect Director Gary P. Coughlan | For | For |
Visa Inc. | V | 92826C839 | 21-Apr-09 | 2.3 | M | Elect Director Mary B. Cranston | For | Against |
Visa Inc. | V | 92826C839 | 21-Apr-09 | 2.4 | M | Elect Director Francisco Javier Fernandez-Carbajal | For | For |
Visa Inc. | V | 92826C839 | 21-Apr-09 | 2.5 | M | Elect Director Suzanne Nora Johnson | For | Against |
Visa Inc. | V | 92826C839 | 21-Apr-09 | 2.6 | M | Elect Director Joseph. W. Saunders | For | Against |
Visa Inc. | V | 92826C839 | 21-Apr-09 | 3 | M | Ratify Auditors | For | For |
M & T Bank Corp. | MTB | 55261F104 | 21-Apr-09 | 1.1 | M | Elect Director Brent D. Baird | For | For |
M & T Bank Corp. | MTB | 55261F104 | 21-Apr-09 | 1.2 | M | Elect Director Robert J. Bennett | For | For |
M & T Bank Corp. | MTB | 55261F104 | 21-Apr-09 | 1.3 | M | Elect Director C. Angela Bontempo | For | For |
M & T Bank Corp. | MTB | 55261F104 | 21-Apr-09 | 1.4 | M | Elect Director Robert T. Brady | For | Withhold |
M & T Bank Corp. | MTB | 55261F104 | 21-Apr-09 | 1.5 | M | Elect Director Michael D. Buckley | For | For |
M & T Bank Corp. | MTB | 55261F104 | 21-Apr-09 | 1.6 | M | Elect Director T.J. Cunningham III | For | Withhold |
M & T Bank Corp. | MTB | 55261F104 | 21-Apr-09 | 1.7 | M | Elect Director Mark J. Czarnecki | For | Withhold |
M & T Bank Corp. | MTB | 55261F104 | 21-Apr-09 | 1.8 | M | Elect Director Colm E. Doherty | For | For |
M & T Bank Corp. | MTB | 55261F104 | 21-Apr-09 | 1.9 | M | Elect Director Patrick W.E. Hodgson | For | For |
M & T Bank Corp. | MTB | 55261F104 | 21-Apr-09 | 1.1 | M | Elect Director Richard G. King | For | For |
M & T Bank Corp. | MTB | 55261F104 | 21-Apr-09 | 1.11 | M | Elect Director Jorge G. Pereira | For | For |
M & T Bank Corp. | MTB | 55261F104 | 21-Apr-09 | 1.12 | M | Elect Director Michael P. Pinto | For | Withhold |
M & T Bank Corp. | MTB | 55261F104 | 21-Apr-09 | 1.13 | M | Elect Director Melinda R. Rich | For | For |
M & T Bank Corp. | MTB | 55261F104 | 21-Apr-09 | 1.14 | M | Elect Director Robert E. Sadler, Jr. | For | Withhold |
M & T Bank Corp. | MTB | 55261F104 | 21-Apr-09 | 1.15 | M | Elect Director Eugene J. Sheehy | For | Withhold |
M & T Bank Corp. | MTB | 55261F104 | 21-Apr-09 | 1.16 | M | Elect Director Herbert L. Washington | For | For |
M & T Bank Corp. | MTB | 55261F104 | 21-Apr-09 | 1.17 | M | Elect Director Robert G. Wilmers | For | Withhold |
M & T Bank Corp. | MTB | 55261F104 | 21-Apr-09 | 2 | M | Approve Omnibus Stock Plan | For | For |
M & T Bank Corp. | MTB | 55261F104 | 21-Apr-09 | 3 | M | Advisory Vote on Executive Compensation | For | For |
M & T Bank Corp. | MTB | 55261F104 | 21-Apr-09 | 4 | M | Ratify Auditors | For | For |
BB&T Corporation | BBT | 54937107 | 28-Apr-09 | 1.1 | M | Elect Director John A. Allison IV | For | Withhold |
BB&T Corporation | BBT | 54937107 | 28-Apr-09 | 1.2 | M | Elect Director Jennifer S. Banner | For | For |
BB&T Corporation | BBT | 54937107 | 28-Apr-09 | 1.3 | M | Elect Director Anna R. Cablik | For | Withhold |
BB&T Corporation | BBT | 54937107 | 28-Apr-09 | 1.4 | M | Elect Director Nelle R. Chilton | For | For |
BB&T Corporation | BBT | 54937107 | 28-Apr-09 | 1.5 | M | Elect Director Ronald E. Deal | For | Withhold |
BB&T Corporation | BBT | 54937107 | 28-Apr-09 | 1.6 | M | Elect Director Tom D. Efird | For | For |
BB&T Corporation | BBT | 54937107 | 28-Apr-09 | 1.7 | M | Elect Director Barry J. Fitzpatrick | For | Withhold |
BB&T Corporation | BBT | 54937107 | 28-Apr-09 | 1.8 | M | Elect Director L. Vincent Hackley | For | For |
BB&T Corporation | BBT | 54937107 | 28-Apr-09 | 1.9 | M | Elect Director Jane P. Helm | For | For |
BB&T Corporation | BBT | 54937107 | 28-Apr-09 | 1.1 | M | Elect Director John P. Howe III | For | For |
BB&T Corporation | BBT | 54937107 | 28-Apr-09 | 1.11 | M | Elect Director Kelly S. King | For | Withhold |
BB&T Corporation | BBT | 54937107 | 28-Apr-09 | 1.12 | M | Elect Director James H. Maynard | For | For |
BB&T Corporation | BBT | 54937107 | 28-Apr-09 | 1.13 | M | Elect Director Albert O. McCauley | For | For |
BB&T Corporation | BBT | 54937107 | 28-Apr-09 | 1.14 | M | Elect Director J. Holmes Morrison | For | Withhold |
BB&T Corporation | BBT | 54937107 | 28-Apr-09 | 1.15 | M | Elect Director Nido R. Qubein | For | Withhold |
BB&T Corporation | BBT | 54937107 | 28-Apr-09 | 1.16 | M | Elect Director Thomas N. Thompson | For | For |
BB&T Corporation | BBT | 54937107 | 28-Apr-09 | 1.17 | M | Elect Director Stephen T. Williams | For | For |
BB&T Corporation | BBT | 54937107 | 28-Apr-09 | 2 | M | Amend Omnibus Stock Plan | For | For |
BB&T Corporation | BBT | 54937107 | 28-Apr-09 | 3 | M | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
BB&T Corporation | BBT | 54937107 | 28-Apr-09 | 4 | M | Ratify Auditors | For | For |
BB&T Corporation | BBT | 54937107 | 28-Apr-09 | 5 | S | Require a Majority Vote for the Election of Directors | Against | For |
Berkshire Hathaway Inc. | BRK.A | 84670207 | 2-May-09 | 1.1 | M | Elect Director Warren E. Buffett | For | Withhold |
Berkshire Hathaway Inc. | BRK.A | 84670207 | 2-May-09 | 1.2 | M | Elect Director Charles T. Munger | For | Withhold |
Berkshire Hathaway Inc. | BRK.A | 84670207 | 2-May-09 | 1.3 | M | Elect Director Howard G. Buffett | For | Withhold |
Berkshire Hathaway Inc. | BRK.A | 84670207 | 2-May-09 | 1.4 | M | Elect Director Susan L. Decker | For | Withhold |
Berkshire Hathaway Inc. | BRK.A | 84670207 | 2-May-09 | 1.5 | M | Elect Director William H. Gates III | For | Withhold |
Berkshire Hathaway Inc. | BRK.A | 84670207 | 2-May-09 | 1.6 | M | Elect Director David S. Gottesman | For | Withhold |
Berkshire Hathaway Inc. | BRK.A | 84670207 | 2-May-09 | 1.7 | M | Elect Director Charlotte Guyman | For | Withhold |
Berkshire Hathaway Inc. | BRK.A | 84670207 | 2-May-09 | 1.8 | M | Elect Director Donald R. Keough | For | Withhold |
Berkshire Hathaway Inc. | BRK.A | 84670207 | 2-May-09 | 1.9 | M | Elect Director Thomas S. Murphy | For | Withhold |
Berkshire Hathaway Inc. | BRK.A | 84670207 | 2-May-09 | 1.1 | M | Elect Director Ronald L. Olson | For | Withhold |
Berkshire Hathaway Inc. | BRK.A | 84670207 | 2-May-09 | 1.11 | M | Elect Director Walter Scott, Jr. | For | Withhold |
Berkshire Hathaway Inc. | BRK.A | 84670207 | 2-May-09 | 2 | S | Prepare Sustainability Report | Against | Against |
Wells Fargo and Company | WFC | 949746101 | 28-Apr-09 | 1 | M | Elect Director John D. Baker II | For | Against |
Wells Fargo and Company | WFC | 949746101 | 28-Apr-09 | 2 | M | Elect Director John S. Chen | For | For |
Wells Fargo and Company | WFC | 949746101 | 28-Apr-09 | 3 | M | Elect Director Lloyd H. Dean | For | For |
Wells Fargo and Company | WFC | 949746101 | 28-Apr-09 | 4 | M | Elect Director Susan E. Engel | For | For |
Wells Fargo and Company | WFC | 949746101 | 28-Apr-09 | 5 | M | Elect Director Enrique Hernandez, Jr. | For | For |
Wells Fargo and Company | WFC | 949746101 | 28-Apr-09 | 6 | M | Elect Director Donald M. James | For | Against |
Wells Fargo and Company | WFC | 949746101 | 28-Apr-09 | 7 | M | Elect Director Robert L. Joss | For | For |
Wells Fargo and Company | WFC | 949746101 | 28-Apr-09 | 8 | M | Elect Director Richard M. Kovacevich | For | Against |
Wells Fargo and Company | WFC | 949746101 | 28-Apr-09 | 9 | M | Elect Director Richard D. McCormick | For | For |
Wells Fargo and Company | WFC | 949746101 | 28-Apr-09 | 10 | M | Elect Director Mackey J. McDonald | For | Against |
Wells Fargo and Company | WFC | 949746101 | 28-Apr-09 | 11 | M | Elect Director Cynthia H. Milligan | For | Against |
Wells Fargo and Company | WFC | 949746101 | 28-Apr-09 | 12 | M | Elect Director Nicholas G. Moore | For | For |
Wells Fargo and Company | WFC | 949746101 | 28-Apr-09 | 13 | M | Elect Director Philip J. Quigley | For | Against |
Wells Fargo and Company | WFC | 949746101 | 28-Apr-09 | 14 | M | Elect Director Donald B. Rice | For | Against |
Wells Fargo and Company | WFC | 949746101 | 28-Apr-09 | 15 | M | Elect Director Judith M. Runstad | For | For |
Wells Fargo and Company | WFC | 949746101 | 28-Apr-09 | 16 | M | Elect Director Stephen W. Sanger | For | For |
Wells Fargo and Company | WFC | 949746101 | 28-Apr-09 | 17 | M | Elect Director Robert K. Steel | For | Against |
Wells Fargo and Company | WFC | 949746101 | 28-Apr-09 | 18 | M | Elect Director John G. Stumpf | For | Against |
Wells Fargo and Company | WFC | 949746101 | 28-Apr-09 | 19 | M | Elect Director Susan G. Swenson | For | For |
Wells Fargo and Company | WFC | 949746101 | 28-Apr-09 | 20 | M | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Wells Fargo and Company | WFC | 949746101 | 28-Apr-09 | 21 | M | Ratify Auditors | For | For |
Wells Fargo and Company | WFC | 949746101 | 28-Apr-09 | 22 | M | Amend Omnibus Stock Plan | For | Against |
Wells Fargo and Company | WFC | 949746101 | 28-Apr-09 | 23 | S | Require Independent Board Chairman | Against | For |
Wells Fargo and Company | WFC | 949746101 | 28-Apr-09 | 24 | S | Report on Political Contributions | Against | Against |
The Travelers Companies, Inc. | TRV | 89417E109 | 5-May-09 | 1.1 | M | Elect Director Alan L. Beller | For | For |
The Travelers Companies, Inc. | TRV | 89417E109 | 5-May-09 | 1.2 | M | Elect Director John H. Dasburg | For | For |
The Travelers Companies, Inc. | TRV | 89417E109 | 5-May-09 | 1.3 | M | Elect Director Janet M. Dolan | For | For |
The Travelers Companies, Inc. | TRV | 89417E109 | 5-May-09 | 1.4 | M | Elect Director Kenneth M. Duberstein | For | Against |
The Travelers Companies, Inc. | TRV | 89417E109 | 5-May-09 | 1.5 | M | Elect Director Jay S. Fishman | For | For |
The Travelers Companies, Inc. | TRV | 89417E109 | 5-May-09 | 1.6 | M | Elect Director Lawrence G. Graev | For | Against |
The Travelers Companies, Inc. | TRV | 89417E109 | 5-May-09 | 1.7 | M | Elect Director Patricia L. Higgins | For | For |
The Travelers Companies, Inc. | TRV | 89417E109 | 5-May-09 | 1.8 | M | Elect Director Thomas R. Hodgson | For | For |
The Travelers Companies, Inc. | TRV | 89417E109 | 5-May-09 | 1.9 | M | Elect Director Cleve L. Killingsworth, Jr. | For | Against |
The Travelers Companies, Inc. | TRV | 89417E109 | 5-May-09 | 1.1 | M | Elect Director Robert I. Lipp | For | For |
The Travelers Companies, Inc. | TRV | 89417E109 | 5-May-09 | 1.11 | M | Elect Director Blythe J. McGarvie | For | Against |
The Travelers Companies, Inc. | TRV | 89417E109 | 5-May-09 | 1.12 | M | Elect Director Laurie J. Thomsen | For | For |
The Travelers Companies, Inc. | TRV | 89417E109 | 5-May-09 | 2 | M | Ratify Auditors | For | For |
The Travelers Companies, Inc. | TRV | 89417E109 | 5-May-09 | 3 | M | Amend Omnibus Stock Plan | For | For |
The Travelers Companies, Inc. | TRV | 89417E109 | 5-May-09 | 4 | S | Report on Political Contributions | Against | Against |
Northern Trust Corp. | NTRS | 665859104 | 21-Apr-09 | 1.1 | M | Elect Director Linda Walker Bynoe | For | For |
Northern Trust Corp. | NTRS | 665859104 | 21-Apr-09 | 1.2 | M | Elect Director Nicholas D. Chabraja | For | For |
Northern Trust Corp. | NTRS | 665859104 | 21-Apr-09 | 1.3 | M | Elect Director Susan Crown | For | For |
Northern Trust Corp. | NTRS | 665859104 | 21-Apr-09 | 1.4 | M | Elect Director Dipak C. Jain | For | For |
Northern Trust Corp. | NTRS | 665859104 | 21-Apr-09 | 1.5 | M | Elect Director Arthur L. Kelly | For | For |
Northern Trust Corp. | NTRS | 665859104 | 21-Apr-09 | 1.6 | M | Elect Director Robert C. McCormack | For | For |
Northern Trust Corp. | NTRS | 665859104 | 21-Apr-09 | 1.7 | M | Elect Director Edward J. Mooney | For | For |
Northern Trust Corp. | NTRS | 665859104 | 21-Apr-09 | 1.8 | M | Elect Director William A. Osborn | For | For |
Northern Trust Corp. | NTRS | 665859104 | 21-Apr-09 | 1.9 | M | Elect Director John W. Rowe | For | For |
Northern Trust Corp. | NTRS | 665859104 | 21-Apr-09 | 1.1 | M | Elect Director Harold B. Smith | For | For |
Northern Trust Corp. | NTRS | 665859104 | 21-Apr-09 | 1.11 | M | Elect Director William D. Smithburg | For | For |
Northern Trust Corp. | NTRS | 665859104 | 21-Apr-09 | 1.12 | M | Elect Director Enrique J. Sosa | For | For |
Northern Trust Corp. | NTRS | 665859104 | 21-Apr-09 | 1.13 | M | Elect Director Charles A. Tribbett III | For | For |
Northern Trust Corp. | NTRS | 665859104 | 21-Apr-09 | 1.14 | M | Elect Director Frederick H. Waddell | For | For |
Northern Trust Corp. | NTRS | 665859104 | 21-Apr-09 | 2 | M | Ratify Auditors | For | For |
Northern Trust Corp. | NTRS | 665859104 | 21-Apr-09 | 3 | M | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
PNC Financial Services Group, Inc. | PNC | 693475105 | 28-Apr-09 | 1.1 | M | Elect Director Richard O. Berndt | For | For |
PNC Financial Services Group, Inc. | PNC | 693475105 | 28-Apr-09 | 1.2 | M | Elect Director Charles E. Bunch | For | For |
PNC Financial Services Group, Inc. | PNC | 693475105 | 28-Apr-09 | 1.3 | M | Elect Director Paul W. Chellgren | For | For |
PNC Financial Services Group, Inc. | PNC | 693475105 | 28-Apr-09 | 1.4 | M | Elect Director Robert N. Clay | For | For |
PNC Financial Services Group, Inc. | PNC | 693475105 | 28-Apr-09 | 1.5 | M | Elect Director Kay Coles James | For | For |
PNC Financial Services Group, Inc. | PNC | 693475105 | 28-Apr-09 | 1.6 | M | Elect Director Richard B. Kelson | For | For |
PNC Financial Services Group, Inc. | PNC | 693475105 | 28-Apr-09 | 1.7 | M | Elect Director Bruce C. Lindsay | For | For |
PNC Financial Services Group, Inc. | PNC | 693475105 | 28-Apr-09 | 1.8 | M | Elect Director Anthony A. Massaro | For | For |
PNC Financial Services Group, Inc. | PNC | 693475105 | 28-Apr-09 | 1.9 | M | Elect Director Jane G. Pepper | For | For |
PNC Financial Services Group, Inc. | PNC | 693475105 | 28-Apr-09 | 1.1 | M | Elect Director James E. Rohr | For | Against |
PNC Financial Services Group, Inc. | PNC | 693475105 | 28-Apr-09 | 1.11 | M | Elect Director Donald J. Shepard | For | For |
PNC Financial Services Group, Inc. | PNC | 693475105 | 28-Apr-09 | 1.12 | M | Elect Director Lorene K. Steffes | For | For |
PNC Financial Services Group, Inc. | PNC | 693475105 | 28-Apr-09 | 1.13 | M | Elect Director Dennis F. Strigl | For | For |
PNC Financial Services Group, Inc. | PNC | 693475105 | 28-Apr-09 | 1.14 | M | Elect Director Stephen G. Thieke | For | For |
PNC Financial Services Group, Inc. | PNC | 693475105 | 28-Apr-09 | 1.15 | M | Elect Director Thomas J. Usher | For | For |
PNC Financial Services Group, Inc. | PNC | 693475105 | 28-Apr-09 | 1.16 | M | Elect Director George H. Walls, Jr. | For | For |
PNC Financial Services Group, Inc. | PNC | 693475105 | 28-Apr-09 | 1.17 | M | Elect Director Helge H. Wehmeier | For | For |
PNC Financial Services Group, Inc. | PNC | 693475105 | 28-Apr-09 | 2 | M | Approve Qualified Employee Stock Purchase Plan | For | For |
PNC Financial Services Group, Inc. | PNC | 693475105 | 28-Apr-09 | 3 | M | Ratify Auditors | For | For |
PNC Financial Services Group, Inc. | PNC | 693475105 | 28-Apr-09 | 4 | M | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
PNC Financial Services Group, Inc. | PNC | 693475105 | 28-Apr-09 | 5 | S | Stock Retention/Holding Period | Against | Against |
The Chubb Corp. | CB | 171232101 | 28-Apr-09 | 1.1 | M | Elect Director Zoë Baird | For | For |
The Chubb Corp. | CB | 171232101 | 28-Apr-09 | 1.2 | M | Elect Director Sheila P. Burke | For | For |
The Chubb Corp. | CB | 171232101 | 28-Apr-09 | 1.3 | M | Elect Director James I. Cash, Jr. | For | For |
The Chubb Corp. | CB | 171232101 | 28-Apr-09 | 1.4 | M | Elect Director Joel J. Cohen | For | For |
The Chubb Corp. | CB | 171232101 | 28-Apr-09 | 1.5 | M | Elect Director John D. Finnegan | For | For |
The Chubb Corp. | CB | 171232101 | 28-Apr-09 | 1.6 | M | Elect Director Klaus J. Mangold | For | For |
The Chubb Corp. | CB | 171232101 | 28-Apr-09 | 1.7 | M | Elect Director Martin G. McGuinn | For | For |
The Chubb Corp. | CB | 171232101 | 28-Apr-09 | 1.8 | M | Elect Director Lawrence M. Small | For | For |
The Chubb Corp. | CB | 171232101 | 28-Apr-09 | 1.9 | M | Elect Director Jess Søderberg | For | For |
The Chubb Corp. | CB | 171232101 | 28-Apr-09 | 1.1 | M | Elect Director Daniel E. Somers | For | For |
The Chubb Corp. | CB | 171232101 | 28-Apr-09 | 1.11 | M | Elect Director Karen Hastie Williams | For | For |
The Chubb Corp. | CB | 171232101 | 28-Apr-09 | 1.12 | M | Elect Director James M. Zimmerman | For | For |
The Chubb Corp. | CB | 171232101 | 28-Apr-09 | 1.13 | M | Elect Director Alfred W. Zollar | For | For |
The Chubb Corp. | CB | 171232101 | 28-Apr-09 | 2 | M | Approve Omnibus Stock Plan | For | Against |
The Chubb Corp. | CB | 171232101 | 28-Apr-09 | 3 | M | Ratify Auditors | For | For |
U.S. Bancorp | USB | 902973304 | 21-Apr-09 | 1.1 | M | Elect Director Douglas M. Baker, Jr. | For | Against |
U.S. Bancorp | USB | 902973304 | 21-Apr-09 | 1.2 | M | Elect Director Y. Marc Belton | For | For |
U.S. Bancorp | USB | 902973304 | 21-Apr-09 | 1.3 | M | Elect Director Richard K. Davis | For | For |
U.S. Bancorp | USB | 902973304 | 21-Apr-09 | 1.4 | M | Elect Director Joel W. Johnson | For | Against |
U.S. Bancorp | USB | 902973304 | 21-Apr-09 | 1.5 | M | Elect Director David O'Maley | For | For |
U.S. Bancorp | USB | 902973304 | 21-Apr-09 | 1.6 | M | Elect Director O'dell M. Owens | For | Against |
U.S. Bancorp | USB | 902973304 | 21-Apr-09 | 1.7 | M | Elect Director Craig D. Schnuck | For | For |
U.S. Bancorp | USB | 902973304 | 21-Apr-09 | 1.8 | M | Elect Director Patrick T. Stokes | For | For |
U.S. Bancorp | USB | 902973304 | 21-Apr-09 | 2 | M | Ratify Auditors | For | Against |
U.S. Bancorp | USB | 902973304 | 21-Apr-09 | 3 | M | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
AFLAC Incorporated | AFL | 1055102 | 4-May-09 | 1.1 | M | Elect Director Daniel P. Amos | For | Against |
AFLAC Incorporated | AFL | 1055102 | 4-May-09 | 1.2 | M | Elect Director John Shelby Amos, II | For | Against |
AFLAC Incorporated | AFL | 1055102 | 4-May-09 | 1.3 | M | Elect Director Paul S. Amos, II | For | Against |
AFLAC Incorporated | AFL | 1055102 | 4-May-09 | 1.4 | M | Elect Director Yoshiro Aoki | For | Against |
AFLAC Incorporated | AFL | 1055102 | 4-May-09 | 1.5 | M | Elect Director Michael H. Armacost | For | For |
AFLAC Incorporated | AFL | 1055102 | 4-May-09 | 1.6 | M | Elect Director Kriss Cloninger, III | For | Against |
AFLAC Incorporated | AFL | 1055102 | 4-May-09 | 1.7 | M | Elect Director Joe Frank Harris | For | Against |
AFLAC Incorporated | AFL | 1055102 | 4-May-09 | 1.8 | M | Elect Director Elizabeth J. Hudson | For | For |
AFLAC Incorporated | AFL | 1055102 | 4-May-09 | 1.9 | M | Elect Director Kenneth S. Janke, Sr. | For | Against |
AFLAC Incorporated | AFL | 1055102 | 4-May-09 | 1.1 | M | Elect Director Douglas W. Johnson | For | For |
AFLAC Incorporated | AFL | 1055102 | 4-May-09 | 1.11 | M | Elect Director Robert B. Johnson | For | For |
AFLAC Incorporated | AFL | 1055102 | 4-May-09 | 1.12 | M | Elect Director Charles B. Knapp | For | For |
AFLAC Incorporated | AFL | 1055102 | 4-May-09 | 1.13 | M | Elect Director E. Stephen Purdom | For | Against |
AFLAC Incorporated | AFL | 1055102 | 4-May-09 | 1.14 | M | Elect Director Barbara K. Rimer | For | For |
AFLAC Incorporated | AFL | 1055102 | 4-May-09 | 1.15 | M | Elect Director Marvin R. Schuster | For | For |
AFLAC Incorporated | AFL | 1055102 | 4-May-09 | 1.16 | M | Elect Director David Gary Thompson | For | For |
AFLAC Incorporated | AFL | 1055102 | 4-May-09 | 1.17 | M | Elect Director Robert L. Wright | For | For |
AFLAC Incorporated | AFL | 1055102 | 4-May-09 | 2 | M | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
AFLAC Incorporated | AFL | 1055102 | 4-May-09 | 3 | M | Ratify Auditors | For | For |
Partnerre Ltd (frm. Partnerre Holdings Ltd. ) | PRE | G6852T105 | 22-May-09 | 1.1 | M | Elect Jan H. Holsboer as Director | For | For |
Partnerre Ltd (frm. Partnerre Holdings Ltd. ) | PRE | G6852T105 | 22-May-09 | 1.2 | M | Elect Kevin M. Twomey as Director | For | For |
Partnerre Ltd (frm. Partnerre Holdings Ltd. ) | PRE | G6852T105 | 22-May-09 | 2 | M | Approve Deloitte & Touche as Auditors and Authorize Board to Fix Their Remuneration | For | For |
Partnerre Ltd (frm. Partnerre Holdings Ltd. ) | PRE | G6852T105 | 22-May-09 | 3 | M | Approve 2009 Employee Share Plan | For | For |
Partnerre Ltd (frm. Partnerre Holdings Ltd. ) | PRE | G6852T105 | 22-May-09 | 4 | M | Amend Non-Employee Director Share Plan | For | For |
Partnerre Ltd (frm. Partnerre Holdings Ltd. ) | PRE | G6852T105 | 22-May-09 | 5 | M | Approve Term Extension of Swiss Share Purchase Plan | For | For |
Partnerre Ltd (frm. Partnerre Holdings Ltd. ) | PRE | G6852T105 | 22-May-09 | 6A | M | Approve Elimination of Supermajority Vote Requirement | For | For |
Partnerre Ltd (frm. Partnerre Holdings Ltd. ) | PRE | G6852T105 | 22-May-09 | 6B | M | Amend Bylaws Re: Advance Notice Provisions | For | For |
Partnerre Ltd (frm. Partnerre Holdings Ltd. ) | PRE | G6852T105 | 22-May-09 | 6C | M | Amend Bylaws Re: Limitations on Ownership and Voting | For | For |
Partnerre Ltd (frm. Partnerre Holdings Ltd. ) | PRE | G6852T105 | 22-May-09 | 6D | M | Amend Bylaws Re: Idemnification Provisions | For | For |
Partnerre Ltd (frm. Partnerre Holdings Ltd. ) | PRE | G6852T105 | 22-May-09 | 6E | M | Amend Bylaws Re: Election, Disqualification and Removal of Director Provisions | For | For |
Partnerre Ltd (frm. Partnerre Holdings Ltd. ) | PRE | G6852T105 | 22-May-09 | 6F | M | Amend Bylaws Re: Other Changes | For | For |
CME Group Inc. | CME | 12572Q105 | 13-May-09 | 1.1 | M | Elect Director Dennis H. Chookaszian | For | For |
CME Group Inc. | CME | 12572Q105 | 13-May-09 | 1.2 | M | Elect Director Robert F. Corvino | For | For |
CME Group Inc. | CME | 12572Q105 | 13-May-09 | 1.3 | M | Elect Director Larry G. Gerdes | For | For |
CME Group Inc. | CME | 12572Q105 | 13-May-09 | 1.4 | M | Elect Director Daniel R. Glickman | For | For |
CME Group Inc. | CME | 12572Q105 | 13-May-09 | 1.5 | M | Elect Director James E. Oliff | For | For |
CME Group Inc. | CME | 12572Q105 | 13-May-09 | 1.6 | M | Elect Director John L. Pietrzak | For | For |
CME Group Inc. | CME | 12572Q105 | 13-May-09 | 1.7 | M | Elect Director Alex J. Pollock | For | Withhold |
CME Group Inc. | CME | 12572Q105 | 13-May-09 | 1.8 | M | Elect Director William R. Shepard | For | For |
CME Group Inc. | CME | 12572Q105 | 13-May-09 | 2 | M | Amend Omnibus Stock Plan | For | For |
CME Group Inc. | CME | 12572Q105 | 13-May-09 | 3 | M | Amend Non-Employee Director Omnibus Stock Plan | For | For |
CME Group Inc. | CME | 12572Q105 | 13-May-09 | 4 | M | Amend Executive Incentive Bonus Plan | For | For |
CME Group Inc. | CME | 12572Q105 | 13-May-09 | 5 | M | Ratify Auditors | For | For |
Arch Capital Group Ltd | ACGL | G0450A105 | 6-May-09 | 1.1 | M | Elect Constantine Iordanou as Director | For | For |
Arch Capital Group Ltd | ACGL | G0450A105 | 6-May-09 | 1.2 | M | Elect James J. Meenaghan as Director | For | For |
Arch Capital Group Ltd | ACGL | G0450A105 | 6-May-09 | 1.3 | M | Elect John M. Pasquesi as Director | For | For |
Arch Capital Group Ltd | ACGL | G0450A105 | 6-May-09 | 2.1 | M | Elect William Beveridge as Designated Company Director of Non-U.S. Subsidiaries | For | Withhold |
Arch Capital Group Ltd | ACGL | G0450A105 | 6-May-09 | 2.2 | M | Elect Dennis Brand as Designated Company Director of Non-U.S. Subsidiaries | For | Withhold |
Arch Capital Group Ltd | ACGL | G0450A105 | 6-May-09 | 2.3 | M | Elect Knud Christensen as Designated Company Director of Non-U.S. Subsidiaries | For | Withhold |
Arch Capital Group Ltd | ACGL | G0450A105 | 6-May-09 | 2.4 | M | Elect Graham B. Collis as Designated Company Director of Non-U.S. Subsidiaries | For | Withhold |
Arch Capital Group Ltd | ACGL | G0450A105 | 6-May-09 | 2.5 | M | Elect William J. Cooney as Designated Company Director of Non-U.S. Subsidiaries | For | For |
Arch Capital Group Ltd | ACGL | G0450A105 | 6-May-09 | 2.6 | M | Elect Elizabeth Fullerton-Rome as Designated Company Director of Non-U.S. Subsidiaries | For | Withhold |
Arch Capital Group Ltd | ACGL | G0450A105 | 6-May-09 | 2.7 | M | Elect Rutger H.W. Funnekotter as Designated Company Director of Non-U.S. Subsidiaries | For | For |
Arch Capital Group Ltd | ACGL | G0450A105 | 6-May-09 | 2.8 | M | Elect Marc Grandisson as Designated Company Director of Non-U.S. Subsidiaries | For | Withhold |
Arch Capital Group Ltd | ACGL | G0450A105 | 6-May-09 | 2.9 | M | Elect Michael A. Greene as Designated Company Director of Non-U.S. Subsidiaries | For | For |
Arch Capital Group Ltd | ACGL | G0450A105 | 6-May-09 | 2.1 | M | Elect John C.R. Hele as Designated Company Director of Non-U.S. Subsidiaries | For | Withhold |
Arch Capital Group Ltd | ACGL | G0450A105 | 6-May-09 | 2.11 | M | Elect David Hipkin as Designated Company Director of Non-U.S. Subsidiaries | For | Withhold |
Arch Capital Group Ltd | ACGL | G0450A105 | 6-May-09 | 2.12 | M | Elect W. Preston Hutchings as Designated Company Director of Non-U.S. Subsidiaries | For | Withhold |
Arch Capital Group Ltd | ACGL | G0450A105 | 6-May-09 | 2.13 | M | Elect Constantine Iordanou as Designated Company Director of Non-U.S. Subsidiaries | For | Withhold |
Arch Capital Group Ltd | ACGL | G0450A105 | 6-May-09 | 2.14 | M | Elect Wolbert H. Kamphuijs as Designated Company Director of Non-U.S. Subsidiaries | For | For |
Arch Capital Group Ltd | ACGL | G0450A105 | 6-May-09 | 2.15 | M | Elect Michael H. Kier as Designated Company Director of Non-U.S. Subsidiaries | For | For |
Arch Capital Group Ltd | ACGL | G0450A105 | 6-May-09 | 2.16 | M | Elect Mark D. Lyons as Designated Company Director of Non-U.S. Subsidiaries | For | Withhold |
Arch Capital Group Ltd | ACGL | G0450A105 | 6-May-09 | 2.17 | M | Elect Michael Murphy as Designated Company Director of Non-U.S. Subsidiaries | For | Withhold |
Arch Capital Group Ltd | ACGL | G0450A105 | 6-May-09 | 2.18 | M | Elect Martin J. Nilsen as Designated Company Director of Non-U.S. Subsidiaries | For | Withhold |
Arch Capital Group Ltd | ACGL | G0450A105 | 6-May-09 | 2.19 | M | Elect Nicolas Papadopoulo as Designated Company Director of Non-U.S. Subsidiaries | For | Withhold |
Arch Capital Group Ltd | ACGL | G0450A105 | 6-May-09 | 2.2 | M | Elect Michael Quinn as Designated Company Director of Non-U.S. Subsidiaries | For | For |
Arch Capital Group Ltd | ACGL | G0450A105 | 6-May-09 | 2.21 | M | Elect Maamoun Rajeh as Designated Company Director of Non-U.S. Subsidiaries | For | Withhold |
Arch Capital Group Ltd | ACGL | G0450A105 | 6-May-09 | 2.22 | M | Elect Paul S. Robotham as Designated Company Director of Non-U.S. Subsidiaries | For | Withhold |
Arch Capital Group Ltd | ACGL | G0450A105 | 6-May-09 | 2.23 | M | Elect Soren Scheuer as Designated Company Director of Non-U.S. Subsidiaries | For | Withhold |
Arch Capital Group Ltd | ACGL | G0450A105 | 6-May-09 | 2.24 | M | Elect Budhi Singh as Designated Company Director of Non-U.S. Subsidiaries | For | Withhold |
Arch Capital Group Ltd | ACGL | G0450A105 | 6-May-09 | 2.25 | M | Elect Helmut Sohler as Designated Company Director of Non-U.S. Subsidiaries | For | Withhold |
Arch Capital Group Ltd | ACGL | G0450A105 | 6-May-09 | 2.26 | M | Elect Robert T. Van Gieson as Designated Company Director of Non-U.S. Subsidiaries | For | Withhold |
Arch Capital Group Ltd | ACGL | G0450A105 | 6-May-09 | 2.27 | M | Elect Angus Watson as Designated Company Director of Non-U.S. Subsidiaries | For | Withhold |
Arch Capital Group Ltd | ACGL | G0450A105 | 6-May-09 | 2.28 | M | Elect James Weatherstone as Designated Company Director of Non-U.S. Subsidiaries | For | Withhold |
Arch Capital Group Ltd | ACGL | G0450A105 | 6-May-09 | 3 | M | Ratify PricewaterhouseCoopers LLP as Auditors | For | For |
IntercontinentalExchange, Inc. | ICE | 45865V100 | 14-May-09 | 1.1 | M | Elect Director Charles R. Crisp | For | For |
IntercontinentalExchange, Inc. | ICE | 45865V100 | 14-May-09 | 1.2 | M | Elect Director Jean-Marc Forneri | For | For |
IntercontinentalExchange, Inc. | ICE | 45865V100 | 14-May-09 | 1.3 | M | Elect Director Fred W. Hatfield | For | Withhold |
IntercontinentalExchange, Inc. | ICE | 45865V100 | 14-May-09 | 1.4 | M | Elect Director Terrence F. Martell | For | For |
IntercontinentalExchange, Inc. | ICE | 45865V100 | 14-May-09 | 1.5 | M | Elect Director Sir Robert Reid | For | For |
IntercontinentalExchange, Inc. | ICE | 45865V100 | 14-May-09 | 1.6 | M | Elect Director Frederic V. Salerno | For | Withhold |
IntercontinentalExchange, Inc. | ICE | 45865V100 | 14-May-09 | 1.7 | M | Elect Director Frederick W. Schoenhut | For | For |
IntercontinentalExchange, Inc. | ICE | 45865V100 | 14-May-09 | 1.8 | M | Elect Director Jeffrey C. Sprecher | For | For |
IntercontinentalExchange, Inc. | ICE | 45865V100 | 14-May-09 | 1.9 | M | Elect Director Judith A. Sprieser | For | For |
IntercontinentalExchange, Inc. | ICE | 45865V100 | 14-May-09 | 1.1 | M | Elect Director Vincent Tese | For | Withhold |
IntercontinentalExchange, Inc. | ICE | 45865V100 | 14-May-09 | 2 | M | Approve Executive Incentive Bonus Plan | For | For |
IntercontinentalExchange, Inc. | ICE | 45865V100 | 14-May-09 | 3 | M | Approve Omnibus Stock Plan | For | Against |
IntercontinentalExchange, Inc. | ICE | 45865V100 | 14-May-09 | 4 | M | Ratify Auditors | For | For |
MetLife, Inc | MET | 59156R108 | 28-Apr-09 | 1.1 | M | Elect Director C. Robert Henrikson | For | For |
MetLife, Inc | MET | 59156R108 | 28-Apr-09 | 1.2 | M | Elect Director John M. Keane | For | For |
MetLife, Inc | MET | 59156R108 | 28-Apr-09 | 1.3 | M | Elect Director Catherine R. Kinney | For | For |
MetLife, Inc | MET | 59156R108 | 28-Apr-09 | 1.4 | M | Elect Director Hugh B. Price | For | For |
MetLife, Inc | MET | 59156R108 | 28-Apr-09 | 1.5 | M | Elect Director Kenton J. Sicchitano | For | For |
MetLife, Inc | MET | 59156R108 | 28-Apr-09 | 2 | M | Amend Omnibus Stock Plan | For | For |
MetLife, Inc | MET | 59156R108 | 28-Apr-09 | 3 | M | Ratify Auditors | For | For |
JPMorgan Chase & Co. | JPM | 46625H100 | 19-May-09 | 1.1 | M | Elect Director Crandall C. Bowles | For | For |
JPMorgan Chase & Co. | JPM | 46625H100 | 19-May-09 | 1.2 | M | Elect Director Stephen B. Burke | For | Against |
JPMorgan Chase & Co. | JPM | 46625H100 | 19-May-09 | 1.3 | M | Elect Director David M. Cote | For | For |
JPMorgan Chase & Co. | JPM | 46625H100 | 19-May-09 | 1.4 | M | Elect Director James S. Crown | For | For |
JPMorgan Chase & Co. | JPM | 46625H100 | 19-May-09 | 1.5 | M | Elect Director James Dimon | For | For |
JPMorgan Chase & Co. | JPM | 46625H100 | 19-May-09 | 1.6 | M | Elect Director Ellen V. Futter | For | Against |
JPMorgan Chase & Co. | JPM | 46625H100 | 19-May-09 | 1.7 | M | Elect Director William H. Gray, III | For | For |
JPMorgan Chase & Co. | JPM | 46625H100 | 19-May-09 | 1.8 | M | Elect Director Laban P. Jackson, Jr. | For | For |
JPMorgan Chase & Co. | JPM | 46625H100 | 19-May-09 | 1.9 | M | Elect Director David C. Novak | For | Against |
JPMorgan Chase & Co. | JPM | 46625H100 | 19-May-09 | 1.1 | M | Elect Director Lee R. Raymond | For | Against |
JPMorgan Chase & Co. | JPM | 46625H100 | 19-May-09 | 1.11 | M | Elect Director William C. Weldon | For | Against |
JPMorgan Chase & Co. | JPM | 46625H100 | 19-May-09 | 2 | M | Ratify Auditors | For | For |
JPMorgan Chase & Co. | JPM | 46625H100 | 19-May-09 | 3 | M | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
JPMorgan Chase & Co. | JPM | 46625H100 | 19-May-09 | 4 | S | Disclose Prior Government Service | Against | Against |
JPMorgan Chase & Co. | JPM | 46625H100 | 19-May-09 | 5 | S | Provide for Cumulative Voting | Against | For |
JPMorgan Chase & Co. | JPM | 46625H100 | 19-May-09 | 6 | S | Amend Articles/Bylaws/Charter -- Call Special Meetings | Against | For |
JPMorgan Chase & Co. | JPM | 46625H100 | 19-May-09 | 7 | S | Report on Predatory Lending Policies | Against | Against |
JPMorgan Chase & Co. | JPM | 46625H100 | 19-May-09 | 8 | S | Amend Key Executive Performance Plan | Against | Against |
JPMorgan Chase & Co. | JPM | 46625H100 | 19-May-09 | 9 | S | Stock Retention/Holding Period | Against | Against |
JPMorgan Chase & Co. | JPM | 46625H100 | 19-May-09 | 10 | S | Prepare Carbon Principles Report | Against | Against |
State Street Corp. (Boston) | STT | 857477103 | 20-May-09 | 1.1 | M | Elect Director K. Burnes | For | For |
State Street Corp. (Boston) | STT | 857477103 | 20-May-09 | 1.2 | M | Elect Director P. Coym | For | For |
State Street Corp. (Boston) | STT | 857477103 | 20-May-09 | 1.3 | M | Elect Director P. de Saint-Aignan | For | For |
State Street Corp. (Boston) | STT | 857477103 | 20-May-09 | 1.4 | M | Elect Director A. Fawcett | For | For |
State Street Corp. (Boston) | STT | 857477103 | 20-May-09 | 1.5 | M | Elect Director D. Gruber | For | For |
State Street Corp. (Boston) | STT | 857477103 | 20-May-09 | 1.6 | M | Elect Director L. Hill | For | For |
State Street Corp. (Boston) | STT | 857477103 | 20-May-09 | 1.7 | M | Elect Director R. Kaplan | For | For |
State Street Corp. (Boston) | STT | 857477103 | 20-May-09 | 1.8 | M | Elect Director C. LaMantia | For | For |
State Street Corp. (Boston) | STT | 857477103 | 20-May-09 | 1.9 | M | Elect Director R. Logue | For | For |
State Street Corp. (Boston) | STT | 857477103 | 20-May-09 | 1.1 | M | Elect Director R. Sergel | For | For |
State Street Corp. (Boston) | STT | 857477103 | 20-May-09 | 1.11 | M | Elect Director R. Skates | For | For |
State Street Corp. (Boston) | STT | 857477103 | 20-May-09 | 1.12 | M | Elect Director G. Summe | For | For |
State Street Corp. (Boston) | STT | 857477103 | 20-May-09 | 1.13 | M | Elect Director R. Weissman | For | For |
State Street Corp. (Boston) | STT | 857477103 | 20-May-09 | 2 | M | Adopt Majority Voting for Uncontested Election of Directors | For | For |
State Street Corp. (Boston) | STT | 857477103 | 20-May-09 | 3 | M | Amend Omnibus Stock Plan | For | For |
State Street Corp. (Boston) | STT | 857477103 | 20-May-09 | 4 | M | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against |
State Street Corp. (Boston) | STT | 857477103 | 20-May-09 | 5 | M | Ratify Auditors | For | For |
State Street Corp. (Boston) | STT | 857477103 | 20-May-09 | 6 | S | Limit Auditor from Providing Non-Audit Services | Against | Against |
The Goldman Sachs Group, Inc. | GS | 38141G104 | 8-May-09 | 1 | M | Elect Director Lloyd C. Blankfein | For | For |
The Goldman Sachs Group, Inc. | GS | 38141G104 | 8-May-09 | 2 | M | Elect Director John H. Bryan | For | Against |
The Goldman Sachs Group, Inc. | GS | 38141G104 | 8-May-09 | 3 | M | Elect Director Gary D. Cohn | For | For |
The Goldman Sachs Group, Inc. | GS | 38141G104 | 8-May-09 | 4 | M | Elect Director Claes Dahlback | For | For |
The Goldman Sachs Group, Inc. | GS | 38141G104 | 8-May-09 | 5 | M | Elect Director Stephen Friedman | For | For |
The Goldman Sachs Group, Inc. | GS | 38141G104 | 8-May-09 | 6 | M | Elect Director William W. George | For | For |
The Goldman Sachs Group, Inc. | GS | 38141G104 | 8-May-09 | 7 | M | Elect Director Rajat K. Gupta | For | For |
The Goldman Sachs Group, Inc. | GS | 38141G104 | 8-May-09 | 8 | M | Elect Director James A. Johnson | For | For |
The Goldman Sachs Group, Inc. | GS | 38141G104 | 8-May-09 | 9 | M | Elect Director Lois D. Juliber | For | For |
The Goldman Sachs Group, Inc. | GS | 38141G104 | 8-May-09 | 10 | M | Elect Director Lakshmi N. Mittal | For | Against |
The Goldman Sachs Group, Inc. | GS | 38141G104 | 8-May-09 | 11 | M | Elect Director James J. Schiro | For | For |
The Goldman Sachs Group, Inc. | GS | 38141G104 | 8-May-09 | 12 | M | Elect Director Ruth J. Simmons | For | For |
The Goldman Sachs Group, Inc. | GS | 38141G104 | 8-May-09 | 13 | M | Ratify Auditors | For | For |
The Goldman Sachs Group, Inc. | GS | 38141G104 | 8-May-09 | 14 | M | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
The Goldman Sachs Group, Inc. | GS | 38141G104 | 8-May-09 | 15 | S | Provide for Cumulative Voting | Against | For |
The Goldman Sachs Group, Inc. | GS | 38141G104 | 8-May-09 | 16 | S | Reduce Supermajority Vote Requirement | Against | For |
The Goldman Sachs Group, Inc. | GS | 38141G104 | 8-May-09 | 17 | S | Amend By-Laws to Establish Board U.S. Economic Security Committee | Against | Against |
The Goldman Sachs Group, Inc. | GS | 38141G104 | 8-May-09 | 18 | S | Report on Political Contributions | Against | Against |
Fidelity National Financial, Inc. | FNF | 31620R105 | 28-May-09 | 1.1 | M | Elect Director Frank P. Willey | For | For |
Fidelity National Financial, Inc. | FNF | 31620R105 | 28-May-09 | 1.2 | M | Elect Director Willie D. Davis | For | For |
Fidelity National Financial, Inc. | FNF | 31620R105 | 28-May-09 | 2 | M | Ratify Auditors | For | For |
BlackRock, Inc. | BLK | 09247X101 | 21-May-09 | 1.1 | M | Elect Director William S. Demchak | For | Withhold |
BlackRock, Inc. | BLK | 09247X101 | 21-May-09 | 1.2 | M | Elect Director Kenneth B. Dunn | For | For |
BlackRock, Inc. | BLK | 09247X101 | 21-May-09 | 1.3 | M | Elect Director Laurence D. Fink | For | Withhold |
BlackRock, Inc. | BLK | 09247X101 | 21-May-09 | 1.4 | M | Elect Director Robert S. Kapito | For | Withhold |
BlackRock, Inc. | BLK | 09247X101 | 21-May-09 | 1.5 | M | Elect Director Brian T. Moynihan | For | Withhold |
BlackRock, Inc. | BLK | 09247X101 | 21-May-09 | 1.6 | M | Elect Director Thomas H. O'Brien | For | For |
BlackRock, Inc. | BLK | 09247X101 | 21-May-09 | 2 | M | Ratify Auditors | For | For |
ACE Ltd. | ACE | H0023R105 | 20-May-09 | 1 | M | Election Of Director: Michael G. Atieh | For | No Vote |
ACE Ltd. | ACE | H0023R105 | 20-May-09 | 2 | M | Election Of Director: Mary A. Cirillo | For | No Vote |
ACE Ltd. | ACE | H0023R105 | 20-May-09 | 3 | M | Election Of Director: Bruce L. Crockett | For | No Vote |
ACE Ltd. | ACE | H0023R105 | 20-May-09 | 4 | M | Election Of Director: Thomas J. Neff | For | No Vote |
ACE Ltd. | ACE | H0023R105 | 20-May-09 | 5 | M | Approval Of The Annual Report | For | No Vote |
ACE Ltd. | ACE | H0023R105 | 20-May-09 | 6 | M | Approval Of The Statutory Financial Statements Of Ace Limited | For | No Vote |
ACE Ltd. | ACE | H0023R105 | 20-May-09 | 7 | M | Approval Of The Consolidated Financial Statements | For | No Vote |
ACE Ltd. | ACE | H0023R105 | 20-May-09 | 8 | M | Allocation Of Disposable Profit | For | No Vote |
ACE Ltd. | ACE | H0023R105 | 20-May-09 | 9 | M | Discharge Of The Board Of Directors | For | No Vote |
ACE Ltd. | ACE | H0023R105 | 20-May-09 | 10 | M | Amendment Of Articles Of Association Relating To Special Auditor | For | No Vote |
