1616 N. Litchfield Rd., Suite 165, Goodyear, Arizona 85395
Bruce E. Ventimiglia
| | | | | | | | | |
Registrant: Saratoga Advantage Trust - Small Capitalization Portfolio Item 1 | |
Investment Company Act file number: 811-08542 | | | | | |
Reporting Period: July 1, 2013 through June 30, 2014 | | | | | |
Company Name | Ticker | Cusip | Meeting Date | Matter Voted on | Proponent | Voted | Vote Instruction | Vote For or Against Management | |
The Finish Line, Inc. | FINL | 317923100 | 07/18/2013 | Elect Director Stephen Goldsmith | Management | Yes | For | For | |
The Finish Line, Inc. | FINL | 317923100 | 07/18/2013 | Elect Director Catherine A. Langham | Management | Yes | For | For | |
The Finish Line, Inc. | FINL | 317923100 | 07/18/2013 | Elect Director Norman H. Gurwitz | Management | Yes | For | For | |
The Finish Line, Inc. | FINL | 317923100 | 07/18/2013 | Ratify Auditors | Management | Yes | For | For | |
The Finish Line, Inc. | FINL | 317923100 | 07/18/2013 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | |
Iconix Brand Group, Inc. | ICON | 451055107 | 07/22/2013 | Elect Director Neil Cole | Management | Yes | For | For | |
Iconix Brand Group, Inc. | ICON | 451055107 | 07/22/2013 | Elect Director Barry Emanuel | Management | Yes | Withhold | Against | |
Iconix Brand Group, Inc. | ICON | 451055107 | 07/22/2013 | Elect Director Drew Cohen | Management | Yes | For | For | |
Iconix Brand Group, Inc. | ICON | 451055107 | 07/22/2013 | Elect Director F. Peter Cuneo | Management | Yes | Withhold | Against | |
Iconix Brand Group, Inc. | ICON | 451055107 | 07/22/2013 | Elect Director Mark Friedman | Management | Yes | Withhold | Against | |
Iconix Brand Group, Inc. | ICON | 451055107 | 07/22/2013 | Elect Director James A. Marcum | Management | Yes | For | For | |
Iconix Brand Group, Inc. | ICON | 451055107 | 07/22/2013 | Elect Director Laurence N. Charney | Management | Yes | For | For | |
Iconix Brand Group, Inc. | ICON | 451055107 | 07/22/2013 | Ratify Auditors | Management | Yes | For | For | |
Iconix Brand Group, Inc. | ICON | 451055107 | 07/22/2013 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | Against | Against | |
Nice Systems Ltd. | NICE | 653656108 | 08/27/2013 | Reelect David Kostman as Director Until the End of the Next Annual General Meeting | Management | Yes | For | For | |
Nice Systems Ltd. | NICE | 653656108 | 08/27/2013 | Reelect Joseph Atsmon as Director Until the End of the Next Annual General Meeting | Management | Yes | For | For | |
Nice Systems Ltd. | NICE | 653656108 | 08/27/2013 | Reelect Rimon Ben-Shaoul as Director Until the End of the Next Annual General Meeting | Management | Yes | For | For | |
Nice Systems Ltd. | NICE | 653656108 | 08/27/2013 | Reelect Yehoshua (Shuki) Ehrlich as Director Until the End of the Next Annual General Meeting | Management | Yes | For | For | |
Nice Systems Ltd. | NICE | 653656108 | 08/27/2013 | Reelect Zeev Bregman as Director Until the End of the Next Annual General Meeting | Management | Yes | For | For | |
Nice Systems Ltd. | NICE | 653656108 | 08/27/2013 | Reelect Leo Apotheker as Director Until the End of the Next Annual General Meeting | Management | Yes | For | For | |
Nice Systems Ltd. | NICE | 653656108 | 08/27/2013 | Reelect Joseph Cowan as Director Until the End of the Next Annual General Meeting | Management | Yes | For | For | |
Nice Systems Ltd. | NICE | 653656108 | 08/27/2013 | Reelect Dan Falk as External Director for an Additional Three Year Term | Management | Yes | For | For | |
Nice Systems Ltd. | NICE | 653656108 | 08/27/2013 | Reelect Yocheved Dvir as External Director for an Additional Three Year Term | Management | Yes | For | For | |
Nice Systems Ltd. | NICE | 653656108 | 08/27/2013 | Approve Supplemental Annual Cash Fee to David Kostman, Chairman | Management | Yes | For | For | |
Nice Systems Ltd. | NICE | 653656108 | 08/27/2013 | Approve Stock Option Grant to Non-Executive Directors | Management | Yes | For | For | |
Nice Systems Ltd. | NICE | 653656108 | 08/27/2013 | Approve Compensation of Zeev Bregman, CEO | Management | Yes | For | For | |
Nice Systems Ltd. | NICE | 653656108 | 08/27/2013 | Approval of Separation Bonus to Ron Gutler, former Chairman | Management | Yes | For | For | |
Nice Systems Ltd. | NICE | 653656108 | 08/27/2013 | Approve Compensation Policy for the Directors and Officers of the Company | Management | Yes | For | For | |
Nice Systems Ltd. | NICE | 653656108 | 08/27/2013 | Reappoint Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For | |
Nice Systems Ltd. | NICE | 653656108 | 08/27/2013 | Discuss Financial Statements for 2012 | Management | Yes | None | For | |
Nice Systems Ltd. | NICE | 653656108 | 08/27/2013 | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | Yes | Against | For | |
OmniVision Technologies, Inc. | OVTI | 682128103 | 09/26/2013 | Elect Director Shaw Hong | Management | Yes | For | For | |
OmniVision Technologies, Inc. | OVTI | 682128103 | 09/26/2013 | Ratify Auditors | Management | Yes | For | For | |
OmniVision Technologies, Inc. | OVTI | 682128103 | 09/26/2013 | Amend Omnibus Stock Plan | Management | Yes | For | For | |
OmniVision Technologies, Inc. | OVTI | 682128103 | 09/26/2013 | Amend Qualified Employee Stock Purchase Plan | Management | Yes | For | For | |
OmniVision Technologies, Inc. | OVTI | 682128103 | 09/26/2013 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | |
RPM International Inc. | RPM | 749685103 | 10/10/2013 | Elect Director David A. Daberko | Management | Yes | Withhold | Against | |
RPM International Inc. | RPM | 749685103 | 10/10/2013 | Elect Director Craig S. Morford | Management | Yes | For | For | |
RPM International Inc. | RPM | 749685103 | 10/10/2013 | Elect Director Frank C. Sullivan | Management | Yes | Withhold | Against | |
RPM International Inc. | RPM | 749685103 | 10/10/2013 | Elect Director Thomas C. Sullivan | Management | Yes | Withhold | Against | |
RPM International Inc. | RPM | 749685103 | 10/10/2013 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | |
RPM International Inc. | RPM | 749685103 | 10/10/2013 | Ratify Auditors | Management | Yes | For | For | |
Elizabeth Arden, Inc. | RDEN | 28660G106 | 11/06/2013 | Elect Director A. Salman Amin | Management | Yes | For | For | |
Elizabeth Arden, Inc. | RDEN | 28660G106 | 11/06/2013 | Elect Director E. Scott Beattie | Management | Yes | For | For | |
Elizabeth Arden, Inc. | RDEN | 28660G106 | 11/06/2013 | Elect Director Fred Berens | Management | Yes | Against | Against | |
Elizabeth Arden, Inc. | RDEN | 28660G106 | 11/06/2013 | Elect Director Maura J. Clark | Management | Yes | Against | Against | |
Elizabeth Arden, Inc. | RDEN | 28660G106 | 11/06/2013 | Elect Director Richard C.W. Mauran | Management | Yes | For | For | |
Elizabeth Arden, Inc. | RDEN | 28660G106 | 11/06/2013 | Elect Director William M. Tatham | Management | Yes | Against | Against | |
Elizabeth Arden, Inc. | RDEN | 28660G106 | 11/06/2013 | Elect Director J. W. Nevil Thomas | Management | Yes | Against | Against | |
Elizabeth Arden, Inc. | RDEN | 28660G106 | 11/06/2013 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | |
Elizabeth Arden, Inc. | RDEN | 28660G106 | 11/06/2013 | Ratify Auditors | Management | Yes | For | For | |
Elizabeth Arden, Inc. | RDEN | 28660G106 | 11/06/2013 | Report on Animal Testing and Alternatives | Share Holder | Yes | Against | For | |
Darling International Inc. | DAR | 237266101 | 11/26/2013 | Increase Authorized Common Stock | Management | Yes | For | For | |
Capitol Federal Financial, Inc. | CFFN | 14057J101 | 01/21/2014 | Elect Director Jeffrey M. Johnson | Management | Yes | For | For | |
Capitol Federal Financial, Inc. | CFFN | 14057J101 | 01/21/2014 | Elect Director Michael T. McCoy | Management | Yes | For | For | |
Capitol Federal Financial, Inc. | CFFN | 14057J101 | 01/21/2014 | Elect Director Marilyn S. Ward | Management | Yes | For | For | |
Capitol Federal Financial, Inc. | CFFN | 14057J101 | 01/21/2014 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | |
Capitol Federal Financial, Inc. | CFFN | 14057J101 | 01/21/2014 | Ratify Auditors | Management | Yes | For | For | |
MAXIMUS, Inc. | MMS | 577933104 | 03/19/2014 | Elect Director Russell A. Beliveau | Management | Yes | For | For | |
MAXIMUS, Inc. | MMS | 577933104 | 03/19/2014 | Elect Director John J. Haley | Management | Yes | For | For | |
MAXIMUS, Inc. | MMS | 577933104 | 03/19/2014 | Elect Director Marilyn R. Seymann | Management | Yes | For | For | |
MAXIMUS, Inc. | MMS | 577933104 | 03/19/2014 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | |
MAXIMUS, Inc. | MMS | 577933104 | 03/19/2014 | Ratify Auditors | Management | Yes | For | For | |
A. O. Smith Corporation | AOS | 831865209 | 04/07/2014 | Elect Director Gloster B. Current, Jr. | Management | Yes | For | For | |
A. O. Smith Corporation | AOS | 831865209 | 04/07/2014 | Elect Director William P. Greubel | Management | Yes | For | For | |
A. O. Smith Corporation | AOS | 831865209 | 04/07/2014 | Elect Director Idelle K. Wolf | Management | Yes | For | For | |
A. O. Smith Corporation | AOS | 831865209 | 04/07/2014 | Elect Director Gene C. Wulf | Management | Yes | For | For | |
A. O. Smith Corporation | AOS | 831865209 | 04/07/2014 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | |
A. O. Smith Corporation | AOS | 831865209 | 04/07/2014 | Ratify Auditors | Management | Yes | For | For | |
Photronics, Inc. | PLAB | 719405102 | 04/11/2014 | Elect Director Walter M. Fiederowicz | Management | Yes | For | For | |
Photronics, Inc. | PLAB | 719405102 | 04/11/2014 | Elect Director Joseph A. Fiorita, Jr. | Management | Yes | For | For | |
Photronics, Inc. | PLAB | 719405102 | 04/11/2014 | Elect Director Liang-Choo Hsia | Management | Yes | For | For | |
Photronics, Inc. | PLAB | 719405102 | 04/11/2014 | Elect Director Constantine Macricostas | Management | Yes | For | For | |
Photronics, Inc. | PLAB | 719405102 | 04/11/2014 | Elect Director George Macricostas | Management | Yes | For | For | |
Photronics, Inc. | PLAB | 719405102 | 04/11/2014 | Elect Director Mitchell G. Tyson | Management | Yes | For | For | |
Photronics, Inc. | PLAB | 719405102 | 04/11/2014 | Ratify Auditors | Management | Yes | For | For | |
Photronics, Inc. | PLAB | 719405102 | 04/11/2014 | Amend Omnibus Stock Plan | Management | Yes | For | For | |
Photronics, Inc. | PLAB | 719405102 | 04/11/2014 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | |
Photronics, Inc. | PLAB | 719405102 | 04/11/2014 | Other Business | Management | Yes | Against | Against | |
Prosperity Bancshares, Inc. | PB | 743606105 | 04/15/2014 | Elect Director William H. Fagan | Management | Yes | For | For | |
Prosperity Bancshares, Inc. | PB | 743606105 | 04/15/2014 | Elect Director William T. Luedke, IV | Management | Yes | For | For | |
Prosperity Bancshares, Inc. | PB | 743606105 | 04/15/2014 | Elect Director Perry Mueller, Jr. | Management | Yes | For | For | |
Prosperity Bancshares, Inc. | PB | 743606105 | 04/15/2014 | Elect Director Harrison Stafford, II | Management | Yes | For | For | |
Prosperity Bancshares, Inc. | PB | 743606105 | 04/15/2014 | Ratify Auditors | Management | Yes | For | For | |
Prosperity Bancshares, Inc. | PB | 743606105 | 04/15/2014 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | |
First Defiance Financial Corp. | FDEF | 32006W106 | 04/22/2014 | Elect Director Jean A. Hubbard | Management | Yes | For | For | |
First Defiance Financial Corp. | FDEF | 32006W106 | 04/22/2014 | Elect Director Barbara A. Mitzel | Management | Yes | For | For | |
First Defiance Financial Corp. | FDEF | 32006W106 | 04/22/2014 | Elect Director James L. Rohrs | Management | Yes | For | For | |
First Defiance Financial Corp. | FDEF | 32006W106 | 04/22/2014 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | |
First Defiance Financial Corp. | FDEF | 32006W106 | 04/22/2014 | Ratify Auditors | Management | Yes | For | For | |
First Financial Holdings, Inc. | SCBT | 32023E105 | 04/22/2014 | Elect Director Luther J. Battiste, III | Management | Yes | For | For | |
First Financial Holdings, Inc. | SCBT | 32023E105 | 04/22/2014 | Elect Director Paula Harper Bethea | Management | Yes | For | For | |
First Financial Holdings, Inc. | SCBT | 32023E105 | 04/22/2014 | Elect Director Robert R. Hill, Jr. | Management | Yes | For | For | |
First Financial Holdings, Inc. | SCBT | 32023E105 | 04/22/2014 | Elect Director R. Wayne Hall | Management | Yes | For | For | |
First Financial Holdings, Inc. | SCBT | 32023E105 | 04/22/2014 | Elect Director Thomas J. Johnson | Management | Yes | For | For | |
First Financial Holdings, Inc. | SCBT | 32023E105 | 04/22/2014 | Elect Director Ralph W. Norman, Jr. | Management | Yes | For | For | |
First Financial Holdings, Inc. | SCBT | 32023E105 | 04/22/2014 | Elect Director Alton C. Phillips | Management | Yes | For | For | |
First Financial Holdings, Inc. | SCBT | 32023E105 | 04/22/2014 | Elect Director Richard W. Salmons, Jr. | Management | Yes | For | For | |
First Financial Holdings, Inc. | SCBT | 32023E105 | 04/22/2014 | Elect Director B. Ed Shelley, Jr. | Management | Yes | For | For | |
First Financial Holdings, Inc. | SCBT | 32023E105 | 04/22/2014 | Change Company Name | Management | Yes | For | For | |
First Financial Holdings, Inc. | SCBT | 32023E105 | 04/22/2014 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | Yes | Against | Against | |
First Financial Holdings, Inc. | SCBT | 32023E105 | 04/22/2014 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | |
First Financial Holdings, Inc. | SCBT | 32023E105 | 04/22/2014 | Ratify Auditors | Management | Yes | For | For | |
First Financial Holdings, Inc. | SCBT | 32023E105 | 04/22/2014 | Adjourn Meeting | Management | Yes | For | For | |
Aspen Insurance Holdings Limited | AHL | G05384105 | 04/23/2014 | Elect Director Christopher O'Kane | Management | Yes | For | For | |
Aspen Insurance Holdings Limited | AHL | G05384105 | 04/23/2014 | Elect Director Liaquat Ahamed | Management | Yes | For | For | |
Aspen Insurance Holdings Limited | AHL | G05384105 | 04/23/2014 | Elect Director Albert Beer | Management | Yes | For | For | |
Aspen Insurance Holdings Limited | AHL | G05384105 | 04/23/2014 | Elect Director John Cavoores | Management | Yes | For | For | |
Aspen Insurance Holdings Limited | AHL | G05384105 | 04/23/2014 | Elect Director Heidi Hutter | Management | Yes | For | For | |
Aspen Insurance Holdings Limited | AHL | G05384105 | 04/23/2014 | Elect Director Gary Gregg | Management | Yes | For | For | |
Aspen Insurance Holdings Limited | AHL | G05384105 | 04/23/2014 | Elect Director Bret Pearlman | Management | Yes | For | For | |
Aspen Insurance Holdings Limited | AHL | G05384105 | 04/23/2014 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | |
Aspen Insurance Holdings Limited | AHL | G05384105 | 04/23/2014 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For | |
1st Source Corporation | SRCE | 336901103 | 04/24/2014 | Elect Director Vinod M. Khilnani | Management | Yes | For | For | |
1st Source Corporation | SRCE | 336901103 | 04/24/2014 | Elect Director Rex Martin | Management | Yes | For | For | |
1st Source Corporation | SRCE | 336901103 | 04/24/2014 | Elect Director Christopher J. Murphy, III | Management | Yes | For | For | |
1st Source Corporation | SRCE | 336901103 | 04/24/2014 | Elect Director Timothy K. Ozark | Management | Yes | For | For | |
1st Source Corporation | SRCE | 336901103 | 04/24/2014 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | |
Saia, Inc. | SAIA | 78709Y105 | 04/24/2014 | Elect Director Linda J. French | Management | Yes | For | For | |
Saia, Inc. | SAIA | 78709Y105 | 04/24/2014 | Elect Director William F. Martin, Jr. | Management | Yes | For | For | |
Saia, Inc. | SAIA | 78709Y105 | 04/24/2014 | Elect Director Bjorn E. Olsson | Management | Yes | For | For | |
Saia, Inc. | SAIA | 78709Y105 | 04/24/2014 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | |
Saia, Inc. | SAIA | 78709Y105 | 04/24/2014 | Ratify Auditors | Management | Yes | For | For | |
Cardinal Financial Corporation | CFNL | 14149F109 | 04/25/2014 | Elect Director Barbara B. Lang | Management | Yes | For | For | |
Cardinal Financial Corporation | CFNL | 14149F109 | 04/25/2014 | Elect Director B. G. Beck | Management | Yes | For | For | |
Cardinal Financial Corporation | CFNL | 14149F109 | 04/25/2014 | Elect Director William G. Buck | Management | Yes | For | For | |
Cardinal Financial Corporation | CFNL | 14149F109 | 04/25/2014 | Elect Director Sidney O. Dewberry | Management | Yes | For | For | |
Cardinal Financial Corporation | CFNL | 14149F109 | 04/25/2014 | Elect Director William E. Peterson | Management | Yes | For | For | |
Cardinal Financial Corporation | CFNL | 14149F109 | 04/25/2014 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | |
Cardinal Financial Corporation | CFNL | 14149F109 | 04/25/2014 | Ratify Auditors | Management | Yes | For | For | |
CRANE CO. | CR | 224399105 | 04/28/2014 | Elect Director E. Thayer Bigelow | Management | Yes | For | For | |
CRANE CO. | CR | 224399105 | 04/28/2014 | Elect Director Philip R. Lochner, Jr. | Management | Yes | For | For | |
CRANE CO. | CR | 224399105 | 04/28/2014 | Elect Director Max H. Mitchell | Management | Yes | For | For | |
CRANE CO. | CR | 224399105 | 04/28/2014 | Ratify Auditors | Management | Yes | For | For | |
CRANE CO. | CR | 224399105 | 04/28/2014 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | |
PS Business Parks, Inc. | PSB | 69360J107 | 04/28/2014 | Elect Director Ronald L. Havner, Jr. | Management | Yes | For | For | |
PS Business Parks, Inc. | PSB | 69360J107 | 04/28/2014 | Elect Director Joseph D. Russell, Jr. | Management | Yes | For | For | |
PS Business Parks, Inc. | PSB | 69360J107 | 04/28/2014 | Elect Director Jennifer Holden Dunbar | Management | Yes | For | For | |
PS Business Parks, Inc. | PSB | 69360J107 | 04/28/2014 | Elect Director James H. Kropp | Management | Yes | For | For | |
PS Business Parks, Inc. | PSB | 69360J107 | 04/28/2014 | Elect Director Sara Grootwassink Lewis | Management | Yes | For | For | |
PS Business Parks, Inc. | PSB | 69360J107 | 04/28/2014 | Elect Director Michael V. McGee | Management | Yes | For | For | |
PS Business Parks, Inc. | PSB | 69360J107 | 04/28/2014 | Elect Director Gary E. Pruitt | Management | Yes | For | For | |
PS Business Parks, Inc. | PSB | 69360J107 | 04/28/2014 | Elect Director Robert S. Rollo | Management | Yes | For | For | |
PS Business Parks, Inc. | PSB | 69360J107 | 04/28/2014 | Elect Director Peter Schultz | Management | Yes | For | For | |
PS Business Parks, Inc. | PSB | 69360J107 | 04/28/2014 | Ratify Auditors | Management | Yes | For | For | |
PS Business Parks, Inc. | PSB | 69360J107 | 04/28/2014 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | |
EnPro Industries, Inc. | NPO | 29355X107 | 04/30/2014 | Elect Director Stephen E. Macadam | Management | Yes | For | For | |
EnPro Industries, Inc. | NPO | 29355X107 | 04/30/2014 | Elect Director Thomas M. Botts | Management | Yes | For | For | |
EnPro Industries, Inc. | NPO | 29355X107 | 04/30/2014 | Elect Director Peter C. Browning | Management | Yes | For | For | |
EnPro Industries, Inc. | NPO | 29355X107 | 04/30/2014 | Elect Director Felix M. Brueck | Management | Yes | For | For | |
EnPro Industries, Inc. | NPO | 29355X107 | 04/30/2014 | Elect Director B. Bernard Burns, Jr. | Management | Yes | For | For | |
EnPro Industries, Inc. | NPO | 29355X107 | 04/30/2014 | Elect Director Diane C. Creel | Management | Yes | For | For | |
EnPro Industries, Inc. | NPO | 29355X107 | 04/30/2014 | Elect Director Gordon D. Harnett | Management | Yes | For | For | |
EnPro Industries, Inc. | NPO | 29355X107 | 04/30/2014 | Elect Director David L. Hauser | Management | Yes | For | For | |
EnPro Industries, Inc. | NPO | 29355X107 | 04/30/2014 | Elect Director Kees van der Graaf | Management | Yes | For | For | |
EnPro Industries, Inc. | NPO | 29355X107 | 04/30/2014 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | |
EnPro Industries, Inc. | NPO | 29355X107 | 04/30/2014 | Amend Omnibus Stock Plan | Management | Yes | For | For | |
EnPro Industries, Inc. | NPO | 29355X107 | 04/30/2014 | Ratify Auditors | Management | Yes | For | For | |
National CineMedia, Inc. | NCMI | 635309107 | 04/30/2014 | Elect Director Kurt C. Hall | Management | Yes | For | For | |
National CineMedia, Inc. | NCMI | 635309107 | 04/30/2014 | Elect Director Lawrence A. Goodman | Management | Yes | For | For | |
National CineMedia, Inc. | NCMI | 635309107 | 04/30/2014 | Elect Director Scott N. Schneider | Management | Yes | For | For | |
National CineMedia, Inc. | NCMI | 635309107 | 04/30/2014 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | |
National CineMedia, Inc. | NCMI | 635309107 | 04/30/2014 | Ratify Auditors | Management | Yes | For | For | |
Itron, Inc. | ITRI | 465741106 | 05/01/2014 | Elect Director Jon E. Eliassen | Management | Yes | For | For | |
Itron, Inc. | ITRI | 465741106 | 05/01/2014 | Elect Director Gary E. Pruitt | Management | Yes | For | For | |
Itron, Inc. | ITRI | 465741106 | 05/01/2014 | Elect Director Michael V. Pulli | Management | Yes | For | For | |
Itron, Inc. | ITRI | 465741106 | 05/01/2014 | Elect Director Charles H. Gaylord, Jr. | Management | Yes | For | For | |
Itron, Inc. | ITRI | 465741106 | 05/01/2014 | Amend Omnibus Stock Plan | Management | Yes | For | For | |
Itron, Inc. | ITRI | 465741106 | 05/01/2014 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | |
Itron, Inc. | ITRI | 465741106 | 05/01/2014 | Ratify Auditors | Management | Yes | For | For | |
THE BANCORP, INC. | TBBK | 05969A105 | 05/01/2014 | Elect Director Betsy Z. Cohen | Management | Yes | For | For | |
THE BANCORP, INC. | TBBK | 05969A105 | 05/01/2014 | Elect Director Daniel G. Cohen | Management | Yes | For | For | |
THE BANCORP, INC. | TBBK | 05969A105 | 05/01/2014 | Elect Director Walter T. Beach | Management | Yes | For | For | |
THE BANCORP, INC. | TBBK | 05969A105 | 05/01/2014 | Elect Director Michael J. Bradley | Management | Yes | For | For | |
THE BANCORP, INC. | TBBK | 05969A105 | 05/01/2014 | Elect Director John C. Chrystal | Management | Yes | For | For | |
THE BANCORP, INC. | TBBK | 05969A105 | 05/01/2014 | Elect Director Hersh Kozlov | Management | Yes | For | For | |
THE BANCORP, INC. | TBBK | 05969A105 | 05/01/2014 | Elect Director Matthew Cohn | Management | Yes | For | For | |
THE BANCORP, INC. | TBBK | 05969A105 | 05/01/2014 | Elect Director William H. Lamb | Management | Yes | For | For | |
THE BANCORP, INC. | TBBK | 05969A105 | 05/01/2014 | Elect Director Frank M. Mastrangelo | Management | Yes | For | For | |
THE BANCORP, INC. | TBBK | 05969A105 | 05/01/2014 | Elect Director James J. McEntee, III | Management | Yes | For | For | |
THE BANCORP, INC. | TBBK | 05969A105 | 05/01/2014 | Elect Director Mei-Mei Tuan | Management | Yes | For | For | |
THE BANCORP, INC. | TBBK | 05969A105 | 05/01/2014 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | |
THE BANCORP, INC. | TBBK | 05969A105 | 05/01/2014 | Ratify Auditors | Management | Yes | For | For | |
Dana Holding Corporation | DAN | 235825205 | 05/02/2014 | Elect Director Virginia A. Kamsky | Management | Yes | For | For | |
Dana Holding Corporation | DAN | 235825205 | 05/02/2014 | Elect Director Terrence J. Keating | Management | Yes | For | For | |
Dana Holding Corporation | DAN | 235825205 | 05/02/2014 | Elect Director R. Bruce McDonald | Management | Yes | For | For | |
Dana Holding Corporation | DAN | 235825205 | 05/02/2014 | Elect Director Joseph C. Muscari | Management | Yes | For | For | |
Dana Holding Corporation | DAN | 235825205 | 05/02/2014 | Elect Director Mark A. Schulz | Management | Yes | For | For | |
Dana Holding Corporation | DAN | 235825205 | 05/02/2014 | Elect Director Keith E. Wandell | Management | Yes | For | For | |
Dana Holding Corporation | DAN | 235825205 | 05/02/2014 | Elect Director Roger J. Wood | Management | Yes | For | For | |
Dana Holding Corporation | DAN | 235825205 | 05/02/2014 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | |
Dana Holding Corporation | DAN | 235825205 | 05/02/2014 | Ratify Auditors | Management | Yes | For | For | |
Teleflex Incorporated | TFX | 879369106 | 05/02/2014 | Elect Director George Babich, Jr. | Management | Yes | For | For | |
Teleflex Incorporated | TFX | 879369106 | 05/02/2014 | Elect Director William R. Cook | Management | Yes | For | For | |
Teleflex Incorporated | TFX | 879369106 | 05/02/2014 | Elect Director Stephen K. Klasko | Management | Yes | For | For | |
Teleflex Incorporated | TFX | 879369106 | 05/02/2014 | Elect Director Benson F. Smith | Management | Yes | For | For | |
Teleflex Incorporated | TFX | 879369106 | 05/02/2014 | Approve Omnibus Stock Plan | Management | Yes | For | For | |
Teleflex Incorporated | TFX | 879369106 | 05/02/2014 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | |
Teleflex Incorporated | TFX | 879369106 | 05/02/2014 | Ratify Auditors | Management | Yes | For | For | |
Darling Ingredients Inc. | DAR | 237266101 | 05/06/2014 | Elect Director Randall C. Stuewe | Management | Yes | For | For | |
Darling Ingredients Inc. | DAR | 237266101 | 05/06/2014 | Elect Director O. Thomas Albrecht | Management | Yes | For | For | |
Darling Ingredients Inc. | DAR | 237266101 | 05/06/2014 | Elect Director D. Eugene Ewing | Management | Yes | For | For | |
Darling Ingredients Inc. | DAR | 237266101 | 05/06/2014 | Elect Director Dirk Kloosterboer | Management | Yes | For | For | |
Darling Ingredients Inc. | DAR | 237266101 | 05/06/2014 | Elect Director Charles Macaluso | Management | Yes | For | For | |
Darling Ingredients Inc. | DAR | 237266101 | 05/06/2014 | Elect Director John D. March | Management | Yes | For | For | |
Darling Ingredients Inc. | DAR | 237266101 | 05/06/2014 | Elect Director Michael Urbut | Management | Yes | For | For | |
Darling Ingredients Inc. | DAR | 237266101 | 05/06/2014 | Change Company Name | Management | Yes | For | For | |
Darling Ingredients Inc. | DAR | 237266101 | 05/06/2014 | Ratify Auditors | Management | Yes | For | For | |
Darling Ingredients Inc. | DAR | 237266101 | 05/06/2014 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | |
West Pharmaceutical Services, Inc. | WST | 955306105 | 05/06/2014 | Elect Director Mark A. Buthman | Management | Yes | For | For | |
West Pharmaceutical Services, Inc. | WST | 955306105 | 05/06/2014 | Elect Director William F. Feehery | Management | Yes | For | For | |
West Pharmaceutical Services, Inc. | WST | 955306105 | 05/06/2014 | Elect Director Thomas W. Hofmann | Management | Yes | For | For | |
West Pharmaceutical Services, Inc. | WST | 955306105 | 05/06/2014 | Elect Director Paula A. Johnson | Management | Yes | For | For | |
West Pharmaceutical Services, Inc. | WST | 955306105 | 05/06/2014 | Elect Director Myla P. Lai-Goldman | Management | Yes | For | For | |
West Pharmaceutical Services, Inc. | WST | 955306105 | 05/06/2014 | Elect Director Douglas A. Michels | Management | Yes | For | For | |
West Pharmaceutical Services, Inc. | WST | 955306105 | 05/06/2014 | Elect Director Donald E. Morel, Jr. | Management | Yes | For | For | |
West Pharmaceutical Services, Inc. | WST | 955306105 | 05/06/2014 | Elect Director John H. Weiland | Management | Yes | For | For | |
West Pharmaceutical Services, Inc. | WST | 955306105 | 05/06/2014 | Elect Director Anthony Welters | Management | Yes | For | For | |
West Pharmaceutical Services, Inc. | WST | 955306105 | 05/06/2014 | Elect Director Patrick J. Zenner | Management | Yes | For | For | |
West Pharmaceutical Services, Inc. | WST | 955306105 | 05/06/2014 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | |
West Pharmaceutical Services, Inc. | WST | 955306105 | 05/06/2014 | Ratify Auditors | Management | Yes | For | For | |
West Pharmaceutical Services, Inc. | WST | 955306105 | 05/06/2014 | Other Business | Management | Yes | Against | Against | |
AptarGroup, Inc. | ATR | 038336103 | 05/07/2014 | Elect Director George L. Fotiades | Management | Yes | For | For | |
AptarGroup, Inc. | ATR | 038336103 | 05/07/2014 | Elect Director King W. Harris | Management | Yes | For | For | |
AptarGroup, Inc. | ATR | 038336103 | 05/07/2014 | Elect Director Peter H. Pfeiffer | Management | Yes | For | For | |
AptarGroup, Inc. | ATR | 038336103 | 05/07/2014 | Elect Director Joanne C. Smith | Management | Yes | For | For | |
AptarGroup, Inc. | ATR | 038336103 | 05/07/2014 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | |
AptarGroup, Inc. | ATR | 038336103 | 05/07/2014 | Approve Omnibus Stock Plan | Management | Yes | For | For | |
AptarGroup, Inc. | ATR | 038336103 | 05/07/2014 | Ratify Auditors | Management | Yes | For | For | |
Calgon Carbon Corporation | CCC | 129603106 | 05/07/2014 | Elect Director Randall S. Dearth | Management | Yes | For | For | |
Calgon Carbon Corporation | CCC | 129603106 | 05/07/2014 | Elect Director John J. Paro | Management | Yes | For | For | |
Calgon Carbon Corporation | CCC | 129603106 | 05/07/2014 | Elect Director Timothy G. Rupert | Management | Yes | For | For | |
Calgon Carbon Corporation | CCC | 129603106 | 05/07/2014 | Ratify Auditors | Management | Yes | For | For | |
Calgon Carbon Corporation | CCC | 129603106 | 05/07/2014 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | |
Calgon Carbon Corporation | CCC | 129603106 | 05/07/2014 | Amend Omnibus Stock Plan | Management | Yes | For | For | |
Entegris, Inc. | ENTG | 29362U104 | 05/07/2014 | Elect Director Michael A. Bradley | Management | Yes | For | For | |
Entegris, Inc. | ENTG | 29362U104 | 05/07/2014 | Elect Director Marvin D. Burkett | Management | Yes | For | For | |
Entegris, Inc. | ENTG | 29362U104 | 05/07/2014 | Elect Director R. Nicholas Burns | Management | Yes | For | For | |
Entegris, Inc. | ENTG | 29362U104 | 05/07/2014 | Elect Director Daniel W. Christman | Management | Yes | For | For | |
Entegris, Inc. | ENTG | 29362U104 | 05/07/2014 | Elect Director James F. Gentilcore | Management | Yes | For | For | |
Entegris, Inc. | ENTG | 29362U104 | 05/07/2014 | Elect Director Bertrand Loy | Management | Yes | For | For | |
Entegris, Inc. | ENTG | 29362U104 | 05/07/2014 | Elect Director Paul L.H. Olson | Management | Yes | For | For | |
Entegris, Inc. | ENTG | 29362U104 | 05/07/2014 | Elect Director Brian F. Sullivan | Management | Yes | For | For | |
Entegris, Inc. | ENTG | 29362U104 | 05/07/2014 | Ratify Auditors | Management | Yes | For | For | |
Entegris, Inc. | ENTG | 29362U104 | 05/07/2014 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | |
LaSalle Hotel Properties | LHO | 517942108 | 05/07/2014 | Elect Director Michael D. Barnello | Management | Yes | For | For | |
LaSalle Hotel Properties | LHO | 517942108 | 05/07/2014 | Elect Director Donald A. Washburn | Management | Yes | For | For | |
LaSalle Hotel Properties | LHO | 517942108 | 05/07/2014 | Ratify Auditors | Management | Yes | For | For | |
LaSalle Hotel Properties | LHO | 517942108 | 05/07/2014 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | |
LaSalle Hotel Properties | LHO | 517942108 | 05/07/2014 | Declassify the Board of Directors | Management | Yes | For | For | |
LaSalle Hotel Properties | LHO | 517942108 | 05/07/2014 | Approve Omnibus Stock Plan | Management | Yes | For | For | |
Portland General Electric Company | POR | 736508847 | 05/07/2014 | Elect Director John W. Ballantine | Management | Yes | For | For | |
Portland General Electric Company | POR | 736508847 | 05/07/2014 | Elect Director Rodney L. Brown, Jr. | Management | Yes | For | For | |
Portland General Electric Company | POR | 736508847 | 05/07/2014 | Elect Director Jack E. Davis | Management | Yes | For | For | |
Portland General Electric Company | POR | 736508847 | 05/07/2014 | Elect Director David A. Dietzler | Management | Yes | For | For | |
Portland General Electric Company | POR | 736508847 | 05/07/2014 | Elect Director Kirby A. Dyess | Management | Yes | For | For | |
Portland General Electric Company | POR | 736508847 | 05/07/2014 | Elect Director Mark B. Ganz | Management | Yes | For | For | |
Portland General Electric Company | POR | 736508847 | 05/07/2014 | Elect Director Kathryn J. Jackson | Management | Yes | For | For | |
Portland General Electric Company | POR | 736508847 | 05/07/2014 | Elect Director Neil J. Nelson | Management | Yes | For | For | |
Portland General Electric Company | POR | 736508847 | 05/07/2014 | Elect Director M. Lee Pelton | Management | Yes | For | For | |
Portland General Electric Company | POR | 736508847 | 05/07/2014 | Elect Director James J. Piro | Management | Yes | For | For | |
Portland General Electric Company | POR | 736508847 | 05/07/2014 | Elect Director Charles W. Shivery | Management | Yes | For | For | |
Portland General Electric Company | POR | 736508847 | 05/07/2014 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | |
Portland General Electric Company | POR | 736508847 | 05/07/2014 | Adopt Majority Voting for Uncontested Election of Directors | Management | Yes | For | For | |
Portland General Electric Company | POR | 736508847 | 05/07/2014 | Ratify Auditors | Management | Yes | For | For | |
Colony Financial, Inc. | CLNY | 19624R106 | 05/08/2014 | Elect Director Thomas J. Barrack, Jr. | Management | Yes | For | For | |
Colony Financial, Inc. | CLNY | 19624R106 | 05/08/2014 | Elect Director Richard B. Saltzman | Management | Yes | For | For | |
Colony Financial, Inc. | CLNY | 19624R106 | 05/08/2014 | Elect Director George G. C. Parker | Management | Yes | For | For | |
Colony Financial, Inc. | CLNY | 19624R106 | 05/08/2014 | Elect Director John A. Somers | Management | Yes | For | For | |
Colony Financial, Inc. | CLNY | 19624R106 | 05/08/2014 | Elect Director John L. Steffens | Management | Yes | For | For | |
Colony Financial, Inc. | CLNY | 19624R106 | 05/08/2014 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | |
Colony Financial, Inc. | CLNY | 19624R106 | 05/08/2014 | Ratify Auditors | Management | Yes | For | For | |
Colony Financial, Inc. | CLNY | 19624R106 | 05/08/2014 | Amend Omnibus Stock Plan | Management | Yes | For | For | |
Barnes Group Inc. | B | 067806109 | 05/09/2014 | Elect Director William S. Bristow, Jr. | Management | Yes | For | For | |
Barnes Group Inc. | B | 067806109 | 05/09/2014 | Elect Director Patrick J. Dempsey | Management | Yes | For | For | |
Barnes Group Inc. | B | 067806109 | 05/09/2014 | Elect Director Hassell H. McClellan | Management | Yes | For | For | |
Barnes Group Inc. | B | 067806109 | 05/09/2014 | Elect Director JoAnna Sohovich | Management | Yes | For | For | |
Barnes Group Inc. | B | 067806109 | 05/09/2014 | Ratify Auditors | Management | Yes | For | For | |
Barnes Group Inc. | B | 067806109 | 05/09/2014 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | |
Barnes Group Inc. | B | 067806109 | 05/09/2014 | Approve Omnibus Stock Plan | Management | Yes | For | For | |
Protective Life Corporation | PL | 743674103 | 05/12/2014 | Elect Director Robert O. Burton | Management | Yes | For | For | |
Protective Life Corporation | PL | 743674103 | 05/12/2014 | Elect Director Elaine L. Chao | Management | Yes | For | For | |
Protective Life Corporation | PL | 743674103 | 05/12/2014 | Elect Director Thomas L. Hamby | Management | Yes | For | For | |
Protective Life Corporation | PL | 743674103 | 05/12/2014 | Elect Director John D. Johns | Management | Yes | For | For | |
Protective Life Corporation | PL | 743674103 | 05/12/2014 | Elect Director Vanessa Leonard | Management | Yes | For | For | |
Protective Life Corporation | PL | 743674103 | 05/12/2014 | Elect Director Charles D. McCrary | Management | Yes | For | For | |
Protective Life Corporation | PL | 743674103 | 05/12/2014 | Elect Director John J. McMahon, Jr. | Management | Yes | For | For | |
Protective Life Corporation | PL | 743674103 | 05/12/2014 | Elect Director Hans H. Miller | Management | Yes | For | For | |
Protective Life Corporation | PL | 743674103 | 05/12/2014 | Elect Director Malcolm Portera | Management | Yes | For | For | |
Protective Life Corporation | PL | 743674103 | 05/12/2014 | Elect Director C. Dowd Ritter | Management | Yes | For | For | |
Protective Life Corporation | PL | 743674103 | 05/12/2014 | Elect Director Jesse J. Spikes | Management | Yes | For | For | |
Protective Life Corporation | PL | 743674103 | 05/12/2014 | Elect Director William A. Terry | Management | Yes | For | For | |
Protective Life Corporation | PL | 743674103 | 05/12/2014 | Elect Director W. Michael Warren, Jr. | Management | Yes | For | For | |
Protective Life Corporation | PL | 743674103 | 05/12/2014 | Elect Director Vanessa Wilson | Management | Yes | For | For | |
Protective Life Corporation | PL | 743674103 | 05/12/2014 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | |
Protective Life Corporation | PL | 743674103 | 05/12/2014 | Ratify Auditors | Management | Yes | For | For | |
Inventure Foods, Inc. | SNAK | 461212102 | 05/14/2014 | Elect Director Ashton D. Asensio | Management | Yes | For | For | |
Inventure Foods, Inc. | SNAK | 461212102 | 05/14/2014 | Elect Director Timothy A. Cole | Management | Yes | For | For | |
Inventure Foods, Inc. | SNAK | 461212102 | 05/14/2014 | Elect Director Macon Bryce Edmonson | Management | Yes | For | For | |
Inventure Foods, Inc. | SNAK | 461212102 | 05/14/2014 | Elect Director Harold S. Edwards | Management | Yes | Withhold | Against | |
Inventure Foods, Inc. | SNAK | 461212102 | 05/14/2014 | Elect Director Paul J. Lapadat | Management | Yes | For | For | |
Inventure Foods, Inc. | SNAK | 461212102 | 05/14/2014 | Elect Director Terry McDaniel | Management | Yes | For | For | |
Inventure Foods, Inc. | SNAK | 461212102 | 05/14/2014 | Elect Director David L. Meyers | Management | Yes | For | For | |
Inventure Foods, Inc. | SNAK | 461212102 | 05/14/2014 | Ratify Auditors | Management | Yes | For | For | |
Eagle Bancorp, Inc. | EGBN | 268948106 | 05/15/2014 | Elect Director Leslie M. Alperstein | Management | Yes | For | For | |
Eagle Bancorp, Inc. | EGBN | 268948106 | 05/15/2014 | Elect Director Dudley C. Dworken | Management | Yes | For | For | |
Eagle Bancorp, Inc. | EGBN | 268948106 | 05/15/2014 | Elect Director Harvey M. Goodman | Management | Yes | For | For | |
Eagle Bancorp, Inc. | EGBN | 268948106 | 05/15/2014 | Elect Director Ronald D. Paul | Management | Yes | For | For | |
Eagle Bancorp, Inc. | EGBN | 268948106 | 05/15/2014 | Elect Director Robert P. Pincus | Management | Yes | Withhold | Against | |
Eagle Bancorp, Inc. | EGBN | 268948106 | 05/15/2014 | Elect Director Norman R. Pozez | Management | Yes | For | For | |
Eagle Bancorp, Inc. | EGBN | 268948106 | 05/15/2014 | Elect Director Donald R. Rogers | Management | Yes | Withhold | Against | |
Eagle Bancorp, Inc. | EGBN | 268948106 | 05/15/2014 | Elect Director Leland M. Weinstein | Management | Yes | For | For | |
Eagle Bancorp, Inc. | EGBN | 268948106 | 05/15/2014 | Ratify Auditors | Management | Yes | For | For | |
Eagle Bancorp, Inc. | EGBN | 268948106 | 05/15/2014 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | Against | Against | |
German American Bancorp, Inc. | GABC | 373865104 | 05/15/2014 | Elect Director Christina M. Ernst | Management | Yes | For | For | |
German American Bancorp, Inc. | GABC | 373865104 | 05/15/2014 | Elect Director M. Darren Root | Management | Yes | For | For | |
German American Bancorp, Inc. | GABC | 373865104 | 05/15/2014 | Elect Director Mark A. Schroeder | Management | Yes | For | For | |
German American Bancorp, Inc. | GABC | 373865104 | 05/15/2014 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | |
German American Bancorp, Inc. | GABC | 373865104 | 05/15/2014 | Ratify Auditors | Management | Yes | For | For | |
First Business Financial Services, Inc. | FBIZ | 319390100 | 05/19/2014 | Elect Director Jerome J. Smith | Management | Yes | For | For | |
First Business Financial Services, Inc. | FBIZ | 319390100 | 05/19/2014 | Elect Director Gerald L. Kilcoyne | Management | Yes | For | For | |
First Business Financial Services, Inc. | FBIZ | 319390100 | 05/19/2014 | Elect Director Barbara H. Stephens | Management | Yes | For | For | |
First Business Financial Services, Inc. | FBIZ | 319390100 | 05/19/2014 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | |
First Business Financial Services, Inc. | FBIZ | 319390100 | 05/19/2014 | Ratify Auditors | Management | Yes | For | For | |
Core-Mark Holding Company, Inc. | CORE | 218681104 | 05/20/2014 | Elect Director Robert A. Allen | Management | Yes | For | For | |
Core-Mark Holding Company, Inc. | CORE | 218681104 | 05/20/2014 | Elect Director Stuart W. Booth | Management | Yes | For | For | |
Core-Mark Holding Company, Inc. | CORE | 218681104 | 05/20/2014 | Elect Director Gary F. Colter | Management | Yes | For | For | |
Core-Mark Holding Company, Inc. | CORE | 218681104 | 05/20/2014 | Elect Director Robert G. Gross | Management | Yes | For | For | |
Core-Mark Holding Company, Inc. | CORE | 218681104 | 05/20/2014 | Elect Director Thomas B. Perkins | Management | Yes | For | For | |
Core-Mark Holding Company, Inc. | CORE | 218681104 | 05/20/2014 | Elect Director Harvey L. Tepner | Management | Yes | For | For | |
Core-Mark Holding Company, Inc. | CORE | 218681104 | 05/20/2014 | Elect Director Randolph I. Thornton | Management | Yes | For | For | |
Core-Mark Holding Company, Inc. | CORE | 218681104 | 05/20/2014 | Elect Director J. Michael Walsh | Management | Yes | For | For | |
Core-Mark Holding Company, Inc. | CORE | 218681104 | 05/20/2014 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | |
Core-Mark Holding Company, Inc. | CORE | 218681104 | 05/20/2014 | Amend Omnibus Stock Plan | Management | Yes | For | For | |
Core-Mark Holding Company, Inc. | CORE | 218681104 | 05/20/2014 | Ratify Auditors | Management | Yes | For | For | |
Innophos Holdings, Inc. | IPHS | 45774N108 | 05/20/2014 | Elect Director Gary Cappeline | Management | Yes | For | For | |
Innophos Holdings, Inc. | IPHS | 45774N108 | 05/20/2014 | Elect Director Amado Cavazos | Management | Yes | For | For | |
Innophos Holdings, Inc. | IPHS | 45774N108 | 05/20/2014 | Elect Director Randolph Gress | Management | Yes | For | For | |
Innophos Holdings, Inc. | IPHS | 45774N108 | 05/20/2014 | Elect Director Linda Myrick | Management | Yes | For | For | |
Innophos Holdings, Inc. | IPHS | 45774N108 | 05/20/2014 | Elect Director Karen Osar | Management | Yes | For | For | |
Innophos Holdings, Inc. | IPHS | 45774N108 | 05/20/2014 | Elect Director John Steitz | Management | Yes | For | For | |
Innophos Holdings, Inc. | IPHS | 45774N108 | 05/20/2014 | Ratify Auditors | Management | Yes | For | For | |
Innophos Holdings, Inc. | IPHS | 45774N108 | 05/20/2014 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | |
Texas Capital Bancshares, Inc. | TCBI | 88224Q107 | 05/20/2014 | Elect Director C. Keith Cargill | Management | Yes | For | For | |
Texas Capital Bancshares, Inc. | TCBI | 88224Q107 | 05/20/2014 | Elect Director Peter B. Bartholow | Management | Yes | For | For | |
Texas Capital Bancshares, Inc. | TCBI | 88224Q107 | 05/20/2014 | Elect Director James H. Browning | Management | Yes | For | For | |
Texas Capital Bancshares, Inc. | TCBI | 88224Q107 | 05/20/2014 | Elect Director Preston M. Geren, III | Management | Yes | For | For | |
Texas Capital Bancshares, Inc. | TCBI | 88224Q107 | 05/20/2014 | Elect Director Frederick B. Hegi, Jr. | Management | Yes | For | For | |
Texas Capital Bancshares, Inc. | TCBI | 88224Q107 | 05/20/2014 | Elect Director Larry L. Helm | Management | Yes | For | For | |
Texas Capital Bancshares, Inc. | TCBI | 88224Q107 | 05/20/2014 | Elect Director James R. Holland, Jr. | Management | Yes | For | For | |
Texas Capital Bancshares, Inc. | TCBI | 88224Q107 | 05/20/2014 | Elect Director Charles S. Hyle | Management | Yes | For | For | |
Texas Capital Bancshares, Inc. | TCBI | 88224Q107 | 05/20/2014 | Elect Director W. W. McAllister, III | Management | Yes | For | For | |
Texas Capital Bancshares, Inc. | TCBI | 88224Q107 | 05/20/2014 | Elect Director Elysia Holt Ragusa | Management | Yes | For | For | |
Texas Capital Bancshares, Inc. | TCBI | 88224Q107 | 05/20/2014 | Elect Director Steven P. Rosenberg | Management | Yes | For | For | |
Texas Capital Bancshares, Inc. | TCBI | 88224Q107 | 05/20/2014 | Elect Director Grant E. Sims | Management | Yes | For | For | |
Texas Capital Bancshares, Inc. | TCBI | 88224Q107 | 05/20/2014 | Elect Director Robert W. Stallings | Management | Yes | For | For | |
Texas Capital Bancshares, Inc. | TCBI | 88224Q107 | 05/20/2014 | Elect Director Dale W. Tremblay | Management | Yes | For | For | |
Texas Capital Bancshares, Inc. | TCBI | 88224Q107 | 05/20/2014 | Elect Director Ian J. Turpin | Management | Yes | For | For | |
Texas Capital Bancshares, Inc. | TCBI | 88224Q107 | 05/20/2014 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | Against | Against | |
Horace Mann Educators Corporation | HMN | 440327104 | 05/21/2014 | Elect Director Mary H. Futrell | Management | Yes | For | For | |
Horace Mann Educators Corporation | HMN | 440327104 | 05/21/2014 | Elect Director Stephen J. Hasenmiller | Management | Yes | For | For | |
Horace Mann Educators Corporation | HMN | 440327104 | 05/21/2014 | Elect Director Ronald J. Helow | Management | Yes | For | For | |
Horace Mann Educators Corporation | HMN | 440327104 | 05/21/2014 | Elect Director Beverley J. McClure | Management | Yes | For | For | |
Horace Mann Educators Corporation | HMN | 440327104 | 05/21/2014 | Elect Director Gabriel L. Shaheen | Management | Yes | For | For | |
Horace Mann Educators Corporation | HMN | 440327104 | 05/21/2014 | Elect Director Roger J. Steinbecker | Management | Yes | For | For | |
Horace Mann Educators Corporation | HMN | 440327104 | 05/21/2014 | Elect Director Robert Stricker | Management | Yes | For | For | |
Horace Mann Educators Corporation | HMN | 440327104 | 05/21/2014 | Elect Director Steven O. Swyers | Management | Yes | For | For | |
Horace Mann Educators Corporation | HMN | 440327104 | 05/21/2014 | Elect Director Marita Zuraitis | Management | Yes | For | For | |
Horace Mann Educators Corporation | HMN | 440327104 | 05/21/2014 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | |
Horace Mann Educators Corporation | HMN | 440327104 | 05/21/2014 | Ratify Auditors | Management | Yes | For | For | |
Pebblebrook Hotel Trust | PEB | 70509V100 | 05/21/2014 | Elect Director Jon E. Bortz | Management | Yes | For | For | |
Pebblebrook Hotel Trust | PEB | 70509V100 | 05/21/2014 | Elect Director Cydney C. Donnell | Management | Yes | For | For | |
Pebblebrook Hotel Trust | PEB | 70509V100 | 05/21/2014 | Elect Director Ron E. Jackson | Management | Yes | For | For | |
Pebblebrook Hotel Trust | PEB | 70509V100 | 05/21/2014 | Elect Director Phillip M. Miller | Management | Yes | For | For | |
Pebblebrook Hotel Trust | PEB | 70509V100 | 05/21/2014 | Elect Director Michael J. Schall | Management | Yes | For | For | |
Pebblebrook Hotel Trust | PEB | 70509V100 | 05/21/2014 | Elect Director Earl E. Webb | Management | Yes | For | For | |
Pebblebrook Hotel Trust | PEB | 70509V100 | 05/21/2014 | Elect Director Laura H. Wright | Management | Yes | For | For | |
Pebblebrook Hotel Trust | PEB | 70509V100 | 05/21/2014 | Ratify Auditors | Management | Yes | For | For | |
Pebblebrook Hotel Trust | PEB | 70509V100 | 05/21/2014 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | |
MasTec, Inc. | MTZ | 576323109 | 05/22/2014 | Elect Director Ernst N. Csiszar | Management | Yes | For | For | |
MasTec, Inc. | MTZ | 576323109 | 05/22/2014 | Elect Director Julia L. Johnson | Management | Yes | For | For | |
MasTec, Inc. | MTZ | 576323109 | 05/22/2014 | Elect Director Jorge Mas | Management | Yes | For | For | |
MasTec, Inc. | MTZ | 576323109 | 05/22/2014 | Elect Director Daniel Restrepo | Management | Yes | For | For | |
MasTec, Inc. | MTZ | 576323109 | 05/22/2014 | Ratify Auditors | Management | Yes | For | For | |
MasTec, Inc. | MTZ | 576323109 | 05/22/2014 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | Against | Against | |
Old Dominion Freight Line, Inc. | ODFL | 679580100 | 05/22/2014 | Elect Director Earl E. Congdon | Management | Yes | For | For | |
Old Dominion Freight Line, Inc. | ODFL | 679580100 | 05/22/2014 | Elect Director David S. Congdon | Management | Yes | For | For | |
Old Dominion Freight Line, Inc. | ODFL | 679580100 | 05/22/2014 | Elect Director J. Paul Breitbach | Management | Yes | For | For | |
Old Dominion Freight Line, Inc. | ODFL | 679580100 | 05/22/2014 | Elect Director John R. Congdon, Jr. | Management | Yes | For | For | |
Old Dominion Freight Line, Inc. | ODFL | 679580100 | 05/22/2014 | Elect Director Robert G. Culp, III | Management | Yes | For | For | |
Old Dominion Freight Line, Inc. | ODFL | 679580100 | 05/22/2014 | Elect Director John D. Kasarda | Management | Yes | For | For | |
Old Dominion Freight Line, Inc. | ODFL | 679580100 | 05/22/2014 | Elect Director Leo H. Suggs | Management | Yes | For | For | |
Old Dominion Freight Line, Inc. | ODFL | 679580100 | 05/22/2014 | Elect Director D. Michael Wray | Management | Yes | For | For | |
Old Dominion Freight Line, Inc. | ODFL | 679580100 | 05/22/2014 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | |
Old Dominion Freight Line, Inc. | ODFL | 679580100 | 05/22/2014 | Ratify Auditors | Management | Yes | For | For | |
Stone Energy Corporation | SGY | 861642106 | 05/22/2014 | Elect Director George R. Christmas | Management | Yes | For | For | |
Stone Energy Corporation | SGY | 861642106 | 05/22/2014 | Elect Director B. J. Duplantis | Management | Yes | For | For | |
Stone Energy Corporation | SGY | 861642106 | 05/22/2014 | Elect Director Peter D. Kinnear | Management | Yes | For | For | |
Stone Energy Corporation | SGY | 861642106 | 05/22/2014 | Elect Director David T. Lawrence | Management | Yes | For | For | |
Stone Energy Corporation | SGY | 861642106 | 05/22/2014 | Elect Director Robert S. Murley | Management | Yes | For | For | |
Stone Energy Corporation | SGY | 861642106 | 05/22/2014 | Elect Director Richard A. Pattarozzi | Management | Yes | For | For | |
Stone Energy Corporation | SGY | 861642106 | 05/22/2014 | Elect Director Donald E. Powell | Management | Yes | For | For | |
Stone Energy Corporation | SGY | 861642106 | 05/22/2014 | Elect Director Kay G. Priestly | Management | Yes | For | For | |
Stone Energy Corporation | SGY | 861642106 | 05/22/2014 | Elect Director Phyllis M. Taylor | Management | Yes | For | For | |
Stone Energy Corporation | SGY | 861642106 | 05/22/2014 | Elect Director David H. Welch | Management | Yes | For | For | |
Stone Energy Corporation | SGY | 861642106 | 05/22/2014 | Ratify Auditors | Management | Yes | For | For | |
Stone Energy Corporation | SGY | 861642106 | 05/22/2014 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | |
Nice Systems Ltd. | NICE | 653656108 | 05/27/2014 | Reelect David Kostman, Chairman, as Director Until the End of the Next Annual General Meeting | Management | Yes | For | For | |
Nice Systems Ltd. | NICE | 653656108 | 05/27/2014 | Reelect Joseph Atsmon, Vice-Chairman, as Director Until the End of the Next Annual General Meeting | Management | Yes | For | For | |
Nice Systems Ltd. | NICE | 653656108 | 05/27/2014 | Reelect Rimon Ben-Shaoul as Director Until the End of the Next Annual General Meeting | Management | Yes | For | For | |
Nice Systems Ltd. | NICE | 653656108 | 05/27/2014 | Reelect Yehoshua (Shuki) Ehrlich as Director Until the End of the Next Annual General Meeting | Management | Yes | For | For | |
Nice Systems Ltd. | NICE | 653656108 | 05/27/2014 | Reelect Leo Apotheker as Director Until the End of the Next Annual General Meeting | Management | Yes | For | For | |
Nice Systems Ltd. | NICE | 653656108 | 05/27/2014 | Reelect Joseph (Joe) Cowan as Director Until the End of the Next Annual General Meeting | Management | Yes | For | For | |
Nice Systems Ltd. | NICE | 653656108 | 05/27/2014 | Grant Options to Non-Executive Directors | Management | Yes | For | For | |
Nice Systems Ltd. | NICE | 653656108 | 05/27/2014 | Approve Employment Terms of Barak Eilam, CEO | Management | Yes | For | For | |
Nice Systems Ltd. | NICE | 653656108 | 05/27/2014 | Reappoint Kost Forer Gabay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For | |
Nice Systems Ltd. | NICE | 653656108 | 05/27/2014 | Discuss Financial Statements and the Report of the Board for 2012 | Management | Yes | None | For | |
Nice Systems Ltd. | NICE | 653656108 | 05/27/2014 | Vote FOR if you have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | Yes | Against | For | |
Bridge Capital Holdings | BBNK | 108030107 | 05/28/2014 | Elect Director Lawrence Owen Brown | Management | Yes | For | For | |
Bridge Capital Holdings | BBNK | 108030107 | 05/28/2014 | Elect Director Howard N. Gould | Management | Yes | For | For | |
Bridge Capital Holdings | BBNK | 108030107 | 05/28/2014 | Elect Director Francis J. Harvey | Management | Yes | For | For | |
Bridge Capital Holdings | BBNK | 108030107 | 05/28/2014 | Elect Director Allan C. Kramer | Management | Yes | For | For | |
Bridge Capital Holdings | BBNK | 108030107 | 05/28/2014 | Elect Director Robert P. Latta | Management | Yes | For | For | |
Bridge Capital Holdings | BBNK | 108030107 | 05/28/2014 | Elect Director Daniel P. Myers | Management | Yes | For | For | |
Bridge Capital Holdings | BBNK | 108030107 | 05/28/2014 | Elect Director Christopher B. Paisley | Management | Yes | For | For | |
Bridge Capital Holdings | BBNK | 108030107 | 05/28/2014 | Elect Director Thomas M. Quigg | Management | Yes | For | For | |
Bridge Capital Holdings | BBNK | 108030107 | 05/28/2014 | Elect Director Thomas A. Sa | Management | Yes | For | For | |
Bridge Capital Holdings | BBNK | 108030107 | 05/28/2014 | Elect Director Terry Schwakopf | Management | Yes | For | For | |
Bridge Capital Holdings | BBNK | 108030107 | 05/28/2014 | Elect Director Barry A. Turkus | Management | Yes | For | For | |
Bridge Capital Holdings | BBNK | 108030107 | 05/28/2014 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | |
Bridge Capital Holdings | BBNK | 108030107 | 05/28/2014 | Ratify Auditors | Management | Yes | For | For | |
ProAssurance Corporation | PRA | 74267C106 | 05/28/2014 | Elect Director Robert E. Flowers | Management | Yes | For | For | |
ProAssurance Corporation | PRA | 74267C106 | 05/28/2014 | Elect Director Samuel A. Di Piazza, Jr. | Management | Yes | For | For | |
ProAssurance Corporation | PRA | 74267C106 | 05/28/2014 | Elect Director Ann F. Putallaz | Management | Yes | For | For | |
ProAssurance Corporation | PRA | 74267C106 | 05/28/2014 | Ratify Auditors | Management | Yes | For | For | |
ProAssurance Corporation | PRA | 74267C106 | 05/28/2014 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | |
CST Brands, Inc. | CST | 12646R105 | 06/04/2014 | Elect Director Roger G. Burton | Management | Yes | For | For | |
CST Brands, Inc. | CST | 12646R105 | 06/04/2014 | Elect Director Stephen A. Smith | Management | Yes | For | For | |
CST Brands, Inc. | CST | 12646R105 | 06/04/2014 | Ratify Auditors | Management | Yes | For | For | |
CST Brands, Inc. | CST | 12646R105 | 06/04/2014 | Amend Omnibus Stock Plan | Management | Yes | For | For | |
CST Brands, Inc. | CST | 12646R105 | 06/04/2014 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | |
CST Brands, Inc. | CST | 12646R105 | 06/04/2014 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | |
VAALCO Energy, Inc. | EGY | 91851C201 | 06/04/2014 | Elect Director Steven P. Guidry | Management | Yes | For | For | |
VAALCO Energy, Inc. | EGY | 91851C201 | 06/04/2014 | Elect Director W. Russell Scheirman | Management | Yes | For | For | |
VAALCO Energy, Inc. | EGY | 91851C201 | 06/04/2014 | Elect Director Frederick W. Brazelton | Management | Yes | For | For | |
VAALCO Energy, Inc. | EGY | 91851C201 | 06/04/2014 | Elect Director O. Donaldson Chapoton | Management | Yes | For | For | |
VAALCO Energy, Inc. | EGY | 91851C201 | 06/04/2014 | Elect Director James B. Jennings | Management | Yes | For | For | |
VAALCO Energy, Inc. | EGY | 91851C201 | 06/04/2014 | Elect Director John J. Myers, Jr. | Management | Yes | For | For | |
VAALCO Energy, Inc. | EGY | 91851C201 | 06/04/2014 | Approve Omnibus Stock Plan | Management | Yes | For | For | |
VAALCO Energy, Inc. | EGY | 91851C201 | 06/04/2014 | Ratify Auditors | Management | Yes | For | For | |
VAALCO Energy, Inc. | EGY | 91851C201 | 06/04/2014 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | |
CAI International, Inc. | CAP | 12477X106 | 06/06/2014 | Elect Director Victor M. Garcia | Management | Yes | For | For | |
CAI International, Inc. | CAP | 12477X106 | 06/06/2014 | Elect Director Gary M. Sawka | Management | Yes | For | For | |
CAI International, Inc. | CAP | 12477X106 | 06/06/2014 | Elect Director Marvin Dennis | Management | Yes | For | For | |
CAI International, Inc. | CAP | 12477X106 | 06/06/2014 | Ratify Auditors | Management | Yes | For | For | |
CAI International, Inc. | CAP | 12477X106 | 06/06/2014 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | |
FTD Companies, Inc. | FTD | 30281V108 | 06/10/2014 | Elect Director Tracey L. Belcourt | Management | Yes | For | For | |
FTD Companies, Inc. | FTD | 30281V108 | 06/10/2014 | Elect Director Joseph W. Harch | Management | Yes | For | For | |
FTD Companies, Inc. | FTD | 30281V108 | 06/10/2014 | Elect Director Michael J. Silverstein | Management | Yes | For | For | |
FTD Companies, Inc. | FTD | 30281V108 | 06/10/2014 | Ratify Auditors | Management | Yes | For | For | |
FTD Companies, Inc. | FTD | 30281V108 | 06/10/2014 | Amend Omnibus Stock Plan | Management | Yes | For | For | |
Stage Stores, Inc. | SSI | 85254C305 | 06/10/2014 | Elect Director Alan J. Barocas | Management | Yes | For | For | |
Stage Stores, Inc. | SSI | 85254C305 | 06/10/2014 | Elect Director Diane M. Ellis | Management | Yes | For | For | |
Stage Stores, Inc. | SSI | 85254C305 | 06/10/2014 | Elect Director Michael L. Glazer | Management | Yes | For | For | |
Stage Stores, Inc. | SSI | 85254C305 | 06/10/2014 | Elect Director Gabrielle E. Greene | Management | Yes | For | For | |
Stage Stores, Inc. | SSI | 85254C305 | 06/10/2014 | Elect Director Earl J. Hesterberg | Management | Yes | For | For | |
Stage Stores, Inc. | SSI | 85254C305 | 06/10/2014 | Elect Director Lisa R. Kranc | Management | Yes | For | For | |
Stage Stores, Inc. | SSI | 85254C305 | 06/10/2014 | Elect Director William J. Montgoris | Management | Yes | For | For | |
Stage Stores, Inc. | SSI | 85254C305 | 06/10/2014 | Elect Director C. Clayton Reasor | Management | Yes | For | For | |
Stage Stores, Inc. | SSI | 85254C305 | 06/10/2014 | Elect Director Ralph P. Scozzafava | Management | Yes | For | For | |
Stage Stores, Inc. | SSI | 85254C305 | 06/10/2014 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | |
Stage Stores, Inc. | SSI | 85254C305 | 06/10/2014 | Ratify Auditors | Management | Yes | For | For | |
