Bruce E. Ventimiglia
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Registrant: Saratoga Advantage Trust: Health & Biotechnolgy Portfolio | | | | |
Investment Company Act file number: 811-08542 | | | | | |
Reporting Period: July 1, 2012 through June 30, 2013 | | | | | |
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ITEM 1- PROXY VOTING RECORD |
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type (by issuer or shareholder) | (g) Voted | (h) How was vote cast (for or against proposal, or abstain; for or withhold regarding election of directors) | (i) Was Vote For or Against Management |
1 | McKesson Corporation | MCK | 58155Q103 | 7/25/2012 | Elect Director Andy D. Bryant | Management | Y | For | For |
2 | McKesson Corporation | MCK | 58155Q103 | 7/25/2012 | Elect Director Wayne A. Budd | Management | Y | For | For |
3 | McKesson Corporation | MCK | 58155Q103 | 7/25/2012 | Elect Director John H. Hammergren | Management | Y | For | For |
4 | McKesson Corporation | MCK | 58155Q103 | 7/25/2012 | Elect Director Alton F. Irby, III | Management | Y | For | For |
5 | McKesson Corporation | MCK | 58155Q103 | 7/25/2012 | Elect Director M. Christine Jacobs | Management | Y | For | For |
6 | McKesson Corporation | MCK | 58155Q103 | 7/25/2012 | Elect Director Marie L. Knowles | Management | Y | For | For |
7 | McKesson Corporation | MCK | 58155Q103 | 7/25/2012 | Elect Director David M. Lawrence | Management | Y | For | For |
8 | McKesson Corporation | MCK | 58155Q103 | 7/25/2012 | Elect Director Edward A. Mueller | Management | Y | For | For |
9 | McKesson Corporation | MCK | 58155Q103 | 7/25/2012 | Elect Director Jane E. Shaw | Management | Y | For | For |
10 | McKesson Corporation | MCK | 58155Q103 | 7/25/2012 | Ratify Auditors | Management | Y | For | For |
11 | McKesson Corporation | MCK | 58155Q103 | 7/25/2012 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Y | Against | Against |
12 | McKesson Corporation | MCK | 58155Q103 | 7/25/2012 | Provide Right to Act by Written Consent | Share Holder | Y | For | Against |
13 | McKesson Corporation | MCK | 58155Q103 | 7/25/2012 | Require Independent Board Chairman | Share Holder | Y | For | Against |
14 | McKesson Corporation | MCK | 58155Q103 | 7/25/2012 | Stock Retention | Share Holder | Y | For | Against |
15 | McKesson Corporation | MCK | 58155Q103 | 7/25/2012 | Pro-rata Vesting of Equity Awards | Share Holder | Y | For | Against |
16 | Medtronic, Inc. | MDT | 585055106 | 8/23/2012 | Elect Director Richard H. Anderson | Management | Y | For | For |
17 | Medtronic, Inc. | MDT | 585055106 | 8/23/2012 | Elect Director Victor J. Dzau | Management | Y | For | For |
18 | Medtronic, Inc. | MDT | 585055106 | 8/23/2012 | Elect Director Omar Ishrak | Management | Y | For | For |
19 | Medtronic, Inc. | MDT | 585055106 | 8/23/2012 | Elect Director Shirley Ann Jackson | Management | Y | For | For |
20 | Medtronic, Inc. | MDT | 585055106 | 8/23/2012 | Elect Director Michael O. Leavitt | Management | Y | For | For |
21 | Medtronic, Inc. | MDT | 585055106 | 8/23/2012 | Elect Director James T. Lenehan | Management | Y | For | For |
22 | Medtronic, Inc. | MDT | 585055106 | 8/23/2012 | Elect Director Denise M. O'Leary | Management | Y | For | For |
23 | Medtronic, Inc. | MDT | 585055106 | 8/23/2012 | Elect Director Kendall J. Powell | Management | Y | For | For |
24 | Medtronic, Inc. | MDT | 585055106 | 8/23/2012 | Elect Director Robert C. Pozen | Management | Y | For | For |
25 | Medtronic, Inc. | MDT | 585055106 | 8/23/2012 | Elect Director Jack W. Schuler | Management | Y | For | For |
26 | Medtronic, Inc. | MDT | 585055106 | 8/23/2012 | Ratify Auditors | Management | Y | For | For |
27 | Medtronic, Inc. | MDT | 585055106 | 8/23/2012 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Y | For | For |
28 | Medtronic, Inc. | MDT | 585055106 | 8/23/2012 | Adopt Majority Voting for Uncontested Election of Directors | Management | Y | For | For |
29 | Medtronic, Inc. | MDT | 585055106 | 8/23/2012 | Adopt Proxy Access Right | Share Holder | Y | Against | For |
30 | Medtronic, Inc. | MDT | 585055106 | 8/23/2012 | Reduce Supermajority Vote Requirement | Share Holder | Y | For | Against |
31 | Patterson Companies, Inc. | PDCO | 703395103 | 9/10/2012 | Elect Director Scott P. Anderson | Management | Y | For | For |
32 | Patterson Companies, Inc. | PDCO | 703395103 | 9/10/2012 | Elect Director Ellen A. Rudnick | Management | Y | For | For |
33 | Patterson Companies, Inc. | PDCO | 703395103 | 9/10/2012 | Elect Director Harold C. Slavkin | Management | Y | For | For |
34 | Patterson Companies, Inc. | PDCO | 703395103 | 9/10/2012 | Elect Director James W. Wiltz | Management | Y | For | For |
35 | Patterson Companies, Inc. | PDCO | 703395103 | 9/10/2012 | Elect Director Jody H. Feragen | Management | Y | For | For |
36 | Patterson Companies, Inc. | PDCO | 703395103 | 9/10/2012 | Declassify the Board of Directors | Management | Y | For | For |
37 | Patterson Companies, Inc. | PDCO | 703395103 | 9/10/2012 | Amend Omnibus Stock Plan | Management | Y | For | For |
38 | Patterson Companies, Inc. | PDCO | 703395103 | 9/10/2012 | Amend Qualified Employee Stock Purchase Plan | Management | Y | For | For |
39 | Patterson Companies, Inc. | PDCO | 703395103 | 9/10/2012 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Y | For | For |
40 | Patterson Companies, Inc. | PDCO | 703395103 | 9/10/2012 | Ratify Auditors | Management | Y | For | For |
41 | Patterson Companies, Inc. | PDCO | 703395103 | 9/10/2012 | Restore or Provide for Cumulative Voting | Share Holder | Y | For | Against |
42 | Teva Pharmaceutical Industries Ltd. | TEVA | M8769Q102 | 9/12/2012 | Receive and Discuss Consolidated Balance Sheet as of Dec. 31, 2011 and Consolidated Income Statements for 2011 | Management | Y | For | For |
43 | Teva Pharmaceutical Industries Ltd. | TEVA | M8769Q102 | 9/12/2012 | Distribute Cash Dividends for the Year Ended Dec. 31, 2011, Paid In Four Installments in an Aggregate Amount of NIS 3.40 Per Ordinary Share | Management | Y | For | For |
44 | Teva Pharmaceutical Industries Ltd. | TEVA | M8769Q102 | 9/12/2012 | Reelect Phillip Frost as Director | Management | Y | For | For |
45 | Teva Pharmaceutical Industries Ltd. | TEVA | M8769Q102 | 9/12/2012 | Reelect Roger Abravanel as Director | Management | Y | For | For |
46 | Teva Pharmaceutical Industries Ltd. | TEVA | M8769Q102 | 9/12/2012 | Elect Galia Maor as Director | Management | Y | For | For |
47 | Teva Pharmaceutical Industries Ltd. | TEVA | M8769Q102 | 9/12/2012 | Reelect Richard A. Lerner as Director | Management | Y | For | For |
48 | Teva Pharmaceutical Industries Ltd. | TEVA | M8769Q102 | 9/12/2012 | Reelect Erez Vigodman as Director | Management | Y | For | For |
49 | Teva Pharmaceutical Industries Ltd. | TEVA | M8769Q102 | 9/12/2012 | Approve Payment to Each of the Company Directors, Other Than the Chairman and Vice Chairman, of an Annual Fee Plus a Per Meeting Fee | Management | Y | For | For |
50 | Teva Pharmaceutical Industries Ltd. | TEVA | M8769Q102 | 9/12/2012 | Approve Annual Fee and Reimbursement of Expenses of Chairman | Management | Y | For | For |
51 | Teva Pharmaceutical Industries Ltd. | TEVA | M8769Q102 | 9/12/2012 | Approve Annual Fee and Reimbursement of Expenses of Vice Chairman | Management | Y | For | For |
52 | Teva Pharmaceutical Industries Ltd. | TEVA | M8769Q102 | 9/12/2012 | Approve Certain Amendments to Articles of Association | Management | Y | For | For |
53 | Teva Pharmaceutical Industries Ltd. | TEVA | M8769Q102 | 9/12/2012 | Approve Indemnification and Release Agreements for Directors of the Company | Management | Y | For | For |
54 | Teva Pharmaceutical Industries Ltd. | TEVA | M8769Q102 | 9/12/2012 | Reappoint Kesselman & Kesselman as Independent Registered Public Accounting Firm of the Company and Authorize Board To Determine Its Compensation | Management | Y | For | For |
55 | Par Pharmaceutical Companies, Inc. | PRX | 69888P106 | 9/27/2012 | Approve Merger Agreement | Management | Y | For | For |
56 | Par Pharmaceutical Companies, Inc. | PRX | 69888P106 | 9/27/2012 | Advisory Vote on Golden Parachutes | Management | Y | For | For |
57 | Par Pharmaceutical Companies, Inc. | PRX | 69888P106 | 9/27/2012 | Adjourn Meeting | Management | Y | For | For |
58 | Techne Corporation | TECH | 878377100 | 10/25/2012 | Fix Number of Directors to Nine | Management | Y | For | For |
59 | Techne Corporation | TECH | 878377100 | 10/25/2012 | Elect Director Thomas E. Oland | Management | Y | For | For |
60 | Techne Corporation | TECH | 878377100 | 10/25/2012 | Elect Director Roger C. Lucas | Management | Y | For | For |
61 | Techne Corporation | TECH | 878377100 | 10/25/2012 | Elect Director Howard V. O'Connell | Management | Y | For | For |
62 | Techne Corporation | TECH | 878377100 | 10/25/2012 | Elect Director Randolph C Steer | Management | Y | For | For |
63 | Techne Corporation | TECH | 878377100 | 10/25/2012 | Elect Director Robert V. Baumgartner | Management | Y | For | For |
64 | Techne Corporation | TECH | 878377100 | 10/25/2012 | Elect Director Charles A. Dinarello | Management | Y | For | For |
65 | Techne Corporation | TECH | 878377100 | 10/25/2012 | Elect Director Karen A. Holbrook | Management | Y | For | For |
66 | Techne Corporation | TECH | 878377100 | 10/25/2012 | Elect Director John L. Higgins | Management | Y | Withhold | Against |
67 | Techne Corporation | TECH | 878377100 | 10/25/2012 | Elect Director Roeland Nusse | Management | Y | Withhold | Against |
68 | Techne Corporation | TECH | 878377100 | 10/25/2012 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Y | For | For |
69 | Techne Corporation | TECH | 878377100 | 10/25/2012 | Adopt Majority Voting for Uncontested Election of Directors | Management | Y | For | For |
70 | Techne Corporation | TECH | 878377100 | 10/25/2012 | Ratify Auditors | Management | Y | For | For |
71 | Cardinal Health, Inc. | CAH | 14149Y108 | 11/2/2012 | Elect Director Colleen F. Arnold | Management | Y | For | For |
72 | Cardinal Health, Inc. | CAH | 14149Y108 | 11/2/2012 | Elect Director George S. Barrett | Management | Y | For | For |
73 | Cardinal Health, Inc. | CAH | 14149Y108 | 11/2/2012 | Elect Director Glenn A. Britt | Management | Y | For | For |
74 | Cardinal Health, Inc. | CAH | 14149Y108 | 11/2/2012 | Elect Director Carrie S. Cox | Management | Y | For | For |
75 | Cardinal Health, Inc. | CAH | 14149Y108 | 11/2/2012 | Elect Director Calvin Darden | Management | Y | For | For |
76 | Cardinal Health, Inc. | CAH | 14149Y108 | 11/2/2012 | Elect Director Bruce L. Downey | Management | Y | For | For |
77 | Cardinal Health, Inc. | CAH | 14149Y108 | 11/2/2012 | Elect Director John F. Finn | Management | Y | For | For |
78 | Cardinal Health, Inc. | CAH | 14149Y108 | 11/2/2012 | Elect Director Clayton M. Jones | Management | Y | For | For |
79 | Cardinal Health, Inc. | CAH | 14149Y108 | 11/2/2012 | Elect Director Gregory B. Kenny | Management | Y | For | For |
80 | Cardinal Health, Inc. | CAH | 14149Y108 | 11/2/2012 | Elect Director David P. King | Management | Y | For | For |
81 | Cardinal Health, Inc. | CAH | 14149Y108 | 11/2/2012 | Elect Director Richard C. Notebaert | Management | Y | For | For |
82 | Cardinal Health, Inc. | CAH | 14149Y108 | 11/2/2012 | Elect Director Jean G. Spaulding | Management | Y | For | For |
83 | Cardinal Health, Inc. | CAH | 14149Y108 | 11/2/2012 | Ratify Auditors | Management | Y | For | For |
84 | Cardinal Health, Inc. | CAH | 14149Y108 | 11/2/2012 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Y | For | For |
85 | Cardinal Health, Inc. | CAH | 14149Y108 | 11/2/2012 | Stock Retention/Holding Period | Share Holder | Y | For | Against |
86 | Becton, Dickinson and Company | BDX | 075887109 | 1/29/2013 | Elect Director Basil L. Anderson | Management | Y | For | For |
87 | Becton, Dickinson and Company | BDX | 075887109 | 1/29/2013 | Elect Director Henry P. Becton, Jr. | Management | Y | For | For |
88 | Becton, Dickinson and Company | BDX | 075887109 | 1/29/2013 | Elect Director Catherine M. Burzik | Management | Y | For | For |
89 | Becton, Dickinson and Company | BDX | 075887109 | 1/29/2013 | Elect Director Edward F. DeGraan | Management | Y | For | For |
90 | Becton, Dickinson and Company | BDX | 075887109 | 1/29/2013 | Elect Director Vincent A. Forlenza | Management | Y | For | For |
91 | Becton, Dickinson and Company | BDX | 075887109 | 1/29/2013 | Elect Director Claire M. Fraser | Management | Y | For | For |
92 | Becton, Dickinson and Company | BDX | 075887109 | 1/29/2013 | Elect Director Christopher Jones | Management | Y | For | For |
93 | Becton, Dickinson and Company | BDX | 075887109 | 1/29/2013 | Elect Director Marshall O. Larsen | Management | Y | For | For |
94 | Becton, Dickinson and Company | BDX | 075887109 | 1/29/2013 | Elect Director Adel A.F. Mahmoud | Management | Y | For | For |
95 | Becton, Dickinson and Company | BDX | 075887109 | 1/29/2013 | Elect Director Gary A. Mecklenburg | Management | Y | For | For |
96 | Becton, Dickinson and Company | BDX | 075887109 | 1/29/2013 | Elect Director James F. Orr | Management | Y | For | For |
97 | Becton, Dickinson and Company | BDX | 075887109 | 1/29/2013 | Elect Director Willard J. Overlock, Jr. | Management | Y | For | For |
98 | Becton, Dickinson and Company | BDX | 075887109 | 1/29/2013 | Elect Director Rebecca W. Rimel | Management | Y | For | For |
99 | Becton, Dickinson and Company | BDX | 075887109 | 1/29/2013 | Elect Director Bertram L. Scott | Management | Y | For | For |
100 | Becton, Dickinson and Company | BDX | 075887109 | 1/29/2013 | Elect Director Alfred Sommer | Management | Y | For | For |
101 | Becton, Dickinson and Company | BDX | 075887109 | 1/29/2013 | Ratify Auditors | Management | Y | For | For |
102 | Becton, Dickinson and Company | BDX | 075887109 | 1/29/2013 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Y | For | For |
103 | Becton, Dickinson and Company | BDX | 075887109 | 1/29/2013 | Rescind Fair Price Provision | Management | Y | For | For |
104 | Becton, Dickinson and Company | BDX | 075887109 | 1/29/2013 | Amend Omnibus Stock Plan | Management | Y | For | For |
105 | Novartis AG | NOVN | H5820Q150 | 2/22/2013 | Accept Financial Statements and Statutory Reports | Management | Y | For | For |
106 | Novartis AG | NOVN | H5820Q150 | 2/22/2013 | Approve Discharge of Board and Senior Management | Management | Y | For | For |
107 | Novartis AG | NOVN | H5820Q150 | 2/22/2013 | Approve Allocation of Income and Dividends of CHF 2.30 per Share | Management | Y | For | For |
108 | Novartis AG | NOVN | H5820Q150 | 2/22/2013 | Approve Remuneration System | Management | Y | For | For |
109 | Novartis AG | NOVN | H5820Q150 | 2/22/2013 | Elect Verena Briner as Director | Management | Y | For | For |
110 | Novartis AG | NOVN | H5820Q150 | 2/22/2013 | Elect Joerg Reinhardt as Director | Management | Y | For | For |
111 | Novartis AG | NOVN | H5820Q150 | 2/22/2013 | Elect Charles Sawyers as Director | Management | Y | For | For |
112 | Novartis AG | NOVN | H5820Q150 | 2/22/2013 | Elect William Winters as Director | Management | Y | For | For |
113 | Novartis AG | NOVN | H5820Q150 | 2/22/2013 | Ratify PricewaterhouseCoopers AG as Auditors | Management | Y | For | For |
114 | Novartis AG | NOVN | H5820Q150 | 2/22/2013 | Additional And/or Counter-proposals Presented At The Meeting | Management | Y | Against | Against |
115 | AmerisourceBergen Corporation | ABC | 03073E105 | 2/28/2013 | Elect Director Steven H. Collis | Management | Y | For | For |
116 | AmerisourceBergen Corporation | ABC | 03073E105 | 2/28/2013 | Elect Director Douglas R. Conant | Management | Y | For | For |
117 | AmerisourceBergen Corporation | ABC | 03073E105 | 2/28/2013 | Elect Director Richard W. Gochnauer | Management | Y | For | For |
118 | AmerisourceBergen Corporation | ABC | 03073E105 | 2/28/2013 | Elect Director Richard C. Gozon | Management | Y | For | For |
119 | AmerisourceBergen Corporation | ABC | 03073E105 | 2/28/2013 | Elect Director Edward E. Hagenlocker | Management | Y | For | For |
120 | AmerisourceBergen Corporation | ABC | 03073E105 | 2/28/2013 | Elect Director Kathleen W. Hyle | Management | Y | For | For |
121 | AmerisourceBergen Corporation | ABC | 03073E105 | 2/28/2013 | Elect Director Michael J. Long | Management | Y | For | For |
122 | AmerisourceBergen Corporation | ABC | 03073E105 | 2/28/2013 | Elect Director Henry W. McGee | Management | Y | For | For |
123 | AmerisourceBergen Corporation | ABC | 03073E105 | 2/28/2013 | Ratify Auditors | Management | Y | For | For |
124 | AmerisourceBergen Corporation | ABC | 03073E105 | 2/28/2013 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Y | For | For |
125 | Agilent Technologies, Inc. | A | 00846U101 | 3/20/2013 | Elect Director Paul N. Clark | Management | Y | For | For |
126 | Agilent Technologies, Inc. | A | 00846U101 | 3/20/2013 | Elect Director James G. Cullen | Management | Y | For | For |
127 | Agilent Technologies, Inc. | A | 00846U101 | 3/20/2013 | Elect Director Tadataka Yamada | Management | Y | For | For |
128 | Agilent Technologies, Inc. | A | 00846U101 | 3/20/2013 | Ratify Auditors | Management | Y | For | For |
129 | Agilent Technologies, Inc. | A | 00846U101 | 3/20/2013 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Y | For | For |
130 | Agilent Technologies, Inc. | A | 00846U101 | 3/20/2013 | Declassify the Board of Directors | Share Holder | Y | For | Against |
131 | Covidien plc | COV | G2554F105 | 3/20/2013 | Elect Director Jose E. Almeida | Management | Y | For | For |
132 | Covidien plc | COV | G2554F105 | 3/20/2013 | Elect Director Joy A. Amundson | Management | Y | For | For |
133 | Covidien plc | COV | G2554F105 | 3/20/2013 | Elect Director Craig Arnold | Management | Y | For | For |
134 | Covidien plc | COV | G2554F105 | 3/20/2013 | Elect Director Robert H. Brust | Management | Y | For | For |
135 | Covidien plc | COV | G2554F105 | 3/20/2013 | Elect Director John M. Connors, Jr. | Management | Y | For | For |
136 | Covidien plc | COV | G2554F105 | 3/20/2013 | Elect Director Christopher J. Coughlin | Management | Y | For | For |
137 | Covidien plc | COV | G2554F105 | 3/20/2013 | Elect Director Randall J. Hogan, III | Management | Y | For | For |
138 | Covidien plc | COV | G2554F105 | 3/20/2013 | Elect Director Martin D. Madaus | Management | Y | For | For |
139 | Covidien plc | COV | G2554F105 | 3/20/2013 | Elect Director Dennis H. Reilley | Management | Y | For | For |
140 | Covidien plc | COV | G2554F105 | 3/20/2013 | Elect Director Joseph A. Zaccagnino | Management | Y | For | For |
141 | Covidien plc | COV | G2554F105 | 3/20/2013 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | Y | For | For |
142 | Covidien plc | COV | G2554F105 | 3/20/2013 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Y | For | For |
143 | Covidien plc | COV | G2554F105 | 3/20/2013 | Amend Omnibus Stock Plan | Management | Y | For | For |
144 | Covidien plc | COV | G2554F105 | 3/20/2013 | Authorize Open-Market Purchases of Ordinary Shares | Management | Y | For | For |
145 | Covidien plc | COV | G2554F105 | 3/20/2013 | Authorize the Price Range at which the Company can Reissue Shares that it holds as Treasury Shares | Management | Y | For | For |
146 | Covidien plc | COV | G2554F105 | 3/20/2013 | Amend Articles of Association to expand the authority to execute instruments of transfer | Management | Y | For | For |
147 | Covidien plc | COV | G2554F105 | 3/20/2013 | Approve Creation of Distributable Reserves | Management | Y | For | For |
148 | CareFusion Corporation | CFN | 14170T101 | 4/15/2013 | Elect Director Philip L. Francis | Management | Y | For | For |
149 | CareFusion Corporation | CFN | 14170T101 | 4/15/2013 | Elect Director Robert F. Friel | Management | Y | For | For |
150 | CareFusion Corporation | CFN | 14170T101 | 4/15/2013 | Elect Director Gregory T. Lucier | Management | Y | For | For |
151 | CareFusion Corporation | CFN | 14170T101 | 4/15/2013 | Ratify Auditors | Management | Y | For | For |
152 | CareFusion Corporation | CFN | 14170T101 | 4/15/2013 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Y | For | For |
153 | CareFusion Corporation | CFN | 14170T101 | 4/15/2013 | Reduce Supermajority Vote Requirement | Share Holder | Y | For | Against |
154 | CareFusion Corporation | CFN | 14170T101 | 4/15/2013 | Declassify the Board of Directors | Share Holder | Y | For | Against |
155 | C. R. Bard, Inc. | BCR | 067383109 | 4/17/2013 | Elect Director David M. Barrett | Management | Y | For | For |
156 | C. R. Bard, Inc. | BCR | 067383109 | 4/17/2013 | Elect Director Anthony Welters | Management | Y | For | For |
157 | C. R. Bard, Inc. | BCR | 067383109 | 4/17/2013 | Elect Director Tony L. White | Management | Y | For | For |
158 | C. R. Bard, Inc. | BCR | 067383109 | 4/17/2013 | Ratify Auditors | Management | Y | For | For |
159 | C. R. Bard, Inc. | BCR | 067383109 | 4/17/2013 | Amend Omnibus Stock Plan | Management | Y | For | For |
160 | C. R. Bard, Inc. | BCR | 067383109 | 4/17/2013 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Y | For | For |
161 | C. R. Bard, Inc. | BCR | 067383109 | 4/17/2013 | Report on Sustainability | Share Holder | Y | For | Against |
162 | C. R. Bard, Inc. | BCR | 067383109 | 4/17/2013 | Require Independent Board Chairman | Share Holder | Y | For | Against |
163 | AstraZeneca plc | AZN | G0593M107 | 4/25/2013 | Accept Financial Statements and Statutory Reports | Management | Y | For | For |
164 | AstraZeneca plc | AZN | G0593M107 | 4/25/2013 | Approve Dividends | Management | Y | For | For |
165 | AstraZeneca plc | AZN | G0593M107 | 4/25/2013 | Reappoint KPMG Audit plc as Auditors | Management | Y | For | For |
166 | AstraZeneca plc | AZN | G0593M107 | 4/25/2013 | Authorise Board to Fix Remuneration of Auditors | Management | Y | For | For |
167 | AstraZeneca plc | AZN | G0593M107 | 4/25/2013 | Re-elect Leif Johansson as Director | Management | Y | For | For |
168 | AstraZeneca plc | AZN | G0593M107 | 4/25/2013 | Elect Pascal Soriot as Director | Management | Y | For | For |
169 | AstraZeneca plc | AZN | G0593M107 | 4/25/2013 | Re-elect Simon Lowth as Director | Management | Y | For | For |
170 | AstraZeneca plc | AZN | G0593M107 | 4/25/2013 | Re-elect Genevieve Berger as Director | Management | Y | For | For |
171 | AstraZeneca plc | AZN | G0593M107 | 4/25/2013 | Re-elect Bruce Burlington as Director | Management | Y | For | For |
172 | AstraZeneca plc | AZN | G0593M107 | 4/25/2013 | Re-elect Graham Chipchase as Director | Management | Y | For | For |
173 | AstraZeneca plc | AZN | G0593M107 | 4/25/2013 | Re-elect Jean-Philippe Courtois as Director | Management | Y | For | For |
174 | AstraZeneca plc | AZN | G0593M107 | 4/25/2013 | Re-elect Rudy Markham as Director | Management | Y | For | For |
175 | AstraZeneca plc | AZN | G0593M107 | 4/25/2013 | Re-elect Nancy Rothwell as Director | Management | Y | For | For |
176 | AstraZeneca plc | AZN | G0593M107 | 4/25/2013 | Re-elect Shriti Vadera as Director | Management | Y | For | For |
177 | AstraZeneca plc | AZN | G0593M107 | 4/25/2013 | Re-elect John Varley as Director | Management | Y | For | For |
178 | AstraZeneca plc | AZN | G0593M107 | 4/25/2013 | Re-elect Marcus Wallenberg as Director | Management | Y | For | For |
179 | AstraZeneca plc | AZN | G0593M107 | 4/25/2013 | Approve Remuneration Report | Management | Y | For | For |
180 | AstraZeneca plc | AZN | G0593M107 | 4/25/2013 | Authorise EU Political Donations and Expenditure | Management | Y | For | For |
181 | AstraZeneca plc | AZN | G0593M107 | 4/25/2013 | Authorise Issue of Equity with Pre-emptive Rights | Management | Y | For | For |
182 | AstraZeneca plc | AZN | G0593M107 | 4/25/2013 | Authorise Issue of Equity without Pre-emptive Rights | Management | Y | For | For |
183 | AstraZeneca plc | AZN | G0593M107 | 4/25/2013 | Authorise Market Purchase of Ordinary Shares | Management | Y | For | For |
184 | AstraZeneca plc | AZN | G0593M107 | 4/25/2013 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | Y | For | For |
185 | Johnson & Johnson | JNJ | 478160104 | 4/25/2013 | Elect Director Mary Sue Coleman | Management | Y | For | For |
186 | Johnson & Johnson | JNJ | 478160104 | 4/25/2013 | Elect Director James G. Cullen | Management | Y | For | For |
187 | Johnson & Johnson | JNJ | 478160104 | 4/25/2013 | Elect Director Ian E.L. Davis | Management | Y | For | For |
188 | Johnson & Johnson | JNJ | 478160104 | 4/25/2013 | Elect Director Alex Gorsky | Management | Y | For | For |
189 | Johnson & Johnson | JNJ | 478160104 | 4/25/2013 | Elect Director Michael M.E. Johns | Management | Y | For | For |
190 | Johnson & Johnson | JNJ | 478160104 | 4/25/2013 | Elect Director Susan L. Lindquist | Management | Y | For | For |
191 | Johnson & Johnson | JNJ | 478160104 | 4/25/2013 | Elect Director Anne M. Mulcahy | Management | Y | For | For |
192 | Johnson & Johnson | JNJ | 478160104 | 4/25/2013 | Elect Director Leo F. Mullin | Management | Y | For | For |
193 | Johnson & Johnson | JNJ | 478160104 | 4/25/2013 | Elect Director William D. Perez | Management | Y | For | For |
194 | Johnson & Johnson | JNJ | 478160104 | 4/25/2013 | Elect Director Charles Prince | Management | Y | For | For |
195 | Johnson & Johnson | JNJ | 478160104 | 4/25/2013 | Elect Director A. Eugene Washington | Management | Y | For | For |
196 | Johnson & Johnson | JNJ | 478160104 | 4/25/2013 | Elect Director Ronald A. Williams | Management | Y | For | For |
197 | Johnson & Johnson | JNJ | 478160104 | 4/25/2013 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Y | For | For |
198 | Johnson & Johnson | JNJ | 478160104 | 4/25/2013 | Ratify Auditors | Management | Y | For | For |
199 | Johnson & Johnson | JNJ | 478160104 | 4/25/2013 | Stock Retention/Holding Period | Share Holder | Y | For | Against |
200 | Johnson & Johnson | JNJ | 478160104 | 4/25/2013 | Screen Political Contributions for Consistency with Corporate Values | Share Holder | Y | Against | For |
201 | Johnson & Johnson | JNJ | 478160104 | 4/25/2013 | Require Independent Board Chairman | Share Holder | Y | Against | For |
202 | Pfizer Inc. | PFE | 717081103 | 4/25/2013 | Elect Director Dennis A. Ausiello | Management | Y | For | For |
203 | Pfizer Inc. | PFE | 717081103 | 4/25/2013 | Elect Director M. Anthony Burns | Management | Y | For | For |
204 | Pfizer Inc. | PFE | 717081103 | 4/25/2013 | Elect Director W. Don Cornwell | Management | Y | For | For |
205 | Pfizer Inc. | PFE | 717081103 | 4/25/2013 | Elect Director Frances D. Fergusson | Management | Y | For | For |
206 | Pfizer Inc. | PFE | 717081103 | 4/25/2013 | Elect Director William H. Gray, III | Management | Y | For | For |
207 | Pfizer Inc. | PFE | 717081103 | 4/25/2013 | Elect Director Helen H. Hobbs | Management | Y | For | For |
208 | Pfizer Inc. | PFE | 717081103 | 4/25/2013 | Elect Director Constance J. Horner | Management | Y | For | For |
209 | Pfizer Inc. | PFE | 717081103 | 4/25/2013 | Elect Director James M. Kilts | Management | Y | For | For |
210 | Pfizer Inc. | PFE | 717081103 | 4/25/2013 | Elect Director George A. Lorch | Management | Y | For | For |
211 | Pfizer Inc. | PFE | 717081103 | 4/25/2013 | Elect Director Suzanne Nora Johnson | Management | Y | For | For |
212 | Pfizer Inc. | PFE | 717081103 | 4/25/2013 | Elect Director Ian C. Read | Management | Y | For | For |
213 | Pfizer Inc. | PFE | 717081103 | 4/25/2013 | Elect Director Stephen W. Sanger | Management | Y | For | For |
214 | Pfizer Inc. | PFE | 717081103 | 4/25/2013 | Elect Director Marc Tessier-Lavigne | Management | Y | For | For |
215 | Pfizer Inc. | PFE | 717081103 | 4/25/2013 | Ratify Auditors | Management | Y | For | For |
216 | Pfizer Inc. | PFE | 717081103 | 4/25/2013 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Y | For | For |
217 | Pfizer Inc. | PFE | 717081103 | 4/25/2013 | Stock Retention/Holding Period | Share Holder | Y | For | Against |
218 | Pfizer Inc. | PFE | 717081103 | 4/25/2013 | Provide Right to Act by Written Consent | Share Holder | Y | For | Against |
219 | Stryker Corporation | SYK | 863667101 | 4/30/2013 | Elect Director Howard E. Cox, Jr. | Management | Y | For | For |
220 | Stryker Corporation | SYK | 863667101 | 4/30/2013 | Elect Director Srikant M. Datar | Management | Y | For | For |
221 | Stryker Corporation | SYK | 863667101 | 4/30/2013 | Elect Director Roch Doliveux | Management | Y | For | For |
222 | Stryker Corporation | SYK | 863667101 | 4/30/2013 | Elect Director Louise L. Francesconi | Management | Y | For | For |
223 | Stryker Corporation | SYK | 863667101 | 4/30/2013 | Elect Director Allan C. Golston | Management | Y | For | For |
224 | Stryker Corporation | SYK | 863667101 | 4/30/2013 | Elect Director Howard L. Lance | Management | Y | For | For |
225 | Stryker Corporation | SYK | 863667101 | 4/30/2013 | Elect Director Kevin A. Lobo | Management | Y | For | For |
226 | Stryker Corporation | SYK | 863667101 | 4/30/2013 | Elect Director William U. Parfet | Management | Y | For | For |
227 | Stryker Corporation | SYK | 863667101 | 4/30/2013 | Elect Director Ronda E. Stryker | Management | Y | For | For |
228 | Stryker Corporation | SYK | 863667101 | 4/30/2013 | Ratify Auditors | Management | Y | For | For |
229 | Stryker Corporation | SYK | 863667101 | 4/30/2013 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Y | For | For |
230 | GlaxoSmithKline plc | GSK | G3910J112 | 5/1/2013 | Accept Financial Statements and Statutory Reports | Management | Y | For | For |
231 | GlaxoSmithKline plc | GSK | G3910J112 | 5/1/2013 | Approve Remuneration Report | Management | Y | For | For |
232 | GlaxoSmithKline plc | GSK | G3910J112 | 5/1/2013 | Elect Lynn Elsenhans as Director | Management | Y | For | For |
233 | GlaxoSmithKline plc | GSK | G3910J112 | 5/1/2013 | Elect Jing Ulrich as Director | Management | Y | For | For |
234 | GlaxoSmithKline plc | GSK | G3910J112 | 5/1/2013 | Elect Hans Wijers as Director | Management | Y | For | For |
235 | GlaxoSmithKline plc | GSK | G3910J112 | 5/1/2013 | Re-elect Sir Christopher Gent as Director | Management | Y | For | For |
236 | GlaxoSmithKline plc | GSK | G3910J112 | 5/1/2013 | Re-elect Sir Andrew Witty as Director | Management | Y | For | For |
237 | GlaxoSmithKline plc | GSK | G3910J112 | 5/1/2013 | Re-elect Sir Roy Anderson as Director | Management | Y | For | For |
238 | GlaxoSmithKline plc | GSK | G3910J112 | 5/1/2013 | Re-elect Dr Stephanie Burns as Director | Management | Y | For | For |
239 | GlaxoSmithKline plc | GSK | G3910J112 | 5/1/2013 | Re-elect Stacey Cartwright as Director | Management | Y | For | For |
240 | GlaxoSmithKline plc | GSK | G3910J112 | 5/1/2013 | Re-elect Simon Dingemans as Director | Management | Y | For | For |
241 | GlaxoSmithKline plc | GSK | G3910J112 | 5/1/2013 | Re-elect Judy Lewent as Director | Management | Y | For | For |
242 | GlaxoSmithKline plc | GSK | G3910J112 | 5/1/2013 | Re-elect Sir Deryck Maughan as Director | Management | Y | For | For |
243 | GlaxoSmithKline plc | GSK | G3910J112 | 5/1/2013 | Re-elect Dr Daniel Podolsky as Director | Management | Y | For | For |
244 | GlaxoSmithKline plc | GSK | G3910J112 | 5/1/2013 | Re-elect Dr Moncef Slaoui as Director | Management | Y | For | For |
245 | GlaxoSmithKline plc | GSK | G3910J112 | 5/1/2013 | Re-elect Tom de Swaan as Director | Management | Y | For | For |
246 | GlaxoSmithKline plc | GSK | G3910J112 | 5/1/2013 | Re-elect Sir Robert Wilson as Director | Management | Y | For | For |
247 | GlaxoSmithKline plc | GSK | G3910J112 | 5/1/2013 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | Y | For | For |
248 | GlaxoSmithKline plc | GSK | G3910J112 | 5/1/2013 | Authorise the Audit & Risk Committee to Fix Remuneration of Auditors | Management | Y | For | For |
249 | GlaxoSmithKline plc | GSK | G3910J112 | 5/1/2013 | Authorise EU Political Donations and Expenditure | Management | Y | For | For |
250 | GlaxoSmithKline plc | GSK | G3910J112 | 5/1/2013 | Authorise Issue of Equity with Pre-emptive Rights | Management | Y | For | For |
251 | GlaxoSmithKline plc | GSK | G3910J112 | 5/1/2013 | Authorise Issue of Equity without Pre-emptive Rights | Management | Y | For | For |
252 | GlaxoSmithKline plc | GSK | G3910J112 | 5/1/2013 | Authorise Market Purchase of Ordinary Shares | Management | Y | For | For |
253 | GlaxoSmithKline plc | GSK | G3910J112 | 5/1/2013 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports | Management | Y | For | For |
254 | GlaxoSmithKline plc | GSK | G3910J112 | 5/1/2013 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | Y | For | For |
255 | Sanofi | SAN | F5548N101 | 5/3/2013 | Approve Financial Statements and Statutory Reports | Management | Y | For | For |
256 | Sanofi | SAN | F5548N101 | 5/3/2013 | Approve Consolidated Financial Statements and Statutory Reports | Management | Y | For | For |
257 | Sanofi | SAN | F5548N101 | 5/3/2013 | Approve Allocation of Income and Dividends of EUR 2.77 per Share | Management | Y | For | For |
258 | Sanofi | SAN | F5548N101 | 5/3/2013 | Elect Fabienne Lecorvaisier as Director | Management | Y | For | For |
259 | Sanofi | SAN | F5548N101 | 5/3/2013 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | Y | For | For |
260 | Sanofi | SAN | F5548N101 | 5/3/2013 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.3 Billion | Management | Y | For | For |
261 | Sanofi | SAN | F5548N101 | 5/3/2013 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 520 Million | Management | Y | For | For |
262 | Sanofi | SAN | F5548N101 | 5/3/2013 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | Y | For | For |
263 | Sanofi | SAN | F5548N101 | 5/3/2013 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | Y | For | For |
264 | Sanofi | SAN | F5548N101 | 5/3/2013 | Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value | Management | Y | For | For |
265 | Sanofi | SAN | F5548N101 | 5/3/2013 | Approve Employee Stock Purchase Plan | Management | Y | For | For |
266 | Sanofi | SAN | F5548N101 | 5/3/2013 | Authorize up to 0.2 Percent of Issued Capital for Use in Grants of Restricted Shares in Substitution for Discount under Capital Increases for Employee Stock Purchase Plans | Management | Y | For | For |
267 | Sanofi | SAN | F5548N101 | 5/3/2013 | Authorize up to 0.7 Percent of Issued Capital for Use in Stock Option Plan | Management | Y | For | For |
268 | Sanofi | SAN | F5548N101 | 5/3/2013 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | Y | For | For |
269 | Sanofi | SAN | F5548N101 | 5/3/2013 | Authorize Filing of Required Documents/Other Formalities | Management | Y | For | For |
270 | Eli Lilly and Company | LLY | 532457108 | 5/6/2013 | Elect Director Ralph Alvarez | Management | Y | For | For |
271 | Eli Lilly and Company | LLY | 532457108 | 5/6/2013 | Elect Director Winfried Bischoff | Management | Y | For | For |
272 | Eli Lilly and Company | LLY | 532457108 | 5/6/2013 | Elect Director R. David Hoover | Management | Y | For | For |
273 | Eli Lilly and Company | LLY | 532457108 | 5/6/2013 | Elect Director Franklyn G. Prendergast | Management | Y | For | For |
274 | Eli Lilly and Company | LLY | 532457108 | 5/6/2013 | Elect Director Kathi P. Seifert | Management | Y | For | For |
275 | Eli Lilly and Company | LLY | 532457108 | 5/6/2013 | Ratify Auditors | Management | Y | For | For |
276 | Eli Lilly and Company | LLY | 532457108 | 5/6/2013 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Y | For | For |
277 | Eli Lilly and Company | LLY | 532457108 | 5/6/2013 | Amend Omnibus Stock Plan | Management | Y | For | For |
278 | Baxter International Inc. | BAX | 071813109 | 5/7/2013 | Elect Director Thomas F. Chen | Management | Y | For | For |
279 | Baxter International Inc. | BAX | 071813109 | 5/7/2013 | Elect Director Blake E. Devitt | Management | Y | For | For |
280 | Baxter International Inc. | BAX | 071813109 | 5/7/2013 | Elect Director John D. Forsyth | Management | Y | For | For |
281 | Baxter International Inc. | BAX | 071813109 | 5/7/2013 | Elect Director Gail D. Fosler | Management | Y | For | For |
282 | Baxter International Inc. | BAX | 071813109 | 5/7/2013 | Elect Director Carole J. Shapazian | Management | Y | For | For |
283 | Baxter International Inc. | BAX | 071813109 | 5/7/2013 | Ratify Auditors | Management | Y | For | For |
284 | Baxter International Inc. | BAX | 071813109 | 5/7/2013 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Y | For | For |
285 | Baxter International Inc. | BAX | 071813109 | 5/7/2013 | Declassify the Board of Directors | Management | Y | For | For |
286 | Baxter International Inc. | BAX | 071813109 | 5/7/2013 | Provide Right to Call Special Meeting | Management | Y | For | For |
287 | Boston Scientific Corporation | BSX | 101137107 | 5/7/2013 | Elect Director Katharine T. Bartlett | Management | Y | For | For |
288 | Boston Scientific Corporation | BSX | 101137107 | 5/7/2013 | Elect Director Bruce L. Byrnes | Management | Y | For | For |
289 | Boston Scientific Corporation | BSX | 101137107 | 5/7/2013 | Elect Director Nelda J. Connors | Management | Y | For | For |
290 | Boston Scientific Corporation | BSX | 101137107 | 5/7/2013 | Elect Director Kristina M. Johnson | Management | Y | For | For |
291 | Boston Scientific Corporation | BSX | 101137107 | 5/7/2013 | Elect Director Michael F. Mahoney | Management | Y | For | For |
292 | Boston Scientific Corporation | BSX | 101137107 | 5/7/2013 | Elect Director Ernest Mario | Management | Y | For | For |
293 | Boston Scientific Corporation | BSX | 101137107 | 5/7/2013 | Elect Director N.J. Nicholas, Jr. | Management | Y | For | For |
294 | Boston Scientific Corporation | BSX | 101137107 | 5/7/2013 | Elect Director Pete M. Nicholas | Management | Y | For | For |
295 | Boston Scientific Corporation | BSX | 101137107 | 5/7/2013 | Elect Director Uwe E. Reinhardt | Management | Y | For | For |
296 | Boston Scientific Corporation | BSX | 101137107 | 5/7/2013 | Elect Director John E. Sununu | Management | Y | For | For |
297 | Boston Scientific Corporation | BSX | 101137107 | 5/7/2013 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Y | For | For |
298 | Boston Scientific Corporation | BSX | 101137107 | 5/7/2013 | Ratify Auditors | Management | Y | For | For |
299 | Zimmer Holdings, Inc. | ZMH | 98956P102 | 5/7/2013 | Elect Director Christopher B. Begley | Management | Y | For | For |
