1616 N. Litchfield Rd., Suite 165, Goodyear, Arizona 85395
Bruce E. Ventimiglia
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Registrant: Saratoga Advantage Trust: Health & Biotechnolgy Portfolio Item 1 | | | | |
Investment Company Act file number: 811-08542 | | | | | |
Reporting Period: July 1, 2013 through June 30, 2014 | | | | | |
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ITEM 1- PROXY VOTING RECORD |
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type (by issuer or shareholder) | (g) Voted | (h) How was vote cast (for or against proposal, or abstain; for or withhold regarding election of directors) | (i) Was Vote For or Against Management |
1 | McKesson Corporation | MCK | 58155Q103 | 7/31/2013 | 1 | MGMT | Y | For | For |
2 | McKesson Corporation | MCK | 58155Q103 | 7/31/2013 | Elect Director Wayne A. Budd | MGMT | Y | For | For |
3 | McKesson Corporation | MCK | 58155Q103 | 7/31/2013 | Elect Director John H. Hammergren | MGMT | Y | For | For |
4 | McKesson Corporation | MCK | 58155Q103 | 7/31/2013 | Elect Director Alton F. Irby, III | MGMT | Y | For | For |
5 | McKesson Corporation | MCK | 58155Q103 | 7/31/2013 | Elect Director M. Christine Jacobs | MGMT | Y | For | For |
6 | McKesson Corporation | MCK | 58155Q103 | 7/31/2013 | Elect Director Marie L. Knowles | MGMT | Y | For | For |
7 | McKesson Corporation | MCK | 58155Q103 | 7/31/2013 | Elect Director David M. Lawrence | MGMT | Y | For | For |
8 | McKesson Corporation | MCK | 58155Q103 | 7/31/2013 | Elect Director Edward A. Mueller | MGMT | Y | For | For |
9 | McKesson Corporation | MCK | 58155Q103 | 7/31/2013 | Elect Director Jane E. Shaw | MGMT | Y | For | For |
10 | McKesson Corporation | MCK | 58155Q103 | 7/31/2013 | Ratify Auditors | MGMT | Y | For | For |
11 | McKesson Corporation | MCK | 58155Q103 | 7/31/2013 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
12 | McKesson Corporation | MCK | 58155Q103 | 7/31/2013 | Approve Omnibus Stock Plan | MGMT | Y | For | For |
13 | McKesson Corporation | MCK | 58155Q103 | 7/31/2013 | Amend Qualified Employee Stock Purchase Plan | MGMT | Y | For | For |
14 | McKesson Corporation | MCK | 58155Q103 | 7/31/2013 | Provide Right to Call Special Meeting | MGMT | Y | For | For |
15 | McKesson Corporation | MCK | 58155Q103 | 7/31/2013 | Provide Right to Act by Written Consent | Share Holder | Y | Against | For |
16 | McKesson Corporation | MCK | 58155Q103 | 7/31/2013 | Report on Political Contributions | Share Holder | Y | Against | For |
17 | McKesson Corporation | MCK | 58155Q103 | 7/31/2013 | Stock Retention/Holding Period | Share Holder | Y | Against | For |
18 | McKesson Corporation | MCK | 58155Q103 | 7/31/2013 | Clawback Policy and Disclosure of Clawback Activity | Share Holder | Y | Against | For |
19 | Medtronic, Inc. | MDT | 585055106 | 8/22/2013 | Elect Director Richard H. Anderson | MGMT | Y | For | For |
20 | Medtronic, Inc. | MDT | 585055106 | 8/22/2013 | Elect Director Scott C. Donnelly | MGMT | Y | For | For |
21 | Medtronic, Inc. | MDT | 585055106 | 8/22/2013 | Elect Director Victor J. Dzau | MGMT | Y | For | For |
22 | Medtronic, Inc. | MDT | 585055106 | 8/22/2013 | Elect Director Omar Ishrak | MGMT | Y | For | For |
23 | Medtronic, Inc. | MDT | 585055106 | 8/22/2013 | Elect Director Shirley Ann Jackson | MGMT | Y | For | For |
24 | Medtronic, Inc. | MDT | 585055106 | 8/22/2013 | Elect Director Michael O. Leavitt | MGMT | Y | For | For |
25 | Medtronic, Inc. | MDT | 585055106 | 8/22/2013 | Elect Director James T. Lenehan | MGMT | Y | For | For |
26 | Medtronic, Inc. | MDT | 585055106 | 8/22/2013 | Elect Director Denise M. O'Leary | MGMT | Y | For | For |
27 | Medtronic, Inc. | MDT | 585055106 | 8/22/2013 | Elect Director Kendall J. Powell | MGMT | Y | For | For |
28 | Medtronic, Inc. | MDT | 585055106 | 8/22/2013 | Elect Director Robert C. Pozen | MGMT | Y | For | For |
29 | Medtronic, Inc. | MDT | 585055106 | 8/22/2013 | Elect Director Preetha Reddy | MGMT | Y | For | For |
30 | Medtronic, Inc. | MDT | 585055106 | 8/22/2013 | Ratify Auditors | MGMT | Y | For | For |
31 | Medtronic, Inc. | MDT | 585055106 | 8/22/2013 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
32 | Medtronic, Inc. | MDT | 585055106 | 8/22/2013 | Amend Omnibus Stock Plan | MGMT | Y | For | For |
33 | Medtronic, Inc. | MDT | 585055106 | 8/22/2013 | Adopt Majority Voting for Uncontested Election of Directors | MGMT | Y | For | For |
34 | Medtronic, Inc. | MDT | 585055106 | 8/22/2013 | Reduce Supermajority Vote Requirement for Establishing Range For Board Size | MGMT | Y | For | For |
35 | Medtronic, Inc. | MDT | 585055106 | 8/22/2013 | Reduce Supermajority Vote Requirement for Removal of Directors | MGMT | Y | For | For |
36 | Medtronic, Inc. | MDT | 585055106 | 8/22/2013 | Reduce Supermajority Vote Requirement for Amendment of Articles | MGMT | Y | For | For |
37 | Medtronic, Inc. | MDT | 585055106 | 8/22/2013 | Rescind Fair Price Provision | MGMT | Y | For | For |
38 | Patterson Companies, Inc. | PDCO | 703395103 | 9/9/2013 | Elect Director John D. Buck | MGMT | Y | For | For |
39 | Patterson Companies, Inc. | PDCO | 703395103 | 9/9/2013 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
40 | Patterson Companies, Inc. | PDCO | 703395103 | 9/9/2013 | Ratify Auditors | MGMT | Y | For | For |
41 | Techne Corporation | TECH | 878377100 | 10/31/2013 | Elect Director Charles R. Kummeth | MGMT | Y | For | For |
42 | Techne Corporation | TECH | 878377100 | 10/31/2013 | Elect Director Robert V. Baumgartner | MGMT | Y | For | For |
43 | Techne Corporation | TECH | 878377100 | 10/31/2013 | Elect Director Roger C. Lucas | MGMT | Y | For | For |
44 | Techne Corporation | TECH | 878377100 | 10/31/2013 | Elect Director Howard V. O'Connell | MGMT | Y | For | For |
45 | Techne Corporation | TECH | 878377100 | 10/31/2013 | Elect Director Randolph C Steer | MGMT | Y | For | For |
46 | Techne Corporation | TECH | 878377100 | 10/31/2013 | Elect Director Charles A. Dinarello | MGMT | Y | For | For |
47 | Techne Corporation | TECH | 878377100 | 10/31/2013 | Elect Director Karen A. Holbrook | MGMT | Y | For | For |
48 | Techne Corporation | TECH | 878377100 | 10/31/2013 | Elect Director John L. Higgins | MGMT | Y | For | For |
49 | Techne Corporation | TECH | 878377100 | 10/31/2013 | Elect Director Roeland Nusse | MGMT | Y | For | For |
50 | Techne Corporation | TECH | 878377100 | 10/31/2013 | Fix Number of Directors at Nine | MGMT | Y | For | For |
51 | Techne Corporation | TECH | 878377100 | 10/31/2013 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
52 | Techne Corporation | TECH | 878377100 | 10/31/2013 | Ratify Auditors | MGMT | Y | For | For |
53 | Cardinal Health, Inc. | CAH | 14149Y108 | 11/6/2013 | Elect Director Colleen F. Arnold | MGMT | Y | For | For |
54 | Cardinal Health, Inc. | CAH | 14149Y108 | 11/6/2013 | Elect Director George S. Barrett | MGMT | Y | For | For |
55 | Cardinal Health, Inc. | CAH | 14149Y108 | 11/6/2013 | Elect Director Glenn A. Britt | MGMT | Y | For | For |
56 | Cardinal Health, Inc. | CAH | 14149Y108 | 11/6/2013 | Elect Director Carrie S. Cox | MGMT | Y | For | For |
57 | Cardinal Health, Inc. | CAH | 14149Y108 | 11/6/2013 | Elect Director Calvin Darden | MGMT | Y | For | For |
58 | Cardinal Health, Inc. | CAH | 14149Y108 | 11/6/2013 | Elect Director Bruce L. Downey | MGMT | Y | For | For |
59 | Cardinal Health, Inc. | CAH | 14149Y108 | 11/6/2013 | Elect Director John F. Finn | MGMT | Y | For | For |
60 | Cardinal Health, Inc. | CAH | 14149Y108 | 11/6/2013 | Elect Director Patricia A. Hemingway Hall | MGMT | Y | For | For |
61 | Cardinal Health, Inc. | CAH | 14149Y108 | 11/6/2013 | Elect Director Clayton M. Jones | MGMT | Y | For | For |
62 | Cardinal Health, Inc. | CAH | 14149Y108 | 11/6/2013 | Elect Director Gregory B. Kenny | MGMT | Y | For | For |
63 | Cardinal Health, Inc. | CAH | 14149Y108 | 11/6/2013 | Elect Director David P. King | MGMT | Y | For | For |
64 | Cardinal Health, Inc. | CAH | 14149Y108 | 11/6/2013 | Elect Director Richard C. Notebaert | MGMT | Y | For | For |
65 | Cardinal Health, Inc. | CAH | 14149Y108 | 11/6/2013 | Ratify Auditors | MGMT | Y | For | For |
66 | Cardinal Health, Inc. | CAH | 14149Y108 | 11/6/2013 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
67 | Cardinal Health, Inc. | CAH | 14149Y108 | 11/6/2013 | Report on Political Contributions | Share Holder | Y | Against | For |
68 | CareFusion Corporation | CFN | 14170T101 | 11/6/2013 | Elect Director Kieran T. Gallahue | MGMT | Y | For | For |
69 | CareFusion Corporation | CFN | 14170T101 | 11/6/2013 | Elect Director J. Michael Losh | MGMT | Y | For | For |
70 | CareFusion Corporation | CFN | 14170T101 | 11/6/2013 | Elect Director Edward D. Miller | MGMT | Y | For | For |
71 | CareFusion Corporation | CFN | 14170T101 | 11/6/2013 | Ratify Auditors | MGMT | Y | For | For |
72 | CareFusion Corporation | CFN | 14170T101 | 11/6/2013 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
73 | CareFusion Corporation | CFN | 14170T101 | 11/6/2013 | Declassify the Board of Directors | MGMT | Y | For | For |
74 | CareFusion Corporation | CFN | 14170T101 | 11/6/2013 | Declassify the Board of Directors | MGMT | Y | For | For |
75 | CareFusion Corporation | CFN | 14170T101 | 11/6/2013 | Adopt Majority Voting for Uncontested Election of Directors | MGMT | Y | For | For |
76 | CareFusion Corporation | CFN | 14170T101 | 11/6/2013 | Reduce Supermajority Vote Requirement | MGMT | Y | For | For |
77 | CareFusion Corporation | CFN | 14170T101 | 11/6/2013 | Reduce Supermajority Vote Requirement | MGMT | Y | For | For |
78 | Becton, Dickinson and Company | BDX | 075887109 | 1/28/2014 | Elect Director Basil L. Anderson | MGMT | Y | For | For |
79 | Becton, Dickinson and Company | BDX | 075887109 | 1/28/2014 | Elect Director Henry P. Becton, Jr. | MGMT | Y | For | For |
80 | Becton, Dickinson and Company | BDX | 075887109 | 1/28/2014 | Elect Director Catherine M. Burzik | MGMT | Y | For | For |
81 | Becton, Dickinson and Company | BDX | 075887109 | 1/28/2014 | Elect Director Edward F. DeGraan | MGMT | Y | For | For |
82 | Becton, Dickinson and Company | BDX | 075887109 | 1/28/2014 | Elect Director Vincent A. Forlenza | MGMT | Y | For | For |
83 | Becton, Dickinson and Company | BDX | 075887109 | 1/28/2014 | Elect Director Claire M. Fraser | MGMT | Y | For | For |
84 | Becton, Dickinson and Company | BDX | 075887109 | 1/28/2014 | Elect Director Christopher Jones | MGMT | Y | For | For |
85 | Becton, Dickinson and Company | BDX | 075887109 | 1/28/2014 | Elect Director Marshall O. Larsen | MGMT | Y | For | For |
86 | Becton, Dickinson and Company | BDX | 075887109 | 1/28/2014 | Elect Director Gary A. Mecklenburg | MGMT | Y | For | For |
87 | Becton, Dickinson and Company | BDX | 075887109 | 1/28/2014 | Elect Director James F. Orr | MGMT | Y | For | For |
88 | Becton, Dickinson and Company | BDX | 075887109 | 1/28/2014 | Elect Director Willard J. Overlock, Jr. | MGMT | Y | For | For |
89 | Becton, Dickinson and Company | BDX | 075887109 | 1/28/2014 | Elect Director Rebecca W. Rimel | MGMT | Y | For | For |
90 | Becton, Dickinson and Company | BDX | 075887109 | 1/28/2014 | Elect Director Bertram L. Scott | MGMT | Y | For | For |
91 | Becton, Dickinson and Company | BDX | 075887109 | 1/28/2014 | Elect Director Alfred Sommer | MGMT | Y | For | For |
92 | Becton, Dickinson and Company | BDX | 075887109 | 1/28/2014 | Ratify Auditors | MGMT | Y | For | For |
93 | Becton, Dickinson and Company | BDX | 075887109 | 1/28/2014 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
94 | Becton, Dickinson and Company | BDX | 075887109 | 1/28/2014 | Amend Omnibus Stock Plan | MGMT | Y | For | For |
95 | Becton, Dickinson and Company | BDX | 075887109 | 1/28/2014 | Amend Executive Incentive Bonus Plan | MGMT | Y | For | For |
96 | Becton, Dickinson and Company | BDX | 075887109 | 1/28/2014 | Require Independent Board Chairman | Share Holder | Y | Against | For |
97 | Teva Pharmaceutical Industries Ltd. | TEVA | M8769Q102 | 2/24/2014 | Approve Employment Terms of Erez Vigodman, President and Chief Executive Officer-Designate | MGMT | Y | For | For |
98 | Novartis AG | NOVN | H5820Q150 | 2/25/2014 | Accept Financial Statements and Statutory Reports | MGMT | Y | For | For |
99 | Novartis AG | NOVN | H5820Q150 | 2/25/2014 | Approve Discharge of Board and Senior Management | MGMT | Y | For | For |
100 | Novartis AG | NOVN | H5820Q150 | 2/25/2014 | Approve Allocation of Income and Dividends of CHF 2.45 per Share | MGMT | Y | For | For |
101 | Novartis AG | NOVN | H5820Q150 | 2/25/2014 | Approve Remuneration of Directors in the Amount of CHF 8.0 Million (Non-Binding) | MGMT | Y | For | For |
102 | Novartis AG | NOVN | H5820Q150 | 2/25/2014 | Approve Remuneration of Executive Committee in the Amount of CHF 67.7 Million for Performance Cycle 2013 (Non-Binding) | MGMT | Y | For | For |
103 | Novartis AG | NOVN | H5820Q150 | 2/25/2014 | Reelect Joerg Reinhardt as Director and Chairman of the Board of Directors | MGMT | Y | For | For |
104 | Novartis AG | NOVN | H5820Q150 | 2/25/2014 | Reelect Dimitri Azar as Director | MGMT | Y | For | For |
105 | Novartis AG | NOVN | H5820Q150 | 2/25/2014 | Reelect Verena Briner as Director | MGMT | Y | For | For |
106 | Novartis AG | NOVN | H5820Q150 | 2/25/2014 | Reelect Srikant Datar as Director | MGMT | Y | For | For |
107 | Novartis AG | NOVN | H5820Q150 | 2/25/2014 | Reelect Ann Fudge as Director | MGMT | Y | For | For |
108 | Novartis AG | NOVN | H5820Q150 | 2/25/2014 | Reelect Pierre Landolt as Director | MGMT | Y | For | For |
109 | Novartis AG | NOVN | H5820Q150 | 2/25/2014 | Reelect Ulrich Lehner as Director | MGMT | Y | For | For |
110 | Novartis AG | NOVN | H5820Q150 | 2/25/2014 | Reelect Andreas von Planta as Director | MGMT | Y | For | For |
111 | Novartis AG | NOVN | H5820Q150 | 2/25/2014 | Reelect Charles Sawyers as Director | MGMT | Y | For | For |
112 | Novartis AG | NOVN | H5820Q150 | 2/25/2014 | Reelect Enrico Vanni as Director | MGMT | Y | For | For |
113 | Novartis AG | NOVN | H5820Q150 | 2/25/2014 | Reelect William Winters as Director | MGMT | Y | For | For |
114 | Novartis AG | NOVN | H5820Q150 | 2/25/2014 | Elect Srikant Datar as Member of the Compensation Committee | MGMT | Y | For | For |
115 | Novartis AG | NOVN | H5820Q150 | 2/25/2014 | Elect Ann Fudge as Member of the Compensation Committee | MGMT | Y | For | For |
116 | Novartis AG | NOVN | H5820Q150 | 2/25/2014 | Elect Ulrich Lehner as Member of the Compensation Committee | MGMT | Y | For | For |
117 | Novartis AG | NOVN | H5820Q150 | 2/25/2014 | Elect Enrico Vanni as Member of the Compensation Committee | MGMT | Y | For | For |
118 | Novartis AG | NOVN | H5820Q150 | 2/25/2014 | Ratify PricewaterhouseCoopers AG as Auditors | MGMT | Y | For | For |
119 | Novartis AG | NOVN | H5820Q150 | 2/25/2014 | Designate Peter Andreas Zahn as Independent Proxy | MGMT | Y | For | For |
120 | Novartis AG | NOVN | H5820Q150 | 2/25/2014 | Additional And/or Counter-proposals Presented At The Meeting | MGMT | Y | For | For |
121 | AmerisourceBergen Corporation | ABC | 03073E105 | 3/6/2014 | Elect Director Steven H. Collis | MGMT | Y | For | For |
122 | AmerisourceBergen Corporation | ABC | 03073E105 | 3/6/2014 | Elect Director Douglas R. Conant | MGMT | Y | For | For |
123 | AmerisourceBergen Corporation | ABC | 03073E105 | 3/6/2014 | Elect Director Richard W. Gochnauer | MGMT | Y | For | For |
124 | AmerisourceBergen Corporation | ABC | 03073E105 | 3/6/2014 | Elect Director Richard C. Gozon | MGMT | Y | For | For |
125 | AmerisourceBergen Corporation | ABC | 03073E105 | 3/6/2014 | Elect Director Lon R. Greenberg | MGMT | Y | For | For |
126 | AmerisourceBergen Corporation | ABC | 03073E105 | 3/6/2014 | Elect Director Edward E. Hagenlocker | MGMT | Y | For | For |
127 | AmerisourceBergen Corporation | ABC | 03073E105 | 3/6/2014 | Elect Director Jane E. Henney | MGMT | Y | For | For |
128 | AmerisourceBergen Corporation | ABC | 03073E105 | 3/6/2014 | Elect Director Kathleen W. Hyle | MGMT | Y | For | For |
129 | AmerisourceBergen Corporation | ABC | 03073E105 | 3/6/2014 | Elect Director Michael J. Long | MGMT | Y | For | For |
130 | AmerisourceBergen Corporation | ABC | 03073E105 | 3/6/2014 | Elect Director Henry W. McGee | MGMT | Y | For | For |
131 | AmerisourceBergen Corporation | ABC | 03073E105 | 3/6/2014 | Ratify Auditors | MGMT | Y | For | For |
132 | AmerisourceBergen Corporation | ABC | 03073E105 | 3/6/2014 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
133 | AmerisourceBergen Corporation | ABC | 03073E105 | 3/6/2014 | Approve Omnibus Stock Plan | MGMT | Y | For | For |
134 | AmerisourceBergen Corporation | ABC | 03073E105 | 3/6/2014 | Provide Right to Call Special Meeting | MGMT | Y | For | For |
135 | Agilent Technologies, Inc. | A | 00846U101 | 3/19/2014 | Elect Director Heidi Fields | MGMT | Y | For | For |
136 | Agilent Technologies, Inc. | A | 00846U101 | 3/19/2014 | Elect Director A. Barry Rand | MGMT | Y | For | For |
137 | Agilent Technologies, Inc. | A | 00846U101 | 3/19/2014 | Ratify Auditors | MGMT | Y | For | For |
138 | Agilent Technologies, Inc. | A | 00846U101 | 3/19/2014 | Amend Omnibus Stock Plan | MGMT | Y | For | For |
139 | Agilent Technologies, Inc. | A | 00846U101 | 3/19/2014 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
140 | Covidien plc | COV | G2554F113 | 3/19/2014 | Elect Director Jose E. Almeida | MGMT | Y | For | For |
141 | Covidien plc | COV | G2554F113 | 3/19/2014 | Elect Director Joy A. Amundson | MGMT | Y | For | For |
142 | Covidien plc | COV | G2554F113 | 3/19/2014 | Elect Director Craig Arnold | MGMT | Y | For | For |
143 | Covidien plc | COV | G2554F113 | 3/19/2014 | Elect Director Robert H. Brust | MGMT | Y | For | For |
144 | Covidien plc | COV | G2554F113 | 3/19/2014 | Elect Director Christopher J. Coughlin | MGMT | Y | For | For |
145 | Covidien plc | COV | G2554F113 | 3/19/2014 | Elect Director Randall J. Hogan, III | MGMT | Y | For | For |
146 | Covidien plc | COV | G2554F113 | 3/19/2014 | Elect Director Martin D. Madaus | MGMT | Y | For | For |
147 | Covidien plc | COV | G2554F113 | 3/19/2014 | Elect Director Dennis H. Reilley | MGMT | Y | For | For |
148 | Covidien plc | COV | G2554F113 | 3/19/2014 | Elect Director Stephen H. Rusckowski | MGMT | Y | For | For |
149 | Covidien plc | COV | G2554F113 | 3/19/2014 | Elect Director Joseph A. Zaccagnino | MGMT | Y | For | For |
150 | Covidien plc | COV | G2554F113 | 3/19/2014 | Approve Auditors and Authorize Board to Fix Their Remuneration | MGMT | Y | For | For |
151 | Covidien plc | COV | G2554F113 | 3/19/2014 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
152 | Covidien plc | COV | G2554F113 | 3/19/2014 | Authorize Market Purchases of Ordinary Shares | MGMT | Y | For | For |
153 | Covidien plc | COV | G2554F113 | 3/19/2014 | Authorize the Price Range at which the Company can Reissue Shares that it holds as Treasury Shares | MGMT | Y | For | For |
154 | Covidien plc | COV | G2554F113 | 3/19/2014 | Renew Director's Authority to Issue Shares | MGMT | Y | For | For |
155 | Covidien plc | COV | G2554F113 | 3/19/2014 | Renew Director's Authority to Issue Shares for Cash | MGMT | Y | For | For |
156 | Mallinckrodt plc | MNK | G5785G107 | 3/20/2014 | Elect Director Melvin D. Booth | MGMT | Y | For | For |
157 | Mallinckrodt plc | MNK | G5785G107 | 3/20/2014 | Elect Director David R. Carlucci | MGMT | Y | For | For |
158 | Mallinckrodt plc | MNK | G5785G107 | 3/20/2014 | Elect Director J. Martin Carroll | MGMT | Y | For | For |
159 | Mallinckrodt plc | MNK | G5785G107 | 3/20/2014 | Elect Director Diane H. Gulyas | MGMT | Y | For | For |
160 | Mallinckrodt plc | MNK | G5785G107 | 3/20/2014 | Elect Director Nancy S. Lurker | MGMT | Y | For | For |
161 | Mallinckrodt plc | MNK | G5785G107 | 3/20/2014 | Elect Director JoAnn A. Reed | MGMT | Y | For | For |
162 | Mallinckrodt plc | MNK | G5785G107 | 3/20/2014 | Elect Director Mark C. Trudeau | MGMT | Y | For | For |
163 | Mallinckrodt plc | MNK | G5785G107 | 3/20/2014 | Elect Director Kneeland C. Youngblood | MGMT | Y | For | For |
164 | Mallinckrodt plc | MNK | G5785G107 | 3/20/2014 | Elect Director Joseph A. Zaccagnino | MGMT | Y | For | For |
165 | Mallinckrodt plc | MNK | G5785G107 | 3/20/2014 | Ratify Auditors | MGMT | Y | For | For |
166 | Mallinckrodt plc | MNK | G5785G107 | 3/20/2014 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
167 | Mallinckrodt plc | MNK | G5785G107 | 3/20/2014 | Advisory Vote on Say on Pay Frequency | MGMT | Y | One Year | For |
168 | Mallinckrodt plc | MNK | G5785G107 | 3/20/2014 | Authorize Share Repurchase up to 10 Percent of Issued Share Capital | MGMT | Y | For | For |
169 | Mallinckrodt plc | MNK | G5785G107 | 3/20/2014 | Authorize the Price Range at which the Company can Reissue Shares that it holds as Treasury Shares | MGMT | Y | For | For |
170 | C. R. Bard, Inc. | BCR | 067383109 | 4/16/2014 | Elect Director David M. Barrett | MGMT | Y | For | For |
171 | C. R. Bard, Inc. | BCR | 067383109 | 4/16/2014 | Elect Director John C. Kelly | MGMT | Y | For | For |
172 | C. R. Bard, Inc. | BCR | 067383109 | 4/16/2014 | Elect Director David F. Melcher | MGMT | Y | For | For |
173 | C. R. Bard, Inc. | BCR | 067383109 | 4/16/2014 | Elect Director Gail K. Naughton | MGMT | Y | For | For |
174 | C. R. Bard, Inc. | BCR | 067383109 | 4/16/2014 | Elect Director John H. Weiland | MGMT | Y | For | For |
175 | C. R. Bard, Inc. | BCR | 067383109 | 4/16/2014 | Elect Director Anthony Welters | MGMT | Y | For | For |
176 | C. R. Bard, Inc. | BCR | 067383109 | 4/16/2014 | Elect Director Tony L. White | MGMT | Y | For | For |
177 | C. R. Bard, Inc. | BCR | 067383109 | 4/16/2014 | Ratify Auditors | MGMT | Y | For | For |
178 | C. R. Bard, Inc. | BCR | 067383109 | 4/16/2014 | Amend Omnibus Stock Plan | MGMT | Y | For | For |
179 | C. R. Bard, Inc. | BCR | 067383109 | 4/16/2014 | Amend Executive Incentive Bonus Plan | MGMT | Y | For | For |
180 | C. R. Bard, Inc. | BCR | 067383109 | 4/16/2014 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
181 | C. R. Bard, Inc. | BCR | 067383109 | 4/16/2014 | Report on Sustainability | Share Holder | Y | Against | For |
182 | C. R. Bard, Inc. | BCR | 067383109 | 4/16/2014 | Require Independent Board Chairman | Share Holder | Y | Against | For |
183 | VCA Antech, Inc. | WOOF | 918194101 | 4/21/2014 | Elect Director John B. Chickering, Jr. | MGMT | Y | For | For |
184 | VCA Antech, Inc. | WOOF | 918194101 | 4/21/2014 | Elect Director John Heil | MGMT | Y | For | For |
185 | VCA Antech, Inc. | WOOF | 918194101 | 4/21/2014 | Ratify Auditors | MGMT | Y | For | For |
186 | VCA Antech, Inc. | WOOF | 918194101 | 4/21/2014 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
187 | VCA Antech, Inc. | WOOF | 918194101 | 4/21/2014 | Change Company Name | MGMT | Y | For | For |
188 | Stryker Corporation | SYK | 863667101 | 4/22/2014 | Elect Director Howard E. Cox, Jr. | MGMT | Y | For | For |
189 | Stryker Corporation | SYK | 863667101 | 4/22/2014 | Elect Director Srikant M. Datar | MGMT | Y | For | For |
190 | Stryker Corporation | SYK | 863667101 | 4/22/2014 | Elect Director Roch Doliveux | MGMT | Y | For | For |
191 | Stryker Corporation | SYK | 863667101 | 4/22/2014 | Elect Director Louise L. Francesconi | MGMT | Y | For | For |
192 | Stryker Corporation | SYK | 863667101 | 4/22/2014 | Elect Director Allan C. Golston | MGMT | Y | For | For |
193 | Stryker Corporation | SYK | 863667101 | 4/22/2014 | Elect Director Kevin A. Lobo | MGMT | Y | For | For |
194 | Stryker Corporation | SYK | 863667101 | 4/22/2014 | Elect Director William U. Parfet | MGMT | Y | For | For |
195 | Stryker Corporation | SYK | 863667101 | 4/22/2014 | Elect Director Andrew K. Silvernail | MGMT | Y | For | For |
196 | Stryker Corporation | SYK | 863667101 | 4/22/2014 | Elect Director Ronda E. Stryker | MGMT | Y | For | For |
197 | Stryker Corporation | SYK | 863667101 | 4/22/2014 | Ratify Auditors | MGMT | Y | For | For |
198 | Stryker Corporation | SYK | 863667101 | 4/22/2014 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
199 | AstraZeneca plc | AZN | G0593M107 | 4/24/2014 | Accept Financial Statements and Statutory Reports | MGMT | Y | For | For |
200 | AstraZeneca plc | AZN | G0593M107 | 4/24/2014 | Approve Dividends | MGMT | Y | For | For |
201 | AstraZeneca plc | AZN | G0593M107 | 4/24/2014 | Appoint KPMG LLP as Auditor | MGMT | Y | For | For |
202 | AstraZeneca plc | AZN | G0593M107 | 4/24/2014 | Authorise Board to Fix Remuneration of Auditors | MGMT | Y | For | For |
203 | AstraZeneca plc | AZN | G0593M107 | 4/24/2014 | Re-elect Leif Johansson as Director | MGMT | Y | For | For |
204 | AstraZeneca plc | AZN | G0593M107 | 4/24/2014 | Re-elect Pascal Soriot as Director | MGMT | Y | For | For |
205 | AstraZeneca plc | AZN | G0593M107 | 4/24/2014 | Elect Marc Dunoyer as Director | MGMT | Y | For | For |
206 | AstraZeneca plc | AZN | G0593M107 | 4/24/2014 | Re-elect Genevieve Berger as Director | MGMT | Y | For | For |
207 | AstraZeneca plc | AZN | G0593M107 | 4/24/2014 | Re-elect Bruce Burlington as Director | MGMT | Y | For | For |
208 | AstraZeneca plc | AZN | G0593M107 | 4/24/2014 | Elect Ann Cairns as Director | MGMT | Y | For | For |
209 | AstraZeneca plc | AZN | G0593M107 | 4/24/2014 | Re-elect Graham Chipchase as Director | MGMT | Y | For | For |
210 | AstraZeneca plc | AZN | G0593M107 | 4/24/2014 | Re-elect Jean-Philippe Courtois as Director | MGMT | Y | For | For |
211 | AstraZeneca plc | AZN | G0593M107 | 4/24/2014 | Re-elect Rudy Markham as Director | MGMT | Y | For | For |
212 | AstraZeneca plc | AZN | G0593M107 | 4/24/2014 | Re-elect Nancy Rothwell as Director | MGMT | Y | For | For |
213 | AstraZeneca plc | AZN | G0593M107 | 4/24/2014 | Re-elect Shriti Vadera as Director | MGMT | Y | For | For |
214 | AstraZeneca plc | AZN | G0593M107 | 4/24/2014 | Re-elect John Varley as Director | MGMT | Y | For | For |
215 | AstraZeneca plc | AZN | G0593M107 | 4/24/2014 | Re-elect Marcus Wallenberg as Director | MGMT | Y | For | For |
216 | AstraZeneca plc | AZN | G0593M107 | 4/24/2014 | Approve Remuneration Report | MGMT | Y | For | For |
217 | AstraZeneca plc | AZN | G0593M107 | 4/24/2014 | Approve Remuneration Policy | MGMT | Y | For | For |
218 | AstraZeneca plc | AZN | G0593M107 | 4/24/2014 | Authorise EU Political Donations and Expenditure | MGMT | Y | For | For |
219 | AstraZeneca plc | AZN | G0593M107 | 4/24/2014 | Authorise Issue of Equity with Pre-emptive Rights | MGMT | Y | For | For |
220 | AstraZeneca plc | AZN | G0593M107 | 4/24/2014 | Authorise Issue of Equity without Pre-emptive Rights | MGMT | Y | For | For |
221 | AstraZeneca plc | AZN | G0593M107 | 4/24/2014 | Authorise Market Purchase of Ordinary Shares | MGMT | Y | For | For |
222 | AstraZeneca plc | AZN | G0593M107 | 4/24/2014 | Authorise the Company to Call EGM with Two Weeks' Notice | MGMT | Y | For | For |
223 | AstraZeneca plc | AZN | G0593M107 | 4/24/2014 | Approve Performance Share Plan | MGMT | Y | For | For |
224 | Johnson & Johnson | JNJ | 478160104 | 4/24/2014 | Elect Director Mary Sue Coleman | MGMT | Y | For | For |
225 | Johnson & Johnson | JNJ | 478160104 | 4/24/2014 | Elect Director James G. Cullen | MGMT | Y | For | For |
226 | Johnson & Johnson | JNJ | 478160104 | 4/24/2014 | Elect Director Ian E. L. Davis | MGMT | Y | For | For |
227 | Johnson & Johnson | JNJ | 478160104 | 4/24/2014 | Elect Director Alex Gorsky | MGMT | Y | For | For |
228 | Johnson & Johnson | JNJ | 478160104 | 4/24/2014 | Elect Director Susan L. Lindquist | MGMT | Y | For | For |
229 | Johnson & Johnson | JNJ | 478160104 | 4/24/2014 | Elect Director Mark B. McClellan | MGMT | Y | For | For |
230 | Johnson & Johnson | JNJ | 478160104 | 4/24/2014 | Elect Director Anne M. Mulcahy | MGMT | Y | For | For |
231 | Johnson & Johnson | JNJ | 478160104 | 4/24/2014 | Elect Director Leo F. Mullin | MGMT | Y | For | For |
232 | Johnson & Johnson | JNJ | 478160104 | 4/24/2014 | Elect Director William D. Perez | MGMT | Y | For | For |
233 | Johnson & Johnson | JNJ | 478160104 | 4/24/2014 | Elect Director Charles Prince | MGMT | Y | For | For |
234 | Johnson & Johnson | JNJ | 478160104 | 4/24/2014 | Elect Director A. Eugene Washington | MGMT | Y | For | For |
235 | Johnson & Johnson | JNJ | 478160104 | 4/24/2014 | Elect Director Ronald A. Williams | MGMT | Y | For | For |
236 | Johnson & Johnson | JNJ | 478160104 | 4/24/2014 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
237 | Johnson & Johnson | JNJ | 478160104 | 4/24/2014 | Ratify Auditors | MGMT | Y | For | For |
238 | Johnson & Johnson | JNJ | 478160104 | 4/24/2014 | Stock Retention/Holding Period | Share Holder | Y | Against | For |
239 | Pfizer Inc. | PFE | 717081103 | 4/24/2014 | Elect Director Dennis A. Ausiello | MGMT | Y | For | For |
240 | Pfizer Inc. | PFE | 717081103 | 4/24/2014 | Elect Director W. Don Cornwell | MGMT | Y | For | For |
241 | Pfizer Inc. | PFE | 717081103 | 4/24/2014 | Elect Director Frances D. Fergusson | MGMT | Y | For | For |
242 | Pfizer Inc. | PFE | 717081103 | 4/24/2014 | Elect Director Helen H. Hobbs | MGMT | Y | For | For |
243 | Pfizer Inc. | PFE | 717081103 | 4/24/2014 | Elect Director Constance J. Horner | MGMT | Y | For | For |
244 | Pfizer Inc. | PFE | 717081103 | 4/24/2014 | Elect Director James M. Kilts | MGMT | Y | For | For |
245 | Pfizer Inc. | PFE | 717081103 | 4/24/2014 | Elect Director George A. Lorch | MGMT | Y | For | For |
246 | Pfizer Inc. | PFE | 717081103 | 4/24/2014 | Elect Director Shantanu Narayen | MGMT | Y | For | For |
247 | Pfizer Inc. | PFE | 717081103 | 4/24/2014 | Elect Director Suzanne Nora Johnson | MGMT | Y | For | For |
248 | Pfizer Inc. | PFE | 717081103 | 4/24/2014 | Elect Director Ian C. Read | MGMT | Y | For | For |
249 | Pfizer Inc. | PFE | 717081103 | 4/24/2014 | Elect Director Stephen W. Sanger | MGMT | Y | For | For |
250 | Pfizer Inc. | PFE | 717081103 | 4/24/2014 | Elect Director Marc Tessier-Lavigne | MGMT | Y | For | For |
251 | Pfizer Inc. | PFE | 717081103 | 4/24/2014 | Ratify Auditors | MGMT | Y | For | For |
252 | Pfizer Inc. | PFE | 717081103 | 4/24/2014 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
253 | Pfizer Inc. | PFE | 717081103 | 4/24/2014 | Approve Omnibus Stock Plan | MGMT | Y | For | For |
254 | Pfizer Inc. | PFE | 717081103 | 4/24/2014 | Require Shareholder Vote to Approve Political Contributions Policy | Share Holder | Y | Against | For |
255 | Pfizer Inc. | PFE | 717081103 | 4/24/2014 | Review and Assess Membership of Lobbying Organizations | Share Holder | Y | Against | For |
256 | Pfizer Inc. | PFE | 717081103 | 4/24/2014 | Provide Right to Act by Written Consent | Share Holder | Y | Against | For |
257 | Owens & Minor, Inc. | OMI | 690732102 | 5/1/2014 | Elect Director Stuart M. Essig | MGMT | Y | For | For |
258 | Owens & Minor, Inc. | OMI | 690732102 | 5/1/2014 | Elect Director John W. Gerdelman | MGMT | Y | For | For |
259 | Owens & Minor, Inc. | OMI | 690732102 | 5/1/2014 | Elect Director Lemuel E. Lewis | MGMT | Y | For | For |
260 | Owens & Minor, Inc. | OMI | 690732102 | 5/1/2014 | Elect Director Martha H. Marsh | MGMT | Y | For | For |
261 | Owens & Minor, Inc. | OMI | 690732102 | 5/1/2014 | Elect Director Eddie N. Moore, Jr. | MGMT | Y | For | For |
262 | Owens & Minor, Inc. | OMI | 690732102 | 5/1/2014 | Elect Director James E. Rogers | MGMT | Y | For | For |
263 | Owens & Minor, Inc. | OMI | 690732102 | 5/1/2014 | Elect Director David S. Simmons | MGMT | Y | For | For |
264 | Owens & Minor, Inc. | OMI | 690732102 | 5/1/2014 | Elect Director Robert C. Sledd | MGMT | Y | For | For |
265 | Owens & Minor, Inc. | OMI | 690732102 | 5/1/2014 | Elect Director Craig R. Smith | MGMT | Y | For | For |
266 | Owens & Minor, Inc. | OMI | 690732102 | 5/1/2014 | Elect Director Anne Marie Whittemore | MGMT | Y | For | For |
267 | Owens & Minor, Inc. | OMI | 690732102 | 5/1/2014 | Ratify Auditors | MGMT | Y | For | For |
268 | Owens & Minor, Inc. | OMI | 690732102 | 5/1/2014 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
269 | Eli Lilly and Company | LLY | 532457108 | 5/5/2014 | Elect Director Michael L. Eskew | MGMT | Y | For | For |
270 | Eli Lilly and Company | LLY | 532457108 | 5/5/2014 | Elect Director Karen N. Horn | MGMT | Y | For | For |
271 | Eli Lilly and Company | LLY | 532457108 | 5/5/2014 | Elect Director William G. Kaelin, Jr. | MGMT | Y | For | For |
272 | Eli Lilly and Company | LLY | 532457108 | 5/5/2014 | Elect Director John C. Lechleiter | MGMT | Y | For | For |
273 | Eli Lilly and Company | LLY | 532457108 | 5/5/2014 | Elect Director Marschall S. Runge | MGMT | Y | For | For |
274 | Eli Lilly and Company | LLY | 532457108 | 5/5/2014 | Ratify Auditors | MGMT | Y | For | For |
275 | Eli Lilly and Company | LLY | 532457108 | 5/5/2014 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
276 | Sanofi | SAN | F5548N101 | 5/5/2014 | Approve Financial Statements and Statutory Reports | MGMT | Y | For | For |
277 | Sanofi | SAN | F5548N101 | 5/5/2014 | Approve Consolidated Financial Statements and Statutory Reports | MGMT | Y | For | For |
278 | Sanofi | SAN | F5548N101 | 5/5/2014 | Approve Allocation of Income and Dividends of EUR 2.80 per Share | MGMT | Y | For | For |
279 | Sanofi | SAN | F5548N101 | 5/5/2014 | Approve Auditors' Special Report on Related-Party Transactions | MGMT | Y | For | For |
280 | Sanofi | SAN | F5548N101 | 5/5/2014 | Reelect Christopher Viehbacher as Director | MGMT | Y | For | For |
281 | Sanofi | SAN | F5548N101 | 5/5/2014 | Reelect Robert Castaigne as Director | MGMT | Y | For | For |
282 | Sanofi | SAN | F5548N101 | 5/5/2014 | Reelect Christian Mulliez as Director | MGMT | Y | For | For |
283 | Sanofi | SAN | F5548N101 | 5/5/2014 | Elect Patrick Kron as Director | MGMT | Y | For | For |
284 | Sanofi | SAN | F5548N101 | 5/5/2014 | Advisory Vote on Compensation of Serge Weinberg, Chairman | MGMT | Y | For | For |
285 | Sanofi | SAN | F5548N101 | 5/5/2014 | Advisory Vote on Compensation of Christopher Viehbacher, CEO | MGMT | Y | For | For |
286 | Sanofi | SAN | F5548N101 | 5/5/2014 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | MGMT | Y | For | For |
287 | Sanofi | SAN | F5548N101 | 5/5/2014 | Authorize Filing of Required Documents/Other Formalities | MGMT | Y | For | For |
288 | Boston Scientific Corporation | BSX | 101137107 | 5/6/2014 | Elect Director Bruce L. Byrnes | MGMT | Y | For | For |
289 | Boston Scientific Corporation | BSX | 101137107 | 5/6/2014 | Elect Director Nelda J. Connors | MGMT | Y | For | For |
290 | Boston Scientific Corporation | BSX | 101137107 | 5/6/2014 | Elect Director Kristina M. Johnson | MGMT | Y | For | For |
291 | Boston Scientific Corporation | BSX | 101137107 | 5/6/2014 | Elect Director Edward J. Ludwig | MGMT | Y | For | For |
292 | Boston Scientific Corporation | BSX | 101137107 | 5/6/2014 | Elect Director Michael F. Mahoney | MGMT | Y | For | For |
293 | Boston Scientific Corporation | BSX | 101137107 | 5/6/2014 | Elect Director Ernest Mario | MGMT | Y | For | For |
294 | Boston Scientific Corporation | BSX | 101137107 | 5/6/2014 | Elect Director N.J. Nicholas, Jr. | MGMT | Y | For | For |
295 | Boston Scientific Corporation | BSX | 101137107 | 5/6/2014 | Elect Director Pete M. Nicholas | MGMT | Y | For | For |
296 | Boston Scientific Corporation | BSX | 101137107 | 5/6/2014 | Elect Director Uwe E. Reinhardt | MGMT | Y | For | For |
297 | Boston Scientific Corporation | BSX | 101137107 | 5/6/2014 | Elect Director David J. Roux | MGMT | Y | For | For |
298 | Boston Scientific Corporation | BSX | 101137107 | 5/6/2014 | Elect Director John E. Sununu | MGMT | Y | For | For |
299 | Boston Scientific Corporation | BSX | 101137107 | 5/6/2014 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
300 | Boston Scientific Corporation | BSX | 101137107 | 5/6/2014 | Amend Qualified Employee Stock Purchase Plan | MGMT | Y | For | For |
301 | Boston Scientific Corporation | BSX | 101137107 | 5/6/2014 | Ratify Auditors | MGMT | Y | For | For |
302 | Boston Scientific Corporation | BSX | 101137107 | 5/6/2014 | Report on Animal Testing and Plans for Improving Welfare | Share Holder | Y | Against | For |
303 | Zimmer Holdings, Inc. | ZMH | 98956P102 | 5/6/2014 | Elect Director Christopher B. Begley | MGMT | Y | For | For |
304 | Zimmer Holdings, Inc. | ZMH | 98956P102 | 5/6/2014 | Elect Director Betsy J. Bernard | MGMT | Y | For | For |
305 | Zimmer Holdings, Inc. | ZMH | 98956P102 | 5/6/2014 | Elect Director Paul M. Bisaro | MGMT | Y | For | For |
306 | Zimmer Holdings, Inc. | ZMH | 98956P102 | 5/6/2014 | Elect Director Gail K. Boudreaux | MGMT | Y | For | For |
307 | Zimmer Holdings, Inc. | ZMH | 98956P102 | 5/6/2014 | Elect Director David C. Dvorak | MGMT | Y | For | For |
308 | Zimmer Holdings, Inc. | ZMH | 98956P102 | 5/6/2014 | Elect Director Larry C. Glasscock | MGMT | Y | For | For |
309 | Zimmer Holdings, Inc. | ZMH | 98956P102 | 5/6/2014 | Elect Director Robert A. Hagemann | MGMT | Y | For | For |
310 | Zimmer Holdings, Inc. | ZMH | 98956P102 | 5/6/2014 | Elect Director Arthur J. Higgins | MGMT | Y | For | For |
311 | Zimmer Holdings, Inc. | ZMH | 98956P102 | 5/6/2014 | Elect Director Cecil B. Pickett | MGMT | Y | For | For |
312 | Zimmer Holdings, Inc. | ZMH | 98956P102 | 5/6/2014 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
313 | Zimmer Holdings, Inc. | ZMH | 98956P102 | 5/6/2014 | Ratify Auditors | MGMT | Y | For | For |
314 | GlaxoSmithKline plc | GSK | G3910J112 | 5/7/2014 | Accept Financial Statements and Statutory Reports | MGMT | Y | For | For |
315 | GlaxoSmithKline plc | GSK | G3910J112 | 5/7/2014 | Approve Remuneration Report | MGMT | Y | For | For |
316 | GlaxoSmithKline plc | GSK | G3910J112 | 5/7/2014 | Approve Remuneration Policy | MGMT | Y | For | For |
317 | GlaxoSmithKline plc | GSK | G3910J112 | 5/7/2014 | Re-elect Sir Christopher Gent as Director | MGMT | Y | For | For |
