Bruce E. Ventimiglia
ITEM 1. PROXY VOTING RECORD: - see Exhibits A through N
Appended hereto as Exhibits A through N is the following information for each matter relating to a portfolio security owned by the Registrant considered at any shareholder meeting held during the twelve month period ended June 30, 2012 with respect to which the Registrant was entitled to vote:
The Council on Uniform Securities Identification Procedures (“CUSIP”) number for the portfolio security;
(i) Whether the registrant cast its vote for or against management.
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
By (Signature and Title)* /s/ Bruce E. Ventimiglia
Bruce E. Ventimiglia, President and Principal Executive Officer
* Print the name and title of each signing officer under his or her signature.
| | | | | | | | | | | | |
Registrant: Saratoga Advantage Trust - Technology & Communications Portfolio Item 1, Exhibit A1 | | | |
Investment Company Act file number: 811-08542 | | | | | |
Reporting Period: July 1, 2011 through June 30, 2012 | | | | | | | | | |
Company Name | Ticker | Security ID on Ballot | Country | Meeting Date | Record Date | Meeting Type | Shares Voted | Proponent | Item Number | Proposal | Management Recommendation | Vote Instruction |
Oracle Corporation | ORCL | 68389X105 | USA | 12-Oct-11 | 15-Aug-11 | Annual | 79003 | Management | 1.1 | Elect Director Jeffrey S. Berg | For | Withhold |
Oracle Corporation | ORCL | 68389X105 | USA | 12-Oct-11 | 15-Aug-11 | Annual | 79003 | Management | 1.2 | Elect Director H. Raymond Bingham | For | Withhold |
Oracle Corporation | ORCL | 68389X105 | USA | 12-Oct-11 | 15-Aug-11 | Annual | 79003 | Management | 1.3 | Elect Director Michael J. Boskin | For | Withhold |
Oracle Corporation | ORCL | 68389X105 | USA | 12-Oct-11 | 15-Aug-11 | Annual | 79003 | Management | 1.4 | Elect Director Safra A. Catz | For | Withhold |
Oracle Corporation | ORCL | 68389X105 | USA | 12-Oct-11 | 15-Aug-11 | Annual | 79003 | Management | 1.5 | Elect Director Bruce R. Chizen | For | For |
Oracle Corporation | ORCL | 68389X105 | USA | 12-Oct-11 | 15-Aug-11 | Annual | 79003 | Management | 1.6 | Elect Director George H. Conrades | For | Withhold |
Oracle Corporation | ORCL | 68389X105 | USA | 12-Oct-11 | 15-Aug-11 | Annual | 79003 | Management | 1.7 | Elect Director Lawrence J. Ellison | For | For |
Oracle Corporation | ORCL | 68389X105 | USA | 12-Oct-11 | 15-Aug-11 | Annual | 79003 | Management | 1.8 | Elect Director Hector Garcia-Molina | For | For |
Oracle Corporation | ORCL | 68389X105 | USA | 12-Oct-11 | 15-Aug-11 | Annual | 79003 | Management | 1.9 | Elect Director Jeffrey O. Henley | For | For |
Oracle Corporation | ORCL | 68389X105 | USA | 12-Oct-11 | 15-Aug-11 | Annual | 79003 | Management | 1.10 | Elect Director Mark V. Hurd | For | For |
Oracle Corporation | ORCL | 68389X105 | USA | 12-Oct-11 | 15-Aug-11 | Annual | 79003 | Management | 1.11 | Elect Director Donald L. Lucas | For | For |
Oracle Corporation | ORCL | 68389X105 | USA | 12-Oct-11 | 15-Aug-11 | Annual | 79003 | Management | 1.12 | Director Naomi O. Seligman | For | For |
Oracle Corporation | ORCL | 68389X105 | USA | 12-Oct-11 | 15-Aug-11 | Annual | 79003 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Oracle Corporation | ORCL | 68389X105 | USA | 12-Oct-11 | 15-Aug-11 | Annual | 79003 | Management | 3 | Advisory Vote on Say on Pay Frequency | None | Three Years |
Oracle Corporation | ORCL | 68389X105 | USA | 12-Oct-11 | 15-Aug-11 | Annual | 79003 | Management | 4 | Ratify Auditors | For | For |
Oracle Corporation | ORCL | 68389X105 | USA | 12-Oct-11 | 15-Aug-11 | Annual | 79003 | Share Holder | 5 | Stock Retention/Holding Period | Against | Against |
Microsoft Corporation | MSFT | 594918104 | USA | 15-Nov-11 | 02-Sep-11 | Annual | 93572 | Management | 1 | Elect Director Steven A. Ballmer | For | For |
Microsoft Corporation | MSFT | 594918104 | USA | 15-Nov-11 | 02-Sep-11 | Annual | 93572 | Management | 2 | Elect Director Dina Dublon | For | For |
Microsoft Corporation | MSFT | 594918104 | USA | 15-Nov-11 | 02-Sep-11 | Annual | 93572 | Management | 3 | Elect Director William H. Gates, III | For | For |
Microsoft Corporation | MSFT | 594918104 | USA | 15-Nov-11 | 02-Sep-11 | Annual | 93572 | Management | 4 | Elect Director Raymond V. Gilmartin | For | For |
Microsoft Corporation | MSFT | 594918104 | USA | 15-Nov-11 | 02-Sep-11 | Annual | 93572 | Management | 5 | Elect Director Reed Hastings | For | For |
Microsoft Corporation | MSFT | 594918104 | USA | 15-Nov-11 | 02-Sep-11 | Annual | 93572 | Management | 6 | Elect Director Maria M. Klawe | For | For |
Microsoft Corporation | MSFT | 594918104 | USA | 15-Nov-11 | 02-Sep-11 | Annual | 93572 | Management | 7 | Elect Director David F. Marquardt | For | For |
Microsoft Corporation | MSFT | 594918104 | USA | 15-Nov-11 | 02-Sep-11 | Annual | 93572 | Management | 8 | Elect Director Charles H. Noski | For | For |
Microsoft Corporation | MSFT | 594918104 | USA | 15-Nov-11 | 02-Sep-11 | Annual | 93572 | Management | 9 | Elect Director Helmut Panke | For | For |
Microsoft Corporation | MSFT | 594918104 | USA | 15-Nov-11 | 02-Sep-11 | Annual | 93572 | Management | 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Microsoft Corporation | MSFT | 594918104 | USA | 15-Nov-11 | 02-Sep-11 | Annual | 93572 | Management | 11 | Advisory Vote on Say on Pay Frequency | One Year | Three Years |
Microsoft Corporation | MSFT | 594918104 | USA | 15-Nov-11 | 02-Sep-11 | Annual | 93572 | Management | 12 | Ratify Auditors | For | For |
Microsoft Corporation | MSFT | 594918104 | USA | 15-Nov-11 | 02-Sep-11 | Annual | 93572 | Share Holder | 13 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Against | Against |
Broadridge Financial Solutions, Inc. | BR | 11133T103 | USA | 16-Nov-11 | 23-Sep-11 | Annual | 19048 | Management | 1 | Elect Director Leslie A. Brun | For | For |
Broadridge Financial Solutions, Inc. | BR | 11133T103 | USA | 16-Nov-11 | 23-Sep-11 | Annual | 19048 | Management | 2 | Elect Director Richard J. Daly | For | For |
Broadridge Financial Solutions, Inc. | BR | 11133T103 | USA | 16-Nov-11 | 23-Sep-11 | Annual | 19048 | Management | 3 | Elect Director Robert N. Duelks | For | For |
Broadridge Financial Solutions, Inc. | BR | 11133T103 | USA | 16-Nov-11 | 23-Sep-11 | Annual | 19048 | Management | 4 | Elect Director Richard J. Haviland | For | For |
Broadridge Financial Solutions, Inc. | BR | 11133T103 | USA | 16-Nov-11 | 23-Sep-11 | Annual | 19048 | Management | 5 | Elect Director Sandra S. Jaffee | For | For |
Broadridge Financial Solutions, Inc. | BR | 11133T103 | USA | 16-Nov-11 | 23-Sep-11 | Annual | 19048 | Management | 6 | Elect Director Alexandra Lebenthal | For | For |
Broadridge Financial Solutions, Inc. | BR | 11133T103 | USA | 16-Nov-11 | 23-Sep-11 | Annual | 19048 | Management | 7 | Elect Director Stuart R. Levine | For | For |
Broadridge Financial Solutions, Inc. | BR | 11133T103 | USA | 16-Nov-11 | 23-Sep-11 | Annual | 19048 | Management | 8 | Elect Director Thomas J. Perna | For | For |
Broadridge Financial Solutions, Inc. | BR | 11133T103 | USA | 16-Nov-11 | 23-Sep-11 | Annual | 19048 | Management | 9 | Elect Director Alan J. Weber | For | For |
Broadridge Financial Solutions, Inc. | BR | 11133T103 | USA | 16-Nov-11 | 23-Sep-11 | Annual | 19048 | Management | 10 | Ratify Auditors | For | For |
Broadridge Financial Solutions, Inc. | BR | 11133T103 | USA | 16-Nov-11 | 23-Sep-11 | Annual | 19048 | Management | 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Broadridge Financial Solutions, Inc. | BR | 11133T103 | USA | 16-Nov-11 | 23-Sep-11 | Annual | 19048 | Management | 12 | Advisory Vote on Say on Pay Frequency | One Year | Three Years |
American Tower Corporation | AMT | 029912201 | USA | 29-Nov-11 | 03-Oct-11 | Special | 14634 | Management | 1 | Approve Reorganization Plan | For | For |
American Tower Corporation | AMT | 029912201 | USA | 29-Nov-11 | 03-Oct-11 | Special | 14634 | Management | 2 | Adjourn Meeting | For | For |
Scan Source, Inc. | SCSC | 806037107 | USA | 01-Dec-11 | 13-Oct-11 | Annual | 5761 | Management | 1.1 | Elect Director Michael L. Baur | For | Withhold |
Scan Source, Inc. | SCSC | 806037107 | USA | 01-Dec-11 | 13-Oct-11 | Annual | 5761 | Management | 1.2 | Elect Director Steven R. Fischer | For | For |
Scan Source, Inc. | SCSC | 806037107 | USA | 01-Dec-11 | 13-Oct-11 | Annual | 5761 | Management | 1.3 | Elect Director Michael J. Grainger | For | For |
Scan Source, Inc. | SCSC | 806037107 | USA | 01-Dec-11 | 13-Oct-11 | Annual | 5761 | Management | 1.4 | Elect Director Steven H. Owings | For | Withhold |
Scan Source, Inc. | SCSC | 806037107 | USA | 01-Dec-11 | 13-Oct-11 | Annual | 5761 | Management | 1.5 | Elect Director John P. Reilly | For | For |
Scan Source, Inc. | SCSC | 806037107 | USA | 01-Dec-11 | 13-Oct-11 | Annual | 5761 | Management | 1.6 | Elect Director Charles R. Whitchurch | For | For |
Scan Source, Inc. | SCSC | 806037107 | USA | 01-Dec-11 | 13-Oct-11 | Annual | 5761 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Scan Source, Inc. | SCSC | 806037107 | USA | 01-Dec-11 | 13-Oct-11 | Annual | 5761 | Management | 3 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years |
Scan Source, Inc. | SCSC | 806037107 | USA | 01-Dec-11 | 13-Oct-11 | Annual | 5761 | Management | 4 | Ratify Auditors | For | For |
Cisco Systems, Inc. | CSCO | 17275R102 | USA | 07-Dec-11 | 10-Oct-11 | Annual | 28913 | Management | 1 | Elect Director Carol A. Bartz | For | For |
Cisco Systems, Inc. | CSCO | 17275R102 | USA | 07-Dec-11 | 10-Oct-11 | Annual | 28913 | Management | 2 | Elect Director M. Michele Burns | For | For |
Cisco Systems, Inc. | CSCO | 17275R102 | USA | 07-Dec-11 | 10-Oct-11 | Annual | 28913 | Management | 3 | Elect Director Michael D. Capellas | For | For |
Cisco Systems, Inc. | CSCO | 17275R102 | USA | 07-Dec-11 | 10-Oct-11 | Annual | 28913 | Management | 4 | Elect Director Larry R. Carter | For | For |
Cisco Systems, Inc. | CSCO | 17275R102 | USA | 07-Dec-11 | 10-Oct-11 | Annual | 28913 | Management | 5 | Elect Director John T. Chambers | For | For |
Cisco Systems, Inc. | CSCO | 17275R102 | USA | 07-Dec-11 | 10-Oct-11 | Annual | 28913 | Management | 6 | Elect Director Brian L. Halla | For | For |
Cisco Systems, Inc. | CSCO | 17275R102 | USA | 07-Dec-11 | 10-Oct-11 | Annual | 28913 | Management | 7 | Elect Director John L. Hennessy | For | Against |
Cisco Systems, Inc. | CSCO | 17275R102 | USA | 07-Dec-11 | 10-Oct-11 | Annual | 28913 | Management | 8 | Elect Director Richard M. Kovacevich | For | Against |
Cisco Systems, Inc. | CSCO | 17275R102 | USA | 07-Dec-11 | 10-Oct-11 | Annual | 28913 | Management | 9 | Elect Director Roderick C. McGeary | For | For |
Cisco Systems, Inc. | CSCO | 17275R102 | USA | 07-Dec-11 | 10-Oct-11 | Annual | 28913 | Management | 10 | Elect Director Arun Sarin | For | For |
Cisco Systems, Inc. | CSCO | 17275R102 | USA | 07-Dec-11 | 10-Oct-11 | Annual | 28913 | Management | 11 | Elect Director Steven M. West | For | For |
Cisco Systems, Inc. | CSCO | 17275R102 | USA | 07-Dec-11 | 10-Oct-11 | Annual | 28913 | Management | 12 | Elect Director Jerry Yang | For | Against |
Cisco Systems, Inc. | CSCO | 17275R102 | USA | 07-Dec-11 | 10-Oct-11 | Annual | 28913 | Management | 13 | Amend Omnibus Stock Plan | For | For |
Cisco Systems, Inc. | CSCO | 17275R102 | USA | 07-Dec-11 | 10-Oct-11 | Annual | 28913 | Management | 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Cisco Systems, Inc. | CSCO | 17275R102 | USA | 07-Dec-11 | 10-Oct-11 | Annual | 28913 | Management | 15 | Advisory Vote on Say on Pay Frequency | One Year | Three Years |
Cisco Systems, Inc. | CSCO | 17275R102 | USA | 07-Dec-11 | 10-Oct-11 | Annual | 28913 | Management | 16 | Ratify Auditors | For | For |
Cisco Systems, Inc. | CSCO | 17275R102 | USA | 07-Dec-11 | 10-Oct-11 | Annual | 28913 | Share Holder | 17 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Against | Against |
Cisco Systems, Inc. | CSCO | 17275R102 | USA | 07-Dec-11 | 10-Oct-11 | Annual | 28913 | Share Holder | 18 | Report on Internet Fragmentation | Against | For |
Cisco Systems, Inc. | CSCO | 17275R102 | USA | 07-Dec-11 | 10-Oct-11 | Annual | 28913 | Share Holder | 19 | Stock Retention/Holding Period | Against | Against |
Visa Inc. | V | 92826C839 | USA | 31-Jan-12 | 05-Dec-11 | Annual | 8873 | Management | 1 | Elect Director Gary P. Coughlan | For | For |
Visa Inc. | V | 92826C839 | USA | 31-Jan-12 | 05-Dec-11 | Annual | 8873 | Management | 2 | Elect Director Mary B. Cranston | For | Against |
Visa Inc. | V | 92826C839 | USA | 31-Jan-12 | 05-Dec-11 | Annual | 8873 | Management | 3 | Elect Director Francisco Javier Fernandez-Carbajal | For | For |
Visa Inc. | V | 92826C839 | USA | 31-Jan-12 | 05-Dec-11 | Annual | 8873 | Management | 4 | Elect Director Robert W. Matschullat | For | For |
Visa Inc. | V | 92826C839 | USA | 31-Jan-12 | 05-Dec-11 | Annual | 8873 | Management | 5 | Elect Director Cathy E. Minehan | For | For |
Visa Inc. | V | 92826C839 | USA | 31-Jan-12 | 05-Dec-11 | Annual | 8873 | Management | 6 | Elect Director Suzanne Nora Johnson | For | For |
Visa Inc. | V | 92826C839 | USA | 31-Jan-12 | 05-Dec-11 | Annual | 8873 | Management | 7 | Elect Director David J. Pang | For | For |
Visa Inc. | V | 92826C839 | USA | 31-Jan-12 | 05-Dec-11 | Annual | 8873 | Management | 8 | Elect Director Joseph W. Saunders | For | For |
Visa Inc. | V | 92826C839 | USA | 31-Jan-12 | 05-Dec-11 | Annual | 8873 | Management | 9 | Elect Director William S. Shanahan | For | For |
Visa Inc. | V | 92826C839 | USA | 31-Jan-12 | 05-Dec-11 | Annual | 8873 | Management | 10 | Elect Director John A. Swainson | For | For |
Visa Inc. | V | 92826C839 | USA | 31-Jan-12 | 05-Dec-11 | Annual | 8873 | Management | 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Visa Inc. | V | 92826C839 | USA | 31-Jan-12 | 05-Dec-11 | Annual | 8873 | Management | 12 | Amend Omnibus Stock Plan | For | For |
Visa Inc. | V | 92826C839 | USA | 31-Jan-12 | 05-Dec-11 | Annual | 8873 | Management | 13 | Ratify Auditors | For | For |
Rockwell Automation, Inc. | ROK | 773903109 | USA | 07-Feb-12 | 12-Dec-11 | Annual | 4026 | Management | 1.1 | Elect Director Betty C. Alewine | For | For |
Rockwell Automation, Inc. | ROK | 773903109 | USA | 07-Feb-12 | 12-Dec-11 | Annual | 4026 | Management | 1.2 | Elect Director Verne G. Istock | For | Withhold |
Rockwell Automation, Inc. | ROK | 773903109 | USA | 07-Feb-12 | 12-Dec-11 | Annual | 4026 | Management | 1.3 | Elect Director David B. Speer | For | Withhold |
Rockwell Automation, Inc. | ROK | 773903109 | USA | 07-Feb-12 | 12-Dec-11 | Annual | 4026 | Management | 2 | Ratify Auditors | For | For |
Rockwell Automation, Inc. | ROK | 773903109 | USA | 07-Feb-12 | 12-Dec-11 | Annual | 4026 | Management | 3 | Approve Omnibus Stock Plan | For | For |
Rockwell Automation, Inc. | ROK | 773903109 | USA | 07-Feb-12 | 12-Dec-11 | Annual | 4026 | Management | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Apple Inc. | AAPL | 037833100 | USA | 23-Feb-12 | 27-Dec-11 | Annual | 8999 | Management | 1.1 | Elect Director William V. Campbell | For | For |
Apple Inc. | AAPL | 037833100 | USA | 23-Feb-12 | 27-Dec-11 | Annual | 8999 | Management | 1.2 | Elect Director Timothy D. Cook | For | For |
Apple Inc. | AAPL | 037833100 | USA | 23-Feb-12 | 27-Dec-11 | Annual | 8999 | Management | 1.3 | Elect Director Millard S. Drexler | For | Withhold |
Apple Inc. | AAPL | 037833100 | USA | 23-Feb-12 | 27-Dec-11 | Annual | 8999 | Management | 1.4 | Elect Director Al Gore | For | Withhold |
Apple Inc. | AAPL | 037833100 | USA | 23-Feb-12 | 27-Dec-11 | Annual | 8999 | Management | 1.5 | Elect Director Robert A. Iger | For | For |
Apple Inc. | AAPL | 037833100 | USA | 23-Feb-12 | 27-Dec-11 | Annual | 8999 | Management | 1.6 | Elect Director Andrea Jung | For | For |
Apple Inc. | AAPL | 037833100 | USA | 23-Feb-12 | 27-Dec-11 | Annual | 8999 | Management | 1.7 | Elect Director Arthur D. Levinson | For | Withhold |
Apple Inc. | AAPL | 037833100 | USA | 23-Feb-12 | 27-Dec-11 | Annual | 8999 | Management | 1.8 | Elect Director Ronald D. Sugar | For | For |
Apple Inc. | AAPL | 037833100 | USA | 23-Feb-12 | 27-Dec-11 | Annual | 8999 | Management | 2 | Ratify Auditors | For | For |
Apple Inc. | AAPL | 037833100 | USA | 23-Feb-12 | 27-Dec-11 | Annual | 8999 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Apple Inc. | AAPL | 037833100 | USA | 23-Feb-12 | 27-Dec-11 | Annual | 8999 | Share Holder | 4 | Prepare Conflict of Interest Report | Against | Against |
Apple Inc. | AAPL | 037833100 | USA | 23-Feb-12 | 27-Dec-11 | Annual | 8999 | Share Holder | 5 | Advisory Vote to Ratify Directors' Compensation | Against | Against |
Apple Inc. | AAPL | 037833100 | USA | 23-Feb-12 | 27-Dec-11 | Annual | 8999 | Share Holder | 6 | Report on Political Contributions | Against | For |
Apple Inc. | AAPL | 037833100 | USA | 23-Feb-12 | 27-Dec-11 | Annual | 8999 | Share Holder | 7 | Require a Majority Vote for the Election of Directors | Against | For |
QUALCOMM Incorporated | QCOM | 747525103 | USA | 06-Mar-12 | 09-Jan-12 | Annual | 37943 | Management | 1.1 | Elect Director Barbara T. Alexander | For | For |
QUALCOMM Incorporated | QCOM | 747525103 | USA | 06-Mar-12 | 09-Jan-12 | Annual | 37943 | Management | 1.2 | Elect Director Stephen M. Bennett | For | For |
QUALCOMM Incorporated | QCOM | 747525103 | USA | 06-Mar-12 | 09-Jan-12 | Annual | 37943 | Management | 1.3 | Elect Director Donald G. Cruickshank | For | For |
QUALCOMM Incorporated | QCOM | 747525103 | USA | 06-Mar-12 | 09-Jan-12 | Annual | 37943 | Management | 1.4 | Elect Director Raymond V. Dittamore | For | For |
QUALCOMM Incorporated | QCOM | 747525103 | USA | 06-Mar-12 | 09-Jan-12 | Annual | 37943 | Management | 1.5 | Elect Director Thomas W. Horton | For | For |
QUALCOMM Incorporated | QCOM | 747525103 | USA | 06-Mar-12 | 09-Jan-12 | Annual | 37943 | Management | 1.6 | Elect Director Paul E. Jacobs | For | For |
QUALCOMM Incorporated | QCOM | 747525103 | USA | 06-Mar-12 | 09-Jan-12 | Annual | 37943 | Management | 1.7 | Elect Director Robert E. Kahn | For | For |
QUALCOMM Incorporated | QCOM | 747525103 | USA | 06-Mar-12 | 09-Jan-12 | Annual | 37943 | Management | 1.8 | Elect Director Sherry Lansing | For | For |
QUALCOMM Incorporated | QCOM | 747525103 | USA | 06-Mar-12 | 09-Jan-12 | Annual | 37943 | Management | 1.9 | Elect Director Duane A. Nelles | For | For |
QUALCOMM Incorporated | QCOM | 747525103 | USA | 06-Mar-12 | 09-Jan-12 | Annual | 37943 | Management | 1.10 | Elect Director Francisco Ros | For | For |
QUALCOMM Incorporated | QCOM | 747525103 | USA | 06-Mar-12 | 09-Jan-12 | Annual | 37943 | Management | 1.11 | Elect Director Brent Scowcroft | For | For |
QUALCOMM Incorporated | QCOM | 747525103 | USA | 06-Mar-12 | 09-Jan-12 | Annual | 37943 | Management | 1.12 | Elect Director Marc I. Stern | For | For |
QUALCOMM Incorporated | QCOM | 747525103 | USA | 06-Mar-12 | 09-Jan-12 | Annual | 37943 | Management | 2 | Ratify Auditors | For | For |
QUALCOMM Incorporated | QCOM | 747525103 | USA | 06-Mar-12 | 09-Jan-12 | Annual | 37943 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
QUALCOMM Incorporated | QCOM | 747525103 | USA | 06-Mar-12 | 09-Jan-12 | Annual | 37943 | Management | 4 | Eliminate Provision Relating to Plurality Voting for the Election of Directors | For | For |
Texas Instruments Incorporated | TXN | 882508104 | USA | 19-Apr-12 | 21-Feb-12 | Annual | 18845 | Management | 1 | Elect Director R.W. Babb, Jr. | For | For |
Texas Instruments Incorporated | TXN | 882508104 | USA | 19-Apr-12 | 21-Feb-12 | Annual | 18845 | Management | 2 | Elect Director D.A. Carp | For | For |
Texas Instruments Incorporated | TXN | 882508104 | USA | 19-Apr-12 | 21-Feb-12 | Annual | 18845 | Management | 3 | Elect Director C.S. Cox | For | For |
Texas Instruments Incorporated | TXN | 882508104 | USA | 19-Apr-12 | 21-Feb-12 | Annual | 18845 | Management | 4 | Elect Director P.H. Patsley | For | For |
Texas Instruments Incorporated | TXN | 882508104 | USA | 19-Apr-12 | 21-Feb-12 | Annual | 18845 | Management | 5 | Elect Director R.E. Sanchez | For | For |
Texas Instruments Incorporated | TXN | 882508104 | USA | 19-Apr-12 | 21-Feb-12 | Annual | 18845 | Management | 6 | Elect Director W.R. Sanders | For | For |
Texas Instruments Incorporated | TXN | 882508104 | USA | 19-Apr-12 | 21-Feb-12 | Annual | 18845 | Management | 7 | Elect Director R.J. Simmons | For | For |
Texas Instruments Incorporated | TXN | 882508104 | USA | 19-Apr-12 | 21-Feb-12 | Annual | 18845 | Management | 8 | Elect Director R.K. Templeton | For | For |
Texas Instruments Incorporated | TXN | 882508104 | USA | 19-Apr-12 | 21-Feb-12 | Annual | 18845 | Management | 9 | Elect Director C.T. Whitman | For | For |
Texas Instruments Incorporated | TXN | 882508104 | USA | 19-Apr-12 | 21-Feb-12 | Annual | 18845 | Management | 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Texas Instruments Incorporated | TXN | 882508104 | USA | 19-Apr-12 | 21-Feb-12 | Annual | 18845 | Management | 11 | Ratify Auditors | For | For |
Corning Incorporated | GLW | 219350105 | USA | 26-Apr-12 | 23-Feb-12 | Annual | 64176 | Management | 1 | Elect Director John Seely Brown | For | Against |
Corning Incorporated | GLW | 219350105 | USA | 26-Apr-12 | 23-Feb-12 | Annual | 64176 | Management | 2 | Elect Director Stephanie A. Burns | For | For |
Corning Incorporated | GLW | 219350105 | USA | 26-Apr-12 | 23-Feb-12 | Annual | 64176 | Management | 3 | Elect Director John A. Canning, Jr. | For | Against |
Corning Incorporated | GLW | 219350105 | USA | 26-Apr-12 | 23-Feb-12 | Annual | 64176 | Management | 4 | Elect Director Richard T. Clark | For | For |
Corning Incorporated | GLW | 219350105 | USA | 26-Apr-12 | 23-Feb-12 | Annual | 64176 | Management | 5 | Elect Director James B. Flaws | For | Against |
Corning Incorporated | GLW | 219350105 | USA | 26-Apr-12 | 23-Feb-12 | Annual | 64176 | Management | 6 | Elect Director Gordon Gund | For | Against |
Corning Incorporated | GLW | 219350105 | USA | 26-Apr-12 | 23-Feb-12 | Annual | 64176 | Management | 7 | Elect Director Kurt M. Landgraf | For | For |
Corning Incorporated | GLW | 219350105 | USA | 26-Apr-12 | 23-Feb-12 | Annual | 64176 | Management | 8 | Elect Director Deborah D. Rieman | For | For |
Corning Incorporated | GLW | 219350105 | USA | 26-Apr-12 | 23-Feb-12 | Annual | 64176 | Management | 9 | Elect Director H. Onno Ruding | For | For |
Corning Incorporated | GLW | 219350105 | USA | 26-Apr-12 | 23-Feb-12 | Annual | 64176 | Management | 10 | Elect Director Mark S. Wrighton | For | For |
Corning Incorporated | GLW | 219350105 | USA | 26-Apr-12 | 23-Feb-12 | Annual | 64176 | Management | 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Corning Incorporated | GLW | 219350105 | USA | 26-Apr-12 | 23-Feb-12 | Annual | 64176 | Management | 12 | Ratify Auditors | For | For |
Corning Incorporated | GLW | 219350105 | USA | 26-Apr-12 | 23-Feb-12 | Annual | 64176 | Management | 13 | Approve Omnibus Stock Plan | For | For |
Corning Incorporated | GLW | 219350105 | USA | 26-Apr-12 | 23-Feb-12 | Annual | 64176 | Management | 14 | Reduce Supermajority Vote Requirement | For | For |
eBay Inc. | EBAY | 278642103 | USA | 26-Apr-12 | 08-Mar-12 | Annual | 15421 | Management | 1 | Elect Director Marc L. Andreessen | For | For |
eBay Inc. | EBAY | 278642103 | USA | 26-Apr-12 | 08-Mar-12 | Annual | 15421 | Management | 2 | Elect Director William C. Ford, Jr. | For | For |
eBay Inc. | EBAY | 278642103 | USA | 26-Apr-12 | 08-Mar-12 | Annual | 15421 | Management | 3 | Elect Director Dawn G. Lepore | For | For |
eBay Inc. | EBAY | 278642103 | USA | 26-Apr-12 | 08-Mar-12 | Annual | 15421 | Management | 4 | Elect Director Kathleen C. Mitic | For | For |
eBay Inc. | EBAY | 278642103 | USA | 26-Apr-12 | 08-Mar-12 | Annual | 15421 | Management | 5 | Elect Director Pierre M. Omidyar | For | For |
eBay Inc. | EBAY | 278642103 | USA | 26-Apr-12 | 08-Mar-12 | Annual | 15421 | Management | 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
eBay Inc. | EBAY | 278642103 | USA | 26-Apr-12 | 08-Mar-12 | Annual | 15421 | Management | 7 | Amend Omnibus Stock Plan | For | For |
eBay Inc. | EBAY | 278642103 | USA | 26-Apr-12 | 08-Mar-12 | Annual | 15421 | Management | 8 | Approve Qualified Employee Stock Purchase Plan | For | For |
eBay Inc. | EBAY | 278642103 | USA | 26-Apr-12 | 08-Mar-12 | Annual | 15421 | Management | 9 | Declassify the Board of Directors | For | For |
eBay Inc. | EBAY | 278642103 | USA | 26-Apr-12 | 08-Mar-12 | Annual | 15421 | Management | 10 | Provide Right to Call Special Meeting | For | For |
eBay Inc. | EBAY | 278642103 | USA | 26-Apr-12 | 08-Mar-12 | Annual | 15421 | Management | 11 | Ratify Auditors | For | For |
AT&T Inc. | T | 00206R102 | USA | 27-Apr-12 | 28-Feb-12 | Annual | 15540 | Management | 1 | Elect Director Randall L. Stephenson | For | For |
AT&T Inc. | T | 00206R102 | USA | 27-Apr-12 | 28-Feb-12 | Annual | 15540 | Management | 2 | Elect Director Gilbert F. Amelio | For | For |
AT&T Inc. | T | 00206R102 | USA | 27-Apr-12 | 28-Feb-12 | Annual | 15540 | Management | 3 | Elect Director Reuben V. Anderson | For | For |
AT&T Inc. | T | 00206R102 | USA | 27-Apr-12 | 28-Feb-12 | Annual | 15540 | Management | 4 | Elect DirectorJames H. Blanchard | For | For |
AT&T Inc. | T | 00206R102 | USA | 27-Apr-12 | 28-Feb-12 | Annual | 15540 | Management | 5 | Elect DirectorJaime Chico Pardo | For | For |
AT&T Inc. | T | 00206R102 | USA | 27-Apr-12 | 28-Feb-12 | Annual | 15540 | Management | 6 | Elect Director James P. Kelly | For | For |
AT&T Inc. | T | 00206R102 | USA | 27-Apr-12 | 28-Feb-12 | Annual | 15540 | Management | 7 | Elect Director Jon C. Madonna | For | For |
AT&T Inc. | T | 00206R102 | USA | 27-Apr-12 | 28-Feb-12 | Annual | 15540 | Management | 8 | Elect Director John B. McCoy | For | For |
AT&T Inc. | T | 00206R102 | USA | 27-Apr-12 | 28-Feb-12 | Annual | 15540 | Management | 9 | Elect Director Joyce M. Roche | For | For |
AT&T Inc. | T | 00206R102 | USA | 27-Apr-12 | 28-Feb-12 | Annual | 15540 | Management | 10 | Elect Director Matthew K. Rose | For | For |
AT&T Inc. | T | 00206R102 | USA | 27-Apr-12 | 28-Feb-12 | Annual | 15540 | Management | 11 | Elect Director Laura D'Andrea Tyson | For | For |
AT&T Inc. | T | 00206R102 | USA | 27-Apr-12 | 28-Feb-12 | Annual | 15540 | Management | 12 | Ratification Of Appointment Of Independent Auditors. | For | For |
AT&T Inc. | T | 00206R102 | USA | 27-Apr-12 | 28-Feb-12 | Annual | 15540 | Management | 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
AT&T Inc. | T | 00206R102 | USA | 27-Apr-12 | 28-Feb-12 | Annual | 15540 | Management | 14 | Provide Right to Act by Written Consent | For | For |
AT&T Inc. | T | 00206R102 | USA | 27-Apr-12 | 28-Feb-12 | Annual | 15540 | Share Holder | 15 | Report on Political Contributions | Against | For |
AT&T Inc. | T | 00206R102 | USA | 27-Apr-12 | 28-Feb-12 | Annual | 15540 | Share Holder | 16 | Commit to Wireless Network Neutrality | Against | Against |
AT&T Inc. | T | 00206R102 | USA | 27-Apr-12 | 28-Feb-12 | Annual | 15540 | Share Holder | 17 | Require Independent Board Chairman | Against | For |
Rackspace Hosting, Inc. | RAX | 750086100 | USA | 02-May-12 | 09-Mar-12 | Annual | 10981 | Management | 1 | Elect Director S. James Bishkin | For | For |
Rackspace Hosting, Inc. | RAX | 750086100 | USA | 02-May-12 | 09-Mar-12 | Annual | 10981 | Management | 2 | Elect Director Fred Reichheld | For | For |
Rackspace Hosting, Inc. | RAX | 750086100 | USA | 02-May-12 | 09-Mar-12 | Annual | 10981 | Management | 3 | Elect Director Mark P. Mellin | For | For |
Rackspace Hosting, Inc. | RAX | 750086100 | USA | 02-May-12 | 09-Mar-12 | Annual | 10981 | Management | 4 | Ratify Auditors | For | For |
Rackspace Hosting, Inc. | RAX | 750086100 | USA | 02-May-12 | 09-Mar-12 | Annual | 10981 | Management | 5 | Amend Omnibus Stock Plan | For | For |
Altera Corporation | ALTR | 021441100 | USA | 08-May-12 | 12-Mar-12 | Annual | 19258 | Management | 1 | Elect Director John P. Daane | For | For |
Altera Corporation | ALTR | 021441100 | USA | 08-May-12 | 12-Mar-12 | Annual | 19258 | Management | 2 | Elect Director T. Michael Nevens | For | For |
Altera Corporation | ALTR | 021441100 | USA | 08-May-12 | 12-Mar-12 | Annual | 19258 | Management | 3 | Elect Director Elisha W. Finney | For | For |
Altera Corporation | ALTR | 021441100 | USA | 08-May-12 | 12-Mar-12 | Annual | 19258 | Management | 4 | Elect Director Kevin McGarity | For | For |
Altera Corporation | ALTR | 021441100 | USA | 08-May-12 | 12-Mar-12 | Annual | 19258 | Management | 5 | Elect Director Krish A. Prabhu | For | For |
Altera Corporation | ALTR | 021441100 | USA | 08-May-12 | 12-Mar-12 | Annual | 19258 | Management | 6 | Elect Director John Shoemaker | For | For |
Altera Corporation | ALTR | 021441100 | USA | 08-May-12 | 12-Mar-12 | Annual | 19258 | Management | 7 | Elect Director Thomas H. Waechter | For | For |
Altera Corporation | ALTR | 021441100 | USA | 08-May-12 | 12-Mar-12 | Annual | 19258 | Management | 8 | Elect Director Susan Wang | For | For |
Altera Corporation | ALTR | 021441100 | USA | 08-May-12 | 12-Mar-12 | Annual | 19258 | Management | 9 | Amend Omnibus Stock Plan | For | For |
Altera Corporation | ALTR | 021441100 | USA | 08-May-12 | 12-Mar-12 | Annual | 19258 | Management | 10 | Amend Omnibus Stock Plan | For | For |
Altera Corporation | ALTR | 021441100 | USA | 08-May-12 | 12-Mar-12 | Annual | 19258 | Management | 11 | Amend Qualified Employee Stock Purchase Plan | For | For |
Altera Corporation | ALTR | 021441100 | USA | 08-May-12 | 12-Mar-12 | Annual | 19258 | Management | 12 | Provide Right to Act by Written Consent | For | For |
Altera Corporation | ALTR | 021441100 | USA | 08-May-12 | 12-Mar-12 | Annual | 19258 | Management | 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Altera Corporation | ALTR | 021441100 | USA | 08-May-12 | 12-Mar-12 | Annual | 19258 | Management | 14 | Ratify Auditors | For | For |
Angie's List, Inc. | ANGI | 034754101 | USA | 08-May-12 | 13-Mar-12 | Annual | 26084 | Management | 1.1 | Elect Director William S. Oesterle | For | For |
Angie's List, Inc. | ANGI | 034754101 | USA | 08-May-12 | 13-Mar-12 | Annual | 26084 | Management | 1.2 | Elect Director John H. Chuang | For | Withhold |
Angie's List, Inc. | ANGI | 034754101 | USA | 08-May-12 | 13-Mar-12 | Annual | 26084 | Management | 1.3 | Elect Director Roger H. Lee | For | Withhold |
Angie's List, Inc. | ANGI | 034754101 | USA | 08-May-12 | 13-Mar-12 | Annual | 26084 | Management | 2 | Ratify Auditors | For | For |
Angie's List, Inc. | ANGI | 034754101 | USA | 08-May-12 | 13-Mar-12 | Annual | 26084 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Angie's List, Inc. | ANGI | 034754101 | USA | 08-May-12 | 13-Mar-12 | Annual | 26084 | Management | 4 | Advisory Vote on Say on Pay Frequency | One Year | Three Years |
Angie's List, Inc. | ANGI | 034754101 | USA | 08-May-12 | 13-Mar-12 | Annual | 26084 | Management | 5 | Amend Omnibus Stock Plan | For | For |
Mellanox Technologies Ltd. | MLNX | M51363113 | Israel | 14-May-12 | 16-Apr-12 | Annual | 12604 | Management | 1 | Elect Eyal Waldman as Director | For | For |
Mellanox Technologies Ltd. | MLNX | M51363113 | Israel | 14-May-12 | 16-Apr-12 | Annual | 12604 | Management | 2 | Elect Dov Baharav as Director | For | For |
Mellanox Technologies Ltd. | MLNX | M51363113 | Israel | 14-May-12 | 16-Apr-12 | Annual | 12604 | Management | 3 | Elect Glenda Dorchak as Director | For | For |
Mellanox Technologies Ltd. | MLNX | M51363113 | Israel | 14-May-12 | 16-Apr-12 | Annual | 12604 | Management | 4 | Elect Irwin Federman as Director | For | For |
Mellanox Technologies Ltd. | MLNX | M51363113 | Israel | 14-May-12 | 16-Apr-12 | Annual | 12604 | Management | 5 | Elect Thomas Weatherford as Director | For | For |
Mellanox Technologies Ltd. | MLNX | M51363113 | Israel | 14-May-12 | 16-Apr-12 | Annual | 12604 | Management | 6 | Approve Bonus/Compensation/Remuneration of Eyal Waldman | For | For |
Mellanox Technologies Ltd. | MLNX | M51363113 | Israel | 14-May-12 | 16-Apr-12 | Annual | 12604 | Management | 7 | Approve Restricted Stock Units to Eyal Waldman | For | For |
Mellanox Technologies Ltd. | MLNX | M51363113 | Israel | 14-May-12 | 16-Apr-12 | Annual | 12604 | Management | 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Mellanox Technologies Ltd. | MLNX | M51363113 | Israel | 14-May-12 | 16-Apr-12 | Annual | 12604 | Management | 9 | Approve Qualified Employee Stock Purchase Plan | For | For |
Mellanox Technologies Ltd. | MLNX | M51363113 | Israel | 14-May-12 | 16-Apr-12 | Annual | 12604 | Management | 10 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For |
Broadcom Corporation | BRCM | 111320107 | USA | 15-May-12 | 19-Mar-12 | Annual | 9846 | Management | 1.1 | Elect Director Robert J. Finocchio, Jr. | For | For |
Broadcom Corporation | BRCM | 111320107 | USA | 15-May-12 | 19-Mar-12 | Annual | 9846 | Management | 1.2 | Elect Director Nancy H. Handel | For | For |
Broadcom Corporation | BRCM | 111320107 | USA | 15-May-12 | 19-Mar-12 | Annual | 9846 | Management | 1.3 | Elect Director Eddy W. Hartenstein | For | For |
Broadcom Corporation | BRCM | 111320107 | USA | 15-May-12 | 19-Mar-12 | Annual | 9846 | Management | 1.4 | Elect Director Maria Klawe | For | Withhold |
Broadcom Corporation | BRCM | 111320107 | USA | 15-May-12 | 19-Mar-12 | Annual | 9846 | Management | 1.5 | Elect Director John E. Major | For | Withhold |
Broadcom Corporation | BRCM | 111320107 | USA | 15-May-12 | 19-Mar-12 | Annual | 9846 | Management | 1.6 | Elect Director Scott A. McGregor | For | For |
Broadcom Corporation | BRCM | 111320107 | USA | 15-May-12 | 19-Mar-12 | Annual | 9846 | Management | 1.7 | Elect Director William T. Morrow | For | For |
Broadcom Corporation | BRCM | 111320107 | USA | 15-May-12 | 19-Mar-12 | Annual | 9846 | Management | 1.8 | Elect Director Henry Samueli | For | For |
Broadcom Corporation | BRCM | 111320107 | USA | 15-May-12 | 19-Mar-12 | Annual | 9846 | Management | 1.9 | Elect Director Robert E. Switz | For | Withhold |
Broadcom Corporation | BRCM | 111320107 | USA | 15-May-12 | 19-Mar-12 | Annual | 9846 | Management | 2 | Amend Qualified Employee Stock Purchase Plan | For | For |
Broadcom Corporation | BRCM | 111320107 | USA | 15-May-12 | 19-Mar-12 | Annual | 9846 | Management | 3 | Approve Omnibus Stock Plan | For | Against |
Broadcom Corporation | BRCM | 111320107 | USA | 15-May-12 | 19-Mar-12 | Annual | 9846 | Management | 4 | Ratify Auditors | For | For |
Verisk Analytics, Inc. | VRSK | 92345Y106 | USA | 16-May-12 | 19-Mar-12 | Annual | 19380 | Management | 1.1 | Elect Director J. Hyatt Brown | For | For |
Verisk Analytics, Inc. | VRSK | 92345Y106 | USA | 16-May-12 | 19-Mar-12 | Annual | 19380 | Management | 1.2 | Elect Director Glen A. Dell | For | For |
Verisk Analytics, Inc. | VRSK | 92345Y106 | USA | 16-May-12 | 19-Mar-12 | Annual | 19380 | Management | 1.3 | Elect Director Samuel G. Liss | For | Withhold |
Verisk Analytics, Inc. | VRSK | 92345Y106 | USA | 16-May-12 | 19-Mar-12 | Annual | 19380 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Verisk Analytics, Inc. | VRSK | 92345Y106 | USA | 16-May-12 | 19-Mar-12 | Annual | 19380 | Management | 3 | Approve Qualified Employee Stock Purchase Plan | For | For |
Verisk Analytics, Inc. | VRSK | 92345Y106 | USA | 16-May-12 | 19-Mar-12 | Annual | 19380 | Management | 4 | Ratify Auditors | For | For |
Intel Corporation | INTC | 458140100 | USA | 17-May-12 | 19-Mar-12 | Annual | 32650 | Management | 1 | Elect Director Charlene Barshefsky | For | For |
Intel Corporation | INTC | 458140100 | USA | 17-May-12 | 19-Mar-12 | Annual | 32650 | Management | 2 | Elect Director Andy D. Bryant | For | For |
Intel Corporation | INTC | 458140100 | USA | 17-May-12 | 19-Mar-12 | Annual | 32650 | Management | 3 | Elect Director Susan L. Decker | For | For |
Intel Corporation | INTC | 458140100 | USA | 17-May-12 | 19-Mar-12 | Annual | 32650 | Management | 4 | Elect Director John J. Donahoe | For | Against |
Intel Corporation | INTC | 458140100 | USA | 17-May-12 | 19-Mar-12 | Annual | 32650 | Management | 5 | Elect Director Reed E. Hundt | For | For |
Intel Corporation | INTC | 458140100 | USA | 17-May-12 | 19-Mar-12 | Annual | 32650 | Management | 6 | Elect Director Paul S. Otellini | For | For |
Intel Corporation | INTC | 458140100 | USA | 17-May-12 | 19-Mar-12 | Annual | 32650 | Management | 7 | Elect Director James D. Plummer | For | For |
Intel Corporation | INTC | 458140100 | USA | 17-May-12 | 19-Mar-12 | Annual | 32650 | Management | 8 | Elect Director David S. Pottruck | For | For |
Intel Corporation | INTC | 458140100 | USA | 17-May-12 | 19-Mar-12 | Annual | 32650 | Management | 9 | Elect Director Frank D. Yeary | For | For |
Intel Corporation | INTC | 458140100 | USA | 17-May-12 | 19-Mar-12 | Annual | 32650 | Management | 10 | Elect Director David B. Yoffie | For | Against |
Intel Corporation | INTC | 458140100 | USA | 17-May-12 | 19-Mar-12 | Annual | 32650 | Management | 11 | Ratify Auditors | For | For |
Intel Corporation | INTC | 458140100 | USA | 17-May-12 | 19-Mar-12 | Annual | 32650 | Management | 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Intel Corporation | INTC | 458140100 | USA | 17-May-12 | 19-Mar-12 | Annual | 32650 | Share Holder | 13 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Against | Against |
Cerner Corporation | CERN | 156782104 | USA | 18-May-12 | 30-Mar-12 | Annual | 3534 | Management | 1 | Elect Director Clifford W. Illig | For | For |
Cerner Corporation | CERN | 156782104 | USA | 18-May-12 | 30-Mar-12 | Annual | 3534 | Management | 2 | Elect Director William B. Neaves | For | For |
Cerner Corporation | CERN | 156782104 | USA | 18-May-12 | 30-Mar-12 | Annual | 3534 | Management | 3 | Ratify Auditors | For | For |
Cerner Corporation | CERN | 156782104 | USA | 18-May-12 | 30-Mar-12 | Annual | 3534 | Management | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Cerner Corporation | CERN | 156782104 | USA | 18-May-12 | 30-Mar-12 | Annual | 3534 | Share Holder | 5 | Declassify the Board of Directors | Against | For |
Jive Software, Inc. | JIVE | 47760A108 | USA | 23-May-12 | 26-Mar-12 | Annual | 1271 | Management | 1.1 | Elect Director Jonathan G. Heiliger | For | Withhold |
Jive Software, Inc. | JIVE | 47760A108 | USA | 23-May-12 | 26-Mar-12 | Annual | 1271 | Management | 1.2 | Elect Director Sundar Pichai | For | Withhold |
Jive Software, Inc. | JIVE | 47760A108 | USA | 23-May-12 | 26-Mar-12 | Annual | 1271 | Management | 1.3 | Elect Director Matthew A. Tucker | For | For |
Jive Software, Inc. | JIVE | 47760A108 | USA | 23-May-12 | 26-Mar-12 | Annual | 1271 | Management | 2 | Ratify Auditors | For | For |
Jive Software, Inc. | JIVE | 47760A108 | USA | 23-May-12 | 26-Mar-12 | Annual | 1271 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Jive Software, Inc. | JIVE | 47760A108 | USA | 23-May-12 | 26-Mar-12 | Annual | 1271 | Management | 4 | Advisory Vote on Say on Pay Frequency | One Year | Three Years |
Crown Castle International Corp. | CCI | 228227104 | USA | 24-May-12 | 26-Mar-12 | Annual | 9363 | Management | 1.1 | Elect Director Cindy Christy | For | For |
Crown Castle International Corp. | CCI | 228227104 | USA | 24-May-12 | 26-Mar-12 | Annual | 9363 | Management | 1.2 | Elect Director Ari Q. Fitzgerald | For | For |
Crown Castle International Corp. | CCI | 228227104 | USA | 24-May-12 | 26-Mar-12 | Annual | 9363 | Management | 1.3 | Elect Director Robert E. Garrison, II | For | For |
Crown Castle International Corp. | CCI | 228227104 | USA | 24-May-12 | 26-Mar-12 | Annual | 9363 | Management | 1.4 | Elect Director John P. Kelly | For | For |
Crown Castle International Corp. | CCI | 228227104 | USA | 24-May-12 | 26-Mar-12 | Annual | 9363 | Management | 2 | Ratify Auditors | For | For |
Crown Castle International Corp. | CCI | 228227104 | USA | 24-May-12 | 26-Mar-12 | Annual | 9363 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
VMware, Inc. | VMW | 928563402 | USA | 31-May-12 | 05-Apr-12 | Annual | 10552 | Management | 1 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
VMware, Inc. | VMW | 928563402 | USA | 31-May-12 | 05-Apr-12 | Annual | 10552 | Management | 2 | Ratify Auditors | For | For |
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION | CTSH | 192446102 | USA | 05-Jun-12 | 09-Apr-12 | Annual | 14649 | Management | 1 | Elect Director Francisco D'Souza | For | For |
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION | CTSH | 192446102 | USA | 05-Jun-12 | 09-Apr-12 | Annual | 14649 | Management | 2 | Elect Director John N. Fox, Jr. | For | For |
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION | CTSH | 192446102 | USA | 05-Jun-12 | 09-Apr-12 | Annual | 14649 | Management | 3 | Elect Director Thomas M. Wendel | For | For |
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION | CTSH | 192446102 | USA | 05-Jun-12 | 09-Apr-12 | Annual | 14649 | Management | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION | CTSH | 192446102 | USA | 05-Jun-12 | 09-Apr-12 | Annual | 14649 | Management | 5 | Provide Right to Call Special Meeting | For | For |
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION | CTSH | 192446102 | USA | 05-Jun-12 | 09-Apr-12 | Annual | 14649 | Management | 6 | Ratify Auditors | For | For |
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION | CTSH | 192446102 | USA | 05-Jun-12 | 09-Apr-12 | Annual | 14649 | Share Holder | 7 | Declassify the Board of Directors | Against | For |
OpenTable, Inc. | OPEN | 68372A104 | USA | 07-Jun-12 | 13-Apr-12 | Annual | 10085 | Management | 1.1 | Elect Director A. George 'Skip' Battle | For | For |
OpenTable, Inc. | OPEN | 68372A104 | USA | 07-Jun-12 | 13-Apr-12 | Annual | 10085 | Management | 1.2 | Elect Director Paul Pressler | For | For |
OpenTable, Inc. | OPEN | 68372A104 | USA | 07-Jun-12 | 13-Apr-12 | Annual | 10085 | Management | 2 | Ratify Auditors | For | For |
OpenTable, Inc. | OPEN | 68372A104 | USA | 07-Jun-12 | 13-Apr-12 | Annual | 10085 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
priceline.com Incorporated | PCLN | 741503403 | USA | 07-Jun-12 | 12-Apr-12 | Annual | 817 | Management | 1.1 | Elect Director Jeffery H. Boyd | For | For |
priceline.com Incorporated | PCLN | 741503403 | USA | 07-Jun-12 | 12-Apr-12 | Annual | 817 | Management | 1.2 | Elect Director Ralph M. Bahna | For | For |
priceline.com Incorporated | PCLN | 741503403 | USA | 07-Jun-12 | 12-Apr-12 | Annual | 817 | Management | 1.3 | Elect Director Howard W. Barker, Jr. | For | For |
priceline.com Incorporated | PCLN | 741503403 | USA | 07-Jun-12 | 12-Apr-12 | Annual | 817 | Management | 1.4 | Elect Director Jan L. Docter | For | For |
priceline.com Incorporated | PCLN | 741503403 | USA | 07-Jun-12 | 12-Apr-12 | Annual | 817 | Management | 1.5 | Elect Director Jeffrey E. Epstein | For | For |
priceline.com Incorporated | PCLN | 741503403 | USA | 07-Jun-12 | 12-Apr-12 | Annual | 817 | Management | 1.6 | Elect Director James M. Guyette | For | For |
priceline.com Incorporated | PCLN | 741503403 | USA | 07-Jun-12 | 12-Apr-12 | Annual | 817 | Management | 1.7 | Elect Director Nancy B. Peretsman | For | For |
priceline.com Incorporated | PCLN | 741503403 | USA | 07-Jun-12 | 12-Apr-12 | Annual | 817 | Management | 1.8 | Elect Director Craig W. Rydin | For | For |
priceline.com Incorporated | PCLN | 741503403 | USA | 07-Jun-12 | 12-Apr-12 | Annual | 817 | Management | 2 | Ratify Auditors | For | For |
priceline.com Incorporated | PCLN | 741503403 | USA | 07-Jun-12 | 12-Apr-12 | Annual | 817 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
priceline.com Incorporated | PCLN | 741503403 | USA | 07-Jun-12 | 12-Apr-12 | Annual | 817 | Share Holder | 4 | Provide Right to Act by Written Consent | Against | For |
SanDisk Corporartion | SNDK | 80004C101 | USA | 12-Jun-12 | 18-Apr-12 | Annual | 12159 | Management | 1 | Elect Director Michael E. Marks | For | For |
SanDisk Corporartion | SNDK | 80004C101 | USA | 12-Jun-12 | 18-Apr-12 | Annual | 12159 | Management | 2 | Elect Director Kevin DeNuccio | For | For |
SanDisk Corporartion | SNDK | 80004C101 | USA | 12-Jun-12 | 18-Apr-12 | Annual | 12159 | Management | 3 | Elect Director Irwin Federman | For | For |
SanDisk Corporartion | SNDK | 80004C101 | USA | 12-Jun-12 | 18-Apr-12 | Annual | 12159 | Management | 4 | Elect Director Steven J. Gomo | For | For |
SanDisk Corporartion | SNDK | 80004C101 | USA | 12-Jun-12 | 18-Apr-12 | Annual | 12159 | Management | 5 | Elect Director Eddy W. Hartenstein | For | For |
SanDisk Corporartion | SNDK | 80004C101 | USA | 12-Jun-12 | 18-Apr-12 | Annual | 12159 | Management | 6 | Elect Director Chenming Hu | For | For |
SanDisk Corporartion | SNDK | 80004C101 | USA | 12-Jun-12 | 18-Apr-12 | Annual | 12159 | Management | 7 | Elect Director Catherine P. Lego | For | For |
SanDisk Corporartion | SNDK | 80004C101 | USA | 12-Jun-12 | 18-Apr-12 | Annual | 12159 | Management | 8 | Elect Director Sanjay Mehrotra | For | For |
SanDisk Corporartion | SNDK | 80004C101 | USA | 12-Jun-12 | 18-Apr-12 | Annual | 12159 | Management | 9 | Ratify Auditors | For | For |
SanDisk Corporartion | SNDK | 80004C101 | USA | 12-Jun-12 | 18-Apr-12 | Annual | 12159 | Management | 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
LinkedIn Corporation | LNKD | 53578A108 | USA | 14-Jun-12 | 20-Apr-12 | Annual | 9113 | Management | 1.1 | Elect Director Leslie Kilgore | For | Withhold |
LinkedIn Corporation | LNKD | 53578A108 | USA | 14-Jun-12 | 20-Apr-12 | Annual | 9113 | Management | 1.2 | Elect Director Jeffrey Weiner | For | For |
LinkedIn Corporation | LNKD | 53578A108 | USA | 14-Jun-12 | 20-Apr-12 | Annual | 9113 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
LinkedIn Corporation | LNKD | 53578A108 | USA | 14-Jun-12 | 20-Apr-12 | Annual | 9113 | Management | 3 | Advisory Vote on Say on Pay Frequency | Three Years | Three Years |
LinkedIn Corporation | LNKD | 53578A108 | USA | 14-Jun-12 | 20-Apr-12 | Annual | 9113 | Management | 4 | Ratify Auditors | For | For |
MercadoLibre, Inc. | MELI | 58733R102 | USA | 14-Jun-12 | 20-Apr-12 | Annual | 2445 | Management | 1.1 | Elect Director Martin de los Santos | For | For |
MercadoLibre, Inc. | MELI | 58733R102 | USA | 14-Jun-12 | 20-Apr-12 | Annual | 2445 | Management | 1.2 | Elect Director Nicolas Galperin | For | Withhold |
MercadoLibre, Inc. | MELI | 58733R102 | USA | 14-Jun-12 | 20-Apr-12 | Annual | 2445 | Management | 1.3 | Elect Director Susan Segal | For | For |
MercadoLibre, Inc. | MELI | 58733R102 | USA | 14-Jun-12 | 20-Apr-12 | Annual | 2445 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
MercadoLibre, Inc. | MELI | 58733R102 | USA | 14-Jun-12 | 20-Apr-12 | Annual | 2445 | Management | 3 | Ratify Auditors | For | For |
American Tower Corporation | AMT | 03027X100 | USA | 19-Jun-12 | 20-Apr-12 | Annual | 10813 | Management | 1 | Elect Director Raymond P. Dolan | For | For |
American Tower Corporation | AMT | 03027X100 | USA | 19-Jun-12 | 20-Apr-12 | Annual | 10813 | Management | 2 | Elect Director Ronald M. Dykes | For | For |
American Tower Corporation | AMT | 03027X100 | USA | 19-Jun-12 | 20-Apr-12 | Annual | 10813 | Management | 3 | Elect Director Carolyn F. Katz | For | For |
American Tower Corporation | AMT | 03027X100 | USA | 19-Jun-12 | 20-Apr-12 | Annual | 10813 | Management | 4 | Elect Director Gustavo Lara Cantu | For | For |
American Tower Corporation | AMT | 03027X100 | USA | 19-Jun-12 | 20-Apr-12 | Annual | 10813 | Management | 5 | Elect Director Joann A. Reed | For | For |
American Tower Corporation | AMT | 03027X100 | USA | 19-Jun-12 | 20-Apr-12 | Annual | 10813 | Management | 6 | Elect Director Pamela D.A. Reeve | For | For |
American Tower Corporation | AMT | 03027X100 | USA | 19-Jun-12 | 20-Apr-12 | Annual | 10813 | Management | 7 | Elect Director David E. Sharbutt | For | For |
American Tower Corporation | AMT | 03027X100 | USA | 19-Jun-12 | 20-Apr-12 | Annual | 10813 | Management | 8 | Elect Director James D. Taiclet, Jr. | For | For |
American Tower Corporation | AMT | 03027X100 | USA | 19-Jun-12 | 20-Apr-12 | Annual | 10813 | Management | 9 | Elect Director Samme L. Thompson | For | For |
American Tower Corporation | AMT | 03027X100 | USA | 19-Jun-12 | 20-Apr-12 | Annual | 10813 | Management | 10 | Ratify Auditors | For | For |
American Tower Corporation | AMT | 03027X100 | USA | 19-Jun-12 | 20-Apr-12 | Annual | 10813 | Management | 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
American Tower Corporation | AMT | 03027X100 | USA | 19-Jun-12 | 20-Apr-12 | Annual | 10813 | Share Holder | 12 | Stock Retention/Holding Period | Against | Against |
| | | | | | | | | |
Registrant: Saratoga Advantage Trust - Technology & Communications Portfolio Item 1, Exhibit A2 |
Investment Company Act file number: 811-08542 |
Reporting Period: July 1, 2011 through June 30, 2012 |
| | | | | | | | | |
ITEM 1- PROXY VOTING RECORD |
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type (by issuer or shareholder) | (g) Voted | (h) How was vote cast (for or against proposal, or abstain; for or withhold regarding election of directors) | (i) Was Vote For or Against Management |
1 | Symantec Corporation | SYMC | 871503108 | 10/25/2011 | Elect Director Stephen M. Bennett | Management | Y | For | For |
2 | Symantec Corporation | SYMC | 871503108 | 10/25/2011 | Elect Director Michael A. Brown | Management | Y | For | For |
3 | Symantec Corporation | SYMC | 871503108 | 10/25/2011 | Elect Director Frank E. Dangeard | Management | Y | For | For |
4 | Symantec Corporation | SYMC | 871503108 | 10/25/2011 | Elect Director Geraldine B. Laybourne | Management | Y | For | For |
5 | Symantec Corporation | SYMC | 871503108 | 10/25/2011 | Elect Director David L. Mahoney | Management | Y | For | For |
6 | Symantec Corporation | SYMC | 871503108 | 10/25/2011 | Elect Director Robert S. Miller | Management | Y | For | For |
7 | Symantec Corporation | SYMC | 871503108 | 10/25/2011 | Elect Director Enrique Salem | Management | Y | For | For |
8 | Symantec Corporation | SYMC | 871503108 | 10/25/2011 | Elect Director Daniel H. Schulman | Management | Y | For | For |
9 | Symantec Corporation | SYMC | 871503108 | 10/25/2011 | Elect Director V. Paul Unruh | Management | Y | For | For |
10 | Symantec Corporation | SYMC | 871503108 | 10/25/2011 | Ratify Auditors | Management | Y | For | For |
11 | Symantec Corporation | SYMC | 871503108 | 10/25/2011 | Amend Outside Director Stock Awards/Options in Lieu of Cash | Management | Y | For | For |
12 | Symantec Corporation | SYMC | 871503108 | 10/25/2011 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Y | For | For |
13 | Symantec Corporation | SYMC | 871503108 | 10/25/2011 | Advisory Vote on Say on Pay Frequency | Management | Y | One Year | For |
14 | Symantec Corporation | SYMC | 871503108 | 10/25/2011 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Share Holder | Y | For | Against |
15 | KLA-Tencor Corporation | KLAC | 482480100 | 11/3/2011 | Elect Director Robert M. Calderoni | Management | Y | For | For |
16 | KLA-Tencor Corporation | KLAC | 482480100 | 11/3/2011 | Elect Director John T. Dickson | Management | Y | For | For |
17 | KLA-Tencor Corporation | KLAC | 482480100 | 11/3/2011 | Elect Director Kevin J. Kennedy | Management | Y | For | For |
18 | KLA-Tencor Corporation | KLAC | 482480100 | 11/3/2011 | Ratify Auditors | Management | Y | For | For |
19 | KLA-Tencor Corporation | KLAC | 482480100 | 11/3/2011 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Y | For | For |
20 | KLA-Tencor Corporation | KLAC | 482480100 | 11/3/2011 | Advisory Vote on Say on Pay Frequency | Management | Y | One Year | One Year |
21 | Western Digital Corporation | WDC | 958102105 | 11/10/2011 | Elect Director Kathleen A. Cote | Management | Y | For | For |
22 | Western Digital Corporation | WDC | 958102105 | 11/10/2011 | Elect Director John F. Coyne | Management | Y | For | For |
23 | Western Digital Corporation | WDC | 958102105 | 11/10/2011 | Elect Director Henry T. DeNero | Management | Y | For | For |
24 | Western Digital Corporation | WDC | 958102105 | 11/10/2011 | Elect Director William L. Kimsey | Management | Y | For | For |
25 | Western Digital Corporation | WDC | 958102105 | 11/10/2011 | Elect Director Michael D. Lambert | Management | Y | For | For |
26 | Western Digital Corporation | WDC | 958102105 | 11/10/2011 | Elect Director Len J. Lauer | Management | Y | For | For |
27 | Western Digital Corporation | WDC | 958102105 | 11/10/2011 | Elect Director Matthew E. Massengill | Management | Y | For | For |
28 | Western Digital Corporation | WDC | 958102105 | 11/10/2011 | Elect Director Roger H. Moore | Management | Y | For | For |
29 | Western Digital Corporation | WDC | 958102105 | 11/10/2011 | Elect Director Thomas E. Pardun | Management | Y | For | For |
30 | Western Digital Corporation | WDC | 958102105 | 11/10/2011 | Elect Director Arif Shakeel | Management | Y | For | For |
31 | Western Digital Corporation | WDC | 958102105 | 11/10/2011 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Y | For | For |
32 | Western Digital Corporation | WDC | 958102105 | 11/10/2011 | Advisory Vote on Say on Pay Frequency | Management | Y | One Year | For |
33 | Western Digital Corporation | WDC | 958102105 | 11/10/2011 | Ratify Auditors | Management | Y | For | For |
34 | Cisco Systems, Inc. | CSCO | 17275R102 | 12/7/2011 | Elect Director Carol A. Bartz | Management | Y | For | For |
35 | Cisco Systems, Inc. | CSCO | 17275R102 | 12/7/2011 | Elect Director M. Michele Burns | Management | Y | For | For |
36 | Cisco Systems, Inc. | CSCO | 17275R102 | 12/7/2011 | Elect Director Michael D. Capellas | Management | Y | For | For |
37 | Cisco Systems, Inc. | CSCO | 17275R102 | 12/7/2011 | Elect Director Larry R. Carter | Management | Y | For | For |
38 | Cisco Systems, Inc. | CSCO | 17275R102 | 12/7/2011 | Elect Director John T. Chambers | Management | Y | For | For |
39 | Cisco Systems, Inc. | CSCO | 17275R102 | 12/7/2011 | Elect Director Brian L. Halla | Management | Y | For | For |
40 | Cisco Systems, Inc. | CSCO | 17275R102 | 12/7/2011 | Elect Director John L. Hennessy | Management | Y | For | For |
41 | Cisco Systems, Inc. | CSCO | 17275R102 | 12/7/2011 | Elect Director Richard M. Kovacevich | Management | Y | For | For |
42 | Cisco Systems, Inc. | CSCO | 17275R102 | 12/7/2011 | Elect Director Roderick C. McGeary | Management | Y | For | For |
43 | Cisco Systems, Inc. | CSCO | 17275R102 | 12/7/2011 | Elect Director Arun Sarin | Management | Y | For | For |
44 | Cisco Systems, Inc. | CSCO | 17275R102 | 12/7/2011 | Elect Director Steven M. West | Management | Y | For | For |
45 | Cisco Systems, Inc. | CSCO | 17275R102 | 12/7/2011 | Elect Director Jerry Yang | Management | Y | For | For |
46 | Cisco Systems, Inc. | CSCO | 17275R102 | 12/7/2011 | Amend Omnibus Stock Plan | Management | Y | For | For |
47 | Cisco Systems, Inc. | CSCO | 17275R102 | 12/7/2011 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Y | For | For |
48 | Cisco Systems, Inc. | CSCO | 17275R102 | 12/7/2011 | Advisory Vote on Say on Pay Frequency | Management | Y | One Year | For |
49 | Cisco Systems, Inc. | CSCO | 17275R102 | 12/7/2011 | Ratify Auditors | Management | Y | For | For |
50 | Cisco Systems, Inc. | CSCO | 17275R102 | 12/7/2011 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Share Holder | Y | Against | For |
51 | Cisco Systems, Inc. | CSCO | 17275R102 | 12/7/2011 | Report on Internet Fragmentation | Share Holder | Y | For | Against |
52 | Cisco Systems, Inc. | CSCO | 17275R102 | 12/7/2011 | Stock Retention/Holding Period | Share Holder | Y | For | Against |
53 | Accenture plc | CSA | G1151C101 | 2/9/2012 | Accept Financial Statements and Statutory Reports | Management | Y | For | For |
54 | Accenture plc | CSA | G1151C101 | 2/9/2012 | Reelect Dina Dublon as a Director | Management | Y | For | For |
55 | Accenture plc | CSA | G1151C101 | 2/9/2012 | Reelect William D. Green as a Director | Management | Y | For | For |
56 | Accenture plc | CSA | G1151C101 | 2/9/2012 | Reelect Nobuyuki Idei as a Director | Management | Y | For | For |
57 | Accenture plc | CSA | G1151C101 | 2/9/2012 | Reelect Marjorie Magner as a Director | Management | Y | For | For |
58 | Accenture plc | CSA | G1151C101 | 2/9/2012 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | Y | For | For |
59 | Accenture plc | CSA | G1151C101 | 2/9/2012 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Y | For | For |
60 | Accenture plc | CSA | G1151C101 | 2/9/2012 | Declassify the Board of Directors | Management | Y | For | For |
61 | Accenture plc | CSA | G1151C101 | 2/9/2012 | Authorize the Holding of the 2013 AGM at a Location Outside Ireland | Management | Y | For | For |
62 | Accenture plc | CSA | G1151C101 | 2/9/2012 | Authorize Open-Market Purchases of Class A Ordinary Shares | Management | Y | For | For |
63 | Accenture plc | CSA | G1151C101 | 2/9/2012 | Determine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock | Management | Y | For | For |
64 | Apple Inc. | AAPL | 037833100 | 2/23/2012 | Elect Director William V. Campbell | Management | Y | For | For |
65 | Apple Inc. | AAPL | 037833100 | 2/23/2012 | Elect Director Timothy D. Cook | Management | Y | For | For |
66 | Apple Inc. | AAPL | 037833100 | 2/23/2012 | Elect Director Millard S. Drexler | Management | Y | For | For |
67 | Apple Inc. | AAPL | 037833100 | 2/23/2012 | Elect Director Al Gore | Management | Y | For | For |
68 | Apple Inc. | AAPL | 037833100 | 2/23/2012 | Elect Director Robert A. Iger | Management | Y | For | For |
69 | Apple Inc. | AAPL | 037833100 | 2/23/2012 | Elect Director Andrea Jung | Management | Y | For | For |
70 | Apple Inc. | AAPL | 037833100 | 2/23/2012 | Elect Director Arthur D. Levinson | Management | Y | For | For |
71 | Apple Inc. | AAPL | 037833100 | 2/23/2012 | Elect Director Ronald D. Sugar | Management | Y | For | For |
72 | Apple Inc. | AAPL | 037833100 | 2/23/2012 | Ratify Auditors | Management | Y | For | For |
73 | Apple Inc. | AAPL | 037833100 | 2/23/2012 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Y | For | For |
74 | Apple Inc. | AAPL | 037833100 | 2/23/2012 | Prepare Conflict of Interest Report | Share Holder | Y | Against | For |
75 | Apple Inc. | AAPL | 037833100 | 2/23/2012 | Advisory Vote to Ratify Directors' Compensation | Share Holder | Y | Against | For |
76 | Apple Inc. | AAPL | 037833100 | 2/23/2012 | Report on Political Contributions | Share Holder | Y | Against | For |
77 | Apple Inc. | AAPL | 037833100 | 2/23/2012 | Require a Majority Vote for the Election of Directors | Share Holder | Y | For | Against |
78 | Applied Materials, Inc. | AMAT | 038222105 | 3/6/2012 | Elect Director Aart J. de Geus | Management | Y | For | For |
79 | Applied Materials, Inc. | AMAT | 038222105 | 3/6/2012 | Elect Director Stephen R. Forrest | Management | Y | For | For |
80 | Applied Materials, Inc. | AMAT | 038222105 | 3/6/2012 | Elect Director Thomas J. Iannotti | Management | Y | For | For |
81 | Applied Materials, Inc. | AMAT | 038222105 | 3/6/2012 | Elect Director Susan M. James | Management | Y | For | For |
82 | Applied Materials, Inc. | AMAT | 038222105 | 3/6/2012 | Elect Director Alexander A. Karsner | Management | Y | For | For |
83 | Applied Materials, Inc. | AMAT | 038222105 | 3/6/2012 | Elect Director Gerhard H. Parker | Management | Y | For | For |
84 | Applied Materials, Inc. | AMAT | 038222105 | 3/6/2012 | Elect Director Dennis D. Powell | Management | Y | For | For |
85 | Applied Materials, Inc. | AMAT | 038222105 | 3/6/2012 | Elect Director Willem P. Roelandts | Management | Y | For | For |
86 | Applied Materials, Inc. | AMAT | 038222105 | 3/6/2012 | Elect Director James E. Rogers | Management | Y | For | For |
87 | Applied Materials, Inc. | AMAT | 038222105 | 3/6/2012 | Elect Director Michael R. Splinter | Management | Y | For | For |
88 | Applied Materials, Inc. | AMAT | 038222105 | 3/6/2012 | Elect Director Robert H. Swan | Management | Y | For | For |
89 | Applied Materials, Inc. | AMAT | 038222105 | 3/6/2012 | Amend Omnibus Stock Plan | Management | Y | For | For |
90 | Applied Materials, Inc. | AMAT | 038222105 | 3/6/2012 | Amend Executive Incentive Bonus Plan | Management | Y | For | For |
91 | Applied Materials, Inc. | AMAT | 038222105 | 3/6/2012 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Y | For | For |
92 | Applied Materials, Inc. | AMAT | 038222105 | 3/6/2012 | Ratify Auditors | Management | Y | For | For |
93 | QUALCOMM Incorporated | QCOM | 747525103 | 3/6/2012 | Elect Director Barbara T. Alexander | Management | Y | For | For |
94 | QUALCOMM Incorporated | QCOM | 747525103 | 3/6/2012 | Elect Director Stephen M. Bennett | Management | Y | For | For |
95 | QUALCOMM Incorporated | QCOM | 747525103 | 3/6/2012 | Elect Director Donald G. Cruickshank | Management | Y | For | For |
96 | QUALCOMM Incorporated | QCOM | 747525103 | 3/6/2012 | Elect Director Raymond V. Dittamore | Management | Y | For | For |
97 | QUALCOMM Incorporated | QCOM | 747525103 | 3/6/2012 | Elect Director Thomas W. Horton | Management | Y | For | For |
98 | QUALCOMM Incorporated | QCOM | 747525103 | 3/6/2012 | Elect Director Paul E. Jacobs | Management | Y | For | For |
99 | QUALCOMM Incorporated | QCOM | 747525103 | 3/6/2012 | Elect Director Robert E. Kahn | Management | Y | For | For |
100 | QUALCOMM Incorporated | QCOM | 747525103 | 3/6/2012 | Elect Director Sherry Lansing | Management | Y | For | For |
101 | QUALCOMM Incorporated | QCOM | 747525103 | 3/6/2012 | Elect Director Duane A. Nelles | Management | Y | For | For |
102 | QUALCOMM Incorporated | QCOM | 747525103 | 3/6/2012 | Elect Director Francisco Ros | Management | Y | For | For |
103 | QUALCOMM Incorporated | QCOM | 747525103 | 3/6/2012 | Elect Director Brent Scowcroft | Management | Y | For | For |
104 | QUALCOMM Incorporated | QCOM | 747525103 | 3/6/2012 | Elect Director Marc I. Stern | Management | Y | For | For |
105 | QUALCOMM Incorporated | QCOM | 747525103 | 3/6/2012 | Ratify Auditors | Management | Y | For | For |
106 | QUALCOMM Incorporated | QCOM | 747525103 | 3/6/2012 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Y | Against | Against |
107 | QUALCOMM Incorporated | QCOM | 747525103 | 3/6/2012 | Eliminate Provision Relating to Plurality Voting for the Election of Directors | Management | Y | For | For |
108 | salesforce.com, inc. | CRM | 79466L302 | 6/7/2012 | Elect Director Craig Ramsey | Management | Y | Against | Against |
109 | salesforce.com, inc. | CRM | 79466L302 | 6/7/2012 | Elect Director Sanford R. Robertson | Management | Y | Against | Against |
110 | salesforce.com, inc. | CRM | 79466L302 | 6/7/2012 | Elect Director Maynard Webb | Management | Y | Against | Against |
111 | salesforce.com, inc. | CRM | 79466L302 | 6/7/2012 | Ratify Auditors | Management | Y | For | For |
112 | salesforce.com, inc. | CRM | 79466L302 | 6/7/2012 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Y | For | For |
113 | salesforce.com, inc. | CRM | 79466L302 | 6/7/2012 | Declassify the Board of Directors | Share Holder | Y | For | Against |
114 | Illumina, Inc. | ILMN | 452327109 | 4/18/2012 | Elect Director A. Blaine Bowman | Management | Y | For | For |
115 | Illumina, Inc. | ILMN | 452327109 | 4/18/2012 | Elect Director Karin Eastham | Management | Y | For | For |
116 | Illumina, Inc. | ILMN | 452327109 | 4/18/2012 | Elect Director Jay T. Flatley | Management | Y | For | For |
117 | Illumina, Inc. | ILMN | 452327109 | 4/18/2012 | Elect Director William H. Rastetter | Management | Y | For | For |
118 | Illumina, Inc. | ILMN | 452327109 | 4/18/2012 | Ratify Auditors | Management | Y | For | For |
119 | Illumina, Inc. | ILMN | 452327109 | 4/18/2012 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Y | For | For |
120 | Illumina, Inc. | ILMN | 452327109 | 4/18/2012 | Change Size of Board of Directors from Nine to Eleven | Share Holder | Y | Against | For |
121 | Illumina, Inc. | ILMN | 452327109 | 4/18/2012 | Amend Bylaws to Authorize Only Stockholders to Fill Newly Created Directorships | Share Holder | Y | Against | For |
122 | Illumina, Inc. | ILMN | 452327109 | 4/18/2012 | Elect Shareholder Nominee Earl (Duke) Collier, Jr. | Share Holder | Y | Withhold | For |
123 | Illumina, Inc. | ILMN | 452327109 | 4/18/2012 | Elect Shareholder Nominee David Dodd | Share Holder | Y | Withhold | For |
124 | Illumina, Inc. | ILMN | 452327109 | 4/18/2012 | Repeal Any Bylaws Amendments Adopted after April 22, 2010 | Share Holder | Y | Against | For |
125 | Illumina, Inc. | ILMN | 452327109 | 4/18/2012 | Elect Director Bary Bailey | Share Holder | Y | For | For |
126 | Illumina, Inc. | ILMN | 452327109 | 4/18/2012 | Elect Director Dwight Crane | Share Holder | Y | For | For |
127 | Illumina, Inc. | ILMN | 452327109 | 4/18/2012 | Elect Director Michael Griffith | Share Holder | Y | For | For |
128 | Illumina, Inc. | ILMN | 452327109 | 4/18/2012 | Elect Director Jay Hunt | Share Holder | Y | For | For |
129 | Illumina, Inc. | ILMN | 452327109 | 4/18/2012 | Ratify Auditors | Management | Y | For | For |
130 | Illumina, Inc. | ILMN | 452327109 | 4/18/2012 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Y | For | For |
131 | Illumina, Inc. | ILMN | 452327109 | 4/18/2012 | Change Size of Board of Directors from Nine to Eleven | Share Holder | Y | For | For |
132 | Illumina, Inc. | ILMN | 452327109 | 4/18/2012 | Amend Bylaws to Authorize Only Stockholders to Fill Newly Created Directorships | Share Holder | Y | For | For |
133 | Illumina, Inc. | ILMN | 452327109 | 4/18/2012 | Elect Shareholder Nominee Earl (Duke) Collier, Jr. | Share Holder | Y | For | For |
134 | Illumina, Inc. | ILMN | 452327109 | 4/18/2012 | Elect Shareholder Nominee David Dodd | Share Holder | Y | For | For |
135 | Illumina, Inc. | ILMN | 452327109 | 4/18/2012 | Repeal Any Bylaws Amendments Adopted after April 22, 2010 | Share Holder | Y | For | For |
136 | International Business Machines Corporation | IBM | 459200101 | 4/24/2012 | Elect Director David N. Farr | Management | Y | For | For |
137 | International Business Machines Corporation | IBM | 459200101 | 4/24/2012 | Elect Director Shirley Ann Jackson | Management | Y | For | For |
138 | International Business Machines Corporation | IBM | 459200101 | 4/24/2012 | Elect Director Andrew N. Liveris | Management | Y | For | For |
139 | International Business Machines Corporation | IBM | 459200101 | 4/24/2012 | Elect Director W. James McNerney, Jr. | Management | Y | For | For |
140 | International Business Machines Corporation | IBM | 459200101 | 4/24/2012 | Elect Director James W. Owens | Management | Y | For | For |
141 | International Business Machines Corporation | IBM | 459200101 | 4/24/2012 | Elect Director Samuel J. Palmisano | Management | Y | For | For |
142 | International Business Machines Corporation | IBM | 459200101 | 4/24/2012 | Elect Director Virginia M. Rometty | Management | Y | For | For |
143 | International Business Machines Corporation | IBM | 459200101 | 4/24/2012 | Elect Director Joan E. Spero | Management | Y | For | For |
144 | International Business Machines Corporation | IBM | 459200101 | 4/24/2012 | Elect Director Sidney Taurel | Management | Y | For | For |
145 | International Business Machines Corporation | IBM | 459200101 | 4/24/2012 | Elect Director Lorenzo H. Zambrano | Management | Y | For | For |
146 | International Business Machines Corporation | IBM | 459200101 | 4/24/2012 | Ratify Auditors | Management | Y | For | For |
147 | International Business Machines Corporation | IBM | 459200101 | 4/24/2012 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Y | For | For |
148 | International Business Machines Corporation | IBM | 459200101 | 4/24/2012 | Provide for Cumulative Voting | Share Holder | Y | For | Against |
149 | International Business Machines Corporation | IBM | 459200101 | 4/24/2012 | Report on Political Contributions | Share Holder | Y | Against | For |
150 | International Business Machines Corporation | IBM | 459200101 | 4/24/2012 | Report on Lobbying Expenses | Share Holder | Y | Against | For |
151 | Lexmark International, Inc. | LXK | 529771107 | 4/26/2012 | Elect Director W. Roy Dunbar | Management | Y | For | For |
152 | Lexmark International, Inc. | LXK | 529771107 | 4/26/2012 | Elect Director Michael J. Maples | Management | Y | For | For |
153 | Lexmark International, Inc. | LXK | 529771107 | 4/26/2012 | Elect Director Stephen R. Hardis | Management | Y | For | For |
154 | Lexmark International, Inc. | LXK | 529771107 | 4/26/2012 | Elect Director William R. Fields | Management | Y | For | For |
155 | Lexmark International, Inc. | LXK | 529771107 | 4/26/2012 | Elect Director Robert Holland, Jr. | Management | Y | For | For |
156 | Lexmark International, Inc. | LXK | 529771107 | 4/26/2012 | Ratify Auditors | Management | Y | For | For |
157 | Lexmark International, Inc. | LXK | 529771107 | 4/26/2012 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Y | For | For |
158 | Lexmark International, Inc. | LXK | 529771107 | 4/26/2012 | Declassify the Board of Directors | Share Holder | Y | For | Against |
159 | Northrop Grumman Corporation | NOC | 666807102 | 5/16/2012 | Elect Director Wesley G. Bush | Management | Y | For | For |
160 | Northrop Grumman Corporation | NOC | 666807102 | 5/16/2012 | Elect Director Lewis W. Coleman | Management | Y | For | For |
161 | Northrop Grumman Corporation | NOC | 666807102 | 5/16/2012 | Elect Director Victor H. Fazio | Management | Y | For | For |
162 | Northrop Grumman Corporation | NOC | 666807102 | 5/16/2012 | Elect Director Donald E. Felsinger | Management | Y | For | For |
163 | Northrop Grumman Corporation | NOC | 666807102 | 5/16/2012 | Elect Director Stephen E. Frank | Management | Y | For | For |
164 | Northrop Grumman Corporation | NOC | 666807102 | 5/16/2012 | Elect Director Bruce S. Gordon | Management | Y | For | For |
165 | Northrop Grumman Corporation | NOC | 666807102 | 5/16/2012 | Elect Director Madeleine A. Kleiner | Management | Y | For | For |
166 | Northrop Grumman Corporation | NOC | 666807102 | 5/16/2012 | Elect Director Karl J. Krapek | Management | Y | For | For |
167 | Northrop Grumman Corporation | NOC | 666807102 | 5/16/2012 | Elect Director Richard B. Myers | Management | Y | For | For |
168 | Northrop Grumman Corporation | NOC | 666807102 | 5/16/2012 | Elect Director Aulana L. Peters | Management | Y | For | For |
169 | Northrop Grumman Corporation | NOC | 666807102 | 5/16/2012 | Elect Director Gary Roughead | Management | Y | For | For |
170 | Northrop Grumman Corporation | NOC | 666807102 | 5/16/2012 | Elect Director Thomas M. Schoewe | Management | Y | For | For |
171 | Northrop Grumman Corporation | NOC | 666807102 | 5/16/2012 | Elect Director Kevin W. Sharer | Management | Y | For | For |
172 | Northrop Grumman Corporation | NOC | 666807102 | 5/16/2012 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Y | For | For |
173 | Northrop Grumman Corporation | NOC | 666807102 | 5/16/2012 | Ratify Auditors | Management | Y | For | For |
174 | Northrop Grumman Corporation | NOC | 666807102 | 5/16/2012 | Amend Certificate of Incorporation of Titan II, Inc. | Management | Y | For | For |
175 | Northrop Grumman Corporation | NOC | 666807102 | 5/16/2012 | Provide Right to Act by Written Consent | Management | Y | For | For |
176 | Northrop Grumman Corporation | NOC | 666807102 | 5/16/2012 | Require Independent Board Chairman | Share Holder | Y | For | Against |
177 | Intel Corporation | INTC | 458140100 | 5/17/2012 | Elect Director Charlene Barshefsky | Management | Y | For | For |
178 | Intel Corporation | INTC | 458140100 | 5/17/2012 | Elect Director Andy D. Bryant | Management | Y | For | For |
179 | Intel Corporation | INTC | 458140100 | 5/17/2012 | Elect Director Susan L. Decker | Management | Y | For | For |
180 | Intel Corporation | INTC | 458140100 | 5/17/2012 | Elect Director John J. Donahoe | Management | Y | For | For |
181 | Intel Corporation | INTC | 458140100 | 5/17/2012 | Elect Director Reed E. Hundt | Management | Y | For | For |
182 | Intel Corporation | INTC | 458140100 | 5/17/2012 | Elect Director Paul S. Otellini | Management | Y | For | For |
183 | Intel Corporation | INTC | 458140100 | 5/17/2012 | Elect Director James D. Plummer | Management | Y | For | For |
184 | Intel Corporation | INTC | 458140100 | 5/17/2012 | Elect Director David S. Pottruck | Management | Y | For | For |
185 | Intel Corporation | INTC | 458140100 | 5/17/2012 | Elect Director Frank D. Yeary | Management | Y | For | For |
186 | Intel Corporation | INTC | 458140100 | 5/17/2012 | Elect Director David B. Yoffie | Management | Y | For | For |
187 | Intel Corporation | INTC | 458140100 | 5/17/2012 | Ratify Auditors | Management | Y | For | For |
188 | Intel Corporation | INTC | 458140100 | 5/17/2012 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Y | For | For |
189 | Intel Corporation | INTC | 458140100 | 5/17/2012 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Share Holder | Y | Against | For |
190 | Amazon.com, Inc. | AMZN | 023135106 | 5/24/2012 | Elect Director Jeffrey P. Bezos | Management | Y | For | For |
191 | Amazon.com, Inc. | AMZN | 023135106 | 5/24/2012 | Elect Director Tom A. Alberg | Management | Y | For | For |
192 | Amazon.com, Inc. | AMZN | 023135106 | 5/24/2012 | Elect Director John Seely Brown | Management | Y | For | For |
193 | Amazon.com, Inc. | AMZN | 023135106 | 5/24/2012 | Elect Director William B. Gordon | Management | Y | For | For |
194 | Amazon.com, Inc. | AMZN | 023135106 | 5/24/2012 | Elect Director Jamie S. Gorelick | Management | Y | For | For |
195 | Amazon.com, Inc. | AMZN | 023135106 | 5/24/2012 | Elect Director Blake G. Krikorian | Management | Y | For | For |
196 | Amazon.com, Inc. | AMZN | 023135106 | 5/24/2012 | Elect Director Alain Monie | Management | Y | For | For |
197 | Amazon.com, Inc. | AMZN | 023135106 | 5/24/2012 | Elect Director Jonathan J. Rubinstein | Management | Y | For | For |
198 | Amazon.com, Inc. | AMZN | 023135106 | 5/24/2012 | Elect Director Thomas O. Ryder | Management | Y | For | For |
199 | Amazon.com, Inc. | AMZN | 023135106 | 5/24/2012 | Elect Director Patricia Q. Stonesifer | Management | Y | For | For |
200 | Amazon.com, Inc. | AMZN | 023135106 | 5/24/2012 | Ratify Auditors | Management | Y | For | For |
201 | Amazon.com, Inc. | AMZN | 023135106 | 5/24/2012 | Amend Omnibus Stock Plan | Management | Y | For | For |
202 | Amazon.com, Inc. | AMZN | 023135106 | 5/24/2012 | Report on Climate Change | Share Holder | Y | Against | For |
203 | Amazon.com, Inc. | AMZN | 023135106 | 5/24/2012 | Report on Political Contributions | Share Holder | Y | For | Against |
204 | VMware, Inc. | VMW | 928563402 | 5/31/2012 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Y | For | For |
205 | VMware, Inc. | VMW | 928563402 | 5/31/2012 | Ratify Auditors | Management | Y | For | For |
206 | COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION | CTSH | 192446102 | 6/5/2012 | Elect Director Francisco D'Souza | Management | Y | For | For |
207 | COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION | CTSH | 192446102 | 6/5/2012 | Elect Director John N. Fox, Jr. | Management | Y | For | For |
208 | COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION | CTSH | 192446102 | 6/5/2012 | Elect Director Thomas M. Wendel | Management | Y | For | For |
209 | COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION | CTSH | 192446102 | 6/5/2012 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Y | For | For |
210 | COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION | CTSH | 192446102 | 6/5/2012 | Provide Right to Call Special Meeting | Management | Y | For | For |
211 | COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION | CTSH | 192446102 | 6/5/2012 | Ratify Auditors | Management | Y | For | For |
212 | COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION | CTSH | 192446102 | 6/5/2012 | Declassify the Board of Directors | Share Holder | Y | For | Against |
213 | Alliance Data Systems Corporation | ADS | 018581108 | 6/7/2012 | Elect Director Edward J. Heffernan | Management | Y | For | For |
214 | Alliance Data Systems Corporation | ADS | 018581108 | 6/7/2012 | Elect Director Robert A. Minicucci | Management | Y | For | For |
215 | Alliance Data Systems Corporation | ADS | 018581108 | 6/7/2012 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Y | For | For |
216 | Alliance Data Systems Corporation | ADS | 018581108 | 6/7/2012 | Ratify Auditors | Management | Y | For | For |
217 | Google Inc. | GOOG | 38259P508 | 6/21/2012 | Elect Director Larry Page | Management | Y | For | For |
218 | Google Inc. | GOOG | 38259P508 | 6/21/2012 | Elect Director Sergey Brin | Management | Y | For | For |
219 | Google Inc. | GOOG | 38259P508 | 6/21/2012 | Elect Director Eric E. Schmidt | Management | Y | For | For |
220 | Google Inc. | GOOG | 38259P508 | 6/21/2012 | Elect Director L. John Doerr | Management | Y | For | For |
221 | Google Inc. | GOOG | 38259P508 | 6/21/2012 | Elect Director Diane B. Greene | Management | Y | For | For |
222 | Google Inc. | GOOG | 38259P508 | 6/21/2012 | Elect Director John L. Hennessy | Management | Y | For | For |
223 | Google Inc. | GOOG | 38259P508 | 6/21/2012 | Elect Director Ann Mather | Management | Y | For | For |
224 | Google Inc. | GOOG | 38259P508 | 6/21/2012 | Elect Director Paul S. Otellini | Management | Y | For | For |
225 | Google Inc. | GOOG | 38259P508 | 6/21/2012 | Elect Director K. Ram Shriram | Management | Y | For | For |
226 | Google Inc. | GOOG | 38259P508 | 6/21/2012 | Elect Director Shirley M. Tilghman | Management | Y | For | For |
227 | Google Inc. | GOOG | 38259P508 | 6/21/2012 | Ratify Auditors | Management | Y | For | For |
228 | Google Inc. | GOOG | 38259P508 | 6/21/2012 | Authorize a New Class of Common Stock | Management | Y | Against | Against |
229 | Google Inc. | GOOG | 38259P508 | 6/21/2012 | Increase Authorized Common Stock | Management | Y | Against | Against |
230 | Google Inc. | GOOG | 38259P508 | 6/21/2012 | Amend Charter to Provide For Class A Common Holders to Receive Equal Consideration as Class B Common Holders in event of any Merger, Consolidation or Business Combination | Management | Y | For | For |
231 | Google Inc. | GOOG | 38259P508 | 6/21/2012 | Approve Omnibus Stock Plan | Management | Y | Against | Against |
232 | Google Inc. | GOOG | 38259P508 | 6/21/2012 | Approve Omnibus Stock Plan | Management | Y | Against | Against |
233 | Google Inc. | GOOG | 38259P508 | 6/21/2012 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Share Holder | Y | Against | For |
234 | Google Inc. | GOOG | 38259P508 | 6/21/2012 | Amend Articles Regarding Arbitration of Shareholder Lawsuits | Share Holder | Y | Against | For |
235 | Google Inc. | GOOG | 38259P508 | 6/21/2012 | Approve Recapitalization Plan for all Stock to have One-vote per Share | Share Holder | Y | For | Against |
236 | Marvell Technology Group Ltd. | MRVL | G5876H105 | 6/28/2012 | Elect Director Sehat Sutardja | Management | Y | For | For |
237 | Marvell Technology Group Ltd. | MRVL | G5876H105 | 6/28/2012 | Elect Director Pantas Sutardja | Management | Y | For | For |
238 | Marvell Technology Group Ltd. | MRVL | G5876H105 | 6/28/2012 | Elect Director Juergen Gromer | Management | Y | For | For |
239 | Marvell Technology Group Ltd. | MRVL | G5876H105 | 6/28/2012 | Elect Director Arturo Krueger | Management | Y | For | For |
240 | Marvell Technology Group Ltd. | MRVL | G5876H105 | 6/28/2012 | Elect Director Randhir Thakur | Management | Y | For | For |
241 | Marvell Technology Group Ltd. | MRVL | G5876H105 | 6/28/2012 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Y | Against | Against |
242 | Marvell Technology Group Ltd. | MRVL | G5876H105 | 6/28/2012 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | Y | For | For |
| | | | | | | | | | | | |
Registrant: Saratoga Advantage Trust - Large Capitalization Growth Portfolio Item 1, Exhibit B |
Investment Company Act file number: 811-08542 |
Reporting Period: July 1, 2011 through June 30, 2012 |
Company Name | Ticker | Security ID on Ballot | Country | Meeting Date | Record Date | Meeting Type | Shares Voted | Proponent | Item Number | Proposal | Management Recommendation | Vote Instruction |
Legg Mason, Inc. | LM | 524901105 | USA | 26-Jul-11 | 24-May-11 | Annual | 17743 | Management | 1.1 | Elect Director Harold L. Adams | For | Withhold |
Legg Mason, Inc. | LM | 524901105 | USA | 26-Jul-11 | 24-May-11 | Annual | 17743 | Management | 1.2 | Elect Director John T. Cahill | For | Withhold |
Legg Mason, Inc. | LM | 524901105 | USA | 26-Jul-11 | 24-May-11 | Annual | 17743 | Management | 1.3 | Elect Director Mark R. Fetting | For | For |
Legg Mason, Inc. | LM | 524901105 | USA | 26-Jul-11 | 24-May-11 | Annual | 17743 | Management | 1.4 | Elect Director Margaret Milner Richardson | For | For |
Legg Mason, Inc. | LM | 524901105 | USA | 26-Jul-11 | 24-May-11 | Annual | 17743 | Management | 1.5 | Elect Director Kurt L. Schmoke | For | Withhold |
Legg Mason, Inc. | LM | 524901105 | USA | 26-Jul-11 | 24-May-11 | Annual | 17743 | Management | 2 | Amend Omnibus Stock Plan | For | Against |
Legg Mason, Inc. | LM | 524901105 | USA | 26-Jul-11 | 24-May-11 | Annual | 17743 | Management | 3 | Declassify the Board of Directors | For | For |
Legg Mason, Inc. | LM | 524901105 | USA | 26-Jul-11 | 24-May-11 | Annual | 17743 | Management | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against |
Legg Mason, Inc. | LM | 524901105 | USA | 26-Jul-11 | 24-May-11 | Annual | 17743 | Management | 5 | Advisory Vote on Say on Pay Frequency | One Year | One Year |
Legg Mason, Inc. | LM | 524901105 | USA | 26-Jul-11 | 24-May-11 | Annual | 17743 | Management | 6 | Ratify Auditors | For | For |