300 | Zimmer Holdings, Inc. | ZMH | 98956P102 | 5/7/2013 | Elect Director Betsy J. Bernard | Management | Y | For | For |
301 | Zimmer Holdings, Inc. | ZMH | 98956P102 | 5/7/2013 | Elect Director Gail K. Boudreaux | Management | Y | For | For |
302 | Zimmer Holdings, Inc. | ZMH | 98956P102 | 5/7/2013 | Elect Director David C. Dvorak | Management | Y | For | For |
303 | Zimmer Holdings, Inc. | ZMH | 98956P102 | 5/7/2013 | Elect Director Larry C. Glasscock | Management | Y | For | For |
304 | Zimmer Holdings, Inc. | ZMH | 98956P102 | 5/7/2013 | Elect Director Robert A. Hagemann | Management | Y | For | For |
305 | Zimmer Holdings, Inc. | ZMH | 98956P102 | 5/7/2013 | Elect Director Arthur J. Higgins | Management | Y | For | For |
306 | Zimmer Holdings, Inc. | ZMH | 98956P102 | 5/7/2013 | Elect Director John L. McGoldrick | Management | Y | For | For |
307 | Zimmer Holdings, Inc. | ZMH | 98956P102 | 5/7/2013 | Elect Director Cecil B. Pickett | Management | Y | For | For |
308 | Zimmer Holdings, Inc. | ZMH | 98956P102 | 5/7/2013 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Y | For | For |
309 | Zimmer Holdings, Inc. | ZMH | 98956P102 | 5/7/2013 | Ratify Auditors | Management | Y | For | For |
310 | Zimmer Holdings, Inc. | ZMH | 98956P102 | 5/7/2013 | Amend Executive Incentive Bonus Plan | Management | Y | For | For |
311 | Zimmer Holdings, Inc. | ZMH | 98956P102 | 5/7/2013 | Amend Omnibus Stock Plan | Management | Y | For | For |
312 | Waters Corporation | WAT | 941848103 | 5/9/2013 | Elect Director Joshua Bekenstein | Management | Y | For | For |
313 | Waters Corporation | WAT | 941848103 | 5/9/2013 | Elect Director Michael J. Berendt | Management | Y | For | For |
314 | Waters Corporation | WAT | 941848103 | 5/9/2013 | Elect Director Douglas A. Berthiaume | Management | Y | For | For |
315 | Waters Corporation | WAT | 941848103 | 5/9/2013 | Elect Director Edward Conard | Management | Y | For | For |
316 | Waters Corporation | WAT | 941848103 | 5/9/2013 | Elect Director Laurie H. Glimcher | Management | Y | For | For |
317 | Waters Corporation | WAT | 941848103 | 5/9/2013 | Elect Director Christopher A. Kuebler | Management | Y | For | For |
318 | Waters Corporation | WAT | 941848103 | 5/9/2013 | Elect Director William J. Miller | Management | Y | For | For |
319 | Waters Corporation | WAT | 941848103 | 5/9/2013 | Elect Director JoAnn A. Reed | Management | Y | For | For |
320 | Waters Corporation | WAT | 941848103 | 5/9/2013 | Elect Director Thomas P. Salice | Management | Y | For | For |
321 | Waters Corporation | WAT | 941848103 | 5/9/2013 | Ratify Auditors | Management | Y | For | For |
322 | Waters Corporation | WAT | 941848103 | 5/9/2013 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Y | For | For |
323 | WellPoint, Inc. | WLP | 94973V107 | 5/15/2013 | Elect Director Sheila P. Burke | Management | Y | For | For |
324 | WellPoint, Inc. | WLP | 94973V107 | 5/15/2013 | Elect Director George A. Schaefer, Jr. | Management | Y | For | For |
325 | WellPoint, Inc. | WLP | 94973V107 | 5/15/2013 | Elect Director Joseph R. Swedish | Management | Y | For | For |
326 | WellPoint, Inc. | WLP | 94973V107 | 5/15/2013 | Ratify Auditors | Management | Y | For | For |
327 | WellPoint, Inc. | WLP | 94973V107 | 5/15/2013 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Y | For | For |
328 | WellPoint, Inc. | WLP | 94973V107 | 5/15/2013 | Report on Political Contributions | Share Holder | Y | Against | For |
329 | Greatbatch, Inc. | GB | 39153L106 | 5/21/2013 | Elect Director Pamela G. Bailey | Management | Y | For | For |
330 | Greatbatch, Inc. | GB | 39153L106 | 5/21/2013 | Elect Director Anthony P. Bihl, III | Management | Y | For | For |
331 | Greatbatch, Inc. | GB | 39153L106 | 5/21/2013 | Elect Director Joseph W. Dziedzic | Management | Y | For | For |
332 | Greatbatch, Inc. | GB | 39153L106 | 5/21/2013 | Elect Director Thomas J. Hook | Management | Y | For | For |
333 | Greatbatch, Inc. | GB | 39153L106 | 5/21/2013 | Elect Director Rudy A. Mazzocchi | Management | Y | For | For |
334 | Greatbatch, Inc. | GB | 39153L106 | 5/21/2013 | Elect Director Kevin C. Melia | Management | Y | For | For |
335 | Greatbatch, Inc. | GB | 39153L106 | 5/21/2013 | Elect Director Joseph A. Miller, Jr. | Management | Y | For | For |
336 | Greatbatch, Inc. | GB | 39153L106 | 5/21/2013 | Elect Director Bill R. Sanford | Management | Y | For | For |
337 | Greatbatch, Inc. | GB | 39153L106 | 5/21/2013 | Elect Director Peter H. Soderberg | Management | Y | For | For |
338 | Greatbatch, Inc. | GB | 39153L106 | 5/21/2013 | Elect Director William B. Summers, Jr. | Management | Y | For | For |
339 | Greatbatch, Inc. | GB | 39153L106 | 5/21/2013 | Ratify Auditors | Management | Y | For | For |
340 | Greatbatch, Inc. | GB | 39153L106 | 5/21/2013 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Y | For | For |
341 | Amgen Inc. | AMGN | 031162100 | 5/22/2013 | Elect Director David Baltimore | Management | Y | For | For |
342 | Amgen Inc. | AMGN | 031162100 | 5/22/2013 | Elect Director Frank J. Biondi, Jr. | Management | Y | For | For |
343 | Amgen Inc. | AMGN | 031162100 | 5/22/2013 | Elect Director Robert A. Bradway | Management | Y | For | For |
344 | Amgen Inc. | AMGN | 031162100 | 5/22/2013 | Elect Director Francois de Carbonnel | Management | Y | For | For |
345 | Amgen Inc. | AMGN | 031162100 | 5/22/2013 | Elect Director Vance D. Coffman | Management | Y | For | For |
346 | Amgen Inc. | AMGN | 031162100 | 5/22/2013 | Elect Director Robert A. Eckert | Management | Y | For | For |
347 | Amgen Inc. | AMGN | 031162100 | 5/22/2013 | Elect Director Rebecca M. Henderson | Management | Y | For | For |
348 | Amgen Inc. | AMGN | 031162100 | 5/22/2013 | Elect Director Frank C. Herringer | Management | Y | For | For |
349 | Amgen Inc. | AMGN | 031162100 | 5/22/2013 | Elect Director Tyler Jacks | Management | Y | For | For |
350 | Amgen Inc. | AMGN | 031162100 | 5/22/2013 | Elect Director Gilbert S. Omenn | Management | Y | For | For |
351 | Amgen Inc. | AMGN | 031162100 | 5/22/2013 | Elect Director Judith C. Pelham | Management | Y | For | For |
352 | Amgen Inc. | AMGN | 031162100 | 5/22/2013 | Elect Director Leonard D. Schaeffer | Management | Y | For | For |
353 | Amgen Inc. | AMGN | 031162100 | 5/22/2013 | Elect Director Ronald D. Sugar | Management | Y | For | For |
354 | Amgen Inc. | AMGN | 031162100 | 5/22/2013 | Ratify Auditors | Management | Y | For | For |
355 | Amgen Inc. | AMGN | 031162100 | 5/22/2013 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Y | For | For |
356 | Amgen Inc. | AMGN | 031162100 | 5/22/2013 | Amend Omnibus Stock Plan | Management | Y | For | For |
357 | Merck & Co., Inc. | MRK | 58933Y105 | 5/28/2013 | Elect Director Leslie A. Brun | Management | Y | For | For |
358 | Merck & Co., Inc. | MRK | 58933Y105 | 5/28/2013 | Elect Director Thomas R. Cech | Management | Y | For | For |
359 | Merck & Co., Inc. | MRK | 58933Y105 | 5/28/2013 | Elect Director Kenneth C. Frazier | Management | Y | For | For |
360 | Merck & Co., Inc. | MRK | 58933Y105 | 5/28/2013 | Elect Director Thomas H. Glocer | Management | Y | For | For |
361 | Merck & Co., Inc. | MRK | 58933Y105 | 5/28/2013 | Elect Director William B. Harrison Jr. | Management | Y | For | For |
362 | Merck & Co., Inc. | MRK | 58933Y105 | 5/28/2013 | Elect Director C. Robert Kidder | Management | Y | For | For |
363 | Merck & Co., Inc. | MRK | 58933Y105 | 5/28/2013 | Elect Director Rochelle B. Lazarus | Management | Y | For | For |
364 | Merck & Co., Inc. | MRK | 58933Y105 | 5/28/2013 | Elect Director Carlos E. Represas | Management | Y | For | For |
365 | Merck & Co., Inc. | MRK | 58933Y105 | 5/28/2013 | Elect Director Patricia F. Russo | Management | Y | For | For |
366 | Merck & Co., Inc. | MRK | 58933Y105 | 5/28/2013 | Elect Director Craig B. Thompson | Management | Y | For | For |
367 | Merck & Co., Inc. | MRK | 58933Y105 | 5/28/2013 | Elect Director Wendell P. Weeks | Management | Y | For | For |
368 | Merck & Co., Inc. | MRK | 58933Y105 | 5/28/2013 | Elect Director Peter C. Wendell | Management | Y | For | For |
369 | Merck & Co., Inc. | MRK | 58933Y105 | 5/28/2013 | Ratify Auditors | Management | Y | For | For |
370 | Merck & Co., Inc. | MRK | 58933Y105 | 5/28/2013 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Y | For | For |
371 | Merck & Co., Inc. | MRK | 58933Y105 | 5/28/2013 | Provide Right to Act by Written Consent | Share Holder | Y | For | Against |
372 | Merck & Co., Inc. | MRK | 58933Y105 | 5/28/2013 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Share Holder | Y | For | Against |
373 | Merck & Co., Inc. | MRK | 58933Y105 | 5/28/2013 | Report on Charitable and Political Contributions | Share Holder | Y | Against | For |
374 | Merck & Co., Inc. | MRK | 58933Y105 | 5/28/2013 | Report on Lobbying Activities | Share Holder | Y | Against | For |
375 | Targacept, Inc. | TRGT | 87611R306 | 5/31/2013 | Elect Director Charles A. Blixt | Management | Y | For | For |
376 | Targacept, Inc. | TRGT | 87611R306 | 5/31/2013 | Elect Director Alan W. Dunton | Management | Y | For | For |
377 | Targacept, Inc. | TRGT | 87611R306 | 5/31/2013 | Amend Omnibus Stock Plan | Management | Y | For | For |
378 | Targacept, Inc. | TRGT | 87611R306 | 5/31/2013 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Y | For | For |
379 | Targacept, Inc. | TRGT | 87611R306 | 5/31/2013 | Ratify Auditors | Management | Y | For | For |
380 | UnitedHealth Group Incorporated | UNH | 91324P102 | 6/3/2013 | Elect Director William C. Ballard, Jr. | Management | Y | For | For |
381 | UnitedHealth Group Incorporated | UNH | 91324P102 | 6/3/2013 | Elect Director Edson Bueno | Management | Y | For | For |
382 | UnitedHealth Group Incorporated | UNH | 91324P102 | 6/3/2013 | Elect Director Richard T. Burke | Management | Y | For | For |
383 | UnitedHealth Group Incorporated | UNH | 91324P102 | 6/3/2013 | Elect Director Robert J. Darretta | Management | Y | For | For |
384 | UnitedHealth Group Incorporated | UNH | 91324P102 | 6/3/2013 | Elect Director Stephen J. Hemsley | Management | Y | For | For |
385 | UnitedHealth Group Incorporated | UNH | 91324P102 | 6/3/2013 | Elect Director Michele J. Hooper | Management | Y | For | For |
386 | UnitedHealth Group Incorporated | UNH | 91324P102 | 6/3/2013 | Elect Director Rodger A. Lawson | Management | Y | For | For |
387 | UnitedHealth Group Incorporated | UNH | 91324P102 | 6/3/2013 | Elect Director Douglas W. Leatherdale | Management | Y | For | For |
388 | UnitedHealth Group Incorporated | UNH | 91324P102 | 6/3/2013 | Elect Director Glenn M. Renwick | Management | Y | For | For |
389 | UnitedHealth Group Incorporated | UNH | 91324P102 | 6/3/2013 | Elect Director Kenneth I. Shine | Management | Y | For | For |
390 | UnitedHealth Group Incorporated | UNH | 91324P102 | 6/3/2013 | Elect Director Gail R. Wilensky | Management | Y | For | For |
391 | UnitedHealth Group Incorporated | UNH | 91324P102 | 6/3/2013 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Y | For | For |
392 | UnitedHealth Group Incorporated | UNH | 91324P102 | 6/3/2013 | Ratify Auditors | Management | Y | For | For |
393 | UnitedHealth Group Incorporated | UNH | 91324P102 | 6/3/2013 | Report on Lobbying Payments and Policy | Share Holder | Y | For | Against |
394 | PharMerica Corporation | PMC | 71714F104 | 6/18/2013 | Elect Director Gregory S. Weishar | Management | Y | For | For |
395 | PharMerica Corporation | PMC | 71714F104 | 6/18/2013 | Elect Director W. Robert Dahl, Jr. | Management | Y | For | For |
396 | PharMerica Corporation | PMC | 71714F104 | 6/18/2013 | Elect Director Frank E. Collins | Management | Y | For | For |
397 | PharMerica Corporation | PMC | 71714F104 | 6/18/2013 | Elect Director Thomas P. Mac Mahon | Management | Y | For | For |
398 | PharMerica Corporation | PMC | 71714F104 | 6/18/2013 | Elect Director Marjorie W. Dorr | Management | Y | For | For |
399 | PharMerica Corporation | PMC | 71714F104 | 6/18/2013 | Elect Director Thomas P. Gerrity | Management | Y | For | For |
400 | PharMerica Corporation | PMC | 71714F104 | 6/18/2013 | Elect Director Robert A. Oakley | Management | Y | For | For |
401 | PharMerica Corporation | PMC | 71714F104 | 6/18/2013 | Elect Director Geoffrey G. Meyers | Management | Y | For | For |
402 | PharMerica Corporation | PMC | 71714F104 | 6/18/2013 | Elect Director Patrick G. LePore | Management | Y | For | For |
403 | PharMerica Corporation | PMC | 71714F104 | 6/18/2013 | Ratify Auditors | Management | Y | For | For |
404 | PharMerica Corporation | PMC | 71714F104 | 6/18/2013 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Y | For | For |
| | | | | | | | | | | | | | | | | | | | | | |
Registrant: Saratoga Advantage Trust - James Alpha Global Real Estate Investments Portfolio | | | |
Investment Company Act file number: 811-08542 | | | | | | | | | | | | |
Reporting Period: July 1, 2012 through June 30, 2013 | | | | | | | | | | | |
Vote Summary |
| GAYLORD ENTERTAINMENT COMPANY |
| Security | | 367905106 | | | | | Meeting Type | Special |
| Ticker Symbol | | GET | | | | | Meeting Date | 25-Sep-2012 | |
| ISIN | | US3679051066 | | | | | Agenda | 933681389 - Management |
| Record Date | | 08-Aug-2012 | | | | | Holding Recon Date | 08-Aug-2012 | |
| City / | Country | | | / | United States | | Vote Deadline Date | 24-Sep-2012 | |
| SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | |
| Item | Proposal | | | Type | Vote | For/Against Management | | |
| 1. | TO ADOPT THE AGREEMENT AND PLAN OF MERGER DATED JULY 27, 2012 BY AND BETWEEN GAYLORD ENTERTAINMENT COMPANY AND GRANITE HOTEL PROPERTIES, INC., A WHOLLY-OWNED SUBSIDIARY OF GAYLORD, WHICH IS PART OF RESTRUCTURING TRANSACTIONS INTENDED TO ENABLE US TO QUALIFY AS A REAL ESTATE INVESTMENT TRUST, OR REIT, FOR FEDERAL INCOME TAX PURPOSES. | | Management | For | For | | |
| 2. | TO APPROVE THE ISSUANCE OF UP TO 34,000,000 SHARES OF OUR COMMON STOCK AS PART OF A ONE-TIME SPECIAL DISTRIBUTION RELATED TO THE DISTRIBUTION OF OUR ACCUMULATED EARNINGS AND PROFITS TO STOCKHOLDERS IN CONNECTION WITH THE REIT CONVERSION. | | Management | For | For | | |
| 3. | TO PERMIT OUR BOARD OF DIRECTORS TO ADJOURN THE SPECIAL MEETING, IF NECESSARY, FOR FURTHER SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE ORIGINALLY SCHEDULED TIME OF THE SPECIAL MEETING TO APPROVE THE FOREGOING PROPOSALS. | | Management | For | For | | |
| Account Number | | | Account Name | | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed |
| 000654097 | | SARATG ADV TR JMS ALPH GL RE INV PT | 654097 | BNY MELLON | 27,400 | 0 | 24-Sep-2012 | 24-Sep-2012 |
| SUN HUNG KAI PROPERTIES LTD, HONG KONG |
| Security | | Y82594121 | | | | | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | | | | | Meeting Date | 15-Nov-2012 | |
| ISIN | | HK0016000132 | | | | | Agenda | 704087609 - Management |
| Record Date | | 09-Nov-2012 | | | | | Holding Recon Date | 09-Nov-2012 | |
| City / | Country | | HONG KONG | / | Hong Kong | | Vote Deadline Date | 12-Nov-2012 | |
| SEDOL(s) | | 5724394 - 6859927 - B01Y6N5 - B17MW09 | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | |
| Item | Proposal | | | Type | Vote | For/Against Management | | |
| CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. | | Non-Voting | | | | |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/sehk/ 2012/1014/LTN20121014018.pdf-AND- http://www.hkexnews.hk/listedco/listconews/sehk/ 2012/1014/LTN20121014022.pdf | | Non-Voting | | | | |
| 1 | To receive and consider the audited financial statements and the reports of the Directors and auditor for the year ended 30 June 2012 | | Management | For | For | | |
| 2 | To declare the final dividend | | Management | For | For | | |
| 3.i.a | To re-elect Mr. Lui Ting, Victor as Director | | Management | For | For | | |
| 3.i.b | To re-elect Dr. Leung Nai-pang, Norman as Director | | Management | For | For | | |
| 3.i.c | To re-elect Mr. Leung Kui-king, Donald as Director | | Management | For | For | | |
| 3.i.d | To re-elect Mr. Kwok Ping-kwong, Thomas as Director | | Management | For | For | | |
| 3.i.e | To re-elect Dr. Lee Shau-kee as Director | | Management | For | For | | |
| 3.i.f | To re-elect Mr. Yip Dicky Peter as Director | | Management | For | For | | |
| 3.i.g | To re-elect Professor Wong Yue-chim, Richard as Director | | Management | For | For | | |
| 3.i.h | To re-elect Dr. Fung Kwok-lun, William as Director | | Management | For | For | | |
| 3.i.i | To re-elect Mr. Kwan Cheuk-yin, William as Director | | Management | For | For | | |
| 3.i.j | To re-elect Mr. Wong Yick-kam, Michael as Director | | Management | For | For | | |
| 3.i.k | To re-elect Mr. Chan Kwok-wai, Patrick as Director | | Management | For | For | | |
| 3.ii | To fix Directors' fees. (The proposed fees to be paid to each Chairman, Vice Chairman and other Director for the financial year ending 30 June 2013 are HKD 320,000, HKD 310,000 and HKD 300,000 respectively.) | | Management | For | For | | |
| 4 | To re-appoint auditor and to authorise the Board of Directors to fix their remuneration | | Management | For | For | | |
| 5 | To grant a general mandate to the Directors to repurchase shares (Ordinary Resolution No.5 as set out in the notice of the AGM) | | Management | For | For | | |
| 6 | To grant a general mandate to the Directors to issue new shares (Ordinary Resolution No.6 as set out in the notice of the AGM) | | Management | For | For | | |
| 7 | To extend the general mandate to issue new shares by adding the number of shares repurchased (Ordinary Resolution No.7 as set out in the notice of the AGM) | | Management | For | For | | |
| 8 | To approve the new share option scheme of the Company and to terminate its existing share option scheme (Ordinary Resolution No.8 as set out in the notice of the AGM) | | Management | For | For | | |
| 9 | To approve the new share option scheme of SUNeVision Holdings Ltd. and to terminate its existing share option scheme (Ordinary Resolution No.9 as set out in the notice of the AGM) | | Management | For | For | | |
| Account Number | | | Account Name | | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed |
| 654097 | | SARATG ADV TR JMS ALPH GL RE INV PT | 654097 | BNY MELLON | 100,000 | 0 | 05-Nov-2012 | 13-Nov-2012 |
| GLOBAL LOGISTIC PROPERTIES LTD, SINGAPORE |
| Security | | Y27187106 | | | | | Meeting Type | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | | | | Meeting Date | 03-Dec-2012 | |
| ISIN | | SG2C26962630 | | | | | Agenda | 704165883 - Management |
| Record Date | | | | | | | Holding Recon Date | 29-Nov-2012 | |
| City / | Country | | SINGAPO RE | / | Singapore | | Vote Deadline Date | 27-Nov-2012 | |
| SEDOL(s) | | B4KJWS6 - B4T7RS6 - B4Z9HY2 - B84GHF3 | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | |
| Item | Proposal | | | Type | Vote | For/Against Management | | |
| 1 | The Proposed Sale of Properties to a Real Estate Investment Trust in Japan | | Management | For | For | | |
| Account Number | | | Account Name | | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed |
| 654097 | | SARATG ADV TR JMS ALPH GL RE INV PT | 654097 | BNY MELLON | 866,000 | 0 | 21-Nov-2012 | 28-Nov-2012 |
| NIPPON BUILDING FUND INC. |
| Security | | J52088101 | | | | | Meeting Type | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | | | | Meeting Date | 14-Mar-2013 | |
| ISIN | | JP3027670003 | | | | | Agenda | 704224865 - Management |
| Record Date | | 31-Dec-2012 | | | | | Holding Recon Date | 31-Dec-2012 | |
| City / | Country | | TOKYO | / | Japan | | Vote Deadline Date | 07-Mar-2013 | |
| SEDOL(s) | | 6396800 - B02JMS6 - B0ZSKQ4 | Quick Code | 89510 | |
| | | | | | | | | | | | | | | | | | | | | | |
| Item | Proposal | | | Type | Vote | For/Against Management | | |
| 1 | Amend Articles to: Approve Minor Revisions | | Management | For | For | | |
| 2 | Appoint an Executive Director | | Management | For | For | | |
| 3 | Appoint a Supplementary Executive Director | | Management | For | For | | |
| 4.1 | Appoint a Supervisory Director | | Management | For | For | | |
| 4.2 | Appoint a Supervisory Director | | Management | For | For | | |
| 4.3 | Appoint a Supervisory Director | | Management | For | For | | |
| Account Number | | | Account Name | | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed |
| 654097 | | SARATG ADV TR JMS ALPH GL RE INV PT | 654097 | BNY MELLON | 136 | 0 | 09-Jan-2013 | 07-Mar-2013 |
| URSTADT BIDDLE PROPERTIES INC. |
| Security | | 917286205 | | | | | Meeting Type | Annual |
| Ticker Symbol | | UBA | | | | | Meeting Date | 21-Mar-2013 | |
| ISIN | | US9172862057 | | | | | Agenda | 933732100 - Management |
| Record Date | | 22-Jan-2013 | | | | | Holding Recon Date | 22-Jan-2013 | |
| City / | Country | | | / | United States | | Vote Deadline Date | 20-Mar-2013 | |
| SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | |
| Item | Proposal | | | Type | Vote | For/Against Management | | |
| 1. | DIRECTOR | | Management | | | | | | | |
| | | 1 | CATHERINE U. BIDDLE* | | | For | For | | |
| | | 2 | WILLING L. BIDDLE# | | | For | For | | |
| | | 3 | E. VIRGIL CONWAY# | | | For | For | | |
| | | 4 | ROBERT J. MUELLER# | | | For | For | | |
| 2. | TO RATIFY THE APPOINTMENT OF PKF O'CONNOR DAVIES, A DIVISION OF O'CONNOR DAVIES, LLP, AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR ONE YEAR. | | Management | For | For | | |
| 3. | TO AMEND THE COMPANY'S CHARTER TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF STOCK. | | Management | For | For | | |
| 4. | TO AMEND THE COMPANY'S CHARTER TO PERMIT THE BOARD OF DIRECTORS TO MAKE CHANGES IN THE NUMBER OF AUTHORIZED SHARES OF STOCK WITHOUT ADDITIONAL APPROVAL FROM STOCKHOLDERS. | | Management | For | For | | |
| 5. | TO AMEND THE COMPANY'S CHARTER TO REDUCE THE PERCENTAGE REQUIRED FOR APPROVAL OF CERTAIN STOCKHOLDER VOTES FROM TWO-THIRDS TO A MAJORITY. | | Management | For | For | | |
| 6. | TO AMEND THE COMPANY'S RESTRICTED STOCK AWARD PLAN. | | Management | For | For | | |
| Account Number | | | Account Name | | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed |
| 000654097 | | SARATG ADV TR JMS ALPH GL RE INV PT | 654097 | BNY MELLON | 60,499 | 0 | 04-Mar-2013 | 04-Mar-2013 |
| ICADE SA, PARIS |
| Security | | F4931M119 | | | | | Meeting Type | MIX |
| Ticker Symbol | | | | | | | Meeting Date | 12-Apr-2013 | |
| ISIN | | FR0000035081 | | | | | Agenda | 704306275 - Management |
| Record Date | | 08-Apr-2013 | | | | | Holding Recon Date | 08-Apr-2013 | |
| City / | Country | | PARIS | / | France | | Vote Deadline Date | 03-Apr-2013 | |
| SEDOL(s) | | 4554406 - B28JD47 - B29Y534 - B3CNC34 | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | |
| Item | Proposal | | | Type | Vote | For/Against Management | | |
| CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | | Non-Voting | | | | |
| CMMT | THE FOLLOWING APPLIES TO NON- RESIDENT SHAREOWNERS ONLY: PROXY CARDS: VOTING-INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE-DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN-THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE-INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | | Non-Voting | | | | |
| CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://balo.journal- officiel.gouv.fr/pdf/2013/0306/201303061300567. pdf.PLEASE-NOTE THAT THIS IS A REVISION DUE TO ADDITION OF URL LINK: https://balo.journa-l- officiel.gouv.fr/pdf/2013/0327/201303271300940. pdf. IF YOU HAVE ALREADY SENT-IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEN-D YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | |
| O.1 | Approval of the corporate financial statements for the financial year ended December 31, 2012 | | Management | For | For | | |
| O.2 | Approval of the agreements and commitments pursuant to Articles L.225-38 and L.225-42-1 of the Commercial Code | | Management | For | For | | |
| O.3 | Discharge of duties to the CEO and Board members | | Management | For | For | | |
| O.4 | Allocation of income and distribution of dividends | | Management | For | For | | |
| O.5 | Approval of the consolidated financial statements for the financial year ended December 31, 2012 | | Management | For | For | | |
| O.6 | Renewal of term of Mr. Thomas Francis Gleeson as Board member | | Management | For | For | | |
| O.7 | Ratification of the cooptation of Mr. Olivier de Poulpiquet as new Board member | | Management | For | For | | |
| O.8 | Ratification of the cooptation of Mr. Jean-Paul Faugere as new Board member | | Management | For | For | | |
| O.9 | Renewal of term of Mazars S.A. as principal Statutory Auditor | | Management | For | For | | |
| O.10 | Appointment of Mr. Charles de Boisriou as deputy Statutory Auditor | | Management | For | For | | |
| O.11 | Setting the amount of attendance allowances allocated to the Board of Directors | | Management | For | For | | |
| O.12 | Authorization to be granted to the Board of Directors to trade in Company's shares | | Management | For | For | | |
| E.13 | Delegation of authority to be granted to the Board of Directors to issue shares of the Company with cancellation of preferential subscription rights, in case of public offer with an exchange component initiated by the Company on the company Silic | | Management | For | For | | |
| E.14 | Delegation of authority to be granted to the Board of Directors to increase capital of the Company with cancellation of preferential subscription rights in favor of employees of the Company and affiliated companies | | Management | For | For | | |
| E.15 | Authorization to be granted to the Board of Directors to reduce share capital by cancellation of treasury shares | | Management | For | For | | |
| E.16 | Delegation of authority to be granted to the Board of Directors to increase capital of the Company by incorporation of reserves, profits, share, merger or contribution premiums, or any other amounts which may be capitalized | | Management | For | For | | |
| E.17 | Authorization to be granted to the Board of Directors to grant share subscription or purchase options | | Management | For | For | | |
| E.18 | Powers to carry out all legal formalities | | Management | For | For | | |
| Account Number | | | Account Name | | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed |
| 654097 | | SARATG ADV TR JMS ALPH GL RE INV PT | 654097 | BNY MELLON | 1,000 | 0 | 20-Mar-2013 | 03-Apr-2013 |
| TELECITY GROUP PLC, MANCHESTER |
| Security | | G87403112 | | | | | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | | | | | Meeting Date | 16-Apr-2013 | |
| ISIN | | GB00B282YM11 | | | | | Agenda | 704317711 - Management |
| Record Date | | | | | | | Holding Recon Date | 12-Apr-2013 | |
| City / | Country | | TBD | / | United Kingdom | | Vote Deadline Date | 10-Apr-2013 | |
| SEDOL(s) | | B282YM1 - B291LP9 - B3BB4D3 | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | |
| Item | Proposal | | | Type | Vote | For/Against Management | | |
| 1 | To receive the Annual Report and Financial Statements and the Directors' and Auditors' Reports for the year ended 31 December 2012 | | Management | For | For | | |
| 2 | To declare a final dividend of 5p per share | | Management | For | For | | |
| 3 | To approve the Directors' Remuneration Report | | Management | For | For | | |
| 4 | To re-appoint John Hughes as a Director | | Management | For | For | | |
| 5 | To re-appoint Michael Tobin as a Director | | Management | For | For | | |
| 6 | To re-appoint Brian McArthur-Muscroft as a Director | | Management | For | For | | |
| 7 | To re-appoint Simon Batey as a Director, who is a member of the Remuneration Committee | | Management | For | For | | |
| 8 | To re-appoint Maurizio Carli as a Director, who is a member of the Remuneration Committee | | Management | For | For | | |
| 9 | To re-appoint John O'Reilly as a Director, who is a member of the Remuneration Committee | | Management | For | For | | |
| 10 | To re-appoint Claudia Arney as a Director | | Management | For | For | | |
| 11 | To re-appoint Nancy Cruickshank as a Director | | Management | For | For | | |
| 12 | To re-appoint PricewaterhouseCoopers LLP as Auditors | | Management | For | For | | |
| 13 | To authorise the Director to set the remuneration of the Auditors | | Management | For | For | | |
| 14 | To authorise the Directors to allot relevant securities (Section 551 of the Companies Act 2006) | | Management | For | For | | |
| 15 | To disapply pre-emption rights (Section 561 of the Companies Act 2006) | | Management | For | For | | |
| 16 | To authorise the Company to repurchase its own shares (Section 701 of the Companies Act 2006) | | Management | For | For | | |
| 17 | To authorise the calling of a general meeting on not less than 14 clear days' notice | | Management | For | For | | |
| Account Number | | | Account Name | | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed |
| 654097 | | SARATG ADV TR JMS ALPH GL RE INV PT | 654097 | BNY MELLON | 269,754 | 0 | 20-Mar-2013 | 15-Apr-2013 |
| CAPITACOMMERCIAL TRUST |
| Security | | Y1091F107 | | | | | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | | | | | Meeting Date | 16-Apr-2013 | |
| ISIN | | SG1P32918333 | | | | | Agenda | 704353464 - Management |
| Record Date | | | | | | | Holding Recon Date | 12-Apr-2013 | |
| City / | Country | | SINGAPO RE | / | Singapore | | Vote Deadline Date | 10-Apr-2013 | |
| SEDOL(s) | | B011YD2 - B05HY81 - B9B77H8 | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | |
| Item | Proposal | | | Type | Vote | For/Against Management | | |
| 1 | To receive and adopt the Report of HSBC Institutional Trust Services (Singapore) Limited, as trustee of CCT (the "Trustee"), the Statement by CapitaCommercial Trust Management Limited, as manager of CCT (the "Manager"), and the Audited Financial Statements of CCT for the financial year ended 31 December 2012 and the Auditors' Report thereon | | Management | For | For | | |
| 2 | To re-appoint Messrs KPMG LLP as Auditors of CCT to hold office until the conclusion of the next AGM of CCT, and to authorise the Manager to fix their remuneration | | Management | For | For | | |
| 3 | That authority be and is hereby given to the Manager, to: (a) (i) issue units in CCT ("Units") whether by way of rights, bonus or otherwise; and/or (ii) make or grant offers, agreements or options (collectively, "Instruments") that might or would require Units to be issued, including but not limited to the creation and issue of (as well as adjustments to) securities, warrants, debentures or other instruments convertible into Units, at any time and upon such terms and conditions and for such purposes and to such persons as the Manager may in its absolute discretion deem fit; and (b) issue Units in pursuance of any Instrument made or granted by the Manager while this resolution was in force (notwithstanding that the authority conferred by this resolution may have ceased to be in force at the time such Units are issued), CONTD | | Management | For | For | | |
| CONT | CONTD provided that: (1) the aggregate number of Units to be issued pursuant-to this resolution (including Units to be issued in pursuance of Instruments-made or granted pursuant to this resolution) shall not exceed fifty per cent.- (50.0%) of the total number of issued Units (as calculated in accordance with-subparagraph (2) below), of which the aggregate number of Units to be issued-other than on a pro rata basis to Unitholders (including Units to be issued-in pursuance of Instruments made or granted pursuant to this resolution)-shall not exceed twenty per cent. (20.0%) of the total number of issued Units-(as calculated in accordance with sub-paragraph (2) below); (2) subject to-such manner of calculation as may be prescribed by the Singapore Exchange-Securities Trading Limited (the "SGX-ST") for the purpose of CONTD | | Non-Voting | | | | |
| CONT | CONTD determining the aggregate number of Units that may be issued under-subparagraph (1) above, the total number of issued Units shall be based on-the total number of issued Units at the time this resolution is passed, after-adjusting for: (a) any new Units arising from the conversion or exercise of-any Instruments which are outstanding at the time this resolution is passed;- and (b) any subsequent bonus issue, consolidation or subdivision of Units;-(3) in exercising the authority conferred by this resolution, the Manager-shall comply with the provisions of the Listing Manual of the SGX-ST for the-time being in force (unless such compliance has been waived by the SGX-ST)- and the trust deed dated 6 February 2004 constituting CCT (as amended) (the-"Trust Deed") for the time being in force (unless otherwise exempted or CONTD | | Non-Voting | | | | |
| CONT | CONTD waived by the Monetary Authority of Singapore); (4) (unless revoked or-varied by the Unitholders in a general meeting) the authority conferred by-this resolution shall continue in force until (i) the conclusion of the next-AGM of CCT or (ii) the date on which the next AGM of CCT is required by-applicable law and regulation or the Trust Deed to be held, whichever is-earlier; (5) where the terms of the issue of the Instruments provide for-adjustment to the number of Instruments or Units into which the Instruments-may be converted in the event of rights, bonus or other capitalisation issues-or any other events, the Manager is authorised to issue additional-Instruments or Units pursuant to such adjustment notwithstanding that the-authority conferred by this resolution may have ceased to be in force at the-time the CONTD | | Non-Voting | | | | |
| CONT | CONTD Instruments or Units are issued; and (6) the Manager and the Trustee be-and are hereby severally authorised to complete and do all such acts and-things (including executing all such documents as may be required) as the-Manager or, as the case may be, the Trustee may consider expedient or-necessary or in the interest of CCT to give effect to the authority conferred-by this resolution | | Non-Voting | | | | |
| 4 | That: (1) the exercise of all the powers of the Manager to repurchase issued Units for and on behalf of CCT not exceeding in aggregate the Maximum Limit (as hereafter defined), at such price or prices as may be determined by the Manager from time to time up to the Maximum Price (as hereafter defined), whether by way of: (i) market repurchase(s) on the SGX-ST and/or, as the case may be, such other stock exchange for the time being on which the Units may be listed and quoted; and/or (ii) off-market repurchase(s) (which are not market repurchase(s)) in accordance with any equal access scheme(s) as may be determined or formulated by the Manager as it considers fit in accordance with the Trust Deed, and otherwise in accordance with all applicable law and regulation including the rules of the SGX-ST, or, as the case may be, CONTD | | Management | For | For | | |
| CONT | CONTD such other stock exchange for the time being on which the Units may be-listed and quoted, be and is hereby authorised and approved generally and-unconditionally (the "Unit Buy-Back Mandate"); (2) the authority conferred on-the Manager pursuant to the Unit Buy-Back Mandate may be exercised by the-Manager at any time and from time to time during the period commencing from-the date of the passing of this resolution and expiring on the earliest of:-(i) the date on which the next AGM of CCT is required by applicable law and-regulation to be held; (ii) the date on which the authority conferred by the- Unit Buy-Back Mandate is revoked or varied by the Unitholders in general-meeting; and (iii) the date on which repurchase of Units pursuant to the Unit-Buy-Back Mandate is carried out to the full extent mandated; (3) in this-CONTD | | Non-Voting | | | | |
| CONT | CONTD resolution: "Average Closing Price" means the average of the closing-market prices of a Unit over the last five Market Days, on which transactions-in the Units were recorded, immediately preceding the date of the market- repurchase or, as the case may be, the date of the making of the offer-pursuant to the off-market repurchase, and deemed to be adjusted for any- corporate action that occurs after the relevant five Market Days; "date of-the making of the offer" means the date on which the Manager makes an offer-for an off-market repurchase, stating therein the repurchase price (which-shall not be more than the Maximum Price for an offmarket repurchase) for-each Unit and the relevant terms of the equal access scheme for effecting the-off- market repurchase; "Market Day" means a day on which the SGX-ST is open-for CONTD | | Non-Voting | | | | |
| CONT | CONTD trading in securities; "Maximum Limit" means that number of Units-representing 2.5% of the total number of issued Units as at the date of the-passing of this resolution; "Maximum Price" in relation to a Unit to be-repurchased, means the repurchase price (excluding brokerage, commission,-stamp duty, applicable goods and services tax and other related expenses)-which shall not exceed: (i) in the case of a market repurchase of a Unit,-105.0% of the Average Closing Price of the Units; and (ii) in the case of an-off-market repurchase of a Unit, 110.0% of the Average Closing Price of the-Units; and (4) the Manager and the Trustee be and are hereby severally-authorised to complete and do all such acts and things (including executing-such documents as may be required) as it or they may consider expedient or-necessary to CONTD | | Non-Voting | | | | |
| CONT | CONTD give effect to the transactions contemplated and/or authorised by this-resolution | | Non-Voting | | | | |
| Account Number | | | Account Name | | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed |
| 654097 | | SARATG ADV TR JMS ALPH GL RE INV PT | 654097 | BNY MELLON | 305,000 | 0 | 05-Apr-2013 | 11-Apr-2013 |
| HANG LUNG PROPERTIES LTD |
| Security | | Y30166105 | | | | | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | | | | | Meeting Date | 18-Apr-2013 | |
| ISIN | | HK0101000591 | | | | | Agenda | 704323473 - Management |
| Record Date | | 15-Apr-2013 | | | | | Holding Recon Date | 15-Apr-2013 | |
| City / | Country | | HONG KONG | / | Hong Kong | | Vote Deadline Date | 15-Apr-2013 | |
| SEDOL(s) | | 5579129 - 6030506 - B05P742 - B16TVY8 | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | |
| Item | Proposal | | | Type | Vote | For/Against Management | | |
| CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. | | Non-Voting | | | | |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/sehk/ 2013/0314/LTN20130314564.pdf-AND- http://www.hkexnews.hk/listedco/listconews/sehk/ 2013/0314/LTN20130314540.pdf | | Non-Voting | | | | |
| 1 | To receive and consider the audited financial statements and reports of the directors and auditor for the year ended 31 December 2012 | | Management | For | For | | |
| 2 | To declare a final dividend | | Management | For | For | | |
| 3.a | To re-elect Mr. Shang Shing Yin as a director | | Management | For | For | | |
| 3.b | To re-elect Mr. Dominic Chiu Fai Ho as a director | | Management | For | For | | |
| 3.c | To re-elect Mr. Philip Nan Lok Chen as a director | | Management | For | For | | |
| 3.d | To authorize the board of directors to fix directors' fees | | Management | For | For | | |
| 4 | To re-appoint KPMG as auditor of the Company and authorize the directors to fix auditor's remuneration | | Management | For | For | | |
| 5 | To give general mandate to directors to purchase the Company's shares | | Management | For | For | | |
| 6 | To give general mandate to directors to issue additional shares | | Management | For | For | | |
| 7 | To approve the addition of repurchased shares to be included under the general mandate in resolution 6 | | Management | For | For | | |
| Account Number | | | Account Name | | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed |
| 654097 | | SARATG ADV TR JMS ALPH GL RE INV PT | 654097 | BNY MELLON | 700,000 | 0 | 20-Mar-2013 | 16-Apr-2013 |
| SUNTEC REAL ESTATE INVESTMENT TRUST, SINGAPORE |
| Security | | Y82954101 | | | | | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | | | | | Meeting Date | 18-Apr-2013 | |
| ISIN | | SG1Q52922370 | | | | | Agenda | 704362158 - Management |
| Record Date | | | | | | | Holding Recon Date | 16-Apr-2013 | |
| City / | Country | | SINGAPO RE | / | Singapore | | Vote Deadline Date | 12-Apr-2013 | |
| SEDOL(s) | | B04PZ72 - B0XM734 - B0YRXJ6 | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | |
| Item | Proposal | | | Type | Vote | For/Against Management | | |
| 1 | To receive and adopt the Report of HSBC Institutional Trust Services (Singapore) Limited, as trustee of Suntec REIT (the "Trustee"), the Statement by ARA Trust Management (Suntec) Limited, as manager of Suntec REIT (the "Manager") and the Audited Financial Statements of Suntec REIT for the financial year ended 31 December 2012 and the Auditors' Report Thereon | | Management | For | For | | |
| 2 | To re-appoint KPMG LLP as the Auditors of Suntec REIT to hold office until the conclusion of the next AGM of Suntec REIT and to authorise the Manager to fix their remuneration | | Management | For | For | | |
| 3 | General mandate for the issue of new units and/or convertible securities | | Management | For | For | | |
| Account Number | | | Account Name | | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed |
| 654097 | | SARATG ADV TR JMS ALPH GL RE INV PT | 654097 | BNY MELLON | 200,000 | 0 | 05-Apr-2013 | 15-Apr-2013 |
| AMREIT, INC. |
| Security | | 03216B208 | | | | | Meeting Type | Annual |
| Ticker Symbol | | AMRE | | | | | Meeting Date | 18-Apr-2013 | |
| ISIN | | US03216B2088 | | | | | Agenda | 933748901 - Management |
| Record Date | | 04-Mar-2013 | | | | | Holding Recon Date | 04-Mar-2013 | |
| City / | Country | | | / | United States | | Vote Deadline Date | 17-Apr-2013 | |
| SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | |
| Item | Proposal | | | Type | Vote | For/Against Management | | |
| 1. | DIRECTOR | | Management | | | | | | | |
| | | 1 | R.S. CARTWRIGHT, JR. | | | For | For | | |
| | | 2 | BRENT LONGNECKER | | | For | For | | |
| | | 3 | SCOT LUTHER | | | For | For | | |
| | | 4 | MACK PRIDGEN | | | For | For | | |
| | | 5 | H.L. "HANK" RUSH, JR. | | | For | For | | |
| | | 6 | PHILIP TAGGART | | | For | For | | |
| | | 7 | H. KERR TAYLOR | | | For | For | | |
| 2. | TO APPROVE AN AMENDMENT TO OUR CHARTER TO CHANGE 50% OF THE OUTSTANDING SHARES OF OUR CLASS A COMMON STOCK INTO SHARES OF CLASS B COMMON STOCK ON A ONE-FOR-ONE BASIS. | | Management | For | For | | |
| 3. | IF PROPOSAL 2 IS APPROVED, TO APPROVE AN AMENDMENT TO OUR CHARTER TO CHANGE THE REMAINING OUTSTANDING AND UNISSUED SHARES OF OUR CLASS A COMMON STOCK INTO SHARES OF OUR CLASS B COMMON STOCK ON A ONE-FOR- ONE BASIS, ON OR BEFORE SEPTEMBER 30, 2013. | | Management | For | For | | |
| 4. | TO APPROVE IN AN ADVISORY (NON- BINDING) VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | | Management | For | For | | |
| 5. | TO DETERMINE, IN AN ADVISORY (NON- BINDING) VOTE, WHETHER A STOCKHOLDER VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS SHOULD OCCUR EVERY ONE, TWO OR THREE YEARS. | | Management | 3 Years | For | | |
| Account Number | | | Account Name | | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed |
| 000654097 | | SARATG ADV TR JMS ALPH GL RE INV PT | 654097 | BNY MELLON | 58,399 | 0 | 20-Mar-2013 | 20-Mar-2013 |
| FONCIERE DES REGIONS, METZ |
| Security | | F42399109 | | | | | Meeting Type | MIX |
| Ticker Symbol | | | | | | | Meeting Date | 24-Apr-2013 | |
| ISIN | | FR0000064578 | | | | | Agenda | 704331507 - Management |
| Record Date | | 18-Apr-2013 | | | | | Holding Recon Date | 18-Apr-2013 | |
| City / | Country | | PARIS | / | France | | Vote Deadline Date | 15-Apr-2013 | |
| SEDOL(s) | | 4361479 - 7745638 - B0ZSJR8 - B1CL5R9 - B28H7D8 | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | |
| Item | Proposal | | | Type | Vote | For/Against Management | | |
| CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | | Non-Voting | | | | |
| CMMT | THE FOLLOWING APPLIES TO NON- RESIDENT SHAREOWNERS ONLY: PROXY CARDS: VOTING-INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE-DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN-THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE-INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | | Non-Voting | | | | |
| CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://balo.journal- officiel.gouv.fr/pdf/2013/0318/201303181300779. pdf .PLEAS-E NOTE THAT THIS IS A REVISION DUE TO ADDITION OF URL LINK: https://balo.jour-nal- officiel.gouv.fr/pdf/2013/0405/201304051301087. pdf. IF YOU HAVE ALREADY SE-NT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AM- END YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | |
| O.1 | Approval of the corporate financial statements for the financial year ended December 31, 2012- Discharge of duties to Board members, Chief executive officer and managing directors | | Management | For | For | | |
| O.2 | Approval of the consolidated financial statements for the financial year ended December 31, 2012 | | Management | For | For | | |
| O.3 | Allocation of income - Dividend distribution | | Management | For | For | | |
| O.4 | Approval of the special report of the Statutory Auditors prepared pursuant to Article L.225-40 of the Commercial Code and the agreements pursuant to Article L.225-38 of the Commercial Code | | Management | For | For | | |
| O.5 | Approval of the special report of the Statutory Auditors prepared pursuant to Article L.225-40 of the Commercial Code and the commitment made in favor of Mr. Olivier Esteve | | Management | For | For | | |
| O.6 | Approval of the special report of the Statutory Auditors prepared pursuant to Article L.225-40 of the Commercial Code and the commitment made in favor of Mr. Christophe Kullmann | | Management | For | For | | |
| O.7 | Appointment of Mrs. Sylvie Ouziel as Board member | | Management | For | For | | |
| O.8 | Appointment of the firm Ernst & Young et Autres as principal Statutory Auditor | | Management | For | For | | |
| O.9 | Appointment of the firm Auditex as deputy Statutory Auditor | | Management | For | For | | |
| O.10 | Ratification of transfer of the registered office | | Management | For | For | | |
| O.11 | Authorization granted to the Board of Directors to allow the Company to purchase its own shares | | Management | For | For | | |
| E.12 | Delegation of authority granted to the Board of Directors to decide to increase share capital of the Company by incorporation of reserves, profits or premiums | | Management | For | For | | |
| E.13 | Authorization to the Board of Directors to reduce share capital by cancellation of treasury shares | | Management | For | For | | |
| E.14 | Delegation of authority to the Board of Directors to issue shares and/or securities giving access to capital of the Company while maintaining shareholders' preferential subscription rights | | Management | For | For | | |
| E.15 | Delegation of authority to the Board of Directors to issue securities representing debts giving access to capital of the Company with cancellation of shareholders' preferential subscription rights by public offering | | Management | For | For | | |
| E.16 | Delegation of authority to the Board of Directors to by carry out capital increases reserved for employees of the Company and companies of Fonciere des Regions Group who are members of a company savings plan with cancellation of shareholders' preferential subscription rights | | Management | For | For | | |
| E.17 | Powers to carry out all legal formalities | | Management | For | For | | |
| Account Number | | | Account Name | | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed |
| 654097 | | SARATG ADV TR JMS ALPH GL RE INV PT | 654097 | BNY MELLON | 1,200 | 0 | 20-Mar-2013 | 15-Apr-2013 |
| BRE PROPERTIES, INC. |
| Security | | 05564E106 | | | | | Meeting Type | Annual |
| Ticker Symbol | | BRE | | | | | Meeting Date | 24-Apr-2013 | |
| ISIN | | US05564E1064 | | | | | Agenda | 933744840 - Management |
| Record Date | | 28-Feb-2013 | | | | | Holding Recon Date | 28-Feb-2013 | |
| City / | Country | | | / | United States | | Vote Deadline Date | 23-Apr-2013 | |
| SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | |
| Item | Proposal | | | Type | Vote | For/Against Management | | |
| 1. | DIRECTOR | | Management | | | | | | | |
| | | 1 | IRVING F. LYONS, III | | | For | For | | |
| | | 2 | PAULA F. DOWNEY | | | For | For | | |
| | | 3 | CHRISTOPHER J. MCGURK | | | For | For | | |
| | | 4 | MATTHEW T. MEDEIROS | | | For | For | | |
| | | 5 | CONSTANCE B. MOORE | | | For | For | | |
| | | 6 | JEANNE R. MYERSON | | | For | For | | |
| | | 7 | JEFFREY T. PERO | | | For | For | | |
| | | 8 | THOMAS E. ROBINSON | | | For | For | | |
| | | 9 | DENNIS E. SINGLETON | | | For | For | | |
| | | 10 | THOMAS P. SULLIVAN | | | For | For | | |
| 2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY. | | Management | For | For | | |
| 3. | TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF THE COMPANY. | | Management | For | For | | |
| 4. | TO REAPPROVE THE PERFORMANCE CRITERIA UNDER THE AMENDED AND RESTATED 1999 BRE STOCK INCENTIVE PLAN, AS AMENDED (REFERRED TO AS THE "1999 INCENTIVE PLAN"). | | Management | For | For | | |
| Account Number | | | Account Name | | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed |
| 000654097 | | SARATG ADV TR JMS ALPH GL RE INV PT | 654097 | BNY MELLON | 24,304 | 0 | 20-Mar-2013 | 20-Mar-2013 |
| CHOICE HOTELS INTERNATIONAL, INC. |
| Security | | 169905106 | | | | | Meeting Type | Annual |
| Ticker Symbol | | CHH | | | | | Meeting Date | 26-Apr-2013 | |
| ISIN | | US1699051066 | | | | | Agenda | 933775148 - Management |
| Record Date | | 28-Feb-2013 | | | | | Holding Recon Date | 28-Feb-2013 | |
| City / | Country | | | / | United States | | Vote Deadline Date | 25-Apr-2013 | |
| SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | |
| Item | Proposal | | | Type | Vote | For/Against Management | | |
| 1. | DIRECTOR | | Management | | | | | | | |
| | | 1 | WILLIAM L. JEWS | | | For | For | | |
| | | 2 | JOHN T. SCHWIETERS | | | For | For | | |
| | | 3 | JOHN P. TAGUE | | | For | For | | |
| 2. | APPROVAL OF AN AMENDMENT TO THE CHOICE HOTELS INTERNATIONAL, INC. 2006 LONG-TERM INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE. | | Management | For | For | | |
| 3. | APPROVAL OF THE MATERIAL TERMS FOR PAYMENT OF EXECUTIVE COMPENSATION UNDER THE COMPANY'S EXECUTIVE INCENTIVE COMPENSATION PLAN. | | Management | For | For | | |
| 4. | APPROVAL OF AN AMENDMENT TO THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS. | | Management | For | For | | |
| 5. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | | Management | For | For | | |
| 6. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. | | Management | For | For | | |
| 7. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON SHOWERHEADS. | | Shareholder | For | For | | |
| Account Number | | | Account Name | | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed |
| 000654097 | | SARATG ADV TR JMS ALPH GL RE INV PT | 654097 | BNY MELLON | 15,100 | 0 | 05-Apr-2013 | 05-Apr-2013 |
| LASALLE HOTEL PROPERTIES |
| Security | | 517942108 | | | | | Meeting Type | Annual |
| Ticker Symbol | | LHO | | | | | Meeting Date | 30-Apr-2013 | |
| ISIN | | US5179421087 | | | | | Agenda | 933742163 - Management |
| Record Date | | 20-Feb-2013 | | | | | Holding Recon Date | 20-Feb-2013 | |
| City / | Country | | | / | United States | | Vote Deadline Date | 29-Apr-2013 | |
| SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | |
| Item | Proposal | | | Type | Vote | For/Against Management | | |
| 1. | DIRECTOR | | Management | | | | | | | |
| | | 1 | DENISE M. COLL | | | For | For | | |
| | | 2 | STUART L. SCOTT | | | For | For | | |
| 2. | TO RATIFY THE APPOINTMENT OF THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2013. | | Management | For | For | | |
| 3. | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | | Management | For | For | | |
| Account Number | | | Account Name | | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed |
| 000654097 | | SARATG ADV TR JMS ALPH GL RE INV PT | 654097 | BNY MELLON | 20,000 | 0 | 05-Apr-2013 | 05-Apr-2013 |
| AMERICAN CAP MTG INVT CORP |
| Security | | 02504A104 | | | | | Meeting Type | Annual |
| Ticker Symbol | | MTGE | | | | | Meeting Date | 30-Apr-2013 | |
| ISIN | | US02504A1043 | | | | | Agenda | 933759384 - Management |
| Record Date | | 08-Mar-2013 | | | | | Holding Recon Date | 08-Mar-2013 | |
| City / | Country | | | / | United States | | Vote Deadline Date | 29-Apr-2013 | |
| SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | |
| Item | Proposal | | | Type | Vote | For/Against Management | | |
| 1. | DIRECTOR | | Management | | | | | | | |
| | | 1 | ROBERT M. COUCH | | | For | For | | |
| | | 2 | MORRIS A. DAVIS | | | For | For | | |
| | | 3 | RANDY E. DOBBS | | | For | For | | |
| | | 4 | LARRY K. HARVEY | | | For | For | | |
| | | 5 | PRUE B. LAROCCA | | | For | For | | |
| | | 6 | ALVIN N. PURYEAR | | | For | For | | |
| | | 7 | MALON WILKUS | | | For | For | | |
| | | 8 | JOHN R. ERICKSON | | | For | For | | |
| | | 9 | SAMUEL A. FLAX | | | For | For | | |
| 2. | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANT FOR THE YEAR ENDING DECEMBER 31, 2013. | | Management | For | For | | |
| Account Number | | | Account Name | | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed |
| 000654097 | | SARATG ADV TR JMS ALPH GL RE INV PT | 654097 | BNY MELLON | 100,000 | 0 | 05-Apr-2013 | 05-Apr-2013 |
| INVESCO MORTGAGE CAPITAL INC. |
| Security | | 46131B100 | | | | | Meeting Type | Annual |
| Ticker Symbol | | IVR | | | | | Meeting Date | 01-May-2013 | |
| ISIN | | US46131B1008 | | | | | Agenda | 933747860 - Management |
| Record Date | | 04-Mar-2013 | | | | | Holding Recon Date | 04-Mar-2013 | |
| City / | Country | | | / | United States | | Vote Deadline Date | 30-Apr-2013 | |
| SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | |
| Item | Proposal | | | Type | Vote | For/Against Management | | |
| 1A | ELECTION OF DIRECTOR: G. MARK ARMOUR | | Management | For | For | | |
| 1B | ELECTION OF DIRECTOR: JAMES S. BALLOUN | | Management | For | For | | |
| 1C | ELECTION OF DIRECTOR: JOHN S. DAY | | Management | For | For | | |
| 1D | ELECTION OF DIRECTOR: KAREN DUNN KELLEY | | Management | For | For | | |
| 1E | ELECTION OF DIRECTOR: JAMES R. LIENTZ, JR | | Management | For | For | | |
| 2 | ADVISORY VOTE TO APPROVE 2012 EXECUTIVE COMPENSATION | | Management | For | For | | |
| 3 | APPOINTMENT OF GRANT THORNTON LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | | Management | For | For | | |
| Account Number | | | Account Name | | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed |
| 000654097 | | SARATG ADV TR JMS ALPH GL RE INV PT | 654097 | BNY MELLON | 40,000 | 0 | 20-Mar-2013 | 20-Mar-2013 |
| DIGITAL REALTY TRUST, INC. |
| Security | | 253868103 | | | | | Meeting Type | Annual |
| Ticker Symbol | | DLR | | | | | Meeting Date | 01-May-2013 | |
| ISIN | | US2538681030 | | | | | Agenda | 933748874 - Management |
| Record Date | | 08-Mar-2013 | | | | | Holding Recon Date | 08-Mar-2013 | |
| City / | Country | | | / | United States | | Vote Deadline Date | 30-Apr-2013 | |
| SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | |
| Item | Proposal | | | Type | Vote | For/Against Management | | |
| 1A. | ELECTION OF DIRECTOR: DENNIS E. SINGLETON | | Management | For | For | | |
| 1B. | ELECTION OF DIRECTOR: MICHAEL F. FOUST | | Management | For | For | | |
| 1C. | ELECTION OF DIRECTOR: LAURENCE A. CHAPMAN | | Management | For | For | | |
| 1D. | ELECTION OF DIRECTOR: KATHLEEN EARLEY | | Management | For | For | | |
| 1E. | ELECTION OF DIRECTOR: RUANN F. ERNST, PH.D. | | Management | For | For | | |
| 1F. | ELECTION OF DIRECTOR: KEVIN J. KENNEDY | | Management | For | For | | |
| 1G. | ELECTION OF DIRECTOR: WILLIAM G. LAPERCH | | Management | For | For | | |
| 1H. | ELECTION OF DIRECTOR: ROBERT H. ZERBST | | Management | For | For | | |
| 2. | RATIFYING THE SELECTION OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2013. | | Management | For | For | | |
| 3. | THE APPROVAL, ON A NON-BINDING, ADVISORY BASIS, OF THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | | Management | For | For | | |
| Account Number | | | Account Name | | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed |
| 000654097 | | SARATG ADV TR JMS ALPH GL RE INV PT | 654097 | BNY MELLON | 46,400 | 0 | 05-Apr-2013 | 05-Apr-2013 |
| ARMOUR RESIDENTIAL REIT, INC |
| Security | | 042315101 | | | | | Meeting Type | Annual |
| Ticker Symbol | | ARR | | | | | Meeting Date | 01-May-2013 | |
| ISIN | | US0423151010 | | | | | Agenda | 933754322 - Management |
| Record Date | | 15-Mar-2013 | | | | | Holding Recon Date | 15-Mar-2013 | |
| City / | Country | | | / | United States | | Vote Deadline Date | 30-Apr-2013 | |
| SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | |
| Item | Proposal | | | Type | Vote | For/Against Management | | |
| 1 | DIRECTOR | | Management | | | | | | | |
| | | 1 | SCOTT J. ULM | | | For | For | | |
| | | 2 | JEFFREY J. ZIMMER | | | For | For | | |
| | | 3 | DANIEL C. STATON | | | For | For | | |
| | | 4 | MARC H. BELL | | | For | For | | |
| | | 5 | THOMAS K. GUBA | | | For | For | | |
| | | 6 | ROBERT C. HAIN | | | For | For | | |
| | | 7 | JOHN P. HOLLIHAN, III | | | For | For | | |
| | | 8 | STEWART J. PAPERIN | | | For | For | | |
| | | 9 | JORDAN ZIMMERMAN | | | For | For | | |
| 2 | TO APPROVE AN AMENDMENT TO ARMOUR'S AMENDED AND RESTATED 2009 STOCK INCENTIVE PLAN TO INCREASE THE AGGREGATE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE THEREUNDER FROM 2,000,000 SHARES TO 3% OF ARMOUR'S ISSUED AND OUTSTANDING SHARES OF COMMON STOCK (ON A FULLY-DILUTED BASIS) AT THE TIME OF EACH AWARD THEREUNDER | | Management | For | For | | |
| 3 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP ("DELOITTE") AS ARMOUR'S INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2013 | | Management | For | For | | |
| Account Number | | | Account Name | | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed |
| 000654097 | | SARATG ADV TR JMS ALPH GL RE INV PT | 654097 | BNY MELLON | 504,000 | 0 | 05-Apr-2013 | 05-Apr-2013 |
| SUNSTONE HOTEL INVESTORS, INC. |
| Security | | 867892101 | | | | | Meeting Type | Annual |
| Ticker Symbol | | SHO | | | | | Meeting Date | 01-May-2013 | |
| ISIN | | US8678921011 | | | | | Agenda | 933767254 - Management |
| Record Date | | 08-Mar-2013 | | | | | Holding Recon Date | 08-Mar-2013 | |
| City / | Country | | | / | United States | | Vote Deadline Date | 30-Apr-2013 | |
| SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | |
| Item | Proposal | | | Type | Vote | For/Against Management | | |
| 1. | DIRECTOR | | Management | | | | | | | |
| | | 1 | ANDREW BATINOVICH | | | For | For | | |
| | | 2 | Z. JAMIE BEHAR | | | For | For | | |
| | | 3 | KENNETH E. CRUSE | | | For | For | | |
| | | 4 | THOMAS A. LEWIS, JR. | | | For | For | | |
| | | 5 | KEITH M. LOCKER | | | For | For | | |
| | | 6 | DOUGLAS M. PASQUALE | | | For | For | | |
| | | 7 | KEITH P. RUSSELL | | | For | For | | |
| | | 8 | LEWIS N. WOLFF | | | For | For | | |
| 2. | RATIFICATION OF THE AUDIT COMMITTEE'S APPOINTMENT OF ERNST & YOUNG LLP TO ACT AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. | | Management | For | For | | |
| 3. | ADVISORY VOTE ON THE COMPENSATION OF SUNSTONE'S NAMED EXECUTIVE OFFICERS. | | Management | For | For | | |
| 4. | NON-BINDING STOCKHOLDER PROPOSAL. | | Shareholder | Against | For | | |
| Account Number | | | Account Name | | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed |
| 000654097 | | SARATG ADV TR JMS ALPH GL RE INV PT | 654097 | BNY MELLON | 100,700 | 0 | 05-Apr-2013 | 05-Apr-2013 |
| CHAMPION REAL ESTATE INVESTMENT TRUST |
| Security | | Y1292D109 | | | | | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | | | | | Meeting Date | 02-May-2013 | |
| ISIN | | HK2778034606 | | | | | Agenda | 704333373 - Management |
| Record Date | | 25-Apr-2013 | | | | | Holding Recon Date | 25-Apr-2013 | |
| City / | Country | | HONG KONG | / | Bermuda | | Vote Deadline Date | 26-Apr-2013 | |
| SEDOL(s) | | B14WZ47 - B1VWWW7 - B1VZ5T4 | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | |
| Item | Proposal | | | Type | Vote | For/Against Management | | |
| CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. | | Non-Voting | | | | |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEH K/2013/0318/LTN20130318781.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEH K/2013/0318/LTN20130318775.pdf | | Non-Voting | | | | |
| 1 | To approve the grant of a general mandate to the REIT Manager to repurchase Units not exceeding 10% of the issued Units | | Management | For | For | | |
| Account Number | | | Account Name | | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed |
| 654097 | | SARATG ADV TR JMS ALPH GL RE INV PT | 654097 | BNY MELLON | 730,000 | 0 | 05-Apr-2013 | 29-Apr-2013 |
| AMERICAN CAMPUS COMMUNITIES, INC. |
| Security | | 024835100 | | | | | Meeting Type | Annual |
| Ticker Symbol | | ACC | | | | | Meeting Date | 02-May-2013 | |
| ISIN | | US0248351001 | | | | | Agenda | 933763547 - Management |
| Record Date | | 11-Mar-2013 | | | | | Holding Recon Date | 11-Mar-2013 | |
| City / | Country | | | / | United States | | Vote Deadline Date | 01-May-2013 | |
| SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | |
| Item | Proposal | | | Type | Vote | For/Against Management | | |
| 1. | DIRECTOR | | Management | | | | | | | |
| | | 1 | WILLIAM C. BAYLESS JR. | | | For | For | | |
| | | 2 | R.D. BURCK | | | For | For | | |
| | | 3 | G. STEVEN DAWSON | | | For | For | | |
| | | 4 | CYDNEY C. DONNELL | | | For | For | | |
| | | 5 | EDWARD LOWENTHAL | | | For | For | | |
| | | 6 | OLIVER LUCK | | | For | For | | |
| | | 7 | WINSTON W. WALKER | | | For | For | | |
| 2. | RATIFICATION OF ERNST & YOUNG AS OUR INDEPENDENT AUDITORS FOR 2013 | | Management | For | For | | |
| 3. | TO PROVIDE A NON-BINDING ADVISORY VOTE APPROVING THE COMPANY'S EXECUTIVE COMPENSATION PROGRAM | | Management | For | For | | |
| Account Number | | | Account Name | | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed |
| 000654097 | | SARATG ADV TR JMS ALPH GL RE INV PT | 654097 | BNY MELLON | 41,604 | 0 | 05-Apr-2013 | 05-Apr-2013 |
| SBA COMMUNICATIONS CORPORATION |
| Security | | 78388J106 | | | | | Meeting Type | Annual |
| Ticker Symbol | | SBAC | | | | | Meeting Date | 09-May-2013 | |
| ISIN | | US78388J1060 | | | | | Agenda | 933759283 - Management |
| Record Date | | 15-Mar-2013 | | | | | Holding Recon Date | 15-Mar-2013 | |
| City / | Country | | | / | United States | | Vote Deadline Date | 08-May-2013 | |
| SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | |
| Item | Proposal | | | Type | Vote | For/Against Management | | |
| 1.1 | ELECTION OF DIRECTOR: KEVIN L. BEEBE | | Management | For | For | | |
| 1.2 | ELECTION OF DIRECTOR: JACK LANGER | | Management | For | For | | |
| 1.3 | ELECTION OF DIRECTOR: JEFFREY A. STOOPS | | Management | For | For | | |
| 2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS SBA'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2013 FISCAL YEAR. | | Management | For | For | | |
| 3. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF SBA'S NAMED EXECUTIVE OFFICERS. | | Management | For | For | | |
| Account Number | | | Account Name | | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed |
| 000654097 | | SARATG ADV TR JMS ALPH GL RE INV PT | 654097 | BNY MELLON | 20,200 | 0 | 05-Apr-2013 | 05-Apr-2013 |
| GENERAL GROWTH PROPERTIES, INC |
| Security | | 370023103 | | | | | Meeting Type | Annual |
| Ticker Symbol | | GGP | | | | | Meeting Date | 10-May-2013 | |
| ISIN | | US3700231034 | | | | | Agenda | 933758229 - Management |
| Record Date | | 12-Mar-2013 | | | | | Holding Recon Date | 12-Mar-2013 | |
| City / | Country | | | / | United States | | Vote Deadline Date | 09-May-2013 | |
| SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | |
| Item | Proposal | | | Type | Vote | For/Against Management | | |
| 1. | DIRECTOR | | Management | | | | | | | |
| | | 1 | RICHARD B. CLARK | | | For | For | | |
| | | 2 | MARY LOU FIALA | | | For | For | | |
| | | 3 | J. BRUCE FLATT | | | For | For | | |
| | | 4 | JOHN K. HALEY | | | For | For | | |
| | | 5 | CYRUS MADON | | | For | For | | |
| | | 6 | SANDEEP MATHRANI | | | For | For | | |
| | | 7 | DAVID J. NEITHERCUT | | | For | For | | |
| | | 8 | MARK R. PATTERSON | | | For | For | | |
| | | 9 | JOHN G. SCHREIBER | | | For | For | | |
| 2. | RATIFICATION OF THE SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | | Management | For | For | | |
| 3. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION PAID TO THE NAMED EXECUTIVE OFFICERS. | | Management | For | For | | |
| Account Number | | | Account Name | | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed |
| 000654097 | | SARATG ADV TR JMS ALPH GL RE INV PT | 654097 | BNY MELLON | 67,200 | 0 | 05-Apr-2013 | 05-Apr-2013 |
| SIMON PROPERTY GROUP, INC. |
| Security | | 828806109 | | | | | Meeting Type | Annual |
| Ticker Symbol | | SPG | | | | | Meeting Date | 14-May-2013 | |
| ISIN | | US8288061091 | | | | | Agenda | 933761670 - Management |
| Record Date | | 15-Mar-2013 | | | | | Holding Recon Date | 15-Mar-2013 | |
| City / | Country | | | / | United States | | Vote Deadline Date | 13-May-2013 | |
| SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | |
| Item | Proposal | | | Type | Vote | For/Against Management | | |
| 1A. | ELECTION OF DIRECTOR: MELVYN E. BERGSTEIN | | Management | For | For | | |
| 1B. | ELECTION OF DIRECTOR: LARRY C. GLASSCOCK | | Management | For | For | | |
| 1C. | ELECTION OF DIRECTOR: KAREN N. HORN, PH.D. | | Management | For | For | | |
| 1D. | ELECTION OF DIRECTOR: ALLAN HUBBARD | | Management | For | For | | |
| 1E. | ELECTION OF DIRECTOR: REUBEN S. LEIBOWITZ | | Management | For | For | | |
| 1F. | ELECTION OF DIRECTOR: DANIEL C. SMITH, PH.D. | | Management | For | For | | |
| 1G. | ELECTION OF DIRECTOR: J. ALBERT SMITH, JR. | | Management | For | For | | |
| 2. | ANNUAL ADVISORY VOTE TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION. | | Management | For | For | | |
| 3. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. | | Management | For | For | | |
| Account Number | | | Account Name | | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed |
| 000654097 | | SARATG ADV TR JMS ALPH GL RE INV PT | 654097 | BNY MELLON | 4,200 | 0 | 05-Apr-2013 | 05-Apr-2013 |
| BOARDWALK REAL ESTATE INVT TR |
| Security | | 096631106 | | | | | Meeting Type | MIX |
| Ticker Symbol | | | | | | | Meeting Date | 15-May-2013 | |
| ISIN | | CA0966311064 | | | | | Agenda | 704410214 - Management |
| Record Date | | 28-Mar-2013 | | | | | Holding Recon Date | 28-Mar-2013 | |
| City / | Country | | CALGARY | / | Canada | | Vote Deadline Date | 09-May-2013 | |
| SEDOL(s) | | B011205 - B011KY5 | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | |
| Item | Proposal | | | Type | Vote | For/Against Management | | |
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTIONS "1 AND 4" AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR- RESOLUTION NUMBERS "2.1 TO 2.7AND 3". THANK YOU. | | Non-Voting | | | | |
| 1 | To fix the number of trustees to be elected at the Meeting at not more than seven (7) | | Management | For | For | | |
| 2.1 | Election of Trustee: James R. Dewaldl | | Management | For | For | | |
| 2.2 | Election of Trustee: Gary Goodman | | Management | For | For | | |
| 2.3 | Election of Trustee: Arthur L. Havener, Jr. | | Management | For | For | | |
| 2.4 | Election of Trustee: Sam Kolias | | Management | For | For | | |
| 2.5 | Election of Trustee: Samantha Kolias | | Management | For | For | | |
| 2.6 | Election of Trustee: Al W. Mawani | | Management | For | For | | |
| 2.7 | Election of Trustee: Andrea M. Stephen | | Management | For | For | | |
| 3 | To appoint Deloitte LLP, Chartered Accountants as auditors of the Trust for the ensuing year and to authorize the Trustees of the Trust to fix the remuneration of such auditors | | Management | For | For | | |
| 4 | To consider and, if thought advisable, to approve and adopt, with or without modification, a resolution re-approving the Deferred Unit Plan in accordance with the rules of the Toronto Stock Exchange | | Management | For | For | | |
| Account Number | | | Account Name | | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed |
| 654097 | | SARATG ADV TR JMS ALPH GL RE INV PT | 654097 | BNY MELLON | 16,100 | 0 | 08-May-2013 | 09-May-2013 |
| HONGKONG LAND HOLDINGS LTD |
| Security | | G4587L109 | | | | | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | | | | | Meeting Date | 15-May-2013 | |
| ISIN | | BMG4587L1090 | | | | | Agenda | 704468378 - Management |
| Record Date | | | | | | | Holding Recon Date | 13-May-2013 | |
| City / | Country | | SOUTHA MPTON | / | Bermuda | | Vote Deadline Date | 08-May-2013 | |
| SEDOL(s) | | 0435743 - 0435765 - 0435839 - 2513421 - 5267178 - 6434874 - 6434915 - 6434948 - 7618042 - B02TXJ4 - B84RZ85 | Quick Code | | |
| Item | Proposal | | | Type | Vote | For/Against Management | | |
| 1 | To receive and consider the financial statements and the independent auditors report for the year ended 31st December 2012, and to declare a final dividend | | Management | For | For | | |
| 2 | To re-elect Lord Leach of Fairford as a director | | Management | For | For | | |
| 3 | To re-elect Dr Richard Lee as a director | | Management | For | For | | |
| 4 | To re-elect Y.K. Pang as a director | | Management | For | For | | |
| 5 | To re-elect Lord Sassoon as a director | | Management | For | For | | |
| 6 | To re-elect John R. Witt as a director | | Management | For | For | | |
| 7 | To re-elect Michael Wu as a director | | Management | For | For | | |
| 8 | To fix the directors fees | | Management | For | For | | |
| 9 | To re-appoint the auditors and to authorise the directors to fix their remuneration | | Management | For | For | | |
| 10 | That, A. the exercise by the directors during the relevant period of all powers of the company to allot or issue shares and to make and grant offers, agreements and options which would or might require shares to be allotted, issued or dispose d of during or after the end of the relevant period up to an aggregate nominal amount of USD78.4 million, be and is hereby generally and unconditionally approved, and, B. the aggregate nominal amount of share capital allotted or agreed conditionally or unconditionally to be allotted wholly for cash by the directors pursuant to the approval in paragraph A., otherwise than pursuant to a rights issue, shall not exceed USD11.8 million, and the said approval shall be limited accordingly | | Management | For | For | | |
| 11 | That, A. the exercise by the directors of all powers of the company to purchase its own shares, subject to and in accordance with all applicable laws and regulations, during the relevant period be and is hereby generally and unconditionally approved, B. the aggregate nominal amount of shares of the company which the company may purchase pursuant to the approval in paragraph A. of this resolution shall be less than 15per cent of the aggregate nominal amount of the existing issued share capital of the company at the date of this meeting, and such | | Management | For | For | |
| | approval shall be limited accordingly, and, C. the approval in paragraph A. of this resolution shall, where permitted by applicable laws and regulations and subject to the limitation in paragraph B. of this resolution, extend to permit the purchase of shares of the company, I. by CONTD | | | | | | | | | | | |
| CONT | CONTD subsidiaries of the company and, II. pursuant to the terms of put-warrants or financial instruments having similar effect whereby the company-can be required to purchase its own shares, provided that where put warrants-are issued or offered pursuant to a rights issue the price which the company-may pay for shares purchased on exercise of put warrants shall not exceed 15-per cent more than the average of the market quotations for the shares for a-period of not more than 30 nor less than the five dealing days falling one-day prior to the date of any public announcement by the company of the- proposed issue of put warrants | | Non-Voting | | | | |
| Account Number | | | Account Name | | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed |
| 654097 | | SARATG ADV TR JMS ALPH GL RE INV PT | 654097 | BNY MELLON | 630,000 | 0 | 08-May-2013 | 09-May-2013 |
| PENNYMAC MORTGAGE INVESTMENT TRUST |
| Security | | 70931T103 | | | | | Meeting Type | Annual |
| Ticker Symbol | | PMT | | | | | Meeting Date | 15-May-2013 | |
| ISIN | | US70931T1034 | | | | | Agenda | 933778613 - Management |
| Record Date | | 02-Apr-2013 | | | | | Holding Recon Date | 02-Apr-2013 | |
| City / | Country | | | / | United States | | Vote Deadline Date | 14-May-2013 | |
| SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | |
| Item | Proposal | | | Type | Vote | For/Against Management | | |
| 1 | DIRECTOR | | Management | | | | | | | |
| | | 1 | MATTHEW BOTEIN | | | For | For | | |
| | | 2 | SCOTT W. CARNAHAN | | | For | For | | |
| | | 3 | FRANK P. WILLEY | | | For | For | | |
| 2 | VOTE TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. | | Management | For | For | | |
| 3 | ADVISORY VOTE (NON-BINDING) TO APPROVE OUR EXECUTIVE COMPENSATION. | | Management | For | For | | |
| Account Number | | | Account Name | | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed |
| 000654097 | | SARATG ADV TR JMS ALPH GL RE INV PT | 654097 | BNY MELLON | 131,876 | 0 | 15-Apr-2013 | 15-Apr-2013 |
| CORRECTIONS CORPORATION OF AMERICA |
| Security | | 22025Y407 | | | | | Meeting Type | Annual |
| Ticker Symbol | | CXW | | | | | Meeting Date | 16-May-2013 | |
| ISIN | | US22025Y4070 | | | | | Agenda | 933770794 - Management |
| Record Date | | 18-Mar-2013 | | | | | Holding Recon Date | 18-Mar-2013 | |
| City / | Country | | | / | United States | | Vote Deadline Date | 15-May-2013 | |
| SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | |
| Item | Proposal | | | Type | Vote | For/Against Management | | |
| 1A. | ELECTION OF DIRECTOR: JOHN D. FERGUSON | | Management | For | For | | |
| 1B. | ELECTION OF DIRECTOR: DAMON T. HININGER | | Management | For | For | | |
| 1C. | ELECTION OF DIRECTOR: DONNA M. ALVARADO | | Management | For | For | | |
| 1D. | ELECTION OF DIRECTOR: WILLIAM F. ANDREWS | | Management | For | For | | |
| 1E. | ELECTION OF DIRECTOR: JOHN D. CORRENTI | | Management | For | For | | |
| 1F. | ELECTION OF DIRECTOR: DENNIS W. DECONCINI | | Management | For | For | | |
| 1G. | ELECTION OF DIRECTOR: ROBERT J. DENNIS | | Management | For | For | | |
| 1H. | ELECTION OF DIRECTOR: JOHN R. HORNE | | Management | For | For | | |
| 1I. | ELECTION OF DIRECTOR: C. MICHAEL JACOBI | | Management | For | For | | |
| 1J. | ELECTION OF DIRECTOR: ANNE L. MARIUCCI | | Management | For | For | | |
| 1K. | ELECTION OF DIRECTOR: THURGOOD MARSHALL, JR. | | Management | For | For | | |
| 1L. | ELECTION OF DIRECTOR: CHARLES L. OVERBY | | Management | For | For | | |
| 1M. | ELECTION OF DIRECTOR: JOHN R. PRANN, JR. | | Management | For | For | | |
| 1N. | ELECTION OF DIRECTOR: JOSEPH V. RUSSELL | | Management | For | For | | |
| 2. | RATIFICATION OF THE APPOINTMENT BY OUR AUDIT COMMITTEE OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. | | Management | For | For | | |
| 3. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. | | Management | For | For | | |
| 4. | CHARTER AMENDMENTS AND A RESTATEMENT OF THE COMPANY'S CHARTER. | | Management | For | For | | |
| Account Number | | | Account Name | | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed |
| 000654097 | | SARATG ADV TR JMS ALPH GL RE INV PT | 654097 | BNY MELLON | 22,500 | 0 | 15-Apr-2013 | 15-Apr-2013 |
| TWO HARBORS INVESTMENT CORP. |
| Security | | 90187B101 | | | | | Meeting Type | Annual |
| Ticker Symbol | | TWO | | | | | Meeting Date | 21-May-2013 | |
| ISIN | | US90187B1017 | | | | | Agenda | 933772661 - Management |
| Record Date | | 26-Mar-2013 | | | | | Holding Recon Date | 26-Mar-2013 | |
| City / | Country | | | / | United States | | Vote Deadline Date | 20-May-2013 | |
| SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | |
| Item | Proposal | | | Type | Vote | For/Against Management | | |
| 1 | DIRECTOR | | Management | | | | | | | |
| | | 1 | JAMES J. BENDER | | | For | For | | |
| | | 2 | MARK D. EIN | | | For | For | | |
