1101 Stewart Avenue, Suite 207, Garden City, New York 11530
(Address of principal executive offices) (Zip code)
Bruce E. Ventimiglia
ITEM 1. PROXY VOTING RECORD: (see Exhibits)
Appended hereto as Exhibits A-N is the following information indicating for each matter relating to a portfolio security owned by the Registrant considered at any shareholder meeting held during the twelve month period ended June 30, 2011 with respect to which the Registrant was entitled to vote:
(c) The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security;
(f) Whether the matter was proposed by the issuer or by a security holder;
(h) How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and
(i) Whether the Registrant cast its vote for or against management.
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Bruce E. Ventimiglia, President and Principal Executive Officer
| | | | | | | | | | | | | | |
Saratoga Advantage Trust: Small Capitalization Portfolio Item 1, Exhibit D |
Investment Company Act File Number: 811-08542 | | | | | | | | | |
| Reporting Period: July 1, 2010 through June 30, 2011 | | | | | | | | |
| | | | | | | | | | | | | | |
| BRISTOW GROUP INC. | |
| Security | | 110394103 | | | Meeting Type | | Annual |
| Ticker Symbol | | BRS | | | Meeting Date | | 04-Aug-2010 | | |
| ISIN | | US1103941035 | | | Agenda | | 933303872 - Management |
| Item | Proposal | Type | Vote | For/Against
Management |
| 1 | DIRECTOR | Management | | | | | |
| | 1 | THOMAS N. AMONETT | | For | For |
| | 2 | STEPHEN J. CANNON | | For | For |
| | 3 | WILLIAM E. CHILES | | For | For |
| | 4 | MICHAEL A. FLICK | | For | For |
| | 5 | IAN A. GODDEN | | For | For |
| | 6 | THOMAS C. KNUDSON | | For | For |
| | 7 | JOHN M. MAY | | For | For |
| | 8 | BRUCE H. STOVER | | For | For |
| | 9 | KEN C. TAMBLYN | | For | For |
| | 10 | WILLIAM P. WYATT | | For | For |
| 2 | TO APPROVE AN AMENDMENT TO THE COMPANY'S 2007
LONG TERM INCENTIVE PLAN | Management | For | For |
| 3 | TO APPROVE AND RATIFY THE APPOINTMENT OF KPMG
LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR
THE FISCAL YEAR ENDING MARCH 31, 2011 | Management | For | For |
| | | | | | | | | | | | | | |
| NETSCOUT SYSTEMS, INC. | |
| Security | | 64115T104 | | | Meeting Type | | Annual |
| Ticker Symbol | | NTCT | | | Meeting Date | | 08-Sep-2010 | | |
| ISIN | | US64115T1043 | | | Agenda | | 933310675 - Management |
| Item | Proposal | Type | Vote | For/Against
Management |
| 1 | DIRECTOR | Management | | | | | |
| | 1 | ANIL K. SINGHAL | | For | For |
| | 2 | JOHN R. EGAN | | For | For |
| | 3 | STUART M. MCGUIGAN | | For | For |
| 2 | TO RATIFY THE SELECTION OF
PRICEWATERHOUSECOOPERS LLP, INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM, AS AUDITORS
FOR THE FISCAL YEAR ENDING MARCH 31, 2011. | Management | For | For |
| | | | | | | | | | | | | | |
| TOWERS WATSON & CO | |
| Security | | 891894107 | | | Meeting Type | | Special |
| Ticker Symbol | | TW | | | Meeting Date | | 09-Sep-2010 | | |
| ISIN | | US8918941076 | | | Agenda | | 933315283 - Management |
| Item | Proposal | Type | Vote | For/Against
Management |
| 01 | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF
THE COMPANY'S CERTIFICATE OF INCORPORATION TO
ELIMINATE THE RESTRICTION ON THE NUMBER OF SHARES
OF CLASS B COMMON STOCK THAT THE BOARD OF
DIRECTORS CAN CONVERT INTO SHARES OF CLASS A
COMMON STOCK. | Management | For | For |
| | | | | | | | | | | | | | |
| RPM INTERNATIONAL INC. | |
| Security | | 749685103 | | | Meeting Type | | Annual |
| Ticker Symbol | | RPM | | | Meeting Date | | 07-Oct-2010 | | |
| ISIN | | US7496851038 | | | Agenda | | 933323230 - Management |
| Item | Proposal | Type | Vote | For/Against
Management |
| 01 | DIRECTOR | Management | | | | | |
| | 1 | DAVID A. DABERKO | | For | For |
| | 2 | WILLIAM A. PAPENBROCK | | For | For |
| | 3 | FRANK C. SULLIVAN | | For | For |
| | 4 | THOMAS C. SULLIVAN | | For | For |
| 02 | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS
RPM'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM. | Management | For | For |
| | | | | | | | | | | | | | |
| TOWERS WATSON & CO | |
| Security | | 891894107 | | | Meeting Type | | Annual |
| Ticker Symbol | | TW | | | Meeting Date | | 12-Nov-2010 | | |
| ISIN | | US8918941076 | | | Agenda | | 933337140 - Management |
| Item | Proposal | Type | Vote | For/Against
Management |
| 1A | ELECTION OF DIRECTOR: JOHN J. GABARRO | Management | For | For |
| 1B | ELECTION OF DIRECTOR: VICTOR F. GANZI | Management | For | For |
| 1C | ELECTION OF DIRECTOR: JOHN J. HALEY | Management | For | For |
| 1D | ELECTION OF DIRECTOR: MARK V. MACTAS | Management | For | For |
| 1E | ELECTION OF DIRECTOR: MARK MASELLI | Management | For | For |
| 1F | ELECTION OF DIRECTOR: GAIL E. MCKEE | Management | For | For |
| 1G | ELECTION OF DIRECTOR: BRENDAN R. O'NEILL | Management | For | For |
| 1H | ELECTION OF DIRECTOR: LINDA D. RABBITT | Management | For | For |
| 1I | ELECTION OF DIRECTOR: GILBERT T. RAY | Management | For | For |
| 1J | ELECTION OF DIRECTOR: PAUL THOMAS | Management | For | For |
| 1K | ELECTION OF DIRECTOR: WILHELM ZELLER | Management | For | For |
| 02 | RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE
30, 2011. | Management | For | For |
| | | | | | | | | | | | | | |
| FIRST NIAGARA FINANCIAL GROUP, INC. | |
| Security | | 33582V108 | | | Meeting Type | | Special |
| Ticker Symbol | | FNFG | | | Meeting Date | | 20-Dec-2010 | | |
| ISIN | | US33582V1089 | | | Agenda | | 933348547 - Management |
| Item | Proposal | Type | Vote | For/Against
Management |
| 01 | THE ISSUANCE OF FIRST NIAGARA FINANCIAL GROUP, INC.
COMMON STOCK TO NEWALLIANCE BANCSHARES, INC.
STOCKHOLDERS PURSUANT TO THE AGREEMENT AND
PLAN OF MERGER, DATED AS OF AUGUST 18, 2010, AND AS
AMENDED AS OF SEPTEMBER 27, 2010, BY AND AMONG
NEWALLIANCE BANCSHARES, INC., FIRST NIAGARA
FINANCIAL GROUP, INC. AND FNFG MERGER SUB, INC. | Management | For | For |
| 02 | TO APPROVE ONE OR MORE ADJOURNMENTS OF THE
SPECIAL MEETING, IF NECESSARY OR APPROPRIATE,
INCLUDING ADJOURNMENTS TO PERMIT FURTHER
SOLICITATION OF PROXIES IN FAVOR OF THE STOCK
ISSUANCE. | Management | For | For |
| | | | | | | | | | | | | | |
| WASHINGTON FEDERAL, INC. | |
| Security | | 938824109 | | | Meeting Type | | Annual |
| Ticker Symbol | | WFSL | | | Meeting Date | | 19-Jan-2011 | | |
| ISIN | | US9388241096 | | | Agenda | | 933357128 - Management |
| Item | Proposal | Type | Vote | For/Against
Management |
| 1 | DIRECTOR | Management | | | | | |
| | 1 | ANNA C. JOHNSON | | For | For |
| | 2 | CHARLES R. RICHMOND | | For | For |
| 2 | ADOPTION OF THE WASHINGTON FEDERAL, INC. 2011
INCENTIVE PLAN. | Management | For | For |
| 3 | ADVISORY VOTE ON WASHINGTON FEDERAL'S EXECUTIVE
COMPENSATION. | Management | For | For |
| 4 | RATIFICATION OF APPOINTMENT OF INDEPENDENT
AUDITORS. | Management | For | For |
| | | | | | | | | | | | | | |
| J & J SNACK FOODS CORP. | |
| Security | | 466032109 | | | Meeting Type | | Annual |
| Ticker Symbol | | JJSF | | | Meeting Date | | 09-Feb-2011 | | |
| ISIN | | US4660321096 | | | Agenda | | 933360581 - Management |
| Item | Proposal | Type | Vote | For/Against
Management |
| 01 | DIRECTOR | Management | | | | | |
| | 1 | PETER G. STANLEY | | For | For |
| 02 | ADVISORY VOTE ON APPROVAL OF THE COMPANY'S
EXECUTIVE COMPENSATION PROGRAMS | Management | For | For |
| 03 | ADVISORY VOTE ON THE FREQUENCY OF THE
SHAREHOLDER'S ADVISORY VOTE ON THE COMPANY'S
EXECUTIVE COMPENSATION PROGRAM | Management | 3 Years | For |
| | | | | | | | | | | | | | |
| JACK IN THE BOX INC. | |
| Security | | 466367109 | | | Meeting Type | | Annual |
| Ticker Symbol | | JACK | | | Meeting Date | | 18-Feb-2011 | | |
| ISIN | | US4663671091 | | | Agenda | | 933365973 - Management |
| Item | Proposal | Type | Vote | For/Against
Management |
| 01 | DIRECTOR | Management | | | | | |
| | 1 | DAVID L. GOEBEL | | For | For |
| | 2 | MURRAY H. HUTCHISON | | For | For |
| | 3 | LINDA A. LANG | | For | For |
| | 4 | MICHAEL W. MURPHY | | For | For |
| | 5 | JAMES M. MYERS | | For | For |
| | 6 | DAVID M. TEHLE | | For | For |
| | 7 | WINIFRED M. WEBB | | For | For |
| | 8 | JOHN T. WYATT | | For | For |
| 02 | APPROVAL OF AMENDED AND RESTATED ANNUAL
PERFORMANCE INCENTIVE PLAN. | Management | For | For |
| 03 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS. | Management | For | For |
| 04 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For |
| 05 | ADVISORY VOTE ON THE FREQUENCY OF A STOCKHOLDER
VOTE ON EXECUTIVE COMPENSATION. | Management | Abstain | |
| | | | | | | | | | | | | | |
| MAXIMUS, INC. | |
| Security | | 577933104 | | | Meeting Type | | Annual |
| Ticker Symbol | | MMS | | | Meeting Date | | 18-Mar-2011 | | |
| ISIN | | US5779331041 | | | Agenda | | 933368119 - Management |
| Item | Proposal | Type | Vote | For/Against
Management |
| 01 | DIRECTOR | Management | | | | | |
| | 1 | RUSSELL A. BELIVEAU | | For | For |
| | 2 | JOHN J. HALEY | | For | For |
| | 3 | MARILYN R. SEYMANN | | For | For |
| 02 | TO CAST AN ADVISORY VOTE TO APPROVE THE
COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | For | For |
| 03 | TO CAST AN ADVISORY VOTE ON WHETHER
SHAREHOLDERS WILL VOTE ON NAMED EXECUTIVE
OFFICER COMPENSATION EVERY ONE, TWO OR THREE
YEARS. | Management | 3 Years | For |
| 04 | THE RATIFICATION OF THE APPOINTMENT OF ERNST &
YOUNG LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANTS
FOR OUR 2011 FISCAL YEAR. | Management | For | For |
| | | | | | | | | | | | | | |
| A.O. SMITH CORPORATION | |
| Security | | 831865209 | | | Meeting Type | | Annual |
| Ticker Symbol | | AOS | | | Meeting Date | | 11-Apr-2011 | | |
| ISIN | | US8318652091 | | | Agenda | | 933375342 - Management |
| Item | Proposal | Type | Vote | For/Against
Management |
| 01 | DIRECTOR | Management | | | | | |
| | 1 | GLOSTER B. CURRENT, JR. | | For | For |
| | 2 | ROBERT J. O'TOOLE | | For | For |
| | 3 | IDELLE K. WOLF | | For | For |
| | 4 | GENE C. WULF | | For | For |
| 02 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST &
YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE CORPORATION. | Management | For | For |
| 03 | PROPOSAL TO APPROVE BY NON-BINDING ADVISORY
VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS. | Management | For | For |
| 04 | PROPOSAL TO RECOMMEND BY NON-BINDING ADVISORY
VOTE, THE FREQUENCY OF FUTURE ADVISORY VOTES ON
THE COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS. | Management | 1 Year | For |
| | | | | | | | | | | | | | |
| CRANE CO. | |
| Security | | 224399105 | | | Meeting Type | | Annual |
| Ticker Symbol | | CR | | | Meeting Date | | 18-Apr-2011 | | |
| ISIN | | US2243991054 | | | Agenda | | 933380482 - Management |
| Item | Proposal | Type | Vote | For/Against
Management |
| 1A | ELECTION OF DIRECTOR: E. THAYER BIGELOW | Management | For | For |
| 1B | ELECTION OF DIRECTOR: PHILIP R. LOCHNER, JR. | Management | For | For |
| 1C | ELECTION OF DIRECTOR: RONALD F. MCKENNA | Management | For | For |
| 02 | RATIFICATION OF SELECTION OF DELOITTE & TOUCHE LLP
AS INDEPENDENT AUDITORS FOR THE COMPANY FOR 2011 | Management | For | For |
| 03 | APPROVAL OF ANNUAL INCENTIVE PLAN | Management | For | For |
| 04 | SAY ON PAY - AN ADVISORY VOTE ON APPROVAL OF
EXECUTIVE COMPENSATION | Management | For | For |
| 05 | SAY WHEN ON PAY - AN ADVISORY VOTE ON APPROVAL OF
THE FREQUENCY OF SHAREHOLDER VOTES ON
EXECUTIVE COMPENSATION | Management | 1 Year | For |
| | | | | | | | | | | | | | |
| PROSPERITY BANCSHARES, INC. | |
| Security | | 743606105 | | | Meeting Type | | Annual |
| Ticker Symbol | | PRSP | | | Meeting Date | | 19-Apr-2011 | | |
| ISIN | | US7436061052 | | | Agenda | | 933389036 - Management |
| Item | Proposal | Type | Vote | For/Against
Management |
| 01 | DIRECTOR | Management | | | | | |
| | 1 | WILLIAM H. FAGAN, M.D. | | For | For |
| | 2 | P. MUELLER, JR., D.D.S. | | For | For |
| | 3 | JAMES D. ROLLINS III | | For | For |
| | 4 | HARRISON STAFFORD II | | For | For |
| 02 | RATIFICATION OF THE APPOINTMENT OF DELOITTE &
TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM OF THE COMPANY FOR THE YEAR
ENDING DECEMBER 31, 2011. | Management | For | For |
| 03 | APPROVAL OF THE ADVISORY PROPOSAL REGARDING THE
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS. ("SAY-ON-PAY") | Management | For | For |
| 04 | APPROVAL OF THE ADVISORY PROPOSAL ON THE
FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION. ("SAY-ON-FREQUENCY") | Management | 3 Years | For |
| | | | | | | | | | | | | | |
| LASALLE HOTEL PROPERTIES | |
| Security | | 517942108 | | | Meeting Type | | Annual |
| Ticker Symbol | | LHO | | | Meeting Date | | 21-Apr-2011 | | |
| ISIN | | US5179421087 | | | Agenda | | 933377548 - Management |
| Item | Proposal | Type | Vote | For/Against
Management |
| 1 | DIRECTOR | Management | | | | | |
| | 1 | MICHAEL D. BARNELLO | | For | For |
| | 2 | DONALD A. WASHBURN | | For | For |
| 2 | TO RATIFY THE APPOINTMENT OF THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR
THE YEAR ENDING DECEMBER 31, 2011. | Management | For | For |
| 3 | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE
COMPENSATION. | Management | For | For |
| 4 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY
OF EXECUTIVE COMPENSATION VOTES. | Management | 1 Year | For |
| | | | | | | | | | | | | | |
| ARKANSAS BEST CORPORATION | |
| Security | | 040790107 | | | Meeting Type | | Annual |
| Ticker Symbol | | ABFS | | | Meeting Date | | 21-Apr-2011 | | |
| ISIN | | US0407901075 | | | Agenda | | 933383010 - Management |
| Item | Proposal | Type | Vote | For/Against
Management |
| I | DIRECTOR | Management | | | | | |
| | 1 | JOHN W. ALDEN | | For | For |
| | 2 | FRANK EDELSTEIN | | For | For |
| | 3 | WILLIAM M. LEGG | | For | For |
| | 4 | JUDY R. MCREYNOLDS | | For | For |
| | 5 | ROBERT A. YOUNG III | | For | For |
| II | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31,
2011. | Management | For | For |
| III | TO APPROVE, ON AN ADVISORY BASIS, THE
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS. | Management | For | For |
| IV | TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY
OF HOLDING FUTURE ADVISORY VOTES ON THE
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS. | Management | 1 Year | For |
| | | | | | | | | | | | | | |
| HANESBRANDS INC. | |
| Security | | 410345102 | | | Meeting Type | | Annual |
| Ticker Symbol | | HBI | | | Meeting Date | | 26-Apr-2011 | | |
| ISIN | | US4103451021 | | | Agenda | | 933381244 - Management |
| Item | Proposal | Type | Vote | For/Against
Management |
| 01 | DIRECTOR | Management | | | | | |
| | 1 | LEE A. CHADEN | | For | For |
| | 2 | BOBBY J. GRIFFIN | | For | For |
| | 3 | JAMES C. JOHNSON | | For | For |
| | 4 | JESSICA T. MATHEWS | | For | For |
| | 5 | J. PATRICK MULCAHY | | For | For |
| | 6 | RONALD L. NELSON | | For | For |
| | 7 | RICHARD A. NOLL | | For | For |
| | 8 | ANDREW J. SCHINDLER | | For | For |
| | 9 | ANN E. ZIEGLER | | For | For |
| 02 | TO RATIFY THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS HANESBRANDS'
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR HANESBRANDS' 2011 FISCAL YEAR | Management | For | For |
| 03 | TO APPROVE, BY A NON-BINDING ADVISORY VOTE,
EXECUTIVE COMPENSATION AS DESCRIBED IN THE PROXY
STATEMENT FOR THE ANNUAL MEETING | Management | For | For |
| 04 | TO RECOMMEND, BY A NON-BINDING ADVISORY VOTE, THE
FREQUENCY OF FUTURE ADVISORY VOTES REGARDING
EXECUTIVE COMPENSATION | Management | 1 Year | For |
| | | | | | | | | | | | | | |
| FIRST NIAGARA FINANCIAL GROUP, INC. | |
| Security | | 33582V108 | | | Meeting Type | | Annual |
| Ticker Symbol | | FNFG | | | Meeting Date | | 26-Apr-2011 | | |
| ISIN | | US33582V1089 | | | Agenda | | 933389163 - Management |
| Item | Proposal | Type | Vote | For/Against
Management |
| 01 | DIRECTOR | Management | | | | | |
| | 1 | THOMAS E. BAKER | | | |
| | 2 | G. THOMAS BOWERS | | | |
| | 3 | WILLIAM H. (TONY) JONES | | | |
| | 4 | PETER B. ROBINSON | | | |
| 02 | THE AMENDMENT OF OUR CERTIFICATE OF
INCORPORATION TO IMPLEMENT THE PHASED IN
DECLASSIFYING OF OUR BOARD OF DIRECTORS | Management | | |
| 03 | THE AMENDMENT TO OUR CERTIFICATE OF
INCORPORATION TO ELIMINATE THE "FAIR PRICE"
PROVISION BY DELETING THE CURRENT TEXT OF ARTICLE
EIGHTH | Management | | |
| 04 | AN ADVISORY (NON-BINDING) VOTE TO APPROVE OUR
EXECUTIVE COMPENSATION PROGRAMS AND POLICIES AS
DESCRIBED IN THIS PROXY STATEMENT | Management | | |
| 05 | AN ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY
OF FUTURE VOTES ON EXECUTIVE COMPENSATION | Management | | |
| 06 | THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE YEAR ENDING DECEMBER 31, 2011 | Management | | |
| | | | | | | | | | | | | | |
| TELEFLEX INCORPORATED | |
| Security | | 879369106 | | | Meeting Type | | Annual |
| Ticker Symbol | | TFX | | | Meeting Date | | 26-Apr-2011 | | |
| ISIN | | US8793691069 | | | Agenda | | 933398009 - Management |
| Item | Proposal | Type | Vote | For/Against
Management |
| 01 | DIRECTOR | Management | | | | | |
| | 1 | GEORGE BABICH, JR. | | For | For |
| | 2 | WILLIAM R. COOK | | For | For |
| | 3 | STEPHEN K. KLASKO | | For | For |
| | 4 | BENSON F. SMITH | | For | For |
| 02 | APPROVAL OF THE TELEFLEX INCORPORATED 2011
EXECUTIVE INCENTIVE PLAN. | Management | For | For |
| 03 | ADVISORY VOTE ON COMPENSATION OF NAMED
EXECUTIVE OFFICERS. | Management | For | For |
| 04 | ADVISORY VOTE ON WHETHER THE ADVISORY VOTE ON
COMPENSATION OF NAMED EXECUTIVE OFFICERS SHOULD
OCCUR EVERY ONE, TWO OR THREE YEARS. | Management | 2 Years | For |
| 05 | RATIFICATION OF THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE 2011 FISCAL YEAR. | Management | For | For |
| | | | | | | | | | | | | | |
| NATIONAL PENN BANCSHARES, INC. | |
| Security | | 637138108 | | | Meeting Type | | Annual |
| Ticker Symbol | | NPBC | | | Meeting Date | | 26-Apr-2011 | | |
| ISIN | | US6371381087 | | | Agenda | | 933414687 - Management |
| Item | Proposal | Type | Vote | For/Against
Management |
| 01 | DIRECTOR | Management | | | | | |
| | 1 | THOMAS A. BEAVER | | For | For |
| | 2 | JEFFREY P. FEATHER | | For | For |
| | 3 | PATRICA L. LANGIOTTI | | For | For |
| | 4 | NATALYE PAQUIN | | For | For |
| 02 | RATIFICATION OF NATIONAL PENN'S INDEPENDENT
AUDITORS FOR 2011. | Management | For | For |
| 03 | AN ADVISORY (NON-BINDING) PROPOSAL TO APPROVE THE
COMPENSATION OF NATIONAL PENN'S EXECUTIVES. | Management | For | For |
| 04 | AN ADVISORY (NON-BINDING) PROPOSAL RELATING TO
THE FREQUENCY OF AN ADVISORY VOTE ON EXECUTIVE
OFFICER COMPENSATION. | Management | 1 Year | For |
| | | | | | | | | | | | | | |
| ASPEN INSURANCE HOLDINGS LIMITED | |
| Security | | G05384105 | | | Meeting Type | | Annual |
| Ticker Symbol | | AHL | | | Meeting Date | | 28-Apr-2011 | | |
| ISIN | | BMG053841059 | | | Agenda | | 933387614 - Management |
| Item | Proposal | Type | Vote | For/Against
Management |
| 01 | TO APPROVE THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN OUR
ANNUAL REPORT ON FORM 10-K FILLED ON FEBRUARY 25,
2011, AS PART OF THE NON-BINDING ADVISORY VOTE FOR
SAY-ON-PAY. | Management | For | For |
| 02 | DIRECTOR | Management | | | | | |
| | 1 | MR. CHRISTOPHER O'KANE | | For | For |
| | 2 | MR. JOHN CAVOORES | | For | For |
| | 3 | MR. LIAQUAT AHAMED | | For | For |
| | 4 | MS. HEIDI HUTTER | | For | For |
| | 5 | MR. ALBERT BEER | | For | For |
| 03 | TO APPOINT KPMG AUDIT PLC ("KPMG"), LONDON,
ENGLAND, TO ACT AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011 AND TO AUTHORIZE THE
BOARD THROUGH THE AUDIT COMMITTEE (THE "AUDIT
COMMITTEE") TO SET THE REMUNERATION FOR THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For |
| 04 | TO APPROVE THE 2011 SHARE INCENTIVE PLAN. | Management | For | For |
| | | | | | | | | | | | | | |
| OWENS & MINOR, INC. | |
| Security | | 690732102 | | | Meeting Type | | Annual |
| Ticker Symbol | | OMI | | | Meeting Date | | 29-Apr-2011 | | |
| ISIN | | US6907321029 | | | Agenda | | 933383781 - Management |
| Item | Proposal | Type | Vote | For/Against
Management |
| 01 | DIRECTOR | Management | | | | | |
| | 1 | A. MARSHALL ACUFF, JR. | | For | For |
| | 2 | J. ALFRED BROADDUS, JR. | | For | For |
| | 3 | RICHARD E. FOGG | | For | For |
| | 4 | JOHN W. GERDELMAN | | For | For |
| | 5 | LEMUEL E. LEWIS | | For | For |
| | 6 | G. GILMER MINOR, III | | For | For |
| | 7 | EDDIE N. MOORE, JR. | | For | For |
| | 8 | PETER S. REDDING | | For | For |
| | 9 | JAMES E. ROGERS | | For | For |
| | 10 | ROBERT C. SLEDD | | For | For |
| | 11 | CRAIG R. SMITH | | For | For |
| | 12 | ANNE MARIE WHITTEMORE | | For | For |
| 02 | VOTE TO RATIFY KPMG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR 2011 | Management | For | For |
| 03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For |
| 04 | ADVISORY VOTE ON THE FREQUENCY OF A SHAREHOLDER
VOTE ON EXECUTIVE COMPENSATION | Management | 1 Year | For |
| | | | | | | | | | | | | | |
| CLECO CORPORATION | |
| Security | | 12561W105 | | | Meeting Type | | Annual |
| Ticker Symbol | | CNL | | | Meeting Date | | 29-Apr-2011 | | |
| ISIN | | US12561W1053 | | | Agenda | | 933385189 - Management |
| Item | Proposal | Type | Vote | For/Against
Management |
| 01 | DIRECTOR | Management | | | | | |
| | 1 | WILLIAM L. MARKS | | For | For |
| | 2 | ROBERT T. RATCLIFF, SR. | | For | For |
| | 3 | PETER M. SCOTT III | | For | For |
| | 4 | WILLIAM H.WALKER, JR. | | For | For |
| 02 | TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT OF THE
FIRM OF PRICEWATERHOUSECOOPERS LLP AS CLECO
CORPORATION'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011. | Management | For | For |
| 03 | ADVISORY VOTE ON THE COMPENSATION OF CLECO
CORPORATION'S NAMED EXECUTIVE OFFICERS. | Management | For | For |
| 04 | ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN
ADVISORY VOTE ON THE COMPENSATION OF CLECO
CORPORATION'S NAMED EXECUTIVE OFFICERS. | Management | 3 Years | For |
| 05 | PROPOSAL TO APPROVE AN AMENDMENT TO CLECO
CORPORATION'S BYLAWS. | Management | For | For |
| 06 | PROPOSAL TO APPROVE AN AMENDMENT TO CLECO
CORPORATION'S AMENDED AND RESTATED ARTICLES OF
INCORPORATION. | Management | For | For |
| | | | | | | | | | | | | | |
| ARGO GROUP INTERNATIONAL HOLDINGS, LTD. | |
| Security | | G0464B107 | | | Meeting Type | | Annual |
| Ticker Symbol | | AGII | | | Meeting Date | | 03-May-2011 | | |
| ISIN | | BMG0464B1072 | | | Agenda | | 933386218 - Management |
| Item | Proposal | Type | Vote | For/Against
Management |
| 01 | DIRECTOR | Management | | | | | |
| | 1 | H. BERRY CASH | | For | For |
| | 2 | JOHN R. POWER, JR. | | For | For |
| | 3 | MARK E. WATSON III | | For | For |
| 02 | TO VOTE ON A PROPOSAL TO APPROVE, ON AN ADVISORY,
NON-BINDING BASIS, THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS. | Management | For | For |
| 03 | TO VOTE ON A PROPOSAL TO SELECT, ON AN ADVISORY,
NON-BINDING BASIS, THE FREQUENCY OF THE
SHAREHOLDER VOTE ON THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICER. | Management | 1 Year | For |
| 04 | TO CONSIDER AND APPROVE THE RECOMMENDATION OF
THE AUDIT COMMITTEE OF OUR BOARD OF DIRECTORS
THAT ERNST & YOUNG LLP BE APPOINTED AS OUR
INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011 AND TO REFER THE DETERMINATION
OF THE INDEPENDENT AUDITORS REMUNERATION TO THE
AUDIT COMMITTEE OF OUR BOARD OF DIRECTORS. | Management | For | For |
| | | | | | | | | | | | | | |
| WEST PHARMACEUTICAL SERVICES, INC. | |
| Security | | 955306105 | | | Meeting Type | | Annual |
| Ticker Symbol | | WST | | | Meeting Date | | 03-May-2011 | | |
| ISIN | | US9553061055 | | | Agenda | | 933397689 - Management |
| Item | Proposal | Type | Vote | For/Against
Management |
| 01 | DIRECTOR | Management | | | | | |
| | 1 | DONALD E. MOREL JR.* | | For | For |
| | 2 | JOHN H. WEILAND* | | For | For |
| | 3 | ROBERT C. YOUNG* | | For | For |
| | 4 | MARK A. BUTHMAN* | | For | For |
| | 5 | DOUGLAS A. MICHELS# | | For | For |
| 02 | TO AMEND OUR AMENDED AND RESTATED ARTICLES OF
INCORPORATION TO DECLASSIFY OUR BOARD OF
DIRECTORS SO THAT ALL OF OUR DIRECTORS STAND FOR
ELECTION EACH YEAR. | Management | For | For |
| 03 | TO RATIFY THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011
FISCAL YEAR. | Management | For | For |
| 04 | TO HOLD AN ADVISORY VOTE ON EXECUTIVE
COMPENSATION. | Management | For | For |
| 05 | TO HOLD AN ADVISORY VOTE ON THE FREQUENCY OF THE
EXECUTIVE COMPENSATION VOTE. | Management | 1 Year | For |
| 06 | TO APPROVE THE ADOPTION OF THE WEST
PHARMACEUTICAL SERVICES, INC. 2011 OMNIBUS
INCENTIVE COMPENSATION PLAN. | Management | For | For |
| | | | | | | | | | | | | | |
| APTARGROUP, INC. | |
| Security | | 038336103 | | | Meeting Type | | Annual |
| Ticker Symbol | | ATR | | | Meeting Date | | 04-May-2011 | | |
| ISIN | | US0383361039 | | | Agenda | | 933385064 - Management |
| Item | Proposal | Type | Vote | For/Against
Management |
| 01 | DIRECTOR | Management | | | | | |
| | 1 | MR. GEORGE L. FOTIADES | | For | For |
| | 2 | MR. KING W. HARRIS | | For | For |
| | 3 | MR. PETER H. PFEIFFER | | For | For |
| | 4 | DR. JOANNE C. SMITH | | For | For |
| 02 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For |
| 03 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY
VOTE ON EXECUTIVE COMPENSATION | Management | 1 Year | For |
| 04 | APPROVAL OF THE 2011 STOCK AWARDS PLAN | Management | For | For |
| 05 | RATIFICATION OF THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011 | Management | For | For |
| | | | | | | | | | | | | | |
| CHICAGO BRIDGE & IRON COMPANY N.V. | |
| Security | | 167250109 | | | Meeting Type | | Annual |
| Ticker Symbol | | CBI | | | Meeting Date | | 04-May-2011 | | |
| ISIN | | US1672501095 | | | Agenda | | 933390332 - Management |
| Item | Proposal | Type | Vote | For/Against
Management |
| 1A | ELECTION OF THE MEMBER OF THE SUPERVISORY BOARD
TO SERVE UNTIL THE ANNUAL GENERAL MEETING OF
SHAREHOLDERS IN 2013: GARY L. NEALE. (PLEASE NOTE
THAT AN "ABSTAIN" VOTE WILL COUNT AS A FOR VOTE FOR
THE ALTERNATE NOMINEE LUCIANO REYES). | Management | For | For |
| 1B | ELECTION OF THE MEMBER OF THE SUPERVISORY BOARD
TO SERVE UNTIL THE ANNUAL GENERAL MEETING OF
SHAREHOLDERS IN 2013: J. CHARLES JENNETT. (PLEASE
NOTE THAT AN "ABSTAIN" VOTE WILL COUNT AS A FOR
VOTE FOR THE ALTERNATE NOMINEE WESTLEY S.
STOCKTON). | Management | For | For |
| 2A | ELECTION OF THE MEMBER OF THE SUPERVISORY BOARD
TO SERVE UNTIL THE ANNUAL GENERAL MEETING OF
SHAREHOLDERS IN 2014: LARRY D. MCVAY. (PLEASE NOTE
THAT AN "ABSTAIN" VOTE WILL COUNT AS A FOR VOTE FOR
THE ALTERNATE NOMINEE DAVID L. KING). | Management | For | For |
| 2B | ELECTION OF THE MEMBER OF THE SUPERVISORY BOARD
TO SERVE UNTIL THE ANNUAL GENERAL MEETING OF
SHAREHOLDERS IN 2014: MARSHA C. WILLIAMS. (PLEASE
NOTE THAT AN "ABSTAIN" VOTE WILL COUNT AS A FOR
VOTE FOR THE ALTERNATE NOMINEE LUKE V. SCORSONE). | Management | For | For |
| 03 | TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION
OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For |
| 04 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY
OF THE ADVISORY VOTE ON THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | 3 Years | For |
| 05 | TO AUTHORIZE THE PREPARATION OF OUR DUTCH
STATUTORY ANNUAL ACCOUNTS AND THE ANNUAL
REPORT OF OUR MANAGEMENT BOARD IN THE ENGLISH
LANGUAGE AND TO ADOPT OUR DUTCH STATUTORY
ANNUAL ACCOUNTS FOR THE YEAR ENDED DECEMBER 31,
2010. | Management | For | For |
| 06 | TO DISCHARGE THE SOLE MEMBER OF OUR MANAGEMENT
BOARD FROM LIABILITY IN RESPECT OF THE EXERCISE OF
ITS DUTIES DURING THE YEAR ENDED DECEMBER 31, 2010. | Management | For | For |
| 07 | TO DISCHARGE THE MEMBERS OF OUR SUPERVISORY
BOARD FROM LIABILITY IN RESPECT OF THE EXERCISE OF
THEIR DUTIES DURING THE YEAR ENDED DECEMBER 31,
2010. | Management | For | For |
| 08 | TO APPROVE THE EXTENSION OF THE AUTHORITY OF OUR
MANAGEMENT BOARD, ACTING WITH THE APPROVAL OF
THE SUPERVISORY BOARD, TO REPURCHASE UP TO 10%
OF OUR ISSUED SHARE CAPITAL OF THE COMPANY UNTIL
NOVEMBER 4, 2012, ON THE OPEN MARKET, THROUGH
PRIVATELY NEGOTIATED TRANSACTIONS OR IN ONE OR
MORE SELF TENDER OFFERS FOR A PRICE PER SHARE
NOT LESS THAN THE NOMINAL VALUE OF A SHARE AND
NOT HIGHER THAN 110% OF THE MOST RECENT AVAILABLE
(AS OF THE TIME OF REPURCHASE) PRICE OF A SHARE ON
ANY SECURITIES EXCHANGE WHERE OUR SHARES ARE
TRADED. | Management | For | For |
| 09 | TO APPOINT ERNST & YOUNG LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM, WHO WILL AUDIT
OUR ACCOUNTS FOR THE YEAR ENDING DECEMBER 31,
2011. | Management | For | For |
| 10 | TO APPROVE THE EXTENSION OF THE AUTHORITY OF THE
SUPERVISORY BOARD TO ISSUE SHARES AND/OR GRANT
RIGHTS TO ACQUIRE SHARES (INCLUDING OPTIONS TO
SUBSCRIBE FOR SHARES), NEVER TO EXCEED THE
NUMBER OF AUTHORIZED BUT UNISSUED SHARES, AND TO
LIMIT OR EXCLUDE THE PREEMPTIVE RIGHTS OF
SHAREHOLDERS OF THE COMPANY WITH RESPECT TO THE
ISSUANCE OF SHARES AND/OR THE GRANT OF THE RIGHT
TO ACQUIRE SHARES, UNTIL MAY 4, 2016. | Management | For | For |
| | | | | | | | | | | | | | |
| TOWER GROUP, INC. | |
| Security | | 891777104 | | | Meeting Type | | Annual |
| Ticker Symbol | | TWGP | | | Meeting Date | | 05-May-2011 | | |
| ISIN | | US8917771045 | | | Agenda | | 933388515 - Management |
| Item | Proposal | Type | Vote | For/Against
Management |
| 01 | DIRECTOR | Management | | | | | |
| | 1 | MICHAEL H. LEE | | For | For |
| | 2 | WILLIAM W. FOX, JR | | For | For |
| | 3 | WILLIAM A. ROBBIE | | For | For |
| | 4 | STEVEN W. SCHUSTER | | For | For |
| 02 | RATIFY THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE YEAR 2011 | Management | For | For |
| 03 | ADVISORY VOTE ON THE COMPANY'S EXECUTIVE
COMPENSATION | Management | For | For |
| 04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE
ADVISORY VOTES ON THE COMPANY'S EXECUTIVE
COMPENSATION | Management | 3 Years | For |
| | | | | | | | | | | | | | |
| THE BRINK'S COMPANY | |
| Security | | 109696104 | | | Meeting Type | | Annual |
| Ticker Symbol | | BCO | | | Meeting Date | | 06-May-2011 | | |
| ISIN | | US1096961040 | | | Agenda | | 933392300 - Management |
| Item | Proposal | Type | Vote | For/Against
Management |
| 01 | APPROVE AMENDMENTS TO THE AMENDED AND
RESTATED ARTICLES OF INCORPORATION RELATING TO
THE SIZE OF THE BOARD OF DIRECTORS. | Management | For | For |
| 02 | DIRECTOR | Management | | | | | |
| | 1 | MARC C. BRESLAWSKY | | For | For |
| | 2 | MICHAEL T. DAN | | For | For |
| 03 | APPROVE THE AMENDED AND RESTATED KEY EMPLOYEES
INCENTIVE PLAN. | Management | For | For |
| 04 | APPROVE A NON-BINDING ADVISORY RESOLUTION
RELATING TO THE COMPENSATION OF THE NAMED
EXECUTIVE OFFICERS. | Management | For | For |
| 05 | PROVIDE A NON-BINDING ADVISORY VOTE AS TO THE
FREQUENCY (EVERY ONE, TWO OR THREE YEARS) OF THE
NON-BINDING SHAREHOLDER VOTE ON THE
COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | 1 Year | For |
| 06 | APPROVE THE AUDIT AND ETHICS COMMITTEE'S
SELECTION OF KPMG LLP AS AN INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM TO AUDIT THE
ACCOUNTS OF THE COMPANY AND ITS SUBSIDIARIES FOR
2011. | Management | For | For |
| | | | | | | | | | | | | | |
| BARNES GROUP INC. | |
| Security | | 067806109 | | | Meeting Type | | Annual |
| Ticker Symbol | | B | | | Meeting Date | | 06-May-2011 | | |
| ISIN | | US0678061096 | | | Agenda | | 933416477 - Management |
| Item | Proposal | Type | Vote | For/Against
Management |
| 01 | DIRECTOR | Management | | | | | |
| | 1 | WILLIAM S. BRISTOW, JR. | | For | For |
| | 2 | HASSELL H. MCCLELLAN | | For | For |
| | 3 | GREGORY F. MILZCIK | | For | For |
| 02 | RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2011. | Management | For | For |
| 03 | APPROVAL OF THE BARNES GROUP INC. PERFORMANCE
BASED BONUS PLAN FOR SELECTED EXECUTIVE
OFFICERS, AS AMENDED. | Management | For | For |
| 04 | ADVISORY (NON-BINDING) RESOLUTION REGARDING THE
COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For |
| 05 | ADVISORY (NON-BINDING) RESOLUTION REGARDING THE
FREQUENCY OF HOLDING AN ADVISORY VOTE ON THE
COMPANY'S EXECUTIVE COMPENSATION. | Management | 3 Years | For |
| 06 | AMENDMENT OF THE COMPANY'S AMENDED AND
RESTATED BY-LAWS TO PROVIDE FOR THE ANNUAL
ELECTION OF ALL DIRECTORS. | Shareholder | Against | For |
| 07 | STOCKHOLDER PROPOSAL REGARDING ELIMINATION OF
SUPERMAJORITY VOTING REQUIREMENTS IN THE
COMPANY'S RESTATED CERTIFICATE OF INCORPORATION,
AS AMENDED, AND ITS AMENDED AND RESTATED BY-
LAWS. | Shareholder | Against | For |
| | | | | | | | | | | | | | |
| PROTECTIVE LIFE CORPORATION | |
| Security | | 743674103 | | | Meeting Type | | Annual |
| Ticker Symbol | | PL | | | Meeting Date | | 09-May-2011 | | |
| ISIN | | US7436741034 | | | Agenda | | 933410653 - Management |
| Item | Proposal | Type | Vote | For/Against
Management |
| 01 | DIRECTOR | Management | | | | | |
| | 1 | ROBERT O. BURTON | | For | For |
| | 2 | THOMAS L. HAMBY | | For | For |
| | 3 | JOHN D. JOHNS | | For | For |
| | 4 | VANESSA LEONARD | | For | For |
| | 5 | CHARLES D. MCCRARY | | For | For |
| | 6 | JOHN J. MCMAHON, JR. | | For | For |
| | 7 | HANS H. MILLER | | For | For |
| | 8 | MALCOLM PORTERA | | For | For |
| | 9 | C. DOWD RITTER | | For | For |
| | 10 | JESSE J. SPIKES | | For | For |
| | 11 | WILLIAM A. TERRY | | For | For |
| | 12 | W. MICHAEL WARREN, JR. | | For | For |
| | 13 | VANESSA WILSON | | For | For |
| 02 | ADVISORY VOTE REGARDING THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS AS DISCLOSED
IN ITS PROXY STATEMENT. | Management | For | For |
| 03 | ADVISORY VOTE ON THE FREQUENCY AT WHICH THE
COMPANY SHOULD INCLUDE AN ADVISORY VOTE
REGARDING THE COMPENSATION OF ITS NAMED
EXECUTIVE OFFICERS IN ITS PROXY STATEMENT FOR
SHAREHOLDER CONSIDERATION. | Management | 1 Year | For |
| 04 | RATIFICATION OF THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT ACCOUNTANTS. | Management | For | For |
| | | | | | | | | | | | | | |
| TRUSTMARK CORPORATION | |
| Security | | 898402102 | | | Meeting Type | | Annual |
| Ticker Symbol | | TRMK | | | Meeting Date | | 10-May-2011 | | |
| ISIN | | US8984021027 | | | Agenda | | 933401488 - Management |
| Item | Proposal | Type | Vote | For/Against
Management |
| 01 | DIRECTOR | Management | | | | | |
| | 1 | ADOLPHUS B. BAKER | | For | For |
| | 2 | WILLIAM C. DEVINEY, JR. | | For | For |
| | 3 | DANIEL A. GRAFTON | | For | For |
| | 4 | GERARD R. HOST | | For | For |
| | 5 | DAVID H. HOSTER II | | For | For |
| | 6 | JOHN M. MCCULLOUCH | | For | For |
| | 7 | RICHARD H. PUCKETT | | For | For |
| | 8 | R. MICHAEL SUMMERFORD | | For | For |
| | 9 | LEROY G. WALKER, JR. | | For | For |
| | 10 | WILLIAM G. YATES III | | For | For |
| 02 | ADVISORY VOTE ON EXECUTIVE COMPENSATION - TO
PROVIDE ADVISORY APPROVAL OF TRUSTMARK'S
EXECUTIVE COMPENSATION. | Management | For | For |
| 03 | ADVISORY VOTE ON THE FREQUENCY OF ADVISORY
VOTES ON EXECUTIVE COMPENSATION - TO PROVIDE A
RECOMMENDATION FOR THE FREQUENCY OF ADVISORY
VOTES ON TRUSTMARK'S EXECUTIVE COMPENSATION. | Management | 1 Year | For |
| 04 | RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS
- TO RATIFY THE SELECTION OF KMPG LLP AS TRUSTMARK
CORPORATION'S INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2011. | Management | For | For |
| | | | | | | | | | | | | | |
| PORTLAND GENERAL ELECTRIC CO | |
| Security | | 736508847 | | | Meeting Type | | Annual |
| Ticker Symbol | | POR | | | Meeting Date | | 11-May-2011 | | |
| ISIN | | US7365088472 | | | Agenda | | 933396295 - Management |
| Item | Proposal | Type | Vote | For/Against
Management |
| 01 | DIRECTOR | Management | | | | | |
| | 1 | JOHN W. BALLANTINE | | For | For |
| | 2 | RODNEY L. BROWN, JR. | | For | For |
| | 3 | DAVID A. DIETZLER | | For | For |
| | 4 | KIRBY A. DYESS | | For | For |
| | 5 | PEGGY Y. FOWLER | | For | For |
| | 6 | MARK B. GANZ | | For | For |
| | 7 | CORBIN A. MCNEILL, JR. | | For | For |
| | 8 | NEIL J. NELSON | | For | For |
| | 9 | M. LEE PELTON | | For | For |
| | 10 | JAMES J. PIRO | | For | For |
| | 11 | ROBERT T.F. REID | | For | For |
| 02 | TO APPROVE, BY A NON-BINDING VOTE, THE
COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Management | For | For |
| 03 | TO APPROVE, BY A NON-BINDING VOTE, THE FREQUENCY
OF FUTURE SHAREHOLDER VOTES ON APPROVAL OF
COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Management | 3 Years | For |
| 04 | TO RATIFY THE APPOINTMENT OF DELOITTE AND TOUCHE
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011. | Management | For | For |
| 05 | SHAREHOLDER PROPOSAL CONCERNING GREENHOUSE
GAS EMISSIONS REDUCTION. | Shareholder | Against | For |
| | | | | | | | | | | | | | |
| WABTEC CORPORATION | |
| Security | | 929740108 | | | Meeting Type | | Annual |
| Ticker Symbol | | WAB | | | Meeting Date | | 11-May-2011 | | |
| ISIN | | US9297401088 | | | Agenda | | 933401109 - Management |
| Item | Proposal | Type | Vote | For/Against
Management |
| 1 | DIRECTOR | Management | | | | | |
| | 1 | EMILIO A. FERNANDEZ | | For | For |
| | 2 | LEE B. FOSTER II | | For | For |
| 2 | APPROVAL OF ADVISORY (NON-BINDING) RESOLUTION
RELATING TO 2010 NAMED EXECUTIVE OFFICER
COMPENSATION. | Management | For | For |
| 3 | ADVISORY (NON-BINDING) VOTE ON HOW OFTEN THE
COMPANY SHOULD CONDUCT A STOCKHOLDER ADVISORY
VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. | Management | 1 Year | For |
| 4 | APPROVAL OF THE 2011 STOCK INCENTIVE PLAN. | Management | For | For |
| 5 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG
AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE 2011 FISCAL YEAR. | Management | For | For |
| | | | | | | | | | | | | | |
| GENERAL CABLE CORPORATION | |
| Security | | 369300108 | | | Meeting Type | | Annual |
| Ticker Symbol | | BGC | | | Meeting Date | | 12-May-2011 | | |
| ISIN | | US3693001089 | | | Agenda | | 933396271 - Management |
| Item | Proposal | Type | Vote | For/Against
Management |
| 01 | DIRECTOR | Management | | | | | |
| | 1 | GREGORY B. KENNY | | For | For |
| | 2 | CHARLES G. MCCLURE, JR. | | For | For |
| | 3 | PATRICK M. PREVOST | | For | For |
| | 4 | ROBERT L. SMIALEK | | For | For |
| | 5 | JOHN E. WELSH, III | | For | For |
| 02 | RATIFICATION OF THE APPOINTMENT OF DELOITTE &
TOUCHE LLP, AN INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, TO AUDIT GENERAL CABLE'S 2011
CONSOLIDATED FINANCIAL STATEMENTS AND INTERNAL
CONTROL OVER FINANCIAL REPORTING. | Management | For | For |
| 03 | TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION
OF OUR EXECUTIVE OFFICERS. | Management | For | For |
| 04 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY
OF EXECUTIVE COMPENSATION VOTES. | Management | 1 Year | For |
| | | | | | | | | | | | | | |
| CORPORATE OFFICE PROPERTIES TRUST | |
| Security | | 22002T108 | | | Meeting Type | | Annual |
| Ticker Symbol | | OFC | | | Meeting Date | | 12-May-2011 | | |
| ISIN | | US22002T1088 | | | Agenda | | 933400652 - Management |
| Item | Proposal | Type | Vote | For/Against
Management |
| 01 | DIRECTOR | Management | | | | | |
| | 1 | JAY H. SHIDLER | | For | For |
| | 2 | CLAY W. HAMLIN, III | | For | For |
| | 3 | THOMAS F. BRADY | | For | For |
| | 4 | ROBERT L. DENTON | | For | For |
| | 5 | RANDALL M. GRIFFIN | | For | For |
| | 6 | ELIZABETH A. HIGHT | | For | For |
| | 7 | DAVID M. JACOBSTEIN | | For | For |
| | 8 | STEVEN D. KESLER | | For | For |
| | 9 | RICHARD SZAFRANSKI | | For | For |
| | 10 | KENNETH D. WETHE | | For | For |
| 02 | APPROVAL, ON A NON-BINDING, ADVISORY BASIS, OF
NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For |
| 03 | VOTE, ON A NON-BINDING, ADVISORY BASIS, ON
FREQUENCY OF FUTURE VOTES ON NAMED EXECUTIVE
OFFICER COMPENSATION. | Management | 1 Year | For |
| 04 | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For |
| | | | | | | | | | | | | | |
| TANGER FACTORY OUTLET CENTERS, INC. | |
| Security | | 875465106 | | | Meeting Type | | Annual |
| Ticker Symbol | | SKT | | | Meeting Date | | 13-May-2011 | | |
| ISIN | | US8754651060 | | | Agenda | | 933401147 - Management |
| Item | Proposal | Type | Vote | For/Against
Management |
| 01 | DIRECTOR | Management | | | | | |
| | 1 | JACK AFRICK | | For | For |
| | 2 | STEVEN B. TANGER | | For | For |
| | 3 | WILLIAM G. BENTON | | For | For |
| | 4 | BRIDGET RYAN BERMAN | | For | For |
| | 5 | DONALD G. DRAPKIN | | For | For |
| | 6 | THOMAS J. REDDIN | | For | For |
| | 7 | THOMAS E. ROBINSON | | For | For |
| | 8 | ALLAN L.SCHUMAN | | For | For |
| 02 | TO RATIFY THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Management | For | For |
| 03 | TO AMEND THE ARTICLES OF INCORPORATION TO
INCREASE THE NUMBER OF COMMON SHARES
AUTHORIZED FOR ISSUANCE FROM 150 MILLION COMMON
SHARES TO 300 MILLION COMMON SHARES. | Management | For | For |
| 04 | TO HOLD AN ADVISORY VOTE ON THE APPROVAL OF
EXECUTIVE COMPENSATION. | Management | For | For |
| 05 | TO HOLD AN ADVISORY VOTE ON WHETHER AN ADVISORY
VOTE ON EXECUTIVE COMPENSATION SHOULD BE HELD
EVERY ONE, TWO OR THREE YEARS. | Management | 3 Years | For |
| | | | | | | | | | | | | | |
| CARTER'S INC. | |
| Security | | 146229109 | | | Meeting Type | | Annual |
| Ticker Symbol | | CRI | | | Meeting Date | | 13-May-2011 | | |
| ISIN | | US1462291097 | | | Agenda | | 933420236 - Management |
| Item | Proposal | Type | Vote | For/Against
Management |
| 01 | DIRECTOR | Management | | | | | |
| | 1 | AMY WOODS BRINKLEY | | For | For |
| | 2 | MICHAEL D. CASEY | | For | For |
| | 3 | A. BRUCE CLEVERLY | | For | For |
| | 4 | JEVIN S. EAGLE | | For | For |
| 02 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For |
| 03 | ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY
VOTE ON EXECUTIVE COMPENSATION. | Management | 3 Years | For |
| 04 | APPROVAL OF THE COMPANY'S AMENDED AND RESTATED
EQUITY INCENTIVE PLAN. | Management | For | For |
| 05 | APPROVAL OF THE COMPANY'S AMENDED AND RESTATED
ANNUAL INCENTIVE COMPENSATION PLAN. | Management | For | For |
| 06 | RATIFICATION OF THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL 2011. | Management | For | For |
| | | | | | | | | | | | | | |
| SENIOR HOUSING PROPERTIES TRUST | |
| Security | | 81721M109 | | | Meeting Type | | Annual |
| Ticker Symbol | | SNH | | | Meeting Date | | 16-May-2011 | | |
| ISIN | | US81721M1099 | | | Agenda | | 933375873 - Management |
| Item | Proposal | Type | Vote | For/Against
Management |
| 01 | TO ELECT THE NOMINEE NAMED IN OUR PROXY
STATEMENT TO OUR BOARD OF TRUSTEES AS THE
INDEPENDENT TRUSTEE IN GROUP III: FREDERICK N.
ZEYTOONJIAN | Management | For | For |
| 02 | TO APPROVE A NONBINDING ADVISORY RESOLUTION ON
OUR EXECUTIVE COMPENSATION. | Management | For | For |
| 03 | TO RECOMMEND, BY NONBINDING ADVISORY VOTE, THE
FREQUENCY OF SHAREHOLDER NONBINDING ADVISORY
VOTES RELATING TO OUR EXECUTIVE COMPENSATION. | Management | 3 Years | For |
| 04 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Management | For | For |
| | | | | | | | | | | | | | |
| OIL STATES INTERNATIONAL, INC. | |
| Security | | 678026105 | | | Meeting Type | | Annual |
| Ticker Symbol | | OIS | | | Meeting Date | | 17-May-2011 | | |
| ISIN | | US6780261052 | | | Agenda | | 933418534 - Management |
| Item | Proposal | Type | Vote | For/Against
Management |
| 01 | DIRECTOR | Management | | | | | |
| | 1 | CHRISTOPHER T. SEAVER | | For | For |
| | 2 | DOUGLAS E. SWANSON | | For | For |
| | 3 | CINDY B. TAYLOR | | For | For |
| 02 | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP
AS INDEPENDENT ACCOUNTANTS FOR THE COMPANY FOR
THE CURRENT YEAR. | Management | For | For |
| 03 | PROPOSAL TO APPROVE THE ADVISORY VOTE RELATING
TO EXECUTIVE COMPENSATION. | Management | For | For |
| 04 | EXECUTIVE COMPENSATION PROPOSAL TO APPROVE THE
ADVISORY VOTE REGARDING FREQUENCY OF ADVISORY
VOTE ON. | Management | 1 Year | For |
| | | | | | | | | | | | | | |
| OLD DOMINION FREIGHT LINE, INC. | |
| Security | | 679580100 | | | Meeting Type | | Annual |
| Ticker Symbol | | ODFL | | | Meeting Date | | 17-May-2011 | | |
| ISIN | | US6795801009 | | | Agenda | | 933429335 - Management |
| Item | Proposal | Type | Vote | For/Against
Management |
| 01 | DIRECTOR | Management | | | | | |
| | 1 | EARL E. CONGDON | | For | For |
| | 2 | DAVID S. CONGDON | | For | For |
| | 3 | JOHN R. CONGDON | | For | For |
| | 4 | J. PAUL BREITBACH | | For | For |
| | 5 | JOHN R. CONGDON, JR. | | For | For |
| | 6 | ROBERT G. CULP, III | | For | For |
| | 7 | JOHN D. KASARDA | | For | For |
| | 8 | LEO H. SUGGS | | For | For |
| | 9 | D. MICHAEL WRAY | | For | For |
| 02 | ADVISORY VOTE ON THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS AS DISCLOSED
IN THE ACCOMPANYING PROXY STATEMENT. | Management | For | For |
| 03 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE
ADVISORY VOTES ON THE COMPENSATION OF THE
COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | 1 Year | For |
| 04 | SHAREHOLDER PROPOSAL REGARDING INDEPENDENT
CHAIRMAN OF THE BOARD. | Shareholder | Against | For |
| 05 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2011. | Management | For | For |
| | | | | | | | | | | | | | |
| FIRST MIDWEST BANCORP, INC. | |
| Security | | 320867104 | | | Meeting Type | | Annual |
| Ticker Symbol | | FMBI | | | Meeting Date | | 18-May-2011 | | |
| ISIN | | US3208671046 | | | Agenda | | 933410603 - Management |
| Item | Proposal | Type | Vote | For/Against
Management |
| 1A | ELECTION OF DIRECTOR: JOHN F. CHLEBOWSKI, JR. | Management | For | For |
| 1B | ELECTION OF DIRECTOR: JOHN E. ROONEY | Management | For | For |
| 1C | ELECTION OF DIRECTOR: ELLEN A. RUDNICK | Management | For | For |
| 1D | ELECTION OF DIRECTOR: PHUPINDER S. GILL | Management | For | For |
| 1E | ELECTION OF DIRECTOR: MICHAEL J. SMALL | Management | For | For |
| 1F | ELECTION OF DIRECTOR: PETER J. HENSELER | Management | For | For |
| 02 | ADVISORY (NON-BINDING) VOTE RATIFYING THE
APPOINTMENT OF ERNST & YOUNG LLP AS OUR
INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011. | Management | For | For |
| 03 | ADVISORY (NON-BINDING) VOTE TO APPROVE EXECUTIVE
COMPENSATION. | Management | For | For |
| | | | | | | | | | | | | | |
| MAGELLAN HEALTH SERVICES, INC. | |
| Security | | 559079207 | | | Meeting Type | | Annual |
| Ticker Symbol | | MGLN | | | Meeting Date | | 18-May-2011 | | |
| ISIN | | US5590792074 | | | Agenda | | 933414942 - Management |
| Item | Proposal | Type | Vote | For/Against
Management |
| 01 | DIRECTOR | Management | | | | | |
| | 1 | WILLIAM J. MCBRIDE* | | For | For |
| | 2 | ROBERT M. LE BLANC* | | For | For |
| | 3 | WILLIAM D. FORREST* | | For | For |
| | 4 | BARRY M. SMITH# | | For | For |
| 02 | TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION
OF THE NAMED EXECUTIVE OFFICERS. | Management | For | For |
| 03 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY
OF STOCKHOLDER VOTES ON NAMED EXECUTIVE OFFICER
COMPENSATION. | Management | 3 Years | For |
| 04 | TO APPROVE THE MAGELLAN HEALTH SERVICES, INC. 2011
MANAGEMENT INCENTIVE PLAN. | Management | For | For |
| 05 | TO APPROVE THE MAGELLAN HEALTH SERVICES, INC. 2011
EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For |
| 06 | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS FOR FISCAL YEAR 2011. | Management | For | For |
| | | | | | | | | | | | | | |
| ASTORIA FINANCIAL CORPORATION | |
| Security | | 046265104 | | | Meeting Type | | Annual |
| Ticker Symbol | | AF | | | Meeting Date | | 18-May-2011 | | |
| ISIN | | US0462651045 | | | Agenda | | 933416807 - Management |
| Item | Proposal | Type | Vote | For/Against
Management |
| 01 | DIRECTOR | Management | | | | | |
| | 1 | GEORGE L. ENGELKE, JR. | | For | For |
| | 2 | PETER C. HAEFFNER, JR. | | For | For |
| | 3 | RALPH F. PALLESCHI | | For | For |
| 02 | THE APPROVAL OF AN AMENDMENT TO THE 2005 RE-
DESIGNATED, AMENDED AND RESTATED STOCK INCENTIVE
PLAN FOR OFFICERS AND EMPLOYEES OF ASTORIA
FINANCIAL CORPORATION. | Management | For | For |
| 03 | THE APPROVAL, ON A NON-BINDING BASIS, OF THE
COMPENSATION OF ASTORIA FINANCIAL CORPORATION'S
NAMED EXECUTIVE OFFICERS. | Management | For | For |
| 04 | THE APPROVAL, ON A NON-BINDING BASIS, OF THE
FREQUENCY OF FUTURE SHAREHOLDER ADVISORY VOTES
TO APPROVE THE COMPENSATION OF ASTORIA FINANCIAL
CORPORATION'S NAMED EXECUTIVE OFFICERS. | Management | 1 Year | For |
| 05 | THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS
THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR ASTORIA FINANCIAL CORPORATION FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2011. | Management | For | For |
| | | | | | | | | | | | | | |
| WESTAR ENERGY, INC. | |
| Security | | 95709T100 | | | Meeting Type | | Annual |
| Ticker Symbol | | WR | | | Meeting Date | | 19-May-2011 | | |
| ISIN | | US95709T1007 | | | Agenda | | 933412784 - Management |
| Item | Proposal | Type | Vote | For/Against
Management |
| 01 | DIRECTOR | Management | | | | | |
| | 1 | MOLLIE H. CARTER | | For | For |
| | 2 | JERRY B. FARLEY | | For | For |
| | 3 | ARTHUR B. KRAUSE | | For | For |
| | 4 | WILLIAM B. MOORE | | For | For |
| 02 | TO PROVIDE AN ADVISORY VOTE ON EXECUTIVE
COMPENSATION | Management | For | For |
| 03 | TO PROVIDE AN ADVISORY VOTE ON THE FREQUENCY OF
ADVISORY VOTES ON EXECUTIVE COMPENSATION | Management | 1 Year | For |
| 04 | TO APPROVE AN AMENDMENT TO OUR LONG TERM
INCENTIVE AND SHARE AWARD PLAN AND APPROVE THE
MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER
THE PLAN | Management | For | For |
| 05 | TO APPROVE AN AMENDMENT TO OUR RESTATED
ARTICLES OF INCORPORATION TO INCREASE OUR
AUTHORIZED SHARES OF COMMON STOCK | Management | For | For |
| 06 | TO RATIFY AND CONFIRM OF DELOITTE & TOUCHE LLP AS
OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2011 | Management | For | For |
| | | | | | | | | | | | | | |
| PEBBLEBROOK HOTEL TRUST | |
| Security | | 70509V100 | | | Meeting Type | | Annual |
| Ticker Symbol | | PEB | | | Meeting Date | | 20-May-2011 | | |
| ISIN | | US70509V1008 | | | Agenda | | 933394291 - Management |
| Item | Proposal | Type | Vote | For/Against
Management |
| 01 | DIRECTOR | Management | | | | | |
| | 1 | JON E. BORTZ | | For | For |
| | 2 | CYDNEY C. DONNELL | | For | For |
| | 3 | RON E. JACKSON | | For | For |
| | 4 | MICHAEL J. SCHALL | | For | For |
| | 5 | EARL E. WEBB | | For | For |
| | 6 | LAURA H. WRIGHT | | For | For |
| 02 | RATIFICATION OF THE SELECTION OF KPMG LLP TO SERVE
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31,
2011. | Management | For | For |
| 03 | TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For |
| 04 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY
OF VOTING TO APPROVE THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS. | Management | 3 Years | For |
| | | | | | | | | | | | | | |
| STONE ENERGY CORPORATION | |
| Security | | 861642106 | | | Meeting Type | | Annual |
| Ticker Symbol | | SGY | | | Meeting Date | | 20-May-2011 | | |
| ISIN | | US8616421066 | | | Agenda | | 933415122 - Management |
| Item | Proposal | Type | Vote | For/Against
Management |
| 01 | DIRECTOR | Management | | | | | |
| | 1 | GEORGE R. CHRISTMAS | | For | For |
| | 2 | B.J. DUPLANTIS | | For | For |
| | 3 | PETER D. KINNEAR | | For | For |
| | 4 | JOHN P. LABORDE | | For | For |
| | 5 | RICHARD A. PATTAROZZI | | For | For |
| | 6 | DONALD E. POWELL | | For | For |
| | 7 | KAY G. PRIESTLY | | For | For |
| | 8 | DAVID H. WELCH | | For | For |
| 02 | RATIFICATION OF THE APPOINTMENT OF THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM,
ERNST & YOUNG LLP, FOR FISCAL 2011 | Management | For | For |
| 03 | APPROVAL OF AN AMENDMENT TO THE STONE ENERGY
CORPORATION 2009 AMENDED AND RESTATED STOCK
INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES
AVAILABLE FOR ISSUANCE UNDER THE PLAN | Management | For | For |
| 04 | APPROVAL, BY NONBINDING VOTE, OF RESOLUTION
APPROVING EXECUTIVE COMPENSATION | Management | For | For |
| 05 | TO RECOMMEND, BY NONBINDING VOTE, THE FREQUENCY
OF FUTURE EXECUTIVE COMPENSATION VOTES | Management | 2 Years | For |
| | | | | | | | | | | | | | |
| THE CHILDREN'S PLACE RETAIL STORES, INC. | |
| Security | | 168905107 | | | Meeting Type | | Annual |
| Ticker Symbol | | PLCE | | | Meeting Date | | 20-May-2011 | | |
| ISIN | | US1689051076 | | | Agenda | | 933418522 - Management |
| Item | Proposal | Type | Vote | For/Against
Management |
| 1A | ELECTION OF DIRECTOR: JOSEPH ALUTTO | Management | For | For |
| 1B | ELECTION OF DIRECTOR: JAMIE IANNONE | Management | For | For |
| 1C | ELECTION OF DIRECTOR: JOSEPH GROMEK | Management | For | For |
| 02 | TO RATIFY THE APPOINTMENT OF BDO USA, LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF
THE CHILDREN'S PLACE RETAIL STORES, INC. FOR THE
FISCAL YEAR ENDING JANUARY 28, 2012. | Management | For | For |
| 03 | TO APPROVE THE CHILDREN'S PLACE RETAIL STORES, INC.