ACE Ltd. | ACE | H0023R105 | 20-May-09 | 11 | M | Election Of Pricewaterhousecoopers Ag (zurich) As Our Statutoryauditor Until Our Next Annual Ordinary General Meeting | For | No Vote |
ACE Ltd. | ACE | H0023R105 | 20-May-09 | 12 | M | Ratification Of Appointment Of Independent Registered Publicaccounting Firm Pricewaterhousecoopers Llp | For | No Vote |
ACE Ltd. | ACE | H0023R105 | 20-May-09 | 13 | M | Election Of Bdo Visura (zurich) As Special Auditing Firm Until our Next Annual Ordinary General Meeting | For | No Vote |
ACE Ltd. | ACE | H0023R105 | 20-May-09 | 14 | M | Approval Of The Payment Of A Dividend In The Form Of Adistribution Through A Reduction Of The Par Value Of Our Shares | For | No Vote |
Man Group plc | EMG | G5790V156 | 10-Jul-08 | 1 | M | Accept Financial Statements and Statutory Reports | For | For |
Man Group plc | EMG | G5790V156 | 10-Jul-08 | 2 | M | Approve Remuneration Report | For | For |
Man Group plc | EMG | G5790V156 | 10-Jul-08 | 3 | M | Approve Final Dividend of 24.8 US Cents Per Ordinary Share | For | For |
Man Group plc | EMG | G5790V156 | 10-Jul-08 | 4 | M | Elect Philip Colebatch as Director | For | For |
Man Group plc | EMG | G5790V156 | 10-Jul-08 | 5 | M | Elect Patrick O'Sullivan as Director | For | For |
Man Group plc | EMG | G5790V156 | 10-Jul-08 | 6 | M | Re-elect Dugald Eadie as Director | For | For |
Man Group plc | EMG | G5790V156 | 10-Jul-08 | 7 | M | Re-elect Glen Moreno as Director | For | For |
Man Group plc | EMG | G5790V156 | 10-Jul-08 | 8 | M | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | For | For |
Man Group plc | EMG | G5790V156 | 10-Jul-08 | 9 | M | Authorise Board to Fix Remuneration of Auditors | For | For |
Man Group plc | EMG | G5790V156 | 10-Jul-08 | 10 | M | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 19,627,924 | For | For |
Man Group plc | EMG | G5790V156 | 10-Jul-08 | 11 | M | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 2,940,474.83 | For | For |
Man Group plc | EMG | G5790V156 | 10-Jul-08 | 12 | M | Authorise 171,744,343 Ordinary Shares for Market Purchase | For | For |
Man Group plc | EMG | G5790V156 | 10-Jul-08 | 13 | M | Adopt New Articles of Association | For | For |
Man Group plc | EMG | G5790V156 | 10-Jul-08 | 14 | M | Approve Increase in Preference Share Capital from USD 147,775,058.29209 and GBP 50,000 to USD 747,775,058.29209 and GBP 50,000; Authorise Issue of Equity with Pre-emptive Rights up to 600,000 Preference Shares; Adopt New Articles of Association | For | For |
Man Group plc | EMG | G5790V156 | 10-Jul-08 | 15 | M | Approve Increase in Remuneration of Non-Executive Directors to GBP 1,500,000 | For | For |
Man Group plc | EMG | G5790V156 | 10-Jul-08 | 1 | M | Sanction and Consent to the Passing and Implementation of Resolution 14 Set Out in the Notice Dated 29 May 2008 Convening an AGM of the Company for 10 July 2008; Sanction and Consent to Each and Every Abrogation of Rights Attached to the Ordinary Shares | For | For |
HSBC Holdings plc | HSBA | G4634U169 | 19-Mar-09 | 1 | M | Approve Increase in Authorised Ordinary Share Capital from USD 7,500,100,000, GBP 401,500 and EUR 100,000 to USD 10,500,100,000, GBP 401,500 and EUR 100,000 | For | For |
HSBC Holdings plc | HSBA | G4634U169 | 19-Mar-09 | 2 | M | Subject to the Passing of Resolution 1, Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 2,530,200,000 (Rights Issue) | For | For |
HSBC Holdings plc | HSBA | G4634U169 | 19-Mar-09 | 3 | M | Subject to the Passing of Resolution 2, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 2,530,200,000 (Rights Issue) | For | For |
HSBC Holdings plc | HSBA | G4634U169 | 22-May-09 | 1 | M | Accept Financial Statements and Statutory Reports | For | For |
HSBC Holdings plc | HSBA | G4634U169 | 22-May-09 | 2 | M | Approve Remuneration Report | For | Against |
HSBC Holdings plc | HSBA | G4634U169 | 22-May-09 | 3a | M | Re-elect Safra Catz as Director | For | For |
HSBC Holdings plc | HSBA | G4634U169 | 22-May-09 | 3b | M | Re-elect Vincent Cheng as Director | For | For |
HSBC Holdings plc | HSBA | G4634U169 | 22-May-09 | 3c | M | Elect Marvin Cheung as Director | For | For |
HSBC Holdings plc | HSBA | G4634U169 | 22-May-09 | 3d | M | Re-elect John Coombe as Director | For | For |
HSBC Holdings plc | HSBA | G4634U169 | 22-May-09 | 3e | M | Re-elect Jose Duran as Director | For | For |
HSBC Holdings plc | HSBA | G4634U169 | 22-May-09 | 3f | M | Re-elect Rona Fairhead as Director | For | For |
HSBC Holdings plc | HSBA | G4634U169 | 22-May-09 | 3g | M | Re-elect Douglas Flint as Director | For | For |
HSBC Holdings plc | HSBA | G4634U169 | 22-May-09 | 3h | M | Re-elect Alexander Flockhart as Director | For | For |
HSBC Holdings plc | HSBA | G4634U169 | 22-May-09 | 3i | M | Re-elect Lun Fung as Director | For | Against |
HSBC Holdings plc | HSBA | G4634U169 | 22-May-09 | 3j | M | Re-elect Michael Geoghegan as Director | For | For |
HSBC Holdings plc | HSBA | G4634U169 | 22-May-09 | 3k | M | Re-elect Stephen Green as Director | For | For |
HSBC Holdings plc | HSBA | G4634U169 | 22-May-09 | 3l | M | Re-elect Stuart Gulliver as Director | For | For |
HSBC Holdings plc | HSBA | G4634U169 | 22-May-09 | 3m | M | Re-elect James Hughes-Hallett as Director | For | For |
HSBC Holdings plc | HSBA | G4634U169 | 22-May-09 | 3n | M | Re-elect William Laidlaw as Director | For | For |
HSBC Holdings plc | HSBA | G4634U169 | 22-May-09 | 3o | M | Elect Rachel Lomax as Director | For | For |
HSBC Holdings plc | HSBA | G4634U169 | 22-May-09 | 3p | M | Re-elect Sir Mark Moody-Stuart as Director | For | For |
HSBC Holdings plc | HSBA | G4634U169 | 22-May-09 | 3q | M | Re-elect Gwyn Morgan as Director | For | For |
HSBC Holdings plc | HSBA | G4634U169 | 22-May-09 | 3r | M | Re-elect Nagavara Murthy as Director | For | For |
HSBC Holdings plc | HSBA | G4634U169 | 22-May-09 | 3s | M | Re-elect Simon Robertson as Director | For | For |
HSBC Holdings plc | HSBA | G4634U169 | 22-May-09 | 3t | M | Elect John Thornton as Director | For | For |
HSBC Holdings plc | HSBA | G4634U169 | 22-May-09 | 3u | M | Re-elect Sir Brian Williamson as Director | For | For |
HSBC Holdings plc | HSBA | G4634U169 | 22-May-09 | 4 | M | Reappoint KPMG Audit plc as Auditors and Authorise the Group Audit Committee to Determine Their Remuneration | For | For |
HSBC Holdings plc | HSBA | G4634U169 | 22-May-09 | 5 | M | Auth. Issuance of Non-Cumulative Pref. Shares with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 100,000, EUR 100,000 and USD 85,500; and Auth. Issuance of Ord. Shares with Pre-emptive Rights up to Aggregate Nominal Amount of USD 1,720,481,200 | For | For |
HSBC Holdings plc | HSBA | G4634U169 | 22-May-09 | 6 | M | Subject to the Passing of Resolution 5, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 430,120,300 | For | For |
HSBC Holdings plc | HSBA | G4634U169 | 22-May-09 | 7 | M | Authorise 1,720,481,200 Ordinary Shares for Market Purchase | For | For |
HSBC Holdings plc | HSBA | G4634U169 | 22-May-09 | 8 | M | Adopt New Articles of Association | For | For |
HSBC Holdings plc | HSBA | G4634U169 | 22-May-09 | 9 | M | Approve General Meetings Other Than an Annual General Meetings to be Called on 14 Clear Days' Notice | For | Against |
| | | | | | | | |
Saratoga Advanatage Trust Exhibit 1, F - Large Cap Growth Portfolio | | | | | |
ICA File No. 811-08542 | | | | | | | | |
Reporting Period: July 1, 2008-June 30, 2009 | | | | | | |
| | | | | | | | |
Issuer | Ticker | SecurityID | MeetingDate | BallotItemNumber | MorS | ItemDesc | MgtRecVote | VoteCast |
Salesforce.com, Inc. | CRM | 79466L302 | 10-Jul-08 | 1.1 | M | Elect Director Marc Benioff | For | For |
Salesforce.com, Inc. | CRM | 79466L302 | 10-Jul-08 | 1.2 | M | Elect Director Craig Conway | For | For |
Salesforce.com, Inc. | CRM | 79466L302 | 10-Jul-08 | 1.3 | M | Elect Director Alan Hassenfeld | For | For |
Salesforce.com, Inc. | CRM | 79466L302 | 10-Jul-08 | 2 | M | Ratify Auditors | For | For |
Salesforce.com, Inc. | CRM | 79466L302 | 10-Jul-08 | 3 | M | Amend Omnibus Stock Plan | For | Against |
Salesforce.com, Inc. | CRM | 79466L302 | 10-Jul-08 | 4 | M | Amend Omnibus Stock Plan | For | For |
Activision Blizzard, Inc. | ATVI | 4930202 | 8-Jul-08 | 1 | M | Approve Merger Agreement | For | For |
Activision Blizzard, Inc. | ATVI | 4930202 | 8-Jul-08 | 2 | M | Change Company Name | For | For |
Activision Blizzard, Inc. | ATVI | 4930202 | 8-Jul-08 | 3 | M | Increase Authorized Common Stock | For | For |
Activision Blizzard, Inc. | ATVI | 4930202 | 8-Jul-08 | 4 | M | Eliminate Class of Preferred Stock | For | For |
Activision Blizzard, Inc. | ATVI | 4930202 | 8-Jul-08 | 5 | M | Amend Quorum Requirements | For | For |
Activision Blizzard, Inc. | ATVI | 4930202 | 8-Jul-08 | 6 | M | Adopt Supermajority Vote Requirement for Amendments | For | For |
Activision Blizzard, Inc. | ATVI | 4930202 | 8-Jul-08 | 7 | M | Prohibit Board to Amend Bylaws Without Shareholder Consent | For | For |
Activision Blizzard, Inc. | ATVI | 4930202 | 8-Jul-08 | 8 | M | Permit Directors Designated by Vivendi Certain Voting Powers | For | For |
Activision Blizzard, Inc. | ATVI | 4930202 | 8-Jul-08 | 9 | M | Amend Certificate of Incorporation to Limit Certain Business Activities | For | For |
Activision Blizzard, Inc. | ATVI | 4930202 | 8-Jul-08 | 10 | M | Amend Certificate of Incorporation to Establish Procedures Allocating Certain Corporate Opportunities | For | For |
Activision Blizzard, Inc. | ATVI | 4930202 | 8-Jul-08 | 11 | M | Amend Certificate of Incorporation to Require Vivendi or Activision Blizzard to Acquire all Outstanding Shares | For | For |
Activision Blizzard, Inc. | ATVI | 4930202 | 8-Jul-08 | 12 | M | Amend Certificate of Incorporation to Approve a Affiliate Transactions Provision | For | For |
Activision Blizzard, Inc. | ATVI | 4930202 | 8-Jul-08 | 13 | M | Amend Certificate of Incorporation to Restrict Business Combination Provision | For | For |
Activision Blizzard, Inc. | ATVI | 4930202 | 8-Jul-08 | 14 | M | Prohibit Board to Amend Bylaws Without Shareholder Consent | For | For |
Activision Blizzard, Inc. | ATVI | 4930202 | 8-Jul-08 | 15 | M | Adjourn Meeting | For | For |
Activision Blizzard, Inc. | ATVI | 00507V109 | 24-Sep-08 | 1.1 | M | Elect Director Philippe G. H. Capron | For | Withhold |
Activision Blizzard, Inc. | ATVI | 00507V109 | 24-Sep-08 | 1.2 | M | Elect Director Robert J. Corti | For | Withhold |
Activision Blizzard, Inc. | ATVI | 00507V109 | 24-Sep-08 | 1.3 | M | Elect Director Frederic R. Crepin | For | Withhold |
Activision Blizzard, Inc. | ATVI | 00507V109 | 24-Sep-08 | 1.4 | M | Elect Director Bruce L. Hack | For | Withhold |
Activision Blizzard, Inc. | ATVI | 00507V109 | 24-Sep-08 | 1.5 | M | Elect Director Brian G. Kelly | For | Withhold |
Activision Blizzard, Inc. | ATVI | 00507V109 | 24-Sep-08 | 1.6 | M | Elect Director Robert A. Kotick | For | Withhold |
Activision Blizzard, Inc. | ATVI | 00507V109 | 24-Sep-08 | 1.7 | M | Elect Director Jean-Bernard Levy | For | Withhold |
Activision Blizzard, Inc. | ATVI | 00507V109 | 24-Sep-08 | 1.8 | M | Elect Director Robert J. Morgado | For | Withhold |
Activision Blizzard, Inc. | ATVI | 00507V109 | 24-Sep-08 | 1.9 | M | Elect Director Douglas P. Morris | For | Withhold |
Activision Blizzard, Inc. | ATVI | 00507V109 | 24-Sep-08 | 1.1 | M | Elect Director Rene P. Penisson | For | Withhold |
Activision Blizzard, Inc. | ATVI | 00507V109 | 24-Sep-08 | 1.11 | M | Elect Director Richard Sarnoff | For | Withhold |
Activision Blizzard, Inc. | ATVI | 00507V109 | 24-Sep-08 | 2 | M | Approve Omnibus Stock Plan | For | For |
Activision Blizzard, Inc. | ATVI | 00507V109 | 24-Sep-08 | 3 | S | Adopt Policy and Report on Board Diversity | Against | Against |
Activision Blizzard, Inc. | ATVI | 00507V109 | 24-Sep-08 | 4 | S | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | For |
MOSAIC CO | MOS | 61945A107 | 9-Oct-08 | 1.1 | M | Elect Director David B. Mathis | For | For |
MOSAIC CO | MOS | 61945A107 | 9-Oct-08 | 1.2 | M | Elect Director James L. Popowich | For | For |
MOSAIC CO | MOS | 61945A107 | 9-Oct-08 | 1.3 | M | Elect Director James T. Prokopanko | For | Withhold |
MOSAIC CO | MOS | 61945A107 | 9-Oct-08 | 1.4 | M | Elect Director Steven M. Seibert | For | For |
MOSAIC CO | MOS | 61945A107 | 9-Oct-08 | 2 | M | Ratify Auditors | For | For |
Visa Inc. | V | 92826C839 | 14-Oct-08 | 1 | M | Amend Certificate of Incorporation to Declassify the Board of Directors and Eliminate Certain Provisions | For | For |
Visa Inc. | V | 92826C839 | 16-Dec-08 | 1 | M | Amend Certificate of Incorporation | For | For |
Milestone Funds | | 599354206 | 19-Dec-08 | 1 | M | Approve Investment Advisory Agreement | For | For |
Monsanto Co. | MON | 61166W101 | 14-Jan-09 | 1 | M | Elect Director Janice L. Fields | For | For |
Monsanto Co. | MON | 61166W101 | 14-Jan-09 | 2 | M | Elect Director Hugh Grant | For | For |
Monsanto Co. | MON | 61166W101 | 14-Jan-09 | 3 | M | Elect Director C. Steven McMillan | For | For |
Monsanto Co. | MON | 61166W101 | 14-Jan-09 | 4 | M | Elect Director Robert J. Stevens | For | For |
Monsanto Co. | MON | 61166W101 | 14-Jan-09 | 5 | M | Ratify Auditors | For | For |
Jacobs Engineering Group Inc. | JEC | 469814107 | 22-Jan-09 | 1 | M | Elect Director Joseph R. Bronson | For | For |
Jacobs Engineering Group Inc. | JEC | 469814107 | 22-Jan-09 | 2 | M | Elect Director Thomas M.T. Niles | For | For |
Jacobs Engineering Group Inc. | JEC | 469814107 | 22-Jan-09 | 3 | M | Elect Director Noel G. Watson | For | For |
Jacobs Engineering Group Inc. | JEC | 469814107 | 22-Jan-09 | 4 | M | Elect Director John F. Coyne | For | For |
Jacobs Engineering Group Inc. | JEC | 469814107 | 22-Jan-09 | 5 | M | Amend Qualified Employee Stock Purchase Plan | For | For |
Jacobs Engineering Group Inc. | JEC | 469814107 | 22-Jan-09 | 6 | M | Amend Omnibus Stock Plan | For | For |
Jacobs Engineering Group Inc. | JEC | 469814107 | 22-Jan-09 | 7 | M | Ratify Auditors | For | For |
Apple Inc. | AAPL | 37833100 | 25-Feb-09 | 1.1 | M | Elect Director William V. Campbell | For | Withhold |
Apple Inc. | AAPL | 37833100 | 25-Feb-09 | 1.2 | M | Elect Director Millard S. Drexler | For | Withhold |
Apple Inc. | AAPL | 37833100 | 25-Feb-09 | 1.3 | M | Elect Director Albert A. Gore, Jr. | For | Withhold |
Apple Inc. | AAPL | 37833100 | 25-Feb-09 | 1.4 | M | Elect Director Steven P. Jobs | For | For |
Apple Inc. | AAPL | 37833100 | 25-Feb-09 | 1.5 | M | Elect Director Andrea Jung | For | For |
Apple Inc. | AAPL | 37833100 | 25-Feb-09 | 1.6 | M | Elect Director A.D. Levinson | For | Withhold |
Apple Inc. | AAPL | 37833100 | 25-Feb-09 | 1.7 | M | Elect Director Eric E. Schmidt | For | For |
Apple Inc. | AAPL | 37833100 | 25-Feb-09 | 1.8 | M | Elect Director Jerome B. York | For | Withhold |
Apple Inc. | AAPL | 37833100 | 25-Feb-09 | 2 | S | Report on Political Contributions | Against | Against |
Apple Inc. | AAPL | 37833100 | 25-Feb-09 | 3 | S | Adopt Principles for Health Care Reform | Against | Against |
Apple Inc. | AAPL | 37833100 | 25-Feb-09 | 4 | S | Prepare Sustainability Report | Against | Against |
Apple Inc. | AAPL | 37833100 | 25-Feb-09 | 5 | S | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | For |
QUALCOMM Inc | QCOM | 747525103 | 3-Mar-09 | 1.1 | M | Elect Director Barbara T. Alexander | For | For |
QUALCOMM Inc | QCOM | 747525103 | 3-Mar-09 | 1.2 | M | Elect Director Stephen M. Bennett | For | For |
QUALCOMM Inc | QCOM | 747525103 | 3-Mar-09 | 1.3 | M | Elect Director Donald G. Cruickshank | For | For |
QUALCOMM Inc | QCOM | 747525103 | 3-Mar-09 | 1.4 | M | Elect Director Raymond V. Dittamore | For | For |
QUALCOMM Inc | QCOM | 747525103 | 3-Mar-09 | 1.5 | M | Elect Director Thomas W. Horton | For | For |
QUALCOMM Inc | QCOM | 747525103 | 3-Mar-09 | 1.6 | M | Elect Director Irwin Mark Jacobs | For | For |
QUALCOMM Inc | QCOM | 747525103 | 3-Mar-09 | 1.7 | M | Elect Director Paul E. Jacobs | For | For |
QUALCOMM Inc | QCOM | 747525103 | 3-Mar-09 | 1.8 | M | Elect Director Robert E. Kahn | For | For |
QUALCOMM Inc | QCOM | 747525103 | 3-Mar-09 | 1.9 | M | Elect Director Sherry Lansing | For | For |
QUALCOMM Inc | QCOM | 747525103 | 3-Mar-09 | 1.1 | M | Elect Director Duane A. Nelles | For | For |
QUALCOMM Inc | QCOM | 747525103 | 3-Mar-09 | 1.11 | M | Elect Director Marc I. Stern | For | For |
QUALCOMM Inc | QCOM | 747525103 | 3-Mar-09 | 1.12 | M | Elect Director Brent Scowcroft | For | For |
QUALCOMM Inc | QCOM | 747525103 | 3-Mar-09 | 2 | M | Ratify Auditors | For | For |
Hewlett-Packard Company | HPQ | 428236103 | 18-Mar-09 | 1 | M | Elect Director Lawrence T. Babbio, Jr. | For | Against |
Hewlett-Packard Company | HPQ | 428236103 | 18-Mar-09 | 2 | M | Elect Director Sari M. Baldauf | For | For |
Hewlett-Packard Company | HPQ | 428236103 | 18-Mar-09 | 3 | M | Elect Director Rajiv L. Gupta | For | Against |
Hewlett-Packard Company | HPQ | 428236103 | 18-Mar-09 | 4 | M | Elect Director John H. Hammergren | For | For |
Hewlett-Packard Company | HPQ | 428236103 | 18-Mar-09 | 5 | M | Elect Director Mark V. Hurd | For | For |
Hewlett-Packard Company | HPQ | 428236103 | 18-Mar-09 | 6 | M | Elect Director Joel Z. Hyatt | For | For |
Hewlett-Packard Company | HPQ | 428236103 | 18-Mar-09 | 7 | M | Elect Director John R. Joyce | For | For |
Hewlett-Packard Company | HPQ | 428236103 | 18-Mar-09 | 8 | M | Elect Director Robert L. Ryan | For | For |
Hewlett-Packard Company | HPQ | 428236103 | 18-Mar-09 | 9 | M | Elect Director Lucille S. Salhany | For | For |
Hewlett-Packard Company | HPQ | 428236103 | 18-Mar-09 | 10 | M | Elect Director G. Kennedy Thompson | For | For |
Hewlett-Packard Company | HPQ | 428236103 | 18-Mar-09 | 11 | M | Ratify Auditors | For | For |
Visa Inc. | V | 92826C839 | 21-Apr-09 | 1.1 | M | Elect Director Hani Al-Qadi | For | Against |
Visa Inc. | V | 92826C839 | 21-Apr-09 | 1.2 | M | Elect Director Charles T. Doyle | For | Against |
Visa Inc. | V | 92826C839 | 21-Apr-09 | 1.3 | M | Elect Director Peter Hawkins | For | Against |
Visa Inc. | V | 92826C839 | 21-Apr-09 | 1.4 | M | Elect Director David I. McKay | For | Against |
Visa Inc. | V | 92826C839 | 21-Apr-09 | 1.5 | M | Elect Director Charles W. Scharf | For | Against |
Visa Inc. | V | 92826C839 | 21-Apr-09 | 1.6 | M | Elect Director Segismundo Schulin-Zeuthen | For | Against |
Visa Inc. | V | 92826C839 | 21-Apr-09 | 2.1 | M | Elect Director Thomas J. Campbell | For | Against |
Visa Inc. | V | 92826C839 | 21-Apr-09 | 2.2 | M | Elect Director Gary P. Coughlan | For | For |
Visa Inc. | V | 92826C839 | 21-Apr-09 | 2.3 | M | Elect Director Mary B. Cranston | For | Against |
Visa Inc. | V | 92826C839 | 21-Apr-09 | 2.4 | M | Elect Director Francisco Javier Fernandez-Carbajal | For | For |
Visa Inc. | V | 92826C839 | 21-Apr-09 | 2.5 | M | Elect Director Suzanne Nora Johnson | For | Against |
Visa Inc. | V | 92826C839 | 21-Apr-09 | 2.6 | M | Elect Director Joseph. W. Saunders | For | Against |
Visa Inc. | V | 92826C839 | 21-Apr-09 | 3 | M | Ratify Auditors | For | For |
International Business Machines Corp. | IBM | 459200101 | 28-Apr-09 | 1.1 | M | Elect Director A. J. P. Belda | For | Against |
International Business Machines Corp. | IBM | 459200101 | 28-Apr-09 | 1.2 | M | Elect Director C. Black | For | Against |
International Business Machines Corp. | IBM | 459200101 | 28-Apr-09 | 1.3 | M | Elect Director W. R. Brody | For | For |
International Business Machines Corp. | IBM | 459200101 | 28-Apr-09 | 1.4 | M | Elect Director K. I. Chenault | For | For |
International Business Machines Corp. | IBM | 459200101 | 28-Apr-09 | 1.5 | M | Elect Director M. L. Eskew | For | Against |
International Business Machines Corp. | IBM | 459200101 | 28-Apr-09 | 1.6 | M | Elect Director S. A. Jackson | For | Against |
International Business Machines Corp. | IBM | 459200101 | 28-Apr-09 | 1.7 | M | Elect Director T. Nishimuro | For | Against |
International Business Machines Corp. | IBM | 459200101 | 28-Apr-09 | 1.8 | M | Elect Director J. W. Owens | For | For |
International Business Machines Corp. | IBM | 459200101 | 28-Apr-09 | 1.9 | M | Elect Director S. J. Palmisano | For | For |
International Business Machines Corp. | IBM | 459200101 | 28-Apr-09 | 1.1 | M | Elect Director J. E. Spero | For | For |
International Business Machines Corp. | IBM | 459200101 | 28-Apr-09 | 1.11 | M | Elect Director S. Taurel | For | For |
International Business Machines Corp. | IBM | 459200101 | 28-Apr-09 | 1.12 | M | Elect Director L. H. Zambrano | For | Against |
International Business Machines Corp. | IBM | 459200101 | 28-Apr-09 | 2 | M | Ratify Auditors | For | For |
International Business Machines Corp. | IBM | 459200101 | 28-Apr-09 | 3 | M | Approve Executive Incentive Bonus Plan | For | For |
International Business Machines Corp. | IBM | 459200101 | 28-Apr-09 | 4 | S | Provide for Cumulative Voting | Against | For |
International Business Machines Corp. | IBM | 459200101 | 28-Apr-09 | 5 | S | Review Executive Compensation | Against | For |
International Business Machines Corp. | IBM | 459200101 | 28-Apr-09 | 6 | S | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | For |
ITT Educational Services, Inc. | ESI | 45068B109 | 5-May-09 | 1.1 | M | Elect Director Joanna T. Lau | For | For |
ITT Educational Services, Inc. | ESI | 45068B109 | 5-May-09 | 1.2 | M | Elect Director Samuel L. Odle | For | For |
ITT Educational Services, Inc. | ESI | 45068B109 | 5-May-09 | 1.3 | M | Elect Director John A. Yena | For | For |
ITT Educational Services, Inc. | ESI | 45068B109 | 5-May-09 | 2 | M | Ratify Auditors | For | For |
Gilead Sciences, Inc. | GILD | 375558103 | 6-May-09 | 1.1 | M | Elect Director Paul Berg | For | For |
Gilead Sciences, Inc. | GILD | 375558103 | 6-May-09 | 1.2 | M | Elect Director John F. Cogan | For | For |
Gilead Sciences, Inc. | GILD | 375558103 | 6-May-09 | 1.3 | M | Elect Director Etienne F. Davignon | For | For |
Gilead Sciences, Inc. | GILD | 375558103 | 6-May-09 | 1.4 | M | Elect Director James M. Denny | For | For |
Gilead Sciences, Inc. | GILD | 375558103 | 6-May-09 | 1.5 | M | Elect Director Carla A. Hills | For | For |
Gilead Sciences, Inc. | GILD | 375558103 | 6-May-09 | 1.6 | M | Elect Director John W. Madigan | For | For |
Gilead Sciences, Inc. | GILD | 375558103 | 6-May-09 | 1.7 | M | Elect Director John C. Martin | For | For |
Gilead Sciences, Inc. | GILD | 375558103 | 6-May-09 | 1.8 | M | Elect Director Gordon E. Moore | For | For |
Gilead Sciences, Inc. | GILD | 375558103 | 6-May-09 | 1.9 | M | Elect Director Nicholas G. Moore | For | For |
Gilead Sciences, Inc. | GILD | 375558103 | 6-May-09 | 1.1 | M | Elect Director Richard J. Whitley | For | For |
Gilead Sciences, Inc. | GILD | 375558103 | 6-May-09 | 1.11 | M | Elect Director Gayle E. Wilson | For | For |
Gilead Sciences, Inc. | GILD | 375558103 | 6-May-09 | 2 | M | Ratify Auditors | For | For |
Gilead Sciences, Inc. | GILD | 375558103 | 6-May-09 | 3 | M | Amend Omnibus Stock Plan | For | Against |
Lockheed Martin Corp. | LMT | 539830109 | 23-Apr-09 | 1.1 | M | Elect Director E. C. "Pete" Aldrige, Jr. | For | For |
Lockheed Martin Corp. | LMT | 539830109 | 23-Apr-09 | 1.2 | M | Elect Director Nolan D. Archibald | For | Against |
Lockheed Martin Corp. | LMT | 539830109 | 23-Apr-09 | 1.3 | M | Elect Director David B. Burritt | For | For |
Lockheed Martin Corp. | LMT | 539830109 | 23-Apr-09 | 1.4 | M | Elect Director James O. Ellis, Jr. | For | For |
Lockheed Martin Corp. | LMT | 539830109 | 23-Apr-09 | 1.5 | M | Elect Director Gwendolyn S. King | For | For |
Lockheed Martin Corp. | LMT | 539830109 | 23-Apr-09 | 1.6 | M | Elect Director James M. Loy | For | For |
Lockheed Martin Corp. | LMT | 539830109 | 23-Apr-09 | 1.7 | M | Elect Director Douglas H. McCorkindale | For | For |
Lockheed Martin Corp. | LMT | 539830109 | 23-Apr-09 | 1.8 | M | Elect Director Joseph W. Ralston | For | For |
Lockheed Martin Corp. | LMT | 539830109 | 23-Apr-09 | 1.9 | M | Elect Director Frank Savage | For | For |
Lockheed Martin Corp. | LMT | 539830109 | 23-Apr-09 | 1.1 | M | Elect Director James Schneider | For | For |
Lockheed Martin Corp. | LMT | 539830109 | 23-Apr-09 | 1.11 | M | Elect Director Anne Stevens | For | For |
Lockheed Martin Corp. | LMT | 539830109 | 23-Apr-09 | 1.12 | M | Elect Director Robert J. Stevens | For | For |
Lockheed Martin Corp. | LMT | 539830109 | 23-Apr-09 | 1.13 | M | Elect Director James R. Ukropina | For | Against |
Lockheed Martin Corp. | LMT | 539830109 | 23-Apr-09 | 2 | M | Ratify Auditors | For | For |
Lockheed Martin Corp. | LMT | 539830109 | 23-Apr-09 | 3 | M | Reduce Supermajority Vote Requirement | For | For |
Lockheed Martin Corp. | LMT | 539830109 | 23-Apr-09 | 4 | S | Report on Space-based Weapons Program | Against | Against |
Lockheed Martin Corp. | LMT | 539830109 | 23-Apr-09 | 5 | S | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Against | For |
Lockheed Martin Corp. | LMT | 539830109 | 23-Apr-09 | 6 | S | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | For |
Google Inc | GOOG | 38259P508 | 7-May-09 | 1.1 | M | Elect Director Eric Schmidt | For | Withhold |
Google Inc | GOOG | 38259P508 | 7-May-09 | 1.2 | M | Elect Director Sergey Brin | For | Withhold |
Google Inc | GOOG | 38259P508 | 7-May-09 | 1.3 | M | Elect Director Larry Page | For | Withhold |
Google Inc | GOOG | 38259P508 | 7-May-09 | 1.4 | M | Elect Director L. John Doerr | For | For |
Google Inc | GOOG | 38259P508 | 7-May-09 | 1.5 | M | Elect Director John L. Hennessy | For | Withhold |
Google Inc | GOOG | 38259P508 | 7-May-09 | 1.6 | M | Elect Director Arthur D. Levinson | For | Withhold |
Google Inc | GOOG | 38259P508 | 7-May-09 | 1.7 | M | Elect Director Ann Mather | For | For |
Google Inc | GOOG | 38259P508 | 7-May-09 | 1.8 | M | Elect Director Paul S. Otellini | For | Withhold |
Google Inc | GOOG | 38259P508 | 7-May-09 | 1.9 | M | Elect Director K. Ram Shriram | For | For |
Google Inc | GOOG | 38259P508 | 7-May-09 | 1.1 | M | Elect Director Shirley M. Tilghman | For | Withhold |
Google Inc | GOOG | 38259P508 | 7-May-09 | 2 | M | Ratify Auditors | For | For |
Google Inc | GOOG | 38259P508 | 7-May-09 | 3 | M | Amend Omnibus Stock Plan | For | Against |
Google Inc | GOOG | 38259P508 | 7-May-09 | 4 | S | Report on Political Contributions | For | Against |
Google Inc | GOOG | 38259P508 | 7-May-09 | 5 | S | Adopt Policies to Protect Freedom of Access to the Internet | Against | Against |
Google Inc | GOOG | 38259P508 | 7-May-09 | 6 | S | Adopt Principles for Health Care Reform | Against | Against |
McAfee, Inc. | MFE | 579064106 | 27-Apr-09 | 1.1 | M | Elect Director Leslie G. Denend | For | Against |
McAfee, Inc. | MFE | 579064106 | 27-Apr-09 | 1.2 | M | Elect Director David G. DeWalt | For | For |
McAfee, Inc. | MFE | 579064106 | 27-Apr-09 | 1.3 | M | Elect Director Charles J. Robel | For | Against |
McAfee, Inc. | MFE | 579064106 | 27-Apr-09 | 2 | M | Declassify the Board of Directors | For | For |
McAfee, Inc. | MFE | 579064106 | 27-Apr-09 | 3 | M | Amend Omnibus Stock Plan | For | For |
McAfee, Inc. | MFE | 579064106 | 27-Apr-09 | 4 | M | Amend Qualified Employee Stock Purchase Plan | For | For |
McAfee, Inc. | MFE | 579064106 | 27-Apr-09 | 5 | M | Amend Non-Employee Director Omnibus Stock Plan | For | Against |
McAfee, Inc. | MFE | 579064106 | 27-Apr-09 | 6 | M | Ratify Auditors | For | For |
Broadcom Corp. | BRCM | 111320107 | 14-May-09 | 1.1 | M | Elect Director George L. Farinsky | For | For |
Broadcom Corp. | BRCM | 111320107 | 14-May-09 | 1.2 | M | Elect Director Nancy H. Handel | For | For |
Broadcom Corp. | BRCM | 111320107 | 14-May-09 | 1.3 | M | Elect Director Eddy W. Hartenstein | For | Withhold |
Broadcom Corp. | BRCM | 111320107 | 14-May-09 | 1.4 | M | Elect Director John Major | For | Withhold |
Broadcom Corp. | BRCM | 111320107 | 14-May-09 | 1.5 | M | Elect Director Scott A. McGregor | For | For |
Broadcom Corp. | BRCM | 111320107 | 14-May-09 | 1.6 | M | Elect Director William T. Morrow | For | For |
Broadcom Corp. | BRCM | 111320107 | 14-May-09 | 1.7 | M | Elect Director Robert E. Switz | For | For |
Broadcom Corp. | BRCM | 111320107 | 14-May-09 | 2 | M | Ratify Auditors | For | For |
Southwestern Energy Co. | SWN | 845467109 | 19-May-09 | 1.1 | M | Elect Director Lewis E. Epley, Jr. | For | Withhold |
Southwestern Energy Co. | SWN | 845467109 | 19-May-09 | 1.2 | M | Elect Director Robert L. Howard | For | Withhold |
Southwestern Energy Co. | SWN | 845467109 | 19-May-09 | 1.3 | M | Elect Director Harold M. Korell | For | Withhold |
Southwestern Energy Co. | SWN | 845467109 | 19-May-09 | 1.4 | M | Elect Director Vello A. Kuuskraa | For | Withhold |
Southwestern Energy Co. | SWN | 845467109 | 19-May-09 | 1.5 | M | Elect Director Kenneth R. Mourton | For | Withhold |
Southwestern Energy Co. | SWN | 845467109 | 19-May-09 | 1.6 | M | Elect Director Charles E. Scharlau | For | Withhold |
Southwestern Energy Co. | SWN | 845467109 | 19-May-09 | 2 | M | Ratify Auditors | For | For |
C.H. Robinson Worldwide, Inc. | CHRW | 12541W209 | 14-May-09 | 1 | M | Elect Director James B. Stake | For | For |
C.H. Robinson Worldwide, Inc. | CHRW | 12541W209 | 14-May-09 | 2 | M | Elect Director John P. Wiehoff | For | For |
C.H. Robinson Worldwide, Inc. | CHRW | 12541W209 | 14-May-09 | 3 | M | Approve Increase in Size of Board | For | For |
C.H. Robinson Worldwide, Inc. | CHRW | 12541W209 | 14-May-09 | 4 | M | Ratify Auditors | For | For |
Range Resources Corporation | RRC | 75281A109 | 20-May-09 | 1.1 | M | Elect Director Charles L. Blackburn | For | For |
Range Resources Corporation | RRC | 75281A109 | 20-May-09 | 1.2 | M | Elect Director Anthony V. Dub | For | For |
Range Resources Corporation | RRC | 75281A109 | 20-May-09 | 1.3 | M | Elect Director V. Richard Eales | For | For |
Range Resources Corporation | RRC | 75281A109 | 20-May-09 | 1.4 | M | Elect Director Allen Finkelson | For | For |
Range Resources Corporation | RRC | 75281A109 | 20-May-09 | 1.5 | M | Elect Director James M. Funk | For | For |
Range Resources Corporation | RRC | 75281A109 | 20-May-09 | 1.6 | M | Elect Director Jonathan S. Linker | For | For |
Range Resources Corporation | RRC | 75281A109 | 20-May-09 | 1.7 | M | Elect Director Kevin S. McCarthy | For | For |
Range Resources Corporation | RRC | 75281A109 | 20-May-09 | 1.8 | M | Elect Director John H. Pinkerton | For | For |
Range Resources Corporation | RRC | 75281A109 | 20-May-09 | 1.9 | M | Elect Director Jeffrey L. Ventura | For | For |
Range Resources Corporation | RRC | 75281A109 | 20-May-09 | 2 | M | Amend Omnibus Stock Plan | For | Against |
Range Resources Corporation | RRC | 75281A109 | 20-May-09 | 3 | M | Ratify Auditors | For | For |
Range Resources Corporation | RRC | 75281A109 | 20-May-09 | 4 | M | Other Business | For | Against |
The Goldman Sachs Group, Inc. | GS | 38141G104 | 8-May-09 | 1 | M | Elect Director Lloyd C. Blankfein | For | For |
The Goldman Sachs Group, Inc. | GS | 38141G104 | 8-May-09 | 2 | M | Elect Director John H. Bryan | For | Against |
The Goldman Sachs Group, Inc. | GS | 38141G104 | 8-May-09 | 3 | M | Elect Director Gary D. Cohn | For | For |
The Goldman Sachs Group, Inc. | GS | 38141G104 | 8-May-09 | 4 | M | Elect Director Claes Dahlback | For | For |
The Goldman Sachs Group, Inc. | GS | 38141G104 | 8-May-09 | 5 | M | Elect Director Stephen Friedman | For | For |
The Goldman Sachs Group, Inc. | GS | 38141G104 | 8-May-09 | 6 | M | Elect Director William W. George | For | For |
The Goldman Sachs Group, Inc. | GS | 38141G104 | 8-May-09 | 7 | M | Elect Director Rajat K. Gupta | For | For |
The Goldman Sachs Group, Inc. | GS | 38141G104 | 8-May-09 | 8 | M | Elect Director James A. Johnson | For | For |
The Goldman Sachs Group, Inc. | GS | 38141G104 | 8-May-09 | 9 | M | Elect Director Lois D. Juliber | For | For |
The Goldman Sachs Group, Inc. | GS | 38141G104 | 8-May-09 | 10 | M | Elect Director Lakshmi N. Mittal | For | Against |
The Goldman Sachs Group, Inc. | GS | 38141G104 | 8-May-09 | 11 | M | Elect Director James J. Schiro | For | For |
The Goldman Sachs Group, Inc. | GS | 38141G104 | 8-May-09 | 12 | M | Elect Director Ruth J. Simmons | For | For |
The Goldman Sachs Group, Inc. | GS | 38141G104 | 8-May-09 | 13 | M | Ratify Auditors | For | For |
The Goldman Sachs Group, Inc. | GS | 38141G104 | 8-May-09 | 14 | M | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
The Goldman Sachs Group, Inc. | GS | 38141G104 | 8-May-09 | 15 | S | Provide for Cumulative Voting | Against | For |
The Goldman Sachs Group, Inc. | GS | 38141G104 | 8-May-09 | 16 | S | Reduce Supermajority Vote Requirement | Against | For |
The Goldman Sachs Group, Inc. | GS | 38141G104 | 8-May-09 | 17 | S | Amend By-Laws to Establish Board U.S. Economic Security Committee | Against | Against |
The Goldman Sachs Group, Inc. | GS | 38141G104 | 8-May-09 | 18 | S | Report on Political Contributions | Against | Against |
Juniper Networks, Inc. | JNPR | 48203R104 | 28-May-09 | 1.1 | M | Elect Director Scott Kriens | For | For |
Juniper Networks, Inc. | JNPR | 48203R104 | 28-May-09 | 1.2 | M | Elect Director Stratton Sclavos | For | For |
Juniper Networks, Inc. | JNPR | 48203R104 | 28-May-09 | 1.3 | M | Elect Director William R. Stensrud | For | For |
Juniper Networks, Inc. | JNPR | 48203R104 | 28-May-09 | 2 | M | Amend Omnibus Stock Plan | For | For |
Juniper Networks, Inc. | JNPR | 48203R104 | 28-May-09 | 3 | M | Ratify Auditors | For | For |
McDonald's Corp. | MCD | 580135101 | 27-May-09 | 1 | M | Elect Director Robert A. Eckert | For | For |
McDonald's Corp. | MCD | 580135101 | 27-May-09 | 2 | M | Elect Director Enrique Hernandez, Jr. | For | For |
McDonald's Corp. | MCD | 580135101 | 27-May-09 | 3 | M | Elect Director Jeanne P. Jackson | For | For |
McDonald's Corp. | MCD | 580135101 | 27-May-09 | 4 | M | Elect Director Andrew J. McKenna | For | For |
McDonald's Corp. | MCD | 580135101 | 27-May-09 | 5 | M | Ratify Auditors | For | For |
McDonald's Corp. | MCD | 580135101 | 27-May-09 | 6 | M | Amend Omnibus Stock Plan | For | For |
McDonald's Corp. | MCD | 580135101 | 27-May-09 | 7 | M | Approve Executive Incentive Bonus Plan | For | For |
McDonald's Corp. | MCD | 580135101 | 27-May-09 | 8 | S | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | For |
McDonald's Corp. | MCD | 580135101 | 27-May-09 | 9 | S | Phase out Sales of Eggs from Battery Cage Hens | Against | Against |
Amazon.com, Inc. | AMZN | 23135106 | 28-May-09 | 1 | M | Elect Director Jeffrey P. Bezos | For | For |
Amazon.com, Inc. | AMZN | 23135106 | 28-May-09 | 2 | M | Elect Director Tom A. Alberg | For | For |
Amazon.com, Inc. | AMZN | 23135106 | 28-May-09 | 3 | M | Elect Director John Seely Brown | For | Against |
Amazon.com, Inc. | AMZN | 23135106 | 28-May-09 | 4 | M | Elect Director L. John Doerr | For | Against |
Amazon.com, Inc. | AMZN | 23135106 | 28-May-09 | 5 | M | Elect Director William B. Gordon | For | For |
Amazon.com, Inc. | AMZN | 23135106 | 28-May-09 | 6 | M | Elect Director Alain Monie | For | For |
Amazon.com, Inc. | AMZN | 23135106 | 28-May-09 | 7 | M | Elect Director Thomas O. Ryder | For | Against |
Amazon.com, Inc. | AMZN | 23135106 | 28-May-09 | 8 | M | Elect Director Patricia Q. Stonesifer | For | For |
Amazon.com, Inc. | AMZN | 23135106 | 28-May-09 | 9 | M | Ratify Auditors | For | For |
Fidelity National Financial, Inc. | FNF | 31620R105 | 28-May-09 | 1.1 | M | Elect Director Frank P. Willey | For | For |
Fidelity National Financial, Inc. | FNF | 31620R105 | 28-May-09 | 1.2 | M | Elect Director Willie D. Davis | For | For |
Fidelity National Financial, Inc. | FNF | 31620R105 | 28-May-09 | 2 | M | Ratify Auditors | For | For |
FIRST SOLAR INC | FSLR | 336433107 | 4-Jun-09 | 1.1 | M | Elect Director Michael J. Ahearn | For | For |
FIRST SOLAR INC | FSLR | 336433107 | 4-Jun-09 | 1.2 | M | Elect Director Craig Kennedy | For | Withhold |
FIRST SOLAR INC | FSLR | 336433107 | 4-Jun-09 | 1.3 | M | Elect Director James F. Nolan | For | Withhold |
FIRST SOLAR INC | FSLR | 336433107 | 4-Jun-09 | 1.4 | M | Elect Director J. Thomas Presby | For | Withhold |
FIRST SOLAR INC | FSLR | 336433107 | 4-Jun-09 | 1.5 | M | Elect Director Paul H. Stebbins | For | Withhold |
FIRST SOLAR INC | FSLR | 336433107 | 4-Jun-09 | 1.6 | M | Elect Director Michael Sweeney | For | Withhold |
FIRST SOLAR INC | FSLR | 336433107 | 4-Jun-09 | 1.7 | M | Elect Director Jose H. Villarreal | For | Withhold |
FIRST SOLAR INC | FSLR | 336433107 | 4-Jun-09 | 2 | M | Ratify Auditors | For | For |
MasterCard Incorporated | MA | 57636Q104 | 9-Jun-09 | 1.1 | M | Elect Director Richard Haythornthwaite | For | For |
MasterCard Incorporated | MA | 57636Q104 | 9-Jun-09 | 1.2 | M | Elect Director David R. Carlucci | For | For |
MasterCard Incorporated | MA | 57636Q104 | 9-Jun-09 | 1.3 | M | Elect Director Robert W. Selander | For | For |
MasterCard Incorporated | MA | 57636Q104 | 9-Jun-09 | 2 | M | Amend Certificate of Incorporation to Increase Size of Board and Amend Director Qualifications | For | For |
MasterCard Incorporated | MA | 57636Q104 | 9-Jun-09 | 3 | M | Ratify Auditors | For | For |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | 11-Jun-09 | 1.1 | M | Elect Director Richard C. Adkerson | For | Withhold |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | 11-Jun-09 | 1.2 | M | Elect Director Robert J. Allison, Jr. | For | For |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | 11-Jun-09 | 1.3 | M | Elect Director Robert A. Day | For | For |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | 11-Jun-09 | 1.4 | M | Elect Director Gerald J. Ford | For | For |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | 11-Jun-09 | 1.5 | M | Elect Director H. Devon Graham, Jr. | For | For |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | 11-Jun-09 | 1.6 | M | Elect Director J. Bennett Johnston | For | Withhold |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | 11-Jun-09 | 1.7 | M | Elect Director Charles C. Krulak | For | For |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | 11-Jun-09 | 1.8 | M | Elect Director Bobby Lee Lackey | For | For |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | 11-Jun-09 | 1.9 | M | Elect Director Jon C. Madonna | For | For |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | 11-Jun-09 | 1.1 | M | Elect Director Dustan E. McCoy | For | For |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | 11-Jun-09 | 1.11 | M | Elect Director Gabrielle K. McDonald | For | Withhold |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | 11-Jun-09 | 1.12 | M | Elect Director James R. Moffett | For | Withhold |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | 11-Jun-09 | 1.13 | M | Elect Director B.M. Rankin, Jr. | For | Withhold |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | 11-Jun-09 | 1.14 | M | Elect Director J. Stapleton Roy | For | Withhold |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | 11-Jun-09 | 1.15 | M | Elect Director Stephen H. Siegele | For | For |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | 11-Jun-09 | 1.16 | M | Elect Director J. Taylor Wharton | For | Withhold |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | 11-Jun-09 | 2 | M | Ratify Auditors | For | For |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | 11-Jun-09 | 3 | M | Approve Executive Incentive Bonus Plan | For | For |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | 11-Jun-09 | 4 | S | Request Director Nominee Environmental Qualifications | Against | Against |