318 | GlaxoSmithKline plc | GSK | G3910J112 | 5/7/2014 | Re-elect Sir Andrew Witty as Director | MGMT | Y | For | For |
319 | GlaxoSmithKline plc | GSK | G3910J112 | 5/7/2014 | Re-elect Sir Roy Anderson as Director | MGMT | Y | For | For |
320 | GlaxoSmithKline plc | GSK | G3910J112 | 5/7/2014 | Re-elect Dr Stephanie Burns as Director | MGMT | Y | For | For |
321 | GlaxoSmithKline plc | GSK | G3910J112 | 5/7/2014 | Re-elect Stacey Cartwright as Director | MGMT | Y | For | For |
322 | GlaxoSmithKline plc | GSK | G3910J112 | 5/7/2014 | Re-elect Simon Dingemans as Director | MGMT | Y | For | For |
323 | GlaxoSmithKline plc | GSK | G3910J112 | 5/7/2014 | Re-elect Lynn Elsenhans as Director | MGMT | Y | For | For |
324 | GlaxoSmithKline plc | GSK | G3910J112 | 5/7/2014 | Re-elect Judy Lewent as Director | MGMT | Y | For | For |
325 | GlaxoSmithKline plc | GSK | G3910J112 | 5/7/2014 | Re-elect Sir Deryck Maughan as Director | MGMT | Y | For | For |
326 | GlaxoSmithKline plc | GSK | G3910J112 | 5/7/2014 | Re-elect Dr Daniel Podolsky as Director | MGMT | Y | For | For |
327 | GlaxoSmithKline plc | GSK | G3910J112 | 5/7/2014 | Re-elect Dr Moncef Slaoui as Director | MGMT | Y | For | For |
328 | GlaxoSmithKline plc | GSK | G3910J112 | 5/7/2014 | Re-elect Tom de Swaan as Director | MGMT | Y | For | For |
329 | GlaxoSmithKline plc | GSK | G3910J112 | 5/7/2014 | Re-elect Jing Ulrich as Director | MGMT | Y | For | For |
330 | GlaxoSmithKline plc | GSK | G3910J112 | 5/7/2014 | Re-elect Hans Wijers as Director | MGMT | Y | For | For |
331 | GlaxoSmithKline plc | GSK | G3910J112 | 5/7/2014 | Reappoint PricewaterhouseCoopers LLP as Auditors | MGMT | Y | For | For |
332 | GlaxoSmithKline plc | GSK | G3910J112 | 5/7/2014 | Authorise the Audit & Risk Committee to Fix Remuneration of Auditors | MGMT | Y | For | For |
333 | GlaxoSmithKline plc | GSK | G3910J112 | 5/7/2014 | Authorise EU Political Donations and Expenditure | MGMT | Y | For | For |
334 | GlaxoSmithKline plc | GSK | G3910J112 | 5/7/2014 | Authorise Issue of Equity with Pre-emptive Rights | MGMT | Y | For | For |
335 | GlaxoSmithKline plc | GSK | G3910J112 | 5/7/2014 | Authorise Issue of Equity without Pre-emptive Rights | MGMT | Y | For | For |
336 | GlaxoSmithKline plc | GSK | G3910J112 | 5/7/2014 | Authorise Market Purchase of Ordinary Shares | MGMT | Y | For | For |
337 | GlaxoSmithKline plc | GSK | G3910J112 | 5/7/2014 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports | MGMT | Y | For | For |
338 | GlaxoSmithKline plc | GSK | G3910J112 | 5/7/2014 | Authorise the Company to Call EGM with Two Weeks' Notice | MGMT | Y | For | For |
339 | WellPoint, Inc. | WLP | 94973V107 | 5/14/2014 | Elect Director R. Kerry Clark | MGMT | Y | For | For |
340 | WellPoint, Inc. | WLP | 94973V107 | 5/14/2014 | Elect Director Robert L. Dixon, Jr. | MGMT | Y | For | For |
341 | WellPoint, Inc. | WLP | 94973V107 | 5/14/2014 | Elect Director Lewis Hay, III | MGMT | Y | For | For |
342 | WellPoint, Inc. | WLP | 94973V107 | 5/14/2014 | Elect Director William J. Ryan | MGMT | Y | For | For |
343 | WellPoint, Inc. | WLP | 94973V107 | 5/14/2014 | Ratify Auditors | MGMT | Y | For | For |
344 | WellPoint, Inc. | WLP | 94973V107 | 5/14/2014 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
345 | WellPoint, Inc. | WLP | 94973V107 | 5/14/2014 | Prohibit Political Spending | Share Holder | Y | Against | For |
346 | Amgen Inc. | AMGN | 031162100 | 5/15/2014 | Elect Director David Baltimore | MGMT | Y | For | For |
347 | Amgen Inc. | AMGN | 031162100 | 5/15/2014 | Elect Director Frank J. Biondi, Jr. | MGMT | Y | For | For |
348 | Amgen Inc. | AMGN | 031162100 | 5/15/2014 | Elect Director Robert A. Bradway | MGMT | Y | For | For |
349 | Amgen Inc. | AMGN | 031162100 | 5/15/2014 | Elect Director Francois de Carbonnel | MGMT | Y | For | For |
350 | Amgen Inc. | AMGN | 031162100 | 5/15/2014 | Elect Director Vance D. Coffman | MGMT | Y | For | For |
351 | Amgen Inc. | AMGN | 031162100 | 5/15/2014 | Elect Director Robert A. Eckert | MGMT | Y | For | For |
352 | Amgen Inc. | AMGN | 031162100 | 5/15/2014 | Elect Director Greg C. Garland | MGMT | Y | For | For |
353 | Amgen Inc. | AMGN | 031162100 | 5/15/2014 | Elect Director Rebecca M. Henderson | MGMT | Y | For | For |
354 | Amgen Inc. | AMGN | 031162100 | 5/15/2014 | Elect Director Frank C. Herringer | MGMT | Y | For | For |
355 | Amgen Inc. | AMGN | 031162100 | 5/15/2014 | Elect Director Tyler Jacks | MGMT | Y | For | For |
356 | Amgen Inc. | AMGN | 031162100 | 5/15/2014 | Elect Director Judith C. Pelham | MGMT | Y | For | For |
357 | Amgen Inc. | AMGN | 031162100 | 5/15/2014 | Elect Director Ronald D. Sugar | MGMT | Y | For | For |
358 | Amgen Inc. | AMGN | 031162100 | 5/15/2014 | Ratify Auditors | MGMT | Y | For | For |
359 | Amgen Inc. | AMGN | 031162100 | 5/15/2014 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
360 | Amgen Inc. | AMGN | 031162100 | 5/15/2014 | Provide Vote Counting to Exclude Abstentions | Share Holder | Y | Against | For |
361 | Waters Corporation | WAT | 941848103 | 5/15/2014 | Elect Director Joshua Bekenstein | MGMT | Y | For | For |
362 | Waters Corporation | WAT | 941848103 | 5/15/2014 | Elect Director Michael J. Berendt | MGMT | Y | For | For |
363 | Waters Corporation | WAT | 941848103 | 5/15/2014 | Elect Director Douglas A. Berthiaume | MGMT | Y | For | For |
364 | Waters Corporation | WAT | 941848103 | 5/15/2014 | Elect Director Edward Conard | MGMT | Y | For | For |
365 | Waters Corporation | WAT | 941848103 | 5/15/2014 | Elect Director Laurie H. Glimcher | MGMT | Y | For | For |
366 | Waters Corporation | WAT | 941848103 | 5/15/2014 | Elect Director Christopher A. Kuebler | MGMT | Y | For | For |
367 | Waters Corporation | WAT | 941848103 | 5/15/2014 | Elect Director William J. Miller | MGMT | Y | For | For |
368 | Waters Corporation | WAT | 941848103 | 5/15/2014 | Elect Director JoAnn A. Reed | MGMT | Y | For | For |
369 | Waters Corporation | WAT | 941848103 | 5/15/2014 | Elect Director Thomas P. Salice | MGMT | Y | For | For |
370 | Waters Corporation | WAT | 941848103 | 5/15/2014 | Ratify Auditors | MGMT | Y | For | For |
371 | Waters Corporation | WAT | 941848103 | 5/15/2014 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
372 | Waters Corporation | WAT | 941848103 | 5/15/2014 | Approve Executive Incentive Bonus Plan | MGMT | Y | For | For |
373 | Greatbatch, Inc. | GB | 39153L106 | 5/16/2014 | Elect Director Pamela G. Bailey | MGMT | Y | For | For |
374 | Greatbatch, Inc. | GB | 39153L106 | 5/16/2014 | Elect Director Anthony P. Bihl, III | MGMT | Y | For | For |
375 | Greatbatch, Inc. | GB | 39153L106 | 5/16/2014 | Elect Director Joseph W. Dziedzic | MGMT | Y | For | For |
376 | Greatbatch, Inc. | GB | 39153L106 | 5/16/2014 | Elect Director Thomas J. Hook | MGMT | Y | For | For |
377 | Greatbatch, Inc. | GB | 39153L106 | 5/16/2014 | Elect Director Kevin C. Melia | MGMT | Y | For | For |
378 | Greatbatch, Inc. | GB | 39153L106 | 5/16/2014 | Elect Director Joseph A. Miller, Jr. | MGMT | Y | For | For |
379 | Greatbatch, Inc. | GB | 39153L106 | 5/16/2014 | Elect Director Bill R. Sanford | MGMT | Y | For | For |
380 | Greatbatch, Inc. | GB | 39153L106 | 5/16/2014 | Elect Director Peter H. Soderberg | MGMT | Y | For | For |
381 | Greatbatch, Inc. | GB | 39153L106 | 5/16/2014 | Elect Director William B. Summers, Jr. | MGMT | Y | For | For |
382 | Greatbatch, Inc. | GB | 39153L106 | 5/16/2014 | Amend Omnibus Stock Plan | MGMT | Y | For | For |
383 | Greatbatch, Inc. | GB | 39153L106 | 5/16/2014 | Ratify Auditors | MGMT | Y | For | For |
384 | Greatbatch, Inc. | GB | 39153L106 | 5/16/2014 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
385 | Omnicare, Inc. | OCR | 681904108 | 5/22/2014 | Elect Director John L. Bernbach | MGMT | Y | For | For |
386 | Omnicare, Inc. | OCR | 681904108 | 5/22/2014 | Elect Director James G. Carlson | MGMT | Y | For | For |
387 | Omnicare, Inc. | OCR | 681904108 | 5/22/2014 | Elect Director Mark A. Emmert | MGMT | Y | For | For |
388 | Omnicare, Inc. | OCR | 681904108 | 5/22/2014 | Elect Director Steven J. Heyer | MGMT | Y | For | For |
389 | Omnicare, Inc. | OCR | 681904108 | 5/22/2014 | Elect Director Samuel R. Leno | MGMT | Y | For | For |
390 | Omnicare, Inc. | OCR | 681904108 | 5/22/2014 | Elect Director Barry P. Schochet | MGMT | Y | For | For |
391 | Omnicare, Inc. | OCR | 681904108 | 5/22/2014 | Elect Director James D. Shelton | MGMT | Y | For | For |
392 | Omnicare, Inc. | OCR | 681904108 | 5/22/2014 | Elect Director Amy Wallman | MGMT | Y | For | For |
393 | Omnicare, Inc. | OCR | 681904108 | 5/22/2014 | Elect Director John L. Workman | MGMT | Y | For | For |
394 | Omnicare, Inc. | OCR | 681904108 | 5/22/2014 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
395 | Omnicare, Inc. | OCR | 681904108 | 5/22/2014 | Ratify Auditors | MGMT | Y | For | For |
396 | Omnicare, Inc. | OCR | 681904108 | 5/22/2014 | Approve Omnibus Stock Plan | MGMT | Y | For | For |
397 | Omnicare, Inc. | OCR | 681904108 | 5/22/2014 | Amend Executive Incentive Bonus Plan | MGMT | Y | For | For |
398 | Merck & Co., Inc. | MRK | 58933Y105 | 5/27/2014 | Elect Director Leslie A. Brun | MGMT | Y | For | For |
399 | Merck & Co., Inc. | MRK | 58933Y105 | 5/27/2014 | Elect Director Thomas R. Cech | MGMT | Y | For | For |
400 | Merck & Co., Inc. | MRK | 58933Y105 | 5/27/2014 | Elect Director Kenneth C. Frazier | MGMT | Y | For | For |
401 | Merck & Co., Inc. | MRK | 58933Y105 | 5/27/2014 | Elect Director Thomas H. Glocer | MGMT | Y | For | For |
402 | Merck & Co., Inc. | MRK | 58933Y105 | 5/27/2014 | Elect Director William B. Harrison, Jr. | MGMT | Y | For | For |
403 | Merck & Co., Inc. | MRK | 58933Y105 | 5/27/2014 | Elect Director C. Robert Kidder | MGMT | Y | For | For |
404 | Merck & Co., Inc. | MRK | 58933Y105 | 5/27/2014 | Elect Director Rochelle B. Lazarus | MGMT | Y | For | For |
405 | Merck & Co., Inc. | MRK | 58933Y105 | 5/27/2014 | Elect Director Carlos E. Represas | MGMT | Y | For | For |
406 | Merck & Co., Inc. | MRK | 58933Y105 | 5/27/2014 | Elect Director Patricia F. Russo | MGMT | Y | For | For |
407 | Merck & Co., Inc. | MRK | 58933Y105 | 5/27/2014 | Elect Director Craig B. Thompson | MGMT | Y | For | For |
408 | Merck & Co., Inc. | MRK | 58933Y105 | 5/27/2014 | Elect Director Wendell P. Weeks | MGMT | Y | For | For |
409 | Merck & Co., Inc. | MRK | 58933Y105 | 5/27/2014 | Elect Director Peter C. Wendell | MGMT | Y | For | For |
410 | Merck & Co., Inc. | MRK | 58933Y105 | 5/27/2014 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
411 | Merck & Co., Inc. | MRK | 58933Y105 | 5/27/2014 | Ratify Auditors | MGMT | Y | For | For |
412 | Merck & Co., Inc. | MRK | 58933Y105 | 5/27/2014 | Provide Right to Act by Written Consent | Share Holder | Y | Against | For |
413 | Merck & Co., Inc. | MRK | 58933Y105 | 5/27/2014 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Share Holder | Y | Against | For |
414 | UnitedHealth Group Incorporated | UNH | 91324P102 | 6/2/2014 | Elect Director William C. Ballard, Jr. | MGMT | Y | For | For |
415 | UnitedHealth Group Incorporated | UNH | 91324P102 | 6/2/2014 | Elect Director Edson Bueno | MGMT | Y | For | For |
416 | UnitedHealth Group Incorporated | UNH | 91324P102 | 6/2/2014 | Elect Director Richard T. Burke | MGMT | Y | For | For |
417 | UnitedHealth Group Incorporated | UNH | 91324P102 | 6/2/2014 | Elect Directo Robert J. Darretta | MGMT | Y | For | For |
418 | UnitedHealth Group Incorporated | UNH | 91324P102 | 6/2/2014 | Elect Director Stephen J. Hemsley | MGMT | Y | For | For |
419 | UnitedHealth Group Incorporated | UNH | 91324P102 | 6/2/2014 | Elect Director Michele J. Hooper | MGMT | Y | For | For |
420 | UnitedHealth Group Incorporated | UNH | 91324P102 | 6/2/2014 | Elect Director Rodger A. Lawson | MGMT | Y | For | For |
421 | UnitedHealth Group Incorporated | UNH | 91324P102 | 6/2/2014 | Elect Director Douglas W. Leatherdale | MGMT | Y | For | For |
422 | UnitedHealth Group Incorporated | UNH | 91324P102 | 6/2/2014 | Elect Director Glenn M. Renwick | MGMT | Y | For | For |
423 | UnitedHealth Group Incorporated | UNH | 91324P102 | 6/2/2014 | Elect Director Kenneth I. Shine | MGMT | Y | For | For |
424 | UnitedHealth Group Incorporated | UNH | 91324P102 | 6/2/2014 | Elect Director Gail R. Wilensky | MGMT | Y | For | For |
425 | UnitedHealth Group Incorporated | UNH | 91324P102 | 6/2/2014 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
426 | UnitedHealth Group Incorporated | UNH | 91324P102 | 6/2/2014 | Ratify Auditors | MGMT | Y | For | For |
427 | UnitedHealth Group Incorporated | UNH | 91324P102 | 6/2/2014 | Provide for Cumulative Voting | Share Holder | Y | Against | For |
428 | UnitedHealth Group Incorporated | UNH | 91324P102 | 6/2/2014 | Report on Lobbying Payments and Policy | Share Holder | Y | Against | For |
429 | Targacept, Inc. | TRGT | 87611R306 | 6/5/2014 | Elect Director Julia R. Brown | MGMT | Y | For | For |
430 | Targacept, Inc. | TRGT | 87611R306 | 6/5/2014 | Elect Director Stephen A. Hill | MGMT | Y | For | For |
431 | Targacept, Inc. | TRGT | 87611R306 | 6/5/2014 | Elect Director John P. Richard | MGMT | Y | For | For |
432 | Targacept, Inc. | TRGT | 87611R306 | 6/5/2014 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
433 | Targacept, Inc. | TRGT | 87611R306 | 6/5/2014 | Ratify Auditors | MGMT | Y | For | For |
434 | PharMerica Corporation | PMC | 71714F104 | 6/17/2014 | Elect Director Gregory S. Weishar | MGMT | Y | For | For |
435 | PharMerica Corporation | PMC | 71714F104 | 6/17/2014 | Elect Director W. Robert Dahl, Jr. | MGMT | Y | For | For |
436 | PharMerica Corporation | PMC | 71714F104 | 6/17/2014 | Elect Director Frank E. Collins | MGMT | Y | For | For |
437 | PharMerica Corporation | PMC | 71714F104 | 6/17/2014 | Elect Director Thomas P. Mac Mahon | MGMT | Y | For | For |
438 | PharMerica Corporation | PMC | 71714F104 | 6/17/2014 | Elect Director Marjorie W. Dorr | MGMT | Y | For | For |
439 | PharMerica Corporation | PMC | 71714F104 | 6/17/2014 | Elect Director Thomas P. Gerrity | MGMT | Y | For | For |
440 | PharMerica Corporation | PMC | 71714F104 | 6/17/2014 | Elect Director Robert A. Oakley | MGMT | Y | For | For |
441 | PharMerica Corporation | PMC | 71714F104 | 6/17/2014 | Elect Director Geoffrey G. Meyers | MGMT | Y | For | For |
442 | PharMerica Corporation | PMC | 71714F104 | 6/17/2014 | Elect Director Patrick G. LePore | MGMT | Y | For | For |
443 | PharMerica Corporation | PMC | 71714F104 | 6/17/2014 | Ratify Auditors | MGMT | Y | For | For |
444 | PharMerica Corporation | PMC | 71714F104 | 6/17/2014 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| | | | | | | | | | | |
Registrant: Saratoga Advantage Trust - Large Capitalization Growth Portfolio Item 1 | | | | |
Investment Company Act file number: 811-08542 |
Reporting Period: July 1, 2013 through June 30, 2014 |
| | | | | | | | | | | |
ITEM 1- PROXY VOTING RECORD |
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | Type of Meeting | (d) Shareholder Meeting Date | Proposal Number | (e) Matter Identification | (f) Proposal Type (by issuer or shareholder) | (g) Voted | (h) How was vote cast (for or against proposal, or abstain; for or withhold regarding election of directors) | (i) Was Vote For or Against Management |
| Legg Mason, Inc. | LM | 524901105 | Annual | 7/23/2013 | 1.1 | Elect Director Dennis M. Kass | MGMT | Y | For | For |
| Legg Mason, Inc. | LM | 524901105 | Annual | 7/23/2013 | 1.2 | Elect Director John V. Murphy | MGMT | Y | For | For |
| Legg Mason, Inc. | LM | 524901105 | Annual | 7/23/2013 | 1.3 | Elect Director John H. Myers | MGMT | Y | For | For |
| Legg Mason, Inc. | LM | 524901105 | Annual | 7/23/2013 | 1.4 | Elect Director Nelson Peltz | MGMT | Y | For | For |
| Legg Mason, Inc. | LM | 524901105 | Annual | 7/23/2013 | 1.5 | Elect Director W. Allen Reed | MGMT | Y | For | For |
| Legg Mason, Inc. | LM | 524901105 | Annual | 7/23/2013 | 1.6 | Elect Director Joseph A. Sullivan | MGMT | Y | For | For |
| Legg Mason, Inc. | LM | 524901105 | Annual | 7/23/2013 | 2 | Amend Non-Employee Director Omnibus Stock Plan | MGMT | Y | For | For |
| Legg Mason, Inc. | LM | 524901105 | Annual | 7/23/2013 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| Legg Mason, Inc. | LM | 524901105 | Annual | 7/23/2013 | 4 | Ratify Auditors | MGMT | Y | For | For |
| SABMiller plc | SAB | 78572M105 | Annual | 7/25/2013 | 1 | Accept Financial Statements and Statutory Reports | MGMT | Y | For | For |
| SABMiller plc | SAB | 78572M105 | Annual | 7/25/2013 | 2 | Approve Remuneration Report | MGMT | Y | Against | Against |
| SABMiller plc | SAB | 78572M105 | Annual | 7/25/2013 | 3 | Elect Guy Elliott as Director | MGMT | Y | Withhold | Against |
| SABMiller plc | SAB | 78572M105 | Annual | 7/25/2013 | 4 | Re-elect Mark Armour as Director | MGMT | Y | For | For |
| SABMiller plc | SAB | 78572M105 | Annual | 7/25/2013 | 5 | Re-elect Geoffrey Bible as Director | MGMT | Y | Withhold | Against |
| SABMiller plc | SAB | 78572M105 | Annual | 7/25/2013 | 6 | Re-elect Alan Clark as Director | MGMT | Y | Withhold | Against |
| SABMiller plc | SAB | 78572M105 | Annual | 7/25/2013 | 7 | Re-elect Dinyar Devitre as Director | MGMT | Y | Against | Against |
| SABMiller plc | SAB | 78572M105 | Annual | 7/25/2013 | 8 | Re-elect Lesley Knox as Director | MGMT | Y | For | For |
| SABMiller plc | SAB | 78572M105 | Annual | 7/25/2013 | 9 | Re-elect Graham Mackay as Director | MGMT | Y | Withhold | Against |
| SABMiller plc | SAB | 78572M105 | Annual | 7/25/2013 | 10 | Re-elect John Manser as Director | MGMT | Y | Withhold | Against |
| SABMiller plc | SAB | 78572M105 | Annual | 7/25/2013 | 11 | Re-elect John Manzoni as Director | MGMT | Y | For | For |
| SABMiller plc | SAB | 78572M105 | Annual | 7/25/2013 | 12 | Re-elect Miles Morland as Director | MGMT | Y | For | For |
| SABMiller plc | SAB | 78572M105 | Annual | 7/25/2013 | 13 | Re-elect Dr Dambisa Moyo as Director | MGMT | Y | For | For |
| SABMiller plc | SAB | 78572M105 | Annual | 7/25/2013 | 14 | Re-elect Carlos Perez Davila as Director | MGMT | Y | Withhold | Against |
| SABMiller plc | SAB | 78572M105 | Annual | 7/25/2013 | 15 | Re-elect Alejandro Santo Domingo Davila as Director | MGMT | Y | Withhold | Against |
| SABMiller plc | SAB | 78572M105 | Annual | 7/25/2013 | 16 | Re-elect Helen Weir as Director | MGMT | Y | For | For |
| SABMiller plc | SAB | 78572M105 | Annual | 7/25/2013 | 17 | Re-elect Howard Willard as Director | MGMT | Y | Withhold | Against |
| SABMiller plc | SAB | 78572M105 | Annual | 7/25/2013 | 18 | Re-elect Jamie Wilson as Director | MGMT | Y | Withhold | Against |
| SABMiller plc | SAB | 78572M105 | Annual | 7/25/2013 | 19 | Approve Final Dividend | MGMT | Y | For | For |
| SABMiller plc | SAB | 78572M105 | Annual | 7/25/2013 | 20 | Reappoint PricewaterhouseCoopers LLP as Auditors | MGMT | Y | For | For |
| SABMiller plc | SAB | 78572M105 | Annual | 7/25/2013 | 21 | Authorise Board to Fix Remuneration of Auditors | MGMT | Y | For | For |
| SABMiller plc | SAB | 78572M105 | Annual | 7/25/2013 | 22 | Authorise Issue of Equity with Pre-emptive Rights | MGMT | Y | For | For |
| SABMiller plc | SAB | 78572M105 | Annual | 7/25/2013 | 23 | Authorise Issue of Equity without Pre-emptive Rights | MGMT | Y | For | For |
| SABMiller plc | SAB | 78572M105 | Annual | 7/25/2013 | 24 | Authorise Market Purchase of Ordinary Shares | MGMT | Y | For | For |
| SABMiller plc | SAB | 78572M105 | Annual | 7/25/2013 | 25 | Authorise the Company to Call EGM with Two Weeks' Notice | MGMT | Y | Against | Against |
| Diageo plc | DGE | 25243Q205 | Annual | 9/19/2013 | 1 | Accept Financial Statements and Statutory Reports | MGMT | Y | For | For |
| Diageo plc | DGE | 25243Q205 | Annual | 9/19/2013 | 2 | Approve Remuneration Report | MGMT | Y | Against | Against |
| Diageo plc | DGE | 25243Q205 | Annual | 9/19/2013 | 3 | Approve Final Dividend | MGMT | Y | For | For |
| Diageo plc | DGE | 25243Q205 | Annual | 9/19/2013 | 4 | Re-elect Peggy Bruzelius as Director | MGMT | Y | Against | Against |
| Diageo plc | DGE | 25243Q205 | Annual | 9/19/2013 | 5 | Re-elect Laurence Danon as Director | MGMT | Y | Against | Against |
| Diageo plc | DGE | 25243Q205 | Annual | 9/19/2013 | 6 | Re-elect Lord Davies as Director | MGMT | Y | Against | Against |
| Diageo plc | DGE | 25243Q205 | Annual | 9/19/2013 | 7 | Re-elect Ho KwonPing as Director | MGMT | Y | Against | Against |
| Diageo plc | DGE | 25243Q205 | Annual | 9/19/2013 | 8 | Re-elect Betsy Holden as Director | MGMT | Y | Against | Against |
| Diageo plc | DGE | 25243Q205 | Annual | 9/19/2013 | 9 | Re-elect Dr Franz Humer as Director | MGMT | Y | Against | Against |
| Diageo plc | DGE | 25243Q205 | Annual | 9/19/2013 | 10 | Re-elect Deirdre Mahlan as Director | MGMT | Y | Against | Against |
| Diageo plc | DGE | 25243Q205 | Annual | 9/19/2013 | 11 | Re-elect Ivan Menezes as Director | MGMT | Y | For | For |
| Diageo plc | DGE | 25243Q205 | Annual | 9/19/2013 | 12 | Re-elect Philip Scott as Director | MGMT | Y | Against | Against |
| Diageo plc | DGE | 25243Q205 | Annual | 9/19/2013 | 13 | Appoint KPMG LLP as Auditors | MGMT | Y | For | For |
| Diageo plc | DGE | 25243Q205 | Annual | 9/19/2013 | 14 | Authorise Board to Fix Remuneration of Auditors | MGMT | Y | For | For |
| Diageo plc | DGE | 25243Q205 | Annual | 9/19/2013 | 15 | Authorise Issue of Equity with Pre-emptive Rights | MGMT | Y | For | For |
| Diageo plc | DGE | 25243Q205 | Annual | 9/19/2013 | 16 | Authorise Issue of Equity without Pre-emptive Rights | MGMT | Y | For | For |
| Diageo plc | DGE | 25243Q205 | Annual | 9/19/2013 | 17 | Authorise Market Purchase of Ordinary Shares | MGMT | Y | For | For |
| Diageo plc | DGE | 25243Q205 | Annual | 9/19/2013 | 18 | Authorise EU Political Donations and Expenditure | MGMT | Y | For | For |
| Diageo plc | DGE | 25243Q205 | Annual | 9/19/2013 | 19 | Authorise the Company to Call EGM with Two Weeks' Notice | MGMT | Y | Against | Against |
| The Procter & Gamble Company | PG | 742718109 | Annual | 10/8/2013 | 1a | Elect Director Angela F. Braly | MGMT | Y | For | For |
| The Procter & Gamble Company | PG | 742718109 | Annual | 10/8/2013 | 1b | Elect Director Kenneth I. Chenault | MGMT | Y | For | For |
| The Procter & Gamble Company | PG | 742718109 | Annual | 10/8/2013 | 1c | Elect Director Scott D. Cook | MGMT | Y | For | For |
| The Procter & Gamble Company | PG | 742718109 | Annual | 10/8/2013 | 1d | Elect Director Susan Desmond-Hellmann | MGMT | Y | For | For |
| The Procter & Gamble Company | PG | 742718109 | Annual | 10/8/2013 | 1e | Elect Director A.G. Lafley | MGMT | Y | For | For |
| The Procter & Gamble Company | PG | 742718109 | Annual | 10/8/2013 | 1f | Elect Director Terry J. Lundgren | MGMT | Y | For | For |
| The Procter & Gamble Company | PG | 742718109 | Annual | 10/8/2013 | 1g | Elect Director W. James McNerney, Jr. | MGMT | Y | For | For |
| The Procter & Gamble Company | PG | 742718109 | Annual | 10/8/2013 | 1h | Elect Director Margaret C. Whitman | MGMT | Y | For | For |
| The Procter & Gamble Company | PG | 742718109 | Annual | 10/8/2013 | 1i | Elect Director Mary Agnes Wilderotter | MGMT | Y | For | For |
| The Procter & Gamble Company | PG | 742718109 | Annual | 10/8/2013 | 1j | Elect Director Patricia A. Woertz | MGMT | Y | For | For |
| The Procter & Gamble Company | PG | 742718109 | Annual | 10/8/2013 | 1k | Elect Director Ernesto Zedillo | MGMT | Y | For | For |
| The Procter & Gamble Company | PG | 742718109 | Annual | 10/8/2013 | 2 | Ratify Auditors | MGMT | Y | For | For |
| The Procter & Gamble Company | PG | 742718109 | Annual | 10/8/2013 | 3 | Reduce Supermajority Vote Requirement | MGMT | Y | For | For |
| The Procter & Gamble Company | PG | 742718109 | Annual | 10/8/2013 | 4 | Approve Non-Employee Director Omnibus Stock Plan | MGMT | Y | For | For |
| The Procter & Gamble Company | PG | 742718109 | Annual | 10/8/2013 | 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| Oracle Corporation | ORCL | 68389X105 | Annual | 10/31/2013 | 1.1 | Elect Director Jeffrey S. Berg | MGMT | Y | Withhold | Against |
| Oracle Corporation | ORCL | 68389X105 | Annual | 10/31/2013 | 1.2 | Elect Director H. Raymond Bingham | MGMT | Y | Withhold | Against |
| Oracle Corporation | ORCL | 68389X105 | Annual | 10/31/2013 | 1.3 | Elect Director Michael J. Boskin | MGMT | Y | For | For |
| Oracle Corporation | ORCL | 68389X105 | Annual | 10/31/2013 | 1.4 | Elect Director Safra A. Catz | MGMT | Y | Withhold | Against |
| Oracle Corporation | ORCL | 68389X105 | Annual | 10/31/2013 | 1.5 | Elect Director Bruce R. Chizen | MGMT | Y | For | For |
| Oracle Corporation | ORCL | 68389X105 | Annual | 10/31/2013 | 1.6 | Elect Director George H. Conrades | MGMT | Y | For | For |
| Oracle Corporation | ORCL | 68389X105 | Annual | 10/31/2013 | 1.7 | Elect Director Lawrence J. Ellison | MGMT | Y | Withhold | Against |
| Oracle Corporation | ORCL | 68389X105 | Annual | 10/31/2013 | 1.8 | Elect Director Hector Garcia-Molina | MGMT | Y | Withhold | Against |
| Oracle Corporation | ORCL | 68389X105 | Annual | 10/31/2013 | 1.9 | Elect Director Jeffrey O. Henley | MGMT | Y | Withhold | Against |
| Oracle Corporation | ORCL | 68389X105 | Annual | 10/31/2013 | 1.10 | Elect Director Mark V. Hurd | MGMT | Y | Withhold | Against |
| Oracle Corporation | ORCL | 68389X105 | Annual | 10/31/2013 | 1.11 | Elect Director Naomi O. Seligman | MGMT | Y | For | For |
| Oracle Corporation | ORCL | 68389X105 | Annual | 10/31/2013 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | Against | Against |
| Oracle Corporation | ORCL | 68389X105 | Annual | 10/31/2013 | 3 | Amend Omnibus Stock Plan | MGMT | Y | For | For |
| Oracle Corporation | ORCL | 68389X105 | Annual | 10/31/2013 | 4 | Ratify Auditors | MGMT | Y | For | For |
| Oracle Corporation | ORCL | 68389X105 | Annual | 10/31/2013 | 5 | Establish Human Rights Committee | SHAREHOLD | Y | Against | For |
| Oracle Corporation | ORCL | 68389X105 | Annual | 10/31/2013 | 6 | Require Independent Board Chairman | SHAREHOLD | Y | For | Against |
| Oracle Corporation | ORCL | 68389X105 | Annual | 10/31/2013 | 7 | Provide Vote Counting to Exclude Abstentions | SHAREHOLD | Y | Against | For |
| Oracle Corporation | ORCL | 68389X105 | Annual | 10/31/2013 | 8 | Adopt Multiple Performance Metrics Under Executive Incentive Plans | SHAREHOLD | Y | For | Against |
| Oracle Corporation | ORCL | 68389X105 | Annual | 10/31/2013 | 9 | Require Shareholder Approval of Quantifiable Performance Metrics | SHAREHOLD | Y | Against | For |
| Automatic Data Processing, Inc. | ADP | 053015103 | Annual | 11/12/2013 | 1.1 | Elect Director Ellen R. Alemany | MGMT | Y | For | For |
| Automatic Data Processing, Inc. | ADP | 053015103 | Annual | 11/12/2013 | 1.2 | Elect Director Gregory D. Brenneman | MGMT | Y | For | For |
| Automatic Data Processing, Inc. | ADP | 053015103 | Annual | 11/12/2013 | 1.3 | Elect Director Leslie A. Brun | MGMT | Y | For | For |
| Automatic Data Processing, Inc. | ADP | 053015103 | Annual | 11/12/2013 | 1.4 | Elect Director Richard T. Clark | MGMT | Y | For | For |
| Automatic Data Processing, Inc. | ADP | 053015103 | Annual | 11/12/2013 | 1.5 | Elect Director Eric C. Fast | MGMT | Y | For | For |
| Automatic Data Processing, Inc. | ADP | 053015103 | Annual | 11/12/2013 | 1.6 | Elect Director Linda R. Gooden | MGMT | Y | For | For |
| Automatic Data Processing, Inc. | ADP | 053015103 | Annual | 11/12/2013 | 1.7 | Elect Director R. Glenn Hubbard | MGMT | Y | For | For |
| Automatic Data Processing, Inc. | ADP | 053015103 | Annual | 11/12/2013 | 1.8 | Elect Director John P. Jones | MGMT | Y | For | For |
| Automatic Data Processing, Inc. | ADP | 053015103 | Annual | 11/12/2013 | 1.9 | Elect Director Carlos A. Rodriguez | MGMT | Y | For | For |
| Automatic Data Processing, Inc. | ADP | 053015103 | Annual | 11/12/2013 | 1.10 | Elect Director Gregory L. Summe | MGMT | Y | For | For |
| Automatic Data Processing, Inc. | ADP | 053015103 | Annual | 11/12/2013 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| Automatic Data Processing, Inc. | ADP | 053015103 | Annual | 11/12/2013 | 3 | Ratify Auditors | MGMT | Y | For | For |
| Automatic Data Processing, Inc. | ADP | 053015103 | Annual | 11/12/2013 | 4 | Amend Omnibus Stock Plan | MGMT | Y | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | Annual | 11/19/2013 | 1a | Elect Director Carol A. Bartz | MGMT | Y | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | Annual | 11/19/2013 | 1b | Elect Director Marc Benioff | MGMT | Y | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | Annual | 11/19/2013 | 1c | Elect Director Gregory Q. Brown | MGMT | Y | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | Annual | 11/19/2013 | 1d | Elect Director M. Michele Burns | MGMT | Y | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | Annual | 11/19/2013 | 1e | Elect Director Michael D. Capellas | MGMT | Y | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | Annual | 11/19/2013 | 1f | Elect Director John T. Chambers | MGMT | Y | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | Annual | 11/19/2013 | 1g | Elect Director Brian L. Halla | MGMT | Y | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | Annual | 11/19/2013 | 1h | Elect Director John L. Hennessy | MGMT | Y | Against | Against |
| Cisco Systems, Inc. | CSCO | 17275R102 | Annual | 11/19/2013 | 1i | Elect Director Kristina M. Johnson | MGMT | Y | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | Annual | 11/19/2013 | 1j | Elect Director Roderick C. McGeary | MGMT | Y | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | Annual | 11/19/2013 | 1k | Elect Director Arun Sarin | MGMT | Y | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | Annual | 11/19/2013 | 1l | Elect Director Steven M. West | MGMT | Y | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | Annual | 11/19/2013 | 2 | Amend Omnibus Stock Plan | MGMT | Y | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | Annual | 11/19/2013 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | Annual | 11/19/2013 | 4 | Ratify Auditors | MGMT | Y | For | For |
| Cisco Systems, Inc. | CSCO | 17275R102 | Annual | 11/19/2013 | 5 | Approve Proxy Advisor Competition | SHAREHOLD | Y | Against | For |
| Microsoft Corporation | MSFT | 594918104 | Annual | 11/19/2013 | 1 | Elect Director Steven A. Ballmer | MGMT | Y | For | For |
| Microsoft Corporation | MSFT | 594918104 | Annual | 11/19/2013 | 2 | Elect Director Dina Dublon | MGMT | Y | For | For |
| Microsoft Corporation | MSFT | 594918104 | Annual | 11/19/2013 | 3 | Elect Director William H. Gates | MGMT | Y | For | For |
| Microsoft Corporation | MSFT | 594918104 | Annual | 11/19/2013 | 4 | Elect Director Maria M. Klawe | MGMT | Y | For | For |
| Microsoft Corporation | MSFT | 594918104 | Annual | 11/19/2013 | 5 | Elect Director Stephen J. Luczo | MGMT | Y | For | For |
| Microsoft Corporation | MSFT | 594918104 | Annual | 11/19/2013 | 6 | Elect Director David F. Marquardt | MGMT | Y | For | For |
| Microsoft Corporation | MSFT | 594918104 | Annual | 11/19/2013 | 7 | Elect Director Charles H. Noski | MGMT | Y | For | For |
| Microsoft Corporation | MSFT | 594918104 | Annual | 11/19/2013 | 8 | Elect Director Helmut Panke | MGMT | Y | For | For |
| Microsoft Corporation | MSFT | 594918104 | Annual | 11/19/2013 | 9 | Elect Director John W. Thompson | MGMT | Y | Against | Against |
| Microsoft Corporation | MSFT | 594918104 | Annual | 11/19/2013 | 10 | Amend Executive Incentive Bonus Plan | MGMT | Y | For | For |
| Microsoft Corporation | MSFT | 594918104 | Annual | 11/19/2013 | 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| Microsoft Corporation | MSFT | 594918104 | Annual | 11/19/2013 | 12 | Ratify Auditors | MGMT | Y | For | For |
| The Clorox Company | CLX | 189054109 | Annual | 11/20/2013 | 1.1 | Elect Director Daniel Boggan, Jr. | MGMT | Y | For | For |
| The Clorox Company | CLX | 189054109 | Annual | 11/20/2013 | 1.2 | Elect Director Richard H. Carmona | MGMT | Y | For | For |
| The Clorox Company | CLX | 189054109 | Annual | 11/20/2013 | 1.3 | Elect Director Tully M. Friedman | MGMT | Y | For | For |
| The Clorox Company | CLX | 189054109 | Annual | 11/20/2013 | 1.4 | Elect Director George J. Harad | MGMT | Y | For | For |
| The Clorox Company | CLX | 189054109 | Annual | 11/20/2013 | 1.5 | Elect Director Donald R. Knauss | MGMT | Y | For | For |
| The Clorox Company | CLX | 189054109 | Annual | 11/20/2013 | 1.6 | Elect Director Esther Lee | MGMT | Y | For | For |
| The Clorox Company | CLX | 189054109 | Annual | 11/20/2013 | 1.7 | Elect Director Robert W. Matschullat | MGMT | Y | For | For |
| The Clorox Company | CLX | 189054109 | Annual | 11/20/2013 | 1.8 | Elect Director Jeffrey Noddle | MGMT | Y | For | For |
| The Clorox Company | CLX | 189054109 | Annual | 11/20/2013 | 1.9 | Elect Director Rogelio Rebolledo | MGMT | Y | For | For |
| The Clorox Company | CLX | 189054109 | Annual | 11/20/2013 | 1.10 | Elect Director Pamela Thomas-Graham | MGMT | Y | For | For |
| The Clorox Company | CLX | 189054109 | Annual | 11/20/2013 | 1.11 | Elect Director Carolyn M. Ticknor | MGMT | Y | For | For |
| The Clorox Company | CLX | 189054109 | Annual | 11/20/2013 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| The Clorox Company | CLX | 189054109 | Annual | 11/20/2013 | 3 | Ratify Auditors | MGMT | Y | For | For |
| FactSet Research Systems Inc. | FDS | 303075105 | Annual | 12/17/2013 | 1.1 | Elect Director Joseph E. Laird, Jr. | MGMT | Y | For | For |
| FactSet Research Systems Inc. | FDS | 303075105 | Annual | 12/17/2013 | 1.2 | Elect Director James J. McGonigle | MGMT | Y | For | For |
| FactSet Research Systems Inc. | FDS | 303075105 | Annual | 12/17/2013 | 2 | Ratify Auditors | MGMT | Y | For | For |
| FactSet Research Systems Inc. | FDS | 303075105 | Annual | 12/17/2013 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| FactSet Research Systems Inc. | FDS | 303075105 | Annual | 12/17/2013 | 4 | Adopt Majority Voting for Uncontested Election of Directors | MGMT | Y | For | For |
| Autodesk, Inc. | ADSK | 052769106 | Special | 1/14/2014 | 1 | Amend Omnibus Stock Plan | MGMT | Y | For | For |
| Visa Inc. | V | 92826C839 | Annual | 1/29/2014 | 1a | Elect Director Mary B. Cranston | MGMT | Y | Against | Against |
| Visa Inc. | V | 92826C839 | Annual | 1/29/2014 | 1b | Elect Director Francisco Javier Fernandez-Carbajal | MGMT | Y | For | For |
| Visa Inc. | V | 92826C839 | Annual | 1/29/2014 | 1c | Elect Director Alfred F. Kelly, Jr. | MGMT | Y | For | For |
| Visa Inc. | V | 92826C839 | Annual | 1/29/2014 | 1d | Elect Director Robert W. Matschullat | MGMT | Y | For | For |
| Visa Inc. | V | 92826C839 | Annual | 1/29/2014 | 1e | Elect Director Cathy E. Minehan | MGMT | Y | For | For |
| Visa Inc. | V | 92826C839 | Annual | 1/29/2014 | 1f | Elect Director Suzanne Nora Johnson | MGMT | Y | For | For |
| Visa Inc. | V | 92826C839 | Annual | 1/29/2014 | 1g | Elect Director David J. Pang | MGMT | Y | For | For |
| Visa Inc. | V | 92826C839 | Annual | 1/29/2014 | 1h | Elect Director Charles W. Scharf | MGMT | Y | For | For |
| Visa Inc. | V | 92826C839 | Annual | 1/29/2014 | 1i | Elect Director William S. Shanahan | MGMT | Y | For | For |
| Visa Inc. | V | 92826C839 | Annual | 1/29/2014 | 1j | Elect Director John A. C. Swainson | MGMT | Y | For | For |
| Visa Inc. | V | 92826C839 | Annual | 1/29/2014 | 1k | Elect Director Maynard G. Webb, Jr. | MGMT | Y | For | For |
| Visa Inc. | V | 92826C839 | Annual | 1/29/2014 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| Visa Inc. | V | 92826C839 | Annual | 1/29/2014 | 3 | Ratify Auditors | MGMT | Y | For | For |
| Varian Medical Systems, Inc. | VAR | 92220P105 | Annual | 2/20/2014 | 1.1 | Elect Director Susan L. Bostrom | MGMT | Y | For | For |
| Varian Medical Systems, Inc. | VAR | 92220P105 | Annual | 2/20/2014 | 1.2 | Elect Director Regina E. Dugan | MGMT | Y | For | For |
| Varian Medical Systems, Inc. | VAR | 92220P105 | Annual | 2/20/2014 | 1.3 | Elect Director Venkatraman Thyagarajan | MGMT | Y | For | For |
| Varian Medical Systems, Inc. | VAR | 92220P105 | Annual | 2/20/2014 | 1.4 | Elect Director Dow R. Wilson | MGMT | Y | For | For |
| Varian Medical Systems, Inc. | VAR | 92220P105 | Annual | 2/20/2014 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| Varian Medical Systems, Inc. | VAR | 92220P105 | Annual | 2/20/2014 | 3 | Approve Executive Incentive Bonus Plan | MGMT | Y | For | For |
| Varian Medical Systems, Inc. | VAR | 92220P105 | Annual | 2/20/2014 | 4 | Ratify Auditors | MGMT | Y | For | For |
| Varian Medical Systems, Inc. | VAR | 92220P105 | Annual | 2/20/2014 | 5 | Declassify the Board of Directors | MGMT | Y | For | For |
| Varian Medical Systems, Inc. | VAR | 92220P105 | Annual | 2/20/2014 | 6 | Eliminate Cumulative Voting | MGMT | Y | For | For |
| Novartis AG | NOVN | 66987V109 | Annual | 2/25/2014 | 1 | Accept Financial Statements and Statutory Reports | MGMT | Y | For | For |
| Novartis AG | NOVN | 66987V109 | Annual | 2/25/2014 | 2 | Approve Discharge of Board and Senior Management | MGMT | Y | For | For |
| Novartis AG | NOVN | 66987V109 | Annual | 2/25/2014 | 3 | Approve Allocation of Income and Dividends of CHF 2.45 per Share | MGMT | Y | For | For |
| Novartis AG | NOVN | 66987V109 | Annual | 2/25/2014 | 4.1 | Approve Remuneration of Directors in the Amount of CHF 8.0 Million (Non-Binding) | MGMT | Y | For | For |
| Novartis AG | NOVN | 66987V109 | Annual | 2/25/2014 | 4.2 | Approve Remuneration of Executive Committee in the Amount of CHF 67.7 Million for Performance Cycle 2013 (Non-Binding) | MGMT | Y | For | For |
| Novartis AG | NOVN | 66987V109 | Annual | 2/25/2014 | 5.1 | Reelect Joerg Reinhardt as Director and Chairman of the Board of Directors | MGMT | Y | For | For |
| Novartis AG | NOVN | 66987V109 | Annual | 2/25/2014 | 5.2 | Reelect Dimitri Azar as Director | MGMT | Y | For | For |