| | | 3 | WILLIAM W. JOHNSON | | | For | For | | |
| | | 4 | STEPHEN G. KASNET | | | For | For | | |
| | | 5 | W. REID SANDERS | | | For | For | | |
| | | 6 | THOMAS SIERING | | | For | For | | |
| | | 7 | BRIAN C. TAYLOR | | | For | For | | |
| | | 8 | HOPE B. WOODHOUSE | | | For | For | | |
| 2 | APPROVAL OF THE TWO HARBORS RESTATED 2009 EQUITY INCENTIVE PLAN. | | Management | For | For | | |
| 3 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP TO SERVE AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2013. | | Management | For | For | | |
| 4 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | | Management | For | For | | |
| Account Number | | | Account Name | | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed |
| 000654097 | | SARATG ADV TR JMS ALPH GL RE INV PT | 654097 | BNY MELLON | 43,300 | 0 | 15-Apr-2013 | 15-Apr-2013 |
| AMERICAN TOWER CORPORATION |
| Security | | 03027X100 | | | | | Meeting Type | Annual |
| Ticker Symbol | | AMT | | | | | Meeting Date | 21-May-2013 | |
| ISIN | | US03027X1000 | | | | | Agenda | 933777457 - Management |
| Record Date | | 26-Mar-2013 | | | | | Holding Recon Date | 26-Mar-2013 | |
| City / | Country | | | / | United States | | Vote Deadline Date | 20-May-2013 | |
| SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | |
| Item | Proposal | | | Type | Vote | For/Against Management | | |
| 1A. | ELECTION OF DIRECTOR: RAYMOND P. DOLAN | | Management | For | For | | |
| 1B. | ELECTION OF DIRECTOR: RONALD M. DYKES | | Management | For | For | | |
| 1C. | ELECTION OF DIRECTOR: CAROLYN F. KATZ | | Management | For | For | | |
| 1D. | ELECTION OF DIRECTOR: GUSTAVO LARA CANTU | | Management | For | For | | |
| 1E. | ELECTION OF DIRECTOR: JOANN A. REED | | Management | For | For | | |
| 1F. | ELECTION OF DIRECTOR: PAMELA D.A. REEVE | | Management | For | For | | |
| 1G. | ELECTION OF DIRECTOR: DAVID E. SHARBUTT | | Management | For | For | | |
| 1H. | ELECTION OF DIRECTOR: JAMES D. TAICLET, JR. | | Management | For | For | | |
| 1I. | ELECTION OF DIRECTOR: SAMME L. THOMPSON | | Management | For | For | | |
| 2. | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. | | Management | For | For | | |
| 3. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION. | | Management | For | For | | |
| 4. | TO APPROVE AN AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED BY- LAWS TO REDUCE THE OWNERSHIP THRESHOLD REQUIRED TO CALL A SPECIAL MEETING. | | Management | For | For | | |
| Account Number | | | Account Name | | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed |
| 000654097 | | SARATG ADV TR JMS ALPH GL RE INV PT | 654097 | BNY MELLON | 40,900 | 0 | 15-Apr-2013 | 15-Apr-2013 |
| FIRST CAPITAL REALTY INC, TORONTO ON |
| Security | | 31943B100 | | | | | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | | | | | Meeting Date | 22-May-2013 | |
| ISIN | | CA31943B1004 | | | | | Agenda | 704424112 - Management |
| Record Date | | 28-Mar-2013 | | | | | Holding Recon Date | 28-Mar-2013 | |
| City / | Country | | TORONTO | / | Canada | | Vote Deadline Date | 16-May-2013 | |
| SEDOL(s) | | 2185596 - B06M7B9 - B1VZ0N3 | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | |
| Item | Proposal | | | Type | Vote | For/Against Management | | |
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN'- ONLY FOR RESOLUTION NUMBERS "1.1 TO 1.9 AND 2". THANK YOU. | | Non-Voting | | | | |
| 1.1 | Election of Director: Chaim Katzman | | Management | For | For | | |
| 1.2 | Election of Director: Dori J. Segal | | Management | For | For | | |
| 1.3 | Election of Director: Jon N. Hagan | | Management | For | For | | |
| 1.4 | Election of Director: Nathan Hetz | | Management | For | For | | |
| 1.5 | Election of Director: Susan J. McArthur | | Management | For | For | | |
| 1.6 | Election of Director: Bernard McDonell | | Management | For | For | | |
| 1.7 | Election of Director: Steven K. Ranson | | Management | For | For | | |
| 1.8 | Election of Director: Moshe Ronen | | Management | For | For | | |
| 1.9 | Election of Director: Andrea Stephen | | Management | For | For | | |
| 2 | Appointment of Ernst & Young LLP as auditors and in the authorization of the Directors to fix the remuneration of the auditors | | Management | For | For | | |
| Account Number | | | Account Name | | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed |
| 654097 | | SARATG ADV TR JMS ALPH GL RE INV PT | 654097 | BNY MELLON | 36,500 | 0 | 22-Apr-2013 | 16-May-2013 |
| AVALONBAY COMMUNITIES, INC. |
| Security | | 053484101 | | | | | Meeting Type | Annual |
| Ticker Symbol | | AVB | | | | | Meeting Date | 22-May-2013 | |
| ISIN | | US0534841012 | | | | | Agenda | 933787080 - Management |
| Record Date | | 08-Mar-2013 | | | | | Holding Recon Date | 08-Mar-2013 | |
| City / | Country | | | / | United States | | Vote Deadline Date | 21-May-2013 | |
| SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | |
| Item | Proposal | | | Type | Vote | For/Against Management | | |
| 1. | DIRECTOR | | Management | | | | | | | |
| | | 1 | GLYN F. AEPPEL | | | For | For | | |
| | | 2 | ALAN B. BUCKELEW | | | For | For | | |
| | | 3 | BRUCE A. CHOATE | | | For | For | | |
| | | 4 | JOHN J. HEALY, JR. | | | For | For | | |
| | | 5 | TIMOTHY J. NAUGHTON | | | For | For | | |
| | | 6 | LANCE R. PRIMIS | | | For | For | | |
| | | 7 | PETER S. RUMMELL | | | For | For | | |
| | | 8 | H. JAY SARLES | | | For | For | | |
| | | 9 | W. EDWARD WALTER | | | For | For | | |
| 2. | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2013. | | Management | For | For | | |
| 3. | TO ADOPT A RESOLUTION APPROVING, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT TO ITEM 402 OF REGULATION S-K, INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS, COMPENSATION TABLES AND NARRATIVE DISCUSSION SET FORTH IN THE PROXY STATEMENT. | | Management | For | For | | |
| 4. | TO APPROVE AN AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED ARTICLES OF AMENDMENT, AS AMENDED, TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF THE COMPANY'S COMMON STOCK, PAR VALUE $.01 PER SHARE, BY 140 MILLION SHARES. | | Management | For | For | | |
| Account Number | | | Account Name | | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed |
| 000654097 | | SARATG ADV TR JMS ALPH GL RE INV PT | 654097 | BNY MELLON | 50,340 | 0 | 15-Apr-2013 | 15-Apr-2013 |
| CROWN CASTLE INTERNATIONAL CORP |
| Security | | 228227104 | | | | | Meeting Type | Annual |
| Ticker Symbol | | CCI | | | | | Meeting Date | 23-May-2013 | |
| ISIN | | US2282271046 | | | | | Agenda | 933777863 - Management |
| Record Date | | 25-Mar-2013 | | | | | Holding Recon Date | 25-Mar-2013 | |
| City / | Country | | | / | United States | | Vote Deadline Date | 22-May-2013 | |
| SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | |
| Item | Proposal | | | Type | Vote | For/Against Management | | |
| 1A. | ELECTION OF DIRECTOR: EDWARD C. HUTCHESON, JR. | | Management | For | For | | |
| 1B. | ELECTION OF DIRECTOR: J. LANDIS MARTIN | | Management | For | For | | |
| 1C. | ELECTION OF DIRECTOR: W. BENJAMIN MORELAND | | Management | For | For | | |
| 2. | THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2013. | | Management | For | For | | |
| 3. | THE PROPOSAL TO APPROVE THE COMPANY'S 2013 LONG-TERM INCENTIVE PLAN. | | Management | For | For | | |
| 4. | THE AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO DECLASSIFY THE COMPANY'S BOARD OF DIRECTORS. | | Management | For | For | | |
| 5. | THE NON-BINDING, ADVISORY VOTE REGARDING THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | | Management | For | For | | |
| Account Number | | | Account Name | | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed |
| 000654097 | | SARATG ADV TR JMS ALPH GL RE INV PT | 654097 | BNY MELLON | 9,000 | 0 | 15-Apr-2013 | 15-Apr-2013 |
| HERSHA HOSPITALITY TRUST |
| Security | | 427825104 | | | | | Meeting Type | Annual |
| Ticker Symbol | | HT | | | | | Meeting Date | 23-May-2013 | |
| ISIN | | US4278251040 | | | | | Agenda | 933803430 - Management |
| Record Date | | 28-Mar-2013 | | | | | Holding Recon Date | 28-Mar-2013 | |
| City / | Country | | | / | United States | | Vote Deadline Date | 22-May-2013 | |
| SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | |
| Item | Proposal | | | Type | Vote | For/Against Management | | |
| 1A. | ELECTION OF TRUSTEE: HASU P. SHAH | | Management | For | For | | |
| 1B. | ELECTION OF TRUSTEE: DIANNA F. MORGAN | | Management | For | For | | |
| 1C. | ELECTION OF TRUSTEE: KIRAN P. PATEL | | Management | For | For | | |
| 1D. | ELECTION OF TRUSTEE: JOHN M. SABIN | | Management | For | For | | |
| 2. | THE APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | | Management | For | For | | |
| 3. | THE RATIFICATION OF KPMG LLP AS THE INDEPENDENT AUDITORS. | | Management | For | For | | |
| Account Number | | | Account Name | | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed |
| 000654097 | | SARATG ADV TR JMS ALPH GL RE INV PT | 654097 | BNY MELLON | 23,900 | 0 | 08-May-2013 | 08-May-2013 |
| ALSTRIA OFFICE REIT-AKTIENGESELLSCHAFT, HAMBURG |
| Security | | D0378R100 | | | | | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | | | | | Meeting Date | 29-May-2013 | |
| ISIN | | DE000A0LD2U1 | | | | | Agenda | 704438731 - Management |
| Record Date | | 07-May-2013 | | | | | Holding Recon Date | 07-May-2013 | |
| City / | Country | | HAMBURG | / | Germany | | Vote Deadline Date | 20-May-2013 | |
| SEDOL(s) | | B1VP947 - B28F271 | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | |
| Item | Proposal | | | Type | Vote | For/Against Management | | |
| | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTI-ON WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTIT-LED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUD-ED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAV-E NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT-TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLE-ASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NO-T HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSIO-N FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU. | | Non-Voting | | | | |
| | PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 08 MAY 2013, WHEREAS-THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE-1 BUSINESS DAY. THIS-IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERM-AN LAW. THANK YOU. | | Non-Voting | | | | |
| | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 14 MAY 2013. FURTHER INFORMATION ON C-OUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER T-O THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE IT-EMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY A-T THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT O-N PROXYEDGE. | | Non-Voting | | | | |
| 1. | Presentation of the adopted annual financial statements, the approved consolid-ated financial statements, the management reports of Alstria Office REIT-AG an-d the consolidated group as at December 31, 2012 and the explanatory report of-the management board on the information in accordance with Sec. 289 para. 4 a-nd 315 para. 4 of the German Commercial Code (Handelsgesetzbuch, HGB), the rec- ommendation of the management board on the appropriation of the annual net pro-fit and the report of the supervisory board for the 2012 financial year | | Non-Voting | | | | |
| 2. | Appropriation of the annual net profit for the 2012 financial year: The management board and supervisory board hereby propose appropriating the annual net profit generated in the 2012 financial year in the amount of EUR 39,500,000.00 as follows: a) Distribution of EUR 39,466,743.50 to the shareholders, i.e., a dividend of EUR 0.50 per no-par value share entitled to dividends. b) Transfer to revenue reserves in the amount of EUR 0.00. c) Profit carried forward in the amount of EUR 33,256.50 | | Management | For | For | | |
| 3. | Formal approval of the actions of the members of the management board for the 2012 financial year | | Management | For | For | | |
| 4. | Formal approval of the actions of the members of the supervisory board for the 2012 financial year | | Management | For | For | | |
| 5. | Appointment of the auditors and group auditors for the 2013 financial year and for the review of the half-year financial report as at June 30, 2013: At the recommendation of its audit committee, the supervisory board hereby proposes adopting the following resolutions: a) Deloitte & Touche GmbH Wirtschaftsprufungsgesellschaft, Hamburg branch, shall be appointed as auditors of the annual and the consolidated financial statements for the 2013 financial year. b) Deloitte & Touche GmbH Wirtschaftsprufungsgesellschaft, Hamburg branch, shall also be appointed as auditors to review the half year financial report 2013 | | Management | For | For | | |
| 6. | Creation of a new Authorized Capital 2013 with the option to exclude subscription rights, cancellation of Authorized Capital 2012 and corresponding amendment of the Articles of Association: Sec. 5 para. 3 and para. 4 | | Management | For | For | | |
| 7. | Authorization to issue bonds with warrants or convertible bonds, profit participation rights or participating bonds and to exclude subscription rights, creation of a new Conditional Capital 2013, cancellation of the Conditional Capital 2010 and corresponding amendment of the Articles of Association | | Management | For | For | | |
| Account Number | | | Account Name | | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed |
| 654097 | | SARATG ADV TR JMS ALPH GL RE INV PT | 654097 | BNY MELLON | 32,000 | 0 | 22-Apr-2013 | 20-May-2013 |
| CHINA OVERSEAS LAND & INVESTMENT LTD |
| Security | | Y15004107 | | | | | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | | | | | Meeting Date | 30-May-2013 | |
| ISIN | | HK0688002218 | | | | | Agenda | 704412395 - Management |
| Record Date | | 28-May-2013 | | | | | Holding Recon Date | 28-May-2013 | |
| City / | Country | | HONG KONG | / | Hong Kong | | Vote Deadline Date | 27-May-2013 | |
| SEDOL(s) | | 5387731 - 6192150 - B01XX64 | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | |
| Item | Proposal | | | Type | Vote | For/Against Management | | |
| CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. | | Non-Voting | | | | |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/sehk/ 2013/0411/LTN20130411275.pdf-AND- http://www.hkexnews.hk/listedco/listconews/sehk/ 2013/0411/LTN20130411259.pdf | | Non-Voting | | | | |
| 1 | To receive and adopt the Audited Financial Statements and the Reports of the Directors and the Independent Auditor's Report for the year ended 31 December 2012 | | Management | For | For | | |
| 2 | To approve the declaration of a final dividend for the year ended 31 December 2012 of HK24 cents per share | | Management | For | For | | |
| 3a | To re-elect Mr. Hao Jian Min as Director | | Management | For | For | | |
| 3b | To re-elect Mr. Xiao Xiao as Director | | Management | For | For | | |
| 3c | To re-elect Mr. Guo Yong as Director | | Management | For | For | | |
| 3d | To re-elect Mr. Kan Hongbo as Director | | Management | For | For | | |
| 3e | To re-elect Dr. Wong Ying Ho, Kennedy as Director | | Management | For | For | | |
| 3f | To re-elect Dr. Fan Hsu Lai Tai, Rita as Director | | Management | For | For | | |
| 3g | To re-elect Mr. Li Man Bun, Brian David as Director | | Management | For | For | | |
| 4 | To authorise the Board to fix the remuneration of the Directors | | Management | For | For | | |
| 5 | To appoint Messrs. PricewaterhouseCoopers as Auditor of the Company to hold office until the conclusion of the next Annual General Meeting and to authorise the Board to fix their remuneration | | Management | For | For | | |
| 6 | To approve the granting to the Directors the general and unconditional mandate to repurchase shares in the capital of the Company up to 10% of the issued share capital of the Company | | Management | For | For | | |
| 7 | To approve the granting to the Directors the general and unconditional mandate to allot, issue and deal with new shares not exceeding 20% of the issued share capital of the Company | | Management | For | For | | |
| 8 | To approve the extension of the authority granted to the Directors by Resolution 7 above by adding the number of shares repurchased pursuant to the authority granted to the Directors by Resolution 6 above | | Management | For | For | | |
| Account Number | | | Account Name | | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed |
| 654097 | | SARATG ADV TR JMS ALPH GL RE INV PT | 654097 | BNY MELLON | 1,460,000 | 0 | 15-Apr-2013 | 28-May-2013 |
| CHINA OVERSEAS LAND & INVESTMENT LTD |
| Security | | Y15004107 | | | | | Meeting Type | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | | | | Meeting Date | 30-May-2013 | |
| ISIN | | HK0688002218 | | | | | Agenda | 704481249 - Management |
| Record Date | | 28-May-2013 | | | | | Holding Recon Date | 28-May-2013 | |
| City / | Country | | HONG KONG | / | Hong Kong | | Vote Deadline Date | 27-May-2013 | |
| SEDOL(s) | | 5387731 - 6192150 - B01XX64 | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | |
| Item | Proposal | | | Type | Vote | For/Against Management | | |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/sehk/ 2013/0503/LTN20130503545.pdf-AND- http://www.hkexnews.hk/listedco/listconews/sehk/ 2013/0503/LTN20130503533.pdf | | Non-Voting | | | | |
| CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. | | Non-Voting | | | | |
| 1 | To approve, ratify and confirm the New Master CSCECL Group Engagement Agreement (as defined in the circular of the Company dated 6 May 2013 (the "Circular")) and the transactions contemplated thereunder and the implementation thereof, and to approve the Cap (as defined in the Circular) | | Management | For | For | | |
| Account Number | | | Account Name | | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed |
| 654097 | | SARATG ADV TR JMS ALPH GL RE INV PT | 654097 | BNY MELLON | 1,460,000 | 0 | 08-May-2013 | 28-May-2013 |
| RIOCAN REAL ESTATE INVESTMENT TRUST |
| Security | | 766910103 | | | | | Meeting Type | MIX |
| Ticker Symbol | | | | | | | Meeting Date | 05-Jun-2013 | |
| ISIN | | CA7669101031 | | | | | Agenda | 704488748 - Management |
| Record Date | | 09-Apr-2013 | | | | | Holding Recon Date | 09-Apr-2013 | |
| City / | Country | | TORONTO | / | Canada | | Vote Deadline Date | 30-May-2013 | |
| SEDOL(s) | | 2229610 - B043LH8 - B09G0X1 - B10SW82 | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | |
| Item | Proposal | | | Type | Vote | For/Against Management | | |
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTIONS "3 AND 4" AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR- RESOLUTION NUMBERS "1.1 TO 1.8 AND 2". THANK YOU. | | Non-Voting | | | | |
| 1.1 | Election of the Trustee: Bonnie Brooks | | Management | For | For | | |
| 1.2 | Election of the Trustee: Clare R. Copeland | | Management | For | For | | |
| 1.3 | Election of the Trustee: Raymond M. Gelgoot | | Management | For | For | | |
| 1.4 | Election of the Trustee: Paul Godfrey, C.M., O.Ont. | | Management | For | For | | |
| 1.5 | Election of the Trustee: Dale H. Lastman | | Management | For | For | | |
| 1.6 | Election of the Trustee: Sharon Sallows | | Management | For | For | | |
| 1.7 | Election of the Trustee: Edward Sonshine, O.Ont., Q.C | | Management | For | For | | |
| 1.8 | Election of the Trustee: Charles Winograd | | Management | For | For | | |
| 2 | The re-appointment of Ernst & Young LLP as auditors of the Trust and authorization of the Trust's board of trustees to fix the auditors' remuneration | | Management | For | For | | |
| 3 | The ordinary resolution set forth in Appendix "A" to the management information circular (the "Circular") authorizing and approving certain amendments to the Amended and Restated Declaration of Trust made as of March 30, 2012 (the "Amended and Restated Declaration of Trust") to implement a policy requiring advance notice to be given to the Trust of unitholder proposals relating to the nomination of Trustees | | Management | For | For | | |
| 4 | The ordinary resolution set forth in Appendix "B" to the Circular authorizing and approving certain amendments to the Amended and Restated Declaration of Trust to more closely align certain provisions of the Amended and Restated Declaration of Trust with corresponding provisions applicable to corporations governed by the Canada Business Corporations Act; and | | Management | For | For | | |
| 5 | In his or her discretion with respect to such other business as may properly come before the Meeting or any adjournment thereof | | Management | Abstain | For | | |
| | PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT IN RESOLUTION-1.6. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY F-ORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | |
| Account Number | | | Account Name | | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed |
| 654097 | | SARATG ADV TR JMS ALPH GL RE INV PT | 654097 | BNY MELLON | 113,500 | 0 | 30-May-2013 | 30-May-2013 |
| WESTERN ASSET MORTGAGE CAPITAL CORP. |
| Security | | 95790D105 | | | | | Meeting Type | Annual |
| Ticker Symbol | | WMC | | | | | Meeting Date | 07-Jun-2013 | |
| ISIN | | US95790D1054 | | | | | Agenda | 933802185 - Management |
| Record Date | | 08-Apr-2013 | | | | | Holding Recon Date | 08-Apr-2013 | |
| City / | Country | | | / | United States | | Vote Deadline Date | 06-Jun-2013 | |
| SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | |
| Item | Proposal | | | Type | Vote | For/Against Management | | |
| 1. | DIRECTOR | | Management | | | | | | | |
| | | 1 | JAMES W. HIRSCHMANN III | | | For | For | | |
| | | 2 | GAVIN L. JAMES | | | For | For | | |
| | | 3 | EDWARD D. FOX | | | For | For | | |
| | | 4 | M. CHRISTIAN MITCHELL | | | For | For | | |
| | | 5 | RICHARD W. ROLL | | | For | For | | |
| 2. | RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP, AS INDEPENDENT AUDITORS | | Management | For | For | | |
| Account Number | | | Account Name | | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed |
| 000654097 | | SARATG ADV TR JMS ALPH GL RE INV PT | 654097 | BNY MELLON | 98,400 | 0 | 08-May-2013 | 08-May-2013 |
| MERCIALYS, PARIS |
| Security | | F61573105 | | | | | Meeting Type | MIX |
| Ticker Symbol | | | | | | | Meeting Date | 21-Jun-2013 | |
| ISIN | | FR0010241638 | | | | | Agenda | 704514531 - Management |
| Record Date | | 17-Jun-2013 | | | | | Holding Recon Date | 17-Jun-2013 | |
| City / | Country | | PARIS | / | France | | Vote Deadline Date | 12-Jun-2013 | |
| SEDOL(s) | | B0LMF87 - B0MGW43 - B17P8Y4 - B28K674 | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | |
| Item | Proposal | | | Type | Vote | For/Against Management | | |
| CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | | Non-Voting | | | | |
| CMMT | THE FOLLOWING APPLIES TO NON- RESIDENT SHAREOWNERS ONLY: PROXY CARDS: VOTING-INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE-DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN-THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE-INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | | Non-Voting | | | | |
| CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLIC-KING ON THE MATERIAL URL LINK: https://balo.journal- officiel.gouv.fr/pdf/2013/- 0517/201305171302249.pdf. PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN-SPELLING OF NAME IN RES. O.7 AND O.11 AND RECEIPT OF ADDITIONAL URL: https://- balo.journal- officiel.gouv.fr/pdf/2013/0605/201306051303002. pdf. IF YOU HAVE A-LREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DEC-IDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | |
| O.1 | Approval of the corporate financial statements for the financial year ended December 31, 2012 | | Management | For | For | | |
| O.2 | Approval of the consolidated financial statements for the financial year ended December 31, 2012 | | Management | For | For | | |
| O.3 | Allocation of income for the financial year and setting the dividend | | Management | For | For | | |
| O.4 | Regulated agreement: Exclusive selling mandate granted to the company IGC Services | | Management | For | For | | |
| O.5 | Regulated agreement: Partnership agreement signed with Casino, Guichard-Perrachon | | Management | For | For | | |
| O.6 | Regulated agreement: Current account overdraft agreement signed with Casino, Guichard- Perrachon | | Management | For | For | | |
| O.7 | Ratification of the appointment of Mrs. Elisabeth Cunin-Dieterle as Director | | Management | For | For | | |
| O.8 | Ratification of the appointment of Mr. Eric Le Gentil as Director | | Management | For | For | | |
| O.9 | Ratification of the appointment of Mrs. Marie- Christine Levet as Director | | Management | For | For | | |
| O.10 | Renewal of term of Mr. Bernard Bouloc as Director | | Management | For | For | | |
| O.11 | Renewal of term of Mrs. Elisabeth Cunin-Dieterle as Director | | Management | For | For | | |
| O.12 | Renewal of term of Mr. Eric Le Gentil as Director | | Management | For | For | | |
| O.13 | Renewal of term of Mrs. Marie-Christine Levet as Director | | Management | For | For | | |
| O.14 | Decision to not fill the vacant position of director following the end of term of Mr. Jacques Ehrmann | | Management | For | For | | |
| O.15 | Decision to not fill the vacant position of director following the end of term of Mr. Eric Sasson | | Management | For | For | | |
| O.16 | Ratification of transfer of the registered office | | Management | For | For | | |
| O.17 | Setting the amount of attendance allowances to be allocated to the Board of Directors | | Management | For | For | | |
| O.18 | Authorization to allow the Company to purchase its own shares | | Management | For | For | | |
| E.19 | Amendment to Article 16-II of the Bylaws regarding the age limit for serving as directors | | Management | For | For | | |
| E.20 | Authorization to reduce share capital by cancellation of treasury shares | | Management | For | For | | |
| E.21 | Delegation of authority granted to the Board of Directors to issue shares or securities entitling to the allotment of new or existing shares of the Company or debt securities while maintaining preferential subscription rights | | Management | For | For | | |
| E.22 | Delegation of authority granted to the Board of Directors to issue shares or securities entitling to the allotment of new or existing shares of the Company or debt securities with cancellation of preferential subscription rights via public offers | | Management | For | For | | |
| E.23 | Delegation of authority granted to the Board of Directors to issue shares or securities entitling to the allotment of new or existing shares of the Company or debt securities with cancellation of preferential subscription rights via an offer pursuant to Article L.411-2, II of the Monetary and Financial Code | | Management | For | For | | |
| E.24 | Authorization granted to the Board of Directors to set the issue price for issuances carried out without preferential subscription rights according to the terms established by the General Meeting pursuant to Article L.225-136 of the Commercial Code | | Management | For | For | | |
| E.25 | Authorization granted to the Board of Directors to increase the amount of issuances in case of capital increases with or without preferential subscription rights | | Management | For | For | | |
| E.26 | Delegation of authority granted to the Board of Directors to increase capital by incorporation of reserves, profits, premiums or other amounts whose capitalization would be allowed | | Management | For | For | | |
| E.27 | Delegation of authority granted to the Board of Directors to issue shares or securities giving access to capital in case of public offer implemented by Mercialys on shares of another listed company with cancellation of preferential subscription rights | | Management | For | For | | |
| E.28 | Delegation of powers granted to the Board of Directors to issue shares or securities giving access to capital within the limit of 10% of capital of the Company, in consideration for in-kind contributions granted to the Company and composed of equity securities or securities giving access to capital | | Management | For | For | | |
| E.29 | Overall limitation on financial authorizations granted to the Board of Directors | | Management | For | For | | |
| E.30 | Authorization to grant share purchase options to staff members and corporate officers of the Company and affiliated companies | | Management | For | For | | |
| E.31 | Authorization to grant share subscription options to staff members and corporate officers of the Company and affiliated companies | | Management | For | For | | |
| E.32 | Authorization granted to the Board of Directors to carry out free allocations of common shares to staff members and corporate officers of the Company and affiliated companies | | Management | For | For | | |
| E.33 | Delegation of authority granted to the Board of Directors to increase capital or sell treasury shares in favor of employees | | Management | For | For | | |
| E.34 | Powers to carry out all legal formalities | | Management | For | For | | |
| Account Number | | | Account Name | | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed |
| 654097 | | SARATG ADV TR JMS ALPH GL RE INV PT | 654097 | BNY MELLON | 185,600 | 0 | 30-May-2013 | 12-Jun-2013 |
| AMERICAN CAPITAL AGENCY CORP. |
| Security | | 02503X105 | | | | | Meeting Type | Annual |
| Ticker Symbol | | AGNC | | | | | Meeting Date | 28-Jun-2013 | |
| ISIN | | US02503X1054 | | | | | Agenda | 933749206 - Management |
| Record Date | | 08-Mar-2013 | | | | | Holding Recon Date | 08-Mar-2013 | |
| City / | Country | | | / | United States | | Vote Deadline Date | 27-Jun-2013 | |
| SEDOL(s) | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | |
| Item | Proposal | | | Type | Vote | For/Against Management | | |
| 1.1 | ELECTION OF DIRECTOR: ROBERT M. COUCH | | Management | For | For | | |
| 1.2 | ELECTION OF DIRECTOR: MORRIS A. DAVIS | | Management | For | For | | |
| 1.3 | ELECTION OF DIRECTOR: RANDY E. DOBBS | | Management | For | For | | |
| 1.4 | ELECTION OF DIRECTOR: LARRY K. HARVEY | | Management | For | For | | |
| 1.5 | ELECTION OF DIRECTOR: PRUE B. LAROCCA | | Management | For | For | | |
| 1.6 | ELECTION OF DIRECTOR: ALVIN N. PURYEAR | | Management | For | For | | |
| 1.7 | ELECTION OF DIRECTOR: MALON WILKUS | | Management | For | For | | |
| 1.8 | ELECTION OF DIRECTOR: JOHN R. ERICKSON | | Management | For | For | | |
| 1.9 | ELECTION OF DIRECTOR: SAMUEL A. FLAX | | Management | For | For | | |
| 2. | TO APPROVE AN AMENDMENT TO OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE TOTAL AUTHORIZED SHARES OF OUR PREFERRED STOCK FROM 10,000,000 TO 20,000,000. | | Management | For | For | | |
| 3. | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANT FOR THE YEAR ENDING DECEMBER 31, 2013. | | Management | For | For | | |
| Account Number | | | Account Name | | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed |
| 000654097 | | SARATG ADV TR JMS ALPH GL RE INV PT | 654097 | BNY MELLON | 108,200 | 0 | 05-Apr-2013 | 05-Apr-2013 |
| GREAT PORTLAND ESTATES PLC R.E.I.T., LONDON |
| Security | | G40712179 | | | | | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | | | | | Meeting Date | 04-Jul-2013 | |
| ISIN | | GB00B01FLL16 | | | | | Agenda | 704577432 - Management |
| Record Date | | | | | | | Holding Recon Date | 26-Jun-2013 | |
| City / | Country | | LONDON | / | United Kingdom | | Vote Deadline Date | 28-Jun-2013 | |
| SEDOL(s) | | B01FLL1 - B11BQK0 - B1FDFJ4 | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | |
| Item | Proposal | | | Type | Vote | For/Against Management | | |
| 1 | To receive and adopt the audited financial statements together with the directors' and auditors' reports for the year ended 31 March 2013 | | Management | For | For | | |
| 2 | To authorise the payment of a final dividend for the year ended 31 March 2013 | | Management | For | For | | |
| 3 | To approve the Directors' remuneration report | | Management | For | For | | |
| 4 | To re-elect Toby Courtauld as a director of the Company | | Management | For | For | | |
| 5 | To re-elect Nick Sanderson as a director of the Company | | Management | For | For | | |
| 6 | To re-elect Neil Thompson as a director of the Company | | Management | For | For | | |
| 7 | To re-elect Martin Scicluna as a director of the Company | | Management | For | For | | |
| 8 | To re-elect Charles Irby as a director of the Company | | Management | For | For | | |
| 9 | To re-elect Jonathan Nicholls as a director of the Company | | Management | For | For | | |
| 10 | To re-elect Jonathan Short as a director of the Company | | Management | For | For | | |
| 11 | To elect Elizabeth Holden as a director of the Company | | Management | For | For | | |
| 12 | To reappoint Deloitte LLP as auditors | | Management | For | For | | |
| 13 | To authorise the directors to agree the remuneration of the auditors | | Management | For | For | | |
| 14 | To renew the directors' authority to allot shares | | Management | For | For | | |
| 15 | To renew the directors' limited authority to allot shares for cash | | Management | For | For | | |
| 16 | To renew the authority enabling the Company to buy its own shares | | Management | For | For | | |
| 17 | To authorise the calling of general meetings (other than an annual general meeting) on not less than 14 clear days' notice | | Management | For | For | | |
| Account Number | | | Account Name | | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | | Vote Date | Date Confirmed |
| 654097 | | SARATG ADV TR JMS ALPH GL RE INV PT | 654097 | BNY MELLON | 340,244 | 0 | 27-Jun-2013 | |
Registrant: Saratoga Advantage Trust - Large Capitalization Value Portfolio | |
Investment Company Act file number: 811-08542 | | | | | | |
Reporting Period: July 1, 2012 through June 30, 2013 | |
| | | | | | | | | | | | | | |
| TE CONNECTIVITY LTD |
| Security | H84989104 | | | | Meeting Type | Special |
| Ticker Symbol | TEL | | | | Meeting Date | 25-Jul-2012 |
| ISIN | CH0102993182 | | | | Agenda | 933660133 - Management |
| Record Date | 06-Jun-2012 | | | | Holding Recon Date | 06-Jun-2012 |
| City / | Country | | | / | Switzerland | | Vote Deadline Date | 23-Jul-2012 |
| SEDOL(s) | | Quick Code | |
| | | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1. | TO APPROVE THE REALLOCATION OF LEGAL RESERVES (FROM CAPITAL CONTRIBUTIONS) (CHF 9,745 MILLION) TO FREE RESERVES | Management | For | | For | |
| 2. | TO APPROVE ANY ADJOURNMENTS OR POSTPONEMENTS OF THE EXTRAORDINARY GENERAL MEETING | Management | For | | For | |
| MCKESSON CORPORATION |
| Security | 58155Q103 | | | | Meeting Type | Annual |
| Ticker Symbol | MCK | | | | Meeting Date | 25-Jul-2012 |
| ISIN | US58155Q1031 | | | | Agenda | 933661399 - Management |
| Record Date | 31-May-2012 | | | | Holding Recon Date | 31-May-2012 |
| City / | Country | | | / | United States | | Vote Deadline Date | 24-Jul-2012 |
| SEDOL(s) | | Quick Code | |
| | | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: ANDY D. BRYANT | Management | Against | | Against | |
| 1B. | ELECTION OF DIRECTOR: WAYNE A. BUDD | Management | For | | For | |
| 1C. | ELECTION OF DIRECTOR: JOHN H. HAMMERGREN | Management | For | | For | |
| 1D. | ELECTION OF DIRECTOR: ALTON F. IRBY III | Management | For | | For | |
| 1E. | ELECTION OF DIRECTOR: M. CHRISTINE JACOBS | Management | For | | For | |
| 1F. | ELECTION OF DIRECTOR: MARIE L. KNOWLES | Management | For | | For | |
| 1G. | ELECTION OF DIRECTOR: DAVID M. LAWRENCE, M.D. | Management | For | | For | |
| 1H. | ELECTION OF DIRECTOR: EDWARD A. MUELLER | Management | For | | For | |
| 1I. | ELECTION OF DIRECTOR: JANE E. SHAW, PH.D. | Management | For | | For | |
| 2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | | For | |
| 3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | | For | |
| 4. | STOCKHOLDER PROPOSAL ON ACTION BY WRITTEN CONSENT OF STOCKHOLDERS. | Shareholder | Against | | For | |
| 5. | STOCKHOLDER PROPOSAL ON AN INDEPENDENT BOARD CHAIRMAN. | Shareholder | For | | Against | |
| 6. | STOCKHOLDER PROPOSAL ON SIGNIFICANT EXECUTIVE STOCK RETENTION UNTIL REACHING NORMAL RETIREMENT AGE. | Shareholder | Against | | For | |
| 7. | STOCKHOLDER PROPOSAL ON ACCELERATED VESTING OF EQUITY AWARDS. | Shareholder | Against | | For | |
| TE CONNECTIVITY LTD |
| Security | H84989104 | | | | Meeting Type | Special |
| Ticker Symbol | TEL | | | | Meeting Date | 25-Jul-2012 |
| ISIN | CH0102993182 | | | | Agenda | 933668141 - Management |
| Record Date | 05-Jul-2012 | | | | Holding Recon Date | 05-Jul-2012 |
| City / | Country | | | / | Switzerland | | Vote Deadline Date | 23-Jul-2012 |
| SEDOL(s) | | Quick Code | |
| | | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1. | TO APPROVE THE REALLOCATION OF LEGAL RESERVES (FROM CAPITAL CONTRIBUTIONS) (CHF 9,745 MILLION) TO FREE RESERVES | Management | For | | For | |
| 2. | TO APPROVE ANY ADJOURNMENTS OR POSTPONEMENTS OF THE EXTRAORDINARY GENERAL MEETING | Management | For | | For | |
| TYCO INTERNATIONAL LTD. |
| Security | H89128104 | | | | Meeting Type | Special |
| Ticker Symbol | TYC | | | | Meeting Date | 17-Sep-2012 |
| ISIN | CH0100383485 | | | | Agenda | 933676580 - Management |
| Record Date | 23-Jul-2012 | | | | Holding Recon Date | 23-Jul-2012 |
| City / | Country | | | / | United States | | Vote Deadline Date | 14-Sep-2012 |
| SEDOL(s) | | Quick Code | |
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| Item | Proposal | | Type | Vote | For/Against Management | |
| 1. | THE APPROVAL OF THE DISTRIBUTION OF SHARES OF ADT COMMON STOCK TO BE MADE IN THE FORM OF A SPECIAL DIVIDEND IN KIND OUT OF QUALIFYING CONTRIBUTED SURPLUS. | Management | For | | For | |
| 2. | THE APPROVAL OF THE DISTRIBUTION OF TYCO FLOW CONTROL COMMON SHARES TO BE MADE IN THE FORM OF A SPECIAL DIVIDEND IN KIND OUT OF QUALIFYING CONTRIBUTED SURPLUS. | Management | For | | For | |
| 3. | DIRECTOR | Management | | | | |
| | | 1 | GEORGE R. OLIVER | | For | For | |
| | | 2 | FRANK M. DRENDEL | | For | For | |
| 4. | THE APPROVAL OF THE PAYMENT OF AN ORDINARY CASH DIVIDEND OUT OF QUALIFYING CONTRIBUTED SURPLUS IN THE AGGREGATE AMOUNT OF UP TO $0.30 PER SHARE. | Management | For | | For | |