Medtronic, Inc. | MDT | 585055106 | USA | 25-Aug-11 | 27-Jun-11 | Annual | 10785 | Management | 1.1 | Director Richard H. Anderson | For | Withhold |
Medtronic, Inc. | MDT | 585055106 | USA | 25-Aug-11 | 27-Jun-11 | Annual | 10785 | Management | 1.2 | Director David L. Calhoun | For | Withhold |
Medtronic, Inc. | MDT | 585055106 | USA | 25-Aug-11 | 27-Jun-11 | Annual | 10785 | Management | 1.3 | Elect Director Victor J. Dzau | For | Withhold |
Medtronic, Inc. | MDT | 585055106 | USA | 25-Aug-11 | 27-Jun-11 | Annual | 10785 | Management | 1.4 | Elect Director Omar Ishrak | For | For |
Medtronic, Inc. | MDT | 585055106 | USA | 25-Aug-11 | 27-Jun-11 | Annual | 10785 | Management | 1.5 | Elect Director Shirley Ann Jackson | For | Withhold |
Medtronic, Inc. | MDT | 585055106 | USA | 25-Aug-11 | 27-Jun-11 | Annual | 10785 | Management | 1.6 | Elect Director James T. Lenehan | For | Withhold |
Medtronic, Inc. | MDT | 585055106 | USA | 25-Aug-11 | 27-Jun-11 | Annual | 10785 | Management | 1.7 | Elect Director Denise M. O'Leary | For | Withhold |
Medtronic, Inc. | MDT | 585055106 | USA | 25-Aug-11 | 27-Jun-11 | Annual | 10785 | Management | 1.8 | Elect Director Kendall J. Powell | For | Withhold |
Medtronic, Inc. | MDT | 585055106 | USA | 25-Aug-11 | 27-Jun-11 | Annual | 10785 | Management | 1.9 | Elect Director Robert C. Pozen | For | Withhold |
Medtronic, Inc. | MDT | 585055106 | USA | 25-Aug-11 | 27-Jun-11 | Annual | 10785 | Management | 1.10 | Elect Director Jean-Pierre Rosso | For | Withhold |
Medtronic, Inc. | MDT | 585055106 | USA | 25-Aug-11 | 27-Jun-11 | Annual | 10785 | Management | 1.11 | Elect Director Jack W. Schuler | For | Withhold |
Medtronic, Inc. | MDT | 585055106 | USA | 25-Aug-11 | 27-Jun-11 | Annual | 10785 | Management | 2 | Ratify Auditors | For | For |
Medtronic, Inc. | MDT | 585055106 | USA | 25-Aug-11 | 27-Jun-11 | Annual | 10785 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Medtronic, Inc. | MDT | 585055106 | USA | 25-Aug-11 | 27-Jun-11 | Annual | 10785 | Management | 4 | Advisory Vote on Say on Pay Frequency | One Year | Three Years |
The Procter & Gamble Company | PG | 742718109 | USA | 11-Oct-11 | 12-Aug-11 | Annual | 11547 | Management | 1 | Elect Director Angela F. Braly | For | For |
The Procter & Gamble Company | PG | 742718109 | USA | 11-Oct-11 | 12-Aug-11 | Annual | 11547 | Management | 2 | Elect Director Kenneth I. Chenault | For | For |
The Procter & Gamble Company | PG | 742718109 | USA | 11-Oct-11 | 12-Aug-11 | Annual | 11547 | Management | 3 | Elect Director Scott D. Cook | For | For |
The Procter & Gamble Company | PG | 742718109 | USA | 11-Oct-11 | 12-Aug-11 | Annual | 11547 | Management | 4 | Elect Director Susan Desmond-Hellmann | For | For |
The Procter & Gamble Company | PG | 742718109 | USA | 11-Oct-11 | 12-Aug-11 | Annual | 11547 | Management | 5 | Elect Director Robert A. McDonald | For | For |
The Procter & Gamble Company | PG | 742718109 | USA | 11-Oct-11 | 12-Aug-11 | Annual | 11547 | Management | 6 | Elect Director W. James McNerney, Jr. | For | For |
The Procter & Gamble Company | PG | 742718109 | USA | 11-Oct-11 | 12-Aug-11 | Annual | 11547 | Management | 7 | Elect Director Johnathan A. Rodgers | For | For |
The Procter & Gamble Company | PG | 742718109 | USA | 11-Oct-11 | 12-Aug-11 | Annual | 11547 | Management | 8 | Elect Director Margaret C. Whitman | For | For |
The Procter & Gamble Company | PG | 742718109 | USA | 11-Oct-11 | 12-Aug-11 | Annual | 11547 | Management | 9 | Elect Director Mary Agnes Wilderotter | For | For |
The Procter & Gamble Company | PG | 742718109 | USA | 11-Oct-11 | 12-Aug-11 | Annual | 11547 | Management | 10 | Elect Director Patricia A. Woertz | For | For |
The Procter & Gamble Company | PG | 742718109 | USA | 11-Oct-11 | 12-Aug-11 | Annual | 11547 | Management | 11 | Elect Director Ernesto Zedillo | For | For |
The Procter & Gamble Company | PG | 742718109 | USA | 11-Oct-11 | 12-Aug-11 | Annual | 11547 | Management | 12 | Ratify Auditors | For | For |
The Procter & Gamble Company | PG | 742718109 | USA | 11-Oct-11 | 12-Aug-11 | Annual | 11547 | Management | 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
The Procter & Gamble Company | PG | 742718109 | USA | 11-Oct-11 | 12-Aug-11 | Annual | 11547 | Management | 14 | Advisory Vote on Say on Pay Frequency | One Year | Three Years |
The Procter & Gamble Company | PG | 742718109 | USA | 11-Oct-11 | 12-Aug-11 | Annual | 11547 | Management | 15 | Amend Articles of Incorporation | For | For |
The Procter & Gamble Company | PG | 742718109 | USA | 11-Oct-11 | 12-Aug-11 | Annual | 11547 | Share Holder | 16 | Provide for Cumulative Voting | Against | Against |
The Procter & Gamble Company | PG | 742718109 | USA | 11-Oct-11 | 12-Aug-11 | Annual | 11547 | Share Holder | 17 | Phase Out Use of Laboratory Animals in Pet Food Product Testing | Against | Against |
The Procter & Gamble Company | PG | 742718109 | USA | 11-Oct-11 | 12-Aug-11 | Annual | 11547 | Share Holder | 18 | Report on Political Contributions and Provide Advisory Vote | Against | Against |
Oracle Corporation | ORCL | 68389X105 | USA | 12-Oct-11 | 15-Aug-11 | Annual | 43143 | Management | 1.1 | Elect Director Jeffrey S. Berg | For | Withhold |
Oracle Corporation | ORCL | 68389X105 | USA | 12-Oct-11 | 15-Aug-11 | Annual | 43143 | Management | 1.2 | Elect Director H. Raymond Bingham | For | Withhold |
Oracle Corporation | ORCL | 68389X105 | USA | 12-Oct-11 | 15-Aug-11 | Annual | 43143 | Management | 1.3 | Elect Director Michael J. Boskin | For | Withhold |
Oracle Corporation | ORCL | 68389X105 | USA | 12-Oct-11 | 15-Aug-11 | Annual | 43143 | Management | 1.4 | Elect Director Safra A. Catz | For | Withhold |
Oracle Corporation | ORCL | 68389X105 | USA | 12-Oct-11 | 15-Aug-11 | Annual | 43143 | Management | 1.5 | Elect Director Bruce R. Chizen | For | For |
Oracle Corporation | ORCL | 68389X105 | USA | 12-Oct-11 | 15-Aug-11 | Annual | 43143 | Management | 1.6 | Elect Director George H. Conrades | For | Withhold |
Oracle Corporation | ORCL | 68389X105 | USA | 12-Oct-11 | 15-Aug-11 | Annual | 43143 | Management | 1.7 | Elect Director Lawrence J. Ellison | For | For |
Oracle Corporation | ORCL | 68389X105 | USA | 12-Oct-11 | 15-Aug-11 | Annual | 43143 | Management | 1.8 | Elect Director Hector Garcia-Molina | For | For |
Oracle Corporation | ORCL | 68389X105 | USA | 12-Oct-11 | 15-Aug-11 | Annual | 43143 | Management | 1.9 | Elect Director Jeffrey O. Henley | For | For |
Oracle Corporation | ORCL | 68389X105 | USA | 12-Oct-11 | 15-Aug-11 | Annual | 43143 | Management | 1.10 | Elect Director Mark V. Hurd | For | For |
Oracle Corporation | ORCL | 68389X105 | USA | 12-Oct-11 | 15-Aug-11 | Annual | 43143 | Management | 1.11 | Elect Director Donald L. Lucas | For | For |
Oracle Corporation | ORCL | 68389X105 | USA | 12-Oct-11 | 15-Aug-11 | Annual | 43143 | Management | 1.12 | Director Naomi O. Seligman | For | For |
Oracle Corporation | ORCL | 68389X105 | USA | 12-Oct-11 | 15-Aug-11 | Annual | 43143 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Oracle Corporation | ORCL | 68389X105 | USA | 12-Oct-11 | 15-Aug-11 | Annual | 43143 | Management | 3 | Advisory Vote on Say on Pay Frequency | None | Three Years |
Oracle Corporation | ORCL | 68389X105 | USA | 12-Oct-11 | 15-Aug-11 | Annual | 43143 | Management | 4 | Ratify Auditors | For | For |
Oracle Corporation | ORCL | 68389X105 | USA | 12-Oct-11 | 15-Aug-11 | Annual | 43143 | Share Holder | 5 | Stock Retention/Holding Period | Against | Against |
Diageo plc | DGE | 25243Q205 | United Kingdom | 19-Oct-11 | 09-Sep-11 | Annual | 3099 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For |
Diageo plc | DGE | 25243Q205 | United Kingdom | 19-Oct-11 | 09-Sep-11 | Annual | 3099 | Management | 2 | Approve Remuneration Report | For | Against |
Diageo plc | DGE | 25243Q205 | United Kingdom | 19-Oct-11 | 09-Sep-11 | Annual | 3099 | Management | 3 | Approve Final Dividend | For | For |
Diageo plc | DGE | 25243Q205 | United Kingdom | 19-Oct-11 | 09-Sep-11 | Annual | 3099 | Management | 4 | Re-elect Peggy Bruzelius as Director | For | For |
Diageo plc | DGE | 25243Q205 | United Kingdom | 19-Oct-11 | 09-Sep-11 | Annual | 3099 | Management | 5 | Re-elect Laurence Danon as Director | For | For |
Diageo plc | DGE | 25243Q205 | United Kingdom | 19-Oct-11 | 09-Sep-11 | Annual | 3099 | Management | 6 | Re-elect Lord Davies of Abersoch as Director | For | For |
Diageo plc | DGE | 25243Q205 | United Kingdom | 19-Oct-11 | 09-Sep-11 | Annual | 3099 | Management | 7 | Re-elect Betsy Holden as Director | For | For |
Diageo plc | DGE | 25243Q205 | United Kingdom | 19-Oct-11 | 09-Sep-11 | Annual | 3099 | Management | 8 | Re-elect Dr Franz Humer as Director | For | Against |
Diageo plc | DGE | 25243Q205 | United Kingdom | 19-Oct-11 | 09-Sep-11 | Annual | 3099 | Management | 9 | Re-elect Deirdre Mahlan as Director | For | Against |
Diageo plc | DGE | 25243Q205 | United Kingdom | 19-Oct-11 | 09-Sep-11 | Annual | 3099 | Management | 10 | Re-elect Philip Scott as Director | For | For |
Diageo plc | DGE | 25243Q205 | United Kingdom | 19-Oct-11 | 09-Sep-11 | Annual | 3099 | Management | 11 | Re-elect Todd Stitzer as Director | For | For |
Diageo plc | DGE | 25243Q205 | United Kingdom | 19-Oct-11 | 09-Sep-11 | Annual | 3099 | Management | 12 | Re-elect Paul Walsh as Director | For | For |
Diageo plc | DGE | 25243Q205 | United Kingdom | 19-Oct-11 | 09-Sep-11 | Annual | 3099 | Management | 13 | Reappoint KPMG Audit plc as Auditors of the Company | For | For |
Diageo plc | DGE | 25243Q205 | United Kingdom | 19-Oct-11 | 09-Sep-11 | Annual | 3099 | Management | 14 | Authorise Board to Fix Remuneration of Auditors | For | For |
Diageo plc | DGE | 25243Q205 | United Kingdom | 19-Oct-11 | 09-Sep-11 | Annual | 3099 | Management | 15 | Authorise Issue of Equity with Pre-emptive Rights | For | For |
Diageo plc | DGE | 25243Q205 | United Kingdom | 19-Oct-11 | 09-Sep-11 | Annual | 3099 | Management | 16 | Authorise Issue of Equity without Pre-emptive Rights | For | For |
Diageo plc | DGE | 25243Q205 | United Kingdom | 19-Oct-11 | 09-Sep-11 | Annual | 3099 | Management | 17 | Authorise Market Purchase | For | For |
Diageo plc | DGE | 25243Q205 | United Kingdom | 19-Oct-11 | 09-Sep-11 | Annual | 3099 | Management | 18 | Authorise EU Political Donations and Expenditure | For | For |
Diageo plc | DGE | 25243Q205 | United Kingdom | 19-Oct-11 | 09-Sep-11 | Annual | 3099 | Management | 19 | Authorise the Company to Call EGM with Two Weeks' Notice | For | Against |
Automatic Data Processing, Inc. | ADP | 053015103 | USA | 08-Nov-11 | 09-Sep-11 | Annual | 8144 | Management | 1.1 | Elect Director Gregory D. Brenneman | For | For |
Automatic Data Processing, Inc. | ADP | 053015103 | USA | 08-Nov-11 | 09-Sep-11 | Annual | 8144 | Management | 1.2 | Elect Director Leslie A. Brun | For | For |
Automatic Data Processing, Inc. | ADP | 053015103 | USA | 08-Nov-11 | 09-Sep-11 | Annual | 8144 | Management | 1.3 | Elect Director Gary C. Butler | For | For |
Automatic Data Processing, Inc. | ADP | 053015103 | USA | 08-Nov-11 | 09-Sep-11 | Annual | 8144 | Management | 1.4 | Elect Director Richard T. Clark | For | For |
Automatic Data Processing, Inc. | ADP | 053015103 | USA | 08-Nov-11 | 09-Sep-11 | Annual | 8144 | Management | 1.5 | Elect Director Eric C. Fast | For | For |
Automatic Data Processing, Inc. | ADP | 053015103 | USA | 08-Nov-11 | 09-Sep-11 | Annual | 8144 | Management | 1.6 | Elect Director Linda R. Gooden | For | For |
Automatic Data Processing, Inc. | ADP | 053015103 | USA | 08-Nov-11 | 09-Sep-11 | Annual | 8144 | Management | 1.7 | Elect Director R. Glenn Hubbard | For | For |
Automatic Data Processing, Inc. | ADP | 053015103 | USA | 08-Nov-11 | 09-Sep-11 | Annual | 8144 | Management | 1.8 | Elect Director John P. Jones | For | For |
Automatic Data Processing, Inc. | ADP | 053015103 | USA | 08-Nov-11 | 09-Sep-11 | Annual | 8144 | Management | 1.9 | Elect Director Enrique T. Salem | For | For |
Automatic Data Processing, Inc. | ADP | 053015103 | USA | 08-Nov-11 | 09-Sep-11 | Annual | 8144 | Management | 1.10 | Elect Director Gregory L. Summe | For | For |
Automatic Data Processing, Inc. | ADP | 053015103 | USA | 08-Nov-11 | 09-Sep-11 | Annual | 8144 | Management | 2 | Ratify Auditors | For | For |
Automatic Data Processing, Inc. | ADP | 053015103 | USA | 08-Nov-11 | 09-Sep-11 | Annual | 8144 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Automatic Data Processing, Inc. | ADP | 053015103 | USA | 08-Nov-11 | 09-Sep-11 | Annual | 8144 | Management | 4 | Advisory Vote on Say on Pay Frequency | One Year | Three Years |
Microsoft Corporation | MSFT | 594918104 | USA | 15-Nov-11 | 02-Sep-11 | Annual | 20049 | Management | 1 | Elect Director Steven A. Ballmer | For | For |
Microsoft Corporation | MSFT | 594918104 | USA | 15-Nov-11 | 02-Sep-11 | Annual | 20049 | Management | 2 | Elect Director Dina Dublon | For | For |
Microsoft Corporation | MSFT | 594918104 | USA | 15-Nov-11 | 02-Sep-11 | Annual | 20049 | Management | 3 | Elect Director William H. Gates, III | For | For |
Microsoft Corporation | MSFT | 594918104 | USA | 15-Nov-11 | 02-Sep-11 | Annual | 20049 | Management | 4 | Elect Director Raymond V. Gilmartin | For | For |
Microsoft Corporation | MSFT | 594918104 | USA | 15-Nov-11 | 02-Sep-11 | Annual | 20049 | Management | 5 | Elect Director Reed Hastings | For | For |
Microsoft Corporation | MSFT | 594918104 | USA | 15-Nov-11 | 02-Sep-11 | Annual | 20049 | Management | 6 | Elect Director Maria M. Klawe | For | For |
Microsoft Corporation | MSFT | 594918104 | USA | 15-Nov-11 | 02-Sep-11 | Annual | 20049 | Management | 7 | Elect Director David F. Marquardt | For | For |
Microsoft Corporation | MSFT | 594918104 | USA | 15-Nov-11 | 02-Sep-11 | Annual | 20049 | Management | 8 | Elect Director Charles H. Noski | For | For |
Microsoft Corporation | MSFT | 594918104 | USA | 15-Nov-11 | 02-Sep-11 | Annual | 20049 | Management | 9 | Elect Director Helmut Panke | For | For |
Microsoft Corporation | MSFT | 594918104 | USA | 15-Nov-11 | 02-Sep-11 | Annual | 20049 | Management | 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Microsoft Corporation | MSFT | 594918104 | USA | 15-Nov-11 | 02-Sep-11 | Annual | 20049 | Management | 11 | Advisory Vote on Say on Pay Frequency | One Year | Three Years |
Microsoft Corporation | MSFT | 594918104 | USA | 15-Nov-11 | 02-Sep-11 | Annual | 20049 | Management | 12 | Ratify Auditors | For | For |
Microsoft Corporation | MSFT | 594918104 | USA | 15-Nov-11 | 02-Sep-11 | Annual | 20049 | Share Holder | 13 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Against | Against |
The Clorox Company | CLX | 189054109 | USA | 16-Nov-11 | 27-Sep-11 | Annual | 5760 | Management | 1 | Elect Director Daniel Boggan, Jr. | For | Against |
The Clorox Company | CLX | 189054109 | USA | 16-Nov-11 | 27-Sep-11 | Annual | 5760 | Management | 2 | Elect Director Richard H. Carmona | For | For |
The Clorox Company | CLX | 189054109 | USA | 16-Nov-11 | 27-Sep-11 | Annual | 5760 | Management | 3 | Elect Director Tully M. Friedman | For | For |
The Clorox Company | CLX | 189054109 | USA | 16-Nov-11 | 27-Sep-11 | Annual | 5760 | Management | 4 | Elect Director George J. Harad | For | For |
The Clorox Company | CLX | 189054109 | USA | 16-Nov-11 | 27-Sep-11 | Annual | 5760 | Management | 5 | Elect Director Donald R. Knauss | For | For |
The Clorox Company | CLX | 189054109 | USA | 16-Nov-11 | 27-Sep-11 | Annual | 5760 | Management | 6 | Elect Director Robert W. Matschullat | For | For |
The Clorox Company | CLX | 189054109 | USA | 16-Nov-11 | 27-Sep-11 | Annual | 5760 | Management | 7 | Elect Director Gary G. Michael | For | Against |
The Clorox Company | CLX | 189054109 | USA | 16-Nov-11 | 27-Sep-11 | Annual | 5760 | Management | 8 | Elect Director Edward A. Mueller | For | For |
The Clorox Company | CLX | 189054109 | USA | 16-Nov-11 | 27-Sep-11 | Annual | 5760 | Management | 9 | Elect Director Pamela Thomas-Graham | For | For |
The Clorox Company | CLX | 189054109 | USA | 16-Nov-11 | 27-Sep-11 | Annual | 5760 | Management | 10 | Elect Director Carolyn M. Ticknor | For | Against |
The Clorox Company | CLX | 189054109 | USA | 16-Nov-11 | 27-Sep-11 | Annual | 5760 | Management | 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
The Clorox Company | CLX | 189054109 | USA | 16-Nov-11 | 27-Sep-11 | Annual | 5760 | Management | 12 | Advisory Vote on Say on Pay Frequency | One Year | Three Years |
The Clorox Company | CLX | 189054109 | USA | 16-Nov-11 | 27-Sep-11 | Annual | 5760 | Management | 13 | Ratify Auditors | For | For |
The Clorox Company | CLX | 189054109 | USA | 16-Nov-11 | 27-Sep-11 | Annual | 5760 | Share Holder | 14 | Require Independent Board Chairman | Against | For |
Cisco Systems, Inc. | CSCO | 17275R102 | USA | 07-Dec-11 | 10-Oct-11 | Annual | 81368 | Management | 1 | Elect Director Carol A. Bartz | For | For |
Cisco Systems, Inc. | CSCO | 17275R102 | USA | 07-Dec-11 | 10-Oct-11 | Annual | 81368 | Management | 2 | Elect Director M. Michele Burns | For | For |
Cisco Systems, Inc. | CSCO | 17275R102 | USA | 07-Dec-11 | 10-Oct-11 | Annual | 81368 | Management | 3 | Elect Director Michael D. Capellas | For | For |
Cisco Systems, Inc. | CSCO | 17275R102 | USA | 07-Dec-11 | 10-Oct-11 | Annual | 81368 | Management | 4 | Elect Director Larry R. Carter | For | For |
Cisco Systems, Inc. | CSCO | 17275R102 | USA | 07-Dec-11 | 10-Oct-11 | Annual | 81368 | Management | 5 | Elect Director John T. Chambers | For | For |
Cisco Systems, Inc. | CSCO | 17275R102 | USA | 07-Dec-11 | 10-Oct-11 | Annual | 81368 | Management | 6 | Elect Director Brian L. Halla | For | For |
Cisco Systems, Inc. | CSCO | 17275R102 | USA | 07-Dec-11 | 10-Oct-11 | Annual | 81368 | Management | 7 | Elect Director John L. Hennessy | For | Against |
Cisco Systems, Inc. | CSCO | 17275R102 | USA | 07-Dec-11 | 10-Oct-11 | Annual | 81368 | Management | 8 | Elect Director Richard M. Kovacevich | For | Against |
Cisco Systems, Inc. | CSCO | 17275R102 | USA | 07-Dec-11 | 10-Oct-11 | Annual | 81368 | Management | 9 | Elect Director Roderick C. McGeary | For | For |
Cisco Systems, Inc. | CSCO | 17275R102 | USA | 07-Dec-11 | 10-Oct-11 | Annual | 81368 | Management | 10 | Elect Director Arun Sarin | For | For |
Cisco Systems, Inc. | CSCO | 17275R102 | USA | 07-Dec-11 | 10-Oct-11 | Annual | 81368 | Management | 11 | Elect Director Steven M. West | For | For |
Cisco Systems, Inc. | CSCO | 17275R102 | USA | 07-Dec-11 | 10-Oct-11 | Annual | 81368 | Management | 12 | Elect Director Jerry Yang | For | Against |
Cisco Systems, Inc. | CSCO | 17275R102 | USA | 07-Dec-11 | 10-Oct-11 | Annual | 81368 | Management | 13 | Amend Omnibus Stock Plan | For | For |
Cisco Systems, Inc. | CSCO | 17275R102 | USA | 07-Dec-11 | 10-Oct-11 | Annual | 81368 | Management | 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Cisco Systems, Inc. | CSCO | 17275R102 | USA | 07-Dec-11 | 10-Oct-11 | Annual | 81368 | Management | 15 | Advisory Vote on Say on Pay Frequency | One Year | Three Years |
Cisco Systems, Inc. | CSCO | 17275R102 | USA | 07-Dec-11 | 10-Oct-11 | Annual | 81368 | Management | 16 | Ratify Auditors | For | For |
Cisco Systems, Inc. | CSCO | 17275R102 | USA | 07-Dec-11 | 10-Oct-11 | Annual | 81368 | Share Holder | 17 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Against | Against |
Cisco Systems, Inc. | CSCO | 17275R102 | USA | 07-Dec-11 | 10-Oct-11 | Annual | 81368 | Share Holder | 18 | Report on Internet Fragmentation | Against | For |
Cisco Systems, Inc. | CSCO | 17275R102 | USA | 07-Dec-11 | 10-Oct-11 | Annual | 81368 | Share Holder | 19 | Stock Retention/Holding Period | Against | Against |
FactSet Research Systems Inc. | FDS | 303075105 | USA | 13-Dec-11 | 17-Oct-11 | Annual | 5707 | Management | 1.1 | Elect Director Robin A. Abrams | For | For |
FactSet Research Systems Inc. | FDS | 303075105 | USA | 13-Dec-11 | 17-Oct-11 | Annual | 5707 | Management | 1.2 | Elect Director Michael F. DiCristina | For | For |
FactSet Research Systems Inc. | FDS | 303075105 | USA | 13-Dec-11 | 17-Oct-11 | Annual | 5707 | Management | 1.3 | Elect Director Walter F. Siebacker | For | For |
FactSet Research Systems Inc. | FDS | 303075105 | USA | 13-Dec-11 | 17-Oct-11 | Annual | 5707 | Management | 2 | Ratify Auditors | For | For |
FactSet Research Systems Inc. | FDS | 303075105 | USA | 13-Dec-11 | 17-Oct-11 | Annual | 5707 | Management | 3 | Increase Authorized Common Stock | For | Against |
FactSet Research Systems Inc. | FDS | 303075105 | USA | 13-Dec-11 | 17-Oct-11 | Annual | 5707 | Management | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
FactSet Research Systems Inc. | FDS | 303075105 | USA | 13-Dec-11 | 17-Oct-11 | Annual | 5707 | Management | 5 | Advisory Vote on Say on Pay Frequency | One Year | Three Years |
Visa Inc. | V | 92826C839 | USA | 31-Jan-12 | 05-Dec-11 | Annual | 17404 | Management | 1 | Elect Director Gary P. Coughlan | For | For |
Visa Inc. | V | 92826C839 | USA | 31-Jan-12 | 05-Dec-11 | Annual | 17404 | Management | 2 | Elect Director Mary B. Cranston | For | Against |
Visa Inc. | V | 92826C839 | USA | 31-Jan-12 | 05-Dec-11 | Annual | 17404 | Management | 3 | Elect Director Francisco Javier Fernandez-Carbajal | For | For |
Visa Inc. | V | 92826C839 | USA | 31-Jan-12 | 05-Dec-11 | Annual | 17404 | Management | 4 | Elect Director Robert W. Matschullat | For | For |
Visa Inc. | V | 92826C839 | USA | 31-Jan-12 | 05-Dec-11 | Annual | 17404 | Management | 5 | Elect Director Cathy E. Minehan | For | For |
Visa Inc. | V | 92826C839 | USA | 31-Jan-12 | 05-Dec-11 | Annual | 17404 | Management | 6 | Elect Director Suzanne Nora Johnson | For | For |
Visa Inc. | V | 92826C839 | USA | 31-Jan-12 | 05-Dec-11 | Annual | 17404 | Management | 7 | Elect Director David J. Pang | For | For |
Visa Inc. | V | 92826C839 | USA | 31-Jan-12 | 05-Dec-11 | Annual | 17404 | Management | 8 | Elect Director Joseph W. Saunders | For | For |
Visa Inc. | V | 92826C839 | USA | 31-Jan-12 | 05-Dec-11 | Annual | 17404 | Management | 9 | Elect Director William S. Shanahan | For | For |
Visa Inc. | V | 92826C839 | USA | 31-Jan-12 | 05-Dec-11 | Annual | 17404 | Management | 10 | Elect Director John A. Swainson | For | For |
Visa Inc. | V | 92826C839 | USA | 31-Jan-12 | 05-Dec-11 | Annual | 17404 | Management | 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Visa Inc. | V | 92826C839 | USA | 31-Jan-12 | 05-Dec-11 | Annual | 17404 | Management | 12 | Amend Omnibus Stock Plan | For | For |
Visa Inc. | V | 92826C839 | USA | 31-Jan-12 | 05-Dec-11 | Annual | 17404 | Management | 13 | Ratify Auditors | For | For |
Novartis AG | NOVN | 66987V109 | Switzerland | 23-Feb-12 | 26-Jan-12 | Annual | 9535 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For |
Novartis AG | NOVN | 66987V109 | Switzerland | 23-Feb-12 | 26-Jan-12 | Annual | 9535 | Management | 2 | Approve Discharge of Board and Senior Management | For | For |
Novartis AG | NOVN | 66987V109 | Switzerland | 23-Feb-12 | 26-Jan-12 | Annual | 9535 | Management | 3 | Approve Allocation of Income and Dividends of CHF 2.25 per Share | For | For |
Novartis AG | NOVN | 66987V109 | Switzerland | 23-Feb-12 | 26-Jan-12 | Annual | 9535 | Management | 4 | Approve CHF 19.7 Million Reduction in Share Capital via Cancellation of Repurchased Shares | For | For |
Novartis AG | NOVN | 66987V109 | Switzerland | 23-Feb-12 | 26-Jan-12 | Annual | 9535 | Management | 5.1.1 | Reelect Sikrant Datar as Director | For | For |
Novartis AG | NOVN | 66987V109 | Switzerland | 23-Feb-12 | 26-Jan-12 | Annual | 9535 | Management | 5.1.2 | Reelect Andreas von Planta as Director | For | For |
Novartis AG | NOVN | 66987V109 | Switzerland | 23-Feb-12 | 26-Jan-12 | Annual | 9535 | Management | 5.1.3 | Reelect Wendelin Wiedeking as Director | For | For |
Novartis AG | NOVN | 66987V109 | Switzerland | 23-Feb-12 | 26-Jan-12 | Annual | 9535 | Management | 5.1.4 | Reelect William Brody as Director | For | For |
Novartis AG | NOVN | 66987V109 | Switzerland | 23-Feb-12 | 26-Jan-12 | Annual | 9535 | Management | 5.1.5 | Reelect Rolf Zinkernagel as Director | For | Against |
Novartis AG | NOVN | 66987V109 | Switzerland | 23-Feb-12 | 26-Jan-12 | Annual | 9535 | Management | 5.2 | Elect Dimitri Azar as Director | For | For |
Novartis AG | NOVN | 66987V109 | Switzerland | 23-Feb-12 | 26-Jan-12 | Annual | 9535 | Management | 6 | Ratify PricewaterhouseCoopers as Auditors | For | For |
Novartis AG | NOVN | 66987V109 | Switzerland | 23-Feb-12 | 26-Jan-12 | Annual | 9535 | Management | 7 | Additional And/or Counter-proposals Presented At The Meeting | For | Against |
QUALCOMM Incorporated | QCOM | 747525103 | USA | 06-Mar-12 | 09-Jan-12 | Annual | 19636 | Management | 1.1 | Elect Director Barbara T. Alexander | For | For |
QUALCOMM Incorporated | QCOM | 747525103 | USA | 06-Mar-12 | 09-Jan-12 | Annual | 19636 | Management | 1.2 | Elect Director Stephen M. Bennett | For | For |
QUALCOMM Incorporated | QCOM | 747525103 | USA | 06-Mar-12 | 09-Jan-12 | Annual | 19636 | Management | 1.3 | Elect Director Donald G. Cruickshank | For | For |
QUALCOMM Incorporated | QCOM | 747525103 | USA | 06-Mar-12 | 09-Jan-12 | Annual | 19636 | Management | 1.4 | Elect Director Raymond V. Dittamore | For | For |
QUALCOMM Incorporated | QCOM | 747525103 | USA | 06-Mar-12 | 09-Jan-12 | Annual | 19636 | Management | 1.5 | Elect Director Thomas W. Horton | For | For |
QUALCOMM Incorporated | QCOM | 747525103 | USA | 06-Mar-12 | 09-Jan-12 | Annual | 19636 | Management | 1.6 | Elect Director Paul E. Jacobs | For | For |
QUALCOMM Incorporated | QCOM | 747525103 | USA | 06-Mar-12 | 09-Jan-12 | Annual | 19636 | Management | 1.7 | Elect Director Robert E. Kahn | For | For |
QUALCOMM Incorporated | QCOM | 747525103 | USA | 06-Mar-12 | 09-Jan-12 | Annual | 19636 | Management | 1.8 | Elect Director Sherry Lansing | For | For |
QUALCOMM Incorporated | QCOM | 747525103 | USA | 06-Mar-12 | 09-Jan-12 | Annual | 19636 | Management | 1.9 | Elect Director Duane A. Nelles | For | For |
QUALCOMM Incorporated | QCOM | 747525103 | USA | 06-Mar-12 | 09-Jan-12 | Annual | 19636 | Management | 1.10 | Elect Director Francisco Ros | For | For |
QUALCOMM Incorporated | QCOM | 747525103 | USA | 06-Mar-12 | 09-Jan-12 | Annual | 19636 | Management | 1.11 | Elect Director Brent Scowcroft | For | For |
QUALCOMM Incorporated | QCOM | 747525103 | USA | 06-Mar-12 | 09-Jan-12 | Annual | 19636 | Management | 1.12 | Elect Director Marc I. Stern | For | For |
QUALCOMM Incorporated | QCOM | 747525103 | USA | 06-Mar-12 | 09-Jan-12 | Annual | 19636 | Management | 2 | Ratify Auditors | For | For |
QUALCOMM Incorporated | QCOM | 747525103 | USA | 06-Mar-12 | 09-Jan-12 | Annual | 19636 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
QUALCOMM Incorporated | QCOM | 747525103 | USA | 06-Mar-12 | 09-Jan-12 | Annual | 19636 | Management | 4 | Eliminate Provision Relating to Plurality Voting for the Election of Directors | For | For |
Analog Devices, Inc. | ADI | 032654105 | USA | 13-Mar-12 | 13-Jan-12 | Annual | 3198 | Management | 1 | Elect Director Ray Stata | For | For |
Analog Devices, Inc. | ADI | 032654105 | USA | 13-Mar-12 | 13-Jan-12 | Annual | 3198 | Management | 2 | Elect Director Jerald G. Fishman | For | For |
Analog Devices, Inc. | ADI | 032654105 | USA | 13-Mar-12 | 13-Jan-12 | Annual | 3198 | Management | 3 | Elect Director James A. Champy | For | For |
Analog Devices, Inc. | ADI | 032654105 | USA | 13-Mar-12 | 13-Jan-12 | Annual | 3198 | Management | 4 | Elect Director John C. Hodgson | For | For |
Analog Devices, Inc. | ADI | 032654105 | USA | 13-Mar-12 | 13-Jan-12 | Annual | 3198 | Management | 5 | Elect Director Yves-Andre Istel | For | For |
Analog Devices, Inc. | ADI | 032654105 | USA | 13-Mar-12 | 13-Jan-12 | Annual | 3198 | Management | 6 | Elect Director Neil Novich | For | For |
Analog Devices, Inc. | ADI | 032654105 | USA | 13-Mar-12 | 13-Jan-12 | Annual | 3198 | Management | 7 | Elect Director F. Grant Saviers | For | For |
Analog Devices, Inc. | ADI | 032654105 | USA | 13-Mar-12 | 13-Jan-12 | Annual | 3198 | Management | 8 | Elect Director Paul J. Severino | For | For |
Analog Devices, Inc. | ADI | 032654105 | USA | 13-Mar-12 | 13-Jan-12 | Annual | 3198 | Management | 9 | Elect Director Kenton J. Sicchitano | For | For |
Analog Devices, Inc. | ADI | 032654105 | USA | 13-Mar-12 | 13-Jan-12 | Annual | 3198 | Management | 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against |
Analog Devices, Inc. | ADI | 032654105 | USA | 13-Mar-12 | 13-Jan-12 | Annual | 3198 | Management | 11 | Ratify Auditors | For | For |
Franklin Resources, Inc. | BEN | 354613101 | USA | 14-Mar-12 | 17-Jan-12 | Annual | 3283 | Management | 1 | Elect Director Samuel H. Armacost | For | For |
Franklin Resources, Inc. | BEN | 354613101 | USA | 14-Mar-12 | 17-Jan-12 | Annual | 3283 | Management | 2 | Elect Director Charles Crocker | For | For |
Franklin Resources, Inc. | BEN | 354613101 | USA | 14-Mar-12 | 17-Jan-12 | Annual | 3283 | Management | 3 | Elect Director Joseph R. Hardiman | For | For |
Franklin Resources, Inc. | BEN | 354613101 | USA | 14-Mar-12 | 17-Jan-12 | Annual | 3283 | Management | 4 | Elect Director Charles B. Johnson | For | For |
Franklin Resources, Inc. | BEN | 354613101 | USA | 14-Mar-12 | 17-Jan-12 | Annual | 3283 | Management | 5 | Elect Director Gregory E. Johnson | For | For |
Franklin Resources, Inc. | BEN | 354613101 | USA | 14-Mar-12 | 17-Jan-12 | Annual | 3283 | Management | 6 | Elect Director Rupert H. Johnson, Jr. | For | For |
Franklin Resources, Inc. | BEN | 354613101 | USA | 14-Mar-12 | 17-Jan-12 | Annual | 3283 | Management | 7 | Elect Director Mark C. Pigott | For | For |
Franklin Resources, Inc. | BEN | 354613101 | USA | 14-Mar-12 | 17-Jan-12 | Annual | 3283 | Management | 8 | Elect Director Chutta Ratnathicam | For | For |
Franklin Resources, Inc. | BEN | 354613101 | USA | 14-Mar-12 | 17-Jan-12 | Annual | 3283 | Management | 9 | Elect Director Laura Stein | For | For |
Franklin Resources, Inc. | BEN | 354613101 | USA | 14-Mar-12 | 17-Jan-12 | Annual | 3283 | Management | 10 | Elect Director Anne M. Tatlock | For | For |
Franklin Resources, Inc. | BEN | 354613101 | USA | 14-Mar-12 | 17-Jan-12 | Annual | 3283 | Management | 11 | Elect Director Geoffrey Y. Yang | For | For |
Franklin Resources, Inc. | BEN | 354613101 | USA | 14-Mar-12 | 17-Jan-12 | Annual | 3283 | Management | 12 | Ratify Auditors | For | For |
Schlumberger Limited | SLB | 806857108 | NetherlandsAntilles | 11-Apr-12 | 22-Feb-12 | Annual | 5383 | Management | 1.1 | Elect Director Peter L.S. Currie | For | For |
Schlumberger Limited | SLB | 806857108 | NetherlandsAntilles | 11-Apr-12 | 22-Feb-12 | Annual | 5383 | Management | 1.2 | Elect Director Tony Isaac | For | Against |
Schlumberger Limited | SLB | 806857108 | NetherlandsAntilles | 11-Apr-12 | 22-Feb-12 | Annual | 5383 | Management | 1.3 | Elect Director K. Vaman Kamath | For | For |
Schlumberger Limited | SLB | 806857108 | NetherlandsAntilles | 11-Apr-12 | 22-Feb-12 | Annual | 5383 | Management | 1.4 | Elect Director Paal Kibsgaard | For | For |
Schlumberger Limited | SLB | 806857108 | NetherlandsAntilles | 11-Apr-12 | 22-Feb-12 | Annual | 5383 | Management | 1.5 | Elect Director Nikolay Kudryavtsev | For | For |
Schlumberger Limited | SLB | 806857108 | NetherlandsAntilles | 11-Apr-12 | 22-Feb-12 | Annual | 5383 | Management | 1.6 | Elect Director Adrian Lajous | For | Against |
Schlumberger Limited | SLB | 806857108 | NetherlandsAntilles | 11-Apr-12 | 22-Feb-12 | Annual | 5383 | Management | 1.7 | Elect Director Michael E. Marks | For | Against |
Schlumberger Limited | SLB | 806857108 | NetherlandsAntilles | 11-Apr-12 | 22-Feb-12 | Annual | 5383 | Management | 1.8 | Elect Director Elizabeth Moler | For | For |
Schlumberger Limited | SLB | 806857108 | NetherlandsAntilles | 11-Apr-12 | 22-Feb-12 | Annual | 5383 | Management | 1.9 | Elect Director Lubna S. Olayan | For | For |
Schlumberger Limited | SLB | 806857108 | NetherlandsAntilles | 11-Apr-12 | 22-Feb-12 | Annual | 5383 | Management | 1.10 | Elect Director Leo Rafael Reif | For | Against |
Schlumberger Limited | SLB | 806857108 | NetherlandsAntilles | 11-Apr-12 | 22-Feb-12 | Annual | 5383 | Management | 1.11 | Elect Director Tore I. Sandvold | For | Against |
Schlumberger Limited | SLB | 806857108 | NetherlandsAntilles | 11-Apr-12 | 22-Feb-12 | Annual | 5383 | Management | 1.12 | Elect Director Henri Seydoux | For | For |
Schlumberger Limited | SLB | 806857108 | NetherlandsAntilles | 11-Apr-12 | 22-Feb-12 | Annual | 5383 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Schlumberger Limited | SLB | 806857108 | NetherlandsAntilles | 11-Apr-12 | 22-Feb-12 | Annual | 5383 | Management | 3 | Adopt and Approve Financials and Dividends | For | For |
Schlumberger Limited | SLB | 806857108 | NetherlandsAntilles | 11-Apr-12 | 22-Feb-12 | Annual | 5383 | Management | 4 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For |
Schlumberger Limited | SLB | 806857108 | NetherlandsAntilles | 11-Apr-12 | 22-Feb-12 | Annual | 5383 | Management | 5 | Amend Non-Employee Director Omnibus Stock Plan | For | For |
Greenhill & Co., Inc. | GHL | 395259104 | USA | 18-Apr-12 | 28-Feb-12 | Annual | 9192 | Management | 1.1 | Elect Director Robert F. Greenhill | For | For |
Greenhill & Co., Inc. | GHL | 395259104 | USA | 18-Apr-12 | 28-Feb-12 | Annual | 9192 | Management | 1.2 | Elect Director Scott L. Bok | For | For |
Greenhill & Co., Inc. | GHL | 395259104 | USA | 18-Apr-12 | 28-Feb-12 | Annual | 9192 | Management | 1.3 | Elect Director Robert T. Blakely | For | Withhold |
Greenhill & Co., Inc. | GHL | 395259104 | USA | 18-Apr-12 | 28-Feb-12 | Annual | 9192 | Management | 1.4 | Elect Director John C. Danforth | For | For |
Greenhill & Co., Inc. | GHL | 395259104 | USA | 18-Apr-12 | 28-Feb-12 | Annual | 9192 | Management | 1.5 | Elect Director Steven F. Goldstone | For | Withhold |
Greenhill & Co., Inc. | GHL | 395259104 | USA | 18-Apr-12 | 28-Feb-12 | Annual | 9192 | Management | 1.6 | Elect Director Stephen L. Key | For | Withhold |
Greenhill & Co., Inc. | GHL | 395259104 | USA | 18-Apr-12 | 28-Feb-12 | Annual | 9192 | Management | 2 | Ratify Auditors | For | For |
Greenhill & Co., Inc. | GHL | 395259104 | USA | 18-Apr-12 | 28-Feb-12 | Annual | 9192 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against |
The Coca-Cola Company | KO | 191216100 | USA | 25-Apr-12 | 27-Feb-12 | Annual | 9082 | Management | 1 | Elect Director Herbert A. Allen | For | For |
The Coca-Cola Company | KO | 191216100 | USA | 25-Apr-12 | 27-Feb-12 | Annual | 9082 | Management | 2 | Elect Director Ronald W. Allen | For | Against |
The Coca-Cola Company | KO | 191216100 | USA | 25-Apr-12 | 27-Feb-12 | Annual | 9082 | Management | 3 | Elect Director Howard G. Buffett | For | For |
The Coca-Cola Company | KO | 191216100 | USA | 25-Apr-12 | 27-Feb-12 | Annual | 9082 | Management | 4 | Elect Director Richard M. Daley | For | For |
The Coca-Cola Company | KO | 191216100 | USA | 25-Apr-12 | 27-Feb-12 | Annual | 9082 | Management | 5 | Elect Director Barry Diller | For | Against |
The Coca-Cola Company | KO | 191216100 | USA | 25-Apr-12 | 27-Feb-12 | Annual | 9082 | Management | 6 | Elect Director Evan G. Greenberg | For | For |
The Coca-Cola Company | KO | 191216100 | USA | 25-Apr-12 | 27-Feb-12 | Annual | 9082 | Management | 7 | Elect Director Alexis M. Herman | For | For |
The Coca-Cola Company | KO | 191216100 | USA | 25-Apr-12 | 27-Feb-12 | Annual | 9082 | Management | 8 | Elect Director Muhtar Kent | For | For |
The Coca-Cola Company | KO | 191216100 | USA | 25-Apr-12 | 27-Feb-12 | Annual | 9082 | Management | 9 | Elect Director Donald R. Keough | For | For |
The Coca-Cola Company | KO | 191216100 | USA | 25-Apr-12 | 27-Feb-12 | Annual | 9082 | Management | 10 | Elect Director Robert A. Kotick | For | For |
The Coca-Cola Company | KO | 191216100 | USA | 25-Apr-12 | 27-Feb-12 | Annual | 9082 | Management | 11 | Elect Director Maria Elena Lagomasino | For | For |
The Coca-Cola Company | KO | 191216100 | USA | 25-Apr-12 | 27-Feb-12 | Annual | 9082 | Management | 12 | Elect Director Donald F. McHenry | For | For |
The Coca-Cola Company | KO | 191216100 | USA | 25-Apr-12 | 27-Feb-12 | Annual | 9082 | Management | 13 | Elect Director Sam Nunn | For | For |
The Coca-Cola Company | KO | 191216100 | USA | 25-Apr-12 | 27-Feb-12 | Annual | 9082 | Management | 14 | Elect Director James D. Robinson, III | For | For |
The Coca-Cola Company | KO | 191216100 | USA | 25-Apr-12 | 27-Feb-12 | Annual | 9082 | Management | 15 | Elect Director Peter V. Ueberroth | For | For |
The Coca-Cola Company | KO | 191216100 | USA | 25-Apr-12 | 27-Feb-12 | Annual | 9082 | Management | 16 | Elect Director Jacob Wallenberg | For | Against |
The Coca-Cola Company | KO | 191216100 | USA | 25-Apr-12 | 27-Feb-12 | Annual | 9082 | Management | 17 | Elect Director James B. Williams | For | Against |
The Coca-Cola Company | KO | 191216100 | USA | 25-Apr-12 | 27-Feb-12 | Annual | 9082 | Management | 18 | Ratify Auditors | For | For |
The Coca-Cola Company | KO | 191216100 | USA | 25-Apr-12 | 27-Feb-12 | Annual | 9082 | Management | 19 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
American Express Company | AXP | 025816109 | USA | 30-Apr-12 | 01-Mar-12 | Annual | 18486 | Management | 1.1 | Elect Director C. Barshefsky | For | For |
American Express Company | AXP | 025816109 | USA | 30-Apr-12 | 01-Mar-12 | Annual | 18486 | Management | 1.2 | Elect Director U.M. Burns | For | For |
American Express Company | AXP | 025816109 | USA | 30-Apr-12 | 01-Mar-12 | Annual | 18486 | Management | 1.3 | Elect Director K.I. Chenault | For | For |
American Express Company | AXP | 025816109 | USA | 30-Apr-12 | 01-Mar-12 | Annual | 18486 | Management | 1.4 | Elect Director P. Chernin | For | For |
American Express Company | AXP | 025816109 | USA | 30-Apr-12 | 01-Mar-12 | Annual | 18486 | Management | 1.5 | Elect Director T.J. Leonsis | For | For |
American Express Company | AXP | 025816109 | USA | 30-Apr-12 | 01-Mar-12 | Annual | 18486 | Management | 1.6 | Elect Director J. Leschly | For | For |
American Express Company | AXP | 025816109 | USA | 30-Apr-12 | 01-Mar-12 | Annual | 18486 | Management | 1.7 | Elect Director R.C. Levin | For | For |
American Express Company | AXP | 025816109 | USA | 30-Apr-12 | 01-Mar-12 | Annual | 18486 | Management | 1.8 | Elect Director R.A. McGinn | For | For |
American Express Company | AXP | 025816109 | USA | 30-Apr-12 | 01-Mar-12 | Annual | 18486 | Management | 1.9 | Elect Director E.D. Miller | For | For |
American Express Company | AXP | 025816109 | USA | 30-Apr-12 | 01-Mar-12 | Annual | 18486 | Management | 1.10 | Elect Director S.S. Reinemund | For | For |
American Express Company | AXP | 025816109 | USA | 30-Apr-12 | 01-Mar-12 | Annual | 18486 | Management | 1.11 | Elect Director R.D. Walter | For | For |
American Express Company | AXP | 025816109 | USA | 30-Apr-12 | 01-Mar-12 | Annual | 18486 | Management | 1.12 | Director R.A. Williams | For | For |
American Express Company | AXP | 025816109 | USA | 30-Apr-12 | 01-Mar-12 | Annual | 18486 | Management | 2 | Ratify Auditors | For | For |
American Express Company | AXP | 025816109 | USA | 30-Apr-12 | 01-Mar-12 | Annual | 18486 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
American Express Company | AXP | 025816109 | USA | 30-Apr-12 | 01-Mar-12 | Annual | 18486 | Management | 4 | Amend Omnibus Stock Plan | For | For |
American Express Company | AXP | 025816109 | USA | 30-Apr-12 | 01-Mar-12 | Annual | 18486 | Share Holder | 5 | Provide for Cumulative Voting | Against | Against |
American Express Company | AXP | 025816109 | USA | 30-Apr-12 | 01-Mar-12 | Annual | 18486 | Share Holder | 6 | Require Independent Board Chairman | Against | For |
Expeditors International of Washington, Inc. | EXPD | 302130109 | USA | 02-May-12 | 08-Mar-12 | Annual | 16436 | Management | 1 | Elect Director Mark A. Emmert | For | For |
Expeditors International of Washington, Inc. | EXPD | 302130109 | USA | 02-May-12 | 08-Mar-12 | Annual | 16436 | Management | 2 | Elect Director R. Jordan Gates | For | Against |
Expeditors International of Washington, Inc. | EXPD | 302130109 | USA | 02-May-12 | 08-Mar-12 | Annual | 16436 | Management | 3 | Elect Director Dan P. Kourkoumelis | For | For |
Expeditors International of Washington, Inc. | EXPD | 302130109 | USA | 02-May-12 | 08-Mar-12 | Annual | 16436 | Management | 4 | Elect Director Michael J. Malone | For | For |
Expeditors International of Washington, Inc. | EXPD | 302130109 | USA | 02-May-12 | 08-Mar-12 | Annual | 16436 | Management | 5 | Elect Director John W. Meisenbach | For | For |
Expeditors International of Washington, Inc. | EXPD | 302130109 | USA | 02-May-12 | 08-Mar-12 | Annual | 16436 | Management | 6 | Elect Director Peter J. Rose | For | Against |
Expeditors International of Washington, Inc. | EXPD | 302130109 | USA | 02-May-12 | 08-Mar-12 | Annual | 16436 | Management | 7 | Elect Director James L. K. Wang | For | Against |
Expeditors International of Washington, Inc. | EXPD | 302130109 | USA | 02-May-12 | 08-Mar-12 | Annual | 16436 | Management | 8 | Elect Director Robert R. Wright | For | For |
Expeditors International of Washington, Inc. | EXPD | 302130109 | USA | 02-May-12 | 08-Mar-12 | Annual | 16436 | Management | 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Expeditors International of Washington, Inc. | EXPD | 302130109 | USA | 02-May-12 | 08-Mar-12 | Annual | 16436 | Management | 10 | Approve Stock Option Plan | For | For |
Expeditors International of Washington, Inc. | EXPD | 302130109 | USA | 02-May-12 | 08-Mar-12 | Annual | 16436 | Management | 11 | Ratify Auditors | For | For |
Expeditors International of Washington, Inc. | EXPD | 302130109 | USA | 02-May-12 | 08-Mar-12 | Annual | 16436 | Share Holder | 12 | Require Independent Board Chairman | Against | For |
United Parcel Service, Inc. | UPS | 911312106 | USA | 03-May-12 | 05-Mar-12 | Annual | 13111 | Management | 1 | Elect Director F. Duane Ackerman | For | Against |
United Parcel Service, Inc. | UPS | 911312106 | USA | 03-May-12 | 05-Mar-12 | Annual | 13111 | Management | 2 | Elect Director Michael J. Burns | For | For |
United Parcel Service, Inc. | UPS | 911312106 | USA | 03-May-12 | 05-Mar-12 | Annual | 13111 | Management | 3 | Elect Director D. Scott Davis | For | For |
United Parcel Service, Inc. | UPS | 911312106 | USA | 03-May-12 | 05-Mar-12 | Annual | 13111 | Management | 4 | Elect Director Stuart E. Eizenstat | For | Against |
United Parcel Service, Inc. | UPS | 911312106 | USA | 03-May-12 | 05-Mar-12 | Annual | 13111 | Management | 5 | Elect Director Michael L. Eskew | For | For |
United Parcel Service, Inc. | UPS | 911312106 | USA | 03-May-12 | 05-Mar-12 | Annual | 13111 | Management | 6 | Elect Director William R. Johnson | For | Against |
United Parcel Service, Inc. | UPS | 911312106 | USA | 03-May-12 | 05-Mar-12 | Annual | 13111 | Management | 7 | Elect Director Candace Kendle | For | For |
United Parcel Service, Inc. | UPS | 911312106 | USA | 03-May-12 | 05-Mar-12 | Annual | 13111 | Management | 8 | Elect Director Ann M. Livermore | For | For |
United Parcel Service, Inc. | UPS | 911312106 | USA | 03-May-12 | 05-Mar-12 | Annual | 13111 | Management | 9 | Elect Director Rudy H.P. Markham | For | For |
United Parcel Service, Inc. | UPS | 911312106 | USA | 03-May-12 | 05-Mar-12 | Annual | 13111 | Management | 10 | Elect Director Clark T. Randt, Jr. | For | Against |
United Parcel Service, Inc. | UPS | 911312106 | USA | 03-May-12 | 05-Mar-12 | Annual | 13111 | Management | 11 | Elect Director John W. Thompson | For | For |
United Parcel Service, Inc. | UPS | 911312106 | USA | 03-May-12 | 05-Mar-12 | Annual | 13111 | Management | 12 | Elect Director Carol B. Tome | For | For |
United Parcel Service, Inc. | UPS | 911312106 | USA | 03-May-12 | 05-Mar-12 | Annual | 13111 | Management | 13 | Ratify Auditors | For | For |
United Parcel Service, Inc. | UPS | 911312106 | USA | 03-May-12 | 05-Mar-12 | Annual | 13111 | Management | 14 | Approve Omnibus Stock Plan | For | For |
United Parcel Service, Inc. | UPS | 911312106 | USA | 03-May-12 | 05-Mar-12 | Annual | 13111 | Management | 15 | Amend Qualified Employee Stock Purchase Plan | For | For |
United Parcel Service, Inc. | UPS | 911312106 | USA | 03-May-12 | 05-Mar-12 | Annual | 13111 | Share Holder | 16 | Report on Lobbying Contributions and Expenses | Against | Against |
Altera Corporation | ALTR | 021441100 | USA | 08-May-12 | 12-Mar-12 | Annual | 2659 | Management | 1 | Elect Director John P. Daane | For | For |
Altera Corporation | ALTR | 021441100 | USA | 08-May-12 | 12-Mar-12 | Annual | 2659 | Management | 2 | Elect Director T. Michael Nevens | For | For |
Altera Corporation | ALTR | 021441100 | USA | 08-May-12 | 12-Mar-12 | Annual | 2659 | Management | 3 | Elect Director Elisha W. Finney | For | For |
Altera Corporation | ALTR | 021441100 | USA | 08-May-12 | 12-Mar-12 | Annual | 2659 | Management | 4 | Elect Director Kevin McGarity | For | For |
Altera Corporation | ALTR | 021441100 | USA | 08-May-12 | 12-Mar-12 | Annual | 2659 | Management | 5 | Elect Director Krish A. Prabhu | For | For |
Altera Corporation | ALTR | 021441100 | USA | 08-May-12 | 12-Mar-12 | Annual | 2659 | Management | 6 | Elect Director John Shoemaker | For | For |
Altera Corporation | ALTR | 021441100 | USA | 08-May-12 | 12-Mar-12 | Annual | 2659 | Management | 7 | Elect Director Thomas H. Waechter | For | For |
Altera Corporation | ALTR | 021441100 | USA | 08-May-12 | 12-Mar-12 | Annual | 2659 | Management | 8 | Elect Director Susan Wang | For | For |
Altera Corporation | ALTR | 021441100 | USA | 08-May-12 | 12-Mar-12 | Annual | 2659 | Management | 9 | Amend Omnibus Stock Plan | For | For |
Altera Corporation | ALTR | 021441100 | USA | 08-May-12 | 12-Mar-12 | Annual | 2659 | Management | 10 | Amend Omnibus Stock Plan | For | For |
Altera Corporation | ALTR | 021441100 | USA | 08-May-12 | 12-Mar-12 | Annual | 2659 | Management | 11 | Amend Qualified Employee Stock Purchase Plan | For | For |
Altera Corporation | ALTR | 021441100 | USA | 08-May-12 | 12-Mar-12 | Annual | 2659 | Management | 12 | Provide Right to Act by Written Consent | For | For |
Altera Corporation | ALTR | 021441100 | USA | 08-May-12 | 12-Mar-12 | Annual | 2659 | Management | 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Altera Corporation | ALTR | 021441100 | USA | 08-May-12 | 12-Mar-12 | Annual | 2659 | Management | 14 | Ratify Auditors | For | For |
Zimmer Holdings, Inc. | ZMH | 98956P102 | USA | 08-May-12 | 09-Mar-12 | Annual | 15060 | Management | 1 | Elect Director Betsy J. Bernard | For | For |
Zimmer Holdings, Inc. | ZMH | 98956P102 | USA | 08-May-12 | 09-Mar-12 | Annual | 15060 | Management | 2 | Elect Director Marc N. Casper | For | For |
Zimmer Holdings, Inc. | ZMH | 98956P102 | USA | 08-May-12 | 09-Mar-12 | Annual | 15060 | Management | 3 | Elect Director David C. Dvorak | For | For |
Zimmer Holdings, Inc. | ZMH | 98956P102 | USA | 08-May-12 | 09-Mar-12 | Annual | 15060 | Management | 4 | Elect Director Larry C. Glasscock | For | For |
Zimmer Holdings, Inc. | ZMH | 98956P102 | USA | 08-May-12 | 09-Mar-12 | Annual | 15060 | Management | 5 | Elect Director Robert A. Hagemann | For | For |
Zimmer Holdings, Inc. | ZMH | 98956P102 | USA | 08-May-12 | 09-Mar-12 | Annual | 15060 | Management | 6 | Elect Director Arthur J. Higgins | For | For |
Zimmer Holdings, Inc. | ZMH | 98956P102 | USA | 08-May-12 | 09-Mar-12 | Annual | 15060 | Management | 7 | Elect Director John L. McGoldrick | For | For |
Zimmer Holdings, Inc. | ZMH | 98956P102 | USA | 08-May-12 | 09-Mar-12 | Annual | 15060 | Management | 8 | Elect Director Cecil B. Pickett | For | For |
Zimmer Holdings, Inc. | ZMH | 98956P102 | USA | 08-May-12 | 09-Mar-12 | Annual | 15060 | Management | 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Zimmer Holdings, Inc. | ZMH | 98956P102 | USA | 08-May-12 | 09-Mar-12 | Annual | 15060 | Management | 10 | Ratify Auditors | For | For |
Blue Nile, Inc. | NILE | 09578R103 | USA | 17-May-12 | 30-Mar-12 | Annual | 2962 | Management | 1.1 | Elect Director Michael Potter | For | For |
Blue Nile, Inc. | NILE | 09578R103 | USA | 17-May-12 | 30-Mar-12 | Annual | 2962 | Management | 1.2 | Elect Director Steve Scheid | For | For |
Blue Nile, Inc. | NILE | 09578R103 | USA | 17-May-12 | 30-Mar-12 | Annual | 2962 | Management | 1.3 | Elect Director Mary Alice Taylor | For | For |
Blue Nile, Inc. | NILE | 09578R103 | USA | 17-May-12 | 30-Mar-12 | Annual | 2962 | Management | 2 | Ratify Auditors | For | For |
Blue Nile, Inc. | NILE | 09578R103 | USA | 17-May-12 | 30-Mar-12 | Annual | 2962 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
The Home Depot, Inc. | HD | 437076102 | USA | 17-May-12 | 19-Mar-12 | Annual | 9496 | Management | 1 | Elect Director F. Duane Ackerman | For | For |
The Home Depot, Inc. | HD | 437076102 | USA | 17-May-12 | 19-Mar-12 | Annual | 9496 | Management | 2 | Elect Director Francis S. Blake | For | For |
The Home Depot, Inc. | HD | 437076102 | USA | 17-May-12 | 19-Mar-12 | Annual | 9496 | Management | 3 | Elect Director Ari Bousbib | For | For |
The Home Depot, Inc. | HD | 437076102 | USA | 17-May-12 | 19-Mar-12 | Annual | 9496 | Management | 4 | Elect Director Gregory D. Brenneman | For | For |
The Home Depot, Inc. | HD | 437076102 | USA | 17-May-12 | 19-Mar-12 | Annual | 9496 | Management | 5 | Elect Director J. Frank Brown | For | For |
The Home Depot, Inc. | HD | 437076102 | USA | 17-May-12 | 19-Mar-12 | Annual | 9496 | Management | 6 | Elect Director Albert P. Carey | For | Against |
The Home Depot, Inc. | HD | 437076102 | USA | 17-May-12 | 19-Mar-12 | Annual | 9496 | Management | 7 | Elect Director Armando Codina | For | Against |
The Home Depot, Inc. | HD | 437076102 | USA | 17-May-12 | 19-Mar-12 | Annual | 9496 | Management | 8 | Elect Director Bonnie G. Hill | For | Against |
The Home Depot, Inc. | HD | 437076102 | USA | 17-May-12 | 19-Mar-12 | Annual | 9496 | Management | 9 | Elect Director Karen L. Katen | For | Against |
The Home Depot, Inc. | HD | 437076102 | USA | 17-May-12 | 19-Mar-12 | Annual | 9496 | Management | 10 | Elect Director Ronald L. Sargent | For | For |
The Home Depot, Inc. | HD | 437076102 | USA | 17-May-12 | 19-Mar-12 | Annual | 9496 | Management | 11 | Ratify Auditors | For | For |
The Home Depot, Inc. | HD | 437076102 | USA | 17-May-12 | 19-Mar-12 | Annual | 9496 | Management | 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
The Home Depot, Inc. | HD | 437076102 | USA | 17-May-12 | 19-Mar-12 | Annual | 9496 | Management | 13 | Amend Qualified Employee Stock Purchase Plan | For | For |
The Home Depot, Inc. | HD | 437076102 | USA | 17-May-12 | 19-Mar-12 | Annual | 9496 | Share Holder | 14 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Against | Against |
The Home Depot, Inc. | HD | 437076102 | USA | 17-May-12 | 19-Mar-12 | Annual | 9496 | Share Holder | 15 | Prepare Employment Diversity Report | Against | Against |
The Home Depot, Inc. | HD | 437076102 | USA | 17-May-12 | 19-Mar-12 | Annual | 9496 | Share Holder | 16 | Amend Right to Act by Written Consent | Against | Against |
The Home Depot, Inc. | HD | 437076102 | USA | 17-May-12 | 19-Mar-12 | Annual | 9496 | Share Holder | 17 | Amend Bylaws -- Call Special Meetings | Against | For |
The Home Depot, Inc. | HD | 437076102 | USA | 17-May-12 | 19-Mar-12 | Annual | 9496 | Share Holder | 18 | Report on Charitable Contributions | Against | Against |
The Home Depot, Inc. | HD | 437076102 | USA | 17-May-12 | 19-Mar-12 | Annual | 9496 | Share Holder | 19 | Adopt Storm Water Run-off Management Policy | Against | Against |
Merck & Co., Inc. | MRK | 58933Y105 | USA | 22-May-12 | 23-Mar-12 | Annual | 13770 | Management | 1 | Elect Director Leslie A. Brun | For | Against |
Merck & Co., Inc. | MRK | 58933Y105 | USA | 22-May-12 | 23-Mar-12 | Annual | 13770 | Management | 2 | Elect Director Thomas R. Cech | For | Against |
Merck & Co., Inc. | MRK | 58933Y105 | USA | 22-May-12 | 23-Mar-12 | Annual | 13770 | Management | 3 | Elect Director Kenneth C. Frazier | For | For |
Merck & Co., Inc. | MRK | 58933Y105 | USA | 22-May-12 | 23-Mar-12 | Annual | 13770 | Management | 4 | Elect Director Thomas H. Glocer | For | For |
Merck & Co., Inc. | MRK | 58933Y105 | USA | 22-May-12 | 23-Mar-12 | Annual | 13770 | Management | 5 | Elect Director William B. Harrison Jr. | For | For |
Merck & Co., Inc. | MRK | 58933Y105 | USA | 22-May-12 | 23-Mar-12 | Annual | 13770 | Management | 6 | Elect Director C. Robert Kidder | For | Against |
Merck & Co., Inc. | MRK | 58933Y105 | USA | 22-May-12 | 23-Mar-12 | Annual | 13770 | Management | 7 | Elect Director Rochelle B. Lazarus | For | For |
Merck & Co., Inc. | MRK | 58933Y105 | USA | 22-May-12 | 23-Mar-12 | Annual | 13770 | Management | 8 | Elect Director Carlos E. Represas | For | Against |
Merck & Co., Inc. | MRK | 58933Y105 | USA | 22-May-12 | 23-Mar-12 | Annual | 13770 | Management | 9 | Elect Director Patricia F. Russo | For | For |
Merck & Co., Inc. | MRK | 58933Y105 | USA | 22-May-12 | 23-Mar-12 | Annual | 13770 | Management | 10 | Elect Director Craig B. Thompson | For | For |
Merck & Co., Inc. | MRK | 58933Y105 | USA | 22-May-12 | 23-Mar-12 | Annual | 13770 | Management | 11 | Elect Director Wendell P. Weeks | For | For |
Merck & Co., Inc. | MRK | 58933Y105 | USA | 22-May-12 | 23-Mar-12 | Annual | 13770 | Management | 12 | Elect Director Peter C. Wendell | For | For |
Merck & Co., Inc. | MRK | 58933Y105 | USA | 22-May-12 | 23-Mar-12 | Annual | 13770 | Management | 13 | Ratify Auditors | For | Against |
Merck & Co., Inc. | MRK | 58933Y105 | USA | 22-May-12 | 23-Mar-12 | Annual | 13770 | Management | 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Merck & Co., Inc. | MRK | 58933Y105 | USA | 22-May-12 | 23-Mar-12 | Annual | 13770 | Share Holder | 15 | Provide Right to Act by Written Consent | Against | For |
Merck & Co., Inc. | MRK | 58933Y105 | USA | 22-May-12 | 23-Mar-12 | Annual | 13770 | Share Holder | 16 | Amend Bylaws -- Call Special Meetings | Against | For |
Merck & Co., Inc. | MRK | 58933Y105 | USA | 22-May-12 | 23-Mar-12 | Annual | 13770 | Share Holder | 17 | Report on Charitable and Political Contributions | Against | Against |
Omnicom Group Inc. | OMC | 681919106 | USA | 22-May-12 | 02-Apr-12 | Annual | 10686 | Management | 1 | Elect Director John D. Wren | For | For |
Omnicom Group Inc. | OMC | 681919106 | USA | 22-May-12 | 02-Apr-12 | Annual | 10686 | Management | 2 | Elect Director Bruce Crawford | For | For |
Omnicom Group Inc. | OMC | 681919106 | USA | 22-May-12 | 02-Apr-12 | Annual | 10686 | Management | 3 | Elect Director Alan R. Batkin | For | Against |
Omnicom Group Inc. | OMC | 681919106 | USA | 22-May-12 | 02-Apr-12 | Annual | 10686 | Management | 4 | Elect Director Mary C. Choksi | For | For |
Omnicom Group Inc. | OMC | 681919106 | USA | 22-May-12 | 02-Apr-12 | Annual | 10686 | Management | 5 | Elect Director Robert Charles Clark | For | For |
Omnicom Group Inc. | OMC | 681919106 | USA | 22-May-12 | 02-Apr-12 | Annual | 10686 | Management | 6 | Elect Director Leonard S. Coleman, Jr. | For | Against |
Omnicom Group Inc. | OMC | 681919106 | USA | 22-May-12 | 02-Apr-12 | Annual | 10686 | Management | 7 | Elect Director Errol M. Cook | For | For |
Omnicom Group Inc. | OMC | 681919106 | USA | 22-May-12 | 02-Apr-12 | Annual | 10686 | Management | 8 | Elect Director Susan S. Denison | For | Against |
Omnicom Group Inc. | OMC | 681919106 | USA | 22-May-12 | 02-Apr-12 | Annual | 10686 | Management | 9 | Elect Director Michael A. Henning | For | Against |
Omnicom Group Inc. | OMC | 681919106 | USA | 22-May-12 | 02-Apr-12 | Annual | 10686 | Management | 10 | Elect Director John R. Murphy | For | For |
Omnicom Group Inc. | OMC | 681919106 | USA | 22-May-12 | 02-Apr-12 | Annual | 10686 | Management | 11 | Elect Director John R. Purcell | For | For |
Omnicom Group Inc. | OMC | 681919106 | USA | 22-May-12 | 02-Apr-12 | Annual | 10686 | Management | 12 | Elect Director Linda Johnson Rice | For | Against |
Omnicom Group Inc. | OMC | 681919106 | USA | 22-May-12 | 02-Apr-12 | Annual | 10686 | Management | 13 | Elect Director Gary L. Roubos | For | Against |
Omnicom Group Inc. | OMC | 681919106 | USA | 22-May-12 | 02-Apr-12 | Annual | 10686 | Management | 14 | Ratify Auditors | For | For |
Omnicom Group Inc. | OMC | 681919106 | USA | 22-May-12 | 02-Apr-12 | Annual | 10686 | Management | 15 | Provide Right to Call Special Meeting | For | For |
Omnicom Group Inc. | OMC | 681919106 | USA | 22-May-12 | 02-Apr-12 | Annual | 10686 | Management | 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against |
Omnicom Group Inc. | OMC | 681919106 | USA | 22-May-12 | 02-Apr-12 | Annual | 10686 | Share Holder | 17 | Prepare Employment Diversity Report | Against | Against |
Amgen Inc. | AMGN | 031162100 | USA | 23-May-12 | 26-Mar-12 | Annual | 16696 | Management | 1 | Elect Director David Baltimore | For | For |
Amgen Inc. | AMGN | 031162100 | USA | 23-May-12 | 26-Mar-12 | Annual | 16696 | Management | 2 | Elect Director Frank J. Biondi, Jr. | For | For |
Amgen Inc. | AMGN | 031162100 | USA | 23-May-12 | 26-Mar-12 | Annual | 16696 | Management | 3 | Elect Director Robert A. Bradway | For | For |
Amgen Inc. | AMGN | 031162100 | USA | 23-May-12 | 26-Mar-12 | Annual | 16696 | Management | 4 | Elect Director Francois De Carbonnel | For | For |
Amgen Inc. | AMGN | 031162100 | USA | 23-May-12 | 26-Mar-12 | Annual | 16696 | Management | 5 | Elect Director Vance D. Coffman | For | Against |
Amgen Inc. | AMGN | 031162100 | USA | 23-May-12 | 26-Mar-12 | Annual | 16696 | Management | 6 | Elect Director Rebecca M. Henderson | For | For |
Amgen Inc. | AMGN | 031162100 | USA | 23-May-12 | 26-Mar-12 | Annual | 16696 | Management | 7 | Elect Director Frank C. Herringer | For | Against |
Amgen Inc. | AMGN | 031162100 | USA | 23-May-12 | 26-Mar-12 | Annual | 16696 | Management | 8 | Elect Director Tyler Jacks | For | For |
Amgen Inc. | AMGN | 031162100 | USA | 23-May-12 | 26-Mar-12 | Annual | 16696 | Management | 9 | Elect Director Gilbert S. Omenn | For | For |
Amgen Inc. | AMGN | 031162100 | USA | 23-May-12 | 26-Mar-12 | Annual | 16696 | Management | 10 | Elect Director Judith C. Pelham | For | For |
Amgen Inc. | AMGN | 031162100 | USA | 23-May-12 | 26-Mar-12 | Annual | 16696 | Management | 11 | Elect Director J. Paul Reason | For | Against |
Amgen Inc. | AMGN | 031162100 | USA | 23-May-12 | 26-Mar-12 | Annual | 16696 | Management | 12 | Elect Director Leonard D. Schaeffer | For | Against |
Amgen Inc. | AMGN | 031162100 | USA | 23-May-12 | 26-Mar-12 | Annual | 16696 | Management | 13 | Elect Director Kevin W. Sharer | For | For |
Amgen Inc. | AMGN | 031162100 | USA | 23-May-12 | 26-Mar-12 | Annual | 16696 | Management | 14 | Elect Director Ronald D. Sugar | For | Against |
Amgen Inc. | AMGN | 031162100 | USA | 23-May-12 | 26-Mar-12 | Annual | 16696 | Management | 15 | Ratify Auditors | For | For |
Amgen Inc. | AMGN | 031162100 | USA | 23-May-12 | 26-Mar-12 | Annual | 16696 | Management | 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against |
Amgen Inc. | AMGN | 031162100 | USA | 23-May-12 | 26-Mar-12 | Annual | 16696 | Management | 17 | Provide Right to Act by Written Consent | For | For |
Amgen Inc. | AMGN | 031162100 | USA | 23-May-12 | 26-Mar-12 | Annual | 16696 | Share Holder | 18 | Require Independent Board Chairman | Against | For |
Amgen Inc. | AMGN | 031162100 | USA | 23-May-12 | 26-Mar-12 | Annual | 16696 | Share Holder | 19 | Report on Research Animal Care and Promotion of Testing Alternatives | Against | Against |
Amgen Inc. | AMGN | 031162100 | USA | 23-May-12 | 26-Mar-12 | Annual | 16696 | Share Holder | 20 | Report on Lobbying Payments and Policy | Against | Against |
Amgen Inc. | AMGN | 031162100 | USA | 23-May-12 | 26-Mar-12 | Annual | 16696 | Share Holder | 21 | Limit CEO to Serving on only One Other Board | Against | Against |
SEI Investments Company | SEIC | 784117103 | USA | 23-May-12 | 23-Mar-12 | Annual | 44675 | Management | 1 | Elect Director Richard B. Lieb | For | For |
SEI Investments Company | SEIC | 784117103 | USA | 23-May-12 | 23-Mar-12 | Annual | 44675 | Management | 2 | Elect Director Carmen V. Romeo | For | For |
SEI Investments Company | SEIC | 784117103 | USA | 23-May-12 | 23-Mar-12 | Annual | 44675 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
SEI Investments Company | SEIC | 784117103 | USA | 23-May-12 | 23-Mar-12 | Annual | 44675 | Management | 4 | Ratify Auditors | For | For |
Amazon.com, Inc. | AMZN | 023135106 | USA | 24-May-12 | 02-Apr-12 | Annual | 6327 | Management | 1 | Elect Director Jeffrey P. Bezos | For | For |
Amazon.com, Inc. | AMZN | 023135106 | USA | 24-May-12 | 02-Apr-12 | Annual | 6327 | Management | 2 | Elect Director Tom A. Alberg | For | For |
Amazon.com, Inc. | AMZN | 023135106 | USA | 24-May-12 | 02-Apr-12 | Annual | 6327 | Management | 3 | Elect Director John Seely Brown | For | For |
Amazon.com, Inc. | AMZN | 023135106 | USA | 24-May-12 | 02-Apr-12 | Annual | 6327 | Management | 4 | Elect Director William B. Gordon | For | For |
Amazon.com, Inc. | AMZN | 023135106 | USA | 24-May-12 | 02-Apr-12 | Annual | 6327 | Management | 5 | Elect Director Jamie S. Gorelick | For | For |
Amazon.com, Inc. | AMZN | 023135106 | USA | 24-May-12 | 02-Apr-12 | Annual | 6327 | Management | 6 | Elect Director Blake G. Krikorian | For | For |
Amazon.com, Inc. | AMZN | 023135106 | USA | 24-May-12 | 02-Apr-12 | Annual | 6327 | Management | 7 | Elect Director Alain Monie | For | For |
Amazon.com, Inc. | AMZN | 023135106 | USA | 24-May-12 | 02-Apr-12 | Annual | 6327 | Management | 8 | Elect Director Jonathan J. Rubinstein | For | For |
Amazon.com, Inc. | AMZN | 023135106 | USA | 24-May-12 | 02-Apr-12 | Annual | 6327 | Management | 9 | Elect Director Thomas O. Ryder | For | Against |
Amazon.com, Inc. | AMZN | 023135106 | USA | 24-May-12 | 02-Apr-12 | Annual | 6327 | Management | 10 | Elect Director Patricia Q. Stonesifer | For | For |
Amazon.com, Inc. | AMZN | 023135106 | USA | 24-May-12 | 02-Apr-12 | Annual | 6327 | Management | 11 | Ratify Auditors | For | For |
Amazon.com, Inc. | AMZN | 023135106 | USA | 24-May-12 | 02-Apr-12 | Annual | 6327 | Management | 12 | Amend Omnibus Stock Plan | For | For |
Amazon.com, Inc. | AMZN | 023135106 | USA | 24-May-12 | 02-Apr-12 | Annual | 6327 | Share Holder | 13 | Report on Climate Change | Against | Against |
Amazon.com, Inc. | AMZN | 023135106 | USA | 24-May-12 | 02-Apr-12 | Annual | 6327 | Share Holder | 14 | Report on Political Contributions | Against | For |
Lowe's Companies, Inc. | LOW | 548661107 | USA | 01-Jun-12 | 30-Mar-12 | Annual | 13419 | Management | 1.1 | Elect Director Raul Alvarez | For | For |
Lowe's Companies, Inc. | LOW | 548661107 | USA | 01-Jun-12 | 30-Mar-12 | Annual | 13419 | Management | 1.2 | Elect Director David W. Bernauer | For | For |
Lowe's Companies, Inc. | LOW | 548661107 | USA | 01-Jun-12 | 30-Mar-12 | Annual | 13419 | Management | 1.3 | Elect Director Leonard L. Berry | For | For |
Lowe's Companies, Inc. | LOW | 548661107 | USA | 01-Jun-12 | 30-Mar-12 | Annual | 13419 | Management | 1.4 | Elect Director Peter C. Browning | For | Withhold |
Lowe's Companies, Inc. | LOW | 548661107 | USA | 01-Jun-12 | 30-Mar-12 | Annual | 13419 | Management | 1.5 | Elect Director Richard W. Dreiling | For | For |
Lowe's Companies, Inc. | LOW | 548661107 | USA | 01-Jun-12 | 30-Mar-12 | Annual | 13419 | Management | 1.6 | Elect Director Dawn E. Hudson | For | Withhold |
Lowe's Companies, Inc. | LOW | 548661107 | USA | 01-Jun-12 | 30-Mar-12 | Annual | 13419 | Management | 1.7 | Elect Director Robert L. Johnson | For | Withhold |
Lowe's Companies, Inc. | LOW | 548661107 | USA | 01-Jun-12 | 30-Mar-12 | Annual | 13419 | Management | 1.8 | Elect Director Marshall O. Larsen | For | Withhold |
Lowe's Companies, Inc. | LOW | 548661107 | USA | 01-Jun-12 | 30-Mar-12 | Annual | 13419 | Management | 1.9 | Elect Director Richard K. Lochridge | For | Withhold |
Lowe's Companies, Inc. | LOW | 548661107 | USA | 01-Jun-12 | 30-Mar-12 | Annual | 13419 | Management | 1.10 | Elect Director Robert A. Niblock | For | For |
Lowe's Companies, Inc. | LOW | 548661107 | USA | 01-Jun-12 | 30-Mar-12 | Annual | 13419 | Management | 1.11 | Elect Director Eric C. Wiseman | For | Withhold |
Lowe's Companies, Inc. | LOW | 548661107 | USA | 01-Jun-12 | 30-Mar-12 | Annual | 13419 | Management | 2 | Ratify Auditors | For | For |
Lowe's Companies, Inc. | LOW | 548661107 | USA | 01-Jun-12 | 30-Mar-12 | Annual | 13419 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Lowe's Companies, Inc. | LOW | 548661107 | USA | 01-Jun-12 | 30-Mar-12 | Annual | 13419 | Management | 4 | Amend Qualified Employee Stock Purchase Plan | For | For |
Lowe's Companies, Inc. | LOW | 548661107 | USA | 01-Jun-12 | 30-Mar-12 | Annual | 13419 | Share Holder | 5 | Report on Political Contributions | Against | For |
Lowe's Companies, Inc. | LOW | 548661107 | USA | 01-Jun-12 | 30-Mar-12 | Annual | 13419 | Share Holder | 6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Against | For |
Lowe's Companies, Inc. | LOW | 548661107 | USA | 01-Jun-12 | 30-Mar-12 | Annual | 13419 | Share Holder | 7 | Stock Retention/Holding Period | Against | Against |
Target Corporation | TGT | 87612E106 | USA | 13-Jun-12 | 16-Apr-12 | Annual | 1337 | Management | 1.1 | Elect Director Roxanne S. Austin | For | For |
Target Corporation | TGT | 87612E106 | USA | 13-Jun-12 | 16-Apr-12 | Annual | 1337 | Management | 1.2 | Elect Director Calvin Darden | For | Withhold |
Target Corporation | TGT | 87612E106 | USA | 13-Jun-12 | 16-Apr-12 | Annual | 1337 | Management | 1.3 | Elect Director Mary N. Dillon | For | Withhold |
Target Corporation | TGT | 87612E106 | USA | 13-Jun-12 | 16-Apr-12 | Annual | 1337 | Management | 1.4 | Elect Director James A. Johnson | For | Withhold |
Target Corporation | TGT | 87612E106 | USA | 13-Jun-12 | 16-Apr-12 | Annual | 1337 | Management | 1.5 | Elect Director Mary E. Minnick | For | For |
Target Corporation | TGT | 87612E106 | USA | 13-Jun-12 | 16-Apr-12 | Annual | 1337 | Management | 1.6 | Elect Director Anne M. Mulcahy | For | Withhold |
Target Corporation | TGT | 87612E106 | USA | 13-Jun-12 | 16-Apr-12 | Annual | 1337 | Management | 1.7 | Elect Director Derica W. Rice | For | For |
Target Corporation | TGT | 87612E106 | USA | 13-Jun-12 | 16-Apr-12 | Annual | 1337 | Management | 1.8 | Elect Director Stephen W. Sanger | For | Withhold |
Target Corporation | TGT | 87612E106 | USA | 13-Jun-12 | 16-Apr-12 | Annual | 1337 | Management | 1.9 | Elect Director Gregg W. Steinhafel | For | For |
Target Corporation | TGT | 87612E106 | USA | 13-Jun-12 | 16-Apr-12 | Annual | 1337 | Management | 1.10 | Elect Director John G. Stumpf | For | For |
Target Corporation | TGT | 87612E106 | USA | 13-Jun-12 | 16-Apr-12 | Annual | 1337 | Management | 1.11 | Elect Director Solomon D. Trujillo | For | For |
Target Corporation | TGT | 87612E106 | USA | 13-Jun-12 | 16-Apr-12 | Annual | 1337 | Management | 2 | Ratify Auditors | For | For |
Target Corporation | TGT | 87612E106 | USA | 13-Jun-12 | 16-Apr-12 | Annual | 1337 | Management | 3 | Approve Executive Incentive Bonus Plan | For | For |
Target Corporation | TGT | 87612E106 | USA | 13-Jun-12 | 16-Apr-12 | Annual | 1337 | Management | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against |
Target Corporation | TGT | 87612E106 | USA | 13-Jun-12 | 16-Apr-12 | Annual | 1337 | Share Holder | 5 | Report on Electronics Recycling and Preventing E-Waste Export | Against | Against |
Target Corporation | TGT | 87612E106 | USA | 13-Jun-12 | 16-Apr-12 | Annual | 1337 | Share Holder | 6 | Prohibit Political Contributions | Against | Against |
Google Inc. | GOOG | 38259P508 | USA | 21-Jun-12 | 23-Apr-12 | Annual | 2423 | Management | 1.1 | Elect Director Larry Page | For | Withhold |
Google Inc. | GOOG | 38259P508 | USA | 21-Jun-12 | 23-Apr-12 | Annual | 2423 | Management | 1.2 | Elect Director Sergey Brin | For | Withhold |
Google Inc. | GOOG | 38259P508 | USA | 21-Jun-12 | 23-Apr-12 | Annual | 2423 | Management | 1.3 | Elect Director Eric E. Schmidt | For | Withhold |
Google Inc. | GOOG | 38259P508 | USA | 21-Jun-12 | 23-Apr-12 | Annual | 2423 | Management | 1.4 | Elect Director L. John Doerr | For | For |
Google Inc. | GOOG | 38259P508 | USA | 21-Jun-12 | 23-Apr-12 | Annual | 2423 | Management | 1.5 | Elect Director Diane B. Greene | For | For |
Google Inc. | GOOG | 38259P508 | USA | 21-Jun-12 | 23-Apr-12 | Annual | 2423 | Management | 1.6 | Elect Director John L. Hennessy | For | Withhold |
Google Inc. | GOOG | 38259P508 | USA | 21-Jun-12 | 23-Apr-12 | Annual | 2423 | Management | 1.7 | Elect Director Ann Mather | For | For |
Google Inc. | GOOG | 38259P508 | USA | 21-Jun-12 | 23-Apr-12 | Annual | 2423 | Management | 1.8 | Elect Director Paul S. Otellini | For | For |
Google Inc. | GOOG | 38259P508 | USA | 21-Jun-12 | 23-Apr-12 | Annual | 2423 | Management | 1.9 | Elect Director K. Ram Shriram | For | For |
Google Inc. | GOOG | 38259P508 | USA | 21-Jun-12 | 23-Apr-12 | Annual | 2423 | Management | 1.10 | Elect Director Shirley M. Tilghman | For | For |
Google Inc. | GOOG | 38259P508 | USA | 21-Jun-12 | 23-Apr-12 | Annual | 2423 | Management | 2 | Ratify Auditors | For | For |
Google Inc. | GOOG | 38259P508 | USA | 21-Jun-12 | 23-Apr-12 | Annual | 2423 | Management | 3 | Authorize a New Class of Common Stock | For | Against |
Google Inc. | GOOG | 38259P508 | USA | 21-Jun-12 | 23-Apr-12 | Annual | 2423 | Management | 4 | Increase Authorized Common Stock | For | Against |
Google Inc. | GOOG | 38259P508 | USA | 21-Jun-12 | 23-Apr-12 | Annual | 2423 | Management | 5 | Amend Charter to Provide For Class A Common Holders to Receive Equal Consideration as Class B Common Holders in event of any Merger, Consolidation or Business Combination | For | Against |
Google Inc. | GOOG | 38259P508 | USA | 21-Jun-12 | 23-Apr-12 | Annual | 2423 | Management | 6 | Approve Omnibus Stock Plan | For | Against |
Google Inc. | GOOG | 38259P508 | USA | 21-Jun-12 | 23-Apr-12 | Annual | 2423 | Management | 7 | Approve Omnibus Stock Plan | For | Against |
Google Inc. | GOOG | 38259P508 | USA | 21-Jun-12 | 23-Apr-12 | Annual | 2423 | Share Holder | 8 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Against | Against |
Google Inc. | GOOG | 38259P508 | USA | 21-Jun-12 | 23-Apr-12 | Annual | 2423 | Share Holder | 9 | Amend Articles Regarding Arbitration of Shareholder Lawsuits | Against | Against |
Google Inc. | GOOG | 38259P508 | USA | 21-Jun-12 | 23-Apr-12 | Annual | 2423 | Share Holder | 10 | Approve Recapitalization Plan for all Stock to have One-vote per Share | Against | For |
| | | | | | | | | | | | |
Registrant: Saratoga Advantage Trust - Financial Services Portfolio Item 1, Exhibit C | |
Investment Company Act file number: 811-08542 | | | |
Reporting Period: July 1, 2011 through June 30, 2012 | | | |
Company Name | Ticker | Security ID on Ballot | Country | Meeting Date | Record Date | Meeting Type | Shares Voted | Proponent | Item Number | Proposal | Management Recommendation | Vote Instruction |
ACE Limited | ACE | H0023R105 | Switzerland | 09-Jan-12 | 30-Nov-11 | Special | 997 | Management | 1 | Approve Dividend Distribution from Legal Reserves | For | For |
Franklin Resources, Inc. | BEN | 354613101 | USA | 14-Mar-12 | 17-Jan-12 | Annual | 580 | Management | 1 | Elect Director Samuel H. Armacost | For | For |
Franklin Resources, Inc. | BEN | 354613101 | USA | 14-Mar-12 | 17-Jan-12 | Annual | 580 | Management | 2 | Elect Director Charles Crocker | For | For |
Franklin Resources, Inc. | BEN | 354613101 | USA | 14-Mar-12 | 17-Jan-12 | Annual | 580 | Management | 3 | Elect Director Joseph R. Hardiman | For | For |
Franklin Resources, Inc. | BEN | 354613101 | USA | 14-Mar-12 | 17-Jan-12 | Annual | 580 | Management | 4 | Elect Director Charles B. Johnson | For | For |
Franklin Resources, Inc. | BEN | 354613101 | USA | 14-Mar-12 | 17-Jan-12 | Annual | 580 | Management | 5 | Elect Director Gregory E. Johnson | For | For |
Franklin Resources, Inc. | BEN | 354613101 | USA | 14-Mar-12 | 17-Jan-12 | Annual | 580 | Management | 6 | Elect Director Rupert H. Johnson, Jr. | For | For |
Franklin Resources, Inc. | BEN | 354613101 | USA | 14-Mar-12 | 17-Jan-12 | Annual | 580 | Management | 7 | Elect Director Mark C. Pigott | For | For |
Franklin Resources, Inc. | BEN | 354613101 | USA | 14-Mar-12 | 17-Jan-12 | Annual | 580 | Management | 8 | Elect Director Chutta Ratnathicam | For | For |
Franklin Resources, Inc. | BEN | 354613101 | USA | 14-Mar-12 | 17-Jan-12 | Annual | 580 | Management | 9 | Elect Director Laura Stein | For | For |
Franklin Resources, Inc. | BEN | 354613101 | USA | 14-Mar-12 | 17-Jan-12 | Annual | 580 | Management | 10 | Elect Director Anne M. Tatlock | For | For |
Franklin Resources, Inc. | BEN | 354613101 | USA | 14-Mar-12 | 17-Jan-12 | Annual | 580 | Management | 11 | Elect Director Geoffrey Y. Yang | For | For |
Franklin Resources, Inc. | BEN | 354613101 | USA | 14-Mar-12 | 17-Jan-12 | Annual | 580 | Management | 12 | Ratify Auditors | For | For |
Citigroup Inc. | C | 172967424 | USA | 17-Apr-12 | 21-Feb-12 | Annual | 2029 | Management | 1 | Elect Director Franz B. Humer | For | For |
Citigroup Inc. | C | 172967424 | USA | 17-Apr-12 | 21-Feb-12 | Annual | 2029 | Management | 2 | Elect Director Robert L. Joss | For | For |
Citigroup Inc. | C | 172967424 | USA | 17-Apr-12 | 21-Feb-12 | Annual | 2029 | Management | 3 | Elect Director Michael E. O'Neill | For | Against |
Citigroup Inc. | C | 172967424 | USA | 17-Apr-12 | 21-Feb-12 | Annual | 2029 | Management | 4 | Elect Director Vikram S. Pandit | For | For |
Citigroup Inc. | C | 172967424 | USA | 17-Apr-12 | 21-Feb-12 | Annual | 2029 | Management | 5 | Elect Director Lawrence R. Ricciardi | For | For |
Citigroup Inc. | C | 172967424 | USA | 17-Apr-12 | 21-Feb-12 | Annual | 2029 | Management | 6 | Elect Director Judith Rodin | For | Against |
Citigroup Inc. | C | 172967424 | USA | 17-Apr-12 | 21-Feb-12 | Annual | 2029 | Management | 7 | Elect Director Robert L. Ryan | For | For |
Citigroup Inc. | C | 172967424 | USA | 17-Apr-12 | 21-Feb-12 | Annual | 2029 | Management | 8 | Elect Director Anthony M. Santomero | For | For |
Citigroup Inc. | C | 172967424 | USA | 17-Apr-12 | 21-Feb-12 | Annual | 2029 | Management | 9 | Elect Director Joan E. Spero | For | For |
Citigroup Inc. | C | 172967424 | USA | 17-Apr-12 | 21-Feb-12 | Annual | 2029 | Management | 10 | Elect Director Diana L. Taylor | For | Against |
Citigroup Inc. | C | 172967424 | USA | 17-Apr-12 | 21-Feb-12 | Annual | 2029 | Management | 11 | Elect Director William S. Thompson, Jr. | For | Against |
Citigroup Inc. | C | 172967424 | USA | 17-Apr-12 | 21-Feb-12 | Annual | 2029 | Management | 12 | Elect Director Ernesto Zedillo Ponce de Leon | For | For |
Citigroup Inc. | C | 172967424 | USA | 17-Apr-12 | 21-Feb-12 | Annual | 2029 | Management | 13 | Ratify Auditors | For | For |
Citigroup Inc. | C | 172967424 | USA | 17-Apr-12 | 21-Feb-12 | Annual | 2029 | Management | 14 | Amend Omnibus Stock Plan | For | For |
Citigroup Inc. | C | 172967424 | USA | 17-Apr-12 | 21-Feb-12 | Annual | 2029 | Management | 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against |
Citigroup Inc. | C | 172967424 | USA | 17-Apr-12 | 21-Feb-12 | Annual | 2029 | Share Holder | 16 | Disclose Prior Government Service | Against | Against |
Citigroup Inc. | C | 172967424 | USA | 17-Apr-12 | 21-Feb-12 | Annual | 2029 | Share Holder | 17 | Report on Political Contributions and Lobbying Expenditures | Against | Against |
Citigroup Inc. | C | 172967424 | USA | 17-Apr-12 | 21-Feb-12 | Annual | 2029 | Share Holder | 18 | Stock Retention/Holding Period | Against | Against |
Citigroup Inc. | C | 172967424 | USA | 17-Apr-12 | 21-Feb-12 | Annual | 2029 | Share Holder | 19 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Against | For |
Fifth Third Bancorp | FITB | 316773100 | USA | 17-Apr-12 | 29-Feb-12 | Annual | 4483 | Management | 1.1 | Elect Director Darryl F. Allen | For | For |
Fifth Third Bancorp | FITB | 316773100 | USA | 17-Apr-12 | 29-Feb-12 | Annual | 4483 | Management | 1.2 | Elect Director B. Evan Bayh, III | For | For |
Fifth Third Bancorp | FITB | 316773100 | USA | 17-Apr-12 | 29-Feb-12 | Annual | 4483 | Management | 1.3 | Elect Director Ulysses L. Bridgeman, Jr. | For | For |
Fifth Third Bancorp | FITB | 316773100 | USA | 17-Apr-12 | 29-Feb-12 | Annual | 4483 | Management | 1.4 | Elect Director Emerson L. Brumback | For | For |
Fifth Third Bancorp | FITB | 316773100 | USA | 17-Apr-12 | 29-Feb-12 | Annual | 4483 | Management | 1.5 | Elect Director James P. Hackett | For | For |
Fifth Third Bancorp | FITB | 316773100 | USA | 17-Apr-12 | 29-Feb-12 | Annual | 4483 | Management | 1.6 | Elect Director Gary R. Heminger | For | For |
Fifth Third Bancorp | FITB | 316773100 | USA | 17-Apr-12 | 29-Feb-12 | Annual | 4483 | Management | 1.7 | Elect Director Jewell D. Hoover | For | For |
Fifth Third Bancorp | FITB | 316773100 | USA | 17-Apr-12 | 29-Feb-12 | Annual | 4483 | Management | 1.8 | Elect Director William M. Isaac | For | For |
Fifth Third Bancorp | FITB | 316773100 | USA | 17-Apr-12 | 29-Feb-12 | Annual | 4483 | Management | 1.9 | Elect Director Kevin T. Kabat | For | For |
Fifth Third Bancorp | FITB | 316773100 | USA | 17-Apr-12 | 29-Feb-12 | Annual | 4483 | Management | 1.10 | Elect Director Mitchel D. Livingston | For | For |
Fifth Third Bancorp | FITB | 316773100 | USA | 17-Apr-12 | 29-Feb-12 | Annual | 4483 | Management | 1.11 | Elect Director Michael B. McCallister | For | For |
Fifth Third Bancorp | FITB | 316773100 | USA | 17-Apr-12 | 29-Feb-12 | Annual | 4483 | Management | 1.12 | Elect Director Hendrik G. Meijer | For | For |
Fifth Third Bancorp | FITB | 316773100 | USA | 17-Apr-12 | 29-Feb-12 | Annual | 4483 | Management | 1.13 | Elect Director John J. Schiff, Jr. | For | For |
Fifth Third Bancorp | FITB | 316773100 | USA | 17-Apr-12 | 29-Feb-12 | Annual | 4483 | Management | 1.14 | Elect Director Marsha C. Williams | For | For |
Fifth Third Bancorp | FITB | 316773100 | USA | 17-Apr-12 | 29-Feb-12 | Annual | 4483 | Management | 2 | Ratify Auditors | For | For |
Fifth Third Bancorp | FITB | 316773100 | USA | 17-Apr-12 | 29-Feb-12 | Annual | 4483 | Management | 3 | Adopt Majority Voting for Uncontested Election of Directors | For | For |
Fifth Third Bancorp | FITB | 316773100 | USA | 17-Apr-12 | 29-Feb-12 | Annual | 4483 | Management | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Fifth Third Bancorp | FITB | 316773100 | USA | 17-Apr-12 | 29-Feb-12 | Annual | 4483 | Management | 5 | Advisory Vote on Say on Pay Frequency | One Year | Three Years |
M&T Bank Corporation | MTB | 55261F104 | USA | 17-Apr-12 | 29-Feb-12 | Annual | 682 | Management | 1.1 | Elect Director Brent D. Baird | For | For |
M&T Bank Corporation | MTB | 55261F104 | USA | 17-Apr-12 | 29-Feb-12 | Annual | 682 | Management | 1.2 | Elect Director C. Angela Bontempo | For | For |
M&T Bank Corporation | MTB | 55261F104 | USA | 17-Apr-12 | 29-Feb-12 | Annual | 682 | Management | 1.3 | Elect Director Robert T. Brady | For | Withhold |
M&T Bank Corporation | MTB | 55261F104 | USA | 17-Apr-12 | 29-Feb-12 | Annual | 682 | Management | 1.4 | Elect Director T. Jefferson Cunningham, III | For | For |
M&T Bank Corporation | MTB | 55261F104 | USA | 17-Apr-12 | 29-Feb-12 | Annual | 682 | Management | 1.5 | Elect Director Mark J. Czarnecki | For | Withhold |
M&T Bank Corporation | MTB | 55261F104 | USA | 17-Apr-12 | 29-Feb-12 | Annual | 682 | Management | 1.6 | Elect Director Gary N. Geisel | For | For |
M&T Bank Corporation | MTB | 55261F104 | USA | 17-Apr-12 | 29-Feb-12 | Annual | 682 | Management | 1.7 | Elect Director Patrick W.E. Hodgson | For | For |
M&T Bank Corporation | MTB | 55261F104 | USA | 17-Apr-12 | 29-Feb-12 | Annual | 682 | Management | 1.8 | Elect Director Richard G. King | For | Withhold |
M&T Bank Corporation | MTB | 55261F104 | USA | 17-Apr-12 | 29-Feb-12 | Annual | 682 | Management | 1.9 | Elect Director Jorge G. Pereira | For | For |
M&T Bank Corporation | MTB | 55261F104 | USA | 17-Apr-12 | 29-Feb-12 | Annual | 682 | Management | 1.10 | Elect Director Michael P. Pinto | For | Withhold |
M&T Bank Corporation | MTB | 55261F104 | USA | 17-Apr-12 | 29-Feb-12 | Annual | 682 | Management | 1.11 | Elect Director Melinda R. Rich | For | For |
M&T Bank Corporation | MTB | 55261F104 | USA | 17-Apr-12 | 29-Feb-12 | Annual | 682 | Management | 1.12 | Elect Director Robert E. Sadler, Jr. | For | Withhold |
M&T Bank Corporation | MTB | 55261F104 | USA | 17-Apr-12 | 29-Feb-12 | Annual | 682 | Management | 1.13 | Elect Director Herbert L. Washington | For | For |
M&T Bank Corporation | MTB | 55261F104 | USA | 17-Apr-12 | 29-Feb-12 | Annual | 682 | Management | 1.14 | Elect Director Robert G. Wilmers | For | Withhold |
M&T Bank Corporation | MTB | 55261F104 | USA | 17-Apr-12 | 29-Feb-12 | Annual | 682 | Management | 2 | Advisory Vote on Executive Compensation | For | For |
M&T Bank Corporation | MTB | 55261F104 | USA | 17-Apr-12 | 29-Feb-12 | Annual | 682 | Management | 3 | Ratify Auditors | For | For |
U.S. Bancorp | USB | 902973304 | USA | 17-Apr-12 | 21-Feb-12 | Annual | 2130 | Management | 1 | Elect Director Douglas M. Baker, Jr. | For | For |
U.S. Bancorp | USB | 902973304 | USA | 17-Apr-12 | 21-Feb-12 | Annual | 2130 | Management | 2 | Elect Director Y. Marc Belton | For | For |
U.S. Bancorp | USB | 902973304 | USA | 17-Apr-12 | 21-Feb-12 | Annual | 2130 | Management | 3 | Elect Director Victoria Buyniski Gluckman | For | For |
U.S. Bancorp | USB | 902973304 | USA | 17-Apr-12 | 21-Feb-12 | Annual | 2130 | Management | 4 | Elect Director Arthur D. Collins, Jr. | For | Against |
U.S. Bancorp | USB | 902973304 | USA | 17-Apr-12 | 21-Feb-12 | Annual | 2130 | Management | 5 | Elect Director Richard K. Davis | For | For |