| Novartis AG | NOVN | 66987V109 | Annual | 2/25/2014 | 5.3 | Reelect Verena Briner as Director | MGMT | Y | For | For |
| Novartis AG | NOVN | 66987V109 | Annual | 2/25/2014 | 5.4 | Reelect Srikant Datar as Director | MGMT | Y | For | For |
| Novartis AG | NOVN | 66987V109 | Annual | 2/25/2014 | 5.5 | Reelect Ann Fudge as Director | MGMT | Y | For | For |
| Novartis AG | NOVN | 66987V109 | Annual | 2/25/2014 | 5.6 | Reelect Pierre Landolt as Director | MGMT | Y | Against | Against |
| Novartis AG | NOVN | 66987V109 | Annual | 2/25/2014 | 5.7 | Reelect Ulrich Lehner as Director | MGMT | Y | Against | Against |
| Novartis AG | NOVN | 66987V109 | Annual | 2/25/2014 | 5.8 | Reelect Andreas von Planta as Director | MGMT | Y | For | For |
| Novartis AG | NOVN | 66987V109 | Annual | 2/25/2014 | 5.9 | Reelect Charles Sawyers as Director | MGMT | Y | For | For |
| Novartis AG | NOVN | 66987V109 | Annual | 2/25/2014 | 5.10 | Reelect Enrico Vanni as Director | MGMT | Y | For | For |
| Novartis AG | NOVN | 66987V109 | Annual | 2/25/2014 | 5.11 | Reelect William Winters as Director | MGMT | Y | For | For |
| Novartis AG | NOVN | 66987V109 | Annual | 2/25/2014 | 6.1 | Elect Srikant Datar as Member of the Compensation Committee | MGMT | Y | For | For |
| Novartis AG | NOVN | 66987V109 | Annual | 2/25/2014 | 6.2 | Elect Ann Fudge as Member of the Compensation Committee | MGMT | Y | For | For |
| Novartis AG | NOVN | 66987V109 | Annual | 2/25/2014 | 6.3 | Elect Ulrich Lehner as Member of the Compensation Committee | MGMT | Y | Against | Against |
| Novartis AG | NOVN | 66987V109 | Annual | 2/25/2014 | 6.4 | Elect Enrico Vanni as Member of the Compensation Committee | MGMT | Y | For | For |
| Novartis AG | NOVN | 66987V109 | Annual | 2/25/2014 | 7 | Ratify PricewaterhouseCoopers AG as Auditors | MGMT | Y | For | For |
| Novartis AG | NOVN | 66987V109 | Annual | 2/25/2014 | 8 | Designate Peter Andreas Zahn as Independent Proxy | MGMT | Y | For | For |
| Novartis AG | NOVN | 66987V109 | Annual | 2/25/2014 | 9 | Additional And/or Counter-proposals Presented At The Meeting | MGMT | N | Abstain | Against |
| QUALCOMM Incorporated | QCOM | 747525103 | Annual | 3/4/2014 | 1a | Elect Director Barbara T. Alexander | MGMT | Y | For | For |
| QUALCOMM Incorporated | QCOM | 747525103 | Annual | 3/4/2014 | 1b | Elect Director Donald G. Cruickshank | MGMT | Y | For | For |
| QUALCOMM Incorporated | QCOM | 747525103 | Annual | 3/4/2014 | 1c | Elect Director Raymond V. Dittamore | MGMT | Y | For | For |
| QUALCOMM Incorporated | QCOM | 747525103 | Annual | 3/4/2014 | 1d | Elect Director Susan Hockfield | MGMT | Y | For | For |
| QUALCOMM Incorporated | QCOM | 747525103 | Annual | 3/4/2014 | 1e | Elect Director Thomas W. Horton | MGMT | Y | For | For |
| QUALCOMM Incorporated | QCOM | 747525103 | Annual | 3/4/2014 | 1f | Elect Director Paul E. Jacobs | MGMT | Y | For | For |
| QUALCOMM Incorporated | QCOM | 747525103 | Annual | 3/4/2014 | 1g | Elect Director Sherry Lansing | MGMT | Y | For | For |
| QUALCOMM Incorporated | QCOM | 747525103 | Annual | 3/4/2014 | 1h | Elect Director Steven M. Mollenkopf | MGMT | Y | For | For |
| QUALCOMM Incorporated | QCOM | 747525103 | Annual | 3/4/2014 | 1i | Elect Director Duane A. Nelles | MGMT | Y | For | For |
| QUALCOMM Incorporated | QCOM | 747525103 | Annual | 3/4/2014 | 1j | Elect Director Clark T. 'Sandy' Randt, Jr. | MGMT | Y | For | For |
| QUALCOMM Incorporated | QCOM | 747525103 | Annual | 3/4/2014 | 1k | Elect Director Francisco Ros | MGMT | Y | For | For |
| QUALCOMM Incorporated | QCOM | 747525103 | Annual | 3/4/2014 | 1l | Elect Director Jonathan J. Rubinstein | MGMT | Y | For | For |
| QUALCOMM Incorporated | QCOM | 747525103 | Annual | 3/4/2014 | 1m | Elect Director Brent Scowcroft | MGMT | Y | For | For |
| QUALCOMM Incorporated | QCOM | 747525103 | Annual | 3/4/2014 | 1n | Elect Director Marc I. Stern | MGMT | Y | For | For |
| QUALCOMM Incorporated | QCOM | 747525103 | Annual | 3/4/2014 | 2 | Ratify Auditors | MGMT | Y | For | For |
| QUALCOMM Incorporated | QCOM | 747525103 | Annual | 3/4/2014 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| QUALCOMM Incorporated | QCOM | 747525103 | Annual | 3/4/2014 | 4 | Advisory Vote on Say on Pay Frequency | MGMT | Y | Three Years | For |
| Analog Devices, Inc. | ADI | 032654105 | Annual | 3/12/2014 | 1a | Elect Director Ray Stata | MGMT | Y | For | For |
| Analog Devices, Inc. | ADI | 032654105 | Annual | 3/12/2014 | 1b | Elect Director Vincent T. Roche | MGMT | Y | For | For |
| Analog Devices, Inc. | ADI | 032654105 | Annual | 3/12/2014 | 1c | Elect Director Richard M. Beyer | MGMT | Y | For | For |
| Analog Devices, Inc. | ADI | 032654105 | Annual | 3/12/2014 | 1d | Elect Director James A. Champy | MGMT | Y | For | For |
| Analog Devices, Inc. | ADI | 032654105 | Annual | 3/12/2014 | 1e | Elect Director John C. Hodgson | MGMT | Y | For | For |
| Analog Devices, Inc. | ADI | 032654105 | Annual | 3/12/2014 | 1f | Elect Director Yves-Andre Istel | MGMT | Y | For | For |
| Analog Devices, Inc. | ADI | 032654105 | Annual | 3/12/2014 | 1g | Elect Director Neil Novich | MGMT | Y | For | For |
| Analog Devices, Inc. | ADI | 032654105 | Annual | 3/12/2014 | 1h | Elect Director F. Grant Saviers | MGMT | Y | For | For |
| Analog Devices, Inc. | ADI | 032654105 | Annual | 3/12/2014 | 1i | Elect Director Kenton J. Sicchitano | MGMT | Y | For | For |
| Analog Devices, Inc. | ADI | 032654105 | Annual | 3/12/2014 | 1j | Elect Director Lisa T. Su | MGMT | Y | For | For |
| Analog Devices, Inc. | ADI | 032654105 | Annual | 3/12/2014 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| Analog Devices, Inc. | ADI | 032654105 | Annual | 3/12/2014 | 3 | Amend Omnibus Stock Plan | MGMT | Y | For | For |
| Analog Devices, Inc. | ADI | 032654105 | Annual | 3/12/2014 | 4 | Ratify Auditors | MGMT | Y | For | For |
| Franklin Resources, Inc. | BEN | 354613101 | Annual | 3/12/2014 | 1a | Elect Director Samuel H. Armacost | MGMT | Y | Against | Against |
| Franklin Resources, Inc. | BEN | 354613101 | Annual | 3/12/2014 | 1b | Elect Director Peter K. Barker | MGMT | Y | For | For |
| Franklin Resources, Inc. | BEN | 354613101 | Annual | 3/12/2014 | 1c | Elect Director Charles E. Johnson | MGMT | Y | For | For |
| Franklin Resources, Inc. | BEN | 354613101 | Annual | 3/12/2014 | 1d | Elect Director Gregory E. Johnson | MGMT | Y | For | For |
| Franklin Resources, Inc. | BEN | 354613101 | Annual | 3/12/2014 | 1e | Elect Director Rupert H. Johnson, Jr. | MGMT | Y | For | For |
| Franklin Resources, Inc. | BEN | 354613101 | Annual | 3/12/2014 | 1f | Elect Director Mark C. Pigott | MGMT | Y | For | For |
| Franklin Resources, Inc. | BEN | 354613101 | Annual | 3/12/2014 | 1g | Elect Director Chutta Ratnathicam | MGMT | Y | For | For |
| Franklin Resources, Inc. | BEN | 354613101 | Annual | 3/12/2014 | 1h | Elect Director Laura Stein | MGMT | Y | For | For |
| Franklin Resources, Inc. | BEN | 354613101 | Annual | 3/12/2014 | 1i | Elect Director Anne M. Tatlock | MGMT | Y | Against | Against |
| Franklin Resources, Inc. | BEN | 354613101 | Annual | 3/12/2014 | 1j | Elect Director Geoffrey Y. Yang | MGMT | Y | For | For |
| Franklin Resources, Inc. | BEN | 354613101 | Annual | 3/12/2014 | 2 | Ratify Auditors | MGMT | Y | For | For |
| Franklin Resources, Inc. | BEN | 354613101 | Annual | 3/12/2014 | 3 | Approve Executive Incentive Bonus Plan | MGMT | Y | For | For |
| Franklin Resources, Inc. | BEN | 354613101 | Annual | 3/12/2014 | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| Franklin Resources, Inc. | BEN | 354613101 | Annual | 3/12/2014 | 5 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | SHAREHOLD | Y | Against | For |
| Schlumberger Limited | SLB | 806857108 | Annual | 4/9/2014 | 1a | Elect Director Peter L.S. Currie | MGMT | Y | For | For |
| Schlumberger Limited | SLB | 806857108 | Annual | 4/9/2014 | 1b | Elect Director Tony Isaac | MGMT | Y | For | For |
| Schlumberger Limited | SLB | 806857108 | Annual | 4/9/2014 | 1c | Elect Director K. Vaman Kamath | MGMT | Y | For | For |
| Schlumberger Limited | SLB | 806857108 | Annual | 4/9/2014 | 1d | Elect Director Maureen Kempston Darkes | MGMT | Y | For | For |
| Schlumberger Limited | SLB | 806857108 | Annual | 4/9/2014 | 1e | Elect Director Paal Kibsgaard | MGMT | Y | For | For |
| Schlumberger Limited | SLB | 806857108 | Annual | 4/9/2014 | 1f | Elect Director Nikolay Kudryavtsev | MGMT | Y | For | For |
| Schlumberger Limited | SLB | 806857108 | Annual | 4/9/2014 | 1g | Elect Director Michael E. Marks | MGMT | Y | For | For |
| Schlumberger Limited | SLB | 806857108 | Annual | 4/9/2014 | 1h | Elect Director Lubna S. Olayan | MGMT | Y | For | For |
| Schlumberger Limited | SLB | 806857108 | Annual | 4/9/2014 | 1i | Elect Director Leo Rafael Reif | MGMT | Y | For | For |
| Schlumberger Limited | SLB | 806857108 | Annual | 4/9/2014 | 1j | Elect Director Tore I. Sandvold | MGMT | Y | For | For |
| Schlumberger Limited | SLB | 806857108 | Annual | 4/9/2014 | 1k | Elect Director Henri Seydoux | MGMT | Y | For | For |
| Schlumberger Limited | SLB | 806857108 | Annual | 4/9/2014 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| Schlumberger Limited | SLB | 806857108 | Annual | 4/9/2014 | 3 | Adopt and Approve Financials and Dividends | MGMT | Y | For | For |
| Schlumberger Limited | SLB | 806857108 | Annual | 4/9/2014 | 4 | Ratify PricewaterhouseCoopers LLP as Auditors | MGMT | Y | For | For |
| Greenhill & Co., Inc. | GHL | 395259104 | Annual | 4/23/2014 | 1.1 | Elect Director Robert F. Greenhill | MGMT | Y | For | For |
| Greenhill & Co., Inc. | GHL | 395259104 | Annual | 4/23/2014 | 1.2 | Elect Director Scott L. Bok | MGMT | Y | For | For |
| Greenhill & Co., Inc. | GHL | 395259104 | Annual | 4/23/2014 | 1.3 | Elect Director Robert T. Blakely | MGMT | Y | For | For |
| Greenhill & Co., Inc. | GHL | 395259104 | Annual | 4/23/2014 | 1.4 | Elect Director Steven F. Goldstone | MGMT | Y | For | For |
| Greenhill & Co., Inc. | GHL | 395259104 | Annual | 4/23/2014 | 1.5 | Elect Director Stephen L. Key | MGMT | Y | For | For |
| Greenhill & Co., Inc. | GHL | 395259104 | Annual | 4/23/2014 | 1.6 | Elect Director Karen P. Robards | MGMT | Y | For | For |
| Greenhill & Co., Inc. | GHL | 395259104 | Annual | 4/23/2014 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| Greenhill & Co., Inc. | GHL | 395259104 | Annual | 4/23/2014 | 3 | Ratify Auditors | MGMT | Y | For | For |
| The Coca-Cola Company | KO | 191216100 | Annual | 4/23/2014 | 1.1 | Elect Director Herbert A. Allen | MGMT | Y | For | For |
| The Coca-Cola Company | KO | 191216100 | Annual | 4/23/2014 | 1.2 | Elect Director Ronald W. Allen | MGMT | Y | For | For |
| The Coca-Cola Company | KO | 191216100 | Annual | 4/23/2014 | 1.3 | Elect Director Ana Botin | MGMT | Y | For | For |
| The Coca-Cola Company | KO | 191216100 | Annual | 4/23/2014 | 1.4 | Elect Director Howard G. Buffett | MGMT | Y | For | For |
| The Coca-Cola Company | KO | 191216100 | Annual | 4/23/2014 | 1.5 | Elect Director Richard M. Daley | MGMT | Y | For | For |
| The Coca-Cola Company | KO | 191216100 | Annual | 4/23/2014 | 1.6 | Elect Director Barry Diller | MGMT | Y | Against | Against |
| The Coca-Cola Company | KO | 191216100 | Annual | 4/23/2014 | 1.7 | Elect Director Helene D. Gayle | MGMT | Y | For | For |
| The Coca-Cola Company | KO | 191216100 | Annual | 4/23/2014 | 1.8 | Elect Director Evan G. Greenberg | MGMT | Y | For | For |
| The Coca-Cola Company | KO | 191216100 | Annual | 4/23/2014 | 1.9 | Elect Director Alexis M. Herman | MGMT | Y | For | For |
| The Coca-Cola Company | KO | 191216100 | Annual | 4/23/2014 | 1.10 | Elect Director Muhtar Kent | MGMT | Y | For | For |
| The Coca-Cola Company | KO | 191216100 | Annual | 4/23/2014 | 1.11 | Elect Director Robert A. Kotick | MGMT | Y | For | For |
| The Coca-Cola Company | KO | 191216100 | Annual | 4/23/2014 | 1.12 | Elect Director Maria Elena Lagomasino | MGMT | Y | For | For |
| The Coca-Cola Company | KO | 191216100 | Annual | 4/23/2014 | 1.13 | Elect Director Sam Nunn | MGMT | Y | For | For |
| The Coca-Cola Company | KO | 191216100 | Annual | 4/23/2014 | 1.14 | Elect Director James D. Robinson, III | MGMT | Y | For | For |
| The Coca-Cola Company | KO | 191216100 | Annual | 4/23/2014 | 1.15 | Elect Director Peter V. Ueberroth | MGMT | Y | For | For |
| The Coca-Cola Company | KO | 191216100 | Annual | 4/23/2014 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| The Coca-Cola Company | KO | 191216100 | Annual | 4/23/2014 | 3 | Approve Omnibus Stock Plan | MGMT | Y | For | For |
| The Coca-Cola Company | KO | 191216100 | Annual | 4/23/2014 | 4 | Ratify Auditors | MGMT | Y | For | For |
| The Coca-Cola Company | KO | 191216100 | Annual | 4/23/2014 | 5 | Require Independent Board Chairman | SHAREHOLD | Y | For | Against |
| ARM Holdings plc | ARM | 042068106 | Annual | 5/1/2014 | 1 | Accept Financial Statements and Statutory Reports | MGMT | Y | For | For |
| ARM Holdings plc | ARM | 042068106 | Annual | 5/1/2014 | 2 | Approve Final Dividend | MGMT | Y | For | For |
| ARM Holdings plc | ARM | 042068106 | Annual | 5/1/2014 | 3 | Approve Remuneration Report | MGMT | Y | For | For |
| ARM Holdings plc | ARM | 042068106 | Annual | 5/1/2014 | 4 | Approve Remuneration Policy | MGMT | Y | For | For |
| ARM Holdings plc | ARM | 042068106 | Annual | 5/1/2014 | 5 | Elect Stuart Chambers as Director | MGMT | Y | Withhold | Against |
| ARM Holdings plc | ARM | 042068106 | Annual | 5/1/2014 | 6 | Re-elect Simon Segars as Director | MGMT | Y | For | For |
| ARM Holdings plc | ARM | 042068106 | Annual | 5/1/2014 | 7 | Re-elect Andy Green as Director | MGMT | Y | For | For |
| ARM Holdings plc | ARM | 042068106 | Annual | 5/1/2014 | 8 | Re-elect Larry Hirst as Director | MGMT | Y | For | For |
| ARM Holdings plc | ARM | 042068106 | Annual | 5/1/2014 | 9 | Re-elect Mike Muller as Director | MGMT | Y | For | For |
| ARM Holdings plc | ARM | 042068106 | Annual | 5/1/2014 | 10 | Re-elect Kathleen O'Donovan as Director | MGMT | Y | For | For |
| ARM Holdings plc | ARM | 042068106 | Annual | 5/1/2014 | 11 | Re-elect Janice Roberts as Director | MGMT | Y | For | For |
| ARM Holdings plc | ARM | 042068106 | Annual | 5/1/2014 | 12 | Re-elect Tim Score as Director | MGMT | Y | Withhold | Against |
| ARM Holdings plc | ARM | 042068106 | Annual | 5/1/2014 | 13 | Reappoint PricewaterhouseCoopers LLP as Auditors | MGMT | Y | For | For |
| ARM Holdings plc | ARM | 042068106 | Annual | 5/1/2014 | 14 | Authorise Board to Fix Remuneration of Auditors | MGMT | Y | For | For |
| ARM Holdings plc | ARM | 042068106 | Annual | 5/1/2014 | 15 | Approve Increase in the Limit on Directors' Remuneration | MGMT | Y | For | For |
| ARM Holdings plc | ARM | 042068106 | Annual | 5/1/2014 | 16 | Authorise Issue of Equity with Pre-emptive Rights | MGMT | Y | For | For |
| ARM Holdings plc | ARM | 042068106 | Annual | 5/1/2014 | 17 | Authorise Issue of Equity without Pre-emptive Rights | MGMT | Y | For | For |
| ARM Holdings plc | ARM | 042068106 | Annual | 5/1/2014 | 18 | Authorise Market Purchase of Ordinary Shares | MGMT | Y | For | For |
| ARM Holdings plc | ARM | 042068106 | Annual | 5/1/2014 | 19 | Authorise the Company to Call EGM with Two Weeks' Notice | MGMT | Y | Against | Against |
| YUM! Brands, Inc. | YUM | 988498101 | Annual | 5/1/2014 | 1a | Elect Director Michael J. Cavanagh | MGMT | Y | For | For |
| YUM! Brands, Inc. | YUM | 988498101 | Annual | 5/1/2014 | 1b | Elect Director David W. Dorman | MGMT | Y | For | For |
| YUM! Brands, Inc. | YUM | 988498101 | Annual | 5/1/2014 | 1c | Elect Director Massimo Ferragamo | MGMT | Y | For | For |
| YUM! Brands, Inc. | YUM | 988498101 | Annual | 5/1/2014 | 1d | Elect Director Mirian M. Graddick-Weir | MGMT | Y | For | For |
| YUM! Brands, Inc. | YUM | 988498101 | Annual | 5/1/2014 | 1e | Elect Director Bonnie G. Hill | MGMT | Y | For | For |
| YUM! Brands, Inc. | YUM | 988498101 | Annual | 5/1/2014 | 1f | Elect Director Jonathan S. Linen | MGMT | Y | For | For |
| YUM! Brands, Inc. | YUM | 988498101 | Annual | 5/1/2014 | 1g | Elect Director Thomas C. Nelson | MGMT | Y | For | For |
| YUM! Brands, Inc. | YUM | 988498101 | Annual | 5/1/2014 | 1h | Elect Director David C. Novak | MGMT | Y | For | For |
| YUM! Brands, Inc. | YUM | 988498101 | Annual | 5/1/2014 | 1i | Elect Director Thomas M. Ryan | MGMT | Y | For | For |
| YUM! Brands, Inc. | YUM | 988498101 | Annual | 5/1/2014 | 1j | Elect Director Jing-Shyh S. Su | MGMT | Y | For | For |
| YUM! Brands, Inc. | YUM | 988498101 | Annual | 5/1/2014 | 1k | Elect Director Robert D. Walter | MGMT | Y | For | For |
| YUM! Brands, Inc. | YUM | 988498101 | Annual | 5/1/2014 | 2 | Ratify Auditors | MGMT | Y | For | For |
| YUM! Brands, Inc. | YUM | 988498101 | Annual | 5/1/2014 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| YUM! Brands, Inc. | YUM | 988498101 | Annual | 5/1/2014 | 4 | Amend Executive Incentive Bonus Plan | MGMT | Y | For | For |
| Zimmer Holdings, Inc. | ZMH | 98956P102 | Annual | 5/6/2014 | 1a | Elect Director Christopher B. Begley | MGMT | Y | For | For |
| Zimmer Holdings, Inc. | ZMH | 98956P102 | Annual | 5/6/2014 | 1b | Elect Director Betsy J. Bernard | MGMT | Y | Against | Against |
| Zimmer Holdings, Inc. | ZMH | 98956P102 | Annual | 5/6/2014 | 1c | Elect Director Paul M. Bisaro | MGMT | Y | Against | Against |
| Zimmer Holdings, Inc. | ZMH | 98956P102 | Annual | 5/6/2014 | 1d | Elect Director Gail K. Boudreaux | MGMT | Y | Against | Against |
| Zimmer Holdings, Inc. | ZMH | 98956P102 | Annual | 5/6/2014 | 1e | Elect Director David C. Dvorak | MGMT | Y | For | For |
| Zimmer Holdings, Inc. | ZMH | 98956P102 | Annual | 5/6/2014 | 1f | Elect Director Larry C. Glasscock | MGMT | Y | Against | Against |
| Zimmer Holdings, Inc. | ZMH | 98956P102 | Annual | 5/6/2014 | 1g | Elect Director Robert A. Hagemann | MGMT | Y | For | For |
| Zimmer Holdings, Inc. | ZMH | 98956P102 | Annual | 5/6/2014 | 1h | Elect Director Arthur J. Higgins | MGMT | Y | For | For |
| Zimmer Holdings, Inc. | ZMH | 98956P102 | Annual | 5/6/2014 | 1i | Elect Director Cecil B. Pickett | MGMT | Y | For | For |
| Zimmer Holdings, Inc. | ZMH | 98956P102 | Annual | 5/6/2014 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| Zimmer Holdings, Inc. | ZMH | 98956P102 | Annual | 5/6/2014 | 3 | Ratify Auditors | MGMT | Y | For | For |
| Expeditors International of Washington, Inc. | EXPD | 302130109 | Annual | 5/7/2014 | 1.1 | Elect Director Peter J. Rose | MGMT | Y | Against | Against |
| Expeditors International of Washington, Inc. | EXPD | 302130109 | Annual | 5/7/2014 | 1.2 | Elect Director Robert R. Wright | MGMT | Y | Against | Against |
| Expeditors International of Washington, Inc. | EXPD | 302130109 | Annual | 5/7/2014 | 1.3 | Elect Director Mark A. Emmert | MGMT | Y | For | For |
| Expeditors International of Washington, Inc. | EXPD | 302130109 | Annual | 5/7/2014 | 1.4 | Elect Director R. Jordan Gates | MGMT | Y | Against | Against |
| Expeditors International of Washington, Inc. | EXPD | 302130109 | Annual | 5/7/2014 | 1.5 | Elect Director Dan P. Kourkoumelis | MGMT | Y | For | For |
| Expeditors International of Washington, Inc. | EXPD | 302130109 | Annual | 5/7/2014 | 1.6 | Elect Director Michael J. Malone | MGMT | Y | Against | Against |
| Expeditors International of Washington, Inc. | EXPD | 302130109 | Annual | 5/7/2014 | 1.7 | Elect Director John W. Meisenbach | MGMT | Y | Against | Against |
| Expeditors International of Washington, Inc. | EXPD | 302130109 | Annual | 5/7/2014 | 1.8 | Elect Director Jeffrey S. Musser | MGMT | Y | Against | Against |
| Expeditors International of Washington, Inc. | EXPD | 302130109 | Annual | 5/7/2014 | 1.9 | Elect Director Liane J. Pelletier | MGMT | Y | For | For |
| Expeditors International of Washington, Inc. | EXPD | 302130109 | Annual | 5/7/2014 | 1.10 | Elect Director James L.K. Wang | MGMT | Y | Against | Against |
| Expeditors International of Washington, Inc. | EXPD | 302130109 | Annual | 5/7/2014 | 1.11 | Elect Director Tay Yoshitani | MGMT | Y | For | For |
| Expeditors International of Washington, Inc. | EXPD | 302130109 | Annual | 5/7/2014 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | Against | Against |
| Expeditors International of Washington, Inc. | EXPD | 302130109 | Annual | 5/7/2014 | 3 | Approve Stock Option Plan | MGMT | Y | For | For |
| Expeditors International of Washington, Inc. | EXPD | 302130109 | Annual | 5/7/2014 | 4 | Amend Qualified Employee Stock Purchase Plan | MGMT | Y | For | For |
| Expeditors International of Washington, Inc. | EXPD | 302130109 | Annual | 5/7/2014 | 5 | Approve Restricted Stock Plan | MGMT | Y | For | For |
| Expeditors International of Washington, Inc. | EXPD | 302130109 | Annual | 5/7/2014 | 6 | Ratify Auditors | MGMT | Y | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | Annual | 5/8/2014 | 1a | Elect Director F. Duane Ackerman | MGMT | Y | Against | Against |
| United Parcel Service, Inc. | UPS | 911312106 | Annual | 5/8/2014 | 1b | Elect Director Rodney C. Adkins | MGMT | Y | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | Annual | 5/8/2014 | 1c | Elect Director Michael J. Burns | MGMT | Y | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | Annual | 5/8/2014 | 1d | Elect Director D. Scott Davis | MGMT | Y | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | Annual | 5/8/2014 | 1e | Elect Director Stuart E. Eizenstat | MGMT | Y | Against | Against |
| United Parcel Service, Inc. | UPS | 911312106 | Annual | 5/8/2014 | 1f | Elect Director Michael L. Eskew | MGMT | Y | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | Annual | 5/8/2014 | 1g | Elect Director William R. Johnson | MGMT | Y | Against | Against |
| United Parcel Service, Inc. | UPS | 911312106 | Annual | 5/8/2014 | 1h | Elect Director Candace Kendle | MGMT | Y | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | Annual | 5/8/2014 | 1i | Elect Director Ann M. Livermore | MGMT | Y | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | Annual | 5/8/2014 | 1j | Elect Director Rudy H.P. Markham | MGMT | Y | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | Annual | 5/8/2014 | 1k | Elect Director Clark T. "Sandy" Randt, Jr. | MGMT | Y | Against | Against |
| United Parcel Service, Inc. | UPS | 911312106 | Annual | 5/8/2014 | 1l | Elect Director Carol B. Tome | MGMT | Y | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | Annual | 5/8/2014 | 1m | Elect Director Kevin M. Warsh | MGMT | Y | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | Annual | 5/8/2014 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | Annual | 5/8/2014 | 3 | Ratify Auditors | MGMT | Y | For | For |
| United Parcel Service, Inc. | UPS | 911312106 | Annual | 5/8/2014 | 4 | Report on Lobbying Payments and Policy | SHAREHOLD | Y | Against | For |
| United Parcel Service, Inc. | UPS | 911312106 | Annual | 5/8/2014 | 5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | SHAREHOLD | Y | For | Against |
| American Express Company | AXP | 025816109 | Annual | 5/12/2014 | 1a | Elect Director Charlene Barshefsky | MGMT | Y | For | For |
| American Express Company | AXP | 025816109 | Annual | 5/12/2014 | 1b | Elect Director Ursula M. Burns | MGMT | Y | For | For |
| American Express Company | AXP | 025816109 | Annual | 5/12/2014 | 1c | Elect Director Kenneth I. Chenault | MGMT | Y | For | For |
| American Express Company | AXP | 025816109 | Annual | 5/12/2014 | 1d | Elect Director Peter Chernin | MGMT | Y | For | For |
| American Express Company | AXP | 025816109 | Annual | 5/12/2014 | 1e | Elect Director Anne Lauvergeon | MGMT | Y | For | For |
| American Express Company | AXP | 025816109 | Annual | 5/12/2014 | 1f | Elect Director Theodore J. Leonsis | MGMT | Y | For | For |
| American Express Company | AXP | 025816109 | Annual | 5/12/2014 | 1g | Elect Director Richard C. Levin | MGMT | Y | For | For |
| American Express Company | AXP | 025816109 | Annual | 5/12/2014 | 1h | Elect Director Richard A. McGinn | MGMT | Y | For | For |
| American Express Company | AXP | 025816109 | Annual | 5/12/2014 | 1i | Elect Director Samuel J. Palmisano | MGMT | Y | For | For |
| American Express Company | AXP | 025816109 | Annual | 5/12/2014 | 1j | Elect Director Steven S Reinemund | MGMT | Y | For | For |
| American Express Company | AXP | 025816109 | Annual | 5/12/2014 | 1k | Elect Director Daniel L. Vasella | MGMT | Y | For | For |
| American Express Company | AXP | 025816109 | Annual | 5/12/2014 | 1l | Elect Director Robert D. Walter | MGMT | Y | For | For |
| American Express Company | AXP | 025816109 | Annual | 5/12/2014 | 1m | Elect Director Ronald A. Williams | MGMT | Y | For | For |
| American Express Company | AXP | 025816109 | Annual | 5/12/2014 | 2 | Ratify Auditors | MGMT | Y | For | For |
| American Express Company | AXP | 025816109 | Annual | 5/12/2014 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| American Express Company | AXP | 025816109 | Annual | 5/12/2014 | 4 | Prepare Employment Diversity Report | SHAREHOLD | Y | Against | For |
| American Express Company | AXP | 025816109 | Annual | 5/12/2014 | 5 | Report on Board Oversight of Privacy and Data Security and Requests for Customer Information | SHAREHOLD | Y | Against | For |
| American Express Company | AXP | 025816109 | Annual | 5/12/2014 | 6 | Provide Right to Act by Written Consent | SHAREHOLD | Y | For | Against |
| American Express Company | AXP | 025816109 | Annual | 5/12/2014 | 7 | Stock Retention/Holding Period | SHAREHOLD | Y | Against | For |
| Altera Corporation | ALTR | 021441100 | Annual | 5/13/2014 | 1a | Elect Director John P. Daane | MGMT | Y | For | For |
| Altera Corporation | ALTR | 021441100 | Annual | 5/13/2014 | 1b | Elect Director T. Michael Nevens | MGMT | Y | For | For |
| Altera Corporation | ALTR | 021441100 | Annual | 5/13/2014 | 1c | Elect Director A. Blaine Bowman | MGMT | Y | For | For |
| Altera Corporation | ALTR | 021441100 | Annual | 5/13/2014 | 1d | Elect Director Elisha W. Finney | MGMT | Y | For | For |
| Altera Corporation | ALTR | 021441100 | Annual | 5/13/2014 | 1e | Elect Director Kevin McGarity | MGMT | Y | For | For |
| Altera Corporation | ALTR | 021441100 | Annual | 5/13/2014 | 1f | Elect Director Krish A. Prabhu | MGMT | Y | For | For |
| Altera Corporation | ALTR | 021441100 | Annual | 5/13/2014 | 1g | Elect Director Shane V. Robison | MGMT | Y | For | For |
| Altera Corporation | ALTR | 021441100 | Annual | 5/13/2014 | 1h | Elect Director John Shoemaker | MGMT | Y | For | For |
| Altera Corporation | ALTR | 021441100 | Annual | 5/13/2014 | 1i | Elect Director Thomas H. Waechter | MGMT | Y | For | For |
| Altera Corporation | ALTR | 021441100 | Annual | 5/13/2014 | 2 | Amend Omnibus Stock Plan | MGMT | Y | For | For |
| Altera Corporation | ALTR | 021441100 | Annual | 5/13/2014 | 3 | Amend Qualified Employee Stock Purchase Plan | MGMT | Y | For | For |
| Altera Corporation | ALTR | 021441100 | Annual | 5/13/2014 | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| Altera Corporation | ALTR | 021441100 | Annual | 5/13/2014 | 5 | Ratify Auditors | MGMT | Y | For | For |
| Altera Corporation | ALTR | 021441100 | Annual | 5/13/2014 | 6 | Require Independent Board Chairman | SHAREHOLD | Y | For | Against |
| Google Inc. | GOOG | 38259P508 | Annual | 5/14/2014 | 1.1 | Elect Director Larry Page | MGMT | Y | Withhold | Against |
| Google Inc. | GOOG | 38259P508 | Annual | 5/14/2014 | 1.2 | Elect Director Sergey Brin | MGMT | Y | Withhold | Against |
| Google Inc. | GOOG | 38259P508 | Annual | 5/14/2014 | 1.3 | Elect Director Eric E. Schmidt | MGMT | Y | Withhold | Against |
| Google Inc. | GOOG | 38259P508 | Annual | 5/14/2014 | 1.4 | Elect Director L. John Doerr | MGMT | Y | For | For |
| Google Inc. | GOOG | 38259P508 | Annual | 5/14/2014 | 1.5 | Elect Director Diane B. Greene | MGMT | Y | For | For |
| Google Inc. | GOOG | 38259P508 | Annual | 5/14/2014 | 1.6 | Elect Director John L. Hennessy | MGMT | Y | For | For |
| Google Inc. | GOOG | 38259P508 | Annual | 5/14/2014 | 1.7 | Elect Director Ann Mather | MGMT | Y | For | For |
| Google Inc. | GOOG | 38259P508 | Annual | 5/14/2014 | 1.8 | Elect Director Paul S. Otellini | MGMT | Y | Withhold | Against |
| Google Inc. | GOOG | 38259P508 | Annual | 5/14/2014 | 1.9 | Elect Director K. Ram Shriram | MGMT | Y | For | For |
| Google Inc. | GOOG | 38259P508 | Annual | 5/14/2014 | 1.10 | Elect Director Shirley M. Tilghman | MGMT | Y | For | For |
| Google Inc. | GOOG | 38259P508 | Annual | 5/14/2014 | 2 | Ratify Auditors | MGMT | Y | For | For |
| Google Inc. | GOOG | 38259P508 | Annual | 5/14/2014 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | Against | Against |
| Google Inc. | GOOG | 38259P508 | Annual | 5/14/2014 | 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | SHAREHOLD | Y | Against | For |
| Google Inc. | GOOG | 38259P508 | Annual | 5/14/2014 | 5 | Report on Lobbying Payments and Policy | SHAREHOLD | Y | Against | For |
| Google Inc. | GOOG | 38259P508 | Annual | 5/14/2014 | 6 | Require a Majority Vote for the Election of Directors | SHAREHOLD | Y | For | Against |
| Google Inc. | GOOG | 38259P508 | Annual | 5/14/2014 | 7 | Adopt Policy and Report on Impact of Tax Strategy | SHAREHOLD | Y | Against | For |
| Google Inc. | GOOG | 38259P508 | Annual | 5/14/2014 | 8 | Require Independent Board Chairman | SHAREHOLD | Y | For | Against |
| Amgen Inc. | AMGN | 031162100 | Annual | 5/15/2014 | 1.1 | Elect Director David Baltimore | MGMT | Y | Against | Against |
| Amgen Inc. | AMGN | 031162100 | Annual | 5/15/2014 | 1.2 | Elect Director Frank J. Biondi, Jr. | MGMT | Y | For | For |
| Amgen Inc. | AMGN | 031162100 | Annual | 5/15/2014 | 1.3 | Elect Director Robert A. Bradway | MGMT | Y | For | For |
| Amgen Inc. | AMGN | 031162100 | Annual | 5/15/2014 | 1.4 | Elect Director Francois de Carbonnel | MGMT | Y | Against | Against |
| Amgen Inc. | AMGN | 031162100 | Annual | 5/15/2014 | 1.5 | Elect Director Vance D. Coffman | MGMT | Y | Against | Against |
| Amgen Inc. | AMGN | 031162100 | Annual | 5/15/2014 | 1.6 | Elect Director Robert A. Eckert | MGMT | Y | For | For |
| Amgen Inc. | AMGN | 031162100 | Annual | 5/15/2014 | 1.7 | Elect Director Greg C. Garland | MGMT | Y | Against | Against |
| Amgen Inc. | AMGN | 031162100 | Annual | 5/15/2014 | 1.8 | Elect Director Rebecca M. Henderson | MGMT | Y | Against | Against |
| Amgen Inc. | AMGN | 031162100 | Annual | 5/15/2014 | 1.9 | Elect Director Frank C. Herringer | MGMT | Y | Against | Against |
| Amgen Inc. | AMGN | 031162100 | Annual | 5/15/2014 | 1.10 | Elect Director Tyler Jacks | MGMT | Y | Against | Against |
| Amgen Inc. | AMGN | 031162100 | Annual | 5/15/2014 | 1.11 | Elect Director Judith C. Pelham | MGMT | Y | For | For |
| Amgen Inc. | AMGN | 031162100 | Annual | 5/15/2014 | 1.12 | Elect Director Ronald D. Sugar | MGMT | Y | Against | Against |
| Amgen Inc. | AMGN | 031162100 | Annual | 5/15/2014 | 2 | Ratify Auditors | MGMT | Y | For | For |
| Amgen Inc. | AMGN | 031162100 | Annual | 5/15/2014 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| Amgen Inc. | AMGN | 031162100 | Annual | 5/15/2014 | 4 | Provide Vote Counting to Exclude Abstentions | SHAREHOLD | Y | Against | For |
| Amazon.com, Inc. | AMZN | 023135106 | Annual | 5/21/2014 | 1a | Elect Director Jeffrey P. Bezos | MGMT | Y | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | Annual | 5/21/2014 | 1b | Elect Director Tom A. Alberg | MGMT | Y | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | Annual | 5/21/2014 | 1c | Elect Director John Seely Brown | MGMT | Y | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | Annual | 5/21/2014 | 1d | Elect Director William B. Gordon | MGMT | Y | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | Annual | 5/21/2014 | 1e | Elect Director Jamie S. Gorelick | MGMT | Y | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | Annual | 5/21/2014 | 1f | Elect Director Alain Monie | MGMT | Y | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | Annual | 5/21/2014 | 1g | Elect Director Jonathan J. Rubinstein | MGMT | Y | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | Annual | 5/21/2014 | 1h | Elect Director Thomas O. Ryder | MGMT | Y | Against | Against |
| Amazon.com, Inc. | AMZN | 023135106 | Annual | 5/21/2014 | 1i | Elect Director Patricia Q. Stonesifer | MGMT | Y | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | Annual | 5/21/2014 | 2 | Ratify Auditors | MGMT | Y | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | Annual | 5/21/2014 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | Annual | 5/21/2014 | 4 | Report on Political Contributions | SHAREHOLD | Y | For | Against |
| SEI Investments Company | SEIC | 784117103 | Annual | 5/21/2014 | 1a | Elect Director Sarah W. Blumenstein | MGMT | Y | For | For |
| SEI Investments Company | SEIC | 784117103 | Annual | 5/21/2014 | 1b | Elect Director Kathryn M. McCarthy | MGMT | Y | For | For |
| SEI Investments Company | SEIC | 784117103 | Annual | 5/21/2014 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| SEI Investments Company | SEIC | 784117103 | Annual | 5/21/2014 | 3 | Approve Omnibus Stock Plan | MGMT | Y | For | For |
| SEI Investments Company | SEIC | 784117103 | Annual | 5/21/2014 | 4 | Ratify Auditors | MGMT | Y | For | For |
| Facebook, Inc. | FB | 30303M102 | Annual | 5/22/2014 | 1.1 | Elect Director Marc L. Andreessen | MGMT | Y | Withhold | Against |
| Facebook, Inc. | FB | 30303M102 | Annual | 5/22/2014 | 1.2 | Elect Director Erskine B. Bowles | MGMT | Y | Withhold | Against |
| Facebook, Inc. | FB | 30303M102 | Annual | 5/22/2014 | 1.3 | Elect Director Susan D. Desmond-Hellmann | MGMT | Y | Withhold | Against |
| Facebook, Inc. | FB | 30303M102 | Annual | 5/22/2014 | 1.4 | Elect Director Donald E. Graham | MGMT | Y | Withhold | Against |
| Facebook, Inc. | FB | 30303M102 | Annual | 5/22/2014 | 1.5 | Elect Director Reed Hastings | MGMT | Y | Withhold | Against |
| Facebook, Inc. | FB | 30303M102 | Annual | 5/22/2014 | 1.6 | Elect Director Sheryl K. Sandberg | MGMT | Y | Withhold | Against |
| Facebook, Inc. | FB | 30303M102 | Annual | 5/22/2014 | 1.7 | Elect Director Peter A. Thiel | MGMT | Y | For | For |
| Facebook, Inc. | FB | 30303M102 | Annual | 5/22/2014 | 1.8 | Elect Director Mark Zuckerberg | MGMT | Y | Withhold | Against |
| Facebook, Inc. | FB | 30303M102 | Annual | 5/22/2014 | 2 | Ratify Auditors | MGMT | Y | Against | Against |
| Facebook, Inc. | FB | 30303M102 | Annual | 5/22/2014 | 3 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | SHAREHOLD | Y | Against | For |
| Facebook, Inc. | FB | 30303M102 | Annual | 5/22/2014 | 4 | Report on Lobbying Payments and Policy | SHAREHOLD | Y | Against | For |
| Facebook, Inc. | FB | 30303M102 | Annual | 5/22/2014 | 5 | Screen Political Contributions for Consistency with Corporate Values | SHAREHOLD | Y | Against | For |
| Facebook, Inc. | FB | 30303M102 | Annual | 5/22/2014 | 6 | Assess Privacy and Advertising Policy Relating to Childhood Obesity | SHAREHOLD | Y | Against | For |
| Facebook, Inc. | FB | 30303M102 | Annual | 5/22/2014 | 7 | Report on Sustainability | SHAREHOLD | Y | Against | For |
| Merck & Co., Inc. | MRK | 58933Y105 | Annual | 5/27/2014 | 1a | Elect Director Leslie A. Brun | MGMT | Y | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | Annual | 5/27/2014 | 1b | Elect Director Thomas R. Cech | MGMT | Y | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | Annual | 5/27/2014 | 1c | Elect Director Kenneth C. Frazier | MGMT | Y | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | Annual | 5/27/2014 | 1d | Elect Director Thomas H. Glocer | MGMT | Y | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | Annual | 5/27/2014 | 1e | Elect Director William B. Harrison, Jr. | MGMT | Y | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | Annual | 5/27/2014 | 1f | Elect Director C. Robert Kidder | MGMT | Y | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | Annual | 5/27/2014 | 1g | Elect Director Rochelle B. Lazarus | MGMT | Y | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | Annual | 5/27/2014 | 1h | Elect Director Carlos E. Represas | MGMT | Y | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | Annual | 5/27/2014 | 1i | Elect Director Patricia F. Russo | MGMT | Y | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | Annual | 5/27/2014 | 1j | Elect Director Craig B. Thompson | MGMT | Y | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | Annual | 5/27/2014 | 1k | Elect Director Wendell P. Weeks | MGMT | Y | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | Annual | 5/27/2014 | 1l | Elect Director Peter C. Wendell | MGMT | Y | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | Annual | 5/27/2014 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | Annual | 5/27/2014 | 3 | Ratify Auditors | MGMT | Y | For | For |
| Merck & Co., Inc. | MRK | 58933Y105 | Annual | 5/27/2014 | 4 | Provide Right to Act by Written Consent | SHAREHOLD | Y | For | Against |
| Merck & Co., Inc. | MRK | 58933Y105 | Annual | 5/27/2014 | 5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SHAREHOLD | Y | For | Against |
