1616 N. Litchfield Rd., Suite 165, Goodyear, Arizona 85395
Bruce E. Ventimiglia
Date of fiscal year end: August 31 and November 30 (James Alpha Yorkville MLP Portfolio)
| Registrant: Saratoga Advantage Trust - Large Capitalization Growth Portfolio Item 1 | | | | | |
| Investment Company Act file number: 811-08542 | | | | | | | | |
| Reporting Period: July 1, 2014 through June 30, 2015 | | | | | | | |
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| ITEM 1- PROXY VOTING RECORD |
| | (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | Type of Meeting | (d) Shareholder Meeting Date | Proposal Number | (e) Matter Identification | (f) Proposal Type (by issuer or shareholder) | (g) Voted | (h) How was vote cast (for or against proposal, or abstain; for or withhold regarding election of directors) | (i) Was Vote For or Against Management |
| | SABMiller plc | SAB | G77395104 | Annual | 07/24/2014 | | Meeting for ADR Holders | Issuer | | | |
| | SABMiller plc | SAB | G77395104 | Annual | 07/24/2014 | 1 | Accept Financial Statements and Statutory Reports | Issuer | Yes | For | For |
| | SABMiller plc | SAB | G77395104 | Annual | 07/24/2014 | 2 | Approve Remuneration Report | Issuer | Yes | Against | Against |
| | SABMiller plc | SAB | G77395104 | Annual | 07/24/2014 | 3 | Approve Remuneration Policy | Issuer | Yes | Against | Against |
| | SABMiller plc | SAB | G77395104 | Annual | 07/24/2014 | 4 | Re-elect Mark Armour as Director | Issuer | Yes | Against | Against |
| | SABMiller plc | SAB | G77395104 | Annual | 07/24/2014 | 5 | Re-elect Geoffrey Bible as Director | Issuer | Yes | Against | Against |
| | SABMiller plc | SAB | G77395104 | Annual | 07/24/2014 | 6 | Re-elect Alan Clark as Director | Issuer | Yes | Against | Against |
| | SABMiller plc | SAB | G77395104 | Annual | 07/24/2014 | 7 | Re-elect Dinyar Devitre as Director | Issuer | Yes | Against | Against |
| | SABMiller plc | SAB | G77395104 | Annual | 07/24/2014 | 8 | Re-elect Guy Elliott as Director | Issuer | Yes | Against | Against |
| | SABMiller plc | SAB | G77395104 | Annual | 07/24/2014 | 9 | Re-elect Lesley Knox as Director | Issuer | Yes | Against | Against |
| | SABMiller plc | SAB | G77395104 | Annual | 07/24/2014 | 10 | Re-elect John Manser as Director | Issuer | Yes | Against | Against |
| | SABMiller plc | SAB | G77395104 | Annual | 07/24/2014 | 11 | Re-elect John Manzoni as Director | Issuer | Yes | Against | Against |
| | SABMiller plc | SAB | G77395104 | Annual | 07/24/2014 | 12 | Re-elect Dr Dambisa Moyo as Director | Issuer | Yes | For | For |
| | SABMiller plc | SAB | G77395104 | Annual | 07/24/2014 | 13 | Re-elect Carlos Perez Davila as Director | Issuer | Yes | Against | Against |
| | SABMiller plc | SAB | G77395104 | Annual | 07/24/2014 | 14 | Re-elect Alejandro Santo Domingo Davila as Director | Issuer | Yes | Against | Against |
| | SABMiller plc | SAB | G77395104 | Annual | 07/24/2014 | 15 | Re-elect Helen Weir as Director | Issuer | Yes | For | For |
| | SABMiller plc | SAB | G77395104 | Annual | 07/24/2014 | 16 | Re-elect Howard Willard as Director | Issuer | Yes | Against | Against |
| | SABMiller plc | SAB | G77395104 | Annual | 07/24/2014 | 17 | Re-elect Jamie Wilson as Director | Issuer | Yes | Against | Against |
| | SABMiller plc | SAB | G77395104 | Annual | 07/24/2014 | 18 | Approve Final Dividend | Issuer | Yes | For | For |
| | SABMiller plc | SAB | G77395104 | Annual | 07/24/2014 | 19 | Reappoint PricewaterhouseCoopers LLP as Auditors | Issuer | Yes | For | For |
| | SABMiller plc | SAB | G77395104 | Annual | 07/24/2014 | 20 | Authorise Board to Fix Remuneration of Auditors | Issuer | Yes | For | For |
| | SABMiller plc | SAB | G77395104 | Annual | 07/24/2014 | 21 | Authorise Issue of Equity with Pre-emptive Rights | Issuer | Yes | For | For |
| | SABMiller plc | SAB | G77395104 | Annual | 07/24/2014 | 22 | Approve Employee Share Purchase Plan | Issuer | Yes | For | For |
| | SABMiller plc | SAB | G77395104 | Annual | 07/24/2014 | 23 | Approve Sharesave Plan | Issuer | Yes | For | For |
| | SABMiller plc | SAB | G77395104 | Annual | 07/24/2014 | 24 | Establish Supplements or Appendices to the Employee Share Purchase Plan or the Sharesave Plan | Issuer | Yes | For | For |
| | SABMiller plc | SAB | G77395104 | Annual | 07/24/2014 | 25 | Authorise Issue of Equity without Pre-emptive Rights | Issuer | Yes | For | For |
| | SABMiller plc | SAB | G77395104 | Annual | 07/24/2014 | 26 | Authorise Market Purchase of Ordinary Shares | Issuer | Yes | For | For |
| | SABMiller plc | SAB | G77395104 | Annual | 07/24/2014 | 27 | Authorise the Company to Call EGM with Two Weeks' Notice | Issuer | Yes | Against | Against |
| | Diageo plc | DGE | G42089113 | Annual | 09/18/2014 | | Meeting for ADR Holders | Issuer | | | |
| | Diageo plc | DGE | G42089113 | Annual | 09/18/2014 | 1 | Accept Financial Statements and Statutory Reports | Issuer | Yes | For | For |
| | Diageo plc | DGE | G42089113 | Annual | 09/18/2014 | 2 | Approve Remuneration Report | Issuer | Yes | For | For |
| | Diageo plc | DGE | G42089113 | Annual | 09/18/2014 | 3 | Approve Remuneration Policy | Issuer | Yes | For | For |
| | Diageo plc | DGE | G42089113 | Annual | 09/18/2014 | 4 | Approve Final Dividend | Issuer | Yes | For | For |
| | Diageo plc | DGE | G42089113 | Annual | 09/18/2014 | 5 | Re-elect Peggy Bruzelius as Director | Issuer | Yes | For | For |
| | Diageo plc | DGE | G42089113 | Annual | 09/18/2014 | 6 | Re-elect Laurence Danon as Director | Issuer | Yes | For | For |
| | Diageo plc | DGE | G42089113 | Annual | 09/18/2014 | 7 | Re-elect Lord Davies of Abersoch as Director | Issuer | Yes | For | For |
| | Diageo plc | DGE | G42089113 | Annual | 09/18/2014 | 8 | Re-elect Ho KwonPing as Director | Issuer | Yes | Against | Against |
| | Diageo plc | DGE | G42089113 | Annual | 09/18/2014 | 9 | Re-elect Betsy Holden as Director | Issuer | Yes | For | For |
| | Diageo plc | DGE | G42089113 | Annual | 09/18/2014 | 10 | Re-elect Dr Franz Humer as Director | Issuer | Yes | Against | Against |
| | Diageo plc | DGE | G42089113 | Annual | 09/18/2014 | 11 | Re-elect Deirdre Mahlan as Director | Issuer | Yes | Against | Against |
| | Diageo plc | DGE | G42089113 | Annual | 09/18/2014 | 12 | Re-elect Ivan Menezes as Director | Issuer | Yes | For | For |
| | Diageo plc | DGE | G42089113 | Annual | 09/18/2014 | 13 | Re-elect Philip Scott as Director | Issuer | Yes | For | For |
| | Diageo plc | DGE | G42089113 | Annual | 09/18/2014 | 14 | Elect Nicola Mendelsohn as Director | Issuer | Yes | For | For |
| | Diageo plc | DGE | G42089113 | Annual | 09/18/2014 | 15 | Elect Alan Stewart as Director | Issuer | Yes | For | For |
| | Diageo plc | DGE | G42089113 | Annual | 09/18/2014 | 16 | Reappoint KPMG LLP as Auditors | Issuer | Yes | For | For |
| | Diageo plc | DGE | G42089113 | Annual | 09/18/2014 | 17 | Authorise Board to Fix Remuneration of Auditors | Issuer | Yes | For | For |
| | Diageo plc | DGE | G42089113 | Annual | 09/18/2014 | 18 | Authorise Issue of Equity with Pre-emptive Rights | Issuer | Yes | For | For |
| | Diageo plc | DGE | G42089113 | Annual | 09/18/2014 | 19 | Authorise Issue of Equity without Pre-emptive Rights | Issuer | Yes | For | For |
| | Diageo plc | DGE | G42089113 | Annual | 09/18/2014 | 20 | Authorise Market Purchase of Ordinary Shares | Issuer | Yes | For | For |
| | Diageo plc | DGE | G42089113 | Annual | 09/18/2014 | 21 | Authorise EU Political Donations and Expenditure | Issuer | Yes | For | For |
| | Diageo plc | DGE | G42089113 | Annual | 09/18/2014 | 22 | Approve 2014 Long Term Incentive Plan | Issuer | Yes | For | For |
| | The Procter & Gamble Company | PG | 742718109 | Annual | 10/14/2014 | 1a | Elect Director Angela F. Braly | Issuer | Yes | For | For |
| | The Procter & Gamble Company | PG | 742718109 | Annual | 10/14/2014 | 1b | Elect Director Kenneth I. Chenault | Issuer | Yes | For | For |
| | The Procter & Gamble Company | PG | 742718109 | Annual | 10/14/2014 | 1c | Elect Director Scott D. Cook | Issuer | Yes | For | For |
| | The Procter & Gamble Company | PG | 742718109 | Annual | 10/14/2014 | 1d | Elect Director Susan Desmond-Hellmann | Issuer | Yes | For | For |
| | The Procter & Gamble Company | PG | 742718109 | Annual | 10/14/2014 | 1e | Elect Director A.G. Lafley | Issuer | Yes | For | For |
| | The Procter & Gamble Company | PG | 742718109 | Annual | 10/14/2014 | 1f | Elect Director Terry J. Lundgren | Issuer | Yes | For | For |
| | The Procter & Gamble Company | PG | 742718109 | Annual | 10/14/2014 | 1g | Elect Director W. James McNerney, Jr. | Issuer | Yes | For | For |
| | The Procter & Gamble Company | PG | 742718109 | Annual | 10/14/2014 | 1h | Elect Director Margaret C. Whitman | Issuer | Yes | For | For |
| | The Procter & Gamble Company | PG | 742718109 | Annual | 10/14/2014 | 1i | Elect Director Mary Agnes Wilderotter | Issuer | Yes | For | For |
| | The Procter & Gamble Company | PG | 742718109 | Annual | 10/14/2014 | 1j | Elect Director Patricia A. Woertz | Issuer | Yes | For | For |
| | The Procter & Gamble Company | PG | 742718109 | Annual | 10/14/2014 | 1k | Elect Director Ernesto Zedillo | Issuer | Yes | For | For |
| | The Procter & Gamble Company | PG | 742718109 | Annual | 10/14/2014 | 2 | Ratify Auditors | Issuer | Yes | For | For |
| | The Procter & Gamble Company | PG | 742718109 | Annual | 10/14/2014 | 3 | Approve Omnibus Stock Plan | Issuer | Yes | For | For |
| | The Procter & Gamble Company | PG | 742718109 | Annual | 10/14/2014 | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Issuer | Yes | For | For |
| | The Procter & Gamble Company | PG | 742718109 | Annual | 10/14/2014 | 5 | Assess Environmental Impact of Non-Recyclable Packaging | SH | Yes | Against | For |
| | The Procter & Gamble Company | PG | 742718109 | Annual | 10/14/2014 | 6 | Report on Consistency Between Corporate Values and Political Contributions | SH | Yes | Against | For |
| | Oracle Corporation | ORCL | 68389X105 | Annual | 11/05/2014 | 1.1 | Elect Director Jeffrey S. Berg | Issuer | Yes | For | For |
| | Oracle Corporation | ORCL | 68389X105 | Annual | 11/05/2014 | 1.2 | Elect Director H. Raymond Bingham | Issuer | Yes | For | For |
| | Oracle Corporation | ORCL | 68389X105 | Annual | 11/05/2014 | 1.3 | Elect Director Michael J. Boskin | Issuer | Yes | For | For |
| | Oracle Corporation | ORCL | 68389X105 | Annual | 11/05/2014 | 1.4 | Elect Director Safra A. Catz | Issuer | Yes | For | For |
| | Oracle Corporation | ORCL | 68389X105 | Annual | 11/05/2014 | 1.5 | Elect Director Bruce R. Chizen | Issuer | Yes | For | For |
| | Oracle Corporation | ORCL | 68389X105 | Annual | 11/05/2014 | 1.6 | Elect Director George H. Conrades | Issuer | Yes | For | For |
| | Oracle Corporation | ORCL | 68389X105 | Annual | 11/05/2014 | 1.7 | Elect Director Lawrence J. Ellison | Issuer | Yes | For | For |
| | Oracle Corporation | ORCL | 68389X105 | Annual | 11/05/2014 | 1.8 | Elect Director Hector Garcia-Molina | Issuer | Yes | For | For |
| | Oracle Corporation | ORCL | 68389X105 | Annual | 11/05/2014 | 1.9 | Elect Director Jeffrey O. Henley | Issuer | Yes | For | For |
| | Oracle Corporation | ORCL | 68389X105 | Annual | 11/05/2014 | 1.10 | Elect Director Mark V. Hurd | Issuer | Yes | For | For |
| | Oracle Corporation | ORCL | 68389X105 | Annual | 11/05/2014 | 1.11 | Elect Director Naomi O. Seligman | Issuer | Yes | For | For |
| | Oracle Corporation | ORCL | 68389X105 | Annual | 11/05/2014 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Issuer | Yes | Against | Against |
| | Oracle Corporation | ORCL | 68389X105 | Annual | 11/05/2014 | 3 | Ratify Auditors | Issuer | Yes | For | For |
| | Oracle Corporation | ORCL | 68389X105 | Annual | 11/05/2014 | 4 | Provide Vote Counting to Exclude Abstentions | SH | Yes | Against | For |
| | Oracle Corporation | ORCL | 68389X105 | Annual | 11/05/2014 | 5 | Adopt Multiple Performance Metrics Under Executive Incentive Plans | SH | Yes | Against | For |
| | Oracle Corporation | ORCL | 68389X105 | Annual | 11/05/2014 | 6 | Adopt Specific Performance Standards | SH | Yes | Against | For |
| | Oracle Corporation | ORCL | 68389X105 | Annual | 11/05/2014 | 7 | Adopt Proxy Access Right | SH | Yes | For | Against |
| | Automatic Data Processing, Inc. | ADP | 053015103 | Annual | 11/11/2014 | 1.1 | Elect Director Ellen R. Alemany | Issuer | Yes | For | For |
| | Automatic Data Processing, Inc. | ADP | 053015103 | Annual | 11/11/2014 | 1.2 | Elect Director Leslie A. Brun | Issuer | Yes | For | For |
| | Automatic Data Processing, Inc. | ADP | 053015103 | Annual | 11/11/2014 | 1.3 | Elect Director Richard T. Clark | Issuer | Yes | For | For |
| | Automatic Data Processing, Inc. | ADP | 053015103 | Annual | 11/11/2014 | 1.4 | Elect Director Eric C. Fast | Issuer | Yes | For | For |
| | Automatic Data Processing, Inc. | ADP | 053015103 | Annual | 11/11/2014 | 1.5 | Elect Director Linda R. Gooden | Issuer | Yes | For | For |
| | Automatic Data Processing, Inc. | ADP | 053015103 | Annual | 11/11/2014 | 1.6 | Elect Director Michael P. Gregoire | Issuer | Yes | For | For |
| | Automatic Data Processing, Inc. | ADP | 053015103 | Annual | 11/11/2014 | 1.7 | Elect Director R. Glenn Hubbard | Issuer | Yes | For | For |
| | Automatic Data Processing, Inc. | ADP | 053015103 | Annual | 11/11/2014 | 1.8 | Elect Director John P. Jones | Issuer | Yes | For | For |
| | Automatic Data Processing, Inc. | ADP | 053015103 | Annual | 11/11/2014 | 1.9 | Elect Director Carlos A. Rodriguez | Issuer | Yes | For | For |
| | Automatic Data Processing, Inc. | ADP | 053015103 | Annual | 11/11/2014 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Issuer | Yes | For | For |
| | Automatic Data Processing, Inc. | ADP | 053015103 | Annual | 11/11/2014 | 3 | Ratify Auditors | Issuer | Yes | For | For |
| | Cisco Systems, Inc. | CSCO | 17275R102 | Annual | 11/20/2014 | 1a | Elect Director Carol A. Bartz | Issuer | Yes | For | For |
| | Cisco Systems, Inc. | CSCO | 17275R102 | Annual | 11/20/2014 | 1b | Elect Director M. Michele Burns | Issuer | Yes | For | For |
| | Cisco Systems, Inc. | CSCO | 17275R102 | Annual | 11/20/2014 | 1c | Elect Director Michael D. Capellas | Issuer | Yes | For | For |
| | Cisco Systems, Inc. | CSCO | 17275R102 | Annual | 11/20/2014 | 1d | Elect Director John T. Chambers | Issuer | Yes | For | For |
| | Cisco Systems, Inc. | CSCO | 17275R102 | Annual | 11/20/2014 | 1e | Elect Director Brian L. Halla | Issuer | Yes | For | For |
| | Cisco Systems, Inc. | CSCO | 17275R102 | Annual | 11/20/2014 | 1f | Elect Director John L. Hennessy | Issuer | Yes | Against | Against |
| | Cisco Systems, Inc. | CSCO | 17275R102 | Annual | 11/20/2014 | 1g | Elect Director Kristina M. Johnson | Issuer | Yes | For | For |
| | Cisco Systems, Inc. | CSCO | 17275R102 | Annual | 11/20/2014 | 1h | Elect Director Roderick C. McGeary | Issuer | Yes | For | For |
| | Cisco Systems, Inc. | CSCO | 17275R102 | Annual | 11/20/2014 | 1i | Elect Director Arun Sarin | Issuer | Yes | For | For |
| | Cisco Systems, Inc. | CSCO | 17275R102 | Annual | 11/20/2014 | 1j | Elect Director Steven M. West | Issuer | Yes | For | For |
| | Cisco Systems, Inc. | CSCO | 17275R102 | Annual | 11/20/2014 | 2 | Amend Qualified Employee Stock Purchase Plan | Issuer | Yes | For | For |
| | Cisco Systems, Inc. | CSCO | 17275R102 | Annual | 11/20/2014 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Issuer | Yes | For | For |
| | Cisco Systems, Inc. | CSCO | 17275R102 | Annual | 11/20/2014 | 4 | Ratify Auditors | Issuer | Yes | For | For |
| | Cisco Systems, Inc. | CSCO | 17275R102 | Annual | 11/20/2014 | 5 | Establish Public Policy Board Committee | SH | Yes | Against | For |
| | Cisco Systems, Inc. | CSCO | 17275R102 | Annual | 11/20/2014 | 6 | Adopt Proxy Access Right | SH | Yes | Against | For |
| | Cisco Systems, Inc. | CSCO | 17275R102 | Annual | 11/20/2014 | 7 | Report on Political Contributions | SH | Yes | For | Against |
| | Microsoft Corporation | MSFT | 594918104 | Annual | 12/03/2014 | 1.1 | Elect Director William H. Gates lll | Issuer | Yes | For | For |
| | Microsoft Corporation | MSFT | 594918104 | Annual | 12/03/2014 | 1.2 | Elect Director Maria M. Klawe | Issuer | Yes | For | For |
| | Microsoft Corporation | MSFT | 594918104 | Annual | 12/03/2014 | 1.3 | Elect Director Teri L. List-Stoll | Issuer | Yes | For | For |
| | Microsoft Corporation | MSFT | 594918104 | Annual | 12/03/2014 | 1.4 | Elect Director G. Mason Morfit | Issuer | Yes | For | For |
| | Microsoft Corporation | MSFT | 594918104 | Annual | 12/03/2014 | 1.5 | Elect Director Satya Nadella | Issuer | Yes | For | For |
| | Microsoft Corporation | MSFT | 594918104 | Annual | 12/03/2014 | 1.6 | Elect Director Charles H. Noski | Issuer | Yes | For | For |
| | Microsoft Corporation | MSFT | 594918104 | Annual | 12/03/2014 | 1.7 | Elect Director Helmut Panke | Issuer | Yes | For | For |
| | Microsoft Corporation | MSFT | 594918104 | Annual | 12/03/2014 | 1.8 | Elect Director Charles W. Scharf | Issuer | Yes | For | For |
| | Microsoft Corporation | MSFT | 594918104 | Annual | 12/03/2014 | 1.9 | Elect Director John W. Stanton | Issuer | Yes | For | For |
| | Microsoft Corporation | MSFT | 594918104 | Annual | 12/03/2014 | 1.10 | Elect Director John W. Thompson | Issuer | Yes | Against | Against |
| | Microsoft Corporation | MSFT | 594918104 | Annual | 12/03/2014 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Issuer | Yes | For | For |
| | Microsoft Corporation | MSFT | 594918104 | Annual | 12/03/2014 | 3 | Ratify Auditors | Issuer | Yes | For | For |
| | Microsoft Corporation | MSFT | 594918104 | Annual | 12/03/2014 | 4 | Proxy Access | SH | Yes | Against | For |
| | FactSet Research Systems Inc. | FDS | 303075105 | Annual | 12/16/2014 | 1.1 | Elect Director Robin A. Abrams | Issuer | Yes | For | For |
| | FactSet Research Systems Inc. | FDS | 303075105 | Annual | 12/16/2014 | 1.2 | Elect Director Michael F. DiChristina | Issuer | Yes | Against | Against |
| | FactSet Research Systems Inc. | FDS | 303075105 | Annual | 12/16/2014 | 1.3 | Elect Director Walter F. Siebecker | Issuer | Yes | For | For |
| | FactSet Research Systems Inc. | FDS | 303075105 | Annual | 12/16/2014 | 2 | Ratify Auditors | Issuer | Yes | For | For |
| | FactSet Research Systems Inc. | FDS | 303075105 | Annual | 12/16/2014 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Issuer | Yes | For | For |
| | FactSet Research Systems Inc. | FDS | 303075105 | Annual | 12/16/2014 | 4 | Amend Qualified Employee Stock Purchase Plan | Issuer | Yes | For | For |
| | Visa Inc. | V | 92826C839 | Annual | 01/28/2015 | 1a | Elect Director Mary B. Cranston | Issuer | Yes | Against | Against |
| | Visa Inc. | V | 92826C839 | Annual | 01/28/2015 | 1b | Elect Director Francisco Javier Fernandez-Carbajal | Issuer | Yes | For | For |
| | Visa Inc. | V | 92826C839 | Annual | 01/28/2015 | 1c | Elect Director Alfred F. Kelly, Jr. | Issuer | Yes | For | For |
| | Visa Inc. | V | 92826C839 | Annual | 01/28/2015 | 1d | Elect Director Robert W. Matschullat | Issuer | Yes | For | For |
| | Visa Inc. | V | 92826C839 | Annual | 01/28/2015 | 1e | Elect Director Cathy E. Minehan | Issuer | Yes | For | For |
| | Visa Inc. | V | 92826C839 | Annual | 01/28/2015 | 1f | Elect Director Suzanne Nora Johnson | Issuer | Yes | For | For |
| | Visa Inc. | V | 92826C839 | Annual | 01/28/2015 | 1g | Elect Director David J. Pang | Issuer | Yes | For | For |
| | Visa Inc. | V | 92826C839 | Annual | 01/28/2015 | 1h | Elect Director Charles W. Scharf | Issuer | Yes | For | For |
| | Visa Inc. | V | 92826C839 | Annual | 01/28/2015 | 1i | Elect Director William S. Shanahan | Issuer | Yes | For | For |
| | Visa Inc. | V | 92826C839 | Annual | 01/28/2015 | 1j | Elect Director John A. C. Swainson | Issuer | Yes | For | For |
| | Visa Inc. | V | 92826C839 | Annual | 01/28/2015 | 1k | Elect Director Maynard G. Webb, Jr. | Issuer | Yes | For | For |
| | Visa Inc. | V | 92826C839 | Annual | 01/28/2015 | 2 | Approve Amendments to the Certificate of Incorporation to Facilitate Stock Splits | Issuer | Yes | For | For |
| | Visa Inc. | V | 92826C839 | Annual | 01/28/2015 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Issuer | Yes | For | For |
| | Visa Inc. | V | 92826C839 | Annual | 01/28/2015 | 4 | Approve Qualified Employee Stock Purchase Plan | Issuer | Yes | For | For |
| | Visa Inc. | V | 92826C839 | Annual | 01/28/2015 | 5a | Remove Supermajority Vote Requirement for Exiting Core Payment Business | Issuer | Yes | For | For |
| | Visa Inc. | V | 92826C839 | Annual | 01/28/2015 | 5b | Remove Supermajority Vote Requirement for Future Amendments to Certain Sections of Company's Certificate of Incorporation | Issuer | Yes | For | For |
| | Visa Inc. | V | 92826C839 | Annual | 01/28/2015 | 5c | Remove Supermajority Vote Requirement for Approval of Exceptions to Transfer Certifications | Issuer | Yes | For | For |
| | Visa Inc. | V | 92826C839 | Annual | 01/28/2015 | 5d | Remove Supermajority Vote Requirement for Removal of Directors | Issuer | Yes | For | For |
| | Visa Inc. | V | 92826C839 | Annual | 01/28/2015 | 5e | Remove Supermajority Vote Requirement for Future Amendments to the Advance Notice Provision in the Bylaws | Issuer | Yes | For | For |
| | Visa Inc. | V | 92826C839 | Annual | 01/28/2015 | 6 | Ratify Auditors | Issuer | Yes | For | For |
| | Varian Medical Systems, Inc. | VAR | 92220P105 | Annual | 02/12/2015 | 1.1 | Elect Director Timothy E. Guertin | Issuer | Yes | For | For |
| | Varian Medical Systems, Inc. | VAR | 92220P105 | Annual | 02/12/2015 | 1.2 | Elect Director David J. Illingworth | Issuer | Yes | For | For |
| | Varian Medical Systems, Inc. | VAR | 92220P105 | Annual | 02/12/2015 | 1.3 | Elect Director Ruediger Naumann-Etienne | Issuer | Yes | For | For |
| | Varian Medical Systems, Inc. | VAR | 92220P105 | Annual | 02/12/2015 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Issuer | Yes | For | For |
| | Varian Medical Systems, Inc. | VAR | 92220P105 | Annual | 02/12/2015 | 3 | Ratify Auditors | Issuer | Yes | For | For |
| | Novartis AG | NOVN | H5820Q150 | Annual | 02/27/2015 | | Meeting for ADR Holders | Issuer | Yes | | |
| | Novartis AG | NOVN | H5820Q150 | Annual | 02/27/2015 | 1 | Accept Financial Statements and Statutory Reports | Issuer | Yes | For | For |
| | Novartis AG | NOVN | H5820Q150 | Annual | 02/27/2015 | 2 | Approve Discharge of Board and Senior Management | Issuer | Yes | For | For |
| | Novartis AG | NOVN | H5820Q150 | Annual | 02/27/2015 | 3 | Approve Allocation of Income and Dividends of CHF 2.60 per Share | Issuer | Yes | For | For |
| | Novartis AG | NOVN | H5820Q150 | Annual | 02/27/2015 | 4 | Approve CHF 14.6 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Issuer | Yes | For | For |
| | Novartis AG | NOVN | H5820Q150 | Annual | 02/27/2015 | 5 | Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies | Issuer | Yes | For | For |
| | Novartis AG | NOVN | H5820Q150 | Annual | 02/27/2015 | 6.1 | Approve Maximum Remuneration of Board of Directors in the Amount of CHF 7.7 Million | Issuer | Yes | For | For |
| | Novartis AG | NOVN | H5820Q150 | Annual | 02/27/2015 | 6.2 | Approve Maximum Remuneration of Executive Committee in the Amount of CHF 84 Million | Issuer | Yes | For | For |
| | Novartis AG | NOVN | H5820Q150 | Annual | 02/27/2015 | 6.3 | Approve Remuneration Report | Issuer | Yes | For | For |
| | Novartis AG | NOVN | H5820Q150 | Annual | 02/27/2015 | 7.1 | Reelect Joerg Reinhardt as Director and Board Chairman | Issuer | Yes | For | For |
| | Novartis AG | NOVN | H5820Q150 | Annual | 02/27/2015 | 7.2 | Reelect Dimitri Azar as Director | Issuer | Yes | For | For |
| | Novartis AG | NOVN | H5820Q150 | Annual | 02/27/2015 | 7.3 | Reelect Verena Briner as Director | Issuer | Yes | For | For |
| | Novartis AG | NOVN | H5820Q150 | Annual | 02/27/2015 | 7.4 | Reelect Srikant Datar as Director | Issuer | Yes | For | For |
| | Novartis AG | NOVN | H5820Q150 | Annual | 02/27/2015 | 7.5 | Reelect Ann Fudge as Director | Issuer | Yes | For | For |
| | Novartis AG | NOVN | H5820Q150 | Annual | 02/27/2015 | 7.6 | Reelect Pierre Landolt as Director | Issuer | Yes | Against | Against |
| | Novartis AG | NOVN | H5820Q150 | Annual | 02/27/2015 | 7.7 | Reelect Andreas von Planta as Director | Issuer | Yes | For | For |
| | Novartis AG | NOVN | H5820Q150 | Annual | 02/27/2015 | 7.8 | Reelect Charles Sawyers as Director | Issuer | Yes | For | For |
| | Novartis AG | NOVN | H5820Q150 | Annual | 02/27/2015 | 7.9 | Reelect Enrico Vanni as Director | Issuer | Yes | For | For |
| | Novartis AG | NOVN | H5820Q150 | Annual | 02/27/2015 | 7.10 | Reelect William Winters as Director | Issuer | Yes | For | For |
| | Novartis AG | NOVN | H5820Q150 | Annual | 02/27/2015 | 7.11 | Elect Nancy Andrews as Director | Issuer | Yes | For | For |
| | Novartis AG | NOVN | H5820Q150 | Annual | 02/27/2015 | 8.1 | Appoint Srikant Datar as Member of the Compensation Committee | Issuer | Yes | For | For |
| | Novartis AG | NOVN | H5820Q150 | Annual | 02/27/2015 | 8.2 | Appoint Ann Fudge as Member of the Compensation Committee | Issuer | Yes | For | For |