2011 EQUITY INCENTIVE PLAN. | Management | For | For |
| 04 | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE
COMPENSATION AS DESCRIBED IN THE PROXY
STATEMENT. | Management | For | For |
| 05 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY
OF EXECUTIVE "SAY-ON-PAY" COMPENSATION VOTES. | Management | 1 Year | For |
| | | | | | | | | | | | | | |
| NETGEAR, INC. | |
| Security | | 64111Q104 | | | Meeting Type | | Annual |
| Ticker Symbol | | NTGR | | | Meeting Date | | 24-May-2011 | | |
| ISIN | | US64111Q1040 | | | Agenda | | 933409167 - Management |
| Item | Proposal | Type | Vote | For/Against
Management |
| 01 | DIRECTOR | Management | | | | | |
| | 1 | PATRICK C.S. LO | | For | For |
| | 2 | J.E. CARTER-MILLER | | For | For |
| | 3 | RALPH E. FAISON | | For | For |
| | 4 | A. TIMOTHY GODWIN | | For | For |
| | 5 | JEF GRAHAM | | For | For |
| | 6 | LINWOOD A. LACY, JR. | | For | For |
| | 7 | GREGORY J. ROSSMANN | | For | For |
| | 8 | JULIE A. SHIMER | | For | For |
| 02 | PROPOSAL TO RATIFY THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011 | Management | For | For |
| 03 | TO ADOPT, ON A NON-BINDING ADVISORY BASIS, A
RESOLUTION APPROVING THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS IN THE PROXY STATEMENT | Management | For | For |
| 04 | TO RECOMMEND, ON A NON-BINDING ADVISORY BASIS,
THE FREQUENCY OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION | Management | 1 Year | For |
| | | | | | | | | | | | | | |
| BJ'S WHOLESALE CLUB, INC. | |
| Security | | 05548J106 | | | Meeting Type | | Annual |
| Ticker Symbol | | BJ | | | Meeting Date | | 26-May-2011 | | |
| ISIN | | US05548J1060 | | | Agenda | | 933419877 - Management |
| Item | Proposal | Type | Vote | For/Against
Management |
| 1A | ELECTION OF DIRECTOR: PAUL DANOS PH.D. | Management | For | For |
| 1B | ELECTION OF DIRECTOR: LAURA J. SEN | Management | For | For |
| 1C | ELECTION OF DIRECTOR: MICHAEL J. SHEEHAN | Management | For | For |
| 02 | RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION OF
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING JANUARY 28, 2012. | Management | For | For |
| 03 | TO APPROVE THE ADVISORY (NON-BINDING) RESOLUTION
RELATING TO EXECUTIVE COMPENSATION. | Management | For | For |
| 04 | TO HOLD AN ADVISORY VOTE ON THE FREQUENCY OF
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION. | Management | 3 Years | For |
| 05 | CONSIDERATION OF A SHAREHOLDER PROPOSAL
REGARDING BIRD WELFARE. | Shareholder | Against | For |
| | | | | | | | | | | | | | |
| JDA SOFTWARE GROUP, INC. | |
| Security | | 46612K108 | | | Meeting Type | | Annual |
| Ticker Symbol | | JDAS | | | Meeting Date | | 26-May-2011 | | |
| ISIN | | US46612K1088 | | | Agenda | | 933421389 - Management |
| Item | Proposal | Type | Vote | For/Against
Management |
| 1A | ELECTION OF DIRECTOR: JAMES D. ARMSTRONG | Management | For | For |
| 1B | ELECTION OF DIRECTOR: HAMISH N. BREWER | Management | For | For |
| 02 | ADVISORY (NON-BINDING) VOTE TO APPROVE THE
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS
(SAY-ON-PAY) | Management | For | For |
| 03 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE
ADVISORY VOTES ON EXECUTIVE COMPENSATION | Management | 1 Year | For |
| 04 | THE RATIFICATION OF OUR APPOINTMENT OF DELOITTE &
TOUCHE LLP AS OUR INDEPENDENT AUDITORS FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2011 | Management | For | For |
| | | | | | | | | | | | | | |
| GENESEE & WYOMING INC. | |
| Security | | 371559105 | | | Meeting Type | | Annual |
| Ticker Symbol | | GWR | | | Meeting Date | | 26-May-2011 | | |
| ISIN | | US3715591059 | | | Agenda | | 933431265 - Management |
| Item | Proposal | Type | Vote | For/Against
Management |
| 01 | DIRECTOR | Management | | | | | |
| | 1 | MORTIMER B. FULLER III | | For | For |
| | 2 | JOHN C. HELLMANN | | For | For |
| | 3 | ROBERT M. MELZER | | For | For |
| 02 | PROPOSAL TO RATIFY THE ADOPTION OF THE SECOND
AMENDED AND RESTATED 2004 OMNIBUS INCENTIVE PLAN. | Management | For | For |
| 03 | PROPOSAL TO APPROVE THE AMENDMENT AND
RESTATEMENT OF THE COMPANY'S RESTATED
CERTIFICATE OF INCORPORATION. | Management | For | For |
| 04 | SAY ON PAY - A NON-BINDING, ADVISORY VOTE ON
EXECUTIVE COMPENSATION. | Management | For | For |
| 05 | SAY WHEN ON PAY - A NON-BINDING, ADVISORY VOTE ON
THE FREQUENCY OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION. | Management | 3 Years | For |
| 06 | PROPOSAL TO RATIFY THE SELECTION OF
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM
FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | Management | For | For |
| | | | | | | | | | | | | | |
| VAALCO ENERGY, INC. | |
| Security | | 91851C201 | | | Meeting Type | | Annual |
| Ticker Symbol | | EGY | | | Meeting Date | | 01-Jun-2011 | | |
| ISIN | | US91851C2017 | | | Agenda | | 933414384 - Management |
| Item | Proposal | Type | Vote | For/Against
Management |
| 1 | DIRECTOR | Management | | | | | |
| | 1 | ROBERT L. GERRY, III | | For | For |
| | 2 | W. RUSSELL SCHEIRMAN | | For | For |
| | 3 | ROBERT H. ALLEN | | For | For |
| | 4 | FREDERICK W. BRAZELTON | | For | For |
| | 5 | LUIGI CAFLISCH | | For | For |
| | 6 | O. DONALDSON CHAPOTON | | For | For |
| | 7 | JOHN J. MYERS, JR. | | For | For |
| 2 | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE &
TOUCHE, LLP AS THE INDEPENDENT AUDITORS OF THE
COMPANY | Management | For | For |
| 3 | PROPOSAL TO APPROVE, BY NON-BINDING VOTE, OUR
EXECUTIVE COMPENSATION | Management | For | For |
| 4 | PROPOSAL TO APPROVE, BY NON-BINDING VOTE, THE
FREQUENCY OF HOLDING AN ADVISORY VOTE ON
EXECUTIVE COMPENSATION | Management | 1 Year | For |
| | | | | | | | | | | | | | |
| TUTOR PERINI CORPORATION | |
| Security | | 901109108 | | | Meeting Type | | Annual |
| Ticker Symbol | | TPC | | | Meeting Date | | 01-Jun-2011 | | |
| ISIN | | US9011091082 | | | Agenda | | 933426276 - Management |
| Item | Proposal | Type | Vote | For/Against
Management |
| 01 | DIRECTOR | Management | | | | | |
| | 1 | MARILYN A. ALEXANDER | | For | For |
| | 2 | PETER ARKLEY | | For | For |
| | 3 | RAYMOND R. ONEGLIA | | For | For |
| | 4 | DONALD D. SNYDER | | For | For |
| 02 | THE RATIFICATION OF THE SELECTION OF DELOITTE &
TOUCHE LLP, INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS, AS AUDITORS OF TUTOR PERINI FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2011. | Management | For | For |
| 03 | TO APPROVE AMENDMENTS TO THE PERINI CORPORATION
2004 STOCK OPTION AND INCENTIVE PLAN. | Management | For | For |
| 04 | SAY ON PAY - AN ADVISORY VOTE ON EXECUTIVE
COMPENSATION. | Management | For | For |
| 05 | SAY WHEN ON PAY - AN ADVISORY VOTE ON THE
FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION. | Management | 3 Years | For |
| | | | | | | | | | | | | | |
| EMCOR GROUP, INC. | |
| Security | | 29084Q100 | | | Meeting Type | | Annual |
| Ticker Symbol | | EME | | | Meeting Date | | 01-Jun-2011 | | |
| ISIN | | US29084Q1004 | | | Agenda | | 933428092 - Management |
| Item | Proposal | Type | Vote | For/Against
Management |
| 01 | DIRECTOR | Management | | | | | |
| | 1 | STEPHEN W. BERSHAD | | For | For |
| | 2 | DAVID A.B. BROWN | | For | For |
| | 3 | LARRY J. BUMP | | For | For |
| | 4 | ALBERT FRIED, JR. | | For | For |
| | 5 | ANTHONY J. GUZZI | | For | For |
| | 6 | RICHARD F. HAMM, JR. | | For | For |
| | 7 | DAVID H. LAIDLEY | | For | For |
| | 8 | FRANK T. MACINNIS | | For | For |
| | 9 | JERRY E. RYAN | | For | For |
| | 10 | MICHAEL T. YONKER | | For | For |
| 02 | APPROVAL BY NON-BINDING ADVISORY VOTE OF
EXECUTIVE COMPENSATION. | Management | For | For |
| 03 | NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF
STOCKHOLDER VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | For |
| 04 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG
LLP AS INDEPENDENT AUDITORS FOR 2011. | Management | For | For |
| | | | | | | | | | | | | | |
| THE BUCKLE, INC. | |
| Security | | 118440106 | | | Meeting Type | | Annual |
| Ticker Symbol | | BKE | | | Meeting Date | | 02-Jun-2011 | | |
| ISIN | | US1184401065 | | | Agenda | | 933429931 - Management |
| Item | Proposal | Type | Vote | For/Against
Management |
| 01 | DIRECTOR | Management | | | | | |
| | 1 | D. HIRSCHFELD | | For | For |
| | 2 | D. NELSON | | For | For |
| | 3 | K. RHOADS | | For | For |
| | 4 | J. SHADA | | For | For |
| | 5 | R. CAMPBELL | | For | For |
| | 6 | B. FAIRFIELD | | For | For |
| | 7 | B. HOBERMAN | | For | For |
| | 8 | J. PEETZ | | For | For |
| | 9 | M. HUSS | | For | For |
| 02 | PROPOSAL TO RATIFY THE SELECTION OF DELOITTE &
TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL
YEAR ENDING JANUARY 28, 2012. | Management | For | For |
| 03 | PROPOSAL TO APPROVE THE COMPANY'S 2011
MANAGEMENT INCENTIVE PLAN. | Management | For | For |
| 04 | PROPOSAL TO APPROVE THE PERFORMANCE-BASED
AWARDS GRANTED PURSUANT TO THE COMPANY'S 2005
RESTRICTED STOCK PLAN. | Management | For | For |
| 05 | APPROVAL OF THE ADVISORY VOTE ON EXECUTIVE
COMPENSATION. | Management | For | For |
| 06 | APPROVAL OF THE ADVISORY VOTE ON FREQUENCY OF
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION. | Management | 3 Years | For |
| | | | | | | | | | | | | | |
| DICK'S SPORTING GOODS, INC. | |
| Security | | 253393102 | | | Meeting Type | | Annual |
| Ticker Symbol | | DKS | | | Meeting Date | | 02-Jun-2011 | | |
| ISIN | | US2533931026 | | | Agenda | | 933431289 - Management |
| Item | Proposal | Type | Vote | For/Against
Management |
| 01 | DIRECTOR | Management | | | | | |
| | 1 | EDWARD W. STACK | | For | For |
| | 2 | LAWRENCE J. SCHORR | | For | For |
| | 3 | JACQUALYN A. FOUSE | | For | For |
| 02 | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM. | Management | For | For |
| 03 | ADVISORY VOTE ON THE COMPENSATION OF NAMED
EXECUTIVE OFFICERS. | Management | For | For |
| 04 | ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON
THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Management | 1 Year | For |
| | | | | | | | | | | | | | |
| GEOEYE, INC. | |
| Security | | 37250W108 | | | Meeting Type | | Annual |
| Ticker Symbol | | GEOY | | | Meeting Date | | 02-Jun-2011 | | |
| ISIN | | US37250W1080 | | | Agenda | | 933446658 - Management |
| Item | Proposal | Type | Vote | For/Against
Management |
| 01 | DIRECTOR | Management | | | | | |
| | 1 | JAMES A. ABRAHAMSON | | For | For |
| | 2 | JOSEPH M. AHEARN | | For | For |
| | 3 | MARTIN C. FAGA | | For | For |
| | 4 | MICHAEL F. HORN, SR. | | For | For |
| | 5 | LAWRENCE A. HOUGH | | For | For |
| | 6 | MATTHEW M. O'CONNELL | | For | For |
| | 7 | ROBERTA E. LENCZOWSKI | | For | For |
| | 8 | JAMES M. SIMON, JR. | | For | For |
| | 9 | WILLIAM W. SPRAGUE | | For | For |
| 02 | TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE
COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF
THE COMPANY. | Management | For | For |
| 03 | TO APPROVE, BY NON-BINDING ADVISORY VOTE, OF AN
ANNUAL ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | For |
| 04 | RATIFY THE APPOINTMENT OF KPMG LLP AS THE
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2011. | Management | For | For |
| | | | | | | | | | | | | | |
| GULFPORT ENERGY CORPORATION | |
| Security | | 402635304 | | | Meeting Type | | Annual |
| Ticker Symbol | | GPOR | | | Meeting Date | | 16-Jun-2011 | | |
| ISIN | | US4026353049 | | | Agenda | | 933459807 - Management |
| Item | Proposal | Type | Vote | For/Against
Management |
| 01 | DIRECTOR | Management | | | | | |
| | 1 | MIKE LIDDELL | | For | For |
| | 2 | DONALD L. DILLINGHAM | | For | For |
| | 3 | DAVID L. HOUSTON | | For | For |
| | 4 | JAMES D. PALM | | For | For |
| | 5 | SCOTT E. STRELLER | | For | For |
| 02 | PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE
COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For |
| 03 | PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE
FREQUENCY OF ADVISORY SHAREHOLDER VOTE ON THE
COMPANY'S EXECUTIVE COMPENSATION. | Management | 3 Years | For |
| 04 | PROPOSAL TO RATIFY THE APPOINTMENT OF GRANT
THORNTON LLP AS THE COMPANY'S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31,
2011. | Management | For | For |
| | | | | | | | | |
Saratoga Advantage Trust: International Equity Portfolio Item 1, Exhibit F |
Investment Company Act File Number: 811-08542 | | | | | |
Reporting Period: July 1, 2010 through June 30, 2011 | | | | | |
| | | | | | | | | |
| | | | | | | | | |
ITEM 1- PROXY VOTING RECORD |
(a) Issuer's Name | (b) Exchange Ticker Symbol | (c) "CUSIP" # | (d) Meeting Date | Meeting Type | (e) Matter Identification | (f) Proposal Type (by issuer or shareholder) | (g) Voted | (h) Vote Instruction | (i) Was Vote For or Against Mgmt |
Aalberts Industries | | N00089271 | 21-Apr-11 | Annual | Open Meeting | Management | * | * | * |
Aalberts Industries | | N00089271 | 21-Apr-11 | Annual | Open Meeting | Management | * | * | * |
Aalberts Industries | | N00089271 | 21-Apr-11 | Annual | Receive Report of Management Board | Management | * | * | * |
Aalberts Industries | | N00089271 | 21-Apr-11 | Annual | Receive Report of Management Board | Management | * | * | * |
Aalberts Industries | | N00089271 | 21-Apr-11 | Annual | Receive Explanation on Company's Reserves and Dividend Policy | Management | * | * | * |
Aalberts Industries | | N00089271 | 21-Apr-11 | Annual | Receive Explanation on Company's Reserves and Dividend Policy | Management | * | * | * |
Aalberts Industries | | N00089271 | 21-Apr-11 | Annual | Announcements and Allow Questions | Management | * | * | * |
Aalberts Industries | | N00089271 | 21-Apr-11 | Annual | Announcements and Allow Questions | Management | * | * | * |
Aalberts Industries | | N00089271 | 21-Apr-11 | Annual | Close Meeting | Management | * | * | * |
Aalberts Industries | | N00089271 | 21-Apr-11 | Annual | Close Meeting | Management | * | * | * |
Aalberts Industries | | N00089271 | 21-Apr-11 | Annual | Accept Consolidated Financial Statements | Management | Yes | For | For |
Aalberts Industries | | N00089271 | 21-Apr-11 | Annual | Accept Consolidated Financial Statements | Management | Yes | For | For |
Aalberts Industries | | N00089271 | 21-Apr-11 | Annual | Approve Dividends of EUR 0.28 Per Share | Management | Yes | For | For |
Aalberts Industries | | N00089271 | 21-Apr-11 | Annual | Approve Dividends of EUR 0.28 Per Share | Management | Yes | For | For |
Aalberts Industries | | N00089271 | 21-Apr-11 | Annual | Approve Discharge of Management Board | Management | Yes | For | For |
Aalberts Industries | | N00089271 | 21-Apr-11 | Annual | Approve Discharge of Management Board | Management | Yes | For | For |
Aalberts Industries | | N00089271 | 21-Apr-11 | Annual | Approve Discharge of Supervisory Board | Management | Yes | For | For |
Aalberts Industries | | N00089271 | 21-Apr-11 | Annual | Approve Discharge of Supervisory Board | Management | Yes | For | For |
Aalberts Industries | | N00089271 | 21-Apr-11 | Annual | Reelect H. Scheffers to Supervisory Board | Management | Yes | For | For |
Aalberts Industries | | N00089271 | 21-Apr-11 | Annual | Reelect H. Scheffers to Supervisory Board | Management | Yes | For | For |
Aalberts Industries | | N00089271 | 21-Apr-11 | Annual | Reelect W. van de Vijver to Supervisory Board | Management | Yes | For | For |
Aalberts Industries | | N00089271 | 21-Apr-11 | Annual | Reelect W. van de Vijver to Supervisory Board | Management | Yes | For | For |
Aalberts Industries | | N00089271 | 21-Apr-11 | Annual | Elect R.J.A van der Bruggen to Supervisory Board | Management | Yes | For | For |
Aalberts Industries | | N00089271 | 21-Apr-11 | Annual | Elect R.J.A van der Bruggen to Supervisory Board | Management | Yes | For | For |
Aalberts Industries | | N00089271 | 21-Apr-11 | Annual | Approve Remuneration of Supervisory Board | Management | Yes | For | For |
Aalberts Industries | | N00089271 | 21-Apr-11 | Annual | Approve Remuneration of Supervisory Board | Management | Yes | For | For |
Aalberts Industries | | N00089271 | 21-Apr-11 | Annual | Authorize Board to Issue Shares in Connection with Stock Dividend | Management | Yes | For | For |
Aalberts Industries | | N00089271 | 21-Apr-11 | Annual | Authorize Board to Issue Shares in Connection with Stock Dividend | Management | Yes | For | For |
Aalberts Industries | | N00089271 | 21-Apr-11 | Annual | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Management | Yes | For | For |
Aalberts Industries | | N00089271 | 21-Apr-11 | Annual | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Management | Yes | For | For |
Aalberts Industries | | N00089271 | 21-Apr-11 | Annual | Authorize Board to Exclude Preemptive Rights from Issuances under Item 10a and 10b | Management | Yes | For | For |
Aalberts Industries | | N00089271 | 21-Apr-11 | Annual | Authorize Board to Exclude Preemptive Rights from Issuances under Item 10a and 10b | Management | Yes | For | For |
Aalberts Industries | | N00089271 | 21-Apr-11 | Annual | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | Yes | For | For |
Aalberts Industries | | N00089271 | 21-Apr-11 | Annual | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | Yes | For | For |
Aalberts Industries | | N00089271 | 21-Apr-11 | Annual | Ratify PricewaterhouseCoopers Accountants N.V. as Auditor | Management | Yes | For | For |
Aalberts Industries | | N00089271 | 21-Apr-11 | Annual | Ratify PricewaterhouseCoopers Accountants N.V. as Auditor | Management | Yes | For | For |
AES Tiete SA | GETI4 | P4991B101 | 29-Apr-11 | Special | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | Yes | For | For |
AES Tiete SA | GETI4 | P4991B101 | 29-Apr-11 | Annual | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | Yes | For | For |
AES Tiete SA | GETI4 | P4991B101 | 29-Apr-11 | Annual | Approve Allocation of Income and Dividends | Management | Yes | For | For |
AES Tiete SA | GETI4 | P4991B101 | 29-Apr-11 | Annual | Elect Directors | Management | Yes | For | For |
AES Tiete SA | GETI4 | P4991B101 | 29-Apr-11 | Annual | Elect Fiscal Council Members | Management | Yes | For | For |
Alstom | ALO | F0259M475 | 28-Jun-11 | Annual/Special | Reelect Patrick Kron as Director | Management | Yes | Against | Against |
Alstom | ALO | F0259M475 | 28-Jun-11 | Annual/Special | Reelect Candace Beinecke as Director | Management | Yes | Against | Against |
Alstom | ALO | F0259M475 | 28-Jun-11 | Annual/Special | Approve Financial Statements and Statutory Reports | Management | Yes | For | For |
Alstom | ALO | F0259M475 | 28-Jun-11 | Annual/Special | Accept Consolidated Financial Statements and Statutory Reports | Management | Yes | For | For |
Alstom | ALO | F0259M475 | 28-Jun-11 | Annual/Special | Approve Allocation of Income and Dividends of EUR 0.62 per Share | Management | Yes | For | For |
Alstom | ALO | F0259M475 | 28-Jun-11 | Annual/Special | Reelect Jean-Martin Folz as Director | Management | Yes | For | For |
Alstom | ALO | F0259M475 | 28-Jun-11 | Annual/Special | Reelect James W Leng as Director | Management | Yes | For | For |
Alstom | ALO | F0259M475 | 28-Jun-11 | Annual/Special | Reelect Klaus Mangold as Director | Management | Yes | For | For |
Alstom | ALO | F0259M475 | 28-Jun-11 | Annual/Special | Reelect Alan Thomson as Director | Management | Yes | For | For |
Alstom | ALO | F0259M475 | 28-Jun-11 | Annual/Special | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | Yes | For | For |
Alstom | ALO | F0259M475 | 28-Jun-11 | Annual/Special | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | Yes | For | For |
Alstom | ALO | F0259M475 | 28-Jun-11 | Annual/Special | Authorize Filing of Required Documents/Other Formalities | Management | Yes | For | For |
Anglo American plc | AAL | G03764134 | 21-Apr-11 | Annual | Accept Financial Statements and Statutory Reports | Management | Yes | For | For |
Anglo American plc | AAL | G03764134 | 21-Apr-11 | Annual | Approve Final Dividend | Management | Yes | For | For |
Anglo American plc | AAL | G03764134 | 21-Apr-11 | Annual | Elect Phuthuma Nhleko as Director | Management | Yes | For | For |
Anglo American plc | AAL | G03764134 | 21-Apr-11 | Annual | Re-elect Cynthia Carroll as Director | Management | Yes | For | For |
Anglo American plc | AAL | G03764134 | 21-Apr-11 | Annual | Re-elect David Challen as Director | Management | Yes | For | For |
Anglo American plc | AAL | G03764134 | 21-Apr-11 | Annual | Re-elect Sir CK Chow as Director | Management | Yes | For | For |
Anglo American plc | AAL | G03764134 | 21-Apr-11 | Annual | Re-elect Sir Philip Hampton as Director | Management | Yes | For | For |
Anglo American plc | AAL | G03764134 | 21-Apr-11 | Annual | Re-elect Rene Medori as Director | Management | Yes | For | For |
Anglo American plc | AAL | G03764134 | 21-Apr-11 | Annual | Re-elect Ray O'Rourke as Director | Management | Yes | For | For |
Anglo American plc | AAL | G03764134 | 21-Apr-11 | Annual | Re-elect Sir John Parker as Director | Management | Yes | For | For |
Anglo American plc | AAL | G03764134 | 21-Apr-11 | Annual | Re-elect Mamphela Ramphele as Director | Management | Yes | For | For |
Anglo American plc | AAL | G03764134 | 21-Apr-11 | Annual | Re-elect Jack Thompson as Director | Management | Yes | For | For |
Anglo American plc | AAL | G03764134 | 21-Apr-11 | Annual | Re-elect Peter Woicke as Director | Management | Yes | For | For |
Anglo American plc | AAL | G03764134 | 21-Apr-11 | Annual | Reappoint Deloitte LLP as Auditors | Management | Yes | For | For |
Anglo American plc | AAL | G03764134 | 21-Apr-11 | Annual | Authorise Board to Fix Remuneration of Auditors | Management | Yes | For | For |
Anglo American plc | AAL | G03764134 | 21-Apr-11 | Annual | Approve Remuneration Report | Management | Yes | For | For |
Anglo American plc | AAL | G03764134 | 21-Apr-11 | Annual | Approve Long-Term Incentive Plan | Management | Yes | For | For |
Anglo American plc | AAL | G03764134 | 21-Apr-11 | Annual | Authorise Issue of Equity with Pre-emptive Rights | Management | Yes | For | For |
Anglo American plc | AAL | G03764134 | 21-Apr-11 | Annual | Authorise Issue of Equity without Pre-emptive Rights | Management | Yes | For | For |
Anglo American plc | AAL | G03764134 | 21-Apr-11 | Annual | Authorise Market Purchase | Management | Yes | For | For |
Anglo American plc | AAL | G03764134 | 21-Apr-11 | Annual | Authorise the Company to Call EGM with Two Weeks' Notice | Management | Yes | For | For |
ASX Ltd. | ASX | Q0604U105 | 29-Sep-10 | Annual | Receive Financial Statements, Directors' Report and Auditor's Report for ASX and its Controlled Entities for the Year Ended June 30, 2010(Non-Voting) | Management | * | * | * |
ASX Ltd. | ASX | Q0604U105 | 29-Sep-10 | Annual | Receive Financial Statements and Auditor's Report for the National Guarantee Fund for the Year Ended June 30, 2010 (Non-Voting) | Management | * | * | * |
ASX Ltd. | ASX | Q0604U105 | 29-Sep-10 | Annual | Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 | Management | Yes | For | For |
ASX Ltd. | ASX | Q0604U105 | 29-Sep-10 | Annual | Elect David Gonski AC as Director | Management | Yes | For | For |
ASX Ltd. | ASX | Q0604U105 | 29-Sep-10 | Annual | Elect Shane Finemore as Director | Management | Yes | For | For |
ASX Ltd. | ASX | Q0604U105 | 29-Sep-10 | Annual | Elect Jillian Broadbent AO as Director | Management | Yes | For | For |
ASX Ltd. | ASX | Q0604U105 | 29-Sep-10 | Annual | Approve Modifications to the Constitution | Management | Yes | For | For |
Axa | CS | F06106102 | 27-Apr-11 | Annual/Special | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | Yes | Against | Against |
Axa | CS | F06106102 | 27-Apr-11 | Annual/Special | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan | Management | Yes | Against | Against |
Axa | CS | F06106102 | 27-Apr-11 | Annual/Special | Approve Financial Statements and Statutory Reports | Management | Yes | For | For |
Axa | CS | F06106102 | 27-Apr-11 | Annual/Special | Accept Consolidated Financial Statements and Statutory Reports | Management | Yes | For | For |
Axa | CS | F06106102 | 27-Apr-11 | Annual/Special | Approve Treatment of Losses and Dividends of EUR 0.69 per Share | Management | Yes | For | For |
Axa | CS | F06106102 | 27-Apr-11 | Annual/Special | Approve Auditors' Special Report on Related-Party Transactions and Approve New Transaction | Management | Yes | For | For |
Axa | CS | F06106102 | 27-Apr-11 | Annual/Special | Reelect Jean-Martin Folz as Director | Management | Yes | For | For |
Axa | CS | F06106102 | 27-Apr-11 | Annual/Special | Reelect Giuseppe Mussari as Director | Management | Yes | For | For |
Axa | CS | F06106102 | 27-Apr-11 | Annual/Special | Elect Marcus Schenck as Director | Management | Yes | For | For |
Axa | CS | F06106102 | 27-Apr-11 | Annual/Special | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | Management | Yes | For | For |
Axa | CS | F06106102 | 27-Apr-11 | Annual/Special | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion | Management | Yes | For | For |
Axa | CS | F06106102 | 27-Apr-11 | Annual/Special | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion | Management | Yes | For | For |
Axa | CS | F06106102 | 27-Apr-11 | Annual/Special | Approve Issuance of Shares up to 20 Percent of Issued Capital Per Year for a Private Placement, up to EUR 1 Billiion | Management | Yes | For | For |
Axa | CS | F06106102 | 27-Apr-11 | Annual/Special | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights under Items 11 and 12 | Management | Yes | For | For |
Axa | CS | F06106102 | 27-Apr-11 | Annual/Special | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under Items 10 to 13 and 17 | Management | Yes | For | For |
Axa | CS | F06106102 | 27-Apr-11 | Annual/Special | Authorize Capital Increase of Up to EUR 1 Billion for Future Exchange Offers | Management | Yes | For | For |
Axa | CS | F06106102 | 27-Apr-11 | Annual/Special | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | Yes | For | For |
Axa | CS | F06106102 | 27-Apr-11 | Annual/Special | Authorize Issuance of Equity upon Conversion of a Subsidiary's Equity-Linked Securities for Up to EUR 1 Billion | Management | Yes | For | For |
Axa | CS | F06106102 | 27-Apr-11 | Annual/Special | Approve Issuance of Securities Convertible into Debt up to an Aggregate Nominal Amount of EUR 2 Billion | Management | Yes | For | For |
Axa | CS | F06106102 | 27-Apr-11 | Annual/Special | Approve Employee Stock Purchase Plan | Management | Yes | For | For |
Axa | CS | F06106102 | 27-Apr-11 | Annual/Special | Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries | Management | Yes | For | For |
Axa | CS | F06106102 | 27-Apr-11 | Annual/Special | Authorize up to 2 Percent of Issued Capital for Use in Stock Option Plan | Management | Yes | For | For |
Axa | CS | F06106102 | 27-Apr-11 | Annual/Special | Authorize up to 0.4 Percent of Issued Capital for Use in Restricted Stock Plan | Management | Yes | For | For |
Axa | CS | F06106102 | 27-Apr-11 | Annual/Special | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | Yes | For | For |
Axa | CS | F06106102 | 27-Apr-11 | Annual/Special | Amend Article 23 of Bylaws to Comply with New Legislation Re: General Meetings | Management | Yes | For | For |
Axa | CS | F06106102 | 27-Apr-11 | Annual/Special | Authorize Filing of Required Documents/Other Formalities | Management | Yes | For | For |
Bank of Cyprus Public Co. (frmly Bank of Cyprus Ltd.) | | M16502128 | 23-Jul-10 | Special | Increase Authorized Common Stock | Management | Yes | For | For |
Bank of Cyprus Public Co. (frmly Bank of Cyprus Ltd.) | BOCY | M16502128 | 20-Sep-10 | Special | Approve Interim Dividend | Management | Yes | For | For |
Bashneft OJSC | BANEP | X0710V114 | 24-Feb-11 | Annual | Amend Charter | Management | Yes | Against | Against |
BNP Paribas SA | BNP | F1058Q238 | 11-May-11 | Annual/Special | Approve Financial Statements and Statutory Reports | Management | Yes | For | For |
BNP Paribas SA | BNP | F1058Q238 | 11-May-11 | Annual/Special | Approve Financial Statements and Statutory Reports | Management | Yes | For | For |
BNP Paribas SA | BNP | F1058Q238 | 11-May-11 | Annual/Special | Accept Consolidated Financial Statements and Statutory Reports | Management | Yes | For | For |
BNP Paribas SA | BNP | F1058Q238 | 11-May-11 | Annual/Special | Approve Allocation of Income and Dividends of EUR 2.10 per Share | Management | Yes | For | For |
BNP Paribas SA | BNP | F1058Q238 | 11-May-11 | Annual/Special | Accept Consolidated Financial Statements and Statutory Reports | Management | Yes | For | For |
BNP Paribas SA | BNP | F1058Q238 | 11-May-11 | Annual/Special | Approve Auditors' Special Report on Related-Party Transactions | Management | Yes | For | For |
BNP Paribas SA | BNP | F1058Q238 | 11-May-11 | Annual/Special | Approve Allocation of Income and Dividends of EUR 2.10 per Share | Management | Yes | For | For |
BNP Paribas SA | BNP | F1058Q238 | 11-May-11 | Annual/Special | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | Yes | For | For |
BNP Paribas SA | BNP | F1058Q238 | 11-May-11 | Annual/Special | Approve Auditors' Special Report on Related-Party Transactions | Management | Yes | For | For |
BNP Paribas SA | BNP | F1058Q238 | 11-May-11 | Annual/Special | Reelect Jean Francois Lepetit as Director | Management | Yes | For | For |
BNP Paribas SA | BNP | F1058Q238 | 11-May-11 | Annual/Special | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | Yes | For | For |
BNP Paribas SA | BNP | F1058Q238 | 11-May-11 | Annual/Special | Reelect Jean Francois Lepetit as Director | Management | Yes | For | For |
BNP Paribas SA | BNP | F1058Q238 | 11-May-11 | Annual/Special | Reelect Helene Ploix as Director | Management | Yes | For | For |
BNP Paribas SA | BNP | F1058Q238 | 11-May-11 | Annual/Special | Reelect Helene Ploix as Director | Management | Yes | For | For |
BNP Paribas SA | BNP | F1058Q238 | 11-May-11 | Annual/Special | Reelect Baudouin Prot as Director | Management | Yes | For | For |
BNP Paribas SA | BNP | F1058Q238 | 11-May-11 | Annual/Special | Reelect Daniela Weber Rey as Director | Management | Yes | For | For |
BNP Paribas SA | BNP | F1058Q238 | 11-May-11 | Annual/Special | Reelect Baudouin Prot as Director | Management | Yes | For | For |
BNP Paribas SA | BNP | F1058Q238 | 11-May-11 | Annual/Special | Elect Fields Wicker Miurin as Director | Management | Yes | For | For |
BNP Paribas SA | BNP | F1058Q238 | 11-May-11 | Annual/Special | Reelect Daniela Weber Rey as Director | Management | Yes | For | For |
BNP Paribas SA | BNP | F1058Q238 | 11-May-11 | Annual/Special | Elect Fields Wicker Miurin as Director | Management | Yes | For | For |
BNP Paribas SA | BNP | F1058Q238 | 11-May-11 | Annual/Special | Approve Merger by Absorption of Banque de Bretagne | Management | Yes | For | For |
BNP Paribas SA | BNP | F1058Q238 | 11-May-11 | Annual/Special | Approve Merger by Absorption of Banque de Bretagne | Management | Yes | For | For |
BNP Paribas SA | BNP | F1058Q238 | 11-May-11 | Annual/Special | Approve Merger by Absorption of BNP Paribas International BV | Management | Yes | For | For |
BNP Paribas SA | BNP | F1058Q238 | 11-May-11 | Annual/Special | Approve Merger by Absorption of BNP Paribas International BV | Management | Yes | For | For |
BNP Paribas SA | BNP | F1058Q238 | 11-May-11 | Annual/Special | Approve Merger by Absorption of Cerenicim | Management | Yes | For | For |
BNP Paribas SA | BNP | F1058Q238 | 11-May-11 | Annual/Special | Approve Merger by Absorption of SAS Noria | Management | Yes | For | For |
BNP Paribas SA | BNP | F1058Q238 | 11-May-11 | Annual/Special | Approve Merger by Absorption of Cerenicim | Management | Yes | For | For |
BNP Paribas SA | BNP | F1058Q238 | 11-May-11 | Annual/Special | Authorize up to 1.5 Percent of Issued Capital for Use in Restricted Stock Plan | Management | Yes | For | For |
BNP Paribas SA | BNP | F1058Q238 | 11-May-11 | Annual/Special | Approve Merger by Absorption of SAS Noria | Management | Yes | For | For |
BNP Paribas SA | BNP | F1058Q238 | 11-May-11 | Annual/Special | Authorize up to 3 Percent of Issued Capital for Use in Stock Option Plan | Management | Yes | For | For |
BNP Paribas SA | BNP | F1058Q238 | 11-May-11 | Annual/Special | Authorize up to 1.5 Percent of Issued Capital for Use in Restricted Stock Plan | Management | Yes | For | For |
BNP Paribas SA | BNP | F1058Q238 | 11-May-11 | Annual/Special | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | Yes | For | For |
BNP Paribas SA | BNP | F1058Q238 | 11-May-11 | Annual/Special | Authorize up to 3 Percent of Issued Capital for Use in Stock Option Plan | Management | Yes | For | For |
BNP Paribas SA | BNP | F1058Q238 | 11-May-11 | Annual/Special | Authorize Filing of Required Documents/Other Formalities | Management | Yes | For | For |
BNP Paribas SA | BNP | F1058Q238 | 11-May-11 | Annual/Special | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | Yes | For | For |
BNP Paribas SA | BNP | F1058Q238 | 11-May-11 | Annual/Special | Authorize Filing of Required Documents/Other Formalities | Management | Yes | For | For |
British American Tobacco plc | BATS | G1510J102 | 28-Apr-11 | Annual | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | Yes | Against | Against |
British American Tobacco plc | BATS | G1510J102 | 28-Apr-11 | Annual | Authorise Board to Fix Remuneration of Auditors | Management | Yes | Against | Against |
British American Tobacco plc | BATS | G1510J102 | 28-Apr-11 | Annual | Authorise Issue of Equity with Pre-emptive Rights | Management | Yes | Against | Against |
British American Tobacco plc | BATS | G1510J102 | 28-Apr-11 | Annual | Amend Long Term Incentive Plan | Management | Yes | Against | Against |
British American Tobacco plc | BATS | G1510J102 | 28-Apr-11 | Annual | Accept Financial Statements and Statutory Reports | Management | Yes | For | For |
British American Tobacco plc | BATS | G1510J102 | 28-Apr-11 | Annual | Approve Remuneration Report | Management | Yes | For | For |
British American Tobacco plc | BATS | G1510J102 | 28-Apr-11 | Annual | Approve Final Dividend | Management | Yes | For | For |
British American Tobacco plc | BATS | G1510J102 | 28-Apr-11 | Annual | Re-elect Richard Burrows as Director | Management | Yes | For | For |
British American Tobacco plc | BATS | G1510J102 | 28-Apr-11 | Annual | Re-elect Karen de Segundo as Director | Management | Yes | For | For |
British American Tobacco plc | BATS | G1510J102 | 28-Apr-11 | Annual | Re-elect Nicandro Durante as Director | Management | Yes | For | For |
British American Tobacco plc | BATS | G1510J102 | 28-Apr-11 | Annual | Re-elect Robert Lerwill as Director | Management | Yes | For | For |
British American Tobacco plc | BATS | G1510J102 | 28-Apr-11 | Annual | Re-elect Christine Morin-Postel as Director | Management | Yes | For | For |
British American Tobacco plc | BATS | G1510J102 | 28-Apr-11 | Annual | Re-elect Gerry Murphy as Director | Management | Yes | For | For |
British American Tobacco plc | BATS | G1510J102 | 28-Apr-11 | Annual | Re-elect Anthony Ruys as Director | Management | Yes | For | For |
British American Tobacco plc | BATS | G1510J102 | 28-Apr-11 | Annual | Re-elect Sir Nicholas Scheele as Director | Management | Yes | For | For |
British American Tobacco plc | BATS | G1510J102 | 28-Apr-11 | Annual | Re-elect Ben Stevens as Director | Management | Yes | For | For |
British American Tobacco plc | BATS | G1510J102 | 28-Apr-11 | Annual | Elect John Daly as Director | Management | Yes | For | For |
British American Tobacco plc | BATS | G1510J102 | 28-Apr-11 | Annual | Elect Kieran Poynter as Director | Management | Yes | For | For |
British American Tobacco plc | BATS | G1510J102 | 28-Apr-11 | Annual | Authorise Issue of Equity without Pre-emptive Rights | Management | Yes | For | For |
British American Tobacco plc | BATS | G1510J102 | 28-Apr-11 | Annual | Authorise Market Purchase | Management | Yes | For | For |
British American Tobacco plc | BATS | G1510J102 | 28-Apr-11 | Annual | Authorise the Company to Call EGM with Two Weeks' Notice | Management | Yes | For | For |
Canon Inc. | 7751 | J05124144 | 30-Mar-11 | Annual | Approve Allocation of Income, with a Final Dividend of JPY 65 | Management | Yes | For | For |
Canon Inc. | 7751 | J05124144 | 30-Mar-11 | Annual | Elect Director Mitarai, Fujio | Management | Yes | For | For |
Canon Inc. | 7751 | J05124144 | 30-Mar-11 | Annual | Elect Director Uchida, Tsuneji | Management | Yes | For | For |
Canon Inc. | 7751 | J05124144 | 30-Mar-11 | Annual | Elect Director Tanaka, Toshizo | Management | Yes | For | For |
Canon Inc. | 7751 | J05124144 | 30-Mar-11 | Annual | Elect Director Ikoma, Toshiaki | Management | Yes | For | For |
Canon Inc. | 7751 | J05124144 | 30-Mar-11 | Annual | Elect Director Watanabe, Kunio | Management | Yes | For | For |
Canon Inc. | 7751 | J05124144 | 30-Mar-11 | Annual | Elect Director Adachi, Yoroku | Management | Yes | For | For |
Canon Inc. | 7751 | J05124144 | 30-Mar-11 | Annual | Elect Director Mitsuhashi, Yasuo | Management | Yes | For | For |
Canon Inc. | 7751 | J05124144 | 30-Mar-11 | Annual | Elect Director Iwashita, Tomonori | Management | Yes | For | For |
Canon Inc. | 7751 | J05124144 | 30-Mar-11 | Annual | Elect Director Osawa, Masahiro | Management | Yes | For | For |
Canon Inc. | 7751 | J05124144 | 30-Mar-11 | Annual | Elect Director Matsumoto, Shigeyuki | Management | Yes | For | For |
Canon Inc. | 7751 | J05124144 | 30-Mar-11 | Annual | Elect Director Shimizu, Katsuichi | Management | Yes | For | For |
Canon Inc. | 7751 | J05124144 | 30-Mar-11 | Annual | Elect Director Banba, Ryoichi | Management | Yes | For | For |
Canon Inc. | 7751 | J05124144 | 30-Mar-11 | Annual | Elect Director Honma, Toshio | Management | Yes | For | For |
Canon Inc. | 7751 | J05124144 | 30-Mar-11 | Annual | Elect Director Nakaoka, Masaki | Management | Yes | For | For |
Canon Inc. | 7751 | J05124144 | 30-Mar-11 | Annual | Elect Director Honda, Haruhisa | Management | Yes | For | For |
Canon Inc. | 7751 | J05124144 | 30-Mar-11 | Annual | Elect Director Ozawa, Hideki | Management | Yes | For | For |
Canon Inc. | 7751 | J05124144 | 30-Mar-11 | Annual | Elect Director Maeda, Masaya | Management | Yes | For | For |
Canon Inc. | 7751 | J05124144 | 30-Mar-11 | Annual | Elect Director Tani, Yasuhiro | Management | Yes | For | For |
Canon Inc. | 7751 | J05124144 | 30-Mar-11 | Annual | Elect Director Araki, Makoto | Management | Yes | For | For |
Canon Inc. | 7751 | J05124144 | 30-Mar-11 | Annual | Appoint Statutory Auditor Oe, Tadashi | Management | Yes | For | For |
Canon Inc. | 7751 | J05124144 | 30-Mar-11 | Annual | Approve Annual Bonus Payment to Directors | Management | Yes | For | For |
Canon Inc. | 7751 | J05124144 | 30-Mar-11 | Annual | Approve Stock Option Plan | Management | Yes | For | For |
Cardno Ltd. | CDD | Q2097C105 | 21-Oct-10 | Annual | Receive the Financial Statements and Statutory Reports for the Financial Year Ended June 30, 2010 | Management | * | * | * |
Cardno Ltd. | CDD | Q2097C105 | 21-Oct-10 | Annual | Elect Anthony Barnes as a Director | Management | Yes | For | For |
Cardno Ltd. | CDD | Q2097C105 | 21-Oct-10 | Annual | Elect Jeffrey Forbes as a Director | Management | Yes | For | For |
Cardno Ltd. | CDD | Q2097C105 | 21-Oct-10 | Annual | Elect Trevor Johnson as a Director | Management | Yes | For | For |
Cardno Ltd. | CDD | Q2097C105 | 21-Oct-10 | Annual | Approve the Remuneration Report for the Financial Year Ended June 30, 2010 | Management | Yes | For | For |
Cardno Ltd. | CDD | Q2097C105 | 21-Oct-10 | Annual | Ratify the Past Issue of 1.39 Million Shares at A$4.1618 Each to Various Recipients Made on Feb. 18, 2010, in Relation to the Acquisition of ITC Group Pty Ltd | Management | Yes | For | For |
Cardno Ltd. | CDD | Q2097C105 | 21-Oct-10 | Annual | Ratify the Past Issue of 131,149 Shares at A$4.17055 Each to Various Recipients Made on April 27, 2010, in Relation to the Acquisition of TBE Group, Inc. | Management | Yes | For | For |
Cardno Ltd. | CDD | Q2097C105 | 21-Oct-10 | Annual | Ratify the Past Issue of 377,861 Shares at A$3.9947 Each to Various Recipients Made on May 18, 2010, in Relation to the Acquisition of Australian Underground Services Pty Ltd | Management | Yes | For | For |
Cardno Ltd. | CDD | Q2097C105 | 21-Oct-10 | Annual | Ratify the Past Issue of 1.19 Million Shares at A$3.706858 Each to Various Recipients Made on June 11, 2010, in Relation to the Acquisition of ENTRIX Holding Company | Management | Yes | For | For |
Cardno Ltd. | CDD | Q2097C105 | 21-Oct-10 | Annual | Ratify the Past Issue of 1.83 Million Shares at A$3.706858 Each to Various Recipients Made on June 11, 2010, in Relation to the Acquisition of Environmental Resolutions, Inc. | Management | Yes | For | For |
Cardno Ltd. | CDD | Q2097C105 | 21-Oct-10 | Annual | Approve the Grant of Up to 70,000 Rights to Andrew Buckley, Executive Director, Under the Cardno Ltd Performance Equity Plan | Management | Yes | For | For |
Cardno Ltd. | CDD | Q2097C105 | 21-Oct-10 | Annual | Approve the Grant of Up to 35,000 Rights to Jeffrey Forbes, Executive Director, Under the Cardno Ltd Performance Equity Plan | Management | Yes | For | For |
Cardno Ltd. | CDD | Q2097C105 | 21-Oct-10 | Annual | Approve the Grant of Up to 27,500 Rights to Trevor Johnson, Executive Director, Under the Cardno Ltd Performance Equity Plan | Management | Yes | For | For |
Cardno Ltd. | CDD | Q2097C105 | 21-Oct-10 | Annual | Approve the Grant of Up to 20,000 Rights to Graham Tamblyn, Executive Director, Under the Cardno Ltd Performance Equity Plan | Management | Yes | For | For |
Carillion plc | CLLN | G1900N101 | 04-May-11 | Annual | Re-elect John McDonough as Director | Management | Yes | Against | Against |
Carillion plc | CLLN | G1900N101 | 04-May-11 | Annual | Authorise Issue of Equity with Pre-emptive Rights | Management | Yes | Against | Against |
Carillion plc | CLLN | G1900N101 | 04-May-11 | Annual | Accept Financial Statements and Statutory Reports | Management | Yes | For | For |
Carillion plc | CLLN | G1900N101 | 04-May-11 | Annual | Approve Remuneration Report | Management | Yes | For | For |
Carillion plc | CLLN | G1900N101 | 04-May-11 | Annual | Re-elect Richard Adam as Director | Management | Yes | For | For |
Carillion plc | CLLN | G1900N101 | 04-May-11 | Annual | Re-elect Richard Howson as Director | Management | Yes | For | For |
Carillion plc | CLLN | G1900N101 | 04-May-11 | Annual | Re-elect David Maloney as Director | Management | Yes | For | For |
Carillion plc | CLLN | G1900N101 | 04-May-11 | Annual | Re-elect Steven Mogford as Director | Management | Yes | For | For |
Carillion plc | CLLN | G1900N101 | 04-May-11 | Annual | Re-elect Vanda Murray as Director | Management | Yes | For | For |
Carillion plc | CLLN | G1900N101 | 04-May-11 | Annual | Re-elect Philip Rogerson as Director | Management | Yes | For | For |
Carillion plc | CLLN | G1900N101 | 04-May-11 | Annual | Reappoint KPMG Audit plc as Auditors | Management | Yes | For | For |
Carillion plc | CLLN | G1900N101 | 04-May-11 | Annual | Authorise Board to Fix Remuneration of Auditors | Management | Yes | For | For |
Carillion plc | CLLN | G1900N101 | 04-May-11 | Annual | Approve Final Dividend | Management | Yes | For | For |
Carillion plc | CLLN | G1900N101 | 04-May-11 | Annual | Approve EU Political Donations and Expenditure | Management | Yes | For | For |
Carillion plc | CLLN | G1900N101 | 04-May-11 | Annual | Authorise Issue of Equity without Pre-emptive Rights | Management | Yes | For | For |
Carillion plc | CLLN | G1900N101 | 04-May-11 | Annual | Authorise Market Purchase | Management | Yes | For | For |
Carillion plc | CLLN | G1900N101 | 04-May-11 | Annual | Authorise the Company to Call EGM with Two Weeks Notice | Management | Yes | For | For |
Carrefour | CA | F13923119 | 21-Jun-11 | Annual/Special | Approve Financial Statements and Discharge Directors | Management | Yes | For | For |
Carrefour | CA | F13923119 | 21-Jun-11 | Annual/Special | Accept Consolidated Financial Statements and Statutory Reports | Management | Yes | For | For |
Carrefour | CA | F13923119 | 21-Jun-11 | Annual/Special | Approve Auditors' Special Report on Related-Party Transactions | Management | Yes | For | For |
Carrefour | CA | F13923119 | 21-Jun-11 | Annual/Special | Ratify Change of Registered Office | Management | Yes | For | For |
Carrefour | CA | F13923119 | 21-Jun-11 | Annual/Special | Amend Article 26 of Bylaws Re: Dividends | Management | Yes | For | For |
Carrefour | CA | F13923119 | 21-Jun-11 | Annual/Special | Approve Allocation of Income and Dividends of EUR 1.08 per Share | Management | Yes | For | For |
Carrefour | CA | F13923119 | 21-Jun-11 | Annual/Special | Approve Special Dividends | Management | Yes | For | For |
Carrefour | CA | F13923119 | 21-Jun-11 | Annual/Special | Reelect Bernard Arnault as Director | Management | Yes | For | For |
Carrefour | CA | F13923119 | 21-Jun-11 | Annual/Special | Reelect Jean-Laurent Bonnafe as Director | Management | Yes | For | For |
Carrefour | CA | F13923119 | 21-Jun-11 | Annual/Special | Reelect Rene Brillet as Director | Management | Yes | For | For |
Carrefour | CA | F13923119 | 21-Jun-11 | Annual/Special | Reelect Amaury de Seze as Director | Management | Yes | For | For |
Carrefour | CA | F13923119 | 21-Jun-11 | Annual/Special | Ratify Appointment of Mathilde Lemoine as Director | Management | Yes | For | For |
Carrefour | CA | F13923119 | 21-Jun-11 | Annual/Special | Ratify Mazars as Auditor | Management | Yes | For | For |
Carrefour | CA | F13923119 | 21-Jun-11 | Annual/Special | Ratify Thierry Colin as Alternate Auditor | Management | Yes | For | For |
Carrefour | CA | F13923119 | 21-Jun-11 | Annual/Special | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | Yes | For | For |
Carrefour | CA | F13923119 | 21-Jun-11 | Annual/Special | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | Yes | For | For |
Carrefour | CA | F13923119 | 21-Jun-11 | Annual/Special | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 500 Million | Management | Yes | For | For |
Carrefour | CA | F13923119 | 21-Jun-11 | Annual/Special | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 175 Million | Management | Yes | For | For |
Carrefour | CA | F13923119 | 21-Jun-11 | Annual/Special | Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value | Management | Yes | For | For |
Carrefour | CA | F13923119 | 21-Jun-11 | Annual/Special | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | Yes | For | For |
Carrefour | CA | F13923119 | 21-Jun-11 | Annual/Special | Authorize Capital Increase of Up to EUR 100 Million for Future Exchange Offers | Management | Yes | For | For |
Carrefour | CA | F13923119 | 21-Jun-11 | Annual/Special | Approve Employee Stock Purchase Plan | Management | Yes | For | For |
Carrefour | CA | F13923119 | 21-Jun-11 | Annual/Special | Authorize Board to Amend Number of Awards Granted Under Outstanding Restricted Stock Plans | Management | Yes | For | For |
China Everbright Limited | 00165 | Y1421G106 | 18-May-11 | Annual | Reelect Tang Shuangning as Director | Management | Yes | Against | Against |
China Everbright Limited | 00165 | Y1421G106 | 18-May-11 | Annual | Reelect Zang Quitao as Director | Management | Yes | Against | Against |
China Everbright Limited | 00165 | Y1421G106 | 18-May-11 | Annual | Reelect Chen Shuang as Director | Management | Yes | Against | Against |
China Everbright Limited | 00165 | Y1421G106 | 18-May-11 | Annual | Reelect Jiang Yuanzhi as Director | Management | Yes | Against | Against |
China Everbright Limited | 00165 | Y1421G106 | 18-May-11 | Annual | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | Against | Against |
China Everbright Limited | 00165 | Y1421G106 | 18-May-11 | Annual | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | Yes | Against | Against |
China Everbright Limited | 00165 | Y1421G106 | 18-May-11 | Annual | Authorize Reissuance of Repurchased Shares | Management | Yes | Against | Against |
China Everbright Limited | 00165 | Y1421G106 | 18-May-11 | Annual | Accept Financial Statements and Statutory Reports | Management | Yes | For | For |
China Everbright Limited | 00165 | Y1421G106 | 18-May-11 | Annual | Declare Final Dividend of HK$0.30 Per Share | Management | Yes | For | For |
China Everbright Limited | 00165 | Y1421G106 | 18-May-11 | Annual | Reelect Lin Zhijun as Director | Management | Yes | For | For |
China Everbright Limited | 00165 | Y1421G106 | 18-May-11 | Annual | Authorize Board to Fix Remuneration of Directors | Management | Yes | For | For |
China Everbright Limited | 00165 | Y1421G106 | 18-May-11 | Annual | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | Yes | For | For |
China Green (Holdings) Ltd. | 00904 | G2107G105 | 12-Oct-10 | Annual | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | Yes | Against | Against |
China Green (Holdings) Ltd. | 00904 | G2107G105 | 12-Oct-10 | Annual | Authorize Reissuance of Repurchased Shares | Management | Yes | Against | Against |
China Green (Holdings) Ltd. | 00904 | G2107G105 | 12-Oct-10 | Annual | Accept Financial Statements and Statutory Reports | Management | Yes | For | For |
China Green (Holdings) Ltd. | 00904 | G2107G105 | 12-Oct-10 | Annual | Approve Final Dividend | Management | Yes | For | For |
China Green (Holdings) Ltd. | 00904 | G2107G105 | 12-Oct-10 | Annual | Reelect Kung Sze Wai as Director | Management | Yes | For | For |
China Green (Holdings) Ltd. | 00904 | G2107G105 | 12-Oct-10 | Annual | Reelect Hu Ji Rong as Director | Management | Yes | For | For |
China Green (Holdings) Ltd. | 00904 | G2107G105 | 12-Oct-10 | Annual | Reelect Zheng Baodong as Director | Management | Yes | For | For |
China Green (Holdings) Ltd. | 00904 | G2107G105 | 12-Oct-10 | Annual | Authorize Board to Fix Remuneration of Directors | Management | Yes | For | For |
China Green (Holdings) Ltd. | 00904 | G2107G105 | 12-Oct-10 | Annual | Appoint Crowe Howarth (HK) CPA Limited as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For |
China Green (Holdings) Ltd. | 00904 | G2107G105 | 12-Oct-10 | Annual | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Management | Yes | For | For |
Credit Suisse Group AG | CSGN | H3698D419 | 29-Apr-11 | Annual | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | * | * | * |
Credit Suisse Group AG | CSGN | H3698D419 | 29-Apr-11 | Annual | Approve Remuneration Report | Management | Yes | Against | Against |
Credit Suisse Group AG | CSGN | H3698D419 | 29-Apr-11 | Annual | Accept Financial Statements and Statutory Reports | Management | Yes | For | For |
Credit Suisse Group AG | CSGN | H3698D419 | 29-Apr-11 | Annual | Approve Discharge of Board and Senior Management | Management | Yes | For | For |
Credit Suisse Group AG | CSGN | H3698D419 | 29-Apr-11 | Annual | Approve Allocation of Income and Omission of Dividends | Management | Yes | For | For |
Credit Suisse Group AG | CSGN | H3698D419 | 29-Apr-11 | Annual | Approve Allocation of Dividend of CHF 1.30 per Registered Share from Share Premium Reserve | Management | Yes | For | For |
Credit Suisse Group AG | CSGN | H3698D419 | 29-Apr-11 | Annual | Approve Creation of CHF 16 Million Pool of Capital without Preemptive Rights | Management | Yes | For | For |
Credit Suisse Group AG | CSGN | H3698D419 | 29-Apr-11 | Annual | Approve Creation of CHF 4 Million Pool of Capital without Preemptive Rights | Management | Yes | For | For |
Credit Suisse Group AG | CSGN | H3698D419 | 29-Apr-11 | Annual | Amend Articles Re: Voting Procedures for the General Meeting | Management | Yes | For | For |
Credit Suisse Group AG | CSGN | H3698D419 | 29-Apr-11 | Annual | Amend Articles Re: Contributions in Kind | Management | Yes | For | For |
Credit Suisse Group AG | CSGN | H3698D419 | 29-Apr-11 | Annual | Reelect Peter Brabeck-Letmathe as Director | Management | Yes | For | For |
Credit Suisse Group AG | CSGN | H3698D419 | 29-Apr-11 | Annual | Reelect Jean Lanier as Director | Management | Yes | For | For |
Credit Suisse Group AG | CSGN | H3698D419 | 29-Apr-11 | Annual | Reelect Anton van Rossum as Director | Management | Yes | For | For |
Credit Suisse Group AG | CSGN | H3698D419 | 29-Apr-11 | Annual | Ratify KPMG AG as Auditors | Management | Yes | For | For |
Credit Suisse Group AG | CSGN | H3698D419 | 29-Apr-11 | Annual | Ratify BDO AG as Special Auditors | Management | Yes | For | For |
CRH plc | CRG | G25508105 | 04-May-11 | Annual | Accept Financial Statements and Statutory Reports | Management | Yes | For | For |
CRH plc | CRG | G25508105 | 04-May-11 | Annual | Approve Final Dividends | Management | Yes | For | For |
CRH plc | CRG | G25508105 | 04-May-11 | Annual | Approve Remuneration Report | Management | Yes | For | For |
CRH plc | CRG | G25508105 | 04-May-11 | Annual | Reelect Maeve Carton as a Director | Management | Yes | For | For |
CRH plc | CRG | G25508105 | 04-May-11 | Annual | Reelect Bill Egan as a Director | Management | Yes | For | For |
CRH plc | CRG | G25508105 | 04-May-11 | Annual | Reelect Utz-Hellmuth Felcht as a Director | Management | Yes | For | For |
CRH plc | CRG | G25508105 | 04-May-11 | Annual | Reelect Nicky Hartery as a Director | Management | Yes | For | For |
CRH plc | CRG | G25508105 | 04-May-11 | Annual | Reelect Jan de Jong as a Director | Management | Yes | For | For |
CRH plc | CRG | G25508105 | 04-May-11 | Annual | Reelect John Kennedy as a Director | Management | Yes | For | For |
CRH plc | CRG | G25508105 | 04-May-11 | Annual | Reelect Myles Lee as a Director | Management | Yes | For | For |
CRH plc | CRG | G25508105 | 04-May-11 | Annual | Reelect Albert Manifold as a Director | Management | Yes | For | For |
CRH plc | CRG | G25508105 | 04-May-11 | Annual | Reelect Kieran McGowan as a Director | Management | Yes | For | For |
CRH plc | CRG | G25508105 | 04-May-11 | Annual | Reelect Dan O'Connor as a Director | Management | Yes | For | For |
CRH plc | CRG | G25508105 | 04-May-11 | Annual | Reelect Liam O'Mahony as a Director | Management | Yes | For | For |
CRH plc | CRG | G25508105 | 04-May-11 | Annual | Reelect Mark Towe as a Director | Management | Yes | For | For |
CRH plc | CRG | G25508105 | 04-May-11 | Annual | Authorize Board to Fix Remuneration of Auditors | Management | Yes | For | For |
CRH plc | CRG | G25508105 | 04-May-11 | Annual | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | Yes | For | For |
CRH plc | CRG | G25508105 | 04-May-11 | Annual | Authorize Share Repurchase Program | Management | Yes | For | For |
CRH plc | CRG | G25508105 | 04-May-11 | Annual | Authorize Reissuance of Repurchased Shares | Management | Yes | For | For |
CRH plc | CRG | G25508105 | 04-May-11 | Annual | Authorise the Company to Call EGM with Two Weeks' Notice | Management | Yes | For | For |
Daiwa House Industry Co. Ltd. | 1925 | J11508124 | 29-Jun-11 | Annual | Approve Annual Bonus Payment to Directors and Statutory Auditors | Management | Yes | Against | Against |
Daiwa House Industry Co. Ltd. | 1925 | J11508124 | 29-Jun-11 | Annual | Approve Allocation of Income, with a Final Dividend of JPY 20 | Management | Yes | For | For |
Daiwa House Industry Co. Ltd. | 1925 | J11508124 | 29-Jun-11 | Annual | Elect Director Higuchi, Takeo | Management | Yes | For | For |
Daiwa House Industry Co. Ltd. | 1925 | J11508124 | 29-Jun-11 | Annual | Elect Director Murakami, Kenji | Management | Yes | For | For |
Daiwa House Industry Co. Ltd. | 1925 | J11508124 | 29-Jun-11 | Annual | Elect Director Ono, Naotake | Management | Yes | For | For |
Daiwa House Industry Co. Ltd. | 1925 | J11508124 | 29-Jun-11 | Annual | Elect Director Ogawa, Tetsuji | Management | Yes | For | For |
Daiwa House Industry Co. Ltd. | 1925 | J11508124 | 29-Jun-11 | Annual | Elect Director Ishibashi, Tamio | Management | Yes | For | For |
Daiwa House Industry Co. Ltd. | 1925 | J11508124 | 29-Jun-11 | Annual | Elect Director Nishimura, Tatsushi | Management | Yes | For | For |
Daiwa House Industry Co. Ltd. | 1925 | J11508124 | 29-Jun-11 | Annual | Elect Director Uzui, Takashi | Management | Yes | For | For |
Daiwa House Industry Co. Ltd. | 1925 | J11508124 | 29-Jun-11 | Annual | Elect Director Ishibashi, Takuya | Management | Yes | For | For |
Daiwa House Industry Co. Ltd. | 1925 | J11508124 | 29-Jun-11 | Annual | Elect Director Kawai, Katsutomo | Management | Yes | For | For |
Daiwa House Industry Co. Ltd. | 1925 | J11508124 | 29-Jun-11 | Annual | Elect Director Hama, Takashi | Management | Yes | For | For |
Daiwa House Industry Co. Ltd. | 1925 | J11508124 | 29-Jun-11 | Annual | Elect Director Numata, Shigeru | Management | Yes | For | For |
Daiwa House Industry Co. Ltd. | 1925 | J11508124 | 29-Jun-11 | Annual | Elect Director Tsuchida, Kazuto | Management | Yes | For | For |
Daiwa House Industry Co. Ltd. | 1925 | J11508124 | 29-Jun-11 | Annual | Elect Director Yamamoto, Makoto | Management | Yes | For | For |
Daiwa House Industry Co. Ltd. | 1925 | J11508124 | 29-Jun-11 | Annual | Elect Director Noto, Yoshiharu | Management | Yes | For | For |
Daiwa House Industry Co. Ltd. | 1925 | J11508124 | 29-Jun-11 | Annual | Elect Director Ogata, Isamu | Management | Yes | For | For |
Daiwa House Industry Co. Ltd. | 1925 | J11508124 | 29-Jun-11 | Annual | Elect Director Hori, Fukujiro | Management | Yes | For | For |
Daiwa House Industry Co. Ltd. | 1925 | J11508124 | 29-Jun-11 | Annual | Elect Director Kosokabe, Takeshi | Management | Yes | For | For |
Daiwa House Industry Co. Ltd. | 1925 | J11508124 | 29-Jun-11 | Annual | Elect Director Yoshii, Keiichi | Management | Yes | For | For |
Danone | BN | F12033134 | 28-Apr-11 | Annual/Special | Reelect Yoshihiro Kawabata as Director | Management | Yes | Against | Against |
Danone | BN | F12033134 | 28-Apr-11 | Annual/Special | Authorize Capital Increase of Up to EUR 24 Million for Future Exchange Offers | Management | Yes | Against | Against |
Danone | BN | F12033134 | 28-Apr-11 | Annual/Special | Approve Financial Statements and Statutory Reports | Management | Yes | For | For |
Danone | BN | F12033134 | 28-Apr-11 | Annual/Special | Accept Consolidated Financial Statements and Statutory Reports | Management | Yes | For | For |
Danone | BN | F12033134 | 28-Apr-11 | Annual/Special | Approve Allocation of Income and Dividends of EUR 1.30 per Share | Management | Yes | For | For |
Danone | BN | F12033134 | 28-Apr-11 | Annual/Special | Ratify Appointment of Yoshihiro Kawabata as Director | Management | Yes | For | For |
Danone | BN | F12033134 | 28-Apr-11 | Annual/Special | Reelect Bruno Bonnell as Director | Management | Yes | For | For |
Danone | BN | F12033134 | 28-Apr-11 | Annual/Special | Reelect Bernard Hours as Director | Management | Yes | For | For |
Danone | BN | F12033134 | 28-Apr-11 | Annual/Special | Reelect Jacques Vincent as Director | Management | Yes | For | For |
Danone | BN | F12033134 | 28-Apr-11 | Annual/Special | Elect Isabelle Seillier as Director | Management | Yes | For | For |
Danone | BN | F12033134 | 28-Apr-11 | Annual/Special | Elect Jean-Michel Severino as Director | Management | Yes | For | For |
Danone | BN | F12033134 | 28-Apr-11 | Annual/Special | Approve Auditors' Special Report on Related-Party Transactions | Management | Yes | For | For |
Danone | BN | F12033134 | 28-Apr-11 | Annual/Special | Approve Agreement with Bernard Hours | Management | Yes | For | For |
Danone | BN | F12033134 | 28-Apr-11 | Annual/Special | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | Yes | For | For |
Danone | BN | F12033134 | 28-Apr-11 | Annual/Special | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 56.5 Million | Management | Yes | For | For |
Danone | BN | F12033134 | 28-Apr-11 | Annual/Special | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 37.8 Million | Management | Yes | For | For |
Danone | BN | F12033134 | 28-Apr-11 | Annual/Special | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | Yes | For | For |
Danone | BN | F12033134 | 28-Apr-11 | Annual/Special | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | Yes | For | For |
Danone | BN | F12033134 | 28-Apr-11 | Annual/Special | Authorize Capitalization of Reserves of Up to EUR 41.6 Million for Bonus Issue or Increase in Par Value | Management | Yes | For | For |
Danone | BN | F12033134 | 28-Apr-11 | Annual/Special | Approve Employee Stock Purchase Plan | Management | Yes | For | For |
Danone | BN | F12033134 | 28-Apr-11 | Annual/Special | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | Yes | For | For |
Danone | BN | F12033134 | 28-Apr-11 | Annual/Special | Authorize Filing of Required Documents/Other Formalities | Management | Yes | For | For |