| Lowe's Companies, Inc. | LOW | 548661107 | Annual | 5/30/2014 | 1.1 | Elect Director Raul Alvarez | MGMT | Y | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | Annual | 5/30/2014 | 1.2 | Elect Director David W. Bernauer | MGMT | Y | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | Annual | 5/30/2014 | 1.3 | Elect Director Leonard L. Berry | MGMT | Y | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | Annual | 5/30/2014 | 1.4 | Elect Director Angela F. Braly | MGMT | Y | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | Annual | 5/30/2014 | 1.5 | Elect Director Richard W. Dreiling | MGMT | Y | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | Annual | 5/30/2014 | 1.6 | Elect Director Dawn E. Hudson | MGMT | Y | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | Annual | 5/30/2014 | 1.7 | Elect Director Robert L. Johnson | MGMT | Y | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | Annual | 5/30/2014 | 1.8 | Elect Director Marshall O. Larsen | MGMT | Y | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | Annual | 5/30/2014 | 1.9 | Elect Director Richard K. Lochridge | MGMT | Y | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | Annual | 5/30/2014 | 1.10 | Elect Director Robert A. Niblock | MGMT | Y | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | Annual | 5/30/2014 | 1.11 | Elect Director Eric C. Wiseman | MGMT | Y | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | Annual | 5/30/2014 | 2 | Amend Omnibus Stock Plan | MGMT | Y | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | Annual | 5/30/2014 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | Annual | 5/30/2014 | 4 | Ratify Auditors | MGMT | Y | For | For |
| Lowe's Companies, Inc. | LOW | 548661107 | Annual | 5/30/2014 | 5 | Report on Data Used to Make Environmental Goals and Costs and Benefits of Sustainability Program | SHAREHOLD | Y | Against | For |
| Monster Beverage Corporation | MNST | 611740101 | Annual | 6/2/2014 | 1.1 | Elect Director Rodney C. Sacks | MGMT | Y | Withhold | Against |
| Monster Beverage Corporation | MNST | 611740101 | Annual | 6/2/2014 | 1.2 | Elect Director Hilton H. Schlosberg | MGMT | Y | Withhold | Against |
| Monster Beverage Corporation | MNST | 611740101 | Annual | 6/2/2014 | 1.3 | Elect Director Mark J. Hall | MGMT | Y | Withhold | Against |
| Monster Beverage Corporation | MNST | 611740101 | Annual | 6/2/2014 | 1.4 | Elect Director Norman C. Epstein | MGMT | Y | Withhold | Against |
| Monster Beverage Corporation | MNST | 611740101 | Annual | 6/2/2014 | 1.5 | Elect Director Benjamin M. Polk | MGMT | Y | For | For |
| Monster Beverage Corporation | MNST | 611740101 | Annual | 6/2/2014 | 1.6 | Elect Director Sydney Selati | MGMT | Y | Withhold | Against |
| Monster Beverage Corporation | MNST | 611740101 | Annual | 6/2/2014 | 1.7 | Elect Director Harold C. Taber, Jr. | MGMT | Y | Withhold | Against |
| Monster Beverage Corporation | MNST | 611740101 | Annual | 6/2/2014 | 1.8 | Elect Director Mark S. Vidergauz | MGMT | Y | For | For |
| Monster Beverage Corporation | MNST | 611740101 | Annual | 6/2/2014 | 2 | Ratify Auditors | MGMT | Y | For | For |
| Monster Beverage Corporation | MNST | 611740101 | Annual | 6/2/2014 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| Monster Beverage Corporation | MNST | 611740101 | Annual | 6/2/2014 | 4 | Require a Majority Vote for the Election of Directors | SHAREHOLD | Y | For | Against |
| Monster Beverage Corporation | MNST | 611740101 | Annual | 6/2/2014 | 5 | Adopt Policy and Report on Board Diversity | SHAREHOLD | Y | For | Against |
| Autodesk, Inc. | ADSK | 052769106 | Annual | 6/10/2014 | 1a | Elect Director Carl Bass | MGMT | Y | For | For |
| Autodesk, Inc. | ADSK | 052769106 | Annual | 6/10/2014 | 1b | Elect Director Crawford W. Beveridge | MGMT | Y | For | For |
| Autodesk, Inc. | ADSK | 052769106 | Annual | 6/10/2014 | 1c | Elect Director J. Hallam Dawson | MGMT | Y | For | For |
| Autodesk, Inc. | ADSK | 052769106 | Annual | 6/10/2014 | 1d | Elect Director Thomas Georgens | MGMT | Y | For | For |
| Autodesk, Inc. | ADSK | 052769106 | Annual | 6/10/2014 | 1e | Elect Director Per-Kristian Halvorsen | MGMT | Y | For | For |
| Autodesk, Inc. | ADSK | 052769106 | Annual | 6/10/2014 | 1f | Elect Director Mary T. McDowell | MGMT | Y | For | For |
| Autodesk, Inc. | ADSK | 052769106 | Annual | 6/10/2014 | 1g | Elect Director Lorrie M. Norrington | MGMT | Y | For | For |
| Autodesk, Inc. | ADSK | 052769106 | Annual | 6/10/2014 | 1h | Elect Director Betsy Rafael | MGMT | Y | For | For |
| Autodesk, Inc. | ADSK | 052769106 | Annual | 6/10/2014 | 1i | Elect Director Stacy J. Smith | MGMT | Y | For | For |
| Autodesk, Inc. | ADSK | 052769106 | Annual | 6/10/2014 | 1j | Elect Director Steven M. West | MGMT | Y | For | For |
| Autodesk, Inc. | ADSK | 052769106 | Annual | 6/10/2014 | 2 | Ratify Auditors | MGMT | Y | For | For |
| Autodesk, Inc. | ADSK | 052769106 | Annual | 6/10/2014 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| Autodesk, Inc. | ADSK | 052769106 | Annual | 6/10/2014 | 4 | Amend Executive Incentive Bonus Plan | MGMT | Y | For | For |
| | | | | | | | | | | | | | | |
Registrant: Saratoga Advantage Trust - Financial Services Portfolio Item 1 | | | | |
Investment Company Act file number: 811-08542 | |
Reporting Period: July 1, 2013 through June 30, 2014 |
| | | | | | | | | | | |
ITEM 1- PROXY VOTING RECORD |
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | Type of Meeting | (d) Shareholder Meeting Date | Number of Proposal | (e) Matter Identification | (f) Proposal Type (by issuer or shareholder) | (g) Voted | (h) How was vote cast (for or against proposal, or abstain; for or withhold regarding election of directors) | (i) Was Vote For or Against Management |
| ACE Limited | ACE | H0023R105 | Special | 1/10/2014 | 1 | Approve Dividend Distribution from Legal Reserves | MGMT | Y | For | For |
| ACE Limited | ACE | H0023R105 | Special | 1/10/2014 | 2 | Elect of Homburger AG as Independent Proxy | MGMT | Y | For | For |
| ACE Limited | ACE | H0023R105 | Special | 1/10/2014 | 3 | Transact Other Business (Voting) | MGMT | Y | For | For |
| PacWest Bancorp | PACW | 695263103 | Special | 1/13/2014 | 1 | Approve Merger Agreement | MGMT | Y | For | For |
| PacWest Bancorp | PACW | 695263103 | Special | 1/13/2014 | 2 | Increase Authorized Common Stock | MGMT | Y | For | For |
| PacWest Bancorp | PACW | 695263103 | Special | 1/13/2014 | 3 | Issue Shares in Connection with Acquisition | MGMT | Y | For | For |
| PacWest Bancorp | PACW | 695263103 | Special | 1/13/2014 | 4 | Amend Omnibus Stock Plan | MGMT | Y | For | For |
| PacWest Bancorp | PACW | 695263103 | Special | 1/13/2014 | 5 | Advisory Vote on Golden Parachutes | MGMT | Y | For | For |
| PacWest Bancorp | PACW | 695263103 | Special | 1/13/2014 | 6 | Adjourn Meeting | MGMT | Y | For | For |
| Aberdeen Asset Management plc | ADN | G00434111 | Annual | 1/16/2014 | 1 | Accept Financial Statements and Statutory Reports | MGMT | Y | For | For |
| Aberdeen Asset Management plc | ADN | G00434111 | Annual | 1/16/2014 | 2 | Approve Final Dividend | MGMT | Y | For | For |
| Aberdeen Asset Management plc | ADN | G00434111 | Annual | 1/16/2014 | 3 | Reappoint KPMG Audit plc as Auditors and Authorise Their Remuneration | MGMT | Y | For | For |
| Aberdeen Asset Management plc | ADN | G00434111 | Annual | 1/16/2014 | 4 | Re-elect Julie Chakraverty as Director | MGMT | Y | For | For |
| Aberdeen Asset Management plc | ADN | G00434111 | Annual | 1/16/2014 | 5 | Re-elect Roger Cornick as Director | MGMT | Y | For | For |
| Aberdeen Asset Management plc | ADN | G00434111 | Annual | 1/16/2014 | 6 | Re-elect Anita Frew as Director | MGMT | Y | Against | Against |
| Aberdeen Asset Management plc | ADN | G00434111 | Annual | 1/16/2014 | 7 | Re-elect Martin Gilbert as Director | MGMT | Y | Against | Against |
| Aberdeen Asset Management plc | ADN | G00434111 | Annual | 1/16/2014 | 8 | Re-elect Andrew Laing as Director | MGMT | Y | Against | Against |
| Aberdeen Asset Management plc | ADN | G00434111 | Annual | 1/16/2014 | 9 | Re-elect Rod MacRae as Director | MGMT | Y | Against | Against |
| Aberdeen Asset Management plc | ADN | G00434111 | Annual | 1/16/2014 | 10 | Re-elect Richard Mully as Director | MGMT | Y | Against | Against |
| Aberdeen Asset Management plc | ADN | G00434111 | Annual | 1/16/2014 | 11 | Re-elect Jim Pettigrew as Director | MGMT | Y | For | For |
| Aberdeen Asset Management plc | ADN | G00434111 | Annual | 1/16/2014 | 12 | Re-elect Bill Rattray as Director | MGMT | Y | Against | Against |
| Aberdeen Asset Management plc | ADN | G00434111 | Annual | 1/16/2014 | 13 | Re-elect Anne Richards as Director | MGMT | Y | Against | Against |
| Aberdeen Asset Management plc | ADN | G00434111 | Annual | 1/16/2014 | 14 | Re-elect Simon Troughton as Director | MGMT | Y | Against | Against |
| Aberdeen Asset Management plc | ADN | G00434111 | Annual | 1/16/2014 | 15 | Re-elect Hugh Young as Director | MGMT | Y | Against | Against |
| Aberdeen Asset Management plc | ADN | G00434111 | Annual | 1/16/2014 | 16 | Elect Jutta af Rosenborg as Director | MGMT | Y | For | For |
| Aberdeen Asset Management plc | ADN | G00434111 | Annual | 1/16/2014 | 17 | Elect Akira Suzuki as Director | MGMT | Y | Against | Against |
| Aberdeen Asset Management plc | ADN | G00434111 | Annual | 1/16/2014 | 18 | Approve Remuneration Report | MGMT | Y | Against | Against |
| Aberdeen Asset Management plc | ADN | G00434111 | Annual | 1/16/2014 | 19 | Approve Remuneration Policy | MGMT | Y | Against | Against |
| Aberdeen Asset Management plc | ADN | G00434111 | Annual | 1/16/2014 | 20 | Authorise Issue of Equity with Pre-emptive Rights | MGMT | Y | For | For |
| Aberdeen Asset Management plc | ADN | G00434111 | Annual | 1/16/2014 | 21 | Authorise Issue of Equity without Pre-emptive Rights | MGMT | Y | For | For |
| Aberdeen Asset Management plc | ADN | G00434111 | Annual | 1/16/2014 | 22 | Authorise the Company to Call EGM with Two Weeks' Notice | MGMT | Y | Against | Against |
| Aberdeen Asset Management plc | ADN | G00434111 | Annual | 1/16/2014 | 23 | Authorise Market Purchase of Ordinary Shares | MGMT | Y | For | For |
| Aberdeen Asset Management plc | ADN | G00434111 | Annual | 1/16/2014 | 24 | Authorise EU Political Donations and Expenditure | MGMT | Y | For | For |
| Franklin Resources, Inc. | BEN | 354613101 | Annual | 3/12/2014 | 1a | Elect Director Samuel H. Armacost | MGMT | Y | Against | Against |
| Franklin Resources, Inc. | BEN | 354613101 | Annual | 3/12/2014 | 1b | Elect Director Peter K. Barker | MGMT | Y | For | For |
| Franklin Resources, Inc. | BEN | 354613101 | Annual | 3/12/2014 | 1c | Elect Director Charles E. Johnson | MGMT | Y | For | For |
| Franklin Resources, Inc. | BEN | 354613101 | Annual | 3/12/2014 | 1d | Elect Director Gregory E. Johnson | MGMT | Y | For | For |
| Franklin Resources, Inc. | BEN | 354613101 | Annual | 3/12/2014 | 1e | Elect Director Rupert H. Johnson, Jr. | MGMT | Y | For | For |
| Franklin Resources, Inc. | BEN | 354613101 | Annual | 3/12/2014 | 1f | Elect Director Mark C. Pigott | MGMT | Y | For | For |
| Franklin Resources, Inc. | BEN | 354613101 | Annual | 3/12/2014 | 1g | Elect Director Chutta Ratnathicam | MGMT | Y | For | For |
| Franklin Resources, Inc. | BEN | 354613101 | Annual | 3/12/2014 | 1h | Elect Director Laura Stein | MGMT | Y | For | For |
| Franklin Resources, Inc. | BEN | 354613101 | Annual | 3/12/2014 | 1i | Elect Director Anne M. Tatlock | MGMT | Y | Against | Against |
| Franklin Resources, Inc. | BEN | 354613101 | Annual | 3/12/2014 | 1j | Elect Director Geoffrey Y. Yang | MGMT | Y | For | For |
| Franklin Resources, Inc. | BEN | 354613101 | Annual | 3/12/2014 | 2 | Ratify Auditors | MGMT | Y | For | For |
| Franklin Resources, Inc. | BEN | 354613101 | Annual | 3/12/2014 | 3 | Approve Executive Incentive Bonus Plan | MGMT | Y | For | For |
| Franklin Resources, Inc. | BEN | 354613101 | Annual | 3/12/2014 | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| Franklin Resources, Inc. | BEN | 354613101 | Annual | 3/12/2014 | 5 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | SHAREHOLD | Y | Against | For |
| The Toronto-Dominion Bank | TD | 891160509 | Annual | 4/3/2014 | 1.1 | Elect Director William E. Bennett | MGMT | Y | For | For |
| The Toronto-Dominion Bank | TD | 891160509 | Annual | 4/3/2014 | 1.2 | Elect Director John L. Bragg | MGMT | Y | For | For |
| The Toronto-Dominion Bank | TD | 891160509 | Annual | 4/3/2014 | 1.3 | Elect Director Amy W. Brinkley | MGMT | Y | For | For |
| The Toronto-Dominion Bank | TD | 891160509 | Annual | 4/3/2014 | 1.4 | Elect Director W. Edmund Clark | MGMT | Y | For | For |
| The Toronto-Dominion Bank | TD | 891160509 | Annual | 4/3/2014 | 1.5 | Elect Director Colleen A. Goggins | MGMT | Y | For | For |
| The Toronto-Dominion Bank | TD | 891160509 | Annual | 4/3/2014 | 1.6 | Elect Director David E. Kepler | MGMT | Y | For | For |
| The Toronto-Dominion Bank | TD | 891160509 | Annual | 4/3/2014 | 1.7 | Elect Director Henry H. Ketcham | MGMT | Y | For | For |
| The Toronto-Dominion Bank | TD | 891160509 | Annual | 4/3/2014 | 1.8 | Elect Director Brian M. Levitt | MGMT | Y | For | For |
| The Toronto-Dominion Bank | TD | 891160509 | Annual | 4/3/2014 | 1.9 | Elect Director Alan N. MacGibbon | MGMT | Y | For | For |
| The Toronto-Dominion Bank | TD | 891160509 | Annual | 4/3/2014 | 1.10 | Elect Director Harold H. MacKay | MGMT | Y | For | For |
| The Toronto-Dominion Bank | TD | 891160509 | Annual | 4/3/2014 | 1.11 | Elect Director Karen E. Maidment | MGMT | Y | For | For |
| The Toronto-Dominion Bank | TD | 891160509 | Annual | 4/3/2014 | 1.12 | Elect Director Bharat B. Masrani | MGMT | Y | For | For |
| The Toronto-Dominion Bank | TD | 891160509 | Annual | 4/3/2014 | 1.13 | Elect Director Irene R. Miller | MGMT | Y | For | For |
| The Toronto-Dominion Bank | TD | 891160509 | Annual | 4/3/2014 | 1.14 | Elect Director Nadir H. Mohamed | MGMT | Y | For | For |
| The Toronto-Dominion Bank | TD | 891160509 | Annual | 4/3/2014 | 1.15 | Elect Director Wilbur J. Prezzano | MGMT | Y | For | For |
| The Toronto-Dominion Bank | TD | 891160509 | Annual | 4/3/2014 | 1.16 | Elect Director Helen K. Sinclair | MGMT | Y | For | For |
| The Toronto-Dominion Bank | TD | 891160509 | Annual | 4/3/2014 | 2 | Ratify Ernst & Young LLP as Auditors | MGMT | Y | For | For |
| The Toronto-Dominion Bank | TD | 891160509 | Annual | 4/3/2014 | 3 | Approve Remuneration of Directors | MGMT | Y | For | For |
| The Toronto-Dominion Bank | TD | 891160509 | Annual | 4/3/2014 | 4 | Advisory Vote on Executive Compensation Approach | MGMT | Y | For | For |
| The Toronto-Dominion Bank | TD | 891160509 | Annual | 4/3/2014 | 5 | SP A: Phase Out Stock Options as a Form of Compensation | SHAREHOLD | Y | Against | For |
| The Toronto-Dominion Bank | TD | 891160509 | Annual | 4/3/2014 | 6 | SP B: Disclose Conformation to the OECD's Guidelines | SHAREHOLD | Y | Against | For |
| The Toronto-Dominion Bank | TD | 891160509 | Annual | 4/3/2014 | 7 | SP C: Increase Disclosure of Pension Plans | SHAREHOLD | Y | Against | For |
| Fifth Third Bancorp | FITB | 316773100 | Annual | 4/15/2014 | 1.1 | Elect Director Nicholas K. Akins | MGMT | Y | For | For |
| Fifth Third Bancorp | FITB | 316773100 | Annual | 4/15/2014 | 1.2 | Elect Director B. Evan Bayh, III | MGMT | Y | For | For |
| Fifth Third Bancorp | FITB | 316773100 | Annual | 4/15/2014 | 1.3 | Elect Director Ulysses L. Bridgeman, Jr. | MGMT | Y | For | For |
| Fifth Third Bancorp | FITB | 316773100 | Annual | 4/15/2014 | 1.4 | Elect Director Emerson L. Brumback | MGMT | Y | For | For |
| Fifth Third Bancorp | FITB | 316773100 | Annual | 4/15/2014 | 1.5 | Elect Director James P. Hackett | MGMT | Y | For | For |
| Fifth Third Bancorp | FITB | 316773100 | Annual | 4/15/2014 | 1.6 | Elect Director Gary R. Heminger | MGMT | Y | Against | Against |
| Fifth Third Bancorp | FITB | 316773100 | Annual | 4/15/2014 | 1.7 | Elect Director Jewell D. Hoover | MGMT | Y | For | For |
| Fifth Third Bancorp | FITB | 316773100 | Annual | 4/15/2014 | 1.8 | Elect Director Kevin T. Kabat | MGMT | Y | For | For |
| Fifth Third Bancorp | FITB | 316773100 | Annual | 4/15/2014 | 1.9 | Elect Director Mitchel D. Livingston, Ph.D. | MGMT | Y | For | For |
| Fifth Third Bancorp | FITB | 316773100 | Annual | 4/15/2014 | 1.10 | Elect Director Michael B. McCallister | MGMT | Y | For | For |
| Fifth Third Bancorp | FITB | 316773100 | Annual | 4/15/2014 | 1.11 | Elect Director Hendrik G. Meijer | MGMT | Y | For | For |
| Fifth Third Bancorp | FITB | 316773100 | Annual | 4/15/2014 | 1.12 | Elect Director Marsha C. Williams | MGMT | Y | For | For |
| Fifth Third Bancorp | FITB | 316773100 | Annual | 4/15/2014 | 2 | Ratify Auditors | MGMT | Y | For | For |
| Fifth Third Bancorp | FITB | 316773100 | Annual | 4/15/2014 | 3 | Approve Omnibus Stock Plan | MGMT | Y | For | For |
| Fifth Third Bancorp | FITB | 316773100 | Annual | 4/15/2014 | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| Fifth Third Bancorp | FITB | 316773100 | Annual | 4/15/2014 | 5 | Advisory Vote on Say on Pay Frequency | MGMT | Y | Three Years | For |
| M&T Bank Corporation | MTB | 55261F104 | Annual | 4/15/2014 | 1.1 | Elect Director Brent D. Baird | MGMT | Y | For | For |
| M&T Bank Corporation | MTB | 55261F104 | Annual | 4/15/2014 | 1.2 | Elect Director C. Angela Bontempo | MGMT | Y | For | For |
| M&T Bank Corporation | MTB | 55261F104 | Annual | 4/15/2014 | 1.3 | Elect Director Robert T. Brady | MGMT | Y | For | For |
| M&T Bank Corporation | MTB | 55261F104 | Annual | 4/15/2014 | 1.4 | Elect Director T. Jefferson Cunningham, III | MGMT | Y | For | For |
| M&T Bank Corporation | MTB | 55261F104 | Annual | 4/15/2014 | 1.5 | Elect Director Mark J. Czarnecki | MGMT | Y | For | For |
| M&T Bank Corporation | MTB | 55261F104 | Annual | 4/15/2014 | 1.6 | Elect Director Gary N. Geisel | MGMT | Y | For | For |
| M&T Bank Corporation | MTB | 55261F104 | Annual | 4/15/2014 | 1.7 | Elect Director John D. Hawke, Jr. | MGMT | Y | For | For |
| M&T Bank Corporation | MTB | 55261F104 | Annual | 4/15/2014 | 1.8 | Elect Director Patrick W.E. Hodgson | MGMT | Y | For | For |
| M&T Bank Corporation | MTB | 55261F104 | Annual | 4/15/2014 | 1.9 | Elect Director Richard G. King | MGMT | Y | Withhold | Against |
| M&T Bank Corporation | MTB | 55261F104 | Annual | 4/15/2014 | 1.10 | Elect Director Jorge G. Pereira | MGMT | Y | For | For |
| M&T Bank Corporation | MTB | 55261F104 | Annual | 4/15/2014 | 1.11 | Elect Director Melinda R. Rich | MGMT | Y | For | For |
| M&T Bank Corporation | MTB | 55261F104 | Annual | 4/15/2014 | 1.12 | Elect Director Robert E. Sadler, Jr. | MGMT | Y | Withhold | Against |
| M&T Bank Corporation | MTB | 55261F104 | Annual | 4/15/2014 | 1.13 | Elect Director Herbert L. Washington | MGMT | Y | For | For |
| M&T Bank Corporation | MTB | 55261F104 | Annual | 4/15/2014 | 1.14 | Elect Director Robert G. Wilmers | MGMT | Y | For | For |
| M&T Bank Corporation | MTB | 55261F104 | Annual | 4/15/2014 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| M&T Bank Corporation | MTB | 55261F104 | Annual | 4/15/2014 | 3 | Ratify Auditors | MGMT | Y | For | For |
| U.S. Bancorp | USB | 902973304 | Annual | 4/15/2014 | 1a | Elect Director Douglas M. Baker, Jr. | MGMT | Y | Against | Against |
| U.S. Bancorp | USB | 902973304 | Annual | 4/15/2014 | 1b | Elect Director Y. Marc Belton | MGMT | Y | Against | Against |
| U.S. Bancorp | USB | 902973304 | Annual | 4/15/2014 | 1c | Elect Director Victoria Buyniski Gluckman | MGMT | Y | For | For |
| U.S. Bancorp | USB | 902973304 | Annual | 4/15/2014 | 1d | Elect Director Arthur D. Collins, Jr. | MGMT | Y | Against | Against |
| U.S. Bancorp | USB | 902973304 | Annual | 4/15/2014 | 1e | Elect Director Richard K. Davis | MGMT | Y | Against | Against |
| U.S. Bancorp | USB | 902973304 | Annual | 4/15/2014 | 1f | Elect Director Roland A. Hernandez | MGMT | Y | Against | Against |
| U.S. Bancorp | USB | 902973304 | Annual | 4/15/2014 | 1g | Elect Director Doreen Woo Ho | MGMT | Y | Against | Against |
| U.S. Bancorp | USB | 902973304 | Annual | 4/15/2014 | 1h | Elect Director Joel W. Johnson | MGMT | Y | Against | Against |
| U.S. Bancorp | USB | 902973304 | Annual | 4/15/2014 | 1i | Elect Director Olivia F. Kirtley | MGMT | Y | Against | Against |
| U.S. Bancorp | USB | 902973304 | Annual | 4/15/2014 | 1j | Elect Director Jerry W. Levin | MGMT | Y | Against | Against |
| U.S. Bancorp | USB | 902973304 | Annual | 4/15/2014 | 1k | Elect Director David B. O'Maley | MGMT | Y | Against | Against |
| U.S. Bancorp | USB | 902973304 | Annual | 4/15/2014 | 1l | Elect Director O'dell M. Owens | MGMT | Y | Against | Against |
| U.S. Bancorp | USB | 902973304 | Annual | 4/15/2014 | 1m | Elect Director Craig D. Schnuck | MGMT | Y | For | For |
| U.S. Bancorp | USB | 902973304 | Annual | 4/15/2014 | 1n | Elect Director Patrick T. Stokes | MGMT | Y | Against | Against |
| U.S. Bancorp | USB | 902973304 | Annual | 4/15/2014 | 2 | Ratify Auditors | MGMT | Y | Against | Against |
| U.S. Bancorp | USB | 902973304 | Annual | 4/15/2014 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| U.S. Bancorp | USB | 902973304 | Annual | 4/15/2014 | 4 | Require Independent Board Chairman | SHAREHOLD | Y | For | Against |
| Citigroup Inc. | C | 172967424 | Annual | 4/22/2014 | 1a | Elect Director Michael L. Corbat | MGMT | Y | For | For |
| Citigroup Inc. | C | 172967424 | Annual | 4/22/2014 | 1b | Elect Director Duncan P. Hennes | MGMT | Y | For | For |
| Citigroup Inc. | C | 172967424 | Annual | 4/22/2014 | 1c | Elect Director Franz B. Humer | MGMT | Y | Against | Against |
| Citigroup Inc. | C | 172967424 | Annual | 4/22/2014 | 1d | Elect Director Eugene M. McQuade | MGMT | Y | For | For |
| Citigroup Inc. | C | 172967424 | Annual | 4/22/2014 | 1e | Elect Director Michael E. O'Neill | MGMT | Y | Against | Against |
| Citigroup Inc. | C | 172967424 | Annual | 4/22/2014 | 1f | Elect Director Gary M. Reiner | MGMT | Y | For | For |
| Citigroup Inc. | C | 172967424 | Annual | 4/22/2014 | 1g | Elect Director Judith Rodin | MGMT | Y | Against | Against |
| Citigroup Inc. | C | 172967424 | Annual | 4/22/2014 | 1h | Elect Director Robert L. Ryan | MGMT | Y | For | For |
| Citigroup Inc. | C | 172967424 | Annual | 4/22/2014 | 1i | Elect Director Anthony M. Santomero | MGMT | Y | For | For |
| Citigroup Inc. | C | 172967424 | Annual | 4/22/2014 | 1j | Elect Director Joan E. Spero | MGMT | Y | For | For |
| Citigroup Inc. | C | 172967424 | Annual | 4/22/2014 | 1k | Elect Director Diana L. Taylor | MGMT | Y | For | For |
| Citigroup Inc. | C | 172967424 | Annual | 4/22/2014 | 1l | Elect Director William S. Thompson, Jr. | MGMT | Y | Against | Against |
| Citigroup Inc. | C | 172967424 | Annual | 4/22/2014 | 1m | Elect Director James S. Turley | MGMT | Y | Against | Against |
| Citigroup Inc. | C | 172967424 | Annual | 4/22/2014 | 1n | Elect Director Ernesto Zedillo Ponce de Leon | MGMT | Y | For | For |
| Citigroup Inc. | C | 172967424 | Annual | 4/22/2014 | 2 | Ratify Auditors | MGMT | Y | For | For |
| Citigroup Inc. | C | 172967424 | Annual | 4/22/2014 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | Against | Against |
| Citigroup Inc. | C | 172967424 | Annual | 4/22/2014 | 4 | Approve Omnibus Stock Plan | MGMT | Y | For | For |
| Citigroup Inc. | C | 172967424 | Annual | 4/22/2014 | 5 | Stock Retention/Holding Period | SHAREHOLD | Y | Against | For |
| Citigroup Inc. | C | 172967424 | Annual | 4/22/2014 | 6 | Report on Lobbying Payments and Policy | SHAREHOLD | Y | Against | For |
| Citigroup Inc. | C | 172967424 | Annual | 4/22/2014 | 7 | Amend Director Indemnifications Provisions | SHAREHOLD | Y | Against | For |
| Citigroup Inc. | C | 172967424 | Annual | 4/22/2014 | 8 | Adopt Proxy Access Right | SHAREHOLD | Y | Against | For |
| MetLife, Inc. | MET | 59156R108 | Annual | 4/22/2014 | 1.1 | Elect Director Cheryl W. Grisé | MGMT | Y | For | For |
| MetLife, Inc. | MET | 59156R108 | Annual | 4/22/2014 | 1.2 | Elect Director Carlos M. Gutierrez | MGMT | Y | For | For |
| MetLife, Inc. | MET | 59156R108 | Annual | 4/22/2014 | 1.3 | Elect Director R. Glenn Hubbard | MGMT | Y | For | For |
| MetLife, Inc. | MET | 59156R108 | Annual | 4/22/2014 | 1.4 | Elect Director Steven A. Kandarian | MGMT | Y | For | For |
| MetLife, Inc. | MET | 59156R108 | Annual | 4/22/2014 | 1.5 | Elect Director John M. Keane | MGMT | Y | For | For |
| MetLife, Inc. | MET | 59156R108 | Annual | 4/22/2014 | 1.6 | Elect Director Alfred F. Kelly, Jr. | MGMT | Y | For | For |
| MetLife, Inc. | MET | 59156R108 | Annual | 4/22/2014 | 1.7 | Elect Director William E. Kennard | MGMT | Y | For | For |
| MetLife, Inc. | MET | 59156R108 | Annual | 4/22/2014 | 1.8 | Elect Director James M. Kilts | MGMT | Y | For | For |
| MetLife, Inc. | MET | 59156R108 | Annual | 4/22/2014 | 1.9 | Elect Director Catherine R. Kinney | MGMT | Y | For | For |
| MetLife, Inc. | MET | 59156R108 | Annual | 4/22/2014 | 1.10 | Elect Director Denise M. Morrison | MGMT | Y | For | For |
| MetLife, Inc. | MET | 59156R108 | Annual | 4/22/2014 | 1.11 | Elect Director Kenton J. Sicchitano | MGMT | Y | For | For |
| MetLife, Inc. | MET | 59156R108 | Annual | 4/22/2014 | 1.12 | Elect Director Lulu C. Wang | MGMT | Y | For | For |
| MetLife, Inc. | MET | 59156R108 | Annual | 4/22/2014 | 2 | Ratify Auditors | MGMT | Y | For | For |
| MetLife, Inc. | MET | 59156R108 | Annual | 4/22/2014 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| MetLife, Inc. | MET | 59156R108 | Annual | 4/22/2014 | 4 | Approve Omnibus Stock Plan | MGMT | Y | For | For |
| MetLife, Inc. | MET | 59156R108 | Annual | 4/22/2014 | 5 | Approve Non-Employee Director Omnibus Stock Plan | MGMT | Y | For | For |
| SunTrust Banks, Inc. | STI | 867914103 | Annual | 4/22/2014 | 1.1 | Elect Director Robert M. Beall, II | MGMT | Y | For | For |
| SunTrust Banks, Inc. | STI | 867914103 | Annual | 4/22/2014 | 1.2 | Elect Director David H. Hughes | MGMT | Y | For | For |
| SunTrust Banks, Inc. | STI | 867914103 | Annual | 4/22/2014 | 1.3 | Elect Director M. Douglas Ivester | MGMT | Y | For | For |
| SunTrust Banks, Inc. | STI | 867914103 | Annual | 4/22/2014 | 1.4 | Elect Director Kyle Prechtl Legg | MGMT | Y | For | For |
| SunTrust Banks, Inc. | STI | 867914103 | Annual | 4/22/2014 | 1.5 | Elect Director William A. Linnenbringer | MGMT | Y | For | For |
| SunTrust Banks, Inc. | STI | 867914103 | Annual | 4/22/2014 | 1.6 | Elect Director Donna S. Morea | MGMT | Y | For | For |
| SunTrust Banks, Inc. | STI | 867914103 | Annual | 4/22/2014 | 1.7 | Elect Director David M. Ratcliffe | MGMT | Y | For | For |
| SunTrust Banks, Inc. | STI | 867914103 | Annual | 4/22/2014 | 1.8 | Elect Director William H. Rogers, Jr. | MGMT | Y | For | For |
| SunTrust Banks, Inc. | STI | 867914103 | Annual | 4/22/2014 | 1.9 | Elect Director Frank P. Scruggs, Jr. | MGMT | Y | For | For |
| SunTrust Banks, Inc. | STI | 867914103 | Annual | 4/22/2014 | 1.10 | Elect Director Thomas R. Watjen | MGMT | Y | For | For |
| SunTrust Banks, Inc. | STI | 867914103 | Annual | 4/22/2014 | 1.11 | Elect Director Phail Wynn, Jr. | MGMT | Y | For | For |
| SunTrust Banks, Inc. | STI | 867914103 | Annual | 4/22/2014 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| SunTrust Banks, Inc. | STI | 867914103 | Annual | 4/22/2014 | 3 | Amend Omnibus Stock Plan | MGMT | Y | For | For |
| SunTrust Banks, Inc. | STI | 867914103 | Annual | 4/22/2014 | 4 | Amend Omnibus Stock Plan | MGMT | Y | For | For |
| SunTrust Banks, Inc. | STI | 867914103 | Annual | 4/22/2014 | 5 | Amend Executive Incentive Bonus Plan | MGMT | Y | For | For |
| SunTrust Banks, Inc. | STI | 867914103 | Annual | 4/22/2014 | 6 | Ratify Auditors | MGMT | Y | For | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | Annual | 4/22/2014 | 1.1 | Elect Director Richard O. Berndt | MGMT | Y | For | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | Annual | 4/22/2014 | 1.2 | Elect Director Charles E. Bunch | MGMT | Y | Against | Against |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | Annual | 4/22/2014 | 1.3 | Elect Director Paul W. Chellgren | MGMT | Y | Against | Against |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | Annual | 4/22/2014 | 1.4 | Elect Director William S. Demchak | MGMT | Y | Against | Against |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | Annual | 4/22/2014 | 1.5 | Elect Director Andrew T. Feldstein | MGMT | Y | Against | Against |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | Annual | 4/22/2014 | 1.6 | Elect Director Kay Coles James | MGMT | Y | For | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | Annual | 4/22/2014 | 1.7 | Elect Director Richard B. Kelson | MGMT | Y | Against | Against |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | Annual | 4/22/2014 | 1.8 | Elect Director Anthony A. Massaro | MGMT | Y | Against | Against |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | Annual | 4/22/2014 | 1.9 | Elect Director Jane G. Pepper | MGMT | Y | For | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | Annual | 4/22/2014 | 1.10 | Elect Director Donald J. Shepard | MGMT | Y | For | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | Annual | 4/22/2014 | 1.11 | Elect Director Lorene K. Steffes | MGMT | Y | For | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | Annual | 4/22/2014 | 1.12 | Elect Director Dennis F. Strigl | MGMT | Y | Against | Against |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | Annual | 4/22/2014 | 1.13 | Elect Director Thomas J. Usher | MGMT | Y | Against | Against |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | Annual | 4/22/2014 | 1.14 | Elect Director George H. Walls, Jr. | MGMT | Y | For | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | Annual | 4/22/2014 | 1.15 | Elect Director Helge H. Wehmeier | MGMT | Y | Against | Against |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | Annual | 4/22/2014 | 2 | Ratify Auditors | MGMT | Y | For | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | Annual | 4/22/2014 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | Against | Against |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | Annual | 4/22/2014 | 4 | Report on Climate Change Financing Risk | SHAREHOLD | Y | Against | For |
| Barclays plc | BARC | G08036124 | Annual | 4/24/2014 | 1 | Accept Financial Statements and Statutory Reports | MGMT | Y | For | For |
| Barclays plc | BARC | G08036124 | Annual | 4/24/2014 | 2 | Approve Remuneration Report | MGMT | Y | Against | Against |
| Barclays plc | BARC | G08036124 | Annual | 4/24/2014 | 3 | Approve Remuneration Policy | MGMT | Y | For | For |
| Barclays plc | BARC | G08036124 | Annual | 4/24/2014 | 4 | Approve Maximum Ratio of Fixed to Variable Remuneration | MGMT | Y | For | For |
| Barclays plc | BARC | G08036124 | Annual | 4/24/2014 | 5 | Elect Mike Ashley as Director | MGMT | Y | For | For |
| Barclays plc | BARC | G08036124 | Annual | 4/24/2014 | 6 | Elect Wendy Lucas-Bull as Director | MGMT | Y | Against | Against |
| Barclays plc | BARC | G08036124 | Annual | 4/24/2014 | 7 | Elect Tushar Morzaria as Director | MGMT | Y | For | For |
| Barclays plc | BARC | G08036124 | Annual | 4/24/2014 | 8 | Elect Frits van Paasschen as Director | MGMT | Y | For | For |
| Barclays plc | BARC | G08036124 | Annual | 4/24/2014 | 9 | Elect Steve Thieke as Director | MGMT | Y | Against | Against |
| Barclays plc | BARC | G08036124 | Annual | 4/24/2014 | 10 | Re-elect Tim Breedon as Director | MGMT | Y | Against | Against |
| Barclays plc | BARC | G08036124 | Annual | 4/24/2014 | 11 | Re-elect Reuben Jeffery III as Director | MGMT | Y | For | For |
| Barclays plc | BARC | G08036124 | Annual | 4/24/2014 | 12 | Re-elect Antony Jenkins as Director | MGMT | Y | For | For |
| Barclays plc | BARC | G08036124 | Annual | 4/24/2014 | 13 | Re-elect Dambisa Moyo as Director | MGMT | Y | For | For |
| Barclays plc | BARC | G08036124 | Annual | 4/24/2014 | 14 | Re-elect Sir Michael Rake as Director | MGMT | Y | For | For |
| Barclays plc | BARC | G08036124 | Annual | 4/24/2014 | 15 | Re-elect Diane de Saint Victor as Director | MGMT | Y | For | For |
| Barclays plc | BARC | G08036124 | Annual | 4/24/2014 | 16 | Re-elect Sir John Sunderland as Director | MGMT | Y | Against | Against |
| Barclays plc | BARC | G08036124 | Annual | 4/24/2014 | 17 | Re-elect Sir David Walker as Director | MGMT | Y | Against | Against |
| Barclays plc | BARC | G08036124 | Annual | 4/24/2014 | 18 | Reappoint PricewaterhouseCoopers LLP as Auditors | MGMT | Y | For | For |
| Barclays plc | BARC | G08036124 | Annual | 4/24/2014 | 19 | Authorise Board to Fix Remuneration of Auditors | MGMT | Y | For | For |
| Barclays plc | BARC | G08036124 | Annual | 4/24/2014 | 20 | Authorise EU Political Donations and Expenditure | MGMT | Y | For | For |
| Barclays plc | BARC | G08036124 | Annual | 4/24/2014 | 21 | Authorise Issue of Equity with Pre-emptive Rights | MGMT | Y | For | For |
| Barclays plc | BARC | G08036124 | Annual | 4/24/2014 | 22 | Authorise Issue of Equity without Pre-emptive Rights | MGMT | Y | For | For |
| Barclays plc | BARC | G08036124 | Annual | 4/24/2014 | 23 | Authorise Issue of Equity with Pre-emptive Rights in Relation to the Issuance of Contingent Equity Conversion Notes | MGMT | Y | For | For |
| Barclays plc | BARC | G08036124 | Annual | 4/24/2014 | 24 | Authorise Issue of Equity without Pre-emptive Rights in Relation to the Issuance of Contingent Equity Conversion Notes | MGMT | Y | For | For |
| Barclays plc | BARC | G08036124 | Annual | 4/24/2014 | 25 | Authorise Market Purchase of Ordinary Shares | MGMT | Y | For | For |
| Barclays plc | BARC | G08036124 | Annual | 4/24/2014 | 26 | Authorise the Company to Call EGM with Two Weeks' Notice | MGMT | Y | Against | Against |
| Wells Fargo & Company | WFC | 949746101 | Annual | 4/29/2014 | 1a | Elect Director John D. Baker, II | MGMT | Y | Against | Against |
| Wells Fargo & Company | WFC | 949746101 | Annual | 4/29/2014 | 1b | Elect Director Elaine L. Chao | MGMT | Y | For | For |
| Wells Fargo & Company | WFC | 949746101 | Annual | 4/29/2014 | 1c | Elect Director John S. Chen | MGMT | Y | For | For |
| Wells Fargo & Company | WFC | 949746101 | Annual | 4/29/2014 | 1d | Elect Director Lloyd H. Dean | MGMT | Y | For | For |
| Wells Fargo & Company | WFC | 949746101 | Annual | 4/29/2014 | 1e | Elect Director Susan E. Engel | MGMT | Y | For | For |
| Wells Fargo & Company | WFC | 949746101 | Annual | 4/29/2014 | 1f | Elect Director Enrique Hernandez, Jr. | MGMT | Y | For | For |
| Wells Fargo & Company | WFC | 949746101 | Annual | 4/29/2014 | 1g | Elect Director Donald M. James | MGMT | Y | Against | Against |
| Wells Fargo & Company | WFC | 949746101 | Annual | 4/29/2014 | 1h | Elect Director Cynthia H. Milligan | MGMT | Y | Against | Against |
| Wells Fargo & Company | WFC | 949746101 | Annual | 4/29/2014 | 1i | Elect Director Federico F. Pena | MGMT | Y | For | For |
| Wells Fargo & Company | WFC | 949746101 | Annual | 4/29/2014 | 1j | Elect Director James H. Quigley | MGMT | Y | For | For |
| Wells Fargo & Company | WFC | 949746101 | Annual | 4/29/2014 | 1k | Elect Director Judith M. Runstad | MGMT | Y | For | For |
| Wells Fargo & Company | WFC | 949746101 | Annual | 4/29/2014 | 1l | Elect Director Stephen W. Sanger | MGMT | Y | For | For |
| Wells Fargo & Company | WFC | 949746101 | Annual | 4/29/2014 | 1m | Elect Director John G. Stumpf | MGMT | Y | For | For |
| Wells Fargo & Company | WFC | 949746101 | Annual | 4/29/2014 | 1n | Elect Director Susan G. Swenson | MGMT | Y | For | For |
| Wells Fargo & Company | WFC | 949746101 | Annual | 4/29/2014 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| Wells Fargo & Company | WFC | 949746101 | Annual | 4/29/2014 | 3 | Ratify Auditors | MGMT | Y | For | For |
| Wells Fargo & Company | WFC | 949746101 | Annual | 4/29/2014 | 4 | Require Independent Board Chairman | SHAREHOLD | Y | For | Against |
| Wells Fargo & Company | WFC | 949746101 | Annual | 4/29/2014 | 5 | Review Fair Housing and Fair Lending Compliance | SHAREHOLD | Y | Against | For |
| Ameriprise Financial, Inc. | AMP | 03076C106 | Annual | 4/30/2014 | 1a | Elect Director James M. Cracchiolo | MGMT | Y | For | For |
| Ameriprise Financial, Inc. | AMP | 03076C106 | Annual | 4/30/2014 | 1b | Elect Director Dianne Neal Blixt | MGMT | Y | For | For |
| Ameriprise Financial, Inc. | AMP | 03076C106 | Annual | 4/30/2014 | 1c | Elect Director Amy DiGeso | MGMT | Y | For | For |
| Ameriprise Financial, Inc. | AMP | 03076C106 | Annual | 4/30/2014 | 1d | Elect Director Lon R. Greenberg | MGMT | Y | For | For |
| Ameriprise Financial, Inc. | AMP | 03076C106 | Annual | 4/30/2014 | 1e | Elect Director W. Walker Lewis | MGMT | Y | For | For |
| Ameriprise Financial, Inc. | AMP | 03076C106 | Annual | 4/30/2014 | 1f | Elect Director Siri S. Marshall | MGMT | Y | For | For |
| Ameriprise Financial, Inc. | AMP | 03076C106 | Annual | 4/30/2014 | 1g | Elect Director Jeffrey Noddle | MGMT | Y | For | For |
| Ameriprise Financial, Inc. | AMP | 03076C106 | Annual | 4/30/2014 | 1h | Elect Director H. Jay Sarles | MGMT | Y | Against | Against |
| Ameriprise Financial, Inc. | AMP | 03076C106 | Annual | 4/30/2014 | 1i | Elect Director Robert F. Sharpe, Jr. | MGMT | Y | For | For |
| Ameriprise Financial, Inc. | AMP | 03076C106 | Annual | 4/30/2014 | 1j | Elect Director William H. Turner | MGMT | Y | For | For |
| Ameriprise Financial, Inc. | AMP | 03076C106 | Annual | 4/30/2014 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| Ameriprise Financial, Inc. | AMP | 03076C106 | Annual | 4/30/2014 | 3 | Eliminate Supermajority Vote Requirement | MGMT | Y | For | For |
| Ameriprise Financial, Inc. | AMP | 03076C106 | Annual | 4/30/2014 | 4 | Amend Omnibus Stock Plan | MGMT | Y | For | For |
| Ameriprise Financial, Inc. | AMP | 03076C106 | Annual | 4/30/2014 | 5 | Ratify Auditors | MGMT | Y | For | For |
| Ameriprise Financial, Inc. | AMP | 03076C106 | Annual | 4/30/2014 | 6 | Report on Political Contributions | SHAREHOLD | Y | Against | For |
| Berkshire Hathaway Inc. | BRK.B | 084670702 | Annual | 5/3/2014 | 1.1 | Elect Director Warren E. Buffett | MGMT | Y | For | For |
| Berkshire Hathaway Inc. | BRK.B | 084670702 | Annual | 5/3/2014 | 1.2 | Elect Director Charles T. Munger | MGMT | Y | For | For |
| Berkshire Hathaway Inc. | BRK.B | 084670702 | Annual | 5/3/2014 | 1.3 | Elect Director Howard G. Buffett | MGMT | Y | For | For |
| Berkshire Hathaway Inc. | BRK.B | 084670702 | Annual | 5/3/2014 | 1.4 | Elect Director Stephen B. Burke | MGMT | Y | For | For |