| | Novartis AG | NOVN | H5820Q150 | Annual | 02/27/2015 | 8.3 | Appoint Enrico Vanni as Member of the Compensation Committee | Issuer | Yes | For | For |
| | Novartis AG | NOVN | H5820Q150 | Annual | 02/27/2015 | 8.4 | Appoint William Winters as Member of the Compensation Committee | Issuer | Yes | For | For |
| | Novartis AG | NOVN | H5820Q150 | Annual | 02/27/2015 | 9 | Ratify PricewaterhouseCoopers AG as Auditors | Issuer | Yes | For | For |
| | Novartis AG | NOVN | H5820Q150 | Annual | 02/27/2015 | 10 | Designate Peter Zahn as Independent Proxy | Issuer | Yes | For | For |
| | Novartis AG | NOVN | H5820Q150 | Annual | 02/27/2015 | 11 | Transact Other Business (Voting) | Issuer | Yes | Against | Against |
| | QUALCOMM Incorporated | QCOM | 747525103 | Annual | 03/09/2015 | 1a | Elect Director Barbara T. Alexander | Issuer | Yes | For | For |
| | QUALCOMM Incorporated | QCOM | 747525103 | Annual | 03/09/2015 | 1b | Elect Director Donald G. Cruickshank | Issuer | Yes | For | For |
| | QUALCOMM Incorporated | QCOM | 747525103 | Annual | 03/09/2015 | 1c | Elect Director Raymond V. Dittamore | Issuer | Yes | For | For |
| | QUALCOMM Incorporated | QCOM | 747525103 | Annual | 03/09/2015 | 1d | Elect Director Susan Hockfield | Issuer | Yes | For | For |
| | QUALCOMM Incorporated | QCOM | 747525103 | Annual | 03/09/2015 | 1e | Elect Director Thomas W. Horton | Issuer | Yes | For | For |
| | QUALCOMM Incorporated | QCOM | 747525103 | Annual | 03/09/2015 | 1f | Elect Director Paul E. Jacobs | Issuer | Yes | For | For |
| | QUALCOMM Incorporated | QCOM | 747525103 | Annual | 03/09/2015 | 1g | Elect Director Sherry Lansing | Issuer | Yes | For | For |
| | QUALCOMM Incorporated | QCOM | 747525103 | Annual | 03/09/2015 | 1h | Elect Director Harish Manwani | Issuer | Yes | For | For |
| | QUALCOMM Incorporated | QCOM | 747525103 | Annual | 03/09/2015 | 1i | Elect Director Steven M. Mollenkopf | Issuer | Yes | For | For |
| | QUALCOMM Incorporated | QCOM | 747525103 | Annual | 03/09/2015 | 1j | Elect Director Duane A. Nelles | Issuer | Yes | For | For |
| | QUALCOMM Incorporated | QCOM | 747525103 | Annual | 03/09/2015 | 1k | Elect Director Clark T. 'Sandy' Randt, Jr. | Issuer | Yes | For | For |
| | QUALCOMM Incorporated | QCOM | 747525103 | Annual | 03/09/2015 | 1l | Elect Director Francisco Ros | Issuer | Yes | For | For |
| | QUALCOMM Incorporated | QCOM | 747525103 | Annual | 03/09/2015 | 1m | Elect Director Jonathan J. Rubinstein | Issuer | Yes | For | For |
| | QUALCOMM Incorporated | QCOM | 747525103 | Annual | 03/09/2015 | 1n | Elect Director Brent Scowcroft | Issuer | Yes | For | For |
| | QUALCOMM Incorporated | QCOM | 747525103 | Annual | 03/09/2015 | 1o | Elect Director Marc I. Stern | Issuer | Yes | For | For |
| | QUALCOMM Incorporated | QCOM | 747525103 | Annual | 03/09/2015 | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Issuer | Yes | For | For |
| | QUALCOMM Incorporated | QCOM | 747525103 | Annual | 03/09/2015 | 3 | Amend Qualified Employee Stock Purchase Plan | Issuer | Yes | For | For |
| | QUALCOMM Incorporated | QCOM | 747525103 | Annual | 03/09/2015 | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Issuer | Yes | For | For |
| | Analog Devices, Inc. | ADI | 032654105 | Annual | 03/11/2015 | 1a | Elect Director Ray Stata | Issuer | Yes | For | For |
| | Analog Devices, Inc. | ADI | 032654105 | Annual | 03/11/2015 | 1b | Elect Director Vincent T. Roche | Issuer | Yes | For | For |
| | Analog Devices, Inc. | ADI | 032654105 | Annual | 03/11/2015 | 1c | Elect Director Jose E. Almeida | Issuer | Yes | For | For |
| | Analog Devices, Inc. | ADI | 032654105 | Annual | 03/11/2015 | 1d | Elect Director Richard M. Beyer | Issuer | Yes | For | For |
| | Analog Devices, Inc. | ADI | 032654105 | Annual | 03/11/2015 | 1e | Elect Director James A. Champy | Issuer | Yes | For | For |
| | Analog Devices, Inc. | ADI | 032654105 | Annual | 03/11/2015 | 1f | Elect Director Edward H. Frank | Issuer | Yes | For | For |
| | Analog Devices, Inc. | ADI | 032654105 | Annual | 03/11/2015 | 1g | Elect Director John C. Hodgson | Issuer | Yes | For | For |
| | Analog Devices, Inc. | ADI | 032654105 | Annual | 03/11/2015 | 1h | Elect Director Yves-Andre Istel | Issuer | Yes | For | For |
| | Analog Devices, Inc. | ADI | 032654105 | Annual | 03/11/2015 | 1i | Elect Director Neil Novich | Issuer | Yes | For | For |
| | Analog Devices, Inc. | ADI | 032654105 | Annual | 03/11/2015 | 1j | Elect Director Kenton J. Sicchitano | Issuer | Yes | For | For |
| | Analog Devices, Inc. | ADI | 032654105 | Annual | 03/11/2015 | 1k | Elect Director Lisa T. Su | Issuer | Yes | For | For |
| | Analog Devices, Inc. | ADI | 032654105 | Annual | 03/11/2015 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Issuer | Yes | For | For |
| | Analog Devices, Inc. | ADI | 032654105 | Annual | 03/11/2015 | 3 | Ratify Ernst & Young LLP as Auditors | Issuer | Yes | For | For |
| | Schlumberger Limited | SLB | 806857108 | Annual | 04/08/2015 | 1a | Elect Peter L.S. Currie as Director | Issuer | Yes | For | For |
| | Schlumberger Limited | SLB | 806857108 | Annual | 04/08/2015 | 1b | Elect K. Vaman Kamath as Director | Issuer | Yes | For | For |
| | Schlumberger Limited | SLB | 806857108 | Annual | 04/08/2015 | 1c | Elect V. Maureen Kempston Darkes as Director | Issuer | Yes | For | For |
| | Schlumberger Limited | SLB | 806857108 | Annual | 04/08/2015 | 1d | Elect Paal Kibsgaard as Director | Issuer | Yes | For | For |
| | Schlumberger Limited | SLB | 806857108 | Annual | 04/08/2015 | 1e | Elect Nikolay Kudryavtsev as Director | Issuer | Yes | For | For |
| | Schlumberger Limited | SLB | 806857108 | Annual | 04/08/2015 | 1f | Elect Michael E. Marks as Director | Issuer | Yes | For | For |
| | Schlumberger Limited | SLB | 806857108 | Annual | 04/08/2015 | 1g | Elect Indra K. Nooyi as Director | Issuer | Yes | For | For |
| | Schlumberger Limited | SLB | 806857108 | Annual | 04/08/2015 | 1h | Elect Lubna S. Olayan as Director | Issuer | Yes | For | For |
| | Schlumberger Limited | SLB | 806857108 | Annual | 04/08/2015 | 1i | Elect Leo Rafael Reif as Director | Issuer | Yes | For | For |
| | Schlumberger Limited | SLB | 806857108 | Annual | 04/08/2015 | 1j | Elect Tore I. Sandvold as Director | Issuer | Yes | For | For |
| | Schlumberger Limited | SLB | 806857108 | Annual | 04/08/2015 | 1k | Elect Henri Seydoux as Director | Issuer | Yes | For | For |
| | Schlumberger Limited | SLB | 806857108 | Annual | 04/08/2015 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Issuer | Yes | For | For |
| | Schlumberger Limited | SLB | 806857108 | Annual | 04/08/2015 | 3 | Adopt and Approve Financials and Dividends | Issuer | Yes | For | For |
| | Schlumberger Limited | SLB | 806857108 | Annual | 04/08/2015 | 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Issuer | Yes | For | For |
| | Greenhill & Co., Inc. | GHL | 395259104 | Annual | 04/23/2015 | 1.1 | Elect Director Robert F. Greenhill | Issuer | Yes | For | For |
| | Greenhill & Co., Inc. | GHL | 395259104 | Annual | 04/23/2015 | 1.2 | Elect Director Scott L. Bok | Issuer | Yes | For | For |
| | Greenhill & Co., Inc. | GHL | 395259104 | Annual | 04/23/2015 | 1.3 | Elect Director Robert T. Blakely | Issuer | Yes | For | For |
| | Greenhill & Co., Inc. | GHL | 395259104 | Annual | 04/23/2015 | 1.4 | Elect Director Steven F. Goldstone | Issuer | Yes | For | For |
| | Greenhill & Co., Inc. | GHL | 395259104 | Annual | 04/23/2015 | 1.5 | Elect Director Stephen L. Key | Issuer | Yes | For | For |
| | Greenhill & Co., Inc. | GHL | 395259104 | Annual | 04/23/2015 | 1.6 | Elect Director Karen P. Robards | Issuer | Yes | For | For |
| | Greenhill & Co., Inc. | GHL | 395259104 | Annual | 04/23/2015 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Issuer | Yes | For | For |
| | Greenhill & Co., Inc. | GHL | 395259104 | Annual | 04/23/2015 | 3 | Ratify Ernst & Young LLP as Auditors | Issuer | Yes | For | For |
| | Greenhill & Co., Inc. | GHL | 395259104 | Annual | 04/23/2015 | 4 | Amend Omnibus Stock Plan | Issuer | Yes | For | For |
| | The Coca-Cola Company | KO | 191216100 | Annual | 04/29/2015 | 1.1 | Elect Director Herbert A. Allen | Issuer | Yes | For | For |
| | The Coca-Cola Company | KO | 191216100 | Annual | 04/29/2015 | 1.2 | Elect Director Ronald W. Allen | Issuer | Yes | For | For |
| | The Coca-Cola Company | KO | 191216100 | Annual | 04/29/2015 | 1.3 | Elect Director Marc Bolland | Issuer | Yes | For | For |
| | The Coca-Cola Company | KO | 191216100 | Annual | 04/29/2015 | 1.4 | Elect Director Ana Botin | Issuer | Yes | For | For |
| | The Coca-Cola Company | KO | 191216100 | Annual | 04/29/2015 | 1.5 | Elect Director Howard G. Buffet | Issuer | Yes | For | For |
| | The Coca-Cola Company | KO | 191216100 | Annual | 04/29/2015 | 1.6 | Elect Director Richard M. Daley | Issuer | Yes | For | For |
| | The Coca-Cola Company | KO | 191216100 | Annual | 04/29/2015 | 1.7 | Elect Director Barry Diller | Issuer | Yes | Against | Against |
| | The Coca-Cola Company | KO | 191216100 | Annual | 04/29/2015 | 1.8 | Elect Director Helene D. Gayle | Issuer | Yes | For | For |
| | The Coca-Cola Company | KO | 191216100 | Annual | 04/29/2015 | 1.9 | Elect Director Evan G. Greenberg | Issuer | Yes | For | For |
| | The Coca-Cola Company | KO | 191216100 | Annual | 04/29/2015 | 1.10 | Elect Director Alexis M. Herman | Issuer | Yes | For | For |
| | The Coca-Cola Company | KO | 191216100 | Annual | 04/29/2015 | 1.11 | Elect Director Muhtar Kent | Issuer | Yes | For | For |
| | The Coca-Cola Company | KO | 191216100 | Annual | 04/29/2015 | 1.12 | Elect Director Robert A. Kotick | Issuer | Yes | For | For |
| | The Coca-Cola Company | KO | 191216100 | Annual | 04/29/2015 | 1.13 | Elect Director Maria Elena Lagomasino | Issuer | Yes | For | For |
| | The Coca-Cola Company | KO | 191216100 | Annual | 04/29/2015 | 1.14 | Elect Director Sam Nunn | Issuer | Yes | For | For |
| | The Coca-Cola Company | KO | 191216100 | Annual | 04/29/2015 | 1.15 | Elect Director David B. Weinberg | Issuer | Yes | For | For |
| | The Coca-Cola Company | KO | 191216100 | Annual | 04/29/2015 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Issuer | Yes | For | For |
| | The Coca-Cola Company | KO | 191216100 | Annual | 04/29/2015 | 3 | Ratify Ernst & Young LLP as Auditors | Issuer | Yes | For | For |
| | The Coca-Cola Company | KO | 191216100 | Annual | 04/29/2015 | 4 | Proxy Access | SH | Yes | For | Against |
| | The Coca-Cola Company | KO | 191216100 | Annual | 04/29/2015 | 5 | Seek Shareholder Approval to Release of Unvested Restricted Stock Awards and Unvested PSU Awards to Senior Executives | SH | Yes | Against | For |
| | ARM Holdings plc | ARM | G0483X122 | Annual | 04/30/2015 | | Meeting for ADR Holders | Issuer | Yes | | |
| | ARM Holdings plc | ARM | G0483X122 | Annual | 04/30/2015 | 1 | Accept Financial Statements and Statutory Reports | Issuer | Yes | For | For |
| | ARM Holdings plc | ARM | G0483X122 | Annual | 04/30/2015 | 2 | Approve Final Dividend | Issuer | Yes | For | For |
| | ARM Holdings plc | ARM | G0483X122 | Annual | 04/30/2015 | 3 | Approve Remuneration Report | Issuer | Yes | For | For |
| | ARM Holdings plc | ARM | G0483X122 | Annual | 04/30/2015 | 4 | Elect John Liu as Director | Issuer | Yes | For | For |
| | ARM Holdings plc | ARM | G0483X122 | Annual | 04/30/2015 | 5 | Re-elect Stuart Chambers as Director | Issuer | Yes | For | For |
| | ARM Holdings plc | ARM | G0483X122 | Annual | 04/30/2015 | 6 | Re-elect Simon Segars as Director | Issuer | Yes | For | For |
| | ARM Holdings plc | ARM | G0483X122 | Annual | 04/30/2015 | 7 | Re-elect Andy Green as Director | Issuer | Yes | For | For |
| | ARM Holdings plc | ARM | G0483X122 | Annual | 04/30/2015 | 8 | Re-elect Larry Hirst as Director | Issuer | Yes | For | For |
| | ARM Holdings plc | ARM | G0483X122 | Annual | 04/30/2015 | 9 | Re-elect Mike Muller as Director | Issuer | Yes | For | For |
| | ARM Holdings plc | ARM | G0483X122 | Annual | 04/30/2015 | 10 | Re-elect Kathleen O'Donovan as Director | Issuer | Yes | For | For |
| | ARM Holdings plc | ARM | G0483X122 | Annual | 04/30/2015 | 11 | Re-elect Janice Roberts as Director | Issuer | Yes | For | For |
| | ARM Holdings plc | ARM | G0483X122 | Annual | 04/30/2015 | 12 | Re-elect Tim Score as Director | Issuer | Yes | Against | Against |
| | ARM Holdings plc | ARM | G0483X122 | Annual | 04/30/2015 | 13 | Reappoint PricewaterhouseCoopers LLP as Auditors | Issuer | Yes | For | For |
| | ARM Holdings plc | ARM | G0483X122 | Annual | 04/30/2015 | 14 | Authorise Board to Fix Remuneration of Auditors | Issuer | Yes | For | For |
| | ARM Holdings plc | ARM | G0483X122 | Annual | 04/30/2015 | 15 | Authorise Issue of Equity with Pre-emptive Rights | Issuer | Yes | For | For |
| | ARM Holdings plc | ARM | G0483X122 | Annual | 04/30/2015 | 16 | Authorise Issue of Equity without Pre-emptive Rights | Issuer | Yes | For | For |
| | ARM Holdings plc | ARM | G0483X122 | Annual | 04/30/2015 | 17 | Authorise Market Purchase of Ordinary Shares | Issuer | Yes | For | For |
| | ARM Holdings plc | ARM | G0483X122 | Annual | 04/30/2015 | 18 | Authorise the Company to Call EGM with Two Weeks' Notice | Issuer | Yes | Against | Against |
| | YUM! Brands, Inc. | YUM | 988498101 | Annual | 05/01/2015 | 1.1a | Elect Director Michael J. Cavanagh | Issuer | Yes | For | For |
| | YUM! Brands, Inc. | YUM | 988498101 | Annual | 05/01/2015 | 1.1b | Elect Director Greg Creed | Issuer | Yes | For | For |
| | YUM! Brands, Inc. | YUM | 988498101 | Annual | 05/01/2015 | 1.1c | Elect Director David W. Dorman | Issuer | Yes | For | For |
| | YUM! Brands, Inc. | YUM | 988498101 | Annual | 05/01/2015 | 1.1d | Elect Director Massimo Ferragamo | Issuer | Yes | For | For |
| | YUM! Brands, Inc. | YUM | 988498101 | Annual | 05/01/2015 | 1.1e | Elect Director Mirian M. Graddick-Weir | Issuer | Yes | For | For |
| | YUM! Brands, Inc. | YUM | 988498101 | Annual | 05/01/2015 | 1.1f | Elect Director Jonathan S. Linen | Issuer | Yes | For | For |
| | YUM! Brands, Inc. | YUM | 988498101 | Annual | 05/01/2015 | 1.1g | Elect Director Thomas C. Nelson | Issuer | Yes | For | For |
| | YUM! Brands, Inc. | YUM | 988498101 | Annual | 05/01/2015 | 1.1h | Elect Director David C. Novak | Issuer | Yes | For | For |
| | YUM! Brands, Inc. | YUM | 988498101 | Annual | 05/01/2015 | 1.1i | Elect Director Thomas M. Ryan | Issuer | Yes | For | For |
| | YUM! Brands, Inc. | YUM | 988498101 | Annual | 05/01/2015 | 1.1j | Elect Director Elane B. Stock | Issuer | Yes | For | For |
| | YUM! Brands, Inc. | YUM | 988498101 | Annual | 05/01/2015 | 1.1k | Elect Director Jing-Shyh S. Su | Issuer | Yes | For | For |
| | YUM! Brands, Inc. | YUM | 988498101 | Annual | 05/01/2015 | 1.1l | Elect Director Robert D. Walter | Issuer | Yes | For | For |
| | YUM! Brands, Inc. | YUM | 988498101 | Annual | 05/01/2015 | 2 | Ratify KPMG LLP as Auditors | Issuer | Yes | For | For |
| | YUM! Brands, Inc. | YUM | 988498101 | Annual | 05/01/2015 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Issuer | Yes | For | For |
| | YUM! Brands, Inc. | YUM | 988498101 | Annual | 05/01/2015 | 4 | Pro-rata Vesting of Equity Awards | SH | Yes | Against | For |
| | Zimmer Holdings, Inc. | ZMH | 98956P102 | Annual | 05/05/2015 | 1.1a | Elect Director Christopher B. Begley | Issuer | Yes | For | For |
| | Zimmer Holdings, Inc. | ZMH | 98956P102 | Annual | 05/05/2015 | 1.1b | Elect Director Betsy J. Bernard | Issuer | Yes | For | For |
| | Zimmer Holdings, Inc. | ZMH | 98956P102 | Annual | 05/05/2015 | 1.1c | Elect Director Paul M. Bisaro | Issuer | Yes | For | For |
| | Zimmer Holdings, Inc. | ZMH | 98956P102 | Annual | 05/05/2015 | 1.1d | Elect Director Gail K. Boudreaux | Issuer | Yes | For | For |
| | Zimmer Holdings, Inc. | ZMH | 98956P102 | Annual | 05/05/2015 | 1.1e | Elect Director David C. Dvorak | Issuer | Yes | For | For |
| | Zimmer Holdings, Inc. | ZMH | 98956P102 | Annual | 05/05/2015 | 1.1f | Elect Director Michael J. Farrell | Issuer | Yes | For | For |
| | Zimmer Holdings, Inc. | ZMH | 98956P102 | Annual | 05/05/2015 | 1.1g | Elect Director Larry C. Glasscock | Issuer | Yes | For | For |
| | Zimmer Holdings, Inc. | ZMH | 98956P102 | Annual | 05/05/2015 | 1.1h | Elect Director Robert A. Hagemann | Issuer | Yes | For | For |
| | Zimmer Holdings, Inc. | ZMH | 98956P102 | Annual | 05/05/2015 | 1.1i | Elect Director Arthur J. Higgins | Issuer | Yes | For | For |
| | Zimmer Holdings, Inc. | ZMH | 98956P102 | Annual | 05/05/2015 | 1.1j | Elect Director Cecil B. Pickett | Issuer | Yes | For | For |
| | Zimmer Holdings, Inc. | ZMH | 98956P102 | Annual | 05/05/2015 | 2 | Amend Non-Employee Director Omnibus Stock Plan | Issuer | Yes | For | For |
| | Zimmer Holdings, Inc. | ZMH | 98956P102 | Annual | 05/05/2015 | 3 | Amend Deferred Compensation Plan | Issuer | Yes | For | For |
| | Zimmer Holdings, Inc. | ZMH | 98956P102 | Annual | 05/05/2015 | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Issuer | Yes | For | For |
| | Zimmer Holdings, Inc. | ZMH | 98956P102 | Annual | 05/05/2015 | 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Issuer | Yes | For | For |
| | United Parcel Service, Inc. | UPS | 911312106 | Annual | 05/07/2015 | 1a | Elect Director David P. Abney | Issuer | Yes | For | For |
| | United Parcel Service, Inc. | UPS | 911312106 | Annual | 05/07/2015 | 1b | Elect Director Rodney C. Adkins | Issuer | Yes | For | For |
| | United Parcel Service, Inc. | UPS | 911312106 | Annual | 05/07/2015 | 1c | Elect Director Michael J. Burns | Issuer | Yes | For | For |
| | United Parcel Service, Inc. | UPS | 911312106 | Annual | 05/07/2015 | 1d | Elect Director D. Scott Davis | Issuer | Yes | For | For |
| | United Parcel Service, Inc. | UPS | 911312106 | Annual | 05/07/2015 | 1e | Elect Director William R. Johnson | Issuer | Yes | For | For |
| | United Parcel Service, Inc. | UPS | 911312106 | Annual | 05/07/2015 | 1f | Elect Director Candace Kendle | Issuer | Yes | For | For |
| | United Parcel Service, Inc. | UPS | 911312106 | Annual | 05/07/2015 | 1g | Elect Director Ann M. Livermore | Issuer | Yes | For | For |
| | United Parcel Service, Inc. | UPS | 911312106 | Annual | 05/07/2015 | 1h | Elect Director Rudy H.P. Markham | Issuer | Yes | For | For |
| | United Parcel Service, Inc. | UPS | 911312106 | Annual | 05/07/2015 | 1i | Elect Director Clark T. Randt, Jr. | Issuer | Yes | For | For |
| | United Parcel Service, Inc. | UPS | 911312106 | Annual | 05/07/2015 | 1j | Elect Director John T. Stankey | Issuer | Yes | For | For |
| | United Parcel Service, Inc. | UPS | 911312106 | Annual | 05/07/2015 | 1k | Elect Director Carol B. Tome | Issuer | Yes | For | For |
| | United Parcel Service, Inc. | UPS | 911312106 | Annual | 05/07/2015 | 1l | Elect Director Kevin M. Warsh | Issuer | Yes | For | For |
| | United Parcel Service, Inc. | UPS | 911312106 | Annual | 05/07/2015 | 2 | Approve Omnibus Stock Plan | Issuer | Yes | For | For |
| | United Parcel Service, Inc. | UPS | 911312106 | Annual | 05/07/2015 | 3 | Ratify Deloitte & Touche LLP as Auditors | Issuer | Yes | For | For |
| | United Parcel Service, Inc. | UPS | 911312106 | Annual | 05/07/2015 | 4 | Report on Lobbying Payments and Policy | SH | Yes | Against | For |
| | United Parcel Service, Inc. | UPS | 911312106 | Annual | 05/07/2015 | 5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | SH | Yes | For | Against |
| | United Parcel Service, Inc. | UPS | 911312106 | Annual | 05/07/2015 | 6 | Adopt Anti Gross-up Policy | SH | Yes | For | Against |
| | Altera Corporation | ALTR | 021441100 | Annual | 05/11/2015 | 1a | Elect Director John P. Daane | Issuer | Yes | For | For |
| | Altera Corporation | ALTR | 021441100 | Annual | 05/11/2015 | 1b | Elect Director T. Michael Nevens | Issuer | Yes | For | For |
| | Altera Corporation | ALTR | 021441100 | Annual | 05/11/2015 | 1c | Elect Director A. Blaine Bowman | Issuer | Yes | For | For |
| | Altera Corporation | ALTR | 021441100 | Annual | 05/11/2015 | 1d | Elect Director Elisha W. Finney | Issuer | Yes | For | For |
| | Altera Corporation | ALTR | 021441100 | Annual | 05/11/2015 | 1e | Elect Director Kevin McGarity | Issuer | Yes | For | For |
| | Altera Corporation | ALTR | 021441100 | Annual | 05/11/2015 | 1f | Elect Director Krish A. Prabhu | Issuer | Yes | For | For |
| | Altera Corporation | ALTR | 021441100 | Annual | 05/11/2015 | 1g | Elect Director Shane V. Robison | Issuer | Yes | For | For |
| | Altera Corporation | ALTR | 021441100 | Annual | 05/11/2015 | 1h | Elect Director John Shoemaker | Issuer | Yes | For | For |
| | Altera Corporation | ALTR | 021441100 | Annual | 05/11/2015 | 1i | Elect Director Thomas H. Waechter | Issuer | Yes | For | For |
| | Altera Corporation | ALTR | 021441100 | Annual | 05/11/2015 | 2 | Amend Omnibus Stock Plan | Issuer | Yes | For | For |
| | Altera Corporation | ALTR | 021441100 | Annual | 05/11/2015 | 3 | Amend Qualified Employee Stock Purchase Plan | Issuer | Yes | For | For |
| | Altera Corporation | ALTR | 021441100 | Annual | 05/11/2015 | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Issuer | Yes | For | For |
| | Altera Corporation | ALTR | 021441100 | Annual | 05/11/2015 | 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Issuer | Yes | For | For |
| | Altera Corporation | ALTR | 021441100 | Annual | 05/11/2015 | 6 | Require Independent Board Chairman | SH | Yes | For | Against |
| | American Express Company | AXP | 025816109 | Annual | 05/11/2015 | 1a | Elect Director Charlene Barshefsky | Issuer | Yes | For | For |
| | American Express Company | AXP | 025816109 | Annual | 05/11/2015 | 1b | Elect Director Ursula M. Burns | Issuer | Yes | For | For |
| | American Express Company | AXP | 025816109 | Annual | 05/11/2015 | 1c | Elect Director Kenneth I. Chenault | Issuer | Yes | For | For |
| | American Express Company | AXP | 025816109 | Annual | 05/11/2015 | 1d | Elect Director Peter Chernin | Issuer | Yes | For | For |
| | American Express Company | AXP | 025816109 | Annual | 05/11/2015 | 1e | Elect Director Anne Lauvergeon | Issuer | Yes | For | For |
| | American Express Company | AXP | 025816109 | Annual | 05/11/2015 | 1f | Elect Director Michael O. Leavitt | Issuer | Yes | For | For |
| | American Express Company | AXP | 025816109 | Annual | 05/11/2015 | 1g | Elect Director Theodore J. Leonsis | Issuer | Yes | For | For |
| | American Express Company | AXP | 025816109 | Annual | 05/11/2015 | 1h | Elect Director Richard C. Levin | Issuer | Yes | For | For |
| | American Express Company | AXP | 025816109 | Annual | 05/11/2015 | 1i | Elect Director Samuel J. Palmisano | Issuer | Yes | For | For |
| | American Express Company | AXP | 025816109 | Annual | 05/11/2015 | 1j | Elect Director Daniel L. Vasella | Issuer | Yes | For | For |
| | American Express Company | AXP | 025816109 | Annual | 05/11/2015 | 1k | Elect Director Robert D. Walter | Issuer | Yes | For | For |
| | American Express Company | AXP | 025816109 | Annual | 05/11/2015 | 1l | Elect Director Ronald A. Williams | Issuer | Yes | For | For |
| | American Express Company | AXP | 025816109 | Annual | 05/11/2015 | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Issuer | Yes | For | For |
| | American Express Company | AXP | 025816109 | Annual | 05/11/2015 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Issuer | Yes | For | For |
| | American Express Company | AXP | 025816109 | Annual | 05/11/2015 | 4 | Prepare Employment Diversity Report | SH | Yes | Against | For |
| | American Express Company | AXP | 025816109 | Annual | 05/11/2015 | 5 | Report on Board Oversight of Privacy and Data Security and Requests for Customer Information | SH | Yes | Against | For |
| | American Express Company | AXP | 025816109 | Annual | 05/11/2015 | 6 | Provide Right to Act by Written Consent | SH | Yes | For | Against |
| | American Express Company | AXP | 025816109 | Annual | 05/11/2015 | 7 | Report on Lobbying Payments and Policy | SH | Yes | Against | For |
| | American Express Company | AXP | 025816109 | Annual | 05/11/2015 | 8 | Require Independent Board Chairman | SH | Yes | For | Against |
| | Amgen Inc. | AMGN | 031162100 | Annual | 05/14/2015 | 1.1 | Elect Director David Baltimore | Issuer | Yes | For | For |
| | Amgen Inc. | AMGN | 031162100 | Annual | 05/14/2015 | 1.2 | Elect Director Frank J. Biondi, Jr. | Issuer | Yes | For | For |
| | Amgen Inc. | AMGN | 031162100 | Annual | 05/14/2015 | 1.3 | Elect Director Robert A. Bradway | Issuer | Yes | For | For |
| | Amgen Inc. | AMGN | 031162100 | Annual | 05/14/2015 | 1.4 | Elect Director Francois de Carbonnel | Issuer | Yes | For | For |
| | Amgen Inc. | AMGN | 031162100 | Annual | 05/14/2015 | 1.5 | Elect Director Vance D. Coffman | Issuer | Yes | For | For |
| | Amgen Inc. | AMGN | 031162100 | Annual | 05/14/2015 | 1.6 | Elect Director Robert A. Eckert | Issuer | Yes | For | For |
| | Amgen Inc. | AMGN | 031162100 | Annual | 05/14/2015 | 1.7 | Elect Director Greg C. Garland | Issuer | Yes | For | For |