DBS Group Holdings Ltd. | D05 | Y20246107 | 28-Apr-11 | Annual | Adopt Financial Statements and Directors' and Auditors' Reports | Management | Yes | For | For |
DBS Group Holdings Ltd. | D05 | Y20246107 | 28-Apr-11 | Special | Authorize Share Repurchase Program | Management | Yes | For | For |
DBS Group Holdings Ltd. | D05 | Y20246107 | 28-Apr-11 | Annual | Declare Final Dividend of SGD 0.28 Per Ordinary Share | Management | Yes | For | For |
DBS Group Holdings Ltd. | D05 | Y20246107 | 28-Apr-11 | Annual | Declare Final Dividend of SGD 0.02 Per Non-Voting Convertible Preference Share | Management | Yes | For | For |
DBS Group Holdings Ltd. | D05 | Y20246107 | 28-Apr-11 | Annual | Declare Final Dividend of SGD 0.02 Per Non-Voting Redeemable Convertible Preference Share | Management | Yes | For | For |
DBS Group Holdings Ltd. | D05 | Y20246107 | 28-Apr-11 | Annual | Approve Directors' Fees of SGD 2.8 Million for 2010 (2009: SGD 1.6 Million) | Management | Yes | For | For |
DBS Group Holdings Ltd. | D05 | Y20246107 | 28-Apr-11 | Annual | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For |
DBS Group Holdings Ltd. | D05 | Y20246107 | 28-Apr-11 | Annual | Reelect Bart Joseph Broadman as Director | Management | Yes | For | For |
DBS Group Holdings Ltd. | D05 | Y20246107 | 28-Apr-11 | Annual | Reelect Euleen Goh Yiu Kiang as Director | Management | Yes | For | For |
DBS Group Holdings Ltd. | D05 | Y20246107 | 28-Apr-11 | Annual | Reelect Christopher Cheng Wai Chee as Director | Management | Yes | For | For |
DBS Group Holdings Ltd. | D05 | Y20246107 | 28-Apr-11 | Annual | Reelect Danny Teoh Leong Kay as Director | Management | Yes | For | For |
DBS Group Holdings Ltd. | D05 | Y20246107 | 28-Apr-11 | Annual | Approve Issuance of Shares and Grant Awards Pursuant to the DBSH Share Option Plan and the DBSH Share Plan | Management | Yes | For | For |
DBS Group Holdings Ltd. | D05 | Y20246107 | 28-Apr-11 | Annual | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | Yes | For | For |
DBS Group Holdings Ltd. | D05 | Y20246107 | 28-Apr-11 | Annual | Approve Issuance of Shares Pursuant to the DBSH Scrip Dividend Scheme | Management | Yes | For | For |
Deutsche Post AG | DPW | D19225107 | 25-May-11 | Annual | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Management | * | * | * |
Deutsche Post AG | DPW | D19225107 | 25-May-11 | Annual | Elect Werner Gatzer to the Supervisory Board | Management | Yes | Against | Against |
Deutsche Post AG | DPW | D19225107 | 25-May-11 | Annual | Approve Allocation of Income and Dividends of EUR 0.65 per Share | Management | Yes | For | For |
Deutsche Post AG | DPW | D19225107 | 25-May-11 | Annual | Approve Discharge of Management Board for Fiscal 2010 | Management | Yes | For | For |
Deutsche Post AG | DPW | D19225107 | 25-May-11 | Annual | Approve Discharge of Supervisory Board for Fiscal 2010 | Management | Yes | For | For |
Deutsche Post AG | DPW | D19225107 | 25-May-11 | Annual | Ratify PricewaterhouseCoopers as Auditors for Fiscal 2011 | Management | Yes | For | For |
Deutsche Post AG | DPW | D19225107 | 25-May-11 | Annual | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exemption of Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion; Approve Creation of EUR 75 Million Pool of Capital to Guarantee Conversion Rights | Management | Yes | For | For |
Deutsche Post AG | DPW | D19225107 | 25-May-11 | Annual | Elect Thomas Kunz to the Supervisory Board | Management | Yes | For | For |
Deutsche Post AG | DPW | D19225107 | 25-May-11 | Annual | Elect Elmar Toime to the Supervisory Board | Management | Yes | For | For |
Deutsche Post AG | DPW | D19225107 | 25-May-11 | Annual | Elect Katja Windt to the Supervisory Board | Management | Yes | For | For |
Deutsche Post AG | DPW | D19225107 | 25-May-11 | Annual | Elect Hero Brahms to the Supervisory Board | Management | Yes | For | For |
Esprit Holdings | 00330 | G3122U145 | 24-Nov-10 | Annual | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | Against | Against |
Esprit Holdings | 00330 | G3122U145 | 24-Nov-10 | Annual | Accept Consolidated Financial Statements and Statutory Reports | Management | Yes | For | For |
Esprit Holdings | 00330 | G3122U145 | 24-Nov-10 | Annual | Approve Final Dividend | Management | Yes | For | For |
Esprit Holdings | 00330 | G3122U145 | 24-Nov-10 | Annual | Reelect Paul Cheng Ming Fun as a Director | Management | Yes | For | For |
Esprit Holdings | 00330 | G3122U145 | 24-Nov-10 | Annual | Reelect Alexander Reid Hamilton as a Director | Management | Yes | For | For |
Esprit Holdings | 00330 | G3122U145 | 24-Nov-10 | Annual | Reelect Raymond Or Ching Fai as a Director | Management | Yes | For | For |
Esprit Holdings | 00330 | G3122U145 | 24-Nov-10 | Annual | Approve Remuneration of Directors | Management | Yes | For | For |
Esprit Holdings | 00330 | G3122U145 | 24-Nov-10 | Annual | Authorize Share Repurchase Program | Management | Yes | For | For |
Esprit Holdings | 00330 | G3122U145 | 24-Nov-10 | Annual | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | Yes | For | For |
Eurazeo | RF | F3296A108 | 18-May-11 | Annual/Special | Approve Auditors' Special Report on Related-Party Transactions | Management | Yes | Against | Against |
Eurazeo | RF | F3296A108 | 18-May-11 | Annual/Special | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | Yes | Against | Against |
Eurazeo | RF | F3296A108 | 18-May-11 | Annual/Special | Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer | Management | Yes | Against | Against |
Eurazeo | RF | F3296A108 | 18-May-11 | Annual/Special | Approve Financial Statements and Statutory Reports | Management | Yes | For | For |
Eurazeo | RF | F3296A108 | 18-May-11 | Annual/Special | Approve Allocation of Income and Dividends of EUR 1.20 per Share | Management | Yes | For | For |
Eurazeo | RF | F3296A108 | 18-May-11 | Annual/Special | Subject to Approval of Item 9, Authorize Payment of Dividends with ANF Immobilier Shares | Management | Yes | For | For |
Eurazeo | RF | F3296A108 | 18-May-11 | Annual/Special | Accept Consolidated Financial Statements and Statutory Reports | Management | Yes | For | For |
Eurazeo | RF | F3296A108 | 18-May-11 | Annual/Special | Appoint Mazars as Auditor | Management | Yes | For | For |
Eurazeo | RF | F3296A108 | 18-May-11 | Annual/Special | Appoint Patrick de Cambourg as Alternate Auditor | Management | Yes | For | For |
Eurazeo | RF | F3296A108 | 18-May-11 | Annual/Special | Amend Article 24 of Bylaws Re: Dividends | Management | Yes | For | For |
Eurazeo | RF | F3296A108 | 18-May-11 | Annual/Special | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | Yes | For | For |
Eurazeo | RF | F3296A108 | 18-May-11 | Annual/Special | Authorize Filing of Required Documents/Other Formalities | Management | Yes | For | For |
Fushan International Energy Group Ltd (formerly Fushan Holdi | 00639 | Y2677L104 | 19-May-11 | Annual | Reelect Xue Kang as Director | Management | Yes | Against | Against |
Fushan International Energy Group Ltd (formerly Fushan Holdi | 00639 | Y2677L104 | 19-May-11 | Annual | Reelect Leung Shun Sang, Tony as Director | Management | Yes | Against | Against |
Fushan International Energy Group Ltd (formerly Fushan Holdi | 00639 | Y2677L104 | 19-May-11 | Annual | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | Yes | Against | Against |
Fushan International Energy Group Ltd (formerly Fushan Holdi | 00639 | Y2677L104 | 19-May-11 | Annual | Authorize Reissuance of Repurchased Shares | Management | Yes | Against | Against |
Fushan International Energy Group Ltd (formerly Fushan Holdi | 00639 | Y2677L104 | 19-May-11 | Annual | Accept Financial Statements and Statutory Reports | Management | Yes | For | For |
Fushan International Energy Group Ltd (formerly Fushan Holdi | 00639 | Y2677L104 | 19-May-11 | Annual | Declare Final Dividend | Management | Yes | For | For |
Fushan International Energy Group Ltd (formerly Fushan Holdi | 00639 | Y2677L104 | 19-May-11 | Annual | Reelect Kee Wah Sze as Director | Management | Yes | For | For |
Fushan International Energy Group Ltd (formerly Fushan Holdi | 00639 | Y2677L104 | 19-May-11 | Annual | Reelect Choi Wai Yin as Director | Management | Yes | For | For |
Fushan International Energy Group Ltd (formerly Fushan Holdi | 00639 | Y2677L104 | 19-May-11 | Annual | Reelect Chan Pat Lam as Director | Management | Yes | For | For |
Fushan International Energy Group Ltd (formerly Fushan Holdi | 00639 | Y2677L104 | 19-May-11 | Annual | Appoint Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For |
Fushan International Energy Group Ltd (formerly Fushan Holdi | 00639 | Y2677L104 | 19-May-11 | Annual | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | Yes | For | For |
Fushan International Energy Group Ltd (formerly Fushan Holdi | 00639 | Y2677L104 | 19-May-11 | Annual | Change Company Name from Fushan International Energy Group Limited to Shougang Fushan Resources Group Limited | Management | Yes | For | For |
Hays plc | HAS | G4361D109 | 10-Nov-10 | Annual | Accept Financial Statements and Statutory Reports | Management | Yes | For | For |
Hays plc | HAS | G4361D109 | 10-Nov-10 | Annual | Approve Final Dividend | Management | Yes | For | For |
Hays plc | HAS | G4361D109 | 10-Nov-10 | Annual | Approve Remuneration Report | Management | Yes | For | For |
Hays plc | HAS | G4361D109 | 10-Nov-10 | Annual | Elect Alan Thomson as Director | Management | Yes | For | For |
Hays plc | HAS | G4361D109 | 10-Nov-10 | Annual | Re-elect William Eccleshare as Director | Management | Yes | For | For |
Hays plc | HAS | G4361D109 | 10-Nov-10 | Annual | Re-elect Paul Stoneham as Director | Management | Yes | For | For |
Hays plc | HAS | G4361D109 | 10-Nov-10 | Annual | Reappoint Deloitte LLP as Auditors | Management | Yes | For | For |
Hays plc | HAS | G4361D109 | 10-Nov-10 | Annual | Authorise Board to Fix Remuneration of Auditors | Management | Yes | For | For |
Hays plc | HAS | G4361D109 | 10-Nov-10 | Annual | Authorise Issue of Equity with Pre-emptive Rights | Management | Yes | For | For |
Hays plc | HAS | G4361D109 | 10-Nov-10 | Annual | Authorise Issue of Equity without Pre-emptive Rights | Management | Yes | For | For |
Hays plc | HAS | G4361D109 | 10-Nov-10 | Annual | Authorise Market Purchase | Management | Yes | For | For |
Hays plc | HAS | G4361D109 | 10-Nov-10 | Annual | Authorise the Company to Call EGM with Two Weeks' Notice | Management | Yes | For | For |
ICAP plc | IAP | G46981117 | 14-Jul-10 | Annual | Authorise Issue of Equity with Pre-emptive Rights | Management | Yes | Against | Against |
ICAP plc | IAP | G46981117 | 14-Jul-10 | Annual | Accept Financial Statements and Statutory Reports | Management | Yes | For | For |
ICAP plc | IAP | G46981117 | 14-Jul-10 | Annual | Approve Final Dividend | Management | Yes | For | For |
ICAP plc | IAP | G46981117 | 14-Jul-10 | Annual | Re-elect Charles Gregson as Director | Management | Yes | For | For |
ICAP plc | IAP | G46981117 | 14-Jul-10 | Annual | Re-elect Matthew Lester as Director | Management | Yes | For | For |
ICAP plc | IAP | G46981117 | 14-Jul-10 | Annual | Re-elect James McNulty as Director | Management | Yes | For | For |
ICAP plc | IAP | G46981117 | 14-Jul-10 | Annual | Elect John Sievwright as Director | Management | Yes | For | For |
ICAP plc | IAP | G46981117 | 14-Jul-10 | Annual | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For |
ICAP plc | IAP | G46981117 | 14-Jul-10 | Annual | Authorise Board to Fix Remuneration of Auditors | Management | Yes | For | For |
ICAP plc | IAP | G46981117 | 14-Jul-10 | Annual | Approve Remuneration Report | Management | Yes | For | For |
ICAP plc | IAP | G46981117 | 14-Jul-10 | Annual | Authorise Issue of Equity without Pre-emptive Rights | Management | Yes | For | For |
ICAP plc | IAP | G46981117 | 14-Jul-10 | Annual | Authorise Market Purchase | Management | Yes | For | For |
ICAP plc | IAP | G46981117 | 14-Jul-10 | Annual | Authorise EU Political Donations and Expenditure | Management | Yes | For | For |
ICAP plc | IAP | G46981117 | 14-Jul-10 | Annual | Adopt New Articles of Association | Management | Yes | For | For |
ICAP plc | IAP | G46981117 | 14-Jul-10 | Annual | Authorise the Company to Call EGM with Two Weeks' Notice | Management | Yes | For | For |
Impala Platinum Holdings Ltd | IMP | S37840113 | 19-Oct-10 | Annual | Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2010 | Management | Yes | For | For |
Impala Platinum Holdings Ltd | IMP | S37840113 | 19-Oct-10 | Annual | Appoint PricewaterhouseCoopers Inc as Auditors of the Company and Jean-Pierre van Staden as the Designated Partner | Management | Yes | For | For |
Impala Platinum Holdings Ltd | IMP | S37840113 | 19-Oct-10 | Annual | Re-elect Michael McMahon as Director | Management | Yes | For | For |
Impala Platinum Holdings Ltd | IMP | S37840113 | 19-Oct-10 | Annual | Elect Paul Dunne as Director | Management | Yes | For | For |
Impala Platinum Holdings Ltd | IMP | S37840113 | 19-Oct-10 | Annual | Elect Terence Goodlace as Director | Management | Yes | For | For |
Impala Platinum Holdings Ltd | IMP | S37840113 | 19-Oct-10 | Annual | Elect Mpueleng Pooe as Director | Management | Yes | For | For |
Impala Platinum Holdings Ltd | IMP | S37840113 | 19-Oct-10 | Annual | Approve Remuneration of Directors | Management | Yes | For | For |
Impala Platinum Holdings Ltd | IMP | S37840113 | 19-Oct-10 | Annual | Place Authorised but Unissued Shares under Control of Directors | Management | Yes | For | For |
Impala Platinum Holdings Ltd | IMP | S37840113 | 19-Oct-10 | Annual | Authorise Repurchase of Up to Ten Percent of Issued Share Capital | Management | Yes | For | For |
K+S Aktiengesellschaft | SDF | D48164103 | 11-May-11 | Annual | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Management | * | * | * |
K+S Aktiengesellschaft | SDF | D48164103 | 11-May-11 | Annual | Approve Allocation of Income and Dividends of EUR 1.00 per Share | Management | Yes | For | For |
K+S Aktiengesellschaft | SDF | D48164103 | 11-May-11 | Annual | Approve Discharge of Management Board for Fiscal 2010 | Management | Yes | For | For |
K+S Aktiengesellschaft | SDF | D48164103 | 11-May-11 | Annual | Approve Discharge of Supervisory Board for Fiscal 2010 | Management | Yes | For | For |
K+S Aktiengesellschaft | SDF | D48164103 | 11-May-11 | Annual | Ratify Deloitte & Touche GmbH as Auditors for Fiscal 2011 | Management | Yes | For | For |
K+S Aktiengesellschaft | SDF | D48164103 | 11-May-11 | Annual | Approve Conversion of Bearer Shares into Registered Shares | Management | Yes | For | For |
K+S Aktiengesellschaft | SDF | D48164103 | 11-May-11 | Annual | Ammed Articles Re: Allow Electronic Distribution of Company Communications | Management | Yes | For | For |
Kingfisher plc | KGF | G5256E441 | 16-Jun-11 | Annual | Amend 2006 Performance Share Plan | Management | Yes | Against | Against |
Kingfisher plc | KGF | G5256E441 | 16-Jun-11 | Annual | Accept Financial Statements and Statutory Reports | Management | Yes | For | For |
Kingfisher plc | KGF | G5256E441 | 16-Jun-11 | Annual | Approve Remuneration Report | Management | Yes | For | For |
Kingfisher plc | KGF | G5256E441 | 16-Jun-11 | Annual | Approve Final Dividend | Management | Yes | For | For |
Kingfisher plc | KGF | G5256E441 | 16-Jun-11 | Annual | Elect Pascal Cagni as Director | Management | Yes | For | For |
Kingfisher plc | KGF | G5256E441 | 16-Jun-11 | Annual | Elect Clare Chapman as Director | Management | Yes | For | For |
Kingfisher plc | KGF | G5256E441 | 16-Jun-11 | Annual | Re-elect Daniel Bernard as Director | Management | Yes | For | For |
Kingfisher plc | KGF | G5256E441 | 16-Jun-11 | Annual | Re-elect Andrew Bonfield as Director | Management | Yes | For | For |
Kingfisher plc | KGF | G5256E441 | 16-Jun-11 | Annual | Re-elect Ian Cheshire as Director | Management | Yes | For | For |
Kingfisher plc | KGF | G5256E441 | 16-Jun-11 | Annual | Re-elect Anders Dahlvig as Director | Management | Yes | For | For |
Kingfisher plc | KGF | G5256E441 | 16-Jun-11 | Annual | Re-elect Janis Kong as Director | Management | Yes | For | For |
Kingfisher plc | KGF | G5256E441 | 16-Jun-11 | Annual | Re-elect John Nelson as Director | Management | Yes | For | For |
Kingfisher plc | KGF | G5256E441 | 16-Jun-11 | Annual | Re-elect Kevin O'Byrne as Director | Management | Yes | For | For |
Kingfisher plc | KGF | G5256E441 | 16-Jun-11 | Annual | Reappoint Deloitte LLP as Auditors | Management | Yes | For | For |
Kingfisher plc | KGF | G5256E441 | 16-Jun-11 | Annual | Authorise Audit Committee to Fix Remuneration of Auditors | Management | Yes | For | For |
Kingfisher plc | KGF | G5256E441 | 16-Jun-11 | Annual | Authorise EU Political Donations and Expenditure | Management | Yes | For | For |
Kingfisher plc | KGF | G5256E441 | 16-Jun-11 | Annual | Authorise Issue of Equity with Pre-emptive Rights | Management | Yes | For | For |
Kingfisher plc | KGF | G5256E441 | 16-Jun-11 | Annual | Authorise Issue of Equity without Pre-emptive Rights | Management | Yes | For | For |
Kingfisher plc | KGF | G5256E441 | 16-Jun-11 | Annual | Authorise Market Purchase | Management | Yes | For | For |
Kingfisher plc | KGF | G5256E441 | 16-Jun-11 | Annual | Authorise the Company to Call EGM with Two Weeks' Notice | Management | Yes | For | For |
Ladbrokes plc | LAD | G5337D107 | 13-May-11 | Annual | Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration | Management | Yes | Against | Against |
Ladbrokes plc | LAD | G5337D107 | 13-May-11 | Annual | Approve Remuneration Report | Management | Yes | Against | Against |
Ladbrokes plc | LAD | G5337D107 | 13-May-11 | Annual | Authorise Issue of Equity with Pre-emptive Rights | Management | Yes | Against | Against |
Ladbrokes plc | LAD | G5337D107 | 13-May-11 | Annual | Amend Share Incentive Plan | Management | Yes | Against | Against |
Ladbrokes plc | LAD | G5337D107 | 13-May-11 | Annual | Accept Financial Statements and Statutory Reports | Management | Yes | For | For |
Ladbrokes plc | LAD | G5337D107 | 13-May-11 | Annual | Approve Final Dividend | Management | Yes | For | For |
Ladbrokes plc | LAD | G5337D107 | 13-May-11 | Annual | Elect Richard Glynn as Director | Management | Yes | For | For |
Ladbrokes plc | LAD | G5337D107 | 13-May-11 | Annual | Elect John Kelly as Director | Management | Yes | For | For |
Ladbrokes plc | LAD | G5337D107 | 13-May-11 | Annual | Re-elect Peter Erskine as Director | Management | Yes | For | For |
Ladbrokes plc | LAD | G5337D107 | 13-May-11 | Annual | Re-elect Richard Ames as Director | Management | Yes | For | For |
Ladbrokes plc | LAD | G5337D107 | 13-May-11 | Annual | Re-elect Brian Wallace as Director | Management | Yes | For | For |
Ladbrokes plc | LAD | G5337D107 | 13-May-11 | Annual | Re-elect Sly Bailey as Director | Management | Yes | For | For |
Ladbrokes plc | LAD | G5337D107 | 13-May-11 | Annual | Re-elect John Jarvis as Director | Management | Yes | For | For |
Ladbrokes plc | LAD | G5337D107 | 13-May-11 | Annual | Re-elect Christopher Rodrigues as Director | Management | Yes | For | For |
Ladbrokes plc | LAD | G5337D107 | 13-May-11 | Annual | Re-elect Darren Shapland as Director | Management | Yes | For | For |
Ladbrokes plc | LAD | G5337D107 | 13-May-11 | Annual | Re-elect Pippa Wicks as Director | Management | Yes | For | For |
Ladbrokes plc | LAD | G5337D107 | 13-May-11 | Annual | Authorise EU Political Donations and Expenditure | Management | Yes | For | For |
Ladbrokes plc | LAD | G5337D107 | 13-May-11 | Annual | Authorise Market Purchase | Management | Yes | For | For |
Ladbrokes plc | LAD | G5337D107 | 13-May-11 | Annual | Authorise Issue of Equity without Pre-emptive Rights | Management | Yes | For | For |
Ladbrokes plc | LAD | G5337D107 | 13-May-11 | Annual | Authorise the Company to Call EGM with Two Weeks' Notice | Management | Yes | For | For |
Man Group plc | EMG | G5790V156 | 08-Jul-10 | Annual | Approve Remuneration Report | Management | Yes | Against | Against |
Man Group plc | EMG | G5790V156 | 08-Jul-10 | Annual | Authorise Issue of Equity with Pre-emptive Rights | Management | Yes | Against | Against |
Man Group plc | EMG | G5790V156 | 08-Jul-10 | Annual | Accept Financial Statements and Statutory Reports | Management | Yes | For | For |
Man Group plc | EMG | G5790V156 | 08-Jul-10 | Annual | Approve Final Dividend | Management | Yes | For | For |
Man Group plc | EMG | G5790V156 | 08-Jul-10 | Annual | Elect Ruud Hendriks as Director | Management | Yes | For | For |
Man Group plc | EMG | G5790V156 | 08-Jul-10 | Annual | Elect Frederic Jolly as Director | Management | Yes | For | For |
Man Group plc | EMG | G5790V156 | 08-Jul-10 | Annual | Re-elect Alison Carnwath as Director | Management | Yes | For | For |
Man Group plc | EMG | G5790V156 | 08-Jul-10 | Annual | Re-elect Kevin Hayes as Director | Management | Yes | For | For |
Man Group plc | EMG | G5790V156 | 08-Jul-10 | Annual | Re-elect Patrick O'Sullivan as Director | Management | Yes | For | For |
Man Group plc | EMG | G5790V156 | 08-Jul-10 | Annual | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For |
Man Group plc | EMG | G5790V156 | 08-Jul-10 | Annual | Authorise Board to Fix Remuneration of Auditors | Management | Yes | For | For |
Man Group plc | EMG | G5790V156 | 08-Jul-10 | Annual | Authorise Issue of Equity without Pre-emptive Rights | Management | Yes | For | For |
Man Group plc | EMG | G5790V156 | 08-Jul-10 | Annual | Authorise Market Purchase | Management | Yes | For | For |
Man Group plc | EMG | G5790V156 | 08-Jul-10 | Annual | Authorise the Company to Call EGM with Two Weeks' Notice | Management | Yes | For | For |
Man Group plc | EMG | G5790V156 | 08-Jul-10 | Annual | Adopt New Articles of Association | Management | Yes | For | For |
Man Group plc | EMG | G5790V156 | 08-Jul-10 | Annual | Approve 2010 Sharesave Scheme | Management | Yes | For | For |
Man Group plc | EMG | G5790V156 | 01-Sep-10 | Special | Approve Acquisition of GLG Partners Inc | Management | Yes | For | For |
Mitsubishi Corp. | 8058 | J43830116 | 24-Jun-11 | Annual | Elect Director Tsukuda, Kazuo | Management | Yes | Against | Against |
Mitsubishi Corp. | 8058 | J43830116 | 24-Jun-11 | Annual | Approve Allocation of Income, with a Final Dividend of JPY 39 | Management | Yes | For | For |
Mitsubishi Corp. | 8058 | J43830116 | 24-Jun-11 | Annual | Elect Director Kojima, Yorihiko | Management | Yes | For | For |
Mitsubishi Corp. | 8058 | J43830116 | 24-Jun-11 | Annual | Elect Director Kobayashi, Ken | Management | Yes | For | For |
Mitsubishi Corp. | 8058 | J43830116 | 24-Jun-11 | Annual | Elect Director Ueda, Ryoichi | Management | Yes | For | For |
Mitsubishi Corp. | 8058 | J43830116 | 24-Jun-11 | Annual | Elect Director Yano, Masahide | Management | Yes | For | For |
Mitsubishi Corp. | 8058 | J43830116 | 24-Jun-11 | Annual | Elect Director Nabeshima, Hideyuki | Management | Yes | For | For |
Mitsubishi Corp. | 8058 | J43830116 | 24-Jun-11 | Annual | Elect Director Nakahara, Hideto | Management | Yes | For | For |
Mitsubishi Corp. | 8058 | J43830116 | 24-Jun-11 | Annual | Elect Director Fujimura, Kiyoshi | Management | Yes | For | For |
Mitsubishi Corp. | 8058 | J43830116 | 24-Jun-11 | Annual | Elect Director Nagai, Yasuo | Management | Yes | For | For |
Mitsubishi Corp. | 8058 | J43830116 | 24-Jun-11 | Annual | Elect Director Nomakuchi, Tamotsu | Management | Yes | For | For |
Mitsubishi Corp. | 8058 | J43830116 | 24-Jun-11 | Annual | Elect Director Ito, Kunio | Management | Yes | For | For |
Mitsubishi Corp. | 8058 | J43830116 | 24-Jun-11 | Annual | Elect Director Kato, Ryozo | Management | Yes | For | For |
Mitsubishi Corp. | 8058 | J43830116 | 24-Jun-11 | Annual | Elect Director Konno, Hidehiro | Management | Yes | For | For |
Mitsubishi Corp. | 8058 | J43830116 | 24-Jun-11 | Annual | Appoint Statutory Auditor Noma, Osamu | Management | Yes | For | For |
Mitsubishi Corp. | 8058 | J43830116 | 24-Jun-11 | Annual | Approve Annual Bonus Payment to Directors | Management | Yes | For | For |
MMC Norilsk Nickel | GMKN | X40407102 | 21-Oct-10 | Proxy Contest | Shareholder Proposal: Elect Boris Bakal as Director | Share Holder | Yes | Against | For |
MMC Norilsk Nickel | GMKN | X40407102 | 21-Oct-10 | Proxy Contest | Shareholder Proposal: Elect Lucian Bebchuk as Director | Share Holder | Yes | Against | For |
MMC Norilsk Nickel | GMKN | X40407102 | 21-Oct-10 | Proxy Contest | Shareholder Proposal: Elect Andrey Bugrov as Director | Share Holder | Yes | Against | For |
MMC Norilsk Nickel | GMKN | X40407102 | 21-Oct-10 | Proxy Contest | Shareholder Proposal: Elect Aleksandr Voloshin as Director | Share Holder | Yes | Against | For |
MMC Norilsk Nickel | GMKN | X40407102 | 21-Oct-10 | Proxy Contest | Shareholder Proposal: Elect Maksim Goldman as Director | Share Holder | Yes | Against | For |
MMC Norilsk Nickel | GMKN | X40407102 | 21-Oct-10 | Proxy Contest | Shareholder Proposal: Elect Oleg Deripaska as Director | Share Holder | Yes | Against | For |
MMC Norilsk Nickel | GMKN | X40407102 | 21-Oct-10 | Proxy Contest | Shareholder Proposal: Elect Marianna Zakharova as Director | Share Holder | Yes | Against | For |
MMC Norilsk Nickel | GMKN | X40407102 | 21-Oct-10 | Proxy Contest | Shareholder Proposal: Elect Vladimir Kantorovich as Director | Share Holder | Yes | Against | For |
MMC Norilsk Nickel | GMKN | X40407102 | 21-Oct-10 | Proxy Contest | Shareholder Proposal: Elect Andrey Klishas as Director | Share Holder | Yes | Against | For |
MMC Norilsk Nickel | GMKN | X40407102 | 21-Oct-10 | Proxy Contest | Shareholder Proposal: Elect Dmitry Kostoev as Director | Share Holder | Yes | Against | For |
MMC Norilsk Nickel | GMKN | X40407102 | 21-Oct-10 | Proxy Contest | Shareholder Proposal: Elect Valery Matvienko as Director | Share Holder | Yes | Against | For |
MMC Norilsk Nickel | GMKN | X40407102 | 21-Oct-10 | Proxy Contest | Shareholder Proposal: Elect Bradford Alan Mills as Director | Share Holder | Yes | Against | For |
MMC Norilsk Nickel | GMKN | X40407102 | 21-Oct-10 | Proxy Contest | Shareholder Proposal: Elect Oleg Pivovarchuk as Director | Share Holder | Yes | Against | For |
MMC Norilsk Nickel | GMKN | X40407102 | 21-Oct-10 | Proxy Contest | Shareholder Proposal: Elect Dmitry Razumov as Director | Share Holder | Yes | Against | For |
MMC Norilsk Nickel | GMKN | X40407102 | 21-Oct-10 | Proxy Contest | Shareholder Proposal: Elect Nathaniel Rothschild as Director | Share Holder | Yes | Against | For |
MMC Norilsk Nickel | GMKN | X40407102 | 21-Oct-10 | Proxy Contest | Shareholder Proposal: Elect Maksim Sokov as Director | Share Holder | Yes | Against | For |
MMC Norilsk Nickel | GMKN | X40407102 | 21-Oct-10 | Proxy Contest | Shareholder Proposal: Elect Vladislav Soloviev as Director | Share Holder | Yes | Against | For |
MMC Norilsk Nickel | GMKN | X40407102 | 21-Oct-10 | Proxy Contest | Shareholder Proposal: Elect Vladimir Strzhalkovsky as Director | Share Holder | Yes | Against | For |
MMC Norilsk Nickel | GMKN | X40407102 | 21-Oct-10 | Proxy Contest | Shareholder Proposal: Elect Vasily Titov as Director | Share Holder | Yes | Against | For |
MMC Norilsk Nickel | GMKN | X40407102 | 21-Oct-10 | Proxy Contest | Shareholder Proposal: Approve Early Termination of Powers of Board of Directors | Share Holder | Yes | Do Not Vote | For |
MMC Norilsk Nickel | GMKN | X40407102 | 21-Oct-10 | Proxy Contest | Elect Director Lucian Bebchuk | Share Holder | Yes | Do Not Vote | For |
MMC Norilsk Nickel | GMKN | X40407102 | 21-Oct-10 | Proxy Contest | Elect Director Terence Wilkinson | Share Holder | Yes | Do Not Vote | For |
MMC Norilsk Nickel | GMKN | X40407102 | 21-Oct-10 | Proxy Contest | Elect Director John Gerard Holden | Share Holder | Yes | Do Not Vote | For |
MMC Norilsk Nickel | GMKN | X40407102 | 21-Oct-10 | Proxy Contest | Shareholder Proposal: Approve Early Termination of Powers of Board of Directors | Share Holder | Yes | For | Against |
MMC Norilsk Nickel | GMKN | X40407102 | 21-Oct-10 | Proxy Contest | Shareholder Proposal: Elect Terence Wilkinson as Director | Share Holder | Yes | For | Against |
MMC Norilsk Nickel | GMKN | X40407102 | 21-Oct-10 | Proxy Contest | Shareholder Proposal: Elect Gerard Holden as Director | Share Holder | Yes | For | Against |
NagaCorp Ltd. | 03918 | G6382M109 | 24-May-11 | Annual | Reelect Chen Yepern as Executive Director | Management | Yes | Against | Against |
NagaCorp Ltd. | 03918 | G6382M109 | 24-May-11 | Annual | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | Yes | Against | Against |
NagaCorp Ltd. | 03918 | G6382M109 | 24-May-11 | Annual | Authorize Reissuance of Repurchased Shares | Management | Yes | Against | Against |
NagaCorp Ltd. | 03918 | G6382M109 | 24-May-11 | Annual | Accept Financial Statements and Statutory Reports | Management | Yes | For | For |
NagaCorp Ltd. | 03918 | G6382M109 | 24-May-11 | Annual | Declare Final Dividend | Management | Yes | For | For |
NagaCorp Ltd. | 03918 | G6382M109 | 24-May-11 | Annual | Reelect Datuk Seri Panglima Abdul Kadir Bin Haji Sheikh Fadzir as Independent Non-Executive Director | Management | Yes | For | For |
NagaCorp Ltd. | 03918 | G6382M109 | 24-May-11 | Annual | Reelect Lim Mun Kee as Independent Non-Executive Director | Management | Yes | For | For |
NagaCorp Ltd. | 03918 | G6382M109 | 24-May-11 | Annual | Authorize Board to Fix Remuneration of Directors | Management | Yes | For | For |
NagaCorp Ltd. | 03918 | G6382M109 | 24-May-11 | Annual | Reappoint BDO Limited as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For |
NagaCorp Ltd. | 03918 | G6382M109 | 24-May-11 | Annual | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | Yes | For | For |
Neopost SA | | F65196119 | 06-Jul-10 | Annual/Special | Reelect Denis Thierry as Director | Management | Yes | Against | Against |
Neopost SA | | F65196119 | 06-Jul-10 | Annual/Special | Authorize up to 400,000 Shares for Use in Restricted Stock Plan | Management | Yes | Against | Against |
Neopost SA | | F65196119 | 06-Jul-10 | Annual/Special | Approve Financial Statements and Statutory Reports | Management | Yes | For | For |
Neopost SA | | F65196119 | 06-Jul-10 | Annual/Special | Approve Allocation of Income and Dividends of EUR 3.80 per Share | Management | Yes | For | For |
Neopost SA | | F65196119 | 06-Jul-10 | Annual/Special | Approve Stock Dividend Program (Cash or Shares) | Management | Yes | For | For |
Neopost SA | | F65196119 | 06-Jul-10 | Annual/Special | Accept Consolidated Financial Statements and Statutory Reports | Management | Yes | For | For |
Neopost SA | | F65196119 | 06-Jul-10 | Annual/Special | Approve Auditors' Special Report Regarding Related-Party Transactions | Management | Yes | For | For |
Neopost SA | | F65196119 | 06-Jul-10 | Annual/Special | Approve Remuneration of Directors in the Aggregate Amount of EUR 320,000 | Management | Yes | For | For |
Neopost SA | | F65196119 | 06-Jul-10 | Annual/Special | Elect Catherine Pourre as Director | Management | Yes | For | For |
Neopost SA | | F65196119 | 06-Jul-10 | Annual/Special | Reelect Jean-Paul Villot as Director | Management | Yes | For | For |
Neopost SA | | F65196119 | 06-Jul-10 | Annual/Special | Reelect Jacques Clay as Director | Management | Yes | For | For |
Neopost SA | | F65196119 | 06-Jul-10 | Annual/Special | Reelect Michel Guillet as Director | Management | Yes | For | For |
Neopost SA | | F65196119 | 06-Jul-10 | Annual/Special | Reelect Agnes Touraine as Director | Management | Yes | For | For |
Neopost SA | | F65196119 | 06-Jul-10 | Annual/Special | Appoint Cabinet Finexsi Audit as Auditor | Management | Yes | For | For |
Neopost SA | | F65196119 | 06-Jul-10 | Annual/Special | Appoint Cabinet Perronet et Associes as Alternate Auditor | Management | Yes | For | For |
Neopost SA | | F65196119 | 06-Jul-10 | Annual/Special | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | Yes | For | For |
Neopost SA | | F65196119 | 06-Jul-10 | Annual/Special | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Million | Management | Yes | For | For |
Neopost SA | | F65196119 | 06-Jul-10 | Annual/Special | Authorize Issuance of Equity without Preemptive Rights up to Aggregate Nominal Amount of EUR 4.6 Million | Management | Yes | For | For |
Neopost SA | | F65196119 | 06-Jul-10 | Annual/Special | Approve Issuance of Shares up to EUR 4.6 Million Reserved for Qualified Investors and Institutional Investors | Management | Yes | For | For |
Neopost SA | | F65196119 | 06-Jul-10 | Annual/Special | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 4.6 Million | Management | Yes | For | For |
Neopost SA | | F65196119 | 06-Jul-10 | Annual/Special | Approve Issuance of Equity-Linked Securities up to EUR 4.6 Million Reserved for Qualified Investors and Institutional Investors | Management | Yes | For | For |
Neopost SA | | F65196119 | 06-Jul-10 | Annual/Special | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 16 to 20 Above | Management | Yes | For | For |
Neopost SA | | F65196119 | 06-Jul-10 | Annual/Special | Authorize Capitalization of Reserves of Up to EUR 30 Million for Bonus Issue or Increase in Par Value | Management | Yes | For | For |
Neopost SA | | F65196119 | 06-Jul-10 | Annual/Special | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | Yes | For | For |
Neopost SA | | F65196119 | 06-Jul-10 | Annual/Special | Authorize Capital Increase for Future Exchange Offers | Management | Yes | For | For |
Neopost SA | | F65196119 | 06-Jul-10 | Annual/Special | Approve Employee Stock Purchase Plan | Management | Yes | For | For |
Neopost SA | | F65196119 | 06-Jul-10 | Annual/Special | Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries | Management | Yes | For | For |
Neopost SA | | F65196119 | 06-Jul-10 | Annual/Special | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | Yes | For | For |
Neopost SA | | F65196119 | 06-Jul-10 | Annual/Special | Approve Issuance of Securities Convertible into Debt up to an Aggregate Nominal Amount of EUR 500 Million | Management | Yes | For | For |
Neopost SA | | F65196119 | 06-Jul-10 | Annual/Special | Authorize Filing of Required Documents/Other Formalities | Management | Yes | For | For |
Nokia Corp. | | X61873133 | 03-May-11 | Annual | Open Meeting | Management | * | * | * |
Nokia Corp. | | X61873133 | 03-May-11 | Annual | Call the Meeting to Order | Management | * | * | * |
Nokia Corp. | | X61873133 | 03-May-11 | Annual | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | * | * | * |
Nokia Corp. | | X61873133 | 03-May-11 | Annual | Acknowledge Proper Convening of Meeting | Management | * | * | * |
Nokia Corp. | | X61873133 | 03-May-11 | Annual | Prepare and Approve List of Shareholders | Management | * | * | * |
Nokia Corp. | | X61873133 | 03-May-11 | Annual | Receive Financial Statements and Statutory Reports, the Board's Report, and the Auditor's Report; Receive Review by the CEO | Management | * | * | * |
Nokia Corp. | | X61873133 | 03-May-11 | Annual | Close Meeting | Management | * | * | * |
Nokia Corp. | | X61873133 | 03-May-11 | Annual | Accept Financial Statements and Statutory Reports | Management | Yes | For | For |
Nokia Corp. | | X61873133 | 03-May-11 | Annual | Approve Allocation of Income and Dividends of EUR 0.40 Per Share | Management | Yes | For | For |
Nokia Corp. | | X61873133 | 03-May-11 | Annual | Approve Discharge of Board and President | Management | Yes | For | For |
Nokia Corp. | | X61873133 | 03-May-11 | Annual | Approve Remuneration of Directors in the Amount of EUR 440,000 for Chairman, EUR 150,000 for Vice Chairman, and EUR 130,000 for Other Directors; Approve Remuneration for Committee Work | Management | Yes | For | For |
Nokia Corp. | | X61873133 | 03-May-11 | Annual | Fix Number of Directors at Eleven | Management | Yes | For | For |
Nokia Corp. | | X61873133 | 03-May-11 | Annual | Elect Stephen Elopas as Director | Management | Yes | For | For |
Nokia Corp. | | X61873133 | 03-May-11 | Annual | Elect Dr. Bengt Holmstrom as Director | Management | Yes | For | For |
Nokia Corp. | | X61873133 | 03-May-11 | Annual | Elect Prof. Dr. H. Kagermann as Director | Management | Yes | For | For |
Nokia Corp. | | X61873133 | 03-May-11 | Annual | Elect Per Karlsson as Director | Management | Yes | For | For |
Nokia Corp. | | X61873133 | 03-May-11 | Annual | Elect Jouko Karvinen as Director | Management | Yes | For | For |
Nokia Corp. | | X61873133 | 03-May-11 | Annual | Elect Helge Lund as Director | Management | Yes | For | For |
Nokia Corp. | | X61873133 | 03-May-11 | Annual | Elect Isabel Marey-Semper as Director | Management | Yes | For | For |
Nokia Corp. | | X61873133 | 03-May-11 | Annual | Elect Jorma Ollila as Director | Management | Yes | For | For |
Nokia Corp. | | X61873133 | 03-May-11 | Annual | Elect Dame Marjorie Scardino as Director | Management | Yes | For | For |
Nokia Corp. | | X61873133 | 03-May-11 | Annual | Elect Risto Siilasmaa as Director | Management | Yes | For | For |
Nokia Corp. | | X61873133 | 03-May-11 | Annual | Elect Kari Stadigh as Director | Management | Yes | For | For |
Nokia Corp. | | X61873133 | 03-May-11 | Annual | Approve Remuneration of Auditors | Management | Yes | For | For |
Nokia Corp. | | X61873133 | 03-May-11 | Annual | Ratify PricewaterhouseCoopers Oy as Auditors | Management | Yes | For | For |
Nokia Corp. | | X61873133 | 03-May-11 | Annual | Authorize Repurchase of up to 360 Million Issued Shares | Management | Yes | For | For |
Nokia Corp. | | X61873133 | 03-May-11 | Annual | Approve Stock Option Plan for Key Employees; Approve Issuance of up to 35 Million Stock Options | Management | Yes | For | For |
Obic Co Ltd | 4684 | J5946V107 | 29-Jun-11 | Annual | Approve Financial Statements | Management | Yes | Against | Against |
Obic Co Ltd | 4684 | J5946V107 | 29-Jun-11 | Annual | Approve Allocation of Income, With a Final Dividend of JPY 175 | Management | Yes | For | For |
Obic Co Ltd | 4684 | J5946V107 | 29-Jun-11 | Annual | Elect Director Noda, Masahiro | Management | Yes | For | For |
Obic Co Ltd | 4684 | J5946V107 | 29-Jun-11 | Annual | Elect Director Tachibana, Shoichi | Management | Yes | For | For |
Obic Co Ltd | 4684 | J5946V107 | 29-Jun-11 | Annual | Elect Director Kano, Hiroshi | Management | Yes | For | For |
Obic Co Ltd | 4684 | J5946V107 | 29-Jun-11 | Annual | Elect Director Serizawa, Kuniaki | Management | Yes | For | For |
Obic Co Ltd | 4684 | J5946V107 | 29-Jun-11 | Annual | Elect Director Kawanishi, Atsushi | Management | Yes | For | For |
Obic Co Ltd | 4684 | J5946V107 | 29-Jun-11 | Annual | Elect Director Hashimoto, Fumio | Management | Yes | For | For |
Obic Co Ltd | 4684 | J5946V107 | 29-Jun-11 | Annual | Elect Director Takeuchi, Masayuki | Management | Yes | For | For |
Obic Co Ltd | 4684 | J5946V107 | 29-Jun-11 | Annual | Elect Director Mori, Takahiro | Management | Yes | For | For |
Obic Co Ltd | 4684 | J5946V107 | 29-Jun-11 | Annual | Elect Director Sato, Noboru | Management | Yes | For | For |
Obic Co Ltd | 4684 | J5946V107 | 29-Jun-11 | Annual | Elect Director Noda, Mizuki | Management | Yes | For | For |
Obic Co Ltd | 4684 | J5946V107 | 29-Jun-11 | Annual | Approve Annual Bonus Payment to Directors and Statutory Auditors | Management | Yes | For | For |
Peak Sport Products Co., Ltd. | 01968 | G69599101 | 18-May-11 | Annual | Reelect Xu Zhihua as Executive Director | Management | Yes | Against | Against |
Peak Sport Products Co., Ltd. | 01968 | G69599101 | 18-May-11 | Annual | Reelect Wu Tigao as Non-Executive Director | Management | Yes | Against | Against |
Peak Sport Products Co., Ltd. | 01968 | G69599101 | 18-May-11 | Annual | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | Against | Against |
Peak Sport Products Co., Ltd. | 01968 | G69599101 | 18-May-11 | Annual | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | Yes | Against | Against |
Peak Sport Products Co., Ltd. | 01968 | G69599101 | 18-May-11 | Annual | Authorize Reissuance of Repurchased Shares | Management | Yes | Against | Against |
Peak Sport Products Co., Ltd. | 01968 | G69599101 | 18-May-11 | Annual | Amend Terms of the Share Option Scheme | Management | Yes | Against | Against |
Peak Sport Products Co., Ltd. | 01968 | G69599101 | 18-May-11 | Annual | Accept Financial Statements and Statutory Reports | Management | Yes | For | For |
Peak Sport Products Co., Ltd. | 01968 | G69599101 | 18-May-11 | Annual | Declare Final Dividend of HK$0.10 Per Share | Management | Yes | For | For |
Peak Sport Products Co., Ltd. | 01968 | G69599101 | 18-May-11 | Annual | Reelect Wang Mingquan as Independent Non-Executive Director | Management | Yes | For | For |
Peak Sport Products Co., Ltd. | 01968 | G69599101 | 18-May-11 | Annual | Reelect Ouyang Zhonghui as Independent Non-Executive Director | Management | Yes | For | For |
Peak Sport Products Co., Ltd. | 01968 | G69599101 | 18-May-11 | Annual | Authorize Board to Fix Remuneration of Directors | Management | Yes | For | For |
Peak Sport Products Co., Ltd. | 01968 | G69599101 | 18-May-11 | Annual | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | Yes | For | For |
Petroleo Brasileiro SA-Petrobras | PETR4 | P78331140 | 28-Apr-11 | Annual/Special | Elect Directors | Management | Yes | Against | Against |
Petroleo Brasileiro SA-Petrobras | PETR4 | P78331140 | 28-Apr-11 | Annual/Special | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Management | Yes | For | For |
Petroleo Brasileiro SA-Petrobras | PETR4 | P78331140 | 28-Apr-11 | Annual/Special | Approve Capital Budget for Upcoming Fiscal Year | Management | Yes | For | For |
Petroleo Brasileiro SA-Petrobras | PETR4 | P78331140 | 28-Apr-11 | Annual/Special | Approve Allocation of Income and Dividends | Management | Yes | For | For |
Petroleo Brasileiro SA-Petrobras | PETR4 | P78331140 | 28-Apr-11 | Annual/Special | Elect Board Chairman | Management | Yes | For | For |
Petroleo Brasileiro SA-Petrobras | PETR4 | P78331140 | 28-Apr-11 | Annual/Special | Elect Fiscal Council Members | Management | Yes | For | For |
Petroleo Brasileiro SA-Petrobras | PETR4 | P78331140 | 28-Apr-11 | Annual/Special | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Management | Yes | For | For |
Petroleo Brasileiro SA-Petrobras | PETR4 | P78331140 | 28-Apr-11 | Annual/Special | Authorize Capitalization of Reserves without Issuance of New Shares | Management | Yes | For | For |
Pfeiffer Vacuum Technology AG | PFV | D6058X101 | 26-May-11 | Annual | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Management | * | * | * |
Pfeiffer Vacuum Technology AG | PFV | D6058X101 | 26-May-11 | Annual | Ratify Ernst & Young as Auditors for Fiscal 2011 | Management | Yes | Against | Against |
Pfeiffer Vacuum Technology AG | PFV | D6058X101 | 26-May-11 | Annual | Approve Remuneration System for Management Board Members | Management | Yes | Against | Against |
Pfeiffer Vacuum Technology AG | PFV | D6058X101 | 26-May-11 | Annual | Approve Creation of EUR 12.6 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | Yes | Against | Against |
Pfeiffer Vacuum Technology AG | PFV | D6058X101 | 26-May-11 | Annual | Reelect Michael Oltmanns to the Supervisory Board | Management | Yes | Against | Against |
Pfeiffer Vacuum Technology AG | PFV | D6058X101 | 26-May-11 | Annual | Approve Allocation of Income and Dividends of EUR 2.90 per Share | Management | Yes | For | For |
Pfeiffer Vacuum Technology AG | PFV | D6058X101 | 26-May-11 | Annual | Approve Discharge of Management Board for Fiscal 2010 | Management | Yes | For | For |
Pfeiffer Vacuum Technology AG | PFV | D6058X101 | 26-May-11 | Annual | Approve Discharge of Supervisory Board for Fiscal 2010 | Management | Yes | For | For |
Pfeiffer Vacuum Technology AG | PFV | D6058X101 | 26-May-11 | Annual | Amend Articles Re: Remuneration of Supervisory Board | Management | Yes | For | For |
Pfeiffer Vacuum Technology AG | PFV | D6058X101 | 26-May-11 | Annual | Reelect Goetz Timmerbeil to the Supervisory Board | Management | Yes | For | For |
Pfeiffer Vacuum Technology AG | PFV | D6058X101 | 26-May-11 | Annual | Reelect Wilfried Glaum to the Supervisory Board | Management | Yes | For | For |
Pfeiffer Vacuum Technology AG | PFV | D6058X101 | 26-May-11 | Annual | Reelect Wolfgang Lust to the Supervisory Board | Management | Yes | For | For |
Philip Morris International Inc. | PM | 718172109 | 11-May-11 | Annual | Elect Director Louis C. Camilleri | Management | Yes | Against | Against |
Philip Morris International Inc. | PM | 718172109 | 11-May-11 | Annual | Elect Director Sergio Marchionne | Management | Yes | Against | Against |
Philip Morris International Inc. | PM | 718172109 | 11-May-11 | Annual | Report on Effect of Marketing Practices on the Poor | Share Holder | Yes | Against | For |
Philip Morris International Inc. | PM | 718172109 | 11-May-11 | Annual | Elect Director Harold Brown | Management | Yes | For | For |
Philip Morris International Inc. | PM | 718172109 | 11-May-11 | Annual | Elect Director Mathis Cabiallavetta | Management | Yes | For | For |
Philip Morris International Inc. | PM | 718172109 | 11-May-11 | Annual | Elect Director J. Dudley Fishburn | Management | Yes | For | For |
Philip Morris International Inc. | PM | 718172109 | 11-May-11 | Annual | Elect Director Jennifer Li | Management | Yes | For | For |
Philip Morris International Inc. | PM | 718172109 | 11-May-11 | Annual | Elect Director Graham Mackay | Management | Yes | For | For |
Philip Morris International Inc. | PM | 718172109 | 11-May-11 | Annual | Elect Director Lucio A. Noto | Management | Yes | For | For |
Philip Morris International Inc. | PM | 718172109 | 11-May-11 | Annual | Elect Director Carlos Slim Helu | Management | Yes | For | For |
Philip Morris International Inc. | PM | 718172109 | 11-May-11 | Annual | Elect Director Stephen M. Wolf | Management | Yes | For | For |
Philip Morris International Inc. | PM | 718172109 | 11-May-11 | Annual | Ratify Auditors | Management | Yes | For | For |
Philip Morris International Inc. | PM | 718172109 | 11-May-11 | Annual | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
Philip Morris International Inc. | PM | 718172109 | 11-May-11 | Annual | Require Independent Board Chairman | Share Holder | Yes | For | Against |
Philip Morris International Inc. | PM | 718172109 | 11-May-11 | Annual | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For |
Power Corporation Of Canada | POW | 739239101 | 13-May-11 | Annual | Additional Information Regarding Peer Comparisons of Compensation | Share Holder | Yes | Against | For |
Power Corporation Of Canada | POW | 739239101 | 13-May-11 | Annual | Adopt Governance Rules to Ensure Minority Shareholders Have Reasonable Impact | Share Holder | Yes | Against | For |
Power Corporation Of Canada | POW | 739239101 | 13-May-11 | Annual | Elect Marcel R. Coutu as Director | Management | Yes | For | For |
Power Corporation Of Canada | POW | 739239101 | 13-May-11 | Annual | Elect Guy Fortin as Director | Management | Yes | For | For |
Power Corporation Of Canada | POW | 739239101 | 13-May-11 | Annual | Elect Anthony R. Graham as Director | Management | Yes | For | For |
Power Corporation Of Canada | POW | 739239101 | 13-May-11 | Annual | Elect Robert Gratton as Director | Management | Yes | For | For |
Power Corporation Of Canada | POW | 739239101 | 13-May-11 | Annual | Elect Isabelle Marcoux as Director | Management | Yes | For | For |
Power Corporation Of Canada | POW | 739239101 | 13-May-11 | Annual | Elect Donald F. Mazankowski as Director | Management | Yes | For | For |
Power Corporation Of Canada | POW | 739239101 | 13-May-11 | Annual | Elect Raymond L. McFeetors as Director | Management | Yes | For | For |
Power Corporation Of Canada | POW | 739239101 | 13-May-11 | Annual | Elect Jerry E.A. Nickerson as Director | Management | Yes | For | For |
Power Corporation Of Canada | POW | 739239101 | 13-May-11 | Annual | Elect James R. Nininger as Director | Management | Yes | For | For |
Power Corporation Of Canada | POW | 739239101 | 13-May-11 | Annual | Elect R. Jeffrey Orr as Director | Management | Yes | For | For |
Power Corporation Of Canada | POW | 739239101 | 13-May-11 | Annual | Elect Robert Parizeau as Director | Management | Yes | For | For |
Power Corporation Of Canada | POW | 739239101 | 13-May-11 | Annual | Elect Michel Plessis-Belair as Director | Management | Yes | For | For |
Power Corporation Of Canada | POW | 739239101 | 13-May-11 | Annual | Elect John A. Rae as Director | Management | Yes | For | For |
Power Corporation Of Canada | POW | 739239101 | 13-May-11 | Annual | Elect Henri-Paul Rousseau as Director | Management | Yes | For | For |
Power Corporation Of Canada | POW | 739239101 | 13-May-11 | Annual | Elect T. Timothy Ryan, Jr. as Director | Management | Yes | For | For |
Power Corporation Of Canada | POW | 739239101 | 13-May-11 | Annual | Elect Emoke J.E. Szathmáry as Director | Management | Yes | For | For |
Power Corporation Of Canada | POW | 739239101 | 13-May-11 | Annual | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For |
Power Corporation Of Canada | POW | 739239101 | 13-May-11 | Annual | Critical Mass of Qualified Women on the Board | Share Holder | Yes | For | Against |
Power Corporation Of Canada | POW | 739239101 | 13-May-11 | Annual | Elect Pierre Beaudoin, Marcel R. Coutu, Laurent Dassault, Andre Desmarais, Paul Desmarais, Paul Desmarais, Jr., Guy Fortin, Anthony R. Graham, Robert Gratton, Isabelle Marcoux, Donald F.Mazankowski, among others listed below as Directors | Management | Yes | Withhold | Against |
Power Corporation Of Canada | POW | 739239101 | 13-May-11 | Annual | Elect Pierre Beaudoin as Director | Management | Yes | Withhold | Against |
Power Corporation Of Canada | POW | 739239101 | 13-May-11 | Annual | Elect Laurent Dassault as Director | Management | Yes | Withhold | Against |
Power Corporation Of Canada | POW | 739239101 | 13-May-11 | Annual | Elect Andre Desmarais as Director | Management | Yes | Withhold | Against |
Power Corporation Of Canada | POW | 739239101 | 13-May-11 | Annual | Elect Paul Desmarais as Director | Management | Yes | Withhold | Against |
Power Corporation Of Canada | POW | 739239101 | 13-May-11 | Annual | Elect Paul Desmarais, Jr. as Director | Management | Yes | Withhold | Against |
Qatar National Bank | | M81802106 | 30-Jan-11 | Annual/Special | Approve Board Report on Company Operations | Management | Yes | For | For |
Qatar National Bank | | M81802106 | 30-Jan-11 | Annual/Special | Approve Auditors' Report on Company Financial Statements | Management | Yes | For | For |
Qatar National Bank | | M81802106 | 30-Jan-11 | Annual/Special | Accept Financial Statements and Statutory Reports | Management | Yes | For | For |
Qatar National Bank | | M81802106 | 30-Jan-11 | Annual/Special | Approve Dividends of QAR 5 per Share | Management | Yes | For | For |
Qatar National Bank | | M81802106 | 30-Jan-11 | Annual/Special | Approve Standard Accounting Transfers to Increase Legal Reserve to 100 Percent of Share Capital | Management | Yes | For | For |
Qatar National Bank | | M81802106 | 30-Jan-11 | Annual/Special | Approve Discharge of Directors and Fix Their Remuneration | Management | Yes | For | For |
Qatar National Bank | | M81802106 | 30-Jan-11 | Annual/Special | Ratify Auditors and Fix Their Remuneration | Management | Yes | For | For |
Qatar National Bank | | M81802106 | 30-Jan-11 | Annual/Special | Authorize Capitalization of Reserves for 3:10 Bonus Share Issue | Management | Yes | For | For |
Qatar National Bank | | M81802106 | 30-Jan-11 | Annual/Special | Approve QAR 1,272 Million Issuance of Shares with Preemptive Rights | Management | Yes | For | For |
Qatar National Bank | | M81802106 | 30-Jan-11 | Annual/Special | Amend Articles to Reflect Changes in Capital | Management | Yes | For | For |
Qatar National Bank | | M81802106 | 30-Jan-11 | Annual/Special | Note That Preemptive Rights Will Be Granted to Shareholders Registered on Date of Issue | Management | Yes | For | For |
Qatar National Bank | | M81802106 | 30-Jan-11 | Annual/Special | Acknowledge that Any Remaining Shares Will Be Issued to Qatar General Retirement and Social Insurance Authority | Management | Yes | For | For |
Qatar National Bank | | M81802106 | 30-Jan-11 | Annual/Special | Amend Articles re: Share Ownership Restrictions | Management | Yes | For | For |
Qatar National Bank | | M81802106 | 30-Jan-11 | Annual/Special | Authorize Board to Set Terms and Conditions for QAR 1,272 Million Issuance of Shares | Management | Yes | For | For |
Raubex Group Ltd | RBX | S68353101 | 08-Oct-10 | Annual | Re-elect Francois Diedrechsen as Director | Management | Yes | Against | Against |
Raubex Group Ltd | RBX | S68353101 | 08-Oct-10 | Annual | Approve Raubex Group Ltd Deferred Stock Scheme | Management | Yes | Against | Against |
Raubex Group Ltd | RBX | S68353101 | 08-Oct-10 | Annual | Approve the Limits of the Raubex Group Ltd Deferred Stock Scheme | Management | Yes | Against | Against |
Raubex Group Ltd | RBX | S68353101 | 08-Oct-10 | Annual | Accept Financial Statements and Statutory Reports for the Year Ended 28 February 2010 | Management | Yes | For | For |
Raubex Group Ltd | RBX | S68353101 | 08-Oct-10 | Annual | Re-elect Marake Matjila as Director | Management | Yes | For | For |
Raubex Group Ltd | RBX | S68353101 | 08-Oct-10 | Annual | Re-elect Rudolf Fourie as Director | Management | Yes | For | For |
Raubex Group Ltd | RBX | S68353101 | 08-Oct-10 | Annual | Re-elect Freddie Kenney as Director | Management | Yes | For | For |
Raubex Group Ltd | RBX | S68353101 | 08-Oct-10 | Annual | Re-elect Leslie Maxwell as Director | Management | Yes | For | For |
Raubex Group Ltd | RBX | S68353101 | 08-Oct-10 | Annual | Re-elect Jacobus Raubenheimer as Director | Management | Yes | For | For |
Raubex Group Ltd | RBX | S68353101 | 08-Oct-10 | Annual | Authorise the Company Not to Fill the Vacated Office of Mbali Swana at the AGM | Management | Yes | For | For |
Raubex Group Ltd | RBX | S68353101 | 08-Oct-10 | Annual | Authorise Board to Determine the Remuneration of the Auditors for the Past Audit | Management | Yes | For | For |
Raubex Group Ltd | RBX | S68353101 | 08-Oct-10 | Annual | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company and L Rossouw as the Individual Registered Auditor | Management | Yes | For | For |
Raubex Group Ltd | RBX | S68353101 | 08-Oct-10 | Annual | Approve the Payment of Remuneration to the Directors | Management | Yes | For | For |
Raubex Group Ltd | RBX | S68353101 | 08-Oct-10 | Annual | Place Authorised but Unissued Shares under Control of Directors | Management | Yes | For | For |
Raubex Group Ltd | RBX | S68353101 | 08-Oct-10 | Annual | Authorise Board to Issue Shares for Cash up to a Maximum of Ten Percent of Issued Share Capital | Management | Yes | For | For |
Raubex Group Ltd | RBX | S68353101 | 08-Oct-10 | Annual | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | Management | Yes | For | For |
Raubex Group Ltd | RBX | S68353101 | 08-Oct-10 | Annual | Authorise Board to Ratify and Execute Approved Resolutions | Management | Yes | For | For |
Reckitt Benckiser Group plc | | G74079107 | 05-May-11 | Annual | Approve Remuneration Report | Management | Yes | Against | Against |
Reckitt Benckiser Group plc | | G74079107 | 05-May-11 | Annual | Re-elect Peter Harf as Director | Management | Yes | Against | Against |
Reckitt Benckiser Group plc | | G74079107 | 05-May-11 | Annual | Re-elect Bart Becht as Director | Management | Yes | Against | Against |
Reckitt Benckiser Group plc | | G74079107 | 05-May-11 | Annual | Authorise Issue of Equity with Pre-emptive Rights | Management | Yes | Against | Against |
Reckitt Benckiser Group plc | | G74079107 | 05-May-11 | Annual | Accept Financial Statements and Statutory Reports | Management | Yes | For | For |
Reckitt Benckiser Group plc | | G74079107 | 05-May-11 | Annual | Approve Final Dividend | Management | Yes | For | For |
Reckitt Benckiser Group plc | | G74079107 | 05-May-11 | Annual | Re-elect Adrian Bellamy as Director | Management | Yes | For | For |
Reckitt Benckiser Group plc | | G74079107 | 05-May-11 | Annual | Re-elect Graham Mackay as Director | Management | Yes | For | For |
Reckitt Benckiser Group plc | | G74079107 | 05-May-11 | Annual | Elect Liz Doherty as Director | Management | Yes | For | For |
Reckitt Benckiser Group plc | | G74079107 | 05-May-11 | Annual | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For |
Reckitt Benckiser Group plc | | G74079107 | 05-May-11 | Annual | Authorise Board to Fix Remuneration of Auditors | Management | Yes | For | For |
Reckitt Benckiser Group plc | | G74079107 | 05-May-11 | Annual | Authorise Issue of Equity without Pre-emptive Rights | Management | Yes | For | For |
Reckitt Benckiser Group plc | | G74079107 | 05-May-11 | Annual | Authorise Market Purchase | Management | Yes | For | For |
Reckitt Benckiser Group plc | | G74079107 | 05-May-11 | Annual | Authorise the Company to Call EGM with Two Weeks' Notice | Management | Yes | For | For |
Reckitt Benckiser Group plc | | G74079107 | 05-May-11 | Annual | Amend 2007 Senior Executives' Share Ownership Policy Plan, 2007 Global Stock Profit Plan, 2007 Long-Term Incentive Plan, 2007 US Savings-Related Share Option Plan and 2007 Savings Related Share Option Plan | Management | Yes | For | For |
Rohm Co. Ltd. | 6963 | J65328122 | 29-Jun-11 | Annual | Approve Allocation of Income, with a Final Dividend of JPY 65 | Management | Yes | For | For |
Rohm Co. Ltd. | 6963 | J65328122 | 29-Jun-11 | Annual | Elect Director Sawamura, Satoshi | Management | Yes | For | For |
Rohm Co. Ltd. | 6963 | J65328122 | 29-Jun-11 | Annual | Elect Director Takasu, Hidemi | Management | Yes | For | For |
Rohm Co. Ltd. | 6963 | J65328122 | 29-Jun-11 | Annual | Elect Director Yamaha, Takahisa | Management | Yes | For | For |
Rohm Co. Ltd. | 6963 | J65328122 | 29-Jun-11 | Annual | Elect Director Sasayama, Eiichi | Management | Yes | For | For |
Rohm Co. Ltd. | 6963 | J65328122 | 29-Jun-11 | Annual | Elect Director Fujiwara, Tadanobu | Management | Yes | For | For |
Rohm Co. Ltd. | 6963 | J65328122 | 29-Jun-11 | Annual | Elect Director Takano, Toshiki | Management | Yes | For | For |
Rohm Co. Ltd. | 6963 | J65328122 | 29-Jun-11 | Annual | Elect Director Yamazaki, Masahiko | Management | Yes | For | For |
Rohm Co. Ltd. | 6963 | J65328122 | 29-Jun-11 | Annual | Elect Director Kawamoto, Hachiro | Management | Yes | For | For |
Rohm Co. Ltd. | 6963 | J65328122 | 29-Jun-11 | Annual | Elect Director Nishioka, Koichi | Management | Yes | For | For |
Royal Dutch Shell plc | RDSB | G7690A118 | 17-May-11 | Annual | Accept Financial Statements and Statutory Reports | Management | Yes | For | For |
Royal Dutch Shell plc | RDSB | G7690A118 | 17-May-11 | Annual | Approve Remuneration Report | Management | Yes | For | For |
Royal Dutch Shell plc | RDSB | G7690A118 | 17-May-11 | Annual | Elect Linda Stuntz as Director | Management | Yes | For | For |
Royal Dutch Shell plc | RDSB | G7690A118 | 17-May-11 | Annual | Re-elect Josef Ackermann as Director | Management | Yes | For | For |
Royal Dutch Shell plc | RDSB | G7690A118 | 17-May-11 | Annual | Re-elect Malcolm Brinded as Director | Management | Yes | For | For |
Royal Dutch Shell plc | RDSB | G7690A118 | 17-May-11 | Annual | Elect Guy Elliott as Director | Management | Yes | For | For |
Royal Dutch Shell plc | RDSB | G7690A118 | 17-May-11 | Annual | Re-elect Simon Henry as Director | Management | Yes | For | For |
Royal Dutch Shell plc | RDSB | G7690A118 | 17-May-11 | Annual | Re-elect Charles Holliday as Director | Management | Yes | For | For |
Royal Dutch Shell plc | RDSB | G7690A118 | 17-May-11 | Annual | Re-elect Lord Kerr of Kinlochard as Director | Management | Yes | For | For |
Royal Dutch Shell plc | RDSB | G7690A118 | 17-May-11 | Annual | Elect Gerard Kleisterlee as Director | Management | Yes | For | For |
Royal Dutch Shell plc | RDSB | G7690A118 | 17-May-11 | Annual | Re-elect Christine Morin-Postel as Director | Management | Yes | For | For |
Royal Dutch Shell plc | RDSB | G7690A118 | 17-May-11 | Annual | Re-elect Jorma Ollila as Director | Management | Yes | For | For |
Royal Dutch Shell plc | RDSB | G7690A118 | 17-May-11 | Annual | Re-elect Jeroen van der Veer as Director | Management | Yes | For | For |
Royal Dutch Shell plc | RDSB | G7690A118 | 17-May-11 | Annual | Re-elect Peter Voser as Director | Management | Yes | For | For |