| Berkshire Hathaway Inc. | BRK.B | 084670702 | Annual | 5/3/2014 | 1.5 | Elect Director Susan L. Decker | MGMT | Y | Withhold | Against |
| Berkshire Hathaway Inc. | BRK.B | 084670702 | Annual | 5/3/2014 | 1.6 | Elect Director William H. Gates, III | MGMT | Y | For | For |
| Berkshire Hathaway Inc. | BRK.B | 084670702 | Annual | 5/3/2014 | 1.7 | Elect Director David S. Gottesman | MGMT | Y | Withhold | Against |
| Berkshire Hathaway Inc. | BRK.B | 084670702 | Annual | 5/3/2014 | 1.8 | Elect Director Charlotte Guyman | MGMT | Y | Withhold | Against |
| Berkshire Hathaway Inc. | BRK.B | 084670702 | Annual | 5/3/2014 | 1.9 | Elect Director Donald R. Keough | MGMT | Y | Withhold | Against |
| Berkshire Hathaway Inc. | BRK.B | 084670702 | Annual | 5/3/2014 | 1.10 | Elect Director Thomas S. Murphy | MGMT | Y | Withhold | Against |
| Berkshire Hathaway Inc. | BRK.B | 084670702 | Annual | 5/3/2014 | 1.11 | Elect Director Ronald L. Olson | MGMT | Y | For | For |
| Berkshire Hathaway Inc. | BRK.B | 084670702 | Annual | 5/3/2014 | 1.12 | Elect Director Walter Scott, Jr. | MGMT | Y | Withhold | Against |
| Berkshire Hathaway Inc. | BRK.B | 084670702 | Annual | 5/3/2014 | 1.13 | Elect Director Meryl B. Witmer | MGMT | Y | Withhold | Against |
| Berkshire Hathaway Inc. | BRK.B | 084670702 | Annual | 5/3/2014 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| Berkshire Hathaway Inc. | BRK.B | 084670702 | Annual | 5/3/2014 | 3 | Advisory Vote on Say on Pay Frequency | MGMT | Y | Three Years | For |
| Berkshire Hathaway Inc. | BRK.B | 084670702 | Annual | 5/3/2014 | 4 | Adopt Quantitative Goals for GHG and Other Air Emissions | SHAREHOLD | Y | Against | For |
| Berkshire Hathaway Inc. | BRK.B | 084670702 | Annual | 5/3/2014 | 5 | Approve Annual Dividends | SHAREHOLD | Y | Against | For |
| Bank of America Corporation | BAC | 060505104 | Annual | 5/7/2014 | 1.1 | Elect Director Sharon L. Allen | MGMT | Y | Against | Against |
| Bank of America Corporation | BAC | 060505104 | Annual | 5/7/2014 | 1.2 | Elect Director Susan S. Bies | MGMT | Y | Against | Against |
| Bank of America Corporation | BAC | 060505104 | Annual | 5/7/2014 | 1.3 | Elect Director Jack O. Bovender, Jr. | MGMT | Y | For | For |
| Bank of America Corporation | BAC | 060505104 | Annual | 5/7/2014 | 1.4 | Elect Director Frank P. Bramble, Sr. | MGMT | Y | For | For |
| Bank of America Corporation | BAC | 060505104 | Annual | 5/7/2014 | 1.5 | Elect Director Pierre J. P. de Weck | MGMT | Y | Against | Against |
| Bank of America Corporation | BAC | 060505104 | Annual | 5/7/2014 | 1.6 | Elect Director Arnold W. Donald | MGMT | Y | For | For |
| Bank of America Corporation | BAC | 060505104 | Annual | 5/7/2014 | 1.7 | Elect Director Charles K. Gifford | MGMT | Y | For | For |
| Bank of America Corporation | BAC | 060505104 | Annual | 5/7/2014 | 1.8 | Elect Director Charles O. Holliday, Jr. | MGMT | Y | For | For |
| Bank of America Corporation | BAC | 060505104 | Annual | 5/7/2014 | 1.9 | Elect Director Linda P. Hudson | MGMT | Y | For | For |
| Bank of America Corporation | BAC | 060505104 | Annual | 5/7/2014 | 1.10 | Elect Director Monica C. Lozano | MGMT | Y | For | For |
| Bank of America Corporation | BAC | 060505104 | Annual | 5/7/2014 | 1.11 | Elect Director Thomas J. May | MGMT | Y | For | For |
| Bank of America Corporation | BAC | 060505104 | Annual | 5/7/2014 | 1.12 | Elect Director Brian T. Moynihan | MGMT | Y | For | For |
| Bank of America Corporation | BAC | 060505104 | Annual | 5/7/2014 | 1.13 | Elect Director Lionel L. Nowell, III | MGMT | Y | Against | Against |
| Bank of America Corporation | BAC | 060505104 | Annual | 5/7/2014 | 1.14 | Elect Director Clayton S. Rose | MGMT | Y | For | For |
| Bank of America Corporation | BAC | 060505104 | Annual | 5/7/2014 | 1.15 | Elect Director R. David Yost | MGMT | Y | Against | Against |
| Bank of America Corporation | BAC | 060505104 | Annual | 5/7/2014 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| Bank of America Corporation | BAC | 060505104 | Annual | 5/7/2014 | 3 | Ratify Auditors | MGMT | Y | Against | Against |
| Bank of America Corporation | BAC | 060505104 | Annual | 5/7/2014 | 4 | Amend Certificate of Designations for Series T Preferred Stock | MGMT | Y | For | For |
| Bank of America Corporation | BAC | 060505104 | Annual | 5/7/2014 | 5 | Provide for Cumulative Voting | SHAREHOLD | Y | Against | For |
| Bank of America Corporation | BAC | 060505104 | Annual | 5/7/2014 | 6 | Adopt Proxy Access Right | SHAREHOLD | Y | Against | For |
| Bank of America Corporation | BAC | 060505104 | Annual | 5/7/2014 | 7 | Report on Climate Change Financing Risk | SHAREHOLD | Y | Against | For |
| Bank of America Corporation | BAC | 060505104 | Annual | 5/7/2014 | 8 | Report on Lobbying Payments and Policy | SHAREHOLD | Y | For | Against |
| Discover Financial Services | DFS | 254709108 | Annual | 5/7/2014 | 1.1 | Elect Director Jeffrey S. Aronin | MGMT | Y | For | For |
| Discover Financial Services | DFS | 254709108 | Annual | 5/7/2014 | 1.2 | Elect Director Mary K. Bush | MGMT | Y | For | For |
| Discover Financial Services | DFS | 254709108 | Annual | 5/7/2014 | 1.3 | Elect Director Gregory C. Case | MGMT | Y | For | For |
| Discover Financial Services | DFS | 254709108 | Annual | 5/7/2014 | 1.4 | Elect Director Candace H. Duncan | MGMT | Y | For | For |
| Discover Financial Services | DFS | 254709108 | Annual | 5/7/2014 | 1.5 | Elect Director Cynthia A. Glassman | MGMT | Y | For | For |
| Discover Financial Services | DFS | 254709108 | Annual | 5/7/2014 | 1.6 | Elect Director Richard H. Lenny | MGMT | Y | For | For |
| Discover Financial Services | DFS | 254709108 | Annual | 5/7/2014 | 1.7 | Elect Director Thomas G. Maheras | MGMT | Y | For | For |
| Discover Financial Services | DFS | 254709108 | Annual | 5/7/2014 | 1.8 | Elect Director Michael H. Moskow | MGMT | Y | For | For |
| Discover Financial Services | DFS | 254709108 | Annual | 5/7/2014 | 1.9 | Elect Director David W. Nelms | MGMT | Y | For | For |
| Discover Financial Services | DFS | 254709108 | Annual | 5/7/2014 | 1.10 | Elect Director Mark A. Thierer | MGMT | Y | For | For |
| Discover Financial Services | DFS | 254709108 | Annual | 5/7/2014 | 1.11 | Elect Director Lawrence A. Weinbach | MGMT | Y | For | For |
| Discover Financial Services | DFS | 254709108 | Annual | 5/7/2014 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| Discover Financial Services | DFS | 254709108 | Annual | 5/7/2014 | 3 | Amend Omnibus Stock Plan | MGMT | Y | For | For |
| Discover Financial Services | DFS | 254709108 | Annual | 5/7/2014 | 4 | Ratify Auditors | MGMT | Y | For | For |
| Standard Chartered plc | STAN | G84228157 | Annual | 5/8/2014 | 1 | Accept Financial Statements and Statutory Reports | MGMT | Y | For | For |
| Standard Chartered plc | STAN | G84228157 | Annual | 5/8/2014 | 2 | Approve Final Dividend | MGMT | Y | For | For |
| Standard Chartered plc | STAN | G84228157 | Annual | 5/8/2014 | 3 | Approve Remuneration Policy | MGMT | Y | Against | Against |
| Standard Chartered plc | STAN | G84228157 | Annual | 5/8/2014 | 4 | Approve Remuneration Report | MGMT | Y | For | For |
| Standard Chartered plc | STAN | G84228157 | Annual | 5/8/2014 | 5 | Elect Dr Kurt Campbell as Director | MGMT | Y | For | For |
| Standard Chartered plc | STAN | G84228157 | Annual | 5/8/2014 | 6 | Elect Christine Hodgson as Director | MGMT | Y | For | For |
| Standard Chartered plc | STAN | G84228157 | Annual | 5/8/2014 | 7 | Elect Naguib Kheraj as Director | MGMT | Y | For | For |
| Standard Chartered plc | STAN | G84228157 | Annual | 5/8/2014 | 8 | Re-elect Om Bhatt as Director | MGMT | Y | For | For |
| Standard Chartered plc | STAN | G84228157 | Annual | 5/8/2014 | 9 | Re-elect Jaspal Bindra as Director | MGMT | Y | For | For |
| Standard Chartered plc | STAN | G84228157 | Annual | 5/8/2014 | 10 | Re-elect Dr Louis Chi-Yan Cheung as Director | MGMT | Y | For | For |
| Standard Chartered plc | STAN | G84228157 | Annual | 5/8/2014 | 11 | Re-elect Dr Han Seung-soo as Director | MGMT | Y | For | For |
| Standard Chartered plc | STAN | G84228157 | Annual | 5/8/2014 | 12 | Re-elect Simon Lowth as Director | MGMT | Y | For | For |
| Standard Chartered plc | STAN | G84228157 | Annual | 5/8/2014 | 13 | Re-elect Ruth Markland as Director | MGMT | Y | For | For |
| Standard Chartered plc | STAN | G84228157 | Annual | 5/8/2014 | 14 | Re-elect John Paynter as Director | MGMT | Y | For | For |
| Standard Chartered plc | STAN | G84228157 | Annual | 5/8/2014 | 15 | Re-elect Sir John Peace as Director | MGMT | Y | Against | Against |
| Standard Chartered plc | STAN | G84228157 | Annual | 5/8/2014 | 16 | Re-elect Alun Rees as Director | MGMT | Y | For | For |
| Standard Chartered plc | STAN | G84228157 | Annual | 5/8/2014 | 17 | Re-elect Peter Sands as Director | MGMT | Y | For | For |
| Standard Chartered plc | STAN | G84228157 | Annual | 5/8/2014 | 18 | Re-elect Viswanathan Shankar as Director | MGMT | Y | For | For |
| Standard Chartered plc | STAN | G84228157 | Annual | 5/8/2014 | 19 | Re-elect Paul Skinner as Director | MGMT | Y | For | For |
| Standard Chartered plc | STAN | G84228157 | Annual | 5/8/2014 | 20 | Re-elect Dr Lars Thunell as Director | MGMT | Y | For | For |
| Standard Chartered plc | STAN | G84228157 | Annual | 5/8/2014 | 21 | Approve Disapplication of the Shareholding Qualification in Relation to Dr Kurt Campbell | MGMT | Y | For | For |
| Standard Chartered plc | STAN | G84228157 | Annual | 5/8/2014 | 22 | Reappoint KPMG Audit plc as Auditors | MGMT | Y | For | For |
| Standard Chartered plc | STAN | G84228157 | Annual | 5/8/2014 | 23 | Authorise Board to Fix Remuneration of Auditors | MGMT | Y | For | For |
| Standard Chartered plc | STAN | G84228157 | Annual | 5/8/2014 | 24 | Approve EU Political Donations and Expenditure | MGMT | Y | For | For |
| Standard Chartered plc | STAN | G84228157 | Annual | 5/8/2014 | 25 | Authorise Issue of Equity with Pre-emptive Rights | MGMT | Y | For | For |
| Standard Chartered plc | STAN | G84228157 | Annual | 5/8/2014 | 26 | Authorise Issue of Equity with Pre-emptive Rights | MGMT | Y | For | For |
| Standard Chartered plc | STAN | G84228157 | Annual | 5/8/2014 | 27 | Authorise Issue of Equity with Pre-emptive Rights in Relation to Equity Convertible Additional Tier 1 Securities | MGMT | Y | For | For |
| Standard Chartered plc | STAN | G84228157 | Annual | 5/8/2014 | 28 | Approve Scrip Dividend Program | MGMT | Y | For | For |
| Standard Chartered plc | STAN | G84228157 | Annual | 5/8/2014 | 29 | Authorise Issue of Equity without Pre-emptive Rights | MGMT | Y | For | For |
| Standard Chartered plc | STAN | G84228157 | Annual | 5/8/2014 | 30 | Authorise Issue of Equity without Pre-emptive Rights in Relation to Equity Convertible Additional Tier 1 Securities | MGMT | Y | For | For |
| Standard Chartered plc | STAN | G84228157 | Annual | 5/8/2014 | 31 | Authorise Market Purchase of Ordinary Shares | MGMT | Y | For | For |
| Standard Chartered plc | STAN | G84228157 | Annual | 5/8/2014 | 32 | Authorise Market Purchase of Preference Shares | MGMT | Y | For | For |
| Standard Chartered plc | STAN | G84228157 | Annual | 5/8/2014 | 33 | Authorise the Company to Call EGM with Two Weeks' Notice | MGMT | Y | Against | Against |
| Standard Chartered plc | STAN | G84228157 | Annual | 5/8/2014 | 34 | Fix Maximum Variable Compensation Ratio | MGMT | Y | For | For |
| American Express Company | AXP | 025816109 | Annual | 5/12/2014 | 1a | Elect Director Charlene Barshefsky | MGMT | Y | For | For |
| American Express Company | AXP | 025816109 | Annual | 5/12/2014 | 1b | Elect Director Ursula M. Burns | MGMT | Y | For | For |
| American Express Company | AXP | 025816109 | Annual | 5/12/2014 | 1c | Elect Director Kenneth I. Chenault | MGMT | Y | For | For |
| American Express Company | AXP | 025816109 | Annual | 5/12/2014 | 1d | Elect Director Peter Chernin | MGMT | Y | For | For |
| American Express Company | AXP | 025816109 | Annual | 5/12/2014 | 1e | Elect Director Anne Lauvergeon | MGMT | Y | For | For |
| American Express Company | AXP | 025816109 | Annual | 5/12/2014 | 1f | Elect Director Theodore J. Leonsis | MGMT | Y | For | For |
| American Express Company | AXP | 025816109 | Annual | 5/12/2014 | 1g | Elect Director Richard C. Levin | MGMT | Y | For | For |
| American Express Company | AXP | 025816109 | Annual | 5/12/2014 | 1h | Elect Director Richard A. McGinn | MGMT | Y | For | For |
| American Express Company | AXP | 025816109 | Annual | 5/12/2014 | 1i | Elect Director Samuel J. Palmisano | MGMT | Y | For | For |
| American Express Company | AXP | 025816109 | Annual | 5/12/2014 | 1j | Elect Director Steven S Reinemund | MGMT | Y | For | For |
| American Express Company | AXP | 025816109 | Annual | 5/12/2014 | 1k | Elect Director Daniel L. Vasella | MGMT | Y | For | For |
| American Express Company | AXP | 025816109 | Annual | 5/12/2014 | 1l | Elect Director Robert D. Walter | MGMT | Y | For | For |
| American Express Company | AXP | 025816109 | Annual | 5/12/2014 | 1m | Elect Director Ronald A. Williams | MGMT | Y | For | For |
| American Express Company | AXP | 025816109 | Annual | 5/12/2014 | 2 | Ratify Auditors | MGMT | Y | For | For |
| American Express Company | AXP | 025816109 | Annual | 5/12/2014 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| American Express Company | AXP | 025816109 | Annual | 5/12/2014 | 4 | Prepare Employment Diversity Report | SHAREHOLD | Y | Against | For |
| American Express Company | AXP | 025816109 | Annual | 5/12/2014 | 5 | Report on Board Oversight of Privacy and Data Security and Requests for Customer Information | SHAREHOLD | Y | Against | For |
| American Express Company | AXP | 025816109 | Annual | 5/12/2014 | 6 | Provide Right to Act by Written Consent | SHAREHOLD | Y | For | Against |
| American Express Company | AXP | 025816109 | Annual | 5/12/2014 | 7 | Stock Retention/Holding Period | SHAREHOLD | Y | Against | For |
| AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | Annual | 5/12/2014 | 1a | Elect Director Robert H. Benmosche | MGMT | Y | For | For |
| AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | Annual | 5/12/2014 | 1b | Elect Director W. Don Cornwell | MGMT | Y | For | For |
| AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | Annual | 5/12/2014 | 1c | Elect Director Peter R. Fisher | MGMT | Y | For | For |
| AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | Annual | 5/12/2014 | 1d | Elect Director John H. Fitzpatrick | MGMT | Y | For | For |
| AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | Annual | 5/12/2014 | 1e | Elect Director William G. Jurgensen | MGMT | Y | For | For |
| AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | Annual | 5/12/2014 | 1f | Elect Director Christopher S. Lynch | MGMT | Y | For | For |
| AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | Annual | 5/12/2014 | 1g | Elect Director Arthur C. Martinez | MGMT | Y | For | For |
| AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | Annual | 5/12/2014 | 1h | Elect Director George L. Miles, Jr. | MGMT | Y | Against | Against |
| AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | Annual | 5/12/2014 | 1i | Elect Director Henry S. Miller | MGMT | Y | For | For |
| AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | Annual | 5/12/2014 | 1j | Elect Director Robert S. Miller | MGMT | Y | For | For |
| AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | Annual | 5/12/2014 | 1k | Elect Director Suzanne Nora Johnson | MGMT | Y | For | For |
| AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | Annual | 5/12/2014 | 1l | Elect Director Ronald A. Rittenmeyer | MGMT | Y | For | For |
| AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | Annual | 5/12/2014 | 1m | Elect Director Douglas M. Steenland | MGMT | Y | For | For |
| AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | Annual | 5/12/2014 | 1n | Elect Director Theresa M. Stone | MGMT | Y | For | For |
| AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | Annual | 5/12/2014 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | Annual | 5/12/2014 | 3 | Amend Certificate of Incorporation to Continue to Restrict Certain Transfers of AIG Common Stock in Order to Protect AIG's Tax Attributes | MGMT | Y | For | For |
| AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | Annual | 5/12/2014 | 4 | Amend Tax Asset Protection Plan | MGMT | Y | For | For |
| AMERICAN INTERNATIONAL GROUP, INC. | AIG | 026874784 | Annual | 5/12/2014 | 5 | Ratify Auditors | MGMT | Y | For | For |
| State Street Corporation | STT | 857477103 | Annual | 5/14/2014 | 1a | Elect Director Jose E. Almeida | MGMT | Y | For | For |
| State Street Corporation | STT | 857477103 | Annual | 5/14/2014 | 1b | Elect Director Kennett F. Burnes | MGMT | Y | For | For |
| State Street Corporation | STT | 857477103 | Annual | 5/14/2014 | 1c | Elect Director Peter Coym | MGMT | Y | For | For |
| State Street Corporation | STT | 857477103 | Annual | 5/14/2014 | 1d | Elect Director Patrick de Saint-Aignan | MGMT | Y | For | For |
| State Street Corporation | STT | 857477103 | Annual | 5/14/2014 | 1e | Elect Director Amelia C. Fawcett | MGMT | Y | For | For |
| State Street Corporation | STT | 857477103 | Annual | 5/14/2014 | 1f | Elect Director Linda A. Hill | MGMT | Y | For | For |
| State Street Corporation | STT | 857477103 | Annual | 5/14/2014 | 1g | Elect Director Joseph L. Hooley | MGMT | Y | For | For |
| State Street Corporation | STT | 857477103 | Annual | 5/14/2014 | 1h | Elect Director Robert S. Kaplan | MGMT | Y | For | For |
| State Street Corporation | STT | 857477103 | Annual | 5/14/2014 | 1i | Elect Director Richard P. Sergel | MGMT | Y | For | For |
| State Street Corporation | STT | 857477103 | Annual | 5/14/2014 | 1j | Elect Director Ronald L. Skates | MGMT | Y | For | For |
| State Street Corporation | STT | 857477103 | Annual | 5/14/2014 | 1k | Elect Director Gregory L. Summe | MGMT | Y | For | For |
| State Street Corporation | STT | 857477103 | Annual | 5/14/2014 | 1l | Elect Director Thomas J. Wilson | MGMT | Y | For | For |
| State Street Corporation | STT | 857477103 | Annual | 5/14/2014 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| State Street Corporation | STT | 857477103 | Annual | 5/14/2014 | 3 | Ratify Auditors | MGMT | Y | For | For |
| ACE Limited | ACE | H0023R105 | Annual | 5/15/2014 | 1 | Accept Financial Statements and Statutory Reports | MGMT | Y | For | For |
| ACE Limited | ACE | H0023R105 | Annual | 5/15/2014 | 2 | Allocate Disposable Profit | MGMT | Y | For | For |
| ACE Limited | ACE | H0023R105 | Annual | 5/15/2014 | 3 | Approve Discharge of Board and Senior Management | MGMT | Y | For | For |
| ACE Limited | ACE | H0023R105 | Annual | 5/15/2014 | 4.1 | Elect Director John Edwardson | MGMT | Y | Against | Against |
| ACE Limited | ACE | H0023R105 | Annual | 5/15/2014 | 4.2 | Elect Director Kimberly Ross | MGMT | Y | For | For |
| ACE Limited | ACE | H0023R105 | Annual | 5/15/2014 | 4.3 | Elect Director Robert Scully | MGMT | Y | For | For |
| ACE Limited | ACE | H0023R105 | Annual | 5/15/2014 | 4.4 | Elect Director David Sidwell | MGMT | Y | For | For |
| ACE Limited | ACE | H0023R105 | Annual | 5/15/2014 | 4.5 | Elect Director Evan G. Greenberg | MGMT | Y | For | For |
| ACE Limited | ACE | H0023R105 | Annual | 5/15/2014 | 4.6 | Elect Director Robert M. Hernandez | MGMT | Y | Against | Against |
| ACE Limited | ACE | H0023R105 | Annual | 5/15/2014 | 4.7 | Elect Director Michael G. Atieh | MGMT | Y | For | For |
| ACE Limited | ACE | H0023R105 | Annual | 5/15/2014 | 4.8 | Elect Director Mary A. Cirillo | MGMT | Y | Against | Against |
| ACE Limited | ACE | H0023R105 | Annual | 5/15/2014 | 4.9 | Elect Director Michael P. Connors | MGMT | Y | Against | Against |
| ACE Limited | ACE | H0023R105 | Annual | 5/15/2014 | 4.10 | Elect Director Peter Menikoff | MGMT | Y | For | For |
| ACE Limited | ACE | H0023R105 | Annual | 5/15/2014 | 4.11 | Elect Director Leo F. Mullin | MGMT | Y | For | For |
| ACE Limited | ACE | H0023R105 | Annual | 5/15/2014 | 4.12 | Elect Director Eugene B. Shanks, Jr. | MGMT | Y | For | For |
| ACE Limited | ACE | H0023R105 | Annual | 5/15/2014 | 4.13 | Elect Director Theodore E. Shasta | MGMT | Y | For | For |
| ACE Limited | ACE | H0023R105 | Annual | 5/15/2014 | 4.14 | Elect Director Olivier Steimer | MGMT | Y | For | For |
| ACE Limited | ACE | H0023R105 | Annual | 5/15/2014 | 5 | Elect Evan G. Greenberg as Board Chairman | MGMT | Y | For | For |
| ACE Limited | ACE | H0023R105 | Annual | 5/15/2014 | 6.1 | Appoint Michael P. Connors as Member of the Compensation Committee | MGMT | Y | Against | Against |
| ACE Limited | ACE | H0023R105 | Annual | 5/15/2014 | 6.2 | Appoint Mary A. Cirillo as Member of the Compensation Committee | MGMT | Y | Against | Against |
| ACE Limited | ACE | H0023R105 | Annual | 5/15/2014 | 6.3 | Appoint John Edwardson as Member of the Compensation Committee | MGMT | Y | Against | Against |
| ACE Limited | ACE | H0023R105 | Annual | 5/15/2014 | 6.4 | Appoint Robert M. Hernandez as Member of the Compensation Committee | MGMT | Y | Against | Against |
| ACE Limited | ACE | H0023R105 | Annual | 5/15/2014 | 7 | Designate Homburger AG as Independent Proxy | MGMT | Y | For | For |
| ACE Limited | ACE | H0023R105 | Annual | 5/15/2014 | 8.1 | Ratify PricewaterhouseCoopers AG (Zurich) as Auditors | MGMT | Y | For | For |
| ACE Limited | ACE | H0023R105 | Annual | 5/15/2014 | 8.2 | Ratify PricewaterhouseCoopers LLP (United States) as Independent Registered Accounting Firm as Auditors | MGMT | Y | For | For |
| ACE Limited | ACE | H0023R105 | Annual | 5/15/2014 | 8.3 | Ratify BDO AG (Zurich) as Special Auditors | MGMT | Y | For | For |
| ACE Limited | ACE | H0023R105 | Annual | 5/15/2014 | 9 | Approve Creation of CHF 3.7 Billion Pool of Capital without Preemptive Rights | MGMT | Y | For | For |
| ACE Limited | ACE | H0023R105 | Annual | 5/15/2014 | 10 | Approve Dividend Distribution From Legal Reserves Through Reduction of Par Value | MGMT | Y | For | For |
| ACE Limited | ACE | H0023R105 | Annual | 5/15/2014 | 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | Against | Against |
| ACE Limited | ACE | H0023R105 | Annual | 5/15/2014 | 12 | Transact Other Business (Voting) | MGMT | Y | Against | Against |
| Invesco Ltd. | IVZ | G491BT108 | Annual | 5/15/2014 | 1 | Declassify the Board of Directors | MGMT | Y | For | For |
| Invesco Ltd. | IVZ | G491BT108 | Annual | 5/15/2014 | 2.1 | Elect Director Denis Kessler | MGMT | Y | Against | Against |
| Invesco Ltd. | IVZ | G491BT108 | Annual | 5/15/2014 | 2.2 | Elect Director G. Richard ('Rick') Wagoner, Jr. | MGMT | Y | Against | Against |
| Invesco Ltd. | IVZ | G491BT108 | Annual | 5/15/2014 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | Against | Against |
| Invesco Ltd. | IVZ | G491BT108 | Annual | 5/15/2014 | 4 | Ratify Auditors | MGMT | Y | For | For |
| Simon Property Group, Inc. | SPG | 828806109 | Annual | 5/15/2014 | 1.1 | Elect Director Melvyn E. Bergstein | MGMT | Y | For | For |
| Simon Property Group, Inc. | SPG | 828806109 | Annual | 5/15/2014 | 1.2 | Elect Director Larry C. Glasscock | MGMT | Y | For | For |
| Simon Property Group, Inc. | SPG | 828806109 | Annual | 5/15/2014 | 1.3 | Elect Director Karen N. Horn | MGMT | Y | Against | Against |
| Simon Property Group, Inc. | SPG | 828806109 | Annual | 5/15/2014 | 1.4 | Elect Director Allan Hubbard | MGMT | Y | For | For |
| Simon Property Group, Inc. | SPG | 828806109 | Annual | 5/15/2014 | 1.5 | Elect Director Reuben S. Leibowitz | MGMT | Y | For | For |
| Simon Property Group, Inc. | SPG | 828806109 | Annual | 5/15/2014 | 1.6 | Elect Director Daniel C. Smith | MGMT | Y | For | For |
| Simon Property Group, Inc. | SPG | 828806109 | Annual | 5/15/2014 | 1.7 | Elect Director J. Albert Smith, Jr. | MGMT | Y | For | For |
| Simon Property Group, Inc. | SPG | 828806109 | Annual | 5/15/2014 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| Simon Property Group, Inc. | SPG | 828806109 | Annual | 5/15/2014 | 3 | Amend Omnibus Stock Plan | MGMT | Y | For | For |
| Simon Property Group, Inc. | SPG | 828806109 | Annual | 5/15/2014 | 4 | Ratify Auditors | MGMT | Y | For | For |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | Annual | 5/16/2014 | 1a | Elect Director Lloyd C. Blankfein | MGMT | Y | For | For |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | Annual | 5/16/2014 | 1b | Elect Director M. Michele Burns | MGMT | Y | Against | Against |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | Annual | 5/16/2014 | 1c | Elect Director Gary D. Cohn | MGMT | Y | For | For |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | Annual | 5/16/2014 | 1d | Elect Director Claes Dahlback | MGMT | Y | Against | Against |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | Annual | 5/16/2014 | 1e | Elect Director William W. George | MGMT | Y | Against | Against |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | Annual | 5/16/2014 | 1f | Elect Director James A. Johnson | MGMT | Y | Against | Against |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | Annual | 5/16/2014 | 1g | Elect Director Lakshmi N. Mittal | MGMT | Y | Against | Against |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | Annual | 5/16/2014 | 1h | Elect Director Adebayo O. Ogunlesi | MGMT | Y | Against | Against |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | Annual | 5/16/2014 | 1i | Elect Director Peter Oppenheimer | MGMT | Y | Against | Against |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | Annual | 5/16/2014 | 1j | Elect Director James J. Schiro | MGMT | Y | Against | Against |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | Annual | 5/16/2014 | 1k | Elect Director Debora L. Spar | MGMT | Y | Against | Against |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | Annual | 5/16/2014 | 1l | Elect Director Mark E. Tucker | MGMT | Y | Against | Against |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | Annual | 5/16/2014 | 1m | Elect Director David A. Viniar | MGMT | Y | For | For |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | Annual | 5/16/2014 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | Against | Against |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | Annual | 5/16/2014 | 3 | Ratify Auditors | MGMT | Y | For | For |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | Annual | 5/16/2014 | 4 | Adopt Proxy Access Right | SHAREHOLD | Y | Against | For |
| PacWest Bancorp | PACW | 695263103 | Annual | 5/19/2014 | 1.1 | Elect Director Craig A. Carlson | MGMT | Y | Withhold | Against |
| PacWest Bancorp | PACW | 695263103 | Annual | 5/19/2014 | 1.2 | Elect Director John M. Eggemeyer | MGMT | Y | Withhold | Against |
| PacWest Bancorp | PACW | 695263103 | Annual | 5/19/2014 | 1.3 | Elect Director Barry C. Fitzpatrick | MGMT | Y | Withhold | Against |
| PacWest Bancorp | PACW | 695263103 | Annual | 5/19/2014 | 1.4 | Elect Director Andrew B. Fremder | MGMT | Y | For | For |
| PacWest Bancorp | PACW | 695263103 | Annual | 5/19/2014 | 1.5 | Elect Director C. William Hosler | MGMT | Y | Withhold | Against |
| PacWest Bancorp | PACW | 695263103 | Annual | 5/19/2014 | 1.6 | Elect Director Susan E. Lester | MGMT | Y | Withhold | Against |
| PacWest Bancorp | PACW | 695263103 | Annual | 5/19/2014 | 1.7 | Elect Director Douglas H. (Tad) Lowrey | MGMT | Y | Withhold | Against |
| PacWest Bancorp | PACW | 695263103 | Annual | 5/19/2014 | 1.8 | Elect Director Timothy B. Matz | MGMT | Y | Withhold | Against |
| PacWest Bancorp | PACW | 695263103 | Annual | 5/19/2014 | 1.9 | Elect Director Roger H. Molvar | MGMT | Y | Withhold | Against |
| PacWest Bancorp | PACW | 695263103 | Annual | 5/19/2014 | 1.10 | Elect Director James J. Pieczynski | MGMT | Y | Withhold | Against |
| PacWest Bancorp | PACW | 695263103 | Annual | 5/19/2014 | 1.11 | Elect Director Daniel B. Platt | MGMT | Y | Withhold | Against |
| PacWest Bancorp | PACW | 695263103 | Annual | 5/19/2014 | 1.12 | Elect Director Robert A. Stine | MGMT | Y | Withhold | Against |
| PacWest Bancorp | PACW | 695263103 | Annual | 5/19/2014 | 1.13 | Elect Director Matthew P. Wagner | MGMT | Y | Withhold | Against |
| PacWest Bancorp | PACW | 695263103 | Annual | 5/19/2014 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | Against | Against |
| PacWest Bancorp | PACW | 695263103 | Annual | 5/19/2014 | 3 | Ratify Auditors | MGMT | Y | Against | Against |
| PacWest Bancorp | PACW | 695263103 | Annual | 5/19/2014 | 4 | Adjourn Meeting | MGMT | Y | Against | Against |
| PacWest Bancorp | PACW | 695263103 | Annual | 5/19/2014 | 5 | Other Business | MGMT | Y | Against | Against |
| JPMorgan Chase & Co. | JPM | 46625H100 | Annual | 5/20/2014 | 1a | Elect Director Linda B. Bammann | MGMT | Y | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | Annual | 5/20/2014 | 1b | Elect Director James A. Bell | MGMT | Y | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | Annual | 5/20/2014 | 1c | Elect Director Crandall C. Bowles | MGMT | Y | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | Annual | 5/20/2014 | 1d | Elect Director Stephen B. Burke | MGMT | Y | Against | Against |
| JPMorgan Chase & Co. | JPM | 46625H100 | Annual | 5/20/2014 | 1e | Elect Director James S. Crown | MGMT | Y | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | Annual | 5/20/2014 | 1f | Elect Director James Dimon | MGMT | Y | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | Annual | 5/20/2014 | 1g | Elect Director Timothy P. Flynn | MGMT | Y | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | Annual | 5/20/2014 | 1h | Elect Director Laban P. Jackson, Jr. | MGMT | Y | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | Annual | 5/20/2014 | 1i | Elect Director Michael A. Neal | MGMT | Y | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | Annual | 5/20/2014 | 1j | Elect Director Lee R. Raymond | MGMT | Y | Against | Against |
| JPMorgan Chase & Co. | JPM | 46625H100 | Annual | 5/20/2014 | 1k | Elect Director William C. Weldon | MGMT | Y | Against | Against |
| JPMorgan Chase & Co. | JPM | 46625H100 | Annual | 5/20/2014 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | Against | Against |
| JPMorgan Chase & Co. | JPM | 46625H100 | Annual | 5/20/2014 | 3 | Ratify Auditors | MGMT | Y | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | Annual | 5/20/2014 | 4 | Report on Lobbying Payments and Policy | SHAREHOLD | Y | Against | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | Annual | 5/20/2014 | 5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SHAREHOLD | Y | For | Against |
| JPMorgan Chase & Co. | JPM | 46625H100 | Annual | 5/20/2014 | 6 | Provide for Cumulative Voting | SHAREHOLD | Y | Against | For |
| Texas Capital Bancshares, Inc. | TCBI | 88224Q107 | Annual | 5/20/2014 | 1.1 | Elect Director C. Keith Cargill | MGMT | Y | For | For |
| Texas Capital Bancshares, Inc. | TCBI | 88224Q107 | Annual | 5/20/2014 | 1.2 | Elect Director Peter B. Bartholow | MGMT | Y | Withhold | Against |
| Texas Capital Bancshares, Inc. | TCBI | 88224Q107 | Annual | 5/20/2014 | 1.3 | Elect Director James H. Browning | MGMT | Y | Withhold | Against |
| Texas Capital Bancshares, Inc. | TCBI | 88224Q107 | Annual | 5/20/2014 | 1.4 | Elect Director Preston M. Geren, III | MGMT | Y | For | For |
| Texas Capital Bancshares, Inc. | TCBI | 88224Q107 | Annual | 5/20/2014 | 1.5 | Elect Director Frederick B. Hegi, Jr. | MGMT | Y | For | For |
| Texas Capital Bancshares, Inc. | TCBI | 88224Q107 | Annual | 5/20/2014 | 1.6 | Elect Director Larry L. Helm | MGMT | Y | For | For |
| Texas Capital Bancshares, Inc. | TCBI | 88224Q107 | Annual | 5/20/2014 | 1.7 | Elect Director James R. Holland, Jr. | MGMT | Y | For | For |
| Texas Capital Bancshares, Inc. | TCBI | 88224Q107 | Annual | 5/20/2014 | 1.8 | Elect Director Charles S. Hyle | MGMT | Y | Withhold | Against |
| Texas Capital Bancshares, Inc. | TCBI | 88224Q107 | Annual | 5/20/2014 | 1.9 | Elect Director W. W. McAllister, III | MGMT | Y | Withhold | Against |
| Texas Capital Bancshares, Inc. | TCBI | 88224Q107 | Annual | 5/20/2014 | 1.10 | Elect Director Elysia Holt Ragusa | MGMT | Y | For | For |
| Texas Capital Bancshares, Inc. | TCBI | 88224Q107 | Annual | 5/20/2014 | 1.11 | Elect Director Steven P. Rosenberg | MGMT | Y | For | For |
| Texas Capital Bancshares, Inc. | TCBI | 88224Q107 | Annual | 5/20/2014 | 1.12 | Elect Director Grant E. Sims | MGMT | Y | For | For |
| Texas Capital Bancshares, Inc. | TCBI | 88224Q107 | Annual | 5/20/2014 | 1.13 | Elect Director Robert W. Stallings | MGMT | Y | For | For |
| Texas Capital Bancshares, Inc. | TCBI | 88224Q107 | Annual | 5/20/2014 | 1.14 | Elect Director Dale W. Tremblay | MGMT | Y | For | For |
| Texas Capital Bancshares, Inc. | TCBI | 88224Q107 | Annual | 5/20/2014 | 1.15 | Elect Director Ian J. Turpin | MGMT | Y | Withhold | Against |
| Texas Capital Bancshares, Inc. | TCBI | 88224Q107 | Annual | 5/20/2014 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| Unum Group | UNM | 91529Y106 | Annual | 5/20/2014 | 1.1 | Elect Director Timothy F. Keaney | MGMT | Y | For | For |
| Unum Group | UNM | 91529Y106 | Annual | 5/20/2014 | 1.2 | Elect Director Gloria C. Larson | MGMT | Y | For | For |
| Unum Group | UNM | 91529Y106 | Annual | 5/20/2014 | 1.3 | Elect Director William J. Ryan | MGMT | Y | For | For |
| Unum Group | UNM | 91529Y106 | Annual | 5/20/2014 | 1.4 | Elect Director Thomas R. Watjen | MGMT | Y | For | For |
| Unum Group | UNM | 91529Y106 | Annual | 5/20/2014 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| Unum Group | UNM | 91529Y106 | Annual | 5/20/2014 | 3 | Ratify Auditors | MGMT | Y | For | For |
| Legal & General Group plc | LGEN | G54404127 | Annual | 5/21/2014 | 1 | Accept Financial Statements and Statutory Reports | MGMT | Y | For | For |
| Legal & General Group plc | LGEN | G54404127 | Annual | 5/21/2014 | 2 | Approve Final Dividend | MGMT | Y | For | For |
| Legal & General Group plc | LGEN | G54404127 | Annual | 5/21/2014 | 3 | Elect Lizabeth Zlatkus as Director | MGMT | Y | For | For |
| Legal & General Group plc | LGEN | G54404127 | Annual | 5/21/2014 | 4 | Re-elect Mark Zinkula as Director | MGMT | Y | For | For |
| Legal & General Group plc | LGEN | G54404127 | Annual | 5/21/2014 | 5 | Re-elect Lindsay Tomlinson as Director | MGMT | Y | For | For |
| Legal & General Group plc | LGEN | G54404127 | Annual | 5/21/2014 | 6 | Re-elect Stuart Popham as Director | MGMT | Y | For | For |
| Legal & General Group plc | LGEN | G54404127 | Annual | 5/21/2014 | 7 | Re-elect Julia Wilson as Director | MGMT | Y | For | For |
| Legal & General Group plc | LGEN | G54404127 | Annual | 5/21/2014 | 8 | Re-elect Mark Gregory as Director | MGMT | Y | Against | Against |
| Legal & General Group plc | LGEN | G54404127 | Annual | 5/21/2014 | 9 | Re-elect Rudy Markham as Director | MGMT | Y | For | For |
| Legal & General Group plc | LGEN | G54404127 | Annual | 5/21/2014 | 10 | Re-elect John Pollock as Director | MGMT | Y | For | For |
| Legal & General Group plc | LGEN | G54404127 | Annual | 5/21/2014 | 11 | Re-elect John Stewart as Director | MGMT | Y | Against | Against |
| Legal & General Group plc | LGEN | G54404127 | Annual | 5/21/2014 | 12 | Re-elect Nigel Wilson as Director | MGMT | Y | For | For |
| Legal & General Group plc | LGEN | G54404127 | Annual | 5/21/2014 | 13 | Reappoint PricewaterhouseCoopers LLP as Auditors | MGMT | Y | For | For |
| Legal & General Group plc | LGEN | G54404127 | Annual | 5/21/2014 | 14 | Authorise Board to Fix Remuneration of Auditors | MGMT | Y | For | For |
| Legal & General Group plc | LGEN | G54404127 | Annual | 5/21/2014 | 15 | Approve Remuneration Policy | MGMT | Y | For | For |
| Legal & General Group plc | LGEN | G54404127 | Annual | 5/21/2014 | 16 | Approve Remuneration Report | MGMT | Y | For | For |
| Legal & General Group plc | LGEN | G54404127 | Annual | 5/21/2014 | 17 | Approve Performance Share Plan | MGMT | Y | For | For |
| Legal & General Group plc | LGEN | G54404127 | Annual | 5/21/2014 | 18 | Authorise Issue of Equity with Pre-emptive Rights | MGMT | Y | For | For |
| Legal & General Group plc | LGEN | G54404127 | Annual | 5/21/2014 | 19 | Approve EU Political Donations and Expenditure | MGMT | Y | For | For |
| Legal & General Group plc | LGEN | G54404127 | Annual | 5/21/2014 | 20 | Authorise Issue of Equity without Pre-emptive Rights | MGMT | Y | For | For |
| Legal & General Group plc | LGEN | G54404127 | Annual | 5/21/2014 | 21 | Authorise Market Purchase of Ordinary Shares | MGMT | Y | For | For |
| Legal & General Group plc | LGEN | G54404127 | Annual | 5/21/2014 | 22 | Authorise the Company to Call EGM with Two Weeks' Notice | MGMT | Y | Against | Against |
| HSBC Holdings plc | HSBA | G4634U169 | Annual | 5/23/2014 | 1 | Accept Financial Statements and Statutory Reports | MGMT | Y | For | For |
| HSBC Holdings plc | HSBA | G4634U169 | Annual | 5/23/2014 | 2 | Approve Remuneration Policy | MGMT | Y | For | For |
| HSBC Holdings plc | HSBA | G4634U169 | Annual | 5/23/2014 | 3 | Approve Remuneration Report | MGMT | Y | For | For |
| HSBC Holdings plc | HSBA | G4634U169 | Annual | 5/23/2014 | 4 | Approve Variable Pay Cap | MGMT | Y | For | For |
| HSBC Holdings plc | HSBA | G4634U169 | Annual | 5/23/2014 | 5(a) | Elect Kathleen Casey as Director | MGMT | Y | For | For |
| HSBC Holdings plc | HSBA | G4634U169 | Annual | 5/23/2014 | 5(b) | Elect Sir Jonathan Evans as Director | MGMT | Y | For | For |
| HSBC Holdings plc | HSBA | G4634U169 | Annual | 5/23/2014 | 5(c) | Elect Marc Moses as Director | MGMT | Y | For | For |
| HSBC Holdings plc | HSBA | G4634U169 | Annual | 5/23/2014 | 5(d) | Elect Jonathan Symonds as Director | MGMT | Y | For | For |
| HSBC Holdings plc | HSBA | G4634U169 | Annual | 5/23/2014 | 5(e) | Re-elect Safra Catz as Director | MGMT | Y | For | For |