Best Buy Co., Inc. | BBY | 86516101 | 24-Jun-09 | 1.1 | M | Elect Director Ronald James | For | For |
Best Buy Co., Inc. | BBY | 86516101 | 24-Jun-09 | 1.2 | M | Elect Director Elliot S. Kaplan | For | For |
Best Buy Co., Inc. | BBY | 86516101 | 24-Jun-09 | 1.3 | M | Elect Director Sanjay Khosla | For | For |
Best Buy Co., Inc. | BBY | 86516101 | 24-Jun-09 | 1.4 | M | Elect Director George L. Mikan III | For | For |
Best Buy Co., Inc. | BBY | 86516101 | 24-Jun-09 | 1.5 | M | Elect Director Matthew H. Paull | For | For |
Best Buy Co., Inc. | BBY | 86516101 | 24-Jun-09 | 1.6 | M | Elect Director Richard M. Schulze | For | For |
Best Buy Co., Inc. | BBY | 86516101 | 24-Jun-09 | 1.7 | M | Elect Director Hatim A. Tyabji | For | For |
Best Buy Co., Inc. | BBY | 86516101 | 24-Jun-09 | 1.8 | M | Elect Director Gérard R. Vittecoq | For | For |
Best Buy Co., Inc. | BBY | 86516101 | 24-Jun-09 | 2 | M | Ratify Auditors | For | For |
Best Buy Co., Inc. | BBY | 86516101 | 24-Jun-09 | 3 | M | Amend Omnibus Stock Plan | For | For |
Best Buy Co., Inc. | BBY | 86516101 | 24-Jun-09 | 4 | M | Reduce Supermajority Vote Requirement | For | For |
Best Buy Co., Inc. | BBY | 86516101 | 24-Jun-09 | 5 | M | Reduce Supermajority Vote Requirement | For | For |
Best Buy Co., Inc. | BBY | 86516101 | 24-Jun-09 | 6 | M | Reduce Supermajority Vote Requirement | For | For |
Best Buy Co., Inc. | BBY | 86516101 | 24-Jun-09 | 7 | M | Reduce Supermajority Vote Requirement | For | For |
Best Buy Co., Inc. | BBY | 86516101 | 24-Jun-09 | 8 | M | Reduce Supermajority Vote Requirement | For | For |
Best Buy Co., Inc. | BBY | 86516101 | 24-Jun-09 | 9 | M | Reduce Supermajority Vote Requirement | For | For |
| | | | | | | | | | |
The Saratoga Advantage Trust Exhibit 1, G- Health & Biotechnology Portfolio | | | | | | |
ICA File No.: 811-08542 | | | | | | | | | |
Reporting Period: July 1, 2008 through June 30, 2009 | | | | | | | | |
| | | | | | | | | | |
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS |
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management |
1 | Medtronic, Inc. | MDT | 585055106 | 8/21/2008 | 1.1 | Elect Director Victor J. Dzau | M | YES | For | For |
2 | Medtronic, Inc. | MDT | 585055106 | 8/21/2008 | 1.2 | Elect Director William A. Hawkins | M | YES | For | For |
3 | Medtronic, Inc. | MDT | 585055106 | 8/21/2008 | 1.3 | Elect Director Shirley A. Jackson | M | YES | For | For |
4 | Medtronic, Inc. | MDT | 585055106 | 8/21/2008 | 1.4 | Elect Director Denise M. O'Leary | M | YES | For | For |
5 | Medtronic, Inc. | MDT | 585055106 | 8/21/2008 | 1.5 | Elect Director Jean-Pierre Rosso | M | YES | For | For |
6 | Medtronic, Inc. | MDT | 585055106 | 8/21/2008 | 1.6 | Elect Director Jack W. Schuler | M | YES | For | For |
7 | Medtronic, Inc. | MDT | 585055106 | 8/21/2008 | 2 | Ratify Auditors | M | YES | For | For |
8 | Medtronic, Inc. | MDT | 585055106 | 8/21/2008 | 3 | Approve Omnibus Stock Plan | M | YES | For | For |
9 | Teva Pharmaceutical Industries Ltd. | TEVA | 881624209 | 9/25/2008 | 1 | Elect Joseph (Yosi) Nitzani as External Director | M | YES | For | For |
10 | Techne Corp. | TECH | 878377100 | 10/23/2008 | 1.1 | Elect Director Thomas E. Oland | M | YES | For | For |
11 | Techne Corp. | TECH | 878377100 | 10/23/2008 | 1.2 | Elect Director Roger C. Lucas | M | YES | For | For |
12 | Techne Corp. | TECH | 878377100 | 10/23/2008 | 1.3 | Elect Director Howard V. O'Connell | M | YES | For | For |
13 | Techne Corp. | TECH | 878377100 | 10/23/2008 | 1.4 | Elect Director G. Arthur Herbert | M | YES | For | For |
14 | Techne Corp. | TECH | 878377100 | 10/23/2008 | 1.5 | Elect Director R.C. Steer | M | YES | For | For |
15 | Techne Corp. | TECH | 878377100 | 10/23/2008 | 1.6 | Elect Director Robert V. Baumgartner | M | YES | For | For |
16 | Techne Corp. | TECH | 878377100 | 10/23/2008 | 1.7 | Elect Director C.A. Dinarello | M | YES | For | For |
17 | Techne Corp. | TECH | 878377100 | 10/23/2008 | 1.8 | Elect Director K.A. Holbrook | M | YES | For | For |
18 | Techne Corp. | TECH | 878377100 | 10/23/2008 | 2 | Fix Number of Directors | M | YES | For | For |
19 | Cardinal Health, Inc. | CAH | 14149Y108 | 11/5/2008 | 1.1 | Elect Director Colleen F. Arnold | M | YES | For | For |
20 | Cardinal Health, Inc. | CAH | 14149Y108 | 11/5/2008 | 1.2 | Elect Director R. Kerry Clark | M | YES | For | For |
21 | Cardinal Health, Inc. | CAH | 14149Y108 | 11/5/2008 | 1.3 | Elect Director Calvin Darden | M | YES | For | For |
22 | Cardinal Health, Inc. | CAH | 14149Y108 | 11/5/2008 | 1.4 | Elect Director John F. Finn | M | YES | For | For |
23 | Cardinal Health, Inc. | CAH | 14149Y108 | 11/5/2008 | 1.5 | Elect Director Philip L. Francis | M | YES | For | For |
24 | Cardinal Health, Inc. | CAH | 14149Y108 | 11/5/2008 | 1.6 | Elect Director Gregory B. Kenny | M | YES | For | For |
25 | Cardinal Health, Inc. | CAH | 14149Y108 | 11/5/2008 | 1.7 | Elect Director J. Michael Losh | M | YES | For | For |
26 | Cardinal Health, Inc. | CAH | 14149Y108 | 11/5/2008 | 1.8 | Elect Director John B. McCoy | M | YES | For | For |
27 | Cardinal Health, Inc. | CAH | 14149Y108 | 11/5/2008 | 1.9 | Elect Director Richard C. Notebaert | M | YES | For | For |
28 | Cardinal Health, Inc. | CAH | 14149Y108 | 11/5/2008 | 1.1 | Elect Director Michael D. O'Halleran | M | YES | For | For |
29 | Cardinal Health, Inc. | CAH | 14149Y108 | 11/5/2008 | 1.11 | Elect Director David W. Raisbeck | M | YES | For | For |
30 | Cardinal Health, Inc. | CAH | 14149Y108 | 11/5/2008 | 1.12 | Elect Director Jean G. Spaulding | M | YES | For | For |
31 | Cardinal Health, Inc. | CAH | 14149Y108 | 11/5/2008 | 2 | Ratify Auditors | M | YES | For | For |
32 | Cardinal Health, Inc. | CAH | 14149Y108 | 11/5/2008 | 3 | Adopt Majority Voting for Uncontested Election of Directors | M | YES | For | For |
33 | Cardinal Health, Inc. | CAH | 14149Y108 | 11/5/2008 | 4 | Eliminate Cumulative Voting | M | YES | For | For |
34 | Cardinal Health, Inc. | CAH | 14149Y108 | 11/5/2008 | 5 | Require Advance Notice for Shareholder Proposals/Nominations | M | YES | For | For |
35 | Cardinal Health, Inc. | CAH | 14149Y108 | 11/5/2008 | 6 | Amend Articles of Incorporation to State that Common Shares Have No Stated Capital | M | YES | For | For |
36 | Cardinal Health, Inc. | CAH | 14149Y108 | 11/5/2008 | 7 | Amend Omnibus Stock Plan | M | YES | For | For |
37 | Cardinal Health, Inc. | CAH | 14149Y108 | 11/5/2008 | 8 | Amend Qualified Employee Stock Purchase Plan | M | YES | For | For |
38 | Cardinal Health, Inc. | CAH | 14149Y108 | 11/5/2008 | 9 | Performance-Based and/or Time-Based Equity Awards | S | YES | For | Against |
39 | AmerisourceBergen Corp | ABC | 03073E105 | 2/19/2009 | 1 | Elect Director Richard C. Gozon | M | YES | For | For |
40 | AmerisourceBergen Corp | ABC | 03073E105 | 2/19/2009 | 2 | Elect Director Michael J. Long | M | YES | For | For |
41 | AmerisourceBergen Corp | ABC | 03073E105 | 2/19/2009 | 3 | Elect Director J. Lawrence Wilson | M | YES | For | For |
42 | AmerisourceBergen Corp | ABC | 03073E105 | 2/19/2009 | 4 | Ratify Auditors | M | YES | For | For |
43 | AmerisourceBergen Corp | ABC | 03073E105 | 2/19/2009 | 5 | Amend Omnibus Stock Plan | M | YES | For | For |
44 | AmerisourceBergen Corp | ABC | 03073E105 | 2/19/2009 | 6 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | S | YES | For | Against |
45 | Covidien plc | COV | G2552X108 | 3/18/2009 | 1a | Elect Craig Arnold as Director | M | YES | For | For |
46 | Covidien plc | COV | G2552X108 | 3/18/2009 | 1b | Elect Robert H. Brust as Director | M | YES | For | For |
47 | Covidien plc | COV | G2552X108 | 3/18/2009 | 1c | Elect John M. Connors, Jr. as Director | M | YES | For | For |
48 | Covidien plc | COV | G2552X108 | 3/18/2009 | 1d | Elect Christopher J. Coughlin as Director | M | YES | For | For |
49 | Covidien plc | COV | G2552X108 | 3/18/2009 | 1e | Elect Timothy M. Donahue as Director | M | YES | For | For |
50 | Covidien plc | COV | G2552X108 | 3/18/2009 | 1f | Elect Kathy J. Herbert as Director | M | YES | For | For |
51 | Covidien plc | COV | G2552X108 | 3/18/2009 | 1g | Elect Randall J. Hogan, III as Director | M | YES | For | For |
52 | Covidien plc | COV | G2552X108 | 3/18/2009 | 1h | Elect Richard J. Meelia as Director | M | YES | For | For |
53 | Covidien plc | COV | G2552X108 | 3/18/2009 | 1i | Elect Dennis H. Reilley as Director | M | YES | For | For |
54 | Covidien plc | COV | G2552X108 | 3/18/2009 | 1j | Elect Tadataka Yamada as Director | M | YES | For | For |
55 | Covidien plc | COV | G2552X108 | 3/18/2009 | 1k | Elect Joseph A. Zaccagnino as Director | M | YES | For | For |
56 | Covidien plc | COV | G2552X108 | 3/18/2009 | 2 | Approve Amended and Restated 2007 Stock and Incentive Plan | M | YES | For | For |
57 | Covidien plc | COV | G2552X108 | 3/18/2009 | 3 | Approve Auditors and Authorize Board to Fix Their Remuneration | M | YES | For | For |
58 | Sanofi Aventis | SNY | 80105N105 | 4/17/2009 | 1 | Approve Financial Statements and Statutory Reports | M | YES | For | For |
59 | Sanofi Aventis | SNY | 80105N105 | 4/17/2009 | 2 | Accept Consolidated Financial Statements and Statutory Reports | M | YES | For | For |
60 | Sanofi Aventis | SNY | 80105N105 | 4/17/2009 | 3 | Approve Allocation of Income and Dividends of EUR 2.20 per Share | M | YES | For | For |
61 | Sanofi Aventis | SNY | 80105N105 | 4/17/2009 | 4 | Ratify Appointment of Chris Viehbacher as Director | M | YES | For | For |
62 | Sanofi Aventis | SNY | 80105N105 | 4/17/2009 | 5 | Approve Auditors' Special Report Regarding Related-Party Transactions | M | YES | Against | Against |
63 | Sanofi Aventis | SNY | 80105N105 | 4/17/2009 | 6 | Approve Transaction with Chris Viehbacher Re: Severance Payments | M | YES | Against | Against |
64 | Sanofi Aventis | SNY | 80105N105 | 4/17/2009 | 7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | M | YES | For | For |
65 | Sanofi Aventis | SNY | 80105N105 | 4/17/2009 | 8 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.3 Billion | M | YES | For | For |
66 | Sanofi Aventis | SNY | 80105N105 | 4/17/2009 | 9 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 500 Million | M | YES | For | For |
67 | Sanofi Aventis | SNY | 80105N105 | 4/17/2009 | 10 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | M | YES | For | For |
68 | Sanofi Aventis | SNY | 80105N105 | 4/17/2009 | 11 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | M | YES | For | For |
69 | Sanofi Aventis | SNY | 80105N105 | 4/17/2009 | 12 | Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value | M | YES | For | For |
70 | Sanofi Aventis | SNY | 80105N105 | 4/17/2009 | 13 | Approve Employee Stock Purchase Plan | M | YES | For | For |
71 | Sanofi Aventis | SNY | 80105N105 | 4/17/2009 | 14 | Authorize up to 2.5 Percent of Issued Capital for Use in Stock Option Plan | M | YES | Against | Against |
72 | Sanofi Aventis | SNY | 80105N105 | 4/17/2009 | 15 | Authorize up to 1.0 Percent of Issued Capital for Use in Restricted Stock Plan | M | YES | Against | Against |
73 | Sanofi Aventis | SNY | 80105N105 | 4/17/2009 | 16 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | M | YES | For | For |
74 | Sanofi Aventis | SNY | 80105N105 | 4/17/2009 | 17 | Amend Article 15 of the Bylaws Re: Audit Committee | M | YES | For | For |
75 | Sanofi Aventis | SNY | 80105N105 | 4/17/2009 | 18 | Authorize Filing of Required Documents/Other Formalities | M | YES | For | For |
76 | Eli Lilly and Co. | LLY | 532457108 | 4/20/2009 | 1.1 | Elect Director Martin S. Feldstein | M | YES | Withhold | Against |
77 | Eli Lilly and Co. | LLY | 532457108 | 4/20/2009 | 1.2 | Elect Director J. Erik Fyrwald | M | YES | Withhold | Against |
78 | Eli Lilly and Co. | LLY | 532457108 | 4/20/2009 | 1.3 | Elect Director Ellen R. Marram | M | YES | Withhold | Against |
79 | Eli Lilly and Co. | LLY | 532457108 | 4/20/2009 | 1.4 | Elect Director Douglas R. Oberhelman | M | YES | For | For |
80 | Eli Lilly and Co. | LLY | 532457108 | 4/20/2009 | 2 | Ratify Auditors | M | YES | For | For |
81 | Eli Lilly and Co. | LLY | 532457108 | 4/20/2009 | 3 | Declassify the Board of Directors | M | YES | For | For |
82 | Eli Lilly and Co. | LLY | 532457108 | 4/20/2009 | 4 | Amend Executive Incentive Bonus Plan | M | YES | For | For |
83 | Eli Lilly and Co. | LLY | 532457108 | 4/20/2009 | 5 | Reduce Supermajority Vote Requirement | S | YES | For | Against |
84 | Eli Lilly and Co. | LLY | 532457108 | 4/20/2009 | 6 | Amend Vote Requirements to Amend Articles/Bylaws/Charter | S | YES | For | Against |
85 | Eli Lilly and Co. | LLY | 532457108 | 4/20/2009 | 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | S | YES | For | Against |
86 | Johnson & Johnson | JNJ | 478160104 | 4/23/2009 | 1.1 | Elect Director Mary Sue Coleman | M | YES | For | For |
87 | Johnson & Johnson | JNJ | 478160104 | 4/23/2009 | 1.2 | Elect Director James G. Cullen | M | YES | For | For |
88 | Johnson & Johnson | JNJ | 478160104 | 4/23/2009 | 1.3 | Elect Director Michael M.E. Johns | M | YES | For | For |
89 | Johnson & Johnson | JNJ | 478160104 | 4/23/2009 | 1.4 | Elect Director Arnold G. Langbo | M | YES | For | For |
90 | Johnson & Johnson | JNJ | 478160104 | 4/23/2009 | 1.5 | Elect Director Susan L. Lindquist | M | YES | For | For |
91 | Johnson & Johnson | JNJ | 478160104 | 4/23/2009 | 1.6 | Elect Director Leo F. Mullin | M | YES | For | For |
92 | Johnson & Johnson | JNJ | 478160104 | 4/23/2009 | 1.7 | Elect Director Wiliam D. Perez | M | YES | For | For |
93 | Johnson & Johnson | JNJ | 478160104 | 4/23/2009 | 1.8 | Elect Director Charles Prince | M | YES | For | For |
94 | Johnson & Johnson | JNJ | 478160104 | 4/23/2009 | 1.9 | Elect Director David Satcher | M | YES | For | For |
95 | Johnson & Johnson | JNJ | 478160104 | 4/23/2009 | 1.1 | Elect Director William C. Weldon | M | YES | For | For |
96 | Johnson & Johnson | JNJ | 478160104 | 4/23/2009 | 2 | Ratify Auditors | M | YES | For | For |
97 | Johnson & Johnson | JNJ | 478160104 | 4/23/2009 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | S | YES | For | Against |
98 | Pfizer Inc. | PFE | 717081103 | 4/23/2009 | 1.1 | Elect Director Dennis A. Ausiello | M | YES | For | For |
99 | Pfizer Inc. | PFE | 717081103 | 4/23/2009 | 1.2 | Elect Director Michael S. Brown | M | YES | For | For |
100 | Pfizer Inc. | PFE | 717081103 | 4/23/2009 | 1.3 | Elect Director M. Anthony Burns | M | YES | For | For |
101 | Pfizer Inc. | PFE | 717081103 | 4/23/2009 | 1.4 | Elect Director Robert N. Burt | M | YES | For | For |
102 | Pfizer Inc. | PFE | 717081103 | 4/23/2009 | 1.5 | Elect Director W. Don Cornwell | M | YES | For | For |
103 | Pfizer Inc. | PFE | 717081103 | 4/23/2009 | 1.6 | Elect Director William H. Gray, III | M | YES | For | For |
104 | Pfizer Inc. | PFE | 717081103 | 4/23/2009 | 1.7 | Elect Director Constance J. Horner | M | YES | For | For |
105 | Pfizer Inc. | PFE | 717081103 | 4/23/2009 | 1.8 | Elect Director James M. Kilts | M | YES | For | For |
106 | Pfizer Inc. | PFE | 717081103 | 4/23/2009 | 1.9 | Elect Director Jeffrey B. Kindler | M | YES | For | For |
107 | Pfizer Inc. | PFE | 717081103 | 4/23/2009 | 1.1 | Elect Director George A. Lorch | M | YES | For | For |
108 | Pfizer Inc. | PFE | 717081103 | 4/23/2009 | 1.11 | Elect Director Dana G. Mead | M | YES | For | For |
109 | Pfizer Inc. | PFE | 717081103 | 4/23/2009 | 1.12 | Elect Director Suzanne Nora Johnson | M | YES | For | For |
110 | Pfizer Inc. | PFE | 717081103 | 4/23/2009 | 1.13 | Elect Director Stephen W. Sanger | M | YES | For | For |
111 | Pfizer Inc. | PFE | 717081103 | 4/23/2009 | 1.14 | Elect Director William C. Steere, Jr. | M | YES | For | For |
112 | Pfizer Inc. | PFE | 717081103 | 4/23/2009 | 2 | Ratify Auditors | M | YES | For | For |
113 | Pfizer Inc. | PFE | 717081103 | 4/23/2009 | 3 | Amend Omnibus Stock Plan | M | YES | For | For |
114 | Pfizer Inc. | PFE | 717081103 | 4/23/2009 | 4 | Limit/Prohibit Executive Stock-Based Awards | S | YES | Against | For |
115 | Pfizer Inc. | PFE | 717081103 | 4/23/2009 | 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | S | YES | For | Against |
116 | Pfizer Inc. | PFE | 717081103 | 4/23/2009 | 6 | Provide for Cumulative Voting | S | YES | For | Against |
117 | Pfizer Inc. | PFE | 717081103 | 4/23/2009 | 7 | Amend Bylaws -- Call Special Meetings | S | YES | For | Against |
118 | Boston Scientific Corp. | BSX | 101137107 | 5/5/2009 | 1 | Elect Director John E. Abele | M | YES | For | For |
119 | Boston Scientific Corp. | BSX | 101137107 | 5/5/2009 | 2 | Elect Director Ursula M. Burns | M | YES | For | For |
120 | Boston Scientific Corp. | BSX | 101137107 | 5/5/2009 | 3 | Elect Director Marye Anne Fox | M | YES | For | For |
121 | Boston Scientific Corp. | BSX | 101137107 | 5/5/2009 | 4 | Elect Director Ray J. Groves | M | YES | For | For |
122 | Boston Scientific Corp. | BSX | 101137107 | 5/5/2009 | 5 | Elect Director Kristina M. Johnson | M | YES | For | For |
123 | Boston Scientific Corp. | BSX | 101137107 | 5/5/2009 | 6 | Elect Director Ernest Mario | M | YES | For | For |
124 | Boston Scientific Corp. | BSX | 101137107 | 5/5/2009 | 7 | Elect Director N.J. Nicholas, Jr. | M | YES | For | For |
125 | Boston Scientific Corp. | BSX | 101137107 | 5/5/2009 | 8 | Elect Director Pete M. Nicholas | M | YES | For | For |
126 | Boston Scientific Corp. | BSX | 101137107 | 5/5/2009 | 9 | Elect Director John E. Pepper | M | YES | For | For |
127 | Boston Scientific Corp. | BSX | 101137107 | 5/5/2009 | 10 | Elect Director Uwe E. Reinhardt | M | YES | For | For |
128 | Boston Scientific Corp. | BSX | 101137107 | 5/5/2009 | 11 | Elect Director Warren B. Rudman | M | YES | For | For |
129 | Boston Scientific Corp. | BSX | 101137107 | 5/5/2009 | 12 | Elect Director John E. Sununu | M | YES | For | For |
130 | Boston Scientific Corp. | BSX | 101137107 | 5/5/2009 | 13 | Elect Director James R. Tobin | M | YES | For | For |
131 | Boston Scientific Corp. | BSX | 101137107 | 5/5/2009 | 14 | Ratify Auditors | M | YES | For | For |
132 | Boston Scientific Corp. | BSX | 101137107 | 5/5/2009 | 15 | Other Business | M | YES | Against | Against |
133 | Life Technologies Corp | LIFE | 53217V109 | 4/30/2009 | 1.1 | Elect Director Donald W. Grimm | M | YES | For | For |
134 | Life Technologies Corp | LIFE | 53217V109 | 4/30/2009 | 1.2 | Elect Director Gregory T. Lucier | M | YES | For | For |
135 | Life Technologies Corp | LIFE | 53217V109 | 4/30/2009 | 1.3 | Elect Director Per A. Peterson, Ph. D. | M | YES | For | For |
136 | Life Technologies Corp | LIFE | 53217V109 | 4/30/2009 | 1.4 | Elect Director William S. Shanahan | M | YES | For | For |
137 | Life Technologies Corp | LIFE | 53217V109 | 4/30/2009 | 1.5 | Elect Director Arnold J. Levine, Ph. D. | M | YES | For | For |
138 | Life Technologies Corp | LIFE | 53217V109 | 4/30/2009 | 2 | Ratify Auditors | M | YES | For | For |
139 | Life Technologies Corp | LIFE | 53217V109 | 4/30/2009 | 3 | Amend Qualified Employee Stock Purchase Plan | M | YES | For | For |
140 | Life Technologies Corp | LIFE | 53217V109 | 4/30/2009 | 4 | Approve Qualified Employee Stock Purchase Plan | M | YES | For | For |
141 | Life Technologies Corp | LIFE | 53217V109 | 4/30/2009 | 5 | Approve Omnibus Stock Plan | M | YES | For | For |
142 | Amgen, Inc. | AMGN | 031162100 | 5/6/2009 | 1 | Elect Director David Baltimore | M | YES | For | For |
143 | Amgen, Inc. | AMGN | 031162100 | 5/6/2009 | 2 | Elect Director Frank J. Biondi, Jr. | M | YES | For | For |
144 | Amgen, Inc. | AMGN | 031162100 | 5/6/2009 | 3 | Elect Director Francois de Carbonnel | M | YES | For | For |
145 | Amgen, Inc. | AMGN | 031162100 | 5/6/2009 | 4 | Elect Director Jerry D. Choate | M | YES | For | For |
146 | Amgen, Inc. | AMGN | 031162100 | 5/6/2009 | 5 | Elect Director Vance D. Coffman | M | YES | For | For |
147 | Amgen, Inc. | AMGN | 031162100 | 5/6/2009 | 6 | Elect Director Frederick W. Gluck | M | YES | For | For |
148 | Amgen, Inc. | AMGN | 031162100 | 5/6/2009 | 7 | Elect Director Frank C. Herringer | M | YES | For | For |
149 | Amgen, Inc. | AMGN | 031162100 | 5/6/2009 | 8 | Elect Director Gilbert S. Omenn | M | YES | For | For |
150 | Amgen, Inc. | AMGN | 031162100 | 5/6/2009 | 9 | Elect Director Judith C. Pelham | M | YES | For | For |
151 | Amgen, Inc. | AMGN | 031162100 | 5/6/2009 | 10 | Elect Director J. Paul Reason | M | YES | For | For |
152 | Amgen, Inc. | AMGN | 031162100 | 5/6/2009 | 11 | Elect Director Leonard D. Schaeffer | M | YES | For | For |
153 | Amgen, Inc. | AMGN | 031162100 | 5/6/2009 | 12 | Elect Director Kevin W. Sharer | M | YES | For | For |
154 | Amgen, Inc. | AMGN | 031162100 | 5/6/2009 | 13 | Ratify Auditors | M | YES | For | For |
155 | Amgen, Inc. | AMGN | 031162100 | 5/6/2009 | 14 | Approve Omnibus Stock Plan | M | YES | For | For |
156 | Amgen, Inc. | AMGN | 031162100 | 5/6/2009 | 15 | Reduce Supermajority Vote Requirement | M | YES | For | For |
157 | Amgen, Inc. | AMGN | 031162100 | 5/6/2009 | 16 | Amend Articles/Bylaws/Charter -- Call Special Meetings | S | YES | For | Against |
158 | Amgen, Inc. | AMGN | 031162100 | 5/6/2009 | 17 | Reincorporate in Another State [from Delaware to North Dakota ] | S | YES | Against | For |
159 | AstraZeneca plc | AZN | 046353108 | 4/30/2009 | 1 | TO RECEIVE THE COMPANY'S ACCOUNTS AND THE REPORTS OF THE DIRECTORS AND AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2008 | M | YES | For | For |
160 | AstraZeneca plc | AZN | 046353108 | 4/30/2009 | 2 | TO CONFIRM DIVIDENDS | M | YES | For | For |
161 | AstraZeneca plc | AZN | 046353108 | 4/30/2009 | 3 | TO RE-APPOINT KPMG AUDIT PLC, LONDON AS AUDITOR | M | YES | For | For |
162 | AstraZeneca plc | AZN | 046353108 | 4/30/2009 | 4 | TO AUTHORISE THE DIRECTORS TO AGREE THE REMUNERATION OF THE AUDITORS | M | YES | For | For |
163 | AstraZeneca plc | AZN | 046353108 | 4/30/2009 | 5 | ELECTION OF DIRECTOR: LOUIS SCHWEITZER | M | YES | For | For |
164 | AstraZeneca plc | AZN | 046353108 | 4/30/2009 | 6 | ELECTION OF DIRECTOR: DAVID BRENNAN | M | YES | For | For |
165 | AstraZeneca plc | AZN | 046353108 | 4/30/2009 | 7 | ELECTION OF DIRECTOR: SIMON LOWTH | M | YES | For | For |
166 | AstraZeneca plc | AZN | 046353108 | 4/30/2009 | 8 | ELECTION OF DIRECTOR: BO ANGELIN | M | YES | For | For |
167 | AstraZeneca plc | AZN | 046353108 | 4/30/2009 | 9 | ELECTION OF DIRECTOR: JOHN BUCHANAN | M | YES | For | For |
168 | AstraZeneca plc | AZN | 046353108 | 4/30/2009 | 10 | ELECTION OF DIRECTOR: JEAN-PHILIPPE COURTOIS | M | YES | For | For |
169 | AstraZeneca plc | AZN | 046353108 | 4/30/2009 | 11 | ELECTION OF DIRECTOR: JANE HENNEY | M | YES | For | For |
170 | AstraZeneca plc | AZN | 046353108 | 4/30/2009 | 12 | ELECTION OF DIRECTOR: MICHELE HOOPER | M | YES | For | For |
171 | AstraZeneca plc | AZN | 046353108 | 4/30/2009 | 13 | ELECTION OF DIRECTOR: RUDY MARKHAM | M | YES | For | For |
172 | AstraZeneca plc | AZN | 046353108 | 4/30/2009 | 14 | ELECTION OF DIRECTOR: DAME NANCY ROTHWELL | M | YES | For | For |
173 | AstraZeneca plc | AZN | 046353108 | 4/30/2009 | 15 | ELECTION OF DIRECTOR: JOHN VARLEY | M | YES | For | For |
174 | AstraZeneca plc | AZN | 046353108 | 4/30/2009 | 16 | ELECTION OF DIRECTOR: MARCUS WALLENBERG | M | YES | For | For |
175 | AstraZeneca plc | AZN | 046353108 | 4/30/2009 | 17 | TO APPROVE THE DIRECTORS REMUNERATION REPORT FOR THE YEAR ENDED31 DECEMBER 2008 | M | YES | For | For |
176 | AstraZeneca plc | AZN | 046353108 | 4/30/2009 | 18 | TO AUTHORISE LIMITED EU POLITICAL DONATIONS | M | YES | For | For |
177 | AstraZeneca plc | AZN | 046353108 | 4/30/2009 | 19 | TO AUTHORISE THE DIRECTORS TO ALLOT UNISSUED SHARES | M | YES | For | For |
178 | AstraZeneca plc | AZN | 046353108 | 4/30/2009 | 20 | TO AUTHORISE THE DIRECTORS TO DISAPPLY PRE-EMPTION RIGHTS | M | YES | For | For |
179 | AstraZeneca plc | AZN | 046353108 | 4/30/2009 | 21 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES | M | YES | For | For |
180 | Waters Corporation | WAT | 941848103 | 5/12/2009 | 1.1 | Elect Director Joshua Bekenstein | M | YES | For | For |
181 | Waters Corporation | WAT | 941848103 | 5/12/2009 | 1.2 | Elect Director Michael J. Berendt, Ph.D. | M | YES | For | For |
182 | Waters Corporation | WAT | 941848103 | 5/12/2009 | 1.3 | Elect Director Douglas A. Berthiaume | M | YES | For | For |
183 | Waters Corporation | WAT | 941848103 | 5/12/2009 | 1.4 | Elect Director Edward Conard | M | YES | For | For |
184 | Waters Corporation | WAT | 941848103 | 5/12/2009 | 1.5 | Elect Director Laurie H. Glimcher, M.D. | M | YES | For | For |
185 | Waters Corporation | WAT | 941848103 | 5/12/2009 | 1.6 | Elect Director Christopher A. Kuebler | M | YES | For | For |
186 | Waters Corporation | WAT | 941848103 | 5/12/2009 | 1.7 | Elect Director William J. Miller | M | YES | For | For |
187 | Waters Corporation | WAT | 941848103 | 5/12/2009 | 1.8 | Elect Director JoAnn A. Reed | M | YES | For | For |
188 | Waters Corporation | WAT | 941848103 | 5/12/2009 | 1.9 | Elect Director Thomas P. Salice | M | YES | For | For |
189 | Waters Corporation | WAT | 941848103 | 5/12/2009 | 2 | Approve Qualified Employee Stock Purchase Plan | M | YES | For | For |
190 | Waters Corporation | WAT | 941848103 | 5/12/2009 | 3 | Approve Executive Incentive Bonus Plan | M | YES | For | For |
191 | Waters Corporation | WAT | 941848103 | 5/12/2009 | 4 | Ratify Auditors | M | YES | For | For |
192 | IMS Health Inc. | RX | 449934108 | 5/1/2009 | 1 | Elect Director H. Eugene Lockhart | M | YES | For | For |
193 | IMS Health Inc. | RX | 449934108 | 5/1/2009 | 2 | Elect Director Bradley T. Sheares | M | YES | For | For |
194 | IMS Health Inc. | RX | 449934108 | 5/1/2009 | 3 | Ratify Auditors | M | YES | For | For |
195 | IMS Health Inc. | RX | 449934108 | 5/1/2009 | 4 | Reduce Supermajority Vote Requirement | M | YES | For | For |
196 | Human Genome Sciences, Inc. | HGSI | 444903108 | 5/6/2009 | 1.1 | Elect Director Richard J. Danzig | M | YES | For | For |
197 | Human Genome Sciences, Inc. | HGSI | 444903108 | 5/6/2009 | 1.2 | Elect Director Jürgen Drews, M.D. | M | YES | Withhold | Against |
198 | Human Genome Sciences, Inc. | HGSI | 444903108 | 5/6/2009 | 1.3 | Elect Director Maxine Gowen, Ph.D. | M | YES | For | For |
199 | Human Genome Sciences, Inc. | HGSI | 444903108 | 5/6/2009 | 1.4 | Elect Director Tuan Ha-Ngoc | M | YES | For | For |
200 | Human Genome Sciences, Inc. | HGSI | 444903108 | 5/6/2009 | 1.5 | Elect Director A.N. "Jerry" Karabelas, Ph.D. | M | YES | For | For |
201 | Human Genome Sciences, Inc. | HGSI | 444903108 | 5/6/2009 | 1.6 | Elect Director John L. LaMattina, Ph.D. | M | YES | For | For |
202 | Human Genome Sciences, Inc. | HGSI | 444903108 | 5/6/2009 | 1.7 | Elect Director Augustine Lawlor | M | YES | For | For |
203 | Human Genome Sciences, Inc. | HGSI | 444903108 | 5/6/2009 | 1.8 | Elect Director David P. Southwell | M | YES | For | For |
204 | Human Genome Sciences, Inc. | HGSI | 444903108 | 5/6/2009 | 1.9 | Elect Director H. Thomas Watkins | M | YES | For | For |
205 | Human Genome Sciences, Inc. | HGSI | 444903108 | 5/6/2009 | 1.1 | Elect Director Robert C. Young, M.D. | M | YES | For | For |
206 | Human Genome Sciences, Inc. | HGSI | 444903108 | 5/6/2009 | 2 | Amend Omnibus Stock Plan | M | YES | For | For |
207 | Human Genome Sciences, Inc. | HGSI | 444903108 | 5/6/2009 | 3 | Amend Qualified Employee Stock Purchase Plan | M | YES | For | For |
208 | Human Genome Sciences, Inc. | HGSI | 444903108 | 5/6/2009 | 4 | Ratify Auditors | M | YES | For | For |
209 | Watson Pharmaceuticals, Inc. | WPI | 942683103 | 5/8/2009 | 1.1 | Elect Director Ronald R. Taylor | M | YES | For | For |
210 | Watson Pharmaceuticals, Inc. | WPI | 942683103 | 5/8/2009 | 1.2 | Elect Director Andrew L. Turner | M | YES | For | For |
211 | Watson Pharmaceuticals, Inc. | WPI | 942683103 | 5/8/2009 | 1.3 | Elect Director Jack Michelson | M | YES | For | For |
212 | Watson Pharmaceuticals, Inc. | WPI | 942683103 | 5/8/2009 | 2 | Ratify Auditors | M | YES | For | For |
213 | Wellpoint, Inc. | WLP | 94973V107 | 5/20/2009 | 1 | Elect Director Lenox D. Baker, Jr., M.D. | M | YES | For | For |
214 | Wellpoint, Inc. | WLP | 94973V107 | 5/20/2009 | 2 | Elect Director Susan B. Bayh | M | YES | For | For |
215 | Wellpoint, Inc. | WLP | 94973V107 | 5/20/2009 | 3 | Elect Director Larry C. Glasscock | M | YES | For | For |
216 | Wellpoint, Inc. | WLP | 94973V107 | 5/20/2009 | 4 | Elect Director Julie A. Hill | M | YES | For | For |
217 | Wellpoint, Inc. | WLP | 94973V107 | 5/20/2009 | 5 | Elect Director Ramiro G. Peru | M | YES | For | For |
218 | Wellpoint, Inc. | WLP | 94973V107 | 5/20/2009 | 6 | Ratify Auditors | M | YES | For | For |
219 | Wellpoint, Inc. | WLP | 94973V107 | 5/20/2009 | 7 | Approve Omnibus Stock Plan | M | YES | For | For |
220 | Wellpoint, Inc. | WLP | 94973V107 | 5/20/2009 | 8 | Amend Qualified Employee Stock Purchase Plan | M | YES | For | For |
221 | Wellpoint, Inc. | WLP | 94973V107 | 5/20/2009 | 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | S | YES | For | Against |
222 | Medicis Pharmaceutical Corp. | MRX | 584690309 | 5/19/2009 | 1 | Elect Director Arthur G. Altschul, Jr. | M | YES | Against | Against |
223 | Medicis Pharmaceutical Corp. | MRX | 584690309 | 5/19/2009 | 2 | Elect Director Philip S. Schein, M.D. | M | YES | For | For |
224 | Medicis Pharmaceutical Corp. | MRX | 584690309 | 5/19/2009 | 3 | Amend Omnibus Stock Plan | M | YES | Against | Against |
225 | Medicis Pharmaceutical Corp. | MRX | 584690309 | 5/19/2009 | 4 | Ratify Auditors | M | YES | For | For |
226 | Medicis Pharmaceutical Corp. | MRX | 584690309 | 5/19/2009 | 5 | Other Business | M | YES | For | For |
227 | UnitedHealth Group Incorporated | UNH | 91324P102 | 6/2/2009 | 1 | Elect Director William C. Ballard, Jr. | M | YES | For | For |
228 | UnitedHealth Group Incorporated | UNH | 91324P102 | 6/2/2009 | 2 | Elect Director Richard T. Burke | M | YES | For | For |
229 | UnitedHealth Group Incorporated | UNH | 91324P102 | 6/2/2009 | 3 | Elect Director Robert J. Darretta | M | YES | For | For |
230 | UnitedHealth Group Incorporated | UNH | 91324P102 | 6/2/2009 | 4 | Elect Director Stephen J. Hemsley | M | YES | For | For |
231 | UnitedHealth Group Incorporated | UNH | 91324P102 | 6/2/2009 | 5 | Elect Director Michele J. Hooper | M | YES | For | For |
232 | UnitedHealth Group Incorporated | UNH | 91324P102 | 6/2/2009 | 6 | Elect Director Douglas W. Leatherdale | M | YES | For | For |
233 | UnitedHealth Group Incorporated | UNH | 91324P102 | 6/2/2009 | 7 | Elect Director Glenn M. Renwick | M | YES | For | For |
234 | UnitedHealth Group Incorporated | UNH | 91324P102 | 6/2/2009 | 8 | Elect Director Kenneth I. Shine, M.D. | M | YES | For | For |
235 | UnitedHealth Group Incorporated | UNH | 91324P102 | 6/2/2009 | 9 | Elect Director Gail R. Wilensky, Ph.D. | M | YES | For | For |
236 | UnitedHealth Group Incorporated | UNH | 91324P102 | 6/2/2009 | 10 | Ratify Auditors | M | YES | For | For |
237 | UnitedHealth Group Incorporated | UNH | 91324P102 | 6/2/2009 | 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | S | YES | For | Against |
238 | Genzyme Corp. | GENZ | 372917104 | 5/21/2009 | 1 | Elect Director Douglas A. Berthiaume | M | YES | For | For |
239 | Genzyme Corp. | GENZ | 372917104 | 5/21/2009 | 2 | Elect Director Gail K. Boudreaux | M | YES | For | For |
240 | Genzyme Corp. | GENZ | 372917104 | 5/21/2009 | 3 | Elect Director Robert J. Carpenter | M | YES | For | For |
241 | Genzyme Corp. | GENZ | 372917104 | 5/21/2009 | 4 | Elect Director Charles L. Cooney | M | YES | For | For |
242 | Genzyme Corp. | GENZ | 372917104 | 5/21/2009 | 5 | Elect Director Victor J. Dzau | M | YES | For | For |
243 | Genzyme Corp. | GENZ | 372917104 | 5/21/2009 | 6 | Elect Director Connie Mack III | M | YES | For | For |
244 | Genzyme Corp. | GENZ | 372917104 | 5/21/2009 | 7 | Elect Director Richard F. Syron | M | YES | For | For |
245 | Genzyme Corp. | GENZ | 372917104 | 5/21/2009 | 8 | Elect Director Henri A. Termeer | M | YES | For | For |
246 | Genzyme Corp. | GENZ | 372917104 | 5/21/2009 | 9 | Amend Omnibus Stock Plan | M | YES | For | For |
247 | Genzyme Corp. | GENZ | 372917104 | 5/21/2009 | 10 | Approve Qualified Employee Stock Purchase Plan | M | YES | For | For |
248 | Genzyme Corp. | GENZ | 372917104 | 5/21/2009 | 11 | Ratify Auditors | M | YES | For | For |
249 | GlaxoSmithKline plc | GSK | 37733W105 | 5/20/2009 | 1 | Accept Financial Statements and Statutory Reports | M | YES | For | For |
250 | GlaxoSmithKline plc | GSK | 37733W105 | 5/20/2009 | 2 | Approve Remuneration Report | M | YES | For | For |
251 | GlaxoSmithKline plc | GSK | 37733W105 | 5/20/2009 | 3 | Elect James Murdoch as Director | M | YES | For | For |
252 | GlaxoSmithKline plc | GSK | 37733W105 | 5/20/2009 | 4 | Re-elect Larry Culp as Director | M | YES | For | For |
253 | GlaxoSmithKline plc | GSK | 37733W105 | 5/20/2009 | 5 | Re-elect Sir Crispin Davis as Director | M | YES | For | For |
254 | GlaxoSmithKline plc | GSK | 37733W105 | 5/20/2009 | 6 | Re-elect Dr Moncef Slaoui as Director | M | YES | For | For |
255 | GlaxoSmithKline plc | GSK | 37733W105 | 5/20/2009 | 7 | Re-elect Tom de Swaan as Director | M | YES | For | For |
256 | GlaxoSmithKline plc | GSK | 37733W105 | 5/20/2009 | 8 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | M | YES | For | For |
257 | GlaxoSmithKline plc | GSK | 37733W105 | 5/20/2009 | 9 | Authorise the Audit Committee to Fix Remuneration of Auditors | M | YES | For | For |
258 | GlaxoSmithKline plc | GSK | 37733W105 | 5/20/2009 | 10 | Authorise the Company and its Subsidiaries to Make EU Political Donations to Political Organisations Other than Political Parties up to GBP 50,000 and to Incur EU Political Expenditure up to GBP 50,000 | M | YES | For | For |
259 | GlaxoSmithKline plc | GSK | 37733W105 | 5/20/2009 | 11 | Authorise Issue of Equity with Pre-emptive Rights Under a General Authority up to GBP 432,359,137 and an Additional Amount Pursuant to a Rights Issue of up to GBP 864,692,333 After Deducting Any Securities Issued Under the General Authority | M | YES | For | For |
260 | GlaxoSmithKline plc | GSK | 37733W105 | 5/20/2009 | 12 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 64,854,519 | M | YES | For | For |
261 | GlaxoSmithKline plc | GSK | 37733W105 | 5/20/2009 | 13 | Authorise 518,836,153 Ordinary Shares for Market Purchase | M | YES | For | For |
262 | GlaxoSmithKline plc | GSK | 37733W105 | 5/20/2009 | 14 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditor's Reports | M | YES | For | For |
263 | GlaxoSmithKline plc | GSK | 37733W105 | 5/20/2009 | 15 | Approve That a General Meeting of the Company Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | M | YES | For | For |
264 | GlaxoSmithKline plc | GSK | 37733W105 | 5/20/2009 | 16 | Approve GlaxoSmithKline 2009 Performance Share Plan | M | YES | For | For |
265 | GlaxoSmithKline plc | GSK | 37733W105 | 5/20/2009 | 17 | Approve GlaxoSmithKline 2009 Share Option Plan | M | YES | For | For |
266 | GlaxoSmithKline plc | GSK | 37733W105 | 5/20/2009 | 18 | Approve GlaxoSmithKline 2009 Deferred Annual Bonus Plan | M | YES | For | For |
267 | King Pharmaceuticals Inc. | KG | 495582108 | 6/4/2009 | 1.1 | Elect Director R. Charles Moyer | M | YES | For | For |
268 | King Pharmaceuticals Inc. | KG | 495582108 | 6/4/2009 | 1.2 | Elect Director D. Gregory Rooker | M | YES | For | For |
269 | King Pharmaceuticals Inc. | KG | 495582108 | 6/4/2009 | 1.3 | Elect Director Ted G. Wood | M | YES | For | For |
270 | King Pharmaceuticals Inc. | KG | 495582108 | 6/4/2009 | 1.4 | Elect Director E.W. Deavenport, Jr. | M | YES | For | For |
271 | King Pharmaceuticals Inc. | KG | 495582108 | 6/4/2009 | 1.5 | Elect Director Elizabeth M. Greetham | M | YES | For | For |
272 | King Pharmaceuticals Inc. | KG | 495582108 | 6/4/2009 | 2 | Ratify Auditors | M | YES | For | For |
273 | King Pharmaceuticals Inc. | KG | 495582108 | 6/4/2009 | 3 | Require a Majority Vote for the Election of Directors | S | YES | For | Against |
274 | Par Pharmaceutical Cos., Inc. | PRX | 69888P106 | 6/9/2009 | 1.1 | Elect Director Peter S. Knight | M | YES | For | For |
275 | Par Pharmaceutical Cos., Inc. | PRX | 69888P106 | 6/9/2009 | 2 | Ratify Auditors | M | YES | For | For |
276 | Par Pharmaceutical Cos., Inc. | PRX | 69888P106 | 6/9/2009 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | M | YES | For | For |
277 | Biogen Idec Inc. | BIIB | 09062X103 | 6/3/2009 | 1.1 | Elect Director Lawrence C. Best | M | YES | Do Not Vote | Against |
278 | Biogen Idec Inc. | BIIB | 09062X103 | 6/3/2009 | 1.2 | Elect Director Alan B. Glassberg | M | YES | Do Not Vote | Against |
279 | Biogen Idec Inc. | BIIB | 09062X103 | 6/3/2009 | 1.3 | Elect Director Robert W. Pangia | M | YES | Do Not Vote | Against |
280 | Biogen Idec Inc. | BIIB | 09062X103 | 6/3/2009 | 1.4 | Elect Director William D. Young | M | YES | Do Not Vote | Against |
281 | Biogen Idec Inc. | BIIB | 09062X103 | 6/3/2009 | 2 | Ratify Auditors | M | YES | Do Not Vote | Against |
282 | Biogen Idec Inc. | BIIB | 09062X103 | 6/3/2009 | 3 | Adopt Majority Voting for Uncontested Election of Directors | M | YES | Do Not Vote | Against |
283 | Biogen Idec Inc. | BIIB | 09062X103 | 6/3/2009 | 4 | Fix Size of Board at 13 and Remove the Board's Ability to Change the Size of the Board | S | YES | Do Not Vote | Against |
284 | Biogen Idec Inc. | BIIB | 09062X103 | 6/3/2009 | 5 | Reincorporate in Another State [North Dakota] | S | YES | Do Not Vote | Against |