U.S. Bancorp | USB | 902973304 | USA | 17-Apr-12 | 21-Feb-12 | Annual | 2130 | Management | 6 | Elect Director Roland A. Hernandez | For | For |
U.S. Bancorp | USB | 902973304 | USA | 17-Apr-12 | 21-Feb-12 | Annual | 2130 | Management | 7 | Elect Director Joel W. Johnson | For | For |
U.S. Bancorp | USB | 902973304 | USA | 17-Apr-12 | 21-Feb-12 | Annual | 2130 | Management | 8 | Elect Director Olivia F. Kirtley | For | Against |
U.S. Bancorp | USB | 902973304 | USA | 17-Apr-12 | 21-Feb-12 | Annual | 2130 | Management | 9 | Elect Director Jerry W. Levin | For | Against |
U.S. Bancorp | USB | 902973304 | USA | 17-Apr-12 | 21-Feb-12 | Annual | 2130 | Management | 10 | Elect Director David B. O'Maley | For | Against |
U.S. Bancorp | USB | 902973304 | USA | 17-Apr-12 | 21-Feb-12 | Annual | 2130 | Management | 11 | Elect Director O'dell M. Owens, M.D., M.P.H. | For | For |
U.S. Bancorp | USB | 902973304 | USA | 17-Apr-12 | 21-Feb-12 | Annual | 2130 | Management | 12 | Elect Director Craig D. Schnuck | For | For |
U.S. Bancorp | USB | 902973304 | USA | 17-Apr-12 | 21-Feb-12 | Annual | 2130 | Management | 13 | Elect Director Patrick T. Stokes | For | For |
U.S. Bancorp | USB | 902973304 | USA | 17-Apr-12 | 21-Feb-12 | Annual | 2130 | Management | 14 | Elect Director Doreen Woo Ho | For | For |
U.S. Bancorp | USB | 902973304 | USA | 17-Apr-12 | 21-Feb-12 | Annual | 2130 | Management | 15 | Ratify Auditors | For | For |
U.S. Bancorp | USB | 902973304 | USA | 17-Apr-12 | 21-Feb-12 | Annual | 2130 | Management | 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Discover Financial Services | DFS | 254709108 | USA | 18-Apr-12 | 21-Feb-12 | Annual | 1293 | Management | 1 | Elect Director Jeffrey S. Aronin | For | For |
Discover Financial Services | DFS | 254709108 | USA | 18-Apr-12 | 21-Feb-12 | Annual | 1293 | Management | 2 | Elect Director Mary K. Bush | For | For |
Discover Financial Services | DFS | 254709108 | USA | 18-Apr-12 | 21-Feb-12 | Annual | 1293 | Management | 3 | Elect Director Gregory C. Case | For | For |
Discover Financial Services | DFS | 254709108 | USA | 18-Apr-12 | 21-Feb-12 | Annual | 1293 | Management | 4 | Elect Director Robert M. Devlin | For | For |
Discover Financial Services | DFS | 254709108 | USA | 18-Apr-12 | 21-Feb-12 | Annual | 1293 | Management | 5 | Elect Director Cynthia A. Glassman | For | For |
Discover Financial Services | DFS | 254709108 | USA | 18-Apr-12 | 21-Feb-12 | Annual | 1293 | Management | 6 | Elect Director Richard H. Lenny | For | For |
Discover Financial Services | DFS | 254709108 | USA | 18-Apr-12 | 21-Feb-12 | Annual | 1293 | Management | 7 | Elect Director Thomas G. Maheras | For | For |
Discover Financial Services | DFS | 254709108 | USA | 18-Apr-12 | 21-Feb-12 | Annual | 1293 | Management | 8 | Elect Director Michael H. Moskow | For | For |
Discover Financial Services | DFS | 254709108 | USA | 18-Apr-12 | 21-Feb-12 | Annual | 1293 | Management | 9 | Elect Director David W. Nelms | For | For |
Discover Financial Services | DFS | 254709108 | USA | 18-Apr-12 | 21-Feb-12 | Annual | 1293 | Management | 10 | Elect Director E. Follin Smith | For | For |
Discover Financial Services | DFS | 254709108 | USA | 18-Apr-12 | 21-Feb-12 | Annual | 1293 | Management | 11 | Elect Director Lawrence A.Weinbach | For | For |
Discover Financial Services | DFS | 254709108 | USA | 18-Apr-12 | 21-Feb-12 | Annual | 1293 | Management | 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Discover Financial Services | DFS | 254709108 | USA | 18-Apr-12 | 21-Feb-12 | Annual | 1293 | Management | 13 | Ratify Auditors | For | For |
Digital Realty Trust, Inc. | DLR | 253868103 | USA | 23-Apr-12 | 05-Mar-12 | Annual | 587 | Management | 1 | Elect Director Michael F. Foust | For | For |
Digital Realty Trust, Inc. | DLR | 253868103 | USA | 23-Apr-12 | 05-Mar-12 | Annual | 587 | Management | 2 | Elect Director Laurence A. Chapman | For | For |
Digital Realty Trust, Inc. | DLR | 253868103 | USA | 23-Apr-12 | 05-Mar-12 | Annual | 587 | Management | 3 | Elect Director Kathleen Earley | For | For |
Digital Realty Trust, Inc. | DLR | 253868103 | USA | 23-Apr-12 | 05-Mar-12 | Annual | 587 | Management | 4 | Elect Director Ruann F. Ernst, Ph.D. | For | For |
Digital Realty Trust, Inc. | DLR | 253868103 | USA | 23-Apr-12 | 05-Mar-12 | Annual | 587 | Management | 5 | Elect Director Dennis E. Singleton | For | For |
Digital Realty Trust, Inc. | DLR | 253868103 | USA | 23-Apr-12 | 05-Mar-12 | Annual | 587 | Management | 6 | Elect Director Robert H. Zerbst | For | For |
Digital Realty Trust, Inc. | DLR | 253868103 | USA | 23-Apr-12 | 05-Mar-12 | Annual | 587 | Management | 7 | Ratify Auditors | For | For |
Digital Realty Trust, Inc. | DLR | 253868103 | USA | 23-Apr-12 | 05-Mar-12 | Annual | 587 | Management | 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
MetLife, Inc. | MET | 59156R108 | USA | 24-Apr-12 | 01-Mar-12 | Annual | 1620 | Management | 1.1 | Elect Director John M. Keane | For | For |
MetLife, Inc. | MET | 59156R108 | USA | 24-Apr-12 | 01-Mar-12 | Annual | 1620 | Management | 1.2 | Elect Director Catherine R. Kinney | For | For |
MetLife, Inc. | MET | 59156R108 | USA | 24-Apr-12 | 01-Mar-12 | Annual | 1620 | Management | 1.3 | Elect Director Hugh B. Price | For | For |
MetLife, Inc. | MET | 59156R108 | USA | 24-Apr-12 | 01-Mar-12 | Annual | 1620 | Management | 1.4 | Elect Director Kenton J. Sicchitano | For | For |
MetLife, Inc. | MET | 59156R108 | USA | 24-Apr-12 | 01-Mar-12 | Annual | 1620 | Management | 2 | Ratify Auditors | For | For |
MetLife, Inc. | MET | 59156R108 | USA | 24-Apr-12 | 01-Mar-12 | Annual | 1620 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
The PNC Financial Services Group, Inc. | PNC | 693475105 | USA | 24-Apr-12 | 31-Jan-12 | Annual | 981 | Management | 1 | Elect Director Richard O. Berndt | For | For |
The PNC Financial Services Group, Inc. | PNC | 693475105 | USA | 24-Apr-12 | 31-Jan-12 | Annual | 981 | Management | 2 | Elect Director Charles E. Bunch | For | For |
The PNC Financial Services Group, Inc. | PNC | 693475105 | USA | 24-Apr-12 | 31-Jan-12 | Annual | 981 | Management | 3 | Elect Director Paul W. Chellgren | For | For |
The PNC Financial Services Group, Inc. | PNC | 693475105 | USA | 24-Apr-12 | 31-Jan-12 | Annual | 981 | Management | 4 | Elect Director Kay Coles James | For | For |
The PNC Financial Services Group, Inc. | PNC | 693475105 | USA | 24-Apr-12 | 31-Jan-12 | Annual | 981 | Management | 5 | Elect Director Richard B. Kelson | For | For |
The PNC Financial Services Group, Inc. | PNC | 693475105 | USA | 24-Apr-12 | 31-Jan-12 | Annual | 981 | Management | 6 | Elect Director Bruce C. Lindsay | For | For |
The PNC Financial Services Group, Inc. | PNC | 693475105 | USA | 24-Apr-12 | 31-Jan-12 | Annual | 981 | Management | 7 | Elect Director Anthony A. Massaro | For | For |
The PNC Financial Services Group, Inc. | PNC | 693475105 | USA | 24-Apr-12 | 31-Jan-12 | Annual | 981 | Management | 8 | Elect Director Jane G. Pepper | For | For |
The PNC Financial Services Group, Inc. | PNC | 693475105 | USA | 24-Apr-12 | 31-Jan-12 | Annual | 981 | Management | 9 | Elect Director James E. Rohr | For | Against |
The PNC Financial Services Group, Inc. | PNC | 693475105 | USA | 24-Apr-12 | 31-Jan-12 | Annual | 981 | Management | 10 | Elect Director Donald J. Shepard | For | For |
The PNC Financial Services Group, Inc. | PNC | 693475105 | USA | 24-Apr-12 | 31-Jan-12 | Annual | 981 | Management | 11 | Elect Director Lorene K. Steffes | For | For |
The PNC Financial Services Group, Inc. | PNC | 693475105 | USA | 24-Apr-12 | 31-Jan-12 | Annual | 981 | Management | 12 | Elect Director Dennis F. Strigl | For | For |
The PNC Financial Services Group, Inc. | PNC | 693475105 | USA | 24-Apr-12 | 31-Jan-12 | Annual | 981 | Management | 13 | Elect Director Thomas J. Usher | For | For |
The PNC Financial Services Group, Inc. | PNC | 693475105 | USA | 24-Apr-12 | 31-Jan-12 | Annual | 981 | Management | 14 | Elect Director George H. Walls, Jr. | For | For |
The PNC Financial Services Group, Inc. | PNC | 693475105 | USA | 24-Apr-12 | 31-Jan-12 | Annual | 981 | Management | 15 | Elect Director Helge H. Wehmeier | For | For |
The PNC Financial Services Group, Inc. | PNC | 693475105 | USA | 24-Apr-12 | 31-Jan-12 | Annual | 981 | Management | 16 | Ratify Auditors | For | For |
The PNC Financial Services Group, Inc. | PNC | 693475105 | USA | 24-Apr-12 | 31-Jan-12 | Annual | 981 | Management | 17 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Wells Fargo & Company | WFC | 949746101 | USA | 24-Apr-12 | 24-Feb-12 | Annual | 2230 | Management | 1 | Elect Director John D. Baker, II | For | Against |
Wells Fargo & Company | WFC | 949746101 | USA | 24-Apr-12 | 24-Feb-12 | Annual | 2230 | Management | 2 | Elect Director Elaine L. Chao | For | For |
Wells Fargo & Company | WFC | 949746101 | USA | 24-Apr-12 | 24-Feb-12 | Annual | 2230 | Management | 3 | Elect Director John S. Chen | For | For |
Wells Fargo & Company | WFC | 949746101 | USA | 24-Apr-12 | 24-Feb-12 | Annual | 2230 | Management | 4 | Elect Director Lloyd H. Dean | For | For |
Wells Fargo & Company | WFC | 949746101 | USA | 24-Apr-12 | 24-Feb-12 | Annual | 2230 | Management | 5 | Elect Director Susan E. Engel | For | For |
Wells Fargo & Company | WFC | 949746101 | USA | 24-Apr-12 | 24-Feb-12 | Annual | 2230 | Management | 6 | Elect Director Enrique Hernandez, Jr. | For | For |
Wells Fargo & Company | WFC | 949746101 | USA | 24-Apr-12 | 24-Feb-12 | Annual | 2230 | Management | 7 | Elect Director Donald M. James | For | Against |
Wells Fargo & Company | WFC | 949746101 | USA | 24-Apr-12 | 24-Feb-12 | Annual | 2230 | Management | 8 | Elect Director Cynthia H. Milligan | For | Against |
Wells Fargo & Company | WFC | 949746101 | USA | 24-Apr-12 | 24-Feb-12 | Annual | 2230 | Management | 9 | Elect Director Nicholas G. Moore | For | For |
Wells Fargo & Company | WFC | 949746101 | USA | 24-Apr-12 | 24-Feb-12 | Annual | 2230 | Management | 10 | Elect Director Federico F. Pena | For | For |
Wells Fargo & Company | WFC | 949746101 | USA | 24-Apr-12 | 24-Feb-12 | Annual | 2230 | Management | 11 | Elect Director Philip J. Quigley | For | Against |
Wells Fargo & Company | WFC | 949746101 | USA | 24-Apr-12 | 24-Feb-12 | Annual | 2230 | Management | 12 | Elect Director Judith M. Runstad | For | For |
Wells Fargo & Company | WFC | 949746101 | USA | 24-Apr-12 | 24-Feb-12 | Annual | 2230 | Management | 13 | Elect Director Stephen W. Sanger | For | For |
Wells Fargo & Company | WFC | 949746101 | USA | 24-Apr-12 | 24-Feb-12 | Annual | 2230 | Management | 14 | Elect Director John G. Stumpf | For | For |
Wells Fargo & Company | WFC | 949746101 | USA | 24-Apr-12 | 24-Feb-12 | Annual | 2230 | Management | 15 | Elect Director Susan G. Swenson | For | For |
Wells Fargo & Company | WFC | 949746101 | USA | 24-Apr-12 | 24-Feb-12 | Annual | 2230 | Management | 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Wells Fargo & Company | WFC | 949746101 | USA | 24-Apr-12 | 24-Feb-12 | Annual | 2230 | Management | 17 | Ratify Auditors | For | For |
Wells Fargo & Company | WFC | 949746101 | USA | 24-Apr-12 | 24-Feb-12 | Annual | 2230 | Share Holder | 18 | Require Independent Board Chairman | Against | For |
Wells Fargo & Company | WFC | 949746101 | USA | 24-Apr-12 | 24-Feb-12 | Annual | 2230 | Share Holder | 19 | Provide for Cumulative Voting | Against | For |
Wells Fargo & Company | WFC | 949746101 | USA | 24-Apr-12 | 24-Feb-12 | Annual | 2230 | Share Holder | 20 | Adopt Proxy Access Right | Against | For |
Wells Fargo & Company | WFC | 949746101 | USA | 24-Apr-12 | 24-Feb-12 | Annual | 2230 | Share Holder | 21 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Against | Against |
Ameriprise Financial, Inc. | AMP | 03076C106 | USA | 25-Apr-12 | 27-Feb-12 | Annual | 945 | Management | 1 | Elect Director Lon R. Greenberg | For | For |
Ameriprise Financial, Inc. | AMP | 03076C106 | USA | 25-Apr-12 | 27-Feb-12 | Annual | 945 | Management | 2 | Elect Director Warren D. Knowlton | For | For |
Ameriprise Financial, Inc. | AMP | 03076C106 | USA | 25-Apr-12 | 27-Feb-12 | Annual | 945 | Management | 3 | Elect Director Jeffrey Noddle | For | For |
Ameriprise Financial, Inc. | AMP | 03076C106 | USA | 25-Apr-12 | 27-Feb-12 | Annual | 945 | Management | 4 | Elect Director Robert F. Sharpe, Jr. | For | For |
Ameriprise Financial, Inc. | AMP | 03076C106 | USA | 25-Apr-12 | 27-Feb-12 | Annual | 945 | Management | 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Ameriprise Financial, Inc. | AMP | 03076C106 | USA | 25-Apr-12 | 27-Feb-12 | Annual | 945 | Management | 6 | Ratify Auditors | For | For |
American Express Company | AXP | 025816109 | USA | 30-Apr-12 | 01-Mar-12 | Annual | 1000 | Management | 1.1 | Elect Director C. Barshefsky | For | For |
American Express Company | AXP | 025816109 | USA | 30-Apr-12 | 01-Mar-12 | Annual | 1000 | Management | 1.2 | Elect Director U.M. Burns | For | For |
American Express Company | AXP | 025816109 | USA | 30-Apr-12 | 01-Mar-12 | Annual | 1000 | Management | 1.3 | Elect Director K.I. Chenault | For | For |
American Express Company | AXP | 025816109 | USA | 30-Apr-12 | 01-Mar-12 | Annual | 1000 | Management | 1.4 | Elect Director P. Chernin | For | For |
American Express Company | AXP | 025816109 | USA | 30-Apr-12 | 01-Mar-12 | Annual | 1000 | Management | 1.5 | Elect Director T.J. Leonsis | For | For |
American Express Company | AXP | 025816109 | USA | 30-Apr-12 | 01-Mar-12 | Annual | 1000 | Management | 1.6 | Elect Director J. Leschly | For | For |
American Express Company | AXP | 025816109 | USA | 30-Apr-12 | 01-Mar-12 | Annual | 1000 | Management | 1.7 | Elect Director R.C. Levin | For | For |
American Express Company | AXP | 025816109 | USA | 30-Apr-12 | 01-Mar-12 | Annual | 1000 | Management | 1.8 | Elect Director R.A. McGinn | For | For |
American Express Company | AXP | 025816109 | USA | 30-Apr-12 | 01-Mar-12 | Annual | 1000 | Management | 1.9 | Elect Director E.D. Miller | For | For |
American Express Company | AXP | 025816109 | USA | 30-Apr-12 | 01-Mar-12 | Annual | 1000 | Management | 1.10 | Elect Director S.S. Reinemund | For | For |
American Express Company | AXP | 025816109 | USA | 30-Apr-12 | 01-Mar-12 | Annual | 1000 | Management | 1.11 | Elect Director R.D. Walter | For | For |
American Express Company | AXP | 025816109 | USA | 30-Apr-12 | 01-Mar-12 | Annual | 1000 | Management | 1.12 | Director R.A. Williams | For | For |
American Express Company | AXP | 025816109 | USA | 30-Apr-12 | 01-Mar-12 | Annual | 1000 | Management | 2 | Ratify Auditors | For | For |
American Express Company | AXP | 025816109 | USA | 30-Apr-12 | 01-Mar-12 | Annual | 1000 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
American Express Company | AXP | 025816109 | USA | 30-Apr-12 | 01-Mar-12 | Annual | 1000 | Management | 4 | Amend Omnibus Stock Plan | For | For |
American Express Company | AXP | 025816109 | USA | 30-Apr-12 | 01-Mar-12 | Annual | 1000 | Share Holder | 5 | Provide for Cumulative Voting | Against | Against |
American Express Company | AXP | 025816109 | USA | 30-Apr-12 | 01-Mar-12 | Annual | 1000 | Share Holder | 6 | Require Independent Board Chairman | Against | For |
Berkshire Hathaway Inc. | BRK.B | 084670702 | USA | 05-May-12 | 07-Mar-12 | Annual | 1083 | Management | 1.1 | Elect Director Warren E. Buffett | For | Withhold |
Berkshire Hathaway Inc. | BRK.B | 084670702 | USA | 05-May-12 | 07-Mar-12 | Annual | 1083 | Management | 1.2 | Elect Director Charles T. Munger | For | Withhold |
Berkshire Hathaway Inc. | BRK.B | 084670702 | USA | 05-May-12 | 07-Mar-12 | Annual | 1083 | Management | 1.3 | Elect Director Howard G. Buffett | For | Withhold |
Berkshire Hathaway Inc. | BRK.B | 084670702 | USA | 05-May-12 | 07-Mar-12 | Annual | 1083 | Management | 1.4 | Elect Director Stephen B. Burke | For | For |
Berkshire Hathaway Inc. | BRK.B | 084670702 | USA | 05-May-12 | 07-Mar-12 | Annual | 1083 | Management | 1.5 | Elect Director Susan L. Decker | For | Withhold |
Berkshire Hathaway Inc. | BRK.B | 084670702 | USA | 05-May-12 | 07-Mar-12 | Annual | 1083 | Management | 1.6 | Elect Director William H. Gates, III | For | Withhold |
Berkshire Hathaway Inc. | BRK.B | 084670702 | USA | 05-May-12 | 07-Mar-12 | Annual | 1083 | Management | 1.7 | Elect Director David S. Gottesman | For | Withhold |
Berkshire Hathaway Inc. | BRK.B | 084670702 | USA | 05-May-12 | 07-Mar-12 | Annual | 1083 | Management | 1.8 | Elect Director Charlotte Guyman | For | Withhold |
Berkshire Hathaway Inc. | BRK.B | 084670702 | USA | 05-May-12 | 07-Mar-12 | Annual | 1083 | Management | 1.9 | Elect Director Donald R. Keough | For | Withhold |
Berkshire Hathaway Inc. | BRK.B | 084670702 | USA | 05-May-12 | 07-Mar-12 | Annual | 1083 | Management | 1.10 | Elect Director Thomas S. Murphy | For | Withhold |
Berkshire Hathaway Inc. | BRK.B | 084670702 | USA | 05-May-12 | 07-Mar-12 | Annual | 1083 | Management | 1.11 | Elect Director Ronald L. Olson | For | Withhold |
Berkshire Hathaway Inc. | BRK.B | 084670702 | USA | 05-May-12 | 07-Mar-12 | Annual | 1083 | Management | 1.12 | Elect Director Walter Scott, Jr. | For | Withhold |
Berkshire Hathaway Inc. | BRK.B | 084670702 | USA | 05-May-12 | 07-Mar-12 | Annual | 1083 | Share Holder | 2 | Adopt Policy on Succession Planning | Against | Against |
Prudential Financial, Inc. | PRU | 744320102 | USA | 08-May-12 | 09-Mar-12 | Annual | 977 | Management | 1 | Elect Director Thomas J. Baltimore, Jr. | For | For |
Prudential Financial, Inc. | PRU | 744320102 | USA | 08-May-12 | 09-Mar-12 | Annual | 977 | Management | 2 | Elect Director Gordon M. Bethune | For | For |
Prudential Financial, Inc. | PRU | 744320102 | USA | 08-May-12 | 09-Mar-12 | Annual | 977 | Management | 3 | Elect Director Gaston Caperton | For | For |
Prudential Financial, Inc. | PRU | 744320102 | USA | 08-May-12 | 09-Mar-12 | Annual | 977 | Management | 4 | Elect Director Gilbert F. Casellas | For | For |
Prudential Financial, Inc. | PRU | 744320102 | USA | 08-May-12 | 09-Mar-12 | Annual | 977 | Management | 5 | Elect Director James G. Cullen | For | For |
Prudential Financial, Inc. | PRU | 744320102 | USA | 08-May-12 | 09-Mar-12 | Annual | 977 | Management | 6 | Elect Director William H. Gray, III | For | For |
Prudential Financial, Inc. | PRU | 744320102 | USA | 08-May-12 | 09-Mar-12 | Annual | 977 | Management | 7 | Elect Director Mark B. Grier | For | For |
Prudential Financial, Inc. | PRU | 744320102 | USA | 08-May-12 | 09-Mar-12 | Annual | 977 | Management | 8 | Elect Director Constance J. Horner | For | For |
Prudential Financial, Inc. | PRU | 744320102 | USA | 08-May-12 | 09-Mar-12 | Annual | 977 | Management | 9 | Elect Director Martina Hund-Mejean | For | For |
Prudential Financial, Inc. | PRU | 744320102 | USA | 08-May-12 | 09-Mar-12 | Annual | 977 | Management | 10 | Elect Director Karl J. Krapek | For | For |
Prudential Financial, Inc. | PRU | 744320102 | USA | 08-May-12 | 09-Mar-12 | Annual | 977 | Management | 11 | Elect Director Chrisitne A. Poon | For | For |
Prudential Financial, Inc. | PRU | 744320102 | USA | 08-May-12 | 09-Mar-12 | Annual | 977 | Management | 12 | Elect Director John R. Strangfeld | For | For |
Prudential Financial, Inc. | PRU | 744320102 | USA | 08-May-12 | 09-Mar-12 | Annual | 977 | Management | 13 | Elect Director James A. Unruh | For | For |
Prudential Financial, Inc. | PRU | 744320102 | USA | 08-May-12 | 09-Mar-12 | Annual | 977 | Management | 14 | Ratify Auditors | For | For |
Prudential Financial, Inc. | PRU | 744320102 | USA | 08-May-12 | 09-Mar-12 | Annual | 977 | Management | 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Prudential Financial, Inc. | PRU | 744320102 | USA | 08-May-12 | 09-Mar-12 | Annual | 977 | Management | 16 | Eliminate Supermajority Voting Provisions | For | For |
Prudential Financial, Inc. | PRU | 744320102 | USA | 08-May-12 | 09-Mar-12 | Annual | 977 | Share Holder | 17 | Require Independent Board Chairman | Against | For |
Standard Chartered plc | STAN | G84228157 | United Kingdom | 09-May-12 | 04-May-12 | Annual | 1209 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For |
Standard Chartered plc | STAN | G84228157 | United Kingdom | 09-May-12 | 04-May-12 | Annual | 1209 | Management | 2 | Approve Final Dividend | For | For |
Standard Chartered plc | STAN | G84228157 | United Kingdom | 09-May-12 | 04-May-12 | Annual | 1209 | Management | 3 | Approve Remuneration Report | For | For |
Standard Chartered plc | STAN | G84228157 | United Kingdom | 09-May-12 | 04-May-12 | Annual | 1209 | Management | 4 | Elect Viswanathan Shankar as Director | For | For |
Standard Chartered plc | STAN | G84228157 | United Kingdom | 09-May-12 | 04-May-12 | Annual | 1209 | Management | 5 | Re-elect Stefano Bertamini as Director | For | For |
Standard Chartered plc | STAN | G84228157 | United Kingdom | 09-May-12 | 04-May-12 | Annual | 1209 | Management | 6 | Re-elect Jaspal Bindra as Director | For | For |
Standard Chartered plc | STAN | G84228157 | United Kingdom | 09-May-12 | 04-May-12 | Annual | 1209 | Management | 7 | Re-elect Richard Delbridge as Director | For | For |
Standard Chartered plc | STAN | G84228157 | United Kingdom | 09-May-12 | 04-May-12 | Annual | 1209 | Management | 8 | Re-elect James Dundas as Director | For | For |
Standard Chartered plc | STAN | G84228157 | United Kingdom | 09-May-12 | 04-May-12 | Annual | 1209 | Management | 9 | Re-elect Valerie Gooding as Director | For | For |
Standard Chartered plc | STAN | G84228157 | United Kingdom | 09-May-12 | 04-May-12 | Annual | 1209 | Management | 10 | Re-elect Dr Han Seung-soo as Director | For | For |
Standard Chartered plc | STAN | G84228157 | United Kingdom | 09-May-12 | 04-May-12 | Annual | 1209 | Management | 11 | Re-elect Simon Lowth as Director | For | For |
Standard Chartered plc | STAN | G84228157 | United Kingdom | 09-May-12 | 04-May-12 | Annual | 1209 | Management | 12 | Re-elect Rudolph Markham as Director | For | For |
Standard Chartered plc | STAN | G84228157 | United Kingdom | 09-May-12 | 04-May-12 | Annual | 1209 | Management | 13 | Re-elect Ruth Markland as Director | For | For |
Standard Chartered plc | STAN | G84228157 | United Kingdom | 09-May-12 | 04-May-12 | Annual | 1209 | Management | 14 | Re-elect Richard Meddings as Director | For | For |
Standard Chartered plc | STAN | G84228157 | United Kingdom | 09-May-12 | 04-May-12 | Annual | 1209 | Management | 15 | Re-elect John Paynter as Director | For | For |
Standard Chartered plc | STAN | G84228157 | United Kingdom | 09-May-12 | 04-May-12 | Annual | 1209 | Management | 16 | Re-elect Sir John Peace as Director | For | Against |
Standard Chartered plc | STAN | G84228157 | United Kingdom | 09-May-12 | 04-May-12 | Annual | 1209 | Management | 17 | Re-elect Alun Rees as Director | For | For |
Standard Chartered plc | STAN | G84228157 | United Kingdom | 09-May-12 | 04-May-12 | Annual | 1209 | Management | 18 | Re-elect Peter Sands as Director | For | Against |
Standard Chartered plc | STAN | G84228157 | United Kingdom | 09-May-12 | 04-May-12 | Annual | 1209 | Management | 19 | Re-elect Paul Skinner as Director | For | For |
Standard Chartered plc | STAN | G84228157 | United Kingdom | 09-May-12 | 04-May-12 | Annual | 1209 | Management | 20 | Re-elect Oliver Stocken as Director | For | For |
Standard Chartered plc | STAN | G84228157 | United Kingdom | 09-May-12 | 04-May-12 | Annual | 1209 | Management | 21 | Reappoint KPMG Audit plc as Auditors | For | For |
Standard Chartered plc | STAN | G84228157 | United Kingdom | 09-May-12 | 04-May-12 | Annual | 1209 | Management | 22 | Authorise Board to Fix Remuneration of Auditors | For | For |
Standard Chartered plc | STAN | G84228157 | United Kingdom | 09-May-12 | 04-May-12 | Annual | 1209 | Management | 23 | Approve EU Political Donations and Expenditure | For | For |
Standard Chartered plc | STAN | G84228157 | United Kingdom | 09-May-12 | 04-May-12 | Annual | 1209 | Management | 24 | Authorise Issue of Equity with Pre-emptive Rights | For | For |
Standard Chartered plc | STAN | G84228157 | United Kingdom | 09-May-12 | 04-May-12 | Annual | 1209 | Management | 25 | Authorise Issue of Equity with Pre-emptive Rights | For | For |
Standard Chartered plc | STAN | G84228157 | United Kingdom | 09-May-12 | 04-May-12 | Annual | 1209 | Management | 26 | Authorise Issue of Equity without Pre-emptive Rights | For | For |
Standard Chartered plc | STAN | G84228157 | United Kingdom | 09-May-12 | 04-May-12 | Annual | 1209 | Management | 27 | Authorise Market Purchase of Ordinary Shares | For | For |
Standard Chartered plc | STAN | G84228157 | United Kingdom | 09-May-12 | 04-May-12 | Annual | 1209 | Management | 28 | Authorise Market Purchase of Preference Shares | For | For |
Standard Chartered plc | STAN | G84228157 | United Kingdom | 09-May-12 | 04-May-12 | Annual | 1209 | Management | 29 | Authorise the Company to Call EGM with Two Weeks' Notice | For | Against |
JPMorgan Chase & Co. | JPM | 46625H100 | USA | 15-May-12 | 16-Mar-12 | Annual | 1317 | Management | 1 | Elect Director James A. Bell | For | For |
JPMorgan Chase & Co. | JPM | 46625H100 | USA | 15-May-12 | 16-Mar-12 | Annual | 1317 | Management | 2 | Elect Director Crandall C. Bowles | For | For |
JPMorgan Chase & Co. | JPM | 46625H100 | USA | 15-May-12 | 16-Mar-12 | Annual | 1317 | Management | 3 | Elect Director Stephen B. Burke | For | For |
JPMorgan Chase & Co. | JPM | 46625H100 | USA | 15-May-12 | 16-Mar-12 | Annual | 1317 | Management | 4 | Elect Director David M. Cote | For | For |
JPMorgan Chase & Co. | JPM | 46625H100 | USA | 15-May-12 | 16-Mar-12 | Annual | 1317 | Management | 5 | Elect Director James S. Crown | For | For |
JPMorgan Chase & Co. | JPM | 46625H100 | USA | 15-May-12 | 16-Mar-12 | Annual | 1317 | Management | 6 | Elect Director James Dimon | For | For |
JPMorgan Chase & Co. | JPM | 46625H100 | USA | 15-May-12 | 16-Mar-12 | Annual | 1317 | Management | 7 | Elect Director Timothy P. Flynn | For | For |
JPMorgan Chase & Co. | JPM | 46625H100 | USA | 15-May-12 | 16-Mar-12 | Annual | 1317 | Management | 8 | Elect Director Ellen V. Futter | For | Against |
JPMorgan Chase & Co. | JPM | 46625H100 | USA | 15-May-12 | 16-Mar-12 | Annual | 1317 | Management | 9 | Elect Director Laban P. Jackson, Jr. | For | For |
JPMorgan Chase & Co. | JPM | 46625H100 | USA | 15-May-12 | 16-Mar-12 | Annual | 1317 | Management | 10 | Elect Director Lee R. Raymond | For | For |
JPMorgan Chase & Co. | JPM | 46625H100 | USA | 15-May-12 | 16-Mar-12 | Annual | 1317 | Management | 11 | Elect Director William C. Weldon | For | For |
JPMorgan Chase & Co. | JPM | 46625H100 | USA | 15-May-12 | 16-Mar-12 | Annual | 1317 | Management | 12 | Ratify Auditors | For | For |
JPMorgan Chase & Co. | JPM | 46625H100 | USA | 15-May-12 | 16-Mar-12 | Annual | 1317 | Management | 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
JPMorgan Chase & Co. | JPM | 46625H100 | USA | 15-May-12 | 16-Mar-12 | Annual | 1317 | Share Holder | 14 | Affirm Political Non-Partisanship | Against | Against |
JPMorgan Chase & Co. | JPM | 46625H100 | USA | 15-May-12 | 16-Mar-12 | Annual | 1317 | Share Holder | 15 | Require Independent Board Chairman | Against | For |
JPMorgan Chase & Co. | JPM | 46625H100 | USA | 15-May-12 | 16-Mar-12 | Annual | 1317 | Share Holder | 16 | Report on Loan Modifications | Against | Against |
JPMorgan Chase & Co. | JPM | 46625H100 | USA | 15-May-12 | 16-Mar-12 | Annual | 1317 | Share Holder | 17 | Report on Political Contributions | Against | Against |
JPMorgan Chase & Co. | JPM | 46625H100 | USA | 15-May-12 | 16-Mar-12 | Annual | 1317 | Share Holder | 18 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Against | Against |
JPMorgan Chase & Co. | JPM | 46625H100 | USA | 15-May-12 | 16-Mar-12 | Annual | 1317 | Share Holder | 19 | Provide Right to Act by Written Consent | Against | For |
JPMorgan Chase & Co. | JPM | 46625H100 | USA | 15-May-12 | 16-Mar-12 | Annual | 1317 | Share Holder | 20 | Stock Retention | Against | Against |
ACE Limited | ACE | H0023R105 | Switzerland | 16-May-12 | 30-Mar-12 | Annual | 903 | Management | 1.1 | Elect Michael G. Atieh as Director | For | Do Not Vote |
ACE Limited | ACE | H0023R105 | Switzerland | 16-May-12 | 30-Mar-12 | Annual | 903 | Management | 1.2 | Elect Mary A. Cirillo as Director | For | Do Not Vote |
ACE Limited | ACE | H0023R105 | Switzerland | 16-May-12 | 30-Mar-12 | Annual | 903 | Management | 1.3 | Elect Thomas J. Neff as Director | For | Do Not Vote |
ACE Limited | ACE | H0023R105 | Switzerland | 16-May-12 | 30-Mar-12 | Annual | 903 | Management | 2.1 | Approve Annual Report | For | Do Not Vote |
ACE Limited | ACE | H0023R105 | Switzerland | 16-May-12 | 30-Mar-12 | Annual | 903 | Management | 2.2 | Accept Statutory Financial Statements | For | Do Not Vote |
ACE Limited | ACE | H0023R105 | Switzerland | 16-May-12 | 30-Mar-12 | Annual | 903 | Management | 2.3 | Accept Consolidated Financial Statements | For | Do Not Vote |
ACE Limited | ACE | H0023R105 | Switzerland | 16-May-12 | 30-Mar-12 | Annual | 903 | Management | 3 | Approve Allocation of Income and Dividends | For | Do Not Vote |
ACE Limited | ACE | H0023R105 | Switzerland | 16-May-12 | 30-Mar-12 | Annual | 903 | Management | 4 | Approve Discharge of Board and Senior Management | For | Do Not Vote |
ACE Limited | ACE | H0023R105 | Switzerland | 16-May-12 | 30-Mar-12 | Annual | 903 | Management | 5 | Approve Creation of CHF 4.2 Billion Pool of Capital without Preemptive Rights | For | Do Not Vote |
ACE Limited | ACE | H0023R105 | Switzerland | 16-May-12 | 30-Mar-12 | Annual | 903 | Management | 6.1 | Ratify PricewaterhouseCoopers AG as Auditors | For | Do Not Vote |
ACE Limited | ACE | H0023R105 | Switzerland | 16-May-12 | 30-Mar-12 | Annual | 903 | Management | 6.2 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm as Auditors | For | Do Not Vote |
ACE Limited | ACE | H0023R105 | Switzerland | 16-May-12 | 30-Mar-12 | Annual | 903 | Management | 6.3 | Ratify BDO AG as Special Auditors | For | Do Not Vote |
ACE Limited | ACE | H0023R105 | Switzerland | 16-May-12 | 30-Mar-12 | Annual | 903 | Management | 7 | Approve Dividend Distribution From Legal Reserves Through Reduction in Share Capital | For | Do Not Vote |
ACE Limited | ACE | H0023R105 | Switzerland | 16-May-12 | 30-Mar-12 | Annual | 903 | Management | 8 | Advisory Vote to ratify Named Executive Officers' Compensation | For | Do Not Vote |
ACE Limited | ACE | H0023R105 | Switzerland | 16-May-12 | 30-Mar-12 | Annual | 903 | Management | 9 | Amend Qualified Employee Stock Purchase Plan | For | Do Not Vote |
State Street Corporation | STT | 857477103 | USA | 16-May-12 | 15-Mar-12 | Annual | 1059 | Management | 1 | Elect Director Kennett F. Burnes | For | For |
State Street Corporation | STT | 857477103 | USA | 16-May-12 | 15-Mar-12 | Annual | 1059 | Management | 2 | Elect Director Peter Coym | For | For |
State Street Corporation | STT | 857477103 | USA | 16-May-12 | 15-Mar-12 | Annual | 1059 | Management | 3 | Elect Director Patrick De Saint-Aignan | For | For |
State Street Corporation | STT | 857477103 | USA | 16-May-12 | 15-Mar-12 | Annual | 1059 | Management | 4 | Elect Director Amellia C. Fawcett | For | For |
State Street Corporation | STT | 857477103 | USA | 16-May-12 | 15-Mar-12 | Annual | 1059 | Management | 5 | Elect Director David P. Gruber | For | For |
State Street Corporation | STT | 857477103 | USA | 16-May-12 | 15-Mar-12 | Annual | 1059 | Management | 6 | Elect Director Linda A. Hill | For | For |
State Street Corporation | STT | 857477103 | USA | 16-May-12 | 15-Mar-12 | Annual | 1059 | Management | 7 | Elect Director Joseph L. Hooley | For | For |
State Street Corporation | STT | 857477103 | USA | 16-May-12 | 15-Mar-12 | Annual | 1059 | Management | 8 | Elect Director Robert S. Kaplan | For | For |
State Street Corporation | STT | 857477103 | USA | 16-May-12 | 15-Mar-12 | Annual | 1059 | Management | 9 | Elect Director Richard P. Sergel | For | For |
State Street Corporation | STT | 857477103 | USA | 16-May-12 | 15-Mar-12 | Annual | 1059 | Management | 10 | Elect Director Ronald L. Skates | For | For |
State Street Corporation | STT | 857477103 | USA | 16-May-12 | 15-Mar-12 | Annual | 1059 | Management | 11 | Elect Director Gregory L. Summe | For | For |
State Street Corporation | STT | 857477103 | USA | 16-May-12 | 15-Mar-12 | Annual | 1059 | Management | 12 | Elect Director Robert E. Weissman | For | For |
State Street Corporation | STT | 857477103 | USA | 16-May-12 | 15-Mar-12 | Annual | 1059 | Management | 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
State Street Corporation | STT | 857477103 | USA | 16-May-12 | 15-Mar-12 | Annual | 1059 | Management | 14 | Amend Omnibus Stock Plan | For | For |
State Street Corporation | STT | 857477103 | USA | 16-May-12 | 15-Mar-12 | Annual | 1059 | Management | 15 | Ratify Auditors | For | For |
Invesco Ltd. | IVZ | G491BT108 | Bermuda | 17-May-12 | 19-Mar-12 | Annual | 2655 | Management | 1.1 | Elect Director Martin L. Flanagan | For | For |
Invesco Ltd. | IVZ | G491BT108 | Bermuda | 17-May-12 | 19-Mar-12 | Annual | 2655 | Management | 1.2 | Elect Director C. Robert Henrikson | For | For |
Invesco Ltd. | IVZ | G491BT108 | Bermuda | 17-May-12 | 19-Mar-12 | Annual | 2655 | Management | 1.3 | Elect Director Ben F. Johnson, II | For | For |
Invesco Ltd. | IVZ | G491BT108 | Bermuda | 17-May-12 | 19-Mar-12 | Annual | 2655 | Management | 1.4 | Elect Director J. Thomas Presby | For | For |
Invesco Ltd. | IVZ | G491BT108 | Bermuda | 17-May-12 | 19-Mar-12 | Annual | 2655 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Invesco Ltd. | IVZ | G491BT108 | Bermuda | 17-May-12 | 19-Mar-12 | Annual | 2655 | Management | 3 | Approve Nonqualified Employee Stock Purchase Plan | For | For |
Invesco Ltd. | IVZ | G491BT108 | Bermuda | 17-May-12 | 19-Mar-12 | Annual | 2655 | Management | 4 | Ratify Auditors | For | For |
Simon Property Group, Inc. | SPG | 828806109 | USA | 17-May-12 | 19-Mar-12 | Annual | 239 | Management | 1 | Elect Director Melvyn E. Bergstein | For | Against |
Simon Property Group, Inc. | SPG | 828806109 | USA | 17-May-12 | 19-Mar-12 | Annual | 239 | Management | 2 | Elect Director Larry C. Glasscock | For | For |
Simon Property Group, Inc. | SPG | 828806109 | USA | 17-May-12 | 19-Mar-12 | Annual | 239 | Management | 3 | Elect Director Karen N. Horn | For | Against |
Simon Property Group, Inc. | SPG | 828806109 | USA | 17-May-12 | 19-Mar-12 | Annual | 239 | Management | 4 | Elect Director Allan Hubbard | For | Against |
Simon Property Group, Inc. | SPG | 828806109 | USA | 17-May-12 | 19-Mar-12 | Annual | 239 | Management | 5 | Elect Director Reuben S. Leibowitz | For | Against |
Simon Property Group, Inc. | SPG | 828806109 | USA | 17-May-12 | 19-Mar-12 | Annual | 239 | Management | 6 | Elect Director Daniel C. Smith | For | Against |
Simon Property Group, Inc. | SPG | 828806109 | USA | 17-May-12 | 19-Mar-12 | Annual | 239 | Management | 7 | Elect Director J. Albert Smith, Jr. | For | For |
Simon Property Group, Inc. | SPG | 828806109 | USA | 17-May-12 | 19-Mar-12 | Annual | 239 | Management | 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against |
Simon Property Group, Inc. | SPG | 828806109 | USA | 17-May-12 | 19-Mar-12 | Annual | 239 | Management | 9 | Ratify Auditors | For | For |
Simon Property Group, Inc. | SPG | 828806109 | USA | 17-May-12 | 19-Mar-12 | Annual | 239 | Management | 10 | Amend Omnibus Stock Plan | For | For |
Alexandria Real Estate Equities, Inc. | ARE | 015271109 | USA | 21-May-12 | 09-Apr-12 | Annual | 707 | Management | 1.1 | Elect Director Joel S. Marcus | For | For |
Alexandria Real Estate Equities, Inc. | ARE | 015271109 | USA | 21-May-12 | 09-Apr-12 | Annual | 707 | Management | 1.2 | Elect Director Richard B. Jennings | For | Withhold |
Alexandria Real Estate Equities, Inc. | ARE | 015271109 | USA | 21-May-12 | 09-Apr-12 | Annual | 707 | Management | 1.3 | Elect Director John L. Atkins, III | For | For |
Alexandria Real Estate Equities, Inc. | ARE | 015271109 | USA | 21-May-12 | 09-Apr-12 | Annual | 707 | Management | 1.4 | Elect Director Maria C. Freire | For | For |
Alexandria Real Estate Equities, Inc. | ARE | 015271109 | USA | 21-May-12 | 09-Apr-12 | Annual | 707 | Management | 1.5 | Elect Director Richard H. Klein | For | Withhold |
Alexandria Real Estate Equities, Inc. | ARE | 015271109 | USA | 21-May-12 | 09-Apr-12 | Annual | 707 | Management | 1.6 | Elect Director James H. Richardson | For | For |
Alexandria Real Estate Equities, Inc. | ARE | 015271109 | USA | 21-May-12 | 09-Apr-12 | Annual | 707 | Management | 1.7 | Elect Director Martin A. Simonetti | For | Withhold |
Alexandria Real Estate Equities, Inc. | ARE | 015271109 | USA | 21-May-12 | 09-Apr-12 | Annual | 707 | Management | 2 | Ratify Auditors | For | Against |
Alexandria Real Estate Equities, Inc. | ARE | 015271109 | USA | 21-May-12 | 09-Apr-12 | Annual | 707 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against |
First Financial Bancorp. | FFBC | 320209109 | USA | 22-May-12 | 26-Mar-12 | Annual | 1627 | Management | 1.1 | Elect Director David S. Barker | For | For |
First Financial Bancorp. | FFBC | 320209109 | USA | 22-May-12 | 26-Mar-12 | Annual | 1627 | Management | 1.2 | Elect Director Cynthia O. Booth | For | For |
First Financial Bancorp. | FFBC | 320209109 | USA | 22-May-12 | 26-Mar-12 | Annual | 1627 | Management | 1.3 | Elect Director Mark A. Collar | For | For |
First Financial Bancorp. | FFBC | 320209109 | USA | 22-May-12 | 26-Mar-12 | Annual | 1627 | Management | 1.4 | Elect Director Claude E. Davis | For | For |
First Financial Bancorp. | FFBC | 320209109 | USA | 22-May-12 | 26-Mar-12 | Annual | 1627 | Management | 1.5 | Elect Director Murph Knapke | For | For |
First Financial Bancorp. | FFBC | 320209109 | USA | 22-May-12 | 26-Mar-12 | Annual | 1627 | Management | 1.6 | Elect Director Susan L. Knust | For | For |
First Financial Bancorp. | FFBC | 320209109 | USA | 22-May-12 | 26-Mar-12 | Annual | 1627 | Management | 1.7 | Elect Director William J. Kramer | For | For |
First Financial Bancorp. | FFBC | 320209109 | USA | 22-May-12 | 26-Mar-12 | Annual | 1627 | Management | 1.8 | Elect Director Maribeth S. Rahe | For | For |
First Financial Bancorp. | FFBC | 320209109 | USA | 22-May-12 | 26-Mar-12 | Annual | 1627 | Management | 2 | Approve Omnibus Stock Plan | For | For |
First Financial Bancorp. | FFBC | 320209109 | USA | 22-May-12 | 26-Mar-12 | Annual | 1627 | Management | 3 | Amend Non-Employee Director Omnibus Stock Plan | For | For |
First Financial Bancorp. | FFBC | 320209109 | USA | 22-May-12 | 26-Mar-12 | Annual | 1627 | Management | 4 | Ratify Auditors | For | For |
First Financial Bancorp. | FFBC | 320209109 | USA | 22-May-12 | 26-Mar-12 | Annual | 1627 | Management | 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
RenaissanceRe Holdings Ltd. | RNR | G7496G103 | Bermuda | 22-May-12 | 26-Mar-12 | Annual | 284 | Management | 1.1 | Elect Director Thomas A. Cooper | For | For |
RenaissanceRe Holdings Ltd. | RNR | G7496G103 | Bermuda | 22-May-12 | 26-Mar-12 | Annual | 284 | Management | 1.2 | Elect Director Neill A. Currie | For | For |
RenaissanceRe Holdings Ltd. | RNR | G7496G103 | Bermuda | 22-May-12 | 26-Mar-12 | Annual | 284 | Management | 1.3 | Elect Director W. James MacGinnitie | For | For |
RenaissanceRe Holdings Ltd. | RNR | G7496G103 | Bermuda | 22-May-12 | 26-Mar-12 | Annual | 284 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
RenaissanceRe Holdings Ltd. | RNR | G7496G103 | Bermuda | 22-May-12 | 26-Mar-12 | Annual | 284 | Management | 3 | Approve Ernst & Young Ltd. as Auditors and Authorize Board to Fix Their Remuneration | For | For |
The Travelers Companies, Inc. | TRV | 89417E109 | USA | 23-May-12 | 26-Mar-12 | Annual | 1162 | Management | 1 | Elect Director Alan L. Beller | For | For |
The Travelers Companies, Inc. | TRV | 89417E109 | USA | 23-May-12 | 26-Mar-12 | Annual | 1162 | Management | 2 | Elect Director John H. Dasburg | For | For |
The Travelers Companies, Inc. | TRV | 89417E109 | USA | 23-May-12 | 26-Mar-12 | Annual | 1162 | Management | 3 | Elect Director Janet M. Dolan | For | For |
The Travelers Companies, Inc. | TRV | 89417E109 | USA | 23-May-12 | 26-Mar-12 | Annual | 1162 | Management | 4 | Elect Director Kenneth M. Duberstein | For | Against |
The Travelers Companies, Inc. | TRV | 89417E109 | USA | 23-May-12 | 26-Mar-12 | Annual | 1162 | Management | 5 | Elect Director Jay S. Fishman | For | For |
The Travelers Companies, Inc. | TRV | 89417E109 | USA | 23-May-12 | 26-Mar-12 | Annual | 1162 | Management | 6 | Elect Director Lawrence G. Graev | For | Against |
The Travelers Companies, Inc. | TRV | 89417E109 | USA | 23-May-12 | 26-Mar-12 | Annual | 1162 | Management | 7 | Elect Director Patricia L. Higgins | For | For |
The Travelers Companies, Inc. | TRV | 89417E109 | USA | 23-May-12 | 26-Mar-12 | Annual | 1162 | Management | 8 | Elect Director Thomas R. Hodgson | For | For |
The Travelers Companies, Inc. | TRV | 89417E109 | USA | 23-May-12 | 26-Mar-12 | Annual | 1162 | Management | 9 | Elect Director William J. Kane | For | For |
The Travelers Companies, Inc. | TRV | 89417E109 | USA | 23-May-12 | 26-Mar-12 | Annual | 1162 | Management | 10 | Elect Director Cleve L. Killingsworth, Jr. | For | Against |
The Travelers Companies, Inc. | TRV | 89417E109 | USA | 23-May-12 | 26-Mar-12 | Annual | 1162 | Management | 11 | Elect Director Donald J. Shepard | For | Against |
The Travelers Companies, Inc. | TRV | 89417E109 | USA | 23-May-12 | 26-Mar-12 | Annual | 1162 | Management | 12 | Elect Director Laurie J. Thomsen | For | For |
The Travelers Companies, Inc. | TRV | 89417E109 | USA | 23-May-12 | 26-Mar-12 | Annual | 1162 | Management | 13 | Ratify Auditors | For | For |
The Travelers Companies, Inc. | TRV | 89417E109 | USA | 23-May-12 | 26-Mar-12 | Annual | 1162 | Management | 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against |
The Travelers Companies, Inc. | TRV | 89417E109 | USA | 23-May-12 | 26-Mar-12 | Annual | 1162 | Share Holder | 15 | Report on Political Contributions | Against | Against |
BlackRock, Inc. | BLK | 09247X101 | USA | 24-May-12 | 29-Mar-12 | Annual | 309 | Management | 1 | Elect Director William S. Demchak | For | Against |
BlackRock, Inc. | BLK | 09247X101 | USA | 24-May-12 | 29-Mar-12 | Annual | 309 | Management | 2 | Elect Director Laurence D. Fink | For | Against |
BlackRock, Inc. | BLK | 09247X101 | USA | 24-May-12 | 29-Mar-12 | Annual | 309 | Management | 3 | Elect Director Robert S. Kapito | For | Against |
BlackRock, Inc. | BLK | 09247X101 | USA | 24-May-12 | 29-Mar-12 | Annual | 309 | Management | 4 | Elect Director Thomas H. O'Brien | For | For |
BlackRock, Inc. | BLK | 09247X101 | USA | 24-May-12 | 29-Mar-12 | Annual | 309 | Management | 5 | Elect Director Ivan G. Seidenberg | For | For |
BlackRock, Inc. | BLK | 09247X101 | USA | 24-May-12 | 29-Mar-12 | Annual | 309 | Management | 6 | Declassify the Board of Directors | For | For |
BlackRock, Inc. | BLK | 09247X101 | USA | 24-May-12 | 29-Mar-12 | Annual | 309 | Management | 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
BlackRock, Inc. | BLK | 09247X101 | USA | 24-May-12 | 29-Mar-12 | Annual | 309 | Management | 8 | Ratify Auditors | For | For |
The Goldman Sachs Group, Inc. | GS | 38141G104 | USA | 24-May-12 | 26-Mar-12 | Annual | 434 | Management | 1 | Elect Director Lloyd C. Blankfein | For | For |
The Goldman Sachs Group, Inc. | GS | 38141G104 | USA | 24-May-12 | 26-Mar-12 | Annual | 434 | Management | 2 | Elect Director M. Michele Burns | For | For |
The Goldman Sachs Group, Inc. | GS | 38141G104 | USA | 24-May-12 | 26-Mar-12 | Annual | 434 | Management | 3 | Elect Director Gary D. Cohn | For | For |
The Goldman Sachs Group, Inc. | GS | 38141G104 | USA | 24-May-12 | 26-Mar-12 | Annual | 434 | Management | 4 | Elect Director Claes Dahlback | For | For |
The Goldman Sachs Group, Inc. | GS | 38141G104 | USA | 24-May-12 | 26-Mar-12 | Annual | 434 | Management | 5 | Elect Director Stephen Friedman | For | For |
The Goldman Sachs Group, Inc. | GS | 38141G104 | USA | 24-May-12 | 26-Mar-12 | Annual | 434 | Management | 6 | Elect Director William W. George | For | Against |
The Goldman Sachs Group, Inc. | GS | 38141G104 | USA | 24-May-12 | 26-Mar-12 | Annual | 434 | Management | 7 | Elect Director James A. Johnson | For | For |
The Goldman Sachs Group, Inc. | GS | 38141G104 | USA | 24-May-12 | 26-Mar-12 | Annual | 434 | Management | 8 | Elect Director Lakshmi N. Mittal | For | For |
The Goldman Sachs Group, Inc. | GS | 38141G104 | USA | 24-May-12 | 26-Mar-12 | Annual | 434 | Management | 9 | Elect Director James J. Schiro | For | For |
The Goldman Sachs Group, Inc. | GS | 38141G104 | USA | 24-May-12 | 26-Mar-12 | Annual | 434 | Management | 10 | Elect Director Debora L. Spar | For | For |
The Goldman Sachs Group, Inc. | GS | 38141G104 | USA | 24-May-12 | 26-Mar-12 | Annual | 434 | Management | 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
The Goldman Sachs Group, Inc. | GS | 38141G104 | USA | 24-May-12 | 26-Mar-12 | Annual | 434 | Management | 12 | Ratify Auditors | For | For |
The Goldman Sachs Group, Inc. | GS | 38141G104 | USA | 24-May-12 | 26-Mar-12 | Annual | 434 | Share Holder | 13 | Provide for Cumulative Voting | Against | Against |
The Goldman Sachs Group, Inc. | GS | 38141G104 | USA | 24-May-12 | 26-Mar-12 | Annual | 434 | Share Holder | 14 | Stock Retention/Holding Period | Against | Against |
The Goldman Sachs Group, Inc. | GS | 38141G104 | USA | 24-May-12 | 26-Mar-12 | Annual | 434 | Share Holder | 15 | Report on Lobbying Payments and Policy | Against | Against |
Unum Group | UNM | 91529Y106 | USA | 24-May-12 | 26-Mar-12 | Annual | 2589 | Management | 1 | Elect Director Pamela H. Godwin | For | For |
Unum Group | UNM | 91529Y106 | USA | 24-May-12 | 26-Mar-12 | Annual | 2589 | Management | 2 | Elect Director Thomas Kinser | For | For |
Unum Group | UNM | 91529Y106 | USA | 24-May-12 | 26-Mar-12 | Annual | 2589 | Management | 3 | Elect Director A.S. MacMillan, Jr. | For | For |
Unum Group | UNM | 91529Y106 | USA | 24-May-12 | 26-Mar-12 | Annual | 2589 | Management | 4 | Elect Director Edward J. Muhl | For | For |
Unum Group | UNM | 91529Y106 | USA | 24-May-12 | 26-Mar-12 | Annual | 2589 | Management | 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Unum Group | UNM | 91529Y106 | USA | 24-May-12 | 26-Mar-12 | Annual | 2589 | Management | 6 | Approve Omnibus Stock Plan | For | For |
Unum Group | UNM | 91529Y106 | USA | 24-May-12 | 26-Mar-12 | Annual | 2589 | Management | 7 | Ratify Auditors | For | For |
| | | | | | | | | | | | |
Registrant: Saratoga Advantage Trust - Energy & Basic Materials Portfolio Item 1, Exhibit D |
Investment Company Act file number: 811-08542 |
Reporting Period: July 1, 2011 through June 30, 2012 |
Company Name | Ticker | Security ID on Ballot | Country | Meeting Date | Record Date | Meeting Type | Shares Voted | Proponent | Item Number | Proposal | Management Recommendation | Vote Instruction |
Foster Wheeler AG | FWLT | H27178104 | Switzerland | 02-Aug-11 | 07-Jun-11 | Special | 7748 | Management | 1 | Elect Roberto Quarta as Director | For | For |
Foster Wheeler AG | FWLT | H27178104 | Switzerland | 02-Aug-11 | 07-Jun-11 | Special | 7748 | Management | 2 | Elect John M. Malcolm as Director | For | For |
Foster Wheeler AG | FWLT | H27178104 | Switzerland | 02-Aug-11 | 07-Jun-11 | Special | 7748 | Management | 3 | Broadridge note: IN THE EVENT COUNTERPROPOSALS, ALTERATIONS OR AMENDMENTS OF THE AGENDA ITEMS OR OTHER MATTERS ARE RAISED AT THE ANNUAL GENERAL MEETING, I INSTRUCT THE APPOINTED PROXIES TO VOTE AS FOLLOWS. | For | Abstain |
Foster Wheeler AG | FWLT | H27178104 | Switzerland | 01-Nov-11 | 07-Sep-11 | Special | 2564 | Management | 1 | Elect J. Kent Masters as Director | For | For |
Foster Wheeler AG | FWLT | H27178104 | Switzerland | 01-Nov-11 | 07-Sep-11 | Special | 2564 | Management | 2 | Elect Henri Philippe Reichstul as Director | For | For |
Foster Wheeler AG | FWLT | H27178104 | Switzerland | 01-Nov-11 | 07-Sep-11 | Special | 2564 | Management | 3 | Broadridge note: IN THE EVENT COUNTERPROPOSALS, ALTERATIONS OR AMENDMENTS OF THE AGENDA ITEMS OR OTHER MATTERS ARE RAISED AT THE EXTRAORDINARY GENERAL MEETING, I INSTRUCT THE APPOINTED PROXIES TO VOTE AS FOLLOWS | For | Abstain |
Exelon Corporation | EXC | 30161N101 | USA | 17-Nov-11 | 07-Oct-11 | Special | 4393 | Management | 1 | Issue Shares in Connection with Acquisition | For | For |
Exelon Corporation | EXC | 30161N101 | USA | 17-Nov-11 | 07-Oct-11 | Special | 4393 | Management | 2 | Adjourn Meeting | For | For |
El Paso Corporation | EP | 28336L109 | USA | 09-Mar-12 | 20-Jan-12 | Special | 8228 | Management | 1 | Approve Merger Agreement | For | For |
El Paso Corporation | EP | 28336L109 | USA | 09-Mar-12 | 20-Jan-12 | Special | 8228 | Management | 2 | Adjourn Meeting | For | For |
El Paso Corporation | EP | 28336L109 | USA | 09-Mar-12 | 20-Jan-12 | Special | 8228 | Management | 3 | Advisory Vote on Golden Parachutes | For | Against |
Exelon Corporation | EXC | 30161N101 | USA | 02-Apr-12 | 07-Feb-12 | Annual | 4393 | Management | 1 | Elect Director John A. Canning, Jr. | For | For |
Exelon Corporation | EXC | 30161N101 | USA | 02-Apr-12 | 07-Feb-12 | Annual | 4393 | Management | 2 | Elect Director Christopher M. Crane | For | For |
Exelon Corporation | EXC | 30161N101 | USA | 02-Apr-12 | 07-Feb-12 | Annual | 4393 | Management | 3 | Elect Director M. Walter D'Alessio | For | For |
Exelon Corporation | EXC | 30161N101 | USA | 02-Apr-12 | 07-Feb-12 | Annual | 4393 | Management | 4 | Elect Director Nicholas DeBenedictis | For | For |
Exelon Corporation | EXC | 30161N101 | USA | 02-Apr-12 | 07-Feb-12 | Annual | 4393 | Management | 5 | Elect Director Nelson A. Diaz | For | For |
Exelon Corporation | EXC | 30161N101 | USA | 02-Apr-12 | 07-Feb-12 | Annual | 4393 | Management | 6 | Elect Director Sue L. Gin | For | For |
Exelon Corporation | EXC | 30161N101 | USA | 02-Apr-12 | 07-Feb-12 | Annual | 4393 | Management | 7 | Elect Director Rosemarie B. Greco | For | For |
Exelon Corporation | EXC | 30161N101 | USA | 02-Apr-12 | 07-Feb-12 | Annual | 4393 | Management | 8 | Elect Director Paul L. Joskow, Ph. D. | For | For |
Exelon Corporation | EXC | 30161N101 | USA | 02-Apr-12 | 07-Feb-12 | Annual | 4393 | Management | 9 | Elect Director Richard W. Mies | For | For |
Exelon Corporation | EXC | 30161N101 | USA | 02-Apr-12 | 07-Feb-12 | Annual | 4393 | Management | 10 | Elect Director John M. Palms, Ph. D. | For | For |
Exelon Corporation | EXC | 30161N101 | USA | 02-Apr-12 | 07-Feb-12 | Annual | 4393 | Management | 11 | Elect Director William C. Richardson, Ph. D. | For | For |
Exelon Corporation | EXC | 30161N101 | USA | 02-Apr-12 | 07-Feb-12 | Annual | 4393 | Management | 12 | Elect Director Thomas J. Ridge | For | For |
Exelon Corporation | EXC | 30161N101 | USA | 02-Apr-12 | 07-Feb-12 | Annual | 4393 | Management | 13 | Elect Director John W. Rogers, Jr. | For | For |
Exelon Corporation | EXC | 30161N101 | USA | 02-Apr-12 | 07-Feb-12 | Annual | 4393 | Management | 14 | Elect Director John W. Rowe | For | For |
Exelon Corporation | EXC | 30161N101 | USA | 02-Apr-12 | 07-Feb-12 | Annual | 4393 | Management | 15 | Elect Director Stephen D. Steinour | For | For |
Exelon Corporation | EXC | 30161N101 | USA | 02-Apr-12 | 07-Feb-12 | Annual | 4393 | Management | 16 | Elect Director Don Thompson | For | For |
Exelon Corporation | EXC | 30161N101 | USA | 02-Apr-12 | 07-Feb-12 | Annual | 4393 | Management | 17 | Elect Director Ann C. Berzin | For | For |
Exelon Corporation | EXC | 30161N101 | USA | 02-Apr-12 | 07-Feb-12 | Annual | 4393 | Management | 18 | Elect Director Yves C. de Balmann | For | For |
Exelon Corporation | EXC | 30161N101 | USA | 02-Apr-12 | 07-Feb-12 | Annual | 4393 | Management | 19 | Elect Director Robert J. Lawless | For | For |
Exelon Corporation | EXC | 30161N101 | USA | 02-Apr-12 | 07-Feb-12 | Annual | 4393 | Management | 20 | Elect Director Mayo A. Shattuck III | For | For |
Exelon Corporation | EXC | 30161N101 | USA | 02-Apr-12 | 07-Feb-12 | Annual | 4393 | Management | 21 | Ratify Auditors | For | For |
Exelon Corporation | EXC | 30161N101 | USA | 02-Apr-12 | 07-Feb-12 | Annual | 4393 | Management | 22 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Schlumberger Limited | SLB | 806857108 | NetherlandsAntilles | 11-Apr-12 | 22-Feb-12 | Annual | 2867 | Management | 1.1 | Elect Director Peter L.S. Currie | For | For |
Schlumberger Limited | SLB | 806857108 | NetherlandsAntilles | 11-Apr-12 | 22-Feb-12 | Annual | 2867 | Management | 1.2 | Elect Director Tony Isaac | For | Against |
Schlumberger Limited | SLB | 806857108 | NetherlandsAntilles | 11-Apr-12 | 22-Feb-12 | Annual | 2867 | Management | 1.3 | Elect Director K. Vaman Kamath | For | For |
Schlumberger Limited | SLB | 806857108 | NetherlandsAntilles | 11-Apr-12 | 22-Feb-12 | Annual | 2867 | Management | 1.4 | Elect Director Paal Kibsgaard | For | For |
Schlumberger Limited | SLB | 806857108 | NetherlandsAntilles | 11-Apr-12 | 22-Feb-12 | Annual | 2867 | Management | 1.5 | Elect Director Nikolay Kudryavtsev | For | For |
Schlumberger Limited | SLB | 806857108 | NetherlandsAntilles | 11-Apr-12 | 22-Feb-12 | Annual | 2867 | Management | 1.6 | Elect Director Adrian Lajous | For | Against |
Schlumberger Limited | SLB | 806857108 | NetherlandsAntilles | 11-Apr-12 | 22-Feb-12 | Annual | 2867 | Management | 1.7 | Elect Director Michael E. Marks | For | Against |
Schlumberger Limited | SLB | 806857108 | NetherlandsAntilles | 11-Apr-12 | 22-Feb-12 | Annual | 2867 | Management | 1.8 | Elect Director Elizabeth Moler | For | For |
Schlumberger Limited | SLB | 806857108 | NetherlandsAntilles | 11-Apr-12 | 22-Feb-12 | Annual | 2867 | Management | 1.9 | Elect Director Lubna S. Olayan | For | For |
Schlumberger Limited | SLB | 806857108 | NetherlandsAntilles | 11-Apr-12 | 22-Feb-12 | Annual | 2867 | Management | 1.10 | Elect Director Leo Rafael Reif | For | Against |
Schlumberger Limited | SLB | 806857108 | NetherlandsAntilles | 11-Apr-12 | 22-Feb-12 | Annual | 2867 | Management | 1.11 | Elect Director Tore I. Sandvold | For | Against |
Schlumberger Limited | SLB | 806857108 | NetherlandsAntilles | 11-Apr-12 | 22-Feb-12 | Annual | 2867 | Management | 1.12 | Elect Director Henri Seydoux | For | For |
Schlumberger Limited | SLB | 806857108 | NetherlandsAntilles | 11-Apr-12 | 22-Feb-12 | Annual | 2867 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Schlumberger Limited | SLB | 806857108 | NetherlandsAntilles | 11-Apr-12 | 22-Feb-12 | Annual | 2867 | Management | 3 | Adopt and Approve Financials and Dividends | For | For |
Schlumberger Limited | SLB | 806857108 | NetherlandsAntilles | 11-Apr-12 | 22-Feb-12 | Annual | 2867 | Management | 4 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For |
Schlumberger Limited | SLB | 806857108 | NetherlandsAntilles | 11-Apr-12 | 22-Feb-12 | Annual | 2867 | Management | 5 | Amend Non-Employee Director Omnibus Stock Plan | For | For |
Noble Energy, Inc. | NBL | 655044105 | USA | 24-Apr-12 | 06-Mar-12 | Annual | 2060 | Management | 1 | Elect Director Jeffrey L. Berenson | For | Against |
Noble Energy, Inc. | NBL | 655044105 | USA | 24-Apr-12 | 06-Mar-12 | Annual | 2060 | Management | 2 | Elect Director Michael A. Cawley | For | For |
Noble Energy, Inc. | NBL | 655044105 | USA | 24-Apr-12 | 06-Mar-12 | Annual | 2060 | Management | 3 | Elect Director Edward F. Cox | For | Against |
Noble Energy, Inc. | NBL | 655044105 | USA | 24-Apr-12 | 06-Mar-12 | Annual | 2060 | Management | 4 | Elect Director Charles D. Davidson | For | For |
Noble Energy, Inc. | NBL | 655044105 | USA | 24-Apr-12 | 06-Mar-12 | Annual | 2060 | Management | 5 | Elect Director Thomas J. Edelman | For | Against |
Noble Energy, Inc. | NBL | 655044105 | USA | 24-Apr-12 | 06-Mar-12 | Annual | 2060 | Management | 6 | Elect Director Eric P. Grubman | For | For |
Noble Energy, Inc. | NBL | 655044105 | USA | 24-Apr-12 | 06-Mar-12 | Annual | 2060 | Management | 7 | Elect Director Kirby L. Hedrick | For | Against |
Noble Energy, Inc. | NBL | 655044105 | USA | 24-Apr-12 | 06-Mar-12 | Annual | 2060 | Management | 8 | Elect Director Scott D. Urban | For | For |
Noble Energy, Inc. | NBL | 655044105 | USA | 24-Apr-12 | 06-Mar-12 | Annual | 2060 | Management | 9 | Elect Director William T. Van Kleef | For | For |
Noble Energy, Inc. | NBL | 655044105 | USA | 24-Apr-12 | 06-Mar-12 | Annual | 2060 | Management | 10 | Ratify Auditors | For | For |
Noble Energy, Inc. | NBL | 655044105 | USA | 24-Apr-12 | 06-Mar-12 | Annual | 2060 | Management | 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against |
Noble Energy, Inc. | NBL | 655044105 | USA | 24-Apr-12 | 06-Mar-12 | Annual | 2060 | Management | 12 | Increase Authorized Common Stock | For | For |
Marathon Oil Corporation | MRO | 565849106 | USA | 25-Apr-12 | 27-Feb-12 | Annual | 3511 | Management | 1 | Elect Director Gregory H. Boyce | For | For |
Marathon Oil Corporation | MRO | 565849106 | USA | 25-Apr-12 | 27-Feb-12 | Annual | 3511 | Management | 2 | Elect Director Pierre Brondeau | For | For |
Marathon Oil Corporation | MRO | 565849106 | USA | 25-Apr-12 | 27-Feb-12 | Annual | 3511 | Management | 3 | Elect Director Clarence P. Cazalot, Jr. | For | For |
Marathon Oil Corporation | MRO | 565849106 | USA | 25-Apr-12 | 27-Feb-12 | Annual | 3511 | Management | 4 | Elect Director Linda Z. Cook | For | For |
Marathon Oil Corporation | MRO | 565849106 | USA | 25-Apr-12 | 27-Feb-12 | Annual | 3511 | Management | 5 | Elect Director Shirley Ann Jackson | For | For |
Marathon Oil Corporation | MRO | 565849106 | USA | 25-Apr-12 | 27-Feb-12 | Annual | 3511 | Management | 6 | Elect Director Philip Lader | For | For |
Marathon Oil Corporation | MRO | 565849106 | USA | 25-Apr-12 | 27-Feb-12 | Annual | 3511 | Management | 7 | Elect Director Michael E. J. Phelps | For | For |
Marathon Oil Corporation | MRO | 565849106 | USA | 25-Apr-12 | 27-Feb-12 | Annual | 3511 | Management | 8 | Elect Director Dennis H. Reilley | For | For |
Marathon Oil Corporation | MRO | 565849106 | USA | 25-Apr-12 | 27-Feb-12 | Annual | 3511 | Management | 9 | Ratify Auditors | For | For |
Marathon Oil Corporation | MRO | 565849106 | USA | 25-Apr-12 | 27-Feb-12 | Annual | 3511 | Management | 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Marathon Oil Corporation | MRO | 565849106 | USA | 25-Apr-12 | 27-Feb-12 | Annual | 3511 | Management | 11 | Approve Omnibus Stock Plan | For | For |
Baker Hughes Incorporated | BHI | 057224107 | USA | 26-Apr-12 | 01-Mar-12 | Annual | 2238 | Management | 1.1 | Elect Director Larry D. Brady | For | For |
Baker Hughes Incorporated | BHI | 057224107 | USA | 26-Apr-12 | 01-Mar-12 | Annual | 2238 | Management | 1.2 | Elect Director Clarence P. Cazalot, Jr. | For | For |
Baker Hughes Incorporated | BHI | 057224107 | USA | 26-Apr-12 | 01-Mar-12 | Annual | 2238 | Management | 1.3 | Elect Director Martin S. Craighead | For | For |
Baker Hughes Incorporated | BHI | 057224107 | USA | 26-Apr-12 | 01-Mar-12 | Annual | 2238 | Management | 1.4 | Elect Director Chad C. Deaton | For | For |
Baker Hughes Incorporated | BHI | 057224107 | USA | 26-Apr-12 | 01-Mar-12 | Annual | 2238 | Management | 1.5 | Elect Director Anthony G. Fernandes | For | For |
Baker Hughes Incorporated | BHI | 057224107 | USA | 26-Apr-12 | 01-Mar-12 | Annual | 2238 | Management | 1.6 | Elect Director Claire W. Gargalli | For | For |
Baker Hughes Incorporated | BHI | 057224107 | USA | 26-Apr-12 | 01-Mar-12 | Annual | 2238 | Management | 1.7 | Elect Director Pierre H. Jungels | For | For |
Baker Hughes Incorporated | BHI | 057224107 | USA | 26-Apr-12 | 01-Mar-12 | Annual | 2238 | Management | 1.8 | Elect Director James A. Lash | For | For |
Baker Hughes Incorporated | BHI | 057224107 | USA | 26-Apr-12 | 01-Mar-12 | Annual | 2238 | Management | 1.9 | Elect Director J. Larry Nichols | For | For |
Baker Hughes Incorporated | BHI | 057224107 | USA | 26-Apr-12 | 01-Mar-12 | Annual | 2238 | Management | 1.10 | Elect Director H. John Riley, Jr. | For | For |
Baker Hughes Incorporated | BHI | 057224107 | USA | 26-Apr-12 | 01-Mar-12 | Annual | 2238 | Management | 1.11 | Elect Director J. W. Stewart | For | For |
Baker Hughes Incorporated | BHI | 057224107 | USA | 26-Apr-12 | 01-Mar-12 | Annual | 2238 | Management | 1.12 | Elect Director Charles L. Watson | For | For |
Baker Hughes Incorporated | BHI | 057224107 | USA | 26-Apr-12 | 01-Mar-12 | Annual | 2238 | Management | 2 | Ratify Auditors | For | For |
Baker Hughes Incorporated | BHI | 057224107 | USA | 26-Apr-12 | 01-Mar-12 | Annual | 2238 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Baker Hughes Incorporated | BHI | 057224107 | USA | 26-Apr-12 | 01-Mar-12 | Annual | 2238 | Share Holder | 4 | Require a Majority Vote for the Election of Directors | Against | For |
Cobalt International Energy, Inc. | CIE | 19075F106 | USA | 26-Apr-12 | 15-Mar-12 | Annual | 7545 | Management | 1.1 | Elect Director Joseph H. Bryant | For | Withhold |
Cobalt International Energy, Inc. | CIE | 19075F106 | USA | 26-Apr-12 | 15-Mar-12 | Annual | 7545 | Management | 1.2 | Elect Director Peter R. Coneway | For | Withhold |
Cobalt International Energy, Inc. | CIE | 19075F106 | USA | 26-Apr-12 | 15-Mar-12 | Annual | 7545 | Management | 1.3 | Elect Director Michael G. France | For | Withhold |
Cobalt International Energy, Inc. | CIE | 19075F106 | USA | 26-Apr-12 | 15-Mar-12 | Annual | 7545 | Management | 1.4 | Elect Director Jack E. Golden | For | Withhold |
Cobalt International Energy, Inc. | CIE | 19075F106 | USA | 26-Apr-12 | 15-Mar-12 | Annual | 7545 | Management | 1.5 | Elect Director N. John Lancaster | For | Withhold |
Cobalt International Energy, Inc. | CIE | 19075F106 | USA | 26-Apr-12 | 15-Mar-12 | Annual | 7545 | Management | 1.6 | Elect Director Scott L. Lebovitz | For | Withhold |
Cobalt International Energy, Inc. | CIE | 19075F106 | USA | 26-Apr-12 | 15-Mar-12 | Annual | 7545 | Management | 1.7 | Elect Director Jon A. Marshall | For | For |
Cobalt International Energy, Inc. | CIE | 19075F106 | USA | 26-Apr-12 | 15-Mar-12 | Annual | 7545 | Management | 1.8 | Elect Director Kenneth W. Moore | For | Withhold |
Cobalt International Energy, Inc. | CIE | 19075F106 | USA | 26-Apr-12 | 15-Mar-12 | Annual | 7545 | Management | 1.9 | Elect Director Kenneth A. Pontarelli | For | Withhold |
Cobalt International Energy, Inc. | CIE | 19075F106 | USA | 26-Apr-12 | 15-Mar-12 | Annual | 7545 | Management | 1.10 | Elect Director Myles W. Scoggins | For | Withhold |
Cobalt International Energy, Inc. | CIE | 19075F106 | USA | 26-Apr-12 | 15-Mar-12 | Annual | 7545 | Management | 1.11 | Elect Director D. Jeff van Steenbergen | For | Withhold |
Cobalt International Energy, Inc. | CIE | 19075F106 | USA | 26-Apr-12 | 15-Mar-12 | Annual | 7545 | Management | 1.12 | Elect Director Martin H. Young, Jr. | For | For |
Cobalt International Energy, Inc. | CIE | 19075F106 | USA | 26-Apr-12 | 15-Mar-12 | Annual | 7545 | Management | 2 | Ratify Auditors | For | For |
Cobalt International Energy, Inc. | CIE | 19075F106 | USA | 26-Apr-12 | 15-Mar-12 | Annual | 7545 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Edison International | EIX | 281020107 | USA | 26-Apr-12 | 02-Mar-12 | Annual | 5586 | Management | 1 | Elect Director Jagjeet S. Bindra | For | For |
Edison International | EIX | 281020107 | USA | 26-Apr-12 | 02-Mar-12 | Annual | 5586 | Management | 2 | Elect Director Vanessa C.L. Chang | For | For |
Edison International | EIX | 281020107 | USA | 26-Apr-12 | 02-Mar-12 | Annual | 5586 | Management | 3 | Elect Director France A. Cordova | For | For |
Edison International | EIX | 281020107 | USA | 26-Apr-12 | 02-Mar-12 | Annual | 5586 | Management | 4 | Elect Director Theodore F. Craver, Jr. | For | For |
Edison International | EIX | 281020107 | USA | 26-Apr-12 | 02-Mar-12 | Annual | 5586 | Management | 5 | Elect Director Charles B. Curtis | For | For |
Edison International | EIX | 281020107 | USA | 26-Apr-12 | 02-Mar-12 | Annual | 5586 | Management | 6 | Elect Director Bradford M. Freeman | For | For |
Edison International | EIX | 281020107 | USA | 26-Apr-12 | 02-Mar-12 | Annual | 5586 | Management | 7 | Elect Director Luis G. Nogales | For | For |
Edison International | EIX | 281020107 | USA | 26-Apr-12 | 02-Mar-12 | Annual | 5586 | Management | 8 | Elect Director Ronald L. Olson | For | For |
Edison International | EIX | 281020107 | USA | 26-Apr-12 | 02-Mar-12 | Annual | 5586 | Management | 9 | Elect Director Richard T. Schlosberg, III | For | For |
Edison International | EIX | 281020107 | USA | 26-Apr-12 | 02-Mar-12 | Annual | 5586 | Management | 10 | Elect Director Thomas C. Sutton | For | For |
Edison International | EIX | 281020107 | USA | 26-Apr-12 | 02-Mar-12 | Annual | 5586 | Management | 11 | Elect Director Peter J. Taylor | For | For |
Edison International | EIX | 281020107 | USA | 26-Apr-12 | 02-Mar-12 | Annual | 5586 | Management | 12 | Elect Director Brett White | For | For |
Edison International | EIX | 281020107 | USA | 26-Apr-12 | 02-Mar-12 | Annual | 5586 | Management | 13 | Ratify Auditors | For | For |
Edison International | EIX | 281020107 | USA | 26-Apr-12 | 02-Mar-12 | Annual | 5586 | Management | 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Edison International | EIX | 281020107 | USA | 26-Apr-12 | 02-Mar-12 | Annual | 5586 | Share Holder | 15 | Require Independent Board Chairman | Against | For |
CONSOL Energy Inc. | CNX | 20854P109 | USA | 01-May-12 | 16-Mar-12 | Annual | 3841 | Management | 1.1 | Elect Director J. Brett Harvey | For | For |
CONSOL Energy Inc. | CNX | 20854P109 | USA | 01-May-12 | 16-Mar-12 | Annual | 3841 | Management | 1.2 | Elect Director Philip W. Baxter | For | For |
CONSOL Energy Inc. | CNX | 20854P109 | USA | 01-May-12 | 16-Mar-12 | Annual | 3841 | Management | 1.3 | Elect Director James E. Altmeyer, Sr. | For | For |
CONSOL Energy Inc. | CNX | 20854P109 | USA | 01-May-12 | 16-Mar-12 | Annual | 3841 | Management | 1.4 | Elect Director William E. Davis | For | For |
CONSOL Energy Inc. | CNX | 20854P109 | USA | 01-May-12 | 16-Mar-12 | Annual | 3841 | Management | 1.5 | Elect Director Raj K. Gupta | For | For |
CONSOL Energy Inc. | CNX | 20854P109 | USA | 01-May-12 | 16-Mar-12 | Annual | 3841 | Management | 1.6 | Elect Director Patricia A. Hammick | For | For |
CONSOL Energy Inc. | CNX | 20854P109 | USA | 01-May-12 | 16-Mar-12 | Annual | 3841 | Management | 1.7 | Elect Director David C.Hardesty, Jr. | For | For |
CONSOL Energy Inc. | CNX | 20854P109 | USA | 01-May-12 | 16-Mar-12 | Annual | 3841 | Management | 1.8 | Elect Director John T. Mills | For | For |
CONSOL Energy Inc. | CNX | 20854P109 | USA | 01-May-12 | 16-Mar-12 | Annual | 3841 | Management | 1.9 | Elect Director William P. Powell | For | For |
CONSOL Energy Inc. | CNX | 20854P109 | USA | 01-May-12 | 16-Mar-12 | Annual | 3841 | Management | 1.10 | Elect Director Joseph T. Williams | For | For |
CONSOL Energy Inc. | CNX | 20854P109 | USA | 01-May-12 | 16-Mar-12 | Annual | 3841 | Management | 2 | Amend Omnibus Stock Plan | For | For |
CONSOL Energy Inc. | CNX | 20854P109 | USA | 01-May-12 | 16-Mar-12 | Annual | 3841 | Management | 3 | Ratify Auditors | For | For |
CONSOL Energy Inc. | CNX | 20854P109 | USA | 01-May-12 | 16-Mar-12 | Annual | 3841 | Management | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Foster Wheeler AG | FWLT | H27178104 | Switzerland | 01-May-12 | 06-Mar-12 | Annual | 2564 | Management | 1 | Elect Umberto della Sala as Director | For | Do Not Vote |
Foster Wheeler AG | FWLT | H27178104 | Switzerland | 01-May-12 | 06-Mar-12 | Annual | 2564 | Management | 2 | Elect J. Kent Masters as Director | For | Do Not Vote |
Foster Wheeler AG | FWLT | H27178104 | Switzerland | 01-May-12 | 06-Mar-12 | Annual | 2564 | Management | 3 | Elect Roberto Quarta as Director | For | Do Not Vote |
Foster Wheeler AG | FWLT | H27178104 | Switzerland | 01-May-12 | 06-Mar-12 | Annual | 2564 | Management | 4 | Elect Maureen B. Tart-Bezer as Director | For | Do Not Vote |
Foster Wheeler AG | FWLT | H27178104 | Switzerland | 01-May-12 | 06-Mar-12 | Annual | 2564 | Management | 5 | Ratify PricewaterhouseCoopers AG as Auditors | For | Do Not Vote |
Foster Wheeler AG | FWLT | H27178104 | Switzerland | 01-May-12 | 06-Mar-12 | Annual | 2564 | Management | 6 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm | For | Do Not Vote |
Foster Wheeler AG | FWLT | H27178104 | Switzerland | 01-May-12 | 06-Mar-12 | Annual | 2564 | Management | 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Do Not Vote |
Foster Wheeler AG | FWLT | H27178104 | Switzerland | 01-May-12 | 06-Mar-12 | Annual | 2564 | Management | 8 | Accept Financial Statements and Statutory Reports | For | Do Not Vote |
Foster Wheeler AG | FWLT | H27178104 | Switzerland | 01-May-12 | 06-Mar-12 | Annual | 2564 | Management | 9 | Approve Discharge of Board and Senior Management | For | Do Not Vote |
Foster Wheeler AG | FWLT | H27178104 | Switzerland | 01-May-12 | 06-Mar-12 | Annual | 2564 | Management | 10 | Approve CHF 51,721,260 Reduction in Share Capital via Cancellation of Repurchased Shares | For | Do Not Vote |
Foster Wheeler AG | FWLT | H27178104 | Switzerland | 01-May-12 | 06-Mar-12 | Annual | 2564 | Management | 11 | Authorize Share Repurchase Program and Cancellation of Repurchased Shares | For | Do Not Vote |
Foster Wheeler AG | FWLT | H27178104 | Switzerland | 01-May-12 | 06-Mar-12 | Annual | 2564 | Management | 12 | Broadridge note: IN THE EVENT COUNTERPROPOSALS, ALTERATIONS OR AMENDMENTS OF THE AGENDA ITEMS OR OTHER MATTERS ARE RAISED AT THE EXTRAORDINARY GENERAL MEETING, I INSTRUCT THE APPOINTED PROXIES TO VOTE AS FOLLOWS | For | Do Not Vote |
Hess Corporation | HES | 42809H107 | USA | 02-May-12 | 16-Mar-12 | Annual | 3382 | Management | 1 | Elect Director J.B. Hess | For | For |
Hess Corporation | HES | 42809H107 | USA | 02-May-12 | 16-Mar-12 | Annual | 3382 | Management | 2 | Elect Director S.W. Bodman | For | Against |
Hess Corporation | HES | 42809H107 | USA | 02-May-12 | 16-Mar-12 | Annual | 3382 | Management | 3 | Elect Director R. Lavizzo Mourey | For | For |
Hess Corporation | HES | 42809H107 | USA | 02-May-12 | 16-Mar-12 | Annual | 3382 | Management | 4 | Elect Director C.G. Matthews | For | For |
Hess Corporation | HES | 42809H107 | USA | 02-May-12 | 16-Mar-12 | Annual | 3382 | Management | 5 | Elect Director E.H. Von Metzsch | For | Against |
Hess Corporation | HES | 42809H107 | USA | 02-May-12 | 16-Mar-12 | Annual | 3382 | Management | 6 | Ratify Auditors | For | For |
Hess Corporation | HES | 42809H107 | USA | 02-May-12 | 16-Mar-12 | Annual | 3382 | Management | 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against |
Hess Corporation | HES | 42809H107 | USA | 02-May-12 | 16-Mar-12 | Annual | 3382 | Management | 8 | Amend Omnibus Stock Plan | For | For |
Hess Corporation | HES | 42809H107 | USA | 02-May-12 | 16-Mar-12 | Annual | 3382 | Share Holder | 9 | Declassify the Board of Directors | None | For |
Lufkin Industries, Inc. | LUFK | 549764108 | USA | 02-May-12 | 13-Mar-12 | Annual | 1335 | Management | 1.1 | Elect Director Douglas V. Smith | For | For |
Lufkin Industries, Inc. | LUFK | 549764108 | USA | 02-May-12 | 13-Mar-12 | Annual | 1335 | Management | 1.2 | Elect Director John F. Anderson | For | For |
Lufkin Industries, Inc. | LUFK | 549764108 | USA | 02-May-12 | 13-Mar-12 | Annual | 1335 | Management | 1.3 | Elect Director Richard R. Stewart | For | For |
Lufkin Industries, Inc. | LUFK | 549764108 | USA | 02-May-12 | 13-Mar-12 | Annual | 1335 | Management | 2 | Ratify Auditors | For | For |
Lufkin Industries, Inc. | LUFK | 549764108 | USA | 02-May-12 | 13-Mar-12 | Annual | 1335 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Lufkin Industries, Inc. | LUFK | 549764108 | USA | 02-May-12 | 13-Mar-12 | Annual | 1335 | Management | 4 | Increase Authorized Common Stock | For | For |
Lufkin Industries, Inc. | LUFK | 549764108 | USA | 02-May-12 | 13-Mar-12 | Annual | 1335 | Management | 5 | Amend Articles of Incorporation to Update Certain Provisions Related to the Texas Business Organizations Code | For | For |
Cliffs Natural Resources Inc. | CLF | 18683K101 | USA | 08-May-12 | 09-Mar-12 | Annual | 2825 | Management | 1 | Elect Director Joseph A. Carrabba | For | For |
Cliffs Natural Resources Inc. | CLF | 18683K101 | USA | 08-May-12 | 09-Mar-12 | Annual | 2825 | Management | 2 | Elect Director Susan M. Cunningham | For | Against |
Cliffs Natural Resources Inc. | CLF | 18683K101 | USA | 08-May-12 | 09-Mar-12 | Annual | 2825 | Management | 3 | Elect Director Barry J. Eldridge | For | For |
Cliffs Natural Resources Inc. | CLF | 18683K101 | USA | 08-May-12 | 09-Mar-12 | Annual | 2825 | Management | 4 | Elect Director Andres R. Gluski | For | For |
Cliffs Natural Resources Inc. | CLF | 18683K101 | USA | 08-May-12 | 09-Mar-12 | Annual | 2825 | Management | 5 | Elect Director Susan M. Green | For | Against |
Cliffs Natural Resources Inc. | CLF | 18683K101 | USA | 08-May-12 | 09-Mar-12 | Annual | 2825 | Management | 6 | Elect Director Janice K. Henry | For | For |
Cliffs Natural Resources Inc. | CLF | 18683K101 | USA | 08-May-12 | 09-Mar-12 | Annual | 2825 | Management | 7 | Elect Director James F. Kirsch | For | Against |
Cliffs Natural Resources Inc. | CLF | 18683K101 | USA | 08-May-12 | 09-Mar-12 | Annual | 2825 | Management | 8 | Elect Director Francis R. McAllister | For | For |
Cliffs Natural Resources Inc. | CLF | 18683K101 | USA | 08-May-12 | 09-Mar-12 | Annual | 2825 | Management | 9 | Elect Director Richard K. Riederer | For | For |
Cliffs Natural Resources Inc. | CLF | 18683K101 | USA | 08-May-12 | 09-Mar-12 | Annual | 2825 | Management | 10 | Elect Director Richard A. Ross | For | Against |
Cliffs Natural Resources Inc. | CLF | 18683K101 | USA | 08-May-12 | 09-Mar-12 | Annual | 2825 | Management | 11 | Permit Board to Amend Bylaws Without Shareholder Consent | For | Against |
Cliffs Natural Resources Inc. | CLF | 18683K101 | USA | 08-May-12 | 09-Mar-12 | Annual | 2825 | Management | 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Cliffs Natural Resources Inc. | CLF | 18683K101 | USA | 08-May-12 | 09-Mar-12 | Annual | 2825 | Management | 13 | Approve Omnibus Stock Plan | For | For |
Cliffs Natural Resources Inc. | CLF | 18683K101 | USA | 08-May-12 | 09-Mar-12 | Annual | 2825 | Management | 14 | Approve Executive Incentive Bonus Plan | For | For |
Cliffs Natural Resources Inc. | CLF | 18683K101 | USA | 08-May-12 | 09-Mar-12 | Annual | 2825 | Management | 15 | Ratify Auditors | For | For |
LyondellBasell Industries N.V. | LYB | N53745100 | Netherlands | 09-May-12 | 11-Apr-12 | Annual | 5390 | Management | 1a | Elect Robin Buchanan as Class II Director to the Supervisory Board | For | For |
LyondellBasell Industries N.V. | LYB | N53745100 | Netherlands | 09-May-12 | 11-Apr-12 | Annual | 5390 | Management | 1b | Elect Stephen F. Cooper as Class II Director to the Supervisory Board | For | For |
LyondellBasell Industries N.V. | LYB | N53745100 | Netherlands | 09-May-12 | 11-Apr-12 | Annual | 5390 | Management | 1c | Elect Robert G. Gwin as Class II Director to the Supervisory Board | For | For |
LyondellBasell Industries N.V. | LYB | N53745100 | Netherlands | 09-May-12 | 11-Apr-12 | Annual | 5390 | Management | 1d | Elect Marvin O. Schlanger as Class II Director to the Supervisory Board | For | For |
LyondellBasell Industries N.V. | LYB | N53745100 | Netherlands | 09-May-12 | 11-Apr-12 | Annual | 5390 | Management | 2 | Approve Financial Statements and Statutory Reports | For | For |
LyondellBasell Industries N.V. | LYB | N53745100 | Netherlands | 09-May-12 | 11-Apr-12 | Annual | 5390 | Management | 3 | Approve Discharge of Management Board | For | For |
LyondellBasell Industries N.V. | LYB | N53745100 | Netherlands | 09-May-12 | 11-Apr-12 | Annual | 5390 | Management | 4 | Approve Discharge of Supervisory Board | For | For |
LyondellBasell Industries N.V. | LYB | N53745100 | Netherlands | 09-May-12 | 11-Apr-12 | Annual | 5390 | Management | 5 | Ratify PricewaterhouseCoopers as Auditors | For | For |
LyondellBasell Industries N.V. | LYB | N53745100 | Netherlands | 09-May-12 | 11-Apr-12 | Annual | 5390 | Management | 6 | Ratify PricewaterhouseCoopers as Auditors | For | For |
LyondellBasell Industries N.V. | LYB | N53745100 | Netherlands | 09-May-12 | 11-Apr-12 | Annual | 5390 | Management | 7 | Approve Remuneration of Supervisory Board | For | For |
LyondellBasell Industries N.V. | LYB | N53745100 | Netherlands | 09-May-12 | 11-Apr-12 | Annual | 5390 | Management | 8 | Approve Dividends of USD 0.25 Per Share | For | For |
LyondellBasell Industries N.V. | LYB | N53745100 | Netherlands | 09-May-12 | 11-Apr-12 | Annual | 5390 | Management | 9 | Approve Remuneration Report Containing Remuneration Policy for Management Board Members | For | Against |
LyondellBasell Industries N.V. | LYB | N53745100 | Netherlands | 09-May-12 | 11-Apr-12 | Annual | 5390 | Management | 10 | Amend Omnibus Stock Plan | For | For |
LyondellBasell Industries N.V. | LYB | N53745100 | Netherlands | 09-May-12 | 11-Apr-12 | Annual | 5390 | Management | 11 | Approve Qualified Employee Stock Purchase Plan | For | For |
The Dow Chemical Company | DOW | 260543103 | USA | 10-May-12 | 19-Mar-12 | Annual | 3687 | Management | 1 | Elect Director Arnold A. Allemang | For | For |
The Dow Chemical Company | DOW | 260543103 | USA | 10-May-12 | 19-Mar-12 | Annual | 3687 | Management | 2 | Elect Director Jacqueline K. Barton | For | For |
The Dow Chemical Company | DOW | 260543103 | USA | 10-May-12 | 19-Mar-12 | Annual | 3687 | Management | 3 | Elect Director James A. Bell | For | For |
The Dow Chemical Company | DOW | 260543103 | USA | 10-May-12 | 19-Mar-12 | Annual | 3687 | Management | 4 | Elect Director Jeff M. Fettig | For | For |
The Dow Chemical Company | DOW | 260543103 | USA | 10-May-12 | 19-Mar-12 | Annual | 3687 | Management | 5 | Elect Director John B. Hess | For | For |
The Dow Chemical Company | DOW | 260543103 | USA | 10-May-12 | 19-Mar-12 | Annual | 3687 | Management | 6 | Elect Director Andrew N. Liveris | For | For |
The Dow Chemical Company | DOW | 260543103 | USA | 10-May-12 | 19-Mar-12 | Annual | 3687 | Management | 7 | Elect Director Paul Polman | For | For |
The Dow Chemical Company | DOW | 260543103 | USA | 10-May-12 | 19-Mar-12 | Annual | 3687 | Management | 8 | Elect Director Dennis H. Reilley | For | For |
The Dow Chemical Company | DOW | 260543103 | USA | 10-May-12 | 19-Mar-12 | Annual | 3687 | Management | 9 | Elect Director James M. Ringler | For | For |
The Dow Chemical Company | DOW | 260543103 | USA | 10-May-12 | 19-Mar-12 | Annual | 3687 | Management | 10 | Elect Director Ruth G. Shaw | For | Against |
The Dow Chemical Company | DOW | 260543103 | USA | 10-May-12 | 19-Mar-12 | Annual | 3687 | Management | 11 | Ratify Auditors | For | For |
The Dow Chemical Company | DOW | 260543103 | USA | 10-May-12 | 19-Mar-12 | Annual | 3687 | Management | 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
The Dow Chemical Company | DOW | 260543103 | USA | 10-May-12 | 19-Mar-12 | Annual | 3687 | Management | 13 | Approve Omnibus Stock Plan | For | For |
The Dow Chemical Company | DOW | 260543103 | USA | 10-May-12 | 19-Mar-12 | Annual | 3687 | Management | 14 | Approve Nonqualified Employee Stock Purchase Plan | For | For |
The Dow Chemical Company | DOW | 260543103 | USA | 10-May-12 | 19-Mar-12 | Annual | 3687 | Share Holder | 15 | Provide Right to Act by Written Consent | Against | For |
The Dow Chemical Company | DOW | 260543103 | USA | 10-May-12 | 19-Mar-12 | Annual | 3687 | Share Holder | 16 | Require Independent Board Chairman | Against | For |
Cameron International Corporation | CAM | 13342B105 | USA | 11-May-12 | 16-Mar-12 | Annual | 4239 | Management | 1 | Elect Director C. Baker Cunningham | For | For |
Cameron International Corporation | CAM | 13342B105 | USA | 11-May-12 | 16-Mar-12 | Annual | 4239 | Management | 2 | Elect Director Sheldon R. Erikson | For | For |
Cameron International Corporation | CAM | 13342B105 | USA | 11-May-12 | 16-Mar-12 | Annual | 4239 | Management | 3 | Elect Director Douglas L. Foshee | For | For |
Cameron International Corporation | CAM | 13342B105 | USA | 11-May-12 | 16-Mar-12 | Annual | 4239 | Management | 4 | Elect Director Rodolfo Landim | For | For |
Cameron International Corporation | CAM | 13342B105 | USA | 11-May-12 | 16-Mar-12 | Annual | 4239 | Management | 5 | Ratify Auditors | For | For |
Cameron International Corporation | CAM | 13342B105 | USA | 11-May-12 | 16-Mar-12 | Annual | 4239 | Management | 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Cameron International Corporation | CAM | 13342B105 | USA | 11-May-12 | 16-Mar-12 | Annual | 4239 | Management | 7 | Declassify the Board of Directors | For | For |
Cameron International Corporation | CAM | 13342B105 | USA | 11-May-12 | 16-Mar-12 | Annual | 4239 | Management | 8 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | For | Against |
Cameron International Corporation | CAM | 13342B105 | USA | 11-May-12 | 16-Mar-12 | Annual | 4239 | Management | 9 | Approve Restatement of the Company's Certificate of Incorporation | For | For |
Anadarko Petroleum Corporation | APC | 032511107 | USA | 15-May-12 | 20-Mar-12 | Annual | 2613 | Management | 1 | Elect Director Kevin P. Chilton | For | For |
Anadarko Petroleum Corporation | APC | 032511107 | USA | 15-May-12 | 20-Mar-12 | Annual | 2613 | Management | 2 | Elect Director Luke R. Corbett | For | For |
Anadarko Petroleum Corporation | APC | 032511107 | USA | 15-May-12 | 20-Mar-12 | Annual | 2613 | Management | 3 | Elect Director H. Paulett Eberhart | For | For |
Anadarko Petroleum Corporation | APC | 032511107 | USA | 15-May-12 | 20-Mar-12 | Annual | 2613 | Management | 4 | Elect Director Peter J. Fluor | For | Against |