| | Amgen Inc. | AMGN | 031162100 | Annual | 05/14/2015 | 1.8 | Elect Director Rebecca M. Henderson | Issuer | Yes | For | For |
| | Amgen Inc. | AMGN | 031162100 | Annual | 05/14/2015 | 1.9 | Elect Director Frank C. Herringer | Issuer | Yes | For | For |
| | Amgen Inc. | AMGN | 031162100 | Annual | 05/14/2015 | 1.10 | Elect Director Tyler Jacks | Issuer | Yes | For | For |
| | Amgen Inc. | AMGN | 031162100 | Annual | 05/14/2015 | 1.11 | Elect Director Judith C. Pelham | Issuer | Yes | For | For |
| | Amgen Inc. | AMGN | 031162100 | Annual | 05/14/2015 | 1.12 | Elect Director Ronald D. Sugar | Issuer | Yes | For | For |
| | Amgen Inc. | AMGN | 031162100 | Annual | 05/14/2015 | 1.13 | Elect Director R. Sanders Williams | Issuer | Yes | For | For |
| | Amgen Inc. | AMGN | 031162100 | Annual | 05/14/2015 | 2 | Ratify Ernst & Young LLP as Auditors | Issuer | Yes | For | For |
| | Amgen Inc. | AMGN | 031162100 | Annual | 05/14/2015 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Issuer | Yes | For | For |
| | Amgen Inc. | AMGN | 031162100 | Annual | 05/14/2015 | 4 | Provide Vote Counting to Exclude Abstentions | SH | Yes | Against | For |
| | Expeditors International of Washington, Inc. | EXPD | 302130109 | Annual | 05/21/2015 | 1.1 | Elect Director Robert R. Wright | Issuer | Yes | Against | Against |
| | Expeditors International of Washington, Inc. | EXPD | 302130109 | Annual | 05/21/2015 | 1.2 | Elect Director Mark A. Emmert | Issuer | Yes | For | For |
| | Expeditors International of Washington, Inc. | EXPD | 302130109 | Annual | 05/21/2015 | 1.3 | Elect Director Dan P. Kourkoumelis | Issuer | Yes | For | For |
| | Expeditors International of Washington, Inc. | EXPD | 302130109 | Annual | 05/21/2015 | 1.4 | Elect Director Michael J. Malone | Issuer | Yes | Against | Against |
| | Expeditors International of Washington, Inc. | EXPD | 302130109 | Annual | 05/21/2015 | 1.5 | Elect Director Richard B. McCune | Issuer | Yes | For | For |
| | Expeditors International of Washington, Inc. | EXPD | 302130109 | Annual | 05/21/2015 | 1.6 | Elect Director John W. Meisenbach | Issuer | Yes | Against | Against |
| | Expeditors International of Washington, Inc. | EXPD | 302130109 | Annual | 05/21/2015 | 1.7 | Elect Director Jeffrey S. Musser | Issuer | Yes | For | For |
| | Expeditors International of Washington, Inc. | EXPD | 302130109 | Annual | 05/21/2015 | 1.8 | Elect Director Liane J. Pelletier | Issuer | Yes | For | For |
| | Expeditors International of Washington, Inc. | EXPD | 302130109 | Annual | 05/21/2015 | 1.9 | Elect Director James L.K. Wang | Issuer | Yes | For | For |
| | Expeditors International of Washington, Inc. | EXPD | 302130109 | Annual | 05/21/2015 | 1.10 | Elect Director Tay Yoshitani | Issuer | Yes | For | For |
| | Expeditors International of Washington, Inc. | EXPD | 302130109 | Annual | 05/21/2015 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Issuer | Yes | Against | Against |
| | Expeditors International of Washington, Inc. | EXPD | 302130109 | Annual | 05/21/2015 | 3 | Approve Stock Option Plan | Issuer | Yes | For | For |
| | Expeditors International of Washington, Inc. | EXPD | 302130109 | Annual | 05/21/2015 | 4 | Ratify KPMG LLP as Auditors | Issuer | Yes | For | For |
| | Expeditors International of Washington, Inc. | EXPD | 302130109 | Annual | 05/21/2015 | 5 | Provide Proxy Access Right | Issuer | Yes | For | For |
| | Expeditors International of Washington, Inc. | EXPD | 302130109 | Annual | 05/21/2015 | 6 | Proxy Access | SH | Yes | Against | For |
| | Expeditors International of Washington, Inc. | EXPD | 302130109 | Annual | 05/21/2015 | 7 | Require Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | SH | Yes | Against | For |
| | Expeditors International of Washington, Inc. | EXPD | 302130109 | Annual | 05/21/2015 | 8 | Pro-rata Vesting of Equity Awards | SH | Yes | For | Against |
| | Expeditors International of Washington, Inc. | EXPD | 302130109 | Annual | 05/21/2015 | 9 | Stock Retention | SH | Yes | Against | For |
| | Expeditors International of Washington, Inc. | EXPD | 302130109 | Annual | 05/21/2015 | 10 | Clawback of Incentive Payments | SH | Yes | Against | For |
| | Merck & Co., Inc. | MRK | 58933Y105 | Annual | 05/26/2015 | 1a | Elect Director Leslie A. Brun | Issuer | Yes | For | For |
| | Merck & Co., Inc. | MRK | 58933Y105 | Annual | 05/26/2015 | 1b | Elect Director Thomas R. Cech | Issuer | Yes | For | For |
| | Merck & Co., Inc. | MRK | 58933Y105 | Annual | 05/26/2015 | 1c | Elect Director Kenneth C. Frazier | Issuer | Yes | For | For |
| | Merck & Co., Inc. | MRK | 58933Y105 | Annual | 05/26/2015 | 1d | Elect Director Thomas H. Glocer | Issuer | Yes | For | For |
| | Merck & Co., Inc. | MRK | 58933Y105 | Annual | 05/26/2015 | 1e | Elect Director William B. Harrison, Jr. | Issuer | Yes | For | For |
| | Merck & Co., Inc. | MRK | 58933Y105 | Annual | 05/26/2015 | 1f | Elect Director C. Robert Kidder | Issuer | Yes | For | For |
| | Merck & Co., Inc. | MRK | 58933Y105 | Annual | 05/26/2015 | 1g | Elect Director Rochelle B. Lazarus | Issuer | Yes | For | For |
| | Merck & Co., Inc. | MRK | 58933Y105 | Annual | 05/26/2015 | 1h | Elect Director Carlos E. Represas | Issuer | Yes | For | For |
| | Merck & Co., Inc. | MRK | 58933Y105 | Annual | 05/26/2015 | 1i | Elect Director Patricia F. Russo | Issuer | Yes | For | For |
| | Merck & Co., Inc. | MRK | 58933Y105 | Annual | 05/26/2015 | 1j | Elect Director Craig B. Thompson | Issuer | Yes | For | For |
| | Merck & Co., Inc. | MRK | 58933Y105 | Annual | 05/26/2015 | 1k | Elect Director Wendell P. Weeks | Issuer | Yes | For | For |
| | Merck & Co., Inc. | MRK | 58933Y105 | Annual | 05/26/2015 | 1l | Elect Director Peter C. Wendell | Issuer | Yes | For | For |
| | Merck & Co., Inc. | MRK | 58933Y105 | Annual | 05/26/2015 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Issuer | Yes | For | For |
| | Merck & Co., Inc. | MRK | 58933Y105 | Annual | 05/26/2015 | 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Issuer | Yes | For | For |
| | Merck & Co., Inc. | MRK | 58933Y105 | Annual | 05/26/2015 | 4 | Amend Omnibus Stock Plan | Issuer | Yes | For | For |
| | Merck & Co., Inc. | MRK | 58933Y105 | Annual | 05/26/2015 | 5 | Amend Executive Incentive Bonus Plan | Issuer | Yes | For | For |
| | Merck & Co., Inc. | MRK | 58933Y105 | Annual | 05/26/2015 | 6 | Provide Right to Act by Written Consent | SH | Yes | For | Against |
| | Merck & Co., Inc. | MRK | 58933Y105 | Annual | 05/26/2015 | 7 | Pro-rata Vesting of Equity Awards | SH | Yes | Against | For |
| | SEI Investments Company | SEIC | 784117103 | Annual | 05/27/2015 | 1a | Elect Director Carl A. Guarino | Issuer | Yes | For | For |
| | SEI Investments Company | SEIC | 784117103 | Annual | 05/27/2015 | 1b | Elect Director Richard B. Lieb | Issuer | Yes | For | For |
| | SEI Investments Company | SEIC | 784117103 | Annual | 05/27/2015 | 1c | Elect Director Carmen V. Romeo | Issuer | Yes | For | For |
| | SEI Investments Company | SEIC | 784117103 | Annual | 05/27/2015 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Issuer | Yes | For | For |
| | SEI Investments Company | SEIC | 784117103 | Annual | 05/27/2015 | 3 | Ratify KPMG LLP as Auditors | Issuer | Yes | For | For |
| | Lowe's Companies, Inc. | LOW | 548661107 | Annual | 05/29/2015 | 1.1 | Elect Director Raul Alvarez | Issuer | Yes | Withhold | Against |
| | Lowe's Companies, Inc. | LOW | 548661107 | Annual | 05/29/2015 | 1.2 | Elect Director David W. Bernauer | Issuer | Yes | For | For |
| | Lowe's Companies, Inc. | LOW | 548661107 | Annual | 05/29/2015 | 1.3 | Elect Director Angela F. Braly | Issuer | Yes | For | For |
| | Lowe's Companies, Inc. | LOW | 548661107 | Annual | 05/29/2015 | 1.4 | Elect Director Laurie Z. Douglas | Issuer | Yes | For | For |
| | Lowe's Companies, Inc. | LOW | 548661107 | Annual | 05/29/2015 | 1.5 | Elect Director Richard W. Dreiling | Issuer | Yes | For | For |
| | Lowe's Companies, Inc. | LOW | 548661107 | Annual | 05/29/2015 | 1.6 | Elect Director Robert L. Johnson | Issuer | Yes | Withhold | Against |
| | Lowe's Companies, Inc. | LOW | 548661107 | Annual | 05/29/2015 | 1.7 | Elect Director Marshall O. Larsen | Issuer | Yes | For | For |
| | Lowe's Companies, Inc. | LOW | 548661107 | Annual | 05/29/2015 | 1.8 | Elect Director Richard K. Lochridge | Issuer | Yes | For | For |
| | Lowe's Companies, Inc. | LOW | 548661107 | Annual | 05/29/2015 | 1.9 | Elect Director James H. Morgan | Issuer | Yes | For | For |
| | Lowe's Companies, Inc. | LOW | 548661107 | Annual | 05/29/2015 | 1.10 | Elect Director Robert A. Niblock | Issuer | Yes | For | For |
| | Lowe's Companies, Inc. | LOW | 548661107 | Annual | 05/29/2015 | 1.11 | Elect Director Eric C. Wiseman | Issuer | Yes | For | For |
| | Lowe's Companies, Inc. | LOW | 548661107 | Annual | 05/29/2015 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Issuer | Yes | For | For |
| | Lowe's Companies, Inc. | LOW | 548661107 | Annual | 05/29/2015 | 3 | Ratify Deloitte & Touche LLP as Auditors | Issuer | Yes | For | For |
| | Google Inc. | GOOG | 38259P706 | Annual | 06/03/2015 | 1.1 | Elect Director Larry Page | Issuer | Yes | Withhold | Against |
| | Google Inc. | GOOG | 38259P706 | Annual | 06/03/2015 | 1.2 | Elect Director Sergey Brin | Issuer | Yes | Withhold | Against |
| | Google Inc. | GOOG | 38259P706 | Annual | 06/03/2015 | 1.3 | Elect Director Eric E. Schmidt | Issuer | Yes | Withhold | Against |
| | Google Inc. | GOOG | 38259P706 | Annual | 06/03/2015 | 1.4 | Elect Director L. John Doerr | Issuer | Yes | Withhold | Against |
| | Google Inc. | GOOG | 38259P706 | Annual | 06/03/2015 | 1.5 | Elect Director Diane B. Greene | Issuer | Yes | For | For |
| | Google Inc. | GOOG | 38259P706 | Annual | 06/03/2015 | 1.6 | Elect Director John L. Hennessy | Issuer | Yes | Withhold | Against |
| | Google Inc. | GOOG | 38259P706 | Annual | 06/03/2015 | 1.7 | Elect Director Ann Mather | Issuer | Yes | For | For |
| | Google Inc. | GOOG | 38259P706 | Annual | 06/03/2015 | 1.8 | Elect Director Alan R. Mulally | Issuer | Yes | For | For |
| | Google Inc. | GOOG | 38259P706 | Annual | 06/03/2015 | 1.9 | Elect Director Paul S. Otellini | Issuer | Yes | For | For |
| | Google Inc. | GOOG | 38259P706 | Annual | 06/03/2015 | 1.10 | Elect Director K. Ram Shriram | Issuer | Yes | For | For |
| | Google Inc. | GOOG | 38259P706 | Annual | 06/03/2015 | 1.11 | Elect Director Shirley M. Tilghman | Issuer | Yes | For | For |
| | Google Inc. | GOOG | 38259P706 | Annual | 06/03/2015 | 2 | Ratify Ernst & Young LLP as Auditors | Issuer | Yes | For | For |
| | Google Inc. | GOOG | 38259P706 | Annual | 06/03/2015 | 3 | Amend Omnibus Stock Plan | Issuer | Yes | Against | Against |
| | Google Inc. | GOOG | 38259P706 | Annual | 06/03/2015 | 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | SH | Yes | For | Against |
| | Google Inc. | GOOG | 38259P706 | Annual | 06/03/2015 | 5 | Report on Lobbying Payments and Policy | SH | Yes | For | Against |
| | Google Inc. | GOOG | 38259P706 | Annual | 06/03/2015 | 6 | Require a Majority Vote for the Election of Directors | SH | Yes | For | Against |
| | Google Inc. | GOOG | 38259P706 | Annual | 06/03/2015 | 7 | Report on Costs of Renewable Energy Investments | SH | Yes | Against | For |
| | Google Inc. | GOOG | 38259P706 | Annual | 06/03/2015 | 8 | Report on Risks Associated with Repeal of Climate Change Policies | SH | Yes | Against | For |
| | Amazon.com, Inc. | AMZN | 023135106 | Annual | 06/10/2015 | 1a | Elect Director Jeffrey P. Bezos | Issuer | Yes | For | For |
| | Amazon.com, Inc. | AMZN | 023135106 | Annual | 06/10/2015 | 1b | Elect Director Tom A. Alberg | Issuer | Yes | For | For |
| | Amazon.com, Inc. | AMZN | 023135106 | Annual | 06/10/2015 | 1c | Elect Director John Seely Brown | Issuer | Yes | For | For |
| | Amazon.com, Inc. | AMZN | 023135106 | Annual | 06/10/2015 | 1d | Elect Director William B. Gordon | Issuer | Yes | For | For |
| | Amazon.com, Inc. | AMZN | 023135106 | Annual | 06/10/2015 | 1e | Elect Director Jamie S. Gorelick | Issuer | Yes | For | For |
| | Amazon.com, Inc. | AMZN | 023135106 | Annual | 06/10/2015 | 1f | Elect Director Judith A. McGrath | Issuer | Yes | For | For |
| | Amazon.com, Inc. | AMZN | 023135106 | Annual | 06/10/2015 | 1g | Elect Director Alain Monié | Issuer | Yes | For | For |
| | Amazon.com, Inc. | AMZN | 023135106 | Annual | 06/10/2015 | 1h | Elect Director Jonathan J. Rubinstein | Issuer | Yes | For | For |
| | Amazon.com, Inc. | AMZN | 023135106 | Annual | 06/10/2015 | 1i | Elect Director Thomas O. Ryder | Issuer | Yes | Against | Against |
| | Amazon.com, Inc. | AMZN | 023135106 | Annual | 06/10/2015 | 1j | Elect Director Patricia Q. Stonesifer | Issuer | Yes | For | For |
| | Amazon.com, Inc. | AMZN | 023135106 | Annual | 06/10/2015 | 2 | Ratify Ernst & Young LLP as Auditors | Issuer | Yes | For | For |
| | Amazon.com, Inc. | AMZN | 023135106 | Annual | 06/10/2015 | 3 | Adopt Proxy Access Right | SH | Yes | Against | For |
| | Amazon.com, Inc. | AMZN | 023135106 | Annual | 06/10/2015 | 4 | Report on Political Contributions | SH | Yes | For | Against |
| | Amazon.com, Inc. | AMZN | 023135106 | Annual | 06/10/2015 | 5 | Report on Sustainability, Including GHG Goals | SH | Yes | For | Against |
| | Amazon.com, Inc. | AMZN | 023135106 | Annual | 06/10/2015 | 6 | Report on Human Rights Risk Assessment Process | SH | Yes | Against | For |
| | Autodesk, Inc. | ADSK | 052769106 | Annual | 06/10/2015 | 1a | Elect Director Carl Bass | Issuer | Yes | For | For |
| | Autodesk, Inc. | ADSK | 052769106 | Annual | 06/10/2015 | 1b | Elect Director Crawford W. Beveridge | Issuer | Yes | For | For |
| | Autodesk, Inc. | ADSK | 052769106 | Annual | 06/10/2015 | 1c | Elect Director J. Hallam Dawson | Issuer | Yes | For | For |
| | Autodesk, Inc. | ADSK | 052769106 | Annual | 06/10/2015 | 1d | Elect Director Thomas Georgens | Issuer | Yes | For | For |
| | Autodesk, Inc. | ADSK | 052769106 | Annual | 06/10/2015 | 1e | Elect Director Per-Kristian Halvorsen | Issuer | Yes | For | For |
| | Autodesk, Inc. | ADSK | 052769106 | Annual | 06/10/2015 | 1f | Elect Director Mary T. McDowell | Issuer | Yes | For | For |
| | Autodesk, Inc. | ADSK | 052769106 | Annual | 06/10/2015 | 1g | Elect Director Lorrie M. Norrington | Issuer | Yes | For | For |
| | Autodesk, Inc. | ADSK | 052769106 | Annual | 06/10/2015 | 1h | Elect Director Betsy Rafael | Issuer | Yes | For | For |
| | Autodesk, Inc. | ADSK | 052769106 | Annual | 06/10/2015 | 1i | Elect Director Stacy J. Smith | Issuer | Yes | For | For |
| | Autodesk, Inc. | ADSK | 052769106 | Annual | 06/10/2015 | 1j | Elect Director Steven M. West | Issuer | Yes | For | For |
| | Autodesk, Inc. | ADSK | 052769106 | Annual | 06/10/2015 | 2 | Ratify Ernst & Young LLP as Auditors | Issuer | Yes | For | For |
| | Autodesk, Inc. | ADSK | 052769106 | Annual | 06/10/2015 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Issuer | Yes | For | For |
| | Autodesk, Inc. | ADSK | 052769106 | Annual | 06/10/2015 | 4 | Amend Omnibus Stock Plan | Issuer | Yes | For | For |
| | Facebook, Inc. | FB | 30303M102 | Annual | 06/11/2015 | 1.1 | Elect Director Marc L. Andreessen | Issuer | Yes | Withhold | Against |
| | Facebook, Inc. | FB | 30303M102 | Annual | 06/11/2015 | 1.2 | Elect Director Erskine B. Bowles | Issuer | Yes | Withhold | Against |
| | Facebook, Inc. | FB | 30303M102 | Annual | 06/11/2015 | 1.3 | Elect Director Susan D. Desmond-Hellmann | Issuer | Yes | Withhold | Against |
| | Facebook, Inc. | FB | 30303M102 | Annual | 06/11/2015 | 1.4 | Elect Director Reed Hastings | Issuer | Yes | For | For |
| | Facebook, Inc. | FB | 30303M102 | Annual | 06/11/2015 | 1.5 | Elect Director Jan Koum | Issuer | Yes | For | For |
| | Facebook, Inc. | FB | 30303M102 | Annual | 06/11/2015 | 1.6 | Elect Director Sheryl K. Sandberg | Issuer | Yes | Withhold | Against |
| | Facebook, Inc. | FB | 30303M102 | Annual | 06/11/2015 | 1.7 | Elect Director Peter A. Thiel | Issuer | Yes | For | For |
| | Facebook, Inc. | FB | 30303M102 | Annual | 06/11/2015 | 1.8 | Elect Director Mark Zuckerberg | Issuer | Yes | Withhold | Against |
| | Facebook, Inc. | FB | 30303M102 | Annual | 06/11/2015 | 2 | Ratify Ernst & Young LLP as Auditors | Issuer | Yes | Against | Against |
| | Facebook, Inc. | FB | 30303M102 | Annual | 06/11/2015 | 3 | Amend Omnibus Stock Plan | Issuer | Yes | Against | Against |
| | Facebook, Inc. | FB | 30303M102 | Annual | 06/11/2015 | 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | SH | Yes | For | Against |
| | Facebook, Inc. | FB | 30303M102 | Annual | 06/11/2015 | 5 | Report on Sustainability | SH | Yes | For | Against |
| | Facebook, Inc. | FB | 30303M102 | Annual | 06/11/2015 | 6 | Report on Human Rights Risk Assessment Process | SH | Yes | Against | For |
| Registrant: Saratoga Advantage Trust - Financial Services Portfolio Item 1 | | | | | | |
| Investment Company Act file number: 811-08542 | | | | | | | | | |
| Reporting Period: July 1, 2014 through June 30, 2015 | | | | | | | | | |
| | | | | | | | | | | | |
| ITEM 1- PROXY VOTING RECORD |
| | (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | Type of Meeting | (d) Shareholder Meeting Date | Number of Proposal | (e) Matter Identification | (f) Proposal Type (by issuer or shareholder) | (g) Voted | (h) How was vote cast (for or against proposal, or abstain; for or withhold regarding election of directors) | (i) Was Vote For or Against Management |
| | The Toronto-Dominion Bank | TD | 891160509 | Annual | 03/26/2015 | 1.1 | Elect Director William E. Bennett | Issuer | Yes | For | For |
| | The Toronto-Dominion Bank | TD | 891160509 | Annual | 03/26/2015 | 1.2 | Elect Director John L. Bragg | Issuer | Yes | For | For |
| | The Toronto-Dominion Bank | TD | 891160509 | Annual | 03/26/2015 | 1.3 | Elect Director Amy W. Brinkley | Issuer | Yes | For | For |
| | The Toronto-Dominion Bank | TD | 891160509 | Annual | 03/26/2015 | 1.4 | Elect Director Brian C. Ferguson | Issuer | Yes | For | For |
| | The Toronto-Dominion Bank | TD | 891160509 | Annual | 03/26/2015 | 1.5 | Elect Director Colleen A. Goggins | Issuer | Yes | For | For |
| | The Toronto-Dominion Bank | TD | 891160509 | Annual | 03/26/2015 | 1.6 | Elect Director Mary Jo Haddad | Issuer | Yes | For | For |
| | The Toronto-Dominion Bank | TD | 891160509 | Annual | 03/26/2015 | 1.7 | Elect Director David E. Kepler | Issuer | Yes | For | For |
| | The Toronto-Dominion Bank | TD | 891160509 | Annual | 03/26/2015 | 1.8 | Elect Director Brian M. Levitt | Issuer | Yes | For | For |
| | The Toronto-Dominion Bank | TD | 891160509 | Annual | 03/26/2015 | 1.9 | Elect Director Alan N. MacGibbon | Issuer | Yes | For | For |
| | The Toronto-Dominion Bank | TD | 891160509 | Annual | 03/26/2015 | 1.10 | Elect Director Harold H. MacKay | Issuer | Yes | For | For |
| | The Toronto-Dominion Bank | TD | 891160509 | Annual | 03/26/2015 | 1.11 | Elect Director Karen E. Maidment | Issuer | Yes | For | For |
| | The Toronto-Dominion Bank | TD | 891160509 | Annual | 03/26/2015 | 1.12 | Elect Director Bharat B. Masrani | Issuer | Yes | For | For |
| | The Toronto-Dominion Bank | TD | 891160509 | Annual | 03/26/2015 | 1.13 | Elect Director Irene R. Miller | Issuer | Yes | For | For |
| | The Toronto-Dominion Bank | TD | 891160509 | Annual | 03/26/2015 | 1.14 | Elect Director Nadir H. Mohamed | Issuer | Yes | For | For |
| | The Toronto-Dominion Bank | TD | 891160509 | Annual | 03/26/2015 | 1.15 | Elect Director Claude Mongeau | Issuer | Yes | For | For |
| | The Toronto-Dominion Bank | TD | 891160509 | Annual | 03/26/2015 | 1.16 | Elect Director Wilbur J. Prezzano | Issuer | Yes | For | For |
| | The Toronto-Dominion Bank | TD | 891160509 | Annual | 03/26/2015 | 1.17 | Elect Director Helen K. Sinclair | Issuer | Yes | For | For |
| | The Toronto-Dominion Bank | TD | 891160509 | Annual | 03/26/2015 | 2 | Ratify Ernst & Young LLP as Auditors | Issuer | Yes | For | For |
| | The Toronto-Dominion Bank | TD | 891160509 | Annual | 03/26/2015 | 3 | Advisory Vote on Executive Compensation Approach | Issuer | Yes | For | For |
| | The Toronto-Dominion Bank | TD | 891160509 | Annual | 03/26/2015 | 4 | SP A: Adopt a Senior Executive Compensation Policy Including the Use of a Pay Equity Ratio as an Annual Benchmark for Setting Compensation | SH | Yes | Against | For |
| | The Toronto-Dominion Bank | TD | 891160509 | Annual | 03/26/2015 | 5 | SP B: Phase Out Stock Options as a Form of Compensation | SH | Yes | Against | For |
| | The Toronto-Dominion Bank | TD | 891160509 | Annual | 03/26/2015 | 6 | SP C: Adopt a Pension Plan for New Senior Executives that is the same as for all employees | SH | Yes | Against | For |
| | The Toronto-Dominion Bank | TD | 891160509 | Annual | 03/26/2015 | 7 | SP D: Adopt a Policy regarding Credit Card Business Practices and Social Responsibility | SH | Yes | Against | For |
| | Fifth Third Bancorp | FITB | 316773100 | Annual | 04/14/2015 | 1.1 | Elect Director Nicholas K. Akins | Issuer | Yes | For | For |
| | Fifth Third Bancorp | FITB | 316773100 | Annual | 04/14/2015 | 1.2 | Elect Director B. Evan Bayh, III | Issuer | Yes | For | For |
| | Fifth Third Bancorp | FITB | 316773100 | Annual | 04/14/2015 | 1.3 | Elect Director Katherine B. Blackburn | Issuer | Yes | For | For |
| | Fifth Third Bancorp | FITB | 316773100 | Annual | 04/14/2015 | 1.4 | Elect Director Ulysses L. Bridgeman, Jr. | Issuer | Yes | For | For |
| | Fifth Third Bancorp | FITB | 316773100 | Annual | 04/14/2015 | 1.5 | Elect Director Emerson L. Brumback | Issuer | Yes | For | For |
| | Fifth Third Bancorp | FITB | 316773100 | Annual | 04/14/2015 | 1.6 | Elect Director James P. Hackett | Issuer | Yes | For | For |
| | Fifth Third Bancorp | FITB | 316773100 | Annual | 04/14/2015 | 1.7 | Elect Director Gary R. Heminger | Issuer | Yes | Against | Against |
| | Fifth Third Bancorp | FITB | 316773100 | Annual | 04/14/2015 | 1.8 | Elect Director Jewell D. Hoover | Issuer | Yes | For | For |
| | Fifth Third Bancorp | FITB | 316773100 | Annual | 04/14/2015 | 1.9 | Elect Director Kevin T. Kabat | Issuer | Yes | For | For |
| | Fifth Third Bancorp | FITB | 316773100 | Annual | 04/14/2015 | 1.10 | Elect Director Michael B. McCallister | Issuer | Yes | For | For |
| | Fifth Third Bancorp | FITB | 316773100 | Annual | 04/14/2015 | 1.11 | Elect Director Hendrik G. Meijer | Issuer | Yes | For | For |
| | Fifth Third Bancorp | FITB | 316773100 | Annual | 04/14/2015 | 1.12 | Elect Director Marsha C. Williams | Issuer | Yes | For | For |
| | Fifth Third Bancorp | FITB | 316773100 | Annual | 04/14/2015 | 2 | Ratify Deloitte & Touche LLP as Auditors | Issuer | Yes | For | For |
| | Fifth Third Bancorp | FITB | 316773100 | Annual | 04/14/2015 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Issuer | Yes | For | For |
| | Fifth Third Bancorp | FITB | 316773100 | Annual | 04/14/2015 | 4 | Advisory Vote on Say on Pay Frequency | Issuer | Yes | Three Years | Against |
| | Waddell & Reed Financial, Inc. | WDR | 930059100 | Annual | 04/15/2015 | 1.1 | Elect Director Thomas C. Godlasky | Issuer | Yes | Withhold | Against |
| | Waddell & Reed Financial, Inc. | WDR | 930059100 | Annual | 04/15/2015 | 1.2 | Elect Director Dennis E. Logue | Issuer | Yes | Withhold | Against |
| | Waddell & Reed Financial, Inc. | WDR | 930059100 | Annual | 04/15/2015 | 1.3 | Elect Director Michael F. Morrissey | Issuer | Yes | Withhold | Against |
| | Waddell & Reed Financial, Inc. | WDR | 930059100 | Annual | 04/15/2015 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Issuer | Yes | For | For |
| | Waddell & Reed Financial, Inc. | WDR | 930059100 | Annual | 04/15/2015 | 3 | Ratify KPMG LLP as Auditors | Issuer | Yes | For | For |
| | M&T Bank Corporation | MTB | 55261F104 | Annual | 04/21/2015 | 1.1 | Elect Director Brent D. Baird | Issuer | Yes | Withhold | Against |
| | M&T Bank Corporation | MTB | 55261F104 | Annual | 04/21/2015 | 1.2 | Elect Director C. Angela Bontempo | Issuer | Yes | For | For |
| | M&T Bank Corporation | MTB | 55261F104 | Annual | 04/21/2015 | 1.3 | Elect Director Robert T. Brady | Issuer | Yes | Withhold | Against |
| | M&T Bank Corporation | MTB | 55261F104 | Annual | 04/21/2015 | 1.4 | Elect Director T. Jefferson Cunningham, III | Issuer | Yes | For | For |
| | M&T Bank Corporation | MTB | 55261F104 | Annual | 04/21/2015 | 1.5 | Elect Director Mark J. Czarnecki | Issuer | Yes | For | For |
| | M&T Bank Corporation | MTB | 55261F104 | Annual | 04/21/2015 | 1.6 | Elect Director Gary N. Geisel | Issuer | Yes | Withhold | Against |
| | M&T Bank Corporation | MTB | 55261F104 | Annual | 04/21/2015 | 1.7 | Elect Director John D. Hawke, Jr. | Issuer | Yes | For | For |
| | M&T Bank Corporation | MTB | 55261F104 | Annual | 04/21/2015 | 1.8 | Elect Director Patrick W.E. Hodgson | Issuer | Yes | For | For |
| | M&T Bank Corporation | MTB | 55261F104 | Annual | 04/21/2015 | 1.9 | Elect Director Richard G. King | Issuer | Yes | Withhold | Against |
| | M&T Bank Corporation | MTB | 55261F104 | Annual | 04/21/2015 | 1.10 | Elect Director Melinda R. Rich | Issuer | Yes | For | For |