EMCOR Group, Inc. | EME | 29084Q100 | 06/11/2014 | Elect Director Stephen W. Bershad | Management | Yes | For | For | |
EMCOR Group, Inc. | EME | 29084Q100 | 06/11/2014 | Elect Director David A.B. Brown | Management | Yes | For | For | |
EMCOR Group, Inc. | EME | 29084Q100 | 06/11/2014 | Elect Director Larry J. Bump | Management | Yes | For | For | |
EMCOR Group, Inc. | EME | 29084Q100 | 06/11/2014 | Elect Director Anthony J. Guzzi | Management | Yes | For | For | |
EMCOR Group, Inc. | EME | 29084Q100 | 06/11/2014 | Elect Director Richard F. Hamm, Jr. | Management | Yes | For | For | |
EMCOR Group, Inc. | EME | 29084Q100 | 06/11/2014 | Elect Director David H. Laidley | Management | Yes | For | For | |
EMCOR Group, Inc. | EME | 29084Q100 | 06/11/2014 | Elect Director Frank T. MacInnis | Management | Yes | For | For | |
EMCOR Group, Inc. | EME | 29084Q100 | 06/11/2014 | Elect Director Jerry E. Ryan | Management | Yes | For | For | |
EMCOR Group, Inc. | EME | 29084Q100 | 06/11/2014 | Elect Director Michael T. Yonker | Management | Yes | For | For | |
EMCOR Group, Inc. | EME | 29084Q100 | 06/11/2014 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | |
EMCOR Group, Inc. | EME | 29084Q100 | 06/11/2014 | Ratify Auditors | Management | Yes | For | For | |
Spirit Airlines, Inc. | SAVE | 848577102 | 06/17/2014 | Elect Director B. Ben Baldanza | Management | Yes | For | For | |
Spirit Airlines, Inc. | SAVE | 848577102 | 06/17/2014 | Elect Director Robert L. Fornaro | Management | Yes | For | For | |
Spirit Airlines, Inc. | SAVE | 848577102 | 06/17/2014 | Elect Director H. McIntyre Gardner | Management | Yes | For | For | |
Spirit Airlines, Inc. | SAVE | 848577102 | 06/17/2014 | Ratify Auditors | Management | Yes | For | For | |
Spirit Airlines, Inc. | SAVE | 848577102 | 06/17/2014 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | |
Hornbeck Offshore Services, Inc. | HOS | 440543106 | 06/19/2014 | Elect Director Todd M. Hornbeck | Management | Yes | Withhold | Against | |
Hornbeck Offshore Services, Inc. | HOS | 440543106 | 06/19/2014 | Elect Director Patricia B. Melcher | Management | Yes | Withhold | Against | |
Hornbeck Offshore Services, Inc. | HOS | 440543106 | 06/19/2014 | Elect Director Nicholas L. Swyka, Jr. | Management | Yes | Withhold | Against | |
Hornbeck Offshore Services, Inc. | HOS | 440543106 | 06/19/2014 | Ratify Auditors | Management | Yes | For | For | |
Hornbeck Offshore Services, Inc. | HOS | 440543106 | 06/19/2014 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | |
Yadkin Financial Corporation | YDKN | 984305102 | 06/19/2014 | Approve Acquisition | Management | Yes | For | For | |
Yadkin Financial Corporation | YDKN | 984305102 | 06/19/2014 | Increase Authorized Common Stock | Management | Yes | For | For | |
Yadkin Financial Corporation | YDKN | 984305102 | 06/19/2014 | Elect Director Nolan G. Brown | Management | Yes | For | For | |
Yadkin Financial Corporation | YDKN | 984305102 | 06/19/2014 | Elect Director Harry M. Davis | Management | Yes | For | For | |
Yadkin Financial Corporation | YDKN | 984305102 | 06/19/2014 | Elect Director Thomas J. Hall | Management | Yes | For | For | |
Yadkin Financial Corporation | YDKN | 984305102 | 06/19/2014 | Elect Director James A. Harrell, Jr. | Management | Yes | For | For | |
Yadkin Financial Corporation | YDKN | 984305102 | 06/19/2014 | Elect Director Larry S. Helms | Management | Yes | For | For | |
Yadkin Financial Corporation | YDKN | 984305102 | 06/19/2014 | Elect Director Dan W. Hill, III | Management | Yes | For | For | |
Yadkin Financial Corporation | YDKN | 984305102 | 06/19/2014 | Elect Director Alison J. Smith | Management | Yes | For | For | |
Yadkin Financial Corporation | YDKN | 984305102 | 06/19/2014 | Elect Director Harry C. Spell | Management | Yes | For | For | |
Yadkin Financial Corporation | YDKN | 984305102 | 06/19/2014 | Elect Director Joseph H. Towell | Management | Yes | For | For | |
Yadkin Financial Corporation | YDKN | 984305102 | 06/19/2014 | Ratify Auditors | Management | Yes | For | For | |
Yadkin Financial Corporation | YDKN | 984305102 | 06/19/2014 | Adjourn Meeting | Management | Yes | For | For | |
Yadkin Financial Corporation | YDKN | 984305102 | 06/19/2014 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | |
Yadkin Financial Corporation | YDKN | 984305102 | 06/19/2014 | Advisory Vote on Golden Parachutes | Management | Yes | For | For | |
Center Bancorp, Inc. | CNBC | 151408101 | 06/24/2014 | Elect Director Alexander Bol | Management | Yes | For | For | |
Center Bancorp, Inc. | CNBC | 151408101 | 06/24/2014 | Elect Director Lawrence B. Seidman | Management | Yes | For | For | |
Center Bancorp, Inc. | CNBC | 151408101 | 06/24/2014 | Elect Director Anthony C. Weagley | Management | Yes | For | For | |
Center Bancorp, Inc. | CNBC | 151408101 | 06/24/2014 | Elect Director Frederick Fish | Management | Yes | For | For | |
Center Bancorp, Inc. | CNBC | 151408101 | 06/24/2014 | Elect Director Howard Kent | Management | Yes | For | For | |
Center Bancorp, Inc. | CNBC | 151408101 | 06/24/2014 | Elect Director Nicholas Minoia | Management | Yes | For | For | |
Center Bancorp, Inc. | CNBC | 151408101 | 06/24/2014 | Elect Director Harold Schechter | Management | Yes | For | For | |
Center Bancorp, Inc. | CNBC | 151408101 | 06/24/2014 | Elect Director William Thompson | Management | Yes | For | For | |
Center Bancorp, Inc. | CNBC | 151408101 | 06/24/2014 | Elect Director Raymond Vanaria | Management | Yes | For | For | |
Center Bancorp, Inc. | CNBC | 151408101 | 06/24/2014 | Approve Acquisition | Management | Yes | For | For | |
Center Bancorp, Inc. | CNBC | 151408101 | 06/24/2014 | Amend Certificate of Incorporation to Increase Authorized Shares of Common Stock and to Change Company Name to ConnectOne Bancorp, Inc. | Management | Yes | For | For | |
Center Bancorp, Inc. | CNBC | 151408101 | 06/24/2014 | Adjourn Meeting | Management | Yes | For | For | |
Center Bancorp, Inc. | CNBC | 151408101 | 06/24/2014 | Ratify Auditors | Management | Yes | For | For | |
Center Bancorp, Inc. | CNBC | 151408101 | 06/24/2014 | Advisory Vote on Golden Parachutes | Management | Yes | Against | Against | |
Center Bancorp, Inc. | CNBC | 151408101 | 06/24/2014 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For | |
ConnectOne Bancorp, Inc. | CNOB | 20786U101 | 06/24/2014 | Approve Merger Agreement | Management | Yes | For | For | |
ConnectOne Bancorp, Inc. | CNOB | 20786U101 | 06/24/2014 | Adjourn Meeting | Management | Yes | For | For | |
ConnectOne Bancorp, Inc. | CNOB | 20786U101 | 06/24/2014 | Elect Director Frank Cavuoto | Management | Yes | For | For | |
ConnectOne Bancorp, Inc. | CNOB | 20786U101 | 06/24/2014 | Elect Director Frank Huttle III | Management | Yes | For | For | |
ConnectOne Bancorp, Inc. | CNOB | 20786U101 | 06/24/2014 | Elect Director Joseph Parisi, Jr. | Management | Yes | For | For | |
ConnectOne Bancorp, Inc. | CNOB | 20786U101 | 06/24/2014 | Ratify Auditors | Management | Yes | For | For | |
| | | | | | | | | |
| | | | | | | | | | | | | |
Registrant: Saratoga Advantage Trust - James Alpha Global Real Estate Investments Portfolio Item 1 |
| Investment Company Act file number: 811-08542 | | | | | | |
| Reporting Period: July 1, 2013 through June 30, 2014 | |
| | | | | | | | | | | | | |
| GLOBAL LOGISTIC PROPERTIES LTD, SINGAPORE |
| Security | Y27187106 | | | | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | | | Meeting Date | 18-Jul-2013 | |
| ISIN | SG2C26962630 | | | | Agenda | 704629382 - Management |
| Record Date | | | | | Holding Recon Date | 16-Jul-2013 | |
| City / | Country | SINGAPO RE | / | Singapore | | Vote Deadline Date | 12-Jul-2013 | |
| SEDOL(s) | B4KJWS6 - B4T7RS6 - B4Z9HY2 - B84GHF3 | Quick Code | | |
| | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1 | To receive and adopt the Directors' Report and the Audited Financial Statements for the year ended 31 March 2013 together with the Auditors' Report thereon | Management | For | | For | |
| 2 | To declare a final one-tier tax-exempt dividend of SGD 0.04 per share for the year ended 31 March 2013 | Management | For | | For | |
| 3 | To re-elect the Director, who will retire by rotation pursuant to Article 91 of the Articles of Association of the Company and who, being eligible, offer himself for re-election: Mr. Jeffrey H. Schwartz | Management | For | | For | |
| 4 | To re-elect the Director, who will retire by rotation pursuant to Article 91 of the Articles of Association of the Company and who, being eligible, offer himself for re-election: Mr. Steven Lim Kok Hoong | Management | For | | For | |
| 5 | To re-elect the Director, who will retire by rotation pursuant to Article 91 of the Articles of Association of the Company and who, being eligible, offer himself for re-election: Dr. Dipak Chand Jain | Management | For | | For | |
| 6 | To re-elect the Director, who will retire pursuant to Article 97 of the Articles of Association of the Company and who, being eligible, offer himself for re-election: Mr. Wei Benhua | Management | For | | For | |
| 7 | To re-elect the Director, who will retire pursuant to Article 97 of the Articles of Association of the Company and who, being eligible, offer himself for re-election: Mr. Lim Swe Guan | Management | For | | For | |
| 8 | To re-appoint Mr. Paul Cheng Ming Fun, pursuant to Section 153(6) of the Companies Act, Chapter 50 (the "Companies Act"), as Director of the Company to hold office from the date of this Annual General Meeting until the next Annual General Meeting of the Company | Management | For | | For | |
| 9 | To re-appoint Mr. Yoichiro Furuse, pursuant to Section 153(6) of the Companies Act, as Director of the Company to hold office from the date of this Annual General Meeting until the next Annual General Meeting of the Company | Management | For | | For | |
| 10 | To approve Directors' fees of USD 1,500,000 for the financial year ending 31 March 2014. (2013: USD 1,500,000) | Management | For | | For | |
| 11 | To re-appoint Messrs. KPMG LLP as the Company's Auditors and to authorize the Directors to fix their remuneration | Management | For | | For | |
| 12 | Authority to issue shares | Management | For | | For | |
| 13 | Authority to issue shares under the GLP Performance Share Plan and GLP Restricted Share Plan | Management | For | | For | |
| 14 | The Proposed Renewal of the Share Purchase Mandate | Management | For | | For | |
| THE LINK REAL ESTATE INVESTMENT TRUST |
| Security | Y5281M111 | | | | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | | | Meeting Date | 31-Jul-2013 | |
| ISIN | HK0823032773 | | | | Agenda | 704629495 - Management |
| Record Date | 26-Jul-2013 | | | | Holding Recon Date | 26-Jul-2013 | |
| City / | Country | HONG KONG | / | Hong Kong | | Vote Deadline Date | 26-Jul-2013 | |
| SEDOL(s) | B0PB4M7 - B0RN5X9 - B0WGPC2 | Quick Code | | |
| | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. | Non-Voting | | | | |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEH K/2013/0627/LTN20130627742.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEH K/2013/0627/LTN20130627752.pdf | Non-Voting | | | | |
| 3.1 | To re-elect Mr Ian Keith Griffiths as a non- executive director | Management | For | | For | |
| 3.2 | To re-elect Mr Nicholas Robert Sallnow-Smith as an independent non-executive director | Management | For | | For | |
| 3.3 | To re-elect Professor Richard Wong Yue Chim as an independent non-executive director | Management | For | | For | |
| 3.4 | To re-elect Dr Patrick Fung Yuk Bun as an independent non-executive director | Management | For | | For | |
| 4.1 | To re-elect Ms May Siew Boi Tan as an independent non-executive director | Management | For | | For | |
| 4.2 | To re-elect Ms Elaine Carole Young as an independent non-executive director | Management | For | | For | |
| 5 | To grant a general mandate to the Manager to repurchase units of The Link REIT | Management | For | | For | |
| SUN HUNG KAI PROPERTIES LTD, HONG KONG |
| Security | Y82594121 | | | | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | | | Meeting Date | 14-Nov-2013 | |
| ISIN | HK0016000132 | | | | Agenda | 704766065 - Management |
| Record Date | 08-Nov-2013 | | | | Holding Recon Date | 08-Nov-2013 | |
| City / | Country | HONG KONG | / | Hong Kong | | Vote Deadline Date | 11-Nov-2013 | |
| SEDOL(s) | 5724394 - 6859927 - B01Y6N5 - B17MW09 | Quick Code | | |
| | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. | Non-Voting | | | | |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEH K/2013/1010/LTN20131010221.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEH K/2013/1010/LTN20131010213.pdf | Non-Voting | | | | |
| 1 | To receive and consider the audited financial statements and the reports of the Directors and auditor for the year ended 30 June 2013 | Management | For | | For | |
| 2 | To declare the final dividend | Management | For | | For | |
| 3.i.a | To re-elect Mrs. Leung Ko May-yee, Margaret as independent Non-Executive Director | Management | For | | For | |
| 3.i.b | To re-elect Mr. Kwok Ping-luen, Raymond as Executive Director | Management | For | | For | |
| 3.i.c | To re-elect Mr. Wong Chik-wing, Mike as Executive Director | Management | For | | For | |
| 3.i.d | To re-elect Dr. Li Ka-cheung, Eric as independent Non-Executive Director | Management | For | | For | |
| 3.i.e | To re-elect Mr. Kwok Ping-sheung, Walter as Non-Executive Director | Management | For | | For | |
| 3.i.f | To re-elect Sir Po-shing Woo as Non-Executive Director | Management | For | | For | |
| 3.i.g | To re-elect Mr. Chan Kui-yuen, Thomas as Executive Director | Management | For | | For | |
| 3.i.h | To re-elect Mr. Kwong Chun as Executive Director | Management | For | | For | |
| 3.ii | To fix Directors' fees (the proposed fees to be paid to each Chairman, Vice Chairman and other Director for the year ending 30 June 2014 be HKD 320,000, HKD 310,000 and HKD 300,000 respectively) | Management | For | | For | |
| 4 | To re-appoint Deloitte Touche Tohmatsu as auditor and to authorise the Board of Directors to fix their remuneration | Management | For | | For | |
| 5 | To grant a general mandate to the Directors to repurchase shares (Ordinary Resolution No.5 as set out in the notice of the AGM) | Management | For | | For | |
| 6 | To grant a general mandate to the Directors to issue new shares (Ordinary Resolution No.6 as set out in the notice of the AGM) | Management | For | | For | |
| 7 | To extend the general mandate to issue new shares by adding the number of shares repurchased (Ordinary Resolution No.7 as set out in the notice of the AGM) | Management | For | | For | |
| GOODMAN GROUP, SYDNEY NSW |
| Security | Q4229W132 | | | | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | | | Meeting Date | 22-Nov-2013 | |
| ISIN | AU000000GMG2 | | | | Agenda | 704792402 - Management |
| Record Date | 20-Nov-2013 | | | | Holding Recon Date | 20-Nov-2013 | |
| City / | Country | SYDNEY | / | Australia | | Vote Deadline Date | 15-Nov-2013 | |
| SEDOL(s) | B03FYZ4 | Quick Code | | |
| | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 7 TO 11 AND VOTES CAST-BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT YOU SHOULD NOT VOTE (OR VOTE-"ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT-YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE- RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED- PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT-TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY-WITH THE VOTING EXCLUSION. | Non-Voting | | | | |
| 1 | To receive and adopt the Audited Financial Statements of Goodman Logistics (HK) Limited for the year ended 30 June 2013 | Management | For | | For | |
| 2 | To re-appoint Auditors of Goodman Logistics (HK) Limited : Messrs KPMG | Management | For | | For | |
| 3 | Re-election of Mr Phillip Pryke as a Director of Goodman Limited | Management | For | | For | |
| 4 | Election of Mr Philip Pearce as a Director of Goodman Limited | Management | For | | For | |
| 5 | Election of Mr Danny Peeters as a Director of Goodman Limited | Management | For | | For | |
| 6 | Election of Mr Anthony Rozic as a Director of Goodman Limited | Management | For | | For | |
| 7 | Adoption of the Remuneration Report | Management | For | | For | |
| 8 | Issue of Performance Rights under the Long Term Incentive Plan to Mr Gregory Goodman | Management | For | | For | |
| 9 | Issue of Performance Rights under the Long Term Incentive Plan to Mr Philip Pearce | Management | For | | For | |
| 10 | Issue of Performance Rights under the Long Term Incentive Plan to Mr Danny Peeters | Management | For | | For | |
| 11 | Issue of performance Rights under the Long Term Incentive Plan to Mr Anthony Rozic | Management | For | | For | |
| 12 | Approval of amendments to Goodman Industrial Trust constitution | Management | For | | For | |
| CMMT | 24 OCT 2013: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT I- N RESOLUTION NO 2. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETUR-N THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK-YOU. | Non-Voting | | | | |
| CHAMPION REAL ESTATE INVESTMENT TRUST |
| Security | Y1292D109 | | | | Meeting Type | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | | Meeting Date | 10-Dec-2013 | |
| ISIN | HK2778034606 | | | | Agenda | 704854997 - Management |
| Record Date | 04-Dec-2013 | | | | Holding Recon Date | 04-Dec-2013 | |
| City / | Country | HONG KONG | / | Bermuda | | Vote Deadline Date | 05-Dec-2013 | |
| SEDOL(s) | B14WZ47 - B1VWWW7 - B1VZ5T4 | Quick Code | | |
| | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEH K/2013/1120/LTN20131120358.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEH K/2013/1120/LTN20131120351.pdf | Non-Voting | | | | |
| CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. | Non-Voting | | | | |
| 1 | To approve the 2013 Waiver Extension and the New Annual Caps for the Connected Party Transactions for the years ending 31 December 2014, 31 December 2015 and 31 December 2016, respectively as more particularly set out in the Circular and authorise the REIT Manager and any of its directors to complete and do or cause to be done all such acts and things to give effect to such approval | Management | For | | For | |
| AMERICAN REALTY CAPITAL PROPERTIES, INC. |
| Security | 02917T104 | | | | Meeting Type | Special |
| Ticker Symbol | ARCP | | | | Meeting Date | 23-Jan-2014 | |
| ISIN | US02917T1043 | | | | Agenda | 933912190 - Management |
| Record Date | 20-Dec-2013 | | | | Holding Recon Date | 20-Dec-2013 | |
| City / | Country | | / | United States | | Vote Deadline Date | 22-Jan-2014 | |
| SEDOL(s) | | Quick Code | | |
| | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1. | PROPOSAL TO APPROVE THE ISSUANCE OF SHARES OF COMMON STOCK OF AMERICAN REALTY CAPITAL PROPERTIES, INC., A MARYLAND CORPORATION, WHICH WE REFER TO AS ARCP, TO THE STOCKHOLDERS OF COLE REAL ESTATE INVESTMENTS, INC., A MARYLAND CORPORATION, WHICH WE REFER TO AS COLE, PURSUANT TO THE AGREEMENT AND PLAN OF ... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) | Management | For | | For | |
| 2. | PROPOSAL TO ADJOURN THE SPECIAL MEETING TO A LATER DATE OR DATES, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE PROPOSAL TO APPROVE THE ISSUANCE OF SHARES OF ARCP COMMON STOCK TO COLE STOCKHOLDERS PURSUANT TO THE MERGER AGREEMENT. | Management | For | | For | |
| THE LINK REAL ESTATE INVESTMENT TRUST |
| Security | Y5281M111 | | | | Meeting Type | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | | Meeting Date | 18-Feb-2014 | |
| ISIN | HK0823032773 | | | | Agenda | 704920859 - Management |
| Record Date | 12-Feb-2014 | | | | Holding Recon Date | 12-Feb-2014 | |
| City / | Country | HONG KONG | / | Hong Kong | | Vote Deadline Date | 13-Feb-2014 | |
| SEDOL(s) | B0PB4M7 - B0RN5X9 - B0WGPC2 | Quick Code | | |
| | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. | Non-Voting | | | | |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL- LINK:http://www.hkexnews.hk/listedco/listconews /SEHK/2014/0110/LTN20140110023.-PDF | Non-Voting | | | | |
| 1 | That: (A) pursuant to Clause 20.2.7 of the trust deed constituting The Link REIT (the "Trust Deed") and subject to the passing of Special Resolution no. 2 as set out in this notice, approval be and is hereby given for the Expanded Geographical Investment Scope as set out in the Circular, a copy of which marked A and signed by the chairman of meeting for identification purposes is presented to the meeting; and (B) The Link Management Limited (as manager of The Link REIT) (the "Manager"), any director of the Manager and the Trustee each be and is hereby severally authorised to complete and do or cause to be done all such acts and things (including without limitation executing such supplemental deed to the Trust Deed and all other documents as may be required) as the Manager, such director of the Manager or the Trustee, as CONTD | Management | For | | For | |
| CONT | CONTD the case may be, may consider expedient or necessary or in the-interests of The Link REIT to give effect to the matters resolved upon in-sub-paragraph (A) of this resolution no. 1 | Non-Voting | | | | |
| 2 | That: (A) subject to the passing of Special Resolution no. 1 as set out in this notice and pursuant to Clause 25.1 of the Trust Deed, approval be and is hereby given for the Investment Scope Trust Deed Amendments, as specifically set out in Part A of Appendix I to the Circular; and (B) the Manager, any director of the Manager and the Trustee each be and is hereby severally authorised to complete and do or cause to be done all such acts and things (including without limitation executing such supplemental | Management | For | | For | |
| | deed to the Trust Deed and all other documents as may be required) as the Manager, such director of the Manager or the Trustee, as the case may be, may consider expedient or necessary or in the interests of The Link REIT to give effect to the matters resolved upon in sub- paragraph (A) of this resolution no. 2 | | | | | | | |
| 3 | That: (A) pursuant to Clause 25.1 of the Trust Deed, approval be and is hereby given for the Trust Deed amendments relating to The Link REIT's authorised investments and related activities, as specifically set out in Part B of Appendix I to the Circular; and (B) the Manager, any director of the Manager and the Trustee each be and is hereby severally authorised to complete and do or cause to be done all such acts and things (including with limitation executing such supplemental deed to the Trust Deed and all other documents as may be required) as the Manager, such director of the Manager or the Trustee, as the case may be, may consider expedient or necessary or in the interests of The Link REIT to give effect to the matters resolved upon in sub-paragraph (A) of this resolution no. 3 | Management | For | | For | |
| 4 | That: (A) pursuant to Clause 25.1 of the Trust Deed, approval be and is hereby given for the Trust Deed amendments relating to The Link REIT's issuance of units and/or convertible instruments to a connected person (as defined in the REIT Code), and other matters relating to issue of Units as specifically set out in Part C of Appendix I to the Circular; and (B) the Manager, any director of the Manager and the Trustee each be and is hereby severally authorised to complete and do or cause to be done all such acts and things (including with limitation executing such supplemental deed to the Trust Deed and all other documents as may be required) as the Manager, such director of the Manager or the Trustee, as the case may be, may consider expedient or necessary or in the interests of The Link REIT to give effect to the CONTD | Management | For | | For | |
| CONT | CONTD matters resolved upon in sub-paragraph (A) of this resolution no. 4 | Non-Voting | | | | |
| 5 | That: (A) pursuant to Clause 25.1 of the Trust Deed, approval be and is hereby given for the Trust Deed amendments relating to the Manager's and the Trustee's ability to borrow or raise money for The Link REIT, as specifically set out in Part D of Appendix I to the Circular; and (B) the Manager, any director of the Manager and the Trustee each be and is hereby severally authorised to complete and do or cause to be done all such acts and things (including with limitation executing such supplemental deed to the Trust Deed and all other documents as may be required) as the Manager, such director of the Manager or the Trustee, as the case may be, may consider expedient or necessary or in the interests of The Link REIT to give effect to the matters resolved upon in sub-paragraph (A) of this resolution no. 5 | Management | For | | For | |
| 6 | That: (A) pursuant to Clause 25.1 of the Trust Deed, approval be and is hereby given for the Trust Deed amendments relating to voting by a show of hands, as specifically set out in Part E of Appendix I to the Circular; and (B) the Manager, any director of the Manager and the Trustee each be and is hereby severally authorised to complete and do or cause to be done all such acts and things (including with limitation executing such supplemental deed to the Trust Deed and all other documents as may be required) as the Manager, such director of the Manager or the Trustee, as the case may be, may consider expedient or necessary or in the interests of The Link REIT to give effect to the matters resolved upon in sub-paragraph (A) of this resolution no. 6 | Management | For | | For | |
| 7 | That: (A) pursuant to Clause 25.1 of the Trust Deed, approval be and is hereby given for the Trust Deed amendments relating to other miscellaneous amendments, as specifically set out in Part F of Appendix I to the Circular; and (B) the Manager, any director of the Manager and the Trustee each be and is hereby severally authorised to complete and do or cause to be done all such acts and things (including with limitation executing such supplemental deed to the Trust Deed and all other documents as may be required) as the Manager, such director of the Manager or the Trustee, as the case may be, may consider expedient or necessary or in the interests of The Link REIT to give effect to the matters resolved upon in sub-paragraph (A) of this resolution no. 7 | Management | For | | For | |
| JAPAN REAL ESTATE INVESTMENT CORPORATION |
| Security | J27523109 | | | | Meeting Type | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | | Meeting Date | 19-Feb-2014 | |
| ISIN | JP3027680002 | | | | Agenda | 704948679 - Management |
| Record Date | 31-Dec-2013 | | | | Holding Recon Date | 31-Dec-2013 | |
| City / | Country | TOKYO | / | Japan | | Vote Deadline Date | 07-Feb-2014 | |
| SEDOL(s) | 6397580 - B02H4K6 - B0ZSKN1 | Quick Code | 89520 | |
| | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1 | Amend Articles to: Approve Minor Revisions, Allow Company to Repurchase its Own Units | Management | For | | For | |
| 2 | Amend Articles to: Update the Structure of Fee to be Received by Asset Management Firm | Management | For | | For | |
| 3 | Amend Articles to: Establish Articles Related to Payment to Asset Management Firm for Their Merger Operations According to the Mandate Agreement | Management | For | | For | |
| HONGKONG LAND HOLDINGS LTD |
| Security | G4587L109 | | | | Meeting Type | Special General Meeting |
| Ticker Symbol | | | | | Meeting Date | 08-Apr-2014 | |
| ISIN | BMG4587L1090 | | | | Agenda | 705012603 - Management |
| Record Date | 04-Apr-2014 | | | | Holding Recon Date | 04-Apr-2014 | |
| City / | Country | HAMILTO N | / | Bermuda | | Vote Deadline Date | 02-Apr-2014 | |
| SEDOL(s) | 0435743 - 0435765 - 0435839 - 2513421 - 5267178 - 6434874 - 6434915 - 6434948 - 7618042 - B02TXJ4 - B84RZ85 | Quick Code | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1 | To approve the proposed transfer of the company's listing segment from premium to standard on the London stock exchange | Management | For | | For | |
| CMMT | 14 MAR 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD DATE-FROM 02 APR 2014 TO 04 APR 2014. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEAS-E DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTR-UCTIONS. THANK YOU. | Non-Voting | | | | |
| TELECITY GROUP PLC, LONDON |
| Security | G87403112 | | | | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | | | Meeting Date | 08-Apr-2014 | |
| ISIN | GB00B282YM11 | | | | Agenda | 705021753 - Management |
| Record Date | | | | | Holding Recon Date | 04-Apr-2014 | |
| City / | Country | LONDON | / | United Kingdom | | Vote Deadline Date | 31-Mar-2014 | |
| SEDOL(s) | B282YM1 - B291LP9 - B3BB4D3 | Quick Code | | |
| | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1 | To receive the Annual Report and Financial Statements including the Strategic, Directors' and Auditors' Report for the year ended 31 December 2013 | Management | For | | For | |
| 2 | To declare a final dividend of 7.0p per share | Management | For | | For | |
| 3 | To receive and adopt the Remuneration Policy | Management | For | | For | |
| 4 | To approve the Directors' Remuneration Report (other than the part containing the Remuneration Policy) | Management | For | | For | |
| 5 | To re-appoint John Hughes as a Director | Management | For | | For | |
| 6 | To re-appoint Michael Tobin as a Director | Management | For | | For | |
| 7 | To re-appoint Claudia Arney, who is a member of the Remuneration Committee, as a Director | Management | For | | For | |
| 8 | To re-appoint Simon Batey, who is a member of the Remuneration Committee, as a Director | Management | For | | For | |
| 9 | To re-appoint Maurizio Carli, who is a member of the Remuneration Committee, as a Director | Management | For | | For | |
| 10 | To re-appoint Nancy Cruickshank, who is a member of the Remuneration Committee, as a Director | Management | For | | For | |
| 11 | To re-appoint John O'Reilly, who is a member of the Remuneration Committee, as a Director | Management | For | | For | |
| 12 | To re-appoint PricewaterhouseCoopers LLP as Auditors | Management | For | | For | |
| 13 | To authorise the Directors to set the remuneration of the Auditors | Management | For | | For | |
| 14 | To authorise the Directors to allot relevant securities (Section 551 of the Companies Act 2006) | Management | For | | For | |
| 15 | Special resolution: To disapply pre-emption rights (Section 561 of the Companies Act 2006) | Management | For | | For | |
| 16 | Special resolution: To authorise the Company to repurchase its own shares (Section 701 of the Companies Act 2006) | Management | For | | For | |
| 17 | Special resolution: To authorise the calling of a general meeting on not less than 14 clear days' notice | Management | For | | For | |
| KLEPIERRE (EX-COMPAGNIE FONCIERE KLEPIERRE), PARIS |
| Security | F5396X102 | | | | Meeting Type | MIX |
| Ticker Symbol | | | | | Meeting Date | 10-Apr-2014 | |
| ISIN | FR0000121964 | | | | Agenda | 704995755 - Management |
| Record Date | 04-Apr-2014 | | | | Holding Recon Date | 04-Apr-2014 | |
| City / | Country | PARIS | / | France | | Vote Deadline Date | 01-Apr-2014 | |
| SEDOL(s) | 4336864 - 5565827 - 7578867 - 7582556 - B030CP5 - B28JSJ7 | Quick Code | | |
| | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting | | | | |
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | | | | |
| CMMT | 01 APR 2014: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAI-LABLE BY CLICKING ON THE MATERIAL URL LINK:- https://balo.journal- officiel.gouv.fr/pdf/2014/0303/2014030314004- 88.pdf. PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION TO TEXT OF RES-OLUTION E.12 AND RECEIPT OF ADDITIONAL URL: http://www.journal- officiel.gouv.- fr//pdf/2014/0321/201403211400748.pdf. IF YOU HAVE ALREADY SENT IN YOUR VOTES,- PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU | Non-Voting | | | | |
| O.1 | Approval of the annual corporate financial statements for the financial year ended on December 31, 2013 | Management | For | | For | |
| O.2 | Approval of the consolidated financial statements for the financial year ended on December 31, 2013 | Management | For | | For | |
| O.3 | Allocation of income for the financial year ended on December 31, 2013 and setting the dividend | Management | For | | For | |
| O.4 | Approval of the transactions and agreements pursuant to Article L.225-86 of the commercial code | Management | For | | For | |
| O.5 | Renewal of term of Mrs. Dominique Aubernon as Supervisory Board member | Management | For | | For | |
| O.6 | Renewal of term of Mrs. Catherine Simoni as Supervisory Board member | Management | For | | For | |
| O.7 | Reviewing the elements of compensation owed or paid to Mr. Laurent Morel, Chairman of the Executive Board for the ended financial year | Management | For | | For | |
| O.8 | Reviewing the elements of compensation owed or paid to Mr. Jean-Michel Gault and Mr. Jean- Marc Jestin, Executive Board members for the ended financial year | Management | For | | For | |
| O.9 | Setting the amount of attendance allowances allocated to the Supervisory Board | Management | For | | For | |
| O.10 | Authorization to be granted to the executive board for an 18-month period to trade in Company's shares | Management | For | | For | |
| E.11 | Delegation of authority to be granted to the Executive Board to reduce share capital by cancellation of treasury shares | Management | For | | For | |
| E.12 | Delegation of authority to be granted to the Executive Board for a 38-month period to allocate performance shares to employees and corporate officers of the group or to some of them | Management | For | | For | |
| E.13 | Amendment to articles 26 "Participation- Representation-Quorum" and 28 "voting rights" of the bylaws | Management | For | | For | |
| E.14 | Powers to carry out all legal formalities | Management | For | | For | |
| HANG LUNG PROPERTIES LTD |
| Security | Y30166105 | | | | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | | | Meeting Date | 24-Apr-2014 | |
| ISIN | HK0101000591 | | | | Agenda | 705053750 - Management |
| Record Date | 17-Apr-2014 | | | | Holding Recon Date | 17-Apr-2014 | |
| City / | Country | HONG KONG | / | Hong Kong | | Vote Deadline Date | 21-Apr-2014 | |
| SEDOL(s) | 5579129 - 6030506 - B05P742 - B16TVY8 | Quick Code | | |
| | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. | Non-Voting | | | | |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEH K/2014/0321/LTN20140321431.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEH K/2014/0321/LTN20140321418.pdf | Non-Voting | | | | |
| 1 | To receive and consider the audited financial statements and reports of the directors and of the auditor for the year ended 31 December 2013 | Management | For | | For | |
| 2 | To declare a final dividend | Management | For | | For | |
| 3.a | To re-elect Mr. Nelson Wai Leung Yuen as a director | Management | For | | For | |
| 3.b | To re-elect Dr. Hon Kwan Cheng as a director | Management | For | | For | |
| 3.c | To re-elect Ms. Laura Lok Yee Chen as a director | Management | For | | For | |
| 3.d | To re-elect Professor Pak Wai Liu as a director | Management | For | | For | |
| 3.e | To authorize the board of directors to fix directors' fees | Management | For | | For | |
| 4 | To re-appoint KPMG as auditor of the Company and authorize the directors to fix auditor's remuneration | Management | For | | For | |
| 5 | To give general mandate to directors to buy back shares of the Company | Management | For | | For | |
| 6 | To give general mandate to directors to issue additional shares of the Company | Management | For | | For | |
| 7 | To approve the addition of shares of the Company bought back to be included under the general mandate in resolution 6 | Management | For | | For | |
| 8 | To adopt the new articles of association of the Company in substitution of the existing memorandum and articles of association of the Company and to abandon the object clause contained in the existing memorandum of association of the Company | Management | For | | For | |
| GLOBAL LOGISTIC PROPERTIES LTD, SINGAPORE |
| Security | Y27187106 | | | | Meeting Type | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | | Meeting Date | 24-Apr-2014 | |
| ISIN | SG2C26962630 | | | | Agenda | 705114849 - Management |
| Record Date | | | | | Holding Recon Date | 22-Apr-2014 | |
| City / | Country | SINGAPO RE | / | Singapore | | Vote Deadline Date | 18-Apr-2014 | |
| SEDOL(s) | B4KJWS6 - B4T7RS6 - B4Z9HY2 - B84GHF3 - BHZLHG1 | Quick Code | | |
| | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1 | THE PROPOSED ISSUANCE OF SHARES | Management | For | | For | |
| DIGITAL REALTY TRUST, INC. |
| Security | 253868103 | | | | Meeting Type | Annual |
| Ticker Symbol | DLR | | | | Meeting Date | 28-Apr-2014 | |
| ISIN | US2538681030 | | | | Agenda | 933941115 - Management |
| Record Date | 04-Mar-2014 | | | | Holding Recon Date | 04-Mar-2014 | |
| City / | Country | | / | United States | | Vote Deadline Date | 25-Apr-2014 | |
| SEDOL(s) | | Quick Code | | |
| | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: DENNIS E. SINGLETON | Management | For | | For | |
| 1B. | ELECTION OF DIRECTOR: LAURENCE A. CHAPMAN | Management | For | | For | |
| 1C. | ELECTION OF DIRECTOR: KATHLEEN EARLEY | Management | For | | For | |
| 1D. | ELECTION OF DIRECTOR: RUANN F. ERNST, PH.D. | Management | For | | For | |
| 1E. | ELECTION OF DIRECTOR: KEVIN J. KENNEDY | Management | For | | For | |
| 1F. | ELECTION OF DIRECTOR: WILLIAM G. LAPERCH | Management | For | | For | |
| 1G. | ELECTION OF DIRECTOR: ROBERT H. ZERBST | Management | For | | For | |
| 2. | TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | | For | |
| 3. | TO APPROVE THE DIGITAL REALTY TRUST, INC., DIGITAL SERVICES, INC. AND DIGITAL REALTY TRUST, L.P. 2014 INCENTIVE AWARD PLAN. | Management | For | | For | |
| 4. | TO ADOPT A RESOLUTION TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS MORE FULLY DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT. | Management | For | | For | |
| HOME PROPERTIES, INC. |
| Security | 437306103 | | | | Meeting Type | Annual |
| Ticker Symbol | HME | | | | Meeting Date | 29-Apr-2014 | |
| ISIN | US4373061039 | | | | Agenda | 933960785 - Management |
| Record Date | 28-Feb-2014 | | | | Holding Recon Date | 28-Feb-2014 | |
| City / | Country | | / | United States | | Vote Deadline Date | 28-Apr-2014 | |
| SEDOL(s) | | Quick Code | | |
| | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1.1 | ELECTION OF DIRECTOR: MICHAEL D. BARNELLO | Management | For | | For | |
| 1.2 | ELECTION OF DIRECTOR: BONNIE S. BIUMI | Management | For | | For | |
| 1.3 | ELECTION OF DIRECTOR: STEPHEN R. BLANK | Management | For | | For | |
| 1.4 | ELECTION OF DIRECTOR: ALAN L. GOSULE | Management | For | | For | |
| 1.5 | ELECTION OF DIRECTOR: LEONARD F. HELBIG, III | Management | For | | For | |
| 1.6 | ELECTION OF DIRECTOR: THOMAS P. LYDON, JR. | Management | For | | For | |
| 1.7 | ELECTION OF DIRECTOR: EDWARD J. PETTINELLA | Management | For | | For | |
| 1.8 | ELECTION OF DIRECTOR: CLIFFORD W. SMITH, JR. | Management | For | | For | |
| 2. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | | For | |
| 3. | APPROVE AN AMENDMENT TO THE COMPANY'S ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF THE COMPANY'S COMMON STOCK, PAR VALUE $.01, BY 80 MILLION SHARES. | Management | For | | For | |
| 4. | APPROVE AMENDMENTS TO THE COMPANY'S 2011 STOCK BENEFIT PLAN. | Management | For | | For | |
| 5. | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | | For | |
| MERCIALYS, PARIS |
| Security | F61573105 | | | | Meeting Type | Ordinary General Meeting |
| Ticker Symbol | | | | | Meeting Date | 30-Apr-2014 | |
| ISIN | FR0010241638 | | | | Agenda | 705056643 - Management |
| Record Date | 24-Apr-2014 | | | | Holding Recon Date | 24-Apr-2014 | |
| City / | Country | PARIS | / | France | | Vote Deadline Date | 21-Apr-2014 | |
| SEDOL(s) | B0LMF87 - B0MGW43 - B17P8Y4 - B28K674 | Quick Code | | |
| | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting | | | | |
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | | | | |
| CMMT | 09 APR 2014: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAI-LABLE BY CLICKING ON THE MATERIAL URL LINK:- https://balo.journal- officiel.gouv.fr/pdf/2014/0321/2014032114007- 47.pdf. PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL URL:-http://www.journal- officiel.gouv.fr//pdf/2014/0409/201404091401045 ..pdf. IF YO-U HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS-YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | | | | |
| 1 | Approval of the annual corporate financial statements for the financial year ended on December 31, 2013 | Management | For | | For | |
| 2 | Approval of the consolidated financial statements for the financial year ended on December 31, 2013 | Management | For | | For | |
| 3 | Allocation of income for the financial year-Setting the dividend | Management | For | | For | |
| 4 | Agreements pursuant to Article L.225-38 of the Commercial Code | Management | For | | For | |
| 5 | Approval of the commitment benefiting Mr. Eric Le Gentil, President and CEO pursuant to the provisions in Article L.225-42-1 of the Commercial Code | Management | For | | For | |
| 6 | Notice on the compensation owed or paid during the financial year ended on December 31, 2013 to Mr. Eric Le Gentil, President and CEO | Management | For | | For | |
| 7 | Notice on the compensation owed or paid during the financial year ended on December 31, 2013 to Mr. Vincent Rebillard, Managing Director | Management | For | | For | |
| 8 | Notice on the compensation owed or paid during the financial year ended on December 31, 2013 to Mr. Lahlou Khelifi, CEO from February 13 to July 17, 2013 | Management | For | | For | |
| 9 | Ratification of the appointment of Mrs. Anne- Marie de Chalambert as Board member | Management | For | | For | |
| 10 | Ratification of the appointment of the company Generali Vie as Censor | Management | For | | For | |
| 11 | Renewal of term of Mr. Jacques Dumas as Board member | Management | For | | For | |
| 12 | Renewal of term of Mr. Michel Savart as Board member | Management | For | | For | |
| 13 | Renewal of term of the company Casino, Guichard-Perrachon as Board member | Management | For | | For | |
| 14 | Appointment of Mrs. Ingrid Nappi-Choulet as Board member | Management | For | | For | |
| 15 | Appointment of the company Generali Vie as Board member | Management | For | | For | |
| 16 | Authorization to allow the Company to purchase its own shares | Management | For | | For | |
| GREAT EAGLE HOLDINGS LTD |
| Security | G4069C148 | | | | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | | | Meeting Date | 30-Apr-2014 | |
| ISIN | BMG4069C1486 | | | | Agenda | 705063840 - Management |
| Record Date | 23-Apr-2014 | | | | Holding Recon Date | 23-Apr-2014 | |
| City / | Country | HONG KONG | / | Bermuda | | Vote Deadline Date | 25-Apr-2014 | |
| SEDOL(s) | 5565571 - 6387406 - B01XWJ0 - B16TBH1 - B1CL030 | Quick Code | | |
| | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR-ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | | | | |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEH K/2014/0325/LTN20140325810.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEH K/2014/0325/LTN20140325795.pdf | Non-Voting | | | | |
| 1 | To receive and consider the audited consolidated Financial Statements of the Company and its subsidiaries for the year ended 31 December 2013 together with the Reports of the Directors and Independent Auditor thereon | Management | For | | For | |
| 2 | To declare the payment of a Final Dividend of HK43 cents per share and a Special Final Dividend of HK50 cents per share | Management | For | | For | |
| 3 | To re-elect Mr. Cheng Hoi Chuen, Vincent as an Independent Non-executive Director | Management | For | | For | |
| 4 | To re-elect Madam Law Wai Duen as an Executive Director | Management | For | | For | |
| 5 | To re-elect Mr. Lo Hong Sui, Vincent as a Non- executive Director | Management | For | | For | |
| 6 | To re-elect Mr. Kan Tak Kwong as an Executive Director | Management | For | | For | |
| 7 | To fix the maximum number of Directors at 15 and authorize the Directors to appoint additional Directors up to such maximum number | Management | For | | For | |
| 8 | To fix a fee of HKD 130,000 per annum as ordinary remuneration payable to each Director | Management | For | | For | |
| 9 | To re-appoint Messrs. Deloitte Touche Tohmatsu as Auditor and authorize the Board of Directors to fix the Auditor's remuneration | Management | For | | For | |
| 10 | To give a general mandate to the Directors to buy-back shares not exceeding 10% of the issued share capital | Management | For | | For | |
| 11 | To give a general mandate to the Directors to allot, issue and deal with additional shares not exceeding 20% of the issued share capital | Management | For | | For | |
| 12 | To approve, confirm and ratify the grant of options to Dr. Lo Ka Shui | Management | For | | For | |
| CYRUSONE INC. |
| Security | 23283R100 | | | | Meeting Type | Annual |
| Ticker Symbol | CONE | | | | Meeting Date | 01-May-2014 | |
| ISIN | US23283R1005 | | | | Agenda | 933941379 - Management |
| Record Date | 03-Mar-2014 | | | | Holding Recon Date | 03-Mar-2014 | |
| City / | Country | | / | United States | | Vote Deadline Date | 30-Apr-2014 | |
| SEDOL(s) | | Quick Code | | |
| | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1. | DIRECTOR | Management | | | | | |
| | 1 | GARY J. WOJTASZEK | | For | For | |
| | 2 | JOHN F. CASSIDY | | For | For | |
| | 3 | WILLIAM E. SULLIVAN | | For | For | |
| | 4 | T. TOD NIELSEN | | For | For | |
| | 5 | ALEX SHUMATE | | For | For | |
| | 6 | MELISSA E. HATHAWAY | | For | For | |
| | 7 | DAVID H. FERDMAN | | For | For | |
| | 8 | LYNN A. WENTWORTH | | For | For | |
| | 9 | JOHN W. GAMBLE | | For | For | |
| 2. | THE APPROVAL OF OUR 2014 EMPLOYEE STOCK PURCHASE PLAN | Management | For | | For | |
| 3. | THE APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER OUR 2012 LONG-TERM INCENTIVE PLAN FOR PURPOSES OF INTERNAL REVENUE CODE SECTION 162(M) | Management | For | | For | |
| 4. | THE APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER OUR 2013 SHORT-TERM INCENTIVE PLAN FOR PURPOSES OF INTERNAL REVENUE CODE SECTION 162(M) | Management | For | | For | |
| 5. | THE RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014 | Management | For | | For | |
| AMERICAN CAMPUS COMMUNITIES, INC. |
| Security | 024835100 | | | | Meeting Type | Annual |
| Ticker Symbol | ACC | | | | Meeting Date | 01-May-2014 | |
| ISIN | US0248351001 | | | | Agenda | 933952170 - Management |
| Record Date | 10-Mar-2014 | | | | Holding Recon Date | 10-Mar-2014 | |
| City / | Country | | / | United States | | Vote Deadline Date | 30-Apr-2014 | |
| SEDOL(s) | | Quick Code | | |
| | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: WILLIAM C. BAYLESS JR. | Management | For | | For | |
| 1B. | ELECTION OF DIRECTOR: R.D. BURCK | Management | For | | For | |
| 1C. | ELECTION OF DIRECTOR: G. STEVEN DAWSON | Management | For | | For | |
| 1D. | ELECTION OF DIRECTOR: CYDNEY C. DONNELL | Management | For | | For | |
| 1E. | ELECTION OF DIRECTOR: DENNIS G. LOPEZ | Management | For | | For | |
| 1F. | ELECTION OF DIRECTOR: EDWARD LOWENTHAL | Management | For | | For | |
| 1G. | ELECTION OF DIRECTOR: OLIVER LUCK | Management | For | | For | |
| 1H. | ELECTION OF DIRECTOR: C. PATRICK OLES, JR. | Management | For | | For | |
| 1I. | ELECTION OF DIRECTOR: WINSTON W. WALKER | Management | For | | For | |
| 2. | RATIFICATION OF ERNST & YOUNG AS OUR INDEPENDENT AUDITORS FOR 2014 | Management | For | | For | |
| 3. | TO PROVIDE A NON-BINDING ADVISORY VOTE APPROVING THE COMPANY'S EXECUTIVE COMPENSATION PROGRAM | Management | For | | For | |
| REALOGY HOLDINGS CORP. |
| Security | 75605Y106 | | | | Meeting Type | Annual |
| Ticker Symbol | RLGY | | | | Meeting Date | 02-May-2014 | |
| ISIN | US75605Y1064 | | | | Agenda | 933941571 - Management |
| Record Date | 07-Mar-2014 | | | | Holding Recon Date | 07-Mar-2014 | |
| City / | Country | | / | United States | | Vote Deadline Date | 01-May-2014 | |
| SEDOL(s) | | Quick Code | | |
| | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1. | DIRECTOR | Management | | | | | |
| | 1 | JESSICA M. BIBLIOWICZ | | For | For | |
| | 2 | FIONA P. DIAS | | For | For | |
| 2. | APPROVAL OF AMENDMENT TO THE CERTIFICATE OF INCORPORATION OF REALOGY HOLDINGS TO ELIMINATE THE CLASSIFIED BOARD STRUCTURE. | Management | For | | For | |
| 3. | APPROVAL OF AMENDMENT TO THE CERTIFICATE OF INCORPORATION OF REALOGY HOLDINGS TO ELIMINATE PROVISIONS RELATED TO APOLLO. | Management | For | | For | |
| 4. | ADVISORY VOTE TO APPROVE REALOGY HOLDINGS EXECUTIVE COMPENSATION PROGRAM. | Management | For | | For | |
| 5. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP TO SERVE AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. | Management | For | | For | |
| POTLATCH CORPORATION |
| Security | 737630103 | | | | Meeting Type | Annual |
| Ticker Symbol | PCH | | | | Meeting Date | 05-May-2014 | |
| ISIN | US7376301039 | | | | Agenda | 933951798 - Management |
| Record Date | 14-Mar-2014 | | | | Holding Recon Date | 14-Mar-2014 | |
| City / | Country | | / | United States | | Vote Deadline Date | 02-May-2014 | |
| SEDOL(s) | | Quick Code | | |
| | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1.1 | ELECTION OF DIRECTOR: JOHN S. MOODY | Management | For | | For | |
| 1.2 | ELECTION OF DIRECTOR: LAWRENCE S. PEIROS | Management | For | | For | |
| 2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT AUDITORS FOR 2014. | Management | For | | For | |
| 3. | APPROVAL OF 2014 LONG-TERM INCENTIVE PLAN. | Management | For | | For | |
| 4. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | | For | |
| CBL & ASSOCIATES PROPERTIES, INC. |
| Security | 124830100 | | | | Meeting Type | Annual |
| Ticker Symbol | CBL | | | | Meeting Date | 05-May-2014 | |
| ISIN | US1248301004 | | | | Agenda | 933960800 - Management |
| Record Date | 07-Mar-2014 | | | | Holding Recon Date | 07-Mar-2014 | |
| City / | Country | | / | United States | | Vote Deadline Date | 02-May-2014 | |
| SEDOL(s) | | Quick Code | | |
| | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1. | DIRECTOR | Management | | | | | |
| | 1 | CHARLES B. LEBOVITZ | | For | For | |
| | 2 | STEPHEN D. LEBOVITZ | | For | For | |
| | 3 | GARY L. BRYENTON | | For | For | |
| | 4 | A. LARRY CHAPMAN | | For | For | |
| | 5 | THOMAS J. DEROSA | | For | For | |
| | 6 | MATTHEW S. DOMINSKI | | For | For | |
| | 7 | GARY J. NAY | | For | For | |
| | 8 | KATHLEEN M. NELSON | | For | For | |
| 2. | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE, LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE COMPANY'S FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | | For | |
| 3. | AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | Management | For | | For | |
| HONGKONG LAND HOLDINGS LTD |
| Security | G4587L109 | | | | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | | | Meeting Date | 07-May-2014 | |
| ISIN | BMG4587L1090 | | | | Agenda | 705171560 - Management |
| Record Date | 02-May-2014 | | | | Holding Recon Date | 02-May-2014 | |
| City / | Country | HAMILTO N | / | Bermuda | | Vote Deadline Date | 29-Apr-2014 | |
| SEDOL(s) | 0435743 - 0435765 - 0435839 - 2513421 - 5267178 - 6434874 - 6434915 - 6434948 - 7618042 - B02TXJ4 - B84RZ85 | Quick Code | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1 | TO RECEIVE AND CONSIDER THE FINANCIAL STATEMENTS AND THE INDEPENDENT AUDITORS REPORT FOR THE YEAR ENDED 31ST DECEMBER 2013, AND TO DECLARE A FINAL DIVIDEND | Management | For | | For | |
| 2 | TO RE-ELECT CHARLES ALLEN JONES AS A DIRECTOR | Management | For | | For | |
| 3 | TO RE-ELECT JENKIN HUI AS A DIRECTOR | Management | For | | For | |
| 4 | TO RE-ELECT SIR HENRY KESWICK AS A DIRECTOR | Management | For | | For | |
| 5 | TO RE-ELECT SIMON KESWICK AS A DIRECTOR | Management | For | | For | |
| 6 | TO RE-ELECT LORD POWELL OF BAYSWATER AS A DIRECTOR | Management | For | | For | |
| 7 | TO RE-APPOINT THE AUDITORS AND TO AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | For | | For | |
| 8 | TO RENEW THE GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES | Management | For | | For | |
| 9 | TO RENEW THE GENERAL MANDATE TO THE DIRECTORS TO PURCHASE THE COMPANY'S SHARES | Management | For | | For | |
| CMMT | 22 APR 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF RECORD DATE-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU D-ECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | | | | |
| GPT GROUP |
| Security | Q4252X155 | | | | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | | | Meeting Date | 08-May-2014 | |
| ISIN | AU000000GPT8 | | | | Agenda | 705077205 - Management |
| Record Date | 06-May-2014 | | | | Holding Recon Date | 06-May-2014 | |
| City / | Country | SYDNEY | / | Australia | | Vote Deadline Date | 30-Apr-2014 | |
| SEDOL(s) | 6365350 - 6365866 - B06LZH8 - B2PF917 - BHZLHN8 | Quick Code | | |
| | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 2, 3, 4 AND 5 VOTES-CAST BY ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (as referred in the company-announcement) YOU SHOULD NOT VOTE (OR VOTE "ABSTAIN") ON THE RELEVANT-PROPOSAL ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT-OR EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY-VOTING (FOR OR AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE-THAT YOU HAVE NOT OBTAINED BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE-PASSING OF THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION. | Non-Voting | | | | |
| CMMT | 31 MAR 2014: PLEASE NOTE THAT BELOW RESOLUTIONS 1 AND 2 ARE FOR THE COMPANY AN-D RESOLUTION 3, 4 AND 5 ARE FOR THE COMPANY AND TRUST AND RESOLUTION 6 IS FOR-THE TRUST. THANK YOU | Non-Voting | | | | |
| 1 | Re-election of Mr Gene Tilbrook as a Director | Management | For | | For | |
| 2 | Adoption of Remuneration Report | Management | For | | For | |
| 3 | Approval of amended GPT Group Stapled Securities Rights Plan | Management | For | | For | |
| 4 | Grant of performance rights to the Company's Chief Executive Officer and Managing Director, Michael Cameron (deferred short term incentive) | Management | For | | For | |
| 5 | Grant of performance rights to the Company's Chief Executive Officer and Managing Director, Michael Cameron (long term incentive) | Management | For | | For | |
| 6 | Amendments to the Trust Constitution | Management | For | | For | |
| CMMT | 31 MAR 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION TO TEXT O-F COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS P-ROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | | | | |
| ARMOUR RESIDENTIAL REIT, INC |
| Security | 042315101 | | | | Meeting Type | Annual |
| Ticker Symbol | ARR | | | | Meeting Date | 08-May-2014 | |
| ISIN | US0423151010 | | | | Agenda | 933952702 - Management |
| Record Date | 17-Mar-2014 | | | | Holding Recon Date | 17-Mar-2014 | |
| City / | Country | | / | United States | | Vote Deadline Date | 07-May-2014 | |
| SEDOL(s) | | Quick Code | | |
| | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1 | DIRECTOR | Management | | | | | |
| | 1 | SCOTT J. ULM | | For | For | |
| | 2 | JEFFREY J. ZIMMER | | For | For | |
| | 3 | DANIEL C. STATON | | For | For | |
| | 4 | MARC H. BELL | | For | For | |
| | 5 | CAROLYN DOWNEY | | For | For | |
| | 6 | THOMAS K. GUBA | | For | For | |
| | 7 | ROBERT C. HAIN | | For | For | |
| | 8 | JOHN P. HOLLIHAN, III | | For | For | |
| | 9 | STEWART J. PAPERIN | | For | For | |
| 2 | TO APPROVE AN AMENDMENT TO ARMOUR'S AMENDED AND RESTATED 2009 STOCK INCENTIVE PLAN TO INCREASE THE AGGREGATE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE THEREUNDER FROM 2,000,000 SHARES TO 15,000,000 SHARES. | Management | For | | For | |
| 3 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS ARMOUR'S INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2014. | Management | For | | For | |
| COLONY FINANCIAL INC |
| Security | 19624R106 | | | | Meeting Type | Annual |
| Ticker Symbol | CLNY | | | | Meeting Date | 08-May-2014 | |
| ISIN | US19624R1068 | | | | Agenda | 933966307 - Management |
| Record Date | 25-Mar-2014 | | | | Holding Recon Date | 25-Mar-2014 | |
| City / | Country | | / | United States | | Vote Deadline Date | 07-May-2014 | |
| SEDOL(s) | | Quick Code | | |
| | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1. | DIRECTOR | Management | | | | | |
| | 1 | THOMAS J. BARRACK, JR. | | For | For | |
| | 2 | RICHARD B. SALTZMAN | | For | For | |
| | 3 | GEORGE G.C. PARKER | | For | For | |
| | 4 | JOHN A. SOMERS | | For | For | |
| | 5 | JOHN L. STEFFENS | | For | For | |
| 2. | APPROVAL OF AN ADVISORY PROPOSAL REGARDING THE COMPENSATION PAID TO COLONY FINANCIAL'S NAMED EXECUTIVE OFFICERS (THE "SAY ON PAY" PROPOSAL). | Management | For | | For | |
| 3. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT PUBLIC AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | | For | |
| 4. | APPROVAL OF THE COLONY FINANCIAL, INC. 2014 EQUITY INCENTIVE PLAN, WHICH CONSTITUTES AN AMENDMENT AND RESTATEMENT OF THE COMPANY'S 2011 EQUITY INCENTIVE PLAN, AND SECTION 162(M) MATERIAL TERMS FOR PAYMENT. | Management | For | | For | |
| ROUSE PROPERTIES, INC. |
| Security | 779287101 | | | | Meeting Type | Annual |
| Ticker Symbol | RSE | | | | Meeting Date | 09-May-2014 | |
| ISIN | US7792871011 | | | | Agenda | 933951750 - Management |
| Record Date | 12-Mar-2014 | | | | Holding Recon Date | 12-Mar-2014 | |
| City / | Country | | / | United States | | Vote Deadline Date | 08-May-2014 | |
| SEDOL(s) | | Quick Code | | |
| | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1. | DIRECTOR | Management | | | | | |
| | 1 | MR. JEFFREY BLIDNER | | For | For | |
| | 2 | MR. RICHARD CLARK | | For | For | |
| | 3 | MR. CHRISTOPHER HALEY | | For | For | |
| | 4 | MR. MICHAEL HEGARTY | | For | For | |
| | 5 | MR. BRIAN KINGSTON | | For | For | |
| | 6 | MR. DAVID KRUTH | | For | For | |
| | 7 | MR. MICHAEL MULLEN | | For | For | |
| | 8 | MR. ANDREW SILBERFEIN | | For | For | |
| 2. | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | | For | |
| 3. | TO APPROVE, ON AN ADVISORY BASIS, NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | | For | |
| 4. | TO APPROVE THE ROUSE PROPERTIES, INC. EMPLOYEE STOCK PURCHASE PLAN. | Management | For | | For | |
| HEALTHCARE REALTY TRUST INCORPORATED |
| Security | 421946104 | | | | Meeting Type | Annual |
| Ticker Symbol | HR | | | | Meeting Date | 13-May-2014 | |
| ISIN | US4219461047 | | | | Agenda | 933941519 - Management |
| Record Date | 13-Mar-2014 | | | | Holding Recon Date | 13-Mar-2014 | |
| City / | Country | | / | United States | | Vote Deadline Date | 12-May-2014 | |
| SEDOL(s) | | Quick Code | | |
| | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1. | DIRECTOR | Management | | | | | |
| | 1 | DAVID R. EMERY | | For | For | |