Anadarko Petroleum Corporation | APC | 032511107 | USA | 15-May-12 | 20-Mar-12 | Annual | 2613 | Management | 5 | Elect Director Richard L. George | For | For |
Anadarko Petroleum Corporation | APC | 032511107 | USA | 15-May-12 | 20-Mar-12 | Annual | 2613 | Management | 6 | Elect Director Preston M. Geren, III | For | Against |
Anadarko Petroleum Corporation | APC | 032511107 | USA | 15-May-12 | 20-Mar-12 | Annual | 2613 | Management | 7 | Elect Director Charles W. Goodyear | For | For |
Anadarko Petroleum Corporation | APC | 032511107 | USA | 15-May-12 | 20-Mar-12 | Annual | 2613 | Management | 8 | Elect Director John R. Gordon | For | Against |
Anadarko Petroleum Corporation | APC | 032511107 | USA | 15-May-12 | 20-Mar-12 | Annual | 2613 | Management | 9 | Elect Director James T. Hackett | For | For |
Anadarko Petroleum Corporation | APC | 032511107 | USA | 15-May-12 | 20-Mar-12 | Annual | 2613 | Management | 10 | Elect Director Eric D. Mullins | For | For |
Anadarko Petroleum Corporation | APC | 032511107 | USA | 15-May-12 | 20-Mar-12 | Annual | 2613 | Management | 11 | Elect Director Paula Rosput Reynolds | For | For |
Anadarko Petroleum Corporation | APC | 032511107 | USA | 15-May-12 | 20-Mar-12 | Annual | 2613 | Management | 12 | Elect Director R. A. Walker | For | For |
Anadarko Petroleum Corporation | APC | 032511107 | USA | 15-May-12 | 20-Mar-12 | Annual | 2613 | Management | 13 | Ratify Auditors | For | For |
Anadarko Petroleum Corporation | APC | 032511107 | USA | 15-May-12 | 20-Mar-12 | Annual | 2613 | Management | 14 | Approve Omnibus Stock Plan | For | Against |
Anadarko Petroleum Corporation | APC | 032511107 | USA | 15-May-12 | 20-Mar-12 | Annual | 2613 | Management | 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against |
Anadarko Petroleum Corporation | APC | 032511107 | USA | 15-May-12 | 20-Mar-12 | Annual | 2613 | Share Holder | 16 | Require Independent Board Chairman | Against | For |
Anadarko Petroleum Corporation | APC | 032511107 | USA | 15-May-12 | 20-Mar-12 | Annual | 2613 | Share Holder | 17 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | Against | Against |
Anadarko Petroleum Corporation | APC | 032511107 | USA | 15-May-12 | 20-Mar-12 | Annual | 2613 | Share Holder | 18 | Pro-rata Vesting of Equity Awards | Against | For |
Anadarko Petroleum Corporation | APC | 032511107 | USA | 15-May-12 | 20-Mar-12 | Annual | 2613 | Share Holder | 19 | Report on Political Contributions | Against | For |
Halliburton Company | HAL | 406216101 | USA | 16-May-12 | 19-Mar-12 | Annual | 5267 | Management | 1 | Elect Director Alan M. Bennett | For | For |
Halliburton Company | HAL | 406216101 | USA | 16-May-12 | 19-Mar-12 | Annual | 5267 | Management | 2 | Elect Director James R. Boyd | For | For |
Halliburton Company | HAL | 406216101 | USA | 16-May-12 | 19-Mar-12 | Annual | 5267 | Management | 3 | Elect Director Milton Carroll | For | For |
Halliburton Company | HAL | 406216101 | USA | 16-May-12 | 19-Mar-12 | Annual | 5267 | Management | 4 | Elect Director Nance K. Dicciani | For | For |
Halliburton Company | HAL | 406216101 | USA | 16-May-12 | 19-Mar-12 | Annual | 5267 | Management | 5 | Elect Director Murry S. Gerber | For | For |
Halliburton Company | HAL | 406216101 | USA | 16-May-12 | 19-Mar-12 | Annual | 5267 | Management | 6 | Elect Director S. Malcolm Gillis | For | Against |
Halliburton Company | HAL | 406216101 | USA | 16-May-12 | 19-Mar-12 | Annual | 5267 | Management | 7 | Elect Director Abdallah S. Jum'ah | For | For |
Halliburton Company | HAL | 406216101 | USA | 16-May-12 | 19-Mar-12 | Annual | 5267 | Management | 8 | Elect Director David J. Lesar | For | For |
Halliburton Company | HAL | 406216101 | USA | 16-May-12 | 19-Mar-12 | Annual | 5267 | Management | 9 | Elect Director Robert A. Malone | For | For |
Halliburton Company | HAL | 406216101 | USA | 16-May-12 | 19-Mar-12 | Annual | 5267 | Management | 10 | Elect Director J. Landis Martin | For | Against |
Halliburton Company | HAL | 406216101 | USA | 16-May-12 | 19-Mar-12 | Annual | 5267 | Management | 11 | Elect Director Debra L. Reed | For | For |
Halliburton Company | HAL | 406216101 | USA | 16-May-12 | 19-Mar-12 | Annual | 5267 | Management | 12 | Ratify Auditors | For | For |
Halliburton Company | HAL | 406216101 | USA | 16-May-12 | 19-Mar-12 | Annual | 5267 | Management | 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Halliburton Company | HAL | 406216101 | USA | 16-May-12 | 19-Mar-12 | Annual | 5267 | Management | 14 | Amend Omnibus Stock Plan | For | For |
Plains Exploration & Production Company | PXP | 726505100 | USA | 18-May-12 | 29-Mar-12 | Annual | 3688 | Management | 1 | Elect Director James C. Flores | For | For |
Plains Exploration & Production Company | PXP | 726505100 | USA | 18-May-12 | 29-Mar-12 | Annual | 3688 | Management | 2 | Elect Director Isaac Arnold, Jr. | For | Against |
Plains Exploration & Production Company | PXP | 726505100 | USA | 18-May-12 | 29-Mar-12 | Annual | 3688 | Management | 3 | Elect Director Alan R. Buckwalter, III | For | For |
Plains Exploration & Production Company | PXP | 726505100 | USA | 18-May-12 | 29-Mar-12 | Annual | 3688 | Management | 4 | Elect Director Jerry L. Dees | For | Against |
Plains Exploration & Production Company | PXP | 726505100 | USA | 18-May-12 | 29-Mar-12 | Annual | 3688 | Management | 5 | Elect Director Tom H. Delimitros | For | Against |
Plains Exploration & Production Company | PXP | 726505100 | USA | 18-May-12 | 29-Mar-12 | Annual | 3688 | Management | 6 | Elect Director Thomas A. Fry, III | For | Against |
Plains Exploration & Production Company | PXP | 726505100 | USA | 18-May-12 | 29-Mar-12 | Annual | 3688 | Management | 7 | Elect Director Charles G. Groat | For | For |
Plains Exploration & Production Company | PXP | 726505100 | USA | 18-May-12 | 29-Mar-12 | Annual | 3688 | Management | 8 | Elect Director John H. Lollar | For | Against |
Plains Exploration & Production Company | PXP | 726505100 | USA | 18-May-12 | 29-Mar-12 | Annual | 3688 | Management | 9 | Ratify Auditors | For | For |
Plains Exploration & Production Company | PXP | 726505100 | USA | 18-May-12 | 29-Mar-12 | Annual | 3688 | Management | 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Against |
Transocean Ltd. | RIGN | H8817H100 | Switzerland | 18-May-12 | 01-May-12 | Annual | 3050 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For |
Transocean Ltd. | RIGN | H8817H100 | Switzerland | 18-May-12 | 01-May-12 | Annual | 3050 | Management | 2 | Appropriation of the Available Earnings for Fiscal Year 2011 | For | For |
Transocean Ltd. | RIGN | H8817H100 | Switzerland | 18-May-12 | 01-May-12 | Annual | 3050 | Management | 3a | Elect Glyn Barker as Director | For | For |
Transocean Ltd. | RIGN | H8817H100 | Switzerland | 18-May-12 | 01-May-12 | Annual | 3050 | Management | 3b | Elect Vanessa C.L. Chang as Director | For | For |
Transocean Ltd. | RIGN | H8817H100 | Switzerland | 18-May-12 | 01-May-12 | Annual | 3050 | Management | 3c | Elect Chad Deaton as Director | For | For |
Transocean Ltd. | RIGN | H8817H100 | Switzerland | 18-May-12 | 01-May-12 | Annual | 3050 | Management | 3d | Reelect Edward R. Muller as Director | For | For |
Transocean Ltd. | RIGN | H8817H100 | Switzerland | 18-May-12 | 01-May-12 | Annual | 3050 | Management | 3e | Reelect Tan Ek Kia as Director | For | For |
Transocean Ltd. | RIGN | H8817H100 | Switzerland | 18-May-12 | 01-May-12 | Annual | 3050 | Management | 4 | Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2012 | For | For |
Transocean Ltd. | RIGN | H8817H100 | Switzerland | 18-May-12 | 01-May-12 | Annual | 3050 | Management | 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Royal Dutch Shell plc | RDSB | 780259206 | United Kingdom | 22-May-12 | 12-Apr-12 | Annual | 2944 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For |
Royal Dutch Shell plc | RDSB | 780259206 | United Kingdom | 22-May-12 | 12-Apr-12 | Annual | 2944 | Management | 2 | Approve Remuneration Report | For | For |
Royal Dutch Shell plc | RDSB | 780259206 | United Kingdom | 22-May-12 | 12-Apr-12 | Annual | 2944 | Management | 3 | Elect Sir Nigel Sheinwald as Director | For | For |
Royal Dutch Shell plc | RDSB | 780259206 | United Kingdom | 22-May-12 | 12-Apr-12 | Annual | 2944 | Management | 4 | Re-elect Josef Ackermann as Director | For | Against |
Royal Dutch Shell plc | RDSB | 780259206 | United Kingdom | 22-May-12 | 12-Apr-12 | Annual | 2944 | Management | 5 | Re-elect Guy Elliott as Director | For | For |
Royal Dutch Shell plc | RDSB | 780259206 | United Kingdom | 22-May-12 | 12-Apr-12 | Annual | 2944 | Management | 6 | Re-elect Simon Henry as Director | For | Against |
Royal Dutch Shell plc | RDSB | 780259206 | United Kingdom | 22-May-12 | 12-Apr-12 | Annual | 2944 | Management | 7 | Re-elect Charles Holliday as Director | For | For |
Royal Dutch Shell plc | RDSB | 780259206 | United Kingdom | 22-May-12 | 12-Apr-12 | Annual | 2944 | Management | 8 | Re-elect Gerard Kleisterlee as Director | For | For |
Royal Dutch Shell plc | RDSB | 780259206 | United Kingdom | 22-May-12 | 12-Apr-12 | Annual | 2944 | Management | 9 | Re-elect Christine Morin-Postel as Director | For | For |
Royal Dutch Shell plc | RDSB | 780259206 | United Kingdom | 22-May-12 | 12-Apr-12 | Annual | 2944 | Management | 10 | Re-elect Jorma Ollila as Director | For | Against |
Royal Dutch Shell plc | RDSB | 780259206 | United Kingdom | 22-May-12 | 12-Apr-12 | Annual | 2944 | Management | 11 | Re-elect Linda Stuntz as Director | For | For |
Royal Dutch Shell plc | RDSB | 780259206 | United Kingdom | 22-May-12 | 12-Apr-12 | Annual | 2944 | Management | 12 | Re-elect Jeroen van der Veer as Director | For | For |
Royal Dutch Shell plc | RDSB | 780259206 | United Kingdom | 22-May-12 | 12-Apr-12 | Annual | 2944 | Management | 13 | Re-elect Peter Voser as Director | For | For |
Royal Dutch Shell plc | RDSB | 780259206 | United Kingdom | 22-May-12 | 12-Apr-12 | Annual | 2944 | Management | 14 | Re-elect Hans Wijers as Director | For | For |
Royal Dutch Shell plc | RDSB | 780259206 | United Kingdom | 22-May-12 | 12-Apr-12 | Annual | 2944 | Management | 15 | Reappoint PricewaterhouseCoopers LLP as Auditors | For | For |
Royal Dutch Shell plc | RDSB | 780259206 | United Kingdom | 22-May-12 | 12-Apr-12 | Annual | 2944 | Management | 16 | Authorise Board to Fix Remuneration of Auditors | For | For |
Royal Dutch Shell plc | RDSB | 780259206 | United Kingdom | 22-May-12 | 12-Apr-12 | Annual | 2944 | Management | 17 | Authorise Issue of Equity with Pre-emptive Rights | For | For |
Royal Dutch Shell plc | RDSB | 780259206 | United Kingdom | 22-May-12 | 12-Apr-12 | Annual | 2944 | Management | 18 | Authorise Issue of Equity without Pre-emptive Rights | For | For |
Royal Dutch Shell plc | RDSB | 780259206 | United Kingdom | 22-May-12 | 12-Apr-12 | Annual | 2944 | Management | 19 | Authorise Market Purchase of Ordinary Shares | For | For |
Royal Dutch Shell plc | RDSB | 780259206 | United Kingdom | 22-May-12 | 12-Apr-12 | Annual | 2944 | Management | 20 | Authorise EU Political Donations and Expenditure | For | For |
SM Energy Company | SM | 78454L100 | USA | 23-May-12 | 26-Mar-12 | Annual | 2605 | Management | 1 | Elect Director Barbara M. Baumann | For | For |
SM Energy Company | SM | 78454L100 | USA | 23-May-12 | 26-Mar-12 | Annual | 2605 | Management | 2 | Elect Director Anthony J. Best | For | For |
SM Energy Company | SM | 78454L100 | USA | 23-May-12 | 26-Mar-12 | Annual | 2605 | Management | 3 | Elect Director Larry W. Bickle | For | For |
SM Energy Company | SM | 78454L100 | USA | 23-May-12 | 26-Mar-12 | Annual | 2605 | Management | 4 | Elect Director Stephen R. Brand | For | For |
SM Energy Company | SM | 78454L100 | USA | 23-May-12 | 26-Mar-12 | Annual | 2605 | Management | 5 | Elect Director William J. Gardiner | For | For |
SM Energy Company | SM | 78454L100 | USA | 23-May-12 | 26-Mar-12 | Annual | 2605 | Management | 6 | Elect Director Julio M. Quintana | For | For |
SM Energy Company | SM | 78454L100 | USA | 23-May-12 | 26-Mar-12 | Annual | 2605 | Management | 7 | Elect Director John M. Seidl | For | For |
SM Energy Company | SM | 78454L100 | USA | 23-May-12 | 26-Mar-12 | Annual | 2605 | Management | 8 | Elect Director William D. Sullivan | For | For |
SM Energy Company | SM | 78454L100 | USA | 23-May-12 | 26-Mar-12 | Annual | 2605 | Management | 9 | Ratify Auditors | For | For |
SM Energy Company | SM | 78454L100 | USA | 23-May-12 | 26-Mar-12 | Annual | 2605 | Management | 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Weatherford International Ltd. | WFT | H27013103 | Switzerland | 23-May-12 | 02-May-12 | Annual | 9226 | Management | 1 | Accept Financial Statements and Statutory Reports | For | Do Not Vote |
Weatherford International Ltd. | WFT | H27013103 | Switzerland | 23-May-12 | 02-May-12 | Annual | 9226 | Management | 2 | Approve Discharge of Board and Senior Management | For | Do Not Vote |
Weatherford International Ltd. | WFT | H27013103 | Switzerland | 23-May-12 | 02-May-12 | Annual | 9226 | Management | 3.1 | Relect Bernard J. Duroc-Danner as Director | For | Do Not Vote |
Weatherford International Ltd. | WFT | H27013103 | Switzerland | 23-May-12 | 02-May-12 | Annual | 9226 | Management | 3.2 | Reelect Samuel W. Bodman, III as Director | For | Do Not Vote |
Weatherford International Ltd. | WFT | H27013103 | Switzerland | 23-May-12 | 02-May-12 | Annual | 9226 | Management | 3.3 | Reelect Nicholas F. Brady as Director | For | Do Not Vote |
Weatherford International Ltd. | WFT | H27013103 | Switzerland | 23-May-12 | 02-May-12 | Annual | 9226 | Management | 3.4 | Reelect David J. Butters as Director | For | Do Not Vote |
Weatherford International Ltd. | WFT | H27013103 | Switzerland | 23-May-12 | 02-May-12 | Annual | 9226 | Management | 3.5 | Reelect William E. Macaulay as Director | For | Do Not Vote |
Weatherford International Ltd. | WFT | H27013103 | Switzerland | 23-May-12 | 02-May-12 | Annual | 9226 | Management | 3.6 | Reelect Robert K. Moses, Jr. as Director | For | Do Not Vote |
Weatherford International Ltd. | WFT | H27013103 | Switzerland | 23-May-12 | 02-May-12 | Annual | 9226 | Management | 3.7 | Reelect Guillermo Ortiz as Director | For | Do Not Vote |
Weatherford International Ltd. | WFT | H27013103 | Switzerland | 23-May-12 | 02-May-12 | Annual | 9226 | Management | 3.8 | Reelect Emyr Jones Parry as Director | For | Do Not Vote |
Weatherford International Ltd. | WFT | H27013103 | Switzerland | 23-May-12 | 02-May-12 | Annual | 9226 | Management | 3.9 | Reelect Robert A. Rayne as Director | For | Do Not Vote |
Weatherford International Ltd. | WFT | H27013103 | Switzerland | 23-May-12 | 02-May-12 | Annual | 9226 | Management | 4 | Ratify Auditors | For | Do Not Vote |
Weatherford International Ltd. | WFT | H27013103 | Switzerland | 23-May-12 | 02-May-12 | Annual | 9226 | Management | 5 | Authorize Capital Increase for Future Acquisitions | For | Do Not Vote |
Weatherford International Ltd. | WFT | H27013103 | Switzerland | 23-May-12 | 02-May-12 | Annual | 9226 | Management | 6 | Amend Omnibus Stock Plan | For | Do Not Vote |
Weatherford International Ltd. | WFT | H27013103 | Switzerland | 23-May-12 | 02-May-12 | Annual | 9226 | Management | 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Do Not Vote |
Chevron Corporation | CVX | 166764100 | USA | 30-May-12 | 04-Apr-12 | Annual | 1670 | Management | 1 | Elect Director Linnet F. Deily | For | For |
Chevron Corporation | CVX | 166764100 | USA | 30-May-12 | 04-Apr-12 | Annual | 1670 | Management | 2 | Elect Director Robert E. Denham | For | For |
Chevron Corporation | CVX | 166764100 | USA | 30-May-12 | 04-Apr-12 | Annual | 1670 | Management | 3 | Elect Director Chuck Hagel | For | For |
Chevron Corporation | CVX | 166764100 | USA | 30-May-12 | 04-Apr-12 | Annual | 1670 | Management | 4 | Elect Director Enrique Hernandez, Jr. | For | For |
Chevron Corporation | CVX | 166764100 | USA | 30-May-12 | 04-Apr-12 | Annual | 1670 | Management | 5 | Elect Director George L. Kirkland | For | For |
Chevron Corporation | CVX | 166764100 | USA | 30-May-12 | 04-Apr-12 | Annual | 1670 | Management | 6 | Elect Director Charles W. Moorman, IV | For | For |
Chevron Corporation | CVX | 166764100 | USA | 30-May-12 | 04-Apr-12 | Annual | 1670 | Management | 7 | Elect Director Kevin W. Sharer | For | For |
Chevron Corporation | CVX | 166764100 | USA | 30-May-12 | 04-Apr-12 | Annual | 1670 | Management | 8 | Elect Director John G. Stumpf | For | For |
Chevron Corporation | CVX | 166764100 | USA | 30-May-12 | 04-Apr-12 | Annual | 1670 | Management | 9 | Elect Director Ronald D. Sugar | For | For |
Chevron Corporation | CVX | 166764100 | USA | 30-May-12 | 04-Apr-12 | Annual | 1670 | Management | 10 | Elect Director Carl Ware | For | For |
Chevron Corporation | CVX | 166764100 | USA | 30-May-12 | 04-Apr-12 | Annual | 1670 | Management | 11 | Elect Director John S. Watson | For | For |
Chevron Corporation | CVX | 166764100 | USA | 30-May-12 | 04-Apr-12 | Annual | 1670 | Management | 12 | Ratify Auditors | For | For |
Chevron Corporation | CVX | 166764100 | USA | 30-May-12 | 04-Apr-12 | Annual | 1670 | Management | 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Chevron Corporation | CVX | 166764100 | USA | 30-May-12 | 04-Apr-12 | Annual | 1670 | Share Holder | 14 | Remove Exclusive Venue Provision | Against | For |
Chevron Corporation | CVX | 166764100 | USA | 30-May-12 | 04-Apr-12 | Annual | 1670 | Share Holder | 15 | Require Independent Board Chairman | Against | For |
Chevron Corporation | CVX | 166764100 | USA | 30-May-12 | 04-Apr-12 | Annual | 1670 | Share Holder | 16 | Report on Lobbying Payments and Policy | Against | Against |
Chevron Corporation | CVX | 166764100 | USA | 30-May-12 | 04-Apr-12 | Annual | 1670 | Share Holder | 17 | Adopt Guidelines for Country Selection | Against | Against |
Chevron Corporation | CVX | 166764100 | USA | 30-May-12 | 04-Apr-12 | Annual | 1670 | Share Holder | 18 | Report on Hydraulic Fracturing Risks to Company | Against | Against |
Chevron Corporation | CVX | 166764100 | USA | 30-May-12 | 04-Apr-12 | Annual | 1670 | Share Holder | 19 | Report on Accident Risk Reduction Efforts | Against | Against |
Chevron Corporation | CVX | 166764100 | USA | 30-May-12 | 04-Apr-12 | Annual | 1670 | Share Holder | 20 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Against | For |
Chevron Corporation | CVX | 166764100 | USA | 30-May-12 | 04-Apr-12 | Annual | 1670 | Share Holder | 21 | Request Director Nominee with Environmental Qualifications | Against | Against |
Exxon Mobil Corporation | XOM | 30231G102 | USA | 30-May-12 | 04-Apr-12 | Annual | 2723 | Management | 1.1 | Elect Director M.J. Boskin | For | For |
Exxon Mobil Corporation | XOM | 30231G102 | USA | 30-May-12 | 04-Apr-12 | Annual | 2723 | Management | 1.2 | Elect Director P. Brabeck-Letmathe | For | For |
Exxon Mobil Corporation | XOM | 30231G102 | USA | 30-May-12 | 04-Apr-12 | Annual | 2723 | Management | 1.3 | Elect Director L.R. Faulkner | For | For |
Exxon Mobil Corporation | XOM | 30231G102 | USA | 30-May-12 | 04-Apr-12 | Annual | 2723 | Management | 1.4 | Elect Director J.S. Fishman | For | For |
Exxon Mobil Corporation | XOM | 30231G102 | USA | 30-May-12 | 04-Apr-12 | Annual | 2723 | Management | 1.5 | Elect Director H.H. Fore | For | For |
Exxon Mobil Corporation | XOM | 30231G102 | USA | 30-May-12 | 04-Apr-12 | Annual | 2723 | Management | 1.6 | Elect Director K.C. Frazier | For | For |
Exxon Mobil Corporation | XOM | 30231G102 | USA | 30-May-12 | 04-Apr-12 | Annual | 2723 | Management | 1.7 | Elect Director W.W. George | For | For |
Exxon Mobil Corporation | XOM | 30231G102 | USA | 30-May-12 | 04-Apr-12 | Annual | 2723 | Management | 1.8 | Elect Director S.J. Palmisano | For | For |
Exxon Mobil Corporation | XOM | 30231G102 | USA | 30-May-12 | 04-Apr-12 | Annual | 2723 | Management | 1.9 | Elect Director S.S. Reinemund | For | For |
Exxon Mobil Corporation | XOM | 30231G102 | USA | 30-May-12 | 04-Apr-12 | Annual | 2723 | Management | 1.10 | Elect Director R.W. Tillerson | For | For |
Exxon Mobil Corporation | XOM | 30231G102 | USA | 30-May-12 | 04-Apr-12 | Annual | 2723 | Management | 1.11 | Elect Director E.E. Whitacre, Jr. | For | For |
Exxon Mobil Corporation | XOM | 30231G102 | USA | 30-May-12 | 04-Apr-12 | Annual | 2723 | Management | 2 | Ratify Auditors | For | For |
Exxon Mobil Corporation | XOM | 30231G102 | USA | 30-May-12 | 04-Apr-12 | Annual | 2723 | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Exxon Mobil Corporation | XOM | 30231G102 | USA | 30-May-12 | 04-Apr-12 | Annual | 2723 | Share Holder | 4 | Require Independent Board Chairman | Against | For |
Exxon Mobil Corporation | XOM | 30231G102 | USA | 30-May-12 | 04-Apr-12 | Annual | 2723 | Share Holder | 5 | Require a Majority Vote for the Election of Directors | Against | For |
Exxon Mobil Corporation | XOM | 30231G102 | USA | 30-May-12 | 04-Apr-12 | Annual | 2723 | Share Holder | 6 | Report on Political Contributions | Against | Against |
Exxon Mobil Corporation | XOM | 30231G102 | USA | 30-May-12 | 04-Apr-12 | Annual | 2723 | Share Holder | 7 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Against | For |
Exxon Mobil Corporation | XOM | 30231G102 | USA | 30-May-12 | 04-Apr-12 | Annual | 2723 | Share Holder | 8 | Report on Hydraulic Fracturing Risks to Company | Against | Against |
Exxon Mobil Corporation | XOM | 30231G102 | USA | 30-May-12 | 04-Apr-12 | Annual | 2723 | Share Holder | 9 | Adopt Quantitative GHG Goals for Products and Operations | Against | Against |
Newpark Resources, Inc. | NR | 651718504 | USA | 07-Jun-12 | 12-Apr-12 | Annual | 16277 | Management | 1.1 | Elect Director David C. Anderson | For | For |
Newpark Resources, Inc. | NR | 651718504 | USA | 07-Jun-12 | 12-Apr-12 | Annual | 16277 | Management | 1.2 | Elect Director Jerry W. Box | For | For |
Newpark Resources, Inc. | NR | 651718504 | USA | 07-Jun-12 | 12-Apr-12 | Annual | 16277 | Management | 1.3 | Elect Director G. Stephen Finley | For | For |
Newpark Resources, Inc. | NR | 651718504 | USA | 07-Jun-12 | 12-Apr-12 | Annual | 16277 | Management | 1.4 | Elect Director Paul L. Howes | For | For |
Newpark Resources, Inc. | NR | 651718504 | USA | 07-Jun-12 | 12-Apr-12 | Annual | 16277 | Management | 1.5 | Elect Director James W. McFarland | For | For |
Newpark Resources, Inc. | NR | 651718504 | USA | 07-Jun-12 | 12-Apr-12 | Annual | 16277 | Management | 1.6 | Elect Director Gary L. Warren | For | For |
Newpark Resources, Inc. | NR | 651718504 | USA | 07-Jun-12 | 12-Apr-12 | Annual | 16277 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Newpark Resources, Inc. | NR | 651718504 | USA | 07-Jun-12 | 12-Apr-12 | Annual | 16277 | Management | 3 | Ratify Auditors | For | For |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | USA | 14-Jun-12 | 18-Apr-12 | Annual | 4888 | Management | 1.1 | Elect Director Richard C. Adkerson | For | For |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | USA | 14-Jun-12 | 18-Apr-12 | Annual | 4888 | Management | 1.2 | Elect Director Robert J. Allison, Jr. | For | For |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | USA | 14-Jun-12 | 18-Apr-12 | Annual | 4888 | Management | 1.3 | Elect Director Robert A. Day | For | For |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | USA | 14-Jun-12 | 18-Apr-12 | Annual | 4888 | Management | 1.4 | Elect Director Gerald J. Ford | For | For |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | USA | 14-Jun-12 | 18-Apr-12 | Annual | 4888 | Management | 1.5 | Elect Director H. Devon Graham, Jr. | For | For |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | USA | 14-Jun-12 | 18-Apr-12 | Annual | 4888 | Management | 1.6 | Elect Director Charles C. Krulak | For | For |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | USA | 14-Jun-12 | 18-Apr-12 | Annual | 4888 | Management | 1.7 | Elect Director Bobby Lee Lackey | For | For |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | USA | 14-Jun-12 | 18-Apr-12 | Annual | 4888 | Management | 1.8 | Elect Director Jon C. Madonna | For | For |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | USA | 14-Jun-12 | 18-Apr-12 | Annual | 4888 | Management | 1.9 | Elect Director Dustan E. McCoy | For | For |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | USA | 14-Jun-12 | 18-Apr-12 | Annual | 4888 | Management | 1.10 | Elect Director James R. Moffett | For | For |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | USA | 14-Jun-12 | 18-Apr-12 | Annual | 4888 | Management | 1.11 | Elect Director B. M. Rankin, Jr. | For | For |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | USA | 14-Jun-12 | 18-Apr-12 | Annual | 4888 | Management | 1.12 | Elect Director Stephen H. Siegele | For | For |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | USA | 14-Jun-12 | 18-Apr-12 | Annual | 4888 | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | USA | 14-Jun-12 | 18-Apr-12 | Annual | 4888 | Management | 3 | Ratify Auditors | For | For |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | USA | 14-Jun-12 | 18-Apr-12 | Annual | 4888 | Share Holder | 4 | Request Director Nominee with Environmental Qualifications | Against | Against |
| | | | | | | | | | | | | | |
Registrant: Saratoga Advantage Trust - Large Capitalization Value Portfolio Item 1, Exhibit E |
| | | | | | | |
Reporting Period: July 1, 2011 through June 30, 2012 | | | | | | | |
| MCKESSON CORPORATION |
| Security | 58155Q103 | | | | Meeting Type | Annual |
| Ticker Symbol | MCK | | | | Meeting Date | 27-Jul-2011 |
| ISIN | US58155Q1031 | | | | Agenda | 933483808 - Management |
| Record Date | 31-May-2011 | | | | Holding Recon Date | 31-May-2011 |
| City / | Country | | | / | United States | | Vote Deadline Date | 26-Jul-2011 |
| SEDOL(s) | | Quick Code | |
| | | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1A | ELECTION OF DIRECTOR: ANDY D. BRYANT | Management | For | | For | |
| 1B | ELECTION OF DIRECTOR: WAYNE A. BUDD | Management | For | | For | |
| 1C | ELECTION OF DIRECTOR: JOHN H. HAMMERGREN | Management | For | | For | |
| 1D | ELECTION OF DIRECTOR: ALTON F. IRBY III | Management | For | | For | |
| 1E | ELECTION OF DIRECTOR: M. CHRISTINE JACOBS | Management | For | | For | |
| 1F | ELECTION OF DIRECTOR: MARIE L. KNOWLES | Management | For | | For | |
| 1G | ELECTION OF DIRECTOR: DAVID M. LAWRENCE, M.D. | Management | For | | For | |
| 1H | ELECTION OF DIRECTOR: EDWARD A. MUELLER | Management | For | | For | |
| 1I | ELECTION OF DIRECTOR: JANE E. SHAW, PH.D. | Management | For | | For | |
| 02 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2012. | Management | Abstain | | Against | |
| | | Comments-Proxy statement indicates serving as auditors for "several" years. Unclear if this violates the 7 year max. |
| 03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | | For | |
| 04 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | | For | |
| 05 | APPROVAL OF AN AMENDMENT TO OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION ("CERTIFICATE OF INCORPORATION") TO REDUCE THE VOTE REQUIRED TO AMEND OUR CERTIFICATE OF INCORPORATION IN ANY MANNER THAT WILL ADVERSELY AFFECT HOLDERS OF SERIES A JUNIOR PARTICIPATING PREFERRED STOCK. | Management | For | | For | |
| 06 | APPROVAL OF AN AMENDMENT TO THE CERTIFICATE OF INCORPORATION TO REDUCE THE VOTE REQUIRED TO ADOPT, ALTER OR REPEAL ANY BY-LAW. | Management | For | | For | |
| 07 | APPROVAL OF AN AMENDMENT TO THE CERTIFICATE OF INCORPORATION TO ELIMINATE THE SUPERMAJORITY VOTING REQUIREMENTS, AND ASSOCIATED "FAIR PRICE" PROVISION, APPLICABLE TO CERTAIN BUSINESS COMBINATIONS. | Management | Against | | Against | |
| | | Comments-MD Sass Proxy Policy favors fair price provisions and the requirement that the bylaw be submitted to the Board every 3 years. The proposed amendment was not aligned with the proxy policy guidelines. |
| 08 | APPROVAL OF AN AMENDMENT TO THE CERTIFICATE OF INCORPORATION TO REMOVE A TRANSITIONAL PROVISION RELATED TO THE CLASSIFIED BOARD STRUCTURE ELIMINATED IN 2007. | Management | For | | For | |
| 09 | APPROVAL OF AN AMENDMENT TO THE CERTIFICATE OF INCORPORATION TO CONFORM THE "INTERESTED TRANSACTIONS" PROVISIONS AND THE STOCKHOLDER ACTION PROVISION TO APPLICABLE LAW. | Management | For | | For | |
| 10 | STOCKHOLDER PROPOSAL ON SIGNIFICANT EXECUTIVE STOCK RETENTION FOR TWO YEARS BEYOND RETIREMENT. | Shareholder | Against | | For | |
| BALLY TECHNOLOGIES, INC. |
| Security | 05874B107 | | | | Meeting Type | Annual |
| Ticker Symbol | BYI | | | | Meeting Date | 07-Dec-2011 |
| ISIN | US05874B1070 | | | | Agenda | 933520214 - Management |
| Record Date | 10-Oct-2011 | | | | Holding Recon Date | 10-Oct-2011 |
| City / | Country | | | / | United States | | Vote Deadline Date | 06-Dec-2011 |
| SEDOL(s) | | Quick Code | |
| | | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 01 | DIRECTOR | Management | | | | |
| | | 1 | ROBERT GUIDO | | For | For | |
| | | 2 | KEVIN VERNER | | For | For | |
| 02 | TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Management | For | | For | |
| 03 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | | Against | |
| 04 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2012. | Management | Abstain | | Against | |
| | | Comments-Length of time serving as auditor is unclear |
| JOHNSON CONTROLS, INC. |
| Security | 478366107 | | | | Meeting Type | Annual |
| Ticker Symbol | JCI | | | | Meeting Date | 25-Jan-2012 |
| ISIN | US4783661071 | | | | Agenda | 933535683 - Management |
| Record Date | 17-Nov-2011 | | | | Holding Recon Date | 17-Nov-2011 |
| City / | Country | | | / | United States | | Vote Deadline Date | 24-Jan-2012 |
| SEDOL(s) | | Quick Code | |
| | | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 01 | DIRECTOR | Management | | | | |
| | | 1 | DENNIS W. ARCHER | | For | For | |
| | | 2 | MARK P. VERGNANO | | For | For | |
| | | 3 | RICHARD GOODMAN | | For | For | |
| 02 | RATIFICATION OF PRICEWATERHOUSECOOPERS AS INDEPENDENT AUDITORS FOR 2012. | Management | Abstain | | Against | |
| | | Comments-Length of time serving as auditor is not in the statement. |
| 03 | ADVISORY VOTE ON COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | | For | |
| 04 | CONSIDERATION OF A SHAREHOLDER PROPOSAL TO DECLASSIFY THE BOARD OF DIRECTORS. | Shareholder | For | | Against | |
| | | Comments-Proxy policy favors |
| VISA INC. |
| Security | 92826C839 | | | | Meeting Type | Annual |
| Ticker Symbol | V | | | | Meeting Date | 31-Jan-2012 |
| ISIN | US92826C8394 | | | | Agenda | 933536205 - Management |
| Record Date | 05-Dec-2011 | | | | Holding Recon Date | 05-Dec-2011 |
| City / | Country | | | / | United States | | Vote Deadline Date | 30-Jan-2012 |
| SEDOL(s) | | Quick Code | |
| | | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1A | ELECTION OF DIRECTOR: GARY P. COUGHLAN | Management | For | | For | |
| 1B | ELECTION OF DIRECTOR: MARY B. CRANSTON | Management | Against | | Against | |
| | | Comments-Nominee is fully employed and serving on 3 additional public company boards; exceeds proxy policy which has 3 boards max. |
| 1C | ELECTION OF DIRECTOR: FRANCISCO JAVIER FERNANDEZ-CARBAJAL | Management | For | | For | |
| 1D | ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT | Management | For | | For | |
| 1E | ELECTION OF DIRECTOR: CATHY E. MINEHAN | Management | For | | For | |
| 1F | ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON | Management | For | | For | |
| 1G | ELECTION OF DIRECTOR: DAVID J. PANG | Management | For | | For | |
| 1H | ELECTION OF DIRECTOR: JOSEPH W. SAUNDERS | Management | For | | For | |
| 1I | ELECTION OF DIRECTOR: WILLIAM S. SHANAHAN | Management | For | | For | |
| 1J | ELECTION OF DIRECTOR: JOHN A. SWAINSON | Management | Against | | Against | |
| | | Comments-Nominee is fully employed and serving on 3 additional public company boards; exceeds proxy policy which has 3 boards max. |
| 02 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | | For | |
| 03 | TO APPROVE THE VISA INC. 2007 EQUITY INCENTIVE COMPENSATION PLAN, AS AMENDED AND RESTATED. | Management | For | | For | |
| | | Comments-No additional shares to be issued under proposal; remove IPO reference from Plan; add vesting restrictions; performance-based compensation. |
| 04 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2012. | Management | For | | For | |
| QUALCOMM INCORPORATED |
| Security | 747525103 | | | | Meeting Type | Annual |
| Ticker Symbol | QCOM | | | | Meeting Date | 06-Mar-2012 |
| ISIN | US7475251036 | | | | Agenda | 933543933 - Management |
| Record Date | 09-Jan-2012 | | | | Holding Recon Date | 09-Jan-2012 |
| City / | Country | | | / | United States | | Vote Deadline Date | 05-Mar-2012 |
| SEDOL(s) | | Quick Code | |
| | | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 01 | DIRECTOR | Management | | | | |
| | | 1 | BARBARA T. ALEXANDER | | For | For | |
| | | 2 | STEPHEN M. BENNETT | | For | For | |
| | | 3 | DONALD G. CRUICKSHANK | | For | For | |
| | | 4 | RAYMOND V. DITTAMORE | | For | For | |
| | | 5 | THOMAS W. HORTON | | For | For | |
| | | 6 | PAUL E. JACOBS | | For | For | |
| | | 7 | ROBERT E. KAHN | | For | For | |
| | | 8 | SHERRY LANSING | | For | For | |
| | | 9 | DUANE A. NELLES | | For | For | |
| | | 10 | FRANCISCO ROS | | For | For | |
| | | 11 | BRENT SCOWCROFT | | For | For | |
| | | 12 | MARC I. STERN | | For | For | |
| 02 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR FISCAL YEAR ENDING SEPTEMBER 30, 2012. | Management | Against | | Against | |
| 03 | TO HOLD AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | | For | |
| 04 | TO APPROVE AN AMENDMENT TO THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE THE PLURALITY VOTING PROVISION. | Management | For | | For | |
| TYCO INTERNATIONAL LTD. |
| Security | H89128104 | | | | Meeting Type | Annual |
| Ticker Symbol | TYC | | | | Meeting Date | 07-Mar-2012 |
| ISIN | CH0100383485 | | | | Agenda | 933544593 - Management |
| Record Date | 09-Jan-2012 | | | | Holding Recon Date | 09-Jan-2012 |
| City / | Country | | | / | United States | | Vote Deadline Date | 06-Mar-2012 |
| SEDOL(s) | | Quick Code | |
| | | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 01 | APPROVE ANNUAL REPORT, THE PARENT COMPANY FINANCIAL STATEMENTS OF TYCO INTERNATIONAL LTD AND THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED SEPTEMBER 30, 2011. | Management | For | | For | |
| 02 | TO DISCHARGE THE BOARD OF DIRECTORS FROM LIABILITY FOR THE FINANCIAL YEAR ENDED SEPTEMBER 30, 2011. | Management | Against | | Against | |
| 03 | DIRECTOR | Management | �� | | | |
| | | 1 | EDWARD D. BREEN | | For | For | |
| | | 2 | MICHAEL E. DANIELS | | For | For | |
| | | 3 | TIMOTHY M. DONAHUE | | For | For | |
| | | 4 | BRIAN DUPERREAULT | | For | For | |
| | | 5 | BRUCE S. GORDON | | For | For | |
| | | 6 | RAJIV L. GUPTA | | For | For | |
| | | 7 | JOHN A. KROL | | For | For | |
| | | 8 | BRENDAN R. O'NEILL | | For | For | |
| | | 9 | DINESH PALIWAL | | For | For | |
| | | 10 | WILLIAM S. STAVROPOULOS | | For | For | |
| | | 11 | SANDRA S. WIJNBERG | | For | For | |
| | | 12 | R. DAVID YOST | | For | For | |
| 4A | TO ELECT DELOITTE AG (ZURICH) AS STATUTORY AUDITORS UNTIL THE NEXT ANNUAL GENERAL MEETING. | Management | For | | For | |
| 4B | TO RATIFY APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR PURPOSES OF UNITED STATES SECURITIES LAW REPORTING FOR THE YEAR ENDING SEPTEMBER 28, 2012. | Management | For | | For | |
| 4C | TO ELECT PRICEWATERHOUSECOOPERS AG (ZURICH) AS SPECIAL AUDITORS UNTIL THE NEXT ANNUAL GENERAL MEETING. | Management | For | | For | |
| 5A | TO APPROVE THE ALLOCATION OF FISCAL YEAR 2011 RESULTS. | Management | For | | For | |
| 5B | TO APPROVE THE CONSOLIDATION OF RESERVES. | Management | For | | For | |
| 5C | TO APPROVE THE PAYMENT OF AN ORDINARY CASH DIVIDEND IN AN AMOUNT OF UP TO $1.00 PER SHARE OUT OF TYCO'S CAPITAL CONTRIBUTION RESERVE IN ITS STATUTORY ACCOUNTS. | Management | For | | For | |
| 06 | TO CAST A NON-BINDING ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION WITH RESPECT TO FISCAL 2011. | Management | For | | For | |
| 07 | TO APPROVE AMENDMENTS TO OUR ARTICLES OF ASSOCIATION REGARDING BOOK ENTRY SECURITIES AND TO REFLECT THE TRANSFER OF THE REGISTERED SEAT OF TYCO INTERNATIONAL LTD. | Management | For | | For | |
| STANLEY BLACK & DECKER, INC |
| Security | 854502101 | | | | Meeting Type | Annual |
| Ticker Symbol | SWK | | | | Meeting Date | 17-Apr-2012 |
| ISIN | US8545021011 | | | | Agenda | 933561385 - Management |
| Record Date | 27-Feb-2012 | | | | Holding Recon Date | 27-Feb-2012 |
| City / | Country | | | / | United States | | Vote Deadline Date | 16-Apr-2012 |
| SEDOL(s) | | Quick Code | |
| | | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1. | DIRECTOR | Management | | | | |
| | | 1 | PATRICK D. CAMPBELL | | For | For | |
| | | 2 | B.H. GRISWOLD, IV | | For | For | |
| | | 3 | EILEEN S. KRAUS | | For | For | |
| | | 4 | ROBERT L. RYAN | | For | For | |
| 2. | APPROVE AMENDMENT TO RESTATED CERTIFICATE OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS. | Management | For | | For | |
| 3. | APPROVE 2012 MANAGEMENT INCENTIVE COMPENSATION PLAN. | Management | For | | For | |
| 4. | APPROVE ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE COMPANY'S 2012 FISCAL YEAR. | Management | Against | | Against | |
| 5. | APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | | For | |
| FMC CORPORATION |
| Security | 302491303 | | | | Meeting Type | Annual |
| Ticker Symbol | FMC | | | | Meeting Date | 24-Apr-2012 |
| ISIN | US3024913036 | | | | Agenda | 933564963 - Management |
| Record Date | 28-Feb-2012 | | | | Holding Recon Date | 28-Feb-2012 |
| City / | Country | | | / | United States | | Vote Deadline Date | 23-Apr-2012 |
| SEDOL(s) | | Quick Code | |
| | | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR TO SERVE IN CLASS II FOR A THREE-YEAR TERM: EDUARDO E. CORDEIRO | Management | For | | For | |
| 1B. | ELECTION OF DIRECTOR TO SERVE IN CLASS II FOR A THREE-YEAR TERM: PETER D'ALOIA | Management | For | | For | |
| 1C. | ELECTION OF DIRECTOR TO SERVE IN CLASS II FOR A THREE-YEAR TERM: C. SCOTT GREER | Management | For | | For | |
| 1D. | ELECTION OF DIRECTOR TO SERVE IN CLASS II FOR A THREE-YEAR TERM: PAUL J. NORRIS | Management | For | | For | |
| 1E. | ELECTION OF DIRECTOR TO SERVE IN CLASS I FOR A TWO-YEAR TERM: WILLIAM H. POWELL | Management | For | | For | |
| 2. | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | | For | |
| 3. | APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE COMPENSATION. | Management | For | | For | |
| 4. | AMEND THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK. THE BOARD OF DIRECTORS RECOMMENDS YOU VOTE AGAINST PROPOSAL 5. | Management | For | | For | |
| 5. | STOCKHOLDER PROPOSAL TO ELIMINATE THE CLASSIFICATION OF DIRECTORS. | Shareholder | Against | | For | |
| METLIFE, INC. |
| Security | 59156R108 | | | | Meeting Type | Annual |
| Ticker Symbol | MET | | | | Meeting Date | 24-Apr-2012 |
| ISIN | US59156R1086 | | | | Agenda | 933574584 - Management |
| Record Date | 01-Mar-2012 | | | | Holding Recon Date | 01-Mar-2012 |
| City / | Country | | | / | United States | | Vote Deadline Date | 23-Apr-2012 |
| SEDOL(s) | | Quick Code | |
| | | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1. | DIRECTOR | Management | | | | |
| | | 1 | JOHN M. KEANE | | For | For | |
| | | 2 | CATHERINE R. KINNEY | | For | For | |
| | | 3 | HUGH B. PRICE | | For | For | |
| | | 4 | KENTON J. SICCHITANO | | For | For | |
| 2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2012 | Management | For | | For | |
| 3. | ADVISORY VOTE TO APPROVE THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS | Management | For | | For | |
| NEWMONT MINING CORPORATION |
| Security | 651639106 | | | | Meeting Type | Annual |
| Ticker Symbol | NEM | | | | Meeting Date | 24-Apr-2012 |
| ISIN | US6516391066 | | | | Agenda | 933561436 - Management |
| Record Date | 24-Feb-2012 | | | | Holding Recon Date | 24-Feb-2012 |
| City / | Country | | | / | United States | | Vote Deadline Date | 23-Apr-2012 |
| SEDOL(s) | | Quick Code | |
| | | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1A | ELECTION OF DIRECTOR: B.R. BROOK | Management | For | | For | |
| 1B | ELECTION OF DIRECTOR: V.A. CALARCO | Management | For | | For | |
| 1C | ELECTION OF DIRECTOR: J.A. CARRABBA | Management | For | | For | |
| 1D | ELECTION OF DIRECTOR: N. DOYLE | Management | For | | For | |
| 1E | ELECTION OF DIRECTOR: V.M HAGEN | Management | For | | For | |
| 1F | ELECTION OF DIRECTOR: M.S. HAMSON | Management | For | | For | |
| 1G | ELECTION OF DIRECTOR: J. NELSON | Management | For | | For | |
| 1H | ELECTION OF DIRECTOR: R.T. O'BRIEN | Management | For | | For | |
| 1I | ELECTION OF DIRECTOR: J.B. PRESCOTT | Management | For | | For | |
| 1J | ELECTION OF DIRECTOR: D.C. ROTH | Management | For | | For | |
| 1K | ELECTION OF DIRECTOR: S. R. THOMPSON | Management | For | | For | |
| 02 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR 2012. | Management | Against | | Against | |
| 03 | ADVISORY RESOLUTION TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | | For | |
| BAKER HUGHES INCORPORATED |
| Security | 057224107 | | | | Meeting Type | Annual |
| Ticker Symbol | BHI | | | | Meeting Date | 26-Apr-2012 |
| ISIN | US0572241075 | | | | Agenda | 933558148 - Management |
| Record Date | 01-Mar-2012 | | | | Holding Recon Date | 01-Mar-2012 |
| City / | Country | | | / | United States | | Vote Deadline Date | 25-Apr-2012 |
| SEDOL(s) | | Quick Code | |
| | | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1 | DIRECTOR | Management | | | | |
| | | 1 | LARRY D. BRADY | | For | For | |
| | | 2 | CLARENCE P. CAZALOT,JR. | | For | For | |
| | | 3 | MARTIN S. CRAIGHEAD | | For | For | |
| | | 4 | CHAD C. DEATON | | For | For | |
| | | 5 | ANTHONY G. FERNANDES | | For | For | |
| | | 6 | CLAIRE W. GARGALLI | | For | For | |
| | | 7 | PIERRE H. JUNGELS | | For | For | |
| | | 8 | JAMES A. LASH | | For | For | |
| | | 9 | J. LARRY NICHOLS | | For | For | |
| | | 10 | H. JOHN RILEY, JR. | | For | For | |
| | | 11 | JAMES W. STEWART | | For | For | |
| | | 12 | CHARLES L. WATSON | | For | For | |
| 2. | RATIFICATION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2012. | Management | For | | For | |
| 3. | PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) RESOLUTION RELATED TO EXECUTIVE COMPENSATION. | Management | For | | For | |
| 4. | STOCKHOLDER PROPOSAL REGARDING A MAJORITY VOTE STANDARD FOR DIRECTOR ELECTIONS. | Shareholder | Against | | For | |
| EBAY INC. |
| Security | 278642103 | | | | Meeting Type | Annual |
| Ticker Symbol | EBAY | | | | Meeting Date | 26-Apr-2012 |
| ISIN | US2786421030 | | | | Agenda | 933573760 - Management |
| Record Date | 08-Mar-2012 | | | | Holding Recon Date | 08-Mar-2012 |
| City / | Country | | | / | United States | | Vote Deadline Date | 25-Apr-2012 |
| SEDOL(s) | | Quick Code | |
| | | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: MARC L. ANDREESSEN | Management | For | | For | |
| 1B. | ELECTION OF DIRECTOR: WILLIAM C. FORD, JR. | Management | For | | For | |
| 1C. | ELECTION OF DIRECTOR: DAWN G. LEPORE | Management | For | | For | |
| 1D. | ELECTION OF DIRECTOR: KATHLEEN C. MITIC | Management | For | | For | |
| 1E. | ELECTION OF DIRECTOR: PIERRE M. OMIDYAR | Management | For | | For | |
| 2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS | Management | For | | For | |
| 3. | APPROVE AMENDMENT & RESTATEMENT OF 2008 EQUITY INCENTIVE AWARD PLAN, INCLUDING AN AMENDMENT TO INCREASE THE AGGREGATE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE UNDER PLAN BY 16.5 MILLION SHARES | Management | For | | For | |
| 4. | TO APPROVE OUR EMPLOYEE STOCK PURCHASE PLAN. | Management | For | | For | |
| 5. | TO ADOPT AND APPROVE AN AMENDMENT TO OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO DECLASSIFY OUR BOARD OF DIRECTORS AND PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS. | Management | For | | For | |
| 6. | AMENDMENT TO OUR AMENDED & RESTATED CERTIFICATE OF INCORPORATION TO PROVIDE STOCKHOLDERS WITH THE RIGHT TO CALL A SPECIAL MEETING | Management | For | | For | |
| 7. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2012 | Management | Against | | Against | |
| NYSE EURONEXT |
| Security | 629491101 | | | | Meeting Type | Annual |
| Ticker Symbol | NYX | | | | Meeting Date | 26-Apr-2012 |
| ISIN | US6294911010 | | | | Agenda | 933582757 - Management |
| Record Date | 28-Feb-2012 | | | �� | Holding Recon Date | 28-Feb-2012 |
| City / | Country | | | / | United States | | Vote Deadline Date | 25-Apr-2012 |
| SEDOL(s) | | Quick Code | |
| | | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: ANDRE BERGEN | Management | Against | | Against | |
| 1B. | ELECTION OF DIRECTOR: ELLYN L. BROWN | Management | For | | For | |
| 1C. | ELECTION OF DIRECTOR: MARSHALL N. CARTER | Management | For | | For | |
| 1D. | ELECTION OF DIRECTOR: DOMINIQUE CERUTTI | Management | For | | For | |
| 1E. | ELECTION OF DIRECTOR: PATRICIA M. CLOHERTY | Management | Against | | Against | |
| 1F. | ELECTION OF DIRECTOR: SIR GEORGE COX | Management | For | | For | |
| 1G. | ELECTION OF DIRECTOR: SYLVAIN HEFES | Management | For | | For | |
| 1H. | ELECTION OF DIRECTOR: JAN-MICHIEL HESSELS | Management | For | | For | |
| 1I. | ELECTION OF DIRECTOR: DUNCAN M. MCFARLAND | Management | For | | For | |
| 1J. | ELECTION OF DIRECTOR: JAMES J. MCNULTY | Management | For | | For | |
| 1K. | ELECTION OF DIRECTOR: DUNCAN L. NIEDERAUER | Management | For | | For | |
| 1L. | ELECTION OF DIRECTOR: RICARDO SALGADO | Management | For | | For | |
| 1M. | ELECTION OF DIRECTOR: ROBERT G. SCOTT | Management | For | | For | |
| 1N. | ELECTION OF DIRECTOR: JACKSON P. TAI | Management | For | | For | |
| 1O. | ELECTION OF DIRECTOR: RIJNHARD VAN TETS | Management | For | | For | |
| 1P. | ELECTION OF DIRECTOR: SIR BRIAN WILLIAMSON | Management | Against | | Against | |
| 2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS NYSE EURONEXT'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012. | Management | For | | For | |
| 3. | ADVISORY VOTE TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION (THE "SAY-ON-PAY" PROPOSAL). | Management | For | | For | |
| 4. | THE STOCKHOLDER PROPOSAL TO GIVE HOLDERS OF 10% OF THE OUTSTANDING COMMON STOCK THE POWER TO CALL A SPECIAL STOCKHOLDER MEETING (THE STEINER PROPOSAL). | Shareholder | Against | | For | |
| CHICAGO BRIDGE & IRON COMPANY N.V. |
| Security | 167250109 | | | | Meeting Type | Annual |
| Ticker Symbol | CBI | | | | Meeting Date | 02-May-2012 |
| ISIN | US1672501095 | | | | Agenda | 933566878 - Management |
| Record Date | 08-Mar-2012 | | | | Holding Recon Date | 08-Mar-2012 |
| City / | Country | | | / | United States | | Vote Deadline Date | 30-Apr-2012 |
| SEDOL(s) | | Quick Code | |
| | | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1A) | ELECTION OF THE MEMBER OF THE SUPERVISORY BOARD TO SERVE UNTIL THE ANNUAL GENERAL MEETING OF SHAREHOLDERS IN 2014: JAMES R. BOLCH. (PLEASE NOTE THAT AN "ABSTAIN" VOTE WILL COUNT AS A FOR VOTE FOR THE ALTERNATE NOMINEE LUCIANO REYES). | Management | For | | For | |
| 2A) | ELECTION OF THE MEMBER OF THE SUPERVISORY BOARD TO SERVE UNTIL THE ANNUAL GENERAL MEETING OF SHAREHOLDERS IN 2015: PHILIP K. ASHERMAN. (PLEASE NOTE THAT AN "ABSTAIN" VOTE WILL COUNT AS A FOR VOTE FOR THE ALTERNATE NOMINEE LUKE V. SCORSONE). | Management | For | | For | |
| 2B) | ELECTION OF THE MEMBER OF THE SUPERVISORY BOARD TO SERVE UNTIL THE ANNUAL GENERAL MEETING OF SHAREHOLDERS IN 2015: L. RICHARD FLURY. (PLEASE NOTE THAT AN "ABSTAIN" VOTE WILL COUNT AS A FOR VOTE FOR THE ALTERNATE NOMINEE DAVID L. KING). | Management | For | | For | |
| 2C) | ELECTION OF THE MEMBER OF THE SUPERVISORY BOARD TO SERVE UNTIL THE ANNUAL GENERAL MEETING OF SHAREHOLDERS IN 2015: W. CRAIG KISSEL. (PLEASE NOTE THAT AN "ABSTAIN" VOTE WILL COUNT AS A FOR VOTE FOR THE ALTERNATE NOMINEE WESTLEY S. STOCKTON). | Management | For | | For | |
| 3. | TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | | For | |
| 4. | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF THE ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | 1 Year | | For | |
| 5. | TO AUTHORIZE THE PREPARATION OF OUR DUTCH STATUTORY ANNUAL ACCOUNTS AND THE ANNUAL REPORT OF OUR MANAGEMENT BOARD IN THE ENGLISH LANGUAGE, AND TO ADOPT OUR DUTCH STATUTORY ANNUAL ACCOUNTS FOR THE YEAR ENDED DECEMBER 31, 2011. | Management | For | | For | |
| 6. | TO APPROVE THE FINAL DIVIDEND FOR THE YEAR ENDED DECEMBER 31, 2011 IN AN AMOUNT OF $0.20 PER SHARE, WHICH HAS PREVIOUSLY BEEN PAID OUT TO SHAREHOLDERS IN THE FORM OF INTERIM DIVIDENDS. | Management | For | | For | |
| 7. | TO DISCHARGE THE SOLE MEMBER OF OUR MANAGEMENT BOARD FROM LIABILITY IN RESPECT OF THE EXERCISE OF ITS DUTIES DURING THE YEAR ENDED DECEMBER 31, 2011. | Management | Against | | Against | |
| 8. | TO DISCHARGE THE MEMBERS OF OUR SUPERVISORY BOARD FROM LIABILITY IN RESPECT OF THE EXERCISE OF THEIR DUTIES DURING THE YEAR ENDED DECEMBER 31, 2011. | Management | Against | | Against | |
| 9. | TO APPOINT ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, WHO WILL AUDIT OUR ACCOUNTS FOR THE YEAR ENDING DECEMBER 31, 2012. | Management | For | | For | |
| 10. | TO APPROVE THE EXTENSION OF THE AUTHORITY OF OUR MANAGEMENT BOARD, ACTING WITH THE APPROVAL OF THE SUPERVISORY BOARD, TO REPURCHASE UP TO 10% OF OUR ISSUED SHARE CAPITAL UNTIL NOVEMBER 2, 2013 ON THE OPEN MARKET, THROUGH PRIVATELY NEGOTIATED TRANSACTIONS OR IN ONE OR MORE SELF TENDER OFFERS FOR A PRICE PER SHARE NOT LESS THAN THE NOMINAL VALUE OF A SHARE AND NOT HIGHER THAN 110% OF THE MOST RECENT AVAILABLE (AS OF THE TIME OF REPURCHASE) PRICE OF A SHARE ON ANY SECURITIES EXCHANGE WHERE OUR SHARES ARE TRADED. | Management | For | | For | |
| 11. | TO APPROVE THE EXTENSION OF THE AUTHORITY OF OUR SUPERVISORY BOARD TO ISSUE SHARES AND/OR GRANT RIGHTS TO ACQUIRE OUR SHARES (INCLUDING OPTIONS TO SUBSCRIBE FOR SHARES), NEVER TO EXCEED THE NUMBER OF AUTHORIZED BUT UNISSUED SHARES, AND TO LIMIT OR EXCLUDE THE PREEMPTIVE RIGHTS OF SHAREHOLDERS WITH RESPECT TO THE ISSUANCE OF SHARES AND/OR THE GRANT OF THE RIGHT TO ACQUIRE SHARES, UNTIL MAY 2, 2017. | Management | For | | For | |
| 12. | TO AMEND THE CHICAGO BRIDGE & IRON 2008 LONG-TERM INCENTIVE PLAN. | Management | For | | For | |
| 13. | TO APPROVE THE COMPENSATION OF THE MEMBERS OF THE SUPERVISORY BOARD. | Management | For | | For | |
| MYLAN INC. |
| Security | 628530107 | | | | Meeting Type | Annual |
| Ticker Symbol | MYL | | | | Meeting Date | 04-May-2012 |
| ISIN | US6285301072 | | | | Agenda | 933598572 - Management |
| Record Date | 23-Mar-2012 | | | | Holding Recon Date | 23-Mar-2012 |
| City / | Country | | | / | United States | | Vote Deadline Date | 03-May-2012 |
| SEDOL(s) | | Quick Code | |
| | | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1. | DIRECTOR | Management | | | | |
| | | 1 | ROBERT J. COURY | | For | For | |
| | | 2 | RODNEY L. PIATT, C.P.A. | | For | For | |
| | | 3 | HEATHER BRESCH | | For | For | |
| | | 4 | WENDY CAMERON | | For | For | |
| | | 5 | ROBERT J. CINDRICH | | For | For | |
| | | 6 | NEIL DIMICK, C.P.A. | | Withheld | Against | |
| | | 7 | DOUGLAS J. LEECH C.P.A. | | For | For | |
| | | 8 | JOSEPH C. MAROON, MD | | For | For | |
| | | 9 | MARK W. PARRISH | | For | For | |
| | | 10 | C.B. TODD | | For | For | |
| | | 11 | R.L. VANDERVEEN PHD RPH | | For | For | |
| 2. | RATIFY APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | | For | |
| 3. | APPROVE AN AMENDED AND RESTATED 2003 LONG-TERM INCENTIVE PLAN | Management | For | | For | |
| 4. | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | | For | |
| 5. | SHAREHOLDER PROPOSAL - DISCLOSURE OF POLITICAL CONTRIBUTIONS | Shareholder | Against | | For | |
| 6. | SHAREHOLDER PROPOSAL - SEPARATION OF CHAIRMAN AND CEO POSITIONS | Shareholder | For | | Against | |
| OCCIDENTAL PETROLEUM CORPORATION |
| Security | 674599105 | | | | Meeting Type | Annual |
| Ticker Symbol | OXY | | | | Meeting Date | 04-May-2012 |
| ISIN | US6745991058 | | | | Agenda | 933577768 - Management |
| Record Date | 13-Mar-2012 | | | | Holding Recon Date | 13-Mar-2012 |
| City / | Country | | | / | United States | | Vote Deadline Date | 03-May-2012 |
| SEDOL(s) | | Quick Code | |
| | | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: SPENCER ABRAHAM | Management | Against | | Against | |
| 1B. | ELECTION OF DIRECTOR: HOWARD I. ATKINS | Management | For | | For | |
| 1C. | ELECTION OF DIRECTOR: STEPHEN I. CHAZEN | Management | For | | For | |
| 1D. | ELECTION OF DIRECTOR: EDWARD P. DJEREJIAN | Management | For | | For | |
| 1E. | ELECTION OF DIRECTOR: JOHN E. FEICK | Management | Against | | Against | |
| 1F. | ELECTION OF DIRECTOR: MARGARET M. FORAN | Management | For | | For | |
| 1G. | ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ | Management | For | | For | |
| 1H. | ELECTION OF DIRECTOR: RAY R. IRANI | Management | For | | For | |
| 1I. | ELECTION OF DIRECTOR: AVEDICK B. POLADIAN | Management | For | | For | |
| 1J. | ELECTION OF DIRECTOR: AZIZ D. SYRIANI | Management | For | | For | |
| 1K. | ELECTION OF DIRECTOR: ROSEMARY TOMICH | Management | For | | For | |
| 2. | ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION. | Management | For | | For | |
| 3. | RATIFICATION OF SELECTION OF KPMG AS INDEPENDENT AUDITORS. | Management | For | | For | |
| 4. | REQUIRED NOMINATION OF DIRECTOR WITH ENVIRONMENTAL EXPERTISE. | Shareholder | Against | | For | |
| SANOFI |
| Security | 80105N105 | | | | Meeting Type | Special |
| Ticker Symbol | SNY | | | | Meeting Date | 04-May-2012 |
| ISIN | US80105N1054 | | | | Agenda | 933586034 - Management |
| Record Date | 26-Mar-2012 | | | | Holding Recon Date | 26-Mar-2012 |
| City / | Country | | | / | United States | | Vote Deadline Date | 24-Apr-2012 |
| SEDOL(s) | | Quick Code | |
| | | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| O1 | APPROVAL OF THE INDIVIDUAL COMPANY FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2011 | Management | For | | For | |
| O2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2011 | Management | For | | For | |
| O3 | APPROPRIATION OF PROFITS, DECLARATION OF DIVIDEND | Management | For | | For | |
| O4 | APPOINTMENT OF MR. LAURENT ATTAL AS DIRECTOR | Management | For | | For | |
| O5 | REAPPOINTMENT OF MR. UWE BICKER AS DIRECTOR | Management | For | | For | |
| O6 | REAPPOINTMENT OF MR. JEAN-RENE FOURTOU AS DIRECTOR | Management | For | | For | |
| O7 | REAPPOINTMENT OF MS. CLAUDIE HAIGNERE AS DIRECTOR | Management | Against | | Against | |
| O8 | REAPPOINTMENT OF MS. CAROLE PIWNICA AS DIRECTOR | Management | Against | | Against | |
| O9 | REAPPOINTMENT OF MR. KLAUS POHLE AS DIRECTOR | Management | For | | For | |
| O10 | APPOINTMENT OF A STATUTORY AUDITOR | Management | For | | For | |
| O11 | APPOINTMENT OF A DEPUTY STATUTORY AUDITOR | Management | For | | For | |
| O12 | RATIFICATION OF THE TRANSFER OF THE REGISTERED OFFICE | Management | For | | For | |
| O13 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO CARRY OUT TRANSACTIONS IN SHARES ISSUED BY THE COMPANY | Management | For | | For | |
| E14 | DELEGATION TO THE BOARD OF DIRECTORS OF AUTHORITY TO ALLOT EXISTING OR NEW CONSIDERATION-FREE SHARES TO SOME OR ALL SALARIED EMPLOYEES AND CORPORATE OFFICERS OF THE GROUP | Management | For | | For | |
| E15 | POWERS FOR FORMALITIES | Management | For | | For | |
| BAXTER INTERNATIONAL INC. |
| Security | 071813109 | | | | Meeting Type | Annual |
| Ticker Symbol | BAX | | | | Meeting Date | 08-May-2012 |
| ISIN | US0718131099 | | | | Agenda | 933574736 - Management |
| Record Date | 12-Mar-2012 | | | | Holding Recon Date | 12-Mar-2012 |
| City / | Country | | | / | United States | | Vote Deadline Date | 07-May-2012 |
| SEDOL(s) | | Quick Code | |
| | | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: JAMES R. GAVIN III, M.D., PH.D. | Management | For | | For | |
| 1B. | ELECTION OF DIRECTOR: PETER S. HELLMAN | Management | For | | For | |
| 1C. | ELECTION OF DIRECTOR: K.J. STORM | Management | For | | For | |
| 2. | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | | For | |
| 3. | APPROVAL OF NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | | For | |
| 4. | SHAREHOLDER PROPOSAL TO REPEAL CLASSIFIED BOARD | Shareholder | For | | For | |
| 5. | SHAREHOLDER PROPOSAL TO ADOPT SIMPLE MAJORITY VOTE | Shareholder | For | | For | |
| PRUDENTIAL FINANCIAL, INC. |
| Security | 744320102 | | | | Meeting Type | Annual |
| Ticker Symbol | PRU | | | | Meeting Date | 08-May-2012 |
| ISIN | US7443201022 | | | | Agenda | 933584799 - Management |
| Record Date | 09-Mar-2012 | | | | Holding Recon Date | 09-Mar-2012 |
| City / | Country | | | / | United States | | Vote Deadline Date | 07-May-2012 |
| SEDOL(s) | | Quick Code | |
| | | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: THOMAS J. BALTIMORE, JR. | Management | For | | For | |
| 1B. | ELECTION OF DIRECTOR: GORDON M. BETHUNE | Management | For | | For | |
| 1C. | ELECTION OF DIRECTOR: GASTON CAPERTON | Management | For | | For | |
| 1D. | ELECTION OF DIRECTOR: GILBERT F. CASELLAS | Management | For | | For | |
| 1E. | ELECTION OF DIRECTOR: JAMES G. CULLEN | Management | For | | For | |
| 1F. | ELECTION OF DIRECTOR: WILLIAM H. GRAY III | Management | Against | | Against | |
| 1G. | ELECTION OF DIRECTOR: MARK B. GRIER | Management | For | | For | |
| 1H. | ELECTION OF DIRECTOR: CONSTANCE J. HORNER | Management | For | | For | |
| 1I. | ELECTION OF DIRECTOR: MARTINA HUND- MEJEAN | Management | For | | For | |
| 1J. | ELECTION OF DIRECTOR: KARL J. KRAPEK | Management | For | | For | |
| 1K. | ELECTION OF DIRECTOR: CHRISTINE A. POON | Management | For | | For | |
| 1L. | ELECTION OF DIRECTOR: JOHN R. STRANGFELD | Management | For | | For | |
| 1M. | ELECTION OF DIRECTOR: JAMES A. UNRUH | Management | Against | | Against | |
| 2. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012. | Management | Against | | Against | |
| 3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | | For | |
| 4. | AMENDMENTS TO THE COMPANY'S CERTIFICATE OF INCORPORATION TO ELIMINATE SUPERMAJORITY VOTING PROVISIONS. | Management | For | | For | |
| 5. | SHAREHOLDER PROPOSAL REGARDING INDEPENDENT BOARD CHAIR. | Shareholder | For | | Against | |
| CVS CAREMARK CORPORATION |
| Security | 126650100 | | | | Meeting Type | Annual |
| Ticker Symbol | CVS | | | | Meeting Date | 10-May-2012 |
| ISIN | US1266501006 | | | | Agenda | 933577011 - Management |
| Record Date | 13-Mar-2012 | | | | Holding Recon Date | 13-Mar-2012 |
| City / | Country | | | / | United States | | Vote Deadline Date | 09-May-2012 |
| SEDOL(s) | | Quick Code | |
| | | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1.A | ELECTION OF DIRECTOR: C. DAVID BROWN II | Management | For | | For | |
| 1.B | ELECTION OF DIRECTOR: DAVID W. DORMAN | Management | For | | For | |
| 1.C | ELECTION OF DIRECTOR: ANNE M. FINUCANE | Management | For | | For | |
| 1.D | ELECTION OF DIRECTOR: KRISTEN GIBNEY WILLIAMS | Management | For | | For | |
| 1.E | ELECTION OF DIRECTOR: MARIAN L. HEARD | Management | For | | For | |
| 1.F | ELECTION OF DIRECTOR: LARRY J. MERLO | Management | For | | For | |
| 1.G | ELECTION OF DIRECTOR: JEAN-PIERRE MILLON | Management | For | | For | |
| 1.H | ELECTION OF DIRECTOR: C.A. LANCE PICCOLO | Management | For | | For | |
| 1.I | ELECTION OF DIRECTOR: RICHARD J. SWIFT | Management | For | | For | |
| 1.J | ELECTION OF DIRECTOR: TONY L. WHITE | Management | For | | For | |
| 2. | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012. | Management | For | | For | |
| 3. | PROPOSAL TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION AS DISCLOSED IN THE PROXY STATEMENT. | Management | For | | For | |
| 4. | MANAGEMENT PROPOSAL REGARDING STOCKHOLDER ACTION BY WRITTEN CONSENT. | Management | For | | For | |
| 5. | STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS AND EXPENDITURES. | Shareholder | Against | | For | |
| KOHL'S CORPORATION |
| Security | 500255104 | | | | Meeting Type | Annual |
| Ticker Symbol | KSS | | | | Meeting Date | 10-May-2012 |
| ISIN | US5002551043 | | | | Agenda | 933565763 - Management |
| Record Date | 07-Mar-2012 | | | | Holding Recon Date | 07-Mar-2012 |
| City / | Country | | | / | United States | | Vote Deadline Date | 09-May-2012 |
| SEDOL(s) | | Quick Code | |
| | | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: PETER BONEPARTH | Management | For | | For | |
| 1B. | ELECTION OF DIRECTOR: STEVEN A. BURD | Management | For | | For | |
| 1C. | ELECTION OF DIRECTOR: JOHN F. HERMA | Management | For | | For | |
| 1D. | ELECTION OF DIRECTOR: DALE E. JONES | Management | For | | For | |
| 1E. | ELECTION OF DIRECTOR: WILLIAM S. KELLOGG | Management | For | | For | |
| 1F. | ELECTION OF DIRECTOR: KEVIN MANSELL | Management | For | | For | |
| 1G. | ELECTION OF DIRECTOR: JOHN E. SCHLIFSKE | Management | For | | For | |
| 1H. | ELECTION OF DIRECTOR: FRANK V. SICA | Management | For | | For | |
| 1I. | ELECTION OF DIRECTOR: PETER M. SOMMERHAUSER | Management | For | | For | |
| 1J. | ELECTION OF DIRECTOR: STEPHANIE A. STREETER | Management | For | | For | |
| 1K. | ELECTION OF DIRECTOR: NINA G. VACA | Management | For | | For | |
| 1L. | ELECTION OF DIRECTOR: STEPHEN E. WATSON | Management | For | | For | |
| 2. | RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | | For | |
| 3. | ADVISORY VOTE ON APPROVAL OF NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | | For | |
| 4. | SHAREHOLDER PROPOSAL: ANIMAL FUR POLICY. | Shareholder | Against | | For | |
| 5. | SHAREHOLDER PROPOSAL: SUCCESSION PLANNING AND REPORTING. | Shareholder | Against | | For | |
| 6. | SHAREHOLDER PROPOSAL: EXECUTIVES TO RETAIN SIGNIFICANT STOCK. | Shareholder | Against | | For | |
| CAMERON INTERNATIONAL CORPORATION |
| Security | 13342B105 | | | | Meeting Type | Annual |
| Ticker Symbol | CAM | | | | Meeting Date | 11-May-2012 |
| ISIN | US13342B1052 | | | | Agenda | 933577174 - Management |
| Record Date | 16-Mar-2012 | | | | Holding Recon Date | 16-Mar-2012 |
| City / | Country | | | / | United States | | Vote Deadline Date | 10-May-2012 |
| SEDOL(s) | | Quick Code | |
| | | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1.1 | ELECTION OF DIRECTOR: C. BAKER CUNNINGHAM | Management | For | | For | |
| 1.2 | ELECTION OF DIRECTOR: SHELDON R. ERIKSON | Management | For | | For | |
| 1.3 | ELECTION OF DIRECTOR: DOUGLAS L. FOSHEE | Management | For | | For | |
| 1.4 | ELECTION OF DIRECTOR: RODOLFO LANDIM | Management | For | | For | |
| 2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2012. | Management | Against | | Against | |
| 3. | TO CONDUCT AN ADVISORY VOTE TO APPROVE THE COMPANY'S 2011 EXECUTIVE COMPENSATION. | Management | For | | For | |
| 4. | TO APPROVE AN AMENDMENT TO THE COMPANY'S CERTIFICATE OF INCORPORATION TO PROVIDE FOR THE ANNUAL ELECTION OF ALL DIRECTORS. | Management | For | | For | |
| 5. | TO APPROVE AN AMENDMENT TO THE COMPANY'S CERTIFICATE OF INCORPORATION TO PROVIDE THAT THE COURT OF CHANCERY OF THE STATE OF DELAWARE BE THE EXCLUSIVE FORUM FOR CERTAIN LEGAL ACTIONS. | Management | For | | For | |
| 6. | TO APPROVE A RESTATEMENT OF THE COMPANY'S CERTIFICATE OF INCORPORATION. | Management | For | | For | |
| WATSON PHARMACEUTICALS, INC. |
| Security | 942683103 | | | | Meeting Type | Annual |
| Ticker Symbol | WPI | | | | Meeting Date | 11-May-2012 |
| ISIN | US9426831031 | | | | Agenda | 933582517 - Management |
| Record Date | 16-Mar-2012 | | | | Holding Recon Date | 16-Mar-2012 |
| City / | Country | | | / | United States | | Vote Deadline Date | 10-May-2012 |
| SEDOL(s) | | Quick Code | |
| | | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: JACK MICHELSON | Management | For | | For | |
| 1B. | ELECTION OF DIRECTOR: RONALD R. TAYLOR | Management | For | | For | |
| 1C. | ELECTION OF DIRECTOR: ANDREW L. TURNER | Management | For | | For | |
| 2. | TO APPROVE, ON AN ADVISORY BASIS, NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | | For | |
| 3. | TO APPROVE AN ANNUAL INCENTIVE PLAN WHICH, IF APPROVED, IS GENERALLY INTENDED TO ALLOW COMPENSATION PAID THEREUNDER TO COVERED EMPLOYEES TO QUALIFY AS "QUALIFIED PERFORMANCE- BASED COMPENSATION" WITHIN THE MEANING OF 162(M) OF THE UNITED STATES INTERNAL REVENUE CODE (AS AMENDED) (THE "CODE"). | Management | For | | For | |
| 4. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012. | Management | For | | For | |
| TRW AUTOMOTIVE HOLDINGS CORP. |
| Security | 87264S106 | | | | Meeting Type | Annual |
| Ticker Symbol | TRW | | | | Meeting Date | 15-May-2012 |
| ISIN | US87264S1069 | | | | Agenda | 933581084 - Management |
| Record Date | 19-Mar-2012 | | | | Holding Recon Date | 19-Mar-2012 |
| City / | Country | | | / | United States | | Vote Deadline Date | 14-May-2012 |
| SEDOL(s) | | Quick Code | |
| | | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1. | DIRECTOR | Management | | | | |
| | | 1 | JAMES F. ALBAUGH | | For | For | |
| | | 2 | ROBERT L. FRIEDMAN | | Withheld | Against | |
| | | 3 | J. MICHAEL LOSH | | Withheld | Against | |
| | | 4 | DAVID S. TAYLOR | | For | For | |
| 2. | THE RATIFICATION OF ERNST & YOUNG LLP, AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, TO AUDIT THE CONSOLIDATED FINANCIAL STATEMENTS OF TRW AUTOMOTIVE HOLDINGS CORP. FOR 2012. | Management | For | | For | |
| 3. | ADVISORY APPROVAL OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. | Management | For | | For | |
| 4. | THE APPROVAL OF THE TRW AUTOMOTIVE HOLDINGS CORP. 2012 STOCK INCENTIVE PLAN. | Management | For | | For | |
| HALLIBURTON COMPANY |
| Security | 406216101 | | | | Meeting Type | Annual |
| Ticker Symbol | HAL | | | | Meeting Date | 16-May-2012 |
| ISIN | US4062161017 | | | | Agenda | 933585082 - Management |
| Record Date | 19-Mar-2012 | | | | Holding Recon Date | 19-Mar-2012 |
| City / | Country | | | / | United States | | Vote Deadline Date | 15-May-2012 |
| SEDOL(s) | | Quick Code | |
| | | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1A | ELECTION OF DIRECTOR: A.M. BENNETT | Management | For | | For | |
| 1B | ELECTION OF DIRECTOR: J.R. BOYD | Management | For | | For | |
| 1C | ELECTION OF DIRECTOR: M. CARROLL | Management | Against | | Against | |
| 1D | ELECTION OF DIRECTOR: N.K. DICCIANI | Management | For | | For | |
| 1E | ELECTION OF DIRECTOR: M.S. GERBER | Management | For | | For | |
| 1F | ELECTION OF DIRECTOR: S.M. GILLIS | Management | For | | For | |
| 1G | ELECTION OF DIRECTOR: A.S. JUM'AH | Management | For | | For | |
| 1H | ELECTION OF DIRECTOR: D.J. LESAR | Management | For | | For | |
| 1I | ELECTION OF DIRECTOR: R.A. MALONE | Management | For | | For | |
| 1J | ELECTION OF DIRECTOR: J.L. MARTIN | Management | Against | | Against | |
| 1K | ELECTION OF DIRECTOR: D.L. REED | Management | For | | For | |
| 2 | PROPOSAL FOR RATIFICATION OF THE SELECTION OF AUDITORS. | Management | For | | For | |
| 3 | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | | For | |
| 4 | PROPOSAL TO AMEND AND RESTATE THE HALLIBURTON COMPANY STOCK AND INCENTIVE PLAN. | Management | For | | For | |
| REINSURANCE GROUP OF AMERICA, INC. |
| Security | 759351604 | | | | Meeting Type | Annual |
| Ticker Symbol | RGA | | | | Meeting Date | 16-May-2012 |
| ISIN | US7593516047 | | | | Agenda | 933595386 - Management |
| Record Date | 12-Mar-2012 | | | | Holding Recon Date | 12-Mar-2012 |
| City / | Country | | | / | United States | | Vote Deadline Date | 15-May-2012 |
| SEDOL(s) | | Quick Code | |
| | | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1. | DIRECTOR | Management | | | | |
| | | 1 | FREDERICK J. SIEVERT | | For | For | |
| | | 2 | STANLEY B. TULIN | | For | For | |
| | | 3 | A. GREIG WOODRING | | For | For | |
| 2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | | For | |
| 3. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012. | Management | Against | | Against | |
| STATE STREET CORPORATION |
| Security | 857477103 | | | | Meeting Type | Annual |
| Ticker Symbol | STT | | | | Meeting Date | 16-May-2012 |
| ISIN | US8574771031 | | | | Agenda | 933587086 - Management |
| Record Date | 15-Mar-2012 | | | | Holding Recon Date | 15-Mar-2012 |
| City / | Country | | | / | United States | | Vote Deadline Date | 15-May-2012 |
| SEDOL(s) | | Quick Code | |
| | | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: K. BURNES | Management | For | | For | |
| 1B. | ELECTION OF DIRECTOR: P. COYM | Management | For | | For | |
| 1C. | ELECTION OF DIRECTOR: P. DE SAINT- AIGNAN | Management | For | | For | |
| 1D. | ELECTION OF DIRECTOR: A. FAWCETT | Management | For | | For | |
| 1E. | ELECTION OF DIRECTOR: D. GRUBER | Management | For | | For | |
| 1F. | ELECTION OF DIRECTOR: L. HILL | Management | For | | For | |
| 1G. | ELECTION OF DIRECTOR: J. HOOLEY | Management | For | | For | |
| 1H. | ELECTION OF DIRECTOR: R. KAPLAN | Management | For | | For | |
| 1I. | ELECTION OF DIRECTOR: R. SERGEL | Management | For | | For | |
| 1J. | ELECTION OF DIRECTOR: R. SKATES | Management | For | | For | |
| 1K. | ELECTION OF DIRECTOR: G. SUMME | Management | For | | For | |
| 1L. | ELECTION OF DIRECTOR: R. WEISSMAN | Management | Against | | Against | |
| 2. | TO APPROVE AN ADVISORY PROPOSAL ON EXECUTIVE COMPENSATION. | Management | For | | For | |
| 3. | APPROVE THE AMENDED AND RESTATED 2006 EQUITY INCENTIVE PLAN TO INCREASE BY 15.5 MILLION THE NUMBER OF SHARES OF COMMON STOCK. | Management | For | | For | |
| 4. | RATIFY SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2012. | Management | Against | | Against | |
| FLOWSERVE CORPORATION |
| Security | 34354P105 | | | | Meeting Type | Annual |
| Ticker Symbol | FLS | | | | Meeting Date | 17-May-2012 |
| ISIN | US34354P1057 | | | | Agenda | 933589395 - Management |
| Record Date | 23-Mar-2012 | | | | Holding Recon Date | 23-Mar-2012 |
| City / | Country | | | / | United States | | Vote Deadline Date | 16-May-2012 |
| SEDOL(s) | | Quick Code | |
| | | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1. | DIRECTOR | Management | | | | |
| | | 1 | MARK A. BLINN | | For | For | |
| | | 2 | ROGER L. FIX | | For | For | |
| | | 3 | DAVID E. ROBERTS | | For | For | |
| | | 4 | JAMES O. ROLLANS | | For | For | |
| 2. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | | For | |
| 3. | APPROVE AN AMENDMENT TO THE RESTATED CERTIFICATE OF INCORPORATION OF FLOWSERVE CORPORATION TO ELIMINATE THE CLASSIFIED STRUCTURE OF THE BOARD OF DIRECTORS. | Management | For | | For | |
| 4. | APPROVE AN AMENDMENT TO THE RESTATED CERTIFICATE OF INCORPORATION OF FLOWSERVE CORPORATION TO PROVIDE SHAREHOLDERS THE RIGHT TO CALL A SPECIAL MEETING OF SHAREHOLDERS. | Management | For | | For | |
| 5. | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP TO SERVE AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012. | Management | For | | For | |
| THE WILLIAMS COMPANIES, INC. |
| Security | 969457100 | | | | Meeting Type | Annual |
| Ticker Symbol | WMB | | | | Meeting Date | 17-May-2012 |
| ISIN | US9694571004 | | | | Agenda | 933595211 - Management |
| Record Date | 26-Mar-2012 | | | | Holding Recon Date | 26-Mar-2012 |
| City / | Country | | | / | United States | | Vote Deadline Date | 16-May-2012 |
| SEDOL(s) | | Quick Code | |
| | | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1A | ELECTION OF DIRECTOR: ALAN S. ARMSTRONG | Management | For | | For | |
| 1B | ELECTION OF DIRECTOR: JOSEPH R. CLEVELAND | Management | For | | For | |
| 1C | ELECTION OF DIRECTOR: IRL F. ENGELHARDT | Management | For | | For | |
| 1D | ELECTION OF DIRECTOR: JOHN A. HAGG | Management | For | | For | |
| 1E | ELECTION OF DIRECTOR: JUANITA H. HINSHAW | Management | For | | For | |
| 1F | ELECTION OF DIRECTOR: FRANK T. MACINNIS | Management | For | | For | |
| 1G | ELECTION OF DIRECTOR: STEVEN W. NANCE | Management | For | | For | |
| 1H | ELECTION OF DIRECTOR: MURRAY D. SMITH | Management | For | | For | |
| 1I | ELECTION OF DIRECTOR: JANICE D. STONEY | Management | For | | For | |
| 1J | ELECTION OF DIRECTOR: LAURA A. SUGG | Management | For | | For | |
| 02 | RATIFICATION OF ERNST & YOUNG LLP AS AUDITORS FOR 2012 | Management | For | | For | |
| 03 | APPROVAL, BY NONBINDING ADVISORY VOTE, OF THE COMPANY'S EXECUTIVE COMPENSATION | Management | For | | For | |
| ENSCO PLC |
| Security | 29358Q109 | | | | Meeting Type | Annual |
| Ticker Symbol | ESV | | | | Meeting Date | 22-May-2012 |
| ISIN | US29358Q1094 | | | | Agenda | 933593306 - Management |
| Record Date | 30-Mar-2012 | | | | Holding Recon Date | 30-Mar-2012 |
| City / | Country | | | / | United States | | Vote Deadline Date | 16-May-2012 |
| SEDOL(s) | | Quick Code | |
| | | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| O1. | RE-ELECT C. CHRISTOPHER GAUT AS A CLASS I DIRECTOR FOR A TERM TO EXPIRE AT 2015 ANNUAL GENERAL MEETING. | Management | For | | For | |
| O2. | RE-ELECT GERALD W. HADDOCK AS A CLASS I DIRECTOR FOR A TERM TO EXPIRE AT 2015 ANNUAL GENERAL MEETING. | Management | For | | For | |
| O3. | RE-ELECT PAUL E. ROWSEY, III AS A CLASS I DIRECTOR FOR A TERM TO EXPIRE AT 2015 ANNUAL GENERAL MEETING. | Management | For | | For | |
| O4. | RE-ELECT FRANCIS S. KALMAN AS A CLASS II DIRECTOR FOR A TERM TO EXPIRE AT 2013 ANNUAL GENERAL MEETING. | Management | For | | For | |
| O5. | RE-ELECT DAVID A.B. BROWN AS A CLASS III DIRECTOR FOR A TERM TO EXPIRE AT 2014 ANNUAL GENERAL MEETING. | Management | For | | For | |
| O6. | RATIFY THE AUDIT COMMITTEE'S APPOINTMENT OF KPMG LLP AS OUR U.S. INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012. | Management | Against | | Against | |
| O7. | RE-APPOINT KPMG AUDIT PLC AS OUR U.K. STATUTORY AUDITORS UNDER THE U.K. COMPANIES ACT 2006. | Management | For | | For | |
| O8. | TO AUTHORIZE THE AUDIT COMMITTEE TO DETERMINE OUR U.K. STATUTORY AUDITORS' REMUNERATION. | Management | For | | For | |
| O9. | APPROVE OUR 2012 LONG-TERM INCENTIVE PLAN. | Management | For | | For | |
| 10. | A NON-BINDING ADVISORY APPROVAL OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | | For | |
| WEATHERFORD INTERNATIONAL LTD |
| Security | H27013103 | | | | Meeting Type | Annual |
| Ticker Symbol | WFT | | | | Meeting Date | 23-May-2012 |
| ISIN | CH0038838394 | | | | Agenda | 933622145 - Management |
| Record Date | 30-Mar-2012 | | | | Holding Recon Date | 30-Mar-2012 |
| City / | Country | | | / | United States | | Vote Deadline Date | 22-May-2012 |
| SEDOL(s) | | Quick Code | |
| | | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1. | APPROVAL OF THE 2011 ANNUAL REPORT, THE CONSOLIDATED FINANCIAL STATEMENTS OF WEATHERFORD INTERNATIONAL LTD. FOR THE YEAR ENDED DECEMBER 31, 2011 AND THE STATUTORY FINANCIAL STATEMENTS OF WEATHERFORD INTERNATIONAL LTD. FOR THE YEAR ENDED DECEMBER 31, 2011. | Management | For | | For | |
| 2. | DISCHARGE OF THE BOARD OF DIRECTORS AND EXECUTIVE OFFICERS FROM LIABILITY UNDER SWISS LAW FOR ACTIONS OR OMISSIONS DURING THE YEAR ENDED DECEMBER 31, 2011. | Management | For | | For | |
| 3A. | ELECTION OF DIRECTOR: BERNARD J. DUROC-DANNER | Management | For | | For | |
| 3B. | ELECTION OF DIRECTOR: SAMUEL W. BODMAN, III | Management | For | | For | |
| 3C. | ELECTION OF DIRECTOR: NICHOLAS F. BRADY | Management | For | | For | |
| 3D. | ELECTION OF DIRECTOR: DAVID J. BUTTERS | Management | For | | For | |
| 3E. | ELECTION OF DIRECTOR: WILLIAM E. MACAULAY | Management | For | | For | |
| 3F. | ELECTION OF DIRECTOR: ROBERT K. MOSES, JR. | Management | For | | For | |
| 3G. | ELECTION OF DIRECTOR: GUILLERMO ORTIZ | Management | For | | For | |
| 3H. | ELECTION OF DIRECTOR: EMYR JONES PARRY | Management | For | | For | |
| 3I. | ELECTION OF DIRECTOR: ROBERT A. RAYNE | Management | For | | For | |
| 4. | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR YEAR ENDING DECEMBER 31, 2012 AND THE RE- ELECTION OF ERNST & YOUNG LTD, ZURICH AS STATUTORY AUDITOR FOR YEAR ENDING DECEMBER 31, 2012. | Management | For | | For | |
| 5. | APPROVAL OF AN AMENDMENT TO THE ARTICLES OF ASSOCIATION TO EXTEND THE BOARD'S AUTHORIZATION TO ISSUE SHARES FROM AUTHORIZED SHARE CAPITAL TO MAY 23, 2014 AND TO INCREASE ISSUABLE AUTHORIZED CAPITAL TO AN AMOUNT EQUAL TO 50% OF CURRENT STATED CAPITAL. | Management | For | | For | |
| 6. | APPROVAL OF AN AMENDMENT TO THE WEATHERFORD INTERNATIONAL LTD. 2010 OMNIBUS INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES ISSUABLE UNDER THE PLAN TO 28,144,000 SHARES. | Management | For | | For | |
| 7. | APPROVAL OF AN ADVISORY RESOLUTION REGARDING EXECUTIVE COMPENSATION. | Management | For | | For | |
| ANNALY CAPITAL MANAGEMENT, INC. |
| Security | 035710409 | | | | Meeting Type | Annual |
| Ticker Symbol | NLY | | | | Meeting Date | 24-May-2012 |
| ISIN | US0357104092 | | | | Agenda | 933598774 - Management |
| Record Date | 30-Mar-2012 | | | | Holding Recon Date | 30-Mar-2012 |
| City / | Country | | | / | United States | | Vote Deadline Date | 23-May-2012 |
| SEDOL(s) | | Quick Code | |
| | | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1.1 | ELECTION OF DIRECTOR: W. DENAHAN- NORRIS | Management | For | | For | |
| 1.2 | ELECTION OF DIRECTOR: MICHAEL HAYLON | Management | For | | For | |
| 1.3 | ELECTION OF DIRECTOR: DONNELL A. SEGALAS | Management | For | | For | |
| 1.4 | ELECTION OF DIRECTOR: JONATHAN D. GREEN | Management | For | | For | |
| 2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE 2012 FISCAL YEAR. | Management | For | | For | |
| HERTZ GLOBAL HOLDINGS, INC. |
| Security | 42805T105 | | | | Meeting Type | Annual |
| Ticker Symbol | HTZ | | | | Meeting Date | 24-May-2012 |
| ISIN | US42805T1051 | | | | Agenda | 933602725 - Management |
| Record Date | 02-Apr-2012 | | | | Holding Recon Date | 02-Apr-2012 |
| City / | Country | | | / | United States | | Vote Deadline Date | 23-May-2012 |
| SEDOL(s) | | Quick Code | |
| | | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1A | ELECTION OF DIRECTOR: CARL T. BERQUIST | Management | For | | For | |
| 1B | ELECTION OF DIRECTOR: MICHAEL F. KOEHLER | Management | For | | For | |
| 1C | ELECTION OF DIRECTOR: LINDA FAYNE LEVINSON | Management | Against | | Against | |
| 1D | ELECTION OF DIRECTOR: ANGEL L. MORALES | Management | Against | | Against | |
| 2 | THE RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2012. | Management | Against | | Against | |
| SANDISK CORPORATION |
| Security | 80004C101 | | | | Meeting Type | Annual |
| Ticker Symbol | SNDK | | | | Meeting Date | 12-Jun-2012 |
| ISIN | US80004C1018 | | | | Agenda | 933620571 - Management |
| Record Date | 18-Apr-2012 | | | | Holding Recon Date | 18-Apr-2012 |
| City / | Country | | | / | United States | | Vote Deadline Date | 11-Jun-2012 |
| SEDOL(s) | | Quick Code | |
| | | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: MICHAEL E. MARKS | Management | For | | For | |
| 1B. | ELECTION OF DIRECTOR: KEVIN DENUCCIO | Management | For | | For | |
| 1C. | ELECTION OF DIRECTOR: IRWIN FEDERMAN | Management | Against | | Against | |
| 1D. | ELECTION OF DIRECTOR: STEVEN J. GOMO | Management | For | | For | |
| 1E. | ELECTION OF DIRECTOR: EDDY W. HARTENSTEIN | Management | For | | For | |
| 1F. | ELECTION OF DIRECTOR: DR. CHENMING HU | Management | For | | For | |
| 1G. | ELECTION OF DIRECTOR: CATHERINE P. LEGO | Management | For | | For | |
| 1H. | ELECTION OF DIRECTOR: SANJAY MEHROTRA | Management | For | | For | |
| 2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 30, 2012. | Management | Against | | Against | |
| 3. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | For | | For | |
| | | | | | | | | | |
Registrant: Saratoga Advantage Trust - Mid Capitalization Portfolio Item 1, Exhibit F | | | | | | |
Investment Company Act file number: 811-08542 | | | | | | | | | |
Reporting Period: July 1, 2011 through June 30, 2012 | | | | | | | | | |
| | | | | | | | | | |
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c) Cusip | (d) Shareholder Meeting Date | (d) Shareholder Meeting Type | (e) Agenda Item Number | (e) Agenda Item Description | (f) Management or Shareholder Proposal | (g) Voted | (h) Fund Vote* | (i) Management Recommendation |
Apollo Investment Corporation | AINV | 03761U106 | 02-Aug-11 | Annual | 1.1 | Elect Director Frank C. Puleo | Management | Yes | For | For |
Apollo Investment Corporation | AINV | 03761U106 | 02-Aug-11 | Annual | 1.2 | Elect Director Carl Spielvogel | Management | Yes | For | For |
Apollo Investment Corporation | AINV | 03761U106 | 02-Aug-11 | Annual | 1.3 | Elect Director Jeanette Loeb | Management | Yes | For | For |
Apollo Investment Corporation | AINV | 03761U106 | 02-Aug-11 | Annual | 2 | Ratify Auditors | Management | Yes | For | For |
Apollo Investment Corporation | AINV | 03761U106 | 02-Aug-11 | Annual | 3 | Approve Sale of Common Shares Below Net Asset Value | Management | Yes | For | For |
The J. M. Smucker Company | SJM | 832696405 | 17-Aug-11 | Annual | 1 | Elect Director Vincent C. Byrd | Management | Yes | For | For |
The J. M. Smucker Company | SJM | 832696405 | 17-Aug-11 | Annual | 2 | Elect Director R. Douglas Cowan | Management | Yes | For | For |
The J. M. Smucker Company | SJM | 832696405 | 17-Aug-11 | Annual | 3 | Elect Director Elizabeth Valk Long | Management | Yes | For | For |
The J. M. Smucker Company | SJM | 832696405 | 17-Aug-11 | Annual | 4 | Elect Director Mark T. Smucker | Management | Yes | For | For |
The J. M. Smucker Company | SJM | 832696405 | 17-Aug-11 | Annual | 5 | Ratify Auditors | Management | Yes | For | For |
The J. M. Smucker Company | SJM | 832696405 | 17-Aug-11 | Annual | 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
The J. M. Smucker Company | SJM | 832696405 | 17-Aug-11 | Annual | 7 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | One Year |
The J. M. Smucker Company | SJM | 832696405 | 17-Aug-11 | Annual | 8 | Prepare Sustainability Report | Share Holder | Yes | Against | Against |