| | M&T Bank Corporation | MTB | 55261F104 | Annual | 04/21/2015 | 1.11 | Elect Director Robert E. Sadler, Jr. | Issuer | Yes | Withhold | Against |
| | M&T Bank Corporation | MTB | 55261F104 | Annual | 04/21/2015 | 1.12 | Elect Director Herbert L. Washington | Issuer | Yes | For | For |
| | M&T Bank Corporation | MTB | 55261F104 | Annual | 04/21/2015 | 1.13 | Elect Director Robert G. Wilmers | Issuer | Yes | For | For |
| | M&T Bank Corporation | MTB | 55261F104 | Annual | 04/21/2015 | 2 | Amend Omnibus Stock Plan | Issuer | Yes | For | For |
| | M&T Bank Corporation | MTB | 55261F104 | Annual | 04/21/2015 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Issuer | Yes | For | For |
| | M&T Bank Corporation | MTB | 55261F104 | Annual | 04/21/2015 | 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Issuer | Yes | For | For |
| | U.S. Bancorp | USB | 902973304 | Annual | 04/21/2015 | 1.1a | Elect Director Douglas M. Baker, Jr. | Issuer | Yes | For | For |
| | U.S. Bancorp | USB | 902973304 | Annual | 04/21/2015 | 1.1b | Elect Director Arthur D. Collins, Jr. | Issuer | Yes | For | For |
| | U.S. Bancorp | USB | 902973304 | Annual | 04/21/2015 | 1.1c | Elect Director Richard K. Davis | Issuer | Yes | Against | Against |
| | U.S. Bancorp | USB | 902973304 | Annual | 04/21/2015 | 1.1d | Elect Director Kimberly J. Harris | Issuer | Yes | For | For |
| | U.S. Bancorp | USB | 902973304 | Annual | 04/21/2015 | 1.1e | Elect Director Roland A. Hernandez | Issuer | Yes | For | For |
| | U.S. Bancorp | USB | 902973304 | Annual | 04/21/2015 | 1.1f | Elect Director Doreen Woo Ho | Issuer | Yes | For | For |
| | U.S. Bancorp | USB | 902973304 | Annual | 04/21/2015 | 1.1g | Elect Director Joel W. Johnson | Issuer | Yes | For | For |
| | U.S. Bancorp | USB | 902973304 | Annual | 04/21/2015 | 1.1h | Elect Director Olivia F. Kirtley | Issuer | Yes | For | For |
| | U.S. Bancorp | USB | 902973304 | Annual | 04/21/2015 | 1.1i | Elect Director Jerry W. Levin | Issuer | Yes | For | For |
| | U.S. Bancorp | USB | 902973304 | Annual | 04/21/2015 | 1.1j | Elect Director David B. O'Maley | Issuer | Yes | For | For |
| | U.S. Bancorp | USB | 902973304 | Annual | 04/21/2015 | 1.1k | Elect Director O'dell M. Owens | Issuer | Yes | For | For |
| | U.S. Bancorp | USB | 902973304 | Annual | 04/21/2015 | 1.1l | Elect Director Craig D. Schnuck | Issuer | Yes | For | For |
| | U.S. Bancorp | USB | 902973304 | Annual | 04/21/2015 | 1.1m | Elect Director Patrick T. Stokes | Issuer | Yes | For | For |
| | U.S. Bancorp | USB | 902973304 | Annual | 04/21/2015 | 1.1n | Elect Director Scott W. Wine | Issuer | Yes | For | For |
| | U.S. Bancorp | USB | 902973304 | Annual | 04/21/2015 | 2 | Approve Omnibus Stock Plan | Issuer | Yes | For | For |
| | U.S. Bancorp | USB | 902973304 | Annual | 04/21/2015 | 3 | Ratify Ernst & Young LLP as Auditors | Issuer | Yes | For | For |
| | U.S. Bancorp | USB | 902973304 | Annual | 04/21/2015 | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Issuer | Yes | For | For |
| | U.S. Bancorp | USB | 902973304 | Annual | 04/21/2015 | 5 | Require Independent Board Chairman | SH | Yes | For | Against |
| | HSBC Holdings plc | HSBA | G4634U169 | Annual | 04/24/2015 | 1 | Accept Financial Statements and Statutory Reports | Issuer | Yes | For | For |
| | HSBC Holdings plc | HSBA | G4634U169 | Annual | 04/24/2015 | 2 | Approve Remuneration Report | Issuer | Yes | For | For |
| | HSBC Holdings plc | HSBA | G4634U169 | Annual | 04/24/2015 | 3(a) | Elect Phillip Ameen as Director | Issuer | Yes | For | For |
| | HSBC Holdings plc | HSBA | G4634U169 | Annual | 04/24/2015 | 3(b) | Elect Heidi Miller as Director | Issuer | Yes | For | For |
| | HSBC Holdings plc | HSBA | G4634U169 | Annual | 04/24/2015 | 3(c) | Re-elect Kathleen Casey as Director | Issuer | Yes | For | For |
| | HSBC Holdings plc | HSBA | G4634U169 | Annual | 04/24/2015 | 3(d) | Re-elect Safra Catz as Director | Issuer | Yes | For | For |
| | HSBC Holdings plc | HSBA | G4634U169 | Annual | 04/24/2015 | 3(e) | Re-elect Laura Cha as Director | Issuer | Yes | For | For |
| | HSBC Holdings plc | HSBA | G4634U169 | Annual | 04/24/2015 | 3(f) | Re-elect Lord Evans of Weardale as Director | Issuer | Yes | For | For |
| | HSBC Holdings plc | HSBA | G4634U169 | Annual | 04/24/2015 | 3(g) | Re-elect Joachim Faber as Director | Issuer | Yes | For | For |
| | HSBC Holdings plc | HSBA | G4634U169 | Annual | 04/24/2015 | 3(h) | Re-elect Rona Fairhead as Director | Issuer | Yes | Against | Against |
| | HSBC Holdings plc | HSBA | G4634U169 | Annual | 04/24/2015 | 3(i) | Re-elect Douglas Flint as Director | Issuer | Yes | For | For |
| | HSBC Holdings plc | HSBA | G4634U169 | Annual | 04/24/2015 | 3(j) | Re-elect Stuart Gulliver as Director | Issuer | Yes | For | For |
| | HSBC Holdings plc | HSBA | G4634U169 | Annual | 04/24/2015 | 3(k) | Re-elect Sam Laidlaw as Director | Issuer | Yes | For | For |
| | HSBC Holdings plc | HSBA | G4634U169 | Annual | 04/24/2015 | 3(l) | Re-elect John Lipsky as Director | Issuer | Yes | For | For |
| | HSBC Holdings plc | HSBA | G4634U169 | Annual | 04/24/2015 | 3(m) | Re-elect Rachel Lomax as Director | Issuer | Yes | For | For |
| | HSBC Holdings plc | HSBA | G4634U169 | Annual | 04/24/2015 | 3(n) | Re-elect Iain Mackay as Director | Issuer | Yes | For | For |
| | HSBC Holdings plc | HSBA | G4634U169 | Annual | 04/24/2015 | 3(o) | Re-elect Marc Moses as Director | Issuer | Yes | For | For |
| | HSBC Holdings plc | HSBA | G4634U169 | Annual | 04/24/2015 | 3(p) | Re-elect Sir Simon Robertson as Director | Issuer | Yes | For | For |
| | HSBC Holdings plc | HSBA | G4634U169 | Annual | 04/24/2015 | 3(q) | Re-elect Jonathan Symonds as Director | Issuer | Yes | For | For |
| | HSBC Holdings plc | HSBA | G4634U169 | Annual | 04/24/2015 | 4 | Appoint PricewaterhouseCoopers LLP as Auditors | Issuer | Yes | For | For |
| | HSBC Holdings plc | HSBA | G4634U169 | Annual | 04/24/2015 | 5 | Authorise the Group Audit Committee to Fix Remuneration of Auditors | Issuer | Yes | For | For |
| | HSBC Holdings plc | HSBA | G4634U169 | Annual | 04/24/2015 | 6 | Authorise Issue of Equity with Pre-emptive Rights | Issuer | Yes | For | For |
| | HSBC Holdings plc | HSBA | G4634U169 | Annual | 04/24/2015 | 7 | Authorise Issue of Equity without Pre-emptive Rights | Issuer | Yes | For | For |
| | HSBC Holdings plc | HSBA | G4634U169 | Annual | 04/24/2015 | 8 | Authorise Directors to Allot Any Repurchased Shares | Issuer | Yes | For | For |
| | HSBC Holdings plc | HSBA | G4634U169 | Annual | 04/24/2015 | 9 | Authorise Market Purchase of Ordinary Shares | Issuer | Yes | For | For |
| | HSBC Holdings plc | HSBA | G4634U169 | Annual | 04/24/2015 | 10 | Authorise Issue of Equity with Pre-emptive Rights in Relation to Contingent Convertible Securities | Issuer | Yes | For | For |
| | HSBC Holdings plc | HSBA | G4634U169 | Annual | 04/24/2015 | 11 | Authorise Issue of Equity without Pre-emptive Rights in Relation to Contingent Convertible Securities | Issuer | Yes | For | For |
| | HSBC Holdings plc | HSBA | G4634U169 | Annual | 04/24/2015 | 12 | Amend Savings-Related Share Option Plan (UK) | Issuer | Yes | For | For |
| | HSBC Holdings plc | HSBA | G4634U169 | Annual | 04/24/2015 | 13 | Authorise the Company to Call EGM with Two Weeks' Notice | Issuer | Yes | Against | Against |
| | Citigroup Inc. | C | 172967424 | Annual | 04/28/2015 | 1a | Elect Director Michael L. Corbat | Issuer | Yes | For | For |
| | Citigroup Inc. | C | 172967424 | Annual | 04/28/2015 | 1b | Elect Director Duncan P. Hennes | Issuer | Yes | For | For |
| | Citigroup Inc. | C | 172967424 | Annual | 04/28/2015 | 1c | Elect Director Peter B. Henry | Issuer | Yes | For | For |
| | Citigroup Inc. | C | 172967424 | Annual | 04/28/2015 | 1d | Elect Director Franz B. Humer | Issuer | Yes | Against | Against |
| | Citigroup Inc. | C | 172967424 | Annual | 04/28/2015 | 1e | Elect Director Michael E. O'Neill | Issuer | Yes | Against | Against |
| | Citigroup Inc. | C | 172967424 | Annual | 04/28/2015 | 1f | Elect Director Gary M. Reiner | Issuer | Yes | For | For |
| | Citigroup Inc. | C | 172967424 | Annual | 04/28/2015 | 1g | Elect Director Judith Rodin | Issuer | Yes | Against | Against |
| | Citigroup Inc. | C | 172967424 | Annual | 04/28/2015 | 1h | Elect Director Anthony M. Santomero | Issuer | Yes | For | For |
| | Citigroup Inc. | C | 172967424 | Annual | 04/28/2015 | 1i | Elect Director Joan E. Spero | Issuer | Yes | For | For |
| | Citigroup Inc. | C | 172967424 | Annual | 04/28/2015 | 1j | Elect Director Diana L. Taylor | Issuer | Yes | Against | Against |
| | Citigroup Inc. | C | 172967424 | Annual | 04/28/2015 | 1k | Elect Director William S. Thompson, Jr. | Issuer | Yes | Against | Against |
| | Citigroup Inc. | C | 172967424 | Annual | 04/28/2015 | 1l | Elect Director James S. Turley | Issuer | Yes | For | For |
| | Citigroup Inc. | C | 172967424 | Annual | 04/28/2015 | 1m | Elect Director Ernesto Zedillo Ponce de Leon | Issuer | Yes | For | For |
| | Citigroup Inc. | C | 172967424 | Annual | 04/28/2015 | 2 | Ratify KPMG LLP as Auditors | Issuer | Yes | For | For |
| | Citigroup Inc. | C | 172967424 | Annual | 04/28/2015 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Issuer | Yes | Against | Against |
| | Citigroup Inc. | C | 172967424 | Annual | 04/28/2015 | 4 | Amend Omnibus Stock Plan | Issuer | Yes | For | For |
| | Citigroup Inc. | C | 172967424 | Annual | 04/28/2015 | 5 | Adopt Proxy Access Right | SH | Yes | For | For |
| | Citigroup Inc. | C | 172967424 | Annual | 04/28/2015 | 6 | Report on Lobbying Payments and Policy | SH | Yes | For | Against |
| | Citigroup Inc. | C | 172967424 | Annual | 04/28/2015 | 7 | Claw-back of Payments under Restatements | SH | Yes | Against | For |
| | Citigroup Inc. | C | 172967424 | Annual | 04/28/2015 | 8 | Limits for Directors Involved with Bankruptcy | SH | Yes | Against | For |
| | Citigroup Inc. | C | 172967424 | Annual | 04/28/2015 | 9 | Report on Certain Vesting Program | SH | Yes | Against | For |
| | MetLife, Inc. | MET | 59156R108 | Annual | 04/28/2015 | 1.1 | Elect Director Cheryl W. Grise | Issuer | Yes | For | For |
| | MetLife, Inc. | MET | 59156R108 | Annual | 04/28/2015 | 1.2 | Elect Director Carlos M. Gutierrez | Issuer | Yes | For | For |
| | MetLife, Inc. | MET | 59156R108 | Annual | 04/28/2015 | 1.3 | Elect Director R. Glenn Hubbard | Issuer | Yes | For | For |
| | MetLife, Inc. | MET | 59156R108 | Annual | 04/28/2015 | 1.4 | Elect Director Steven A. Kandarian | Issuer | Yes | For | For |
| | MetLife, Inc. | MET | 59156R108 | Annual | 04/28/2015 | 1.5 | Elect Director Alfred F. Kelly, Jr. | Issuer | Yes | For | For |
| | MetLife, Inc. | MET | 59156R108 | Annual | 04/28/2015 | 1.6 | Elect Director Edward J. Kelly, III | Issuer | Yes | For | For |
| | MetLife, Inc. | MET | 59156R108 | Annual | 04/28/2015 | 1.7 | Elect Director William E. Kennard | Issuer | Yes | For | For |
| | MetLife, Inc. | MET | 59156R108 | Annual | 04/28/2015 | 1.8 | Elect Director James M. Kilts | Issuer | Yes | For | For |
| | MetLife, Inc. | MET | 59156R108 | Annual | 04/28/2015 | 1.9 | Elect Director Catherine R. Kinney | Issuer | Yes | For | For |
| | MetLife, Inc. | MET | 59156R108 | Annual | 04/28/2015 | 1.10 | Elect Director Denise M. Morrison | Issuer | Yes | For | For |
| | MetLife, Inc. | MET | 59156R108 | Annual | 04/28/2015 | 1.11 | Elect Director Kenton J. Sicchitano | Issuer | Yes | For | For |
| | MetLife, Inc. | MET | 59156R108 | Annual | 04/28/2015 | 1.12 | Elect Director Lulu C. Wang | Issuer | Yes | For | For |
| | MetLife, Inc. | MET | 59156R108 | Annual | 04/28/2015 | 2a | Reduce Supermajority Vote Requirement to Amend Certificate of Incorporation | Issuer | Yes | For | For |
| | MetLife, Inc. | MET | 59156R108 | Annual | 04/28/2015 | 2b | Reduce Supermajority Vote Requirement to Amend Bylaws | Issuer | Yes | For | For |
| | MetLife, Inc. | MET | 59156R108 | Annual | 04/28/2015 | 3 | Ratify Deloitte & Touche LLP as Auditors | Issuer | Yes | For | For |
| | MetLife, Inc. | MET | 59156R108 | Annual | 04/28/2015 | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Issuer | Yes | For | For |
| | SunTrust Banks, Inc. | STI | 867914103 | Annual | 04/28/2015 | 1.1 | Elect Director Robert M. Beall, II | Issuer | Yes | For | For |
| | SunTrust Banks, Inc. | STI | 867914103 | Annual | 04/28/2015 | 1.2 | Elect Director Paul R. Garcia | Issuer | Yes | For | For |
| | SunTrust Banks, Inc. | STI | 867914103 | Annual | 04/28/2015 | 1.3 | Elect Director David H. Hughes | Issuer | Yes | For | For |
| | SunTrust Banks, Inc. | STI | 867914103 | Annual | 04/28/2015 | 1.4 | Elect Director M. Douglas Ivester | Issuer | Yes | For | For |
| | SunTrust Banks, Inc. | STI | 867914103 | Annual | 04/28/2015 | 1.5 | Elect Director Kyle Prechtl Legg | Issuer | Yes | For | For |
| | SunTrust Banks, Inc. | STI | 867914103 | Annual | 04/28/2015 | 1.6 | Elect Director William A. Linnenbringer | Issuer | Yes | For | For |
| | SunTrust Banks, Inc. | STI | 867914103 | Annual | 04/28/2015 | 1.7 | Elect Director Donna S. Morea | Issuer | Yes | For | For |
| | SunTrust Banks, Inc. | STI | 867914103 | Annual | 04/28/2015 | 1.8 | Elect Director David M. Ratcliffe | Issuer | Yes | For | For |
| | SunTrust Banks, Inc. | STI | 867914103 | Annual | 04/28/2015 | 1.9 | Elect Director William H. Rogers, Jr. | Issuer | Yes | For | For |
| | SunTrust Banks, Inc. | STI | 867914103 | Annual | 04/28/2015 | 1.10 | Elect Director Frank P. Scruggs, Jr. | Issuer | Yes | For | For |
| | SunTrust Banks, Inc. | STI | 867914103 | Annual | 04/28/2015 | 1.11 | Elect Director Thomas R. Watjen | Issuer | Yes | For | For |
| | SunTrust Banks, Inc. | STI | 867914103 | Annual | 04/28/2015 | 1.12 | Elect Director Phail Wynn, Jr. | Issuer | Yes | For | For |
| | SunTrust Banks, Inc. | STI | 867914103 | Annual | 04/28/2015 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Issuer | Yes | For | For |
| | SunTrust Banks, Inc. | STI | 867914103 | Annual | 04/28/2015 | 3 | Ratify Ernst & Young LLP as Auditors | Issuer | Yes | For | For |
| | SunTrust Banks, Inc. | STI | 867914103 | Annual | 04/28/2015 | 4 | Claw-back of Payments under Restatements | SH | Yes | For | Against |
| | The PNC Financial Services Group, Inc. | PNC | 693475105 | Annual | 04/28/2015 | 1.1 | Elect Director Charles E. Bunch | Issuer | Yes | Against | Against |
| | The PNC Financial Services Group, Inc. | PNC | 693475105 | Annual | 04/28/2015 | 1.2 | Elect Director Paul W. Chellgren | Issuer | Yes | For | For |
| | The PNC Financial Services Group, Inc. | PNC | 693475105 | Annual | 04/28/2015 | 1.3 | Elect Director Marjorie Rodgers Cheshire | Issuer | Yes | For | For |
| | The PNC Financial Services Group, Inc. | PNC | 693475105 | Annual | 04/28/2015 | 1.4 | Elect Director William S. Demchak | Issuer | Yes | Against | Against |
| | The PNC Financial Services Group, Inc. | PNC | 693475105 | Annual | 04/28/2015 | 1.5 | Elect Director Andrew T. Feldstein | Issuer | Yes | For | For |
| | The PNC Financial Services Group, Inc. | PNC | 693475105 | Annual | 04/28/2015 | 1.6 | Elect Director Kay Coles James | Issuer | Yes | For | For |
| | The PNC Financial Services Group, Inc. | PNC | 693475105 | Annual | 04/28/2015 | 1.7 | Elect Director Richard B. Kelson | Issuer | Yes | For | For |
| | The PNC Financial Services Group, Inc. | PNC | 693475105 | Annual | 04/28/2015 | 1.8 | Elect Director Anthony A. Massaro | Issuer | Yes | For | For |
| | The PNC Financial Services Group, Inc. | PNC | 693475105 | Annual | 04/28/2015 | 1.9 | Elect Director Jane G. Pepper | Issuer | Yes | For | For |
| | The PNC Financial Services Group, Inc. | PNC | 693475105 | Annual | 04/28/2015 | 1.10 | Elect Director Donald J. Shepard | Issuer | Yes | For | For |
| | The PNC Financial Services Group, Inc. | PNC | 693475105 | Annual | 04/28/2015 | 1.11 | Elect Director Lorene K. Steffes | Issuer | Yes | For | For |
| | The PNC Financial Services Group, Inc. | PNC | 693475105 | Annual | 04/28/2015 | 1.12 | Elect Director Dennis F. Strigl | Issuer | Yes | For | For |
| | The PNC Financial Services Group, Inc. | PNC | 693475105 | Annual | 04/28/2015 | 1.13 | Elect Director Thomas J. Usher | Issuer | Yes | For | For |
| | The PNC Financial Services Group, Inc. | PNC | 693475105 | Annual | 04/28/2015 | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Issuer | Yes | For | For |
| | The PNC Financial Services Group, Inc. | PNC | 693475105 | Annual | 04/28/2015 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Issuer | Yes | For | For |
| | Wells Fargo & Company | WFC | 949746101 | Annual | 04/28/2015 | 1a | Elect Director John D. Baker, II | Issuer | Yes | For | For |
| | Wells Fargo & Company | WFC | 949746101 | Annual | 04/28/2015 | 1b | Elect Director Elaine L. Chao | Issuer | Yes | For | For |
| | Wells Fargo & Company | WFC | 949746101 | Annual | 04/28/2015 | 1c | Elect Director John S. Chen | Issuer | Yes | For | For |
| | Wells Fargo & Company | WFC | 949746101 | Annual | 04/28/2015 | 1d | Elect Director Lloyd H. Dean | Issuer | Yes | For | For |
| | Wells Fargo & Company | WFC | 949746101 | Annual | 04/28/2015 | 1e | Elect Director Elizabeth A. Duke | Issuer | Yes | For | For |
| | Wells Fargo & Company | WFC | 949746101 | Annual | 04/28/2015 | 1f | Elect Director Susan E. Engel | Issuer | Yes | For | For |
| | Wells Fargo & Company | WFC | 949746101 | Annual | 04/28/2015 | 1g | Elect Director Enrique Hernandez, Jr. | Issuer | Yes | For | For |
| | Wells Fargo & Company | WFC | 949746101 | Annual | 04/28/2015 | 1h | Elect Director Donald M. James | Issuer | Yes | For | For |
| | Wells Fargo & Company | WFC | 949746101 | Annual | 04/28/2015 | 1i | Elect Director Cynthia H. Milligan | Issuer | Yes | Against | Against |
| | Wells Fargo & Company | WFC | 949746101 | Annual | 04/28/2015 | 1j | Elect Director Federico F. Pena | Issuer | Yes | For | For |
| | Wells Fargo & Company | WFC | 949746101 | Annual | 04/28/2015 | 1k | Elect Director James H. Quigley | Issuer | Yes | For | For |
| | Wells Fargo & Company | WFC | 949746101 | Annual | 04/28/2015 | 1l | Elect Director Judith M. Runstad | Issuer | Yes | For | For |
| | Wells Fargo & Company | WFC | 949746101 | Annual | 04/28/2015 | 1m | Elect Director Stephen W. Sanger | Issuer | Yes | For | For |
| | Wells Fargo & Company | WFC | 949746101 | Annual | 04/28/2015 | 1n | Elect Director John G. Stumpf | Issuer | Yes | For | For |
| | Wells Fargo & Company | WFC | 949746101 | Annual | 04/28/2015 | 1o | Elect Director Susan G. Swenson | Issuer | Yes | For | For |
| | Wells Fargo & Company | WFC | 949746101 | Annual | 04/28/2015 | 1p | Elect Director Suzanne M. Vautrinot | Issuer | Yes | For | For |
| | Wells Fargo & Company | WFC | 949746101 | Annual | 04/28/2015 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Issuer | Yes | For | For |
| | Wells Fargo & Company | WFC | 949746101 | Annual | 04/28/2015 | 3 | Ratify KPMG LLP as Auditors | Issuer | Yes | For | For |
| | Wells Fargo & Company | WFC | 949746101 | Annual | 04/28/2015 | 4 | Require Independent Board Chairman | SH | Yes | For | Against |
| | Wells Fargo & Company | WFC | 949746101 | Annual | 04/28/2015 | 5 | Report on Lobbying Payments and Policy | SH | Yes | Against | For |
| | Ameriprise Financial, Inc. | AMP | 03076C106 | Annual | 04/29/2015 | 1.1a | Elect Director James M. Cracchiolo | Issuer | Yes | For | For |
| | Ameriprise Financial, Inc. | AMP | 03076C106 | Annual | 04/29/2015 | 1.1b | Elect Director Dianne Neal Blixt | Issuer | Yes | For | For |
| | Ameriprise Financial, Inc. | AMP | 03076C106 | Annual | 04/29/2015 | 1.1c | Elect Director Amy DiGeso | Issuer | Yes | For | For |
| | Ameriprise Financial, Inc. | AMP | 03076C106 | Annual | 04/29/2015 | 1.1d | Elect Director Lon R. Greenberg | Issuer | Yes | For | For |
| | Ameriprise Financial, Inc. | AMP | 03076C106 | Annual | 04/29/2015 | 1.1e | Elect Director Siri S. Marshall | Issuer | Yes | For | For |
| | Ameriprise Financial, Inc. | AMP | 03076C106 | Annual | 04/29/2015 | 1.1f | Elect Director Jeffrey Noddle | Issuer | Yes | For | For |
| | Ameriprise Financial, Inc. | AMP | 03076C106 | Annual | 04/29/2015 | 1.1g | Elect Director H. Jay Sarles | Issuer | Yes | Against | Against |
| | Ameriprise Financial, Inc. | AMP | 03076C106 | Annual | 04/29/2015 | 1.1h | Elect Director Robert F. Sharpe, Jr. | Issuer | Yes | For | For |
| | Ameriprise Financial, Inc. | AMP | 03076C106 | Annual | 04/29/2015 | 1.1i | Elect Director William H. Turner | Issuer | Yes | For | For |
| | Ameriprise Financial, Inc. | AMP | 03076C106 | Annual | 04/29/2015 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Issuer | Yes | For | For |
| | Ameriprise Financial, Inc. | AMP | 03076C106 | Annual | 04/29/2015 | 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Issuer | Yes | For | For |
| | Discover Financial Services | DFS | 254709108 | Annual | 04/29/2015 | 1.1 | Elect Director Jeffrey S. Aronin | Issuer | Yes | For | For |
| | Discover Financial Services | DFS | 254709108 | Annual | 04/29/2015 | 1.2 | Elect Director Mary K. Bush | Issuer | Yes | For | For |
| | Discover Financial Services | DFS | 254709108 | Annual | 04/29/2015 | 1.3 | Elect Director Gregory C. Case | Issuer | Yes | For | For |
| | Discover Financial Services | DFS | 254709108 | Annual | 04/29/2015 | 1.4 | Elect Director Candace H. Duncan | Issuer | Yes | For | For |
| | Discover Financial Services | DFS | 254709108 | Annual | 04/29/2015 | 1.5 | Elect Director Cynthia A. Glassman | Issuer | Yes | For | For |
| | Discover Financial Services | DFS | 254709108 | Annual | 04/29/2015 | 1.6 | Elect Director Richard H. Lenny | Issuer | Yes | For | For |
| | Discover Financial Services | DFS | 254709108 | Annual | 04/29/2015 | 1.7 | Elect Director Thomas G. Maheras | Issuer | Yes | For | For |
| | Discover Financial Services | DFS | 254709108 | Annual | 04/29/2015 | 1.8 | Elect Director Michael H. Moskow | Issuer | Yes | For | For |
| | Discover Financial Services | DFS | 254709108 | Annual | 04/29/2015 | 1.9 | Elect Director David W. Nelms | Issuer | Yes | For | For |
| | Discover Financial Services | DFS | 254709108 | Annual | 04/29/2015 | 1.10 | Elect Director Mark A. Thierer | Issuer | Yes | For | For |
| | Discover Financial Services | DFS | 254709108 | Annual | 04/29/2015 | 1.11 | Elect Director Lawrence A. Weinbach | Issuer | Yes | For | For |
| | Discover Financial Services | DFS | 254709108 | Annual | 04/29/2015 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Issuer | Yes | For | For |
| | Discover Financial Services | DFS | 254709108 | Annual | 04/29/2015 | 3 | Ratify Deloitte & Touche LLP as Auditors | Issuer | Yes | For | For |
| | Berkshire Hathaway Inc. | BRK.B | 084670702 | Annual | 05/02/2015 | 1.1 | Elect Director Warren E. Buffett | Issuer | Yes | Withhold | Against |
| | Berkshire Hathaway Inc. | BRK.B | 084670702 | Annual | 05/02/2015 | 1.2 | Elect Director Charles T. Munger | Issuer | Yes | Withhold | Against |
| | Berkshire Hathaway Inc. | BRK.B | 084670702 | Annual | 05/02/2015 | 1.3 | Elect Director Howard G. Buffett | Issuer | Yes | Withhold | Against |
| | Berkshire Hathaway Inc. | BRK.B | 084670702 | Annual | 05/02/2015 | 1.4 | Elect Director Stephen B. Burke | Issuer | Yes | For | For |
| | Berkshire Hathaway Inc. | BRK.B | 084670702 | Annual | 05/02/2015 | 1.5 | Elect Director Susan L. Decker | Issuer | Yes | Withhold | Against |
| | Berkshire Hathaway Inc. | BRK.B | 084670702 | Annual | 05/02/2015 | 1.6 | Elect Director William H. Gates, III | Issuer | Yes | Withhold | Against |
| | Berkshire Hathaway Inc. | BRK.B | 084670702 | Annual | 05/02/2015 | 1.7 | Elect Director David S. Gottesman | Issuer | Yes | Withhold | Against |
| | Berkshire Hathaway Inc. | BRK.B | 084670702 | Annual | 05/02/2015 | 1.8 | Elect Director Charlotte Guyman | Issuer | Yes | Withhold | Against |
| | Berkshire Hathaway Inc. | BRK.B | 084670702 | Annual | 05/02/2015 | 1.9 | Elect Director Thomas S. Murphy | Issuer | Yes | Withhold | Against |
| | Berkshire Hathaway Inc. | BRK.B | 084670702 | Annual | 05/02/2015 | 1.10 | Elect Director Ronald L. Olson | Issuer | Yes | Withhold | Against |
| | Berkshire Hathaway Inc. | BRK.B | 084670702 | Annual | 05/02/2015 | 1.11 | Elect Director Walter Scott, Jr. | Issuer | Yes | Withhold | Against |
| | Berkshire Hathaway Inc. | BRK.B | 084670702 | Annual | 05/02/2015 | 1.12 | Elect Director Meryl B. Witmer | Issuer | Yes | Withhold | Against |
| | Bank of America Corporation | BAC | 060505104 | Annual | 05/06/2015 | 1a | Elect Director Sharon L. Allen | Issuer | Yes | Against | Against |
| | Bank of America Corporation | BAC | 060505104 | Annual | 05/06/2015 | 1b | Elect Director Susan S. Bies | Issuer | Yes | For | For |
| | Bank of America Corporation | BAC | 060505104 | Annual | 05/06/2015 | 1c | Elect Director Jack O. Bovender, Jr. | Issuer | Yes | For | For |
| | Bank of America Corporation | BAC | 060505104 | Annual | 05/06/2015 | 1d | Elect Director Frank P. Bramble, Sr. | Issuer | Yes | Against | Against |
| | Bank of America Corporation | BAC | 060505104 | Annual | 05/06/2015 | 1e | Elect Director Pierre J. P. de Weck | Issuer | Yes | For | For |