| | 2 | BATEY M. GRESHAM, JR. | | For | For | |
| | 3 | DAN S. WILFORD | | For | For | |
| 2. | RATIFY THE APPOINTMENT OF BDO USA, LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | | For | |
| 3. | RESOLVED, THAT THE SHAREHOLDERS OF HEALTHCARE REALTY TRUST INCORPORATED APPROVE, ON A NON- BINDING ADVISORY BASIS, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED PURSUANT TO ITEM 402 OF REGULATION S-K IN THE COMPANY'S PROXY STATEMENT FOR THE 2014 ANNUAL MEETING OF SHAREHOLDERS. | Management | For | | For | |
| ASHFORD HOSPITALITY TRUST, INC. |
| Security | 044103109 | | | | Meeting Type | Annual |
| Ticker Symbol | AHT | | | | Meeting Date | 13-May-2014 | |
| ISIN | US0441031095 | | | | Agenda | 933980852 - Management |
| Record Date | 11-Mar-2014 | | | | Holding Recon Date | 11-Mar-2014 | |
| City / | Country | | / | United States | | Vote Deadline Date | 12-May-2014 | |
| SEDOL(s) | | Quick Code | | |
| | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1. | DIRECTOR | Management | | | | | |
| | 1 | MONTY J. BENNETT | | For | For | |
| | 2 | BENJAMIN J. ANSELL, MD | | For | For | |
| | 3 | THOMAS E. CALLAHAN | | For | For | |
| | 4 | AMISH GUPTA | | For | For | |
| | 5 | KAMAL JAFARNIA | | For | For | |
| | 6 | ALAN L. TALLIS | | For | For | |
| | 7 | PHILIP S. PAYNE | | For | For | |
| 2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP, A NATIONAL PUBLIC ACCOUNTING FIRM, AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | | For | |
| 3. | TO OBTAIN ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | | For | |
| 4. | TO APPROVE AN AMENDMENT TO THE COMPANY'S 2011 STOCK INCENTIVE PLAN THAT WILL INCREASE THE NUMBER OF SHARES RESERVED FOR ISSUANCE UNDER THE PLAN BY 5,750,000 SHARES. | Management | For | | For | |
| 5. | TO VOTE ON A NON-BINDING STOCKHOLDER PROPOSAL TO ADOPT A MAJORITY VOTE STANDARD IN DIRECTOR ELECTIONS. | Shareholder | For | | Against | |
| ASHFORD HOSPITALITY PRIME INC |
| Security | 044102101 | | | | Meeting Type | Annual |
| Ticker Symbol | AHP | | | | Meeting Date | 13-May-2014 | |
| ISIN | US0441021013 | | | | Agenda | 933981082 - Management |
| Record Date | 11-Mar-2014 | | | | Holding Recon Date | 11-Mar-2014 | |
| City / | Country | | / | United States | | Vote Deadline Date | 12-May-2014 | |
| SEDOL(s) | | Quick Code | | |
| | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1. | DIRECTOR | Management | | | | | |
| | 1 | MONTY J. BENNETT | | For | For | |
| | 2 | STEFANI D. CARTER | | For | For | |
| | 3 | DOUGLAS A. KESSLER | | For | For | |
| | 4 | CURTIS B. MCWILLIAMS | | For | For | |
| | 5 | W. MICHAEL MURPHY | | For | For | |
| | 6 | MATTHEW D. RINALDI | | For | For | |
| | 7 | ANDREW L. STRONG | | For | For | |
| 2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | | For | |
| 3. | TO VOTE ON A STOCKHOLDER PROPOSAL TO AMEND THE BYLAWS TO OPT OUT OF MARYLAND'S ANTI-TAKEOVER STATUTE AND TO REQUIRE A MAJORITY VOTE OF STOCKHOLDERS BEFORE OPTING BACK INTO THE ACT. | Shareholder | For | | Against | |
| BOARDWALK REAL ESTATE INVT TR |
| Security | 096631106 | | | | Meeting Type | MIX |
| Ticker Symbol | | | | | Meeting Date | 14-May-2014 | |
| ISIN | CA0966311064 | | | | Agenda | 705133748 - Management |
| Record Date | 26-Mar-2014 | | | | Holding Recon Date | 26-Mar-2014 | |
| City / | Country | CALGARY | / | Canada | | Vote Deadline Date | 08-May-2014 | |
| SEDOL(s) | B011205 - B011KY5 | Quick Code | | |
| | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTIONS "1, 4 AND 5" AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR-RESOLUTION NUMBERS "2.1 TO 2.7 AND 3". THANK YOU. | Non-Voting | | | | |
| 1 | TO FIX THE NUMBER OF TRUSTEES TO BE ELECTED AT THE MEETING AT NOT MORE THAN SEVEN (7) | Management | For | | For | |
| 2.1 | ELECTION OF TRUSTEE: JAMES R. DEWALD | Management | For | | For | |
| 2.2 | ELECTION OF TRUSTEE: GARY GOODMAN | Management | For | | For | |
| 2.3 | ELECTION OF TRUSTEE: ARTHUR L. HAVENER, JR | Management | For | | For | |
| 2.4 | ELECTION OF TRUSTEE: SAM KOLIAS | Management | For | | For | |
| 2.5 | ELECTION OF TRUSTEE: SAMANTHA KOLIAS | Management | For | | For | |
| 2.6 | ELECTION OF TRUSTEE: AL W. MAWANI | Management | For | | For | |
| 2.7 | ELECTION OF TRUSTEE: ANDREA M. STEPHEN | Management | For | | For | |
| 3 | TO APPOINT DELOITTE LLP, CHARTERED ACCOUNTANTS AS AUDITORS OF THE TRUST FOR THE ENSUING YEAR AND TO AUTHORIZE THE TRUSTEES OF THE TRUST TO FIX THE REMUNERATION OF SUCH AUDITORS | Management | For | | For | |
| 4 | TO CONSIDER AND, IF THOUGHT ADVISABLE, TO PASS A RESOLUTION APPROVING AMENDMENTS TO THE DECLARATION OF TRUST CONSTITUTING THE TRUST WHICH ARE CONTEMPLATED OR NECESSARY IN CONNECTION WITH THE BUSINESS OF THE TRUST, ALL AS MORE PARTICULARLY SET FORTH IN THE CIRCULAR | Management | For | | For | |
| 5 | AN ADVISORY VOTE ON THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE COMPENSATION DISCUSSION AND ANALYSIS SECTION OF THE CIRCULAR | Management | For | | For | |
| UNITE GROUP PLC, BRISTOL |
| Security | G9283N101 | | | | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | | | Meeting Date | 15-May-2014 | |
| ISIN | GB0006928617 | | | | Agenda | 705155629 - Management |
| Record Date | | | | | Holding Recon Date | 13-May-2014 | |
| City / | Country | BRISTOL | / | United Kingdom | | Vote Deadline Date | 07-May-2014 | |
| SEDOL(s) | 0692861 - B10SP27 - B3BK4M9 | Quick Code | | |
| | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1 | TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2013 | Management | For | | For | |
| 2 | TO APPROVE THE DIRECTORS' REMUNERATION POLICY SET OUT ON PAGES 68 TO 75 (INCLUSIVE) IN THE ANNUAL REPORT AND ACCOUNTS | Management | For | | For | |
| 3 | TO APPROVE THE ANNUAL STATEMENT AND THE ANNUAL REPORT ON REMUNERATION FOR THE YEAR ENDED 31 DECEMBER 2013 SET OUT ON PAGE 67 AND PAGES 76 TO 87 (INCLUSIVE) RESPECTIVELY IN THE ANNUAL REPORT AND ACCOUNTS | Management | For | | For | |
| 4 | TO DECLARE A FINAL DIVIDEND OF 3.2P PER ORDINARY SHARE | Management | For | | For | |
| 5 | TO RE-ELECT MR P M WHITE AS A DIRECTOR OF THE COMPANY | Management | For | | For | |
| 6 | TO RE-ELECT MR M C ALLAN AS A DIRECTOR OF THE COMPANY | Management | For | | For | |
| 7 | TO RE-ELECT MR J J LISTER AS A DIRECTOR OF THE COMPANY | Management | For | | For | |
| 8 | TO RE-ELECT MR R C SIMPSON AS A DIRECTOR OF THE COMPANY | Management | For | | For | |
| 9 | TO RE-ELECT MR R S SMITH AS A DIRECTOR OF THE COMPANY | Management | For | | For | |
| 10 | TO RE-ELECT MRS M K WOLSTENHOLME AS A DIRECTOR OF THE COMPANY | Management | For | | For | |
| 11 | TO RE-ELECT SIR TIM WILSON AS A DIRECTOR OF THE COMPANY | Management | For | | For | |
| 12 | TO RE-ELECT MR A JONES AS A DIRECTOR OF THE COMPANY | Management | For | | For | |
| 13 | TO ELECT MS ELIZABETH MCMEIKAN AS A DIRECTOR OF THE COMPANY | Management | For | | For | |
| 14 | TO APPOINT KPMG LLP AS AUDITORS OF THE COMPANY | Management | For | | For | |
| 15 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE REMUNERATION OF THE AUDITORS | Management | For | | For | |
| 16 | TO GRANT THE DIRECTORS AUTHORITY TO ALLOT SHARES IN THE COMPANY | Management | For | | For | |
| 17 | TO DIS-APPLY STATUTORY PRE-EMPTION RIGHTS | Management | For | | For | |
| 18 | TO ALLOW GENERAL MEETINGS, OTHER THAN ANNUAL GENERAL MEETINGS, TO BE CALLED ON NOT LESS THAN 14 DAYS' CLEAR NOTICE | Management | For | | For | |
| CORRECTIONS CORPORATION OF AMERICA |
| Security | 22025Y407 | | | | Meeting Type | Annual |
| Ticker Symbol | CXW | | | | Meeting Date | 15-May-2014 | |
| ISIN | US22025Y4070 | | | | Agenda | 933960886 - Management |
| Record Date | 21-Mar-2014 | | | | Holding Recon Date | 21-Mar-2014 | |
| City / | Country | | / | United States | | Vote Deadline Date | 14-May-2014 | |
| SEDOL(s) | | Quick Code | | |
| | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: JOHN D. FERGUSON | Management | For | | For | |
| 1B. | ELECTION OF DIRECTOR: DAMON T. HININGER | Management | For | | For | |
| 1C. | ELECTION OF DIRECTOR: DONNA M. ALVARADO | Management | For | | For | |
| 1D. | ELECTION OF DIRECTOR: JOHN D. CORRENTI | Management | For | | For | |
| 1E. | ELECTION OF DIRECTOR: ROBERT J. DENNIS | Management | For | | For | |
| 1F. | ELECTION OF DIRECTOR: C. MICHAEL JACOBI | Management | For | | For | |
| 1G. | ELECTION OF DIRECTOR: ANNE L. MARIUCCI | Management | For | | For | |
| 1H. | ELECTION OF DIRECTOR: THURGOOD MARSHALL, JR. | Management | For | | For | |
| 1I. | ELECTION OF DIRECTOR: CHARLES L. OVERBY | Management | For | �� | For | |
| 1J. | ELECTION OF DIRECTOR: JOHN R. PRANN, JR. | Management | For | | For | |
| 1K. | ELECTION OF DIRECTOR: JOSEPH V. RUSSELL | Management | For | | For | |
| 2. | RATIFICATION OF THE APPOINTMENT BY OUR AUDIT COMMITTEE OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | | For | |
| 3. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Management | For | | For | |
| AMREIT, INC. |
| Security | 03216B208 | | | | Meeting Type | Annual |
| Ticker Symbol | AMRE | | | | Meeting Date | 15-May-2014 | |
| ISIN | US03216B2088 | | | | Agenda | 933972994 - Management |
| Record Date | 31-Mar-2014 | | | | Holding Recon Date | 31-Mar-2014 | |
| City / | Country | | / | United States | | Vote Deadline Date | 14-May-2014 | |
| SEDOL(s) | | Quick Code | | |
| | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1. | DIRECTOR | Management | | | | | |
| | 1 | R.S. CARTWRIGHT, JR. | | For | For | |
| | 2 | BRENT LONGNECKER | | For | For | |
| | 3 | SCOT LUTHER | | For | For | |
| | 4 | MACK PRIDGEN | | For | For | |
| | 5 | H.L. "HANK" RUSH, JR. | | For | For | |
| | 6 | PHILIP TAGGART | | For | For | |
| | 7 | H. KERR TAYLOR | | For | For | |
| 2. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | | For | |
| FIRST POTOMAC REALTY TRUST |
| Security | 33610F109 | | | | Meeting Type | Annual |
| Ticker Symbol | FPO | | | | Meeting Date | 20-May-2014 | |
| ISIN | US33610F1093 | | | | Agenda | 933958918 - Management |
| Record Date | 14-Mar-2014 | | | | Holding Recon Date | 14-Mar-2014 | |
| City / | Country | | / | United States | | Vote Deadline Date | 19-May-2014 | |
| SEDOL(s) | | Quick Code | | |
| | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1. | DIRECTOR | Management | | | | | |
| | 1 | ROBERT H. ARNOLD | | For | For | |
| | 2 | RICHARD B. CHESS | | For | For | |
| | 3 | DOUGLAS J. DONATELLI | | For | For | |
| | 4 | J. RODERICK HELLER III | | For | For | |
| | 5 | R. MICHAEL MCCULLOUGH | | For | For | |
| | 6 | ALAN G. MERTEN | | For | For | |
| | 7 | THOMAS E. ROBINSON | | For | For | |
| | 8 | TERRY L. STEVENS | | For | For | |
| 2. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | | For | |
| 3. | ADVISORY APPROVAL OF NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | | For | |
| AMERICAN TOWER CORPORATION |
| Security | 03027X100 | | | | Meeting Type | Annual |
| Ticker Symbol | AMT | | | | Meeting Date | 20-May-2014 | |
| ISIN | US03027X1000 | | | | Agenda | 933965735 - Management |
| Record Date | 25-Mar-2014 | | | | Holding Recon Date | 25-Mar-2014 | |
| City / | Country | | / | United States | | Vote Deadline Date | 19-May-2014 | |
| SEDOL(s) | | Quick Code | | |
| | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: RAYMOND P. DOLAN | Management | For | | For | |
| 1B. | ELECTION OF DIRECTOR: RONALD M. DYKES | Management | For | | For | |
| 1C. | ELECTION OF DIRECTOR: CAROLYN F. KATZ | Management | For | | For | |
| 1D. | ELECTION OF DIRECTOR: GUSTAVO LARA CANTU | Management | For | | For | |
| 1E. | ELECTION OF DIRECTOR: JOANN A. REED | Management | For | | For | |
| 1F. | ELECTION OF DIRECTOR: PAMELA D.A. REEVE | Management | For | | For | |
| 1G. | ELECTION OF DIRECTOR: DAVID E. SHARBUTT | Management | For | | For | |
| 1H. | ELECTION OF DIRECTOR: JAMES D. TAICLET, JR. | Management | For | | For | |
| 1I. | ELECTION OF DIRECTOR: SAMME L. THOMPSON | Management | For | | For | |
| 2. | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | | For | |
| 3. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | | For | |
| ELLINGTON FINANCIAL LLC |
| Security | 288522303 | | | | Meeting Type | Annual |
| Ticker Symbol | EFC | | | | Meeting Date | 20-May-2014 | |
| ISIN | US2885223030 | | | | Agenda | 933967789 - Management |
| Record Date | 21-Mar-2014 | | | | Holding Recon Date | 21-Mar-2014 | |
| City / | Country | | / | United States | | Vote Deadline Date | 19-May-2014 | |
| SEDOL(s) | | Quick Code | | |
| | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1. | DIRECTOR | Management | | | | | |
| | 1 | THOMAS F. ROBARDS | | For | For | |
| | 2 | MICHAEL W. VRANOS | | For | For | |
| | 3 | LAURENCE PENN | | For | For | |
| | 4 | RONALD I. SIMON, PH.D. | | For | For | |
| | 5 | EDWARD RESENDEZ | | For | For | |
| 2. | THE APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | For | | For | |
| 3. | THE RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | | For | |
| ELLINGTON RESIDENTIAL MORTGAGE REIT |
| Security | 288578107 | | | | Meeting Type | Annual |
| Ticker Symbol | EARN | | | | Meeting Date | 20-May-2014 | |
| ISIN | US2885781078 | | | | Agenda | 933970077 - Management |
| Record Date | 21-Mar-2014 | | | | Holding Recon Date | 21-Mar-2014 | |
| City / | Country | | / | United States | | Vote Deadline Date | 19-May-2014 | |
| SEDOL(s) | | Quick Code | | |
| | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1. | DIRECTOR | Management | | | | | |
| | 1 | THOMAS F. ROBARDS | | For | For | |
| | 2 | MICHAEL W. VRANOS | | For | For | |
| | 3 | LAURENCE PENN | | For | For | |
| | 4 | RONALD I. SIMON, PH.D. | | For | For | |
| | 5 | ROBERT B. ALLARDICE III | | For | For | |
| | 6 | DAVID J. MILLER | | For | For | |
| | 7 | MENES O. CHEE | | For | For | |
| 2. | THE RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | | For | |
| AMERICAN RESIDENTIAL PROPERTIES, INC. |
| Security | 02927E303 | | | | Meeting Type | Annual |
| Ticker Symbol | ARPI | | | | Meeting Date | 21-May-2014 | |
| ISIN | US02927E3036 | | | | Agenda | 933970534 - Management |
| Record Date | 25-Mar-2014 | | | | Holding Recon Date | 25-Mar-2014 | |
| City / | Country | | / | United States | | Vote Deadline Date | 20-May-2014 | |
| SEDOL(s) | | Quick Code | | |
| | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1. | DIRECTOR | Management | | | | | |
| | 1 | STEPHEN G. SCHMITZ | | For | For | |
| | 2 | LAURIE A. HAWKES | | For | For | |
| | 3 | DOUGLAS N. BENHAM | | For | For | |
| | 4 | DAVID M. BRAIN | | For | For | |
| | 5 | KEITH R. GUERICKE | | For | For | |
| | 6 | TODD W. MANSFIELD | | For | For | |
| 2 | APPROVAL OF CERTAIN ISSUANCES OF SHARES OF COMMON STOCK UPON EXCHANGE OF OUR 3.25% EXCHANGEABLE SENIOR NOTES DUE 2018. | Management | For | | For | |
| 3 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | | For | |
| AEON MALL CO.,LTD. |
| Security | J10005106 | | | | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | | | Meeting Date | 22-May-2014 | |
| ISIN | JP3131430005 | | | | Agenda | 705246759 - Management |
| Record Date | 28-Feb-2014 | | | | Holding Recon Date | 28-Feb-2014 | |
| City / | Country | CHIBA | / | Japan | | Vote Deadline Date | 12-May-2014 | |
| SEDOL(s) | 6534202 - B3BGDX1 | Quick Code | 89050 | |
| | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1.1 | Appoint a Director | Management | For | | For | |
| 1.2 | Appoint a Director | Management | For | | For | |
| 1.3 | Appoint a Director | Management | For | | For | |
| 1.4 | Appoint a Director | Management | For | | For | |
| 1.5 | Appoint a Director | Management | For | | For | |
| 1.6 | Appoint a Director | Management | For | | For | |
| 1.7 | Appoint a Director | Management | For | | For | |
| 1.8 | Appoint a Director | Management | For | | For | |
| 1.9 | Appoint a Director | Management | For | | For | |
| 1.10 | Appoint a Director | Management | For | | For | |
| 1.11 | Appoint a Director | Management | For | | For | |
| 1.12 | Appoint a Director | Management | For | | For | |
| 2 | Appoint a Corporate Auditor | Management | For | | For | |
| RIOCAN REAL ESTATE INVESTMENT TRUST |
| Security | 766910103 | | | | Meeting Type | MIX |
| Ticker Symbol | | | | | Meeting Date | 28-May-2014 | |
| ISIN | CA7669101031 | | | | Agenda | 705220072 - Management |
| Record Date | 31-Mar-2014 | | | | Holding Recon Date | 31-Mar-2014 | |
| City / | Country | TORONT O | / | Canada | | Vote Deadline Date | 22-May-2014 | |
| SEDOL(s) | 2229610 - B043LH8 - B09G0X1 - B10SW82 | Quick Code | | |
| | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTIONS "3 AND 4" AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR- RESOLUTION NUMBERS "1.1 TO 1.9 AND 2". THANK YOU. | Non-Voting | | | | |
| 1.1 | ELECTION OF TRUSTEE OF THE TRUST: BONNIE BROOKS | Management | For | | For | |
| 1.2 | ELECTION OF TRUSTEE OF THE TRUST: CLARE R. COPELAND | Management | For | | For | |
| 1.3 | ELECTION OF TRUSTEE OF THE TRUST: RAYMOND M. GELGOOT | Management | For | | For | |
| 1.4 | ELECTION OF TRUSTEE OF THE TRUST: PAUL GODFREY, C.M., O.ONT | Management | For | | For | |
| 1.5 | ELECTION OF TRUSTEE OF THE TRUST: DALE H. LASTMAN | Management | For | | For | |
| 1.6 | ELECTION OF TRUSTEE OF THE TRUST: SHARON SALLOWS | Management | For | | For | |
| 1.7 | ELECTION OF TRUSTEE OF THE TRUST: EDWARD. SONSHINE,O.ONT.,Q.C | Management | For | | For | |
| 1.8 | ELECTION OF TRUSTEE OF THE TRUST: LUC VANNESTE | Management | For | | For | |
| 1.9 | ELECTION OF TRUSTEE OF THE TRUST: CHARLES M. WINOGRAD | Management | For | | For | |
| 2 | THE RE-APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS OF THE TRUST AND AUTHORIZATION OF THE TRUST'S BOARD OF TRUSTEES TO FIX THE AUDITORS' REMUNERATION | Management | For | | For | |
| 3 | THE ORDINARY RESOLUTION SET FORTH IN APPENDIX "A" TO THE MANAGEMENT INFORMATION CIRCULAR (THE "CIRCULAR") AUTHORIZING AND APPROVING THE ADOPTION OF THE DEFERRED UNIT PLAN FOR THE TRUST'S NON-EMPLOYEE TRUSTEES, SUBSTANTIALLY IN THE FORM ATTACHED AS APPENDIX "B" TO THE CIRCULAR | Management | For | | For | |
| 4 | THE NON-BINDING SAY-ON-PAY ADVISORY RESOLUTION SET FORTH IN THE CIRCULAR ON THE TRUST'S APPROACH TO EXECUTIVE COMPENSATION | Management | For | | For | |
| 5 | IN HIS OR HER DISCRETION WITH RESPECT TO SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING OR ANY ADJOURNMENT THEREOF | Management | For | | For | |
| WESTFIELD GROUP, SYDNEY NSW |
| Security | Q97062105 | | | | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | | | Meeting Date | 29-May-2014 | |
| ISIN | AU000000WDC7 | | | | Agenda | 705161420 - Management |
| Record Date | 27-May-2014 | | | | Holding Recon Date | 27-May-2014 | |
| City / | Country | SYDNEY | / | Australia | | Vote Deadline Date | 22-May-2014 | |
| SEDOL(s) | B01BTX7 - B020GC1 - B037L04 - BHZKQW7 | Quick Code | | |
| | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 2 AND VOTES CAST BY ANY-INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE PROPOSAL/S-WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR- EXPECT TO OBTAIN FUTURE BENEFIT (as referred in the company announcement) YOU- SHOULD NOT VOTE (OR VOTE "ABSTAIN") ON THE RELEVANT PROPOSAL ITEMS. BY DOING-SO, YOU ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN-BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST)-ON THE ABOVE MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED-BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT- PROPOSAL/S AND YOU COMPLY WITH THE VOTING EXCLUSION. | Non-Voting | | | | |
| 2 | THAT THE COMPANY'S REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2013 BE APPROVED | Management | For | | For | |
| 3 | THAT MR FRANK P. LOWY AC IS RE- ELECTED AS A DIRECTOR OF THE COMPANY | Management | For | | For | |
| 4 | THAT MR BRIAN M. SCHWARTZ AM IS RE- ELECTED AS A DIRECTOR OF THE COMPANY | Management | For | | For | |
| 5 | THAT MR STEVEN M. LOWY AM IS RE- ELECTED AS A DIRECTOR OF THE COMPANY | Management | For | | For | |
| 6 | THAT MS ILANA R. ATLAS IS RE-ELECTED AS A DIRECTOR OF THE COMPANY | Management | For | | For | |
| WESTFIELD GROUP, SYDNEY NSW |
| Security | Q97062105 | | | | Meeting Type | Special General Meeting |
| Ticker Symbol | | | | | Meeting Date | 29-May-2014 | |
| ISIN | AU000000WDC7 | | | | Agenda | 705173336 - Management |
| Record Date | 27-May-2014 | | | | Holding Recon Date | 27-May-2014 | |
| City / | Country | SYDNEY | / | Australia | | Vote Deadline Date | 22-May-2014 | |
| SEDOL(s) | B01BTX7 - B020GC1 - B037L04 - BHZKQW7 | Quick Code | | |
| | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1 | APPROVE THE CAPITAL REDUCTION | Management | For | | For | |
| 2 | APPROVE THE CAPITAL CONVERSION RESOLUTION | Management | For | | For | |
| 3 | APPROVE THE WESTFIELD TRUST CONSTITUTION AMENDMENTS | Management | For | | For | |
| 4 | APPROVE THE WESTFIELD AMERICA TRUST CONSTITUTION AMENDMENTS | Management | For | | For | |
| 5 | AUTHORIZE THE BOARD TO RATIFY AND EXECUTE APPROVED RESOLUTIONS | Management | For | | For | |
| 6 | APPROVE THE WESTFIELD HOLDINGS CONSTITUTION AMENDMENTS | Management | For | | For | |
| 7 | APPROVE THE STAPLING DEED RESOLUTION | Management | For | | For | |
| 8 | APPROVE THE CHANGE OF COMPANY NAME TO SCENTRE GROUP LIMITED | Management | For | | For | |
| CMMT | 18 APR 2014: PLEASE NOTE THAT THE MEETING TYPE WAS CHANGED FROM EGM TO SGM. IF-YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECI-DE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | | | | |
| WESTFIELD GROUP, SYDNEY NSW |
| Security | Q97062105 | | | | Meeting Type | Scheme Meeting |
| Ticker Symbol | | | | | Meeting Date | 29-May-2014 | |
| ISIN | AU000000WDC7 | | | | Agenda | 705230148 - Management |
| Record Date | 27-May-2014 | | | | Holding Recon Date | 27-May-2014 | |
| City / | Country | SYDNEY | / | Australia | | Vote Deadline Date | 22-May-2014 | |
| SEDOL(s) | B01BTX7 - B020GC1 - B037L04 - BHZKQW7 | Quick Code | | |
| | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1 | THAT, PURSUANT TO, AND IN ACCORDANCE WITH SECTION 411 OF THE CORPORATIONS ACT 2001 (CTH), THE SCHEME OF ARRANGEMENT PROPOSED BETWEEN WESTFIELD HOLDINGS AND THE HOLDERS OF ITS ORDINARY SHARES AS CONTAINED IN AND MORE PRECISELY DESCRIBED IN THE SECURITYHOLDER BOOKLET OF WHICH THE NOTICE CONVENING THIS MEETING FORMS PART IS APPROVED (WITH OR WITHOUT MODIFICATION AS APPROVED BY THE SUPREME COURT OF NEW SOUTH WALES) | Management | For | | For | |
| CORESITE REALTY CORPORATION |
| Security | 21870Q105 | | | | Meeting Type | Annual |
| Ticker Symbol | COR | | | | Meeting Date | 29-May-2014 | |
| ISIN | US21870Q1058 | | | | Agenda | 933975685 - Management |
| Record Date | 02-Apr-2014 | | | | Holding Recon Date | 02-Apr-2014 | |
| City / | Country | | / | United States | | Vote Deadline Date | 28-May-2014 | |
| SEDOL(s) | | Quick Code | | |
| | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1. | DIRECTOR | Management | | | | | |
| | 1 | ROBERT G. STUCKEY | | For | For | |
| | 2 | THOMAS M. RAY | | For | For | |
| | 3 | JAMES A. ATTWOOD, JR. | | For | For | |
| | 4 | MICHAEL KOEHLER | | For | For | |
| | 5 | PAUL E. SZUREK | | For | For | |
| | 6 | J. DAVID THOMPSON | | For | For | |
| | 7 | DAVID A. WILSON | | For | For | |
| 2 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | | For | |
| 3 | THE ADVISORY RESOLUTION TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | | For | |
| AMERICAN REALTY CAPITAL PROPERTIES, INC. |
| Security | 02917T104 | | | | Meeting Type | Annual |
| Ticker Symbol | ARCP | | | | Meeting Date | 29-May-2014 | |
| ISIN | US02917T1043 | | | | Agenda | 934009350 - Management |
| Record Date | 17-Apr-2014 | | | | Holding Recon Date | 17-Apr-2014 | |
| City / | Country | | / | United States | | Vote Deadline Date | 28-May-2014 | |
| SEDOL(s) | | Quick Code | | |
| | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1. | DIRECTOR | Management | | | | | |
| | 1 | NICHOLAS S. SCHORSCH | | For | For | |
| | 2 | EDWARD M. WEIL, JR. | | For | For | |
| | 3 | WILLIAM M. KAHANE | | For | For | |
| | 4 | LESLIE D. MICHELSON | | For | For | |
| | 5 | EDWARD G. RENDELL | | For | For | |
| | 6 | SCOTT J. BOWMAN | | For | For | |
| | 7 | WILLIAM G. STANLEY | | For | For | |
| | 8 | THOMAS A. ANDRUSKEVICH | | For | For | |
| | 9 | SCOTT P. SEALY, SR. | | For | For | |
| 2. | TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR 2014. | Management | For | | For | |
| 3. | TO ADOPT A NON-BINDING ADVISORY RESOLUTION APPROVING THE EXECUTIVE COMPENSATION FOR THE COMPANY'S NAMED EXECUTIVE OFFICERS DESCRIBED IN THE PROXY STATEMENT. | Management | For | | For | |
| 4. | TO ADOPT A NON-BINDING ADVISORY RESOLUTION REGARDING THE FREQUENCY BY WHICH THE COMPANY WILL HOLD A VOTE TO RATIFY THE MATTER DESCRIBED IN PROPOSAL 3. | Management | 1 Year | | For | |
| SPIRIT REALTY CAPITAL INC |
| Security | 84860W102 | | | | Meeting Type | Annual |
| Ticker Symbol | SRC | | | | Meeting Date | 02-Jun-2014 | |
| ISIN | US84860W1027 | | | | Agenda | 933968591 - Management |
| Record Date | 31-Mar-2014 | | | | Holding Recon Date | 31-Mar-2014 | |
| City / | Country | | / | United States | | Vote Deadline Date | 30-May-2014 | |
| SEDOL(s) | | Quick Code | | |
| | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1. | DIRECTOR | Management | | | | | |
| | 1 | KEVIN M. CHARLTON | | For | For | |
| | 2 | TODD A. DUNN | | For | For | |
| | 3 | DAVID J. GILBERT | | For | For | |
| | 4 | RICHARD I. GILCHRIST | | For | For | |
| | 5 | DIANE M. MOREFIELD | | For | For | |
| | 6 | THOMAS H. NOLAN, JR. | | For | For | |
| | 7 | SHELI Z. ROSENBERG | | For | For | |
| | 8 | THOMAS D. SENKBEIL | | For | For | |
| | 9 | NICHOLAS P. SHEPHERD | | For | For | |
| 2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | | For | |
| 3. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN THE PROXY STATEMENT FOR THE 2014 ANNUAL MEETING OF STOCKHOLDERS. | Management | For | | For | |
| 4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE STOCKHOLDER ADVISORY VOTES TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | 1 Year | | For | |
| PENNYMAC MORTGAGE INVESTMENT TRUST |
| Security | 70931T103 | | | | Meeting Type | Annual |
| Ticker Symbol | PMT | | | | Meeting Date | 04-Jun-2014 | |
| ISIN | US70931T1034 | | | | Agenda | 933995409 - Management |
| Record Date | 07-Apr-2014 | | | | Holding Recon Date | 07-Apr-2014 | |
| City / | Country | | / | United States | | Vote Deadline Date | 03-Jun-2014 | |
| SEDOL(s) | | Quick Code | | |
| | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1. | DIRECTOR | Management | | | | | |
| | 1 | PRESTON DUFAUCHARD | | For | For | |
| | 2 | NANCY MCALLISTER | | For | For | |
| | 3 | STACEY D. STEWART | | For | For | |
| 2 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | | For | |
| 3 | TO APPROVE, BY NON-BINDING VOTE, OUR EXECUTIVE COMPENSATION. | Management | For | | For | |
| WESTERN ASSET MORTGAGE CAPITAL CORP. |
| Security | 95790D105 | | | | Meeting Type | Annual |
| Ticker Symbol | WMC | | | | Meeting Date | 05-Jun-2014 | |
| ISIN | US95790D1054 | | | | Agenda | 933999293 - Management |
| Record Date | 11-Apr-2014 | | | | Holding Recon Date | 11-Apr-2014 | |
| City / | Country | | / | United States | | Vote Deadline Date | 04-Jun-2014 | |
| SEDOL(s) | | Quick Code | | |
| | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1. | DIRECTOR | Management | | | | | |
| | 1 | JAMES W. HIRSCHMANN III | | For | For | |
| | 2 | GAVIN L. JAMES | | For | For | |
| | 3 | EDWARD D. FOX | | For | For | |
| | 4 | M. CHRISTIAN MITCHELL | | For | For | |
| | 5 | RICHARD W. ROLL | | For | For | |
| 2. | RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP, AS INDEPENDENT AUDITORS | Management | For | | For | |
| BLACKSTONE MORTGAGE TRUST, INC |
| Security | 09257W100 | | | | Meeting Type | Annual |
| Ticker Symbol | BXMT | | | | Meeting Date | 18-Jun-2014 | |
| ISIN | US09257W1009 | | | | Agenda | 933997376 - Management |
| Record Date | 14-Apr-2014 | | | | Holding Recon Date | 14-Apr-2014 | |
| City / | Country | | / | United States | | Vote Deadline Date | 17-Jun-2014 | |
| SEDOL(s) | | Quick Code | | |
| | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1. | DIRECTOR | Management | | | | | |
| | 1 | MICHAEL B. NASH | | For | For | |
| | 2 | STEPHEN D. PLAVIN | | For | For | |
| | 3 | LEONARD W. COTTON | | For | For | |
| | 4 | THOMAS E. DOBROWSKI | | For | For | |
| | 5 | MARTIN L. EDELMAN | | For | For | |
| | 6 | HENRY N. NASSAU | | For | For | |
| | 7 | LYNNE B. SAGALYN | | For | For | |
| | 8 | JOHN G. SCHREIBER | | For | For | |
| 2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | | For | |
| 3. | TO APPROVE IN A NON-BINDING, ADVISORY VOTE, THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS. | Management | For | | For | |
| GAMING & LEISURE PPTYS INC. |
| Security | 36467J108 | | | | Meeting Type | Annual |
| Ticker Symbol | GLPI | | | | Meeting Date | 19-Jun-2014 | |
| ISIN | US36467J1088 | | | | Agenda | 934005718 - Management |
| Record Date | 16-Apr-2014 | | | | Holding Recon Date | 16-Apr-2014 | |
| City / | Country | | / | United States | | Vote Deadline Date | 18-Jun-2014 | |
| SEDOL(s) | | Quick Code | | |
| | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1. | DIRECTOR | Management | | | | | |
| | 1 | JOSEPH W. MARSHALL, III | | For | For | |
| | 2 | E. SCOTT URDANG | | For | For | |
| 2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CURRENT FISCAL YEAR. | Management | For | | For | |
| 3. | TO HOLD AN ADVISORY (NON-BINDING) VOTE TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | | For | |
| 4. | TO HOLD AN ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION. | Management | 3 Years | | For | |
| TOKYU FUDOSAN HOLDINGS CORPORATION |
| Security | J88764105 | | | | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | | | Meeting Date | 26-Jun-2014 | |
| ISIN | JP3569200003 | | | | Agenda | 705357336 - Management |
| Record Date | 31-Mar-2014 | | | | Holding Recon Date | 31-Mar-2014 | |
| City / | Country | TOKYO | / | Japan | | Vote Deadline Date | 16-Jun-2014 | |
| SEDOL(s) | BDC6LT2 - BFD3PD8 | Quick Code | 32890 | |
| | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| | Please reference meeting materials. | Non-Voting | | | | |
| 1 | Approve Appropriation of Surplus | Management | For | | For | |
| 2.1 | Appoint a Director | Management | For | | For | |
| 2.2 | Appoint a Director | Management | For | | For | |
| 2.3 | Appoint a Director | Management | For | | For | |
| 2.4 | Appoint a Director | Management | For | | For | |
| 2.5 | Appoint a Director | Management | For | | For | |
| 2.6 | Appoint a Director | Management | For | | For | |
| 2.7 | Appoint a Director | Management | For | | For | |
| 2.8 | Appoint a Director | Management | For | | For | |
| 2.9 | Appoint a Director | Management | For | | For | |
| 3.1 | Appoint a Corporate Auditor | Management | For | | For | |
| 3.2 | Appoint a Corporate Auditor | Management | For | | For | |
| 4 | Amend the Compensation to be received by Corporate Officers | Management | For | | For | |
| MITSUI FUDOSAN CO.,LTD. |
| Security | J4509L101 | | | | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | | | Meeting Date | 27-Jun-2014 | |
| ISIN | JP3893200000 | | | | Agenda | 705352285 - Management |
| Record Date | 31-Mar-2014 | | | | Holding Recon Date | 31-Mar-2014 | |
| City / | Country | TOKYO | / | Japan | | Vote Deadline Date | 17-Jun-2014 | |
| SEDOL(s) | 5451788 - 6597603 - B02JDD8 - B175Z21 - BHZL642 | Quick Code | 88010 | |
| | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| | Please reference meeting materials. | Non-Voting | | | | |
| 1 | Approve Appropriation of Surplus | Management | For | | For | |
| 2 | Approve Payment of Bonuses to Directors | Management | For | | For | |
| MITSUBISHI ESTATE COMPANY,LIMITED |
| Security | J43916113 | | | | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | | | Meeting Date | 27-Jun-2014 | |
| ISIN | JP3899600005 | | | | Agenda | 705352297 - Management |
| Record Date | 31-Mar-2014 | | | | Holding Recon Date | 31-Mar-2014 | |
| City / | Country | TOKYO | / | Japan | | Vote Deadline Date | 17-Jun-2014 | |
| SEDOL(s) | 5271113 - 6596729 - B02JCZ3 - B175XJ4 - BHZL653 | Quick Code | 88020 | |
| | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| | Please reference meeting materials. | Non-Voting | | | | |
| 1 | Approve Appropriation of Surplus | Management | For | | For | |
| 2.1 | Appoint a Director | Management | For | | For | |
| 2.2 | Appoint a Director | Management | For | | For | |
| 2.3 | Appoint a Director | Management | For | | For | |
| 2.4 | Appoint a Director | Management | For | | For | |
| 2.5 | Appoint a Director | Management | For | | For | |
| 2.6 | Appoint a Director | Management | For | | For | |
| 2.7 | Appoint a Director | Management | For | | For | |
| 2.8 | Appoint a Director | Management | For | | For | |
| 2.9 | Appoint a Director | Management | For | | For | |
| 2.10 | Appoint a Director | Management | For | | For | |
| 2.11 | Appoint a Director | Management | For | | For | |
| 2.12 | Appoint a Director | Management | For | | For | |
| 2.13 | Appoint a Director | Management | For | | For | |
| 3 | Appoint a Corporate Auditor | Management | For | | For | |
| | | | | | | | | |
Registrant: Saratoga Advantage Trust- Technology & Communications Portfolio Item 1 | | | | |
Investment Company Act file number: 811-08542 | | | | |
Reporting Period: July 1, 2013 through June 30, 2014 | | | | |
| | | | | | | | | |
ITEM 1- PROXY VOTING RECORD |
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type (by issuer or shareholder) | (g) Voted | (h) How was vote cast (for or against proposal, or abstain; for or withhold regarding election of directors) | (i) Was Vote For or Against Management |
1 | BMC Software, Inc. | BMC | 055921100 | 07/24/13 | Approve Merger Agreement | MGMT | Y | For | For |
2 | BMC Software, Inc. | BMC | 055921100 | 07/24/13 | Advisory Vote on Golden Parachutes | MGMT | Y | For | For |
3 | BMC Software, Inc. | BMC | 055921100 | 07/24/13 | Adjourn Meeting | MGMT | Y | For | For |
4 | CA, Inc. | CA | 12673P105 | 07/31/13 | Elect Director Jens Alder | MGMT | Y | For | For |
5 | CA, Inc. | CA | 12673P105 | 07/31/13 | Elect Director Raymond J. Bromark | MGMT | Y | For | For |
6 | CA, Inc. | CA | 12673P105 | 07/31/13 | Elect Director Gary J. Fernandes | MGMT | Y | For | For |
7 | CA, Inc. | CA | 12673P105 | 07/31/13 | Elect Director Michael P. Gregoire | MGMT | Y | For | For |
8 | CA, Inc. | CA | 12673P105 | 07/31/13 | Elect Director Rohit Kapoor | MGMT | Y | For | For |
9 | CA, Inc. | CA | 12673P105 | 07/31/13 | Elect Director Kay Koplovitz | MGMT | Y | For | For |
10 | CA, Inc. | CA | 12673P105 | 07/31/13 | Elect Director Christopher B. Lofgren | MGMT | Y | For | For |
11 | CA, Inc. | CA | 12673P105 | 07/31/13 | Elect Director Richard Sulpizio | MGMT | Y | For | For |
12 | CA, Inc. | CA | 12673P105 | 07/31/13 | Elect Director Laura S. Unger | MGMT | Y | For | For |
13 | CA, Inc. | CA | 12673P105 | 07/31/13 | Elect Director Arthur F. Weinbach | MGMT | Y | For | For |
14 | CA, Inc. | CA | 12673P105 | 07/31/13 | Elect Director Renato (Ron) Zambonini | MGMT | Y | For | For |
15 | CA, Inc. | CA | 12673P105 | 07/31/13 | Ratify Auditors | MGMT | Y | For | For |
16 | CA, Inc. | CA | 12673P105 | 07/31/13 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
17 | CA, Inc. | CA | 12673P105 | 07/31/13 | Amend Shareholder Rights Plan (Poison Pill) | MGMT | Y | For | For |
18 | Xilinx, Inc. | XLNX | 983919101 | 08/14/13 | Elect Director Philip T. Gianos | MGMT | Y | For | For |
19 | Xilinx, Inc. | XLNX | 983919101 | 08/14/13 | Elect Director Moshe N. Gavrielov | MGMT | Y | For | For |
20 | Xilinx, Inc. | XLNX | 983919101 | 08/14/13 | Elect Director John L. Doyle | MGMT | Y | For | For |
21 | Xilinx, Inc. | XLNX | 983919101 | 08/14/13 | Elect Director William G. Howard, Jr. | MGMT | Y | For | For |
22 | Xilinx, Inc. | XLNX | 983919101 | 08/14/13 | Elect Director J. Michael Patterson | MGMT | Y | For | For |
23 | Xilinx, Inc. | XLNX | 983919101 | 08/14/13 | Elect Director Albert A. Pimentel | MGMT | Y | For | For |
24 | Xilinx, Inc. | XLNX | 983919101 | 08/14/13 | Elect Director Marshall C. Turner | MGMT | Y | For | For |
25 | Xilinx, Inc. | XLNX | 983919101 | 08/14/13 | Elect Director Elizabeth W. Vanderslice | MGMT | Y | For | For |
26 | Xilinx, Inc. | XLNX | 983919101 | 08/14/13 | Amend Qualified Employee Stock Purchase Plan | MGMT | Y | For | For |
27 | Xilinx, Inc. | XLNX | 983919101 | 08/14/13 | Amend Omnibus Stock Plan | MGMT | Y | For | For |
28 | Xilinx, Inc. | XLNX | 983919101 | 08/14/13 | Amend Omnibus Stock Plan | MGMT | Y | For | For |
29 | Xilinx, Inc. | XLNX | 983919101 | 08/14/13 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
30 | Xilinx, Inc. | XLNX | 983919101 | 08/14/13 | Ratify Auditors | MGMT | Y | For | For |
31 | Dell Inc. | DELL | 24702R101 | 09/12/13 | Approve Merger Agreement | MGMT | Y | For | For |
32 | Dell Inc. | DELL | 24702R101 | 09/12/13 | Advisory Vote on Golden Parachutes | MGMT | Y | For | For |
33 | Dell Inc. | DELL | 24702R101 | 09/12/13 | Adjourn Meeting | MGMT | Y | For | For |
34 | NetApp, Inc. | NTAP | 64110D104 | 09/13/13 | Elect Director Daniel J. Warmenhoven | MGMT | Y | For | For |
35 | NetApp, Inc. | NTAP | 64110D104 | 09/13/13 | Elect Director Nicholas G. Moore | MGMT | Y | For | For |
36 | NetApp, Inc. | NTAP | 64110D104 | 09/13/13 | Elect Director Thomas Georgens | MGMT | Y | For | For |
37 | NetApp, Inc. | NTAP | 64110D104 | 09/13/13 | Elect Director Jeffry R. Allen | MGMT | Y | For | For |
38 | NetApp, Inc. | NTAP | 64110D104 | 09/13/13 | Elect Director Alan L. Earhart | MGMT | Y | For | For |
39 | NetApp, Inc. | NTAP | 64110D104 | 09/13/13 | Elect Director Gerald Held | MGMT | Y | For | For |
40 | NetApp, Inc. | NTAP | 64110D104 | 09/13/13 | Elect Director T. Michael Nevens | MGMT | Y | For | For |
41 | NetApp, Inc. | NTAP | 64110D104 | 09/13/13 | Elect Director George T. Shaheen | MGMT | Y | For | For |
42 | NetApp, Inc. | NTAP | 64110D104 | 09/13/13 | Elect Director Robert T. Wall | MGMT | Y | For | For |
43 | NetApp, Inc. | NTAP | 64110D104 | 09/13/13 | Elect Director Richard P. Wallace | MGMT | Y | For | For |
44 | NetApp, Inc. | NTAP | 64110D104 | 09/13/13 | Elect Director Tor R. Braham | MGMT | Y | For | For |
45 | NetApp, Inc. | NTAP | 64110D104 | 09/13/13 | Elect Director Kathryn M. Hill | MGMT | Y | For | For |
46 | NetApp, Inc. | NTAP | 64110D104 | 09/13/13 | Amend Omnibus Stock Plan | MGMT | Y | For | For |
47 | NetApp, Inc. | NTAP | 64110D104 | 09/13/13 | Amend Qualified Employee Stock Purchase Plan | MGMT | Y | For | For |
48 | NetApp, Inc. | NTAP | 64110D104 | 09/13/13 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
49 | NetApp, Inc. | NTAP | 64110D104 | 09/13/13 | Remove Supermajority Voting Standards for Amendments to Article VI of the Company's Certificate of Incorporation | MGMT | Y | For | For |
50 | NetApp, Inc. | NTAP | 64110D104 | 09/13/13 | Remove Supermajority Voting Standards for Approve Amendments to Article X of the Company's Certificate of Incorporation | MGMT | Y | For | For |
51 | NetApp, Inc. | NTAP | 64110D104 | 09/13/13 | Pro-rata Vesting of Equity Plan | Share Holder | Y | For | Against |
52 | NetApp, Inc. | NTAP | 64110D104 | 09/13/13 | Ratify Auditors | MGMT | Y | For | For |
53 | Dell Inc. | DELL | 24702R101 | 10/17/13 | Elect Director Donald J. Carty | MGMT | Y | For | For |
54 | Dell Inc. | DELL | 24702R101 | 10/17/13 | Elect Director Janet F. Clark | MGMT | Y | For | For |
55 | Dell Inc. | DELL | 24702R101 | 10/17/13 | Elect Director Laura Conigliaro | MGMT | Y | For | For |
56 | Dell Inc. | DELL | 24702R101 | 10/17/13 | Elect Director Michael S. Dell | MGMT | Y | For | For |
57 | Dell Inc. | DELL | 24702R101 | 10/17/13 | Elect Director Kenneth M. Duberstein | MGMT | Y | For | For |
58 | Dell Inc. | DELL | 24702R101 | 10/17/13 | Elect Director Gerard J. Kleisterlee | MGMT | Y | For | For |
59 | Dell Inc. | DELL | 24702R101 | 10/17/13 | Elect Director Klaus S. Luft | MGMT | Y | For | For |
60 | Dell Inc. | DELL | 24702R101 | 10/17/13 | Elect Director Alex J. Mandl | MGMT | Y | For | For |
61 | Dell Inc. | DELL | 24702R101 | 10/17/13 | Elect Director Shantanu Narayen | MGMT | Y | For | For |
62 | Dell Inc. | DELL | 24702R101 | 10/17/13 | Elect Director H. Ross Perot, Jr. | MGMT | Y | For | For |
63 | Dell Inc. | DELL | 24702R101 | 10/17/13 | Ratify Auditors | MGMT | Y | For | For |
64 | Dell Inc. | DELL | 24702R101 | 10/17/13 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
65 | Dell Inc. | DELL | 24702R101 | 10/17/13 | Provide Right to Act by Written Consent | Share Holder | Y | For | Against |
66 | Symantec Corporation | SYMC | 871503108 | 10/22/13 | Elect Director Stephen M. Bennett | MGMT | Y | For | For |
67 | Symantec Corporation | SYMC | 871503108 | 10/22/13 | Elect Director Michael A. Brown | MGMT | Y | For | For |
68 | Symantec Corporation | SYMC | 871503108 | 10/22/13 | Elect Director Frank E. Dangeard | MGMT | Y | For | For |
69 | Symantec Corporation | SYMC | 871503108 | 10/22/13 | Elect Director Geraldine B. Laybourne | MGMT | Y | For | For |
70 | Symantec Corporation | SYMC | 871503108 | 10/22/13 | Elect Director David L. Mahoney | MGMT | Y | For | For |
71 | Symantec Corporation | SYMC | 871503108 | 10/22/13 | Elect Director Robert S. Miller | MGMT | Y | For | For |
72 | Symantec Corporation | SYMC | 871503108 | 10/22/13 | Elect Director Anita M. Sands | MGMT | Y | For | For |
73 | Symantec Corporation | SYMC | 871503108 | 10/22/13 | Elect Director Daniel H. Schulman | MGMT | Y | For | For |
74 | Symantec Corporation | SYMC | 871503108 | 10/22/13 | Elect Director V. Paul Unruh | MGMT | Y | For | For |
75 | Symantec Corporation | SYMC | 871503108 | 10/22/13 | Elect Director Suzanne M. Vautrinot | MGMT | Y | For | For |
76 | Symantec Corporation | SYMC | 871503108 | 10/22/13 | Ratify Auditors | MGMT | Y | For | For |
77 | Symantec Corporation | SYMC | 871503108 | 10/22/13 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
78 | Symantec Corporation | SYMC | 871503108 | 10/22/13 | Approve Omnibus Stock Plan | MGMT | Y | For | For |
79 | Symantec Corporation | SYMC | 871503108 | 10/22/13 | Amend Qualified Employee Stock Purchase Plan | MGMT | Y | For | For |
80 | Symantec Corporation | SYMC | 871503108 | 10/22/13 | Amend Executive Incentive Bonus Plan | MGMT | Y | For | For |
81 | Oracle Corporation | ORCL | 68389X105 | 10/31/13 | Elect Director Jeffrey S. Berg | MGMT | Y | Withhold | Against |
82 | Oracle Corporation | ORCL | 68389X105 | 10/31/13 | Elect Director H. Raymond Bingham | MGMT | Y | Withhold | Against |
83 | Oracle Corporation | ORCL | 68389X105 | 10/31/13 | Elect Director Michael J. Boskin | MGMT | Y | Withhold | Against |
84 | Oracle Corporation | ORCL | 68389X105 | 10/31/13 | Elect Director Safra A. Catz | MGMT | Y | For | For |
85 | Oracle Corporation | ORCL | 68389X105 | 10/31/13 | Elect Director Bruce R. Chizen | MGMT | Y | Withhold | Against |
86 | Oracle Corporation | ORCL | 68389X105 | 10/31/13 | Elect Director George H. Conrades | MGMT | Y | Withhold | Against |
87 | Oracle Corporation | ORCL | 68389X105 | 10/31/13 | Elect Director Lawrence J. Ellison | MGMT | Y | For | For |
88 | Oracle Corporation | ORCL | 68389X105 | 10/31/13 | Elect Director Hector Garcia-Molina | MGMT | Y | Withhold | Against |
89 | Oracle Corporation | ORCL | 68389X105 | 10/31/13 | Elect Director Jeffrey O. Henley | MGMT | Y | Withhold | Against |
90 | Oracle Corporation | ORCL | 68389X105 | 10/31/13 | Elect Director Mark V. Hurd | MGMT | Y | For | For |
91 | Oracle Corporation | ORCL | 68389X105 | 10/31/13 | Elect Director Naomi O. Seligman | MGMT | Y | Withhold | Against |
92 | Oracle Corporation | ORCL | 68389X105 | 10/31/13 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | Against | Against |
93 | Oracle Corporation | ORCL | 68389X105 | 10/31/13 | Amend Omnibus Stock Plan | MGMT | Y | Against | Against |
94 | Oracle Corporation | ORCL | 68389X105 | 10/31/13 | Ratify Auditors | MGMT | Y | For | For |
95 | Oracle Corporation | ORCL | 68389X105 | 10/31/13 | Establish Human Rights Committee | Share Holder | Y | Against | For |
96 | Oracle Corporation | ORCL | 68389X105 | 10/31/13 | Require Independent Board Chairman | Share Holder | Y | For | Against |
97 | Oracle Corporation | ORCL | 68389X105 | 10/31/13 | Provide Vote Counting to Exclude Abstentions | Share Holder | Y | Against | For |
98 | Oracle Corporation | ORCL | 68389X105 | 10/31/13 | Adopt Multiple Performance Metrics Under Executive Incentive Plans | Share Holder | Y | For | Against |
99 | Oracle Corporation | ORCL | 68389X105 | 10/31/13 | Require Shareholder Approval of Quantifiable Performance Metrics | Share Holder | Y | For | Against |
100 | KLA-Tencor Corporation | KLAC | 482480100 | 11/06/13 | Elect Director Edward W. Barnholt | MGMT | Y | For | For |
101 | KLA-Tencor Corporation | KLAC | 482480100 | 11/06/13 | Elect Director Emiko Higashi | MGMT | Y | For | For |
102 | KLA-Tencor Corporation | KLAC | 482480100 | 11/06/13 | Elect Director Stephen P. Kaufman | MGMT | Y | For | For |
103 | KLA-Tencor Corporation | KLAC | 482480100 | 11/06/13 | Elect Director Richard P. Wallace | MGMT | Y | For | For |
104 | KLA-Tencor Corporation | KLAC | 482480100 | 11/06/13 | Ratify Auditors | MGMT | Y | For | For |
105 | KLA-Tencor Corporation | KLAC | 482480100 | 11/06/13 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
106 | KLA-Tencor Corporation | KLAC | 482480100 | 11/06/13 | Amend Omnibus Stock Plan | MGMT | Y | For | For |
107 | KLA-Tencor Corporation | KLAC | 482480100 | 11/06/13 | Amend Executive Incentive Bonus Plan | MGMT | Y | For | For |
108 | WESTERN DIGITAL CORPORATION | WDC | 958102105 | 11/14/13 | Elect Director Kathleen A. Cote | MGMT | Y | For | For |
109 | WESTERN DIGITAL CORPORATION | WDC | 958102105 | 11/14/13 | Elect Director Henry T. DeNero | MGMT | Y | For | For |
110 | WESTERN DIGITAL CORPORATION | WDC | 958102105 | 11/14/13 | Elect Director William L. Kimsey | MGMT | Y | For | For |
111 | WESTERN DIGITAL CORPORATION | WDC | 958102105 | 11/14/13 | Elect Director Michael D. Lambert | MGMT | Y | For | For |
112 | WESTERN DIGITAL CORPORATION | WDC | 958102105 | 11/14/13 | Elect Director Len J. Lauer | MGMT | Y | For | For |
113 | WESTERN DIGITAL CORPORATION | WDC | 958102105 | 11/14/13 | Elect Director Matthew E. Massengill | MGMT | Y | For | For |
114 | WESTERN DIGITAL CORPORATION | WDC | 958102105 | 11/14/13 | Elect Director Stephen D. Milligan | MGMT | Y | For | For |
115 | WESTERN DIGITAL CORPORATION | WDC | 958102105 | 11/14/13 | Elect Director Roger H. Moore | MGMT | Y | For | For |
116 | WESTERN DIGITAL CORPORATION | WDC | 958102105 | 11/14/13 | Elect Director Thomas E. Pardun | MGMT | Y | For | For |
117 | WESTERN DIGITAL CORPORATION | WDC | 958102105 | 11/14/13 | Elect Director Arif Shakeel | MGMT | Y | For | For |
118 | WESTERN DIGITAL CORPORATION | WDC | 958102105 | 11/14/13 | Elect Director Akio Yamamoto | MGMT | Y | For | For |
119 | WESTERN DIGITAL CORPORATION | WDC | 958102105 | 11/14/13 | Elect Director Masahiro Yamamura | MGMT | Y | For | For |
120 | WESTERN DIGITAL CORPORATION | WDC | 958102105 | 11/14/13 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
121 | WESTERN DIGITAL CORPORATION | WDC | 958102105 | 11/14/13 | Ratify Auditors | MGMT | Y | For | For |
122 | Cisco Systems, Inc. | CSCO | 17275R102 | 11/19/13 | Elect Director Carol A. Bartz | MGMT | Y | For | For |
123 | Cisco Systems, Inc. | CSCO | 17275R102 | 11/19/13 | Elect Director Marc Benioff | MGMT | Y | For | For |
124 | Cisco Systems, Inc. | CSCO | 17275R102 | 11/19/13 | Elect Director Gregory Q. Brown | MGMT | Y | For | For |
125 | Cisco Systems, Inc. | CSCO | 17275R102 | 11/19/13 | Elect Director M. Michele Burns | MGMT | Y | For | For |
126 | Cisco Systems, Inc. | CSCO | 17275R102 | 11/19/13 | Elect Director Michael D. Capellas | MGMT | Y | For | For |
127 | Cisco Systems, Inc. | CSCO | 17275R102 | 11/19/13 | Elect Director John T. Chambers | MGMT | Y | For | For |
128 | Cisco Systems, Inc. | CSCO | 17275R102 | 11/19/13 | Elect Director Brian L. Halla | MGMT | Y | For | For |
129 | Cisco Systems, Inc. | CSCO | 17275R102 | 11/19/13 | Elect Director John L. Hennessy | MGMT | Y | For | For |
130 | Cisco Systems, Inc. | CSCO | 17275R102 | 11/19/13 | Elect Director Kristina M. Johnson | MGMT | Y | For | For |
131 | Cisco Systems, Inc. | CSCO | 17275R102 | 11/19/13 | Elect Director Roderick C. McGeary | MGMT | Y | For | For |
132 | Cisco Systems, Inc. | CSCO | 17275R102 | 11/19/13 | Elect Director Arun Sarin | MGMT | Y | For | For |
133 | Cisco Systems, Inc. | CSCO | 17275R102 | 11/19/13 | Elect Director Steven M. West | MGMT | Y | For | For |
134 | Cisco Systems, Inc. | CSCO | 17275R102 | 11/19/13 | Amend Omnibus Stock Plan | MGMT | Y | For | For |
135 | Cisco Systems, Inc. | CSCO | 17275R102 | 11/19/13 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
136 | Cisco Systems, Inc. | CSCO | 17275R102 | 11/19/13 | Ratify Auditors | MGMT | Y | For | For |
137 | Cisco Systems, Inc. | CSCO | 17275R102 | 11/19/13 | Approve Proxy Advisor Competition | Share Holder | Y | Against | For |
138 | Microsoft Corporation | MSFT | 594918104 | 11/19/13 | Elect Director Steven A. Ballmer | MGMT | Y | For | For |
139 | Microsoft Corporation | MSFT | 594918104 | 11/19/13 | Elect Director Dina Dublon | MGMT | Y | For | For |
140 | Microsoft Corporation | MSFT | 594918104 | 11/19/13 | Elect Director William H. Gates | MGMT | Y | For | For |
141 | Microsoft Corporation | MSFT | 594918104 | 11/19/13 | Elect Director Maria M. Klawe | MGMT | Y | For | For |
142 | Microsoft Corporation | MSFT | 594918104 | 11/19/13 | Elect Director Stephen J. Luczo | MGMT | Y | For | For |
143 | Microsoft Corporation | MSFT | 594918104 | 11/19/13 | Elect Director David F. Marquardt | MGMT | Y | For | For |
144 | Microsoft Corporation | MSFT | 594918104 | 11/19/13 | Elect Director Charles H. Noski | MGMT | Y | For | For |
145 | Microsoft Corporation | MSFT | 594918104 | 11/19/13 | Elect Director Helmut Panke | MGMT | Y | For | For |
146 | Microsoft Corporation | MSFT | 594918104 | 11/19/13 | Elect Director John W. Thompson | MGMT | Y | For | For |
147 | Microsoft Corporation | MSFT | 594918104 | 11/19/13 | Amend Executive Incentive Bonus Plan | MGMT | Y | For | For |
148 | Microsoft Corporation | MSFT | 594918104 | 11/19/13 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
149 | Microsoft Corporation | MSFT | 594918104 | 11/19/13 | Ratify Auditors | MGMT | Y | For | For |
150 | Accenture plc | ACN | G1151C101 | 01/30/14 | Accept Financial Statements and Statutory Reports | MGMT | Y | For | For |
151 | Accenture plc | ACN | G1151C101 | 01/30/14 | Elect Director Jaime Ardila | MGMT | Y | For | For |
152 | Accenture plc | ACN | G1151C101 | 01/30/14 | Elect Director Charles H. Giancarlo | MGMT | Y | For | For |
153 | Accenture plc | ACN | G1151C101 | 01/30/14 | Elect Director William L. Kimsey | MGMT | Y | For | For |
154 | Accenture plc | ACN | G1151C101 | 01/30/14 | Elect Director Blythe J. McGarvie | MGMT | Y | For | For |
155 | Accenture plc | ACN | G1151C101 | 01/30/14 | Elect Director Mark Moody-Stuart | MGMT | Y | For | For |
156 | Accenture plc | ACN | G1151C101 | 01/30/14 | Elect Director Pierre Nanterme | MGMT | Y | For | For |
157 | Accenture plc | ACN | G1151C101 | 01/30/14 | Elect Director Gilles C. Pelisson | MGMT | Y | For | For |
158 | Accenture plc | ACN | G1151C101 | 01/30/14 | Elect Director Wulf von Schimmelmann | MGMT | Y | For | For |
159 | Accenture plc | ACN | G1151C101 | 01/30/14 | Approve Auditors and Authorize Board to Fix Their Remuneration | MGMT | Y | For | For |
160 | Accenture plc | ACN | G1151C101 | 01/30/14 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
161 | Accenture plc | ACN | G1151C101 | 01/30/14 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | MGMT | Y | For | For |
162 | Accenture plc | ACN | G1151C101 | 01/30/14 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | MGMT | Y | For | For |
163 | Accenture plc | ACN | G1151C101 | 01/30/14 | Approve Reduction in Share Capital and Creation of Distributable Reserves | MGMT | Y | For | For |
164 | Accenture plc | ACN | G1151C101 | 01/30/14 | Authorize the Holding of the 2015 AGM at a Location Outside Ireland | MGMT | Y | For | For |
165 | Accenture plc | ACN | G1151C101 | 01/30/14 | Authorize Open-Market Purchases of Class A Ordinary Shares | MGMT | Y | For | For |
166 | Accenture plc | ACN | G1151C101 | 01/30/14 | Determine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock | MGMT | Y | For | For |
167 | Amdocs Limited | DOX | G02602103 | 01/30/14 | Elect Robert A. Minicucci as a Director | MGMT | Y | For | For |
168 | Amdocs Limited | DOX | G02602103 | 01/30/14 | Elect Adrian Gardner as a Director | MGMT | Y | For | For |
169 | Amdocs Limited | DOX | G02602103 | 01/30/14 | Elect John T. McLennan as a Director | MGMT | Y | For | For |
170 | Amdocs Limited | DOX | G02602103 | 01/30/14 | Elect Simon Olswang as a Director | MGMT | Y | For | For |
171 | Amdocs Limited | DOX | G02602103 | 01/30/14 | Elect Zohar Zisapel as a Director | MGMT | Y | For | For |
172 | Amdocs Limited | DOX | G02602103 | 01/30/14 | Elect Julian A. Brodsky as a Director | MGMT | Y | For | For |
173 | Amdocs Limited | DOX | G02602103 | 01/30/14 | Elect Eli Gelman as a Director | MGMT | Y | For | For |
174 | Amdocs Limited | DOX | G02602103 | 01/30/14 | Elect James S. Kahan as a Director | MGMT | Y | For | For |
175 | Amdocs Limited | DOX | G02602103 | 01/30/14 | Elect Richard T.C. LeFave as a Director | MGMT | Y | For | For |
176 | Amdocs Limited | DOX | G02602103 | 01/30/14 | Elect Giora Yaron as a Director | MGMT | Y | For | For |
177 | Amdocs Limited | DOX | G02602103 | 01/30/14 | Approve Dividends | MGMT | Y | For | For |
178 | Amdocs Limited | DOX | G02602103 | 01/30/14 | Amend Articles Re: Termination of Shareholder Approval for Declaration of Dividends | MGMT | Y | Against | Against |
179 | Amdocs Limited | DOX | G02602103 | 01/30/14 | Approve Authorized Share Capital and Authorize Board to Issue Shares | MGMT | Y | For | For |
180 | Amdocs Limited | DOX | G02602103 | 01/30/14 | Accept Financial Statements and Statutory Reports | MGMT | Y | For | For |
181 | Amdocs Limited | DOX | G02602103 | 01/30/14 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | MGMT | Y | For | For |
182 | Apple Inc. | AAPL | 037833100 | 02/28/14 | Elect Director William Campbell | MGMT | Y | For | For |
183 | Apple Inc. | AAPL | 037833100 | 02/28/14 | Elect Director Timothy Cook | MGMT | Y | For | For |
184 | Apple Inc. | AAPL | 037833100 | 02/28/14 | Elect Director Millard Drexler | MGMT | Y | For | For |
185 | Apple Inc. | AAPL | 037833100 | 02/28/14 | Elect Director Al Gore | MGMT | Y | For | For |
186 | Apple Inc. | AAPL | 037833100 | 02/28/14 | Elect Director Robert Iger | MGMT | Y | For | For |
187 | Apple Inc. | AAPL | 037833100 | 02/28/14 | Elect Director Andrea Jung | MGMT | Y | For | For |
188 | Apple Inc. | AAPL | 037833100 | 02/28/14 | Elect Director Arthur Levinson | MGMT | Y | For | For |
189 | Apple Inc. | AAPL | 037833100 | 02/28/14 | Elect Director Ronald Sugar | MGMT | Y | For | For |
190 | Apple Inc. | AAPL | 037833100 | 02/28/14 | Adopt Majority Voting for Uncontested Election of Directors | MGMT | Y | For | For |
191 | Apple Inc. | AAPL | 037833100 | 02/28/14 | Amend Articles to Eliminate Board Blank Check Authority to Issue Preferred Stock | MGMT | Y | For | For |
192 | Apple Inc. | AAPL | 037833100 | 02/28/14 | Establish a Par Value for Common Stock | MGMT | Y | For | For |
193 | Apple Inc. | AAPL | 037833100 | 02/28/14 | Ratify Auditors | MGMT | Y | For | For |
194 | Apple Inc. | AAPL | 037833100 | 02/28/14 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
195 | Apple Inc. | AAPL | 037833100 | 02/28/14 | Approve Omnibus Stock Plan | MGMT | Y | For | For |
196 | Apple Inc. | AAPL | 037833100 | 02/28/14 | Establish Board Committee on Human Rights | Share Holder | Y | Against | For |
197 | Apple Inc. | AAPL | 037833100 | 02/28/14 | Report on Trade Associations and Organizations that Promote Sustainability Practices | Share Holder | Y | Against | For |
198 | Apple Inc. | AAPL | 037833100 | 02/28/14 | Advisory Vote to Increase Capital Repurchase Program | Share Holder | Y | Against | For |
199 | Apple Inc. | AAPL | 037833100 | 02/28/14 | Proxy Access | Share Holder | Y | Against | For |
200 | QUALCOMM Incorporated | QCOM | 747525103 | 03/04/14 | Elect Director Barbara T. Alexander | MGMT | Y | For | For |
201 | QUALCOMM Incorporated | QCOM | 747525103 | 03/04/14 | Elect Director Donald G. Cruickshank | MGMT | Y | For | For |
202 | QUALCOMM Incorporated | QCOM | 747525103 | 03/04/14 | Elect Director Raymond V. Dittamore | MGMT | Y | For | For |
203 | QUALCOMM Incorporated | QCOM | 747525103 | 03/04/14 | Elect Director Susan Hockfield | MGMT | Y | For | For |
204 | QUALCOMM Incorporated | QCOM | 747525103 | 03/04/14 | Elect Director Thomas W. Horton | MGMT | Y | For | For |
205 | QUALCOMM Incorporated | QCOM | 747525103 | 03/04/14 | Elect Director Paul E. Jacobs | MGMT | Y | For | For |
206 | QUALCOMM Incorporated | QCOM | 747525103 | 03/04/14 | Elect Director Sherry Lansing | MGMT | Y | For | For |
207 | QUALCOMM Incorporated | QCOM | 747525103 | 03/04/14 | Elect Director Steven M. Mollenkopf | MGMT | Y | For | For |
208 | QUALCOMM Incorporated | QCOM | 747525103 | 03/04/14 | Elect Director Duane A. Nelles | MGMT | Y | For | For |
209 | QUALCOMM Incorporated | QCOM | 747525103 | 03/04/14 | Elect Director Clark T. 'Sandy' Randt, Jr. | MGMT | Y | For | For |
210 | QUALCOMM Incorporated | QCOM | 747525103 | 03/04/14 | Elect Director Francisco Ros | MGMT | Y | For | For |
211 | QUALCOMM Incorporated | QCOM | 747525103 | 03/04/14 | Elect Director Jonathan J. Rubinstein | MGMT | Y | For | For |
212 | QUALCOMM Incorporated | QCOM | 747525103 | 03/04/14 | Elect Director Brent Scowcroft | MGMT | Y | For | For |
213 | QUALCOMM Incorporated | QCOM | 747525103 | 03/04/14 | Elect Director Marc I. Stern | MGMT | Y | For | For |
214 | QUALCOMM Incorporated | QCOM | 747525103 | 03/04/14 | Ratify Auditors | MGMT | Y | For | For |
215 | QUALCOMM Incorporated | QCOM | 747525103 | 03/04/14 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
216 | QUALCOMM Incorporated | QCOM | 747525103 | 03/04/14 | Advisory Vote on Say on Pay Frequency | MGMT | Y | One Year | For |
217 | Lexmark International, Inc. | LXK | 529771107 | 04/24/14 | Elect Director Ralph E. Gomory | MGMT | Y | For | For |
218 | Lexmark International, Inc. | LXK | 529771107 | 04/24/14 | Elect Director Jared L. Cohon | MGMT | Y | For | For |
219 | Lexmark International, Inc. | LXK | 529771107 | 04/24/14 | Elect Director J. Edward Coleman | MGMT | Y | For | For |
220 | Lexmark International, Inc. | LXK | 529771107 | 04/24/14 | Elect Director Sandra L. Helton | MGMT | Y | For | For |
221 | Lexmark International, Inc. | LXK | 529771107 | 04/24/14 | Ratify Auditors | MGMT | Y | For | For |
222 | Lexmark International, Inc. | LXK | 529771107 | 04/24/14 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