Airgas, Inc. | ARG | 009363102 | 29-Aug-11 | Annual | 1.1 | Elect Director Peter McCausland | Management | Yes | For | For |
Airgas, Inc. | ARG | 009363102 | 29-Aug-11 | Annual | 1.2 | Elect Director Lee M. Thomas | Management | Yes | For | For |
Airgas, Inc. | ARG | 009363102 | 29-Aug-11 | Annual | 1.3 | Elect Director John C. van Roden, Jr. | Management | Yes | For | For |
Airgas, Inc. | ARG | 009363102 | 29-Aug-11 | Annual | 1.4 | Elect Director Ellen C. Wolf | Management | Yes | For | For |
Airgas, Inc. | ARG | 009363102 | 29-Aug-11 | Annual | 2 | Ratify Auditors | Management | Yes | For | For |
Airgas, Inc. | ARG | 009363102 | 29-Aug-11 | Annual | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Airgas, Inc. | ARG | 009363102 | 29-Aug-11 | Annual | 4 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | One Year |
Towers Watson & Co. | TW | 891894107 | 11-Nov-11 | Annual | 1 | Elect Director John J. Gabarro | Management | Yes | For | For |
Towers Watson & Co. | TW | 891894107 | 11-Nov-11 | Annual | 2 | Elect Director Victor F. Ganzi | Management | Yes | For | For |
Towers Watson & Co. | TW | 891894107 | 11-Nov-11 | Annual | 3 | Elect Director John J. Haley | Management | Yes | For | For |
Towers Watson & Co. | TW | 891894107 | 11-Nov-11 | Annual | 4 | Elect Director Brendan R. O'Neill | Management | Yes | For | For |
Towers Watson & Co. | TW | 891894107 | 11-Nov-11 | Annual | 5 | Elect Director Linda D. Rabbitt | Management | Yes | For | For |
Towers Watson & Co. | TW | 891894107 | 11-Nov-11 | Annual | 6 | Elect Director Gilbert T. Ray | Management | Yes | For | For |
Towers Watson & Co. | TW | 891894107 | 11-Nov-11 | Annual | 7 | Elect Director Paul Thomas | Management | Yes | For | For |
Towers Watson & Co. | TW | 891894107 | 11-Nov-11 | Annual | 8 | Elect Director Wilhelm Zeller | Management | Yes | For | For |
Towers Watson & Co. | TW | 891894107 | 11-Nov-11 | Annual | 9 | Ratify Auditors | Management | Yes | For | For |
Towers Watson & Co. | TW | 891894107 | 11-Nov-11 | Annual | 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Towers Watson & Co. | TW | 891894107 | 11-Nov-11 | Annual | 11 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | One Year |
Broadridge Financial Solutions, Inc. | BR | 11133T103 | 16-Nov-11 | Annual | 1 | Elect Director Leslie A. Brun | Management | Yes | For | For |
Broadridge Financial Solutions, Inc. | BR | 11133T103 | 16-Nov-11 | Annual | 2 | Elect Director Richard J. Daly | Management | Yes | For | For |
Broadridge Financial Solutions, Inc. | BR | 11133T103 | 16-Nov-11 | Annual | 3 | Elect Director Robert N. Duelks | Management | Yes | For | For |
Broadridge Financial Solutions, Inc. | BR | 11133T103 | 16-Nov-11 | Annual | 4 | Elect Director Richard J. Haviland | Management | Yes | For | For |
Broadridge Financial Solutions, Inc. | BR | 11133T103 | 16-Nov-11 | Annual | 5 | Elect Director Sandra S. Jaffee | Management | Yes | For | For |
Broadridge Financial Solutions, Inc. | BR | 11133T103 | 16-Nov-11 | Annual | 6 | Elect Director Alexandra Lebenthal | Management | Yes | For | For |
Broadridge Financial Solutions, Inc. | BR | 11133T103 | 16-Nov-11 | Annual | 7 | Elect Director Stuart R. Levine | Management | Yes | For | For |
Broadridge Financial Solutions, Inc. | BR | 11133T103 | 16-Nov-11 | Annual | 8 | Elect Director Thomas J. Perna | Management | Yes | For | For |
Broadridge Financial Solutions, Inc. | BR | 11133T103 | 16-Nov-11 | Annual | 9 | Elect Director Alan J. Weber | Management | Yes | For | For |
Broadridge Financial Solutions, Inc. | BR | 11133T103 | 16-Nov-11 | Annual | 10 | Ratify Auditors | Management | Yes | For | For |
Broadridge Financial Solutions, Inc. | BR | 11133T103 | 16-Nov-11 | Annual | 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Broadridge Financial Solutions, Inc. | BR | 11133T103 | 16-Nov-11 | Annual | 12 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | One Year |
Intuit Inc. | INTU | 461202103 | 19-Jan-12 | Annual | 1 | Elect Director Christopher W. Brody | Management | Yes | For | For |
Intuit Inc. | INTU | 461202103 | 19-Jan-12 | Annual | 2 | Elect Director William V. Campbell | Management | Yes | For | For |
Intuit Inc. | INTU | 461202103 | 19-Jan-12 | Annual | 3 | Elect Director Scott D. Cook | Management | Yes | For | For |
Intuit Inc. | INTU | 461202103 | 19-Jan-12 | Annual | 4 | Elect Director Diane B. Greene | Management | Yes | For | For |
Intuit Inc. | INTU | 461202103 | 19-Jan-12 | Annual | 5 | Elect Director Edward A. Kangas | Management | Yes | For | For |
Intuit Inc. | INTU | 461202103 | 19-Jan-12 | Annual | 6 | Elect Director Suzanne Nora Johnson | Management | Yes | For | For |
Intuit Inc. | INTU | 461202103 | 19-Jan-12 | Annual | 7 | Elect Director Dennis D. Powell | Management | Yes | For | For |
Intuit Inc. | INTU | 461202103 | 19-Jan-12 | Annual | 8 | Elect Director Brad D. Smith | Management | Yes | For | For |
Intuit Inc. | INTU | 461202103 | 19-Jan-12 | Annual | 9 | Ratify Auditors | Management | Yes | For | For |
Intuit Inc. | INTU | 461202103 | 19-Jan-12 | Annual | 10 | Amend Qualified Employee Stock Purchase Plan | Management | Yes | For | For |
Intuit Inc. | INTU | 461202103 | 19-Jan-12 | Annual | 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Intuit Inc. | INTU | 461202103 | 19-Jan-12 | Annual | 12 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | One Year |
Nuance Communications, Inc. | NUAN | 67020Y100 | 27-Jan-12 | Annual | 1 | Elect Director Paul A. Ricci | Management | Yes | For | For |
Nuance Communications, Inc. | NUAN | 67020Y100 | 27-Jan-12 | Annual | 2 | Elect Director Robert G. Teresi | Management | Yes | For | For |
Nuance Communications, Inc. | NUAN | 67020Y100 | 27-Jan-12 | Annual | 3 | Elect Director Robert J. Frankenberg | Management | Yes | For | For |
Nuance Communications, Inc. | NUAN | 67020Y100 | 27-Jan-12 | Annual | 4 | Elect Director Katharine A. Martin | Management | Yes | For | For |
Nuance Communications, Inc. | NUAN | 67020Y100 | 27-Jan-12 | Annual | 5 | Elect Director Patrick T. Hackett | Management | Yes | For | For |
Nuance Communications, Inc. | NUAN | 67020Y100 | 27-Jan-12 | Annual | 6 | Elect Director William H. Janeway | Management | Yes | For | For |
Nuance Communications, Inc. | NUAN | 67020Y100 | 27-Jan-12 | Annual | 7 | Elect Director Mark B. Myers | Management | Yes | For | For |
Nuance Communications, Inc. | NUAN | 67020Y100 | 27-Jan-12 | Annual | 8 | Elect Director Philip J. Quigley | Management | Yes | For | For |
Nuance Communications, Inc. | NUAN | 67020Y100 | 27-Jan-12 | Annual | 9 | Elect Director Mark R. Laret | Management | Yes | For | For |
Nuance Communications, Inc. | NUAN | 67020Y100 | 27-Jan-12 | Annual | 10 | Amend Omnibus Stock Plan | Management | Yes | For | For |
Nuance Communications, Inc. | NUAN | 67020Y100 | 27-Jan-12 | Annual | 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Nuance Communications, Inc. | NUAN | 67020Y100 | 27-Jan-12 | Annual | 12 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | One Year |
Nuance Communications, Inc. | NUAN | 67020Y100 | 27-Jan-12 | Annual | 13 | Ratify Auditors | Management | Yes | For | For |
Superior Energy Services, Inc. | SPN | 868157108 | 07-Feb-12 | Special | 1 | Issue Shares in Connection with Acquisition | Management | Yes | For | For |
Superior Energy Services, Inc. | SPN | 868157108 | 07-Feb-12 | Special | 2 | Increase Authorized Common Stock | Management | Yes | For | For |
Superior Energy Services, Inc. | SPN | 868157108 | 07-Feb-12 | Special | 3 | Adjourn Meeting | Management | Yes | For | For |
Ralcorp Holdings, Inc. | RAH | 751028101 | 15-Feb-12 | Annual | 1.1 | Elect Director David R. Banks | Management | Yes | For | For |
Ralcorp Holdings, Inc. | RAH | 751028101 | 15-Feb-12 | Annual | 1.2 | Elect Director Jonathan E. Baum | Management | Yes | For | For |
Ralcorp Holdings, Inc. | RAH | 751028101 | 15-Feb-12 | Annual | 1.3 | Elect Director David P. Skarie | Management | Yes | For | For |
Ralcorp Holdings, Inc. | RAH | 751028101 | 15-Feb-12 | Annual | 2.1 | Elect Director Barry H. Beracha | Management | Yes | For | For |
Ralcorp Holdings, Inc. | RAH | 751028101 | 15-Feb-12 | Annual | 2.2 | Elect Director Patrick J. Moore | Management | Yes | For | For |
Ralcorp Holdings, Inc. | RAH | 751028101 | 15-Feb-12 | Annual | 3 | Ratify Auditors | Management | Yes | For | For |
Ralcorp Holdings, Inc. | RAH | 751028101 | 15-Feb-12 | Annual | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Ralcorp Holdings, Inc. | RAH | 751028101 | 15-Feb-12 | Annual | 5 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | One Year |
Navistar International Corporation | NAV | 63934E108 | 21-Feb-12 | Annual | 1 | Declassify the Board of Directors | Management | Yes | For | For |
Navistar International Corporation | NAV | 63934E108 | 21-Feb-12 | Annual | 2.1 | Elect Director David D. Harrison | Management | Yes | For | For |
Navistar International Corporation | NAV | 63934E108 | 21-Feb-12 | Annual | 2.2 | Elect Director Steven J. Klinger | Management | Yes | For | For |
Navistar International Corporation | NAV | 63934E108 | 21-Feb-12 | Annual | 2.3 | Elect Director Michael N. Hammes | Management | Yes | For | For |
Navistar International Corporation | NAV | 63934E108 | 21-Feb-12 | Annual | 3 | Ratify Auditors | Management | Yes | For | For |
Navistar International Corporation | NAV | 63934E108 | 21-Feb-12 | Annual | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Sirona Dental Systems, Inc. | SIRO | 82966C103 | 23-Feb-12 | Annual | 1.1 | Elect Director David K. Beecken | Management | Yes | For | For |
Sirona Dental Systems, Inc. | SIRO | 82966C103 | 23-Feb-12 | Annual | 1.2 | Elect Director Jost Fischer | Management | Yes | For | For |
Sirona Dental Systems, Inc. | SIRO | 82966C103 | 23-Feb-12 | Annual | 1.3 | Elect Director Arthur D. Kowaloff | Management | Yes | For | For |
Sirona Dental Systems, Inc. | SIRO | 82966C103 | 23-Feb-12 | Annual | 2 | Ratify Auditors | Management | Yes | For | For |
Sirona Dental Systems, Inc. | SIRO | 82966C103 | 23-Feb-12 | Annual | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Parametric Technology Corporation | PMTC | 699173209 | 07-Mar-12 | Annual | 1.1 | Elect Director Donald K. Grierson | Management | Yes | For | For |
Parametric Technology Corporation | PMTC | 699173209 | 07-Mar-12 | Annual | 1.2 | Elect Director James E. Heppelmann | Management | Yes | For | For |
Parametric Technology Corporation | PMTC | 699173209 | 07-Mar-12 | Annual | 1.3 | Elect Director Renato Zambonini | Management | Yes | For | For |
Parametric Technology Corporation | PMTC | 699173209 | 07-Mar-12 | Annual | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Parametric Technology Corporation | PMTC | 699173209 | 07-Mar-12 | Annual | 3 | Change Company Name | Management | Yes | For | For |
Parametric Technology Corporation | PMTC | 699173209 | 07-Mar-12 | Annual | 4 | Ratify Auditors | Management | Yes | For | For |
El Paso Corporation | EP | 28336L109 | 09-Mar-12 | Special | 1 | Approve Merger Agreement | Management | Yes | For | For |
El Paso Corporation | EP | 28336L109 | 09-Mar-12 | Special | 2 | Adjourn Meeting | Management | Yes | For | For |
El Paso Corporation | EP | 28336L109 | 09-Mar-12 | Special | 3 | Advisory Vote on Golden Parachutes | Management | Yes | For | For |
Agilent Technologies, Inc. | A | 00846U101 | 21-Mar-12 | Annual | 1 | Elect Director Robert J. Herbold | Management | Yes | For | For |
Agilent Technologies, Inc. | A | 00846U101 | 21-Mar-12 | Annual | 2 | Elect Director Koh Boon Hwee | Management | Yes | For | For |
Agilent Technologies, Inc. | A | 00846U101 | 21-Mar-12 | Annual | 3 | Elect Director William P. Sullivan | Management | Yes | For | For |
Agilent Technologies, Inc. | A | 00846U101 | 21-Mar-12 | Annual | 4 | Ratify Auditors | Management | Yes | For | For |
Agilent Technologies, Inc. | A | 00846U101 | 21-Mar-12 | Annual | 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Avago Technologies Limited | AVGO | Y0486S104 | 04-Apr-12 | Annual | 1a | Reelect Hock E. Tan as Director | Management | Yes | For | For |
Avago Technologies Limited | AVGO | Y0486S104 | 04-Apr-12 | Annual | 1b | Reelect Adam H. Clammer as Director | Management | Yes | For | For |
Avago Technologies Limited | AVGO | Y0486S104 | 04-Apr-12 | Annual | 1c | Reelect John T. Dickson as Director | Management | Yes | For | For |
Avago Technologies Limited | AVGO | Y0486S104 | 04-Apr-12 | Annual | 1d | Reelect James V. Diller as Director | Management | Yes | For | For |
Avago Technologies Limited | AVGO | Y0486S104 | 04-Apr-12 | Annual | 1e | Reelect Kenneth Y. Hao as Director | Management | Yes | For | For |
Avago Technologies Limited | AVGO | Y0486S104 | 04-Apr-12 | Annual | 1f | Reelect John Min-Chih Hsuan as Director | Management | Yes | For | For |
Avago Technologies Limited | AVGO | Y0486S104 | 04-Apr-12 | Annual | 1g | Reelect Justine F. Lien as Director | Management | Yes | For | For |
Avago Technologies Limited | AVGO | Y0486S104 | 04-Apr-12 | Annual | 1h | Reelect Donald Macleod as Director | Management | Yes | For | For |
Avago Technologies Limited | AVGO | Y0486S104 | 04-Apr-12 | Annual | 2 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For |
Avago Technologies Limited | AVGO | Y0486S104 | 04-Apr-12 | Annual | 3 | Approve Cash Compensation to Directors | Management | Yes | For | For |
Avago Technologies Limited | AVGO | Y0486S104 | 04-Apr-12 | Annual | 4 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | Yes | For | For |
Avago Technologies Limited | AVGO | Y0486S104 | 04-Apr-12 | Annual | 5 | Approve Repurchase of Up to 10 Percent of Issued Capital | Management | Yes | For | For |
Celanese Corporation | CE | 150870103 | 19-Apr-12 | Annual | 1 | Elect Director James E. Barlett | Management | Yes | For | For |
Celanese Corporation | CE | 150870103 | 19-Apr-12 | Annual | 2 | Elect Director David F. Hoffmeister | Management | Yes | For | For |
Celanese Corporation | CE | 150870103 | 19-Apr-12 | Annual | 3 | Elect Director Paul H. O'Neill | Management | Yes | For | For |
Celanese Corporation | CE | 150870103 | 19-Apr-12 | Annual | 4 | Elect Director Jay V. Ihlenfeld | Management | Yes | For | For |
Celanese Corporation | CE | 150870103 | 19-Apr-12 | Annual | 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Celanese Corporation | CE | 150870103 | 19-Apr-12 | Annual | 6 | Amend Omnibus Stock Plan | Management | Yes | For | For |
Celanese Corporation | CE | 150870103 | 19-Apr-12 | Annual | 7 | Ratify Auditors | Management | Yes | For | For |
Huntington Bancshares Incorporated | HBAN | 446150104 | 19-Apr-12 | Annual | 1.1 | Elect Director Don M. Casto, III | Management | Yes | For | For |
Huntington Bancshares Incorporated | HBAN | 446150104 | 19-Apr-12 | Annual | 1.2 | Elect Director Ann B. Crane | Management | Yes | For | For |
Huntington Bancshares Incorporated | HBAN | 446150104 | 19-Apr-12 | Annual | 1.3 | Elect Director Steven G. Elliott | Management | Yes | For | For |
Huntington Bancshares Incorporated | HBAN | 446150104 | 19-Apr-12 | Annual | 1.4 | Elect Director Michael J. Endres | Management | Yes | For | For |
Huntington Bancshares Incorporated | HBAN | 446150104 | 19-Apr-12 | Annual | 1.5 | Elect Director John B. Gerlach, Jr. | Management | Yes | For | For |
Huntington Bancshares Incorporated | HBAN | 446150104 | 19-Apr-12 | Annual | 1.6 | Elect Director David P. Lauer | Management | Yes | For | For |
Huntington Bancshares Incorporated | HBAN | 446150104 | 19-Apr-12 | Annual | 1.7 | Elect Director Jonathan A. Levy | Management | Yes | For | For |
Huntington Bancshares Incorporated | HBAN | 446150104 | 19-Apr-12 | Annual | 1.8 | Elect Director Richard W. Neu | Management | Yes | For | For |
Huntington Bancshares Incorporated | HBAN | 446150104 | 19-Apr-12 | Annual | 1.9 | Elect Director David L. Porteous | Management | Yes | For | For |
Huntington Bancshares Incorporated | HBAN | 446150104 | 19-Apr-12 | Annual | 1.10 | Elect Director Kathleen H. Ransier | Management | Yes | For | For |
Huntington Bancshares Incorporated | HBAN | 446150104 | 19-Apr-12 | Annual | 1.11 | Elect Director Stephen D. Steinour | Management | Yes | For | For |
Huntington Bancshares Incorporated | HBAN | 446150104 | 19-Apr-12 | Annual | 2 | Approve Omnibus Stock Plan | Management | Yes | For | For |
Huntington Bancshares Incorporated | HBAN | 446150104 | 19-Apr-12 | Annual | 3 | Ratify Auditors | Management | Yes | For | For |
Huntington Bancshares Incorporated | HBAN | 446150104 | 19-Apr-12 | Annual | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Comerica Incorporated | CMA | 200340107 | 24-Apr-12 | Annual | 1 | Elect Director Richard G. Lindner | Management | No | Do Not Vote | For |
Comerica Incorporated | CMA | 200340107 | 24-Apr-12 | Annual | 2 | Elect Director Robert S. Taubman | Management | No | Do Not Vote | For |
Comerica Incorporated | CMA | 200340107 | 24-Apr-12 | Annual | 3 | Elect Director Reginald M. Turner, Jr. | Management | No | Do Not Vote | For |
Comerica Incorporated | CMA | 200340107 | 24-Apr-12 | Annual | 4 | Elect Director Roger A. Cregg | Management | No | Do Not Vote | For |
Comerica Incorporated | CMA | 200340107 | 24-Apr-12 | Annual | 5 | Elect Director T. Kevin DeNicola | Management | No | Do Not Vote | For |
Comerica Incorporated | CMA | 200340107 | 24-Apr-12 | Annual | 6 | Elect Director Alfred A. Piergallini | Management | No | Do Not Vote | For |
Comerica Incorporated | CMA | 200340107 | 24-Apr-12 | Annual | 7 | Elect Director Nina G. Vaca | Management | No | Do Not Vote | For |
Comerica Incorporated | CMA | 200340107 | 24-Apr-12 | Annual | 8 | Ratify Auditors | Management | No | Do Not Vote | For |
Comerica Incorporated | CMA | 200340107 | 24-Apr-12 | Annual | 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | No | Do Not Vote | For |
FMC Corporation | FMC | 302491303 | 24-Apr-12 | Annual | 1 | Elect Director Eduardo E. Cordeiro | Management | Yes | For | For |
FMC Corporation | FMC | 302491303 | 24-Apr-12 | Annual | 2 | Elect Director Peter D Aloia | Management | Yes | For | For |
FMC Corporation | FMC | 302491303 | 24-Apr-12 | Annual | 3 | Elect Director C. Scott Greer | Management | Yes | For | For |
FMC Corporation | FMC | 302491303 | 24-Apr-12 | Annual | 4 | Elect Director Paul J. Norris | Management | Yes | For | For |
FMC Corporation | FMC | 302491303 | 24-Apr-12 | Annual | 5 | Elect Director William H. Powell | Management | Yes | For | For |
FMC Corporation | FMC | 302491303 | 24-Apr-12 | Annual | 6 | Ratify Auditors | Management | Yes | For | For |
FMC Corporation | FMC | 302491303 | 24-Apr-12 | Annual | 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
FMC Corporation | FMC | 302491303 | 24-Apr-12 | Annual | 8 | Increase Authorized Common Stock | Management | Yes | For | For |
FMC Corporation | FMC | 302491303 | 24-Apr-12 | Annual | 9 | Declassify the Board of Directors | Share Holder | Yes | For | Against |
Noble Energy, Inc. | NBL | 655044105 | 24-Apr-12 | Annual | 1 | Elect Director Jeffrey L. Berenson | Management | Yes | For | For |
Noble Energy, Inc. | NBL | 655044105 | 24-Apr-12 | Annual | 2 | Elect Director Michael A. Cawley | Management | Yes | For | For |
Noble Energy, Inc. | NBL | 655044105 | 24-Apr-12 | Annual | 3 | Elect Director Edward F. Cox | Management | Yes | For | For |
Noble Energy, Inc. | NBL | 655044105 | 24-Apr-12 | Annual | 4 | Elect Director Charles D. Davidson | Management | Yes | For | For |
Noble Energy, Inc. | NBL | 655044105 | 24-Apr-12 | Annual | 5 | Elect Director Thomas J. Edelman | Management | Yes | For | For |
Noble Energy, Inc. | NBL | 655044105 | 24-Apr-12 | Annual | 6 | Elect Director Eric P. Grubman | Management | Yes | For | For |
Noble Energy, Inc. | NBL | 655044105 | 24-Apr-12 | Annual | 7 | Elect Director Kirby L. Hedrick | Management | Yes | For | For |
Noble Energy, Inc. | NBL | 655044105 | 24-Apr-12 | Annual | 8 | Elect Director Scott D. Urban | Management | Yes | For | For |
Noble Energy, Inc. | NBL | 655044105 | 24-Apr-12 | Annual | 9 | Elect Director William T. Van Kleef | Management | Yes | For | For |
Noble Energy, Inc. | NBL | 655044105 | 24-Apr-12 | Annual | 10 | Ratify Auditors | Management | Yes | For | For |
Noble Energy, Inc. | NBL | 655044105 | 24-Apr-12 | Annual | 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Noble Energy, Inc. | NBL | 655044105 | 24-Apr-12 | Annual | 12 | Increase Authorized Common Stock | Management | Yes | For | For |
First Niagara Financial Group, Inc. | FNFG | 33582V108 | 25-Apr-12 | Annual | 1.1 | Elect Director Carl A. Florio | Management | Yes | For | For |
First Niagara Financial Group, Inc. | FNFG | 33582V108 | 25-Apr-12 | Annual | 1.2 | Elect Director Nathaniel D. Woodson | Management | Yes | For | For |
First Niagara Financial Group, Inc. | FNFG | 33582V108 | 25-Apr-12 | Annual | 1.3 | Elect Director Roxanne J. Coady | Management | Yes | For | For |
First Niagara Financial Group, Inc. | FNFG | 33582V108 | 25-Apr-12 | Annual | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
First Niagara Financial Group, Inc. | FNFG | 33582V108 | 25-Apr-12 | Annual | 3 | Approve Omnibus Stock Plan | Management | Yes | For | For |
First Niagara Financial Group, Inc. | FNFG | 33582V108 | 25-Apr-12 | Annual | 4 | Approve Executive Incentive Bonus Plan | Management | Yes | For | For |
First Niagara Financial Group, Inc. | FNFG | 33582V108 | 25-Apr-12 | Annual | 5 | Ratify Auditors | Management | Yes | For | For |
NCR Corporation | NCR | 62886E108 | 25-Apr-12 | Annual | 1.1 | Elect Director William R. Nuti | Management | Yes | For | For |
NCR Corporation | NCR | 62886E108 | 25-Apr-12 | Annual | 1.2 | Elect Director Gary J. Daichendt | Management | Yes | For | For |
NCR Corporation | NCR | 62886E108 | 25-Apr-12 | Annual | 1.3 | Elect Director Robert P. DeRodes | Management | Yes | For | For |
NCR Corporation | NCR | 62886E108 | 25-Apr-12 | Annual | 2 | Ratify Auditors | Management | Yes | For | For |
NCR Corporation | NCR | 62886E108 | 25-Apr-12 | Annual | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Willis Group Holdings Public Limited Company | WSH | G96666105 | 25-Apr-12 | Annual | 1 | Elect William W. Bradley as Director | Management | No | Do Not Vote | For |
Willis Group Holdings Public Limited Company | WSH | G96666105 | 25-Apr-12 | Annual | 2 | Elect Joseph A. Califano, Jr. as Director | Management | No | Do Not Vote | For |
Willis Group Holdings Public Limited Company | WSH | G96666105 | 25-Apr-12 | Annual | 3 | Elect Anna C. Catalano as Director | Management | No | Do Not Vote | For |
Willis Group Holdings Public Limited Company | WSH | G96666105 | 25-Apr-12 | Annual | 4 | Elect Sir Roy Gardner as Director | Management | No | Do Not Vote | For |
Willis Group Holdings Public Limited Company | WSH | G96666105 | 25-Apr-12 | Annual | 5 | Elect Sir Jeremy Hanley as Director | Management | No | Do Not Vote | For |
Willis Group Holdings Public Limited Company | WSH | G96666105 | 25-Apr-12 | Annual | 6 | Elect Robyn S. Kravit as Director | Management | No | Do Not Vote | For |
Willis Group Holdings Public Limited Company | WSH | G96666105 | 25-Apr-12 | Annual | 7 | Elect Jeffrey B. Lane as Director | Management | No | Do Not Vote | For |
Willis Group Holdings Public Limited Company | WSH | G96666105 | 25-Apr-12 | Annual | 8 | Elect Wendy Lane as Director | Management | No | Do Not Vote | For |
Willis Group Holdings Public Limited Company | WSH | G96666105 | 25-Apr-12 | Annual | 9 | Elect James F. McCann as Director | Management | No | Do Not Vote | For |
Willis Group Holdings Public Limited Company | WSH | G96666105 | 25-Apr-12 | Annual | 10 | Elect Joseph J. Plumeri as Director | Management | No | Do Not Vote | For |
Willis Group Holdings Public Limited Company | WSH | G96666105 | 25-Apr-12 | Annual | 11 | Elect Douglas B. Roberts as Director | Management | No | Do Not Vote | For |
Willis Group Holdings Public Limited Company | WSH | G96666105 | 25-Apr-12 | Annual | 12 | Elect Michael J. Somers as Director | Management | No | Do Not Vote | For |
Willis Group Holdings Public Limited Company | WSH | G96666105 | 25-Apr-12 | Annual | 13 | Ratify Auditors | Management | No | Do Not Vote | For |
Willis Group Holdings Public Limited Company | WSH | G96666105 | 25-Apr-12 | Annual | 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | No | Do Not Vote | For |
Willis Group Holdings Public Limited Company | WSH | G96666105 | 25-Apr-12 | Annual | 15 | Approve Omnibus Stock Plan | Management | No | Do Not Vote | For |
AGCO Corporation | AGCO | 001084102 | 26-Apr-12 | Annual | 1 | Elect Director P. George Benson | Management | Yes | For | For |
AGCO Corporation | AGCO | 001084102 | 26-Apr-12 | Annual | 2 | Elect Director Wolfgang Deml | Management | Yes | For | For |
AGCO Corporation | AGCO | 001084102 | 26-Apr-12 | Annual | 3 | Elect Director Luiz F. Furlan | Management | Yes | For | For |
AGCO Corporation | AGCO | 001084102 | 26-Apr-12 | Annual | 4 | Elect Director Gerald B. Johanneson | Management | Yes | For | For |
AGCO Corporation | AGCO | 001084102 | 26-Apr-12 | Annual | 5 | Elect Director George E. Minnich | Management | Yes | For | For |
AGCO Corporation | AGCO | 001084102 | 26-Apr-12 | Annual | 6 | Elect Director Martin H. Richenhagen | Management | Yes | For | For |
AGCO Corporation | AGCO | 001084102 | 26-Apr-12 | Annual | 7 | Elect Director Gerald L. Shaheen | Management | Yes | For | For |
AGCO Corporation | AGCO | 001084102 | 26-Apr-12 | Annual | 8 | Elect Director Mallika Srinivasan | Management | Yes | For | For |
AGCO Corporation | AGCO | 001084102 | 26-Apr-12 | Annual | 9 | Elect Director Daniel C. Ustian | Management | Yes | For | For |
AGCO Corporation | AGCO | 001084102 | 26-Apr-12 | Annual | 10 | Elect Director Hendrikus Visser | Management | Yes | For | For |
AGCO Corporation | AGCO | 001084102 | 26-Apr-12 | Annual | 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
AGCO Corporation | AGCO | 001084102 | 26-Apr-12 | Annual | 12 | Ratify Auditors | Management | Yes | For | For |
Crown Holdings, Inc. | CCK | 228368106 | 26-Apr-12 | Annual | 1.1 | Elect Director Jenne K. Britell | Management | Yes | For | For |
Crown Holdings, Inc. | CCK | 228368106 | 26-Apr-12 | Annual | 1.2 | Elect Director John W. Conway | Management | Yes | For | For |
Crown Holdings, Inc. | CCK | 228368106 | 26-Apr-12 | Annual | 1.3 | Elect Director Arnold W. Donald | Management | Yes | For | For |
Crown Holdings, Inc. | CCK | 228368106 | 26-Apr-12 | Annual | 1.4 | Elect Director William G. Little | Management | Yes | For | For |
Crown Holdings, Inc. | CCK | 228368106 | 26-Apr-12 | Annual | 1.5 | Elect Director Hans J. Loliger | Management | Yes | For | For |
Crown Holdings, Inc. | CCK | 228368106 | 26-Apr-12 | Annual | 1.6 | Elect Director James H. Miller | Management | Yes | For | For |
Crown Holdings, Inc. | CCK | 228368106 | 26-Apr-12 | Annual | 1.7 | Elect Director Josef M. Muller | Management | Yes | For | For |
Crown Holdings, Inc. | CCK | 228368106 | 26-Apr-12 | Annual | 1.8 | Elect Director Thomas A. Ralph | Management | Yes | For | For |
Crown Holdings, Inc. | CCK | 228368106 | 26-Apr-12 | Annual | 1.9 | Elect Director Hugues du Rouret | Management | Yes | For | For |
Crown Holdings, Inc. | CCK | 228368106 | 26-Apr-12 | Annual | 1.10 | Elect Director Jim L. Turner | Management | Yes | For | For |
Crown Holdings, Inc. | CCK | 228368106 | 26-Apr-12 | Annual | 1.11 | Elect Director William S. Urkiel | Management | Yes | For | For |
Crown Holdings, Inc. | CCK | 228368106 | 26-Apr-12 | Annual | 2 | Ratify Auditors | Management | Yes | For | For |
Crown Holdings, Inc. | CCK | 228368106 | 26-Apr-12 | Annual | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Edison International | EIX | 281020107 | 26-Apr-12 | Annual | 1 | Elect Director Jagjeet S. Bindra | Management | Yes | For | For |
Edison International | EIX | 281020107 | 26-Apr-12 | Annual | 2 | Elect Director Vanessa C.L. Chang | Management | Yes | For | For |
Edison International | EIX | 281020107 | 26-Apr-12 | Annual | 3 | Elect Director France A. Cordova | Management | Yes | For | For |
Edison International | EIX | 281020107 | 26-Apr-12 | Annual | 4 | Elect Director Theodore F. Craver, Jr. | Management | Yes | For | For |
Edison International | EIX | 281020107 | 26-Apr-12 | Annual | 5 | Elect Director Charles B. Curtis | Management | Yes | For | For |
Edison International | EIX | 281020107 | 26-Apr-12 | Annual | 6 | Elect Director Bradford M. Freeman | Management | Yes | For | For |
Edison International | EIX | 281020107 | 26-Apr-12 | Annual | 7 | Elect Director Luis G. Nogales | Management | Yes | For | For |
Edison International | EIX | 281020107 | 26-Apr-12 | Annual | 8 | Elect Director Ronald L. Olson | Management | Yes | For | For |
Edison International | EIX | 281020107 | 26-Apr-12 | Annual | 9 | Elect Director Richard T. Schlosberg, III | Management | Yes | For | For |
Edison International | EIX | 281020107 | 26-Apr-12 | Annual | 10 | Elect Director Thomas C. Sutton | Management | Yes | For | For |
Edison International | EIX | 281020107 | 26-Apr-12 | Annual | 11 | Elect Director Peter J. Taylor | Management | Yes | For | For |
Edison International | EIX | 281020107 | 26-Apr-12 | Annual | 12 | Elect Director Brett White | Management | Yes | For | For |
Edison International | EIX | 281020107 | 26-Apr-12 | Annual | 13 | Ratify Auditors | Management | Yes | For | For |
Edison International | EIX | 281020107 | 26-Apr-12 | Annual | 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Edison International | EIX | 281020107 | 26-Apr-12 | Annual | 15 | Require Independent Board Chairman | Share Holder | Yes | Against | Against |
HCA Holdings, Inc. | HCA | 40412C101 | 26-Apr-12 | Annual | 1.1 | Elect Director Richard M. Bracken | Management | Yes | For | For |
HCA Holdings, Inc. | HCA | 40412C101 | 26-Apr-12 | Annual | 1.2 | Elect Director R. Milton Johnson | Management | Yes | For | For |
HCA Holdings, Inc. | HCA | 40412C101 | 26-Apr-12 | Annual | 1.3 | Elect Director John P. Connaughton | Management | Yes | For | For |
HCA Holdings, Inc. | HCA | 40412C101 | 26-Apr-12 | Annual | 1.4 | Elect Director Kenneth W. Freeman | Management | Yes | For | For |
HCA Holdings, Inc. | HCA | 40412C101 | 26-Apr-12 | Annual | 1.5 | Elect Director Thomas F. Frist, III | Management | Yes | For | For |
HCA Holdings, Inc. | HCA | 40412C101 | 26-Apr-12 | Annual | 1.6 | Elect Director William R. Frist | Management | Yes | For | For |
HCA Holdings, Inc. | HCA | 40412C101 | 26-Apr-12 | Annual | 1.7 | Elect Director Christopher R. Gordon | Management | Yes | For | For |
HCA Holdings, Inc. | HCA | 40412C101 | 26-Apr-12 | Annual | 1.8 | Elect Director Jay O. Light | Management | Yes | For | For |
HCA Holdings, Inc. | HCA | 40412C101 | 26-Apr-12 | Annual | 1.9 | Elect Director Geoffrey G. Meyers | Management | Yes | For | For |
HCA Holdings, Inc. | HCA | 40412C101 | 26-Apr-12 | Annual | 1.10 | Elect Director Michael W. Michelson | Management | Yes | For | For |
HCA Holdings, Inc. | HCA | 40412C101 | 26-Apr-12 | Annual | 1.11 | Elect Director James C. Momtazee | Management | Yes | For | For |
HCA Holdings, Inc. | HCA | 40412C101 | 26-Apr-12 | Annual | 1.12 | Elect Director Stephen G. Pagliuca | Management | Yes | For | For |
HCA Holdings, Inc. | HCA | 40412C101 | 26-Apr-12 | Annual | 1.13 | Elect Director Wayne J. Riley, M.D. | Management | Yes | For | For |
HCA Holdings, Inc. | HCA | 40412C101 | 26-Apr-12 | Annual | 2 | Ratify Auditors | Management | Yes | For | For |
HCA Holdings, Inc. | HCA | 40412C101 | 26-Apr-12 | Annual | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
HCA Holdings, Inc. | HCA | 40412C101 | 26-Apr-12 | Annual | 4 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | One Year |
Life Technologies Corporation | LIFE | 53217V109 | 26-Apr-12 | Annual | 1 | Elect Director Donald W. Grimm | Management | Yes | For | For |
Life Technologies Corporation | LIFE | 53217V109 | 26-Apr-12 | Annual | 2 | Elect Director Ora H. Pescovitz | Management | Yes | For | For |
Life Technologies Corporation | LIFE | 53217V109 | 26-Apr-12 | Annual | 3 | Elect Director Per A. Peterson | Management | Yes | For | For |
Life Technologies Corporation | LIFE | 53217V109 | 26-Apr-12 | Annual | 4 | Ratify Auditors | Management | Yes | For | For |
Life Technologies Corporation | LIFE | 53217V109 | 26-Apr-12 | Annual | 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Snap-on Incorporated | SNA | 833034101 | 26-Apr-12 | Annual | 1 | Elect Director Karen L. Daniel | Management | Yes | For | For |
Snap-on Incorporated | SNA | 833034101 | 26-Apr-12 | Annual | 2 | Elect Director Nathan J. Jones | Management | Yes | For | For |
Snap-on Incorporated | SNA | 833034101 | 26-Apr-12 | Annual | 3 | Elect Director Henry W. Knueppel | Management | Yes | For | For |
Snap-on Incorporated | SNA | 833034101 | 26-Apr-12 | Annual | 4 | Ratify Auditors | Management | Yes | For | For |
Snap-on Incorporated | SNA | 833034101 | 26-Apr-12 | Annual | 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Snap-on Incorporated | SNA | 833034101 | 26-Apr-12 | Annual | 6 | Declassify the Board of Directors | Share Holder | Yes | For | Against |
XL Group plc | XL | G98290102 | 27-Apr-12 | Annual | 1 | Elect Ramani Ayer as Director | Management | Yes | For | For |
XL Group plc | XL | G98290102 | 27-Apr-12 | Annual | 2 | Elect Dale R. Comey as Director | Management | Yes | For | For |
XL Group plc | XL | G98290102 | 27-Apr-12 | Annual | 3 | Elect Robert R. Glauber as Director | Management | Yes | For | For |
XL Group plc | XL | G98290102 | 27-Apr-12 | Annual | 4 | Elect Suzanne B. Labarge as Director | Management | Yes | For | For |
XL Group plc | XL | G98290102 | 27-Apr-12 | Annual | 5 | Ratify Auditors | Management | Yes | For | For |
XL Group plc | XL | G98290102 | 27-Apr-12 | Annual | 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Apartment Investment and Management Company | AIV | 03748R101 | 30-Apr-12 | Annual | 1 | Elect Director James N. Bailey | Management | Yes | For | For |
Apartment Investment and Management Company | AIV | 03748R101 | 30-Apr-12 | Annual | 2 | Elect Director Terry Considine | Management | Yes | For | For |
Apartment Investment and Management Company | AIV | 03748R101 | 30-Apr-12 | Annual | 3 | Elect Director Thomas L. Keltner | Management | Yes | For | For |
Apartment Investment and Management Company | AIV | 03748R101 | 30-Apr-12 | Annual | 4 | Elect Director J. Landis Martin | Management | Yes | For | For |
Apartment Investment and Management Company | AIV | 03748R101 | 30-Apr-12 | Annual | 5 | Elect Director Robert A. Miller | Management | Yes | For | For |
Apartment Investment and Management Company | AIV | 03748R101 | 30-Apr-12 | Annual | 6 | Elect Director Kathleen M. Nelson | Management | Yes | For | For |
Apartment Investment and Management Company | AIV | 03748R101 | 30-Apr-12 | Annual | 7 | Elect Director Michael A. Stein | Management | Yes | For | For |
Apartment Investment and Management Company | AIV | 03748R101 | 30-Apr-12 | Annual | 8 | Ratify Auditors | Management | Yes | For | For |
Apartment Investment and Management Company | AIV | 03748R101 | 30-Apr-12 | Annual | 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Great Plains Energy Incorporated | GXP | 391164100 | 01-May-12 | Annual | 1.1 | Elect Director Terry Bassham | Management | Yes | For | For |
Great Plains Energy Incorporated | GXP | 391164100 | 01-May-12 | Annual | 1.2 | Elect Director David L. Bodde | Management | Yes | For | For |
Great Plains Energy Incorporated | GXP | 391164100 | 01-May-12 | Annual | 1.3 | Elect Director Michael J. Chesser | Management | Yes | For | For |
Great Plains Energy Incorporated | GXP | 391164100 | 01-May-12 | Annual | 1.4 | Elect Director Randall C. Ferguson, Jr. | Management | Yes | For | For |
Great Plains Energy Incorporated | GXP | 391164100 | 01-May-12 | Annual | 1.5 | Elect Director Gary D. Forsee | Management | Yes | For | For |
Great Plains Energy Incorporated | GXP | 391164100 | 01-May-12 | Annual | 1.6 | Elect Director Thomas D. Hyde | Management | Yes | For | For |
Great Plains Energy Incorporated | GXP | 391164100 | 01-May-12 | Annual | 1.7 | Elect Director James A. Mitchell | Management | Yes | For | For |
Great Plains Energy Incorporated | GXP | 391164100 | 01-May-12 | Annual | 1.8 | Elect Director John J. Sherman | Management | Yes | For | For |
Great Plains Energy Incorporated | GXP | 391164100 | 01-May-12 | Annual | 1.9 | Elect Director Linda H. Talbott | Management | Yes | For | For |
Great Plains Energy Incorporated | GXP | 391164100 | 01-May-12 | Annual | 1.10 | Elect Director Robert H. West | Management | Yes | For | For |
Great Plains Energy Incorporated | GXP | 391164100 | 01-May-12 | Annual | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Great Plains Energy Incorporated | GXP | 391164100 | 01-May-12 | Annual | 3 | Ratify Auditors | Management | Yes | For | For |
International Flavors & Fragrances Inc. | IFF | 459506101 | 01-May-12 | Annual | 1 | Elect Director Marcello Bottoli | Management | Yes | For | For |
International Flavors & Fragrances Inc. | IFF | 459506101 | 01-May-12 | Annual | 2 | Elect Director Linda B. Buck | Management | Yes | For | For |
International Flavors & Fragrances Inc. | IFF | 459506101 | 01-May-12 | Annual | 3 | Elect Director J. Michael Cook | Management | Yes | For | For |
International Flavors & Fragrances Inc. | IFF | 459506101 | 01-May-12 | Annual | 4 | Elect Director Roger W. Ferguson, Jr. | Management | Yes | For | For |
International Flavors & Fragrances Inc. | IFF | 459506101 | 01-May-12 | Annual | 5 | Elect Director Andreas Fibig | Management | Yes | For | For |
International Flavors & Fragrances Inc. | IFF | 459506101 | 01-May-12 | Annual | 6 | Elect Director Alexandra A. Herzan | Management | Yes | For | For |
International Flavors & Fragrances Inc. | IFF | 459506101 | 01-May-12 | Annual | 7 | Elect Director Henry W. Howell, Jr. | Management | Yes | For | For |
International Flavors & Fragrances Inc. | IFF | 459506101 | 01-May-12 | Annual | 8 | Elect Director Katherine M. Hudson | Management | Yes | For | For |
International Flavors & Fragrances Inc. | IFF | 459506101 | 01-May-12 | Annual | 9 | Elect Director Arthur C. Martinez | Management | Yes | For | For |
International Flavors & Fragrances Inc. | IFF | 459506101 | 01-May-12 | Annual | 10 | Elect Director Dale F. Morrison | Management | Yes | For | For |
International Flavors & Fragrances Inc. | IFF | 459506101 | 01-May-12 | Annual | 11 | Elect Director Douglas D. Tough | Management | Yes | For | For |
International Flavors & Fragrances Inc. | IFF | 459506101 | 01-May-12 | Annual | 12 | Ratify Auditors | Management | Yes | For | For |
International Flavors & Fragrances Inc. | IFF | 459506101 | 01-May-12 | Annual | 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Kimco Realty Corporation | KIM | 49446R109 | 01-May-12 | Annual | 1.1 | Elect Director Milton Cooper | Management | No | Do Not Vote | For |
Kimco Realty Corporation | KIM | 49446R109 | 01-May-12 | Annual | 1.2 | Elect Director Philip E. Coviello | Management | No | Do Not Vote | For |
Kimco Realty Corporation | KIM | 49446R109 | 01-May-12 | Annual | 1.3 | Elect Director Richard G. Dooley | Management | No | Do Not Vote | For |
Kimco Realty Corporation | KIM | 49446R109 | 01-May-12 | Annual | 1.4 | Elect Director Joe Grills | Management | No | Do Not Vote | For |
Kimco Realty Corporation | KIM | 49446R109 | 01-May-12 | Annual | 1.5 | Elect Director David B. Henry | Management | No | Do Not Vote | For |
Kimco Realty Corporation | KIM | 49446R109 | 01-May-12 | Annual | 1.6 | Elect Director F. Patrick Hughes | Management | No | Do Not Vote | For |
Kimco Realty Corporation | KIM | 49446R109 | 01-May-12 | Annual | 1.7 | Elect Director Frank Lourenso | Management | No | Do Not Vote | For |
Kimco Realty Corporation | KIM | 49446R109 | 01-May-12 | Annual | 1.8 | Elect Director Colombe M. Nicholas | Management | No | Do Not Vote | For |
Kimco Realty Corporation | KIM | 49446R109 | 01-May-12 | Annual | 1.9 | Elect Director Richard Saltzman | Management | No | Do Not Vote | For |
Kimco Realty Corporation | KIM | 49446R109 | 01-May-12 | Annual | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | No | Do Not Vote | For |
Kimco Realty Corporation | KIM | 49446R109 | 01-May-12 | Annual | 3 | Amend Omnibus Stock Plan | Management | No | Do Not Vote | For |
Kimco Realty Corporation | KIM | 49446R109 | 01-May-12 | Annual | 4 | Ratify Auditors | Management | No | Do Not Vote | For |
Kimco Realty Corporation | KIM | 49446R109 | 01-May-12 | Annual | 5 | Other Business | Management | No | Do Not Vote | For |
Laboratory Corporation of America Holdings | LH | 50540R409 | 01-May-12 | Annual | 1 | Elect Director David P. King | Management | Yes | For | For |
Laboratory Corporation of America Holdings | LH | 50540R409 | 01-May-12 | Annual | 2 | Elect Director Kerrii B. Anderson | Management | Yes | For | For |
Laboratory Corporation of America Holdings | LH | 50540R409 | 01-May-12 | Annual | 3 | Elect Director Jean-Luc Belingard | Management | Yes | For | For |
Laboratory Corporation of America Holdings | LH | 50540R409 | 01-May-12 | Annual | 4 | Elect Director N. Anthony Coles, Jr. | Management | Yes | For | For |
Laboratory Corporation of America Holdings | LH | 50540R409 | 01-May-12 | Annual | 5 | Elect Director Wendy E. Lane | Management | Yes | For | For |
Laboratory Corporation of America Holdings | LH | 50540R409 | 01-May-12 | Annual | 6 | Elect Director Thomas P. Mac Mahon | Management | Yes | For | For |
Laboratory Corporation of America Holdings | LH | 50540R409 | 01-May-12 | Annual | 7 | Elect Director Robert E. Mittelstaedt, Jr. | Management | Yes | For | For |
Laboratory Corporation of America Holdings | LH | 50540R409 | 01-May-12 | Annual | 8 | Elect Director Arthur H. Rubenstein | Management | Yes | For | For |
Laboratory Corporation of America Holdings | LH | 50540R409 | 01-May-12 | Annual | 9 | Elect Director M. Keith Weikel | Management | Yes | For | For |
Laboratory Corporation of America Holdings | LH | 50540R409 | 01-May-12 | Annual | 10 | Elect Director R. Sanders Williams | Management | Yes | For | For |
Laboratory Corporation of America Holdings | LH | 50540R409 | 01-May-12 | Annual | 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Laboratory Corporation of America Holdings | LH | 50540R409 | 01-May-12 | Annual | 12 | Approve Omnibus Stock Plan | Management | Yes | For | For |
Laboratory Corporation of America Holdings | LH | 50540R409 | 01-May-12 | Annual | 13 | Amend Qualified Employee Stock Purchase Plan | Management | Yes | For | For |
Laboratory Corporation of America Holdings | LH | 50540R409 | 01-May-12 | Annual | 14 | Ratify Auditors | Management | Yes | For | For |
Rovi Corporation | ROVI | 779376102 | 01-May-12 | Annual | 1.1 | Elect Director Thomas Carson | Management | Yes | For | For |
Rovi Corporation | ROVI | 779376102 | 01-May-12 | Annual | 1.2 | Elect Director Andrew K. Ludwick | Management | Yes | For | For |
Rovi Corporation | ROVI | 779376102 | 01-May-12 | Annual | 1.3 | Elect Director Alan L. Earhart | Management | Yes | For | For |
Rovi Corporation | ROVI | 779376102 | 01-May-12 | Annual | 1.4 | Elect Director James E. Meyer | Management | Yes | For | For |
Rovi Corporation | ROVI | 779376102 | 01-May-12 | Annual | 1.5 | Elect Director James P. O'Shaughnessy | Management | Yes | For | For |
Rovi Corporation | ROVI | 779376102 | 01-May-12 | Annual | 1.6 | Elect Director Ruthann Quindlen | Management | Yes | For | For |
Rovi Corporation | ROVI | 779376102 | 01-May-12 | Annual | 2 | Ratify Auditors | Management | Yes | For | For |
Rovi Corporation | ROVI | 779376102 | 01-May-12 | Annual | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Altera Corporation | ALTR | 021441100 | 08-May-12 | Annual | 1 | Elect Director John P. Daane | Management | Yes | For | For |
Altera Corporation | ALTR | 021441100 | 08-May-12 | Annual | 2 | Elect Director T. Michael Nevens | Management | Yes | For | For |
Altera Corporation | ALTR | 021441100 | 08-May-12 | Annual | 3 | Elect Director Elisha W. Finney | Management | Yes | For | For |
Altera Corporation | ALTR | 021441100 | 08-May-12 | Annual | 4 | Elect Director Kevin McGarity | Management | Yes | For | For |
Altera Corporation | ALTR | 021441100 | 08-May-12 | Annual | 5 | Elect Director Krish A. Prabhu | Management | Yes | For | For |
Altera Corporation | ALTR | 021441100 | 08-May-12 | Annual | 6 | Elect Director John Shoemaker | Management | Yes | For | For |
Altera Corporation | ALTR | 021441100 | 08-May-12 | Annual | 7 | Elect Director Thomas H. Waechter | Management | Yes | For | For |
Altera Corporation | ALTR | 021441100 | 08-May-12 | Annual | 8 | Elect Director Susan Wang | Management | Yes | For | For |
Altera Corporation | ALTR | 021441100 | 08-May-12 | Annual | 9 | Amend Omnibus Stock Plan | Management | Yes | For | For |
Altera Corporation | ALTR | 021441100 | 08-May-12 | Annual | 10 | Amend Omnibus Stock Plan | Management | Yes | For | For |
Altera Corporation | ALTR | 021441100 | 08-May-12 | Annual | 11 | Amend Qualified Employee Stock Purchase Plan | Management | Yes | For | For |
Altera Corporation | ALTR | 021441100 | 08-May-12 | Annual | 12 | Provide Right to Act by Written Consent | Management | Yes | For | For |
Altera Corporation | ALTR | 021441100 | 08-May-12 | Annual | 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Altera Corporation | ALTR | 021441100 | 08-May-12 | Annual | 14 | Ratify Auditors | Management | Yes | For | For |
Autoliv, Inc. | ALV | 052800109 | 08-May-12 | Annual | 1.1 | Elect Director Xiaozhi Liu | Management | No | Do Not Vote | For |
Autoliv, Inc. | ALV | 052800109 | 08-May-12 | Annual | 1.2 | Elect Director George A. Lorch | Management | No | Do Not Vote | For |
Autoliv, Inc. | ALV | 052800109 | 08-May-12 | Annual | 1.3 | Elect Director Kazuhiko Sakamoto | Management | No | Do Not Vote | For |
Autoliv, Inc. | ALV | 052800109 | 08-May-12 | Annual | 1.4 | Elect Director Wolfgang Ziebart | Management | No | Do Not Vote | For |
Autoliv, Inc. | ALV | 052800109 | 08-May-12 | Annual | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | No | Do Not Vote | For |
Autoliv, Inc. | ALV | 052800109 | 08-May-12 | Annual | 3 | Amend Omnibus Stock Plan | Management | No | Do Not Vote | For |
Autoliv, Inc. | ALV | 052800109 | 08-May-12 | Annual | 4 | Ratify Auditors | Management | No | Do Not Vote | For |
Packaging Corporation of America | PKG | 695156109 | 08-May-12 | Annual | 1.1 | Elect Director Cheryl K. Beebe | Management | Yes | For | For |
Packaging Corporation of America | PKG | 695156109 | 08-May-12 | Annual | 1.2 | Elect Director Hasan Jameel | Management | Yes | For | For |
Packaging Corporation of America | PKG | 695156109 | 08-May-12 | Annual | 1.3 | Elect Director Mark W. Kowlzan | Management | Yes | For | For |
Packaging Corporation of America | PKG | 695156109 | 08-May-12 | Annual | 1.4 | Elect Director Robert C. Lyons | Management | Yes | For | For |
Packaging Corporation of America | PKG | 695156109 | 08-May-12 | Annual | 1.5 | Elect Director Samuel M. Mencoff | Management | Yes | For | For |
Packaging Corporation of America | PKG | 695156109 | 08-May-12 | Annual | 1.6 | Elect Director Roger B. Porter | Management | Yes | For | For |
Packaging Corporation of America | PKG | 695156109 | 08-May-12 | Annual | 1.7 | Elect Director Thomas S. Souleles | Management | Yes | For | For |
Packaging Corporation of America | PKG | 695156109 | 08-May-12 | Annual | 1.8 | Elect Director Paul T. Stecko | Management | Yes | For | For |
Packaging Corporation of America | PKG | 695156109 | 08-May-12 | Annual | 1.9 | Elect Director James D. Woodrum | Management | Yes | For | For |
Packaging Corporation of America | PKG | 695156109 | 08-May-12 | Annual | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Packaging Corporation of America | PKG | 695156109 | 08-May-12 | Annual | 3 | Ratify Auditors | Management | Yes | For | For |
Warner Chilcott Public Limited Company | WCRX | G94368100 | 08-May-12 | Annual | 1 | Elect Director James H. Bloem | Management | Yes | For | For |
Warner Chilcott Public Limited Company | WCRX | G94368100 | 08-May-12 | Annual | 2 | Elect Director Roger M. Boissonneault | Management | Yes | For | For |
Warner Chilcott Public Limited Company | WCRX | G94368100 | 08-May-12 | Annual | 3 | Elect Director John A. King | Management | Yes | For | For |
Warner Chilcott Public Limited Company | WCRX | G94368100 | 08-May-12 | Annual | 4 | Elect Director Patrick J. O'Sullivan | Management | Yes | For | For |
Warner Chilcott Public Limited Company | WCRX | G94368100 | 08-May-12 | Annual | 5 | Ratify Auditors | Management | Yes | For | For |
Warner Chilcott Public Limited Company | WCRX | G94368100 | 08-May-12 | Annual | 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Host Hotels & Resorts, Inc. | HST | 44107P104 | 10-May-12 | Annual | 1 | Elect Director Robert M. Baylis | Management | No | Do Not Vote | For |
Host Hotels & Resorts, Inc. | HST | 44107P104 | 10-May-12 | Annual | 2 | Elect Director Terence C. Golden | Management | No | Do Not Vote | For |
Host Hotels & Resorts, Inc. | HST | 44107P104 | 10-May-12 | Annual | 3 | Elect Director Ann M. Korologos | Management | No | Do Not Vote | For |
Host Hotels & Resorts, Inc. | HST | 44107P104 | 10-May-12 | Annual | 4 | Elect Director Richard E. Marriott | Management | No | Do Not Vote | For |
Host Hotels & Resorts, Inc. | HST | 44107P104 | 10-May-12 | Annual | 5 | Elect Director John B. Morse, Jr. | Management | No | Do Not Vote | For |
Host Hotels & Resorts, Inc. | HST | 44107P104 | 10-May-12 | Annual | 6 | Elect Director Walter C. Rakowich | Management | No | Do Not Vote | For |
Host Hotels & Resorts, Inc. | HST | 44107P104 | 10-May-12 | Annual | 7 | Elect Director Gordon H. Smith | Management | No | Do Not Vote | For |
Host Hotels & Resorts, Inc. | HST | 44107P104 | 10-May-12 | Annual | 8 | Elect Director W. Edward Walter | Management | No | Do Not Vote | For |
Host Hotels & Resorts, Inc. | HST | 44107P104 | 10-May-12 | Annual | 9 | Ratify Auditors | Management | No | Do Not Vote | For |
Host Hotels & Resorts, Inc. | HST | 44107P104 | 10-May-12 | Annual | 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | No | Do Not Vote | For |
NV Energy, Inc. | NVE | 67073Y106 | 10-May-12 | Annual | 1 | Elect Director Joseph B. Anderson, Jr. | Management | Yes | For | For |
NV Energy, Inc. | NVE | 67073Y106 | 10-May-12 | Annual | 2 | Elect Director Glenn C. Christenson | Management | Yes | For | For |
NV Energy, Inc. | NVE | 67073Y106 | 10-May-12 | Annual | 3 | Elect Director Susan F. Clark | Management | Yes | For | For |
NV Energy, Inc. | NVE | 67073Y106 | 10-May-12 | Annual | 4 | Elect Director Stephen E. Frank | Management | Yes | For | For |
NV Energy, Inc. | NVE | 67073Y106 | 10-May-12 | Annual | 5 | Elect Director Brian J. Kennedy | Management | Yes | For | For |
NV Energy, Inc. | NVE | 67073Y106 | 10-May-12 | Annual | 6 | Elect Director Maureen T. Mullarkey | Management | Yes | For | For |
NV Energy, Inc. | NVE | 67073Y106 | 10-May-12 | Annual | 7 | Elect Director John F. O'Reilly | Management | Yes | For | For |
NV Energy, Inc. | NVE | 67073Y106 | 10-May-12 | Annual | 8 | Elect Director Philip G. Satre | Management | Yes | For | For |
NV Energy, Inc. | NVE | 67073Y106 | 10-May-12 | Annual | 9 | Elect Director Donald D. Snyder | Management | Yes | For | For |
NV Energy, Inc. | NVE | 67073Y106 | 10-May-12 | Annual | 10 | Elect Director Michael W. Yackira | Management | Yes | For | For |
NV Energy, Inc. | NVE | 67073Y106 | 10-May-12 | Annual | 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
NV Energy, Inc. | NVE | 67073Y106 | 10-May-12 | Annual | 12 | Amend Non-Employee Director Restricted Stock Plan | Management | Yes | For | For |
NV Energy, Inc. | NVE | 67073Y106 | 10-May-12 | Annual | 13 | Ratify Auditors | Management | Yes | For | For |
Discovery Communications, Inc. | DISCA | 25470F104 | 15-May-12 | Annual | 1.1 | Elect Director Robert R. Beck | Management | Yes | For | For |
Discovery Communications, Inc. | DISCA | 25470F104 | 15-May-12 | Annual | 1.2 | Elect Director J. David Wargo | Management | Yes | For | For |
Discovery Communications, Inc. | DISCA | 25470F104 | 15-May-12 | Annual | 2 | Ratify Auditors | Management | Yes | For | For |
Ingredion Inc. | CPO | 219023108 | 15-May-12 | Annual | 1.1 | Elect Director Richard J. Almeida | Management | Yes | For | For |
Ingredion Inc. | CPO | 219023108 | 15-May-12 | Annual | 1.2 | Elect Director Luis Aranguren-Trellez | Management | Yes | For | For |
Ingredion Inc. | CPO | 219023108 | 15-May-12 | Annual | 1.3 | Elect Director Paul Hanrahan | Management | Yes | For | For |
Ingredion Inc. | CPO | 219023108 | 15-May-12 | Annual | 1.4 | Elect Director Wayne M. Hewett | Management | Yes | For | For |
Ingredion Inc. | CPO | 219023108 | 15-May-12 | Annual | 1.5 | Elect Director Gregory B. Kenny | Management | Yes | For | For |
Ingredion Inc. | CPO | 219023108 | 15-May-12 | Annual | 1.6 | Elect Director James M. Ringler | Management | Yes | For | For |
Ingredion Inc. | CPO | 219023108 | 15-May-12 | Annual | 2 | Change Company Name | Management | Yes | For | For |
Ingredion Inc. | CPO | 219023108 | 15-May-12 | Annual | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Ingredion Inc. | CPO | 219023108 | 15-May-12 | Annual | 4 | Ratify Auditors | Management | Yes | For | For |
PPL Corporation | PPL | 69351T106 | 16-May-12 | Annual | 1.1 | Elect Director Frederick M. Bernthal | Management | No | Do Not Vote | For |
PPL Corporation | PPL | 69351T106 | 16-May-12 | Annual | 1.2 | Elect Director John W. Conway | Management | No | Do Not Vote | For |
PPL Corporation | PPL | 69351T106 | 16-May-12 | Annual | 1.3 | Elect Director Steven G. Elliott | Management | No | Do Not Vote | For |
PPL Corporation | PPL | 69351T106 | 16-May-12 | Annual | 1.4 | Elect Director Louise K. Goeser | Management | No | Do Not Vote | For |
PPL Corporation | PPL | 69351T106 | 16-May-12 | Annual | 1.5 | Elect Director Stuart E. Graham | Management | No | Do Not Vote | For |
PPL Corporation | PPL | 69351T106 | 16-May-12 | Annual | 1.6 | Elect Director Stuart Heydt | Management | No | Do Not Vote | For |
PPL Corporation | PPL | 69351T106 | 16-May-12 | Annual | 1.7 | Elect Director Raja Rajamannar | Management | No | Do Not Vote | For |
PPL Corporation | PPL | 69351T106 | 16-May-12 | Annual | 1.8 | Elect Director Craig A. Rogerson | Management | No | Do Not Vote | For |
PPL Corporation | PPL | 69351T106 | 16-May-12 | Annual | 1.9 | Elect Director William H. Spence | Management | No | Do Not Vote | For |
PPL Corporation | PPL | 69351T106 | 16-May-12 | Annual | 1.10 | Elect Director Natica von Althann | Management | No | Do Not Vote | For |
PPL Corporation | PPL | 69351T106 | 16-May-12 | Annual | 1.11 | Elect Director Keith W. Williamson | Management | No | Do Not Vote | For |
PPL Corporation | PPL | 69351T106 | 16-May-12 | Annual | 2 | Approve Omnibus Stock Plan | Management | No | Do Not Vote | For |
PPL Corporation | PPL | 69351T106 | 16-May-12 | Annual | 3 | Ratify Auditors | Management | No | Do Not Vote | For |
PPL Corporation | PPL | 69351T106 | 16-May-12 | Annual | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | No | Do Not Vote | For |
PPL Corporation | PPL | 69351T106 | 16-May-12 | Annual | 5 | Require a Majority Vote for the Election of Directors | Share Holder | No | Do Not Vote | Against |
Reinsurance Group of America, Incorporated | RGA | 759351604 | 16-May-12 | Annual | 1.1 | Elect Director Frederick J. Sievert | Management | Yes | For | For |
Reinsurance Group of America, Incorporated | RGA | 759351604 | 16-May-12 | Annual | 1.2 | Elect Director Stanley B. Tulin | Management | Yes | For | For |
Reinsurance Group of America, Incorporated | RGA | 759351604 | 16-May-12 | Annual | 1.3 | Elect Director A. Greig Woodring | Management | Yes | For | For |
Reinsurance Group of America, Incorporated | RGA | 759351604 | 16-May-12 | Annual | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Reinsurance Group of America, Incorporated | RGA | 759351604 | 16-May-12 | Annual | 3 | Ratify Auditors | Management | Yes | For | For |
Superior Energy Services, Inc. | SPN | 868157108 | 16-May-12 | Annual | 1.1 | Elect Director Harold J. Bouillion | Management | Yes | For | For |
Superior Energy Services, Inc. | SPN | 868157108 | 16-May-12 | Annual | 1.2 | Elect Director Enoch L. Dawkins | Management | Yes | For | For |
Superior Energy Services, Inc. | SPN | 868157108 | 16-May-12 | Annual | 1.3 | Elect Director David D. Dunlap | Management | Yes | For | For |
Superior Energy Services, Inc. | SPN | 868157108 | 16-May-12 | Annual | 1.4 | Elect Director James M. Funk | Management | Yes | For | For |
Superior Energy Services, Inc. | SPN | 868157108 | 16-May-12 | Annual | 1.5 | Elect Director Terence E. Hall | Management | Yes | For | For |
Superior Energy Services, Inc. | SPN | 868157108 | 16-May-12 | Annual | 1.6 | Elect Director Ernest E. 'Wyn' Howard, III | Management | Yes | For | For |
Superior Energy Services, Inc. | SPN | 868157108 | 16-May-12 | Annual | 1.7 | Elect Director Peter D. Kinnear | Management | Yes | For | For |
Superior Energy Services, Inc. | SPN | 868157108 | 16-May-12 | Annual | 1.8 | Elect Director Michael M. McShane | Management | Yes | For | For |
Superior Energy Services, Inc. | SPN | 868157108 | 16-May-12 | Annual | 1.9 | Elect Director W. Matt Ralls | Management | Yes | For | For |
Superior Energy Services, Inc. | SPN | 868157108 | 16-May-12 | Annual | 1.10 | Elect Director Justin L. Sullivan | Management | Yes | For | For |
Superior Energy Services, Inc. | SPN | 868157108 | 16-May-12 | Annual | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Superior Energy Services, Inc. | SPN | 868157108 | 16-May-12 | Annual | 3 | Ratify Auditors | Management | Yes | For | For |
Tenneco Inc. | TEN | 880349105 | 16-May-12 | Annual | 1 | Elect Director Dennis J. Letham | Management | Yes | For | For |
Tenneco Inc. | TEN | 880349105 | 16-May-12 | Annual | 2 | Elect Director Hari N. Nair | Management | Yes | For | For |
Tenneco Inc. | TEN | 880349105 | 16-May-12 | Annual | 3 | Elect Director Roger B. Porter | Management | Yes | For | For |
Tenneco Inc. | TEN | 880349105 | 16-May-12 | Annual | 4 | Elect Director David B. Price, Jr. | Management | Yes | For | For |
Tenneco Inc. | TEN | 880349105 | 16-May-12 | Annual | 5 | Elect Director Gregg M. Sherrill | Management | Yes | For | For |
Tenneco Inc. | TEN | 880349105 | 16-May-12 | Annual | 6 | Elect Director Paul T. Stecko | Management | Yes | For | For |
Tenneco Inc. | TEN | 880349105 | 16-May-12 | Annual | 7 | Elect Director Mitsunobu Takeuchi | Management | Yes | For | For |
Tenneco Inc. | TEN | 880349105 | 16-May-12 | Annual | 8 | Elect Director Jane L. Warner | Management | Yes | For | For |
Tenneco Inc. | TEN | 880349105 | 16-May-12 | Annual | 9 | Ratify Auditors | Management | Yes | For | For |
Tenneco Inc. | TEN | 880349105 | 16-May-12 | Annual | 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Verisk Analytics, Inc. | VRSK | 92345Y106 | 16-May-12 | Annual | 1.1 | Elect Director J. Hyatt Brown | Management | No | Do Not Vote | For |
Verisk Analytics, Inc. | VRSK | 92345Y106 | 16-May-12 | Annual | 1.2 | Elect Director Glen A. Dell | Management | No | Do Not Vote | For |
Verisk Analytics, Inc. | VRSK | 92345Y106 | 16-May-12 | Annual | 1.3 | Elect Director Samuel G. Liss | Management | No | Do Not Vote | For |
Verisk Analytics, Inc. | VRSK | 92345Y106 | 16-May-12 | Annual | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | No | Do Not Vote | For |
Verisk Analytics, Inc. | VRSK | 92345Y106 | 16-May-12 | Annual | 3 | Approve Qualified Employee Stock Purchase Plan | Management | No | Do Not Vote | For |
Verisk Analytics, Inc. | VRSK | 92345Y106 | 16-May-12 | Annual | 4 | Ratify Auditors | Management | No | Do Not Vote | For |
Flowserve Corporation | FLS | 34354P105 | 17-May-12 | Annual | 1.1 | Elect Director Mark A. Blinn | Management | Yes | For | For |
Flowserve Corporation | FLS | 34354P105 | 17-May-12 | Annual | 1.2 | Elect Director Roger L. Fix | Management | Yes | For | For |
Flowserve Corporation | FLS | 34354P105 | 17-May-12 | Annual | 1.3 | Elect Director David E. Roberts | Management | Yes | For | For |
Flowserve Corporation | FLS | 34354P105 | 17-May-12 | Annual | 1.4 | Elect Director James O. Rollans | Management | Yes | For | For |
Flowserve Corporation | FLS | 34354P105 | 17-May-12 | Annual | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Flowserve Corporation | FLS | 34354P105 | 17-May-12 | Annual | 3 | Declassify the Board of Directors | Management | Yes | For | For |
Flowserve Corporation | FLS | 34354P105 | 17-May-12 | Annual | 4 | Provide Right to Call Special Meeting | Management | Yes | For | For |
Flowserve Corporation | FLS | 34354P105 | 17-May-12 | Annual | 5 | Ratify Auditors | Management | Yes | For | For |
Hasbro, Inc. | HAS | 418056107 | 17-May-12 | Annual | 1.1 | Elect Director Basil L. Anderson | Management | Yes | For | For |
Hasbro, Inc. | HAS | 418056107 | 17-May-12 | Annual | 1.2 | Elect Director Alan R. Batkin | Management | Yes | For | For |
Hasbro, Inc. | HAS | 418056107 | 17-May-12 | Annual | 1.3 | Elect Director Frank J. Biondi, Jr. | Management | Yes | For | For |
Hasbro, Inc. | HAS | 418056107 | 17-May-12 | Annual | 1.4 | Elect Director Kenneth A. Bronfin | Management | Yes | For | For |
Hasbro, Inc. | HAS | 418056107 | 17-May-12 | Annual | 1.5 | Elect Director John M. Connors, Jr. | Management | Yes | For | For |
Hasbro, Inc. | HAS | 418056107 | 17-May-12 | Annual | 1.6 | Elect Director Michael W.O. Garrett | Management | Yes | For | For |
Hasbro, Inc. | HAS | 418056107 | 17-May-12 | Annual | 1.7 | Elect Director Lisa Gersh | Management | Yes | For | For |
Hasbro, Inc. | HAS | 418056107 | 17-May-12 | Annual | 1.8 | Elect Director Brian D. Goldner | Management | Yes | For | For |
Hasbro, Inc. | HAS | 418056107 | 17-May-12 | Annual | 1.9 | Elect Director Jack M. Greenberg | Management | Yes | For | For |
Hasbro, Inc. | HAS | 418056107 | 17-May-12 | Annual | 1.10 | Elect Director Alan G. Hassenfeld | Management | Yes | For | For |
Hasbro, Inc. | HAS | 418056107 | 17-May-12 | Annual | 1.11 | Elect Director Tracy A. Leinbach | Management | Yes | For | For |
Hasbro, Inc. | HAS | 418056107 | 17-May-12 | Annual | 1.12 | Elect Director Edward M. Philip | Management | Yes | For | For |
Hasbro, Inc. | HAS | 418056107 | 17-May-12 | Annual | 1.13 | Elect Director Alfred J. Verrecchia | Management | Yes | For | For |
Hasbro, Inc. | HAS | 418056107 | 17-May-12 | Annual | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Hasbro, Inc. | HAS | 418056107 | 17-May-12 | Annual | 3 | Ratify Auditors | Management | Yes | For | For |
Jarden Corporation | JAH | 471109108 | 17-May-12 | Annual | 1.1 | Elect Director Martin E. Franklin | Management | Yes | For | For |
Jarden Corporation | JAH | 471109108 | 17-May-12 | Annual | 1.2 | Elect Director James E. Lillie | Management | Yes | For | For |
Jarden Corporation | JAH | 471109108 | 17-May-12 | Annual | 1.3 | Elect Director Michael S. Gross | Management | Yes | For | For |
Jarden Corporation | JAH | 471109108 | 17-May-12 | Annual | 2 | Ratify Auditors | Management | Yes | For | For |
Jarden Corporation | JAH | 471109108 | 17-May-12 | Annual | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Lorillard, Inc. | LO | 544147101 | 17-May-12 | Annual | 1.1 | Elect Director Robert C. Almon | Management | Yes | For | For |
Lorillard, Inc. | LO | 544147101 | 17-May-12 | Annual | 1.2 | Elect Director Kit D. Dietz | Management | Yes | For | For |
Lorillard, Inc. | LO | 544147101 | 17-May-12 | Annual | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Lorillard, Inc. | LO | 544147101 | 17-May-12 | Annual | 3 | Approve Nonqualified Employee Stock Purchase Plan | Management | Yes | For | For |
Lorillard, Inc. | LO | 544147101 | 17-May-12 | Annual | 4 | Ratify Auditors | Management | Yes | For | For |
Lorillard, Inc. | LO | 544147101 | 17-May-12 | Annual | 5 | Declassify the Board of Directors | Share Holder | Yes | For | None |
Lorillard, Inc. | LO | 544147101 | 17-May-12 | Annual | 6 | Report on Political Contributions | Share Holder | Yes | Against | Against |
Pioneer Natural Resources Company | PXD | 723787107 | 17-May-12 | Annual | 1 | Elect Director Thomas D. Arthur | Management | Yes | For | For |
Pioneer Natural Resources Company | PXD | 723787107 | 17-May-12 | Annual | 2 | Elect Director Andrew F. Cates | Management | Yes | For | For |
Pioneer Natural Resources Company | PXD | 723787107 | 17-May-12 | Annual | 3 | Elect Director Scott J. Reiman | Management | Yes | For | For |
Pioneer Natural Resources Company | PXD | 723787107 | 17-May-12 | Annual | 4 | Elect Director Scott D. Sheffield | Management | Yes | For | For |
Pioneer Natural Resources Company | PXD | 723787107 | 17-May-12 | Annual | 5 | Declassify the Board of Directors | Management | Yes | For | For |
Pioneer Natural Resources Company | PXD | 723787107 | 17-May-12 | Annual | 6 | Amend Qualified Employee Stock Purchase Plan | Management | Yes | For | For |
Pioneer Natural Resources Company | PXD | 723787107 | 17-May-12 | Annual | 7 | Ratify Auditors | Management | Yes | For | For |
Pioneer Natural Resources Company | PXD | 723787107 | 17-May-12 | Annual | 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Pioneer Natural Resources Company | PXD | 723787107 | 17-May-12 | Annual | 9 | Require Independent Board Chairman | Share Holder | Yes | Against | Against |
CMS Energy Corporation | CMS | 125896100 | 18-May-12 | Annual | 1 | Elect Director Merribel S. Ayres | Management | Yes | For | For |
CMS Energy Corporation | CMS | 125896100 | 18-May-12 | Annual | 2 | Elect Director Jon E. Barfield | Management | Yes | For | For |
CMS Energy Corporation | CMS | 125896100 | 18-May-12 | Annual | 3 | Elect Director Stephen E. Ewing | Management | Yes | For | For |
CMS Energy Corporation | CMS | 125896100 | 18-May-12 | Annual | 4 | Elect Director Richard M. Gabrys | Management | Yes | For | For |
CMS Energy Corporation | CMS | 125896100 | 18-May-12 | Annual | 5 | Elect Director David W. Joos | Management | Yes | For | For |
CMS Energy Corporation | CMS | 125896100 | 18-May-12 | Annual | 6 | Elect Director Philip R. Lochner, Jr. | Management | Yes | For | For |
CMS Energy Corporation | CMS | 125896100 | 18-May-12 | Annual | 7 | Elect Director Michael T. Monahan | Management | Yes | For | For |
CMS Energy Corporation | CMS | 125896100 | 18-May-12 | Annual | 8 | Elect Director John G. Russell | Management | Yes | For | For |
CMS Energy Corporation | CMS | 125896100 | 18-May-12 | Annual | 9 | Elect Director Kenneth L. Way | Management | Yes | For | For |
CMS Energy Corporation | CMS | 125896100 | 18-May-12 | Annual | 10 | Elect Director John B. Yasinsky | Management | Yes | For | For |
CMS Energy Corporation | CMS | 125896100 | 18-May-12 | Annual | 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
CMS Energy Corporation | CMS | 125896100 | 18-May-12 | Annual | 12 | Ratify Auditors | Management | Yes | For | For |
Big Lots, Inc. | BIG | 089302103 | 23-May-12 | Annual | 1.1 | Elect Director Jeffrey P. Berger | Management | Yes | For | For |
Big Lots, Inc. | BIG | 089302103 | 23-May-12 | Annual | 1.2 | Elect Director James R. Chambers | Management | Yes | For | For |
Big Lots, Inc. | BIG | 089302103 | 23-May-12 | Annual | 1.3 | Elect Director Steven S. Fishman | Management | Yes | For | For |
Big Lots, Inc. | BIG | 089302103 | 23-May-12 | Annual | 1.4 | Elect Director Peter J. Hayes | Management | Yes | For | For |
Big Lots, Inc. | BIG | 089302103 | 23-May-12 | Annual | 1.5 | Elect Director Brenda J. Lauderback | Management | Yes | For | For |
Big Lots, Inc. | BIG | 089302103 | 23-May-12 | Annual | 1.6 | Elect Director Philip E. Mallott | Management | Yes | For | For |
Big Lots, Inc. | BIG | 089302103 | 23-May-12 | Annual | 1.7 | Elect Director Russell Solt | Management | Yes | For | For |
Big Lots, Inc. | BIG | 089302103 | 23-May-12 | Annual | 1.8 | Elect Director James R. Tener | Management | Yes | For | For |
Big Lots, Inc. | BIG | 089302103 | 23-May-12 | Annual | 1.9 | Elect Director Dennis B. Tishkoff | Management | Yes | For | For |
Big Lots, Inc. | BIG | 089302103 | 23-May-12 | Annual | 2 | Approve Omnibus Stock Plan | Management | Yes | For | For |
Big Lots, Inc. | BIG | 089302103 | 23-May-12 | Annual | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | Against | For |
Big Lots, Inc. | BIG | 089302103 | 23-May-12 | Annual | 4 | Ratify Auditors | Management | Yes | For | For |
Fiserv, Inc. | FISV | 337738108 | 23-May-12 | Annual | 1.1 | Elect Director Daniel P. Kearney | Management | Yes | For | For |
Fiserv, Inc. | FISV | 337738108 | 23-May-12 | Annual | 1.2 | Elect Director Jeffery W. Yabuki | Management | Yes | For | For |
Fiserv, Inc. | FISV | 337738108 | 23-May-12 | Annual | 2 | Declassify the Board of Directors | Management | Yes | For | For |
Fiserv, Inc. | FISV | 337738108 | 23-May-12 | Annual | 3 | Amend Omnibus Stock Plan | Management | Yes | For | For |
Fiserv, Inc. | FISV | 337738108 | 23-May-12 | Annual | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Fiserv, Inc. | FISV | 337738108 | 23-May-12 | Annual | 5 | Ratify Auditors | Management | Yes | For | For |
SEI Investments Company | SEIC | 784117103 | 23-May-12 | Annual | 1 | Elect Director Richard B. Lieb | Management | Yes | For | For |
SEI Investments Company | SEIC | 784117103 | 23-May-12 | Annual | 2 | Elect Director Carmen V. Romeo | Management | Yes | For | For |
SEI Investments Company | SEIC | 784117103 | 23-May-12 | Annual | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
SEI Investments Company | SEIC | 784117103 | 23-May-12 | Annual | 4 | Ratify Auditors | Management | Yes | For | For |
WESCO International, Inc. | WCC | 95082P105 | 23-May-12 | Annual | 1.1 | Elect Director John J. Engel | Management | Yes | For | For |
WESCO International, Inc. | WCC | 95082P105 | 23-May-12 | Annual | 1.2 | Elect Director Steven A. Raymund | Management | Yes | For | For |
WESCO International, Inc. | WCC | 95082P105 | 23-May-12 | Annual | 1.3 | Elect Director Lynn M. Utter | Management | Yes | For | For |
WESCO International, Inc. | WCC | 95082P105 | 23-May-12 | Annual | 1.4 | Elect Director William J. Vareschi, Jr. | Management | Yes | For | For |
WESCO International, Inc. | WCC | 95082P105 | 23-May-12 | Annual | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
WESCO International, Inc. | WCC | 95082P105 | 23-May-12 | Annual | 3 | Ratify Auditors | Management | Yes | For | For |
WABCO Holdings Inc. | WBC | 92927K102 | 25-May-12 | Annual | 1.1 | Elect Director Michael T. Smith | Management | Yes | For | For |
WABCO Holdings Inc. | WBC | 92927K102 | 25-May-12 | Annual | 1.2 | Elect Director John F. Fiedler | Management | Yes | For | For |
WABCO Holdings Inc. | WBC | 92927K102 | 25-May-12 | Annual | 1.3 | Elect Director Jean-Paul L. Montupet | Management | Yes | For | For |
WABCO Holdings Inc. | WBC | 92927K102 | 25-May-12 | Annual | 2 | Ratify Auditors | Management | Yes | For | For |
WABCO Holdings Inc. | WBC | 92927K102 | 25-May-12 | Annual | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Valeant Pharmaceuticals International, Inc. | VRX | 91911K102 | 30-May-12 | Annual | 1.1 | Elect Director Ronald H. Farmer | Management | Yes | For | For |
Valeant Pharmaceuticals International, Inc. | VRX | 91911K102 | 30-May-12 | Annual | 1.2 | Elect Director Robert A. Ingram | Management | Yes | For | For |
Valeant Pharmaceuticals International, Inc. | VRX | 91911K102 | 30-May-12 | Annual | 1.3 | Elect Director Theo Melas-Kyriazi | Management | Yes | For | For |
Valeant Pharmaceuticals International, Inc. | VRX | 91911K102 | 30-May-12 | Annual | 1.4 | Elect Director G. Mason Morfit | Management | Yes | For | For |
Valeant Pharmaceuticals International, Inc. | VRX | 91911K102 | 30-May-12 | Annual | 1.5 | Elect Director Laurence E. Paul | Management | Yes | For | For |
Valeant Pharmaceuticals International, Inc. | VRX | 91911K102 | 30-May-12 | Annual | 1.6 | Elect Director J. Michael Pearson | Management | Yes | For | For |
Valeant Pharmaceuticals International, Inc. | VRX | 91911K102 | 30-May-12 | Annual | 1.7 | Elect Director Robert N. Power | Management | Yes | For | For |
Valeant Pharmaceuticals International, Inc. | VRX | 91911K102 | 30-May-12 | Annual | 1.8 | Elect Director Norma A. Provencio | Management | Yes | For | For |
Valeant Pharmaceuticals International, Inc. | VRX | 91911K102 | 30-May-12 | Annual | 1.9 | Elect Director Lloyd M. Segal | Management | Yes | For | For |
Valeant Pharmaceuticals International, Inc. | VRX | 91911K102 | 30-May-12 | Annual | 1.10 | Elect Director Katharine B. Stevenson | Management | Yes | For | For |
Valeant Pharmaceuticals International, Inc. | VRX | 91911K102 | 30-May-12 | Annual | 2 | Advisory Vote on Executive Compensation Approach | Management | Yes | For | For |
Valeant Pharmaceuticals International, Inc. | VRX | 91911K102 | 30-May-12 | Annual | 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For |
Digital River, Inc. | DRIV | 25388B104 | 31-May-12 | Annual | 1.1 | Elect Director Alfred F. Castino | Management | Yes | For | For |
Digital River, Inc. | DRIV | 25388B104 | 31-May-12 | Annual | 1.2 | Elect Director Douglas M. Steenland | Management | Yes | For | For |
Digital River, Inc. | DRIV | 25388B104 | 31-May-12 | Annual | 1.3 | Elect Director Timothy J. Pawlenty | Management | Yes | For | For |
Digital River, Inc. | DRIV | 25388B104 | 31-May-12 | Annual | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Digital River, Inc. | DRIV | 25388B104 | 31-May-12 | Annual | 3 | Ratify Auditors | Management | Yes | For | For |
Ares Capital Corporation | ARCC | 04010L103 | 04-Jun-12 | Annual | 1.1 | Elect Director Gregory W. Penske | Management | Yes | For | For |
Ares Capital Corporation | ARCC | 04010L103 | 04-Jun-12 | Annual | 1.2 | Elect Director Robert L. Rosen | Management | Yes | For | For |
Ares Capital Corporation | ARCC | 04010L103 | 04-Jun-12 | Annual | 1.3 | Elect Director Bennett Rosenthal | Management | Yes | For | For |
Ares Capital Corporation | ARCC | 04010L103 | 04-Jun-12 | Annual | 2 | Ratify Auditors | Management | Yes | For | For |
Ares Capital Corporation | ARCC | 04010L103 | 04-Jun-12 | Annual | 3 | Approve Issuance of Shares Below Net Asset Value (NAV) | Management | Yes | For | For |
Delphi Automotive PLC | DLPH | G27823106 | 14-Jun-12 | Annual | 1 | Reelect Gary Cowger as a Director | Management | Yes | For | For |
Delphi Automotive PLC | DLPH | G27823106 | 14-Jun-12 | Annual | 2 | Reelect Nicholas Donofrio as a Director | Management | Yes | For | For |
Delphi Automotive PLC | DLPH | G27823106 | 14-Jun-12 | Annual | 3 | Reelect Mark Frissora as a Director | Management | Yes | For | For |
Delphi Automotive PLC | DLPH | G27823106 | 14-Jun-12 | Annual | 4 | Reelect Rajiv Gupta as a Director | Management | Yes | For | For |
Delphi Automotive PLC | DLPH | G27823106 | 14-Jun-12 | Annual | 5 | Reelect John Krol as a Director | Management | Yes | For | For |
Delphi Automotive PLC | DLPH | G27823106 | 14-Jun-12 | Annual | 6 | Reelect Randall MacDonald as a Director | Management | Yes | For | For |
Delphi Automotive PLC | DLPH | G27823106 | 14-Jun-12 | Annual | 7 | Reelect Sean Mahoney as a Director | Management | Yes | For | For |
Delphi Automotive PLC | DLPH | G27823106 | 14-Jun-12 | Annual | 8 | Reelect Michael McNamara as a Director | Management | Yes | For | For |
Delphi Automotive PLC | DLPH | G27823106 | 14-Jun-12 | Annual | 9 | Reelect Rodney O'Neal as a Director | Management | Yes | For | For |
Delphi Automotive PLC | DLPH | G27823106 | 14-Jun-12 | Annual | 10 | Reelect Thomas Sidlik as a Director | Management | Yes | For | For |
Delphi Automotive PLC | DLPH | G27823106 | 14-Jun-12 | Annual | 11 | Reelect Bernd Wiedemann as a Director | Management | Yes | For | For |
Delphi Automotive PLC | DLPH | G27823106 | 14-Jun-12 | Annual | 12 | Reelect Lawrence Zimmerman as a Director | Management | Yes | For | For |
Delphi Automotive PLC | DLPH | G27823106 | 14-Jun-12 | Annual | 13 | Ratify Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For |
Delphi Automotive PLC | DLPH | G27823106 | 14-Jun-12 | Annual | 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Delphi Automotive PLC | DLPH | G27823106 | 14-Jun-12 | Annual | 15 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | One Year |
Allscripts Healthcare Solutions, Inc. | MDRX | 01988P108 | 15-Jun-12 | Annual | 1.1 | Elect Director Paul M. Black | Management | Yes | For | For |
Allscripts Healthcare Solutions, Inc. | MDRX | 01988P108 | 15-Jun-12 | Annual | 1.2 | Elect Director Dennis H. Chookaszian | Management | Yes | For | For |
Allscripts Healthcare Solutions, Inc. | MDRX | 01988P108 | 15-Jun-12 | Annual | 1.3 | Elect Director Robert J. Cindrich | Management | Yes | For | For |
Allscripts Healthcare Solutions, Inc. | MDRX | 01988P108 | 15-Jun-12 | Annual | 1.5 | Elect Director Philip D. Green | Management | Yes | For | For |
Allscripts Healthcare Solutions, Inc. | MDRX | 01988P108 | 15-Jun-12 | Annual | 1.6 | Elect Director Michael J. Kluger | Management | Yes | For | For |
Allscripts Healthcare Solutions, Inc. | MDRX | 01988P108 | 15-Jun-12 | Annual | 1.7 | Elect Director Glen E. Tullman | Management | Yes | For | For |
Allscripts Healthcare Solutions, Inc. | MDRX | 01988P108 | 15-Jun-12 | Annual | 1.8 | Elect Director Stuart L. Bascomb | Management | Yes | For | For |
Allscripts Healthcare Solutions, Inc. | MDRX | 01988P108 | 15-Jun-12 | Annual | 1.9 | Elect Director David D. Stevens | Management | Yes | For | For |
Allscripts Healthcare Solutions, Inc. | MDRX | 01988P108 | 15-Jun-12 | Annual | 1.10 | Elect Director Ralph H. 'Randy' Thurman | Management | Yes | For | For |
Allscripts Healthcare Solutions, Inc. | MDRX | 01988P108 | 15-Jun-12 | Annual | 2 | Amend Qualified Employee Stock Purchase Plan | Management | Yes | For | For |
Allscripts Healthcare Solutions, Inc. | MDRX | 01988P108 | 15-Jun-12 | Annual | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Allscripts Healthcare Solutions, Inc. | MDRX | 01988P108 | 15-Jun-12 | Annual | 4 | Ratify Auditors | Management | Yes | For | For |
Signet Jewelers Limited | SIG | G81276100 | 15-Jun-12 | Annual | 1 | Elect H. Todd Stitzer as Director | Management | Yes | For | For |
Signet Jewelers Limited | SIG | G81276100 | 15-Jun-12 | Annual | 2 | Elect Robert Blanchard as Director | Management | Yes | For | For |
Signet Jewelers Limited | SIG | G81276100 | 15-Jun-12 | Annual | 3 | Elect Dale Hilpert as Director | Management | Yes | For | For |
Signet Jewelers Limited | SIG | G81276100 | 15-Jun-12 | Annual | 4 | Elect Marianne Parrs as Director | Management | Yes | For | For |
Signet Jewelers Limited | SIG | G81276100 | 15-Jun-12 | Annual | 5 | Elect Thomas Plaskett as Director | Management | Yes | For | For |
Signet Jewelers Limited | SIG | G81276100 | 15-Jun-12 | Annual | 6 | Elect Russell Walls as Director | Management | Yes | For | For |
Signet Jewelers Limited | SIG | G81276100 | 15-Jun-12 | Annual | 7 | Elect Michael W. Barnes as Director | Management | Yes | For | For |
Signet Jewelers Limited | SIG | G81276100 | 15-Jun-12 | Annual | 8 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For |
Signet Jewelers Limited | SIG | G81276100 | 15-Jun-12 | Annual | 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
SL Green Realty Corp. | SLG | 78440X101 | 19-Jun-12 | Annual | 1.1 | Elect Director John H. Alschuler, Jr. | Management | Yes | For | For |
SL Green Realty Corp. | SLG | 78440X101 | 19-Jun-12 | Annual | 1.2 | Elect Director Stephen L. Green | Management | Yes | For | For |
SL Green Realty Corp. | SLG | 78440X101 | 19-Jun-12 | Annual | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
SL Green Realty Corp. | SLG | 78440X101 | 19-Jun-12 | Annual | 3 | Ratify Auditors | Management | Yes | For | For |
PVH CORP. | PVH | 693656100 | 21-Jun-12 | Annual | 1 | Elect Director Mary Baglivo | Management | Yes | For | For |
PVH CORP. | PVH | 693656100 | 21-Jun-12 | Annual | 2 | Elect Director Emanuel Chirico | Management | Yes | For | For |
PVH CORP. | PVH | 693656100 | 21-Jun-12 | Annual | 3 | Elect Director Juan R. Figuereo | Management | Yes | For | For |
PVH CORP. | PVH | 693656100 | 21-Jun-12 | Annual | 4 | Elect Director Joseph B. Fuller | Management | Yes | For | For |
PVH CORP. | PVH | 693656100 | 21-Jun-12 | Annual | 5 | Elect Director Fred Gehring | Management | Yes | For | For |
PVH CORP. | PVH | 693656100 | 21-Jun-12 | Annual | 6 | Elect Director Margaret L. Jenkins | Management | Yes | For | For |
PVH CORP. | PVH | 693656100 | 21-Jun-12 | Annual | 7 | Elect Director David A. Landau | Management | Yes | For | For |
PVH CORP. | PVH | 693656100 | 21-Jun-12 | Annual | 8 | Elect Director Bruce Maggin | Management | Yes | For | For |
PVH CORP. | PVH | 693656100 | 21-Jun-12 | Annual | 9 | Elect Director V. James Marino | Management | Yes | For | For |
PVH CORP. | PVH | 693656100 | 21-Jun-12 | Annual | 10 | Elect Director Henry Nasella | Management | Yes | For | For |
PVH CORP. | PVH | 693656100 | 21-Jun-12 | Annual | 11 | Elect Director Rita M. Rodriguez | Management | Yes | For | For |
PVH CORP. | PVH | 693656100 | 21-Jun-12 | Annual | 12 | Elect Director Craig Rydin | Management | Yes | For | For |
PVH CORP. | PVH | 693656100 | 21-Jun-12 | Annual | 13 | Amend Omnibus Stock Plan | Management | Yes | For | For |
PVH CORP. | PVH | 693656100 | 21-Jun-12 | Annual | 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
PVH CORP. | PVH | 693656100 | 21-Jun-12 | Annual | 15 | Ratify Auditors | Management | Yes | For | For |
* A "do not vote" instruction was made to ISS for proxies which the fund no longer held shares of the securities on the Meeting Date.