| | Bank of America Corporation | BAC | 060505104 | Annual | 05/06/2015 | 1f | Elect Director Arnold W. Donald | Issuer | Yes | For | For |
| | Bank of America Corporation | BAC | 060505104 | Annual | 05/06/2015 | 1g | Elect Director Charles K. Gifford | Issuer | Yes | For | For |
| | Bank of America Corporation | BAC | 060505104 | Annual | 05/06/2015 | 1h | Elect Director Linda P. Hudson | Issuer | Yes | For | For |
| | Bank of America Corporation | BAC | 060505104 | Annual | 05/06/2015 | 1i | Elect Director Monica C. Lozano | Issuer | Yes | For | For |
| | Bank of America Corporation | BAC | 060505104 | Annual | 05/06/2015 | 1j | Elect Director Thomas J. May | Issuer | Yes | Against | Against |
| | Bank of America Corporation | BAC | 060505104 | Annual | 05/06/2015 | 1k | Elect Director Brian T. Moynihan | Issuer | Yes | For | For |
| | Bank of America Corporation | BAC | 060505104 | Annual | 05/06/2015 | 1l | Elect Director Lionel L. Nowell, III | Issuer | Yes | Against | Against |
| | Bank of America Corporation | BAC | 060505104 | Annual | 05/06/2015 | 1m | Elect Director R. David Yost | Issuer | Yes | For | For |
| | Bank of America Corporation | BAC | 060505104 | Annual | 05/06/2015 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Issuer | Yes | For | For |
| | Bank of America Corporation | BAC | 060505104 | Annual | 05/06/2015 | 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Issuer | Yes | For | For |
| | Bank of America Corporation | BAC | 060505104 | Annual | 05/06/2015 | 4 | Amend Omnibus Stock Plan | Issuer | Yes | For | For |
| | Bank of America Corporation | BAC | 060505104 | Annual | 05/06/2015 | 5 | Report on Climate Change Financing Risk | SH | Yes | Against | For |
| | Bank of America Corporation | BAC | 060505104 | Annual | 05/06/2015 | 6 | Report on Lobbying Payments and Policy | SH | Yes | For | Against |
| | Bank of America Corporation | BAC | 060505104 | Annual | 05/06/2015 | 7 | Provide Right to Act by Written Consent | SH | Yes | For | Against |
| | Bank of America Corporation | BAC | 060505104 | Annual | 05/06/2015 | 8 | Establish Other Governance Board Committee | SH | Yes | Against | For |
| | American Express Company | AXP | 025816109 | Annual | 05/11/2015 | 1a | Elect Director Charlene Barshefsky | Issuer | Yes | For | For |
| | American Express Company | AXP | 025816109 | Annual | 05/11/2015 | 1b | Elect Director Ursula M. Burns | Issuer | Yes | For | For |
| | American Express Company | AXP | 025816109 | Annual | 05/11/2015 | 1c | Elect Director Kenneth I. Chenault | Issuer | Yes | For | For |
| | American Express Company | AXP | 025816109 | Annual | 05/11/2015 | 1d | Elect Director Peter Chernin | Issuer | Yes | For | For |
| | American Express Company | AXP | 025816109 | Annual | 05/11/2015 | 1e | Elect Director Anne Lauvergeon | Issuer | Yes | For | For |
| | American Express Company | AXP | 025816109 | Annual | 05/11/2015 | 1f | Elect Director Michael O. Leavitt | Issuer | Yes | For | For |
| | American Express Company | AXP | 025816109 | Annual | 05/11/2015 | 1g | Elect Director Theodore J. Leonsis | Issuer | Yes | For | For |
| | American Express Company | AXP | 025816109 | Annual | 05/11/2015 | 1h | Elect Director Richard C. Levin | Issuer | Yes | For | For |
| | American Express Company | AXP | 025816109 | Annual | 05/11/2015 | 1i | Elect Director Samuel J. Palmisano | Issuer | Yes | For | For |
| | American Express Company | AXP | 025816109 | Annual | 05/11/2015 | 1j | Elect Director Daniel L. Vasella | Issuer | Yes | For | For |
| | American Express Company | AXP | 025816109 | Annual | 05/11/2015 | 1k | Elect Director Robert D. Walter | Issuer | Yes | For | For |
| | American Express Company | AXP | 025816109 | Annual | 05/11/2015 | 1l | Elect Director Ronald A. Williams | Issuer | Yes | For | For |
| | American Express Company | AXP | 025816109 | Annual | 05/11/2015 | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Issuer | Yes | For | For |
| | American Express Company | AXP | 025816109 | Annual | 05/11/2015 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Issuer | Yes | For | For |
| | American Express Company | AXP | 025816109 | Annual | 05/11/2015 | 4 | Prepare Employment Diversity Report | SH | Yes | Against | For |
| | American Express Company | AXP | 025816109 | Annual | 05/11/2015 | 5 | Report on Board Oversight of Privacy and Data Security and Requests for Customer Information | SH | Yes | Against | For |
| | American Express Company | AXP | 025816109 | Annual | 05/11/2015 | 6 | Provide Right to Act by Written Consent | SH | Yes | For | Against |
| | American Express Company | AXP | 025816109 | Annual | 05/11/2015 | 7 | Report on Lobbying Payments and Policy | SH | Yes | Against | For |
| | American Express Company | AXP | 025816109 | Annual | 05/11/2015 | 8 | Require Independent Board Chairman | SH | Yes | For | Against |
| | AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | Annual | 05/13/2015 | 1a | Elect Director W. Don Cornwell | Issuer | Yes | For | For |
| | AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | Annual | 05/13/2015 | 1b | Elect Director Peter R. Fisher | Issuer | Yes | For | For |
| | AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | Annual | 05/13/2015 | 1c | Elect Director John H. Fitzpatrick | Issuer | Yes | For | For |
| | AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | Annual | 05/13/2015 | 1d | Elect Director Peter D. Hancock | Issuer | Yes | For | For |
| | AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | Annual | 05/13/2015 | 1e | Elect Director William G. Jurgensen | Issuer | Yes | For | For |
| | AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | Annual | 05/13/2015 | 1f | Elect Director Christopher S. Lynch | Issuer | Yes | For | For |
| | AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | Annual | 05/13/2015 | 1g | Elect Director George L. Miles, Jr. | Issuer | Yes | Against | Against |
| | AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | Annual | 05/13/2015 | 1h | Elect Director Henry S. Miller | Issuer | Yes | For | For |
| | AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | Annual | 05/13/2015 | 1i | Elect Director Robert S. Miller | Issuer | Yes | For | For |
| | AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | Annual | 05/13/2015 | 1j | Elect Director Suzanne Nora Johnson | Issuer | Yes | For | For |
| | AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | Annual | 05/13/2015 | 1k | Elect Director Ronald A. Rittenmeyer | Issuer | Yes | For | For |
| | AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | Annual | 05/13/2015 | 1l | Elect Director Douglas M. Steenland | Issuer | Yes | For | For |
| | AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | Annual | 05/13/2015 | 1m | Elect Director Theresa M. Stone | Issuer | Yes | For | For |
| | AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | Annual | 05/13/2015 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Issuer | Yes | For | For |
| | AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | Annual | 05/13/2015 | 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Issuer | Yes | For | For |
| | BankUnited, Inc. | BKU | 06652K103 | Annual | 05/13/2015 | 1.1 | Elect Director John A. Kanas | Issuer | Yes | Withhold | Against |
| | BankUnited, Inc. | BKU | 06652K103 | Annual | 05/13/2015 | 1.2 | Elect Director Rajinder P. Singh | Issuer | Yes | Withhold | Against |
| | BankUnited, Inc. | BKU | 06652K103 | Annual | 05/13/2015 | 1.3 | Elect Director Tere Blanca | Issuer | Yes | Withhold | Against |
| | BankUnited, Inc. | BKU | 06652K103 | Annual | 05/13/2015 | 1.4 | Elect Director Eugene F. DeMark | Issuer | Yes | Withhold | Against |
| | BankUnited, Inc. | BKU | 06652K103 | Annual | 05/13/2015 | 1.5 | Elect Director Michael J. Dowling | Issuer | Yes | Withhold | Against |
| | BankUnited, Inc. | BKU | 06652K103 | Annual | 05/13/2015 | 1.6 | Elect Director Douglas J. Pauls | Issuer | Yes | Withhold | Against |
| | BankUnited, Inc. | BKU | 06652K103 | Annual | 05/13/2015 | 1.7 | Elect Director A. Robert Towbin | Issuer | Yes | Withhold | Against |
| | BankUnited, Inc. | BKU | 06652K103 | Annual | 05/13/2015 | 1.8 | Elect Director Sanjiv Sobti | Issuer | Yes | For | For |
| | BankUnited, Inc. | BKU | 06652K103 | Annual | 05/13/2015 | 2 | Ratify KPMG LLP as Auditors | Issuer | Yes | For | For |
| | BankUnited, Inc. | BKU | 06652K103 | Annual | 05/13/2015 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Issuer | Yes | Against | Against |
| | Invesco Ltd. | IVZ | G491BT108 | Annual | 05/14/2015 | 1.1 | Elect Director Martin L. Flanagan | Issuer | Yes | For | For |
| | Invesco Ltd. | IVZ | G491BT108 | Annual | 05/14/2015 | 1.2 | Elect Director C. Robert Henrikson | Issuer | Yes | Against | Against |
| | Invesco Ltd. | IVZ | G491BT108 | Annual | 05/14/2015 | 1.3 | Elect Director Ben F. Johnson, III | Issuer | Yes | Against | Against |
| | Invesco Ltd. | IVZ | G491BT108 | Annual | 05/14/2015 | 1.4 | Elect Director Sir Nigel Sheinwald | Issuer | Yes | For | For |
| | Invesco Ltd. | IVZ | G491BT108 | Annual | 05/14/2015 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Issuer | Yes | Against | Against |
| | Invesco Ltd. | IVZ | G491BT108 | Annual | 05/14/2015 | 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Issuer | Yes | For | For |
| | Simon Property Group, Inc. | SPG | 828806109 | Annual | 05/14/2015 | 1a | Elect Director Melvyn E. Bergstein | Issuer | Yes | For | For |
| | Simon Property Group, Inc. | SPG | 828806109 | Annual | 05/14/2015 | 1b | Elect Director Larry C. Glasscock | Issuer | Yes | For | For |
| | Simon Property Group, Inc. | SPG | 828806109 | Annual | 05/14/2015 | 1c | Elect Director Karen N. Horn | Issuer | Yes | For | For |
| | Simon Property Group, Inc. | SPG | 828806109 | Annual | 05/14/2015 | 1d | Elect Director Allan Hubbard | Issuer | Yes | For | For |
| | Simon Property Group, Inc. | SPG | 828806109 | Annual | 05/14/2015 | 1e | Elect Director Reuben S. Leibowitz | Issuer | Yes | For | For |
| | Simon Property Group, Inc. | SPG | 828806109 | Annual | 05/14/2015 | 1f | Elect Director Daniel C. Smith | Issuer | Yes | For | For |
| | Simon Property Group, Inc. | SPG | 828806109 | Annual | 05/14/2015 | 1g | Elect Director J. Albert Smith, Jr. | Issuer | Yes | For | For |
| | Simon Property Group, Inc. | SPG | 828806109 | Annual | 05/14/2015 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Issuer | Yes | For | For |
| | Simon Property Group, Inc. | SPG | 828806109 | Annual | 05/14/2015 | 3 | Ratify Ernst & Young LLP as Auditors | Issuer | Yes | For | For |
| | Simon Property Group, Inc. | SPG | 828806109 | Annual | 05/14/2015 | 4 | Provide Vote Counting to Exclude Abstentions | SH | Yes | Against | For |
| | CBRE Group, Inc. | CBG | 12504L109 | Annual | 05/15/2015 | 1.1 | Elect Director Richard C. Blum | Issuer | Yes | For | For |
| | CBRE Group, Inc. | CBG | 12504L109 | Annual | 05/15/2015 | 1.2 | Elect Director Brandon B. Boze | Issuer | Yes | For | For |
| | CBRE Group, Inc. | CBG | 12504L109 | Annual | 05/15/2015 | 1.3 | Elect Director Curtis F. Feeny | Issuer | Yes | For | For |
| | CBRE Group, Inc. | CBG | 12504L109 | Annual | 05/15/2015 | 1.4 | Elect Director Bradford M. Freeman | Issuer | Yes | For | For |
| | CBRE Group, Inc. | CBG | 12504L109 | Annual | 05/15/2015 | 1.5 | Elect Director Michael Kantor | Issuer | Yes | For | For |
| | CBRE Group, Inc. | CBG | 12504L109 | Annual | 05/15/2015 | 1.6 | Elect Director Frederic V. Malek | Issuer | Yes | For | For |
| | CBRE Group, Inc. | CBG | 12504L109 | Annual | 05/15/2015 | 1.7 | Elect Director Robert E. Sulentic | Issuer | Yes | For | For |
| | CBRE Group, Inc. | CBG | 12504L109 | Annual | 05/15/2015 | 1.8 | Elect Director Laura D. Tyson | Issuer | Yes | For | For |
| | CBRE Group, Inc. | CBG | 12504L109 | Annual | 05/15/2015 | 1.9 | Elect Director Gary L. Wilson | Issuer | Yes | For | For |
| | CBRE Group, Inc. | CBG | 12504L109 | Annual | 05/15/2015 | 1.10 | Elect Director Ray Wirta | Issuer | Yes | For | For |
| | CBRE Group, Inc. | CBG | 12504L109 | Annual | 05/15/2015 | 2 | Ratify KPMG LLP as Auditors | Issuer | Yes | For | For |
| | CBRE Group, Inc. | CBG | 12504L109 | Annual | 05/15/2015 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Issuer | Yes | For | For |
| | CBRE Group, Inc. | CBG | 12504L109 | Annual | 05/15/2015 | 4 | Amend Executive Incentive Bonus Plan | Issuer | Yes | For | For |
| | Intercontinental Exchange, Inc. | ICE | 45866F104 | Annual | 05/15/2015 | 1a | Elect Director Charles R. Crisp | Issuer | Yes | For | For |
| | Intercontinental Exchange, Inc. | ICE | 45866F104 | Annual | 05/15/2015 | 1b | Elect Director Jean-Marc Forneri | Issuer | Yes | For | For |
| | Intercontinental Exchange, Inc. | ICE | 45866F104 | Annual | 05/15/2015 | 1c | Elect Director Fred W. Hatfield | Issuer | Yes | For | For |
| | Intercontinental Exchange, Inc. | ICE | 45866F104 | Annual | 05/15/2015 | 1d | Elect Director Terrence F. Martell | Issuer | Yes | For | For |
| | Intercontinental Exchange, Inc. | ICE | 45866F104 | Annual | 05/15/2015 | 1e | Elect Director Callum McCarthy | Issuer | Yes | For | For |
| | Intercontinental Exchange, Inc. | ICE | 45866F104 | Annual | 05/15/2015 | 1f | Elect Director Robert Reid | Issuer | Yes | For | For |
| | Intercontinental Exchange, Inc. | ICE | 45866F104 | Annual | 05/15/2015 | 1g | Elect Director Frederic V. Salerno | Issuer | Yes | For | For |
| | Intercontinental Exchange, Inc. | ICE | 45866F104 | Annual | 05/15/2015 | 1h | Elect Director Jeffrey C. Sprecher | Issuer | Yes | For | For |
| | Intercontinental Exchange, Inc. | ICE | 45866F104 | Annual | 05/15/2015 | 1i | Elect Director Judith A. Sprieser | Issuer | Yes | For | For |
| | Intercontinental Exchange, Inc. | ICE | 45866F104 | Annual | 05/15/2015 | 1j | Elect Director Vincent Tese | Issuer | Yes | For | For |
| | Intercontinental Exchange, Inc. | ICE | 45866F104 | Annual | 05/15/2015 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Issuer | Yes | For | For |
| | Intercontinental Exchange, Inc. | ICE | 45866F104 | Annual | 05/15/2015 | 3 | Ratify Ernst & Young LLP as Auditors | Issuer | Yes | For | For |
| | Intercontinental Exchange, Inc. | ICE | 45866F104 | Annual | 05/15/2015 | 4 | Amend Article to Delete Provisions not Applicable following the Sale of Euronext | Issuer | Yes | For | For |
| | PacWest Bancorp | PACW | 695263103 | Annual | 05/18/2015 | 1.1 | Elect Director Craig A. Carlson | Issuer | Yes | Withhold | Against |
| | PacWest Bancorp | PACW | 695263103 | Annual | 05/18/2015 | 1.2 | Elect Director John M. Eggemeyer | Issuer | Yes | Withhold | Against |
| | PacWest Bancorp | PACW | 695263103 | Annual | 05/18/2015 | 1.3 | Elect Director Barry C. Fitzpatrick | Issuer | Yes | For | For |
| | PacWest Bancorp | PACW | 695263103 | Annual | 05/18/2015 | 1.4 | Elect Director Andrew B. Fremder | Issuer | Yes | For | For |
| | PacWest Bancorp | PACW | 695263103 | Annual | 05/18/2015 | 1.5 | Elect Director C. William Hosler | Issuer | Yes | Withhold | Against |
| | PacWest Bancorp | PACW | 695263103 | Annual | 05/18/2015 | 1.6 | Elect Director Susan E. Lester | Issuer | Yes | Withhold | Against |
| | PacWest Bancorp | PACW | 695263103 | Annual | 05/18/2015 | 1.7 | Elect Director Douglas H. (Tad) Lowrey | Issuer | Yes | Withhold | Against |
| | PacWest Bancorp | PACW | 695263103 | Annual | 05/18/2015 | 1.8 | Elect Director Timothy B. Matz | Issuer | Yes | Withhold | Against |
| | PacWest Bancorp | PACW | 695263103 | Annual | 05/18/2015 | 1.9 | Elect Director Roger H. Molvar | Issuer | Yes | Withhold | Against |
| | PacWest Bancorp | PACW | 695263103 | Annual | 05/18/2015 | 1.10 | Elect Director James J. Pieczynski | Issuer | Yes | Withhold | Against |
| | PacWest Bancorp | PACW | 695263103 | Annual | 05/18/2015 | 1.11 | Elect Director Daniel B. Platt | Issuer | Yes | Withhold | Against |
| | PacWest Bancorp | PACW | 695263103 | Annual | 05/18/2015 | 1.12 | Elect Director Robert A. Stine | Issuer | Yes | For | For |
| | PacWest Bancorp | PACW | 695263103 | Annual | 05/18/2015 | 1.13 | Elect Director Matthew P. Wagner | Issuer | Yes | Withhold | Against |
| | PacWest Bancorp | PACW | 695263103 | Annual | 05/18/2015 | 2 | Amend Executive Incentive Bonus Plan | Issuer | Yes | For | For |
| | PacWest Bancorp | PACW | 695263103 | Annual | 05/18/2015 | 3 | Amend Tax Asset Protection Plan | Issuer | Yes | For | For |
| | PacWest Bancorp | PACW | 695263103 | Annual | 05/18/2015 | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Issuer | Yes | For | For |
| | PacWest Bancorp | PACW | 695263103 | Annual | 05/18/2015 | 5 | Ratify KPMG LLP as Auditors | Issuer | Yes | Against | Against |
| | PacWest Bancorp | PACW | 695263103 | Annual | 05/18/2015 | 6 | Adjourn Meeting | Issuer | Yes | For | For |
| | PacWest Bancorp | PACW | 695263103 | Annual | 05/18/2015 | 7 | Other Business | Issuer | Yes | Against | Against |
| | JPMorgan Chase & Co. | JPM | 46625h100 | Annual | 05/19/2015 | 1a | Elect Director Linda B. Bammann | Issuer | Yes | For | For |
| | JPMorgan Chase & Co. | JPM | 46625h100 | Annual | 05/19/2015 | 1b | Elect Director James A. Bell | Issuer | Yes | For | For |
| | JPMorgan Chase & Co. | JPM | 46625h100 | Annual | 05/19/2015 | 1c | Elect Director Crandall C. Bowles | Issuer | Yes | For | For |
| | JPMorgan Chase & Co. | JPM | 46625h100 | Annual | 05/19/2015 | 1d | Elect Director Stephen B. Burke | Issuer | Yes | Against | Against |
| | JPMorgan Chase & Co. | JPM | 46625h100 | Annual | 05/19/2015 | 1e | Elect Director James S. Crown | Issuer | Yes | For | For |
| | JPMorgan Chase & Co. | JPM | 46625h100 | Annual | 05/19/2015 | 1f | Elect Director James Dimon | Issuer | Yes | For | For |
| | JPMorgan Chase & Co. | JPM | 46625h100 | Annual | 05/19/2015 | 1g | Elect Director Timothy P. Flynn | Issuer | Yes | For | For |
| | JPMorgan Chase & Co. | JPM | 46625h100 | Annual | 05/19/2015 | 1h | Elect Director Laban P. Jackson, Jr. | Issuer | Yes | For | For |
| | JPMorgan Chase & Co. | JPM | 46625h100 | Annual | 05/19/2015 | 1i | Elect Director Michael A. Neal | Issuer | Yes | For | For |
| | JPMorgan Chase & Co. | JPM | 46625h100 | Annual | 05/19/2015 | 1j | Elect Director Lee R. Raymond | Issuer | Yes | Against | Against |
| | JPMorgan Chase & Co. | JPM | 46625h100 | Annual | 05/19/2015 | 1k | Elect Director William C. Weldon | Issuer | Yes | Against | Against |
| | JPMorgan Chase & Co. | JPM | 46625h100 | Annual | 05/19/2015 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Issuer | Yes | Against | Against |
| | JPMorgan Chase & Co. | JPM | 46625h100 | Annual | 05/19/2015 | 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Issuer | Yes | For | For |
| | JPMorgan Chase & Co. | JPM | 46625h100 | Annual | 05/19/2015 | 4 | Amend Omnibus Stock Plan | Issuer | Yes | For | For |
| | JPMorgan Chase & Co. | JPM | 46625h100 | Annual | 05/19/2015 | 5 | Require Independent Board Chairman | SH | Yes | For | Against |
| | JPMorgan Chase & Co. | JPM | 46625h100 | Annual | 05/19/2015 | 6 | Report on Lobbying Payments and Policy | SH | Yes | Against | For |
| | JPMorgan Chase & Co. | JPM | 46625h100 | Annual | 05/19/2015 | 7 | Amend Bylaws -- Call Special Meetings | SH | Yes | Against | For |
| | JPMorgan Chase & Co. | JPM | 46625h100 | Annual | 05/19/2015 | 8 | Provide Vote Counting to Exclude Abstentions | SH | Yes | Against | For |
| | JPMorgan Chase & Co. | JPM | 46625h100 | Annual | 05/19/2015 | 9 | Report on Certain Vesting Program | SH | Yes | Against | For |
| | JPMorgan Chase & Co. | JPM | 46625h100 | Annual | 05/19/2015 | 10 | Disclosure of Recoupment Activity from Senior Officers | SH | Yes | For | Against |
| | State Street Corporation | STT | 857477103 | Annual | 05/20/2015 | 1a | Elect Director Jose E. Almeida | Issuer | Yes | For | For |
| | State Street Corporation | STT | 857477103 | Annual | 05/20/2015 | 1b | Elect Director Kennett F. Burnes | Issuer | Yes | For | For |
| | State Street Corporation | STT | 857477103 | Annual | 05/20/2015 | 1c | Elect Director Patrick de Saint-Aignan | Issuer | Yes | For | For |
| | State Street Corporation | STT | 857477103 | Annual | 05/20/2015 | 1d | Elect Director Amelia C. Fawcett | Issuer | Yes | For | For |
| | State Street Corporation | STT | 857477103 | Annual | 05/20/2015 | 1e | Elect Director William C. Freda | Issuer | Yes | For | For |
| | State Street Corporation | STT | 857477103 | Annual | 05/20/2015 | 1f | Elect Director Linda A. Hill | Issuer | Yes | For | For |
| | State Street Corporation | STT | 857477103 | Annual | 05/20/2015 | 1g | Elect Director Joseph L. Hooley | Issuer | Yes | For | For |
| | State Street Corporation | STT | 857477103 | Annual | 05/20/2015 | 1h | Elect Director Robert S. Kaplan | Issuer | Yes | For | For |
| | State Street Corporation | STT | 857477103 | Annual | 05/20/2015 | 1i | Elect Director Richard P. Sergel | Issuer | Yes | For | For |
| | State Street Corporation | STT | 857477103 | Annual | 05/20/2015 | 1j | Elect Director Ronald L. Skates | Issuer | Yes | For | For |
| | State Street Corporation | STT | 857477103 | Annual | 05/20/2015 | 1k | Elect Director Gregory L. Summe | Issuer | Yes | For | For |
| | State Street Corporation | STT | 857477103 | Annual | 05/20/2015 | 1l | Elect Director Thomas J. Wilson | Issuer | Yes | For | For |
| | State Street Corporation | STT | 857477103 | Annual | 05/20/2015 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Issuer | Yes | For | For |
| | State Street Corporation | STT | 857477103 | Annual | 05/20/2015 | 3 | Ratify Ernst & Young LLP as Auditors | Issuer | Yes | For | For |
| | The Travelers Companies, Inc. | TRV | 89417E109 | Annual | 05/20/2015 | 1a | Elect Director Alan L. Beller | Issuer | Yes | For | For |
| | The Travelers Companies, Inc. | TRV | 89417E109 | Annual | 05/20/2015 | 1b | Elect Director John H. Dasburg | Issuer | Yes | For | For |
| | The Travelers Companies, Inc. | TRV | 89417E109 | Annual | 05/20/2015 | 1c | Elect Director Janet M. Dolan | Issuer | Yes | For | For |
| | The Travelers Companies, Inc. | TRV | 89417E109 | Annual | 05/20/2015 | 1d | Elect Director Kenneth M. Duberstein | Issuer | Yes | Withhold | Against |
| | The Travelers Companies, Inc. | TRV | 89417E109 | Annual | 05/20/2015 | 1e | Elect Director Jay S. Fishman | Issuer | Yes | For | For |
| | The Travelers Companies, Inc. | TRV | 89417E109 | Annual | 05/20/2015 | 1f | Elect Director Patricia L. Higgins | Issuer | Yes | For | For |
| | The Travelers Companies, Inc. | TRV | 89417E109 | Annual | 05/20/2015 | 1g | Elect Director Thomas R. Hodgson | Issuer | Yes | For | For |
| | The Travelers Companies, Inc. | TRV | 89417E109 | Annual | 05/20/2015 | 1h | Elect Director William J. Kane | Issuer | Yes | For | For |
| | The Travelers Companies, Inc. | TRV | 89417E109 | Annual | 05/20/2015 | 1i | Elect Director Cleve L. Killingsworth Jr. | Issuer | Yes | Withhold | Against |
| | The Travelers Companies, Inc. | TRV | 89417E109 | Annual | 05/20/2015 | 1j | Elect Director Philip T. (Pete) Ruegger, III | Issuer | Yes | For | For |
| | The Travelers Companies, Inc. | TRV | 89417E109 | Annual | 05/20/2015 | 1k | Elect Director Donald J. Shepard | Issuer | Yes | Withhold | Against |
| | The Travelers Companies, Inc. | TRV | 89417E109 | Annual | 05/20/2015 | 1l | Elect Director Laurie J. Thomsen | Issuer | Yes | Withhold | Against |
| | The Travelers Companies, Inc. | TRV | 89417E109 | Annual | 05/20/2015 | 2 | Ratify KPMG LLP as Auditors | Issuer | Yes | For | For |
| | The Travelers Companies, Inc. | TRV | 89417E109 | Annual | 05/20/2015 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Issuer | Yes | Against | Against |
| | The Travelers Companies, Inc. | TRV | 89417E109 | Annual | 05/20/2015 | 4 | Report on Political Contributions | SH | Yes | Against | For |
| | ACE Limited | ACE | H0023R105 | Annual | 05/21/2015 | 1 | Accept Financial Statements and Statutory Reports | Issuer | Yes | For | For |
| | ACE Limited | ACE | H0023R105 | Annual | 05/21/2015 | 2.1 | Allocate Disposable Profit | Issuer | Yes | For | For |
| | ACE Limited | ACE | H0023R105 | Annual | 05/21/2015 | 2.2 | Approve Dividend Distribution From Legal Reserves Through Capital Contributions Reserve Subaccount | Issuer | Yes | For | For |
| | ACE Limited | ACE | H0023R105 | Annual | 05/21/2015 | 3 | Approve Discharge of Board and Senior Management | Issuer | Yes | For | For |
| | ACE Limited | ACE | H0023R105 | Annual | 05/21/2015 | 4.1 | Ratify PricewaterhouseCoopers AG (Zurich) as Auditors | Issuer | Yes | For | For |
| | ACE Limited | ACE | H0023R105 | Annual | 05/21/2015 | 4.2 | Ratify PricewaterhouseCoopers LLP (United States) as Independent Registered Accounting Firm as Auditors | Issuer | Yes | For | For |
| | ACE Limited | ACE | H0023R105 | Annual | 05/21/2015 | 4.3 | Ratify BDO AG (Zurich) as Special Auditors | Issuer | Yes | For | For |
| | ACE Limited | ACE | H0023R105 | Annual | 05/21/2015 | 5.1 | Elect Director Evan G. Greenberg | Issuer | Yes | For | For |