| HSBC Holdings plc | HSBA | G4634U169 | Annual | 5/23/2014 | 5(f) | Re-elect Laura Cha as Director | MGMT | Y | For | For |
| HSBC Holdings plc | HSBA | G4634U169 | Annual | 5/23/2014 | 5(g) | Re-elect Marvin Cheung as Director | MGMT | Y | For | For |
| HSBC Holdings plc | HSBA | G4634U169 | Annual | 5/23/2014 | 5(h) | Re-elect Joachim Faber as Director | MGMT | Y | For | For |
| HSBC Holdings plc | HSBA | G4634U169 | Annual | 5/23/2014 | 5(i) | Re-elect Rona Fairhead as Director | MGMT | Y | For | For |
| HSBC Holdings plc | HSBA | G4634U169 | Annual | 5/23/2014 | 5(j) | Re-elect Renato Fassbind as Director | MGMT | Y | For | For |
| HSBC Holdings plc | HSBA | G4634U169 | Annual | 5/23/2014 | 5(k) | Re-elect Douglas Flint as Director | MGMT | Y | For | For |
| HSBC Holdings plc | HSBA | G4634U169 | Annual | 5/23/2014 | 5(l) | Re-elect Stuart Gulliver as Director | MGMT | Y | For | For |
| HSBC Holdings plc | HSBA | G4634U169 | Annual | 5/23/2014 | 5(m) | Re-elect Sam Laidlaw as Director | MGMT | Y | For | For |
| HSBC Holdings plc | HSBA | G4634U169 | Annual | 5/23/2014 | 5(n) | Re-elect John Lipsky as Director | MGMT | Y | For | For |
| HSBC Holdings plc | HSBA | G4634U169 | Annual | 5/23/2014 | 5(o) | Re-elect Rachel Lomax as Director | MGMT | Y | For | For |
| HSBC Holdings plc | HSBA | G4634U169 | Annual | 5/23/2014 | 5(p) | Re-elect Iain Mackay as Director | MGMT | Y | Against | Against |
| HSBC Holdings plc | HSBA | G4634U169 | Annual | 5/23/2014 | 5(q) | Re-elect Sir Simon Robertson as Director | MGMT | Y | For | For |
| HSBC Holdings plc | HSBA | G4634U169 | Annual | 5/23/2014 | 6 | Reappoint KPMG Audit plc as Auditors | MGMT | Y | For | For |
| HSBC Holdings plc | HSBA | G4634U169 | Annual | 5/23/2014 | 7 | Authorise the Group Audit Committee to Fix Remuneration of Auditors | MGMT | Y | For | For |
| HSBC Holdings plc | HSBA | G4634U169 | Annual | 5/23/2014 | 8 | Authorise Issue of Equity with Pre-emptive Rights | MGMT | Y | For | For |
| HSBC Holdings plc | HSBA | G4634U169 | Annual | 5/23/2014 | 9 | Authorise Issue of Equity without Pre-emptive Rights | MGMT | Y | For | For |
| HSBC Holdings plc | HSBA | G4634U169 | Annual | 5/23/2014 | 10 | Authorise Directors to Allot Any Repurchased Shares | MGMT | Y | For | For |
| HSBC Holdings plc | HSBA | G4634U169 | Annual | 5/23/2014 | 11 | Authorise Market Purchase of Ordinary Shares | MGMT | Y | For | For |
| HSBC Holdings plc | HSBA | G4634U169 | Annual | 5/23/2014 | 12 | Authorise Issue of Equity with Pre-emptive Rights in Relation to Contingent Convertible Securities | MGMT | Y | For | For |
| HSBC Holdings plc | HSBA | G4634U169 | Annual | 5/23/2014 | 13 | Authorise Issue of Equity without Pre-emptive Rights in Relation to Contingent Convertible Securities | MGMT | Y | For | For |
| HSBC Holdings plc | HSBA | G4634U169 | Annual | 5/23/2014 | 14 | Authorise the Company to Call EGM with Two Weeks' Notice | MGMT | Y | Against | Against |
| The Travelers Companies, Inc. | TRV | 89417E109 | Annual | 5/27/2014 | 1a | Elect Director Alan L. Beller | MGMT | Y | For | For |
| The Travelers Companies, Inc. | TRV | 89417E109 | Annual | 5/27/2014 | 1b | Elect Director John H. Dasburg | MGMT | Y | For | For |
| The Travelers Companies, Inc. | TRV | 89417E109 | Annual | 5/27/2014 | 1c | Elect Director Janet M. Dolan | MGMT | Y | For | For |
| The Travelers Companies, Inc. | TRV | 89417E109 | Annual | 5/27/2014 | 1d | Elect Director Kenneth M. Duberstein | MGMT | Y | Against | Against |
| The Travelers Companies, Inc. | TRV | 89417E109 | Annual | 5/27/2014 | 1e | Elect Director Jay S. Fishman | MGMT | Y | For | For |
| The Travelers Companies, Inc. | TRV | 89417E109 | Annual | 5/27/2014 | 1f | Elect Director Patricia L. Higgins | MGMT | Y | For | For |
| The Travelers Companies, Inc. | TRV | 89417E109 | Annual | 5/27/2014 | 1g | Elect Director Thomas R. Hodgson | MGMT | Y | For | For |
| The Travelers Companies, Inc. | TRV | 89417E109 | Annual | 5/27/2014 | 1h | Elect Director William J. Kane | MGMT | Y | For | For |
| The Travelers Companies, Inc. | TRV | 89417E109 | Annual | 5/27/2014 | 1i | Elect Director Cleve L. Killingsworth, Jr. | MGMT | Y | Against | Against |
| The Travelers Companies, Inc. | TRV | 89417E109 | Annual | 5/27/2014 | 1j | Elect Director Philip T. (Pete) Ruegger, III | MGMT | Y | For | For |
| The Travelers Companies, Inc. | TRV | 89417E109 | Annual | 5/27/2014 | 1k | Elect Director Donald J. Shepard | MGMT | Y | Against | Against |
| The Travelers Companies, Inc. | TRV | 89417E109 | Annual | 5/27/2014 | 1l | Elect Director Laurie J. Thomsen | MGMT | Y | Against | Against |
| The Travelers Companies, Inc. | TRV | 89417E109 | Annual | 5/27/2014 | 2 | Ratify Auditors | MGMT | Y | For | For |
| The Travelers Companies, Inc. | TRV | 89417E109 | Annual | 5/27/2014 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | Against | Against |
| The Travelers Companies, Inc. | TRV | 89417E109 | Annual | 5/27/2014 | 4 | Approve Omnibus Stock Plan | MGMT | Y | For | For |
| The Travelers Companies, Inc. | TRV | 89417E109 | Annual | 5/27/2014 | 5 | Report on Political Contributions | SHAREHOLD | Y | Against | For |
| BlackRock, Inc. | BLK | 09247X101 | Annual | 5/29/2014 | 1a | Elect Director Abdlatif Yousef Al-Hamad | MGMT | Y | For | For |
| BlackRock, Inc. | BLK | 09247X101 | Annual | 5/29/2014 | 1b | Elect Director Mathis Cabiallavetta | MGMT | Y | For | For |
| BlackRock, Inc. | BLK | 09247X101 | Annual | 5/29/2014 | 1c | Elect Director Pamela Daley | MGMT | Y | For | For |
| BlackRock, Inc. | BLK | 09247X101 | Annual | 5/29/2014 | 1d | Elect Director Jessica P. Einhorn | MGMT | Y | For | For |
| BlackRock, Inc. | BLK | 09247X101 | Annual | 5/29/2014 | 1e | Elect Director Fabrizio Freda | MGMT | Y | For | For |
| BlackRock, Inc. | BLK | 09247X101 | Annual | 5/29/2014 | 1f | Elect Director Murry S. Gerber | MGMT | Y | Against | Against |
| BlackRock, Inc. | BLK | 09247X101 | Annual | 5/29/2014 | 1g | Elect Director James Grosfeld | MGMT | Y | Against | Against |
| BlackRock, Inc. | BLK | 09247X101 | Annual | 5/29/2014 | 1h | Elect Director David H. Komansky | MGMT | Y | Against | Against |
| BlackRock, Inc. | BLK | 09247X101 | Annual | 5/29/2014 | 1i | Elect Director Deryck Maughan | MGMT | Y | Against | Against |
| BlackRock, Inc. | BLK | 09247X101 | Annual | 5/29/2014 | 1j | Elect Director Cheryl D. Mills | MGMT | Y | For | For |
| BlackRock, Inc. | BLK | 09247X101 | Annual | 5/29/2014 | 1k | Elect Director Marco Antonio Slim Domit | MGMT | Y | For | For |
| BlackRock, Inc. | BLK | 09247X101 | Annual | 5/29/2014 | 1l | Elect Director John S. Varley | MGMT | Y | For | For |
| BlackRock, Inc. | BLK | 09247X101 | Annual | 5/29/2014 | 1m | Elect Director Susan L. Wagner | MGMT | Y | Against | Against |
| BlackRock, Inc. | BLK | 09247X101 | Annual | 5/29/2014 | 2 | Amend Omnibus Stock Plan | MGMT | Y | Against | Against |
| BlackRock, Inc. | BLK | 09247X101 | Annual | 5/29/2014 | 3 | Amend Executive Incentive Bonus Plan | MGMT | Y | Against | Against |
| BlackRock, Inc. | BLK | 09247X101 | Annual | 5/29/2014 | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | Against | Against |
| BlackRock, Inc. | BLK | 09247X101 | Annual | 5/29/2014 | 5 | Ratify Auditors | MGMT | Y | For | For |
| SLM Corporation | SLM | 78442P106 | Annual | 6/25/2014 | 1a | Elect Director Paul G. Child | MGMT | Y | For | For |
| SLM Corporation | SLM | 78442P106 | Annual | 6/25/2014 | 1b | Elect Director Joseph A. DePaulo | MGMT | Y | For | For |
| SLM Corporation | SLM | 78442P106 | Annual | 6/25/2014 | 1c | Elect Director Carter Warren Franke | MGMT | Y | For | For |
| SLM Corporation | SLM | 78442P106 | Annual | 6/25/2014 | 1d | Elect Director Earl A. Goode | MGMT | Y | Against | Against |
| SLM Corporation | SLM | 78442P106 | Annual | 6/25/2014 | 1e | Elect Director Ronald F. Hunt | MGMT | Y | For | For |
| SLM Corporation | SLM | 78442P106 | Annual | 6/25/2014 | 1f | Elect Director Marianne Keler | MGMT | Y | For | For |
| SLM Corporation | SLM | 78442P106 | Annual | 6/25/2014 | 1g | Elect Director Jed H. Pitcher | MGMT | Y | For | For |
| SLM Corporation | SLM | 78442P106 | Annual | 6/25/2014 | 1h | Elect Director Frank C. Puleo | MGMT | Y | Against | Against |
| SLM Corporation | SLM | 78442P106 | Annual | 6/25/2014 | 1i | Elect Director Raymond J. Quinlan | MGMT | Y | For | For |
| SLM Corporation | SLM | 78442P106 | Annual | 6/25/2014 | 1j | Elect Director William N. Shiebler | MGMT | Y | For | For |
| SLM Corporation | SLM | 78442P106 | Annual | 6/25/2014 | 1k | Elect Director Robert S. Strong | MGMT | Y | For | For |
| SLM Corporation | SLM | 78442P106 | Annual | 6/25/2014 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| SLM Corporation | SLM | 78442P106 | Annual | 6/25/2014 | 3 | Ratify Auditors | MGMT | Y | For | For |
| SLM Corporation | SLM | 78442P106 | Annual | 6/25/2014 | 4 | Approve an Amendment to the LLC Agreement of Navient, LLC | MGMT | Y | For | For |
| SLM Corporation | SLM | 78442P106 | Annual | 6/25/2014 | 5 | Eliminate Cumulative Voting | MGMT | Y | For | For |
| SLM Corporation | SLM | 78442P106 | Annual | 6/25/2014 | 6 | Adopt Proxy Access Right | SHAREHOLD | Y | For | Against |
| SLM Corporation | SLM | 78442P106 | Annual | 6/25/2014 | 7 | Report on Lobbying Payments and Policy | SHAREHOLD | Y | For | Against |
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Company Name | Ticker | Primary Security ID | Meeting Date | Meeting Type | Proposal Number | Proposal Text | Proponent | Vote Instruction | Voted | Vote Against Management |
B/E Aerospace, Inc. | BEAV | 073302101 | 24-Jul-13 | Annual | 1.1 | Elect Director Michael F. Senft | Management | For | Yes | No |
B/E Aerospace, Inc. | BEAV | 073302101 | 24-Jul-13 | Annual | 1.2 | Elect Director John T. Whates | Management | For | Yes | No |
B/E Aerospace, Inc. | BEAV | 073302101 | 24-Jul-13 | Annual | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Yes | No |
B/E Aerospace, Inc. | BEAV | 073302101 | 24-Jul-13 | Annual | 3 | Ratify Auditors | Management | For | Yes | No |
B/E Aerospace, Inc. | BEAV | 073302101 | 24-Jul-13 | Annual | 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | Yes | No |
Airgas, Inc. | ARG | 009363102 | 06-Aug-13 | Annual | 1.1 | Elect Director John P. Clancey | Management | For | Yes | No |
Airgas, Inc. | ARG | 009363102 | 06-Aug-13 | Annual | 1.2 | Elect Director Richard C. Ill | Management | For | Yes | No |
Airgas, Inc. | ARG | 009363102 | 06-Aug-13 | Annual | 1.3 | Elect Director Ted B. Miller, Jr. | Management | For | Yes | No |
Airgas, Inc. | ARG | 009363102 | 06-Aug-13 | Annual | 2 | Amend Executive Incentive Bonus Plan | Management | For | Yes | No |
Airgas, Inc. | ARG | 009363102 | 06-Aug-13 | Annual | 3 | Ratify Auditors | Management | For | Yes | No |
Airgas, Inc. | ARG | 009363102 | 06-Aug-13 | Annual | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Yes | No |
Airgas, Inc. | ARG | 009363102 | 06-Aug-13 | Annual | 5 | Declassify the Board of Directors | Share Holder | For | Yes | Yes |
Warner Chilcott Public Limited Company | WCRX | G94368100 | 10-Sep-13 | Special | 1 | Approve Scheme of Arrangement | Management | For | Yes | No |
Warner Chilcott Public Limited Company | WCRX | G94368100 | 10-Sep-13 | Special | 1 | Approve Scheme of Arrangement | Management | For | Yes | No |
Warner Chilcott Public Limited Company | WCRX | G94368100 | 10-Sep-13 | Special | 2 | Approve Cancellation of Capital Authorization | Management | For | Yes | No |
Warner Chilcott Public Limited Company | WCRX | G94368100 | 10-Sep-13 | Special | 3 | Authority to Allot Securities and Application of Reserves | Management | For | Yes | No |
Warner Chilcott Public Limited Company | WCRX | G94368100 | 10-Sep-13 | Special | 4 | Amend Articles of Association | Management | For | Yes | No |
Warner Chilcott Public Limited Company | WCRX | G94368100 | 10-Sep-13 | Special | 5 | Approve Creation of Distributable Reserves | Management | For | Yes | No |
Warner Chilcott Public Limited Company | WCRX | G94368100 | 10-Sep-13 | Special | 6 | Advisory Vote on Golden Parachutes | Management | Against | Yes | Yes |
Warner Chilcott Public Limited Company | WCRX | G94368100 | 10-Sep-13 | Special | 7 | Adjourn Meeting | Management | Against | Yes | Yes |
CARPENTER TECHNOLOGY CORPORATION | CRS | 144285103 | 15-Oct-13 | Annual | 1.1 | Elect Director I. Martin Inglis | Management | For | Yes | No |
CARPENTER TECHNOLOGY CORPORATION | CRS | 144285103 | 15-Oct-13 | Annual | 1.2 | Elect Director Peter N. Stephans | Management | For | Yes | No |
CARPENTER TECHNOLOGY CORPORATION | CRS | 144285103 | 15-Oct-13 | Annual | 1.3 | Elect Director Kathryn C. Turner | Management | For | Yes | No |
CARPENTER TECHNOLOGY CORPORATION | CRS | 144285103 | 15-Oct-13 | Annual | 1.4 | Elect Director Stephen M. Ward, Jr. | Management | For | Yes | No |
CARPENTER TECHNOLOGY CORPORATION | CRS | 144285103 | 15-Oct-13 | Annual | 2 | Ratify Auditors | Management | For | Yes | No |
CARPENTER TECHNOLOGY CORPORATION | CRS | 144285103 | 15-Oct-13 | Annual | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Yes | No |
Elizabeth Arden, Inc. | RDEN | 28660G106 | 06-Nov-13 | Annual | 1.1 | Elect Director A. Salman Amin | Management | For | Yes | No |
Elizabeth Arden, Inc. | RDEN | 28660 G106 | 06-Nov- 13 | Annual | 1.2 | Elect Director E. Scott Beattie | Manage ment | For | Yes | No |
Elizabeth Arden, Inc. | RDEN | 28660G106 | 06-Nov-13 | Annual | 1.3 | Elect Director Fred Berens | Management | For | Yes | No |
Elizabeth Arden, Inc. | RDEN | 28660G106 | 06-Nov-13 | Annual | 1.4 | Elect Director Maura J. Clark | Management | For | Yes | No |
Elizabeth Arden, Inc. | RDEN | 28660G106 | 06-Nov-13 | Annual | 1.5 | Elect Director Richard C.W. Mauran | Management | For | Yes | No |
Elizabeth Arden, Inc. | RDEN | 28660G106 | 06-Nov-13 | Annual | 1.6 | Elect Director William M. Tatham | Management | For | Yes | No |
Elizabeth Arden, Inc. | RDEN | 28660G106 | 06-Nov-13 | Annual | 1.7 | Elect Director J. W. Nevil Thomas | Management | For | Yes | No |
Elizabeth Arden, Inc. | RDEN | 28660G106 | 06-Nov-13 | Annual | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Yes | No |
Elizabeth Arden, Inc. | RDEN | 28660G106 | 06-Nov-13 | Annual | 3 | Ratify Auditors | Management | For | Yes | No |
Elizabeth Arden, Inc. | RDEN | 28660G106 | 06-Nov-13 | Annual | 4 | Report on Animal Testing and Alternatives | Share Holder | Against | Yes | No |
Towers Watson & Co. | TW | 891894107 | 15-Nov-13 | Annual | 1a | Elect Director Victor F. Ganzi | Management | For | Yes | No |
Towers Watson & Co. | TW | 891894107 | 15-Nov-13 | Annual | 1b | Elect Director John J. Haley | Management | For | Yes | No |
Towers Watson & Co. | TW | 891894107 | 15-Nov-13 | Annual | 1c | Elect Director Leslie S. Heisz | Management | For | Yes | No |
Towers Watson & Co. | TW | 891894107 | 15-Nov-13 | Annual | 1d | Elect Director Brendan R. O'Neill | Management | For | Yes | No |
Towers Watson & Co. | TW | 891894107 | 15-Nov-13 | Annual | 1e | Elect Director Linda D. Rabbitt | Management | For | Yes | No |
Towers Watson & Co. | TW | 891894107 | 15-Nov-13 | Annual | 1f | Elect Director Gilbert T. Ray | Management | For | Yes | No |
Towers Watson & Co. | TW | 891894107 | 15-Nov-13 | Annual | 1g | Elect Director Paul Thomas | Management | For | Yes | No |
Towers Watson & Co. | TW | 891894107 | 15-Nov-13 | Annual | 1h | Elect Director Wilhelm Zeller | Management | For | Yes | No |
Towers Watson & Co. | TW | 891894107 | 15-Nov-13 | Annual | 2 | Ratify Auditors | Management | For | Yes | No |
Towers Watson & Co. | TW | 891894107 | 15-Nov-13 | Annual | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Yes | No |
Global Payments Inc. | GPN | 37940X102 | 20-Nov-13 | Annual | 1.1 | Elect Director Ruth Ann Marshall | Management | For | Yes | No |
Global Payments Inc. | GPN | 37940X102 | 20-Nov-13 | Annual | 1.2 | Elect Director John M. Partridge | Management | For | Yes | No |
Global Payments Inc. | GPN | 37940X102 | 20-Nov-13 | Annual | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Yes | No |
Global Payments Inc. | GPN | 37940X102 | 20-Nov-13 | Annual | 3 | Ratify Auditors | Management | For | Yes | No |
Harman International Industries, Incorporated | HAR | 413086109 | 04-Dec-13 | Annual | 1a | Elect Director Adriane M. Brown | Management | For | Yes | No |
Harman International Industries, Incorporated | HAR | 413086109 | 04-Dec-13 | Annual | 1b | Elect Director John W. Diercksen | Management | For | Yes | No |
Harman International Industries, Incorporated | HAR | 413086109 | 04-Dec-13 | Annual | 1c | Elect Director Ann M. Korologos | Management | For | Yes | No |
Harman International Industries, Incorporated | HAR | 413086109 | 04-Dec-13 | Annual | 1d | Elect Director Jiren Liu | Management | For | Yes | No |
Harman International Industries, Incorporated | HAR | 413086109 | 04-Dec-13 | Annual | 1e | Elect Director Edward H. Meyer | Management | For | Yes | No |
Harman International Industries, Incorporated | HAR | 413086109 | 04-Dec-13 | Annual | 1f | Elect Director Dinesh C. Paliwal | Management | For | Yes | No |
Harman International Industries, Incorporated | HAR | 413086109 | 04-Dec-13 | Annual | 1g | Elect Director Kenneth M. Reiss | Management | For | Yes | No |
Harman International Industries, Incorporated | HAR | 413086109 | 04-Dec-13 | Annual | 1h | Elect Director Hellene S. Runtagh | Management | For | Yes | No |
Harman International Industries, Incorporated | HAR | 413086109 | 04-Dec-13 | Annual | 1i | Elect Director Frank S. Sklarsky | Management | For | Yes | No |
Harman International Industries, Incorporated | HAR | 413086109 | 04-Dec-13 | Annual | 1j | Elect Director Gary G. Steel | Management | For | Yes | No |
Harman International Industries, Incorporated | HAR | 413086109 | 04-Dec-13 | Annual | 2 | Ratify Auditors | Management | For | Yes | No |
Harman International Industries, Incorporated | HAR | 413086109 | 04-Dec-13 | Annual | 3 | Amend Omnibus Stock Plan | Management | For | Yes | No |
Harman International Industries, Incorporated | HAR | 413086109 | 04-Dec-13 | Annual | 4 | Approve Executive Incentive Bonus Plan | Management | For | Yes | No |
Harman International Industries, Incorporated | HAR | 413086109 | 04-Dec-13 | Annual | 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Yes | No |
Micron Technology, Inc. | MU | 595112103 | 23-Jan-14 | Annual | 1.1 | Elect Director Robert L. Bailey | Management | For | Yes | No |
Micron Technology, Inc. | MU | 595112103 | 23-Jan-14 | Annual | 1.2 | Elect Director Richard M. Beyer | Management | For | Yes | No |
Micron Technology, Inc. | MU | 595112103 | 23-Jan-14 | Annual | 1.3 | Elect Director Patrick J. Byrne | Management | For | Yes | No |
Micron Technology, Inc. | MU | 595112103 | 23-Jan-14 | Annual | 1.4 | Elect Director D. Mark Durcan | Management | For | Yes | No |
Micron Technology, Inc. | MU | 595112103 | 23-Jan-14 | Annual | 1.5 | Elect Director Warren East | Management | For | Yes | No |
Micron Technology, Inc. | MU | 595112103 | 23-Jan-14 | Annual | 1.6 | Elect Director Mercedes Johnson | Management | For | Yes | No |
Micron Technology, Inc. | MU | 595112103 | 23-Jan-14 | Annual | 1.7 | Elect Director Lawrence N. Mondry | Management | For | Yes | No |
Micron Technology, Inc. | MU | 595112103 | 23-Jan-14 | Annual | 1.8 | Elect Director Robert E. Switz | Management | For | Yes | No |
Micron Technology, Inc. | MU | 595112103 | 23-Jan-14 | Annual | 2 | Amend Omnibus Stock Plan | Management | For | Yes | No |
Micron Technology, Inc. | MU | 595112103 | 23-Jan-14 | Annual | 3 | Amend Omnibus Stock Plan | Management | For | Yes | No |
Micron Technology, Inc. | MU | 595112103 | 23-Jan-14 | Annual | 4 | Ratify Auditors | Management | For | Yes | No |
Micron Technology, Inc. | MU | 595112103 | 23-Jan-14 | Annual | 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Yes | No |
Spectrum Brands Holdings, Inc. | SPB | 84763R101 | 28-Jan-14 | Annual | 1.1 | Elect Director Kenneth C. Ambrecht | Management | For | Yes | No |
Spectrum Brands Holdings, Inc. | SPB | 84763R101 | 28-Jan-14 | Annual | 1.2 | Elect Director Eugene I. Davis | Management | For | Yes | No |
Spectrum Brands Holdings, Inc. | SPB | 84763R101 | 28-Jan-14 | Annual | 1.3 | Elect Director David R. Lumley | Management | For | Yes | No |
Spectrum Brands Holdings, Inc. | SPB | 84763R101 | 28-Jan-14 | Annual | 1.4 | Elect Director Omar M. Asali | Management | For | Yes | No |
Spectrum Brands Holdings, Inc. | SPB | 84763R101 | 28-Jan-14 | Annual | 2 | Ratify Auditors | Management | For | Yes | No |
Spectrum Brands Holdings, Inc. | SPB | 84763R101 | 28-Jan-14 | Annual | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Yes | No |
Spectrum Brands Holdings, Inc. | SPB | 84763R101 | 28-Jan-14 | Annual | 4 | Amend Omnibus Stock Plan | Management | For | Yes | No |
Nuance Communications, Inc. | NUAN | 67020Y100 | 03-Feb-14 | Annual | 1a | Elect Director Paul A. Ricci | Management | For | Yes | No |
Nuance Communications, Inc. | NUAN | 67020Y100 | 03-Feb-14 | Annual | 1b | Elect Director Robert J. Frankenberg | Management | For | Yes | No |
Nuance Communications, Inc. | NUAN | 67020Y100 | 03-Feb-14 | Annual | 1c | Elect Director Patrick T. Hackett | Management | For | Yes | No |
Nuance Communications, Inc. | NUAN | 67020Y100 | 03-Feb-14 | Annual | 1d | Elect Director Brett Icahn | Management | For | Yes | No |
Nuance Communications, Inc. | NUAN | 67020Y 100 | 03-Feb- 14 | Annual | 1e | Elect Director William H. Janeway | Manage ment | For | Yes | No |
Nuance Communications, Inc. | NUAN | 67020Y100 | 03-Feb-14 | Annual | 1f | Elect Director Mark R. Laret | Management | For | Yes | No |
Nuance Communications, Inc. | NUAN | 67020Y100 | 03-Feb-14 | Annual | 1g | Elect Director Katharine A. Martin | Management | For | Yes | No |
Nuance Communications, Inc. | NUAN | 67020Y100 | 03-Feb-14 | Annual | 1h | Elect Director Mark B. Myers | Management | For | Yes | No |
Nuance Communications, Inc. | NUAN | 67020Y100 | 03-Feb-14 | Annual | 1i | Elect Director Philip J. Quigley | Management | For | Yes | No |
Nuance Communications, Inc. | NUAN | 67020Y100 | 03-Feb-14 | Annual | 1j | Elect Director David S. Schechter | Management | For | Yes | No |
Nuance Communications, Inc. | NUAN | 67020Y100 | 03-Feb-14 | Annual | 2 | Amend Omnibus Stock Plan | Management | For | Yes | No |
Nuance Communications, Inc. | NUAN | 67020Y100 | 03-Feb-14 | Annual | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Yes | No |
Nuance Communications, Inc. | NUAN | 67020Y100 | 03-Feb-14 | Annual | 4 | Ratify Auditors | Management | For | Yes | No |
Atwood Oceanics, Inc. | ATW | 050095108 | 19-Feb-14 | Annual | 1.1 | Elect Director Deborah A. Beck | Management | For | Yes | No |
Atwood Oceanics, Inc. | ATW | 050095108 | 19-Feb-14 | Annual | 1.2 | Elect Director George S. Dotson | Management | For | Yes | No |
Atwood Oceanics, Inc. | ATW | 050095108 | 19-Feb-14 | Annual | 1.3 | Elect Director Jack E. Golden | Management | For | Yes | No |
Atwood Oceanics, Inc. | ATW | 050095108 | 19-Feb-14 | Annual | 1.4 | Elect Director Hans Helmerich | Management | For | Yes | No |
Atwood Oceanics, Inc. | ATW | 050095108 | 19-Feb-14 | Annual | 1.5 | Elect Director Jeffrey A. Miller | Management | For | Yes | No |
Atwood Oceanics, Inc. | ATW | 050095108 | 19-Feb-14 | Annual | 1.6 | Elect Director James R. Montague | Management | For | Yes | No |
Atwood Oceanics, Inc. | ATW | 050095108 | 19-Feb-14 | Annual | 1.7 | Elect Director Robert J. Saltiel | Management | For | Yes | No |
Atwood Oceanics, Inc. | ATW | 050095108 | 19-Feb-14 | Annual | 1.8 | Elect Director Phil D. Wedemeyer | Management | For | Yes | No |
Atwood Oceanics, Inc. | ATW | 050095108 | 19-Feb-14 | Annual | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Yes | No |
Atwood Oceanics, Inc. | ATW | 050095108 | 19-Feb-14 | Annual | 3 | Increase Authorized Common Stock | Management | For | Yes | No |
Atwood Oceanics, Inc. | ATW | 050095108 | 19-Feb-14 | Annual | 4 | Ratify Auditors | Management | For | Yes | No |
Helmerich & Payne, Inc. | HP | 423452101 | 05-Mar-14 | Annual | 1a | Elect Director Hans Helmerich | Management | For | Yes | No |
Helmerich & Payne, Inc. | HP | 423452101 | 05-Mar-14 | Annual | 1b | Elect Director John W. Lindsay | Management | For | Yes | No |
Helmerich & Payne, Inc. | HP | 423452101 | 05-Mar-14 | Annual | 1c | Elect Director Paula Marshall | Management | For | Yes | No |
Helmerich & Payne, Inc. | HP | 423452101 | 05-Mar-14 | Annual | 1d | Elect Director Randy A. Foutch | Management | For | Yes | No |
Helmerich & Payne, Inc. | HP | 423452101 | 05-Mar-14 | Annual | 1e | Elect Director John D. Zeglis | Management | For | Yes | No |
Helmerich & Payne, Inc. | HP | 423452101 | 05-Mar-14 | Annual | 1f | Elect Director William L. Armstrong | Management | For | Yes | No |
Helmerich & Payne, Inc. | HP | 423452101 | 05-Mar-14 | Annual | 1g | Elect Director Thomas A. Petrie | Management | For | Yes | No |
Helmerich & Payne, Inc. | HP | 423452101 | 05-Mar-14 | Annual | 2 | Ratify Auditors | Management | For | Yes | No |
Helmerich & Payne, Inc. | HP | 423452101 | 05-Mar-14 | Annual | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Yes | No |
Navistar International Corporation | NAV | 63934E108 | 10-Mar-14 | Annual | 1.1 | Elect Director Troy A. Clarke | Management | For | Yes | No |
Navistar International Corporation | NAV | 63934E108 | 10-Mar-14 | Annual | 1.2 | Elect Director John D. Correnti | Management | For | Yes | No |
Navistar International Corporation | NAV | 63934E108 | 10-Mar-14 | Annual | 1.3 | Elect Director Michael N. Hammes | Management | For | Yes | No |
Navistar International Corporation | NAV | 63934E108 | 10-Mar-14 | Annual | 1.4 | Elect Director Vincent J. Intrieri | Management | For | Yes | No |
Navistar International Corporation | NAV | 63934E108 | 10-Mar-14 | Annual | 1.5 | Elect Director James H. Keyes | Management | For | Yes | No |
Navistar International Corporation | NAV | 63934E108 | 10-Mar-14 | Annual | 1.6 | Elect Director Stanley A. McChrystal | Management | For | Yes | No |
Navistar International Corporation | NAV | 63934E108 | 10-Mar-14 | Annual | 1.7 | Elect Director Samuel J. Merksamer | Management | For | Yes | No |
Navistar International Corporation | NAV | 63934E108 | 10-Mar-14 | Annual | 1.8 | Elect Director Mark H. Rachesky | Management | For | Yes | No |
Navistar International Corporation | NAV | 63934E108 | 10-Mar-14 | Annual | 1.9 | Elect Director Michael Sirignano | Management | For | Yes | No |
Navistar International Corporation | NAV | 63934E108 | 10-Mar-14 | Annual | 2 | Ratify Auditors | Management | For | Yes | No |
Navistar International Corporation | NAV | 63934E108 | 10-Mar-14 | Annual | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Yes | No |
Navistar International Corporation | NAV | 63934E108 | 10-Mar-14 | Annual | 4 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Share Holder | Against | Yes | No |
Delphi Automotive plc | DLPH | G27823106 | 03-Apr-14 | Annual | 1.1 | Elect Gary L. Cowger as a Director | Management | For | Yes | No |
Delphi Automotive plc | DLPH | G27823106 | 03-Apr-14 | Annual | 1.2 | Elect Nicholas M. Donofrio as a Director | Management | For | Yes | No |
Delphi Automotive plc | DLPH | G27823106 | 03-Apr-14 | Annual | 1.3 | Elect Mark P. Frissora as a Director | Management | For | Yes | No |
Delphi Automotive plc | DLPH | G27823106 | 03-Apr-14 | Annual | 1.4 | Elect Rajiv L. Gupta as a Director | Management | For | Yes | No |
Delphi Automotive plc | DLPH | G27823106 | 03-Apr-14 | Annual | 1.5 | Elect John A. Krol as a Director | Management | For | Yes | No |
Delphi Automotive plc | DLPH | G27823106 | 03-Apr-14 | Annual | 1.6 | Elect J. Randall MacDonald as a Director | Management | For | Yes | No |
Delphi Automotive plc | DLPH | G27823106 | 03-Apr-14 | Annual | 1.7 | Elect Sean O. Mahoney as a Director | Management | For | Yes | No |
Delphi Automotive plc | DLPH | G27823106 | 03-Apr-14 | Annual | 1.8 | Elect Rodney O'Neal as a Director | Management | For | Yes | No |
Delphi Automotive plc | DLPH | G27823106 | 03-Apr-14 | Annual | 1.9 | Elect Thomas W. Sidlik as a Director | Management | For | Yes | No |
Delphi Automotive plc | DLPH | G27823106 | 03-Apr-14 | Annual | 1.10 | Elect Bernd Wiedemann as a Director | Management | For | Yes | No |
Delphi Automotive plc | DLPH | G27823106 | 03-Apr-14 | Annual | 1.11 | Elect Lawrence A. Zimmerman as a Director | Management | For | Yes | No |
Delphi Automotive plc | DLPH | G27823106 | 03-Apr-14 | Annual | 2 | Ratify Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | Yes | No |
Delphi Automotive plc | DLPH | G27823106 | 03-Apr-14 | Annual | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Yes | No |
Avago Technologies Limited | AVGO | Y0486S104 | 09-Apr-14 | Annual | 1a | Elect Director Hock E. Tan | Management | For | Yes | No |
Avago Technologies Limited | AVGO | Y0486S104 | 09-Apr-14 | Annual | 1b | Elect Director John T. Dickson | Management | For | Yes | No |
Avago Technologies Limited | AVGO | Y0486S104 | 09-Apr-14 | Annual | 1c | Elect Director James V. Diller | Management | For | Yes | No |
Avago Technologies Limited | AVGO | Y0486S104 | 09-Apr-14 | Annual | 1d | Elect Director Lewis C. Eggebrecht | Management | For | Yes | No |
Avago Technologies Limited | AVGO | Y0486S104 | 09-Apr-14 | Annual | 1e | Elect Director Bruno Guilmart | Management | For | Yes | No |
Avago Technologies Limited | AVGO | Y0486S104 | 09-Apr-14 | Annual | 1f | Elect Director Kenneth Y. Hao | Management | For | Yes | No |
Avago Technologies Limited | AVGO | Y0486S104 | 09-Apr-14 | Annual | 1g | Elect Director Justine F. Lien | Management | For | Yes | No |
Avago Technologies Limited | AVGO | Y0486S104 | 09-Apr-14 | Annual | 1h | Elect Director Donald Macleod | Management | For | Yes | No |
Avago Technologies Limited | AVGO | Y0486S104 | 09-Apr-14 | Annual | 1i | Elect Director Peter J. Marks | Management | For | Yes | No |
Avago Technologies Limited | AVGO | Y0486S104 | 09-Apr-14 | Annual | 2 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | Yes | No |
Avago Technologie s Limited | AVGO | Y0486S104 | 09-Apr-14 | Annual | 3 | Approve Cash Compensation to Directors | Management | For | Yes | No |
Avago Technologies Limited | AVGO | Y0486S104 | 09-Apr-14 | Annual | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Yes | No |
Avago Technologies Limited | AVGO | Y0486S104 | 09-Apr-14 | Annual | 5 | Approve Issuance of Shares with or without Preemptive Rights | Management | For | Yes | No |
Avago Technologies Limited | AVGO | Y0486S104 | 09-Apr-14 | Annual | 6 | Approve Repurchase of up to 10 Percent of Issued Capital | Management | For | Yes | No |
Avago Technologies Limited | AVGO | Y0486S104 | 09-Apr-14 | Annual | 7 | Approve Omnibus Stock Plan | Management | For | Yes | No |
Avago Technologies Limited | AVGO | Y0486S104 | 09-Apr-14 | Annual | 8 | Approve or Amend Severance Agreements/Change-in-Control Agreements with Hock E. Tan | Management | For | Yes | No |
Lennar Corporation | LEN | 526057104 | 09-Apr-14 | Annual | 1.1 | Elect Director Irving Bolotin | Management | For | Yes | No |
Lennar Corporation | LEN | 526057104 | 09-Apr-14 | Annual | 1.2 | Elect Director Steven L. Gerard | Management | For | Yes | No |
Lennar Corporation | LEN | 526057104 | 09-Apr-14 | Annual | 1.3 | Elect Director Theron I. 'Tig' Gilliam | Management | For | Yes | No |
Lennar Corporation | LEN | 526057104 | 09-Apr-14 | Annual | 1.4 | Elect Director Sherrill W. Hudson | Management | For | Yes | No |
Lennar Corporation | LEN | 526057104 | 09-Apr-14 | Annual | 1.5 | Elect Director R. Kirk Landon | Management | For | Yes | No |
Lennar Corporation | LEN | 526057104 | 09-Apr-14 | Annual | 1.6 | Elect Director Sidney Lapidus | Management | For | Yes | No |
Lennar Corporation | LEN | 526057104 | 09-Apr-14 | Annual | 1.7 | Elect Director Stuart A. Miller | Management | For | Yes | No |
Lennar Corporation | LEN | 526057104 | 09-Apr-14 | Annual | 1.8 | Elect Director Teri P. McClure | Management | For | Yes | No |
Lennar Corporation | LEN | 526057104 | 09-Apr-14 | Annual | 1.9 | Elect Director Jeffrey Sonnenfeld | Management | For | Yes | No |
Lennar Corporation | LEN | 526057104 | 09-Apr-14 | Annual | 2 | Ratify Auditors | Management | For | Yes | No |
Lennar Corporation | LEN | 526057104 | 09-Apr-14 | Annual | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Yes | No |
Fifth Third Bancorp | FITB | 316773100 | 15-Apr-14 | Annual | 1.1 | Elect Director Nicholas K. Akins | Management | For | Yes | No |
Fifth Third Bancorp | FITB | 316773100 | 15-Apr-14 | Annual | 1.2 | Elect Director B. Evan Bayh, III | Management | For | Yes | No |
Fifth Third Bancorp | FITB | 316773100 | 15-Apr-14 | Annual | 1.3 | Elect Director Ulysses L. Bridgeman, Jr. | Management | For | Yes | No |
Fifth Third Bancorp | FITB | 316773100 | 15-Apr-14 | Annual | 1.4 | Elect Director Emerson L. Brumback | Management | For | Yes | No |
Fifth Third Bancorp | FITB | 316773100 | 15-Apr-14 | Annual | 1.5 | Elect Director James P. Hackett | Management | For | Yes | No |
Fifth Third Bancorp | FITB | 316773100 | 15-Apr-14 | Annual | 1.6 | Elect Director Gary R. Heminger | Management | For | Yes | No |
Fifth Third Bancorp | FITB | 316773100 | 15-Apr-14 | Annual | 1.7 | Elect Director Jewell D. Hoover | Management | For | Yes | No |
Fifth Third Bancorp | FITB | 316773100 | 15-Apr-14 | Annual | 1.8 | Elect Director Kevin T. Kabat | Management | For | Yes | No |
Fifth Third Bancorp | FITB | 316773100 | 15-Apr-14 | Annual | 1.9 | Elect Director Mitchel D. Livingston, Ph.D. | Management | For | Yes | No |
Fifth Third Bancorp | FITB | 316773100 | 15-Apr-14 | Annual | 1.10 | Elect Director Michael B. McCallister | Management | For | Yes | No |
Fifth Third Bancorp | FITB | 316773100 | 15-Apr-14 | Annual | 1.11 | Elect Director Hendrik G. Meijer | Management | For | Yes | No |
Fifth Third Bancorp | FITB | 316773100 | 15-Apr-14 | Annual | 1.12 | Elect Director Marsha C. Williams | Management | For | Yes | No |
Fifth Third Bancorp | FITB | 316773100 | 15-Apr-14 | Annual | 2 | Ratify Auditors | Management | For | Yes | No |
Fifth Third Bancorp | FITB | 316773100 | 15-Apr-14 | Annual | 3 | Approve Omnibus Stock Plan | Management | For | Yes | No |
Fifth Third Bancorp | FITB | 316773100 | 15-Apr-14 | Annual | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Yes | No |
Fifth Third Bancorp | FITB | 316773100 | 15-Apr-14 | Annual | 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | Yes | No |
Huntington Bancshares Incorporated | HBAN | 446150104 | 17-Apr-14 | Annual | 1.1 | Elect Director Don M. Casto, III | Management | For | Yes | No |
Huntington Bancshares Incorporated | HBAN | 446150104 | 17-Apr-14 | Annual | 1.2 | Elect Director Ann ('Tanny') B. Crane | Management | For | Yes | No |
Huntington Bancshares Incorporated | HBAN | 446150104 | 17-Apr-14 | Annual | 1.3 | Elect Director Steven G. Elliott | Management | For | Yes | No |
Huntington Bancshares Incorporated | HBAN | 446150104 | 17-Apr-14 | Annual | 1.4 | Elect Director Michael J. Endres | Management | For | Yes | No |
Huntington Bancshares Incorporated | HBAN | 446150104 | 17-Apr-14 | Annual | 1.5 | Elect Director John B. Gerlach, Jr. | Management | For | Yes | No |
Huntington Bancshares Incorporated | HBAN | 446150104 | 17-Apr-14 | Annual | 1.6 | Elect Director Peter J. Kight | Management | For | Yes | No |
Huntington Bancshares Incorporated | HBAN | 446150104 | 17-Apr-14 | Annual | 1.7 | Elect Director Jonathan A. Levy | Management | For | Yes | No |
Huntington Bancshares Incorporated | HBAN | 446150104 | 17-Apr-14 | Annual | 1.8 | Elect Director Richard W. Neu | Management | For | Yes | No |
Huntington Bancshares Incorporated | HBAN | 446150104 | 17-Apr-14 | Annual | 1.9 | Elect Director David L. Porteous | Management | For | Yes | No |
Huntington Bancshares Incorporated | HBAN | 446150104 | 17-Apr-14 | Annual | 1.10 | Elect Director Kathleen H. Ransier | Management | For | Yes | No |
Huntington Bancshares Incorporated | HBAN | 446150104 | 17-Apr-14 | Annual | 1.11 | Elect Director Stephen D. Steinour | Management | For | Yes | No |
Huntington Bancshares Incorporated | HBAN | 446150104 | 17-Apr-14 | Annual | 2 | Ratify Auditors | Management | For | Yes | No |
Huntington Bancshares Incorporated | HBAN | 446150104 | 17-Apr-14 | Annual | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Yes | No |
NOBLE ENERGY, INC. | NBL | 655044105 | 22-Apr-14 | Annual | 1.1 | Elect Director Jeffrey L. Berenson | Management | For | Yes | No |
NOBLE ENERGY, INC. | NBL | 655044105 | 22-Apr-14 | Annual | 1.2 | Elect Director Michael A. Cawley | Management | For | Yes | No |
NOBLE ENERGY, INC. | NBL | 655044105 | 22-Apr-14 | Annual | 1.3 | Elect Director Edward F. Cox | Management | For | Yes | No |
NOBLE ENERGY, INC. | NBL | 655044105 | 22-Apr-14 | Annual | 1.4 | Elect Director Charles D. Davidson | Management | For | Yes | No |
NOBLE ENERGY, INC. | NBL | 655044105 | 22-Apr-14 | Annual | 1.5 | Elect Director Thomas J. Edelman | Management | For | Yes | No |
NOBLE ENERGY, INC. | NBL | 655044105 | 22-Apr-14 | Annual | 1.6 | Elect Director Eric P. Grubman | Management | For | Yes | No |
NOBLE ENERGY, INC. | NBL | 655044105 | 22-Apr-14 | Annual | 1.7 | Elect Director Kirby L. Hedrick | Management | For | Yes | No |
NOBLE ENERGY, INC. | NBL | 655044105 | 22-Apr-14 | Annual | 1.8 | Elect Director Scott D. Urban | Management | For | Yes | No |
NOBLE ENERGY, INC. | NBL | 655044105 | 22-Apr-14 | Annual | 1.9 | Elect Director William T. Van Kleef | Management | For | Yes | No |
NOBLE ENERGY, INC. | NBL | 655044105 | 22-Apr-14 | Annual | 1.10 | Elect Director Molly K. Williamson | Management | For | Yes | No |
NOBLE ENERGY, INC. | NBL | 655044105 | 22-Apr-14 | Annual | 2 | Ratify Auditors | Management | For | Yes | No |
NOBLE ENERGY, INC. | NBL | 655044105 | 22-Apr-14 | Annual | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Yes | No |