| | | | | | | | | | | | |
Registrant: Saratoga Advantage Trust - Small Capitalization Portfolio Item 1, Exhibit G |
Investment Company Act file number: 811-08542 |
Reporting Period: July 1, 2011 through June 30, 2012 |
| Investment Company Report |
| | FINISH LINE, INC. |
| | Security | 317923100 | | Meeting Type | Annual |
| | Ticker Symbol | FINL | | Meeting Date | 21-Jul-2011 |
| | ISIN | US3179231002 | | Agenda | 933483353 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against Management | |
| | 01 | DIRECTOR | Management | | | | |
| | | | 1 | GLENN S. LYON | | For | For | |
| | | | 2 | DOLORES A. KUNDA | | For | For | |
| | | | 3 | MARK S. LANDAU | | For | For | |
| | 02 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY'S FISCAL YEAR ENDING MARCH 3, 2012. | Management | For | | For | |
| | 03 | TO APPROVE A NON-BINDING ADVISORY RESOLUTION RELATING TO THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | | For | |
| | 04 | TO CONDUCT A NON-BINDING ADVISORY VOTE RELATING TO THE FREQUENCY (EVERY ONE, TWO, OR THREE YEARS) OF THE NON-BINDING SHAREHOLDER VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | 3 Years | | For | |
| | BRISTOW GROUP INC. |
| | Security | 110394103 | | Meeting Type | Annual |
| | Ticker Symbol | BRS | | Meeting Date | 03-Aug-2011 |
| | ISIN | US1103941035 | | Agenda | 933482894 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against Management | |
| | 01 | DIRECTOR | Management | | | | |
| | | | 1 | THOMAS N. AMONETT | | For | For | |
| | | | 2 | STEPHEN J. CANNON | | For | For | |
| | | | 3 | WILLIAM E. CHILES | | For | For | |
| | | | 4 | MICHAEL A. FLICK | | For | For | |
| | | | 5 | IAN A. GODDEN | | For | For | |
| | | | 6 | STEPHEN A. KING | | For | For | |
| | | | 7 | THOMAS C. KNUDSON | | For | For | |
| | | | 8 | JOHN M. MAY | | For | For | |
| | | | 9 | BRUCE H. STOVER | | For | For | |
| | | | 10 | KEN C. TAMBLYN | | For | For | |
| | 02 | APPROVAL OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | | For | |
| | 03 | ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | | For | |
| | 04 | APPROVAL AND RATIFICATION OF THE SELECTION OF KPMG LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING MARCH 31, 2012. | Management | For | | For | |
| | NETSCOUT SYSTEMS, INC. |
| | Security | 64115T104 | | Meeting Type | Annual |
| | Ticker Symbol | NTCT | | Meeting Date | 07-Sep-2011 |
| | ISIN | US64115T1043 | | Agenda | 933489761 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against Management | |
| | 01 | DIRECTOR | Management | | | | |
| | | | 1 | JOSEPH G. HADZIMA, JR. | | For | For | |
| | | | 2 | STEPHEN G. PEARSE | | For | For | |
| | 02 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP TO SERVE AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2012. | Management | For | | For | |
| | 03 | TO APPROVE CERTAIN AMENDMENTS TO, AND THE INCREASE OF 8,000,000 SHARES AUTHORIZED FOR ISSUANCE UNDER, THE NETSCOUT SYSTEMS, INC. 2007 EQUITY INCENTIVE PLAN. | Management | For | | For | |
| | 04 | TO APPROVE OUR 2011 EMPLOYEE STOCK PURCHASE PLAN. | Management | For | | For | |
| | 05 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THIS PROXY STATEMENT IN ACCORDANCE WITH SECURITIES EXCHANGE COMMISSION RULES. | Management | For | | For | |
| | 06 | TO INDICATE, ON AN ADVISORY BASIS, THE PREFERRED FREQUENCY OF STOCKHOLDER ADVISORY VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | 3 Years | | For | |
| | BJ'S WHOLESALE CLUB, INC. |
| | Security | 05548J106 | | Meeting Type | Special |
| | Ticker Symbol | BJ | | Meeting Date | 09-Sep-2011 |
| | ISIN | US05548J1060 | | Agenda | 933495815 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against Management | |
| | 01 | TO ADOPT THE MERGER AGREEMENT, DATED AS OF JUNE 28, 2011, AS IT MAY BE AMENDED FROM TIME TO TIME, BY AND AMONG BJ'S WHOLESALE CLUB, INC., BEACON HOLDING INC. AND BEACON MERGER SUB INC. | Management | For | | For | |
| | 02 | TO APPROVE, ON A NONBINDING ADVISORY BASIS, THE "GOLDEN PARACHUTE" COMPENSATION THAT MAY BE PAYABLE TO THE COMPANY'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE MERGER. | Management | For | | For | |
| | 03 | TO APPROVE ONE OR MORE ADJOURNMENTS OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES TO APPROVE THE PROPOSAL TO ADOPT THE MERGER AGREEMENT. | Management | For | | For | |
| | RPM INTERNATIONAL INC. |
| | Security | 749685103 | | Meeting Type | Annual |
| | Ticker Symbol | RPM | | Meeting Date | 06-Oct-2011 |
| | ISIN | US7496851038 | | Agenda | 933502064 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against Management | |
| | 01 | DIRECTOR | Management | | | | |
| | | | 1 | FREDERICK R. NANCE | | For | For | |
| | | | 2 | CHARLES A. RATNER | | For | For | |
| | | | 3 | WILLIAM B. SUMMERS, JR. | | For | For | |
| | | | 4 | JERRY SUE THORNTON | | For | For | |
| | 02 | APPROVE THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | | For | |
| | 03 | VOTE ON THE FREQUENCY OF FUTURE EXECUTIVE COMPENSATION VOTES. | Management | 3 Years | | | |
| | 04 | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | | For | |
| | AAR CORP. |
| | Security | 000361105 | | Meeting Type | Annual |
| | Ticker Symbol | AIR | | Meeting Date | 12-Oct-2011 |
| | ISIN | US0003611052 | | Agenda | 933501694 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against Management | |
| | 1 | DIRECTOR | Management | | | | |
| | | | 1 | RONALD R. FOGLEMAN | | For | For | |
| | | | 2 | PATRICK J. KELLY | | For | For | |
| | | | 3 | PETER PACE | | For | For | |
| | | | 4 | RONALD B. WOODARD | | For | For | |
| | 2 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | | For | |
| | 3 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE EXECUTIVE COMPENSATION VOTES. | Management | 1 Year | | For | |
| | 4 | APPROVAL OF AN AMENDMENT TO THE AAR CORP. STOCK BENEFIT PLAN TO ADD PERFORMANCE CRITERIA IN ACCORDANCE WITH SECTION 162(M) OF THE INTERNAL REVENUE CODE OF 1986, AS AMENDED. | Management | For | | For | |
| | 5 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MAY 31, 2012. | Management | For | | For | |
| | TOWERS WATSON & CO |
| | Security | 891894107 | | Meeting Type | Annual |
| | Ticker Symbol | TW | | Meeting Date | 11-Nov-2011 |
| | ISIN | US8918941076 | | Agenda | 933509854 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against Management | |
| | 1A | ELECTION OF DIRECTOR: JOHN J. GABARRO | Management | For | | For | |
| | 1B | ELECTION OF DIRECTOR: VICTOR F. GANZI | Management | For | | For | |
| | 1C | ELECTION OF DIRECTOR: JOHN J. HALEY | Management | For | | For | |
| | 1D | ELECTION OF DIRECTOR: BRENDAN R. O'NEILL | Management | For | | For | |
| | 1E | ELECTION OF DIRECTOR: LINDA D. RABBITT | Management | For | | For | |
| | 1F | ELECTION OF DIRECTOR: GILBERT T. RAY | Management | For | | For | |
| | 1G | ELECTION OF DIRECTOR: PAUL THOMAS | Management | For | | For | |
| | 1H | ELECTION OF DIRECTOR: WILHELM ZELLER | Management | For | | For | |
| | 02 | RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2012. | Management | For | | For | |
| | 03 | TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | | For | |
| | 04 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF NON-BINDING VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | 1 Year | | For | |
| | LANCASTER COLONY CORPORATION |
| | Security | 513847103 | | Meeting Type | Annual |
| | Ticker Symbol | LANC | | Meeting Date | 21-Nov-2011 |
| | ISIN | US5138471033 | | Agenda | 933515871 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against Management | |
| | 01 | DIRECTOR | Management | | | | |
| | | | 1 | ROBERT L. FOX | | | | |
| | | | 2 | JOHN B. GERLACH, JR. | | | | |
| | | | 3 | EDWARD H. JENNINGS | | | | |
| | 02 | TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF THE CORPORATION'S NAMED EXECUTIVE OFFICERS. | Management | | | | |
| | 03 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF FUTURE NON-BINDING VOTES ON THE COMPENSATION OF THE CORPORATION'S NAMED EXECUTIVE OFFICERS. | Management | | | | |
| | 04 | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING JUNE 30, 2012. | Management | | | | |
| | WASHINGTON FEDERAL, INC. |
| | Security | 938824109 | | Meeting Type | Annual |
| | Ticker Symbol | WFSL | | Meeting Date | 18-Jan-2012 |
| | ISIN | US9388241096 | | Agenda | 933534275 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against Management | |
| | 01 | DIRECTOR | Management | | | | |
| | | | 1 | LIANE J. PELLETIER | | For | For | |
| | | | 2 | MARK N. TABBUTT | | For | For | |
| | | | 3 | ROY M. WHITEHEAD | | For | For | |
| | | | 4 | JOHN F. CLEARMAN | | For | For | |
| | 02 | ADVISORY VOTE ON THE COMPENSATION OF WASHINGTON FEDERAL'S NAMED EXECUTIVE OFFICERS. | Management | For | | For | |
| | 03 | NON-BINDING ADVISORY VOTE TO DETERMINE THE FREQUENCY OF STOCKHOLDER ADVISORY VOTES TO APPROVE THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Management | 1 Year | | For | |
| | 04 | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. | Management | For | | For | |
| | J & J SNACK FOODS CORP. |
| | Security | 466032109 | | Meeting Type | Annual |
| | Ticker Symbol | JJSF | | Meeting Date | 08-Feb-2012 |
| | ISIN | US4660321096 | | Agenda | 933538297 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against Management | |
| | 01 | DIRECTOR | Management | | | | |
| | | | 1 | DENNIS G. MOORE | | For | For | |
| | 02 | APPROVAL OF THE 2011 STOCK OPTION PLAN. | Management | For | | For | |
| | 03 | ADVISORY VOTE ON APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION PROGRAMS. | Management | For | | For | |
| | MAXIMUS, INC. |
| | Security | 577933104 | | Meeting Type | Annual |
| | Ticker Symbol | MMS | | Meeting Date | 07-Mar-2012 |
| | ISIN | US5779331041 | | Agenda | 933545191 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against Management | |
| | 01 | DIRECTOR | Management | | | | |
| | | | 1 | RICHARD A. MONTONI | | For | For | |
| | | | 2 | RAYMOND B. RUDDY | | For | For | |
| | | | 3 | WELLINGTON E. WEBB | | For | For | |
| | 02 | APPROVAL OF THE ANNUAL MANAGEMENT BONUS PLAN, WHICH IS INTENDED TO SATISFY THE TAX DEDUCTION REQUIREMENTS OF INTERNAL REVENUE CODE SECTION 162(M). | Management | For | | For | |
| | 03 | APPROVAL OF THE 2011 EQUITY INCENTIVE PLAN AND, IN ORDER TO SATISFY INTERNAL REVENUE CODE SECTION 162(M), THE PERFORMANCE GOALS THEREUNDER. | Management | For | | For | |
| | 04 | AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | For | | For | |
| | 05 | THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR 2012 FISCAL YEAR. | Management | For | | For | |
| | A.O. SMITH CORPORATION |
| | Security | 831865209 | | Meeting Type | Annual |
| | Ticker Symbol | AOS | | Meeting Date | 16-Apr-2012 |
| | ISIN | US8318652091 | | Agenda | 933553922 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | GLOSTER B. CURRENT, JR. | | For | For | |
| | | | 2 | WILLIAM P. GREUBEL | | For | For | |
| | | | 3 | IDELLE K. WOLF | | For | For | |
| | | | 4 | GENE C. WULF | | For | For | |
| | 2. | PROPOSAL TO APPROVE BY NON-BINDING ADVISORY VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | | For | |
| | 3. | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE CORPORATION. | Management | For | | For | |
| | 4. | TO APPROVE THE PERFORMANCE GOALS AND RELATED MATTERS UNDER THE A. O. SMITH COMBINED INCENTIVE COMPENSATION PLAN. | Management | For | | For | |
| | UMPQUA HOLDINGS CORPORATION |
| | Security | 904214103 | | Meeting Type | Annual |
| | Ticker Symbol | UMPQ | | Meeting Date | 17-Apr-2012 |
| | ISIN | US9042141039 | | Agenda | 933556992 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against Management | |
| | 1A. | ELECTION OF DIRECTOR: RAYMOND P.DAVIS | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: PEGGY Y. FOWLER | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: STEPHEN M. GAMBEE | Management | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: WILLIAM A. LANSING | Management | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: LUIS F. MACHUCA | Management | For | | For | |
| | 1F. | ELECTION OF DIRECTOR: DIANE D. MILLER | Management | For | | For | |
| | 1G. | ELECTION OF DIRECTOR: DUDLEY R. SLATER | Management | For | | For | |
| | 1H. | ELECTION OF DIRECTOR: HILLIARD C. TERRY, III | Management | For | | For | |
| | 1I. | ELECTION OF DIRECTOR: BRYAN L. TIMM | Management | For | | For | |
| | 1J. | ELECTION OF DIRECTOR: FRANK R.J. WHITTAKER | Management | For | | For | |
| | 2. | TO RATIFY THE AUDIT AND COMPLIANCE COMMITTEE'S APPOINTMENT OF MOSS ADAMS LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012. | Management | For | | For | |
| | 3. | TO CONSIDER AND APPROVE THE ADVISORY (NON-BINDING) PROPOSAL REGARDING COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PROXY STATEMENT. | Management | For | | For | |
| | PROSPERITY BANCSHARES, INC. |
| | Security | 743606105 | | Meeting Type | Annual |
| | Ticker Symbol | PB | | Meeting Date | 17-Apr-2012 |
| | ISIN | US7436061052 | | Agenda | 933567743 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | JAMES A. BOULIGNY | | For | For | |
| | | | 2 | ROBERT STEELHAMMER | | For | For | |
| | | | 3 | H.E. TIMANUS, JR. | | For | For | |
| | 2. | APPROVAL OF THE PROSPERITY BANCSHARES, INC. 2012 STOCK INCENTIVE PLAN (THE "2012 PLAN") PURSUANT TO WHICH 1,250,000 SHARES OF COMMON STOCK WILL BE RESERVED FOR ISSUANCE PURSUANT TO GRANTS UNDER THE 2012 PLAN. | Management | For | | For | |
| | 3. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2012. | Management | For | | For | |
| | 4. | ADVISORY APPROVAL OF THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS ("SAY-ON- PAY"). | Management | For | | For | |
| | LASALLE HOTEL PROPERTIES |
| | Security | 517942108 | | Meeting Type | Annual |
| | Ticker Symbol | LHO | | Meeting Date | 20-Apr-2012 |
| | ISIN | US5179421087 | | Agenda | 933553162 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | JEFFREY T. FOLAND | | For | For | |
| | | | 2 | DARRYL HARTLEY-LEONARD | | For | For | |
| | | | 3 | WILLIAM S. MCCALMONT | | For | For | |
| | 2. | TO RATIFY THE APPOINTMENT OF THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2012. | Management | For | | For | |
| | 3. | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | Management | For | | For | |
| | CRANE CO. |
| | Security | 224399105 | | Meeting Type | Annual |
| | Ticker Symbol | CR | | Meeting Date | 23-Apr-2012 |
| | ISIN | US2243991054 | | Agenda | 933561703 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against Management | |
| | 1.1 | ELECTION OF DIRECTOR FOR TERM EXPIRING 2015: DONALD G. COOK | Management | For | | For | |
| | 1.2 | ELECTION OF DIRECTOR FOR TERM EXPIRING 2015: R.S. EVANS | Management | For | | For | |
| | 1.3 | ELECTION OF DIRECTOR FOR TERM EXPIRING 2015: ERIC C. FAST | Management | For | | For | |
| | 2. | RATIFICATION OF SELECTION OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS FOR THE COMPANY FOR 2012. | Management | For | | For | |
| | 3. | SAY ON PAY - AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | | For | |
| | HANESBRANDS INC. |
| | Security | 410345102 | | Meeting Type | Annual |
| | Ticker Symbol | HBI | | Meeting Date | 24-Apr-2012 |
| | ISIN | US4103451021 | | Agenda | 933554619 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | LEE A. CHADEN | | For | For | |
| | | | 2 | BOBBY J. GRIFFIN | | For | For | |
| | | | 3 | JAMES C. JOHNSON | | For | For | |
| | | | 4 | JESSICA T. MATHEWS | | For | For | |
| | | | 5 | J. PATRICK MULCAHY | | For | For | |
| | | | 6 | RONALD L. NELSON | | For | For | |
| | | | 7 | RICHARD A. NOLL | | For | For | |
| | | | 8 | ANDREW J. SCHINDLER | | For | For | |
| | | | 9 | ANN E. ZIEGLER | | For | For | |
| | 2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS HANESBRANDS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR HANESBRANDS' 2012 FISCAL YEAR | Management | For | | For | |
| | 3. | TO APPROVE, BY A NON-BINDING, ADVISORY VOTE, EXECUTIVE COMPENSATION AS DESCRIBED IN THE PROXY STATEMENT FOR THE ANNUAL MEETING | Management | For | | For | |
| | NATIONAL PENN BANCSHARES, INC. |
| | Security | 637138108 | | Meeting Type | Annual |
| | Ticker Symbol | NPBC | | Meeting Date | 24-Apr-2012 |
| | ISIN | US6371381087 | | Agenda | 933575295 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | SCOTT V. FAINOR | | For | For | |
| | | | 2 | DONNA D. HOLTON | | For | For | |
| | | | 3 | THOMAS L. KENNEDY | | For | For | |
| | | | 4 | MICHAEL E. MARTIN | | For | For | |
| | 2. | RATIFICATION OF NATIONAL PENN'S INDEPENDENT AUDITORS FOR 2012. | Management | For | | For | |
| | 3. | AN ADVISORY (NON-BINDING) PROPOSAL TO APPROVE THE COMPENSATION OF NATIONAL PENN'S EXECUTIVE OFFICERS. | Management | For | | For | |
| | ASPEN INSURANCE HOLDINGS LIMITED |
| | Security | G05384105 | | Meeting Type | Annual |
| | Ticker Symbol | AHL | | Meeting Date | 25-Apr-2012 |
| | ISIN | BMG053841059 | | Agenda | 933567426 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against Management | |
| | 1 | DIRECTOR | Management | | | | |
| | | | 1 | MR. JULIAN CUSACK* | | For | For | |
| | | | 2 | MR. GLYN JONES* | | For | For | |
| | | | 3 | MR. RONALD PRESSMAN# | | For | For | |
| | 2 | TO RE-APPOINT KPMG AUDIT PLC ("KPMG"), LONDON, ENGLAND, TO ACT AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012 AND TO AUTHORIZE THE COMPANY'S BOARD THROUGH THE AUDIT COMMITTEE TO SET THE REMUNERATION FOR KPMG. | Management | For | | For | |
| | OWENS & MINOR, INC. |
| | Security | 690732102 | | Meeting Type | Annual |
| | Ticker Symbol | OMI | | Meeting Date | 27-Apr-2012 |
| | ISIN | US6907321029 | | Agenda | 933561614 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against Management | |
| | 1 | DIRECTOR | Management | | | | |
| | | | 1 | A. MARSHALL ACUFF, JR. | | For | For | |
| | | | 2 | J. ALFRED BROADDUS, JR. | | For | For | |
| | | | 3 | RICHARD E. FOGG | | For | For | |
| | | | 4 | JOHN W. GERDELMAN | | For | For | |
| | | | 5 | LEMUEL E. LEWIS | | For | For | |
| | | | 6 | G. GILMER MINOR, III | | For | For | |
| | | | 7 | EDDIE N. MOORE, JR. | | For | For | |
| | | | 8 | JAMES E. ROGERS | | For | For | |
| | | | 9 | ROBERT C. SLEDD | | For | For | |
| | | | 10 | CRAIG R. SMITH | | For | For | |
| | | | 11 | ANNE MARIE WHITTEMORE | | For | For | |
| | 2 | VOTE TO RATIFY KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012 | Management | For | | For | |
| | 3 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | | For | |
| | CLECO CORPORATION |
| | Security | 12561W105 | | Meeting Type | Annual |
| | Ticker Symbol | CNL | | Meeting Date | 27-Apr-2012 |
| | ISIN | US12561W1053 | | Agenda | 933564127 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | J. PATRICK GARRETT | | For | For | |
| | | | 2 | ELTON R.KING | | For | For | |
| | | | 3 | SHELLEY STEWART, JR. | | For | For | |
| | 2. | TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT OF THE FIRM OF PRICEWATERHOUSECOOPERS LLP AS CLECO CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012. | Management | For | | For | |
| | 3. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF CLECO CORPORATION'S NAMED EXECUTIVE OFFICERS. | Management | For | | For | |
| | 4. | SHAREHOLDER PROPOSAL TO REQUIRE CLECO CORPORATION TO ISSUE A SUSTAINABILITY REPORT. | Shareholder | Against | | For | |
| | CALGON CARBON CORPORATION |
| | Security | 129603106 | | Meeting Type | Annual |
| | Ticker Symbol | CCC | | Meeting Date | 27-Apr-2012 |
| | ISIN | US1296031065 | | Agenda | 933564874 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | WILLIAM J. LYONS | | For | For | |
| | | | 2 | WILLIAM R. NEWLIN | | Withheld | Against | |
| | | | 3 | JOHN S. STANIK | | For | For | |
| | 2. | RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012. | Management | For | | For | |
| | 3. | THE ADOPTION, ON AN ADVISORY BASIS, OF A RESOLUTION APPROVING THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF CALGON CARBON CORPORATION AS DESCRIBED UNDER THE HEADING ENTITLED "EXECUTIVE AND DIRECTOR COMPENSATION" IN THE PROXY STATEMENT FOR THE 2012 ANNUAL MEETING OF STOCKHOLDERS. | Management | For | | For | |
| | WEST PHARMACEUTICAL SERVICES, INC. |
| | Security | 955306105 | | Meeting Type | Annual |
| | Ticker Symbol | WST | | Meeting Date | 01-May-2012 |
| | ISIN | US9553061055 | | Agenda | 933567856 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | MARK A. BUTHMAN | | For | For | |
| | | | 2 | WILLIAM F. FEEHERY | | For | For | |
| | | | 3 | THOMAS W. HOFMANN | | For | For | |
| | | | 4 | L. ROBERT JOHNSON | | For | For | |
| | | | 5 | PAULA A. JOHNSON | | For | For | |
| | | | 6 | DOUGLAS A. MICHELS | | For | For | |
| | | | 7 | DONALD E. MOREL, JR. | | For | For | |
| | | | 8 | JOHN H. WEILAND | | For | For | |
| | | | 9 | ANTHONY WELTERS | | For | For | |
| | | | 10 | PATRICK J. ZENNER | | For | For | |
| | 2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | | For | |
| | 3. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2012 FISCAL YEAR. | Management | For | | For | |
| | CHICAGO BRIDGE & IRON COMPANY N.V. |
| | Security | 167250109 | | Meeting Type | Annual |
| | Ticker Symbol | CBI | | Meeting Date | 02-May-2012 |
| | ISIN | US1672501095 | | Agenda | 933566878 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against Management | |
| | 1A) | ELECTION OF THE MEMBER OF THE SUPERVISORY BOARD TO SERVE UNTIL THE ANNUAL GENERAL MEETING OF SHAREHOLDERS IN 2014: JAMES R. BOLCH. (PLEASE NOTE THAT AN "ABSTAIN" VOTE WILL COUNT AS A FOR VOTE FOR THE ALTERNATE NOMINEE LUCIANO REYES). | Management | For | | For | |
| | 2A) | ELECTION OF THE MEMBER OF THE SUPERVISORY BOARD TO SERVE UNTIL THE ANNUAL GENERAL MEETING OF SHAREHOLDERS IN 2015: PHILIP K. ASHERMAN. (PLEASE NOTE THAT AN "ABSTAIN" VOTE WILL COUNT AS A FOR VOTE FOR THE ALTERNATE NOMINEE LUKE V. SCORSONE). | Management | For | | For | |
| | 2B) | ELECTION OF THE MEMBER OF THE SUPERVISORY BOARD TO SERVE UNTIL THE ANNUAL GENERAL MEETING OF SHAREHOLDERS IN 2015: L. RICHARD FLURY. (PLEASE NOTE THAT AN "ABSTAIN" VOTE WILL COUNT AS A FOR VOTE FOR THE ALTERNATE NOMINEE DAVID L. KING). | Management | For | | For | |
| | 2C) | ELECTION OF THE MEMBER OF THE SUPERVISORY BOARD TO SERVE UNTIL THE ANNUAL GENERAL MEETING OF SHAREHOLDERS IN 2015: W. CRAIG KISSEL. (PLEASE NOTE THAT AN "ABSTAIN" VOTE WILL COUNT AS A FOR VOTE FOR THE ALTERNATE NOMINEE WESTLEY S. STOCKTON). | Management | For | | For | |
| | 3. | TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | | For | |
| | 4. | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF THE ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | 1 Year | | For | |
| | 5. | TO AUTHORIZE THE PREPARATION OF OUR DUTCH STATUTORY ANNUAL ACCOUNTS AND THE ANNUAL REPORT OF OUR MANAGEMENT BOARD IN THE ENGLISH LANGUAGE, AND TO ADOPT OUR DUTCH STATUTORY ANNUAL ACCOUNTS FOR THE YEAR ENDED DECEMBER 31, 2011. | Management | For | | For | |
| | 6. | TO APPROVE THE FINAL DIVIDEND FOR THE YEAR ENDED DECEMBER 31, 2011 IN AN AMOUNT OF $0.20 PER SHARE, WHICH HAS PREVIOUSLY BEEN PAID OUT TO SHAREHOLDERS IN THE FORM OF INTERIM DIVIDENDS. | Management | For | | For | |
| | 7. | TO DISCHARGE THE SOLE MEMBER OF OUR MANAGEMENT BOARD FROM LIABILITY IN RESPECT OF THE EXERCISE OF ITS DUTIES DURING THE YEAR ENDED DECEMBER 31, 2011. | Management | For | | For | |
| | 8. | TO DISCHARGE THE MEMBERS OF OUR SUPERVISORY BOARD FROM LIABILITY IN RESPECT OF THE EXERCISE OF THEIR DUTIES DURING THE YEAR ENDED DECEMBER 31, 2011. | Management | For | | For | |
| | 9. | TO APPOINT ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, WHO WILL AUDIT OUR ACCOUNTS FOR THE YEAR ENDING DECEMBER 31, 2012. | Management | For | | For | |
| | 10. | TO APPROVE THE EXTENSION OF THE AUTHORITY OF OUR MANAGEMENT BOARD, ACTING WITH THE APPROVAL OF THE SUPERVISORY BOARD, TO REPURCHASE UP TO 10% OF OUR ISSUED SHARE CAPITAL UNTIL NOVEMBER 2, 2013 ON THE OPEN MARKET, THROUGH PRIVATELY NEGOTIATED TRANSACTIONS OR IN ONE OR MORE SELF TENDER OFFERS FOR A PRICE PER SHARE NOT LESS THAN THE NOMINAL VALUE OF A SHARE AND NOT HIGHER THAN 110% OF THE MOST RECENT AVAILABLE (AS OF THE TIME OF REPURCHASE) PRICE OF A SHARE ON ANY SECURITIES EXCHANGE WHERE OUR SHARES ARE TRADED. | Management | For | | For | |
| | 11. | TO APPROVE THE EXTENSION OF THE AUTHORITY OF OUR SUPERVISORY BOARD TO ISSUE SHARES AND/OR GRANT RIGHTS TO ACQUIRE OUR SHARES (INCLUDING OPTIONS TO SUBSCRIBE FOR SHARES), NEVER TO EXCEED THE NUMBER OF AUTHORIZED BUT UNISSUED SHARES, AND TO LIMIT OR EXCLUDE THE PREEMPTIVE RIGHTS OF SHAREHOLDERS WITH RESPECT TO THE ISSUANCE OF SHARES AND/OR THE GRANT OF THE RIGHT TO ACQUIRE SHARES, UNTIL MAY 2, 2017. | Management | For | | For | |
| | 12. | TO AMEND THE CHICAGO BRIDGE & IRON 2008 LONG-TERM INCENTIVE PLAN. | Management | For | | For | |
| | 13. | TO APPROVE THE COMPENSATION OF THE MEMBERS OF THE SUPERVISORY BOARD. | Management | Against | | Against | |
| | APTARGROUP, INC. |
| | Security | 038336103 | | Meeting Type | Annual |
| | Ticker Symbol | ATR | | Meeting Date | 02-May-2012 |
| | ISIN | US0383361039 | | Agenda | 933568985 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | LESLIE A. DESJARDINS | | For | For | |
| | | | 2 | LEO A. GUTHART | | For | For | |
| | | | 3 | RALF K. WUNDERLICH | | For | For | |
| | 2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | | For | |
| | 3. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012 | Management | For | | For | |
| | TOWER GROUP, INC. |
| | Security | 891777104 | | Meeting Type | Annual |
| | Ticker Symbol | TWGP | | Meeting Date | 03-May-2012 |
| | ISIN | US8917771045 | | Agenda | 933568555 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against Management | |
| | 1 | DIRECTOR | Management | | | | |
| | | | 1 | JAN R. VAN GORDER | | For | For | |
| | | | 2 | AUSTIN P. YOUNG, III | | For | For | |
| | 2 | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2012. | Management | For | | For | |
| | 3 | APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION. | Management | Against | | Against | |
| | ITRON, INC. |
| | Security | 465741106 | | Meeting Type | Annual |
| | Ticker Symbol | ITRI | | Meeting Date | 04-May-2012 |
| | ISIN | US4657411066 | | Agenda | 933561664 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against Management | |
| | 1.1 | ELECTION OF DIRECTOR: KIRBY A. DYESS | Management | For | | For | |
| | 1.2 | ELECTION OF DIRECTOR: LEROY D. NOSBAUM | Management | For | | For | |
| | 1.3 | ELECTION OF DIRECTOR: GRAHAM M. WILSON | Management | For | | For | |
| | 2 | PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) RESOLUTION RELATING TO EXECUTIVE COMPENSATION. | Management | Against | | Against | |
| | 3 | PROPOSAL TO APPROVE THE ITRON, INC.2012 EMPLOYEE STOCK PURCHASE PLAN. | Management | For | | For | |
| | 4 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012. | Management | For | | For | |
| | BARNES GROUP INC. |
| | Security | 067806109 | | Meeting Type | Annual |
| | Ticker Symbol | B | | Meeting Date | 04-May-2012 |
| | ISIN | US0678061096 | | Agenda | 933568531 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | THOMAS J. ALBANI | | For | For | |
| | | | 2 | THOMAS O. BARNES | | For | For | |
| | | | 3 | GARY G. BENANAV | | For | For | |
| | | | 4 | MYLLE H. MANGUM | | For | For | |
| | 2. | RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012. | Management | For | | For | |
| | 3. | ADVISORY (NON-BINDING) RESOLUTION TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | | For | |
| | 4. | STOCKHOLDER PROPOSAL REGARDING ESTABLISHING A POLICY THAT THE BOARD CHAIRMAN BE INDEPENDENT AND HAVE NOT PREVIOUSLY SERVED AS AN EXECUTIVE OFFICER OF THE COMPANY. | Shareholder | Abstain | | Against | |
| | THE BRINK'S COMPANY |
| | Security | 109696104 | | Meeting Type | Annual |
| | Ticker Symbol | BCO | | Meeting Date | 04-May-2012 |
| | ISIN | US1096961040 | | Agenda | 933570310 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | REGINALD D. HEDGEBETH* | | For | For | |
| | | | 2 | BETTY C. ALEWINE# | | For | For | |
| | | | 3 | MICHAEL J. HERLING# | | For | For | |
| | | | 4 | THOMAS C. SCHIEVELBEIN# | | For | For | |
| | 2. | APPROVE A NON-BINDING ADVISORY RESOLUTION RELATING TO NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Against | | Against | |
| | 3. | APPROVE THE AUDIT AND ETHICS COMMITTEE'S SELECTION OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO AUDIT THE ACCOUNTS OF THE COMPANY AND ITS SUBSIDIARIES FOR 2012. | Management | For | | For | |
| | TELEFLEX INCORPORATED |
| | Security | 879369106 | | Meeting Type | Annual |
| | Ticker Symbol | TFX | | Meeting Date | 04-May-2012 |
| | ISIN | US8793691069 | | Agenda | 933581565 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against Management | |
| | 1A. | ELECTION OF DIRECTOR: SIGISMUNDUS W.W. LUBSEN | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: STUART A. RANDLE | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: HAROLD L. YOH III | Management | For | | For | |
| | 2. | ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Management | For | | For | |
| | 3. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2012 FISCAL YEAR. | Management | For | | For | |
| | ARGO GROUP INTERNATIONAL HOLDINGS, LTD. |
| | Security | G0464B107 | | Meeting Type | Annual |
| | Ticker Symbol | AGII | | Meeting Date | 08-May-2012 |
| | ISIN | BMG0464B1072 | | Agenda | 933561462 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against Management | |
| | 01 | DIRECTOR | Management | | | | |
| | | | 1 | NABIL N. EL-HAGE | | For | For | |
| | | | 2 | MURAL R. JOSEPHSON | | For | For | |
| | | | 3 | GARY V. WOODS | | For | For | |
| | 02 | TO CONSIDER AND APPROVE AN AMENDMENT AND RESTATEMENT OF OUR BYE-LAWS. | Management | Against | | Against | |
| | 03 | TO VOTE ON A PROPOSAL TO APPROVE, ON AN ADVISORY, NON-BINDING BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | Against | | Against | |
| | 04 | TO CONSIDER AND APPROVE THE RECOMMENDATION OF THE AUDIT COMMITTEE OF OUR BOARD OF DIRECTORS THAT ERNST & YOUNG LLP BE APPOINTED AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012 AND TO REFER THE DETERMINATION OF THE INDEPENDENT AUDITORS REMUNERATION TO THE AUDIT COMMITTEE OF OUR BOARD OF DIRECTORS. | Management | For | | For | |
| | TRUSTMARK CORPORATION |
| | Security | 898402102 | | Meeting Type | Annual |
| | Ticker Symbol | TRMK | | Meeting Date | 08-May-2012 |
| | ISIN | US8984021027 | | Agenda | 933583420 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | ADOLPHUS B. BAKER | | For | For | |
| | | | 2 | DANIEL A. GRAFTON | | For | For | |
| | | | 3 | GERARD R. HOST | | For | For | |
| | | | 4 | DAVID H. HOSTER II | | For | For | |
| | | | 5 | JOHN M. MCCULLOUCH | | For | For | |
| | | | 6 | RICHARD H. PUCKETT | | For | For | |
| | | | 7 | R. MICHAEL SUMMERFORD | | For | For | |
| | | | 8 | LEROY G. WALKER, JR. | | For | For | |
| | | | 9 | WILLIAM G. YATES III | | For | For | |
| | 2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION - TO PROVIDE ADVISORY APPROVAL OF TRUSTMARK'S EXECUTIVE COMPENSATION. | Management | For | | For | |
| | 3. | RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS - TO RATIFY THE SELECTION OF KPMG LLP AS TRUSTMARK CORPORATION'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012. | Management | For | | For | |
| | MASTEC, INC. |
| | Security | 576323109 | | Meeting Type | Annual |
| | Ticker Symbol | MTZ | | Meeting Date | 09-May-2012 |
| | ISIN | US5763231090 | | Agenda | 933575017 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | JOSE R. MAS | | For | For | |
| | | | 2 | JOHN VAN HEUVELEN | | Withheld | Against | |
| | 2. | RATIFICATION OF THE APPOINTMENT OF BDO USA LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2012 FISCAL YEAR. | Management | For | | For | |
| | 3. | APPROVAL OF THE MASTEC, INC. ANNUAL INCENTIVE PLAN FOR EXECUTIVE OFFICERS. | Management | For | | For | |
| | GENERAL CABLE CORPORATION |
| | Security | 369300108 | | Meeting Type | Annual |
| | Ticker Symbol | BGC | | Meeting Date | 10-May-2012 |
| | ISIN | US3693001089 | | Agenda | 933574635 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | GREGORY B. KENNY | | For | For | |
| | | | 2 | GREGORY E. LAWTON | | For | For | |
| | | | 3 | CHARLES G. MCCLURE, JR. | | For | For | |
| | | | 4 | CRAIG P. OMTVEDT | | For | For | |
| | | | 5 | PATRICK M. PREVOST | | For | For | |
| | | | 6 | ROBERT L. SMIALEK | | For | For | |
| | | | 7 | JOHN E. WELSH, III | | For | For | |
| | 2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP, AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, TO AUDIT GENERAL CABLE'S 2012 CONSOLIDATED FINANCIAL STATEMENTS AND INTERNAL CONTROL OVER FINANCIAL REPORTING. | Management | For | | For | |
| | 3. | APPROVAL ON AN ADVISORY BASIS OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | | For | |
| | PROTECTIVE LIFE CORPORATION |
| | Security | 743674103 | | Meeting Type | Annual |
| | Ticker Symbol | PL | | Meeting Date | 14-May-2012 |
| | ISIN | US7436741034 | | Agenda | 933603993 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against Management | |
| | 1 | DIRECTOR | Management | | | | |
| | | | 1 | ROBERT O. BURTON | | For | For | |
| | | | 2 | THOMAS L. HAMBY | | For | For | |
| | | | 3 | JOHN D. JOHNS | | For | For | |
| | | | 4 | VANESSA LEONARD | | For | For | |
| | | | 5 | CHARLES D. MCCRARY | | For | For | |
| | | | 6 | JOHN J. MCMAHON, JR. | | For | For | |
| | | | 7 | HANS H. MILLER | | For | For | |
| | | | 8 | MALCOLM PORTERA | | For | For | |
| | | | 9 | C. DOWD RITTER | | For | For | |
| | | | 10 | JESSE J. SPIKES | | For | For | |
| | | | 11 | WILLIAM A. TERRY | | For | For | |
| | | | 12 | W. MICHAEL WARREN, JR. | | For | For | |
| | | | 13 | VANESSA WILSON | | For | For | |
| | | | 14 | ELAINE L. CHAO | | For | For | |
| | 2 | ADVISORY VOTE REGARDING THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN ITS PROXY STATEMENT. | Management | For | | For | |
| | 3 | APPROVAL OF THE ANNUAL INCENTIVE PLAN. | Management | For | | For | |
| | 4 | APPROVAL OF THE LONG-TERM INCENTIVE PLAN. | Management | For | | For | |
| | 5 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT ACCOUNTANTS. | Management | For | | For | |
| | OIL STATES INTERNATIONAL, INC. |
| | Security | 678026105 | | Meeting Type | Annual |
| | Ticker Symbol | OIS | | Meeting Date | 15-May-2012 |
| | ISIN | US6780261052 | | Agenda | 933614693 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | S. JAMES NELSON | | For | For | |
| | | | 2 | GARY L. ROSENTHAL | | For | For | |
| | | | 3 | WILLIAM T. VAN KLEEF | | For | For | |
| | 2. | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012. | Management | For | | For | |
| | 3. | PROPOSAL TO APPROVE THE ADVISORY VOTE RELATING TO EXECUTIVE COMPENSATION. | Management | For | | For | |
| | PROASSURANCE CORPORATION |
| | Security | 74267C106 | | Meeting Type | Annual |
| | Ticker Symbol | PRA | | Meeting Date | 16-May-2012 |
| | ISIN | US74267C1062 | | Agenda | 933586527 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | M. JAMES GORRIE | | For | For | |
| | | | 2 | ANTHONY R. TERSIGNI | | For | For | |
| | | | 3 | FRANK A. SPINOSA | | For | For | |
| | | | 4 | THOMAS A.S. WILSON JR. | | For | For | |
| | | | 5 | **JOHN J. MCMAHON JR.** | | For | For | |
| | 2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Management | For | | For | |
| | 3. | AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS DISCLOSED IN THIS PROXY STATEMENT | Management | For | | For | |
| | 4. | SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENT THEREOF | Management | For | | For | |
| | MAGELLAN HEALTH SERVICES, INC. |
| | Security | 559079207 | | Meeting Type | Annual |
| | Ticker Symbol | MGLN | | Meeting Date | 16-May-2012 |
| | ISIN | US5590792074 | | Agenda | 933599839 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | RENE LERER, M.D. | | For | For | |
| | | | 2 | MARY F. SAMMONS | | For | For | |
| | | | 3 | ERAN BROSHY | | For | For | |
| | 2. | TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | For | | For | |
| | 3. | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR FOR FISCAL YEAR 2012. | Management | For | | For | |
| | SENIOR HOUSING PROPERTIES TRUST |
| | Security | 81721M109 | | Meeting Type | Annual |
| | Ticker Symbol | SNH | | Meeting Date | 17-May-2012 |
| | ISIN | US81721M1099 | | Agenda | 933555457 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against Management | |
| | 1. | TO ELECT THE NOMINEE NAMED IN OUR PROXY STATEMENT TO OUR BOARD OF TRUSTEES AS THE INDEPENDENT TRUSTEE IN GROUP I: JEFFREY P. SOMERS | Management | Abstain | | Against | |
| | 2. | TO ELECT THE NOMINEE NAMED IN OUR PROXY STATEMENT TO OUR BOARD OF TRUSTEES AS THE MANAGING TRUSTEE IN GROUP I: BARRY M. PORTNOY | Management | Abstain | | Against | |
| | 3. | TO APPROVE THE ADOPTION OF THE 2012 SENIOR HOUSING PROPERTIES TRUST EQUITY COMPENSATION PLAN. | Management | For | | For | |
| | 4. | TO APPROVE A NONBINDING ADVISORY RESOLUTION ON OUR EXECUTIVE COMPENSATION. | Management | For | | For | |
| | 5. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012. | Management | For | | For | |
| | CARTER'S INC. |
| | Security | 146229109 | | Meeting Type | Annual |
| | Ticker Symbol | CRI | | Meeting Date | 17-May-2012 |
| | ISIN | US1462291097 | | Agenda | 933611306 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against Management | |
| | 1A. | ELECTION OF CLASS III DIRECTOR: PAUL FULTON | Management | For | | For | |
| | 1B. | ELECTION OF CLASS III DIRECTOR: JOHN R. WELCH | Management | For | | For | |
| | 1C. | ELECTION OF CLASS III DIRECTOR: THOMAS E. WHIDDON | Management | For | | For | |
| | 2. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. | Management | For | | For | |
| | 3. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2012. | Management | For | | For | |
| | TANGER FACTORY OUTLET CENTERS, INC. |
| | Security | 875465106 | | Meeting Type | Annual |
| | Ticker Symbol | SKT | | Meeting Date | 18-May-2012 |
| | ISIN | US8754651060 | | Agenda | 933590007 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against Management | |
| | 1 | DIRECTOR | Management | | | | |
| | | | 1 | JACK AFRICK | | For | For | |
| | | | 2 | STEVEN B. TANGER | | For | For | |
| | | | 3 | WILLIAM G. BENTON | | For | For | |
| | | | 4 | BRIDGET RYAN BERMAN | | For | For | |
| | | | 5 | DONALD G. DRAPKIN | | For | For | |
| | | | 6 | THOMAS J. REDDIN | | For | For | |
| | | | 7 | THOMAS E. ROBINSON | | For | For | |
| | | | 8 | ALLAN L. SCHUMAN | | For | For | |
| | 2 | TO RATIFY THE APPOINTMENT OF PRICEWATERSHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012. | Management | For | | For | |
| | 3 | TO AMEND THE ARTICLES OF INCORPORATION TO IMPLEMENT A MAJORITY VOTE STANDARD FOR UNCONTESTED ELECTIONS OF DIRECTORS. | Management | For | | For | |
| | 4 | TO APPROVE, ON A NON-BINDING BASIS, NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | | For | |
| | INNOPHOS HOLDINGS, INC. |
| | Security | 45774N108 | | Meeting Type | Annual |
| | Ticker Symbol | IPHS | | Meeting Date | 18-May-2012 |
| | ISIN | US45774N1081 | | Agenda | 933614542 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | GARY CAPPELINE | | For | For | |
| | | | 2 | AMADO CAVAZOS | | For | For | |
| | | | 3 | RANDOLPH GRESS | | For | For | |
| | | | 4 | LINDA MYRICK | | For | For | |
| | | | 5 | KAREN OSAR | | For | For | |
| | | | 6 | JOHN STEITZ | | For | For | |
| | | | 7 | STEPHEN M. ZIDE | | For | For | |
| | 2. | RATIFICATION OF THE SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2012. | Management | For | | For | |
| | 3. | APPROVAL OF COMPENSATION OF NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE INNOPHOS HOLDINGS, INC. PROXY STATEMENT PURSUANT TO ITEM 402 OF REGULATION S-K OF THE SECURITIES AND EXCHANGE COMMISSION. | Management | For | | For | |
| | GENESEE & WYOMING INC. |
| | Security | 371559105 | | Meeting Type | Annual |
| | Ticker Symbol | GWR | | Meeting Date | 22-May-2012 |
| | ISIN | US3715591059 | | Agenda | 933593596 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | RICHARD H. ALLERT | | For | For | |
| | | | 2 | MICHAEL NORKUS | | For | For | |
| | | | 3 | ANN N. REESE | | For | For | |
| | 2. | THE RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012. | Management | For | | For | |
| | OLD DOMINION FREIGHT LINE, INC. |
| | Security | 679580100 | | Meeting Type | Annual |
| | Ticker Symbol | ODFL | | Meeting Date | 22-May-2012 |
| | ISIN | US6795801009 | | Agenda | 933614439 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | EARL E. CONGDON | | For | For | |
| | | | 2 | DAVID S. CONGDON | | For | For | |
| | | | 3 | JOHN R. CONGDON | | For | For | |
| | | | 4 | J. PAUL BREITBACH | | For | For | |
| | | | 5 | JOHN R. CONGDON, JR. | | For | For | |
| | | | 6 | ROBERT G. CULP, III | | For | For | |
| | | | 7 | JOHN D. KASARDA | | For | For | |
| | | | 8 | LEO H. SUGGS | | For | For | |
| | | | 9 | D. MICHAEL WRAY | | For | For | |
| | 2. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT. | Management | For | | For | |
| | 3. | AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF THE COMPANY'S COMMON STOCK. | Management | Against | | Against | |
| | 4. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2012. | Management | For | | For | |
| | PORTLAND GENERAL ELECTRIC CO |
| | Security | 736508847 | | Meeting Type | Annual |
| | Ticker Symbol | POR | | Meeting Date | 23-May-2012 |
| | ISIN | US7365088472 | | Agenda | 933591287 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | JOHN W. BALLANTINE | | For | For | |
| | | | 2 | RODNEY L. BROWN, JR. | | For | For | |
| | | | 3 | DAVID A. DIETZLER | | For | For | |
| | | | 4 | KIRBY A. DYESS | | For | For | |
| | | | 5 | MARK B. GANZ | | For | For | |
| | | | 6 | CORBIN A. MCNEILL, JR. | | For | For | |
| | | | 7 | NEIL J. NELSON | | For | For | |
| | | | 8 | M. LEE PELTON | | For | For | |
| | | | 9 | JAMES J. PIRO | | For | For | |
| | | | 10 | ROBERT T.F. REID | | For | For | |
| | 2. | TO APPROVE, BY A NON-BINDING VOTE, THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Management | For | | For | |
| | 3. | TO RATIFY THE APPOINTMENT OF DELOITTE AND TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2012. | Management | For | | For | |
| | EMCOR GROUP, INC. |
| | Security | 29084Q100 | | Meeting Type | Annual |
| | Ticker Symbol | EME | | Meeting Date | 31-May-2012 |
| | ISIN | US29084Q1004 | | Agenda | 933605656 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | STEPHEN W. BERSHAD | | For | For | |
| | | | 2 | DAVID A.B. BROWN | | For | For | |
| | | | 3 | LARRY J. BUMP | | For | For | |
| | | | 4 | ALBERT FRIED, JR. | | For | For | |
| | | | 5 | ANTHONY J. GUZZI | | For | For | |
| | | | 6 | RICHARD F. HAMM, JR. | | For | For | |
| | | | 7 | DAVID H. LAIDLEY | | For | For | |
| | | | 8 | FRANK T. MACINNIS | | For | For | |
| | | | 9 | JERRY E. RYAN | | For | For | |
| | | | 10 | MICHAEL T. YONKER | | For | For | |
| | 2. | APPROVAL BY NON-BINDING ADVISORY VOTE OF EXECUTIVE COMPENSATION. | Management | For | | For | |
| | 3. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR 2012. | Management | For | | For | |
| | THE BUCKLE, INC. |
| | Security | 118440106 | | Meeting Type | Annual |
| | Ticker Symbol | BKE | | Meeting Date | 01-Jun-2012 |
| | ISIN | US1184401065 | | Agenda | 933609109 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against Management | |
| | 1 | DIRECTOR | Management | | | | |
| | | | 1 | D. HIRSCHFELD | | For | For | |
| | | | 2 | D. NELSON | | For | For | |
| | | | 3 | K. RHOADS | | For | For | |
| | | | 4 | J. SHADA | | For | For | |
| | | | 5 | R. CAMPBELL | | For | For | |
| | | | 6 | B. FAIRFIELD | | For | For | |
| | | | 7 | B. HOBERMAN | | For | For | |
| | | | 8 | J. PEETZ | | For | For | |
| | | | 9 | M. HUSS | | For | For | |
| | 2 | PROPOSAL TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING FEBRUARY 2, 2013. | Management | For | | For | |
| | 3 | PROPOSAL TO APPROVE THE COMPANY'S 2012 MANAGEMENT INCENTIVE PLAN. | Management | For | | For | |
| | 4 | PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY'S 2005 RESTRICTED STOCK PLAN. | Management | For | | For | |
| | 5 | PROPOSAL TO APPROVE THE PERFORMANCE-BASED AWARDS GRANTED PURSUANT TO THE COMPANY'S 2005 RESTRICTED STOCK PLAN. | Management | For | | For | |
| | NETGEAR, INC. |
| | Security | 64111Q104 | | Meeting Type | Annual |
| | Ticker Symbol | NTGR | | Meeting Date | 06-Jun-2012 |
| | ISIN | US64111Q1040 | | Agenda | 933610974 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against Management | |
| | 1 | DIRECTOR | Management | | | | |
| | | | 1 | PATRICK C.S. LO | | For | For | |
| | | | 2 | J.E. CARTER-MILLER | | For | For | |
| | | | 3 | RALPH E. FAISON | | For | For | |
| | | | 4 | A. TIMOTHY GODWIN | | For | For | |
| | | | 5 | JEF GRAHAM | | For | For | |
| | | | 6 | LINWOOD A. LACY, JR. | | For | For | |
| | | | 7 | GREGORY J. ROSSMANN | | For | For | |
| | | | 8 | BARBARA V. SCHERER | | For | For | |
| | | | 9 | JULIE A. SHIMER | | For | For | |
| | 2 | PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012 | Management | For | | For | |
| | 3 | TO ADOPT, ON A NON-BINDING ADVISORY BASIS, A RESOLUTION APPROVING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS IN THE PROXY STATEMENT. | Management | For | | For | |
| | 4 | PROPOSAL TO APPROVE THE AMENDED AND RESTATED 2006 LONG-TERM INCENTIVE PLAN. | Management | For | | For | |
| | VAALCO ENERGY, INC. |
| | Security | 91851C201 | | Meeting Type | Annual |
| | Ticker Symbol | EGY | | Meeting Date | 06-Jun-2012 |
| | ISIN | US91851C2017 | | Agenda | 933616433 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | ROBERT L. GERRY, III | | For | For | |
| | | | 2 | W. RUSSELL SCHEIRMAN | | For | For | |
| | | | 3 | ROBERT H. ALLEN | | For | For | |
| | | | 4 | FREDERICK W. BRAZELTON | | For | For | |
| | | | 5 | LUIGI CAFLISCH | | For | For | |
| | | | 6 | O. DONALDSON CHAPOTON | | For | For | |
| | | | 7 | JOHN J. MYERS, JR. | | For | For | |
| | 2. | PROPOSAL TO APPROVE AND RATIFY THE VAALCO ENERGY, INC. 2012 LONG TERM INCENTIVE PLAN. | Management | For | | For | |
| | 3. | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE, LLP AS THE INDEPENDENT AUDITORS OF THE COMPANY. | Management | For | | For | |
| | 4. | PROPOSAL TO APPROVE, BY NON-BINDING, ADVISORY VOTE, OUR EXECUTIVE COMPENSATION. | Management | For | | For | |
| | STIFEL FINANCIAL CORP. |
| | Security | 860630102 | | Meeting Type | Annual |
| | Ticker Symbol | SF | | Meeting Date | 06-Jun-2012 |
| | ISIN | US8606301021 | | Agenda | 933619174 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | CHARLES A. DILL | | For | For | |
| | | | 2 | RICHARD J. HIMELFARB | | For | For | |
| | | | 3 | ALTON F. IRBY III | | For | For | |
| | | | 4 | VICTOR J. NESI | | For | For | |
| | | | 5 | JAMES M. ZEMLYAK | | For | For | |
| | 2. | PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, A RESOLUTION RELATING TO THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | | For | |
| | 3. | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2012. | Management | For | | For | |
| | 4. | STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | Shareholder | For | | For | |
| | GULFPORT ENERGY CORPORATION |
| | Security | 402635304 | | Meeting Type | Annual |
| | Ticker Symbol | GPOR | | Meeting Date | 07-Jun-2012 |
| | ISIN | US4026353049 | | Agenda | 933637172 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | MIKE LIDDELL | | For | For | |
| | | | 2 | DONALD L. DILLINGHAM | | For | For | |
| | | | 3 | CRAIG GROESCHEL | | For | For | |
| | | | 4 | DAVID L. HOUSTON | | For | For | |
| | | | 5 | JAMES D. PALM | | For | For | |
| | | | 6 | SCOTT E. STRELLER | | For | For | |
| | 2. | PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION | Management | For | | For | |
| | 3. | PROPOSAL TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2012 | Management | For | | For | |
| | MB FINANCIAL, INC. |
| | Security | 55264U108 | | Meeting Type | Annual |
| | Ticker Symbol | MBFI | | Meeting Date | 13-Jun-2012 |
| | ISIN | US55264U1088 | | Agenda | 933611205 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against Management | |
| | 1A. | ELECTION OF DIRECTOR: DAVID P. BOLGER | Management | For | | For | |
| | 1B. | ELECTION OF DIRECTOR: ROBERT S. ENGELMAN, JR. | Management | For | | For | |
| | 1C. | ELECTION OF DIRECTOR: THOMAS H. HARVEY | Management | For | | For | |
| | 1D. | ELECTION OF DIRECTOR: RONALD D. SANTO | Management | For | | For | |
| | 1E. | ELECTION OF DIRECTOR: RENEE TOGHER | Management | For | | For | |
| | 2. | ADVISORY (NON-BINDING) VOTE ON EXECUTIVE COMPENSATION. | Management | For | | For | |
| | 3. | ADVISORY (NON-BINDING) VOTE ON WHETHER AN ADVISORY VOTE ON EXECUTIVE COMPENSATION SHOULD BE HELD EVERY ONE YEAR, EVERY TWO YEARS OR EVERY THREE YEARS. | Management | 1 Year | | For | |
| | 4. | RATIFICATION OF THE APPOINTMENT OF MCGLADREY & PULLEN, LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2012. | Management | For | | For | |
| | THE CHILDREN'S PLACE RETAIL STORES, INC. |
| | Security | 168905107 | | Meeting Type | Annual |
| | Ticker Symbol | PLCE | | Meeting Date | 13-Jun-2012 |
| | ISIN | US1689051076 | | Agenda | 933624012 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against Management | |
| | 1.1 | ELECTION OF DIRECTOR: NORMAN MATTHEWS | Management | For | | For | |
| | 1.2 | ELECTION OF DIRECTOR: KENNETH REISS | Management | For | | For | |
| | 2. | TO RATIFY THE APPOINTMENT OF BDO USA, LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE CHILDREN'S PLACE RETAIL STORES, INC. FOR THE FISCAL YEAR ENDING FEBRUARY 2, 2013. | Management | For | | For | |
| | 3. | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION AS DESCRIBED IN THE PROXY STATEMENT. | Management | For | | For | |
| | AEROPOSTALE, INC. |
| | Security | 007865108 | | Meeting Type | Annual |
| | Ticker Symbol | ARO | | Meeting Date | 13-Jun-2012 |
| | ISIN | US0078651082 | | Agenda | 933629721 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against Management | |
| | 1 | DIRECTOR | Management | | | | |
| | | | 1 | RONALD R. BEEGLE | | For | For | |
| | | | 2 | ROBERT B. CHAVEZ | | For | For | |
| | | | 3 | MICHAEL J. CUNNINGHAM | | For | For | |
| | | | 4 | EVELYN DILSAVER | | For | For | |
| | | | 5 | JANET E. GROVE | | For | For | |
| | | | 6 | JOHN N. HAUGH | | For | For | |
| | | | 7 | KARIN HIRTLER-GARVEY | | For | For | |
| | | | 8 | JOHN D. HOWARD | | For | For | |
| | | | 9 | THOMAS P. JOHNSON | | For | For | |
| | | | 10 | ARTHUR RUBINFELD | | For | For | |
| | | | 11 | DAVID B. VERMYLEN | | For | For | |
| | 2 | TO HOLD AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | | For | |
| | 3 | TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS, OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 2, 2013. | Management | For | | For | |
| | SPIRIT AIRLINES INC. |
| | Security | 848577102 | | Meeting Type | Annual |
| | Ticker Symbol | SAVE | | Meeting Date | 13-Jun-2012 |
| | ISIN | US8485771021 | | Agenda | 933635205 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against Management | |
| | 1. | DIRECTOR | Management | | | | |
| | | | 1 | BARCLAY G. JONES III | | For | For | |
| | | | 2 | ROBERT D. JOHNSON | | For | For | |
| | | | 3 | STUART I. ORAN | | For | For | |
| | 2. | TO RATIFY THE SELECTION, BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS, OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2012. | Management | For | | For | |
| | 3. | TO HOLD AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION AS DISCLOSED IN THESE MATERIALS. | Management | For | | For | |
| | 4. | TO HOLD AN ADVISORY VOTE ON WHETHER THE ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION SHOULD BE HELD EVERY ONE, TWO OR THREE YEARS. | Management | 1 Year | | For | |
| | HORNBECK OFFSHORE SERVICES, INC. |
| | Security | 440543106 | | Meeting Type | Annual |
| | Ticker Symbol | HOS | | Meeting Date | 21-Jun-2012 |
| | ISIN | US4405431069 | | Agenda | 933623678 - Management |
| | | | | | | | | | | | |
| | Item | Proposal | Type | Vote | For/Against Management | |
| | 1 | DIRECTOR | Management | | | | |
| | | | 1 | LARRY D. HORNBECK | | For | For | |
| | | | 2 | STEVEN W. KRABLIN | | For | For | |
| | | | 3 | JOHN T. RYND | | For | For | |
| | 2 | RATIFICATION OF SELECTION OF AUDITORS - TO RATIFY THE REAPPOINTMENT OF ERNST & YOUNG, LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS AND AUDITORS FOR THE FISCAL YEAR 2012. | Management | For | | For | |
| | 3 | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS SET FORTH IN THE PROXY STATEMENT. | Management | For | | For | |
| | | | | | | | | |
Saratoga Advantage Trust: International Equity Portfolio Item 1, Exhibit L | | | | |
Investment Company Act file number: 811-08542 | | | | |
Reporting Period: July 1, 2011 through June 30, 2012 | | | | |
ITEM 1- PROXY VOTING RECORD |
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c) "CUSIP" # | (d) Meeting Date | (d) Meeting Type | (e) Matter Identification | (f) Proposal Type (by issuer or shareholder) | (g) Voted | (h) Vote Instruction | (i) Was Vote For or Against Mgmt |
Akzo Nobel NV | AKZA | N01803100 | 23-Apr-12 | Annual | Open Meeting | Management | *Non-votable proposal | | |
Akzo Nobel NV | AKZA | N01803100 | 23-Apr-12 | Annual | Receive Report of Management Board (Non-Voting) | Management | *Non-votable proposal | | |
Akzo Nobel NV | AKZA | N01803100 | 23-Apr-12 | Annual | Receive Explanation on Company's Reserves and Dividend Policy | Management | *Non-votable proposal | | |
Akzo Nobel NV | AKZA | N01803100 | 23-Apr-12 | Annual | Other Business (Non-Voting) | Management | *Non-votable proposal | | |
Credit Suisse Group AG | CSGN | H3698D419 | 27-Apr-12 | Annual | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | *Non-votable proposal | | |
Deutsche Post AG | DPW | D19225107 | 09-May-12 | Annual | Receive Financial Statements and Statutory Reports for Fiscal 2011 (Non-Voting) | Management | *Non-votable proposal | | |
Investor AB | INVEB | W48102128 | 17-Apr-12 | Annual | Receive Financial Statements and Statutory Reports; Receive Consolidated Financial Statements and Statutory Reports; Receive Auditor's Report | Management | *Non-votable proposal | | |
Investor AB | INVEB | W48102128 | 17-Apr-12 | Annual | Receive President's Report | Management | *Non-votable proposal | | |
Investor AB | INVEB | W48102128 | 17-Apr-12 | Annual | Receive Board's Report and the Board Committee Reports | Management | *Non-votable proposal | | |
Investor AB | INVEB | W48102128 | 17-Apr-12 | Annual | Close Meeting | Management | *Non-votable proposal | | |
Israel Chemicals Ltd. | ICL | M5920A109 | 05-Oct-11 | Annual/Special | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | *Non-votable proposal | | |
Pfeiffer Vacuum Technology AG | PFV | D6058X101 | 22-May-12 | Annual | Receive Financial Statements and Statutory Reports for Fiscal 2011 (Non-Voting) | Management | *Non-votable proposal | | |
SBM Offshore NV | | N7752F148 | 14-Dec-11 | Special | Open Meeting | Management | *Non-votable proposal | | |
SBM Offshore NV | | N7752F148 | 14-Dec-11 | Special | Close Meeting | Management | *Non-votable proposal | | |
SBM Offshore NV | | N7752F148 | 16-May-12 | Annual | Open Meeting | Management | *Non-votable proposal | | |
SBM Offshore NV | | N7752F148 | 16-May-12 | Annual | Receive Report of Management Board | Management | *Non-votable proposal | | |
SBM Offshore NV | | N7752F148 | 16-May-12 | Annual | Receive Report of Supervisory Board | Management | *Non-votable proposal | | |
SBM Offshore NV | | N7752F148 | 16-May-12 | Annual | Discussion on Company's Corporate Governance Structure | Management | *Non-votable proposal | | |
SBM Offshore NV | | N7752F148 | 16-May-12 | Annual | Other Business and Allow Questions | Management | *Non-votable proposal | | |
SBM Offshore NV | | N7752F148 | 16-May-12 | Annual | Close Meeting | Management | *Non-votable proposal | | |
SBM Offshore NV | | N7752F148 | 27-Jun-12 | Special | Open Meeting | Management | *Non-votable proposal | | |
SBM Offshore NV | | N7752F148 | 27-Jun-12 | Special | Close Meeting | Management | *Non-votable proposal | | |
Tekfen Holding AS | TKFEN | M8788F103 | 28-May-12 | Annual | Receive Information on the Guarantees, Pledges, and Mortgages Provided by the Company to Third Parties; Receive Information on Related Party Transactions | Management | *Non-votable proposal | | |
Tekfen Holding AS | TKFEN | M8788F103 | 28-May-12 | Annual | Receive Information on the Guarantees, Pledges, and Mortgages Provided by the Company to Third Parties; Receive Information on Related Party Transactions | Management | *Non-votable proposal | | |
Tekfen Holding AS | TKFEN | M8788F103 | 28-May-12 | Annual | Receive Information on Charitable Donations | Management | *Non-votable proposal | | |
Tekfen Holding AS | TKFEN | M8788F103 | 28-May-12 | Annual | Receive Information on Charitable Donations | Management | *Non-votable proposal | | |
Tekfen Holding AS | TKFEN | M8788F103 | 28-May-12 | Annual | Wishes | Management | *Non-votable proposal | | |
Tekfen Holding AS | TKFEN | M8788F103 | 28-May-12 | Annual | Wishes | Management | *Non-votable proposal | | |
Vienna Insurance Group Ag Wiener Versicherung Gruppe | VIG | A9142L128 | 04-May-12 | Annual | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | *Non-votable proposal | | |
Wincor Nixdorf AG | WIN | D9695J105 | 23-Jan-12 | Annual | Receive Financial Statements and Statutory Reports for Fiscal 2010/2011 (Non-Voting) | Management | *Non-votable proposal | | |
Axa | CS | F06106102 | 25-Apr-12 | Annual/Special | Elect Fewzia Allaouat as Representative of Employee Shareholders to the Board | Management | Yes | Against | For |
Axa | CS | F06106102 | 25-Apr-12 | Annual/Special | Elect Olivier Dot Representative of Employee Shareholders to the Board | Management | Yes | Against | For |
Axa | CS | F06106102 | 25-Apr-12 | Annual/Special | Elect Fewzia Allaouat as Representative of Employee Shareholders to the Board | Management | Yes | Against | For |
Axa | CS | F06106102 | 25-Apr-12 | Annual/Special | Elect Herbert Fuchs Representative of Employee Shareholders to the Board | Management | Yes | Against | For |
Axa | CS | F06106102 | 25-Apr-12 | Annual/Special | Elect Olivier Dot Representative of Employee Shareholders to the Board | Management | Yes | Against | For |
Axa | CS | F06106102 | 25-Apr-12 | Annual/Special | Elect Denis Gouyou Beauchamps Representative of Employee Shareholders to the Board | Management | Yes | Against | For |
Axa | CS | F06106102 | 25-Apr-12 | Annual/Special | Elect Herbert Fuchs Representative of Employee Shareholders to the Board | Management | Yes | Against | For |
Axa | CS | F06106102 | 25-Apr-12 | Annual/Special | Elect Thierry Jousset Representative of Employee Shareholders to the Board | Management | Yes | Against | For |
Axa | CS | F06106102 | 25-Apr-12 | Annual/Special | Elect Denis Gouyou Beauchamps Representative of Employee Shareholders to the Board | Management | Yes | Against | For |
Axa | CS | F06106102 | 25-Apr-12 | Annual/Special | Elect Rodney Koch Representative of Employee Shareholders to the Board | Management | Yes | Against | For |
Axa | CS | F06106102 | 25-Apr-12 | Annual/Special | Elect Thierry Jousset Representative of Employee Shareholders to the Board | Management | Yes | Against | For |
Axa | CS | F06106102 | 25-Apr-12 | Annual/Special | Elect Emmanuel Rame Representative of Employee Shareholders to the Board | Management | Yes | Against | For |
Axa | CS | F06106102 | 25-Apr-12 | Annual/Special | Elect Rodney Koch Representative of Employee Shareholders to the Board | Management | Yes | Against | For |
Axa | CS | F06106102 | 25-Apr-12 | Annual/Special | Elect Emmanuel Rame Representative of Employee Shareholders to the Board | Management | Yes | Against | For |
Cap Gemini | CAP | F13587120 | 24-May-12 | Annual/Special | Elect Carla Heimbigner as Representative of Employee Shareholders to the Board | Management | Yes | Against | For |
Power Corporation Of Canada | POW | 739239101 | 15-May-12 | Annual | SP 1: Performance-Based Equity Awards | Share Holder | Yes | Against | For |
Power Corporation Of Canada | POW | 739239101 | 15-May-12 | Annual | SP 2: Increase Disclosure of Executive Compensation | Share Holder | Yes | Against | For |
Power Corporation Of Canada | POW | 739239101 | 15-May-12 | Annual | SP 3: Disclose Information on Compensation Consultant | Share Holder | Yes | Against | For |
Total SA | FP | F92124100 | 11-May-12 | Annual/Special | Approve Additional Indicators to Include in the Information Provided on Corporate Executive Officers Remuneration | Share Holder | Yes | Against | For |
Total SA | FP | F92124100 | 11-May-12 | Annual/Special | Allow Loyalty Dividends to Long-Term Registered Shareholders | Share Holder | Yes | Against | For |
Akzo Nobel NV | AKZA | N01803100 | 23-Apr-12 | Annual | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | Yes | Against | Against |
Akzo Nobel NV | AKZA | N01803100 | 23-Apr-12 | Annual | Authorize Board to Exclude Preemptive Rights from Issuance under Item 8a | Management | Yes | Against | Against |
Anhui Expressway Co Ltd | 600012 | Y01374118 | 25-May-12 | Annual | Approve Purchase of Liability Insurance for Directors, Supervisors, and Senior Management | Management | Yes | Against | Against |
Anhui Expressway Co Ltd | 600012 | Y01374118 | 25-May-12 | Annual | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | Yes | Against | Against |
Axa | CS | F06106102 | 25-Apr-12 | Annual/Special | Amend Article 21 of Bylaws Re: Related-Party Transactions | Management | Yes | Against | Against |
Axa | CS | F06106102 | 25-Apr-12 | Annual/Special | Amend Article 21 of Bylaws Re: Related-Party Transactions | Management | Yes | Against | Against |
BNP Paribas SA | BNP | F1058Q238 | 23-May-12 | Annual/Special | Reelect Denis Kessler as Director | Management | Yes | Against | Against |
BNP Paribas SA | BNP | F1058Q238 | 23-May-12 | Annual/Special | Reelect Denis Kessler as Director | Management | Yes | Against | Against |
BNP Paribas SA | BNP | F1058Q238 | 23-May-12 | Annual/Special | Reelect Michel Pebereau as Director | Management | Yes | Against | Against |
BNP Paribas SA | BNP | F1058Q238 | 23-May-12 | Annual/Special | Reelect Michel Pebereau as Director | Management | Yes | Against | Against |
BNP Paribas SA | BNP | F1058Q238 | 23-May-12 | Annual/Special | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 350 Million | Management | Yes | Against | Against |
BNP Paribas SA | BNP | F1058Q238 | 23-May-12 | Annual/Special | Authorize Capital Increase of Up to EUR 350 Million for Future Exchange Offers | Management | Yes | Against | Against |
BNP Paribas SA | BNP | F1058Q238 | 23-May-12 | Annual/Special | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 350 Million | Management | Yes | Against | Against |
BNP Paribas SA | BNP | F1058Q238 | 23-May-12 | Annual/Special | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | Yes | Against | Against |
BNP Paribas SA | BNP | F1058Q238 | 23-May-12 | Annual/Special | Authorize Capital Increase of Up to EUR 350 Million for Future Exchange Offers | Management | Yes | Against | Against |
BNP Paribas SA | BNP | F1058Q238 | 23-May-12 | Annual/Special | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | Yes | Against | Against |
British American Tobacco plc | BATS | G1510J102 | 26-Apr-12 | Annual | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | Yes | Against | Against |
British American Tobacco plc | BATS | G1510J102 | 26-Apr-12 | Annual | Authorise Board to Fix Remuneration of Auditors | Management | Yes | Against | Against |
British American Tobacco plc | BATS | G1510J102 | 26-Apr-12 | Annual | Authorise Issue of Equity with Pre-emptive Rights | Management | Yes | Against | Against |
Cap Gemini | CAP | F13587120 | 24-May-12 | Annual/Special | Renew Appointment of Pierre Hessler as Censor | Management | Yes | Against | Against |
Cap Gemini | CAP | F13587120 | 24-May-12 | Annual/Special | Renew Appointment of Geoff Unwin as Censor | Management | Yes | Against | Against |
Cap Gemini | CAP | F13587120 | 24-May-12 | Annual/Special | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 185 Million | Management | Yes | Against | Against |
Cap Gemini | CAP | F13587120 | 24-May-12 | Annual/Special | Approve Issuance of Shares up to Aggregate Nominal Amount of EUR 185 Million for a Private Placement | Management | Yes | Against | Against |
Cap Gemini | CAP | F13587120 | 24-May-12 | Annual/Special | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above under Items 13 to 15 | Management | Yes | Against | Against |
Cap Gemini | CAP | F13587120 | 24-May-12 | Annual/Special | Authorize Capital Increase of Up to EUR 185 Million for Future Exchange Offers | Management | Yes | Against | Against |
Carillion plc | CLLN | G1900N101 | 02-May-12 | Annual | Re-elect Richard Howson as Director | Management | Yes | Against | Against |
Carillion plc | CLLN | G1900N101 | 02-May-12 | Annual | Authorise Issue of Equity with Pre-emptive Rights | Management | Yes | Against | Against |
China Automation Group Ltd. | 00569 | G2112N111 | 29-May-12 | Annual | Reelect Xuan Rui Guo as Director | Management | Yes | Against | Against |
China Automation Group Ltd. | 00569 | G2112N111 | 29-May-12 | Annual | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | Yes | Against | Against |
China Automation Group Ltd. | 00569 | G2112N111 | 29-May-12 | Annual | Authorize Reissuance of Repurchased Shares | Management | Yes | Against | Against |
China Everbright Limited | 00165 | Y1421G106 | 11-May-12 | Annual | Reelect Tang Chi Chun, Richard as Director | Management | Yes | Against | Against |
China Everbright Limited | 00165 | Y1421G106 | 11-May-12 | Annual | Reelect Wang Weimin as Director | Management | Yes | Against | Against |
China Everbright Limited | 00165 | Y1421G106 | 11-May-12 | Annual | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | Against | Against |
China Everbright Limited | 00165 | Y1421G106 | 11-May-12 | Annual | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | Yes | Against | Against |
China Everbright Limited | 00165 | Y1421G106 | 11-May-12 | Annual | Authorize Reissuance of Repurchased Shares | Management | Yes | Against | Against |
China Green (Holdings) Ltd. | 00904 | G2107G105 | 23-Sep-11 | Annual | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | Yes | Against | Against |
China Green (Holdings) Ltd. | 00904 | G2107G105 | 23-Sep-11 | Annual | Authorize Reissuance of Repurchased Shares | Management | Yes | Against | Against |
CNOOC Ltd. | 00883 | Y1662W117 | 25-May-12 | Annual | Reelect Wu Guangqi as Executive Director | Management | Yes | Against | Against |
CNOOC Ltd. | 00883 | Y1662W117 | 25-May-12 | Annual | Reelect Wu Zhenfang as Non-Executive Director | Management | Yes | Against | Against |
CNOOC Ltd. | 00883 | Y1662W117 | 25-May-12 | Annual | Reelect Tse Hau Yin, Aloysius as Independent Non-Executive Director | Management | Yes | Against | Against |
CNOOC Ltd. | 00883 | Y1662W117 | 25-May-12 | Annual | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | Yes | Against | Against |
CNOOC Ltd. | 00883 | Y1662W117 | 25-May-12 | Annual | Authorize Reissuance of Repurchased Shares | Management | Yes | Against | Against |
Compagnie generale des etablissements Michelin | ML | F61824144 | 11-May-12 | Annual/Special | Approve Financial Statements and Statutory Reports | Management | Yes | Against | Against |
Compagnie generale des etablissements Michelin | ML | F61824144 | 11-May-12 | Annual/Special | Approve Consolidated Financial Statements and Statutory Reports | Management | Yes | Against | Against |
Credit Suisse Group AG | CSGN | H3698D419 | 27-Apr-12 | Annual | Approve Remuneration Report | Management | Yes | Against | Against |
Credit Suisse Group AG | CSGN | H3698D419 | 27-Apr-12 | Annual | Approve Creation of CHF 8 Million Pool of Convertible Capital without Preemptive Rights | Management | Yes | Against | Against |
Credit Suisse Group AG | CSGN | H3698D419 | 27-Apr-12 | Annual | Reelect Walter Kielholz as Director | Management | Yes | Against | Against |
Credit Suisse Group AG | CSGN | H3698D419 | 27-Apr-12 | Annual | Reelect Urs Rohner as Director | Management | Yes | Against | Against |
Danone | BN | F12033134 | 26-Apr-12 | Annual/Special | Reelect Richard Goblet D Alviella as Director | Management | Yes | Against | Against |
Danone | BN | F12033134 | 26-Apr-12 | Annual/Special | Approve Transactions with J.P. Morgan | Management | Yes | Against | Against |
DBS Group Holdings Ltd. | D05 | Y20246107 | 25-Apr-12 | Annual | Reelect Peter Seah as Director | Management | Yes | Against | Against |
DBS Group Holdings Ltd. | D05 | Y20246107 | 25-Apr-12 | Annual | Approve Issuance of Shares and Grant Awards Pursuant to the DBSH Share Option Plan and DBSH Share Plan | Management | Yes | Against | Against |
Eurazeo | RF | F3296A108 | 11-May-12 | Annual/Special | Approve Auditors' Special Report on Related-Party Transactions | Management | Yes | Against | Against |
Eurazeo | RF | F3296A108 | 11-May-12 | Annual/Special | Reelect Richard Goblet d Alviella as Supervisory Board Member | Management | Yes | Against | Against |
Eurazeo | RF | F3296A108 | 11-May-12 | Annual/Special | Ratify Appointment of Michel Mathieu as Supervisory Board Member | Management | Yes | Against | Against |
Eurazeo | RF | F3296A108 | 11-May-12 | Annual/Special | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | Yes | Against | Against |
Eurazeo | RF | F3296A108 | 11-May-12 | Annual/Special | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 150 Million | Management | Yes | Against | Against |
Eurazeo | RF | F3296A108 | 11-May-12 | Annual/Special | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 100 Million | Management | Yes | Against | Against |
Eurazeo | RF | F3296A108 | 11-May-12 | Annual/Special | Approve Issuance of Shares up to 20 Percent of Issued Capital Per Year for a Private Placement | Management | Yes | Against | Against |
Eurazeo | RF | F3296A108 | 11-May-12 | Annual/Special | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | Yes | Against | Against |
Eurazeo | RF | F3296A108 | 11-May-12 | Annual/Special | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | Yes | Against | Against |
Eurazeo | RF | F3296A108 | 11-May-12 | Annual/Special | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | Yes | Against | Against |
Eurazeo | RF | F3296A108 | 11-May-12 | Annual/Special | Set Total Limit for Capital Increase to Result from All Issuance Requests under Items 13 to 18 at EUR 150 Million | Management | Yes | Against | Against |
Eurazeo | RF | F3296A108 | 11-May-12 | Annual/Special | Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer | Management | Yes | Against | Against |
Eurazeo | RF | F3296A108 | 11-May-12 | Annual/Special | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan | Management | Yes | Against | Against |
Fisher & Paykel Healthcare Corp (frmly Fisher & Paykel ) | FPH | Q38992105 | 19-Aug-11 | Annual | Elect Gary Paykel as a Director | Management | Yes | Against | Against |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | 14-Jun-12 | Annual | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | Against | Against |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | 14-Jun-12 | Annual | Ratify Auditors | Management | Yes | Against | Against |
Hang Lung Properties Ltd. | 00101 | Y30166105 | 18-Apr-12 | Annual | Reelect Ronald Joseph Arculli as Director | Management | Yes | Against | Against |
Hang Lung Properties Ltd. | 00101 | Y30166105 | 18-Apr-12 | Annual | Reelect Ronnie Chichung Chan as Director | Management | Yes | Against | Against |
Hang Lung Properties Ltd. | 00101 | Y30166105 | 18-Apr-12 | Annual | Reelect Henry Tze Yin Yiu as Director | Management | Yes | Against | Against |
Hang Lung Properties Ltd. | 00101 | Y30166105 | 18-Apr-12 | Annual | Reelect Hau Cheong Ho as Director | Management | Yes | Against | Against |
Hang Lung Properties Ltd. | 00101 | Y30166105 | 18-Apr-12 | Annual | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | Against | Against |
Hang Lung Properties Ltd. | 00101 | Y30166105 | 18-Apr-12 | Annual | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | Yes | Against | Against |
Hang Lung Properties Ltd. | 00101 | Y30166105 | 18-Apr-12 | Annual | Authorize Reissuance of Repurchased Shares | Management | Yes | Against | Against |
Hang Lung Properties Ltd. | 00101 | Y30166105 | 18-Apr-12 | Annual | Adopt New Share Option Scheme | Management | Yes | Against | Against |
Impala Platinum Holdings Ltd | IMP | S37840113 | 26-Oct-11 | Annual | Approve Remuneration Policy | Management | Yes | Against | Against |
Impala Platinum Holdings Ltd | IMP | S37840113 | 26-Oct-11 | Annual | Re-elect Thabo Mokgatlha as Director | Management | Yes | Against | Against |
Investor AB | INVEB | W48102128 | 17-Apr-12 | Annual | Approve Remuneration of Auditors | Management | Yes | Against | Against |
Investor AB | INVEB | W48102128 | 17-Apr-12 | Annual | Reelect Jacob Wallenberg, Gunnar Brock, Sune Carlsson, Borje Ekholm, Tom Johnstone, Carola Lemne, Grace Skaugen, O. Sexton, Hans Straberg, Lena Torell, and Peter Wallenberg Jr as Directors; Elect Josef Ackermann and Marcus Wallenberg as New Directors | Management | Yes | Against | Against |
Investor AB | INVEB | W48102128 | 17-Apr-12 | Annual | Ratify KPMG as Auditors | Management | Yes | Against | Against |
Israel Chemicals Ltd. | ICL | M5920A109 | 05-Oct-11 | Annual/Special | Approve Related Party Transaction | Management | Yes | Against | Against |
Kingfisher plc | KGF | G5256E441 | 14-Jun-12 | Annual | Authorise Issue of Equity with Pre-emptive Rights | Management | Yes | Against | Against |
Man Group plc | EMG | G5790V156 | 07-Jul-11 | Annual | Re-elect Alison Carnwath as Director | Management | Yes | Against | Against |
Man Group plc | EMG | G5790V156 | 07-Jul-11 | Annual | Authorise Issue of Equity with Pre-emptive Rights | Management | Yes | Against | Against |
Man Group plc | EMG | G5790V156 | 07-Jul-11 | Annual | Approve 2011 Executive Share Option Plan | Management | Yes | Against | Against |
Man Group plc | EMG | G5790V156 | 01-May-12 | Annual | Re-elect Alison Carnwath as Director | Management | Yes | Against | Against |
Man Group plc | EMG | G5790V156 | 01-May-12 | Annual | Authorise Issue of Equity with Pre-emptive Rights | Management | Yes | Against | Against |
NagaCorp Ltd. | 03918 | G6382M109 | 24-May-12 | Annual | Reelect Philip Lee Wai Tuck as Executive Director | Management | Yes | Against | Against |
NagaCorp Ltd. | 03918 | G6382M109 | 24-May-12 | Annual | Reelect Timothy Patrick McNally as Non-Executive Director | Management | Yes | Against | Against |
NagaCorp Ltd. | 03918 | G6382M109 | 24-May-12 | Annual | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | Yes | Against | Against |
NagaCorp Ltd. | 03918 | G6382M109 | 24-May-12 | Annual | Authorize Reissuance of Repurchased Shares | Management | Yes | Against | Against |
Neopost SA | NEO | F65196119 | 05-Jul-11 | Annual/Special | Approve Severance Payment Agreement with Denis Thiery | Management | Yes | Against | Against |
Peak Sport Products Co., Ltd. | 01968 | G69599101 | 14-May-12 | Annual | Reelect Xu Zhida as Executive Director | Management | Yes | Against | Against |
Peak Sport Products Co., Ltd. | 01968 | G69599101 | 14-May-12 | Annual | Relect Zhu Linan as Non-Executive Director | Management | Yes | Against | Against |
Peak Sport Products Co., Ltd. | 01968 | G69599101 | 14-May-12 | Annual | Reelect Xiang Bing as Independent Non-Executive Director | Management | Yes | Against | Against |
Peak Sport Products Co., Ltd. | 01968 | G69599101 | 14-May-12 | Annual | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | Against | Against |
Peak Sport Products Co., Ltd. | 01968 | G69599101 | 14-May-12 | Annual | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | Yes | Against | Against |
Peak Sport Products Co., Ltd. | 01968 | G69599101 | 14-May-12 | Annual | Authorize Reissuance of Repurchased Shares | Management | Yes | Against | Against |
Philip Morris International Inc. | PM | 718172109 | 09-May-12 | Annual | Elect DirectorLouis C. Camilleri | Management | Yes | Against | Against |
Playtech Ltd | PTEC | G7131X107 | 19-Dec-11 | Special | Waive Requirement for Mandatory Offer to All Shareholders | Management | Yes | Against | Against |
Playtech Ltd | PTEC | G7131X107 | 19-Dec-11 | Special | Amend Articles of Association Re: Voting Rights | Management | Yes | Against | Against |
Playtech Ltd | PTEC | G7131X107 | 19-Dec-11 | Special | Waive Requirement for Mandatory Offer to All Shareholders | Management | Yes | Against | Against |
Playtech Ltd | PTEC | G7131X107 | 16-May-12 | Annual | Reelect Roger Withers as a Director | Management | Yes | Against | Against |
Playtech Ltd | PTEC | G7131X107 | 16-May-12 | Annual | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | Yes | Against | Against |
Raubex Group Ltd | RBX | S68353101 | 07-Oct-11 | Annual | Approve the Limits of the Raubex Group Ltd Deferred Stock Scheme | Management | Yes | Against | Against |
Royal Dutch Shell plc | RDSB | G7690A118 | 22-May-12 | Annual | Re-elect Josef Ackermann as Director | Management | Yes | Against | Against |
Sankyo Co. Ltd. (6417) | 6417 | J67844100 | 28-Jun-12 | Annual | Approve Retirement Bonus Payment for Director | Management | Yes | Against | Against |
SBM Offshore NV | | N7752F148 | 16-May-12 | Annual | Ratify KPMG as Auditors | Management | Yes | Against | Against |
SBM Offshore NV | | N7752F148 | 16-May-12 | Annual | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | Yes | Against | Against |
SBM Offshore NV | | N7752F148 | 16-May-12 | Annual | Authorize Board to Exclude Preemptive Rights from Issuance under Item 8.1 | Management | Yes | Against | Against |
Shanghai Industrial Holdings Ltd | 00363 | Y7683K107 | 23-Apr-12 | Special | Adopt Asia Water Share Option Scheme 2012 | Management | Yes | Against | Against |
Shanghai Industrial Holdings Ltd | 00363 | Y7683K107 | 25-May-12 | Special | Terminate SIHL Existing Scheme and Adopt SIHL New Scheme | Management | Yes | Against | Against |
Shanghai Industrial Holdings Ltd | 00363 | Y7683K107 | 25-May-12 | Annual | Reelect Teng Yi Long as Director | Management | Yes | Against | Against |
Shanghai Industrial Holdings Ltd | 00363 | Y7683K107 | 25-May-12 | Annual | Reelect Lu Ming Fang as Director | Management | Yes | Against | Against |
Shanghai Industrial Holdings Ltd | 00363 | Y7683K107 | 25-May-12 | Annual | Reelect Lu Shen as Director | Management | Yes | Against | Against |
Shanghai Industrial Holdings Ltd | 00363 | Y7683K107 | 25-May-12 | Annual | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | Against | Against |
Shanghai Industrial Holdings Ltd | 00363 | Y7683K107 | 25-May-12 | Annual | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | Yes | Against | Against |
Shanghai Industrial Holdings Ltd | 00363 | Y7683K107 | 25-May-12 | Annual | Authorize Reissuance of Repurchased Shares | Management | Yes | Against | Against |
Shougang Fushan Resources Group Ltd. | 00639 | Y2677L104 | 25-May-12 | Annual | Reelect Li Shaofeng as Director | Management | Yes | Against | Against |
Shougang Fushan Resources Group Ltd. | 00639 | Y2677L104 | 25-May-12 | Annual | Reelect Chen Zhouping as Director | Management | Yes | Against | Against |
Shougang Fushan Resources Group Ltd. | 00639 | Y2677L104 | 25-May-12 | Annual | Reelect Wong Lik Ping as Director | Management | Yes | Against | Against |
Shougang Fushan Resources Group Ltd. | 00639 | Y2677L104 | 25-May-12 | Annual | Reelect So Kwok Hoo as Director | Management | Yes | Against | Against |
Shougang Fushan Resources Group Ltd. | 00639 | Y2677L104 | 25-May-12 | Annual | Reelect Zhang Yaoping as Director | Management | Yes | Against | Against |
Shougang Fushan Resources Group Ltd. | 00639 | Y2677L104 | 25-May-12 | Annual | Reelect Zhang Wenhui as Director | Management | Yes | Against | Against |
Shougang Fushan Resources Group Ltd. | 00639 | Y2677L104 | 25-May-12 | Annual | Appoint Auditor and Authorize Board to Fix Their Remuneration | Management | Yes | Against | Against |
Shougang Fushan Resources Group Ltd. | 00639 | Y2677L104 | 25-May-12 | Annual | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | Yes | Against | Against |
Shougang Fushan Resources Group Ltd. | 00639 | Y2677L104 | 25-May-12 | Annual | Authorize Reissuance of Repurchased Shares | Management | Yes | Against | Against |
Shougang Fushan Resources Group Ltd. | 00639 | Y2677L104 | 25-May-12 | Annual | Adopt New Share Option Scheme and Terminate Existing Share Option Scheme of the Company | Management | Yes | Against | Against |
Sino Biopharmaceutical Ltd. | 01177 | G8167W138 | 28-May-12 | Annual | Reelect Tse Ping as Director | Management | Yes | Against | Against |
Sino Biopharmaceutical Ltd. | 01177 | G8167W138 | 28-May-12 | Annual | Reelect Xu Xiaoyang as Director | Management | Yes | Against | Against |
Sino Biopharmaceutical Ltd. | 01177 | G8167W138 | 28-May-12 | Annual | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | Yes | Against | Against |
Sino Biopharmaceutical Ltd. | 01177 | G8167W138 | 28-May-12 | Annual | Authorize Reissuance of Repurchased Shares | Management | Yes | Against | Against |
Standard Chartered plc | STAN | G84228157 | 09-May-12 | Annual | Re-elect Rudolph Markham as Director | Management | Yes | Against | Against |
Standard Chartered plc | STAN | G84228157 | 09-May-12 | Annual | Re-elect Peter Sands as Director | Management | Yes | Against | Against |
Standard Chartered plc | STAN | G84228157 | 09-May-12 | Annual | Authorise Issue of Equity with Pre-emptive Rights | Management | Yes | Against | Against |
Suez Environnement Company | SEV | F90131115 | 24-May-12 | Annual/Special | Ratify Appointment of Isabelle Kocher as Director | Management | Yes | Against | Against |
Suez Environnement Company | SEV | F90131115 | 24-May-12 | Annual/Special | Reelect Gerard Mestrallet as Director | Management | Yes | Against | Against |
Suez Environnement Company | SEV | F90131115 | 24-May-12 | Annual/Special | Reelect Jean-Louis Chaussade as Director | Management | Yes | Against | Against |
Suez Environnement Company | SEV | F90131115 | 24-May-12 | Annual/Special | Reelect Patrick Ouart as Director | Management | Yes | Against | Against |
Suez Environnement Company | SEV | F90131115 | 24-May-12 | Annual/Special | Reelect Amaury de Seze as Director | Management | Yes | Against | Against |
Suez Environnement Company | SEV | F90131115 | 24-May-12 | Annual/Special | Reelect Harold Boel as Director | Management | Yes | Against | Against |
Suez Environnement Company | SEV | F90131115 | 24-May-12 | Annual/Special | Approve Severance Payment Agreement with Jean-Louis Chaussade | Management | Yes | Against | Against |
Suez Environnement Company | SEV | F90131115 | 24-May-12 | Annual/Special | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 306 Million | Management | Yes | Against | Against |
Suez Environnement Company | SEV | F90131115 | 24-May-12 | Annual/Special | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | Yes | Against | Against |
Suez Environnement Company | SEV | F90131115 | 24-May-12 | Annual/Special | Approve Issuance of Shares Up to EUR 306 Million for a Private Placement | Management | Yes | Against | Against |
Suez Environnement Company | SEV | F90131115 | 24-May-12 | Annual/Special | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 17, 18, 20 | Management | Yes | Against | Against |
Suez Environnement Company | SEV | F90131115 | 24-May-12 | Annual/Special | Authorize Capital Increase of Up to EUR 306 Million for Future Exchange Offers | Management | Yes | Against | Against |
Suez Environnement Company | SEV | F90131115 | 24-May-12 | Annual/Special | Authorize up to 1.5 Percent of Issued Capital for Use in Restricted Stock Plan | Management | Yes | Against | Against |
Sumitomo Metal Mining Co. Ltd. | 5713 | J77712123 | 25-Jun-12 | Annual | Appoint Statutory Auditor Nozaki, Shigeru | Management | Yes | Against | Against |
Tekfen Holding AS | TKFEN | M8788F103 | 28-May-12 | Annual | Elect Board of Directors and Internal Auditors | Management | Yes | Against | Against |
Tekfen Holding AS | TKFEN | M8788F103 | 28-May-12 | Annual | Elect Board of Directors and Internal Auditors | Management | Yes | Against | Against |
Thai Beverage PCL | Y92 | Y8588A103 | 27-Apr-12 | Annual | Elect Wanna Sirivadhanabhakdi as Director | Management | Yes | Against | Against |
Thai Beverage PCL | Y92 | Y8588A103 | 27-Apr-12 | Annual | Other Business | Management | Yes | Against | Against |
Total SA | FP | F92124100 | 11-May-12 | Annual/Special | Reelect Christophe de Margerie as Director | Management | Yes | Against | Against |
Total SA | FP | F92124100 | 11-May-12 | Annual/Special | Reelect Bertrand Collomb as Director | Management | Yes | Against | Against |
Total SA | FP | F92124100 | 11-May-12 | Annual/Special | Reelect Michel Pebereau as Director | Management | Yes | Against | Against |
Total SA | FP | F92124100 | 11-May-12 | Annual/Special | Approve Severance Payment Agreement with Christophe de Margerie | Management | Yes | Against | Against |
Total SA | FP | F92124100 | 11-May-12 | Annual/Special | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 850 Million | Management | Yes | Against | Against |
Total SA | FP | F92124100 | 11-May-12 | Annual/Special | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Item 14 | Management | Yes | Against | Against |
Travelsky Technology Limited | 00696 | Y8972V101 | 05-Jun-12 | Annual | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | Yes | Against | Against |
Vodafone Group plc | VOD | G93882135 | 26-Jul-11 | Annual | Authorise Issue of Equity with Pre-emptive Rights | Management | Yes | Against | Against |
William Hill plc | WMH | G9645P117 | 08-May-12 | Annual | Approve Remuneration Report | Management | Yes | Against | Against |
William Hill plc | WMH | G9645P117 | 08-May-12 | Annual | Reappoint Deloitte LLP as Auditors | Management | Yes | Against | Against |
William Hill plc | WMH | G9645P117 | 08-May-12 | Annual | Authorise Board to Fix Remuneration of Auditors | Management | Yes | Against | Against |
William Hill plc | WMH | G9645P117 | 08-May-12 | Annual | Authorise Issue of Equity with Pre-emptive Rights | Management | Yes | Against | Against |
Wincor Nixdorf AG | WIN | D9695J105 | 23-Jan-12 | Annual | Reelect Karl-Heinz Stiller to the Supervisory Board | Management | Yes | Against | Against |
Investor AB | INVEB | W48102128 | 17-Apr-12 | Annual | Elect John Eriksson as Director | Share Holder | Yes | Against | None |