285 | Biogen Idec Inc. | BIIB | 09062X103 | 6/3/2009 | 1.1 | Elect Director Alexander J. Denner | S | YES | For | For |
286 | Biogen Idec Inc. | BIIB | 09062X103 | 6/3/2009 | 1.2 | Elect Director Richard C. Mulligan | S | YES | For | For |
287 | Biogen Idec Inc. | BIIB | 09062X103 | 6/3/2009 | 1.3 | Elect Director Thomas F. Deuel | S | YES | Withhold | Against |
288 | Biogen Idec Inc. | BIIB | 09062X103 | 6/3/2009 | 1.4 | Elect Director David Sidransky | S | YES | Withhold | Against |
289 | Biogen Idec Inc. | BIIB | 09062X103 | 6/3/2009 | 2 | Fix Size of Board at 13 and Remove the Board's Ability to Change the Size of the Board | S | YES | For | For |
290 | Biogen Idec Inc. | BIIB | 09062X103 | 6/3/2009 | 3 | Reincorporate in Another State [North Dakota] | S | YES | Against | Against |
291 | Biogen Idec Inc. | BIIB | 09062X103 | 6/3/2009 | 4 | Ratify Auditors | M | YES | For | For |
292 | Biogen Idec Inc. | BIIB | 09062X103 | 6/3/2009 | 5 | Adopt Majority Voting for Uncontested Election of Directors | M | YES | For | For |
293 | PharMerica Corp | PMC | 71714F104 | 6/4/2009 | 1.1 | Elect Director Gregory S. Weishar | M | YES | For | For |
294 | PharMerica Corp | PMC | 71714F104 | 6/4/2009 | 1.2 | Elect Director W. Robert Dahl, Jr. | M | YES | For | For |
295 | PharMerica Corp | PMC | 71714F104 | 6/4/2009 | 1.3 | Elect Director Frank E. Collins | M | YES | For | For |
296 | PharMerica Corp | PMC | 71714F104 | 6/4/2009 | 1.4 | Elect Director Daniel N. Mendelson | M | YES | For | For |
297 | PharMerica Corp | PMC | 71714F104 | 6/4/2009 | 1.5 | Elect Director Thomas P. Mac Mahon | M | YES | For | For |
298 | PharMerica Corp | PMC | 71714F104 | 6/4/2009 | 1.6 | Elect Director Marjorie W. Dorr | M | YES | For | For |
299 | PharMerica Corp | PMC | 71714F104 | 6/4/2009 | 1.7 | Elect Director Thomas P. Gerrity, Ph.D. | M | YES | For | For |
300 | PharMerica Corp | PMC | 71714F104 | 6/4/2009 | 1.8 | Elect Director Robert A. Oakley, Ph.D. | M | YES | For | For |
301 | PharMerica Corp | PMC | 71714F104 | 6/4/2009 | 2 | Amend Omnibus Stock Plan | M | YES | For | For |
302 | PharMerica Corp | PMC | 71714F104 | 6/4/2009 | 3 | Ratify Auditors | M | YES | For | For |
303 | Corcept Therapeutics Inc. | CORT | 218352102 | 6/11/2009 | 1.1 | Elect Director G. Leonard Baker, Jr. | M | YES | For | For |
304 | Corcept Therapeutics Inc. | CORT | 218352102 | 6/11/2009 | 1.2 | Elect Director Joseph K. Belanoff, M.D. | M | YES | For | For |
305 | Corcept Therapeutics Inc. | CORT | 218352102 | 6/11/2009 | 1.3 | Elect Director Joseph C. Cook, Jr. | M | YES | For | For |
306 | Corcept Therapeutics Inc. | CORT | 218352102 | 6/11/2009 | 1.4 | Elect Director Patrick G. Enright | M | YES | For | For |
307 | Corcept Therapeutics Inc. | CORT | 218352102 | 6/11/2009 | 1.5 | Elect Director James A. Harper | M | YES | For | For |
308 | Corcept Therapeutics Inc. | CORT | 218352102 | 6/11/2009 | 1.6 | Elect Director David L. Mahoney | M | YES | For | For |
309 | Corcept Therapeutics Inc. | CORT | 218352102 | 6/11/2009 | 1.7 | Elect Director Edward E. Penhoet, Ph. D. | M | YES | For | For |
310 | Corcept Therapeutics Inc. | CORT | 218352102 | 6/11/2009 | 1.8 | Elect Director James N. Wilson | M | YES | Withhold | Against |
311 | Corcept Therapeutics Inc. | CORT | 218352102 | 6/11/2009 | 2 | Amend Omnibus Stock Plan | M | YES | Against | Against |
312 | Corcept Therapeutics Inc. | CORT | 218352102 | 6/11/2009 | 3 | Ratify Auditors | M | YES | For | For |
313 | Teva Pharmaceutical Industries Ltd. | TEVA | 881624209 | 6/22/2009 | 1 | Approve Final Dividend | M | YES | For | For |
314 | Teva Pharmaceutical Industries Ltd. | TEVA | 881624209 | 6/22/2009 | 2.1 | Elect Phillip Frost as Director | M | YES | For | For |
315 | Teva Pharmaceutical Industries Ltd. | TEVA | 881624209 | 6/22/2009 | 2.2 | Elect Roger Abravanel as Director | M | YES | For | For |
316 | Teva Pharmaceutical Industries Ltd. | TEVA | 881624209 | 6/22/2009 | 2.3 | Elect Elon Kohlberg as Director | M | YES | For | For |
317 | Teva Pharmaceutical Industries Ltd. | TEVA | 881624209 | 6/22/2009 | 2.4 | Elect Yitzhak Peterburg as Director | M | YES | For | For |
318 | Teva Pharmaceutical Industries Ltd. | TEVA | 881624209 | 6/22/2009 | 2.5 | Elect Erez Vigodman as Director | M | YES | For | For |
319 | Teva Pharmaceutical Industries Ltd. | TEVA | 881624209 | 6/22/2009 | 3 | Approve Auditors and Authorize Board to Fix Their Remuneration | M | YES | For | For |
320 | Affymetrix Inc. | AFFX | 00826T108 | 6/17/2009 | 1.1 | Elect Director Stephen P.A. Fodor, Ph.D. | M | YES | For | For |
321 | Affymetrix Inc. | AFFX | 00826T108 | 6/17/2009 | 1.2 | Elect Director Kevin M. King | M | YES | For | For |
322 | Affymetrix Inc. | AFFX | 00826T108 | 6/17/2009 | 1.3 | Elect Director Paul Berg, Ph.D. | M | YES | For | For |
323 | Affymetrix Inc. | AFFX | 00826T108 | 6/17/2009 | 1.4 | Elect Director Susan D. Desmond-Hellmann, M.D. | M | YES | For | For |
324 | Affymetrix Inc. | AFFX | 00826T108 | 6/17/2009 | 1.5 | Elect Director John D. Diekman, Ph.D. | M | YES | Withhold | Against |
325 | Affymetrix Inc. | AFFX | 00826T108 | 6/17/2009 | 1.6 | Elect Director Gary S. Guthart, Ph.D. | M | YES | For | For |
326 | Affymetrix Inc. | AFFX | 00826T108 | 6/17/2009 | 1.7 | Elect Director Robert H. Trice, Ph.D. | M | YES | For | For |
327 | Affymetrix Inc. | AFFX | 00826T108 | 6/17/2009 | 1.8 | Elect Director Robert P. Wayman | M | YES | For | For |
328 | Affymetrix Inc. | AFFX | 00826T108 | 6/17/2009 | 1.9 | Elect Director John A. Young | M | YES | For | For |
329 | Affymetrix Inc. | AFFX | 00826T108 | 6/17/2009 | 2 | Ratify Auditors | M | YES | For | For |
330 | Cardinal Health, Inc. | CAH | 14149Y108 | 6/23/2009 | 1 | Approve Stock Option Exchange Program | M | YES | For | For |
| | | | | | | | | |
Saratoga Advantage Trust Exhibit 1, H International Equity Portfolio | | | | | |
ICA File No. 811-08542 | | | | | | | |
Reporting Period: July 1, 2008 to June 30, 2009 | | | | | |
(a) Issuer's Name | b) Exchange Ticker Symbol | c) "CUSIP" # | d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management |
| | | | | | | | | |
Suez | SZEZY | 864686100 | 7/16/2008 | 1 | Approve Merger by Absorption of Rivolam | MGMT | Y | For | For |
Suez | SZEZY | 864686100 | 7/16/2008 | 2 | Approve Spin-Off of Suez Environnement | MGMT | Y | For | For |
Suez | SZEZY | 864686100 | 7/16/2008 | 3 | Approve Distribution of 65 percent of Suez Environnement to Suez's Shareholders | MGMT | Y | For | For |
Suez | SZEZY | 864686100 | 7/16/2008 | 4 | Approve Special Auditors' Report Regarding Related-Party Transactions | MGMT | Y | For | For |
Suez | SZEZY | 864686100 | 7/16/2008 | 5 | Approve Merger by Absorption of Suez by GDF | MGMT | Y | For | For |
Suez | SZEZY | 864686100 | 7/16/2008 | 6 | Authorize Filing of Required Documents/Other Formalities | MGMT | Y | For | For |
Vodafone Group plc | VOD | 92857W209 | 7/29/2008 | 1 | Accept Financial Statements and Statutory Reports | MGMT | Y | For | For |
Vodafone Group plc | VOD | 92857W209 | 7/29/2008 | 2 | Re-elect Sir John Bond as Director | MGMT | Y | For | For |
Vodafone Group plc | VOD | 92857W209 | 7/29/2008 | 3 | Re-elect John Buchanan as Director | MGMT | Y | For | For |
Vodafone Group plc | VOD | 92857W209 | 7/29/2008 | 4 | Re-elect Vittorio Colao as Director | MGMT | Y | For | For |
Vodafone Group plc | VOD | 92857W209 | 7/29/2008 | 5 | Re-elect Andy Halford as Director | MGMT | Y | For | For |
Vodafone Group plc | VOD | 92857W209 | 7/29/2008 | 6 | Re-elect Alan Jebson as Director | MGMT | Y | For | For |
Vodafone Group plc | VOD | 92857W209 | 7/29/2008 | 7 | Re-elect Nick Land as Director | MGMT | Y | For | For |
Vodafone Group plc | VOD | 92857W209 | 7/29/2008 | 8 | Re-elect Anne Lauvergeon as Director | MGMT | Y | For | For |
Vodafone Group plc | VOD | 92857W209 | 7/29/2008 | 9 | Re-elect Simon Murray as Director | MGMT | Y | For | For |
Vodafone Group plc | VOD | 92857W209 | 7/29/2008 | 10 | Re-elect Luc Vandevelde as Director | MGMT | Y | For | For |
Vodafone Group plc | VOD | 92857W209 | 7/29/2008 | 11 | Re-elect Anthony Watson as Director | MGMT | Y | For | For |
Vodafone Group plc | VOD | 92857W209 | 7/29/2008 | 12 | Re-elect Philip Yea as Director | MGMT | Y | For | For |
Vodafone Group plc | VOD | 92857W209 | 7/29/2008 | 13 | Approve Final Dividend of 5.02 Pence Per Ordinary Share | MGMT | Y | For | For |
Vodafone Group plc | VOD | 92857W209 | 7/29/2008 | 14 | Approve Remuneration Report | MGMT | Y | For | For |
Vodafone Group plc | VOD | 92857W209 | 7/29/2008 | 15 | Reappoint Deloitte & Touche LLP as Auditors of the Company | MGMT | Y | For | For |
Vodafone Group plc | VOD | 92857W209 | 7/29/2008 | 16 | Authorise the Audit Committee to Fix Remuneration of Auditors | MGMT | Y | For | For |
Vodafone Group plc | VOD | 92857W209 | 7/29/2008 | 17 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 1,100,000,000 | MGMT | Y | For | For |
Vodafone Group plc | VOD | 92857W209 | 7/29/2008 | 18 | Subject to the Passing of Resolution 17, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 300,000,000 | MGMT | Y | For | For |
Vodafone Group plc | VOD | 92857W209 | 7/29/2008 | 19 | Authorise 5,300,000,000 Ordinary Shares for Market Purchase | MGMT | Y | For | For |
Vodafone Group plc | VOD | 92857W209 | 7/29/2008 | 20 | Authorise the Company and its Subsidiaries to Make EU Political Donations to Political Parties, and/or Independent Election Candidates, to Political Organisations Other Than Political Parties and Incur EU Political Expenditure up to GBP 100,000 | MGMT | Y | Against | Against |
Vodafone Group plc | VOD | 92857W209 | 7/29/2008 | 21 | Amend Articles of Association | MGMT | Y | For | For |
Vodafone Group plc | VOD | 92857W209 | 7/29/2008 | 22 | Approve Vodafone Group 2008 Sharesave Plan | MGMT | Y | Against | Against |
BG Group plc | BRGYY | 55434203 | 9/16/2008 | 1 | TO APPROVE THE ACQUISITION OF ORIGIN ENERGY LIMITED | MGMT | Y | For | For |
Banco Santander S.A. | STD | 05964H105 | 9/21/2008 | 1 | Approve EUR 71.69 Million Capital Increase via Issuance of 143.38 Million New Common Shares with EUR 0.5 Par Value Each and a Share Issuance Premium to be Determined by the Board, in Accordance with Article 153.1c of Spanish Companies Law | MGMT | Y | For | For |
Banco Santander S.A. | STD | 05964H105 | 9/21/2008 | 2 | Approve Delivery of 100 Banco Santander Shares to Each Employee of the Alliance & Leicester Plc Group as Special Bonus at the Completion of the Acquisition | MGMT | Y | For | For |
Banco Santander S.A. | STD | 05964H105 | 9/21/2008 | 3 | Authorize Board to Ratify and Execute Approved Resolutions | MGMT | Y | For | For |
Teva Pharmaceutical Industries Ltd. | TEVA | 881624209 | 9/25/2008 | 1 | Elect Joseph (Yosi) Nitzani as External Director | MGMT | Y | For | For |
Unilever plc | UL | 904767704 | 10/28/2008 | 1 | Elect Paul Polman as Director | MGMT | Y | For | For |
Petroleo Brasileiro | PBR | 71654V408 | 11/24/2008 | 1 | Approve Absorption of 17 de Maio Participacoes SA | MGMT | Y | For | For |
Petroleo Brasileiro | PBR | 71654V408 | 11/24/2008 | 2 | Appoint Independent Firm to Appraise Proposed Absorption | MGMT | Y | For | For |
BHP Billiton Limited (Formerly BHP Ltd.) | BHP | 88606108 | 11/27/2008 | 1 | Receive and Consider BHP Billiton Plc's Financial Statements, Directors' Report, and Auditor's Report for the Financial Year Ended June 30, 2008 | MGMT | Y | For | For |
BHP Billiton Limited (Formerly BHP Ltd.) | BHP | 88606108 | 11/27/2008 | 2 | Receive and Consider BHP Billiton Ltd's Financial Statements, Directors' Report, and Auditor's Report for the Financial Year Ended June 30, 2008 | MGMT | Y | For | For |
BHP Billiton Limited (Formerly BHP Ltd.) | BHP | 88606108 | 11/27/2008 | 3 | Elect Paul Anderson as Director of BHP Billiton Plc | MGMT | Y | For | For |
BHP Billiton Limited (Formerly BHP Ltd.) | BHP | 88606108 | 11/27/2008 | 4 | Elect Paul Anderson as Director of BHP Billiton Ltd | MGMT | Y | For | For |
BHP Billiton Limited (Formerly BHP Ltd.) | BHP | 88606108 | 11/27/2008 | 5 | Elect Don Argus as Director of BHP Billiton Plc | MGMT | Y | For | For |
BHP Billiton Limited (Formerly BHP Ltd.) | BHP | 88606108 | 11/27/2008 | 6 | Elect Don Argus as Director of BHP Billiton Ltd | MGMT | Y | For | For |
BHP Billiton Limited (Formerly BHP Ltd.) | BHP | 88606108 | 11/27/2008 | 7 | Elect John Buchanan as Director of BHP Billiton Plc | MGMT | Y | For | For |
BHP Billiton Limited (Formerly BHP Ltd.) | BHP | 88606108 | 11/27/2008 | 8 | Elect John Buchanan as Director of BHP Billiton Ltd | MGMT | Y | For | For |
BHP Billiton Limited (Formerly BHP Ltd.) | BHP | 88606108 | 11/27/2008 | 9 | Elect David Crawford as Director of BHP Billiton Plc | MGMT | Y | For | For |
BHP Billiton Limited (Formerly BHP Ltd.) | BHP | 88606108 | 11/27/2008 | 10 | Elect David Crawford as Director of BHP Billiton Ltd | MGMT | Y | For | For |
BHP Billiton Limited (Formerly BHP Ltd.) | BHP | 88606108 | 11/27/2008 | 11 | Elect Jacques Nasser as Director of BHP Billiton Plc | MGMT | Y | For | For |
BHP Billiton Limited (Formerly BHP Ltd.) | BHP | 88606108 | 11/27/2008 | 12 | Elect Jacques Nasser as Director of BHP Billiton Ltd | MGMT | Y | For | For |
BHP Billiton Limited (Formerly BHP Ltd.) | BHP | 88606108 | 11/27/2008 | 13 | Elect John Schubert as Director of BHP Billiton Plc | MGMT | Y | For | For |
BHP Billiton Limited (Formerly BHP Ltd.) | BHP | 88606108 | 11/27/2008 | 14 | Elect John Schubert as Director of BHP Billiton Ltd | MGMT | Y | For | For |
BHP Billiton Limited (Formerly BHP Ltd.) | BHP | 88606108 | 11/27/2008 | 15 | Elect Alan Boeckmann as Director of BHP Billiton Plc | MGMT | Y | For | For |
BHP Billiton Limited (Formerly BHP Ltd.) | BHP | 88606108 | 11/27/2008 | 16 | Elect Alan Boeckmann as Director of BHP Billiton Ltd | MGMT | Y | For | For |
BHP Billiton Limited (Formerly BHP Ltd.) | BHP | 88606108 | 11/27/2008 | 17 | Elect Stephen Mayne as Director of BHP Billiton Plc | SHAREHOLD | Y | Against | For |
BHP Billiton Limited (Formerly BHP Ltd.) | BHP | 88606108 | 11/27/2008 | 18 | Elect Stephen Mayne as Director of BHP Billiton Ltd | SHAREHOLD | Y | Against | For |
BHP Billiton Limited (Formerly BHP Ltd.) | BHP | 88606108 | 11/27/2008 | 19 | Elect David Morgan as Director of BHP Billiton Plc | MGMT | Y | For | For |
BHP Billiton Limited (Formerly BHP Ltd.) | BHP | 88606108 | 11/27/2008 | 20 | Elect David Morgan as Director of BHP Billiton Ltd | MGMT | Y | For | For |
BHP Billiton Limited (Formerly BHP Ltd.) | BHP | 88606108 | 11/27/2008 | 21 | Elect Keith Rumble as Director of BHP Billiton Plc | MGMT | Y | For | For |
BHP Billiton Limited (Formerly BHP Ltd.) | BHP | 88606108 | 11/27/2008 | 22 | Elect Keith Rumble as Director of BHP Billiton Ltd | MGMT | Y | For | For |
BHP Billiton Limited (Formerly BHP Ltd.) | BHP | 88606108 | 11/27/2008 | 23 | Approve KPMG Audit plc as Auditors of BHP Billiton Plc | MGMT | Y | For | For |
BHP Billiton Limited (Formerly BHP Ltd.) | BHP | 88606108 | 11/27/2008 | 24 | Approve Issuance of 555.97 Million Shares at $0.50 Each to BHP Billiton Plc Pursuant to its Group Incentive Schemes | MGMT | Y | Against | Against |
BHP Billiton Limited (Formerly BHP Ltd.) | BHP | 88606108 | 11/27/2008 | 25 | Renew the Disapplication of Pre-Emption Rights in BHP Billiton Plc | MGMT | Y | For | For |
BHP Billiton Limited (Formerly BHP Ltd.) | BHP | 88606108 | 11/27/2008 | 26 | Authorize Repurchase of Up To 223.11 Million Shares in BHP Billiton Plc | MGMT | Y | For | For |
BHP Billiton Limited (Formerly BHP Ltd.) | BHP | 88606108 | 11/27/2008 | 27.1 | Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton Ltd. on April 30, 2009 | MGMT | Y | For | For |
BHP Billiton Limited (Formerly BHP Ltd.) | BHP | 88606108 | 11/27/2008 | 27.2 | Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton Ltd. on May 29, 2009 | MGMT | Y | For | For |
BHP Billiton Limited (Formerly BHP Ltd.) | BHP | 88606108 | 11/27/2008 | 27.3 | Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton Ltd. on June 15, 2009 | MGMT | Y | For | For |
BHP Billiton Limited (Formerly BHP Ltd.) | BHP | 88606108 | 11/27/2008 | 27.4 | Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton Ltd. on July 31, 2009 | MGMT | Y | For | For |
BHP Billiton Limited (Formerly BHP Ltd.) | BHP | 88606108 | 11/27/2008 | 27.5 | Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton Ltd. on Sept. 15, 2009 | MGMT | Y | For | For |
BHP Billiton Limited (Formerly BHP Ltd.) | BHP | 88606108 | 11/27/2008 | 27.6 | Approve Cancellation of Shares in BHP Billiton Plc Held by BHP Billiton Ltd. on on Nov. 30, 2009 | MGMT | Y | For | For |
BHP Billiton Limited (Formerly BHP Ltd.) | BHP | 88606108 | 11/27/2008 | 28 | Approve Remuneration Report for the Financial Year Ended June 30, 2008 | MGMT | Y | For | For |
BHP Billiton Limited (Formerly BHP Ltd.) | BHP | 88606108 | 11/27/2008 | 29 | Approve Amendment to the Group Incentive Scheme to Increase Target Bonus Amount from 140 Percent to 160 Percent and to Increase the Maximum Bonus from 1.5 to 2.0 Times the Target Bonus Amount | MGMT | Y | For | For |
BHP Billiton Limited (Formerly BHP Ltd.) | BHP | 88606108 | 11/27/2008 | 30 | Approve Grant of Approximately 49,594 Deferred Shares, 197,817 Options, and 349,397 Performance Shares to Marius Kloppers, CEO, Pursuant to the Group Incentive Scheme and Long Term Incentive Plan | MGMT | Y | Against | Against |
BHP Billiton Limited (Formerly BHP Ltd.) | BHP | 88606108 | 11/27/2008 | 31 | Approve Increase in The Total Remuneration Pool for Non-Executive Directors of BHP Billiton Plc to $3.8 Million | MGMT | Y | For | For |
BHP Billiton Limited (Formerly BHP Ltd.) | BHP | 88606108 | 11/27/2008 | 32 | Approve Increase in The Total Remuneration Pool for Non-Executive Directors of BHP Billiton Ltd to $3.8 Million | MGMT | Y | For | For |
BHP Billiton Limited (Formerly BHP Ltd.) | BHP | 88606108 | 11/27/2008 | 33 | Approve Amendments to the Articles of Association of BHP Billiton Plc | MGMT | Y | For | For |
BHP Billiton Limited (Formerly BHP Ltd.) | BHP | 88606108 | 11/27/2008 | 34 | Approve Amendments to the Constitution of BHP Billiton Ltd | MGMT | Y | For | For |
GDF Suez | GDFZY | 36160B105 | 12/17/2008 | 1 | Approve Spin-Off Agreement and Its Remuneration to GDF Investissements 31 | MGMT | Y | For | For |
GDF Suez | GDFZY | 36160B105 | 12/17/2008 | 2 | Approve Spin-Off Agreement and Its Remuneration to GDF Investissements 37 | MGMT | Y | For | For |
GDF Suez | GDFZY | 36160B105 | 12/17/2008 | 3 | Amend Article 16 of the Bylaws Re: Election of Vice-Chairman | MGMT | Y | For | For |
GDF Suez | GDFZY | 36160B105 | 12/17/2008 | 4 | Amend Articles 13.1 and 13.3 of the Bylaws Re: Election of Shareholder Employee Representative to the Board of Directors | MGMT | Y | For | For |
GDF Suez | GDFZY | 36160B105 | 12/17/2008 | 5 | Authorize Filing of Required Documents/Other Formalities | MGMT | Y | For | For |
BNP Paribas | BNPQY | 05565A202 | 12/19/2008 | 1 | CONTRIBUTION IN KIND OF SHARES OF FORTIS BANQUE SA | MGMT | Y | For | For |
BNP Paribas | BNPQY | 05565A202 | 12/19/2008 | 2 | CONTRIBUTION IN KIND OF SHARES OF FORTIS BANQUE LUXEMBOURG SA | MGMT | Y | For | For |
BNP Paribas | BNPQY | 05565A202 | 12/19/2008 | 3 | ISSUANCE OF ORDINARY SHARES TO PAY FOR CONTRIBUTIONS OF UNLISTED SHARES UP TO THE LIMIT OF 10% OF THE CAPITAL | MGMT | Y | For | For |
BNP Paribas | BNPQY | 05565A202 | 12/19/2008 | 4 | POWERS FOR FORMALITIES | MGMT | Y | For | For |
Banco Santander S.A. | STD | 05964H105 | 1/26/2009 | 1 | CAPITAL INCREASE BY MEANS OF THE ISSUANCE OF NEW ORDINARY SHARES HAVING A PAR VALUE OF ONE-HALF EURO EACH AND AN ISSUANCE PREMIUM TO BE DETERMINED BY THE BOARD OF DIRECTORS OR, BY DELEGATION, THE EXECUTIVE COMMITTEE | MGMT | Y | Against | Against |
Banco Santander S.A. | STD | 05964H105 | 1/26/2009 | 2 | AUTHORIZE DELIVERY OF 100 SHARES OF BANK TO EACH EMPLOYEE OF ABBEY NATL PLC SUBGRP INC FROM BRADFORD & BINGLEY PLC GRP, AS SPECIAL BONUS IN THE FRAMEWORK OF ACQUISITION OF RETAIL DEPOSITS, BRANCH & DISTRIBUTION NETWORKS OF BRADFORD & BINGLEY PLC GRP. | MGMT | Y | For | For |
Banco Santander S.A. | STD | 05964H105 | 1/26/2009 | 3 | AUTHORIZE BOARD OF DIRECTORS TO RATIFY,EXECUTE & DEVELOP RESOLUTIONS ADOPTED BY SHAREHOLDERS IN GEN. MTG.,TO DELEGATE POWERS IT RECEIVES FROM SHAREHOLDERS ACTING IN GEN. MTG.,& GRANT OF POWERS TO CONVERT RESOLUTIONS TO NOTARIAL INSTRUMENTS | MGMT | Y | For | For |
Siemens AG | SI | 826197501 | 1/27/2009 | 1 | APPROPRIATION OF NET INCOME | MGMT | Y | For | For |
Siemens AG | SI | 826197501 | 1/27/2009 | 2 | POSTPONEMENT OF THE RATIFICATION OF THE ACTS OF THE FOLLOWING MANAGING BOARD MEMBER: RUDI LAMPRECHT (UNTIL 31.12.2007) | MGMT | Y | For | For |
Siemens AG | SI | 826197501 | 1/27/2009 | 3 | POSTPONEMENT OF THE RATIFICATION OF THE ACTS OF THE FOLLOWING MANAGING BOARD MEMBER: JURGEN RADOMSKI (UNTIL 31.12.2007) | MGMT | Y | For | For |
Siemens AG | SI | 826197501 | 1/27/2009 | 4 | POSTPONEMENT OF THE RATIFICATION OF THE ACTS OF THE FOLLOWING MANAGING BOARD MEMBER: URIEL J. SHAREF (UNTIL 31.12.2007) | MGMT | Y | For | For |
Siemens AG | SI | 826197501 | 1/27/2009 | 5 | POSTPONEMENT OF THE RATIFICATION OF THE ACTS OF THE FOLLOWING MANAGING BOARD MEMBER: KLAUS WUCHERER (UNTIL 31.12.2007) | MGMT | Y | For | For |
Siemens AG | SI | 826197501 | 1/27/2009 | 6 | RATIFICATION OF THE ACTS OF THE OTHER MANAGING BOARD MEMBER: PETER LOSCHER | MGMT | Y | For | For |
Siemens AG | SI | 826197501 | 1/27/2009 | 7 | RATIFICATION OF THE ACTS OF THE OTHER MANAGING BOARD MEMBER: WOLFGANG DEHEN (AS OF 01.01.2008) | MGMT | Y | For | For |
Siemens AG | SI | 826197501 | 1/27/2009 | 8 | RATIFICATION OF THE ACTS OF THE OTHER MANAGING BOARD MEMBER: HEINRICH HIESINGER | MGMT | Y | For | For |
Siemens AG | SI | 826197501 | 1/27/2009 | 9 | RATIFICATION OF THE ACTS OF THE OTHER MANAGING BOARD MEMBER: JOE KAESER | MGMT | Y | For | For |
Siemens AG | SI | 826197501 | 1/27/2009 | 10 | RATIFICATION OF THE ACTS OF THE OTHER MANAGING BOARD MEMBER: EDUARDO MONTES (UNTIL 31.12.2007) | MGMT | Y | For | For |
Siemens AG | SI | 826197501 | 1/27/2009 | 11 | RATIFICATION OF THE ACTS OF THE OTHER MANAGING BOARD MEMBER: JIM REID-ANDERSON (AS OF 01.05.2008) | MGMT | Y | For | For |
Siemens AG | SI | 826197501 | 1/27/2009 | 12 | RATIFICATION OF THE ACTS OF THE OTHER MANAGING BOARD MEMBER: ERICH R. REINHARDT (UNTIL 30.04.2008) | MGMT | Y | For | For |
Siemens AG | SI | 826197501 | 1/27/2009 | 13 | RATIFICATION OF THE ACTS OF THE OTHER MANAGING BOARD MEMBER: HERMANN REQUARDT | MGMT | Y | For | For |
Siemens AG | SI | 826197501 | 1/27/2009 | 14 | RATIFICATION OF THE ACTS OF THE OTHER MANAGING BOARD MEMBER: SIEGFRIED RUSSWURM (AS OF 01.01.2008) | MGMT | Y | For | For |
Siemens AG | SI | 826197501 | 1/27/2009 | 15 | RATIFICATION OF THE ACTS OF THE OTHER MANAGING BOARD MEMBER: PETER Y. SOLMSSEN | MGMT | Y | For | For |
Siemens AG | SI | 826197501 | 1/27/2009 | 16 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: GERHARD CROMME | MGMT | Y | For | For |
Siemens AG | SI | 826197501 | 1/27/2009 | 17 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: RALF HECKMANN | MGMT | Y | For | For |
Siemens AG | SI | 826197501 | 1/27/2009 | 18 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: JOSEF ACKERMANN | MGMT | Y | For | For |
Siemens AG | SI | 826197501 | 1/27/2009 | 19 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: LOTHAR ADLER | MGMT | Y | For | For |
Siemens AG | SI | 826197501 | 1/27/2009 | 20 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: JEAN-LOUIS BEFFA (AS OF 24.01.2008) | MGMT | Y | For | For |
Siemens AG | SI | 826197501 | 1/27/2009 | 21 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: GERHARD BIELETZKI (UNTIL 03.12.2007) | MGMT | Y | For | For |
Siemens AG | SI | 826197501 | 1/27/2009 | 22 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: GERD VON BRANDENSTEIN (AS OF 24.01.2008) | MGMT | Y | For | For |
Siemens AG | SI | 826197501 | 1/27/2009 | 23 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: JOHN DAVID COOMBE (UNTIL 24.01.2008) | MGMT | Y | For | For |
Siemens AG | SI | 826197501 | 1/27/2009 | 24 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: HILDEGARD CORNUDET (UNTIL 24.01.2008) | MGMT | Y | For | For |
Siemens AG | SI | 826197501 | 1/27/2009 | 25 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: MICHAEL DIEKMANN (AS OF 24.01.2008) | MGMT | Y | For | For |
Siemens AG | SI | 826197501 | 1/27/2009 | 26 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: HANS MICHAEL GAUL (AS OF 24.01.2008) | MGMT | Y | For | For |
Siemens AG | SI | 826197501 | 1/27/2009 | 27 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: BIRGIT GRUBE (UNTIL 24.01.2008) | MGMT | Y | For | For |
Siemens AG | SI | 826197501 | 1/27/2009 | 28 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: PETER GRUSS (AS OF 24.01.2008) | MGMT | Y | For | For |
Siemens AG | SI | 826197501 | 1/27/2009 | 29 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: BETTINA HALLER | MGMT | Y | For | For |
Siemens AG | SI | 826197501 | 1/27/2009 | 30 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: HEINZ HAWRELIUK | MGMT | Y | For | For |
Siemens AG | SI | 826197501 | 1/27/2009 | 31 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: BERTHOLD HUBER | MGMT | Y | For | For |
Siemens AG | SI | 826197501 | 1/27/2009 | 32 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: HARALD KERN (AS OF 24.01.2008) | MGMT | Y | For | For |
Siemens AG | SI | 826197501 | 1/27/2009 | 33 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: WALTER KROLL (UNTIL 24.01.2008) | MGMT | Y | For | For |
Siemens AG | SI | 826197501 | 1/27/2009 | 34 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: NICOLA LEIBINGER-KAMMULLER (AS OF 24.01.2008) | MGMT | Y | For | For |
Siemens AG | SI | 826197501 | 1/27/2009 | 35 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: MICHAEL MIROW (UNTIL 24.01.2008) | MGMT | Y | For | For |
Siemens AG | SI | 826197501 | 1/27/2009 | 36 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: WERNER MONIUS (AS OF 24.01.2008) | MGMT | Y | For | For |
Siemens AG | SI | 826197501 | 1/27/2009 | 37 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: ROLAND MOTZIGEMBA (AS OF 03.12.2007, UNTIL 24.01.2008) | MGMT | Y | For | For |
Siemens AG | SI | 826197501 | 1/27/2009 | 38 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: THOMAS RACKOW (UNTIL 24.01.2008) | MGMT | Y | For | For |
Siemens AG | SI | 826197501 | 1/27/2009 | 39 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: HAKAN SAMUELSSON (AS OF 24.01.2008) | MGMT | Y | For | For |
Siemens AG | SI | 826197501 | 1/27/2009 | 40 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: DIETER SCHEITOR | MGMT | Y | For | For |
Siemens AG | SI | 826197501 | 1/27/2009 | 41 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: ALBRECHT SCHMIDT (UNTIL 24.01.2008) | MGMT | Y | For | For |
Siemens AG | SI | 826197501 | 1/27/2009 | 42 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: HENNING SCHULTE-NOELLE (UNTIL 24.01.2008) | MGMT | Y | For | For |
Siemens AG | SI | 826197501 | 1/27/2009 | 43 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: RAINER SIEG (AS OF 24.01.2008) | MGMT | Y | For | For |
Siemens AG | SI | 826197501 | 1/27/2009 | 44 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: PETER VON SIEMENS (UNTIL 24.01.2008) | MGMT | Y | For | For |
Siemens AG | SI | 826197501 | 1/27/2009 | 45 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: JERRY I. SPEYER (UNTIL 24.01.2008) | MGMT | Y | For | For |
Siemens AG | SI | 826197501 | 1/27/2009 | 46 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: BIRGIT STEINBORN (AS OF 24.01.2008) | MGMT | Y | For | For |
Siemens AG | SI | 826197501 | 1/27/2009 | 47 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: LORD IAIN VALLANCE OF TUMMEL | MGMT | Y | For | For |
Siemens AG | SI | 826197501 | 1/27/2009 | 48 | APPOINTMENT OF INDEPENDENT AUDITORS | MGMT | Y | For | For |
Siemens AG | SI | 826197501 | 1/27/2009 | 49 | ACQUISITION AND USE OF SIEMENS SHARES | MGMT | Y | For | For |
Siemens AG | SI | 826197501 | 1/27/2009 | 50 | USE OF EQUITY DERIVATIVES IN CONNECTION WITH THE ACQUISITION OF SIEMENS SHARES | MGMT | Y | For | For |
Siemens AG | SI | 826197501 | 1/27/2009 | 51 | CREATION OF AN AUTHORIZED CAPITAL 2009 | MGMT | Y | For | For |
Siemens AG | SI | 826197501 | 1/27/2009 | 52 | ISSUE OF CONVERTIBLE/WARRANT BONDS AND CREATION OF A CONDITIONAL CAPITAL 2009 | MGMT | Y | For | For |
Siemens AG | SI | 826197501 | 1/27/2009 | 53 | ADJUSTMENTS TO THE SUPERVISORY BOARD REMUNERATION | MGMT | Y | For | For |
Siemens AG | SI | 826197501 | 1/27/2009 | 54 | AMENDMENTS TO THE ARTICLES OF ASSOCIATION WITH REGARD TO ELECTIONS | MGMT | Y | For | For |
Imperial Tobacco Group plc | ITYBY | 453142101 | 2/3/2009 | 1 | RECEIVE THE ACCOUNTS FOR THE FINANCIAL YEAR ENDED 30 SEPTEMBER 2008, WITH THE DIRECTORS AND AUDITOR S REPORTS. | MGMT | Y | Against | Against |
Imperial Tobacco Group plc | ITYBY | 453142101 | 2/3/2009 | 2 | RECEIVE AND APPROVE THE DIRECTORS REMUNERATION REPORT FOR FINANCIAL YEAR ENDED 30 SEPTEMBER 2008, WITH AUDITOR S REPORT. | MGMT | Y | For | For |
Imperial Tobacco Group plc | ITYBY | 453142101 | 2/3/2009 | 3 | DECLARE A FINAL DIVIDEND FOR THE FINANCIAL YEAR ENDED 30 SEPTEMBER 2008 OF 42.2 PENCE PER ORDINARY SHARE OF 10 PENCE. | MGMT | Y | For | For |
Imperial Tobacco Group plc | ITYBY | 453142101 | 2/3/2009 | 4 | TO RE-ELECT MR G L BLASHILL AS A DIRECTOR OF THE COMPANY. | MGMT | Y | For | For |
Imperial Tobacco Group plc | ITYBY | 453142101 | 2/3/2009 | 5 | TO RE-ELECT DR P H JUNGELS AS A DIRECTOR OF THE COMPANY. | MGMT | Y | For | For |
Imperial Tobacco Group plc | ITYBY | 453142101 | 2/3/2009 | 6 | TO ELECT MR J D COMOLLI AS A DIRECTOR OF THE COMPANY. | MGMT | Y | For | For |
Imperial Tobacco Group plc | ITYBY | 453142101 | 2/3/2009 | 7 | TO ELECT MR B F BICH AS A DIRECTOR OF THE COMPANY. | MGMT | Y | For | For |
Imperial Tobacco Group plc | ITYBY | 453142101 | 2/3/2009 | 8 | TO ELECT MR B SETRAKIAN AS A DIRECTOR OF THE COMPANY. | MGMT | Y | For | For |
Imperial Tobacco Group plc | ITYBY | 453142101 | 2/3/2009 | 9 | RATIFY AUDITORS | MGMT | Y | For | For |
Imperial Tobacco Group plc | ITYBY | 453142101 | 2/3/2009 | 10 | TO AUTHORIZE THE DIRECTORS TO SET THE REMUNERATION OF THE AUDITOR. | MGMT | Y | For | For |
Imperial Tobacco Group plc | ITYBY | 453142101 | 2/3/2009 | 11 | APPROVAL OF RESOLUTION # 11 AS ORDINARY RESOLUTION AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. | MGMT | Y | Against | Against |
Imperial Tobacco Group plc | ITYBY | 453142101 | 2/3/2009 | 12 | APPROVAL OF RESOLUTION # 12 AS ORDINARY RESOLUTION AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. | MGMT | Y | For | For |
Imperial Tobacco Group plc | ITYBY | 453142101 | 2/3/2009 | 13 | APPROVAL OF RESOLUTION # 13 AS SPECIAL RESOLUTION AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. | MGMT | Y | For | For |
Imperial Tobacco Group plc | ITYBY | 453142101 | 2/3/2009 | 14 | APPROVAL OF RESOLUTION # 14 AS SPECIAL RESOLUTION AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. | MGMT | Y | For | For |
HSBC Holdings plc | HBC | 404280406 | 3/19/2009 | 1 | Approve Increase in Authorised Ordinary Share Capital from USD 7,500,100,000, GBP 401,500 and EUR 100,000 to USD 10,500,100,000, GBP 401,500 and EUR 100,000 | MGMT | Y | For | For |
HSBC Holdings plc | HBC | 404280406 | 3/19/2009 | 2 | Subject to the Passing of Resolution 1, Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 2,530,200,000 (Rights Issue) | MGMT | Y | For | For |
HSBC Holdings plc | HBC | 404280406 | 3/19/2009 | 3 | Subject to the Passing of Resolution 2, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 2,530,200,000 (Rights Issue) | MGMT | Y | For | For |
BNP Paribas | BNPQY | 05565A202 | 3/27/2009 | 1 | CREATION OF A NEW CLASS OF SHARES COMPRISED OF PREFERENCESHARES, AND THE CORRESPONDING AMENDMENT TO THE ARTICLES OFASSOCIATION | MGMT | Y | For | For |
BNP Paribas | BNPQY | 05565A202 | 3/27/2009 | 2 | ISSUE OF PREFERENCE SHARES FOR THE SOCIETE DE PRISE DEPARTICIPATION DE I ETAT | MGMT | Y | For | For |
BNP Paribas | BNPQY | 05565A202 | 3/27/2009 | 3 | AUTHORISATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO CARRYOUT TRANSACTIONS RESERVED FOR MEMBERS OF THE BNP PARIBAS COMPANYSHARE PLAN THAT MAY BE IN THE FORM OF A CAPITAL INCREASE AND/ORTRANSFER OF RESERVED SECURITIES | MGMT | Y | Against | Against |
BNP Paribas | BNPQY | 05565A202 | 3/27/2009 | 4 | CAPITAL INCREASE THROUGH THE CAPITALISATION OF RESERVES ORPROFITS, OR SHARE OR CONTRIBUTION PREMIUMS | MGMT | Y | For | For |
BNP Paribas | BNPQY | 05565A202 | 3/27/2009 | 5 | POWERS FOR FORMALITIES | MGMT | Y | For | For |
Koninklijke KPN N.V. | KKPNY | 780641205 | 4/7/2009 | 1 | Approve Financial Statements and Statutory Reports | MGMT | N | Not Applicable | Not Applicable |
Koninklijke KPN N.V. | KKPNY | 780641205 | 4/7/2009 | 2 | Approve Dividends of EUR 0.40 Per Share | MGMT | N | Not Applicable | Not Applicable |
Koninklijke KPN N.V. | KKPNY | 780641205 | 4/7/2009 | 3 | Approve Discharge of Management Board | MGMT | N | Not Applicable | Not Applicable |
Koninklijke KPN N.V. | KKPNY | 780641205 | 4/7/2009 | 4 | Approve Discharge of Supervisory Board | MGMT | N | Not Applicable | Not Applicable |
Koninklijke KPN N.V. | KKPNY | 780641205 | 4/7/2009 | 5 | Ratify PricewaterhouseCoopers Accountants as Auditors | MGMT | N | Not Applicable | Not Applicable |
Koninklijke KPN N.V. | KKPNY | 780641205 | 4/7/2009 | 6 | Elect A.H.J. Risseeuw to Supervisory Board | MGMT | N | Not Applicable | Not Applicable |
Koninklijke KPN N.V. | KKPNY | 780641205 | 4/7/2009 | 7 | Elect M.E. van Lier Lels to Supervisory Board | MGMT | N | Not Applicable | Not Applicable |
Koninklijke KPN N.V. | KKPNY | 780641205 | 4/7/2009 | 8 | Elect R.J. Routs to Supervisory Board | MGMT | N | Not Applicable | Not Applicable |
Koninklijke KPN N.V. | KKPNY | 780641205 | 4/7/2009 | 9 | Elect D.J. Haank to Supervisory Board | MGMT | N | Not Applicable | Not Applicable |
Koninklijke KPN N.V. | KKPNY | 780641205 | 4/7/2009 | 10 | Authorize Repurchase of Shares | MGMT | N | Not Applicable | Not Applicable |
Koninklijke KPN N.V. | KKPNY | 780641205 | 4/7/2009 | 11 | Approve Reduction in Issued Share Capital by Cancellation of Shares | MGMT | N | Not Applicable | Not Applicable |
Petroleo Brasileiro | PBR | 71654V408 | 4/8/2009 | 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2008 | MGMT | N | Not Applicable | Not Applicable |
Petroleo Brasileiro | PBR | 71654V408 | 4/8/2009 | 2 | Approve Capital Budget for Upcoming Fiscal Year | MGMT | N | Not Applicable | Not Applicable |
Petroleo Brasileiro | PBR | 71654V408 | 4/8/2009 | 3 | Approve Allocation of Income and Dividends for Fiscal 2008 | MGMT | N | Not Applicable | Not Applicable |
Petroleo Brasileiro | PBR | 71654V408 | 4/8/2009 | 4 | Elect Directors | MGMT | N | Not Applicable | Not Applicable |
Petroleo Brasileiro | PBR | 71654V408 | 4/8/2009 | 5 | Elect Board Chairman | MGMT | N | Not Applicable | Not Applicable |
Petroleo Brasileiro | PBR | 71654V408 | 4/8/2009 | 6 | Elect Fiscal Council Members and Alternates | MGMT | N | Not Applicable | Not Applicable |
Petroleo Brasileiro | PBR | 71654V408 | 4/8/2009 | 7 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | MGMT | N | Not Applicable | Not Applicable |
BP plc | BP | 55622104 | 4/16/2009 | 1 | TO RECEIVE THE DIRECTORS ANNUAL REPORT AND ACCOUNTS | MGMT | Y | For | For |
BP plc | BP | 55622104 | 4/16/2009 | 2 | TO APPROVE THE DIRECTORS REMUNERATION REPORT | MGMT | Y | For | For |
BP plc | BP | 55622104 | 4/16/2009 | 3 | DIRECTOR MR A BURGMANS | MGMT | Y | For | For |
BP plc | BP | 55622104 | 4/16/2009 | 4 | DIRECTOR MRS C B CARROLL | MGMT | Y | For | For |
BP plc | BP | 55622104 | 4/16/2009 | 5 | DIRECTOR SIR WILLIAM CASTELL | MGMT | Y | For | For |
BP plc | BP | 55622104 | 4/16/2009 | 6 | DIRECTOR MR I C CONN | MGMT | Y | For | For |
BP plc | BP | 55622104 | 4/16/2009 | 7 | DIRECTOR MR G DAVID | MGMT | Y | For | For |
BP plc | BP | 55622104 | 4/16/2009 | 8 | DIRECTOR MR E B DAVIS, JR | MGMT | Y | For | For |
BP plc | BP | 55622104 | 4/16/2009 | 9 | DIRECTOR MR R DUDLEY | MGMT | Y | For | For |
BP plc | BP | 55622104 | 4/16/2009 | 10 | DIRECTOR MR D J FLINT | MGMT | Y | For | For |
BP plc | BP | 55622104 | 4/16/2009 | 11 | DIRECTOR DR B E GROTE | MGMT | Y | For | For |
BP plc | BP | 55622104 | 4/16/2009 | 12 | DIRECTOR DR A B HAYWARD | MGMT | Y | For | For |
BP plc | BP | 55622104 | 4/16/2009 | 13 | DIRECTOR MR A G INGLIS | MGMT | Y | For | For |
BP plc | BP | 55622104 | 4/16/2009 | 14 | DIRECTOR DR D S JULIUS | MGMT | Y | For | For |
BP plc | BP | 55622104 | 4/16/2009 | 15 | DIRECTOR SIR TOM MCKILLOP | MGMT | Y | Withhold | Withhold |
BP plc | BP | 55622104 | 4/16/2009 | 16 | DIRECTOR SIR IAN PROSSER | MGMT | Y | For | For |
BP plc | BP | 55622104 | 4/16/2009 | 17 | DIRECTOR MR P D SUTHERLAND | MGMT | Y | For | For |
BP plc | BP | 55622104 | 4/16/2009 | 18 | TO RE-APPOINT ERNST & YOUNG LLP AS AUDITORS AND AUTHORIZE THEBOARD TO FIX THEIR REMUNERATION | MGMT | Y | For | For |
BP plc | BP | 55622104 | 4/16/2009 | 19 | SPECIAL RESOLUTION: TO GIVE LIMITED AUTHORITY FOR THE PURCHASEOF ITS OWN SHARES BY THE COMPANY | MGMT | Y | For | For |
BP plc | BP | 55622104 | 4/16/2009 | 20 | TO GIVE LIMITED AUTHORITY TO ALLOT SHARES UP TO A SPECIFIEDAMOUNT | MGMT | Y | For | For |
BP plc | BP | 55622104 | 4/16/2009 | 21 | SPECIAL RESOLUTION: TO GIVE AUTHORITY TO ALLOT A LIMITED NUMBEROF SHARES FOR CASH FREE OF PRE-EMPTION RIGHTS | MGMT | Y | For | For |
BP plc | BP | 55622104 | 4/16/2009 | 22 | SPECIAL RESOLUTION: TO AUTHORIZE THE CALLING OF GENERAL MEETINGS(EXCLUDING ANNUAL GENERAL MEETINGS) BY NOTICE OF AT LEAST 14CLEAR DAYS | MGMT | Y | For | For |
RWE AG | RWEA | 74975E304 | 4/22/2009 | 2 | Approve Allocation of Income and Dividends of EUR 4.50 per Share | MGMT | Y | For | For |
RWE AG | RWEA | 74975E305 | 4/22/2009 | 3 | Approve Discharge of Management Board for Fiscal 2008 | MGMT | Y | For | For |
RWE AG | RWEA | 74975E306 | 4/22/2009 | 4 | Approve Discharge of Supervisory Board for Fiscal 2008 | MGMT | Y | For | For |
RWE AG | RWEA | 74975E307 | 4/22/2009 | 5 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2009 | MGMT | Y | For | For |
RWE AG | RWEA | 74975E308 | 4/22/2009 | 6 | Ratify PricewaterhouseCoopers AG for the Inspection of the 2009 Mid-Yearl Report | MGMT | Y | For | For |