223 | International Business Machines Corporation | IBM | 459200101 | 04/29/14 | Elect Director Alain J.P. Belda | MGMT | Y | For | For |
224 | International Business Machines Corporation | IBM | 459200101 | 04/29/14 | Elect Director William R. Brody | MGMT | Y | For | For |
225 | International Business Machines Corporation | IBM | 459200101 | 04/29/14 | Elect Director Kenneth I. Chenault | MGMT | Y | For | For |
226 | International Business Machines Corporation | IBM | 459200101 | 04/29/14 | Elect Director Michael L. Eskew | MGMT | Y | For | For |
227 | International Business Machines Corporation | IBM | 459200101 | 04/29/14 | Elect Director David N. Farr | MGMT | Y | For | For |
228 | International Business Machines Corporation | IBM | 459200101 | 04/29/14 | Elect Director Shirley Ann Jackson | MGMT | Y | For | For |
229 | International Business Machines Corporation | IBM | 459200101 | 04/29/14 | Elect Director Andrew N. Liveris | MGMT | Y | For | For |
230 | International Business Machines Corporation | IBM | 459200101 | 04/29/14 | Elect Director W. James McNerney, Jr. | MGMT | Y | For | For |
231 | International Business Machines Corporation | IBM | 459200101 | 04/29/14 | Elect Director James W. Owens | MGMT | Y | For | For |
232 | International Business Machines Corporation | IBM | 459200101 | 04/29/14 | Elect Director Virginia M. Rometty | MGMT | Y | For | For |
233 | International Business Machines Corporation | IBM | 459200101 | 04/29/14 | Elect Director Joan E. Spero | MGMT | Y | For | For |
234 | International Business Machines Corporation | IBM | 459200101 | 04/29/14 | Elect Director Sidney Taurel | MGMT | Y | For | For |
235 | International Business Machines Corporation | IBM | 459200101 | 04/29/14 | Elect Director Lorenzo H. Zambrano | MGMT | Y | For | For |
236 | International Business Machines Corporation | IBM | 459200101 | 04/29/14 | Ratify Auditors | MGMT | Y | For | For |
237 | International Business Machines Corporation | IBM | 459200101 | 04/29/14 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
238 | International Business Machines Corporation | IBM | 459200101 | 04/29/14 | Amend Executive Incentive Bonus Plan | MGMT | Y | For | For |
239 | International Business Machines Corporation | IBM | 459200101 | 04/29/14 | Approve Qualified Employee Stock Purchase Plan | MGMT | Y | For | For |
240 | International Business Machines Corporation | IBM | 459200101 | 04/29/14 | Report on Lobbying Payments and Policy | Share Holder | Y | For | Against |
241 | International Business Machines Corporation | IBM | 459200101 | 04/29/14 | Provide Right to Act by Written Consent | Share Holder | Y | For | Against |
242 | International Business Machines Corporation | IBM | 459200101 | 04/29/14 | Pro-rata Vesting of Equity Awards | Share Holder | Y | For | Against |
243 | Unisys Corporation | UIS | 909214306 | 05/01/14 | Elect Director Jared L. Cohon | MGMT | Y | For | For |
244 | Unisys Corporation | UIS | 909214306 | 05/01/14 | Elect Director J. Edward Coleman | MGMT | Y | For | For |
245 | Unisys Corporation | UIS | 909214306 | 05/01/14 | Elect Director Alison Davis | MGMT | Y | For | For |
246 | Unisys Corporation | UIS | 909214306 | 05/01/14 | Elect Director Nathaniel A. Davis | MGMT | Y | For | For |
247 | Unisys Corporation | UIS | 909214306 | 05/01/14 | Elect Director Denise K. Fletcher | MGMT | Y | For | For |
248 | Unisys Corporation | UIS | 909214306 | 05/01/14 | Elect Director Leslie F. Kenne | MGMT | Y | For | For |
249 | Unisys Corporation | UIS | 909214306 | 05/01/14 | Elect Director Lee D. Roberts | MGMT | Y | For | For |
250 | Unisys Corporation | UIS | 909214306 | 05/01/14 | Elect Director Paul E. Weaver | MGMT | Y | For | For |
251 | Unisys Corporation | UIS | 909214306 | 05/01/14 | Ratify Auditors | MGMT | Y | For | For |
252 | Unisys Corporation | UIS | 909214306 | 05/01/14 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
253 | Google Inc. | GOOG | 38259P706 | 05/14/14 | Elect Director Larry Page | MGMT | Y | For | For |
254 | Google Inc. | GOOG | 38259P706 | 05/14/14 | Elect Director Sergey Brin | MGMT | Y | Withhold | Against |
255 | Google Inc. | GOOG | 38259P706 | 05/14/14 | Elect Director Eric E. Schmidt | MGMT | Y | For | For |
256 | Google Inc. | GOOG | 38259P706 | 05/14/14 | Elect Director L. John Doerr | MGMT | Y | For | For |
257 | Google Inc. | GOOG | 38259P706 | 05/14/14 | Elect Director Diane B. Greene | MGMT | Y | For | For |
258 | Google Inc. | GOOG | 38259P706 | 05/14/14 | Elect Director John L. Hennessy | MGMT | Y | For | For |
259 | Google Inc. | GOOG | 38259P706 | 05/14/14 | Elect Director Ann Mather | MGMT | Y | For | For |
260 | Google Inc. | GOOG | 38259P706 | 05/14/14 | Elect Director Paul S. Otellini | MGMT | Y | For | For |
261 | Google Inc. | GOOG | 38259P706 | 05/14/14 | Elect Director K. Ram Shriram | MGMT | Y | For | For |
262 | Google Inc. | GOOG | 38259P706 | 05/14/14 | Elect Director Shirley M. Tilghman | MGMT | Y | For | For |
263 | Google Inc. | GOOG | 38259P706 | 05/14/14 | Ratify Auditors | MGMT | Y | For | For |
264 | Google Inc. | GOOG | 38259P706 | 05/14/14 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
265 | Google Inc. | GOOG | 38259P706 | 05/14/14 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Share Holder | Y | For | Against |
266 | Google Inc. | GOOG | 38259P706 | 05/14/14 | Report on Lobbying Payments and Policy | Share Holder | Y | For | Against |
267 | Google Inc. | GOOG | 38259P706 | 05/14/14 | Require a Majority Vote for the Election of Directors | Share Holder | Y | For | Against |
268 | Google Inc. | GOOG | 38259P706 | 05/14/14 | Adopt Policy and Report on Impact of Tax Strategy | Share Holder | Y | Against | For |
269 | Google Inc. | GOOG | 38259P706 | 05/14/14 | Require Independent Board Chairman | Share Holder | Y | For | Against |
270 | Amazon.com, Inc. | AMZN | 023135106 | 05/21/14 | Elect Director Jeffrey P. Bezos | MGMT | Y | For | For |
271 | Amazon.com, Inc. | AMZN | 023135106 | 05/21/14 | Elect Director Tom A. Alberg | MGMT | Y | For | For |
272 | Amazon.com, Inc. | AMZN | 023135106 | 05/21/14 | Elect Director John Seely Brown | MGMT | Y | For | For |
273 | Amazon.com, Inc. | AMZN | 023135106 | 05/21/14 | Elect Director William B. Gordon | MGMT | Y | For | For |
274 | Amazon.com, Inc. | AMZN | 023135106 | 05/21/14 | Elect Director Jamie S. Gorelick | MGMT | Y | For | For |
275 | Amazon.com, Inc. | AMZN | 023135106 | 05/21/14 | Elect Director Alain Monie | MGMT | Y | For | For |
276 | Amazon.com, Inc. | AMZN | 023135106 | 05/21/14 | Elect Director Jonathan J. Rubinstein | MGMT | Y | For | For |
277 | Amazon.com, Inc. | AMZN | 023135106 | 05/21/14 | Elect Director Thomas O. Ryder | MGMT | Y | For | For |
278 | Amazon.com, Inc. | AMZN | 023135106 | 05/21/14 | Elect Director Patricia Q. Stonesifer | MGMT | Y | For | For |
279 | Amazon.com, Inc. | AMZN | 023135106 | 05/21/14 | Ratify Auditors | MGMT | Y | For | For |
280 | Amazon.com, Inc. | AMZN | 023135106 | 05/21/14 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
281 | Amazon.com, Inc. | AMZN | 023135106 | 05/21/14 | Report on Political Contributions | Share Holder | Y | For | Against |
282 | Northrop Grumman Corporation | NOC | 666807102 | 05/21/14 | Elect Director Wesley G. Bush | MGMT | Y | For | For |
283 | Northrop Grumman Corporation | NOC | 666807102 | 05/21/14 | Elect Director Victor H. Fazio | MGMT | Y | For | For |
284 | Northrop Grumman Corporation | NOC | 666807102 | 05/21/14 | Elect Director Donald E. Felsinger | MGMT | Y | For | For |
285 | Northrop Grumman Corporation | NOC | 666807102 | 05/21/14 | Elect Director Bruce S. Gordon | MGMT | Y | For | For |
286 | Northrop Grumman Corporation | NOC | 666807102 | 05/21/14 | Elect Director William H. Hernandez | MGMT | Y | For | For |
287 | Northrop Grumman Corporation | NOC | 666807102 | 05/21/14 | Elect Director Madeleine A. Kleiner | MGMT | Y | For | For |
288 | Northrop Grumman Corporation | NOC | 666807102 | 05/21/14 | Elect Director Karl J. Krapek | MGMT | Y | For | For |
289 | Northrop Grumman Corporation | NOC | 666807102 | 05/21/14 | Elect Director Richard B. Myers | MGMT | Y | For | For |
290 | Northrop Grumman Corporation | NOC | 666807102 | 05/21/14 | Elect Director Gary Roughead | MGMT | Y | For | For |
291 | Northrop Grumman Corporation | NOC | 666807102 | 05/21/14 | Elect Director Thomas M. Schoewe | MGMT | Y | For | For |
292 | Northrop Grumman Corporation | NOC | 666807102 | 05/21/14 | Elect Director Kevin W. Sharer | MGMT | Y | For | For |
293 | Northrop Grumman Corporation | NOC | 666807102 | 05/21/14 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
294 | Northrop Grumman Corporation | NOC | 666807102 | 05/21/14 | Ratify Auditors | MGMT | Y | For | For |
295 | Northrop Grumman Corporation | NOC | 666807102 | 05/21/14 | Require Independent Board Chairman | Share Holder | Y | Against | For |
296 | Intel Corporation | INTC | 458140100 | 05/22/14 | Elect Director Charlene Barshefsky | MGMT | Y | For | For |
297 | Intel Corporation | INTC | 458140100 | 05/22/14 | Elect Director Andy D. Bryant | MGMT | Y | For | For |
298 | Intel Corporation | INTC | 458140100 | 05/22/14 | Elect Director Susan L. Decker | MGMT | Y | For | For |
299 | Intel Corporation | INTC | 458140100 | 05/22/14 | Elect Director John J. Donahoe | MGMT | Y | For | For |
300 | Intel Corporation | INTC | 458140100 | 05/22/14 | Elect Director Reed E. Hundt | MGMT | Y | For | For |
301 | Intel Corporation | INTC | 458140100 | 05/22/14 | Elect Director Brian M. Krzanich | MGMT | Y | For | For |
302 | Intel Corporation | INTC | 458140100 | 05/22/14 | Elect Director James D. Plummer | MGMT | Y | For | For |
303 | Intel Corporation | INTC | 458140100 | 05/22/14 | Elect Director David S. Pottruck | MGMT | Y | For | For |
304 | Intel Corporation | INTC | 458140100 | 05/22/14 | Elect Director Frank D. Yeary | MGMT | Y | For | For |
305 | Intel Corporation | INTC | 458140100 | 05/22/14 | Elect Director David B. Yoffie | MGMT | Y | For | For |
306 | Intel Corporation | INTC | 458140100 | 05/22/14 | Ratify Auditors | MGMT | Y | For | For |
307 | Intel Corporation | INTC | 458140100 | 05/22/14 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
308 | Check Point Software Technologies Ltd. | CHKP | M22465104 | 05/28/14 | Reelect Directors Until the End of the Next Annual General Meeting | MGMT | Y | For | For |
309 | Check Point Software Technologies Ltd. | CHKP | M22465104 | 05/28/14 | Reelect External Directors for an Additional Three Year Term | MGMT | Y | For | For |
310 | Check Point Software Technologies Ltd. | CHKP | M22465104 | 05/28/14 | Ratify the Appointment of Kost, Forer, Gabbay & Kasierer, a member of Ernst & Young Global, as Auditors and Authorize Board to Fix Their Remuneration ; Discuss Consolidated Financial Statements for 2013 | MGMT | Y | For | For |
311 | Check Point Software Technologies Ltd. | CHKP | M22465104 | 05/28/14 | Approve Employment Terms of CEO, Who Is Also the Chairman | MGMT | Y | For | For |
312 | Check Point Software Technologies Ltd. | CHKP | M22465104 | 05/28/14 | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | MGMT | Y | Against | Against |
313 | Illumina, Inc. | ILMN | 452327109 | 05/28/14 | Elect Director Daniel M. Bradbury | MGMT | Y | For | For |
314 | Illumina, Inc. | ILMN | 452327109 | 05/28/14 | Elect Director Robert S. Epstein | MGMT | Y | For | For |
315 | Illumina, Inc. | ILMN | 452327109 | 05/28/14 | Elect Director Roy A. Whitfield | MGMT | Y | For | For |
316 | Illumina, Inc. | ILMN | 452327109 | 05/28/14 | Elect Director Francis A. deSouza | MGMT | Y | For | For |
317 | Illumina, Inc. | ILMN | 452327109 | 05/28/14 | Ratify Auditors | MGMT | Y | For | For |
318 | Illumina, Inc. | ILMN | 452327109 | 05/28/14 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
319 | Illumina, Inc. | ILMN | 452327109 | 05/28/14 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | MGMT | Y | Against | Against |
320 | VMware, Inc. | VMW | 928563402 | 05/28/14 | Elect Director Pamela J. Craig | MGMT | Y | For | For |
321 | VMware, Inc. | VMW | 928563402 | 05/28/14 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
322 | VMware, Inc. | VMW | 928563402 | 05/28/14 | Ratify Auditors | MGMT | Y | For | For |
323 | salesforce.com, inc. | CRM | 79466L302 | 06/02/14 | Elect Director Marc Benioff | MGMT | Y | For | For |
324 | salesforce.com, inc. | CRM | 79466L302 | 06/02/14 | Elect Director Keith Block | MGMT | Y | For | For |
325 | salesforce.com, inc. | CRM | 79466L302 | 06/02/14 | Elect Director Craig Conway | MGMT | Y | For | For |
326 | salesforce.com, inc. | CRM | 79466L302 | 06/02/14 | Elect Director Alan Hassenfeld | MGMT | Y | For | For |
327 | salesforce.com, inc. | CRM | 79466L302 | 06/02/14 | Elect Director Colin Powell | MGMT | Y | For | For |
328 | salesforce.com, inc. | CRM | 79466L302 | 06/02/14 | Elect Director John V. Roos | MGMT | Y | For | For |
329 | salesforce.com, inc. | CRM | 79466L302 | 06/02/14 | Elect Director Lawrence Tomlinson | MGMT | Y | For | For |
330 | salesforce.com, inc. | CRM | 79466L302 | 06/02/14 | Elect Director Robin Washington | MGMT | Y | For | For |
331 | salesforce.com, inc. | CRM | 79466L302 | 06/02/14 | Ratify Auditors | MGMT | Y | For | For |
332 | salesforce.com, inc. | CRM | 79466L302 | 06/02/14 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
333 | COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION | CTSH | 192446102 | 06/03/14 | Elect Director Michael Patsalos-Fox | MGMT | Y | For | For |
334 | COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION | CTSH | 192446102 | 06/03/14 | Elect Director Robert E. Weissman | MGMT | Y | For | For |
335 | COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION | CTSH | 192446102 | 06/03/14 | Amend Omnibus Stock Plan | MGMT | Y | For | For |
336 | COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION | CTSH | 192446102 | 06/03/14 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
337 | COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION | CTSH | 192446102 | 06/03/14 | Ratify Auditors | MGMT | Y | For | For |
338 | Alliance Data Systems Corporation | ADS | 018581108 | 06/05/14 | Elect Director Bruce K. Anderson | MGMT | Y | For | For |
339 | Alliance Data Systems Corporation | ADS | 018581108 | 06/05/14 | Elect Director Roger H. Ballou | MGMT | Y | For | For |
340 | Alliance Data Systems Corporation | ADS | 018581108 | 06/05/14 | Elect Director Lawrence M. Benveniste | MGMT | Y | For | For |
341 | Alliance Data Systems Corporation | ADS | 018581108 | 06/05/14 | Elect Director D. Keith Cobb | MGMT | Y | For | For |
342 | Alliance Data Systems Corporation | ADS | 018581108 | 06/05/14 | Elect Director E. Linn Draper, Jr. | MGMT | Y | For | For |
343 | Alliance Data Systems Corporation | ADS | 018581108 | 06/05/14 | Elect Director Kenneth R. Jensen | MGMT | Y | For | For |
344 | Alliance Data Systems Corporation | ADS | 018581108 | 06/05/14 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
345 | Alliance Data Systems Corporation | ADS | 018581108 | 06/05/14 | Ratify Auditors | MGMT | Y | For | For |
346 | MercadoLibre, Inc. | MELI | 58733R102 | 06/17/14 | Elect Director Susan Segal | MGMT | Y | For | For |
347 | MercadoLibre, Inc. | MELI | 58733R102 | 06/17/14 | Elect Director Michael Spence | MGMT | Y | Withhold | Against |
348 | MercadoLibre, Inc. | MELI | 58733R102 | 06/17/14 | Elect Director Mario Eduardo Vazquez | MGMT | Y | For | For |
349 | MercadoLibre, Inc. | MELI | 58733R102 | 06/17/14 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
350 | MercadoLibre, Inc. | MELI | 58733R102 | 06/17/14 | Ratify Auditors | MGMT | Y | For | For |
| | | | | | | | | |
| | | | | | | | | | | |
Registrant: Saratoga Advantage Trust - Technology & Communications Portfolio Item 1 |
Investment Company Act file number: 811-08542 | | | | | |
Reporting Period: July 1, 2013 through June 30, 2014 | | | | | |
| | | | | | | | | | | |
ITEM 1- PROXY VOTING RECORD |
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | Type of Meeting | (d) Shareholder Meeting Date | Number of Proposal | (e) Matter Identification | (f) Proposal Type (by issuer or shareholder) | (g) Voted | (h) How was vote cast (for or against proposal, or abstain; for or withhold regarding election of directors) | (i) Was Vote For or Against Management |
| Red Hat, Inc. | RHT | 756577102 | Annual | 8/8/2013 | 1.1 | Elect Director W. Steve Albrecht | MGMT | Y | For | For |
| Red Hat, Inc. | RHT | 756577102 | Annual | 8/8/2013 | 1.2 | Elect Director Jeffrey J. Clarke | MGMT | Y | For | For |
| Red Hat, Inc. | RHT | 756577102 | Annual | 8/8/2013 | 1.3 | Elect Director H. Hugh Shelton | MGMT | Y | For | For |
| Red Hat, Inc. | RHT | 756577102 | Annual | 8/8/2013 | 2 | Ratify Auditors | MGMT | Y | For | For |
| Red Hat, Inc. | RHT | 756577102 | Annual | 8/8/2013 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| Red Hat, Inc. | RHT | 756577102 | Annual | 8/8/2013 | 4 | Declassify the Board of Directors | MGMT | Y | For | For |
| Red Hat, Inc. | RHT | 756577102 | Annual | 8/8/2013 | 5 | Declassify the Board of Directors | MGMT | Y | For | For |
| Xilinx, Inc. | XLNX | 983919101 | Annual | 8/14/2013 | 1.1 | Elect Director Philip T. Gianos | MGMT | Y | For | For |
| Xilinx, Inc. | XLNX | 983919101 | Annual | 8/14/2013 | 1.2 | Elect Director Moshe N. Gavrielov | MGMT | Y | For | For |
| Xilinx, Inc. | XLNX | 983919101 | Annual | 8/14/2013 | 1.3 | Elect Director John L. Doyle | MGMT | Y | For | For |
| Xilinx, Inc. | XLNX | 983919101 | Annual | 8/14/2013 | 1.4 | Elect Director William G. Howard, Jr. | MGMT | Y | For | For |
| Xilinx, Inc. | XLNX | 983919101 | Annual | 8/14/2013 | 1.5 | Elect Director J. Michael Patterson | MGMT | Y | For | For |
| Xilinx, Inc. | XLNX | 983919101 | Annual | 8/14/2013 | 1.6 | Elect Director Albert A. Pimentel | MGMT | Y | For | For |
| Xilinx, Inc. | XLNX | 983919101 | Annual | 8/14/2013 | 1.7 | Elect Director Marshall C. Turner | MGMT | Y | For | For |
| Xilinx, Inc. | XLNX | 983919101 | Annual | 8/14/2013 | 1.8 | Elect Director Elizabeth W. Vanderslice | MGMT | Y | For | For |
| Xilinx, Inc. | XLNX | 983919101 | Annual | 8/14/2013 | 2 | Amend Qualified Employee Stock Purchase Plan | MGMT | Y | For | For |
| Xilinx, Inc. | XLNX | 983919101 | Annual | 8/14/2013 | 3 | Amend Omnibus Stock Plan | MGMT | Y | For | For |
| Xilinx, Inc. | XLNX | 983919101 | Annual | 8/14/2013 | 4 | Amend Omnibus Stock Plan | MGMT | Y | For | For |
| Xilinx, Inc. | XLNX | 983919101 | Annual | 8/14/2013 | 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| Xilinx, Inc. | XLNX | 983919101 | Annual | 8/14/2013 | 6 | Ratify Auditors | MGMT | Y | For | For |
| QLogic Corporation | QLGC | 747277101 | Annual | 8/22/2013 | 1a | Elect Director H.K. Desai | MGMT | Y | For | For |
| QLogic Corporation | QLGC | 747277101 | Annual | 8/22/2013 | 1b | Elect Director Balakrishnan S. Iyer | MGMT | Y | Against | Against |
| QLogic Corporation | QLGC | 747277101 | Annual | 8/22/2013 | 1c | Elect Director Christine King | MGMT | Y | For | For |
| QLogic Corporation | QLGC | 747277101 | Annual | 8/22/2013 | 1d | Elect Director Kathryn B. Lewis | MGMT | Y | Against | Against |
| QLogic Corporation | QLGC | 747277101 | Annual | 8/22/2013 | 1e | Elect Director D. Scott Mercer | MGMT | Y | Against | Against |
| QLogic Corporation | QLGC | 747277101 | Annual | 8/22/2013 | 1f | Elect Director George D. Wells | MGMT | Y | Against | Against |
| QLogic Corporation | QLGC | 747277101 | Annual | 8/22/2013 | 1g | Elect Director William M. Zeitler | MGMT | Y | For | For |
| QLogic Corporation | QLGC | 747277101 | Annual | 8/22/2013 | 2 | Amend Omnibus Stock Plan | MGMT | Y | For | For |
| QLogic Corporation | QLGC | 747277101 | Annual | 8/22/2013 | 3 | Amend Qualified Employee Stock Purchase Plan | MGMT | Y | For | For |
| QLogic Corporation | QLGC | 747277101 | Annual | 8/22/2013 | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| QLogic Corporation | QLGC | 747277101 | Annual | 8/22/2013 | 5 | Ratify Auditors | MGMT | Y | Against | Against |
| Logitech International S.A. | LOGI | H50430232 | Annual | 9/4/2013 | 1 | Accept Financial Statements and Statutory Reports | MGMT | Y | For | For |
| Logitech International S.A. | LOGI | H50430232 | Annual | 9/4/2013 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| Logitech International S.A. | LOGI | H50430232 | Annual | 9/4/2013 | 3 | Appropriation Of Retained Earnings | MGMT | Y | For | For |
| Logitech International S.A. | LOGI | H50430232 | Annual | 9/4/2013 | 4 | Amend Qualified Employee Stock Purchase Plan | MGMT | Y | For | For |
| Logitech International S.A. | LOGI | H50430232 | Annual | 9/4/2013 | 5 | Amend Executive Incentive Bonus Plan | MGMT | Y | For | For |
| Logitech International S.A. | LOGI | H50430232 | Annual | 9/4/2013 | 6 | Authorize Repurchase of up to Ten Percent of Issued Share Capital | MGMT | Y | For | For |
| Logitech International S.A. | LOGI | H50430232 | Annual | 9/4/2013 | 7 | Approve Discharge of Board and Senior Management | MGMT | Y | For | For |
| Logitech International S.A. | LOGI | H50430232 | Annual | 9/4/2013 | 8.1 | Reelect Daniel Borel as Director | MGMT | Y | For | For |
| Logitech International S.A. | LOGI | H50430232 | Annual | 9/4/2013 | 8.2 | Reelect Kee-Lock Chua as Director | MGMT | Y | Against | Against |
| Logitech International S.A. | LOGI | H50430232 | Annual | 9/4/2013 | 8.3 | Reelect Sally Davis as Director | MGMT | Y | For | For |
| Logitech International S.A. | LOGI | H50430232 | Annual | 9/4/2013 | 8.4 | Reelect Guerrino De Luca as Director | MGMT | Y | Against | Against |
| Logitech International S.A. | LOGI | H50430232 | Annual | 9/4/2013 | 8.5 | Reelect Didier Hirsch as Director | MGMT | Y | For | For |
| Logitech International S.A. | LOGI | H50430232 | Annual | 9/4/2013 | 8.6 | Reelect Neil Hunt as Director | MGMT | Y | For | For |
| Logitech International S.A. | LOGI | H50430232 | Annual | 9/4/2013 | 8.7 | Reelect Monika Ribar as Director | MGMT | Y | For | For |
| Logitech International S.A. | LOGI | H50430232 | Annual | 9/4/2013 | 8.8 | Elect Bracken P. Darrell as Director | MGMT | Y | For | For |
| Logitech International S.A. | LOGI | H50430232 | Annual | 9/4/2013 | 9 | Ratify PricewaterhouseCoopers SA as Auditors | MGMT | Y | For | For |
| InvenSense, Inc. | INVN | 46123D205 | Annual | 9/13/2013 | 1.1 | Elect Director R. Douglas Norby | MGMT | Y | Withhold | Against |
| InvenSense, Inc. | INVN | 46123D205 | Annual | 9/13/2013 | 1.2 | Elect Director Tim Wilson | MGMT | Y | Withhold | Against |
| InvenSense, Inc. | INVN | 46123D205 | Annual | 9/13/2013 | 2 | Approve Qualified Employee Stock Purchase Plan | MGMT | Y | For | For |
| InvenSense, Inc. | INVN | 46123D205 | Annual | 9/13/2013 | 3 | Ratify Auditors | MGMT | Y | Against | Against |
| Cree, Inc. | CREE | 225447101 | Annual | 10/29/2013 | 1.1 | Elect Director Charles M. Swoboda | MGMT | Y | For | For |
| Cree, Inc. | CREE | 225447101 | Annual | 10/29/2013 | 1.2 | Elect Director Clyde R. Hosein | MGMT | Y | For | For |
| Cree, Inc. | CREE | 225447101 | Annual | 10/29/2013 | 1.3 | Elect Director Robert A. Ingram | MGMT | Y | For | For |
| Cree, Inc. | CREE | 225447101 | Annual | 10/29/2013 | 1.4 | Elect Director Franco Plastina | MGMT | Y | For | For |
| Cree, Inc. | CREE | 225447101 | Annual | 10/29/2013 | 1.5 | Elect Director Alan J. Ruud | MGMT | Y | For | For |
| Cree, Inc. | CREE | 225447101 | Annual | 10/29/2013 | 1.6 | Elect Director Robert L. Tillman | MGMT | Y | For | For |
| Cree, Inc. | CREE | 225447101 | Annual | 10/29/2013 | 1.7 | Elect Director Thomas H. Werner | MGMT | Y | For | For |
| Cree, Inc. | CREE | 225447101 | Annual | 10/29/2013 | 2 | Approve Omnibus Stock Plan | MGMT | Y | For | For |
| Cree, Inc. | CREE | 225447101 | Annual | 10/29/2013 | 3 | Amend Qualified Employee Stock Purchase Plan | MGMT | Y | For | For |
| Cree, Inc. | CREE | 225447101 | Annual | 10/29/2013 | 4 | Ratify Auditors | MGMT | Y | For | For |
| Cree, Inc. | CREE | 225447101 | Annual | 10/29/2013 | 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| Lam Research Corporation | LRCX | 512807108 | Annual | 11/7/2013 | 1.1 | Elect Director Martin B. Anstice | MGMT | Y | For | For |
| Lam Research Corporation | LRCX | 512807108 | Annual | 11/7/2013 | 1.2 | Elect Director Eric K. Brandt | MGMT | Y | For | For |
| Lam Research Corporation | LRCX | 512807108 | Annual | 11/7/2013 | 1.3 | Elect Director Michael R. Cannon | MGMT | Y | For | For |
| Lam Research Corporation | LRCX | 512807108 | Annual | 11/7/2013 | 1.4 | Elect Director Youssef A. El-Mansy | MGMT | Y | Withhold | Against |
| Lam Research Corporation | LRCX | 512807108 | Annual | 11/7/2013 | 1.5 | Elect Director Christine A. Heckart | MGMT | Y | Withhold | Against |
| Lam Research Corporation | LRCX | 512807108 | Annual | 11/7/2013 | 1.6 | Elect Director Grant M. Inman | MGMT | Y | Withhold | Against |
| Lam Research Corporation | LRCX | 512807108 | Annual | 11/7/2013 | 1.7 | Elect Director Catherine P. Lego | MGMT | Y | For | For |
| Lam Research Corporation | LRCX | 512807108 | Annual | 11/7/2013 | 1.8 | Elect Director Stephen G. Newberry | MGMT | Y | For | For |
| Lam Research Corporation | LRCX | 512807108 | Annual | 11/7/2013 | 1.9 | Elect Director Krishna C. Saraswat | MGMT | Y | For | For |
| Lam Research Corporation | LRCX | 512807108 | Annual | 11/7/2013 | 1.10 | Elect Director William R. Spivey | MGMT | Y | For | For |
| Lam Research Corporation | LRCX | 512807108 | Annual | 11/7/2013 | 1.11 | Elect Director Abhijit Y. Talwalkar | MGMT | Y | Withhold | Against |
| Lam Research Corporation | LRCX | 512807108 | Annual | 11/7/2013 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | Against | Against |
| Lam Research Corporation | LRCX | 512807108 | Annual | 11/7/2013 | 3 | Ratify Auditors | MGMT | Y | For | For |
| Microsoft Corporation | MSFT | 594918104 | Annual | 11/19/2013 | 1 | Elect Director Steven A. Ballmer | MGMT | Y | For | For |
| Microsoft Corporation | MSFT | 594918104 | Annual | 11/19/2013 | 2 | Elect Director Dina Dublon | MGMT | Y | For | For |
| Microsoft Corporation | MSFT | 594918104 | Annual | 11/19/2013 | 3 | Elect Director William H. Gates | MGMT | Y | For | For |
| Microsoft Corporation | MSFT | 594918104 | Annual | 11/19/2013 | 4 | Elect Director Maria M. Klawe | MGMT | Y | For | For |
| Microsoft Corporation | MSFT | 594918104 | Annual | 11/19/2013 | 5 | Elect Director Stephen J. Luczo | MGMT | Y | For | For |
| Microsoft Corporation | MSFT | 594918104 | Annual | 11/19/2013 | 6 | Elect Director David F. Marquardt | MGMT | Y | For | For |
| Microsoft Corporation | MSFT | 594918104 | Annual | 11/19/2013 | 7 | Elect Director Charles H. Noski | MGMT | Y | For | For |
| Microsoft Corporation | MSFT | 594918104 | Annual | 11/19/2013 | 8 | Elect Director Helmut Panke | MGMT | Y | For | For |
| Microsoft Corporation | MSFT | 594918104 | Annual | 11/19/2013 | 9 | Elect Director John W. Thompson | MGMT | Y | Against | Against |
| Microsoft Corporation | MSFT | 594918104 | Annual | 11/19/2013 | 10 | Amend Executive Incentive Bonus Plan | MGMT | Y | For | For |
| Microsoft Corporation | MSFT | 594918104 | Annual | 11/19/2013 | 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| Microsoft Corporation | MSFT | 594918104 | Annual | 11/19/2013 | 12 | Ratify Auditors | MGMT | Y | For | For |
| Guidewire Software, Inc. | GWRE | 40171V100 | Annual | 12/5/2013 | 1.1 | Elect Director John Cavoores | MGMT | Y | For | For |
| Guidewire Software, Inc. | GWRE | 40171V100 | Annual | 12/5/2013 | 1.2 | Elect Director Guy Dubois | MGMT | Y | For | For |
| Guidewire Software, Inc. | GWRE | 40171V100 | Annual | 12/5/2013 | 2 | Ratify Auditors | MGMT | Y | For | For |
| Ubiquiti Networks, Inc. | UBNT | 90347A100 | Annual | 12/13/2013 | 1 | Elect Director Ronald A. Sege | MGMT | Y | Withhold | Against |
| Ubiquiti Networks, Inc. | UBNT | 90347A100 | Annual | 12/13/2013 | 2 | Ratify Auditors | MGMT | Y | For | For |
| Visa Inc. | V | 92826C839 | Annual | 1/29/2014 | 1a | Elect Director Mary B. Cranston | MGMT | Y | Against | Against |
| Visa Inc. | V | 92826C839 | Annual | 1/29/2014 | 1b | Elect Director Francisco Javier Fernandez-Carbajal | MGMT | Y | For | For |
| Visa Inc. | V | 92826C839 | Annual | 1/29/2014 | 1c | Elect Director Alfred F. Kelly, Jr. | MGMT | Y | For | For |
| Visa Inc. | V | 92826C839 | Annual | 1/29/2014 | 1d | Elect Director Robert W. Matschullat | MGMT | Y | For | For |
| Visa Inc. | V | 92826C839 | Annual | 1/29/2014 | 1e | Elect Director Cathy E. Minehan | MGMT | Y | For | For |
| Visa Inc. | V | 92826C839 | Annual | 1/29/2014 | 1f | Elect Director Suzanne Nora Johnson | MGMT | Y | For | For |
| Visa Inc. | V | 92826C839 | Annual | 1/29/2014 | 1g | Elect Director David J. Pang | MGMT | Y | For | For |
| Visa Inc. | V | 92826C839 | Annual | 1/29/2014 | 1h | Elect Director Charles W. Scharf | MGMT | Y | For | For |
| Visa Inc. | V | 92826C839 | Annual | 1/29/2014 | 1i | Elect Director William S. Shanahan | MGMT | Y | For | For |
| Visa Inc. | V | 92826C839 | Annual | 1/29/2014 | 1j | Elect Director John A. C. Swainson | MGMT | Y | For | For |
| Visa Inc. | V | 92826C839 | Annual | 1/29/2014 | 1k | Elect Director Maynard G. Webb, Jr. | MGMT | Y | For | For |
| Visa Inc. | V | 92826C839 | Annual | 1/29/2014 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| Visa Inc. | V | 92826C839 | Annual | 1/29/2014 | 3 | Ratify Auditors | MGMT | Y | For | For |
| Rockwell Automation, Inc. | ROK | 773903109 | Annual | 2/4/2014 | A1 | Elect Director Steven R. Kalmanson | MGMT | Y | Withhold | Against |
| Rockwell Automation, Inc. | ROK | 773903109 | Annual | 2/4/2014 | A2 | Elect Director James P. Keane | MGMT | Y | For | For |
| Rockwell Automation, Inc. | ROK | 773903109 | Annual | 2/4/2014 | A3 | Elect Director Donald R. Parfet | MGMT | Y | For | For |
| Rockwell Automation, Inc. | ROK | 773903109 | Annual | 2/4/2014 | B | Ratify Auditors | MGMT | Y | For | For |
| Rockwell Automation, Inc. | ROK | 773903109 | Annual | 2/4/2014 | C | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| Rockwell Automation, Inc. | ROK | 773903109 | Annual | 2/4/2014 | D | Require a Majority Vote for the Election of Directors | SHAREHOLD | Y | For | Against |
| Apple Inc. | AAPL | 037833100 | Annual | 2/28/2014 | 1.1 | Elect Director William Campbell | MGMT | Y | For | For |
| Apple Inc. | AAPL | 037833100 | Annual | 2/28/2014 | 1.2 | Elect Director Timothy Cook | MGMT | Y | For | For |
| Apple Inc. | AAPL | 037833100 | Annual | 2/28/2014 | 1.3 | Elect Director Millard Drexler | MGMT | Y | For | For |
| Apple Inc. | AAPL | 037833100 | Annual | 2/28/2014 | 1.4 | Elect Director Al Gore | MGMT | Y | For | For |
| Apple Inc. | AAPL | 037833100 | Annual | 2/28/2014 | 1.5 | Elect Director Robert Iger | MGMT | Y | For | For |
| Apple Inc. | AAPL | 037833100 | Annual | 2/28/2014 | 1.6 | Elect Director Andrea Jung | MGMT | Y | For | For |
| Apple Inc. | AAPL | 037833100 | Annual | 2/28/2014 | 1.7 | Elect Director Arthur Levinson | MGMT | Y | For | For |
| Apple Inc. | AAPL | 037833100 | Annual | 2/28/2014 | 1.8 | Elect Director Ronald Sugar | MGMT | Y | For | For |
| Apple Inc. | AAPL | 037833100 | Annual | 2/28/2014 | 2 | Adopt Majority Voting for Uncontested Election of Directors | MGMT | Y | For | For |
| Apple Inc. | AAPL | 037833100 | Annual | 2/28/2014 | 3 | Amend Articles to Eliminate Board Blank Check Authority to Issue Preferred Stock | MGMT | Y | For | For |
| Apple Inc. | AAPL | 037833100 | Annual | 2/28/2014 | 4 | Establish a Par Value for Common Stock | MGMT | Y | For | For |
| Apple Inc. | AAPL | 037833100 | Annual | 2/28/2014 | 5 | Ratify Auditors | MGMT | Y | For | For |
| Apple Inc. | AAPL | 037833100 | Annual | 2/28/2014 | 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| Apple Inc. | AAPL | 037833100 | Annual | 2/28/2014 | 7 | Approve Omnibus Stock Plan | MGMT | Y | For | For |
| Apple Inc. | AAPL | 037833100 | Annual | 2/28/2014 | 8 | Establish Board Committee on Human Rights | SHAREHOLD | Y | Against | For |
| Apple Inc. | AAPL | 037833100 | Annual | 2/28/2014 | 9 | Report on Trade Associations and Organizations that Promote Sustainability Practices | SHAREHOLD | Y | Against | For |
| Apple Inc. | AAPL | 037833100 | Annual | 2/28/2014 | 10 | Advisory Vote to Increase Capital Repurchase Program | SHAREHOLD | N | Abstain | For |
| Apple Inc. | AAPL | 037833100 | Annual | 2/28/2014 | 11 | Proxy Access | SHAREHOLD | Y | Against | For |
| QUALCOMM Incorporated | QCOM | 747525103 | Annual | 3/4/2014 | 1a | Elect Director Barbara T. Alexander | MGMT | Y | For | For |
| QUALCOMM Incorporated | QCOM | 747525103 | Annual | 3/4/2014 | 1b | Elect Director Donald G. Cruickshank | MGMT | Y | For | For |
| QUALCOMM Incorporated | QCOM | 747525103 | Annual | 3/4/2014 | 1c | Elect Director Raymond V. Dittamore | MGMT | Y | For | For |
| QUALCOMM Incorporated | QCOM | 747525103 | Annual | 3/4/2014 | 1d | Elect Director Susan Hockfield | MGMT | Y | For | For |
| QUALCOMM Incorporated | QCOM | 747525103 | Annual | 3/4/2014 | 1e | Elect Director Thomas W. Horton | MGMT | Y | For | For |
| QUALCOMM Incorporated | QCOM | 747525103 | Annual | 3/4/2014 | 1f | Elect Director Paul E. Jacobs | MGMT | Y | For | For |
| QUALCOMM Incorporated | QCOM | 747525103 | Annual | 3/4/2014 | 1g | Elect Director Sherry Lansing | MGMT | Y | For | For |
| QUALCOMM Incorporated | QCOM | 747525103 | Annual | 3/4/2014 | 1h | Elect Director Steven M. Mollenkopf | MGMT | Y | For | For |
| QUALCOMM Incorporated | QCOM | 747525103 | Annual | 3/4/2014 | 1i | Elect Director Duane A. Nelles | MGMT | Y | For | For |
| QUALCOMM Incorporated | QCOM | 747525103 | Annual | 3/4/2014 | 1j | Elect Director Clark T. 'Sandy' Randt, Jr. | MGMT | Y | For | For |
| QUALCOMM Incorporated | QCOM | 747525103 | Annual | 3/4/2014 | 1k | Elect Director Francisco Ros | MGMT | Y | For | For |
| QUALCOMM Incorporated | QCOM | 747525103 | Annual | 3/4/2014 | 1l | Elect Director Jonathan J. Rubinstein | MGMT | Y | For | For |
| QUALCOMM Incorporated | QCOM | 747525103 | Annual | 3/4/2014 | 1m | Elect Director Brent Scowcroft | MGMT | Y | For | For |
| QUALCOMM Incorporated | QCOM | 747525103 | Annual | 3/4/2014 | 1n | Elect Director Marc I. Stern | MGMT | Y | For | For |
| QUALCOMM Incorporated | QCOM | 747525103 | Annual | 3/4/2014 | 2 | Ratify Auditors | MGMT | Y | For | For |
| QUALCOMM Incorporated | QCOM | 747525103 | Annual | 3/4/2014 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| QUALCOMM Incorporated | QCOM | 747525103 | Annual | 3/4/2014 | 4 | Advisory Vote on Say on Pay Frequency | MGMT | Y | Three Years | For |
| Ciena Corporation | CIEN | 171779309 | Annual | 4/10/2014 | 1a | Elect Director Harvey B. Cash | MGMT | Y | For | For |
| Ciena Corporation | CIEN | 171779309 | Annual | 4/10/2014 | 1b | Elect Director Judith M. O'Brien | MGMT | Y | For | For |
| Ciena Corporation | CIEN | 171779309 | Annual | 4/10/2014 | 1c | Elect Director Gary B. Smith | MGMT | Y | For | For |
| Ciena Corporation | CIEN | 171779309 | Annual | 4/10/2014 | 1d | Elect Director T. Michael Nevens | MGMT | Y | For | For |
| Ciena Corporation | CIEN | 171779309 | Annual | 4/10/2014 | 2 | Amend Omnibus Stock Plan | MGMT | Y | For | For |
| Ciena Corporation | CIEN | 171779309 | Annual | 4/10/2014 | 3 | Ratify Auditors | MGMT | Y | For | For |
| Ciena Corporation | CIEN | 171779309 | Annual | 4/10/2014 | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| EMC Corporation | EMC | 268648102 | Annual | 4/30/2014 | 1a | Elect Director Michael W. Brown | MGMT | Y | For | For |
| EMC Corporation | EMC | 268648102 | Annual | 4/30/2014 | 1b | Elect Director Randolph L. Cowen | MGMT | Y | For | For |
| EMC Corporation | EMC | 268648102 | Annual | 4/30/2014 | 1c | Elect Director Gail Deegan | MGMT | Y | For | For |
| EMC Corporation | EMC | 268648102 | Annual | 4/30/2014 | 1d | Elect Director James S. DiStasio | MGMT | Y | For | For |
| EMC Corporation | EMC | 268648102 | Annual | 4/30/2014 | 1e | Elect Director John R. Egan | MGMT | Y | For | For |
| EMC Corporation | EMC | 268648102 | Annual | 4/30/2014 | 1f | Elect Director William D. Green | MGMT | Y | For | For |
| EMC Corporation | EMC | 268648102 | Annual | 4/30/2014 | 1g | Elect Director Edmund F. Kelly | MGMT | Y | For | For |
| EMC Corporation | EMC | 268648102 | Annual | 4/30/2014 | 1h | Elect Director Jami Miscik | MGMT | Y | For | For |
| EMC Corporation | EMC | 268648102 | Annual | 4/30/2014 | 1i | Elect Director Paul Sagan | MGMT | Y | For | For |
| EMC Corporation | EMC | 268648102 | Annual | 4/30/2014 | 1j | Elect Director David N. Strohm | MGMT | Y | For | For |
| EMC Corporation | EMC | 268648102 | Annual | 4/30/2014 | 1k | Elect Director Joseph M. Tucci | MGMT | Y | For | For |
| EMC Corporation | EMC | 268648102 | Annual | 4/30/2014 | 2 | Ratify Auditors | MGMT | Y | For | For |
| EMC Corporation | EMC | 268648102 | Annual | 4/30/2014 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| EMC Corporation | EMC | 268648102 | Annual | 4/30/2014 | 4 | Require Independent Board Chairman | SHAREHOLD | Y | Against | For |
| EMC Corporation | EMC | 268648102 | Annual | 4/30/2014 | 5 | Screen Political Contributions for Consistency with Corporate Values | SHAREHOLD | Y | Against | For |
| Trimble Navigation Limited | TRMB | 896239100 | Annual | 5/8/2014 | 1.1 | Elect Director Steven W. Berglund | MGMT | Y | For | For |
| Trimble Navigation Limited | TRMB | 896239100 | Annual | 5/8/2014 | 1.2 | Elect Director John B. Goodrich | MGMT | Y | For | For |
| Trimble Navigation Limited | TRMB | 896239100 | Annual | 5/8/2014 | 1.3 | Elect Director Merit E. Janow | MGMT | Y | For | For |
| Trimble Navigation Limited | TRMB | 896239100 | Annual | 5/8/2014 | 1.4 | Elect Director Ulf J. Johansson | MGMT | Y | For | For |
| Trimble Navigation Limited | TRMB | 896239100 | Annual | 5/8/2014 | 1.5 | Elect Director Ronald S. Nersesian | MGMT | Y | For | For |
| Trimble Navigation Limited | TRMB | 896239100 | Annual | 5/8/2014 | 1.6 | Elect Director Mark S. Peek | MGMT | Y | For | For |
| Trimble Navigation Limited | TRMB | 896239100 | Annual | 5/8/2014 | 1.7 | Elect Director Nickolas W. Vande Steeg | MGMT | Y | Withhold | Against |
| Trimble Navigation Limited | TRMB | 896239100 | Annual | 5/8/2014 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| Trimble Navigation Limited | TRMB | 896239100 | Annual | 5/8/2014 | 3 | Ratify Auditors | MGMT | Y | For | For |
| Tableau Software, Inc. | DATA | 87336U105 | Annual | 5/9/2014 | 1.1 | Elect Director Elliott Jurgensen, Jr. | MGMT | Y | Withhold | Against |
| Tableau Software, Inc. | DATA | 87336U105 | Annual | 5/9/2014 | 1.2 | Elect Director John McAdam | MGMT | Y | Withhold | Against |
| Tableau Software, Inc. | DATA | 87336U105 | Annual | 5/9/2014 | 1.3 | Elect Director Brooke Seawell | MGMT | Y | Withhold | Against |
| Tableau Software, Inc. | DATA | 87336U105 | Annual | 5/9/2014 | 2 | Ratify Auditors | MGMT | Y | Against | Against |
| Angie's List, Inc. | ANGI | 034754101 | Annual | 5/13/2014 | 1.1 | Elect Director Mark Britto | MGMT | Y | For | For |
| Angie's List, Inc. | ANGI | 034754101 | Annual | 5/13/2014 | 1.2 | Elect Director Michael S. Maurer | MGMT | Y | For | For |
| Angie's List, Inc. | ANGI | 034754101 | Annual | 5/13/2014 | 1.3 | Elect Director Susan E. Thronson | MGMT | Y | For | For |
| Angie's List, Inc. | ANGI | 034754101 | Annual | 5/13/2014 | 2 | Ratify Auditors | MGMT | Y | For | For |
| Angie's List, Inc. | ANGI | 034754101 | Annual | 5/13/2014 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| Google Inc. | GOOG | 38259P508 | Annual | 5/14/2014 | 1.1 | Elect Director Larry Page | MGMT | Y | Withhold | Against |
| Google Inc. | GOOG | 38259P508 | Annual | 5/14/2014 | 1.2 | Elect Director Sergey Brin | MGMT | Y | Withhold | Against |
| Google Inc. | GOOG | 38259P508 | Annual | 5/14/2014 | 1.3 | Elect Director Eric E. Schmidt | MGMT | Y | Withhold | Against |
| Google Inc. | GOOG | 38259P508 | Annual | 5/14/2014 | 1.4 | Elect Director L. John Doerr | MGMT | Y | For | For |
| Google Inc. | GOOG | 38259P508 | Annual | 5/14/2014 | 1.5 | Elect Director Diane B. Greene | MGMT | Y | For | For |
| Google Inc. | GOOG | 38259P508 | Annual | 5/14/2014 | 1.6 | Elect Director John L. Hennessy | MGMT | Y | For | For |
| Google Inc. | GOOG | 38259P508 | Annual | 5/14/2014 | 1.7 | Elect Director Ann Mather | MGMT | Y | For | For |
| Google Inc. | GOOG | 38259P508 | Annual | 5/14/2014 | 1.8 | Elect Director Paul S. Otellini | MGMT | Y | Withhold | Against |
| Google Inc. | GOOG | 38259P508 | Annual | 5/14/2014 | 1.9 | Elect Director K. Ram Shriram | MGMT | Y | For | For |
| Google Inc. | GOOG | 38259P508 | Annual | 5/14/2014 | 1.10 | Elect Director Shirley M. Tilghman | MGMT | Y | For | For |
| Google Inc. | GOOG | 38259P508 | Annual | 5/14/2014 | 2 | Ratify Auditors | MGMT | Y | For | For |
| Google Inc. | GOOG | 38259P508 | Annual | 5/14/2014 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | Against | Against |
| Google Inc. | GOOG | 38259P508 | Annual | 5/14/2014 | 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | SHAREHOLD | Y | Against | For |
| Google Inc. | GOOG | 38259P508 | Annual | 5/14/2014 | 5 | Report on Lobbying Payments and Policy | SHAREHOLD | Y | Against | For |
| Google Inc. | GOOG | 38259P508 | Annual | 5/14/2014 | 6 | Require a Majority Vote for the Election of Directors | SHAREHOLD | Y | For | Against |
| Google Inc. | GOOG | 38259P508 | Annual | 5/14/2014 | 7 | Adopt Policy and Report on Impact of Tax Strategy | SHAREHOLD | Y | Against | For |
| Google Inc. | GOOG | 38259P508 | Annual | 5/14/2014 | 8 | Require Independent Board Chairman | SHAREHOLD | Y | For | Against |
| Zebra Technologies Corporation | ZBRA | 989207105 | Annual | 5/15/2014 | 1.1 | Elect Director Frank B. Modruson | MGMT | Y | Withhold | Against |
| Zebra Technologies Corporation | ZBRA | 989207105 | Annual | 5/15/2014 | 1.2 | Elect Director Anders Gustafsson | MGMT | Y | For | For |
| Zebra Technologies Corporation | ZBRA | 989207105 | Annual | 5/15/2014 | 1.3 | Elect Director Andrew K. Ludwick | MGMT | Y | Withhold | Against |
| Zebra Technologies Corporation | ZBRA | 989207105 | Annual | 5/15/2014 | 1.4 | Elect Director Janice M. Roberts | MGMT | Y | For | For |
| Zebra Technologies Corporation | ZBRA | 989207105 | Annual | 5/15/2014 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| Zebra Technologies Corporation | ZBRA | 989207105 | Annual | 5/15/2014 | 3 | Ratify Auditors | MGMT | Y | Against | Against |
| The Ultimate Software Group, Inc. | ULTI | 90385D107 | Annual | 5/19/2014 | 1.1 | Elect Director LeRoy A. Vander Putten | MGMT | Y | Against | Against |
| The Ultimate Software Group, Inc. | ULTI | 90385D107 | Annual | 5/19/2014 | 1.2 | Elect Director Robert A. Yanover | MGMT | Y | Against | Against |
| The Ultimate Software Group, Inc. | ULTI | 90385D107 | Annual | 5/19/2014 | 2 | Ratify Auditors | MGMT | Y | For | For |
| The Ultimate Software Group, Inc. | ULTI | 90385D107 | Annual | 5/19/2014 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | Against | Against |
| Interactive Intelligence Group, Inc. | ININ | 45841V109 | Annual | 5/21/2014 | 1.1 | Elect Director Donald E. Brown | MGMT | Y | For | For |
| Interactive Intelligence Group, Inc. | ININ | 45841V109 | Annual | 5/21/2014 | 1.2 | Elect Director Richard A. Reck | MGMT | Y | For | For |
| Interactive Intelligence Group, Inc. | ININ | 45841V109 | Annual | 5/21/2014 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| Interactive Intelligence Group, Inc. | ININ | 45841V109 | Annual | 5/21/2014 | 3 | Ratify Auditors | MGMT | Y | For | For |
| Shutterfly, Inc. | SFLY | 82568P304 | Annual | 5/21/2014 | 1a | Elect Director Philip A. Marineau | MGMT | Y | For | For |
| Shutterfly, Inc. | SFLY | 82568P304 | Annual | 5/21/2014 | 1b | Elect Director Brian T. Swette | MGMT | Y | For | For |
| Shutterfly, Inc. | SFLY | 82568P304 | Annual | 5/21/2014 | 1c | Elect Director Ann Mather | MGMT | Y | For | For |
| Shutterfly, Inc. | SFLY | 82568P304 | Annual | 5/21/2014 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| Shutterfly, Inc. | SFLY | 82568P304 | Annual | 5/21/2014 | 3 | Ratify Auditors | MGMT | Y | For | For |
| YELP INC. | YELP | 985817105 | Annual | 5/21/2014 | 1.1 | Elect Director Diane Irvine | MGMT | Y | Withhold | Against |
| YELP INC. | YELP | 985817105 | Annual | 5/21/2014 | 1.2 | Elect Director Max Levchin | MGMT | Y | Withhold | Against |
| YELP INC. | YELP | 985817105 | Annual | 5/21/2014 | 1.3 | Elect Director Mariam Naficy | MGMT | Y | For | For |
| YELP INC. | YELP | 985817105 | Annual | 5/21/2014 | 2 | Ratify Auditors | MGMT | Y | Against | Against |
| YELP INC. | YELP | 985817105 | Annual | 5/21/2014 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| Facebook, Inc. | FB | 30303M102 | Annual | 5/22/2014 | 1.1 | Elect Director Marc L. Andreessen | MGMT | Y | Withhold | Against |
| Facebook, Inc. | FB | 30303M102 | Annual | 5/22/2014 | 1.2 | Elect Director Erskine B. Bowles | MGMT | Y | Withhold | Against |
| Facebook, Inc. | FB | 30303M102 | Annual | 5/22/2014 | 1.3 | Elect Director Susan D. Desmond-Hellmann | MGMT | Y | Withhold | Against |
| Facebook, Inc. | FB | 30303M102 | Annual | 5/22/2014 | 1.4 | Elect Director Donald E. Graham | MGMT | Y | Withhold | Against |
| Facebook, Inc. | FB | 30303M102 | Annual | 5/22/2014 | 1.5 | Elect Director Reed Hastings | MGMT | Y | Withhold | Against |
| Facebook, Inc. | FB | 30303M102 | Annual | 5/22/2014 | 1.6 | Elect Director Sheryl K. Sandberg | MGMT | Y | Withhold | Against |
| Facebook, Inc. | FB | 30303M102 | Annual | 5/22/2014 | 1.7 | Elect Director Peter A. Thiel | MGMT | Y | For | For |
| Facebook, Inc. | FB | 30303M102 | Annual | 5/22/2014 | 1.8 | Elect Director Mark Zuckerberg | MGMT | Y | Withhold | Against |
| Facebook, Inc. | FB | 30303M102 | Annual | 5/22/2014 | 2 | Ratify Auditors | MGMT | Y | Against | Against |
| Facebook, Inc. | FB | 30303M102 | Annual | 5/22/2014 | 3 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | SHAREHOLD | Y | Against | For |
| Facebook, Inc. | FB | 30303M102 | Annual | 5/22/2014 | 4 | Report on Lobbying Payments and Policy | SHAREHOLD | Y | Against | For |
| Facebook, Inc. | FB | 30303M102 | Annual | 5/22/2014 | 5 | Screen Political Contributions for Consistency with Corporate Values | SHAREHOLD | Y | Against | For |
| Facebook, Inc. | FB | 30303M102 | Annual | 5/22/2014 | 6 | Assess Privacy and Advertising Policy Relating to Childhood Obesity | SHAREHOLD | Y | Against | For |
| Facebook, Inc. | FB | 30303M102 | Annual | 5/22/2014 | 7 | Report on Sustainability | SHAREHOLD | Y | Against | For |
| LogMeIn, Inc. | LOGM | 54142L109 | Annual | 5/22/2014 | 1.1 | Elect Director Steven J. Benson | MGMT | Y | Against | Against |
| LogMeIn, Inc. | LOGM | 54142L109 | Annual | 5/22/2014 | 1.2 | Elect Director Michael J. Christenson | MGMT | Y | For | For |
| LogMeIn, Inc. | LOGM | 54142L109 | Annual | 5/22/2014 | 2 | Ratify Auditors | MGMT | Y | For | For |
| LogMeIn, Inc. | LOGM | 54142L109 | Annual | 5/22/2014 | 3 | Amend Omnibus Stock Plan | MGMT | Y | Against | Against |
| LogMeIn, Inc. | LOGM | 54142L109 | Annual | 5/22/2014 | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | Against | Against |
| VMware, Inc. | VMW | 928563402 | Annual | 5/28/2014 | 1 | Elect Director Pamela J. Craig | MGMT | Y | For | For |
| VMware, Inc. | VMW | 928563402 | Annual | 5/28/2014 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| VMware, Inc. | VMW | 928563402 | Annual | 5/28/2014 | 3 | Ratify Auditors | MGMT | Y | For | For |
| Natus Medical Incorporated | BABY | 639050103 | Annual | 6/6/2014 | 1 | Elect Director Kenneth E. Ludlum | MGMT | Y | For | For |
| Natus Medical Incorporated | BABY | 639050103 | Annual | 6/6/2014 | 2 | Ratify Auditors | MGMT | Y | For | For |
| Natus Medical Incorporated | BABY | 639050103 | Annual | 6/6/2014 | 3 | Amend Omnibus Stock Plan | MGMT | Y | For | For |
| Natus Medical Incorporated | BABY | 639050103 | Annual | 6/6/2014 | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| athenahealth, Inc. | ATHN | 04685W103 | Annual | 6/9/2014 | 1.1 | Elect Director Amy Abernethy | MGMT | Y | For | For |
| athenahealth, Inc. | ATHN | 04685W103 | Annual | 6/9/2014 | 1.2 | Elect Director Jonathan Bush | MGMT | Y | For | For |
| athenahealth, Inc. | ATHN | 04685W103 | Annual | 6/9/2014 | 1.3 | Elect Director Brandon Hull | MGMT | Y | For | For |
| athenahealth, Inc. | ATHN | 04685W103 | Annual | 6/9/2014 | 2 | Ratify Auditors | MGMT | Y | For | For |
| athenahealth, Inc. | ATHN | 04685W103 | Annual | 6/9/2014 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | Against | Against |
| Polycom, Inc. | PLCM | 73172K104 | Annual | 6/9/2014 | 1.1 | Elect Director Peter A. Leav | MGMT | Y | For | For |
| Polycom, Inc. | PLCM | 73172K104 | Annual | 6/9/2014 | 1.2 | Elect Director Betsy S. Atkins | MGMT | Y | For | For |
| Polycom, Inc. | PLCM | 73172K104 | Annual | 6/9/2014 | 1.3 | Elect Director Martha H. Bejar | MGMT | Y | For | For |
| Polycom, Inc. | PLCM | 73172K104 | Annual | 6/9/2014 | 1.4 | Elect Director Robert J. Frankenberg | MGMT | Y | For | For |
| Polycom, Inc. | PLCM | 73172K104 | Annual | 6/9/2014 | 1.5 | Elect Director John A. Kelley, Jr. | MGMT | Y | For | For |
| Polycom, Inc. | PLCM | 73172K104 | Annual | 6/9/2014 | 1.6 | Elect Director D. Scott Mercer | MGMT | Y | For | For |
| Polycom, Inc. | PLCM | 73172K104 | Annual | 6/9/2014 | 1.7 | Elect Director William A. Owens | MGMT | Y | For | For |
| Polycom, Inc. | PLCM | 73172K104 | Annual | 6/9/2014 | 1.8 | Elect Director Kevin T. Parker | MGMT | Y | For | For |
| Polycom, Inc. | PLCM | 73172K104 | Annual | 6/9/2014 | 2 | Amend Qualified Employee Stock Purchase Plan | MGMT | Y | For | For |
| Polycom, Inc. | PLCM | 73172K104 | Annual | 6/9/2014 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| Polycom, Inc. | PLCM | 73172K104 | Annual | 6/9/2014 | 4 | Ratify Auditors | MGMT | Y | For | For |
| Proofpoint, Inc. | PFPT | 743424103 | Annual | 6/9/2014 | 1.1 | Elect Director Jonathan Feiber | MGMT | Y | For | For |
| Proofpoint, Inc. | PFPT | 743424103 | Annual | 6/9/2014 | 1.2 | Elect Director Eric Hahn | MGMT | Y | For | For |
| Proofpoint, Inc. | PFPT | 743424103 | Annual | 6/9/2014 | 1.3 | Elect Director Kevin Harvey | MGMT | Y | For | For |
| Proofpoint, Inc. | PFPT | 743424103 | Annual | 6/9/2014 | 2 | Ratify Auditors | MGMT | Y | For | For |
| Cvent, Inc. | CVT | 23247G109 | Annual | 6/10/2014 | 1.1 | Elect Director Reggie Aggarwal | MGMT | Y | For | For |
| Cvent, Inc. | CVT | 23247G109 | Annual | 6/10/2014 | 1.2 | Elect Director Kevin Parker | MGMT | Y | For | For |
| Cvent, Inc. | CVT | 23247G109 | Annual | 6/10/2014 | 2 | Ratify Auditors | MGMT | Y | For | For |
| Splunk Inc. | SPLK | 848637104 | Annual | 6/10/2014 | 1.1 | Elect Director John G. Connors | MGMT | Y | For | For |
| Splunk Inc. | SPLK | 848637104 | Annual | 6/10/2014 | 1.2 | Elect Director Patricia B. Morrison | MGMT | Y | For | For |
| Splunk Inc. | SPLK | 848637104 | Annual | 6/10/2014 | 1.3 | Elect Director Nicholas G. Sturiale | MGMT | Y | Withhold | Against |
| Splunk Inc. | SPLK | 848637104 | Annual | 6/10/2014 | 2 | Ratify Auditors | MGMT | Y | For | For |
| Splunk Inc. | SPLK | 848637104 | Annual | 6/10/2014 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | Against | Against |
| FireEye, Inc. | FEYE | 31816Q101 | Annual | 6/11/2014 | 1.1 | Elect Director William M. Coughran Jr. | MGMT | Y | Withhold | Against |
| FireEye, Inc. | FEYE | 31816Q101 | Annual | 6/11/2014 | 1.2 | Elect Director Gaurav Garg | MGMT | Y | For | For |
| FireEye, Inc. | FEYE | 31816Q101 | Annual | 6/11/2014 | 1.3 | Elect Director Promod Haque | MGMT | Y | Withhold | Against |
| FireEye, Inc. | FEYE | 31816Q101 | Annual | 6/11/2014 | 2 | Ratify Auditors | MGMT | Y | For | For |
| MercadoLibre, Inc. | MELI | 58733R102 | Annual | 6/17/2014 | 1.1 | Elect Director Susan Segal | MGMT | Y | For | For |
| MercadoLibre, Inc. | MELI | 58733R102 | Annual | 6/17/2014 | 1.2 | Elect Director Michael Spence | MGMT | Y | Withhold | Against |
| MercadoLibre, Inc. | MELI | 58733R102 | Annual | 6/17/2014 | 1.3 | Elect Director Mario Eduardo Vazquez | MGMT | Y | For | For |
| MercadoLibre, Inc. | MELI | 58733R102 | Annual | 6/17/2014 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| MercadoLibre, Inc. | MELI | 58733R102 | Annual | 6/17/2014 | 3 | Ratify Auditors | MGMT | Y | For | For |
| IAC/InterActiveCorp | IACI | 44919P508 | Annual | 6/18/2014 | 1.1 | Elect Director Edgar Bronfman, Jr. | MGMT | Y | Withhold | Against |
| IAC/InterActiveCorp | IACI | 44919P508 | Annual | 6/18/2014 | 1.2 | Elect Director Chelsea Clinton | MGMT | Y | For | For |
| IAC/InterActiveCorp | IACI | 44919P508 | Annual | 6/18/2014 | 1.3 | Elect Director Sonali De Rycker | MGMT | Y | For | For |
| IAC/InterActiveCorp | IACI | 44919P508 | Annual | 6/18/2014 | 1.4 | Elect Director Barry Diller | MGMT | Y | Withhold | Against |
| IAC/InterActiveCorp | IACI | 44919P508 | Annual | 6/18/2014 | 1.5 | Elect Director Michael D. Eisner | MGMT | Y | For | For |
| IAC/InterActiveCorp | IACI | 44919P508 | Annual | 6/18/2014 | 1.6 | Elect Director Victor A. Kaufman | MGMT | Y | For | For |
| IAC/InterActiveCorp | IACI | 44919P508 | Annual | 6/18/2014 | 1.7 | Elect Director Donald R. Keough | MGMT | Y | Withhold | Against |
| IAC/InterActiveCorp | IACI | 44919P508 | Annual | 6/18/2014 | 1.8 | Elect Director Bryan Lourd | MGMT | Y | For | For |
| IAC/InterActiveCorp | IACI | 44919P508 | Annual | 6/18/2014 | 1.9 | Elect Director David Rosenblatt | MGMT | Y | For | For |
| IAC/InterActiveCorp | IACI | 44919P508 | Annual | 6/18/2014 | 1.10 | Elect Director Alan G. Spoon | MGMT | Y | For | For |
| IAC/InterActiveCorp | IACI | 44919P508 | Annual | 6/18/2014 | 1.11 | Elect Director Alexander von Furstenberg | MGMT | Y | For | For |
| IAC/InterActiveCorp | IACI | 44919P508 | Annual | 6/18/2014 | 1.12 | Elect Director Richard F. Zannino | MGMT | Y | For | For |
| IAC/InterActiveCorp | IACI | 44919P508 | Annual | 6/18/2014 | 2 | Ratify Auditors | MGMT | Y | For | For |
| IAC/InterActiveCorp | IACI | 44919P508 | Annual | 6/18/2014 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| Fortinet, Inc. | FTNT | 34959E109 | Annual | 6/20/2014 | 1.1 | Elect Director Michael Xie | MGMT | Y | For | For |
| Fortinet, Inc. | FTNT | 34959E109 | Annual | 6/20/2014 | 1.2 | Elect Director William H. Neukom | MGMT | Y | For | For |
| Fortinet, Inc. | FTNT | 34959E109 | Annual | 6/20/2014 | 2 | Ratify Auditors | MGMT | Y | For | For |
| Fortinet, Inc. | FTNT | 34959E109 | Annual | 6/20/2014 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| | | | | | | | | | |
Registrant: Saratoga Advantage Trust - Energy & Basic Materials Portfolio Item 1 |
Investment Company Act file number: 811-08542 | |
Reporting Period: July 1, 2013 through June 30, 2014 | |
| | | | | | | | | | |
ITEM 1- PROXY VOTING RECORD |
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | Type of Meeting | (d) Shareholder Meeting Date | Proposal Number | (e) Matter Identification | (f) Proposal Type (by issuer or shareholder) | (g) Voted | (h) How was vote cast (for or against proposal, or abstain; for or withhold regarding election of directors) | (i) Was Vote For or Against Management |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | Annual | 7/16/2013 | 1.1 | Elect Director Richard C. Adkerson | MGMT | Y | For | For |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | Annual | 7/16/2013 | 1.2 | Elect Director Robert J. Allison, Jr. | MGMT | Y | Withhold | Against |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | Annual | 7/16/2013 | 1.3 | Elect Director Alan R. Buckwalter, III | MGMT | Y | For | For |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | Annual | 7/16/2013 | 1.4 | Elect Director Robert A. Day | MGMT | Y | Withhold | Against |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | Annual | 7/16/2013 | 1.5 | Elect Director James C. Flores | MGMT | Y | For | For |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | Annual | 7/16/2013 | 1.6 | Elect Director Gerald J. Ford | MGMT | Y | Withhold | Against |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | Annual | 7/16/2013 | 1.7 | Elect Director Thomas A. Fry, III | MGMT | Y | For | For |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | Annual | 7/16/2013 | 1.8 | Elect Director H. Devon Graham, Jr. | MGMT | Y | Withhold | Against |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | Annual | 7/16/2013 | 1.9 | Elect Director Charles C. Krulak | MGMT | Y | Withhold | Against |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | Annual | 7/16/2013 | 1.10 | Elect Director Bobby Lee Lackey | MGMT | Y | Withhold | Against |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | Annual | 7/16/2013 | 1.11 | Elect Director Jon C. Madonna | MGMT | Y | For | For |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | Annual | 7/16/2013 | 1.12 | Elect Director Dustan E. McCoy | MGMT | Y | For | For |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | Annual | 7/16/2013 | 1.13 | Elect Director James R. Moffett | MGMT | Y | For | For |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | Annual | 7/16/2013 | 1.14 | Elect Director B. M. Rankin, Jr. | MGMT | Y | For | For |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | Annual | 7/16/2013 | 1.15 | Elect Director Stephen H. Siegele | MGMT | Y | For | For |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | Annual | 7/16/2013 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | Against | Against |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | Annual | 7/16/2013 | 3 | Ratify Auditors | MGMT | Y | For | For |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | Annual | 7/16/2013 | 4 | Request Director Nominee with Environmental Qualifications | SHAREHOLD | Y | Against | For |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | Annual | 7/16/2013 | 5 | Require Independent Board Chairman | SHAREHOLD | Y | For | Against |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | Annual | 7/16/2013 | 6 | Adopt Policy and Report on Board Diversity | SHAREHOLD | Y | Against | For |
Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | Annual | 7/16/2013 | 7 | Amend Bylaws-- Call Special Meetings | SHAREHOLD | Y | For | Against |
Noble Corporation | NE | H5833N103 | Special | 10/11/2013 | 1 | Change Jurisdiction of Incorporation | MGMT | Y | For | For |
National Fuel Gas Company | NFG | 636180101 | Annual | 3/13/2014 | 1.1 | Elect Director Ronald W. Jibson | MGMT | Y | For | For |
National Fuel Gas Company | NFG | 636180101 | Annual | 3/13/2014 | 1.2 | Elect Director Jeffrey W. Shaw | MGMT | Y | For | For |
National Fuel Gas Company | NFG | 636180101 | Annual | 3/13/2014 | 1.3 | Elect Director Ronald J. Tanski | MGMT | Y | For | For |
National Fuel Gas Company | NFG | 636180101 | Annual | 3/13/2014 | 2 | Ratify Auditors | MGMT | Y | For | For |
National Fuel Gas Company | NFG | 636180101 | Annual | 3/13/2014 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