| 5. | THE APPROVAL OF THE TYCO INTERNATIONAL LTD. 2012 STOCK AND INCENTIVE PLAN. | Management | For | | For | |
| CHICAGO BRIDGE & IRON COMPANY N.V. |
| Security | 167250109 | | | | Meeting Type | Special |
| Ticker Symbol | CBI | | | | Meeting Date | 18-Dec-2012 |
| ISIN | US1672501095 | | | | Agenda | 933710421 - Management |
| Record Date | 09-Nov-2012 | | | | Holding Recon Date | 09-Nov-2012 |
| City / | Country | | | / | United States | | Vote Deadline Date | 17-Dec-2012 |
| SEDOL(s) | | Quick Code | |
| | | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1. | TO APPROVE THE CONSUMMATION BY CHICAGO BRIDGE & IRON COMPANY N.V ("CB&I") OF THE TRANSACTIONS CONTEMPLATED BY THE TRANSACTION AGREEMENT, DATED AS OF JULY 30, 2012, BETWEEN CB&I, THE SHAW GROUP INC. AND CRYSTAL ACQUISITION SUBSIDIARY INC. A WHOLLY OWNED SUBSIDIARY OF CB&I, AS SUCH AGREEMENT MAY BE AMENDED FROM TIME TO TIME (THE "CB&I ACQUISITION PROPOSAL"). | Management | For | | For | |
| 2. | TO ADJOURN THE SPECIAL GENERAL MEETING OF THE SHAREHOLDERS OF CB&I, IF NECESSARY, TO SUCH DATE, TIME AND PLACE AS SHALL BE SPECIFIED BY THE CB&I MANAGEMENT BOARD, IN ORDER TO ENABLE THE CB&I SUPERVISORY AND MANAGEMENT BOARDS TO SOLICIT ADDITIONAL PROXIES TO APPROVE THE CB&I ACQUISITION PROPOSAL. | Management | For | | For | |
| CHICAGO BRIDGE & IRON COMPANY N.V. |
| Security | 167250109 | | | | Meeting Type | Special |
| Ticker Symbol | CBI | | | | Meeting Date | 18-Dec-2012 |
| ISIN | US1672501095 | | | | Agenda | 933713958 - Management |
| Record Date | 20-Nov-2012 | | | | Holding Recon Date | 20-Nov-2012 |
| City / | Country | | | / | United States | | Vote Deadline Date | 17-Dec-2012 |
| SEDOL(s) | | Quick Code | |
| | | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1. | TO APPROVE THE CONSUMMATION BY CHICAGO BRIDGE & IRON COMPANY N.V ("CB&I") OF THE TRANSACTIONS CONTEMPLATED BY THE TRANSACTION AGREEMENT, DATED AS OF JULY 30, 2012, BETWEEN CB&I, THE SHAW GROUP INC. AND CRYSTAL ACQUISITION SUBSIDIARY INC. A WHOLLY OWNED SUBSIDIARY OF CB&I, AS SUCH AGREEMENT MAY BE AMENDED FROM TIME TO TIME (THE "CB&I ACQUISITION PROPOSAL"). | Management | For | | For | |
| 2. | TO ADJOURN THE SPECIAL GENERAL MEETING OF THE SHAREHOLDERS OF CB&I, IF NECESSARY, TO SUCH DATE, TIME AND PLACE AS SHALL BE SPECIFIED BY THE CB&I MANAGEMENT BOARD, IN ORDER TO ENABLE THE CB&I SUPERVISORY AND MANAGEMENT BOARDS TO SOLICIT ADDITIONAL PROXIES TO APPROVE THE CB&I ACQUISITION PROPOSAL. | Management | For | | For | |
| APPLE INC. |
| Security | 037833100 | | | | Meeting Type | Annual |
| Ticker Symbol | AAPL | | | | Meeting Date | 27-Feb-2013 |
| ISIN | US0378331005 | | | | Agenda | 933725042 - Management |
| Record Date | 02-Jan-2013 | | | | Holding Recon Date | 02-Jan-2013 |
| City / | Country | | | / | United States | | Vote Deadline Date | 26-Feb-2013 |
| SEDOL(s) | | Quick Code | |
| | | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1. | DIRECTOR | Management | | | | |
| | | 1 | WILLIAM CAMPBELL | | For | For | |
| | | 2 | TIMOTHY COOK | | For | For | |
| | | 3 | MILLARD DREXLER | | For | For | |
| | | 4 | AL GORE | | For | For | |
| | | 5 | ROBERT IGER | | For | For | |
| | | 6 | ANDREA JUNG | | For | For | |
| | | 7 | ARTHUR LEVINSON | | For | For | |
| | | 8 | RONALD SUGAR | | For | For | |
| 2. | AMENDMENT OF APPLE'S RESTATED ARTICLES OF INCORPORATION TO (I) ELIMINATE CERTAIN LANGUAGE RELATING TO TERM OF OFFICE OF DIRECTORS IN ORDER TO FACILITATE THE ADOPTION OF MAJORITY VOTING FOR ELECTION OF DIRECTORS, (II) ELIMINATE "BLANK CHECK" PREFERRED STOCK, (III) ESTABLISH A PAR VALUE FOR COMPANY'S COMMON STOCK OF $0.00001 PER SHARE AND (IV) MAKE OTHER CHANGES. | Management | For | | For | |
| 3. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. | Management | For | | For | |
| 4. | A NON-BINDING ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | For | | For | |
| 5. | A SHAREHOLDER PROPOSAL ENTITLED "EXECUTIVES TO RETAIN SIGNIFICANT STOCK." | Shareholder | For | | Against | |
| 6. | A SHAREHOLDER PROPOSAL ENTITLED "BOARD COMMITTEE ON HUMAN RIGHTS." | Shareholder | For | | Against | |
| QUALCOMM INCORPORATED |
| Security | 747525103 | | | | Meeting Type | Annual |
| Ticker Symbol | QCOM | | | | Meeting Date | 05-Mar-2013 |
| ISIN | US7475251036 | | | | Agenda | 933726397 - Management |
| Record Date | 07-Jan-2013 | | | | Holding Recon Date | 07-Jan-2013 |
| City / | Country | | | / | United States | | Vote Deadline Date | 04-Mar-2013 |
| SEDOL(s) | | Quick Code | |
| | | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1A | ELECTION OF DIRECTOR: BARBARA T. ALEXANDER | Management | For | | For | |
| 1B | ELECTION OF DIRECTOR: DONALD G. CRUICKSHANK | Management | For | | For | |
| 1C | ELECTION OF DIRECTOR: RAYMOND V. DITTAMORE | Management | For | | For | |
| 1D | ELECTION OF DIRECTOR: SUSAN HOCKFIELD | Management | For | | For | |
| 1E | ELECTION OF DIRECTOR: THOMAS W. HORTON | Management | For | | For | |
| 1F | ELECTION OF DIRECTOR: PAUL E. JACOBS | Management | For | | For | |
| 1G | ELECTION OF DIRECTOR: SHERRY LANSING | Management | For | | For | |
| 1H | ELECTION OF DIRECTOR: DUANE A. NELLES | Management | For | | For | |
| 1I | ELECTION OF DIRECTOR: FRANCISCO ROS | Management | For | | For | |
| 1J | ELECTION OF DIRECTOR: BRENT SCOWCROFT | Management | For | | For | |
| 1K | ELECTION OF DIRECTOR: MARC I. STERN | Management | For | | For | |
| 02 | TO APPROVE THE 2006 LONG-TERM INCENTIVE PLAN, AS AMENDED, WHICH INCLUDES AN INCREASE IN THE SHARE RESERVE BY 90,000,000 SHARES. | Management | For | | For | |
| 03 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR FISCAL YEAR ENDING SEPTEMBER 29, 2013. | Management | Against | | Against | |
| 04 | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | | For | |
| TYCO INTERNATIONAL LTD. |
| Security | H89128104 | | | | Meeting Type | Annual |
| Ticker Symbol | TYC | | | | Meeting Date | 06-Mar-2013 |
| ISIN | CH0100383485 | | | | Agenda | 933727084 - Management |
| Record Date | 07-Jan-2013 | | | | Holding Recon Date | 07-Jan-2013 |
| City / | Country | | | / | United States | | Vote Deadline Date | 05-Mar-2013 |
| SEDOL(s) | | Quick Code | |
| | | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1. | TO APPROVE THE ANNUAL REPORT, THE PARENT COMPANY FINANCIAL STATEMENTS OF TYCO INTERNATIONAL LTD AND THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED SEPTEMBER 28, 2012. | Management | For | | For | |
| 2. | TO DISCHARGE THE BOARD OF DIRECTORS FROM LIABILITY FOR THE FINANCIAL YEAR ENDED SEPTEMBER 28, 2012. | Management | Against | | Against | |
| 3. | DIRECTOR | Management | | | | |
| | | 1 | EDWARD D. BREEN | | For | For | |
| | | 2 | MICHAEL E. DANIELS | | For | For | |
| | | 3 | FRANK M. DRENDEL | | For | For | |
| | | 4 | BRIAN DUPERREAULT | | For | For | |
| | | 5 | RAJIV L. GUPTA | | Withheld | Against | |
| | | 6 | JOHN A. KROL | | For | For | |
| | | 7 | GEORGE OLIVER | | For | For | |
| | | 8 | BRENDAN R. O'NEILL | | Withheld | Against | |
| | | 9 | SANDRA S. WIJNBERG | | For | For | |
| | | 10 | R. DAVID YOST | | Withheld | Against | |
| 4A. | TO ELECT DELOITTE AG (ZURICH) AS STATUTORY AUDITORS UNTIL THE NEXT ANNUAL GENERAL MEETING. | Management | For | | For | |
| 4B. | TO RATIFY APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR PURPOSES OF UNITED STATES SECURITIES LAW REPORTING FOR THE YEAR ENDING SEPTEMBER 27, 2013. | Management | For | | For | |
| 4C. | TO ELECT PRICEWATERHOUSECOOPERS AG (ZURICH) AS SPECIAL AUDITORS UNTIL THE NEXT ANNUAL GENERAL MEETING. | Management | For | | For | |
| 5A. | APPROVE THE ALLOCATION OF FISCAL YEAR 2012 RESULTS. | Management | For | | For | |
| 5B. | APPROVE THE PAYMENT OF AN ORDINARY CASH DIVIDEND IN AN AMOUNT OF UP TO $0.64 PER SHARE OUT OF TYCO'S CAPITAL CONTRIBUTION RESERVE IN ITS STATUTORY ACCOUNTS. | Management | For | | For | |
| 6. | TO CAST A NON-BINDING ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | | For | |
| 7. | TO AMEND OUR ARTICLES OF ASSOCIATION IN ORDER TO RENEW THE AUTHORIZED SHARE CAPITAL AVAILABLE FOR NEW ISSUANCE. | Management | For | | For | |
| 8. | TO APPROVE A REDUCTION IN THE REGISTERED SHARE CAPITAL. | Management | For | | For | |
| TE CONNECTIVITY LTD |
| Security | H84989104 | | | | Meeting Type | Annual |
| Ticker Symbol | TEL | | | | Meeting Date | 06-Mar-2013 |
| ISIN | CH0102993182 | | | | Agenda | 933727868 - Management |
| Record Date | 09-Jan-2013 | | | | Holding Recon Date | 09-Jan-2013 |
| City / | Country | | | / | Switzerland | | Vote Deadline Date | 04-Mar-2013 |
| SEDOL(s) | | Quick Code | |
| | | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: PIERRE R. BRONDEAU | Management | For | | For | |
| 1B. | ELECTION OF DIRECTOR: JUERGEN W. GROMER | Management | For | | For | |
| 1C. | ELECTION OF DIRECTOR: WILLIAM A. JEFFREY | Management | For | | For | |
| 1D. | ELECTION OF DIRECTOR: THOMAS J. LYNCH | Management | For | | For | |
| 1E. | ELECTION OF DIRECTOR: YONG NAM | Management | For | | For | |
| 1F. | ELECTION OF DIRECTOR: DANIEL J. PHELAN | Management | For | | For | |
| 1G. | ELECTION OF DIRECTOR: FREDERIC M. POSES | Management | For | | For | |
| 1H. | ELECTION OF DIRECTOR: LAWRENCE S. SMITH | Management | For | | For | |
| 1I. | ELECTION OF DIRECTOR: PAULA A. SNEED | Management | For | | For | |
| 1J. | ELECTION OF DIRECTOR: DAVID P. STEINER | Management | For | | For | |
| 1K. | ELECTION OF DIRECTOR: JOHN C. VAN SCOTER | Management | For | | For | |
| 2.1 | TO APPROVE THE 2012 ANNUAL REPORT OF TE CONNECTIVITY LTD. (EXCLUDING THE STATUTORY FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED SEPTEMBER 28, 2012 AND THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED SEPTEMBER 28, 2012) | Management | For | | For | |
| 2.2 | TO APPROVE THE STATUTORY FINANCIAL STATEMENTS OF TE CONNECTIVITY LTD. FOR THE FISCAL YEAR ENDED SEPTEMBER 28, 2012 | Management | For | | For | |
| 2.3 | TO APPROVE THE CONSOLIDATED FINANCIAL STATEMENTS OF TE CONNECTIVITY LTD. FOR THE FISCAL YEAR ENDED SEPTEMBER 28, 2012 | Management | For | | For | |
| 3. | TO RELEASE THE MEMBERS OF THE BOARD OF DIRECTORS AND EXECUTIVE OFFICERS OF TE CONNECTIVITY FOR ACTIVITIES DURING THE FISCAL YEAR ENDED SEPTEMBER 28, 2012 | Management | Against | | Against | |
| 4.1 | TO ELECT DELOITTE & TOUCHE LLP AS TE CONNECTIVITY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2013 | Management | For | | For | |
| 4.2 | TO ELECT DELOITTE AG, ZURICH, SWITZERLAND, AS TE CONNECTIVITY'S SWISS REGISTERED AUDITOR UNTIL THE NEXT ANNUAL GENERAL MEETING OF TE CONNECTIVITY | Management | For | | For | |
| 4.3 | TO ELECT PRICEWATERHOUSECOOPERS, AG, ZURICH, SWITZERLAND, AS TE CONNECTIVITY'S SPECIAL AUDITOR UNTIL THE NEXT ANNUAL GENERAL MEETING OF TE CONNECTIVITY | Management | For | | For | |
| 5. | AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | | For | |
| 6. | TO APPROVE A DIVIDEND PAYMENT TO SHAREHOLDERS IN A SWISS FRANC AMOUNT EQUAL TO US$1.00 PER ISSUED SHARE TO BE PAID IN FOUR EQUAL QUARTERLY INSTALLMENTS OF US$0.25 STARTING WITH THE THIRD FISCAL QUARTER OF 2013 AND ENDING IN THE SECOND FISCAL QUARTER OF 2014 PURSUANT TO THE TERMS OF THE DIVIDEND RESOLUTION | Management | For | | For | |
| 7. | TO APPROVE THE RENEWAL OF AUTHORIZED CAPITAL AND RELATED AMENDMENT TO THE ARTICLES OF ASSOCIATION | Management | For | | For | |
| 8. | TO APPROVE A REDUCTION OF SHARE CAPITAL FOR SHARES ACQUIRED UNDER TE CONNECTIVITY'S SHARE REPURCHASE PROGRAM AND RELATED AMENDMENTS TO THE ARTICLES OF ASSOCIATION | Management | For | | For | |
| 9. | TO APPROVE ANY ADJOURNMENTS OR POSTPONEMENTS OF THE ANNUAL GENERAL MEETING | Management | For | | For | |
| TE CONNECTIVITY LTD |
| Security | H84989104 | | | | Meeting Type | Annual |
| Ticker Symbol | TEL | | | | Meeting Date | 06-Mar-2013 |
| ISIN | CH0102993182 | | | | Agenda | 933735738 - Management |
| Record Date | 14-Feb-2013 | | | | Holding Recon Date | 14-Feb-2013 |
| City / | Country | | | / | Switzerland | | Vote Deadline Date | 04-Mar-2013 |
| SEDOL(s) | | Quick Code | |
| | | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: PIERRE R. BRONDEAU | Management | For | | For | |
| 1B. | ELECTION OF DIRECTOR: JUERGEN W. GROMER | Management | For | | For | |
| 1C. | ELECTION OF DIRECTOR: WILLIAM A. JEFFREY | Management | For | | For | |
| 1D. | ELECTION OF DIRECTOR: THOMAS J. LYNCH | Management | For | | For | |
| 1E. | ELECTION OF DIRECTOR: YONG NAM | Management | For | | For | |
| 1F. | ELECTION OF DIRECTOR: DANIEL J. PHELAN | Management | For | | For | |
| 1G. | ELECTION OF DIRECTOR: FREDERIC M. POSES | Management | For | | For | |
| 1H. | ELECTION OF DIRECTOR: LAWRENCE S. SMITH | Management | For | | For | |
| 1I. | ELECTION OF DIRECTOR: PAULA A. SNEED | Management | For | | For | |
| 1J. | ELECTION OF DIRECTOR: DAVID P. STEINER | Management | For | | For | |
| 1K. | ELECTION OF DIRECTOR: JOHN C. VAN SCOTER | Management | For | | For | |
| 2.1 | TO APPROVE THE 2012 ANNUAL REPORT OF TE CONNECTIVITY LTD. (EXCLUDING THE STATUTORY FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED SEPTEMBER 28, 2012 AND THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED SEPTEMBER 28, 2012) | Management | For | | For | |
| 2.2 | TO APPROVE THE STATUTORY FINANCIAL STATEMENTS OF TE CONNECTIVITY LTD. FOR THE FISCAL YEAR ENDED SEPTEMBER 28, 2012 | Management | For | | For | |
| 2.3 | TO APPROVE THE CONSOLIDATED FINANCIAL STATEMENTS OF TE CONNECTIVITY LTD. FOR THE FISCAL YEAR ENDED SEPTEMBER 28, 2012 | Management | For | | For | |
| 3. | TO RELEASE THE MEMBERS OF THE BOARD OF DIRECTORS AND EXECUTIVE OFFICERS OF TE CONNECTIVITY FOR ACTIVITIES DURING THE FISCAL YEAR ENDED SEPTEMBER 28, 2012 | Management | Against | | Against | |
| 4.1 | TO ELECT DELOITTE & TOUCHE LLP AS TE CONNECTIVITY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2013 | Management | For | | For | |
| 4.2 | TO ELECT DELOITTE AG, ZURICH, SWITZERLAND, AS TE CONNECTIVITY'S SWISS REGISTERED AUDITOR UNTIL THE NEXT ANNUAL GENERAL MEETING OF TE CONNECTIVITY | Management | For | | For | |
| 4.3 | TO ELECT PRICEWATERHOUSECOOPERS, AG, ZURICH, SWITZERLAND, AS TE CONNECTIVITY'S SPECIAL AUDITOR UNTIL THE NEXT ANNUAL GENERAL MEETING OF TE CONNECTIVITY | Management | For | | For | |
| 5. | AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | | For | |
| 6. | TO APPROVE A DIVIDEND PAYMENT TO SHAREHOLDERS IN A SWISS FRANC AMOUNT EQUAL TO US$1.00 PER ISSUED SHARE TO BE PAID IN FOUR EQUAL QUARTERLY INSTALLMENTS OF US$0.25 STARTING WITH THE THIRD FISCAL QUARTER OF 2013 AND ENDING IN THE SECOND FISCAL QUARTER OF 2014 PURSUANT TO THE TERMS OF THE DIVIDEND RESOLUTION | Management | For | | For | |
| 7. | TO APPROVE THE RENEWAL OF AUTHORIZED CAPITAL AND RELATED AMENDMENT TO THE ARTICLES OF ASSOCIATION | Management | For | | For | |
| 8. | TO APPROVE A REDUCTION OF SHARE CAPITAL FOR SHARES ACQUIRED UNDER TE CONNECTIVITY'S SHARE REPURCHASE PROGRAM AND RELATED AMENDMENTS TO THE ARTICLES OF ASSOCIATION | Management | For | | For | |
| 9. | TO APPROVE ANY ADJOURNMENTS OR POSTPONEMENTS OF THE ANNUAL GENERAL MEETING | Management | For | | For | |
| THE ADT CORPORATION |
| Security | 00101J106 | | | | Meeting Type | Annual |
| Ticker Symbol | ADT | | | | Meeting Date | 14-Mar-2013 |
| ISIN | US00101J1060 | | | | Agenda | 933729432 - Management |
| Record Date | 16-Jan-2013 | | | | Holding Recon Date | 16-Jan-2013 |
| City / | Country | | | / | United States | | Vote Deadline Date | 13-Mar-2013 |
| SEDOL(s) | | Quick Code | |
| | | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1. | DIRECTOR | Management | | | | |
| | | 1 | THOMAS COLLIGAN | | For | For | |
| | | 2 | TIMOTHY DONAHUE | | Withheld | Against | |
| | | 3 | ROBERT DUTKOWSKY | | For | For | |
| | | 4 | BRUCE GORDON | | For | For | |
| | | 5 | NAREN GURSAHANEY | | For | For | |
| | | 6 | BRIDGETTE HELLER | | For | For | |
| | | 7 | KATHLEEN HYLE | | For | For | |
| | | 8 | KEITH MEISTER | | For | For | |
| | | 9 | DINESH PALIWAL | | For | For | |
| 2. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS ADT'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2013. | Management | For | | For | |
| 3. | TO APPROVE, BY NON-BINDING VOTE, NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | | For | |
| 4. | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF NAMED EXECUTIVE OFFICER COMPENSATION VOTES. | Management | 1 Year | | For | |
| SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) |
| Security | 806857108 | | | | Meeting Type | Annual |
| Ticker Symbol | SLB | | | | Meeting Date | 10-Apr-2013 |
| ISIN | AN8068571086 | | | | Agenda | 933739382 - Management |
| Record Date | 20-Feb-2013 | | | | Holding Recon Date | 20-Feb-2013 |
| City / | Country | | | / | United States | | Vote Deadline Date | 09-Apr-2013 |
| SEDOL(s) | | Quick Code | |
| | | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: PETER L.S. CURRIE | Management | For | | For | |
| 1B. | ELECTION OF DIRECTOR: TONY ISAAC | Management | For | | For | |
| 1C. | ELECTION OF DIRECTOR: K. VAMAN KAMATH | Management | For | | For | |
| 1D. | ELECTION OF DIRECTOR: PAAL KIBSGAARD | Management | For | | For | |
| 1E. | ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV | Management | For | | For | |
| 1F. | ELECTION OF DIRECTOR: ADRIAN LAJOUS | Management | For | | For | |
| 1G. | ELECTION OF DIRECTOR: MICHAEL E. MARKS | Management | For | | For | |
| 1H. | ELECTION OF DIRECTOR: LUBNA S. OLAYAN | Management | For | | For | |
| 1I. | ELECTION OF DIRECTOR: L. RAFAEL REIF | Management | For | | For | |
| 1J. | ELECTION OF DIRECTOR: TORE I. SANDVOLD | Management | For | | For | |
| 1K. | ELECTION OF DIRECTOR: HENRI SEYDOUX | Management | For | | For | |
| 2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | | For | |
| 3. | TO APPROVE THE COMPANY'S 2012 FINANCIAL STATEMENTS AND DECLARATIONS OF DIVIDENDS. | Management | For | | For | |
| 4. | TO APPROVE THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | | For | |
| 5. | TO APPROVE THE ADOPTION OF THE 2013 SCHLUMBERGER OMNIBUS INCENTIVE PLAN. | Management | For | | For | |
| 6. | TO APPROVE THE ADOPTION OF AN AMENDMENT AND RESTATEMENT OF THE SCHLUMBERGER DISCOUNT STOCK PURCHASE PLAN. | Management | For | | For | |
| CAREFUSION CORPORATION |
| Security | 14170T101 | | | | Meeting Type | Annual |
| Ticker Symbol | CFN | | | | Meeting Date | 15-Apr-2013 |
| ISIN | US14170T1016 | | | | Agenda | 933736095 - Management |
| Record Date | 14-Feb-2013 | | | | Holding Recon Date | 14-Feb-2013 |
| City / | Country | | | / | United States | | Vote Deadline Date | 12-Apr-2013 |
| SEDOL(s) | | Quick Code | |
| | | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: PHILIP L. FRANCIS | Management | For | | For | |
| 1B. | ELECTION OF DIRECTOR: ROBERT F. FRIEL | Management | For | | For | |
| 1C. | ELECTION OF DIRECTOR: GREGORY T. LUCIER | Management | For | | For | |
| 2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2013. | Management | For | | For | |
| 3. | APPROVAL OF A NON-BINDING ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | | For | |
| 4. | STOCKHOLDER PROPOSAL TO ADOPT SIMPLE MAJORITY VOTING, IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | Shareholder | Against | | For | |
| 5. | STOCKHOLDER PROPOSAL TO DECLASSIFY THE BOARD OF DIRECTORS, IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | Shareholder | Against | | For | |
| STANLEY BLACK & DECKER, INC |
| Security | 854502101 | | | | Meeting Type | Annual |
| Ticker Symbol | SWK | | | | Meeting Date | 16-Apr-2013 |
| ISIN | US8545021011 | | | | Agenda | 933750920 - Management |
| Record Date | 25-Feb-2013 | | | | Holding Recon Date | 25-Feb-2013 |
| City / | Country | | | / | United States | | Vote Deadline Date | 15-Apr-2013 |
| SEDOL(s) | | Quick Code | |
| | | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1. | DIRECTOR | Management | | | | |
| | | 1 | GEORGE W. BUCKLEY | | For | For | |
| | | 2 | PATRICK D. CAMPBELL | | For | For | |
| | | 3 | CARLOS M. CARDOSO | | For | For | |
| | | 4 | ROBERT B. COUTTS | | For | For | |
| | | 5 | B.H. GRISWOLD, IV | | For | For | |
| | | 6 | JOHN F. LUNDGREN | | For | For | |
| | | 7 | ANTHONY LUISO | | For | For | |
| | | 8 | MARIANNE M. PARRS | | For | For | |
| | | 9 | ROBERT L. RYAN | | For | For | |
| 2. | APPROVE THE STANLEY BLACK & DECKER 2013 LONG-TERM INCENTIVE PLAN. | Management | For | | For | |
| 3. | APPROVE THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE COMPANY'S 2013 FISCAL YEAR. | Management | Against | | Against | |
| 4. | APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | | For | |
| EBAY INC. |
| Security | 278642103 | | | | Meeting Type | Annual |
| Ticker Symbol | EBAY | | | | Meeting Date | 18-Apr-2013 |
| ISIN | US2786421030 | | | | Agenda | 933756934 - Management |
| Record Date | 13-Mar-2013 | | | | Holding Recon Date | 13-Mar-2013 |
| City / | Country | | | / | United States | | Vote Deadline Date | 17-Apr-2013 |
| SEDOL(s) | | Quick Code | |
| | | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: DAVID M. MOFFETT | Management | For | | For | |
| 1B. | ELECTION OF DIRECTOR: RICHARD T. SCHLOSBERG, III | Management | For | | For | |
| 1C. | ELECTION OF DIRECTOR: THOMAS J. TIERNEY | Management | For | | For | |
| 2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | | For | |
| 3. | STOCKHOLDER PROPOSAL REGARDING CORPORATE LOBBYING DISCLOSURE. | Shareholder | Against | | For | |
| 4. | STOCKHOLDER PROPOSAL REGARDING PRIVACY AND DATA SECURITY. | Shareholder | Against | | For | |
| 5. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2013. | Management | Against | | Against | |
| FMC CORPORATION |
| Security | 302491303 | | | | Meeting Type | Annual |
| Ticker Symbol | FMC | | | | Meeting Date | 23-Apr-2013 |
| ISIN | US3024913036 | | | | Agenda | 933751629 - Management |
| Record Date | 26-Feb-2013 | | | | Holding Recon Date | 26-Feb-2013 |
| City / | Country | | | / | United States | | Vote Deadline Date | 22-Apr-2013 |
| SEDOL(s) | | Quick Code | |
| | | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR TO SERVE IN CLASS III FOR A THREE-YEAR TERM: PIERRE BRONDEAU | Management | For | | For | |
| 1B. | ELECTION OF DIRECTOR TO SERVE IN CLASS III FOR A THREE-YEAR TERM: DIRK A. KEMPTHORNE | Management | For | | For | |
| 1C. | ELECTION OF DIRECTOR TO SERVE IN CLASS III FOR A THREE-YEAR TERM: ROBERT C. PALLASH | Management | For | | For | |
| 2. | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | | For | |
| 3. | APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE COMPENSATION. | Management | For | | For | |
| 4. | AMENDMENT OF THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE THE CLASSIFICATION OF DIRECTORS. | Management | For | | For | |
| METLIFE, INC. |
| Security | 59156R108 | | | | Meeting Type | Annual |
| Ticker Symbol | MET | | | | Meeting Date | 23-Apr-2013 |
| ISIN | US59156R1086 | | | | Agenda | 933758368 - Management |
| Record Date | 01-Mar-2013 | | | | Holding Recon Date | 01-Mar-2013 |
| City / | Country | | | / | United States | | Vote Deadline Date | 22-Apr-2013 |
| SEDOL(s) | | Quick Code | |
| | | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1.1 | ELECTION OF DIRECTOR: R. GLENN HUBBARD | Management | Against | | Against | |
| 1.2 | ELECTION OF DIRECTOR: STEVEN A. KANDARIAN | Management | For | | For | |
| 1.3 | ELECTION OF DIRECTOR: JOHN M. KEANE | Management | For | | For | |
| 1.4 | ELECTION OF DIRECTOR: ALFRED F. KELLY, JR. | Management | For | | For | |
| 1.5 | ELECTION OF DIRECTOR: JAMES M. KILTS | Management | Against | | Against | |
| 1.6 | ELECTION OF DIRECTOR: CATHERINE R. KINNEY | Management | For | | For | |
| 1.7 | ELECTION OF DIRECTOR: HUGH B. PRICE | Management | For | | For | |
| 1.8 | ELECTION OF DIRECTOR: KENTON J. SICCHITANO | Management | For | | For | |
| 2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2013 | Management | For | | For | |
| 3. | ADVISORY VOTE TO APPROVE THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS | Management | For | | For | |
| EMC CORPORATION |
| Security | 268648102 | | | | Meeting Type | Annual |
| Ticker Symbol | EMC | | | | Meeting Date | 01-May-2013 |
| ISIN | US2686481027 | | | | Agenda | 933748747 - Management |
| Record Date | 01-Mar-2013 | | | | Holding Recon Date | 01-Mar-2013 |
| City / | Country | | | / | United States | | Vote Deadline Date | 30-Apr-2013 |
| SEDOL(s) | | Quick Code | |
| | | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: MICHAEL W. BROWN | Management | Against | | Against | |
| 1B. | ELECTION OF DIRECTOR: RANDOLPH L. COWEN | Management | For | | For | |
| 1C. | ELECTION OF DIRECTOR: GAIL DEEGAN | Management | For | | For | |
| 1D. | ELECTION OF DIRECTOR: JAMES S. DISTASIO | Management | For | | For | |
| 1E. | ELECTION OF DIRECTOR: JOHN R. EGAN | Management | Against | | Against | |
| 1F. | ELECTION OF DIRECTOR: EDMUND F. KELLY | Management | For | | For | |
| 1G. | ELECTION OF DIRECTOR: JAMI MISCIK | Management | For | | For | |
| 1H. | ELECTION OF DIRECTOR: WINDLE B. PRIEM | Management | For | | For | |
| 1I. | ELECTION OF DIRECTOR: PAUL SAGAN | Management | For | | For | |
| 1J. | ELECTION OF DIRECTOR: DAVID N. STROHM | Management | For | | For | |
| 1K. | ELECTION OF DIRECTOR: JOSEPH M. TUCCI | Management | For | | For | |
| 2. | RATIFICATION OF THE SELECTION BY THE AUDIT COMMITTEE OF PRICEWATERHOUSECOOPERS LLP AS EMC'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013, AS DESCRIBED IN EMC'S PROXY STATEMENT. | Management | For | | For | |
| 3. | ADVISORY APPROVAL OF OUR EXECUTIVE COMPENSATION, AS DESCRIBED IN EMC'S PROXY STATEMENT. | Management | For | | For | |
| 4. | APPROVAL OF THE EMC CORPORATION AMENDED AND RESTATED 2003 STOCK PLAN, AS DESCRIBED IN EMC'S PROXY STATEMENT. | Management | For | | For | |
| 5. | APPROVAL OF THE EMC CORPORATION AMENDED AND RESTATED 1989 EMPLOYEE STOCK PURCHASE PLAN, AS DESCRIBED IN EMC'S PROXY STATEMENT. | Management | For | | For | |
| 6. | APPROVAL OF AMENDMENTS TO EMC'S ARTICLES OF ORGANIZATION AND BYLAWS TO ALLOW SHAREHOLDERS TO ACT BY WRITTEN CONSENT BY LESS THAN UNANIMOUS APPROVAL, AS DESCRIBED IN EMC'S PROXY STATEMENT. | Management | For | | For | |
| 7. | TO ACT UPON A SHAREHOLDER PROPOSAL RELATING TO POLITICAL CONTRIBUTIONS, AS DESCRIBED IN EMC'S PROXY STATEMENT. | Shareholder | For | | Against | |
| OCCIDENTAL PETROLEUM CORPORATION |
| Security | 674599105 | | | | Meeting Type | Annual |
| Ticker Symbol | OXY | | | | Meeting Date | 03-May-2013 |
| ISIN | US6745991058 | | | | Agenda | 933771063 - Management |
| Record Date | 13-Mar-2013 | | | | Holding Recon Date | 13-Mar-2013 |
| City / | Country | | | / | United States | | Vote Deadline Date | 02-May-2013 |
| SEDOL(s) | | Quick Code | |
| | | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: SPENCER ABRAHAM | Management | For | | For | |
| 1B. | ELECTION OF DIRECTOR: HOWARD I. ATKINS | Management | For | | For | |
| 1C. | ELECTION OF DIRECTOR: STEPHEN I. CHAZEN | Management | For | | For | |
| 1D. | ELECTION OF DIRECTOR: EDWARD P. DJEREJIAN | Management | For | | For | |
| 1E. | ELECTION OF DIRECTOR: JOHN E. FEICK | Management | For | | For | |
| 1F. | ELECTION OF DIRECTOR: MARGARET M. FORAN | Management | For | | For | |
| 1G. | ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ | Management | For | | For | |
| 1H. | ELECTION OF DIRECTOR: RAY R. IRANI | Management | Against | | Against | |
| 1I. | ELECTION OF DIRECTOR: AVEDICK B. POLADIAN | Management | For | | For | |
| 1J. | ELECTION OF DIRECTOR: AZIZ D. SYRIANI | Management | For | | For | |
| 2. | ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION | Management | For | | For | |
| 3. | RATIFICATION OF SELECTION OF KPMG LLP AS INDEPENDENT AUDITORS | Management | Against | | Against | |
| 4. | STOCKHOLDER RIGHT TO ACT BY WRITTEN CONSENT | Shareholder | For | | Against | |
| SANOFI |
| Security | 80105N105 | | | | Meeting Type | Annual |
| Ticker Symbol | SNY | | | | Meeting Date | 03-May-2013 |
| ISIN | US80105N1054 | | | | Agenda | 933783753 - Management |
| Record Date | 25-Mar-2013 | | | | Holding Recon Date | 25-Mar-2013 |
| City / | Country | | | / | United States | | Vote Deadline Date | 23-Apr-2013 |
| SEDOL(s) | | Quick Code | |
| | | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| O1 | APPROVAL OF THE INDIVIDUAL COMPANY FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2012 | Management | For | | For | |
| O2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR ENDED DECEMBER 31, 2012 | Management | For | | For | |
| O3 | APPROPRIATION OF PROFITS, DECLARATION OF DIVIDEND | Management | For | | For | |
| O4 | APPOINTMENT OF A DIRECTOR (FABIENNE LECORVAISIER) | Management | For | | For | |
| O5 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO CARRY OUT TRANSACTIONS IN SHARES ISSUED BY THE COMPANY | Management | For | | For | |
| E6 | DELEGATION TO THE BOARD OF DIRECTORS OF AUTHORITY TO DECIDE THE ISSUANCE, WITH PREEMPTIVE RIGHTS MAINTAINED, OF SHARES AND/OR SECURITIES GIVING ACCESS TO THE COMPANY'S CAPITAL AND/OR SECURITIES GIVING ENTITLEMENT TO THE ALLOTMENT OF DEBT INSTRUMENTS | Management | For | | For | |
| E7 | DELEGATION TO THE BOARD OF DIRECTORS OF AUTHORITY TO DECIDE THE ISSUANCE, WITH PREEMPTIVE RIGHT BEING CANCELLED, OF SHARES AND/OR SECURITIES GIVING ACCESS TO THE COMPANY'S CAPITAL AND/OR SECURITIES GIVING ENTITLEMENT TO THE ALLOTMENT OF DEBT INSTRUMENTS BY PUBLIC OFFERING | Management | For | | For | |
| E8 | POSSIBILITY OF ISSUING, WITHOUT PREEMPTIVE RIGHT, SHARES OR SECURITIES GIVING ACCESS TO THE COMPANY'S CAPITAL AS CONSIDERATION FOR ASSETS TRANSFERRED TO THE COMPANY AS A CAPITAL CONTRIBUTION IN KIND IN THE FORM OF SHARES OR SECURITIES GIVING ACCESS TO THE CAPITAL OF ANOTHER COMPANY | Management | For | | For | |
| E9 | DELEGATION TO THE BOARD OF DIRECTORS OF AUTHORITY TO INCREASE THE NUMBER OF SHARES TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE WITH OR WITHOUT PREEMPTIVE RIGHTS | Management | For | | For | |
| E10 | DELEGATION TO THE BOARD OF DIRECTORS OF AUTHORITY TO DECIDE TO CARRY OUT INCREASES IN THE SHARE CAPITAL BY INCORPORATION OF SHARE PREMIUM, RESERVES, PROFITS OR OTHER ITEMS | Management | For | | For | |
| E11 | DELEGATION TO THE BOARD OF DIRECTORS OF AUTHORITY TO DECIDE THE ISSUANCE OF SHARES OR SECURITIES GIVING ACCESS TO THE COMPANY'S CAPITAL RESERVED FOR MEMBERS OF SAVINGS PLANS, WITH WAIVER OF PREEMPTIVE RIGHT IN THEIR FAVOR | Management | For | | For | |
| E12 | DELEGATION TO THE BOARD OF DIRECTORS OF AUTHORITY TO ALLOT, WITHOUT PREEMPTIVE RIGHT, EXISTING OR NEW RESTRICTED SHARES IN FULL OR PARTIAL SUBSTITUTION FOR THE DISCOUNT TO A CAPITAL INCREASE RESERVED FOR SALARIED EMPLOYEES | Management | For | | For | |
| E13 | DELEGATION TO THE BOARD OF DIRECTORS OF AUTHORITY TO GRANT, WITHOUT PREEMPTIVE RIGHT, OPTIONS TO SUBSCRIBE FOR OR PURCHASE SHARES | Management | For | | For | |
| E14 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELLATION OF TREASURY SHARES | Management | For | | For | |
| E15 | POWERS FOR FORMALITIES | Management | For | | For | |
| ALBEMARLE CORPORATION |
| Security | 012653101 | | | | Meeting Type | Annual |
| Ticker Symbol | ALB | | | | Meeting Date | 07-May-2013 |
| ISIN | US0126531013 | | | | Agenda | 933766858 - Management |
| Record Date | 08-Mar-2013 | | | | Holding Recon Date | 08-Mar-2013 |
| City / | Country | | | / | United States | | Vote Deadline Date | 06-May-2013 |
| SEDOL(s) | | Quick Code | |
| | | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1. | DIRECTOR | Management | | | | |
| | | 1 | WILLIAM H. HERNANDEZ | | For | For | |
| | | 2 | LUTHER C. KISSAM IV | | For | For | |
| | | 3 | JOSEPH M. MAHADY | | For | For | |
| | | 4 | JIM W. NOKES | | For | For | |
| | | 5 | JAMES J. O'BRIEN | | For | For | |
| | | 6 | BARRY W. PERRY | | For | For | |
| | | 7 | JOHN SHERMAN JR. | | For | For | |
| | | 8 | HARRIET TEE TAGGART | | For | For | |
| | | 9 | ANNE MARIE WHITTEMORE | | For | For | |
| 2. | APPROVE THE 2013 STOCK COMPENSATION AND DEFERRAL ELECTION PLAN FOR NON- EMPLOYEE DIRECTORS OF ALBEMARLE CORPORATION. | Management | For | | For | |
| 3. | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. | Management | For | | For | |
| 4. | APPROVE THE NON-BINDING ADVISORY RESOLUTION APPROVING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | | For | |
| CAMERON INTERNATIONAL CORPORATION |
| Security | 13342B105 | | | | Meeting Type | Annual |
| Ticker Symbol | CAM | | | | Meeting Date | 08-May-2013 |
| ISIN | US13342B1052 | | | | Agenda | 933759194 - Management |
| Record Date | 15-Mar-2013 | | | | Holding Recon Date | 15-Mar-2013 |
| City / | Country | | | / | United States | | Vote Deadline Date | 07-May-2013 |
| SEDOL(s) | | Quick Code | |
| | | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1A | ELECTION OF DIRECTOR: JAMES T. HACKETT | Management | Against | | Against | |
| 1B | ELECTION OF DIRECTOR: MICHAEL E. PATRICK | Management | For | | For | |
| 1C | ELECTION OF DIRECTOR: JON ERIK REINHARDSEN | Management | For | | For | |
| 1D | ELECTION OF DIRECTOR: BRUCE W. WILKINSON | Management | For | | For | |
| 2 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2013. | Management | Against | | Against | |
| 3 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S 2012 EXECUTIVE COMPENSATION. | Management | For | | For | |
| 4 | TO APPROVE THE AMENDMENTS TO AND THE RESTATEMENT OF THE COMPANY'S EQUITY INCENTIVE PLAN. | Management | For | | For | |
| CHICAGO BRIDGE & IRON COMPANY N.V. |
| Security | 167250109 | | | | Meeting Type | Annual |
| Ticker Symbol | CBI | | | | Meeting Date | 08-May-2013 |
| ISIN | US1672501095 | | | | Agenda | 933761822 - Management |
| Record Date | 14-Mar-2013 | | | | Holding Recon Date | 14-Mar-2013 |
| City / | Country | | | / | United States | | Vote Deadline Date | 06-May-2013 |
| SEDOL(s) | | Quick Code | |
| | | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1A. | ELECTION OF THE MEMBER OF THE SUPERVISORY BOARD TO SERVE UNTIL THE ANNUAL GENERAL MEETING OF SHAREHOLDERS IN 2016: DEBORAH M. FRETZ. (PLEASE NOTE THAT AN "ABSTAIN" VOTE WILL COUNT AS A FOR VOTE FOR THE ALTERNATE NOMINEE WESTLEY S. STOCKTON) | Management | For | | For | |
| 1B. | ELECTION OF THE MEMBER OF THE SUPERVISORY BOARD TO SERVE UNTIL THE ANNUAL GENERAL MEETING OF SHAREHOLDERS IN 2016: MICHAEL L. UNDERWOOD. (PLEASE NOTE THAT AN "ABSTAIN" VOTE WILL COUNT AS A FOR VOTE FOR THE ALTERNATE NOMINEE LUCIANO REYES). | Management | For | | For | |
| 2. | TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | | For | |
| 3. | TO AUTHORIZE THE PREPARATION OF OUR DUTCH STATUTORY ANNUAL ACCOUNTS AND THE ANNUAL REPORT OF OUR MANAGEMENT BOARD IN THE ENGLISH LANGUAGE AND TO ADOPT OUR DUTCH STATUTORY ANNUAL ACCOUNTS FOR THE YEAR ENDED DECEMBER 31, 2012. | Management | For | | For | |
| 4. | TO APPROVE THE FINAL DIVIDEND FOR THE YEAR ENDED DECEMBER 31, 2012 IN AN AMOUNT OF $.20 PER SHARE, WHICH HAS PREVIOUSLY BEEN PAID OUT TO SHAREHOLDERS IN THE FORM OF INTERIM DIVIDENDS. | Management | For | | For | |
| 5. | TO DISCHARGE THE SOLE MEMBER OF OUR MANAGEMENT BOARD FROM LIABILITY IN RESPECT OF THE EXERCISE OF ITS DUTIES DURING THE YEAR ENDED DECEMBER 31, 2012. | Management | Against | | Against | |
| 6. | TO DISCHARGE THE MEMBERS OF OUR SUPERVISORY BOARD FROM LIABILITY IN RESPECT OF THE EXERCISE OF THEIR DUTIES DURING THE YEAR ENDED DECEMBER 31, 2012. | Management | Against | | Against | |
| 7. | TO APPOINT ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, WHO WILL AUDIT OUR ACCOUNTS FOR THE YEAR ENDING DECEMBER 31, 2013. | Management | Against | | Against | |
| 8. | TO APPROVE THE EXTENSION OF THE AUTHORITY OF OUR MANAGEMENT BOARD, ACTING WITH THE APPROVAL OF THE SUPERVISORY BOARD, TO REPURCHASE UP TO 10% OF OUR ISSUED SHARE CAPITAL UNTIL NOVEMBER 8, 2014 ON THE OPEN MARKET, THROUGH PRIVATELY NEGOTIATED TRANSACTIONS OR IN ONE OR MORE SELF TENDER OFFERS FOR A PRICE PER SHARE NOT LESS THAN THE NOMINAL VALUE OF A SHARE AND NOT HIGHER THAN 110% OF THE MOST RECENT AVAILABLE (AS OF THE TIME OF REPURCHASE) PRICE OF A SHARE ON ANY SECURITIES EXCHANGE WHERE OUR SHARES ARE TRADED. | Management | For | | For | |
| 9. | TO APPROVE THE EXTENSION OF THE AUTHORITY OF OUR SUPERVISORY BOARD TO ISSUE SHARES AND/OR GRANT RIGHTS TO ACQUIRE OUR SHARES (INCLUDING OPTIONS TO SUBSCRIBE FOR SHARES), NEVER TO EXCEED THE NUMBER OF AUTHORIZED BUT UNISSUED SHARES, AND TO LIMIT OR EXCLUDE THE PREEMPTIVE RIGHTS OF SHAREHOLDERS WITH RESPECT TO THE ISSUANCE OF SHARES AND/OR THE GRANT OF THE RIGHT TO ACQUIRE SHARES, UNTIL MAY 8, 2018. | Management | For | | For | |
| 10. | TO ADOPT AN AMENDMENT TO THE CHICAGO BRIDGE & IRON 2001 EMPLOYEE STOCK PURCHASE PLAN. | Management | For | | For | |
| CVS CAREMARK CORPORATION |
| Security | 126650100 | | | | Meeting Type | Annual |
| Ticker Symbol | CVS | | | | Meeting Date | 09-May-2013 |
| ISIN | US1266501006 | | | | Agenda | 933763509 - Management |
| Record Date | 13-Mar-2013 | | | | Holding Recon Date | 13-Mar-2013 |
| City / | Country | | | / | United States | | Vote Deadline Date | 08-May-2013 |
| SEDOL(s) | | Quick Code | |
| | | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: C. DAVID BROWN II | Management | For | | For | |
| 1B. | ELECTION OF DIRECTOR: DAVID W. DORMAN | Management | For | | For | |
| 1C. | ELECTION OF DIRECTOR: ANNE M. FINUCANE | Management | For | | For | |
| 1D. | ELECTION OF DIRECTOR: KRISTEN GIBNEY WILLIAMS | Management | For | | For | |
| 1E. | ELECTION OF DIRECTOR: LARRY J. MERLO | Management | For | | For | |
| 1F. | ELECTION OF DIRECTOR: JEAN-PIERRE MILLON | Management | For | | For | |
| 1G. | ELECTION OF DIRECTOR: RICHARD J. SWIFT | Management | For | | For | |
| 1H. | ELECTION OF DIRECTOR: WILLIAM C. WELDON | Management | For | | For | |
| 1I. | ELECTION OF DIRECTOR: TONY L. WHITE | Management | For | | For | |
| 2. | PROPOSAL TO RATIFY INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2013. | Management | For | | For | |
| 3. | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | Management | For | | For | |
| 4. | AMEND THE COMPANY'S 2007 EMPLOYEE STOCK PURCHASE PLAN TO ADD SHARES TO THE PLAN. | Management | For | | For | |
| 5. | AMEND THE COMPANY'S CHARTER TO REDUCE VOTING THRESHOLDS IN THE FAIR PRICE PROVISION. | Management | For | | For | |
| 6. | STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS AND EXPENDITURES. | Shareholder | For | | Against | |
| 7. | STOCKHOLDER PROPOSAL REGARDING POLICY ON ACCELERATED VESTING OF EQUITY AWARDS UPON A CHANGE IN CONTROL. | Shareholder | For | | Against | |