RWE AG | RWEA | 74975E309 | 4/22/2009 | 7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | MGMT | Y | For | For |
RWE AG | RWEA | 74975E310 | 4/22/2009 | 8 | Authorize Use of Financial Derivatives when Repurchasing Shares<p> | MGMT | Y | For | For |
RWE AG | RWEA | 74975E311 | 4/22/2009 | 9 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 6 Billion; Approve Creation of EUR 144 Million Pool of Capital to Guarantee Conversion Rights | MGMT | Y | For | For |
RWE AG | RWEA | 74975E312 | 4/22/2009 | 10 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 6 Billion; Approve Creation of EUR 144 Million Pool of Capital to Guarantee Conversion Rights | MGMT | Y | For | For |
RWE AG | RWEA | 74975E313 | 4/22/2009 | 11 | Amend Articles Re: Participation in the Annual Meeting; Chair of the Annual Meeting | MGMT | Y | For | For |
RWE AG | RWEA | 74975E314 | 4/22/2009 | 12 | Amend Articles Re: Designation of Proxy | MGMT | Y | For | For |
Nestle SA | NSRGY | 641069406 | 4/23/2009 | 1.1 | Accept Financial Statements and Statutory Reports | MGMT | N | Not Applicable | Not Applicable |
Nestle SA | NSRGY | 641069406 | 4/23/2009 | 1.2 | Approve Remuneration Report | MGMT | N | Not Applicable | Not Applicable |
Nestle SA | NSRGY | 641069406 | 4/23/2009 | 2 | Approve Discharge of Board and Senior Management | MGMT | N | Not Applicable | Not Applicable |
Nestle SA | NSRGY | 641069406 | 4/23/2009 | 3 | Approve Allocation of Income and Dividends of CHF 1.40 per Share | MGMT | N | Not Applicable | Not Applicable |
Nestle SA | NSRGY | 641069406 | 4/23/2009 | 4.1.1 | Reelect Daniel Borel as Director | MGMT | N | Not Applicable | Not Applicable |
Nestle SA | NSRGY | 641069406 | 4/23/2009 | 4.1.2 | Reelect Carolina Mueller-Moehl as Director | MGMT | N | Not Applicable | Not Applicable |
Nestle SA | NSRGY | 641069406 | 4/23/2009 | 4.2 | Ratify KPMG AG as Auditors | MGMT | N | Not Applicable | Not Applicable |
Nestle SA | NSRGY | 641069406 | 4/23/2009 | 5 | Approve CHF 180 million Reduction in Share Capital | MGMT | N | Not Applicable | Not Applicable |
Nestle SA | NSRGY | 641069406 | 4/23/2009 | 6 | MARK THE FOR BOX TO THE RIGHT IF YOU WISH TO GIVE A PROXY TO INDEPENDENT REPRESENTATIVE, MR. JEAN-LUDOVIC HARTMAN | MGMT | N | Not Applicable | Not Applicable |
Nokia Corp. | NOK | 654902204 | 4/23/2009 | 7 | Accept Financial Statements and Statutory Reports | MGMT | Y | For | For |
Nokia Corp. | NOK | 654902204 | 4/23/2009 | 8 | Approve Allocation of Income and Dividends of EUR 0.40 Per Share | MGMT | Y | For | For |
Nokia Corp. | NOK | 654902204 | 4/23/2009 | 9 | Approve Discharge of Board and President | MGMT | Y | For | For |
Nokia Corp. | NOK | 654902204 | 4/23/2009 | 10 | Approve Remuneration of Directors in the Amount of EUR 440,000 for Chairman, EUR 150,000 for Vice Chairman, and EUR 130,000 for Other Directors; Approve Remuneration for Committee Work | MGMT | Y | For | For |
Nokia Corp. | NOK | 654902204 | 4/23/2009 | 11 | Fix Number of Directors at 11 | MGMT | Y | For | For |
Nokia Corp. | NOK | 654902204 | 4/23/2009 | 12.1 | Reelect Georg Ehrnrooth as Director | MGMT | Y | For | For |
Nokia Corp. | NOK | 654902204 | 4/23/2009 | 12.2 | Reelect Lalita D. Gupte as Director | MGMT | Y | For | For |
Nokia Corp. | NOK | 654902204 | 4/23/2009 | 12.3 | Reelect Bengt Holmstrom as Director | MGMT | Y | For | For |
Nokia Corp. | NOK | 654902204 | 4/23/2009 | 12.4 | Reelect Henning Kagermann as Director | MGMT | Y | For | For |
Nokia Corp. | NOK | 654902204 | 4/23/2009 | 12.5 | Reelect Olli-Pekka Kallasvuo as Director | MGMT | Y | For | For |
Nokia Corp. | NOK | 654902204 | 4/23/2009 | 12.6 | Reelect Per Karlsson as Director | MGMT | Y | For | For |
Nokia Corp. | NOK | 654902204 | 4/23/2009 | 12.7 | Reelect Jorma Ollila as Director | MGMT | Y | For | For |
Nokia Corp. | NOK | 654902204 | 4/23/2009 | 12.8 | Reelect Marjorie Scardino as Director | MGMT | Y | For | For |
Nokia Corp. | NOK | 654902204 | 4/23/2009 | 12.9 | Reelect Risto Siilasmaa as Director | MGMT | Y | For | For |
Nokia Corp. | NOK | 654902204 | 4/23/2009 | 12.1 | Reelect Keijo Suila as Directors as Director | MGMT | Y | For | For |
Nokia Corp. | NOK | 654902204 | 4/23/2009 | 12.11 | Elect Isabel Marey-Semper as New Director | MGMT | Y | For | For |
Nokia Corp. | NOK | 654902204 | 4/23/2009 | 13 | Approve Remuneration of Auditors | MGMT | Y | For | For |
Nokia Corp. | NOK | 654902204 | 4/23/2009 | 14 | Ratify PricewaterhouseCoopers Oy as Auditors | MGMT | Y | For | For |
Nokia Corp. | NOK | 654902204 | 4/23/2009 | 15 | Authorize Repurchase of up to 360 Million Nokia Shares | MGMT | Y | For | For |
Nokia Corp. | NOK | 654902204 | 4/23/2009 | 17 | MARK THE FOR BOX IF YOU WISH TO INSTRUCT THE DEPOSITARY TO GIVE A PROXY TO LEENA SIIRALA OR ESA NIINIMAKI, BOTH LEGALCOUNSELS OF NOKIA CORPORATION, TO VOTE, IN THEIR DISCRETION, ONYOUR BEHALF ONLY UPON ITEM 17. | MGMT | Y | Against | Against |
Axa | AXA | 54536107 | 4/30/2009 | 1 | Approve Financial Statements and Statutory Reports | MGMT | Y | Against | Against |
Axa | AXA | 54536107 | 4/30/2009 | 2 | Accept Consolidated Financial Statements and Statutory Reports | MGMT | Y | Against | Against |
Axa | AXA | 54536107 | 4/30/2009 | 3 | Approve Allocation of Income and Dividends of EUR 0.40 per Share | MGMT | Y | For | For |
Axa | AXA | 54536107 | 4/30/2009 | 4 | Approve Auditors' Special Report Regarding Related-Party Transactions | MGMT | Y | For | For |
Axa | AXA | 54536107 | 4/30/2009 | 5 | Reelect Jacques de Chateauvieux as Supervisory Board Member | MGMT | Y | For | For |
Axa | AXA | 54536107 | 4/30/2009 | 6 | Reelect Anthony Hamilton as Supervisory Board Member | MGMT | Y | For | For |
Axa | AXA | 54536107 | 4/30/2009 | 7 | Reelect Michel Pebereau as Supervisory Board Member | MGMT | Y | For | For |
Axa | AXA | 54536107 | 4/30/2009 | 8 | Reelect Dominique Reiniche as Supervisory Board Member | MGMT | Y | For | For |
Axa | AXA | 54536107 | 4/30/2009 | 9 | Elect Ramon de Oliveira as Supervisory Board Member | MGMT | Y | For | For |
Axa | AXA | 54536107 | 4/30/2009 | 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | MGMT | Y | For | For |
Axa | AXA | 54536107 | 4/30/2009 | 11 | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | MGMT | Y | For | For |
Axa | AXA | 54536107 | 4/30/2009 | 12 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion | MGMT | Y | For | For |
Axa | AXA | 54536107 | 4/30/2009 | 13 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion | MGMT | Y | For | For |
Axa | AXA | 54536107 | 4/30/2009 | 14 | Authorize Board to Set Issue Price for 10 Percent of Issued Capital Pursuant to Issue Authority without Preemptive Rights | MGMT | Y | Against | Against |
Axa | AXA | 54536107 | 4/30/2009 | 15 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Items 12 to 14 and 16 to 18 | MGMT | Y | Against | Against |
Axa | AXA | 54536107 | 4/30/2009 | 16 | Authorize Capital Increase of Up to EUR 1 Billion for Future Exchange Offers | MGMT | Y | Against | Against |
Axa | AXA | 54536107 | 4/30/2009 | 17 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | MGMT | Y | For | For |
Axa | AXA | 54536107 | 4/30/2009 | 18 | Authorize Issuance of Equity upon Conversion of a Subsidiary's Equity-Linked Securities for Up to EUR 1 Billion | MGMT | Y | For | For |
Axa | AXA | 54536107 | 4/30/2009 | 19 | Approve Issuance of Securities Convertible into Debt | MGMT | Y | For | For |
Axa | AXA | 54536107 | 4/30/2009 | 20 | Approve Employee Stock Purchase Plan | MGMT | Y | For | For |
Axa | AXA | 54536107 | 4/30/2009 | 21 | Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries | MGMT | Y | For | For |
Axa | AXA | 54536107 | 4/30/2009 | 22 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | MGMT | Y | For | For |
Axa | AXA | 54536107 | 4/30/2009 | 23 | Authorize Issuance of Preferred Stock in Favor of Axa Assurances IARD Mutuelle and Axa Assurances Vie Mutuelle for up to Aggregate Nominal Amount of EUR 1 Billion | MGMT | Y | For | For |
Axa | AXA | 54536107 | 4/30/2009 | 24 | Authorize Issuance of Preferred Stock with Preemptive Rights for up to Aggregate Nominal Amount of EUR 1 Billion | MGMT | Y | For | For |
Axa | AXA | 54536107 | 4/30/2009 | 25 | Authorize Issuance of Preferred Stock without Preemptive Rights for up to Aggregate Nominal Amount of EUR 1 Billion | MGMT | Y | For | For |
Axa | AXA | 54536107 | 4/30/2009 | 26 | Adopt New Articles of Association, Pursuant to Items 23 through 25 | MGMT | Y | For | For |
Axa | AXA | 54536107 | 4/30/2009 | 27 | Authorize Filing of Required Documents/Other Formalities | MGMT | Y | For | For |
Deutsche Telekom AG | DT | 251566105 | 4/30/2009 | 2 | RESOLUTION ON THE APPROPRIATION OF NET INCOME. | MGMT | Y | For | For |
Deutsche Telekom AG | DT | 251566105 | 4/30/2009 | 3 | RESOLUTION ON THE APPROVAL OF THE ACTIONS OF THE MEMBERS OF THEBOARD OF MANAGEMENT FOR THE 2008 FINANCIAL YEAR. | MGMT | Y | For | For |
Deutsche Telekom AG | DT | 251566105 | 4/30/2009 | 4 | POSTPONEMENT OF THE RESOLUTION ON THE APPROVAL OF THE ACTIONS OFDR. KLAUS ZUMWINKEL, WHO RESIGNED FROM THE SUPERVISORY BOARD. | MGMT | Y | For | For |
Deutsche Telekom AG | DT | 251566105 | 4/30/2009 | 5 | RESOLUTION ON THE APPROVAL OF THE ACTIONS OF THE MEMBERS OF THESUPERVISORY BOARD FOR THE 2008 FINANCIAL YEAR. | MGMT | Y | For | For |
Deutsche Telekom AG | DT | 251566105 | 4/30/2009 | 6 | RESOLUTION ON THE APPOINTMENT OF THE INDEPENDENT AUDITOR AND THEGROUP AUDITOR FOR THE 2009 FINANCIAL YEAR. | MGMT | Y | For | For |
Deutsche Telekom AG | DT | 251566105 | 4/30/2009 | 7 | AUTHORIZATION TO ACQUIRE TREASURY SHARES & USE THEM WITHEXCLUSION OF SUBSCRIPTION RIGHTS. | MGMT | Y | For | For |
Deutsche Telekom AG | DT | 251566105 | 4/30/2009 | 8 | ELECTION OF A SUPERVISORY BOARD MEMBER. | MGMT | Y | For | For |
Deutsche Telekom AG | DT | 251566105 | 4/30/2009 | 9 | ELECTION OF A SUPERVISORY BOARD MEMBER. | MGMT | Y | For | For |
Deutsche Telekom AG | DT | 251566105 | 4/30/2009 | 10 | RESOLUTION ON THE APPROVAL OF THE CONTROL AND PROFIT AND LOSSTRANSFER AGREEMENT WITH INTERACTIVE MEDIA CCSP GMBH. | MGMT | Y | For | For |
Deutsche Telekom AG | DT | 251566105 | 4/30/2009 | 11 | CANCELLATION OF AUTHORIZED CAPITAL 2004 AND CREATION OFAUTHORIZED CAPITAL 2009/I AGAINST NON-CASH CONTRIBUTIONS. | MGMT | Y | For | For |
Deutsche Telekom AG | DT | 251566105 | 4/30/2009 | 12 | CANCELLATION OF AUTHORIZED CAPITAL 2006 & CREATION OFAUTHORIZEDCAPITAL 2009/II AGAINST CASH AND/OR NON-CASH CONTRIBUTIONS. | MGMT | Y | For | For |
Deutsche Telekom AG | DT | 251566105 | 4/30/2009 | 13 | RESOLUTION ON THE AMENDMENT TO 15 (2) OF THE ARTICLES OFINCORPORATION. | MGMT | Y | For | For |
Deutsche Telekom AG | DT | 251566105 | 4/30/2009 | 14 | RESOLUTION ON THE AMENDMENT TO 16 (1) AND (2) OF THE ARTICLESOF INCORPORATION. | MGMT | Y | For | For |
Grupo Televisa S.A. | TV | 40049J206 | 4/30/2009 | 1 | Elect or Ratify Directors Representing Series L Shareholders | MGMT | N | Not Applicable | Not Applicable |
Grupo Televisa S.A. | TV | 40049J206 | 4/30/2009 | 2 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | MGMT | N | Not Applicable | Not Applicable |
Grupo Televisa S.A. | TV | 40049J206 | 4/30/2009 | 1 | Elect Directors Representing Series D Shareholders | MGMT | N | Not Applicable | Not Applicable |
Grupo Televisa S.A. | TV | 40049J206 | 4/30/2009 | 2 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | MGMT | N | Not Applicable | Not Applicable |
Grupo Televisa S.A. | TV | 40049J206 | 4/30/2009 | 1 | Accept Statutory Reports as Required by Article 28 of Mexican Securities Law, Approve Financial Statements for Fiscal Year Ended Dec. 31, 2008, Approve Discharge of Directors, CEO and Board Committees | MGMT | N | Not Applicable | Not Applicable |
Grupo Televisa S.A. | TV | 40049J206 | 4/30/2009 | 2 | Present Report on Compliance with Fiscal Obligations | MGMT | N | Not Applicable | Not Applicable |
Grupo Televisa S.A. | TV | 40049J206 | 4/30/2009 | 3 | Approve Allocation of Income for Fiscal Year 2008 | MGMT | N | Not Applicable | Not Applicable |
Grupo Televisa S.A. | TV | 40049J206 | 4/30/2009 | 4 | Set Aggregate Nominal Amount for Share Repurchase and Receive Report on Board's Decision on Share Repurchase and Sale of Treasury Shares | MGMT | N | Not Applicable | Not Applicable |
Grupo Televisa S.A. | TV | 40049J206 | 4/30/2009 | 5 | Elect Members of the Board, Secretary and Deputy Secretaries, and Other Employees | MGMT | N | Not Applicable | Not Applicable |
Grupo Televisa S.A. | TV | 40049J206 | 4/30/2009 | 6 | Elect Members of the Executive Committee | MGMT | N | Not Applicable | Not Applicable |
Grupo Televisa S.A. | TV | 40049J206 | 4/30/2009 | 7 | Elect or Ratify Chairman of Audit Committee and Corporate Practices Committee | MGMT | N | Not Applicable | Not Applicable |
Grupo Televisa S.A. | TV | 40049J206 | 4/30/2009 | 8 | Approve Remuneration of Board Members, Executive, Audit and Corporate Practices Committees, Secretary and Deputy Secretaries | MGMT | N | Not Applicable | Not Applicable |
Grupo Televisa S.A. | TV | 40049J206 | 4/30/2009 | 9 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | MGMT | N | Not Applicable | Not Applicable |
Grupo Televisa S.A. | TV | 40049J206 | 4/30/2009 | 1 | Approve Cancellation of Shares and Subsequent Reduction in Capital; Amend Article 6 of the Bylaws Accordingly | MGMT | N | Not Applicable | Not Applicable |
Grupo Televisa S.A. | TV | 40049J206 | 4/30/2009 | 2 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | MGMT | N | Not Applicable | Not Applicable |
GDF Suez | GDFZY | 36160B105 | 5/4/2009 | 1 | Approve Financial Statements and Statutory Reports | MGMT | N | Not Applicable | Not Applicable |
GDF Suez | GDFZY | 36160B105 | 5/4/2009 | 2 | Accept Consolidated Financial Statements and Statutory Reports | MGMT | N | Not Applicable | Not Applicable |
GDF Suez | GDFZY | 36160B105 | 5/4/2009 | 3 | Approve Allocation of Income and Dividends of EUR 2.20 per Share | MGMT | N | Not Applicable | Not Applicable |
GDF Suez | GDFZY | 36160B105 | 5/4/2009 | 4 | Approve Auditors' Special Report Regarding Related-Party Transactions | MGMT | N | Not Applicable | Not Applicable |
GDF Suez | GDFZY | 36160B105 | 5/4/2009 | 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | MGMT | N | Not Applicable | Not Applicable |
GDF Suez | GDFZY | 36160B105 | 5/4/2009 | 6 | Elect Patrick Arnaud as Representative of Employee Shareholders to the Board | MGMT | N | Not Applicable | Not Applicable |
GDF Suez | GDFZY | 36160B105 | 5/4/2009 | 7 | Elect Charles Bourgeois as Representative of Employee Shareholders to the Board | MGMT | N | Not Applicable | Not Applicable |
GDF Suez | GDFZY | 36160B105 | 5/4/2009 | 8 | Elect Emmanuel Bridoux as Representative of Employee Shareholders to the Board | MGMT | N | Not Applicable | Not Applicable |
GDF Suez | GDFZY | 36160B105 | 5/4/2009 | 9 | Elect Gabrielle Prunet as Representative of Employee Shareholders to the Board | MGMT | N | Not Applicable | Not Applicable |
GDF Suez | GDFZY | 36160B105 | 5/4/2009 | 10 | Elect Jean-Luc Rigo as Representative of Employee Shareholders to the Board | MGMT | N | Not Applicable | Not Applicable |
GDF Suez | GDFZY | 36160B105 | 5/4/2009 | 11 | Elect Philippe Taurines as Representative of Employee Shareholders to the Board | MGMT | N | Not Applicable | Not Applicable |
GDF Suez | GDFZY | 36160B105 | 5/4/2009 | 12 | Elect Robin Vander Putten as Representative of Employee Shareholders to the Board | MGMT | N | Not Applicable | Not Applicable |
GDF Suez | GDFZY | 36160B105 | 5/4/2009 | 13 | Approve Employee Stock Purchase Plan for International Employees | MGMT | N | Not Applicable | Not Applicable |
GDF Suez | GDFZY | 36160B105 | 5/4/2009 | 14 | Authorize up to 0.5 Percent of Issued Capital for Use in Stock Option Plan | MGMT | N | Not Applicable | Not Applicable |
GDF Suez | GDFZY | 36160B105 | 5/4/2009 | 15 | Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan | MGMT | N | Not Applicable | Not Applicable |
GDF Suez | GDFZY | 36160B105 | 5/4/2009 | 16 | Authorize Filing of Required Documents/Other Formalities | MGMT | N | Not Applicable | Not Applicable |
GDF Suez | GDFZY | 36160B105 | 5/4/2009 | A | Authorize up to 0.5 Percent of Issued Capital for Use in Stock Option Plan to All Employees | SHAREHOLD | N | Not Applicable | Not Applicable |
GDF Suez | GDFZY | 36160B105 | 5/4/2009 | B | Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan to All Employees and Officers | SHAREHOLD | N | Not Applicable | Not Applicable |
GDF Suez | GDFZY | 36160B105 | 5/4/2009 | C | Approve Dividends of EUR 0.80 per Share | SHAREHOLD | N | Not Applicable | Not Applicable |
E.ON AG (formerly Veba AG) | EONGY | 268780103 | 5/6/2009 | 2 | APPROPRIATION OF BALANCE SHEET PROFITS FROM THE 2008 FINANCIAL YEAR | MGMT | Y | For | For |
E.ON AG (formerly Veba AG) | EONGY | 268780103 | 5/6/2009 | 3 | DISCHARGE OF THE BOARD OF MANAGEMENT FOR THE 2008 FINANCIAL YEAR | MGMT | Y | For | For |
E.ON AG (formerly Veba AG) | EONGY | 268780103 | 5/6/2009 | 4 | DISCHARGE OF THE SUPERVISORY BOARD FOR THE 2008 FINANCIAL YEAR | MGMT | Y | For | For |
E.ON AG (formerly Veba AG) | EONGY | 268780103 | 5/6/2009 | 5 | ELECTION OF JENS P. HEYERDAHL AS A MEMBER OF THE SUPERVISORYBOARD | MGMT | Y | For | For |
E.ON AG (formerly Veba AG) | EONGY | 268780103 | 5/6/2009 | 6 | ELECTION OF PRICEWATERHOUSECOOPERS AKTIENGESELLSCHAFT AS THEAUDITOR FOR THE ANNUAL AS WELL AS THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2009 FINANCIAL YEAR | MGMT | Y | For | For |
E.ON AG (formerly Veba AG) | EONGY | 268780103 | 5/6/2009 | 7 | ELECTION OF PRICEWATERHOUSECOOPERS AKTIENGESELLSCHAFT AS THE AUDITOR FOR THE INSPECTION OF THE ABBREVIATED FINANCIAL STATEMENTS AND THE INTERIM MANAGEMENT REPORT FOR THE FIRST HALFOF THE 2009 FINANCIAL YEAR | MGMT | Y | For | For |
E.ON AG (formerly Veba AG) | EONGY | 268780103 | 5/6/2009 | 8 | AUTHORIZATION FOR THE ACQUISITION AND USE OF TREASURY SHARES | MGMT | Y | For | For |
E.ON AG (formerly Veba AG) | EONGY | 268780103 | 5/6/2009 | 9 | CREATION OF A NEW AUTHORIZED CAPITAL AND RELATED AMENDMENTS TOTHE ARTICLES OF ASSOCIATION | MGMT | Y | For | For |
E.ON AG (formerly Veba AG) | EONGY | 268780103 | 5/6/2009 | 10 | AUTHORIZATION I FOR THE ISSUE OF OPTION OR CONVERTIBLE BONDS,PROFIT PARTICIPATION RIGHTS OR PARTICIPATING BONDS AND THE EXCLUSION OF THE SHAREHOLDERS SUBSCRIPTION RIGHT; CREATION OF ACONDITIONAL CAPITAL I | MGMT | Y | For | For |
E.ON AG (formerly Veba AG) | EONGY | 268780103 | 5/6/2009 | 11 | AUTHORIZATION II FOR THE ISSUE OF OPTION OR CONVERTIBLE BONDS,PROFIT PARTICIPATION RIGHTS OR PARTICIPATING BONDS AND THE EXCLUSION OF THE SHAREHOLDERS SUBSCRIPTION RIGHT; CREATION OF ACONDITIONAL CAPITAL II | MGMT | Y | For | For |
E.ON AG (formerly Veba AG) | EONGY | 268780103 | 5/6/2009 | 12 | ALTERATION OF THE CORPORATE PURPOSE (AMENDMENT TO THE ARTICLESOF ASSOCIATION) | MGMT | Y | For | For |
E.ON AG (formerly Veba AG) | EONGY | 268780103 | 5/6/2009 | 13 | AMENDMENT OF SECTION 19 PARA. 2 SENT. 2 OF THE ARTICLES OF ASSOCIATION (AUTHORIZATION TO PERMIT THE BROADCASTING OF VIDEO AND AUDIO MATERIAL) | MGMT | Y | For | For |
E.ON AG (formerly Veba AG) | EONGY | 268780103 | 5/6/2009 | 14 | AMENDMENT OF SECTION 20 PARA. 1 OF THE ARTICLES OF ASSOCIATION(EXERCISING OF THE VOTING RIGHT THROUGH PROXIES) | MGMT | Y | For | For |
E.ON AG (formerly Veba AG) | EONGY | 268780103 | 5/6/2009 | 15 | AMENDMENT OF SECTION 18 PARA. 2 OF THE ARTICLES OF ASSOCIATION(DATE OF THE REGISTRATION FOR PARTICIPATION IN GENERAL MEETINGS) | MGMT | Y | For | For |
E.ON AG (formerly Veba AG) | EONGY | 268780103 | 5/6/2009 | 16 | APPROVAL OF THE CONTROL AND PROFIT AND LOSS TRANSFER AGREEMENTBETWEEN THE COMPANY AND E.ON EINUNDZWANZIGSTE VERWALTUNGS GMBH | MGMT | Y | For | For |
E.ON AG (formerly Veba AG) | EONGY | 268780103 | 5/6/2009 | 17 | APPROVAL OF THE CONTROL AND PROFIT AND LOSS TRANSFER AGREEMENTBETWEEN THE COMPANY AND E.ON ZWEIUNDZWANZIGSTE VERWALTUNGS GMBH | MGMT | Y | For | For |
ArcelorMittal (formerly Arcelor Mittal N.V.) | MT | 03938L104 | 5/12/2009 | 1 | Accept Consolidated Financial Statements | MGMT | N | Not Applicable | Not Applicable |
ArcelorMittal (formerly Arcelor Mittal N.V.) | MT | 03938L104 | 5/12/2009 | 2 | Accept Financial Statements | MGMT | N | Not Applicable | Not Applicable |
ArcelorMittal (formerly Arcelor Mittal N.V.) | MT | 03938L104 | 5/12/2009 | 3 | Acknowledge Allocation of Income and Dividends | MGMT | N | Not Applicable | Not Applicable |
ArcelorMittal (formerly Arcelor Mittal N.V.) | MT | 03938L104 | 5/12/2009 | 4 | Approve Allocation of Income and Dividends of USD 0.1875 per Share | MGMT | N | Not Applicable | Not Applicable |
ArcelorMittal (formerly Arcelor Mittal N.V.) | MT | 03938L104 | 5/12/2009 | 5 | Approve Remuneration of Directors | MGMT | N | Not Applicable | Not Applicable |
ArcelorMittal (formerly Arcelor Mittal N.V.) | MT | 03938L104 | 5/12/2009 | 6 | Approve Discharge of Directors | MGMT | N | Not Applicable | Not Applicable |
ArcelorMittal (formerly Arcelor Mittal N.V.) | MT | 03938L104 | 5/12/2009 | 7 | Approve Retirement of Directors | MGMT | N | Not Applicable | Not Applicable |
ArcelorMittal (formerly Arcelor Mittal N.V.) | MT | 03938L104 | 5/12/2009 | 8 | Reelect Narayanan Vaghul as Director | MGMT | N | Not Applicable | Not Applicable |
ArcelorMittal (formerly Arcelor Mittal N.V.) | MT | 03938L104 | 5/12/2009 | 9 | Reelect Wilbur L. Ross as Director | MGMT | N | Not Applicable | Not Applicable |
ArcelorMittal (formerly Arcelor Mittal N.V.) | MT | 03938L104 | 5/12/2009 | 10 | Reelect Francois Pinault as Director | MGMT | N | Not Applicable | Not Applicable |
ArcelorMittal (formerly Arcelor Mittal N.V.) | MT | 03938L104 | 5/12/2009 | 11 | Approve Share Repurchase Program | MGMT | N | Not Applicable | Not Applicable |
ArcelorMittal (formerly Arcelor Mittal N.V.) | MT | 03938L104 | 5/12/2009 | 12 | Ratify Deloitte SA as Auditors | MGMT | N | Not Applicable | Not Applicable |
ArcelorMittal (formerly Arcelor Mittal N.V.) | MT | 03938L104 | 5/12/2009 | 13 | Approve Bonus Plan | MGMT | N | Not Applicable | Not Applicable |
ArcelorMittal (formerly Arcelor Mittal N.V.) | MT | 03938L104 | 5/12/2009 | 14 | Approve Stock Option Plan | MGMT | N | Not Applicable | Not Applicable |
ArcelorMittal (formerly Arcelor Mittal N.V.) | MT | 03938L104 | 5/12/2009 | 15 | Approve Employee Stock Purchase Plan | MGMT | N | Not Applicable | Not Applicable |
ArcelorMittal (formerly Arcelor Mittal N.V.) | MT | 03938L104 | 5/12/2009 | 16 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights and Amend Article 5.5 Accordingly | MGMT | N | Not Applicable | Not Applicable |
Bayer AG | BAYRY | 72730302 | 5/12/2009 | 1 | Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 1.40 per Share for Fiscal 2008 | MGMT | Y | For | For |
Bayer AG | BAYRY | 72730302 | 5/12/2009 | 2 | Approve Discharge of Management Board for Fiscal 2008 | MGMT | Y | For | For |
Bayer AG | BAYRY | 72730302 | 5/12/2009 | 3 | Approve Discharge of Supervisory Board for Fiscal 2008 | MGMT | Y | For | For |
Bayer AG | BAYRY | 72730302 | 5/12/2009 | 4 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | MGMT | Y | For | For |
Bayer AG | BAYRY | 72730302 | 5/12/2009 | 5 | Approve Conversion of Bearer Shares into Registered Shares | MGMT | Y | For | For |
Bayer AG | BAYRY | 72730302 | 5/12/2009 | 6 | Amend Articles Re: Allow Electronic Distribution of Company Communications | MGMT | Y | For | For |
Bayer AG | BAYRY | 72730302 | 5/12/2009 | 7 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2009 | MGMT | Y | For | For |
BG Group plc | BRGYY | 55434203 | 5/18/2009 | 1 | Annual Report And Accounts | MGMT | Y | For | For |
BG Group plc | BRGYY | 55434203 | 5/18/2009 | 2 | Remuneration Report | MGMT | Y | For | For |
BG Group plc | BRGYY | 55434203 | 5/18/2009 | 3 | Declaration Of Dividend | MGMT | Y | For | For |
BG Group plc | BRGYY | 55434203 | 5/18/2009 | 4 | Election Of Sir David Manning | MGMT | Y | For | For |
BG Group plc | BRGYY | 55434203 | 5/18/2009 | 5 | Election Of Martin Houston | MGMT | Y | For | For |
BG Group plc | BRGYY | 55434203 | 5/18/2009 | 6 | Re-election Of Sir Robert Wilson | MGMT | Y | For | For |
BG Group plc | BRGYY | 55434203 | 5/18/2009 | 7 | Re-election Of Frank Chapman | MGMT | Y | For | For |
BG Group plc | BRGYY | 55434203 | 5/18/2009 | 8 | Re-election Of Ashley Almanza | MGMT | Y | For | For |
BG Group plc | BRGYY | 55434203 | 5/18/2009 | 9 | Re-election Of Jurgen Dormann | MGMT | Y | For | For |
BG Group plc | BRGYY | 55434203 | 5/18/2009 | 10 | Re-appointment Of Auditors | MGMT | Y | For | For |
BG Group plc | BRGYY | 55434203 | 5/18/2009 | 11 | Remuneration Of Auditors | MGMT | Y | For | For |
BG Group plc | BRGYY | 55434203 | 5/18/2009 | 12 | Political Donations | MGMT | Y | Against | Against |
BG Group plc | BRGYY | 55434203 | 5/18/2009 | 13 | Increase Authorised Share Capital | MGMT | Y | For | For |
BG Group plc | BRGYY | 55434203 | 5/18/2009 | 14 | Authority To Allot Shares | MGMT | Y | For | For |
BG Group plc | BRGYY | 55434203 | 5/18/2009 | 15 | Disapplication Of Pre-emption Rights | MGMT | Y | For | For |
BG Group plc | BRGYY | 55434203 | 5/18/2009 | 16 | Authority To Make Purchases Of Ordinary Shares | MGMT | Y | For | For |
BG Group plc | BRGYY | 55434203 | 5/18/2009 | 17 | Amendment Of Existing Articles Of Association | MGMT | Y | For | For |
BG Group plc | BRGYY | 55434203 | 5/18/2009 | 18 | Adoption Of New Articles Of Association | MGMT | Y | For | For |
BG Group plc | BRGYY | 55434203 | 5/18/2009 | 19 | Notice Periods For General Meetings | MGMT | Y | For | For |
HSBC Holdings plc | HBC | 404280406 | 5/22/2009 | 1 | Accept Financial Statements and Statutory Reports | MGMT | Y | For | For |
HSBC Holdings plc | HBC | 404280406 | 5/22/2009 | 2 | Approve Remuneration Report | MGMT | Y | For | For |
HSBC Holdings plc | HBC | 404280406 | 5/22/2009 | 3a | Re-elect Safra Catz as Director | MGMT | Y | For | For |
HSBC Holdings plc | HBC | 404280406 | 5/22/2009 | 3b | Re-elect Vincent Cheng as Director | MGMT | Y | For | For |
HSBC Holdings plc | HBC | 404280406 | 5/22/2009 | 3c | Re-elect Marvin Cheung as Director | MGMT | Y | For | For |
HSBC Holdings plc | HBC | 404280406 | 5/22/2009 | 3d | Re-elect John Coombe as Director | MGMT | Y | For | For |
HSBC Holdings plc | HBC | 404280406 | 5/22/2009 | 3e | Re-elect Jose Duran as Director | MGMT | Y | For | For |
HSBC Holdings plc | HBC | 404280406 | 5/22/2009 | 3f | Re-elect Rona Fairhead as Director | MGMT | Y | For | For |
HSBC Holdings plc | HBC | 404280406 | 5/22/2009 | 3g | Re-elect Douglas Flint as Director | MGMT | Y | For | For |
HSBC Holdings plc | HBC | 404280406 | 5/22/2009 | 3h | Re-elect Alexander Flockhart as Director | MGMT | Y | For | For |
HSBC Holdings plc | HBC | 404280406 | 5/22/2009 | 3i | Re-elect Lun Fung as Director | MGMT | Y | For | For |
HSBC Holdings plc | HBC | 404280406 | 5/22/2009 | 3j | Re-elect Michael Geoghegan as Director | MGMT | Y | For | For |
HSBC Holdings plc | HBC | 404280406 | 5/22/2009 | 3k | Re-elect Stephen Green as Director | MGMT | Y | For | For |
HSBC Holdings plc | HBC | 404280406 | 5/22/2009 | 3l | Re-elect Stuart Gulliver as Director | MGMT | Y | For | For |
HSBC Holdings plc | HBC | 404280406 | 5/22/2009 | 3m | Re-elect James Hughes-Hallett as Director | MGMT | Y | For | For |
HSBC Holdings plc | HBC | 404280406 | 5/22/2009 | 3n | Re-elect Sam Laidlaw as Director | MGMT | Y | For | For |
HSBC Holdings plc | HBC | 404280406 | 5/22/2009 | 3o | Re-elect J Lomaxas Director | MGMT | Y | For | For |
HSBC Holdings plc | HBC | 404280406 | 5/22/2009 | 3p | Re-elect Sir Mark Moody-Stuart as Director | MGMT | Y | For | For |
HSBC Holdings plc | HBC | 404280406 | 5/22/2009 | 3q | Re-elect Gwyn Morgan as Director | MGMT | Y | For | For |
HSBC Holdings plc | HBC | 404280406 | 5/22/2009 | 3r | Re-elect Nagavara Murthy as Director | MGMT | Y | For | For |
HSBC Holdings plc | HBC | 404280406 | 5/22/2009 | 3s | Re-elect Simon Robertson as Director | MGMT | Y | For | For |
HSBC Holdings plc | HBC | 404280406 | 5/22/2009 | 3t | Re-elect John Thornton as Director | MGMT | Y | For | For |
HSBC Holdings plc | HBC | 404280406 | 5/22/2009 | 3u | Re-elect Sir Brian Williamson as Director | MGMT | Y | For | For |
HSBC Holdings plc | HBC | 404280406 | 5/22/2009 | 4 | Reappoint KPMG Audit plc as Auditors and Authorise the Group Audit Committee to Determine Their Remuneration | MGMT | Y | For | For |
HSBC Holdings plc | HBC | 404280406 | 5/22/2009 | 5 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 100,000 | MGMT | Y | For | For |
HSBC Holdings plc | HBC | 404280406 | 5/22/2009 | 6 | Subject to the Passing of Resolution 5, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP | MGMT | Y | For | For |
HSBC Holdings plc | HBC | 404280406 | 5/22/2009 | 7 | Authorise 1,720,481,200 Ordinary Shares for Market Purchase | MGMT | Y | For | For |
HSBC Holdings plc | HBC | 404280406 | 5/22/2009 | 8 | Adopt New Articles of Association | MGMT | Y | For | For |
HSBC Holdings plc | HBC | 404280406 | 5/22/2009 | 9 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | MGMT | Y | For | For |
CNOOC LTD | CEO | 126132109 | 5/27/2009 | 1 | Accept Financial Statements and Statutory Reports | MGMT | Y | For | For |
CNOOC LTD | CEO | 126132109 | 5/27/2009 | 2 | Approve Final Dividend | MGMT | Y | For | For |
CNOOC LTD | CEO | 126132109 | 5/27/2009 | 3 | Reelect Wu Guangqi as Executive Director | MGMT | Y | For | For |
CNOOC LTD | CEO | 126132109 | 5/27/2009 | 4 | Reelect Cao Xinghe as Non-Executive Director | MGMT | Y | For | For |
CNOOC LTD | CEO | 126132109 | 5/27/2009 | 5 | Reelect Wu Zhenfang as Non-Executive Director | MGMT | Y | For | For |
CNOOC LTD | CEO | 126132109 | 5/27/2009 | 6 | Reelect Edgar W. K. Cheng as Independent Non-Executive Director | MGMT | Y | For | For |
CNOOC LTD | CEO | 126132109 | 5/27/2009 | 7 | Authorise Board Of Directors To Fix Remuneration Of Directors. | MGMT | Y | For | For |
CNOOC LTD | CEO | 126132109 | 5/27/2009 | 8 | Re-appoint The Company S Independent Auditors And Toauthorise The Board Of Directors To Fix Their Remuneration. | MGMT | Y | For | For |
CNOOC LTD | CEO | 126132109 | 5/27/2009 | 9 | Grant General Mandate To Directors To Repurchase Shares In Thecapital Of Company Not Exceeding 10% Of Share Capital. | MGMT | Y | For | For |
CNOOC LTD | CEO | 126132109 | 5/27/2009 | 10 | Grant General Mandate To Directors To Allot, Issue And Deal Withadditional Shares In Capital Of Company Not Exceeding 20%. | MGMT | Y | For | For |
CNOOC LTD | CEO | 126132109 | 5/27/2009 | 11 | Extend General Mandate Granted To Directors To Allot, Issue Anddeal With Shares In Capital Of Company. | MGMT | Y | For | For |
CNOOC LTD | CEO | 126132109 | 5/27/2009 | 12 | Approve Resolution C.1 In Relation To The Proposed Amendmentto Article 85 Of The Articles Of Association Of The Company. | MGMT | Y | For | For |
National Bank of Greece SA | NBG | 633643408 | 6/2/2009 | 1 | Accept Statutory Reports | MGMT | N | Not Applicable | Not Applicable |
National Bank of Greece SA | NBG | 633643408 | 6/2/2009 | 2 | Accept Financial Statements | MGMT | N | Not Applicable | Not Applicable |
National Bank of Greece SA | NBG | 633643408 | 6/2/2009 | 3 | Approve Discharge of Board and Auditors | MGMT | N | Not Applicable | Not Applicable |
National Bank of Greece SA | NBG | 633643408 | 6/2/2009 | 4 | Approve Director Remuneration | MGMT | N | Not Applicable | Not Applicable |
National Bank of Greece SA | NBG | 633643408 | 6/2/2009 | 5 | Authorize Board to Participate in Companies with Similiar Business Interests | MGMT | N | Not Applicable | Not Applicable |
National Bank of Greece SA | NBG | 633643408 | 6/2/2009 | 6 | Ratify Director Appointments | MGMT | N | Not Applicable | Not Applicable |
National Bank of Greece SA | NBG | 633643408 | 6/2/2009 | 7 | Approve Auditors and Fix Their Remuneration | MGMT | N | Not Applicable | Not Applicable |
National Bank of Greece SA | NBG | 633643408 | 6/2/2009 | 8 | Other Business | MGMT | N | Not Applicable | Not Applicable |
Taiwan Semiconductor Manufacturing Co. | TSM | 874039100 | 6/10/2009 | 1 | Approve 2008 Business Operations Report, Financial Statements, and Statutory Reports | MGMT | Y | Against | Against |
Taiwan Semiconductor Manufacturing Co. | TSM | 874039100 | 6/10/2009 | 2 | Approve 2008 Allocation of Income and Dividends | MGMT | Y | For | For |
Taiwan Semiconductor Manufacturing Co. | TSM | 874039100 | 6/10/2009 | 3 | Approve Capitalization of 2008 Dividends and Employee Profit Sharing | MGMT | Y | For | For |
Taiwan Semiconductor Manufacturing Co. | TSM | 874039100 | 6/10/2009 | 4 | Approve Amendment on the Procedures for Loans to Other Parties and Procedures for Endorsement and Guarantee | MGMT | Y | For | For |
Taiwan Semiconductor Manufacturing Co. | TSM | 874039100 | 6/10/2009 | 5.1 | Director Morris Chang | MGMT | Y | For | For |
Taiwan Semiconductor Manufacturing Co. | TSM | 874039100 | 6/10/2009 | 5.2 | Director F.c. Tseng | MGMT | Y | For | For |
Taiwan Semiconductor Manufacturing Co. | TSM | 874039100 | 6/10/2009 | 5.3 | Director Rick Tsai | MGMT | Y | For | For |
Taiwan Semiconductor Manufacturing Co. | TSM | 874039100 | 6/10/2009 | 5.4 | Director Tain-jy Chen | MGMT | Y | For | For |
Taiwan Semiconductor Manufacturing Co. | TSM | 874039100 | 6/10/2009 | 5.5 | Director P. Leahy Bonfield | MGMT | Y | For | For |
Taiwan Semiconductor Manufacturing Co. | TSM | 874039100 | 6/10/2009 | 5.6 | Director Stan Shih | MGMT | Y | For | For |
Taiwan Semiconductor Manufacturing Co. | TSM | 874039100 | 6/10/2009 | 5.7 | Director Ms. Carly Fiorina | MGMT | Y | For | For |
Taiwan Semiconductor Manufacturing Co. | TSM | 874039100 | 6/10/2009 | 5.8 | Director Thomas J Engibous | MGMT | Y | For | For |
ArcelorMittal | MT | 03938L104 | 6/17/2009 | 1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights Within Limits of Authorized Capital and Amend Article 5.5 Accordingly | MGMT | N | Not Applicable | Not Applicable |
Banco Santander S.A. | STD | 05964H105 | 6/18/2009 | 1 | Examination and approval of the Annual Accounts and of the Corporate Management of Banco Santander, S.A. and its Consolidated Group, all with respect to the Fiscal Wear Ended December 31, 2008 | MGMT | Y | For | For |
Banco Santander S.A. | STD | 05964H105 | 6/18/2009 | 2 | Application Of Results From Fiscal Year 2008 | MGMT | Y | For | For |
Banco Santander S.A. | STD | 05964H105 | 6/18/2009 | 3 | Re-election Of Mr. Matias Rodriguez Inciarte | MGMT | Y | For | For |
Banco Santander S.A. | STD | 05964H105 | 6/18/2009 | 4 | Re-election Of Mr. Manuel Soto Serrano | MGMT | Y | For | For |
Banco Santander S.A. | STD | 05964H105 | 6/18/2009 | 5 | Re-election Of Mr. Guillermo De La Dehesa Romero | MGMT | Y | For | For |
Banco Santander S.A. | STD | 05964H105 | 6/18/2009 | 6 | Re-election Of Mr. Abel Matutes Juan | MGMT | Y | For | For |
Banco Santander S.A. | STD | 05964H105 | 6/18/2009 | 7 | Re-election Of The Auditor Of Accounts For Fiscal Year 2009. | MGMT | Y | For | For |
Banco Santander S.A. | STD | 05964H105 | 6/18/2009 | 8 | Authorize Repurchase of Shares in Accordance With Article 75 of Corporate Law; Void Authorization Granted on June 21, 2008 | MGMT | Y | For | For |
Banco Santander S.A. | STD | 05964H105 | 6/18/2009 | 9 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights in Accordance to Article 153 1.a) of the Spanish Corporate Law; Void Authorization Granted at the AGM held on June 21, 2008 | MGMT | Y | Against | Against |
Banco Santander S.A. | STD | 05964H105 | 6/18/2009 | 10 | Authorize Issuance of Equity or Equity-Linked Securities up to Aggregate Nominal Amount of EUR 2.04 Billion without Preemptive Rights | MGMT | Y | Against | Against |
Banco Santander S.A. | STD | 05964H105 | 6/18/2009 | 11 | Authorize Capitalization of Reserves of 0.5: 1 Bonus Issue; Amend Article 5 Accordingly | MGMT | Y | For | For |
Banco Santander S.A. | STD | 05964H105 | 6/18/2009 | 12 | Grant Board Authorization to Issue Convertible and/or Exchangeable Debt Securities without Preemptive Rights | MGMT | Y | For | For |
Banco Santander S.A. | STD | 05964H105 | 6/18/2009 | 13 | Approve Bundled Incentive Plans Linked to Predetermined Requirements such as Total Return Results and EPS | MGMT | Y | For | For |
Banco Santander S.A. | STD | 05964H105 | 6/18/2009 | 14 | Approve Savings Plan for Abbey National Plc' Employees and other Companies of Santander Group in the U.K. | MGMT | Y | For | For |
Banco Santander S.A. | STD | 05964H105 | 6/18/2009 | 15 | Approve Issuance of 100 Shares to Employees of Sovereign Subsidiary | MGMT | Y | For | For |
Banco Santander S.A. | STD | 05964H105 | 6/18/2009 | 16 | Authorize Board to Ratify and Execute Approved Resolutions | MGMT | Y | For | For |
Teva Pharmaceutical Industries Ltd. | TEVA | 881624209 | 6/22/2009 | 1 | Approve Final Dividend | MGMT | Y | For | For |
Teva Pharmaceutical Industries Ltd. | TEVA | 881624209 | 6/22/2009 | 2.1 | Elect Phillip Frost as Director | MGMT | Y | For | For |
Teva Pharmaceutical Industries Ltd. | TEVA | 881624209 | 6/22/2009 | 2.2 | Elect Roger Abravanel as Director | MGMT | Y | For | For |
Teva Pharmaceutical Industries Ltd. | TEVA | 881624209 | 6/22/2009 | 2.3 | Elect Elon Kohlberg as Director | MGMT | Y | For | For |
Teva Pharmaceutical Industries Ltd. | TEVA | 881624209 | 6/22/2009 | 2.4 | Elect Yitzhak Peterburg as Director | MGMT | Y | For | For |
Teva Pharmaceutical Industries Ltd. | TEVA | 881624209 | 6/22/2009 | 2.5 | Elect Erez Vigodman as Director | MGMT | Y | For | For |
Teva Pharmaceutical Industries Ltd. | TEVA | 881624209 | 6/22/2009 | 3 | Approve Auditors and Authorize Board to Fix Their Remuneration | MGMT | Y | For | For |
Toyota Motor Corp. | 7203 | 892331307 | 6/23/2009 | 1 | Approve Allocation of Income, with a Final Dividend of JPY 35 | MGMT | Y | For | For |
Toyota Motor Corp. | 7203 | 892331307 | 6/23/2009 | 2 | Amend Articles To Reflect Digitalization of Share Certificates - Authorize Public Announcements in Electronic Format | MGMT | Y | For | For |
Toyota Motor Corp. | 7203 | 892331307 | 6/23/2009 | 3 | Elect 29 Directors | MGMT | Y | For | For |
Toyota Motor Corp. | 7203 | 892331307 | 6/23/2009 | 4 | Approve Stock Option Plan | MGMT | Y | For | For |
Nippon Telegraph & Telephone Corp. | 9432 | 654624105 | 6/24/2009 | 1 | Distribution Of Retained Earnings As Dividends | MGMT | Y | For | For |
Nippon Telegraph & Telephone Corp. | 9432 | 654624105 | 6/24/2009 | 2 | Partial Amendment Of The Articles Of Incorporation | MGMT | Y | For | For |