National Fuel Gas Company | NFG | 636180101 | Annual | 3/13/2014 | 4 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity and Expression | SHAREHOLD | Y | For | Against |
Schlumberger Limited | SLB | 806857108 | Annual | 4/9/2014 | 1a | Elect Director Peter L.S. Currie | MGMT | Y | For | For |
Schlumberger Limited | SLB | 806857108 | Annual | 4/9/2014 | 1b | Elect Director Tony Isaac | MGMT | Y | For | For |
Schlumberger Limited | SLB | 806857108 | Annual | 4/9/2014 | 1c | Elect Director K. Vaman Kamath | MGMT | Y | For | For |
Schlumberger Limited | SLB | 806857108 | Annual | 4/9/2014 | 1d | Elect Director Maureen Kempston Darkes | MGMT | Y | For | For |
Schlumberger Limited | SLB | 806857108 | Annual | 4/9/2014 | 1e | Elect Director Paal Kibsgaard | MGMT | Y | For | For |
Schlumberger Limited | SLB | 806857108 | Annual | 4/9/2014 | 1f | Elect Director Nikolay Kudryavtsev | MGMT | Y | For | For |
Schlumberger Limited | SLB | 806857108 | Annual | 4/9/2014 | 1g | Elect Director Michael E. Marks | MGMT | Y | For | For |
Schlumberger Limited | SLB | 806857108 | Annual | 4/9/2014 | 1h | Elect Director Lubna S. Olayan | MGMT | Y | For | For |
Schlumberger Limited | SLB | 806857108 | Annual | 4/9/2014 | 1i | Elect Director Leo Rafael Reif | MGMT | Y | For | For |
Schlumberger Limited | SLB | 806857108 | Annual | 4/9/2014 | 1j | Elect Director Tore I. Sandvold | MGMT | Y | For | For |
Schlumberger Limited | SLB | 806857108 | Annual | 4/9/2014 | 1k | Elect Director Henri Seydoux | MGMT | Y | For | For |
Schlumberger Limited | SLB | 806857108 | Annual | 4/9/2014 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
Schlumberger Limited | SLB | 806857108 | Annual | 4/9/2014 | 3 | Adopt and Approve Financials and Dividends | MGMT | Y | For | For |
Schlumberger Limited | SLB | 806857108 | Annual | 4/9/2014 | 4 | Ratify PricewaterhouseCoopers LLP as Auditors | MGMT | Y | For | For |
BP plc | BP | 055622104 | Annual | 4/10/2014 | 1 | Accept Financial Statements and Statutory Reports | MGMT | Y | For | For |
BP plc | BP | 055622104 | Annual | 4/10/2014 | 2 | Approve Remuneration Report | MGMT | Y | Against | Against |
BP plc | BP | 055622104 | Annual | 4/10/2014 | 3 | Approve Remuneration Policy | MGMT | Y | For | For |
BP plc | BP | 055622104 | Annual | 4/10/2014 | 4 | Re-elect Bob Dudley as Director | MGMT | Y | For | For |
BP plc | BP | 055622104 | Annual | 4/10/2014 | 5 | Re-elect Iain Conn as Director | MGMT | Y | For | For |
BP plc | BP | 055622104 | Annual | 4/10/2014 | 6 | Re-elect Dr Brian Gilvary as Director | MGMT | Y | Against | Against |
BP plc | BP | 055622104 | Annual | 4/10/2014 | 7 | Re-elect Paul Anderson as Director | MGMT | Y | For | For |
BP plc | BP | 055622104 | Annual | 4/10/2014 | 8 | Re-elect Frank Bowman as Director | MGMT | Y | For | For |
BP plc | BP | 055622104 | Annual | 4/10/2014 | 9 | Re-elect Antony Burgmans as Director | MGMT | Y | Against | Against |
BP plc | BP | 055622104 | Annual | 4/10/2014 | 10 | Re-elect Cynthia Carroll as Director | MGMT | Y | For | For |
BP plc | BP | 055622104 | Annual | 4/10/2014 | 11 | Re-elect George David as Director | MGMT | Y | Against | Against |
BP plc | BP | 055622104 | Annual | 4/10/2014 | 12 | Re-elect Ian Davis as Director | MGMT | Y | Against | Against |
BP plc | BP | 055622104 | Annual | 4/10/2014 | 13 | Re-elect Dame Ann Dowling as Director | MGMT | Y | Against | Against |
BP plc | BP | 055622104 | Annual | 4/10/2014 | 14 | Re-elect Brendan Nelson as Director | MGMT | Y | For | For |
BP plc | BP | 055622104 | Annual | 4/10/2014 | 15 | Re-elect Phuthuma Nhleko as Director | MGMT | Y | For | For |
BP plc | BP | 055622104 | Annual | 4/10/2014 | 16 | Re-elect Andrew Shilston as Director | MGMT | Y | For | For |
BP plc | BP | 055622104 | Annual | 4/10/2014 | 17 | Re-elect Carl-Henric Svanberg as Director | MGMT | Y | Against | Against |
BP plc | BP | 055622104 | Annual | 4/10/2014 | 18 | Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration | MGMT | Y | For | For |
BP plc | BP | 055622104 | Annual | 4/10/2014 | 19 | Approve Executive Directors' Incentive Plan | MGMT | Y | Against | Against |
BP plc | BP | 055622104 | Annual | 4/10/2014 | 20 | Approve Remuneration of Non-Executive Directors | MGMT | Y | For | For |
BP plc | BP | 055622104 | Annual | 4/10/2014 | 21 | Authorise Issue of Equity with Pre-emptive Rights | MGMT | Y | For | For |
BP plc | BP | 055622104 | Annual | 4/10/2014 | 22 | Authorise Issue of Equity without Pre-emptive Rights | MGMT | Y | For | For |
BP plc | BP | 055622104 | Annual | 4/10/2014 | 23 | Authorise Market Purchase of Ordinary Shares | MGMT | Y | For | For |
BP plc | BP | 055622104 | Annual | 4/10/2014 | 24 | Authorise the Company to Call EGM with Two Weeks' Notice | MGMT | Y | Against | Against |
LyondellBasell Industries NV | LYB | N53745100 | Annual | 4/16/2014 | 1a | Elect Jagjeet S. Bindra to Supervisory Board | MGMT | Y | For | For |
LyondellBasell Industries NV | LYB | N53745100 | Annual | 4/16/2014 | 1b | Elect Milton Carroll to Supervisory Board | MGMT | Y | For | For |
LyondellBasell Industries NV | LYB | N53745100 | Annual | 4/16/2014 | 1c | Elect Claire S. Farley to Supervisory Board | MGMT | Y | For | For |
LyondellBasell Industries NV | LYB | N53745100 | Annual | 4/16/2014 | 1d | Elect Rudy van der Meer to Supervisory Board | MGMT | Y | For | For |
LyondellBasell Industries NV | LYB | N53745100 | Annual | 4/16/2014 | 1e | Elect Isabella D. Goren to Supervisory Board | MGMT | Y | For | For |
LyondellBasell Industries NV | LYB | N53745100 | Annual | 4/16/2014 | 1f | Elect Nance K. Dicciani to Supervisory Board | MGMT | Y | For | For |
LyondellBasell Industries NV | LYB | N53745100 | Annual | 4/16/2014 | 2a | Elect Karyn F. Ovelmen to Management Board | MGMT | Y | For | For |
LyondellBasell Industries NV | LYB | N53745100 | Annual | 4/16/2014 | 2b | Elect Craig B. Glidden to Management Board | MGMT | Y | For | For |
LyondellBasell Industries NV | LYB | N53745100 | Annual | 4/16/2014 | 2c | Elect Bhavesh V. Patel to Management Board | MGMT | Y | For | For |
LyondellBasell Industries NV | LYB | N53745100 | Annual | 4/16/2014 | 2d | Elect Patrick D. Quarles to Management Board | MGMT | Y | For | For |
LyondellBasell Industries NV | LYB | N53745100 | Annual | 4/16/2014 | 2e | Elect Timothy D. Roberts to Management Board | MGMT | Y | For | For |
LyondellBasell Industries NV | LYB | N53745100 | Annual | 4/16/2014 | 3 | Adopt Financial Statements and Statutory Reports | MGMT | Y | For | For |
LyondellBasell Industries NV | LYB | N53745100 | Annual | 4/16/2014 | 4 | Approve Discharge of Management Board | MGMT | Y | For | For |
LyondellBasell Industries NV | LYB | N53745100 | Annual | 4/16/2014 | 5 | Approve Discharge of Supervisory Board | MGMT | Y | For | For |
LyondellBasell Industries NV | LYB | N53745100 | Annual | 4/16/2014 | 6 | Ratify PricewaterhouseCoopers LLP as Auditors | MGMT | Y | For | For |
LyondellBasell Industries NV | LYB | N53745100 | Annual | 4/16/2014 | 7 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | MGMT | Y | For | For |
LyondellBasell Industries NV | LYB | N53745100 | Annual | 4/16/2014 | 8 | Approve Dividends of USD 2.20 Per Share | MGMT | Y | For | For |
LyondellBasell Industries NV | LYB | N53745100 | Annual | 4/16/2014 | 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
LyondellBasell Industries NV | LYB | N53745100 | Annual | 4/16/2014 | 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | MGMT | Y | For | For |
LyondellBasell Industries NV | LYB | N53745100 | Annual | 4/16/2014 | 11 | Approve Cancellation of up to 10 Percent of Issued Share Capital in Treasury Account | MGMT | Y | For | For |
NOBLE ENERGY, INC. | NBL | 655044105 | Annual | 4/22/2014 | 1.1 | Elect Director Jeffrey L. Berenson | MGMT | Y | For | For |
NOBLE ENERGY, INC. | NBL | 655044105 | Annual | 4/22/2014 | 1.2 | Elect Director Michael A. Cawley | MGMT | Y | For | For |
NOBLE ENERGY, INC. | NBL | 655044105 | Annual | 4/22/2014 | 1.3 | Elect Director Edward F. Cox | MGMT | Y | For | For |
NOBLE ENERGY, INC. | NBL | 655044105 | Annual | 4/22/2014 | 1.4 | Elect Director Charles D. Davidson | MGMT | Y | For | For |
NOBLE ENERGY, INC. | NBL | 655044105 | Annual | 4/22/2014 | 1.5 | Elect Director Thomas J. Edelman | MGMT | Y | For | For |
NOBLE ENERGY, INC. | NBL | 655044105 | Annual | 4/22/2014 | 1.6 | Elect Director Eric P. Grubman | MGMT | Y | For | For |
NOBLE ENERGY, INC. | NBL | 655044105 | Annual | 4/22/2014 | 1.7 | Elect Director Kirby L. Hedrick | MGMT | Y | For | For |
NOBLE ENERGY, INC. | NBL | 655044105 | Annual | 4/22/2014 | 1.8 | Elect Director Scott D. Urban | MGMT | Y | For | For |
NOBLE ENERGY, INC. | NBL | 655044105 | Annual | 4/22/2014 | 1.9 | Elect Director William T. Van Kleef | MGMT | Y | For | For |
NOBLE ENERGY, INC. | NBL | 655044105 | Annual | 4/22/2014 | 1.10 | Elect Director Molly K. Williamson | MGMT | Y | For | For |
NOBLE ENERGY, INC. | NBL | 655044105 | Annual | 4/22/2014 | 2 | Ratify Auditors | MGMT | Y | For | For |
NOBLE ENERGY, INC. | NBL | 655044105 | Annual | 4/22/2014 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
Praxair, Inc. | PX | 74005P104 | Annual | 4/22/2014 | 1.1 | Elect Director Stephen F. Angel | MGMT | Y | For | For |
Praxair, Inc. | PX | 74005P104 | Annual | 4/22/2014 | 1.2 | Elect Director Oscar Bernardes | MGMT | Y | For | For |
Praxair, Inc. | PX | 74005P104 | Annual | 4/22/2014 | 1.3 | Elect Director Nance K. Dicciani | MGMT | Y | For | For |
Praxair, Inc. | PX | 74005P104 | Annual | 4/22/2014 | 1.4 | Elect Director Edward G. Galante | MGMT | Y | For | For |
Praxair, Inc. | PX | 74005P104 | Annual | 4/22/2014 | 1.5 | Elect Director Claire W. Gargalli | MGMT | Y | For | For |
Praxair, Inc. | PX | 74005P104 | Annual | 4/22/2014 | 1.6 | Elect Director Ira D. Hall | MGMT | Y | For | For |
Praxair, Inc. | PX | 74005P104 | Annual | 4/22/2014 | 1.7 | Elect Director Raymond W. LeBoeuf | MGMT | Y | For | For |
Praxair, Inc. | PX | 74005P104 | Annual | 4/22/2014 | 1.8 | Elect Director Larry D. McVay | MGMT | Y | For | For |
Praxair, Inc. | PX | 74005P104 | Annual | 4/22/2014 | 1.9 | Elect Director Denise L. Ramos | MGMT | Y | For | For |
Praxair, Inc. | PX | 74005P104 | Annual | 4/22/2014 | 1.10 | Elect Director Wayne T. Smith | MGMT | Y | For | For |
Praxair, Inc. | PX | 74005P104 | Annual | 4/22/2014 | 1.11 | Elect Director Robert L. Wood | MGMT | Y | For | For |
Praxair, Inc. | PX | 74005P104 | Annual | 4/22/2014 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
Praxair, Inc. | PX | 74005P104 | Annual | 4/22/2014 | 3 | Amend Omnibus Stock Plan | MGMT | Y | For | For |
Praxair, Inc. | PX | 74005P104 | Annual | 4/22/2014 | 4 | Ratify Auditors | MGMT | Y | For | For |
Cobalt International Energy, Inc. | CIE | 19075F106 | Annual | 4/29/2014 | 1.1 | Elect Director Kenneth W. Moore | MGMT | Y | Withhold | Against |
Cobalt International Energy, Inc. | CIE | 19075F106 | Annual | 4/29/2014 | 1.2 | Elect Director Myles W. Scoggins | MGMT | Y | For | For |
Cobalt International Energy, Inc. | CIE | 19075F106 | Annual | 4/29/2014 | 1.3 | Elect Director Martin H. Young, Jr. | MGMT | Y | Withhold | Against |
Cobalt International Energy, Inc. | CIE | 19075F106 | Annual | 4/29/2014 | 1.4 | Elect Director Jack E. Golden | MGMT | Y | For | For |
Cobalt International Energy, Inc. | CIE | 19075F106 | Annual | 4/29/2014 | 2 | Ratify Auditors | MGMT | Y | For | For |
Cobalt International Energy, Inc. | CIE | 19075F106 | Annual | 4/29/2014 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
Suncor Energy Inc | SU | 867224107 | Annual | 4/29/2014 | 1.1 | Elect Director Mel E. Benson | MGMT | Y | For | For |
Suncor Energy Inc | SU | 867224107 | Annual | 4/29/2014 | 1.2 | Elect Director Dominic D'Alessandro | MGMT | Y | For | For |
Suncor Energy Inc | SU | 867224107 | Annual | 4/29/2014 | 1.3 | Elect Director W. Douglas Ford | MGMT | Y | For | For |
Suncor Energy Inc | SU | 867224107 | Annual | 4/29/2014 | 1.4 | Elect Director John D. Gass | MGMT | Y | For | For |
Suncor Energy Inc | SU | 867224107 | Annual | 4/29/2014 | 1.5 | Elect Director Paul Haseldonckx | MGMT | Y | For | For |
Suncor Energy Inc | SU | 867224107 | Annual | 4/29/2014 | 1.6 | Elect Director John R. Huff | MGMT | Y | For | For |
Suncor Energy Inc | SU | 867224107 | Annual | 4/29/2014 | 1.7 | Elect Director Jacques Lamarre | MGMT | Y | For | For |
Suncor Energy Inc | SU | 867224107 | Annual | 4/29/2014 | 1.8 | Elect Director Maureen McCaw | MGMT | Y | For | For |
Suncor Energy Inc | SU | 867224107 | Annual | 4/29/2014 | 1.9 | Elect Director Michael W. O'Brien | MGMT | Y | For | For |
Suncor Energy Inc | SU | 867224107 | Annual | 4/29/2014 | 1.10 | Elect Director James W. Simpson | MGMT | Y | For | For |
Suncor Energy Inc | SU | 867224107 | Annual | 4/29/2014 | 1.11 | Elect Director Eira M. Thomas | MGMT | Y | For | For |
Suncor Energy Inc | SU | 867224107 | Annual | 4/29/2014 | 1.12 | Elect Director Steven W. Williams | MGMT | Y | For | For |
Suncor Energy Inc | SU | 867224107 | Annual | 4/29/2014 | 1.13 | Elect Director Michael M. Wilson | MGMT | Y | For | For |
Suncor Energy Inc | SU | 867224107 | Annual | 4/29/2014 | 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | MGMT | Y | For | For |
Suncor Energy Inc | SU | 867224107 | Annual | 4/29/2014 | 3 | Advisory Vote on Executive Compensation Approach | MGMT | Y | For | For |
Marathon Oil Corporation | MRO | 565849106 | Annual | 4/30/2014 | 1a | Elect Director Gregory H. Boyce | MGMT | Y | For | For |
Marathon Oil Corporation | MRO | 565849106 | Annual | 4/30/2014 | 1b | Elect Director Pierre Brondeau | MGMT | Y | Against | Against |
Marathon Oil Corporation | MRO | 565849106 | Annual | 4/30/2014 | 1c | Elect Director Linda Z. Cook | MGMT | Y | Against | Against |
Marathon Oil Corporation | MRO | 565849106 | Annual | 4/30/2014 | 1d | Elect Director Chadwick C. Deaton | MGMT | Y | Against | Against |
Marathon Oil Corporation | MRO | 565849106 | Annual | 4/30/2014 | 1e | Elect Director Shirley Ann Jackson | MGMT | Y | For | For |
Marathon Oil Corporation | MRO | 565849106 | Annual | 4/30/2014 | 1f | Elect Director Philip Lader | MGMT | Y | Against | Against |
Marathon Oil Corporation | MRO | 565849106 | Annual | 4/30/2014 | 1g | Elect Director Michael E. J. Phelps | MGMT | Y | Against | Against |
Marathon Oil Corporation | MRO | 565849106 | Annual | 4/30/2014 | 1h | Elect Director Dennis H. Reilley | MGMT | Y | For | For |
Marathon Oil Corporation | MRO | 565849106 | Annual | 4/30/2014 | 1i | Elect Director Lee M. Tillman | MGMT | Y | For | For |
Marathon Oil Corporation | MRO | 565849106 | Annual | 4/30/2014 | 2 | Ratify Auditors | MGMT | Y | For | For |
Marathon Oil Corporation | MRO | 565849106 | Annual | 4/30/2014 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
Marathon Oil Corporation | MRO | 565849106 | Annual | 4/30/2014 | 4 | Report on Lobbying Payments and Policy | SHAREHOLD | Y | For | Against |
Marathon Oil Corporation | MRO | 565849106 | Annual | 4/30/2014 | 5 | Report on Methane Emissions Management and Reduction Targets | SHAREHOLD | Y | Against | For |
Marathon Petroleum Corporation | MPC | 56585A102 | Annual | 4/30/2014 | 1a | Elect Director Steven A. Davis | MGMT | Y | For | For |
Marathon Petroleum Corporation | MPC | 56585A102 | Annual | 4/30/2014 | 1b | Elect Director Gary R. Heminger | MGMT | Y | For | For |
Marathon Petroleum Corporation | MPC | 56585A102 | Annual | 4/30/2014 | 1c | Elect Director John W. Snow | MGMT | Y | For | For |
Marathon Petroleum Corporation | MPC | 56585A102 | Annual | 4/30/2014 | 1d | Elect Director John P. Surma | MGMT | Y | For | For |
Marathon Petroleum Corporation | MPC | 56585A102 | Annual | 4/30/2014 | 2 | Ratify Auditors | MGMT | Y | For | For |
Marathon Petroleum Corporation | MPC | 56585A102 | Annual | 4/30/2014 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
Marathon Petroleum Corporation | MPC | 56585A102 | Annual | 4/30/2014 | 4 | Adopt Quantitative GHG Goals for Products and Operations | SHAREHOLD | Y | Against | For |
Marathon Petroleum Corporation | MPC | 56585A102 | Annual | 4/30/2014 | 5 | Report on Lobbying Payments and Policy | SHAREHOLD | Y | For | Against |
Cabot Oil & Gas Corporation | COG | 127097103 | Annual | 5/1/2014 | 1a | Elect Director Dan O. Dinges | MGMT | Y | For | For |
Cabot Oil & Gas Corporation | COG | 127097103 | Annual | 5/1/2014 | 1b | Elect Director James R. Gibbs | MGMT | Y | For | For |
Cabot Oil & Gas Corporation | COG | 127097103 | Annual | 5/1/2014 | 1c | Elect Director Robert L. Keiser | MGMT | Y | For | For |
Cabot Oil & Gas Corporation | COG | 127097103 | Annual | 5/1/2014 | 1d | Elect Director W. Matt Ralls | MGMT | Y | For | For |
Cabot Oil & Gas Corporation | COG | 127097103 | Annual | 5/1/2014 | 2 | Ratify Auditors | MGMT | Y | For | For |
Cabot Oil & Gas Corporation | COG | 127097103 | Annual | 5/1/2014 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
Cabot Oil & Gas Corporation | COG | 127097103 | Annual | 5/1/2014 | 4 | Increase Authorized Common Stock | MGMT | Y | For | For |
Cabot Oil & Gas Corporation | COG | 127097103 | Annual | 5/1/2014 | 5 | Approve Omnibus Stock Plan | MGMT | Y | Against | Against |
Cabot Oil & Gas Corporation | COG | 127097103 | Annual | 5/1/2014 | 6 | Report on Political Contributions | SHAREHOLD | Y | For | Against |
EOG Resources, Inc. | EOG | 26875P101 | Annual | 5/1/2014 | 1a | Elect Director Janet F. Clark | MGMT | Y | For | For |
EOG Resources, Inc. | EOG | 26875P101 | Annual | 5/1/2014 | 1b | Elect Director Charles R. Crisp | MGMT | Y | For | For |
EOG Resources, Inc. | EOG | 26875P101 | Annual | 5/1/2014 | 1c | Elect Director James C. Day | MGMT | Y | For | For |
EOG Resources, Inc. | EOG | 26875P101 | Annual | 5/1/2014 | 1d | Elect Director Mark G. Papa | MGMT | Y | For | For |
EOG Resources, Inc. | EOG | 26875P101 | Annual | 5/1/2014 | 1e | Elect Director H. Leighton Steward | MGMT | Y | For | For |
EOG Resources, Inc. | EOG | 26875P101 | Annual | 5/1/2014 | 1f | Elect Director Donald F. Textor | MGMT | Y | For | For |
EOG Resources, Inc. | EOG | 26875P101 | Annual | 5/1/2014 | 1g | Elect Director William R. Thomas | MGMT | Y | For | For |
EOG Resources, Inc. | EOG | 26875P101 | Annual | 5/1/2014 | 1h | Elect Director Frank G. Wisner | MGMT | Y | For | For |
EOG Resources, Inc. | EOG | 26875P101 | Annual | 5/1/2014 | 2 | Ratify Auditors | MGMT | Y | For | For |
EOG Resources, Inc. | EOG | 26875P101 | Annual | 5/1/2014 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
EOG Resources, Inc. | EOG | 26875P101 | Annual | 5/1/2014 | 4 | Report on Management of Hydraulic Fracturing Risks and Opportunities | SHAREHOLD | Y | Against | For |
EOG Resources, Inc. | EOG | 26875P101 | Annual | 5/1/2014 | 5 | Report on Methane Emissions Management and Reduction Targets | SHAREHOLD | Y | Against | For |
Valero Energy Corporation | VLO | 91913Y100 | Annual | 5/1/2014 | 1a | Elect Director Jerry D. Choate | MGMT | Y | For | For |
Valero Energy Corporation | VLO | 91913Y100 | Annual | 5/1/2014 | 1b | Elect Director Joseph W. Gorder | MGMT | Y | For | For |
Valero Energy Corporation | VLO | 91913Y100 | Annual | 5/1/2014 | 1c | Elect Director William R. Klesse | MGMT | Y | For | For |
Valero Energy Corporation | VLO | 91913Y100 | Annual | 5/1/2014 | 1d | Elect Director Deborah P. Majoras | MGMT | Y | For | For |
Valero Energy Corporation | VLO | 91913Y100 | Annual | 5/1/2014 | 1e | Elect Director Donald L. Nickles | MGMT | Y | For | For |
Valero Energy Corporation | VLO | 91913Y100 | Annual | 5/1/2014 | 1f | Elect Director Philip J. Pfeiffer | MGMT | Y | For | For |
Valero Energy Corporation | VLO | 91913Y100 | Annual | 5/1/2014 | 1g | Elect Director Robert A. Profusek | MGMT | Y | For | For |
Valero Energy Corporation | VLO | 91913Y100 | Annual | 5/1/2014 | 1h | Elect Director Susan Kaufman Purcell | MGMT | Y | For | For |
Valero Energy Corporation | VLO | 91913Y100 | Annual | 5/1/2014 | 1i | Elect Director Stephen M. Waters | MGMT | Y | For | For |
Valero Energy Corporation | VLO | 91913Y100 | Annual | 5/1/2014 | 1j | Elect Director Randall J. Weisenburger | MGMT | Y | For | For |
Valero Energy Corporation | VLO | 91913Y100 | Annual | 5/1/2014 | 1k | Elect Director Rayford Wilkins, Jr. | MGMT | Y | For | For |
Valero Energy Corporation | VLO | 91913Y100 | Annual | 5/1/2014 | 2 | Ratify Auditors | MGMT | Y | For | For |
Valero Energy Corporation | VLO | 91913Y100 | Annual | 5/1/2014 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
Valero Energy Corporation | VLO | 91913Y100 | Annual | 5/1/2014 | 4 | Pro-rata Vesting of Equity Awards | SHAREHOLD | Y | For | Against |
Valero Energy Corporation | VLO | 91913Y100 | Annual | 5/1/2014 | 5 | Adopt Quantitative GHG Goals for Products and Operations | SHAREHOLD | Y | Against | For |
Valero Energy Corporation | VLO | 91913Y100 | Annual | 5/1/2014 | 6 | Report on Lobbying Payments and Policy | SHAREHOLD | Y | For | Against |
Occidental Petroleum Corporation | OXY | 674599105 | Annual | 5/2/2014 | 1.1 | Elect Director Spencer Abraham | MGMT | Y | For | For |
Occidental Petroleum Corporation | OXY | 674599105 | Annual | 5/2/2014 | 1.2 | Elect Director Howard I. Atkins | MGMT | Y | For | For |
Occidental Petroleum Corporation | OXY | 674599105 | Annual | 5/2/2014 | 1.3 | Elect Director Eugene L. Batchelder | MGMT | Y | For | For |
Occidental Petroleum Corporation | OXY | 674599105 | Annual | 5/2/2014 | 1.4 | Elect Director Stephen I. Chazen | MGMT | Y | For | For |
Occidental Petroleum Corporation | OXY | 674599105 | Annual | 5/2/2014 | 1.5 | Elect Director Edward P. Djerejian | MGMT | Y | For | For |
Occidental Petroleum Corporation | OXY | 674599105 | Annual | 5/2/2014 | 1.6 | Elect Director John E. Feick | MGMT | Y | For | For |
Occidental Petroleum Corporation | OXY | 674599105 | Annual | 5/2/2014 | 1.7 | Elect Director Margaret M. Foran | MGMT | Y | For | For |
Occidental Petroleum Corporation | OXY | 674599105 | Annual | 5/2/2014 | 1.8 | Elect Director Carlos M. Gutierrez | MGMT | Y | For | For |
Occidental Petroleum Corporation | OXY | 674599105 | Annual | 5/2/2014 | 1.9 | Elect Director William R. Klesse | MGMT | Y | For | For |
Occidental Petroleum Corporation | OXY | 674599105 | Annual | 5/2/2014 | 1.10 | Elect Director Avedick B. Poladian | MGMT | Y | For | For |
Occidental Petroleum Corporation | OXY | 674599105 | Annual | 5/2/2014 | 1.11 | Elect Director Elisse B. Walter | MGMT | Y | For | For |
Occidental Petroleum Corporation | OXY | 674599105 | Annual | 5/2/2014 | 2 | Remove Age Restriction for Directors | MGMT | Y | For | For |
Occidental Petroleum Corporation | OXY | 674599105 | Annual | 5/2/2014 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
Occidental Petroleum Corporation | OXY | 674599105 | Annual | 5/2/2014 | 4 | Provide Right to Act by Written Consent | MGMT | Y | For | For |
Occidental Petroleum Corporation | OXY | 674599105 | Annual | 5/2/2014 | 5 | Separate the Roles of the Chairman of the Board and the Chief Executive Officer | MGMT | Y | For | For |
Occidental Petroleum Corporation | OXY | 674599105 | Annual | 5/2/2014 | 6 | Ratify Auditors | MGMT | Y | For | For |
Occidental Petroleum Corporation | OXY | 674599105 | Annual | 5/2/2014 | 7 | Stock Retention/Holding Period | SHAREHOLD | Y | Against | For |
Occidental Petroleum Corporation | OXY | 674599105 | Annual | 5/2/2014 | 8 | Review and Assess Membership of Lobbying Organizations | SHAREHOLD | Y | Against | For |
Occidental Petroleum Corporation | OXY | 674599105 | Annual | 5/2/2014 | 9 | Report on Management of Hydraulic Fracturing Risks and Opportunities | SHAREHOLD | Y | Against | For |
Occidental Petroleum Corporation | OXY | 674599105 | Annual | 5/2/2014 | 10 | Report on Methane Emissions Management and Reduction Targets | SHAREHOLD | Y | Against | For |
CONSOL Energy Inc. | CNX | 20854P109 | Annual | 5/7/2014 | 1.1 | Elect Director J. Brett Harvey | MGMT | Y | For | For |
CONSOL Energy Inc. | CNX | 20854P109 | Annual | 5/7/2014 | 1.2 | Elect Director Nicholas J. Deiuliis | MGMT | Y | For | For |
CONSOL Energy Inc. | CNX | 20854P109 | Annual | 5/7/2014 | 1.3 | Elect Director Philip W. Baxter | MGMT | Y | For | For |
CONSOL Energy Inc. | CNX | 20854P109 | Annual | 5/7/2014 | 1.4 | Elect Director James E. Altmeyer, Sr. | MGMT | Y | For | For |
CONSOL Energy Inc. | CNX | 20854P109 | Annual | 5/7/2014 | 1.5 | Elect Director Alvin R. Carpenter | MGMT | Y | For | For |
CONSOL Energy Inc. | CNX | 20854P109 | Annual | 5/7/2014 | 1.6 | Elect Director William E. Davis | MGMT | Y | For | For |
CONSOL Energy Inc. | CNX | 20854P109 | Annual | 5/7/2014 | 1.7 | Elect Director Raj K. Gupta | MGMT | Y | For | For |
CONSOL Energy Inc. | CNX | 20854P109 | Annual | 5/7/2014 | 1.8 | Elect Director David C. Hardesty, Jr. | MGMT | Y | For | For |
CONSOL Energy Inc. | CNX | 20854P109 | Annual | 5/7/2014 | 1.9 | Elect Director Maureen E. Lally-Green | MGMT | Y | For | For |
CONSOL Energy Inc. | CNX | 20854P109 | Annual | 5/7/2014 | 1.10 | Elect Director John T. Mills | MGMT | Y | For | For |
CONSOL Energy Inc. | CNX | 20854P109 | Annual | 5/7/2014 | 1.11 | Elect Director William P. Powell | MGMT | Y | For | For |
CONSOL Energy Inc. | CNX | 20854P109 | Annual | 5/7/2014 | 1.12 | Elect Director Joseph T. Williams | MGMT | Y | For | For |
CONSOL Energy Inc. | CNX | 20854P109 | Annual | 5/7/2014 | 2 | Ratify Auditors | MGMT | Y | For | For |
CONSOL Energy Inc. | CNX | 20854P109 | Annual | 5/7/2014 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
CONSOL Energy Inc. | CNX | 20854P109 | Annual | 5/7/2014 | 4 | Report on Political Contributions | SHAREHOLD | Y | Against | For |
CONSOL Energy Inc. | CNX | 20854P109 | Annual | 5/7/2014 | 5 | Report on Financial Risks of Climate Change | SHAREHOLD | Y | Against | For |
CONSOL Energy Inc. | CNX | 20854P109 | Annual | 5/7/2014 | 6 | Require Independent Board Chairman | SHAREHOLD | Y | For | Against |
Hess Corporation | HES | 42809H107 | Annual | 5/7/2014 | 1.1 | Elect Director Terrence J. Checki | MGMT | Y | For | For |
Hess Corporation | HES | 42809H107 | Annual | 5/7/2014 | 1.2 | Elect Director Edith E. Holiday | MGMT | Y | For | For |
Hess Corporation | HES | 42809H107 | Annual | 5/7/2014 | 1.3 | Elect Director John H. Mullin, III | MGMT | Y | For | For |
Hess Corporation | HES | 42809H107 | Annual | 5/7/2014 | 1.4 | Elect Director James H. Quigley | MGMT | Y | For | For |
Hess Corporation | HES | 42809H107 | Annual | 5/7/2014 | 1.5 | Elect Director Robert N. Wilson | MGMT | Y | For | For |
Hess Corporation | HES | 42809H107 | Annual | 5/7/2014 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
Hess Corporation | HES | 42809H107 | Annual | 5/7/2014 | 3 | Ratify Auditors | MGMT | Y | For | For |
Hess Corporation | HES | 42809H107 | Annual | 5/7/2014 | 4a | Eliminate Supermajority Vote Requirement in Certificate of Incorporation and Bylaws | MGMT | Y | For | For |
Hess Corporation | HES | 42809H107 | Annual | 5/7/2014 | 4b | Eliminate Supermajority Vote Requirement in Certificate of Incorporation | MGMT | Y | For | For |
Hess Corporation | HES | 42809H107 | Annual | 5/7/2014 | 5 | Amend Certificate of Incorporation Removing Provisions of $3.50 Cumulative Convertible Preferred Stock | MGMT | Y | For | For |
Hess Corporation | HES | 42809H107 | Annual | 5/7/2014 | 6 | Report on Financial Risks of Climate Change | SHAREHOLD | Y | Against | For |
Vulcan Materials Company | VMC | 929160109 | Annual | 5/9/2014 | 1.1 | Elect Director O.B. Grayson Hall, Jr. | MGMT | Y | For | For |
Vulcan Materials Company | VMC | 929160109 | Annual | 5/9/2014 | 1.2 | Elect Director Donald M. James | MGMT | Y | For | For |
Vulcan Materials Company | VMC | 929160109 | Annual | 5/9/2014 | 1.3 | Elect Director James T. Prokopanko | MGMT | Y | For | For |
Vulcan Materials Company | VMC | 929160109 | Annual | 5/9/2014 | 1.4 | Elect Director Kathleen W. Thompson | MGMT | Y | For | For |
Vulcan Materials Company | VMC | 929160109 | Annual | 5/9/2014 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
Vulcan Materials Company | VMC | 929160109 | Annual | 5/9/2014 | 3 | Amend Executive Incentive Bonus Plan | MGMT | Y | For | For |
Vulcan Materials Company | VMC | 929160109 | Annual | 5/9/2014 | 3 | Ratify Auditors | MGMT | Y | For | For |
Anadarko Petroleum Corporation | APC | 032511107 | Annual | 5/13/2014 | 1a | Elect Director Anthony R. Chase | MGMT | Y | For | For |
Anadarko Petroleum Corporation | APC | 032511107 | Annual | 5/13/2014 | 1b | Elect Director Kevin P. Chilton | MGMT | Y | For | For |
Anadarko Petroleum Corporation | APC | 032511107 | Annual | 5/13/2014 | 1c | Elect Director H. Paulett Eberhart | MGMT | Y | For | For |
Anadarko Petroleum Corporation | APC | 032511107 | Annual | 5/13/2014 | 1d | Elect Director Peter J. Fluor | MGMT | Y | Against | Against |
Anadarko Petroleum Corporation | APC | 032511107 | Annual | 5/13/2014 | 1e | Elect Director Richard L. George | MGMT | Y | Against | Against |
Anadarko Petroleum Corporation | APC | 032511107 | Annual | 5/13/2014 | 1f | Elect Director Charles W. Goodyear | MGMT | Y | For | For |
Anadarko Petroleum Corporation | APC | 032511107 | Annual | 5/13/2014 | 1g | Elect Director John R. Gordon | MGMT | Y | Against | Against |
Anadarko Petroleum Corporation | APC | 032511107 | Annual | 5/13/2014 | 1h | Elect Director Eric D. Mullins | MGMT | Y | For | For |
Anadarko Petroleum Corporation | APC | 032511107 | Annual | 5/13/2014 | 1i | Elect Director R. A. Walker | MGMT | Y | For | For |
Anadarko Petroleum Corporation | APC | 032511107 | Annual | 5/13/2014 | 2 | Ratify Auditors | MGMT | Y | For | For |
Anadarko Petroleum Corporation | APC | 032511107 | Annual | 5/13/2014 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | Against | Against |
Anadarko Petroleum Corporation | APC | 032511107 | Annual | 5/13/2014 | 4 | Report on Political Contributions | SHAREHOLD | Y | Against | For |
Anadarko Petroleum Corporation | APC | 032511107 | Annual | 5/13/2014 | 5 | Report on Financial Risks of Climate Change | SHAREHOLD | Y | Against | For |
The Dow Chemical Company | DOW | 260543103 | Annual | 5/15/2014 | 1a | Elect Director Arnold A. Allemang | MGMT | Y | For | For |
The Dow Chemical Company | DOW | 260543103 | Annual | 5/15/2014 | 1b | Elect Director Ajay Banga | MGMT | Y | For | For |
The Dow Chemical Company | DOW | 260543103 | Annual | 5/15/2014 | 1c | Elect Director Jacqueline K. Barton | MGMT | Y | For | For |
The Dow Chemical Company | DOW | 260543103 | Annual | 5/15/2014 | 1d | Elect Director James A. Bell | MGMT | Y | For | For |
The Dow Chemical Company | DOW | 260543103 | Annual | 5/15/2014 | 1e | Elect Director Jeff M. Fettig | MGMT | Y | For | For |
The Dow Chemical Company | DOW | 260543103 | Annual | 5/15/2014 | 1f | Elect Director Andrew N. Liveris | MGMT | Y | For | For |
The Dow Chemical Company | DOW | 260543103 | Annual | 5/15/2014 | 1g | Elect Director Paul Polman | MGMT | Y | For | For |
The Dow Chemical Company | DOW | 260543103 | Annual | 5/15/2014 | 1h | Elect Director Dennis H. Reilley | MGMT | Y | For | For |
The Dow Chemical Company | DOW | 260543103 | Annual | 5/15/2014 | 1i | Elect Director James M. Ringler | MGMT | Y | For | For |
The Dow Chemical Company | DOW | 260543103 | Annual | 5/15/2014 | 1j | Elect Director Ruth G. Shaw | MGMT | Y | Against | Against |
The Dow Chemical Company | DOW | 260543103 | Annual | 5/15/2014 | 2 | Ratify Auditors | MGMT | Y | For | For |
The Dow Chemical Company | DOW | 260543103 | Annual | 5/15/2014 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
The Dow Chemical Company | DOW | 260543103 | Annual | 5/15/2014 | 4 | Amend Omnibus Stock Plan | MGMT | Y | For | For |
The Dow Chemical Company | DOW | 260543103 | Annual | 5/15/2014 | 5 | Provide Right to Act by Written Consent | SHAREHOLD | Y | For | Against |
The Dow Chemical Company | DOW | 260543103 | Annual | 5/15/2014 | 6 | Stock Retention/Holding Period | SHAREHOLD | Y | Against | For |
Royal Dutch Shell plc | RDSA | 780259206 | Annual | 5/20/2014 | 1 | Accept Financial Statements and Statutory Reports | MGMT | Y | For | For |
Royal Dutch Shell plc | RDSA | 780259206 | Annual | 5/20/2014 | 2 | Approve Remuneration Policy | MGMT | Y | For | For |
Royal Dutch Shell plc | RDSA | 780259206 | Annual | 5/20/2014 | 3 | Approve Remuneration Report | MGMT | Y | For | For |
Royal Dutch Shell plc | RDSA | 780259206 | Annual | 5/20/2014 | 4 | Elect Euleen Goh as Director | MGMT | Y | For | For |
Royal Dutch Shell plc | RDSA | 780259206 | Annual | 5/20/2014 | 5 | Elect Patricia Woertz as Director | MGMT | Y | For | For |
Royal Dutch Shell plc | RDSA | 780259206 | Annual | 5/20/2014 | 6 | Elect Ben van Beurden as Director | MGMT | Y | For | For |
Royal Dutch Shell plc | RDSA | 780259206 | Annual | 5/20/2014 | 7 | Re-elect Guy Elliott as Director | MGMT | Y | For | For |
Royal Dutch Shell plc | RDSA | 780259206 | Annual | 5/20/2014 | 8 | Re-elect Simon Henry as Director | MGMT | Y | Against | Against |
Royal Dutch Shell plc | RDSA | 780259206 | Annual | 5/20/2014 | 9 | Re-elect Charles Holliday as Director | MGMT | Y | For | For |
Royal Dutch Shell plc | RDSA | 780259206 | Annual | 5/20/2014 | 10 | Re-elect Gerard Kleisterlee as Director | MGMT | Y | For | For |
Royal Dutch Shell plc | RDSA | 780259206 | Annual | 5/20/2014 | 11 | Re-elect Jorma Ollila as Director | MGMT | Y | Against | Against |
Royal Dutch Shell plc | RDSA | 780259206 | Annual | 5/20/2014 | 12 | Re-elect Sir Nigel Sheinwald as Director | MGMT | Y | For | For |
Royal Dutch Shell plc | RDSA | 780259206 | Annual | 5/20/2014 | 13 | Re-elect Linda Stuntz as Director | MGMT | Y | For | For |
Royal Dutch Shell plc | RDSA | 780259206 | Annual | 5/20/2014 | 14 | Re-elect Hans Wijers as Director | MGMT | Y | For | For |
Royal Dutch Shell plc | RDSA | 780259206 | Annual | 5/20/2014 | 15 | Re-elect Gerrit Zalm as Director | MGMT | Y | For | For |
Royal Dutch Shell plc | RDSA | 780259206 | Annual | 5/20/2014 | 16 | Reappoint PricewaterhouseCoopers LLP as Auditors | MGMT | Y | For | For |
Royal Dutch Shell plc | RDSA | 780259206 | Annual | 5/20/2014 | 17 | Authorise Board to Fix Remuneration of Auditors | MGMT | Y | For | For |
Royal Dutch Shell plc | RDSA | 780259206 | Annual | 5/20/2014 | 18 | Authorise Issue of Equity with Pre-emptive Rights | MGMT | Y | For | For |
Royal Dutch Shell plc | RDSA | 780259206 | Annual | 5/20/2014 | 19 | Authorise Issue of Equity without Pre-emptive Rights | MGMT | Y | For | For |
Royal Dutch Shell plc | RDSA | 780259206 | Annual | 5/20/2014 | 20 | Authorise Market Purchase of Ordinary Shares | MGMT | Y | For | For |
Royal Dutch Shell plc | RDSA | 780259206 | Annual | 5/20/2014 | 21 | Approve Long Term Incentive Plan | MGMT | Y | For | For |
Royal Dutch Shell plc | RDSA | 780259206 | Annual | 5/20/2014 | 22 | Approve Deferred Bonus Plan | MGMT | Y | For | For |
Royal Dutch Shell plc | RDSA | 780259206 | Annual | 5/20/2014 | 23 | Approve Restricted Share Plan | MGMT | Y | For | For |
Royal Dutch Shell plc | RDSA | 780259206 | Annual | 5/20/2014 | 24 | Approve EU Political Donations and Expenditure | MGMT | Y | For | For |
SM Energy Company | SM | 78454L100 | Annual | 5/20/2014 | 1.1 | Elect Director Anthony J. Best | MGMT | Y | For | For |
SM Energy Company | SM | 78454L100 | Annual | 5/20/2014 | 1.2 | Elect Director Larry W. Bickle | MGMT | Y | For | For |
SM Energy Company | SM | 78454L100 | Annual | 5/20/2014 | 1.3 | Elect Director Stephen R. Brand | MGMT | Y | For | For |
SM Energy Company | SM | 78454L100 | Annual | 5/20/2014 | 1.4 | Elect Director William J. Gardiner | MGMT | Y | For | For |
SM Energy Company | SM | 78454L100 | Annual | 5/20/2014 | 1.5 | Elect Director Loren M. Leiker | MGMT | Y | For | For |
SM Energy Company | SM | 78454L100 | Annual | 5/20/2014 | 1.6 | Elect Director Julio M. Quintana | MGMT | Y | For | For |
SM Energy Company | SM | 78454L100 | Annual | 5/20/2014 | 1.7 | Elect Director John M. Seidl | MGMT | Y | For | For |
SM Energy Company | SM | 78454L100 | Annual | 5/20/2014 | 1.8 | Elect Director William D. Sullivan | MGMT | Y | For | For |
SM Energy Company | SM | 78454L100 | Annual | 5/20/2014 | 2 | Ratify Auditors | MGMT | Y | For | For |
SM Energy Company | SM | 78454L100 | Annual | 5/20/2014 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
Antero Resources Corporation | AR | 03674X106 | Annual | 5/21/2014 | 1.1 | Elect Director Paul M. Rady | MGMT | Y | Withhold | Against |
Antero Resources Corporation | AR | 03674X106 | Annual | 5/21/2014 | 1.2 | Elect Director Glen C. Warren, Jr. | MGMT | Y | Withhold | Against |
Antero Resources Corporation | AR | 03674X106 | Annual | 5/21/2014 | 1.3 | Elect Director James R. Levy | MGMT | Y | Withhold | Against |
Antero Resources Corporation | AR | 03674X106 | Annual | 5/21/2014 | 2 | Ratify Auditors | MGMT | Y | For | For |
Antero Resources Corporation | AR | 03674X106 | Annual | 5/21/2014 | 3 | Amend Omnibus Stock Plan | MGMT | Y | For | For |
Halliburton Company | HAL | 406216101 | Annual | 5/21/2014 | 1.1 | Elect Director Alan M. Bennett | MGMT | Y | For | For |
Halliburton Company | HAL | 406216101 | Annual | 5/21/2014 | 1.2 | Elect Director James R. Boyd | MGMT | Y | For | For |
Halliburton Company | HAL | 406216101 | Annual | 5/21/2014 | 1.3 | Elect Director Milton Carroll | MGMT | Y | Against | Against |
Halliburton Company | HAL | 406216101 | Annual | 5/21/2014 | 1.4 | Elect Director Nance K. Dicciani | MGMT | Y | For | For |
Halliburton Company | HAL | 406216101 | Annual | 5/21/2014 | 1.5 | Elect Director Murry S. Gerber | MGMT | Y | For | For |
Halliburton Company | HAL | 406216101 | Annual | 5/21/2014 | 1.6 | Elect Director Jose C. Grubisich | MGMT | Y | For | For |
Halliburton Company | HAL | 406216101 | Annual | 5/21/2014 | 1.7 | Elect Director Abdallah S. Jum'ah | MGMT | Y | For | For |
Halliburton Company | HAL | 406216101 | Annual | 5/21/2014 | 1.8 | Elect Director David J. Lesar | MGMT | Y | For | For |
Halliburton Company | HAL | 406216101 | Annual | 5/21/2014 | 1.9 | Elect Director Robert A. Malone | MGMT | Y | For | For |
Halliburton Company | HAL | 406216101 | Annual | 5/21/2014 | 1.10 | Elect Director J. Landis Martin | MGMT | Y | For | For |
Halliburton Company | HAL | 406216101 | Annual | 5/21/2014 | 1.11 | Elect Director Debra L. Reed | MGMT | Y | For | For |
Halliburton Company | HAL | 406216101 | Annual | 5/21/2014 | 2 | Ratify Auditors | MGMT | Y | For | For |
Halliburton Company | HAL | 406216101 | Annual | 5/21/2014 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
Halliburton Company | HAL | 406216101 | Annual | 5/21/2014 | 4 | Report on Human Rights Risk Assessment Process | SHAREHOLD | Y | Against | For |
Sealed Air Corporation | SEE | 81211K100 | Annual | 5/22/2014 | 1 | Elect Director Hank Brown | MGMT | Y | For | For |
Sealed Air Corporation | SEE | 81211K100 | Annual | 5/22/2014 | 2 | Elect Director Michael Chu | MGMT | Y | For | For |
Sealed Air Corporation | SEE | 81211K100 | Annual | 5/22/2014 | 3 | Elect Director Lawrence R. Codey | MGMT | Y | For | For |
Sealed Air Corporation | SEE | 81211K100 | Annual | 5/22/2014 | 4 | Elect Director Patrick Duff | MGMT | Y | For | For |
Sealed Air Corporation | SEE | 81211K100 | Annual | 5/22/2014 | 5 | Elect Director Jacqueline B. Kosecoff | MGMT | Y | For | For |
Sealed Air Corporation | SEE | 81211K100 | Annual | 5/22/2014 | 6 | Elect Director Kenneth P. Manning | MGMT | Y | For | For |
Sealed Air Corporation | SEE | 81211K100 | Annual | 5/22/2014 | 7 | Elect Director William J. Marino | MGMT | Y | For | For |
Sealed Air Corporation | SEE | 81211K100 | Annual | 5/22/2014 | 8 | Elect Director Jerome A. Peribere | MGMT | Y | For | For |
Sealed Air Corporation | SEE | 81211K100 | Annual | 5/22/2014 | 9 | Elect Director Richard L. Wambold | MGMT | Y | For | For |
Sealed Air Corporation | SEE | 81211K100 | Annual | 5/22/2014 | 10 | Elect Director Jerry R. Whitaker | MGMT | Y | For | For |
Sealed Air Corporation | SEE | 81211K100 | Annual | 5/22/2014 | 11 | Approve Omnibus Stock Plan | MGMT | Y | For | For |
Sealed Air Corporation | SEE | 81211K100 | Annual | 5/22/2014 | 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
Sealed Air Corporation | SEE | 81211K100 | Annual | 5/22/2014 | 13 | Ratify Auditors | MGMT | Y | For | For |
Chevron Corporation | CVX | 166764100 | Annual | 5/28/2014 | 1a | Elect Director Linnet F. Deily | MGMT | Y | For | For |
Chevron Corporation | CVX | 166764100 | Annual | 5/28/2014 | 1b | Elect Director Robert E. Denham | MGMT | Y | For | For |
Chevron Corporation | CVX | 166764100 | Annual | 5/28/2014 | 1c | Elect Director Alice P. Gast | MGMT | Y | For | For |
Chevron Corporation | CVX | 166764100 | Annual | 5/28/2014 | 1d | Elect Director Enrique Hernandez, Jr. | MGMT | Y | For | For |
Chevron Corporation | CVX | 166764100 | Annual | 5/28/2014 | 1e | Elect Director Jon M. Huntsman, Jr. | MGMT | Y | For | For |
Chevron Corporation | CVX | 166764100 | Annual | 5/28/2014 | 1f | Elect Director George L. Kirkland | MGMT | Y | For | For |
Chevron Corporation | CVX | 166764100 | Annual | 5/28/2014 | 1g | Elect Director Charles W. Moorman, IV | MGMT | Y | For | For |
Chevron Corporation | CVX | 166764100 | Annual | 5/28/2014 | 1h | Elect Director Kevin W. Sharer | MGMT | Y | For | For |
Chevron Corporation | CVX | 166764100 | Annual | 5/28/2014 | 1i | Elect Director John G. Stumpf | MGMT | Y | For | For |
Chevron Corporation | CVX | 166764100 | Annual | 5/28/2014 | 1j | Elect Director Ronald D. Sugar | MGMT | Y | For | For |
Chevron Corporation | CVX | 166764100 | Annual | 5/28/2014 | 1k | Elect Director Carl Ware | MGMT | Y | For | For |
Chevron Corporation | CVX | 166764100 | Annual | 5/28/2014 | 1l | Elect Director John S. Watson | MGMT | Y | For | For |
Chevron Corporation | CVX | 166764100 | Annual | 5/28/2014 | 2 | Ratify Auditors | MGMT | Y | For | For |
Chevron Corporation | CVX | 166764100 | Annual | 5/28/2014 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
Chevron Corporation | CVX | 166764100 | Annual | 5/28/2014 | 4 | Report on Charitable Contributions | SHAREHOLD | Y | Against | For |
Chevron Corporation | CVX | 166764100 | Annual | 5/28/2014 | 5 | Report on Lobbying Payments and Policy | SHAREHOLD | Y | Against | For |
Chevron Corporation | CVX | 166764100 | Annual | 5/28/2014 | 6 | Report on Management of Hydraulic Fracturing Risks and Opportunities | SHAREHOLD | Y | Against | For |
Chevron Corporation | CVX | 166764100 | Annual | 5/28/2014 | 7 | Require Independent Board Chairman | SHAREHOLD | Y | For | Against |
Chevron Corporation | CVX | 166764100 | Annual | 5/28/2014 | 8 | Amend Bylaws -- Call Special Meetings | SHAREHOLD | Y | For | Against |
Chevron Corporation | CVX | 166764100 | Annual | 5/28/2014 | 9 | Require Director Nominee with Environmental Experience | SHAREHOLD | Y | Against | For |
Chevron Corporation | CVX | 166764100 | Annual | 5/28/2014 | 10 | Adopt Guidelines for Country Selection | SHAREHOLD | Y | Against | For |
Exxon Mobil Corporation | XOM | 30231G102 | Annual | 5/28/2014 | 1.1 | Elect Director Michael J. Boskin | MGMT | Y | For | For |
Exxon Mobil Corporation | XOM | 30231G102 | Annual | 5/28/2014 | 1.2 | Elect Director Peter Brabeck-Letmathe | MGMT | Y | For | For |
Exxon Mobil Corporation | XOM | 30231G102 | Annual | 5/28/2014 | 1.3 | Elect Director Ursula M. Burns | MGMT | Y | For | For |
Exxon Mobil Corporation | XOM | 30231G102 | Annual | 5/28/2014 | 1.4 | Elect Director Larry R. Faulkner | MGMT | Y | For | For |
Exxon Mobil Corporation | XOM | 30231G102 | Annual | 5/28/2014 | 1.5 | Elect Director Jay S. Fishman | MGMT | Y | For | For |
Exxon Mobil Corporation | XOM | 30231G102 | Annual | 5/28/2014 | 1.6 | Elect Director Henrietta H. Fore | MGMT | Y | For | For |
Exxon Mobil Corporation | XOM | 30231G102 | Annual | 5/28/2014 | 1.7 | Elect Director Kenneth C. Frazier | MGMT | Y | For | For |
Exxon Mobil Corporation | XOM | 30231G102 | Annual | 5/28/2014 | 1.8 | Elect Director William W. George | MGMT | Y | For | For |
Exxon Mobil Corporation | XOM | 30231G102 | Annual | 5/28/2014 | 1.9 | Elect Director Samuel J. Palmisano | MGMT | Y | For | For |
Exxon Mobil Corporation | XOM | 30231G102 | Annual | 5/28/2014 | 1.10 | Elect Director Steven S Reinemund | MGMT | Y | For | For |
Exxon Mobil Corporation | XOM | 30231G102 | Annual | 5/28/2014 | 1.11 | Elect Director Rex W. Tillerson | MGMT | Y | For | For |
Exxon Mobil Corporation | XOM | 30231G102 | Annual | 5/28/2014 | 1.12 | Elect Director William C. Weldon | MGMT | Y | For | For |
Exxon Mobil Corporation | XOM | 30231G102 | Annual | 5/28/2014 | 2 | Ratify Auditors | MGMT | Y | For | For |
Exxon Mobil Corporation | XOM | 30231G102 | Annual | 5/28/2014 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
Exxon Mobil Corporation | XOM | 30231G102 | Annual | 5/28/2014 | 4 | Require a Majority Vote for the Election of Directors | SHAREHOLD | Y | For | Against |
Exxon Mobil Corporation | XOM | 30231G102 | Annual | 5/28/2014 | 5 | Limit Directors to a Maximum of Three Board Memberships in Companies with Sales over $500 Million Annually | SHAREHOLD | Y | Against | For |
Exxon Mobil Corporation | XOM | 30231G102 | Annual | 5/28/2014 | 6 | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | SHAREHOLD | Y | For | Against |
Exxon Mobil Corporation | XOM | 30231G102 | Annual | 5/28/2014 | 7 | Report on Lobbying Payments and Policy | SHAREHOLD | Y | Against | For |
Exxon Mobil Corporation | XOM | 30231G102 | Annual | 5/28/2014 | 8 | Adopt Quantitative GHG Goals for Products and Operations | SHAREHOLD | Y | Against | For |
PDC Energy, Inc. | PDCE | 69327R101 | Annual | 6/5/2014 | 1.1 | Elect Director Joseph E. Casabona | MGMT | Y | For | For |
PDC Energy, Inc. | PDCE | 69327R101 | Annual | 6/5/2014 | 1.2 | Elect Director David C. Parke | MGMT | Y | For | For |
PDC Energy, Inc. | PDCE | 69327R101 | Annual | 6/5/2014 | 1.3 | Elect Director Jeffrey C. Swoveland | MGMT | Y | For | For |
PDC Energy, Inc. | PDCE | 69327R101 | Annual | 6/5/2014 | 2 | Ratify Auditors | MGMT | Y | For | For |
PDC Energy, Inc. | PDCE | 69327R101 | Annual | 6/5/2014 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
PDC Energy, Inc. | PDCE | 69327R101 | Annual | 6/5/2014 | 4 | Increase Authorized Common Stock | MGMT | Y | Against | Against |
Gulfport Energy Corporation | GPOR | 402635304 | Annual | 6/12/2014 | 1.1 | Elect Director Michael G. Moore | MGMT | Y | For | For |
Gulfport Energy Corporation | GPOR | 402635304 | Annual | 6/12/2014 | 1.2 | Elect Director Donald L. Dillingham | MGMT | Y | For | For |
Gulfport Energy Corporation | GPOR | 402635304 | Annual | 6/12/2014 | 1.3 | Elect Director Craig Groeschel | MGMT | Y | For | For |
Gulfport Energy Corporation | GPOR | 402635304 | Annual | 6/12/2014 | 1.4 | Elect Director David L. Houston | MGMT | Y | For | For |
Gulfport Energy Corporation | GPOR | 402635304 | Annual | 6/12/2014 | 1.5 | Elect Director Michael S. Reddin | MGMT | Y | For | For |
Gulfport Energy Corporation | GPOR | 402635304 | Annual | 6/12/2014 | 1.6 | Elect Director Scott E. Streller | MGMT | Y | For | For |
Gulfport Energy Corporation | GPOR | 402635304 | Annual | 6/12/2014 | 2 | Approve Executive Incentive Bonus Plan | MGMT | Y | For | For |
Gulfport Energy Corporation | GPOR | 402635304 | Annual | 6/12/2014 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
Gulfport Energy Corporation | GPOR | 402635304 | Annual | 6/12/2014 | 4 | Ratify Auditors | MGMT | Y | For | For |
| | | | | | | | | | |
| | | | | | | | |
Saratoga Advantage Trust: International Equity Portfolio Item 1 |
Investment Company Act file number: 811-08542 |
Reporting Period: July 1, 2013 through June 30, 2014 | |
| | | | | | | | |
| | | | | | | | |
| | | | ITEM 1- PROXY VOTING RECORD | | | | |
Issuer's Name | Exchange Ticker Symbol | Cusip | MeetingDate | Matter Identification | Proposal Type | Voted | VoteInstruction | ForOrAgainstMgmt |
Air Liquide | AI | F01764103 | 05/07/2014 | Non-Voting Meeting Note | None | Voted | | NA |
Air Liquide | AI | F01764103 | 05/07/2014 | Non-Voting Meeting Note | None | Voted | | NA |
Air Liquide | AI | F01764103 | 05/07/2014 | Non-Voting Meeting Note | None | Voted | | NA |
Air Liquide | AI | F01764103 | 05/07/2014 | Accounts and Reports | Management | Voted | For | For |
Air Liquide | AI | F01764103 | 05/07/2014 | Consolidated Accounts and Reports | Management | Voted | For | For |
Air Liquide | AI | F01764103 | 05/07/2014 | Allocation of Profits/Dividends | Management | Voted | For | For |
Air Liquide | AI | F01764103 | 05/07/2014 | Authority to Repurchase Shares | Management | Voted | For | For |
Air Liquide | AI | F01764103 | 05/07/2014 | Elect Benoît Potier | Management | Voted | For | For |
Air Liquide | AI | F01764103 | 05/07/2014 | Elect Paul D. Skinner | Management | Voted | For | For |
Air Liquide | AI | F01764103 | 05/07/2014 | Elect Jean-Paul Agon | Management | Voted | For | For |
Air Liquide | AI | F01764103 | 05/07/2014 | Elect Sin Leng Low | Management | Voted | For | For |
Air Liquide | AI | F01764103 | 05/07/2014 | Elect Annette Winkler | Management | Voted | For | For |
Air Liquide | AI | F01764103 | 05/07/2014 | Severance Agreement and Supplementary Retirement Benefits (Benoît Potier) | Management | Voted | For | For |
Air Liquide | AI | F01764103 | 05/07/2014 | Severance Agreement and Supplementary Retirement Benefits (Pierre Dufour) | Management | Voted | For | For |
Air Liquide | AI | F01764103 | 05/07/2014 | Remuneration of Benoît Potier, Chairman and CEO | Management | Voted | For | For |
Air Liquide | AI | F01764103 | 05/07/2014 | Remuneration of Pierre Dufour, Deputy CEO | Management | Voted | For | For |
Air Liquide | AI | F01764103 | 05/07/2014 | Amendment to Article Regarding Employee Representatives | Management | Voted | For | For |
Air Liquide | AI | F01764103 | 05/07/2014 | Authority to Cancel Shares and Reduce Share Capital | Management | Voted | For | For |
Air Liquide | AI | F01764103 | 05/07/2014 | Authority to Increase Capital Through Capitalizations | Management | Voted | For | For |
Air Liquide | AI | F01764103 | 05/07/2014 | Amendment to Article Regarding Employee Representatives | Management | Voted | For | For |
Air Liquide | AI | F01764103 | 05/07/2014 | Amendment to Article Regarding Appointment of Lead Independent Director | Management | Voted | For | For |
Air Liquide | AI | F01764103 | 05/07/2014 | Amendment to Article Regarding Loyalty Dividends | Management | Voted | For | For |
Air Liquide | AI | F01764103 | 05/07/2014 | Authorization of Legal Formalities | Management | Voted | For | For |
AMEC plc | AMEC | G02604117 | 04/03/2014 | Accounts and Reports | Management | Voted | For | For |
AMEC plc | AMEC | G02604117 | 04/03/2014 | Allocation of Profits/Dividends | Management | Voted | For | For |
AMEC plc | AMEC | G02604117 | 04/03/2014 | Remuneration Report (Advisory) | Management | Voted | For | For |
AMEC plc | AMEC | G02604117 | 04/03/2014 | Remuneration Policy (Binding) | Management | Voted | For | For |
AMEC plc | AMEC | G02604117 | 04/03/2014 | Elect John Connolly | Management | Voted | For | For |
AMEC plc | AMEC | G02604117 | 04/03/2014 | Elect Samir Brikho | Management | Voted | For | For |
AMEC plc | AMEC | G02604117 | 04/03/2014 | Elect Ian McHoul | Management | Voted | For | For |
AMEC plc | AMEC | G02604117 | 04/03/2014 | Elect Linda Adamany | Management | Voted | For | For |
AMEC plc | AMEC | G02604117 | 04/03/2014 | Elect Neil A.P. Carson | Management | Voted | For | For |
AMEC plc | AMEC | G02604117 | 04/03/2014 | Elect Colin Day | Management | Voted | For | For |
AMEC plc | AMEC | G02604117 | 04/03/2014 | Elect Simon R. Thompson | Management | Voted | For | For |
AMEC plc | AMEC | G02604117 | 04/03/2014 | Appointment of Auditor | Management | Voted | For | For |
AMEC plc | AMEC | G02604117 | 04/03/2014 | Authority to Set Auditor's Fees | Management | Voted | For | For |
AMEC plc | AMEC | G02604117 | 04/03/2014 | Authority to Issue Shares w/ Preemptive Rights | Management | Voted | For | For |
AMEC plc | AMEC | G02604117 | 04/03/2014 | Authority to Issue Shares w/o Preemptive Rights | Management | Voted | For | For |
AMEC plc | AMEC | G02604117 | 04/03/2014 | Authority to Repurchase Shares | Management | Voted | For | For |
AMEC plc | AMEC | G02604117 | 04/03/2014 | Authority to Set General Meeting Notice Period at 14 Days | Management | Voted | Against | Against |
Andritz AG | ADRZY | A11123105 | 03/21/2014 | Non-Voting Agenda Item | None | Voted | | NA |
Andritz AG | ADRZY | A11123105 | 03/21/2014 | Allocation of Profits/Dividends | Management | Voted | For | For |
Andritz AG | ADRZY | A11123105 | 03/21/2014 | Ratification of Management Board Acts | Management | Voted | For | For |
Andritz AG | ADRZY | A11123105 | 03/21/2014 | Ratification of Supervisory Board Acts | Management | Voted | For | For |
Andritz AG | ADRZY | A11123105 | 03/21/2014 | Supervisory Board Members' Fees | Management | Voted | For | For |
Andritz AG | ADRZY | A11123105 | 03/21/2014 | Appointment of Auditor | Management | Voted | For | For |
Andritz AG | ADRZY | A11123105 | 03/21/2014 | Elect Monika Kircher | Management | Voted | For | For |
Andritz AG | ADRZY | A11123105 | 03/21/2014 | Elect Ralf W. Dieter | Management | Voted | For | For |
Andritz AG | ADRZY | A11123105 | 03/21/2014 | Stock Option Plan | Management | Voted | Against | Against |
Andritz AG | ADRZY | A11123105 | 03/21/2014 | Amendments to Articles Relating to GesRÄG | Management | Voted | For | For |
Andritz AG | ADRZY | A11123105 | 03/21/2014 | Non-Voting Meeting Note | None | Voted | | NA |
Arrow Global Group Plc | ARW | G05163103 | 05/28/2014 | Accounts and Reports | Management | Voted | For | For |
Arrow Global Group Plc | ARW | G05163103 | 05/28/2014 | Remuneration Report (Advisory) | Management | Voted | For | For |
Arrow Global Group Plc | ARW | G05163103 | 05/28/2014 | Remuneration Policy (Binding) | Management | Voted | For | For |
Arrow Global Group Plc | ARW | G05163103 | 05/28/2014 | Elect Jonathan Bloomer | Management | Voted | For | For |
Arrow Global Group Plc | ARW | G05163103 | 05/28/2014 | Elect Tom Drury | Management | Voted | For | For |
Arrow Global Group Plc | ARW | G05163103 | 05/28/2014 | Elect Rob Memmott | Management | Voted | For | For |
Arrow Global Group Plc | ARW | G05163103 | 05/28/2014 | Elect Zachary Lewy | Management | Voted | For | For |
Arrow Global Group Plc | ARW | G05163103 | 05/28/2014 | Elect George Mathewson | Management | Voted | For | For |
Arrow Global Group Plc | ARW | G05163103 | 05/28/2014 | Elect Iain Cornish | Management | Voted | For | For |
Arrow Global Group Plc | ARW | G05163103 | 05/28/2014 | Elect Gillian Key-Vice | Management | Voted | For | For |
Arrow Global Group Plc | ARW | G05163103 | 05/28/2014 | Elect Robin Phipps | Management | Voted | For | For |
Arrow Global Group Plc | ARW | G05163103 | 05/28/2014 | Appointment of Auditor | Management | Voted | For | For |
Arrow Global Group Plc | ARW | G05163103 | 05/28/2014 | Authority to Set Auditor's Fees | Management | Voted | For | For |
Arrow Global Group Plc | ARW | G05163103 | 05/28/2014 | Electronic Communications | Management | Voted | For | For |
Arrow Global Group Plc | ARW | G05163103 | 05/28/2014 | Authority to Issue Shares w/ Preemptive Rights | Management | Voted | For | For |
Arrow Global Group Plc | ARW | G05163103 | 05/28/2014 | Authorisation of Political Donations | Management | Voted | For | For |
Arrow Global Group Plc | ARW | G05163103 | 05/28/2014 | Authority to Issue Shares w/o Preemptive Rights | Management | Voted | For | For |
Arrow Global Group Plc | ARW | G05163103 | 05/28/2014 | Authority to Repurchase Shares | Management | Voted | For | For |
Arrow Global Group Plc | ARW | G05163103 | 05/28/2014 | Authority to Set General Meeting Notice Period at 14 Days | Management | Voted | Against | Against |
Arrow Global Group Plc | ARW | G05163103 | 05/28/2014 | Non-Voting Meeting Note | None | Voted | | NA |
BHP Billiton plc | BBL | G10877101 | 10/24/2013 | Accounts and Reports (BHP Billiton plc & BHP Billiton Limited) | Management | Voted | For | For |
BHP Billiton plc | BBL | G10877101 | 10/24/2013 | Appointment of Auditor (BHP Billiton plc) | Management | Voted | For | For |
BHP Billiton plc | BBL | G10877101 | 10/24/2013 | Authority to Set Auditor's Fees | Management | Voted | For | For |
BHP Billiton plc | BBL | G10877101 | 10/24/2013 | Authority to Issue Shares w/ Preemptive Rights (BHP Billiton plc) | Management | Voted | For | For |
BHP Billiton plc | BBL | G10877101 | 10/24/2013 | Authority to Issue Shares w/o Preemptive Rights (BHP Billiton plc) | Management | Voted | For | For |
BHP Billiton plc | BBL | G10877101 | 10/24/2013 | Authority to Repurchase Shares (BHP Billiton plc) | Management | Voted | For | For |
BHP Billiton plc | BBL | G10877101 | 10/24/2013 | Directors' Remuneration Report | Management | Voted | For | For |
BHP Billiton plc | BBL | G10877101 | 10/24/2013 | Adoption of New Long Term Incentive Plan | Management | Voted | Against | Against |
BHP Billiton plc | BBL | G10877101 | 10/24/2013 | Approval of Equity Grant (CEO Andrew Mackenzie) | Management | Voted | For | For |
BHP Billiton plc | BBL | G10877101 | 10/24/2013 | Elect Andrew Mackenzie | Management | Voted | For | For |
Bwin.party Digital Entertainment Plc | BPTY | X0829R103 | 05/22/2014 | Shareholder Regarding Election of Dissident Board Member Francis Grady | Shareholder | Voted | For | Against |
Bwin.party Digital Entertainment Plc | BPTY | X0829R103 | 05/22/2014 | Shareholder Regarding Election of Dissident Board Member Kalendu Patel | Shareholder | Voted | Against | For |
Bwin.party Digital Entertainment Plc | BPTY | X0829R103 | 05/22/2014 | Shareholder Regarding Election of Dissident Board Member Steven Rittvo | Shareholder | Voted | For | Against |
Cap Gemini | CAP | F13587120 | 05/07/2014 | Non-Voting Meeting Note | None | Voted | | NA |
Cap Gemini | CAP | F13587120 | 05/07/2014 | Non-Voting Meeting Note | None | Voted | | NA |
Cap Gemini | CAP | F13587120 | 05/07/2014 | Non-Voting Meeting Note | None | Voted | | NA |
Cap Gemini | CAP | F13587120 | 05/07/2014 | Accounts and Reports | Management | Voted | For | For |
Cap Gemini | CAP | F13587120 | 05/07/2014 | Consolidated Accounts and Reports | Management | Voted | For | For |
Cap Gemini | CAP | F13587120 | 05/07/2014 | Related Party Transactions | Management | Voted | For | For |
Cap Gemini | CAP | F13587120 | 05/07/2014 | Allocation of Profits/Dividends | Management | Voted | For | For |
Cap Gemini | CAP | F13587120 | 05/07/2014 | Remuneration of Paul Hermelin, CEO & Chairman | Management | Voted | For | For |
Cap Gemini | CAP | F13587120 | 05/07/2014 | Appointment of Auditor (PricewaterhouseCoopers Audit) | Management | Voted | For | For |
Cap Gemini | CAP | F13587120 | 05/07/2014 | Appointment of Auditor (KPMG SA) | Management | Voted | For | For |
Cap Gemini | CAP | F13587120 | 05/07/2014 | Appointment of Alternate Auditor (Jean-Christophe Georghiou) | Management | Voted | For | For |