Royal Dutch Shell plc | RDSB | G7690A118 | 17-May-11 | Annual | Re-elect Hans Wijers as Director | Management | Yes | For | For |
Royal Dutch Shell plc | RDSB | G7690A118 | 17-May-11 | Annual | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Management | Yes | For | For |
Royal Dutch Shell plc | RDSB | G7690A118 | 17-May-11 | Annual | Authorise Board to Fix Remuneration of Auditors | Management | Yes | For | For |
Royal Dutch Shell plc | RDSB | G7690A118 | 17-May-11 | Annual | Authorise Issue of Equity with Pre-emptive Rights | Management | Yes | For | For |
Royal Dutch Shell plc | RDSB | G7690A118 | 17-May-11 | Annual | Authorise Issue of Equity without Pre-emptive Rights | Management | Yes | For | For |
Royal Dutch Shell plc | RDSB | G7690A118 | 17-May-11 | Annual | Authorise Market Purchase | Management | Yes | For | For |
Royal Dutch Shell plc | RDSB | G7690A118 | 17-May-11 | Annual | Authorise EU Political Donations and Expenditure | Management | Yes | For | For |
Sankyo Co. Ltd. (6417) | 6417 | J67844100 | 29-Jun-11 | Annual | Approve Retirement Bonus Payment for Director | Management | Yes | Against | Against |
Sankyo Co. Ltd. (6417) | 6417 | J67844100 | 29-Jun-11 | Annual | Approve Allocation of Income, with a Final Dividend of JPY 75 | Management | Yes | For | For |
Sankyo Co. Ltd. (6417) | 6417 | J67844100 | 29-Jun-11 | Annual | Appoint Statutory Auditor Ugawa, Shohachi | Management | Yes | For | For |
Sankyo Co. Ltd. (6417) | 6417 | J67844100 | 29-Jun-11 | Annual | Appoint Statutory Auditor Ishiyama, Toshiaki | Management | Yes | For | For |
Sankyo Co. Ltd. (6417) | 6417 | J67844100 | 29-Jun-11 | Annual | Appoint Statutory Auditor Sanada, Yoshiro | Management | Yes | For | For |
Sankyo Co. Ltd. (6417) | 6417 | J67844100 | 29-Jun-11 | Annual | Appoint Statutory Auditor Noda, Fumiyoshi | Management | Yes | For | For |
Sanofi Aventis | SAN | F5548N101 | 06-May-11 | Annual/Special | Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plan | Management | Yes | Against | Against |
Sanofi Aventis | SAN | F5548N101 | 06-May-11 | Annual/Special | Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plan | Management | Yes | Against | Against |
Sanofi Aventis | SAN | F5548N101 | 06-May-11 | Annual/Special | Approve Financial Statements and Statutory Reports | Management | Yes | For | For |
Sanofi Aventis | SAN | F5548N101 | 06-May-11 | Annual/Special | Accept Consolidated Financial Statements and Statutory Reports | Management | Yes | For | For |
Sanofi Aventis | SAN | F5548N101 | 06-May-11 | Annual/Special | Approve Financial Statements and Statutory Reports | Management | Yes | For | For |
Sanofi Aventis | SAN | F5548N101 | 06-May-11 | Annual/Special | Accept Consolidated Financial Statements and Statutory Reports | Management | Yes | For | For |
Sanofi Aventis | SAN | F5548N101 | 06-May-11 | Annual/Special | Approve Allocation of Income and Dividends of EUR 2.5 per Share | Management | Yes | For | For |
Sanofi Aventis | SAN | F5548N101 | 06-May-11 | Annual/Special | Approve Allocation of Income and Dividends of EUR 2.5 per Share | Management | Yes | For | For |
Sanofi Aventis | SAN | F5548N101 | 06-May-11 | Annual/Special | Approve Auditors' Special Report on Related-Party Transactions | Management | Yes | For | For |
Sanofi Aventis | SAN | F5548N101 | 06-May-11 | Annual/Special | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.5 Million | Management | Yes | For | For |
Sanofi Aventis | SAN | F5548N101 | 06-May-11 | Annual/Special | Approve Auditors' Special Report on Related-Party Transactions | Management | Yes | For | For |
Sanofi Aventis | SAN | F5548N101 | 06-May-11 | Annual/Special | Ratify Appointment of Carole Piwnica as Director | Management | Yes | For | For |
Sanofi Aventis | SAN | F5548N101 | 06-May-11 | Annual/Special | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.5 Million | Management | Yes | For | For |
Sanofi Aventis | SAN | F5548N101 | 06-May-11 | Annual/Special | Ratify Appointment of Carole Piwnica as Director | Management | Yes | For | For |
Sanofi Aventis | SAN | F5548N101 | 06-May-11 | Annual/Special | Elect Suet Fern Lee as Director | Management | Yes | For | For |
Sanofi Aventis | SAN | F5548N101 | 06-May-11 | Annual/Special | Elect Suet Fern Lee as Director | Management | Yes | For | For |
Sanofi Aventis | SAN | F5548N101 | 06-May-11 | Annual/Special | Reelect Thierry Desmarest as Director | Management | Yes | For | For |
Sanofi Aventis | SAN | F5548N101 | 06-May-11 | Annual/Special | Reelect Igor Landau as Director | Management | Yes | For | For |
Sanofi Aventis | SAN | F5548N101 | 06-May-11 | Annual/Special | Reelect Thierry Desmarest as Director | Management | Yes | For | For |
Sanofi Aventis | SAN | F5548N101 | 06-May-11 | Annual/Special | Reelect Gerard Van Kemmel as Director | Management | Yes | For | For |
Sanofi Aventis | SAN | F5548N101 | 06-May-11 | Annual/Special | Reelect Igor Landau as Director | Management | Yes | For | For |
Sanofi Aventis | SAN | F5548N101 | 06-May-11 | Annual/Special | Reelect Serge Weinberg as Director | Management | Yes | For | For |
Sanofi Aventis | SAN | F5548N101 | 06-May-11 | Annual/Special | Reelect Gerard Van Kemmel as Director | Management | Yes | For | For |
Sanofi Aventis | SAN | F5548N101 | 06-May-11 | Annual/Special | Renew Appointment of PricewaterhouseCoopers Audit as Auditor | Management | Yes | For | For |
Sanofi Aventis | SAN | F5548N101 | 06-May-11 | Annual/Special | Reelect Serge Weinberg as Director | Management | Yes | For | For |
Sanofi Aventis | SAN | F5548N101 | 06-May-11 | Annual/Special | Renew Appointment of PricewaterhouseCoopers Audit as Auditor | Management | Yes | For | For |
Sanofi Aventis | SAN | F5548N101 | 06-May-11 | Annual/Special | Appoint Yves Nicolas as Alternate Auditor | Management | Yes | For | For |
Sanofi Aventis | SAN | F5548N101 | 06-May-11 | Annual/Special | Appoint Yves Nicolas as Alternate Auditor | Management | Yes | For | For |
Sanofi Aventis | SAN | F5548N101 | 06-May-11 | Annual/Special | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | Yes | For | For |
Sanofi Aventis | SAN | F5548N101 | 06-May-11 | Annual/Special | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | Yes | For | For |
Sanofi Aventis | SAN | F5548N101 | 06-May-11 | Annual/Special | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.3 Billion | Management | Yes | For | For |
Sanofi Aventis | SAN | F5548N101 | 06-May-11 | Annual/Special | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 520 Million | Management | Yes | For | For |
Sanofi Aventis | SAN | F5548N101 | 06-May-11 | Annual/Special | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.3 Billion | Management | Yes | For | For |
Sanofi Aventis | SAN | F5548N101 | 06-May-11 | Annual/Special | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | Yes | For | For |
Sanofi Aventis | SAN | F5548N101 | 06-May-11 | Annual/Special | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 520 Million | Management | Yes | For | For |
Sanofi Aventis | SAN | F5548N101 | 06-May-11 | Annual/Special | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | Yes | For | For |
Sanofi Aventis | SAN | F5548N101 | 06-May-11 | Annual/Special | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | Yes | For | For |
Sanofi Aventis | SAN | F5548N101 | 06-May-11 | Annual/Special | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | Yes | For | For |
Sanofi Aventis | SAN | F5548N101 | 06-May-11 | Annual/Special | Authorize Capitalization of Reserves of up to EUR 500 Million for Bonus Issue or Increase in Par Value | Management | Yes | For | For |
Sanofi Aventis | SAN | F5548N101 | 06-May-11 | Annual/Special | Approve Employee Stock Purchase Plan | Management | Yes | For | For |
Sanofi Aventis | SAN | F5548N101 | 06-May-11 | Annual/Special | Authorize Capitalization of Reserves of up to EUR 500 Million for Bonus Issue or Increase in Par Value | Management | Yes | For | For |
Sanofi Aventis | SAN | F5548N101 | 06-May-11 | Annual/Special | Approve Employee Stock Purchase Plan | Management | Yes | For | For |
Sanofi Aventis | SAN | F5548N101 | 06-May-11 | Annual/Special | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | Yes | For | For |
Sanofi Aventis | SAN | F5548N101 | 06-May-11 | Annual/Special | Amend Article 11 of Bylaws Re: Board Size | Management | Yes | For | For |
Sanofi Aventis | SAN | F5548N101 | 06-May-11 | Annual/Special | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | Yes | For | For |
Sanofi Aventis | SAN | F5548N101 | 06-May-11 | Annual/Special | Amend Article 11 of Bylaws Re: Board Size | Management | Yes | For | For |
Sanofi Aventis | SAN | F5548N101 | 06-May-11 | Annual/Special | Amend Article 12 of Bylaws Re: Vice Chairman Age Limit | Management | Yes | For | For |
Sanofi Aventis | SAN | F5548N101 | 06-May-11 | Annual/Special | Amend Article 12 of Bylaws Re: Vice Chairman Age Limit | Management | Yes | For | For |
Sanofi Aventis | SAN | F5548N101 | 06-May-11 | Annual/Special | Amend Article 19 of Bylaws to Comply with New Legislation Re: Shareholder Rights | Management | Yes | For | For |
Sanofi Aventis | SAN | F5548N101 | 06-May-11 | Annual/Special | Amend Article 19 of Bylaws to Comply with New Legislation Re: Shareholder Rights | Management | Yes | For | For |
Sanofi Aventis | SAN | F5548N101 | 06-May-11 | Annual/Special | Change Company Name to Sanofi and Amend Article 2 of Bylaws Accordingly | Management | Yes | For | For |
Sanofi Aventis | SAN | F5548N101 | 06-May-11 | Annual/Special | Change Company Name to Sanofi and Amend Article 2 of Bylaws Accordingly | Management | Yes | For | For |
Sanofi Aventis | SAN | F5548N101 | 06-May-11 | Annual/Special | Authorize Filing of Required Documents/Other Formalities | Management | Yes | For | For |
Sanofi Aventis | SAN | F5548N101 | 06-May-11 | Annual/Special | Authorize Filing of Required Documents/Other Formalities | Management | Yes | For | For |
Santen Pharmaceutical Co. Ltd. | 4536 | J68467109 | 22-Jun-11 | Annual | Approve Allocation of Income, with a Final Dividend of JPY 50 | Management | Yes | For | For |
Santen Pharmaceutical Co. Ltd. | 4536 | J68467109 | 22-Jun-11 | Annual | Elect Director Kurokawa, Akira | Management | Yes | For | For |
Santen Pharmaceutical Co. Ltd. | 4536 | J68467109 | 22-Jun-11 | Annual | Elect Director Nishihata, Toshiaki | Management | Yes | For | For |
Santen Pharmaceutical Co. Ltd. | 4536 | J68467109 | 22-Jun-11 | Annual | Elect Director Furukado, Sadatoshi | Management | Yes | For | For |
Santen Pharmaceutical Co. Ltd. | 4536 | J68467109 | 22-Jun-11 | Annual | Elect Director Muramatsu, Isao | Management | Yes | For | For |
Santen Pharmaceutical Co. Ltd. | 4536 | J68467109 | 22-Jun-11 | Annual | Elect Director Kotani, Noboru | Management | Yes | For | For |
Santen Pharmaceutical Co. Ltd. | 4536 | J68467109 | 22-Jun-11 | Annual | Elect Director Okumura, Akihiro | Management | Yes | For | For |
Santen Pharmaceutical Co. Ltd. | 4536 | J68467109 | 22-Jun-11 | Annual | Appoint Statutory Auditor Tsuchiya, Yasuaki | Management | Yes | For | For |
Santen Pharmaceutical Co. Ltd. | 4536 | J68467109 | 22-Jun-11 | Annual | Appoint Statutory Auditor Mizuno, Yutaka | Management | Yes | For | For |
Santen Pharmaceutical Co. Ltd. | 4536 | J68467109 | 22-Jun-11 | Annual | Approve Retirement Bonus Payment for Directors | Management | Yes | For | For |
Santen Pharmaceutical Co. Ltd. | 4536 | J68467109 | 22-Jun-11 | Annual | Approve Stock Option Plan for Directors | Management | Yes | For | For |
Santen Pharmaceutical Co. Ltd. | 4536 | J68467109 | 22-Jun-11 | Annual | Approve Stock Option Plan for Executive Officers | Management | Yes | For | For |
SBM Offshore NV | | N7752F148 | 06-Jul-10 | Special | Open Meeting | Management | * | * | * |
SBM Offshore NV | | N7752F148 | 06-Jul-10 | Special | Close Meeting | Management | * | * | * |
SBM Offshore NV | | N7752F148 | 05-May-11 | Annual | Open Meeting | Management | * | * | * |
SBM Offshore NV | | N7752F148 | 05-May-11 | Annual | Receive Report of Management Board | Management | * | * | * |
SBM Offshore NV | | N7752F148 | 05-May-11 | Annual | Receive Report of Supervisory Board | Management | * | * | * |
SBM Offshore NV | | N7752F148 | 05-May-11 | Annual | Summary on Company's Corporate Governance Structure | Management | * | * | * |
SBM Offshore NV | | N7752F148 | 05-May-11 | Annual | Other Business and Allow Questions | Management | * | * | * |
SBM Offshore NV | | N7752F148 | 05-May-11 | Annual | Close Meeting | Management | * | * | * |
SBM Offshore NV | | N7752F148 | 05-May-11 | Annual | Amend Article 29 and 30 Re: Increase Dividend Payable on Preference Shares | Management | Yes | Against | Against |
SBM Offshore NV | | N7752F148 | 05-May-11 | Annual | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | Yes | Against | Against |
SBM Offshore NV | | N7752F148 | 05-May-11 | Annual | Authorize Board to Exclude Preemptive Rights from Issuance under Item 9.1 | Management | Yes | Against | Against |
SBM Offshore NV | | N7752F148 | 06-Jul-10 | Special | Approve Remuneration of Supervisory Board | Management | Yes | For | For |
SBM Offshore NV | | N7752F148 | 06-Jul-10 | Special | Elect Francis Gugen to Supervisory Board | Management | Yes | For | For |
SBM Offshore NV | | N7752F148 | 05-May-11 | Annual | Adopt Financial Statements | Management | Yes | For | For |
SBM Offshore NV | | N7752F148 | 05-May-11 | Annual | Approve Dividends of USD 0.71 Per Share | Management | Yes | For | For |
SBM Offshore NV | | N7752F148 | 05-May-11 | Annual | Approve Discharge of Management Board | Management | Yes | For | For |
SBM Offshore NV | | N7752F148 | 05-May-11 | Annual | Approve Discharge of Supervisory Board | Management | Yes | For | For |
SBM Offshore NV | | N7752F148 | 05-May-11 | Annual | Approve Amendments to Remuneration Policy for Management Board Members | Management | Yes | For | For |
SBM Offshore NV | | N7752F148 | 05-May-11 | Annual | Increase Authorized Common and Preferred Stock | Management | Yes | For | For |
SBM Offshore NV | | N7752F148 | 05-May-11 | Annual | Amend Articles Re: Legislative Changes | Management | Yes | For | For |
SBM Offshore NV | | N7752F148 | 05-May-11 | Annual | Ratify KPMG Accountants NV as Auditor | Management | Yes | For | For |
SBM Offshore NV | | N7752F148 | 05-May-11 | Annual | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | Yes | For | For |
SBM Offshore NV | | N7752F148 | 05-May-11 | Annual | Reelect H.C. Rothermund to Supervisory Board | Management | Yes | For | For |
SBM Offshore NV | | N7752F148 | 05-May-11 | Annual | Elect K.A. Rethy to Supervisory Board | Management | Yes | For | For |
Shanghai Industrial Holdings Ltd | 00363 | Y7683K107 | 18-May-11 | Annual | Reelect Cai Yu Tian as Director | Management | Yes | Against | Against |
Shanghai Industrial Holdings Ltd | 00363 | Y7683K107 | 18-May-11 | Annual | Reelect Zhou Jie as Director | Management | Yes | Against | Against |
Shanghai Industrial Holdings Ltd | 00363 | Y7683K107 | 18-May-11 | Annual | Reelect Zhou Jun as Director | Management | Yes | Against | Against |
Shanghai Industrial Holdings Ltd | 00363 | Y7683K107 | 18-May-11 | Annual | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | Yes | Against | Against |
Shanghai Industrial Holdings Ltd | 00363 | Y7683K107 | 18-May-11 | Annual | Authorize Reissuance of Repurchased Shares | Management | Yes | Against | Against |
Shanghai Industrial Holdings Ltd | 00363 | Y7683K107 | 18-May-11 | Annual | Accept Financial Statements and Statutory Reports | Management | Yes | For | For |
Shanghai Industrial Holdings Ltd | 00363 | Y7683K107 | 18-May-11 | Annual | Declare Final Dividend | Management | Yes | For | For |
Shanghai Industrial Holdings Ltd | 00363 | Y7683K107 | 18-May-11 | Annual | Authorize Board to Fix Remuneration of Directors | Management | Yes | For | For |
Shanghai Industrial Holdings Ltd | 00363 | Y7683K107 | 18-May-11 | Annual | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For |
Shanghai Industrial Holdings Ltd | 00363 | Y7683K107 | 18-May-11 | Annual | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | Yes | For | For |
Shiseido Co. Ltd. | 4911 | J74358144 | 24-Jun-11 | Annual | Approve Allocation of Income, with a Final Dividend of JPY 25 | Management | Yes | For | For |
Shiseido Co. Ltd. | 4911 | J74358144 | 24-Jun-11 | Annual | Amend Articles To Amend Business Lines | Management | Yes | For | For |
Shiseido Co. Ltd. | 4911 | J74358144 | 24-Jun-11 | Annual | Elect Director Maeda, Shinzo | Management | Yes | For | For |
Shiseido Co. Ltd. | 4911 | J74358144 | 24-Jun-11 | Annual | Elect Director Suekawa, Hisayuki | Management | Yes | For | For |
Shiseido Co. Ltd. | 4911 | J74358144 | 24-Jun-11 | Annual | Elect Director Iwata, Kimie | Management | Yes | For | For |
Shiseido Co. Ltd. | 4911 | J74358144 | 24-Jun-11 | Annual | Elect Director C.Fisher | Management | Yes | For | For |
Shiseido Co. Ltd. | 4911 | J74358144 | 24-Jun-11 | Annual | Elect Director Takamori, Tatsuomi | Management | Yes | For | For |
Shiseido Co. Ltd. | 4911 | J74358144 | 24-Jun-11 | Annual | Elect Director Iwata, Shoichiro | Management | Yes | For | For |
Shiseido Co. Ltd. | 4911 | J74358144 | 24-Jun-11 | Annual | Elect Director Nagai, Taeko | Management | Yes | For | For |
Shiseido Co. Ltd. | 4911 | J74358144 | 24-Jun-11 | Annual | Elect Director Uemura, Tatsuo | Management | Yes | For | For |
Shiseido Co. Ltd. | 4911 | J74358144 | 24-Jun-11 | Annual | Appoint Statutory Auditor Takayama, Yasuko | Management | Yes | For | For |
Shiseido Co. Ltd. | 4911 | J74358144 | 24-Jun-11 | Annual | Appoint Statutory Auditor Otsuka, Nobuo | Management | Yes | For | For |
Shiseido Co. Ltd. | 4911 | J74358144 | 24-Jun-11 | Annual | Approve Annual Bonus Payment to Directors | Management | Yes | For | For |
Shiseido Co. Ltd. | 4911 | J74358144 | 24-Jun-11 | Annual | Approve Performance-Based Middle Term Cash Compensation for Directors | Management | Yes | For | For |
Shiseido Co. Ltd. | 4911 | J74358144 | 24-Jun-11 | Annual | Approve Deep Discount Stock Option Plan for Directors | Management | Yes | For | For |
Standard Chartered plc | STAN | G84228157 | 05-May-11 | Annual | Approve Remuneration Report | Management | Yes | Abstain | Against |
Standard Chartered plc | STAN | G84228157 | 05-May-11 | Annual | Accept Financial Statements and Statutory Reports | Management | Yes | For | For |
Standard Chartered plc | STAN | G84228157 | 05-May-11 | Annual | Approve Final Dividend | Management | Yes | For | For |
Standard Chartered plc | STAN | G84228157 | 05-May-11 | Annual | Re-elect Steve Bertamini as Director | Management | Yes | For | For |
Standard Chartered plc | STAN | G84228157 | 05-May-11 | Annual | Re-elect Jaspal Bindra as Director | Management | Yes | For | For |
Standard Chartered plc | STAN | G84228157 | 05-May-11 | Annual | Re-elect Richard Delbridge as Director | Management | Yes | For | For |
Standard Chartered plc | STAN | G84228157 | 05-May-11 | Annual | Re-elect Jamie Dundas as Director | Management | Yes | For | For |
Standard Chartered plc | STAN | G84228157 | 05-May-11 | Annual | Re-elect Val Gooding as Director | Management | Yes | For | For |
Standard Chartered plc | STAN | G84228157 | 05-May-11 | Annual | Re-elect Dr Han Seung-soo as Director | Management | Yes | For | For |
Standard Chartered plc | STAN | G84228157 | 05-May-11 | Annual | Re-elect Simon Lowth as Director | Management | Yes | For | For |
Standard Chartered plc | STAN | G84228157 | 05-May-11 | Annual | Re-elect Rudy Markham as Director | Management | Yes | For | For |
Standard Chartered plc | STAN | G84228157 | 05-May-11 | Annual | Re-elect Ruth Markland as Director | Management | Yes | For | For |
Standard Chartered plc | STAN | G84228157 | 05-May-11 | Annual | Re-elect Richard Meddings as Director | Management | Yes | For | For |
Standard Chartered plc | STAN | G84228157 | 05-May-11 | Annual | Re-elect John Paynter as Director | Management | Yes | For | For |
Standard Chartered plc | STAN | G84228157 | 05-May-11 | Annual | Re-elect John Peace as Director | Management | Yes | For | For |
Standard Chartered plc | STAN | G84228157 | 05-May-11 | Annual | Re-elect Mike Rees as Director | Management | Yes | For | For |
Standard Chartered plc | STAN | G84228157 | 05-May-11 | Annual | Re-elect Peter Sands as Director | Management | Yes | For | For |
Standard Chartered plc | STAN | G84228157 | 05-May-11 | Annual | Re-elect Paul Skinner as Director | Management | Yes | For | For |
Standard Chartered plc | STAN | G84228157 | 05-May-11 | Annual | Re-elect Oliver Stocken as Director | Management | Yes | For | For |
Standard Chartered plc | STAN | G84228157 | 05-May-11 | Annual | Reappoint KPMG Audit plc as Auditors | Management | Yes | For | For |
Standard Chartered plc | STAN | G84228157 | 05-May-11 | Annual | Authorise Board to Fix Remuneration of Auditors | Management | Yes | For | For |
Standard Chartered plc | STAN | G84228157 | 05-May-11 | Annual | Authorise EU Political Donations and Expenditure | Management | Yes | For | For |
Standard Chartered plc | STAN | G84228157 | 05-May-11 | Annual | Authorise Issue of Equity with Pre-emptive Rights | Management | Yes | For | For |
Standard Chartered plc | STAN | G84228157 | 05-May-11 | Annual | Authorise Issue of Equity with Pre-emptive Rights | Management | Yes | For | For |
Standard Chartered plc | STAN | G84228157 | 05-May-11 | Annual | Approve 2011 Share Plan | Management | Yes | For | For |
Standard Chartered plc | STAN | G84228157 | 05-May-11 | Annual | Authorise Issue of Equity without Pre-emptive Rights | Management | Yes | For | For |
Standard Chartered plc | STAN | G84228157 | 05-May-11 | Annual | Authorise Market Purchase | Management | Yes | For | For |
Standard Chartered plc | STAN | G84228157 | 05-May-11 | Annual | Authorise Market Purchase | Management | Yes | For | For |
Standard Chartered plc | STAN | G84228157 | 05-May-11 | Annual | Authorise the Company to Call EGM with Two Weeks' Notice | Management | Yes | For | For |
Suez Environnement Company | | F90131115 | 19-May-11 | Annual/Special | Ratify Appointment of Penelope Chalmers-Small as Director | Management | Yes | Against | Against |
Suez Environnement Company | | F90131115 | 19-May-11 | Annual/Special | Elect Valerie Bernis as Director | Management | Yes | Against | Against |
Suez Environnement Company | | F90131115 | 19-May-11 | Annual/Special | Elect Nicolas Bazire as Director | Management | Yes | Against | Against |
Suez Environnement Company | | F90131115 | 19-May-11 | Annual/Special | Elect Jean-Francois Cirelli as Director | Management | Yes | Against | Against |
Suez Environnement Company | | F90131115 | 19-May-11 | Annual/Special | Elect Gerard Lamarche as Director | Management | Yes | Against | Against |
Suez Environnement Company | | F90131115 | 19-May-11 | Annual/Special | Elect Olivier Pirotte as Director | Management | Yes | Against | Against |
Suez Environnement Company | | F90131115 | 19-May-11 | Annual/Special | Approve Financial Statements and Statutory Reports | Management | Yes | For | For |
Suez Environnement Company | | F90131115 | 19-May-11 | Annual/Special | Accept Consolidated Financial Statements and Statutory Reports | Management | Yes | For | For |
Suez Environnement Company | | F90131115 | 19-May-11 | Annual/Special | Approve Allocation of Income and Dividends of EUR 0.65 per Share | Management | Yes | For | For |
Suez Environnement Company | | F90131115 | 19-May-11 | Annual/Special | Approve Stock Dividend Program (Shares) | Management | Yes | For | For |
Suez Environnement Company | | F90131115 | 19-May-11 | Annual/Special | Approve Auditors' Special Report on Related-Party Transactions | Management | Yes | For | For |
Suez Environnement Company | | F90131115 | 19-May-11 | Annual/Special | Change Location of Registered Office to Tour CB21, 16, Place de l Iris, 92040 Paris - La Defense Cedex | Management | Yes | For | For |
Suez Environnement Company | | F90131115 | 19-May-11 | Annual/Special | Elect Lorenz d Este as Director | Management | Yes | For | For |
Suez Environnement Company | | F90131115 | 19-May-11 | Annual/Special | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | Yes | For | For |
Suez Environnement Company | | F90131115 | 19-May-11 | Annual/Special | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | Yes | For | For |
Suez Environnement Company | | F90131115 | 19-May-11 | Annual/Special | Approve Stock Purchase Plan Reserved for International Employees | Management | Yes | For | For |
Suez Environnement Company | | F90131115 | 19-May-11 | Annual/Special | Authorize Filing of Required Documents/Other Formalities | Management | Yes | For | For |
Sumitomo Metal Mining Co. Ltd. | 5713 | J77712123 | 27-Jun-11 | Annual | Appoint Statutory Auditor Miwa, Hikoyuki | Management | Yes | Against | Against |
Sumitomo Metal Mining Co. Ltd. | 5713 | J77712123 | 27-Jun-11 | Annual | Approve Allocation of Income, with a Final Dividend of JPY 20 | Management | Yes | For | For |
Sumitomo Metal Mining Co. Ltd. | 5713 | J77712123 | 27-Jun-11 | Annual | Elect Director Kemori, Nobumasa | Management | Yes | For | For |
Sumitomo Metal Mining Co. Ltd. | 5713 | J77712123 | 27-Jun-11 | Annual | Elect Director Abe, Ichiro | Management | Yes | For | For |
Sumitomo Metal Mining Co. Ltd. | 5713 | J77712123 | 27-Jun-11 | Annual | Elect Director Koike, Masashi | Management | Yes | For | For |
Sumitomo Metal Mining Co. Ltd. | 5713 | J77712123 | 27-Jun-11 | Annual | Elect Director Baba, Kozo | Management | Yes | For | For |
Sumitomo Metal Mining Co. Ltd. | 5713 | J77712123 | 27-Jun-11 | Annual | Elect Director Nakazato, Yoshiaki | Management | Yes | For | For |
Sumitomo Metal Mining Co. Ltd. | 5713 | J77712123 | 27-Jun-11 | Annual | Elect Director Kubota, Takeshi | Management | Yes | For | For |
Sumitomo Metal Mining Co. Ltd. | 5713 | J77712123 | 27-Jun-11 | Annual | Elect Director Ito, Takashi | Management | Yes | For | For |
Sumitomo Metal Mining Co. Ltd. | 5713 | J77712123 | 27-Jun-11 | Annual | Elect Director Ushijima, Tsutomu | Management | Yes | For | For |
Sumitomo Metal Mining Co. Ltd. | 5713 | J77712123 | 27-Jun-11 | Annual | Appoint Alternate Statutory Auditor Fukatsu, Norihiko | Management | Yes | For | For |
Sumitomo Metal Mining Co. Ltd. | 5713 | J77712123 | 27-Jun-11 | Annual | Approve Annual Bonus Payment to Directors | Management | Yes | For | For |
Television Broadcast Ltd. | 00511 | Y85830100 | 25-May-11 | Annual | Elect Charles Chan Kwok Keung as Director | Management | Yes | Against | Against |
Television Broadcast Ltd. | 00511 | Y85830100 | 25-May-11 | Annual | Elect Cher Wang Hsiueh Hong as Director | Management | Yes | Against | Against |
Television Broadcast Ltd. | 00511 | Y85830100 | 25-May-11 | Annual | Elect Jonathan Milton Nelson as Director | Management | Yes | Against | Against |
Television Broadcast Ltd. | 00511 | Y85830100 | 25-May-11 | Annual | Reelect Chow Yei Ching as Director | Management | Yes | Against | Against |
Television Broadcast Ltd. | 00511 | Y85830100 | 25-May-11 | Annual | Reelect Kevin Lo Chung Ping as Director | Management | Yes | Against | Against |
Television Broadcast Ltd. | 00511 | Y85830100 | 25-May-11 | Annual | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | Yes | Against | Against |
Television Broadcast Ltd. | 00511 | Y85830100 | 25-May-11 | Annual | Authorize Reissuance of Repurchased Shares | Management | Yes | Against | Against |
Television Broadcast Ltd. | 00511 | Y85830100 | 25-May-11 | Annual | Accept Financial Statements and Statutory Reports | Management | Yes | For | For |
Television Broadcast Ltd. | 00511 | Y85830100 | 25-May-11 | Annual | Declare Final Dividend | Management | Yes | For | For |
Television Broadcast Ltd. | 00511 | Y85830100 | 25-May-11 | Annual | Reelect Chien Lee as Director | Management | Yes | For | For |
Television Broadcast Ltd. | 00511 | Y85830100 | 25-May-11 | Annual | Reelect Gordon Siu Kwing Chue as Director | Management | Yes | For | For |
Television Broadcast Ltd. | 00511 | Y85830100 | 25-May-11 | Annual | Approve Increase in Directors' Fee | Management | Yes | For | For |
Television Broadcast Ltd. | 00511 | Y85830100 | 25-May-11 | Annual | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For |
Television Broadcast Ltd. | 00511 | Y85830100 | 25-May-11 | Annual | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | Yes | For | For |
Television Broadcast Ltd. | 00511 | Y85830100 | 25-May-11 | Annual | Approve Extension of Book Close Period from 30 Days to 60 Days | Management | Yes | For | For |
Thai Beverage PCL | Y92 | Y8588A103 | 29-Apr-11 | Annual | Other Business | Management | Yes | Against | Against |
Thai Beverage PCL | Y92 | Y8588A103 | 29-Apr-11 | Annual | Approve Minutes of Previous AGM | Management | Yes | For | For |
Thai Beverage PCL | Y92 | Y8588A103 | 29-Apr-11 | Annual | Acknowledge 2010 Operating Results and Directors' Report | Management | Yes | For | For |
Thai Beverage PCL | Y92 | Y8588A103 | 29-Apr-11 | Annual | Accept Financial Statements and Statutory Reports | Management | Yes | For | For |
Thai Beverage PCL | Y92 | Y8588A103 | 29-Apr-11 | Annual | Approve Allocation of Income as Legal Reserve and Payment of Dividend of THB 0.20 Per Share and Determine the Book Closure Date for Dividend Payment | Management | Yes | For | For |
Thai Beverage PCL | Y92 | Y8588A103 | 29-Apr-11 | Annual | Elect Puchchong Chandhanakij as Director | Management | Yes | For | For |
Thai Beverage PCL | Y92 | Y8588A103 | 29-Apr-11 | Annual | Elect Michael Lau Hwai Keong as Director | Management | Yes | For | For |
Thai Beverage PCL | Y92 | Y8588A103 | 29-Apr-11 | Annual | Elect Pornchai Matangkasombut as Director | Management | Yes | For | For |
Thai Beverage PCL | Y92 | Y8588A103 | 29-Apr-11 | Annual | Elect Sakthip Krairiksh as Director | Management | Yes | For | For |
Thai Beverage PCL | Y92 | Y8588A103 | 29-Apr-11 | Annual | Elect Choo-Chat Kambhu Na Ayudhya as Director | Management | Yes | For | For |
Thai Beverage PCL | Y92 | Y8588A103 | 29-Apr-11 | Annual | Elect Vivat Tejapaibul as Director | Management | Yes | For | For |
Thai Beverage PCL | Y92 | Y8588A103 | 29-Apr-11 | Annual | Elect Thapana Sirivadhanabhakdi as Director | Management | Yes | For | For |
Thai Beverage PCL | Y92 | Y8588A103 | 29-Apr-11 | Annual | Approve Names and Number of Directors Who Have Signing Authority | Management | Yes | For | For |
Thai Beverage PCL | Y92 | Y8588A103 | 29-Apr-11 | Annual | Approve Remuneration of Directors for the Period from April 2011 to March 2012 | Management | Yes | For | For |
Thai Beverage PCL | Y92 | Y8588A103 | 29-Apr-11 | Annual | Approve KPMG Phoomchai Audit Ltd. as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For |
Thai Beverage PCL | Y92 | Y8588A103 | 29-Apr-11 | Annual | Approve D&O Insurance for Directors and Executives | Management | Yes | For | For |
Thai Beverage PCL | Y92 | Y8588A103 | 29-Apr-11 | Annual | Approve Shareholders' Mandate for Related Party Transactions | Management | Yes | For | For |
The GAME Group plc | GMG | G37217109 | 15-Jun-11 | Annual | Approve Remuneration Report | Management | Yes | Against | Against |
The GAME Group plc | GMG | G37217109 | 15-Jun-11 | Annual | Re-elect Christopher Bell as Director | Management | Yes | Against | Against |
The GAME Group plc | GMG | G37217109 | 15-Jun-11 | Annual | Reappoint BDO Stoy Hayward LLP as Auditors | Management | Yes | Against | Against |
The GAME Group plc | GMG | G37217109 | 15-Jun-11 | Annual | Authorise Board to Fix Remuneration of Auditors | Management | Yes | Against | Against |
The GAME Group plc | GMG | G37217109 | 15-Jun-11 | Annual | Authorise Issue of Equity with Pre-emptive Rights | Management | Yes | Against | Against |
The GAME Group plc | GMG | G37217109 | 15-Jun-11 | Annual | Accept Financial Statements and Statutory Reports | Management | Yes | For | For |
The GAME Group plc | GMG | G37217109 | 15-Jun-11 | Annual | Approve Final Dividend | Management | Yes | For | For |
The GAME Group plc | GMG | G37217109 | 15-Jun-11 | Annual | Elect Ian Shepherd as Director | Management | Yes | For | For |
The GAME Group plc | GMG | G37217109 | 15-Jun-11 | Annual | Re-elect Ben White as Director | Management | Yes | For | For |
The GAME Group plc | GMG | G37217109 | 15-Jun-11 | Annual | Re-elect Dana Dunne as Director | Management | Yes | For | For |
The GAME Group plc | GMG | G37217109 | 15-Jun-11 | Annual | Re-elect Ishbel Macpherson as Director | Management | Yes | For | For |
The GAME Group plc | GMG | G37217109 | 15-Jun-11 | Annual | Authorise Issue of Equity without Pre-emptive Rights | Management | Yes | For | For |
The GAME Group plc | GMG | G37217109 | 15-Jun-11 | Annual | Authorise Market Purchase | Management | Yes | For | For |
The GAME Group plc | GMG | G37217109 | 15-Jun-11 | Annual | Authorise the Company to Call EGM with Two Weeks' Notice | Management | Yes | For | For |
Total SA | FP | F92124100 | 13-May-11 | Annual/Special | Reelect Patricia Barbizet as Director | Management | Yes | Against | Against |
Total SA | FP | F92124100 | 13-May-11 | Annual/Special | Reelect Paul Desmarais Jr. as Director | Management | Yes | Against | Against |
Total SA | FP | F92124100 | 13-May-11 | Annual/Special | Amend Article 9 of Bylaws Re: Share Ownership Disclosure Threshold Publication | Share Holder | Yes | Against | For |
Total SA | FP | F92124100 | 13-May-11 | Annual/Special | Approve Financial Statements and Statutory Reports | Management | Yes | For | For |
Total SA | FP | F92124100 | 13-May-11 | Annual/Special | Accept Consolidated Financial Statements and Statutory Reports | Management | Yes | For | For |
Total SA | FP | F92124100 | 13-May-11 | Annual/Special | Approve Allocation of Income and Dividends of EUR 2.28 per Share | Management | Yes | For | For |
Total SA | FP | F92124100 | 13-May-11 | Annual/Special | Approve Auditors' Special Report on Related-Party Transactions | Management | Yes | For | For |
Total SA | FP | F92124100 | 13-May-11 | Annual/Special | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | Yes | For | For |
Total SA | FP | F92124100 | 13-May-11 | Annual/Special | Reelect Claude Mandil as Director | Management | Yes | For | For |
Total SA | FP | F92124100 | 13-May-11 | Annual/Special | Elect Marie-Christine Coisne as Director | Management | Yes | For | For |
Total SA | FP | F92124100 | 13-May-11 | Annual/Special | Elect Barbara Kux as Director | Management | Yes | For | For |
Total SA | FP | F92124100 | 13-May-11 | Annual/Special | Authorize up to 0.8 Percent of Issued Capital for Use in Restricted Stock Plan | Management | Yes | For | For |
Venture Corporation Ltd. | V03 | Y9361F111 | 28-Apr-11 | Annual | Approve Issuance of Shares and Grant of Options Pursuant to the Venture Corporation Executives' Share Option Scheme | Management | Yes | Against | Against |
Venture Corporation Ltd. | V03 | Y9361F111 | 28-Apr-11 | Special | Adopt Venture Corporation Restricted Share Plan | Management | Yes | For | For |
Venture Corporation Ltd. | V03 | Y9361F111 | 28-Apr-11 | Annual | Adopt Financial Statements and Directors' and Auditors' Reports | Management | Yes | For | For |
Venture Corporation Ltd. | V03 | Y9361F111 | 28-Apr-11 | Annual | Declare Final Dividend of SGD 0.55 Per Share (2009: SGD 0.50 Per Share) | Management | Yes | For | For |
Venture Corporation Ltd. | V03 | Y9361F111 | 28-Apr-11 | Special | Authorize Share Repurchase Program | Management | Yes | For | For |
Venture Corporation Ltd. | V03 | Y9361F111 | 28-Apr-11 | Annual | Reelect Koh Lee Boon as Director | Management | Yes | For | For |
Venture Corporation Ltd. | V03 | Y9361F111 | 28-Apr-11 | Annual | Reelect Wong Ngit Liong as Director | Management | Yes | For | For |
Venture Corporation Ltd. | V03 | Y9361F111 | 28-Apr-11 | Annual | Reelect Koh Kheng Siong as Director | Management | Yes | For | For |
Venture Corporation Ltd. | V03 | Y9361F111 | 28-Apr-11 | Annual | Reelect Cecil Vivian Richard Wong as a Director | Management | Yes | For | For |
Venture Corporation Ltd. | V03 | Y9361F111 | 28-Apr-11 | Annual | Approve Directors' Fees of SGD 410,000 for the Year Ended Dec. 31, 2010 (2009: SGD 339,300) | Management | Yes | For | For |
Venture Corporation Ltd. | V03 | Y9361F111 | 28-Apr-11 | Annual | Reappoint Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For |
Venture Corporation Ltd. | V03 | Y9361F111 | 28-Apr-11 | Annual | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | Yes | For | For |
Vienna Insurance Group Ag Wiener Versicherung Gruppe | VIG | A9142L128 | 06-May-11 | Annual | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | * | * | * |
Vienna Insurance Group Ag Wiener Versicherung Gruppe | VIG | A9142L128 | 06-May-11 | Annual | Amend Articles Re: Supervisory Board and Advisory Councils; Grant Management Board Authority to Approve Article Amendments in Subsidiary WIENER STAEDTISCHE Versicherung AG Vienna Insurance Group | Management | Yes | Against | Against |
Vienna Insurance Group Ag Wiener Versicherung Gruppe | VIG | A9142L128 | 06-May-11 | Annual | Approve Allocation of Income | Management | Yes | For | For |
Vienna Insurance Group Ag Wiener Versicherung Gruppe | VIG | A9142L128 | 06-May-11 | Annual | Approve Discharge of Management Board | Management | Yes | For | For |
Vienna Insurance Group Ag Wiener Versicherung Gruppe | VIG | A9142L128 | 06-May-11 | Annual | Approve Discharge of Supervisory Board | Management | Yes | For | For |
Vienna Insurance Group Ag Wiener Versicherung Gruppe | VIG | A9142L128 | 06-May-11 | Annual | Ratify Auditors | Management | Yes | For | For |
Vienna Insurance Group Ag Wiener Versicherung Gruppe | VIG | A9142L128 | 06-May-11 | Annual | Elect Martina Dobringer as Supervisory Board Member | Management | Yes | For | For |
Vivendi | VIV | F97982106 | 21-Apr-11 | Annual/Special | Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plan (New Shares) | Management | Yes | Against | Against |
Vivendi | VIV | F97982106 | 21-Apr-11 | Annual/Special | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion | Management | Yes | Against | Against |
Vivendi | VIV | F97982106 | 21-Apr-11 | Annual/Special | Approve Financial Statements and Statutory Reports | Management | Yes | For | For |
Vivendi | VIV | F97982106 | 21-Apr-11 | Annual/Special | Accept Consolidated Financial Statements and Statutory Reports | Management | Yes | For | For |
Vivendi | VIV | F97982106 | 21-Apr-11 | Annual/Special | Approve Auditors' Special Report on Related-Party Transactions | Management | Yes | For | For |
Vivendi | VIV | F97982106 | 21-Apr-11 | Annual/Special | Approve Allocation of Income and Dividends of EUR 1.40 per Share | Management | Yes | For | For |
Vivendi | VIV | F97982106 | 21-Apr-11 | Annual/Special | Reelect Jean Yves Charlier as Supervisory Board Member | Management | Yes | For | For |
Vivendi | VIV | F97982106 | 21-Apr-11 | Annual/Special | Reelect Henri Lachmann as Supervisory Board Member | Management | Yes | For | For |
Vivendi | VIV | F97982106 | 21-Apr-11 | Annual/Special | Reelect Pierre Rodocanachi as Supervisory Board Member | Management | Yes | For | For |
Vivendi | VIV | F97982106 | 21-Apr-11 | Annual/Special | Appoint KPMG SA as Auditor | Management | Yes | For | For |
Vivendi | VIV | F97982106 | 21-Apr-11 | Annual/Special | Appoint KPMG Audit IS SAS as Alternate Auditor | Management | Yes | For | For |
Vivendi | VIV | F97982106 | 21-Apr-11 | Annual/Special | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | Yes | For | For |
Vivendi | VIV | F97982106 | 21-Apr-11 | Annual/Special | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | Yes | For | For |
Vivendi | VIV | F97982106 | 21-Apr-11 | Annual/Special | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan | Management | Yes | For | For |
Vivendi | VIV | F97982106 | 21-Apr-11 | Annual/Special | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.5 Billion | Management | Yes | For | For |
Vivendi | VIV | F97982106 | 21-Apr-11 | Annual/Special | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 14 and 15 | Management | Yes | For | For |
Vivendi | VIV | F97982106 | 21-Apr-11 | Annual/Special | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | Yes | For | For |
Vivendi | VIV | F97982106 | 21-Apr-11 | Annual/Special | Approve Employee Stock Purchase Plan | Management | Yes | For | For |
Vivendi | VIV | F97982106 | 21-Apr-11 | Annual/Special | Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries | Management | Yes | For | For |
Vivendi | VIV | F97982106 | 21-Apr-11 | Annual/Special | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | Management | Yes | For | For |
Vivendi | VIV | F97982106 | 21-Apr-11 | Annual/Special | Add Article 10.6 to Bylaws Re: Censors | Management | Yes | For | For |
Vivendi | VIV | F97982106 | 21-Apr-11 | Annual/Special | Authorize Filing of Required Documents/Other Formalities | Management | Yes | For | For |
Vodafone Group plc | | G93882135 | 27-Jul-10 | Annual | Accept Financial Statements and Statutory Reports | Management | Yes | For | For |
Vodafone Group plc | | G93882135 | 27-Jul-10 | Annual | Re-elect Sir John Bond as Director | Management | Yes | For | For |
Vodafone Group plc | | G93882135 | 27-Jul-10 | Annual | Re-elect John Buchanan as Director | Management | Yes | For | For |
Vodafone Group plc | | G93882135 | 27-Jul-10 | Annual | Re-elect Vittorio Colao as Director | Management | Yes | For | For |
Vodafone Group plc | | G93882135 | 27-Jul-10 | Annual | Re-elect Michel Combes as Director | Management | Yes | For | For |
Vodafone Group plc | | G93882135 | 27-Jul-10 | Annual | Re-elect Andy Halford as Director | Management | Yes | For | For |
Vodafone Group plc | | G93882135 | 27-Jul-10 | Annual | Re-elect Stephen Pusey as Director | Management | Yes | For | For |
Vodafone Group plc | | G93882135 | 27-Jul-10 | Annual | Re-elect Alan Jebson as Director | Management | Yes | For | For |
Vodafone Group plc | | G93882135 | 27-Jul-10 | Annual | Re-elect Samuel Jonah as Director | Management | Yes | For | For |
Vodafone Group plc | | G93882135 | 27-Jul-10 | Annual | Re-elect Nick Land as Director | Management | Yes | For | For |
Vodafone Group plc | | G93882135 | 27-Jul-10 | Annual | Re-elect Anne Lauvergeon as Director | Management | Yes | For | For |
Vodafone Group plc | | G93882135 | 27-Jul-10 | Annual | Re-elect Luc Vandevelde as Director | Management | Yes | For | For |
Vodafone Group plc | | G93882135 | 27-Jul-10 | Annual | Re-elect Anthony Watson as Director | Management | Yes | For | For |
Vodafone Group plc | | G93882135 | 27-Jul-10 | Annual | Re-elect Philip Yea as Director | Management | Yes | For | For |
Vodafone Group plc | | G93882135 | 27-Jul-10 | Annual | Approve Final Dividend | Management | Yes | For | For |
Vodafone Group plc | | G93882135 | 27-Jul-10 | Annual | Approve Remuneration Report | Management | Yes | For | For |
Vodafone Group plc | | G93882135 | 27-Jul-10 | Annual | Reappoint Deloitte LLP as Auditors | Management | Yes | For | For |
Vodafone Group plc | | G93882135 | 27-Jul-10 | Annual | Authorise Audit Committee to Fix Remuneration of Auditors | Management | Yes | For | For |
Vodafone Group plc | | G93882135 | 27-Jul-10 | Annual | Authorise Issue of Equity with Pre-emptive Rights | Management | Yes | For | For |
Vodafone Group plc | | G93882135 | 27-Jul-10 | Annual | Authorise Issue of Equity without Pre-emptive Rights | Management | Yes | For | For |
Vodafone Group plc | | G93882135 | 27-Jul-10 | Annual | Authorise Market Purchase | Management | Yes | For | For |
Vodafone Group plc | | G93882135 | 27-Jul-10 | Annual | Adopt New Articles of Association | Management | Yes | For | For |
Vodafone Group plc | | G93882135 | 27-Jul-10 | Annual | Authorise the Company to Call EGM with Two Weeks' Notice | Management | Yes | For | For |
Vodafone Group plc | | G93882135 | 27-Jul-10 | Annual | Approve Share Incentive Plan | Management | Yes | For | For |
Wincor Nixdorf AG | WIN | D9695J105 | 24-Jan-11 | Annual | Receive Financial Statements and Statutory Reports for Fiscal 2009/2010 (Non-Voting) | Management | * | * | * |
Wincor Nixdorf AG | WIN | D9695J105 | 24-Jan-11 | Annual | Approve Allocation of Income and Dividends of EUR 1.70 per Share | Management | Yes | For | For |
Wincor Nixdorf AG | WIN | D9695J105 | 24-Jan-11 | Annual | Approve Discharge of Management Board for Fiscal 2009/2010 | Management | Yes | For | For |
Wincor Nixdorf AG | WIN | D9695J105 | 24-Jan-11 | Annual | Approve Discharge of Supervisory Board for Fiscal 2009/2010 | Management | Yes | For | For |
Wincor Nixdorf AG | WIN | D9695J105 | 24-Jan-11 | Annual | Ratify KPMG AG as Auditors for Fiscal 2010/2011 | Management | Yes | For | For |
Wincor Nixdorf AG | WIN | D9695J105 | 24-Jan-11 | Annual | Reelect Alexander Dibelius to the Supervisory Board | Management | Yes | For | For |
Wincor Nixdorf AG | WIN | D9695J105 | 24-Jan-11 | Annual | Elect Hans-Ulrich Holdenried to the Supervisory Board | Management | Yes | For | For |
Wincor Nixdorf AG | WIN | D9695J105 | 24-Jan-11 | Annual | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | Yes | For | For |
Wincor Nixdorf AG | WIN | D9695J105 | 24-Jan-11 | Annual | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | Yes | For | For |
WorleyParsons Limited | WOR | Q9857K102 | 26-Oct-10 | Annual | Receive the Financial Statements and Statutory Reports for the Financial Year Ended June 30, 2010 | Management | * | * | * |
WorleyParsons Limited | WOR | Q9857K102 | 26-Oct-10 | Annual | Elect Larry Benke as a Director | Management | Yes | Against | Against |
WorleyParsons Limited | WOR | Q9857K102 | 26-Oct-10 | Annual | Elect John M. Green as a Director | Management | Yes | For | For |
WorleyParsons Limited | WOR | Q9857K102 | 26-Oct-10 | Annual | Elect Catherine Livingstone as a Director | Management | Yes | For | For |
WorleyParsons Limited | WOR | Q9857K102 | 26-Oct-10 | Annual | Elect JB McNeil as a Director | Management | Yes | For | For |
WorleyParsons Limited | WOR | Q9857K102 | 26-Oct-10 | Annual | Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 | Management | Yes | For | For |
WorleyParsons Limited | WOR | Q9857K102 | 26-Oct-10 | Annual | Approve the Grant of Up to 120,212 Performance Rights in Total to John Grill, David Housego and William Hall, Executive Directors, Under the WorleyParsons Performance Rights Plan | Management | Yes | For | For |
WorleyParsons Limited | WOR | Q9857K102 | 26-Oct-10 | Annual | Approve the Potential Termination Benefits Provided for Management or Executive Personnel Under the WorleyParsons Performance Rights Plan | Management | Yes | For | For |
WorleyParsons Limited | WOR | Q9857K102 | 26-Oct-10 | Annual | Approve the Amendments to the Company's Constitution | Management | Yes | For | For |
WorleyParsons Limited | WOR | Q9857K102 | 26-Oct-10 | Annual | Approve Reinsertion of the Proportional Takeover Provision in the Company's Constitution | Management | Yes | For | For |
Xiamen International Port Co., Ltd. | 03378 | Y97186103 | 28-Feb-11 | Special | Reelect Hong Lijuan as Director | Management | Yes | Against | Against |
Xiamen International Port Co., Ltd. | 03378 | Y97186103 | 28-Feb-11 | Special | Reelect Lin Kaibiao as Director | Management | Yes | Against | Against |
Xiamen International Port Co., Ltd. | 03378 | Y97186103 | 07-Jun-11 | Annual | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | Yes | Against | Against |
Xiamen International Port Co., Ltd. | 03378 | Y97186103 | 07-Jun-11 | Annual | Other Business (Voting) | Management | Yes | Against | Against |
Xiamen International Port Co., Ltd. | 03378 | Y97186103 | 22-Oct-10 | Special | Approve Interim Dividend of RMB 0.04 Per Share for the Half Year Ended June 30, 2010 | Management | Yes | For | For |
Xiamen International Port Co., Ltd. | 03378 | Y97186103 | 31-Dec-10 | Special | Approve New General Services Agreements and the Proposed Annual Caps | Management | Yes | For | For |
Xiamen International Port Co., Ltd. | 03378 | Y97186103 | 28-Feb-11 | Special | Reelect Zheng Yongen as Director | Management | Yes | For | For |
Xiamen International Port Co., Ltd. | 03378 | Y97186103 | 28-Feb-11 | Special | Reelect Chen Dingyu as Director | Management | Yes | For | For |
Xiamen International Port Co., Ltd. | 03378 | Y97186103 | 28-Feb-11 | Special | Reelect Fang Yao as Director | Management | Yes | For | For |
Xiamen International Port Co., Ltd. | 03378 | Y97186103 | 28-Feb-11 | Special | Reelect Huang Zirong as Director | Management | Yes | For | For |
Xiamen International Port Co., Ltd. | 03378 | Y97186103 | 28-Feb-11 | Special | Reelect Fu Chengjing as Director | Management | Yes | For | For |
Xiamen International Port Co., Ltd. | 03378 | Y97186103 | 28-Feb-11 | Special | Reelect Miao Luping as Director | Management | Yes | For | For |
Xiamen International Port Co., Ltd. | 03378 | Y97186103 | 28-Feb-11 | Special | Reelect Ke Dong as Director | Management | Yes | For | For |
Xiamen International Port Co., Ltd. | 03378 | Y97186103 | 28-Feb-11 | Special | Elect Liu Feng as Independent Non-Executive Director | Management | Yes | For | For |
Xiamen International Port Co., Ltd. | 03378 | Y97186103 | 28-Feb-11 | Special | Reelect Zhen Hong as Independent Non-Executive Director | Management | Yes | For | For |
Xiamen International Port Co., Ltd. | 03378 | Y97186103 | 28-Feb-11 | Special | Reelect Hui Wang Chuen as Independent Non-Executive Director | Management | Yes | For | For |
Xiamen International Port Co., Ltd. | 03378 | Y97186103 | 28-Feb-11 | Special | Elect Yan Tengyun as Shareholders Representative Supervisor | Management | Yes | For | For |
Xiamen International Port Co., Ltd. | 03378 | Y97186103 | 28-Feb-11 | Special | Reelect Luo Jianzhong as Shareholders Representative Supervisor | Management | Yes | For | For |
Xiamen International Port Co., Ltd. | 03378 | Y97186103 | 28-Feb-11 | Special | Reelect Tang Jinmu as Independent Supervisor | Management | Yes | For | For |
Xiamen International Port Co., Ltd. | 03378 | Y97186103 | 28-Feb-11 | Special | Elect Xiao Zuoping as Independent Supervisor | Management | Yes | For | For |
Xiamen International Port Co., Ltd. | 03378 | Y97186103 | 28-Feb-11 | Special | Authorize Board to Fix the Remuneration of Directors and Supervisors | Management | Yes | For | For |
Xiamen International Port Co., Ltd. | 03378 | Y97186103 | 07-Jun-11 | Annual | Approve Report of Board of Directors | Management | Yes | For | For |
Xiamen International Port Co., Ltd. | 03378 | Y97186103 | 07-Jun-11 | Annual | Approve Report of Supervisory Committee | Management | Yes | For | For |
Xiamen International Port Co., Ltd. | 03378 | Y97186103 | 07-Jun-11 | Annual | Approve Audited Financial Statements and Report of the Auditors | Management | Yes | For | For |
Xiamen International Port Co., Ltd. | 03378 | Y97186103 | 07-Jun-11 | Annual | Approve Profit Distribution Plan and Declare Final Dividend of RMB 0.09 Per Share | Management | Yes | For | For |
Xiamen International Port Co., Ltd. | 03378 | Y97186103 | 07-Jun-11 | Annual | Reappoint PricewaterhouseCoopers Zhong Tian Certified Public Accountants Limited Company as PRC Auditors and PricewaterhouseCoopers, Certified Public Accountants as International Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For |
Xiamen International Port Co., Ltd. | 03378 | Y97186103 | 07-Jun-11 | Annual | Approve Remuneration of Directors and Supervisors | Management | Yes | For | For |
Yue Yuen Industrial (Holdings) Ltd. | 00551 | G98803144 | 04-Mar-11 | Annual | Reelect Tsai Chi Neng as Director | Management | Yes | Against | Against |
Yue Yuen Industrial (Holdings) Ltd. | 00551 | G98803144 | 04-Mar-11 | Annual | Reelect David N.F. Tsai as Director | Management | Yes | Against | Against |
Yue Yuen Industrial (Holdings) Ltd. | 00551 | G98803144 | 04-Mar-11 | Annual | Reelect Lee Shao Wu as Director | Management | Yes | Against | Against |
Yue Yuen Industrial (Holdings) Ltd. | 00551 | G98803144 | 04-Mar-11 | Annual | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | Yes | Against | Against |
Yue Yuen Industrial (Holdings) Ltd. | 00551 | G98803144 | 04-Mar-11 | Annual | Authorize Reissuance of Repurchased Shares | Management | Yes | Against | Against |
Yue Yuen Industrial (Holdings) Ltd. | 00551 | G98803144 | 04-Mar-11 | Annual | Accept Financial Statements and Statutory Reports | Management | Yes | For | For |
Yue Yuen Industrial (Holdings) Ltd. | 00551 | G98803144 | 04-Mar-11 | Annual | Approve Final Dividend of HK$0.56 Per Share | Management | Yes | For | For |
Yue Yuen Industrial (Holdings) Ltd. | 00551 | G98803144 | 04-Mar-11 | Annual | Reelect Huang Ming Fu as Director | Management | Yes | For | For |
Yue Yuen Industrial (Holdings) Ltd. | 00551 | G98803144 | 04-Mar-11 | Annual | Authorize Board to Fix the Remuneration of Directors | Management | Yes | For | For |
Yue Yuen Industrial (Holdings) Ltd. | 00551 | G98803144 | 04-Mar-11 | Annual | Appoint Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For |
Yue Yuen Industrial (Holdings) Ltd. | 00551 | G98803144 | 04-Mar-11 | Annual | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | Yes | For | For |
Zhejiang Expressway Co., Ltd. | 00576 | Y9891F102 | 18-Oct-10 | Special | Elect Ding Huikang as Executive Director and Authorize Board to Fix His Remuneration | Management | Yes | For | For |
Zhejiang Expressway Co., Ltd. | 00576 | Y9891F102 | 18-Oct-10 | Special | Elect Liu Haisheng as a Supervisor | Management | Yes | For | For |
Zhejiang Expressway Co., Ltd. | 00576 | Y9891F102 | 18-Oct-10 | Special | Approve Interim Dividend of RMB 0.06 Per Share | Management | Yes | For | For |
Zhejiang Expressway Co., Ltd. | 00576 | Y9891F102 | 18-Oct-10 | Special | Amend Articles of Association | Management | Yes | For | For |
Zhejiang Expressway Co., Ltd. | 00576 | Y9891F102 | 09-May-11 | Annual | Accept Report of Directors | Management | Yes | For | For |
Zhejiang Expressway Co., Ltd. | 00576 | Y9891F102 | 09-May-11 | Annual | Accept Report of Supervisory Committee | Management | Yes | For | For |
Zhejiang Expressway Co., Ltd. | 00576 | Y9891F102 | 09-May-11 | Annual | Accept Financial Statements and Statutory Reports | Management | Yes | For | For |
Zhejiang Expressway Co., Ltd. | 00576 | Y9891F102 | 09-May-11 | Annual | Approve Final Dividend of RMB 0.25 Per Share | Management | Yes | For | For |
Zhejiang Expressway Co., Ltd. | 00576 | Y9891F102 | 09-May-11 | Annual | Approve Final Accounts for the Year 2010 and Financial Budget for the Year 2011 | Management | Yes | For | For |
Zhejiang Expressway Co., Ltd. | 00576 | Y9891F102 | 09-May-11 | Annual | Reappoint Deloitte Touche Tohmatsu Certified Public Accountants Hong Kong as Hong Kong Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For |
Zhejiang Expressway Co., Ltd. | 00576 | Y9891F102 | 09-May-11 | Annual | Reappoint Pan China Certified Public Accountants Hong Kong as PRC Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For |
| *Non-votable proposal |
| | | | | | | | |
Saratoga Advantage Trust: Technology & Communications Portfolio Item 1, Exhibit G | | | | |
Investment Company Act File Number: 811-08542 | | | | |
Reporting Period: July 1, 2010 through June 30, 2011 | | | | | |
| | | | | | | | |
Company Name | Ticker | Security ID on Ballot | Meeting Date | Proposal | Proponent | Voted_YN | Vote Instruction | VAM_YN |
Ultratech Inc. | UTEK | 904034105 | 20-Jul-10 | Elect Director Arthur W. Zafiropoulo | Management | Yes | For | No |
Ultratech Inc. | UTEK | 904034105 | 20-Jul-10 | Elect Director Joel F. Gemunder | Management | Yes | For | No |
Ultratech Inc. | UTEK | 904034105 | 20-Jul-10 | Elect Director Nicholas Konidaris | Management | Yes | For | No |
Ultratech Inc. | UTEK | 904034105 | 20-Jul-10 | Elect Director Rick Timmins | Management | Yes | For | No |
Ultratech Inc. | UTEK | 904034105 | 20-Jul-10 | Elect Director Ben Tsai | Management | Yes | For | No |
Ultratech Inc. | UTEK | 904034105 | 20-Jul-10 | Ratify Auditors | Management | Yes | For | No |
Ultratech Inc. | UTEK | 904034105 | 20-Jul-10 | Amend Omnibus Stock Plan | Management | Yes | For | No |
BMC Software, Inc. | BMC | 055921100 | 21-Jul-10 | Elect Director Robert E. Beauchamp | Management | Yes | For | No |
BMC Software, Inc. | BMC | 055921100 | 21-Jul-10 | Elect Director Jon E. Barfield | Management | Yes | For | No |
BMC Software, Inc. | BMC | 055921100 | 21-Jul-10 | Elect Director Gary L. Bloom | Management | Yes | For | No |
BMC Software, Inc. | BMC | 055921100 | 21-Jul-10 | Elect Director Meldon K. Gafner | Management | Yes | For | No |
BMC Software, Inc. | BMC | 055921100 | 21-Jul-10 | Elect Director Mark J. Hawkins | Management | Yes | For | No |
BMC Software, Inc. | BMC | 055921100 | 21-Jul-10 | Elect Director Stephan A. James | Management | Yes | For | No |
BMC Software, Inc. | BMC | 055921100 | 21-Jul-10 | Elect Director P. Thomas Jenkins | Management | Yes | For | No |
BMC Software, Inc. | BMC | 055921100 | 21-Jul-10 | Elect Director Louis J. Lavigne, Jr. | Management | Yes | For | No |
BMC Software, Inc. | BMC | 055921100 | 21-Jul-10 | Elect Director Kathleen A. O'Neil | Management | Yes | For | No |
BMC Software, Inc. | BMC | 055921100 | 21-Jul-10 | Elect Director Tom C. Tinsley | Management | Yes | For | No |
BMC Software, Inc. | BMC | 055921100 | 21-Jul-10 | Amend Certificate of Incorporation Providing for Certain Stockholder Voting Standards | Management | Yes | For | No |
BMC Software, Inc. | BMC | 055921100 | 21-Jul-10 | Ratify Auditors | Management | Yes | For | No |
Volcano Corporation | VOLC | 928645100 | 29-Jul-10 | Elect Director Kieran T. Gallahue | Management | Yes | For | No |
Volcano Corporation | VOLC | 928645100 | 29-Jul-10 | Elect Director Alexis V. Lukianov | Management | Yes | For | No |
Volcano Corporation | VOLC | 928645100 | 29-Jul-10 | Elect Director John Onopchenko | Management | Yes | For | No |
Volcano Corporation | VOLC | 928645100 | 29-Jul-10 | Ratify Auditors | Management | Yes | For | No |
Red Hat, Inc. | RHT | 756577102 | 12-Aug-10 | Elect Director Jeffrey J. Clarke | Management | Yes | For | No |
Red Hat, Inc. | RHT | 756577102 | 12-Aug-10 | Elect Director H. Hugh Shelton | Management | Yes | For | No |
Red Hat, Inc. | RHT | 756577102 | 12-Aug-10 | Ratify Auditors | Management | Yes | For | No |
Compuware Corporation | CPWR | 205638109 | 24-Aug-10 | Elect Director Dennis W. Archer | Management | Yes | For | No |
Compuware Corporation | CPWR | 205638109 | 24-Aug-10 | Elect Director Gurminder S. Bedi | Management | Yes | For | No |
Compuware Corporation | CPWR | 205638109 | 24-Aug-10 | Elect Director William O. Grabe | Management | Yes | For | No |
Compuware Corporation | CPWR | 205638109 | 24-Aug-10 | Elect Director William R. Halling | Management | Yes | For | No |
Compuware Corporation | CPWR | 205638109 | 24-Aug-10 | Elect Director Peter Karmanos, Jr. | Management | Yes | For | No |
Compuware Corporation | CPWR | 205638109 | 24-Aug-10 | Elect Director Faye Alexander Nelson | Management | Yes | For | No |
Compuware Corporation | CPWR | 205638109 | 24-Aug-10 | Elect Director Glenda D. Price | Management | Yes | For | No |
Compuware Corporation | CPWR | 205638109 | 24-Aug-10 | Elect Director Robert C. Paul | Management | Yes | For | No |
Compuware Corporation | CPWR | 205638109 | 24-Aug-10 | Elect Director W. James Prowse | Management | Yes | For | No |
Compuware Corporation | CPWR | 205638109 | 24-Aug-10 | Elect Director G. Scott Romney | Management | Yes | For | No |
Compuware Corporation | CPWR | 205638109 | 24-Aug-10 | Elect Director Ralph J. Szygenda | Management | Yes | For | No |
Compuware Corporation | CPWR | 205638109 | 24-Aug-10 | Ratify Auditors | Management | Yes | For | No |
NetApp, Inc. | NTAP | 64110D104 | 31-Aug-10 | Elect Director Jeffry R. Allen | Management | Yes | For | No |
NetApp, Inc. | NTAP | 64110D104 | 31-Aug-10 | Elect Director Alan L. Earhart | Management | Yes | For | No |
NetApp, Inc. | NTAP | 64110D104 | 31-Aug-10 | Elect Director Thomas Georgens | Management | Yes | For | No |
NetApp, Inc. | NTAP | 64110D104 | 31-Aug-10 | Elect Director Gerald Held | Management | Yes | For | No |
NetApp, Inc. | NTAP | 64110D104 | 31-Aug-10 | Elect Director Nicholas G. Moore | Management | Yes | For | No |
NetApp, Inc. | NTAP | 64110D104 | 31-Aug-10 | Elect Director T. Michael Nevens | Management | Yes | For | No |
NetApp, Inc. | NTAP | 64110D104 | 31-Aug-10 | Elect Director George T. Shaheen | Management | Yes | For | No |