| | ACE Limited | ACE | H0023R105 | Annual | 05/21/2015 | 5.2 | Elect Director Robert M. Hernandez | Issuer | Yes | Against | Against |
| | ACE Limited | ACE | H0023R105 | Annual | 05/21/2015 | 5.3 | Elect Director Michael G. Atieh | Issuer | Yes | For | For |
| | ACE Limited | ACE | H0023R105 | Annual | 05/21/2015 | 5.4 | Elect Director Mary A. Cirillo | Issuer | Yes | Against | Against |
| | ACE Limited | ACE | H0023R105 | Annual | 05/21/2015 | 5.5 | Elect Director Michael P. Connors | Issuer | Yes | Against | Against |
| | ACE Limited | ACE | H0023R105 | Annual | 05/21/2015 | 5.6 | Elect Director John Edwardson | Issuer | Yes | Against | Against |
| | ACE Limited | ACE | H0023R105 | Annual | 05/21/2015 | 5.7 | Elect Director Peter Menikoff | Issuer | Yes | For | For |
| | ACE Limited | ACE | H0023R105 | Annual | 05/21/2015 | 5.8 | Elect Director Leo F. Mullin | Issuer | Yes | For | For |
| | ACE Limited | ACE | H0023R105 | Annual | 05/21/2015 | 5.9 | Elect Director Kimberly Ross | Issuer | Yes | For | For |
| | ACE Limited | ACE | H0023R105 | Annual | 05/21/2015 | 5.10 | Elect Director Robert Scully | Issuer | Yes | For | For |
| | ACE Limited | ACE | H0023R105 | Annual | 05/21/2015 | 5.11 | Elect Director Eugene B. Shanks, Jr. | Issuer | Yes | For | For |
| | ACE Limited | ACE | H0023R105 | Annual | 05/21/2015 | 5.12 | Elect Director Theodore E. Shasta | Issuer | Yes | For | For |
| | ACE Limited | ACE | H0023R105 | Annual | 05/21/2015 | 5.13 | Elect Director David Sidwell | Issuer | Yes | For | For |
| | ACE Limited | ACE | H0023R105 | Annual | 05/21/2015 | 5.14 | Elect Director Olivier Steimer | Issuer | Yes | For | For |
| | ACE Limited | ACE | H0023R105 | Annual | 05/21/2015 | 6 | Elect Evan G. Greenberg as Board Chairman | Issuer | Yes | For | For |
| | ACE Limited | ACE | H0023R105 | Annual | 05/21/2015 | 7.1 | Appoint Michael P. Connors as Member of the Compensation Committee | Issuer | Yes | Against | Against |
| | ACE Limited | ACE | H0023R105 | Annual | 05/21/2015 | 7.2 | Appoint Mary A. Cirillo as Member of the Compensation Committee | Issuer | Yes | Against | Against |
| | ACE Limited | ACE | H0023R105 | Annual | 05/21/2015 | 7.3 | Appoint John Edwardson as Member of the Compensation Committee | Issuer | Yes | Against | Against |
| | ACE Limited | ACE | H0023R105 | Annual | 05/21/2015 | 7.4 | Appoint Robert M. Hernandez as Member of the Compensation Committee | Issuer | Yes | Against | Against |
| | ACE Limited | ACE | H0023R105 | Annual | 05/21/2015 | 8 | Designate Homburger AG as Independent Proxy | Issuer | Yes | For | For |
| | ACE Limited | ACE | H0023R105 | Annual | 05/21/2015 | 9 | Amend Articles Re: Implement New Requirements Regarding Elections, Related Corporate Governance and Certain Other Matters | Issuer | Yes | For | For |
| | ACE Limited | ACE | H0023R105 | Annual | 05/21/2015 | 10 | Amend Articles Re: Implement New Requirements Regarding the Compensation of the Board of Directors and Executive Management and Related Matters | Issuer | Yes | For | For |
| | ACE Limited | ACE | H0023R105 | Annual | 05/21/2015 | 11.1 | Approve Compensation of the Board of Directors until the Next Annual General Meeting | Issuer | Yes | For | For |
| | ACE Limited | ACE | H0023R105 | Annual | 05/21/2015 | 11.2 | Approve Compensation of Executive Management for the Next Calendar Year | Issuer | Yes | For | For |
| | ACE Limited | ACE | H0023R105 | Annual | 05/21/2015 | 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Issuer | Yes | Against | Against |
| | ACE Limited | ACE | H0023R105 | Annual | 05/21/2015 | 13 | Transact Other Business (Voting) | Issuer | Yes | Against | Against |
| | KeyCorp | KEY | 493267108 | Annual | 05/21/2015 | 1.1 | Elect Director Bruce D. Broussard | Issuer | Yes | For | For |
| | KeyCorp | KEY | 493267108 | Annual | 05/21/2015 | 1.2 | Elect Director Joseph A. Carrabba | Issuer | Yes | For | For |
| | KeyCorp | KEY | 493267108 | Annual | 05/21/2015 | 1.3 | Elect Director Charles P. Cooley | Issuer | Yes | For | For |
| | KeyCorp | KEY | 493267108 | Annual | 05/21/2015 | 1.4 | Elect Director Alexander M. Cutler | Issuer | Yes | For | For |
| | KeyCorp | KEY | 493267108 | Annual | 05/21/2015 | 1.5 | Elect Director H. James Dallas | Issuer | Yes | For | For |
| | KeyCorp | KEY | 493267108 | Annual | 05/21/2015 | 1.6 | Elect Director Elizabeth R. Gile | Issuer | Yes | For | For |
| | KeyCorp | KEY | 493267108 | Annual | 05/21/2015 | 1.7 | Elect Director Ruth Ann M. Gillis | Issuer | Yes | For | For |
| | KeyCorp | KEY | 493267108 | Annual | 05/21/2015 | 1.8 | Elect Director William G. Gisel, Jr. | Issuer | Yes | For | For |
| | KeyCorp | KEY | 493267108 | Annual | 05/21/2015 | 1.9 | Elect Director Richard J. Hipple | Issuer | Yes | For | For |
| | KeyCorp | KEY | 493267108 | Annual | 05/21/2015 | 1.10 | Elect Director Kristen L. Manos | Issuer | Yes | For | For |
| | KeyCorp | KEY | 493267108 | Annual | 05/21/2015 | 1.11 | Elect Director Beth E. Mooney | Issuer | Yes | For | For |
| | KeyCorp | KEY | 493267108 | Annual | 05/21/2015 | 1.12 | Elect Director Demos Parneros | Issuer | Yes | For | For |
| | KeyCorp | KEY | 493267108 | Annual | 05/21/2015 | 1.13 | Elect Director Barbara R. Snyder | Issuer | Yes | For | For |
| | KeyCorp | KEY | 493267108 | Annual | 05/21/2015 | 1.14 | Elect Director David K. Wilson | Issuer | Yes | For | For |
| | KeyCorp | KEY | 493267108 | Annual | 05/21/2015 | 2 | Ratify Ernst & Young LLP as Auditors | Issuer | Yes | For | For |
| | KeyCorp | KEY | 493267108 | Annual | 05/21/2015 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Issuer | Yes | For | For |
| | KeyCorp | KEY | 493267108 | Annual | 05/21/2015 | 4 | Require Independent Board Chairman | SH | Yes | For | Against |
| | Navient Corporation | NAVI | 63938C108 | Annual | 05/21/2015 | 1a | Elect Director John K. Adams, Jr. | Issuer | Yes | For | For |
| | Navient Corporation | NAVI | 63938C108 | Annual | 05/21/2015 | 1b | Elect Director Ann Torre Bates | Issuer | Yes | For | For |
| | Navient Corporation | NAVI | 63938C108 | Annual | 05/21/2015 | 1c | Elect Director Anna Escobedo Cabral | Issuer | Yes | For | For |
| | Navient Corporation | NAVI | 63938C108 | Annual | 05/21/2015 | 1d | Elect Director William M. Diefenderfer, III | Issuer | Yes | For | For |
| | Navient Corporation | NAVI | 63938C108 | Annual | 05/21/2015 | 1e | Elect Director Diane Suitt Gilleland | Issuer | Yes | For | For |
| | Navient Corporation | NAVI | 63938C108 | Annual | 05/21/2015 | 1f | Elect Director Katherine A. Lehman | Issuer | Yes | For | For |
| | Navient Corporation | NAVI | 63938C108 | Annual | 05/21/2015 | 1g | Elect Director Linda A. Mills | Issuer | Yes | For | For |
| | Navient Corporation | NAVI | 63938C108 | Annual | 05/21/2015 | 1h | Elect Director Barry A. Munitz | Issuer | Yes | For | For |
| | Navient Corporation | NAVI | 63938C108 | Annual | 05/21/2015 | 1i | Elect Director John (Jack) F. Remondi | Issuer | Yes | For | For |
| | Navient Corporation | NAVI | 63938C108 | Annual | 05/21/2015 | 1j | Elect Director Steven L. Shapiro | Issuer | Yes | For | For |
| | Navient Corporation | NAVI | 63938C108 | Annual | 05/21/2015 | 1k | Elect Director Jane J. Thompson | Issuer | Yes | For | For |
| | Navient Corporation | NAVI | 63938C108 | Annual | 05/21/2015 | 1l | Elect Director Laura S. Unger | Issuer | Yes | For | For |
| | Navient Corporation | NAVI | 63938C108 | Annual | 05/21/2015 | 1m | Elect Director Barry L. Williams | Issuer | Yes | For | For |
| | Navient Corporation | NAVI | 63938C108 | Annual | 05/21/2015 | 2 | Ratify KPMG LLP as Auditors | Issuer | Yes | For | For |
| | Navient Corporation | NAVI | 63938C108 | Annual | 05/21/2015 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Issuer | Yes | For | For |
| | Navient Corporation | NAVI | 63938C108 | Annual | 05/21/2015 | 4 | Advisory Vote on Say on Pay Frequency | Issuer | Yes | Three Years | Against |
| | Navient Corporation | NAVI | 63938C108 | Annual | 05/21/2015 | 5 | Amend Omnibus Stock Plan | Issuer | Yes | For | For |
| | Synchrony Financial | SYF | 87165B103 | Annual | 05/21/2015 | 1a | Elect Director Margaret M. Keane | Issuer | Yes | Against | Against |
| | Synchrony Financial | SYF | 87165B103 | Annual | 05/21/2015 | 1b | Elect Director William H. Cary | Issuer | Yes | Against | Against |
| | Synchrony Financial | SYF | 87165B103 | Annual | 05/21/2015 | 1c | Elect Director Daniel O. Colao | Issuer | Yes | Against | Against |
| | Synchrony Financial | SYF | 87165B103 | Annual | 05/21/2015 | 1d | Elect Director Alexander Dimitrief | Issuer | Yes | Against | Against |
| | Synchrony Financial | SYF | 87165B103 | Annual | 05/21/2015 | 1e | Elect Director Anne Kennelly Kratky | Issuer | Yes | Against | Against |
| | Synchrony Financial | SYF | 87165B103 | Annual | 05/21/2015 | 1f | Elect Director Dmitri L. Stockton | Issuer | Yes | Against | Against |
| | Synchrony Financial | SYF | 87165B103 | Annual | 05/21/2015 | 1g | Elect Director Roy A. Guthrie | Issuer | Yes | Against | Against |
| | Synchrony Financial | SYF | 87165B103 | Annual | 05/21/2015 | 1h | Elect Director Richard C. Hartnack | Issuer | Yes | Against | Against |
| | Synchrony Financial | SYF | 87165B103 | Annual | 05/21/2015 | 1i | Elect Director Jeffrey G. Naylor | Issuer | Yes | For | For |
| | Synchrony Financial | SYF | 87165B103 | Annual | 05/21/2015 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Issuer | Yes | For | For |
| | Synchrony Financial | SYF | 87165B103 | Annual | 05/21/2015 | 3 | Advisory Vote on Say on Pay Frequency | Issuer | Yes | Three Years | Against |
| | Synchrony Financial | SYF | 87165B103 | Annual | 05/21/2015 | 4 | Approve Executive Incentive Bonus Plan | Issuer | Yes | For | For |
| | Synchrony Financial | SYF | 87165B103 | Annual | 05/21/2015 | 5 | Amend Omnibus Stock Plan | Issuer | Yes | For | For |
| | Synchrony Financial | SYF | 87165B103 | Annual | 05/21/2015 | 6 | Ratify KPMG LLP as Auditors | Issuer | Yes | For | For |
| | The Goldman Sachs Group, Inc. | GS | 38141G104 | Annual | 05/21/2015 | 1a | Elect Director Lloyd C. Blankfein | Issuer | Yes | For | For |
| | The Goldman Sachs Group, Inc. | GS | 38141G104 | Annual | 05/21/2015 | 1b | Elect Director M. Michele Burns | Issuer | Yes | For | For |
| | The Goldman Sachs Group, Inc. | GS | 38141G104 | Annual | 05/21/2015 | 1c | Elect Director Gary D. Cohn | Issuer | Yes | For | For |
| | The Goldman Sachs Group, Inc. | GS | 38141G104 | Annual | 05/21/2015 | 1d | Elect Director Mark Flaherty | Issuer | Yes | For | For |
| | The Goldman Sachs Group, Inc. | GS | 38141G104 | Annual | 05/21/2015 | 1e | Elect Director William W. George | Issuer | Yes | For | For |
| | The Goldman Sachs Group, Inc. | GS | 38141G104 | Annual | 05/21/2015 | 1f | Elect Director James A. Johnson | Issuer | Yes | For | For |
| | The Goldman Sachs Group, Inc. | GS | 38141G104 | Annual | 05/21/2015 | 1g | Elect Director Lakshmi N. Mittal | Issuer | Yes | For | For |
| | The Goldman Sachs Group, Inc. | GS | 38141G104 | Annual | 05/21/2015 | 1h | Elect Director Adebayo O. Ogunlesi | Issuer | Yes | For | For |
| | The Goldman Sachs Group, Inc. | GS | 38141G104 | Annual | 05/21/2015 | 1i | Elect Director Peter Oppenheimer | Issuer | Yes | For | For |
| | The Goldman Sachs Group, Inc. | GS | 38141G104 | Annual | 05/21/2015 | 1j | Elect Director Debora L. Spar | Issuer | Yes | For | For |
| | The Goldman Sachs Group, Inc. | GS | 38141G104 | Annual | 05/21/2015 | 1k | Elect Director Mark E. Tucker | Issuer | Yes | For | For |
| | The Goldman Sachs Group, Inc. | GS | 38141G104 | Annual | 05/21/2015 | 1l | Elect Director David A. Viniar | Issuer | Yes | For | For |
| | The Goldman Sachs Group, Inc. | GS | 38141G104 | Annual | 05/21/2015 | 1m | Elect Director Mark O. Winkelman | Issuer | Yes | For | For |
| | The Goldman Sachs Group, Inc. | GS | 38141G104 | Annual | 05/21/2015 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Issuer | Yes | For | For |
| | The Goldman Sachs Group, Inc. | GS | 38141G104 | Annual | 05/21/2015 | 3 | Approve Omnibus Stock Plan | Issuer | Yes | For | For |
| | The Goldman Sachs Group, Inc. | GS | 38141G104 | Annual | 05/21/2015 | 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Issuer | Yes | For | For |
| | The Goldman Sachs Group, Inc. | GS | 38141G104 | Annual | 05/21/2015 | 5 | Provide Vote Counting to Exclude Abstentions | SH | Yes | Against | For |
| | The Goldman Sachs Group, Inc. | GS | 38141G104 | Annual | 05/21/2015 | 6 | Report on Certain Vesting Program | SH | Yes | Against | For |
| | The Goldman Sachs Group, Inc. | GS | 38141G104 | Annual | 05/21/2015 | 7 | Provide Right to Act by Written Consent | SH | Yes | For | Against |
| | Unum Group | UNM | 91529Y106 | Annual | 05/21/2015 | 1.1 | Elect Director Cynthia L. Egan | Issuer | Yes | For | For |
| | Unum Group | UNM | 91529Y106 | Annual | 05/21/2015 | 1.2 | Elect Director Pamela H. Godwin | Issuer | Yes | Against | Against |
| | Unum Group | UNM | 91529Y106 | Annual | 05/21/2015 | 1.3 | Elect Director Timothy F. Keaney | Issuer | Yes | For | For |
| | Unum Group | UNM | 91529Y106 | Annual | 05/21/2015 | 1.4 | Elect Director Thomas Kinser | Issuer | Yes | For | For |
| | Unum Group | UNM | 91529Y106 | Annual | 05/21/2015 | 1.5 | Elect Director Gloria C. Larson | Issuer | Yes | Against | Against |
| | Unum Group | UNM | 91529Y106 | Annual | 05/21/2015 | 1.6 | Elect Director A.S. (Pat) MacMillan, Jr. | Issuer | Yes | For | For |
| | Unum Group | UNM | 91529Y106 | Annual | 05/21/2015 | 1.7 | Elect Director Richard P. McKenney | Issuer | Yes | For | For |
| | Unum Group | UNM | 91529Y106 | Annual | 05/21/2015 | 1.8 | Elect Director Edward J. Muhl | Issuer | Yes | For | For |
| | Unum Group | UNM | 91529Y106 | Annual | 05/21/2015 | 1.9 | Elect Director William J. Ryan | Issuer | Yes | For | For |
| | Unum Group | UNM | 91529Y106 | Annual | 05/21/2015 | 1.10 | Elect Director Thomas R. Watjen | Issuer | Yes | For | For |
| | Unum Group | UNM | 91529Y106 | Annual | 05/21/2015 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Issuer | Yes | For | For |
| | Unum Group | UNM | 91529Y106 | Annual | 05/21/2015 | 3 | Ratify Ernst & Young LLP as Auditors | Issuer | Yes | For | For |
| | BlackRock, Inc. | BLK | 09247X101 | Annual | 05/28/2015 | 1a | Elect Director Abdlatif Yousef Al-Hamad | Issuer | Yes | For | For |
| | BlackRock, Inc. | BLK | 09247X101 | Annual | 05/28/2015 | 1b | Elect Director Mathis Cabiallavetta | Issuer | Yes | For | For |
| | BlackRock, Inc. | BLK | 09247X101 | Annual | 05/28/2015 | 1c | Elect Director Pamela Daley | Issuer | Yes | For | For |
| | BlackRock, Inc. | BLK | 09247X101 | Annual | 05/28/2015 | 1d | Elect Director William S. Demchak | Issuer | Yes | For | For |
| | BlackRock, Inc. | BLK | 09247X101 | Annual | 05/28/2015 | 1e | Elect Director Jessica P. Einhorn | Issuer | Yes | For | For |
| | BlackRock, Inc. | BLK | 09247X101 | Annual | 05/28/2015 | 1f | Elect Director Laurence D. Fink | Issuer | Yes | For | For |
| | BlackRock, Inc. | BLK | 09247X101 | Annual | 05/28/2015 | 1g | Elect Director Fabrizio Freda | Issuer | Yes | For | For |
| | BlackRock, Inc. | BLK | 09247X101 | Annual | 05/28/2015 | 1h | Elect Director Murry S. Gerber | Issuer | Yes | For | For |
| | BlackRock, Inc. | BLK | 09247X101 | Annual | 05/28/2015 | 1i | Elect Director James Grosfeld | Issuer | Yes | For | For |
| | BlackRock, Inc. | BLK | 09247X101 | Annual | 05/28/2015 | 1j | Elect Director Robert S. Kapito | Issuer | Yes | For | For |
| | BlackRock, Inc. | BLK | 09247X101 | Annual | 05/28/2015 | 1k | Elect Director David H. Komansky | Issuer | Yes | For | For |
| | BlackRock, Inc. | BLK | 09247X101 | Annual | 05/28/2015 | 1l | Elect Director Sir Deryck Maughan | Issuer | Yes | For | For |
| | BlackRock, Inc. | BLK | 09247X101 | Annual | 05/28/2015 | 1m | Elect Director Cheryl D. Mills | Issuer | Yes | For | For |
| | BlackRock, Inc. | BLK | 09247X101 | Annual | 05/28/2015 | 1n | Elect Director Thomas H. O'Brien | Issuer | Yes | For | For |
| | BlackRock, Inc. | BLK | 09247X101 | Annual | 05/28/2015 | 1o | Elect Director Ivan G. Seidenberg | Issuer | Yes | For | For |
| | BlackRock, Inc. | BLK | 09247X101 | Annual | 05/28/2015 | 1p | Elect Director Marco Antonio Slim Domit | Issuer | Yes | For | For |
| | BlackRock, Inc. | BLK | 09247X101 | Annual | 05/28/2015 | 1q | Elect Director John S. Varley | Issuer | Yes | For | For |
| | BlackRock, Inc. | BLK | 09247X101 | Annual | 05/28/2015 | 1r | Elect Director Susan L. Wagner | Issuer | Yes | For | For |
| | BlackRock, Inc. | BLK | 09247X101 | Annual | 05/28/2015 | 2 | Amend Omnibus Stock Plan | Issuer | Yes | For | For |
| | BlackRock, Inc. | BLK | 09247X101 | Annual | 05/28/2015 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Issuer | Yes | For | For |
| | BlackRock, Inc. | BLK | 09247X101 | Annual | 05/28/2015 | 4 | Ratify Deloitte & Touche LLP as Auditors | Issuer | Yes | For | For |
| | BlackRock, Inc. | BLK | 09247X101 | Annual | 05/28/2015 | 5 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | SH | Yes | Against | For |
| | BlackRock, Inc. | BLK | 09247X101 | Annual | 05/28/2015 | 6 | Report on Lobbying Payments and Policy | SH | Yes | Against | For |
| Registrant: Saratoga Advantage Trust - Energy & Basic Materials Portfolio Item 1 | | | | | |
| Investment Company Act file number: 811-08542 | | | | | | | | | |
| Reporting Period: July 1, 2014 through June 30, 2015 | | | | | | | | | |
| | | | | | | | | | | | |
| ITEM 1- PROXY VOTING RECORD |
| | (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | Type of Meeting | (d) Shareholder Meeting Date | Proposal Number | (e) Matter Identification | (f) Proposal Type (by issuer or shareholder) | (g) Voted | (h) How was vote cast (for or against proposal, or abstain; for or withhold regarding election of directors) | (i) Was Vote For or Against Management |
| | Magnum Hunter Resources Corporation | MHR | 55973B102 | Annual | 08/07/2014 | 1.1 | Elect Director J. Raleigh Bailes, Sr. | Issuer | Yes | Withhold | Against |
| | Magnum Hunter Resources Corporation | MHR | 55973B102 | Annual | 08/07/2014 | 1.2 | Elect Director Victor G. Carrillo | Issuer | Yes | For | For |
| | Magnum Hunter Resources Corporation | MHR | 55973B102 | Annual | 08/07/2014 | 1.3 | Elect Director Rocky L. Duckworth | Issuer | Yes | For | For |
| | Magnum Hunter Resources Corporation | MHR | 55973B102 | Annual | 08/07/2014 | 1.4 | Elect Director Gary C. Evans | Issuer | Yes | For | For |
| | Magnum Hunter Resources Corporation | MHR | 55973B102 | Annual | 08/07/2014 | 1.5 | Elect Director Stephen C. Hurley | Issuer | Yes | Withhold | Against |
| | Magnum Hunter Resources Corporation | MHR | 55973B102 | Annual | 08/07/2014 | 1.6 | Elect Director Joe L. McClaugherty | Issuer | Yes | Withhold | Against |
| | Magnum Hunter Resources Corporation | MHR | 55973B102 | Annual | 08/07/2014 | 1.7 | Elect Director Jeff Swanson | Issuer | Yes | Withhold | Against |
| | Magnum Hunter Resources Corporation | MHR | 55973B102 | Annual | 08/07/2014 | 2 | Ratify Auditors | Issuer | Yes | For | For |
| | Magnum Hunter Resources Corporation | MHR | 55973B102 | Annual | 08/07/2014 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Issuer | Yes | Against | Against |
| | Magnum Hunter Resources Corporation | MHR | 55973B102 | Annual | 08/07/2014 | 4 | Adjourn Meeting | Issuer | Yes | Against | Against |
| | Cheniere Energy, Inc. | LNG | 16411R208 | Annual | 09/11/2014 | 1.1 | Elect Director Charif Souki | Issuer | Yes | For | For |
| | Cheniere Energy, Inc. | LNG | 16411R208 | Annual | 09/11/2014 | 1.2 | Elect Director Vicky A. Bailey | Issuer | Yes | Against | Against |
| | Cheniere Energy, Inc. | LNG | 16411R208 | Annual | 09/11/2014 | 1.3 | Elect Director G. Andrea Botta | Issuer | Yes | For | For |
| | Cheniere Energy, Inc. | LNG | 16411R208 | Annual | 09/11/2014 | 1.4 | Elect Director Keith F. Carney | Issuer | Yes | Against | Against |
| | Cheniere Energy, Inc. | LNG | 16411R208 | Annual | 09/11/2014 | 1.5 | Elect Director David I. Foley | Issuer | Yes | For | For |
| | Cheniere Energy, Inc. | LNG | 16411R208 | Annual | 09/11/2014 | 1.6 | Elect Director Randy A. Foutch | Issuer | Yes | Against | Against |
| | Cheniere Energy, Inc. | LNG | 16411R208 | Annual | 09/11/2014 | 1.7 | Elect Director David B. Kilpatrick | Issuer | Yes | Against | Against |
| | Cheniere Energy, Inc. | LNG | 16411R208 | Annual | 09/11/2014 | 1.8 | Elect Director Donald F. Robillard, Jr. | Issuer | Yes | For | For |
| | Cheniere Energy, Inc. | LNG | 16411R208 | Annual | 09/11/2014 | 1.9 | Elect Director Neal A. Shear | Issuer | Yes | For | For |
| | Cheniere Energy, Inc. | LNG | 16411R208 | Annual | 09/11/2014 | 1.10 | Elect Director Heather R. Zichal | Issuer | Yes | For | For |
| | Cheniere Energy, Inc. | LNG | 16411R208 | Annual | 09/11/2014 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Issuer | Yes | Against | Against |
| | Cheniere Energy, Inc. | LNG | 16411R208 | Annual | 09/11/2014 | 3 | Ratify Auditors | Issuer | Yes | For | For |
| | Kinder Morgan, Inc. | KMI | 49456B101 | Special | 11/20/2014 | 1 | Increase Authorized Common Stock | Issuer | Yes | For | For |
| | Kinder Morgan, Inc. | KMI | 49456B101 | Special | 11/20/2014 | 2 | Issue Shares in Connection with Mergers | Issuer | Yes | For | For |
| | Kinder Morgan, Inc. | KMI | 49456B101 | Special | 11/20/2014 | 3 | Adjourn Meeting | Issuer | Yes | For | For |
| | YPF Sociedad Anonima | YPFD | P9897X131 | Special | 02/05/2015 | | Meeting for ADR Holders | Issuer | Yes | | |
| | YPF Sociedad Anonima | YPFD | P9897X131 | Special | 02/05/2015 | 1 | Designate Two Shareholders to Sign Minutes of Meeting | Issuer | Yes | For | For |
| | YPF Sociedad Anonima | YPFD | P9897X131 | Special | 02/05/2015 | 2 | Authorize Increase of Global Program for Bond Issuance up to USD 8 Billion | Issuer | Yes | For | For |
| | Helmerich & Payne, Inc. | HP | 423452101 | Annual | 03/04/2015 | 1a | Elect Director William L. Armstrong | Issuer | Yes | For | For |
| | Helmerich & Payne, Inc. | HP | 423452101 | Annual | 03/04/2015 | 1b | Elect Director Randy A. Foutch | Issuer | Yes | For | For |
| | Helmerich & Payne, Inc. | HP | 423452101 | Annual | 03/04/2015 | 1c | Elect Director Hans Helmerich | Issuer | Yes | For | For |
| | Helmerich & Payne, Inc. | HP | 423452101 | Annual | 03/04/2015 | 1d | Elect Director John W. Lindsay | Issuer | Yes | For | For |
| | Helmerich & Payne, Inc. | HP | 423452101 | Annual | 03/04/2015 | 1e | Elect Director Paula Marshall | Issuer | Yes | For | For |
| | Helmerich & Payne, Inc. | HP | 423452101 | Annual | 03/04/2015 | 1f | Elect Director Thomas A. Petrie | Issuer | Yes | For | For |
| | Helmerich & Payne, Inc. | HP | 423452101 | Annual | 03/04/2015 | 1g | Elect Director Donald F. Robillard, Jr. | Issuer | Yes | For | For |
| | Helmerich & Payne, Inc. | HP | 423452101 | Annual | 03/04/2015 | 1h | Elect Director Francis Rooney | Issuer | Yes | For | For |
| | Helmerich & Payne, Inc. | HP | 423452101 | Annual | 03/04/2015 | 1i | Elect Director Edward B. Rust, Jr. | Issuer | Yes | For | For |
| | Helmerich & Payne, Inc. | HP | 423452101 | Annual | 03/04/2015 | 1j | Elect Director John D. Zeglis | Issuer | Yes | For | For |
| | Helmerich & Payne, Inc. | HP | 423452101 | Annual | 03/04/2015 | 2 | Ratify Ernst & Young LLP as Auditors | Issuer | Yes | For | For |
| | Helmerich & Payne, Inc. | HP | 423452101 | Annual | 03/04/2015 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Issuer | Yes | For | For |
| | Baker Hughes Incorporated | BHI | 057224107 | Special | 03/27/2015 | 1 | Approve Merger Agreement | Issuer | Yes | For | For |
| | Baker Hughes Incorporated | BHI | 057224107 | Special | 03/27/2015 | 2 | Adjourn Meeting | Issuer | Yes | For | For |
| | Baker Hughes Incorporated | BHI | 057224107 | Special | 03/27/2015 | 3 | Advisory Vote on Golden Parachutes | Issuer | Yes | For | For |
| | Halliburton Company | HAL | 406216101 | Special | 03/27/2015 | 1 | Issue Shares in Connection with Acquisition | Issuer | Yes | For | For |
| | Halliburton Company | HAL | 406216101 | Special | 03/27/2015 | 2 | Adjourn Meeting | Issuer | Yes | For | For |
| | Praxair, Inc. | PX | 74005P104 | Annual | 04/28/2015 | 1.1 | Elect Director Stephen F. Angel | Issuer | Yes | For | For |
| | Praxair, Inc. | PX | 74005P104 | Annual | 04/28/2015 | 1.2 | Elect Director Oscar Bernardes | Issuer | Yes | Against | Against |
| | Praxair, Inc. | PX | 74005P104 | Annual | 04/28/2015 | 1.3 | Elect Director Nance K. Dicciani | Issuer | Yes | Against | Against |
| | Praxair, Inc. | PX | 74005P104 | Annual | 04/28/2015 | 1.4 | Elect Director Edward G. Galante | Issuer | Yes | Against | Against |
| | Praxair, Inc. | PX | 74005P104 | Annual | 04/28/2015 | 1.5 | Elect Director Ira D. Hall | Issuer | Yes | For | For |
| | Praxair, Inc. | PX | 74005P104 | Annual | 04/28/2015 | 1.6 | Elect Director Raymond W. LeBoeuf | Issuer | Yes | For | For |
| | Praxair, Inc. | PX | 74005P104 | Annual | 04/28/2015 | 1.7 | Elect Director Larry D. McVay | Issuer | Yes | For | For |
| | Praxair, Inc. | PX | 74005P104 | Annual | 04/28/2015 | 1.8 | Elect Director Denise L. Ramos | Issuer | Yes | For | For |