Cap Gemini | CAP | F13587120 | 05/07/2014 | Appointment of Alternate Auditor (KPMG Audit I.S. SAS) | Management | Voted | For | For |
Cap Gemini | CAP | F13587120 | 05/07/2014 | Elect Anne Bouverot | Management | Voted | For | For |
Cap Gemini | CAP | F13587120 | 05/07/2014 | Elect Serge Kampf | Management | Voted | For | For |
Cap Gemini | CAP | F13587120 | 05/07/2014 | Elect Paul Hermelin | Management | Voted | For | For |
Cap Gemini | CAP | F13587120 | 05/07/2014 | Elect Yann Delabrière | Management | Voted | For | For |
Cap Gemini | CAP | F13587120 | 05/07/2014 | Elect Laurence Dors | Management | Voted | For | For |
Cap Gemini | CAP | F13587120 | 05/07/2014 | Elect Phil Laskawy | Management | Voted | Against | Against |
Cap Gemini | CAP | F13587120 | 05/07/2014 | Elect Xavier Musca | Management | Voted | For | For |
Cap Gemini | CAP | F13587120 | 05/07/2014 | Elect Bruno Roger | Management | Voted | For | For |
Cap Gemini | CAP | F13587120 | 05/07/2014 | Elect Caroline Watteeuw-Carlisle | Management | Voted | For | For |
Cap Gemini | CAP | F13587120 | 05/07/2014 | Authority to Repurchase Shares | Management | Voted | For | For |
Cap Gemini | CAP | F13587120 | 05/07/2014 | Authority to Cancel Shares and Reduce Capital | Management | Voted | For | For |
Cap Gemini | CAP | F13587120 | 05/07/2014 | Authority to Increase Capital Through Capitalizations | Management | Voted | For | For |
Cap Gemini | CAP | F13587120 | 05/07/2014 | Global Ceiling on Capital and Debt Issuances | Management | Voted | For | For |
Cap Gemini | CAP | F13587120 | 05/07/2014 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Management | Voted | For | For |
Cap Gemini | CAP | F13587120 | 05/07/2014 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Management | Voted | For | For |
Cap Gemini | CAP | F13587120 | 05/07/2014 | Authority to Issue Shares through private placement | Management | Voted | For | For |
Cap Gemini | CAP | F13587120 | 05/07/2014 | Authority to set offering price of shares | Management | Voted | For | For |
Cap Gemini | CAP | F13587120 | 05/07/2014 | Greenshoe | Management | Voted | For | For |
Cap Gemini | CAP | F13587120 | 05/07/2014 | Authority to Increase Capital in Consideration for Contributions in Kind | Management | Voted | For | For |
Cap Gemini | CAP | F13587120 | 05/07/2014 | Authority to Increase Capital in Case of Exchange offer | Management | Voted | For | For |
Cap Gemini | CAP | F13587120 | 05/07/2014 | Employee Stock Purchase Plan | Management | Voted | For | For |
Cap Gemini | CAP | F13587120 | 05/07/2014 | Employee Stock Purchase Plan for Overseas Employees | Management | Voted | For | For |
Cap Gemini | CAP | F13587120 | 05/07/2014 | Amendment Regarding Beneficial Ownership Requirements for Directors | Management | Voted | For | For |
Cap Gemini | CAP | F13587120 | 05/07/2014 | Authorization of Legal Formalities | Management | Voted | For | For |
China Merchants Bank | CIHKY | Y14896115 | 01/13/2014 | Non-Voting Meeting Note | None | Voted | | NA |
China Merchants Bank | CIHKY | Y14896115 | 01/13/2014 | Elect MA Zehua | Management | Voted | For | For |
China Merchants Bank | CIHKY | Y14896115 | 01/13/2014 | Elect XIAO Yuhuai | Management | Voted | For | For |
China Merchants Bank | CIHKY | Y14896115 | 01/13/2014 | Non-Voting Meeting Note | None | Voted | | NA |
China Merchants Bank | CIHKY | Y14896115 | 06/30/2014 | Non-Voting Meeting Note | None | Voted | | NA |
China Merchants Bank | CIHKY | Y14896115 | 06/30/2014 | Non-Voting Meeting Note | None | Voted | | NA |
China Merchants Bank | CIHKY | Y14896115 | 06/30/2014 | Directors' Report | Management | Voted | For | For |
China Merchants Bank | CIHKY | Y14896115 | 06/30/2014 | Supervisors' Report | Management | Voted | For | For |
China Merchants Bank | CIHKY | Y14896115 | 06/30/2014 | Annual Report | Management | Voted | For | For |
China Merchants Bank | CIHKY | Y14896115 | 06/30/2014 | Financial Statements | Management | Voted | For | For |
China Merchants Bank | CIHKY | Y14896115 | 06/30/2014 | Allocation of Profits/Dividends | Management | Voted | For | For |
China Merchants Bank | CIHKY | Y14896115 | 06/30/2014 | Appointment of Auditor and Authority to Set Fees | Management | Voted | For | For |
China Merchants Bank | CIHKY | Y14896115 | 06/30/2014 | Elect SU Min as Director | Management | Voted | For | For |
China Merchants Bank | CIHKY | Y14896115 | 06/30/2014 | Elect DONG Xiande as Supervisor | Management | Voted | For | For |
China Merchants Bank | CIHKY | Y14896115 | 06/30/2014 | Report on Duty Performance of Directors | Management | Voted | For | For |
China Merchants Bank | CIHKY | Y14896115 | 06/30/2014 | Report on Duty Performance of Supervisors | Management | Voted | For | For |
China Merchants Bank | CIHKY | Y14896115 | 06/30/2014 | Duty Performance and Cross-evaluation Reports of Independent Directors | Management | Voted | For | For |
China Merchants Bank | CIHKY | Y14896115 | 06/30/2014 | Duty Performance and Cross-evaluation Reports of External Supervisors | Management | Voted | For | For |
China Merchants Bank | CIHKY | Y14896115 | 06/30/2014 | Related Party Transaction Report | Management | Voted | For | For |
China Merchants Bank | CIHKY | Y14896115 | 06/30/2014 | Authority to Issue Shares w/o Preemptive Rights | Management | Voted | Against | Against |
China Merchants Bank | CIHKY | Y14896115 | 06/30/2014 | Amendments to Articles | Management | Voted | For | For |
China Merchants Bank | CIHKY | Y14896115 | 06/30/2014 | Elect LI Jianhong as Director | Management | Voted | For | For |
China Merchants Bank | CIHKY | Y14896115 | 06/30/2014 | Non-Voting Meeting Note | None | Voted | | NA |
China Merchants Bank | CIHKY | Y14896115 | 06/30/2014 | Non-Voting Meeting Note | None | Voted | | NA |
China Overseas Land & Investment Ltd. | 00688 | Y15004107 | 05/26/2014 | Non-Voting Meeting Note | None | Voted | | NA |
China Overseas Land & Investment Ltd. | 00688 | Y15004107 | 05/26/2014 | Non-Voting Meeting Note | None | Voted | | NA |
China Overseas Land & Investment Ltd. | 00688 | Y15004107 | 05/26/2014 | Accounts and Reports | Management | Voted | For | For |
China Overseas Land & Investment Ltd. | 00688 | Y15004107 | 05/26/2014 | Allocation of Profits/Dividends | Management | Voted | For | For |
China Overseas Land & Investment Ltd. | 00688 | Y15004107 | 05/26/2014 | Elect CHEN Yi | Management | Voted | For | For |
China Overseas Land & Investment Ltd. | 00688 | Y15004107 | 05/26/2014 | Elect LUO Liang | Management | Voted | For | For |
China Overseas Land & Investment Ltd. | 00688 | Y15004107 | 05/26/2014 | Elect NIP Yun Wing | Management | Voted | For | For |
China Overseas Land & Investment Ltd. | 00688 | Y15004107 | 05/26/2014 | Elect ZHENG Xuexuan | Management | Voted | Against | Against |
China Overseas Land & Investment Ltd. | 00688 | Y15004107 | 05/26/2014 | Elect LAM Kwong Siu | Management | Voted | For | For |
China Overseas Land & Investment Ltd. | 00688 | Y15004107 | 05/26/2014 | Directors' Fees | Management | Voted | For | For |
China Overseas Land & Investment Ltd. | 00688 | Y15004107 | 05/26/2014 | Appointment of Auditor and Authority to Set Fees | Management | Voted | For | For |
China Overseas Land & Investment Ltd. | 00688 | Y15004107 | 05/26/2014 | Authority to Repurchase Shares | Management | Voted | For | For |
China Overseas Land & Investment Ltd. | 00688 | Y15004107 | 05/26/2014 | Authority to Issue Shares w/o Preemptive Rights | Management | Voted | Against | Against |
China Overseas Land & Investment Ltd. | 00688 | Y15004107 | 05/26/2014 | Authority to Issue Repurchased Shares | Management | Voted | Against | Against |
China Overseas Land & Investment Ltd. | 00688 | Y15004107 | 05/26/2014 | Amendments to Articles | Management | Voted | Against | Against |
China Unicom (Hong Kong) Ltd | CHU | Y1519S111 | 04/16/2014 | Non-Voting Meeting Note | None | Voted | | NA |
China Unicom (Hong Kong) Ltd | CHU | Y1519S111 | 04/16/2014 | Non-Voting Meeting Note | None | Voted | | NA |
China Unicom (Hong Kong) Ltd | CHU | Y1519S111 | 04/16/2014 | Accounts and Reports | Management | Voted | For | For |
Deutsche Bank AG | DB | D18190898 | 05/22/2014 | Authority to Repurchase Shares | Management | Voted | For | For |
Deutsche Bank AG | DB | D18190898 | 05/22/2014 | Authority to Repurchase Shares Using Equity Derivatives | Management | Voted | For | For |
Deutsche Bank AG | DB | D18190898 | 05/22/2014 | Maximum Variable Pay Ratio (Board of Management) | Management | Voted | For | For |
Deutsche Bank AG | DB | D18190898 | 05/22/2014 | Maximum Variable Pay Ratio (All Employees) | Management | Voted | For | For |
Deutsche Bank AG | DB | D18190898 | 05/22/2014 | Supervisory Board Members' Fees | Management | Voted | For | For |
Deutsche Bank AG | DB | D18190898 | 05/22/2014 | Increase in Authorized Capital | Management | Voted | For | For |
Deutsche Bank AG | DB | D18190898 | 05/22/2014 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Management | Voted | For | For |
Deutsche Bank AG | DB | D18190898 | 05/22/2014 | Authority to Issue Debt Instruments | Management | Voted | For | For |
Deutsche Bank AG | DB | D18190898 | 05/22/2014 | Intra-Company Control Agreement with Deutsche Immobilien Leasing GmbH | Management | Voted | For | For |
Deutsche Bank AG | DB | D18190898 | 05/22/2014 | Intra-Company Control Agreement with Deutsche Bank (Europe) GmbH | Management | Voted | For | For |
Deutsche Bank AG | DB | D18190898 | 05/22/2014 | COUNTERMOTION A | Shareholder | Voted | Against | For |
Deutsche Bank AG | DB | D18190898 | 05/22/2014 | COUNTERMOTION B | Shareholder | Voted | Against | For |
Electrolux AB | ELUXY | W24713120 | 03/26/2014 | Non-Voting Meeting Note | None | Voted | | NA |
Electrolux AB | ELUXY | W24713120 | 03/26/2014 | Non-Voting Meeting Note | None | Voted | | NA |
Electrolux AB | ELUXY | W24713120 | 03/26/2014 | Non-Voting Meeting Note | None | Voted | | NA |
Electrolux AB | ELUXY | W24713120 | 03/26/2014 | Non-Voting Agenda Item | None | Voted | | NA |
Electrolux AB | ELUXY | W24713120 | 03/26/2014 | Non-Voting Agenda Item | None | Voted | | NA |
Electrolux AB | ELUXY | W24713120 | 03/26/2014 | Non-Voting Agenda Item | None | Voted | | NA |
Electrolux AB | ELUXY | W24713120 | 03/26/2014 | Non-Voting Agenda Item | None | Voted | | NA |
Electrolux AB | ELUXY | W24713120 | 03/26/2014 | Non-Voting Agenda Item | None | Voted | | NA |
Electrolux AB | ELUXY | W24713120 | 03/26/2014 | Non-Voting Agenda Item | None | Voted | | NA |
Electrolux AB | ELUXY | W24713120 | 03/26/2014 | Non-Voting Agenda Item | None | Voted | | NA |
Electrolux AB | ELUXY | W24713120 | 03/26/2014 | Accounts and Reports | Management | Voted | For | For |
Electrolux AB | ELUXY | W24713120 | 03/26/2014 | Ratification of Board and Management Acts | Management | Voted | For | For |
Electrolux AB | ELUXY | W24713120 | 03/26/2014 | Allocation of Profits/Dividends | Management | Voted | For | For |
Electrolux AB | ELUXY | W24713120 | 03/26/2014 | Amendments to Articles Regarding Number of Auditors | Management | Voted | For | For |
Electrolux AB | ELUXY | W24713120 | 03/26/2014 | Board Size | Management | Voted | For | For |
Electrolux AB | ELUXY | W24713120 | 03/26/2014 | Directors' Fees; Auditor's Fees | Management | Voted | For | For |
Electrolux AB | ELUXY | W24713120 | 03/26/2014 | Election of Directors | Management | Voted | For | For |
Electrolux AB | ELUXY | W24713120 | 03/26/2014 | Appointment of Auditor | Management | Voted | For | For |
Electrolux AB | ELUXY | W24713120 | 03/26/2014 | Compensation Guidelines | Management | Voted | For | For |
Electrolux AB | ELUXY | W24713120 | 03/26/2014 | Long-Term Incentive Plan | Management | Voted | For | For |
Electrolux AB | ELUXY | W24713120 | 03/26/2014 | Authority to Repurchase Shares | Management | Voted | For | For |
Electrolux AB | ELUXY | W24713120 | 03/26/2014 | Issuance of Treasury Shares | Management | Voted | For | For |
Electrolux AB | ELUXY | W24713120 | 03/26/2014 | Non-Voting Agenda Item | None | Voted | | NA |
Encana Corporation | ECA | 292505104 | 05/13/2014 | Non-Voting Meeting Note | None | Voted | | NA |
Encana Corporation | ECA | 292505104 | 05/13/2014 | Elect Peter A. Dea | Management | Voted | For | For |
Encana Corporation | ECA | 292505104 | 05/13/2014 | Elect Claire S. Farley | Management | Voted | For | For |
Encana Corporation | ECA | 292505104 | 05/13/2014 | Elect Fred J. Fowler | Management | Voted | For | For |
Encana Corporation | ECA | 292505104 | 05/13/2014 | Elect Suzanne P. Nimocks | Management | Voted | For | For |
Encana Corporation | ECA | 292505104 | 05/13/2014 | Elect Jane L. Peverett | Management | Voted | For | For |
Encana Corporation | ECA | 292505104 | 05/13/2014 | Elect Brian G. Shaw | Management | Voted | For | For |
Encana Corporation | ECA | 292505104 | 05/13/2014 | Elect Douglas J. Suttles | Management | Voted | For | For |
Encana Corporation | ECA | 292505104 | 05/13/2014 | Elect Bruce G. Waterman | Management | Voted | For | For |
Encana Corporation | ECA | 292505104 | 05/13/2014 | Elect Clayton H. Woitas | Management | Voted | For | For |
Encana Corporation | ECA | 292505104 | 05/13/2014 | Appointment of Auditor and Authority to Set Fees | Management | Voted | For | For |
Encana Corporation | ECA | 292505104 | 05/13/2014 | Advisory Vote on Executive Compensation | Management | Voted | For | For |
Encana Corporation | ECA | 292505104 | 05/13/2014 | Advance Notice Provision | Management | Voted | For | For |
EVONIK INDUSTRIES AG | EVK | D2R90Y117 | 05/20/2014 | Non-Voting Meeting Note | None | Unvoted | | NA |
EVONIK INDUSTRIES AG | EVK | D2R90Y117 | 05/20/2014 | Non-Voting Meeting Note | None | Unvoted | | NA |
EVONIK INDUSTRIES AG | EVK | D2R90Y117 | 05/20/2014 | Non-Voting Meeting Note | None | Unvoted | | NA |
EVONIK INDUSTRIES AG | EVK | D2R90Y117 | 05/20/2014 | Non-Voting Meeting Note | None | Unvoted | | NA |
EVONIK INDUSTRIES AG | EVK | D2R90Y117 | 05/20/2014 | Non-Voting Meeting Note | None | Unvoted | | NA |
EVONIK INDUSTRIES AG | EVK | D2R90Y117 | 05/20/2014 | Non-Voting Agenda Item | None | Unvoted | | NA |
EVONIK INDUSTRIES AG | EVK | D2R90Y117 | 05/20/2014 | Allocation of Profits/Dividends | Management | Unvoted | TNA | NA |
EVONIK INDUSTRIES AG | EVK | D2R90Y117 | 05/20/2014 | Ratification of Management Board Acts | Management | Unvoted | TNA | NA |
EVONIK INDUSTRIES AG | EVK | D2R90Y117 | 05/20/2014 | Ratification of Supervisory Board Acts | Management | Unvoted | TNA | NA |
EVONIK INDUSTRIES AG | EVK | D2R90Y117 | 05/20/2014 | Elect Barbara Ruth Albert | Management | Unvoted | TNA | NA |
EVONIK INDUSTRIES AG | EVK | D2R90Y117 | 05/20/2014 | Appointment of Auditor | Management | Unvoted | TNA | NA |
EVONIK INDUSTRIES AG | EVK | D2R90Y117 | 05/20/2014 | Remuneration Policy | Management | Unvoted | TNA | NA |
EVONIK INDUSTRIES AG | EVK | D2R90Y117 | 05/20/2014 | Increase in Authorized Capital | Management | Unvoted | TNA | NA |
EVONIK INDUSTRIES AG | EVK | D2R90Y117 | 05/20/2014 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Management | Unvoted | TNA | NA |
First Pacific Co. Ltd. | FPAFY | G34804107 | 05/28/2014 | Non-Voting Meeting Note | None | Voted | | NA |
First Pacific Co. Ltd. | FPAFY | G34804107 | 05/28/2014 | Non-Voting Meeting Note | None | Voted | | NA |
First Pacific Co. Ltd. | FPAFY | G34804107 | 05/28/2014 | Accounts and Reports | Management | Voted | For | For |
First Pacific Co. Ltd. | FPAFY | G34804107 | 05/28/2014 | Allocation of Profits/Dividends | Management | Voted | For | For |
First Pacific Co. Ltd. | FPAFY | G34804107 | 05/28/2014 | Appointment of Auditor and Authority to Set Fees | Management | Voted | For | For |
First Pacific Co. Ltd. | FPAFY | G34804107 | 05/28/2014 | Elect Robert C. Nicholson | Management | Voted | Against | Against |
First Pacific Co. Ltd. | FPAFY | G34804107 | 05/28/2014 | Elect Benny S. Santoso | Management | Voted | Against | Against |
First Pacific Co. Ltd. | FPAFY | G34804107 | 05/28/2014 | Elect Graham L. Pickles | Management | Voted | Against | Against |
First Pacific Co. Ltd. | FPAFY | G34804107 | 05/28/2014 | Elect Napoleon L. Nazareno | Management | Voted | Against | Against |
First Pacific Co. Ltd. | FPAFY | G34804107 | 05/28/2014 | Elect Tedy Djuhar | Management | Voted | For | For |
First Pacific Co. Ltd. | FPAFY | G34804107 | 05/28/2014 | Directors' Fees | Management | Voted | Against | Against |
First Pacific Co. Ltd. | FPAFY | G34804107 | 05/28/2014 | Authority to Appoint Additional Directors | Management | Voted | For | For |
First Pacific Co. Ltd. | FPAFY | G34804107 | 05/28/2014 | Authority to Issue Shares w/o Preemptive Rights | Management | Voted | Against | Against |
First Pacific Co. Ltd. | FPAFY | G34804107 | 05/28/2014 | Authority to Repurchase Shares | Management | Voted | For | For |
First Pacific Co. Ltd. | FPAFY | G34804107 | 05/28/2014 | Authority to Issue Repurchased Shares | Management | Voted | Against | Against |
First Pacific Co. Ltd. | FPAFY | G34804107 | 05/28/2014 | Amendments to Bye-laws | Management | Voted | For | For |
Getinge AB | GNGBY | W3443C107 | 03/20/2014 | Non-Voting Meeting Note | None | Voted | | NA |
Getinge AB | GNGBY | W3443C107 | 03/20/2014 | Non-Voting Meeting Note | None | Voted | | NA |
Imperial Tobacco Group plc | ITYBY | G4721W102 | 02/05/2014 | Authorisation of Political Donations | Management | Voted | For | For |
Imperial Tobacco Group plc | ITYBY | G4721W102 | 02/05/2014 | Authority to Issue Shares w/ Preemptive Rights | Management | Voted | For | For |
Imperial Tobacco Group plc | ITYBY | G4721W102 | 02/05/2014 | Authority to Issue Shares w/o Preemptive Rights | Management | Voted | For | For |
Imperial Tobacco Group plc | ITYBY | G4721W102 | 02/05/2014 | Authority to Repurchase Shares | Management | Voted | For | For |
Imperial Tobacco Group plc | ITYBY | G4721W102 | 02/05/2014 | Authority to Set General Meeting Notice Period at 14 Days | Management | Voted | Against | Against |
Imperial Tobacco Group plc | ITYBY | G4721W102 | 02/05/2014 | Non-Voting Meeting Note | None | Voted | | NA |
Infosys Ltd | INFY | 456788108 | 06/14/2014 | Accounts and Reports | Management | Voted | For | For |
Infosys Ltd | INFY | 456788108 | 06/14/2014 | Allocation of Profits/Dividends | Management | Voted | For | For |
Infosys Ltd | INFY | 456788108 | 06/14/2014 | Elect B.G. Srinivas | Management | Voted | Against | Against |
Infosys Ltd | INFY | 456788108 | 06/14/2014 | Elect S. Gopalakrishnan | Management | Voted | For | For |
Infosys Ltd | INFY | 456788108 | 06/14/2014 | Appointment of Auditor and Authority to Set Fees | Management | Voted | Abstain | Against |
Infosys Ltd | INFY | 456788108 | 06/14/2014 | Appointment of U. B. Pravin Rao (Whole-Time Director); Approval of Remuneration | Management | Voted | Against | Against |
Infosys Ltd | INFY | 456788108 | 06/14/2014 | Elect Kiran Mazumdar Shaw | Management | Voted | For | For |
Infosys Ltd | INFY | 456788108 | 06/14/2014 | Elect Carol M. Browner | Management | Voted | For | For |
Infosys Ltd | INFY | 456788108 | 06/14/2014 | Elect Ravi Venkatesan | Management | Voted | For | For |
Infosys Ltd | INFY | 456788108 | 06/14/2014 | Business Transfer Agreement | Management | Voted | For | For |
Infosys Ltd | INFY | 456788108 | 06/14/2014 | Retirement of Ann M. Fudge | Management | Voted | For | For |
Intermediate Capital Group | ICP | G4807D101 | 07/17/2013 | Accounts and Reports | Management | Voted | For | For |
Intermediate Capital Group | ICP | G4807D101 | 07/17/2013 | Directors' Remuneration Report | Management | Voted | Against | Against |
Intermediate Capital Group | ICP | G4807D101 | 07/17/2013 | Allocation of Profits/Dividends | Management | Voted | For | For |
Intermediate Capital Group | ICP | G4807D101 | 07/17/2013 | Appointment of Auditor | Management | Voted | For | For |
Intermediate Capital Group | ICP | G4807D101 | 07/17/2013 | Authority to Set Auditor's Fees | Management | Voted | For | For |
Intermediate Capital Group | ICP | G4807D101 | 07/17/2013 | Elect Kim Wahl | Management | Voted | For | For |
Intermediate Capital Group | ICP | G4807D101 | 07/17/2013 | Elect Lindsey McMurray | Management | Voted | For | For |
Intermediate Capital Group | ICP | G4807D101 | 07/17/2013 | Elect Justin Dowley | Management | Voted | For | For |
Intermediate Capital Group | ICP | G4807D101 | 07/17/2013 | Elect Peter Gibbs | Management | Voted | For | For |
Intermediate Capital Group | ICP | G4807D101 | 07/17/2013 | Elect Kevin Parry | Management | Voted | For | For |
Intermediate Capital Group | ICP | G4807D101 | 07/17/2013 | Elect Christophe Evain | Management | Voted | For | For |
Intermediate Capital Group | ICP | G4807D101 | 07/17/2013 | Elect Philip Keller | Management | Voted | For | For |
Intermediate Capital Group | ICP | G4807D101 | 07/17/2013 | Elect Benoît Durteste | Management | Voted | For | For |
Intermediate Capital Group | ICP | G4807D101 | 07/17/2013 | Authority to Issue Shares w/ Preemptive Rights | Management | Voted | For | For |
Intermediate Capital Group | ICP | G4807D101 | 07/17/2013 | Authority to Issue Shares w/o Preemptive Rights | Management | Voted | For | For |
Intermediate Capital Group | ICP | G4807D101 | 07/17/2013 | Authority to Repurchase Shares | Management | Voted | For | For |
Intermediate Capital Group | ICP | G4807D101 | 07/17/2013 | Authority to Set General Meeting Notice Period at 14 Days | Management | Voted | Against | Against |
Kangwon Land, Inc | 035250 | Y4581L105 | 07/25/2013 | Election of Non-independent Directors: LIM Sung Hwan | Management | Voted | For | For |
Kangwon Land, Inc | 035250 | Y4581L105 | 07/25/2013 | Election of Independent Directors (Slate) | Management | Voted | For | For |
Kangwon Land, Inc | 035250 | Y4581L105 | 07/25/2013 | Election of Audit Committee Member: PARK Soo Hoon | Management | Voted | For | For |
Kangwon Land, Inc | 035250 | Y4581L105 | 07/25/2013 | Non-Voting Meeting Note | None | Voted | | NA |
Komatsu Ltd | KMTUY | J35759125 | 06/18/2014 | Non-Voting Meeting Note | None | Voted | | NA |
Komatsu Ltd | KMTUY | J35759125 | 06/18/2014 | Allocation of Profits/Dividends | Management | Voted | For | For |
Komatsu Ltd | KMTUY | J35759125 | 06/18/2014 | Elect Kunio Noji | Management | Voted | For | For |
Komatsu Ltd | KMTUY | J35759125 | 06/18/2014 | Elect Tetsuji Ohhashi | Management | Voted | For | For |
Komatsu Ltd | KMTUY | J35759125 | 06/18/2014 | Elect Mikio Fujitsuka | Management | Voted | For | For |
Komatsu Ltd | KMTUY | J35759125 | 06/18/2014 | Elect Fujitoshi Takamura | Management | Voted | For | For |
Komatsu Ltd | KMTUY | J35759125 | 06/18/2014 | Elect Hisashi Shinozuka | Management | Voted | For | For |
Komatsu Ltd | KMTUY | J35759125 | 06/18/2014 | Elect Kazunori Kuromoto | Management | Voted | For | For |
Komatsu Ltd | KMTUY | J35759125 | 06/18/2014 | Elect Masanao Mori | Management | Voted | For | For |
Komatsu Ltd | KMTUY | J35759125 | 06/18/2014 | Elect Kohichi Ikeda | Management | Voted | For | For |
Komatsu Ltd | KMTUY | J35759125 | 06/18/2014 | Elect Masayuki Oku | Management | Voted | For | For |
Komatsu Ltd | KMTUY | J35759125 | 06/18/2014 | Elect Mitoji Yabunaka | Management | Voted | For | For |
Komatsu Ltd | KMTUY | J35759125 | 06/18/2014 | Elect Hirohide Yamaguchi as Statutory Auditor | Management | Voted | For | For |
Komatsu Ltd | KMTUY | J35759125 | 06/18/2014 | Bonus | Management | Voted | Against | Against |
Komatsu Ltd | KMTUY | J35759125 | 06/18/2014 | Stock Option Compensation for Employees of the Company and Directors of Major Subsidiaries | Management | Voted | Against | Against |
Lenovo Group Ltd. | LNVGY | Y5257Y107 | 03/18/2014 | Non-Voting Meeting Note | None | Voted | | NA |
Lenovo Group Ltd. | LNVGY | Y5257Y107 | 03/18/2014 | Non-Voting Meeting Note | None | Voted | | NA |
Lenovo Group Ltd. | LNVGY | Y5257Y107 | 03/18/2014 | Revised Supply Annual Caps and Revised Royalty Annual Caps | Management | Voted | For | For |
Lintec Corporation | 7966 | J13776109 | 06/26/2014 | Non-Voting Meeting Note | None | Voted | | NA |
Lintec Corporation | 7966 | J13776109 | 06/26/2014 | Elect Akihiko Ohuchi | Management | Voted | Against | Against |
Lintec Corporation | 7966 | J13776109 | 06/26/2014 | Elect Hiroyuki Nishio | Management | Voted | For | For |
Lintec Corporation | 7966 | J13776109 | 06/26/2014 | Elect Hitoshi Asai | Management | Voted | For | For |
Lintec Corporation | 7966 | J13776109 | 06/26/2014 | Elect Shigeru Kawasaki | Management | Voted | For | For |
Lintec Corporation | 7966 | J13776109 | 06/26/2014 | Elect Kohji Ichihashi | Management | Voted | For | For |
Lintec Corporation | 7966 | J13776109 | 06/26/2014 | Elect Kenji Kobayashi | Management | Voted | For | For |
Lintec Corporation | 7966 | J13776109 | 06/26/2014 | Elect Kohji Koyama | Management | Voted | For | For |
Lintec Corporation | 7966 | J13776109 | 06/26/2014 | Elect Makoto Iiumi | Management | Voted | For | For |
Lintec Corporation | 7966 | J13776109 | 06/26/2014 | Elect Kazuyoshi Ebe | Management | Voted | For | For |
Lintec Corporation | 7966 | J13776109 | 06/26/2014 | Elect Takashi Nakamura | Management | Voted | For | For |
Lintec Corporation | 7966 | J13776109 | 06/26/2014 | Elect Shinichi Satoh | Management | Voted | For | For |
Lintec Corporation | 7966 | J13776109 | 06/26/2014 | Elect Satoshi Ohoka | Management | Voted | For | For |
Lintec Corporation | 7966 | J13776109 | 06/26/2014 | Elect Toshio Yamamoto | Management | Voted | Against | Against |
Lintec Corporation | 7966 | J13776109 | 06/26/2014 | Elect Tohru Nozawa | Management | Voted | Against | Against |
Lvmh Louis Vuitton Moet Hennessy S.A. | LVMUY | F58485115 | 04/10/2014 | Non-Voting Meeting Note | None | Voted | | NA |
Lvmh Louis Vuitton Moet Hennessy S.A. | LVMUY | F58485115 | 04/10/2014 | Non-Voting Meeting Note | None | Voted | | NA |
Lvmh Louis Vuitton Moet Hennessy S.A. | LVMUY | F58485115 | 04/10/2014 | Non-Voting Meeting Note | None | Voted | | NA |
Lvmh Louis Vuitton Moet Hennessy S.A. | LVMUY | F58485115 | 04/10/2014 | Accounts and Reports | Management | Voted | For | For |
Lvmh Louis Vuitton Moet Hennessy S.A. | LVMUY | F58485115 | 04/10/2014 | Consolidated Accounts and Reports | Management | Voted | For | For |
Lvmh Louis Vuitton Moet Hennessy S.A. | LVMUY | F58485115 | 04/10/2014 | Related Party Transactions | Management | Voted | Against | Against |
Lvmh Louis Vuitton Moet Hennessy S.A. | LVMUY | F58485115 | 04/10/2014 | Allocation of Profits/Dividends | Management | Voted | For | For |
Lvmh Louis Vuitton Moet Hennessy S.A. | LVMUY | F58485115 | 04/10/2014 | Elect Delphine Arnault | Management | Voted | For | For |
Lvmh Louis Vuitton Moet Hennessy S.A. | LVMUY | F58485115 | 04/10/2014 | Elect Nicolas Bazire | Management | Voted | For | For |
Lvmh Louis Vuitton Moet Hennessy S.A. | LVMUY | F58485115 | 04/10/2014 | Elect Antonio Belloni | Management | Voted | For | For |
Lvmh Louis Vuitton Moet Hennessy S.A. | LVMUY | F58485115 | 04/10/2014 | Elect Diego Della Valle | Management | Voted | For | For |
Lvmh Louis Vuitton Moet Hennessy S.A. | LVMUY | F58485115 | 04/10/2014 | Elect Pierre Godé | Management | Voted | For | For |
PetroChina Co. Ltd. | PTR | Y6883Q104 | 05/22/2014 | Elect WANG Lixin | Management | Voted | Against | Against |
PetroChina Co. Ltd. | PTR | Y6883Q104 | 05/22/2014 | Elect GUO Jinping | Management | Voted | For | For |
PetroChina Co. Ltd. | PTR | Y6883Q104 | 05/22/2014 | Elect LI Qingyi | Management | Voted | For | For |
PetroChina Co. Ltd. | PTR | Y6883Q104 | 05/22/2014 | Elect JIA Yimin | Management | Voted | Against | Against |
PetroChina Co. Ltd. | PTR | Y6883Q104 | 05/22/2014 | Elect ZHANG Fengshan | Management | Voted | For | For |
PetroChina Co. Ltd. | PTR | Y6883Q104 | 05/22/2014 | Authority to Issue Shares w/o Preemptive Rights | Management | Voted | Against | Against |
Philip Morris International Inc | PM | 718172109 | 05/07/2014 | Elect Harold Brown | Management | Voted | For | For |
Philip Morris International Inc | PM | 718172109 | 05/07/2014 | Elect Andre Calantzopoulos | Management | Voted | For | For |
Philip Morris International Inc | PM | 718172109 | 05/07/2014 | Elect Louis C. Camilleri | Management | Voted | For | For |
Philip Morris International Inc | PM | 718172109 | 05/07/2014 | Elect Jennifer Li | Management | Voted | For | For |
Philip Morris International Inc | PM | 718172109 | 05/07/2014 | Elect Sergio Marchionne | Management | Voted | For | For |
Philip Morris International Inc | PM | 718172109 | 05/07/2014 | Elect Kalpana Morparia | Management | Voted | For | For |
Philip Morris International Inc | PM | 718172109 | 05/07/2014 | Elect Lucio A. Noto | Management | Voted | For | For |
Philip Morris International Inc | PM | 718172109 | 05/07/2014 | Elect Robert B. Polet | Management | Voted | For | For |
Philip Morris International Inc | PM | 718172109 | 05/07/2014 | Elect Carlos Slim Helú | Management | Voted | For | For |
Philip Morris International Inc | PM | 718172109 | 05/07/2014 | Elect Stephen M. Wolf | Management | Voted | For | For |
Philip Morris International Inc | PM | 718172109 | 05/07/2014 | Ratification of Auditor | Management | Voted | For | For |
Philip Morris International Inc | PM | 718172109 | 05/07/2014 | Advisory Vote on Executive Compensation | Management | Voted | For | For |
Philip Morris International Inc | PM | 718172109 | 05/07/2014 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Voted | For | Against |
Philip Morris International Inc | PM | 718172109 | 05/07/2014 | Shareholder Proposal Regarding Animal Welfare | Shareholder | Voted | Against | For |
Phoenix Group Holdings | PHNX | G7091M109 | 04/30/2014 | Accounts and Reports | Management | Voted | For | For |
Phoenix Group Holdings | PHNX | G7091M109 | 04/30/2014 | Remuneration Policy (Binding) | Management | Voted | For | For |
Phoenix Group Holdings | PHNX | G7091M109 | 04/30/2014 | Remuneration Report (Advisory) | Management | Voted | For | For |
Phoenix Group Holdings | PHNX | G7091M109 | 04/30/2014 | Authority to Issue Shares w/ Preemptive Rights | Management | Voted | For | For |
Phoenix Group Holdings | PHNX | G7091M109 | 04/30/2014 | Authority to Issue Shares w/o Preemptive Rights | Management | Voted | For | For |
Phoenix Group Holdings | PHNX | G7091M109 | 04/30/2014 | Authority to Repurchase Shares | Management | Voted | For | For |
Phoenix Group Holdings | PHNX | G7091M109 | 04/30/2014 | Elect René-Pierre Azria | Management | Voted | For | For |
Phoenix Group Holdings | PHNX | G7091M109 | 04/30/2014 | Elect Clive Bannister | Management | Voted | For | For |
Phoenix Group Holdings | PHNX | G7091M109 | 04/30/2014 | Elect David Barnes | Management | Voted | For | For |
Phoenix Group Holdings | PHNX | G7091M109 | 04/30/2014 | Elect Ian Cormack | Management | Voted | For | For |
Phoenix Group Holdings | PHNX | G7091M109 | 04/30/2014 | Elect Tom Cross Brown | Management | Voted | For | For |
Phoenix Group Holdings | PHNX | G7091M109 | 04/30/2014 | Elect Howard J. Davies | Management | Voted | For | For |
Phoenix Group Holdings | PHNX | G7091M109 | 04/30/2014 | Elect Isabel Hudson | Management | Voted | For | For |
Phoenix Group Holdings | PHNX | G7091M109 | 04/30/2014 | Elect Jim McConville | Management | Voted | For | For |
Phoenix Group Holdings | PHNX | G7091M109 | 04/30/2014 | Elect David Woods | Management | Voted | For | For |
Phoenix Group Holdings | PHNX | G7091M109 | 04/30/2014 | Elect Alastair Barbour | Management | Voted | For | For |
Phoenix Group Holdings | PHNX | G7091M109 | 04/30/2014 | Allocation of Profits/Dividends | Management | Voted | For | For |
Phoenix Group Holdings | PHNX | G7091M109 | 04/30/2014 | Appointment of Auditor | Management | Voted | For | For |
Phoenix Group Holdings | PHNX | G7091M109 | 04/30/2014 | Authority to Set Auditor's Fees | Management | Voted | For | For |
Pinar Sut Mamulleri Sanayi A.S. | PNSUT | M7926C105 | 03/27/2014 | Non-Voting Meeting Note | None | Voted | | NA |
Pinar Sut Mamulleri Sanayi A.S. | PNSUT | M7926C105 | 03/27/2014 | Non-Voting Meeting Note | None | Voted | | NA |
Pinar Sut Mamulleri Sanayi A.S. | PNSUT | M7926C105 | 03/27/2014 | Opening; Election of Presiding Chairman | Management | Voted | For | For |
Pinar Sut Mamulleri Sanayi A.S. | PNSUT | M7926C105 | 03/27/2014 | Minutes | Management | Voted | For | For |
Pinar Sut Mamulleri Sanayi A.S. | PNSUT | M7926C105 | 03/27/2014 | Presentation of Report of the Board | Management | Voted | For | For |
Pinar Sut Mamulleri Sanayi A.S. | PNSUT | M7926C105 | 03/27/2014 | Presentation of Independent Auditor's Report | Management | Voted | For | For |
Pinar Sut Mamulleri Sanayi A.S. | PNSUT | M7926C105 | 03/27/2014 | Accounts | Management | Voted | For | For |
Pinar Sut Mamulleri Sanayi A.S. | PNSUT | M7926C105 | 03/27/2014 | Ratification of Board Acts | Management | Voted | For | For |
Pinar Sut Mamulleri Sanayi A.S. | PNSUT | M7926C105 | 03/27/2014 | Appointment of Auditor | Management | Voted | For | For |
Pinar Sut Mamulleri Sanayi A.S. | PNSUT | M7926C105 | 03/27/2014 | Election of Directors | Management | Voted | Against | Against |
Pinar Sut Mamulleri Sanayi A.S. | PNSUT | M7926C105 | 03/27/2014 | Directors' Fees | Management | Voted | For | For |
Pinar Sut Mamulleri Sanayi A.S. | PNSUT | M7926C105 | 03/27/2014 | Presentation of Report on Guarantees | Management | Voted | For | For |
Pinar Sut Mamulleri Sanayi A.S. | PNSUT | M7926C105 | 03/27/2014 | Charitable Donations | Management | Voted | For | For |
Pinar Sut Mamulleri Sanayi A.S. | PNSUT | M7926C105 | 03/27/2014 | Report on Related Party Transactions (Capital Markets Board) | Management | Voted | For | For |
Pinar Sut Mamulleri Sanayi A.S. | PNSUT | M7926C105 | 03/27/2014 | Dividend Policy | Management | Voted | For | For |
Pinar Sut Mamulleri Sanayi A.S. | PNSUT | M7926C105 | 03/27/2014 | Allocation of Profits/Dividends | Management | Voted | For | For |
Pinar Sut Mamulleri Sanayi A.S. | PNSUT | M7926C105 | 03/27/2014 | Related Party Transactions | Management | Voted | Against | Against |
Pinar Sut Mamulleri Sanayi A.S. | PNSUT | M7926C105 | 03/27/2014 | Wishes | Management | Voted | For | For |
Ping AN Insurance (Group) Co. of China, Ltd. | PNGAY | Y69790106 | 06/12/2014 | Non-Voting Meeting Note | None | Voted | | NA |
Ping AN Insurance (Group) Co. of China, Ltd. | PNGAY | Y69790106 | 06/12/2014 | Directors' Report | Management | Voted | For | For |
Ping AN Insurance (Group) Co. of China, Ltd. | PNGAY | Y69790106 | 06/12/2014 | Supervisors' Report | Management | Voted | For | For |
Ping AN Insurance (Group) Co. of China, Ltd. | PNGAY | Y69790106 | 06/12/2014 | Annual Report | Management | Voted | For | For |
Ping AN Insurance (Group) Co. of China, Ltd. | PNGAY | Y69790106 | 06/12/2014 | Accounts and Reports | Management | Voted | For | For |
Ping AN Insurance (Group) Co. of China, Ltd. | PNGAY | Y69790106 | 06/12/2014 | Allocation of Profits/Dividends | Management | Voted | For | For |
Ping AN Insurance (Group) Co. of China, Ltd. | PNGAY | Y69790106 | 06/12/2014 | Appointment of Auditor and Authority to Set Fees | Management | Voted | For | For |
Ping AN Insurance (Group) Co. of China, Ltd. | PNGAY | Y69790106 | 06/12/2014 | Elect CAI Fangfang | Management | Voted | For | For |
Ping AN Insurance (Group) Co. of China, Ltd. | PNGAY | Y69790106 | 06/12/2014 | Supervisors' Fees | Management | Voted | For | For |
Ping AN Insurance (Group) Co. of China, Ltd. | PNGAY | Y69790106 | 06/12/2014 | Authority to Issue H Shares w/o Preemptive Rights and Make Amendments to Articles | Management | Voted | Against | Against |
Playtech Plc | PTEC | G7132V100 | 05/21/2014 | Accounts and Reports | Management | Voted | For | For |
Playtech Plc | PTEC | G7132V100 | 05/21/2014 | Remuneration Report (Advisory) | Management | Voted | For | For |
Playtech Plc | PTEC | G7132V100 | 05/21/2014 | Remuneration Policy (Binding) | Management | Voted | For | For |
Playtech Plc | PTEC | G7132V100 | 05/21/2014 | Appointment of Auditor and Authority to Set Fees | Management | Voted | For | For |
Playtech Plc | PTEC | G7132V100 | 05/21/2014 | Allocation of Profits/Dividends | Management | Voted | For | For |
Playtech Plc | PTEC | G7132V100 | 05/21/2014 | Elect Hilary Stewart-Jones | Management | Voted | For | For |
Playtech Plc | PTEC | G7132V100 | 05/21/2014 | Elect Andrew Thomas | Management | Voted | For | For |
Playtech Plc | PTEC | G7132V100 | 05/21/2014 | Elect Alan Jackson | Management | Voted | Against | Against |
Playtech Plc | PTEC | G7132V100 | 05/21/2014 | Elect Ron Hoffman | Management | Voted | For | For |
Playtech Plc | PTEC | G7132V100 | 05/21/2014 | Elect Mor Weizer | Management | Voted | For | For |
Playtech Plc | PTEC | G7132V100 | 05/21/2014 | Authority to Issue Shares w/ Preemptive Rights | Management | Voted | For | For |
Playtech Plc | PTEC | G7132V100 | 05/21/2014 | Authority to Issue Shares w/o Preemptive Rights | Management | Voted | For | For |
Playtech Plc | PTEC | G7132V100 | 05/21/2014 | Authority to Repurchase Shares | Management | Voted | For | For |
Playtech Plc | PTEC | G7132V100 | 05/21/2014 | Non-Voting Meeting Note | None | Voted | | NA |
Powszechna Kasa Oszczednosci Bank Polski SA | PSZKY | X6919X108 | 06/26/2014 | Non-Voting Meeting Note | None | Voted | | NA |
Powszechna Kasa Oszczednosci Bank Polski SA | PSZKY | X6919X108 | 06/26/2014 | Non-Voting Meeting Note | None | Voted | | NA |
Powszechna Kasa Oszczednosci Bank Polski SA | PSZKY | X6919X108 | 06/26/2014 | Non-Voting Agenda Item | None | Voted | | NA |
Powszechna Kasa Oszczednosci Bank Polski SA | PSZKY | X6919X108 | 06/26/2014 | Election of Presiding Chairman | Management | Voted | For | For |
Powszechna Kasa Oszczednosci Bank Polski SA | PSZKY | X6919X108 | 06/26/2014 | Compliance with Rules of Convocation | Management | Voted | For | For |
Powszechna Kasa Oszczednosci Bank Polski SA | PSZKY | X6919X108 | 06/26/2014 | Agenda | Management | Voted | For | For |
Sanofi | SNY | F5548N101 | 05/05/2014 | Elect Robert Castaigne | Management | Voted | For | For |
Sanofi | SNY | F5548N101 | 05/05/2014 | Elect Christian Mulliez | Management | Voted | For | For |
Sanofi | SNY | F5548N101 | 05/05/2014 | Elect Patrick Kron | Management | Voted | For | For |
Sanofi | SNY | F5548N101 | 05/05/2014 | Remuneration of Serge Weinberg, Chairman | Management | Voted | For | For |
Sanofi | SNY | F5548N101 | 05/05/2014 | Remuneration of Christopher Viehbacher, CEO | Management | Voted | For | For |
Sanofi | SNY | F5548N101 | 05/05/2014 | Authority to Repurchase Shares | Management | Voted | For | For |
Sanofi | SNY | F5548N101 | 05/05/2014 | Authorization of Legal Formalities | Management | Voted | For | For |
Sap AG | SAP | D66992104 | 05/21/2014 | Non-Voting Meeting Note | None | Voted | | NA |
Sap AG | SAP | D66992104 | 05/21/2014 | Non-Voting Meeting Note | None | Voted | | NA |
Sap AG | SAP | D66992104 | 05/21/2014 | Non-Voting Meeting Note | None | Voted | | NA |
Sap AG | SAP | D66992104 | 05/21/2014 | Non-Voting Agenda Item | None | Voted | | NA |
Sap AG | SAP | D66992104 | 05/21/2014 | Allocation of Profits/Dividends | Management | Voted | For | For |
Sap AG | SAP | D66992104 | 05/21/2014 | Ratification of Management Board Acts | Management | Voted | For | For |
Sap AG | SAP | D66992104 | 05/21/2014 | Ratification of Supervisory Board Acts | Management | Voted | For | For |
Sap AG | SAP | D66992104 | 05/21/2014 | Appointment of Auditor | Management | Voted | For | For |
Sap AG | SAP | D66992104 | 05/21/2014 | Amendments to Agreement with SAP
Erste Beteiligungs- und Vermögensverwaltungs GmbH | Management | Voted | For | For |
Sap AG | SAP | D66992104 | 05/21/2014 | Amendments to Agreement with SAP Zweite Beteiligungs- und Vermögensverwaltungs GmbH | Management | Voted | For | For |
Sap AG | SAP | D66992104 | 05/21/2014 | Control Agreement with SAP Ventures Investment GmbH | Management | Voted | For | For |
Sap AG | SAP | D66992104 | 05/21/2014 | Change of Legal Form to a European Company | Management | Voted | For | For |
Sap AG | SAP | D66992104 | 05/21/2014 | Elect Hasso Plattner | Management | Voted | Against | Against |
Sap AG | SAP | D66992104 | 05/21/2014 | Elect Pekka Ala-Pietilä | Management | Voted | For | For |
Sap AG | SAP | D66992104 | 05/21/2014 | Elect Anja Feldmann | Management | Voted | For | For |
Sap AG | SAP | D66992104 | 05/21/2014 | Elect Wilhelm Haarmann | Management | Voted | Against | Against |
Sap AG | SAP | D66992104 | 05/21/2014 | Elect Bernard Liautaud | Management | Voted | For | For |
Sap AG | SAP | D66992104 | 05/21/2014 | Elect Hartmut Mehdorn | Management | Voted | For | For |
Sap AG | SAP | D66992104 | 05/21/2014 | Elect Erhard Schipporeit | Management | Voted | For | For |
Sap AG | SAP | D66992104 | 05/21/2014 | Elect Jim Hagermann Snabe | Management | Voted | Against | Against |
Sap AG | SAP | D66992104 | 05/21/2014 | Elect Klaus Wucherer | Management | Voted | Against | Against |
Serco Group plc | SECCY | G80400107 | 05/08/2014 | Accounts and Reports | Management | Voted | For | For |
Serco Group plc | SECCY | G80400107 | 05/08/2014 | Remuneration Report (Advisory) | Management | Voted | For | For |
Serco Group plc | SECCY | G80400107 | 05/08/2014 | Remuneration Policy (Binding) | Management | Voted | For | For |
Serco Group plc | SECCY | G80400107 | 05/08/2014 | Allocation of Profits/Dividends | Management | Voted | For | For |
Serco Group plc | SECCY | G80400107 | 05/08/2014 | Elect Edward J. Casey | Management | Voted | For | For |
Serco Group plc | SECCY | G80400107 | 05/08/2014 | Elect Rupert Soames | Management | Voted | For | For |
Serco Group plc | SECCY | G80400107 | 05/08/2014 | Elect Mike Clasper | Management | Voted | For | For |
Serco Group plc | SECCY | G80400107 | 05/08/2014 | Elect J. Rachel Lomax | Management | Voted | For | For |
Serco Group plc | SECCY | G80400107 | 05/08/2014 | Elect Tamara Ingram | Management | Voted | For | For |
Serco Group plc | SECCY | G80400107 | 05/08/2014 | Elect Alastair D. Lyons | Management | Voted | For | For |
Serco Group plc | SECCY | G80400107 | 05/08/2014 | Elect Andrew M. Jenner | Management | Voted | For | For |
Serco Group plc | SECCY | G80400107 | 05/08/2014 | Elect Malcolm Wyman | Management | Voted | For | For |
Serco Group plc | SECCY | G80400107 | 05/08/2014 | Elect Ralph D. Crosby, Jr. | Management | Voted | For | For |
Serco Group plc | SECCY | G80400107 | 05/08/2014 | Elect Angie Risley | Management | Voted | For | For |
Serco Group plc | SECCY | G80400107 | 05/08/2014 | Appointment of Auditor | Management | Voted | For | For |
Serco Group plc | SECCY | G80400107 | 05/08/2014 | Authority to Set Auditor's Fees | Management | Voted | For | For |
Serco Group plc | SECCY | G80400107 | 05/08/2014 | Authority to Repurchase Shares | Management | Voted | For | For |
Serco Group plc | SECCY | G80400107 | 05/08/2014 | Authority to Issue Shares w/ Preemptive Rights | Management | Voted | For | For |
Serco Group plc | SECCY | G80400107 | 05/08/2014 | Authority to Issue Shares w/o Preemptive Rights | Management | Voted | For | For |
Serco Group plc | SECCY | G80400107 | 05/08/2014 | Authorisation of Political Donations | Management | Voted | For | For |
Serco Group plc | SECCY | G80400107 | 05/08/2014 | Authority to Set General Meeting Notice Period at 14 Days | Management | Voted | Against | Against |
Siemens AG | SIE | D69671218 | 01/28/2014 | Non-Voting Meeting Note | None | Unvoted | | NA |
Siemens AG | SIE | D69671218 | 01/28/2014 | Non-Voting Meeting Note | None | Unvoted | | NA |
Siemens AG | SIE | D69671218 | 01/28/2014 | Non-Voting Meeting Note | None | Unvoted | | NA |
Siemens AG | SIE | D69671218 | 01/28/2014 | Non-Voting Meeting Note | None | Unvoted | | NA |
Siemens AG | SIE | D69671218 | 01/28/2014 | Non-Voting Meeting Note | None | Unvoted | | NA |
Siemens AG | SIE | D69671218 | 01/28/2014 | Non-Voting Agenda Item | None | Unvoted | | NA |
Siemens AG | SIE | D69671218 | 01/28/2014 | Allocation of Profits/Dividends | Management | Unvoted | TNA | NA |
Siemens AG | SIE | D69671218 | 01/28/2014 | Ratification of Management Board Acts | Management | Unvoted | TNA | NA |
Siemens AG | SIE | D69671218 | 01/28/2014 | Ratification of Supervisory Board Acts | Management | Unvoted | TNA | NA |
Siemens AG | SIE | D69671218 | 01/28/2014 | Compensation Policy | Management | Unvoted | TNA | NA |
Siemens AG | SIE | D69671218 | 01/28/2014 | Appointment of Auditor | Management | Unvoted | TNA | NA |
Siemens AG | SIE | D69671218 | 01/28/2014 | Elect Jim Hagemann Snabe | Management | Unvoted | TNA | NA |
Siemens AG | SIE | D69671218 | 01/28/2014 | Increase in Authorized Capital | Management | Unvoted | TNA | NA |
Siemens AG | SIE | D69671218 | 01/28/2014 | Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital | Management | Unvoted | TNA | NA |
Siemens AG | SIE | D69671218 | 01/28/2014 | Cancellation of Conditional Share Capital | Management | Unvoted | TNA | NA |
Siemens AG | SIE | D69671218 | 01/28/2014 | Amendments to Articles | Management | Unvoted | TNA | NA |
Singapore Technologies Engineering Ltd | SGGKY | Y7996W103 | 04/24/2014 | Accounts and Reports | Management | Voted | For | For |
Singapore Technologies Engineering Ltd | SGGKY | Y7996W103 | 04/24/2014 | Allocation of Profits/Dividends | Management | Voted | For | For |
Singapore Technologies Engineering Ltd | SGGKY | Y7996W103 | 04/24/2014 | Elect TAN Pheng Hock | Management | Voted | For | For |
Singapore Technologies Engineering Ltd | SGGKY | Y7996W103 | 04/24/2014 | Elect QUEK Tong Boon | Management | Voted | Against | Against |
Singapore Technologies Engineering Ltd | SGGKY | Y7996W103 | 04/24/2014 | Elect KHOO Boon Hui | Management | Voted | Against | Against |
Singapore Technologies Engineering Ltd | SGGKY | Y7996W103 | 04/24/2014 | Elect NG Chee Meng | Management | Voted | For | For |
Singapore Technologies Engineering Ltd | SGGKY | Y7996W103 | 04/24/2014 | Elect QUEK See Tiat | Management | Voted | Against | Against |
Singapore Technologies Engineering Ltd | SGGKY | Y7996W103 | 04/24/2014 | Directors' Fees | Management | Voted | For | For |
Singapore Technologies Engineering Ltd | SGGKY | Y7996W103 | 04/24/2014 | Appointment of Auditor and Authority to Set Fees | Management | Voted | For | For |
Singapore Technologies Engineering Ltd | SGGKY | Y7996W103 | 04/24/2014 | Authority to Issue Shares w/ or w/o Preemptive Rights | Management | Voted | For | For |
Singapore Technologies Engineering Ltd | SGGKY | Y7996W103 | 04/24/2014 | Non-Voting Agenda Item | None | Voted | | NA |
Singapore Technologies Engineering Ltd | SGGKY | Y7996W103 | 04/24/2014 | Non-Voting Agenda Item | None | Voted | | NA |
Singapore Technologies Engineering Ltd | SGGKY | Y7996W103 | 04/24/2014 | Non-Voting Agenda Item | None | Voted | | NA |
Standard Chartered plc | STAN | G84228157 | 05/08/2014 | Authority to Issue Shares w/ Preemptive Rights | Management | Voted | For | For |
Standard Chartered plc | STAN | G84228157 | 05/08/2014 | Authority to Issue Repurchased Shares w/ Preemptive Rights | Management | Voted | For | For |
Standard Chartered plc | STAN | G84228157 | 05/08/2014 | Authority to Issue Equity Conversion Notes w/ Preemptive Rights | Management | Voted | For | For |
Standard Chartered plc | STAN | G84228157 | 05/08/2014 | Scrip Dividend | Management | Voted | For | For |
Standard Chartered plc | STAN | G84228157 | 05/08/2014 | Authority to Issue Shares w/o Preemptive Rights | Management | Voted | For | For |
Standard Chartered plc | STAN | G84228157 | 05/08/2014 | Authority to Issue Equity Conversion Notes w/o Preemptive Rights | Management | Voted | For | For |
Standard Chartered plc | STAN | G84228157 | 05/08/2014 | Authority to Repurchase Shares | Management | Voted | For | For |
Standard Chartered plc | STAN | G84228157 | 05/08/2014 | Authority to Repurchase Preference Shares | Management | Voted | For | For |
Standard Chartered plc | STAN | G84228157 | 05/08/2014 | Authority to Set General Meeting Notice Period at 14 Days | Management | Voted | Against | Against |
Standard Chartered plc | STAN | G84228157 | 05/08/2014 | Maximum Variable Payment Ratio | Management | Voted | For | For |
Standard Chartered plc | STAN | G84228157 | 05/08/2014 | Non-Voting Meeting Note | None | Voted | | NA |
Stanley Electric Co. Ltd. | 6923 | J76637115 | 06/27/2014 | Elect Takanori Kitano | Management | Voted | Against | Against |
Stanley Electric Co. Ltd. | 6923 | J76637115 | 06/27/2014 | Elect Makio Natsusaka | Management | Voted | For | For |
Stanley Electric Co. Ltd. | 6923 | J76637115 | 06/27/2014 | Elect Yutaka Hiratsuka | Management | Voted | For | For |
Stanley Electric Co. Ltd. | 6923 | J76637115 | 06/27/2014 | Elect Tohru Tanabe | Management | Voted | For | For |
Stanley Electric Co. Ltd. | 6923 | J76637115 | 06/27/2014 | Elect Shinji Tominaga | Management | Voted | For | For |
Stanley Electric Co. Ltd. | 6923 | J76637115 | 06/27/2014 | Elect Katsutoshi Iino | Management | Voted | For | For |
Stanley Electric Co. Ltd. | 6923 | J76637115 | 06/27/2014 | Elect Masakatsu Mori | Management | Voted | For | For |
Stanley Electric Co. Ltd. | 6923 | J76637115 | 06/27/2014 | Elect Kohji Shimoda | Management | Voted | For | For |
Stanley Electric Co. Ltd. | 6923 | J76637115 | 06/27/2014 | Elect Hiroyuki Takamori | Management | Voted | For | For |
Stanley Electric Co. Ltd. | 6923 | J76637115 | 06/27/2014 | Elect Mitsuhiro Amitani as Statutory Auditor | Management | Voted | For | For |
Sumitomo Mitsui Trust Holdings Inc. | SUTNY | J0752J108 | 06/27/2014 | Non-Voting Meeting Note | None | Voted | | NA |
Sumitomo Mitsui Trust Holdings Inc. | SUTNY | J0752J108 | 06/27/2014 | Allocation of Profits/Dividends | Management | Voted | For | For |
Sumitomo Mitsui Trust Holdings Inc. | SUTNY | J0752J108 | 06/27/2014 | Elect Hitoshi Tsunekage | Management | Voted | For | For |
Sumitomo Mitsui Trust Holdings Inc. | SUTNY | J0752J108 | 06/27/2014 | Elect Kunitaroh Kitamura | Management | Voted | For | For |
Sumitomo Mitsui Trust Holdings Inc. | SUTNY | J0752J108 | 06/27/2014 | Elect Akio Ohtsuka | Management | Voted | For | For |
Sumitomo Mitsui Trust Holdings Inc. | SUTNY | J0752J108 | 06/27/2014 | Elect Nobuo Iwasaki | Management | Voted | For | For |
Sumitomo Mitsui Trust Holdings Inc. | SUTNY | J0752J108 | 06/27/2014 | Elect Testuo Ohkubo | Management | Voted | For | For |
Sumitomo Mitsui Trust Holdings Inc. | SUTNY | J0752J108 | 06/27/2014 | Elect Masaru Hashimoto | Management | Voted | For | For |
Sumitomo Mitsui Trust Holdings Inc. | SUTNY | J0752J108 | 06/27/2014 | Elect Jun Okuno | Management | Voted | For | For |
Sumitomo Mitsui Trust Holdings Inc. | SUTNY | J0752J108 | 06/27/2014 | Elect Kiyoshi Mukohhara | Management | Voted | For | For |
Sumitomo Mitsui Trust Holdings Inc. | SUTNY | J0752J108 | 06/27/2014 | Elect Toshio Hoshino | Management | Voted | For | For |
Sumitomo Mitsui Trust Holdings Inc. | SUTNY | J0752J108 | 06/27/2014 | Elect Sohichi Shinohara | Management | Voted | For | For |
Sumitomo Mitsui Trust Holdings Inc. | SUTNY | J0752J108 | 06/27/2014 | Elect Mitsuhiko Sugita as Statuotry Auditor | Management | Voted | For | For |
Sumitomo Mitsui Trust Holdings Inc. | SUTNY | J0752J108 | 06/27/2014 | Equity Compensation Plan | Management | Voted | For | For |
Taiwan Semiconductor Manufacturing | TSM | 874039100 | 06/24/2014 | Accounts and Reports | Management | Voted | For | For |
Taiwan Semiconductor Manufacturing | TSM | 874039100 | 06/24/2014 | Allocation of Profits/Dividends | Management | Voted | For | For |
Taiwan Semiconductor Manufacturing | TSM | 874039100 | 06/24/2014 | Amendments to Procedural Rules | Management | Voted | For | For |
Taiyo Nippon Sanso Corporation | 4091 | J55440119 | 06/27/2014 | Non-Voting Meeting Note | None | Voted | | NA |
Taiyo Nippon Sanso Corporation | 4091 | J55440119 | 06/27/2014 | Allocation of Profits/Dividends | Management | Voted | For | For |
Taiyo Nippon Sanso Corporation | 4091 | J55440119 | 06/27/2014 | Elect Shohtaroh Yoshimura | Management | Voted | For | For |
Taiyo Nippon Sanso Corporation | 4091 | J55440119 | 06/27/2014 | Elect Shinji Tanabe | Management | Voted | For | For |
Taiyo Nippon Sanso Corporation | 4091 | J55440119 | 06/27/2014 | Elect Kunishi Hazama | Management | Voted | For | For |
Taiyo Nippon Sanso Corporation | 4091 | J55440119 | 06/27/2014 | Elect Yujiroh Ichihara | Management | Voted | For | For |
Taiyo Nippon Sanso Corporation | 4091 | J55440119 | 06/27/2014 | Elect Tadashige Maruyama | Management | Voted | For | For |
Taiyo Nippon Sanso Corporation | 4091 | J55440119 | 06/27/2014 | Elect Hiroshi Taguchi | Management | Voted | For | For |
Taiyo Nippon Sanso Corporation | 4091 | J55440119 | 06/27/2014 | Elect Yoshikazu Yamano | Management | Voted | For | For |
Taiyo Nippon Sanso Corporation | 4091 | J55440119 | 06/27/2014 | Elect Shigeru Amada | Management | Voted | For | For |
Taiyo Nippon Sanso Corporation | 4091 | J55440119 | 06/27/2014 | Elect William Kroll | Management | Voted | For | For |
Taiyo Nippon Sanso Corporation | 4091 | J55440119 | 06/27/2014 | Elect Hiroshi Katsumata | Management | Voted | For | For |
Taiyo Nippon Sanso Corporation | 4091 | J55440119 | 06/27/2014 | Elect Kinji Mizunoe | Management | Voted | For | For |
Taiyo Nippon Sanso Corporation | 4091 | J55440119 | 06/27/2014 | Elect Akihiko Umekawa | Management | Voted | For | For |
Taiyo Nippon Sanso Corporation | 4091 | J55440119 | 06/27/2014 | Elect Shinichiroh Hiramine | Management | Voted | For | For |
Taiyo Nippon Sanso Corporation | 4091 | J55440119 | 06/27/2014 | Elect Keiki Ariga | Management | Voted | Against | Against |
Taiyo Nippon Sanso Corporation | 4091 | J55440119 | 06/27/2014 | Elect Yuki Hajikano | Management | Voted | Against | Against |
Taiyo Nippon Sanso Corporation | 4091 | J55440119 | 06/27/2014 | Elect Jun Ishikawa | Management | Voted | Against | Against |
Taiyo Nippon Sanso Corporation | 4091 | J55440119 | 06/27/2014 | Elect Yoshihide Kenmochi | Management | Voted | Against | Against |
Taiyo Nippon Sanso Corporation | 4091 | J55440119 | 06/27/2014 | Renewal of Takeover Defense Plan | Management | Voted | Against | Against |
Tele2 AB | TLTZY | W95878166 | 05/12/2014 | Non-Voting Meeting Note | None | Voted | | NA |
Tele2 AB | TLTZY | W95878166 | 05/12/2014 | Non-Voting Meeting Note | None | Voted | | NA |
Tele2 AB | TLTZY | W95878166 | 05/12/2014 | Non-Voting Meeting Note | None | Voted | | NA |
Tele2 AB | TLTZY | W95878166 | 05/12/2014 | Non-Voting Agenda Item | None | Voted | | NA |
Tele2 AB | TLTZY | W95878166 | 05/12/2014 | Non-Voting Agenda Item | None | Voted | | NA |
Tele2 AB | TLTZY | W95878166 | 05/12/2014 | Non-Voting Agenda Item | None | Voted | | NA |
Tele2 AB | TLTZY | W95878166 | 05/12/2014 | Non-Voting Agenda Item | None | Voted | | NA |
Tele2 AB | TLTZY | W95878166 | 05/12/2014 | Non-Voting Agenda Item | None | Voted | | NA |
Tele2 AB | TLTZY | W95878166 | 05/12/2014 | Non-Voting Agenda Item | None | Voted | | NA |
Tele2 AB | TLTZY | W95878166 | 05/12/2014 | Non-Voting Agenda Item | None | Voted | | NA |
Tele2 AB | TLTZY | W95878166 | 05/12/2014 | Non-Voting Agenda Item | None | Voted | | NA |
Tele2 AB | TLTZY | W95878166 | 05/12/2014 | Non-Voting Agenda Item | None | Voted | | NA |
Tele2 AB | TLTZY | W95878166 | 05/12/2014 | Accounts and Reports | Management | Voted | For | For |
Tele2 AB | TLTZY | W95878166 | 05/12/2014 | Allocation of Profits/Dividends | Management | Voted | For | For |
Tele2 AB | TLTZY | W95878166 | 05/12/2014 | Ratification of Board and
Management Acts | Management | Voted | For | For |
Tele2 AB | TLTZY | W95878166 | 05/12/2014 | Board Size | Management | Voted | For | For |
Tele2 AB | TLTZY | W95878166 | 05/12/2014 | Directors and Auditors' Fees | Management | Voted | For | For |
Tele2 AB | TLTZY | W95878166 | 05/12/2014 | Election of Directors | Management | Voted | For | For |
Tele2 AB | TLTZY | W95878166 | 05/12/2014 | Nomination Committee | Management | Voted | For | For |
Tele2 AB | TLTZY | W95878166 | 05/12/2014 | Non-Voting Agenda Item | None | Voted | | NA |
Tele2 AB | TLTZY | W95878166 | 05/12/2014 | Non-Voting Agenda Item | None | Voted | | NA |
Tele2 AB | TLTZY | W95878166 | 05/12/2014 | Compensation Guidelines | Management | Voted | For | For |
Tele2 AB | TLTZY | W95878166 | 05/12/2014 | Long-Term Incentive Plan | Management | Voted | For | For |
Tele2 AB | TLTZY | W95878166 | 05/12/2014 | Authority to Issue Shares w/o Preemptive Rights pursuant to the Long-term incentive plan | Management | Voted | For | For |
Tele2 AB | TLTZY | W95878166 | 05/12/2014 | Authority to Repurchase Shares pursuant to the Long-term Incentive plan | Management | Voted | For | For |
Toray Industries Inc | TRYIY | J89494116 | 06/25/2014 | Elect Hiroshi Murakami | Management | Voted | For | For |
Toray Industries Inc | TRYIY | J89494116 | 06/25/2014 | Elect Akio Satoh | Management | Voted | For | For |
Toray Industries Inc | TRYIY | J89494116 | 06/25/2014 | Elect Hiroshi Ohtani | Management | Voted | For | For |
Toray Industries Inc | TRYIY | J89494116 | 06/25/2014 | Elect Minoru Yoshinaga | Management | Voted | For | For |
Toray Industries Inc | TRYIY | J89494116 | 06/25/2014 | Elect Kunihiko Yoshida | Management | Voted | For | For |
Toray Industries Inc | TRYIY | J89494116 | 06/25/2014 | Elect Tohru Fukasawa | Management | Voted | For | For |
Toray Industries Inc | TRYIY | J89494116 | 06/25/2014 | Elect Satoru Hagiwara | Management | Voted | For | For |
Toray Industries Inc | TRYIY | J89494116 | 06/25/2014 | Elect Yasuo Suga | Management | Voted | For | For |
Toray Industries Inc | TRYIY | J89494116 | 06/25/2014 | Elect Hirofumi Kobayashi | Management | Voted | For | For |
Toray Industries Inc | TRYIY | J89494116 | 06/25/2014 | Elect Masashi Fujita | Management | Voted | For | For |
Toray Industries Inc | TRYIY | J89494116 | 06/25/2014 | Elect Kazuhiko Shutoh | Management | Voted | For | For |
Toray Industries Inc | TRYIY | J89494116 | 06/25/2014 | Elect Tetsuya Tsunekawa | Management | Voted | For | For |
Toray Industries Inc | TRYIY | J89494116 | 06/25/2014 | Elect Kunio Itoh | Management | Voted | Against | Against |
Toray Industries Inc | TRYIY | J89494116 | 06/25/2014 | Elect Kohichi Kobayashi as Alternate Statutory Auditor | Management | Voted | For | For |
Toray Industries Inc | TRYIY | J89494116 | 06/25/2014 | Bonus | Management | Voted | Against | Against |
Transocean Ltd | RIG | H8817H100 | 05/16/2014 | Accounts and Reports | Management | Voted | For | For |
Transocean Ltd | RIG | H8817H100 | 05/16/2014 | Ratification of Board and Management Acts | Management | Voted | For | For |
Transocean Ltd | RIG | H8817H100 | 05/16/2014 | Allocation of Available Earnings | Management | Voted | For | For |
Transocean Ltd | RIG | H8817H100 | 05/16/2014 | Dividend from Capital Reserves | Management | Voted | For | For |
Transocean Ltd | RIG | H8817H100 | 05/16/2014 | Authorized Share Capital | Management | Voted | For | For |
Transocean Ltd | RIG | H8817H100 | 05/16/2014 | Reduce Board Size to 11 | Management | Voted | For | For |