NetApp, Inc. | NTAP | 64110D104 | 31-Aug-10 | Elect Director Robert T. Wall | Management | Yes | For | No |
NetApp, Inc. | NTAP | 64110D104 | 31-Aug-10 | Elect Director Daniel J. Warmenhoven | Management | Yes | For | No |
NetApp, Inc. | NTAP | 64110D104 | 31-Aug-10 | Amend Omnibus Stock Plan | Management | Yes | For | No |
NetApp, Inc. | NTAP | 64110D104 | 31-Aug-10 | Amend Qualified Employee Stock Purchase Plan | Management | Yes | For | No |
NetApp, Inc. | NTAP | 64110D104 | 31-Aug-10 | Ratify Auditors | Management | Yes | For | No |
Netezza Corporation | NZ | 64111N101 | 10-Nov-10 | Approve Merger Agreement | Management | Yes | For | No |
Netezza Corporation | NZ | 64111N101 | 10-Nov-10 | Adjourn Meeting | Management | Yes | For | No |
Cisco Systems, Inc. | CSCO | 17275R102 | 18-Nov-10 | Elect Director Carol A. Bartz | Management | Yes | For | No |
Cisco Systems, Inc. | CSCO | 17275R102 | 18-Nov-10 | Elect Director M. Michele Burns | Management | Yes | For | No |
Cisco Systems, Inc. | CSCO | 17275R102 | 18-Nov-10 | Elect Director Michael D. Capellas | Management | Yes | For | No |
Cisco Systems, Inc. | CSCO | 17275R102 | 18-Nov-10 | Elect Director Larry R. Carter | Management | Yes | For | No |
Cisco Systems, Inc. | CSCO | 17275R102 | 18-Nov-10 | Elect Director John T. Chambers | Management | Yes | For | No |
Cisco Systems, Inc. | CSCO | 17275R102 | 18-Nov-10 | Elect Director Brian L. Halla | Management | Yes | For | No |
Cisco Systems, Inc. | CSCO | 17275R102 | 18-Nov-10 | Elect Director John L. Hennessy | Management | Yes | For | No |
Cisco Systems, Inc. | CSCO | 17275R102 | 18-Nov-10 | Elect Director Richard M. Kovacevich | Management | Yes | For | No |
Cisco Systems, Inc. | CSCO | 17275R102 | 18-Nov-10 | Elect Director Roderick C. Mcgeary | Management | Yes | For | No |
Cisco Systems, Inc. | CSCO | 17275R102 | 18-Nov-10 | Elect Director Michael K. Powell | Management | Yes | For | No |
Cisco Systems, Inc. | CSCO | 17275R102 | 18-Nov-10 | Elect Director Arun Sarin | Management | Yes | For | No |
Cisco Systems, Inc. | CSCO | 17275R102 | 18-Nov-10 | Elect Director Steven M. West | Management | Yes | For | No |
Cisco Systems, Inc. | CSCO | 17275R102 | 18-Nov-10 | Elect Director Jerry Yang | Management | Yes | For | No |
Cisco Systems, Inc. | CSCO | 17275R102 | 18-Nov-10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | No |
Cisco Systems, Inc. | CSCO | 17275R102 | 18-Nov-10 | Ratify Auditors | Management | Yes | For | No |
Cisco Systems, Inc. | CSCO | 17275R102 | 18-Nov-10 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Share Holder | Yes | Against | No |
Cisco Systems, Inc. | CSCO | 17275R102 | 18-Nov-10 | Report on Internet Fragmentation | Share Holder | Yes | Against | No |
Cisco Systems, Inc. | CSCO | 17275R102 | 18-Nov-10 | Adopt Policy Prohibiting Sale of Products in China if they Contribute to Human Rights Abuses | Share Holder | Yes | Against | No |
Aruba Networks, Inc. | ARUN | 043176106 | 10-Dec-10 | Elect Director Dominic P. Orr | Management | Yes | For | No |
Aruba Networks, Inc. | ARUN | 043176106 | 10-Dec-10 | Elect Director Keerti G. Melkote | Management | Yes | For | No |
Aruba Networks, Inc. | ARUN | 043176106 | 10-Dec-10 | Elect Director Bernard Guidon | Management | Yes | For | No |
Aruba Networks, Inc. | ARUN | 043176106 | 10-Dec-10 | Elect Director Emmanuel Hernandez | Management | Yes | For | No |
Aruba Networks, Inc. | ARUN | 043176106 | 10-Dec-10 | Elect Director Michael R. Kourey | Management | Yes | For | No |
Aruba Networks, Inc. | ARUN | 043176106 | 10-Dec-10 | Elect Director Douglas Leone | Management | Yes | For | No |
Aruba Networks, Inc. | ARUN | 043176106 | 10-Dec-10 | Elect Director Willem P. Roelandts | Management | Yes | For | No |
Aruba Networks, Inc. | ARUN | 043176106 | 10-Dec-10 | Elect Director Daniel Warmenhoven | Management | Yes | For | No |
Aruba Networks, Inc. | ARUN | 043176106 | 10-Dec-10 | Ratify Auditors | Management | Yes | For | No |
Intuit Inc. | INTU | 461202103 | 19-Jan-11 | Elect Director David H. Batchelder | Management | Yes | For | No |
Intuit Inc. | INTU | 461202103 | 19-Jan-11 | Elect Director Christopher W. Brody | Management | Yes | For | No |
Intuit Inc. | INTU | 461202103 | 19-Jan-11 | Elect Director William V. Campbell | Management | Yes | For | No |
Intuit Inc. | INTU | 461202103 | 19-Jan-11 | Elect Director Scott D. Cook | Management | Yes | For | No |
Intuit Inc. | INTU | 461202103 | 19-Jan-11 | Elect Director Diane B. Greene | Management | Yes | For | No |
Intuit Inc. | INTU | 461202103 | 19-Jan-11 | Elect Director Michael R. Hallman | Management | Yes | For | No |
Intuit Inc. | INTU | 461202103 | 19-Jan-11 | Elect Director Edward A. Kangas | Management | Yes | For | No |
Intuit Inc. | INTU | 461202103 | 19-Jan-11 | Elect Director Suzanne Nora Johnson | Management | Yes | For | No |
Intuit Inc. | INTU | 461202103 | 19-Jan-11 | Elect Director Dennis D. Powell | Management | Yes | For | No |
Intuit Inc. | INTU | 461202103 | 19-Jan-11 | Elect Director Brad D. Smith | Management | Yes | For | No |
Intuit Inc. | INTU | 461202103 | 19-Jan-11 | Ratify Auditors | Management | Yes | For | No |
Intuit Inc. | INTU | 461202103 | 19-Jan-11 | Amend Omnibus Stock Plan | Management | Yes | For | No |
Intuit Inc. | INTU | 461202103 | 19-Jan-11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | No |
Monsanto Company | MON | 61166W101 | 25-Jan-11 | Elect Director Laura K. Ipsen | Management | Yes | For | No |
Monsanto Company | MON | 61166W101 | 25-Jan-11 | Elect Director William U. Parfet | Management | Yes | For | No |
Monsanto Company | MON | 61166W101 | 25-Jan-11 | Elect Director George H. Poste | Management | Yes | For | No |
Monsanto Company | MON | 61166W101 | 25-Jan-11 | Ratify Auditors | Management | Yes | For | No |
Monsanto Company | MON | 61166W101 | 25-Jan-11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | Against | Yes |
Monsanto Company | MON | 61166W101 | 25-Jan-11 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | Yes |
Monsanto Company | MON | 61166W101 | 25-Jan-11 | Amend Executive Incentive Bonus Plan | Management | Yes | For | No |
Apple Inc. | AAPL | 037833100 | 23-Feb-11 | Elect Director William V. Campbell | Management | Yes | For | No |
Apple Inc. | AAPL | 037833100 | 23-Feb-11 | Elect Director Millard S. Drexler | Management | Yes | For | No |
Apple Inc. | AAPL | 037833100 | 23-Feb-11 | Elect Director Albert A. Gore, Jr. | Management | Yes | For | No |
Apple Inc. | AAPL | 037833100 | 23-Feb-11 | Elect Director Steven P. Jobs | Management | Yes | For | No |
Apple Inc. | AAPL | 037833100 | 23-Feb-11 | Elect Director Andrea Jung | Management | Yes | For | No |
Apple Inc. | AAPL | 037833100 | 23-Feb-11 | Elect Director Arthur D. Levinson | Management | Yes | For | No |
Apple Inc. | AAPL | 037833100 | 23-Feb-11 | Elect Director Ronald D. Sugar | Management | Yes | For | No |
Apple Inc. | AAPL | 037833100 | 23-Feb-11 | Ratify Auditors | Management | Yes | For | No |
Apple Inc. | AAPL | 037833100 | 23-Feb-11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | No |
Apple Inc. | AAPL | 037833100 | 23-Feb-11 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | No |
Apple Inc. | AAPL | 037833100 | 23-Feb-11 | Adopt Policy on Succession Planning | Share Holder | Yes | For | Yes |
Apple Inc. | AAPL | 037833100 | 23-Feb-11 | Require a Majority Vote for the Election of Directors | Share Holder | Yes | For | Yes |
QUALCOMM Incorporated | QCOM | 747525103 | 08-Mar-11 | Elect Director Barbara T. Alexander | Management | Yes | For | No |
QUALCOMM Incorporated | QCOM | 747525103 | 08-Mar-11 | Elect Director Stephen M. Bennett | Management | Yes | For | No |
QUALCOMM Incorporated | QCOM | 747525103 | 08-Mar-11 | Elect Director Donald G. Cruickshank | Management | Yes | For | No |
QUALCOMM Incorporated | QCOM | 747525103 | 08-Mar-11 | Elect Director Raymond V. Dittamore | Management | Yes | For | No |
QUALCOMM Incorporated | QCOM | 747525103 | 08-Mar-11 | Elect Director Thomas W. Horton | Management | Yes | For | No |
QUALCOMM Incorporated | QCOM | 747525103 | 08-Mar-11 | Elect Director Irwin Mark Jacobs | Management | Yes | For | No |
QUALCOMM Incorporated | QCOM | 747525103 | 08-Mar-11 | Elect Director Paul E. Jacobs | Management | Yes | For | No |
QUALCOMM Incorporated | QCOM | 747525103 | 08-Mar-11 | Elect Director Robert E. Kahn | Management | Yes | For | No |
QUALCOMM Incorporated | QCOM | 747525103 | 08-Mar-11 | Elect Director Sherry Lansing | Management | Yes | For | No |
QUALCOMM Incorporated | QCOM | 747525103 | 08-Mar-11 | Elect Director Duane A. Nelles | Management | Yes | For | No |
QUALCOMM Incorporated | QCOM | 747525103 | 08-Mar-11 | Elect Director Francisco Ros | Management | Yes | For | No |
QUALCOMM Incorporated | QCOM | 747525103 | 08-Mar-11 | Elect Director Brent Scowcroft | Management | Yes | For | No |
QUALCOMM Incorporated | QCOM | 747525103 | 08-Mar-11 | Elect Director Marc I. Stern | Management | Yes | For | No |
QUALCOMM Incorporated | QCOM | 747525103 | 08-Mar-11 | Amend Omnibus Stock Plan | Management | Yes | For | No |
QUALCOMM Incorporated | QCOM | 747525103 | 08-Mar-11 | Amend Qualified Employee Stock Purchase Plan | Management | Yes | For | No |
QUALCOMM Incorporated | QCOM | 747525103 | 08-Mar-11 | Ratify Auditors | Management | Yes | For | No |
QUALCOMM Incorporated | QCOM | 747525103 | 08-Mar-11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | No |
QUALCOMM Incorporated | QCOM | 747525103 | 08-Mar-11 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | Yes |
QUALCOMM Incorporated | QCOM | 747525103 | 08-Mar-11 | Require a Majority Vote for the Election of Directors | Share Holder | Yes | For | Yes |
Parametric Technology Corporation | PMTC | 699173209 | 09-Mar-11 | Elect Director C. Richard Harrison | Management | Yes | For | No |
Parametric Technology Corporation | PMTC | 699173209 | 09-Mar-11 | Amend Omnibus Stock Plan | Management | Yes | For | No |
Parametric Technology Corporation | PMTC | 699173209 | 09-Mar-11 | Amend Omnibus Stock Plan | Management | Yes | For | No |
Parametric Technology Corporation | PMTC | 699173209 | 09-Mar-11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | No |
Parametric Technology Corporation | PMTC | 699173209 | 09-Mar-11 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | No |
Parametric Technology Corporation | PMTC | 699173209 | 09-Mar-11 | Ratify Auditors | Management | Yes | For | No |
F5 Networks, Inc. | FFIV | 315616102 | 14-Mar-11 | Elect Director John Chapple | Management | Yes | For | No |
F5 Networks, Inc. | FFIV | 315616102 | 14-Mar-11 | Elect Director A. Gary Ames | Management | Yes | For | No |
F5 Networks, Inc. | FFIV | 315616102 | 14-Mar-11 | Elect Director Scott Thompson | Management | Yes | For | No |
F5 Networks, Inc. | FFIV | 315616102 | 14-Mar-11 | Ratify Auditors | Management | Yes | For | No |
F5 Networks, Inc. | FFIV | 315616102 | 14-Mar-11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | No |
F5 Networks, Inc. | FFIV | 315616102 | 14-Mar-11 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | Yes |
Ciena Corporation | CIEN | 171779309 | 23-Mar-11 | Elect Director Harvey B. Cash | Management | Yes | For | No |
Ciena Corporation | CIEN | 171779309 | 23-Mar-11 | Elect Director Judith M. O'Brien | Management | Yes | For | No |
Ciena Corporation | CIEN | 171779309 | 23-Mar-11 | Elect Director Gary B. Smith | Management | Yes | For | No |
Ciena Corporation | CIEN | 171779309 | 23-Mar-11 | Approve Conversion of Securities | Management | Yes | For | No |
Ciena Corporation | CIEN | 171779309 | 23-Mar-11 | Ratify Auditors | Management | Yes | For | No |
Ciena Corporation | CIEN | 171779309 | 23-Mar-11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | No |
Ciena Corporation | CIEN | 171779309 | 23-Mar-11 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | Yes |
TIBCO Software Inc. | TIBX | 88632Q103 | 14-Apr-11 | Elect Director Vivek Y. Ranadive | Management | Yes | For | No |
TIBCO Software Inc. | TIBX | 88632Q103 | 14-Apr-11 | Elect Director Nanci E.Caldwell | Management | Yes | For | No |
TIBCO Software Inc. | TIBX | 88632Q103 | 14-Apr-11 | Elect Director Eric C.W. Dunn | Management | Yes | For | No |
TIBCO Software Inc. | TIBX | 88632Q103 | 14-Apr-11 | Elect Director Narendra K. Gupta | Management | Yes | For | No |
TIBCO Software Inc. | TIBX | 88632Q103 | 14-Apr-11 | Elect Director Peter J. Job | Management | Yes | For | No |
TIBCO Software Inc. | TIBX | 88632Q103 | 14-Apr-11 | Elect Director Philip K. Wood | Management | Yes | For | No |
TIBCO Software Inc. | TIBX | 88632Q103 | 14-Apr-11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | No |
TIBCO Software Inc. | TIBX | 88632Q103 | 14-Apr-11 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | No |
TIBCO Software Inc. | TIBX | 88632Q103 | 14-Apr-11 | Ratify Auditors | Management | Yes | For | No |
Cognex Corporation | CGNX | 192422103 | 27-Apr-11 | Elect Director Robert J. Shillman | Management | Yes | For | No |
Cognex Corporation | CGNX | 192422103 | 27-Apr-11 | Elect Director Jerald G. Fishman | Management | Yes | For | No |
Cognex Corporation | CGNX | 192422103 | 27-Apr-11 | Elect Director Theodor Krantz | Management | Yes | For | No |
Cognex Corporation | CGNX | 192422103 | 27-Apr-11 | Elect Director Robert J. Willett | Management | Yes | For | No |
Cognex Corporation | CGNX | 192422103 | 27-Apr-11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | No |
Cognex Corporation | CGNX | 192422103 | 27-Apr-11 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | Yes |
Cognex Corporation | CGNX | 192422103 | 27-Apr-11 | Ratify Auditors | Management | Yes | For | No |
Volcano Corporation | VOLC | 928645100 | 02-May-11 | Elect Director Michael J. Coyle | Management | Yes | For | No |
Volcano Corporation | VOLC | 928645100 | 02-May-11 | Elect Director Roy T. Tanaka | Management | Yes | For | No |
Volcano Corporation | VOLC | 928645100 | 02-May-11 | Ratify Auditors | Management | Yes | For | No |
Volcano Corporation | VOLC | 928645100 | 02-May-11 | Amend Omnibus Stock Plan | Management | Yes | For | No |
Volcano Corporation | VOLC | 928645100 | 02-May-11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | No |
Volcano Corporation | VOLC | 928645100 | 02-May-11 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | No |
Lattice Semiconductor Corporation | LSCC | 518415104 | 03-May-11 | Elect Director Darin G. Billerbeck | Management | Yes | For | No |
Lattice Semiconductor Corporation | LSCC | 518415104 | 03-May-11 | Elect Director David E. Coreson | Management | Yes | For | No |
Lattice Semiconductor Corporation | LSCC | 518415104 | 03-May-11 | Elect Director Patrick S. Jones | Management | Yes | For | No |
Lattice Semiconductor Corporation | LSCC | 518415104 | 03-May-11 | Elect Director W. Richard Marz | Management | Yes | For | No |
Lattice Semiconductor Corporation | LSCC | 518415104 | 03-May-11 | Elect Director Gerhard H. Parker | Management | Yes | For | No |
Lattice Semiconductor Corporation | LSCC | 518415104 | 03-May-11 | Elect Director Hans Schwarz | Management | Yes | For | No |
Lattice Semiconductor Corporation | LSCC | 518415104 | 03-May-11 | Approve Non-Employee Director Omnibus Stock Plan | Management | Yes | For | No |
Lattice Semiconductor Corporation | LSCC | 518415104 | 03-May-11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | No |
Lattice Semiconductor Corporation | LSCC | 518415104 | 03-May-11 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | Yes |
Lattice Semiconductor Corporation | LSCC | 518415104 | 03-May-11 | Ratify Auditors | Management | Yes | For | No |
EMC Corporation | EMC | 268648102 | 04-May-11 | Elect Director Michael W. Brown | Management | Yes | For | No |
EMC Corporation | EMC | 268648102 | 04-May-11 | Elect Director Randolph L. Cowen | Management | Yes | For | No |
EMC Corporation | EMC | 268648102 | 04-May-11 | Elect Director Michael J. Cronin | Management | Yes | For | No |
EMC Corporation | EMC | 268648102 | 04-May-11 | Elect Director Gail Deegan | Management | Yes | For | No |
EMC Corporation | EMC | 268648102 | 04-May-11 | Elect Director James S. DiStasio | Management | Yes | For | No |
EMC Corporation | EMC | 268648102 | 04-May-11 | Elect Director John R. Egan | Management | Yes | For | No |
EMC Corporation | EMC | 268648102 | 04-May-11 | Elect Director Edmund F. Kelly | Management | Yes | For | No |
EMC Corporation | EMC | 268648102 | 04-May-11 | Elect Director Windle B. Priem | Management | Yes | For | No |
EMC Corporation | EMC | 268648102 | 04-May-11 | Elect Director Paul Sagan | Management | Yes | For | No |
EMC Corporation | EMC | 268648102 | 04-May-11 | Elect Director David N. Strohm | Management | Yes | For | No |
EMC Corporation | EMC | 268648102 | 04-May-11 | Elect Director Joseph M. Tucci | Management | Yes | For | No |
EMC Corporation | EMC | 268648102 | 04-May-11 | Ratify Auditors | Management | Yes | For | No |
EMC Corporation | EMC | 268648102 | 04-May-11 | Amend Omnibus Stock Plan | Management | Yes | For | No |
EMC Corporation | EMC | 268648102 | 04-May-11 | Provide Right to Call Special Meeting | Management | Yes | For | No |
EMC Corporation | EMC | 268648102 | 04-May-11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | No |
EMC Corporation | EMC | 268648102 | 04-May-11 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | No |
Acme Packet, Inc. | APKT | 004764106 | 05-May-11 | Elect Director Gary J. Bowen | Management | Yes | For | No |
Acme Packet, Inc. | APKT | 004764106 | 05-May-11 | Elect Director Robert C. Hower | Management | Yes | For | No |
Acme Packet, Inc. | APKT | 004764106 | 05-May-11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | No |
Acme Packet, Inc. | APKT | 004764106 | 05-May-11 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | No |
Acme Packet, Inc. | APKT | 004764106 | 05-May-11 | Approve Qualified Employee Stock Purchase Plan | Management | Yes | For | No |
Acme Packet, Inc. | APKT | 004764106 | 05-May-11 | Ratify Auditors | Management | Yes | For | No |
Altera Corporation | ALTR | 021441100 | 10-May-11 | Elect Director John P. Daane | Management | Yes | For | No |
Altera Corporation | ALTR | 021441100 | 10-May-11 | Elect Director Robert J. Finocchio, Jr. | Management | Yes | For | No |
Altera Corporation | ALTR | 021441100 | 10-May-11 | Elect Director Kevin McGarity | Management | Yes | For | No |
Altera Corporation | ALTR | 021441100 | 10-May-11 | Elect Director T. Michael Nevens | Management | Yes | For | No |
Altera Corporation | ALTR | 021441100 | 10-May-11 | Elect Director Krish A. Prabhu | Management | Yes | For | No |
Altera Corporation | ALTR | 021441100 | 10-May-11 | Elect Director John Shoemaker | Management | Yes | For | No |
Altera Corporation | ALTR | 021441100 | 10-May-11 | Elect Director Susan Wang | Management | Yes | For | No |
Altera Corporation | ALTR | 021441100 | 10-May-11 | Amend Omnibus Stock Plan | Management | Yes | For | No |
Altera Corporation | ALTR | 021441100 | 10-May-11 | Amend Qualified Employee Stock Purchase Plan | Management | Yes | For | No |
Altera Corporation | ALTR | 021441100 | 10-May-11 | Reduce Supermajority Vote Requirement | Management | Yes | For | No |
Altera Corporation | ALTR | 021441100 | 10-May-11 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | Yes | Against | Yes |
Altera Corporation | ALTR | 021441100 | 10-May-11 | Provide Right to Call Special Meeting | Management | Yes | For | No |
Altera Corporation | ALTR | 021441100 | 10-May-11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | No |
Altera Corporation | ALTR | 021441100 | 10-May-11 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | No |
Altera Corporation | ALTR | 021441100 | 10-May-11 | Ratify Auditors | Management | Yes | For | No |
Illumina, Inc. | ILMN | 452327109 | 10-May-11 | Elect Director Daniel M. Bradbury | Management | Yes | For | No |
Illumina, Inc. | ILMN | 452327109 | 10-May-11 | Elect Director Roy A. Whitfield | Management | Yes | For | No |
Illumina, Inc. | ILMN | 452327109 | 10-May-11 | Elect Director Gerald Möller | Management | Yes | For | No |
Illumina, Inc. | ILMN | 452327109 | 10-May-11 | Ratify Auditors | Management | Yes | For | No |
Illumina, Inc. | ILMN | 452327109 | 10-May-11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | No |
Illumina, Inc. | ILMN | 452327109 | 10-May-11 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | No |
Juniper Networks, Inc. | JNPR | 48203R104 | 18-May-11 | Elect Director Mary B. Cranston | Management | Yes | For | No |
Juniper Networks, Inc. | JNPR | 48203R104 | 18-May-11 | Elect Director Kevin R. Johnson | Management | Yes | For | No |
Juniper Networks, Inc. | JNPR | 48203R104 | 18-May-11 | Elect Director J. Michael Lawrie | Management | Yes | For | No |
Juniper Networks, Inc. | JNPR | 48203R104 | 18-May-11 | Elect Director David Schlotterbeck | Management | Yes | For | No |
Juniper Networks, Inc. | JNPR | 48203R104 | 18-May-11 | Ratify Auditors | Management | Yes | For | No |
Juniper Networks, Inc. | JNPR | 48203R104 | 18-May-11 | Approve Executive Incentive Bonus Plan | Management | Yes | For | No |
Juniper Networks, Inc. | JNPR | 48203R104 | 18-May-11 | Amend Omnibus Stock Plan | Management | Yes | Against | Yes |
Juniper Networks, Inc. | JNPR | 48203R104 | 18-May-11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | No |
Juniper Networks, Inc. | JNPR | 48203R104 | 18-May-11 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | No |
Juniper Networks, Inc. | JNPR | 48203R104 | 18-May-11 | Declassify the Board of Directors | Share Holder | Yes | For | Yes |
Ixia | XXIA | 45071R109 | 19-May-11 | Elect Director Laurent Asscher | Management | Yes | For | No |
Ixia | XXIA | 45071R109 | 19-May-11 | Elect Director Atul Bhatnagar | Management | Yes | For | No |
Ixia | XXIA | 45071R109 | 19-May-11 | Elect Director Jonathan Fram | Management | Yes | For | No |
Ixia | XXIA | 45071R109 | 19-May-11 | Elect Director Errol Ginsberg | Management | Yes | For | No |
Ixia | XXIA | 45071R109 | 19-May-11 | Elect Director Gail Hamilton | Management | Yes | For | No |
Ixia | XXIA | 45071R109 | 19-May-11 | Elect Director Jon F. Rager | Management | Yes | For | No |
Ixia | XXIA | 45071R109 | 19-May-11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | No |
Ixia | XXIA | 45071R109 | 19-May-11 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | No |
Ixia | XXIA | 45071R109 | 19-May-11 | Amend Omnibus Stock Plan | Management | Yes | For | No |
Ixia | XXIA | 45071R109 | 19-May-11 | Ratify Auditors | Management | Yes | For | No |
National Oilwell Varco, Inc. | NOV | 637071101 | 19-May-11 | Elect Director Robert E. Beauchamp | Management | Yes | For | No |
National Oilwell Varco, Inc. | NOV | 637071101 | 19-May-11 | Elect Director Jeffery A. Smisek | Management | Yes | For | No |
National Oilwell Varco, Inc. | NOV | 637071101 | 19-May-11 | Ratify Auditors | Management | Yes | For | No |
National Oilwell Varco, Inc. | NOV | 637071101 | 19-May-11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | No |
National Oilwell Varco, Inc. | NOV | 637071101 | 19-May-11 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | No |
National Oilwell Varco, Inc. | NOV | 637071101 | 19-May-11 | Declassify the Board of Directors | Management | Yes | For | No |
National Oilwell Varco, Inc. | NOV | 637071101 | 19-May-11 | Increase Authorized Common Stock | Management | Yes | For | No |
National Oilwell Varco, Inc. | NOV | 637071101 | 19-May-11 | Report on Political Contributions | Share Holder | Yes | For | Yes |
NetLogic Microsystems, Inc. | NETL | 64118B100 | 20-May-11 | Elect Director Ronald Jankov | Management | Yes | For | No |
NetLogic Microsystems, Inc. | NETL | 64118B100 | 20-May-11 | Elect Director Norman Godinho | Management | Yes | For | No |
NetLogic Microsystems, Inc. | NETL | 64118B100 | 20-May-11 | Elect Director Marvin Burkett | Management | Yes | For | No |
NetLogic Microsystems, Inc. | NETL | 64118B100 | 20-May-11 | Ratify Auditors | Management | Yes | For | No |
NetLogic Microsystems, Inc. | NETL | 64118B100 | 20-May-11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | No |
NetLogic Microsystems, Inc. | NETL | 64118B100 | 20-May-11 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | Yes |
NetLogic Microsystems, Inc. | NETL | 64118B100 | 20-May-11 | Require a Majority Vote for the Election of Directors | Share Holder | Yes | For | Yes |
Rovi Corporation | ROVI | 779376102 | 24-May-11 | Elect Director Alfred J. Amoroso | Management | Yes | For | No |
Rovi Corporation | ROVI | 779376102 | 24-May-11 | Elect Director Alan L. Earhart | Management | Yes | For | No |
Rovi Corporation | ROVI | 779376102 | 24-May-11 | Elect Director Andrew K. Ludwick | Management | Yes | For | No |
Rovi Corporation | ROVI | 779376102 | 24-May-11 | Elect Director James E. Meyer | Management | Yes | For | No |
Rovi Corporation | ROVI | 779376102 | 24-May-11 | Elect Director James P. O?Shaughnessy | Management | Yes | For | No |
Rovi Corporation | ROVI | 779376102 | 24-May-11 | Elect Director Ruthann Quindlen | Management | Yes | For | No |
Rovi Corporation | ROVI | 779376102 | 24-May-11 | Amend Omnibus Stock Plan | Management | Yes | For | No |
Rovi Corporation | ROVI | 779376102 | 24-May-11 | Ratify Auditors | Management | Yes | For | No |
Rovi Corporation | ROVI | 779376102 | 24-May-11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | No |
Rovi Corporation | ROVI | 779376102 | 24-May-11 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | Yes |
VMware, Inc. | VMW | 928563402 | 25-May-11 | Elect Director Renee J. James | Management | Yes | For | No |
VMware, Inc. | VMW | 928563402 | 25-May-11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | No |
VMware, Inc. | VMW | 928563402 | 25-May-11 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | No |
VMware, Inc. | VMW | 928563402 | 25-May-11 | Ratify Auditors | Management | Yes | For | No |
MetroPCS Communications, Inc. | PCS | 591708102 | 26-May-11 | Elect Director Roger D. Linquist | Management | Yes | For | No |
MetroPCS Communications, Inc. | PCS | 591708102 | 26-May-11 | Elect Director Arthur C. Patterson | Management | Yes | For | No |
MetroPCS Communications, Inc. | PCS | 591708102 | 26-May-11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | No |
MetroPCS Communications, Inc. | PCS | 591708102 | 26-May-11 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | Yes |
MetroPCS Communications, Inc. | PCS | 591708102 | 26-May-11 | Ratify Auditors | Management | Yes | For | No |
Alcatel Lucent | ALU | 013904305 | 27-May-11 | Approve Financial Statements and Statutory Reports | Management | Yes | For | No |
Alcatel Lucent | ALU | 013904305 | 27-May-11 | Accept Consolidated Financial Statements and Statutory Reports | Management | Yes | For | No |
Alcatel Lucent | ALU | 013904305 | 27-May-11 | Approve Allocation of Income and Absence of Dividends | Management | Yes | For | No |
Alcatel Lucent | ALU | 013904305 | 27-May-11 | Reelect Daniel Bernard as Director | Management | Yes | For | No |
Alcatel Lucent | ALU | 013904305 | 27-May-11 | Reelect W. Frank Blount as Director | Management | Yes | For | No |
Alcatel Lucent | ALU | 013904305 | 27-May-11 | Acknowledge Auditors' Special Report Regarding Related-Party Transactions and Absence of New Related-Party Transaction | Management | Yes | For | No |
Alcatel Lucent | ALU | 013904305 | 27-May-11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | Yes | For | No |
Alcatel Lucent | ALU | 013904305 | 27-May-11 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | Yes | For | No |
Alcatel Lucent | ALU | 013904305 | 27-May-11 | Amend Articles 16 and 21 of Bylaws Re: Electronic Signature and Shareholders Identification | Management | Yes | For | No |
Alcatel Lucent | ALU | 013904305 | 27-May-11 | Authorize Filing of Required Documents/Other Formalities | Management | Yes | For | No |
Riverbed Technology, Inc. | RVBD | 768573107 | 01-Jun-11 | Elect Director Michael R. Kourey | Management | Yes | For | No |
Riverbed Technology, Inc. | RVBD | 768573107 | 01-Jun-11 | Elect Director Mark S. Lewis | Management | Yes | For | No |
Riverbed Technology, Inc. | RVBD | 768573107 | 01-Jun-11 | Elect Director Steven McCanne | Management | Yes | For | No |
Riverbed Technology, Inc. | RVBD | 768573107 | 01-Jun-11 | Ratify Auditors | Management | Yes | For | No |
Riverbed Technology, Inc. | RVBD | 768573107 | 01-Jun-11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | No |
Riverbed Technology, Inc. | RVBD | 768573107 | 01-Jun-11 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | Yes |
Cognizant Technology Solutions Corporation | CTSH | 192446102 | 02-Jun-11 | Elect Director Robert W. Howe | Management | Yes | For | No |
Cognizant Technology Solutions Corporation | CTSH | 192446102 | 02-Jun-11 | Elect Director Robert E. Weissman | Management | Yes | For | No |
Cognizant Technology Solutions Corporation | CTSH | 192446102 | 02-Jun-11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | No |
Cognizant Technology Solutions Corporation | CTSH | 192446102 | 02-Jun-11 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | Yes |
Cognizant Technology Solutions Corporation | CTSH | 192446102 | 02-Jun-11 | Increase Authorized Common Stock | Management | Yes | For | No |
Cognizant Technology Solutions Corporation | CTSH | 192446102 | 02-Jun-11 | Reduce Supermajority Vote Requirement | Management | Yes | For | No |
Cognizant Technology Solutions Corporation | CTSH | 192446102 | 02-Jun-11 | Reduce Supermajority Vote Requirement | Management | Yes | For | No |
Cognizant Technology Solutions Corporation | CTSH | 192446102 | 02-Jun-11 | Ratify Auditors | Management | Yes | For | No |
Google Inc. | GOOG | 38259P508 | 02-Jun-11 | Elect Director Larry Page | Management | Yes | For | No |
Google Inc. | GOOG | 38259P508 | 02-Jun-11 | Elect Director Sergey Brin | Management | Yes | For | No |
Google Inc. | GOOG | 38259P508 | 02-Jun-11 | Elect Director Eric E. Schmidt | Management | Yes | For | No |
Google Inc. | GOOG | 38259P508 | 02-Jun-11 | Elect Director L. John Doerr | Management | Yes | For | No |
Google Inc. | GOOG | 38259P508 | 02-Jun-11 | Elect Director John L. Hennessy | Management | Yes | For | No |
Google Inc. | GOOG | 38259P508 | 02-Jun-11 | Elect Director Ann Mather | Management | Yes | For | No |
Google Inc. | GOOG | 38259P508 | 02-Jun-11 | Elect Director Paul S. Otellini | Management | Yes | For | No |
Google Inc. | GOOG | 38259P508 | 02-Jun-11 | Elect Director K. Ram Shriram | Management | Yes | For | No |
Google Inc. | GOOG | 38259P508 | 02-Jun-11 | Elect Director Shirley M. Tilghman | Management | Yes | For | No |
Google Inc. | GOOG | 38259P508 | 02-Jun-11 | Ratify Auditors | Management | Yes | For | No |
Google Inc. | GOOG | 38259P508 | 02-Jun-11 | Amend Omnibus Stock Plan | Management | Yes | Against | Yes |
Google Inc. | GOOG | 38259P508 | 02-Jun-11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | No |
Google Inc. | GOOG | 38259P508 | 02-Jun-11 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | Yes |
Google Inc. | GOOG | 38259P508 | 02-Jun-11 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Share Holder | Yes | Against | No |
Google Inc. | GOOG | 38259P508 | 02-Jun-11 | Reduce Supermajority Vote Requirement | Share Holder | Yes | For | Yes |
Google Inc. | GOOG | 38259P508 | 02-Jun-11 | Report on Code of Conduct Compliance | Share Holder | Yes | Against | No |
priceline.com Incorporated | PCLN | 741503403 | 02-Jun-11 | Elect Director Jeffery H. Boyd | Management | Yes | For | No |
priceline.com Incorporated | PCLN | 741503403 | 02-Jun-11 | Elect Director Ralph M. Bahna | Management | Yes | For | No |
priceline.com Incorporated | PCLN | 741503403 | 02-Jun-11 | Elect Director Howard W. Barker, Jr. | Management | Yes | For | No |
priceline.com Incorporated | PCLN | 741503403 | 02-Jun-11 | Elect Director Jan L. Docter | Management | Yes | For | No |
priceline.com Incorporated | PCLN | 741503403 | 02-Jun-11 | Elect Director Jeffrey E. Epstein | Management | Yes | For | No |
priceline.com Incorporated | PCLN | 741503403 | 02-Jun-11 | Elect Director James M. Guyette | Management | Yes | For | No |
priceline.com Incorporated | PCLN | 741503403 | 02-Jun-11 | Elect Director Nancy B. Peretsman | Management | Yes | For | No |
priceline.com Incorporated | PCLN | 741503403 | 02-Jun-11 | Elect Director Craig W. Rydin | Management | Yes | For | No |
priceline.com Incorporated | PCLN | 741503403 | 02-Jun-11 | Ratify Auditors | Management | Yes | For | No |
priceline.com Incorporated | PCLN | 741503403 | 02-Jun-11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | No |
priceline.com Incorporated | PCLN | 741503403 | 02-Jun-11 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | No |
priceline.com Incorporated | PCLN | 741503403 | 02-Jun-11 | Provide Right to Act by Written Consent | Share Holder | Yes | For | Yes |
Cavium Networks, Inc. | CAVM | 14965A101 | 03-Jun-11 | Elect Director Anthony J. Pantuso | Management | Yes | For | No |
Cavium Networks, Inc. | CAVM | 14965A101 | 03-Jun-11 | Elect Director C.N. Reddy | Management | Yes | For | No |
Cavium Networks, Inc. | CAVM | 14965A101 | 03-Jun-11 | Ratify Auditors | Management | Yes | For | No |
Cavium Networks, Inc. | CAVM | 14965A101 | 03-Jun-11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | No |
Cavium Networks, Inc. | CAVM | 14965A101 | 03-Jun-11 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | No |
SuccessFactors, Inc. | SFSF | 864596101 | 03-Jun-11 | Elect Director William H. Harris, Jr. | Management | Yes | For | No |
SuccessFactors, Inc. | SFSF | 864596101 | 03-Jun-11 | Elect Director William E. McGlashan, Jr. | Management | Yes | For | No |
SuccessFactors, Inc. | SFSF | 864596101 | 03-Jun-11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | No |
SuccessFactors, Inc. | SFSF | 864596101 | 03-Jun-11 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | No |
SuccessFactors, Inc. | SFSF | 864596101 | 03-Jun-11 | Ratify Auditors | Management | Yes | For | No |
MasterCard Incorporated | MA | 57636Q104 | 07-Jun-11 | Elect Director Marc Olivié | Management | Yes | For | No |
MasterCard Incorporated | MA | 57636Q104 | 07-Jun-11 | Elect Director Rima Qureshi | Management | Yes | For | No |
MasterCard Incorporated | MA | 57636Q104 | 07-Jun-11 | Elect Director Mark Schwartz | Management | Yes | For | No |
MasterCard Incorporated | MA | 57636Q104 | 07-Jun-11 | Elect Director Jackson P. Tai | Management | Yes | For | No |
MasterCard Incorporated | MA | 57636Q104 | 07-Jun-11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | No |
MasterCard Incorporated | MA | 57636Q104 | 07-Jun-11 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | No |
MasterCard Incorporated | MA | 57636Q104 | 07-Jun-11 | Ratify Auditors | Management | Yes | For | No |
OpenTable, Inc. | OPEN | 68372A104 | 07-Jun-11 | Elect Director J. William Gurley | Management | Yes | For | No |
OpenTable, Inc. | OPEN | 68372A104 | 07-Jun-11 | Elect Director Daniel Meyer | Management | Yes | For | No |
OpenTable, Inc. | OPEN | 68372A104 | 07-Jun-11 | Ratify Auditors | Management | Yes | For | No |
OpenTable, Inc. | OPEN | 68372A104 | 07-Jun-11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | No |
OpenTable, Inc. | OPEN | 68372A104 | 07-Jun-11 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | No |
salesforce.com, inc. | CRM | 79466L302 | 09-Jun-11 | Elect Director Marc Benioff | Management | Yes | For | No |
salesforce.com, inc. | CRM | 79466L302 | 09-Jun-11 | Elect Director Craig Conway | Management | Yes | For | No |
salesforce.com, inc. | CRM | 79466L302 | 09-Jun-11 | Elect Director Alan Hassenfeld | Management | Yes | For | No |
salesforce.com, inc. | CRM | 79466L302 | 09-Jun-11 | Ratify Auditors | Management | Yes | For | No |
salesforce.com, inc. | CRM | 79466L302 | 09-Jun-11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | No |
salesforce.com, inc. | CRM | 79466L302 | 09-Jun-11 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | No |
salesforce.com, inc. | CRM | 79466L302 | 09-Jun-11 | Declassify the Board of Directors | Share Holder | Yes | For | Yes |
Universal Display Corporation | PANL | 91347P105 | 23-Jun-11 | Elect Director Steven V. Abramson | Management | Yes | For | No |
Universal Display Corporation | PANL | 91347P105 | 23-Jun-11 | Elect Director Leonard Becker | Management | Yes | For | No |
Universal Display Corporation | PANL | 91347P105 | 23-Jun-11 | Elect Director Elizabeth H. Gemmill | Management | Yes | For | No |
Universal Display Corporation | PANL | 91347P105 | 23-Jun-11 | Elect Director C. Keith Hartley | Management | Yes | For | No |
Universal Display Corporation | PANL | 91347P105 | 23-Jun-11 | Elect Director Lawrence Lacerte | Management | Yes | For | No |
Universal Display Corporation | PANL | 91347P105 | 23-Jun-11 | Elect Director Sidney D. Rosenblatt | Management | Yes | For | No |
Universal Display Corporation | PANL | 91347P105 | 23-Jun-11 | Elect Director Sherwin I. Seligsohn | Management | Yes | For | No |
Universal Display Corporation | PANL | 91347P105 | 23-Jun-11 | Amend Omnibus Stock Plan | Management | Yes | For | No |
Universal Display Corporation | PANL | 91347P105 | 23-Jun-11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | No |
Universal Display Corporation | PANL | 91347P105 | 23-Jun-11 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | Yes |
Universal Display Corporation | PANL | 91347P105 | 23-Jun-11 | Ratify Auditors | Management | Yes | For | No |
VeriFone Systems, Inc. | PAY | 92342Y109 | 29-Jun-11 | Elect Director Robert W. Alspaugh | Management | Yes | For | No |
VeriFone Systems, Inc. | PAY | 92342Y109 | 29-Jun-11 | Elect Director Douglas G. Bergeron | Management | Yes | For | No |
VeriFone Systems, Inc. | PAY | 92342Y109 | 29-Jun-11 | Elect Director Leslie G. Denend | Management | Yes | For | No |
VeriFone Systems, Inc. | PAY | 92342Y109 | 29-Jun-11 | Elect Director Alex W. Hart | Management | Yes | For | No |
VeriFone Systems, Inc. | PAY | 92342Y109 | 29-Jun-11 | Elect Director Robert B. Henske | Management | Yes | For | No |
VeriFone Systems, Inc. | PAY | 92342Y109 | 29-Jun-11 | Elect Director Richard A. McGinn | Management | Yes | For | No |
VeriFone Systems, Inc. | PAY | 92342Y109 | 29-Jun-11 | Elect Director Eitan Raff | Management | Yes | For | No |
VeriFone Systems, Inc. | PAY | 92342Y109 | 29-Jun-11 | Elect Director Charles R. Rinehart | Management | Yes | For | No |
VeriFone Systems, Inc. | PAY | 92342Y109 | 29-Jun-11 | Elect Director Jeffrey E. Stiefler | Management | Yes | For | No |
VeriFone Systems, Inc. | PAY | 92342Y109 | 29-Jun-11 | Amend Omnibus Stock Plan | Management | Yes | For | No |
VeriFone Systems, Inc. | PAY | 92342Y109 | 29-Jun-11 | Amend Executive Incentive Bonus Plan | Management | Yes | For | No |
VeriFone Systems, Inc. | PAY | 92342Y109 | 29-Jun-11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | No |
VeriFone Systems, Inc. | PAY | 92342Y109 | 29-Jun-11 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | No |
VeriFone Systems, Inc. | PAY | 92342Y109 | 29-Jun-11 | Ratify Auditors | Management | Yes | For | No |
| | | | | | | | |
| | | | | | | | | | |
Saratoga Advantage Trust: Mid Capitalization Portfolio Item 1, Exhibit I | | | | |
Investment Company Act file number: 811-08542 | | | | |
Reporting Period: July 1, 2010 through June 30, 2011 | | | | |
| | | | | | | | | | |
ITEM 1- PROXY VOTING RECORD |
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (e) Matter Identification | (f) Proposal Type (by issuer or shareholder) | (g) Voted | (h) How was vote cast (for or against proposal, or abstain; for or withhold regarding election of directors) | (i) Was Vote For or Against Management |
1 | Adobe Systems Incorporated | ADBE | 00724F101 | 25-Feb-11 | 1 | Elect Director Robert K. Burgess | Management | Yes | For | For |
2 | Adobe Systems Incorporated | ADBE | 00724F101 | 25-Feb-11 | 2 | Elect Director Daniel Rosensweig | Management | Yes | For | For |
3 | Adobe Systems Incorporated | ADBE | 00724F101 | 25-Feb-11 | 3 | Elect Director Robert Sedgewick | Management | Yes | For | For |
4 | Adobe Systems Incorporated | ADBE | 00724F101 | 25-Feb-11 | 4 | Elect Director John E. Warnock | Management | Yes | For | For |
5 | Adobe Systems Incorporated | ADBE | 00724F101 | 25-Feb-11 | 5 | Amend Qualified Employee Stock Purchase Plan | Management | Yes | For | For |
6 | Adobe Systems Incorporated | ADBE | 00724F101 | 25-Feb-11 | 6 | Approve Executive Incentive Bonus Plan | Management | Yes | For | For |
7 | Adobe Systems Incorporated | ADBE | 00724F101 | 25-Feb-11 | 7 | Ratify Auditors | Management | Yes | For | For |
8 | Adobe Systems Incorporated | ADBE | 00724F101 | 25-Feb-11 | 8 | Declassify the Board of Directors | Management | Yes | For | For |
9 | Adobe Systems Incorporated | ADBE | 00724F101 | 25-Feb-11 | 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
10 | Adobe Systems Incorporated | ADBE | 00724F101 | 25-Feb-11 | 10 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For |
11 | Affiliated Managers Group, Inc. | AMG | 008252108 | 12-Apr-11 | 1.1 | Elect Director Samuel T. Byrne | Management | Yes | For | For |
12 | Affiliated Managers Group, Inc. | AMG | 008252108 | 12-Apr-11 | 1.2 | Elect Director Dwight D. Churchill | Management | Yes | For | For |
13 | Affiliated Managers Group, Inc. | AMG | 008252108 | 12-Apr-11 | 1.3 | Elect Director Sean M. Healey | Management | Yes | For | For |
14 | Affiliated Managers Group, Inc. | AMG | 008252108 | 12-Apr-11 | 1.4 | Elect Director Harold J. Meyerman | Management | Yes | For | For |
15 | Affiliated Managers Group, Inc. | AMG | 008252108 | 12-Apr-11 | 1.5 | Elect Director William J. Nutt | Management | Yes | For | For |
16 | Affiliated Managers Group, Inc. | AMG | 008252108 | 12-Apr-11 | 1.6 | Elect Director Rita M. Rodriguez | Management | Yes | For | For |
17 | Affiliated Managers Group, Inc. | AMG | 008252108 | 12-Apr-11 | 1.7 | Elect Director Patrick T. Ryan | Management | Yes | For | For |
18 | Affiliated Managers Group, Inc. | AMG | 008252108 | 12-Apr-11 | 1.8 | Elect Director Jide J. Zeitlin | Management | Yes | For | For |
19 | Affiliated Managers Group, Inc. | AMG | 008252108 | 12-Apr-11 | 2 | Approve Stock Option Plan | Management | Yes | For | For |
20 | Affiliated Managers Group, Inc. | AMG | 008252108 | 12-Apr-11 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
21 | Affiliated Managers Group, Inc. | AMG | 008252108 | 12-Apr-11 | 4 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For |
22 | Affiliated Managers Group, Inc. | AMG | 008252108 | 12-Apr-11 | 5 | Ratify Auditors | Management | Yes | For | For |
23 | Agilent Technologies, Inc. | A | 00846U101 | 06-Jan-11 | 1 | Elect Director Heidi Fields | Management | Yes | For | For |
24 | Agilent Technologies, Inc. | A | 00846U101 | 06-Jan-11 | 2 | Elect Director David M. Lawrence | Management | Yes | For | For |
25 | Agilent Technologies, Inc. | A | 00846U101 | 06-Jan-11 | 3 | Elect Director A. Barry Rand | Management | Yes | For | For |
26 | Agilent Technologies, Inc. | A | 00846U101 | 06-Jan-11 | 4 | Ratify Auditors | Management | Yes | For | For |
27 | Agilent Technologies, Inc. | A | 00846U101 | 06-Jan-11 | 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
28 | Agilent Technologies, Inc. | A | 00846U101 | 06-Jan-11 | 6 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For |
29 | Altera Corporation | ALTR | 021441100 | 11-Mar-11 | 1 | Elect Director John P. Daane | Management | Yes | For | For |
30 | Altera Corporation | ALTR | 021441100 | 11-Mar-11 | 2 | Elect Director Robert J. Finocchio, Jr. | Management | Yes | For | For |
31 | Altera Corporation | ALTR | 021441100 | 11-Mar-11 | 3 | Elect Director Kevin McGarity | Management | Yes | For | For |
32 | Altera Corporation | ALTR | 021441100 | 11-Mar-11 | 4 | Elect Director T. Michael Nevens | Management | Yes | For | For |
33 | Altera Corporation | ALTR | 021441100 | 11-Mar-11 | 5 | Elect Director Krish A. Prabhu | Management | Yes | For | For |
34 | Altera Corporation | ALTR | 021441100 | 11-Mar-11 | 6 | Elect Director John Shoemaker | Management | Yes | For | For |
35 | Altera Corporation | ALTR | 021441100 | 11-Mar-11 | 7 | Elect Director Susan Wang | Management | Yes | For | For |
36 | Altera Corporation | ALTR | 021441100 | 11-Mar-11 | 8 | Amend Omnibus Stock Plan | Management | Yes | For | For |
37 | Altera Corporation | ALTR | 021441100 | 11-Mar-11 | 9 | Amend Qualified Employee Stock Purchase Plan | Management | Yes | For | For |
38 | Altera Corporation | ALTR | 021441100 | 11-Mar-11 | 10 | Reduce Supermajority Vote Requirement | Management | Yes | For | For |
39 | Altera Corporation | ALTR | 021441100 | 11-Mar-11 | 11 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | Yes | For | For |
40 | Altera Corporation | ALTR | 021441100 | 11-Mar-11 | 12 | Provide Right to Call Special Meeting | Management | Yes | For | For |
41 | Altera Corporation | ALTR | 021441100 | 11-Mar-11 | 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
42 | Altera Corporation | ALTR | 021441100 | 11-Mar-11 | 14 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For |
43 | Altera Corporation | ALTR | 021441100 | 11-Mar-11 | 15 | Ratify Auditors | Management | Yes | For | For |
44 | Apartment Investment and Management Company | AIV | 03748R101 | 25-Feb-11 | 1 | Elect Director James N. Bailey | Management | Yes | For | For |
45 | Apartment Investment and Management Company | AIV | 03748R101 | 25-Feb-11 | 2 | Elect Director Terry Considine | Management | Yes | For | For |
46 | Apartment Investment and Management Company | AIV | 03748R101 | 25-Feb-11 | 3 | Elect Director Richard S. Ellwood | Management | Yes | For | For |
47 | Apartment Investment and Management Company | AIV | 03748R101 | 25-Feb-11 | 4 | Elect Director Thomas L. Keltner | Management | Yes | For | For |
48 | Apartment Investment and Management Company | AIV | 03748R101 | 25-Feb-11 | 5 | Elect Director J. Landis Martin | Management | Yes | For | For |
49 | Apartment Investment and Management Company | AIV | 03748R101 | 25-Feb-11 | 6 | Elect Director Robert A. Miller | Management | Yes | For | For |
50 | Apartment Investment and Management Company | AIV | 03748R101 | 25-Feb-11 | 7 | Elect Director Kathleen M. Nelson | Management | Yes | For | For |
51 | Apartment Investment and Management Company | AIV | 03748R101 | 25-Feb-11 | 8 | Elect Director Michael A. Stein | Management | Yes | For | For |
52 | Apartment Investment and Management Company | AIV | 03748R101 | 25-Feb-11 | 9 | Ratify Auditors | Management | Yes | For | For |
53 | Apartment Investment and Management Company | AIV | 03748R101 | 25-Feb-11 | 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
54 | Apartment Investment and Management Company | AIV | 03748R101 | 25-Feb-11 | 11 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For |
55 | Apartment Investment and Management Company | AIV | 03748R101 | 25-Feb-11 | 12 | Amend Charter Permiting the Board to Grant Waivers of the Ownership Limit | Management | Yes | For | For |
56 | Apollo Investment Corporation | AINV | 03761U106 | 09-Jun-10 | 1.1 | Elect Director Elliot Stein, Jr | Management | Yes | For | For |
57 | Apollo Investment Corporation | AINV | 03761U106 | 09-Jun-10 | 1.2 | Elect Director Bradley J. Wechsler | Management | Yes | For | For |
58 | Apollo Investment Corporation | AINV | 03761U106 | 09-Jun-10 | 2 | Ratify Auditors | Management | Yes | For | For |
59 | Apollo Investment Corporation | AINV | 03761U106 | 09-Jun-10 | 3 | Approve Sale of Common Shares Below Net Asset Value | Management | Yes | For | For |
60 | Ares Capital Corporation | ARCC | 04010L103 | 13-Apr-11 | 1.1 | Elect Director Michael J. Arougheti | Management | Yes | For | For |
61 | Ares Capital Corporation | ARCC | 04010L103 | 13-Apr-11 | 1.2 | Elect Director Ann Torre Bates | Management | Yes | For | For |
62 | Ares Capital Corporation | ARCC | 04010L103 | 13-Apr-11 | 1.3 | Elect Director Kenneth R. Heitz | Management | Yes | For | For |
63 | Ares Capital Corporation | ARCC | 04010L103 | 13-Apr-11 | 2 | Ratify Auditors | Management | Yes | For | For |
64 | Ares Capital Corporation | ARCC | 04010L103 | 13-Apr-11 | 3 | Approve Sale of Common Stock Below Net Asset Value | Management | Yes | For | For |
65 | Ares Capital Corporation | ARCC | 04010L103 | 13-Apr-11 | 4 | Amend Investment Advisory and Management Agreement Pursuant to the Hurdle Amendment | Management | Yes | For | For |
66 | Ares Capital Corporation | ARCC | 04010L103 | 13-Apr-11 | 5 | Amend Investment Advisory and Management Agreement Pursuant to the Capital Gains Amendment | Management | Yes | For | For |
67 | Autoliv Inc. | ALV | 052800109 | 14-Mar-11 | 1.1 | Elect Director Jan Carlson | Management | Yes | For | For |
68 | Autoliv Inc. | ALV | 052800109 | 14-Mar-11 | 1.2 | Elect Director Lars Nyberg | Management | Yes | For | For |
69 | Autoliv Inc. | ALV | 052800109 | 14-Mar-11 | 1.3 | Elect Director James M. Ringler | Management | Yes | For | For |
70 | Autoliv Inc. | ALV | 052800109 | 14-Mar-11 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
71 | Autoliv Inc. | ALV | 052800109 | 14-Mar-11 | 3 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | Against |
72 | Autoliv Inc. | ALV | 052800109 | 14-Mar-11 | 4 | Ratify Auditors | Management | Yes | For | For |
73 | Avago Technologies Limited | AVGO | Y0486S104 | 09-Feb-11 | 1.1 | Reelect Hock E. Tan as Director | Management | Yes | For | For |
74 | Avago Technologies Limited | AVGO | Y0486S104 | 09-Feb-11 | 1.2 | Reelect Adam H. Clammer as Director | Management | Yes | For | For |
75 | Avago Technologies Limited | AVGO | Y0486S104 | 09-Feb-11 | 1.3 | Reelect James A. Davidson as Director | Management | Yes | For | For |
76 | Avago Technologies Limited | AVGO | Y0486S104 | 09-Feb-11 | 1.4 | Reelect James V. Diller as Director | Management | Yes | For | For |
77 | Avago Technologies Limited | AVGO | Y0486S104 | 09-Feb-11 | 1.5 | Reelect Kenneth Y. Hao as Director | Management | Yes | For | For |
78 | Avago Technologies Limited | AVGO | Y0486S104 | 09-Feb-11 | 1.6 | Reelect John M. Hsuan as Director | Management | Yes | For | For |
79 | Avago Technologies Limited | AVGO | Y0486S104 | 09-Feb-11 | 1.7 | Reelect David Kerko as Director | Management | Yes | For | For |
80 | Avago Technologies Limited | AVGO | Y0486S104 | 09-Feb-11 | 1.8 | Reelect Justine F. Lien as Director | Management | Yes | For | For |
81 | Avago Technologies Limited | AVGO | Y0486S104 | 09-Feb-11 | 1.9 | Reelect Donald Macleod as Director | Management | Yes | For | For |
82 | Avago Technologies Limited | AVGO | Y0486S104 | 09-Feb-11 | 1.10 | Reelect Bock Seng Tan as Director | Management | Yes | For | For |
83 | Avago Technologies Limited | AVGO | Y0486S104 | 09-Feb-11 | 2 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For |
84 | Avago Technologies Limited | AVGO | Y0486S104 | 09-Feb-11 | 3 | Approve Cash Compensation to Directors | Management | Yes | For | For |
85 | Avago Technologies Limited | AVGO | Y0486S104 | 09-Feb-11 | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
86 | Avago Technologies Limited | AVGO | Y0486S104 | 09-Feb-11 | 5 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | Against |
87 | Avago Technologies Limited | AVGO | Y0486S104 | 09-Feb-11 | 6 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | Yes | For | For |
88 | Avago Technologies Limited | AVGO | Y0486S104 | 09-Feb-11 | 7 | Approve Repurchase of Up to 10 Percent of Issued Capital | Management | Yes | For | For |
89 | Big Lots, Inc. | BIG | 089302103 | 28-Mar-11 | 1.1 | Elect Director Jeffrey P. Berger | Management | Yes | For | For |
90 | Big Lots, Inc. | BIG | 089302103 | 28-Mar-11 | 1.2 | Elect Director Steven S. Fishman | Management | Yes | For | For |
91 | Big Lots, Inc. | BIG | 089302103 | 28-Mar-11 | 1.3 | Elect Director Peter J. Hayes | Management | Yes | For | For |
92 | Big Lots, Inc. | BIG | 089302103 | 28-Mar-11 | 1.4 | Elect Director David T. Kollat | Management | Yes | For | For |
93 | Big Lots, Inc. | BIG | 089302103 | 28-Mar-11 | 1.5 | Elect Director Brenda J. Lauderback | Management | Yes | For | For |
94 | Big Lots, Inc. | BIG | 089302103 | 28-Mar-11 | 1.6 | Elect Director Philip E. Mallott | Management | Yes | For | For |
95 | Big Lots, Inc. | BIG | 089302103 | 28-Mar-11 | 1.7 | Elect Director Russell Solt | Management | Yes | For | For |
96 | Big Lots, Inc. | BIG | 089302103 | 28-Mar-11 | 1.8 | Elect Director James R. Tener | Management | Yes | For | For |
97 | Big Lots, Inc. | BIG | 089302103 | 28-Mar-11 | 1.9 | Elect Director Dennis B. Tishkoff | Management | Yes | For | For |
98 | Big Lots, Inc. | BIG | 089302103 | 28-Mar-11 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
99 | Big Lots, Inc. | BIG | 089302103 | 28-Mar-11 | 3 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | Against |
100 | Big Lots, Inc. | BIG | 089302103 | 28-Mar-11 | 4 | Ratify Auditors | Management | Yes | For | For |
101 | Celanese Corporation | CE | 150870103 | 23-Feb-11 | 1 | Elect Director Martin G. McGuinn | Management | Yes | For | For |
102 | Celanese Corporation | CE | 150870103 | 23-Feb-11 | 2 | Elect Director Daniel S. Sanders | Management | Yes | For | For |
103 | Celanese Corporation | CE | 150870103 | 23-Feb-11 | 3 | Elect Director John K. Wulff | Management | Yes | For | For |
104 | Celanese Corporation | CE | 150870103 | 23-Feb-11 | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
105 | Celanese Corporation | CE | 150870103 | 23-Feb-11 | 5 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For |
106 | Celanese Corporation | CE | 150870103 | 23-Feb-11 | 6 | Ratify Auditors | Management | Yes | For | For |
107 | Cimarex Energy Co. | XEC | 171798101 | 22-Mar-11 | 1 | Elect Director David A. Hentschel | Management | Yes | For | For |
108 | Cimarex Energy Co. | XEC | 171798101 | 22-Mar-11 | 2 | Elect Director F.H. Merelli | Management | Yes | For | For |
109 | Cimarex Energy Co. | XEC | 171798101 | 22-Mar-11 | 3 | Elect Director L. Paul Teague | Management | Yes | For | For |
110 | Cimarex Energy Co. | XEC | 171798101 | 22-Mar-11 | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
111 | Cimarex Energy Co. | XEC | 171798101 | 22-Mar-11 | 5 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | Against |
112 | Cimarex Energy Co. | XEC | 171798101 | 22-Mar-11 | 6 | Approve Omnibus Stock Plan | Management | Yes | For | For |
113 | Cimarex Energy Co. | XEC | 171798101 | 22-Mar-11 | 7 | Ratify Auditors | Management | Yes | For | For |
114 | CMS Energy Corporation | CMS | 125896100 | 25-Mar-11 | 1.1 | Elect Director Merribel S. Ayres | Management | No | abstain | abstain |
115 | CMS Energy Corporation | CMS | 125896100 | 25-Mar-11 | 1.2 | Elect Director Jon E. Barfield | Management | No | abstain | abstain |
116 | CMS Energy Corporation | CMS | 125896100 | 25-Mar-11 | 1.3 | Elect Director Stephen E. Ewing | Management | No | abstain | abstain |
117 | CMS Energy Corporation | CMS | 125896100 | 25-Mar-11 | 1.4 | Elect Director Richard M. Gabrys | Management | No | abstain | abstain |
118 | CMS Energy Corporation | CMS | 125896100 | 25-Mar-11 | 1.5 | Elect Director David W. Joos | Management | No | abstain | abstain |
119 | CMS Energy Corporation | CMS | 125896100 | 25-Mar-11 | 1.6 | Elect Director Philip R. Lochner, Jr | Management | No | abstain | abstain |
120 | CMS Energy Corporation | CMS | 125896100 | 25-Mar-11 | 1.7 | Elect Director Michael T. Monahan | Management | No | abstain | abstain |
121 | CMS Energy Corporation | CMS | 125896100 | 25-Mar-11 | 1.8 | Elect Director John G. Russell | Management | No | abstain | abstain |
122 | CMS Energy Corporation | CMS | 125896100 | 25-Mar-11 | 1.9 | Elect Director Kenneth L. Way | Management | No | abstain | abstain |
123 | CMS Energy Corporation | CMS | 125896100 | 25-Mar-11 | 1.10 | Elect Director John B. Yasinsky | Management | No | abstain | abstain |
124 | CMS Energy Corporation | CMS | 125896100 | 25-Mar-11 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | No | abstain | abstain |
125 | CMS Energy Corporation | CMS | 125896100 | 25-Mar-11 | 3 | Advisory Vote on Say on Pay Frequency | Management | No | abstain | abstain |
126 | CMS Energy Corporation | CMS | 125896100 | 25-Mar-11 | 4 | Ratify Auditors | Management | No | abstain | abstain |
127 | CMS Energy Corporation | CMS | 125896100 | 25-Mar-11 | 5 | Report on Financial Risks of Coal Reliance | Management | No | abstain | abstain |
128 | Collective Brands, Inc. | PSS | 19421W100 | 01-Apr-11 | 1.1 | Elect Director Robert F. Moran | Management | Yes | For | For |
129 | Collective Brands, Inc. | PSS | 19421W100 | 01-Apr-11 | 1.2 | Elect Director Matthew A. Ouimet | Management | Yes | For | For |
130 | Collective Brands, Inc. | PSS | 19421W100 | 01-Apr-11 | 1.3 | Elect Director Matthew E. Rubel | Management | Yes | For | For |
131 | Collective Brands, Inc. | PSS | 19421W100 | 01-Apr-11 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
132 | Collective Brands, Inc. | PSS | 19421W100 | 01-Apr-11 | 3 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For |
133 | Collective Brands, Inc. | PSS | 19421W100 | 01-Apr-11 | 4 | Ratify Auditors | Management | Yes | For | For |
134 | Concho Resources Inc. | CXO | 20605P101 | 18-Apr-11 | 1.1 | Elect Director Timothy A. Leach | Management | No | abstain | abstain |
135 | Concho Resources Inc. | CXO | 20605P101 | 18-Apr-11 | 1.2 | Elect Director William H. Easter III | Management | No | abstain | abstain |
136 | Concho Resources Inc. | CXO | 20605P101 | 18-Apr-11 | 1.3 | Elect Director W. Howard Keenan, Jr. | Management | No | abstain | abstain |
137 | Concho Resources Inc. | CXO | 20605P101 | 18-Apr-11 | 2 | Ratify Auditors | Management | No | abstain | abstain |
138 | Concho Resources Inc. | CXO | 20605P101 | 18-Apr-11 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | No | abstain | abstain |
139 | Concho Resources Inc. | CXO | 20605P101 | 18-Apr-11 | 4 | Advisory Vote on Say on Pay Frequency | Management | No | abstain | abstain |
140 | Cooper Industries plc | CBE | G24140108 | 04-Mar-11 | 1 | Elect Linda A. Hill as Director | Management | Yes | For | For |
141 | Cooper Industries plc | CBE | G24140108 | 04-Mar-11 | 2 | Elect James J. Postl as Director | Management | Yes | For | For |
142 | Cooper Industries plc | CBE | G24140108 | 04-Mar-11 | 3 | Elect Mark S. Thompson as Director | Management | Yes | For | For |
143 | Cooper Industries plc | CBE | G24140108 | 04-Mar-11 | 4 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For |
144 | Cooper Industries plc | CBE | G24140108 | 04-Mar-11 | 5 | Approve Ernst & Young as Auditors and Authorize the Audit Committee to Fix Their Remuneration | Management | Yes | For | For |
145 | Cooper Industries plc | CBE | G24140108 | 04-Mar-11 | 6 | Approve Omnibus Stock Plan | Management | Yes | For | For |
146 | Cooper Industries plc | CBE | G24140108 | 04-Mar-11 | 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
147 | Cooper Industries plc | CBE | G24140108 | 04-Mar-11 | 8 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | Against |
148 | Cooper Industries plc | CBE | G24140108 | 04-Mar-11 | 9 | Authorize Share Repurchase by any Subsidiary of the Company | Management | Yes | For | For |
149 | Cooper Industries plc | CBE | G24140108 | 04-Mar-11 | 10 | Authorize the Reissue Price Range of Treasury Shares | Management | Yes | For | For |
150 | Corporate Office Properties Trust | OFC | 22002T108 | 15-Mar-11 | 1.1 | Elect Director Jay H. Shidler | Management | No | abstain | abstain |
151 | Corporate Office Properties Trust | OFC | 22002T108 | 15-Mar-11 | 1.2 | Elect Director Clay W. Hamlin, III | Management | No | abstain | abstain |
152 | Corporate Office Properties Trust | OFC | 22002T108 | 15-Mar-11 | 1.3 | Elect Director Thomas F. Brady | Management | No | abstain | abstain |
153 | Corporate Office Properties Trust | OFC | 22002T108 | 15-Mar-11 | 1.4 | Elect Director Robert L. Denton | Management | No | abstain | abstain |
154 | Corporate Office Properties Trust | OFC | 22002T108 | 15-Mar-11 | 1.5 | Elect Director Randall M. Griffin | Management | No | abstain | abstain |
155 | Corporate Office Properties Trust | OFC | 22002T108 | 15-Mar-11 | 1.6 | Elect Director Elizabeth A. Hight | Management | No | abstain | abstain |
156 | Corporate Office Properties Trust | OFC | 22002T108 | 15-Mar-11 | 1.7 | Elect Director David M. Jacobstein | Management | No | abstain | abstain |