| 8. | STOCKHOLDER PROPOSAL REGARDING LOBBYING EXPENDITURES. | Shareholder | For | | Against | |
| ACTAVIS, INC. |
| Security | 00507K103 | | | | Meeting Type | Annual |
| Ticker Symbol | ACT | | | | Meeting Date | 10-May-2013 |
| ISIN | US00507K1034 | | | | Agenda | 933763434 - Management |
| Record Date | 15-Mar-2013 | | | | Holding Recon Date | 15-Mar-2013 |
| City / | Country | | | / | United States | | Vote Deadline Date | 09-May-2013 |
| SEDOL(s) | | Quick Code | |
| | | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: JACK MICHELSON | Management | For | | For | |
| 1B. | ELECTION OF DIRECTOR: RONALD R. TAYLOR | Management | For | | For | |
| 1C. | ELECTION OF DIRECTOR: ANDREW L. TURNER | Management | For | | For | |
| 1D. | ELECTION OF DIRECTOR: PAUL M. BISARO | Management | For | | For | |
| 1E. | ELECTION OF DIRECTOR: CHRISTOPHER W. BODINE | Management | For | | For | |
| 1F. | ELECTION OF DIRECTOR: MICHEL J. FELDMAN | Management | For | | For | |
| 1G. | ELECTION OF DIRECTOR: FRED G. WEISS | Management | For | | For | |
| 2. | TO APPROVE, ON AN ADVISORY BASIS, NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | | For | |
| 3. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | | For | |
| 4. | TO VOTE ON A PROPOSAL SUBMITTED BY A STOCKHOLDER TO REQUEST THAT THE COMPANY ADOPT A POLICY REQUIRING ITS SENIOR EXECUTIVES TO RETAIN A SIGNIFICANT PERCENTAGE OF THE COMPANY SHARES THEY ACQUIRE THROUGH THE COMPANY'S EQUITY COMPENSATION PROGRAMS UNTIL REACHING RETIREMENT AGE. | Shareholder | For | | Against | |
| TRW AUTOMOTIVE HOLDINGS CORP. |
| Security | 87264S106 | | | | Meeting Type | Annual |
| Ticker Symbol | TRW | | | | Meeting Date | 14-May-2013 |
| ISIN | US87264S1069 | | | | Agenda | 933755184 - Management |
| Record Date | 18-Mar-2013 | | | | Holding Recon Date | 18-Mar-2013 |
| City / | Country | | | / | United States | | Vote Deadline Date | 13-May-2013 |
| SEDOL(s) | | Quick Code | |
| | | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1. | DIRECTOR | Management | | | | |
| | | 1 | JODY G. MILLER | | For | For | |
| | | 2 | JOHN C. PLANT | | For | For | |
| | | 3 | NEIL P. SIMPKINS | | Withheld | Against | |
| 2. | THE RATIFICATION OF ERNST & YOUNG LLP, AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, TO AUDIT THE CONSOLIDATED FINANCIAL STATEMENTS OF TRW AUTOMOTIVE HOLDINGS CORP. FOR 2013. | Management | For | | For | |
| 3. | ADVISORY APPROVAL OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. | Management | For | | For | |
| PRUDENTIAL FINANCIAL, INC. |
| Security | 744320102 | | | | Meeting Type | Annual |
| Ticker Symbol | PRU | | | | Meeting Date | 14-May-2013 |
| ISIN | US7443201022 | | | | Agenda | 933771289 - Management |
| Record Date | 15-Mar-2013 | | | | Holding Recon Date | 15-Mar-2013 |
| City / | Country | | | / | United States | | Vote Deadline Date | 13-May-2013 |
| SEDOL(s) | | Quick Code | |
| | | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: THOMAS J. BALTIMORE, JR. | Management | For | | For | |
| 1B. | ELECTION OF DIRECTOR: GORDON M. BETHUNE | Management | For | | For | |
| 1C. | ELECTION OF DIRECTOR: GASTON CAPERTON | Management | For | | For | |
| 1D. | ELECTION OF DIRECTOR: GILBERT F. CASELLAS | Management | For | | For | |
| 1E. | ELECTION OF DIRECTOR: JAMES G. CULLEN | Management | For | | For | |
| 1F. | ELECTION OF DIRECTOR: WILLIAM H. GRAY III | Management | For | | For | |
| 1G. | ELECTION OF DIRECTOR: MARK B. GRIER | Management | For | | For | |
| 1H. | ELECTION OF DIRECTOR: CONSTANCE J. HORNER | Management | For | | For | |
| 1I. | ELECTION OF DIRECTOR: MARTINA HUND- MEJEAN | Management | For | | For | |
| 1J. | ELECTION OF DIRECTOR: KARL J. KRAPEK | Management | For | | For | |
| 1K. | ELECTION OF DIRECTOR: CHRISTINE A. POON | Management | For | | For | |
| 1L. | ELECTION OF DIRECTOR: JOHN R. STRANGFELD | Management | For | | For | |
| 1M. | ELECTION OF DIRECTOR: JAMES A. UNRUH | Management | For | | For | |
| 2. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. | Management | Against | | Against | |
| 3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | | For | |
| 4. | SHAREHOLDER PROPOSAL REGARDING WRITTEN CONSENT. | Shareholder | For | | Against | |
| ARTHUR J. GALLAGHER & CO. |
| Security | 363576109 | | | | Meeting Type | Annual |
| Ticker Symbol | AJG | | | | Meeting Date | 15-May-2013 |
| ISIN | US3635761097 | | | | Agenda | 933761113 - Management |
| Record Date | 18-Mar-2013 | | | | Holding Recon Date | 18-Mar-2013 |
| City / | Country | | | / | United States | | Vote Deadline Date | 14-May-2013 |
| SEDOL(s) | | Quick Code | |
| | | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: WILLIAM L. BAX | Management | For | | For | |
| 1B. | ELECTION OF DIRECTOR: FRANK E. ENGLISH, JR. | Management | For | | For | |
| 1C. | ELECTION OF DIRECTOR: J. PATRICK GALLAGHER, JR. | Management | For | | For | |
| 1D. | ELECTION OF DIRECTOR: ELBERT O. HAND | Management | For | | For | |
| 1E. | ELECTION OF DIRECTOR: DAVID S. JOHNSON | Management | For | | For | |
| 1F. | ELECTION OF DIRECTOR: KAY W. MCCURDY | Management | For | | For | |
| 1G. | ELECTION OF DIRECTOR: NORMAN L. ROSENTHAL | Management | For | | For | |
| 1H. | ELECTION OF DIRECTOR: JAMES R. WIMMER | Management | For | | For | |
| 2. | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT AUDITOR | Management | For | | For | |
| 3. | ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS | Management | For | | For | |
| REINSURANCE GROUP OF AMERICA, INC. |
| Security | 759351604 | | | | Meeting Type | Annual |
| Ticker Symbol | RGA | | | | Meeting Date | 15-May-2013 |
| ISIN | US7593516047 | | | | Agenda | 933785000 - Management |
| Record Date | 18-Mar-2013 | | | | Holding Recon Date | 18-Mar-2013 |
| City / | Country | | | / | United States | | Vote Deadline Date | 14-May-2013 |
| SEDOL(s) | | Quick Code | |
| | | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1. | DIRECTOR | Management | | | | |
| | | 1 | WILLIAM J. BARTLETT | | For | For | |
| | | 2 | ALAN C. HENDERSON | | For | For | |
| 2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | | For | |
| 3. | APPROVE AMENDMENT TO THE COMPANY'S FLEXIBLE STOCK PLAN. | Management | For | | For | |
| 4. | RE-APPROVE THE PERFORMANCE MEASURES UNDER THE COMPANY'S ANNUAL BONUS PLAN. | Management | For | | For | |
| 5. | RE-APPROVE THE PERFORMANCE MEASURES UNDER THE COMPANY'S FLEXIBLE STOCK PLAN. | Management | For | | For | |
| 6. | AMEND THE COMPANY'S ARTICLES OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS. | Management | Against | | Against | |
| 7. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2013. | Management | Against | | Against | |
| RAYONIER INC. |
| Security | 754907103 | | | | Meeting Type | Annual |
| Ticker Symbol | RYN | | | | Meeting Date | 16-May-2013 |
| ISIN | US7549071030 | | | | Agenda | 933764145 - Management |
| Record Date | 18-Mar-2013 | | | | Holding Recon Date | 18-Mar-2013 |
| City / | Country | | | / | United States | | Vote Deadline Date | 15-May-2013 |
| SEDOL(s) | | Quick Code | |
| | | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: C. DAVID BROWN, II | Management | For | | For | |
| 1B. | ELECTION OF DIRECTOR: JOHN E. BUSH | Management | For | | For | |
| 1C. | ELECTION OF DIRECTOR: THOMAS I. MORGAN | Management | For | | For | |
| 2. | REAPPROVAL OF THE MATERIAL TERMS OF PERFORMANCE-BASED AWARDS UNDER THE RAYONIER NON-EQUITY INCENTIVE PLAN | Management | For | | For | |
| 3. | APPROVAL, IN A NON-BINDING VOTE, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT | Management | For | | For | |
| 4. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY | Management | For | | For | |
| THE WILLIAMS COMPANIES, INC. |
| Security | 969457100 | | | | Meeting Type | Annual |
| Ticker Symbol | WMB | | | | Meeting Date | 16-May-2013 |
| ISIN | US9694571004 | | | | Agenda | 933780303 - Management |
| Record Date | 25-Mar-2013 | | | | Holding Recon Date | 25-Mar-2013 |
| City / | Country | | | / | United States | | Vote Deadline Date | 15-May-2013 |
| SEDOL(s) | | Quick Code | |
| | | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1A | ELECTION OF DIRECTOR: ALAN S. ARMSTRONG | Management | For | | For | |
| 1B | ELECTION OF DIRECTOR: JOSEPH R. CLEVELAND | Management | For | | For | |
| 1C | ELECTION OF DIRECTOR: KATHLEEN B. COOPER | Management | For | | For | |
| 1D | ELECTION OF DIRECTOR: JOHN A. HAGG | Management | For | | For | |
| 1E | ELECTION OF DIRECTOR: JUANITA H. HINSHAW | Management | For | | For | |
| 1F | ELECTION OF DIRECTOR: RALPH IZZO | Management | For | | For | |
| 1G | ELECTION OF DIRECTOR: FRANK T. MACINNIS | Management | For | | For | |
| 1H | ELECTION OF DIRECTOR: STEVEN W. NANCE | Management | For | | For | |
| 1I | ELECTION OF DIRECTOR: MURRAY D. SMITH | Management | For | | For | |
| 1J | ELECTION OF DIRECTOR: JANICE D. STONEY | Management | For | | For | |
| 1K | ELECTION OF DIRECTOR: LAURA A. SUGG | Management | For | | For | |
| 02 | RATIFICATION OF ERNST & YOUNG LLP AS AUDITORS FOR 2013. | Management | For | | For | |
| 03 | APPROVAL, BY NONBINDING ADVISORY VOTE, OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | | For | |
| MONDELEZ INTL, INC |
| Security | 609207105 | | | | Meeting Type | Annual |
| Ticker Symbol | MDLZ | | | | Meeting Date | 21-May-2013 |
| ISIN | US6092071058 | | | | Agenda | 933759625 - Management |
| Record Date | 15-Mar-2013 | | | | Holding Recon Date | 15-Mar-2013 |
| City / | Country | | | / | United States | | Vote Deadline Date | 20-May-2013 |
| SEDOL(s) | | Quick Code | |
| | | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH | Management | For | | For | |
| 1B. | ELECTION OF DIRECTOR: LEWIS W.K. BOOTH | Management | For | | For | |
| 1C. | ELECTION OF DIRECTOR: LOIS D. JULIBER | Management | For | | For | |
| 1D. | ELECTION OF DIRECTOR: MARK D. KETCHUM | Management | For | | For | |
| 1E. | ELECTION OF DIRECTOR: JORGE S. MESQUITA | Management | For | | For | |
| 1F. | ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS | Management | For | | For | |
| 1G. | ELECTION OF DIRECTOR: IRENE B. ROSENFELD | Management | For | | For | |
| 1H. | ELECTION OF DIRECTOR: PATRICK T. SIEWERT | Management | For | | For | |
| 1I. | ELECTION OF DIRECTOR: RUTH J. SIMMONS | Management | For | | For | |
| 1J | ELECTION OF DIRECTOR: RATAN N. TATA | Management | For | | For | |
| 1K | ELECTION OF DIRECTOR: J.F. VAN BOXMEER | Management | For | | For | |
| 2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | | For | |
| 3. | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS FOR 2013 | Management | Against | | Against | |
| 4. | SHAREHOLDER PROPOSAL: REPORT ON EXTENDED PRODUCER RESPONSIBILITY | Shareholder | For | | Against | |
| 5 | SHAREHOLDER PROPOSAL: SUSTAINABILITY REPORT ON GENDER EQUALITY IN THE COMPANY'S SUPPLY CHAIN | Shareholder | For | | Against | |
| KRAFT FOODS GROUP, INC. |
| Security | 50076Q106 | | | | Meeting Type | Annual |
| Ticker Symbol | KRFT | | | | Meeting Date | 22-May-2013 |
| ISIN | US50076Q1067 | | | | Agenda | 933755499 - Management |
| Record Date | 15-Mar-2013 | | | | Holding Recon Date | 15-Mar-2013 |
| City / | Country | | | / | United States | | Vote Deadline Date | 21-May-2013 |
| SEDOL(s) | | Quick Code | |
| | | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: ABELARDO E. BRU | Management | For | | For | |
| 1B. | ELECTION OF DIRECTOR: JEANNE P. JACKSON | Management | For | | For | |
| 1C. | ELECTION OF DIRECTOR: E. FOLLIN SMITH | Management | For | | For | |
| 2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | | For | |
| 3. | ADVISORY VOTE ON THE FREQUENCY OF AN EXECUTIVE COMPENSATION VOTE. | Management | 1 Year | | For | |
| 4. | APPROVAL OF THE MATERIAL TERMS FOR PERFORMANCE-BASED AWARDS UNDER THE KRAFT FOODS GROUP, INC. 2012 PERFORMANCE INCENTIVE PLAN. | Management | For | | For | |
| 5. | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 28, 2013. | Management | For | | For | |
| 6. | SHAREHOLDER PROPOSAL: LABEL GENETICALLY ENGINEERED PRODUCTS. | Shareholder | Against | | For | |
| FLOWSERVE CORPORATION |
| Security | 34354P105 | | | | Meeting Type | Annual |
| Ticker Symbol | FLS | | | | Meeting Date | 23-May-2013 |
| ISIN | US34354P1057 | | | | Agenda | 933779831 - Management |
| Record Date | 28-Mar-2013 | | | | Holding Recon Date | 28-Mar-2013 |
| City / | Country | | | / | United States | | Vote Deadline Date | 22-May-2013 |
| SEDOL(s) | | Quick Code | |
| | | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1. | DIRECTOR | Management | | | | |
| | | 1 | GAYLA J. DELLY | | For | For | |
| | | 2 | RICK J. MILLS | | For | For | |
| | | 3 | CHARLES M. RAMPACEK | | For | For | |
| | | 4 | WILLIAM C. RUSNACK | | For | For | |
| 2. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | | For | |
| 3. | APPROVE AN AMENDMENT TO THE RESTATED CERTIFICATE OF INCORPORATION OF FLOWSERVE CORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK. | Management | For | | For | |
| 4. | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP TO SERVE AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. | Management | For | | For | |
| 5. | A SHAREHOLDER PROPOSAL REQUESTING THE BOARD OF DIRECTORS TAKE ACTION TO PERMIT SHAREHOLDER ACTION BY WRITTEN CONSENT. | Shareholder | For | | Against | |
| MYLAN INC. |
| Security | 628530107 | | | | Meeting Type | Annual |
| Ticker Symbol | MYL | | | | Meeting Date | 24-May-2013 |
| ISIN | US6285301072 | | | | Agenda | 933793968 - Management |
| Record Date | 22-Mar-2013 | | | | Holding Recon Date | 22-Mar-2013 |
| City / | Country | | | / | United States | | Vote Deadline Date | 23-May-2013 |
| SEDOL(s) | | Quick Code | |
| | | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1A. | ELECTION OF DIRECTOR: HEATHER BRESCH | Management | For | | For | |
| 1B. | ELECTION OF DIRECTOR: WENDY CAMERON | Management | For | | For | |
| 1C. | ELECTION OF DIRECTOR: ROBERT J. CINDRICH | Management | For | | For | |
| 1D. | ELECTION OF DIRECTOR: ROBERT J. COURY | Management | For | | For | |
| 1E. | ELECTION OF DIRECTOR: NEIL DIMICK, C.P.A. | Management | For | | For | |
| 1F. | ELECTION OF DIRECTOR: MELINA HIGGINS | Management | For | | For | |
| 1G. | ELECTION OF DIRECTOR: DOUGLAS J. LEECH, C.P.A. | Management | For | | For | |
| 1H. | ELECTION OF DIRECTOR: RAJIV MALIK | Management | For | | For | |
| 1I. | ELECTION OF DIRECTOR: JOSEPH C. MAROON, M.D. | Management | For | | For | |
| 1J. | ELECTION OF DIRECTOR: MARK W. PARRISH | Management | For | | For | |
| 1K. | ELECTION OF DIRECTOR: RODNEY L. PIATT, C.P.A. | Management | For | | For | |
| 1L. | ELECTION OF DIRECTOR: C.B. TODD | Management | For | | For | |
| 1M. | ELECTION OF DIRECTOR: RANDALL L. (PETE) VANDERVEEN, PH.D., R.PH., C.P.A. | Management | For | | For | |
| 2. | RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2013. | Management | For | | For | |
| 3. | APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF THE COMPANY. | Management | For | | For | |
| 4. | CONSIDER A SHAREHOLDER PROPOSAL REQUESTING THE ADOPTION OF A MANDATORY POLICY REQUIRING THAT THE CHAIRMAN OF THE BOARD OF DIRECTORS BE AN INDEPENDENT DIRECTOR. | Shareholder | For | | Against | |
| MOLSON COORS BREWING CO. |
| Security | 60871R209 | | | | Meeting Type | Annual |
| Ticker Symbol | TAP | | | | Meeting Date | 29-May-2013 |
| ISIN | US60871R2094 | | | | Agenda | 933795291 - Management |
| Record Date | 01-Apr-2013 | | | | Holding Recon Date | 01-Apr-2013 |
| City / | Country | | | / | United States | | Vote Deadline Date | 28-May-2013 |
| SEDOL(s) | | Quick Code | |
| | | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1. | DIRECTOR | Management | | | | |
| | | 1 | ROGER EATON | | For | For | |
| | | 2 | CHARLES M. HERINGTON | | For | For | |
| | | 3 | H. SANFORD RILEY | | For | For | |
| 4. | APPROVE AN AMENDMENT TO RESTATED CERTIFICATE OF INCORPORATION TO PROVIDE THAT THE HOLDERS OF OUR CLASS A COMMON STOCK AND CLASS B COMMON STOCK SHALL VOTE TOGETHER AS A SINGLE CLASS, ON AN ADVISORY BASIS, ON ANY PROPOSAL TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS PRESENTED AT ANY ANNUAL MEETING OF STOCKHOLDERS HELD AFTER JANUARY 1, 2014. | Management | For | | For | |
| SANDISK CORPORATION |
| Security | 80004C101 | | | | Meeting Type | Annual |
| Ticker Symbol | SNDK | | | | Meeting Date | 12-Jun-2013 |
| ISIN | US80004C1018 | | | | Agenda | 933811590 - Management |
| Record Date | 15-Apr-2013 | | | | Holding Recon Date | 15-Apr-2013 |
| City / | Country | | | / | United States | | Vote Deadline Date | 11-Jun-2013 |
| SEDOL(s) | | Quick Code | |
| | | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1.1 | ELECTION OF DIRECTOR: MICHAEL E. MARKS | Management | For | | For | |
| 1.2 | ELECTION OF DIRECTOR: KEVIN DENUCCIO | Management | For | | For | |
| 1.3 | ELECTION OF DIRECTOR: IRWIN FEDERMAN | Management | Against | | Against | |
| 1.4 | ELECTION OF DIRECTOR: STEVEN J. GOMO | Management | For | | For | |
| 1.5 | ELECTION OF DIRECTOR: EDDY W. HARTENSTEIN | Management | For | | For | |
| 1.6 | ELECTION OF DIRECTOR: DR. CHENMING HU | Management | Against | | Against | |
| 1.7 | ELECTION OF DIRECTOR: CATHERINE P. LEGO | Management | For | | For | |
| 1.8 | ELECTION OF DIRECTOR: SANJAY MEHROTRA | Management | For | | For | |
| 2 | TO APPROVE THE SANDISK CORPORATION 2013 INCENTIVE PLAN AND THE INITIAL RESERVATION OF 20,000,000 SHARES OF THE COMPANY'S COMMON STOCK TO BE ISSUED UNDER THE SANDISK CORPORATION 2013 INCENTIVE PLAN. | Management | For | | For | |
| 3 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | Against | | Against | |
| 4 | TO PASS AN ADVISORY RESOLUTION TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | | For | |
| PENN NATIONAL GAMING, INC. |
| Security | 707569109 | | | | Meeting Type | Annual |
| Ticker Symbol | PENN | | | | Meeting Date | 12-Jun-2013 |
| ISIN | US7075691094 | | | | Agenda | 933812706 - Management |
| Record Date | 12-Apr-2013 | | | | Holding Recon Date | 12-Apr-2013 |
| City / | Country | | | / | United States | | Vote Deadline Date | 11-Jun-2013 |
| SEDOL(s) | | Quick Code | |
| | | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1. | DIRECTOR | Management | | | | |
| | | 1 | WESLEY R. EDENS | | Withheld | Against | |
| | | 2 | RONALD J. NAPLES | | For | For | |
| | | 3 | BARBARA SHATTUCK KOHN | | For | For | |
| 2. | RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2013. | Management | For | | For | |
| 3. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | | For | |
| DOLLAR TREE, INC. |
| Security | 256746108 | | | | Meeting Type | Annual |
| Ticker Symbol | DLTR | | | | Meeting Date | 20-Jun-2013 |
| ISIN | US2567461080 | | | | Agenda | 933826527 - Management |
| Record Date | 12-Apr-2013 | | | | Holding Recon Date | 12-Apr-2013 |
| City / | Country | | | / | United States | | Vote Deadline Date | 19-Jun-2013 |
| SEDOL(s) | | Quick Code | |
| | | | | | | | | | | | | | |
| Item | Proposal | | Type | Vote | For/Against Management | |
| 1. | DIRECTOR | Management | | | | |
| | | 1 | ARNOLD S. BARRON | | For | For | |
| | | 2 | MACON F. BROCK, JR. | | For | For | |
| | | 3 | MARY ANNE CITRINO | | For | For | |
| | | 4 | H. RAY COMPTON | | For | For | |
| | | 5 | CONRAD M. HALL | | For | For | |
| | | 6 | LEMUEL E. LEWIS | | For | For | |
| | | 7 | J. DOUGLAS PERRY | | For | For | |
| | | 8 | BOB SASSER | | For | For | |
| | | 9 | THOMAS A. SAUNDERS III | | For | For | |
| | | 10 | THOMAS E. WHIDDON | | For | For | |
| | | 11 | CARL P. ZEITHAML | | For | For | |
| 2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS | Management | For | | For | |
| 3. | TO APPROVE THE COMPANY'S 2013 DIRECTOR DEFERRED COMPENSATION PLAN | Management | For | | For | |
| 4. | TO RATIFY THE SELECTION OF KPMG AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | Against | | Against | |
| 5. | MANAGEMENT PROPOSAL TO INCREASE AUTHORIZED SHARES OF COMMON STOCK | Management | For | | For | |
| | | | | | | | | | |
Registrant: Saratoga Advantage Trust - Mid Capitalization Portfolio | | | | | | |
Investment Company Act file number: 811-08542 | | | | | | | |
Reporting Period: July 1, 2012 through June 30, 2013 | | | | | | | |
| | | | | | | | | | |
Issuer's Name | Exchange Ticker Symbol | Cusip # | Shareholder Meeting Date | Record Date | Meeting Type | Proponent | Agenda Item Number | Agenda Item Description (Proposal) | Management Recommendation | Vote Instruction |
BMC Software, Inc. | BMC | 055921100 | 25-Jul-12 | 04-Jun-12 | Proxy Contest | Management | 1 | Elect Director Robert E. Beauchamp | For | For |
BMC Software, Inc. | BMC | 055921100 | 25-Jul-12 | 04-Jun-12 | Proxy Contest | Management | 2 | Elect Director Jon E. Barfield | For | For |
BMC Software, Inc. | BMC | 055921100 | 25-Jul-12 | 04-Jun-12 | Proxy Contest | Management | 3 | Elect Director Gary L. Bloom | For | For |
BMC Software, Inc. | BMC | 055921100 | 25-Jul-12 | 04-Jun-12 | Proxy Contest | Management | 4 | Elect Director John M. Dillon | For | For |
BMC Software, Inc. | BMC | 055921100 | 25-Jul-12 | 04-Jun-12 | Proxy Contest | Management | 5 | Elect Director Meldon K. Gafner | For | For |
BMC Software, Inc. | BMC | 055921100 | 25-Jul-12 | 04-Jun-12 | Proxy Contest | Management | 6 | Elect Director Mark J. Hawkins | For | For |
BMC Software, Inc. | BMC | 055921100 | 25-Jul-12 | 04-Jun-12 | Proxy Contest | Management | 7 | Elect Director Stephan A. James | For | For |
BMC Software, Inc. | BMC | 055921100 | 25-Jul-12 | 04-Jun-12 | Proxy Contest | Management | 8 | Elect Director P. Thomas Jenkins | For | For |
BMC Software, Inc. | BMC | 055921100 | 25-Jul-12 | 04-Jun-12 | Proxy Contest | Management | 9 | Elect Director Louis J. Lavigne, Jr. | For | For |
BMC Software, Inc. | BMC | 055921100 | 25-Jul-12 | 04-Jun-12 | Proxy Contest | Management | 10 | Elect Director Kathleen A. O'Neil | For | For |
BMC Software, Inc. | BMC | 055921100 | 25-Jul-12 | 04-Jun-12 | Proxy Contest | Management | 11 | Elect Director Carl James Schaper | For | For |
BMC Software, Inc. | BMC | 055921100 | 25-Jul-12 | 04-Jun-12 | Proxy Contest | Management | 12 | Elect Director Tom C. Tinsley | For | For |
BMC Software, Inc. | BMC | 055921100 | 25-Jul-12 | 04-Jun-12 | Proxy Contest | Management | 13 | Approve Qualified Employee Stock Purchase Plan | For | For |
BMC Software, Inc. | BMC | 055921100 | 25-Jul-12 | 04-Jun-12 | Proxy Contest | Management | 14 | Ratify Auditors | For | For |
BMC Software, Inc. | BMC | 055921100 | 25-Jul-12 | 04-Jun-12 | Proxy Contest | Management | 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Airgas, Inc. | ARG | 009363102 | 14-Aug-12 | 18-Jun-12 | Annual | Management | 1.1 | Elect Director James W. Hovey | For | For |
Airgas, Inc. | ARG | 009363102 | 14-Aug-12 | 18-Jun-12 | Annual | Management | 1.2 | Elect Director Michael L. Molinini | For | For |
Airgas, Inc. | ARG | 009363102 | 14-Aug-12 | 18-Jun-12 | Annual | Management | 1.3 | Elect Director Paula A. Sneed | For | For |
Airgas, Inc. | ARG | 009363102 | 14-Aug-12 | 18-Jun-12 | Annual | Management | 1.4 | Elect Director David M. Stout | For | For |
Airgas, Inc. | ARG | 009363102 | 14-Aug-12 | 18-Jun-12 | Annual | Management | 2 | Amend Omnibus Stock Plan | For | For |
Airgas, Inc. | ARG | 009363102 | 14-Aug-12 | 18-Jun-12 | Annual | Management | 3 | Ratify Auditors | For | For |
Airgas, Inc. | ARG | 009363102 | 14-Aug-12 | 18-Jun-12 | Annual | Management | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Airgas, Inc. | ARG | 009363102 | 14-Aug-12 | 18-Jun-12 | Annual | Share Holder | 5 | Declassify the Board of Directors | Against | For |
Apollo Investment Corporation | AINV | 03761U106 | 05-Sep-12 | 13-Jun-12 | Annual | Management | 1.1 | Elect Director John J. Hannan | For | For |
Apollo Investment Corporation | AINV | 03761U106 | 05-Sep-12 | 13-Jun-12 | Annual | Management | 1.2 | Elect Director James C. Zelter | For | For |
Apollo Investment Corporation | AINV | 03761U106 | 05-Sep-12 | 13-Jun-12 | Annual | Management | 1.3 | Elect Director Ashok N. Bakhru | For | For |
Apollo Investment Corporation | AINV | 03761U106 | 05-Sep-12 | 13-Jun-12 | Annual | Management | 2 | Ratify Auditors | For | For |
Apollo Investment Corporation | AINV | 03761U106 | 05-Sep-12 | 13-Jun-12 | Annual | Management | 3 | Approve Issuance of Shares Below Net Asset Value (NAV) | For | For |
Darden Restaurants, Inc. | DRI | 237194105 | 18-Sep-12 | 23-Jul-12 | Annual | Management | 1.1 | Elect Director Michael W. Barnes | For | For |
Darden Restaurants, Inc. | DRI | 237194105 | 18-Sep-12 | 23-Jul-12 | Annual | Management | 1.2 | Elect Director Leonard L. Berry | For | For |
Darden Restaurants, Inc. | DRI | 237194105 | 18-Sep-12 | 23-Jul-12 | Annual | Management | 1.3 | Elect Director Christopher J. (CJ) Fraleigh | For | For |
Darden Restaurants, Inc. | DRI | 237194105 | 18-Sep-12 | 23-Jul-12 | Annual | Management | 1.4 | Elect Director Victoria D. Harker | For | For |
Darden Restaurants, Inc. | DRI | 237194105 | 18-Sep-12 | 23-Jul-12 | Annual | Management | 1.5 | Elect Director David H. Hughes | For | For |
Darden Restaurants, Inc. | DRI | 237194105 | 18-Sep-12 | 23-Jul-12 | Annual | Management | 1.6 | Elect Director Charles A. Ledsinger, Jr. | For | For |
Darden Restaurants, Inc. | DRI | 237194105 | 18-Sep-12 | 23-Jul-12 | Annual | Management | 1.7 | Elect Director William M. Lewis, Jr. | For | For |
Darden Restaurants, Inc. | DRI | 237194105 | 18-Sep-12 | 23-Jul-12 | Annual | Management | 1.8 | Elect Director Connie Mack, III | For | For |
Darden Restaurants, Inc. | DRI | 237194105 | 18-Sep-12 | 23-Jul-12 | Annual | Management | 1.9 | Elect Director Andrew H. (Drew) Madsen | For | For |
Darden Restaurants, Inc. | DRI | 237194105 | 18-Sep-12 | 23-Jul-12 | Annual | Management | 1.10 | Elect Director Clarence Otis, Jr. | For | For |
Darden Restaurants, Inc. | DRI | 237194105 | 18-Sep-12 | 23-Jul-12 | Annual | Management | 1.11 | Elect Director Michael D. Rose | For | For |
Darden Restaurants, Inc. | DRI | 237194105 | 18-Sep-12 | 23-Jul-12 | Annual | Management | 1.12 | Elect Director Maria A. Sastre | For | For |
Darden Restaurants, Inc. | DRI | 237194105 | 18-Sep-12 | 23-Jul-12 | Annual | Management | 1.13 | Elect Director William S. Simon | For | For |
Darden Restaurants, Inc. | DRI | 237194105 | 18-Sep-12 | 23-Jul-12 | Annual | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Darden Restaurants, Inc. | DRI | 237194105 | 18-Sep-12 | 23-Jul-12 | Annual | Management | 3 | Ratify Auditors | For | For |
Global Payments Inc. | GPN | 37940X102 | 19-Sep-12 | 01-Aug-12 | Annual | Management | 1.1 | Elect Director Alex W. Hart | For | For |
Global Payments Inc. | GPN | 37940X102 | 19-Sep-12 | 01-Aug-12 | Annual | Management | 1.2 | Elect Director William I Jacobs | For | For |
Global Payments Inc. | GPN | 37940X102 | 19-Sep-12 | 01-Aug-12 | Annual | Management | 1.3 | Elect Director Alan M. Silberstein | For | For |
Global Payments Inc. | GPN | 37940X102 | 19-Sep-12 | 01-Aug-12 | Annual | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Global Payments Inc. | GPN | 37940X102 | 19-Sep-12 | 01-Aug-12 | Annual | Management | 3 | Adopt Majority Voting for Uncontested Election of Directors | For | For |
Global Payments Inc. | GPN | 37940X102 | 19-Sep-12 | 01-Aug-12 | Annual | Management | 4 | Ratify Auditors | For | For |
Broadridge Financial Solutions, Inc. | BR | 11133T103 | 15-Nov-12 | 24-Sep-12 | Annual | Management | 1a | Elect Director Leslie A. Brun | For | For |
Broadridge Financial Solutions, Inc. | BR | 11133T103 | 15-Nov-12 | 24-Sep-12 | Annual | Management | 1b | Elect Director Richard J. Daly | For | For |
Broadridge Financial Solutions, Inc. | BR | 11133T103 | 15-Nov-12 | 24-Sep-12 | Annual | Management | 1c | Elect Director Robert N. Duelks | For | For |
Broadridge Financial Solutions, Inc. | BR | 11133T103 | 15-Nov-12 | 24-Sep-12 | Annual | Management | 1d | Elect Director Richard J. Haviland | For | For |
Broadridge Financial Solutions, Inc. | BR | 11133T103 | 15-Nov-12 | 24-Sep-12 | Annual | Management | 1e | Elect Director Sandra S. Jaffee | For | For |
Broadridge Financial Solutions, Inc. | BR | 11133T103 | 15-Nov-12 | 24-Sep-12 | Annual | Management | 1f | Elect Director Stuart R. Levine | For | For |
Broadridge Financial Solutions, Inc. | BR | 11133T103 | 15-Nov-12 | 24-Sep-12 | Annual | Management | 1g | Elect Director Thomas J. Perna | For | For |
Broadridge Financial Solutions, Inc. | BR | 11133T103 | 15-Nov-12 | 24-Sep-12 | Annual | Management | 1h | Elect Director Alan J. Weber | For | For |
Broadridge Financial Solutions, Inc. | BR | 11133T103 | 15-Nov-12 | 24-Sep-12 | Annual | Management | 2 | Ratify Auditors | For | For |
Broadridge Financial Solutions, Inc. | BR | 11133T103 | 15-Nov-12 | 24-Sep-12 | Annual | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Solera Holdings, Inc. | SLH | 83421A104 | 15-Nov-12 | 01-Oct-12 | Annual | Management | 1.1 | Elect Director Tony Aquila | For | For |
Solera Holdings, Inc. | SLH | 83421A104 | 15-Nov-12 | 01-Oct-12 | Annual | Management | 1.2 | Elect Director Arthur F. Kingsbury | For | For |
Solera Holdings, Inc. | SLH | 83421A104 | 15-Nov-12 | 01-Oct-12 | Annual | Management | 1.3 | Elect Director Kenneth A. Viellieu | For | For |
Solera Holdings, Inc. | SLH | 83421A104 | 15-Nov-12 | 01-Oct-12 | Annual | Management | 1.4 | Elect Director Thomas C. Wajnert | For | For |
Solera Holdings, Inc. | SLH | 83421A104 | 15-Nov-12 | 01-Oct-12 | Annual | Management | 1.5 | Elect Director Stuart J. Yarbrough | For | For |
Solera Holdings, Inc. | SLH | 83421A104 | 15-Nov-12 | 01-Oct-12 | Annual | Management | 2 | Ratify Auditors | For | For |
Solera Holdings, Inc. | SLH | 83421A104 | 15-Nov-12 | 01-Oct-12 | Annual | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Towers Watson & Co. | TW | 891894107 | 16-Nov-12 | 18-Sep-12 | Annual | Management | 1a | Elect Director Victor F. Ganzi | For | For |
Towers Watson & Co. | TW | 891894107 | 16-Nov-12 | 18-Sep-12 | Annual | Management | 1b | Elect Director John J. Haley | For | For |
Towers Watson & Co. | TW | 891894107 | 16-Nov-12 | 18-Sep-12 | Annual | Management | 1c | Elect Director Leslie S. Heisz | For | For |
Towers Watson & Co. | TW | 891894107 | 16-Nov-12 | 18-Sep-12 | Annual | Management | 1d | Elect Director Brendan R. O'Neill | For | For |
Towers Watson & Co. | TW | 891894107 | 16-Nov-12 | 18-Sep-12 | Annual | Management | 1e | Elect Director Linda D. Rabbitt | For | For |
Towers Watson & Co. | TW | 891894107 | 16-Nov-12 | 18-Sep-12 | Annual | Management | 1f | Elect Director Gilbert T. Ray | For | For |
Towers Watson & Co. | TW | 891894107 | 16-Nov-12 | 18-Sep-12 | Annual | Management | 1g | Elect Director Paul Thomas | For | For |
Towers Watson & Co. | TW | 891894107 | 16-Nov-12 | 18-Sep-12 | Annual | Management | 1h | Elect Director Wilhelm Zeller | For | For |
Towers Watson & Co. | TW | 891894107 | 16-Nov-12 | 18-Sep-12 | Annual | Management | 2 | Ratify Auditors | For | For |
Towers Watson & Co. | TW | 891894107 | 16-Nov-12 | 18-Sep-12 | Annual | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Elan Corporation plc | DRX | G29539106 | 12-Dec-12 | 09-Nov-12 | Special | Management | 1 | Approve Demerger | For | For |
Intuit Inc. | INTU | 461202103 | 17-Jan-13 | 23-Nov-12 | Annual | Management | 1a | Elect Director Christopher W. Brody | For | For |
Intuit Inc. | INTU | 461202103 | 17-Jan-13 | 23-Nov-12 | Annual | Management | 1b | Elect Director William V. Campbell | For | For |
Intuit Inc. | INTU | 461202103 | 17-Jan-13 | 23-Nov-12 | Annual | Management | 1c | Elect Director Scott D. Cook | For | For |
Intuit Inc. | INTU | 461202103 | 17-Jan-13 | 23-Nov-12 | Annual | Management | 1d | Elect Director Diane B. Greene | For | For |
Intuit Inc. | INTU | 461202103 | 17-Jan-13 | 23-Nov-12 | Annual | Management | 1e | Elect Director Edward A. Kangas | For | For |
Intuit Inc. | INTU | 461202103 | 17-Jan-13 | 23-Nov-12 | Annual | Management | 1f | Elect Director Suzanne Nora Johnson | For | For |
Intuit Inc. | INTU | 461202103 | 17-Jan-13 | 23-Nov-12 | Annual | Management | 1g | Elect Director Dennis D. Powell | For | For |
Intuit Inc. | INTU | 461202103 | 17-Jan-13 | 23-Nov-12 | Annual | Management | 1h | Elect Director Brad D. Smith | For | For |
Intuit Inc. | INTU | 461202103 | 17-Jan-13 | 23-Nov-12 | Annual | Management | 1i | Elect Director Jeff Weiner | For | For |
Intuit Inc. | INTU | 461202103 | 17-Jan-13 | 23-Nov-12 | Annual | Management | 2 | Ratify Auditors | For | For |
Intuit Inc. | INTU | 461202103 | 17-Jan-13 | 23-Nov-12 | Annual | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Intuit Inc. | INTU | 461202103 | 17-Jan-13 | 23-Nov-12 | Annual | Management | 4 | Approve Executive Incentive Bonus Plan | For | For |
Nuance Communications, Inc. | NUAN | 67020Y100 | 25-Jan-13 | 04-Dec-12 | Annual | Management | 1a | Elect Director Paul A. Ricci | For | For |
Nuance Communications, Inc. | NUAN | 67020Y100 | 25-Jan-13 | 04-Dec-12 | Annual | Management | 1b | Elect Director Robert G. Teresi | For | For |
Nuance Communications, Inc. | NUAN | 67020Y100 | 25-Jan-13 | 04-Dec-12 | Annual | Management | 1c | Elect Director Robert J. Frankenberg | For | For |
Nuance Communications, Inc. | NUAN | 67020Y100 | 25-Jan-13 | 04-Dec-12 | Annual | Management | 1d | Elect Director Katharine A. Martin | For | For |
Nuance Communications, Inc. | NUAN | 67020Y100 | 25-Jan-13 | 04-Dec-12 | Annual | Management | 1e | Elect Director Patrick T. Hackett | For | For |
Nuance Communications, Inc. | NUAN | 67020Y100 | 25-Jan-13 | 04-Dec-12 | Annual | Management | 1f | Elect Director William H. Janeway | For | For |
Nuance Communications, Inc. | NUAN | 67020Y100 | 25-Jan-13 | 04-Dec-12 | Annual | Management | 1g | Elect Director Mark B. Myers | For | For |
Nuance Communications, Inc. | NUAN | 67020Y100 | 25-Jan-13 | 04-Dec-12 | Annual | Management | 1h | Elect Director Philip J. Quigley | For | For |
Nuance Communications, Inc. | NUAN | 67020Y100 | 25-Jan-13 | 04-Dec-12 | Annual | Management | 1i | Elect Director Mark R. Laret | For | For |
Nuance Communications, Inc. | NUAN | 67020Y100 | 25-Jan-13 | 04-Dec-12 | Annual | Management | 2 | Amend Omnibus Stock Plan | For | For |
Nuance Communications, Inc. | NUAN | 67020Y100 | 25-Jan-13 | 04-Dec-12 | Annual | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Nuance Communications, Inc. | NUAN | 67020Y100 | 25-Jan-13 | 04-Dec-12 | Annual | Management | 4 | Ratify Auditors | For | For |
Sirona Dental Systems, Inc. | SIRO | 82966C103 | 20-Feb-13 | 24-Dec-12 | Annual | Management | 1.1 | Elect Director Simone Blank | For | For |
Sirona Dental Systems, Inc. | SIRO | 82966C103 | 20-Feb-13 | 24-Dec-12 | Annual | Management | 1.2 | Elect Director Timothy P. Sullivan | For | For |
Sirona Dental Systems, Inc. | SIRO | 82966C103 | 20-Feb-13 | 24-Dec-12 | Annual | Management | 2 | Ratify Auditors | For | For |
Sirona Dental Systems, Inc. | SIRO | 82966C103 | 20-Feb-13 | 24-Dec-12 | Annual | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Sirona Dental Systems, Inc. | SIRO | 82966C103 | 20-Feb-13 | 24-Dec-12 | Annual | Share Holder | 4 | Declassify the Board of Directors | Against | For |
Spectrum Brands Holdings, Inc. | SPB | 84763R101 | 01-Mar-13 | 14-Jan-13 | Annual | Management | 1 | Elect Director Norman S. Matthews | For | For |
Spectrum Brands Holdings, Inc. | SPB | 84763R101 | 01-Mar-13 | 14-Jan-13 | Annual | Management | 2 | Amend Articles the Company's Restated Certificate of Incorporation to Dissolve the Special Nominating Committee of the Board of Directors | For | Against |
Spectrum Brands Holdings, Inc. | SPB | 84763R101 | 01-Mar-13 | 14-Jan-13 | Annual | Management | 3 | Ratify Auditors | For | For |
Helmerich & Payne, Inc. | HP | 423452101 | 06-Mar-13 | 10-Jan-13 | Annual | Management | 1.1 | Elect Director Hans Helmerich | For | For |
Helmerich & Payne, Inc. | HP | 423452101 | 06-Mar-13 | 10-Jan-13 | Annual | Management | 1.2 | Elect Director John W. Lindsay | For | For |
Helmerich & Payne, Inc. | HP | 423452101 | 06-Mar-13 | 10-Jan-13 | Annual | Management | 1.3 | Elect Director Paula Marshall | For | For |
Helmerich & Payne, Inc. | HP | 423452101 | 06-Mar-13 | 10-Jan-13 | Annual | Management | 1.4 | Elect Director Randy A. Foutch | For | For |
Helmerich & Payne, Inc. | HP | 423452101 | 06-Mar-13 | 10-Jan-13 | Annual | Management | 2 | Ratify Auditors | For | For |
Helmerich & Payne, Inc. | HP | 423452101 | 06-Mar-13 | 10-Jan-13 | Annual | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Helmerich & Payne, Inc. | HP | 423452101 | 06-Mar-13 | 10-Jan-13 | Annual | Share Holder | 4 | Require a Majority Vote for the Election of Directors | None | For |
MAXIMUS, Inc. | MMS | 577933104 | 20-Mar-13 | 14-Jan-13 | Annual | Management | 1.1 | Elect Director Paul R. Lederer | For | For |
MAXIMUS, Inc. | MMS | 577933104 | 20-Mar-13 | 14-Jan-13 | Annual | Management | 1.2 | Elect Director Peter B. Pond | For | For |
MAXIMUS, Inc. | MMS | 577933104 | 20-Mar-13 | 14-Jan-13 | Annual | Management | 1.3 | Elect Director James R. Thompson, Jr. | For | For |
MAXIMUS, Inc. | MMS | 577933104 | 20-Mar-13 | 14-Jan-13 | Annual | Management | 2 | Increase Authorized Common Stock | For | For |
MAXIMUS, Inc. | MMS | 577933104 | 20-Mar-13 | 14-Jan-13 | Annual | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
MAXIMUS, Inc. | MMS | 577933104 | 20-Mar-13 | 14-Jan-13 | Annual | Management | 4 | Ratify Auditors | For | For |
Avago Technologies Limited | AVGO | Y0486S104 | 10-Apr-13 | 11-Feb-13 | Annual | Management | 1a | Elect Director Hock E. Tan | For | For |
Avago Technologies Limited | AVGO | Y0486S104 | 10-Apr-13 | 11-Feb-13 | Annual | Management | 1b | Elect Director John T. Dickson | For | For |
Avago Technologies Limited | AVGO | Y0486S104 | 10-Apr-13 | 11-Feb-13 | Annual | Management | 1c | Elect Director James V. Diller | For | For |
Avago Technologies Limited | AVGO | Y0486S104 | 10-Apr-13 | 11-Feb-13 | Annual | Management | 1d | Elect Director Kenneth Y. Hao | For | For |
Avago Technologies Limited | AVGO | Y0486S104 | 10-Apr-13 | 11-Feb-13 | Annual | Management | 1e | Elect Director John Min-Chih Hsuan | For | For |
Avago Technologies Limited | AVGO | Y0486S104 | 10-Apr-13 | 11-Feb-13 | Annual | Management | 1f | Elect Director Justine F. Lien | For | For |
Avago Technologies Limited | AVGO | Y0486S104 | 10-Apr-13 | 11-Feb-13 | Annual | Management | 1g | Elect Director Donald Macleod | For | For |