Investor AB | INVEB | W48102128 | 17-Apr-12 | Annual | Approve Distribution of the Book "En finansmans bekannelser - veni, vidi, ridi" to the Shareholders Free of Charge | Share Holder | Yes | Against | None |
Israel Chemicals Ltd. | ICL | M5920A109 | 05-Oct-11 | Annual/Special | Indicate if you are a Controlling Shareholder | Management | | Do Not Vote | |
Israel Chemicals Ltd. | ICL | M5920A109 | 05-Oct-11 | Annual/Special | Indicate Personal Interest in Proposed Agenda Item | Management | | Do Not Vote | |
Israel Chemicals Ltd. | ICL | M5920A109 | 05-Oct-11 | Annual/Special | Indicate Personal Interest in Proposed Agenda Item | Management | | Do Not Vote | |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | 14-Jun-12 | Annual | Request Director Nominee with Environmental Qualifications | Share Holder | Yes | For | Against |
Philip Morris International Inc. | PM | 718172109 | 09-May-12 | Annual | Require Independent Board Chairman | Share Holder | Yes | For | Against |
Philip Morris International Inc. | PM | 718172109 | 09-May-12 | Annual | Establish Ethics Committee to Review Marketing Activities | Share Holder | Yes | For | Against |
Power Corporation Of Canada | POW | 739239101 | 15-May-12 | Annual | SP 4: Increase the Independence of the Board | Share Holder | Yes | For | Against |
AES Tiete SA | GETI4 | P4991B101 | 22-Dec-11 | Special | Elect Directors | Management | Yes | For | For |
AES Tiete SA | GETI4 | P4991B101 | 16-Apr-12 | Special | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | Yes | For | For |
AES Tiete SA | GETI4 | P4991B101 | 16-Apr-12 | Annual | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Management | Yes | For | For |
AES Tiete SA | GETI4 | P4991B101 | 16-Apr-12 | Annual | Approve Allocation of Income and Dividends | Management | Yes | For | For |
AES Tiete SA | GETI4 | P4991B101 | 16-Apr-12 | Annual | Elect Fiscal Council Members | Management | Yes | For | For |
Akzo Nobel NV | AKZA | N01803100 | 23-Apr-12 | Annual | Adopt Financial Statements | Management | Yes | For | For |
Akzo Nobel NV | AKZA | N01803100 | 23-Apr-12 | Annual | Approve Dividends of EUR 1.45 Per Share | Management | Yes | For | For |
Akzo Nobel NV | AKZA | N01803100 | 23-Apr-12 | Annual | Approve Discharge of Management Board | Management | Yes | For | For |
Akzo Nobel NV | AKZA | N01803100 | 23-Apr-12 | Annual | Approve Discharge of Supervisory Board | Management | Yes | For | For |
Akzo Nobel NV | AKZA | N01803100 | 23-Apr-12 | Annual | Elect A.C.M.A. Buchner to Executive Board and Approve Conditional Share Grant | Management | Yes | For | For |
Akzo Nobel NV | AKZA | N01803100 | 23-Apr-12 | Annual | Reelect L.E. Darner to Executive Board | Management | Yes | For | For |
Akzo Nobel NV | AKZA | N01803100 | 23-Apr-12 | Annual | Reelect K. R. Nichols to Executive Board | Management | Yes | For | For |
Akzo Nobel NV | AKZA | N01803100 | 23-Apr-12 | Annual | Elect S.M. Baldauf to Supervisory Board | Management | Yes | For | For |
Akzo Nobel NV | AKZA | N01803100 | 23-Apr-12 | Annual | Elect B.J.M. Verwaayen to Supervisory Board | Management | Yes | For | For |
Akzo Nobel NV | AKZA | N01803100 | 23-Apr-12 | Annual | Reelect R.G.C. van den Brink to Supervisory Board | Management | Yes | For | For |
Akzo Nobel NV | AKZA | N01803100 | 23-Apr-12 | Annual | Reelect P. B. Ellwood to Supervisory Board | Management | Yes | For | For |
Akzo Nobel NV | AKZA | N01803100 | 23-Apr-12 | Annual | Amend Articles Re: Legislative Changes | Management | Yes | For | For |
Akzo Nobel NV | AKZA | N01803100 | 23-Apr-12 | Annual | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | Yes | For | For |
Anglo American plc | AAL | G03764134 | 06-Jan-12 | Special | Approve Acquisition of the Entire Equity and Shareholder Loan Interests of the CHL Group in DB Investments SA and De Beers SA | Management | Yes | For | For |
Anglo American plc | AAL | G03764134 | 19-Apr-12 | Annual | Accept Financial Statements and Statutory Reports | Management | Yes | For | For |
Anglo American plc | AAL | G03764134 | 19-Apr-12 | Annual | Approve Final Dividend | Management | Yes | For | For |
Anglo American plc | AAL | G03764134 | 19-Apr-12 | Annual | Re-elect Cynthia Carroll as Director | Management | Yes | For | For |
Anglo American plc | AAL | G03764134 | 19-Apr-12 | Annual | Re-elect David Challen as Director | Management | Yes | For | For |
Anglo American plc | AAL | G03764134 | 19-Apr-12 | Annual | Re-elect Sir CK Chow as Director | Management | Yes | For | For |
Anglo American plc | AAL | G03764134 | 19-Apr-12 | Annual | Re-elect Sir Philip Hampton as Director | Management | Yes | For | For |
Anglo American plc | AAL | G03764134 | 19-Apr-12 | Annual | Re-elect Rene Medori as Director | Management | Yes | For | For |
Anglo American plc | AAL | G03764134 | 19-Apr-12 | Annual | Re-elect Phuthuma Nhleko as Director | Management | Yes | For | For |
Anglo American plc | AAL | G03764134 | 19-Apr-12 | Annual | Re-elect Ray O'Rourke as Director | Management | Yes | For | For |
Anglo American plc | AAL | G03764134 | 19-Apr-12 | Annual | Re-elect Sir John Parker as Director | Management | Yes | For | For |
Anglo American plc | AAL | G03764134 | 19-Apr-12 | Annual | Re-elect Mamphela Ramphele as Director | Management | Yes | For | For |
Anglo American plc | AAL | G03764134 | 19-Apr-12 | Annual | Re-elect Jack Thompson as Director | Management | Yes | For | For |
Anglo American plc | AAL | G03764134 | 19-Apr-12 | Annual | Re-elect Peter Woicke as Director | Management | Yes | For | For |
Anglo American plc | AAL | G03764134 | 19-Apr-12 | Annual | Reappoint Deloitte LLP as Auditors | Management | Yes | For | For |
Anglo American plc | AAL | G03764134 | 19-Apr-12 | Annual | Authorise Board to Fix Remuneration of Auditors | Management | Yes | For | For |
Anglo American plc | AAL | G03764134 | 19-Apr-12 | Annual | Approve Remuneration Report | Management | Yes | For | For |
Anglo American plc | AAL | G03764134 | 19-Apr-12 | Annual | Authorise Issue of Equity with Pre-emptive Rights | Management | Yes | For | For |
Anglo American plc | AAL | G03764134 | 19-Apr-12 | Annual | Authorise Issue of Equity without Pre-emptive Rights | Management | Yes | For | For |
Anglo American plc | AAL | G03764134 | 19-Apr-12 | Annual | Authorise Market Purchase | Management | Yes | For | For |
Anglo American plc | AAL | G03764134 | 19-Apr-12 | Annual | Authorise the Company to Call EGM with Two Weeks' Notice | Management | Yes | For | For |
Anhui Expressway Co Ltd | 600012 | Y01374118 | 25-May-12 | Annual | Accept Report of Board of Directors | Management | Yes | For | For |
Anhui Expressway Co Ltd | 600012 | Y01374118 | 25-May-12 | Annual | Accept Report of Supervisory Committee | Management | Yes | For | For |
Anhui Expressway Co Ltd | 600012 | Y01374118 | 25-May-12 | Annual | Accept Financial Statements and Statutory Reports | Management | Yes | For | For |
Anhui Expressway Co Ltd | 600012 | Y01374118 | 25-May-12 | Annual | Approve Profit Appropriation Proposal | Management | Yes | For | For |
Anhui Expressway Co Ltd | 600012 | Y01374118 | 25-May-12 | Annual | Appoint Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For |
Anhui Expressway Co Ltd | 600012 | Y01374118 | 25-May-12 | Annual | Elect Wang Wenjie as Supervisor | Management | Yes | For | For |
Anhui Expressway Co Ltd | 600012 | Y01374118 | 25-May-12 | Annual | Approve Issuance of Three-Year Non-Public Bonds of Up to RMB 2 Billion | Management | Yes | For | For |
Asahi Glass Co. Ltd. | 5201 | J02394120 | 29-Mar-12 | Annual | Approve Allocation of Income, with a Final Dividend of JPY 13 | Management | Yes | For | For |
Asahi Glass Co. Ltd. | 5201 | J02394120 | 29-Mar-12 | Annual | Elect Director Ishimura, Kazuhiko | Management | Yes | For | For |
Asahi Glass Co. Ltd. | 5201 | J02394120 | 29-Mar-12 | Annual | Elect Director Nishimi, Yuuji | Management | Yes | For | For |
Asahi Glass Co. Ltd. | 5201 | J02394120 | 29-Mar-12 | Annual | Elect Director Kato, Katsuhisa | Management | Yes | For | For |
Asahi Glass Co. Ltd. | 5201 | J02394120 | 29-Mar-12 | Annual | Elect Director Fujino, Takashi | Management | Yes | For | For |
Asahi Glass Co. Ltd. | 5201 | J02394120 | 29-Mar-12 | Annual | Elect Director Matsuo, Kunihiro | Management | Yes | For | For |
Asahi Glass Co. Ltd. | 5201 | J02394120 | 29-Mar-12 | Annual | Elect Director Sawabe, Hajime | Management | Yes | For | For |
Asahi Glass Co. Ltd. | 5201 | J02394120 | 29-Mar-12 | Annual | Elect Director Sakane, Masahiro | Management | Yes | For | For |
Asahi Glass Co. Ltd. | 5201 | J02394120 | 29-Mar-12 | Annual | Approve Stock Option Plan | Management | Yes | For | For |
Axa | CS | F06106102 | 25-Apr-12 | Annual/Special | Approve Financial Statements and Statutory Reports | Management | Yes | For | For |
Axa | CS | F06106102 | 25-Apr-12 | Annual/Special | Approve Consolidated Financial Statements and Statutory Reports | Management | Yes | For | For |
Axa | CS | F06106102 | 25-Apr-12 | Annual/Special | Approve Financial Statements and Statutory Reports | Management | Yes | For | For |
Axa | CS | F06106102 | 25-Apr-12 | Annual/Special | Approve Allocation of Income and Dividends of EUR 0.69 per Share | Management | Yes | For | For |
Axa | CS | F06106102 | 25-Apr-12 | Annual/Special | Approve Consolidated Financial Statements and Statutory Reports | Management | Yes | For | For |
Axa | CS | F06106102 | 25-Apr-12 | Annual/Special | Approve Auditors' Special Report on Related-Party Transactions | Management | Yes | For | For |
Axa | CS | F06106102 | 25-Apr-12 | Annual/Special | Approve Allocation of Income and Dividends of EUR 0.69 per Share | Management | Yes | For | For |
Axa | CS | F06106102 | 25-Apr-12 | Annual/Special | Reelect Francois Martineau as Director | Management | Yes | For | For |
Axa | CS | F06106102 | 25-Apr-12 | Annual/Special | Approve Auditors' Special Report on Related-Party Transactions | Management | Yes | For | For |
Axa | CS | F06106102 | 25-Apr-12 | Annual/Special | Elect Stefan Lippe as Director | Management | Yes | For | For |
Axa | CS | F06106102 | 25-Apr-12 | Annual/Special | Reelect Francois Martineau as Director | Management | Yes | For | For |
Axa | CS | F06106102 | 25-Apr-12 | Annual/Special | Elect Doina Palici Chehab as Representative of Employee Shareholders to the Board | Management | Yes | For | For |
Axa | CS | F06106102 | 25-Apr-12 | Annual/Special | Elect Stefan Lippe as Director | Management | Yes | For | For |
Axa | CS | F06106102 | 25-Apr-12 | Annual/Special | Elect Doina Palici Chehab as Representative of Employee Shareholders to the Board | Management | Yes | For | For |
Axa | CS | F06106102 | 25-Apr-12 | Annual/Special | Renew Appointment of PricewaterhouseCoopers Audit as Auditor | Management | Yes | For | For |
Axa | CS | F06106102 | 25-Apr-12 | Annual/Special | Ratify Yves Nicoles as Alternate Auditor | Management | Yes | For | For |
Axa | CS | F06106102 | 25-Apr-12 | Annual/Special | Renew Appointment of PricewaterhouseCoopers Audit as Auditor | Management | Yes | For | For |
Axa | CS | F06106102 | 25-Apr-12 | Annual/Special | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | Yes | For | For |
Axa | CS | F06106102 | 25-Apr-12 | Annual/Special | Ratify Yves Nicoles as Alternate Auditor | Management | Yes | For | For |
Axa | CS | F06106102 | 25-Apr-12 | Annual/Special | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | Yes | For | For |
Axa | CS | F06106102 | 25-Apr-12 | Annual/Special | Approve Employee Stock Purchase Plan | Management | Yes | For | For |
Axa | CS | F06106102 | 25-Apr-12 | Annual/Special | Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries | Management | Yes | For | For |
Axa | CS | F06106102 | 25-Apr-12 | Annual/Special | Approve Employee Stock Purchase Plan | Management | Yes | For | For |
Axa | CS | F06106102 | 25-Apr-12 | Annual/Special | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | Yes | For | For |
Axa | CS | F06106102 | 25-Apr-12 | Annual/Special | Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries | Management | Yes | For | For |
Axa | CS | F06106102 | 25-Apr-12 | Annual/Special | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | Yes | For | For |
Axa | CS | F06106102 | 25-Apr-12 | Annual/Special | Amend Article 23 of Bylaws Re: Electronic Signature | Management | Yes | For | For |
Axa | CS | F06106102 | 25-Apr-12 | Annual/Special | Amend Article 23 of Bylaws Re: Electronic Signature | Management | Yes | For | For |
Axa | CS | F06106102 | 25-Apr-12 | Annual/Special | Authorize Filing of Required Documents/Other Formalities | Management | Yes | For | For |
Axa | CS | F06106102 | 25-Apr-12 | Annual/Special | Authorize Filing of Required Documents/Other Formalities | Management | Yes | For | For |
Bashneft OJSC | BANE | X0710V114 | 27-Apr-12 | Special | Approve Meeting Procedures | Management | Yes | For | For |
Bashneft OJSC | BANE | X0710V114 | 27-Apr-12 | Special | Approve Reorganization of Company via Acquisition of Subsidiaries: Ufa Refinery, Novoil, Ufaneftekhim, Bashkirnefteproduct, and Orenburgnefteproduct | Management | Yes | For | For |
Bashneft OJSC | BANE | X0710V114 | 27-Apr-12 | Special | Approve Increase in Share Capital via Issuance of Common Shares in Connection with Acquisition Proposed under Item 2 | Management | Yes | For | For |
Bashneft OJSC | BANE | X0710V114 | 27-Apr-12 | Special | Approve Increase in Share Capital via Issuance of Preference Series A Shares in Connection with Acquisition Proposed under Item 2 | Management | Yes | For | For |
BNP Paribas SA | BNP | F1058Q238 | 23-May-12 | Annual/Special | Approve Financial Statements and Statutory Reports | Management | Yes | For | For |
BNP Paribas SA | BNP | F1058Q238 | 23-May-12 | Annual/Special | Approve Consolidated Financial Statements and Statutory Reports | Management | Yes | For | For |
BNP Paribas SA | BNP | F1058Q238 | 23-May-12 | Annual/Special | Approve Financial Statements and Statutory Reports | Management | Yes | For | For |
BNP Paribas SA | BNP | F1058Q238 | 23-May-12 | Annual/Special | Approve Allocation of Income and Dividends of EUR 1.20 per Share | Management | Yes | For | For |
BNP Paribas SA | BNP | F1058Q238 | 23-May-12 | Annual/Special | Approve Consolidated Financial Statements and Statutory Reports | Management | Yes | For | For |
BNP Paribas SA | BNP | F1058Q238 | 23-May-12 | Annual/Special | Approve Auditors' Special Report on Related-Party Transactions | Management | Yes | For | For |
BNP Paribas SA | BNP | F1058Q238 | 23-May-12 | Annual/Special | Approve Allocation of Income and Dividends of EUR 1.20 per Share | Management | Yes | For | For |
BNP Paribas SA | BNP | F1058Q238 | 23-May-12 | Annual/Special | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | Yes | For | For |
BNP Paribas SA | BNP | F1058Q238 | 23-May-12 | Annual/Special | Approve Auditors' Special Report on Related-Party Transactions | Management | Yes | For | For |
BNP Paribas SA | BNP | F1058Q238 | 23-May-12 | Annual/Special | Renew Appointments of Deloitte & Associes as Auditor and Beas as Alternate Auditor | Management | Yes | For | For |
BNP Paribas SA | BNP | F1058Q238 | 23-May-12 | Annual/Special | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | Yes | For | For |
BNP Paribas SA | BNP | F1058Q238 | 23-May-12 | Annual/Special | Renew Appointments of Mazars as Auditor and Michel Barbet Massin as Alternate Auditor | Management | Yes | For | For |
BNP Paribas SA | BNP | F1058Q238 | 23-May-12 | Annual/Special | Renew Appointments of Deloitte & Associes as Auditor and Beas as Alternate Auditor | Management | Yes | For | For |
BNP Paribas SA | BNP | F1058Q238 | 23-May-12 | Annual/Special | Renew Appointment of PricewaterhouseCoopers as Auditors and Elect Anik Chaumartin as Alternate Auditor | Management | Yes | For | For |
BNP Paribas SA | BNP | F1058Q238 | 23-May-12 | Annual/Special | Renew Appointments of Mazars as Auditor and Michel Barbet Massin as Alternate Auditor | Management | Yes | For | For |
BNP Paribas SA | BNP | F1058Q238 | 23-May-12 | Annual/Special | Renew Appointment of PricewaterhouseCoopers as Auditors and Elect Anik Chaumartin as Alternate Auditor | Management | Yes | For | For |
BNP Paribas SA | BNP | F1058Q238 | 23-May-12 | Annual/Special | Reelect Laurence Parisot as Director | Management | Yes | For | For |
BNP Paribas SA | BNP | F1058Q238 | 23-May-12 | Annual/Special | Reelect Laurence Parisot as Director | Management | Yes | For | For |
BNP Paribas SA | BNP | F1058Q238 | 23-May-12 | Annual/Special | Elect Pierre Andre de Chalendar as Director | Management | Yes | For | For |
BNP Paribas SA | BNP | F1058Q238 | 23-May-12 | Annual/Special | Elect Pierre Andre de Chalendar as Director | Management | Yes | For | For |
BNP Paribas SA | BNP | F1058Q238 | 23-May-12 | Annual/Special | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion | Management | Yes | For | For |
BNP Paribas SA | BNP | F1058Q238 | 23-May-12 | Annual/Special | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion | Management | Yes | For | For |
BNP Paribas SA | BNP | F1058Q238 | 23-May-12 | Annual/Special | Set Total Limit for Capital Increase to Result from Issuance Requests under Items 14 to 16 at EUR 350 Million | Management | Yes | For | For |
BNP Paribas SA | BNP | F1058Q238 | 23-May-12 | Annual/Special | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | Management | Yes | For | For |
BNP Paribas SA | BNP | F1058Q238 | 23-May-12 | Annual/Special | Set Total Limit for Capital Increase to Result from Issuance Requests under Items 14 to 16 at EUR 350 Million | Management | Yes | For | For |
BNP Paribas SA | BNP | F1058Q238 | 23-May-12 | Annual/Special | Set Total Limit for Capital Increase to Result from Issuance Requests under Items 13 to 16 at EUR 1 Billion | Management | Yes | For | For |
BNP Paribas SA | BNP | F1058Q238 | 23-May-12 | Annual/Special | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | Management | Yes | For | For |
BNP Paribas SA | BNP | F1058Q238 | 23-May-12 | Annual/Special | Approve Employee Stock Purchase Plan | Management | Yes | For | For |
BNP Paribas SA | BNP | F1058Q238 | 23-May-12 | Annual/Special | Set Total Limit for Capital Increase to Result from Issuance Requests under Items 13 to 16 at EUR 1 Billion | Management | Yes | For | For |
BNP Paribas SA | BNP | F1058Q238 | 23-May-12 | Annual/Special | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | Yes | For | For |
BNP Paribas SA | BNP | F1058Q238 | 23-May-12 | Annual/Special | Approve Employee Stock Purchase Plan | Management | Yes | For | For |
BNP Paribas SA | BNP | F1058Q238 | 23-May-12 | Annual/Special | Authorize Filing of Required Documents/Other Formalities | Management | Yes | For | For |
BNP Paribas SA | BNP | F1058Q238 | 23-May-12 | Annual/Special | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | Yes | For | For |
BNP Paribas SA | BNP | F1058Q238 | 23-May-12 | Annual/Special | Authorize Filing of Required Documents/Other Formalities | Management | Yes | For | For |
British American Tobacco plc | BATS | G1510J102 | 26-Apr-12 | Annual | Accept Financial Statements and Statutory Reports | Management | Yes | For | For |
British American Tobacco plc | BATS | G1510J102 | 26-Apr-12 | Annual | Approve Remuneration Report | Management | Yes | For | For |
British American Tobacco plc | BATS | G1510J102 | 26-Apr-12 | Annual | Approve Final Dividend | Management | Yes | For | For |
British American Tobacco plc | BATS | G1510J102 | 26-Apr-12 | Annual | Re-elect Richard Burrows as Director | Management | Yes | For | For |
British American Tobacco plc | BATS | G1510J102 | 26-Apr-12 | Annual | Re-elect John Daly as Director | Management | Yes | For | For |
British American Tobacco plc | BATS | G1510J102 | 26-Apr-12 | Annual | Re-elect Karen de Segundo as Director | Management | Yes | For | For |
British American Tobacco plc | BATS | G1510J102 | 26-Apr-12 | Annual | Re-elect Nicandro Durante as Director | Management | Yes | For | For |
British American Tobacco plc | BATS | G1510J102 | 26-Apr-12 | Annual | Re-elect Robert Lerwill as Director | Management | Yes | For | For |
British American Tobacco plc | BATS | G1510J102 | 26-Apr-12 | Annual | Re-elect Christine Morin-Postel as Director | Management | Yes | For | For |
British American Tobacco plc | BATS | G1510J102 | 26-Apr-12 | Annual | Re-elect Gerry Murphy as Director | Management | Yes | For | For |
British American Tobacco plc | BATS | G1510J102 | 26-Apr-12 | Annual | Re-elect Kieran Poynter as Director | Management | Yes | For | For |
British American Tobacco plc | BATS | G1510J102 | 26-Apr-12 | Annual | Re-elect Anthony Ruys as Director | Management | Yes | For | For |
British American Tobacco plc | BATS | G1510J102 | 26-Apr-12 | Annual | Re-elect Sir Nicholas Scheele as Director | Management | Yes | For | For |
British American Tobacco plc | BATS | G1510J102 | 26-Apr-12 | Annual | Re-elect Ben Stevens as Director | Management | Yes | For | For |
British American Tobacco plc | BATS | G1510J102 | 26-Apr-12 | Annual | Elect Ann Godbehere as Director | Management | Yes | For | For |
British American Tobacco plc | BATS | G1510J102 | 26-Apr-12 | Annual | Authorise Issue of Equity without Pre-emptive Rights | Management | Yes | For | For |
British American Tobacco plc | BATS | G1510J102 | 26-Apr-12 | Annual | Authorise Market Purchase | Management | Yes | For | For |
British American Tobacco plc | BATS | G1510J102 | 26-Apr-12 | Annual | Authorise the Company to Call EGM with Two Weeks' Notice | Management | Yes | For | For |
Cap Gemini | CAP | F13587120 | 24-May-12 | Annual/Special | Approve Financial Statements and Discharge Directors | Management | Yes | For | For |
Cap Gemini | CAP | F13587120 | 24-May-12 | Annual/Special | Approve Consolidated Financial Statements and Statutory Reports | Management | Yes | For | For |
Cap Gemini | CAP | F13587120 | 24-May-12 | Annual/Special | Acknowledge Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | Yes | For | For |
Cap Gemini | CAP | F13587120 | 24-May-12 | Annual/Special | Approve Allocation of Income and Dividends of EUR 1 per Share | Management | Yes | For | For |
Cap Gemini | CAP | F13587120 | 24-May-12 | Annual/Special | Elect Lucia Sinapi-Thomas as Representative of Employee Shareholders to the Board | Management | Yes | For | For |
Cap Gemini | CAP | F13587120 | 24-May-12 | Annual/Special | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | Yes | For | For |
Cap Gemini | CAP | F13587120 | 24-May-12 | Annual/Special | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | Yes | For | For |
Cap Gemini | CAP | F13587120 | 24-May-12 | Annual/Special | Authorize Capitalization of Reserves of Up to EUR 1.5 Billion for Bonus Issue or Increase in Par Value | Management | Yes | For | For |
Cap Gemini | CAP | F13587120 | 24-May-12 | Annual/Special | Set Total Limit for Capital Increase to Result from All Issuance Requests under Items 13 to 18 at EUR 500 Million and under Items 14 to 18 at EUR 185 Million | Management | Yes | For | For |
Cap Gemini | CAP | F13587120 | 24-May-12 | Annual/Special | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 500 Million | Management | Yes | For | For |
Cap Gemini | CAP | F13587120 | 24-May-12 | Annual/Special | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | Yes | For | For |
Cap Gemini | CAP | F13587120 | 24-May-12 | Annual/Special | Authorize up to 1.5 Percent of Issued Capital for Use in Restricted Stock Plan | Management | Yes | For | For |
Cap Gemini | CAP | F13587120 | 24-May-12 | Annual/Special | Amend Article 19 of Bylaws Re: Electronic Vote | Management | Yes | For | For |
Cap Gemini | CAP | F13587120 | 24-May-12 | Annual/Special | Authorize Filing of Required Documents/Other Formalities | Management | Yes | For | For |
Cardno Ltd. | CDD | Q2097C105 | 20-Oct-11 | Annual | Elect John Massey as a Director | Management | Yes | For | For |
Cardno Ltd. | CDD | Q2097C105 | 20-Oct-11 | Annual | Elect Ian Johnston as a Director | Management | Yes | For | For |
Cardno Ltd. | CDD | Q2097C105 | 20-Oct-11 | Annual | Elect Peter Cosgrove as a Director | Management | Yes | For | For |
Cardno Ltd. | CDD | Q2097C105 | 20-Oct-11 | Annual | Approve the Adoption of the Remuneration Report | Management | Yes | For | For |
Cardno Ltd. | CDD | Q2097C105 | 20-Oct-11 | Annual | Approve the Non-Executive Directors' Remuneration | Management | Yes | For | For |
Cardno Ltd. | CDD | Q2097C105 | 20-Oct-11 | Annual | Ratify and Approve the Previous Allotment and Issue of 453,052 Securities | Management | Yes | For | For |
Cardno Ltd. | CDD | Q2097C105 | 20-Oct-11 | Annual | Ratify and Approve the Previous Allotment and Issue of 22,285 Securities | Management | Yes | For | For |
Cardno Ltd. | CDD | Q2097C105 | 20-Oct-11 | Annual | Ratify and Approve the Previous Allotment and Issue of 542,189 Securities | Management | Yes | For | For |
Cardno Ltd. | CDD | Q2097C105 | 20-Oct-11 | Annual | Ratify and Approve the Previous Allotment and Issue of 2.04 Million Securities | Management | Yes | For | For |
Cardno Ltd. | CDD | Q2097C105 | 20-Oct-11 | Annual | Ratify and Approve the Previous Allotment and Issue of 336,438 Securities | Management | Yes | For | For |
Cardno Ltd. | CDD | Q2097C105 | 20-Oct-11 | Annual | Approve the Issue of 80,000 Rights to Acquire Ordinary Shares to Andrew Buckley, Executive Director | Management | Yes | For | For |
Cardno Ltd. | CDD | Q2097C105 | 20-Oct-11 | Annual | Approve the Issue of 35,000 Rights to Acquire Ordinary Shares to Jeffrey Forbes, Executive Director | Management | Yes | For | For |
Cardno Ltd. | CDD | Q2097C105 | 20-Oct-11 | Annual | Approve Issue of 30,000 Rights to Acquire Ordinary Shares to Trevor Johnson, Executive Director | Management | Yes | For | For |
Cardno Ltd. | CDD | Q2097C105 | 20-Oct-11 | Annual | Approve the Termination Benefits of Andrew Buckley | Management | Yes | For | For |
Carillion plc | CLLN | G1900N101 | 02-May-12 | Annual | Accept Financial Statements and Statutory Reports | Management | Yes | For | For |
Carillion plc | CLLN | G1900N101 | 02-May-12 | Annual | Approve Remuneration Report | Management | Yes | For | For |
Carillion plc | CLLN | G1900N101 | 02-May-12 | Annual | Elect Philip Green as Director | Management | Yes | For | For |
Carillion plc | CLLN | G1900N101 | 02-May-12 | Annual | Elect Andrew Dougal as Director | Management | Yes | For | For |
Carillion plc | CLLN | G1900N101 | 02-May-12 | Annual | Re-elect Richard Adam as Director | Management | Yes | For | For |
Carillion plc | CLLN | G1900N101 | 02-May-12 | Annual | Re-elect Steven Mogford as Director | Management | Yes | For | For |
Carillion plc | CLLN | G1900N101 | 02-May-12 | Annual | Re-elect Vanda Murray as Director | Management | Yes | For | For |
Carillion plc | CLLN | G1900N101 | 02-May-12 | Annual | Re-elect Philip Rogerson as Director | Management | Yes | For | For |
Carillion plc | CLLN | G1900N101 | 02-May-12 | Annual | Reappoint KPMG Audit plc as Auditors | Management | Yes | For | For |
Carillion plc | CLLN | G1900N101 | 02-May-12 | Annual | Authorise Board to Fix Remuneration of Auditors | Management | Yes | For | For |
Carillion plc | CLLN | G1900N101 | 02-May-12 | Annual | Approve Final Dividend | Management | Yes | For | For |
Carillion plc | CLLN | G1900N101 | 02-May-12 | Annual | Approve EU Political Donations and Expenditure | Management | Yes | For | For |
Carillion plc | CLLN | G1900N101 | 02-May-12 | Annual | Approve Sharesave Scheme 2012 | Management | Yes | For | For |
Carillion plc | CLLN | G1900N101 | 02-May-12 | Annual | Authorise Issue of Equity without Pre-emptive Rights | Management | Yes | For | For |
Carillion plc | CLLN | G1900N101 | 02-May-12 | Annual | Authorise Market Purchase | Management | Yes | For | For |
Carillion plc | CLLN | G1900N101 | 02-May-12 | Annual | Authorise the Company to Call EGM with Two Weeks' Notice | Management | Yes | For | For |
China Automation Group Ltd. | 00569 | G2112N111 | 29-May-12 | Annual | Accept Financial Statements and Statutory Reports | Management | Yes | For | For |
China Automation Group Ltd. | 00569 | G2112N111 | 29-May-12 | Annual | Reelect Ng Wing Fai as Director | Management | Yes | For | For |
China Automation Group Ltd. | 00569 | G2112N111 | 29-May-12 | Annual | Reelect Sui Yong-bin as Director | Management | Yes | For | For |
China Automation Group Ltd. | 00569 | G2112N111 | 29-May-12 | Annual | Authorize Board to Fix Remuneration of Directors | Management | Yes | For | For |
China Automation Group Ltd. | 00569 | G2112N111 | 29-May-12 | Annual | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For |
China Automation Group Ltd. | 00569 | G2112N111 | 29-May-12 | Annual | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | Yes | For | For |
China Automation Group Ltd. | 00569 | G2112N111 | 29-May-12 | Annual | Declare Final Dividend of HK$0.03 Per Share | Management | Yes | For | For |
China Automation Group Ltd. | 00569 | G2112N111 | 29-May-12 | Annual | Approve Refreshment of Scheme Mandate Limit Under Share Option Scheme | Management | Yes | For | For |
China Everbright Limited | 00165 | Y1421G106 | 11-May-12 | Annual | Accept Financial Statements and Statutory Reports | Management | Yes | For | For |
China Everbright Limited | 00165 | Y1421G106 | 11-May-12 | Annual | Approve Dividends of HK$0.30 Per Share | Management | Yes | For | For |
China Everbright Limited | 00165 | Y1421G106 | 11-May-12 | Annual | Authorize Board to Fix Remuneration of Directors | Management | Yes | For | For |
China Everbright Limited | 00165 | Y1421G106 | 11-May-12 | Annual | Reelect Seto Gin Chung, John as Independent Non-Executive Director and Authorize Board to Fix His Remuneration | Management | Yes | For | For |
China Everbright Limited | 00165 | Y1421G106 | 11-May-12 | Annual | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | Yes | For | For |
China Green (Holdings) Ltd. | 00904 | G2107G105 | 23-Sep-11 | Annual | Accept Financial Statements and Statutory Reports | Management | Yes | For | For |
China Green (Holdings) Ltd. | 00904 | G2107G105 | 23-Sep-11 | Annual | Declare Final Dividend for the Year Ended April 30, 2011 | Management | Yes | For | For |
China Green (Holdings) Ltd. | 00904 | G2107G105 | 23-Sep-11 | Annual | Reelect Sun Shao Feng as Director | Management | Yes | For | For |
China Green (Holdings) Ltd. | 00904 | G2107G105 | 23-Sep-11 | Annual | Reelect Huang Zhigang as Director | Management | Yes | For | For |
China Green (Holdings) Ltd. | 00904 | G2107G105 | 23-Sep-11 | Annual | Authorize the Directors to Fix the Remuneration of Directors | Management | Yes | For | For |
China Green (Holdings) Ltd. | 00904 | G2107G105 | 23-Sep-11 | Annual | Reappoint Crowe Horwath (HK) CPA Limited as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For |
China Green (Holdings) Ltd. | 00904 | G2107G105 | 23-Sep-11 | Annual | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | Yes | For | For |
CNOOC Ltd. | 00883 | Y1662W117 | 25-May-12 | Annual | Accept Financial Statements and Statutory Reports | Management | Yes | For | For |
CNOOC Ltd. | 00883 | Y1662W117 | 25-May-12 | Annual | Declare Final Dividend | Management | Yes | For | For |
CNOOC Ltd. | 00883 | Y1662W117 | 25-May-12 | Annual | Authorize Board to Fix Remuneration of Directors | Management | Yes | For | For |
CNOOC Ltd. | 00883 | Y1662W117 | 25-May-12 | Annual | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For |
CNOOC Ltd. | 00883 | Y1662W117 | 25-May-12 | Annual | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | Yes | For | For |
Compagnie generale des etablissements Michelin | ML | F61824144 | 11-May-12 | Annual/Special | Approve Resignation of Michel Rollier as General Manager | Management | Yes | For | For |
Compagnie generale des etablissements Michelin | ML | F61824144 | 11-May-12 | Annual/Special | Subject to Approval of Item 1, Amend Articles 10.1, 10.2, 13.1 and 13.2 of Bylaws Applicable to General Mangers Appointment | Management | Yes | For | For |
Compagnie generale des etablissements Michelin | ML | F61824144 | 11-May-12 | Annual/Special | Amend Article 30 of Bylaws Re: Allocation of Income for General Managers | Management | Yes | For | For |
Compagnie generale des etablissements Michelin | ML | F61824144 | 11-May-12 | Annual/Special | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 126 Million | Management | Yes | For | For |
Compagnie generale des etablissements Michelin | ML | F61824144 | 11-May-12 | Annual/Special | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 36 Million | Management | Yes | For | For |
Compagnie generale des etablissements Michelin | ML | F61824144 | 11-May-12 | Annual/Special | Approve Issuance of Shares up to Aggregate Nominal Amount of EUR 36 Million for a Private Placement | Management | Yes | For | For |
Compagnie generale des etablissements Michelin | ML | F61824144 | 11-May-12 | Annual/Special | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 4, 5 and 6 | Management | Yes | For | For |
Compagnie generale des etablissements Michelin | ML | F61824144 | 11-May-12 | Annual/Special | Authorize Capitalization of Reserves of Up to EUR 80 Million for Bonus Issue or Increase in Par Value | Management | Yes | For | For |
Compagnie generale des etablissements Michelin | ML | F61824144 | 11-May-12 | Annual/Special | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Exchange Offers and Future Acquisitions | Management | Yes | For | For |
Compagnie generale des etablissements Michelin | ML | F61824144 | 11-May-12 | Annual/Special | Approve Employee Stock Purchase Plan | Management | Yes | For | For |
Compagnie generale des etablissements Michelin | ML | F61824144 | 11-May-12 | Annual/Special | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 126 Million | Management | Yes | For | For |
Compagnie generale des etablissements Michelin | ML | F61824144 | 11-May-12 | Annual/Special | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | Yes | For | For |
Compagnie generale des etablissements Michelin | ML | F61824144 | 11-May-12 | Annual/Special | Approve Allocation of Income and Dividends of EUR 2.10 per Share | Management | Yes | For | For |
Compagnie generale des etablissements Michelin | ML | F61824144 | 11-May-12 | Annual/Special | Approve Auditors' Special Report on Related-Party Transactions | Management | Yes | For | For |
Compagnie generale des etablissements Michelin | ML | F61824144 | 11-May-12 | Annual/Special | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | Yes | For | For |
Compagnie generale des etablissements Michelin | ML | F61824144 | 11-May-12 | Annual/Special | Approve Issuance of Securities Convertible into Debt | Management | Yes | For | For |
Compagnie generale des etablissements Michelin | ML | F61824144 | 11-May-12 | Annual/Special | Authorize Filing of Required Documents/Other Formalities | Management | Yes | For | For |
Credit Suisse Group AG | CSGN | H3698D419 | 27-Apr-12 | Annual | Accept Financial Statements and Statutory Reports | Management | Yes | For | For |
Credit Suisse Group AG | CSGN | H3698D419 | 27-Apr-12 | Annual | Approve Discharge of Board and Senior Management | Management | Yes | For | For |
Credit Suisse Group AG | CSGN | H3698D419 | 27-Apr-12 | Annual | Approve Allocation of Income and Omission of Dividends | Management | Yes | For | For |
Credit Suisse Group AG | CSGN | H3698D419 | 27-Apr-12 | Annual | Approve Dividends of CHF 0.75 per Share from Capital Contribution Reserves to be Paid in Cash, Shares, or a Combination of Cash and Shares | Management | Yes | For | For |
Credit Suisse Group AG | CSGN | H3698D419 | 27-Apr-12 | Annual | Approve CHF 2 Million Increase to Existing Pool of Authorized Capital for the Purpose of Scrip Dividends with Preemptive Rights | Management | Yes | For | For |
Credit Suisse Group AG | CSGN | H3698D419 | 27-Apr-12 | Annual | Reelect Andreas Koopmann as Director | Management | Yes | For | For |
Credit Suisse Group AG | CSGN | H3698D419 | 27-Apr-12 | Annual | Reelect Richard Thornburgh as Director | Management | Yes | For | For |
Credit Suisse Group AG | CSGN | H3698D419 | 27-Apr-12 | Annual | Reelect John Tiner as Director | Management | Yes | For | For |
Credit Suisse Group AG | CSGN | H3698D419 | 27-Apr-12 | Annual | Elect Iris Bohnet as Director | Management | Yes | For | For |
Credit Suisse Group AG | CSGN | H3698D419 | 27-Apr-12 | Annual | Elect Jean-Daniel Gerber as Director | Management | Yes | For | For |
Credit Suisse Group AG | CSGN | H3698D419 | 27-Apr-12 | Annual | Ratify KPMG AG as Auditors | Management | Yes | For | For |
Credit Suisse Group AG | CSGN | H3698D419 | 27-Apr-12 | Annual | Ratify BDO AG as Special Auditor | Management | Yes | For | For |
CRH plc | CRG | G25508105 | 09-May-12 | Annual | Accept Financial Statements and Statutory Reports | Management | Yes | For | For |
CRH plc | CRG | G25508105 | 09-May-12 | Annual | Approve Final Dividend | Management | Yes | For | For |
CRH plc | CRG | G25508105 | 09-May-12 | Annual | Approve Remuneration Report | Management | Yes | For | For |
CRH plc | CRG | G25508105 | 09-May-12 | Annual | Elect Ernst Bartschi as Director | Management | Yes | For | For |
CRH plc | CRG | G25508105 | 09-May-12 | Annual | Re-elect Maeve Carton as Director | Management | Yes | For | For |
CRH plc | CRG | G25508105 | 09-May-12 | Annual | Re-elect Bill Egan as Director | Management | Yes | For | For |
CRH plc | CRG | G25508105 | 09-May-12 | Annual | Re-elect Utz-Hellmuth Felcht as Director | Management | Yes | For | For |
CRH plc | CRG | G25508105 | 09-May-12 | Annual | Re-elect Nicky Hartery as Director | Management | Yes | For | For |
CRH plc | CRG | G25508105 | 09-May-12 | Annual | Re-elect Jan de Jong as Director | Management | Yes | For | For |
CRH plc | CRG | G25508105 | 09-May-12 | Annual | Re-elect John Kennedy as Director | Management | Yes | For | For |
CRH plc | CRG | G25508105 | 09-May-12 | Annual | Re-elect Myles Lee as Director | Management | Yes | For | For |
CRH plc | CRG | G25508105 | 09-May-12 | Annual | Elect Heather McSharry as Director | Management | Yes | For | For |
CRH plc | CRG | G25508105 | 09-May-12 | Annual | Re-elect Albert Manifold as Director | Management | Yes | For | For |
CRH plc | CRG | G25508105 | 09-May-12 | Annual | Re-elect Dan O'Connor as Director | Management | Yes | For | For |
CRH plc | CRG | G25508105 | 09-May-12 | Annual | Re-elect Mark Towe as Director | Management | Yes | For | For |
CRH plc | CRG | G25508105 | 09-May-12 | Annual | Authorise Board to Fix Remuneration of Auditors | Management | Yes | For | For |
CRH plc | CRG | G25508105 | 09-May-12 | Annual | Authorise Issue of Equity without Pre-emptive Rights | Management | Yes | For | For |
CRH plc | CRG | G25508105 | 09-May-12 | Annual | Authorise Market Purchase | Management | Yes | For | For |
CRH plc | CRG | G25508105 | 09-May-12 | Annual | Authorise Reissuance of Repurchased Shares | Management | Yes | For | For |
CRH plc | CRG | G25508105 | 09-May-12 | Annual | Amend Articles of Association | Management | Yes | For | For |
CRH plc | CRG | G25508105 | 09-May-12 | Annual | Amend Articles of Association | Management | Yes | For | For |
Danone | BN | F12033134 | 26-Apr-12 | Annual/Special | Approve Financial Statements and Statutory Reports | Management | Yes | For | For |
Danone | BN | F12033134 | 26-Apr-12 | Annual/Special | Approve Consolidated Financial Statements and Statutory Reports | Management | Yes | For | For |
Danone | BN | F12033134 | 26-Apr-12 | Annual/Special | Approve Allocation of Income and Dividends of EUR 1.39 per Share | Management | Yes | For | For |
Danone | BN | F12033134 | 26-Apr-12 | Annual/Special | Reelect Jean Laurent as Director | Management | Yes | For | For |
Danone | BN | F12033134 | 26-Apr-12 | Annual/Special | Reelect Benoit Potier as Director | Management | Yes | For | For |
Danone | BN | F12033134 | 26-Apr-12 | Annual/Special | Elect Jacques Antoine Granjon as Director | Management | Yes | For | For |
Danone | BN | F12033134 | 26-Apr-12 | Annual/Special | Elect Mouna Sepehri as Director | Management | Yes | For | For |
Danone | BN | F12033134 | 26-Apr-12 | Annual/Special | Elect Virginia Stallings as Director | Management | Yes | For | For |
Danone | BN | F12033134 | 26-Apr-12 | Annual/Special | Approve Auditors' Special Report Regarding New Related-Party Transaction | Management | Yes | For | For |
Danone | BN | F12033134 | 26-Apr-12 | Annual/Special | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | Yes | For | For |
Danone | BN | F12033134 | 26-Apr-12 | Annual/Special | Authorize up to 0.4 Percent of Issued Capital for Use in Restricted Stock Plan | Management | Yes | For | For |
Danone | BN | F12033134 | 26-Apr-12 | Annual/Special | Authorize Filing of Required Documents/Other Formalities | Management | Yes | For | For |
DBS Group Holdings Ltd. | D05 | Y20246107 | 25-Apr-12 | Annual | Adopt Financial Statements and Directors' and Auditors' Reports | Management | Yes | For | For |
DBS Group Holdings Ltd. | D05 | Y20246107 | 25-Apr-12 | Special | Authorize Share Repurchase Program | Management | Yes | For | For |
DBS Group Holdings Ltd. | D05 | Y20246107 | 25-Apr-12 | Annual | Declare Final Dividend of SGD 0.28 Per Ordinary Share | Management | Yes | For | For |
DBS Group Holdings Ltd. | D05 | Y20246107 | 25-Apr-12 | Annual | Declare Final Dividend of SGD 0.02 Per Non-Voting Redeemable Convertible Preference Share | Management | Yes | For | For |
DBS Group Holdings Ltd. | D05 | Y20246107 | 25-Apr-12 | Annual | Approve Directors' Fees of SGD 2.7 Million for the Year Ended 2011 | Management | Yes | For | For |
DBS Group Holdings Ltd. | D05 | Y20246107 | 25-Apr-12 | Annual | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For |
DBS Group Holdings Ltd. | D05 | Y20246107 | 25-Apr-12 | Annual | Reelect Piyush Gupta as Director | Management | Yes | For | For |
DBS Group Holdings Ltd. | D05 | Y20246107 | 25-Apr-12 | Annual | Reelect Ho Tian Yee as Director | Management | Yes | For | For |
DBS Group Holdings Ltd. | D05 | Y20246107 | 25-Apr-12 | Annual | Reelect Nihal Kaviratne as Director | Management | Yes | For | For |
DBS Group Holdings Ltd. | D05 | Y20246107 | 25-Apr-12 | Annual | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | Yes | For | For |
DBS Group Holdings Ltd. | D05 | Y20246107 | 25-Apr-12 | Annual | Approve Issuance of Shares Pursuant to the DBSH Scrip Dividend Scheme to Dividends Declared for the Year Ended Dec. 31, 2011 | Management | Yes | For | For |
DBS Group Holdings Ltd. | D05 | Y20246107 | 25-Apr-12 | Annual | Approve Issuance of Shares Pursuant to the DBSH Scrip Dividend Scheme to Dividends Declared for the Year Ending Dec. 31, 2012 | Management | Yes | For | For |
Deutsche Post AG | DPW | D19225107 | 09-May-12 | Annual | Approve Allocation of Income and Dividends of EUR 0.70 per Share | Management | Yes | For | For |
Deutsche Post AG | DPW | D19225107 | 09-May-12 | Annual | Approve Discharge of Management Board for Fiscal 2011 | Management | Yes | For | For |
Deutsche Post AG | DPW | D19225107 | 09-May-12 | Annual | Approve Discharge of Supervisory Board for Fiscal 2011 | Management | Yes | For | For |
Deutsche Post AG | DPW | D19225107 | 09-May-12 | Annual | Ratify PricewaterhouseCoopers as Auditors for Fiscal 2012 | Management | Yes | For | For |
Deutsche Post AG | DPW | D19225107 | 09-May-12 | Annual | Amend 2010 Share Repurchase Program: Allow Introduction of Repurchased Shares on Foreign Stock Exchange | Management | Yes | For | For |
EnCana Corporation | ECA | 292505104 | 25-Apr-12 | Annual | Elect Director Peter A. Dea | Management | Yes | For | For |
EnCana Corporation | ECA | 292505104 | 25-Apr-12 | Annual | Elect Director Randall K. Eresman | Management | Yes | For | For |
EnCana Corporation | ECA | 292505104 | 25-Apr-12 | Annual | Elect Director Claire S. Farley | Management | Yes | For | For |
EnCana Corporation | ECA | 292505104 | 25-Apr-12 | Annual | Elect Director Fred J. Fowler | Management | Yes | For | For |
EnCana Corporation | ECA | 292505104 | 25-Apr-12 | Annual | Elect Director Suzanne P. Nimocks | Management | Yes | For | For |
EnCana Corporation | ECA | 292505104 | 25-Apr-12 | Annual | Elect Director David P. O'Brien | Management | Yes | For | For |
EnCana Corporation | ECA | 292505104 | 25-Apr-12 | Annual | Elect Director Jane L. Peverett | Management | Yes | For | For |
EnCana Corporation | ECA | 292505104 | 25-Apr-12 | Annual | Elect Director Allan P. Sawin | Management | Yes | For | For |
EnCana Corporation | ECA | 292505104 | 25-Apr-12 | Annual | Elect Director Bruce G. Waterman | Management | Yes | For | For |
EnCana Corporation | ECA | 292505104 | 25-Apr-12 | Annual | Elect Director Clayton H. Woitas | Management | Yes | For | For |
EnCana Corporation | ECA | 292505104 | 25-Apr-12 | Annual | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For |
EnCana Corporation | ECA | 292505104 | 25-Apr-12 | Annual | Advisory Vote on Executive Compensation Approach | Management | Yes | For | For |
Eurazeo | RF | F3296A108 | 11-May-12 | Annual/Special | Approve Financial Statements and Statutory Reports | Management | Yes | For | For |
Eurazeo | RF | F3296A108 | 11-May-12 | Annual/Special | Approve Allocation of Income and Dividends of EUR 1.20 per Share | Management | Yes | For | For |
Eurazeo | RF | F3296A108 | 11-May-12 | Annual/Special | Approve Consolidated Financial Statements and Statutory Reports | Management | Yes | For | For |
Eurazeo | RF | F3296A108 | 11-May-12 | Annual/Special | Reelect Roland du Luart as Supervisory Board Member | Management | Yes | For | For |
Eurazeo | RF | F3296A108 | 11-May-12 | Annual/Special | Reelect Georges Pauget as Supervisory Board Member | Management | Yes | For | For |
Eurazeo | RF | F3296A108 | 11-May-12 | Annual/Special | Elect Victoire de Margerie as Supervisory Board Member | Management | Yes | For | For |
Eurazeo | RF | F3296A108 | 11-May-12 | Annual/Special | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | Yes | For | For |
Eurazeo | RF | F3296A108 | 11-May-12 | Annual/Special | Authorize Capitalization of Reserves of Up to EUR 1.7 Billion for Bonus Issue or Increase in Par Value | Management | Yes | For | For |
Eurazeo | RF | F3296A108 | 11-May-12 | Annual/Special | Approve Employee Stock Purchase Plan | Management | Yes | For | For |
Eurazeo | RF | F3296A108 | 11-May-12 | Annual/Special | Authorize Filing of Required Documents/Other Formalities | Management | Yes | For | For |
Fisher & Paykel Healthcare Corp (frmly Fisher & Paykel ) | FPH | Q38992105 | 19-Aug-11 | Annual | Elect Lindsay Gillanders as a Director | Management | Yes | For | For |
Fisher & Paykel Healthcare Corp (frmly Fisher & Paykel ) | FPH | Q38992105 | 19-Aug-11 | Annual | Elect Tony Carter as Director | Management | Yes | For | For |
Fisher & Paykel Healthcare Corp (frmly Fisher & Paykel ) | FPH | Q38992105 | 19-Aug-11 | Annual | Authorize the Board to Fix the Fees and Expenses of PricewaterhouseCoopers as the Company's Auditor | Management | Yes | For | For |
Fisher & Paykel Healthcare Corp (frmly Fisher & Paykel ) | FPH | Q38992105 | 19-Aug-11 | Annual | Approve the Grant of Up to 200,000 Options to Michael Daniell, Managing Director and CEO, Under the Fisher & Paykel Healthcare 2003 Share Option Plan | Management | Yes | For | For |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | 14-Jun-12 | Annual | Elect Director Charles C. Krulak | Management | Yes | For | For |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | 14-Jun-12 | Annual | Elect Director Jon C. Madonna | Management | Yes | For | For |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | 14-Jun-12 | Annual | Elect Director Dustan E. McCoy | Management | Yes | For | For |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | 14-Jun-12 | Annual | Elect Director Stephen H. Siegele | Management | Yes | For | For |
Hang Lung Properties Ltd. | 00101 | Y30166105 | 18-Apr-12 | Annual | Accept Financial Statements and Statutory Reports | Management | Yes | For | For |
Hang Lung Properties Ltd. | 00101 | Y30166105 | 18-Apr-12 | Annual | Declare Final Dividend | Management | Yes | For | For |
Hang Lung Properties Ltd. | 00101 | Y30166105 | 18-Apr-12 | Annual | Authorize Board to Fix Remuneration of Directors | Management | Yes | For | For |
Hang Lung Properties Ltd. | 00101 | Y30166105 | 18-Apr-12 | Annual | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | Yes | For | For |
Impala Platinum Holdings Ltd | IMP | S37840113 | 26-Oct-11 | Annual | Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2011 | Management | Yes | For | For |
Impala Platinum Holdings Ltd | IMP | S37840113 | 26-Oct-11 | Annual | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company | Management | Yes | For | For |
Impala Platinum Holdings Ltd | IMP | S37840113 | 26-Oct-11 | Annual | Re-elect Michael McMahon as Chairman of the Audit and Risk Committee | Management | Yes | For | For |
Impala Platinum Holdings Ltd | IMP | S37840113 | 26-Oct-11 | Annual | Elect Hugh Cameron as Member of the Audit and Risk Committee | Management | Yes | For | For |
Impala Platinum Holdings Ltd | IMP | S37840113 | 26-Oct-11 | Annual | Elect Babalwa Ngonyama as Member of the Audit and Risk Committee | Management | Yes | For | For |
Impala Platinum Holdings Ltd | IMP | S37840113 | 26-Oct-11 | Annual | Elect Brenda Berlin as Director | Management | Yes | For | For |
Impala Platinum Holdings Ltd | IMP | S37840113 | 26-Oct-11 | Annual | Re-elect David Brown as Director | Management | Yes | For | For |
Impala Platinum Holdings Ltd | IMP | S37840113 | 26-Oct-11 | Annual | Re-elect Hugh Cameron as Director | Management | Yes | For | For |
Impala Platinum Holdings Ltd | IMP | S37840113 | 26-Oct-11 | Annual | Re-elect Mandla Gantsho as Director | Management | Yes | For | For |
Impala Platinum Holdings Ltd | IMP | S37840113 | 26-Oct-11 | Annual | Re-elect Babalwa Ngonyama as Director | Management | Yes | For | For |
Impala Platinum Holdings Ltd | IMP | S37840113 | 26-Oct-11 | Annual | Place Authorised but Unissued Shares under Control of Directors | Management | Yes | For | For |
Impala Platinum Holdings Ltd | IMP | S37840113 | 26-Oct-11 | Annual | Authorise Repurchase of Up to Five Percent of Issued Share Capital | Management | Yes | For | For |
Impala Platinum Holdings Ltd | IMP | S37840113 | 26-Oct-11 | Annual | Approve Increase in the Remuneration of Non-executive Directors with Effect from 1 July 2011 | Management | Yes | For | For |
Impala Platinum Holdings Ltd | IMP | S37840113 | 26-Oct-11 | Annual | Approve Financial Assistance to Related or Inter-related Company or Corporation | Management | Yes | For | For |
Investor AB | INVEB | W48102128 | 17-Apr-12 | Annual | Elect Sven Unger as Chairman of Meeting | Management | Yes | For | For |
Investor AB | INVEB | W48102128 | 17-Apr-12 | Annual | Prepare and Approve List of Shareholders | Management | Yes | For | For |
Investor AB | INVEB | W48102128 | 17-Apr-12 | Annual | Approve Agenda of Meeting | Management | Yes | For | For |
Investor AB | INVEB | W48102128 | 17-Apr-12 | Annual | Designate Inspector(s) of Minutes of Meeting | Management | Yes | For | For |
Investor AB | INVEB | W48102128 | 17-Apr-12 | Annual | Acknowledge Proper Convening of Meeting | Management | Yes | For | For |
Investor AB | INVEB | W48102128 | 17-Apr-12 | Annual | Approve Financial Statements and Statutory Reports | Management | Yes | For | For |
Investor AB | INVEB | W48102128 | 17-Apr-12 | Annual | Approve Discharge of Board and President | Management | Yes | For | For |
Investor AB | INVEB | W48102128 | 17-Apr-12 | Annual | Approve Allocation of Income and Dividends of SEK 6.00 per Share | Management | Yes | For | For |
Investor AB | INVEB | W48102128 | 17-Apr-12 | Annual | Amend Articles Re: Number of Directors and Deputy Directors | Management | Yes | For | For |
Investor AB | INVEB | W48102128 | 17-Apr-12 | Annual | Determine Number of Members (12-13) and Deputy Members of Board | Management | Yes | For | For |
Investor AB | INVEB | W48102128 | 17-Apr-12 | Annual | Determine Number of Auditors (1) | Management | Yes | For | For |
Investor AB | INVEB | W48102128 | 17-Apr-12 | Annual | Approve Remuneration of Directors in the Amount of SEK 2 Million for Chairman, and SEK 525,000 for Other Directors; Approve Fees for Committee Work | Management | Yes | For | For |
Investor AB | INVEB | W48102128 | 17-Apr-12 | Annual | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | Yes | For | For |
Investor AB | INVEB | W48102128 | 17-Apr-12 | Annual | Approve 2012 Long-Term Incentive Programs | Management | Yes | For | For |
Investor AB | INVEB | W48102128 | 17-Apr-12 | Annual | Authorize Repurchase of Issued Share Capital and Reissuance of Repurchased Shares for General Purposes and in Support of Long-Term Incentive Program and Synthetic Share Program for Board of Directors | Management | Yes | For | For |
Investor AB | INVEB | W48102128 | 17-Apr-12 | Annual | Authorize Reissuance of up to 1.6 Million Repurchased Shares in Support of Long-Term Incentive Programs | Management | Yes | For | For |
Israel Chemicals Ltd. | ICL | M5920A109 | 05-Oct-11 | Annual/Special | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For |
Israel Chemicals Ltd. | ICL | M5920A109 | 05-Oct-11 | Annual/Special | Elect Nir Gilad as Director | Management | Yes | For | For |
Israel Chemicals Ltd. | ICL | M5920A109 | 05-Oct-11 | Annual/Special | Elect Yossi Rosen as Director | Management | Yes | For | For |
Israel Chemicals Ltd. | ICL | M5920A109 | 05-Oct-11 | Annual/Special | Elect Chaim Erez as Director | Management | Yes | For | For |
Israel Chemicals Ltd. | ICL | M5920A109 | 05-Oct-11 | Annual/Special | Elect Moshe Vidman as Director | Management | Yes | For | For |
Israel Chemicals Ltd. | ICL | M5920A109 | 05-Oct-11 | Annual/Special | Elect Avishar Paz as Director | Management | Yes | For | For |
Israel Chemicals Ltd. | ICL | M5920A109 | 05-Oct-11 | Annual/Special | Elect Eran Sarig as Director | Management | Yes | For | For |
Israel Chemicals Ltd. | ICL | M5920A109 | 05-Oct-11 | Annual/Special | Elect Avraham Shochat as Director | Management | Yes | For | For |
Israel Chemicals Ltd. | ICL | M5920A109 | 05-Oct-11 | Annual/Special | Elect Victor Medina as Director | Management | Yes | For | For |
Israel Chemicals Ltd. | ICL | M5920A109 | 05-Oct-11 | Annual/Special | Elect Ovadia Eli as Director | Management | Yes | For | For |
Israel Chemicals Ltd. | ICL | M5920A109 | 05-Oct-11 | Annual/Special | Approve Indemnification Agreement of Ovadia Eli | Management | Yes | For | For |
Israel Chemicals Ltd. | ICL | M5920A109 | 05-Oct-11 | Annual/Special | Elect Jacob Dior as External Director | Management | Yes | For | For |
Israel Chemicals Ltd. | ICL | M5920A109 | 05-Oct-11 | Annual/Special | Approve Remuneration of Jacob Dior Including Indemnification Agreement | Management | Yes | For | For |
Israel Chemicals Ltd. | ICL | M5920A109 | 05-Oct-11 | Annual/Special | Amend Articles | Management | Yes | For | For |
Israel Chemicals Ltd. | ICL | M5920A109 | 05-Oct-11 | Annual/Special | Amend Controlling Shareholder Director Indemnification Agreements | Management | Yes | For | For |
Israel Chemicals Ltd. | ICL | M5920A109 | 05-Oct-11 | Annual/Special | Amend Non-Controlling Shareholder Director Indemnification Agreements | Management | Yes | For | For |
Kingfisher plc | KGF | G5256E441 | 14-Jun-12 | Annual | Accept Financial Statements and Statutory Reports | Management | Yes | For | For |
Kingfisher plc | KGF | G5256E441 | 14-Jun-12 | Annual | Approve Remuneration Report | Management | Yes | For | For |
Kingfisher plc | KGF | G5256E441 | 14-Jun-12 | Annual | Approve Final Dividend | Management | Yes | For | For |
Kingfisher plc | KGF | G5256E441 | 14-Jun-12 | Annual | Re-elect Daniel Bernard as Director | Management | Yes | For | For |
Kingfisher plc | KGF | G5256E441 | 14-Jun-12 | Annual | Re-elect Andrew Bonfield as Director | Management | Yes | For | For |
Kingfisher plc | KGF | G5256E441 | 14-Jun-12 | Annual | Re-elect Pascal Cagni as Director | Management | Yes | For | For |
Kingfisher plc | KGF | G5256E441 | 14-Jun-12 | Annual | Re-elect Clare Chapman as Director | Management | Yes | For | For |
Kingfisher plc | KGF | G5256E441 | 14-Jun-12 | Annual | Re-elect Ian Cheshire as Director | Management | Yes | For | For |
Kingfisher plc | KGF | G5256E441 | 14-Jun-12 | Annual | Re-elect Anders Dahlvig as Director | Management | Yes | For | For |
Kingfisher plc | KGF | G5256E441 | 14-Jun-12 | Annual | Re-elect Janis Kong as Director | Management | Yes | For | For |
Kingfisher plc | KGF | G5256E441 | 14-Jun-12 | Annual | Re-elect Kevin O'Byrne as Director | Management | Yes | For | For |
Kingfisher plc | KGF | G5256E441 | 14-Jun-12 | Annual | Elect Mark Seligman as Director | Management | Yes | For | For |
Kingfisher plc | KGF | G5256E441 | 14-Jun-12 | Annual | Reappoint Deloitte LLP as Auditors | Management | Yes | For | For |
Kingfisher plc | KGF | G5256E441 | 14-Jun-12 | Annual | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | Yes | For | For |
Kingfisher plc | KGF | G5256E441 | 14-Jun-12 | Annual | Authorise EU Political Donations and Expenditure | Management | Yes | For | For |
Kingfisher plc | KGF | G5256E441 | 14-Jun-12 | Annual | Authorise Issue of Equity without Pre-emptive Rights | Management | Yes | For | For |
Kingfisher plc | KGF | G5256E441 | 14-Jun-12 | Annual | Authorise Market Purchase of Ordinary Shares | Management | Yes | For | For |
Kingfisher plc | KGF | G5256E441 | 14-Jun-12 | Annual | Authorise the Company to Call EGM with Two Weeks' Notice | Management | Yes | For | For |
Kingfisher plc | KGF | G5256E441 | 14-Jun-12 | Annual | Approve Sharesave Plan | Management | Yes | For | For |
Man Group plc | EMG | G5790V156 | 07-Jul-11 | Annual | Accept Financial Statements and Statutory Reports | Management | Yes | For | For |
Man Group plc | EMG | G5790V156 | 07-Jul-11 | Annual | Approve Remuneration Report | Management | Yes | For | For |
Man Group plc | EMG | G5790V156 | 07-Jul-11 | Annual | Approve Final Dividend | Management | Yes | For | For |
Man Group plc | EMG | G5790V156 | 07-Jul-11 | Annual | Elect Emmanuel Roman as Director | Management | Yes | For | For |
Man Group plc | EMG | G5790V156 | 07-Jul-11 | Annual | Elect Matthew Lester as Director | Management | Yes | For | For |
Man Group plc | EMG | G5790V156 | 07-Jul-11 | Annual | Re-elect Phillip Colebatch as Director | Management | Yes | For | For |
Man Group plc | EMG | G5790V156 | 07-Jul-11 | Annual | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For |
Man Group plc | EMG | G5790V156 | 07-Jul-11 | Annual | Authorise Board to Fix Remuneration of Auditors | Management | Yes | For | For |
Man Group plc | EMG | G5790V156 | 07-Jul-11 | Annual | Authorise Issue of Equity without Pre-emptive Rights | Management | Yes | For | For |
Man Group plc | EMG | G5790V156 | 07-Jul-11 | Annual | Authorise Market Purchase | Management | Yes | For | For |
Man Group plc | EMG | G5790V156 | 07-Jul-11 | Annual | Authorise the Company to Call EGM with Two Weeks' Notice | Management | Yes | For | For |
Man Group plc | EMG | G5790V156 | 07-Jul-11 | Annual | Amend Articles of Association | Management | Yes | For | For |
Man Group plc | EMG | G5790V156 | 01-May-12 | Annual | Accept Financial Statements and Statutory Reports | Management | Yes | For | For |
Man Group plc | EMG | G5790V156 | 01-May-12 | Annual | Approve Remuneration Report | Management | Yes | For | For |
Man Group plc | EMG | G5790V156 | 01-May-12 | Annual | Approve Final Dividend | Management | Yes | For | For |
Man Group plc | EMG | G5790V156 | 01-May-12 | Annual | Re-elect Jon Aisbitt as Director | Management | Yes | For | For |
Man Group plc | EMG | G5790V156 | 01-May-12 | Annual | Re-elect Peter Clarke as Director | Management | Yes | For | For |
Man Group plc | EMG | G5790V156 | 01-May-12 | Annual | Re-elect Phillip Colebatch as Director | Management | Yes | For | For |
Man Group plc | EMG | G5790V156 | 01-May-12 | Annual | Re-elect Kevin Hayes as Director | Management | Yes | For | For |
Man Group plc | EMG | G5790V156 | 01-May-12 | Annual | Re-elect Frederic Jolly as Director | Management | Yes | For | For |
Man Group plc | EMG | G5790V156 | 01-May-12 | Annual | Re-elect Matthew Lester as Director | Management | Yes | For | For |
Man Group plc | EMG | G5790V156 | 01-May-12 | Annual | Re-elect Patrick O'Sullivan as Director | Management | Yes | For | For |
Man Group plc | EMG | G5790V156 | 01-May-12 | Annual | Re-elect Emmanuel Roman as Director | Management | Yes | For | For |
Man Group plc | EMG | G5790V156 | 01-May-12 | Annual | Elect Nina Shapiro as Director | Management | Yes | For | For |
Man Group plc | EMG | G5790V156 | 01-May-12 | Annual | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For |
Man Group plc | EMG | G5790V156 | 01-May-12 | Annual | Authorise Board to Fix Remuneration of Auditors | Management | Yes | For | For |
Man Group plc | EMG | G5790V156 | 01-May-12 | Annual | Authorise Issue of Equity without Pre-emptive Rights | Management | Yes | For | For |
Man Group plc | EMG | G5790V156 | 01-May-12 | Annual | Authorise Market Purchase | Management | Yes | For | For |
Man Group plc | EMG | G5790V156 | 01-May-12 | Annual | Authorise the Company to Call EGM with Two Weeks' Notice | Management | Yes | For | For |
Man Group plc | EMG | G5790V156 | 01-May-12 | Annual | Amend Articles of Association | Management | Yes | For | For |
Mitsubishi Corp. | 8058 | J43830116 | 26-Jun-12 | Annual | Approve Allocation of Income, with a Final Dividend of JPY 33 | Management | Yes | For | For |
Mitsubishi Corp. | 8058 | J43830116 | 26-Jun-12 | Annual | Elect Director Kojima, Yorihiko | Management | Yes | For | For |
Mitsubishi Corp. | 8058 | J43830116 | 26-Jun-12 | Annual | Elect Director Kobayashi, Ken | Management | Yes | For | For |
Mitsubishi Corp. | 8058 | J43830116 | 26-Jun-12 | Annual | Elect Director Ueda, Ryoichi | Management | Yes | For | For |
Mitsubishi Corp. | 8058 | J43830116 | 26-Jun-12 | Annual | Elect Director Yano, Masahide | Management | Yes | For | For |
Mitsubishi Corp. | 8058 | J43830116 | 26-Jun-12 | Annual | Elect Director Nabeshima, Hideyuki | Management | Yes | For | For |
Mitsubishi Corp. | 8058 | J43830116 | 26-Jun-12 | Annual | Elect Director Nakahara, Hideto | Management | Yes | For | For |
Mitsubishi Corp. | 8058 | J43830116 | 26-Jun-12 | Annual | Elect Director Nagai, Yasuo | Management | Yes | For | For |
Mitsubishi Corp. | 8058 | J43830116 | 26-Jun-12 | Annual | Elect Director Nomakuchi, Tamotsu | Management | Yes | For | For |
Mitsubishi Corp. | 8058 | J43830116 | 26-Jun-12 | Annual | Elect Director Ito, Kunio | Management | Yes | For | For |
Mitsubishi Corp. | 8058 | J43830116 | 26-Jun-12 | Annual | Elect Director Tsukuda, Kazuo | Management | Yes | For | For |
Mitsubishi Corp. | 8058 | J43830116 | 26-Jun-12 | Annual | Elect Director Kato, Ryozo | Management | Yes | For | For |
Mitsubishi Corp. | 8058 | J43830116 | 26-Jun-12 | Annual | Elect Director Konno, Hidehiro | Management | Yes | For | For |
Mitsubishi Corp. | 8058 | J43830116 | 26-Jun-12 | Annual | Appoint Statutory Auditor Tsujiyama, Eiko | Management | Yes | For | For |
Mitsubishi Corp. | 8058 | J43830116 | 26-Jun-12 | Annual | Appoint Statutory Auditor Ishino, Hideyo | Management | Yes | For | For |
Mitsubishi Corp. | 8058 | J43830116 | 26-Jun-12 | Annual | Appoint Statutory Auditor Kunihiro, Tadashi | Management | Yes | For | For |
Mitsubishi Corp. | 8058 | J43830116 | 26-Jun-12 | Annual | Approve Annual Bonus Payment to Directors | Management | Yes | For | For |
Mitsui & Co. | 8031 | J44690139 | 21-Jun-12 | Annual | Approve Allocation of Income, with a Final Dividend of JPY 28 | Management | Yes | For | For |
Mitsui & Co. | 8031 | J44690139 | 21-Jun-12 | Annual | Elect Director Utsuda, Shoei | Management | Yes | For | For |
Mitsui & Co. | 8031 | J44690139 | 21-Jun-12 | Annual | Elect Director Iijima, Masami | Management | Yes | For | For |
Mitsui & Co. | 8031 | J44690139 | 21-Jun-12 | Annual | Elect Director Tanaka, Seiichi | Management | Yes | For | For |
Mitsui & Co. | 8031 | J44690139 | 21-Jun-12 | Annual | Elect Director Kawashima, Fuminobu | Management | Yes | For | For |
Mitsui & Co. | 8031 | J44690139 | 21-Jun-12 | Annual | Elect Director Saiga, Daisuke | Management | Yes | For | For |
Mitsui & Co. | 8031 | J44690139 | 21-Jun-12 | Annual | Elect Director Okada, Joji | Management | Yes | For | For |
Mitsui & Co. | 8031 | J44690139 | 21-Jun-12 | Annual | Elect Director Kinoshita, Masayuki | Management | Yes | For | For |
Mitsui & Co. | 8031 | J44690139 | 21-Jun-12 | Annual | Elect Director Anbe, Shintaro | Management | Yes | For | For |
Mitsui & Co. | 8031 | J44690139 | 21-Jun-12 | Annual | Elect Director Tanaka, Koichi | Management | Yes | For | For |
Mitsui & Co. | 8031 | J44690139 | 21-Jun-12 | Annual | Elect Director Matsubara, Nobuko | Management | Yes | For | For |
Mitsui & Co. | 8031 | J44690139 | 21-Jun-12 | Annual | Elect Director Nonaka, Ikujiro | Management | Yes | For | For |
Mitsui & Co. | 8031 | J44690139 | 21-Jun-12 | Annual | Elect Director Hirabayashi, Hiroshi | Management | Yes | For | For |
Mitsui & Co. | 8031 | J44690139 | 21-Jun-12 | Annual | Elect Director Muto, Toshiro | Management | Yes | For | For |
Mitsui & Co. | 8031 | J44690139 | 21-Jun-12 | Annual | Appoint Statutory Auditor Matsuo, Kunihiro | Management | Yes | For | For |
Mitsui Fudosan Co. Ltd. | 8801 | J4509L101 | 28-Jun-12 | Annual | Approve Allocation of Income, with a Final Dividend of JPY 11 | Management | Yes | For | For |
Mitsui Fudosan Co. Ltd. | 8801 | J4509L101 | 28-Jun-12 | Annual | Appoint Statutory Auditor Nishiyama, Koichi | Management | Yes | For | For |
Mitsui Fudosan Co. Ltd. | 8801 | J4509L101 | 28-Jun-12 | Annual | Appoint Statutory Auditor Hasegawa, Toshiaki | Management | Yes | For | For |
Mitsui Fudosan Co. Ltd. | 8801 | J4509L101 | 28-Jun-12 | Annual | Approve Annual Bonus Payment to Directors | Management | Yes | For | For |
NagaCorp Ltd. | 03918 | G6382M109 | 30-Jan-12 | Special | Approve Share Purchase Agreement | Management | Yes | For | For |
NagaCorp Ltd. | 03918 | G6382M109 | 30-Jan-12 | Special | Approve Creation and Issue of Convertible Bonds | Management | Yes | For | For |
NagaCorp Ltd. | 03918 | G6382M109 | 30-Jan-12 | Special | Approve Allotment and Issue of New Shares upon Conversion of the Convertible Bonds | Management | Yes | For | For |
NagaCorp Ltd. | 03918 | G6382M109 | 30-Jan-12 | Special | Approve Allotment and Issue of Consideration Shares | Management | Yes | For | For |
NagaCorp Ltd. | 03918 | G6382M109 | 30-Jan-12 | Special | Authorize Any One Director to Execute Documents and Undertake All Acts Necessary in Relation to the Share Purchase Agreement | Management | Yes | For | For |
NagaCorp Ltd. | 03918 | G6382M109 | 24-May-12 | Annual | Accept Financial Statements and Statutory Reports | Management | Yes | For | For |
NagaCorp Ltd. | 03918 | G6382M109 | 24-May-12 | Annual | Approve Final Dividend | Management | Yes | For | For |
NagaCorp Ltd. | 03918 | G6382M109 | 24-May-12 | Annual | Reelect Michael Lai Kai Jin as Independent Non-Executive Director | Management | Yes | For | For |
NagaCorp Ltd. | 03918 | G6382M109 | 24-May-12 | Annual | Authorize Board to Fix Remuneration of Directors | Management | Yes | For | For |
NagaCorp Ltd. | 03918 | G6382M109 | 24-May-12 | Annual | Reappoint BDO Limited as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For |
NagaCorp Ltd. | 03918 | G6382M109 | 24-May-12 | Annual | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | Yes | For | For |
Neopost SA | NEO | F65196119 | 05-Jul-11 | Annual/Special | Approve Financial Statements and Statutory Reports | Management | Yes | For | For |
Neopost SA | NEO | F65196119 | 05-Jul-11 | Annual/Special | Approve Allocation of Income and Dividends of EUR 3.90 per Share | Management | Yes | For | For |
Neopost SA | NEO | F65196119 | 05-Jul-11 | Annual/Special | Approve Stock Dividend Program (Cash or Shares) | Management | Yes | For | For |
Neopost SA | NEO | F65196119 | 05-Jul-11 | Annual/Special | Accept Consolidated Financial Statements and Statutory Reports | Management | Yes | For | For |
Neopost SA | NEO | F65196119 | 05-Jul-11 | Annual/Special | Approve Auditors' Special Report on Related-Party Transactions | Management | Yes | For | For |
Neopost SA | NEO | F65196119 | 05-Jul-11 | Annual/Special | Approve Remuneration of Directors in the Aggregate Amount of EUR 370,000 | Management | Yes | For | For |
Neopost SA | NEO | F65196119 | 05-Jul-11 | Annual/Special | Reelect Cornelius Geber as Director | Management | Yes | For | For |
Neopost SA | NEO | F65196119 | 05-Jul-11 | Annual/Special | Approve Decision Not to Renew Mandate of Michel Rose as Director | Management | Yes | For | For |
Neopost SA | NEO | F65196119 | 05-Jul-11 | Annual/Special | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | Yes | For | For |
Neopost SA | NEO | F65196119 | 05-Jul-11 | Annual/Special | Authorize Issuance of Equity with Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Million | Management | Yes | For | For |
Neopost SA | NEO | F65196119 | 05-Jul-11 | Annual/Special | Authorize Issuance of Equity without Preemptive Rights up to Aggregate Nominal Amount of EUR 4.6 Million | Management | Yes | For | For |
Neopost SA | NEO | F65196119 | 05-Jul-11 | Annual/Special | Approve Issuance of Equity up to Aggregate Nominal Amount of EUR 4.6 Million for a Private Placement | Management | Yes | For | For |
Neopost SA | NEO | F65196119 | 05-Jul-11 | Annual/Special | Authorize Issuance of Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 4.6 Million | Management | Yes | For | For |
Neopost SA | NEO | F65196119 | 05-Jul-11 | Annual/Special | Approve Issuance of Equity-Linked Securities up to Aggregate Nominal Amount of EUR 4.6 Million for a Private Placement | Management | Yes | For | For |
Neopost SA | NEO | F65196119 | 05-Jul-11 | Annual/Special | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | Yes | For | For |
Neopost SA | NEO | F65196119 | 05-Jul-11 | Annual/Special | Authorize Capitalization of Reserves of Up to EUR 30 Million for Bonus Issue or Increase in Par Value | Management | Yes | For | For |
Neopost SA | NEO | F65196119 | 05-Jul-11 | Annual/Special | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | Yes | For | For |
Neopost SA | NEO | F65196119 | 05-Jul-11 | Annual/Special | Authorize Capital Increase for Future Exchange Offers | Management | Yes | For | For |
Neopost SA | NEO | F65196119 | 05-Jul-11 | Annual/Special | Approve Employee Stock Purchase Plan | Management | Yes | For | For |
Neopost SA | NEO | F65196119 | 05-Jul-11 | Annual/Special | Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries | Management | Yes | For | For |
Neopost SA | NEO | F65196119 | 05-Jul-11 | Annual/Special | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | Yes | For | For |
Neopost SA | NEO | F65196119 | 05-Jul-11 | Annual/Special | Approve Issuance of Securities Convertible into Debt up to an Aggregate Nominal Amount of EUR 500 Million | Management | Yes | For | For |
Neopost SA | NEO | F65196119 | 05-Jul-11 | Annual/Special | Authorize Filing of Required Documents/Other Formalities | Management | Yes | For | For |
Obic Co Ltd | 4684 | J5946V107 | 28-Jun-12 | Annual | Approve Allocation of Income, with a Final Dividend of JPY 175 | Management | Yes | For | For |
Obic Co Ltd | 4684 | J5946V107 | 28-Jun-12 | Annual | Approve Annual Bonus Payment to Directors and Statutory Auditors | Management | Yes | For | For |
OZ Minerals Ltd | OZL | Q7161P106 | 28-May-12 | Annual | Elect Neil Hamilton as a Director | Management | Yes | For | For |
OZ Minerals Ltd | OZL | Q7161P106 | 28-May-12 | Annual | Elect Brian Jamieson as a Director | Management | Yes | For | For |
OZ Minerals Ltd | OZL | Q7161P106 | 28-May-12 | Annual | Elect Barry Lavin as a Director | Management | Yes | For | For |
OZ Minerals Ltd | OZL | Q7161P106 | 28-May-12 | Annual | Approve the Remuneration Report | Management | Yes | For | For |
Peak Sport Products Co., Ltd. | 01968 | G69599101 | 14-May-12 | Annual | Accept Financial Statements and Statutory Reports | Management | Yes | For | For |
Peak Sport Products Co., Ltd. | 01968 | G69599101 | 14-May-12 | Annual | Approve Final Dividend of HK$0.11 Per Share | Management | Yes | For | For |
Peak Sport Products Co., Ltd. | 01968 | G69599101 | 14-May-12 | Annual | Authorize Board to Fix Remuneration of Directors | Management | Yes | For | For |
Peak Sport Products Co., Ltd. | 01968 | G69599101 | 14-May-12 | Annual | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | Yes | For | For |
Petroleo Brasileiro SA-Petrobras | PETR4 | P78331140 | 19-Mar-12 | Annual/Special | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Management | Yes | For | For |
Petroleo Brasileiro SA-Petrobras | PETR4 | P78331140 | 19-Mar-12 | Annual/Special | Approve Capital Budget for Upcoming Fiscal Year | Management | Yes | For | For |
Petroleo Brasileiro SA-Petrobras | PETR4 | P78331140 | 19-Mar-12 | Annual/Special | Approve Allocation of Income and Dividends | Management | Yes | For | For |
Petroleo Brasileiro SA-Petrobras | PETR4 | P78331140 | 19-Mar-12 | Annual/Special | Elect Directors Appointed by Controlling Shareholder | Management | Yes | For | For |
Petroleo Brasileiro SA-Petrobras | PETR4 | P78331140 | 19-Mar-12 | Annual/Special | Elect Directors Appointed by Minority Shareholders | Management | Yes | For | For |
Petroleo Brasileiro SA-Petrobras | PETR4 | P78331140 | 19-Mar-12 | Annual/Special | Elect Board Chairman | Management | Yes | For | For |
Petroleo Brasileiro SA-Petrobras | PETR4 | P78331140 | 19-Mar-12 | Annual/Special | Elect Fiscal Council Members and Alternates Appointed by Controlling Shareholder | Management | Yes | For | For |
Petroleo Brasileiro SA-Petrobras | PETR4 | P78331140 | 19-Mar-12 | Annual/Special | Elect Fiscal Council Members and Alternates Appointed by Minority Shareholders | Management | Yes | For | For |
Petroleo Brasileiro SA-Petrobras | PETR4 | P78331140 | 19-Mar-12 | Annual/Special | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | Yes | For | For |
Petroleo Brasileiro SA-Petrobras | PETR4 | P78331140 | 19-Mar-12 | Annual/Special | Authorize Capitalization of Reserves Without Issuance of New Shares | Management | Yes | For | For |
Pfeiffer Vacuum Technology AG | PFV | D6058X101 | 22-May-12 | Annual | Approve Allocation of Income and Dividends of EUR 3.15 per Share | Management | Yes | For | For |
Pfeiffer Vacuum Technology AG | PFV | D6058X101 | 22-May-12 | Annual | Approve Discharge of Management Board for Fiscal 2011 | Management | Yes | For | For |
Pfeiffer Vacuum Technology AG | PFV | D6058X101 | 22-May-12 | Annual | Approve Discharge of Supervisory Board for Fiscal 2011 | Management | Yes | For | For |
Pfeiffer Vacuum Technology AG | PFV | D6058X101 | 22-May-12 | Annual | Ratify Ernst & Young as Auditors for Fiscal 2012 | Management | Yes | For | For |
Philip Morris International Inc. | PM | 718172109 | 09-May-12 | Annual | Elect Director Harold Brown | Management | Yes | For | For |
Philip Morris International Inc. | PM | 718172109 | 09-May-12 | Annual | Elect Director Mathis Cabiallavetta | Management | Yes | For | For |
Philip Morris International Inc. | PM | 718172109 | 09-May-12 | Annual | Elect DirectorJ. Dudley Fishburn | Management | Yes | For | For |
Philip Morris International Inc. | PM | 718172109 | 09-May-12 | Annual | Elect DirectorJennifer Li | Management | Yes | For | For |
Philip Morris International Inc. | PM | 718172109 | 09-May-12 | Annual | Elect Director Graham Mackay | Management | Yes | For | For |
Philip Morris International Inc. | PM | 718172109 | 09-May-12 | Annual | Elect Director Sergio Marchionne | Management | Yes | For | For |
Philip Morris International Inc. | PM | 718172109 | 09-May-12 | Annual | Elect Director Kalpana Morparia | Management | Yes | For | For |
Philip Morris International Inc. | PM | 718172109 | 09-May-12 | Annual | Elect DirectorLucio A. Noto | Management | Yes | For | For |
Philip Morris International Inc. | PM | 718172109 | 09-May-12 | Annual | Elect DirectorRobert B. Polet | Management | Yes | For | For |
Philip Morris International Inc. | PM | 718172109 | 09-May-12 | Annual | Elect DirectorCarlos Slim Helu | Management | Yes | For | For |
Philip Morris International Inc. | PM | 718172109 | 09-May-12 | Annual | Elect DirectorStephen M. Wolf | Management | Yes | For | For |
Philip Morris International Inc. | PM | 718172109 | 09-May-12 | Annual | Ratify Auditors | Management | Yes | For | For |
Philip Morris International Inc. | PM | 718172109 | 09-May-12 | Annual | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Philip Morris International Inc. | PM | 718172109 | 09-May-12 | Annual | Approve Restricted Stock Plan | Management | Yes | For | For |
Playtech Ltd | PTEC | G7131X107 | 19-Dec-11 | Special | Approve Capital Raising | Management | Yes | For | For |
Playtech Ltd | PTEC | G7131X107 | 16-May-12 | Annual | Accept Financial Statements and Statutory Reports | Management | Yes | For | For |
Playtech Ltd | PTEC | G7131X107 | 16-May-12 | Annual | Approve Remuneration Report | Management | Yes | For | For |
Playtech Ltd | PTEC | G7131X107 | 16-May-12 | Annual | Ratify BDO LLP as Auditors | Management | Yes | For | For |
Playtech Ltd | PTEC | G7131X107 | 16-May-12 | Annual | Authorize Board to Fix Remuneration of Auditors | Management | Yes | For | For |
Playtech Ltd | PTEC | G7131X107 | 16-May-12 | Annual | Approve Dividends | Management | Yes | For | For |
Playtech Ltd | PTEC | G7131X107 | 16-May-12 | Annual | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | Yes | For | For |
Playtech Ltd | PTEC | G7131X107 | 16-May-12 | Annual | Approve Re-domiciliation from the British Virgin Islands to the Isle of Man | Management | Yes | For | For |
Playtech Ltd | PTEC | G7131X107 | 16-May-12 | Annual | Adopt New Memorandum and Articles of Association | Management | Yes | For | For |
Power Corporation Of Canada | POW | 739239101 | 15-May-12 | Annual | Elect Director Pierre Beaudoin | Management | Yes | For | For |
Power Corporation Of Canada | POW | 739239101 | 15-May-12 | Annual | Elect Director Laurent Dassault | Management | Yes | For | For |
Power Corporation Of Canada | POW | 739239101 | 15-May-12 | Annual | Elect Director Anthony R. Graham | Management | Yes | For | For |
Power Corporation Of Canada | POW | 739239101 | 15-May-12 | Annual | Elect Director Robert Gratton | Management | Yes | For | For |
Power Corporation Of Canada | POW | 739239101 | 15-May-12 | Annual | Elect Director Isabelle Marcoux | Management | Yes | For | For |
Power Corporation Of Canada | POW | 739239101 | 15-May-12 | Annual | Elect Director T. Timothy Ryan, Jr. | Management | Yes | For | For |
Power Corporation Of Canada | POW | 739239101 | 15-May-12 | Annual | Elect Director Emoke J.E. Szathmary | Management | Yes | For | For |
Power Corporation Of Canada | POW | 739239101 | 15-May-12 | Annual | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For |
Power Corporation Of Canada | POW | 739239101 | 15-May-12 | Annual | Re-approve Executive Stock Option Plan | Management | Yes | For | For |
Raubex Group Ltd | RBX | S68353101 | 07-Oct-11 | Annual | Re-elect Rudolf Fourie as Director | Management | Yes | For | For |
Raubex Group Ltd | RBX | S68353101 | 07-Oct-11 | Annual | Re-elect Francois Diedrechsen as Director | Management | Yes | For | For |
Raubex Group Ltd | RBX | S68353101 | 07-Oct-11 | Annual | Re-elect Marake Matjila as Director | Management | Yes | For | For |
Raubex Group Ltd | RBX | S68353101 | 07-Oct-11 | Annual | Re-elect Jacobus Raubenheimer as Director | Management | Yes | For | For |
Raubex Group Ltd | RBX | S68353101 | 07-Oct-11 | Annual | Re-elect Freddie Kenny as Director | Management | Yes | For | For |
Raubex Group Ltd | RBX | S68353101 | 07-Oct-11 | Annual | Re-elect Leslie Maxwell as Director | Management | Yes | For | For |
Raubex Group Ltd | RBX | S68353101 | 07-Oct-11 | Annual | Elect Bryan Kent as Director | Management | Yes | For | For |
Raubex Group Ltd | RBX | S68353101 | 07-Oct-11 | Annual | Elect Ntombi Msiza as Director | Management | Yes | For | For |
Raubex Group Ltd | RBX | S68353101 | 07-Oct-11 | Annual | Authorise Board to Fix Remuneration of Auditors | Management | Yes | For | For |
Raubex Group Ltd | RBX | S68353101 | 07-Oct-11 | Annual | Reappoint PricewaterhouseCoopers as Auditors of the Company | Management | Yes | For | For |
Raubex Group Ltd | RBX | S68353101 | 07-Oct-11 | Annual | Approve Remuneration of Non-Executive Directors | Management | Yes | For | For |
Raubex Group Ltd | RBX | S68353101 | 07-Oct-11 | Annual | Authorise Board to Issue Shares for Cash up to a Maximum of Ten Percent of Issued Share Capital | Management | Yes | For | For |
Raubex Group Ltd | RBX | S68353101 | 07-Oct-11 | Annual | Re-elect Leslie Maxwell as Member of the Audit Committee | Management | Yes | For | For |
Raubex Group Ltd | RBX | S68353101 | 07-Oct-11 | Annual | Elect Bryan Kent as Member of the Audit Committee | Management | Yes | For | For |
Raubex Group Ltd | RBX | S68353101 | 07-Oct-11 | Annual | Elect Ntombi Msiza as Member of the Audit Committee | Management | Yes | For | For |
Raubex Group Ltd | RBX | S68353101 | 07-Oct-11 | Annual | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | Management | Yes | For | For |
Raubex Group Ltd | RBX | S68353101 | 07-Oct-11 | Annual | Approve Financial Assistance to Related or Inter-related Companies | Management | Yes | For | For |
Raubex Group Ltd | RBX | S68353101 | 07-Oct-11 | Annual | Authorise Board to Ratify and Execute Approved Resolutions | Management | Yes | For | For |
Royal Dutch Shell plc | RDSB | G7690A118 | 22-May-12 | Annual | Accept Financial Statements and Statutory Reports | Management | Yes | For | For |
Royal Dutch Shell plc | RDSB | G7690A118 | 22-May-12 | Annual | Approve Remuneration Report | Management | Yes | For | For |
Royal Dutch Shell plc | RDSB | G7690A118 | 22-May-12 | Annual | Elect Sir Nigel Sheinwald as Director | Management | Yes | For | For |
Royal Dutch Shell plc | RDSB | G7690A118 | 22-May-12 | Annual | Re-elect Guy Elliott as Director | Management | Yes | For | For |
Royal Dutch Shell plc | RDSB | G7690A118 | 22-May-12 | Annual | Re-elect Simon Henry as Director | Management | Yes | For | For |
Royal Dutch Shell plc | RDSB | G7690A118 | 22-May-12 | Annual | Re-elect Charles Holliday as Director | Management | Yes | For | For |
Royal Dutch Shell plc | RDSB | G7690A118 | 22-May-12 | Annual | Re-elect Gerard Kleisterlee as Director | Management | Yes | For | For |
Royal Dutch Shell plc | RDSB | G7690A118 | 22-May-12 | Annual | Re-elect Christine Morin-Postel as Director | Management | Yes | For | For |
Royal Dutch Shell plc | RDSB | G7690A118 | 22-May-12 | Annual | Re-elect Jorma Ollila as Director | Management | Yes | For | For |
Royal Dutch Shell plc | RDSB | G7690A118 | 22-May-12 | Annual | Re-elect Linda Stuntz as Director | Management | Yes | For | For |
Royal Dutch Shell plc | RDSB | G7690A118 | 22-May-12 | Annual | Re-elect Jeroen van der Veer as Director | Management | Yes | For | For |
Royal Dutch Shell plc | RDSB | G7690A118 | 22-May-12 | Annual | Re-elect Peter Voser as Director | Management | Yes | For | For |
Royal Dutch Shell plc | RDSB | G7690A118 | 22-May-12 | Annual | Re-elect Hans Wijers as Director | Management | Yes | For | For |
Royal Dutch Shell plc | RDSB | G7690A118 | 22-May-12 | Annual | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For |
Royal Dutch Shell plc | RDSB | G7690A118 | 22-May-12 | Annual | Authorise Board to Fix Remuneration of Auditors | Management | Yes | For | For |
Royal Dutch Shell plc | RDSB | G7690A118 | 22-May-12 | Annual | Authorise Issue of Equity with Pre-emptive Rights | Management | Yes | For | For |
Royal Dutch Shell plc | RDSB | G7690A118 | 22-May-12 | Annual | Authorise Issue of Equity without Pre-emptive Rights | Management | Yes | For | For |
Royal Dutch Shell plc | RDSB | G7690A118 | 22-May-12 | Annual | Authorise Market Purchase of Ordinary Shares | Management | Yes | For | For |
Royal Dutch Shell plc | RDSB | G7690A118 | 22-May-12 | Annual | Authorise EU Political Donations and Expenditure | Management | Yes | For | For |
Sankyo Co. Ltd. (6417) | 6417 | J67844100 | 28-Jun-12 | Annual | Approve Allocation of Income, with a Final Dividend of JPY 75 | Management | Yes | For | For |
Sankyo Co. Ltd. (6417) | 6417 | J67844100 | 28-Jun-12 | Annual | Elect Director Busujima, Hideyuki | Management | Yes | For | For |
Sankyo Co. Ltd. (6417) | 6417 | J67844100 | 28-Jun-12 | Annual | Elect Director Tsutsui, Kimihisa | Management | Yes | For | For |
Sankyo Co. Ltd. (6417) | 6417 | J67844100 | 28-Jun-12 | Annual | Elect Director Ishihara, Akihiko | Management | Yes | For | For |
Sanofi | SAN | F5548N101 | 04-May-12 | Annual/Special | Approve Financial Statements and Statutory Reports | Management | Yes | For | For |
Sanofi | SAN | F5548N101 | 04-May-12 | Annual/Special | Approve Consolidated Financial Statements and Statutory Reports | Management | Yes | For | For |
Sanofi | SAN | F5548N101 | 04-May-12 | Annual/Special | Approve Financial Statements and Statutory Reports | Management | Yes | For | For |
Sanofi | SAN | F5548N101 | 04-May-12 | Annual/Special | Approve Allocation of Income and Dividends of EUR 2.65 per Share | Management | Yes | For | For |
Sanofi | SAN | F5548N101 | 04-May-12 | Annual/Special | Approve Consolidated Financial Statements and Statutory Reports | Management | Yes | For | For |
Sanofi | SAN | F5548N101 | 04-May-12 | Annual/Special | Elect Laurent Attal as Director | Management | Yes | For | For |
Sanofi | SAN | F5548N101 | 04-May-12 | Annual/Special | Approve Allocation of Income and Dividends of EUR 2.65 per Share | Management | Yes | For | For |
Sanofi | SAN | F5548N101 | 04-May-12 | Annual/Special | Reelect Uwe Bicker as Director | Management | Yes | For | For |
Sanofi | SAN | F5548N101 | 04-May-12 | Annual/Special | Elect Laurent Attal as Director | Management | Yes | For | For |
Sanofi | SAN | F5548N101 | 04-May-12 | Annual/Special | Reelect Jean Rene Fourtou as Director | Management | Yes | For | For |
Sanofi | SAN | F5548N101 | 04-May-12 | Annual/Special | Reelect Uwe Bicker as Director | Management | Yes | For | For |
Sanofi | SAN | F5548N101 | 04-May-12 | Annual/Special | Reelect Claudie Haignere as Director | Management | Yes | For | For |
Sanofi | SAN | F5548N101 | 04-May-12 | Annual/Special | Reelect Jean Rene Fourtou as Director | Management | Yes | For | For |
Sanofi | SAN | F5548N101 | 04-May-12 | Annual/Special | Reelect Carole Piwnica as Director | Management | Yes | For | For |