HCA Holdings, Inc. | HCA | 40412C101 | 23-Apr-14 | Annual | 1.1 | Elect Director Richard M. Bracken | Management | For | Yes | No |
HCA Holdings, Inc. | HCA | 40412C101 | 23-Apr-14 | Annual | 1.2 | Elect Director R. Milton Johnson | Management | For | Yes | No |
HCA Holdings, Inc. | HCA | 40412C101 | 23-Apr-14 | Annual | 1.3 | Elect Director Robert J. Dennis | Management | For | Yes | No |
HCA Holdings, Inc. | HCA | 40412C101 | 23-Apr-14 | Annual | 1.4 | Elect Director Nancy-Ann DeParle | Management | For | Yes | No |
HCA Holdings, Inc. | HCA | 40412C101 | 23-Apr-14 | Annual | 1.5 | Elect Director Thomas F. Frist III | Management | For | Yes | No |
HCA Holdings, Inc. | HCA | 40412C101 | 23-Apr-14 | Annual | 1.6 | Elect Director William R. Frist | Management | For | Yes | No |
HCA Holdings, Inc. | HCA | 40412C101 | 23-Apr-14 | Annual | 1.7 | Elect Director Ann H. Lamont | Management | For | Yes | No |
HCA Holdings, Inc. | HCA | 40412C101 | 23-Apr-14 | Annual | 1.8 | Elect Director Jay O. Light | Management | For | Yes | No |
HCA Holdings, Inc. | HCA | 40412C 101 | 23-Apr- 14 | Annual | 1.9 | Elect Director Geoffrey G. Meyers | Manage ment | For | Yes | No |
HCA Holdings, Inc. | HCA | 40412C101 | 23-Apr-14 | Annual | 1.10 | Elect Director Michael W. Michelson | Management | For | Yes | No |
HCA Holdings, Inc. | HCA | 40412C101 | 23-Apr-14 | Annual | 1.11 | Elect Director Stephen G. Pagliuca | Management | For | Yes | No |
HCA Holdings, Inc. | HCA | 40412C101 | 23-Apr-14 | Annual | 1.12 | Elect Director Wayne J. Riley | Management | For | Yes | No |
HCA Holdings, Inc. | HCA | 40412C101 | 23-Apr-14 | Annual | 1.13 | Elect Director John W. Rowe | Management | For | Yes | No |
HCA Holdings, Inc. | HCA | 40412C101 | 23-Apr-14 | Annual | 2 | Ratify Auditors | Management | For | Yes | No |
HCA Holdings, Inc. | HCA | 40412C101 | 23-Apr-14 | Annual | 3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | Yes | No |
HCA Holdings, Inc. | HCA | 40412C101 | 23-Apr-14 | Annual | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Yes | No |
NCR Corporation | NCR | 62886E108 | 23-Apr-14 | Annual | 1.1 | Elect Director Richard L. Clemmer | Management | For | Yes | No |
NCR Corporation | NCR | 62886E108 | 23-Apr-14 | Annual | 1.2 | Elect Director Kurt P. Kuehn | Management | For | Yes | No |
NCR Corporation | NCR | 62886E108 | 23-Apr-14 | Annual | 2 | Ratify Auditors | Management | For | Yes | No |
NCR Corporation | NCR | 62886E108 | 23-Apr-14 | Annual | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Yes | No |
NCR Corporation | NCR | 62886E108 | 23-Apr-14 | Annual | 4 | Declassify the Board of Directors | Management | For | Yes | No |
CROWN HOLDINGS, INC. | CCK | 228368106 | 24-Apr-14 | Annual | 1.1 | Elect Director Jenne K. Britell | Management | For | Yes | No |
CROWN HOLDINGS, INC. | CCK | 228368106 | 24-Apr-14 | Annual | 1.2 | Elect Director John W. Conway | Management | For | Yes | No |
CROWN HOLDINGS, INC. | CCK | 228368106 | 24-Apr-14 | Annual | 1.3 | Elect Director Arnold W. Donald | Management | For | Yes | No |
CROWN HOLDINGS, INC. | CCK | 228368106 | 24-Apr-14 | Annual | 1.4 | Elect Director William G. Little | Management | For | Yes | No |
CROWN HOLDINGS, INC. | CCK | 228368106 | 24-Apr-14 | Annual | 1.5 | Elect Director Hans J. Loliger | Management | For | Yes | No |
CROWN HOLDINGS, INC. | CCK | 228368106 | 24-Apr-14 | Annual | 1.6 | Elect Director James H. Miller | Management | For | Yes | No |
CROWN HOLDINGS, INC. | CCK | 228368106 | 24-Apr-14 | Annual | 1.7 | Elect Director Josef M. Muller | Management | For | Yes | No |
CROWN HOLDINGS, INC. | CCK | 228368106 | 24-Apr-14 | Annual | 1.8 | Elect Director Thomas A. Ralph | Management | For | Yes | No |
CROWN HOLDINGS, INC. | CCK | 228368106 | 24-Apr-14 | Annual | 1.9 | Elect Director Caesar F. Sweitzer | Management | For | Yes | No |
CROWN HOLDINGS, INC. | CCK | 228368 106 | 24-Apr- 14 | Annual | 1.10 | Elect Director Jim L. Turner | Manage ment | For | Yes | No |
CROWN HOLDINGS, INC. | CCK | 228368106 | 24-Apr-14 | Annual | 1.11 | Elect Director William S. Urkiel | Management | For | Yes | No |
CROWN HOLDINGS, INC. | CCK | 228368106 | 24-Apr-14 | Annual | 2 | Ratify Auditors | Management | For | Yes | No |
CROWN HOLDINGS, INC. | CCK | 228368106 | 24-Apr-14 | Annual | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Yes | No |
CROWN HOLDINGS, INC. | CCK | 228368106 | 24-Apr-14 | Annual | 4 | Adopt Share Retention Policy For Senior Executives | Share Holder | Against | Yes | No |
CROWN HOLDINGS, INC. | CCK | 228368106 | 24-Apr-14 | Annual | 5 | Submit SERP to Shareholder Vote | Share Holder | Against | Yes | No |
Regions Financial Corporation | RF | 7591EP100 | 24-Apr-14 | Annual | 1a | Elect Director George W. Bryan | Management | For | Yes | No |
Regions Financial Corporation | RF | 7591EP100 | 24-Apr-14 | Annual | 1b | Elect Director Carolyn H. Byrd | Management | For | Yes | No |
Regions Financial Corporation | RF | 7591EP100 | 24-Apr-14 | Annual | 1c | Elect Director David J. Cooper, Sr. | Management | For | Yes | No |
Regions Financial Corporation | RF | 7591EP100 | 24-Apr-14 | Annual | 1d | Elect Director Don DeFosset | Management | For | Yes | No |
Regions Financial Corporation | RF | 7591EP100 | 24-Apr-14 | Annual | 1e | Elect Director Eric C. Fast | Management | For | Yes | No |
Regions Financial Corporation | RF | 7591EP100 | 24-Apr-14 | Annual | 1f | Elect Director O.B. Grayson Hall, Jr. | Management | For | Yes | No |
Regions Financial Corporation | RF | 7591EP100 | 24-Apr-14 | Annual | 1g | Elect Director John D. Johns | Management | For | Yes | No |
Regions Financial Corporation | RF | 7591EP100 | 24-Apr-14 | Annual | 1h | Elect Director Charles D. McCrary | Management | For | Yes | No |
Regions Financial Corporation | RF | 7591EP100 | 24-Apr-14 | Annual | 1i | Elect Director James R. Malone | Management | For | Yes | No |
Regions Financial Corporation | RF | 7591EP100 | 24-Apr-14 | Annual | 1j | Elect Director Ruth Ann Marshall | Management | For | Yes | No |
Regions Financial Corporation | RF | 7591EP100 | 24-Apr-14 | Annual | 1k | Elect Director Susan W. Matlock | Management | For | Yes | No |
Regions Financial Corporation | RF | 7591EP100 | 24-Apr-14 | Annual | 1l | Elect Director John E. Maupin, Jr. | Management | For | Yes | No |
Regions Financial Corporation | RF | 7591EP100 | 24-Apr-14 | Annual | 1m | Elect Director Lee J. Styslinger, III | Management | For | Yes | No |
Regions Financial Corporation | RF | 7591EP100 | 24-Apr-14 | Annual | 2 | Ratify Auditors | Management | For | Yes | No |
Regions Financial Corporation | RF | 7591EP100 | 24-Apr-14 | Annual | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Yes | No |
Snap-on Incorporated | SNA | 833034101 | 24-Apr-14 | Annual | 1.1 | Elect Director Roxanne J. Decyk | Management | For | Yes | No |
Snap-on Incorporated | SNA | 833034101 | 24-Apr-14 | Annual | 1.2 | Elect Director Nicholas T. Pinchuk | Management | For | Yes | No |
Snap-on Incorporated | SNA | 833034101 | 24-Apr-14 | Annual | 1.3 | Elect Director Gregg M. Sherrill | Management | For | Yes | No |
Snap-on Incorporated | SNA | 833034101 | 24-Apr-14 | Annual | 2 | Ratify Auditors | Management | For | Yes | No |
Snap-on Incorporated | SNA | 833034101 | 24-Apr-14 | Annual | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Yes | No |
FMC Corporation | FMC | 302491303 | 29-Apr-14 | Annual | 1a | Elect Director K'Lynne Johnson | Management | For | Yes | No |
FMC Corporation | FMC | 302491303 | 29-Apr-14 | Annual | 1b | Elect Director William H. Powell | Management | For | Yes | No |
FMC Corporation | FMC | 302491303 | 29-Apr-14 | Annual | 1c | Elect Director Vincent R. Volpe, Jr. | Management | For | Yes | No |
FMC Corporation | FMC | 302491303 | 29-Apr-14 | Annual | 2 | Ratify Auditors | Management | For | Yes | No |
FMC Corporation | FMC | 302491303 | 29-Apr-14 | Annual | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Yes | No |
MRC Global Inc. | MRC | 55345K103 | 29-Apr-14 | Annual | 1.1 | Elect Director Andrew R. Lane | Management | For | Yes | No |
MRC Global Inc. | MRC | 55345K103 | 29-Apr-14 | Annual | 1.2 | Elect Director Leonard M. Anthony | Management | For | Yes | No |
MRC Global Inc. | MRC | 55345K103 | 29-Apr-14 | Annual | 1.3 | Elect Director Rhys J. Best | Management | For | Yes | No |
MRC Global Inc. | MRC | 55345K103 | 29-Apr-14 | Annual | 1.4 | Elect Director Peter C. Boylan, III | Management | For | Yes | No |
MRC Global Inc. | MRC | 55345K103 | 29-Apr-14 | Annual | 1.5 | Elect Director Henry Cornell | Management | For | Yes | No |
MRC Global Inc. | MRC | 55345K103 | 29-Apr-14 | Annual | 1.6 | Elect Director Craig Ketchum | Management | For | Yes | No |
MRC Global Inc. | MRC | 55345K103 | 29-Apr-14 | Annual | 1.7 | Elect Director Gerard P. Krans | Management | For | Yes | No |
MRC Global Inc. | MRC | 55345K103 | 29-Apr-14 | Annual | 1.8 | Elect Director Cornelis A. Linse | Management | For | Yes | No |
MRC Global Inc. | MRC | 55345K103 | 29-Apr-14 | Annual | 1.9 | Elect Director John A. Perkins | Management | For | Yes | No |
MRC Global Inc. | MRC | 55345K103 | 29-Apr-14 | Annual | 1.10 | Elect Director H.B. Wehrle, III | Management | For | Yes | No |
MRC Global Inc. | MRC | 55345K103 | 29-Apr-14 | Annual | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Yes | No |
MRC Global Inc. | MRC | 55345K103 | 29-Apr-14 | Annual | 3 | Ratify Auditors | Management | For | Yes | No |
Rovi Corporation | ROVI | 779376102 | 29-Apr-14 | Annual | 1.1 | Elect Director Thomas Carson | Management | Do Not Vote | Yes | No |
Rovi Corporation | ROVI | 779376102 | 29-Apr-14 | Annual | 1.2 | Elect Director Alan L. Earhart | Management | Do Not Vote | Yes | No |
Rovi Corporation | ROVI | 779376102 | 29-Apr-14 | Annual | 1.3 | Elect Director Andrew K. Ludwick | Management | Do Not Vote | Yes | No |
Rovi Corporation | ROVI | 779376102 | 29-Apr-14 | Annual | 1.4 | Elect Director James E. Meyer | Management | Do Not Vote | Yes | No |
Rovi Corporation | ROVI | 779376102 | 29-Apr-14 | Annual | 1.5 | Elect Director James P. O'Shaughnessy | Management | Do Not Vote | Yes | No |
Rovi Corporation | ROVI | 779376102 | 29-Apr-14 | Annual | 1.6 | Elect Director Ruthann Quindlen | Management | Do Not Vote | Yes | No |
Rovi Corporation | ROVI | 779376102 | 29-Apr-14 | Annual | 2 | Amend Omnibus Stock Plan | Management | Do Not Vote | Yes | No |
Rovi Corporation | ROVI | 779376102 | 29-Apr-14 | Annual | 3 | Ratify Auditors | Management | Do Not Vote | Yes | No |
Rovi Corporation | ROVI | 779376102 | 29-Apr-14 | Annual | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | Yes | No |
First Niagara Financial Group, Inc. | FNFG | 33582V108 | 30-Apr-14 | Annual | 1.1 | Elect Director Thomas E. Baker | Management | For | Yes | No |
First Niagara Financial Group, Inc. | FNFG | 33582V108 | 30-Apr-14 | Annual | 1.2 | Elect Director James R. Boldt | Management | For | Yes | No |
First Niagara Financial Group, Inc. | FNFG | 33582V108 | 30-Apr-14 | Annual | 1.3 | Elect Director G. Thomas Bowers | Management | For | Yes | No |
First Niagara Financial Group, Inc. | FNFG | 33582V108 | 30-Apr-14 | Annual | 1.4 | Elect Director Roxanne J. Coady | Management | For | Yes | No |
First Niagara Financial Group, Inc. | FNFG | 33582V108 | 30-Apr-14 | Annual | 1.5 | Elect Director Gary M. Crosby | Management | For | Yes | No |
First Niagara Financial Group, Inc. | FNFG | 33582V108 | 30-Apr-14 | Annual | 1.6 | Elect Director Carl Florio | Management | For | Yes | No |
First Niagara Financial Group, Inc. | FNFG | 33582V108 | 30-Apr-14 | Annual | 1.7 | Elect Director Carlton L. Highsmith | Management | For | Yes | No |
First Niagara Financial Group, Inc. | FNFG | 33582V108 | 30-Apr-14 | Annual | 1.8 | Elect Director George M. Philip | Management | For | Yes | No |
First Niagara Financial Group, Inc. | FNFG | 33582V108 | 30-Apr-14 | Annual | 1.9 | Elect Director Peter B. Robinson | Management | For | Yes | No |
First Niagara Financial Group, Inc. | FNFG | 33582V108 | 30-Apr-14 | Annual | 1.10 | Elect Director Nathaniel D. Woodson | Management | For | Yes | No |
First Niagara Financial Group, Inc. | FNFG | 33582V108 | 30-Apr-14 | Annual | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Yes | No |
First Niagara Financial Group, Inc. | FNFG | 33582V108 | 30-Apr-14 | Annual | 3 | Amend Omnibus Stock Plan | Management | For | Yes | No |
First Niagara Financial Group, Inc. | FNFG | 33582V108 | 30-Apr-14 | Annual | 4 | Ratify Auditors | Management | For | Yes | No |
Validus Holdings, Ltd. | VR | G9319H102 | 30-Apr-14 | Annual | 1.1 | Elect Director Joseph E. (Jeff) Consolino | Management | For | Yes | No |
Validus Holdings, Ltd. | VR | G9319H102 | 30-Apr-14 | Annual | 1.2 | Elect Director Matthew J. Grayson | Management | For | Yes | No |
Validus Holdings, Ltd. | VR | G9319H102 | 30-Apr-14 | Annual | 1.3 | Elect Director Jean-Marie Nessi | Management | For | Yes | No |
Validus Holdings, Ltd. | VR | G9319H102 | 30-Apr-14 | Annual | 1.4 | Elect Director Mandakini Puri | Management | For | Yes | No |
Validus Holdings, Ltd. | VR | G9319 H102 | 30-Apr- 14 | Annual | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Manage ment | For | Yes | No |
Validus Holdings, Ltd. | VR | G9319H102 | 30-Apr-14 | Annual | 3 | Ratify PricewaterhouseCoopers, Ltd., Hamilton, Bermuda as Independent Auditors | Management | For | Yes | No |
CommScope Holding Company, Inc. | COMM | 20337X109 | 02-May-14 | Annual | 1.1 | Elect Director Frank M. Drendel | Management | For | Yes | No |
CommScope Holding Company, Inc. | COMM | 20337X109 | 02-May-14 | Annual | 1.2 | Elect Director Marco De Benedetti | Management | For | Yes | No |
CommScope Holding Company, Inc. | COMM | 20337X109 | 02-May-14 | Annual | 1.3 | Elect Director Peter J. Clare | Management | For | Yes | No |
CommScope Holding Company, Inc. | COMM | 20337X109 | 02-May-14 | Annual | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | Yes | Yes |
CommScope Holding Company, Inc. | COMM | 20337X109 | 02-May-14 | Annual | 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | Yes | No |
CommScope Holding Company, Inc. | COMM | 20337X109 | 02-May-14 | Annual | 4 | Ratify Auditors | Management | For | Yes | No |
Skyworks Solutions, Inc. | SWKS | 83088M102 | 06-May-14 | Annual | 1.1 | Elect Director David J. McLachlan | Management | For | Yes | No |
Skyworks Solutions, Inc. | SWKS | 83088M102 | 06-May-14 | Annual | 1.2 | Elect Director David J. Aldrich | Management | For | Yes | No |
Skyworks Solutions, Inc. | SWKS | 83088M102 | 06-May-14 | Annual | 1.3 | Elect Director Kevin L. Beebe | Management | For | Yes | No |
Skyworks Solutions, Inc. | SWKS | 83088M102 | 06-May-14 | Annual | 1.4 | Elect Director Timothy R. Furey | Management | For | Yes | No |
Skyworks Solutions, Inc. | SWKS | 83088M102 | 06-May-14 | Annual | 1.5 | Elect Director Balakrishnan S. Iyer | Management | For | Yes | No |
Skyworks Solutions, Inc. | SWKS | 83088M102 | 06-May-14 | Annual | 1.6 | Elect Director Christine King | Management | For | Yes | No |
Skyworks Solutions, Inc. | SWKS | 83088M102 | 06-May-14 | Annual | 1.7 | Elect Director David P. McGlade | Management | For | Yes | No |
Skyworks Solutions, Inc. | SWKS | 83088M102 | 06-May-14 | Annual | 1.8 | Elect Director Robert A. Schriesheim | Management | For | Yes | No |
Skyworks Solutions, Inc. | SWKS | 83088M102 | 06-May-14 | Annual | 2 | Ratify Auditors | Management | For | Yes | No |
Skyworks Solutions, Inc. | SWKS | 83088M102 | 06-May-14 | Annual | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Yes | No |
United Rentals, Inc. | URI | 911363 109 | 07-May- 14 | Annual | 1.1 | Elect Director Jenne K. Britell | Manage ment | For | Yes | No |
United Rentals, Inc. | URI | 911363109 | 07-May-14 | Annual | 1.2 | Elect Director Jose B. Alvarez | Management | For | Yes | No |
United Rentals, Inc. | URI | 911363109 | 07-May-14 | Annual | 1.3 | Elect Director Bobby J. Griffin | Management | For | Yes | No |
United Rentals, Inc. | URI | 911363109 | 07-May-14 | Annual | 1.4 | Elect Director Michael J. Kneeland | Management | For | Yes | No |
United Rentals, Inc. | URI | 911363109 | 07-May-14 | Annual | 1.5 | Elect Director Pierre E. Leroy | Management | For | Yes | No |
United Rentals, Inc. | URI | 911363109 | 07-May-14 | Annual | 1.6 | Elect Director Singleton B. McAllister | Management | For | Yes | No |
United Rentals, Inc. | URI | 911363109 | 07-May-14 | Annual | 1.7 | Elect Director Brian D. McAuley | Management | For | Yes | No |
United Rentals, Inc. | URI | 911363109 | 07-May-14 | Annual | 1.8 | Elect Director John S. McKinney | Management | For | Yes | No |
United Rentals, Inc. | URI | 911363109 | 07-May-14 | Annual | 1.9 | Elect Director James H. Ozanne | Management | For | Yes | No |
United Rentals, Inc. | URI | 911363109 | 07-May-14 | Annual | 1.10 | Elect Director Jason D. Papastavrou | Management | For | Yes | No |
United Rentals, Inc. | URI | 911363109 | 07-May-14 | Annual | 1.11 | Elect Director Filippo Passerini | Management | For | Yes | No |
United Rentals, Inc. | URI | 911363109 | 07-May-14 | Annual | 1.12 | Elect Director Donald C. Roof | Management | For | Yes | No |
United Rentals, Inc. | URI | 911363109 | 07-May-14 | Annual | 1.13 | Elect Director Keith Wimbush | Management | For | Yes | No |
United Rentals, Inc. | URI | 911363109 | 07-May-14 | Annual | 2 | Approve Executive Incentive Bonus Plan | Management | For | Yes | No |
United Rentals, Inc. | URI | 911363109 | 07-May-14 | Annual | 3 | Amend Omnibus Stock Plan | Management | For | Yes | No |
United Rentals, Inc. | URI | 911363109 | 07-May-14 | Annual | 4 | Amend Omnibus Stock Plan | Management | For | Yes | No |
United Rentals, Inc. | URI | 911363109 | 07-May-14 | Annual | 5 | Ratify Auditors | Management | For | Yes | No |
United Rentals, Inc. | URI | 911363109 | 07-May-14 | Annual | 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Yes | No |
Actavis plc | ACT | G0083B108 | 09-May-14 | Annual | 1a | Elect Director Paul M. Bisaro | Management | For | Yes | No |
Actavis plc | ACT | G0083B108 | 09-May-14 | Annual | 1b | Elect Director James H. Bloem | Management | For | Yes | No |
Actavis plc | ACT | G0083B108 | 09-May-14 | Annual | 1c | Elect Director Christopher W. Bodine | Management | For | Yes | No |
Actavis plc | ACT | G0083B108 | 09-May-14 | Annual | 1d | Elect Director Tamar D. Howson | Management | For | Yes | No |
Actavis plc | ACT | G0083B108 | 09-May-14 | Annual | 1e | Elect Director John A. King | Management | For | Yes | No |
Actavis plc | ACT | G0083B108 | 09-May-14 | Annual | 1f | Elect Director Catherine M. Klema | Management | For | Yes | No |
Actavis plc | ACT | G0083B108 | 09-May-14 | Annual | 1g | Elect Director Jiri Michal | Management | For | Yes | No |
Actavis plc | ACT | G0083B108 | 09-May-14 | Annual | 1h | Elect Director Sigurdur Olafsson | Management | For | Yes | No |
Actavis plc | ACT | G0083B108 | 09-May-14 | Annual | 1i | Elect Director Patrick J. O'Sullivan | Management | For | Yes | No |
Actavis plc | ACT | G0083B108 | 09-May-14 | Annual | 1j | Elect Director Ronald R. Taylor | Management | For | Yes | No |
Actavis plc | ACT | G0083B108 | 09-May-14 | Annual | 1k | Elect Director Andrew L. Turner | Management | For | Yes | No |
Actavis plc | ACT | G0083B108 | 09-May-14 | Annual | 1l | Elect Director Fred G. Weiss | Management | For | Yes | No |
Actavis plc | ACT | G0083B108 | 09-May-14 | Annual | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Yes | No |
Actavis plc | ACT | G0083B108 | 09-May-14 | Annual | 3 | Ratify Auditors | Management | For | Yes | No |
Actavis plc | ACT | G0083B108 | 09-May-14 | Annual | 4 | Report on Sustainability | Share Holder | Against | Yes | No |
CIT Group Inc. | CIT | 125581801 | 13-May-14 | Annual | 1a | Elect Director John A. Thain | Management | For | Yes | No |
CIT Group Inc. | CIT | 125581801 | 13-May-14 | Annual | 1b | Elect Director Ellen R. Alemany | Management | For | Yes | No |
CIT Group Inc. | CIT | 125581801 | 13-May-14 | Annual | 1c | Elect Director Michael J. Embler | Management | For | Yes | No |
CIT Group Inc. | CIT | 125581801 | 13-May-14 | Annual | 1d | Elect Director William M. Freeman | Management | For | Yes | No |
CIT Group Inc. | CIT | 125581801 | 13-May-14 | Annual | 1e | Elect Director David M. Moffett | Management | For | Yes | No |
CIT Group Inc. | CIT | 125581801 | 13-May-14 | Annual | 1f | Elect Director R. Brad Oates | Management | For | Yes | No |
CIT Group Inc. | CIT | 125581801 | 13-May-14 | Annual | 1g | Elect Director Marianne Miller Parrs | Management | For | Yes | No |
CIT Group Inc. | CIT | 125581801 | 13-May-14 | Annual | 1h | Elect Director Gerald Rosenfeld | Management | For | Yes | No |
CIT Group Inc. | CIT | 125581801 | 13-May-14 | Annual | 1i | Elect Director John R. Ryan | Management | For | Yes | No |
CIT Group Inc. | CIT | 125581801 | 13-May-14 | Annual | 1j | Elect Director Sheila A. Stamps | Management | For | Yes | No |
CIT Group Inc. | CIT | 125581801 | 13-May-14 | Annual | 1k | Elect Director Seymour Sternberg | Management | For | Yes | No |
CIT Group Inc. | CIT | 125581801 | 13-May-14 | Annual | 1l | Elect Director Peter J. Tobin | Management | For | Yes | No |
CIT Group Inc. | CIT | 125581801 | 13-May-14 | Annual | 1m | Elect Director Laura S. Unger | Management | For | Yes | No |
CIT Group Inc. | CIT | 125581801 | 13-May-14 | Annual | 2 | Ratify Auditors | Management | For | Yes | No |
CIT Group Inc. | CIT | 125581801 | 13-May-14 | Annual | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Yes | No |
Con-way Inc. | CNW | 205944101 | 13-May-14 | Annual | 1.1 | Elect Director John J. (Jack) Anton | Management | For | Yes | No |
Con-way Inc. | CNW | 205944101 | 13-May-14 | Annual | 1.2 | Elect Director W. Keith Kennedy, Jr. | Management | For | Yes | No |
Con-way Inc. | CNW | 205944101 | 13-May-14 | Annual | 1.3 | Elect Director Michael J. Murray | Management | For | Yes | No |
Con-way Inc. | CNW | 205944101 | 13-May-14 | Annual | 1.4 | Elect Director Edith R. Perez | Management | For | Yes | No |
Con-way Inc. | CNW | 205944101 | 13-May-14 | Annual | 1.5 | Elect Director P. Cody Phipps | Management | For | Yes | No |
Con-way Inc. | CNW | 205944101 | 13-May-14 | Annual | 1.6 | Elect Director John C. Pope | Management | For | Yes | No |
Con-way Inc. | CNW | 205944101 | 13-May-14 | Annual | 1.7 | Elect Director William J. Schroeder | Management | For | Yes | No |
Con-way Inc. | CNW | 205944101 | 13-May-14 | Annual | 1.8 | Elect Director Douglas W. Stotlar | Management | For | Yes | No |
Con-way Inc. | CNW | 205944101 | 13-May-14 | Annual | 1.9 | Elect Director Peter W. Stott | Management | For | Yes | No |
Con-way Inc. | CNW | 205944101 | 13-May-14 | Annual | 1.10 | Elect Director Roy W. Templin | Management | For | Yes | No |
Con-way Inc. | CNW | 205944101 | 13-May-14 | Annual | 1.11 | Elect Director Chelsea C. White, III | Management | For | Yes | No |
Con-way Inc. | CNW | 205944101 | 13-May-14 | Annual | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Yes | No |
Con-way Inc. | CNW | 205944101 | 13-May-14 | Annual | 3 | Amend Right to Call Special Meeting | Management | For | Yes | No |
Con-way Inc. | CNW | 205944101 | 13-May-14 | Annual | 4 | Ratify Auditors | Management | For | Yes | No |
First American Financial Corporation | FAF | 31847R102 | 13-May-14 | Annual | 1.1 | Elect Director James L. Doti | Management | For | Yes | No |
First American Financial Corporation | FAF | 31847R102 | 13-May-14 | Annual | 1.2 | Elect Director Michael D. McKee | Management | For | Yes | No |
First American Financial Corporation | FAF | 31847R102 | 13-May-14 | Annual | 1.3 | Elect Director Thomas V. McKernan | Management | For | Yes | No |
First American Financial Corporation | FAF | 31847R102 | 13-May-14 | Annual | 1.4 | Elect Director Virginia M. Ueberroth | Management | For | Yes | No |
First American Financial Corporation | FAF | 31847R102 | 13-May-14 | Annual | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Yes | No |
First American Financial Corporation | FAF | 31847R102 | 13-May-14 | Annual | 3 | Ratify Auditors | Management | For | Yes | No |
Packaging Corporation of America | PKG | 695156109 | 13-May-14 | Annual | 1.1 | Elect Director Cheryl K. Beebe | Management | For | Yes | No |
Packaging Corporation of America | PKG | 695156109 | 13-May-14 | Annual | 1.2 | Elect Director Hasan Jameel | Management | For | Yes | No |
Packaging Corporation of America | PKG | 695156109 | 13-May-14 | Annual | 1.3 | Elect Director Mark W. Kowlzan | Management | For | Yes | No |
Packaging Corporation of America | PKG | 695156109 | 13-May-14 | Annual | 1.4 | Elect Director Robert C. Lyons | Management | For | Yes | No |
Packaging Corporation of America | PKG | 695156109 | 13-May-14 | Annual | 1.5 | Elect Director Thomas P. Maurer | Management | For | Yes | No |
Packaging Corporation of America | PKG | 695156109 | 13-May-14 | Annual | 1.6 | Elect Director Samuel M. Mencoff | Management | For | Yes | No |
Packaging Corporation of America | PKG | 695156 109 | 13-May- 14 | Annual | 1.7 | Elect Director Roger B. Porter | Manage ment | For | Yes | No |
Packaging Corporation of America | PKG | 695156109 | 13-May-14 | Annual | 1.8 | Elect Director Thomas S. Souleles | Management | For | Yes | No |
Packaging Corporation of America | PKG | 695156109 | 13-May-14 | Annual | 1.9 | Elect Director Paul T. Stecko | Management | For | Yes | No |
Packaging Corporation of America | PKG | 695156109 | 13-May-14 | Annual | 1.10 | Elect Director James D. Woodrum | Management | For | Yes | No |
Packaging Corporation of America | PKG | 695156109 | 13-May-14 | Annual | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Yes | No |
Packaging Corporation of America | PKG | 695156109 | 13-May-14 | Annual | 3 | Ratify Auditors | Management | For | Yes | No |
Hertz Global Holdings, Inc. | HTZ | 42805T105 | 14-May-14 | Annual | 1.1 | Elect Director Michael J. Durham | Management | For | Yes | No |
Hertz Global Holdings, Inc. | HTZ | 42805T105 | 14-May-14 | Annual | 1.2 | Elect Director Mark P. Frissora | Management | For | Yes | No |
Hertz Global Holdings, Inc. | HTZ | 42805T105 | 14-May-14 | Annual | 1.3 | Elect Director Henry C. Wolf | Management | For | Yes | No |
Hertz Global Holdings, Inc. | HTZ | 42805T105 | 14-May-14 | Annual | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Yes | No |
Hertz Global Holdings, Inc. | HTZ | 42805T105 | 14-May-14 | Annual | 3 | Declassify the Board of Directors | Management | For | Yes | No |
Hertz Global Holdings, Inc. | HTZ | 42805T105 | 14-May-14 | Annual | 4 | Approve Reverse Stock Split | Management | Against | Yes | Yes |
Hertz Global Holdings, Inc. | HTZ | 42805T105 | 14-May-14 | Annual | 5 | Ratify Auditors | Management | For | Yes | No |
Superior Energy Services, Inc. | SPN | 868157108 | 14-May-14 | Annual | 1.1 | Elect Director Harold J. Bouillion | Management | For | Yes | No |
Superior Energy Services, Inc. | SPN | 868157108 | 14-May-14 | Annual | 1.2 | Elect Director Enoch L. Dawkins | Management | For | Yes | No |
Superior Energy Services, Inc. | SPN | 868157108 | 14-May-14 | Annual | 1.3 | Elect Director David D. Dunlap | Management | For | Yes | No |
Superior Energy Services, Inc. | SPN | 868157108 | 14-May-14 | Annual | 1.4 | Elect Director James M. Funk | Management | For | Yes | No |
Superior Energy Services, Inc. | SPN | 868157108 | 14-May-14 | Annual | 1.5 | Elect Director Terence E. Hall | Management | For | Yes | No |
Superior Energy Services, Inc. | SPN | 868157108 | 14-May-14 | Annual | 1.6 | Elect Director Peter D. Kinnear | Management | For | Yes | No |
Superior Energy Services, Inc. | SPN | 868157108 | 14-May-14 | Annual | 1.7 | Elect Director Michael M. McShane | Management | For | Yes | No |
Superior Energy Services, Inc. | SPN | 868157108 | 14-May-14 | Annual | 1.8 | Elect Director W. Matt Ralls | Management | For | Yes | No |
Superior Energy Services, Inc. | SPN | 868157108 | 14-May-14 | Annual | 1.9 | Elect Director Justin L. Sullivan | Management | For | Yes | No |
Superior Energy Services, Inc. | SPN | 868157108 | 14-May-14 | Annual | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Yes | No |
Superior Energy Services, Inc. | SPN | 868157108 | 14-May-14 | Annual | 3 | Ratify Auditors | Management | For | Yes | No |
Superior Energy Services, Inc. | SPN | 868157108 | 14-May-14 | Annual | 4 | Report on Human Rights Risk Assessment Process | Share Holder | Against | Yes | No |
Tenneco Inc. | TEN | 880349105 | 14-May-14 | Annual | 1.1 | Elect Director Thomas C. Freyman | Management | For | Yes | No |
Tenneco Inc. | TEN | 880349105 | 14-May-14 | Annual | 1.2 | Elect Director Dennis J. Letham | Management | For | Yes | No |
Tenneco Inc. | TEN | 880349105 | 14-May-14 | Annual | 1.3 | Elect Director Hari N. Nair | Management | For | Yes | No |
Tenneco Inc. | TEN | 880349105 | 14-May-14 | Annual | 1.4 | Elect Director Roger B. Porter | Management | For | Yes | No |
Tenneco Inc. | TEN | 880349105 | 14-May-14 | Annual | 1.5 | Elect Director David B. Price, Jr. | Management | For | Yes | No |
Tenneco Inc. | TEN | 880349105 | 14-May-14 | Annual | 1.6 | Elect Director Gregg M. Sherrill | Management | For | Yes | No |
Tenneco Inc. | TEN | 880349105 | 14-May-14 | Annual | 1.7 | Elect Director Paul T. Stecko | Management | For | Yes | No |
Tenneco Inc. | TEN | 880349105 | 14-May-14 | Annual | 1.8 | Elect Director Jane L. Warner | Management | For | Yes | No |
Tenneco Inc. | TEN | 880349105 | 14-May-14 | Annual | 2 | Ratify Auditors | Management | For | Yes | No |
Tenneco Inc. | TEN | 880349105 | 14-May-14 | Annual | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Yes | No |
HD Supply Holdings, Inc. | HDS | 40416M105 | 15-May-14 | Annual | 1.1 | Elect Director Brian A. Bernasek | Management | For | Yes | No |
HD Supply Holdings, Inc. | HDS | 40416M105 | 15-May-14 | Annual | 1.2 | Elect Director Stephen M. Zide | Management | For | Yes | No |
HD Supply Holdings, Inc. | HDS | 40416M105 | 15-May-14 | Annual | 1.3 | Elect Director John W. Alden | Management | For | Yes | No |
HD Supply Holdings, Inc. | HDS | 40416M105 | 15-May-14 | Annual | 2 | Ratify Auditors | Management | For | Yes | No |
HD Supply Holdings, Inc. | HDS | 40416M105 | 15-May-14 | Annual | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Yes | No |
HD Supply Holdings, Inc. | HDS | 40416M105 | 15-May-14 | Annual | 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | Yes | Yes |
Owens-Illinois, Inc. | OI | 690768403 | 15-May-14 | Annual | 1.1 | Elect Director Jay L. Geldmacher | Management | For | Yes | No |
Owens-Illinois, Inc. | OI | 690768403 | 15-May-14 | Annual | 1.2 | Elect Director Peter S. Hellman | Management | For | Yes | No |
Owens-Illinois, Inc. | OI | 690768403 | 15-May-14 | Annual | 1.3 | Elect Director Anastasia D. Kelly | Management | For | Yes | No |
Owens-Illinois, Inc. | OI | 690768403 | 15-May-14 | Annual | 1.4 | Elect Director John J. McMackin, Jr. | Management | For | Yes | No |
Owens-Illinois, Inc. | OI | 690768403 | 15-May-14 | Annual | 1.5 | Elect Director Hari N. Nair | Management | For | Yes | No |
Owens-Illinois, Inc. | OI | 690768403 | 15-May-14 | Annual | 1.6 | Elect Director Hugh H. Roberts | Management | For | Yes | No |
Owens-Illinois, Inc. | OI | 690768403 | 15-May-14 | Annual | 1.7 | Elect Director Albert P. L. Stroucken | Management | For | Yes | No |
Owens-Illinois, Inc. | OI | 690768403 | 15-May-14 | Annual | 1.8 | Elect Director Carol A. Williams | Management | For | Yes | No |
Owens-Illinois, Inc. | OI | 690768403 | 15-May-14 | Annual | 1.9 | Elect Director Dennis K. Williams | Management | For | Yes | No |
Owens-Illinois, Inc. | OI | 690768403 | 15-May-14 | Annual | 1.10 | Elect Director Thomas L. Young | Management | For | Yes | No |
Owens-Illinois, Inc. | OI | 690768403 | 15-May-14 | Annual | 2 | Ratify Auditors | Management | For | Yes | No |
Owens-Illinois, Inc. | OI | 690768403 | 15-May-14 | Annual | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Yes | No |
Owens-Illinois, Inc. | OI | 690768403 | 15-May-14 | Annual | 4 | Amend Omnibus Stock Plan | Management | For | Yes | No |
PacWest Bancorp | PACW | 695263103 | 19-May-14 | Annual | 1.1 | Elect Director Craig A. Carlson | Management | For | Yes | No |
PacWest Bancorp | PACW | 695263103 | 19-May-14 | Annual | 1.2 | Elect Director John M. Eggemeyer | Management | For | Yes | No |
PacWest Bancorp | PACW | 695263103 | 19-May-14 | Annual | 1.3 | Elect Director Barry C. Fitzpatrick | Management | For | Yes | No |
PacWest Bancorp | PACW | 695263103 | 19-May-14 | Annual | 1.4 | Elect Director Andrew B. Fremder | Management | For | Yes | No |
PacWest Bancorp | PACW | 695263103 | 19-May-14 | Annual | 1.5 | Elect Director C. William Hosler | Management | For | Yes | No |
PacWest Bancorp | PACW | 695263103 | 19-May-14 | Annual | 1.6 | Elect Director Susan E. Lester | Management | For | Yes | No |
PacWest Bancorp | PACW | 695263103 | 19-May-14 | Annual | 1.7 | Elect Director Douglas H. (Tad) Lowrey | Management | For | Yes | No |
PacWest Bancorp | PACW | 695263103 | 19-May-14 | Annual | 1.8 | Elect Director Timothy B. Matz | Management | For | Yes | No |
PacWest Bancorp | PACW | 695263103 | 19-May-14 | Annual | 1.9 | Elect Director Roger H. Molvar | Management | For | Yes | No |
PacWest Bancorp | PACW | 695263103 | 19-May-14 | Annual | 1.10 | Elect Director James J. Pieczynski | Management | For | Yes | No |
PacWest Bancorp | PACW | 695263103 | 19-May-14 | Annual | 1.11 | Elect Director Daniel B. Platt | Management | For | Yes | No |
PacWest Bancorp | PACW | 695263103 | 19-May-14 | Annual | 1.12 | Elect Director Robert A. Stine | Management | For | Yes | No |
PacWest Bancorp | PACW | 695263103 | 19-May-14 | Annual | 1.13 | Elect Director Matthew P. Wagner | Management | For | Yes | No |
PacWest Bancorp | PACW | 695263103 | 19-May-14 | Annual | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Yes | No |
PacWest Bancorp | PACW | 695263103 | 19-May-14 | Annual | 3 | Ratify Auditors | Management | For | Yes | No |
PacWest Bancorp | PACW | 695263103 | 19-May-14 | Annual | 4 | Adjourn Meeting | Management | For | Yes | No |
PacWest Bancorp | PACW | 695263103 | 19-May-14 | Annual | 5 | Other Business | Management | Against | Yes | Yes |
Community Health Systems, Inc. | CYH | 203668108 | 20-May-14 | Annual | 1.1 | Elect Director W. Larry Cash | Management | For | Yes | No |
Community Health Systems, Inc. | CYH | 203668108 | 20-May-14 | Annual | 1.2 | Elect Director John A. Clerico | Management | For | Yes | No |
Community Health Systems, Inc. | CYH | 203668108 | 20-May-14 | Annual | 1.3 | Elect Director James S. Ely, III | Management | For | Yes | No |
Community Health Systems, Inc. | CYH | 203668108 | 20-May-14 | Annual | 1.4 | Elect Director John A. Fry | Management | For | Yes | No |
Community Health Systems, Inc. | CYH | 203668108 | 20-May-14 | Annual | 1.5 | Elect Director William Norris Jennings | Management | For | Yes | No |
Community Health Systems, Inc. | CYH | 203668108 | 20-May-14 | Annual | 1.6 | Elect Director Julia B. North | Management | For | Yes | No |
Community Health Systems, Inc. | CYH | 203668108 | 20-May-14 | Annual | 1.7 | Elect Director Wayne T. Smith | Management | For | Yes | No |
Community Health Systems, Inc. | CYH | 203668108 | 20-May-14 | Annual | 1.8 | Elect Director H. Mitchell Watson, Jr. | Management | For | Yes | No |
Community Health Systems, Inc. | CYH | 203668108 | 20-May-14 | Annual | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Yes | No |
Community Health Systems, Inc. | CYH | 203668108 | 20-May-14 | Annual | 3 | Amend Executive Incentive Bonus Plan | Management | For | Yes | No |
Community Health Systems, Inc. | CYH | 203668108 | 20-May-14 | Annual | 4 | Amend Omnibus Stock Plan | Management | For | Yes | No |
Community Health Systems, Inc. | CYH | 203668108 | 20-May-14 | Annual | 5 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | Yes | No |
Community Health Systems, Inc. | CYH | 203668108 | 20-May-14 | Annual | 6 | Ratify Auditors | Management | For | Yes | No |
Pentair Ltd. | PNR | H6169Q108 | 20-May-14 | Annual | 1a | Elect Director Glynis A. Bryan | Management | For | Yes | No |
Pentair Ltd. | PNR | H6169Q108 | 20-May-14 | Annual | 1b | Elect Director Jerry W. Burris | Management | For | Yes | No |
Pentair Ltd. | PNR | H6169Q108 | 20-May-14 | Annual | 1c | Elect Director Carol Anthony (John) Davidson | Management | For | Yes | No |
Pentair Ltd. | PNR | H6169Q108 | 20-May-14 | Annual | 1d | Elect Director T. Michael Glenn | Management | For | Yes | No |
Pentair Ltd. | PNR | H6169Q108 | 20-May-14 | Annual | 1e | Elect Director David H.Y. Ho | Management | For | Yes | No |
Pentair Ltd. | PNR | H6169Q108 | 20-May-14 | Annual | 1f | Elect Director Randall J. Hogan | Management | For | Yes | No |
Pentair Ltd. | PNR | H6169Q108 | 20-May-14 | Annual | 1g | Elect Director David A. Jones | Management | For | Yes | No |
Pentair Ltd. | PNR | H6169Q108 | 20-May-14 | Annual | 1h | Elect Director Ronald L. Merriman | Management | For | Yes | No |
Pentair Ltd. | PNR | H6169Q108 | 20-May-14 | Annual | 1i | Elect Director William T. Monahan | Management | For | Yes | No |
Pentair Ltd. | PNR | H6169Q108 | 20-May-14 | Annual | 1j | Elect Director Billie Ida Williamson | Management | For | Yes | No |
Pentair Ltd. | PNR | H6169Q108 | 20-May-14 | Annual | 2 | Elect Randall J. Hogan as Board Chairman | Management | For | Yes | No |
Pentair Ltd. | PNR | H6169Q108 | 20-May-14 | Annual | 3a | Appoint David A. Jones as Member of the Compensation Committee | Management | For | Yes | No |
Pentair Ltd. | PNR | H6169Q108 | 20-May-14 | Annual | 3b | Appoint Glynis A. Bryan as Member of the Compensation Committee | Management | For | Yes | No |
Pentair Ltd. | PNR | H6169Q108 | 20-May-14 | Annual | 3c | Appoint T. Michael Glenn as Member of the Compensation Committee | Management | For | Yes | No |