157 | Corporate Office Properties Trust | OFC | 22002T108 | 15-Mar-11 | 1.8 | Elect Director Steven D. Kesler | Management | No | abstain | abstain |
158 | Corporate Office Properties Trust | OFC | 22002T108 | 15-Mar-11 | 1.9 | Elect Director Richard Szafranski | Management | No | abstain | abstain |
159 | Corporate Office Properties Trust | OFC | 22002T108 | 15-Mar-11 | 1.10 | Elect Director Kenneth D. Wethe | Management | No | abstain | abstain |
160 | Corporate Office Properties Trust | OFC | 22002T108 | 15-Mar-11 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | No | abstain | abstain |
161 | Corporate Office Properties Trust | OFC | 22002T108 | 15-Mar-11 | 3 | Advisory Vote on Say on Pay Frequency | Management | No | abstain | abstain |
162 | Corporate Office Properties Trust | OFC | 22002T108 | 15-Mar-11 | 4 | Ratify Auditors | Management | No | abstain | abstain |
163 | Crown Holdings, Inc. | CCK | 228368106 | 08-Mar-11 | 1.1 | Elect Director Jenne K. Britell | Management | Yes | For | For |
164 | Crown Holdings, Inc. | CCK | 228368106 | 08-Mar-11 | 1.2 | Elect Director John W. Conway | Management | Yes | For | For |
165 | Crown Holdings, Inc. | CCK | 228368106 | 08-Mar-11 | 1.3 | Elect Director Arnold W. Donald | Management | Yes | For | For |
166 | Crown Holdings, Inc. | CCK | 228368106 | 08-Mar-11 | 1.4 | Elect Director William G. Little | Management | Yes | For | For |
167 | Crown Holdings, Inc. | CCK | 228368106 | 08-Mar-11 | 1.5 | Elect Director Hans J. Loliger | Management | Yes | For | For |
168 | Crown Holdings, Inc. | CCK | 228368106 | 08-Mar-11 | 1.6 | Elect Director James H. Miller | Management | Yes | For | For |
169 | Crown Holdings, Inc. | CCK | 228368106 | 08-Mar-11 | 1.7 | Elect Director Josef M. Muller | Management | Yes | For | For |
170 | Crown Holdings, Inc. | CCK | 228368106 | 08-Mar-11 | 1.8 | Elect Director Thomas A. Ralph | Management | Yes | For | For |
171 | Crown Holdings, Inc. | CCK | 228368106 | 08-Mar-11 | 1.9 | Elect Director Hugues du Rouret | Management | Yes | For | For |
172 | Crown Holdings, Inc. | CCK | 228368106 | 08-Mar-11 | 1.10 | Elect Director Jim L. Turner | Management | Yes | For | For |
173 | Crown Holdings, Inc. | CCK | 228368106 | 08-Mar-11 | 1.11 | Elect Director William S. Urkiel | Management | Yes | For | For |
174 | Crown Holdings, Inc. | CCK | 228368106 | 08-Mar-11 | 2 | Ratify Auditors | Management | Yes | For | For |
175 | Crown Holdings, Inc. | CCK | 228368106 | 08-Mar-11 | 3 | Amend Omnibus Stock Plan | Management | Yes | For | For |
176 | Crown Holdings, Inc. | CCK | 228368106 | 08-Mar-11 | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
177 | Crown Holdings, Inc. | CCK | 228368106 | 08-Mar-11 | 5 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For |
178 | Digital River, Inc. | DRIV | 25388B104 | 07-Apr-11 | 1.1 | Elect Director Thomas F. Madison | Management | Yes | For | For |
179 | Digital River, Inc. | DRIV | 25388B104 | 07-Apr-11 | 1.2 | Elect Director Cheryl F. Rosner | Management | Yes | For | For |
180 | Digital River, Inc. | DRIV | 25388B104 | 07-Apr-11 | 1.3 | Elect Director Alfred F. Castino | Management | Yes | For | For |
181 | Digital River, Inc. | DRIV | 25388B104 | 07-Apr-11 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
182 | Digital River, Inc. | DRIV | 25388B104 | 07-Apr-11 | 3 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For |
183 | Digital River, Inc. | DRIV | 25388B104 | 07-Apr-11 | 4 | Amend Omnibus Stock Plan | Management | Yes | For | For |
184 | Digital River, Inc. | DRIV | 25388B104 | 07-Apr-11 | 5 | Approve Qualified Employee Stock Purchase Plan | Management | Yes | For | For |
185 | Digital River, Inc. | DRIV | 25388B104 | 07-Apr-11 | 6 | Ratify Auditors | Management | Yes | For | For |
186 | Dollar General Corporation | DG | 256677105 | 16-Mar-11 | 1.1 | Elect Director Raj Agrawal | Management | Yes | For | For |
187 | Dollar General Corporation | DG | 256677105 | 16-Mar-11 | 1.2 | Elect Director Warren F. Bryant | Management | Yes | For | For |
188 | Dollar General Corporation | DG | 256677105 | 16-Mar-11 | 1.3 | Elect Director Michael M. Calbert | Management | Yes | For | For |
189 | Dollar General Corporation | DG | 256677105 | 16-Mar-11 | 1.4 | Elect Director Richard W. Dreiling | Management | Yes | For | For |
190 | Dollar General Corporation | DG | 256677105 | 16-Mar-11 | 1.5 | Elect Director Adrian Jones | Management | Yes | For | For |
191 | Dollar General Corporation | DG | 256677105 | 16-Mar-11 | 1.6 | Elect Director William C. Rhodes, III | Management | Yes | For | For |
192 | Dollar General Corporation | DG | 256677105 | 16-Mar-11 | 1.7 | Elect Director David B. Rickard | Management | Yes | For | For |
193 | Dollar General Corporation | DG | 256677105 | 16-Mar-11 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
194 | Dollar General Corporation | DG | 256677105 | 16-Mar-11 | 3 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | Against |
195 | Dollar General Corporation | DG | 256677105 | 16-Mar-11 | 4 | Ratify Auditors | Management | Yes | For | For |
196 | Dresser-Rand Group Inc. | DRC | 261608103 | 16-Mar-11 | 1.1 | Elect Director William E. Macaulary | Management | Yes | For | For |
197 | Dresser-Rand Group Inc. | DRC | 261608103 | 16-Mar-11 | 1.2 | Elect Director Vincent R. Volpe, Jr | Management | Yes | For | For |
198 | Dresser-Rand Group Inc. | DRC | 261608103 | 16-Mar-11 | 1.3 | Elect Director Rita V. Foley | Management | Yes | For | For |
199 | Dresser-Rand Group Inc. | DRC | 261608103 | 16-Mar-11 | 1.4 | Elect Director Louis A. Raspino | Management | Yes | For | For |
200 | Dresser-Rand Group Inc. | DRC | 261608103 | 16-Mar-11 | 1.5 | Elect Director Philip R. Roth | Management | Yes | For | For |
201 | Dresser-Rand Group Inc. | DRC | 261608103 | 16-Mar-11 | 1.6 | Elect Director Stephen A. Snider | Management | Yes | For | For |
202 | Dresser-Rand Group Inc. | DRC | 261608103 | 16-Mar-11 | 1.7 | Elect Director Michael L. Underwood | Management | Yes | For | For |
203 | Dresser-Rand Group Inc. | DRC | 261608103 | 16-Mar-11 | 1.8 | Elect Director Joseph C. Winkler, III | Management | Yes | For | For |
204 | Dresser-Rand Group Inc. | DRC | 261608103 | 16-Mar-11 | 2 | Ratify Auditors | Management | Yes | For | For |
205 | Dresser-Rand Group Inc. | DRC | 261608103 | 16-Mar-11 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
206 | Dresser-Rand Group Inc. | DRC | 261608103 | 16-Mar-11 | 4 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For |
207 | Eaton Corporation | ETN | 278058102 | 28-Feb-11 | 1 | Elect Director George S. Barrett | Management | No | abstain | abstain |
208 | Eaton Corporation | ETN | 278058102 | 28-Feb-11 | 2 | Elect Director Todd M. Bluedorn | Management | No | abstain | abstain |
209 | Eaton Corporation | ETN | 278058102 | 28-Feb-11 | 3 | Elect Director Ned C. Lautenbach | Management | No | abstain | abstain |
210 | Eaton Corporation | ETN | 278058102 | 28-Feb-11 | 4 | Elect Director Gregory R. Page | Management | No | abstain | abstain |
211 | Eaton Corporation | ETN | 278058102 | 28-Feb-11 | 5 | Declassify the Board of Directors | Management | No | abstain | abstain |
212 | Eaton Corporation | ETN | 278058102 | 28-Feb-11 | 6 | Eliminate Cumulative Voting | Management | No | abstain | abstain |
213 | Eaton Corporation | ETN | 278058102 | 28-Feb-11 | 7 | Ratify Auditors | Management | No | abstain | abstain |
214 | Eaton Corporation | ETN | 278058102 | 28-Feb-11 | 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | No | abstain | abstain |
215 | Eaton Corporation | ETN | 278058102 | 28-Feb-11 | 9 | Advisory Vote on Say on Pay Frequency | Management | No | abstain | abstain |
216 | El Paso Corporation | EP | 28336L109 | 22-Mar-11 | 1 | Elect Director Juan Carlos Braniff | Management | Yes | For | For |
217 | El Paso Corporation | EP | 28336L109 | 22-Mar-11 | 2 | Elect Director David W. Crane | Management | Yes | For | For |
218 | El Paso Corporation | EP | 28336L109 | 22-Mar-11 | 3 | Elect Director Douglas L. Foshee | Management | Yes | For | For |
219 | El Paso Corporation | EP | 28336L109 | 22-Mar-11 | 4 | Elect Director Robert W. Goldman | Management | Yes | For | For |
220 | El Paso Corporation | EP | 28336L109 | 22-Mar-11 | 5 | Elect Director Anthony W. Hall, Jr. | Management | Yes | For | For |
221 | El Paso Corporation | EP | 28336L109 | 22-Mar-11 | 6 | Elect Director Thomas R. Hix | Management | Yes | For | For |
222 | El Paso Corporation | EP | 28336L109 | 22-Mar-11 | 7 | Elect Director Ferrell P. McClean | Management | Yes | For | For |
223 | El Paso Corporation | EP | 28336L109 | 22-Mar-11 | 8 | Elect Director Timothy J. Probert | Management | Yes | For | For |
224 | El Paso Corporation | EP | 28336L109 | 22-Mar-11 | 9 | Elect Director Steven J. Shapiro | Management | Yes | For | For |
225 | El Paso Corporation | EP | 28336L109 | 22-Mar-11 | 10 | Elect Director J. Michael Talbert | Management | Yes | For | For |
226 | El Paso Corporation | EP | 28336L109 | 22-Mar-11 | 11 | Elect Director Robert F. Vagt | Management | Yes | For | For |
227 | El Paso Corporation | EP | 28336L109 | 22-Mar-11 | 12 | Elect Director John L. Whitmire | Management | Yes | For | For |
228 | El Paso Corporation | EP | 28336L109 | 22-Mar-11 | 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
229 | El Paso Corporation | EP | 28336L109 | 22-Mar-11 | 14 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For |
230 | El Paso Corporation | EP | 28336L109 | 22-Mar-11 | 15 | Ratify Auditors | Management | Yes | For | For |
231 | Fifth Third Bancorp | FITB | 316773100 | 28-Feb-11 | 1.1 | Elect Director Darryl F. Allen | Management | Yes | For | For |
232 | Fifth Third Bancorp | FITB | 316773100 | 28-Feb-11 | 1.2 | Elect Director Ulysses L. Bridgeman, Jr. | Management | Yes | For | For |
233 | Fifth Third Bancorp | FITB | 316773100 | 28-Feb-11 | 1.3 | Elect Director Emerson L. Brumback | Management | Yes | For | For |
234 | Fifth Third Bancorp | FITB | 316773100 | 28-Feb-11 | 1.4 | Elect Director James P. Hackett | Management | Yes | For | For |
235 | Fifth Third Bancorp | FITB | 316773100 | 28-Feb-11 | 1.5 | Elect Director Gary R. Heminger | Management | Yes | For | For |
236 | Fifth Third Bancorp | FITB | 316773100 | 28-Feb-11 | 1.6 | Elect Director Jewell D. Hoover | Management | Yes | For | For |
237 | Fifth Third Bancorp | FITB | 316773100 | 28-Feb-11 | 1.7 | Elect Director William M. Isaac | Management | Yes | For | For |
238 | Fifth Third Bancorp | FITB | 316773100 | 28-Feb-11 | 1.8 | Elect Director Kevin T. Kabat | Management | Yes | For | For |
239 | Fifth Third Bancorp | FITB | 316773100 | 28-Feb-11 | 1.9 | Elect Director Mitchel D. Livingston | Management | Yes | For | For |
240 | Fifth Third Bancorp | FITB | 316773100 | 28-Feb-11 | 1.10 | Elect Director Hendrik G. Meijer | Management | Yes | For | For |
241 | Fifth Third Bancorp | FITB | 316773100 | 28-Feb-11 | 1.11 | Elect Director John J. Schiff, Jr. | Management | Yes | For | For |
242 | Fifth Third Bancorp | FITB | 316773100 | 28-Feb-11 | 1.12 | Elect Director Marsha C. Williams | Management | Yes | For | For |
243 | Fifth Third Bancorp | FITB | 316773100 | 28-Feb-11 | 2 | Ratify Auditors | Management | Yes | For | For |
244 | Fifth Third Bancorp | FITB | 316773100 | 28-Feb-11 | 3 | Approve Omnibus Stock Plan | Management | Yes | For | For |
245 | Fifth Third Bancorp | FITB | 316773100 | 28-Feb-11 | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
246 | Fifth Third Bancorp | FITB | 316773100 | 28-Feb-11 | 5 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For |
247 | Flextronics International Ltd. | FLEX | Y2573F102 | 10-Jun-10 | 1 | Reelect H. Raymond Bingham as a Director | Management | Yes | For | For |
248 | Flextronics International Ltd. | FLEX | Y2573F102 | 10-Jun-10 | 2 | Reelect Willy C. Shih as a Director | Management | Yes | For | For |
249 | Flextronics International Ltd. | FLEX | Y2573F102 | 10-Jun-10 | 3 | Reappoint Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For |
250 | Flextronics International Ltd. | FLEX | Y2573F102 | 10-Jun-10 | 4 | Approve Issuance of Shares without Preemptive Rights | Management | Yes | For | For |
251 | Flextronics International Ltd. | FLEX | Y2573F102 | 10-Jun-10 | 5 | Approve the Adoption of the Flextronics International Ltd. 2010 Equity Incentive Plan | Management | Yes | For | For |
252 | Flextronics International Ltd. | FLEX | Y2573F102 | 10-Jun-10 | 6 | Authorize Share Repurchase Program | Management | Yes | For | For |
253 | Flowserve Corporation | FLS | 34354P105 | 25-Mar-11 | 1.1 | Elect Director John R. Friedery | Management | Yes | For | For |
254 | Flowserve Corporation | FLS | 34354P105 | 25-Mar-11 | 1.2 | Elect Director Joe E. Harlan | Management | Yes | For | For |
255 | Flowserve Corporation | FLS | 34354P105 | 25-Mar-11 | 1.3 | Elect Director Michael F. Johnston | Management | Yes | For | For |
256 | Flowserve Corporation | FLS | 34354P105 | 25-Mar-11 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
257 | Flowserve Corporation | FLS | 34354P105 | 25-Mar-11 | 3 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For |
258 | Flowserve Corporation | FLS | 34354P105 | 25-Mar-11 | 4 | Reduce Supermajority Vote Requirement Relating to the Board of Directors | Management | Yes | For | For |
259 | Flowserve Corporation | FLS | 34354P105 | 25-Mar-11 | 5 | Reduce Supermajority Vote Requirement for Certain Business Combinations | Management | Yes | For | For |
260 | Flowserve Corporation | FLS | 34354P105 | 25-Mar-11 | 6 | Ratify Auditors | Management | Yes | For | For |
261 | Fluor Corporation | FLR | 343412102 | 10-Mar-11 | 1 | Elect Director Peter J. Fluor | Management | Yes | For | For |
262 | Fluor Corporation | FLR | 343412102 | 10-Mar-11 | 2 | Elect Director Joseph W. Prueher | Management | Yes | For | For |
263 | Fluor Corporation | FLR | 343412102 | 10-Mar-11 | 3 | Elect Director Suzanne H. Woolsey | Management | Yes | For | For |
264 | Fluor Corporation | FLR | 343412102 | 10-Mar-11 | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
265 | Fluor Corporation | FLR | 343412102 | 10-Mar-11 | 5 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For |
266 | Fluor Corporation | FLR | 343412102 | 10-Mar-11 | 6 | Declassify the Board of Directors | Management | Yes | For | For |
267 | Fluor Corporation | FLR | 343412102 | 10-Mar-11 | 7 | Reduce Supermajority Vote Requirement | Management | Yes | For | For |
268 | Fluor Corporation | FLR | 343412102 | 10-Mar-11 | 8 | Ratify Auditors | Management | Yes | For | For |
269 | FMC Corporation | FMC | 302491303 | 01-Mar-11 | 1 | Elect Director Edward J. Mooney | Management | Yes | For | For |
270 | FMC Corporation | FMC | 302491303 | 01-Mar-11 | 2 | Elect Director Enrique J. Sosa | Management | Yes | For | For |
271 | FMC Corporation | FMC | 302491303 | 01-Mar-11 | 3 | Elect Director Vincent R. Volpe, Jr | Management | Yes | For | For |
272 | FMC Corporation | FMC | 302491303 | 01-Mar-11 | 4 | Ratify Auditors | Management | Yes | For | For |
273 | FMC Corporation | FMC | 302491303 | 01-Mar-11 | 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
274 | FMC Corporation | FMC | 302491303 | 01-Mar-11 | 6 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For |
275 | GrafTech International Ltd. | GTI | 384313102 | 31-Mar-11 | 1.1 | Elect Director Randy W. Carson | Management | Yes | For | For |
276 | GrafTech International Ltd. | GTI | 384313102 | 31-Mar-11 | 1.2 | Elect Director Mary B. Cranston | Management | Yes | For | For |
277 | GrafTech International Ltd. | GTI | 384313102 | 31-Mar-11 | 1.3 | Elect Director Harold E. Layman | Management | Yes | For | For |
278 | GrafTech International Ltd. | GTI | 384313102 | 31-Mar-11 | 1.4 | Elect Director Ferrell P. McClean | Management | Yes | For | For |
279 | GrafTech International Ltd. | GTI | 384313102 | 31-Mar-11 | 1.5 | Elect Director Nathan Milikowsky | Management | Yes | For | For |
280 | GrafTech International Ltd. | GTI | 384313102 | 31-Mar-11 | 1.6 | Elect Director Michael C. Nahl | Management | Yes | For | For |
281 | GrafTech International Ltd. | GTI | 384313102 | 31-Mar-11 | 1.7 | Elect Director Steven R. Shawley | Management | Yes | For | For |
282 | GrafTech International Ltd. | GTI | 384313102 | 31-Mar-11 | 1.8 | Elect Director Craig S. Shular | Management | Yes | For | For |
283 | GrafTech International Ltd. | GTI | 384313102 | 31-Mar-11 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
284 | GrafTech International Ltd. | GTI | 384313102 | 31-Mar-11 | 3 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For |
285 | GrafTech International Ltd. | GTI | 384313102 | 31-Mar-11 | 4 | Ratify Auditors | Management | Yes | For | For |
286 | Guess?, Inc. | GES | 401617105 | 05-May-11 | 1.1 | Elect Director Kay Isaacson-Leibowitz | Management | Yes | For | For |
287 | Guess?, Inc. | GES | 401617105 | 05-May-11 | 1.2 | Elect Director Maurice Marciano | Management | Yes | For | For |
288 | Guess?, Inc. | GES | 401617105 | 05-May-11 | 1.3 | Elect Director Alex Yemenidjian | Management | Yes | For | For |
289 | Guess?, Inc. | GES | 401617105 | 05-May-11 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
290 | Guess?, Inc. | GES | 401617105 | 05-May-11 | 3 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | Against |
291 | Guess?, Inc. | GES | 401617105 | 05-May-11 | 4 | Ratify Auditors | Management | Yes | For | For |
292 | Hansen Natural Corporation | HANS | 411310105 | 28-Mar-11 | 1.1 | Elect Director Rodney C. Sacks | Management | Yes | For | For |
293 | Hansen Natural Corporation | HANS | 411310105 | 28-Mar-11 | 1.2 | Elect Director Hilton H. Schlosberg | Management | Yes | For | For |
294 | Hansen Natural Corporation | HANS | 411310105 | 28-Mar-11 | 1.3 | Elect Director Norman C. Epstein | Management | Yes | For | For |
295 | Hansen Natural Corporation | HANS | 411310105 | 28-Mar-11 | 1.4 | Elect Director Benjamin M. Polk | Management | Yes | For | For |
296 | Hansen Natural Corporation | HANS | 411310105 | 28-Mar-11 | 1.5 | Elect Director Sydney Selati | Management | Yes | For | For |
297 | Hansen Natural Corporation | HANS | 411310105 | 28-Mar-11 | 1.6 | Elect Director Harold C. Taber, Jr. | Management | Yes | For | For |
298 | Hansen Natural Corporation | HANS | 411310105 | 28-Mar-11 | 1.7 | Elect Director Mark S. Vidergauz | Management | Yes | For | For |
299 | Hansen Natural Corporation | HANS | 411310105 | 28-Mar-11 | 2 | Ratify Auditors | Management | Yes | For | For |
300 | Hansen Natural Corporation | HANS | 411310105 | 28-Mar-11 | 3 | Approve Omnibus Stock Plan | Management | Yes | For | For |
301 | Hansen Natural Corporation | HANS | 411310105 | 28-Mar-11 | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
302 | Hansen Natural Corporation | HANS | 411310105 | 28-Mar-11 | 5 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | Against |
303 | Hansen Natural Corporation | HANS | 411310105 | 28-Mar-11 | 6 | Require a Majority Vote for the Election of Directors | Management | Yes | For | For |
304 | Host Hotels & Resorts, Inc. | HST | 44107P104 | 16-Mar-11 | 1 | Elect Director Robert M. Baylis | Management | Yes | For | For |
305 | Host Hotels & Resorts, Inc. | HST | 44107P104 | 16-Mar-11 | 2 | Elect Director Willard W. Brittain | Management | Yes | For | For |
306 | Host Hotels & Resorts, Inc. | HST | 44107P104 | 16-Mar-11 | 3 | Elect Director Terence C. Golden | Management | Yes | For | For |
307 | Host Hotels & Resorts, Inc. | HST | 44107P104 | 16-Mar-11 | 4 | Elect Director Ann M. Korologos | Management | Yes | For | For |
308 | Host Hotels & Resorts, Inc. | HST | 44107P104 | 16-Mar-11 | 5 | Elect Director Richard E. Marriott | Management | Yes | For | For |
309 | Host Hotels & Resorts, Inc. | HST | 44107P104 | 16-Mar-11 | 6 | Elect Director John B. Morse, Jr. | Management | Yes | For | For |
310 | Host Hotels & Resorts, Inc. | HST | 44107P104 | 16-Mar-11 | 7 | Elect Director Gordon H. Smith | Management | Yes | For | For |
311 | Host Hotels & Resorts, Inc. | HST | 44107P104 | 16-Mar-11 | 8 | Elect Director W. Edward Walter | Management | Yes | For | For |
312 | Host Hotels & Resorts, Inc. | HST | 44107P104 | 16-Mar-11 | 9 | Ratify Auditors | Management | Yes | For | For |
313 | Host Hotels & Resorts, Inc. | HST | 44107P104 | 16-Mar-11 | 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
314 | Host Hotels & Resorts, Inc. | HST | 44107P104 | 16-Mar-11 | 11 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For |
315 | Hubbell Incorporated | HUB.B | 443510201 | 04-Mar-11 | 1.1 | Elect Director Timothy H. Powers | Management | Yes | For | For |
316 | Hubbell Incorporated | HUB.B | 443510201 | 04-Mar-11 | 1.2 | Elect Director Lynn J. Good | Management | Yes | For | For |
317 | Hubbell Incorporated | HUB.B | 443510201 | 04-Mar-11 | 1.3 | Elect Director Anthony J. Guzzi | Management | Yes | For | For |
318 | Hubbell Incorporated | HUB.B | 443510201 | 04-Mar-11 | 1.4 | Elect Director Neal J. Keating | Management | Yes | For | For |
319 | Hubbell Incorporated | HUB.B | 443510201 | 04-Mar-11 | 1.5 | Elect Director Andrew McNally, IV | Management | Yes | For | For |
320 | Hubbell Incorporated | HUB.B | 443510201 | 04-Mar-11 | 1.6 | Elect Director G. Jackson Ratcliffe | Management | Yes | For | For |
321 | Hubbell Incorporated | HUB.B | 443510201 | 04-Mar-11 | 1.7 | Elect Director Carlos A. Rodriguez | Management | Yes | For | For |
322 | Hubbell Incorporated | HUB.B | 443510201 | 04-Mar-11 | 1.8 | Elect Director Richard J. Swift | Management | Yes | For | For |
323 | Hubbell Incorporated | HUB.B | 443510201 | 04-Mar-11 | 1.9 | Elect Director Daniel S. Van Riper | Management | Yes | For | For |
324 | Hubbell Incorporated | HUB.B | 443510201 | 04-Mar-11 | 2 | Ratify Auditors | Management | Yes | For | For |
325 | Hubbell Incorporated | HUB.B | 443510201 | 04-Mar-11 | 3 | Amend Executive Incentive Bonus Plan | Management | Yes | For | For |
326 | Hubbell Incorporated | HUB.B | 443510201 | 04-Mar-11 | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
327 | Hubbell Incorporated | HUB.B | 443510201 | 04-Mar-11 | 5 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | Against |
328 | Ingersoll-Rand plc | IR | G47791101 | 06-Apr-11 | 1 | Elect Director Ann C. Berzin | Management | Yes | For | For |
329 | Ingersoll-Rand plc | IR | G47791101 | 06-Apr-11 | 2 | Elect Director John Bruton | Management | Yes | For | For |
330 | Ingersoll-Rand plc | IR | G47791101 | 06-Apr-11 | 3 | Elect Director Jared L. Cohon | Management | Yes | For | For |
331 | Ingersoll-Rand plc | IR | G47791101 | 06-Apr-11 | 4 | Elect Director Gary D. Forsee | Management | Yes | For | For |
332 | Ingersoll-Rand plc | IR | G47791101 | 06-Apr-11 | 5 | Elect Director Peter C. Godsoe | Management | Yes | For | For |
333 | Ingersoll-Rand plc | IR | G47791101 | 06-Apr-11 | 6 | Elect Director Edward E. Hagenlocker | Management | Yes | For | For |
334 | Ingersoll-Rand plc | IR | G47791101 | 06-Apr-11 | 7 | Elect Director Constance J. Horner | Management | Yes | For | For |
335 | Ingersoll-Rand plc | IR | G47791101 | 06-Apr-11 | 8 | Elect Director Michael W. Lamach | Management | Yes | For | For |
336 | Ingersoll-Rand plc | IR | G47791101 | 06-Apr-11 | 9 | Elect Director Theodore E. Martin | Management | Yes | For | For |
337 | Ingersoll-Rand plc | IR | G47791101 | 06-Apr-11 | 10 | Elect Director Richard J. Swift | Management | Yes | For | For |
338 | Ingersoll-Rand plc | IR | G47791101 | 06-Apr-11 | 11 | Elect Director Tony L. White | Management | Yes | For | For |
339 | Ingersoll-Rand plc | IR | G47791101 | 06-Apr-11 | 12 | Approve Executive Incentive Scheme | Management | Yes | For | For |
340 | Ingersoll-Rand plc | IR | G47791101 | 06-Apr-11 | 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
341 | Ingersoll-Rand plc | IR | G47791101 | 06-Apr-11 | 14 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For |
342 | Ingersoll-Rand plc | IR | G47791101 | 06-Apr-11 | 15 | Authorize Market Purchase | Management | Yes | For | For |
343 | Ingersoll-Rand plc | IR | G47791101 | 06-Apr-11 | 16 | Ratify Auditors | Management | Yes | For | For |
344 | International Flavors & Fragrances Inc. | IFF | 459506101 | 07-Mar-11 | 1 | Elect Director Margaret Hayes Adame | Management | Yes | For | For |
345 | International Flavors & Fragrances Inc. | IFF | 459506101 | 07-Mar-11 | 2 | Elect Director Marcello Bottoli | Management | Yes | For | For |
346 | International Flavors & Fragrances Inc. | IFF | 459506101 | 07-Mar-11 | 3 | Elect Director Linda B. Buck | Management | Yes | For | For |
347 | International Flavors & Fragrances Inc. | IFF | 459506101 | 07-Mar-11 | 4 | Elect Director J. Michael Cook | Management | Yes | For | For |
348 | International Flavors & Fragrances Inc. | IFF | 459506101 | 07-Mar-11 | 5 | Elect Director Roger W. Ferguson, Jr. | Management | Yes | For | For |
349 | International Flavors & Fragrances Inc. | IFF | 459506101 | 07-Mar-11 | 6 | Elect Director Andreas Fibig | Management | Yes | For | For |
350 | International Flavors & Fragrances Inc. | IFF | 459506101 | 07-Mar-11 | 7 | Elect Director Alexandra A. Herzan | Management | Yes | For | For |
351 | International Flavors & Fragrances Inc. | IFF | 459506101 | 07-Mar-11 | 8 | Elect Director Henry W. Howell, Jr. | Management | Yes | For | For |
352 | International Flavors & Fragrances Inc. | IFF | 459506101 | 07-Mar-11 | 9 | Elect Director Katherine M. Hudson | Management | Yes | For | For |
353 | International Flavors & Fragrances Inc. | IFF | 459506101 | 07-Mar-11 | 10 | Elect Director Arthur C. Martinez | Management | Yes | For | For |
354 | International Flavors & Fragrances Inc. | IFF | 459506101 | 07-Mar-11 | 11 | Elect Director Dale F. Morrison | Management | Yes | For | For |
355 | International Flavors & Fragrances Inc. | IFF | 459506101 | 07-Mar-11 | 12 | Elect Director Douglas D. Tough | Management | Yes | For | For |
356 | International Flavors & Fragrances Inc. | IFF | 459506101 | 07-Mar-11 | 13 | Ratify Auditors | Management | Yes | For | For |
357 | International Flavors & Fragrances Inc. | IFF | 459506101 | 07-Mar-11 | 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
358 | International Flavors & Fragrances Inc. | IFF | 459506101 | 07-Mar-11 | 15 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For |
359 | Intuit Inc. | INTU | 461202103 | 22-Nov-10 | 1 | Elect Director David H. Batchelder | Management | Yes | For | For |
360 | Intuit Inc. | INTU | 461202103 | 22-Nov-10 | 2 | Elect Director Christopher W. Brody | Management | Yes | For | For |
361 | Intuit Inc. | INTU | 461202103 | 22-Nov-10 | 3 | Elect Director William V. Campbell | Management | Yes | For | For |
362 | Intuit Inc. | INTU | 461202103 | 22-Nov-10 | 4 | Elect Director Scott D. Cook | Management | Yes | For | For |
363 | Intuit Inc. | INTU | 461202103 | 22-Nov-10 | 5 | Elect Director Diane B. Greene | Management | Yes | For | For |
364 | Intuit Inc. | INTU | 461202103 | 22-Nov-10 | 6 | Elect Director Michael R. Hallman | Management | Yes | For | For |
365 | Intuit Inc. | INTU | 461202103 | 22-Nov-10 | 7 | Elect Director Edward A. Kangas | Management | Yes | For | For |
366 | Intuit Inc. | INTU | 461202103 | 22-Nov-10 | 8 | Elect Director Suzanne Nora Johnson | Management | Yes | For | For |
367 | Intuit Inc. | INTU | 461202103 | 22-Nov-10 | 9 | Elect Director Dennis D. Powell | Management | Yes | For | For |
368 | Intuit Inc. | INTU | 461202103 | 22-Nov-10 | 10 | Elect Director Brad D. Smith | Management | Yes | For | For |
369 | Intuit Inc. | INTU | 461202103 | 22-Nov-10 | 11 | Ratify Auditors | Management | Yes | For | For |
370 | Intuit Inc. | INTU | 461202103 | 22-Nov-10 | 12 | Amend Omnibus Stock Plan | Management | Yes | For | For |
371 | Intuit Inc. | INTU | 461202103 | 22-Nov-10 | 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
372 | Invesco Ltd. | IVZ | G491BT108 | 28-Mar-11 | 1.1 | Elect Director Rex D. Adams | Management | Yes | For | For |
373 | Invesco Ltd. | IVZ | G491BT108 | 28-Mar-11 | 1.2 | Elect Director John Banham | Management | Yes | For | For |
374 | Invesco Ltd. | IVZ | G491BT108 | 28-Mar-11 | 1.3 | Elect Director Denis Kessler | Management | Yes | For | For |
375 | Invesco Ltd. | IVZ | G491BT108 | 28-Mar-11 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
376 | Invesco Ltd. | IVZ | G491BT108 | 28-Mar-11 | 3 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For |
377 | Invesco Ltd. | IVZ | G491BT108 | 28-Mar-11 | 4 | Approve Omnibus Stock Plan | Management | Yes | For | For |
378 | Invesco Ltd. | IVZ | G491BT108 | 28-Mar-11 | 5 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For |
379 | Jarden Corporation | JAH | 471109108 | 15-Apr-11 | 1.1 | Elect Director William J. Grant | Management | Yes | For | For |
380 | Jarden Corporation | JAH | 471109108 | 15-Apr-11 | 1.2 | Elect Director Richard J. Heckmann | Management | Yes | For | For |
381 | Jarden Corporation | JAH | 471109108 | 15-Apr-11 | 1.3 | Elect Director Irwin D. Simon | Management | Yes | For | For |
382 | Jarden Corporation | JAH | 471109108 | 15-Apr-11 | 2 | Increase Authorized Common Stock | Management | Yes | For | For |
383 | Jarden Corporation | JAH | 471109108 | 15-Apr-11 | 3 | Change Range for Size of the Board | Management | Yes | For | For |
384 | Jarden Corporation | JAH | 471109108 | 15-Apr-11 | 4 | Ratify Auditors | Management | Yes | For | For |
385 | Jarden Corporation | JAH | 471109108 | 15-Apr-11 | 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
386 | Jarden Corporation | JAH | 471109108 | 15-Apr-11 | 6 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For |
387 | Lincoln National Corporation | LNC | 534187109 | 21-Mar-11 | 1 | Elect Director Dennis R. Glass | Management | Yes | For | For |
388 | Lincoln National Corporation | LNC | 534187109 | 21-Mar-11 | 2 | Elect Director Gary C. Kelly | Management | Yes | For | For |
389 | Lincoln National Corporation | LNC | 534187109 | 21-Mar-11 | 3 | Elect Director Michael F. Mee | Management | Yes | For | For |
390 | Lincoln National Corporation | LNC | 534187109 | 21-Mar-11 | 4 | Ratify Auditors | Management | Yes | For | For |
391 | Lincoln National Corporation | LNC | 534187109 | 21-Mar-11 | 5 | Amend Articles of Incorporation Allowing Shareholders to Amend the Bylaws | Management | Yes | For | For |
392 | Lincoln National Corporation | LNC | 534187109 | 21-Mar-11 | 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
393 | Lincoln National Corporation | LNC | 534187109 | 21-Mar-11 | 7 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For |
394 | Lorillard, Inc. | LO | 544147101 | 29-Mar-11 | 1.1 | Elect Director Dianne Neal Blixt | Management | Yes | For | For |
395 | Lorillard, Inc. | LO | 544147101 | 29-Mar-11 | 1.2 | Elect Director David E. R. Dangoor | Management | Yes | For | For |
396 | Lorillard, Inc. | LO | 544147101 | 29-Mar-11 | 1.3 | Elect Director Murray S. Kessler | Management | Yes | For | For |
397 | Lorillard, Inc. | LO | 544147101 | 29-Mar-11 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
398 | Lorillard, Inc. | LO | 544147101 | 29-Mar-11 | 3 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For |
399 | Lorillard, Inc. | LO | 544147101 | 29-Mar-11 | 4 | Ratify Auditors | Management | Yes | For | For |
400 | Lorillard, Inc. | LO | 544147101 | 29-Mar-11 | 5 | Require a Majority Vote for the Election of Directors | Management | Yes | For | For |
401 | Lorillard, Inc. | LO | 544147101 | 29-Mar-11 | 6 | Report on Political Contributions | Management | Yes | Against | For |
402 | McDermott International, Inc. | MDR | 580037109 | 07-Mar-11 | 1.1 | Elect Director John F. Bookout, III | Management | Yes | For | For |
403 | McDermott International, Inc. | MDR | 580037109 | 07-Mar-11 | 1.2 | Elect Director Roger A. Brown | Management | Yes | For | For |
404 | McDermott International, Inc. | MDR | 580037109 | 07-Mar-11 | 1.3 | Elect Director Stephen G. Hanks | Management | Yes | For | For |
405 | McDermott International, Inc. | MDR | 580037109 | 07-Mar-11 | 1.4 | Elect Director Stephen M. Johnson | Management | Yes | For | For |
406 | McDermott International, Inc. | MDR | 580037109 | 07-Mar-11 | 1.5 | Elect Director D. Bradley McWilliams | Management | Yes | For | For |
407 | McDermott International, Inc. | MDR | 580037109 | 07-Mar-11 | 1.6 | Elect Director Thomas C. Schievelbein | Management | Yes | For | For |
408 | McDermott International, Inc. | MDR | 580037109 | 07-Mar-11 | 1.7 | Elect Director Mary Shafer-Malicki | Management | Yes | For | For |
409 | McDermott International, Inc. | MDR | 580037109 | 07-Mar-11 | 1.8 | Elect Director David A. Trice | Management | Yes | For | For |
410 | McDermott International, Inc. | MDR | 580037109 | 07-Mar-11 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
411 | McDermott International, Inc. | MDR | 580037109 | 07-Mar-11 | 3 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For |
412 | McDermott International, Inc. | MDR | 580037109 | 07-Mar-11 | 4 | Approve Executive Incentive Bonus Plan | Management | Yes | For | For |
413 | McDermott International, Inc. | MDR | 580037109 | 07-Mar-11 | 5 | Ratify Auditors | Management | Yes | For | For |
414 | MF Global Holdings Ltd | MF | 55277J108 | 30-Jun-10 | 1 | Elect Director David P. Bolger | Management | Yes | For | For |
415 | MF Global Holdings Ltd | MF | 55277J108 | 30-Jun-10 | 2 | Elect Director Jon S. Corzine | Management | Yes | For | For |
416 | MF Global Holdings Ltd | MF | 55277J108 | 30-Jun-10 | 3 | Elect Director Eileen S. Fusco | Management | Yes | For | For |
417 | MF Global Holdings Ltd | MF | 55277J108 | 30-Jun-10 | 4 | Elect Director David Gelber | Management | Yes | For | For |
418 | MF Global Holdings Ltd | MF | 55277J108 | 30-Jun-10 | 5 | Elect Director Martin J. Glynn | Management | Yes | For | For |
419 | MF Global Holdings Ltd | MF | 55277J108 | 30-Jun-10 | 6 | Elect Director Edward L. Goldberg | Management | Yes | For | For |
420 | MF Global Holdings Ltd | MF | 55277J108 | 30-Jun-10 | 7 | Elect Director David I. Schamis | Management | Yes | For | For |
421 | MF Global Holdings Ltd | MF | 55277J108 | 30-Jun-10 | 8 | Elect Director Robert S. Sloan | Management | Yes | For | For |
422 | MF Global Holdings Ltd | MF | 55277J108 | 30-Jun-10 | 9 | Ratify Auditors | Management | Yes | For | For |
423 | Noble Energy, Inc. | NBL | 655044105 | 08-Mar-11 | 1 | Elect Director Jeffrey L. Berenson | Management | Yes | For | For |
424 | Noble Energy, Inc. | NBL | 655044105 | 08-Mar-11 | 2 | Elect Director Michael A. Cawley | Management | Yes | For | For |
425 | Noble Energy, Inc. | NBL | 655044105 | 08-Mar-11 | 3 | Elect Director Edward F. Cox | Management | Yes | For | For |
426 | Noble Energy, Inc. | NBL | 655044105 | 08-Mar-11 | 4 | Elect Director Charles D. Davidson | Management | Yes | For | For |
427 | Noble Energy, Inc. | NBL | 655044105 | 08-Mar-11 | 5 | Elect Director Thomas J. Edelman | Management | Yes | For | For |
428 | Noble Energy, Inc. | NBL | 655044105 | 08-Mar-11 | 6 | Elect Director Eric P. Grubman | Management | Yes | For | For |
429 | Noble Energy, Inc. | NBL | 655044105 | 08-Mar-11 | 7 | Elect Director Kirby L. Hedrick | Management | Yes | For | For |
430 | Noble Energy, Inc. | NBL | 655044105 | 08-Mar-11 | 8 | Elect Director Scott D. Urban | Management | Yes | For | For |
431 | Noble Energy, Inc. | NBL | 655044105 | 08-Mar-11 | 9 | Elect Director William T. Van Kleef | Management | Yes | For | For |
432 | Noble Energy, Inc. | NBL | 655044105 | 08-Mar-11 | 10 | Ratify Auditors | Management | Yes | For | For |
433 | Noble Energy, Inc. | NBL | 655044105 | 08-Mar-11 | 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
434 | Noble Energy, Inc. | NBL | 655044105 | 08-Mar-11 | 12 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For |
435 | Noble Energy, Inc. | NBL | 655044105 | 08-Mar-11 | 13 | Amend Omnibus Stock Plan | Management | Yes | For | For |
436 | Nuance Communications, Inc. | NUAN | 67020Y100 | 22-Nov-10 | 1 | Elect Director Paul A. Ricci | Management | Yes | For | For |
437 | Nuance Communications, Inc. | NUAN | 67020Y100 | 22-Nov-10 | 2 | Elect Director Robert G. Teresi | Management | Yes | For | For |
438 | Nuance Communications, Inc. | NUAN | 67020Y100 | 22-Nov-10 | 3 | Elect Director Robert J. Frankenberg | Management | Yes | For | For |
439 | Nuance Communications, Inc. | NUAN | 67020Y100 | 22-Nov-10 | 4 | Elect Director Katharine A. Martin | Management | Yes | For | For |
440 | Nuance Communications, Inc. | NUAN | 67020Y100 | 22-Nov-10 | 5 | Elect Director Patrick T. Hackett | Management | Yes | For | For |
441 | Nuance Communications, Inc. | NUAN | 67020Y100 | 22-Nov-10 | 6 | Elect Director William H. Janeway | Management | Yes | For | For |
442 | Nuance Communications, Inc. | NUAN | 67020Y100 | 22-Nov-10 | 7 | Elect Director Mark B. Myers | Management | Yes | For | For |
443 | Nuance Communications, Inc. | NUAN | 67020Y100 | 22-Nov-10 | 8 | Elect Director Philip J. Quigley | Management | Yes | For | For |
444 | Nuance Communications, Inc. | NUAN | 67020Y100 | 22-Nov-10 | 9 | Elect Director Mark R. Laret | Management | Yes | For | For |
445 | Nuance Communications, Inc. | NUAN | 67020Y100 | 22-Nov-10 | 10 | Amend Omnibus Stock Plan | Management | Yes | For | For |
446 | Nuance Communications, Inc. | NUAN | 67020Y100 | 22-Nov-10 | 11 | Amend Non-Employee Director Omnibus Stock Plan | Management | Yes | For | For |
447 | Nuance Communications, Inc. | NUAN | 67020Y100 | 22-Nov-10 | 12 | Ratify Auditors | Management | Yes | For | For |
448 | Packaging Corporation of America | PKG | 695156109 | 14-Mar-11 | 1.1 | Elect Director Cheryl K. Beebe | Management | Yes | For | For |
449 | Packaging Corporation of America | PKG | 695156109 | 14-Mar-11 | 1.2 | Elect Director Henry F. Frigon | Management | Yes | For | For |
450 | Packaging Corporation of America | PKG | 695156109 | 14-Mar-11 | 1.3 | Elect Director Hasan Jameel | Management | Yes | For | For |
451 | Packaging Corporation of America | PKG | 695156109 | 14-Mar-11 | 1.4 | Elect Director Mark W. Kowlzan | Management | Yes | For | For |
452 | Packaging Corporation of America | PKG | 695156109 | 14-Mar-11 | 1.5 | Elect Director Samuel M. Mencoff | Management | Yes | For | For |
453 | Packaging Corporation of America | PKG | 695156109 | 14-Mar-11 | 1.6 | Elect Director Roger B. Porter | Management | Yes | For | For |
454 | Packaging Corporation of America | PKG | 695156109 | 14-Mar-11 | 1.7 | Elect Director Thomas S. Souleles | Management | Yes | For | For |
455 | Packaging Corporation of America | PKG | 695156109 | 14-Mar-11 | 1.8 | Elect Director Paul T. Stecko | Management | Yes | For | For |
456 | Packaging Corporation of America | PKG | 695156109 | 14-Mar-11 | 1.9 | Elect Director James D. Woodrum | Management | Yes | For | For |
457 | Packaging Corporation of America | PKG | 695156109 | 14-Mar-11 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
458 | Packaging Corporation of America | PKG | 695156109 | 14-Mar-11 | 3 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For |
459 | Packaging Corporation of America | PKG | 695156109 | 14-Mar-11 | 4 | Ratify Auditors | Management | Yes | For | For |
460 | Pactiv Corporation | PTV | 695257105 | 14-Oct-10 | 1 | Approve Merger Agreement | Management | Yes | For | For |
461 | Pactiv Corporation | PTV | 695257105 | 14-Oct-10 | 2 | Adjourn Meeting | Management | Yes | For | For |
462 | Phillips-Van Heusen Corporation | PVH | 718592108 | 26-Apr-11 | 1.1 | Elect Director Mary Baglivo | Management | Yes | For | For |
463 | Phillips-Van Heusen Corporation | PVH | 718592108 | 26-Apr-11 | 1.2 | Elect Director Emanuel Chirico | Management | Yes | For | For |
464 | Phillips-Van Heusen Corporation | PVH | 718592108 | 26-Apr-11 | 1.3 | Elect Director Juan Figuereo | Management | Yes | For | For |
465 | Phillips-Van Heusen Corporation | PVH | 718592108 | 26-Apr-11 | 1.4 | Elect Director Joseph B. Fuller | Management | Yes | For | For |
466 | Phillips-Van Heusen Corporation | PVH | 718592108 | 26-Apr-11 | 1.5 | Elect Director Fred Gehring | Management | Yes | For | For |
467 | Phillips-Van Heusen Corporation | PVH | 718592108 | 26-Apr-11 | 1.6 | Elect Director Margaret L. Jenkins | Management | Yes | For | For |
468 | Phillips-Van Heusen Corporation | PVH | 718592108 | 26-Apr-11 | 1.7 | Elect Director David Landau | Management | Yes | For | For |
469 | Phillips-Van Heusen Corporation | PVH | 718592108 | 26-Apr-11 | 1.8 | Elect Director Bruce Maggin | Management | Yes | For | For |
470 | Phillips-Van Heusen Corporation | PVH | 718592108 | 26-Apr-11 | 1.9 | Elect Director V. James Marino | Management | Yes | For | For |
471 | Phillips-Van Heusen Corporation | PVH | 718592108 | 26-Apr-11 | 1.10 | Elect Director Henry Nasella | Management | Yes | For | For |
472 | Phillips-Van Heusen Corporation | PVH | 718592108 | 26-Apr-11 | 1.11 | Elect Director Rita M. Rodriguez | Management | Yes | For | For |
473 | Phillips-Van Heusen Corporation | PVH | 718592108 | 26-Apr-11 | 1.12 | Elect Director Craig Rydin | Management | Yes | For | For |
474 | Phillips-Van Heusen Corporation | PVH | 718592108 | 26-Apr-11 | 1.13 | Elect Director Christian Stahl | Management | Yes | For | For |
475 | Phillips-Van Heusen Corporation | PVH | 718592108 | 26-Apr-11 | 2 | Change Company Name | Management | Yes | For | For |
476 | Phillips-Van Heusen Corporation | PVH | 718592108 | 26-Apr-11 | 3 | Amend Omnibus Stock Plan | Management | Yes | For | For |
477 | Phillips-Van Heusen Corporation | PVH | 718592108 | 26-Apr-11 | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
478 | Phillips-Van Heusen Corporation | PVH | 718592108 | 26-Apr-11 | 5 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For |
479 | Phillips-Van Heusen Corporation | PVH | 718592108 | 26-Apr-11 | 6 | Ratify Auditors | Management | Yes | For | For |
480 | Pioneer Natural Resources Company | PXD | 723787107 | 21-Mar-11 | 1.1 | Elect Director Edison C. Buchanan | Management | Yes | For | For |
481 | Pioneer Natural Resources Company | PXD | 723787107 | 21-Mar-11 | 1.2 | Elect Director R. Hartwell Gardner | Management | Yes | For | For |
482 | Pioneer Natural Resources Company | PXD | 723787107 | 21-Mar-11 | 1.3 | Elect Director Jim A. Watson | Management | Yes | For | For |
483 | Pioneer Natural Resources Company | PXD | 723787107 | 21-Mar-11 | 2 | Ratify Auditors | Management | Yes | For | For |
484 | Pioneer Natural Resources Company | PXD | 723787107 | 21-Mar-11 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
485 | Pioneer Natural Resources Company | PXD | 723787107 | 21-Mar-11 | 4 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For |
486 | Pioneer Natural Resources Company | PXD | 723787107 | 21-Mar-11 | 5 | Require a Majority Vote for the Election of Directors | Management | Yes | Against | Against |
487 | Pioneer Natural Resources Company | PXD | 723787107 | 21-Mar-11 | 6 | Declassify the Board of Directors | Management | Yes | For | For |
488 | Polycom, Inc. | PLCM | 73172K104 | 01-Apr-11 | 1.1 | Elect Director Andrew M. Miller | Management | Yes | For | For |
489 | Polycom, Inc. | PLCM | 73172K104 | 01-Apr-11 | 1.2 | Elect Director Betsy S. Atkins | Management | Yes | For | For |
490 | Polycom, Inc. | PLCM | 73172K104 | 01-Apr-11 | 1.3 | Elect Director David G. Dewalt | Management | Yes | For | For |
491 | Polycom, Inc. | PLCM | 73172K104 | 01-Apr-11 | 1.4 | Elect Director John A. Kelley, Jr. | Management | Yes | For | For |
492 | Polycom, Inc. | PLCM | 73172K104 | 01-Apr-11 | 1.5 | Elect Director D. Scott Mercer | Management | Yes | For | For |
493 | Polycom, Inc. | PLCM | 73172K104 | 01-Apr-11 | 1.6 | Elect Director William A. Owens | Management | Yes | For | For |
494 | Polycom, Inc. | PLCM | 73172K104 | 01-Apr-11 | 1.7 | Elect Director Kevin T. Parker | Management | Yes | For | For |
495 | Polycom, Inc. | PLCM | 73172K104 | 01-Apr-11 | 2 | Increase Authorized Common Stock | Management | Yes | For | For |
496 | Polycom, Inc. | PLCM | 73172K104 | 01-Apr-11 | 3 | Approve Omnibus Stock Plan | Management | Yes | For | For |
497 | Polycom, Inc. | PLCM | 73172K104 | 01-Apr-11 | 4 | Amend Qualified Employee Stock Purchase Plan | Management | Yes | For | For |
498 | Polycom, Inc. | PLCM | 73172K104 | 01-Apr-11 | 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
499 | Polycom, Inc. | PLCM | 73172K104 | 01-Apr-11 | 6 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | Against |
500 | Polycom, Inc. | PLCM | 73172K104 | 01-Apr-11 | 7 | Ratify Auditors | Management | Yes | For | For |
501 | Ralcorp Holdings, Inc. | RAH | 751028101 | 15-Nov-10 | 1.1 | Elect Director Benjamin Ola. Akande | Management | Yes | For | For |
502 | Ralcorp Holdings, Inc. | RAH | 751028101 | 15-Nov-10 | 1.2 | Elect Director Jonathan E. Baum | Management | Yes | For | For |
503 | Ralcorp Holdings, Inc. | RAH | 751028101 | 15-Nov-10 | 1.3 | Elect Director Kevin J. Hunt | Management | Yes | For | For |
504 | Ralcorp Holdings, Inc. | RAH | 751028101 | 15-Nov-10 | 1.4 | Elect Director David W. Kemper | Management | Yes | For | For |
505 | Ralcorp Holdings, Inc. | RAH | 751028101 | 15-Nov-10 | 1.5 | Elect Director David R. Wenzel | Management | Yes | For | For |
506 | Ralcorp Holdings, Inc. | RAH | 751028101 | 15-Nov-10 | 2 | Ratify Auditors | Management | Yes | For | For |
507 | Reinsurance Group of America, Incorporated | RGA | 759351604 | 15-Mar-11 | 1.1 | Elect Director John F. Danahy | Management | Yes | For | For |
508 | Reinsurance Group of America, Incorporated | RGA | 759351604 | 15-Mar-11 | 1.2 | Elect Director Arnoud W.A. Boot | Management | Yes | For | For |
509 | Reinsurance Group of America, Incorporated | RGA | 759351604 | 15-Mar-11 | 1.3 | Elect Director J. Cliff Eason | Management | Yes | For | For |
510 | Reinsurance Group of America, Incorporated | RGA | 759351604 | 15-Mar-11 | 2 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For |
511 | Reinsurance Group of America, Incorporated | RGA | 759351604 | 15-Mar-11 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
512 | Reinsurance Group of America, Incorporated | RGA | 759351604 | 15-Mar-11 | 4 | Amend Omnibus Stock Plan | Management | Yes | For | For |
513 | Reinsurance Group of America, Incorporated | RGA | 759351604 | 15-Mar-11 | 5 | Ratify Auditors | Management | Yes | For | For |
514 | Skyworks Solutions, Inc. | SWKS | 83088M102 | 23-Mar-11 | 1 | Declassify the Board of Directors | Management | No | abstain | abstain |
515 | Skyworks Solutions, Inc. | SWKS | 83088M102 | 23-Mar-11 | 2.1 | Elect Director David J. McLachlan | Management | No | abstain | abstain |
516 | Skyworks Solutions, Inc. | SWKS | 83088M102 | 23-Mar-11 | 2.2 | Elect Director David J. Aldrich | Management | No | abstain | abstain |
517 | Skyworks Solutions, Inc. | SWKS | 83088M102 | 23-Mar-11 | 2.3 | Elect Director Kevin L. Beebe | Management | No | abstain | abstain |
518 | Skyworks Solutions, Inc. | SWKS | 83088M102 | 23-Mar-11 | 2.4 | Elect Director Moiz M. Beguwala | Management | No | abstain | abstain |
519 | Skyworks Solutions, Inc. | SWKS | 83088M102 | 23-Mar-11 | 2.5 | Elect Director Timothy R. Furey | Management | No | abstain | abstain |
520 | Skyworks Solutions, Inc. | SWKS | 83088M102 | 23-Mar-11 | 2.6 | Elect Director Balakrishnan S. Iyer | Management | No | abstain | abstain |
521 | Skyworks Solutions, Inc. | SWKS | 83088M102 | 23-Mar-11 | 2.7 | Elect Director Thomas C. Leonard | Management | No | abstain | abstain |
522 | Skyworks Solutions, Inc. | SWKS | 83088M102 | 23-Mar-11 | 2.8 | Elect Director David P. McGlade | Management | No | abstain | abstain |
523 | Skyworks Solutions, Inc. | SWKS | 83088M102 | 23-Mar-11 | 2.9 | Elect Director Robert A. Schriesheim | Management | No | abstain | abstain |
524 | Skyworks Solutions, Inc. | SWKS | 83088M102 | 23-Mar-11 | 3.1 | Elect Director David J. Aldrich | Management | No | abstain | abstain |
525 | Skyworks Solutions, Inc. | SWKS | 83088M102 | 23-Mar-11 | 3.2 | Elect Director Moiz M. Beguwala | Management | No | abstain | abstain |
526 | Skyworks Solutions, Inc. | SWKS | 83088M102 | 23-Mar-11 | 3.3 | Elect Director David P. McGlade | Management | No | abstain | abstain |
527 | Skyworks Solutions, Inc. | SWKS | 83088M102 | 23-Mar-11 | 4 | Amend Omnibus Stock Plan | Management | No | abstain | abstain |
528 | Skyworks Solutions, Inc. | SWKS | 83088M102 | 23-Mar-11 | 5 | Amend Non-Employee Director Omnibus Stock Plan | Management | No | abstain | abstain |
529 | Skyworks Solutions, Inc. | SWKS | 83088M102 | 23-Mar-11 | 6 | Amend Qualified Employee Stock Purchase Plan | Management | No | abstain | abstain |
530 | Skyworks Solutions, Inc. | SWKS | 83088M102 | 23-Mar-11 | 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | No | abstain | abstain |
531 | Skyworks Solutions, Inc. | SWKS | 83088M102 | 23-Mar-11 | 8 | Advisory Vote on Say on Pay Frequency | Management | No | abstain | abstain |
532 | Skyworks Solutions, Inc. | SWKS | 83088M102 | 23-Mar-11 | 9 | Ratify Auditors | Management | No | abstain | abstain |
533 | SPX Corporation | SPW | 784635104 | 11-Mar-11 | 1 | Elect Director J. Kermit Campbell | Management | Yes | For | For |
534 | SPX Corporation | SPW | 784635104 | 11-Mar-11 | 2 | Elect Director Emerson U. Fullwood | Management | Yes | For | For |
535 | SPX Corporation | SPW | 784635104 | 11-Mar-11 | 3 | Elect Director Michael J. Mancuso | Management | Yes | For | For |
536 | SPX Corporation | SPW | 784635104 | 11-Mar-11 | 4 | Elect Director Terry S. Lisenby | Management | Yes | For | For |
537 | SPX Corporation | SPW | 784635104 | 11-Mar-11 | 5 | Amend Omnibus Stock Plan | Management | Yes | For | For |
538 | SPX Corporation | SPW | 784635104 | 11-Mar-11 | 6 | Amend Executive Incentive Bonus Plan | Management | Yes | For | For |
539 | SPX Corporation | SPW | 784635104 | 11-Mar-11 | 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
540 | SPX Corporation | SPW | 784635104 | 11-Mar-11 | 8 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For |
541 | SPX Corporation | SPW | 784635104 | 11-Mar-11 | 9 | Ratify Auditors | Management | Yes | For | For |
542 | Superior Energy Services, Inc. | SPN | 868157108 | 31-Mar-11 | 1.1 | Elect Director Harold J. Bouillion | Management | Yes | For | For |
543 | Superior Energy Services, Inc. | SPN | 868157108 | 31-Mar-11 | 1.2 | Elect Director Enoch L. Dawkins | Management | Yes | For | For |
544 | Superior Energy Services, Inc. | SPN | 868157108 | 31-Mar-11 | 1.3 | Elect Director David D. Dunlap | Management | Yes | For | For |
545 | Superior Energy Services, Inc. | SPN | 868157108 | 31-Mar-11 | 1.4 | Elect Director James M. Funk | Management | Yes | For | For |
546 | Superior Energy Services, Inc. | SPN | 868157108 | 31-Mar-11 | 1.5 | Elect Director Terence E. Hall | Management | Yes | For | For |
547 | Superior Energy Services, Inc. | SPN | 868157108 | 31-Mar-11 | 1.6 | Elect Director Ernest E. Howard, III | Management | Yes | For | For |
548 | Superior Energy Services, Inc. | SPN | 868157108 | 31-Mar-11 | 1.7 | Elect Director Justin L. Sullivan | Management | Yes | For | For |
549 | Superior Energy Services, Inc. | SPN | 868157108 | 31-Mar-11 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
550 | Superior Energy Services, Inc. | SPN | 868157108 | 31-Mar-11 | 3 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For |
551 | Superior Energy Services, Inc. | SPN | 868157108 | 31-Mar-11 | 4 | Ratify Auditors | Management | Yes | For | For |
552 | Superior Energy Services, Inc. | SPN | 868157108 | 31-Mar-11 | 5 | Approve Omnibus Stock Plan | Management | Yes | For | For |
553 | Swift Transportation Company | SWFT | 87074U101 | 12-Apr-11 | 1.1 | Elect Director William Post | Management | Yes | For | For |
554 | Swift Transportation Company | SWFT | 87074U101 | 12-Apr-11 | 1.2 | Elect Director Jerry Moyes | Management | Yes | For | For |
555 | Swift Transportation Company | SWFT | 87074U101 | 12-Apr-11 | 1.3 | Elect Director Richard Dozer | Management | Yes | For | For |
556 | Swift Transportation Company | SWFT | 87074U101 | 12-Apr-11 | 1.4 | Elect Director David Vander Ploeg | Management | Yes | For | For |
557 | Swift Transportation Company | SWFT | 87074U101 | 12-Apr-11 | 1.5 | Elect Director Glenn Brown | Management | Yes | For | For |
558 | Swift Transportation Company | SWFT | 87074U101 | 12-Apr-11 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
559 | Swift Transportation Company | SWFT | 87074U101 | 12-Apr-11 | 3 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For |
560 | Swift Transportation Company | SWFT | 87074U101 | 12-Apr-11 | 4 | Ratify Auditors | Management | Yes | For | For |
561 | Tenneco Inc. | TEN | 880349105 | 21-Mar-11 | 1 | Elect Director Charles W. Cramb | Management | Yes | For | For |
562 | Tenneco Inc. | TEN | 880349105 | 21-Mar-11 | 2 | Elect Director Dennis J. Letham | Management | Yes | For | For |
563 | Tenneco Inc. | TEN | 880349105 | 21-Mar-11 | 3 | Elect Director Hari N. Nair | Management | Yes | For | For |
564 | Tenneco Inc. | TEN | 880349105 | 21-Mar-11 | 4 | Elect Director Roger B. Porter | Management | Yes | For | For |
565 | Tenneco Inc. | TEN | 880349105 | 21-Mar-11 | 5 | Elect Director David B. Price, Jr. | Management | Yes | For | For |
566 | Tenneco Inc. | TEN | 880349105 | 21-Mar-11 | 6 | Elect Director Gregg M. Sherrill | Management | Yes | For | For |
567 | Tenneco Inc. | TEN | 880349105 | 21-Mar-11 | 7 | Elect Director Paul T. Stecko | Management | Yes | For | For |
568 | Tenneco Inc. | TEN | 880349105 | 21-Mar-11 | 8 | Elect Director Mitsunobu Takeuchi | Management | Yes | For | For |
569 | Tenneco Inc. | TEN | 880349105 | 21-Mar-11 | 9 | Elect Director Jane L. Warner | Management | Yes | For | For |
570 | Tenneco Inc. | TEN | 880349105 | 21-Mar-11 | 10 | Ratify Auditors | Management | Yes | For | For |
571 | Tenneco Inc. | TEN | 880349105 | 21-Mar-11 | 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
572 | Tenneco Inc. | TEN | 880349105 | 21-Mar-11 | 12 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For |
573 | The J. M. Smucker Company | SJM | 832696405 | 23-Jun-10 | 1 | Elect Director Kathryn W. Dindo | Management | Yes | For | For |
574 | The J. M. Smucker Company | SJM | 832696405 | 23-Jun-10 | 2 | Elect Director Richard K. Smucker | Management | Yes | For | For |
575 | The J. M. Smucker Company | SJM | 832696405 | 23-Jun-10 | 3 | Elect Director William H. Steinbrink | Management | Yes | For | For |
576 | The J. M. Smucker Company | SJM | 832696405 | 23-Jun-10 | 4 | Elect Director Paul Smucker Wagstaff | Management | Yes | For | For |
577 | The J. M. Smucker Company | SJM | 832696405 | 23-Jun-10 | 5 | Ratify Auditors | Management | Yes | For | For |
578 | The J. M. Smucker Company | SJM | 832696405 | 23-Jun-10 | 6 | Approve Omnibus Stock Plan | Management | Yes | For | For |
579 | Towers Watson & Co. | TW | 891894107 | 23-Jul-10 | 1 | Amend Certificate of Incorporation to Eliminate Five Percent Share Conversion Provision | Management | Yes | For | For |
580 | Towers Watson & Co. | TW | 891894107 | 23-Sep-10 | 1 | Elect Director John J. Gabarro | Management | Yes | For | For |
581 | Towers Watson & Co. | TW | 891894107 | 23-Sep-10 | 2 | Elect Director Victor F. Ganzi | Management | Yes | For | For |
582 | Towers Watson & Co. | TW | 891894107 | 23-Sep-10 | 3 | Elect Director John J. Haley | Management | Yes | For | For |
583 | Towers Watson & Co. | TW | 891894107 | 23-Sep-10 | 4 | Elect Director Mark V. Mactas | Management | Yes | For | For |
584 | Towers Watson & Co. | TW | 891894107 | 23-Sep-10 | 5 | Elect Director Mark Maselli | Management | Yes | For | For |
585 | Towers Watson & Co. | TW | 891894107 | 23-Sep-10 | 6 | Elect Director Gail E. McKee | Management | Yes | For | For |
586 | Towers Watson & Co. | TW | 891894107 | 23-Sep-10 | 7 | Elect Director Brendan R. O'Neill | Management | Yes | For | For |
587 | Towers Watson & Co. | TW | 891894107 | 23-Sep-10 | 8 | Elect Director Linda D. Rabbitt | Management | Yes | For | For |
588 | Towers Watson & Co. | TW | 891894107 | 23-Sep-10 | 9 | Elect Director Gilbert T. Ray | Management | Yes | For | For |
589 | Towers Watson & Co. | TW | 891894107 | 23-Sep-10 | 10 | Elect Director Paul Thomas | Management | Yes | For | For |
590 | Towers Watson & Co. | TW | 891894107 | 23-Sep-10 | 11 | Elect Director Wilhelm Zeller | Management | Yes | For | For |
591 | Towers Watson & Co. | TW | 891894107 | 23-Sep-10 | 12 | Ratify Auditors | Management | Yes | For | For |
592 | Valeant Pharmaceuticals International Inc | VRX | 91911K102 | 04-Apr-11 | 1.1 | Elect Robert A. Ingram as Director | Management | Yes | For | For |
593 | Valeant Pharmaceuticals International Inc | VRX | 91911K102 | 04-Apr-11 | 1.2 | Elect Theo Melas-Kyriazi as Director | Management | Yes | For | For |
594 | Valeant Pharmaceuticals International Inc | VRX | 91911K102 | 04-Apr-11 | 1.3 | Elect G. Mason Morfit as Director | Management | Yes | For | For |
595 | Valeant Pharmaceuticals International Inc | VRX | 91911K102 | 04-Apr-11 | 1.4 | Elect Laurence E. Paul as Director | Management | Yes | For | For |
596 | Valeant Pharmaceuticals International Inc | VRX | 91911K102 | 04-Apr-11 | 1.5 | Elect J. Michael Pearson as Director | Management | Yes | For | For |
597 | Valeant Pharmaceuticals International Inc | VRX | 91911K102 | 04-Apr-11 | 1.6 | Elect Robert N. Power as Director | Management | Yes | For | For |
598 | Valeant Pharmaceuticals International Inc | VRX | 91911K102 | 04-Apr-11 | 1.7 | Elect Norma A. Provencio as Director | Management | Yes | For | For |
599 | Valeant Pharmaceuticals International Inc | VRX | 91911K102 | 04-Apr-11 | 1.8 | Elect Lloyd M. Segal as Director | Management | Yes | For | For |
600 | Valeant Pharmaceuticals International Inc | VRX | 91911K102 | 04-Apr-11 | 1.9 | Elect Katharine Stevenson as Director | Management | Yes | For | For |
601 | Valeant Pharmaceuticals International Inc | VRX | 91911K102 | 04-Apr-11 | 1.10 | Elect Michael R. Van Every as Director | Management | Yes | For | For |
602 | Valeant Pharmaceuticals International Inc | VRX | 91911K102 | 04-Apr-11 | 2 | Advisory Vote on Executive Compensation Approach | Management | Yes | For | For |
603 | Valeant Pharmaceuticals International Inc | VRX | 91911K102 | 04-Apr-11 | 3 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For |
604 | Valeant Pharmaceuticals International Inc | VRX | 91911K102 | 04-Apr-11 | 4 | Approve Omnibus Stock Plan | Management | Yes | For | For |
605 | Valeant Pharmaceuticals International Inc | VRX | 91911K102 | 04-Apr-11 | 5 | Amend Omnibus Stock Plan | Management | Yes | For | For |
606 | Valeant Pharmaceuticals International Inc | VRX | 91911K102 | 04-Apr-11 | 6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For |
607 | VF Corporation | VFC | 918204108 | 02-Mar-11 | 1.1 | Elect Director Juan Ernesto de Bedout | Management | Yes | For | For |
608 | VF Corporation | VFC | 918204108 | 02-Mar-11 | 1.2 | Elect Director Ursula O. Fairbairn | Management | Yes | For | For |
609 | VF Corporation | VFC | 918204108 | 02-Mar-11 | 1.3 | Elect Director Eric C Wiseman | Management | Yes | For | For |
610 | VF Corporation | VFC | 918204108 | 02-Mar-11 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
611 | VF Corporation | VFC | 918204108 | 02-Mar-11 | 3 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | Against |
612 | VF Corporation | VFC | 918204108 | 02-Mar-11 | 4 | Adopt Majority Voting for Uncontested Election of Directors | Management | Yes | For | For |
613 | VF Corporation | VFC | 918204108 | 02-Mar-11 | 5 | Ratify Auditors | Management | Yes | For | For |
614 | WABCO Holdings Inc. | WBC | 92927K102 | 05-Apr-11 | 1.1 | Elect Director G. Peter D'Aloia | Management | Yes | For | For |
615 | WABCO Holdings Inc. | WBC | 92927K102 | 05-Apr-11 | 1.2 | Elect Director Juergen W. Gromer | Management | Yes | For | For |
616 | WABCO Holdings Inc. | WBC | 92927K102 | 05-Apr-11 | 2 | Ratify Auditors | Management | Yes | For | For |
617 | WABCO Holdings Inc. | WBC | 92927K102 | 05-Apr-11 | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
618 | WABCO Holdings Inc. | WBC | 92927K102 | 05-Apr-11 | 4 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For |
619 | Walter Energy, Inc. | WLT | 93317Q105 | 02-Mar-11 | 1.1 | Elect Director Howard L. Clark, Jr. | Management | Yes | For | For |
620 | Walter Energy, Inc. | WLT | 93317Q105 | 02-Mar-11 | 1.2 | Elect Director Jerry W. Kolb | Management | Yes | For | For |
621 | Walter Energy, Inc. | WLT | 93317Q105 | 02-Mar-11 | 1.3 | Elect Director Patrick A. Kriegshauser | Management | Yes | For | For |