| | Praxair, Inc. | PX | 74005P104 | Annual | 04/28/2015 | 1.9 | Elect Director Wayne T. Smith | Issuer | Yes | Against | Against |
| | Praxair, Inc. | PX | 74005P104 | Annual | 04/28/2015 | 1.10 | Elect Director Robert L. Wood | Issuer | Yes | For | For |
| | Praxair, Inc. | PX | 74005P104 | Annual | 04/28/2015 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Issuer | Yes | Against | Against |
| | Praxair, Inc. | PX | 74005P104 | Annual | 04/28/2015 | 3 | Require Independent Board Chairman | SH | Yes | For | Against |
| | Praxair, Inc. | PX | 74005P104 | Annual | 04/28/2015 | 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Issuer | Yes | For | For |
| | Marathon Petroleum Corporation | MPC | 56585A102 | Annual | 04/29/2015 | 1.1 | Elect Director David A. Daberko | Issuer | Yes | For | For |
| | Marathon Petroleum Corporation | MPC | 56585A102 | Annual | 04/29/2015 | 1.2 | Elect Director Donna A. James | Issuer | Yes | For | For |
| | Marathon Petroleum Corporation | MPC | 56585A102 | Annual | 04/29/2015 | 1.3 | Elect Director James E. Rohr | Issuer | Yes | For | For |
| | Marathon Petroleum Corporation | MPC | 56585A102 | Annual | 04/29/2015 | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Issuer | Yes | For | For |
| | Marathon Petroleum Corporation | MPC | 56585A102 | Annual | 04/29/2015 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Issuer | Yes | For | For |
| | Marathon Petroleum Corporation | MPC | 56585A102 | Annual | 04/29/2015 | 4 | Adopt Quantitative GHG Goals for Products and Operations | SH | Yes | Against | For |
| | Energen Corporation | EGN | 29265N108 | Annual | 04/30/2015 | 1.1 | Elect Director William G. Hargett | Issuer | Yes | For | For |
| | Energen Corporation | EGN | 29265N108 | Annual | 04/30/2015 | 1.2 | Elect Director Alan A. Kleier | Issuer | Yes | For | For |
| | Energen Corporation | EGN | 29265N108 | Annual | 04/30/2015 | 1.3 | Elect Director Stephen A. Snider | Issuer | Yes | For | For |
| | Energen Corporation | EGN | 29265N108 | Annual | 04/30/2015 | 1.4 | Elect Director Gary C. Youngblood | Issuer | Yes | For | For |
| | Energen Corporation | EGN | 29265N108 | Annual | 04/30/2015 | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Issuer | Yes | For | For |
| | Energen Corporation | EGN | 29265N108 | Annual | 04/30/2015 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Issuer | Yes | For | For |
| | Energen Corporation | EGN | 29265N108 | Annual | 04/30/2015 | 4 | Report on Methane Emissions Management and Reduction Targets | SH | Yes | Against | For |
| | Energen Corporation | EGN | 29265N108 | Annual | 04/30/2015 | 5 | Report on Capital Expenditure Strategy with Respect to Climate Change Policy | SH | Yes | Against | For |
| | Suncor Energy Inc | SU | 867224107 | Annual | 04/30/2015 | 1.1 | Elect Director Mel E. Benson | Issuer | Yes | For | For |
| | Suncor Energy Inc | SU | 867224107 | Annual | 04/30/2015 | 1.2 | Elect Director Jacynthe Cote | Issuer | Yes | For | For |
| | Suncor Energy Inc | SU | 867224107 | Annual | 04/30/2015 | 1.3 | Elect Director Dominic D'Alessandro | Issuer | Yes | For | For |
| | Suncor Energy Inc | SU | 867224107 | Annual | 04/30/2015 | 1.4 | Elect Director W. Douglas Ford | Issuer | Yes | For | For |
| | Suncor Energy Inc | SU | 867224107 | Annual | 04/30/2015 | 1.5 | Elect Director John D. Gass | Issuer | Yes | For | For |
| | Suncor Energy Inc | SU | 867224107 | Annual | 04/30/2015 | 1.6 | Elect Director John R. Huff | Issuer | Yes | For | For |
| | Suncor Energy Inc | SU | 867224107 | Annual | 04/30/2015 | 1.7 | Elect Director Maureen McCaw | Issuer | Yes | For | For |
| | Suncor Energy Inc | SU | 867224107 | Annual | 04/30/2015 | 1.8 | Elect Director Michael W. O'Brien | Issuer | Yes | For | For |
| | Suncor Energy Inc | SU | 867224107 | Annual | 04/30/2015 | 1.9 | Elect Director James W. Simpson | Issuer | Yes | For | For |
| | Suncor Energy Inc | SU | 867224107 | Annual | 04/30/2015 | 1.10 | Elect Director Eira M. Thomas | Issuer | Yes | For | For |
| | Suncor Energy Inc | SU | 867224107 | Annual | 04/30/2015 | 1.11 | Elect Director Steven W. Williams | Issuer | Yes | For | For |
| | Suncor Energy Inc | SU | 867224107 | Annual | 04/30/2015 | 1.12 | Elect Director Michael M. Wilson | Issuer | Yes | For | For |
| | Suncor Energy Inc | SU | 867224107 | Annual | 04/30/2015 | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Issuer | Yes | For | For |
| | Suncor Energy Inc | SU | 867224107 | Annual | 04/30/2015 | 3 | Amend By-laws | Issuer | Yes | For | For |
| | Suncor Energy Inc | SU | 867224107 | Annual | 04/30/2015 | 4 | Approve Advance Notice Policy | Issuer | Yes | For | For |
| | Suncor Energy Inc | SU | 867224107 | Annual | 04/30/2015 | 5 | Advisory Vote on Executive Compensation Approach | Issuer | Yes | For | For |
| | Valero Energy Corporation | VLO | 91913Y100 | Annual | 04/30/2015 | 1.1a | Elect Director Jerry D. Choate | Issuer | Yes | For | For |
| | Valero Energy Corporation | VLO | 91913Y100 | Annual | 04/30/2015 | 1.1b | Elect Director Joseph W. Gorder | Issuer | Yes | For | For |
| | Valero Energy Corporation | VLO | 91913Y100 | Annual | 04/30/2015 | 1.1c | Elect Director Deborah P. Majoras | Issuer | Yes | For | For |
| | Valero Energy Corporation | VLO | 91913Y100 | Annual | 04/30/2015 | 1.1d | Elect Director Donald L. Nickles | Issuer | Yes | For | For |
| | Valero Energy Corporation | VLO | 91913Y100 | Annual | 04/30/2015 | 1.1e | Elect Director Philip J. Pfeiffer | Issuer | Yes | For | For |
| | Valero Energy Corporation | VLO | 91913Y100 | Annual | 04/30/2015 | 1.1f | Elect Director Robert A. Profusek | Issuer | Yes | For | For |
| | Valero Energy Corporation | VLO | 91913Y100 | Annual | 04/30/2015 | 1.1g | Elect Director Susan Kaufman Purcell | Issuer | Yes | For | For |
| | Valero Energy Corporation | VLO | 91913Y100 | Annual | 04/30/2015 | 1.1h | Elect Director Stephen M. Waters | Issuer | Yes | For | For |
| | Valero Energy Corporation | VLO | 91913Y100 | Annual | 04/30/2015 | 1.1i | Elect Director Randall J. Weisenburger | Issuer | Yes | For | For |
| | Valero Energy Corporation | VLO | 91913Y100 | Annual | 04/30/2015 | 1.1j | Elect Director Rayford Wilkins, Jr. | Issuer | Yes | For | For |
| | Valero Energy Corporation | VLO | 91913Y100 | Annual | 04/30/2015 | 2 | Ratify KPMG LLP as Auditors | Issuer | Yes | For | For |
| | Valero Energy Corporation | VLO | 91913Y100 | Annual | 04/30/2015 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Issuer | Yes | For | For |
| | Valero Energy Corporation | VLO | 91913Y100 | Annual | 04/30/2015 | 4 | Adopt Quantitative GHG Goals for Products and Operations | SH | Yes | Against | For |
| | YPF Sociedad Anonima | YPFD | P9897X131 | Annual/Special | 04/30/2015 | | Meeting for ADR Holders | Issuer | | | |
| | YPF Sociedad Anonima | YPFD | P9897X131 | Annual/Special | 04/30/2015 | | Ordinary and Extraordinary Meeting Agenda - Items 2 and 17 are Extraordinary | Issuer | | | |
| | YPF Sociedad Anonima | YPFD | P9897X131 | Annual/Special | 04/30/2015 | 1 | Designate Two Shareholders to Sign Minutes of Meeting | Issuer | Yes | For | For |
| | YPF Sociedad Anonima | YPFD | P9897X131 | Annual/Special | 04/30/2015 | 2 | Consider Employee Stock Option Plan Funded by Repurchase Shares | Issuer | Yes | Against | Against |
| | YPF Sociedad Anonima | YPFD | P9897X131 | Annual/Special | 04/30/2015 | 3 | Consider Financial Statements and Statutory Reports | Issuer | Yes | For | For |
| | YPF Sociedad Anonima | YPFD | P9897X131 | Annual/Special | 04/30/2015 | 4 | Approve Allocation of Income and Dividends | Issuer | Yes | For | For |
| | YPF Sociedad Anonima | YPFD | P9897X131 | Annual/Special | 04/30/2015 | 5 | Approve Remuneration of Auditors for Fiscal Year 2014 | Issuer | Yes | For | For |
| | YPF Sociedad Anonima | YPFD | P9897X131 | Annual/Special | 04/30/2015 | 6 | Approve Auditors for Fiscal Year 2015 and Fix Their Remuneration | Issuer | Yes | For | For |
| | YPF Sociedad Anonima | YPFD | P9897X131 | Annual/Special | 04/30/2015 | 7 | Consider Discharge of Directors and Members of Internal Statutory Auditors Committee (Comisión Fiscalizadora) | Issuer | Yes | For | For |
| | YPF Sociedad Anonima | YPFD | P9897X131 | Annual/Special | 04/30/2015 | 8 | Approve Remuneration of Directors | Issuer | Yes | For | For |
| | YPF Sociedad Anonima | YPFD | P9897X131 | Annual/Special | 04/30/2015 | 9 | Approve Remuneration of Internal Statutory Auditors Committee (Comisión Fiscalizadora) | Issuer | Yes | For | For |
| | YPF Sociedad Anonima | YPFD | P9897X131 | Annual/Special | 04/30/2015 | 10 | Fix Number of Members of Internal Statutory Auditors Committee (Comisión Fiscalizadora) and Alternates | Issuer | Yes | Against | Against |
| | YPF Sociedad Anonima | YPFD | P9897X131 | Annual/Special | 04/30/2015 | 11 | Elect One Member of Internal Statutory Auditors Committee (Comisión Fiscalizadora) and Alternate for Class A Shares | Issuer | Yes | Against | Against |
| | YPF Sociedad Anonima | YPFD | P9897X131 | Annual/Special | 04/30/2015 | 12 | Elect One Member of Internal Statutory Auditors Committee (Comisión Fiscalizadora) and Alternate for Class D Shares | Issuer | Yes | Against | Against |
| | YPF Sociedad Anonima | YPFD | P9897X131 | Annual/Special | 04/30/2015 | 13 | Fix Number of Directors and Alternates | Issuer | Yes | Against | Against |
| | YPF Sociedad Anonima | YPFD | P9897X131 | Annual/Special | 04/30/2015 | 14 | Elect One Director and Alternate for Class A Shares | Issuer | Yes | Against | Against |
| | YPF Sociedad Anonima | YPFD | P9897X131 | Annual/Special | 04/30/2015 | 15 | Elect Directors and Their Alternates for Class D Shares | Issuer | Yes | Against | Against |
| | YPF Sociedad Anonima | YPFD | P9897X131 | Annual/Special | 04/30/2015 | 16 | Authorize Advance Remuneration of Directors and Internal Statutory Auditors Committee (Comisión Fiscalizadora) for 2015 | Issuer | Yes | Against | Against |
| | YPF Sociedad Anonima | YPFD | P9897X131 | Annual/Special | 04/30/2015 | 17 | Approve Members of Board and Internal Statutory Auditors Committee (Comisión Fiscalizadora) and or Employees Indemnification | Issuer | Yes | Against | Against |
| | Oasis Petroleum Inc. | OAS | 674215108 | Annual | 05/04/2015 | 1.1 | Elect Director William J. Cassidy | Issuer | Yes | For | For |
| | Oasis Petroleum Inc. | OAS | 674215108 | Annual | 05/04/2015 | 1.2 | Elect Director Taylor L. Reid | Issuer | Yes | For | For |
| | Oasis Petroleum Inc. | OAS | 674215108 | Annual | 05/04/2015 | 1.3 | Elect Director Bobby S. Shackouls | Issuer | Yes | For | For |
| | Oasis Petroleum Inc. | OAS | 674215108 | Annual | 05/04/2015 | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Issuer | Yes | For | For |
| | Oasis Petroleum Inc. | OAS | 674215108 | Annual | 05/04/2015 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Issuer | Yes | For | For |
| | Oasis Petroleum Inc. | OAS | 674215108 | Annual | 05/04/2015 | 4 | Amend Omnibus Stock Plan | Issuer | Yes | For | For |
| | Oasis Petroleum Inc. | OAS | 674215108 | Annual | 05/04/2015 | 5 | Amend Omnibus Stock Plan | Issuer | Yes | For | For |
| | Oasis Petroleum Inc. | OAS | 674215108 | Annual | 05/04/2015 | 6 | Require Independent Board Chairman | SH | Yes | For | Against |
| | Horsehead Holding Corp. | ZINC | 440694305 | Annual | 05/05/2015 | 1.1 | Elect Director T. Grant John | Issuer | Yes | For | For |
| | Horsehead Holding Corp. | ZINC | 440694305 | Annual | 05/05/2015 | 2 | Ratify Grant Thornton LLP as Auditors | Issuer | Yes | For | For |
| | Horsehead Holding Corp. | ZINC | 440694305 | Annual | 05/05/2015 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Issuer | Yes | For | For |
| | Enbridge Inc. | ENB | 29250N105 | Annual/Special | 05/06/2015 | 1 | Elect Director David A. Arledge | Issuer | Yes | For | For |
| | Enbridge Inc. | ENB | 29250N105 | Annual/Special | 05/06/2015 | 2 | Elect Director James J. Blanchard | Issuer | Yes | For | For |
| | Enbridge Inc. | ENB | 29250N105 | Annual/Special | 05/06/2015 | 3 | Elect Director Marcel R. Coutu | Issuer | Yes | For | For |
| | Enbridge Inc. | ENB | 29250N105 | Annual/Special | 05/06/2015 | 4 | Elect Director J. Herb England | Issuer | Yes | For | For |
| | Enbridge Inc. | ENB | 29250N105 | Annual/Special | 05/06/2015 | 5 | Elect Director Charles W. Fischer | Issuer | Yes | For | For |
| | Enbridge Inc. | ENB | 29250N105 | Annual/Special | 05/06/2015 | 6 | Elect Director V. Maureen Kempston Darkes | Issuer | Yes | For | For |
| | Enbridge Inc. | ENB | 29250N105 | Annual/Special | 05/06/2015 | 7 | Elect Director Al Monaco | Issuer | Yes | For | For |
| | Enbridge Inc. | ENB | 29250N105 | Annual/Special | 05/06/2015 | 8 | Elect Director George K. Petty | Issuer | Yes | For | For |
| | Enbridge Inc. | ENB | 29250N105 | Annual/Special | 05/06/2015 | 9 | Elect Director Rebecca B. Roberts | Issuer | Yes | For | For |
| | Enbridge Inc. | ENB | 29250N105 | Annual/Special | 05/06/2015 | 10 | Elect Director Dan C. Tutcher | Issuer | Yes | For | For |
| | Enbridge Inc. | ENB | 29250N105 | Annual/Special | 05/06/2015 | 11 | Elect Director Catherine L. Williams | Issuer | Yes | For | For |
| | Enbridge Inc. | ENB | 29250N105 | Annual/Special | 05/06/2015 | 12 | Ratify PricewaterhouseCoopers LLP as Auditors | Issuer | Yes | For | For |
| | Enbridge Inc. | ENB | 29250N105 | Annual/Special | 05/06/2015 | 13 | Approve Advance Notice Policy | Issuer | Yes | For | For |
| | Enbridge Inc. | ENB | 29250N105 | Annual/Special | 05/06/2015 | 14 | Advisory Vote on Executive Compensation Approach | Issuer | Yes | For | For |
| | LyondellBasell Industries NV | LYB | N53745100 | Annual | 05/06/2015 | 1a | Elect Robin Buchanan Supervisory Board | Issuer | Yes | For | For |
| | LyondellBasell Industries NV | LYB | N53745100 | Annual | 05/06/2015 | 1b | Elect Stephen F. Cooper to Supervisory Board | Issuer | Yes | For | For |
| | LyondellBasell Industries NV | LYB | N53745100 | Annual | 05/06/2015 | 1c | Elect Isabella D. Goren to Supervisory Board | Issuer | Yes | For | For |
| | LyondellBasell Industries NV | LYB | N53745100 | Annual | 05/06/2015 | 1d | Elect Robert G. Gwin to Supervisory Board | Issuer | Yes | For | For |
| | LyondellBasell Industries NV | LYB | N53745100 | Annual | 05/06/2015 | 2a | Elect Kevin W. Brown to Management Board | Issuer | Yes | For | For |
| | LyondellBasell Industries NV | LYB | N53745100 | Annual | 05/06/2015 | 2b | Elect Jeffrey A. Kaplan to Management Board | Issuer | Yes | For | For |
| | LyondellBasell Industries NV | LYB | N53745100 | Annual | 05/06/2015 | 3 | Adopt Financial Statements and Statutory Reports | Issuer | Yes | For | For |
| | LyondellBasell Industries NV | LYB | N53745100 | Annual | 05/06/2015 | 4 | Approve Discharge of Management Board | Issuer | Yes | For | For |
| | LyondellBasell Industries NV | LYB | N53745100 | Annual | 05/06/2015 | 5 | Approve Discharge of Supervisory Board | Issuer | Yes | For | For |
| | LyondellBasell Industries NV | LYB | N53745100 | Annual | 05/06/2015 | 6 | Ratify PricewaterhouseCoopers LLP as Auditors | Issuer | Yes | For | For |
| | LyondellBasell Industries NV | LYB | N53745100 | Annual | 05/06/2015 | 7 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Issuer | Yes | For | For |
| | LyondellBasell Industries NV | LYB | N53745100 | Annual | 05/06/2015 | 8 | Approve Dividends of USD 2.80 Per Share | Issuer | Yes | For | For |
| | LyondellBasell Industries NV | LYB | N53745100 | Annual | 05/06/2015 | 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Issuer | Yes | For | For |
| | LyondellBasell Industries NV | LYB | N53745100 | Annual | 05/06/2015 | 10 | Authorize Board to Issue Shares up to 20 Percent of Authorized Capital | Issuer | Yes | For | For |
| | LyondellBasell Industries NV | LYB | N53745100 | Annual | 05/06/2015 | 11 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Issuer | Yes | For | For |
| | LyondellBasell Industries NV | LYB | N53745100 | Annual | 05/06/2015 | 12 | Amend Qualified Employee Stock Purchase Plan | Issuer | Yes | For | For |
| | LyondellBasell Industries NV | LYB | N53745100 | Annual | 05/06/2015 | 13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Issuer | Yes | For | For |
| | California Resources Corporation | CRC | 13057Q107 | Annual | 05/07/2015 | 1.1 | Elect Director Justin A. Gannon | Issuer | Yes | For | For |
| | California Resources Corporation | CRC | 13057Q107 | Annual | 05/07/2015 | 1.2 | Elect Director Avedick B. Poladian | Issuer | Yes | Withhold | Against |
| | California Resources Corporation | CRC | 13057Q107 | Annual | 05/07/2015 | 1.3 | Elect Director Timothy J. Sloan | Issuer | Yes | For | For |
| | California Resources Corporation | CRC | 13057Q107 | Annual | 05/07/2015 | 2 | Ratify KPMG LLP as Auditors | Issuer | Yes | For | For |
| | California Resources Corporation | CRC | 13057Q107 | Annual | 05/07/2015 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Issuer | Yes | For | For |
| | California Resources Corporation | CRC | 13057Q107 | Annual | 05/07/2015 | 4 | Advisory Vote on Say on Pay Frequency | Issuer | Yes | Three Years | Against |
| | Canadian Natural Resources Limited | CNQ | 136385101 | Annual | 05/07/2015 | | You may vote for the nominees for Directors as slate: | Issuer | | | |
| | Canadian Natural Resources Limited | CNQ | 136385101 | Annual | 05/07/2015 | 1 | Elect Catherine M. Best, N. Murray Edwards, Timothy W. Faithfull, Gary A. Filmon, Christopher L. Fong, Gordon D. Giffin, Wilfred A. Gobert, Steve W. Laut, Frank J. McKenna, David A. Tuer, and Annette M. Verschuren as Directors | Issuer | Yes | For | For |
| | Canadian Natural Resources Limited | CNQ | 136385101 | Annual | 05/07/2015 | | OR you may vote for the nominees for Directors individually: | Issuer | | | |
| | Canadian Natural Resources Limited | CNQ | 136385101 | Annual | 05/07/2015 | 1.1 | Elect Director Catherine M. Best | Issuer | Yes | For | For |
| | Canadian Natural Resources Limited | CNQ | 136385101 | Annual | 05/07/2015 | 1.2 | Elect Director N. Murray Edwards | Issuer | Yes | For | For |
| | Canadian Natural Resources Limited | CNQ | 136385101 | Annual | 05/07/2015 | 1.3 | Elect Director Timothy W. Faithfull | Issuer | Yes | For | For |
| | Canadian Natural Resources Limited | CNQ | 136385101 | Annual | 05/07/2015 | 1.4 | Elect Director Gary A. Filmon | Issuer | Yes | For | For |
| | Canadian Natural Resources Limited | CNQ | 136385101 | Annual | 05/07/2015 | 1.5 | Elect Director Christopher L. Fong | Issuer | Yes | For | For |
| | Canadian Natural Resources Limited | CNQ | 136385101 | Annual | 05/07/2015 | 1.6 | Elect Director Gordon D. Giffin | Issuer | Yes | For | For |
| | Canadian Natural Resources Limited | CNQ | 136385101 | Annual | 05/07/2015 | 1.7 | Elect Director Wilfred A. Gobert | Issuer | Yes | For | For |
| | Canadian Natural Resources Limited | CNQ | 136385101 | Annual | 05/07/2015 | 1.8 | Elect Director Steve W. Laut | Issuer | Yes | For | For |
| | Canadian Natural Resources Limited | CNQ | 136385101 | Annual | 05/07/2015 | 1.9 | Elect Director Frank J. McKenna | Issuer | Yes | For | For |
| | Canadian Natural Resources Limited | CNQ | 136385101 | Annual | 05/07/2015 | 1.10 | Elect Director David A. Tuer | Issuer | Yes | For | For |
| | Canadian Natural Resources Limited | CNQ | 136385101 | Annual | 05/07/2015 | 1.11 | Elect Director Annette M. Verschuren | Issuer | Yes | For | For |
| | Canadian Natural Resources Limited | CNQ | 136385101 | Annual | 05/07/2015 | 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Issuer | Yes | For | For |
| | Canadian Natural Resources Limited | CNQ | 136385101 | Annual | 05/07/2015 | 3 | Advisory Vote on Executive Compensation Approach | Issuer | Yes | For | For |
| | Kinder Morgan, Inc. | KMI | 49456B101 | Annual | 05/07/2015 | 1.1 | Elect Director Richard D. Kinder | Issuer | Yes | For | For |
| | Kinder Morgan, Inc. | KMI | 49456B101 | Annual | 05/07/2015 | 1.2 | Elect Director Steven J. Kean | Issuer | Yes | For | For |
| | Kinder Morgan, Inc. | KMI | 49456B101 | Annual | 05/07/2015 | 1.3 | Elect Director Ted A. Gardner | Issuer | Yes | For | For |
| | Kinder Morgan, Inc. | KMI | 49456B101 | Annual | 05/07/2015 | 1.4 | Elect Director Anthony W. Hall, Jr. | Issuer | Yes | For | For |
| | Kinder Morgan, Inc. | KMI | 49456B101 | Annual | 05/07/2015 | 1.5 | Elect Director Gary L. Hultquist | Issuer | Yes | For | For |
| | Kinder Morgan, Inc. | KMI | 49456B101 | Annual | 05/07/2015 | 1.6 | Elect Director Ronald L. Kuehn, Jr. | Issuer | Yes | For | For |
| | Kinder Morgan, Inc. | KMI | 49456B101 | Annual | 05/07/2015 | 1.7 | Elect Director Deborah A. MacDonald | Issuer | Yes | For | For |
| | Kinder Morgan, Inc. | KMI | 49456B101 | Annual | 05/07/2015 | 1.8 | Elect Director Michael J. Miller | Issuer | Yes | For | For |
| | Kinder Morgan, Inc. | KMI | 49456B101 | Annual | 05/07/2015 | 1.9 | Elect Director Michael C. Morgan | Issuer | Yes | For | For |
| | Kinder Morgan, Inc. | KMI | 49456B101 | Annual | 05/07/2015 | 1.10 | Elect Director Arthur C. Reichstetter | Issuer | Yes | For | For |
| | Kinder Morgan, Inc. | KMI | 49456B101 | Annual | 05/07/2015 | 1.11 | Elect Director Fayez Sarofim | Issuer | Yes | For | For |
| | Kinder Morgan, Inc. | KMI | 49456B101 | Annual | 05/07/2015 | 1.12 | Elect Director C. Park Shaper | Issuer | Yes | For | For |
| | Kinder Morgan, Inc. | KMI | 49456B101 | Annual | 05/07/2015 | 1.13 | Elect Director William A. Smith | Issuer | Yes | For | For |
| | Kinder Morgan, Inc. | KMI | 49456B101 | Annual | 05/07/2015 | 1.14 | Elect Director Joel V. Staff | Issuer | Yes | For | For |
| | Kinder Morgan, Inc. | KMI | 49456B101 | Annual | 05/07/2015 | 1.15 | Elect Director Robert F. Vagt | Issuer | Yes | For | For |
| | Kinder Morgan, Inc. | KMI | 49456B101 | Annual | 05/07/2015 | 1.16 | Elect Director Perry M. Waughtal | Issuer | Yes | For | For |
| | Kinder Morgan, Inc. | KMI | 49456B101 | Annual | 05/07/2015 | 2 | Approve Omnibus Stock Plan | Issuer | Yes | For | For |
| | Kinder Morgan, Inc. | KMI | 49456B101 | Annual | 05/07/2015 | 3 | Approve Executive Incentive Bonus Plan | Issuer | Yes | For | For |
| | Kinder Morgan, Inc. | KMI | 49456B101 | Annual | 05/07/2015 | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Issuer | Yes | For | For |
| | Kinder Morgan, Inc. | KMI | 49456B101 | Annual | 05/07/2015 | 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Issuer | Yes | For | For |
| | Kinder Morgan, Inc. | KMI | 49456B101 | Annual | 05/07/2015 | 6 | Amend Charter to Eliminate Inapplicable Provisions | Issuer | Yes | For | For |
| | Kinder Morgan, Inc. | KMI | 49456B101 | Annual | 05/07/2015 | 7 | Report on Capital Expenditure Strategy with Respect to Climate Change Policy | SH | Yes | Against | For |
| | Kinder Morgan, Inc. | KMI | 49456B101 | Annual | 05/07/2015 | 8 | Report on Methane Emissions Management and Reduction Targets | SH | Yes | Against | For |
| | Kinder Morgan, Inc. | KMI | 49456B101 | Annual | 05/07/2015 | 9 | Report on Sustainability | SH | Yes | For | Against |
| | Anadarko Petroleum Corporation | APC | 032511107 | Annual | 05/12/2015 | 1.1a | Elect Director Anthony R. Chase | Issuer | Yes | For | For |
| | Anadarko Petroleum Corporation | APC | 032511107 | Annual | 05/12/2015 | 1.1b | Elect Director Kevin P. Chilton | Issuer | Yes | For | For |
| | Anadarko Petroleum Corporation | APC | 032511107 | Annual | 05/12/2015 | 1.1c | Elect Director H. Paulett Eberhart | Issuer | Yes | For | For |
| | Anadarko Petroleum Corporation | APC | 032511107 | Annual | 05/12/2015 | 1.1d | Elect Director Peter J. Fluor | Issuer | Yes | Against | Against |
| | Anadarko Petroleum Corporation | APC | 032511107 | Annual | 05/12/2015 | 1.1e | Elect Director Richard L. George | Issuer | Yes | For | For |
| | Anadarko Petroleum Corporation | APC | 032511107 | Annual | 05/12/2015 | 1.1f | Elect Director Joseph W. Gorder | Issuer | Yes | Against | Against |
| | Anadarko Petroleum Corporation | APC | 032511107 | Annual | 05/12/2015 | 1.1g | Elect Director John R. Gordon | Issuer | Yes | Against | Against |
| | Anadarko Petroleum Corporation | APC | 032511107 | Annual | 05/12/2015 | 1.1h | Elect Director Mark C. McKinley | Issuer | Yes | For | For |
| | Anadarko Petroleum Corporation | APC | 032511107 | Annual | 05/12/2015 | 1.1i | Elect Director Eric D. Mullins | Issuer | Yes | For | For |
| | Anadarko Petroleum Corporation | APC | 032511107 | Annual | 05/12/2015 | 1.1j | Elect Director R. A. Walker | Issuer | Yes | For | For |
| | Anadarko Petroleum Corporation | APC | 032511107 | Annual | 05/12/2015 | 2 | Ratify KPMG LLP as Auditors | Issuer | Yes | For | For |
| | Anadarko Petroleum Corporation | APC | 032511107 | Annual | 05/12/2015 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Issuer | Yes | Against | Against |
| | Anadarko Petroleum Corporation | APC | 032511107 | Annual | 05/12/2015 | 4 | Adopt Proxy Access Right | SH | Yes | For | Against |
| | Anadarko Petroleum Corporation | APC | 032511107 | Annual | 05/12/2015 | 5 | Report on Plans to Address Stranded Carbon Asset Risks | SH | Yes | Against | For |