Pentair Ltd. | PNR | H6169Q108 | 20-May-14 | Annual | 3d | Appoint William T. Monahan as Member of the Compensation Committee | Management | For | Yes | No |
Pentair Ltd. | PNR | H6169Q108 | 20-May-14 | Annual | 4 | Designate Proxy Voting Services GmbH as Independent Proxy | Management | For | Yes | No |
Pentair Ltd. | PNR | H6169Q108 | 20-May-14 | Annual | 5 | Accept Financial Statements and Statutory Reports | Management | For | Yes | No |
Pentair Ltd. | PNR | H6169Q108 | 20-May-14 | Annual | 6 | Approve Discharge of Board and Senior Management | Management | For | Yes | No |
Pentair Ltd. | PNR | H6169Q108 | 20-May-14 | Annual | 7a | Ratify Deloitte AG as Statutory Auditors | Management | For | Yes | No |
Pentair Ltd. | PNR | H6169Q108 | 20-May-14 | Annual | 7b | Ratify Deloitte & Touche LLP as Auditors | Management | For | Yes | No |
Pentair Ltd. | PNR | H6169Q108 | 20-May-14 | Annual | 7c | Ratify Pricewaterhouse Coopers as Special Auditors | Management | For | Yes | No |
Pentair Ltd. | PNR | H6169Q108 | 20-May-14 | Annual | 8a | Approve the Appropriation of results for the year ended December 31, 2013 | Management | For | Yes | No |
Pentair Ltd. | PNR | H6169Q108 | 20-May-14 | Annual | 8b | Approve Dividends | Management | For | Yes | No |
Pentair Ltd. | PNR | H6169Q108 | 20-May-14 | Annual | 9 | Advisory Vote to Ratify Names Executive Officers' Compensation | Management | For | Yes | No |
Pentair Ltd. | PNR | H6169Q108 | 20-May-14 | Annual | 10 | Approve Renewal of the Authorized Share Capital of Pentair Ltd | Management | Against | Yes | Yes |
Pentair Ltd. | PNR | H6169Q108 | 20-May-14 | Special | 1 | Change State of Incorporation [from Switzerland to Ireland] | Management | For | Yes | No |
Pentair Ltd. | PNR | H6169Q108 | 20-May-14 | Special | 2 | Approve Proposal to Eliminate the 20% Voting Cap in Pentair-Ireland's Articles of Association | Management | For | Yes | No |
Pentair Ltd. | PNR | H6169Q108 | 20-May-14 | Special | 3 | Approval to Create Distributable Reserves of Pentair-Ireland | Management | For | Yes | No |
Valeant Pharmaceuticals International, Inc. | VRX | 91911K102 | 20-May-14 | Annual | 1a | Elect Director Ronald H. Farmer | Management | For | Yes | No |
Valeant Pharmaceuticals International, Inc. | VRX | 91911K102 | 20-May-14 | Annual | 1b | Elect Director Colleen A. Goggins | Management | For | Yes | No |
Valeant Pharmaceuticals International, Inc. | VRX | 91911K102 | 20-May-14 | Annual | 1c | Elect Director Robert A. Ingram | Management | For | Yes | No |
Valeant Pharmaceuticals International, Inc. | VRX | 91911K102 | 20-May-14 | Annual | 1d | Elect Director Anders Lonner | Management | For | Yes | No |
Valeant Pharmaceuticals International, Inc. | VRX | 91911K102 | 20-May-14 | Annual | 1e | Elect Director Theo Melas-Kyriazi | Management | For | Yes | No |
Valeant Pharmaceuticals International, Inc. | VRX | 91911K102 | 20-May-14 | Annual | 1f | Elect Director J. Michael Pearson | Management | For | Yes | No |
Valeant Pharmaceuti cals International, Inc. | VRX | 91911K102 | 20-May-14 | Annual | 1g | Elect Director Robert N. Power | Management | For | Yes | No |
Valeant Pharmaceuticals International, Inc. | VRX | 91911K102 | 20-May-14 | Annual | 1h | Elect Director Norma A. Provencio | Management | For | Yes | No |
Valeant Pharmaceuticals International, Inc. | VRX | 91911K102 | 20-May-14 | Annual | 1i | Elect Director Howard B. Schiller | Management | For | Yes | No |
Valeant Pharmaceuticals International, Inc. | VRX | 91911K102 | 20-May-14 | Annual | 1j | Elect Director Katharine B. Stevenson | Management | For | Yes | No |
Valeant Pharmaceuticals International, Inc. | VRX | 91911K102 | 20-May-14 | Annual | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Yes | No |
Valeant Pharmaceuticals International, Inc. | VRX | 91911K102 | 20-May-14 | Annual | 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | Yes | No |
Valeant Pharmaceuticals International, Inc. | VRX | 91911K102 | 20-May-14 | Annual | 4 | Approve Omnibus Stock Plan | Management | For | Yes | No |
Graphic Packaging Holding Company | GPK | 388689101 | 21-May-14 | Annual | 1.1 | Elect Director G. Andrea Botta | Management | For | Yes | No |
Graphic Packaging Holding Company | GPK | 388689101 | 21-May-14 | Annual | 1.2 | Elect Director Jeffrey H. Coors | Management | For | Yes | No |
Graphic Packaging Holding Company | GPK | 388689101 | 21-May-14 | Annual | 1.3 | Elect Director David W. Scheible | Management | For | Yes | No |
Graphic Packaging Holding Company | GPK | 388689101 | 21-May-14 | Annual | 2 | Ratify Auditors | Management | For | Yes | No |
Graphic Packaging Holding Company | GPK | 388689101 | 21-May-14 | Annual | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Yes | No |
Graphic Packaging Holding Company | GPK | 388689101 | 21-May-14 | Annual | 4 | Approve Omnibus Stock Plan | Management | For | Yes | No |
Reinsurance Group of America, Incorporated | RGA | 759351604 | 21-May-14 | Annual | 1.1 | Elect Director Christine R. Detrick | Management | For | Yes | No |
Reinsurance Group of America, Incorporated | RGA | 759351604 | 21-May-14 | Annual | 1.2 | Elect Director Joyce A. Phillips | Management | For | Yes | No |
Reinsurance Group of America, Incorporated | RGA | 759351 604 | 21-May- 14 | Annual | 1.3 | Elect Director Arnoud W.A. Boot | Manage ment | For | Yes | No |
Reinsurance Group of America, Incorporated | RGA | 759351604 | 21-May-14 | Annual | 1.4 | Elect Director John F. Danahy | Management | For | Yes | No |
Reinsurance Group of America, Incorporated | RGA | 759351604 | 21-May-14 | Annual | 1.5 | Elect Director J. Cliff Eason | Management | For | Yes | No |
Reinsurance Group of America, Incorporated | RGA | 759351604 | 21-May-14 | Annual | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Yes | No |
Reinsurance Group of America, Incorporated | RGA | 759351604 | 21-May-14 | Annual | 3 | Ratify Auditors | Management | For | Yes | No |
Reliance Steel & Aluminum Co. | RS | 759509102 | 21-May-14 | Annual | 1.1 | Elect Director Sarah J. Anderson | Management | For | Yes | No |
Reliance Steel & Aluminum Co. | RS | 759509102 | 21-May-14 | Annual | 1.2 | Elect Director John G. Figueroa | Management | For | Yes | No |
Reliance Steel & Aluminum Co. | RS | 759509102 | 21-May-14 | Annual | 1.3 | Elect Director Thomas W. Gimbel | Management | For | Yes | No |
Reliance Steel & Aluminum Co. | RS | 759509102 | 21-May-14 | Annual | 1.4 | Elect Director David H. Hannah | Management | For | Yes | No |
Reliance Steel & Aluminum Co. | RS | 759509102 | 21-May-14 | Annual | 1.5 | Elect Director Douglas M. Hayes | Management | For | Yes | No |
Reliance Steel & Aluminum Co. | RS | 759509102 | 21-May-14 | Annual | 1.6 | Elect Director Mark V. Kaminski | Management | For | Yes | No |
Reliance Steel & Aluminum Co. | RS | 759509102 | 21-May-14 | Annual | 1.7 | Elect Director Gregg J. Mollins | Management | For | Yes | No |
Reliance Steel & Aluminum Co. | RS | 759509102 | 21-May-14 | Annual | 1.8 | Elect Director Andrew G. Sharkey, III | Management | For | Yes | No |
Reliance Steel & Aluminum Co. | RS | 759509102 | 21-May-14 | Annual | 1.9 | Elect Director Leslie A. Waite | Management | For | Yes | No |
Reliance Steel & Aluminum Co. | RS | 759509102 | 21-May-14 | Annual | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Yes | No |
Reliance Steel & Aluminum Co. | RS | 759509102 | 21-May-14 | Annual | 3 | Ratify Auditors | Management | For | Yes | No |
SEI Investments Company | SEIC | 784117103 | 21-May-14 | Annual | 1a | Elect Director Sarah W. Blumenstein | Management | For | Yes | No |
SEI Investments Company | SEIC | 784117 103 | 21-May- 14 | Annual | 1b | Elect Director Kathryn M. McCarthy | Manage ment | For | Yes | No |
SEI Investments Company | SEIC | 784117103 | 21-May-14 | Annual | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Yes | No |
SEI Investments Company | SEIC | 784117103 | 21-May-14 | Annual | 3 | Approve Omnibus Stock Plan | Management | Against | Yes | Yes |
SEI Investments Company | SEIC | 784117103 | 21-May-14 | Annual | 4 | Ratify Auditors | Management | For | Yes | No |
The Hartford Financial Services Group, Inc. | HIG | 416515104 | 21-May-14 | Annual | 1a | Elect Director Robert B. Allardice, III | Management | Do Not Vote | Yes | No |
The Hartford Financial Services Group, Inc. | HIG | 416515104 | 21-May-14 | Annual | 1b | Elect Director Trevor Fetter | Management | Do Not Vote | Yes | No |
The Hartford Financial Services Group, Inc. | HIG | 416515104 | 21-May-14 | Annual | 1c | Elect Director Liam E. McGee | Management | Do Not Vote | Yes | No |
The Hartford Financial Services Group, Inc. | HIG | 416515104 | 21-May-14 | Annual | 1d | Elect Director Kathryn A. Mikells | Management | Do Not Vote | Yes | No |
The Hartford Financial Services Group, Inc. | HIG | 416515104 | 21-May-14 | Annual | 1e | Elect Director Michael G. Morris | Management | Do Not Vote | Yes | No |
The Hartford Financial Services Group, Inc. | HIG | 416515104 | 21-May-14 | Annual | 1f | Elect Director Thomas A. Renyi | Management | Do Not Vote | Yes | No |
The Hartford Financial Services Group, Inc. | HIG | 416515104 | 21-May-14 | Annual | 1g | Elect Director Julie G. Richardson | Management | Do Not Vote | Yes | No |
The Hartford Financial Services Group, Inc. | HIG | 416515104 | 21-May-14 | Annual | 1h | Elect Director Virginia P. Ruesterholz | Management | Do Not Vote | Yes | No |
The Hartford Financial Services Group, Inc. | HIG | 416515104 | 21-May-14 | Annual | 1i | Elect Director Charles B. Strauss | Management | Do Not Vote | Yes | No |
The Hartford Financial Services Group, Inc. | HIG | 416515104 | 21-May-14 | Annual | 1j | Elect Director H. Patrick Swygert | Management | Do Not Vote | Yes | No |
The Hartford Financial Services Group, Inc. | HIG | 416515104 | 21-May-14 | Annual | 2 | Ratify Auditors | Management | Do Not Vote | Yes | No |
The Hartford Financial Services Group, Inc. | HIG | 416515104 | 21-May-14 | Annual | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | Yes | No |
The Hartford Financial Services Group, Inc. | HIG | 416515104 | 21-May-14 | Annual | 4 | Approve Omnibus Stock Plan | Management | Do Not Vote | Yes | No |
The Hartford Financial Services Group, Inc. | HIG | 416515104 | 21-May-14 | Annual | 5 | Amend Executive Incentive Bonus Plan | Management | Do Not Vote | Yes | No |
Flowserve Corporation | FLS | 34354P105 | 22-May-14 | Annual | 1.1 | Elect Director Gayla J. Delly | Management | For | Yes | No |
Flowserve Corporation | FLS | 34354P105 | 22-May-14 | Annual | 1.2 | Elect Director Rick J. Mills | Management | For | Yes | No |
Flowserve Corporation | FLS | 34354P105 | 22-May-14 | Annual | 1.3 | Elect Director Charles M. Rampacek | Management | For | Yes | No |
Flowserve Corporation | FLS | 34354P105 | 22-May-14 | Annual | 1.4 | Elect Director William C. Rusnack | Management | For | Yes | No |
Flowserve Corporation | FLS | 34354P105 | 22-May-14 | Annual | 1.5 | Elect Director John R. Friedery | Management | For | Yes | No |
Flowserve Corporation | FLS | 34354P105 | 22-May-14 | Annual | 1.6 | Elect Director Joe E. Harlan | Management | For | Yes | No |
Flowserve Corporation | FLS | 34354P105 | 22-May-14 | Annual | 1.7 | Elect Director Leif E. Darner | Management | For | Yes | No |
Flowserve Corporation | FLS | 34354P105 | 22-May-14 | Annual | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Yes | No |
Flowserve Corporation | FLS | 34354P105 | 22-May-14 | Annual | 3 | Ratify Auditors | Management | For | Yes | No |
Flowserve Corporation | FLS | 34354P105 | 22-May-14 | Annual | 4 | Proxy Voting Disclosure, Confidentiality, and Tabulation | Share Holder | For | Yes | Yes |
GNC Holdings, Inc. | GNC | 36191G107 | 22-May-14 | Annual | 1.1 | Elect Director Jeffrey P. Berger | Management | For | Yes | No |
GNC Holdings, Inc. | GNC | 36191G107 | 22-May-14 | Annual | 1.2 | Elect Director Alan D. Feldman | Management | For | Yes | No |
GNC Holdings, Inc. | GNC | 36191G107 | 22-May-14 | Annual | 1.3 | Elect Director Joseph M. Fortunato | Management | For | Yes | No |
GNC Holdings, Inc. | GNC | 36191G107 | 22-May-14 | Annual | 1.4 | Elect Director Michael F. Hines | Management | For | Yes | No |
GNC Holdings, Inc. | GNC | 36191G107 | 22-May-14 | Annual | 1.5 | Elect Director Amy B. Lane | Management | For | Yes | No |
GNC Holdings, Inc. | GNC | 36191G107 | 22-May-14 | Annual | 1.6 | Elect Director Philip E. Mallott | Management | For | Yes | No |
GNC Holdings, Inc. | GNC | 36191G107 | 22-May-14 | Annual | 1.7 | Elect Director Robert F. Moran | Management | For | Yes | No |
GNC Holdings, Inc. | GNC | 36191G107 | 22-May-14 | Annual | 1.8 | Elect Director C. Scott O'Hara | Management | For | Yes | No |
GNC Holdings, Inc. | GNC | 36191G107 | 22-May-14 | Annual | 1.9 | Elect Director Richard J. Wallace | Management | For | Yes | No |
GNC Holdings, Inc. | GNC | 36191G107 | 22-May-14 | Annual | 2 | Ratify Auditors | Management | For | Yes | No |
GNC Holdings, Inc. | GNC | 36191G107 | 22-May-14 | Annual | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Yes | No |
Quanta Services, Inc. | PWR | 74762E102 | 22-May-14 | Annual | 1.1 | Elect Director James R. Ball | Management | For | Yes | No |
Quanta Services, Inc. | PWR | 74762E102 | 22-May-14 | Annual | 1.2 | Elect Director J. Michal Conaway | Management | For | Yes | No |
Quanta Services, Inc. | PWR | 74762E102 | 22-May-14 | Annual | 1.3 | Elect Director Vincent D. Foster | Management | For | Yes | No |
Quanta Services, Inc. | PWR | 74762E102 | 22-May-14 | Annual | 1.4 | Elect Director Bernard Fried | Management | For | Yes | No |
Quanta Services, Inc. | PWR | 74762E102 | 22-May-14 | Annual | 1.5 | Elect Director Louis C. Golm | Management | For | Yes | No |
Quanta Services, Inc. | PWR | 74762E102 | 22-May-14 | Annual | 1.6 | Elect Director Worthing F. Jackman | Management | For | Yes | No |
Quanta Services, Inc. | PWR | 74762E102 | 22-May-14 | Annual | 1.7 | Elect Director James F. O Neil, III | Management | For | Yes | No |
Quanta Services, Inc. | PWR | 74762E102 | 22-May-14 | Annual | 1.8 | Elect Director Bruce Ranck | Management | For | Yes | No |
Quanta Services, Inc. | PWR | 74762E102 | 22-May-14 | Annual | 1.9 | Elect Director Margaret B. Shannon | Management | For | Yes | No |
Quanta Services, Inc. | PWR | 74762E102 | 22-May-14 | Annual | 1.10 | Elect Director Pat Wood, III | Management | For | Yes | No |
Quanta Services, Inc. | PWR | 74762E102 | 22-May-14 | Annual | 2 | Ratify Auditors | Management | For | Yes | No |
Quanta Services, Inc. | PWR | 74762E102 | 22-May-14 | Annual | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Yes | No |
HSN, Inc. | HSNI | 404303109 | 23-May-14 | Annual | 1.1 | Elect Director William Costello | Management | For | Yes | No |
HSN, Inc. | HSNI | 404303109 | 23-May-14 | Annual | 1.2 | Elect Director James M. Follo | Management | For | Yes | No |
HSN, Inc. | HSNI | 404303109 | 23-May-14 | Annual | 1.3 | Elect Director Mindy Grossman | Management | For | Yes | No |
HSN, Inc. | HSNI | 404303109 | 23-May-14 | Annual | 1.4 | Elect Director Stephanie Kugelman | Management | For | Yes | No |
HSN, Inc. | HSNI | 404303109 | 23-May-14 | Annual | 1.5 | Elect Director Arthur C. Martinez | Management | For | Yes | No |
HSN, Inc. | HSNI | 404303109 | 23-May-14 | Annual | 1.6 | Elect Director Thomas J. McInerney | Management | For | Yes | No |
HSN, Inc. | HSNI | 404303109 | 23-May-14 | Annual | 1.7 | Elect Director John B. (Jay) Morse, Jr. | Management | For | Yes | No |
HSN, Inc. | HSNI | 404303109 | 23-May-14 | Annual | 1.8 | Elect Director Matthew E. Rubel | Management | For | Yes | No |
HSN, Inc. | HSNI | 404303109 | 23-May-14 | Annual | 1.9 | Elect Director Ann Sarnoff | Management | For | Yes | No |
HSN, Inc. | HSNI | 404303109 | 23-May-14 | Annual | 1.10 | Elect Director Courtnee Ulrich | Management | For | Yes | No |
HSN, Inc. | HSNI | 404303109 | 23-May-14 | Annual | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Yes | No |
HSN, Inc. | HSNI | 404303109 | 23-May-14 | Annual | 3 | Amend Omnibus Stock Plan | Management | For | Yes | No |
HSN, Inc. | HSNI | 404303109 | 23-May-14 | Annual | 4 | Ratify Auditors | Management | For | Yes | No |
Check Point Software Technologies Ltd. | CHKP | M22465104 | 28-May-14 | Annual | 1 | Reelect Directors Until the End of the Next Annual General Meeting | Management | For | Yes | No |
Check Point Software Technologies Ltd. | CHKP | M22465104 | 28-May-14 | Annual | 2 | Reelect External Directors for an Additional Three Year Term | Management | For | Yes | No |
Check Point Software Technologies Ltd. | CHKP | M22465104 | 28-May-14 | Annual | 3 | Ratify the Appointment of Kost, Forer, Gabbay & Kasierer, a member of Ernst & Young Global, as Auditors and Authorize Board to Fix Their Remuneration ; Discuss Consolidated Financial Statements for 2013 | Management | For | Yes | No |
Check Point Software Technologies Ltd. | CHKP | M22465104 | 28-May-14 | Annual | 4 | Approve Employment Terms of CEO, Who Is Also the Chairman | Management | For | Yes | No |
Check Point Software Technologies Ltd. | CHKP | M22465104 | 28-May-14 | Annual | A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | Against | Yes | Yes |
Fiserv, Inc. | FISV | 337738108 | 28-May-14 | Annual | 1.1 | Elect Director Christopher M. Flink | Management | For | Yes | No |
Fiserv, Inc. | FISV | 337738108 | 28-May-14 | Annual | 1.2 | Elect Director Dennis F. Lynch | Management | For | Yes | No |
Fiserv, Inc. | FISV | 337738108 | 28-May-14 | Annual | 1.3 | Elect Director Denis J. O'Leary | Management | For | Yes | No |
Fiserv, Inc. | FISV | 337738108 | 28-May-14 | Annual | 1.4 | Elect Director Glenn M. Renwick | Management | For | Yes | No |
Fiserv, Inc. | FISV | 337738108 | 28-May-14 | Annual | 1.5 | Elect Director Kim M. Robak | Management | For | Yes | No |
Fiserv, Inc. | FISV | 337738108 | 28-May-14 | Annual | 1.6 | Elect Director Doyle R. Simons | Management | For | Yes | No |
Fiserv, Inc. | FISV | 337738108 | 28-May-14 | Annual | 1.7 | Elect Director Thomas C. Wertheimer | Management | For | Yes | No |
Fiserv, Inc. | FISV | 337738108 | 28-May-14 | Annual | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Yes | No |
Fiserv, Inc. | FISV | 337738108 | 28-May-14 | Annual | 3 | Ratify Auditors | Management | For | Yes | No |
Fiserv, Inc. | FISV | 337738108 | 28-May-14 | Annual | 4 | Provide For Confidential Running Vote Tallies | Share Holder | For | Yes | Yes |
Portfolio Recovery Associates, Inc. | PRAA | 73640Q105 | 29-May-14 | Annual | 1.1 | Elect Director Scott M. Tabakin | Management | For | Yes | No |
Portfolio Recovery Associates, Inc. | PRAA | 73640Q105 | 29-May-14 | Annual | 1.2 | Elect Director James M. Voss | Management | For | Yes | No |
Portfolio Recovery Associates, Inc. | PRAA | 73640Q105 | 29-May-14 | Annual | 1.3 | Elect Director Marjorie M. Connelly | Management | For | Yes | No |
Portfolio Recovery Associates, Inc. | PRAA | 73640Q105 | 29-May-14 | Annual | 1.4 | Elect Director James A. Nussle | Management | For | Yes | No |
Portfolio Recovery Associates, Inc. | PRAA | 73640Q105 | 29-May-14 | Annual | 2 | Increase Authorized Common Stock | Management | For | Yes | No |
Portfolio Recovery Associates, Inc. | PRAA | 73640Q105 | 29-May-14 | Annual | 3 | Ratify Auditors | Management | For | Yes | No |
Portfolio Recovery Associates, Inc. | PRAA | 73640Q105 | 29-May-14 | Annual | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Yes | No |
Ares Capital Corporation | ARCC | 04010L103 | 02-Jun-14 | Annual | 1.1 | Elect Director Michael J. Arougheti | Management | For | Yes | No |
Ares Capital Corporation | ARCC | 04010L103 | 02-Jun-14 | Annual | 1.2 | Elect Director Ann Torre Bates | Management | For | Yes | No |
Ares Capital Corporation | ARCC | 04010L103 | 02-Jun-14 | Annual | 1.3 | Elect Director Steven B. McKeever | Management | For | Yes | No |
Ares Capital Corporation | ARCC | 04010L103 | 02-Jun-14 | Annual | 2 | Ratify Auditors | Management | For | Yes | No |
Ares Capital Corporation | ARCC | 04010L103 | 02-Jun-14 | Annual | 3 | Approve Issuance of Shares Below Net Asset Value (NAV) | Management | For | Yes | No |
Cabela's Incorporated | CAB | 126804301 | 04-Jun-14 | Annual | 1.1 | Elect Director Theodore M. Armstrong | Management | For | Yes | No |
Cabela's Incorporated | CAB | 126804301 | 04-Jun-14 | Annual | 1.2 | Elect Director James W. Cabela | Management | For | Yes | No |
Cabela's Incorporated | CAB | 126804301 | 04-Jun-14 | Annual | 1.3 | Elect Director John H. Edmondson | Management | For | Yes | No |
Cabela's Incorporated | CAB | 126804301 | 04-Jun-14 | Annual | 1.4 | Elect Director John Gottschalk | Management | For | Yes | No |
Cabela's Incorporated | CAB | 126804301 | 04-Jun-14 | Annual | 1.5 | Elect Director Dennis Highby | Management | For | Yes | No |
Cabela's Incorporated | CAB | 126804301 | 04-Jun-14 | Annual | 1.6 | Elect Director Reuben Mark | Management | For | Yes | No |
Cabela's Incorporated | CAB | 126804301 | 04-Jun-14 | Annual | 1.7 | Elect Director Michael R. McCarthy | Management | For | Yes | No |
Cabela's Incorporated | CAB | 126804301 | 04-Jun-14 | Annual | 1.8 | Elect Director Thomas L. Millner | Management | For | Yes | No |
Cabela's Incorporated | CAB | 126804301 | 04-Jun-14 | Annual | 1.9 | Elect Director Donna M. Milrod | Management | For | Yes | No |
Cabela's Incorporated | CAB | 126804301 | 04-Jun-14 | Annual | 1.10 | Elect Director Beth M. Pritchard | Management | For | Yes | No |
Cabela's Incorporated | CAB | 126804301 | 04-Jun-14 | Annual | 2 | Ratify Auditors | Management | For | Yes | No |
Cabela's Incorporated | CAB | 126804301 | 04-Jun-14 | Annual | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Yes | No |
AMC Networks Inc. | AMCX | 00164V103 | 10-Jun-14 | Annual | 1.1 | Elect Director Neil M. Ashe | Management | For | Yes | No |
AMC Networks Inc. | AMCX | 00164V103 | 10-Jun-14 | Annual | 1.2 | Elect Director Jonathan F. Miller | Management | For | Yes | No |
AMC Networks Inc. | AMCX | 00164V103 | 10-Jun-14 | Annual | 1.3 | Elect Director Alan D. Schwartz | Management | For | Yes | No |
AMC Networks Inc. | AMCX | 00164V103 | 10-Jun-14 | Annual | 1.4 | Elect Director Leonard Tow | Management | For | Yes | No |
AMC Networks Inc. | AMCX | 00164V103 | 10-Jun-14 | Annual | 1.5 | Elect Director Carl E. Vogel | Management | For | Yes | No |
AMC Networks Inc. | AMCX | 00164V103 | 10-Jun-14 | Annual | 1.6 | Elect Director Robert C. Wright | Management | For | Yes | No |
AMC Networks Inc. | AMCX | 00164V103 | 10-Jun-14 | Annual | 2 | Ratify Auditors | Management | For | Yes | No |
KAR Auction Services, Inc. | KAR | 48238T109 | 10-Jun-14 | Annual | 1.1 | Elect Director Ryan M. Birtwell | Management | For | Yes | No |
KAR Auction Services, Inc. | KAR | 48238T109 | 10-Jun-14 | Annual | 1.2 | Elect Director Brian T. Clingen | Management | For | Yes | No |
KAR Auction Services, Inc. | KAR | 48238T109 | 10-Jun-14 | Annual | 1.3 | Elect Director Donna R. Ecton | Management | For | Yes | No |
KAR Auction Services, Inc. | KAR | 48238T109 | 10-Jun-14 | Annual | 1.4 | Elect Director Peter R. Formanek | Management | For | Yes | No |
KAR Auction Services, Inc. | KAR | 48238T109 | 10-Jun-14 | Annual | 1.5 | Elect Director James P. Hallett | Management | For | Yes | No |
KAR Auction Services, Inc. | KAR | 48238T109 | 10-Jun-14 | Annual | 1.6 | Elect Director Mark E. Hill | Management | For | Yes | No |
KAR Auction Services, Inc. | KAR | 48238T109 | 10-Jun-14 | Annual | 1.7 | Elect Director Lynn Jolliffe | Management | For | Yes | No |
KAR Auction Services, Inc. | KAR | 48238T109 | 10-Jun-14 | Annual | 1.8 | Elect Director Michael T. Kestner | Management | For | Yes | No |
KAR Auction Services, Inc. | KAR | 48238T109 | 10-Jun-14 | Annual | 1.9 | Elect Director John P. Larson | Management | For | Yes | No |
KAR Auction Services, Inc. | KAR | 48238T109 | 10-Jun-14 | Annual | 1.10 | Elect Director Stephen E. Smith | Management | For | Yes | No |
KAR Auction Services, Inc. | KAR | 48238T109 | 10-Jun-14 | Annual | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Yes | No |
KAR Auction Services, Inc. | KAR | 48238T 109 | 10-Jun- 14 | Annual | 3 | Amend Omnibus Stock Plan | Manage ment | For | Yes | No |
KAR Auction Services, Inc. | KAR | 48238T109 | 10-Jun-14 | Annual | 4 | Ratify Auditors | Management | For | Yes | No |
Constellium NV | CSTM | N22035104 | 11-Jun-14 | Annual | 1 | Open Meeting | Management | N/A | N/A | N/A |
Constellium NV | CSTM | N22035104 | 11-Jun-14 | Annual | 2a | Approve Publication of Information in English | Management | For | Yes | No |
Constellium NV | CSTM | N22035104 | 11-Jun-14 | Annual | 2b | Receive Report of Management Board (Non-Voting) | Management | N/A | N/A | N/A |
Constellium NV | CSTM | N22035104 | 11-Jun-14 | Annual | 3 | Discussion on Company's Corporate Governance Structure | Management | N/A | N/A | N/A |
Constellium NV | CSTM | N22035104 | 11-Jun-14 | Annual | 4a | Discuss Remuneration Report | Management | N/A | N/A | N/A |
Constellium NV | CSTM | N22035104 | 11-Jun-14 | Annual | 4b | Amend Management Equity Plan to Accelerate the Vesting of Shares | Management | For | Yes | No |
Constellium NV | CSTM | N22035104 | 11-Jun-14 | Annual | 4c | Approve Remuneration of Non-Executive Directors | Management | For | Yes | No |
Constellium NV | CSTM | N22035104 | 11-Jun-14 | Annual | 4d | Amend 2013 Equity Incentive Plan to Increase Number of Shares Available | Management | Against | Yes | Yes |
Constellium NV | CSTM | N22035104 | 11-Jun-14 | Annual | 5 | Adopt Financial Statements | Management | For | Yes | No |
Constellium NV | CSTM | N22035104 | 11-Jun-14 | Annual | 6 | Announce Allocation of Income | Management | N/A | N/A | N/A |
Constellium NV | CSTM | N22035104 | 11-Jun-14 | Annual | 7 | Approve Discharge of Executive Directors | Management | For | Yes | No |
Constellium NV | CSTM | N22035104 | 11-Jun-14 | Annual | 8 | Approve Discharge of Non-Exeucitve Directors | Management | For | Yes | No |
Constellium NV | CSTM | N22035104 | 11-Jun-14 | Annual | 9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Yes | No |
Constellium NV | CSTM | N22035104 | 11-Jun-14 | Annual | 10a | Reelect P. Guillemot to Supervisory Board | Management | For | Yes | No |
Constellium NV | CSTM | N22035104 | 11-Jun-14 | Annual | 10b | Reelect W. P. Paschke to Supervisory Board | Management | For | Yes | No |
Constellium NV | CSTM | N22035104 | 11-Jun-14 | Annual | 10c | Elect M. Brandjes to Supervisory Board | Management | For | Yes | No |
Constellium NV | CSTM | N22035 104 | 11-Jun- 14 | Annual | 10d | Elect L. A. Walker to Supervisory Board | Manage ment | For | Yes | No |
Constellium NV | CSTM | N22035104 | 11-Jun-14 | Annual | 10e | Elect P. F. Hartman to Supervisory Board | Management | For | Yes | No |
Constellium NV | CSTM | N22035104 | 11-Jun-14 | Annual | 10f | Elect J. Ormerod to Supervisory Board | Management | Against | Yes | Yes |
Constellium NV | CSTM | N22035104 | 11-Jun-14 | Annual | 11 | Ratify PricewaterhouseCoopers as Auditors For Fiscal Year 2014 | Management | For | Yes | No |
Constellium NV | CSTM | N22035104 | 11-Jun-14 | Annual | 12 | Approve Cancellation of Preference Shares | Management | For | Yes | No |
Constellium NV | CSTM | N22035104 | 11-Jun-14 | Annual | 13a | Amend Articles Re: Delete References to Preference Shares | Management | For | Yes | No |
Constellium NV | CSTM | N22035104 | 11-Jun-14 | Annual | 13b | Amend Articles Re: Casting Vote for the Chairman of the Board | Management | For | Yes | No |
Constellium NV | CSTM | N22035104 | 11-Jun-14 | Annual | 13c | Authorize Board to Make Distributions From Any Company Reserve | Management | For | Yes | No |
Constellium NV | CSTM | N22035104 | 11-Jun-14 | Annual | 14 | Allow Questions | Management | N/A | N/A | N/A |
Constellium NV | CSTM | N22035104 | 11-Jun-14 | Annual | 15 | Close Meeting | Management | N/A | N/A | N/A |
Gulfport Energy Corporation | GPOR | 402635304 | 12-Jun-14 | Annual | 1.1 | Elect Director Michael G. Moore | Management | For | Yes | No |
Gulfport Energy Corporation | GPOR | 402635304 | 12-Jun-14 | Annual | 1.2 | Elect Director Donald L. Dillingham | Management | For | Yes | No |
Gulfport Energy Corporation | GPOR | 402635304 | 12-Jun-14 | Annual | 1.3 | Elect Director Craig Groeschel | Management | For | Yes | No |
Gulfport Energy Corporation | GPOR | 402635304 | 12-Jun-14 | Annual | 1.4 | Elect Director David L. Houston | Management | For | Yes | No |
Gulfport Energy Corporation | GPOR | 402635304 | 12-Jun-14 | Annual | 1.5 | Elect Director Michael S. Reddin | Management | For | Yes | No |
Gulfport Energy Corporation | GPOR | 402635304 | 12-Jun-14 | Annual | 1.6 | Elect Director Scott E. Streller | Management | For | Yes | No |
Gulfport Energy Corporation | GPOR | 402635304 | 12-Jun-14 | Annual | 2 | Approve Executive Incentive Bonus Plan | Management | For | Yes | No |
Gulfport Energy Corporation | GPOR | 402635304 | 12-Jun-14 | Annual | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Yes | No |
Gulfport Energy Corporation | GPOR | 402635304 | 12-Jun-14 | Annual | 4 | Ratify Auditors | Management | For | Yes | No |
Jarden Corporation | JAH | 471109108 | 12-Jun-14 | Annual | 1.1 | Elect Director Richard J. Heckmann | Management | For | Yes | No |
Jarden Corporation | JAH | 471109108 | 12-Jun-14 | Annual | 1.2 | Elect Director Irwin D. Simon | Management | For | Yes | No |
Jarden Corporation | JAH | 471109108 | 12-Jun-14 | Annual | 1.3 | Elect Director William J. Grant | Management | For | Yes | No |
Jarden Corporation | JAH | 471109108 | 12-Jun-14 | Annual | 2 | Declassify the Board of Directors | Management | For | Yes | No |
Jarden Corporation | JAH | 471109108 | 12-Jun-14 | Annual | 3 | Ratify Auditors | Management | For | Yes | No |
Jarden Corporation | JAH | 471109108 | 12-Jun-14 | Annual | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Yes | No |
MedAssets, Inc. | MDAS | 584045108 | 12-Jun-14 | Annual | 1.1 | Elect Director Rand A. Ballard | Management | For | Yes | No |
MedAssets, Inc. | MDAS | 584045108 | 12-Jun-14 | Annual | 1.2 | Elect Director Vernon R. Loucks, Jr. | Management | For | Yes | No |
MedAssets, Inc. | MDAS | 584045108 | 12-Jun-14 | Annual | 1.3 | Elect Director R. Halsey Wise | Management | For | Yes | No |
MedAssets, Inc. | MDAS | 584045108 | 12-Jun-14 | Annual | 2 | Ratify Auditors | Management | For | Yes | No |
MedAssets, Inc. | MDAS | 584045108 | 12-Jun-14 | Annual | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Yes | No |
Signet Jewelers Limited | SIG | G81276100 | 13-Jun-14 | Annual | 1a | Elect H. Todd Stitzer as Director | Management | For | Yes | No |
Signet Jewelers Limited | SIG | G81276100 | 13-Jun-14 | Annual | 1b | Elect Virginia Drosos as Director | Management | For | Yes | No |
Signet Jewelers Limited | SIG | G81276100 | 13-Jun-14 | Annual | 1c | Elect Dale W. Hilpert as Director | Management | For | Yes | No |
Signet Jewelers Limited | SIG | G81276100 | 13-Jun-14 | Annual | 1d | Elect Marianne Miller Parrs as Director | Management | For | Yes | No |
Signet Jewelers Limited | SIG | G81276100 | 13-Jun-14 | Annual | 1e | Elect Thomas G. Plaskett as Director | Management | For | Yes | No |
Signet Jewelers Limited | SIG | G81276100 | 13-Jun-14 | Annual | 1f | Elect Russell Walls as Director | Management | For | Yes | No |
Signet Jewelers Limited | SIG | G81276100 | 13-Jun-14 | Annual | 1g | Elect Helen McCluskey as Director | Management | For | Yes | No |
Signet Jewelers Limited | SIG | G81276100 | 13-Jun-14 | Annual | 1h | Elect Robert Stack as Director | Management | For | Yes | No |
Signet Jewelers Limited | SIG | G81276100 | 13-Jun-14 | Annual | 1i | Elect Eugenia Ulasewicz as Director | Management | For | Yes | No |
Signet Jewelers Limited | SIG | G81276100 | 13-Jun-14 | Annual | 1j | Elect Michael W. Barnes as Director | Management | For | Yes | No |
Signet Jewelers Limited | SIG | G81276100 | 13-Jun-14 | Annual | 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | Yes | No |
Signet Jewelers Limited | SIG | G81276100 | 13-Jun-14 | Annual | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Yes | No |
Signet Jewelers Limited | SIG | G81276100 | 13-Jun-14 | Annual | 4 | Amend Omnibus Stock Plan | Management | For | Yes | No |
Signet Jewelers Limited | SIG | G81276100 | 13-Jun-14 | Annual | 5 | Amend Bylaws | Management | For | Yes | No |
Actavis plc | ACT | G0083B108 | 17-Jun-14 | Special | 1 | Issue Shares in Connection with Acquisition | Management | For | Yes | No |
Actavis plc | ACT | G0083B108 | 17-Jun-14 | Special | 2 | Adjourn Meeting | Management | For | Yes | No |
IAC/InterActiveCorp | IACI | 44919P508 | 18-Jun-14 | Annual | 1.1 | Elect Director Edgar Bronfman, Jr. | Management | For | Yes | No |
IAC/InterActiveCorp | IACI | 44919P508 | 18-Jun-14 | Annual | 1.2 | Elect Director Chelsea Clinton | Management | For | Yes | No |
IAC/InterActiveCorp | IACI | 44919P508 | 18-Jun-14 | Annual | 1.3 | Elect Director Sonali De Rycker | Management | For | Yes | No |
IAC/InterActiveCorp | IACI | 44919P508 | 18-Jun-14 | Annual | 1.4 | Elect Director Barry Diller | Management | For | Yes | No |
IAC/InterActiveCorp | IACI | 44919P508 | 18-Jun-14 | Annual | 1.5 | Elect Director Michael D. Eisner | Management | For | Yes | No |
IAC/InterActiveCorp | IACI | 44919P508 | 18-Jun-14 | Annual | 1.6 | Elect Director Victor A. Kaufman | Management | For | Yes | No |
IAC/InterActiveCorp | IACI | 44919P508 | 18-Jun-14 | Annual | 1.7 | Elect Director Donald R. Keough | Management | For | Yes | No |
IAC/InterActiveCorp | IACI | 44919P508 | 18-Jun-14 | Annual | 1.8 | Elect Director Bryan Lourd | Management | For | Yes | No |
IAC/InterActiveCorp | IACI | 44919P508 | 18-Jun-14 | Annual | 1.9 | Elect Director David Rosenblatt | Management | For | Yes | No |
IAC/InterActiveCorp | IACI | 44919P508 | 18-Jun-14 | Annual | 1.10 | Elect Director Alan G. Spoon | Management | For | Yes | No |
IAC/InterActiveCorp | IACI | 44919P508 | 18-Jun-14 | Annual | 1.11 | Elect Director Alexander von Furstenberg | Management | For | Yes | No |
IAC/InterActiveCorp | IACI | 44919P508 | 18-Jun-14 | Annual | 1.12 | Elect Director Richard F. Zannino | Management | For | Yes | No |
IAC/InterActiveCorp | IACI | 44919P508 | 18-Jun-14 | Annual | 2 | Ratify Auditors | Management | For | Yes | No |
IAC/InterActiveCorp | IACI | 44919P508 | 18-Jun-14 | Annual | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Yes | No |
PVH CORP. | PVH | 693656100 | 19-Jun-14 | Annual | 1.1 | Elect Director Mary Baglivo | Management | For | Yes | No |
PVH CORP. | PVH | 693656100 | 19-Jun-14 | Annual | 1.2 | Elect Director Brent Callinicos | Management | For | Yes | No |
PVH CORP. | PVH | 693656100 | 19-Jun-14 | Annual | 1.3 | Elect Director Emanuel Chirico | Management | For | Yes | No |
PVH CORP. | PVH | 693656100 | 19-Jun-14 | Annual | 1.4 | Elect Director Juan R. Figuereo | Management | For | Yes | No |
PVH CORP. | PVH | 693656100 | 19-Jun-14 | Annual | 1.5 | Elect Director Joseph B. Fuller | Management | For | Yes | No |
PVH CORP. | PVH | 693656100 | 19-Jun-14 | Annual | 1.6 | Elect Director Fred Gehring | Management | For | Yes | No |
PVH CORP. | PVH | 693656100 | 19-Jun-14 | Annual | 1.7 | Elect Director Bruce Maggin | Management | For | Yes | No |
PVH CORP. | PVH | 693656 100 | 19-Jun- 14 | Annual | 1.8 | Elect Director V. James Marino | Manage ment | For | Yes | No |
PVH CORP. | PVH | 693656100 | 19-Jun-14 | Annual | 1.9 | Elect Director Henry Nasella | Management | For | Yes | No |
PVH CORP. | PVH | 693656100 | 19-Jun-14 | Annual | 1.10 | Elect Director Rita M. Rodriguez | Management | For | Yes | No |
PVH CORP. | PVH | 693656100 | 19-Jun-14 | Annual | 1.11 | Elect Director Edward R. Rosenfeld | Management | For | Yes | No |
PVH CORP. | PVH | 693656100 | 19-Jun-14 | Annual | 1.12 | Elect Director Craig Rydin | Management | For | Yes | No |
PVH CORP. | PVH | 693656100 | 19-Jun-14 | Annual | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Yes | No |
PVH CORP. | PVH | 693656100 | 19-Jun-14 | Annual | 3 | Ratify Auditors | Management | For | Yes | No |
Rite Aid Corporation | RAD | 767754104 | 19-Jun-14 | Annual | 1a | Elect Director John T. Standley | Management | For | Yes | No |
Rite Aid Corporation | RAD | 767754104 | 19-Jun-14 | Annual | 1b | Elect Director Joseph B. Anderson, Jr. | Management | For | Yes | No |
Rite Aid Corporation | RAD | 767754104 | 19-Jun-14 | Annual | 1c | Elect Director Bruce G. Bodaken | Management | For | Yes | No |
Rite Aid Corporation | RAD | 767754104 | 19-Jun-14 | Annual | 1d | Elect Director David R. Jessick | Management | For | Yes | No |
Rite Aid Corporation | RAD | 767754104 | 19-Jun-14 | Annual | 1e | Elect Director Kevin E. Lofton | Management | For | Yes | No |
Rite Aid Corporation | RAD | 767754104 | 19-Jun-14 | Annual | 1f | Elect Director Myrtle S. Potter | Management | For | Yes | No |
Rite Aid Corporation | RAD | 767754104 | 19-Jun-14 | Annual | 1g | Elect Director Michael N. Regan | Management | For | Yes | No |
Rite Aid Corporation | RAD | 767754104 | 19-Jun-14 | Annual | 1h | Elect Director Marcy Syms | Management | For | Yes | No |
Rite Aid Corporation | RAD | 767754104 | 19-Jun-14 | Annual | 2 | Ratify Auditors | Management | For | Yes | No |
Rite Aid Corporation | RAD | 767754104 | 19-Jun-14 | Annual | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Yes | No |
Rite Aid Corporation | RAD | 767754104 | 19-Jun-14 | Annual | 4 | Approve Omnibus Stock Plan | Management | For | Yes | No |
Rite Aid Corporation | RAD | 767754104 | 19-Jun-14 | Annual | 5 | Require Independent Board Chairman | Share Holder | Against | Yes | No |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Bruce E. Ventimiglia, President and Principal Executive Officer
* Print the name and title of each signing officer under his or her signature.