Nippon Telegraph & Telephone Corp. | 9432 | 654624105 | 6/24/2009 | 3 | Election Of Director: Hiromichi Shinohara | MGMT | Y | For | For |
Nippon Telegraph & Telephone Corp. | 9432 | 654624105 | 6/24/2009 | 4 | Election Of Director: Tetsuya Shouji | MGMT | Y | For | For |
Mitsubishi UFJ Financial Group | 8306 | 606822104 | 6/26/2009 | 1 | Approve Allocation of Income, with a Final Dividend of JPY 5 for Ordinary Shares | MGMT | Y | For | For |
Mitsubishi UFJ Financial Group | 8306 | 606822104 | 6/26/2009 | 2 | Amend Articles To Amend Provisions on Preferred Shares to Reflect Cancellation - Reflect Digitalization of Share Certificates - Authorize Public Announcements in Electronic Format | MGMT | Y | For | For |
Mitsubishi UFJ Financial Group | 8306 | 606822104 | 6/26/2009 | 3.1 | Elect Director Ryosuke Tamakoshi | MGMT | Y | For | For |
Mitsubishi UFJ Financial Group | 8306 | 606822104 | 6/26/2009 | 3.2 | Elect Director Haruya Uehara | MGMT | Y | For | For |
Mitsubishi UFJ Financial Group | 8306 | 606822104 | 6/26/2009 | 3.3 | Elect Director Nobuo Kuroyanagi | MGMT | Y | For | For |
Mitsubishi UFJ Financial Group | 8306 | 606822104 | 6/26/2009 | 3.4 | Elect Director Kyota Omori | MGMT | Y | For | For |
Mitsubishi UFJ Financial Group | 8306 | 606822104 | 6/26/2009 | 3.5 | Elect Director Saburo Sano | MGMT | Y | For | For |
Mitsubishi UFJ Financial Group | 8306 | 606822104 | 6/26/2009 | 3.6 | Elect Director Hiroshi Saito | MGMT | Y | For | For |
Mitsubishi UFJ Financial Group | 8306 | 606822104 | 6/26/2009 | 3.7 | Elect Director Nobushige Kamei | MGMT | Y | For | For |
Mitsubishi UFJ Financial Group | 8306 | 606822104 | 6/26/2009 | 3.8 | Elect Director Shintaro Yasuda | MGMT | Y | For | For |
Mitsubishi UFJ Financial Group | 8306 | 606822104 | 6/26/2009 | 3.9 | Elect Director Katsunori Nagayasu | MGMT | Y | For | For |
Mitsubishi UFJ Financial Group | 8306 | 606822104 | 6/26/2009 | 3.1 | Elect Director Fumiyuki Akikusa | MGMT | Y | For | For |
Mitsubishi UFJ Financial Group | 8306 | 606822104 | 6/26/2009 | 3.11 | Elect Director Kazuo Takeuchi | MGMT | Y | For | For |
Mitsubishi UFJ Financial Group | 8306 | 606822104 | 6/26/2009 | 3.12 | Elect Director Kinya Okauchi | MGMT | Y | For | For |
Mitsubishi UFJ Financial Group | 8306 | 606822104 | 6/26/2009 | 3.13 | Elect Director Kaoru Wachi | MGMT | Y | For | For |
Mitsubishi UFJ Financial Group | 8306 | 606822104 | 6/26/2009 | 3.14 | Elect Director Takashi Oyamada | MGMT | Y | For | For |
Mitsubishi UFJ Financial Group | 8306 | 606822104 | 6/26/2009 | 3.15 | Elect Director Akio Harada | MGMT | Y | Against | Against |
Mitsubishi UFJ Financial Group | 8306 | 606822104 | 6/26/2009 | 3.16 | Elect Director Ryuji Araki | MGMT | Y | For | For |
Mitsubishi UFJ Financial Group | 8306 | 606822104 | 6/26/2009 | 3.17 | Elect Director Takuma Otoshi | MGMT | Y | Against | Against |
Mitsubishi UFJ Financial Group | 8306 | 606822104 | 6/26/2009 | 4.1 | Appoint Statutory Auditor Tetsuo Maeda | MGMT | Y | For | For |
Mitsubishi UFJ Financial Group | 8306 | 606822104 | 6/26/2009 | 4.2 | Appoint Statutory Auditor Tsutomu Takasuka | MGMT | Y | Against | Against |
Mitsubishi UFJ Financial Group | 8306 | 606822104 | 6/26/2009 | 4.3 | Appoint Statutory Auditor Kunie Okamoto | MGMT | Y | Against | Against |
Mitsubishi UFJ Financial Group | 8306 | 606822104 | 6/26/2009 | 4.4 | Appoint Statutory Auditor Yasushi Ikeda | MGMT | Y | For | For |
| | | | | | | | | | |
Saratoga Advantage Trust Exhibit 1, I (2)-Large Capitalization Value | | | | |
Investment Company Act file number 811-08542 | | | | | | |
Reporting Period: August 18, 2008 through June 30, 2009 | | | | |
| | | | | | | | | | |
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS |
| (a) Issuer's Name | (b) Ex Ticker Symbol | (c)"CUSIP" # | (d) Shrhldr Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Mgmt |
1 | Microsoft Corp. | MSFT | 594918104 | 11/19/2008 | 1a | Director: Steven A. Ballmer | MGMT | Y | For | For |
| | | | | 1b | Director: James I. Cash Jr. | MGMT | Y | For | For |
| | | | | 1c | Director: Dina Dublon | MGMT | Y | For | For |
| | | | | 1d | Director: William H. Gates III | MGMT | Y | For | For |
| | | | | 1e | Director: Raymond Gilmartin | MGMT | Y | For | For |
| | | | | 1f | Director: Reed Hastings | MGMT | Y | For | For |
| | | | | 1g | Director: David F. Marquardt | MGMT | Y | For | For |
| | | | | 1f | Director: Charles H. Noski | MGMT | Y | For | For |
| | | | | 1g | Director: Helmut Panke | MGMT | Y | For | For |
| | | | | 2 | Approval of material terms of performance criteria under exc officer incentive plan | MGMT | Y | For | For |
| | | | | 3 | Approval of amends to 1999 stock options plan for non-empl directors | MGMT | Y | Against | Against |
| | | | | 4 | Ratif of Deloitte & Touche as indep auditors | MGMT | Y | For | For |
| | | | | 5 | Adoption of politcies on internet censorship | Shareholder | Y | For | Against |
| | | | | 6 | Establishment of board committee on human rights | Shareholder | Y | Against | For |
| | | | | 7 | Disclosure of charitable contributions | Shareholder | Y | Against | For |
2 | TransOcean Inc. | RIG | G90073100 | 12/8/2008 | 1 | Approval of merger | MGMT | Y | For | For |
| | | | | 2 | Approval of motion to adj to later date to solicit add'l proxies if unsuff votes at time of meeting | MGMT | Y | For | For |
3 | Weatherford International Ltd. | WFT | G95089101 | 2/17/2009 | 1 | Approval of the Scheme of Arrangement attached to the proxy stmnt (Annex B) | MGMT | Y | For | For |
| | | | | 2 | Approval of the motion to adjourn the meeting to a later date to solicit add'l proxies if there are unsufficient votes @ time of meeting to approve Item 1 | MGMT | Y | For | For |
4 | QualComm, Inc. | QCOM | 747525103 | 3/3/2009 | 1a | Director: Barbara T. Alexander | MGMT | Y | For | For |
| | | | | 1b | Director: Stephen M. Bennett | MGMT | Y | For | For |
| | | | | 1c | Director: Donald G. Cruickshank | MGMT | Y | For | For |
| | | | | 1d | Director: Raymond V. Dittamore | MGMT | Y | For | For |
| | | | | 1e | Director: Thomas W. Horton | MGMT | Y | For | For |
| | | | | 1f | Director: Irwin Mark Jacobs | MGMT | Y | For | For |
| | | | | 1g | Director: Paul E. Jacobs | MGMT | Y | For | For |
| | | | | 1h | Director: Robert E. Kahn | MGMT | Y | For | For |
| | | | | 1i | Director: Sherry Lansing | MGMT | Y | For | For |
| | | | | 1j | Director: Duane A. Nelles | MGMT | Y | For | For |
| | | | | 1k | Director: Marc I. Stern | MGMT | Y | For | For |
| | | | | 1l | Director: Brent Scowcroft | MGMT | Y | For | For |
| | | | | 2 | To ratify the selection of PriceWaterhouseCoopers LLP as the company's ind public acctant for fiscal yr end 9.27.09 | MGMT | Y | For | For |
5 | General Electric Company | GE | 369604103 | 4/22/2009 | 1a | Director: James I. Cash, Jr. | MGMT | Y | For | For |
| | | | | 1b | Director: William M. Castell | MGMT | Y | For | For |
| | | | | 1c | Director: Ann M. Fudge | MGMT | Y | For | For |
| | | | | 1d | Director: Susan Hockfield | MGMT | Y | For | For |
| | | | | 1e | Director: Jeffrey R. Immelt | MGMT | Y | For | For |
| | | | | 1f | Director: Andrea Jung | MGMT | Y | For | For |
| | | | | 1g | Director: Allan G. Lafley | MGMT | Y | Against | Against |
| | | | | 1h | Director: Robert W. Lane | MGMT | Y | For | For |
| | | | | 1i | Director: Ralph S. Larsen | MGMT | Y | For | For |
| | | | | 1j | Director: Rochelle B. Lazarus | MGMT | Y | For | For |
| | | | | 1k | Director: James J. Mulva | MGMT | Y | For | For |
| | | | | 1l | Director: Sam Nunn | MGMT | Y | For | For |
| | | | | 1m | Director: Roger S. Penske | MGMT | Y | For | For |
| | | | | 1n | Director: Robert J. Swieringa | MGMT | Y | For | For |
| | | | | 1o | Director: Douglas A. Warner III | MGMT | Y | For | For |
| | | | | 2 | Ratification of KPMG (auditor) | MGMT | y | For | For |
| | | | | 3 | Cumulative Voting | Shareholder | Y | For | Against |
| | | | | 4 | Executive Compensation Advisory Vote | Shareholder | Y | For | Against |
| | | | | 5 | Independent Study re Breaking up GE | Shareholder | Y | Against | Against |
| | | | | 6 | Dividend Policy | Shareholder | Y | Against | Against |
| | | | | 7 | Golden Parachutes | Shareholder | Y | For | Against |
6 | Baker Hughes Inc. | BHI | 57224107 | 4/23/2009 | 1a | Director: Larry D. Brady | MGMT | Y | For | For |
| | | | | 1b | Director: Clarence P. Cazalot, Jr. | MGMT | Y | For | For |
| | | | | 1c | Director: Chad C. Deaton | MGMT | Y | For | For |
| | | | | 1d | Director: Edward P. Djerejian | MGMT | Y | For | For |
| | | | | 1e | Director: Anthony G. Fernandes | MGMT | Y | For | For |
| | | | | 1f | Director: Clair W. Gargalli | MGMT | Y | For | For |
| | | | | 1g | Director: Pierre H. Jungels | MGMT | Y | For | For |
| | | | | 1h | Director: James A. Lash | MGMT | Y | For | For |
| | | | | 1i | Director: J. Larry Nichols | MGMT | Y | For | For |
| | | | | 1j | Director: H. John Riley, Jr. | MGMT | Y | For | For |
| | | | | 1k | Director: Charles L. Watson | MGMT | Y | For | For |
| | | | | 2 | Ratification of Deloitte & Touche as ind reg public acct | MGMT | Y | For | For |
| | | | | 3 | Proposal to approve the amendment to the BHI Employee Stock Purchase Plan | MGMT | Y | For | For |
| | | | | 4 | Calling special shareowners meetings | Shareholder | Y | For | Against |
7 | Johnson & Johnson | JNJ | 478160104 | 4/23/2009 | 1a | Director: Mary Sue Coleman | MGMT | Y | For | For |
| | | | | 1b | Director: James G. Cullen | MGMT | Y | For | For |
| | | | | 1c | Director: Michael M.E. Johns | MGMT | Y | For | For |
| | | | | 1d | Director: Arnold G. Langbo | MGMT | Y | For | For |
| | | | | 1e | Director: Susan L. Lindquist | MGMT | Y | For | For |
| | | | | 1f | Director: Leo F. Mullin | MGMT | Y | For | For |
| | | | | 1g | Director: William D. Perez | MGMT | Y | For | For |
| | | | | 1h | Director: Charles Price | MGMT | Y | For | For |
| | | | | 1i | Director: David Satcher | MGMT | Y | For | For |
| | | | | 1j | Director: William C. Weldon | MGMT | Y | For | For |
| | | | | 2 | Ratification of appt of PriceWaterhouseCoopers LLP as ind reg public acct | MGMT | Y | For | For |
| | | | | 3 | Advisory vote on executive compensation policies and disclosure | Shareholder | Y | For | Against |
8 | The Boing Company | BA | 97023105 | 4/27/2009 | 1a | Director: Hjohn H. Biggs | MGMT | Y | For | For |
| | | | | 1b | Director: John E. Bryson | MGMT | Y | For | For |
| | | | | 1c | Director: Arthur D. Collins, Jr. | MGMT | Y | For | For |
| | | | | 1d | Director: Linda Z. Cook | MGMT | Y | For | For |
| | | | | 1e | Director: William M. Daley | MGMT | Y | For | For |
| | | | | 1f | Director: Kenneth M. Duberstein | MGMT | Y | Against | Against |
| | | | | 1g | Director: John F. McDonnell | MGMT | Y | For | For |
| | | | | 1h | Director: W. James McNerney, Jr. | MGMT | Y | For | For |
| | | | | 1i | Director: Mike S. Zafirovski | MGMT | Y | For | For |
| | | | | 2 | Amendment to the Boing Company 2003 Incentive Stock Plan | MGMT | Y | Against | Against |
| | | | | 3 | Advisory vote on appt of Deloitte & Touche as ind auditor | MGMT | Y | For | For |
| | | | | 4 | Adopt Cumulative Voting | Shareholder | Y | For | For |
| | | | | 5 | Require advisory vote on named executive officer compensation | Shareholder | Y | Against | For |
| | | | | 6 | Adopt health care principles | Shareholder | Y | Against | For |
| | | | | 7 | Prepare a report on foreign military sales | Shareholder | Y | Against | For |
| | | | | 8 | Require an independent lead director | Shareholder | Y | Against | For |
| | | | | 9 | Require a shareholder approval of future severance arrangements | Shareholder | Y | Against | For |
| | | | | 10 | Require disclosure of political contribs. | Shareholder | Y | Against | For |
9 | Metlife, Inc. | MET | 59156R108 | 4/28/2009 | 1a | Director: C. Robert Henrikson | MGMT | Y | For | For |
| | | | | 1b | Director: John M. Keane | MGMT | Y | For | For |
| | | | | 1c | Director: Catherine R. Kinney | MGMT | Y | For | For |
| | | | | 1d | Director: Hugh B. Prince | MGMT | Y | For | For |
| | | | | 1e | Director: Kenton J. Sicchitano | MGMT | Y | For | For |
| | | | | 2 | Reapproval of the Metlife, Inc. 2005 Stock and Incentive Comp. Plan | MGMT | Y | For | For |
| | | | | 3 | Ratification of the appt of Deloitte & Touche as indep auditors for 2009 | MGMT | Y | For | For |
10 | Corning Inc. | GLW | 219350105 | 4/30/2009 | 1a | Director: James B. Flaws | MGMT | Y | For | For |
| | | | | 1b | Director: James R. Houghton | MGMT | Y | For | For |
| | | | | 1c | Director: James J. O'Conner | MGMT | Y | For | For |
| | | | | 1d | Director: Deborah D. Rieman | MGMT | Y | For | For |
| | | | | 1e | Director Peter F. Volanakis | MGMT | Y | For | For |
| | | | | 1f | Director: Mark S. Wrighton | MGMT | Y | For | For |
| | | | | 2 | Ratify appt of PriceWaterhouseCoopers LLP as ind auditor | MGMT | Y | For | For |
| | | | | 3 | Proposal re a director election majority vote standard | Shareholder | Y | For | Against |
| | | | | 4 | Proposal relating to the election of each director annually | Shareholder | Y | For | Against |
11 | CVS Caremark Corp. | CVS | 126650100 | 5/6/2009 | 1a | Director: Edwin M. Banks | MGMT | Y | For | For |
| | | | | 1b | Director: C. David Brown II | MGMT | Y | For | For |
| | | | | 1c | Director: David W. Dorman | MGMT | Y | For | For |
| | | | | 1d | Director: Kristen G. Williams | MGMT | Y | For | For |
| | | | | 1e | Director: Marian L: Heard | MGMT | Y | For | For |
| | | | | 1f | Director: William H. Joyce | MGMT | Y | For | For |
| | | | | 1g | Director: Jean-Pierre Millon | MGMT | Y | For | For |
| | | | | 1h | Director: Terrence Myrray | MGMT | Y | For | For |
| | | | | 1i | Director: C. A. Lance Piccolo | MGMT | Y | For | For |
| | | | | 1j | Director: Sheli Z. Rosenberg | MGMT | Y | For | For |
| | | | | 1k | Director: Thomas M. Ryan | MGMT | Y | For | For |
| | | | | 1l | Director: Richard J. Swift | MGMT | Y | For | For |
| | | | | 2 | Proposal to ratify appt of Ernst & Young LLP a indep reg public acct | MGMT | Y | For | For |
| | | | | 3 | re special stockholder meetings | Shareholder | Y | For | Against |
| | | | | 4 | re independent chairman of board | Shareholder | Y | For | Against |
| | | | | 5 | re political contributions and expenditures | Shareholder | Y | Against | For |
| | | | | 6 | re advisory stockholder vote on exec compensation | Shareholder | Y | For | Against |
12 | Chicago Bridge & Iron Co. NV | CBI | 167250109 | 5/7/2009 | 1a | Director: Philip K. Asherman | MGMT | Y | For | For |
| | | | | 1b | Director: L. Richard Flury | MGMT | Y | For | For |
| | | | | 1c | Director: W. Craig Kissel | MGMT | Y | For | For |
| | | | | 2 | To authorize prep of Dutch statutory annual accounts & annual report of management board in English | MGMT | Y | For | For |
| | | | | 3 | To discharge the sole mem of mgmt board from liability in re of the exercise of its duties | MGMT | Y | For | For |
| | | | | 4 | To discharge mems of supervisory board from liability in re exercise of their duties | MGMT | Y | For | For |
| | | | | 5 | To approve the final dividend in an amount of $0.16 per share | MGMT | Y | For | For |
| | | | | 6 | Approve extension of authority of mgmt board to repo up to 10% of isued share cap of co | MGMT | Y | For | For |
| | | | | 7 | To appoint Ernst & Young as ind reg pub acct | MGMT | Y | For | For |
| | | | | 8 | Amend articles of assoc to provide that mandatory ret date of dires who attain age of 72 will be the day on which annual meeting held | MGMT | Y | For | For |
| | | | | 9 | To approve amend of the 2008 long-term incentive plan | MGMT | Y | Against | Against |
| | | | | 10 | To approve amend of the 2001 employee stock purchase plan | MGMT | Y | For | For |
| | | | | 11 | Approve extension of authority of supervisory board to issue and/or grant rights to acquire shares, never to exceed number of auth but unissued shares | MGMT | Y | For | For |
13 | Google Inc. | GOOG | 38259P508 | 5/7/2009 | 1a | Director: Eric Schmidt | MGMT | Y | For | For |
| | | | | 1b | Director: Sergey Brin | MGMT | Y | For | For |
| | | | | 1c | Director: Larry Page | MGMT | Y | For | For |
| | | | | 1d | Director: L. John Doerr | MGMT | Y | For | For |
| | | | | 1e | Director: John L. Hennessy | MGMT | Y | For | For |
| | | | | 1f | Director: Arthur D. Levinson | MGMT | Y | For | For |
| | | | | 1g | Director: Ann Mather | MGMT | Y | Abstain | Against |
| | | | | 1h | Director: Paul S. Otellini | MGMT | Y | For | For |
| | | | | 1i | Director: K. Ram Shriram | MGMT | Y | For | For |
| | | | | 1j | Director: Shirley M. Tilghman | MGMT | Y | For | For |
| | | | | 2 | Ratif of appt of Ernst & Young as indep reg pub acct | MGMT | Y | For | For |
| | | | | 3 | Approval of amend to 2004 stock plan to incr # of auth shares of Class A common stock | MGMT | Y | For | For |
| | | | | 4 | re political contrib disclosure | Shareholder | Y | For | For |
| | | | | 5 | re internet censorship | Shareholder | Y | Against | For |
| | | | | 6 | re health care reform | Shareholder | Y | Against | For |
14 | Weatherford Int'l Ltd. | WFT | H27013103 | 5/7/2009 | 1a | Director: Bernard J. Durochdanner | MGMT | Y | For | For |
| | | | | 1b | Director: David J. Butters | MGMT | Y | Against | Against |
| | | | | 1c | Director: Nicholas F. Brady | MGMT | Y | Against | Against |
| | | | | 1d | Director: William E. Macaulay | MGMT | Y | For | For |
| | | | | 1e | Director: Robert B. Millard | MGMT | Y | For | For |
| | | | | 1f | Director: Robert K. Moses, Jr. | MGMT | Y | For | For |
| | | | | 1g | Director: Appt of Ernst & Young LLP as Indep Reg pub acct | MGMT | Y | For | For |
15 | Pitney Bowes Inc. | PBI | 724479100 | 5/11/2009 | 1a | Director: Anne M. Busquet | MGMT | Y | For | For |
| | | | | 1b | Director: Anne Sutherland Fuchs | MGMT | Y | For | For |
| | | | | 1c | Director: James H. Keyes | MGMT | Y | For | For |
| | | | | 1d | Director: David L. Shedlarz | MGMT | Y | For | For |
| | | | | 1e | Director: David B. Snow, Jr. | MGMT | Y | For | For |
| | | | | 2 | Ratif of audit committee's sel of PriceWaterhouseCoopers LLP as indep acct for 2009 | MGMT | Y | For | For |
16 | DST Systems, Inc. | DST | 233326107 | 5/12/2009 | 1a | Director: Thomas A. McCullough | MGMT | Y | For | For |
| | | | | 1b | Direcor: William C. Nelson | MGMT | Y | For | For |
| | | | | 1c | Director: Travis E. Reed | MGMT | Y | For | For |
| | | | | 2 | Ratif of the audit committee's selection of indep reg pub acct | MGMT | Y | For | For |
17 | National Oilwell Varco, Inc. | NOV | 637071101 | 5/13/2009 | 1a | Director: Merrill A. Miller, Jr. | MGMT | Y | For | For |
| | | | | 1b | Director: Greg L. Armstrong | MGMT | Y | For | For |
| | | | | 1c | Director: David D. Harrison | MGMT | Y | For | For |
| | | | | 2 | Ratif of Indep auditors | MGMT | Y | For | For |
| | | | | 3 | Approval of amend to long-term incentive plan | MGMT | Y | Against | Against |
18 | Safeway Inc. | SWY | 786514208 | 5/13/2009 | 1a | Director: Steven A. Burd | MGMT | Y | For | For |
| | | | | 1b | Director: Janet E. Grove | MGMT | Y | For | For |
| | | | | 1c | Director: Mohan Gyani | MGMT | Y | For | For |
| | | | | 1d | Director: Paul Hazen | MGMT | Y | For | For |
| | | | | 1e | Director: Frank C. Herringer | MGMT | Y | For | For |
| | | | | 1f | Director: Kenneth W. Oder | MGMT | Y | For | For |
| | | | | 1g | Director: Rebecca A. Stirn | MGMT | Y | For | For |
| | | | | 1h | Director: William Y. Tauscher | MGMT | Y | For | For |
| | | | | 1i | Director: Raymond G. Viault | MGMT | Y | For | For |
| | | | | 2 | Ratif of appt of Deloitte & Touche LLP as indep reg pub acct | MGMT | Y | For | For |
| | | | | 3 | re Cumulative voting | Shareholder | Y | For | Against |
| | | | | 4 | request that holders of 10% of outstanding common stock be given power to call special meetings | Shareholder | Y | For | Against |
| | | | | 5 | Limitations on future death benefits | Shareholder | Y | Against | Against |
19 | Quest Diagnostics Inc. | DGX | 74834L100 | 5/14/2009 | 1a | Director: Jenne K. Britell, Ph. D | MGMT | Y | For | For |
| | | | | 1b | Director: Gail R. Wilensky, Ph. D | MGMT | Y | For | For |
| | | | | 1c | Director: John B. Ziegler | MGMT | Y | For | For |
| | | | | 2 | Approve amend to employee long-term incentive plan | MGMT | Y | For | For |
| | | | | 3 | Approve amend to the long-term incentive plan for non-emp dirs | MGMT | Y | Against | Against |
| | | | | 4 | Ratify appt of PriceWaterhouseCoopers LLP as ind auditor | MGMT | Y | For | For |
20 | TransOcean, Ltd. | RIG | H8817H100 | 5/15/2009 | 1 | Approval of the 2008 annual report, etc. | MGMT | Y | For | For |
| | | | | 2 | Dicharge of Mems of Board of Dirs & Exec Officers for FY 2008 | MGMT | Y | Against | Against |
| | | | | 3 | Approp of the avail retained earnings w/o payment of div to shareholders for FY 2008 & rrelease of CHF 3.5 billion of legal reserves to other reserves | MGMT | Y | Against | Against |
| | | | | 4 | Author of a share repo program | MGMT | Y | Against | Against |
| | | | | 5 | Approval of the long-term incentive plan as amnd | MGMT | Y | Against | Against |
| | | | | 6 | Director: Richard Anderson | MGMT | Y | For | For |
| | | | | 7 | Director: Richard L. George | MGMT | Y | For | For |
| | | | | 8 | Director: Robert L. Long | MGMT | Y | For | For |
| | | | | 9 | Director: Edward R. Muller | MGMT | Y | For | For |
| | | | | 10 | Director: Victor E. Grijalva | MGMT | Y | For | For |
| | | | | 11 | Appt of Ernst & Young as indep reg pub acct | MGMT | Y | For | For |
21 | Pharmaceutical Product Development, Inc. | PPDI | 717124101 | 5/20/2009 | 1a | Director: Stuart Bondurant, M.D. | MGMT | Y | For | For |
| | | | | 1b | Director: Frederic N. Eshelman | MGMT | Y | For | For |
| | | | | 1c | Director: Frederick Frank | MGMT | Y | For | For |
| | | | | 1d | Director: Gen. David L. Grange | MGMT | Y | For | For |
| | | | | 1e | Director: Catherine M. Klema | MGMT | Y | For | For |
| | | | | 1f | Director: Terry Magnuson, Ph.D. | MGMT | Y | For | For |
| | | | | 1g | Director: Ernesto Mario, Ph.D. | MGMT | Y | Abstain | Against |
| | | | | 1h | Director: John A. McNeill, Jr. | MGMT | Y | For | For |
| | | | | 2 | Approve amend and restmnt of 1995 Equity Comp. Plan | MGMT | Y | For | For |
| | | | | 3 | Ratif of appt of Deloitte & Touche LLP as indep reg pub acct | MGMT | Y | Against | Against |
| | | | | 4 | Such other Matters before meeting | MGMT | Y | For | For |
22 | Reinsurance Group of America, Inc. | RGA | 759351604 | 5/20/2009 | 1a | Director: John F. Danahy | MGMT | Y | For | For |
| | | | | 1b | Director: Arnoud W.A. Boot | MGMT | Y | For | For |
| | | | | 1c | Director: Stuart I. Greenbaum | MGMT | Y | For | For |
| | | | | 1d | Director: A. Greig Woodring | MGMT | Y | For | For |
| | | | | 2 | Ratif appt of Deloitte & Touche as indep auditor | MGMT | Y | Against | Against |
23 | Genzyme Corp. | GENZ | 37291704 | 5/21/2009 | 1a | Director: Douglas A. Berthiaume | MGMT | Y | For | For |
| | | | | 1b | Director: Gail K. Boudreaux | MGMT | Y | For | For |
| | | | | 1c | Director: Robert J. Carpenter | MGMT | Y | For | For |
| | | | | 1d | Director: Charles L. Cooney | MGMT | Y | For | For |
| | | | | 1e | Director: Victor J. Dzau | MGMT | Y | Against | Against |
| | | | | 1f | Director: Senator Connie Mack III | MGMT | Y | Against | Against |
| | | | | 1g | Director: Richard F. Syron | MGMT | Y | For | For |
| | | | | 1h | Director: Henri A. Termeer | MGMT | Y | For | For |
| | | | | 2 | Proposal to amend 2004 Wquity Incentive Plan to inc # of shares | MGMT | Y | For | For |
| | | | | 3 | Proposal to approve 2009 employee stock purchase plan | MGMT | Y | For | For |
| | | | | 4 | Proposal to ratify audit committee's sel of indep auditors for 2009 | MGMT | Y | For | For |
24 | Devon Energy Corp. | DVN | 25179M103 | 6/3/2009 | 1a | Director: Robert L. Howard | MGMT | Y | For | For |
| | | | | 1b | Director: Michael M. Kanovsky | MGMT | Y | Abstain | Against |
| | | | | 1c | Director: J. Todd Mitchell | MGMT | Y | For | For |
| | | | | 1d | Director: J. Larry Nichols | MGMT | Y | For | For |
| | | | | 2 | Ratify appt of Robert A. Mosbacher as director | MGMT | Y | For | For |
| | | | | 3 | Ratify appt of indep auditor for 2009 | MGMT | Y | For | For |
| | | | | 4 | Adoption of the long-term incentive plan | MGMT | Y | For | For |
| | | | | 5 | Adopt director election majority vote standard | Shareholder | Y | For | Against |
| | | | | | | | | | |
| | | | | | | | | | |
Saratoga Advantage Trust Exhibit 1, L- Mid Capitalization Portfolio | | | | | | | |
ICA File No. 811-08542 | | | | | | | | | | |
July 1, 2008-June 30, 2009 | | | | | | | | | | |
| | | | | | | | | | |
Name | Ticker | SecurityID | MeetingDate | RecordDate | MeetingType | BallotItemNumber | Mgmt. or Shrldr. | ItemDesc | MgtRecVote | VoteCast |
Ralcorp Holdings, Inc. | RAH | 751028101 | 7/17/2008 | 6/13/2008 | Special | 1 | M | Issue Shares in Connection with Acquisition | For | For |
Ralcorp Holdings, Inc. | RAH | 751028101 | 7/17/2008 | 6/13/2008 | Special | 2 | M | Adjourn Meeting | For | For |
Legg Mason, Inc. | LM | 524901105 | 7/22/2008 | 5/23/2008 | Annual | 1.1 | M | Elect Director Dennis R. Beresford | For | For |
Legg Mason, Inc. | LM | 524901105 | 7/22/2008 | 5/23/2008 | Annual | 1.2 | M | Elect Director W. Allen Reed | For | For |
Legg Mason, Inc. | LM | 524901105 | 7/22/2008 | 5/23/2008 | Annual | 1.3 | M | Elect Director Roger W. Schipke | For | For |
Legg Mason, Inc. | LM | 524901105 | 7/22/2008 | 5/23/2008 | Annual | 1.4 | M | Elect Director Nicholas J. St.George | For | For |
Legg Mason, Inc. | LM | 524901105 | 7/22/2008 | 5/23/2008 | Annual | 1.5 | M | Elect Director Mark R. Fetting | For | For |
Legg Mason, Inc. | LM | 524901105 | 7/22/2008 | 5/23/2008 | Annual | 1.6 | M | Elect Director Scott C. Nuttall | For | For |
Legg Mason, Inc. | LM | 524901105 | 7/22/2008 | 5/23/2008 | Annual | 2 | M | Ratify Auditors | For | For |
Legg Mason, Inc. | LM | 524901105 | 7/22/2008 | 5/23/2008 | Annual | 3 | S | Require Independent Board Chairman | Against | Against |
Legg Mason, Inc. | LM | 524901105 | 7/22/2008 | 5/23/2008 | Annual | 4 | S | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | For |
Alliant Techsystems Inc. | ATK | 018804104 | 8/5/2008 | 6/9/2008 | Annual | 1.1 | M | Elect Director Frances D. Cook | For | For |
Alliant Techsystems Inc. | ATK | 018804104 | 8/5/2008 | 6/9/2008 | Annual | 1.2 | M | Elect Director Martin C. Faga | For | For |
Alliant Techsystems Inc. | ATK | 018804104 | 8/5/2008 | 6/9/2008 | Annual | 1.3 | M | Elect Director Ronald R. Fogleman | For | For |
Alliant Techsystems Inc. | ATK | 018804104 | 8/5/2008 | 6/9/2008 | Annual | 1.4 | M | Elect Director Cynthia L. Lesher | For | For |
Alliant Techsystems Inc. | ATK | 018804104 | 8/5/2008 | 6/9/2008 | Annual | 1.5 | M | Elect Director Douglas L. Maine | For | For |
Alliant Techsystems Inc. | ATK | 018804104 | 8/5/2008 | 6/9/2008 | Annual | 1.6 | M | Elect Director Roman Martinez IV | For | For |
Alliant Techsystems Inc. | ATK | 018804104 | 8/5/2008 | 6/9/2008 | Annual | 1.7 | M | Elect Director Daniel J. Murphy | For | For |
Alliant Techsystems Inc. | ATK | 018804104 | 8/5/2008 | 6/9/2008 | Annual | 1.8 | M | Elect Director Mark H. Ronald | For | For |
Alliant Techsystems Inc. | ATK | 018804104 | 8/5/2008 | 6/9/2008 | Annual | 1.9 | M | Elect Director Michael T. Smith | For | For |
Alliant Techsystems Inc. | ATK | 018804104 | 8/5/2008 | 6/9/2008 | Annual | 1.10 | M | Elect Director William G. Van Dyke | For | For |
Alliant Techsystems Inc. | ATK | 018804104 | 8/5/2008 | 6/9/2008 | Annual | 2 | M | Ratify Auditors | For | For |
Alliant Techsystems Inc. | ATK | 018804104 | 8/5/2008 | 6/9/2008 | Annual | 3 | M | Increase Authorized Common Stock | For | For |
Alliant Techsystems Inc. | ATK | 018804104 | 8/5/2008 | 6/9/2008 | Annual | 4 | S | Adopt Principles for Health Care Reform | Against | Against |
Nice-Systems Ltd. | NICE | 653656108 | 7/29/2008 | 6/24/2008 | Annual | 1 | M | Elect Ron Gutler as Director | For | For |
Nice-Systems Ltd. | NICE | 653656108 | 7/29/2008 | 6/24/2008 | Annual | 2 | M | Elect Joseph Atzmon as Director | For | For |
Nice-Systems Ltd. | NICE | 653656108 | 7/29/2008 | 6/24/2008 | Annual | 3 | M | Elect Rimon Ben-Shaoul as Director | For | For |
Nice-Systems Ltd. | NICE | 653656108 | 7/29/2008 | 6/24/2008 | Annual | 4 | M | Elect Yoseph Dauber as Director | For | For |
Nice-Systems Ltd. | NICE | 653656108 | 7/29/2008 | 6/24/2008 | Annual | 5 | M | Elect John Hughes as Director | For | For |
Nice-Systems Ltd. | NICE | 653656108 | 7/29/2008 | 6/24/2008 | Annual | 6 | M | Elect David Kostman as Director | For | For |
Nice-Systems Ltd. | NICE | 653656108 | 7/29/2008 | 6/24/2008 | Annual | 7 | M | Approve Remuneration of Directors, Excluding External Directors | For | For |
Nice-Systems Ltd. | NICE | 653656108 | 7/29/2008 | 6/24/2008 | Annual | 8 | M | Approve Remuneration of Directors, Including External Directors | For | For |
Nice-Systems Ltd. | NICE | 653656108 | 7/29/2008 | 6/24/2008 | Annual | 9 | M | Approve Special Annual Fee to the Chairman of the Board | For | For |
Nice-Systems Ltd. | NICE | 653656108 | 7/29/2008 | 6/24/2008 | Annual | 10 | M | Reappoint Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | For | For |
QLogic Corp. | QLGC | 747277101 | 8/28/2008 | 7/7/2008 | Annual | 1.1 | M | Elect Director H.K. Desai | For | For |
QLogic Corp. | QLGC | 747277101 | 8/28/2008 | 7/7/2008 | Annual | 1.2 | M | Elect Director Joel S. Birnbaum | For | For |
QLogic Corp. | QLGC | 747277101 | 8/28/2008 | 7/7/2008 | Annual | 1.3 | M | Elect Director James R. Fiebiger | For | For |
QLogic Corp. | QLGC | 747277101 | 8/28/2008 | 7/7/2008 | Annual | 1.4 | M | Elect Director Balakrishnan S. Iyer | For | For |
QLogic Corp. | QLGC | 747277101 | 8/28/2008 | 7/7/2008 | Annual | 1.5 | M | Elect Director Kathryn B. Lewis | For | For |
QLogic Corp. | QLGC | 747277101 | 8/28/2008 | 7/7/2008 | Annual | 1.6 | M | Elect Director George D. Wells | For | For |
QLogic Corp. | QLGC | 747277101 | 8/28/2008 | 7/7/2008 | Annual | 2 | M | Amend Omnibus Stock Plan | For | For |
QLogic Corp. | QLGC | 747277101 | 8/28/2008 | 7/7/2008 | Annual | 3 | M | Amend Qualified Employee Stock Purchase Plan | For | For |
QLogic Corp. | QLGC | 747277101 | 8/28/2008 | 7/7/2008 | Annual | 4 | M | Ratify Auditors | For | For |
Wendy's/Arby's Group, Inc. | WEN | 895927309 | 9/15/2008 | 8/5/2008 | Annual | 1 | M | Increase Authorized Common Stock | For | For |
Wendy's/Arby's Group, Inc. | WEN | 895927309 | 9/15/2008 | 8/5/2008 | Annual | 2 | M | Amend Conversion of Securities | For | For |
Wendy's/Arby's Group, Inc. | WEN | 895927309 | 9/15/2008 | 8/5/2008 | Annual | 3 | M | Change Company Name | For | For |
Wendy's/Arby's Group, Inc. | WEN | 895927309 | 9/15/2008 | 8/5/2008 | Annual | 4 | M | Amend Charter to Prohibit the Issuance of Preferred Stock, Subject To Stated Exceptions | For | For |
Wendy's/Arby's Group, Inc. | WEN | 895927309 | 9/15/2008 | 8/5/2008 | Annual | 5 | M | Amend Charter to Amend the Definition of Interested Stockholder | For | For |
Wendy's/Arby's Group, Inc. | WEN | 895927309 | 9/15/2008 | 8/5/2008 | Annual | 6 | M | Amend Charter to Eliminate the Board's Power to Amend, Alter or Repeal Section 3 of Article I of the bylaws | For | For |
Wendy's/Arby's Group, Inc. | WEN | 895927309 | 9/15/2008 | 8/5/2008 | Annual | 7 | M | Amend Corporate Purpose | For | For |
Wendy's/Arby's Group, Inc. | WEN | 895927309 | 9/15/2008 | 8/5/2008 | Annual | 8 | M | Issue Shares in Connection with Acquisition | For | For |
Wendy's/Arby's Group, Inc. | WEN | 895927309 | 9/15/2008 | 8/5/2008 | Annual | 9 | M | Adjourn Meeting | For | For |
Wendy's/Arby's Group, Inc. | WEN | 895927309 | 9/15/2008 | 8/5/2008 | Annual | 10.1 | M | Elect Director Nelson Peltz | For | For |
Wendy's/Arby's Group, Inc. | WEN | 895927309 | 9/15/2008 | 8/5/2008 | Annual | 10.2 | M | Elect Director Peter W. May | For | For |
Wendy's/Arby's Group, Inc. | WEN | 895927309 | 9/15/2008 | 8/5/2008 | Annual | 10.3 | M | Elect Director Hugh L. Carey | For | For |
Wendy's/Arby's Group, Inc. | WEN | 895927309 | 9/15/2008 | 8/5/2008 | Annual | 10.4 | M | Elect Director Clive Chajet | For | For |
Wendy's/Arby's Group, Inc. | WEN | 895927309 | 9/15/2008 | 8/5/2008 | Annual | 10.5 | M | Elect Director Edward P. Garden | For | For |
Wendy's/Arby's Group, Inc. | WEN | 895927309 | 9/15/2008 | 8/5/2008 | Annual | 10.6 | M | Elect Director Joseph A. Levato | For | For |
Wendy's/Arby's Group, Inc. | WEN | 895927309 | 9/15/2008 | 8/5/2008 | Annual | 10.7 | M | Elect Director David E. Scwab II | For | For |
Wendy's/Arby's Group, Inc. | WEN | 895927309 | 9/15/2008 | 8/5/2008 | Annual | 10.8 | M | Elect Director Roland C. Smith | For | For |
Wendy's/Arby's Group, Inc. | WEN | 895927309 | 9/15/2008 | 8/5/2008 | Annual | 10.9 | M | Elect Director Raymond S. Troubh | For | For |
Wendy's/Arby's Group, Inc. | WEN | 895927309 | 9/15/2008 | 8/5/2008 | Annual | 10.10 | M | Elect Director Russell V. Umphenour, Jr. | For | For |
Wendy's/Arby's Group, Inc. | WEN | 895927309 | 9/15/2008 | 8/5/2008 | Annual | 10.11 | M | Elect Director Jack G. Wasserman | For | For |
Wendy's/Arby's Group, Inc. | WEN | 895927309 | 9/15/2008 | 8/5/2008 | Annual | 11 | M | Amend Omnibus Stock Plan | For | For |
Wendy's/Arby's Group, Inc. | WEN | 895927309 | 9/15/2008 | 8/5/2008 | Annual | 12 | M | Ratify Auditors | For | For |
Mednax, Inc. | MD | 705324101 | 9/24/2008 | 8/11/2008 | Special | 1 | M | Amend Nonqualified Employee Stock Purchase Plan | For | For |
Cliffs Natural Resources Inc | CLF | 185896107 | 10/3/2008 | 9/2/2008 | Proxy Contest | 1 | S | Approve Control Share Acquisition | Against | For |
Cliffs Natural Resources Inc | CLF | 185896107 | 10/3/2008 | 9/2/2008 | Proxy Contest | 1 | S | Approve Control Share Acquisition | For | None |
Cliffs Natural Resources Inc | CLF | 185896107 | 10/3/2008 | 9/2/2008 | Proxy Contest | 2 | M | Adjourn Meeting | For | None |
Archer-Daniels-Midland Company | ADM | 039483102 | 11/6/2008 | 9/12/2008 | Annual | 1 | M | Elect Director George W. Buckley | For | For |
Archer-Daniels-Midland Company | ADM | 039483102 | 11/6/2008 | 9/12/2008 | Annual | 2 | M | Elect Director Mollie Hale Carter | For | For |
Archer-Daniels-Midland Company | ADM | 039483102 | 11/6/2008 | 9/12/2008 | Annual | 3 | M | Elect Director Victoria F. Haynes | For | For |
Archer-Daniels-Midland Company | ADM | 039483102 | 11/6/2008 | 9/12/2008 | Annual | 4 | M | Elect Director Antonio Maciel Neto | For | For |
Archer-Daniels-Midland Company | ADM | 039483102 | 11/6/2008 | 9/12/2008 | Annual | 5 | M | Elect Director Patrick J. Moore | For | For |
Archer-Daniels-Midland Company | ADM | 039483102 | 11/6/2008 | 9/12/2008 | Annual | 6 | M | Elect Director M. Brian Mulroney | For | For |
Archer-Daniels-Midland Company | ADM | 039483102 | 11/6/2008 | 9/12/2008 | Annual | 7 | M | Elect Director Thomas F. O Neill | For | For |
Archer-Daniels-Midland Company | ADM | 039483102 | 11/6/2008 | 9/12/2008 | Annual | 8 | M | Elect Director Kelvin R. Westbrook | For | For |
Archer-Daniels-Midland Company | ADM | 039483102 | 11/6/2008 | 9/12/2008 | Annual | 9 | M | Elect Director Patricia A. Woertz | For | For |
Archer-Daniels-Midland Company | ADM | 039483102 | 11/6/2008 | 9/12/2008 | Annual | 10 | M | Ratify Auditors | For | For |
Archer-Daniels-Midland Company | ADM | 039483102 | 11/6/2008 | 9/12/2008 | Annual | 11 | S | Adopt ILO Based Code of Conduct | Against | Against |
Hercules Inc. | HPC | 427056106 | 11/5/2008 | 9/19/2008 | Special | 1 | M | Approve Merger Agreement | For | For |
Hercules Inc. | HPC | 427056106 | 11/5/2008 | 9/19/2008 | Special | 2 | M | Adjourn Meeting | For | For |
Barr Pharmaceuticals Inc | BRL | 068306109 | 11/21/2008 | 10/10/2008 | Special | 1 | M | Approve Merger Agreement | For | For |
Barr Pharmaceuticals Inc | BRL | 068306109 | 11/21/2008 | 10/10/2008 | Special | 2 | M | Adjourn Meeting | For | For |
Energizer Holdings, Inc. | ENR | 29266R108 | 1/26/2009 | 11/21/2008 | Annual | 1.1 | M | Elect Director Bill G. Armstrong | For | For |
Energizer Holdings, Inc. | ENR | 29266R108 | 1/26/2009 | 11/21/2008 | Annual | 1.2 | M | Elect Director J. Patrick Mulcahy | For | For |
Energizer Holdings, Inc. | ENR | 29266R108 | 1/26/2009 | 11/21/2008 | Annual | 1.3 | M | Elect Director Pamela M. Nicholson | For | For |
Energizer Holdings, Inc. | ENR | 29266R108 | 1/26/2009 | 11/21/2008 | Annual | 2 | M | Approve Omnibus Stock Plan | For | For |
Amdocs Limited | DOX | G02602103 | 1/22/2009 | 11/24/2008 | Annual | 1.1 | M | ELECT DIRECTOR BRUCE K. ANDERSON | For | For |
Amdocs Limited | DOX | G02602103 | 1/22/2009 | 11/24/2008 | Annual | 1.2 | M | ELECT DIRECTOR ADRIAN GARDNER | For | For |
Amdocs Limited | DOX | G02602103 | 1/22/2009 | 11/24/2008 | Annual | 1.3 | M | ELECT DIRECTOR CHARLES E. FOSTER | For | For |
Amdocs Limited | DOX | G02602103 | 1/22/2009 | 11/24/2008 | Annual | 1.4 | M | ELECT DIRECTOR JAMES S. KAHAN | For | For |
Amdocs Limited | DOX | G02602103 | 1/22/2009 | 11/24/2008 | Annual | 1.5 | M | ELECT DIRECTOR ZOHAR ZISAPEL | For | For |
Amdocs Limited | DOX | G02602103 | 1/22/2009 | 11/24/2008 | Annual | 1.6 | M | ELECT DIRECTOR DOV BAHARAV | For | For |
Amdocs Limited | DOX | G02602103 | 1/22/2009 | 11/24/2008 | Annual | 1.7 | M | ELECT DIRECTOR JULIAN A. BRODSKY | For | For |
Amdocs Limited | DOX | G02602103 | 1/22/2009 | 11/24/2008 | Annual | 1.8 | M | ELECT DIRECTOR ELI GELMAN | For | For |
Amdocs Limited | DOX | G02602103 | 1/22/2009 | 11/24/2008 | Annual | 1.9 | M | ELECT DIRECTOR NEHEMIA LEMELBAUM | For | For |
Amdocs Limited | DOX | G02602103 | 1/22/2009 | 11/24/2008 | Annual | 1.10 | M | ELECT DIRECTOR JOHN T. MCLENNAN | For | For |
Amdocs Limited | DOX | G02602103 | 1/22/2009 | 11/24/2008 | Annual | 1.11 | M | ELECT DIRECTOR ROBERT A. MINICUCCI | For | For |
Amdocs Limited | DOX | G02602103 | 1/22/2009 | 11/24/2008 | Annual | 1.12 | M | ELECT DIRECTOR SIMON OLSWANG | For | For |
Amdocs Limited | DOX | G02602103 | 1/22/2009 | 11/24/2008 | Annual | 2 | M | APPROVAL OF SPECIAL RESOLUTION AMENDING AND RESTATING THE MEMORANDUM OF INCORPORATION AND ARTICLES OF INCORPORATION AS DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT. | For | For |
Amdocs Limited | DOX | G02602103 | 1/22/2009 | 11/24/2008 | Annual | 3 | M | APPROVAL OF CONSOLIDATED FINANCIAL STATEMENTS FOR FISCAL YEAR 2008. | For | For |