Avago Technologies Limited | AVGO | Y0486S104 | 10-Apr-13 | 11-Feb-13 | Annual | Management | 2 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For |
Avago Technologies Limited | AVGO | Y0486S104 | 10-Apr-13 | 11-Feb-13 | Annual | Management | 3 | Approve Issuance of Shares without Preemptive Rights | For | For |
Avago Technologies Limited | AVGO | Y0486S104 | 10-Apr-13 | 11-Feb-13 | Annual | Management | 4 | Approve Repurchase of Up to 10 Percent of Issued Capital | For | For |
Lennar Corporation | LEN | 526057104 | 10-Apr-13 | 15-Feb-13 | Annual | Management | 1.1 | Elect Director Irving Bolotin | For | For |
Lennar Corporation | LEN | 526057104 | 10-Apr-13 | 15-Feb-13 | Annual | Management | 1.2 | Elect Director Steven L. Gerard | For | For |
Lennar Corporation | LEN | 526057104 | 10-Apr-13 | 15-Feb-13 | Annual | Management | 1.3 | Elect Director Theron I. (Tig) Gilliam | For | For |
Lennar Corporation | LEN | 526057104 | 10-Apr-13 | 15-Feb-13 | Annual | Management | 1.4 | Elect Director Sherrill W. Hudson | For | For |
Lennar Corporation | LEN | 526057104 | 10-Apr-13 | 15-Feb-13 | Annual | Management | 1.5 | Elect Director R. Kirk Landon | For | For |
Lennar Corporation | LEN | 526057104 | 10-Apr-13 | 15-Feb-13 | Annual | Management | 1.6 | Elect Director Sidney Lapidus | For | For |
Lennar Corporation | LEN | 526057104 | 10-Apr-13 | 15-Feb-13 | Annual | Management | 1.7 | Elect Director Stuart A. Miller | For | For |
Lennar Corporation | LEN | 526057104 | 10-Apr-13 | 15-Feb-13 | Annual | Management | 1.8 | Elect Director Jeffrey Sonnenfeld | For | For |
Lennar Corporation | LEN | 526057104 | 10-Apr-13 | 15-Feb-13 | Annual | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Lennar Corporation | LEN | 526057104 | 10-Apr-13 | 15-Feb-13 | Annual | Management | 3 | Ratify Auditors | For | For |
Elan Corporation plc | DRX | G29539106 | 12-Apr-13 | 18-Mar-13 | Special | Management | 1 | Approve Tender Offer | For | For |
Fifth Third Bancorp | FITB | 316773100 | 16-Apr-13 | 28-Feb-13 | Annual | Management | 1.1 | Elect Director Darryl F. Allen | For | For |
Fifth Third Bancorp | FITB | 316773100 | 16-Apr-13 | 28-Feb-13 | Annual | Management | 1.2 | Elect Director B. Evan Bayh, III | For | For |
Fifth Third Bancorp | FITB | 316773100 | 16-Apr-13 | 28-Feb-13 | Annual | Management | 1.3 | Elect Director Ulysses L. Bridgeman, Jr. | For | For |
Fifth Third Bancorp | FITB | 316773100 | 16-Apr-13 | 28-Feb-13 | Annual | Management | 1.4 | Elect Director Emerson L. Brumback | For | For |
Fifth Third Bancorp | FITB | 316773100 | 16-Apr-13 | 28-Feb-13 | Annual | Management | 1.5 | Elect Director James P. Hackett | For | For |
Fifth Third Bancorp | FITB | 316773100 | 16-Apr-13 | 28-Feb-13 | Annual | Management | 1.6 | Elect Director Gary R. Heminger | For | For |
Fifth Third Bancorp | FITB | 316773100 | 16-Apr-13 | 28-Feb-13 | Annual | Management | 1.7 | Elect Director Jewell D. Hoover | For | For |
Fifth Third Bancorp | FITB | 316773100 | 16-Apr-13 | 28-Feb-13 | Annual | Management | 1.8 | Elect Director William M. Isaac | For | For |
Fifth Third Bancorp | FITB | 316773100 | 16-Apr-13 | 28-Feb-13 | Annual | Management | 1.9 | Elect Director Kevin T. Kabat | For | For |
Fifth Third Bancorp | FITB | 316773100 | 16-Apr-13 | 28-Feb-13 | Annual | Management | 1.10 | Elect Director Mitchel D. Livingston | For | For |
Fifth Third Bancorp | FITB | 316773100 | 16-Apr-13 | 28-Feb-13 | Annual | Management | 1.11 | Elect Director Michael B. McCallister | For | For |
Fifth Third Bancorp | FITB | 316773100 | 16-Apr-13 | 28-Feb-13 | Annual | Management | 1.12 | Elect Director Hendrik G. Meijer | For | For |
Fifth Third Bancorp | FITB | 316773100 | 16-Apr-13 | 28-Feb-13 | Annual | Management | 1.13 | Elect Director John J. Schiff, Jr. | For | For |
Fifth Third Bancorp | FITB | 316773100 | 16-Apr-13 | 28-Feb-13 | Annual | Management | 1.14 | Elect Director Marsha C. Williams | For | For |
Fifth Third Bancorp | FITB | 316773100 | 16-Apr-13 | 28-Feb-13 | Annual | Management | 2 | Ratify Auditors | For | For |
Fifth Third Bancorp | FITB | 316773100 | 16-Apr-13 | 28-Feb-13 | Annual | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Fifth Third Bancorp | FITB | 316773100 | 16-Apr-13 | 28-Feb-13 | Annual | Management | 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year |
Huntington Bancshares Incorporated | HBAN | 446150104 | 18-Apr-13 | 20-Feb-13 | Annual | Management | 1.1 | Elect Director Don M. Casto, III | For | For |
Huntington Bancshares Incorporated | HBAN | 446150104 | 18-Apr-13 | 20-Feb-13 | Annual | Management | 1.2 | Elect Director Ann 'Tanny' B. Crane | For | For |
Huntington Bancshares Incorporated | HBAN | 446150104 | 18-Apr-13 | 20-Feb-13 | Annual | Management | 1.3 | Elect Director Steven G. Elliott | For | For |
Huntington Bancshares Incorporated | HBAN | 446150104 | 18-Apr-13 | 20-Feb-13 | Annual | Management | 1.4 | Elect Director Michael J. Endres | For | For |
Huntington Bancshares Incorporated | HBAN | 446150104 | 18-Apr-13 | 20-Feb-13 | Annual | Management | 1.5 | Elect Director John B. Gerlach, Jr. | For | For |
Huntington Bancshares Incorporated | HBAN | 446150104 | 18-Apr-13 | 20-Feb-13 | Annual | Management | 1.6 | Elect Director Peter J. Kight | For | For |
Huntington Bancshares Incorporated | HBAN | 446150104 | 18-Apr-13 | 20-Feb-13 | Annual | Management | 1.7 | Elect Director Jonathan A. Levy | For | For |
Huntington Bancshares Incorporated | HBAN | 446150104 | 18-Apr-13 | 20-Feb-13 | Annual | Management | 1.8 | Elect Director Richard W. Neu | For | For |
Huntington Bancshares Incorporated | HBAN | 446150104 | 18-Apr-13 | 20-Feb-13 | Annual | Management | 1.9 | Elect Director David L. Porteous | For | For |
Huntington Bancshares Incorporated | HBAN | 446150104 | 18-Apr-13 | 20-Feb-13 | Annual | Management | 1.10 | Elect Director Kathleen H. Ransier | For | For |
Huntington Bancshares Incorporated | HBAN | 446150104 | 18-Apr-13 | 20-Feb-13 | Annual | Management | 1.11 | Elect Director Stephen D. Steinour | For | For |
Huntington Bancshares Incorporated | HBAN | 446150104 | 18-Apr-13 | 20-Feb-13 | Annual | Management | 2 | Ratify Auditors | For | For |
Huntington Bancshares Incorporated | HBAN | 446150104 | 18-Apr-13 | 20-Feb-13 | Annual | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
FMC Corporation | FMC | 302491303 | 23-Apr-13 | 26-Feb-13 | Annual | Management | 1.1 | Elect Director Pierre Brondeau | For | For |
FMC Corporation | FMC | 302491303 | 23-Apr-13 | 26-Feb-13 | Annual | Management | 1.2 | Elect Director Dirk A. Kempthorne | For | For |
FMC Corporation | FMC | 302491303 | 23-Apr-13 | 26-Feb-13 | Annual | Management | 1.3 | Elect Director Robert C. Pallash | For | For |
FMC Corporation | FMC | 302491303 | 23-Apr-13 | 26-Feb-13 | Annual | Management | 2 | Ratify Auditors | For | For |
FMC Corporation | FMC | 302491303 | 23-Apr-13 | 26-Feb-13 | Annual | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
FMC Corporation | FMC | 302491303 | 23-Apr-13 | 26-Feb-13 | Annual | Management | 4 | Declassify the Board of Directors | For | For |
Noble Energy, Inc. | NBL | 655044105 | 23-Apr-13 | 06-Mar-13 | Annual | Management | 1.1 | Elect Director Jeffrey L. Berenson | For | For |
Noble Energy, Inc. | NBL | 655044105 | 23-Apr-13 | 06-Mar-13 | Annual | Management | 1.2 | Elect Director Michael A. Cawley | For | For |
Noble Energy, Inc. | NBL | 655044105 | 23-Apr-13 | 06-Mar-13 | Annual | Management | 1.3 | Elect Director Edward F. Cox | For | For |
Noble Energy, Inc. | NBL | 655044105 | 23-Apr-13 | 06-Mar-13 | Annual | Management | 1.4 | Elect Director Charles D. Davidson | For | For |
Noble Energy, Inc. | NBL | 655044105 | 23-Apr-13 | 06-Mar-13 | Annual | Management | 1.5 | Elect Director Thomas J. Edelman | For | For |
Noble Energy, Inc. | NBL | 655044105 | 23-Apr-13 | 06-Mar-13 | Annual | Management | 1.6 | Elect Director Eric P. Grubman | For | For |
Noble Energy, Inc. | NBL | 655044105 | 23-Apr-13 | 06-Mar-13 | Annual | Management | 1.7 | Elect Director Kirby L. Hedrick | For | For |
Noble Energy, Inc. | NBL | 655044105 | 23-Apr-13 | 06-Mar-13 | Annual | Management | 1.8 | Elect Director Scott D. Urban | For | For |
Noble Energy, Inc. | NBL | 655044105 | 23-Apr-13 | 06-Mar-13 | Annual | Management | 1.9 | Elect Director William T. Van Kleef | For | For |
Noble Energy, Inc. | NBL | 655044105 | 23-Apr-13 | 06-Mar-13 | Annual | Management | 1.10 | Elect Director Molly K. Williamson | For | For |
Noble Energy, Inc. | NBL | 655044105 | 23-Apr-13 | 06-Mar-13 | Annual | Management | 2 | Ratify Auditors | For | For |
Noble Energy, Inc. | NBL | 655044105 | 23-Apr-13 | 06-Mar-13 | Annual | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Noble Energy, Inc. | NBL | 655044105 | 23-Apr-13 | 06-Mar-13 | Annual | Management | 4 | Amend Omnibus Stock Plan | For | For |
Noble Energy, Inc. | NBL | 655044105 | 23-Apr-13 | 06-Mar-13 | Annual | Management | 5 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | For | Against |
Noble Energy, Inc. | NBL | 655044105 | 23-Apr-13 | 06-Mar-13 | Annual | Management | 6 | Amend Bylaws to Change Certain Provisions | For | For |
First Niagara Financial Group, Inc. | FNFG | 33582V108 | 24-Apr-13 | 01-Mar-13 | Annual | Management | 1.1 | Elect Director Roxanne J. Coady | For | For |
First Niagara Financial Group, Inc. | FNFG | 33582V108 | 24-Apr-13 | 01-Mar-13 | Annual | Management | 1.2 | Elect Director Carl A. Florio | For | For |
First Niagara Financial Group, Inc. | FNFG | 33582V108 | 24-Apr-13 | 01-Mar-13 | Annual | Management | 1.3 | Elect Director Nathaniel D. Woodson | For | For |
First Niagara Financial Group, Inc. | FNFG | 33582V108 | 24-Apr-13 | 01-Mar-13 | Annual | Management | 1.4 | Elect Director Carlton L. Highsmith | For | For |
First Niagara Financial Group, Inc. | FNFG | 33582V108 | 24-Apr-13 | 01-Mar-13 | Annual | Management | 1.5 | Elect Director George M. Philip | For | For |
First Niagara Financial Group, Inc. | FNFG | 33582V108 | 24-Apr-13 | 01-Mar-13 | Annual | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
First Niagara Financial Group, Inc. | FNFG | 33582V108 | 24-Apr-13 | 01-Mar-13 | Annual | Management | 3 | Ratify Auditors | For | For |
HCA Holdings, Inc. | HCA | 40412C101 | 24-Apr-13 | 01-Mar-13 | Annual | Management | 1.1 | Elect Director Richard M. Bracken | For | For |
HCA Holdings, Inc. | HCA | 40412C101 | 24-Apr-13 | 01-Mar-13 | Annual | Management | 1.2 | Elect Director R. Milton Johnson | For | For |
HCA Holdings, Inc. | HCA | 40412C101 | 24-Apr-13 | 01-Mar-13 | Annual | Management | 1.3 | Elect Director John P. Connaughton | For | For |
HCA Holdings, Inc. | HCA | 40412C101 | 24-Apr-13 | 01-Mar-13 | Annual | Management | 1.4 | Elect Director Kenneth W. Freeman | For | For |
HCA Holdings, Inc. | HCA | 40412C101 | 24-Apr-13 | 01-Mar-13 | Annual | Management | 1.5 | Elect Director Thomas F. Frist, III | For | For |
HCA Holdings, Inc. | HCA | 40412C101 | 24-Apr-13 | 01-Mar-13 | Annual | Management | 1.6 | Elect Director William R. Frist | For | For |
HCA Holdings, Inc. | HCA | 40412C101 | 24-Apr-13 | 01-Mar-13 | Annual | Management | 1.7 | Elect Director Christopher R. Gordon | For | For |
HCA Holdings, Inc. | HCA | 40412C101 | 24-Apr-13 | 01-Mar-13 | Annual | Management | 1.8 | Elect Director Jay O. Light | For | For |
HCA Holdings, Inc. | HCA | 40412C101 | 24-Apr-13 | 01-Mar-13 | Annual | Management | 1.9 | Elect Director Geoffrey G. Meyers | For | For |
HCA Holdings, Inc. | HCA | 40412C101 | 24-Apr-13 | 01-Mar-13 | Annual | Management | 1.10 | Elect Director Michael W. Michelson | For | For |
HCA Holdings, Inc. | HCA | 40412C101 | 24-Apr-13 | 01-Mar-13 | Annual | Management | 1.11 | Elect Director James C. Momtazee | For | For |
HCA Holdings, Inc. | HCA | 40412C101 | 24-Apr-13 | 01-Mar-13 | Annual | Management | 1.12 | Elect Director Stephen G. Pagliuca | For | For |
HCA Holdings, Inc. | HCA | 40412C101 | 24-Apr-13 | 01-Mar-13 | Annual | Management | 1.13 | Elect Director Wayne J. Riley | For | For |
HCA Holdings, Inc. | HCA | 40412C101 | 24-Apr-13 | 01-Mar-13 | Annual | Management | 2 | Ratify Auditors | For | For |
HCA Holdings, Inc. | HCA | 40412C101 | 24-Apr-13 | 01-Mar-13 | Annual | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
NCR Corporation | NCR | 62886E108 | 24-Apr-13 | 12-Feb-13 | Annual | Management | 1.1 | Elect Director Edward 'Pete' Boykin | For | For |
NCR Corporation | NCR | 62886E108 | 24-Apr-13 | 12-Feb-13 | Annual | Management | 1.2 | Elect Director Linda Fayne Levinson | For | For |
NCR Corporation | NCR | 62886E108 | 24-Apr-13 | 12-Feb-13 | Annual | Management | 1.3 | Elect Director Deanna W. Oppenheimer | For | For |
NCR Corporation | NCR | 62886E108 | 24-Apr-13 | 12-Feb-13 | Annual | Management | 1.4 | Elect Director Kurt P. Kuehn | For | For |
NCR Corporation | NCR | 62886E108 | 24-Apr-13 | 12-Feb-13 | Annual | Management | 2 | Ratify Auditors | For | For |
NCR Corporation | NCR | 62886E108 | 24-Apr-13 | 12-Feb-13 | Annual | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
NCR Corporation | NCR | 62886E108 | 24-Apr-13 | 12-Feb-13 | Annual | Management | 4 | Approve Omnibus Stock Plan | For | For |
NCR Corporation | NCR | 62886E108 | 24-Apr-13 | 12-Feb-13 | Annual | Share Holder | 5 | Declassify the Board of Directors | Against | For |
AGCO Corporation | AGCO | 001084102 | 25-Apr-13 | 15-Mar-13 | Annual | Management | 1.1 | Elect Director P. George Benson | For | For |
AGCO Corporation | AGCO | 001084102 | 25-Apr-13 | 15-Mar-13 | Annual | Management | 1.2 | Elect Director Wolfgang Deml | For | For |
AGCO Corporation | AGCO | 001084102 | 25-Apr-13 | 15-Mar-13 | Annual | Management | 1.3 | Elect Director Luiz F. Furlan | For | For |
AGCO Corporation | AGCO | 001084102 | 25-Apr-13 | 15-Mar-13 | Annual | Management | 1.4 | Elect Director George E. Minnich | For | For |
AGCO Corporation | AGCO | 001084102 | 25-Apr-13 | 15-Mar-13 | Annual | Management | 1.5 | Elect Director Martin H. Richenhagen | For | For |
AGCO Corporation | AGCO | 001084102 | 25-Apr-13 | 15-Mar-13 | Annual | Management | 1.6 | Elect Director Gerald L. Shaheen | For | For |
AGCO Corporation | AGCO | 001084102 | 25-Apr-13 | 15-Mar-13 | Annual | Management | 1.7 | Elect Director Mallika Srinivasan | For | For |
AGCO Corporation | AGCO | 001084102 | 25-Apr-13 | 15-Mar-13 | Annual | Management | 1.8 | Elect Director Hendrikus Visser | For | For |
AGCO Corporation | AGCO | 001084102 | 25-Apr-13 | 15-Mar-13 | Annual | Management | 2 | Amend Executive Incentive Bonus Plan | For | For |
AGCO Corporation | AGCO | 001084102 | 25-Apr-13 | 15-Mar-13 | Annual | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
AGCO Corporation | AGCO | 001084102 | 25-Apr-13 | 15-Mar-13 | Annual | Management | 4 | Ratify Auditors | For | For |
CROWN HOLDINGS, INC. | CCK | 228368106 | 25-Apr-13 | 05-Mar-13 | Annual | Management | 1.1 | Elect Director Jenne K. Britell | For | For |
CROWN HOLDINGS, INC. | CCK | 228368106 | 25-Apr-13 | 05-Mar-13 | Annual | Management | 1.2 | Elect Director John W. Conway | For | For |
CROWN HOLDINGS, INC. | CCK | 228368106 | 25-Apr-13 | 05-Mar-13 | Annual | Management | 1.3 | Elect Director Arnold W. Donald | For | For |
CROWN HOLDINGS, INC. | CCK | 228368106 | 25-Apr-13 | 05-Mar-13 | Annual | Management | 1.4 | Elect Director William G. Little | For | For |
CROWN HOLDINGS, INC. | CCK | 228368106 | 25-Apr-13 | 05-Mar-13 | Annual | Management | 1.5 | Elect Director Hans J. Loliger | For | For |
CROWN HOLDINGS, INC. | CCK | 228368106 | 25-Apr-13 | 05-Mar-13 | Annual | Management | 1.6 | Elect Director James H. Miller | For | For |
CROWN HOLDINGS, INC. | CCK | 228368106 | 25-Apr-13 | 05-Mar-13 | Annual | Management | 1.7 | Elect Director Josef M. Muller | For | For |
CROWN HOLDINGS, INC. | CCK | 228368106 | 25-Apr-13 | 05-Mar-13 | Annual | Management | 1.8 | Elect Director Thomas A. Ralph | For | For |
CROWN HOLDINGS, INC. | CCK | 228368106 | 25-Apr-13 | 05-Mar-13 | Annual | Management | 1.9 | Elect Director Hugues du Rouret | For | For |
CROWN HOLDINGS, INC. | CCK | 228368106 | 25-Apr-13 | 05-Mar-13 | Annual | Management | 1.10 | Elect Director Jim L. Turner | For | For |
CROWN HOLDINGS, INC. | CCK | 228368106 | 25-Apr-13 | 05-Mar-13 | Annual | Management | 1.11 | Elect Director William S. Urkiel | For | For |
CROWN HOLDINGS, INC. | CCK | 228368106 | 25-Apr-13 | 05-Mar-13 | Annual | Management | 2 | Ratify Auditors | For | For |
CROWN HOLDINGS, INC. | CCK | 228368106 | 25-Apr-13 | 05-Mar-13 | Annual | Management | 3 | Approve Omnibus Stock Plan | For | For |
CROWN HOLDINGS, INC. | CCK | 228368106 | 25-Apr-13 | 05-Mar-13 | Annual | Management | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Celanese Corporation | CE | 150870103 | 25-Apr-13 | 25-Feb-13 | Annual | Management | 1a | Elect Director Jay V. Ihlenfeld | For | Do Not Vote |
Celanese Corporation | CE | 150870103 | 25-Apr-13 | 25-Feb-13 | Annual | Management | 1b | Elect Director Mark C. Rohr | For | Do Not Vote |
Celanese Corporation | CE | 150870103 | 25-Apr-13 | 25-Feb-13 | Annual | Management | 1c | Elect Director Farah M. Walters | For | Do Not Vote |
Celanese Corporation | CE | 150870103 | 25-Apr-13 | 25-Feb-13 | Annual | Management | 1d | Elect Director Edward G. Galante | For | Do Not Vote |
Celanese Corporation | CE | 150870103 | 25-Apr-13 | 25-Feb-13 | Annual | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | Do Not Vote |
Celanese Corporation | CE | 150870103 | 25-Apr-13 | 25-Feb-13 | Annual | Management | 3 | Ratify Auditors | For | Do Not Vote |
Delphi Automotive PLC | DLPH | G27823106 | 25-Apr-13 | 26-Feb-13 | Annual | Management | 1.1 | Reelect Gary L. Cowger as a Director | For | For |
Delphi Automotive PLC | DLPH | G27823106 | 25-Apr-13 | 26-Feb-13 | Annual | Management | 1.2 | Reelect Nicholas M. Donofrio as a Director | For | For |
Delphi Automotive PLC | DLPH | G27823106 | 25-Apr-13 | 26-Feb-13 | Annual | Management | 1.3 | Reelect Mark P. Frissora as a Director | For | For |
Delphi Automotive PLC | DLPH | G27823106 | 25-Apr-13 | 26-Feb-13 | Annual | Management | 1.4 | Reelect Rajiv L. Gupta as a Director | For | For |
Delphi Automotive PLC | DLPH | G27823106 | 25-Apr-13 | 26-Feb-13 | Annual | Management | 1.5 | Reelect John A. Krol as a Director | For | For |
Delphi Automotive PLC | DLPH | G27823106 | 25-Apr-13 | 26-Feb-13 | Annual | Management | 1.6 | Reelect J. Randall MacDonald as a Director | For | For |
Delphi Automotive PLC | DLPH | G27823106 | 25-Apr-13 | 26-Feb-13 | Annual | Management | 1.7 | Reelect Sean O. Mahoney as a Director | For | For |
Delphi Automotive PLC | DLPH | G27823106 | 25-Apr-13 | 26-Feb-13 | Annual | Management | 1.8 | Reelect Rodney O'Neal as a Director | For | For |
Delphi Automotive PLC | DLPH | G27823106 | 25-Apr-13 | 26-Feb-13 | Annual | Management | 1.9 | Reelect Thomas W. Sidlik as a Director | For | For |
Delphi Automotive PLC | DLPH | G27823106 | 25-Apr-13 | 26-Feb-13 | Annual | Management | 1.10 | Reelect Bernd Wiedemann as a Director | For | For |
Delphi Automotive PLC | DLPH | G27823106 | 25-Apr-13 | 26-Feb-13 | Annual | Management | 1.11 | Reelect Lawrence A. Zimmerman as a Director | For | For |
Delphi Automotive PLC | DLPH | G27823106 | 25-Apr-13 | 26-Feb-13 | Annual | Management | 2 | Ratify Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For |
Delphi Automotive PLC | DLPH | G27823106 | 25-Apr-13 | 26-Feb-13 | Annual | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Snap-on Incorporated | SNA | 833034101 | 25-Apr-13 | 25-Feb-13 | Annual | Management | 1.1 | Elect Director John F. Fiedler | For | For |
Snap-on Incorporated | SNA | 833034101 | 25-Apr-13 | 25-Feb-13 | Annual | Management | 1.2 | Elect Director James P. Holden | For | For |
Snap-on Incorporated | SNA | 833034101 | 25-Apr-13 | 25-Feb-13 | Annual | Management | 1.3 | Elect Director W. Dudley Lehman | For | For |
Snap-on Incorporated | SNA | 833034101 | 25-Apr-13 | 25-Feb-13 | Annual | Management | 1.4 | Elect Director Edward H. Rensi | For | For |
Snap-on Incorporated | SNA | 833034101 | 25-Apr-13 | 25-Feb-13 | Annual | Management | 2 | Ratify Auditors | For | For |
Snap-on Incorporated | SNA | 833034101 | 25-Apr-13 | 25-Feb-13 | Annual | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Snap-on Incorporated | SNA | 833034101 | 25-Apr-13 | 25-Feb-13 | Annual | Management | 4 | Declassify the Board of Directors | For | For |
XL Group plc | XL | G98290102 | 26-Apr-13 | 06-Mar-13 | Annual | Management | 1 | Elect Joseph Mauriello as Director | For | For |
XL Group plc | XL | G98290102 | 26-Apr-13 | 06-Mar-13 | Annual | Management | 2 | Elect Eugene M. McQuade as Director | For | For |
XL Group plc | XL | G98290102 | 26-Apr-13 | 06-Mar-13 | Annual | Management | 3 | Elect Clayton S. Rose as Director | For | For |
XL Group plc | XL | G98290102 | 26-Apr-13 | 06-Mar-13 | Annual | Management | 4 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For |
XL Group plc | XL | G98290102 | 26-Apr-13 | 06-Mar-13 | Annual | Management | 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Pentair Ltd. | PNR | H6169Q108 | 29-Apr-13 | 09-Apr-13 | Annual | Management | 1a | Elect Director T. Michael Glenn | For | For |
Pentair Ltd. | PNR | H6169Q108 | 29-Apr-13 | 09-Apr-13 | Annual | Management | 1b | Elect Director David H. Y. Ho | For | For |
Pentair Ltd. | PNR | H6169Q108 | 29-Apr-13 | 09-Apr-13 | Annual | Management | 1c | Elect Director Ronald L. Merriman | For | For |
Pentair Ltd. | PNR | H6169Q108 | 29-Apr-13 | 09-Apr-13 | Annual | Management | 2 | Accept Financial Statements and Statutory Reports | For | For |
Pentair Ltd. | PNR | H6169Q108 | 29-Apr-13 | 09-Apr-13 | Annual | Management | 3 | Approve Discharge of Board and Senior Management | For | For |
Pentair Ltd. | PNR | H6169Q108 | 29-Apr-13 | 09-Apr-13 | Annual | Management | 4a | Ratify Deloitte AG as Statutory Auditors | For | For |
Pentair Ltd. | PNR | H6169Q108 | 29-Apr-13 | 09-Apr-13 | Annual | Management | 4b | Ratify Deloitte & Touche LLP as Auditors | For | For |
Pentair Ltd. | PNR | H6169Q108 | 29-Apr-13 | 09-Apr-13 | Annual | Management | 4c | Ratify PricewaterhouseCoopers as special auditors | For | For |
Pentair Ltd. | PNR | H6169Q108 | 29-Apr-13 | 09-Apr-13 | Annual | Management | 5a | Appropriation of Results for the Year Ended December 31, 2012 | For | For |
Pentair Ltd. | PNR | H6169Q108 | 29-Apr-13 | 09-Apr-13 | Annual | Management | 5b | Approve Conversion of Capital Contributions to Distribute an Ordinary Cash Dividend | For | For |
Pentair Ltd. | PNR | H6169Q108 | 29-Apr-13 | 09-Apr-13 | Annual | Management | 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Pentair Ltd. | PNR | H6169Q108 | 29-Apr-13 | 09-Apr-13 | Annual | Management | 7 | Approve Omnibus Stock Plan | For | For |
Rovi Corporation | ROVI | 779376102 | 30-Apr-13 | 01-Mar-13 | Annual | Management | 1.1 | Elect Director Thomas Carson | For | For |
Rovi Corporation | ROVI | 779376102 | 30-Apr-13 | 01-Mar-13 | Annual | Management | 1.2 | Elect Director Alan L. Earhart | For | For |
Rovi Corporation | ROVI | 779376102 | 30-Apr-13 | 01-Mar-13 | Annual | Management | 1.3 | Elect Director Andrew K. Ludwick | For | For |
Rovi Corporation | ROVI | 779376102 | 30-Apr-13 | 01-Mar-13 | Annual | Management | 1.4 | Elect Director James E. Meyer | For | For |
Rovi Corporation | ROVI | 779376102 | 30-Apr-13 | 01-Mar-13 | Annual | Management | 1.5 | Elect Director James P. O'Shaughnessy | For | For |
Rovi Corporation | ROVI | 779376102 | 30-Apr-13 | 01-Mar-13 | Annual | Management | 1.6 | Elect Director Ruthann Quindlen | For | For |
Rovi Corporation | ROVI | 779376102 | 30-Apr-13 | 01-Mar-13 | Annual | Management | 2 | Amend Omnibus Stock Plan | For | For |
Rovi Corporation | ROVI | 779376102 | 30-Apr-13 | 01-Mar-13 | Annual | Management | 3 | Ratify Auditors | For | For |
Rovi Corporation | ROVI | 779376102 | 30-Apr-13 | 01-Mar-13 | Annual | Management | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Packaging Corporation of America | PKG | 695156109 | 01-May-13 | 11-Mar-13 | Annual | Management | 1.1 | Elect Director Cheryl K. Beebe | For | For |
Packaging Corporation of America | PKG | 695156109 | 01-May-13 | 11-Mar-13 | Annual | Management | 1.2 | Elect Director Hasan Jameel | For | For |
Packaging Corporation of America | PKG | 695156109 | 01-May-13 | 11-Mar-13 | Annual | Management | 1.3 | Elect Director Mark W. Kowlzan | For | For |
Packaging Corporation of America | PKG | 695156109 | 01-May-13 | 11-Mar-13 | Annual | Management | 1.4 | Elect Director Robert C. Lyons | For | For |
Packaging Corporation of America | PKG | 695156109 | 01-May-13 | 11-Mar-13 | Annual | Management | 1.5 | Elect Director Samuel M. Mencoff | For | For |
Packaging Corporation of America | PKG | 695156109 | 01-May-13 | 11-Mar-13 | Annual | Management | 1.6 | Elect Director Roger B. Porter | For | For |
Packaging Corporation of America | PKG | 695156109 | 01-May-13 | 11-Mar-13 | Annual | Management | 1.7 | Elect Director Thomas S. Souleles | For | For |
Packaging Corporation of America | PKG | 695156109 | 01-May-13 | 11-Mar-13 | Annual | Management | 1.8 | Elect Director Paul T. Stecko | For | For |
Packaging Corporation of America | PKG | 695156109 | 01-May-13 | 11-Mar-13 | Annual | Management | 1.9 | Elect Director James D. Woodrum | For | For |
Packaging Corporation of America | PKG | 695156109 | 01-May-13 | 11-Mar-13 | Annual | Management | 2 | Amend Omnibus Stock Plan | For | For |
Packaging Corporation of America | PKG | 695156109 | 01-May-13 | 11-Mar-13 | Annual | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Packaging Corporation of America | PKG | 695156109 | 01-May-13 | 11-Mar-13 | Annual | Management | 4 | Ratify Auditors | For | For |
Validus Holdings, Ltd. | VR | G9319H102 | 01-May-13 | 08-Mar-13 | Annual | Management | 1.1 | Elect Director Edward J. Noonan | For | For |
Validus Holdings, Ltd. | VR | G9319H102 | 01-May-13 | 08-Mar-13 | Annual | Management | 1.2 | Elect Director Mahmoud Abdallah | For | For |
Validus Holdings, Ltd. | VR | G9319H102 | 01-May-13 | 08-Mar-13 | Annual | Management | 1.3 | Elect Director Jeffrey W. Greenberg | For | For |
Validus Holdings, Ltd. | VR | G9319H102 | 01-May-13 | 08-Mar-13 | Annual | Management | 1.4 | Elect Director John J. Hendrickson | For | For |
Validus Holdings, Ltd. | VR | G9319H102 | 01-May-13 | 08-Mar-13 | Annual | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Validus Holdings, Ltd. | VR | G9319H102 | 01-May-13 | 08-Mar-13 | Annual | Management | 3 | Ratify PricewaterhouseCoopers Hamilton Bermuda as Independent Auditors | For | For |
LKQ Corporation | LKQ | 501889208 | 06-May-13 | 07-Mar-13 | Annual | Management | 1.1 | Elect Director A. Clinton Allen | For | For |
LKQ Corporation | LKQ | 501889208 | 06-May-13 | 07-Mar-13 | Annual | Management | 1.2 | Elect Director Kevin F. Flynn | For | For |
LKQ Corporation | LKQ | 501889208 | 06-May-13 | 07-Mar-13 | Annual | Management | 1.3 | Elect Director Ronald G. Foster | For | For |
LKQ Corporation | LKQ | 501889208 | 06-May-13 | 07-Mar-13 | Annual | Management | 1.4 | Elect Director Joseph M. Holsten | For | For |
LKQ Corporation | LKQ | 501889208 | 06-May-13 | 07-Mar-13 | Annual | Management | 1.5 | Elect Director Blythe J. McGarvie | For | For |
LKQ Corporation | LKQ | 501889208 | 06-May-13 | 07-Mar-13 | Annual | Management | 1.6 | Elect Director Paul M. Meister | For | For |
LKQ Corporation | LKQ | 501889208 | 06-May-13 | 07-Mar-13 | Annual | Management | 1.7 | Elect Director John F. O'Brien | For | For |
LKQ Corporation | LKQ | 501889208 | 06-May-13 | 07-Mar-13 | Annual | Management | 1.8 | Elect Director Guhan Subramanian | For | For |
LKQ Corporation | LKQ | 501889208 | 06-May-13 | 07-Mar-13 | Annual | Management | 1.9 | Elect Director Robert L. Wagman | For | For |
LKQ Corporation | LKQ | 501889208 | 06-May-13 | 07-Mar-13 | Annual | Management | 1.10 | Elect Director William M. Webster, IV | For | For |
LKQ Corporation | LKQ | 501889208 | 06-May-13 | 07-Mar-13 | Annual | Management | 2 | Ratify Auditors | For | For |
LKQ Corporation | LKQ | 501889208 | 06-May-13 | 07-Mar-13 | Annual | Management | 3 | Amend Omnibus Stock Plan | For | For |
LKQ Corporation | LKQ | 501889208 | 06-May-13 | 07-Mar-13 | Annual | Management | 4 | Increase Authorized Common Stock | For | For |
LKQ Corporation | LKQ | 501889208 | 06-May-13 | 07-Mar-13 | Annual | Management | 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Con-way Inc. | CNW | 205944101 | 07-May-13 | 19-Mar-13 | Annual | Management | 1.1 | Elect Director John J. Anton | For | For |
Con-way Inc. | CNW | 205944101 | 07-May-13 | 19-Mar-13 | Annual | Management | 1.2 | Elect Director W. Keith Kennedy, Jr. | For | For |
Con-way Inc. | CNW | 205944101 | 07-May-13 | 19-Mar-13 | Annual | Management | 1.3 | Elect Director Michael J. Murray | For | For |
Con-way Inc. | CNW | 205944101 | 07-May-13 | 19-Mar-13 | Annual | Management | 1.4 | Elect Director Edith R. Perez | For | For |
Con-way Inc. | CNW | 205944101 | 07-May-13 | 19-Mar-13 | Annual | Management | 1.5 | Elect Director P. Cody Phipps | For | For |
Con-way Inc. | CNW | 205944101 | 07-May-13 | 19-Mar-13 | Annual | Management | 1.6 | Elect Director John C. Pope | For | For |
Con-way Inc. | CNW | 205944101 | 07-May-13 | 19-Mar-13 | Annual | Management | 1.7 | Elect Director William J. Schroeder | For | For |
Con-way Inc. | CNW | 205944101 | 07-May-13 | 19-Mar-13 | Annual | Management | 1.8 | Elect Director Douglas W. Stotlar | For | For |
Con-way Inc. | CNW | 205944101 | 07-May-13 | 19-Mar-13 | Annual | Management | 1.9 | Elect Director Peter W. Stott | For | For |
Con-way Inc. | CNW | 205944101 | 07-May-13 | 19-Mar-13 | Annual | Management | 1.10 | Elect Director Roy W. Templin | For | For |
Con-way Inc. | CNW | 205944101 | 07-May-13 | 19-Mar-13 | Annual | Management | 1.11 | Elect Director Chelsea C. White, III | For | For |
Con-way Inc. | CNW | 205944101 | 07-May-13 | 19-Mar-13 | Annual | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Con-way Inc. | CNW | 205944101 | 07-May-13 | 19-Mar-13 | Annual | Management | 3 | Approve Increase in Size of Board | For | For |
Con-way Inc. | CNW | 205944101 | 07-May-13 | 19-Mar-13 | Annual | Management | 4 | Reduce Supermajority Vote Requirement Relating to the Board of Directors | For | For |
Con-way Inc. | CNW | 205944101 | 07-May-13 | 19-Mar-13 | Annual | Management | 5 | Reduce Supermajority Vote Requirement | For | For |
Con-way Inc. | CNW | 205944101 | 07-May-13 | 19-Mar-13 | Annual | Management | 6 | Ratify Auditors | For | For |
Skyworks Solutions, Inc. | SWKS | 83088M102 | 07-May-13 | 20-Mar-13 | Annual | Management | 1.1 | Elect Director David J. McLachlan | For | For |
Skyworks Solutions, Inc. | SWKS | 83088M102 | 07-May-13 | 20-Mar-13 | Annual | Management | 1.2 | Elect Director David J. Aldrich | For | For |
Skyworks Solutions, Inc. | SWKS | 83088M102 | 07-May-13 | 20-Mar-13 | Annual | Management | 1.3 | Elect Director Kevin L. Beebe | For | For |
Skyworks Solutions, Inc. | SWKS | 83088M102 | 07-May-13 | 20-Mar-13 | Annual | Management | 1.4 | Elect Director Timothy R. Furey | For | For |
Skyworks Solutions, Inc. | SWKS | 83088M102 | 07-May-13 | 20-Mar-13 | Annual | Management | 1.5 | Elect Director Balakrishnan S. Iyer | For | For |
Skyworks Solutions, Inc. | SWKS | 83088M102 | 07-May-13 | 20-Mar-13 | Annual | Management | 1.6 | Elect Director Thomas C. Leonard | For | For |
Skyworks Solutions, Inc. | SWKS | 83088M102 | 07-May-13 | 20-Mar-13 | Annual | Management | 1.7 | Elect Director David P. McGlade | For | For |
Skyworks Solutions, Inc. | SWKS | 83088M102 | 07-May-13 | 20-Mar-13 | Annual | Management | 1.8 | Elect Director Robert A. Schriesheim | For | For |
Skyworks Solutions, Inc. | SWKS | 83088M102 | 07-May-13 | 20-Mar-13 | Annual | Management | 2 | Amend Omnibus Stock Plan | For | For |
Skyworks Solutions, Inc. | SWKS | 83088M102 | 07-May-13 | 20-Mar-13 | Annual | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Skyworks Solutions, Inc. | SWKS | 83088M102 | 07-May-13 | 20-Mar-13 | Annual | Management | 4 | Ratify Auditors | For | For |
Warner Chilcott Public Limited Company | WCRX | G94368100 | 07-May-13 | 15-Mar-13 | Annual | Management | 1a | Elect Director John P. Connaughton | For | For |
Warner Chilcott Public Limited Company | WCRX | G94368100 | 07-May-13 | 15-Mar-13 | Annual | Management | 1b | Elect Director Tamar D. Howson | For | For |
Warner Chilcott Public Limited Company | WCRX | G94368100 | 07-May-13 | ��15-Mar-13 | Annual | Management | 2 | Ratify Auditors | For | For |
Warner Chilcott Public Limited Company | WCRX | G94368100 | 07-May-13 | 15-Mar-13 | Annual | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Endurance Specialty Holdings Ltd. | ENH | G30397106 | 08-May-13 | 07-Mar-13 | Annual | Management | 1.1 | Elect John T. Baily as Director | For | For |
Endurance Specialty Holdings Ltd. | ENH | G30397106 | 08-May-13 | 07-Mar-13 | Annual | Management | 1.2 | Elect Norman Barham as Director | For | For |
Endurance Specialty Holdings Ltd. | ENH | G30397106 | 08-May-13 | 07-Mar-13 | Annual | Management | 1.3 | Elect Galen R. Barnes as Director | For | For |
Endurance Specialty Holdings Ltd. | ENH | G30397106 | 08-May-13 | 07-Mar-13 | Annual | Management | 1.4 | Elect Scott D. Moore as Director | For | For |
Endurance Specialty Holdings Ltd. | ENH | G30397106 | 08-May-13 | 07-Mar-13 | Annual | Management | 1.5 | Elect William H. Bolinder as Subsidiary Director of Endurance Specialty Insurance Ltd. | For | For |
Endurance Specialty Holdings Ltd. | ENH | G30397106 | 08-May-13 | 07-Mar-13 | Annual | Management | 1.6 | Elect David Cash as Subsidiary Director of Endurance Specialty Insurance Ltd. | For | For |
Endurance Specialty Holdings Ltd. | ENH | G30397106 | 08-May-13 | 07-Mar-13 | Annual | Management | 1.7 | Elect John V. Del Col as Subsidiary Director of Endurance Specialty Insurance Ltd. | For | For |
Endurance Specialty Holdings Ltd. | ENH | G30397106 | 08-May-13 | 07-Mar-13 | Annual | Management | 1.8 | Elect Alan Barlow as Subsidiary Director of Endurance Worldwide Holdings Limited | For | For |
Endurance Specialty Holdings Ltd. | ENH | G30397106 | 08-May-13 | 07-Mar-13 | Annual | Management | 1.9 | Elect William H. Bolinder as Subsidiary Director of Endurance Worldwide Holdings Limited | For | For |
Endurance Specialty Holdings Ltd. | ENH | G30397106 | 08-May-13 | 07-Mar-13 | Annual | Management | 1.10 | Elect David Cash as Subsidiary Director of Endurance Worldwide Holdings Limited | For | For |
Endurance Specialty Holdings Ltd. | ENH | G30397106 | 08-May-13 | 07-Mar-13 | Annual | Management | 1.11 | Elect Simon Minshall as Subsidiary Director of Endurance Worldwide Holdings Limited | For | For |
Endurance Specialty Holdings Ltd. | ENH | G30397106 | 08-May-13 | 07-Mar-13 | Annual | Management | 1.12 | Elect Brendan R. O'Neill as Subsidiary Director of Endurance Worldwide Holdings Limited | For | For |
Endurance Specialty Holdings Ltd. | ENH | G30397106 | 08-May-13 | 07-Mar-13 | Annual | Management | 1.13 | Elect Allan Barlow as Subsidiary Director of Endurance Worldwide Insurance Limited | For | For |
Endurance Specialty Holdings Ltd. | ENH | G30397106 | 08-May-13 | 07-Mar-13 | Annual | Management | 1.14 | Elect William H. Bolinder as Subsidiary Director of Endurance Worldwide Insurance Limited | For | For |
Endurance Specialty Holdings Ltd. | ENH | G30397106 | 08-May-13 | 07-Mar-13 | Annual | Management | 1.15 | Elect as David Cash Subsidiary Director of Endurance Worldwide Insurance Limited | For | For |
Endurance Specialty Holdings Ltd. | ENH | G30397106 | 08-May-13 | 07-Mar-13 | Annual | Management | 1.16 | Elect Simon Minshall as Subsidiary Director of Endurance Worldwide Insurance Limited | For | For |
Endurance Specialty Holdings Ltd. | ENH | G30397106 | 08-May-13 | 07-Mar-13 | Annual | Management | 1.17 | Elect Brendan R. O'Neill as Subsidiary Director of Endurance Worldwide Insurance Limited | For | For |
Endurance Specialty Holdings Ltd. | ENH | G30397106 | 08-May-13 | 07-Mar-13 | Annual | Management | 2 | Approve Ernst & Young Ltd. as Auditors and Authorize Board through the Audit Committee to Fix Their Remuneration | For | For |
Endurance Specialty Holdings Ltd. | ENH | G30397106 | 08-May-13 | 07-Mar-13 | Annual | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Endurance Specialty Holdings Ltd. | ENH | G30397106 | 08-May-13 | 07-Mar-13 | Annual | Management | 4 | Amend the Company's Amended and Restated Bylaws | For | For |
United Rentals, Inc. | URI | 911363109 | 08-May-13 | 11-Mar-13 | Annual | Management | 1.1 | Elect Director Jenne K. Britell | For | For |
United Rentals, Inc. | URI | 911363109 | 08-May-13 | 11-Mar-13 | Annual | Management | 1.2 | Elect Director Jose B. Alvarez | For | For |
United Rentals, Inc. | URI | 911363109 | 08-May-13 | 11-Mar-13 | Annual | Management | 1.3 | Elect Director Bobby J. Griffin | For | For |
United Rentals, Inc. | URI | 911363109 | 08-May-13 | 11-Mar-13 | Annual | Management | 1.4 | Elect Director Michael J. Kneeland | For | For |
United Rentals, Inc. | URI | 911363109 | 08-May-13 | 11-Mar-13 | Annual | Management | 1.5 | Elect Director Pierre E. Leroy | For | For |
United Rentals, Inc. | URI | 911363109 | 08-May-13 | 11-Mar-13 | Annual | Management | 1.6 | Elect Director Singleton B. McAllister | For | For |
United Rentals, Inc. | URI | 911363109 | 08-May-13 | 11-Mar-13 | Annual | Management | 1.7 | Elect Director Brian D. McAuley | For | For |
United Rentals, Inc. | URI | 911363109 | 08-May-13 | 11-Mar-13 | Annual | Management | 1.8 | Elect Director John S. McKinney | For | For |
United Rentals, Inc. | URI | 911363109 | 08-May-13 | 11-Mar-13 | Annual | Management | 1.9 | Elect Director James H. Ozanne | For | For |
United Rentals, Inc. | URI | 911363109 | 08-May-13 | 11-Mar-13 | Annual | Management | 1.10 | Elect Director Jason D. Papastavrou | For | For |
United Rentals, Inc. | URI | 911363109 | 08-May-13 | 11-Mar-13 | Annual | Management | 1.11 | Elect Director Filippo Passerini | For | For |
United Rentals, Inc. | URI | 911363109 | 08-May-13 | 11-Mar-13 | Annual | Management | 1.12 | Elect Director Donald C. Roof | For | For |
United Rentals, Inc. | URI | 911363109 | 08-May-13 | 11-Mar-13 | Annual | Management | 1.13 | Elect Director Keith Wimbush | For | For |
United Rentals, Inc. | URI | 911363109 | 08-May-13 | 11-Mar-13 | Annual | Management | 2 | Ratify Auditors | For | For |