622 | Walter Energy, Inc. | WLT | 93317Q105 | 02-Mar-11 | 1.4 | Elect Director Joseph B. Leonard | Management | Yes | For | For |
623 | Walter Energy, Inc. | WLT | 93317Q105 | 02-Mar-11 | 1.5 | Elect Director Bernard G. Rethore | Management | Yes | For | For |
624 | Walter Energy, Inc. | WLT | 93317Q105 | 02-Mar-11 | 1.6 | Elect Director Michael T. Tokarz | Management | Yes | For | For |
625 | Walter Energy, Inc. | WLT | 93317Q105 | 02-Mar-11 | 1.7 | Elect Director A.J. Wagner | Management | Yes | For | For |
626 | Walter Energy, Inc. | WLT | 93317Q105 | 02-Mar-11 | 1.8 | Elect Director David R. Beatty | Management | Yes | For | For |
627 | Walter Energy, Inc. | WLT | 93317Q105 | 02-Mar-11 | 1.9 | Elect Director Keith Calder | Management | Yes | For | For |
628 | Walter Energy, Inc. | WLT | 93317Q105 | 02-Mar-11 | 1.10 | Elect Director Graham Mascall | Management | Yes | For | For |
629 | Walter Energy, Inc. | WLT | 93317Q105 | 02-Mar-11 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
630 | Walter Energy, Inc. | WLT | 93317Q105 | 02-Mar-11 | 3 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | Against |
631 | Walter Energy, Inc. | WLT | 93317Q105 | 02-Mar-11 | 4 | Ratify Auditors | Management | Yes | For | For |
632 | WESCO International, Inc. | WCC | 95082P105 | 30-Mar-11 | 1.1 | Elect Director George L. Miles Jr. | Management | Yes | For | For |
633 | WESCO International, Inc. | WCC | 95082P105 | 30-Mar-11 | 1.2 | Elect Director John K. Morgan | Management | Yes | For | For |
634 | WESCO International, Inc. | WCC | 95082P105 | 30-Mar-11 | 1.3 | Elect Director James L. Singleton | Management | Yes | For | For |
635 | WESCO International, Inc. | WCC | 95082P105 | 30-Mar-11 | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
636 | WESCO International, Inc. | WCC | 95082P105 | 30-Mar-11 | 3 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For |
637 | WESCO International, Inc. | WCC | 95082P105 | 30-Mar-11 | 4 | Ratify Auditors | Management | Yes | For | For |
638 | Willis Group Holdings Public Limited Company | WSH | G96666105 | 01-Mar-11 | 1.1 | Elect William W. Bradley as Director | Management | Yes | For | For |
639 | Willis Group Holdings Public Limited Company | WSH | G96666105 | 01-Mar-11 | 1.2 | Elect Joseph A. Califano as Director | Management | Yes | For | For |
640 | Willis Group Holdings Public Limited Company | WSH | G96666105 | 01-Mar-11 | 1.3 | Elect Anna C. Catalano as Director | Management | Yes | For | For |
641 | Willis Group Holdings Public Limited Company | WSH | G96666105 | 01-Mar-11 | 1.4 | Elect Sir Roy Gardner as Director | Management | Yes | For | For |
642 | Willis Group Holdings Public Limited Company | WSH | G96666105 | 01-Mar-11 | 1.5 | Elect Sir Jeremy Hanley as Director | Management | Yes | For | For |
643 | Willis Group Holdings Public Limited Company | WSH | G96666105 | 01-Mar-11 | 1.6 | Elect Robyn S. Kravit as Director | Management | Yes | For | For |
644 | Willis Group Holdings Public Limited Company | WSH | G96666105 | 01-Mar-11 | 1.7 | Elect Jeffrey B. Lane as Director | Management | Yes | For | For |
645 | Willis Group Holdings Public Limited Company | WSH | G96666105 | 01-Mar-11 | 1.8 | Elect Wendy E. Lane as Director | Management | Yes | For | For |
646 | Willis Group Holdings Public Limited Company | WSH | G96666105 | 01-Mar-11 | 1.9 | Elect James F. McCann as Director | Management | Yes | For | For |
647 | Willis Group Holdings Public Limited Company | WSH | G96666105 | 01-Mar-11 | 1.10 | Elect Joseph J. Plumeri as Director | Management | Yes | For | For |
648 | Willis Group Holdings Public Limited Company | WSH | G96666105 | 01-Mar-11 | 1.11 | Elect Douglas B. Roberts as Director | Management | Yes | For | For |
649 | Willis Group Holdings Public Limited Company | WSH | G96666105 | 01-Mar-11 | 1.12 | Elect Director Michael J. Somers | Management | Yes | For | For |
650 | Willis Group Holdings Public Limited Company | WSH | G96666105 | 01-Mar-11 | 2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For |
651 | Willis Group Holdings Public Limited Company | WSH | G96666105 | 01-Mar-11 | 3 | Authorize Directed Share Repurchase Program | Management | Yes | For | For |
652 | Willis Group Holdings Public Limited Company | WSH | G96666105 | 01-Mar-11 | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
653 | Willis Group Holdings Public Limited Company | WSH | G96666105 | 01-Mar-11 | 5 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | Against |
654 | XL Group plc | XL | G98290102 | 03-Mar-11 | 1 | Elect Herbert N. Haag as Director | Management | Yes | For | For |
655 | XL Group plc | XL | G98290102 | 03-Mar-11 | 2 | Elect Michael S. McGavick as Director | Management | Yes | For | For |
656 | XL Group plc | XL | G98290102 | 03-Mar-11 | 3 | Elect Ellen E. Thrower as Director | Management | Yes | For | For |
657 | XL Group plc | XL | G98290102 | 03-Mar-11 | 4 | Elect John M. Vereker as Director | Management | Yes | For | For |
658 | XL Group plc | XL | G98290102 | 03-Mar-11 | 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For |
659 | XL Group plc | XL | G98290102 | 03-Mar-11 | 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
660 | XL Group plc | XL | G98290102 | 03-Mar-11 | 7 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For |
661 | XL Group plc | XL | G98290102 | 03-Mar-11 | 8 | Amend Omnibus Stock Plan | Management | Yes | For | For |
| | | | | | | | | |
Saratoga Advantage Trust: Health & Biotechnology Portfolio Item 1, Exhibit J | | | | |
Investment Company Act file number: 811-08542 | | | | |
Reporting Period: July 1, 2010 through June 30, 2011 | | | | |
| | | | | | | | | |
ITEM 1- PROXY VOTING RECORD |
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type (by issuer or shareholder) | (g) Voted | (h) How was vote cast (for or against proposal, or abstain; for or withhold regarding election of directors) | (i) Was Vote For or Against Management |
1 | inVentiv Health, Inc. | VTIV | 46122E105 | 7/21/2010 | Approve Merger Agreement | Management | Yes | For | For |
2 | inVentiv Health, Inc. | VTIV | 46122E105 | 7/21/2010 | Adjourn Meeting | Management | Yes | For | For |
3 | McKesson Corporation | MCK | 58155Q103 | 7/28/2010 | Elect Director Andy D. Bryant | Management | Yes | For | For |
4 | McKesson Corporation | MCK | 58155Q103 | 7/28/2010 | Elect Director Wayne A. Budd | Management | Yes | For | For |
5 | McKesson Corporation | MCK | 58155Q103 | 7/28/2010 | Elect Director John H. Hammergren | Management | Yes | For | For |
6 | McKesson Corporation | MCK | 58155Q103 | 7/28/2010 | Elect Director Alton F. Irby III | Management | Yes | Against | Against |
7 | McKesson Corporation | MCK | 58155Q103 | 7/28/2010 | Elect Director M. Christine Jacobs | Management | Yes | Against | Against |
8 | McKesson Corporation | MCK | 58155Q103 | 7/28/2010 | Elect Director Marie L. Knowles | Management | Yes | For | For |
9 | McKesson Corporation | MCK | 58155Q103 | 7/28/2010 | Elect Director David M. Lawrence | Management | Yes | Against | Against |
10 | McKesson Corporation | MCK | 58155Q103 | 7/28/2010 | Elect Director Edward A. Mueller | Management | Yes | Against | Against |
11 | McKesson Corporation | MCK | 58155Q103 | 7/28/2010 | Elect Director Jane E. Shaw | Management | Yes | For | For |
12 | McKesson Corporation | MCK | 58155Q103 | 7/28/2010 | Amend Omnibus Stock Plan | Management | Yes | For | For |
13 | McKesson Corporation | MCK | 58155Q103 | 7/28/2010 | Amend Executive Incentive Bonus Plan | Management | Yes | For | For |
14 | McKesson Corporation | MCK | 58155Q103 | 7/28/2010 | Ratify Auditors | Management | Yes | For | For |
15 | McKesson Corporation | MCK | 58155Q103 | 7/28/2010 | Stock Retention/Holding Period | Share Holder | Yes | For | Against |
16 | McKesson Corporation | MCK | 58155Q103 | 7/28/2010 | Report on Pay Disparity | Share Holder | Yes | Against | For |
17 | Medtronic, Inc. | MDT | 585055106 | 8/25/2010 | Elect Director Richard H. Anderson | Management | Yes | For | For |
18 | Medtronic, Inc. | MDT | 585055106 | 8/25/2010 | Elect Director David L. Calhoun | Management | Yes | For | For |
19 | Medtronic, Inc. | MDT | 585055106 | 8/25/2010 | Elect Director Victor J. Dzau | Management | Yes | For | For |
20 | Medtronic, Inc. | MDT | 585055106 | 8/25/2010 | Elect Director William A. Hawkins | Management | Yes | For | For |
21 | Medtronic, Inc. | MDT | 585055106 | 8/25/2010 | Elect Director Shirley A. Jackson | Management | Yes | For | For |
22 | Medtronic, Inc. | MDT | 585055106 | 8/25/2010 | Elect Director James T. Lenehan | Management | Yes | For | For |
23 | Medtronic, Inc. | MDT | 585055106 | 8/25/2010 | Elect Director Denise M. O'Leary | Management | Yes | For | For |
24 | Medtronic, Inc. | MDT | 585055106 | 8/25/2010 | Elect Director Kendall J. Powell | Management | Yes | For | For |
25 | Medtronic, Inc. | MDT | 585055106 | 8/25/2010 | Elect Director Robert C. Pozen | Management | Yes | For | For |
26 | Medtronic, Inc. | MDT | 585055106 | 8/25/2010 | Elect Director Jean-Pierre Rosso | Management | Yes | For | For |
27 | Medtronic, Inc. | MDT | 585055106 | 8/25/2010 | Elect Director Jack W. Schuler | Management | Yes | For | For |
28 | Medtronic, Inc. | MDT | 585055106 | 8/25/2010 | Ratify Auditors | Management | Yes | For | For |
29 | Techne Corporation | TECH | 878377100 | 10/28/2010 | Elect Director Thomas E. Oland | Management | Yes | For | For |
| Techne Corporation | TECH | 878377100 | 10/28/2010 | Elect Director Roger C. Lucas Phd | Management | Yes | For | For |
| Techne Corporation | TECH | 878377100 | 10/28/2010 | Elect Director Howard V. O'connell | Management | Yes | For | For |
| Techne Corporation | TECH | 878377100 | 10/28/2010 | Elect Director Randolph C Steer Md Phd | Management | Yes | For | For |
| Techne Corporation | TECH | 878377100 | 10/28/2010 | Elect Director Robert V. Baumgartner | Management | Yes | For | For |
| Techne Corporation | TECH | 878377100 | 10/28/2010 | Elect Director Charles A. Dinarello Md | Management | Yes | For | For |
| Techne Corporation | TECH | 878377100 | 10/28/2010 | Elect Director Karen A. Holbrook, Phd | Management | Yes | For | For |
| Techne Corporation | TECH | 878377100 | 10/28/2010 | Elect Director John L. Higgins | Management | Yes | For | For |
| Techne Corporation | TECH | 878377100 | 10/28/2010 | Elect Director Roeland Nusse Phd | Management | Yes | Withhold | Against |
| Techne Corporation | TECH | 878377100 | 10/28/2010 | Fix Number of Directors at Nine | Management | Yes | For | For |
| Techne Corporation | TECH | 878377100 | 10/28/2010 | Approve Omnibus Stock Plan | Management | Yes | For | For |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/3/2010 | Elect Director Colleen F. Arnold | Management | Yes | For | For |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/3/2010 | Elect Director George S. Barrett | Management | Yes | For | For |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/3/2010 | Elect Director Glenn A. Britt | Management | Yes | For | For |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/3/2010 | Elect Director Carrie S. Cox | Management | Yes | For | For |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/3/2010 | Elect Director Calvin Darden | Management | Yes | For | For |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/3/2010 | Elect Director Bruce L. Downey | Management | Yes | For | For |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/3/2010 | Elect Director John F. Finn | Management | Yes | For | For |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/3/2010 | Elect Director Gregory B. Kenny | Management | Yes | For | For |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/3/2010 | Elect Director James J. Mongan | Management | Yes | For | For |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/3/2010 | Elect Director Richard C. Notebaert | Management | Yes | For | For |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/3/2010 | Elect Director David W. Raisbeck | Management | Yes | For | For |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/3/2010 | Elect Director Jean G. Spaulding | Management | Yes | For | For |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/3/2010 | Ratify Auditors | Management | Yes | For | For |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/3/2010 | Permit Board to Amend Bylaws Without Shareholder Consent | Management | Yes | For | For |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/3/2010 | Performance-Based Equity Awards | Share Holder | Yes | For | Against |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/3/2010 | Require Independent Board Chairman | Share Holder | Yes | Against | For |
| Cardinal Health, Inc. | CAH | 14149Y108 | 11/3/2010 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Share Holder | Yes | For | Against |
| CareFusion Corporation | CFN | 14170T101 | 11/3/2010 | Elect Director David L. Schlotterbeck | Management | Yes | For | For |
| CareFusion Corporation | CFN | 14170T101 | 11/3/2010 | Elect Director J. Michael Losh | Management | Yes | For | For |
| CareFusion Corporation | CFN | 14170T101 | 11/3/2010 | Elect Director Edward D. Miller | Management | Yes | For | For |
| CareFusion Corporation | CFN | 14170T101 | 11/3/2010 | Ratify Auditors | Management | Yes | For | For |
| CareFusion Corporation | CFN | 14170T101 | 11/3/2010 | Amend Omnibus Stock Plan | Management | Yes | For | For |
| CareFusion Corporation | CFN | 14170T101 | 11/3/2010 | Approve Executive Incentive Bonus Plan | Management | Yes | For | For |
| AmerisourceBergen Corporation | ABC | 03073E105 | 2/17/2011 | Elect Director Charles H. Cotros | Management | Yes | For | For |
| AmerisourceBergen Corporation | ABC | 03073E105 | 2/17/2011 | Elect Director Jane E. Henney | Management | Yes | For | For |
| AmerisourceBergen Corporation | ABC | 03073E105 | 2/17/2011 | Elect Director R. David Yost | Management | Yes | For | For |
| AmerisourceBergen Corporation | ABC | 03073E105 | 2/17/2011 | Ratify Auditors | Management | Yes | For | For |
| AmerisourceBergen Corporation | ABC | 03073E105 | 2/17/2011 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
| AmerisourceBergen Corporation | ABC | 03073E105 | 2/17/2011 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | Against |
| AmerisourceBergen Corporation | ABC | 03073E105 | 2/17/2011 | Declassify the Board of Directors | Management | Yes | For | For |
| AmerisourceBergen Corporation | ABC | 03073E105 | 2/17/2011 | Approve Qualified Employee Stock Purchase Plan | Management | Yes | For | For |
| Novartis AG | NOVN | 66987V109 | 2/22/2011 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For |
| Novartis AG | NOVN | 66987V109 | 2/22/2011 | Approve Discharge of Board and Senior Management | Management | Yes | For | For |
| Novartis AG | NOVN | 66987V109 | 2/22/2011 | Approve Allocation of Income and Dividends of CHF 2.20 per Share | Management | Yes | For | For |
| Novartis AG | NOVN | 66987V109 | 2/22/2011 | Approve Remuneration System | Management | Yes | Against | Against |
| Novartis AG | NOVN | 66987V109 | 2/22/2011 | Reelect Ann Fudge as Director | Management | Yes | For | For |
| Novartis AG | NOVN | 66987V109 | 2/22/2011 | Reelect Pierre Landolt as Director | Management | Yes | For | For |
| Novartis AG | NOVN | 66987V109 | 2/22/2011 | Reelect Ulrich Lehner as Director | Management | Yes | For | For |
| Novartis AG | NOVN | 66987V109 | 2/22/2011 | Elect Enrico Vanni as Director | Management | Yes | For | For |
| Novartis AG | NOVN | 66987V109 | 2/22/2011 | Ratify PricewaterhouseCoopers AG as Auditors | Management | Yes | For | For |
| Novartis AG | NOVN | 66987V109 | 2/22/2011 | Additional And/or Counter-proposals Presented At The Meeting | Management | Yes | Against | Against |
| Novartis AG | NOVN | 66987V109 | 4/8/2011 | Approve Merger Agreement with Alcon Inc. | Management | Yes | For | For |
| Novartis AG | NOVN | 66987V109 | 4/8/2011 | Approve Creation of CHF 54 Million Pool of Authorized Capital in Connection with Merger Agreement with Alcon Inc. | Management | Yes | For | For |
| Novartis AG | NOVN | 66987V109 | 4/8/2011 | Additional And/or Counter-proposals Presented At The Meeting | Management | Yes | Against | Against |
| Eli Lilly and Company | LLY | 532457108 | 4/18/2011 | Elect Director M.L. Eskew | Management | Yes | For | For |
| Eli Lilly and Company | LLY | 532457108 | 4/18/2011 | Elect Director A.G. Gilman | Management | Yes | For | For |
| Eli Lilly and Company | LLY | 532457108 | 4/18/2011 | Elect Director K.N. Horn | Management | Yes | For | For |
| Eli Lilly and Company | LLY | 532457108 | 4/18/2011 | Elect Director J.C. Lechleiter | Management | Yes | For | For |
| Eli Lilly and Company | LLY | 532457108 | 4/18/2011 | Ratify Auditors | Management | Yes | For | For |
| Eli Lilly and Company | LLY | 532457108 | 4/18/2011 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
| Eli Lilly and Company | LLY | 532457108 | 4/18/2011 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For |
| Eli Lilly and Company | LLY | 532457108 | 4/18/2011 | Declassify the Board of Directors | Management | Yes | For | For |
| Eli Lilly and Company | LLY | 532457108 | 4/18/2011 | Reduce Supermajority Vote Requirement | Management | Yes | For | For |
| Eli Lilly and Company | LLY | 532457108 | 4/18/2011 | Approve Executive Incentive Bonus Plan | Management | Yes | For | For |
| Molina Healthcare, Inc. | MOH | 60855R100 | 4/27/2011 | Elect Director J. Mario Molina | Management | Yes | For | For |
| Molina Healthcare, Inc. | MOH | 60855R100 | 4/27/2011 | Elect Director Steven J. Orlando | Management | Yes | For | For |
| Molina Healthcare, Inc. | MOH | 60855R100 | 4/27/2011 | Elect Director Ronna E. Romney | Management | Yes | For | For |
| Molina Healthcare, Inc. | MOH | 60855R100 | 4/27/2011 | Approve Omnibus Stock Plan | Management | Yes | Against | Against |
| Molina Healthcare, Inc. | MOH | 60855R100 | 4/27/2011 | Approve Qualified Employee Stock Purchase Plan | Management | Yes | For | For |
| Molina Healthcare, Inc. | MOH | 60855R100 | 4/27/2011 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
| Molina Healthcare, Inc. | MOH | 60855R100 | 4/27/2011 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | Against |
| Molina Healthcare, Inc. | MOH | 60855R100 | 4/27/2011 | Ratify Auditors | Management | Yes | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/28/2011 | Elect Director Mary Sue Coleman | Management | Yes | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/28/2011 | Elect Director James G. Cullen | Management | Yes | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/28/2011 | Elect Director Ian E.L. Davis | Management | Yes | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/28/2011 | Elect Director Michael M.e. Johns | Management | Yes | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/28/2011 | Elect Director Susan L. Lindquist | Management | Yes | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/28/2011 | Elect Director Anne M. Mulcahy | Management | Yes | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/28/2011 | Elect Director Leo F. Mullin | Management | Yes | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/28/2011 | Elect Director William D. Perez | Management | Yes | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/28/2011 | Elect Director Charles Prince | Management | Yes | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/28/2011 | Elect Director David Satcher | Management | Yes | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/28/2011 | Elect Director William C. Weldon | Management | Yes | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/28/2011 | Ratify Auditors | Management | Yes | For | For |
| Johnson & Johnson | JNJ | 478160104 | 4/28/2011 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | Against | Against |
| Johnson & Johnson | JNJ | 478160104 | 4/28/2011 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For |
| Johnson & Johnson | JNJ | 478160104 | 4/28/2011 | Adopt Policy to Restrain Pharmaceutical Price Increases | Share Holder | Yes | Against | For |
| Johnson & Johnson | JNJ | 478160104 | 4/28/2011 | Amend EEO Policy to Prohibit Discrimination Based on Applicant's Health Status | Share Holder | Yes | Against | For |
| Johnson & Johnson | JNJ | 478160104 | 4/28/2011 | Adopt Animal-Free Training Methods | Share Holder | Yes | Against | For |
| Pfizer Inc. | PFE | 717081103 | 4/28/2011 | Elect Director Dennis A. Ausiello | Management | Yes | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/28/2011 | Elect Director Michael S. Brown | Management | Yes | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/28/2011 | Elect Director M. Anthony Burns | Management | Yes | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/28/2011 | Elect Director W. Don Cornwell | Management | Yes | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/28/2011 | Elect Director Frances D. Fergusson | Management | Yes | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/28/2011 | Elect Director William H. Gray III | Management | Yes | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/28/2011 | Elect Director Constance J. Horner | Management | Yes | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/28/2011 | Elect Director James M. Kilts | Management | Yes | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/28/2011 | Elect Director George A. Lorch | Management | Yes | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/28/2011 | Elect Director John P. Mascotte | Management | Yes | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/28/2011 | Elect Director Suzanne Nora Johnson | Management | Yes | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/28/2011 | Elect Director Ian C. Read | Management | Yes | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/28/2011 | Elect Director Stephen W. Sanger | Management | Yes | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/28/2011 | Ratify Auditors | Management | Yes | For | For |
| Pfizer Inc. | PFE | 717081103 | 4/28/2011 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | Against | Against |
| Pfizer Inc. | PFE | 717081103 | 4/28/2011 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | Against |
| Pfizer Inc. | PFE | 717081103 | 4/28/2011 | Publish Political Contributions | Share Holder | Yes | Against | For |
| Pfizer Inc. | PFE | 717081103 | 4/28/2011 | Report on Public Policy Advocacy Process | Share Holder | Yes | Against | For |
| Pfizer Inc. | PFE | 717081103 | 4/28/2011 | Adopt Policy to Restrain Pharmaceutical Price Increases | Share Holder | Yes | Against | For |
| Pfizer Inc. | PFE | 717081103 | 4/28/2011 | Provide Right to Act by Written Consent | Share Holder | Yes | For | Against |
| Pfizer Inc. | PFE | 717081103 | 4/28/2011 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Share Holder | Yes | For | Against |
| Pfizer Inc. | PFE | 717081103 | 4/28/2011 | Report on Animal Testing and Plans for Reduction | Share Holder | Yes | Against | For |
| Baxter International Inc. | BAX | 071813109 | 5/3/2011 | Elect Director Wayne T. Hockmeyer | Management | Yes | For | For |
| Baxter International Inc. | BAX | 071813109 | 5/3/2011 | Elect Director Robert L. Parkinson, Jr. | Management | Yes | For | For |
| Baxter International Inc. | BAX | 071813109 | 5/3/2011 | Elect Director Thomas T. Stallkamp | Management | Yes | For | For |
| Baxter International Inc. | BAX | 071813109 | 5/3/2011 | Elect Director Albert P.L. Stroucken | Management | Yes | For | For |
| Baxter International Inc. | BAX | 071813109 | 5/3/2011 | Ratify Auditors | Management | Yes | For | For |
| Baxter International Inc. | BAX | 071813109 | 5/3/2011 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
| Baxter International Inc. | BAX | 071813109 | 5/3/2011 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | Against |
| Baxter International Inc. | BAX | 071813109 | 5/3/2011 | Approve Qualified Employee Stock Purchase Plan | Management | Yes | For | For |
| Baxter International Inc. | BAX | 071813109 | 5/3/2011 | Approve Omnibus Stock Plan | Management | Yes | For | For |
| Baxter International Inc. | BAX | 071813109 | 5/3/2011 | Amend Certificate of Incorporation to Declassify the Board and Reduce Supermajority Voting Requirement | Management | Yes | For | For |
| Affymetrix, Inc. | AFFX | 00826T108 | 5/5/2011 | Elect Director Stephen P.A. Fodor, Ph.D. | Management | Yes | For | For |
| Affymetrix, Inc. | AFFX | 00826T108 | 5/5/2011 | Elect Director Kevin M. King | Management | Yes | For | For |
| Affymetrix, Inc. | AFFX | 00826T108 | 5/5/2011 | Elect Director Nelson C. Chan | Management | Yes | For | For |
| Affymetrix, Inc. | AFFX | 00826T108 | 5/5/2011 | Elect Director John D. Diekman, Ph.D. | Management | Yes | For | For |
| Affymetrix, Inc. | AFFX | 00826T108 | 5/5/2011 | Elect Director Gary S. Guthart, Ph.D. | Management | Yes | For | For |
| Affymetrix, Inc. | AFFX | 00826T108 | 5/5/2011 | Elect Director Jami Dover Nachtsheim | Management | Yes | For | For |
| Affymetrix, Inc. | AFFX | 00826T108 | 5/5/2011 | Elect Director Robert H. Trice, Ph.D. | Management | Yes | For | For |
| Affymetrix, Inc. | AFFX | 00826T108 | 5/5/2011 | Elect Director Robert P. Wayman | Management | Yes | For | For |
| Affymetrix, Inc. | AFFX | 00826T108 | 5/5/2011 | Ratify Auditors | Management | Yes | For | For |
| Affymetrix, Inc. | AFFX | 00826T108 | 5/5/2011 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
| Affymetrix, Inc. | AFFX | 00826T108 | 5/5/2011 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | Against |
| GlaxoSmithKline plc | GSK | 37733W105 | 5/5/2011 | Accept Financial Statements and Statutory Reports | Management | Yes | For | For |
| GlaxoSmithKline plc | GSK | 37733W105 | 5/5/2011 | Approve Remuneration Report | Management | Yes | For | For |
| GlaxoSmithKline plc | GSK | 37733W105 | 5/5/2011 | Elect Simon Dingemans as Director | Management | Yes | For | For |
| GlaxoSmithKline plc | GSK | 37733W105 | 5/5/2011 | Elect Stacey Cartwright as Director | Management | Yes | For | For |
| GlaxoSmithKline plc | GSK | 37733W105 | 5/5/2011 | Elect Judy Lewent as Director | Management | Yes | For | For |
| GlaxoSmithKline plc | GSK | 37733W105 | 5/5/2011 | Re-elect Sir Christopher Gent as Director | Management | Yes | For | For |
| GlaxoSmithKline plc | GSK | 37733W105 | 5/5/2011 | Re-elect Andrew Witty as Director | Management | Yes | For | For |
| GlaxoSmithKline plc | GSK | 37733W105 | 5/5/2011 | Re-elect Sir Roy Anderson as Director | Management | Yes | For | For |
| GlaxoSmithKline plc | GSK | 37733W105 | 5/5/2011 | Re-elect Dr Stephanie Burns as Director | Management | Yes | For | For |
| GlaxoSmithKline plc | GSK | 37733W105 | 5/5/2011 | Re-elect Larry Culp as Director | Management | Yes | For | For |
| GlaxoSmithKline plc | GSK | 37733W105 | 5/5/2011 | Re-elect Sir Crispin Davis as Director | Management | Yes | For | For |
| GlaxoSmithKline plc | GSK | 37733W105 | 5/5/2011 | Re-elect Sir Deryck Maughan as Director | Management | Yes | For | For |
| GlaxoSmithKline plc | GSK | 37733W105 | 5/5/2011 | Re-elect James Murdoch as Director | Management | Yes | For | For |
| GlaxoSmithKline plc | GSK | 37733W105 | 5/5/2011 | Re-elect Dr Daniel Podolsky as Director | Management | Yes | For | For |
| GlaxoSmithKline plc | GSK | 37733W105 | 5/5/2011 | Re-elect Dr Moncef Slaoui as Director | Management | Yes | For | For |
| GlaxoSmithKline plc | GSK | 37733W105 | 5/5/2011 | Re-elect Tom de Swaan as Director | Management | Yes | For | For |
| GlaxoSmithKline plc | GSK | 37733W105 | 5/5/2011 | Re-elect Sir Robert Wilson as Director | Management | Yes | For | For |
| GlaxoSmithKline plc | GSK | 37733W105 | 5/5/2011 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For |
| GlaxoSmithKline plc | GSK | 37733W105 | 5/5/2011 | Authorise Audit Committee to Fix Remuneration of Auditors | Management | Yes | For | For |
| GlaxoSmithKline plc | GSK | 37733W105 | 5/5/2011 | Authorise EU Political Donations and Expenditure | Management | Yes | For | For |
| GlaxoSmithKline plc | GSK | 37733W105 | 5/5/2011 | Authorise Issue of Equity with Pre-emptive Rights | Management | Yes | For | For |
| GlaxoSmithKline plc | GSK | 37733W105 | 5/5/2011 | Authorise Issue of Equity without Pre-emptive Rights | Management | Yes | For | For |
| GlaxoSmithKline plc | GSK | 37733W105 | 5/5/2011 | Authorise Market Purchase | Management | Yes | For | For |
| GlaxoSmithKline plc | GSK | 37733W105 | 5/5/2011 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports | Management | Yes | For | For |
| GlaxoSmithKline plc | GSK | 37733W105 | 5/5/2011 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | Yes | For | For |
| Boston Scientific Corporation | BSX | 101137107 | 5/10/2011 | Elect Director Katharine T. Bartlett | Management | Yes | For | For |
| Boston Scientific Corporation | BSX | 101137107 | 5/10/2011 | Elect Director Bruce L. Byrnes | Management | Yes | For | For |
| Boston Scientific Corporation | BSX | 101137107 | 5/10/2011 | Elect Director Nelda J. Connors | Management | Yes | For | For |
| Boston Scientific Corporation | BSX | 101137107 | 5/10/2011 | Elect Director J. Raymond Elliott | Management | Yes | For | For |
| Boston Scientific Corporation | BSX | 101137107 | 5/10/2011 | Elect Director Kristina M. Johnson | Management | Yes | For | For |
| Boston Scientific Corporation | BSX | 101137107 | 5/10/2011 | Elect Director Ernest Mario | Management | Yes | For | For |
| Boston Scientific Corporation | BSX | 101137107 | 5/10/2011 | Elect Director N.J. Nicholas, Jr. | Management | Yes | For | For |
| Boston Scientific Corporation | BSX | 101137107 | 5/10/2011 | Elect Director Pete M. Nicholas | Management | Yes | For | For |
| Boston Scientific Corporation | BSX | 101137107 | 5/10/2011 | Elect Director Uwe E. Reinhardt | Management | Yes | For | For |
| Boston Scientific Corporation | BSX | 101137107 | 5/10/2011 | Elect Director John E. Sununu | Management | Yes | For | For |
| Boston Scientific Corporation | BSX | 101137107 | 5/10/2011 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
| Boston Scientific Corporation | BSX | 101137107 | 5/10/2011 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For |
| Boston Scientific Corporation | BSX | 101137107 | 5/10/2011 | Approve Omnibus Stock Plan | Management | Yes | For | For |
| Boston Scientific Corporation | BSX | 101137107 | 5/10/2011 | Amend Qualified Employee Stock Purchase Plan | Management | Yes | For | For |
| Boston Scientific Corporation | BSX | 101137107 | 5/10/2011 | Ratify Auditors | Management | Yes | For | For |
| Waters Corporation | WAT | 941848103 | 5/10/2011 | Elect Director Joshua Bekenstein | Management | Yes | For | For |
| Waters Corporation | WAT | 941848103 | 5/10/2011 | Elect Director Michael J. Berendt | Management | Yes | For | For |
| Waters Corporation | WAT | 941848103 | 5/10/2011 | Elect Director Douglas A. Berthiaume | Management | Yes | For | For |
| Waters Corporation | WAT | 941848103 | 5/10/2011 | Elect Director Edward Conard | Management | Yes | For | For |
| Waters Corporation | WAT | 941848103 | 5/10/2011 | Elect Director Laurie H. Glimcher | Management | Yes | For | For |
| Waters Corporation | WAT | 941848103 | 5/10/2011 | Elect Director Christopher A. Kuebler | Management | Yes | For | For |
| Waters Corporation | WAT | 941848103 | 5/10/2011 | Elect Director William J. Miller | Management | Yes | For | For |
| Waters Corporation | WAT | 941848103 | 5/10/2011 | Elect Director Joann A. Reed | Management | Yes | For | For |
| Waters Corporation | WAT | 941848103 | 5/10/2011 | Elect Director Thomas P. Salice | Management | Yes | For | For |
| Waters Corporation | WAT | 941848103 | 5/10/2011 | Ratify Auditors | Management | Yes | For | For |
| Waters Corporation | WAT | 941848103 | 5/10/2011 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
| Waters Corporation | WAT | 941848103 | 5/10/2011 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | Against |
| Medicis Pharmaceutical Corporation | MRX | 584690309 | 5/17/2011 | Elect Director Spencer Davidson | Management | Yes | For | For |
| Medicis Pharmaceutical Corporation | MRX | 584690309 | 5/17/2011 | Elect Director Stuart Diamond | Management | Yes | For | For |
| Medicis Pharmaceutical Corporation | MRX | 584690309 | 5/17/2011 | Elect Director Peter S. Knight | Management | Yes | For | For |
| Medicis Pharmaceutical Corporation | MRX | 584690309 | 5/17/2011 | Ratify Auditors | Management | Yes | For | For |
| Medicis Pharmaceutical Corporation | MRX | 584690309 | 5/17/2011 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
| Medicis Pharmaceutical Corporation | MRX | 584690309 | 5/17/2011 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | Against |
| Medicis Pharmaceutical Corporation | MRX | 584690309 | 5/17/2011 | Amend Omnibus Stock Plan | Management | Yes | For | For |
| Par Pharmaceutical Companies, Inc. | PRX | 69888P106 | 5/17/2011 | Elect Director Patrick G. LePore | Management | Yes | For | For |
| Par Pharmaceutical Companies, Inc. | PRX | 69888P106 | 5/17/2011 | Elect Director Ronald M. Nordmann | Management | Yes | For | For |
| Par Pharmaceutical Companies, Inc. | PRX | 69888P106 | 5/17/2011 | Elect Director Joseph E. Smith | Management | Yes | For | For |
| Par Pharmaceutical Companies, Inc. | PRX | 69888P106 | 5/17/2011 | Ratify Auditors | Management | Yes | For | For |
| Par Pharmaceutical Companies, Inc. | PRX | 69888P106 | 5/17/2011 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
| Par Pharmaceutical Companies, Inc. | PRX | 69888P106 | 5/17/2011 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For |
| Par Pharmaceutical Companies, Inc. | PRX | 69888P106 | 5/17/2011 | Amend Omnibus Stock Plan | Management | Yes | For | For |
| WellPoint, Inc. | WLP | 94973V107 | 5/17/2011 | Elect Director Angela F. Braly | Management | Yes | For | For |
| WellPoint, Inc. | WLP | 94973V107 | 5/17/2011 | Elect Director Warren Y. Jobe | Management | Yes | For | For |
| WellPoint, Inc. | WLP | 94973V107 | 5/17/2011 | Elect Director William G. Mays | Management | Yes | For | For |
| WellPoint, Inc. | WLP | 94973V107 | 5/17/2011 | Elect Director William J. Ryan | Management | Yes | For | For |
| WellPoint, Inc. | WLP | 94973V107 | 5/17/2011 | Ratify Auditors | Management | Yes | For | For |
| WellPoint, Inc. | WLP | 94973V107 | 5/17/2011 | Reduce Supermajority Vote Requirement Relating to Vote Requirement | Management | Yes | For | For |
| WellPoint, Inc. | WLP | 94973V107 | 5/17/2011 | Reduce Supermajority Vote Requirement Relating to Removal of Directors | Management | Yes | For | For |
| WellPoint, Inc. | WLP | 94973V107 | 5/17/2011 | Opt Out of State's Control Share Acquisition Law | Management | Yes | For | For |
| WellPoint, Inc. | WLP | 94973V107 | 5/17/2011 | Amend Articles of Incorporation to Remove Certain Obsolete Provisions | Management | Yes | For | For |
| WellPoint, Inc. | WLP | 94973V107 | 5/17/2011 | Amend Articles of Incorporation to Remove Other Obsolete Provisions and Make Conforming Changes | Management | Yes | For | For |
| WellPoint, Inc. | WLP | 94973V107 | 5/17/2011 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
| WellPoint, Inc. | WLP | 94973V107 | 5/17/2011 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For |
| WellPoint, Inc. | WLP | 94973V107 | 5/17/2011 | Feasibility Study for Converting to Nonprofit Status | Share Holder | Yes | Against | For |
| WellPoint, Inc. | WLP | 94973V107 | 5/17/2011 | Reincorporate in Another State [from Indiana to Delaware] | Share Holder | Yes | For | Against |
| WellPoint, Inc. | WLP | 94973V107 | 5/17/2011 | Require Independent Board Chairman | Share Holder | Yes | For | Against |
| Corcept Therapeutics Incorporated | CORT | 218352102 | 5/19/2011 | Elect Director G. Leonard Baker, Jr. | Management | Yes | For | For |
| Corcept Therapeutics Incorporated | CORT | 218352102 | 5/19/2011 | Elect Director Joseph K. Belanoff, M.D. | Management | Yes | For | For |
| Corcept Therapeutics Incorporated | CORT | 218352102 | 5/19/2011 | Elect Director Joseph C. Cook, Jr. | Management | Yes | For | For |
| Corcept Therapeutics Incorporated | CORT | 218352102 | 5/19/2011 | Elect Director Patrick G. Enright | Management | Yes | For | For |
| Corcept Therapeutics Incorporated | CORT | 218352102 | 5/19/2011 | Elect Director David L. Mahoney | Management | Yes | For | For |
| Corcept Therapeutics Incorporated | CORT | 218352102 | 5/19/2011 | Elect Director Joseph L. Turner | Management | Yes | For | For |
| Corcept Therapeutics Incorporated | CORT | 218352102 | 5/19/2011 | Elect Director James N. Wilson | Management | Yes | Withhold | Against |
| Corcept Therapeutics Incorporated | CORT | 218352102 | 5/19/2011 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
| Corcept Therapeutics Incorporated | CORT | 218352102 | 5/19/2011 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | Against |
| Corcept Therapeutics Incorporated | CORT | 218352102 | 5/19/2011 | Ratify Auditors | Management | Yes | For | For |
| Amgen Inc. | AMGN | 031162100 | 5/20/2011 | Elect Director David Baltimore | Management | Yes | For | For |
| Amgen Inc. | AMGN | 031162100 | 5/20/2011 | Elect Director Frank J. Biondi, Jr. | Management | Yes | For | For |
| Amgen Inc. | AMGN | 031162100 | 5/20/2011 | Elect Director Francois De Carbonnel | Management | Yes | For | For |
| Amgen Inc. | AMGN | 031162100 | 5/20/2011 | Elect Director Vance D. Coffman | Management | Yes | For | For |
| Amgen Inc. | AMGN | 031162100 | 5/20/2011 | Elect Director Rebecca M. Henderson | Management | Yes | For | For |
| Amgen Inc. | AMGN | 031162100 | 5/20/2011 | Elect Director Frank C. Herringer | Management | Yes | For | For |
| Amgen Inc. | AMGN | 031162100 | 5/20/2011 | Elect Director Gilbert S. Omenn | Management | Yes | For | For |
| Amgen Inc. | AMGN | 031162100 | 5/20/2011 | Elect Director Judith C. Pelham | Management | Yes | For | For |
| Amgen Inc. | AMGN | 031162100 | 5/20/2011 | Elect Director J. Paul Reason | Management | Yes | For | For |
| Amgen Inc. | AMGN | 031162100 | 5/20/2011 | Elect Director Leonard D. Schaeffer | Management | Yes | For | For |
| Amgen Inc. | AMGN | 031162100 | 5/20/2011 | Elect Director Kevin W. Sharer | Management | Yes | For | For |
| Amgen Inc. | AMGN | 031162100 | 5/20/2011 | Elect Director Ronald D. Sugar | Management | Yes | For | For |
| Amgen Inc. | AMGN | 031162100 | 5/20/2011 | Ratify Auditors | Management | Yes | For | For |
| Amgen Inc. | AMGN | 031162100 | 5/20/2011 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | Against | Against |
| Amgen Inc. | AMGN | 031162100 | 5/20/2011 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For |
| Amgen Inc. | AMGN | 031162100 | 5/20/2011 | Provide Right to Act by Written Consent | Share Holder | Yes | For | Against |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 5/23/2011 | Elect Director William C. Ballard, Jr. | Management | Yes | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 5/23/2011 | Elect Director Richard T. Burke | Management | Yes | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 5/23/2011 | Elect Director Robert J. Darretta | Management | Yes | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 5/23/2011 | Elect Director Stephen J. Hemsley | Management | Yes | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 5/23/2011 | Elect Director Michele J. Hooper | Management | Yes | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 5/23/2011 | Elect Director Rodger A. Lawson | Management | Yes | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 5/23/2011 | Elect Director Douglas W. Leatherdale | Management | Yes | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 5/23/2011 | Elect Director Glenn M. Renwick | Management | Yes | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 5/23/2011 | Elect Director Kenneth I. Shine | Management | Yes | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 5/23/2011 | Elect Director Gail R. Wilensky | Management | Yes | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 5/23/2011 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 5/23/2011 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 5/23/2011 | Approve Omnibus Stock Plan | Management | Yes | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 5/23/2011 | Amend Qualified Employee Stock Purchase Plan | Management | Yes | For | For |
| UnitedHealth Group Incorporated | UNH | 91324P102 | 5/23/2011 | Ratify Auditors | Management | Yes | For | For |
| Biogen Idec Inc. | BIIB | 09062X103 | 6/2/2011 | Elect Director Caroline D. Dorsa | Management | Yes | For | For |
| Biogen Idec Inc. | BIIB | 09062X103 | 6/2/2011 | Elect Director Stelios Papadopoulos | Management | Yes | For | For |
| Biogen Idec Inc. | BIIB | 09062X103 | 6/2/2011 | Elect Director George A. Scangos | Management | Yes | For | For |
| Biogen Idec Inc. | BIIB | 09062X103 | 6/2/2011 | Elect Director Lynn Schenk | Management | Yes | For | For |
| Biogen Idec Inc. | BIIB | 09062X103 | 6/2/2011 | Elect Director Alexander J. Denner | Management | Yes | For | For |
| Biogen Idec Inc. | BIIB | 09062X103 | 6/2/2011 | Elect Director Nancy L. Leaming | Management | Yes | For | For |
| Biogen Idec Inc. | BIIB | 09062X103 | 6/2/2011 | Elect Director Richard C. Mulligan | Management | Yes | For | For |
| Biogen Idec Inc. | BIIB | 09062X103 | 6/2/2011 | Elect Director Robert W. Pangia | Management | Yes | For | For |
| Biogen Idec Inc. | BIIB | 09062X103 | 6/2/2011 | Elect Director Brian S. Posner | Management | Yes | For | For |
| Biogen Idec Inc. | BIIB | 09062X103 | 6/2/2011 | Elect Director Eric K. Rowinsky | Management | Yes | For | For |
| Biogen Idec Inc. | BIIB | 09062X103 | 6/2/2011 | Elect Director Stephen A. Sherwin | Management | Yes | For | For |
| Biogen Idec Inc. | BIIB | 09062X103 | 6/2/2011 | Elect Director William D. Young | Management | Yes | For | For |
| Biogen Idec Inc. | BIIB | 09062X103 | 6/2/2011 | Ratify Auditors | Management | Yes | For | For |
| Biogen Idec Inc. | BIIB | 09062X103 | 6/2/2011 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
| Biogen Idec Inc. | BIIB | 09062X103 | 6/2/2011 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For |
| Biogen Idec Inc. | BIIB | 09062X103 | 6/2/2011 | Declassify the Board of Directors | Management | Yes | For | For |
| Targacept, Inc. | TRGT | 87611R306 | 6/8/2011 | Elect Director M. James Barrett | Management | Yes | For | For |
| Targacept, Inc. | TRGT | 87611R306 | 6/8/2011 | Elect Director Julia R. Brown | Management | Yes | For | For |
| Targacept, Inc. | TRGT | 87611R306 | 6/8/2011 | Elect Director J. Donald DeBethizy | Management | Yes | For | For |
| Targacept, Inc. | TRGT | 87611R306 | 6/8/2011 | Elect Director John P. Richard | Management | Yes | For | For |
| Targacept, Inc. | TRGT | 87611R306 | 6/8/2011 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
| Targacept, Inc. | TRGT | 87611R306 | 6/8/2011 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For |
| Targacept, Inc. | TRGT | 87611R306 | 6/8/2011 | Ratify Auditors | Management | Yes | For | For |
| PharMerica Corporation | PMC | 71714F104 | 6/10/2011 | Elect Director Gregory S. Weishar | Management | Yes | For | For |
| PharMerica Corporation | PMC | 71714F104 | 6/10/2011 | Elect Director W. Robert Dahl, Jr. | Management | Yes | For | For |
| PharMerica Corporation | PMC | 71714F104 | 6/10/2011 | Elect Director Frank E. Collins | Management | Yes | For | For |
| PharMerica Corporation | PMC | 71714F104 | 6/10/2011 | Elect Director Thomas P. Mac Mahon | Management | Yes | For | For |
| PharMerica Corporation | PMC | 71714F104 | 6/10/2011 | Elect Director Marjorie W. Dorr | Management | Yes | For | For |
| PharMerica Corporation | PMC | 71714F104 | 6/10/2011 | Elect Director Thomas P. Gerrity | Management | Yes | For | For |
| PharMerica Corporation | PMC | 71714F104 | 6/10/2011 | Elect Director Robert A. Oakley | Management | Yes | For | For |
| PharMerica Corporation | PMC | 71714F104 | 6/10/2011 | Elect Director Geoffrey G. Meyers | Management | Yes | For | For |
| PharMerica Corporation | PMC | 71714F104 | 6/10/2011 | Ratify Auditors | Management | Yes | For | For |
| PharMerica Corporation | PMC | 71714F104 | 6/10/2011 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
| PharMerica Corporation | PMC | 71714F104 | 6/10/2011 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | Against |
| | | | | | | | | |
| | | | | | | | | | | |
Saratoga Advantage Trust: Financial Services Portfolio Item 1, Exhibit L | | | | |
Investment Company Act file number: 811-08542 | | | | |
Reporting Period: July 1, 2010 through June 30, 2011 | | | | |
| | | | | | | | | | | |
ITEM 1- PROXY VOTING RECORD |
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | | (d) Shareholder Meeting Date | | (e) Matter Identification | (f) Proposal Type (by issuer or shareholder) | (g) Voted | (h) How was vote cast (for or against proposal, or abstain; for or withhold regarding election of directors) | (i) Was Vote For or Against Management |
| Visa Inc. | V | 92826C839 | Annual | 1/27/2011 | 1 | Declassify the Board of Directors | MGMT | Y | For | For |
| | | | | | 2 | Adopt Majority Voting for Uncontested Election of Directors | MGMT | Y | For | For |
| | | | | | 3.1 | Elect Director Gary P. Coughlan | MGMT | Y | For | For |
| | | | | | 3.2 | Elect Director Mary B. Cranston | MGMT | Y | Withhold | Against |
| | | | | | 3.3 | Elect Director Francisco Javier Fernandez-Carbajal | MGMT | Y | For | For |
| | | | | | 3.4 | Elect Director Robert W. Matschullat | MGMT | Y | For | For |
| | | | | | 3.5 | Elect Director Cathy E. Minehan | MGMT | Y | For | For |
| | | | | | 3.6 | Elect Director Suzanne Nora Johnson | MGMT | Y | For | For |
| | | | | | 3.7 | Elect Director David J. Pang | MGMT | Y | For | For |
| | | | | | 3.8 | Elect Director Joseph W. Saunders | MGMT | Y | For | For |
| | | | | | 3.9 | Elect Director William S. Shanahan | MGMT | Y | For | For |
| | | | | | 3.10 | Elect Director John A. Swainson | MGMT | Y | For | For |
| | | | | | 4.1 | Elect Director Suzanne Nora Johnson | MGMT | Y | For | For |
| | | | | | 4.2 | Elect Director Joseph W. Saunders | MGMT | Y | For | For |
| | | | | | 4.3 | Elect Director John A. Swainson | MGMT | Y | For | For |
| | | | | | 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| | | | | | 6 | Advisory Vote on Say on Pay Frequency | MGMT | Y | Three Years | For |
| | | | | | 7 | Amend Executive Incentive Bonus Plan | MGMT | Y | For | For |
| | | | | | 8 | Ratify Auditors | MGMT | Y | For | For |
| Franklin Resources, Inc. | BEN | 354613101 | Annual | 3/15/2011 | 1 | Elect Director Samuel H. Armacost | MGMT | Y | For | For |
| | | | | | 2 | Elect Director Charles Crocker | MGMT | Y | For | For |
| | | | | | 3 | Elect Director Joseph R. Hardiman | MGMT | Y | For | For |
| | | | | | 4 | Elect Director Charles B. Johnson | MGMT | Y | Against | Against |
| | | | | | 5 | Elect Director Gregory E. Johnson | MGMT | Y | Against | Against |
| | | | | | 6 | Elect Director Rupert H. Johnson, Jr. | MGMT | Y | Against | Against |
| | | | | | 7 | Elect Director Mark C. Pigott | MGMT | Y | For | For |
| | | | | | 8 | Elect Director Chutta Ratnathicam | MGMT | Y | For | For |
| | | | | | 9 | Elect Director Peter M. Sacerdote | MGMT | Y | Against | Against |
| | | | | | 10 | Elect Director Laura Stein | MGMT | Y | For | For |
| | | | | | 11 | Elect Director Anne M. Tatlock | MGMT | Y | Against | Against |
| | | | | | 12 | Elect Director Geoffrey Y. Yang | MGMT | Y | For | For |
| | | | | | 13 | Ratify Auditors | MGMT | Y | For | For |
| | | | | | 14 | Amend Omnibus Stock Plan | MGMT | Y | For | For |
| | | | | | 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| | | | | | 16 | Advisory Vote on Say on Pay Frequency | MGMT | Y | Three Years | For |
| Discover Financial Services | DFS | 254709108 | Annual | 4/7/2011 | 1 | Elect Director Jeffrey S. Aronin | MGMT | Y | For | For |
| | | | | | 2 | Elect Director Mary K. Bush | MGMT | Y | For | For |
| | | | | | 3 | Elect Director Gregory C. Case | MGMT | Y | For | For |
| | | | | | 4 | Elect Director Robert M. Devlin | MGMT | Y | For | For |
| | | | | | 5 | Elect Director Cynthia A. Glassman | MGMT | Y | For | For |
| | | | | | 6 | Elect Director Richard H. Lenny | MGMT | Y | For | For |
| | | | | | 7 | Elect Director Thomas G. Maheras | MGMT | Y | For | For |
| | | | | | 8 | Elect Director Michael H. Moskow | MGMT | Y | For | For |
| | | | | | 9 | Elect Director David W. Nelms | MGMT | Y | For | For |
| | | | | | 10 | Elect Director E. Follin Smith | MGMT | Y | For | For |
| | | | | | 11 | Elect Director Lawrence A.Weinbach | MGMT | Y | For | For |
| | | | | | 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| | | | | | 13 | Advisory Vote on Say on Pay Frequency | MGMT | Y | Three Years | For |
| | | | | | 14 | Amend Non-Employee Director Omnibus Stock Plan | MGMT | Y | For | For |
| | | | | | 15 | Ratify Auditors | MGMT | Y | For | For |
| T. Rowe Price Group, Inc. | TROW | 74144T108 | Annual | 4/14/2011 | 1 | Elect Director Edward C. Bernard | MGMT | Y | Against | Against |
| | | | | | 2 | Elect Director James T. Brady | MGMT | Y | Against | Against |
| | | | | | 3 | Elect Director J. Alfred Broaddus, Jr. | MGMT | Y | Against | Against |
| | | | | | 4 | Elect Director Donald B. Hebb, Jr. | MGMT | Y | Against | Against |
| | | | | | 5 | Elect Director James A.C. Kennedy | MGMT | Y | Against | Against |
| | | | | | 6 | Elect Director Robert F. MacLellan | MGMT | Y | For | For |
| | | | | | 7 | Elect Director Brian C. Rogers | MGMT | Y | Against | Against |
| | | | | | 8 | Elect Director Alfred Sommer | MGMT | Y | For | For |
| | | | | | 9 | Elect Director Dwight S. Taylor | MGMT | Y | Against | Against |
| | | | | | 10 | Elect Director Anne Marie Whittemore | MGMT | Y | For | For |
�� | | | | | | 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| | | | | | 12 | Advisory Vote on Say on Pay Frequency | MGMT | Y | Three Years | For |
| | | | | | 13 | Ratify Auditors | MGMT | Y | Against | Against |
| BMF Bovespa S.A. Bolsa Valores Merc Fut | BVMF3 | P73232103 | Special | 4/18/2011 | 1 | Amend Article | MGMT | Y | For | For |
| | | | Annual | | 1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | MGMT | Y | For | For |
| | | | Annual | | 2 | Approve Allocation of Income and Dividends | MGMT | Y | For | For |
| | | | Special | | 2 | Amend Article 7 | MGMT | Y | For | For |
| | | | Annual | | 3 | Elect Directors | MGMT | Y | Against | Against |
| | | | Special | | 3 | Amend Article 20 | MGMT | Y | For | For |
| | | | Special | | 4 | Amend Article 29 | MGMT | Y | For | For |
| | | | Annual | | 4 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | MGMT | Y | For | For |
| | | | Special | | 5 | Amend Article 61 | MGMT | Y | For | For |
| | | | Special | | 6 | Amend Article 63 | MGMT | Y | For | For |
| | | | Special | | 7 | Amend Article 64 | MGMT | Y | For | For |
| | | | Special | | 8 | Amend Article 65 | MGMT | Y | For | For |
| | | | Special | | 9 | Amend Articles | MGMT | Y | For | For |
| | | | Special | | 10 | Amend Article 5 | MGMT | Y | For | For |
| | | | Special | | 11 | Amend Article 16 | MGMT | Y | For | For |
| | | | Special | | 12 | Amend Article 18 | MGMT | Y | For | For |
| | | | Special | | 13 | Amend Articles | MGMT | Y | For | For |
| | | | Special | | 14 | Amend Article 29 and 38 | MGMT | Y | For | For |
| | | | Special | | 15 | Amend Article 34 | MGMT | Y | For | For |
| | | | Special | | 16 | Amend Article 38 | MGMT | Y | For | For |
| | | | Special | | 17 | Amend Article 45 | MGMT | Y | For | For |
| | | | Special | | 18 | Amend Article 47 | MGMT | Y | For | For |
| | | | Special | | 19 | Amend Articles 69 and 70 | MGMT | Y | For | For |
| | | | Special | | 20 | Amend Article 70 | MGMT | Y | For | For |
| | | | Special | | 21 | Amend Article 74 | MGMT | Y | For | For |
| | | | Special | | 22 | Amend Article 73 | MGMT | Y | For | For |
| | | | Special | | 23 | Amend Articles | MGMT | Y | For | For |
| | | | Special | | 24 | Amend Articles | MGMT | Y | For | For |
| | | | Special | | 25 | Consolidate Bylaws | MGMT | Y | For | For |
| | | | Special | | 26 | Amend Stock Option Plan | MGMT | Y | Against | Against |
| Fifth Third Bancorp | FITB | 316773100 | Annual | 4/19/2011 | 1.1 | Elect Director Darryl F. Allen | MGMT | Y | For | For |
| | | | | | 1.2 | Elect Director Ulysses L. Bridgeman, Jr. | MGMT | Y | For | For |
| | | | | | 1.3 | Elect Director Emerson L. Brumback | MGMT | Y | For | For |
| | | | | | 1.4 | Elect Director James P. Hackett | MGMT | Y | For | For |
| | | | | | 1.5 | Elect Director Gary R. Heminger | MGMT | Y | For | For |
| | | | | | 1.6 | Elect Director Jewell D. Hoover | MGMT | Y | For | For |
| | | | | | 1.7 | Elect Director William M. Isaac | MGMT | Y | For | For |
| | | | | | 1.8 | Elect Director Kevin T. Kabat | MGMT | Y | For | For |
| | | | | | 1.9 | Elect Director Mitchel D. Livingston | MGMT | Y | For | For |
| | | | | | 1.10 | Elect Director Hendrik G. Meijer | MGMT | Y | For | For |
| | | | | | 1.11 | Elect Director John J. Schiff, Jr. | MGMT | Y | For | For |
| | | | | | 1.12 | Elect Director Marsha C. Williams | MGMT | Y | For | For |
| | | | | | 2 | Ratify Auditors | MGMT | Y | For | For |
| | | | | | 3 | Approve Omnibus Stock Plan | MGMT | Y | For | For |
| | | | | | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| | | | | | 5 | Advisory Vote on Say on Pay Frequency | MGMT | Y | Three Years | For |
| M&T Bank Corporation | MTB | 55261F104 | Annual | 4/19/2011 | 1.1 | Elect Director Brent D. Baird | MGMT | Y | For | For |
| | | | | | 1.2 | Elect Director Robert J. Bennett | MGMT | Y | For | For |
| | | | | | 1.3 | Elect Director C. Angela Bontempo | MGMT | Y | For | For |
| | | | | | 1.4 | Elect Director Robert T. Brady | MGMT | Y | Withhold | Against |
| | | | | | 1.5 | Elect Director Michael D. Buckley | MGMT | Y | For | For |
| | | | | | 1.6 | Elect Director T. Jefferson Cunningham, III | MGMT | Y | For | For |
| | | | | | 1.7 | Elect Director Mark J. Czarnecki | MGMT | Y | For | For |
| | | | | | 1.8 | Elect Director Gary N. Geisel | MGMT | Y | For | For |
| | | | | | 1.9 | Elect Director Patrick W.E. Hodgson | MGMT | Y | For | For |
| | | | | | 1.10 | Elect Director Richard G. King | MGMT | Y | Withhold | Against |
| | | | | | 1.11 | Elect Director Jorge G. Pereira | MGMT | Y | For | For |
| | | | | | 1.12 | Elect Director Michael P. Pinto | MGMT | Y | For | For |
| | | | | | 1.13 | Elect Director Melinda R. Rich | MGMT | Y | For | For |
| | | | | | 1.14 | Elect Director Robert E. Sadler, Jr. | MGMT | Y | For | For |
| | | | | | 1.15 | Elect Director Herbert L. Washington | MGMT | Y | For | For |
| | | | | | 1.16 | Elect Director Robert G. Wilmers | MGMT | Y | For | For |
| | | | | | 2 | Advisory Vote on Executive Compensation | MGMT | Y | For | For |
| | | | | | 3 | Ratify Auditors | MGMT | Y | For | For |
| U.S. Bancorp | USB | 902973304 | Annual | 4/19/2011 | 1 | Elect Director Douglas M. Baker, Jr. | MGMT | Y | Against | Against |
| | | | | | 2 | Elect Director Y. Marc Belton | MGMT | Y | Against | Against |
| | | | | | 3 | Elect Director Victoria Buyniski Gluckman | MGMT | Y | For | For |
| | | | | | 4 | Elect Director Arthur D. Collins, Jr. | MGMT | Y | For | For |
| | | | | | 5 | Elect Director Richard K. Davis | MGMT | Y | For | For |
| | | | | | 6 | Elect Director Joel W. Johnson | MGMT | Y | Against | Against |
| | | | | | 7 | Elect Director Olivia F. Kirtley | MGMT | Y | Against | Against |
| | | | | | 8 | Elect Director Jerry W. Levin | MGMT | Y | For | For |
| | | | | | 9 | Elect Director David B. O'Maley | MGMT | Y | For | For |
| | | | | | 10 | Elect Director O Dell M. Owens | MGMT | Y | Against | Against |
| | | | | | 11 | Elect Director Richard G. Reiten | MGMT | Y | Against | Against |
| | | | | | 12 | Elect Director Craig D. Schnuck | MGMT | Y | For | For |
| | | | | | 13 | Elect Director Patrick T. Stokes | MGMT | Y | For | For |
| | | | | | 14 | Ratify Auditors | MGMT | Y | Against | Against |
| | | | | | 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| | | | | | 16 | Advisory Vote on Say on Pay Frequency | MGMT | Y | Three Years | For |
| | | | | | 17 | Advisory Vote to Ratify Directors' Compensation | SHAREHOLD | Y | Against | For |
| Citigroup Inc. | C | 172967101 | Annual | 4/21/2011 | 1 | Elect Director Alain J.P. Belda | MGMT | Y | Against | Against |
| | | | | | 2 | Elect Director Timothy C. Collins | MGMT | Y | For | For |
| | | | | | 3 | Elect Director Jerry A. Grundhofer | MGMT | Y | For | For |
| | | | | | 4 | Elect Director Robert L. Joss | MGMT | Y | For | For |
| | | | | | 5 | Elect Director Michael E. O'Neill | MGMT | Y | For | For |
| | | | | | 6 | Elect Director Vikram S. Pandit | MGMT | Y | For | For |
| | | | | | 7 | Elect Director Richard D. Parsons | MGMT | Y | Against | Against |
| | | | | | 8 | Elect Director Lawrence R. Ricciardi | MGMT | Y | For | For |
| | | | | | 9 | Elect Director Judith Rodin | MGMT | Y | Against | Against |
| | | | | | 10 | Elect Director Robert L. Ryan | MGMT | Y | For | For |
| | | | | | 11 | Elect Director Anthony M. Santomero | MGMT | Y | For | For |
| | | | | | 12 | Elect Director Diana L. Taylor | MGMT | Y | For | For |
| | | | | | 13 | Elect Director William S. Thompson, Jr. | MGMT | Y | For | For |
| | | | | | 14 | Elect Director Ernesto Zedillo | MGMT | Y | For | For |
| | | | | | 15 | Ratify Auditors | MGMT | Y | For | For |
| | | | | | 16 | Amend Omnibus Stock Plan | MGMT | Y | For | For |
| | | | | | 17 | Approve Executive Incentive Bonus Plan | MGMT | Y | For | For |
| | | | | | 18 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| | | | | | 19 | Advisory Vote on Say on Pay Frequency | MGMT | Y | Three Years | For |
| | | | | | 20 | Approve Reverse Stock Split | MGMT | Y | For | For |
| | | | | | 21 | Affirm Political Non-Partisanship | SHAREHOLD | Y | Against | For |
| | | | | | 22 | Report on Political Contributions | SHAREHOLD | Y | Against | For |
| | | | | | 23 | Report on Restoring Trust and Confidence in the Financial System | SHAREHOLD | Y | Against | For |
| | | | | | 24 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SHAREHOLD | Y | For | Against |
| | | | | | 25 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | SHAREHOLD | Y | Against | For |
| Digital Realty Trust, Inc. | DLR | 253868103 | Annual | 4/25/2011 | 1.1 | Elect Director Richard A. Magnuson | MGMT | Y | For | For |
| | | | | | 1.2 | Elect Director Michael F. Foust | MGMT | Y | For | For |
| | | | | | 1.3 | Elect Director Laurence A. Chapman | MGMT | Y | For | For |
| | | | | | 1.4 | Elect Director Kathleen Earley | MGMT | Y | For | For |
| | | | | | 1.5 | Elect Director Ruann F. Ernst | MGMT | Y | For | For |
| | | | | | 1.6 | Elect Director Dennis E. Singleton | MGMT | Y | For | For |
| | | | | | 1.7 | Elect Director Robert H. Zerbst | MGMT | Y | For | For |
| | | | | | 2 | Ratify Auditors | MGMT | Y | For | For |
| | | | | | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| | | | | | 4 | Advisory Vote on Say on Pay Frequency | MGMT | Y | Three Years | For |
| MetLife, Inc. | MET | 59156R108 | Annual | 4/26/2011 | 1.1 | Elect Director Steven A. Kandarian | MGMT | Y | For | For |
| | | | | | 1.2 | Elect Director Sylvia Mathews Burwell | MGMT | Y | For | For |
| | | | | | 1.3 | Elect Director Eduardo Castro-Wright | MGMT | Y | For | For |
| | | | | | 1.4 | Elect Director Cheryl W. Grise | MGMT | Y | For | For |
| | | | | | 1.5 | Elect Director Lulu C. Wang | MGMT | Y | For | For |
| | | | | | 2 | Declassify the Board of Directors | MGMT | Y | For | For |
| | | | | | 3 | Ratify Auditors | MGMT | Y | For | For |
| | | | | | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| | | | | | 5 | Advisory Vote on Say on Pay Frequency | MGMT | Y | Three Years | For |
| The PNC Financial Services Group, Inc. | PNC | 693475105 | Annual | 4/26/2011 | 1 | Elect Director Richard O. Berndt | MGMT | Y | For | For |
| | | | | | 2 | Elect Director Charles E. Bunch | MGMT | Y | For | For |
| | | | | | 3 | Elect Director Paul W. Chellgren | MGMT | Y | For | For |
| | | | | | 4 | Elect Director Kay Coles James | MGMT | Y | For | For |
| | | | | | 5 | Elect Director Richard B. Kelson | MGMT | Y | Against | Against |
| | | | | | 6 | Elect Director Bruce C. Lindsay | MGMT | Y | For | For |
| | | | | | 7 | Elect Director Anthony A. Massaro | MGMT | Y | For | For |