Sanofi | SAN | F5548N101 | 04-May-12 | Annual/Special | Reelect Claudie Haignere as Director | Management | Yes | For | For |
Sanofi | SAN | F5548N101 | 04-May-12 | Annual/Special | Reelect Klaus Pohle as Director | Management | Yes | For | For |
Sanofi | SAN | F5548N101 | 04-May-12 | Annual/Special | Reelect Carole Piwnica as Director | Management | Yes | For | For |
Sanofi | SAN | F5548N101 | 04-May-12 | Annual/Special | Appoint Ernst & Young et Autres as Auditor | Management | Yes | For | For |
Sanofi | SAN | F5548N101 | 04-May-12 | Annual/Special | Reelect Klaus Pohle as Director | Management | Yes | For | For |
Sanofi | SAN | F5548N101 | 04-May-12 | Annual/Special | Appoint Auditex as Alternate Auditor | Management | Yes | For | For |
Sanofi | SAN | F5548N101 | 04-May-12 | Annual/Special | Appoint Ernst & Young et Autres as Auditor | Management | Yes | For | For |
Sanofi | SAN | F5548N101 | 04-May-12 | Annual/Special | Ratify Change of Registered Office to 54, rue La Boetie, 75008 Paris and Amend Article 4 of Bylaws Accordingly | Management | Yes | For | For |
Sanofi | SAN | F5548N101 | 04-May-12 | Annual/Special | Appoint Auditex as Alternate Auditor | Management | Yes | For | For |
Sanofi | SAN | F5548N101 | 04-May-12 | Annual/Special | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | Yes | For | For |
Sanofi | SAN | F5548N101 | 04-May-12 | Annual/Special | Ratify Change of Registered Office to 54, rue La Boetie, 75008 Paris and Amend Article 4 of Bylaws Accordingly | Management | Yes | For | For |
Sanofi | SAN | F5548N101 | 04-May-12 | Annual/Special | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | Yes | For | For |
Sanofi | SAN | F5548N101 | 04-May-12 | Annual/Special | Authorize up to 1.2 Percent of Issued Capital for Use in Restricted Stock Plan | Management | Yes | For | For |
Sanofi | SAN | F5548N101 | 04-May-12 | Annual/Special | Authorize Filing of Required Documents/Other Formalities | Management | Yes | For | For |
Sanofi | SAN | F5548N101 | 04-May-12 | Annual/Special | Authorize up to 1.2 Percent of Issued Capital for Use in Restricted Stock Plan | Management | Yes | For | For |
Sanofi | SAN | F5548N101 | 04-May-12 | Annual/Special | Authorize Filing of Required Documents/Other Formalities | Management | Yes | For | For |
SBM Offshore NV | | N7752F148 | 14-Dec-11 | Special | Elect B.Y.R. Chabas to Executive Board | Management | Yes | For | For |
SBM Offshore NV | | N7752F148 | 16-May-12 | Annual | Adopt Financial Statements, Allocation of Income and Omit Dividends | Management | Yes | For | For |
SBM Offshore NV | | N7752F148 | 16-May-12 | Annual | Approve Discharge of Management Board | Management | Yes | For | For |
SBM Offshore NV | | N7752F148 | 16-May-12 | Annual | Approve Discharge of Supervisory Board | Management | Yes | For | For |
SBM Offshore NV | | N7752F148 | 16-May-12 | Annual | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | Yes | For | For |
SBM Offshore NV | | N7752F148 | 16-May-12 | Annual | Reelect F.G.H Deckers to Supervisory Board | Management | Yes | For | For |
SBM Offshore NV | | N7752F148 | 16-May-12 | Annual | Reelect T.M.E Ehret to Supervisory Board | Management | Yes | For | For |
SBM Offshore NV | | N7752F148 | 27-Jun-12 | Special | Elect S. Hepkema to Executive Board | Management | Yes | For | For |
SBM Offshore NV | | N7752F148 | 27-Jun-12 | Special | Elect P.M. van Rossum to Executive Board | Management | Yes | For | For |
SBM Offshore NV | | N7752F148 | 27-Jun-12 | Special | Approve Amendments to Remuneration Policy for Management Board Members | Management | Yes | For | For |
Shanghai Industrial Holdings Ltd | 00363 | Y7683K107 | 25-May-12 | Annual | Accept Financial Statements and Statutory Reports | Management | Yes | For | For |
Shanghai Industrial Holdings Ltd | 00363 | Y7683K107 | 25-May-12 | Annual | Approve Final Dividend | Management | Yes | For | For |
Shanghai Industrial Holdings Ltd | 00363 | Y7683K107 | 25-May-12 | Annual | Reelect Leung Pak To, Francis as Director | Management | Yes | For | For |
Shanghai Industrial Holdings Ltd | 00363 | Y7683K107 | 25-May-12 | Annual | Authorize Board to Fix Remuneration of Directors | Management | Yes | For | For |
Shanghai Industrial Holdings Ltd | 00363 | Y7683K107 | 25-May-12 | Annual | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | Yes | For | For |
Shougang Fushan Resources Group Ltd. | 00639 | Y2677L104 | 25-May-12 | Annual | Accept Financial Statements and Statutory Reports | Management | Yes | For | For |
Shougang Fushan Resources Group Ltd. | 00639 | Y2677L104 | 25-May-12 | Annual | Approve Final Dividend | Management | Yes | For | For |
Shougang Fushan Resources Group Ltd. | 00639 | Y2677L104 | 25-May-12 | Annual | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | Yes | For | For |
Sino Biopharmaceutical Ltd. | 01177 | G8167W138 | 28-May-12 | Annual | Accept Financial Statements and Statutory Reports | Management | Yes | For | For |
Sino Biopharmaceutical Ltd. | 01177 | G8167W138 | 28-May-12 | Annual | Approve Final Dividend | Management | Yes | For | For |
Sino Biopharmaceutical Ltd. | 01177 | G8167W138 | 28-May-12 | Annual | Reelect Li Dakui as Director | Management | Yes | For | For |
Sino Biopharmaceutical Ltd. | 01177 | G8167W138 | 28-May-12 | Annual | Reelect Mei Xingbao as Director | Management | Yes | For | For |
Sino Biopharmaceutical Ltd. | 01177 | G8167W138 | 28-May-12 | Annual | Authorize Board to Fix Remuneration of Directors | Management | Yes | For | For |
Sino Biopharmaceutical Ltd. | 01177 | G8167W138 | 28-May-12 | Annual | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For |
Sino Biopharmaceutical Ltd. | 01177 | G8167W138 | 28-May-12 | Annual | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | Yes | For | For |
Standard Chartered plc | STAN | G84228157 | 09-May-12 | Annual | Accept Financial Statements and Statutory Reports | Management | Yes | For | For |
Standard Chartered plc | STAN | G84228157 | 09-May-12 | Annual | Approve Final Dividend | Management | Yes | For | For |
Standard Chartered plc | STAN | G84228157 | 09-May-12 | Annual | Approve Remuneration Report | Management | Yes | For | For |
Standard Chartered plc | STAN | G84228157 | 09-May-12 | Annual | Elect Viswanathan Shankar as Director | Management | Yes | For | For |
Standard Chartered plc | STAN | G84228157 | 09-May-12 | Annual | Re-elect Stefano Bertamini as Director | Management | Yes | For | For |
Standard Chartered plc | STAN | G84228157 | 09-May-12 | Annual | Re-elect Jaspal Bindra as Director | Management | Yes | For | For |
Standard Chartered plc | STAN | G84228157 | 09-May-12 | Annual | Re-elect Richard Delbridge as Director | Management | Yes | For | For |
Standard Chartered plc | STAN | G84228157 | 09-May-12 | Annual | Re-elect James Dundas as Director | Management | Yes | For | For |
Standard Chartered plc | STAN | G84228157 | 09-May-12 | Annual | Re-elect Valerie Gooding as Director | Management | Yes | For | For |
Standard Chartered plc | STAN | G84228157 | 09-May-12 | Annual | Re-elect Dr Han Seung-soo as Director | Management | Yes | For | For |
Standard Chartered plc | STAN | G84228157 | 09-May-12 | Annual | Re-elect Simon Lowth as Director | Management | Yes | For | For |
Standard Chartered plc | STAN | G84228157 | 09-May-12 | Annual | Re-elect Ruth Markland as Director | Management | Yes | For | For |
Standard Chartered plc | STAN | G84228157 | 09-May-12 | Annual | Re-elect Richard Meddings as Director | Management | Yes | For | For |
Standard Chartered plc | STAN | G84228157 | 09-May-12 | Annual | Re-elect John Paynter as Director | Management | Yes | For | For |
Standard Chartered plc | STAN | G84228157 | 09-May-12 | Annual | Re-elect Sir John Peace as Director | Management | Yes | For | For |
Standard Chartered plc | STAN | G84228157 | 09-May-12 | Annual | Re-elect Alun Rees as Director | Management | Yes | For | For |
Standard Chartered plc | STAN | G84228157 | 09-May-12 | Annual | Re-elect Paul Skinner as Director | Management | Yes | For | For |
Standard Chartered plc | STAN | G84228157 | 09-May-12 | Annual | Re-elect Oliver Stocken as Director | Management | Yes | For | For |
Standard Chartered plc | STAN | G84228157 | 09-May-12 | Annual | Reappoint KPMG Audit plc as Auditors | Management | Yes | For | For |
Standard Chartered plc | STAN | G84228157 | 09-May-12 | Annual | Authorise Board to Fix Remuneration of Auditors | Management | Yes | For | For |
Standard Chartered plc | STAN | G84228157 | 09-May-12 | Annual | Approve EU Political Donations and Expenditure | Management | Yes | For | For |
Standard Chartered plc | STAN | G84228157 | 09-May-12 | Annual | Authorise Issue of Equity with Pre-emptive Rights | Management | Yes | For | For |
Standard Chartered plc | STAN | G84228157 | 09-May-12 | Annual | Authorise Issue of Equity without Pre-emptive Rights | Management | Yes | For | For |
Standard Chartered plc | STAN | G84228157 | 09-May-12 | Annual | Authorise Market Purchase of Ordinary Shares | Management | Yes | For | For |
Standard Chartered plc | STAN | G84228157 | 09-May-12 | Annual | Authorise Market Purchase of Preference Shares | Management | Yes | For | For |
Standard Chartered plc | STAN | G84228157 | 09-May-12 | Annual | Authorise the Company to Call EGM with Two Weeks' Notice | Management | Yes | For | For |
Suez Environnement Company | SEV | F90131115 | 24-May-12 | Annual/Special | Approve Financial Statements and Statutory Reports | Management | Yes | For | For |
Suez Environnement Company | SEV | F90131115 | 24-May-12 | Annual/Special | Approve Consolidated Financial Statements and Statutory Reports | Management | Yes | For | For |
Suez Environnement Company | SEV | F90131115 | 24-May-12 | Annual/Special | Approve Allocation of Income and Dividends of EUR 0.65 per Share | Management | Yes | For | For |
Suez Environnement Company | SEV | F90131115 | 24-May-12 | Annual/Special | Elect Delphine Ernotte Cunci as Director | Management | Yes | For | For |
Suez Environnement Company | SEV | F90131115 | 24-May-12 | Annual/Special | Renew Appointment of Ernst and Young as Auditor | Management | Yes | For | For |
Suez Environnement Company | SEV | F90131115 | 24-May-12 | Annual/Special | Renew Appointment of Auditex as Alternate Auditor | Management | Yes | For | For |
Suez Environnement Company | SEV | F90131115 | 24-May-12 | Annual/Special | Acknowledge Auditors' Special Report on Related-Party Transactions Regarding Ongoing Transactions | Management | Yes | For | For |
Suez Environnement Company | SEV | F90131115 | 24-May-12 | Annual/Special | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | Yes | For | For |
Suez Environnement Company | SEV | F90131115 | 24-May-12 | Annual/Special | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | Yes | For | For |
Suez Environnement Company | SEV | F90131115 | 24-May-12 | Annual/Special | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 408 Million | Management | Yes | For | For |
Suez Environnement Company | SEV | F90131115 | 24-May-12 | Annual/Special | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | Yes | For | For |
Suez Environnement Company | SEV | F90131115 | 24-May-12 | Annual/Special | Authorize Capitalization of Reserves of Up to EUR 408 Million for Bonus Issue or Increase in Par Value | Management | Yes | For | For |
Suez Environnement Company | SEV | F90131115 | 24-May-12 | Annual/Special | Approve Issuance of Securities Convertible into Debt up to an Aggregate Amount of EUR 3 Billion | Management | Yes | For | For |
Suez Environnement Company | SEV | F90131115 | 24-May-12 | Annual/Special | Approve Employee Stock Purchase Plan | Management | Yes | For | For |
Suez Environnement Company | SEV | F90131115 | 24-May-12 | Annual/Special | Approve Stock Purchase Plan Reserved for International Employees | Management | Yes | For | For |
Suez Environnement Company | SEV | F90131115 | 24-May-12 | Annual/Special | Set Total Limit for Capital Increase to Result from All Issuance Requests Under Items 17, 18, 20 to 22, 24 to 28 at EUR 408 Million | Management | Yes | For | For |
Suez Environnement Company | SEV | F90131115 | 24-May-12 | Annual/Special | Authorize Filing of Required Documents/Other Formalities | Management | Yes | For | For |
Sumitomo Metal Mining Co. Ltd. | 5713 | J77712123 | 25-Jun-12 | Annual | Approve Allocation of Income, with a Final Dividend of JPY 12 | Management | Yes | For | For |
Sumitomo Metal Mining Co. Ltd. | 5713 | J77712123 | 25-Jun-12 | Annual | Elect Director Kemori, Nobumasa | Management | Yes | For | For |
Sumitomo Metal Mining Co. Ltd. | 5713 | J77712123 | 25-Jun-12 | Annual | Elect Director Nakazato, Yoshiaki | Management | Yes | For | For |
Sumitomo Metal Mining Co. Ltd. | 5713 | J77712123 | 25-Jun-12 | Annual | Elect Director Kubota, Takeshi | Management | Yes | For | For |
Sumitomo Metal Mining Co. Ltd. | 5713 | J77712123 | 25-Jun-12 | Annual | Elect Director Kawaguchi, Yukio | Management | Yes | For | For |
Sumitomo Metal Mining Co. Ltd. | 5713 | J77712123 | 25-Jun-12 | Annual | Elect Director Tsuchida, Naoyuki | Management | Yes | For | For |
Sumitomo Metal Mining Co. Ltd. | 5713 | J77712123 | 25-Jun-12 | Annual | Elect Director Ogata, Mikinobu | Management | Yes | For | For |
Sumitomo Metal Mining Co. Ltd. | 5713 | J77712123 | 25-Jun-12 | Annual | Elect Director Sato, Hajime | Management | Yes | For | For |
Sumitomo Metal Mining Co. Ltd. | 5713 | J77712123 | 25-Jun-12 | Annual | Elect Director Ushijima, Tsutomu | Management | Yes | For | For |
Sumitomo Metal Mining Co. Ltd. | 5713 | J77712123 | 25-Jun-12 | Annual | Appoint Statutory Auditor Tajiri, Naoki | Management | Yes | For | For |
Sumitomo Metal Mining Co. Ltd. | 5713 | J77712123 | 25-Jun-12 | Annual | Appoint Statutory Auditor Nakashige, Kazuo | Management | Yes | For | For |
Sumitomo Metal Mining Co. Ltd. | 5713 | J77712123 | 25-Jun-12 | Annual | Appoint Alternate Statutory Auditor Taimatsu, Hitoshi | Management | Yes | For | For |
Sumitomo Metal Mining Co. Ltd. | 5713 | J77712123 | 25-Jun-12 | Annual | Approve Annual Bonus Payment to Directors | Management | Yes | For | For |
Tekfen Holding AS | TKFEN | M8788F103 | 28-May-12 | Annual | Open Meeting and Elect Presiding Council of Meeting | Management | Yes | For | For |
Tekfen Holding AS | TKFEN | M8788F103 | 28-May-12 | Annual | Open Meeting and Elect Presiding Council of Meeting | Management | Yes | For | For |
Tekfen Holding AS | TKFEN | M8788F103 | 28-May-12 | Annual | Authorize Presiding Council to Sign Minutes of Meeting | Management | Yes | For | For |
Tekfen Holding AS | TKFEN | M8788F103 | 28-May-12 | Annual | Authorize Presiding Council to Sign Minutes of Meeting | Management | Yes | For | For |
Tekfen Holding AS | TKFEN | M8788F103 | 28-May-12 | Annual | Accept Financial Statements and Statutory Reports | Management | Yes | For | For |
Tekfen Holding AS | TKFEN | M8788F103 | 28-May-12 | Annual | Accept Financial Statements and Statutory Reports | Management | Yes | For | For |
Tekfen Holding AS | TKFEN | M8788F103 | 28-May-12 | Annual | Approve Discharge of Board and Auditors | Management | Yes | For | For |
Tekfen Holding AS | TKFEN | M8788F103 | 28-May-12 | Annual | Approve Discharge of Board and Auditors | Management | Yes | For | For |
Tekfen Holding AS | TKFEN | M8788F103 | 28-May-12 | Annual | Approve Allocation of Income | Management | Yes | For | For |
Tekfen Holding AS | TKFEN | M8788F103 | 28-May-12 | Annual | Approve Allocation of Income | Management | Yes | For | For |
Tekfen Holding AS | TKFEN | M8788F103 | 28-May-12 | Annual | Amend Company Articles | Management | Yes | For | For |
Tekfen Holding AS | TKFEN | M8788F103 | 28-May-12 | Annual | Amend Company Articles | Management | Yes | For | For |
Tekfen Holding AS | TKFEN | M8788F103 | 28-May-12 | Annual | Approve Remuneration Policy | Management | Yes | For | For |
Tekfen Holding AS | TKFEN | M8788F103 | 28-May-12 | Annual | Approve Remuneration Policy | Management | Yes | For | For |
Tekfen Holding AS | TKFEN | M8788F103 | 28-May-12 | Annual | Approve Remuneration of Directors and Internal Auditors | Management | Yes | For | For |
Tekfen Holding AS | TKFEN | M8788F103 | 28-May-12 | Annual | Approve Remuneration of Directors and Internal Auditors | Management | Yes | For | For |
Tekfen Holding AS | TKFEN | M8788F103 | 28-May-12 | Annual | Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose | Management | Yes | For | For |
Tekfen Holding AS | TKFEN | M8788F103 | 28-May-12 | Annual | Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose | Management | Yes | For | For |
Thai Beverage PCL | Y92 | Y8588A103 | 27-Apr-12 | Annual | Approve Minutes of Previous Meeting | Management | Yes | For | For |
Thai Beverage PCL | Y92 | Y8588A103 | 27-Apr-12 | Annual | Acknowledge Operating Results and Directors' Report | Management | Yes | For | For |
Thai Beverage PCL | Y92 | Y8588A103 | 27-Apr-12 | Annual | Accept Financial Statements and Statutory Reports | Management | Yes | For | For |
Thai Beverage PCL | Y92 | Y8588A103 | 27-Apr-12 | Annual | Approve Allocation of Income and Dividend of THB 0.37 Per Share | Management | Yes | For | For |
Thai Beverage PCL | Y92 | Y8588A103 | 27-Apr-12 | Annual | Elect Chareon Sirivadhanabhakdi as Director | Management | Yes | For | For |
Thai Beverage PCL | Y92 | Y8588A103 | 27-Apr-12 | Annual | Elect Komen Tantiwiwatthanaphan as Director | Management | Yes | For | For |
Thai Beverage PCL | Y92 | Y8588A103 | 27-Apr-12 | Annual | Elect Kanung Luchai as Director | Management | Yes | For | For |
Thai Beverage PCL | Y92 | Y8588A103 | 27-Apr-12 | Annual | Elect Ng Tat Pun as Director | Management | Yes | For | For |
Thai Beverage PCL | Y92 | Y8588A103 | 27-Apr-12 | Annual | Elect Panote Sirivadhanabhakdi as Director | Management | Yes | For | For |
Thai Beverage PCL | Y92 | Y8588A103 | 27-Apr-12 | Annual | Elect Prasit Kovilaikool as Director | Management | Yes | For | For |
Thai Beverage PCL | Y92 | Y8588A103 | 27-Apr-12 | Annual | Amend Names and Number of Directors Who Have Signing Authority | Management | Yes | For | For |
Thai Beverage PCL | Y92 | Y8588A103 | 27-Apr-12 | Annual | Approve Remuneration of Directors | Management | Yes | For | For |
Thai Beverage PCL | Y92 | Y8588A103 | 27-Apr-12 | Annual | Approve KMPG Phoomchai Audit Ltd. as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For |
Thai Beverage PCL | Y92 | Y8588A103 | 27-Apr-12 | Annual | Approve D&O Insurance for Directors and Executives | Management | Yes | For | For |
Thai Beverage PCL | Y92 | Y8588A103 | 27-Apr-12 | Annual | Approve Related Party Transaction | Management | Yes | For | For |
Thai Beverage PCL | Y92 | Y8588A103 | 27-Apr-12 | Annual | Approve Purchase of Ordinary Shares in Serm Suk PCL from Thai Beverage Logistics Co., Ltd. | Management | Yes | For | For |
Thai Beverage PCL | Y92 | Y8588A103 | 27-Apr-12 | Annual | Approve Purchase of Ordinary Shares in United Products Co. Ltd. from Sura Piset Pattharalanna Co., Ltd. | Management | Yes | For | For |
Tokyo Electron Ltd. | 8035 | J86957115 | 22-Jun-12 | Annual | Elect Director Higashi, Tetsuro | Management | Yes | For | For |
Tokyo Electron Ltd. | 8035 | J86957115 | 22-Jun-12 | Annual | Elect Director Tsuneishi, Tetsuo | Management | Yes | For | For |
Tokyo Electron Ltd. | 8035 | J86957115 | 22-Jun-12 | Annual | Elect Director Takenaka, Hiroshi | Management | Yes | For | For |
Tokyo Electron Ltd. | 8035 | J86957115 | 22-Jun-12 | Annual | Elect Director Kitayama, Hirofumi | Management | Yes | For | For |
Tokyo Electron Ltd. | 8035 | J86957115 | 22-Jun-12 | Annual | Elect Director Sato, Kiyoshi | Management | Yes | For | For |
Tokyo Electron Ltd. | 8035 | J86957115 | 22-Jun-12 | Annual | Elect Director Washino, Kenji | Management | Yes | For | For |
Tokyo Electron Ltd. | 8035 | J86957115 | 22-Jun-12 | Annual | Elect Director Ito, Hikaru | Management | Yes | For | For |
Tokyo Electron Ltd. | 8035 | J86957115 | 22-Jun-12 | Annual | Elect Director Nakamura, Takashi | Management | Yes | For | For |
Tokyo Electron Ltd. | 8035 | J86957115 | 22-Jun-12 | Annual | Elect Director Matsuoka, Takaaki | Management | Yes | For | For |
Tokyo Electron Ltd. | 8035 | J86957115 | 22-Jun-12 | Annual | Elect Director Akimoto, Masami | Management | Yes | For | For |
Tokyo Electron Ltd. | 8035 | J86957115 | 22-Jun-12 | Annual | Elect Director Harada, Yoshiteru | Management | Yes | For | For |
Tokyo Electron Ltd. | 8035 | J86957115 | 22-Jun-12 | Annual | Elect Director Tsutsumi, Hideyuki | Management | Yes | For | For |
Tokyo Electron Ltd. | 8035 | J86957115 | 22-Jun-12 | Annual | Elect Director Inoe, Hiroshi | Management | Yes | For | For |
Tokyo Electron Ltd. | 8035 | J86957115 | 22-Jun-12 | Annual | Elect Director Sakane, Masahiro | Management | Yes | For | For |
Tokyo Electron Ltd. | 8035 | J86957115 | 22-Jun-12 | Annual | Appoint Statutory Auditor Mori, Shojiro | Management | Yes | For | For |
Tokyo Electron Ltd. | 8035 | J86957115 | 22-Jun-12 | Annual | Appoint Statutory Auditor Sakai, Ryuuji | Management | Yes | For | For |
Tokyo Electron Ltd. | 8035 | J86957115 | 22-Jun-12 | Annual | Approve Annual Bonus Payment to Directors | Management | Yes | For | For |
Tokyo Electron Ltd. | 8035 | J86957115 | 22-Jun-12 | Annual | Approve Deep Discount Stock Option Plan | Management | Yes | For | For |
Tokyo Electron Ltd. | 8035 | J86957115 | 22-Jun-12 | Annual | Approve Deep Discount Stock Option Plan | Management | Yes | For | For |
Total SA | FP | F92124100 | 11-May-12 | Annual/Special | Approve Financial Statements and Statutory Reports | Management | Yes | For | For |
Total SA | FP | F92124100 | 11-May-12 | Annual/Special | Approve Consolidated Financial Statements and Statutory Reports | Management | Yes | For | For |
Total SA | FP | F92124100 | 11-May-12 | Annual/Special | Approve Allocation of Income and Dividends of EUR 2.28 per Share | Management | Yes | For | For |
Total SA | FP | F92124100 | 11-May-12 | Annual/Special | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | Yes | For | For |
Total SA | FP | F92124100 | 11-May-12 | Annual/Special | Reelect Patrick Artus as Director | Management | Yes | For | For |
Total SA | FP | F92124100 | 11-May-12 | Annual/Special | Reelect Anne Lauvergeon as Director | Management | Yes | For | For |
Total SA | FP | F92124100 | 11-May-12 | Annual/Special | Ratify Appointment of Gerard Lamarche as Director | Management | Yes | For | For |
Total SA | FP | F92124100 | 11-May-12 | Annual/Special | Elect Anne-Marie Idrac as Director | Management | Yes | For | For |
Total SA | FP | F92124100 | 11-May-12 | Annual/Special | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Billion and/or Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | Management | Yes | For | For |
Total SA | FP | F92124100 | 11-May-12 | Annual/Special | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | Yes | For | For |
Total SA | FP | F92124100 | 11-May-12 | Annual/Special | Approve Employee Stock Purchase Plan | Management | Yes | For | For |
Total SA | FP | F92124100 | 11-May-12 | Annual/Special | Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries | Management | Yes | For | For |
Total SA | FP | F92124100 | 11-May-12 | Annual/Special | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | Yes | For | For |
Travelsky Technology Limited | 00696 | Y8972V101 | 22-Feb-12 | Special | Approve CE Airline Transaction and the Eastern Wuhan Airline Transaction and Related Caps | Management | Yes | For | For |
Travelsky Technology Limited | 00696 | Y8972V101 | 22-Feb-12 | Special | Approve Southern Airline Transaction and Related Caps | Management | Yes | For | For |
Travelsky Technology Limited | 00696 | Y8972V101 | 22-Feb-12 | Special | Approve Sichuan Airline Transaction and Related Caps | Management | Yes | For | For |
Travelsky Technology Limited | 00696 | Y8972V101 | 22-Feb-12 | Special | Approve Termination of Appointment of PricewaterhouseCoopers as International Auditor and PricewaterhouseCoopers Zhong Tian CPAs Limited Company as PRC auditor of the Group for the Year 2011 | Management | Yes | For | For |
Travelsky Technology Limited | 00696 | Y8972V101 | 22-Feb-12 | Special | Appoint Baker Tilly Hong Kong as International Auditor and Baker Tilly China as PRC Auditor of the Group for a Term Ending on the Date of the EGM | Management | Yes | For | For |
Travelsky Technology Limited | 00696 | Y8972V101 | 22-Feb-12 | Special | Appoint Baker Tilly Hong Kong as International Auditor and Baker Tilly China as PRC Auditor of the Group and Each to Hold Office until the Conclusion of the Next Annual General Meeting and Authorize Board to Fix Their Remuneration | Management | Yes | For | For |
Travelsky Technology Limited | 00696 | Y8972V101 | 05-Jun-12 | Annual | Approve Report of the Board of Directors | Management | Yes | For | For |
Travelsky Technology Limited | 00696 | Y8972V101 | 05-Jun-12 | Annual | Approve Report of Supervisory Committee | Management | Yes | For | For |
Travelsky Technology Limited | 00696 | Y8972V101 | 05-Jun-12 | Annual | Accept Financial Statements and Statutory Reports | Management | Yes | For | For |
Travelsky Technology Limited | 00696 | Y8972V101 | 05-Jun-12 | Special | Authorize Repurchase of Up to 10 Percent of Issued H Share Capital | Management | Yes | For | For |
Travelsky Technology Limited | 00696 | Y8972V101 | 05-Jun-12 | Annual | Approve Allocation of Profit and Distribution of Final Dividend | Management | Yes | For | For |
Travelsky Technology Limited | 00696 | Y8972V101 | 05-Jun-12 | Annual | Appoint Baker Tilly Hong Kong Limited and Baker Tilly China as International and PRC Auditors of the Company, Respectively, and Authorize Board to Fix Their Remuneration | Management | Yes | For | For |
Travelsky Technology Limited | 00696 | Y8972V101 | 05-Jun-12 | Annual | Approve Change of Director | Share Holder | Yes | For | For |
Travelsky Technology Limited | 00696 | Y8972V101 | 05-Jun-12 | Annual | Approve General Plan of the Construction Project and the Construction and Investment Budget Plan of Its Phase I Work | Management | Yes | For | For |
Travelsky Technology Limited | 00696 | Y8972V101 | 05-Jun-12 | Annual | Authorize Repurchase of Up to 10 Percent of Issued H Share Capital | Management | Yes | For | For |
Vienna Insurance Group Ag Wiener Versicherung Gruppe | VIG | A9142L128 | 04-May-12 | Annual | Approve Allocation of Income | Management | Yes | For | For |
Vienna Insurance Group Ag Wiener Versicherung Gruppe | VIG | A9142L128 | 04-May-12 | Annual | Approve Discharge of Management and Supervisory Board | Management | Yes | For | For |
Vienna Insurance Group Ag Wiener Versicherung Gruppe | VIG | A9142L128 | 04-May-12 | Annual | Ratify Auditors for Fiscal Year 2013 | Management | Yes | For | For |
Vienna Insurance Group Ag Wiener Versicherung Gruppe | VIG | A9142L128 | 04-May-12 | Annual | Elect Supervisory Board Member | Management | Yes | For | For |
Vienna Insurance Group Ag Wiener Versicherung Gruppe | VIG | A9142L128 | 04-May-12 | Annual | Approve Remuneration of Supervisory Board Members | Management | Yes | For | For |
Vodafone Group plc | VOD | G93882135 | 26-Jul-11 | Annual | Accept Financial Statements and Statutory Reports | Management | Yes | For | For |
Vodafone Group plc | VOD | G93882135 | 26-Jul-11 | Annual | Elect Gerard Kleisterlee as Director | Management | Yes | For | For |
Vodafone Group plc | VOD | G93882135 | 26-Jul-11 | Annual | Re-elect John Buchanan as Director | Management | Yes | For | For |
Vodafone Group plc | VOD | G93882135 | 26-Jul-11 | Annual | Re-elect Vittorio Colao as Director | Management | Yes | For | For |
Vodafone Group plc | VOD | G93882135 | 26-Jul-11 | Annual | Re-elect Michel Combes as Director | Management | Yes | For | For |
Vodafone Group plc | VOD | G93882135 | 26-Jul-11 | Annual | Re-elect Andy Halford as Director | Management | Yes | For | For |
Vodafone Group plc | VOD | G93882135 | 26-Jul-11 | Annual | Re-elect Stephen Pusey as Director | Management | Yes | For | For |
Vodafone Group plc | VOD | G93882135 | 26-Jul-11 | Annual | Elect Renee James as Director | Management | Yes | For | For |
Vodafone Group plc | VOD | G93882135 | 26-Jul-11 | Annual | Re-elect Alan Jebson as Director | Management | Yes | For | For |
Vodafone Group plc | VOD | G93882135 | 26-Jul-11 | Annual | Re-elect Samuel Jonah as Director | Management | Yes | For | For |
Vodafone Group plc | VOD | G93882135 | 26-Jul-11 | Annual | Re-elect Nick Land as Director | Management | Yes | For | For |
Vodafone Group plc | VOD | G93882135 | 26-Jul-11 | Annual | Re-elect Anne Lauvergeon as Director | Management | Yes | For | For |
Vodafone Group plc | VOD | G93882135 | 26-Jul-11 | Annual | Re-elect Luc Vandevelde as Director | Management | Yes | For | For |
Vodafone Group plc | VOD | G93882135 | 26-Jul-11 | Annual | Re-elect Anthony Watson as Director | Management | Yes | For | For |
Vodafone Group plc | VOD | G93882135 | 26-Jul-11 | Annual | Re-elect Philip Yea as Director | Management | Yes | For | For |
Vodafone Group plc | VOD | G93882135 | 26-Jul-11 | Annual | Approve Final Dividend | Management | Yes | For | For |
Vodafone Group plc | VOD | G93882135 | 26-Jul-11 | Annual | Approve Remuneration Report | Management | Yes | For | For |
Vodafone Group plc | VOD | G93882135 | 26-Jul-11 | Annual | Reappoint Deloitte LLP as Auditors | Management | Yes | For | For |
Vodafone Group plc | VOD | G93882135 | 26-Jul-11 | Annual | Authorise Audit Committee to Fix Remuneration of Auditors | Management | Yes | For | For |
Vodafone Group plc | VOD | G93882135 | 26-Jul-11 | Annual | Authorise Issue of Equity without Pre-emptive Rights | Management | Yes | For | For |
Vodafone Group plc | VOD | G93882135 | 26-Jul-11 | Annual | Authorise Market Purchase | Management | Yes | For | For |
Vodafone Group plc | VOD | G93882135 | 26-Jul-11 | Annual | Authorise the Company to Call EGM with Two Weeks' Notice | Management | Yes | For | For |
William Hill plc | WMH | G9645P117 | 08-May-12 | Annual | Accept Financial Statements and Statutory Reports | Management | Yes | For | For |
William Hill plc | WMH | G9645P117 | 08-May-12 | Annual | Approve Final Dividend | Management | Yes | For | For |
William Hill plc | WMH | G9645P117 | 08-May-12 | Annual | Elect Georgina Harvey as Director | Management | Yes | For | For |
William Hill plc | WMH | G9645P117 | 08-May-12 | Annual | Elect Imelda Walsh as Director | Management | Yes | For | For |
William Hill plc | WMH | G9645P117 | 08-May-12 | Annual | Re-elect Gareth Davis as Director | Management | Yes | For | For |
William Hill plc | WMH | G9645P117 | 08-May-12 | Annual | Re-elect Ralph Topping as Director | Management | Yes | For | For |
William Hill plc | WMH | G9645P117 | 08-May-12 | Annual | Re-elect Neil Cooper as Director | Management | Yes | For | For |
William Hill plc | WMH | G9645P117 | 08-May-12 | Annual | Re-elect David Edmonds as Director | Management | Yes | For | For |
William Hill plc | WMH | G9645P117 | 08-May-12 | Annual | Re-elect Ashley Highfield as Director | Management | Yes | For | For |
William Hill plc | WMH | G9645P117 | 08-May-12 | Annual | Re-elect David Lowden as Director | Management | Yes | For | For |
William Hill plc | WMH | G9645P117 | 08-May-12 | Annual | Authorise EU Political Donations and Expenditure | Management | Yes | For | For |
William Hill plc | WMH | G9645P117 | 08-May-12 | Annual | Approve 2012 Savings Related Share Option Plan | Management | Yes | For | For |
William Hill plc | WMH | G9645P117 | 08-May-12 | Annual | Authorise Directors to Establish Schedules to the 2012 Plan or Other Share Plans for Employees Resident or Working Outside the United Kingdom | Management | Yes | For | For |
William Hill plc | WMH | G9645P117 | 08-May-12 | Annual | Authorise Issue of Equity without Pre-emptive Rights | Management | Yes | For | For |
William Hill plc | WMH | G9645P117 | 08-May-12 | Annual | Authorise Market Purchase | Management | Yes | For | For |
William Hill plc | WMH | G9645P117 | 08-May-12 | Annual | Authorise the Company to Call EGM with Two Weeks' Notice | Management | Yes | For | For |
Wincor Nixdorf AG | WIN | D9695J105 | 23-Jan-12 | Annual | Approve Allocation of Income and Dividends of EUR 1.70 per Share | Management | Yes | For | For |
Wincor Nixdorf AG | WIN | D9695J105 | 23-Jan-12 | Annual | Approve Discharge of Management Board for Fiscal 2010/2011 | Management | Yes | For | For |
Wincor Nixdorf AG | WIN | D9695J105 | 23-Jan-12 | Annual | Approve Discharge of Supervisory Board for Fiscal 2010/2011 | Management | Yes | For | For |
Wincor Nixdorf AG | WIN | D9695J105 | 23-Jan-12 | Annual | Ratify KPMG AG as Auditors for Fiscal 2011/2012 | Management | Yes | For | For |
Wincor Nixdorf AG | WIN | D9695J105 | 23-Jan-12 | Annual | Elect Edgar Ernst to the Supervisory Board | Management | Yes | For | For |
Zhejiang Expressway Co., Ltd. | 00576 | Y9891F102 | 13-Oct-11 | Special | Approve Interim Dividend of RMB 0.06 Per Share | Management | Yes | For | For |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | 14-Jun-12 | Annual | Elect Director Richard C. Adkerson | Management | Yes | Withhold | Against |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | 14-Jun-12 | Annual | Elect Director Robert J. Allison, Jr. | Management | Yes | Withhold | Against |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | 14-Jun-12 | Annual | Elect Director Robert A. Day | Management | Yes | Withhold | Against |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | 14-Jun-12 | Annual | Elect Director Gerald J. Ford | Management | Yes | Withhold | Against |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | 14-Jun-12 | Annual | Elect Director H. Devon Graham, Jr. | Management | Yes | Withhold | Against |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | 14-Jun-12 | Annual | Elect Director Bobby Lee Lackey | Management | Yes | Withhold | Against |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | 14-Jun-12 | Annual | Elect Director James R. Moffett | Management | Yes | Withhold | Against |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | 14-Jun-12 | Annual | Elect Director B. M. Rankin, Jr. | Management | Yes | Withhold | Against |
Power Corporation Of Canada | POW | 739239101 | 15-May-12 | Annual | Elect Pierre Beaudoin, Marcel R. Coutu, Laurent Dassault, Andre Desmarais, Paul Desmarais, Paul Desmarais, Jr., Anthony R. Graham, Robert Gratton, Isabelle Marcoux, R. Jeffrey Orr, T. Timothy Ryan, Jr., and Emoke J.E. Szathmary as Directors | Management | Yes | Withhold | Against |
Power Corporation Of Canada | POW | 739239101 | 15-May-12 | Annual | Elect Director Marcel R. Coutu | Management | Yes | Withhold | Against |
Power Corporation Of Canada | POW | 739239101 | 15-May-12 | Annual | Elect Director Andre Desmarais | Management | Yes | Withhold | Against |
Power Corporation Of Canada | POW | 739239101 | 15-May-12 | Annual | Elect Director Paul Desmarais | Management | Yes | Withhold | Against |
Power Corporation Of Canada | POW | 739239101 | 15-May-12 | Annual | Elect Director Paul Desmarais, Jr. | Management | Yes | Withhold | Against |
Power Corporation Of Canada | POW | 739239101 | 15-May-12 | Annual | Elect Director R. Jeffrey Orr | Management | Yes | Withhold | Against |
| | | | | | | | | |
Registrant: Saratoga Advantage Trust: Health & Biotechnolgy Portfolio Item 1, Exhibit M | | | | |
Investment Company Act file number: 811-08542 | | | | |
Reporting Period: July 1, 2011 through June 30, 2012 | | | | |
| | | | | | | | | |
ITEM 1- PROXY VOTING RECORD |
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type (by issuer or shareholder) | (g) Voted | (h) How was vote cast (for or against proposal, or abstain; for or withhold regarding election of directors) | (i) Was Vote For or Against Management |
1 | McKesson Corporation | MCK | 58155Q103 | 7/27/2011 | Elect Director Andy D. Bryant | Management | Y | For | For |
2 | McKesson Corporation | MCK | 58155Q103 | 7/27/2011 | Elect Director Wayne A. Budd | Management | Y | For | For |
3 | McKesson Corporation | MCK | 58155Q103 | 7/27/2011 | Elect Director John H. Hammergren | Management | Y | For | For |
4 | McKesson Corporation | MCK | 58155Q103 | 7/27/2011 | Elect Director Alton F. Irby III | Management | Y | For | For |
5 | McKesson Corporation | MCK | 58155Q103 | 7/27/2011 | Elect Director M. Christine Jacobs | Management | Y | For | For |
6 | McKesson Corporation | MCK | 58155Q103 | 7/27/2011 | Elect Director Marie L. Knowles | Management | Y | For | For |
7 | McKesson Corporation | MCK | 58155Q103 | 7/27/2011 | Elect Director David M. Lawrence | Management | Y | For | For |
8 | McKesson Corporation | MCK | 58155Q103 | 7/27/2011 | Elect Director Edward A. Mueller | Management | Y | For | For |
9 | McKesson Corporation | MCK | 58155Q103 | 7/27/2011 | Elect Director Jane E. Shaw | Management | Y | For | For |
10 | McKesson Corporation | MCK | 58155Q103 | 7/27/2011 | Ratify Auditors | Management | Y | For | For |
11 | McKesson Corporation | MCK | 58155Q103 | 7/27/2011 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Y | Against | Against |
12 | McKesson Corporation | MCK | 58155Q103 | 7/27/2011 | Advisory Vote on Say on Pay Frequency | Management | Y | One Year | for |
13 | McKesson Corporation | MCK | 58155Q103 | 7/27/2011 | Reduce Supermajority Vote Requirement to Amend Certificate of Incorporation That Adversely Affects Holders of Series A Junior Participating Preferred Stock | Management | Y | For | For |
14 | McKesson Corporation | MCK | 58155Q103 | 7/27/2011 | Reduce Supermajority Vote Requirement to Amend Bylaws | Management | Y | For | For |
15 | McKesson Corporation | MCK | 58155Q103 | 7/27/2011 | Reduce Supermajority Vote Requirement and "Fair Price" Provision Applicable to Certain Business Combinations | Management | Y | For | For |
16 | McKesson Corporation | MCK | 58155Q103 | 7/27/2011 | Amend Certificate of Incorporation to Remove Transitional Provision Related to Eliminated Classified Board Structure | Management | Y | For | For |
17 | McKesson Corporation | MCK | 58155Q103 | 7/27/2011 | Amend Certificate of Incorporation to Conform the "Interested Transactions" Provisions and the Stockholder Action Provision | Management | Y | For | For |
18 | McKesson Corporation | MCK | 58155Q103 | 7/27/2011 | Stock Retention/Holding Period | Share Holder | Y | For | Against |
19 | Medtronic, Inc. | MDT | 585055106 | 8/25/2011 | Director Richard H. Anderson | Management | Y | For | For |
20 | Medtronic, Inc. | MDT | 585055106 | 8/25/2011 | Director David L. Calhoun | Management | Y | Withhold | Against |
21 | Medtronic, Inc. | MDT | 585055106 | 8/25/2011 | Elect Director Victor J. Dzau | Management | Y | For | For |
22 | Medtronic, Inc. | MDT | 585055106 | 8/25/2011 | Elect Director Omar Ishrak | Management | Y | For | For |
23 | Medtronic, Inc. | MDT | 585055106 | 8/25/2011 | Elect Director Shirley Ann Jackson | Management | Y | For | For |
24 | Medtronic, Inc. | MDT | 585055106 | 8/25/2011 | Elect Director James T. Lenehan | Management | Y | For | For |
25 | Medtronic, Inc. | MDT | 585055106 | 8/25/2011 | Elect Director Denise M. O'Leary | Management | Y | For | For |
26 | Medtronic, Inc. | MDT | 585055106 | 8/25/2011 | Elect Director Kendall J. Powell | Management | Y | For | For |
27 | Medtronic, Inc. | MDT | 585055106 | 8/25/2011 | Elect Director Robert C. Pozen | Management | Y | For | For |
28 | Medtronic, Inc. | MDT | 585055106 | 8/25/2011 | Elect Director Jean-Pierre Rosso | Management | Y | For | For |
29 | Medtronic, Inc. | MDT | 585055106 | 8/25/2011 | Elect Director Jack W. Schuler | Management | Y | For | For |
30 | Medtronic, Inc. | MDT | 585055106 | 8/25/2011 | Ratify Auditors | Management | Y | For | For |
31 | Medtronic, Inc. | MDT | 585055106 | 8/25/2011 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Y | Against | Against |
32 | Medtronic, Inc. | MDT | 585055106 | 8/25/2011 | Advisory Vote on Say on Pay Frequency | Management | Y | One Year | For |
33 | Teva Pharmaceutical Industries Ltd. | TEVA | M8769Q102 | 9/19/2011 | Approve Final Dividend | Management | Y | For | For |
34 | Teva Pharmaceutical Industries Ltd. | TEVA | M8769Q102 | 9/19/2011 | Elect Chaim Hurvitz as Director | Management | Y | For | For |
35 | Teva Pharmaceutical Industries Ltd. | TEVA | M8769Q102 | 9/19/2011 | Elect Ory Slonim as Director | Management | Y | For | For |
36 | Teva Pharmaceutical Industries Ltd. | TEVA | M8769Q102 | 9/19/2011 | Elect Dan Suesskind as Director | Management | Y | For | For |
37 | Teva Pharmaceutical Industries Ltd. | TEVA | M8769Q102 | 9/19/2011 | Elect Joseph Nitzani as External Director and Approve His Remuneration | Management | Y | For | For |
38 | Teva Pharmaceutical Industries Ltd. | TEVA | M8769Q102 | 9/19/2011 | Elect Dafna Schwartz as External Director and Approve Her Remuneration | Management | Y | For | For |
39 | Teva Pharmaceutical Industries Ltd. | TEVA | M8769Q102 | 9/19/2011 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | Y | For | For |
40 | Teva Pharmaceutical Industries Ltd. | TEVA | M8769Q102 | 9/19/2011 | Approve Director/Officer Liability and Indemnification Insurance | Management | Y | For | For |
41 | Teva Pharmaceutical Industries Ltd. | TEVA | M8769Q102 | 9/19/2011 | Amend Remuneration of Vice Chairman | Management | Y | For | For |
42 | Teva Pharmaceutical Industries Ltd. | TEVA | M8769Q102 | 9/19/2011 | Approve Reimbursement of Expenses of Board Chairman | Management | Y | For | For |
43 | Techne Corporation | TECH | 878377100 | 10/27/2011 | Fix Number of Directors | Management | Y | For | For |
44 | Techne Corporation | TECH | 878377100 | 10/27/2011 | Elect Director Thomas E. Oland | Management | Y | For | For |
45 | Techne Corporation | TECH | 878377100 | 10/27/2011 | Elect Director Roger C. Lucas | Management | Y | For | For |
46 | Techne Corporation | TECH | 878377100 | 10/27/2011 | Elect Director Howard V. O'Connell | Management | Y | For | For |
47 | Techne Corporation | TECH | 878377100 | 10/27/2011 | Elect Director Randolph C Steer | Management | Y | For | For |
48 | Techne Corporation | TECH | 878377100 | 10/27/2011 | Elect Director Robert V. Baumgartner | Management | Y | For | For |
49 | Techne Corporation | TECH | 878377100 | 10/27/2011 | Elect Director Charles A. Dinarello | Management | Y | Withhold | Against |
50 | Techne Corporation | TECH | 878377100 | 10/27/2011 | Elect Director Karen A. Holbrook | Management | Y | For | For |
51 | Techne Corporation | TECH | 878377100 | 10/27/2011 | Elect Director John L. Higgins | Management | Y | For | For |
52 | Techne Corporation | TECH | 878377100 | 10/27/2011 | Elect Director Roeland Nusse | Management | Y | Withhold | Against |
53 | Techne Corporation | TECH | 878377100 | 10/27/2011 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Y | For | For |
54 | Techne Corporation | TECH | 878377100 | 10/27/2011 | Advisory Vote on Say on Pay Frequency | Management | Y | One Year | For |
55 | Cardinal Health, Inc. | CAH | 14149Y108 | 11/2/2011 | Elect Director Colleen F. Arnold | Management | Y | For | For |
56 | Cardinal Health, Inc. | CAH | 14149Y108 | 11/2/2011 | Elect Director George S. Barrett | Management | Y | For | For |
57 | Cardinal Health, Inc. | CAH | 14149Y108 | 11/2/2011 | Elect Director Glenn A. Britt | Management | Y | For | For |
58 | Cardinal Health, Inc. | CAH | 14149Y108 | 11/2/2011 | Elect Director Carrie S. Cox | Management | Y | For | For |
59 | Cardinal Health, Inc. | CAH | 14149Y108 | 11/2/2011 | Elect Director Calvin Darden | Management | Y | For | For |
60 | Cardinal Health, Inc. | CAH | 14149Y108 | 11/2/2011 | Elect Director Bruce L. Downey | Management | Y | For | For |
61 | Cardinal Health, Inc. | CAH | 14149Y108 | 11/2/2011 | Elect Director John F. Finn | Management | Y | For | For |
62 | Cardinal Health, Inc. | CAH | 14149Y108 | 11/2/2011 | Elect Director Gregory B. Kenny | Management | Y | For | For |
63 | Cardinal Health, Inc. | CAH | 14149Y108 | 11/2/2011 | Elect Director David P. King | Management | Y | For | For |
64 | Cardinal Health, Inc. | CAH | 14149Y108 | 11/2/2011 | Elect Director Richard C. Notebaert | Management | Y | For | For |
65 | Cardinal Health, Inc. | CAH | 14149Y108 | 11/2/2011 | Elect Director David W. Raisbeck | Management | Y | For | For |
66 | Cardinal Health, Inc. | CAH | 14149Y108 | 11/2/2011 | Elect Director Jean G. Spaulding | Management | Y | For | For |
67 | Cardinal Health, Inc. | CAH | 14149Y108 | 11/2/2011 | Ratify Auditors | Management | Y | For | For |
68 | Cardinal Health, Inc. | CAH | 14149Y108 | 11/2/2011 | Approve Omnibus Stock Plan | Management | Y | For | For |
69 | Cardinal Health, Inc. | CAH | 14149Y108 | 11/2/2011 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Y | For | For |
70 | Cardinal Health, Inc. | CAH | 14149Y108 | 11/2/2011 | Advisory Vote on Say on Pay Frequency | Management | Y | One Year | For |
71 | Cardinal Health, Inc. | CAH | 14149Y108 | 11/2/2011 | Require Independent Board Chairman | Share Holder | Y | Against | For |
72 | CareFusion Corporation | CFN | 14170T101 | 11/2/2011 | Elect Director Jacqueline B. Kosecoff, Ph.D. | Management | Y | For | For |
73 | CareFusion Corporation | CFN | 14170T101 | 11/2/2011 | Elect Director Michael D. O'Halleran | Management | Y | For | For |
74 | CareFusion Corporation | CFN | 14170T101 | 11/2/2011 | Elect Director Robert P. Wayman | Management | Y | For | For |
75 | CareFusion Corporation | CFN | 14170T101 | 11/2/2011 | Ratify Auditors | Management | Y | For | For |
76 | CareFusion Corporation | CFN | 14170T101 | 11/2/2011 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Y | For | For |
77 | CareFusion Corporation | CFN | 14170T101 | 11/2/2011 | Advisory Vote on Say on Pay Frequency | Management | Y | One Year | For |
78 | Becton, Dickinson and Company | BDX | 075887109 | 1/31/2012 | Elect Director Basil L. Anderson | Management | Y | For | For |
79 | Becton, Dickinson and Company | BDX | 075887109 | 1/31/2012 | Elect Director Henry P. Becton, Jr. | Management | Y | For | For |
80 | Becton, Dickinson and Company | BDX | 075887109 | 1/31/2012 | Elect Director Edward F. Degraan | Management | Y | For | For |
81 | Becton, Dickinson and Company | BDX | 075887109 | 1/31/2012 | Elect Director Vincent A. Forlenza | Management | Y | For | For |
82 | Becton, Dickinson and Company | BDX | 075887109 | 1/31/2012 | Elect Director Claire M. Fraser-liggett | Management | Y | For | For |
83 | Becton, Dickinson and Company | BDX | 075887109 | 1/31/2012 | Elect Director Christopher Jones | Management | Y | For | For |
84 | Becton, Dickinson and Company | BDX | 075887109 | 1/31/2012 | Elect Director Marshall O. Larsen | Management | Y | For | For |
85 | Becton, Dickinson and Company | BDX | 075887109 | 1/31/2012 | Elect Director Edward J. Ludwig | Management | Y | For | For |
86 | Becton, Dickinson and Company | BDX | 075887109 | 1/31/2012 | Elect Director Adel A.F. Mahmoud | Management | Y | For | For |
87 | Becton, Dickinson and Company | BDX | 075887109 | 1/31/2012 | Elect Director Gary A. Mecklenburg | Management | Y | For | For |
88 | Becton, Dickinson and Company | BDX | 075887109 | 1/31/2012 | Elect Director James F. Orr | Management | Y | For | For |
89 | Becton, Dickinson and Company | BDX | 075887109 | 1/31/2012 | Elect Director Willard J. Overlock, Jr | Management | Y | For | For |
90 | Becton, Dickinson and Company | BDX | 075887109 | 1/31/2012 | Elect Director Bertram L. Scott | Management | Y | For | For |
91 | Becton, Dickinson and Company | BDX | 075887109 | 1/31/2012 | Elect Director Alfred Sommer | Management | Y | For | For |
92 | Becton, Dickinson and Company | BDX | 075887109 | 1/31/2012 | Ratify Auditors | Management | Y | For | For |
93 | Becton, Dickinson and Company | BDX | 075887109 | 1/31/2012 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Y | For | For |
94 | Becton, Dickinson and Company | BDX | 075887109 | 1/31/2012 | Provide for Cumulative Voting | Share Holder | Y | For | Against |
95 | Novartis AG | NOVN | H5820Q150 | 2/23/2012 | Accept Financial Statements and Statutory Reports | Management | Y | For | For |
96 | Novartis AG | NOVN | H5820Q150 | 2/23/2012 | Approve Discharge of Board and Senior Management | Management | Y | For | For |
97 | Novartis AG | NOVN | H5820Q150 | 2/23/2012 | Approve Allocation of Income and Dividends of CHF 2.25 per Share | Management | Y | For | For |
98 | Novartis AG | NOVN | H5820Q150 | 2/23/2012 | Approve CHF 19.7 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | Y | For | For |
99 | Novartis AG | NOVN | H5820Q150 | 2/23/2012 | Reelect Sikrant Datar as Director | Management | Y | For | For |
100 | Novartis AG | NOVN | H5820Q150 | 2/23/2012 | Reelect Andreas von Planta as Director | Management | Y | For | For |
101 | Novartis AG | NOVN | H5820Q150 | 2/23/2012 | Reelect Wendelin Wiedeking as Director | Management | Y | For | For |
102 | Novartis AG | NOVN | H5820Q150 | 2/23/2012 | Reelect William Brody as Director | Management | Y | For | For |
103 | Novartis AG | NOVN | H5820Q150 | 2/23/2012 | Reelect Rolf Zinkernagel as Director | Management | Y | For | For |
104 | Novartis AG | NOVN | H5820Q150 | 2/23/2012 | Elect Dimitri Azar as Director | Management | Y | For | For |
105 | Novartis AG | NOVN | H5820Q150 | 2/23/2012 | Ratify PricewaterhouseCoopers as Auditors | Management | Y | For | For |
106 | Novartis AG | NOVN | H5820Q150 | 2/23/2012 | Additional And/or Counter-proposals Presented At The Meeting | Management | Y | Against | Against |
107 | AmerisourceBergen Corporation | ABC | 03073E105 | 3/1/2012 | Elect Director Steven H. Collis | Management | Y | For | For |
108 | AmerisourceBergen Corporation | ABC | 03073E105 | 3/1/2012 | Elect Director Richard C. Gozon | Management | Y | For | For |
109 | AmerisourceBergen Corporation | ABC | 03073E105 | 3/1/2012 | Elect Director Kathleen W. Hyle | Management | Y | For | For |
110 | AmerisourceBergen Corporation | ABC | 03073E105 | 3/1/2012 | Elect Director Michael J. Long | Management | Y | For | For |
111 | AmerisourceBergen Corporation | ABC | 03073E105 | 3/1/2012 | Ratify Auditors | Management | Y | For | For |
112 | AmerisourceBergen Corporation | ABC | 03073E105 | 3/1/2012 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Y | For | For |
113 | Covidien Public Limited Company | COV | G2554F105 | 3/13/2012 | Elect Director Jose E. Almeida | Management | Y | For | For |
114 | Covidien Public Limited Company | COV | G2554F105 | 3/13/2012 | Elect Director Craig Arnold | Management | Y | For | For |
115 | Covidien Public Limited Company | COV | G2554F105 | 3/13/2012 | Elect Director Robert H. Brust | Management | Y | For | For |
116 | Covidien Public Limited Company | COV | G2554F105 | 3/13/2012 | Elect Director John M. Connors, Jr | Management | Y | For | For |
117 | Covidien Public Limited Company | COV | G2554F105 | 3/13/2012 | Elect Director Christopher J. Coughlin | Management | Y | For | For |
118 | Covidien Public Limited Company | COV | G2554F105 | 3/13/2012 | Elect Director Timothy M. Donahue | Management | Y | For | For |
119 | Covidien Public Limited Company | COV | G2554F105 | 3/13/2012 | Elect Director Randall J. Hogan, III | Management | Y | For | For |
120 | Covidien Public Limited Company | COV | G2554F105 | 3/13/2012 | Elect Director Martin D. Madaus | Management | Y | For | For |
121 | Covidien Public Limited Company | COV | G2554F105 | 3/13/2012 | Elect Director Dennis H. Reilley | Management | Y | For | For |
122 | Covidien Public Limited Company | COV | G2554F105 | 3/13/2012 | Elect Director Joseph A. Zaccagnino | Management | Y | For | For |
123 | Covidien Public Limited Company | COV | G2554F105 | 3/13/2012 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | Y | For | For |
124 | Covidien Public Limited Company | COV | G2554F105 | 3/13/2012 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Y | For | For |
125 | Covidien Public Limited Company | COV | G2554F105 | 3/13/2012 | Authorize Open-Market Purchases of Ordinary Shares | Management | Y | For | For |
126 | Covidien Public Limited Company | COV | G2554F105 | 3/13/2012 | Authorize the Price Range at which the Company can Reissue Shares that it holds as Treasury Shares | Management | Y | For | For |
127 | Covidien Public Limited Company | COV | G2554F105 | 3/13/2012 | Amend Articles of Association to Provide for Escheatment under U.S. Law | Management | Y | For | For |
128 | Covidien Public Limited Company | COV | G2554F105 | 3/13/2012 | Amend Articles of Association to Allow Board to Declare Non-Cash Dividends | Management | Y | For | For |
129 | Agilent Technologies, Inc. | A | 00846U101 | 3/21/2012 | Elect Director Robert J. Herbold | Management | Y | For | For |
130 | Agilent Technologies, Inc. | A | 00846U101 | 3/21/2012 | Elect Director Koh Boon Hwee | Management | Y | For | For |
131 | Agilent Technologies, Inc. | A | 00846U101 | 3/21/2012 | Elect Director William P. Sullivan | Management | Y | For | For |
132 | Agilent Technologies, Inc. | A | 00846U101 | 3/21/2012 | Ratify Auditors | Management | Y | For | For |
133 | Agilent Technologies, Inc. | A | 00846U101 | 3/21/2012 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Y | For | For |
134 | Eli Lilly and Company | LLY | 532457108 | 4/16/2012 | Elect Director K. Baicker | Management | Y | For | For |
135 | Eli Lilly and Company | LLY | 532457108 | 4/16/2012 | Elect Director J. E. Fyrwald | Management | Y | For | For |
136 | Eli Lilly and Company | LLY | 532457108 | 4/16/2012 | Elect Director E. R. Marram | Management | Y | For | For |
137 | Eli Lilly and Company | LLY | 532457108 | 4/16/2012 | Elect Director D. R. Oberhelman | Management | Y | For | For |
138 | Eli Lilly and Company | LLY | 532457108 | 4/16/2012 | Ratify Auditors | Management | Y | For | For |
139 | Eli Lilly and Company | LLY | 532457108 | 4/16/2012 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Y | For | For |
140 | Eli Lilly and Company | LLY | 532457108 | 4/16/2012 | Declassify the Board of Directors | Management | Y | For | For |
141 | Eli Lilly and Company | LLY | 532457108 | 4/16/2012 | Reduce Supermajority Vote Requirement | Management | Y | For | For |
142 | Eli Lilly and Company | LLY | 532457108 | 4/16/2012 | Adopt Policy for Engagement With Proponents of Shareholder Proposals Supported by a Majority Vote | Share Holder | Y | For | Against |
143 | Eli Lilly and Company | LLY | 532457108 | 4/16/2012 | Report on Research Animal Care and Promotion of Testing Alternatives | Share Holder | Y | Against | For |
144 | C. R. Bard, Inc. | BCR | 067383109 | 4/18/2012 | Elect Director Marc C. Breslawsky | Management | Y | For | For |
145 | C. R. Bard, Inc. | BCR | 067383109 | 4/18/2012 | Elect Director Herbert L. Henkel | Management | Y | For | For |
146 | C. R. Bard, Inc. | BCR | 067383109 | 4/18/2012 | Elect Director Tommy G. Thompson | Management | Y | For | For |
147 | C. R. Bard, Inc. | BCR | 067383109 | 4/18/2012 | Elect Director Timothy M. Ring | Management | Y | For | For |
148 | C. R. Bard, Inc. | BCR | 067383109 | 4/18/2012 | Elect Director G. Mason Morfit | Management | Y | For | For |
149 | C. R. Bard, Inc. | BCR | 067383109 | 4/18/2012 | Ratify Auditors | Management | Y | For | For |
150 | C. R. Bard, Inc. | BCR | 067383109 | 4/18/2012 | Amend Omnibus Stock Plan | Management | Y | For | For |
151 | C. R. Bard, Inc. | BCR | 067383109 | 4/18/2012 | Amend Qualified Employee Stock Purchase Plan | Management | Y | For | For |
152 | C. R. Bard, Inc. | BCR | 067383109 | 4/18/2012 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Y | Against | Against |
153 | C. R. Bard, Inc. | BCR | 067383109 | 4/18/2012 | Declassify the Board of Directors | Management | Y | For | For |
154 | C. R. Bard, Inc. | BCR | 067383109 | 4/18/2012 | Prepare Sustainability Report | Share Holder | Y | For | Against |
155 | AstraZeneca plc | AZN | G0593M107 | 4/26/2012 | Accept Financial Statements and Statutory Reports | Management | Y | For | For |
156 | AstraZeneca plc | AZN | G0593M107 | 4/26/2012 | Confirm First Interim Dividend; Confirm as Final Dividend the Second Interim Dividend | Management | Y | For | For |
157 | AstraZeneca plc | AZN | G0593M107 | 4/26/2012 | Reappoint KPMG Audit plc as Auditors | Management | Y | For | For |
158 | AstraZeneca plc | AZN | G0593M107 | 4/26/2012 | Authorise Board to Fix Remuneration of Auditors | Management | Y | For | For |
159 | AstraZeneca plc | AZN | G0593M107 | 4/26/2012 | Re-elect Louis Schweitzer as Director | Management | Y | For | For |
160 | AstraZeneca plc | AZN | G0593M107 | 4/26/2012 | Re-elect David Brennan as Director | Management | Y | For | For |
161 | AstraZeneca plc | AZN | G0593M107 | 4/26/2012 | Re-elect Simon Lowth as Director | Management | Y | For | For |
162 | AstraZeneca plc | AZN | G0593M107 | 4/26/2012 | Elect Genevieve Berger as Director | Management | Y | For | For |
163 | AstraZeneca plc | AZN | G0593M107 | 4/26/2012 | Re-elect Bruce Burlington as Director | Management | Y | For | For |
164 | AstraZeneca plc | AZN | G0593M107 | 4/26/2012 | Elect Graham Chipchase as Director | Management | Y | For | For |
165 | AstraZeneca plc | AZN | G0593M107 | 4/26/2012 | Re-elect Jean-Philippe Courtois as Director | Management | Y | For | For |
166 | AstraZeneca plc | AZN | G0593M107 | 4/26/2012 | Elect Leif Johansson as Director | Management | Y | For | For |
167 | AstraZeneca plc | AZN | G0593M107 | 4/26/2012 | Re-elect Rudy Markham as Director | Management | Y | For | For |
168 | AstraZeneca plc | AZN | G0593M107 | 4/26/2012 | Re-elect Nancy Rothwell as Director | Management | Y | For | For |
169 | AstraZeneca plc | AZN | G0593M107 | 4/26/2012 | Re-elect Shriti Vadera as Director | Management | Y | For | For |
170 | AstraZeneca plc | AZN | G0593M107 | 4/26/2012 | Re-elect John Varley as Director | Management | Y | For | For |
171 | AstraZeneca plc | AZN | G0593M107 | 4/26/2012 | Re-elect Marcus Wallenberg as Director | Management | Y | For | For |
172 | AstraZeneca plc | AZN | G0593M107 | 4/26/2012 | Approve Remuneration Report | Management | Y | For | For |
173 | AstraZeneca plc | AZN | G0593M107 | 4/26/2012 | Authorise EU Political Donations and Expenditure | Management | Y | For | For |
174 | AstraZeneca plc | AZN | G0593M107 | 4/26/2012 | Authorise Issue of Equity with Pre-emptive Rights | Management | Y | For | For |
175 | AstraZeneca plc | AZN | G0593M107 | 4/26/2012 | Approve 2012 Savings-Related Share Option Scheme | Management | Y | For | For |
176 | AstraZeneca plc | AZN | G0593M107 | 4/26/2012 | Authorise Issue of Equity without Pre-emptive Rights | Management | Y | For | For |
177 | AstraZeneca plc | AZN | G0593M107 | 4/26/2012 | Authorise Market Purchase | Management | Y | For | For |
178 | AstraZeneca plc | AZN | G0593M107 | 4/26/2012 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | Y | For | For |
179 | Johnson & Johnson | JNJ | 478160104 | 4/26/2012 | Elect Director Mary Sue Coleman | Management | Y | For | For |
180 | Johnson & Johnson | JNJ | 478160104 | 4/26/2012 | Elect Director James G. Cullen | Management | Y | For | For |
181 | Johnson & Johnson | JNJ | 478160104 | 4/26/2012 | Elect Director Ian E.l. Davis | Management | Y | For | For |
182 | Johnson & Johnson | JNJ | 478160104 | 4/26/2012 | Elect Director Alex Gorsky | Management | Y | For | For |
183 | Johnson & Johnson | JNJ | 478160104 | 4/26/2012 | Elect Director Michael M.e. Johns | Management | Y | For | For |
184 | Johnson & Johnson | JNJ | 478160104 | 4/26/2012 | Elect Director Susan L. Lindquist | Management | Y | For | For |
185 | Johnson & Johnson | JNJ | 478160104 | 4/26/2012 | Elect Director Anne M. Mulcahy | Management | Y | For | For |
186 | Johnson & Johnson | JNJ | 478160104 | 4/26/2012 | Elect Director Leo F. Mullin | Management | Y | For | For |
187 | Johnson & Johnson | JNJ | 478160104 | 4/26/2012 | Elect Director William D. Perez | Management | Y | For | For |
188 | Johnson & Johnson | JNJ | 478160104 | 4/26/2012 | Elect Director Charles Prince | Management | Y | For | For |
189 | Johnson & Johnson | JNJ | 478160104 | 4/26/2012 | Elect Director David Satcher | Management | Y | For | For |
190 | Johnson & Johnson | JNJ | 478160104 | 4/26/2012 | Elect Director William C. Weldon | Management | Y | For | For |
191 | Johnson & Johnson | JNJ | 478160104 | 4/26/2012 | Elect Director Ronald A. Williams | Management | Y | For | For |
192 | Johnson & Johnson | JNJ | 478160104 | 4/26/2012 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Y | Against | Against |
193 | Johnson & Johnson | JNJ | 478160104 | 4/26/2012 | Approve Omnibus Stock Plan | Management | Y | For | For |
194 | Johnson & Johnson | JNJ | 478160104 | 4/26/2012 | Ratify Auditors | Management | Y | For | For |
195 | Johnson & Johnson | JNJ | 478160104 | 4/26/2012 | Require Independent Board Chairman | Share Holder | Y | For | Against |
196 | Johnson & Johnson | JNJ | 478160104 | 4/26/2012 | Require Shareholder Vote to Approve Political Contributions | Share Holder | Y | Against | For |
197 | Johnson & Johnson | JNJ | 478160104 | 4/26/2012 | Adopt Animal-Free Training Methods | Share Holder | Y | Against | For |
198 | Pfizer Inc. | PFE | 717081103 | 4/26/2012 | Elect Director Dennis A. Ausiello | Management | Y | For | For |
199 | Pfizer Inc. | PFE | 717081103 | 4/26/2012 | Elect Director M. Anthony Burns | Management | Y | For | For |
200 | Pfizer Inc. | PFE | 717081103 | 4/26/2012 | Elect Director W. Don Cornwell | Management | Y | For | For |
201 | Pfizer Inc. | PFE | 717081103 | 4/26/2012 | Elect Director Frances D. Fergusson | Management | Y | For | For |
202 | Pfizer Inc. | PFE | 717081103 | 4/26/2012 | Elect Director William H. Gray, III | Management | Y | For | For |
203 | Pfizer Inc. | PFE | 717081103 | 4/26/2012 | Elect Director Helen H. Hobbs | Management | Y | For | For |
204 | Pfizer Inc. | PFE | 717081103 | 4/26/2012 | Elect Director Constance J. Horner | Management | Y | For | For |
205 | Pfizer Inc. | PFE | 717081103 | 4/26/2012 | Elect Director James M. Kilts | Management | Y | For | For |
206 | Pfizer Inc. | PFE | 717081103 | 4/26/2012 | Elect Director George A. Lorch | Management | Y | For | For |
207 | Pfizer Inc. | PFE | 717081103 | 4/26/2012 | Elect Director John P. Mascotte | Management | Y | For | For |
208 | Pfizer Inc. | PFE | 717081103 | 4/26/2012 | Elect Director Suzanne Nora Johnson | Management | Y | For | For |
209 | Pfizer Inc. | PFE | 717081103 | 4/26/2012 | Elect Director Ian C. Read | Management | Y | For | For |
210 | Pfizer Inc. | PFE | 717081103 | 4/26/2012 | Elect Director Stephen W. Sanger | Management | Y | For | For |
211 | Pfizer Inc. | PFE | 717081103 | 4/26/2012 | Elect Director Marc Tessier-Lavigne | Management | Y | For | For |
212 | Pfizer Inc. | PFE | 717081103 | 4/26/2012 | Ratify Auditors | Management | Y | For | For |
213 | Pfizer Inc. | PFE | 717081103 | 4/26/2012 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Y | For | For |
214 | Pfizer Inc. | PFE | 717081103 | 4/26/2012 | Publish Political Contributions | Share Holder | Y | Against | For |
215 | Pfizer Inc. | PFE | 717081103 | 4/26/2012 | Provide Right to Act by Written Consent | Share Holder | Y | For | Against |
216 | Pfizer Inc. | PFE | 717081103 | 4/26/2012 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Share Holder | Y | For | Against |
217 | Pfizer Inc. | PFE | 717081103 | 4/26/2012 | Non-Employee Director Compensation | Share Holder | Y | Against | For |
218 | Molina Healthcare, Inc. | MOH | 60855R100 | 5/2/2012 | Elect Director Garrey E. Carruthers | Management | Y | For | For |
219 | Molina Healthcare, Inc. | MOH | 60855R100 | 5/2/2012 | Elect Director Frank E. Murray | Management | Y | For | For |
220 | Molina Healthcare, Inc. | MOH | 60855R100 | 5/2/2012 | Elect Director John P. Szabo, Jr. | Management | Y | For | For |
221 | Molina Healthcare, Inc. | MOH | 60855R100 | 5/2/2012 | Ratify Auditors | Management | Y | For | For |
222 | GlaxoSmithKline plc | GSK | G3910J112 | 5/3/2012 | Accept Financial Statements and Statutory Reports | Management | Y | For | For |
223 | GlaxoSmithKline plc | GSK | G3910J112 | 5/3/2012 | Approve Remuneration Report | Management | Y | For | For |
224 | GlaxoSmithKline plc | GSK | G3910J112 | 5/3/2012 | Re-elect Sir Christopher Gent as Director | Management | Y | For | For |
225 | GlaxoSmithKline plc | GSK | G3910J112 | 5/3/2012 | Re-elect Sir Andrew Witty as Director | Management | Y | For | For |
226 | GlaxoSmithKline plc | GSK | G3910J112 | 5/3/2012 | Re-elect Sir Roy Anderson as Director | Management | Y | For | For |
227 | GlaxoSmithKline plc | GSK | G3910J112 | 5/3/2012 | Re-elect Dr Stephanie Burns as Director | Management | Y | For | For |
228 | GlaxoSmithKline plc | GSK | G3910J112 | 5/3/2012 | Re-elect Stacey Cartwright as Director | Management | Y | For | For |
229 | GlaxoSmithKline plc | GSK | G3910J112 | 5/3/2012 | Re-elect Larry Culp as Director | Management | Y | For | For |
230 | GlaxoSmithKline plc | GSK | G3910J112 | 5/3/2012 | Re-elect Sir Crispin Davis as Director | Management | Y | For | For |
231 | GlaxoSmithKline plc | GSK | G3910J112 | 5/3/2012 | Re-elect Simon Dingemans as Director | Management | Y | For | For |
232 | GlaxoSmithKline plc | GSK | G3910J112 | 5/3/2012 | Re-elect Judy Lewent as Director | Management | Y | For | For |
233 | GlaxoSmithKline plc | GSK | G3910J112 | 5/3/2012 | Re-elect Sir Deryck Maughan as Director | Management | Y | For | For |
234 | GlaxoSmithKline plc | GSK | G3910J112 | 5/3/2012 | Re-elect Dr Daniel Podolsky as Director | Management | Y | For | For |
235 | GlaxoSmithKline plc | GSK | G3910J112 | 5/3/2012 | Re-elect Dr Moncef Slaoui as Director | Management | Y | For | For |
236 | GlaxoSmithKline plc | GSK | G3910J112 | 5/3/2012 | Re-elect Tom de Swaan as Director | Management | Y | For | For |
237 | GlaxoSmithKline plc | GSK | G3910J112 | 5/3/2012 | Re-elect Sir Robert Wilson as Director | Management | Y | For | For |
238 | GlaxoSmithKline plc | GSK | G3910J112 | 5/3/2012 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | Y | For | For |
239 | GlaxoSmithKline plc | GSK | G3910J112 | 5/3/2012 | Authorise the Audit & Risk Committee to Fix Remuneration of Auditors | Management | Y | For | For |
240 | GlaxoSmithKline plc | GSK | G3910J112 | 5/3/2012 | Authorise EU Political Donations and Expenditure | Management | Y | For | For |
241 | GlaxoSmithKline plc | GSK | G3910J112 | 5/3/2012 | Authorise Issue of Equity with Pre-emptive Rights | Management | Y | For | For |
242 | GlaxoSmithKline plc | GSK | G3910J112 | 5/3/2012 | Authorise Issue of Equity without Pre-emptive Rights | Management | Y | For | For |
243 | GlaxoSmithKline plc | GSK | G3910J112 | 5/3/2012 | Authorise Market Purchase | Management | Y | For | For |
244 | GlaxoSmithKline plc | GSK | G3910J112 | 5/3/2012 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports | Management | Y | For | For |
245 | GlaxoSmithKline plc | GSK | G3910J112 | 5/3/2012 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | Y | For | For |
246 | GlaxoSmithKline plc | GSK | G3910J112 | 5/3/2012 | Approve 2012 ShareSave Plan | Management | Y | For | For |
247 | GlaxoSmithKline plc | GSK | G3910J112 | 5/3/2012 | Approve 2012 ShareReward Plan | Management | Y | For | For |
248 | Sanofi | SAN | F5548N101 | 5/4/2012 | Approve Financial Statements and Statutory Reports | Management | Y | For | For |
249 | Sanofi | SAN | F5548N101 | 5/4/2012 | Approve Consolidated Financial Statements and Statutory Reports | Management | Y | For | For |
250 | Sanofi | SAN | F5548N101 | 5/4/2012 | Approve Allocation of Income and Dividends of EUR 2.65 per Share | Management | Y | For | For |
251 | Sanofi | SAN | F5548N101 | 5/4/2012 | Elect Laurent Attal as Director | Management | Y | For | For |
252 | Sanofi | SAN | F5548N101 | 5/4/2012 | Reelect Uwe Bicker as Director | Management | Y | For | For |
253 | Sanofi | SAN | F5548N101 | 5/4/2012 | Reelect Jean Rene Fourtou as Director | Management | Y | For | For |
254 | Sanofi | SAN | F5548N101 | 5/4/2012 | Reelect Claudie Haignere as Director | Management | Y | For | For |
255 | Sanofi | SAN | F5548N101 | 5/4/2012 | Reelect Carole Piwnica as Director | Management | Y | For | For |
256 | Sanofi | SAN | F5548N101 | 5/4/2012 | Reelect Klaus Pohle as Director | Management | Y | For | For |
257 | Sanofi | SAN | F5548N101 | 5/4/2012 | Appoint Ernst & Young et Autres as Auditor | Management | Y | For | For |
258 | Sanofi | SAN | F5548N101 | 5/4/2012 | Appoint Auditex as Alternate Auditor | Management | Y | For | For |
259 | Sanofi | SAN | F5548N101 | 5/4/2012 | Ratify Change of Registered Office to 54, rue La Boetie, 75008 Paris and Amend Article 4 of Bylaws Accordingly | Management | Y | For | For |
260 | Sanofi | SAN | F5548N101 | 5/4/2012 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | Y | For | For |
261 | Sanofi | SAN | F5548N101 | 5/4/2012 | Authorize up to 1.2 Percent of Issued Capital for Use in Restricted Stock Plan | Management | Y | For | For |
262 | Sanofi | SAN | F5548N101 | 5/4/2012 | Authorize Filing of Required Documents/Other Formalities | Management | Y | For | For |
263 | Baxter International Inc. | BAX | 071813109 | 5/8/2012 | Elect Director James R. Gavin, III | Management | Y | For | For |
264 | Baxter International Inc. | BAX | 071813109 | 5/8/2012 | Elect Director Peter S. Hellman | Management | Y | For | For |
265 | Baxter International Inc. | BAX | 071813109 | 5/8/2012 | Elect Director K. J. Storm | Management | Y | For | For |
266 | Baxter International Inc. | BAX | 071813109 | 5/8/2012 | Ratify Auditors | Management | Y | For | For |
267 | Baxter International Inc. | BAX | 071813109 | 5/8/2012 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Y | For | For |
268 | Baxter International Inc. | BAX | 071813109 | 5/8/2012 | Declassify the Board of Directors | Share Holder | Y | For | For |
269 | Baxter International Inc. | BAX | 071813109 | 5/8/2012 | Reduce Supermajority Vote Requirement | Share Holder | Y | For | For |
270 | Zimmer Holdings, Inc. | ZMH | 98956P102 | 5/8/2012 | Elect Director Betsy J. Bernard | Management | Y | For | For |
271 | Zimmer Holdings, Inc. | ZMH | 98956P102 | 5/8/2012 | Elect Director Marc N. Casper | Management | Y | For | For |
272 | Zimmer Holdings, Inc. | ZMH | 98956P102 | 5/8/2012 | Elect Director David C. Dvorak | Management | Y | For | For |
273 | Zimmer Holdings, Inc. | ZMH | 98956P102 | 5/8/2012 | Elect Director Larry C. Glasscock | Management | Y | For | For |
274 | Zimmer Holdings, Inc. | ZMH | 98956P102 | 5/8/2012 | Elect Director Robert A. Hagemann | Management | Y | For | For |
275 | Zimmer Holdings, Inc. | ZMH | 98956P102 | 5/8/2012 | Elect Director Arthur J. Higgins | Management | Y | For | For |
276 | Zimmer Holdings, Inc. | ZMH | 98956P102 | 5/8/2012 | Elect Director John L. McGoldrick | Management | Y | For | For |
277 | Zimmer Holdings, Inc. | ZMH | 98956P102 | 5/8/2012 | Elect Director Cecil B. Pickett | Management | Y | For | For |
278 | Zimmer Holdings, Inc. | ZMH | 98956P102 | 5/8/2012 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Y | For | For |
279 | Zimmer Holdings, Inc. | ZMH | 98956P102 | 5/8/2012 | Ratify Auditors | Management | Y | For | For |
280 | Waters Corporation | WAT | 941848103 | 5/9/2012 | Elect Director Joshua Bekenstein | Management | Y | For | For |
281 | Waters Corporation | WAT | 941848103 | 5/9/2012 | Elect Director M.J. Berendt | Management | Y | For | For |
282 | Waters Corporation | WAT | 941848103 | 5/9/2012 | Elect Director Douglas A. Berthiaume | Management | Y | For | For |
283 | Waters Corporation | WAT | 941848103 | 5/9/2012 | Elect Director Edward Conard | Management | Y | For | For |
284 | Waters Corporation | WAT | 941848103 | 5/9/2012 | Elect Director L.H. Glimcher | Management | Y | For | For |
285 | Waters Corporation | WAT | 941848103 | 5/9/2012 | Elect Director Christopher A. Kuebler | Management | Y | For | For |
286 | Waters Corporation | WAT | 941848103 | 5/9/2012 | Elect Director William J. Miller | Management | Y | For | For |
287 | Waters Corporation | WAT | 941848103 | 5/9/2012 | Elect Director Joann A. Reed | Management | Y | For | For |
288 | Waters Corporation | WAT | 941848103 | 5/9/2012 | Elect Director Thomas P. Salice | Management | Y | For | For |
289 | Waters Corporation | WAT | 941848103 | 5/9/2012 | Ratify Auditors | Management | Y | For | For |
290 | Waters Corporation | WAT | 941848103 | 5/9/2012 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Y | For | For |
291 | Waters Corporation | WAT | 941848103 | 5/9/2012 | Approve Omnibus Stock Plan | Management | Y | For | For |
292 | WellPoint, Inc. | WLP | 94973V107 | 5/16/2012 | Elect Director Lenox D. Baker, Jr. | Management | Y | For | For |
293 | WellPoint, Inc. | WLP | 94973V107 | 5/16/2012 | Elect Director Susan B. Bayh | Management | Y | For | For |
294 | WellPoint, Inc. | WLP | 94973V107 | 5/16/2012 | Elect Director Julie A. Hill | Management | Y | For | For |
295 | WellPoint, Inc. | WLP | 94973V107 | 5/16/2012 | Elect Director Ramiro G. Peru | Management | Y | For | For |
296 | WellPoint, Inc. | WLP | 94973V107 | 5/16/2012 | Ratify Auditors | Management | Y | For | For |
297 | WellPoint, Inc. | WLP | 94973V107 | 5/16/2012 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Y | For | For |
298 | WellPoint, Inc. | WLP | 94973V107 | 5/16/2012 | Report on Political Contributions | Share Holder | Y | Against | For |
299 | Par Pharmaceutical Companies, Inc. | PRX | 69888P106 | 5/17/2012 | Elect Director Peter S. Knight | Management | Y | For | For |
300 | Par Pharmaceutical Companies, Inc. | PRX | 69888P106 | 5/17/2012 | Elect Director Thomas P. Rice | Management | Y | For | For |
301 | Par Pharmaceutical Companies, Inc. | PRX | 69888P106 | 5/17/2012 | Ratify Auditors | Management | Y | For | For |
302 | Par Pharmaceutical Companies, Inc. | PRX | 69888P106 | 5/17/2012 | Approve Omnibus Stock Plan | Management | Y | For | For |
303 | Par Pharmaceutical Companies, Inc. | PRX | 69888P106 | 5/17/2012 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Y | For | For |
304 | Greatbatch, Inc. | GB | 39153L106 | 5/18/2012 | Elect Director Pamela G. Bailey | Management | Y | For | For |
305 | Greatbatch, Inc. | GB | 39153L106 | 5/18/2012 | Elect Director Anthony P. Bihl, III | Management | Y | For | For |
306 | Greatbatch, Inc. | GB | 39153L106 | 5/18/2012 | Elect Director Thomas J. Hook | Management | Y | For | For |
307 | Greatbatch, Inc. | GB | 39153L106 | 5/18/2012 | Elect Director Kevin C. Melia | Management | Y | For | For |
308 | Greatbatch, Inc. | GB | 39153L106 | 5/18/2012 | Elect Director Joseph A. Miller, Jr. | Management | Y | For | For |
309 | Greatbatch, Inc. | GB | 39153L106 | 5/18/2012 | Elect Director Bill R. Sanford | Management | Y | For | For |
310 | Greatbatch, Inc. | GB | 39153L106 | 5/18/2012 | Elect Director Peter H. Soderberg | Management | Y | For | For |
311 | Greatbatch, Inc. | GB | 39153L106 | 5/18/2012 | Elect Director William B. Summers, Jr. | Management | Y | For | For |
312 | Greatbatch, Inc. | GB | 39153L106 | 5/18/2012 | Amend Executive Incentive Bonus Plan | Management | Y | For | For |
313 | Greatbatch, Inc. | GB | 39153L106 | 5/18/2012 | Ratify Auditors | Management | Y | For | For |
314 | Greatbatch, Inc. | GB | 39153L106 | 5/18/2012 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Y | For | For |
315 | Merck & Co., Inc. | MRK | 58933Y105 | 5/22/2012 | Elect Director Leslie A. Brun | Management | Y | For | For |
316 | Merck & Co., Inc. | MRK | 58933Y105 | 5/22/2012 | Elect Director Thomas R. Cech | Management | Y | For | For |
317 | Merck & Co., Inc. | MRK | 58933Y105 | 5/22/2012 | Elect Director Kenneth C. Frazier | Management | Y | For | For |
318 | Merck & Co., Inc. | MRK | 58933Y105 | 5/22/2012 | Elect Director Thomas H. Glocer | Management | Y | For | For |
319 | Merck & Co., Inc. | MRK | 58933Y105 | 5/22/2012 | Elect Director William B. Harrison Jr. | Management | Y | For | For |
320 | Merck & Co., Inc. | MRK | 58933Y105 | 5/22/2012 | Elect Director C. Robert Kidder | Management | Y | For | For |
321 | Merck & Co., Inc. | MRK | 58933Y105 | 5/22/2012 | Elect Director Rochelle B. Lazarus | Management | Y | For | For |
322 | Merck & Co., Inc. | MRK | 58933Y105 | 5/22/2012 | Elect Director Carlos E. Represas | Management | Y | For | For |
323 | Merck & Co., Inc. | MRK | 58933Y105 | 5/22/2012 | Elect Director Patricia F. Russo | Management | Y | For | For |
324 | Merck & Co., Inc. | MRK | 58933Y105 | 5/22/2012 | Elect Director Craig B. Thompson | Management | Y | For | For |
325 | Merck & Co., Inc. | MRK | 58933Y105 | 5/22/2012 | Elect Director Wendell P. Weeks | Management | Y | For | For |
326 | Merck & Co., Inc. | MRK | 58933Y105 | 5/22/2012 | Elect Director Peter C. Wendell | Management | Y | For | For |
327 | Merck & Co., Inc. | MRK | 58933Y105 | 5/22/2012 | Ratify Auditors | Management | Y | For | For |
328 | Merck & Co., Inc. | MRK | 58933Y105 | 5/22/2012 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Y | For | For |
329 | Merck & Co., Inc. | MRK | 58933Y105 | 5/22/2012 | Provide Right to Act by Written Consent | Share Holder | Y | For | Against |
330 | Merck & Co., Inc. | MRK | 58933Y105 | 5/22/2012 | Amend Bylaws -- Call Special Meetings | Share Holder | Y | For | Against |
331 | Merck & Co., Inc. | MRK | 58933Y105 | 5/22/2012 | Report on Charitable and Political Contributions | Share Holder | Y | Against | For |
332 | Amgen Inc. | AMGN | 031162100 | 5/23/2012 | Elect Director David Baltimore | Management | Y | For | For |
333 | Amgen Inc. | AMGN | 031162100 | 5/23/2012 | Elect Director Frank J. Biondi, Jr. | Management | Y | For | For |
334 | Amgen Inc. | AMGN | 031162100 | 5/23/2012 | Elect Director Robert A. Bradway | Management | Y | For | For |
335 | Amgen Inc. | AMGN | 031162100 | 5/23/2012 | Elect Director Francois De Carbonnel | Management | Y | For | For |
336 | Amgen Inc. | AMGN | 031162100 | 5/23/2012 | Elect Director Vance D. Coffman | Management | Y | For | For |
337 | Amgen Inc. | AMGN | 031162100 | 5/23/2012 | Elect Director Rebecca M. Henderson | Management | Y | For | For |
338 | Amgen Inc. | AMGN | 031162100 | 5/23/2012 | Elect Director Frank C. Herringer | Management | Y | For | For |
339 | Amgen Inc. | AMGN | 031162100 | 5/23/2012 | Elect Director Tyler Jacks | Management | Y | For | For |
340 | Amgen Inc. | AMGN | 031162100 | 5/23/2012 | Elect Director Gilbert S. Omenn | Management | Y | For | For |
341 | Amgen Inc. | AMGN | 031162100 | 5/23/2012 | Elect Director Judith C. Pelham | Management | Y | For | For |
342 | Amgen Inc. | AMGN | 031162100 | 5/23/2012 | Elect Director J. Paul Reason | Management | Y | For | For |
343 | Amgen Inc. | AMGN | 031162100 | 5/23/2012 | Elect Director Leonard D. Schaeffer | Management | Y | For | For |
344 | Amgen Inc. | AMGN | 031162100 | 5/23/2012 | Elect Director Kevin W. Sharer | Management | Y | For | For |
345 | Amgen Inc. | AMGN | 031162100 | 5/23/2012 | Elect Director Ronald D. Sugar | Management | Y | For | For |
346 | Amgen Inc. | AMGN | 031162100 | 5/23/2012 | Ratify Auditors | Management | Y | For | For |
347 | Amgen Inc. | AMGN | 031162100 | 5/23/2012 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Y | For | For |
348 | Amgen Inc. | AMGN | 031162100 | 5/23/2012 | Provide Right to Act by Written Consent | Management | Y | For | For |
349 | Amgen Inc. | AMGN | 031162100 | 5/23/2012 | Require Independent Board Chairman | Share Holder | Y | For | Against |
350 | Amgen Inc. | AMGN | 031162100 | 5/23/2012 | Report on Research Animal Care and Promotion of Testing Alternatives | Share Holder | Y | Against | For |
351 | Amgen Inc. | AMGN | 031162100 | 5/23/2012 | Report on Lobbying Payments and Policy | Share Holder | Y | Against | For |
352 | Amgen Inc. | AMGN | 031162100 | 5/23/2012 | Limit CEO to Serving on only One Other Board | Share Holder | Y | Against | For |
353 | Targacept, Inc. | TRGT | 87611R306 | 5/31/2012 | Elect Director G. Steven Burrill | Management | Y | For | For |
354 | Targacept, Inc. | TRGT | 87611R306 | 5/31/2012 | Elect Director Errol B. De Souza | Management | Y | For | For |
355 | Targacept, Inc. | TRGT | 87611R306 | 5/31/2012 | Elect Director Mark Skaletsky | Management | Y | For | For |
356 | Targacept, Inc. | TRGT | 87611R306 | 5/31/2012 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Y | Against | Against |
357 | Targacept, Inc. | TRGT | 87611R306 | 5/31/2012 | Ratify Auditors | Management | Y | For | For |
358 | UnitedHealth Group Incorporated | UNH | 91324P102 | 6/4/2012 | Elect Director William C. Ballard, Jr. | Management | Y | For | For |
359 | UnitedHealth Group Incorporated | UNH | 91324P102 | 6/4/2012 | Elect Director Richard T. Burke | Management | Y | For | For |
360 | UnitedHealth Group Incorporated | UNH | 91324P102 | 6/4/2012 | Elect Director Robert J. Darretta | Management | Y | For | For |
361 | UnitedHealth Group Incorporated | UNH | 91324P102 | 6/4/2012 | Elect Director Stephen J. Hemsley | Management | Y | For | For |
362 | UnitedHealth Group Incorporated | UNH | 91324P102 | 6/4/2012 | Elect Director Michele J. Hooper | Management | Y | For | For |
363 | UnitedHealth Group Incorporated | UNH | 91324P102 | 6/4/2012 | Elect Director Rodger A. Lawson | Management | Y | For | For |
364 | UnitedHealth Group Incorporated | UNH | 91324P102 | 6/4/2012 | Elect Director Douglas W. Leatherdale | Management | Y | For | For |
365 | UnitedHealth Group Incorporated | UNH | 91324P102 | 6/4/2012 | Elect Director Glenn M. Renwick | Management | Y | For | For |
366 | UnitedHealth Group Incorporated | UNH | 91324P102 | 6/4/2012 | Elect Director Kenneth I. Shine | Management | Y | For | For |
367 | UnitedHealth Group Incorporated | UNH | 91324P102 | 6/4/2012 | Elect Director Gail R. Wilensky | Management | Y | For | For |
368 | UnitedHealth Group Incorporated | UNH | 91324P102 | 6/4/2012 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Y | For | For |
369 | UnitedHealth Group Incorporated | UNH | 91324P102 | 6/4/2012 | Ratify Auditors | Management | Y | For | For |
370 | UnitedHealth Group Incorporated | UNH | 91324P102 | 6/4/2012 | Report on Lobbying Payments and Policy | Share Holder | Y | For | Against |
371 | Biogen Idec Inc. | BIIB | 09062X103 | 6/8/2012 | Elect Director Caroline D. Dorsa | Management | Y | For | For |
372 | Biogen Idec Inc. | BIIB | 09062X103 | 6/8/2012 | Elect Director Stelios Papadopoulos | Management | Y | For | For |
373 | Biogen Idec Inc. | BIIB | 09062X103 | 6/8/2012 | Elect Director George A. Scangos | Management | Y | For | For |
374 | Biogen Idec Inc. | BIIB | 09062X103 | 6/8/2012 | Elect Director Lynn Schenk | Management | Y | For | For |
375 | Biogen Idec Inc. | BIIB | 09062X103 | 6/8/2012 | Elect Director Alexander J. Denner | Management | Y | For | For |
376 | Biogen Idec Inc. | BIIB | 09062X103 | 6/8/2012 | Elect Director Nancy L. Leaming | Management | Y | For | For |
377 | Biogen Idec Inc. | BIIB | 09062X103 | 6/8/2012 | Elect Director Richard C. Mulligan | Management | Y | For | For |
378 | Biogen Idec Inc. | BIIB | 09062X103 | 6/8/2012 | Elect Director Robert W. Pangia | Management | Y | For | For |
379 | Biogen Idec Inc. | BIIB | 09062X103 | 6/8/2012 | Elect Director Brian S. Posner | Management | Y | For | For |
380 | Biogen Idec Inc. | BIIB | 09062X103 | 6/8/2012 | Elect Director Eric K. Rowinsky | Management | Y | For | For |
381 | Biogen Idec Inc. | BIIB | 09062X103 | 6/8/2012 | Elect Director Stephen A. Sherwin | Management | Y | For | For |
382 | Biogen Idec Inc. | BIIB | 09062X103 | 6/8/2012 | Elect Director William D. Young | Management | Y | For | For |
383 | Biogen Idec Inc. | BIIB | 09062X103 | 6/8/2012 | Ratify Auditors | Management | Y | For | For |
384 | Biogen Idec Inc. | BIIB | 09062X103 | 6/8/2012 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Y | For | For |
385 | Biogen Idec Inc. | BIIB | 09062X103 | 6/8/2012 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | Y | Against | Against |
386 | Biogen Idec Inc. | BIIB | 09062X103 | 6/8/2012 | Provide Right to Call Special Meeting | Management | Y | For | For |
387 | PharMerica Corporation | PMC | 71714F104 | 6/12/2012 | Elect Director Gregory S. Weishar | Management | Y | For | For |
388 | PharMerica Corporation | PMC | 71714F104 | 6/12/2012 | Elect Director W. Robert Dahl, Jr. | Management | Y | For | For |
389 | PharMerica Corporation | PMC | 71714F104 | 6/12/2012 | Elect Director Frank E. Collins | Management | Y | For | For |
390 | PharMerica Corporation | PMC | 71714F104 | 6/12/2012 | Elect Director Thomas P. Mac Mahon | Management | Y | For | For |
391 | PharMerica Corporation | PMC | 71714F104 | 6/12/2012 | Elect Director Marjorie W. Dorr | Management | Y | For | For |
392 | PharMerica Corporation | PMC | 71714F104 | 6/12/2012 | Elect Director Thomas P. Gerrity | Management | Y | For | For |
393 | PharMerica Corporation | PMC | 71714F104 | 6/12/2012 | Elect Director Robert A. Oakley | Management | Y | For | For |
394 | PharMerica Corporation | PMC | 71714F104 | 6/12/2012 | Elect Director Geoffrey G. Meyers | Management | Y | For | For |
395 | PharMerica Corporation | PMC | 71714F104 | 6/12/2012 | Ratify Auditors | Management | Y | For | For |
396 | PharMerica Corporation | PMC | 71714F104 | 6/12/2012 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Y | For | For |
397 | Corcept Therapeutics Incorporated | CORT | 218352102 | 6/13/2012 | Elect Director G. Leonard Baker, Jr. | Management | Y | For | For |
398 | Corcept Therapeutics Incorporated | CORT | 218352102 | 6/13/2012 | Elect Director Joseph K. Belanoff | Management | Y | For | For |
399 | Corcept Therapeutics Incorporated | CORT | 218352102 | 6/13/2012 | Elect Director Joseph C. Cook, Jr. | Management | Y | For | For |
400 | Corcept Therapeutics Incorporated | CORT | 218352102 | 6/13/2012 | Elect Director Patrick G. Enright | Management | Y | For | For |
401 | Corcept Therapeutics Incorporated | CORT | 218352102 | 6/13/2012 | Elect Director David L. Mahoney | Management | Y | For | For |
402 | Corcept Therapeutics Incorporated | CORT | 218352102 | 6/13/2012 | Elect Director Joseph L. Turner | Management | Y | For | For |
403 | Corcept Therapeutics Incorporated | CORT | 218352102 | 6/13/2012 | Elect Director James N. Wilson | Management | Y | Withhold | For |
404 | Corcept Therapeutics Incorporated | CORT | 218352102 | 6/13/2012 | Increase Authorized Common Stock | Management | Y | For | For |
405 | Corcept Therapeutics Incorporated | CORT | 218352102 | 6/13/2012 | Approve Omnibus Stock Plan | Management | Y | Against | Against |
406 | Corcept Therapeutics Incorporated | CORT | 218352102 | 6/13/2012 | Ratify Auditors | Management | Y | For | For |