United Rentals, Inc. | URI | 911363109 | 08-May-13 | 11-Mar-13 | Annual | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Rent-A-Center, Inc. | RCII | 76009N100 | 09-May-13 | 19-Mar-13 | Annual | Management | 1.1. | Elect Director Mitchell E. Fadel | For | For |
Rent-A-Center, Inc. | RCII | 76009N100 | 09-May-13 | 19-Mar-13 | Annual | Management | 1.2 | Elect Director Paula Stern, Ph.D. | For | For |
Rent-A-Center, Inc. | RCII | 76009N100 | 09-May-13 | 19-Mar-13 | Annual | Management | 2 | Ratify Auditors | For | For |
Rent-A-Center, Inc. | RCII | 76009N100 | 09-May-13 | 19-Mar-13 | Annual | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
CIT Group Inc. | CIT | 125581801 | 14-May-13 | 18-Mar-13 | Annual | Management | 1a | Elect Director John A. Thain | For | For |
CIT Group Inc. | CIT | 125581801 | 14-May-13 | 18-Mar-13 | Annual | Management | 1b | Elect Director Michael J. Embler | For | For |
CIT Group Inc. | CIT | 125581801 | 14-May-13 | 18-Mar-13 | Annual | Management | 1c | Elect Director William M. Freeman | For | For |
CIT Group Inc. | CIT | 125581801 | 14-May-13 | 18-Mar-13 | Annual | Management | 1d | Elect Director David M. Moffett | For | For |
CIT Group Inc. | CIT | 125581801 | 14-May-13 | 18-Mar-13 | Annual | Management | 1e | Elect Director R. Brad Oates | For | For |
CIT Group Inc. | CIT | 125581801 | 14-May-13 | 18-Mar-13 | Annual | Management | 1f | Elect Director Marianne Miller Parrs | For | For |
CIT Group Inc. | CIT | 125581801 | 14-May-13 | 18-Mar-13 | Annual | Management | 1g | Elect Director Gerald Rosenfeld | For | For |
CIT Group Inc. | CIT | 125581801 | 14-May-13 | 18-Mar-13 | Annual | Management | 1h | Elect Director John R. Ryan | For | For |
CIT Group Inc. | CIT | 125581801 | 14-May-13 | 18-Mar-13 | Annual | Management | 1i | Elect Director Seymour Sternberg | For | For |
CIT Group Inc. | CIT | 125581801 | 14-May-13 | 18-Mar-13 | Annual | Management | 1j | Elect Director Peter J. Tobin | For | For |
CIT Group Inc. | CIT | 125581801 | 14-May-13 | 18-Mar-13 | Annual | Management | 1k | Elect Director Laura S. Unger | For | For |
CIT Group Inc. | CIT | 125581801 | 14-May-13 | 18-Mar-13 | Annual | Management | 2 | Ratify Auditors | For | For |
CIT Group Inc. | CIT | 125581801 | 14-May-13 | 18-Mar-13 | Annual | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Discovery Communications, Inc. | DISCA | 25470F104 | 14-May-13 | 21-Mar-13 | Annual | Management | 1.1 | Elect Director Paul A. Gould | For | For |
Discovery Communications, Inc. | DISCA | 25470F104 | 14-May-13 | 21-Mar-13 | Annual | Management | 1.2 | Elect Director John S. Hendricks | For | For |
Discovery Communications, Inc. | DISCA | 25470F104 | 14-May-13 | 21-Mar-13 | Annual | Management | 1.3 | Elect Director M. LaVoy Robison | For | For |
Discovery Communications, Inc. | DISCA | 25470F104 | 14-May-13 | 21-Mar-13 | Annual | Management | 2 | Ratify Auditors | For | For |
Discovery Communications, Inc. | DISCA | 25470F104 | 14-May-13 | 21-Mar-13 | Annual | Management | 3 | Approve Omnibus Stock Plan | For | For |
Hertz Global Holdings, Inc. | HTZ | 42805T105 | 15-May-13 | 25-Mar-13 | Annual | Management | 1.1 | Elect Director Barry H. Beracha | For | For |
Hertz Global Holdings, Inc. | HTZ | 42805T105 | 15-May-13 | 25-Mar-13 | Annual | Management | 1.2 | Elect Director Brian A. Bemasek | For | For |
Hertz Global Holdings, Inc. | HTZ | 42805T105 | 15-May-13 | 25-Mar-13 | Annual | Management | 1.3 | Elect Director George W. Tamke | For | For |
Hertz Global Holdings, Inc. | HTZ | 42805T105 | 15-May-13 | 25-Mar-13 | Annual | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Hertz Global Holdings, Inc. | HTZ | 42805T105 | 15-May-13 | 25-Mar-13 | Annual | Management | 3 | Amend Qualified Employee Stock Purchase Plan | For | For |
Hertz Global Holdings, Inc. | HTZ | 42805T105 | 15-May-13 | 25-Mar-13 | Annual | Management | 4 | Ratify Auditors | For | For |
Ingredion Incorporated | INGR | 457187102 | 15-May-13 | 19-Mar-13 | Annual | Management | 1a | Elect Director Richard J. Almeida | For | For |
Ingredion Incorporated | INGR | 457187102 | 15-May-13 | 19-Mar-13 | Annual | Management | 1b | Elect Director Luis Aranguren-Trellez | For | For |
Ingredion Incorporated | INGR | 457187102 | 15-May-13 | 19-Mar-13 | Annual | Management | 1c | Elect Director David B. Fischer | For | For |
Ingredion Incorporated | INGR | 457187102 | 15-May-13 | 19-Mar-13 | Annual | Management | 1d | Elect Director Ilene S. Gordon | For | For |
Ingredion Incorporated | INGR | 457187102 | 15-May-13 | 19-Mar-13 | Annual | Management | 1e | Elect Director Paul Hanrahan | For | For |
Ingredion Incorporated | INGR | 457187102 | 15-May-13 | 19-Mar-13 | Annual | Management | 1f | Elect Director Wayne M. Hewett | For | For |
Ingredion Incorporated | INGR | 457187102 | 15-May-13 | 19-Mar-13 | Annual | Management | 1g | Elect Director Gregory B. Kenny | For | For |
Ingredion Incorporated | INGR | 457187102 | 15-May-13 | 19-Mar-13 | Annual | Management | 1h | Elect Director Barbara A. Klein | For | For |
Ingredion Incorporated | INGR | 457187102 | 15-May-13 | 19-Mar-13 | Annual | Management | 1i | Elect Director James M. Ringler | For | For |
Ingredion Incorporated | INGR | 457187102 | 15-May-13 | 19-Mar-13 | Annual | Management | 1j | Elect Director Dwayne A. Wilson | For | For |
Ingredion Incorporated | INGR | 457187102 | 15-May-13 | 19-Mar-13 | Annual | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Ingredion Incorporated | INGR | 457187102 | 15-May-13 | 19-Mar-13 | Annual | Management | 3 | Ratify Auditors | For | For |
Reinsurance Group of America, Incorporated | RGA | 759351604 | 15-May-13 | 18-Mar-13 | Annual | Management | 1.1 | Elect Director William J. Bartlett | For | For |
Reinsurance Group of America, Incorporated | RGA | 759351604 | 15-May-13 | 18-Mar-13 | Annual | Management | 1.2 | Elect Director Alan C. Henderson | For | For |
Reinsurance Group of America, Incorporated | RGA | 759351604 | 15-May-13 | 18-Mar-13 | Annual | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Reinsurance Group of America, Incorporated | RGA | 759351604 | 15-May-13 | 18-Mar-13 | Annual | Management | 3 | Amend Omnibus Stock Plan | For | For |
Reinsurance Group of America, Incorporated | RGA | 759351604 | 15-May-13 | 18-Mar-13 | Annual | Management | 4 | Approve Executive Incentive Bonus Plan | For | For |
Reinsurance Group of America, Incorporated | RGA | 759351604 | 15-May-13 | 18-Mar-13 | Annual | Management | 5 | Amend Omnibus Stock Plan | For | For |
Reinsurance Group of America, Incorporated | RGA | 759351604 | 15-May-13 | 18-Mar-13 | Annual | Management | 6 | Declassify the Board of Directors | For | For |
Reinsurance Group of America, Incorporated | RGA | 759351604 | 15-May-13 | 18-Mar-13 | Annual | Management | 7 | Ratify Auditors | For | For |
Reliance Steel & Aluminum Co. | RS | 759509102 | 15-May-13 | 28-Mar-13 | Annual | Management | 1.1 | Elect Director Sarah J. Anderson | For | For |
Reliance Steel & Aluminum Co. | RS | 759509102 | 15-May-13 | 28-Mar-13 | Annual | Management | 1.2 | Elect Director John G. Figueroa | For | For |
Reliance Steel & Aluminum Co. | RS | 759509102 | 15-May-13 | 28-Mar-13 | Annual | Management | 1.3 | Elect Director Thomas W. Gimbel | For | For |
Reliance Steel & Aluminum Co. | RS | 759509102 | 15-May-13 | 28-Mar-13 | Annual | Management | 1.4 | Elect Director David H. Hannah | For | For |
Reliance Steel & Aluminum Co. | RS | 759509102 | 15-May-13 | 28-Mar-13 | Annual | Management | 1.5 | Elect Director Douglas M. Hayes | For | For |
Reliance Steel & Aluminum Co. | RS | 759509102 | 15-May-13 | 28-Mar-13 | Annual | Management | 1.6 | Elect Director Mark V. Kaminski | For | For |
Reliance Steel & Aluminum Co. | RS | 759509102 | 15-May-13 | 28-Mar-13 | Annual | Management | 1.7 | Elect Director Gregg J. Mollins | For | For |
Reliance Steel & Aluminum Co. | RS | 759509102 | 15-May-13 | 28-Mar-13 | Annual | Management | 1.8 | Elect Director Andrew G. Sharkey, III | For | For |
Reliance Steel & Aluminum Co. | RS | 759509102 | 15-May-13 | 28-Mar-13 | Annual | Management | 1.9 | Elect Director Leslie A. Waite | For | For |
Reliance Steel & Aluminum Co. | RS | 759509102 | 15-May-13 | 28-Mar-13 | Annual | Management | 2 | Amend Omnibus Stock Plan | For | For |
Reliance Steel & Aluminum Co. | RS | 759509102 | 15-May-13 | 28-Mar-13 | Annual | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Reliance Steel & Aluminum Co. | RS | 759509102 | 15-May-13 | 28-Mar-13 | Annual | Share Holder | 4 | Require Independent Board Chairman | Against | Against |
Reliance Steel & Aluminum Co. | RS | 759509102 | 15-May-13 | 28-Mar-13 | Annual | Management | 5 | Ratify Auditors | For | For |
Tenneco Inc. | TEN | 880349105 | 15-May-13 | 18-Mar-13 | Annual | Management | 1.1 | Elect Director Thomas C. Freyman | For | For |
Tenneco Inc. | TEN | 880349105 | 15-May-13 | 18-Mar-13 | Annual | Management | 1.2 | Elect Director Dennis J. Letham | For | For |
Tenneco Inc. | TEN | 880349105 | 15-May-13 | 18-Mar-13 | Annual | Management | 1.3 | Elect Director Hari N. Nair | For | For |
Tenneco Inc. | TEN | 880349105 | 15-May-13 | 18-Mar-13 | Annual | Management | 1.4 | Elect Director Roger B. Porter | For | For |
Tenneco Inc. | TEN | 880349105 | 15-May-13 | 18-Mar-13 | Annual | Management | 1.5 | Elect Director David B. Price, Jr. | For | For |
Tenneco Inc. | TEN | 880349105 | 15-May-13 | 18-Mar-13 | Annual | Management | 1.6 | Elect Director Gregg M. Sherrill | For | For |
Tenneco Inc. | TEN | 880349105 | 15-May-13 | 18-Mar-13 | Annual | Management | 1.7 | Elect Director Paul T. Stecko | For | For |
Tenneco Inc. | TEN | 880349105 | 15-May-13 | 18-Mar-13 | Annual | Management | 1.8 | Elect Director Jane L. Warner | For | For |
Tenneco Inc. | TEN | 880349105 | 15-May-13 | 18-Mar-13 | Annual | Management | 2 | Ratify Auditors | For | For |
Tenneco Inc. | TEN | 880349105 | 15-May-13 | 18-Mar-13 | Annual | Management | 3 | Amend Omnibus Stock Plan | For | For |
Tenneco Inc. | TEN | 880349105 | 15-May-13 | 18-Mar-13 | Annual | Management | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
The Hartford Financial Services Group, Inc. | HIG | 416515104 | 15-May-13 | 18-Mar-13 | Annual | Management | 1a | Elect Director Robert B. Allardice, III | For | For |
The Hartford Financial Services Group, Inc. | HIG | 416515104 | 15-May-13 | 18-Mar-13 | Annual | Management | 1b | Elect Director Trevor Fetter | For | For |
The Hartford Financial Services Group, Inc. | HIG | 416515104 | 15-May-13 | 18-Mar-13 | Annual | Management | 1c | Elect Director Paul G. Kirk, Jr. | For | For |
The Hartford Financial Services Group, Inc. | HIG | 416515104 | 15-May-13 | 18-Mar-13 | Annual | Management | 1d | Elect Director Liam E. McGee | For | For |
The Hartford Financial Services Group, Inc. | HIG | 416515104 | 15-May-13 | 18-Mar-13 | Annual | Management | 1e | Elect Director Kathryn A. Mikells | For | For |
The Hartford Financial Services Group, Inc. | HIG | 416515104 | 15-May-13 | 18-Mar-13 | Annual | Management | 1f | Elect Director Michael G. Morris | For | For |
The Hartford Financial Services Group, Inc. | HIG | 416515104 | 15-May-13 | 18-Mar-13 | Annual | Management | 1g | Elect Director Thomas A. Renyi | For | For |
The Hartford Financial Services Group, Inc. | HIG | 416515104 | 15-May-13 | 18-Mar-13 | Annual | Management | 1h | Elect Director Charles B. Strauss | For | For |
The Hartford Financial Services Group, Inc. | HIG | 416515104 | 15-May-13 | 18-Mar-13 | Annual | Management | 1i | Elect Director H. Patrick Swygert | For | For |
The Hartford Financial Services Group, Inc. | HIG | 416515104 | 15-May-13 | 18-Mar-13 | Annual | Management | 2 | Ratify Auditors | For | For |
The Hartford Financial Services Group, Inc. | HIG | 416515104 | 15-May-13 | 18-Mar-13 | Annual | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Regions Financial Corporation | RF | 7591EP100 | 16-May-13 | 18-Mar-13 | Annual | Management | 1a | Elect Director George W. Bryan | For | For |
Regions Financial Corporation | RF | 7591EP100 | 16-May-13 | 18-Mar-13 | Annual | Management | 1b | Elect Director Carolyn H. Byrd | For | For |
Regions Financial Corporation | RF | 7591EP100 | 16-May-13 | 18-Mar-13 | Annual | Management | 1c | Elect Director David J. Cooper, Sr. | For | For |
Regions Financial Corporation | RF | 7591EP100 | 16-May-13 | 18-Mar-13 | Annual | Management | 1d | Elect Director Don DeFosset | For | For |
Regions Financial Corporation | RF | 7591EP100 | 16-May-13 | 18-Mar-13 | Annual | Management | 1e | Elect Director Eric C. Fast | For | For |
Regions Financial Corporation | RF | 7591EP100 | 16-May-13 | 18-Mar-13 | Annual | Management | 1f | Elect Director O.B. Grayson Hall, Jr. | For | For |
Regions Financial Corporation | RF | 7591EP100 | 16-May-13 | 18-Mar-13 | Annual | Management | 1g | Elect Director John D. Johns | For | For |
Regions Financial Corporation | RF | 7591EP100 | 16-May-13 | 18-Mar-13 | Annual | Management | 1h | Elect Director Charles D. McCrary | For | For |
Regions Financial Corporation | RF | 7591EP100 | 16-May-13 | 18-Mar-13 | Annual | Management | 1i | Elect Director James R. Malone | For | For |
Regions Financial Corporation | RF | 7591EP100 | 16-May-13 | 18-Mar-13 | Annual | Management | 1j | Elect Director Ruth Ann Marshall | For | For |
Regions Financial Corporation | RF | 7591EP100 | 16-May-13 | 18-Mar-13 | Annual | Management | 1k | Elect Director Susan W. Matlock | For | For |
Regions Financial Corporation | RF | 7591EP100 | 16-May-13 | 18-Mar-13 | Annual | Management | 1l | Elect Director John E. Maupin, Jr. | For | For |
Regions Financial Corporation | RF | 7591EP100 | 16-May-13 | 18-Mar-13 | Annual | Management | 1m | Elect Director John R. Roberts | For | For |
Regions Financial Corporation | RF | 7591EP100 | 16-May-13 | 18-Mar-13 | Annual | Management | 1n | Elect Director Lee J. Styslinger, III | For | For |
Regions Financial Corporation | RF | 7591EP100 | 16-May-13 | 18-Mar-13 | Annual | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Regions Financial Corporation | RF | 7591EP100 | 16-May-13 | 18-Mar-13 | Annual | Management | 3 | Approve Executive Incentive Bonus Plan | For | For |
Regions Financial Corporation | RF | 7591EP100 | 16-May-13 | 18-Mar-13 | Annual | Management | 4 | Ratify Auditors | For | For |
Regions Financial Corporation | RF | 7591EP100 | 16-May-13 | 18-Mar-13 | Annual | Share Holder | 5 | Report on Political Contributions | Against | Against |
Allscripts Healthcare Solutions, Inc. | MDRX | 01988P108 | 21-May-13 | 25-Mar-13 | Annual | Management | 1a | Elect Director Stuart L. Bascomb | For | For |
Allscripts Healthcare Solutions, Inc. | MDRX | 01988P108 | 21-May-13 | 25-Mar-13 | Annual | Management | 1b | Elect Director Paul M. Black | For | For |
Allscripts Healthcare Solutions, Inc. | MDRX | 01988P108 | 21-May-13 | 25-Mar-13 | Annual | Management | 1c | Elect Director Dennis H. Chookaszian | For | For |
Allscripts Healthcare Solutions, Inc. | MDRX | 01988P108 | 21-May-13 | 25-Mar-13 | Annual | Management | 1d | Elect Director Robert J. Cindrich | For | For |
Allscripts Healthcare Solutions, Inc. | MDRX | 01988P108 | 21-May-13 | 25-Mar-13 | Annual | Management | 1e | Elect Director Michael A. Klayko | For | For |
Allscripts Healthcare Solutions, Inc. | MDRX | 01988P108 | 21-May-13 | 25-Mar-13 | Annual | Management | 1f | Elect Director Anita V. Pramoda | For | For |
Allscripts Healthcare Solutions, Inc. | MDRX | 01988P108 | 21-May-13 | 25-Mar-13 | Annual | Management | 1g | Elect Director David D. Stevens | For | For |
Allscripts Healthcare Solutions, Inc. | MDRX | 01988P108 | 21-May-13 | 25-Mar-13 | Annual | Management | 1h | Elect Director Ralph H. 'Randy' Thurman | For | For |
Allscripts Healthcare Solutions, Inc. | MDRX | 01988P108 | 21-May-13 | 25-Mar-13 | Annual | Management | 2 | Amend Omnibus Stock Plan | For | For |
Allscripts Healthcare Solutions, Inc. | MDRX | 01988P108 | 21-May-13 | 25-Mar-13 | Annual | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Allscripts Healthcare Solutions, Inc. | MDRX | 01988P108 | 21-May-13 | 25-Mar-13 | Annual | Management | 4 | Ratify Auditors | For | For |
Rockwood Holdings, Inc. | ROC | 774415103 | 21-May-13 | 28-Mar-13 | Annual | Management | 1.1 | Elect Director Seifi Ghasemi | For | For |
Rockwood Holdings, Inc. | ROC | 774415103 | 21-May-13 | 28-Mar-13 | Annual | Management | 1.2 | Elect Director Sheldon R. Erikson | For | For |
Rockwood Holdings, Inc. | ROC | 774415103 | 21-May-13 | 28-Mar-13 | Annual | Management | 2 | Ratify Auditors | For | For |
Rockwood Holdings, Inc. | ROC | 774415103 | 21-May-13 | 28-Mar-13 | Annual | Share Holder | 3 | Require a Majority Vote for the Election of Directors | Against | For |
Valeant Pharmaceuticals International, Inc. | VRX | 91911K102 | 21-May-13 | 03-Apr-13 | Annual | Management | 1a | Elect Director Ronald H. Farmer | For | For |
Valeant Pharmaceuticals International, Inc. | VRX | 91911K102 | 21-May-13 | 03-Apr-13 | Annual | Management | 1b | Elect Director Robert A. Ingram | For | For |
Valeant Pharmaceuticals International, Inc. | VRX | 91911K102 | 21-May-13 | 03-Apr-13 | Annual | Management | 1c | Elect Director Theo Melas-Kyriazi | For | For |
Valeant Pharmaceuticals International, Inc. | VRX | 91911K102 | 21-May-13 | 03-Apr-13 | Annual | Management | 1d | Elect Director G. Mason Morfit | For | For |
Valeant Pharmaceuticals International, Inc. | VRX | 91911K102 | 21-May-13 | 03-Apr-13 | Annual | Management | 1e | Elect Director Laurence E. Paul | For | For |
Valeant Pharmaceuticals International, Inc. | VRX | 91911K102 | 21-May-13 | 03-Apr-13 | Annual | Management | 1f | Elect Director J. Michael Pearson | For | For |
Valeant Pharmaceuticals International, Inc. | VRX | 91911K102 | 21-May-13 | 03-Apr-13 | Annual | Management | 1g | Elect Director Robert N. Power | For | For |
Valeant Pharmaceuticals International, Inc. | VRX | 91911K102 | 21-May-13 | 03-Apr-13 | Annual | Management | 1h | Elect Director Norma A. Provencio | For | For |
Valeant Pharmaceuticals International, Inc. | VRX | 91911K102 | 21-May-13 | 03-Apr-13 | Annual | Management | 1i | Elect Director Howard B. Schiller | For | For |
Valeant Pharmaceuticals International, Inc. | VRX | 91911K102 | 21-May-13 | 03-Apr-13 | Annual | Management | 1j | Elect Director Lloyd M. Segal | For | For |
Valeant Pharmaceuticals International, Inc. | VRX | 91911K102 | 21-May-13 | 03-Apr-13 | Annual | Management | 1k | Elect Director Katharine B. Stevenson | For | For |
Valeant Pharmaceuticals International, Inc. | VRX | 91911K102 | 21-May-13 | 03-Apr-13 | Annual | Management | 2 | Advisory Vote on Executive Compensation Approach | For | For |
Valeant Pharmaceuticals International, Inc. | VRX | 91911K102 | 21-May-13 | 03-Apr-13 | Annual | Management | 3 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For |
Valeant Pharmaceuticals International, Inc. | VRX | 91911K102 | 21-May-13 | 03-Apr-13 | Annual | Management | 4 | Approve Continuance of Company [CBCA to BCBCA] | For | For |
Fiserv, Inc. | FISV | 337738108 | 22-May-13 | 26-Mar-13 | Annual | Management | 1.1 | Elect Director Christopher M. Flink | For | For |
Fiserv, Inc. | FISV | 337738108 | 22-May-13 | 26-Mar-13 | Annual | Management | 1.2 | Elect Director Dennis F. Lynch | For | For |
Fiserv, Inc. | FISV | 337738108 | 22-May-13 | 26-Mar-13 | Annual | Management | 1.3 | Elect Director Kim M. Robak | For | For |
Fiserv, Inc. | FISV | 337738108 | 22-May-13 | 26-Mar-13 | Annual | Management | 1.4 | Elect Director Doyle R. Simons | For | For |
Fiserv, Inc. | FISV | 337738108 | 22-May-13 | 26-Mar-13 | Annual | Management | 1.5 | Elect Director Thomas C. Wertheimer | For | For |
Fiserv, Inc. | FISV | 337738108 | 22-May-13 | 26-Mar-13 | Annual | Management | 2 | Amend Omnibus Stock Plan | For | For |
Fiserv, Inc. | FISV | 337738108 | 22-May-13 | 26-Mar-13 | Annual | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Fiserv, Inc. | FISV | 337738108 | 22-May-13 | 26-Mar-13 | Annual | Management | 4 | Ratify Auditors | For | For |
Fiserv, Inc. | FISV | 337738108 | 22-May-13 | 26-Mar-13 | Annual | Share Holder | 5 | Stock Retention/Holding Period | Against | Against |
SEI Investments Company | SEIC | 784117103 | 22-May-13 | 22-Mar-13 | Annual | Management | 1a | Elect Director Alfred P. West, Jr. | For | For |
SEI Investments Company | SEIC | 784117103 | 22-May-13 | 22-Mar-13 | Annual | Management | 1b | Elect Director William M. Doran | For | For |
SEI Investments Company | SEIC | 784117103 | 22-May-13 | 22-Mar-13 | Annual | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
SEI Investments Company | SEIC | 784117103 | 22-May-13 | 22-Mar-13 | Annual | Management | 3 | Ratify Auditors | For | For |
Flowserve Corporation | FLS | 34354P105 | 23-May-13 | 28-Mar-13 | Annual | Management | 1.1 | Elect Director Gayla J. Delly | For | For |
Flowserve Corporation | FLS | 34354P105 | 23-May-13 | 28-Mar-13 | Annual | Management | 1.2 | Elect Director Rick J. Mills | For | For |
Flowserve Corporation | FLS | 34354P105 | 23-May-13 | 28-Mar-13 | Annual | Management | 1.3 | Elect Director Charles M. Rampacek | For | For |
Flowserve Corporation | FLS | 34354P105 | 23-May-13 | 28-Mar-13 | Annual | Management | 1.4 | Elect Director William C. Rusnack | For | For |
Flowserve Corporation | FLS | 34354P105 | 23-May-13 | 28-Mar-13 | Annual | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Flowserve Corporation | FLS | 34354P105 | 23-May-13 | 28-Mar-13 | Annual | Management | 3 | Increase Authorized Common Stock | For | For |
Flowserve Corporation | FLS | 34354P105 | 23-May-13 | 28-Mar-13 | Annual | Management | 4 | Ratify Auditors | For | For |
Flowserve Corporation | FLS | 34354P105 | 23-May-13 | 28-Mar-13 | Annual | Share Holder | 5 | Provide Right to Act by Written Consent | Against | For |
GNC Holdings, Inc. | GNC | 36191G107 | 23-May-13 | 28-Mar-13 | Annual | Management | 1.1 | Elect Director Philip E. Mallott | For | For |
GNC Holdings, Inc. | GNC | 36191G107 | 23-May-13 | 28-Mar-13 | Annual | Management | 1.2 | Elect Director C. Scott O'Hara | For | For |
GNC Holdings, Inc. | GNC | 36191G107 | 23-May-13 | 28-Mar-13 | Annual | Management | 1.3 | Elect Director Richard J. Wallace | For | For |
GNC Holdings, Inc. | GNC | 36191G107 | 23-May-13 | 28-Mar-13 | Annual | Management | 2 | Eliminate Class of Common Stock | For | For |
GNC Holdings, Inc. | GNC | 36191G107 | 23-May-13 | 28-Mar-13 | Annual | Management | 3 | Establish Range For Board Size | For | For |
GNC Holdings, Inc. | GNC | 36191G107 | 23-May-13 | 28-Mar-13 | Annual | Management | 4 | Declassify the Board of Directors | For | For |
GNC Holdings, Inc. | GNC | 36191G107 | 23-May-13 | 28-Mar-13 | Annual | Management | 5 | Amendment to Delete Various Provisions Related to the Company's Former 'Sponsors' which are Now Inapplicable | For | For |
GNC Holdings, Inc. | GNC | 36191G107 | 23-May-13 | 28-Mar-13 | Annual | Management | 6 | Provide Right to Act by Written Consent | For | For |
GNC Holdings, Inc. | GNC | 36191G107 | 23-May-13 | 28-Mar-13 | Annual | Management | 7 | Ratify Auditors | For | For |
GNC Holdings, Inc. | GNC | 36191G107 | 23-May-13 | 28-Mar-13 | Annual | Management | 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Pioneer Natural Resources Company | PXD | 723787107 | 23-May-13 | 28-Mar-13 | Annual | Management | 1.1 | Elect Director Timothy L. Dove | For | For |
Pioneer Natural Resources Company | PXD | 723787107 | 23-May-13 | 28-Mar-13 | Annual | Management | 1.2 | Elect Director Charles E. Ramsey, Jr. | For | For |
Pioneer Natural Resources Company | PXD | 723787107 | 23-May-13 | 28-Mar-13 | Annual | Management | 1.3 | Elect Director Frank A. Risch | For | For |
Pioneer Natural Resources Company | PXD | 723787107 | 23-May-13 | 28-Mar-13 | Annual | Management | 2 | Ratify Auditors | For | For |
Pioneer Natural Resources Company | PXD | 723787107 | 23-May-13 | 28-Mar-13 | Annual | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Pioneer Natural Resources Company | PXD | 723787107 | 23-May-13 | 28-Mar-13 | Annual | Share Holder | 4 | Report on Management of Hydraulic Fracturing Risks and Opportunities | Against | Against |
Quanta Services, Inc. | PWR | 74762E102 | 23-May-13 | 25-Mar-13 | Annual | Management | 1.1 | Elect Director James R. Ball | For | For |
Quanta Services, Inc. | PWR | 74762E102 | 23-May-13 | 25-Mar-13 | Annual | Management | 1.2 | Elect Director J. Michal Conaway | For | For |
Quanta Services, Inc. | PWR | 74762E102 | 23-May-13 | 25-Mar-13 | Annual | Management | 1.3 | Elect Director Vincent D. Foster | For | For |
Quanta Services, Inc. | PWR | 74762E102 | 23-May-13 | 25-Mar-13 | Annual | Management | 1.4 | Elect Director Bernard Fried | For | For |
Quanta Services, Inc. | PWR | 74762E102 | 23-May-13 | 25-Mar-13 | Annual | Management | 1.5 | Elect Director Louis C. Golm | For | For |
Quanta Services, Inc. | PWR | 74762E102 | 23-May-13 | 25-Mar-13 | Annual | Management | 1.6 | Elect Director Worthing F. Jackman | For | For |
Quanta Services, Inc. | PWR | 74762E102 | 23-May-13 | 25-Mar-13 | Annual | Management | 1.7 | Elect Director James F. O'Neil III | For | For |
Quanta Services, Inc. | PWR | 74762E102 | 23-May-13 | 25-Mar-13 | Annual | Management | 1.8 | Elect Director Bruce Ranck | For | For |
Quanta Services, Inc. | PWR | 74762E102 | 23-May-13 | 25-Mar-13 | Annual | Management | 1.9 | Elect Director Margaret B. Shannon | For | For |
Quanta Services, Inc. | PWR | 74762E102 | 23-May-13 | 25-Mar-13 | Annual | Management | 1.10 | Elect Director Pat Wood, III | For | For |
Quanta Services, Inc. | PWR | 74762E102 | 23-May-13 | 25-Mar-13 | Annual | Management | 2 | Ratify Auditors | For | For |
Quanta Services, Inc. | PWR | 74762E102 | 23-May-13 | 25-Mar-13 | Annual | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Elan Corporation plc | DRX | G29539106 | 30-May-13 | 29-Apr-13 | Annual | Management | 1 | Accept Financial Statements and Statutory Reports | For | Do Not Vote |
Elan Corporation plc | DRX | G29539106 | 30-May-13 | 29-Apr-13 | Annual | Management | 2 | Approve Remuneration Report | For | Do Not Vote |
Elan Corporation plc | DRX | G29539106 | 30-May-13 | 29-Apr-13 | Annual | Management | 3a | Reelect Robert Ingram as Director | For | Do Not Vote |
Elan Corporation plc | DRX | G29539106 | 30-May-13 | 29-Apr-13 | Annual | Management | 3b | Reelect Gary Kennedy as Director | For | Do Not Vote |
Elan Corporation plc | DRX | G29539106 | 30-May-13 | 29-Apr-13 | Annual | Management | 3c | Reelect Patrick Kennedy as Director | For | Do Not Vote |
Elan Corporation plc | DRX | G29539106 | 30-May-13 | 29-Apr-13 | Annual | Management | 3d | Reelect Kelly Martin as Director | For | Do Not Vote |
Elan Corporation plc | DRX | G29539106 | 30-May-13 | 29-Apr-13 | Annual | Management | 3e | Reelect Kieran McGowan as Director | For | Do Not Vote |
Elan Corporation plc | DRX | G29539106 | 30-May-13 | 29-Apr-13 | Annual | Management | 3f | Reelect Kyran McLaughlin as Director | For | Do Not Vote |
Elan Corporation plc | DRX | G29539106 | 30-May-13 | 29-Apr-13 | Annual | Management | 3g | Reelect Donal O'Connor as Director | For | Do Not Vote |
Elan Corporation plc | DRX | G29539106 | 30-May-13 | 29-Apr-13 | Annual | Management | 3h | Reelect Richard Pilnik as Director | For | Do Not Vote |
Elan Corporation plc | DRX | G29539106 | 30-May-13 | 29-Apr-13 | Annual | Management | 3i | Reelect Andrew von Eschenbach as Director | For | Do Not Vote |
Elan Corporation plc | DRX | G29539106 | 30-May-13 | 29-Apr-13 | Annual | Management | 4 | Authorise Board to Fix Remuneration of Auditors | For | Do Not Vote |
Elan Corporation plc | DRX | G29539106 | 30-May-13 | 29-Apr-13 | Annual | Management | 5 | Authorise Issuance of Equity or Equity-Linked Securities with Preemptive Rights | For | Do Not Vote |
Elan Corporation plc | DRX | G29539106 | 30-May-13 | 29-Apr-13 | Annual | Management | 6 | Authorise Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Do Not Vote |
Elan Corporation plc | DRX | G29539106 | 30-May-13 | 29-Apr-13 | Annual | Management | 7 | Approve Reduction in Share Capital | For | Do Not Vote |
Elan Corporation plc | DRX | G29539106 | 30-May-13 | 29-Apr-13 | Annual | Management | 8 | Authorise Share Repurchase Program | For | Do Not Vote |
Elan Corporation plc | DRX | G29539106 | 30-May-13 | 29-Apr-13 | Annual | Management | 9 | Authorise Reissuance of Repurchased Shares | For | Do Not Vote |
Elan Corporation plc | DRX | G29539106 | 30-May-13 | 29-Apr-13 | Annual | Management | 10 | Authorise the Company to Call EGM with Two Weeks' Notice | For | Do Not Vote |
Jarden Corporation | JAH | 471109108 | 30-May-13 | 05-Apr-13 | Annual | Management | 1.1 | Elect Director Ian G. H. Ashken | For | For |
Jarden Corporation | JAH | 471109108 | 30-May-13 | 05-Apr-13 | Annual | Management | 1.2 | Elect Director William P. Lauder | For | For |
Jarden Corporation | JAH | 471109108 | 30-May-13 | 05-Apr-13 | Annual | Management | 1.3 | Elect Director Robert L. Wood | For | For |
Jarden Corporation | JAH | 471109108 | 30-May-13 | 05-Apr-13 | Annual | Management | 2 | Approve Omnibus Stock Plan | For | For |
Jarden Corporation | JAH | 471109108 | 30-May-13 | 05-Apr-13 | Annual | Management | 3 | Approve Qualified Employee Stock Purchase Plan | For | For |
Jarden Corporation | JAH | 471109108 | 30-May-13 | 05-Apr-13 | Annual | Management | 4 | Ratify Auditors | For | For |
Jarden Corporation | JAH | 471109108 | 30-May-13 | 05-Apr-13 | Annual | Management | 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Jarden Corporation | JAH | 471109108 | 30-May-13 | 05-Apr-13 | Annual | Share Holder | 6 | Declassify the Board of Directors | Against | For |
WESCO International, Inc. | WCC | 95082P105 | 30-May-13 | 04-Apr-13 | Annual | Management | 1.1 | Elect Director Sandra Beach Lin | For | For |
WESCO International, Inc. | WCC | 95082P105 | 30-May-13 | 04-Apr-13 | Annual | Management | 1.2 | Elect Director Robert J. Tarr, Jr. | For | For |
WESCO International, Inc. | WCC | 95082P105 | 30-May-13 | 04-Apr-13 | Annual | Management | 1.3 | Elect Director Stephen A. Van Oss | For | For |
WESCO International, Inc. | WCC | 95082P105 | 30-May-13 | 04-Apr-13 | Annual | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
WESCO International, Inc. | WCC | 95082P105 | 30-May-13 | 04-Apr-13 | Annual | Management | 3 | Amend Omnibus Stock Plan | For | For |
WESCO International, Inc. | WCC | 95082P105 | 30-May-13 | 04-Apr-13 | Annual | Management | 4 | Amend Omnibus Stock Plan | For | For |
WESCO International, Inc. | WCC | 95082P105 | 30-May-13 | 04-Apr-13 | Annual | Management | 5 | Ratify Auditors | For | For |
WESCO International, Inc. | WCC | 95082P105 | 30-May-13 | 04-Apr-13 | Annual | Share Holder | 6 | Declassify the Board of Directors | Against | For |
Ares Capital Corporation | ARCC | 04010L103 | 04-Jun-13 | 11-Apr-13 | Annual | Management | 1.1 | Elect Director Frank E. O'Bryan | For | For |
Ares Capital Corporation | ARCC | 04010L103 | 04-Jun-13 | 11-Apr-13 | Annual | Management | 1.2 | Elect Director Antony P. Ressler | For | For |
Ares Capital Corporation | ARCC | 04010L103 | 04-Jun-13 | 11-Apr-13 | Annual | Management | 1.3 | Elect Director Eric B. Siegel | For | For |
Ares Capital Corporation | ARCC | 04010L103 | 04-Jun-13 | 11-Apr-13 | Annual | Management | 2 | Ratify Auditors | For | For |
Ares Capital Corporation | ARCC | 04010L103 | 04-Jun-13 | 11-Apr-13 | Annual | Management | 3 | Approve Issuance of Shares Below Net Asset Value (NAV) | For | For |
Superior Energy Services, Inc. | SPN | 868157108 | 06-Jun-13 | 19-Apr-13 | Annual | Management | 1.1 | Elect Director Harold J. Bouillion | For | For |
Superior Energy Services, Inc. | SPN | 868157108 | 06-Jun-13 | 19-Apr-13 | Annual | Management | 1.2 | Elect Director Enoch L. Dawkins | For | For |
Superior Energy Services, Inc. | SPN | 868157108 | 06-Jun-13 | 19-Apr-13 | Annual | Management | 1.3 | Elect Director David D. Dunlap | For | For |
Superior Energy Services, Inc. | SPN | 868157108 | 06-Jun-13 | 19-Apr-13 | Annual | Management | 1.4 | Elect Director James M. Funk | For | For |
Superior Energy Services, Inc. | SPN | 868157108 | 06-Jun-13 | 19-Apr-13 | Annual | Management | 1.5 | Elect Director Terence E. Hall | For | For |
Superior Energy Services, Inc. | SPN | 868157108 | 06-Jun-13 | 19-Apr-13 | Annual | Management | 1.6 | Elect Director Ernest E. 'Wyn' Howard, III | For | For |
Superior Energy Services, Inc. | SPN | 868157108 | 06-Jun-13 | 19-Apr-13 | Annual | Management | 1.7 | Elect Director Peter D. Kinnear | For | For |
Superior Energy Services, Inc. | SPN | 868157108 | 06-Jun-13 | 19-Apr-13 | Annual | Management | 1.8 | Elect Director Michael M. McShane | For | For |
Superior Energy Services, Inc. | SPN | 868157108 | 06-Jun-13 | 19-Apr-13 | Annual | Management | 1.9 | Elect Director W. Matt Ralls | For | For |
Superior Energy Services, Inc. | SPN | 868157108 | 06-Jun-13 | 19-Apr-13 | Annual | Management | 1.10 | Elect Director Justin L. Sullivan | For | For |
Superior Energy Services, Inc. | SPN | 868157108 | 06-Jun-13 | 19-Apr-13 | Annual | Management | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Superior Energy Services, Inc. | SPN | 868157108 | 06-Jun-13 | 19-Apr-13 | Annual | Management | 3 | Approve Omnibus Stock Plan | For | For |
Superior Energy Services, Inc. | SPN | 868157108 | 06-Jun-13 | 19-Apr-13 | Annual | Management | 4 | Approve Qualified Employee Stock Purchase Plan | For | For |
Superior Energy Services, Inc. | SPN | 868157108 | 06-Jun-13 | 19-Apr-13 | Annual | Management | 5 | Amend Stock Ownership Limitations | For | For |
Superior Energy Services, Inc. | SPN | 868157108 | 06-Jun-13 | 19-Apr-13 | Annual | Management | 6 | Ratify Auditors | For | For |
KAR Auction Services, Inc. | KAR | 48238T109 | 12-Jun-13 | 17-Apr-13 | Annual | Management | 1.1 | Elect Director David J. Ament | For | For |
KAR Auction Services, Inc. | KAR | 48238T109 | 12-Jun-13 | 17-Apr-13 | Annual | Management | 1.2 | Elect Director Ryan M. Birtwell | For | For |
KAR Auction Services, Inc. | KAR | 48238T109 | 12-Jun-13 | 17-Apr-13 | Annual | Management | 1.3 | Elect Director Thomas J. Carella | For | For |
KAR Auction Services, Inc. | KAR | 48238T109 | 12-Jun-13 | 17-Apr-13 | Annual | Management | 1.4 | Elect Director Brian T. Clingen | For | For |
KAR Auction Services, Inc. | KAR | 48238T109 | 12-Jun-13 | 17-Apr-13 | Annual | Management | 1.5 | Elect Director Robert M. Finlayson | For | For |
KAR Auction Services, Inc. | KAR | 48238T109 | 12-Jun-13 | 17-Apr-13 | Annual | Management | 1.6 | Elect Director Peter R. Formanek | For | For |
KAR Auction Services, Inc. | KAR | 48238T109 | 12-Jun-13 | 17-Apr-13 | Annual | Management | 1.7 | Elect Director Michael B. Goldberg | For | For |
KAR Auction Services, Inc. | KAR | 48238T109 | 12-Jun-13 | 17-Apr-13 | Annual | Management | 1.8 | Elect Director James P. Hallett | For | For |
KAR Auction Services, Inc. | KAR | 48238T109 | 12-Jun-13 | 17-Apr-13 | Annual | Management | 1.9 | Elect Director Sanjeev Mehra | For | For |
KAR Auction Services, Inc. | KAR | 48238T109 | 12-Jun-13 | 17-Apr-13 | Annual | Management | 1.10 | Elect Director Church M. Moore | For | For |
KAR Auction Services, Inc. | KAR | 48238T109 | 12-Jun-13 | 17-Apr-13 | Annual | Management | 1.11 | Elect Director Thomas C. O'Brien | For | For |
KAR Auction Services, Inc. | KAR | 48238T109 | 12-Jun-13 | 17-Apr-13 | Annual | Management | 1.12 | Elect Director Gregory P. Spivy | For | For |
KAR Auction Services, Inc. | KAR | 48238T109 | 12-Jun-13 | 17-Apr-13 | Annual | Management | 1.13 | Elect Director Jonathan P. Ward | For | For |
KAR Auction Services, Inc. | KAR | 48238T109 | 12-Jun-13 | 17-Apr-13 | Annual | Management | 2 | Amend Omnibus Stock Plan | For | For |
KAR Auction Services, Inc. | KAR | 48238T109 | 12-Jun-13 | 17-Apr-13 | Annual | Management | 3 | Ratify Auditors | For | For |
Signet Jewelers Limited | SIG | G81276100 | 14-Jun-13 | 12-Apr-13 | Annual | Management | 1a | Elect Dale W. Hilpert as Director | For | For |
Signet Jewelers Limited | SIG | G81276100 | 14-Jun-13 | 12-Apr-13 | Annual | Management | 1b | Elect H. Todd Stitzer as Director | For | For |
Signet Jewelers Limited | SIG | G81276100 | 14-Jun-13 | 12-Apr-13 | Annual | Management | 1c | Elect Marianne Parrs as Director | For | For |
Signet Jewelers Limited | SIG | G81276100 | 14-Jun-13 | 12-Apr-13 | Annual | Management | 1d | Elect Michael W. Barnes as Director | For | For |
Signet Jewelers Limited | SIG | G81276100 | 14-Jun-13 | 12-Apr-13 | Annual | Management | 1e | Elect Russell Walls as Director | For | For |
Signet Jewelers Limited | SIG | G81276100 | 14-Jun-13 | 12-Apr-13 | Annual | Management | 1f | Elect Thomas Plaskett as Director | For | For |
Signet Jewelers Limited | SIG | G81276100 | 14-Jun-13 | 12-Apr-13 | Annual | Management | 1g | Elect Virginia Drosos as Director | For | For |
Signet Jewelers Limited | SIG | G81276100 | 14-Jun-13 | 12-Apr-13 | Annual | Management | 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For |
Signet Jewelers Limited | SIG | G81276100 | 14-Jun-13 | 12-Apr-13 | Annual | Management | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | For | For |
Check Point Software Technologies Ltd. | CHKP | M22465104 | 25-Jun-13 | 17-May-13 | Annual | Management | 1 | Reelect Six Directors | For | For |
Check Point Software Technologies Ltd. | CHKP | M22465104 | 25-Jun-13 | 17-May-13 | Annual | Management | 2 | Approve Auditors and Authorize Board to Fix Their Remuneration; Review Consolidated Financial Statements | For | For |
Check Point Software Technologies Ltd. | CHKP | M22465104 | 25-Jun-13 | 17-May-13 | Annual | Management | 3 | Approve Executive Compensation Policy | For | For |
Check Point Software Technologies Ltd. | CHKP | M22465104 | 25-Jun-13 | 17-May-13 | Annual | Management | 4 | Approve Compensation of Chairman/CEO | For | For |
Check Point Software Technologies Ltd. | CHKP | M22465104 | 25-Jun-13 | 17-May-13 | Annual | Management | A | Vote FOR if you are a controlling shareholder or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | None | Against |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
By (Signature and Title)* /s/ Bruce E. Ventimiglia
Bruce E. Ventimiglia, President and Principal Executive Officer
* Print the name and title of each signing officer under his or her signature.