Amdocs Limited | DOX | G02602103 | 1/22/2009 | 11/24/2008 | Annual | 4 | M | RATIFICATION AND APPROVAL OF ERNST & YOUNG LLP AND AUTHORIZATION OF AUDIT COMMITTEE OF BOARD TO FIX REMUNERATION. | For | For |
Ralcorp Holdings, Inc. | RAH | 751028101 | 1/27/2009 | 11/21/2008 | Annual | 1.1 | M | Elect Director David R. Banks | For | For |
Ralcorp Holdings, Inc. | RAH | 751028101 | 1/27/2009 | 11/21/2008 | Annual | 1.2 | M | Elect Director Jack W. Goodall | For | For |
Ralcorp Holdings, Inc. | RAH | 751028101 | 1/27/2009 | 11/21/2008 | Annual | 1.3 | M | Elect Director Joe R. Micheletto | For | For |
Ralcorp Holdings, Inc. | RAH | 751028101 | 1/27/2009 | 11/21/2008 | Annual | 1.4 | M | Elect Director David P. Skarie | For | For |
Ralcorp Holdings, Inc. | RAH | 751028101 | 1/27/2009 | 11/21/2008 | Annual | 2 | M | Ratify Auditors | For | For |
Becton, Dickinson and Company | BDX | 075887109 | 2/3/2009 | 12/12/2008 | Annual | 1.1 | M | Elect Director Claire M. Fraser-Liggett | For | For |
Becton, Dickinson and Company | BDX | 075887109 | 2/3/2009 | 12/12/2008 | Annual | 1.2 | M | Elect Director Edward J. Ludwig | For | For |
Becton, Dickinson and Company | BDX | 075887109 | 2/3/2009 | 12/12/2008 | Annual | 1.3 | M | Elect Director Willard J. Overlock, Jr. | For | For |
Becton, Dickinson and Company | BDX | 075887109 | 2/3/2009 | 12/12/2008 | Annual | 1.4 | M | Elect Director Bertram L. Scott | For | For |
Becton, Dickinson and Company | BDX | 075887109 | 2/3/2009 | 12/12/2008 | Annual | 2 | M | Ratify Auditors | For | For |
Becton, Dickinson and Company | BDX | 075887109 | 2/3/2009 | 12/12/2008 | Annual | 3 | M | Declassify the Board of Directors | For | For |
Becton, Dickinson and Company | BDX | 075887109 | 2/3/2009 | 12/12/2008 | Annual | 4 | M | Amend Omnibus Stock Plan | For | For |
Becton, Dickinson and Company | BDX | 075887109 | 2/3/2009 | 12/12/2008 | Annual | 5 | M | Amend Omnibus Stock Plan | For | For |
Becton, Dickinson and Company | BDX | 075887109 | 2/3/2009 | 12/12/2008 | Annual | 6 | S | Amend Bylaws -- Call Special Meetings | Against | For |
Becton, Dickinson and Company | BDX | 075887109 | 2/3/2009 | 12/12/2008 | Annual | 7 | S | Provide for Cumulative Voting | Against | For |
TD AMERITRADE Holding Corp. | AMTD | 87236Y108 | 2/18/2009 | 12/22/2008 | Annual | 1.1 | M | Elect Director W. Edmund Clark | For | For |
TD AMERITRADE Holding Corp. | AMTD | 87236Y108 | 2/18/2009 | 12/22/2008 | Annual | 1.2 | M | Elect Director Mark L. Mitchell | For | For |
TD AMERITRADE Holding Corp. | AMTD | 87236Y108 | 2/18/2009 | 12/22/2008 | Annual | 1.3 | M | Elect Director Joseph H. Moglia | For | For |
TD AMERITRADE Holding Corp. | AMTD | 87236Y108 | 2/18/2009 | 12/22/2008 | Annual | 1.4 | M | Elect Director Thomas S. Ricketts | For | For |
TD AMERITRADE Holding Corp. | AMTD | 87236Y108 | 2/18/2009 | 12/22/2008 | Annual | 1.5 | M | Elect Director Fredric J. Tomczyk | For | For |
TD AMERITRADE Holding Corp. | AMTD | 87236Y108 | 2/18/2009 | 12/22/2008 | Annual | 2 | M | Ratify Auditors | For | For |
TD AMERITRADE Holding Corp. | AMTD | 87236Y108 | 2/18/2009 | 12/22/2008 | Annual | 3 | M | Other Business | For | For |
Nuance Communications, Inc. | NUAN | 67020Y100 | 1/30/2009 | 12/2/2008 | Annual | 1.1 | M | Elect Director Robert J. Frankenberg | For | For |
Nuance Communications, Inc. | NUAN | 67020Y100 | 1/30/2009 | 12/2/2008 | Annual | 1.2 | M | Elect Director Patrick T. Hackett | For | For |
Nuance Communications, Inc. | NUAN | 67020Y100 | 1/30/2009 | 12/2/2008 | Annual | 1.3 | M | Elect Director William H. Janeway | For | For |
Nuance Communications, Inc. | NUAN | 67020Y100 | 1/30/2009 | 12/2/2008 | Annual | 1.4 | M | Elect Director Katharine A. Martin | For | For |
Nuance Communications, Inc. | NUAN | 67020Y100 | 1/30/2009 | 12/2/2008 | Annual | 1.5 | M | Elect Director Mark B. Myers | For | For |
Nuance Communications, Inc. | NUAN | 67020Y100 | 1/30/2009 | 12/2/2008 | Annual | 1.6 | M | Elect Director Philip J. Quigley | For | For |
Nuance Communications, Inc. | NUAN | 67020Y100 | 1/30/2009 | 12/2/2008 | Annual | 1.7 | M | Elect Director Paul A. Ricci | For | For |
Nuance Communications, Inc. | NUAN | 67020Y100 | 1/30/2009 | 12/2/2008 | Annual | 1.8 | M | Elect Director Robert G. Teresi | For | For |
Nuance Communications, Inc. | NUAN | 67020Y100 | 1/30/2009 | 12/2/2008 | Annual | 2 | M | Amend Omnibus Stock Plan | For | For |
Nuance Communications, Inc. | NUAN | 67020Y100 | 1/30/2009 | 12/2/2008 | Annual | 3 | M | Ratify Auditors | For | For |
Raymond James Financial, Inc. | RJF | 754730109 | 2/19/2009 | 12/24/2008 | Annual | 1.1 | M | Elect Director Shelley Broader | For | For |
Raymond James Financial, Inc. | RJF | 754730109 | 2/19/2009 | 12/24/2008 | Annual | 1.2 | M | Elect Director Francis S. Godbold | For | For |
Raymond James Financial, Inc. | RJF | 754730109 | 2/19/2009 | 12/24/2008 | Annual | 1.3 | M | Elect Director H.William Habermeyer,Jr | For | For |
Raymond James Financial, Inc. | RJF | 754730109 | 2/19/2009 | 12/24/2008 | Annual | 1.4 | M | Elect Director Chet Helck | For | For |
Raymond James Financial, Inc. | RJF | 754730109 | 2/19/2009 | 12/24/2008 | Annual | 1.5 | M | Elect Director Thomas A. James | For | For |
Raymond James Financial, Inc. | RJF | 754730109 | 2/19/2009 | 12/24/2008 | Annual | 1.6 | M | Elect Director Paul C. Reilly | For | For |
Raymond James Financial, Inc. | RJF | 754730109 | 2/19/2009 | 12/24/2008 | Annual | 1.7 | M | Elect Director Robert P. Saltzman | For | For |
Raymond James Financial, Inc. | RJF | 754730109 | 2/19/2009 | 12/24/2008 | Annual | 1.8 | M | Elect Director Kenneth A. Shields | For | For |
Raymond James Financial, Inc. | RJF | 754730109 | 2/19/2009 | 12/24/2008 | Annual | 1.9 | M | Elect Director Hardwick Simmons | For | For |
Raymond James Financial, Inc. | RJF | 754730109 | 2/19/2009 | 12/24/2008 | Annual | 1.10 | M | Elect Director Susan N. Story | For | For |
Raymond James Financial, Inc. | RJF | 754730109 | 2/19/2009 | 12/24/2008 | Annual | 2 | M | Ratify Auditors | For | For |
Raymond James Financial, Inc. | RJF | 754730109 | 2/19/2009 | 12/24/2008 | Annual | 3 | M | Amend Restricted Stock Plan | For | For |
Raymond James Financial, Inc. | RJF | 754730109 | 2/19/2009 | 12/24/2008 | Annual | 4 | M | Amend Qualified Employee Stock Purchase Plan | For | For |
Nalco Holding Company | NLC | 62985Q101 | 5/1/2009 | 3/9/2009 | Annual | 1.1 | M | Elect Director J. Erik Fyrwald | For | For |
Nalco Holding Company | NLC | 62985Q101 | 5/1/2009 | 3/9/2009 | Annual | 1.2 | M | Elect Director Richard B. Marchese | For | For |
Nalco Holding Company | NLC | 62985Q101 | 5/1/2009 | 3/9/2009 | Annual | 1.3 | M | Elect Director Paul J. Norris | For | For |
Nalco Holding Company | NLC | 62985Q101 | 5/1/2009 | 3/9/2009 | Annual | 2 | M | Ratify Auditors | For | For |
WILLIS GROUP HOLDINGS LTD | WSH | G96655108 | 4/22/2009 | 2/27/2009 | Annual | 1.1 | M | Elect William W. Bradley as Director | For | For |
WILLIS GROUP HOLDINGS LTD | WSH | G96655108 | 4/22/2009 | 2/27/2009 | Annual | 1.2 | M | Elect Joseph A. Califano as Director | For | For |
WILLIS GROUP HOLDINGS LTD | WSH | G96655108 | 4/22/2009 | 2/27/2009 | Annual | 1.3 | M | Elect Anna C. Catalano as Director | For | For |
WILLIS GROUP HOLDINGS LTD | WSH | G96655108 | 4/22/2009 | 2/27/2009 | Annual | 1.4 | M | Elect Sir Roy Gardner as Director | For | For |
WILLIS GROUP HOLDINGS LTD | WSH | G96655108 | 4/22/2009 | 2/27/2009 | Annual | 1.5 | M | Elect Sir Jeremy Hanley as Director | For | For |
WILLIS GROUP HOLDINGS LTD | WSH | G96655108 | 4/22/2009 | 2/27/2009 | Annual | 1.6 | M | Elect Robyn S. Kravit as Director | For | For |
WILLIS GROUP HOLDINGS LTD | WSH | G96655108 | 4/22/2009 | 2/27/2009 | Annual | 1.7 | M | Elect Jeffrey B. Lane as Director | For | For |
WILLIS GROUP HOLDINGS LTD | WSH | G96655108 | 4/22/2009 | 2/27/2009 | Annual | 1.8 | M | Elect Wendy E. Lane as Director | For | For |
WILLIS GROUP HOLDINGS LTD | WSH | G96655108 | 4/22/2009 | 2/27/2009 | Annual | 1.9 | M | Elect James F. McCann as Director | For | For |
WILLIS GROUP HOLDINGS LTD | WSH | G96655108 | 4/22/2009 | 2/27/2009 | Annual | 1.10 | M | Elect Joseph J. Plumeri as Director | For | For |
WILLIS GROUP HOLDINGS LTD | WSH | G96655108 | 4/22/2009 | 2/27/2009 | Annual | 1.11 | M | Elect Douglas B. Roberts as Director | For | For |
WILLIS GROUP HOLDINGS LTD | WSH | G96655108 | 4/22/2009 | 2/27/2009 | Annual | 2 | M | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For |
Eaton Corporation | ETN | 278058102 | 4/22/2009 | 2/23/2009 | Annual | 1.1 | M | Elect Director Alexander M. Cutler | For | For |
Eaton Corporation | ETN | 278058102 | 4/22/2009 | 2/23/2009 | Annual | 1.2 | M | Elect Director Arthur E. Johnson | For | For |
Eaton Corporation | ETN | 278058102 | 4/22/2009 | 2/23/2009 | Annual | 1.3 | M | Elect Director Deborah L. McCoy | For | For |
Eaton Corporation | ETN | 278058102 | 4/22/2009 | 2/23/2009 | Annual | 1.4 | M | Elect Director Gary L. Tooker | For | For |
Eaton Corporation | ETN | 278058102 | 4/22/2009 | 2/23/2009 | Annual | 2 | M | Approve Omnibus Stock Plan | For | For |
Eaton Corporation | ETN | 278058102 | 4/22/2009 | 2/23/2009 | Annual | 3 | M | Ratify Auditors | For | For |
C. R. Bard, Inc. | BCR | 067383109 | 4/15/2009 | 2/23/2009 | Annual | 1.1 | M | Elect Director Marc C. Breslawsky | For | For |
C. R. Bard, Inc. | BCR | 067383109 | 4/15/2009 | 2/23/2009 | Annual | 1.2 | M | Elect Director Herbert L. Henkel | For | For |
C. R. Bard, Inc. | BCR | 067383109 | 4/15/2009 | 2/23/2009 | Annual | 1.3 | M | Elect Director Tommy G. Thompson | For | For |
C. R. Bard, Inc. | BCR | 067383109 | 4/15/2009 | 2/23/2009 | Annual | 1.4 | M | Elect Director Timothy M. Ring | For | For |
C. R. Bard, Inc. | BCR | 067383109 | 4/15/2009 | 2/23/2009 | Annual | 2 | M | Amend Executive Incentive Bonus Plan | For | For |
C. R. Bard, Inc. | BCR | 067383109 | 4/15/2009 | 2/23/2009 | Annual | 3 | M | Amend Omnibus Stock Plan | For | For |
C. R. Bard, Inc. | BCR | 067383109 | 4/15/2009 | 2/23/2009 | Annual | 4 | M | Ratify Auditors | For | For |
Sybase, Inc. | SY | 871130100 | 4/14/2009 | 2/27/2009 | Annual | 1.1 | M | Elect Director John S. Chen | For | For |
Sybase, Inc. | SY | 871130100 | 4/14/2009 | 2/27/2009 | Annual | 1.2 | M | Elect Director Richard C. Alberding | For | For |
Sybase, Inc. | SY | 871130100 | 4/14/2009 | 2/27/2009 | Annual | 1.3 | M | Elect Director Michael A. Daniels | For | For |
Sybase, Inc. | SY | 871130100 | 4/14/2009 | 2/27/2009 | Annual | 1.4 | M | Elect Director Alan B. Salisbury | For | For |
Sybase, Inc. | SY | 871130100 | 4/14/2009 | 2/27/2009 | Annual | 1.5 | M | Elect Director Jack E. Sum | For | For |
Sybase, Inc. | SY | 871130100 | 4/14/2009 | 2/27/2009 | Annual | 2 | M | Ratify Auditors | For | For |
Sybase, Inc. | SY | 871130100 | 4/14/2009 | 2/27/2009 | Annual | 3 | M | Amend Omnibus Stock Plan | For | For |
Mettler-Toledo International Inc. | MTD | 592688105 | 4/30/2009 | 3/2/2009 | Annual | 1.1 | M | Elect Director Robert F. Spoerry | For | For |
Mettler-Toledo International Inc. | MTD | 592688105 | 4/30/2009 | 3/2/2009 | Annual | 1.2 | M | Elect Director Wah-Hui Chu | For | For |
Mettler-Toledo International Inc. | MTD | 592688105 | 4/30/2009 | 3/2/2009 | Annual | 1.3 | M | Elect Director Francis A. Contino | For | For |
Mettler-Toledo International Inc. | MTD | 592688105 | 4/30/2009 | 3/2/2009 | Annual | 1.4 | M | Elect Director Olivier A. Filliol | For | For |
Mettler-Toledo International Inc. | MTD | 592688105 | 4/30/2009 | 3/2/2009 | Annual | 1.5 | M | Elect Director Michael A. Kelly | For | For |
Mettler-Toledo International Inc. | MTD | 592688105 | 4/30/2009 | 3/2/2009 | Annual | 1.6 | M | Elect Director Hans Ulrich Maerki | For | For |
Mettler-Toledo International Inc. | MTD | 592688105 | 4/30/2009 | 3/2/2009 | Annual | 1.7 | M | Elect Director George M. Milne | For | For |
Mettler-Toledo International Inc. | MTD | 592688105 | 4/30/2009 | 3/2/2009 | Annual | 1.8 | M | Elect Director Thomas P. Salice | For | For |
Mettler-Toledo International Inc. | MTD | 592688105 | 4/30/2009 | 3/2/2009 | Annual | 2 | M | Ratify Auditors | For | For |
Cullen/Frost Bankers, Inc. | CFR | 229899109 | 4/23/2009 | 3/6/2009 | Annual | 1.1 | M | Elect Director Crawford H. Edwards | For | For |
Cullen/Frost Bankers, Inc. | CFR | 229899109 | 4/23/2009 | 3/6/2009 | Annual | 1.2 | M | Elect Director Ruben M. Escobedo | For | For |
Cullen/Frost Bankers, Inc. | CFR | 229899109 | 4/23/2009 | 3/6/2009 | Annual | 1.3 | M | Elect Director Patrick B. Frost | For | For |
Cullen/Frost Bankers, Inc. | CFR | 229899109 | 4/23/2009 | 3/6/2009 | Annual | 1.4 | M | Elect Director David J. Haemisegger | For | For |
Cullen/Frost Bankers, Inc. | CFR | 229899109 | 4/23/2009 | 3/6/2009 | Annual | 1.5 | M | Elect Director Robert S. McClane | For | For |
Cullen/Frost Bankers, Inc. | CFR | 229899109 | 4/23/2009 | 3/6/2009 | Annual | 2 | M | Amend Omnibus Stock Plan | For | For |
Cullen/Frost Bankers, Inc. | CFR | 229899109 | 4/23/2009 | 3/6/2009 | Annual | 3 | M | Ratify Auditors | For | For |
Lincoln Electric Holdings, Inc. | LECO | 533900106 | 4/30/2009 | 3/3/2009 | Annual | 1.1 | M | Elect Director Harold L. Adams | For | For |
Lincoln Electric Holdings, Inc. | LECO | 533900106 | 4/30/2009 | 3/3/2009 | Annual | 1.2 | M | Elect Director Robert J. Knoll | For | For |
Lincoln Electric Holdings, Inc. | LECO | 533900106 | 4/30/2009 | 3/3/2009 | Annual | 1.3 | M | Elect Director John M. Stropki, Jr. | For | For |
Lincoln Electric Holdings, Inc. | LECO | 533900106 | 4/30/2009 | 3/3/2009 | Annual | 2 | M | Ratify Auditors | For | For |
Harsco Corp. | HSC | 415864107 | 4/28/2009 | 3/3/2009 | Annual | 1.1 | M | Elect Director G.D.H. Butler | For | For |
Harsco Corp. | HSC | 415864107 | 4/28/2009 | 3/3/2009 | Annual | 1.2 | M | Elect Director K.G. Eddy | For | For |
Harsco Corp. | HSC | 415864107 | 4/28/2009 | 3/3/2009 | Annual | 1.3 | M | Elect Director S.D. Fazzolari | For | For |
Harsco Corp. | HSC | 415864107 | 4/28/2009 | 3/3/2009 | Annual | 1.4 | M | Elect Director S. E. Graham | For | For |
Harsco Corp. | HSC | 415864107 | 4/28/2009 | 3/3/2009 | Annual | 1.5 | M | Elect Director T.D. Growcock | For | For |
Harsco Corp. | HSC | 415864107 | 4/28/2009 | 3/3/2009 | Annual | 1.6 | M | Elect Director H. W. Knueppel | For | For |
Harsco Corp. | HSC | 415864107 | 4/28/2009 | 3/3/2009 | Annual | 1.7 | M | Elect Director D.H. Pierce | For | For |
Harsco Corp. | HSC | 415864107 | 4/28/2009 | 3/3/2009 | Annual | 1.8 | M | Elect Director J.I. Scheiner | For | For |
Harsco Corp. | HSC | 415864107 | 4/28/2009 | 3/3/2009 | Annual | 1.9 | M | Elect Director A.J. Sordoni, III | For | For |
Harsco Corp. | HSC | 415864107 | 4/28/2009 | 3/3/2009 | Annual | 1.10 | M | Elect Director R.C. Wilburn | For | For |
Harsco Corp. | HSC | 415864107 | 4/28/2009 | 3/3/2009 | Annual | 2 | M | Amend Omnibus Stock Plan | For | For |
Harsco Corp. | HSC | 415864107 | 4/28/2009 | 3/3/2009 | Annual | 3 | M | Ratify Auditors | For | For |
Prosperity Bancshares, Inc. | PRSP | 743606105 | 4/21/2009 | 3/12/2009 | Annual | 1.1 | M | Elect Director James A. Bouligny | For | For |
Prosperity Bancshares, Inc. | PRSP | 743606105 | 4/21/2009 | 3/12/2009 | Annual | 1.2 | M | Elect Director Robert Steelhammer | For | For |
Prosperity Bancshares, Inc. | PRSP | 743606105 | 4/21/2009 | 3/12/2009 | Annual | 1.3 | M | Elect Director .E. Timanus, Jr | For | For |
Prosperity Bancshares, Inc. | PRSP | 743606105 | 4/21/2009 | 3/12/2009 | Annual | 1.4 | M | Elect Director Ervan E. Zouzalik | For | For |
Prosperity Bancshares, Inc. | PRSP | 743606105 | 4/21/2009 | 3/12/2009 | Annual | 2 | M | Ratify Auditors | For | For |
VF Corp. | VFC | 918204108 | 4/28/2009 | 3/10/2009 | Annual | 1.1 | M | Elect Director Robert J. Hurst | For | For |
VF Corp. | VFC | 918204108 | 4/28/2009 | 3/10/2009 | Annual | 1.2 | M | Elect Director W. Alan McCollough | For | For |
VF Corp. | VFC | 918204108 | 4/28/2009 | 3/10/2009 | Annual | 1.3 | M | Elect Director M. Rust Sharp | For | For |
VF Corp. | VFC | 918204108 | 4/28/2009 | 3/10/2009 | Annual | 1.4 | M | Elect Director Raymond G. Viault | For | For |
VF Corp. | VFC | 918204108 | 4/28/2009 | 3/10/2009 | Annual | 2 | M | Ratify Auditors | For | For |
FMC Corp. | FMC | 302491303 | 4/28/2009 | 3/3/2009 | Annual | 1.1 | M | Elect Director Patricia A. Buffler | For | For |
FMC Corp. | FMC | 302491303 | 4/28/2009 | 3/3/2009 | Annual | 1.2 | M | Elect Director G. Peter D'Aloia | For | For |
FMC Corp. | FMC | 302491303 | 4/28/2009 | 3/3/2009 | Annual | 1.3 | M | Elect Director C. Scott Greer | For | For |
FMC Corp. | FMC | 302491303 | 4/28/2009 | 3/3/2009 | Annual | 1.4 | M | Elect Director Paul J. Norris | For | For |
FMC Corp. | FMC | 302491303 | 4/28/2009 | 3/3/2009 | Annual | 1.5 | M | Elect Director Dirk A. Kempthorne | For | For |
FMC Corp. | FMC | 302491303 | 4/28/2009 | 3/3/2009 | Annual | 2 | M | Ratify Auditors | For | For |
Zimmer Holdings Inc | ZMH | 98956P102 | 5/4/2009 | 3/5/2009 | Annual | 1 | M | Elect Director Betsy J. Bernard | For | For |
Zimmer Holdings Inc | ZMH | 98956P102 | 5/4/2009 | 3/5/2009 | Annual | 2 | M | Elect Director Marc N. Casper | For | For |
Zimmer Holdings Inc | ZMH | 98956P102 | 5/4/2009 | 3/5/2009 | Annual | 3 | M | Elect Director David C. Dvorak | For | For |
Zimmer Holdings Inc | ZMH | 98956P102 | 5/4/2009 | 3/5/2009 | Annual | 4 | M | Elect Director Robert A. Hagemann | For | For |
Zimmer Holdings Inc | ZMH | 98956P102 | 5/4/2009 | 3/5/2009 | Annual | 5 | M | Elect Director Arthur J. Higgins | For | For |
Zimmer Holdings Inc | ZMH | 98956P102 | 5/4/2009 | 3/5/2009 | Annual | 6 | M | Elect Director Cecil B. Pickett | For | For |
Zimmer Holdings Inc | ZMH | 98956P102 | 5/4/2009 | 3/5/2009 | Annual | 7 | M | Elect Director Augustus A. White, III | For | For |
Zimmer Holdings Inc | ZMH | 98956P102 | 5/4/2009 | 3/5/2009 | Annual | 8 | M | Ratify Auditors | For | For |
Zimmer Holdings Inc | ZMH | 98956P102 | 5/4/2009 | 3/5/2009 | Annual | 9 | M | Approve Omnibus Stock Plan | For | For |
Zimmer Holdings Inc | ZMH | 98956P102 | 5/4/2009 | 3/5/2009 | Annual | 10 | M | Amend Non-Employee Director Omnibus Stock Plan | For | For |
Zimmer Holdings Inc | ZMH | 98956P102 | 5/4/2009 | 3/5/2009 | Annual | 11 | M | Amend Deferred Compensation Plan | For | For |
Pitney Bowes Inc. | PBI | 724479100 | 5/11/2009 | 3/18/2009 | Annual | 1.1 | M | Elect Director Anne M. Busquet | For | For |
Pitney Bowes Inc. | PBI | 724479100 | 5/11/2009 | 3/18/2009 | Annual | 1.2 | M | Elect Director Anne Sutherland Fuchs | For | For |
Pitney Bowes Inc. | PBI | 724479100 | 5/11/2009 | 3/18/2009 | Annual | 1.3 | M | Elect Director James H. Keyes | For | For |
Pitney Bowes Inc. | PBI | 724479100 | 5/11/2009 | 3/18/2009 | Annual | 1.4 | M | Elect Director David L. Shedlarz | For | For |
Pitney Bowes Inc. | PBI | 724479100 | 5/11/2009 | 3/18/2009 | Annual | 1.5 | M | Elect Director David B. Snow, Jr. | For | For |
Pitney Bowes Inc. | PBI | 724479100 | 5/11/2009 | 3/18/2009 | Annual | 2 | M | Ratify Auditors | For | For |
Equifax Inc. | EFX | 294429105 | 5/8/2009 | 3/3/2009 | Annual | 1.1 | M | Elect Director Mark L. Feidler | For | For |
Equifax Inc. | EFX | 294429105 | 5/8/2009 | 3/3/2009 | Annual | 1.2 | M | Elect Director John A. McKinley | For | For |
Equifax Inc. | EFX | 294429105 | 5/8/2009 | 3/3/2009 | Annual | 1.3 | M | Elect Director Richard F. Smith | For | For |
Equifax Inc. | EFX | 294429105 | 5/8/2009 | 3/3/2009 | Annual | 2 | M | Ratify Auditors | For | For |
Equifax Inc. | EFX | 294429105 | 5/8/2009 | 3/3/2009 | Annual | 3 | M | Declassify the Board of Directors | For | For |
Equifax Inc. | EFX | 294429105 | 5/8/2009 | 3/3/2009 | Annual | 4 | M | Adopt Majority Voting for Uncontested Election of Directors | For | For |
Calpine Corp. | CPN | 131347304 | 5/7/2009 | 3/12/2009 | Annual | 1.1 | M | Elect Director Frank Cassidy | For | For |
Calpine Corp. | CPN | 131347304 | 5/7/2009 | 3/12/2009 | Annual | 1.2 | M | Elect Director Jack A. Fusco | For | For |
Calpine Corp. | CPN | 131347304 | 5/7/2009 | 3/12/2009 | Annual | 1.3 | M | Elect Director Robert C. Hinckley | For | For |
Calpine Corp. | CPN | 131347304 | 5/7/2009 | 3/12/2009 | Annual | 1.4 | M | Elect Director David C. Merritt | For | For |
Calpine Corp. | CPN | 131347304 | 5/7/2009 | 3/12/2009 | Annual | 1.5 | M | Elect Director W. Benjamin Moreland | For | For |
Calpine Corp. | CPN | 131347304 | 5/7/2009 | 3/12/2009 | Annual | 1.6 | M | Elect Director Robert A. Mosbacher, Jr. | For | For |
Calpine Corp. | CPN | 131347304 | 5/7/2009 | 3/12/2009 | Annual | 1.7 | M | Elect Director Denise M. O'Leary | For | For |
Calpine Corp. | CPN | 131347304 | 5/7/2009 | 3/12/2009 | Annual | 1.8 | M | Elect Director William J. Patterson | For | For |
Calpine Corp. | CPN | 131347304 | 5/7/2009 | 3/12/2009 | Annual | 1.9 | M | Elect Director J. Stuart Ryan | For | For |
Calpine Corp. | CPN | 131347304 | 5/7/2009 | 3/12/2009 | Annual | 2 | M | Establish Range For Board Size | For | For |
Calpine Corp. | CPN | 131347304 | 5/7/2009 | 3/12/2009 | Annual | 3 | M | Ratify Auditors | For | For |
Mednax, Inc. | MD | 58502B106 | 5/6/2009 | 3/10/2009 | Annual | 1.1 | M | Elect Director Cesar L. Alvarez | For | For |
Mednax, Inc. | MD | 58502B106 | 5/6/2009 | 3/10/2009 | Annual | 1.2 | M | Elect Director Waldemar A Carlo | For | For |
Mednax, Inc. | MD | 58502B106 | 5/6/2009 | 3/10/2009 | Annual | 1.3 | M | Elect Director Michael B. Fernandez | For | For |
Mednax, Inc. | MD | 58502B106 | 5/6/2009 | 3/10/2009 | Annual | 1.4 | M | Elect Director Roger K. Freeman | For | For |
Mednax, Inc. | MD | 58502B106 | 5/6/2009 | 3/10/2009 | Annual | 1.5 | M | Elect Director Paul G. Gabos | For | For |
Mednax, Inc. | MD | 58502B106 | 5/6/2009 | 3/10/2009 | Annual | 1.6 | M | Elect Director Dany Garcia | For | For |
Mednax, Inc. | MD | 58502B106 | 5/6/2009 | 3/10/2009 | Annual | 1.7 | M | Elect Director Pascal J. Goldschmidt | For | For |
Mednax, Inc. | MD | 58502B106 | 5/6/2009 | 3/10/2009 | Annual | 1.8 | M | Elect Director Roger J. Medel | For | For |
Mednax, Inc. | MD | 58502B106 | 5/6/2009 | 3/10/2009 | Annual | 1.9 | M | Elect Director Manuel Kadre | For | For |
Mednax, Inc. | MD | 58502B106 | 5/6/2009 | 3/10/2009 | Annual | 1.10 | M | Elect Director Enrique J. Sosa | For | For |
Mednax, Inc. | MD | 58502B106 | 5/6/2009 | 3/10/2009 | Annual | 2 | M | Ratify Auditors | For | For |
Mednax, Inc. | MD | 58502B106 | 5/6/2009 | 3/10/2009 | Annual | 3 | M | Other Business | For | For |
People's United Financial, Inc. | PBCT | 712704105 | 5/7/2009 | 3/9/2009 | Annual | 1.1 | M | Elect Director George P. Carter | For | For |
People's United Financial, Inc. | PBCT | 712704105 | 5/7/2009 | 3/9/2009 | Annual | 1.2 | M | Elect Director Jerry Franklin | For | For |
People's United Financial, Inc. | PBCT | 712704105 | 5/7/2009 | 3/9/2009 | Annual | 1.3 | M | Elect Director Eunice S. Groark | For | For |
People's United Financial, Inc. | PBCT | 712704105 | 5/7/2009 | 3/9/2009 | Annual | 1.4 | M | Elect Director James A. Thomas | For | For |
People's United Financial, Inc. | PBCT | 712704105 | 5/7/2009 | 3/9/2009 | Annual | 2 | M | Ratify Auditors | For | For |
Owens-Illinois, Inc. | OI | 690768403 | 4/23/2009 | 2/24/2009 | Annual | 1.1 | M | Elect Director Gary F. Colter | For | For |
Owens-Illinois, Inc. | OI | 690768403 | 4/23/2009 | 2/24/2009 | Annual | 1.2 | M | Elect Director David H.Y. Ho | For | For |
Owens-Illinois, Inc. | OI | 690768403 | 4/23/2009 | 2/24/2009 | Annual | 1.3 | M | Elect Director Corbin A. McNeill, Jr. | For | For |
Owens-Illinois, Inc. | OI | 690768403 | 4/23/2009 | 2/24/2009 | Annual | 1.4 | M | Elect Director Helge H. Wehmeier | For | For |
Owens-Illinois, Inc. | OI | 690768403 | 4/23/2009 | 2/24/2009 | Annual | 2 | M | Ratify Auditors | For | For |
Owens-Illinois, Inc. | OI | 690768403 | 4/23/2009 | 2/24/2009 | Annual | 3 | M | Approve Increase in Size of Board | For | For |
Owens-Illinois, Inc. | OI | 690768403 | 4/23/2009 | 2/24/2009 | Annual | 4 | M | Amend Omnibus Stock Plan | For | For |
Anadarko Petroleum Corp. | APC | 032511107 | 5/19/2009 | 3/25/2009 | Annual | 1.1 | M | Elect Director Robert J. Allison, Jr. | For | For |
Anadarko Petroleum Corp. | APC | 032511107 | 5/19/2009 | 3/25/2009 | Annual | 1.2 | M | Elect Director Peter J. Fluor | For | For |
Anadarko Petroleum Corp. | APC | 032511107 | 5/19/2009 | 3/25/2009 | Annual | 1.3 | M | Elect Director John W. Poduska, Sr. | For | For |
Anadarko Petroleum Corp. | APC | 032511107 | 5/19/2009 | 3/25/2009 | Annual | 1.4 | M | Elect Director Paula Rosput Reynolds | For | For |
Anadarko Petroleum Corp. | APC | 032511107 | 5/19/2009 | 3/25/2009 | Annual | 2 | M | Ratify Auditors | For | For |
Anadarko Petroleum Corp. | APC | 032511107 | 5/19/2009 | 3/25/2009 | Annual | 3 | M | Declassify the Board of Directors | For | For |
Anadarko Petroleum Corp. | APC | 032511107 | 5/19/2009 | 3/25/2009 | Annual | 4 | S | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Against | Against |
Teleflex Inc. | TFX | 879369106 | 5/1/2009 | 3/9/2009 | Annual | 1.1 | M | Elect Director Jeffrey P. Black | For | For |
Teleflex Inc. | TFX | 879369106 | 5/1/2009 | 3/9/2009 | Annual | 1.2 | M | Elect Director Sigismundus W.W. Lubsen | For | For |
Teleflex Inc. | TFX | 879369106 | 5/1/2009 | 3/9/2009 | Annual | 1.3 | M | Elect Director Stuart A. Randle | For | For |
Teleflex Inc. | TFX | 879369106 | 5/1/2009 | 3/9/2009 | Annual | 1.4 | M | Elect Director Harold L. Yoh, III | For | For |
Teleflex Inc. | TFX | 879369106 | 5/1/2009 | 3/9/2009 | Annual | 2 | M | Ratify Auditors | For | For |
McDermott International, Inc. | MDR | 580037109 | 5/8/2009 | 3/9/2009 | Annual | 1.1 | M | Elect Roger A. Brown as Director | For | For |
McDermott International, Inc. | MDR | 580037109 | 5/8/2009 | 3/9/2009 | Annual | 1.2 | M | Elect John A. Fees as Director | For | For |
McDermott International, Inc. | MDR | 580037109 | 5/8/2009 | 3/9/2009 | Annual | 1.3 | M | Elect Oliver D. Kingsley, Jr. as Director | For | For |
McDermott International, Inc. | MDR | 580037109 | 5/8/2009 | 3/9/2009 | Annual | 1.4 | M | Elect D. Bradley McWilliams as Director | For | For |
McDermott International, Inc. | MDR | 580037109 | 5/8/2009 | 3/9/2009 | Annual | 1.5 | M | Elect Richard W. Mies as Director | For | For |
McDermott International, Inc. | MDR | 580037109 | 5/8/2009 | 3/9/2009 | Annual | 1.6 | M | Elect Thomas C. Schievelbein as Director | For | For |
McDermott International, Inc. | MDR | 580037109 | 5/8/2009 | 3/9/2009 | Annual | 2 | M | Approve 2009 McDermott International, Inc. Long Term Incentive Plan | For | For |
McDermott International, Inc. | MDR | 580037109 | 5/8/2009 | 3/9/2009 | Annual | 3 | M | Ratify Deloitte & Touche LLP as Auditors | For | For |
Dresser-Rand Group Inc. | DRC | 261608103 | 5/12/2009 | 3/18/2009 | Annual | 1.1 | M | Elect Director William E. Macaulay | For | For |
Dresser-Rand Group Inc. | DRC | 261608103 | 5/12/2009 | 3/18/2009 | Annual | 1.2 | M | Elect Director Vincent R. Volpe Jr. | For | For |
Dresser-Rand Group Inc. | DRC | 261608103 | 5/12/2009 | 3/18/2009 | Annual | 1.3 | M | Elect Director Rita V. Foley | For | For |
Dresser-Rand Group Inc. | DRC | 261608103 | 5/12/2009 | 3/18/2009 | Annual | 1.4 | M | Elect Director Louis A. Raspino | For | For |
Dresser-Rand Group Inc. | DRC | 261608103 | 5/12/2009 | 3/18/2009 | Annual | 1.5 | M | Elect Director Philip R. Roth | For | For |
Dresser-Rand Group Inc. | DRC | 261608103 | 5/12/2009 | 3/18/2009 | Annual | 1.6 | M | Elect Director Michael L. Underwood | For | For |
Dresser-Rand Group Inc. | DRC | 261608103 | 5/12/2009 | 3/18/2009 | Annual | 1.7 | M | Elect Director Jean-Paul Vettier | For | For |
Dresser-Rand Group Inc. | DRC | 261608103 | 5/12/2009 | 3/18/2009 | Annual | 1.8 | M | Elect Director Joseph C. Winkler III | For | For |
Dresser-Rand Group Inc. | DRC | 261608103 | 5/12/2009 | 3/18/2009 | Annual | 2 | M | Ratify Auditors | For | For |
Mattel, Inc. | MAT | 577081102 | 5/13/2009 | 3/20/2009 | Annual | 1.1 | M | Elect Director Michael J. Dolan | For | For |
Mattel, Inc. | MAT | 577081102 | 5/13/2009 | 3/20/2009 | Annual | 1.2 | M | Elect Director Robert A. Eckert | For | For |
Mattel, Inc. | MAT | 577081102 | 5/13/2009 | 3/20/2009 | Annual | 1.3 | M | Elect Director Frances D. Fergusson | For | For |
Mattel, Inc. | MAT | 577081102 | 5/13/2009 | 3/20/2009 | Annual | 1.4 | M | Elect Director Tully M. Friedman | For | For |
Mattel, Inc. | MAT | 577081102 | 5/13/2009 | 3/20/2009 | Annual | 1.5 | M | Elect Director Dominic Ng | For | For |
Mattel, Inc. | MAT | 577081102 | 5/13/2009 | 3/20/2009 | Annual | 1.6 | M | Elect Director Vasant M. Prabhu | For | For |
Mattel, Inc. | MAT | 577081102 | 5/13/2009 | 3/20/2009 | Annual | 1.7 | M | Elect Director Andrea L. Rich | For | For |
Mattel, Inc. | MAT | 577081102 | 5/13/2009 | 3/20/2009 | Annual | 1.8 | M | Elect Director Ronald L. Sargent | For | For |
Mattel, Inc. | MAT | 577081102 | 5/13/2009 | 3/20/2009 | Annual | 1.9 | M | Elect Director Dean A. Scarborough | For | For |
Mattel, Inc. | MAT | 577081102 | 5/13/2009 | 3/20/2009 | Annual | 1.10 | M | Elect Director Christopher A. Sinclair | For | For |
Mattel, Inc. | MAT | 577081102 | 5/13/2009 | 3/20/2009 | Annual | 1.11 | M | Elect Director G. Craig Sullivan | For | For |
Mattel, Inc. | MAT | 577081102 | 5/13/2009 | 3/20/2009 | Annual | 1.12 | M | Elect Director Kathy Brittain White | For | For |
Mattel, Inc. | MAT | 577081102 | 5/13/2009 | 3/20/2009 | Annual | 2 | M | Ratify Auditors | For | For |
Mattel, Inc. | MAT | 577081102 | 5/13/2009 | 3/20/2009 | Annual | 3 | S | Report on Product Safety and Working Conditions | Against | Against |
Mattel, Inc. | MAT | 577081102 | 5/13/2009 | 3/20/2009 | Annual | 4 | S | Amend Articles/Bylaws/Charter -- Call Special Meetings | Against | For |
Arch Capital Group Ltd | ACGL | G0450A105 | 5/6/2009 | 3/20/2009 | Annual | 1.1 | M | Elect Constantine Iordanou as Director | For | For |
Arch Capital Group Ltd | ACGL | G0450A105 | 5/6/2009 | 3/20/2009 | Annual | 1.2 | M | Elect James J. Meenaghan as Director | For | For |
Arch Capital Group Ltd | ACGL | G0450A105 | 5/6/2009 | 3/20/2009 | Annual | 1.3 | M | Elect John M. Pasquesi as Director | For | For |
Arch Capital Group Ltd | ACGL | G0450A105 | 5/6/2009 | 3/20/2009 | Annual | 2.1 | M | Elect William Beveridge as Designated Company Director of Non-U.S. Subsidiaries | For | For |
Arch Capital Group Ltd | ACGL | G0450A105 | 5/6/2009 | 3/20/2009 | Annual | 2.2 | M | Elect Dennis Brand as Designated Company Director of Non-U.S. Subsidiaries | For | For |
Arch Capital Group Ltd | ACGL | G0450A105 | 5/6/2009 | 3/20/2009 | Annual | 2.3 | M | Elect Knud Christensen as Designated Company Director of Non-U.S. Subsidiaries | For | For |
Arch Capital Group Ltd | ACGL | G0450A105 | 5/6/2009 | 3/20/2009 | Annual | 2.4 | M | Elect Graham B. Collis as Designated Company Director of Non-U.S. Subsidiaries | For | For |
Arch Capital Group Ltd | ACGL | G0450A105 | 5/6/2009 | 3/20/2009 | Annual | 2.5 | M | Elect William J. Cooney as Designated Company Director of Non-U.S. Subsidiaries | For | For |
Arch Capital Group Ltd | ACGL | G0450A105 | 5/6/2009 | 3/20/2009 | Annual | 2.6 | M | Elect Elizabeth Fullerton-Rome as Designated Company Director of Non-U.S. Subsidiaries | For | For |
Arch Capital Group Ltd | ACGL | G0450A105 | 5/6/2009 | 3/20/2009 | Annual | 2.7 | M | Elect Rutger H.W. Funnekotter as Designated Company Director of Non-U.S. Subsidiaries | For | For |
Arch Capital Group Ltd | ACGL | G0450A105 | 5/6/2009 | 3/20/2009 | Annual | 2.8 | M | Elect Marc Grandisson as Designated Company Director of Non-U.S. Subsidiaries | For | For |
Arch Capital Group Ltd | ACGL | G0450A105 | 5/6/2009 | 3/20/2009 | Annual | 2.9 | M | Elect Michael A. Greene as Designated Company Director of Non-U.S. Subsidiaries | For | For |
Arch Capital Group Ltd | ACGL | G0450A105 | 5/6/2009 | 3/20/2009 | Annual | 2.10 | M | Elect John C.R. Hele as Designated Company Director of Non-U.S. Subsidiaries | For | For |
Arch Capital Group Ltd | ACGL | G0450A105 | 5/6/2009 | 3/20/2009 | Annual | 2.11 | M | Elect David Hipkin as Designated Company Director of Non-U.S. Subsidiaries | For | For |
Arch Capital Group Ltd | ACGL | G0450A105 | 5/6/2009 | 3/20/2009 | Annual | 2.12 | M | Elect W. Preston Hutchings as Designated Company Director of Non-U.S. Subsidiaries | For | For |
Arch Capital Group Ltd | ACGL | G0450A105 | 5/6/2009 | 3/20/2009 | Annual | 2.13 | M | Elect Constantine Iordanou as Designated Company Director of Non-U.S. Subsidiaries | For | For |
Arch Capital Group Ltd | ACGL | G0450A105 | 5/6/2009 | 3/20/2009 | Annual | 2.14 | M | Elect Wolbert H. Kamphuijs as Designated Company Director of Non-U.S. Subsidiaries | For | For |
Arch Capital Group Ltd | ACGL | G0450A105 | 5/6/2009 | 3/20/2009 | Annual | 2.15 | M | Elect Michael H. Kier as Designated Company Director of Non-U.S. Subsidiaries | For | For |
Arch Capital Group Ltd | ACGL | G0450A105 | 5/6/2009 | 3/20/2009 | Annual | 2.16 | M | Elect Mark D. Lyons as Designated Company Director of Non-U.S. Subsidiaries | For | For |
Arch Capital Group Ltd | ACGL | G0450A105 | 5/6/2009 | 3/20/2009 | Annual | 2.17 | M | Elect Michael Murphy as Designated Company Director of Non-U.S. Subsidiaries | For | For |
Arch Capital Group Ltd | ACGL | G0450A105 | 5/6/2009 | 3/20/2009 | Annual | 2.18 | M | Elect Martin J. Nilsen as Designated Company Director of Non-U.S. Subsidiaries | For | For |
Arch Capital Group Ltd | ACGL | G0450A105 | 5/6/2009 | 3/20/2009 | Annual | 2.19 | M | Elect Nicolas Papadopoulo as Designated Company Director of Non-U.S. Subsidiaries | For | For |
Arch Capital Group Ltd | ACGL | G0450A105 | 5/6/2009 | 3/20/2009 | Annual | 2.20 | M | Elect Michael Quinn as Designated Company Director of Non-U.S. Subsidiaries | For | For |
Arch Capital Group Ltd | ACGL | G0450A105 | 5/6/2009 | 3/20/2009 | Annual | 2.21 | M | Elect Maamoun Rajeh as Designated Company Director of Non-U.S. Subsidiaries | For | For |
Arch Capital Group Ltd | ACGL | G0450A105 | 5/6/2009 | 3/20/2009 | Annual | 2.22 | M | Elect Paul S. Robotham as Designated Company Director of Non-U.S. Subsidiaries | For | For |
Arch Capital Group Ltd | ACGL | G0450A105 | 5/6/2009 | 3/20/2009 | Annual | 2.23 | M | Elect Soren Scheuer as Designated Company Director of Non-U.S. Subsidiaries | For | For |
Arch Capital Group Ltd | ACGL | G0450A105 | 5/6/2009 | 3/20/2009 | Annual | 2.24 | M | Elect Budhi Singh as Designated Company Director of Non-U.S. Subsidiaries | For | For |
Arch Capital Group Ltd | ACGL | G0450A105 | 5/6/2009 | 3/20/2009 | Annual | 2.25 | M | Elect Helmut Sohler as Designated Company Director of Non-U.S. Subsidiaries | For | For |
Arch Capital Group Ltd | ACGL | G0450A105 | 5/6/2009 | 3/20/2009 | Annual | 2.26 | M | Elect Robert T. Van Gieson as Designated Company Director of Non-U.S. Subsidiaries | For | For |
Arch Capital Group Ltd | ACGL | G0450A105 | 5/6/2009 | 3/20/2009 | Annual | 2.27 | M | Elect Angus Watson as Designated Company Director of Non-U.S. Subsidiaries | For | For |
Arch Capital Group Ltd | ACGL | G0450A105 | 5/6/2009 | 3/20/2009 | Annual | 2.28 | M | Elect James Weatherstone as Designated Company Director of Non-U.S. Subsidiaries | For | For |
Arch Capital Group Ltd | ACGL | G0450A105 | 5/6/2009 | 3/20/2009 | Annual | 3 | M | Ratify PricewaterhouseCoopers LLP as Auditors | For | For |
Waste Connections, Inc. | WCN | 941053100 | 5/14/2009 | 3/16/2009 | Annual | 1.1 | M | Elect Director Michael W. Harlan | For | For |
Waste Connections, Inc. | WCN | 941053100 | 5/14/2009 | 3/16/2009 | Annual | 1.2 | M | Elect Director William J. Razzouk | For | For |
Waste Connections, Inc. | WCN | 941053100 | 5/14/2009 | 3/16/2009 | Annual | 2 | M | Ratify Auditors | For | For |
Pactiv Corp. | PTV | 695257105 | 5/15/2009 | 3/16/2009 | Annual | 1.1 | M | Elect Director Larry D. Brady | For | For |
Pactiv Corp. | PTV | 695257105 | 5/15/2009 | 3/16/2009 | Annual | 1.2 | M | Elect Director K. Dane Brooksher | For | For |
Pactiv Corp. | PTV | 695257105 | 5/15/2009 | 3/16/2009 | Annual | 1.3 | M | Elect Director Robert J. Darnall | For | For |
Pactiv Corp. | PTV | 695257105 | 5/15/2009 | 3/16/2009 | Annual | 1.4 | M | Elect Director Mary R. (Nina) Henderson | For | For |
Pactiv Corp. | PTV | 695257105 | 5/15/2009 | 3/16/2009 | Annual | 1.5 | M | Elect Director N. Thomas Linebarger | For | For |
Pactiv Corp. | PTV | 695257105 | 5/15/2009 | 3/16/2009 | Annual | 1.6 | M | Elect Director Roger B. Porter | For | For |
Pactiv Corp. | PTV | 695257105 | 5/15/2009 | 3/16/2009 | Annual | 1.7 | M | Elect Director Richard L. Wambold | For | For |
Pactiv Corp. | PTV | 695257105 | 5/15/2009 | 3/16/2009 | Annual | 1.8 | M | Elect Director Norman H. Wesley | For | For |
Pactiv Corp. | PTV | 695257105 | 5/15/2009 | 3/16/2009 | Annual | 2 | M | Ratify Auditors | For | For |
Cal Dive International, Inc. | DVR | 12802T101 | 5/12/2009 | 3/27/2009 | Annual | 1.1 | M | Elect Director Quinn J. Hébert | For | For |
Cal Dive International, Inc. | DVR | 12802T101 | 5/12/2009 | 3/27/2009 | Annual | 1.2 | M | Elect Director Todd A. Dittmann | For | For |
Terex Corp. | TEX | 880779103 | 5/14/2009 | 3/17/2009 | Annual | 1.1 | M | Elect Director Ronald M. DeFeo | For | For |
Terex Corp. | TEX | 880779103 | 5/14/2009 | 3/17/2009 | Annual | 1.2 | M | Elect Director G. Chris Andersen | For | For |
Terex Corp. | TEX | 880779103 | 5/14/2009 | 3/17/2009 | Annual | 1.3 | M | Elect Director Paula H. J. Cholmondeley | For | For |
Terex Corp. | TEX | 880779103 | 5/14/2009 | 3/17/2009 | Annual | 1.4 | M | Elect Director Don DeFosset | For | For |
Terex Corp. | TEX | 880779103 | 5/14/2009 | 3/17/2009 | Annual | 1.5 | M | Elect Director William H. Fike | For | For |
Terex Corp. | TEX | 880779103 | 5/14/2009 | 3/17/2009 | Annual | 1.6 | M | Elect Director Thomas J. Hansen | For | For |
Terex Corp. | TEX | 880779103 | 5/14/2009 | 3/17/2009 | Annual | 1.7 | M | Elect Director Donald P. Jacobs | For | For |
Terex Corp. | TEX | 880779103 | 5/14/2009 | 3/17/2009 | Annual | 1.8 | M | Elect Director David A. Sachs | For | For |
Terex Corp. | TEX | 880779103 | 5/14/2009 | 3/17/2009 | Annual | 1.9 | M | Elect Director Oren G. Shaffer | For | For |
Terex Corp. | TEX | 880779103 | 5/14/2009 | 3/17/2009 | Annual | 1.10 | M | Elect Director David C. Wang | For | For |
Terex Corp. | TEX | 880779103 | 5/14/2009 | 3/17/2009 | Annual | 1.11 | M | Elect Director Helge H. Wehmeier | For | For |