Transocean Ltd | RIG | H8817H100 | 05/16/2014 | Amendments to Articles (Elections; Assorted Changes) | Management | Voted | For | For |
Transocean Ltd | RIG | H8817H100 | 05/16/2014 | Amendments to Articles (Ratification of Compensation) | Management | Voted | For | For |
Transocean Ltd | RIG | H8817H100 | 05/16/2014 | Amendments to Articles (Supplementary Amount) | Management | Voted | For | For |
Transocean Ltd | RIG | H8817H100 | 05/16/2014 | Amendments to Articles (Principles of Compensation) | Management | Voted | For | For |
Transocean Ltd | RIG | H8817H100 | 05/16/2014 | Amendments to Articles (Employment Contracts) | Management | Voted | For | For |
Transocean Ltd | RIG | H8817H100 | 05/16/2014 | Amendments to Articles (External Mandates) | Management | Voted | For | For |
Transocean Ltd | RIG | H8817H100 | 05/16/2014 | Amendments to Articles (Loans and Retirement Benefits) | Management | Voted | For | For |
Transocean Ltd | RIG | H8817H100 | 05/16/2014 | Adoption of Majority Vote for Election of Directors | Management | Voted | For | For |
Transocean Ltd | RIG | H8817H100 | 05/16/2014 | Adoption of Advance Notice Requirement in Order to Conform with German Articles | Management | Voted | For | For |
Transocean Ltd | RIG | H8817H100 | 05/16/2014 | Elect Ian C. Strachan | Management | Voted | For | For |
Transocean Ltd | RIG | H8817H100 | 05/16/2014 | Elect Glyn Barker | Management | Voted | For | For |
Transocean Ltd | RIG | H8817H100 | 05/16/2014 | Elect Vanessa C.L. Chang | Management | Voted | For | For |
Transocean Ltd | RIG | H8817H100 | 05/16/2014 | Elect Frederico F. Curado | Management | Voted | For | For |
Transocean Ltd | RIG | H8817H100 | 05/16/2014 | Elect Chad Deaton | Management | Voted | For | For |
Transocean Ltd | RIG | H8817H100 | 05/16/2014 | Elect Martin B. McNamara | Management | Voted | For | For |
Transocean Ltd | RIG | H8817H100 | 05/16/2014 | Elect Samuel J. Merksamer | Management | Voted | For | For |
Transocean Ltd | RIG | H8817H100 | 05/16/2014 | Elect Edward R. Muller | Management | Voted | For | For |
Transocean Ltd | RIG | H8817H100 | 05/16/2014 | Elect Steven L. Newman | Management | Voted | For | For |
Transocean Ltd | RIG | H8817H100 | 05/16/2014 | Elect TAN Ek Kia | Management | Voted | For | For |
Transocean Ltd | RIG | H8817H100 | 05/16/2014 | Elect Vincent J. Intrieri | Management | Voted | For | For |
Transocean Ltd | RIG | H8817H100 | 05/16/2014 | Election of Chairman | Management | Voted | For | For |
Transocean Ltd | RIG | H8817H100 | 05/16/2014 | Elect Director Curado to Compensation Committee Member | Management | Voted | For | For |
Transocean Ltd | RIG | H8817H100 | 05/16/2014 | Elect Director McNamara to Compensation Committee Member | Management | Voted | For | For |
Transocean Ltd | RIG | H8817H100 | 05/16/2014 | Elect Director Tan Ek Kia to Compensation Committee Member | Management | Voted | For | For |
Transocean Ltd | RIG | H8817H100 | 05/16/2014 | Elect Vincent Intrieri to Compensation Committee Member | Management | Voted | For | For |
Transocean Ltd | RIG | H8817H100 | 05/16/2014 | Appointment of Independent Proxy | Management | Voted | For | For |
Transocean Ltd | RIG | H8817H100 | 05/16/2014 | Appointment of Auditor | Management | Voted | For | For |
Transocean Ltd | RIG | H8817H100 | 05/16/2014 | Advisory Vote on Executive Compensation | Management | Voted | For | For |
Transocean Ltd | RIG | H8817H100 | 05/16/2014 | Amendment to the Long-Term Incentive Plan for Purposes of Section 162(m) of the IRC | Management | Voted | For | For |
Travelsky Technology | TSYHY | Y8972V101 | 06/05/2014 | Non-Voting Meeting Note | None | Voted | | NA |
Travelsky Technology | TSYHY | Y8972V101 | 06/05/2014 | Non-Voting Meeting Note | None | Voted | | NA |
Travelsky Technology | TSYHY | Y8972V101 | 06/05/2014 | Authority to Repurchase H Shares | Management | Voted | For | For |
Travelsky Technology | TSYHY | Y8972V101 | 06/05/2014 | Non-Voting Meeting Note | None | Voted | | NA |
Travelsky Technology | TSYHY | Y8972V101 | 06/05/2014 | Non-Voting Meeting Note | None | Voted | | NA |
Travelsky Technology | TSYHY | Y8972V101 | 06/05/2014 | Non-Voting Meeting Note | None | Voted | | NA |
Travelsky Technology | TSYHY | Y8972V101 | 06/05/2014 | Director's Report | Management | Voted | For | For |
Travelsky Technology | TSYHY | Y8972V101 | 06/05/2014 | Supervisor's Report | Management | Voted | For | For |
Travelsky Technology | TSYHY | Y8972V101 | 06/05/2014 | Accounts and Reports | Management | Voted | For | For |
Travelsky Technology | TSYHY | Y8972V101 | 06/05/2014 | Allocation of Profits/Dividends | Management | Voted | For | For |
Travelsky Technology | TSYHY | Y8972V101 | 06/05/2014 | Appointment of Auditor and Authority to Set Fees | Management | Voted | For | For |
Travelsky Technology | TSYHY | Y8972V101 | 06/05/2014 | Authority to Issue Domestic and H Shares w/o Preemptive Rights | Management | Voted | Against | Against |
Travelsky Technology | TSYHY | Y8972V101 | 06/05/2014 | Authority to Repurchase H Shares | Management | Voted | For | For |
Turkiye Garanti Bankasi A.S. | TKGZY | M4752S106 | 04/03/2014 | Non-Voting Meeting Note | None | Voted | | NA |
Turkiye Garanti Bankasi A.S. | TKGZY | M4752S106 | 04/03/2014 | Non-Voting Meeting Note | None | Voted | | NA |
Turkiye Garanti Bankasi A.S. | TKGZY | M4752S106 | 04/03/2014 | Opening; Election of Presiding Chairman; Minutes | Management | Voted | For | For |
Turkiye Garanti Bankasi A.S. | TKGZY | M4752S106 | 04/03/2014 | Presentation of the Board of Directors' Report | Management | Voted | For | For |
Turkiye Garanti Bankasi A.S. | TKGZY | M4752S106 | 04/03/2014 | Presentation of the Independent Auditors' Report | Management | Voted | For | For |
Turkiye Garanti Bankasi A.S. | TKGZY | M4752S106 | 04/03/2014 | Accounts | Management | Voted | For | For |
Turkiye Garanti Bankasi A.S. | TKGZY | M4752S106 | 04/03/2014 | Ratification of Board Acts | Management | Voted | For | For |
Turkiye Garanti Bankasi A.S. | TKGZY | M4752S106 | 04/03/2014 | Ratification of Statutory Auditors' Acts | Management | Voted | For | For |
Turkiye Garanti Bankasi A.S. | TKGZY | M4752S106 | 04/03/2014 | Allocation of Profits/Dividends | Management | Voted | For | For |
Turkiye Garanti Bankasi A.S. | TKGZY | M4752S106 | 04/03/2014 | Directors' Fees | Management | Voted | For | For |
Turkiye Garanti Bankasi A.S. | TKGZY | M4752S106 | 04/03/2014 | Appointment of Auditor | Management | Voted | For | For |
Turkiye Garanti Bankasi A.S. | TKGZY | M4752S106 | 04/03/2014 | Presentation of Compensation Policy | Management | Voted | For | For |
BHP Billiton plc | BBL | G10877101 | 10/24/2013 | Elect Malcolm Broomhead | Management | Voted | For | For |
BHP Billiton plc | BBL | G10877101 | 10/24/2013 | Elect Sir John Buchanan | Management | Voted | For | For |
BHP Billiton plc | BBL | G10877101 | 10/24/2013 | Elect Carlos Cordeiro | Management | Voted | For | For |
BHP Billiton plc | BBL | G10877101 | 10/24/2013 | Elect David Crawford | Management | Voted | For | For |
BHP Billiton plc | BBL | G10877101 | 10/24/2013 | Elect Pat Davies | Management | Voted | For | For |
BHP Billiton plc | BBL | G10877101 | 10/24/2013 | Elect Carolyn Hewson | Management | Voted | For | For |
BHP Billiton plc | BBL | G10877101 | 10/24/2013 | Elect Lindsay P. Maxsted | Management | Voted | For | For |
BHP Billiton plc | BBL | G10877101 | 10/24/2013 | Elect Wayne Murdy | Management | Voted | For | For |
BHP Billiton plc | BBL | G10877101 | 10/24/2013 | Elect Keith C. Rumble | Management | Voted | For | For |
BHP Billiton plc | BBL | G10877101 | 10/24/2013 | Elect John Schubert | Management | Voted | For | For |
BHP Billiton plc | BBL | G10877101 | 10/24/2013 | Elect Shriti Vadera | Management | Voted | For | For |
BHP Billiton plc | BBL | G10877101 | 10/24/2013 | Elect Jacques Nasser | Management | Voted | For | For |
BHP Billiton plc | BBL | G10877101 | 10/24/2013 | Elect Ian Dunlop | Shareholder | Voted | Against | For |
BNP Paribas | BNP | F1058Q238 | 05/14/2014 | Non-Voting Meeting Note | None | Voted | | NA |
BNP Paribas | BNP | F1058Q238 | 05/14/2014 | Non-Voting Meeting Note | None | Voted | | NA |
BNP Paribas | BNP | F1058Q238 | 05/14/2014 | Non-Voting Meeting Note | None | Voted | | NA |
BNP Paribas | BNP | F1058Q238 | 05/14/2014 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Management | Voted | For | For |
BNP Paribas | BNP | F1058Q238 | 05/14/2014 | Consolidated Accounts and Reports | Management | Voted | For | For |
BNP Paribas | BNP | F1058Q238 | 05/14/2014 | Allocation of Profits/Dividends | Management | Voted | For | For |
BNP Paribas | BNP | F1058Q238 | 05/14/2014 | Related Party Transactions | Management | Voted | For | For |
BNP Paribas | BNP | F1058Q238 | 05/14/2014 | Authority to Repurchase Shares | Management | Voted | For | For |
BNP Paribas | BNP | F1058Q238 | 05/14/2014 | Elect Jean-François Lepetit | Management | Voted | For | For |
BNP Paribas | BNP | F1058Q238 | 05/14/2014 | Elect Baudouin Prot | Management | Voted | For | For |
BNP Paribas | BNP | F1058Q238 | 05/14/2014 | Elect Fields Wicker-Miurin | Management | Voted | For | For |
BNP Paribas | BNP | F1058Q238 | 05/14/2014 | Ratify the Co-option of Monique Cohen | Management | Voted | For | For |
BNP Paribas | BNP | F1058Q238 | 05/14/2014 | Elect Daniela Schwarzer | Management | Voted | For | For |
BNP Paribas | BNP | F1058Q238 | 05/14/2014 | Remuneration of Baudouin Prot, Chairman. | Management | Voted | Against | Against |
BNP Paribas | BNP | F1058Q238 | 05/14/2014 | Remuneration of Jean-Laurent Bonnafé, CEO. | Management | Voted | For | For |
BNP Paribas | BNP | F1058Q238 | 05/14/2014 | Remuneration of COOs,Georges Chodron de Courcel, Philippe Bordenave & François Villeroy de Galhau | Management | Voted | For | For |
BNP Paribas | BNP | F1058Q238 | 05/14/2014 | Remuneration of Executives and Certain Categories of Employees | Management | Voted | Against | Against |
BNP Paribas | BNP | F1058Q238 | 05/14/2014 | Authorization to Set the Maximum Variable Remuneration for Persons Belonging to the Company's Identified Staff | Management | Voted | For | For |
BNP Paribas | BNP | F1058Q238 | 05/14/2014 | Authority to Issue Shares and Convertible Securities w/ Preemptive Rights | Management | Voted | For | For |
BNP Paribas | BNP | F1058Q238 | 05/14/2014 | Authority to Issue Shares and Convertible Securities w/o Preemptive Rights | Management | Voted | For | For |
BNP Paribas | BNP | F1058Q238 | 05/14/2014 | Authority to Increase Capital in Case of Exchange Offer | Management | Voted | For | For |
BNP Paribas | BNP | F1058Q238 | 05/14/2014 | Authority to Increase Capital in Consideration for Contributions in Kind | Management | Voted | For | For |
BNP Paribas | BNP | F1058Q238 | 05/14/2014 | Global Ceiling on Capital Increases and Debt Issuances w/o Preemptive Rights | Management | Voted | For | For |
BNP Paribas | BNP | F1058Q238 | 05/14/2014 | Authority to Increase Capital Through Capitalizations | Management | Voted | For | For |
BNP Paribas | BNP | F1058Q238 | 05/14/2014 | Global Ceiling on Capital Increases and Debt Issuances | Management | Voted | For | For |
BNP Paribas | BNP | F1058Q238 | 05/14/2014 | Employee Stock Purchase Plan | Management | Voted | Against | Against |
BNP Paribas | BNP | F1058Q238 | 05/14/2014 | Authority to Cancel Shares and Reduce Capital | Management | Voted | For | For |
BNP Paribas | BNP | F1058Q238 | 05/14/2014 | Authorization of Legal Formalities | Management | Voted | For | For |
Brambles Ltd | BMBLY | Q6634U106 | 10/22/2013 | Non-Voting Meeting Note | None | Voted | | NA |
Brambles Ltd | BMBLY | Q6634U106 | 10/22/2013 | Remuneration Report | Management | Voted | For | For |
Brambles Ltd | BMBLY | Q6634U106 | 10/22/2013 | Re-elect Anthony (Tony) G. Froggatt | Management | Voted | For | For |
Brambles Ltd | BMBLY | Q6634U106 | 10/22/2013 | Re-elect David P. Gosnell | Management | Voted | For | For |
Brambles Ltd | BMBLY | Q6634U106 | 10/22/2013 | Re-elect Luke Mayhew | Management | Voted | For | For |
Brambles Ltd | BMBLY | Q6634U106 | 10/22/2013 | Non-Voting Meeting Note | None | Voted | | NA |
Brambles Ltd | BMBLY | Q6634U106 | 12/03/2013 | Demerger/Spin-out of Recall Holdings | Management | Voted | For | For |
Brambles Ltd | BMBLY | Q6634U106 | 12/03/2013 | Non-Voting Meeting Note | None | Voted | | NA |
Brambles Ltd | BMBLY | Q6634U106 | 12/03/2013 | Capital Reduction | Management | Voted | For | For |
Brambles Ltd | BMBLY | Q6634U106 | 12/03/2013 | Approve Executive Benefits | Management | Voted | For | For |
Brambles Ltd | BMBLY | Q6634U106 | 12/03/2013 | Non-Voting Meeting Note | None | Voted | | NA |
Brambles Ltd | BMBLY | Q6634U106 | 12/03/2013 | Non-Voting Meeting Note | None | Voted | | NA |
Bwin.party Digital Entertainment Plc | BPTY | X0829R103 | 02/24/2014 | Approval of Incentive Plan ("BIP") | Management | Voted | Against | Against |
Bwin.party Digital Entertainment Plc | BPTY | X0829R103 | 05/22/2014 | Non-Voting Meeting Note | None | Voted | | NA |
Bwin.party Digital Entertainment Plc | BPTY | X0829R103 | 05/22/2014 | Accounts and Reports | Management | Voted | For | For |
Bwin.party Digital Entertainment Plc | BPTY | X0829R103 | 05/22/2014 | Remuneration Report (Advisory) | Management | Voted | Against | Against |
Bwin.party Digital Entertainment Plc | BPTY | X0829R103 | 05/22/2014 | Remuneration Policy (Binding) | Management | Voted | Against | Against |
Bwin.party Digital Entertainment Plc | BPTY | X0829R103 | 05/22/2014 | Appointment of Auditor | Management | Voted | For | For |
Bwin.party Digital Entertainment Plc | BPTY | X0829R103 | 05/22/2014 | Authority to Set Auditor's Fees | Management | Voted | For | For |
Bwin.party Digital Entertainment Plc | BPTY | X0829R103 | 05/22/2014 | Allocation of Profits/Dividends | Management | Voted | For | For |
Bwin.party Digital Entertainment Plc | BPTY | X0829R103 | 05/22/2014 | Elect Per Afrell | Management | Voted | For | For |
Bwin.party Digital Entertainment Plc | BPTY | X0829R103 | 05/22/2014 | Elect Manfred Bodner | Management | Voted | For | For |
Bwin.party Digital Entertainment Plc | BPTY | X0829R103 | 05/22/2014 | Elect Sylvia Coleman | Management | Voted | For | For |
Bwin.party Digital Entertainment Plc | BPTY | X0829R103 | 05/22/2014 | Elect Helmut Kern | Management | Voted | For | For |
Bwin.party Digital Entertainment Plc | BPTY | X0829R103 | 05/22/2014 | Elect Rod Perry | Management | Voted | For | For |
Bwin.party Digital Entertainment Plc | BPTY | X0829R103 | 05/22/2014 | Elect Georg Riedl | Management | Voted | For | For |
Bwin.party Digital Entertainment Plc | BPTY | X0829R103 | 05/22/2014 | Elect Norbert Teufelberger | Management | Voted | For | For |
Bwin.party Digital Entertainment Plc | BPTY | X0829R103 | 05/22/2014 | Elect Martin Weigold | Management | Voted | For | For |
Bwin.party Digital Entertainment Plc | BPTY | X0829R103 | 05/22/2014 | Elect Philip Yea | Management | Voted | For | For |
Bwin.party Digital Entertainment Plc | BPTY | X0829R103 | 05/22/2014 | Issuance of Shares w/ Preemptive Rights | Management | Voted | For | For |
Bwin.party Digital Entertainment Plc | BPTY | X0829R103 | 05/22/2014 | Issuance of Shares w/o Preemptive Rights | Management | Voted | For | For |
Bwin.party Digital Entertainment Plc | BPTY | X0829R103 | 05/22/2014 | Authority to Repurchase Shares | Management | Voted | For | For |
Bwin.party Digital Entertainment Plc | BPTY | X0829R103 | 05/22/2014 | Shareholder Proposal Regarding Election of Dissident Board Member Michael Fertik | Shareholder | Voted | For | Against |
China Unicom (Hong Kong) Ltd | CHUFF | Y1519S111 | 04/16/2014 | Allocation of Profits/Dividends | Management | Voted | For | For |
China Unicom (Hong Kong) Ltd | CHUFF | Y1519S111 | 04/16/2014 | Elect LU Yimin | Management | Voted | For | For |
China Unicom (Hong Kong) Ltd | CHUFF | Y1519S111 | 04/16/2014 | Elect Linus CHEUNG Wing Lam | Management | Voted | For | For |
China Unicom (Hong Kong) Ltd | CHUFF | Y1519S111 | 04/16/2014 | Elect WONG Wai Ming | Management | Voted | Against | Against |
China Unicom (Hong Kong) Ltd | CHUFF | Y1519S111 | 04/16/2014 | Elect John L. Thornton | Management | Voted | Against | Against |
China Unicom (Hong Kong) Ltd | CHUFF | Y1519S111 | 04/16/2014 | Directors' Fees | Management | Voted | For | For |
China Unicom (Hong Kong) Ltd | CHUFF | Y1519S111 | 04/16/2014 | Appointment of Auditor and Authority to Set Fees | Management | Voted | For | For |
China Unicom (Hong Kong) Ltd | CHUFF | Y1519S111 | 04/16/2014 | Authority to Repurchase Shares | Management | Voted | For | For |
China Unicom (Hong Kong) Ltd | CHUFF | Y1519S111 | 04/16/2014 | Authority to Issue Shares w/o Preemptive Rights | Management | Voted | Against | Against |
China Unicom (Hong Kong) Ltd | CHUFF | Y1519S111 | 04/16/2014 | Authority to Issue Repurchased Shares | Management | Voted | Against | Against |
China Unicom (Hong Kong) Ltd | CHUFF | Y1519S111 | 04/16/2014 | Adoption of New Share option Scheme | Management | Voted | For | For |
Cleanway Company Limited | 8422 | Y16688106 | 06/19/2014 | Non-Voting Meeting Note | None | Voted | | NA |
Cleanway Company Limited | 8422 | Y16688106 | 06/19/2014 | Non-Voting Agenda Item | None | Voted | | NA |
Cleanway Company Limited | 8422 | Y16688106 | 06/19/2014 | Non-Voting Agenda Item | None | Voted | | NA |
Cleanway Company Limited | 8422 | Y16688106 | 06/19/2014 | Accounts and Reports | Management | Voted | For | For |
Cleanway Company Limited | 8422 | Y16688106 | 06/19/2014 | Allocation of Profits/Dividends | Management | Voted | For | For |
Cleanway Company Limited | 8422 | Y16688106 | 06/19/2014 | Amendments to Articles | Management | Voted | For | For |
Cleanway Company Limited | 8422 | Y16688106 | 06/19/2014 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Management | Voted | For | For |
Cleanway Company Limited | 8422 | Y16688106 | 06/19/2014 | EXTRAORDINARY MOTIONS | Management | Voted | Against | Against |
Credicorp | BAP | G2519Y108 | 03/31/2014 | Accounts and Reports | Management | Voted | For | For |
Credicorp | BAP | G2519Y108 | 03/31/2014 | Elect Dionisio Romero Paoletti | Management | Voted | Against | Against |
Credicorp | BAP | G2519Y108 | 03/31/2014 | Elect Raimundo Morales | Management | Voted | For | For |
Credicorp | BAP | G2519Y108 | 03/31/2014 | Elect Fernando Fort Marie | Management | Voted | For | For |
Credicorp | BAP | G2519Y108 | 03/31/2014 | Elect Reynaldo Llosa Barber | Management | Voted | Against | Against |
Credicorp | BAP | G2519Y108 | 03/31/2014 | Elect Juan Carlos Verme | Management | Voted | For | For |
Credicorp | BAP | G2519Y108 | 03/31/2014 | Elect Luis Enrique Yarur | Management | Voted | For | For |
Credicorp | BAP | G2519Y108 | 03/31/2014 | Elect Benedicto Cigüeñas Guevara | Management | Voted | For | For |
Credicorp | BAP | G2519Y108 | 03/31/2014 | Elect Martine Perez Monteverde | Management | Voted | For | For |
Credicorp | BAP | G2519Y108 | 03/31/2014 | Election of Directors; Fees | Management | Voted | For | For |
Credicorp | BAP | G2519Y108 | 03/31/2014 | Appointment of Auditor and Authority to Set Fees | Management | Voted | For | For |
Credit Suisse Group | CS | H3698D419 | 05/09/2014 | Non-Voting Meeting Note | None | Unvoted | | NA |
Credit Suisse Group | CS | H3698D419 | 05/09/2014 | Non-Voting Agenda Item | None | Unvoted | | NA |
Credit Suisse Group | CS | H3698D419 | 05/09/2014 | Compensation Report | Management | Unvoted | | NA |
Credit Suisse Group | CS | H3698D419 | 05/09/2014 | Accounts and Reports | Management | Unvoted | | NA |
Credit Suisse Group | CS | H3698D419 | 05/09/2014 | Ratification of Board and Management Acts | Management | Unvoted | | NA |
Credit Suisse Group | CS | H3698D419 | 05/09/2014 | Allocation of Profits | Management | Unvoted | | NA |
Credit Suisse Group | CS | H3698D419 | 05/09/2014 | Dividends from Reserves | Management | Unvoted | | NA |
Credit Suisse Group | CS | H3698D419 | 05/09/2014 | Amendments to Articles (Relating to VegüV) | Management | Unvoted | | NA |
Credit Suisse Group | CS | H3698D419 | 05/09/2014 | Increase in Conditional Capital for Employee Compensation Plan | Management | Unvoted | | NA |
Credit Suisse Group | CS | H3698D419 | 05/09/2014 | Elect Urs Rohner as Chairman | Management | Unvoted | | NA |
Credit Suisse Group | CS | H3698D419 | 05/09/2014 | Elect Jassim Al Thani | Management | Unvoted | | NA |
Credit Suisse Group | CS | H3698D419 | 05/09/2014 | Elect Iris Bohnet | Management | Unvoted | | NA |
Credit Suisse Group | CS | H3698D419 | 05/09/2014 | Elect Noreen Doyle | Management | Unvoted | | NA |
Credit Suisse Group | CS | H3698D419 | 05/09/2014 | Elect Jean-Daniel Gerber | Management | Unvoted | | NA |
Credit Suisse Group | CS | H3698D419 | 05/09/2014 | Elect Andreas Koopmann | Management | Unvoted | | NA |
Credit Suisse Group | CS | H3698D419 | 05/09/2014 | Elect Jean Lanier | Management | Unvoted | | NA |
Credit Suisse Group | CS | H3698D419 | 05/09/2014 | Elect Kaikhushru Nargolwala | Management | Unvoted | | NA |
Credit Suisse Group | CS | H3698D419 | 05/09/2014 | Elect Anton van Rossum | Management | Unvoted | | NA |
Credit Suisse Group | CS | H3698D419 | 05/09/2014 | Elect Richard Thornburgh | Management | Unvoted | | NA |
Credit Suisse Group | CS | H3698D419 | 05/09/2014 | Elect John Tiner | Management | Unvoted | | NA |
Credit Suisse Group | CS | H3698D419 | 05/09/2014 | Elect Severin Schwan | Management | Unvoted | | NA |
Credit Suisse Group | CS | H3698D419 | 05/09/2014 | Elect Sebastian Thrun | Management | Unvoted | | NA |
Credit Suisse Group | CS | H3698D419 | 05/09/2014 | Elect Iris Bohnet as Compensation Committee Member | Management | Unvoted | | NA |
Credit Suisse Group | CS | H3698D419 | 05/09/2014 | Elect Andreas Koopmann as Compensation Committee Member | Management | Unvoted | | NA |
Credit Suisse Group | CS | H3698D419 | 05/09/2014 | Elect Jean Lanier as Compensation Committee Member | Management | Unvoted | | NA |
Credit Suisse Group | CS | H3698D419 | 05/09/2014 | Elect Kai Nargolwala as Compensation Committee Member | Management | Unvoted | | NA |
Credit Suisse Group | CS | H3698D419 | 05/09/2014 | Appointment of Auditor | Management | Unvoted | | NA |
Credit Suisse Group | CS | H3698D419 | 05/09/2014 | Appointment of Special Auditor | Management | Unvoted | | NA |
Credit Suisse Group | CS | H3698D419 | 05/09/2014 | Appointment of Independent Proxy | Management | Unvoted | | NA |
Credit Suisse Group | CS | H3698D419 | 05/09/2014 | Transaction of Other Business | Management | Unvoted | | NA |
DBS Group Holdings Ltd | DBSDY | Y20246107 | 04/28/2014 | Authority to Repurchase Shares | Management | Voted | For | For |
DBS Group Holdings Ltd | DBSDY | Y20246107 | 04/28/2014 | Accounts and Reports | Management | Voted | For | For |
DBS Group Holdings Ltd | DBSDY | Y20246107 | 04/28/2014 | Allocation of Profits/Dividends on Ordinary Shares | Management | Voted | For | For |
DBS Group Holdings Ltd | DBSDY | Y20246107 | 04/28/2014 | Allocation of Profits/Dividends on Non-Voting Redeemable Convertible Preference Shares | Management | Voted | For | For |
DBS Group Holdings Ltd | DBSDY | Y20246107 | 04/28/2014 | Directors' Fees | Management | Voted | For | For |
DBS Group Holdings Ltd | DBSDY | Y20246107 | 04/28/2014 | Appointment of Auditor and Authority to Set Fees | Management | Voted | For | For |
DBS Group Holdings Ltd | DBSDY | Y20246107 | 04/28/2014 | Elect Piyush Gupta | Management | Voted | For | For |
DBS Group Holdings Ltd | DBSDY | Y20246107 | 04/28/2014 | Elect Bart Joseph Broadman | Management | Voted | For | For |
DBS Group Holdings Ltd | DBSDY | Y20246107 | 04/28/2014 | Elect HO Tian Yee | Management | Voted | For | For |
DBS Group Holdings Ltd | DBSDY | Y20246107 | 04/28/2014 | Elect Nihal Vijaya Devadas Kaviratne | Management | Voted | For | For |
DBS Group Holdings Ltd | DBSDY | Y20246107 | 04/28/2014 | Authority to Grant Awards and Issue Shares under the DBSH Share Option Plan and DBSH Share Plan | Management | Voted | Against | Against |
DBS Group Holdings Ltd | DBSDY | Y20246107 | 04/28/2014 | Non-Voting Agenda Item | None | Voted | | NA |
DBS Group Holdings Ltd | DBSDY | Y20246107 | 04/28/2014 | Authority to Issue Shares w/ or w/o Preemptive Rights | Management | Voted | For | For |
DBS Group Holdings Ltd | DBSDY | Y20246107 | 04/28/2014 | Non-Voting Agenda Item | None | Voted | | NA |
DBS Group Holdings Ltd | DBSDY | Y20246107 | 04/28/2014 | Non-Voting Agenda Item | None | Voted | | NA |
DBS Group Holdings Ltd | DBSDY | Y20246107 | 04/28/2014 | Non-Voting Agenda Item | None | Voted | | NA |
DBS Group Holdings Ltd | DBSDY | Y20246107 | 04/28/2014 | Authority to Issue Ordinary and Non-Voting Convertible Preference Shares under the DBSH Scrip Dividend Scheme for 2013 | Management | Voted | For | For |
DBS Group Holdings Ltd | DBSDY | Y20246107 | 04/28/2014 | Authority to Issue Ordinary and Non-Voting Convertible Preference Shares under the DBSH Scrip Dividend Scheme for 2014 | Management | Voted | For | For |
Deutsche Bank AG | DB | D18190898 | 05/22/2014 | Allocation of Profits/Dividends | Management | Voted | For | For |
Deutsche Bank AG | DB | D18190898 | 05/22/2014 | Ratification of Management Board Acts | Management | Voted | Abstain | Against |
Deutsche Bank AG | DB | D18190898 | 05/22/2014 | Ratification of Supervisory Board Acts | Management | Voted | For | For |
Deutsche Bank AG | DB | D18190898 | 05/22/2014 | Appointment of Auditor | Management | Voted | Against | Against |
Getinge AB | GNGBY | W3443C107 | 03/20/2014 | Non-Voting Meeting Note | None | Voted | | NA |
Getinge AB | GNGBY | W3443C107 | 03/20/2014 | Non-Voting Agenda Item | None | Voted | | NA |
Getinge AB | GNGBY | W3443C107 | 03/20/2014 | Non-Voting Agenda Item | None | Voted | | NA |
Getinge AB | GNGBY | W3443C107 | 03/20/2014 | Non-Voting Agenda Item | None | Voted | | NA |
Getinge AB | GNGBY | W3443C107 | 03/20/2014 | Non-Voting Agenda Item | None | Voted | | NA |
Getinge AB | GNGBY | W3443C107 | 03/20/2014 | Non-Voting Agenda Item | None | Voted | | NA |
Getinge AB | GNGBY | W3443C107 | 03/20/2014 | Non-Voting Agenda Item | None | Voted | | NA |
Getinge AB | GNGBY | W3443C107 | 03/20/2014 | Non-Voting Agenda Item | None | Voted | | NA |
Getinge AB | GNGBY | W3443C107 | 03/20/2014 | Non-Voting Agenda Item | None | Voted | | NA |
Getinge AB | GNGBY | W3443C107 | 03/20/2014 | Non-Voting Agenda Item | None | Voted | | NA |
Getinge AB | GNGBY | W3443C107 | 03/20/2014 | Accounts and Reports | Management | Voted | For | For |
Getinge AB | GNGBY | W3443C107 | 03/20/2014 | Allocation of Profits/Dividends | Management | Voted | For | For |
Getinge AB | GNGBY | W3443C107 | 03/20/2014 | Ratification of Board and Management Acts | Management | Voted | For | For |
Getinge AB | GNGBY | W3443C107 | 03/20/2014 | Board Size | Management | Voted | For | For |
Getinge AB | GNGBY | W3443C107 | 03/20/2014 | Directors' Fees | Management | Voted | For | For |
Getinge AB | GNGBY | W3443C107 | 03/20/2014 | Election of Directors | Management | Voted | For | For |
Getinge AB | GNGBY | W3443C107 | 03/20/2014 | Remuneration Guidelines | Management | Voted | Against | Against |
Getinge AB | GNGBY | W3443C107 | 03/20/2014 | Amendments to Articles Regarding Change of Registered Office | Management | Voted | For | For |
Getinge AB | GNGBY | W3443C107 | 03/20/2014 | Non-Voting Agenda Item | None | Voted | | NA |
Getinge AB | GNGBY | W3443C107 | 03/20/2014 | Non-Voting Meeting Note | None | Voted | | NA |
Grand Korea Leisure Ltd | 114090 | Y2847C109 | 12/20/2013 | Election of Executive Directors (Slate) | Management | Voted | For | For |
Grand Korea Leisure Ltd | 114090 | Y2847C109 | 12/20/2013 | Election of Independent Directors (Slate) | Management | Voted | For | For |
Grand Korea Leisure Ltd | 114090 | Y2847C109 | 12/20/2013 | Non-Voting Meeting Note | None | Voted | | NA |
Grand Korea Leisure Ltd | 114090 | Y2847C109 | 03/28/2014 | Accounts and Allocation of Profits/Dividends | Management | Voted | For | For |
Grand Korea Leisure Ltd | 114090 | Y2847C109 | 03/28/2014 | Directors' Fees | Management | Voted | For | For |
Grand Korea Leisure Ltd | 114090 | Y2847C109 | 03/28/2014 | Corporate Auditors' Fees | Management | Voted | For | For |
Grand Korea Leisure Ltd | 114090 | Y2847C109 | 03/28/2014 | Amendments to Articles | Management | Voted | For | For |
Greatview Aseptic Packaging Company Limited | 00468 | G40769104 | 05/30/2014 | Non-Voting Meeting Note | None | Voted | | NA |
Greatview Aseptic Packaging Company Limited | 00468 | G40769104 | 05/30/2014 | Non-Voting Meeting Note | None | Voted | | NA |
Greatview Aseptic Packaging Company Limited | 00468 | G40769104 | 05/30/2014 | Accounts and Reports | Management | Voted | For | For |
Greatview Aseptic Packaging Company Limited | 00468 | G40769104 | 05/30/2014 | Allocation of Profits/Dividends | Management | Voted | For | For |
Greatview Aseptic Packaging Company Limited | 00468 | G40769104 | 05/30/2014 | Elect Jeff BI Hua | Management | Voted | Against | Against |
Greatview Aseptic Packaging Company Limited | 00468 | G40769104 | 05/30/2014 | Elect ZHU Jia | Management | Voted | For | For |
Greatview Aseptic Packaging Company Limited | 00468 | G40769104 | 05/30/2014 | Elect Allen Warren Lueth | Management | Voted | For | For |
Greatview Aseptic Packaging Company Limited | 00468 | G40769104 | 05/30/2014 | Directors' Fees | Management | Voted | For | For |
Greatview Aseptic Packaging Company Limited | 00468 | G40769104 | 05/30/2014 | Appointment of Auditor and Authority to Set Fees | Management | Voted | For | For |
Greatview Aseptic Packaging Company Limited | 00468 | G40769104 | 05/30/2014 | Authority to Issue Shares w/o Preemptive Rights | Management | Voted | Against | Against |
Greatview Aseptic Packaging Company Limited | 00468 | G40769104 | 05/30/2014 | Authority to Repurchase Shares | Management | Voted | For | For |
Greatview Aseptic Packaging Company Limited | 00468 | G40769104 | 05/30/2014 | Authority to Issue Repurchased Shares | Management | Voted | Against | Against |
Hengan International Group Co. Ltd. | HEGIY | G4402L151 | 05/22/2014 | Non-Voting Meeting Note | None | Voted | | NA |
Hengan International Group Co. Ltd. | HEGIY | G4402L151 | 05/22/2014 | Non-Voting Meeting Note | None | Voted | | NA |
Hengan International Group Co. Ltd. | HEGIY | G4402L151 | 05/22/2014 | Accounts and Reports | Management | Voted | For | For |
Hengan International Group Co. Ltd. | HEGIY | G4402L151 | 05/22/2014 | Allocation of Profits/Dividends | Management | Voted | For | For |
Hengan International Group Co. Ltd. | HEGIY | G4402L151 | 05/22/2014 | Elect SZE Man Bok | Management | Voted | For | For |
Hengan International Group Co. Ltd. | HEGIY | G4402L151 | 05/22/2014 | Elect HUI Lin Chit | Management | Voted | Against | Against |
Hengan International Group Co. Ltd. | HEGIY | G4402L151 | 05/22/2014 | Elect XU Chun Man | Management | Voted | For | For |
Hengan International Group Co. Ltd. | HEGIY | G4402L151 | 05/22/2014 | Elect Henry CHAN | Management | Voted | For | For |
Hengan International Group Co. Ltd. | HEGIY | G4402L151 | 05/22/2014 | Elect Ada WONG Ying Kay | Management | Voted | Against | Against |
Hengan International Group Co. Ltd. | HEGIY | G4402L151 | 05/22/2014 | Directors' Fees | Management | Voted | For | For |
Hengan International Group Co. Ltd. | HEGIY | G4402L151 | 05/22/2014 | Appointment of Auditor and Authority to Set Fees | Management | Voted | For | For |
Hengan International Group Co. Ltd. | HEGIY | G4402L151 | 05/22/2014 | Authority to Issue Shares w/o Preemptive Rights | Management | Voted | Against | Against |
Hengan International Group Co. Ltd. | HEGIY | G4402L151 | 05/22/2014 | Authority to Repurchase Shares | Management | Voted | For | For |
Hengan International Group Co. Ltd. | HEGIY | G4402L151 | 05/22/2014 | Authority to Issue Repurchased Shares | Management | Voted | Against | Against |
Honda Motor | HMC | J22302111 | 06/13/2014 | Non-Voting Meeting Note | None | Voted | | NA |
Honda Motor | HMC | J22302111 | 06/13/2014 | Allocation of Profits/Dividends | Management | Voted | For | For |
Honda Motor | HMC | J22302111 | 06/13/2014 | Elect Fumihiko Ike | Management | Voted | Against | Against |
Honda Motor | HMC | J22302111 | 06/13/2014 | Elect Takanobu Itoh | Management | Voted | For | For |
Honda Motor | HMC | J22302111 | 06/13/2014 | Elect Tetsuo Iwamura | Management | Voted | For | For |
Honda Motor | HMC | J22302111 | 06/13/2014 | Elect Takashi Yamamoto | Management | Voted | For | For |
Honda Motor | HMC | J22302111 | 06/13/2014 | Elect Yoshiharu Yamamoto | Management | Voted | For | For |
Honda Motor | HMC | J22302111 | 06/13/2014 | Elect Toshihiko Nonaka | Management | Voted | For | For |
Honda Motor | HMC | J22302111 | 06/13/2014 | Elect Masahiro Yoshida | Management | Voted | For | For |
Honda Motor | HMC | J22302111 | 06/13/2014 | Elect Nobuo Kuroyanagi | Management | Voted | For | For |
Honda Motor | HMC | J22302111 | 06/13/2014 | Elect Hideko Kunii | Management | Voted | For | For |
Honda Motor | HMC | J22302111 | 06/13/2014 | Elect Yuji Shiga | Management | Voted | For | For |
Honda Motor | HMC | J22302111 | 06/13/2014 | Elect Kohhei Takeuchi | Management | Voted | For | For |
Honda Motor | HMC | J22302111 | 06/13/2014 | Elect Shinji Aoyama | Management | Voted | For | For |
Honda Motor | HMC | J22302111 | 06/13/2014 | Elect Noriya Kaihara | Management | Voted | For | For |
Imperial Tobacco Group plc | ITYBY | G4721W102 | 02/05/2014 | Accounts and Reports | Management | Voted | For | For |
Imperial Tobacco Group plc | ITYBY | G4721W102 | 02/05/2014 | Remuneration Report (Advisory) | Management | Voted | For | For |
Imperial Tobacco Group plc | ITYBY | G4721W102 | 02/05/2014 | Remuneration Policy (Binding) | Management | Voted | For | For |
Imperial Tobacco Group plc | ITYBY | G4721W102 | 02/05/2014 | Allocation of Profits/Dividends | Management | Voted | For | For |
Imperial Tobacco Group plc | ITYBY | G4721W102 | 02/05/2014 | Elect Ken Burnett | Management | Voted | For | For |
Imperial Tobacco Group plc | ITYBY | G4721W102 | 02/05/2014 | Elect Alison Cooper | Management | Voted | For | For |
Imperial Tobacco Group plc | ITYBY | G4721W102 | 02/05/2014 | Elect David J Haines | Management | Voted | For | For |
Imperial Tobacco Group plc | ITYBY | G4721W102 | 02/05/2014 | Elect Michael Herlihy | Management | Voted | For | For |
Imperial Tobacco Group plc | ITYBY | G4721W102 | 02/05/2014 | Elect Susan E. Murray | Management | Voted | For | For |
Imperial Tobacco Group plc | ITYBY | G4721W102 | 02/05/2014 | Elect Matthew Phillips | Management | Voted | For | For |
Imperial Tobacco Group plc | ITYBY | G4721W102 | 02/05/2014 | Elect Oliver Tant | Management | Voted | For | For |
Imperial Tobacco Group plc | ITYBY | G4721W102 | 02/05/2014 | Elect Mark Williamson | Management | Voted | For | For |
Imperial Tobacco Group plc | ITYBY | G4721W102 | 02/05/2014 | Elect Malcolm Wyman | Management | Voted | For | For |
Imperial Tobacco Group plc | ITYBY | G4721W102 | 02/05/2014 | Appointment of Auditor | Management | Voted | For | For |
Imperial Tobacco Group plc | ITYBY | G4721W102 | 02/05/2014 | Authority to Set Auditor's Fees | Management | Voted | For | For |
Lvmh Louis Vuitton Moet Hennessy S.A. | LVMUY | F58485115 | 04/10/2014 | Elect Marie-Josée Kravis | Management | Voted | For | For |
Lvmh Louis Vuitton Moet Hennessy S.A. | LVMUY | F58485115 | 04/10/2014 | Elect Paolo Bulgari as Censor | Management | Voted | Against | Against |
Lvmh Louis Vuitton Moet Hennessy S.A. | LVMUY | F58485115 | 04/10/2014 | Elect Patrick Houel as Censor | Management | Voted | Against | Against |
Lvmh Louis Vuitton Moet Hennessy S.A. | LVMUY | F58485115 | 04/10/2014 | Elect Felix G. Rohatyn as Censor | Management | Voted | Against | Against |
Lvmh Louis Vuitton Moet Hennessy S.A. | LVMUY | F58485115 | 04/10/2014 | Elect Marie-Laure Sauty de Chalon | Management | Voted | For | For |
Lvmh Louis Vuitton Moet Hennessy S.A. | LVMUY | F58485115 | 04/10/2014 | Approval of Remuneration of Bernard Arnault, Chairman & CEO | Management | Voted | Against | Against |
Lvmh Louis Vuitton Moet Hennessy S.A. | LVMUY | F58485115 | 04/10/2014 | Approval of Remuneration of Antonio Belloni, Group Managing Director | Management | Voted | Against | Against |
Lvmh Louis Vuitton Moet Hennessy S.A. | LVMUY | F58485115 | 04/10/2014 | Authority to Repurchase Shares | Management | Voted | For | For |
Lvmh Louis Vuitton Moet Hennessy S.A. | LVMUY | F58485115 | 04/10/2014 | Authority to Cancel Shares and Reduce Capital | Management | Voted | For | For |
Lvmh Louis Vuitton Moet Hennessy S.A. | LVMUY | F58485115 | 04/10/2014 | Reincorporation as Societas Europaea | Management | Voted | For | For |
Lvmh Louis Vuitton Moet Hennessy S.A. | LVMUY | F58485115 | 04/10/2014 | Adoption of New Articles Pursuant to Reincorporation | Management | Voted | For | For |
Media Tek Inc | 2454 | Y5945U103 | 06/12/2014 | Non-Voting Meeting Note | None | Voted | | NA |
Media Tek Inc | 2454 | Y5945U103 | 06/12/2014 | Non-Voting Agenda Item | None | Voted | | NA |
Media Tek Inc | 2454 | Y5945U103 | 06/12/2014 | Non-Voting Agenda Item | None | Voted | | NA |
Media Tek Inc | 2454 | Y5945U103 | 06/12/2014 | Non-Voting Agenda Item | None | Voted | | NA |
Media Tek Inc | 2454 | Y5945U103 | 06/12/2014 | Non-Voting Agenda Item | None | Voted | | NA |
Media Tek Inc | 2454 | Y5945U103 | 06/12/2014 | Accounts and Reports | Management | Voted | For | For |
Media Tek Inc | 2454 | Y5945U103 | 06/12/2014 | Allocation of Profits/Dividends | Management | Voted | For | For |
Media Tek Inc | 2454 | Y5945U103 | 06/12/2014 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Management | Voted | For | For |
Media Tek Inc | 2454 | Y5945U103 | 06/12/2014 | Amendments to Procedural Rules: Capital Loans | Management | Voted | For | For |
Metro AG | MTTRY | D53968125 | 02/12/2014 | Non-Voting Meeting Note | None | Voted | | NA |
Metro AG | MTTRY | D53968125 | 02/12/2014 | Non-Voting Meeting Note | None | Voted | | NA |
Metro AG | MTTRY | D53968125 | 02/12/2014 | Non-Voting Meeting Note | None | Voted | | NA |
Metro AG | MTTRY | D53968125 | 02/12/2014 | Non-Voting Agenda Item | None | Voted | | NA |
Metro AG | MTTRY | D53968125 | 02/12/2014 | Allocation of Profits | Management | Voted | For | For |
Metro AG | MTTRY | D53968125 | 02/12/2014 | Ratification of Management Board Acts | Management | Voted | For | For |
Metro AG | MTTRY | D53968125 | 02/12/2014 | Ratification of Supervisory Board Acts | Management | Voted | For | For |
Metro AG | MTTRY | D53968125 | 02/12/2014 | Appointment of Auditor | Management | Voted | For | For |
Metro AG | MTTRY | D53968125 | 02/12/2014 | Elect Fredy Raas | Management | Voted | For | For |
Metro AG | MTTRY | D53968125 | 02/12/2014 | Compensation Policy | Management | Voted | For | For |
Mirae Asset Securities Co | 037620 | Y6074E100 | 03/14/2014 | Accounts and Allocation of Profits/Dividends | Management | Voted | For | For |
Mirae Asset Securities Co | 037620 | Y6074E100 | 03/14/2014 | Amendments to Articles | Management | Voted | For | For |
Mirae Asset Securities Co | 037620 | Y6074E100 | 03/14/2014 | Election of Executive Directors (Slate) | Management | Voted | Against | Against |
Mirae Asset Securities Co | 037620 | Y6074E100 | 03/14/2014 | Election of Independent Directors (Slate) | Management | Voted | For | For |
Mirae Asset Securities Co | 037620 | Y6074E100 | 03/14/2014 | Election of Executive Audit Committee Member: LEE Gwang Sup (Slate) | Management | Voted | Against | Against |
Mirae Asset Securities Co | 037620 | Y6074E100 | 03/14/2014 | Election of Independent Audit Committee Members (Slate) | Management | Voted | For | For |
Mirae Asset Securities Co | 037620 | Y6074E100 | 03/14/2014 | Directors' Fees | Management | Voted | For | For |
Mirae Asset Securities Co | 037620 | Y6074E100 | 03/14/2014 | Amendments to Executive Officer Retirement Allowance Policy | Management | Voted | For | For |
Mirae Asset Securities Co | 037620 | Y6074E100 | 03/14/2014 | Non-Voting Meeting Note | None | Voted | | NA |
Nikon Corporation | NINOY | 654111103 | 06/27/2014 | Non-Voting Meeting Note | None | Voted | | NA |
Nikon Corporation | NINOY | 654111103 | 06/27/2014 | Allocation of Profits/Dividends | Management | Voted | For | For |
Nikon Corporation | NINOY | 654111103 | 06/27/2014 | Elect Makoto Kimura | Management | Voted | Against | Against |
Nikon Corporation | NINOY | 654111103 | 06/27/2014 | Elect Kazuo Ushida | Management | Voted | For | For |
Nikon Corporation | NINOY | 654111103 | 06/27/2014 | Elect Junichi Itoh | Management | Voted | For | For |
Nikon Corporation | NINOY | 654111103 | 06/27/2014 | Elect Yasuyuki Okamoto | Management | Voted | For | For |
Nikon Corporation | NINOY | 654111103 | 06/27/2014 | Elect Norio Hashizume | Management | Voted | For | For |
Nikon Corporation | NINOY | 654111103 | 06/27/2014 | Elect Hiroshi Ohki | Management | Voted | For | For |
Nikon Corporation | NINOY | 654111103 | 06/27/2014 | Elect Takaharu Honda | Management | Voted | For | For |
Nikon Corporation | NINOY | 654111103 | 06/27/2014 | Elect Tomohide Hamada | Management | Voted | For | For |
Nikon Corporation | NINOY | 654111103 | 06/27/2014 | Elect Toshiyuki Masai | Management | Voted | For | For |
Nikon Corporation | NINOY | 654111103 | 06/27/2014 | Elect Kenji Matsuo | Management | Voted | For | For |
Nikon Corporation | NINOY | 654111103 | 06/27/2014 | Elect Kohkei Higuchi | Management | Voted | For | For |
Nikon Corporation | NINOY | 654111103 | 06/27/2014 | Elect Kohichi Fujiu as Statutory Auditor | Management | Voted | Against | Against |
Nikon Corporation | NINOY | 654111103 | 06/27/2014 | Bonus | Management | Voted | For | For |
Orica Ltd. | OCLDY | Q7160T109 | 01/30/2014 | Non-Voting Meeting Note | None | Voted | | NA |
Orica Ltd. | OCLDY | Q7160T109 | 01/30/2014 | Re-elect Russell R. Caplan | Management | Voted | For | For |
Orica Ltd. | OCLDY | Q7160T109 | 01/30/2014 | Re-elect Ian D. Cockerill | Management | Voted | Against | Against |
Orica Ltd. | OCLDY | Q7160T109 | 01/30/2014 | Re-elect LIM Chee Onn | Management | Voted | For | For |
Orica Ltd. | OCLDY | Q7160T109 | 01/30/2014 | Elect Maxine Brenner | Management | Voted | For | For |
Orica Ltd. | OCLDY | Q7160T109 | 01/30/2014 | Elect Alberto Calderon | Management | Voted | For | For |
Orica Ltd. | OCLDY | Q7160T109 | 01/30/2014 | Elect Gene T. Tilbrook | Management | Voted | For | For |
Orica Ltd. | OCLDY | Q7160T109 | 01/30/2014 | Remuneration Report | Management | Voted | For | For |
Orica Ltd. | OCLDY | Q7160T109 | 01/30/2014 | Equity Grant (MD/CEO Ian Smith) | Management | Voted | For | For |
Orica Ltd. | OCLDY | Q7160T109 | 01/30/2014 | Renew Partial Takeover Provisions | Management | Voted | For | For |
Orica Ltd. | OCLDY | Q7160T109 | 01/30/2014 | Non-Voting Meeting Note | None | Voted | | NA |
PetroChina Co. Ltd. | PTR | Y6883Q104 | 05/22/2014 | Non-Voting Meeting Note | None | Voted | | NA |
PetroChina Co. Ltd. | PTR | Y6883Q104 | 05/22/2014 | Non-Voting Meeting Note | None | Voted | | NA |
PetroChina Co. Ltd. | PTR | Y6883Q104 | 05/22/2014 | Non-Voting Meeting Note | None | Voted | | NA |
PetroChina Co. Ltd. | PTR | Y6883Q104 | 05/22/2014 | Directors' Report | Management | Voted | For | For |
PetroChina Co. Ltd. | PTR | Y6883Q104 | 05/22/2014 | Supervisors' Report | Management | Voted | For | For |
PetroChina Co. Ltd. | PTR | Y6883Q104 | 05/22/2014 | Accounts and Reports | Management | Voted | For | For |
PetroChina Co. Ltd. | PTR | Y6883Q104 | 05/22/2014 | Allocation of Final Dividends | Management | Voted | For | For |
PetroChina Co. Ltd. | PTR | Y6883Q104 | 05/22/2014 | Authority to Declare Interim Dividends | Management | Voted | For | For |
PetroChina Co. Ltd. | PTR | Y6883Q104 | 05/22/2014 | Appointment of Auditor and Authority to Set Fees | Management | Voted | For | For |
PetroChina Co. Ltd. | PTR | Y6883Q104 | 05/22/2014 | Elect ZHOU Jiping | Management | Voted | Against | Against |
PetroChina Co. Ltd. | PTR | Y6883Q104 | 05/22/2014 | Elect LIAO Yongyuan | Management | Voted | For | For |
PetroChina Co. Ltd. | PTR | Y6883Q104 | 05/22/2014 | Elect WANG Dongjin | Management | Voted | For | For |
PetroChina Co. Ltd. | PTR | Y6883Q104 | 05/22/2014 | Elect YU Baocai | Management | Voted | For | For |
PetroChina Co. Ltd. | PTR | Y6883Q104 | 05/22/2014 | Elect SHEN Diancheng | Management | Voted | For | For |
PetroChina Co. Ltd. | PTR | Y6883Q104 | 05/22/2014 | Elect LIU Yuezhen | Management | Voted | For | For |
PetroChina Co. Ltd. | PTR | Y6883Q104 | 05/22/2014 | Elect LIU Hongbin | Management | Voted | For | For |
PetroChina Co. Ltd. | PTR | Y6883Q104 | 05/22/2014 | Elect CHEN Zhiwu | Management | Voted | For | For |
PetroChina Co. Ltd. | PTR | Y6883Q104 | 05/22/2014 | Elect Richard H. Matzke | Management | Voted | For | For |
PetroChina Co. Ltd. | PTR | Y6883Q104 | 05/22/2014 | Elect LIN Boqiang | Management | Voted | For | For |
Powszechna Kasa Oszczednosci Bank Polski SA | PSZKY | X6919X108 | 06/26/2014 | Presentations of: Management Board Report; Accounts and Reports; Profit Distribution Proposal | Management | Voted | For | For |
Powszechna Kasa Oszczednosci Bank Polski SA | PSZKY | X6919X108 | 06/26/2014 | Presentations of Consolidated: Management Board Report; Accounts and Reports | Management | Voted | For | For |
Powszechna Kasa Oszczednosci Bank Polski SA | PSZKY | X6919X108 | 06/26/2014 | Presentations of Supervisory Board Report | Management | Voted | For | For |
Powszechna Kasa Oszczednosci Bank Polski SA | PSZKY | X6919X108 | 06/26/2014 | Management Board Report | Management | Voted | For | For |
Powszechna Kasa Oszczednosci Bank Polski SA | PSZKY | X6919X108 | 06/26/2014 | Accounts and Reports | Management | Voted | For | For |
Powszechna Kasa Oszczednosci Bank Polski SA | PSZKY | X6919X108 | 06/26/2014 | Management Board Report (Consolidated) | Management | Voted | For | For |
Powszechna Kasa Oszczednosci Bank Polski SA | PSZKY | X6919X108 | 06/26/2014 | Accounts and Reports (Consolidated) | Management | Voted | For | For |
Powszechna Kasa Oszczednosci Bank Polski SA | PSZKY | X6919X108 | 06/26/2014 | Supervisory Board Report | Management | Voted | For | For |
Powszechna Kasa Oszczednosci Bank Polski SA | PSZKY | X6919X108 | 06/26/2014 | Allocation of Profits | Management | Voted | For | For |
Powszechna Kasa Oszczednosci Bank Polski SA | PSZKY | X6919X108 | 06/26/2014 | Dividend | Management | Voted | For | For |
Powszechna Kasa Oszczednosci Bank Polski SA | PSZKY | X6919X108 | 06/26/2014 | Ratification of Management Board Acts | Management | Voted | For | For |
Powszechna Kasa Oszczednosci Bank Polski SA | PSZKY | X6919X108 | 06/26/2014 | Ratification of Supervisory Board Acts | Management | Voted | For | For |
Powszechna Kasa Oszczednosci Bank Polski SA | PSZKY | X6919X108 | 06/26/2014 | Shareholder Proposal Regarding Removal of Supervisory Board Member | Shareholder | Voted | Against | For |
Powszechna Kasa Oszczednosci Bank Polski SA | PSZKY | X6919X108 | 06/26/2014 | Election of Supervisory Board Members | Management | Voted | Abstain | Against |
Powszechna Kasa Oszczednosci Bank Polski SA | PSZKY | X6919X108 | 06/26/2014 | Supervisory Board Fees | Management | Voted | Abstain | Against |
Powszechna Kasa Oszczednosci Bank Polski SA | PSZKY | X6919X108 | 06/26/2014 | Merger with Nordea Bank Polska SA | Management | Voted | For | For |
Powszechna Kasa Oszczednosci Bank Polski SA | PSZKY | X6919X108 | 06/26/2014 | Amendments to Articles (Merger Related) | Management | Voted | For | For |
Powszechna Kasa Oszczednosci Bank Polski SA | PSZKY | X6919X108 | 06/26/2014 | Amendments to Articles | Management | Voted | For | For |
Powszechna Kasa Oszczednosci Bank Polski SA | PSZKY | X6919X108 | 06/26/2014 | Presentation of Supervisory Board Report (Disposal of Assets) | Management | Voted | For | For |
Powszechna Kasa Oszczednosci Bank Polski SA | PSZKY | X6919X108 | 06/26/2014 | Non-Voting Agenda Item | None | Voted | | NA |
Precision Drilling Corp | PD | 74022D308 | 05/14/2014 | Non-Voting Meeting Note | None | Voted | | NA |
Precision Drilling Corp | PD | 74022D308 | 05/14/2014 | Elect William T. Donovan | Management | Voted | For | For |
Precision Drilling Corp | PD | 74022D308 | 05/14/2014 | Elect Brian J. Gibson | Management | Voted | For | For |
Precision Drilling Corp | PD | 74022D308 | 05/14/2014 | Elect Allen R. Hagerman | Management | Voted | For | For |
Precision Drilling Corp | PD | 74022D308 | 05/14/2014 | Elect Catherine Hughes | Management | Voted | For | For |
Precision Drilling Corp | PD | 74022D308 | 05/14/2014 | Elect Stephen J.J. Letwin | Management | Voted | For | For |
Precision Drilling Corp | PD | 74022D308 | 05/14/2014 | Elect Kevin O. Meyers | Management | Voted | For | For |
Precision Drilling Corp | PD | 74022D308 | 05/14/2014 | Elect Patrick M. Murray | Management | Voted | For | For |
Precision Drilling Corp | PD | 74022D308 | 05/14/2014 | Elect Kevin A. Neveu | Management | Voted | For | For |
Precision Drilling Corp | PD | 74022D308 | 05/14/2014 | Elect Robert L. Phillips | Management | Voted | For | For |
Precision Drilling Corp | PD | 74022D308 | 05/14/2014 | Appointment of Auditor and Authority to Set Fees | Management | Voted | For | For |
Precision Drilling Corp | PD | 74022D308 | 05/14/2014 | Advisory Vote on Executive Compensation | Management | Voted | For | For |
Resona Holdings, Inc. | 8308 | J6448E106 | 06/20/2014 | Non-Voting Meeting Note | None | Voted | | NA |
Resona Holdings, Inc. | 8308 | J6448E106 | 06/20/2014 | Elect Kazuhiro Higashi | Management | Voted | For | For |
Resona Holdings, Inc. | 8308 | J6448E106 | 06/20/2014 | Elect Tetsuya Kan | Management | Voted | For | For |
Resona Holdings, Inc. | 8308 | J6448E106 | 06/20/2014 | Elect Yuji Furukawa | Management | Voted | For | For |
Resona Holdings, Inc. | 8308 | J6448E106 | 06/20/2014 | Elect Kaoru Isono | Management | Voted | For | For |
Resona Holdings, Inc. | 8308 | J6448E106 | 06/20/2014 | Elect Shuhsai Nagai | Management | Voted | For | For |
Resona Holdings, Inc. | 8308 | J6448E106 | 06/20/2014 | Elect Emi Ohsono | Management | Voted | For | For |
Resona Holdings, Inc. | 8308 | J6448E106 | 06/20/2014 | Elect Toshio Arima | Management | Voted | For | For |
Resona Holdings, Inc. | 8308 | J6448E106 | 06/20/2014 | Elect Yohko Sanuki | Management | Voted | For | For |
Resona Holdings, Inc. | 8308 | J6448E106 | 06/20/2014 | Elect Mitsudo Urano | Management | Voted | For | For |
Resona Holdings, Inc. | 8308 | J6448E106 | 06/20/2014 | Elect Tadamitsu Matsui | Management | Voted | For | For |
Royal Dutch Shell Plc | RDSA | G7690A100 | 05/20/2014 | Accounts and Reports | Management | Voted | For | For |
Royal Dutch Shell Plc | RDSA | G7690A100 | 05/20/2014 | Remuneration Policy (Binding) | Management | Voted | For | For |
Royal Dutch Shell Plc | RDSA | G7690A100 | 05/20/2014 | Remuneration Report (Advisory) | Management | Voted | For | For |
Royal Dutch Shell Plc | RDSA | G7690A100 | 05/20/2014 | Elect Euleen Goh | Management | Voted | For | For |
Royal Dutch Shell Plc | RDSA | G7690A100 | 05/20/2014 | Elect Patricia A. Woertz | Management | Voted | For | For |
Royal Dutch Shell Plc | RDSA | G7690A100 | 05/20/2014 | Elect Ben Van Beurden | Management | Voted | For | For |
Royal Dutch Shell Plc | RDSA | G7690A100 | 05/20/2014 | Elect Guy Elliott | Management | Voted | For | For |
Royal Dutch Shell Plc | RDSA | G7690A100 | 05/20/2014 | Elect Simon Henry | Management | Voted | For | For |
Royal Dutch Shell Plc | RDSA | G7690A100 | 05/20/2014 | Elect Charles O. Holliday, Jr. | Management | Voted | For | For |
Royal Dutch Shell Plc | RDSA | G7690A100 | 05/20/2014 | Elect Gerard Kleisterlee | Management | Voted | For | For |
Royal Dutch Shell Plc | RDSA | G7690A100 | 05/20/2014 | Elect Jorma Ollila | Management | Voted | For | For |
Royal Dutch Shell Plc | RDSA | G7690A100 | 05/20/2014 | Elect Sir Nigel Sheinwald | Management | Voted | For | For |
Royal Dutch Shell Plc | RDSA | G7690A100 | 05/20/2014 | Elect Linda G. Stuntz | Management | Voted | For | For |
Royal Dutch Shell Plc | RDSA | G7690A100 | 05/20/2014 | Elect Hans Wijers | Management | Voted | For | For |
Royal Dutch Shell Plc | RDSA | G7690A100 | 05/20/2014 | Elect Gerrit Zalm | Management | Voted | For | For |
Royal Dutch Shell Plc | RDSA | G7690A100 | 05/20/2014 | Appointment of Auditor | Management | Voted | For | For |
Royal Dutch Shell Plc | RDSA | G7690A100 | 05/20/2014 | Authority to Set Auditor's Fees | Management | Voted | For | For |
Royal Dutch Shell Plc | RDSA | G7690A100 | 05/20/2014 | Authority to Issue Shares w/ Preemptive Rights | Management | Voted | For | For |
Royal Dutch Shell Plc | RDSA | G7690A100 | 05/20/2014 | Authority to Issue Shares w/o Preemptive Rights | Management | Voted | For | For |
Royal Dutch Shell Plc | RDSA | G7690A100 | 05/20/2014 | Authority to Repurchase Shares | Management | Voted | For | For |
Royal Dutch Shell Plc | RDSA | G7690A100 | 05/20/2014 | Long Term Incentive Plan | Management | Voted | Against | Against |
Royal Dutch Shell Plc | RDSA | G7690A100 | 05/20/2014 | Deferred Bonus Plan | Management | Voted | For | For |
Royal Dutch Shell Plc | RDSA | G7690A100 | 05/20/2014 | Restricted Share Plan | Management | Voted | Against | Against |
Royal Dutch Shell Plc | RDSA | G7690A100 | 05/20/2014 | Authorisation of Political Donations | Management | Voted | For | For |
Royal Dutch Shell Plc | RDSA | G7690A100 | 05/20/2014 | Non-Voting Meeting Note | None | Voted | | NA |
Sands China Ltd | SCHYY | G7800X107 | 07/26/2013 | Non-Voting Meeting Note | None | Voted | | NA |
Sands China Ltd | SCHYY | G7800X107 | 07/26/2013 | Non-Voting Meeting Note | None | Voted | | NA |
Sands China Ltd | SCHYY | G7800X107 | 07/26/2013 | Appointment of Auditor and Authority to Set Fees | Management | Voted | For | For |
Sands China Ltd | SCHYY | G7800X107 | 07/26/2013 | Non-Voting Meeting Note | None | Voted | | NA |
Sanofi | SNY | F5548N101 | 05/05/2014 | Non-Voting Meeting Note | None | Voted | | NA |
Sanofi | SNY | F5548N101 | 05/05/2014 | Non-Voting Meeting Note | None | Voted | | NA |
Sanofi | SNY | F5548N101 | 05/05/2014 | Non-Voting Meeting Note | None | Voted | | NA |
Sanofi | SNY | F5548N101 | 05/05/2014 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Management | Voted | For | For |
Sanofi | SNY | F5548N101 | 05/05/2014 | Consolidated Accounts and Reports | Management | Voted | For | For |
Sanofi | SNY | F5548N101 | 05/05/2014 | Allocation of Profits/Dividends | Management | Voted | For | For |
Sanofi | SNY | F5548N101 | 05/05/2014 | Related Party Transactions | Management | Voted | For | For |
Sanofi | SNY | F5548N101 | 05/05/2014 | Elect Christopher Viehbacher | Management | Voted | For | For |
Singapore Technologies Engineering Ltd | SGGKY | Y7996W103 | 04/24/2014 | Authority to Grant Awards and Issue Shares under Employee Incentive Plans | Management | Voted | Against | Against |
Singapore Technologies Engineering Ltd | SGGKY | Y7996W103 | 04/24/2014 | Non-Voting Agenda Item | None | Voted | | NA |
Singapore Technologies Engineering Ltd | SGGKY | Y7996W103 | 04/24/2014 | Non-Voting Meeting Note | None | Voted | | NA |
Singapore Technologies Engineering Ltd | SGGKY | Y7996W103 | 04/24/2014 | Related Party Transactions | Management | Voted | For | For |
Singapore Technologies Engineering Ltd | SGGKY | Y7996W103 | 04/24/2014 | Authority to Repurchase Shares | Management | Voted | For | For |
SKF AB | SKFB | W84237143 | 03/28/2014 | Non-Voting Agenda Item | None | Voted | | NA |
SKF AB | SKFB | W84237143 | 03/28/2014 | Non-Voting Agenda Item | None | Voted | | NA |
SKF AB | SKFB | W84237143 | 03/28/2014 | Non-Voting Agenda Item | None | Voted | | NA |
SKF AB | SKFB | W84237143 | 03/28/2014 | Non-Voting Agenda Item | None | Voted | | NA |
SKF AB | SKFB | W84237143 | 03/28/2014 | Non-Voting Agenda Item | None | Voted | | NA |
SKF AB | SKFB | W84237143 | 03/28/2014 | Non-Voting Agenda Item | None | Voted | | NA |
SKF AB | SKFB | W84237143 | 03/28/2014 | Non-Voting Agenda Item | None | Voted | | NA |
SKF AB | SKFB | W84237143 | 03/28/2014 | Non-Voting Agenda Item | None | Voted | | NA |
SKF AB | SKFB | W84237143 | 03/28/2014 | Accounts and Reports | Management | Voted | For | For |
SKF AB | SKFB | W84237143 | 03/28/2014 | Allocation of Profits/Dividends | Management | Voted | For | For |
SKF AB | SKFB | W84237143 | 03/28/2014 | Ratification of Board and CEO Acts | Management | Voted | Against | Against |
SKF AB | SKFB | W84237143 | 03/28/2014 | Amendments to Articles Regarding Board Size | Management | Voted | For | For |
SKF AB | SKFB | W84237143 | 03/28/2014 | Board Size | Management | Voted | Against | Against |
SKF AB | SKFB | W84237143 | 03/28/2014 | Directors' Fees | Management | Voted | For | For |
SKF AB | SKFB | W84237143 | 03/28/2014 | Share Based Directors' Fees | Management | Voted | For | For |
SKF AB | SKFB | W84237143 | 03/28/2014 | Committee Fees | Management | Voted | For | For |
SKF AB | SKFB | W84237143 | 03/28/2014 | Election of Directors | Management | Voted | For | For |
SKF AB | SKFB | W84237143 | 03/28/2014 | Authority to Set Auditor's Fees | Management | Voted | For | For |
SKF AB | SKFB | W84237143 | 03/28/2014 | Remuneration Guidelines | Management | Voted | For | For |
SKF AB | SKFB | W84237143 | 03/28/2014 | Performance Share Plan | Management | Voted | For | For |
SKF AB | SKFB | W84237143 | 03/28/2014 | Nomination Committee | Management | Voted | For | For |
SKF AB | SKFB | W84237143 | 03/28/2014 | Nomination Committee Regarding Resignation | Management | Voted | For | For |
SKF AB | SKFB | W84237143 | 03/28/2014 | Nomination Committee Regarding Proposals | Management | Voted | For | For |
SKF AB | SKFB | W84237143 | 03/28/2014 | Nomination Committee Regarding Duties | Management | Voted | For | For |
SKF AB | SKFB | W84237143 | 03/28/2014 | Non-Voting Meeting Note | None | Voted | | NA |
SKF AB | SKFB | W84237143 | 03/28/2014 | Non-Voting Meeting Note | None | Voted | | NA |
SKF AB | SKFB | W84237143 | 03/28/2014 | Non-Voting Meeting Note | None | Voted | | NA |
Sony Corporation. | SNE | 835699307 | 06/19/2014 | Elect Kazuo Hirai | Management | Voted | For | For |
Sony Corporation. | SNE | 835699307 | 06/19/2014 | Elect Kenichiroh Yoshida | Management | Voted | For | For |
Sony Corporation. | SNE | 835699307 | 06/19/2014 | Elect Kanemitsu Anraku | Management | Voted | For | For |
Sony Corporation. | SNE | 835699307 | 06/19/2014 | Elect Osamu Nagayama | Management | Voted | For | For |
Sony Corporation. | SNE | 835699307 | 06/19/2014 | Elect Takaaki Nimura | Management | Voted | For | For |
Sony Corporation. | SNE | 835699307 | 06/19/2014 | Elect Eikoh Harada | Management | Voted | For | For |
Sony Corporation. | SNE | 835699307 | 06/19/2014 | Elect Johichi Itoh | Management | Voted | For | For |
Sony Corporation. | SNE | 835699307 | 06/19/2014 | Elect Tim Schaaff | Management | Voted | For | For |