| | | | | | 8 | Elect Director Jane G. Pepper | MGMT | Y | For | For |
| | | | | | 9 | Elect Director James E. Rohr | MGMT | Y | Against | Against |
| | | | | | 10 | Elect Director Donald J. Shepard | MGMT | Y | For | For |
| | | | | | 11 | Elect Director Lorene K. Steffes | MGMT | Y | For | For |
| | | | | | 12 | Elect Director Dennis F. Strigl | MGMT | Y | For | For |
| | | | | | 13 | Elect Director Thomas J. Usher | MGMT | Y | For | For |
| | | | | | 14 | Elect Director George H. Walls, Jr. | MGMT | Y | For | For |
| | | | | | 15 | Elect Director Helge H. Wehmeier | MGMT | Y | For | For |
| | | | | | 16 | Ratify Auditors | MGMT | Y | For | For |
| | | | | | 17 | Amend Omnibus Stock Plan | MGMT | Y | For | For |
| | | | | | 18 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| | | | | | 19 | Advisory Vote on Say on Pay Frequency | MGMT | Y | Three Years | For |
| Ameriprise Financial, Inc. | AMP | 03076C106 | Annual | 4/27/2011 | 1 | Elect Director Siri S. Marshall | MGMT | Y | For | For |
| | | | | | 2 | Elect Director W. Walker Lewis | MGMT | Y | For | For |
| | | | | | 3 | Elect Director William H. Turner | MGMT | Y | For | For |
| | | | | | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| | | | | | 5 | Advisory Vote on Say on Pay Frequency | MGMT | Y | Three Years | For |
| | | | | | 6 | Ratify Auditors | MGMT | Y | For | For |
| Berkshire Hathaway Inc. | BRK.B | 084670702 | Annual | 4/30/2011 | 1.1 | Elect Director Warren E. Buffett | MGMT | Y | Withhold | Against |
| | | | | | 1.2 | Elect Director Charles T. Munger | MGMT | Y | Withhold | Against |
| | | | | | 1.3 | Elect Director Howard G. Buffett | MGMT | Y | Withhold | Against |
| | | | | | 1.4 | Elect Director Stephen B. Burke | MGMT | Y | For | For |
| | | | | | 1.5 | Elect Director Susan L. Decker | MGMT | Y | Withhold | Against |
| | | | | | 1.6 | Elect Director William H. Gates III | MGMT | Y | Withhold | Against |
| | | | | | 1.7 | Elect Director David S. Gottesman | MGMT | Y | Withhold | Against |
| | | | | | 1.8 | Elect Director Charlotte Guyman | MGMT | Y | Withhold | Against |
| | | | | | 1.9 | Elect Director Donald R. Keough | MGMT | Y | Withhold | Against |
| | | | | | 1.10 | Elect Director Thomas S. Murphy | MGMT | Y | Withhold | Against |
| | | | | | 1.11 | Elect Director Ronald L. Olson | MGMT | Y | Withhold | Against |
| | | | | | 1.12 | Elect Director Walter Scott, Jr. | MGMT | Y | Withhold | Against |
| | | | | | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| | | | | | 3 | Advisory Vote on Say on Pay Frequency | MGMT | Y | Three Years | For |
| | | | | | 4 | Adopt Quantitative GHG Goals for Products and Operations | SHAREHOLD | Y | Against | For |
| Aflac Incorporated | AFL | 001055102 | Annual | 5/2/2011 | 1 | Elect Director Daniel P. Amos | MGMT | Y | For | For |
| | | | | | 2 | Elect Director John Shelby Amos II | MGMT | Y | Against | Against |
| | | | | | 3 | Elect Director Paul S. Amos II | MGMT | Y | For | For |
| | | | | | 4 | Elect Director Michael H. Armacost | MGMT | Y | For | For |
| | | | | | 5 | Elect Director Kriss Cloninger III | MGMT | Y | Against | Against |
| | | | | | 6 | Elect Director Elizabeth J. Hudson | MGMT | Y | For | For |
| | | | | | 7 | Elect Director Douglas W. Johnson | MGMT | Y | For | For |
| | | | | | 8 | Elect Director Robert B. Johnson | MGMT | Y | For | For |
| | | | | | 9 | Elect Director Charles B. Knapp | MGMT | Y | For | For |
| | | | | | 10 | Elect Director E. Stephen Purdom | MGMT | Y | For | For |
| | | | | | 11 | Elect Director Barbara K. Rimer | MGMT | Y | For | For |
| | | | | | 12 | Elect Director Marvin R. Schuster | MGMT | Y | For | For |
| | | | | | 13 | Elect Director David Gary Thompson | MGMT | Y | For | For |
| | | | | | 14 | Elect Director Robert L. Wright | MGMT | Y | For | For |
| | | | | | 15 | Elect Director Takuro Yoshida | MGMT | Y | For | For |
| | | | | | 16 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| | | | | | 17 | Advisory Vote on Say on Pay Frequency | MGMT | Y | Three Years | For |
| | | | | | 18 | Ratify Auditors | MGMT | Y | For | For |
| American Express Company | AXP | 025816109 | Annual | 5/2/2011 | 1.1 | Elect Director Daniel F. Akerson | MGMT | Y | For | For |
| | | | | | 1.2 | Elect Director Charlene Barshefsky | MGMT | Y | For | For |
| | | | | | 1.3 | Elect Director Ursula M. Burns | MGMT | Y | For | For |
| | | | | | 1.4 | Elect Director Kenneth I. Chenault | MGMT | Y | For | For |
| | | | | | 1.5 | Elect Director Peter Chernin | MGMT | Y | For | For |
| | | | | | 1.6 | Elect Director Theodore J. Leonsis | MGMT | Y | For | For |
| | | | | | 1.7 | Director Jan Leschly | MGMT | Y | For | For |
| | | | | | 1.8 | Director Richard C. Levin | MGMT | Y | For | For |
| | | | | | 1.9 | Director Richard A. McGinn | MGMT | Y | For | For |
| | | | | | 1.10 | Director Edward D. Miller | MGMT | Y | For | For |
| | | | | | 1.11 | Director Steven S. Reinemund | MGMT | Y | For | For |
| | | | | | 1.12 | Director Robert D. Walter | MGMT | Y | For | For |
| | | | | | 1.13 | Director Ronald A. Williams | MGMT | Y | For | For |
| | | | | | 2 | Ratify Auditors | MGMT | Y | For | For |
| | | | | | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | Against | Against |
| | | | | | 4 | Advisory Vote on Say on Pay Frequency | MGMT | Y | One Year | For |
| | | | | | 5 | Provide for Cumulative Voting | SHAREHOLD | Y | Against | For |
| | | | | | 6 | Amend Bylaws-- Call Special Meetings | SHAREHOLD | Y | For | Against |
| Wells Fargo & Company | WFC | 949746101 | Annual | 5/3/2011 | 1 | Election Director John D. Baker II | MGMT | Y | Against | Against |
| | | | | | 2 | Election Director John S. Chen | MGMT | Y | For | For |
| | | | | | 3 | Election Director Lloyd H. Dean | MGMT | Y | For | For |
| | | | | | 4 | Election Director Susan E. Engel | MGMT | Y | For | For |
| | | | | | 5 | Election Director Enrique Hernandez, Jr. | MGMT | Y | For | For |
| | | | | | 6 | Election Director Donald M. James | MGMT | Y | Against | Against |
| | | | | | 7 | Election Director Mackey J. McDonald | MGMT | Y | Against | Against |
| | | | | | 8 | Election Director Cynthia H. Milligan | MGMT | Y | Against | Against |
| | | | | | 9 | Elect Director Nicholas G. Moore | MGMT | Y | For | For |
| | | | | | 10 | Elect Director Philip J. Quigley | MGMT | Y | Against | Against |
| | | | | | 11 | Elect Director Judith M. Runstad | MGMT | Y | For | For |
| | | | | | 12 | Elect Director Stephen W. Sanger | MGMT | Y | Against | Against |
| | | | | | 13 | Elect Director John G. Stumpf | MGMT | Y | For | For |
| | | | | | 14 | Elect Director an G. Swenson | MGMT | Y | Against | Against |
| | | | | | 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| | | | | | 16 | Advisory Vote on Say on Pay Frequency | MGMT | Y | Three Years | For |
| | | | | | 17 | Ratify Auditors | MGMT | Y | For | For |
| | | | | | 18 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SHAREHOLD | Y | For | Against |
| | | | | | 19 | Provide for Cumulative Voting | SHAREHOLD | Y | For | Against |
| | | | | | 20 | Require Independent Board Chairman | SHAREHOLD | Y | Against | For |
| | | | | | 21 | Advisory Vote to Ratify Directors' Compensation | SHAREHOLD | Y | Against | For |
| | | | | | 22 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | SHAREHOLD | Y | Against | For |
| Standard Chartered plc | STAN | G84228157 | Annual | 5/5/2011 | 1 | Accept Financial Statements and Statutory Reports | MGMT | Y | For | For |
| | | | | | 2 | Approve Final Dividend | MGMT | Y | For | For |
| | | | | | 3 | Approve Remuneration Report | MGMT | Y | For | For |
| | | | | | 4 | Re-elect Steve Bertamini as Director | MGMT | Y | For | For |
| | | | | | 5 | Re-elect Jaspal Bindra as Director | MGMT | Y | For | For |
| | | | | | 6 | Re-elect Richard Delbridge as Director | MGMT | Y | For | For |
| | | | | | 7 | Re-elect Jamie Dundas as Director | MGMT | Y | For | For |
| | | | | | 8 | Re-elect Val Gooding as Director | MGMT | Y | For | For |
| | | | | | 9 | Re-elect Dr Han Seung-soo as Director | MGMT | Y | For | For |
| | | | | | 10 | Re-elect Simon Lowth as Director | MGMT | Y | For | For |
| | | | | | 11 | Re-elect Rudy Markham as Director | MGMT | Y | For | For |
| | | | | | 12 | Re-elect Ruth Markland as Director | MGMT | Y | For | For |
| | | | | | 13 | Re-elect Richard Meddings as Director | MGMT | Y | For | For |
| | | | | | 14 | Re-elect John Paynter as Director | MGMT | Y | For | For |
| | | | | | 15 | Re-elect John Peace as Director | MGMT | Y | Against | Against |
| | | | | | 16 | Re-elect Mike Rees as Director | MGMT | Y | For | For |
| | | | | | 17 | Re-elect Peter Sands as Director | MGMT | Y | Against | Against |
| | | | | | 18 | Re-elect Paul Skinner as Director | MGMT | Y | For | For |
| | | | | | 19 | Re-elect Oliver Stocken as Director | MGMT | Y | For | For |
| | | | | | 20 | Reappoint KPMG Audit plc as Auditors | MGMT | Y | For | For |
| | | | | | 21 | Authorise Board to Fix Remuneration of Auditors | MGMT | Y | For | For |
| | | | | | 22 | Authorise EU Political Donations and Expenditure | MGMT | Y | For | For |
| | | | | | 23 | Authorise Issue of Equity with Pre-emptive Rights | MGMT | Y | For | For |
| | | | | | 24 | Authorise Issue of Equity with Pre-emptive Rights | MGMT | Y | For | For |
| | | | | | 25 | Approve 2011 Share Plan | MGMT | Y | For | For |
| | | | | | 26 | Authorise Issue of Equity without Pre-emptive Rights | MGMT | Y | For | For |
| | | | | | 27 | Authorise Market Purchase | MGMT | Y | For | For |
| | | | | | 28 | Authorise Market Purchase | MGMT | Y | For | For |
| | | | | | 29 | Authorise the Company to Call EGM with Two Weeks' Notice | MGMT | Y | Against | Against |
| The Goldman Sachs Group, Inc. | GS | 38141G104 | Annual | 5/6/2011 | 1 | Elect Director Lloyd C. Blankfein | MGMT | Y | For | For |
| | | | | | 2 | Elect Director John H. Bryan | MGMT | Y | For | For |
| | | | | | 3 | Elect Director Gary D. Cohn | MGMT | Y | For | For |
| | | | | | 4 | Elect Director Claes Dahlback | MGMT | Y | For | For |
| | | | | | 5 | Elect Director Stephen Friedman | MGMT | Y | For | For |
| | | | | | 6 | Elect Director William W. George | MGMT | Y | For | For |
| | | | | | 7 | Elect Director James A. Johnson | MGMT | Y | For | For |
| | | | | | 8 | Elect Director Lois D. Juliber | MGMT | Y | For | For |
| | | | | | 9 | Elect Director Lakshmi N. Mittal | MGMT | Y | For | For |
| | | | | | 10 | Elect Director James J. Schiro | MGMT | Y | For | For |
| | | | | | 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| | | | | | 12 | Advisory Vote on Say on Pay Frequency | MGMT | Y | Three Years | For |
| | | | | | 13 | Ratify Auditors | MGMT | Y | For | For |
| | | | | | 14 | Provide for Cumulative Voting | SHAREHOLD | Y | Against | For |
| | | | | | 15 | Amend Bylaws-- Call Special Meetings | SHAREHOLD | Y | For | Against |
| | | | | | 16 | Stock Retention/Holding Period | SHAREHOLD | Y | Against | For |
| | | | | | 17 | Review Executive Compensation | SHAREHOLD | Y | Against | For |
| | | | | | 18 | Report on Climate Change Business Risks | SHAREHOLD | Y | Against | For |
| | | | | | 19 | Report on Political Contributions | SHAREHOLD | Y | For | Against |
| Prudential Financial, Inc. | PRU | 744320102 | Annual | 5/10/2011 | 1 | Elect Director Thomas J. Baltimore, Jr. | MGMT | Y | For | For |
| | | | | | 2 | Elect Director Gordon M. Bethune | MGMT | Y | Against | Against |
| | | | | | 3 | Elect Director Gaston Caperton | MGMT | Y | For | For |
| | | | | | 4 | Elect Director Gilbert F. Casellas | MGMT | Y | For | For |
| | | | | | 5 | Elect Director James G. Cullen | MGMT | Y | Against | Against |
| | | | | | 6 | Elect Director William H. Gray, III | MGMT | Y | Against | Against |
| | | | | | 7 | Elect Director Mark B. Grier | MGMT | Y | For | For |
| | | | | | 8 | Elect Director Constance J. Horner | MGMT | Y | Against | Against |
| | | | | | 9 | Elect Director Martina Hund-Mejean | MGMT | Y | For | For |
| | | | | | 10 | Elect Director Karl J. Krapek | MGMT | Y | For | For |
| | | | | | 11 | Elect Director Christine A. Poon | MGMT | Y | For | For |
| | | | | | 12 | Elect Director John R. Strangfield | MGMT | Y | For | For |
| | | | | | 13 | Elect Director James A. Unruh | MGMT | Y | For | For |
| | | | | | 14 | Ratify Auditors | MGMT | Y | For | For |
| | | | | | 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | Against | Against |
| | | | | | 16 | Advisory Vote on Say on Pay Frequency | MGMT | Y | One Year | For |
| | | | | | 17 | Reduce Supermajority Vote Requirement | SHAREHOLD | Y | For | Against |
| | | | | | 18 | Report on Lobbying Contributions and Expenses | SHAREHOLD | Y | Against | For |
| Bank of America Corporation | BAC | 060505104 | Annual | 5/11/2011 | 1 | Elect Director Mukesh D. Ambani | MGMT | Y | For | For |
| | | | | | 2 | Elect Director Susan S. Bies | MGMT | Y | For | For |
| | | | | | 3 | Elect Director Frank P. Bramble, Sr. | MGMT | Y | For | For |
| | | | | | 4 | Elect Director Virgis W. Colbert | MGMT | Y | Against | Against |
| | | | | | 5 | Elect Director Charles K. Gifford | MGMT | Y | For | For |
| | | | | | 6 | Elect Director Charles O. Holliday, Jr. | MGMT | Y | For | For |
| | | | | | 7 | Elect Director D. Paul Jones, Jr. | MGMT | Y | For | For |
| | | | | | 8 | Elect Director Monica C. Lozano | MGMT | Y | For | For |
| | | | | | 9 | Elect Director Thomas J. May | MGMT | Y | For | For |
| | | | | | 10 | Elect Director Brian T. Moynihan | MGMT | Y | For | For |
| | | | | | 11 | Elect Director Donald E. Powell | MGMT | Y | For | For |
| | | | | | 12 | Elect Director Charles O. Rossotti | MGMT | Y | Against | Against |
| | | | | | 13 | Elect Director Robert W. Scully | MGMT | Y | For | For |
| | | | | | 14 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| | | | | | 15 | Advisory Vote on Say on Pay Frequency | MGMT | Y | Three Years | For |
| | | | | | 16 | Ratify Auditors | MGMT | Y | Against | Against |
| | | | | | 17 | Disclose Prior Government Service | SHAREHOLD | Y | Against | For |
| | | | | | 18 | Provide Right to Act by Written Consent | SHAREHOLD | Y | For | Against |
| | | | | | 19 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | SHAREHOLD | Y | For | Against |
| | | | | | 20 | Report on Lobbying Expenses | SHAREHOLD | Y | For | Against |
| | | | | | 21 | Report on Collateral in Derivatives Trading | SHAREHOLD | Y | Against | For |
| | | | | | 22 | Restore or Provide for Cumulative Voting | SHAREHOLD | Y | For | Against |
| | | | | | 23 | Claw-back of Payments under Restatements | SHAREHOLD | Y | Against | For |
| | | | | | 24 | Prohibit Certain Relocation Benefits to Senior Executives | SHAREHOLD | Y | Against | For |
| CB Richard Ellis Group, Inc. | CBG | 12497T101 | Annual | 5/11/2011 | 1.1 | Elect Director Richard C. Blum | MGMT | Y | For | For |
| | | | | | 1.2 | Elect Director Curtis F. Feeny | MGMT | Y | For | For |
| | | | | | 1.3 | Elect Director Bradford M. Freeman | MGMT | Y | For | For |
| | | | | | 1.4 | Elect Director Michael Kantor | MGMT | Y | For | For |
| | | | | | 1.5 | Elect Director Frederic V. Malek | MGMT | Y | For | For |
| | | | | | 1.6 | Elect Director Jane J. Su | MGMT | Y | For | For |
| | | | | | 1.7 | Elect Director Laura D. Tyson | MGMT | Y | For | For |
| | | | | | 1.8 | Elect Director Brett White | MGMT | Y | For | For |
| | | | | | 1.9 | Elect Director Gary L. Wilson | MGMT | Y | For | For |
| | | | | | 1.10 | Elect Director Ray Wirta | MGMT | Y | For | For |
| | | | | | 2 | Ratify Auditors | MGMT | Y | For | For |
| | | | | | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| | | | | | 4 | Advisory Vote on Say on Pay Frequency | MGMT | Y | Three Years | For |
| CBOE Holdings, Inc. | CBOE | 12503M108 | Annual | 5/17/2011 | 1.1 | Elect Director William J. Brodsky | MGMT | Y | For | For |
| | | | | | 1.2 | Elect Director James R. Boris | MGMT | Y | For | For |
| | | | | | 1.3 | Elect Director Mark F. Duffy | MGMT | Y | For | For |
| | | | | | 1.4 | Elect Director David A. Fisher | MGMT | Y | For | For |
| | | | | | 1.5 | Elect Director Janet P. Froetscher | MGMT | Y | For | For |
| | | | | | 1.6 | Elect Director Paul Kepes | MGMT | Y | For | For |
| | | | | | 1.7 | Elect Director Stuart J. Kipnes | MGMT | Y | For | For |
| | | | | | 1.8 | Elect Director Duane R. Kullberg | MGMT | Y | For | For |
| | | | | | 1.9 | Elect Director Benjamin R. Londergan | MGMT | Y | For | For |
| | | | | | 1.10 | Elect Director R. Eden Martin | MGMT | Y | For | For |
| | | | | | 1.11 | Elect Director Roderick A. Palmore | MGMT | Y | For | For |
| | | | | | 1.12 | Elect Director Susan M. Phillips | MGMT | Y | Withhold | Against |
| | | | | | 1.13 | Elect Director William R. Power | MGMT | Y | For | For |
| | | | | | 1.14 | Elect Director Samuel K. Skinner | MGMT | Y | For | For |
| | | | | | 1.15 | Elect Director Carole E. Stone | MGMT | Y | For | For |
| | | | | | 1.16 | Elect Director Eugene S. Sunshine | MGMT | Y | For | For |
| | | | | | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| | | | | | 3 | Advisory Vote on Say on Pay Frequency | MGMT | Y | Three Years | For |
| | | | | | 4 | Approve Omnibus Stock Plan | MGMT | Y | For | For |
| | | | | | 5 | Ratify Auditors | MGMT | Y | For | For |
| JPMorgan Chase & Co. | JPM | 46625H100 | Annual | 5/17/2011 | 1 | Elect Director Crandall C. Bowles | MGMT | Y | For | For |
| | | | | | 2 | Elect Director Stephen B. Burke | MGMT | Y | Against | Against |
| | | | | | 3 | Elect Director David M. Cote | MGMT | Y | For | For |
| | | | | | 4 | Elect Director James S. Crown | MGMT | Y | For | For |
| | | | | | 5 | Elect Director James Dimon | MGMT | Y | For | For |
| | | | | | 6 | Elect Director Ellen V. Futter | MGMT | Y | Against | Against |
| | | | | | 7 | Elect Director William H. Gray, III | MGMT | Y | For | For |
| | | | | | 8 | Elect Director Laban P. Jackson, Jr. | MGMT | Y | For | For |
| | | | | | 9 | Elect Director David C. Novak | MGMT | Y | Against | Against |
| | | | | | 10 | Elect Director Lee R. Raymond | MGMT | Y | Against | Against |
| | | | | | 11 | Elect Director William C. Weldon | MGMT | Y | Against | Against |
| | | | | | 12 | Ratify Auditors | MGMT | Y | For | For |
| | | | | | 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| | | | | | 14 | Advisory Vote on Say on Pay Frequency | MGMT | Y | Three Years | For |
| | | | | | 15 | Amend Omnibus Stock Plan | MGMT | Y | For | For |
| | | | | | 16 | Affirm Political Non-Partisanship | SHAREHOLD | Y | Against | For |
| | | | | | 17 | Provide Right to Act by Written Consent | SHAREHOLD | Y | For | Against |
| | | | | | 18 | Report on Loan Modifications | SHAREHOLD | Y | Against | For |
| | | | | | 19 | Report on Political Contributions | SHAREHOLD | Y | For | Against |
| | | | | | 20 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | SHAREHOLD | Y | Against | For |
| | | | | | 21 | Require Independent Board Chairman | SHAREHOLD | Y | Against | For |
| ACE Limited | ACE | H0023R105 | Annual | 5/18/2011 | 1.1 | Elect Evan G. Greenberg as Director | MGMT | Y | For | For |
| | | | | | 1.2 | Elect Leo F. Mullin as Director | MGMT | Y | For | For |
| | | | | | 1.3 | Elect Olivier Steimer as Director | MGMT | Y | For | For |
| | | | | | 1.4 | Elect Michael P. Connors as Director | MGMT | Y | For | For |
| | | | | | 1.5 | Elect Eugene B. Shanks, Jr as Director | MGMT | Y | For | For |
| | | | | | 1.6 | Elect John A. Krol as Director | MGMT | Y | For | For |
| | | | | | 2.1 | Approve Annual Report | MGMT | Y | For | For |
| | | | | | 2.2 | Accept Statutory Financial Statements | MGMT | Y | For | For |
| | | | | | 2.3 | Accept Consolidated Financial Statements | MGMT | Y | For | For |
| | | | | | 3 | Approve Allocation of Income and Dividends | MGMT | Y | For | For |
| | | | | | 4 | Approve Discharge of Board and Senior Management | MGMT | Y | For | For |
| | | | | | 5.1 | Ratify PricewaterhouseCoopers AG as Auditors | MGMT | Y | For | For |
| | | | | | 5.2 | Ratify Ratify PricewaterhouseCoopers LLC as Independent Registered Public Accounting Firm as Auditors | MGMT | Y | For | For |
| | | | | | 5.3 | Ratify BDO AG as Special Auditors | MGMT | Y | For | For |
| | | | | | 6 | Approve Dividend Distribution from Legal Reserves | MGMT | Y | For | For |
| | | | | | 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| | | | | | 8 | Advisory Vote on Say on Pay Frequency | MGMT | Y | Three Years | For |
| Alexandria Real Estate Equities, Inc. | ARE | 015271109 | Annual | 5/25/2011 | 1.1 | Elect Director Joel S. Marcus | MGMT | Y | For | For |
| | | | | | 1.2 | Elect Director Richard B. Jennings | MGMT | Y | Withhold | Against |
| | | | | | 1.3 | Elect Director John L. Atkins, III | MGMT | Y | For | For |
| | | | | | 1.4 | Elect Director Richard H. Klein | MGMT | Y | Withhold | Against |
| | | | | | 1.5 | Elect Director James H. Richardson | MGMT | Y | For | For |
| | | | | | 1.6 | Elect Director Martin A. Simonetti | MGMT | Y | Withhold | Against |
| | | | | | 1.7 | Elect Director Alan G. Walton | MGMT | Y | For | For |
| | | | | | 2 | Ratify Auditors | MGMT | Y | Against | Against |
| | | | | | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| | | | | | 4 | Advisory Vote on Say on Pay Frequency | MGMT | Y | Three Years | For |
| BlackRock, Inc. | BLK | 09247X101 | Annual | 5/25/2011 | 1.1 | Elect Director Murry S. Gerber | MGMT | Y | For | For |
| | | | | | 1.2 | Elect Director James Grosfeld | MGMT | Y | For | For |
| | | | | | 1.3 | Elect Director Deryck Maughan | MGMT | Y | For | For |
| | | | | | 1.4 | Elect Director Thomas K. Montag | MGMT | Y | Withhold | Against |
| | | | | | 1.5 | Elect Director Linda Gosden Robinson | MGMT | Y | For | For |
| | | | | | 1.6 | Elect Director John S. Varley | MGMT | Y | Withhold | Against |
| | | | | | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| | | | | | 3 | Advisory Vote on Say on Pay Frequency | MGMT | Y | Three Years | For |
| | | | | | 4 | Ratify Auditors | MGMT | Y | For | For |
| Unum Group | UNM | 91529Y106 | Annual | 5/25/2011 | 1 | Elect Director Jon S. Fossel | MGMT | Y | For | For |
| | | | | | 2 | Elect Director Gloria C. Larson | MGMT | Y | For | For |
| | | | | | 3 | Elect Director William J. Ryan | MGMT | Y | For | For |
| | | | | | 4 | Elect Director Thomas R. Watjen | MGMT | Y | For | For |
| | | | | | 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| | | | | | 6 | Advisory Vote on Say on Pay Frequency | MGMT | Y | Three Years | For |
| | | | | | 7 | Approve Nonqualified Employee Stock Purchase Plan | MGMT | Y | For | For |
| | | | | | 8 | Ratify Auditors | MGMT | Y | For | For |
| The Travelers Companies, Inc. | TRV | 89417E109 | Annual | 5/26/2011 | 1 | Elect Director Alan L. Beller | MGMT | Y | For | For |
| | | | | | 2 | Elect Director John H. Dasburg | MGMT | Y | For | For |
| | | | | | 3 | Elect Director Janet M. Dolan | MGMT | Y | For | For |
| | | | | | 4 | Elect Director Kenneth M. Duberstein | MGMT | Y | For | For |
| | | | | | 5 | Elect Director Jay S. Fishman | MGMT | Y | For | For |
| | | | | | 6 | Elect Director Lawrence G. Graev | MGMT | Y | For | For |
| | | | | | 7 | Elect Director Patricia L. Higgins | MGMT | Y | For | For |
| | | | | | 8 | Elect Director Thomas R. Hodgson | MGMT | Y | For | For |
| | | | | | 9 | Elect Director Cleve L. Killingsworth, Jr. | MGMT | Y | For | For |
| | | | | | 10 | Elect Director Donald J. Shepard | MGMT | Y | For | For |
| | | | | | 11 | Elect Director Laurie J. Thomsen | MGMT | Y | For | For |
| | | | | | 12 | Ratify Auditors | MGMT | Y | For | For |
| | | | | | 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | Against | Against |
| | | | | | 14 | Advisory Vote on Say on Pay Frequency | MGMT | Y | One Year | Against |
| Affiliated Managers Group, Inc. | AMG | 008252108 | Annual | 5/31/2011 | 1.1 | Elect Director Samuel T. Byrne | MGMT | Y | For | For |
| | | | | | 1.2 | Elect Director Dwight D. Churchill | MGMT | Y | Withhold | Against |
| | | | | | 1.3 | Elect Director Sean M. Healey | MGMT | Y | For | For |
| | | | | | 1.4 | Elect Director Harold J. Meyerman | MGMT | Y | Withhold | Against |
| | | | | | 1.5 | Elect Director William J. Nutt | MGMT | Y | Withhold | Against |
| | | | | | 1.6 | Elect Director Rita M. Rodriguez | MGMT | Y | Withhold | Against |
| | | | | | 1.7 | Elect Director Patrick T. Ryan | MGMT | Y | Withhold | Against |
| | | | | | 1.8 | Elect Director Jide J. Zeitlin | MGMT | Y | For | For |
| | | | | | 2 | Approve Stock Option Plan | MGMT | Y | For | For |
| | | | | | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | Against | Against |
| | | | | | 4 | Advisory Vote on Say on Pay Frequency | MGMT | Y | One Year | For |
| | | | | | 5 | Ratify Auditors | MGMT | Y | Against | Against |
| CME Group Inc. | CME | 12572Q105 | Annual | 6/8/2011 | 1.1 | Elect Director Craig S. Donohue | MGMT | Y | For | For |
| | | | | | 1.2 | Elect Director Timothy S. Bitsberger | MGMT | Y | For | For |
| | | | | | 1.3 | Elect Director Jackie M. Clegg | MGMT | Y | Withhold | Against |
| | | | | | 1.4 | Elect Director James A. Donaldson | MGMT | Y | For | For |
| | | | | | 1.5 | Elect Director J. Dennis Hastert | MGMT | Y | For | For |
| | | | | | 1.6 | Elect Director William P. Miller II | MGMT | Y | Withhold | Against |
| | | | | | 1.7 | Elect Director Terry L. Savage | MGMT | Y | Withhold | Against |
| | | | | | 1.8 | Elect Director Christopher Stewart | MGMT | Y | For | For |
| | | | | | 2 | Ratify Auditors | MGMT | Y | Against | Against |
| | | | | | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| | | | | | 4 | Advisory Vote on Say on Pay Frequency | MGMT | Y | Three Years | For |
| | | | | | | | | | | |
| | | | | | | | | | | |
Saratoga Advantage Trust: Energy & Basic Materials Portfolio Item 1, Exhibit N |
Investment Company Act File Number: 811-08542 | | | | | |
Reporting Period: July 1, 2010 through June 30, 2011 | | | | | |
| | | | | | | | | | | |
ITEM 1- PROXY VOTING RECORD |
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | | (d) Shareholder Meeting Date | | (e) Matter Identification | (f) Proposal Type (by issuer or shareholder) | (g) Voted | (h) How was vote cast (for or against proposal, or abstain; for or withhold regarding election of directors) | (i) Was Vote For or Against Management |
| Tidewater Inc. | TDW | 886423102 | Annual | 7/22/2010 | 1.1 | Elect Director M. Jay Allison | MGMT | Y | For | For |
| | | | | | 1.2 | Elect Director James C. Day | MGMT | Y | For | For |
| | | | | | 1.3 | Elect Director Richard T. Du Moulin | MGMT | Y | For | For |
| | | | | | 1.4 | Elect Director Morris E. Foster | MGMT | Y | For | For |
| | | | | | 1.5 | Elect Director J. Wayne Leonard | MGMT | Y | For | For |
| | | | | | 1.6 | Elect Director Jon C. Madonna | MGMT | Y | For | For |
| | | | | | 1.7 | Elect Director Joseph H. Netherland | MGMT | Y | For | For |
| | | | | | 1.8 | Elect Director Richard A. Pattarozzi | MGMT | Y | For | For |
| | | | | | 1.9 | Elect Director Nicholas Sutton | MGMT | Y | For | For |
| | | | | | 1.10 | Elect Director Cindy B. Taylor | MGMT | Y | For | For |
| | | | | | 1.11 | Elect Director Dean E. Taylor | MGMT | Y | For | For |
| | | | | | 1.12 | Elect Director Jack E. Thompson | MGMT | Y | For | For |
| | | | | | 2 | Ratify Auditors | MGMT | Y | For | For |
| Smith International, Inc. | SII | 832110100 | Annual | 8/24/2010 | 1 | Approve Merger Agreement | MGMT | Y | For | For |
| | | | | | 2.1 | Elect Director James R. Gibbs | MGMT | Y | For | For |
| | | | | | 2.2 | Elect Director Duane C. Radtke | MGMT | Y | For | For |
| | | | | | 2.3 | Elect Director John Yearwood | MGMT | Y | Withhold | Against |
| | | | | | 3 | Amend Omnibus Stock Plan | MGMT | Y | For | For |
| | | | | | 4 | Ratify Auditors | MGMT | Y | For | For |
| | | | | | 5 | Adjourn Meeting | MGMT | Y | For | For |
| Massey Energy Company | MEE | 576206106 | Special | 10/6/2010 | 1 | Declassify the Board of Directors | MGMT | Y | For | For |
| | | | | | 2 | Eliminate Cumulative Voting | MGMT | Y | For | For |
| | | | | | 3 | Reduce Supermajority Vote Requirement Relating to Bylaw Amendments | MGMT | Y | For | For |
| | | | | | 4 | Reduce Supermajority Vote Requirement Relating to Business Combinations | MGMT | Y | For | For |
| | | | | | 5 | Provide Right to Call Special Meeting | MGMT | Y | For | For |
| | | | | | 6 | Increase Authorized Common Stock | MGMT | Y | Against | Against |
| Air Products and Chemicals, Inc. | APD | 009158106 | Annual | 1/27/2011 | 1.1 | Elect Director Chadwick C. Deaton | MGMT | Y | For | For |
| | | | | | 1.2 | Elect Director Michael J. Donahue | MGMT | Y | For | For |
| | | | | | 1.3 | Elect Director Ursula O. Fairbairn | MGMT | Y | For | For |
| | | | | | 1.4 | Elect Director Lawrence S. Smith | MGMT | Y | For | For |
| | | | | | 2 | Ratify Auditors | MGMT | Y | For | For |
| | | | | | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | Against | Against |
| | | | | | 4 | Advisory Vote on Say on Pay Frequency | MGMT | Y | One Year | Against |
| | | | | | 5 | Approve Executive Incentive Bonus Plan | MGMT | Y | For | For |
| Foster Wheeler AG | FWLT | H27178104 | Special | 2/24/2011 | 1 | Elect Umberto della Sala as Director | MGMT | N | Do Not Vote * | |
| | | | | | 2 | Authorize Repurchase of Issued Share Capital | MGMT | N | Do Not Vote * | |
| | | | | | 3 | Transact Other Business (Voting) | MGMT | N | Do Not Vote * | |
| Schlumberger Limited | SLB | 806857108 | Annual | 4/6/2011 | 1.1 | Elect Director Philippe Camus | MGMT | Y | For | For |
| | | | | | 1.2 | Elect Director Peter L.S. Currie | MGMT | Y | For | For |
| | | | | | 1.3 | Elect Director Andrew Gould | MGMT | Y | For | For |
| | | | | | 1.4 | Elect Director Tony Isaac | MGMT | Y | Against | Against |
| | | | | | 1.5 | Elect Director K. Vaman Kamath | MGMT | Y | For | For |
| | | | | | 1.6 | Elect Director Nikolay Kudryavtsev | MGMT | Y | For | For |
| | | | | | 1.7 | Elect Director Adrian Lajous | MGMT | Y | Against | Against |
| | | | | | 1.8 | Elect Director Michael E. Marks | MGMT | Y | Against | Against |
| | | | | | 1.9 | Elect Director Elizabeth Moler | MGMT | Y | For | For |
| | | | | | 1.10 | Elect Director Leo Rafael Reif | MGMT | Y | Against | Against |
| | | | | | 1.11 | Elect Director Tore I. Sandvold | MGMT | Y | Against | Against |
| | | | | | 1.12 | Elect Director Henri Seydoux | MGMT | Y | For | For |
| | | | | | 1.13 | Elect Director Paal Kibsgaard | MGMT | Y | For | For |
| | | | | | 1.14 | Elect Director Lubna S. Olayan | MGMT | Y | For | For |
| | | | | | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| | | | | | 3 | Advisory Vote on Say on Pay Frequency | MGMT | Y | Three Years | For |
| | | | | | 4 | Increase Authorized Common Stock | MGMT | Y | For | For |
| | | | | | 5 | Adopt Plurality Voting for Contested Election of Directors | MGMT | Y | For | For |
| | | | | | 6 | Adopt and Approve Financials and Dividends | MGMT | Y | For | For |
| | | | | | 7 | Ratify PricewaterhouseCoopers LLP as Auditors | MGMT | Y | For | For |
| Baker Hughes Incorporated | BHI | 057224107 | Annual | 4/28/2011 | 1.1 | Elect Director Larry D. Brady | MGMT | Y | For | For |
| | | | | | 1.2 | Elect Director Clarence P. Cazalot, Jr. | MGMT | Y | For | For |
| | | | | | 1.3 | Elect Director Chad C. Deaton | MGMT | Y | For | For |
| | | | | | 1.4 | Elect Director Anthony G. Fernandes | MGMT | Y | For | For |
| | | | | | 1.5 | Elect Director Claire W. Gargalli | MGMT | Y | For | For |
| | | | | | 1.6 | Elect Director Pierre H. Jungels | MGMT | Y | For | For |
| | | | | | 1.7 | Elect Director James A. Lash | MGMT | Y | For | For |
| | | | | | 1.8 | Elect Director J. Larry Nichols | MGMT | Y | For | For |
| | | | | | 1.9 | Elect Director H. John Riley, Jr. | MGMT | Y | For | For |
| | | | | | 1.10 | Elect Director J. W. Stewart | MGMT | Y | For | For |
| | | | | | 1.11 | Elect Director Charles L. Watson | MGMT | Y | For | For |
| | | | | | 2 | Ratify Auditors | MGMT | Y | For | For |
| | | | | | 3 | Amend Executive Incentive Bonus Plan | MGMT | Y | For | For |
| | | | | | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | Against | Against |
| | | | | | 5 | Advisory Vote on Say on Pay Frequency | MGMT | Y | One Year | None |
| | | | | | 6 | Require a Majority Vote for the Election of Directors | SHAREHOLD | Y | For | Against |
| Cobalt International Energy, Inc. | CIE | 19075F106 | Annual | 4/28/2011 | 1.1 | Elect Director Joseph H. Bryant | MGMT | Y | Withhold | Against |
| | | | | | 1.2 | Elect Director Peter R. Coneway | MGMT | Y | Withhold | Against |
| | | | | | 1.3 | Elect Director Michael G. France | MGMT | Y | Withhold | Against |
| | | | | | 1.4 | Elect Director Jack E. Golden | MGMT | Y | Withhold | Against |
| | | | | | 1.5 | Elect Director N. John Lancaster | MGMT | Y | Withhold | Against |
| | | | | | 1.6 | Elect Director Scott L. Lebovitz | MGMT | Y | Withhold | Against |
| | | | | | 1.7 | Elect Director Jon A. Marshall | MGMT | Y | For | For |
| | | | | | 1.8 | Elect Director Kenneth W. Moore | MGMT | Y | Withhold | Against |
| | | | | | 1.9 | Elect Director Kenneth A. Pontarelli | MGMT | Y | Withhold | Against |
| | | | | | 1.10 | Elect Director Myles W. Scoggins | MGMT | Y | For | For |
| | | | | | 1.11 | Elect Director D. Jeff van Steenbergen | MGMT | Y | Withhold | Against |
| | | | | | 1.12 | Elect Director Martin H. Young, Jr. | MGMT | Y | For | For |
| | | | | | 2 | Ratify Auditors | MGMT | Y | For | For |
| | | | | | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| | | | | | 4 | Advisory Vote on Say on Pay Frequency | MGMT | Y | Three Years | For |
| Cameron International Corporation | CAM | 13342B105 | Annual | 5/3/2011 | 1 | Elect Director Peter J. Fluor | MGMT | Y | For | For |
| | | | | | 2 | Elect Director Jack B. Moore | MGMT | Y | For | For |
| | | | | | 3 | Elect Director David Ross | MGMT | Y | For | For |
| | | | | | 4 | Ratify Auditors | MGMT | Y | For | For |
| | | | | | 5 | Approve Executive Incentive Bonus Plan | MGMT | Y | For | For |
| | | | | | 6 | Amend Omnibus Stock Plan | MGMT | Y | For | For |
| | | | | | 7 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| | | | | | 8 | Advisory Vote on Say on Pay Frequency | MGMT | Y | Three Years | None |
| Foster Wheeler AG | FWLT | H27178104 | Annual | 5/3/2011 | 1.1 | Elect Clayton C. Daley, Jr. as Director | MGMT | Y | For | For |
| | | | | | 1.2 | Elect Edward G. Galante as Director | MGMT | Y | For | For |
| | | | | | 1.3 | Elect Raymond J. Milchovich as Director | MGMT | Y | For | For |
| | | | | | 2 | Ratify PricewaterhouseCoopers AG as Auditors | MGMT | Y | For | For |
| | | | | | 3 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm | MGMT | Y | For | For |
| | | | | | 4 | Accept Financial Statements and Statutory Reports | MGMT | Y | For | For |
| | | | | | 5 | Approve Discharge of Board and Senior Management | MGMT | Y | For | For |
| | | | | | 6 | Approve Creation of CHF 187 Million Pool of Capital without Preemptive Rights | MGMT | Y | For | For |
| | | | | | 7 | Approve CHF 13 Million Reduction in Share Capital via Cancellation of Repurchased Shares | MGMT | Y | For | For |
| | | | | | 8 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | Against | Against |
| | | | | | 9 | Advisory Vote on Say on Pay Frequency | MGMT | Y | One Year | For |
| | | | | | 10 | Approve Re-allocation of Free Reserves to Legal Reserves from Capital Contribution | MGMT | Y | For | For |
| | | | | | 11 | Broadridge note: IN THE EVENT COUNTERPROPOSALS, ALTERATIONS OR AMENDMENTS OF THEAGENDA ITEMS OR OTHER MATTERS ARE RAISED AT THE ANNUAL GENERALMEETING, I INSTRUCT THE APPOINTED PROXIES TO VOTE AS FOLLOWS | MGMT | Y | Abstain | Against |
| Stillwater Mining Company | SWC | 86074Q102 | Annual | 5/3/2011 | 1.1 | Elect Director Craig L. Fuller | MGMT | Y | For | For |
| | | | | | 1.2 | Elect Director Patrick M. James | MGMT | Y | For | For |
| | | | | | 1.3 | Elect Director Steven S. Lucas | MGMT | Y | For | For |
| | | | | | 1.4 | Elect Director Michael S. Parrett | MGMT | Y | For | For |
| | | | | | 1.5 | Elect Director Francis R. McAllister | MGMT | Y | For | For |
| | | | | | 1.6 | Elect Director Sheryl K. Pressler | MGMT | Y | For | For |
| | | | | | 1.7 | Elect Director Michael Schiavone | MGMT | Y | For | For |
| | | | | | 2 | Ratify Auditors | MGMT | Y | For | For |
| | | | | | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| | | | | | 4 | Advisory Vote on Say on Pay Frequency | MGMT | Y | Three Years | For |
| | | | | | 5 | Authorize New Class of Preferred Stock | MGMT | Y | Against | Against |
| CONSOL Energy Inc. | CNX | 20854P109 | Annual | 5/4/2011 | 1.1 | Elect Director J. Brett Harvey | MGMT | Y | For | For |
| | | | | | 1.2 | Elect Director John Whitmire | MGMT | Y | For | For |
| | | | | | 1.3 | Elect Director Philip W. Baxter | MGMT | Y | For | For |
| | | | | | 1.4 | Elect Director James E. Altmeyer, Sr. | MGMT | Y | For | For |
| | | | | | 1.5 | Elect Director William E. Davis | MGMT | Y | For | For |
| | | | | | 1.6 | Elect Director Raj K. Gupta | MGMT | Y | For | For |
| | | | | | 1.7 | Elect Director Patricia A. Hammick | MGMT | Y | For | For |
| | | | | | 1.8 | Elect Director David C. Hardesty, Jr. | MGMT | Y | For | For |
| | | | | | 1.9 | Elect Director John T. Mills | MGMT | Y | For | For |
| | | | | | 1.10 | Elect Director William P. Powell | MGMT | Y | For | For |
| | | | | | 1.11 | Elect Director Joseph T. Williams | MGMT | Y | For | For |
| | | | | | 2 | Ratify Auditors | MGMT | Y | For | For |
| | | | | | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | Against | Against |
| | | | | | 4 | Advisory Vote on Say on Pay Frequency | MGMT | Y | One Year | Against |
| Hess Corporation | HES | 42809H107 | Annual | 5/4/2011 | 1 | Elect Director E.E. Holiday | MGMT | Y | For | For |
| | | | | | 2 | Elect Director J.H. Mullin | MGMT | Y | For | For |
| | | | | | 3 | Elect Director F.B. Walker | MGMT | Y | For | For |
| | | | | | 4 | Elect Director R.N. Wilson | MGMT | Y | For | For |
| | | | | | 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | Against | Against |
| | | | | | 6 | Advisory Vote on Say on Pay Frequency | MGMT | Y | One Year | For |
| | | | | | 7 | Ratify Auditors | MGMT | Y | For | For |
| | | | | | 8 | Amend Executive Incentive Bonus Plan | MGMT | Y | For | For |
| Tesco Corporation | TESO | 88157K101 | Annual | Annual/Special | 1.1 | Elect Fred J. Dyment as Director | MGMT | Y | Withhold | Against |
| | | | | | 1.2 | Elect Gary L. Kott as Director | MGMT | Y | Withhold | Against |
| | | | | | 1.3 | Elect r. Vance Milligan as Director | MGMT | Y | For | For |
| | | | | | 1.4 | Elect Julio M. Quintana as Director | MGMT | Y | For | For |
| | | | | | 1.5 | Elect John T. Reynolds as Director | MGMT | Y | Withhold | Against |
| | | | | | 1.6 | Elect Norman W. Robertson as Director | MGMT | Y | For | For |
| | | | | | 1.7 | Elect Michael W. Sutherlin as Director | MGMT | Y | For | For |
| | | | | | 1.8 | Elect Clifton T. Weatherford as Director | MGMT | Y | Withhold | Against |
| | | | | | 2 | Approve Shareholder Rights Plan | MGMT | Y | For | For |
| | | | | | 3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | MGMT | Y | For | For |
| | | | | | 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | Against | Against |
| | | | | | 5 | Advisory Vote on Say on Pay Frequency | MGMT | Y | One Year | Against |
| Apache Corporation | APA | 037411105 | Annual | 5/5/2011 | 1 | Elect Director G. Steven Farris | MGMT | Y | For | For |
| | | | | | 2 | Elect Director Randolph M. Ferlic | MGMT | Y | For | For |
| | | | | | 3 | Elect Director A.D. Frazier, Jr. | MGMT | Y | For | For |
| | | | | | 4 | Elect Director John A. Kocur | MGMT | Y | For | For |
| | | | | | 5 | Ratify Auditors | MGMT | Y | For | For |
| | | | | | 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| | | | | | 7 | Advisory Vote on Say on Pay Frequency | MGMT | Y | Three Years | For |
| | | | | | 8 | Increase Authorized Common Stock | MGMT | Y | For | For |
| | | | | | 9 | Increase Authorized Preferred Stock | MGMT | Y | Against | Against |
| | | | | | 10 | Approve Omnibus Stock Plan | MGMT | Y | Against | Against |
| LyondellBasell Industries NV | LYB | N53745100 | Annual | 5/5/2011 | 1 | Open Meeting | MGMT | | Non-Voting Proposal | Non-Voting Proposal |
| | | | | | 2 | Discussion on Company's Corporate Governance Structure | MGMT | | Non-Voting Proposal | Non-Voting Proposal |
| | | | | | 3a | Elect J.S. Bindra as Class I Directors to the Supervisory Board | MGMT | Y | For | For |
| | | | | | 3b | Reelect M. Carroll as Class I Directors to the Supervisory Board | MGMT | Y | For | For |
| | | | | | 3c | Reelect R. van der Meer as Class I Directors to the Supervisory Board | MGMT | Y | For | For |
| | | | | | 4 | Elect R. Buchanan as Class II Director to the Supervisory Board | MGMT | Y | Withhold | Against |
| | | | | | 5 | Elect J. Aigrain as Class III Director to the Supervisory Board | MGMT | Y | For | For |
| | | | | | 6 | Adopt Financial Statements and Statutory Reports | MGMT | Y | For | For |
| | | | | | 7 | Approve Discharge of Management Board | MGMT | Y | For | For |
| | | | | | 8 | Approve Discharge of Supervisory Board | MGMT | Y | For | For |
| | | | | | 9 | Ratify PricewaterhouseCoopers as Auditors | MGMT | Y | For | For |
| | | | | | 10 | Approve Remuneration of Supervisory Board | MGMT | Y | For | For |
| | | | | | 11 | Amend Articles Re: Removal of References to Class B Shares and Conversion into A Shares, Deletion of Provisions regarding Listing on New York Stock Exchange, and Legislative Changes in Dutch Law | MGMT | Y | For | For |
| | | | | | 12 | Receive Explanation on Company's Reserves and Dividend Policy | MGMT | | Non-Voting Proposal | Non-Voting Proposal |
| | | | | | 13 | Approve Dividends of USD 0.10 Per Share | MGMT | Y | For | For |
| | | | | | 14 | Advisory Vote to Approve Remuneration Report Containing Remuneration Policy for Management Board Members | MGMT | Y | Against | Against |
| | | | | | 15 | Advisory Vote on Say on Pay Frequency | MGMT | Y | One Year | For |
| | | | | | 16 | Elect G. Gwin as Class II Director to the Supervisory Board | MGMT | Y | For | For |
| | | | | | 17 | Close Meeting | MGMT | | Non-Voting Proposal | Non-Voting Proposal |
| Plains Exploration & Production Company | PXP | 726505100 | Annual | 5/5/2011 | 1 | Elect Director James C. Flores | MGMT | Y | For | For |
| | | | | | 2 | Elect Director Isaac Arnold, Jr. | MGMT | Y | Against | Against |
| | | | | | 3 | Elect Director Alan R. Buckwalter, III | MGMT | Y | For | For |
| | | | | | 4 | Elect Director Jerry L. Dees | MGMT | Y | Against | Against |
| | | | | | 5 | Elect Director Tom H. Delimitros | MGMT | Y | Against | Against |
| | | | | | 6 | Elect Director Thomas A. Fry, III | MGMT | Y | Against | Against |
| | | | | | 7 | Elect Director Charles G. Groat | MGMT | Y | For | For |
| | | | | | 8 | Elect Director John H. Lollar | MGMT | Y | Against | Against |
| | | | | | 9 | Ratify Auditors | MGMT | Y | For | For |
| | | | | | 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | Against | Against |
| | | | | | 11 | Advisory Vote on Say on Pay Frequency | MGMT | Y | One Year | Against |
| Calpine Corporation | CPN | 131347304 | Annual | 5/11/2011 | 1.1 | Elect Director Frank Cassidy | MGMT | Y | For | For |
| | | | | | 1.2 | Elect Director Jack A. Fusco | MGMT | Y | For | For |
| | | | | | 1.3 | Elect Director Robert C. Hinckley | MGMT | Y | For | For |
| | | | | | 1.4 | Elect Director David C. Merritt | MGMT | Y | For | For |
| | | | | | 1.5 | Elect Director W. Benjamin Moreland | MGMT | Y | For | For |
| | | | | | 1.6 | Elect Director Robert A. Mosbacher, Jr | MGMT | Y | For | For |
| | | | | | 1.7 | Elect Director William E. Oberndorf | MGMT | Y | Withhold | Against |
| | | | | | 1.8 | Elect Director Denise M. O'Leary | MGMT | Y | For | For |
| | | | | | 1.9 | Elect Director J. Stuart Ryan | MGMT | Y | Withhold | Against |
| | | | | | 2 | Ratify Auditors | MGMT | Y | For | For |
| | | | | | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| | | | | | 4 | Advisory Vote on Say on Pay Frequency | MGMT | Y | Three Years | For |
| The Dow Chemical Company | DOW | 260543103 | Annual | 5/12/2011 | 1 | Elect Director Arnold A. Allemang | MGMT | Y | For | For |
| | | | | | 2 | Elect Director Jacqueline K. Barton | MGMT | Y | Against | Against |
| | | | | | 3 | Elect Director James A. Bell | MGMT | Y | Against | Against |
| | | | | | 4 | Elect Director Jeff M. Fettig | MGMT | Y | Against | Against |
| | | | | | 5 | Elect Director Barbara H. Franklin | MGMT | Y | Against | Against |
| | | | | | 6 | Elect Director Jennifer M. Granholm | MGMT | Y | For | For |
| | | | | | 7 | Elect Director John B. Hess | MGMT | Y | Against | Against |
| | | | | | 8 | Elect Director Andrew N. Liveris | MGMT | Y | For | For |
| | | | | | 9 | Elect Director Paul Polman | MGMT | Y | Against | Against |
| | | | | | 10 | Elect Director Dennis H. Reilley | MGMT | Y | Against | Against |
| | | | | | 11 | Elect Director James M. Ringler | MGMT | Y | For | For |
| | | | | | 12 | Elect Director Ruth G. Shaw | MGMT | Y | Against | Against |
| | | | | | 13 | Elect Director Paul G. Stern | MGMT | Y | Against | Against |
| | | | | | 14 | Ratify Auditors | MGMT | Y | For | For |
| | | | | | 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | Against | Against |
| | | | | | 16 | Advisory Vote on Say on Pay Frequency | MGMT | Y | One Year | Against |
| | | | | | 17 | Provide Right to Act by Written Consent | SHAREHOLD | Y | For | Against |
| Total SA | FP | 89151E109 | Annual/Special | 5/13/2011 | 1 | Approve Financial Statements and Statutory Reports | MGMT | Y | For | For |
| | | | | | 2 | Accept Consolidated Financial Statements and Statutory Reports | MGMT | Y | For | For |
| | | | | | 3 | Approve Allocation of Income and Dividends of EUR 2.28 per Share | MGMT | Y | For | For |
| | | | | | 4 | Approve Auditors' Special Report on Related-Party Transactions | MGMT | Y | For | For |
| | | | | | 5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | MGMT | Y | For | For |
| | | | | | 6 | Reelect Patricia Barbizet as Director | MGMT | Y | Against | Against |
| | | | | | 7 | Reelect Paul Desmarais Jr. as Director | MGMT | Y | Against | Against |
| | | | | | 8 | Reelect Claude Mandil as Director | MGMT | Y | For | For |
| | | | | | 9 | Elect Marie-Christine Coisne as Director | MGMT | Y | For | For |
| | | | | | 10 | Elect Barbara Kux as Director | MGMT | Y | For | For |
| | | | | | 11 | Authorize up to 0.8 Percent of Issued Capital for Use in Restricted Stock Plan | MGMT | Y | For | For |
| | | | | | A | Amend Article 9 of Bylaws Re: Share Ownership Disclosure Threshold Publication | SHAREHOLD | Y | Against | For |
| Transocean Ltd. | RIGN | H8817H100 | Annual | 5/13/2011 | 1 | Accept Financial Statements and Statutory Reports | MGMT | Y | For | For |
| | | | | | 2 | Approve Discharge of Board and Senior Management | MGMT | Y | Against | Against |
| | | | | | 3 | Approve Allocation of Income and Omission of Dividends | MGMT | Y | For | For |
| | | | | | 4 | Approve Re-allocation of Free Reserves to Legal Reserves from Capital Contribution | MGMT | Y | For | For |
| | | | | | 5 | Approve Reduction in Share Capital and Repayment of $3.11 per Share | MGMT | Y | For | For |
| | | | | | 6 | Approve Release and Re-allocation of Legal Reserves, Reserve from Capital Contribution, to Dividend Reserve From Capital Contributions | MGMT | Y | For | For |
| | | | | | 7 | Approve Creation of CHF 67 Million Pool of Capital without Preemptive Rights | MGMT | Y | For | For |
| | | | | | 8 | Approve Decrease in Size of Board | MGMT | Y | For | For |
| | | | | | 9a | Reelect Jagjeet S. Bindra as Director | MGMT | Y | For | For |
| | | | | | 9b | Reelect Steve Lucas as Director | MGMT | Y | For | For |
| | | | | | 9c | Reelect Tan Ek Kia as Director | MGMT | Y | For | For |
| | | | | | 9d | Reelect Martin B. McNamara as Director | MGMT | Y | For | For |
| | | | | | 9e | Reelect Ian C. Strachan as Director | MGMT | Y | For | For |
| | | | | | 10 | Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2010 | MGMT | Y | For | For |
| | | | | | 11 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| | | | | | 12 | Advisory Vote on Say on Pay Frequency | MGMT | Y | Three Years | For |
| Anadarko Petroleum Corporation | APC | 032511107 | Annual | 5/17/2011 | 1 | Elect Director John R. Butler, Jr. | MGMT | Y | For | For |
| | | | | | 2 | Elect Director Kevin P. Chilton | MGMT | Y | For | For |
| | | | | | 3 | Elect Director Luke R. Corbett | MGMT | Y | For | For |
| | | | | | 4 | Elect Director H. Paulett Eberhart | MGMT | Y | For | For |
| | | | | | 5 | Elect Director Preston M. Geren, III | MGMT | Y | For | For |
| | | | | | 6 | Elect Director John R. Gordon | MGMT | Y | For | For |
| | | | | | 7 | Elect Director James T. Hackett | MGMT | Y | For | For |
| | | | | | 8 | Ratify Auditors | MGMT | Y | For | For |
| | | | | | 9 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| | | | | | 10 | Advisory Vote on Say on Pay Frequency | MGMT | Y | Three Years | For |
| | | | | | 11 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | SHAREHOLD | Y | Against | For |
| | | | | | 12 | Require Independent Board Chairman | SHAREHOLD | Y | Against | For |
| | | | | | 13 | Pro-rata Vesting of Equity Plans | SHAREHOLD | Y | Against | For |
| | | | | | 14 | Report on Political Contributions | SHAREHOLD | Y | Against | For |
| Cliffs Natural Resources Inc. | CLF | 18683K101 | Annual | 5/17/2011 | 1.1 | Elect Director Joseph A. Carrabba | MGMT | Y | For | For |
| | | | | | 1.2 | Elect Director Susan M. Cunningham | MGMT | Y | For | For |
| | | | | | 1.3 | Elect Director Barry J. Eldridge | MGMT | Y | For | For |
| | | | | | 1.4 | Elect Director Andres R. Gluski | MGMT | Y | For | For |
| | | | | | 1.5 | Elect Director Susan M. Green | MGMT | Y | For | For |
| | | | | | 1.6 | Elect Director Janice K. Henry | MGMT | Y | For | For |
| | | | | | 1.7 | Elect Director James F. Kirsch | MGMT | Y | For | For |
| | | | | | 1.8 | Elect Director Francis R. McAllister | MGMT | Y | For | For |
| | | | | | 1.9 | Elect Director Roger Phillips | MGMT | Y | For | For |
| | | | | | 1.10 | Elect Director Richard K. Riederer | MGMT | Y | For | For |
| | | | | | 1.11 | Elect Director Richard A. Ross | MGMT | Y | For | For |
| | | | | | 1.12 | Elect Director Alan Schwartz | MGMT | Y | For | For |
| | | | | | 2 | Increase Authorized Common Stock | MGMT | Y | Against | Against |
| | | | | | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| | | | | | 4 | Advisory Vote on Say on Pay Frequency | MGMT | Y | Three Years | For |
| | | | | | 5 | Require a Majority Vote for the Election of Directors | SHAREHOLD | Y | For | Against |
| | | | | | 6 | Ratify Auditors | MGMT | Y | For | For |
| El Paso Corporation | EP | 28336L109 | Annual | 5/17/2011 | 1 | Elect Director Juan Carlos Braniff | MGMT | Y | For | For |
| | | | | | 2 | Elect Director David W. Crane | MGMT | Y | For | For |
| | | | | | 3 | Elect Director Douglas L. Foshee | MGMT | Y | For | For |
| | | | | | 4 | Elect Director Robert W. Goldman | MGMT | Y | For | For |
| | | | | | 5 | Elect Director Anthony W. Hall, Jr. | MGMT | Y | For | For |
| | | | | | 6 | Elect Director Thomas R. Hix | MGMT | Y | For | For |
| | | | | | 7 | Elect Director Ferrell P. McClean | MGMT | Y | For | For |
| | | | | | 8 | Elect Director Timothy J. Probert | MGMT | Y | For | For |
| | | | | | 9 | Elect Director Steven J. Shapiro | MGMT | Y | For | For |
| | | | | | 10 | Elect Director J. Michael Talbert | MGMT | Y | For | For |
| | | | | | 11 | Elect Director Robert F. Vagt | MGMT | Y | For | For |
| | | | | | 12 | Elect Director John L. Whitmire | MGMT | Y | For | For |
| | | | | | 13 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| | | | | | 14 | Advisory Vote on Say on Pay Frequency | MGMT | Y | Three Years | For |
| | | | | | 15 | Ratify Auditors | MGMT | Y | For | For |
| Halliburton Company | HAL | 406216101 | Annual | 5/19/2011 | 1 | Elect Director Alan M. Bennett | MGMT | Y | For | For |
| | | | | | 2 | Elect Director James R. Boyd | MGMT | Y | For | For |
| | | | | | 3 | Elect Director Milton Carroll | MGMT | Y | For | For |
| | | | | | 4 | Elect Director Nance K. Dicciani | MGMT | Y | For | For |
| | | | | | 5 | Elect Director S. Malcolm Gillis | MGMT | Y | Against | Against |
| | | | | | 6 | Elect Director Abdallah S. Jum'ah | MGMT | Y | For | For |
| | | | | | 7 | Elect Director David J. Lesar | MGMT | Y | For | For |
| | | | | | 8 | Elect Director Robert A. Malone | MGMT | Y | For | For |
| | | | | | 9 | Elect Director J Landis Martin | MGMT | Y | Against | Against |
| | | | | | 10 | Elect Director Debra L. Reed | MGMT | Y | For | For |
| | | | | | 11 | Ratify Auditors | MGMT | Y | For | For |
| | | | | | 12 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | Against | Against |
| | | | | | 13 | Advisory Vote on Say on Pay Frequency | MGMT | Y | One Year | For |
| | | | | | 14 | Review and Assess Human Rights Policies | SHAREHOLD | Y | Against | For |
| | | | | | 15 | Report on Political Contributions | SHAREHOLD | Y | For | Against |
| Chevron Corporation | CVX | 166764100 | Annual | 5/25/2011 | 1 | Elect Director L.F. Deily | MGMT | Y | For | For |
| | | | | | 2 | Elect Director R.E. Denham | MGMT | Y | Against | Against |
| | | | | | 3 | Elect Director R.J. Eaton | MGMT | Y | For | For |
| | | | | | 4 | Elect Director C. Hagel | MGMT | Y | Against | Against |
| | | | | | 5 | Elect Director E. Hernandez | MGMT | Y | For | For |
| | | | | | 6 | Elect Director G.L. Kirkland | MGMT | Y | For | For |
| | | | | | 7 | Elect Director D.B. Rice | MGMT | Y | Against | Against |
| | | | | | 8 | Elect Director K.W. Sharer | MGMT | Y | Against | Against |
| | | | | | 9 | Elect Director C.R. Shoemate | MGMT | Y | For | For |
| | | | | | 10 | Elect Director J.G. Stumpf | MGMT | Y | For | For |
| | | | | | 11 | Elect Director R.D. Sugar | MGMT | Y | For | For |
| | | | | | 12 | Elect Director C. Ware | MGMT | Y | Against | Against |
| | | | | | 13 | Elect Director J.S. Watson | MGMT | Y | For | For |
| | | | | | 14 | Ratify Auditors | MGMT | Y | For | For |
| | | | | | 15 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| | | | | | 16 | Advisory Vote on Say on Pay Frequency | MGMT | Y | Three Years | For |
| | | | | | 17 | Request Director Nominee with Environmental Qualifications | SHAREHOLD | Y | Against | For |
| | | | | | 18 | Amend Bylaws to Establish a Board Committee on Human Rights | SHAREHOLD | Y | Against | For |
| | | | | | 19 | Include Sustainability as a Performance Measure for Senior Executive Compensation | SHAREHOLD | Y | Against | For |
| | | | | | 20 | Adopt Guidelines for Country Selection | SHAREHOLD | Y | Against | For |
| | | | | | 21 | Report on Financial Risks of Climate Change | SHAREHOLD | Y | Against | For |
| | | | | | 22 | Report on Environmental Impacts of Natural Gas Fracturing | SHAREHOLD | Y | For | Against |
| | | | | | 23 | Report on Offshore Oil Wells and Spill Mitigation Measures | SHAREHOLD | Y | Against | For |
| SemGroup Corp. | SEMG | 81663A105 | Annual | 5/25/2011 | 1.1 | Elect Director Ronald A. Ballschmiede | MGMT | Y | For | For |
| | | | | | 1.2 | Elect Director Sarah M. Barpoulis | MGMT | Y | For | For |
| | | | | | 1.3 | Elect Director John F. Chlebowski | MGMT | Y | For | For |
| | | | | | 1.4 | Elect Director Stanley C. Horton | MGMT | Y | For | For |
| | | | | | 1.5 | Elect Director Karl F. Kurz | MGMT | Y | For | For |
| | | | | | 1.6 | Elect Director Thomas R. McDaniel | MGMT | Y | For | For |
| | | | | | 1.7 | Elect Director Norman J. Szydlowski | MGMT | Y | For | For |
| | | | | | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| | | | | | 3 | Advisory Vote on Say on Pay Frequency | MGMT | Y | Three Years | For |
| | | | | | 4 | Ratify Auditors | MGMT | Y | For | For |
| Devon Energy Corporation | DVN | 25179M103 | Annual | 6/8/2011 | 1.1 | Elect Director Robert H. Henry | MGMT | Y | Withhold | Against |
| | | | | | 1.2 | Elect Director John A. Hill | MGMT | Y | For | For |
| | | | | | 1.3 | Elect Director Michael M. Kanovsky | MGMT | Y | For | For |
| | | | | | 1.4 | Elect Director Robert A. Mosbacher, Jr | MGMT | Y | For | For |
| | | | | | 1.5 | Elect Director J. Larry Nichols | MGMT | Y | Withhold | Against |
| | | | | | 1.6 | Elect Director Duane C. Radtke | MGMT | Y | For | For |
| | | | | | 1.7 | Elect Director Mary P. Ricciardello | MGMT | Y | For | For |
| | | | | | 1.8 | Elect Director John Richels | MGMT | Y | Withhold | Against |
| | | | | | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | Against | Against |
| | | | | | 3 | Advisory Vote on Say on Pay Frequency | MGMT | Y | One Year | For |
| | | | | | 4 | Reduce Supermajority Vote Requirement | MGMT | Y | For | For |
| | | | | | 5 | Amend Certificate of Incorporation | MGMT | Y | For | For |
| | | | | | 6 | Ratify Auditors | MGMT | Y | For | For |
| | | | | | 7 | Provide Right to Act by Written Consent | SHAREHOLD | Y | For | Against |
| AbitibiBowater Inc. | ABH | 003687209 | Annual | 6/9/2011 | 1.1 | Elect Director Richard B. Evans | MGMT | Y | For | For |
| | | | | | 1.2 | Elect Director Richard D. Falconer | MGMT | Y | For | For |
| | | | | | 1.3 | Elect Director Richard Garneau | MGMT | Y | For | For |
| | | | | | 1.4 | Elect Director Jeffrey A. Hearn | MGMT | Y | For | For |
| | | | | | 1.5 | Elect Director Alain Rheaume | MGMT | Y | For | For |
| | | | | | 1.6 | Elect Director Paul C. Rivett | MGMT | Y | For | For |
| | | | | | 1.7 | Elect Director Michael S. Rousseau | MGMT | Y | For | For |
| | | | | | 1.8 | Elect Director David H. Wilkins | MGMT | Y | For | For |
| | | | | | 2 | Ratify Auditors | MGMT | Y | For | For |
| | | | | | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| | | | | | 4 | Advisory Vote on Say on Pay Frequency | MGMT | Y | Three Years | For |
| Newpark Resources, Inc. | NR | 651718504 | Annual | 6/9/2011 | 1.1 | Elect Director David C. Anderson | MGMT | Y | For | For |
| | | | | | 1.2 | Elect Director Jerry W. Box | MGMT | Y | For | For |
| | | | | | 1.3 | Elect Director G. Stephen Finley | MGMT | Y | For | For |
| | | | | | 1.4 | Elect Director Paul L. Howes | MGMT | Y | For | For |
| | | | | | 1.5 | Elect Director James W. McFarland | MGMT | Y | For | For |
| | | | | | 1.6 | Elect Director Gary L. Warren | MGMT | Y | For | For |
| | | | | | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| | | | | | 3 | Advisory Vote on Say on Pay Frequency | MGMT | Y | Three Years | For |
| | | | | | 4 | Amend Omnibus Stock Plan | MGMT | Y | For | For |
| | | | | | 5 | Amend Omnibus Stock Plan | MGMT | Y | For | For |
| | | | | | 6 | Ratify Auditors | MGMT | Y | For | For |
| Freeport-McMoRan Copper & Gold Inc. | FCX | 35671D857 | Annual | 6/15/2011 | 1.1 | Elect Director Richard C. Adkerson | MGMT | Y | For | For |
| | | | | | 1.2 | Elect Director Robert J. Allison, Jr. | MGMT | Y | For | For |
| | | | | | 1.3 | Elect Director Robert A. Day | MGMT | Y | For | For |
| | | | | | 1.4 | Elect Director Gerald J. Ford | MGMT | Y | For | For |
| | | | | | 1.5 | Elect Director H. Devon Graham, Jr. | MGMT | Y | For | For |
| | | | | | 1.6 | Elect Director Charles C. Krulak | MGMT | Y | For | For |
| | | | | | 1.7 | Elect Director Bobby Lee Lackey | MGMT | Y | For | For |
| | | | | | 1.8 | Elect Director Jon C. Madonna | MGMT | Y | For | For |
| | | | | | 1.9 | Elect Director Dustan E. McCoy | MGMT | Y | For | For |
| | | | | | 1.10 | Elect Director James R. Moffett | MGMT | Y | For | For |
| | | | | | 1.11 | Elect Director B.M. Rankin, Jr. | MGMT | Y | For | For |
| | | | | | 1.12 | Elect Director Stephen H. Siegele | MGMT | Y | For | For |
| | | | | | 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | Against | Against |
| | | | | | 3 | Advisory Vote on Say on Pay Frequency | MGMT | Y | One Year | For |
| | | | | | 4 | Ratify Auditors | MGMT | Y | For | For |
| | | | | | 5 | Request Director Nominee with Environmental Qualifications | SHAREHOLD | Y | Against | For |
| Hornbeck Offshore Services, Inc. | HOS | 440543106 | Annual | 6/23/2011 | 1.1 | Elect Director Todd M. Hornbeck | MGMT | Y | For | For |
| | | | | | 1.2 | Elect Director Patricia B. Melcher | MGMT | Y | Withhold | Against |
| | | | | | 2 | Ratify Auditors | MGMT | Y | Against | Against |
| | | | | | 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | MGMT | Y | For | For |
| | | | | | 4 | Advisory Vote on Say on Pay Frequency | MGMT | Y | Three Years | For |
| | | | | | | | | | | | |
*Not voted due to an indication that shareblocking was potentially in effect for this market. |