Terex Corp. | TEX | 880779103 | 5/14/2009 | 3/17/2009 | Annual | 2 | M | Ratify Auditors | For | For |
Terex Corp. | TEX | 880779103 | 5/14/2009 | 3/17/2009 | Annual | 3 | M | Approve Omnibus Stock Plan | For | For |
Kaydon Corp. | KDN | 486587108 | 5/21/2009 | 3/24/2009 | Annual | 1.1 | M | Elect Director Mark A. Alexander | For | For |
Kaydon Corp. | KDN | 486587108 | 5/21/2009 | 3/24/2009 | Annual | 1.2 | M | Elect Director David A. Brandon | For | For |
Kaydon Corp. | KDN | 486587108 | 5/21/2009 | 3/24/2009 | Annual | 1.3 | M | Elect Director Patrick P. Coyne | For | For |
Kaydon Corp. | KDN | 486587108 | 5/21/2009 | 3/24/2009 | Annual | 1.4 | M | Elect Director William K. Gerber | For | For |
Kaydon Corp. | KDN | 486587108 | 5/21/2009 | 3/24/2009 | Annual | 1.5 | M | Elect Director Timothy J. O'Donovan | For | For |
Kaydon Corp. | KDN | 486587108 | 5/21/2009 | 3/24/2009 | Annual | 1.6 | M | Elect Director James O'Leary | For | For |
Kaydon Corp. | KDN | 486587108 | 5/21/2009 | 3/24/2009 | Annual | 1.7 | M | Elect Director Thomas C. Sullivan | For | For |
Kaydon Corp. | KDN | 486587108 | 5/21/2009 | 3/24/2009 | Annual | 2 | M | Ratify Auditors | For | For |
Omnicom Group Inc. | OMC | 681919106 | 5/19/2009 | 3/30/2009 | Annual | 1.1 | M | Elect Director John D. Wren | For | For |
Omnicom Group Inc. | OMC | 681919106 | 5/19/2009 | 3/30/2009 | Annual | 1.2 | M | Elect Director Bruce Crawford | For | For |
Omnicom Group Inc. | OMC | 681919106 | 5/19/2009 | 3/30/2009 | Annual | 1.3 | M | Elect Director Alan R. Batkin | For | For |
Omnicom Group Inc. | OMC | 681919106 | 5/19/2009 | 3/30/2009 | Annual | 1.4 | M | Elect Director Robert Charles Clark | For | For |
Omnicom Group Inc. | OMC | 681919106 | 5/19/2009 | 3/30/2009 | Annual | 1.5 | M | Elect Director Leonard S. Coleman, Jr. | For | For |
Omnicom Group Inc. | OMC | 681919106 | 5/19/2009 | 3/30/2009 | Annual | 1.6 | M | Elect Director Errol M. Cook | For | For |
Omnicom Group Inc. | OMC | 681919106 | 5/19/2009 | 3/30/2009 | Annual | 1.7 | M | Elect Director Susan S. Denison | For | For |
Omnicom Group Inc. | OMC | 681919106 | 5/19/2009 | 3/30/2009 | Annual | 1.8 | M | Elect Director Michael A. Henning | For | For |
Omnicom Group Inc. | OMC | 681919106 | 5/19/2009 | 3/30/2009 | Annual | 1.9 | M | Elect Director John R. Murphy | For | For |
Omnicom Group Inc. | OMC | 681919106 | 5/19/2009 | 3/30/2009 | Annual | 1.10 | M | Elect Director John R. Purcell | For | For |
Omnicom Group Inc. | OMC | 681919106 | 5/19/2009 | 3/30/2009 | Annual | 1.11 | M | Elect Director Linda Johnson Rice | For | For |
Omnicom Group Inc. | OMC | 681919106 | 5/19/2009 | 3/30/2009 | Annual | 1.12 | M | Elect Director Gary L. Roubos | For | For |
Omnicom Group Inc. | OMC | 681919106 | 5/19/2009 | 3/30/2009 | Annual | 2 | M | Ratify Auditors | For | For |
Omnicom Group Inc. | OMC | 681919106 | 5/19/2009 | 3/30/2009 | Annual | 3 | M | Amend Qualified Employee Stock Purchase Plan | For | For |
Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/20/2009 | 3/27/2009 | Annual | 1.1 | M | Elect Director Judy C. Lewent | For | For |
Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/20/2009 | 3/27/2009 | Annual | 1.2 | M | Elect Director Peter J. Manning | For | For |
Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/20/2009 | 3/27/2009 | Annual | 1.3 | M | Elect Director Jim P. Manzi | For | For |
Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/20/2009 | 3/27/2009 | Annual | 1.4 | M | Elect Director Elaine S. Ullian | For | For |
Thermo Fisher Scientific Inc. | TMO | 883556102 | 5/20/2009 | 3/27/2009 | Annual | 2 | M | Ratify Auditors | For | For |
Fiserv, Inc. | FISV | 337738108 | 5/20/2009 | 3/27/2009 | Annual | 1.1 | M | Elect Director D. P. Kearney | For | For |
Fiserv, Inc. | FISV | 337738108 | 5/20/2009 | 3/27/2009 | Annual | 1.2 | M | Elect Director P. J. Kight | For | For |
Fiserv, Inc. | FISV | 337738108 | 5/20/2009 | 3/27/2009 | Annual | 1.3 | M | Elect Director J. W. Yabuki | For | For |
Fiserv, Inc. | FISV | 337738108 | 5/20/2009 | 3/27/2009 | Annual | 2 | M | Amend Qualified Employee Stock Purchase Plan | For | For |
Fiserv, Inc. | FISV | 337738108 | 5/20/2009 | 3/27/2009 | Annual | 3 | M | Ratify Auditors | For | For |
Syniverse Holdings, Inc. | SVR | 87163F106 | 5/8/2009 | 3/24/2009 | Annual | 1.1 | M | Elect Director Jason Few | For | For |
Syniverse Holdings, Inc. | SVR | 87163F106 | 5/8/2009 | 3/24/2009 | Annual | 1.2 | M | Elect Director Robert J. Gerrard, Jr. | For | For |
Syniverse Holdings, Inc. | SVR | 87163F106 | 5/8/2009 | 3/24/2009 | Annual | 1.3 | M | Elect Director Tony G. Holcombe | For | For |
Syniverse Holdings, Inc. | SVR | 87163F106 | 5/8/2009 | 3/24/2009 | Annual | 1.4 | M | Elect Director James B. Lipham | For | For |
Syniverse Holdings, Inc. | SVR | 87163F106 | 5/8/2009 | 3/24/2009 | Annual | 1.5 | M | Elect Director Robert J. Marino | For | For |
Syniverse Holdings, Inc. | SVR | 87163F106 | 5/8/2009 | 3/24/2009 | Annual | 1.6 | M | Elect Director Fritz E. von Mering | For | For |
Syniverse Holdings, Inc. | SVR | 87163F106 | 5/8/2009 | 3/24/2009 | Annual | 1.7 | M | Elect Director Jack Pearlstein | For | For |
Syniverse Holdings, Inc. | SVR | 87163F106 | 5/8/2009 | 3/24/2009 | Annual | 1.8 | M | Elect Director Timothy A. Samples | For | For |
Syniverse Holdings, Inc. | SVR | 87163F106 | 5/8/2009 | 3/24/2009 | Annual | 2 | M | Ratify Auditors | For | For |
Syniverse Holdings, Inc. | SVR | 87163F106 | 5/8/2009 | 3/24/2009 | Annual | 3 | M | Amend Omnibus Stock Plan | For | For |
Albemarle Corp. | ALB | 012653101 | 5/13/2009 | 3/6/2009 | Annual | 1.1 | M | Elect Director J. Alfred Broaddus, Jr. | For | For |
Albemarle Corp. | ALB | 012653101 | 5/13/2009 | 3/6/2009 | Annual | 1.2 | M | Elect Director R. William Ide III | For | For |
Albemarle Corp. | ALB | 012653101 | 5/13/2009 | 3/6/2009 | Annual | 1.3 | M | Elect Director Richard L. Morrill | For | For |
Albemarle Corp. | ALB | 012653101 | 5/13/2009 | 3/6/2009 | Annual | 1.4 | M | Elect Director Jim W. Nokes | For | For |
Albemarle Corp. | ALB | 012653101 | 5/13/2009 | 3/6/2009 | Annual | 1.5 | M | Elect Director Mark C. Rohr | For | For |
Albemarle Corp. | ALB | 012653101 | 5/13/2009 | 3/6/2009 | Annual | 1.6 | M | Elect Director John Sherman, Jr. | For | For |
Albemarle Corp. | ALB | 012653101 | 5/13/2009 | 3/6/2009 | Annual | 1.7 | M | Elect Director Charles E. Stewart | For | For |
Albemarle Corp. | ALB | 012653101 | 5/13/2009 | 3/6/2009 | Annual | 1.8 | M | Elect Director Harriett Tee Taggart | For | For |
Albemarle Corp. | ALB | 012653101 | 5/13/2009 | 3/6/2009 | Annual | 1.9 | M | Elect Director Anne Marie Whittemore | For | For |
Albemarle Corp. | ALB | 012653101 | 5/13/2009 | 3/6/2009 | Annual | 2 | M | Amend Omnibus Stock Plan | For | For |
Albemarle Corp. | ALB | 012653101 | 5/13/2009 | 3/6/2009 | Annual | 3 | M | Ratify Auditors | For | For |
Reinsurance Group of America, Incorporated | RGA | 759351604 | 5/20/2009 | 3/19/2009 | Annual | 1.1 | M | Elect Director John F. Danahy | For | For |
Reinsurance Group of America, Incorporated | RGA | 759351604 | 5/20/2009 | 3/19/2009 | Annual | 1.2 | M | Elect Director Arnoud W. A. Boot | For | For |
Reinsurance Group of America, Incorporated | RGA | 759351604 | 5/20/2009 | 3/19/2009 | Annual | 1.3 | M | Elect Director Stuart I. Greenbaum | For | For |
Reinsurance Group of America, Incorporated | RGA | 759351604 | 5/20/2009 | 3/19/2009 | Annual | 1.4 | M | Elect Director A. Greig Woodring | For | For |
Reinsurance Group of America, Incorporated | RGA | 759351604 | 5/20/2009 | 3/19/2009 | Annual | 2 | M | Ratify Auditors | For | For |
Jefferies Group, Inc. | JEF | 472319102 | 5/18/2009 | 3/30/2009 | Annual | 1.1 | M | Elect Director Richard B. Handler | For | For |
Jefferies Group, Inc. | JEF | 472319102 | 5/18/2009 | 3/30/2009 | Annual | 1.2 | M | Elect Director Brian P. Friedman | For | For |
Jefferies Group, Inc. | JEF | 472319102 | 5/18/2009 | 3/30/2009 | Annual | 1.3 | M | Elect Director W. Patrick Campbell | For | For |
Jefferies Group, Inc. | JEF | 472319102 | 5/18/2009 | 3/30/2009 | Annual | 1.4 | M | Elect Director Ian M. Cumming | For | For |
Jefferies Group, Inc. | JEF | 472319102 | 5/18/2009 | 3/30/2009 | Annual | 1.5 | M | Elect Director Richard G. Dooley | For | For |
Jefferies Group, Inc. | JEF | 472319102 | 5/18/2009 | 3/30/2009 | Annual | 1.6 | M | Elect Director Robert E. Joyal | For | For |
Jefferies Group, Inc. | JEF | 472319102 | 5/18/2009 | 3/30/2009 | Annual | 1.7 | M | Elect Director Michael T. O?Kane | For | For |
Jefferies Group, Inc. | JEF | 472319102 | 5/18/2009 | 3/30/2009 | Annual | 1.8 | M | Elect Director Joseph S. Steinberg | For | For |
Jefferies Group, Inc. | JEF | 472319102 | 5/18/2009 | 3/30/2009 | Annual | 2 | M | Ratify Auditors | For | For |
Ross Stores, Inc. | ROST | 778296103 | 5/20/2009 | 3/27/2009 | Annual | 1.1 | M | Elect Director Michael Balmuth | For | For |
Ross Stores, Inc. | ROST | 778296103 | 5/20/2009 | 3/27/2009 | Annual | 1.2 | M | Elect Director K. Gunnar Bjorklund | For | For |
Ross Stores, Inc. | ROST | 778296103 | 5/20/2009 | 3/27/2009 | Annual | 1.3 | M | Elect Director Sharon D. Garrett | For | For |
Ross Stores, Inc. | ROST | 778296103 | 5/20/2009 | 3/27/2009 | Annual | 2 | M | Ratify Auditors | For | For |
General Cable Corp. | BGC | 369300108 | 5/27/2009 | 3/30/2009 | Annual | 1.1 | M | Elect Director Gregory E. Lawton | For | For |
General Cable Corp. | BGC | 369300108 | 5/27/2009 | 3/30/2009 | Annual | 1.2 | M | Elect Director Craig P. Omtvedt | For | For |
General Cable Corp. | BGC | 369300108 | 5/27/2009 | 3/30/2009 | Annual | 2 | M | Ratify Auditors | For | For |
General Cable Corp. | BGC | 369300108 | 5/27/2009 | 3/30/2009 | Annual | 3 | M | Amend Omnibus Stock Plan | For | For |
Wendy's/Arby's Group, Inc. | WEN | 950587105 | 5/28/2009 | 3/31/2009 | Annual | 1.1 | M | Elect Director Nelson Peltz | For | For |
Wendy's/Arby's Group, Inc. | WEN | 950587105 | 5/28/2009 | 3/31/2009 | Annual | 1.2 | M | Elect Director Peter W. May | For | For |
Wendy's/Arby's Group, Inc. | WEN | 950587105 | 5/28/2009 | 3/31/2009 | Annual | 1.3 | M | Elect Director Hugh L. Carey | For | For |
Wendy's/Arby's Group, Inc. | WEN | 950587105 | 5/28/2009 | 3/31/2009 | Annual | 1.4 | M | Elect Director Clive Chajet | For | For |
Wendy's/Arby's Group, Inc. | WEN | 950587105 | 5/28/2009 | 3/31/2009 | Annual | 1.5 | M | Elect Director Edward P. Garden | For | For |
Wendy's/Arby's Group, Inc. | WEN | 950587105 | 5/28/2009 | 3/31/2009 | Annual | 1.6 | M | Elect Director Janet Hill | For | For |
Wendy's/Arby's Group, Inc. | WEN | 950587105 | 5/28/2009 | 3/31/2009 | Annual | 1.7 | M | Elect Director Joseph A. Levato | For | For |
Wendy's/Arby's Group, Inc. | WEN | 950587105 | 5/28/2009 | 3/31/2009 | Annual | 1.8 | M | Elect Director J. Randolph Lewis | For | For |
Wendy's/Arby's Group, Inc. | WEN | 950587105 | 5/28/2009 | 3/31/2009 | Annual | 1.9 | M | Elect Director David E. Schwab II | For | For |
Wendy's/Arby's Group, Inc. | WEN | 950587105 | 5/28/2009 | 3/31/2009 | Annual | 1.10 | M | Elect Director Roland C. Smith | For | For |
Wendy's/Arby's Group, Inc. | WEN | 950587105 | 5/28/2009 | 3/31/2009 | Annual | 1.11 | M | Elect Director Raymond S. Troubh | For | For |
Wendy's/Arby's Group, Inc. | WEN | 950587105 | 5/28/2009 | 3/31/2009 | Annual | 1.12 | M | Elect Director Jack G. Wasserman | For | For |
Wendy's/Arby's Group, Inc. | WEN | 950587105 | 5/28/2009 | 3/31/2009 | Annual | 2 | M | Eliminate Class of Common Stock | For | For |
Wendy's/Arby's Group, Inc. | WEN | 950587105 | 5/28/2009 | 3/31/2009 | Annual | 3 | M | Company Specific--Board-Related | For | For |
Wendy's/Arby's Group, Inc. | WEN | 950587105 | 5/28/2009 | 3/31/2009 | Annual | 4 | M | Amend Advance Notice Procedures For Stockholder Proposals And Director Nominations | For | For |
Wendy's/Arby's Group, Inc. | WEN | 950587105 | 5/28/2009 | 3/31/2009 | Annual | 5 | M | Adopt Supermajority Vote Requirement for Removal of Directors | For | For |
Wendy's/Arby's Group, Inc. | WEN | 950587105 | 5/28/2009 | 3/31/2009 | Annual | 6 | M | Repeal Supermajority Vote Requirement for Mergers | For | For |
Wendy's/Arby's Group, Inc. | WEN | 950587105 | 5/28/2009 | 3/31/2009 | Annual | 7 | M | Approve Executive Incentive Bonus Plan | For | For |
Wendy's/Arby's Group, Inc. | WEN | 950587105 | 5/28/2009 | 3/31/2009 | Annual | 8 | M | Ratify Auditors | For | For |
Henry Schein, Inc. | HSIC | 806407102 | 5/28/2009 | 4/6/2009 | Annual | 1.1 | M | Elect Director Stanley M. Bergman | For | For |
Henry Schein, Inc. | HSIC | 806407102 | 5/28/2009 | 4/6/2009 | Annual | 1.2 | M | Elect Director Gerald A. Benjamin | For | For |
Henry Schein, Inc. | HSIC | 806407102 | 5/28/2009 | 4/6/2009 | Annual | 1.3 | M | Elect Director James P. Breslawski | For | For |
Henry Schein, Inc. | HSIC | 806407102 | 5/28/2009 | 4/6/2009 | Annual | 1.4 | M | Elect Director Mark E. Mlotek | For | For |
Henry Schein, Inc. | HSIC | 806407102 | 5/28/2009 | 4/6/2009 | Annual | 1.5 | M | Elect Director Steven Paladino | For | For |
Henry Schein, Inc. | HSIC | 806407102 | 5/28/2009 | 4/6/2009 | Annual | 1.6 | M | Elect Director Barry J. Alperin | For | For |
Henry Schein, Inc. | HSIC | 806407102 | 5/28/2009 | 4/6/2009 | Annual | 1.7 | M | Elect Director Paul Brons | For | For |
Henry Schein, Inc. | HSIC | 806407102 | 5/28/2009 | 4/6/2009 | Annual | 1.8 | M | Elect Director Margaret A. Hamburg, M.D. | For | For |
Henry Schein, Inc. | HSIC | 806407102 | 5/28/2009 | 4/6/2009 | Annual | 1.9 | M | Elect Director Donald J. Kabat | For | For |
Henry Schein, Inc. | HSIC | 806407102 | 5/28/2009 | 4/6/2009 | Annual | 1.10 | M | Elect Director Philip A. Laskawy | For | For |
Henry Schein, Inc. | HSIC | 806407102 | 5/28/2009 | 4/6/2009 | Annual | 1.11 | M | Elect Director Karyn Mashima | For | For |
Henry Schein, Inc. | HSIC | 806407102 | 5/28/2009 | 4/6/2009 | Annual | 1.12 | M | Elect Director Norman S. Matthews | For | For |
Henry Schein, Inc. | HSIC | 806407102 | 5/28/2009 | 4/6/2009 | Annual | 1.13 | M | Elect Director Louis W. Sullivan, M.D. | For | For |
Henry Schein, Inc. | HSIC | 806407102 | 5/28/2009 | 4/6/2009 | Annual | 2 | M | Amend Omnibus Stock Plan | For | For |
Henry Schein, Inc. | HSIC | 806407102 | 5/28/2009 | 4/6/2009 | Annual | 3 | M | Approve Executive Incentive Bonus Plan | For | For |
Henry Schein, Inc. | HSIC | 806407102 | 5/28/2009 | 4/6/2009 | Annual | 4 | M | Ratify Auditors | For | For |
Annaly Capital Management Inc. | NLY | 035710409 | 5/29/2009 | 3/27/2009 | Annual | 1.1 | M | Elect Director W. Denahan-Norris | For | For |
Annaly Capital Management Inc. | NLY | 035710409 | 5/29/2009 | 3/27/2009 | Annual | 1.2 | M | Elect Director Michael Haylon | For | For |
Annaly Capital Management Inc. | NLY | 035710409 | 5/29/2009 | 3/27/2009 | Annual | 1.3 | M | Elect Director Donnell A. Segalas | For | For |
Annaly Capital Management Inc. | NLY | 035710409 | 5/29/2009 | 3/27/2009 | Annual | 2 | M | Ratify Auditors | For | For |
R. R. Donnelley & Sons Co. | RRD | 257867101 | 5/21/2009 | 4/3/2009 | Annual | 1 | M | Elect Director Thomas J. Quinlan, III | For | For |
R. R. Donnelley & Sons Co. | RRD | 257867101 | 5/21/2009 | 4/3/2009 | Annual | 2 | M | Elect Director Stephen M. Wolf | For | For |
R. R. Donnelley & Sons Co. | RRD | 257867101 | 5/21/2009 | 4/3/2009 | Annual | 3 | M | Elect Director Lee A. Chaden | For | For |
R. R. Donnelley & Sons Co. | RRD | 257867101 | 5/21/2009 | 4/3/2009 | Annual | 4 | M | Elect Director E.V. (Rick) Goings | For | For |
R. R. Donnelley & Sons Co. | RRD | 257867101 | 5/21/2009 | 4/3/2009 | Annual | 5 | M | Elect Director Judith H. Hamilton | For | For |
R. R. Donnelley & Sons Co. | RRD | 257867101 | 5/21/2009 | 4/3/2009 | Annual | 6 | M | Elect Director Susan M. Ivey | For | For |
R. R. Donnelley & Sons Co. | RRD | 257867101 | 5/21/2009 | 4/3/2009 | Annual | 7 | M | Elect Director Thomas S. Johnson | For | For |
R. R. Donnelley & Sons Co. | RRD | 257867101 | 5/21/2009 | 4/3/2009 | Annual | 8 | M | Elect Director John C. Pope | For | For |
R. R. Donnelley & Sons Co. | RRD | 257867101 | 5/21/2009 | 4/3/2009 | Annual | 9 | M | Elect Director Michael T. Riordan | For | For |
R. R. Donnelley & Sons Co. | RRD | 257867101 | 5/21/2009 | 4/3/2009 | Annual | 10 | M | Elect Director Oliver R. Sockwell | For | For |
R. R. Donnelley & Sons Co. | RRD | 257867101 | 5/21/2009 | 4/3/2009 | Annual | 11 | M | Ratify Auditors | For | For |
R. R. Donnelley & Sons Co. | RRD | 257867101 | 5/21/2009 | 4/3/2009 | Annual | 12 | S | Report on Sustainable Forestry | Against | Against |
R. R. Donnelley & Sons Co. | RRD | 257867101 | 5/21/2009 | 4/3/2009 | Annual | 13 | S | Amend Articles/Bylaws/Charter -- Call Special Meetings | Against | For |
Superior Energy Services, Inc. | SPN | 868157108 | 5/22/2009 | 3/31/2009 | Annual | 1.1 | M | Elect Director Harold J. Bouillion | For | For |
Superior Energy Services, Inc. | SPN | 868157108 | 5/22/2009 | 3/31/2009 | Annual | 1.2 | M | Elect Director Enoch L. Dawkins | For | For |
Superior Energy Services, Inc. | SPN | 868157108 | 5/22/2009 | 3/31/2009 | Annual | 1.3 | M | Elect Director James M. Funk | For | For |
Superior Energy Services, Inc. | SPN | 868157108 | 5/22/2009 | 3/31/2009 | Annual | 1.4 | M | Elect Director Terence E. Hall | For | For |
Superior Energy Services, Inc. | SPN | 868157108 | 5/22/2009 | 3/31/2009 | Annual | 1.5 | M | Elect Director E.E. 'Wyn' Howard, III | For | For |
Superior Energy Services, Inc. | SPN | 868157108 | 5/22/2009 | 3/31/2009 | Annual | 1.6 | M | Elect Director Justin L. Sullivan | For | For |
Superior Energy Services, Inc. | SPN | 868157108 | 5/22/2009 | 3/31/2009 | Annual | 2 | M | Ratify Auditors | For | For |
Superior Energy Services, Inc. | SPN | 868157108 | 5/22/2009 | 3/31/2009 | Annual | 3 | M | Approve Omnibus Stock Plan | For | For |
HCC Insurance Holdings, Inc. | HCC | 404132102 | 5/21/2009 | 4/2/2009 | Annual | 1.1 | M | Elect Director Frank J. Bramanti | For | For |
HCC Insurance Holdings, Inc. | HCC | 404132102 | 5/21/2009 | 4/2/2009 | Annual | 1.2 | M | Elect Director Walter M. Duer | For | For |
HCC Insurance Holdings, Inc. | HCC | 404132102 | 5/21/2009 | 4/2/2009 | Annual | 1.3 | M | Elect Director Edward H. Ellis, Jr. | For | For |
HCC Insurance Holdings, Inc. | HCC | 404132102 | 5/21/2009 | 4/2/2009 | Annual | 1.4 | M | Elect Director James C. Flagg | For | For |
HCC Insurance Holdings, Inc. | HCC | 404132102 | 5/21/2009 | 4/2/2009 | Annual | 1.5 | M | Elect Director Thomas M. Hamilton | For | For |
HCC Insurance Holdings, Inc. | HCC | 404132102 | 5/21/2009 | 4/2/2009 | Annual | 1.6 | M | Elect Director John N. Molbeck, Jr. | For | For |
HCC Insurance Holdings, Inc. | HCC | 404132102 | 5/21/2009 | 4/2/2009 | Annual | 1.7 | M | Elect Director James E. Oesterreicher | For | For |
HCC Insurance Holdings, Inc. | HCC | 404132102 | 5/21/2009 | 4/2/2009 | Annual | 1.8 | M | Elect Director Robert A. Rosholt | For | For |
HCC Insurance Holdings, Inc. | HCC | 404132102 | 5/21/2009 | 4/2/2009 | Annual | 1.9 | M | Elect Director Christopher J. B. Williams | For | For |
HCC Insurance Holdings, Inc. | HCC | 404132102 | 5/21/2009 | 4/2/2009 | Annual | 1.10 | M | Elect Director Scott W. Wise | For | For |
HCC Insurance Holdings, Inc. | HCC | 404132102 | 5/21/2009 | 4/2/2009 | Annual | 2 | M | Ratify Auditors | For | For |
XTO Energy Inc | XTO | 98385X106 | 5/19/2009 | 3/31/2009 | Annual | 1 | M | Declassify the Board of Directors | For | For |
XTO Energy Inc | XTO | 98385X106 | 5/19/2009 | 3/31/2009 | Annual | 2.1 | M | Elect Director Phillip R. Kevil | For | For |
XTO Energy Inc | XTO | 98385X106 | 5/19/2009 | 3/31/2009 | Annual | 2.2 | M | Elect Director Herbert D. Simons | For | For |
XTO Energy Inc | XTO | 98385X106 | 5/19/2009 | 3/31/2009 | Annual | 2.3 | M | Elect Director Vaughn O. Vennerberg II | For | For |
XTO Energy Inc | XTO | 98385X106 | 5/19/2009 | 3/31/2009 | Annual | 3 | M | Approve Executive Incentive Bonus Plan | For | For |
XTO Energy Inc | XTO | 98385X106 | 5/19/2009 | 3/31/2009 | Annual | 4 | M | Ratify Auditors | For | For |
XTO Energy Inc | XTO | 98385X106 | 5/19/2009 | 3/31/2009 | Annual | 5 | S | Advisory Vote to Ratify Named Executive Officers' Compensation | Against | For |
XTO Energy Inc | XTO | 98385X106 | 5/19/2009 | 3/31/2009 | Annual | 6 | S | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Against | Against |
W. R. Berkley Corp. | WRB | 084423102 | 5/19/2009 | 4/3/2009 | Annual | 1.1 | M | Elect Director William R. Berkley | For | For |
W. R. Berkley Corp. | WRB | 084423102 | 5/19/2009 | 4/3/2009 | Annual | 1.2 | M | Elect Director George G. Daly | For | For |
W. R. Berkley Corp. | WRB | 084423102 | 5/19/2009 | 4/3/2009 | Annual | 2 | M | Approve Executive Incentive Bonus Plan | For | For |
W. R. Berkley Corp. | WRB | 084423102 | 5/19/2009 | 4/3/2009 | Annual | 3 | M | Approve Omnibus Stock Plan | For | For |
W. R. Berkley Corp. | WRB | 084423102 | 5/19/2009 | 4/3/2009 | Annual | 4 | M | Ratify Auditors | For | For |
Sandridge Energy, Inc. | SD | 80007P307 | 6/5/2009 | 4/8/2009 | Annual | 1.1 | M | Director Daniel W. Jordan | For | For |
Sandridge Energy, Inc. | SD | 80007P307 | 6/5/2009 | 4/8/2009 | Annual | 2 | M | Ratify Auditors | For | For |
Sandridge Energy, Inc. | SD | 80007P307 | 6/5/2009 | 4/8/2009 | Annual | 3 | M | Approve Omnibus Stock Plan | For | For |
Ipc Holdings Ltd | IPCR | G4933P101 | 6/12/2009 | 4/28/2009 | Proxy Contest | 1 | M | Approve Increase in IPC's Board from Nine to Twelve Pursuant to the Amalgamation Agreement | For | Against |
Ipc Holdings Ltd | IPCR | G4933P101 | 6/12/2009 | 4/28/2009 | Proxy Contest | 2 | M | Amend Bylaws to Modify the Indemnity Provisions Pursuant to the Amalgamation Agreement | For | Against |
Ipc Holdings Ltd | IPCR | G4933P101 | 6/12/2009 | 4/28/2009 | Proxy Contest | 3 | M | Amend Bylaws to Add Provisions Regarding Advance Notice of Shareholder Nominees for Director and Other Shareholder Proposals Pursuant to the Amalgamation Agreement | For | Against |
Ipc Holdings Ltd | IPCR | G4933P101 | 6/12/2009 | 4/28/2009 | Proxy Contest | 4 | M | Amend Bylaws to Remove Provisions for Alternate Directors and to Remove the Cumulative Voting Provision in the Election of Directors Pursuant to the Amalgamation Agreement | For | Against |
Ipc Holdings Ltd | IPCR | G4933P101 | 6/12/2009 | 4/28/2009 | Proxy Contest | 5 | M | Amend Bylaws to Add Certain Conditions to the Conduct of Director Meetings Pursuant to the Amalgamation Agreement | For | Against |
Ipc Holdings Ltd | IPCR | G4933P101 | 6/12/2009 | 4/28/2009 | Proxy Contest | 6 | M | Increase Authorized Common Stock Pursuant to the Amalgamation Agreement | For | Against |
Ipc Holdings Ltd | IPCR | G4933P101 | 6/12/2009 | 4/28/2009 | Proxy Contest | 7 | M | Change Company Name to Max Capital Group Ltd. Pursuant to the Amalgamation Agreement | For | Against |
Ipc Holdings Ltd | IPCR | G4933P101 | 6/12/2009 | 4/28/2009 | Proxy Contest | 8 | M | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights Pursuant to the Amalgamation Agreement | For | Against |
Ipc Holdings Ltd | IPCR | G4933P101 | 6/12/2009 | 4/28/2009 | Proxy Contest | 9.1 | M | Elect Kenneth L. Hammond as Director | For | For |
Ipc Holdings Ltd | IPCR | G4933P101 | 6/12/2009 | 4/28/2009 | Proxy Contest | 9.2 | M | Elect Mark R. Bridges as Director | For | For |
Ipc Holdings Ltd | IPCR | G4933P101 | 6/12/2009 | 4/28/2009 | Proxy Contest | 9.3 | M | Elect Michael J. Cascio as Director | For | For |
Ipc Holdings Ltd | IPCR | G4933P101 | 6/12/2009 | 4/28/2009 | Proxy Contest | 9.4 | M | Elect Peter S. Christie as Director | For | For |
Ipc Holdings Ltd | IPCR | G4933P101 | 6/12/2009 | 4/28/2009 | Proxy Contest | 9.5 | M | Elect L. Anthony Joaquin as Director | For | For |
Ipc Holdings Ltd | IPCR | G4933P101 | 6/12/2009 | 4/28/2009 | Proxy Contest | 9.6 | M | Elect Anthony P. D. Lancaster as Director | For | For |
Ipc Holdings Ltd | IPCR | G4933P101 | 6/12/2009 | 4/28/2009 | Proxy Contest | 9.7 | M | Elect W. Marston Becker as Director | For | Abstain |
Ipc Holdings Ltd | IPCR | G4933P101 | 6/12/2009 | 4/28/2009 | Proxy Contest | 9.8 | M | Elect Gordon F. Cheesbrough as Director | For | Abstain |
Ipc Holdings Ltd | IPCR | G4933P101 | 6/12/2009 | 4/28/2009 | Proxy Contest | 9.9 | M | Elect K. Bruce Connell as Director | For | Abstain |
Ipc Holdings Ltd | IPCR | G4933P101 | 6/12/2009 | 4/28/2009 | Proxy Contest | 9.10 | M | Elect Willis T. King Jr. as Director | For | Abstain |
Ipc Holdings Ltd | IPCR | G4933P101 | 6/12/2009 | 4/28/2009 | Proxy Contest | 9.11 | M | Elect Mario P. Torsiello as Director | For | Abstain |
Ipc Holdings Ltd | IPCR | G4933P101 | 6/12/2009 | 4/28/2009 | Proxy Contest | 9.12 | M | Elect James L. Zech as Director | For | Abstain |
Ipc Holdings Ltd | IPCR | G4933P101 | 6/12/2009 | 4/28/2009 | Proxy Contest | 10 | M | Approve Remuneration of Directors As of Effective Time of the Amalgamation | For | Against |
Ipc Holdings Ltd | IPCR | G4933P101 | 6/12/2009 | 4/28/2009 | Proxy Contest | 11 | M | Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration | For | For |
Ipc Holdings Ltd | IPCR | G4933P101 | 6/12/2009 | 4/28/2009 | Proxy Contest | 12 | M | Adjourn Meeting | For | Against |
ACE Ltd. | ACE | H0023R105 | 5/20/2009 | 3/31/2009 | Annual | 1 | M | Election Of Director: Michael G. Atieh | For | For |
ACE Ltd. | ACE | H0023R105 | 5/20/2009 | 3/31/2009 | Annual | 2 | M | Election Of Director: Mary A. Cirillo | For | For |
ACE Ltd. | ACE | H0023R105 | 5/20/2009 | 3/31/2009 | Annual | 3 | M | Election Of Director: Bruce L. Crockett | For | For |
ACE Ltd. | ACE | H0023R105 | 5/20/2009 | 3/31/2009 | Annual | 4 | M | Election Of Director: Thomas J. Neff | For | For |
ACE Ltd. | ACE | H0023R105 | 5/20/2009 | 3/31/2009 | Annual | 5 | M | Approval Of The Annual Report | For | For |
ACE Ltd. | ACE | H0023R105 | 5/20/2009 | 3/31/2009 | Annual | 6 | M | Approval Of The Statutory Financial Statements Of Ace Limited | For | For |
ACE Ltd. | ACE | H0023R105 | 5/20/2009 | 3/31/2009 | Annual | 7 | M | Approval Of The Consolidated Financial Statements | For | For |
ACE Ltd. | ACE | H0023R105 | 5/20/2009 | 3/31/2009 | Annual | 8 | M | Allocation Of Disposable Profit | For | For |
ACE Ltd. | ACE | H0023R105 | 5/20/2009 | 3/31/2009 | Annual | 9 | M | Discharge Of The Board Of Directors | For | For |
ACE Ltd. | ACE | H0023R105 | 5/20/2009 | 3/31/2009 | Annual | 10 | M | Amendment Of Articles Of Association Relating To Special Auditor | For | For |
ACE Ltd. | ACE | H0023R105 | 5/20/2009 | 3/31/2009 | Annual | 11 | M | Election Of Pricewaterhousecoopers Ag (zurich) As Our Statutoryauditor Until Our Next Annual Ordinary General Meeting | For | For |
ACE Ltd. | ACE | H0023R105 | 5/20/2009 | 3/31/2009 | Annual | 12 | M | Ratification Of Appointment Of Independent Registered Publicaccounting Firm Pricewaterhousecoopers Llp | For | For |
ACE Ltd. | ACE | H0023R105 | 5/20/2009 | 3/31/2009 | Annual | 13 | M | Election Of Bdo Visura (zurich) As Special Auditing Firm Until our Next Annual Ordinary General Meeting | For | For |
ACE Ltd. | ACE | H0023R105 | 5/20/2009 | 3/31/2009 | Annual | 14 | M | Approval Of The Payment Of A Dividend In The Form Of Adistribution Through A Reduction Of The Par Value Of Our Shares | For | For |
Staples, Inc. | SPLS | 855030102 | 6/9/2009 | 4/13/2009 | Annual | 1.1 | M | Elect Director Basil L. Anderson | For | For |
Staples, Inc. | SPLS | 855030102 | 6/9/2009 | 4/13/2009 | Annual | 1.2 | M | Elect Director Arthur M. Blank | For | For |
Staples, Inc. | SPLS | 855030102 | 6/9/2009 | 4/13/2009 | Annual | 1.3 | M | Elect Director Mary Elizabeth Burton | For | For |
Staples, Inc. | SPLS | 855030102 | 6/9/2009 | 4/13/2009 | Annual | 1.4 | M | Elect Director Justin King | For | For |
Staples, Inc. | SPLS | 855030102 | 6/9/2009 | 4/13/2009 | Annual | 1.5 | M | Elect Director Carol Meyrowitz | For | For |
Staples, Inc. | SPLS | 855030102 | 6/9/2009 | 4/13/2009 | Annual | 1.6 | M | Elect Director Rowland T. Moriarty | For | For |
Staples, Inc. | SPLS | 855030102 | 6/9/2009 | 4/13/2009 | Annual | 1.7 | M | Elect Director Robert C. Nakasone | For | For |
Staples, Inc. | SPLS | 855030102 | 6/9/2009 | 4/13/2009 | Annual | 1.8 | M | Elect Director Ronald L. Sargent | For | For |
Staples, Inc. | SPLS | 855030102 | 6/9/2009 | 4/13/2009 | Annual | 1.9 | M | Elect Director Elizabeth A. Smith | For | For |
Staples, Inc. | SPLS | 855030102 | 6/9/2009 | 4/13/2009 | Annual | 1.10 | M | Elect Director Robert E. Sulentic | For | For |
Staples, Inc. | SPLS | 855030102 | 6/9/2009 | 4/13/2009 | Annual | 1.11 | M | Elect Director Vijay Vishwanath | For | For |
Staples, Inc. | SPLS | 855030102 | 6/9/2009 | 4/13/2009 | Annual | 1.12 | M | Elect Director Paul F. Walsh | For | For |
Staples, Inc. | SPLS | 855030102 | 6/9/2009 | 4/13/2009 | Annual | 2 | M | Amend Qualified Employee Stock Purchase Plan | For | For |
Staples, Inc. | SPLS | 855030102 | 6/9/2009 | 4/13/2009 | Annual | 3 | M | Amend Nonqualified Employee Stock Purchase Plan | For | For |
Staples, Inc. | SPLS | 855030102 | 6/9/2009 | 4/13/2009 | Annual | 4 | M | Ratify Auditors | For | For |
Staples, Inc. | SPLS | 855030102 | 6/9/2009 | 4/13/2009 | Annual | 5 | S | Reincorporate in Another State [from Delaware to North Dakota] | Against | Against |
DaVita Inc. | DVA | 23918K108 | 6/15/2009 | 4/20/2009 | Annual | 1.1 | M | Elect Director Charles G. Berg | For | For |
DaVita Inc. | DVA | 23918K108 | 6/15/2009 | 4/20/2009 | Annual | 1.2 | M | Elect Director Willard W. Brittain, Jr. | For | For |
DaVita Inc. | DVA | 23918K108 | 6/15/2009 | 4/20/2009 | Annual | 1.3 | M | Elect Director Paul J. Diaz | For | For |
DaVita Inc. | DVA | 23918K108 | 6/15/2009 | 4/20/2009 | Annual | 1.4 | M | Elect Director Peter T. Grauer | For | For |
DaVita Inc. | DVA | 23918K108 | 6/15/2009 | 4/20/2009 | Annual | 1.5 | M | Elect Director John M. Nehra | For | For |
DaVita Inc. | DVA | 23918K108 | 6/15/2009 | 4/20/2009 | Annual | 1.6 | M | Elect Director William L. Roper | For | For |
DaVita Inc. | DVA | 23918K108 | 6/15/2009 | 4/20/2009 | Annual | 1.7 | M | Elect Director Kent J. Thiry | For | For |
DaVita Inc. | DVA | 23918K108 | 6/15/2009 | 4/20/2009 | Annual | 1.8 | M | Elect Director Roger J. Valine | For | For |
DaVita Inc. | DVA | 23918K108 | 6/15/2009 | 4/20/2009 | Annual | 1.9 | M | Elect Director Richard C. Vaughan | For | For |
DaVita Inc. | DVA | 23918K108 | 6/15/2009 | 4/20/2009 | Annual | 2 | M | Amend Executive Incentive Bonus Plan | For | For |
DaVita Inc. | DVA | 23918K108 | 6/15/2009 | 4/20/2009 | Annual | 3 | M | Ratify Auditors | For | For |
Best Buy Co., Inc. | BBY | 086516101 | 6/24/2009 | 4/27/2009 | Annual | 1.1 | M | Elect Director Ronald James | For | For |
Best Buy Co., Inc. | BBY | 086516101 | 6/24/2009 | 4/27/2009 | Annual | 1.2 | M | Elect Director Elliot S. Kaplan | For | For |
Best Buy Co., Inc. | BBY | 086516101 | 6/24/2009 | 4/27/2009 | Annual | 1.3 | M | Elect Director Sanjay Khosla | For | For |
Best Buy Co., Inc. | BBY | 086516101 | 6/24/2009 | 4/27/2009 | Annual | 1.4 | M | Elect Director George L. Mikan III | For | For |
Best Buy Co., Inc. | BBY | 086516101 | 6/24/2009 | 4/27/2009 | Annual | 1.5 | M | Elect Director Matthew H. Paull | For | For |
Best Buy Co., Inc. | BBY | 086516101 | 6/24/2009 | 4/27/2009 | Annual | 1.6 | M | Elect Director Richard M. Schulze | For | For |
Best Buy Co., Inc. | BBY | 086516101 | 6/24/2009 | 4/27/2009 | Annual | 1.7 | M | Elect Director Hatim A. Tyabji | For | For |
Best Buy Co., Inc. | BBY | 086516101 | 6/24/2009 | 4/27/2009 | Annual | 1.8 | M | Elect Director Gérard R. Vittecoq | For | For |
Best Buy Co., Inc. | BBY | 086516101 | 6/24/2009 | 4/27/2009 | Annual | 2 | M | Ratify Auditors | For | For |
Best Buy Co., Inc. | BBY | 086516101 | 6/24/2009 | 4/27/2009 | Annual | 3 | M | Amend Omnibus Stock Plan | For | For |
Best Buy Co., Inc. | BBY | 086516101 | 6/24/2009 | 4/27/2009 | Annual | 4 | M | Reduce Supermajority Vote Requirement | For | For |
Best Buy Co., Inc. | BBY | 086516101 | 6/24/2009 | 4/27/2009 | Annual | 5 | M | Reduce Supermajority Vote Requirement | For | For |
Best Buy Co., Inc. | BBY | 086516101 | 6/24/2009 | 4/27/2009 | Annual | 6 | M | Reduce Supermajority Vote Requirement | For | For |
Best Buy Co., Inc. | BBY | 086516101 | 6/24/2009 | 4/27/2009 | Annual | 7 | M | Reduce Supermajority Vote Requirement | For | For |
Best Buy Co., Inc. | BBY | 086516101 | 6/24/2009 | 4/27/2009 | Annual | 8 | M | Reduce Supermajority Vote Requirement | For | For |
Best Buy Co., Inc. | BBY | 086516101 | 6/24/2009 | 4/27/2009 | Annual | 9 | M | Reduce Supermajority Vote Requirement | For | For |
Phillips-Van Heusen Corp. | PVH | 718592108 | 6/25/2009 | 4/30/2009 | Annual | 1.1 | M | Elect Director Mary Baglivo | For | For |
Phillips-Van Heusen Corp. | PVH | 718592108 | 6/25/2009 | 4/30/2009 | Annual | 1.2 | M | Elect Director Emanuel Chirico | For | For |
Phillips-Van Heusen Corp. | PVH | 718592108 | 6/25/2009 | 4/30/2009 | Annual | 1.3 | M | Elect Director Edward H. Cohen | For | For |
Phillips-Van Heusen Corp. | PVH | 718592108 | 6/25/2009 | 4/30/2009 | Annual | 1.4 | M | Elect Director Joseph B. Fuller | For | For |
Phillips-Van Heusen Corp. | PVH | 718592108 | 6/25/2009 | 4/30/2009 | Annual | 1.5 | M | Elect Director Margaret L. Jenkins | For | For |
Phillips-Van Heusen Corp. | PVH | 718592108 | 6/25/2009 | 4/30/2009 | Annual | 1.6 | M | Elect Director Bruce Maggin | For | For |
Phillips-Van Heusen Corp. | PVH | 718592108 | 6/25/2009 | 4/30/2009 | Annual | 1.7 | M | Elect Director V. James Marino | For | For |
Phillips-Van Heusen Corp. | PVH | 718592108 | 6/25/2009 | 4/30/2009 | Annual | 1.8 | M | Elect Director Henry Nasella | For | For |
Phillips-Van Heusen Corp. | PVH | 718592108 | 6/25/2009 | 4/30/2009 | Annual | 1.9 | M | Elect Director Rita M. Rodriguez | For | For |
Phillips-Van Heusen Corp. | PVH | 718592108 | 6/25/2009 | 4/30/2009 | Annual | 1.10 | M | Elect Director Craig Rydin | For | For |
Phillips-Van Heusen Corp. | PVH | 718592108 | 6/25/2009 | 4/30/2009 | Annual | 2 | M | Amend Omnibus Stock Plan | For | For |
Phillips-Van Heusen Corp. | PVH | 718592108 | 6/25/2009 | 4/30/2009 | Annual | 3 | M | Amend Executive Incentive Bonus Plan | For | For |
Phillips-Van Heusen Corp. | PVH | 718592108 | 6/25/2009 | 4/30/2009 | Annual | 4 | M | Amend Executive Incentive Bonus Plan | For | For |
Phillips-Van Heusen Corp. | PVH | 718592108 | 6/25/2009 | 4/30/2009 | Annual | 5 | M | Ratify Auditors | For | For |
The Kroger Co. | KR | 501044101 | 6/25/2009 | 4/27/2009 | Annual | 1 | M | Elect Director Reuben V. Anderson | For | For |
The Kroger Co. | KR | 501044101 | 6/25/2009 | 4/27/2009 | Annual | 2 | M | Elect Director Robert D. Beyer | For | For |
The Kroger Co. | KR | 501044101 | 6/25/2009 | 4/27/2009 | Annual | 3 | M | Elect Director David B. Dillon | For | For |
The Kroger Co. | KR | 501044101 | 6/25/2009 | 4/27/2009 | Annual | 4 | M | Elect Director Susan J. Kropf | For | For |
The Kroger Co. | KR | 501044101 | 6/25/2009 | 4/27/2009 | Annual | 5 | M | Elect Director John T. Lamacchia | For | For |
The Kroger Co. | KR | 501044101 | 6/25/2009 | 4/27/2009 | Annual | 6 | M | Elect Director David B. Lewis | For | For |
The Kroger Co. | KR | 501044101 | 6/25/2009 | 4/27/2009 | Annual | 7 | M | Elect Director Don W. Mcgeorge | For | For |
The Kroger Co. | KR | 501044101 | 6/25/2009 | 4/27/2009 | Annual | 8 | M | Elect Director W. Rodney Mcmullen | For | For |
The Kroger Co. | KR | 501044101 | 6/25/2009 | 4/27/2009 | Annual | 9 | M | Elect Director Jorge P. Montoya | For | For |
The Kroger Co. | KR | 501044101 | 6/25/2009 | 4/27/2009 | Annual | 10 | M | Elect Director Clyde R. Moore | For | For |
The Kroger Co. | KR | 501044101 | 6/25/2009 | 4/27/2009 | Annual | 11 | M | Elect Director Susan M. Phillips | For | For |
The Kroger Co. | KR | 501044101 | 6/25/2009 | 4/27/2009 | Annual | 12 | M | Elect Director Steven R. Rogel | For | For |
The Kroger Co. | KR | 501044101 | 6/25/2009 | 4/27/2009 | Annual | 13 | M | Elect Director James A. Runde | For | For |
The Kroger Co. | KR | 501044101 | 6/25/2009 | 4/27/2009 | Annual | 14 | M | Elect Director Ronald L. Sargent | For | For |
The Kroger Co. | KR | 501044101 | 6/25/2009 | 4/27/2009 | Annual | 15 | M | Elect Director Bobby S. Shackouls | For | For |
The Kroger Co. | KR | 501044101 | 6/25/2009 | 4/27/2009 | Annual | 16 | M | Ratify Auditors | For | For |
The Kroger Co. | KR | 501044101 | 6/25/2009 | 4/27/2009 | Annual | 17 | S | Increase Purchasing of Cage Free Eggs | Against | Against |
The Kroger Co. | KR | 501044101 | 6/25/2009 | 4/27/2009 | Annual | 18 | S | Require a Majority Vote for the Election of Directors | Against | For |
Petrohawk Energy Corporation | HK | 716495106 | 6/18/2009 | 4/27/2009 | Annual | 1.1 | M | Elect Director James W. Christmas | For | For |
Petrohawk Energy Corporation | HK | 716495106 | 6/18/2009 | 4/27/2009 | Annual | 1.2 | M | Elect Director James L. Irish III | For | For |
Petrohawk Energy Corporation | HK | 716495106 | 6/18/2009 | 4/27/2009 | Annual | 1.3 | M | Elect Director Robert C. Stone, Jr. | For | For |
Petrohawk Energy Corporation | HK | 716495106 | 6/18/2009 | 4/27/2009 | Annual | 2 | M | Increase Authorized Common Stock | For | For |
Petrohawk Energy Corporation | HK | 716495106 | 6/18/2009 | 4/27/2009 | Annual | 3 | M | Amend Omnibus Stock Plan | For | For |
Petrohawk Energy Corporation | HK | 716495106 | 6/18/2009 | 4/27/2009 | Annual | 4 | M | Amend Non-Employee Director Omnibus Stock Plan | For | For |
Petrohawk Energy Corporation | HK | 716495106 | 6/18/2009 | 4/27/2009 | Annual | 5 | M | Permit Board to Amend Bylaws Without Shareholder Consent | For | Against |
Petrohawk Energy Corporation | HK | 716495106 | 6/18/2009 | 4/27/2009 | Annual | 6 | M | Ratify Auditors | For | For |
GameStop Corp. | GME | 36467W109 | 6/23/2009 | 5/1/2009 | Annual | 1.1 | M | Elect Director Daniel A. DeMatteo | For | For |
GameStop Corp. | GME | 36467W109 | 6/23/2009 | 5/1/2009 | Annual | 1.2 | M | Elect Director Michael N. Rosen | For | For |
GameStop Corp. | GME | 36467W109 | 6/23/2009 | 5/1/2009 | Annual | 1.3 | M | Elect Director Edward A. Volkwein | For | For |
GameStop Corp. | GME | 36467W109 | 6/23/2009 | 5/1/2009 | Annual | 2 | M | Amend Omnibus Stock Plan | For | For |
GameStop Corp. | GME | 36467W109 | 6/23/2009 | 5/1/2009 | Annual | 3 | M | Ratify Auditors | For | For |