| | Navigator Holdings Ltd. | NVGS | Y62132108 | Annual | 05/12/2015 | 1.1 | Elect Director David J. Butters | Issuer | Yes | For | For |
| | Navigator Holdings Ltd. | NVGS | Y62132108 | Annual | 05/12/2015 | 1.2 | Elect Director Heiko Fischer | Issuer | Yes | For | For |
| | Navigator Holdings Ltd. | NVGS | Y62132108 | Annual | 05/12/2015 | 1.3 | Elect Director David Kenwright | Issuer | Yes | For | For |
| | Navigator Holdings Ltd. | NVGS | Y62132108 | Annual | 05/12/2015 | 1.4 | Elect Director Spiros Milonas | Issuer | Yes | Withhold | Against |
| | Navigator Holdings Ltd. | NVGS | Y62132108 | Annual | 05/12/2015 | 1.5 | Elect Director Alexander Oetker | Issuer | Yes | Withhold | Against |
| | Navigator Holdings Ltd. | NVGS | Y62132108 | Annual | 05/12/2015 | 1.6 | Elect Director Wendy L. Teramoto | Issuer | Yes | For | For |
| | Navigator Holdings Ltd. | NVGS | Y62132108 | Annual | 05/12/2015 | 1.7 | Elect Director Florian Weidinger | Issuer | Yes | For | For |
| | Navigator Holdings Ltd. | NVGS | Y62132108 | Annual | 05/12/2015 | 2 | Ratify KPMG LLP as Auditors | Issuer | Yes | For | For |
| | Baker Hughes Incorporated | BHI | 057224107 | Annual | 05/14/2015 | 1a | Elect Director Larry D. Brady | Issuer | Yes | For | For |
| | Baker Hughes Incorporated | BHI | 057224107 | Annual | 05/14/2015 | 1b | Elect Director Gregory D. Brenneman | Issuer | Yes | For | For |
| | Baker Hughes Incorporated | BHI | 057224107 | Annual | 05/14/2015 | 1c | Elect Director Clarence P. Cazalot, Jr. | Issuer | Yes | For | For |
| | Baker Hughes Incorporated | BHI | 057224107 | Annual | 05/14/2015 | 1d | Elect Director Martin S. Craighead | Issuer | Yes | For | For |
| | Baker Hughes Incorporated | BHI | 057224107 | Annual | 05/14/2015 | 1e | Elect Director William H. Easter, III | Issuer | Yes | For | For |
| | Baker Hughes Incorporated | BHI | 057224107 | Annual | 05/14/2015 | 1f | Elect Director Lynn L. Elsenhans | Issuer | Yes | For | For |
| | Baker Hughes Incorporated | BHI | 057224107 | Annual | 05/14/2015 | 1g | Elect Director Anthony G. Fernandes | Issuer | Yes | For | For |
| | Baker Hughes Incorporated | BHI | 057224107 | Annual | 05/14/2015 | 1h | Elect Director Claire W. Gargalli | Issuer | Yes | For | For |
| | Baker Hughes Incorporated | BHI | 057224107 | Annual | 05/14/2015 | 1i | Elect Director Pierre H. Jungels | Issuer | Yes | For | For |
| | Baker Hughes Incorporated | BHI | 057224107 | Annual | 05/14/2015 | 1j | Elect Director James A. Lash | Issuer | Yes | For | For |
| | Baker Hughes Incorporated | BHI | 057224107 | Annual | 05/14/2015 | 1k | Elect Director J. Larry Nichols | Issuer | Yes | For | For |
| | Baker Hughes Incorporated | BHI | 057224107 | Annual | 05/14/2015 | 1l | Elect Director James W. Stewart | Issuer | Yes | For | For |
| | Baker Hughes Incorporated | BHI | 057224107 | Annual | 05/14/2015 | 1m | Elect Director Charles L. Watson | Issuer | Yes | For | For |
| | Baker Hughes Incorporated | BHI | 057224107 | Annual | 05/14/2015 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Issuer | Yes | For | For |
| | Baker Hughes Incorporated | BHI | 057224107 | Annual | 05/14/2015 | 3 | Ratify Deloitte & Touche LLP as Auditors | Issuer | Yes | For | For |
| | The Dow Chemical Company | DOW | 260543103 | Annual | 05/14/2015 | 1a | Elect Director Ajay Banga | Issuer | Yes | For | For |
| | The Dow Chemical Company | DOW | 260543103 | Annual | 05/14/2015 | 1b | Elect Director Jacqueline K. Barton | Issuer | Yes | For | For |
| | The Dow Chemical Company | DOW | 260543103 | Annual | 05/14/2015 | 1c | Elect Director James A. Bell | Issuer | Yes | For | For |
| | The Dow Chemical Company | DOW | 260543103 | Annual | 05/14/2015 | 1d | Elect Director Richard K. Davis | Issuer | Yes | For | For |
| | The Dow Chemical Company | DOW | 260543103 | Annual | 05/14/2015 | 1e | Elect Director Jeff M. Fettig | Issuer | Yes | For | For |
| | The Dow Chemical Company | DOW | 260543103 | Annual | 05/14/2015 | 1f | Elect Director Andrew N. Liveris | Issuer | Yes | For | For |
| | The Dow Chemical Company | DOW | 260543103 | Annual | 05/14/2015 | 1g | Elect Director Mark Loughridge | Issuer | Yes | For | For |
| | The Dow Chemical Company | DOW | 260543103 | Annual | 05/14/2015 | 1h | Elect Director Raymond J. Milchovich | Issuer | Yes | For | For |
| | The Dow Chemical Company | DOW | 260543103 | Annual | 05/14/2015 | 1i | Elect Director Robert S. Miller | Issuer | Yes | For | For |
| | The Dow Chemical Company | DOW | 260543103 | Annual | 05/14/2015 | 1j | Elect Director Paul Polman | Issuer | Yes | For | For |
| | The Dow Chemical Company | DOW | 260543103 | Annual | 05/14/2015 | 1k | Elect Director Dennis H. Reilley | Issuer | Yes | For | For |
| | The Dow Chemical Company | DOW | 260543103 | Annual | 05/14/2015 | 1l | Elect Director James M. Ringler | Issuer | Yes | For | For |
| | The Dow Chemical Company | DOW | 260543103 | Annual | 05/14/2015 | 1m | Elect Director Ruth G. Shaw | Issuer | Yes | For | For |
| | The Dow Chemical Company | DOW | 260543103 | Annual | 05/14/2015 | 2 | Ratify Deloitte & Touche LLP as Auditors | Issuer | Yes | For | For |
| | The Dow Chemical Company | DOW | 260543103 | Annual | 05/14/2015 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Issuer | Yes | For | For |
| | The Dow Chemical Company | DOW | 260543103 | Annual | 05/14/2015 | 4 | Pro-rata Vesting of Equity Awards | SH | Yes | Against | For |
| | Rosetta Resources Inc. | ROSE | 777779307 | Annual | 05/15/2015 | 1.1 | Elect Director James E. Craddock | Issuer | Yes | For | For |
| | Rosetta Resources Inc. | ROSE | 777779307 | Annual | 05/15/2015 | 1.2 | Elect Director Matthew D. Fitzgerald | Issuer | Yes | For | For |
| | Rosetta Resources Inc. | ROSE | 777779307 | Annual | 05/15/2015 | 1.3 | Elect Director Philip L. Frederickson | Issuer | Yes | For | For |
| | Rosetta Resources Inc. | ROSE | 777779307 | Annual | 05/15/2015 | 1.4 | Elect Director Carin S. Knickel | Issuer | Yes | For | For |
| | Rosetta Resources Inc. | ROSE | 777779307 | Annual | 05/15/2015 | 1.5 | Elect Director Holli C. Ladhani | Issuer | Yes | For | For |
| | Rosetta Resources Inc. | ROSE | 777779307 | Annual | 05/15/2015 | 1.6 | Elect Director Donald D. Patteson, Jr. | Issuer | Yes | For | For |
| | Rosetta Resources Inc. | ROSE | 777779307 | Annual | 05/15/2015 | 1.7 | Elect Director Jerry R. Schuyler | Issuer | Yes | For | For |
| | Rosetta Resources Inc. | ROSE | 777779307 | Annual | 05/15/2015 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Issuer | Yes | For | For |
| | Rosetta Resources Inc. | ROSE | 777779307 | Annual | 05/15/2015 | 3 | Approve Omnibus Stock Plan | Issuer | Yes | For | For |
| | Rosetta Resources Inc. | ROSE | 777779307 | Annual | 05/15/2015 | 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Issuer | Yes | For | For |
| | Westlake Chemical Corporation | WLK | 960413102 | Annual | 05/15/2015 | 1.1 | Elect Director James Chao | Issuer | Yes | Withhold | Against |
| | Westlake Chemical Corporation | WLK | 960413102 | Annual | 05/15/2015 | 1.2 | Elect Director R. Bruce Northcutt | Issuer | Yes | For | For |
| | Westlake Chemical Corporation | WLK | 960413102 | Annual | 05/15/2015 | 1.3 | Elect Director H. John Riley, Jr. | Issuer | Yes | For | For |
| | Westlake Chemical Corporation | WLK | 960413102 | Annual | 05/15/2015 | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Issuer | Yes | For | For |
| | Laredo Petroleum, Inc. | LPI | 516806106 | Annual | 05/19/2015 | 1.1 | Elect Director James R. Levy | Issuer | Yes | Withhold | Against |
| | Laredo Petroleum, Inc. | LPI | 516806106 | Annual | 05/19/2015 | 1.2 | Elect Director Jay P. Still | Issuer | Yes | Withhold | Against |
| | Laredo Petroleum, Inc. | LPI | 516806106 | Annual | 05/19/2015 | 1.3 | Elect Director Donald D. Wolf | Issuer | Yes | For | For |
| | Laredo Petroleum, Inc. | LPI | 516806106 | Annual | 05/19/2015 | 2 | Ratify Grant Thornton LLP as Auditors | Issuer | Yes | For | For |
| | Laredo Petroleum, Inc. | LPI | 516806106 | Annual | 05/19/2015 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Issuer | Yes | For | For |
| | Royal Dutch Shell plc | RDSA | G7690A100 | Annual | 05/19/2015 | | Meeting for ADR Holders | Issuer | | | |
| | Royal Dutch Shell plc | RDSA | G7690A100 | Annual | 05/19/2015 | | Management Proposals | Issuer | | | |
| | Royal Dutch Shell plc | RDSA | G7690A100 | Annual | 05/19/2015 | 1 | Accept Financial Statements and Statutory Reports | Issuer | Yes | For | For |
| | Royal Dutch Shell plc | RDSA | G7690A100 | Annual | 05/19/2015 | 2 | Approve Remuneration Report | Issuer | Yes | For | For |
| | Royal Dutch Shell plc | RDSA | G7690A100 | Annual | 05/19/2015 | 3 | Re-elect Ben van Beurden as Director | Issuer | Yes | For | For |
| | Royal Dutch Shell plc | RDSA | G7690A100 | Annual | 05/19/2015 | 4 | Re-elect Guy Elliott as Director | Issuer | Yes | For | For |
| | Royal Dutch Shell plc | RDSA | G7690A100 | Annual | 05/19/2015 | 5 | Re-elect Euleen Goh as Director | Issuer | Yes | For | For |
| | Royal Dutch Shell plc | RDSA | G7690A100 | Annual | 05/19/2015 | 6 | Re-elect Simon Henry as Director | Issuer | Yes | Withhold | Against |
| | Royal Dutch Shell plc | RDSA | G7690A100 | Annual | 05/19/2015 | 7 | Re-elect Charles Holliday as Director | Issuer | Yes | For | For |
| | Royal Dutch Shell plc | RDSA | G7690A100 | Annual | 05/19/2015 | 8 | Re-elect Gerard Kleisterlee as Director | Issuer | Yes | For | For |
| | Royal Dutch Shell plc | RDSA | G7690A100 | Annual | 05/19/2015 | 9 | Re-elect Sir Nigel Sheinwald as Director | Issuer | Yes | For | For |
| | Royal Dutch Shell plc | RDSA | G7690A100 | Annual | 05/19/2015 | 10 | Re-elect Linda Stuntz as Director | Issuer | Yes | For | For |
| | Royal Dutch Shell plc | RDSA | G7690A100 | Annual | 05/19/2015 | 11 | Re-elect Hans Wijers as Director | Issuer | Yes | For | For |
| | Royal Dutch Shell plc | RDSA | G7690A100 | Annual | 05/19/2015 | 12 | Re-elect Patricia Woertz as Director | Issuer | Yes | For | For |
| | Royal Dutch Shell plc | RDSA | G7690A100 | Annual | 05/19/2015 | 13 | Re-elect Gerrit Zalm as Director | Issuer | Yes | For | For |
| | Royal Dutch Shell plc | RDSA | G7690A100 | Annual | 05/19/2015 | 14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Issuer | Yes | For | For |
| | Royal Dutch Shell plc | RDSA | G7690A100 | Annual | 05/19/2015 | 15 | Authorise Board to Fix Remuneration of Auditors | Issuer | Yes | For | For |
| | Royal Dutch Shell plc | RDSA | G7690A100 | Annual | 05/19/2015 | 16 | Authorise Issue of Equity with Pre-emptive Rights | Issuer | Yes | For | For |
| | Royal Dutch Shell plc | RDSA | G7690A100 | Annual | 05/19/2015 | 17 | Authorise Issue of Equity without Pre-emptive Rights | Issuer | Yes | For | For |
| | Royal Dutch Shell plc | RDSA | G7690A100 | Annual | 05/19/2015 | 18 | Authorise Market Purchase of Ordinary Shares | Issuer | Yes | For | For |
| | Royal Dutch Shell plc | RDSA | G7690A100 | Annual | 05/19/2015 | 19 | Approve Scrip Dividend Scheme | Issuer | Yes | For | For |
| | Royal Dutch Shell plc | RDSA | G7690A100 | Annual | 05/19/2015 | 20 | Authorise EU Political Donations and Expenditure | Issuer | Yes | For | For |
| | Royal Dutch Shell plc | RDSA | G7690A100 | Annual | 05/19/2015 | 21 | Approve Strategic Resilience for 2035 and Beyond | SH | Yes | For | For |
| | Halliburton Company | HAL | 406216101 | Annual | 05/20/2015 | 1.1 | Elect Director Abdulaziz F. Al Khayyal | Issuer | Yes | For | For |
| | Halliburton Company | HAL | 406216101 | Annual | 05/20/2015 | 1.2 | Elect Director Alan M. Bennett | Issuer | Yes | For | For |
| | Halliburton Company | HAL | 406216101 | Annual | 05/20/2015 | 1.3 | Elect Director James R. Boyd | Issuer | Yes | For | For |
| | Halliburton Company | HAL | 406216101 | Annual | 05/20/2015 | 1.4 | Elect Director Milton Carroll | Issuer | Yes | Against | Against |
| | Halliburton Company | HAL | 406216101 | Annual | 05/20/2015 | 1.5 | Elect Director Nance K. Dicciani | Issuer | Yes | For | For |
| | Halliburton Company | HAL | 406216101 | Annual | 05/20/2015 | 1.6 | Elect Director Murry S. Gerber | Issuer | Yes | For | For |
| | Halliburton Company | HAL | 406216101 | Annual | 05/20/2015 | 1.7 | Elect Director Jose C. Grubisich | Issuer | Yes | For | For |
| | Halliburton Company | HAL | 406216101 | Annual | 05/20/2015 | 1.8 | Elect Director David J. Lesar | Issuer | Yes | For | For |
| | Halliburton Company | HAL | 406216101 | Annual | 05/20/2015 | 1.9 | Elect Director Robert A. Malone | Issuer | Yes | For | For |
| | Halliburton Company | HAL | 406216101 | Annual | 05/20/2015 | 1.10 | Elect Director J. Landis Martin | Issuer | Yes | For | For |
| | Halliburton Company | HAL | 406216101 | Annual | 05/20/2015 | 1.11 | Elect Director Jeffrey A. Miller | Issuer | Yes | For | For |
| | Halliburton Company | HAL | 406216101 | Annual | 05/20/2015 | 1.12 | Elect Director Debra L. Reed | Issuer | Yes | For | For |
| | Halliburton Company | HAL | 406216101 | Annual | 05/20/2015 | 2 | Ratify KPMG LLP as Auditors | Issuer | Yes | For | For |
| | Halliburton Company | HAL | 406216101 | Annual | 05/20/2015 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Issuer | Yes | For | For |
| | Halliburton Company | HAL | 406216101 | Annual | 05/20/2015 | 4 | Amend Omnibus Stock Plan | Issuer | Yes | For | For |
| | Halliburton Company | HAL | 406216101 | Annual | 05/20/2015 | 5 | Amend Qualified Employee Stock Purchase Plan | Issuer | Yes | For | For |
| | Pioneer Natural Resources Company | PXD | 723787107 | Annual | 05/20/2015 | 1.1 | Elect Director Edison C. Buchanan | Issuer | Yes | Against | Against |
| | Pioneer Natural Resources Company | PXD | 723787107 | Annual | 05/20/2015 | 1.2 | Elect Director Andrew F. Cates | Issuer | Yes | Against | Against |
| | Pioneer Natural Resources Company | PXD | 723787107 | Annual | 05/20/2015 | 1.3 | Elect Director Timothy L. Dove | Issuer | Yes | For | For |
| | Pioneer Natural Resources Company | PXD | 723787107 | Annual | 05/20/2015 | 1.4 | Elect Director Phillip A. Gobe | Issuer | Yes | Against | Against |
| | Pioneer Natural Resources Company | PXD | 723787107 | Annual | 05/20/2015 | 1.5 | Elect Director Larry R. Grillot | Issuer | Yes | Against | Against |
| | Pioneer Natural Resources Company | PXD | 723787107 | Annual | 05/20/2015 | 1.6 | Elect Director Stacy P. Methvin | Issuer | Yes | Against | Against |
| | Pioneer Natural Resources Company | PXD | 723787107 | Annual | 05/20/2015 | 1.7 | Elect Director Royce W. Mitchell | Issuer | Yes | Against | Against |
| | Pioneer Natural Resources Company | PXD | 723787107 | Annual | 05/20/2015 | 1.8 | Elect Director Frank A. Risch | Issuer | Yes | Against | Against |
| | Pioneer Natural Resources Company | PXD | 723787107 | Annual | 05/20/2015 | 1.9 | Elect Director Scott D. Sheffield | Issuer | Yes | For | For |
| | Pioneer Natural Resources Company | PXD | 723787107 | Annual | 05/20/2015 | 1.10 | Elect Director J. Kenneth Thompson | Issuer | Yes | Against | Against |
| | Pioneer Natural Resources Company | PXD | 723787107 | Annual | 05/20/2015 | 1.11 | Elect Director Phoebe A. Wood | Issuer | Yes | Against | Against |
| | Pioneer Natural Resources Company | PXD | 723787107 | Annual | 05/20/2015 | 2 | Ratify Ernst & Young LLP as Auditors | Issuer | Yes | Against | Against |
| | Pioneer Natural Resources Company | PXD | 723787107 | Annual | 05/20/2015 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Issuer | Yes | For | For |
| | Pioneer Natural Resources Company | PXD | 723787107 | Annual | 05/20/2015 | 4 | Adopt Proxy Access Right | SH | Yes | For | Against |
| | Superior Energy Services, Inc. | SPN | 868157108 | Annual | 05/22/2015 | 1.1 | Elect Director Harold J. Bouillion | Issuer | Yes | For | For |
| | Superior Energy Services, Inc. | SPN | 868157108 | Annual | 05/22/2015 | 1.2 | Elect Director David D. Dunlap | Issuer | Yes | For | For |
| | Superior Energy Services, Inc. | SPN | 868157108 | Annual | 05/22/2015 | 1.3 | Elect Director James M. Funk | Issuer | Yes | For | For |
| | Superior Energy Services, Inc. | SPN | 868157108 | Annual | 05/22/2015 | 1.4 | Elect Director Terence E. Hall | Issuer | Yes | For | For |
| | Superior Energy Services, Inc. | SPN | 868157108 | Annual | 05/22/2015 | 1.5 | Elect Director Peter D. Kinnear | Issuer | Yes | For | For |
| | Superior Energy Services, Inc. | SPN | 868157108 | Annual | 05/22/2015 | 1.6 | Elect Director Michael M. McShane | Issuer | Yes | For | For |
| | Superior Energy Services, Inc. | SPN | 868157108 | Annual | 05/22/2015 | 1.7 | Elect Director W. Matt Ralls | Issuer | Yes | For | For |
| | Superior Energy Services, Inc. | SPN | 868157108 | Annual | 05/22/2015 | 1.8 | Elect Director Justin L. Sullivan | Issuer | Yes | For | For |
| | Superior Energy Services, Inc. | SPN | 868157108 | Annual | 05/22/2015 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Issuer | Yes | For | For |
| | Superior Energy Services, Inc. | SPN | 868157108 | Annual | 05/22/2015 | 3 | Amend Omnibus Stock Plan | Issuer | Yes | For | For |
| | Superior Energy Services, Inc. | SPN | 868157108 | Annual | 05/22/2015 | 4 | Ratify KPMG LLP as Auditors | Issuer | Yes | For | For |
| | Exxon Mobil Corporation | XOM | 30231G102 | Annual | 05/27/2015 | 1.1 | Elect Director Michael J. Boskin | Issuer | Yes | For | For |
| | Exxon Mobil Corporation | XOM | 30231G102 | Annual | 05/27/2015 | 1.2 | Elect Director Peter Brabeck-Letmathe | Issuer | Yes | For | For |
| | Exxon Mobil Corporation | XOM | 30231G102 | Annual | 05/27/2015 | 1.3 | Elect Director Ursula M. Burns | Issuer | Yes | For | For |
| | Exxon Mobil Corporation | XOM | 30231G102 | Annual | 05/27/2015 | 1.4 | Elect Director Larry R. Faulkner | Issuer | Yes | For | For |
| | Exxon Mobil Corporation | XOM | 30231G102 | Annual | 05/27/2015 | 1.5 | Elect Director Jay S. Fishman | Issuer | Yes | For | For |
| | Exxon Mobil Corporation | XOM | 30231G102 | Annual | 05/27/2015 | 1.6 | Elect Director Henrietta H. Fore | Issuer | Yes | For | For |
| | Exxon Mobil Corporation | XOM | 30231G102 | Annual | 05/27/2015 | 1.7 | Elect Director Kenneth C. Frazier | Issuer | Yes | For | For |
| | Exxon Mobil Corporation | XOM | 30231G102 | Annual | 05/27/2015 | 1.8 | Elect Director Douglas R. Oberhelman | Issuer | Yes | For | For |
| | Exxon Mobil Corporation | XOM | 30231G102 | Annual | 05/27/2015 | 1.9 | Elect Director Samuel J. Palmisano | Issuer | Yes | For | For |
| | Exxon Mobil Corporation | XOM | 30231G102 | Annual | 05/27/2015 | 1.10 | Elect Director Steven S. Reinemund | Issuer | Yes | For | For |
| | Exxon Mobil Corporation | XOM | 30231G102 | Annual | 05/27/2015 | 1.11 | Elect Director Rex W. Tillerson | Issuer | Yes | For | For |
| | Exxon Mobil Corporation | XOM | 30231G102 | Annual | 05/27/2015 | 1.12 | Elect Director William C. Weldon | Issuer | Yes | For | For |
| | Exxon Mobil Corporation | XOM | 30231G102 | Annual | 05/27/2015 | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Issuer | Yes | For | For |
| | Exxon Mobil Corporation | XOM | 30231G102 | Annual | 05/27/2015 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Issuer | Yes | For | For |
| | Exxon Mobil Corporation | XOM | 30231G102 | Annual | 05/27/2015 | 4 | Require Independent Board Chairman | SH | Yes | For | Against |
| | Exxon Mobil Corporation | XOM | 30231G102 | Annual | 05/27/2015 | 5 | Adopt Proxy Access Right | SH | Yes | For | Against |
| | Exxon Mobil Corporation | XOM | 30231G102 | Annual | 05/27/2015 | 6 | Require Director Nominee with Environmental Experience | SH | Yes | Against | For |
| | Exxon Mobil Corporation | XOM | 30231G102 | Annual | 05/27/2015 | 7 | Increase the Number of Females on the Board | SH | Yes | Against | For |
| | Exxon Mobil Corporation | XOM | 30231G102 | Annual | 05/27/2015 | 8 | Disclose Percentage of Females at Each Percentile of Compensation | SH | Yes | Against | For |
| | Exxon Mobil Corporation | XOM | 30231G102 | Annual | 05/27/2015 | 9 | Report on Lobbying Payments and Policy | SH | Yes | Against | For |
| | Exxon Mobil Corporation | XOM | 30231G102 | Annual | 05/27/2015 | �� 10 | Adopt Quantitative GHG Goals for Products and Operations | SH | Yes | Against | For |
| | Exxon Mobil Corporation | XOM | 30231G102 | Annual | 05/27/2015 | 11 | Report on the Result of Efforts to Minimize Hydraulic Fracturing Impacts | SH | Yes | Against | For |
| | Western Refining, Inc. | WNR | 959319104 | Annual | 06/02/2015 | 1.1 | Elect Director Carin Marcy Barth | Issuer | Yes | For | For |
| | Western Refining, Inc. | WNR | 959319104 | Annual | 06/02/2015 | 1.2 | Elect Director Sigmund L. Cornelius | Issuer | Yes | For | For |
| | Western Refining, Inc. | WNR | 959319104 | Annual | 06/02/2015 | 1.3 | Elect Director Paul L. Foster | Issuer | Yes | Withhold | Against |
| | Western Refining, Inc. | WNR | 959319104 | Annual | 06/02/2015 | 1.4 | Elect Director L. Frederick Francis | Issuer | Yes | Withhold | Against |
| | Western Refining, Inc. | WNR | 959319104 | Annual | 06/02/2015 | 1.5 | Elect Director Robert J. Hassler | Issuer | Yes | For | For |
| | Western Refining, Inc. | WNR | 959319104 | Annual | 06/02/2015 | 1.6 | Elect Director Brian J. Hogan | Issuer | Yes | For | For |
| | Western Refining, Inc. | WNR | 959319104 | Annual | 06/02/2015 | 1.7 | Elect Director Scott D. Weaver | Issuer | Yes | Withhold | Against |
| | Western Refining, Inc. | WNR | 959319104 | Annual | 06/02/2015 | 2 | Ratify Deloitte & Touche LLP as Auditors | Issuer | Yes | For | For |
| | Western Refining, Inc. | WNR | 959319104 | Annual | 06/02/2015 | 3 | Amend Omnibus Stock Plan | Issuer | Yes | For | For |
| | KOSMOS ENERGY LTD. | KOS | G5315B107 | Annual | 06/03/2015 | 1.1 | Elect Director Andrew G. Inglis | Issuer | Yes | Withhold | Against |
| | KOSMOS ENERGY LTD. | KOS | G5315B107 | Annual | 06/03/2015 | 1.2 | Elect Director Brian F. Maxted | Issuer | Yes | Withhold | Against |
| | KOSMOS ENERGY LTD. | KOS | G5315B107 | Annual | 06/03/2015 | 1.3 | Elect Director Richard B. Dearlove | Issuer | Yes | For | For |
| | KOSMOS ENERGY LTD. | KOS | G5315B107 | Annual | 06/03/2015 | 1.4 | Elect Director David I. Foley | Issuer | Yes | Withhold | Against |
| | KOSMOS ENERGY LTD. | KOS | G5315B107 | Annual | 06/03/2015 | 1.5 | Elect Director David B. Krieger | Issuer | Yes | Withhold | Against |
| | KOSMOS ENERGY LTD. | KOS | G5315B107 | Annual | 06/03/2015 | 1.6 | Elect Director Joseph P. Landy | Issuer | Yes | Withhold | Against |
| | KOSMOS ENERGY LTD. | KOS | G5315B107 | Annual | 06/03/2015 | 1.7 | Elect Director Prakash A. Melwani | Issuer | Yes | Withhold | Against |
| | KOSMOS ENERGY LTD. | KOS | G5315B107 | Annual | 06/03/2015 | 1.8 | Elect Director Adebayo ('Bayo') O. Ogunlesi | Issuer | Yes | Withhold | Against |
| | KOSMOS ENERGY LTD. | KOS | G5315B107 | Annual | 06/03/2015 | 1.9 | Elect Director Chris Tong | Issuer | Yes | For | For |
| | KOSMOS ENERGY LTD. | KOS | G5315B107 | Annual | 06/03/2015 | 1.10 | Elect Director Christopher A. Wright | Issuer | Yes | For | For |
| | KOSMOS ENERGY LTD. | KOS | G5315B107 | Annual | 06/03/2015 | 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors | Issuer | Yes | For | For |
| | KOSMOS ENERGY LTD. | KOS | G5315B107 | Annual | 06/03/2015 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Issuer | Yes | For | For |
| | KOSMOS ENERGY LTD. | KOS | G5315B107 | Annual | 06/03/2015 | 4 | Amend Omnibus Stock Plan | Issuer | Yes | For | For |
| | Diamondback Energy, Inc. | FANG | 25278X109 | Annual | 06/08/2015 | 1.1 | Elect Director Steven E. West | Issuer | Yes | Withhold | Against |
| | Diamondback Energy, Inc. | FANG | 25278X109 | Annual | 06/08/2015 | 1.2 | Elect Director Travis D. Stice | Issuer | Yes | Withhold | Against |
| | Diamondback Energy, Inc. | FANG | 25278X109 | Annual | 06/08/2015 | 1.3 | Elect Director Michael P. Cross | Issuer | Yes | For | For |
| | Diamondback Energy, Inc. | FANG | 25278X109 | Annual | 06/08/2015 | 1.4 | Elect Director David L. Houston | Issuer | Yes | For | For |
| | Diamondback Energy, Inc. | FANG | 25278X109 | Annual | 06/08/2015 | 1.5 | Elect Director Mark L. Plaumann | Issuer | Yes | For | For |
| | Diamondback Energy, Inc. | FANG | 25278X109 | Annual | 06/08/2015 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Issuer | Yes | For | For |
| | Diamondback Energy, Inc. | FANG | 25278X109 | Annual | 06/08/2015 | 3 | Ratify Grant Thornton LLP as Auditors | Issuer | Yes | For | For |
| | Parsley Energy, Inc. | PE | 701877102 | Annual | 06/19/2015 | 1A | Elect Director Chris Carter | Issuer | Yes | Against | Against |
| | Parsley Energy, Inc. | PE | 701877102 | Annual | 06/19/2015 | 1B | Elect Director Hemang Desai | Issuer | Yes | For | For |
| | Parsley Energy, Inc. | PE | 701877102 | Annual | 06/19/2015 | 2 | Ratify KPMG LLP as Auditors | Issuer | Yes | For | For |
| | Parsley Energy, Inc. | PE | 701877102 | Annual | 06/19/2015 | 3 | Other Business | Issuer | Yes | Against | Against |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
* Print the name and title of each signing officer under his or her signature.