Sony Corporation. | SNE | 835699307 | 06/19/2014 | Elect Kazuo Matsunaga | Management | Voted | For | For |
Sony Corporation. | SNE | 835699307 | 06/19/2014 | Elect Kohichi Miyata | Management | Voted | For | For |
Sony Corporation. | SNE | 835699307 | 06/19/2014 | Elect John V. Roos | Management | Voted | For | For |
Sony Corporation. | SNE | 835699307 | 06/19/2014 | Elect Eriko Sakurai | Management | Voted | For | For |
Sony Corporation. | SNE | 835699307 | 06/19/2014 | Equity Compensation Plan | Management | Voted | For | For |
SPT Energy Group Inc. | SEGYY | G8405W106 | 06/05/2014 | Non-Voting Meeting Note | None | Voted | | NA |
SPT Energy Group Inc. | SEGYY | G8405W106 | 06/05/2014 | Non-Voting Meeting Note | None | Voted | | NA |
SPT Energy Group Inc. | SEGYY | G8405W106 | 06/05/2014 | Accounts and Reports | Management | Voted | For | For |
SPT Energy Group Inc. | SEGYY | G8405W106 | 06/05/2014 | Allocation of Profits/Dividends | Management | Voted | For | For |
SPT Energy Group Inc. | SEGYY | G8405W106 | 06/05/2014 | Elect WANG Guoqiang | Management | Voted | Against | Against |
SPT Energy Group Inc. | SEGYY | G8405W106 | 06/05/2014 | Elect WU Dongfang | Management | Voted | For | For |
SPT Energy Group Inc. | SEGYY | G8405W106 | 06/05/2014 | Elect LIU Ruoyan | Management | Voted | For | For |
SPT Energy Group Inc. | SEGYY | G8405W106 | 06/05/2014 | Directors' Fees | Management | Voted | Against | Against |
SPT Energy Group Inc. | SEGYY | G8405W106 | 06/05/2014 | Appointment of Auditor and Authority to Set Fees | Management | Voted | For | For |
SPT Energy Group Inc. | SEGYY | G8405W106 | 06/05/2014 | Authority to Issue Shares w/o Preemptive Rights | Management | Voted | Against | Against |
SPT Energy Group Inc. | SEGYY | G8405W106 | 06/05/2014 | Authority to Repurchase Shares | Management | Voted | For | For |
SPT Energy Group Inc. | SEGYY | G8405W106 | 06/05/2014 | Authority to Issue Repurchased Shares | Management | Voted | Against | Against |
SPT Energy Group Inc. | SEGYY | G8405W106 | 06/05/2014 | Non-Voting Meeting Note | None | Voted | | NA |
Standard Chartered plc | STAN | G84228157 | 05/08/2014 | Accounts and Reports | Management | Voted | For | For |
Standard Chartered plc | STAN | G84228157 | 05/08/2014 | Allocation of Profits/Dividends | Management | Voted | For | For |
Standard Chartered plc | STAN | G84228157 | 05/08/2014 | Remuneration Policy (Binding) | Management | Voted | Against | Against |
Standard Chartered plc | STAN | G84228157 | 05/08/2014 | Remuneration Report (Advisory) | Management | Voted | For | For |
Standard Chartered plc | STAN | G84228157 | 05/08/2014 | Elect Kurt Campbell | Management | Voted | For | For |
Standard Chartered plc | STAN | G84228157 | 05/08/2014 | Elect Christine Hodgson | Management | Voted | For | For |
Standard Chartered plc | STAN | G84228157 | 05/08/2014 | Elect Naguib Kheraj | Management | Voted | For | For |
Standard Chartered plc | STAN | G84228157 | 05/08/2014 | Elect Om Prakesh Bhatt | Management | Voted | For | For |
Standard Chartered plc | STAN | G84228157 | 05/08/2014 | Elect Jaspal S. Bindra | Management | Voted | For | For |
Standard Chartered plc | STAN | G84228157 | 05/08/2014 | Elect Louis CHEUNG Chi Yan | Management | Voted | For | For |
Standard Chartered plc | STAN | G84228157 | 05/08/2014 | Elect HAN Seung-Soo | Management | Voted | For | For |
Standard Chartered plc | STAN | G84228157 | 05/08/2014 | Elect Simon J. Lowth | Management | Voted | For | For |
Standard Chartered plc | STAN | G84228157 | 05/08/2014 | Elect Ruth Markland | Management | Voted | For | For |
Standard Chartered plc | STAN | G84228157 | 05/08/2014 | Elect John G.H. Paynter | Management | Voted | For | For |
Standard Chartered plc | STAN | G84228157 | 05/08/2014 | Elect John Peace | Management | Voted | For | For |
Standard Chartered plc | STAN | G84228157 | 05/08/2014 | Elect A. Michael G. Rees | Management | Voted | For | For |
Standard Chartered plc | STAN | G84228157 | 05/08/2014 | Elect Peter A. Sands | Management | Voted | For | For |
Standard Chartered plc | STAN | G84228157 | 05/08/2014 | Elect Viswanathan Shankar | Management | Voted | For | For |
Standard Chartered plc | STAN | G84228157 | 05/08/2014 | Elect Paul D. Skinner | Management | Voted | For | For |
Standard Chartered plc | STAN | G84228157 | 05/08/2014 | Elect Lars H. Thunell | Management | Voted | For | For |
Standard Chartered plc | STAN | G84228157 | 05/08/2014 | Disapplication of Shareholding Requirement (Kurt Campbell) | Management | Voted | For | For |
Standard Chartered plc | STAN | G84228157 | 05/08/2014 | Appointment of Auditor | Management | Voted | For | For |
Standard Chartered plc | STAN | G84228157 | 05/08/2014 | Authority to Set Auditor's Fees | Management | Voted | For | For |
Standard Chartered plc | STAN | G84228157 | 05/08/2014 | Authorisation of Political Donations | Management | Voted | For | For |
Tele2 AB | TLTZY | W95878166 | 05/12/2014 | Authority to Transfer Shares pursuant to the Long-term Incentive plan | Management | Voted | For | For |
Tele2 AB | TLTZY | W95878166 | 05/12/2014 | Authority to Repurchase Shares | Management | Voted | For | For |
Tele2 AB | TLTZY | W95878166 | 05/12/2014 | Non-Voting Agenda Item | None | Voted | | NA |
Tesco plc | TSCDY | G87621101 | 06/27/2014 | Accounts and Reports | Management | Voted | For | For |
Tesco plc | TSCDY | G87621101 | 06/27/2014 | Remuneration Report (Advisory) | Management | Voted | For | For |
Tesco plc | TSCDY | G87621101 | 06/27/2014 | Remuneration Policy (Binding) | Management | Voted | For | For |
Tesco plc | TSCDY | G87621101 | 06/27/2014 | Allocation of Profits/Dividends | Management | Voted | For | For |
Tesco plc | TSCDY | G87621101 | 06/27/2014 | Elect Mark Armour | Management | Voted | For | For |
Tesco plc | TSCDY | G87621101 | 06/27/2014 | Elect Sir Richard Broadbent | Management | Voted | For | For |
Tesco plc | TSCDY | G87621101 | 06/27/2014 | Elect Philip Clarke | Management | Voted | For | For |
Tesco plc | TSCDY | G87621101 | 06/27/2014 | Elect Gareth Bullock | Management | Voted | For | For |
Tesco plc | TSCDY | G87621101 | 06/27/2014 | Elect Patrick Cescau | Management | Voted | For | For |
Tesco plc | TSCDY | G87621101 | 06/27/2014 | Elect Stuart Chambers | Management | Voted | For | For |
Tesco plc | TSCDY | G87621101 | 06/27/2014 | Elect Olivia Garfield | Management | Voted | For | For |
Tesco plc | TSCDY | G87621101 | 06/27/2014 | Elect Ken Hanna | Management | Voted | For | For |
Tesco plc | TSCDY | G87621101 | 06/27/2014 | Elect Deanna W. Oppenheimer | Management | Voted | For | For |
Tesco plc | TSCDY | G87621101 | 06/27/2014 | Elect Jacqueline Tammenoms Bakker | Management | Voted | For | For |
Tesco plc | TSCDY | G87621101 | 06/27/2014 | Appointment of Auditor | Management | Voted | For | For |
Tesco plc | TSCDY | G87621101 | 06/27/2014 | Authority to Set Auditor's Fees | Management | Voted | For | For |
Tesco plc | TSCDY | G87621101 | 06/27/2014 | Authority to Issue Shares w/ Preemptive Rights | Management | Voted | For | For |
Tesco plc | TSCDY | G87621101 | 06/27/2014 | Authority to Issue Shares w/o Preemptive Rights | Management | Voted | For | For |
Tesco plc | TSCDY | G87621101 | 06/27/2014 | Authority to Repurchase Shares | Management | Voted | For | For |
Tesco plc | TSCDY | G87621101 | 06/27/2014 | Authorisation of Political Donations | Management | Voted | For | For |
Tesco plc | TSCDY | G87621101 | 06/27/2014 | Authority to Set General Meeting Notice Period at 14 Days | Management | Voted | Against | Against |
Teva- Pharmaceutical Industries Ltd. | TEVA | 881624209 | 08/27/2013 | Elect Moshe Many | Management | Voted | For | For |
Teva- Pharmaceutical Industries Ltd. | TEVA | 881624209 | 08/27/2013 | Elect Arie S. Belldegrun | Management | Voted | For | For |
Teva- Pharmaceutical Industries Ltd. | TEVA | 881624209 | 08/27/2013 | Elect Amir Elstein | Management | Voted | For | For |
Teva- Pharmaceutical Industries Ltd. | TEVA | 881624209 | 08/27/2013 | Elect Yitzhak Peterburg | Management | Voted | For | For |
Teva- Pharmaceutical Industries Ltd. | TEVA | 881624209 | 08/27/2013 | Cash Bonus for President and CEO | Management | Voted | For | For |
Teva- Pharmaceutical Industries Ltd. | TEVA | 881624209 | 08/27/2013 | Vote FOR if you have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | Voted | Against | Against |
Teva- Pharmaceutical Industries Ltd. | TEVA | 881624209 | 08/27/2013 | Bonus Plan for President and CEO | Management | Voted | For | For |
Teva- Pharmaceutical Industries Ltd. | TEVA | 881624209 | 08/27/2013 | Vote FOR if you have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | Voted | Against | Against |
Teva- Pharmaceutical Industries Ltd. | TEVA | 881624209 | 08/27/2013 | Approval of Compensation Policy | Management | Voted | For | For |
Teva- Pharmaceutical Industries Ltd. | TEVA | 881624209 | 08/27/2013 | Vote FOR if you have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | Voted | Against | Against |
Teva- Pharmaceutical Industries Ltd. | TEVA | 881624209 | 08/27/2013 | Allocation of Profits/Dividends | Management | Voted | For | For |
Teva- Pharmaceutical Industries Ltd. | TEVA | 881624209 | 08/27/2013 | Appointment of Auditor and Authority to Set Fees | Management | Voted | For | For |
Teva- Pharmaceutical Industries Ltd. | TEVA | 881624209 | 02/24/2014 | CEO Employment Terms | Management | Voted | For | For |
Texwinca Holdings Ltd. | TXWHY | G8770Z106 | 08/09/2013 | Non-Voting Meeting Note | None | Voted | | NA |
Texwinca Holdings Ltd. | TXWHY | G8770Z106 | 08/09/2013 | Non-Voting Meeting Note | None | Voted | | NA |
Texwinca Holdings Ltd. | TXWHY | G8770Z106 | 08/09/2013 | Accounts and Reports | Management | Voted | For | For |
Texwinca Holdings Ltd. | TXWHY | G8770Z106 | 08/09/2013 | Allocation of Profits/Dividends | Management | Voted | For | For |
Texwinca Holdings Ltd. | TXWHY | G8770Z106 | 08/09/2013 | Elect POON Bun Chak | Management | Voted | For | For |
Texwinca Holdings Ltd. | TXWHY | G8770Z106 | 08/09/2013 | Elect POON Kei Chak | Management | Voted | For | For |
Texwinca Holdings Ltd. | TXWHY | G8770Z106 | 08/09/2013 | Elect TING Kit Chung | Management | Voted | Against | Against |
Texwinca Holdings Ltd. | TXWHY | G8770Z106 | 08/09/2013 | Elect POON Ho Wa | Management | Voted | For | For |
Texwinca Holdings Ltd. | TXWHY | G8770Z106 | 08/09/2013 | Elect AU Son Yiu | Management | Voted | For | For |
Texwinca Holdings Ltd. | TXWHY | G8770Z106 | 08/09/2013 | Elect CHENG Shu Wing | Management | Voted | For | For |
Texwinca Holdings Ltd. | TXWHY | G8770Z106 | 08/09/2013 | Elect Brian LAW Chung Nin | Management | Voted | For | For |
Texwinca Holdings Ltd. | TXWHY | G8770Z106 | 08/09/2013 | Directors' Fees | Management | Voted | For | For |
Texwinca Holdings Ltd. | TXWHY | G8770Z106 | 08/09/2013 | Appointment of Auditor and Authority to Set Fees | Management | Voted | For | For |
Texwinca Holdings Ltd. | TXWHY | G8770Z106 | 08/09/2013 | Authority to Repurchase Shares | Management | Voted | For | For |
Texwinca Holdings Ltd. | TXWHY | G8770Z106 | 08/09/2013 | Authority to Issue Shares w/o Preemptive Rights | Management | Voted | Against | Against |
Texwinca Holdings Ltd. | TXWHY | G8770Z106 | 08/09/2013 | Authority to Issue Repurchased Shares | Management | Voted | Against | Against |
Tokio Marine Holdings Inc | TKOMY | J86298106 | 06/23/2014 | Non-Voting Meeting Note | None | Voted | | NA |
Tokio Marine Holdings Inc | TKOMY | J86298106 | 06/23/2014 | Allocation of Profits/Dividends | Management | Voted | For | For |
Tokio Marine Holdings Inc | TKOMY | J86298106 | 06/23/2014 | Elect Shuzoh Sumi | Management | Voted | For | For |
Tokio Marine Holdings Inc | TKOMY | J86298106 | 06/23/2014 | Elect Tsuyoshi Nagano | Management | Voted | For | For |
Tokio Marine Holdings Inc | TKOMY | J86298106 | 06/23/2014 | Elect Masashi Ohba | Management | Voted | For | For |
Tokio Marine Holdings Inc | TKOMY | J86298106 | 06/23/2014 | Elect Hirokazu Fujita | Management | Voted | For | For |
Tokio Marine Holdings Inc | TKOMY | J86298106 | 06/23/2014 | Elect Takashi Itoh | Management | Voted | For | For |
Tokio Marine Holdings Inc | TKOMY | J86298106 | 06/23/2014 | Elect Kunio Itoh | Management | Voted | Against | Against |
Tokio Marine Holdings Inc | TKOMY | J86298106 | 06/23/2014 | Elect Akio Mimura | Management | Voted | For | For |
Tokio Marine Holdings Inc | TKOMY | J86298106 | 06/23/2014 | Elect Mikio Sasaki | Management | Voted | For | For |
Tokio Marine Holdings Inc | TKOMY | J86298106 | 06/23/2014 | Elect Kunihiko Fujii | Management | Voted | For | For |
Tokio Marine Holdings Inc | TKOMY | J86298106 | 06/23/2014 | Elect Shinichi Hirose | Management | Voted | For | For |
Tokio Marine Holdings Inc | TKOMY | J86298106 | 06/23/2014 | Elect Yuko Kawamoto | Management | Voted | For | For |
Tokio Marine Holdings Inc | TKOMY | J86298106 | 06/23/2014 | Elect Takaaki Tamai | Management | Voted | For | For |
Tokio Marine Holdings Inc | TKOMY | J86298106 | 06/23/2014 | Elect Akihiro Wani | Management | Voted | For | For |
Toray Industries Inc | TRYIY | J89494116 | 06/25/2014 | Non-Voting Meeting Note | None | Voted | | NA |
Toray Industries Inc | TRYIY | J89494116 | 06/25/2014 | Allocation of Profits/Dividends | Management | Voted | For | For |
Toray Industries Inc | TRYIY | J89494116 | 06/25/2014 | Amendments to Articles | Management | Voted | For | For |
Toray Industries Inc | TRYIY | J89494116 | 06/25/2014 | Elect Sadayuki Sakakibara | Management | Voted | Against | Against |
Toray Industries Inc | TRYIY | J89494116 | 06/25/2014 | Elect Akihiro Nikkaku | Management | Voted | For | For |
Toray Industries Inc | TRYIY | J89494116 | 06/25/2014 | Elect Eizoh Tanaka | Management | Voted | For | For |
Toray Industries Inc | TRYIY | J89494116 | 06/25/2014 | Elect Nobuo Suzui | Management | Voted | For | For |
Toray Industries Inc | TRYIY | J89494116 | 06/25/2014 | Elect Kohichi Abe | Management | Voted | For | For |
Toray Industries Inc | TRYIY | J89494116 | 06/25/2014 | Elect Moriyuki Ohnishi | Management | Voted | For | For |
Toray Industries Inc | TRYIY | J89494116 | 06/25/2014 | Elect Shinichi Okuda | Management | Voted | For | For |
Toray Industries Inc | TRYIY | J89494116 | 06/25/2014 | Elect Kazushi Hashimoto | Management | Voted | For | For |
Toray Industries Inc | TRYIY | J89494116 | 06/25/2014 | Elect Ryoh Murayama | Management | Voted | For | For |
Toray Industries Inc | TRYIY | J89494116 | 06/25/2014 | Elect Akira Uchida | Management | Voted | For | For |
Toray Industries Inc | TRYIY | J89494116 | 06/25/2014 | Elect Shohgo Masuda | Management | Voted | For | For |
Toray Industries Inc | TRYIY | J89494116 | 06/25/2014 | Elect Akira Umeda | Management | Voted | For | For |
Toray Industries Inc | TRYIY | J89494116 | 06/25/2014 | Elect Yukichi Deguchi | Management | Voted | For | For |
Unilever NV | UN | N8981F271 | 05/14/2014 | Elect Laura M. Cha | Management | Voted | For | For |
Unilever NV | UN | N8981F271 | 05/14/2014 | Elect Louise O. Fresco | Management | Voted | For | For |
Unilever NV | UN | N8981F271 | 05/14/2014 | Elect Ann M. Fudge | Management | Voted | For | For |
Unilever NV | UN | N8981F271 | 05/14/2014 | Elect Byron E. Grote | Management | Voted | For | For |
Unilever NV | UN | N8981F271 | 05/14/2014 | Elect Mary Ma | Management | Voted | For | For |
Unilever NV | UN | N8981F271 | 05/14/2014 | Elect Hixonia Nyasulu | Management | Voted | For | For |
Unilever NV | UN | N8981F271 | 05/14/2014 | Elect Malcolm Rifkind | Management | Voted | For | For |
Unilever NV | UN | N8981F271 | 05/14/2014 | Elect John Rishton | Management | Voted | For | For |
Unilever NV | UN | N8981F271 | 05/14/2014 | Elect Kees J. Storm | Management | Voted | For | For |
Unilever NV | UN | N8981F271 | 05/14/2014 | Elect Michael Treschow | Management | Voted | For | For |
Unilever NV | UN | N8981F271 | 05/14/2014 | Elect Paul S. Walsh | Management | Voted | For | For |
Unilever NV | UN | N8981F271 | 05/14/2014 | Elect Feike Sijbesma | Management | Voted | For | For |
Unilever NV | UN | N8981F271 | 05/14/2014 | Appointment of Auditor | Management | Voted | For | For |
Unilever NV | UN | N8981F271 | 05/14/2014 | Authority to Issue Shares w/ or w/o Preemptive Rights | Management | Voted | For | For |
Unilever NV | UN | N8981F271 | 05/14/2014 | Authority to Repurchase Shares | Management | Voted | For | For |
Unilever NV | UN | N8981F271 | 05/14/2014 | Authority to Reduce Share Capital | Management | Voted | For | For |
Unilever NV | UN | N8981F271 | 05/14/2014 | Non-Voting Agenda Item | None | Voted | | NA |
Vale S.A. | VALE | 91912E105 | 04/17/2014 | Accounts and Reports | Management | Voted | For | For |
Vale S.A. | VALE | 91912E105 | 04/17/2014 | Allocation of Profits/Dividends | Management | Voted | For | For |
Vale S.A. | VALE | 91912E105 | 04/17/2014 | Election of Alternate Directors | Management | Voted | Against | Against |
Vale S.A. | VALE | 91912E105 | 04/17/2014 | Election of Supervisory Council Member(s) Representative of Minority/Preferred Shareholders | Management | Voted | Abstain | Against |
Vale S.A. | VALE | 91912E105 | 04/17/2014 | Remuneration Policy | Management | Voted | Against | Against |
Vale S.A. | VALE | 91912E105 | 04/17/2014 | Authority to Cancel Treasury Shares | Management | Voted | For | For |
Vale S.A. | VALE | 91912E105 | 04/17/2014 | Capitalization of Reserves w/o Share Issue | Management | Voted | For | For |
Vale S.A. | VALE | 91912E105 | 04/17/2014 | Amendments to Articles Regarding Reconciliation of Share Capital | Management | Voted | For | For |
Vallourec | VK | F95922104 | 05/28/2014 | Non-Voting Meeting Note | None | Voted | | NA |
Vallourec | VK | F95922104 | 05/28/2014 | Non-Voting Meeting Note | None | Voted | | NA |
Vallourec | VK | F95922104 | 05/28/2014 | Non-Voting Meeting Note | None | Voted | | NA |
Vallourec | VK | F95922104 | 05/28/2014 | Accounts and Reports | Management | Voted | For | For |
Vallourec | VK | F95922104 | 05/28/2014 | Consolidated Accounts and Reports | Management | Voted | For | For |
Vallourec | VK | F95922104 | 05/28/2014 | Allocation of Profits/Dividends | Management | Voted | For | For |
Vallourec | VK | F95922104 | 05/28/2014 | Scrip Dividend | Management | Voted | For | For |
Vallourec | VK | F95922104 | 05/28/2014 | Severance Agreement for Olivier Mallet, CFO | Management | Voted | For | For |
Vallourec | VK | F95922104 | 05/28/2014 | Remuneration of Philippe Crouzet, Chairman of the Management Board | Management | Voted | For | For |
Vallourec | VK | F95922104 | 05/28/2014 | Remuneration of Jean-Pierre Michel, COO and Olivier Mallet, CFO | Management | Voted | For | For |
Vallourec | VK | F95922104 | 05/28/2014 | Elect Vivienne Cox | Management | Voted | For | For |
Vallourec | VK | F95922104 | 05/28/2014 | Elect Michel de Fabiani | Management | Voted | Against | Against |
Vallourec | VK | F95922104 | 05/28/2014 | Elect Alexandra Schaapveld | Management | Voted | For | For |
Vallourec | VK | F95922104 | 05/28/2014 | Elect Cédric de Bailliencourt | Management | Voted | Against | Against |
Vallourec | VK | F95922104 | 05/28/2014 | Elect Henri Poupart-Lafarge | Management | Voted | For | For |
Vallourec | VK | F95922104 | 05/28/2014 | Supervisory Board Members' Fees | Management | Voted | For | For |
Vallourec | VK | F95922104 | 05/28/2014 | Authority to Repurchase Shares | Management | Voted | For | For |
Vallourec | VK | F95922104 | 05/28/2014 | Employee Stock Purchase Plan | Management | Voted | For | For |
Vallourec | VK | F95922104 | 05/28/2014 | Employee Stock Purchase Plan for Overseas Employees | Management | Voted | For | For |
Vallourec | VK | F95922104 | 05/28/2014 | Authority to Increase Capital for Overseas Employees as an Alternative to Employee Savings Plan | Management | Voted | For | For |
Vallourec | VK | F95922104 | 05/28/2014 | Authority to Issue Restricted Shares Under Employee Savings Plans | Management | Voted | For | For |
Vallourec | VK | F95922104 | 05/28/2014 | Authority to Grant Stock Options | Management | Voted | For | For |
Vallourec | VK | F95922104 | 05/28/2014 | Authority to Issue Performance Shares | Management | Voted | For | For |
Vallourec | VK | F95922104 | 05/28/2014 | Authorization of Legal Formalities | Management | Voted | For | For |
Verizon Communications Inc | VZ | 92343V104 | 05/01/2014 | Elect Shellye L. Archambeau | Management | Voted | For | For |
Verizon Communications Inc | VZ | 92343V104 | 05/01/2014 | Elect Richard L. Carrión | Management | Voted | For | For |
Verizon Communications Inc | VZ | 92343V104 | 05/01/2014 | Elect Melanie L. Healey | Management | Voted | For | For |
Verizon Communications Inc | VZ | 92343V104 | 05/01/2014 | Elect M. Frances Keeth | Management | Voted | For | For |
Verizon Communications Inc | VZ | 92343V104 | 05/01/2014 | Elect Robert W. Lane | Management | Voted | For | For |
Verizon Communications Inc | VZ | 92343V104 | 05/01/2014 | Elect Lowell C. McAdam | Management | Voted | For | For |
Verizon Communications Inc | VZ | 92343V104 | 05/01/2014 | Elect Donald T. Nicolaisen | Management | Voted | For | For |
Verizon Communications Inc | VZ | 92343V104 | 05/01/2014 | Elect Clarence Otis, Jr. | Management | Voted | For | For |
Verizon Communications Inc | VZ | 92343V104 | 05/01/2014 | Elect Rodney E. Slater | Management | Voted | For | For |
Verizon Communications Inc | VZ | 92343V104 | 05/01/2014 | Elect Kathryn A. Tesija | Management | Voted | For | For |
Verizon Communications Inc | VZ | 92343V104 | 05/01/2014 | Elect Gregory D. Wasson | Management | Voted | For | For |
Verizon Communications Inc | VZ | 92343V104 | 05/01/2014 | Ratification of Auditor | Management | Voted | For | For |
Verizon Communications Inc | VZ | 92343V104 | 05/01/2014 | Advisory Vote on Executive Compensation | Management | Voted | For | For |
Verizon Communications Inc | VZ | 92343V104 | 05/01/2014 | Adoption of Proxy Access | Management | Voted | For | For |
Verizon Communications Inc | VZ | 92343V104 | 05/01/2014 | Shareholder Proposal Regarding Network Neutrality | Shareholder | Voted | Against | For |
Verizon Communications Inc | VZ | 92343V104 | 05/01/2014 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Voted | Against | For |
Verizon Communications Inc | VZ | 92343V104 | 05/01/2014 | Shareholder Proposal Regarding Approval of Severance Agreements | Shareholder | Voted | Against | For |
Verizon Communications Inc | VZ | 92343V104 | 05/01/2014 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shareholder | Voted | For | Against |
Verizon Communications Inc | VZ | 92343V104 | 05/01/2014 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Voted | For | Against |
Verizon Communications Inc | VZ | 92343V104 | 05/01/2014 | Shareholder Proposal Regarding Counting Shareholder Votes | Shareholder | Voted | Against | For |
Verizon Communications Inc | VZ | 92343V104 | 05/01/2014 | Non-Voting Meeting Note | None | Voted | | NA |
Vodafone Group plc | VOD | 92857W209 | 07/23/2013 | Accounts and Reports | Management | Voted | For | For |
Vodafone Group plc | VOD | 92857W209 | 07/23/2013 | Elect Gerard Kleisterlee | Management | Voted | For | For |
Vodafone Group plc | VOD | 92857W209 | 07/23/2013 | Elect Vittorio Colao | Management | Voted | For | For |
Vodafone Group plc | VOD | 92857W209 | 07/23/2013 | Elect Andy Halford | Management | Voted | For | For |
Vodafone Group plc | VOD | 92857W209 | 07/23/2013 | Elect Steve Pusey | Management | Voted | For | For |
Vodafone Group plc | VOD | 92857W209 | 07/23/2013 | Elect Renee J. James | Management | Voted | For | For |
Vodafone Group plc | VOD | 92857W209 | 07/23/2013 | Elect Alan W. Jebson | Management | Voted | For | For |
Vodafone Group plc | VOD | 92857W209 | 07/23/2013 | Elect Samuel E. Jonah | Management | Voted | For | For |
Vodafone Group plc | VOD | 92857W209 | 07/23/2013 | Elect Omid Kordestani | Management | Voted | For | For |
Vodafone Group plc | VOD | 92857W209 | 07/23/2013 | Elect Nick Land | Management | Voted | For | For |
Vodafone Group plc | VOD | 92857W209 | 07/23/2013 | Elect Anne Lauvergeon | Management | Voted | For | For |
Vodafone Group plc | VOD | 92857W209 | 07/23/2013 | Elect Luc Vandevelde | Management | Voted | For | For |
Turkiye Garanti Bankasi A.S. | TKGZY | M4752S106 | 04/03/2014 | Charitable Donations | Management | Voted | For | For |
Turkiye Garanti Bankasi A.S. | TKGZY | M4752S106 | 04/03/2014 | Related Party Transactions | Management | Voted | Against | Against |
Unilever NV | UN | N8981F271 | 05/14/2014 | Non-Voting Agenda Item | None | Voted | | NA |
Unilever NV | UN | N8981F271 | 05/14/2014 | Non-Voting Agenda Item | None | Voted | | NA |
Unilever NV | UN | N8981F271 | 05/14/2014 | Approval of Remuneration Policy | Management | Voted | For | For |
Unilever NV | UN | N8981F271 | 05/14/2014 | Accounts and Reports | Management | Voted | For | For |
Unilever NV | UN | N8981F271 | 05/14/2014 | Ratification of Executive Directors' Acts | Management | Voted | For | For |
Unilever NV | UN | N8981F271 | 05/14/2014 | Ratification of Non-Executive Directors' Acts | Management | Voted | For | For |
Unilever NV | UN | N8981F271 | 05/14/2014 | Elect Paul Polman | Management | Voted | For | For |
Unilever NV | UN | N8981F271 | 05/14/2014 | Elect Jean-Marc Huët | Management | Voted | For | For |
Vodafone Group plc | VOD | 92857W209 | 07/23/2013 | Elect Anthony Watson | Management | Voted | For | For |
Vodafone Group plc | VOD | 92857W209 | 07/23/2013 | Elect Philip Yea | Management | Voted | For | For |
Vodafone Group plc | VOD | 92857W209 | 07/23/2013 | Allocation of Profits/Dividends | Management | Voted | For | For |
Vodafone Group plc | VOD | 92857W209 | 07/23/2013 | Directors' Remuneration Report | Management | Voted | For | For |
Vodafone Group plc | VOD | 92857W209 | 07/23/2013 | Appointment of Auditor | Management | Voted | For | For |
Vodafone Group plc | VOD | 92857W209 | 07/23/2013 | Authority to Set Auditor's Fees | Management | Voted | For | For |
Vodafone Group plc | VOD | 92857W209 | 07/23/2013 | Authority to Issue Shares w/ Preemptive Rights | Management | Voted | For | For |
Vodafone Group plc | VOD | 92857W209 | 07/23/2013 | Authority to Issue Shares w/o Preemptive Rights | Management | Voted | For | For |
Vodafone Group plc | VOD | 92857W209 | 07/23/2013 | Authority to Repurchase Shares | Management | Voted | For | For |
Vodafone Group plc | VOD | 92857W209 | 07/23/2013 | Authorisation of Political Donations | Management | Voted | For | For |
Vodafone Group plc | VOD | 92857W209 | 07/23/2013 | Authority to Set General Meeting Notice Period at 14 Days | Management | Voted | Against | Against |
Vodafone Group plc | VOD | G93882135 | 01/28/2014 | Ordinary: Disposal of Verizon Wireless and Acquisition of Vodafone Italy | Management | Voted | For | For |
Vodafone Group plc | VOD | G93882135 | 01/28/2014 | Special: Return of Value and Share Consolidation | Management | Voted | For | For |
Vodafone Group plc | VOD | G93882135 | 01/28/2014 | Special: Authority to Repurchase Shares | Management | Voted | For | For |
Vodafone Group plc | VOD | G93882135 | 01/28/2014 | Special: Authority to Ratify and Execute Approved Resolutions | Management | Voted | For | For |
Vodafone Group plc | VOD | G93882135 | 01/28/2014 | Non-Voting Meeting Note | None | Voted | | NA |
Vodafone Group plc | VOD | G93882135 | 01/28/2014 | Scheme: Verizon Wireless Transaction, Return of Value and Share Consolidation | Management | Voted | For | For |
Zhuzhou CSR Times Electric Co., Ltd. | ZHUZY | Y9892N104 | 03/25/2014 | Non-Voting Meeting Note | None | Voted | | NA |
Zhuzhou CSR Times Electric Co., Ltd. | ZHUZY | Y9892N104 | 03/25/2014 | Non-Voting Meeting Note | None | Voted | | NA |
Zhuzhou CSR Times Electric Co., Ltd. | ZHUZY | Y9892N104 | 03/25/2014 | Entrustment Arrangement | Management | Voted | For | For |
Zhuzhou CSR Times Electric Co., Ltd. | ZHUZY | Y9892N104 | 03/25/2014 | Use of Surplus Funds | Management | Voted | For | For |
Zhuzhou CSR Times Electric Co., Ltd. | ZHUZY | Y9892N104 | 06/27/2014 | Non-Voting Meeting Note | None | Voted | | NA |
Zhuzhou CSR Times Electric Co., Ltd. | ZHUZY | Y9892N104 | 06/27/2014 | Non-Voting Meeting Note | None | Voted | | NA |
Zhuzhou CSR Times Electric Co., Ltd. | ZHUZY | Y9892N104 | 06/27/2014 | Directors' Report | Management | Voted | For | For |
Zhuzhou CSR Times Electric Co., Ltd. | ZHUZY | Y9892N104 | 06/27/2014 | Supervisors' Report | Management | Voted | For | For |
Zhuzhou CSR Times Electric Co., Ltd. | ZHUZY | Y9892N104 | 06/27/2014 | Accounts and Reports | Management | Voted | For | For |
Zhuzhou CSR Times Electric Co., Ltd. | ZHUZY | Y9892N104 | 06/27/2014 | Allocation of Profits/Dividends | Management | Voted | For | For |
Zhuzhou CSR Times Electric Co., Ltd. | ZHUZY | Y9892N104 | 06/27/2014 | Appointment of Auditor and Authority to Set Fees | Management | Voted | For | For |
Zhuzhou CSR Times Electric Co., Ltd. | ZHUZY | Y9892N104 | 06/27/2014 | Elect DING Rongjun | Management | Voted | Against | Against |
Zhuzhou CSR Times Electric Co., Ltd. | ZHUZY | Y9892N104 | 06/27/2014 | Elect DENG Huijin | Management | Voted | For | For |
Zhuzhou CSR Times Electric Co., Ltd. | ZHUZY | Y9892N104 | 06/27/2014 | Elect LI Donglin | Management | Voted | For | For |
Zhuzhou CSR Times Electric Co., Ltd. | ZHUZY | Y9892N104 | 06/27/2014 | Elect YAN Wu | Management | Voted | For | For |
Zhuzhou CSR Times Electric Co., Ltd. | ZHUZY | Y9892N104 | 06/27/2014 | Elect MA Yunkun | Management | Voted | Against | Against |
Zhuzhou CSR Times Electric Co., Ltd. | ZHUZY | Y9892N104 | 06/27/2014 | Elect GAO Yucai | Management | Voted | For | For |
Zhuzhou CSR Times Electric Co., Ltd. | ZHUZY | Y9892N104 | 06/27/2014 | Elect Clement CHAN Kam Wing | Management | Voted | For | For |
Zhuzhou CSR Times Electric Co., Ltd. | ZHUZY | Y9892N104 | 06/27/2014 | Elect PAO Ping Wing | Management | Voted | Against | Against |
Zhuzhou CSR Times Electric Co., Ltd. | ZHUZY | Y9892N104 | 06/27/2014 | Elect LIU Chunru | Management | Voted | For | For |
Zhuzhou CSR Times Electric Co., Ltd. | ZHUZY | Y9892N104 | 06/27/2014 | Elect XIONG Ruihua as Supervisor | Management | Voted | Against | Against |
Zhuzhou CSR Times Electric Co., Ltd. | ZHUZY | Y9892N104 | 06/27/2014 | Elect GENG Jianxin as Supervisor | Management | Voted | For | For |
Zhuzhou CSR Times Electric Co., Ltd. | ZHUZY | Y9892N104 | 06/27/2014 | Amendments to Rules of Procedures for General Meeting | Management | Voted | For | For |
Zhuzhou CSR Times Electric Co., Ltd. | ZHUZY | Y9892N104 | 06/27/2014 | Amendments to Rules of Procedures for Board Meeting | Management | Voted | For | For |
Zhuzhou CSR Times Electric Co., Ltd. | ZHUZY | Y9892N104 | 06/27/2014 | Authority to Issue Shares w/ or w/o Preemptive Rights | Management | Voted | Against | Against |
| | | | | | | | |
Registrant: Saratoga Advantage Trust - James Alpha Global Enhanced Real Return Portfolio Item 1 | | | | |
Investment Company Act file number: 811-08542 | |
Reporting Period: July 1, 2013 through June 30, 2014 | | | | |
| | | | | | | | |
|
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type (by issuer or shareholder) | (g) Voted | (h) How was vote cast (for or against proposal, or abstain; for or withhold regarding election of directors) | (i) Was Vote For or Against Management |
Citigroup Inc | C | 172967424 | Annual 22-Apr-2014 | ELECTION OF DIRECTOR: MICHAEL L. CORBAT | Management | Yes | For | For |
Citigroup Inc | C | 172967424 | Annual 22-Apr-2014 | ELECTION OF DIRECTOR: DUNCAN P. HENNES | Management | Yes | For | For |
Citigroup Inc | C | 172967424 | Annual 22-Apr-2014 | ELECTION OF DIRECTOR: FRANZ B. HUMER | Management | Yes | For | For |
Citigroup Inc | C | 172967424 | Annual 22-Apr-2014 | ELECTION OF DIRECTOR: EUGENE M. MCQUADE | Management | Yes | For | For |
Citigroup Inc | C | 172967424 | Annual 22-Apr-2014 | ELECTION OF DIRECTOR: MICHAEL E. O'NEILL | Management | Yes | For | For |
Citigroup Inc | C | 172967424 | Annual 22-Apr-2014 | ELECTION OF DIRECTOR: GARY M. REINER | Management | Yes | For | For |
Citigroup Inc | C | 172967424 | Annual 22-Apr-2014 | ELECTION OF DIRECTOR: JUDITH RODIN | Management | Yes | For | For |
Citigroup Inc | C | 172967424 | Annual 22-Apr-2014 | ELECTION OF DIRECTOR: ROBERT L. RYAN | Management | Yes | For | For |
Citigroup Inc | C | 172967424 | Annual 22-Apr-2014 | ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO | Management | Yes | For | For |
Citigroup Inc | C | 172967424 | Annual 22-Apr-2014 | ELECTION OF DIRECTOR: JOAN E. SPERO | Management | Yes | For | For |
Citigroup Inc | C | 172967424 | Annual 22-Apr-2014 | ELECTION OF DIRECTOR: DIANA L. TAYLOR | Management | Yes | For | For |
Citigroup Inc | C | 172967424 | Annual 22-Apr-2014 | ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, JR. | Management | Yes | For | For |
Citigroup Inc | C | 172967424 | Annual 22-Apr-2014 | ELECTION OF DIRECTOR: JAMES S. TURLEY | Management | Yes | For | For |
Citigroup Inc | C | 172967424 | Annual 22-Apr-2014 | ELECTION OF DIRECTOR: ERNESTO ZEDILLO PONCE DE LEON | Management | Yes | For | For |
Citigroup Inc | C | 172967424 | Annual 22-Apr-2014 | PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS CITI'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | Yes | For | For |
Citigroup Inc | C | 172967424 | Annual 22-Apr-2014 | ADVISORY APPROVAL OF CITI'S 2013 EXECUTIVE COMPENSATION. | Management | Yes | For | For |
Citigroup Inc | C | 172967424 | Annual 22-Apr-2014 | APPROVAL OF THE CITIGROUP 2014 STOCK INCENTIVE PLAN. | Management | Yes | For | For |
Citigroup Inc | C | 172967424 | Annual 22-Apr-2014 | STOCKHOLDER PROPOSAL REQUESTING THAT EXECUTIVES RETAIN A SIGNIFICANT PORTION OF THEIR STOCK UNTIL REACHING NORMAL RETIREMENT AGE. | Shareholder | Yes | Against | For |
Citigroup Inc | C | 172967424 | Annual 22-Apr-2014 | STOCKHOLDER PROPOSAL REQUESTING A REPORT ON LOBBYING AND GRASSROOTS LOBBYING CONTRIBUTIONS. | Shareholder | Yes | Against | For |
Citigroup Inc | C | 172967424 | Annual 22-Apr-2014 | STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD INSTITUTE A POLICY TO MAKE IT MORE PRACTICAL TO DENY INDEMNIFICATION FOR DIRECTORS. | Shareholder | Yes | Against | For |
Citigroup Inc | C | 172967424 | Annual 22-Apr-2014 | STOCKHOLDER PROPOSAL REQUESTING PROXY ACCESS FOR SHAREHOLDERS. | Shareholder | Yes | Against | For |
The Ryland Group, Inc | RYL | 783764103 | Annual 22-Apr-2014 | ELECTION OF DIRECTOR: WILLIAM L. JEWS | Management | Yes | For | For |
The Ryland Group, Inc | RYL | 783764103 | Annual 22-Apr-2014 | ELECTION OF DIRECTOR: NED MANSOUR | Management | Yes | For | For |
The Ryland Group, Inc | RYL | 783764103 | Annual 22-Apr-2014 | ELECTION OF DIRECTOR: ROBERT E. MELLOR | Management | Yes | For | For |
The Ryland Group, Inc | RYL | 783764103 | Annual 22-Apr-2014 | ELECTION OF DIRECTOR: NORMAN J. METCALFE | Management | Yes | For | For |
The Ryland Group, Inc | RYL | 783764103 | Annual 22-Apr-2014 | ELECTION OF DIRECTOR: LARRY T. NICHOLSON | Management | Yes | For | For |
The Ryland Group, Inc | RYL | 783764103 | Annual 22-Apr-2014 | ELECTION OF DIRECTOR: CHARLOTTE ST. MARTIN | Management | Yes | For | For |
The Ryland Group, Inc | RYL | 783764103 | Annual 22-Apr-2014 | ELECTION OF DIRECTOR: THOMAS W. TOOMEY | Management | Yes | For | For |
The Ryland Group, Inc | RYL | 783764103 | Annual 22-Apr-2014 | ELECTION OF DIRECTOR: ROBERT G. VAN SCHOONENBERG | Management | Yes | For | For |
The Ryland Group, Inc | RYL | 783764103 | Annual 22-Apr-2014 | ADVISORY VOTE TO APPROVE THE COMPENSATION PROGRAM FOR RYLAND'S NAMED EXECUTIVE OFFICERS. | Management | Yes | For | For |
The Ryland Group, Inc | RYL | 783764103 | Annual 22-Apr-2014 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS RYLAND'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | Yes | For | For |
Dana Holding Corp | DAN | 235825205 | Annual 02-May-2014 | ELECTION OF DIRECTOR:VIRGINIA A. KAMSKY | Management | Yes | For | For |
Dana Holding Corp | DAN | 235825205 | Annual 02-May-2014 | ELECTION OF DIRECTOR:TERRENCE J. KEATING | Management | Yes | For | For |
Dana Holding Corp | DAN | 235825205 | Annual 02-May-2014 | ELECTION OF DIRECTOR:R. BRUCE MCDONALD | Management | Yes | For | For |
Dana Holding Corp | DAN | 235825205 | Annual 02-May-2014 | ELECTION OF DIRECTOR:JOSEPH C. MUSCARI | Management | Yes | For | For |
Dana Holding Corp | DAN | 235825205 | Annual 02-May-2014 | ELECTION OF DIRECTOR:MARK A. SCHULZ | Management | Yes | For | For |
Dana Holding Corp | DAN | 235825205 | Annual 02-May-2014 | ELECTION OF DIRECTOR:KEITH E. WANDELL | Management | Yes | For | For |
Dana Holding Corp | DAN | 235825205 | Annual 02-May-2014 | ELECTION OF DIRECTOR:ROGER J. WOOD | Management | Yes | For | For |
Dana Holding Corp | DAN | 235825205 | Annual 02-May-2014 | APPROVAL OF A NON-BINDING, ADVISORY PROPOSAL APPROVING EXECUTIVE COMPENSATION. | Management | Yes | For | For |
Dana Holding Corp | DAN | 235825205 | Annual 02-May-2014 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | Yes | For | For |
Realogy Holdings Corp | RLGY | 75605Y106 | Annual 02-May-2014 | ELECTION OF DIRECTOR:JESSICA M. BIBLIOWICZ | Management | Yes | For | For |
Realogy Holdings Corp | RLGY | 75605Y107 | Annual 02-May-2014 | ELECTION OF DIRECTOR:FIONA P. DIAS | Management | Yes | For | For |
Realogy Holdings Corp | RLGY | 75605Y106 | Annual 02-May-2014 | APPROVAL OF AMENDMENT TO THE CERTIFICATE OF INCORPORATION OF REALOGY HOLDINGS TO ELIMINATE THE CLASSIFIED BOARD STRUCTURE. | Management | Yes | For | For |
Realogy Holdings Corp | RLGY | 75605Y107 | Annual 02-May-2014 | APPROVAL OF AMENDMENT TO THE CERTIFICATE OF INCORPORATION OF REALOGY HOLDINGS TO ELIMINATE PROVISIONS RELATED TO APOLLO. | Management | Yes | For | For |
Realogy Holdings Corp | RLGY | 75605Y106 | Annual 02-May-2014 | ADVISORY VOTE TO APPROVE REALOGY HOLDINGS EXECUTIVE COMPENSATION PROGRAM. | Management | Yes | For | For |
Realogy Holdings Corp | RLGY | 75605Y107 | Annual 02-May-2014 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP TO SERVE AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. | Management | Yes | For | For |
Conway | CNW | 205944101 | Annual 13-May-2014 | ELECTION OF DIRECTOR: JOHN J. ANTON | Management | Yes | For | For |
Conway | CNW | 205944101 | Annual 13-May-2014 | ELECTION OF DIRECTOR: W. KEITH KENNEDY, JR. | Management | Yes | For | For |
Conway | CNW | 205944101 | Annual 13-May-2014 | ELECTION OF DIRECTOR: MICHAEL J. MURRAY | Management | Yes | For | For |
Conway | CNW | 205944101 | Annual 13-May-2014 | ELECTION OF DIRECTOR: EDITH R. PEREZ | Management | Yes | For | For |
Conway | CNW | 205944101 | Annual 13-May-2014 | ELECTION OF DIRECTOR: P. CODY PHIPPS | Management | Yes | For | For |
Conway | CNW | 205944101 | Annual 13-May-2014 | ELECTION OF DIRECTOR: JOHN C. POPE | Management | Yes | For | For |
Conway | CNW | 205944101 | Annual 13-May-2014 | ELECTION OF DIRECTOR: WILLIAM J. SCHROEDER | Management | Yes | For | For |
Conway | CNW | 205944101 | Annual 13-May-2014 | ELECTION OF DIRECTOR: DOUGLAS W. STOTLAR | Management | Yes | For | For |
Conway | CNW | 205944101 | Annual 13-May-2014 | ELECTION OF DIRECTOR: PETER W. STOTT | Management | Yes | For | For |
Conway | CNW | 205944101 | Annual 13-May-2014 | ELECTION OF DIRECTOR: ROY W. TEMPLIN | Management | Yes | For | For |
Conway | CNW | 205944101 | Annual 13-May-2014 | ELECTION OF DIRECTOR: CHELSEA C. WHITE III | Management | Yes | For | For |
Conway | CNW | 205944101 | Annual 13-May-2014 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | Yes | For | For |
Conway | CNW | 205944101 | Annual 13-May-2014 | APPROVE AMENDMENTS TO THE COMPANY'S BYLAWS TO ALLOW SHAREHOLDERS WHO HAVE HELD IN THE AGGREGATE AT LEAST A 25% "NET LONG POSITION" IN THE COMPANY'S CAPITAL STOCK FOR AT LEAST ONE YEAR TO CALL A SPECIAL MEETING OF THE SHAREHOLDERS | Management | Yes | For | For |
Conway | CNW | 205944101 | Annual 13-May-2014 | RATIFY APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014 | Management | Yes | For | For |
Hertz Global Holdings | HTZ | 42805T105 | Annual 14-May-2014 | ELECTION OF DIRECTOR: MICHAEL J. DURHAM | Management | Yes | For | For |
Hertz Global Holdings | HTZ | 42805T105 | Annual 14-May-2014 | ELECTION OF DIRECTOR: MARK P. FRISSORA | Management | Yes | For | For |
Hertz Global Holdings | HTZ | 42805T105 | Annual 14-May-2014 | ELECTION OF DIRECTOR: HENRY C. WOLF | Management | Yes | For | For |
Hertz Global Holdings | HTZ | 42805T105 | Annual 14-May-2014 | APPROVAL, BY A NON-BINDING ADVISORY VOTE, OF THE NAMED EXECUTIVE OFFICERS' COMPENSATION | Management | Yes | For | For |
Hertz Global Holdings | HTZ | 42805T105 | Annual 14-May-2014 | APPROVAL OF AN AMENDMENT TO OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS | Management | Yes | For | For |
Hertz Global Holdings | HTZ | 42805T105 | Annual 14-May-2014 | APPROVAL OF A POTENTIAL AMENDMENT TO OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO EFFECT A REVERSE STOCK SPLIT AND AUTHORIZE OUR BOARD OF DIRECTORS TO SELECT THE RATIO OF THE REVERSE STOCK SPLIT AS SET FORTH IN THE AMENDMENT | Management | Yes | For | For |
Hertz Global Holdings | HTZ | 42805T105 | Annual 14-May-2014 | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2014 | Management | Yes | For | For |
MDC Holdings, Inc. | MDC | 552676108 | Annual 19-May-2014 | ELECTION OF DIRECTOR: DAVID D. MANDARICH | Management | Yes | For | For |
MDC Holdings, Inc. | MDC | 552676108 | Annual 19-May-2014 | ELECTION OF DIRECTOR: PARIS G. REECE III | Management | Yes | For | For |
MDC Holdings, Inc. | MDC | 552676108 | Annual 19-May-2014 | ELECTION OF DIRECTOR: DAVID SIEGEL | Management | Yes | For | For |
MDC Holdings, Inc. | MDC | 552676108 | Annual 19-May-2014 | TO APPROVE AN ADVISORY PROPOSAL REGARDING THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS (SAY ON PAY). | Management | Yes | For | For |
MDC Holdings, Inc. | MDC | 552676108 | Annual 19-May-2014 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2014 FISCAL YEAR. | Management | Yes | For | For |
McDonald's Corporation | MCD | 580135101 | Annual 22-May-2014 | ELECTION OF DIRECTOR: SUSAN E. ARNOLD | Management | Yes | For | For |
McDonald's Corporation | MCD | 580135101 | Annual 22-May-2014 | ELECTION OF DIRECTOR: RICHARD H. LENNY | Management | Yes | For | For |
McDonald's Corporation | MCD | 580135101 | Annual 22-May-2014 | ELECTION OF DIRECTOR: WALTER E. MASSEY | Management | Yes | For | For |
McDonald's Corporation | MCD | 580135101 | Annual 22-May-2014 | ELECTION OF DIRECTOR: CARY D. MCMILLAN | Management | Yes | For | For |
McDonald's Corporation | MCD | 580135101 | Annual 22-May-2014 | ELECTION OF DIRECTOR: SHEILA A. PENROSE | Management | Yes | For | For |
McDonald's Corporation | MCD | 580135101 | Annual 22-May-2014 | ELECTION OF DIRECTOR: JOHN W. ROGERS, JR. | Management | Yes | For | For |
McDonald's Corporation | MCD | 580135101 | Annual 22-May-2014 | ELECTION OF DIRECTOR: ROGER W. STONE | Management | Yes | For | For |
McDonald's Corporation | MCD | 580135101 | Annual 22-May-2014 | ELECTION OF DIRECTOR: MILES D. WHITE | Management | Yes | For | For |
McDonald's Corporation | MCD | 580135101 | Annual 22-May-2014 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | Yes | For | For |
McDonald's Corporation | MCD | 580135101 | Annual 22-May-2014 | APPROVAL OF PERFORMANCE GOALS FOR AWARDS UNDER THE MCDONALD'S CORPORATION 2009 CASH INCENTIVE PLAN. | Management | Yes | For | For |
McDonald's Corporation | MCD | 580135101 | Annual 22-May-2014 | ADVISORY VOTE TO APPROVE THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR FOR 2014. | Management | Yes | For | For |
McDonald's Corporation | MCD | 580135101 | Annual 22-May-2014 | ADVISORY VOTE REQUESTING THE ABILITY FOR SHAREHOLDERS TO ACT BY WRITTEN CONSENT, IF PRESENTED. | Shareholder | Yes | Against | For |
General Motors | GM | 37045V100 | Annual 10-Jun-2014 | ELECTION OF DIRECTOR: JOSEPH J. ASHTON | Management | Yes | For | For |
General Motors | GM | 37045V101 | Annual 10-Jun-2014 | ELECTION OF DIRECTOR: MARY T. BARRA | Management | Yes | For | For |
General Motors | GM | 37045V102 | Annual 10-Jun-2014 | ELECTION OF DIRECTOR: ERROLL B. DAVIS, JR. | Management | Yes | For | For |
General Motors | GM | 37045V100 | Annual 10-Jun-2014 | ELECTION OF DIRECTOR: STEPHEN J. GIRSKY | Management | Yes | For | For |
General Motors | GM | 37045V101 | Annual 10-Jun-2014 | ELECTION OF DIRECTOR: E. NEVILLE ISDELL | Management | Yes | For | For |
General Motors | GM | 37045V102 | Annual 10-Jun-2014 | ELECTION OF DIRECTOR: KATHRYN V. MARINELLO | Management | Yes | For | For |
General Motors | GM | 37045V100 | Annual 10-Jun-2014 | ELECTION OF DIRECTOR: MICHAEL G. MULLEN | Management | Yes | For | For |
General Motors | GM | 37045V101 | Annual 10-Jun-2014 | ELECTION OF DIRECTOR: JAMES J. MULVA | Management | Yes | For | For |
General Motors | GM | 37045V102 | Annual 10-Jun-2014 | ELECTION OF DIRECTOR: PATRICIA F. RUSSO | Management | Yes | For | For |
General Motors | GM | 37045V100 | Annual 10-Jun-2014 | ELECTION OF DIRECTOR: THOMAS M. SCHOEWE | Management | Yes | For | For |
General Motors | GM | 37045V101 | Annual 10-Jun-2014 | ELECTION OF DIRECTOR: THEODORE M. SOLSO | Management | Yes | For | For |
General Motors | GM | 37045V102 | Annual 10-Jun-2014 | ELECTION OF DIRECTOR: CAROL M. STEPHENSON | Management | Yes | For | For |
General Motors | GM | 37045V100 | Annual 10-Jun-2014 | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS GM'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014 | Management | Yes | For | For |
General Motors | GM | 37045V101 | Annual 10-Jun-2014 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | Yes | For | For |
General Motors | GM | 37045V102 | Annual 10-Jun-2014 | ADVISORY VOTE TO APPROVE THE FREQUENCY OF A STOCKHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | Yes | For | For |
General Motors | GM | 37045V100 | Annual 10-Jun-2014 | APPROVAL OF THE GENERAL MOTORS COMPANY 2014 SHORT-TERM INCENTIVE PLAN | Management | Yes | For | For |
General Motors | GM | 37045V101 | Annual 10-Jun-2014 | APPROVAL OF THE GENERAL MOTORS COMPANY 2014 LONG-TERM INCENTIVE PLAN | Management | Yes | For | For |
General Motors | GM | 37045V102 | Annual 10-Jun-2014 | CUMULATIVE VOTING | Shareholder | Yes | Against | For |
General Motors | GM | 37045V100 | Annual 10-Jun-2014 | INDEPENDENT BOARD CHAIRMAN | Shareholder | Yes | Against | For |
Revlon | REV | 761525609 | Annual 10-Jun-2014 | ELECTION OF DIRECTOR: RONALD O. PERELMAN | Management | Yes | For | For |
Revlon | REV | 761525610 | Annual 10-Jun-2014 | ELECTION OF DIRECTOR: ALAN S. BERNIKOW | Management | Yes | For | For |
Revlon | REV | 761525609 | Annual 10-Jun-2014 | ELECTION OF DIRECTOR: DIANA F. CANTOR | Management | Yes | For | For |
Revlon | REV | 761525610 | Annual 10-Jun-2014 | ELECTION OF DIRECTOR: LORENZO DELPANI | Management | Yes | For | For |
Revlon | REV | 761525609 | Annual 10-Jun-2014 | ELECTION OF DIRECTOR: VIET D. DINH | Management | Yes | For | For |
Revlon | REV | 761525610 | Annual 10-Jun-2014 | ELECTION OF DIRECTOR: MEYER FELDBERG | Management | Yes | For | For |
Revlon | REV | 761525609 | Annual 10-Jun-2014 | ELECTION OF DIRECTOR: DAVID L. KENNEDY | Management | Yes | For | For |
Revlon | REV | 761525610 | Annual 10-Jun-2014 | ELECTION OF DIRECTOR: ROBERT K. KRETZMAN | Management | Yes | For | For |
Revlon | REV | 761525609 | Annual 10-Jun-2014 | ELECTION OF DIRECTOR: CECI KURZMAN | Management | Yes | For | For |
Revlon | REV | 761525610 | Annual 10-Jun-2014 | ELECTION OF DIRECTOR: DEBRA L. LEE | Management | Yes | For | For |
Revlon | REV | 761525609 | Annual 10-Jun-2014 | ELECTION OF DIRECTOR: TAMARA MELLON | Management | Yes | For | For |
Revlon | REV | 761525610 | Annual 10-Jun-2014 | ELECTION OF DIRECTOR: BARRY F. SCHWARTZ | Management | Yes | For | For |
Revlon | REV | 761525609 | Annual 10-Jun-2014 | ELECTION OF DIRECTOR: KATHI P. SEIFERT | Management | Yes | For | For |
Revlon | REV | 761525610 | Annual 10-Jun-2014 | ELECTION OF DIRECTOR: CRISTIANA F. SORRELL | Management | Yes | For | For |
Revlon | REV | 761525609 | Annual 10-Jun-2014 | PROPOSAL TO RATIFY THE AUDIT COMMITTEE'S SELECTION OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | Yes | For | For |
Revlon | REV | 761525610 | Annual 10-Jun-2014 | PROPOSAL TO APPROVE, BY NON-BINDING, ADVISORY VOTE, THE COMPANY'S EXECUTIVE COMPENSATION, AS DISCLOSED PURSUANT TO ITEM 402 OF REGULATION S-K, INCLUDING AS DISCLOSED IN THE "COMPENSATION DISCUSSION AND ANALYSIS," COMPENSATION TABLES AND ACCOMPANYING NARRATIVE SET FORTH IN THE ACCOMPANYING PROXY STATEMENT. | Shareholder | Yes | Against | For |
Revlon | REV | 761525609 | Annual 10-Jun-2014 | STOCKHOLDER PROPOSAL THAT WOULD REQUIRE THE COMPANY'S BOARD OF DIRECTORS TO ISSUE AN ANNUAL REPORT TO SHAREHOLDERS REGARDING THE COMPANY'S POLICY ON ANIMAL TESTING. | Shareholder | Yes | Against | For |
The Men's Wearhouse | MW | 587118100 | Annual 18-Jun-2014 | ELECTION OF DIRECTOR: DAVID H. EDWAB | Management | Yes | For | For |
The Men's Wearhouse | MW | 587118100 | Annual 18-Jun-2014 | ELECTION OF DIRECTOR: DOUGLAS S. EWERT | Management | Yes | For | For |
The Men's Wearhouse | MW | 587118100 | Annual 18-Jun-2014 | ELECTION OF DIRECTOR: RINALDO S. BRUTOCO | Management | Yes | For | For |
The Men's Wearhouse | MW | 587118100 | Annual 18-Jun-2014 | ELECTION OF DIRECTOR: SHELDON I. STEIN | Management | Yes | For | For |
The Men's Wearhouse | MW | 587118100 | Annual 18-Jun-2014 | ELECTION OF DIRECTOR: WILLIAM B. SECHREST | Management | Yes | For | For |
The Men's Wearhouse | MW | 587118100 | Annual 18-Jun-2014 | ELECTION OF DIRECTOR: GRACE NICHOLS | Management | Yes | For | For |
The Men's Wearhouse | MW | 587118100 | Annual 18-Jun-2014 | ELECTION OF DIRECTOR: ALLEN I. QUESTROM | Management | Yes | For | For |
The Men's Wearhouse | MW | 587118100 | Annual 18-Jun-2014 | ELECTION OF DIRECTOR: B. MICHAEL BECKER | Management | Yes | For | For |
The Men's Wearhouse | MW | 587118101 | Annual 18-Jun-2014 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S NAMED EXECUTIVE OFFICER COMPENSATION. | Management | Yes | For | For |
The Men's Wearhouse | MW | 587118102 | Annual 18-Jun-2014 | TO RATIFY THE APPOINTMENT OF THE FIRM OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR FISCAL 2014. | Management | Yes | For | For |
Abercrombie and Fitch | ANF | 2896209 | Annual 19-Jun-2014 | ELECTION OF DIRECTOR: JAMES B. BACHMANN | Management | Yes | For | For |
Abercrombie and Fitch | ANF | 2896210 | Annual 19-Jun-2014 | ELECTION OF DIRECTOR: BONNIE R. BROOKS | Management | Yes | For | For |
Abercrombie and Fitch | ANF | 2896209 | Annual 19-Jun-2014 | ELECTION OF DIRECTOR: TERRY L. BURMAN | Management | Yes | For | For |
Abercrombie and Fitch | ANF | 2896210 | Annual 19-Jun-2014 | ELECTION OF DIRECTOR: SARAH M. GALLAGHER | Management | Yes | For | For |
Abercrombie and Fitch | ANF | 2896209 | Annual 19-Jun-2014 | ELECTION OF DIRECTOR: MICHAEL E. GREENLEES | Management | Yes | For | For |
Abercrombie and Fitch | ANF | 2896210 | Annual 19-Jun-2014 | ELECTION OF DIRECTOR: ARCHIE M. GRIFFIN | Management | Yes | For | For |
Abercrombie and Fitch | ANF | 2896209 | Annual 19-Jun-2014 | ELECTION OF DIRECTOR: MICHAEL S. JEFFRIES | Management | Yes | For | For |
Abercrombie and Fitch | ANF | 2896210 | Annual 19-Jun-2014 | ELECTION OF DIRECTOR: ARTHUR C. MARTINEZ | Management | Yes | For | For |
Abercrombie and Fitch | ANF | 2896209 | Annual 19-Jun-2014 | ELECTION OF DIRECTOR: DIANE L. NEAL | Management | Yes | For | For |
Abercrombie and Fitch | ANF | 2896210 | Annual 19-Jun-2014 | ELECTION OF DIRECTOR: CHARLES R. PERRIN | Management | Yes | For | For |
Abercrombie and Fitch | ANF | 2896209 | Annual 19-Jun-2014 | ELECTION OF DIRECTOR: STEPHANIE M. SHERN | Management | Yes | For | For |
Abercrombie and Fitch | ANF | 2896210 | Annual 19-Jun-2014 | ELECTION OF DIRECTOR: CRAIG R. STAPLETON | Management | Yes | For | For |
Abercrombie and Fitch | ANF | 2896209 | Annual 19-Jun-2014 | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | Yes | For | For |
Abercrombie and Fitch | ANF | 2896210 | Annual 19-Jun-2014 | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 31, 2015. | Management | Yes | For | For |
Abercrombie and Fitch | ANF | 2896209 | Annual 19-Jun-2014 | STOCKHOLDER PROPOSAL ON ADOPTION OF A POLICY REGARDING ACCELERATED VESTING OF EQUITY AWARDS OF NAMED EXECUTIVE OFFICERS UPON A CHANGE OF CONTROL, IF THE STOCKHOLDER PROPOSAL IS PROPERLY PRESENTED AT THE ANNUAL MEETING. | Shareholder | Yes | Against | For |
Abercrombie and Fitch | ANF | 2896210 | Annual 19-Jun-2014 | STOCKHOLDER PROPOSAL REGARDING ADOPTION OF A "SPECIFIC PERFORMANCE POLICY", IF THE STOCKHOLDER PROPOSAL IS PROPERLY PRESENTED AT THE ANNUAL MEETING. | Shareholder | Yes | Against | For |
Abercrombie and Fitch | ANF | 2896209 | Annual 19-Jun-2014 | STOCKHOLDER PROPOSAL REGARDING "PROXY ACCESS", IF THE STOCKHOLDER PROPOSAL IS PROPERLY PRESENTED AT THE ANNUAL MEETING. | Shareholder | Yes | Against | For |
Delta Airlines | DAL | 247361702 | Annual 27-Jun-2014 | ELECTION OF DIRECTOR: RICHARD H. ANDERSON | Management | Yes | For | For |
Delta Airlines | DAL | 247361703 | Annual 27-Jun-2014 | ELECTION OF DIRECTOR: EDWARD H. BASTIAN | Management | Yes | For | For |
Delta Airlines | DAL | 247361702 | Annual 27-Jun-2014 | ELECTION OF DIRECTOR: ROY J. BOSTOCK | Management | Yes | For | For |
Delta Airlines | DAL | 247361703 | Annual 27-Jun-2014 | ELECTION OF DIRECTOR: JOHN S. BRINZO | Management | Yes | For | For |
Delta Airlines | DAL | 247361702 | Annual 27-Jun-2014 | ELECTION OF DIRECTOR: DANIEL A. CARP | Management | Yes | For | For |
Delta Airlines | DAL | 247361703 | Annual 27-Jun-2014 | ELECTION OF DIRECTOR: DAVID G. DEWALT | Management | Yes | For | For |
Delta Airlines | DAL | 247361702 | Annual 27-Jun-2014 | ELECTION OF DIRECTOR: WILLIAM H. EASTER III | Management | Yes | For | For |
Delta Airlines | DAL | 247361703 | Annual 27-Jun-2014 | ELECTION OF DIRECTOR: MICKEY P. FORET | Management | Yes | For | For |
Delta Airlines | DAL | 247361702 | Annual 27-Jun-2014 | ELECTION OF DIRECTOR: SHIRLEY C. FRANKLIN | Management | Yes | For | For |
Delta Airlines | DAL | 247361703 | Annual 27-Jun-2014 | ELECTION OF DIRECTOR: DAVID R. GOODE | Management | Yes | For | For |
Delta Airlines | DAL | 247361702 | Annual 27-Jun-2014 | ELECTION OF DIRECTOR: GEORGE N. MATTSON | Management | Yes | For | For |
Delta Airlines | DAL | 247361703 | Annual 27-Jun-2014 | ELECTION OF DIRECTOR: PAULA ROSPUT REYNOLDS | Management | Yes | For | For |
Delta Airlines | DAL | 247361702 | Annual 27-Jun-2014 | ELECTION OF DIRECTOR: KENNETH C. ROGERS | Management | Yes | For | For |
Delta Airlines | DAL | 247361703 | Annual 27-Jun-2014 | ELECTION OF DIRECTOR: KENNETH B. WOODROW | Management | Yes | For | For |
Delta Airlines | DAL | 247361702 | Annual 27-Jun-2014 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF DELTA'S NAMED EXECUTIVE OFFICERS. | Management | Yes | For | For |
Delta Airlines | DAL | 247361703 | Annual 27-Jun-2014 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS DELTA'S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | Yes | For | For |
Delta Airlines | DAL | 247361702 | Annual 27-Jun-2014 | TO APPROVE AN INCREASE IN THE MAXIMUM NUMBER OF DIRECTORS. | Management | Yes | For | For |
Delta Airlines | DAL | 247361703 | Annual 27-Jun-2014 | A STOCKHOLDER PROPOSAL REQUESTING THE BOARD OF DIRECTORS ADOPT A STOCK RETENTION POLICY FOR SENIOR EXECUTIVES. | Shareholder | Yes | Against | For |
United Contentinental | UAL | 910047109 | Annual 11-Jun-2014 | ELECTION OF DIRECTOR: CAROLYN CORVI | Management | Yes | For | For |
United Contentinental | UAL | 910047109 | Annual 11-Jun-2014 | ELECTION OF DIRECTOR: JANE C. GARVEY | Management | Yes | For | For |
United Contentinental | UAL | 910047109 | Annual 11-Jun-2014 | ELECTION OF DIRECTOR: WALTER ISAACSON | Management | Yes | For | For |
United Contentinental | UAL | 910047109 | Annual 11-Jun-2014 | ELECTION OF DIRECTOR: HENRY L. MEYER III | Management | Yes | For | For |
United Contentinental | UAL | 910047109 | Annual 11-Jun-2014 | ELECTION OF DIRECTOR: OSCAR MUNOZ | Management | Yes | For | For |
United Contentinental | UAL | 910047109 | Annual 11-Jun-2014 | ELECTION OF DIRECTOR: WILLIAM R. NUTI | Management | Yes | For | For |
United Contentinental | UAL | 910047109 | Annual 11-Jun-2014 | ELECTION OF DIRECTOR: LAURENCE E. SIMMONS | Management | Yes | For | For |
United Contentinental | UAL | 910047109 | Annual 11-Jun-2014 | ELECTION OF DIRECTOR: JEFFERY A. SMISEK | Management | Yes | For | For |
United Contentinental | UAL | 910047109 | Annual 11-Jun-2014 | ELECTION OF DIRECTOR: DAVID J. VITALE | Management | Yes | For | For |
United Contentinental | UAL | 910047109 | Annual 11-Jun-2014 | ELECTION OF DIRECTOR: JOHN H. WALKER | Management | Yes | For | For |
United Contentinental | UAL | 910047109 | Annual 11-Jun-2014 | ELECTION OF DIRECTOR: CHARLES A. YAMARONE | Management | Yes | For | For |
United Contentinental | UAL | 910047109 | Annual 11-Jun-2014 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | Yes | For | For |
United Contentinental | UAL | 910047109 | Annual 11-Jun-2014 | ADVISORY RESOLUTION APPROVING THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | Yes | For | For |
United Contentinental | UAL | 910047109 | Annual 11-Jun-2014 | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE UNITED CONTINENTAL HOLDINGS, INC. 2006 DIRECTOR EQUITY INCENTIVE PLAN. | Management | Yes | For | For |
HC2 Holdings | HCHC | 74443P104 | Annual 12-Jun-2014 | ELECTION OF DIRECTOR:ROBERT M. PONS | Management | Yes | For | For |
HC2 Holdings | HCHC | 74443P104 | Annual 12-Jun-2014 | ELECTION OF DIRECTOR:WAYNE BARR, JR. | Management | Yes | For | For |
HC2 Holdings | HCHC | 74443P104 | Annual 12-Jun-2014 | ELECTION OF DIRECTOR:PHILIP FALCONE | Management | Yes | For | For |
HC2 Holdings | HCHC | 74443P104 | Annual 12-Jun-2014 | TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT TO ITEM 402 OF REGULATION S- K (ALSO KNOWN AS A "SAY ON PAY" VOTE). | Management | Yes | For | For |
HC2 Holdings | HCHC | 74443P104 | Annual 12-Jun-2014 | TO APPROVE THE HC2 HOLDINGS, INC. 2014 OMNIBUS EQUITY AWARD PLAN. | Management | Yes | For | For |
HC2 Holdings | HCHC | 74443P104 | Annual 12-Jun-2014 | TO APPROVE AN AMENDMENT OF OUR SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION (THE "CERTIFICATE OF INCORPORATION") TO RENOUNCE THE COMPANY'S EXPECTANCY REGARDING CERTAIN CORPORATE OPPORTUNITIES AND CLARIFY THE DUTY OF LOYALTY OF CERTAIN OVERLAP PERSONS REGARDING CORPORATE OPPORTUNITIES. | Management | Yes | For | For |
HC2 Holdings | HCHC | 74443P104 | Annual 12-Jun-2014 | TO APPROVE AN AMENDMENT OF OUR CERTIFICATE OF INCORPORATION TO ELIMINATE THE RESTRICTION ON ISSUANCE OF NONVOTING EQUITY SECURITIES. | Management | Yes | For | For |
| | | | | | | | |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Bruce E. Ventimiglia, President and Principal Executive Officer
* Print the name and title of each signing officer under his or her signature.